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English Pages [748] Year 1987
Chronologies du Proche Orient Chronologies in the Near East Relative Chronologies and Ab solute Chronology 16,000-4,000 B.P. C.N .R.S. International Symposium, Lyon (France) 24-28 Novemb er 1986 edited by
Olivier Aurenche Jacques Evin. F-rancis Hours t ·,
Part i Mai son de !'Ori ent Mediterraneen (C.N.R.S.-Universjte Lumi ere-Lyon 2), Lyon, France Archaeological Series No 3
BAR International Series 379(i) 198 17
B.A.R. 5, Centremead, Osney M.ead, Oxford OX2 ODQ, England.
GENERAL EDITORS A.R. Hands, B.Sc., M.A., D.Phil. D.R. Walker, M.A.
BAR 8379 (I), i987: 'Chronologi es du Proche Ori ent/Chronologi es i n the Iear Bast' Part I © The Individual Authors, 1987 The authors’ moral rights under the 1988 UK Copyright, Designs and Patents Act are hereby expressly asserted. All rights reserved. No part of this work may be copied, reproduced, stored, sold, distributed, scanned, saved in any form of digital format or transmitted in any form digitally, without the written permission of the Publisher. ISBN 9781407389752 (Volume I) paperback ISBN 9781407389769 (Volume II) paperback ISBN 9780860544876 (Volume set) paperback ISBN 9781407346557 (Volume set) e-format DOI https://doi.org/10.30861/9780860544876 A catalogue record for this book is available from the British Library
S OINAIRE C O NTENTS
P art i L iste L ist
des of
7 7
participants
participants
Avant-propos
1 1
F oreword
1 3
I NTRODUCTION
ET MgTHODES
DE
DATATION
I NTRODUCTION
AND
OF
DATATION
O .
Aurenche,
q ue
dans
l e
J .
avec
H . T.
Waterbolk
P . E.
J .
by
in
: The
s equence
t i 3 .700
BC
chronologiet
sa
r ela-
radiocarbone
h istory
of
2 1
radiocarbon
dates
in
South-
t he
calibration
of
radiocarbon
provenance Gowlett
du
Mook,
H .
Hasper
of
1 4
Gasc6
H .
: La
Valladas
a pplication
aux
Aitken:
materiaux
de
data-
Orient
Hedges
1 05
: Radiocarbon a pplications
t o
dating
by
archaeolo1 21
et
J .
Van
der Plicht
: Background
and
C calibration
: Traitements au
c ertains
s pectrometry:
procedures
a pplication
par
Proche
et R . E.M.
mass
6 1
poses
East
M .J.
Une
1 2.000
3 9
Near
J .
du
Gascö: de
: Working with
t he
W .G.
J .
dendrochronology
a ccelerator g y
d onnees
: Problömes
en
J .A. J.
et
Orient
A sia
Evin
t ion
l es
Damon
dates
Evin
Proche
t ion
w estern
METHODS
P roche
1 45
graphiques
des
dates
radiocarbone
:
Orient
datation g isements
Potential
f or
par
1 51 la
t hermoluminescence
e t
son
archeologiques luminescence
1 77 dating
in
t he
Near
East P .
1 83
Rognon:
g igues
au
Relations Moyen
entre
O rient
d e
phases 1 6.000
c limatiques a 1 0.000
BP
et
chronolo1 89
M . J. LE
PROCHE
THE 0 .
Aitken:
NEAR Bar
Archeometrical
ORIENT EAST
Yosef
et
1 6. 000 1 6. 000
J .C.
of
M . C.
Cauvin:
dans
r epipaleolithique
Valla
dans S .
t he
Levant
absolue
2 07
BP a nd
South
relatives
du
: Chronologie
e t
absolute
of
t he
chrono-
Levant
chronologie
2 19
a bsolue
Nord
et
2 47
c hronologies
relatives
Natoufien
Bottema
East M .
le
in
review
B P
1 0.000
: Relative
epipaleolithic Chronologies
rapporteur
A 1 0.000 TO
Vogel
logy
F .
t he
DE
FROM
dating:
from
Faure
2 67
: Chronology 1 6. 000
t o
and
1 0.000
et
C .
Guörin
Pleistocene
au
Mayen
c limatic
phases
in
the
Near
BP
: Les
2 95
grands
Orient:
mammiferes
c ommentaires
et
la
f in
du
biochronologi-
ques J . C.
3 11 Vogel
1 0. 000 LE
J .
NEAR
ORIENT EAST
Cauvin
dans
le
1 0. 000 H . G.
DE
FROM
1 0. 000 1 0. 000
: Chronologie nöolithique
et
8 . 000
radiocarbon
Gebel
beyond
: Relative
Chronologies
Jarrige:
BP
8 . 000
Levant
BP et
nord
and
between
et
absolute
1 0. 000
in
Problömes
t he de
et
absolue
d ' Anatolie
chronologies
8 .000
Iranian
datation
entre
Baluchistan,
Pakistan
B .
et
B .
: Calibration
7 .200
BP
Becker
of
t he
BP
3 43
3 53
Neolithic du
Mehrgarh, Kromer
chronologie
3 25
F .
Hole:
A 8 . 000 TO
r elative
du
Levant
beyond
dates
BP
Southern
J . F.
of
3 19
PROCHE
THE
: Calibration
BP
s ite
nöolithique
de 3 81
of
radiocarbon
dates 3 87
J .
Cauvin
: Chronologies
au
Proche
Orient
de
r elatives
1 0. 000
ä 8 . 000
e t B P:
chronologie Synthese
absolue
3 95
Part i i L E
PROCHE
THE L .
NEAR
EAST
Copeland
a nd
their
r elative T .
ORIENT DE F ROM
et
F .
8 .000 8 .000
Hours
TO
Watkins
a bsolute
et
S .
BP
6 .000
: The
contemporaries a nd
A 6 .000
in
BP
Halafian,
Northern
t heir
Syria
predecessors
and
t he
L evant:
chronologies
Campbell
: The
4 01
c hronology
of
t he
Halaf
c ulture Y .
4 27
Calvet
: L ' apport
d e
Tell
e l
' Oueili
e l la
chronologie
d ' Obeid J .
4 65
Oates:
P .P.
' Ubaid
Vörtesalji
Mesopotamia A .
Le
dans A .
Brun le
LE
PROCHE
EAST
Haas,
in
r elative
et
chronologie
a bsolue
Chypriote
5 25
e t
chronologie
a bsolue
a u
FROM
la J .
6 .000 6 .000 P .
arabe
Devine,
Radiocarbon
R .
l es des du
BP
4 .000
Sanlaville
avec
a propos
r ive
A 4 .000 TO
BP : Confrontation
donn6es
Wenke,
M .
des
data-
göomorphologiques
variations Golfe
chronology
5 59
chronology
r elatives
du
et
n iveau
Persique Lehner,
and
t he
5 67 W .
Wolfi
historical
and
G .
calendar
Egypt
H .J.
M .
Chalcolithic
4 83
Near-Eastern
i sotopiques
sur
Bonani:
r ic
i n
ORIENT DE
a rchäologiques
i n
t he
5 49
Dalongeville e t
t ations
H .
of
BC)
: Chronologie
I ssues
NEAR
marin
chronology
Orient
Hole:
R .
The
4 73
: Archöomagnätisme
F .
THE
:
( 6.200-3.400
nöolithique
Hesse
Proche
c hronology
5 85
Nissen: periods
Voigt
between
The in
c hronology
M esopotamia
: Relative 6 .500
a nd
a nd
3 .500
of and
t he
BC
and
Early
histo-
Susiana
a bsolute cal.
Proto-
chronologies
6 07 f or
Iran 6 15
6
R . H.
Dyson
Hissar H . J. La
I I
Jr. and
Nissen
Annex:
Liste
14
relative
and
Proto-Elamite
: Introduction
chronologie
Annexe:
: The the
and
a bsolute
horizon summary
de
6 . 000
a 4 . 000
des
dates
Radiocarbone
C dates
l ist
of of
chronology Northern t he
session
BP
( 14. 000-5700
of
Iran..
6 47
: 6 79
( 14. 000-5700
B P)
BP)
6 83 6 87
L ISTE D ES PARTICIPANTS L IST OF PARTICIPANTS
A ITKEN M .J. * R esearch
6 Keble Road, OXFORD OX1 3QJ,
Laboratory f or A rchaeology,
G RANDE BRETAGNE A URENCHE O livier* U niversitö L umiöre-Lyon 2 Maison d e l 'Orient, 7 r ue R aulin,
6 9007 L YON,
F RANCE
B AR-YOSEF O . I nstitute
o f
A rchaeology,
H ebrew
University,
9 1905
J ERUSALEM,
I SRAEL BECKER Bernd* B otanisches I nstitut,
U niversität H ohenheim 2 10,
7 000 S TUTTGART 7 0,
R .F.A. BEECHING A lain C entre d 'Arch6ologie P röhistorique, O rmeaux, 2 6000 V ALENCE, F RANCE
4 Place des
M usöe d e Valence,
B OTTEMA S . B iologisch-archaeologisch I nstituut, 6 , GRONINGEN 9712 ER, PAYS-BAS
R ijksuniversiteit,
P oststraat
B RENIQUET Catherine U RA
8 , Institut d 'Art, 3 r ue M ichelet, 7 5006 P ARIS, F RANCE
C ALVET Yves* U RA 1 ,
Maison d e l 'Orient,
7 rue Raulin, 6 9007 L YON, F RANCE
A MBEL H . B irinci C ad.
2 12/2,
A RNAVUTKOY,
I STANBUL,
T URQUIE
C AUVIN Jacques * U RA 1 7,
C .N.R.S.,
M aison d e l 'Orient,
7 rue
Raulin,
6 9007
L YON,
M aison d e l 'Orient,
7 rue
Raulin,
6 9007
L YON,
F RANCE. C AUVIN Marie-Claire* U RA 1 7,
C .N.R.S.,
F RANCE C ONTENSON H enri C .N.R.S.,
( de)
1 0 P romenade M ona L isa,
7 8000 VERSAILLES,
F RANCE
C OPELAND L orraine *
3 The Green, Aston Rowant, OXFORD OX9-5ST, GRANDE BRETAGNE D ALONGEVILLE R ömi* U A 9 13,
*
a fourni
une
M aison d e l 'Orient,
contribution
publiee
7 rue Raulin, 6 9007 L YON, F RANCE
dans
c e
volume.
8
D AMON P aul E .* D epartment o f G eosciences, U niversity A RIZONA . U .S.A.
o f
A rizona ,
D ELIBRIAS G . L aboratoire d e R adiocarbone, C entre d es C .N .R .S., 9 1190 G IF S UR Y VETTE , F RANCE D OLLFUS G enevieve C .N .R .S., 1 0 r ue Q uatrefages,
F aibles
7 5005 P ARIS ,
T UCSON
8 5721,
R adioactivitäs.
F RANCE
D YSON R obert H . j r* T he U niversity M useum o f t he U niversity o f P ennsylvania , S pruce S treets, P HILADELPHIA P A 1 9104, U .S.A.
3 r d a nd
g VIN J . L aboratoire d e R adiocarbone, D epartement d es S ciences d e T erre,LA 1 1. C .N.R.S., U niversitä C laude B ernard-Lyon 1 , 4 3, B d . n ov . 1 918, 6 9622 V ILLEURBANNE C edex , F RANCE
l a 1 1
F AURE M artine* D äpartement d es S ciences d e l a T erre, U niversitä C laude B ernardL yon 1 , 2 7-43 B d . d u 1 1 N ovembre, 6 9622 V ILLEURBANNE C EDEX , F RANCE G ABASIO M . L aboratoire d e R adiocarbone, U niversitä L yon 1 , 1 918, 6 9622 V ILLEURBANNE C EDEX , F RANCE G ASCO J ean* C entre d 'Anthropologie d es S ociötäs R urales, T OULOUSE , F RANCE
4 3 B d
1 1
n ovembre
5 6 r ue d u T aur ,
G EBEL H ans _ G eorg * I nstitut f ür U rgeschichte ( Jägerische A rchäologie), T übingen , S chloss, 7 4000 T UBINGEN 1 , R .F .A .
3 1000
U niversität
G OWLETT J .A .J.* R adiocarbon A ccelerator U nit, R esearch L aboratory f or A rchaeology , O xford U niversity , 6 , K eble R oad , O XFORD O X1 3 QJ , G RANDE BRETAGNE G UgRIN C laude* D äpartement d es S ciences d e l a T erre, U niversitä C laude B ernardL yon 1 , 2 7-43 B d . d u 1 1 N ovembre, 6 9622 V ILLEURBANNE C EDEX , F RANCE H AAS H erbert* R adiocarbon L aboratory , I nstitute f or t he S tudy o f E arth a nd S outhern M ethodist U niversity , D ALLAS 7 5275 , TEXAS. U .S.A . H EDGES R .* R esearch L aboratory f or A rchaeology , O xford R oad, O XFORD O X1 3 QJ, G RANDE BRETAGNE H ELLY B runo C .R .A ., S ophia A ntipolis, H ESSE A .* C entre d e R echerches L OIRE , F RANCE
U niversity ,
0 6565 V ALBONNE C EDEX ,
G öophysiques
-
G archy ,
M an ,
6 K eble
F RANCE
5 8150 P OUILLY s ur
9
H OLE F .* D epartment o f A nthropology , Y ale U niversity , S tation , N EW H AVEN 0 6520, C ONNECTICUT . U .S.A . H OURS F rancis* U A 9 13, M aison d e l 'Orient, H UOT J ean-Louis 1 6 r ue d u V al d e G räce, I BRAHIM M oawiyah Y armouk U niversity , I RBID, J ORDANIE
P .O.Box
Y ale
7r ue R aulin , 6 9007 L YON , F RANCE
7 5005 P ARIS, F RANCE
I nstitute
I NIZAN M arie-Louise C .N .R.S., 1 p lace A . B riand ,
o f
A rchaeology
9 2190 M EUDON ,
J ARRIGE J .-F .* C .N .R .S., 1 3 a venue d e l a M otte-Picquet,
a nd
7 5007 P ARIS,
L E B RUN A lain* C .N .R .S., 1 1 r ue d e M azagran , 7 5010 P ARIS,
F RANCE
L E B RUN O dile C .N .R .S., 1 1 r ue d e M azagran , 7 5010 P ARIS,
F RANCE
L ECHEVALLIER M onique C .N.R .S., 1 8 r ue d e l a J ustice,
A nthropology ,
F RANCE
K ROMER B ernd* I nstitut f ür U mweltphysik , U niversität H eidelberg , F eld 3 66 , 6 900 H EIDELBERG 1 , R .F .A .
M ARGUERON J ean 9a llöe d e l a R obertsau ,
2 114
9 2310 S EVRES,
6 7000 S TRASBOURG ,
I m
F RANCE
N euenheimer
F RANCE
F RANCE
M OOK W .G. L aboratorium v oor A lgemene N atuurkunde, W estersingel 3 4, G RONINGEN 9 718 C M , P AYS-BAS
R ijksuniversiteit,
N ISSEN H ans J .* I nstitut f ür A rchäologie ( WE 3 ), S eminar f ür V orderasiatische A ltertumskunde, F reie U niversität B erlin , B itterstrasse 8 -12, 1 000 B ERLIN 3 , R .F .A . O ATES J oan* G irton C ollege,
C AMBRIDGE C B3 O JG ,
G RANDE BRETAGNE
O RCEL A . L aboratoire R omand d e D endrochronologie, M OUDON , S UISSE
4a y .
d e
P röville,
P ERLES C atherine U ER d 'Histoire, d öpartement d e P röhistoire, U niversitö P aris X , a venue d e l a R eublique, 9 2001 N ANTERRE C EDEX , F RANCE P ERROT J ean 2 r ue E .
F aguet,
7 5014 P ARIS,
F RANCE
1 510
2 00
1 0
P HILIBERT D enise 5 0 r ue C hevreul,
6 9007 L YON,
F RANCE
R ENAULT-MISKOVSKY J osette I nstitut d e P al6ontologie h umaine, F RANCE
1 r ue R en6 P anhard,
7 5015 P ARIS,
R OGNON P . L aboratoire d e G eographie, 7 5230 P ARIS C edex 0 5, F RANCE S AINT-BLANQUAT H enri ( de) 1 5 r ue g rard, 7 5012 P ARIS,
U niversit6 P aris V I,
I .P.O.,
J ussieu ,
F RANCE
S ANLAVILLE P aul * U A 9 13, M aison d e l 'Orient M 6diterraneen, F RANCE S TORDEUR D anielle U RA 1 7, C .N.R.S., F RANCE
4 place
J alös-Berrias,
7 rue
R aulin,
6 9007 L YON,
0 7460 S AINT-PAUL-LE-JEUNE ,
V ALADAS H 616ne* L aboratoire d e T hermoluminescence, C entre d es R adioactivites, C .N.R.S., 9 1190 G IF S UR Y VETTE, F RANCE V ALLA F rancois * C entre d e R echerche F ranyais d e J erusalem, B P 5 47, 9 1004 J ERUSALEM, I SRAEL V gRTESALJI P eter P aul* I nstitut f ür V or- u nd F rühgeschichte, R .F.A.
4 rue
S chloss,
F aibles
A braham
7 400
L incoln ,
T UBINGEN
1 ,
V OGEL J .C. N atural I sotopes D ivision, C SIR, P OBox 3 95 , PRETORIA,
N ational P hysical A FRIQUE d u S UD
R esearch
V OIGT M ary* T he U niversity M useum o f t he U niversity o f P ennsylvania , S pruce S treets, P HILADELPHIA P A 1 9104, U .S.A.
L aboratory ,
3 3rd
a nd
W ATERBOLK H .T.* B iologisch-archaeologisch I nstituut, 6 , GRONINGEN 9712 ER, PAYS-BAS W ATKINS T revor F .
R ijksuniversiteit,
P oststraat
*
D epartment o f A rchaeology , U niversity o f S quare, E DINBURGH E H8 9 JZ, G RANDE BRETAGNE
E dinburgh,
1 9
G eorge
Chronologies in Aurenche 0 ., Evin BAR I nternational
the Near J . and Hours S eries,
F .
East, eds. 1 987
A V A N T P R O P O S Une chronologie solide eat indispensable. E lle ne peut s ' etablir que par le moyen d ' un programme concerte de datations, comportant un nombre r elativement eleve d ' analyses et qui devra e tre elabore en commun par l es archeol ogues et les laborstoires de 14C ( Hours, in Mook et Wat erbolk, 1983, 407.)
L e C olloque i nternational d u C NRS C hronologies r elatives e t c hronologie a bsolue d ans l e P roche O rient ( 16 0 00 - 4 0 00 B P ), a r duni ä L yon du 2 4 a u 2 8 n ovembre 1 986 q uarante p articipants e t v ingt-quatre i nvites . P lusieurs c ollägues p ressentis n 'ont P u a pporter l eur c ollaboration : M M . D . C harpin , J .M . D urand , J . L ambert , J . L eclant ( France), G . H illman ( Grande-Bretagne), G . K ohl ( Allemagne d e l 'est). D 'autres o nt e nvoyd l e t exte d e l eur c ommunication , m ats n 'ont p u a ssister a ux s eances: MMes L . C opeland e t J .Oates ( Grande-Bretagne). L e b ut d u C olloque d tait d e c onfronter l es t ravaux d es c ollägues " dateurs" o u " mesureurs" a vec c eux d es " utilisateurs" d e d ates , a rchdologues e t p rdhistoriens . C e n 'est p as l a p remiäre f ois q ue l 'on m ettait e n p rdsence d es p hysiciens e t d es a rchdologues , e t l e S ymposium d e G roningen e n 1 981 s ur 1 4 C a nd A rchaeology ( Nook e t W aterbolk , 1 983) a vait o uvert l a v oie . L e C olloque d e L yon s 'est s itud d ans l a m dme l igne: J . £ vin e t F . H ours , q ui a vaient p articipd a u S ymposium d e G roningen e t o nt d td c o-organisateurs , a vec O . A urenche , d u C olloque d e L yon , a ssuraient c ette c ontinuitd . L a p erspective c hoisie ä L yon d iffäre c ependant s ur d eux p oints: o n s ouhaitait n e p as l imiter l e c hoix d es m dthodes d e d atation a u s eul 1 4 C , e n l e c onfrontant a vec d 'autres m dthodes , m ais o n v oulait , e n r evanche , r estreindre l e c hamp d 'application ä u ne r egion e t ä u ne p driode p rdcises . L e P roche O rient d e 1 6 .000 ä 4 .000 B P a d td c hoisi p arce q u'il f ut , d urant c ette p driode , l e t hdätre d 'un g rand n ombre d e m utations i mportantes: a pparition d e l 'architecture , p remiers e ssais d 'agriculture e t d 'dlevage , i nvention d e / a c dramique , t ravail d es m dtaux , m ise e n p lace d es p remiäres s ocidtds u rbaines .
1 2
0 .
A URENCHE e t J .
E VIN
L e C olloque a m is n e vidence p lusieurs f aits d ominants . M algrd d es e fforts r dcents , l e 1 4 C d emeure , ä l 'heure a ctuelle e t p our l a p driode c onsiddrde , l a p rincipale m dthode d e d atation a bsolue . L es p rogräs c onsiddrables q ui s eront a ccomplis p ar l 'usage e n r outine d es a ccdldrateurs p our l a m esure d u r adiocarbone ( mdthodes " AMS"), r isquent d 'accentuer e ncore , ä t erme , c e d dsdquilibre a vec l es a utres m dthodes . D 'autre p art , l 'accord e ntre l es s pdcialistes d e c orrection d es d ates 1 4 C e n a nndes r äelles s ur u ne s eule c ourbe d e " calibration" e t l e r ecul p rogress i f d e s es l imites e n a rriäre d ans l e t emps , v ont p ermettre d 'obtenir u ne v ue p lus g lobale , e t p robablement p lus j uste , d u c alendrier r eel d es d vdnements . C elui-ci s era m esurd n on p lus s eulement e n a nndes r adiocarbone ( BP), m ais e n a nndes s olaires ( notdes " cal B C" o u " avant J .C . c al ."). L es v astes s ynthäses r egionales p rdsentdes a u C olloque p ar l es p rdhistoriens , a mdliorant s ur d e n ombreux p oints l es c hronologies r elatives e n v igueur , v ont p ouvoir , a präs a voir d td " traduites" e n a nndes r eelles , ä tre c ompardes l es u nes a ux a utres s ur d es b ases p lus s olides . I i s ubsiste e ncore d e g randes z ones d 'ombre , d ues n otamment a u t rop p etit n ombre d es d atations a bsolues ( 600 d ates e nviron p our l 'ensemble d u P roche O rient d e 1 4.000 ä 5 700 B P ; c f . A nnexe , c e v olume). L es l acunes p ortent , p aradoxalement, s ur l es p driodes l es p lus r dcentes . D e m äme , l 'absence d e c ertains h istoriens d e l 'Egypte o u d e l a M dsopotamie n 'a p as p ermis d 'aller a ussi l oin q u'on a urait P u l e s ouhaiter d ans / a c onfrontation d es d atations a bsolues e t d es d onndes a stronomiques f ournies p ar l es t extes . C ette c onfrontation d tait p eut-ätre p rdmaturäe , e lle n 'en r este p as m om s n dcessaire . M algrd c es l acunes , o n s ouhaite q ue c ette r eunion a lt pu p ermettre u ne m eilleure c omprdhension m utuelle d es p roblämes d es u ns e t d es a utres . L es c ommunications , q ui a vaient d td d istribudes a ux p articipants p lusieurs s emaines a vant l e C olloque , e t , q ui, e n s éance , o nt f ait l 'objet d e d iscussions , o nt d td r egroupdes e n p lusieurs s ections: l a p remiere c onfronte l es d ifferentes m dthodes d e d atation , e n r epla ant l 'ensemble d u P roche O rient d ans u n c adre c limatique; l es a utres s ont c lassdes p ar o rdre c hronologique , m ettant e n r elation e ntre e lles d es s eries d e c hronologies r elatives r egionales , c onfrontdes a ux d onndes d e / a d atation a bsolue . C haque s ection e st c onclue p ar u ne s ynthäse q ui r eprend , e n o utre , l 'essentiel d es d iscussions t enues p endant l e C olloque .Une a nnexe p rdsente e nfin u ne l iste d e l 'ensemble d es d ates 1 4 C d u P roche O rient d e 1 4.000 ä 5 .700 B P . A u m oment d e m ettre s ous p resse l es A ctes d e c e C olloque , i l n ous e st a grdable d e r emercier t ous c eux q ui o nt p ermis s a r dussite: l a d irection d u d dpartement S ciences d e l 'Homme e t d e l a S ocidtd e t l 'Administration D dldgude d e / a 7 äme c irconscription d u C NRS , q ui o nt p ris e n c harge l es f rais d e d dplacement e t d e s djour d e / a q uasit otalitd d es p articipants , a insi q ue / a s aisie d es t extes e n v ue d e l 'impression; / a S ous-direction d es S ciences S ociales e t H umaines d u M inistäre d es A ffaires E trangäres q ui a p ermis / a v enue d e d eux p articipants l ointains e t c ontribud a ussi ä l a s aisie d es t extes; l es U niversitds C laude B ernard-Lyon 1 e t L umiäre-Lyon 2 , q ui o nt a ccueilli l e C olloque d ans l eurs l ocaux . A L a M aison d e l 'Orient e t a u L aboratoire d e R adiocarbone , l es a ppuis o nt d td n ombreux e t e nthousiastes .
S uzette
B etito ,
s ecrdtaire
A VANT-PROPOS
1 3
d u C olloque , a p rété t outes s es c omp tences e t s on i nc Wectible a mabilit . O n r emerciera e n o utre c eux q ui, ä d es t itres d ivers , d epuis l a p reparation d e / a r encontre j usqu'ä l a r ealisation d es A ctes , o nt a pporté l eur c oncours: S ylvie C alley , J eanine C hevalier , M ich le D alongeville , L aurence D armezin , D ominique E ynard , I brahim K owatli, A nne L ambert-P contal, M arie L e M i re , P ierre L ombard , Y ves M ontmessin , H uguette S alles . C et A vant-Propos a urait d ü p orter l es t rois n oms d es o rganisateurs d u C olloque . M ais F rancis H ours e st d c &M , b rutalement e t p r matur & ient , l e 1 7 a vril 1 987 . 1 1 n 'aura d one Pu v oir l 'ouvrage a chev4 . . I i é tait run d e c eux q ui, e n F rance , a l e p lus o euvré p our q ue n aisse e ntre l es d eux d isciplines , l a p hysique e t l 'arch ologie , " un e sprit d e c ollaboration q ui s oit rellement C 'est ä s a m moire q ue n ous c Mdions c et o uvrage .
i nterdisciplinaire" .
Olivier
l ' Unlversite Maison
de
Laboratoire Universite
Professeur
ä
Lumiere-Lyon
2
l ' Orient,
Lyon
Jacques
EVIN
Ingenieur
CNRS
de
Claude
AURENCHE
Radiocarbone
Bernard-Lyon 1 Villeurbanne
B ibliographie M OOK W .G. a nd W ATERBOLK H .T . 1 983 P roceedings o f t he A rchaeology , P ACT 8 .
F irst
G roningen 1 981.
I nternational S trasbourg ,
S ymposium
C onseil d e
1 4 c,and l 'Europe,
Chronologies Aurenche BAR
0 .,
in Evin
International
the J .
Near
and
East,
Hours
F .
Series,
eds. 1987
F O R E W O R D
A reliable tial. It
can
be
chronology established
of a concerted t ions, i ncluding ber
of
anal yses
program a quite and
which
is by
essenmeans
of datahi gh numshoul d
be
jointly constituted by archaeolog ists and 14C laboratories (Hours, in Nook and Waterbolk, 1983, 407).
T he i nternational C NRS S ymposium o n R elative C hronologies a nd A bsolute C hronology i n t he N ear E ast ( 16 .000-4.000 B P) a ssembled i n L yon f rom t he 2 4th t o t he 2 8th o f N ovember 1 986, w ith f ourty p articipants a nd t wenty-four g uests. S everal o f t hose i nvited c ould n ot c ontribute t o t he S ymposium: M essrs. D . C harpin , J .M . D urand, J . L ambert, J . L eclant ( France), G . H illman ( Great-Britain), G . K ohl ( East G ermany). O thers s ent t heir c ommunication, b ut c ould n ot a ttend t he s ession: M rs L . C opeland a nd J . O ates ( Great-Britain). T he a im o f t his s ymposium w as t o c onfront " daters" a nd " mesurers" c olleagues' w orks p rehistorians. I t
w ith t hose o f " users" o f d ates, a rchaeologists a nd i s n ot t he f irst t ime t hat p hysicists a nd
a rchaeologists w ere b rovght f ace t o f ace, a nd t he S ymposium o f G roningen i n 1 981 a bout 1 C a nd A rchaeology h as b een t he f irst o f t his k ind. T he L yon S ymposium f ollowed t he s ame t rend: J . E vin a nd F . H ours, w ho h ad t aken p art i n t he G roningen S ymposium a nd w ho h ave c oo rganized w ith O . A urenche t he S ymposium o f L yon, e nsured t he c ontinuity. H owever, t he c hosen p rospect i n L yon w as d ifferent i n t wo p oints: w e d id n ot w ish t o l imit t he c hoice o f t he m ethods o f d atation o nly t o 1 4 C i n c omparing i t w ith o ther m ethods; b ut, o n t he o ther h and, w e w anted t o r estrict t he f ield-work t o p recise r egion a nd p eriod. T he N ear E ast f rom 1 6.000 t o 4 .000 B P h as b een c hosen b ecause d uring t his p eriod i t w as t he t heatre o f a g reat n umber o f i mportant c hanges: e mergence o f a rchitecture, b eginnings i n a griculture a nd d omestication, i nvention o f p ottery, w ork o n m etals, o rganization o f t he f irst u rban s ocieties. T he S ymposium b i rght t o l ight s ome o utstanding f acts. D espite r ecent e fforts, 1 C r emains, n owadays a nd f or t he c onsidered p eriod, t he m ain m ethod o f a bsolute d atation. T he h uge p rogress w hich w ill b e
1 6
0 .
A URENCHE a nd J .
EV IN
a chieved b y t he c ommon u se o f a ccelerators f or t he m esure o fc 1 4 ( "AMS" m ethods) w ill, f rom n ow o n , e mphasize a gain t he g ap w ith t he o ther m ethods. O n t he o the h and , t he a greement o btained b etween s pecialists o f c orrections o f 1 C d ates i n r eal y ears o n o nly o ne " calibration" c urve, a nd t he p rogressive b ackward m ovment i n t ime o f i ts l imits w ill a llow t he o btaining o f am ore g eneral a nd p robably t ruer v iew o f t he r eal c alendar o f e vents, n ot o nly c alculated i n r adiocarbon y ears ( BP), b ut i n s olar y ears ( cal. B C). T he b road r egional s yntheses p resented d uring t he S ymposium b y p rehistorians, i mproving , o n s everal p oints, t he r elative c hronologies u sually u sed, c ould b e c ompared o n m ore r eliable b ases, o ne w ith a nother , a fter b eing " translated" i nto s olar y ears. T here s till r emain i mportant d ark a reas, p articularly o wing t o t he t oo s mall n umber o f a bsolute d atations ( about 6 00 d ates f or t he w hole N ear-East f rom 1 4.000 t o 5 700 B P, c f . A nnex , t his v olume). P aradoxically , t he l ack c oncern t he m ore r ecent p eriods. I n t he s ame w ay, t he a bsence o f s ome h istorians w orking i n E gypt a nd M esopotamia d id n ot a llow u s t o g o a s f ar a s w e w ished i n t he c onfrontation o f a bsolute d atations a nd a stronomic d ata p rovided b y t exts. S uch a c onfrontation w as p erhaps p remature; h owever , i t r emains n ecessary . D espite t hese l imitations, w e h ope t hat t his m eeting a llowed a b etter u nderstanding o f t he p roblems o f o ne a nd a ll. T he p apers, w hich w ere d istributed t o t he p articipants s everal w eeks b efore t he s ymposium , a nd w hich w ere d ebated d uring t he s ession, h ave b een g athered i n s everal p arts. T he f irst o ne c onfronts t he d ifferent m ethods o f d atation, p lacing t he w hole N ear-East i n a c limatic c ontext; t he o thers a re c lassified i n a c hronological o rder , s etting c onnections b etween r egional s eries o f r elative c hronologies, a gainst t he d ata o f t he a bsolute c hronology . E ach p art i s c oncluded w ith a s ynthesis w hich r ecapitulates t he m ain p oints o f t he d iscussion h eld d uring h t he S ymposium . A t t he e nd o f t he b ook , a n A nnex g fves a l ist o f t he 1 " C d ates f rom t he N ear E ast b etween 1 4.000 a nd 5 .700 B P. A t t he t ime o f s ending t o p ress t he P roceedings o f t he S ymposium, w e t ake p leasure i n t hinking a ll t hose w ho h ave c ontributed f or i ts s uccess: T he D irection o f t he D epartment o f H uman S ciences a nd t he D elegated A dministration o f t he 7 th d istrict o f t he C NRS, w hich h ave t aken i n c harge t he t ravelling a nd l iving e xpenses o f a lmost a ll t he p articipants, a nd a llowed t he t yping o f t he m anuscripts; t he S ubdirection o f S ocial a nd H uman S ciences o f t he F oreign O ffice, w hich h as a llowed t he c oming o f t wo p articipants; t he U niversities C laude B ernard-Lyon I a nd L umiöre-Lyon I I w hich h ave w elcomee t he S ymposium i n t heir b uildings. A t L a M aison d e l 'Orient a nd t he 1 C L aboratory , t he s ervices r endered w ere n umerous a nd e nthusiastic. S uzette B etito, s ecretary o f t he C olloque, h as l ent h er p roficiencies a nd k indness. W e w ould t hank p articularly t hose w ho h ave i n d ifferent w ays h elped , f rom t he p reparation o f t he m eeting u ntil t he r ealization o f t he P roceedings: S ylvie C alley , J eanine C hevalier , M ichöle D alongeville, L aurence D armezin , D ominique E ynard , I brahim K owatli, A nne L ambertP öcontal, M arie L e M iöre, P ierre L ombard , Y ves M ontmessin, H uguette S alles.
F OREWORD
T his f oreword c ould h ave b e s igned b y
1 7
t he
t hree
o rganizers.
B ut
F rancis H ours d ied s uddenly a nd p rematurely o n 1 7th A pril, 1 987. H e w ould n ot h ave s een t he w ork a chieved. I n F rance, h e w as o ne o f t hose h aving d one t he m ost f or t he d evelopment, b etween b oth p hysics a nd a rcheology, o f " the w ill t o c ollaborate b eing r eally i nterd isciplinary". T hus, w e d edicate t his b ook t o h is m emory.
O livier
l ' Universite Maison de
Laboratoire Universite
de
Claude
AURENCHE
Professeur ä Lumiere-Lyon 2 l ' Orient, Lyon Jacques
EVIN
Ingenieur
CNRS
radiocarbone, B ernard-Lyon
1
V illeurbanne
R eferences M OOK W .G. a nd W ATERBOLK H .T. 1 983 P roceedings o f t he F irst I nternational S ymposium 1 4 C a nd Archeology , G roningen 1 981. S trasbourg , C onseil d e l 'Europe, P ACT 8 .
I NTRODUCT ION ET MüTHODES DE DATAT ION
I NTRODUCT ION AND METHODS OF DATAT ION
Chronologies in Aurenche O ., evin BAR International
the Near J . and Hours S eries,
F .
East, eds. 1987
U N E S E Q U E N C E C H R O N O L O G I O U E D A N S L EP R O C H E O R I E N T D E1 20 0 A37 0 0 B C E TS AR E LA T I O N A V E C L E S D O N N g E S D UR A D I O C A R B O N E Olivier AURENCHE, Jacques gVIN, Jean CASCO.
RESUME: sur
un
L ' article ensemble
ä 3 . 700
BC
f iabilite
l a
e t
comparees
ä une
La du
The
concerning
a group
( uncalibrated to
the
archaeological l ack
global cultural
dates
de
dates
d 'ensemble
ont
s equence
comparaison
nombre
s tatistique
Orient
e t
occupes
e t6
de
598
de
14. 000
c lassees
chronologique deux
certaines
p eriodes,
correlati ons
e tablies
obtenues BP
fonction
e tablie
pour
1 4C
ä 5 . 700
en
des d es
s eries
dates
fait
sur
( 12. 000 d e
des
apparaitre, l a
validite
sur
d es
l eur
criteres malgre g lobale criteres
culturel.
ABSTRACT:
the
Proche
Ces
chronologie
r elation
traitement
du
calibre).
l 'insuffisance d ' ordre
un
s ites
non
archeologiques. de
offre
d e
of
article of
12. 000
presents
m iddle t o
r eliability c riteria.
a sufficient
r eliability
of
East
a
s tatistical
s ites
occupied
3 .700
BC).
These
and
compared
The number the
to
comparison of
dates
whole
treatment from
dates
14. 000 have
been
a chronological between
concerning
chronology
and
the
two
some some
of
598
down
14C
to
dates
5 . 700
c lassified
sequence s eries,
p eriods,
b ased
in
spite
shows
correlations
based
BP in on of the on
criteria.
F inalitö du p rojet L a v olontö d 'obtenir d e l a p röhistoire r öcente d u P roche O rient u ne v ision g lobale e t s ynchronique a c onduit, v oici d ix a ns, u n g roupe d e c hercheurs d e l a M aison d e l 'Orient ä c onjuguer l eurs e fforts. L eur b ut ö tait d 'obtenir, n on p as u ne h istoire j uxtapos6e d e r egions v oisines o ü l ion 6 tudiait l a s uccession d es c ivilisations, m ais u ne v ue d 'e nsemble d u P roche O rient ä t ravers l e t emps: s avoir, p ar e xemple, c e q ui s e p assait a u E i öme m illönaire a / a f ois e n S yrie e t e n I ran, e n r eliant e ntre e ux c es ö vönements s ur u ne ö chelle c hronologique h omogäne. I i f allait a ussi r eplacer c haque s ite c onnu, q u 'il a lt f ait l 'objet d 'une f ouille, d 'un s ondage o u d 'une p rospection, d ans s on c ontexte c ulturel ä l a f ois r egional e t g önöral. I i n e s 'agissait p as d e s e l imiter a ux " grands" s ites, m ais a u c ontraire d e l es c onsidörer c omme d es " sites-phares" a utour d esquels l es a utres s ites m om s c onnus v iendraient s 'ordonner. L e c adre c hronologique c hoisi s 'est i nscrit e ntre d eux ä vönements c ulturels m ajeurs, d ont röpicentre, d ans l es d eux c as, 6 tait l e
2 2
0 .
A URENCHE ,
J .
EVIN e t J .
G ASCO
P roche O rient: l a " revolution n eolithique" e t l a " revolution u rbaine". L a p erspective c hoisie a p ris e n c ompte c e q ui p recedait d irectement l a p eriode n eolithique, c 'est-ä-dire c ette p eriode i ntermödiaire, p ostörieure ä l a f in d u p aleolithique s uperieur, q ue l 'on a ppelle c ommunöment " epipaleolithique", m ais o n s 'est a rret6 a vant l a r evolution u rbaine p roprement d ite. E n t ermes d e c hronologie a bsolue, l a p öriode e nvisagee s 'etend d e 1 4.000 ä 5 .700 B P, s oit 1 2.000 ä 3 .700 B C ( demi-vie L ibby, 5 568 a ns). C e d ernier m ode d e c alcul ( annöes B C) c orrespond a u c alendrier " implicite" d e l a p lupart d es p rehistoriens. I l a p aru p referable, a u d epart, ä t outes l es a utres f ormes d e c alendrier " calibre", q ui, f aute d 'accord e xplicite ä l 'epoque d u d ebut d e l 'enquete, n e p ouvaient a lors q ue c reer d es s ources d e c onf ion. M aintenant q ue l a c alibration f ait l 'objet d 'un c onsensus q uas, _ g eneral, l e p assage d es a nnees B C a ux a nnöes r eelles d evient p ossible, e t c 'est p recisement l 'un d es o bjets d e c e c olloque. L es l imites g öographiques c orrespondent a ux r egions n aturelles o ü s e s ont p roduits c es ö venements: d e l 'ouest ä l 'est, o n a d onc p ris e n c ompte l e L evant ( Jordanie, I srael, L iban, S yrie), a vec u ne p artie d u t erritoire e gyptien ä l 'est d u N il ( Sinai), l 'Anatolie ( une p artie d u t erritoire t urc c omprenant l e T aurus, u ne p artie d u p lateau i ntörieur e t l a b ordure c ötiere m eridionale) , la M ösopotamie ( Iraq, I ran ) e t s es b ordures m ontagneuses a u n ord e t ä l 'est, y c ompris l e p lateau i ranien, e n e nglobant l e T urkmenistan s ovietique, m ais s ans p ouvoir, f aute d e m oyens, a ller j usqu 'ä l a v allee d e l 'Indus, e nfin l es p ays r iverains d u g olfe a rabo-persique e t l es r egions v oisines d 'Arabie S aoudite. M ethode d e t ravail A pres a voir d öfini
l e
c adre
s patio-temporel,
o n
a
r eparti
l e
t ravail d ocumentaire q ui s 'est e tabli ä p artir d 'un c anevas d irecteur e labore e n c ommun p renant e n c ompte d e m aniöre a ussi s ystömatique e t h omogene q ue p ossible l e m aximum d '616ments d isponibles. L a r öpartition d es t äches s 'est e ffectuee d e l a m aniere s uivante: J . e t M .-C. C auvin o nt a nalyse l a d ocumentation s ur l e L evant s ud, F . H ours c elle q ui p rovenait d e S yrie e t d u L iban, L . C opeland c e q ui c oncernait l a T urquie, l 'Iraq e t l es p ays d u g olfe, O . A urenche c e q ui p rovenait d 'Iran e t d u T urkmenistan s oviötique. L es d ifferents e lements a insi r eunis p ouvaient ö tre c ompares e ntre e ux. A fin d e f aciliter c es c omparaisons, l 'ensemble d u f ichier a ö tö i nformatise ( logiciel T EXTO, M . D alongeville e t P . D esfarges) e t p eut ö tre, d es m aintenant, i nterroge s ur l 'ordinateur d e l a M aison d e l 'Orient. U ne a ttention p articuliere a ö tö p ortee ä l a l ocalisation g eographique: c haque s ite a ö te r eplace e t r eference s elon l es c oordonnees d e l a W orld M ap a nglaise. C ette l ocalisation t opographique a p ermis d e r egrouper l es s ites d ans u n c ertain n ombre d e z ones " naturelles", s pöcialement e tablies p our l es b esoins d e c e t ravail p ar P . S anlaville. C es z ones o nt ö tö d öfinies e n f onction d e l 'ensemble d es d onnees 6 cologiques d isponibles ( cf. A urenche e t a l., 1 981). A fin d e c omprendre l '6volution g önörale d es e venements, l es h uit m illenaires r etenus o nt 6 t6 d ivises e n d ix p öriodes ( de 0 ä 9 ) d e d uröe i negale, c orrespondant c hacune ä u ne o u p lusieurs e tapes c ulturelles p ertinentes ( fig .1). L es l imites d e c es p eriodes o nt e te,
U NE S EQUENCE C HRONOLOGIQUE
2 3
d ans u n p remier t emps, a rbitrairement e t e mpiriquement c hoisies s elon u n c ritäre t emporel. L eurs d ates a bsolues e taient f ournies p ar l es d onnees c hronologiques e n p rovenance, l e p lus s ouvent, d es s ites-cles f ournissant l 'ossature d e l a c hronologie. A c ette A tape, l a c orrelation a vec l es d ates a bsolues n 'a p as e te s ystematique. E n c as d e d esaccord f lagrant, l a p riorite a t oujours e te a ccordäe a ux c ritäres c ulturels e t a rcheologiques. P arallälement ä c e t ravail d ocumentaire, o n a c onetitue u n a utre f ichier i nformatise p ertant s ur l 'ensemble d es d ates 1 C d isponibles e n p rovenance d es s ites r etenus ( O. A urenche, v oir A nnexe e n f in d e v olume ) . O n d isposait a insi, p our l a p remiere f ois, d e l a t otalite d ans l a m esure d e l a d ocumentation a ccessible- d es d ates o btenues d ans l e P roche O rient. L e f ichier q ui a s ervi d e b ase ä c e t ravail, a e te e tabli s ans t enir c ompte d es d onnees n ouvelles f ournies p ar l es p articipants a u p resent c olloque. E n r evanche, l 'Annexe c ontient l 'ensemble d es r esultats n ouveaux p resentäs d ans l es t extes r assembles d ans c e v olume. C e t ravail s 'est e ffectue, e ssentiellement, p ar l e d epouillement d e R adiocarbon, o u, ä d efaut, p ar c ompilation d es d onnees r ecueillies d ans l es p ublications a rcheologiques. E n e ffet, t ous l es l aboratoires n e p ublient p as a vec l a r apidite s ouhaitee l eurs r esultats d ans R adiocarbon , e t l es l istes p ubliees n e s ont p as t oujours c ompletes. I i f allait d onc r ecourir a ux r enseignements f ournis p ar l es p rehistoriens e ux-memes, q ui, e ux a ussi, s ont l oin d e p ublier l a t otalite d es d ates m esurees. C es d erniäres s ources o nt d e p lus u n i nconvenient m ajeur, q ui e st, e n g eneral, d e n e p as i ndiquer l es c onditions t echniques d ans l esquelles l es m esures o nt ö te e ffectuees. O r l 'un d es i nteräts m ajeurs d e c e f ichier a e te d 'affecter c haque d ate d 'un c oefficient d e f iabilite ( J. E vin). L 'estimation d e l a v aleur d es d ates r epose ä l a f ois s ur d es c onsiderations o bjectives, c omme l a f iabilite t heorique d u m ateriel d e d atation, e t s ur d es c onsiderations p lus s ubjectives, d ont, e n p articulier, u n j ugement s ur l a m aniöre d ont l a d ate a e te o btenue, c 'est-ä-dire l 'appreciation q ue l 'on p eut p orter s ur l e l aboratoire d e d atation, e t s urtout s ur l e t raitement q u 'il a e ffectue. O n a partage l es d ates e n q uatre c ategories. D 'abord l es d ates t räs f iables ( 4 a sterisques: * ***). C e s ont c elles p our l esquelles l es i nformations d isponibles g arantissent ä l a f ois l a q ualite d u m ateriel, l a p recision d e l a m esure, l a r igueur d u t raitement e t l 'experience q ue s emble a voir l e l aboratoire p our c e t ype d 'echantillon a rcheologique. S i u n p etit d oute s ubsiste, p ar u ne c arence d e l a d ocumentation, o n s e l imite ä t rois a sterisques ( ***). D e t outes m aniöres, c es d ates s ont r eputees " fiables", e t d onc d ignes d e f igurer s ans r eserve d ans l es b ilans s tatistiques. S ur l es h istogrammes p resentes, e lles s ont f igurees e n n oir. I l e st b ien e ntendu q u 'il s 'agit u niquement d 'un j ugement s ur l a v aleur p hysique d es d ates e t n on p as d 'une a ppreciation a rcheologique, p ar e xemple s ur l a f ouille o u l 'association e chantillon-materiel a rcheologique. E n r evanche, s i l 'on d oit f aire d e s erieuses r eserves s ur l 'une d es r ubriques c i-dessus, l es d ates c orrespondantes s ont a ffectees d e d eux a stärisques ( **), e t m eme, S i l a c ritique p orte s ur l es t ypes d e m ateriel d ate, o n s e l imite ä u n s eul ( *); t ant i l e st v rai q u 'un t rös b on l aboratoire n e p ourra f aire q u 'une d atation d outeuse s i, p ar e ssence, l e m ateriel u tilise e st n otoirement p ollue o u d e t eneur
2 4
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J .
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G ASCÖ
o riginelle e n r adiocarbone i ncertaine ( J. g vin, c e v olume). D ans l es h istogrammes, c es r ösultats s ont n otes e n b lanc, a fin d 'être b ien d istingu6s d es p röcödents. N otons e nfin q ue, e xceptionnellement, u ne d ate q ui a urait P u ö tre c lass6e * ** e st i ndiquöe c omme n on f iable s i, d ans l e c ommentaire a ccompagnant l a p ublication, d e s 6rieuses r eserves o nt ö tö 6 mises p our d es r aisons a utres q ue c elles q ui t iendraient a u l aboratoire: p erturbation d u n iveau, i ncertitude s ur l e m ode o u l e l ieu d e p r616vement, c onservation i ncertaine, e tc. O n d ispose a insi d 'un e nsemble d e 5 98 d ates, r 6parties d e m aniöre t rös i nögale ( tableau c i-dessous); l es p öriodes 0 , 2 , 3 , 4 , 6e t 7o nt d es % d e d ates f iables s upörieurs o u 6 gaux ä l a m oyenne ( 60%).
F iabilit6 F N ombre iabilitö % d ates * *** d e d ates * ** f iables P öriode 0 P 6riode 1 P 6riode 2 P öriode 3 P öriode 4 P 6riode 5 P 6riode 6 P öriode P eriode P öriode T otal ,
7 8 9
3 1
2 8
4 8
2 0 1 8
5 4 1 20
9 5 6 5 4 1 5 5 3 2 5 7 5 98
r ) 2 3
4 4 2 4 1 9 1 4
4 3 3 1 1 7 1 0
2 0
2 3
1 1 4
3 8
2 02
1 63
( 33%)
( 27%)
9 0 5 2
7 9 7 3 5 8
5 5 5 8 7 8 1 2
3 9 6 1
T ableau 1
I l e n r 6sulte q ue l a c onfiance ä a ccorder ä l a d atation d e c hacune d es d ix p hases c hronoculturelles e st v ariable. I l e st p aradoxal d e c onstater q ue l es d eux p lus r öcentes, p ar e xemple, s ont ä a ppr6cier a vec d iscernement. U n a utre t ableau a ccentue e ncore c e d 6s6quilibre. I l f ait a pparaitre, p our c haque p öriode, l e n ombre d e d ates d isponibles par r apport a u n ombre d e s ites a ppartenant ä c hacune d es p 6riodes. C es s ites o nt f ait l 'objet, t antöt d e f ouilles, t antöt d e s ondages, t antöt d e p rospections. O n a f ait f igurer d ans d es " p6riodes d oubles" ( 3/4, 5 /6, 8 /9) d es s ites q ue l 'on n e p ouvait r attacher a vec c ertitude ä a ucune d es d eux p öriodes d e r 6f6rence.
U NE S EQUENCE C HRONOLOGIQUE
D uree( 1 4 C ) p eriodes P eriode P öriode P eriode P eriode P eriode P eriode P eriode P eriode P eriode P eriode P eriode P eriode P eriode
0 1 2 3 4 3 /4 5 6 5 /6 7 8 9 8 /9
4 000 1 700 7 00 l 000 6 00 1 600 4 00 6 00 1 000 5 00 4 00 1 4 00
2 5
N ombre d e s ites ondage p rosp . f ouille s 9 1 8 1 0 1 3 1 5 2 2 2 4 6 1 6 5 4 7 5 7 1 5
8 00
2 9 4 4 1 9 1 6 1 4 1 7 3 0 5 1 6 6 2 6 9 6 2 1 7
4 0 6 7 5 8 1 6 2 3
9
9 0 3 05 7 3 3 94 1 40 1 04 5 31 T otal
t otal 7 8 1 29 8 7 4 5 5 2
18
1 42 4 02 8 0 5 21 2 56 2 23 5 63 2 696
N ombre d ates 3 1 4 8 5 4 1 20 9 5 1 6 5 4 1 o 5 5 3 2 5 7 0 5 98
T ableau 2 O n v oit d onc q ue l es c onditions d e d atation, l oin d 'être i deales, p ermettent c ependant, p our l a p remiere f ois, d 'aborder d e m aniere g lobale l a c hronologie d u P roche O rient a utrement q ue p ar l e b iais d e s equences p artielles i mpossibles ä c orröler l es u nes a vec l es a utres. P our r endre c ette s equence p lus " lisible" l 'un d e n ous ( J. G ascö) a f ait a ppel ä l a c onstruction d 'histogrammes ( pour l e d etail d e l a m ethode c f . J . G ascö , c e v olume). D eux s eries o nt e te c onstituöes: u ne p our l es d ates B C ( fig .2-3) e t u ne p our l es d ates c alibrees ( fig .4). L es c hroniques s ont e tablies e n d istinguant d eux g roupes: f iabilite * *** e t * ** e n n oir e t f iabilite * * e t * e n b lanc. L es 5 98 d ates s ont a insi p resentees e n u n s eul t ableau . A fin d e f aciliter l a c omparaison a vec l es d ates c alibrees e t p our a tteindre 9 5% d e s ecurite, d eux e carts-types e n p lus o u e n m om s o nt e te u tilises p our p ositionner c haque d ate; a ucune d ate n 'a e tö e xclue. O n p eut d es m aintenant, ä t itre p rovisoire, p resenter u n c ertain n ombre d e c ommentaires. L es d ates r adiocarbone B C L es c hroniques s 'öchelonnent d ans l e t emps r adiocarbone B C e ntre 1 8 .000 e t l 'actuel. O n c onstate, j usqu 'ä l a p äriode 4 i ncluse, u n c ertain d eveloppement d ans l e t emps, s oit p r ies d e 1 4 m illenaires 1 4 C . Ap artir d e l a p eriode 5 , t rois m illönaires r adiocarbone c ouvrent l es c inq p eriodes t erminales. C ette d istribution t raduit g rossiörement l 'acceleration d es p henomenes a nthropologiques m ajeurs d ans l e P roche O rient. O n p eut e xaminer c haque p eriode s uccessivement. P eriode 0 . L es 3 1 d ates e tudiees s ont p ratiquement t outes p lacöes e ntre 1 3.000 e t 1 1.000 B C. M ais l a c hronique f ait a pparaitre u n l ot d e d ates f iables s 'öchelonnant e ntre 1 5.000 e t 1 7.000 B C. L a s erie n 'est p as h omogene: l es d eux e ntites q ui e xistent o nt p our o rigine, s oit d es d ifferences c hrono-culturelles, s oit d es d ifferences d 'ordre s patiot emporel, m ais d 'autres r aisons, t echniques o u a rchöologiques, p euvent e galement j ouer . L es c inq d ates " anciennes" p roviennent d e Z in D 5
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( deux d ates) e t d e N ahal O ren ( 3 d ates). A ctuellement, 7 8 s ites a ppartiennent ä l a p eriode O . P ar r apport a u " calendrier" i nitial p ropose ( fig .1), o n c onstate u n a llongement d e l a p eriode c onsideree, m ais l e " pic" c entral c orrespond b ien a u " centre" d e l a p lage t emporelle e nvisagee . P &riode 1 . O n d ispose d 'un e nsemble d e 4 8 dates p our l es 1 29 s ites c onnus d e c ette p eriode, q ui s e s itue e ntre 1 1.000 e t 8 .000 B C. L a c hronique e st a ssez r eguliäre p our l es d ates f iables, m algre u n c ertain e tirement e ntre 1 1.000 e t 9 .000 B C . L es d ates p eu f iables a llongent l e f useau j usque v ers 1 2.300 d ans u n s ens e t 5 .000 d ans l 'autre. D ans l 'ensemble, c es d ates f ragiles t endraient ä v ieillir l 'ensemble d u p henomäne . P ar r apport a u c alendrier d e l a f ig .1, o n c onstate l a m öme t endance ä l 'etirement, m ais l 'ensemble e st e ncore b ien " centre", n otamment a utour d e 9 .000. P &riode 2 . C entree a ux e nvirons d e 7 .500 , c ette p eriode c ouvre u ne p lage t emporelle d e 9 .000 ä 6 .500 B C, a vec 5 4 d ates p our 8 7 s ites. L es d ates l es m om s s üres, p eu n ombreuses, t endent ä r ajeunir l 'ensemble. O n c onstate, c ette f ois-ci, q ue l e p ic s e s itue e ncore d ans l a m arge d e l a p eriode d u c alendrier " ideal", m ais n ettement v ers s a l imite s uperieure ( la p lus r ecente). , T )2. . iode 3 . L es 1 20 d ates u tilisables s e c alent e ntre 8 .000 e t 6 .200 B C, a vec u n p ointement v ers 7 .000 . Q uelques d ates f iables " anciennes" s 'isolent e ncore, a lors q ue d ans l 'ensemble l es d ates l es p lus f ragiles n e p erturbent g uäre l a c hronique. L es d ates a nciennes s ont g eneralement r efusees ( Qayönü , G rN-8103 a vec 8 480±80 B C) o u s uspectees ( Tbeik, B elt) p our d es p roblämes d e c ontamination o u d e p relävement ( Abu H ureyra , J ericho). C ette p eriode, a vec 4 5 s ites p our 1 20 d ates, e st l 'une d es m ieux d atees. E lle s e c ale d e n ouveau p arfaitement s ur l e d ecoupage d u c alendrier " ideal" d e l a f ig .1. I l riode 4 . C ette p eriode e st e ncore b ien d atee, a vec 9 5 dates p our 5 2 s ites r ecenses. E lle s 'inscrit e ntre 5 .500 e t 7 .000 B C, a vec u n p ic a utour d e 6 .000. M ais e ile o ffre p lusieurs a berrations, a vec u n e nsemble f iable e ntre 5 .500 e t 4 .000, e t u n s econd c onstitue d e d ates f ragiles o u a bsurdes e ntre 7 .000 e t p räs d e 1 1.000 ( Choga S efid, J armo, A ssouad , A swad )! L e c alendrier " ideal" e st e ncore b ien c entre s ur l e p ie p rincipal. P eriode 5 . R egroupant 6 5 d ates p our 1 42 s ites c onnus, c ette p eriode c harniäre ä p lus d 'un t itre s e c ale e ntre 6 .500 e t 5 .000. S a c hronique e st e tiree v ers l 'ancien p ar d es d ates q ui f ont b loc v ers 7 .000; d 'autres d ates m om s f iables, q ui a ttirent v ers l e r ecent l 'ensemble d e l a c hronique, a voisinent l a p lage 4 .000-5.000 B C. E nfin, d eux d ates t räs r ecentes s 'excluent d e l a c hronique m algre l eur f iabilite. D es d ates p lus a nciennes e ncore, s uspectees ä c ause d e l a p resence d e c arbone d e b itume, s ont l ogiquement r ejetees e t n e f igurent p as s ur c e g raphique ( El K owm, 1 1.270, 2 3.500, 3 3.500 B P). L e p ic c entral c orrespond b ien a u " centre" d e l a p eriode 5 d u c alendrier " ideal". P eriode 6 . B ien r amasse e ntre 6 .200 e t 5 .100 B C, l 'ensemble d es 4 1 d ates u tiljsables ( pour 4 02 s ites!) e st v ieilli, l orsque l es e chantillons p eu f iables s ont p ris e n c ompte , j usque v ers 7 .000 B C. L e b loc c entral d es d ates t ombe e xactement s ur l a p eriode d u c alendrier " ideal" d e l a f ig .1. P eriode 7 . T räs p roche d e l a p recedente, c ette p eriode s 'etablit e ntre 5 .500 e t 4 .500 B C. M ais l e t race d e l a c hronique f ait a pparaitre u n
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2 7
e nsemble p lus a ncien a utour d e 6 .000-7.000 B C. E nfin , d es d ates p eu f iables r ajeunissent s on p rofil. A vec s eulement 5 5 d ates p our 5 21 s ites, i l s emble d ifficile d e c onsiderer t ous l es s ites d 'une m aniere i dentique. P ar r apport a u c alendrier " ideal", l 'ensemble d es d ates " fiables" p arait u n p eu a ncien ; c et i nconvenient d isparait e n p artie s i l 'on p rend e n c ompte l a t otalite d es d ates d isponibles. Per iode 8 . L es d ates f iables s ont l es p lus j eunes, e ntre 3 .000 e t 3 .500 B C, m ais l eur n ombre e st t res f aible; l es m om s s üres s ont r egroupees e ntre 4 .000 e t 5 .000 B C c orrespondant ä l a p eriode d u c alendrier " ideal". L a m ajeure p artie d es d ates t echniquement f iables p ourraient ö tre a rcheologiquement r emises e n q uestion . O n d ispose d e 3 2 d ates p our 2 56 s ites c onnus, m ais c 'est c ette p eriode q ui o ffre l e p lus f aible p ourcentage d e d ates f iables ( 12% c ontre p lus d e 5 0% p our l es a utres p eriodes 0 ä 7 ). C ertaines d e c es d ates, f iables d 'un p oint d e v ue t echnique, s ont r ejetees p ar l es a rcheologues, y c ompris b ien e ntendu p ar l eurs i nventeurs d ans c ertains c as. L a p eriode 8 e st d onc l a p eriode l a m om s b ien c onnue ä c e j our . E ncore n e f aisons n ous p as i ntervenir l e c ritere d e r epartition g eographique d es d atations q ui, d ans c e c as, m ontre u ne d istribution d ans h uit p ays d ifferents. Per iode 9 . C ette p eriode s 'echelonne e ntre 3 .500 e t 4 .000 B C. L es 5 7 d ates ( dont 2 2 s ont f iables, s oit 3 9% ) s ont r eparties e ntre 4 .500 e t 2 .000 B C. G lobalement, l es d ates q ui p osent d es p roblämes d e f iabilite s e d eveloppent e ntre 4 .000 e t 3 .000 B C; e lles r ajeunissent l 'ensemble . L e n ombre d e s ites c onnus s 'eleve ä 2 23, m ais i l e st e n f ait b eaucoup p lus i mportant, c ar l es c riteres a rcheologiques n e p ermettent p as ä c ette p eriode, n otamment e n M esopotamie, d e d istinguer e ntre l es p eriodes 8 e t 9 : 5 63 s ites s e t rouvent d ans c ette s ituation, q u 'il f audrait d onc a jouter a ux s ites d es p eriodes 8 e t 9 , c e q ui d onnerait u n t otal d e 1 .042 s ites p our 8 9 d ates d isponibles! L es p eriodes r ecentes s ont d onc b ien l es p lus m al l oties d ans c e d omaine. L e t ableau c i-dessous p ermet d e r esumer l 'ensemble d e l a s ituation :
C alendrier B C C alendrier B C " archeologique" r adiocarbone f ig .1 f ig .2-3 P eriode 0
1 4.000-10.000
P eriode P eriode P eriode P eriode P eriode P eriode P eriode P eriode P eriode
1 0.000- 8 .300 8 .300- 7 .600
1 2
3 4 5 6 7 8 9
7 .6006 .6006 .0005 .6005 .0004 .5004 .100-
6 .600 6 .000 5 .600 5 .000 4 .500 4 .100 3 .700
1 7.000-15.000 1 3.000-11.000 1 1.000- 8 .000 9 .000- 6 .500
8 .0007 .0006 .5006 .2005 .5005 .0004 .500-
6 .200 5 .500 5 .000
5 .100 4 .500
3 .500 3 .500
T ableau 3 O n
n otera ,
d ans
l e
c alendrier
r adiocarbone,
d e
n ombreuses
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0 . A URENCHE , J . EV IN e t J . G ASCÖ
s uperpositions d e p lages t emporelles d urant l esquelles o n d olt s ituer l es p eriodes r etenues. T rois c as m ajeurs p osent d 'importantes q uestions: l es p eriodes 2 e t 3 , oü la s econde p eriode s e t rouve i nscrite d ans l e t emps d e l a p remiäre; l es p eriodes 5 e t 6s ont p ratiquement s ituees d ans l e m öme l aps d e t emps; l es p eriodes 7 , 8 ,
t räs m al d atee, e t 9s e r ecouvrent a ussi, m ais p artiellement. L es r eponses ä c es q uestions s ont d e p lusieurs o rdres. L e n ombre t otal d e d ates e st e ncore n ettement i nsuffisant p our r endre c ompte d e l 'ensemble d 'une c hronologie a ussi l ongue. L a d isparite d es l aboratoires n e f ait q u 'accentuer c e p hänomäne ( cf. W aterbolk, c e v olume). I i f audrait d onc, p our t enter d e s ortir d e l 'impasse, p roposer d e v eritables " programmes d e d atation" s ur u ne e chelle q ui r este ä d efinir . C e p eut ö tre l 'un d es o bjectifs d e c e c olloque ( 1). I i f audrait a ussi, d ans l e d etail, s e l ivrer ä u ne c ritique s erree d es r esultats d éjà o btenus, p our t enter d 'eliminer l es " aberrations" s usceptibles d e f ausser l es r esultats. L e s chema p resente i di e st v olontairement t räs g eneral, e t d estine, s urtout, ä f aire a pparaitre l es p roblämes. Q u 'il s 'agisse d 'une l imite d e l a m ethode q ui n e p eut a border d e r eelles c hronologies f ines, o u q u 'il s 'agisse d e p roblämes a rcheologiques ( que d ate-t-on ? ä q uelle c ulture r attacher l a d ate ? ), l es q uestions s ont n ombreuses a uxquelles o n s ouhaite q ue l e c olloque p uisse a pporter d es e lements d e r eponse. L a s ituation n 'est g uäre p lus c laire l orsqu 'on a borde l e c alendrier e n a ge r eel. L es d ates e n a ge r eel
(1 4 C c alibre)(fig .4-6)
L e p assage d u c alendrier r adiocarbone ( dates B P o u B C) a e te o pere s ystematiquement d 'apräs l es t ables d e c orrection p ubliees p ar K lein, R alph, L erman e t D amon e n 1 982 dans Radiocarbon. E lles s ont l imitees ä l ' annee r adiocarbone 7 240 BP. E lles d onnent d es i ntervalles d e dates e n a ge r eel a vec u n d egre d e c onfiance d e 9 5% , t out e n e tant c alculees a vec l a m arge s tatistique d e l a d ate B P, r eposant d onc c onventionnell ement s ur u n d egre d e c onfiance d e 6 5% . O n p ourra e tendre u lterieur ement c ette c orrection ( ou " calibration") j usque v ers 9 .000-10.000 l orsque l es t ables c omplementaires s eront p ubliees, p robablement e n 1 988 , d 'apräs l es c onclusions d e l a c onference i nternationale d e r adiocarbone d e T rondheim e n 1 985 . 4
L es d ates C q ui p euvent e tre c alibrees n e r epresentent q ue 2 8% d es d ates r ecensees p our l 'ensemble d es p eriodes e tudiees. E lles s ont a u n ombre d e 1 61, d ont 6 1 ( soit 4 0% ) ont ö te c lassees a vec u ne f iabil ite d e * ** o u d e * ***. E ncore f aut-il o bserver q ue d es s ituations t räs v ariables e xistent s elon l es p eriodes.
( 1)
C ette d '8cho
pr: iposition, imm diat...
r enouvel6e
lors
de
i s
séance
d e
c löture,
n 'a
pas
r encontre
U NE S EQUENCE C HRONOLOGIQUE
2 9
N ombre d e d ates
4 5 6 7 8 P eriode 9
P eriode P öriode P öriode P öriode P öriode
N ombre d e d ates f iables
8 7
2 2
2 1
1 4
4 5 2 5 5 5
1 6 4 2 3
1 61
T otal
% 2 5 2 8 6 7 3 6
1 6 4 1
6 1
T ableau
4
I i a pparait a ussi q ue l a d istribution g eographique f ort d ifförente s elon l es p eriodes e tudiees
d es
( fig .5 e t 6 ):
d ates
e st
u n s eul p ays
p our l a p eriode 4 , t rois p our l a p eriode 5 ( ces d eux p öriodes n e s ont q ue t räs p artiellement c oncernees p ar l a c alibration), s ix p our l a p öriode 6 , l a p eriode 7 e t l a p öriode 8 , c inq p our l a p öriode 9 , la p lus r ecente. L es c hroniques s ynthetiques ö tablies ( fig .4) r eposent s ur l e c alcul d es p lages m oyennes, c 'est-ä-dire c elui d es v aleurs e xtremes, h autes e t b asses, d es d ates c alibrees q ui s ont e xprimees s ous f orme d 'un l aps d e t emps l imite p ar d eux b ornes, a vec 9 5% d e s ecurite. L es p öriodes 4 e t 5 , s oft entre 7 .550 et 8 .550 B P p ar d efinition, l ivrent q uelques d ates t räs j eunes q ui p euvent e tre m öcaniquement c alibrees m ais q ui n 'ont pas d e s ens a rcheologiquement. L e t ableau s uivant c orrespond a u g raphique p resente:
M oyenne s ur l 'ensemble D uröe M oyenne s ur l es D uree d es d ates d ates f iables P öriode P eriode P eriode P eriode
6 7 8 9
6 210-5370 5 770-4990 5 260-4650 4 550-4100 T ableau
8 40 7 80 6 10 4 50
6 220-5410 6 090-5320 4 875-4425 4 700-4160
8 10 7 70
4 50 5 40
5
C es r esultats m ontrent l a g rande s imilitude d es m oyennes e t d es d uröes d es p eriodes s elon l es m odes d e c alcul, s i c e n 'est p our l es p öriodes 7 e t 8 . Dans l es d eux c as, 3 00-400 a ns s öparent l es r ösultats s elon q ue l 'on p rend l a t otalitö d es d ates o u s eulement l es d ates f iab les. O n p eut n oter q ue l e p ourcentage d e r epresentativite ( tableau 4 ) d es d ates f iables n e r öväle p as t oujours c et e tat d e f ait. L es c hroniques s ynthetiques p ortent d es i ndications s upplömentaires a vec l es v aleurs e xtremes e nregiströes p our c haque p öriode ( fig .4). L es m oyennes s 'en r essentent n öcessairement. L e m aximum d es d ates e st a ussi f igure; i i n e c orrespond p as t oujours a u l aps d e t emps " moyen" c alculö. E nfin, l es m oyennes ö tablies p our l a p hase 8 n 'ont p as g rande s ig nification c ar e lles s ont c alculees s ur d es d ates t rop d ispersöes.
3 0
0 .
AURENCHE ,
J .
EV IN e t J . G ASCÖ
E nsemble d es d ates. L es c hroniques v ont d e 6 210 ä 4 100 ans a y. J .C., c ouvrant 2 110 a nnees c alendaires. L es d ifferentes c hroniques, q ui c orr espondent ä d es p eriodes p otentielles d 'existence d es c hronoc ultures, s e c hevauchent e n p artie. C es c hevauchements r eprösentent 8 1% d e l a d uree t otale d es c hroniques! L a p eriode 6 p ossöde 4 40 a ns d e " vie a utonome", e t p artage 4 00 a ns a vec l a p öriode 7 ( de 5 770 ä 5 370 ). L a p öriode 7 e st s eule p räsente e ntre 5 370 e t 5 260 ( 110 a ns). P uls, e ntre 5 260 e t 4 990 , l es p eriodes 7 e t 8s ont p rösentes. E ntre 4 990 et 4 650 , l a p öriode 8 s e d öroule ( 610 a ns). E ntre 4 650 e t 4 550 , u n v ide a pparait s ur l es g raphiques. L a p äriode 9 d ebute v ers 4 550 e t s e t erm ine e n 4 100 a y. J .C. L a p öriode 8 ( de 5 260 ä 4 650 d ont 7 0% d u t emps n on partage) r este t res m al d atöe e t s a p lace c hronologique d emande ä e tre c onfortöe. L a e ituation s erait t rop s imple s i l es r ösultats o btenus s ur l es d ates 1 C f iables c orrespondaient, m eme a pproximativement, ä c et ö tat d e f ait..., c e q ui e st l oin d 'être l e c as! D ates f iables. L es c hroniques n e c ouvrent p lus q ue 2 060 a ns, d ont 105 ( 46% ) d e s uperposition. E lles d öbutent e n 6 210 a vec l a p öriode 6 , qui d urant 1 30 a nnees e st s eule ä c ouvrir l 'espace t emporel. P uls d urant 6 80 a ns, s oit d e 6 090 ä 5 410 a ns a y. J .C., e ile l e partage a vec l a p eriode 7 . C ette d erniöre n 'est p lus a utonome q ue p our 9 0 a ns j usqu'en 5 320 . La l ogique v oudrait-elle q ue c es d eux p öriodes s oient r öunies e n u ne s eule ? U n l aps d e t emps d e 4 45 a ns s öpare l a p eriode 7 d e l a p eriode s uiv ante. C e " blanc", m eme ö tabli ä p artir d e r esultats m oyens, e st ä c onsidörer ( manque d e d atations ? ). D e 4 875 ä 4 700 , l a p öriode 8 o ccupe l e t errain. A p artir d e 4 700 , e h e d olt l e p artager a vec l a p eriode 9 , p our u ne d uree d e 2 75 a ns. E nfin, d urant 2 65 a ns, l a p eriode 9 e st s eule p rösente s ur l e g raphique j usqu 'en 4 160. D e c es d onnöes o n p eut r etenir l es 6 80 a ns s ur 9 00 de partage de l 'espace t emporel d es p öriodes 6 e t 7 . L es r ythmes p euvent a ussi e tre s ignificatifs: 1 30 a ns d 'autonomie, 6 80 c ommuns, 9 0 a ns a utonomes, 2 75 a ns c ommuns, 2 65 a ns a utonomes. L a r egularite d es r ythmes e st a ssez f lagrante, m ais q uel s ens l ui d onner ( la p eriode 8 ö tant mal d efinie) ? L 'ensemble d es h ypotheses q u 'une a pproche d e c e t ype p eut e ngendrer n e d olt p as s e l imiter a ux v aleurs c hiffrees. C es d onnees s ont l e r esultat d e t raitements m ultiples, e t, b ien q ue c alculees, e lles n e d oivent s urtout p as e tre c onsiderees c omme u ne t ranscription m athemat ique d e l a r ealite. C 'est d ans c e c adre q ue l es g raphiques s ont v olontairement s ynthötiques e t a bstraits. P ourtant, c es i nformations c onstituent v irtuellement l a b ase d es r öflexions ä mener s ur l a c hronologie d u P roche O rient. O n p ourrait r evoir l es t ermes d 'ident ification d es p öriodes 6 e t 7 , qui s 'inscrivent d ans u ne p lage d e t emps c ommune, c eux d e l a p öriode 8 , peu f iable a rcheologiquement,
U NE S EQUENCE C HRONOLOGIQUE
3 1
d ont l es d ates " fiables" s e r etrouvent c hronologiquement i nversöes. M ais l a m eilleure f a wn d e r ösoudre l es p roblömes ö tait d 'abord d e l es f aire a pparaitre.
0 . Professeur
AURENCHE,
ä l ' Universite Lumiere-Lyon 2 ( Maison de l ' Orient), Lyon J .
EVIN,
I ngenieur Laboratoire Universite
de
Claude
Bernard-Lyon 1 Villeurbanne J .
( Centre
CNRS
Radiocarbone
Charge de r echerche au CNRS d ' anthropologie des societes
CASCO,
- ER 289 rurales) Toulouse
B IBLIOGRAPHIE A URENCHE O ., S ANLAVILLE P . 1 981
C AUVIN
J .,
C AUVIN
M .C.,
C OPELAND
L .,
H OURS
F .
e t
C hronologie e t o rganisation d e l 'espace d ans l e P roche O rient d e 1 2.000 ä 5 .600 a y. J .C. ( 14.000 ä 7 .600 B P). P r histoire d u L evant , C olloque i nternational d u C .N .R .S ., n °598. M aison d e l 'Orient 1 980 , 5 71-601.
H OURS F ., A URENCHE S ANLAVILLE P .
O .,
C AUVIN
J .,
C AUVIN
M .C.,
C OPELAND
ä p araitre. A tlas d es s ites d u P roche O rient d e 1 4.000 L yon, C ollection d e l a M aison d e l 'Orient. K LEIN J ., L ERMAN J .C., D AMON P .E . a nd R ALPH E .K. 1 982 C alibration o f r adiocarbon d ates : t ables
ä
b ased
L .
5 .700
o n
e t B P .
t he
c onsensus d ata o f t he w orkshop o n c alibrating t he r adiocarbon t ime s cale, R adiocarbon, 2 4, 1 03-150.
3 2
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U NE S EQUENCE C HRONOLOGIQUE
3 3
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Dates CIC be da Proebe-Orlent
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Fig. 3 - Histogrammes de l'ensemble des dates BC du Proche Orient (periodes 5 a 9); en noir les dates fiables et en blanc les dates mains fiables.
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U NE SEQUENCE CHRONOLOGIQUE
Chronologies
in
the
Aurenche 0 ., 2vin BAR International
Near
East,
J . and Hours S eries,
F .
eds. 1987
W O R K IN G W I T H R A D I O C A R B O N D A T E S I NS O U T H W E S T E R N A S IA H . T.
ABSTRACT:
By
successive
layers
one
area,
that
or
enable
should
of us
treat
possible
to
l ooking at
a ll t o
a ll
at
s ite
dates
of
use
the
dates
r ecognize
l aboratories,
groups
one
dates
a s
radiocarbon
of
dates
larger
are
with
more
be
expected
i t
r egions,
precision between on
be
successive
measurements.
d ifferences
t o
dates,
from
homogeneous
individual
quality
which
of
or
the
and The
the
WATERBOLK
s ets
of
cultural
confidence,
of
the
of
i n
t urn
than
procedure
production
from
s tages
r egularities
same
basis
dates
up,
if
we
makes
i t
d ifferent
s tudy
of
Baxter
qui
p euvent
e tre,
m8me
s ite,
( 1983). RESUME: soft
L ' observation
des
dates
dates
de
t outes
phases l es
datations traitee
comme
differences on
doit
de
des
culturelles
dates
avec
d 'ensembles
provenant
p lus une
s ' attendre
de
r egions precision
mesure
en
e t
de
l es
dans
de
l a
p lus
m8me
Le
m8me
Baxter
que
procede
des
d ' un a ire
e tendues,
confiance
r esultats
l 'etude
radiocarbone,
s tratigraphie
homogenes
i solee.
entre
d ' apres
dates
successives
de
qualite
de
niveaux
d ivers
e i
soft
g eographique, permet
chacune
p ermet
de
d ' utiliser d 'elles
l es
e tait
r econnaitre
laboratoires,
des soft
l es
auxquelles
( 1983).
T ypology a nd s tratigraphy a re t he b asic m ethods f or b ringing a n i nitial c hronological o rder i n t he m aterial r emains o f t he p ast t hat a re t he s ubject o f a rchaeological s tudies. C hronological s equences a re i n p rinciple o nly v alid w ithin n arrow r egional l imits. B y c hronolog ical s tudies, h owever, r egional s equencies c an b e t ied t ogether t o f orm a c hronological f ramework t hat c an b e u sed i n a l arger a rea . F or c ertain r egions, s uch a s E gypt a nd M esopotamia , w ritten s ources p ermit m aking t he r elative c hronology a bsolute, b ut o nly f or t he l ast 5 000 y ears. Radiocarbon d ating s erves t he s ame p urpose f or a p eriod o f 5 0,000 y ears. B oth h istorical d ating a nd r adiocarbon d ating m eet w ith p roblems. E specially i n t he e arly p hases h istorical d ata a re n ot e asy t o i nterpret a nd t here i s, o r u sed t o b e, r oom f or b oth l ong a nd s hort c hronologies. A s a rchaeologists w e l argely d epend o n t he w ork o f t he a ncient h istorians. T he p roblems t hey f ace i n e stablishing h istorical c hronologies a re w ell i llustrated b y H . N issen 's p aper i n t his v olume. T he t ransfer o f t he h istorical d ates t o c ommon a rchaeological m aterials s uch a s p ottery, m etals, w orked s tones a nd h ouse r emains i s a c omplicated m atter w hich b rings u s r ight i n t he h eart o f c ontinuous a rchaeological d iscussion.
T his a pplies t o E gypt a nd M esopotamia a nd
4 0
e ven m ore t o a reas,
H .T .
s uch a s t he E uropean c ontinent,
t o w hich
W ATERBOLK
w e
w ish
t o t ransfer t he h istorical d ates. R adiocarbon d ating h as t he a dvantage o f b eing d ependent o nly o n t he p hysical p roperties o f t he e arth, a nd t hus b eing e qually a nd d irectly a pplicable o n a ll p arts o f t he e arth, w ithout t he c umbersom s tep-wise t ransfers t hat a re i nherent t o h istorical d ating . B ut r adiocarbon d ating h as o ther d ifficulties. I t d oes n ot p roduce d ates i n c alendar y ears b ut a ssessments s ubject t o t he l aws o f s tatistics. I ts t ime s cale i s n ot s traight b ut u ndulating a nd w iggling , a p roblem w hich c an o nly p artly b e o vercome b y c alibration p rocedures. O ne n eeds t o k now s ome p hysics, c hemistry, s oil s cience, g eology a nd m athematics t o u nderstand t he t rue n ature o f a r adiocarbon m easurement a nd i ts i nherent u ncertainties. S ome p roblems a re c ommon t o b oth d ating t echniques, f or e xample t he o ften u ncertain a ssociation o f t he d atable m aterial w ith t he o bjects o r s tructures f or w hich a d ate i s s ought, o r t he p ossible d ifferences i n t ime o f o rigin o r f abrication o f t he v arious c omponents t hat m ake u p a c losed f ind, o r t he p roblem o f r eworked o lder m aterials i n r aised s ites, o r t he p roblem o f u nrecognized s tratigraphical c omplications i n t est-trenches, r esulting i n s o-called i ntrusions o f y ounger m aterials, e tc. O ften u nexpected r adiocarbon d ates a re r ejected w ithout d ue c onsideration o f t he p ossibility o f s uch a rchaeological c omplications. F or a g ood j udgement o f t he c ontext o f a s ample t he a rchaeologist i s r esponsible. T here a re g ood a nd b ad e xcavators. I t i s w ell k nown t hat a t a c omplicated s tratified s ite i t m ay t ake m any s easons o f f ield w ork b efore w e g et t he s tratigraphy u nder c ontrol. S ome e xcavat ors p ut g reat e ffort i n c ollecting g ood s amples, a nd h ave t hem m icroscopically i dentified, o thers j ust t ake s ome b ags f ull o f d ark e arth t hat l ooks l ike a sh. I n a f inal j udgement o f a r adiocarbon d ate, t he m atter o f q uality o f b oth t he e xcavator a nd t he s ample c annot b e o verlooked. A t t his m eeting w e c oncentrate o ur e fforts o n t he p eriod f rom 1 6000-4000 B P, a nd w e a re p articularly i nterested i n c ombining a nd i ntegrating t he r esults o f b oth c hronological t echniques. F ortunately, w e c an p rofit f rom t he r ecent s pectacular r esults a chieved b y d endroc hronology, w hich e nable u s t o c alibrate r adiocarbon d ates, i .e. t o r elate t hem t o c alendar y ears f or t he w hole o f t he p eriod w here b oth d ating t echniques o verlap ( see K romer a nd B ecker, t his v olume). I n t his p aper I w ant t o d raw a ttention t o s ome t ypical p roblems i n t he a pplication o f r adiocarbon d ating t o a rchaeology. I s hall l eave o ut o f c onsideration t he p hysical a nd c hemical a spects o f t he r adiocarbon d ating t echnique. I s hall a lso r efrain f rom g oing i nto t oo m uch a rchaeological d etail. R ather I w ant t o s uggest s ome w ays o f l ooking a t r adiocarbon d ates s o t hat a rchaeology m ay p rofit m ost f rom t hem. M y e xamples w ill a ll b e f rom S W A sia . F or t he p eriod a nd a rea u nder c onsideration t he t otal n umber o f p ublished r adiocarbon d ates m ay b e e stimated a t a bout o ne t housand. N early a ll t he s amples a re o f c harred p lant m aterials. T he d ates h ave b een p roduced o ver t he l ast t hirty y ears b y a l arge n umber o f l aborat ories, s ome o f w hich h ave b een m ore a ctive i n t he f ield t han o thers. T his p roduction i s o f u nequal q uality . S ome d ates w ere r un i n t he e arly d ays o f r adiocarbon d ating , w hen t he c ounters d id n ot y et p ermit p re ,. ; ision m easurements, n o i nternationally u niform r ecent s tandards
W ORKING W ITH R ADIOCARBON
4 1
w ere u sed, t he p retreatment o f t he s amples w as i mperfect, n o c orrections w ere m ade f or i sotopic f ractionation, a nd t he m easuring p rocess w as n ot k ept u nder c ontinuous c omputerized c ontrol. S ome p ioneer l aboratories h ave s topped d ating , o thers h ave f ound o ut t hat t heir e arly m easurements w ere i n n eed o f r evision a nd h ave p ublished c orrections o f t heir e arly d ates, f or e xample G roningen i n 1 963 a nd H eidelberg i n 1 984. T here i s i ndeed e very r eason t o b elieve t hat t here a re c onsiderable d ifferences o f q uality i n r adiocarbon d ates. I t i s t ragic t hat S W A sia h as s uffered m ost, f or i t w as h ere t hat t he i nterest i n t he n ew t echnique w as g reatest a nd s amples f rom h ere g ot p riority. T he w idely s cattered e arly d ates f rom J armo a nd J ericho c an i llustrate m y p oint. B ut n ot o nly t he p roduction o f t he e arly y ears s hows d ifferences i n q uality. A f ew y ears a go t he l aboratory o f G lasgow c ompared s eries o f d ates o f 2 0 l aboratories o n 8 samples of homogenized t ree r ing m aterials s pread o ver a n i nterval o f 2 00 y ears w ith a n a ge o f c . 5 000 y ears B P ( Baxter, 1 983). T he r esults w ere r eally d iscomforting . T here w as e vidence b oth f or s ystematic b ias u p t o 2 00 y ears a nd f or v ariab ility w hich w as n ot a ccounted f or b y t he s tandard d eviation g iven t o e ach m easurement. A lthough a ll t he s amples s hould d ate b etween 5 000 a nd 5 200 B P, t he d etermination r anged f rom 4 650-5460 B P! I t w as, h owever, r eassuring t hat t he l aboratories t hat a re a ble t o p roduce d ates w ith h igh p recision w ere l east a ffected b y t his p henomenon. A pparently t he h igh-precision p rocedures d o r educe t he e rrors m arkedly. W e c an b e s ure t hat e rrors u naccounted f or b y t he s tandard d eviation w ere e ven m ore c ommon i n t he e arly y ears o f r adiocarbon d ating . S ometimes t he d ifferences i n q uality s how u p e mpirically. I s hall g ive a f ew e xamples. I s hall u se a s implified g raphic p resentation o f t he d ates, w hich e nables m e t o s urvey q uickly a l arge n umber o f d ates. M y f irst e xample i s J ericho. T he s ummary ( graph 1 ) s hows t hat t he d ates a re w idely s cattered o ver t he t ime s cale. I n g raph 2 t he d ates a re g rouped a ccording t o a rchaeological p eriod. B y m eans o f s ymbols t he l aboratories i nvolved a re i ndicated. T he G L d ates a re o bviously t oo y oung . T he e arly B M d ates, o n t he o ther h and, a re t oo o ld. A s i s t o b e e xpected, t he d ifference i n y ears d ecreases w ith t ime, t o b ecome h ardly r ecognizable i n t he B ronze A ge l ayers. T he
s econd e xample a pplies t o t he c hronological d ifference b etween
t he G eometric K ebaran a nd t he M ushabian. G raph 3 i ncludes a ll s amples l isted b y W einstein ( 1984) i n h is e xtremely u seful s ummary s urvey a s d erived f rom P alaeolithic a nd E pipalaeolithic s ites i n t he S L evant. T he g raph s hows t he e normous d ifficulties i n o btaining g ood d ates o n M iddle Palaeolithic s amples. H alf o f t hese m ust b e d iscarded a nd t he r est s hould b e c onsidered a s t ermini a nte q uem. I s hall n ot d iscuss t hese o ld d ates, n or c ompare t he d ifferent l aboratories i nvolved. F or t he U pper P alaeolithic t he p icture i s n ot s atisfactory e ither. I t i s o nly w ith t he K ebaran t hat t he s ituation i mproves. Y et t here i s a c onsiderable o verlap o f t he G eometric K ebaran a nd t he M ushabian. G raph 4g ives t he d ates f or t hese p eriods o n a nother s cale a nd t he l aboratories a re i ndividually i ndicated. T he o verlap d isappears c ompletely w hen t he l aboratories a re c onsidered s eparately: a t t he s tratified s ite o f M ushabi X IV, S MU a nd R T p roduce h igh d ates, Q C a nd M C l ow d ates.
S MU h as a lso d ated f ive s amples f rom o ther s ites
a ttri-
4 2
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b uted t o b oth p hases. T hey c onfirm t he r esults o f M ushabi X IV. S ome P ta d ates o f t hese s ites a re i n l ine w ith t hem. O n t he b asis o f t he d ates o f S MU, R T a nd P ta , w hich h ave a h igher p recision t han t he o thers, a nd t herefore w ould s eem p referable, t he c hronological b order b etween t he G eometric K ebaran a nd t he M ushabian a t s ite M ushabi X IV w ould l ie a t c . 1 3,700 B P. T here a re t hree w idely s pread d ates f or t he s ite N ahal Z in D V I t hat c annot b e e xplained b y t he f oregoing . T he s ite m ay n ot b e h omogen eous, o r i t may b e i nfected b y b itumen ( see b elow). A s t o t he h igh R T a nd P ta d ates f or t he s ites M ushabi X VI a nd L agama N orth V III, r espect ively, t hey m ay b e e xplained b y t he h ypothesis, a dvocated b y B arY osef a nd V ogel ( this v olume), t hat G eometric K ebaran a nd M ushabian i ndustries d id e xist c ontemporaneously i n t he s ame g eneral a rea ( the N egev). A s a t hird e xample t he B ronze A ge s ite o f A i c an s erve ( graph 5 ). I f w e r estrict o urselves t o t he P d ates, t here i s n o p roblem. A t a ll t he l evels t he T x d ates a re g enerally h igher, i n a ddition t hey s catter w idely. T he f act t hat s ome T x d ates o n g rain f rom E B I I l evels a re o lder t han P d ates o n g rain f rom E B I l evels d efinitely i ndicates t hat t here i s s omething w rong . S ince t he P d ates a re m ore c onsistent a nd h ave h igher p recision t han t he o ther d ates, t hey h ave t o b e p referred. H ere w e h ave a c lear e xample o f b oth t he s ystematic b ias a nd t he u nexplained v ariability a s i ndicated b y t he G lasgow a nalysis f or t he s ame t ime r ange a nd w ith c omparable q uantitative e ffects. T he J ericho s eries ( graphs 1 a nd 2 ) m ay s erve t o i llustrate s ome o ther p oints. I f t he G L a nd B M d ates ( for t he N eolithic) a re l eft o ut, t he s ummary g raph g ives a g ood g eneral s urvey o f t he p eriod d uring w hich J ericho w as o ccupied. T here r emain n o d ates f or t he p eriod b etween 8 500 a nd 4 600 B P. B ut d o t he d ates t ruly r eflect t he a ctual d uration o f t he o ccupation ? T here a re m any r easons w hy i n a r aised s ite a d ate o n w ood c harcoal m ay c ome o ut t oo h igh: t he w ood m ay s tem f rom a l ong-lived t ree, i t m ay h ave b een u sed a nd r eused a s a b uilding m aterial b efore i t s erved a s f ire w ood, t he s ample m ay c onsist o f o r b e c ontaminated b y r eworked m aterial f rom o lder l evels, e tc. O n t he o ther h and t he o verlying l ayers p rovide p rotection a gainst r ecent r oots a nd o ther d isturbances; t here w ill b e f ew y ounger h umus i nfiltrations a nd t hese c an e asily b e r emoved b y c hemical p ret reatment. C learly t he c hances o f d ates c oming o ut t oo h igh a re m uch g reater t han t heir c oming o ut t oo l ow. T his m eans t hat i n t he t ime r ange u nder c onsideration o ne s hould p refer t he y oungest d ates p er s tratigraphic o r a rchaeological u nit f or e stablishing t he c hronolog ical l imits o f t hese u nits. I f t here i s c ontinuous o ccupation , t he b est e stimation f or t he b eginning o f a p hase i s t he y oungest d ate o f t he p receding p hase. I f t here i s n o p receding p hase, e .g . a t t he b ase o f t he t ell, t he a ctual b eginning o f t he o ccupation c annot n ormally b e d etermined. O nly i f d ates o n s amples o f s hort-lived m aterials, s uch a s c harred g rain, a re a vailable i n s ufficient q uantity m ay o ne b e a ble t o b e m ore p recise a s t o t he b eginning o f a p hase o r a s tratigraphic u nit. I n t he J ericho g raph 2 a rrows i ndicate t he c hronological l imits d etermined i n t his w ay . O f c ourse, t hese l imits a re t o b e c onsidered a s p reliminary. A s t he n umber o f d ates i ncreases, t hey m ay s hift u pward a l ittle. I t i s a lso c lear t hat t his p rocedure d oes n ot w ork w hen o nly o ne o r t wo s amples p er p hase a re a vailable.
W ORKING W ITH R ADIOCARBON
4 3
F or a nother e xample I t ake t he s ummary g raph o f a ll S L evant d ates f or t he E pipalaeolithic, N eolithic a nd B ronze A ge, a ssembled b y W einstein ( graph 6 ). E xcluding a f ew i solated y oung s amples, t here i s a g ood s tep-wise p rogression o f t he a ges f or t he d ifferent p hases. O n c lose i nspection, h owever, t here a re c onsiderable o verlaps, t hat c annot b e e xplained b y s tatistics, f or i nstance b etween t he d ates f or t he C halcolithic, t he E arly B ronze A ge I ; a nd t he E arly B ronze A ge I I. O n t he b asis o f o ur d iscussion o f t he A i d ates, w e m ust f ear t hat q uality d ifferences i n t he p roduction o f t he d ifferent l aboratories i s t he m ain c ause f or t his o verlap. G raph 7 g ives a s urvey o f t he A rslan t epe d ates, a ll p roduced b y o ne l aboratory ( R). T he s uccession i s v ery s atisfactory. O ne d ate i n t he E Br I i s t oo l ow , b ut i t i s c ontemporary w ith M Br a nd L Br I d ates f rom t he s ame t ell. I n t his c ase o ne s hould r eckon w ith t he p ossibility o f a n u nrecognized s tratigraphical c omplication. S ometimes l aboratories p ublish d ates w ith a m uch l arger e rror t han t hey n ormally d o. I n s uch c ases t he s ample w as s mall o r o f b ad q uality a nd c ontained l ittle c arbon. I t h ad t o b e d iluted w ith i nactive c arbon t o a llow m easurement . T he d ilution m ay i ntroduce a n e xtra e rror ( although i t s hould n ot). M ore i mportant i s p robably t he f act t hat s mall s amples c annot o ften b e p retreated t oo c arefully which m ay m ean t hat n ot a ll c ontamination i s r emoved. I n p ractice w e s ee t hat d ates w ith a h igh s tatistical e rror s pread m uch m ore w idely t han i s a ccounted f or b y t he e rror . M any o f t he d eviant y ounger d ates i n g raph 6a ppear t o b elong t o t his c ategory. G raph 5 permits u s t o s tudy a nother p roblem. A t A i t here i s l ittle o r n o d ifference i n y oungest d ates p er p hase. A ll s top a t 4 100-4200 B P. T his o ccurs m ore o ften , e .g . a t N ippur ( graph 8 ) a t t he s ame t ime l evel. l evel
T his p henomenon i s e xplained b y t he f act t hat e xactly a t t his t here i s a n a nomaly i n t he r adiocarbon c ontent o f t he
a tmosphere, s howing u p a s a w iggle i n t he c alibration c urve. T he e ffect o f t his w iggle i s t hat d ates o f s ay, 4 150-4050 B P c an b e p roduced t hroughout a p eriod o f c . 3 50 y ears ( 2900-2550 B C). I f o ne o r t wo p hase l imits f all w ithin s uch a p eriod, t hey w ill n ot s how u p i n t he 1 C r ecord. H ere w e a re f aced w ith t he l imits o f r adiocarbon d ating . I n s ome c ases, h owever, w e m ay p rofit f rom t he w iggles, a s w e s hall s ee p resently. I s hall e xamine n ow t wo o ther i nstances w here w e c an c ompare t he r elation b etween s tratigraphy a nd r adiocarbon d ates. F rom t he r oughly c ontemporary s ites o f Q atal H üyük a nd B ouqras a re f or e ach 2 6 d ates a vailable, m ade b y t he l aboratories P a nd G rN, r espectively. I n b oth c ases t hey a re e venly s pread o ver a s tratigraphy c omprising 1 2, r espectively 1 0 b uilding l evels. Q atal l ies i n C entral A natolia a t c . 1 000 m a ltitude i n t he K onya p lain ( rainfall 3 00-400 m m). B ouqras l ies a t t he e dge o f t he E uphrates f lood p lain i n S yria ( rainfall l ess t han 2 00 m m). T he c ounting e rrors a re i n g eneral 8 0-110 y ears w ith t he P d ates a nd 4 0-60 y ears w ith t he G rN d ates. T he g raphs 9a nd 1 0 s how s triking d ifferences. A t Q atal t he d ates p er l evel s pread w idely, o ver u p t o f our c enturies, a t B ouqras t hey l ie c losely t ogether. T he e xplanation c an o nly b e t hat a t Q atal o ld b uilding w ood,
c ut a t h igh a ge o f t he t rees
( oak,
j uniper)
r emained
l ong i n u se, w hilst a t B ouqras t he m ain w ood u sed f or b uilding a nd f iring was q uickly g rowing p oplar f rom t he f lood p lain.
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A nother s ite w here t he u se a nd r euse o f o ld w ood c auses a w ide s cattering o f d ates a nd n o c lear c hronological d ifference b etween t he s tratigraphic p hases i s B eidha ( graph 1 1). A t B ouqras t he d ates f ollow t he s tratigraphy w ith a f ew d eviation o f t he g eneral t rend: l evels 1 0 a nd 5 p roduced l ow d ates, a nd t here i s a s teep j ump b etween t he d ates o f t he l evel 1 a nd 2 . A t Q atal t here i s n o a pparent d ifference i n y oungest d ates p er l evel t hroughout l evels V II t o I I. T he p henomenon i s a ll t he m ore r emarkable s ince f our s amples o f s hort-lived m aterials ( grain, b rain) a re i nvolved . T o u nderstand t hese u nexpected p atterns w e m ay t urn t o t he p reliminary c alibration c urve r ecently p roduced b y t he H eidelberg l aboratory f or t he p eriod 8 250-7000 B P ( Kromer a nd B ecker , t his v olume). o f a w iggle d ates a round 7 500 B P c an b e e xpected t o o ccur
A s a r esult d uring 2 00
c alendar y ears ( c. 6 450-6250 B C), s o t hat t his p eriod i s a vailable f or l evels V II t o I I a t Q atal. A t B ouqras t he s ame w iggle c auses t he j ump b etween p hases 2 a nd 1 . T he d epression a t l evel 5 o f B ouqras c orresp onds t o a nother w iggle a t 7 050-7000 B C, a nd t he d epression a t l evel 1 0 o f B ouqras m ay w ell b e e xpected i f t he w iggle pattern c ontinues b eyond 7 200 B C .B y t his s ort o f " wiggle m atching" w e a rrive a t a n e stimation o f t he c alendar a ge o f 7 250-6250 c al B C f or B ouqras a nd 6 650-6250 c al B C f or Q atal. W iggles a ppear t o b e p resent t hroughout t he c alibrated r adiocarbon t ime s cale. Y et t he n umber o f i nstances w here r ole c an b e d emonstrated i n p ractice i s s mall. B ut t his s hould b e c lear f rom t he f oregoing : o nly s eries o f r elatively s hort-lived s amples, t hat have b een d ated w ith f airly g ood p recision b y a l aboratory t hat o perates o n t he s ame s tandard l evel a s t he l aboratories t hat h ave p roduced t he c alibration c urves, w ill r eflect w iggles c learly. A t B ouqras, s quare 1 3/7 h as g iven t wo h igh d ates. S ince b itumen w as u sed i n t he s ettlement, f or i nstance a s a c over o f w oven m ats, i t m ay w ell h ave i nfected s ome c harcoal s amples. A t o ther s ites, t oo, t he p resence o f b itumen c an b e t he c ause o f a nomalous h igh d ates, s pread i rregularly o ver t he t ime s cale. G ood e xamples a re t he B ronze Age t ells E l Q itar, S elenkahiye a nd T erqa , a ll i n t he E uphrates v alley ( graph 1 2). A t E l Q itar a ll d ates b eyond 3 500 B P s hould b e d istrusted. A t t he s ites o f S elenkahiye a nd T erqa b itumen has a ctually b een c hemically i dentified i n s amples t hat p roduced t oo h igh a ges. O ther s ites w here H ureyra.
b itumen
m ight
e xplain a berrant d ates a re J armo a nd A bu
A n i nteresting i nstance o f t he p ossible r ole c ontamination m ay p lay i n s amples f rom a t ell i s g iven b y t he I RPA s eries o f 3 7 dates from t he B ronze A ge T ell e d-Deir i n I raq w ith a n e xpected a ge o f 2 100-1600 B C. F our s orts o f m aterial w ere d ated, g ray e arth, c arbonaceous e arth, c harred w ood a nd c arbonated n odules ( graph 1 3). A ll d ates o n g ray e arth a re m uch t oo o ld; t he c arbonated n odules o n t he o ther h and a re t oo y oung . T he s amples l abelled c arbonaceous e arth s pread w idely . O nly t he c harred w ood s amples f orm a n arrow g roup a t t he e xpected a ge a round 4 000 B P, w ith, h owever, t wo o utliers b etween 6 000 a nd 5 000 B P. W hatever t he e xplanation o f t hese t wo o utliers i s, i t i s e vident t hat t horoughly p retreated c harcoal s amples a re d efinitely t o b e p referred. T he f oregoing e xamples a ll s how t hat i t i s p rofitable t o d eal w ith g roups o f d ates f rom a c ommon a rchaeological c ontext. I n t he s ame way i t i s u seful t o c ompare g roups o f d ates f rom a c ommon g eographical
W ORKING W ITH R ADIOCARBON
4 5
c ontext. A s a n e xample t he i ntroduction o f p ottery c an s erve. W here a nd w hen d id i t o ccur f irst ? I n g raph 1 4 I a ssembled d ates f rom a s mall n umber o f k ey s ites i n 1 6 d ifferent a reas, i n w hich m ostly b oth p re-pottery a nd p ottery N eolithic i ndustries o ccur . F or t heir i dentification I r ely c ompletely o n t he i mportant r ecent w ork b y M . L e M iäre o n t he e arliest p otteries o f t he m iddle E uphrates ( thesis U niversity L yon I I, 1 986). I n v iew o f w hat h as b een s aid b efore, i t i s c lear t hat i n g eneral m ore i mportance s hould b e a ttached t o t he y oungest d ates f or p rep ottery l evels t han t o t he e arliest d ates f or p ottery-bearing l evels. V ery l ate p re-pottery l evels o ccur i n C yprus ( up t o 6 900 B P). L ate l evels o ccur a lso i n t he K owm a rea i n S yria ( up t o 7 300 B P). I n m ost a reas p re-pottery d ates g o u p t o t he c enturies a round 8 000 B P. T his h orizon i s p assed i n t he Z agros ( if t he J armo d ates c an b e r elied u pon), i n S E A natolia ( Gritille), i n t he D amascus b asin ( Ramad), i n t he N L evant ( Labweh) a nd i n K huzistan ( if t he d ates o f A li K osh c an b e r elied u pon). L ast p re-pottery d ates b efore 8 000 B P o ccur i n t he D eir e z-Zor a rea ( Bouqras), W est C entral I ran ( Ganj D areh), N S yria ( Abu H ureyra ) a nd C entral A natolia ( Suberde). T he a rea N o f t he D ead S ea a nd t he W adi A raba l ack c ontinuity b etween p ottery a nd p re-pottery o ccupation a nd c an t herefore l eft o ut o f c onsideration i f w e w ant t o s tudy t he i ntroduction o f p ottery. A t f irst g lance C entral A natolia ( Qatal H üyük) s eems t o p resent g ood e vidence f or a v ery e arly o ccurrence o f p ottery: n o p re-pottery d ates b eyond 8 500 B P, e arliest p ottery d ates o f 8 300 B P. Y et, a s w e h ave s een i n d etail i n g raph 9 , t here i s v ery r eason t o r eckon w ith a v ery h igh a ge o f t he t rees b efore u se, a nd t here i s n o p roof o f e arlier o ccupation a t Q atal t han 7 800 B P. T he s ame m ay h old g ood f or S uberde. F urther p re-pottery d ates f or t hat a rea a re n eeded. A s t o N S yria, t he e vidence i s m eagre. T here i s a h igh d ate f or a p ottery b earing l ayer a t A ssouad, b ut t he a uthenticity o f t his l ayer i s n ot b eyond d oubt. T he e vidence f rom W C entral I ran i s n ot v ery c lear e ither. T he e arliest p ottery d ate ( Sarab) p ostdates 8 000 B P. A t p resent t he D eir e z-Zor a rea h as p roduced t he e arliest e vidence f or p ottery. F ollowing L e M iäre 's d etailed a nalysis i t i s p resent f rom l evel 7 upwards. T his l evel h as a d ate o f c . 8 200 B P ,w hilst t he y oungest d ates f rom t he u nderlying l evels s tay b eyond 8 100 B P ( see g raph 1 0). T his i s a q uite u nexpected r esult s ince a ccording t o L e M iäre t he e arliest p ottery a t B ouqras i s a lready v ery d ifferentiated a nd i ts o rigin s hould t herefore b e s ought e lsewhere. I n v iew o f t he g eneral a ffinity o f t he B ouqras p ottery i n n ortheasterly d irection, o ne w ould f irst l ook i n N M esopotamia . U nfortunately t here i s a g reat l ack o f d ates i n t hat a rea , f or e xample f rom t he p ottery s ite U mm D abaghiah a nd t he p re-pottery s ite M agzaliah. F rom t he i mportant s ite o f H assuna t here i s o nly o ne d ate. A s t o t he Z agros a rea , t here i s t he p roblem t hat t he s ame p re-pottery l evels o f J armo t hat p roduced t he U CLA d ates o f 7 980±140 a nd 7 950±200 g ave a W d ate o f 8 830±200 a nd a H d ate
o f 8 520±175.
I f t he U CLA d ates s hould b e w rong,
t here w ould b e
a mple r oom i n t hat a rea f or p ottery d ates b efore 8 000 B P. T he c onclusion c an o nly b e t hat m any m ore d ates a re n eeded a nd t hat f urther e fforts t o s olve t he p roblem o f t he o rigin a nd d ate o f t he e arliest p ottery i n S W A sia s hould c oncentrate o n N M esopotamia .
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F or a l ast t heme I w ant t o c ome b ack t o g raph
W ATERBOLK
6 . I t s hows t hat
t he
a vailable d ates a re q uite u nequally s pread o ver t he t ime s cale . I n t he S L evant t here a re h ardly a ny d ates b etween 8 000 a nd 7 000 B P a nd t here i s a nother p oor p eriod b etween 6 200 a nd 5 500 B P. I f w e m ake s ummary g raphs f or o ther a rees, o ther p atterns t urn u p. T here a re v ery f ew a reas w here t he 1 C d ates a re r andomly s pread o ver t he t ime s cale. T here m ay b e m any r easons f or t his p henomenon, s uch a s t he hazards o f a rchaeological d iscovery, t he p reference o f a rchaeologists f or c ertain f ormative p eriods s uch a s t he E arly N eolithic o r t he E arly B ronze A ge, t he p ersonal i nterest o f t he e xcavation l eaders i n s olving c hronological p roblems b y m eans o f r adiocarbon d ating , t he n ational p olicies w ith r egards t o e xtending p ermissions f or s urveys a nd e xcavations, t he e asiness o f a ccess o f t he e xcavation l eader t o r adiocarbon l aboratories, e tc. but a lso t he a bsence o r r eduction o f h uman a ctivity d uring c ertain p eriods i n t he a reas c oncerned. A s t he n umber o f s urveys a nd e xcavations i ncreases, a nd a ttention i s i ncreasingly d rawn t o p roblems o f c ontinuity a nd d iscontinuity , t he l ast m entioned f actor w ill g ain i n i mportance i n e xplaining t he p atterns. I t m ight, t herefore, b e u seful t o m ake s uch t otal g raphs a nd c ompare t hem, t o s ee w hether e vidence a lready i s p resent w hich d oes s uggest f luctuations i n h uman a ctivity. T o t his e nd, t he g rouping s hould t ake p lace, n ot o n t he b asis o f p resent p olitical b oundaries, b ut o n t he b asis o f u nits o f p hysical g eography, s uch a s c limate z ones, r iver s ystems, e levation, i solation, e tc. I n t his w ay w e m ay f ind c orrelations w ith t he o ccupation h istory, w hich m ay h elp t o u nderstand t he p atterns. I h ave t hus g rouped t he d ates a ccording t o s ix m ajor r egions a nd t hree v egetation b elts. T he r egions a re t he L evant ( including t he D amascus b asin), t he E uphrates a rea i n S yria a nd S E T urkey, t he T igris a rea i n I raq, I ran, a nd S E T urkey, t he I ranian p lateau, t he A natolian p lateau a nd C yprus. T he v egetation b elts a re t he s ubdesert a nd s teppe ( zone A ), t he f orest s teppe ( zone C ) ( following t he V egetation m ap o f E ast, b y P . L alande, p ublished b y 1 5, 2 0 f or z one A , n rs. 2 2, 2 3, 2 5, f or z one C ).
B ), a nd t he e vergreen f orest ( zone t he M editerranean r egion , s heet F AO/UNESCO, m ainly l egend n rs. 1 3, 3 1 f or z one B a nd n rs. 2 6, 2 8, 3 5
I i ncluded o nly t he d ates p ublished i n R adiocarbon, t ogether w ith s ome a dditional u npublished G rN d ates. T he g raphs s hould b e c onsidered a s v ery p reliminary f or o ther r easons a s w ell: t he a ttribution t o t he c limatic z ones w as n ot a lways e asy; w ith o ther z one b oundaries o ther p atterns w ill c ome u p. I n a f irst g raph ( graph 1 5) I h ave a ssembled a ll d ates u sed i n t he a nalysis. I t s hows t he e xpected p eaks o f a rchaeologists' i nterest i n t he E arly N eolithic a nd i n t he E arly B ronze A ge, a nd a m arked d epression a t c . 6 800-6200 B P. S amples f rom I ron Age s ites w ere o mitted, w hich i n p art e xplains t he d ecrease i n d ates a fter 3 000 B P. C omparisons w ith s ummary g raphs f or o ther a reas, s uch a s t he H ungarian p lain o r t he N etherlands m ight b e q uite i nteresting . S uch a c omparison w ould, h owever, f all o utside t he s cope o f t his p aper . W ith t he g eneral t rend i n m ind w e s hould s ubareas a nd c limatic z ones.
n ow
l ook
a t
t he g raphs f or t he v arious
S tarting w ith t he t hree s teppe a reas ( graphs 1 6, 1 7 , 1 8), w e s ee t hat t he e arly d evelopments i n t he L evant a nd t he E uphrates a rea r un
W ORKING W ITH R ADIOCARBON
4 7
p arallel, s uggesting f or b oth a reas a n E pipalaeolithic-Early N eolithic c ontinuity. I n t he T igris a rea t he e arly p eriods a re a s y et h ardly r epresented a nd t he o ccupation s eems t o s tart a s l ate a s c . 8 000 B P ( Deh L uran). I n t he L evant t he h abitation s hows s ome i nterruptions a fter 8 000 B P. F rom c . 5 600 B P o nwards i t i s c ontinuous. I n t he E uphrates a rea h abitation i s a bsent d uring m ore t han t wo m illennia , t o b e r esumed o nly a fter 4 700 B P w ith t he o nset o f i rrigation a griculture. T he T igris a rea s eems t o h ave b een c ontinuously s ettled s ince t he s tart o f t he o ccupation. N ow w e m ay c ompare e ach o f t hese a reas w ith t he c limatologically b etter z ones b ordering t hem. A fter s ome e arly E pipalaeolithic a ctivity ( e.g . E ynan) t here i s a mple N eolithic a ctivity i n t he L evant ( graphs 1 9 a nd 2 0) b etween 9 200 a nd 7 800 B P i n z one B . I n z one C i t i s o nly a t c . 8 400 B P t hat w e f ind t he f irst d ates ( Ras S hamra ). I n b oth z ones w e f ind a fter t hree m illennia o f o nly s poradic a ctivity a c lear i ncrease a fter 5 000 B P. I n t he u plands a round t he b asins o f t he T igris a nd E uphrates, w hich w e h ave t aken t ogether ( graphs 2 1 a nd 2 2) c ontinuous o ccupation s tarts a t c . 8 350 B P i n z one B ( Jarmo, H ayaz) a nd a t c . 9 400 B P i n z one C ( Cayönü). I n b oth z ones t here i s n o d ocumentation o f E pipalaeolithic a ctivity. C yprus, t oo, h as e arly a nd u ninterrupted o ccupation ( graph 2 3) ( e.g . K alavassos T enta). T he n ext a reas t o b e c ompared a re t he I ranian a nd A natolian p lateau w ith t heir f orest-steppes ( graphs 2 4 a nd 2 5). T he p atterns d iffer c onsiderably: h ardly a ny a ctivity i n I ran u ntil 7 000 B P, s trong a ctivity i n A natolia f rom 9 000 B P o nwards w ith g aps i n I ran 6 800 a nd 6 100 B P a nd i n A natolia b etween 6 p o o and 5000 BP.
b etween
M any r eaders w ill k now o f u npublished 1 4 C d ates f illing i n g aps, o r o f e xcavators o f h ighly i mportant s ites w ho d id n ot c are a bout c ollecting a nd s ubmitting s amples f or r adiocarbon d ating , o r o f s urveys o r t est e xcavations t hat s uggest h uman a ctivity f or a reas o r p eriods t hat s till a re b lanks i n t he r adiocarbon r ecord. O ne m ight a lso h ave p referred q uite o ther g eographical o r c limatological g roupings o f t he d ates. Y et I t hink i t i s b eyond d oubt t hat s ome o f t he major p atterns i n t he g raphs d o i ndeed r eflect d ifferences i n o ccupation d ensity , w hich n eed e xplanation i n s uch t erms a s e nvironmental c hange, p opulation e xpansion, t echnological d evelopment o r a daptation.
T he main p oint I w anted t o m ake i n t his p aper i s t hat b y l ooking a t g roups o f r adiocarbon d ates, b e i t s ets o f d ates f rom s uccessive l ayers a t o ne s ite o r o f d ates f rom s uccessive c ultural s tages i n o ne a rea , o r o f a ll d ates o f l arger h omogeneous r egions, i nteresting r egularities t urn u p. T hey e nable u s t o u se t he r esults f rom r adiocarbon d ating w ith m ore p recision a nd c onfidence, t han i f w e s hould t reat a ll d ates a s i ndividual m easurements. T his p rocedure h as t he f urther a dvantage t hat w e r ecognize i n a n o bjective w ay d ates t hat d erivate f rom t he r egular p atterns, a nd w hich t herefore n eed c ritical r eexamination a s t o t he p ossible c auses o f t he d eviation. I h ave s hown m any r easons w hy a r adiocarbon m easurement m ay g ive u nexpected d ates, a nd s ome o f t he r easons c an b e q uite a wkward, s uch a s t he p resence o f b itumen. B ut t he g reat m ajority o f r adiocarbon d ates o n c harred p lant m aterials d ocument a h uman a ctivity a t o r s ome
4 8
H .T .
W ATERBOLK
s hort t ime a fter t he t ime i ndicated b y t he d ate. T his d ocumentation i s i ndependent o f t he a rchaeologist's i nterpretation o f t he c ontext i n w hich t he s ample w as c ollected. I t m akes r adiocarbon d ating f rom a p urely t echnical d ating d evice t o a t ool i n a rchaeology i n i ts o wn r ight, a longside t ypology, s tratigraphy a nd c hronology.
Biologisch-Archaeologisch Instituut Rij ksuniversiteit, GRONINGEN
REFERENCES B AXTER M .S. 1 983 A n i nternational t ree r ing r eplicate s tudy ( report p repared b y a n i nternation s tudy g rovp). P roceedings o f t he F irst I nternational S ymposium 1 C a nd A rchaeology, G roningen 1 981. W .G . M ook a nd H .T . W aterbolk, e ditors. ( =PACT 8 ), S trasbourg 1 983, 1 23-132. W EINSTEIN J . 1 984 R adiocarbon d ating i n t he 2 97-366
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D AMON
a re
s lightly a ttenuated. T able 3 a lso d emonstrates t hat a 1 C d ate o f o rdinary p recision w ould h ave a l arge c alibration r ange e ven i f t he c alibration c urve w ere p erfect w ith n o e rror . I t c an b e s een f rom t able 1 t hat t he i ntermediate p recision c alibration o f K lein e t c a . ( 1982) a nd t he h igh p recision c alibration o f P earson ( 1983) d iffer b y n o m ore t han 8 0 y ears w ith t he a verage d ifference b eing 3 5 years a nd t here i s n o s ignificant s ystematic d ifference b etween t he t wo c alibration m ethods. O ne m ay c onclude t hat t he h igh p recision c alibration c urve y ields a s ignificantly m ore p recise c alibration i f t he d ate t o b e c alibrated h as a p recision o f ± 50 y r o r b etter b ut, f or l ower p recision d ates, l ittle h as b een g ained o ver t he i ntermediate p recision c alibration. F or d ates o f o rdinary p recision, t he p referred m ethod i s m ostly a m atter o f c onvenience. I n f act, u ser f riendly c omputer p rograms w ill p robably r eplace b oth ( Robinson, 1 986; S tuiver a nd R eimer, 1 986). F inally a f orthcoming p aper b y H assan a nd R obinson ( in p reparation) w ill d e rnstrate t hat t he h igh p recision r adiocarbon c alibration y ields 1 C d ates i n e xcellent a greement w ith h istorical B C d ates f rom M id E ast ( Fig . 8 ). S ummary A s ummary o f m ilestones i n t he d evelopment r adiocarbon t ime s cale i s g iven i n t able 4 .
o f
a
T able 4 S ummary o f ' Milestones' i n t he e volution o f a C alibrated R adiocarbon T ime S cale
1 . 2 .
' Milestone' 14 of N (n, p)
R eference
D iscovery
Pr 4 e diction 1
of
C r eaction.
existence
C .
of
1 4
natural
3 .
D emonstration
4 .
F irst fairly accurate determination 14 of C half-life ( 4700±A70,
of
l ong
53002 ' ,800).
5 .
D etection g ically
6 .
F irst in
of
natural
produced
C i n
of
counter
biolo-
1 4
methane
measurement
shielded
1 4
C half-life
natural with
7 .
C
i s
well
nation
that
F irst
calibration
atmospheric
measurement sampleT
of
of
14
C dates
historically
and
Kamen
Ruben R eid and
e t
a l.
Anderson
( 1939)
( 1941)
( 1946);
Ingrahm
Anderson
Norris
( 1946)
e t
a l.
( 1947a,
e t
al.
( 1951),
C
by
were
made
in
1 957.
mixed worldwide and determi14 of C activity of biospheric
samples.
8 .
Danforth
measurements
1 4
D emonstration
( 1934) and
1 947b)
anti-
coincidence.
Kurie Korff
Anderson and
( 1949);
Libby
Arnold
Anderson
( 1951)
and
L ibby
( 1949)
and
L ibby
( 1951)
dated
4
9 .
F irst
1 0.
Publication
1 1.
L ibby's book: Radiocarbon Dating. 1 4 C dating comes of age with
Kulp
burgeoning
son
C date of
of
l ist. f irst
Arnold e diting
p ioneering
of
l abora-
L ibby
( 1952)
e t e t
a l. a l.
( 1951); ( 1953);
AnderF ergus-
c alibrated
T HE H ISTORY O F T HE C ALIBRATION
t ories s ity
( Columbia
University,
of Copenhagen,
Institute
of
nia,
and
F irst
evidence
1 3.
Publication
of
Radiocarbon
Dating.
changes
14.
F irst
2nd
l iving
e dition
f or
s ecular
and
of
f luctua1 4 C by
Rafter
e t
a l.
Vries
and
Suess
( 1954b);
( 1955);
Barenden
( 1953,
L ibby
( 1955)
d e ( 1954);
Ralph
McCallum
Suess
d e
( 1953);
( 1953);
( 1955).
1 955)
Vries
( 1958,
S chulman
( 1958)
1 959)
c auses.
S chulman Arizona
1 6.
Pennsylva-
Saskatchewan.
pre-anthropogenic
natural 1 5.
Yale
anthropogenic 1 4 a tmospheric C activity.
i n
of
of
of
son B lau
f or
evidence
t ion
S tudies,
University
University
1 2.
Univer-
N ew-Zealand
Nuclear
University,
8 1
of
t he
University
d iscovers
4 .600
bristlecone
Confirmation
of
of
year
o ld
p ine.
d e
Vries
effect.
Broecker
( 1954);
( 1959);
W illis
( 1960);
and
Suess
e t
Damon
a l. e t
a l.
( 1962)
1 7.
D emonstration effect on
a h igher
p eriod 1 8.
L ibby
t hat
wiggles
t he
are
d e
Vries
Ralph
s urimposed
amplitude,
l onger
and
e t
( 1961); a l.
( 1963)
t rend. r eceived
t he
Nobel
chemistry,
D ecember
1 0,
d eveloping
r adiocarbon
prize 1 960,
i n f or
dating.
The of
Swedish S ciences
t he
3 ,
20.
S tuckenrath
Suess
Damon
award
was
1 9.
and
( 1960);
Preci 4s e and 1 of C half
a ccurate l ife
d etermination
( 5730±Ä0
Cambridge
r esolution
t he
5 568
L ibby
half
o n
years).
maintaining
l ife
while
R oyal
A cademy
decided
and
announced
t he on
upon
d ecision November
1 960.
Mann
e t
e t
a l.
e t
a l.
a l.
( 1961);
( 1961);
Watt
and Olsson
( 1962).
Godwin
( 1962)
a llow-
i ng t ime f or t he evaluation of t he 1 4 C content of d endrochronologically and 2 1.
historically
F irst
dated
r adiocarbon
drochronologically 22.
Use
of
1 970
r evolution
23.
the
F irst
24.
and
opt
s econd
a t
millenia r educes
O lsson
R enfrew
( 1970,
t ables
Michael
and
Univer-
Watkins
( 1975);
1 973)
dating of
culture
with
E dinburgh v s.
c urves
with
( 1975)
l ess
agreement
calibration
over BC
wiggly
c urved
A lso,
r adiocarbon dates
( 1970);
( 1970)
Europe.
c urves
f or w iggly
h istorical
t o
s econd
S uess
Ralph
( 1972)
B C.
s mooth
s chwung.
between
Suess
East
5 400
m embers
debate
cosmic
25.
t o
causes
d iffusion
calibration
S eminar s ity
t he
d en-
t ree-rings.
r adiocarbon
Middle
extending
using
dated
c alibration i n
challenging f rom
s amples.
c urves
t he
t hird
and and
questioned.
wiggles
f or
f ourth
and
S uess
( 1979)
McKerell
8 2
P .E .
s econd
half
based of
on
old
data
s chwung
26.
of
new
t he
data but
f ifth m illenium and
r eevaluation
d efends
during N inth
Radiocarbon
Conference
Angeles
La
and
c osmic
I nternational
Jolla
h eld
i n
a t
Los
1 976.
H igh
precision
r esults
wood
appear
a llow no wiggles
t o
greater
t han
2075
t o
BC
wiggle
±25
years
b i-decadal
b etween
ca.
and
s upport
smooth
s triking
b low a t
cosmic
3215
curves
on
BC
Pearson
e t
a l.
( 1977)
S tuiver
( 1978b)
s chwung. 27.
28.
29.
Radiocarbon
t ime
o ther
dating
dates
between
s cale
m ethods 8000
t o
±700
t ested
B P
and
are
valid
f or
5 730 year half-life.
Counter-attack between
ca.
d efends
c osmic
Workshop in
i n
pooling
cally
B C
32.000
i f
S uess
t o
3 700
wiggles
BC
Tucson, 1 200
Arizona
r esults
d endrochronologi-
curves
Wiggle
with
Jong e t
a l.
( 1979)
and
curve
high
Damon
e t
a l.
( 1980);
e t
a l.
( 1980);
e t
a l.
( 1982)
c onfirmed,
d e
Jong and Mook
way
Pearson
( 1980)
S tuiver
( 1982)
Pearson
e t
P earson
( 1983);
a 8000 year wiggle
table.
de
and
s chwung.
of
calibration
BP
c orrected
calibrated measurements
ducing
ment
y ears
confirms
3 200
against 1 4 C
suggests
pro-
curve
and
K lein
K lein
p lus
c alibration
i s
i n
good
precision data
agrees lightly
a ttenuated. 30.
Suess a s
wiggles
cosmic
precision effect 3 1.
partially
s chwung g ives objectivity.
p ersists
d e
t o
h igh
Vries
t hroughout
Holocene.
High
precision
c alibration
on
wood
of
r adiocarbon
t ime
calibration
c urve
t he
AD
( 1980);
d ecadal s cale
published. 32.
High
precision
pushed
back
t o
5 200
B C.
a l.
3 3.
Irish 5289 oak
34.
oak BC
p ine
User
t o
Pearson
e t
( 1986)
Pilcher
e t
a l.
( 1984).
German
t o
6731
computer
t ime
F erguson L inick and
e t
e t
a l.
a l.
Kromer
( 1986);
( 1986);
( 1986)
B C.
c alibrations
s chemes
r adiocarbon
e xcellent
dynastic
Publication i ssue
bristlecone
f or
cali-
Robinson and
( 1986);
R eimer
S tuiver
( 1986)
C dates.
precision in
c hronology
and
r adiocarbon
back
friendly
t ian
3 7.
B C
r eplac 4e o ther
High t ry
master
6731
pushed
brating 36.
p ine
to
calibrated,
s cale
may
completed
cross-dated with
( 1983);
chronology.
Bristlecone completed
3 5.
chronology
and
a l.
of
precision
of
agreement
data
Hassan i n
Egyp-
a nd
Robinson
( 1986
preparation)
chronology. special
Radiocarbon
calibration
c hronomewith
and user
program.
c alibration
with
h igh
f riendly
S tuiver and
K ra
( 1986)
D AMON
T HE H ISTORY O F T HE C ALIBRATION
8 3
P rospects f or t he f uture W e n ow h ave a h igh p recision, d endrochronologically c alibrated r adiocarbon c hronology e xtending b ack t o 8 700 y ears B P a nd g ood p rospects o f e xtending t he c hronology b ack a cross t he H olocene b oundary ( 10,000 B P) i nto t he l ate P leistocene ( 12,000 B P). T his m ay w ell b e a ccomplished d uring t he n ext d ecade. H ow f ar b ack t he c hronology c an b e p ushed d epends c ritically o n t he p rospects f or f inding G erman o ak l ogs. T he N ear E ast h istorical c hronologies s eem t o b e i n g ood a greement w ith t he c alibrated r adiocarbon c hronology. R adiocarbon d ating c an n ow b e u sed t o a nswer m ore r efined q uestions b ut w ith a w ord o f c aution. T here a i -e p eriods o f t ime i n w hich r adiocarbon d ates a re n ot u nique. T he w orse c ase i s " the i st m illennium B C r adiocarbon c atastrophe" ( Baillie a nd P ilcher, 1 983) d uring w hich t he c alibration c urve i s f lat a nd p arallel t o t he B C c alibrated d ate a xis ( 400 B C t o 7 60 B C). I t c an b e s een f rom t able 5 t hat e ven h igh p recision d ates ( ±20 y r., s .d.) f or t hat t ime h ave c alibration r anges o f a bout 3 90 y ears. F ortunately, t he c alibration c urve i s v ery s teep b efore a nd a fter t he c alibration d isaster a nd h igh p recision d ates c an b e v ery a ccurate i ndeed w ith r anges o f 1 5 y r t o 3 5 y r a t t he 9 5% c onfidence l evel. S o t he c atastrophe i s p receded f ore a nd a ft b y h appy t imes w here w e c an p recisly f ix e vents r elative t o a stronomic t ime. S uch t imes c an b e u sed t o a nswer f airly p recise q uestions c oncerning h istorical c alendars.
T able
5
C alibration R ange ( 95% c onfidence) o f R adiocarbon D ates f or F irst M illenium B C Radiocarbon
Calibration
D ate
L imits
T 1/2=5568 Y ears
I C 220
BP
Years
Calibration Range
yr
( 1 ±20
B C
L imits yr
cI -- 80
yr
Range 4 1 5 W180
yr
Years
2300
38 0- 3 95
15
1 75-765
590
2400
390-760
37 0
370-805
435
2 450
400-785
385
390-810
420
2500
4 o5 -8 00
3 95
3 7o -8 45
4 75
2 600
795
-8 30
3 5
405-920
415
2700
820-910
90
795-1040
245
I t s hould a lso b e k ept i n m ind t hat h igh p recision d ating , a t p resent, r equires l arge s amples ( 40 t o 2 00 g rams) o r l ong c ounting t imes w ith g as p roportional c ounters. T he l arge s ize r equirement u sually
l imits
t he
m aterial
t o w ood a nd t hen w e m ust a sk q uestions
a bout a rchaeological w ood s amples.
I s i t a l ong-lived s pecies ? I f s o,
8 4
P .E .
i s o ur s ample f rom i nner o r o uter g rowth r ings ? H ow l ong w as i t c ut ? H as i t b een r ecycled ? A n ew t echnology i s b urgeoning , a tomic m ass s pectrometry
D AMON
b efore ( AMS).
u se A
p recision o f c a . ± 80 y r ( s.d.) c an b e o btained o n a o ne m illigram s ample o f c arbon d uring o ne h our o f c ounting t ime u sing t he t andem a ccelerator m ass s pectrometer h ere a t t he U niversity o f A rizona ( Juli e t a l ., 1 986). I f w e w ere t o d ate s ixteen, 1 m g s amples, w e c ould o btain a ± 20 y ear p recision . W ith s uch a s mall a mount o f c arbon , 1 6 m g , a w ide r ange o f s amples b ecome d atable b ut a t t he p rice o f 1 6 s amples a t ± 80 y ears w hich w e e stimate a t $ 500 e ach o r $ 8000 f or a s ingle h igh p recision s ample! H owever, A MS i s a n ew t echnology a nd I e xpect t hat n ew d evelopments m ay e ventually y ield h igher 1 4 C b eam c urrents a nd l ower t he t ime a nd c osts f or h igh p recision d ating . A nother o ption i s t o c alibrate o n a y ear b y y ear b asis u sing s ingle t ree r ings. T his w ould b e v ery i mportant f or g eophysical r easons a nd a nswer i nteresting q uestions b ut I d oubt t hat i t w ould b e o f g reat s ervice t o a nthropology. R esearch o n t he f ine s tructure i s m ost l ikely t o b e i mportant f or s olar-terrestrial i nvestigations c oncerned w ith s olar a ctivity s uch a s f lares a nd s unspots. A lso, t here m ay b e p aleoclimatic cv isequences o f s olar a ctivity t hat t he f ine s tructure o f a tmospheric 1 C f luctuation c ould s hed l ight u pon s uch a s t he p roverbial " seven y ears o f f east a nd s even y ears o f f amine". S o, f or g eophysics, d own t o t he f ine s tructure a nd, f or a nthropology a nd Q uaternary s tudies, o n t o t he l ate P leistocene! A knowledgments I a m p articularly g rateful t o P rofessor R .E. T aylor, D epartment o f A nthropology, U niversity o f C alifornia a t R iverside, f or s ending m e a p reprint o f h is e xcellent f orthcoming b ook o n R adiocarbon D ating: A n A rchaeological P erspective w hich c ontained m any u seful r eferences o n t he e arly h istory o f r adiocarbon d ating . A lso, t o P rofessor F ekri H assan, D epartment o f A nthropology, W ashington S tate U niversity, a nd D r. S tephen R obinson, U .S. G eological S urvey, M enlo P ark, f or p ermission t o u se f igure 8 ( this p aper ) f rom t heir a rticle i n p reparation e ntitled " High p recision r adiocarbon c hronometry o f a ncient E gypt a nd c omparisons w ith N ubia, P alestine a nd M esopotamia", a nd f or h elpful c onversations. T he f inal v ersion o f t his p aper h as b een s ignificantly i mproved b y t he c omments, s uggestions, a nd c orrections o f D rs. J ames R . A rnold, T he U niversity o f C alifornia , S an D iego; A ndrew C ohen a nd C . V ance H aynes, T he U niversity o f A rizona , T ucson; H enry N . M ichael, T he U niversity o f P ennsylvania ; G ordon W . P earson, T he Q ueen 's U niversity o f B elfast; I ngrid U . O lsson , U ppsala U niversity; C olin R enfrew, U niversity o f C ambridge; M inze S tuiver, U niversity o f W ashington; H enrik T auber, C arbon-14 D ating L aboratory o f t he D anish N ational M useum, C openhagen; a nd R .E . ( Erv) T aylor o f t he U niversity o f C alifornia, R iverside. I a m a lso p articularly g rateful t o D r. I ngrid U . O lsson f or h er v ery t horough e diting o f t he t ext. T his o f A rizona .
w ork w as f unded b y N .S.F .
G rant E AR 8 512761 a nd t he S tate
N . S. F. Accelerator Facility for R adioisotope Analysis and Laboratory of I sotope G eochemistry D epartment of Geosciences University of Arizona Tucson, Arizona 8 5721
T HE H ISTORY O F T HE C ALIBRATION
8 5
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1 949 1 953
e mpfindliche
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B AILLIE M .G.L. 1 983
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t he c urrent s ituation:
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i n
A rchaeology , D endrochronology a nd t he R adiocarbon C alibration C urve, e dited b y B .S. O ttaway, O ccasional P aper N o.9, D epartment o f A rchaeology, U niversity o f E dinburgh, 1 5-24. B AILLIE M .G.L, 1 983
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S ome o bservations o n t he h igh-precision c alibration o f r outine d ates, i n A rchaeology , D endrochronology a nd t he r adiocarbon C alibration C urve, N o.9, D epartment 2 4.
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P ress, 5 54-565. T ree-ring d ating a nd r adiocarbon c alibration i n s outh-central E urope, i n I nternational R adiocarbon C onference , 1 0th P roceedings, e dited b y M . S tuiver a nd R . K ra , R adiocarbon, 2 2, n °2, 2 19-226. T he l ong-term r adiocarbon t rend o f t he G erman o ak t ree-ring c hronology, 2 800 t o 8 00 B .C., R adiocarbon , 2 5, 1 97-203.
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D EEVEY E .S., G ROSS M .S. Y ale n atural r adiocarbon m easurements, Z ealand a nd i ts p roblems,
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B ROECKER W .S., O LSON E .A. 1 959 L amont r adiocarbon m easurements S cience R adiocarbon S upplement , 1 , B ROWN D .M., M UNRO M .A.R., 1 986 D endrochronology:
I .
9 th I nternational 1 976. B erkeley,
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D AMON P .E., L ERMAN J .C., L ONG A . 1 978 T emporal f luctuations o f a tmospheric 1 4 C c ausal f actors a nd i mplications, A nnual R eview o f E arth a nd P lanetary S cience, 6 ,
4 57-495 . D AMON P .E., L ERMAN J .C., L ONG A ., B ANNISTER B ., K LEIN J ., L INICK T .W . 1 980 R eport o n t he w orkshop o n c alibration o f t he r adiocarbon t ime s cale, R adiocarbon , 2 2, n o.3, 9 47-949. D AMON P .E ., L INICK T .W. 1 986 G eomagnetic-heliomagnetic m odulation o f a tmospheric p roduction, i n I nternational R adiocarbon C onference , 1 2th P roceedings, e dited b y M . S tuiver a nd R . K ra , R adiocarbon, 2 8, n o.2A, 2 66-278.
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D AMON P .E., L ONG A . 1 962 A rizona r adiocarbon d ates I II, R adiocarbon,
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D AMON P .E ., L ONG A ., S IGALOVE J .J. 1 963 A rizona R adiocarbon D ates I V, R adiocarbon,
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D AMON P .E ., L ONG A ., W ALLICK E .I. 1 972 D endrochronologic c alibration o f t he c arbon-14 t ime s cale, i n P roceedings 8 th I nternational R adiocarbon D ating C onference , W ellington , N ew Z ealand , e dited b y T .A. R after a nd T . G rantT aylor, R oyal S ociety o f N ew Z ealand, A 28-A43. D E J ONG A .F.M., M OOK W .G. 1 980 M edium-term a tmospheric 2 67-272. D E J ONG A .F .M.,
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S er . B ., 6 1, 9 4-102 . M easurement a nd u se o f n atural r adiocarbon, G eochemistry, 1 89.
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i n
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S ecular v ariations i n t he
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C
N o .3 ,
U niversity
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L aboratory o f
A rizona
D ouglas
f ir
t ree r ings, i n R adiocarbon a nd T ritium Dating , S ixth I nternational R adiocarbon C onference P roceedings, e dited b y R .M. C hatters a nd E .A. O lson, 4 40-451. E LSASSER W ., 1 956
N EY E .P.,
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I NGHRAM M .G.
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D endrochronology o f b ristlecone p ine, P inus a ristata: e stablishment o f a 7 484-year c hronology i n t he W hite M ountains o f e astern-central C alifornia , i n R adiocarbon V ariations a nd A bsolute C hronology , e dited b y I .U. O lsson, P roceedings X II N obel S ymposium, N ew Y ork, W iley, 2 37-245. C oncepts a nd t echniques o f d endrochronology, i n S cientific M ethods i n M edieval A rchaeology , e dited b y R . B erger, B erkeley, U niversity o f C alifornia P ress, 1 83-200 . D endrochronology o f b ristlecone p ine p rior t o 4 000 B C, i n I nternational R adiocarbon D ating C onference , 8 th P roceedings , W ellington , N ew Z ealand , e dited b y T .A . R after a nd T . G rantT aylor, R oyal S ociety o f N ew Z ealand, A 1-A10.
F ERGUSON C .W ., L AWN B ., M ICHAEL H .N. 1 985 P rospects f or t he e xtension o f b ristlecone p ine c hronology: r adiocarbon a nalysis o f H -84-1, i n T welfth I nternational R adiocarbon C onference , A bstracts w ith P rogram, G ulliksen a nd R . N ydal, 4 5. F ERGUSSON G .J.,
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H igh-precision r adiocarbon c hronometry o f a ncient Egypt a nd c omparisons w ith N ubia , P alestine a nd M esopotamia, p reprint o f m anuscript i n p reparation.
9 0
P .E .
D AMON
H UBER B . 1 970
D endrochronology o f c entral E urope, i n R adiocarbon V ariations a nd A bsolute C hronology, e dited b y I .U. O lsson, P roceedings X II N obel S ymposium, N ew Y ork, W iley, 2 33-235.
H UBER B ., G IERTZ V . 1 970 C entral E uropean d endrochronology S cientific M ethods B erger, 2 01-212. H UGHES E .E ., 1 964
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L ERMAN J .C., M OOK W .G., V OGEL J .C. 1 970 C -14 i n t ree r ings f rom d ifferent l ocalities,
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V ariations a nd A bsolute C hronology , e dited b y U .I. O lsson, P roceedings X II N obel S ymposium, N ew Y ork, W iley, 2 75-301. L IBBY W .F . 1 933 R adioactivity o f o rdinary e lements , n eodymium: m ethod o f d etection . 1 934
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L IBBY W .F ., L ONG E .A . 1 937 T he p roduction a nd p roperties P hysical R eview , 5 2, 5 92.
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L INICK T .W ., L ONG A ., D AMON P .E., F ERGUSON C .W. 1 986 H igh p recision r adiocarbon d ating o f b ristlecone p ine f rom 6 554 t o 5 350 B C, i n T welfth I nternational R adiocarbon C onference P roceedings, e dited b y M . S tuiver a nd R .S. K ra , R adiocarbon , 2 8, n o.2B, 9 43-953 . L ONG A .T .
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A .,
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M cCALLUM K .J. 1 955 C arbon-14 a ge d eterminations a t t he U niversity o f S askatchewan ( 1), T ransactions o f t he R oyal S ociety o f C anada, 4 9(4), 3 1-
3 5 .
9 2
P .E .
D AMON
M cKERREL H . 1 975 C orrection p rocedures f or C -14 d ates, i n R adiocarbon , C alibration a nd P rehistory, e dited b y T . W atkins, E dinburgh, E dinburgh U niversity P ress, 4 7-100. M ELLAART J . 1 979 E gyptian a nd N ear E astern c hronology:
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M ICHAEL H .N., R ALPH E .K. 1 970 C orrection f actors a pplied t o E gyptian r adiocarbon d ates f rom t he e ra b efore C hrist: r adiocarbon , i n R adiocarbon V ariations a nd A bsolute C hronology, P roceedings X II N obel S ymposium, 1 972
e dited N ew Y ork,
b y I .U. O lsson, W iley, 1 09-120.
D iscussion o f r adiocarbon d ates o btained f rom p recisely d ated S equoia a nd b ristlecone p ine s amples, i n P roceedings 8 th I nternational R adiocarbon D ating C onference , W ellington , N ew Z ealand , e dited b y T .A. R after a nd T . G rant-Taylor, R oyal S ociety o f N ew Z ealand,
M UNNICH K .O. 1 957 H eidelberg 1 94-199.
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N EUSTUPNY E . 1 970 T he a ccuracy o f r adiocarbon d ating , i n R adiocarbon V ariations a nd A bsolute C hronology , e dited b y I .U. O lsson, P roceedings X II N obel S ymposium, N ew Y ork, W iley, 2 3-34. N ORRIS L .D., I NGHRAM M .G. 1 946 H alf-life d etermination o f c arbon(14) w ith a m ass s pectrometer a nd l ow a bsorption c ounter , P hysical R eview , 7 0 , 7 72 . N YDAL R . 1 968 F urther n ature,
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p recision
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c ounting a pplied t o r adiocarbon Radiocarbon , 2 2, n o.2, 2 67-272. T he d evelopment o f h igh p recision
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C
l iquid s cintillation s cale
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P EARSON G .W., B AILLIE M .G 4 L . H igh-precision 1 C T easurements o f I rish o aks t o s how t he 1 983 natural a tmospheric 1 C v ariations o f t he A D t ime p eriod, Radiocarbon, 2 5, 1 87-196. .W., P ILCHER J .R., B AILLIE M .G.L., P EARSON G A bsolute r adiocarbon d ating u sing 1 977 t ree-ring c alibration, N ature, 2 70,
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.W., P ILCHER J .V., B AILLIE M .G.L. P EARSON G 1 983 H igh p recision 1 C m easwrements o f I rish o aks t o s how t he natural a tmospheric 1 C v ariations f rom 2 00 B C t o 4 000 B C, Radiocarbon, 2 5, n o.2, 1 79-186. P EARSON G .W ., P ILCHER J .R , B AILLIE M .G.L., C ORBETT D .M., Q UA F . 1 986 H igh-precision 1 C m easurements o f I rish o aks t o s how t he natural v ariations f rom A D 1 840-5120 B C, i n I nternational Radiocarbon C onference , 1 2th P roceedings, e dited b y M . S tuiver a nd R . K ra , R adiocarbon, 2 8, n o.2B, 9 11-934. P ILCHER J .R. 1 980 Radiocarbon
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t he
R ALPH E .K. 1 955 U niversity o f P ennsylvania r adiocarbon d ates I , 1 49-151.
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R ALPH E .K., K LEIN J . 1 979 C omposite c omputer p lots o f 1 4 C d ates f or t ree-ring d ated b ristlecone p ines a nd s equoias, i n R adiocarbon D ating , I nternational R adiocarbon C onference , 9 th P roceedings, e dited b y R . B erger a nd H .E. S uess, B erkeley/Los A ngeles, U niversity
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o f C alifornia P ress,
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R ENFREW C . 1 970 N ew c onfigurations i n o ld w orld a rchaeology, Archaeology, 2 , n o.2, 1 99-211. 1 973 B efore C ivilization, N ew Y ork, K nopf, 2 92 p . R ENFREW C ., C LARK R .M. 1 974 P roblems o f t he r adiocarbon A rchaeometry, 1 6 , 5-1 8 .
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D endroclimatic C hanges i n S emiarid A merica, T ucson, U niversity o f A rizona P ress, 1 42 p . B ristlecone p ine, o ldest k nown l iving t hing , T he N ational G eographic M agazine,
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n o.3,
3 55 -3 92 .
T HE H ISTORY O F T HE C ALIBRATION
S TUIVER M . 1 965 C arbon-14 1 978 1 982
c ontent
9 5
o f 1 8th- a nd 1 9th c entury w ood,
v ariations
c orrelated w ith s unspot a ctivity, S cience, 1 49 , 5 33-535 . R adiocarbon t imescale t ested a gainst m agnetic a nd o ther d ating m ethods, N ature, 2 73 , 2 71-274 . A h igh-precision c alibration o f t he A D r adiocarbon t ime s cale, R adiocarbon, 2 4, 1 -26.
S TUIVER M ., K RA R .S. ( Eds.) 1 986 1 2th I nternational R adiocarbon R adiocarbon ( Calibration I ssue), 2 8,
C onference , P roceedings , n o.2B, 1 030 p .
S TUIVER M 1 'K ROMER B ., B ECKER B ., F ERGUSON C .W. 4 1 986 C a ge m atching o f t he G erman o ak a nd b ristlecone p ine t reer ing s eries i n t he s ixth a nd s eventh m illennium B .C., i n T welfth I nternational R adiocarbon C onference P roceedings, e dited b y M . S tuiver a nd R .S. K ra , R adiocarbon, 2 8, n o.2B,
9 69-979 . S TUIVER M ., R EIMER P .J. 1 986 A c omputer p rogram f or r adiocarbon a ge c alculation, i n T welfth I nternational R adiocarbon C onference P roceedings, e dited b y M . S tuiver a nd R .S. K ra , R adiocarbon, 2 8, n o.2B, 1 022-1030. S TUIVER M ., Q UAY P .D. 1 980 C hanges i n a tmospheric S cience,
2 07,
1 4
C
a ttributed
t o
a v ariable s un,
1 1-19.
S TUIVER M 14 , R OBINSON S .W., Y ANG J .G. 1 979 C dating t o 6 0,000 y ears B .P. w ith p roportional c ounters, i n R adiocarbon D ating , I nternational R adiocarbon C onference , 9 th P roceedings, e dited b y R . B erger a nd H .E. S uess, B erkeley/Los A ngeles, U niversity o f C alifornia P ress, 2 02-215. S TUIVER M ., S UESS H .E . 1 966 O n t he r elationship b etween r adiocarbon d ates a nd t rue a ges, R adiocarbon , 8 , 5 34-540 . S UESS H .E. 1 954a Natural r adiocarbon a nd t he r ate o f e xchange o f c arbon d ioxide b etween t he a tmosphere a nd t he s ea . I n P roceedings o f t he C onference o f N uclear P rocesses i n G eologic S ettings. N ational C ouncil, W ashington, p .52. 1 954b
1 955
U .S. G eological S urvey r adiocarbon d ates I . 4 67-473. R adiocarbon c oncentration i n m odern w ood,
1 961
S ecular
S cience,
1 20,
3 11,
S cience,
1 22,
4 15-
4 17 . v ariations
i n
t he
c oncentration
r adiocarbon, i n P roceedings o f a n P roblems R elated t o I nterplanetary I llinois, J une 2 0-22, 1 960, 9 0-95 .
o f
a tmospheric
i nformal c onference , M atter, H igland P ark,
9 6
1 965
1 967
1 970
1 979
1 980
P .E .
D AMON
S ecular v ariations o f t he c osmic-ray-produced c arbon-14 i n t he a tmosphere a nd t heir i nterpretations, J ournal o f G eophysical R esearch , 7 0 , 5 937-5952 . B ristlecone p ine c alibration o f t he r adiocarbon t ime s cale f rom 4 100 B C t o 1 500 B C, i n R adioactive D ating a nd M ethods o f L ow-Level C ounting , V ienna, I AEA, 1 43-151. B ristlecone p ine c alibration o f t he r adiocarbon t imescale 5 200 B .C. t o t he p resent, i n R adiocarbon V ariations a nd A bsolute C hronology, e dited b y I .U. O lsson, P roceedings X II N obel S ymposium, N ew Y ork, W iley, 3 03-311. A c alibration t able f or c onventional r adiocarbon d ates, i n R adiocarbon D ating , I nternational R adiocarbon C onference , 9 th P roceedings, e dited b y R . B erger a nd H .E. S uess, B erkeley/Los A ngeles, U niversity o f C alifornia P ress, 7 77-785 . T he r adiocarbon r ecord i n t ree r ings o f t he l ast 8 000 y ears, i n I nternational R adiocarbon C onference , 1 0th P roceedings, e dited b y M . S tuiver a nd R . K ra, R adiocarbon, 2 2, n o.2, 2 002 09.
S WITSUR V .R. 1 973 T he r adiocarbon c alendar r ecalibrated,
A ntiquity,
4 7 , 1 31-137 .
V OGEL J .C. 1 980 A ccuracy o f t he r adiocarbon t ime s cale b eyond 1 5,000 B P, i n I nternational R adiocarbon C onference , 1 0th P roceedings, e dited b y M . S tuiver a nd R . K ra, R adiocarbon, 2 2, n o.2, 2 10-218 . W ATKINS T . ( Ed.) 1 975 R adiocarbon: C alibration a nd P rehistory, U niversity P ress, 1 47 p . W ATT D .E., R AMSDEN D ., W ILSON H .W. 1 961 T he h alf-life o f c arbon-14, Radiation I sotopes, 1 , 6 8 .
E dinburgh,
I nternational J ournal
W ENDLAND W .M., D ONLEY D .L. 1 971 R adiocarbon-calendar a ge r elationship, S cience L etters, 2 , 1 35 -1 39 . W ILLIS E .H., T AUBER H ., M UNNICH K .O. 1 960 V ariations i n t he a tmospheric r adiocarbon t he p ast 1 300 y ears, R adiocarbon , 3 , 1 -4 .
E arth
a nd
E dinburgh
o f
A pplied
P lanetary
c oncentration
o ver
Y ANG A .I.C., F AIRHALL A .W. 1 972 V ariations o f n atural r adiocarbon d uring t he l ast 1 1 m illennia a nd g eophysical m echanisms f or p roducing t hem, i n P roceedings 8 th I nternational R adiocarbon d ating C onference , W ellington , N ew Z ealand , e dited b y T .A. R after a nd T . G rant-Taylor , R oyal S ociety o f N ew Z ealand,
A 44-A57.
T HE H ISTORY O F T HE C ALIBRATION
9 7
S amp l e so fK nown A ge
1 00 0 0 > . ,9 0 >
T r ee R i ng ( 1 072 A D ) T r ee R i ng ( 5 80 A D ) c l i )T r ee
« z x
R i ng ( 5 75 A D ) B i b le ( 1 00 ± 100 B C )
8 0 C . ) 0
P t o lem y( 3 30± 150 B C ) T a y ina t ( 6 75± 5 0B C )
: 1 7 : 3
7 0
1 )
R edwood ( 9 79±52 B C )
C D
-* C 3
S e so s t r is ( 1 800 B C )
C D
‘ •• C D
N i ppu rS \
6 0
C a lcu la ted f r om p r e sen t d a y p o in ta n dh a l f l i f e o fR ad ioc a rbon 5 568±30 y e a r s
a a )
c 2 -5 0
Z o se r( 2700±75BC ) S n e f e ru ( 2 625± 7 5B C ) y l \f- H emaka ( 2 950±200BC )
, •• » •
. M•
Ml l m•
MM I I
MM I I M
L l i lk M M MB I »•• m• M M
I
I IN M q l I l l f l•N M
L M•Z• I• 1M 1•• I M•NM
J I. M
M I M
M
1 0 00 2 000 3 000 4 000 5 000 6 000 7 000 H i s t o r ica l A ge ( y ea r s )
F ig .1 - P redicted d ecay r ate o f r adiocarbon a s a f unction o f t ime f or s amples o f k nown a ge i ncluding b oth h istorically d ated s amples a nd d endrochronologically d ated s amples . N ote t hat , d uring B C t ime , s ix s amples fall a bove t he c urve a nd o nly o ne b elow t he c urve f or e xponential d ecay w ith a 5 568-year h alf-life . N ote a lso t hat t he C alifornia r edwood ( Sequoia) d ata f all w ell a bove t he c urve . C ompare w ith t he m ore r ecent p lot o f h istorically d ated s amples ( figure 5 ). T he h istorical d ata f or P tolemy's C offin h as b een c orrected f rom 2 00 B C o n o riginal f igure b y L ibby ( after L ibby , 1 955).
P .E .
9 8
D AMON
( RA = 1 4 .1) A t mosphe re ( NA = 6 70 ) CF ixa t ion 1 5 5 1
, o( ‚---
( . . .--
O CEAN
)
1
F resh Wate r H ydrosphe re
T erres tr ia l B iosphe re
e r • r n ö 4 0 1
— O rg an(i 0 c« 960 Ma t te r
C hem ica l E ros ion
g-
R A )
( 1 .57 NA )
(. 009 N A )
M IXED L AYER ( 1 .34 NA )
v
c i
D ead ( C ) .873 O rgan ic M a t te r
R A )
. - 45 /
1 32 / t
( 27 11
( 4 .48 NA )
I' 51
t
( 0 .872 R A ) D EEP S EA
7 : ;2 4
. \ ,
c t
i i-C f i xa t ion 1 40 1
( 0 .9 65 RA )
( 0 .67 N A )
i s 6 i
RA )
M ar ine B iosphe re
( 0 .82 NA ) . _
( 1 .0 1
RA )
( 57 .56 NA )
—
. _
1
( 0 .58
V o lcan ism 1 0 .6 /
( 0 .965 RA )
F o s s i l F ue l C o tntu s ti o n
, --
D isso lu t ion 1 0 .236 1
1
,
LAND
S ED IMENTS 1 34 ,000 NA
'-' 2
C oo l o nd O i l
1
( 14 .92 NA )
a
M e tamo rph ism
i
E ros ion
( Mechan ica l)
L ITHOSPHERE
F ig .2 - T he c arbon c ycle i n n ature p rior t o l arge-scale d etonation o f n uclear w eapons , i .e . A .D . 1 950. A ll f luxes i n units o f 1 01 5 g /yr . A ll m asses a re r elative t o N = 670x10 5g f or t he a tmospheric r eservoir . A ll a ctivities a re r elative t o t he a tmospheric v alue of 1 4.1 d pm/g C ( after D amon e t a l., 1 978).
T HE H ISTORY O F T HE C ALIBRATION
1
1
1
9 9
1
1
4 0—
2 0— sl f
4 f 4
t i
4
c > °
• • . ) •
( 4 )
F i
' e l
•p a • , )e s u
u o lo i lod
%
. e VIN
1 19
M ATERIAUX DE D ATATION
M ATeee
d' a u
t r u ch e c o qu i l le di c e u f p oter ies
v e ge t aux
F ig . 2 - R eartition d es 5 60 d atations 1 4 C d e l 'arch&ologie d u P rocheO rient e n f onction d e l a n ature d e l eur m at er iel d 'origine .
Chronologies
in
the
Near
East,
Aurenche O., Evin J. and Hours F. eds. 1987 BAR International Series,
RADIOCARBON DATING BY ACCELERATOR MASS SPECTROMETRY APPLICATIONS TO ARCHAEOLOGY IN THE NEAR EAST
John A.J. GOWLETT and R.E.M. HEDGES
Introduction
Radiocarbon dating in the Near East can present different, and sometimes more severe problems, than in more temperate latitudes. Bone is usually difficult or impossible to date, because of the rapid decay of collagen in hot and arid environments. Charcoal is often well preserved, but it can present problems of association. In the period of the origins of agriculture and domestication, the crucial remains of plants and animals are often small and precious, and it is of great benefit if they can be dated directly. It is now well known that accelerator radiocarbon dating (AMS Accelerator Mass Spectrometry) offers major advantages in tackling some of these problems. The Oxford radiocarbon accelerator, which has been in operation since 1983, has now produced about 1000 dates. We review here those dates whic� appertain to the Near East, and the nature of the problems which they have solved, thrown up, or which remain outstanding. Since 1984 it has been our practice to publish dates regularly in Archaeometry; other dates mentioned below are to be found in papers in Gowlett and Hedges (1986a). As an aid in giving a brief review of issues here, we attach an appendix which brings together as many dates as possible. The principal advantages of acceler�tor dating in this area have been: (a) ability to date small crucial samples directly, ruling out possibilities of poor association; (b) ability to use refined sample preparation techniques, as in isolating amino acids of collagen for bone dating, and thus to obtain bone dates in difficult circumstances; or in isolating different fractions of a sample for separate dating (Batten et al., 1986a).
The principal limitation has been the problem of dating low-collagen bone. It appears that even when achieved, bone dates may be underestimates of real age in situations where less than 5% of original collagen survives (Gowlett and Hedges, 1986b). Dating of charred bone
1 22
J .A .J .
G OWLETT a nd R .E .M .
H EDGES
h as b een o ur m ain a lternative. A s imilar p roblem h as o f c ourse b een e ncountered b efore b y c onventional l aboratories i n d ating b one i n t he N ear E ast, a nd i t h as l ong b een t he p ractice t o b ase d ates o n c harred b one ( see e .g . G roningen d ates i n M cBurney, 1 967). T he d ating o f p lant r emains S ingle g rains c an b e d ated b y A MS. I t h as b een s hown e lsewhere t hat p reserved g rains a re u nlikely t o h ave h igh a ntiquity u nless t hey a re m oderately c harred ( Hillman e t a l., 1 985). T here a re o f c ourse e xceptions t o t his, a nd w e h ave d ated u nburnt g rain f rom S aqqara ( Gillespie e t a l., 1 985 , 2 43, s ee A ppendix ), w hile f rom Q asr I brim P . R owley-Conwy h as p rovided b oth b urnt a nd u nburnt r emains f rom t he s ame c ontext. T hus t here i s n o r eal s ubstitute f or d irect d ating , a nd e ven i n t he c ase o f c harred r emains, c lose p roximity o n t he s ite i s n o i ndication t hat t he s ame a ge w ill b e o btained . G rains o r s eeds f ound c lose t ogether s ometimes d iffer i n a ge b y m any t housands o f y ears, a s a t N ahal O ren, o r a t C an H asan ( Table 1 ). I n s uch s ituations t he p ossibility o f l aboratory e rror h as t o b e c onsidered. O ur s uites o f k nown a ge d ates, o r o f d ates f rom s ealed c ontexts, d o n ot e xhibit s uch v ariability, a nd i n t he c ase o f C an H asan t here i s i ndependent e vidence t hat c ereal r emains o f v ery d ifferent a ges o ccur t ogether ( see A ppendix). T he d egree o f s ecurity o f a ssociation n aturally e nough v aries f rom s ite t o s ite, a s c an b e s een f rom t he f ollowing l ist: - W adi K ubbaniya : a ll g rains ( 8) m ore r ecent t han c ontext - A bu H ureyra : 6o ut o f 7g rains m atch c ontext - A in M allaha :1 g rain, o ut o f c ontext - N ahal O ren :2 g rains y ounger, o ne o lder t han c ontext - W adi H ammeh :3 /3 s amples m atch c ontext - H ayonim :2 s eeds m atch c ontext - N etiv H agdud :g rains m atch c ontext T hese f igures d o n ot a lways g ive a g ood m atch w ith p rior e xpectation ( but o f c ourse d ifferent a rchaeologists have d ifferent i deas a bout " prior e xpectation"). A t A bu H ureyra t here w as a g eneral f eeling t hat s ome c ontexts w ere v ulnerable t o i ntrusion, b ut w ith o ne e xception t he d ates a re i n a ccordance w ith t he E pipalaeolithic a ge o f t he c ontexts ( see L egge a nd R owley-Conwy, 1 986; M oore e t a l ., 1 986). A t W adi K ubbaniya o n t he o ther h and, a ll g rains d ated b y t he A rizona a ccelerator w ere s een t o b e i ntrusive ( Wendorf a nd S child, 1 984), a s w as a d atestone d ated a t O xford ( Table 2 ). I n m ost c ases w e d ate t he g rains f rom t he a cid a nd a lkali r esistant c arbonaceous r esidue. B ut i n s ome i nstances w here t he e ntire s ample d issolves, d ates c an o nly b e b ased o n t he " humic e xtract" a nd i t h as p roved w orthwhile t o d ate b oth h umic e xtract a nd c arbonaceous r esidue i n a n umber o f c ases ( Batten e t a l ., 1 986a). T his c an p rovide a dditional e vidence a s t o w hether i ndividual g rains o r s eeds a re i ntrusive. T he c arbonaceous r esidue, i f i ts p reservation a llows t horough p urification, s hould g ive t he m ost r eliable d ate f or t he s pecimen i tself . I t a ppears, h owever, t hat i ntrusive s eeds o r c harcoal t end t o p ick u p a " humic c omponent" f rom t he b eds i nto w hich t hey i ntrude, a nd i t m ay b e p ossible t o d ate t his s eparately. A g rain f rom N ahal O ren p rovides a n e xample: i t w as f ound i n K ebaran s ediments, f or w hich t here a re c onventional d ates o f c . 1 5-18,000 B P.
A CCELERATOR M ASS S PECTROMETRY
1 23
T he g rain, h owever , w as i ntrusive, a nd h ad a d ate o f c . 3 100 B P b ased o n t he c arbonaceous r esidue ( OxA-395); t he h umic d ate, h owever, w as c . 6 650 B P ( OxA-396). A nother g rain f rom N ahal O ren w as f ound t o b e m ore t han 3 0,000 y ears o ld ( see L egge, 1 986). A c orollary o f t hese f indings i s t hat d ates o n t he h umic c omponent a lone c ould g ive m isleading r esults i n s ome c ircumstances, t hough i n t he m ajority o f c ases, w here t here i s n o r eason t o s uspect i ntrusion, t he h umic c omponent a nd t he c arbonaceous r esidue g ive d ates i n g ood a greement. A lthough i t i s p ossible t o d ate s ingle c ereal g rains, w hich u sually w eigh o ver 1 0 m g , i t i s f requently n ecessary t o c ombine s eeds o f o ther p lants, a s a t W adi H ammeh ( Table 1 ; s ee A ppendix), o r i n t he c ase o f m illet s eed ( for e xample s ubmitted f rom G obedra i n E thiopia b y D .A . P hillipson). T he l aboratory h as n ow d ated g rains o r s eed f rom m ost c ountries i n t he N ear E ast. T he f indings c an b e s ummarised a s f ollows: - t hey c onfirm t he a ssociation o f c ereals a nd o ther p lants w ith h uman o ccupation, f requently a s f ar b ack a s 1 2-13,000 y ears a go, a nd o n a t l east o ne o ccasion m ore t han 3 0,000 y ears a go; - t hey c onfirm t he p resence o f d omesticated g rain ( barley) a t N etiv H agdud c . 1 0,000 y ears B P. - t hey h ave p rovided s ufficient s urprises, i n t he n ature o f r esults e arlier/later t han e xpected, t o j ustify m uch f urther w ork. The d ating o f i dentified a nimal r emains A ccelerator d emands a r evolution i n a ttitudes t owards d ating f auna . I n t he past t hose r emains h ave u sually b een s elected w hich a re u nidentifiable, a nd w hich h ence c an b e " spared" f or d ating . I n E urope m ost b ones a re w ell-enough p reserved t hat t hey c an b e d ated b y A MS f rom o ne g ram o r l ess o f b one, s o t hat b one i dentified t o i ndividual s pecies c an b e f ixed i n t ime, w ith c onsiderable b enefits. T his i s m uch m ore d ifficult i n t he N ear E ast, w here e ven a verage p reservation m ay o ften d emand a s ample o f c . 5 g rams. W e h ave f ound t hat s ufficient c ollagen f or d ating c an u sually b e e xtracted f rom b ones f rom N eolithic s ites ( such a s A rjoune) b ut t hat h ardly a ny r emains i n b ones f rom l ate P leistocene s ites, s uch a s A bu H ureyra o r A zraq. N ormally a n a ssay o f a mino a cid c ontent i s c arried o ut
b efore
d ating , u sing t he T NBS r eaction. A s ample o f a bout 3 0 m g b one i s s ufficient f or t his, a nd i n o ur e xperience i t p rovides a m ore r eliable r esult t han t he K jeldahl N itrogen t est. N evertheless, a ny t est d esigned t o a ssess t he p rotein c ontent o f b one h as a m argin o f e rror a ttached t o i t. I n t he c ase o f l ow c ollagen b one t he o rganic c ontent i s s ometimes o verestimated, a nd c are m ust b e t aken t o a void d estroying s everal g rams o f p recious s ample w ithout a chieving a s ignificant y ield o f a mino a cids. T he s ample p reservation p rocess i n u se a t O xford h as m ade i t d esirable t o h ave a y ield o f c . 3 0 m g a mino a cid . T aking c ollagen a s b eing 2 0% b y w eight o f m odern b one, t his w ould n ecessitate a s ample 1 50 m g o f m odern b one, a nd c . 3g rams o f b one w here p reservation w as 5 % m odern. S amples b ased o n 1 0 m g a mino a cid o r l ess h ave b een p repared a s t argets u sing t he r outine c racking m ethod ( Batten e t a l., 1 986b), w ith a c ertain r isk o f f ailure. I t a ppears t hat e ven s maller q uantities c an b e p repared u sing t he i ron c atalysis m ethod, n ow u nder d evelopment.
1 24
J .A .J .
G OWLETT a nd R .E .M .
H EDGES
T he e ffect i s t hat s mall q uantities o f a mino a cids d erived f rom v ery p oorly p reserved b one w ill b e d atable. M any N ear E astern b one s amples r outinely e ncountered, h owever, p reserve l ess t han o ne p er c ent o f t he o riginal c ollagen, a nd i t i s f ar f rom c ertain t hat r esults f rom t hem w ould b e r eliable d ates f or t he b ones, i n v iew o f t he c omplex p rocesses o f b one d iagenesis, a nd a ll t he p ossibilities o f c ontamination . T hree p rojects w hich i llustrate s ome o f t hese p oints a re t hose o f d ating e arly e quids ( in c ollaboration w ith J . C lutton-Brock, R . B urleigh a nd R . M eadow), e arly c amels ( on b ehalf o f C . G rigson), a nd e arly c anids ( from D ouara C ave, o n b ehalf o f S . P ayne). M ost o f t he e quid s pecimens a re l ess t han 4 000 y ears o ld, a nd h ave d ated s atisfactorily f rom a mino a cid p ress; s ee T able 3 ). T he c amels, w hich h ave n ot
o f c ollagen
( Clutton-Brok e t a l .,
y et b een d ated,
i n
g ive h ighly v ariable
c ollagen r eadings, s uggesting t he p resence o f b oth s ome m odern s pecimens, a nd s ome v ery o ld o nes. T he c anid b ones h ave v ery l ow c ollagen c ontents, s o t hat t hey c ould o nly b e d ated t han n ormal s amples.
b y
t aking
l arger
T he d ating o f s ites f rom c harred b one a nd c harcoal T he d ifficulty o f d ating b one b y n ormal p rocedures h ad l ed u s t o f ar m ore d ates o n b urnt b one i n t he N ear E ast t han i n E urope.
d o
G radually w e h ave b een a ble t o b uilt u p p atterns o f i nterc omparisons. A bu H ureyra i s a gain i mportant h ere, s ince b oth c harred a nimal b ones a nd c harred g rain a re a vailable f rom n umerous c ontexts. I n g eneral w e f ind w e h ave g ood a greement b etween o ur d ates f or t hese. I t i s n ot p ossible, h owever , t o c haracterise p recisely a c ertain f raction, a s w ith a mino a cids o f b one. O ur g eneral i mpression i s t hat b urnt b one d ates a re a l ittle l ess r eliable t han c harred s eed, g rain o r c harcoal d ates. T he r esults f rom A rjoune ( see A ppendix) i ndicate t hat i n g ood c ircumstances d ates f rom b one a nd f rom c harred b one c an b e e ntirely c ompatible. M any s ites o ffer o nly r udimentary c hances o f d ating . S ome o f t he J ilat s ites ( Garrard, 1 985) c an o nly b e d ated f rom f ragments o f c harred b one. I n t hese c ases a p attern o f d ates i s n ecessary b efore t he r esults c an b e f ully e valuated, a nd s ome " outliers" a re o nly t o b e e xpected . H istorical P eriod D ates M ost o f t he A MS d ates p roduced b y O xford f or t he N ear E ast h ave b een i n t he p rehistoric t ime-range, b ut a f ew d ates h ave b een p roduced f or d ynastic p eriod s amples f rom E gypt, m ost o f t hem a t l east a pproximately o f k nown a ge. T hese a re s hown t ogether w ith b est e stimates o f t he h istorical v alues t o b e e xpected ( Table 4 ). T he s amples a re f rom v aried c ontexts ( see A ppendix). I n g eneral t erms t he r esults a re c onsistent w ith t he h istorically d erived f igures. O xA-127 w as o ne a mong a g roup o f m easurements o btained f or t he B ritish M useum t extile c omparison ( Burleigh e t a l ., 1 986). T he p ooled m ean r esult f rom a ll p articipating l aboratories w as 4 298 B P, w ith a 9 5% c onfidence r ange o f 4 138 - 458 B P, y ielding a c alibrated r ange o f 3 100-2670 c al B C ( following P earson e t a l ., 1 986). F urther w ork o n
A CCELERATOR M ASS S PECTROMETRY
1 25
i dentified s amples o f h igh q uality w ould a llow t esting o f h istorically d erived d ates i n a s imilar m atter t o t hat u ndertaken b y H aas a nd c olleagues ( this v olume). S election o f c ontexts A MS d ating i s p otentially a t wo-edged s word . I t m akes i t p ossible t o d ate s mall o rganic r emains o f i nterest, r egardless o f t heir c ontext. B ut i f t he m ain o bjective i s t o d ate p articular l ayers o r f eatures f rom i ncluded o rganic r emains, t he p rocess c ould b e m ore h azardous t han c onventional d ating , i f m isused . I t h as c ertain o bvious a dvantages t o c ounter t his: i n p articular , c ombining o f s ample m aterials i s v ery r arely n ecessary . T hen, t oo , s ample s election i n t he f ield h as v ery m uch g reater f lexibility . I t i s i mportant t o m ake u se o f t his i n t he f ield , r ather t han i n r ummaging t hrough m ultitudes o f p lastic b ags a fterwards. W e h ave f ound i t p ossible t o s elect s ample m aterials f rom w ells ealed c ontexts. F or e xample, a t C hesowanja i n K enya a " Neolithic" h earth f eature w as d ated f rom c harcoal s ealed w ithin b aked c lay ( Gowlett e t c a ., 1 986a , 1 24). A t S heri K han T arakai i n P akist a n , i n e xcavations b y R .J. K nox a nd F . K han , f resh c harcoal w as f ound p rotected i mmediately u nder a l arge s herd w hich h ad b een t hrown i nto a r ubbish p it. A lthough s ome o rganic m aterial m ay b e r eused o r r edeposited , t here a re a lso m any c ircumstances t his i s u nlikely . S elected s traw o r c haff f rom a m udbrick s hould b e v ery s uitable f or d ating ( apparently t his i s m ore o ften a vailable f rom E gypt t han M esopotamia : r e-use o f t he m aterial i s ah azard, b ut l ess l ikely i n t he c ase o f a s pecially-commissioned m ajor p ublic b uilding , s uch a s t he t emple o f T uthmosis I V ( see A ppendix )). I n o ur e xperience m any q uestions a bout s ample a ssociation c ould b e a nswered m uch b etter i f a rchaeologists c ould b e p ersuaded t o t ake p hotographs o f s amples a t t he t ime o f s ampling , s o t hat t hey w ere a vailable f or f uture c onsultation . I t i s i mportant n ot t o o ffer t oo m any s trictures, a s i f t he a rchaeologists w ere i n s ome w ay t o b lame f or h aving a n i mportant s ite w hich i s d ifficult t o d ate. O n s ome s uch s ites i ndividual c ontexts a re i nevitably i nsecure , b ut v aluable r esults c an e merge f rom ap attern o f d ating . I n s uch c ases t he i ndividual r esults w hich s eem u nhelpful o r m isleading a re s imply t he p rice t o b e p aid f or t he b roader p icture. F uture P rospects C areful a rchaeological w ork o ver t he l ast t wenty y ears m akes p lain h ow o ften p lant a nd a nimal r emains a re p reserved o n N ear E astern s ites. T he f irst p hase o f a ccelerator d ating h as b een a imed a t s orting o ut c rucial p roblems l inked w ith t he t imescale o f t he o rigins o f a griculture a nd d omestication . I t h as r uled o ut o f c onsideration a q uantity o f s purious m aterial, a nd h as i f a nything c onfirmed t he i mportance o f t he p eriod 1 0,000 t o 8 ,000 B P i n t he s cenario o f c hange. I n t he f uture w e c ould s ee a ccelerator d ating b ranching o ut f urther i n t wo d irections. O n t he o ne h and i t w ould t race a nd d ocument m anp lant a nd m an-animal a ssociations f urther i nto t he p ast, p erhaps a s f ar a s 5 0,000 y ears a go . O n t he o ther , i t c an b e u sed t o m ap o ut t he h istories o f s pecific p lant a nd a nimal s pecies t hrough t he l ast f ew t housand y ears.
1 26
J .A.J .
G OWLETT a nd R .E .M .
H EDGES
A cknowledgements T he O xford R adiocarbon A ccelerator U nits i s s upported b y a n S .E .R.C. R esearch G rant. T he a uthors w ish t o a cknowledge t he a ssistance o f R . Batten, A .D. B owles, J .F . F oreman, E . H endy, M .J. H umm a nd A .J. S tocker.
Radiocarbon Accelerator Unit R esearch Laboratory for Archaeology 6 Keble Road, Oxford OX1 3QJ
REFERENCES Archaeometry l ists 1 - G ILLESPIE R ., G OWLETT J .A.J., H ALL E .T ., H EDGES R .E .M. 1 984a R adiocarbon m easurement b y a ccelerator m ass s pectrometry: e arly s election o f d ates, A rchaeometry, 2 6(1), 1 5-20.
a n
2 - G ILLESPIE R ., G OWLETT J .A.J., H ALL E .T ., H EDGES R .E.M., P ERRY C . 1 985 R adiocarbon d ates f rom t he O xford A MS s ystem: A rchaeometry D atelist 2 , A rchaeometry , 2 7(2), 2 37-246.
3 - GOWLETT J .A.J., H ALL E .T ., H EDGES R .E .M ., P ERRY C . 1 986a
R adiocarbon d ates f rom t he O xford A MS D atelist 3 , Archaeometry, 2 8 (1 ), 16-125 .
s ystem:
A rchaeometry
4 - GOWLETT J .A.J., H EDGES R .E.M., L AW I .A ., P ERRY C . 1 986b
R adiocarbon d ates f rom t he O xford A MS D atelist 4 , Archaeometry, 2 8(2), 2 06-221.
s ystem:
A rchaeometry
5 - GOWLETT J .A.J., H EDGES R .E .M., L AW I .A ., P ERRY C . 1 987
R adiocarbon d ates f rom t he O xford A MS D atelist 4 , Archaeometry, 2 9(1), 1 25-155.
s ystem:
A rchaeometry
R eferences i n t ext B AR-YOSEF O ., 1 980
B AR-YOSEF O .,
1 973
2 01-206 .
G OREN N .
G ILLESPIE R .,
G OWLETT J .A.J.,
P al&orient,
1 ,
4 9-68 .
H EDGES R .E .M .
T ha A MS d ating o f s eParate f ractions i n a rchaeology, P roc . I nternational R adiocarbon C onference , R adiocarbon, 2 8, 2 A , 7 01.
B ATTEN R ., P ERRY C . 1 986b
G ORING-MORRIS A .N . a " Sultanian" m ound i n t he L ower J ordan V alley,
N atufian r emains i n H ayonim C ave,
B A UEN R ., 1 986a
G OPHER A .,
N etiv H agdud: P a Uorient, 6 ,
B RONCK C .R.,
G ILLESPIE R .,
G OWLETT
J .A.J.,
H EDGES
1 2th 6 98-
R .E.M.,
A r eview o f t he o peration o f t he O xford R adiocarbon A ccelerator U nit. P roc . 1 2th I nternational R adiocarbon , 2 8, 2 A, 1 77-185.
R adiocarbon
C onference ,
A CCELERATOR M ASS S PECTROMETRY
1 27
B ETTS A . 1 983
B lack D esert S urvey, 1 5, 1 -10.
f irst p reliminary r eport,
L evant,
1 984
B lack D esert S urvey, J ordan: s econd p reliminary r eport, 1 6, 2 5-34. B lack D esert S urvey, J ordan: t hird p reliminary r eport, 1 7, 2 9-52.
L evant,
1 985
J ordan:
B URLEIGH R ., L EESE M ., T ITE M . 1 986 A n i ntercomparison o f l aboratories, R adiocarbon,
s ome A MS a nd 2 8, 2 A, 5 71-577 .
s mall
g as
L evant,
c ounter
C LUTTON-BROCK J ., B URLEIGH R ., G OWLETT J .A.J. i n p ress E arly d omestic e quids i n E gypt a nd W estern A sia : a n a dditional n ote. I n M eadow R . a nd U erpmann H .P., e ds.: E quids i n t he Ancient W orld , v ol.2. T übingen: T AVO. C ROWFOOT-PAYNE J . 1 976 T he t erminology o f t he A ceramic N eolithic p eriod i n t he L evant. I n W endorf F ., e d.: D euxi me c olloque s ur / a T erminologie d e / a P rO listoire d u P roche O rient. U ISPP C ongress. N ice, 1 31-137. D ELIBRIAS C ., 1 986
G if
6 8 .
G UILLIER M .-T .,
L ABEYRIE J .
N atural R adiocarbon M easurements X ,
R adiocarbon ,
2 8,
1 ,
9 -
E DWARDS P .C. 1 984
T wo E pipalaeolithic s ites i n t he W adi H ammeh ( Area X X). I n B all W ., B asset S ., E dwards P ., M acumber P ., P etocz D ., P otts T ., R andle L ., V illiers L . a nd W atson P .: P reliminary R eport o f t he U niversity o f S ydney 's f ifth s eason o f e xcavation ( 1982-83) a t P ella i n J ordan, A nnual o f t he D epartment o f A ntiquities o f J ordan , X XVIII, 5 5-86. i n p ress T he E pipalaeolithic p eriod. I n M cNicholl A ., e d.: P ella i n J ordan I I. C anberra : A ustralian N ational G allery. E DWARDS P .C., i n p ress
g VIN J ., 1 985
C OLLEDGE S .M.
T he N atufian s ettlement i n t he W adi H ammeh ( Area X X). I n P otts T .F., C olledge S .M. a nd E dwards P .C.: P reliminary R eport o f t he U niversity o f S ydney 's 6 th s eason o f e xcavation ( 19838 4 ) a t P ella i n J ordan, A nnual o f t he D epartment o f A ntiquities o f J ordan . M ARgCHAL J .,
M ARIEN G .
L yon N atural R adiocarbon M easurements X , 3 86-454.
R adiocarbon ,
G ARRARD A ., B YRD B ., H ARVEY P ., H IVERNEL F . 1 985 P rehistoric e nvironment a nd s ettlement i n t he r eport o n t he 1 982 s urvey s eason,
L evant,
1 7,
A zraq 1 -28.
2 7,
b asin:
2 B,
a
1 28
J .A.J .
G ARRARD A ., 1 986
B YRD B .,
G OWLETT a nd R .E .M .
H EDGES
B ETTS A .
P rehistoric e nvironment a nd s ettlement i n t he A zraq b asin: a n i nterim r eport o n t he 1 984 e xcavation s eason, L evant, 1 8 , 5 -24 .
G OWLETT J .A.J., 1 986a
H EDGES R .E .M.
( Eds.)
A rchaeological r esults f rom a ccelerator d ating . C ommittee f or A rchaeology M onographs N o.11.
O xford:
O xford
G OWLETT J .A.J., H EDGES R .E .M. 1 986b L essons o f c ontext a nd c ontamination i n d ating t he U pper P alaeolithic. I n G owlett J .A.J. a nd H edges R .E .M ., e ds.: A rchaeological r esults f rom a ccelerator d ating . O xford: O xford C ommittee f or A rchaeology M onographs N o.11,
6 3-71.
H ARRIS D .R. 1 986
P lant a nd a nimal d omestication a nd t he o rigins o f a griculture. I n G owlett J .A.J. a nd H edges R .E .M., e ds.: A rchaeological r esults f rom a ccelerator d ating . O xford: O xford C ommittee f or A rchaeology M onographs N o.11, 5 -12.
H ILLMAN G .C. 1 972 T he
p lant
r emains.
I n F rench D .H.,
P ayne S .
E xcavations a t C an H asan I II i n T urkey , e d.: P apers i n U niversity P ress.
1 975
1 986
C ambridge
R OBINS G .V.,
O DUWOLE D .,
S ALES K .O.,
M cNEIL D .A.C.
T he u se o f e lectron s pin r esonance s pectroscopy t o d etermine t he t hermal h istories o f c ereal g rains, J ournal o f A rchaeological S cience, 1 2, 4 9-58 .
H ILLMAN G .C.,
K HAN F .,
I n H iggs E .S.,
C ambridge:
p reliminary r eport, P roc . P rehist . S oc ., 4 1, 5 0-77 . C harred r emains o f c rops f rom t he d estruction o f M ycenae G ranary. I n T aylour, L ord W ., F rench E . a nd W ardle K ., e ds.: W ell b uilt M ycenae, v ol.2. L a H aule, J ersey: L a H aule B ooks.
H ILLMAN G .C.,
1 986
p rehistory.
P lant f ood e conomy a t T ell A bu H ureyra : a p reliminary r eport. I n M oore A .M., E xcavation a t T ell A bu H ureyra i n S yria: a
i n p ress
1 985
e conomic
a nd H illman G .C.:
1 969-70.
C OLLEDGE S .M.,
H ARRIS D .R.
P lant f ood e conomy d uring t he E pi-palaeolithic p eriod a t T ell A bu H ureyra , S yria : d ietary d iversity, s easonality a nd m odes o f e xploitation: P aper p recirculated a nd p resented a t S ymp . R ecent a dvances i n t he u nderstanding o f p lant d omestication a nd e arly a griculture , W orld a rchaeological c ongress, S outhampton, S eptember 1 -7. K NOX J .R.,
T HOMAS K .D .
S heri K han T arakai: a n ew s ite i n t he N WFP o f P akistan , J ournal o f C entral A sia, 9 , 1 , 1 3-34 ( Islamabad: J uly 1 986). i n p ress N ew p erspectives o n e arly s ettlement i n B annu D istrict, P akistan, S outh A sian A rchaeology.
A CCELERATOR M ASS S PECTROMETRY
K RA R . 1 986
1 29
a nd S TUIVER M . P roceedings o f t he 1 2th I nternational R adiocarbon C onference. T rondheim, N orway. R adiocarbon 2 8, 2 A a nd 2 B.
L EGGE A .J. 1 986
S eeds o f d iscontent: a ccelerator d ates o n s ome c harred p lant r emains f rom t he K ebaran a nd N atufian c ultures. I n G owlett J .A.J. a nd H edges R .E.M., e ds.: A rchaeological r esults f rom a ccelerator d ating . O xford: O xford C ommittee f or A rchaeology M onograph N o.11, 1 3-21.
L EGGE A .J., 1 986
R OWLEY-CONWY P .
N ew r adiocarbon d ates f or e arly s heep a t T ell A bu H ureyra. I n G owlett J .A.J. a nd H edges R .E .M., e ds.: A rchaeological r esults from a ccelerator d ating . O xford: O xford C ommittee f or A rchaeology M onograph N o.11, 2 3-35 .
M cBURNEY C .B.M. 1 967 T he H aua F teah C ave ( Cyrenaica) a nd t he S tone Age o f t he s outhe ast M editerranean . C ambridge: C ambridge U niversity P ress. M OORE A .M., G OWLETT J .A.J., H EDGES R .E .M., H ILLMAN G .C., L EGGE A . a nd R OWLEY-CONWY P . i n p ress R adiocarbon A ccelerator ( AMS) d ates f or t he E pipalaeolithic s ettlement a t A bu H ureyra , S yria , R adiocarbon, 2 8 , 3 , 1 068-
1 076 .
N OV T .,
1 973
L EGGE A .J., H IGGS E .S. R ecent e xcavations a t N ahal O ren,
I srael,
P roc .
P rehist .
s ite
i n
S oc .,
3 9 , 7 5 -9 9 . P ARR P .J. i n p ress. A rjoune: E xcavations a t a I nternational S eries.
p rehistoric
S yria ,
B AR
P ERROT J . 1 960
L e g isement n atoufien d e L 'Anthropologie, 7 0: 4 37-483.
P ERROT J . 1 985
M allaha
( Eynan),
I srael,
a nd L ADIRAY D .
L es s öpultures n atoufiennes d e M allaha ( Eynan), M moires T ravaux d u C entre d e r echerche f ra wais d e , Mrusalem, 4 , 1 .
S ILLEN A . 1 984 D ietary c hange i n t he E pi-Palaeolithic L evant:
t he S r/Ca e vidence,
P a Uorient,
a nd 1 0,
N eolithic 1 ,
o f
e t
t he
1 49-155.
S OLIVERES-MASSEI O . 1 985
L es h ommes d e M allaha , 1 moires e t r echerche f ran v iis d e . l rusalem, N o.3.
T ravaux
d u
C entre
d e
1 30
J .A.J .
W ENDORF F . 1 984
T able
G OWLETT a nd R .E .M .
H EDGES
a nd S CHILD R .
S ome i mplications o f L ate P alaeolithic c ereal e xploitation a t W adi K ubbaniya ( Upper E gypt). I n K ryzaniak L . a nd K obusiewicz M ., e ds.: O rigin a nd e arly d evelopment o f f ood-producing c ultures i n n orth-eastern A frica. P oznan: P olish A cademy o f S ciences.
1
P lant r emains f rom t he M iddle E ast
O xAO xA-
1 70 1 71
A bu H ureyra , A bu H ureyra ,
T riticum b oeoticum , T riticum b oeoticum ,
O xA-
E 261 E 313
1 0600 1 0600
± ±
2 00 2 00
1 72
A bu H ureyra ,
T riticum b oeoticum ,
E 326
1 0900
±
2 00
O xA- 3 86
A bu H ureyra ,
T riticum b oeoticum ,
E 276
1 0800
±
1 60
O xA- 3 97
A bu H ureyra ,
T riticum b oeoticum ,
E 286
1 0420
±
1 50
O xA- 8 82 O xA- 8 83
A bu H ureyra , A bu H ureyra ,
T riticum b oeoticum , T riticum b oeoticum ,
E 324 E 326
6 100 1 1450
± ±
1 20 3 00
O xA- 5 41 O xA- 5 43
R akafet, v etch , V icia e rvilia A in M allaha , T riticum a estivum
2 760 3 30
± ±
2 00 1 00
7 910
±
1 60
2 50
±
9 0
1 1920 1 2200
± ±
1 50 1 60
1 1950
±
1 60
2 940 > 33000
±
1 20
3 100
±
1 30
6 650
±
1 90
O xA- 3 88
C an H asan ,
g rain o f T riticum d icoccum
O xA- 3 92
C an H asan ,
r achis o f T riticum d urum
O xA- 3 93 O xA- 3 94 O xA- 5 07
W adi H ammeh 2 7, W adi H ammeh 2 7, W adi H ammeh 2 7,
O xA- 3 89 O xA- 3 90
N ahal O ren , N ahal O ren ,
O xA- 3 95 O xA- 3 96
T able 2 :
c harred s eeds , c harred s eeds , c harred s eeds ,
i ncl. l egumes ? Chenopodium i ncl. l egumes
T riticum , T riticum ,
3 07 .0/33 3 07 .0/32-33
N ahal O ren ,
T riticum ,
3 08 .0/28
N ahal O ren ,
h umics o f O xA-395
A ccelerator D ates f rom W adi K ubbaniya
A A 9 8 A A97 A A 2 26
B arley s eed E -78-3 , B arley s eed E -78-3 , B arley s eed E -78-4,
A F-25 1 0 cm A E-25 2 5 cm l ayer a h earth
8 20 1 090 2 . 39
± ± ±
5 00 5 00 0 . 05
A A 2 25
B arley s eed E -78-4 ,
l ayer a h earth
2 670
±
m odern 2 50
A A 2 27
B arley s eed E -78-4,
l ayer a h earth
1 .33
±
0 . 05% m odern
A A 2 28
B arley s eed E -78-4 ,
l ayer a ,
O xA-101
D ate s tone E -78-3 ,
A C29 ,
4 850
±
2 00
4 ,
6 0 cm
K -5
1 0 cm
3 50
±
2 00
6 0 cm
1 01.5
±
c arbonaceous r esidue O xA-102 A A 9 6
D ate s tone E -78-3 , A C29 , 4 , h umic a cids C harcoal E -78-3, l evel 4
1 7450
±
2 .5 % m odern 1 ,000
O xA-103
C harcoal E -78-3 ,
l evel
8
1 7150
±
3 00
A A 2 24A
C harcoal E -78-4,
l ayer a
1 9060
±
1 , 000
A A 2 24E
C harcoal E -78-4,
l ayer a
1 8020
±
5 25
A CCELERATOR M ASS S PECTROMETRY
T able 3 :
D ates o n a nimal
O xA- 4 34 O xA-
4 35
O xA- 3 87 O xAO xAO xAO xAO xA-
4 68 4 69 4 70 4 74 4 75
1 31
r emains i n t he X iddle E ast
A bu H ureyra E 2 86 G azelle , c harred b one A bu H ureyra E 2 86 G azelle , h umic A bu H ureyra E 3 26 B os , c harred b one A bu H ureyra E 3 26 B os , c harred b one A bu H ureyra E 3 26 B os , h umic
1 0490
±
1 0450
±
1 80
1 1070
±
1 60
1 1090 1 0920
± ±
1 50 1 40
h umic
1 0820 1 0930
± ±
1 60 1 50
G azelle , h um ic W ild s heep , h umic W ild s heep , h umic
9 060 1 0620 1 0750
± ± ±
1 40 1 50 1 70
1 0000
±
1 70
2 10
±
1 50
7 00 3 400
± ±
1 20 1 20
4 390
±
1 30
O xA- 4 72
ureyra E 3 A bu H 26 A bu H ureyra E 2 85 A bu H ureyra E 2 52 A bu H ureyra E 2 75 A bu H ureyra E 2 81
O xA- 4 73
A bu H ureyra E 2 81 W ild s heep ,
O xA-
O xA- 5 64 O xA- 5 65
C amel, c f C amelus d romedarius m andible, A ss , B adari G aza H orse
O xA- 5 66
A ss ,
O xA- 4 71
1 35
T able 4 :
E gypt,
B os , h umic W ild s heep ,
c harred b one S hiqmim
T arkhan
D ynastic P eriod d ates
O xA-127 O xA-566
B X i ntercomparison t extile, T arkhan A ss , 2 nd d ynasty
O xA-147 O xA-565
S aqqara g rain , 2 nd d ynasty G aza H orse , H yksos p eriod
O xA-917
S traw f rom b rick o f T emple o f T uthmosis I V
O xA-1062 S traw f rom b rick ,
i st d ynasty
? 25th D ynasty ,
C alibrated 3 030-2940
C asr
4 390 + /4 390 + /-
1 00 1 30
4 120 + /3 400 + /-
1 50 1 20
3 150 + /- 8 0
I brim 2 800 + /- 8 0 H istorical
O xA-127 O xA-566
3 030-2940
3 300-2910 3 360-2710 3 330-2900 3 380-2670
O xA-147
2 860-2720
2 900-2490 3 040-2290
O xA-565
1 880-1530 2 030-1430
O xA-917
1 730-1690 1 430
O xA-1062
9 80-930
1 040-850
1 520-1330 1 620-1260 1 250-810
2 920-2770 2 770-2650 2 630-2611 1 640-1550 1 401-1391 7 70-712
1 50
1 32
J .A.J .
G OWLETT a nd R .E .M .
H EDGES
APPEND IX O XFORD R ADIOCARBON A CCEL iiöi D ATES F OR T HE N EAR E AST
T his a ppendix i ncludes a ll N ear E astern d ates p ublished u p t o t he e nd o f 1 986 , a nd g ives " Archaeonetry" D atelist r eferences w here a ppropriate . S ome , b ut n ot a ll, o f t he d ates p ublished i n A rchaeometry D atelist 5 ( Gowlett e t a / 1 987) h ave b een a dded . A ll d ates a re e xpressed a ccording t o i nternational c onvention i n y ears B P . T he d ates h ave b een o btained b y t he m ethods g iven i n G illespie e t a l ( 1985).
E ARLY P LANT R EXAINS K nown A ge I n e xperimental w ork v arious p lant r emains o f k nown a ge h ave b een d ated ( Gillespie e t a l 1 985 ,
O xl-145 .
p 2 43).
P hrygian G ordian ,
B PB ,
S E R oom
2 650 ± 1 50
C harred w heat g rain f rom G ordion , P olatli P rov , T urkey . I d T riticum a estivus b y G C H illman , I nst A rchaeol, U niv L ondon . C oll 1 971 b y R Y oung a nd s ubm 1 982 b y G .C . H illman . C omment ( GCH): s ample c ane f rom a n u nbroken v essel s ecurely s ealed b eneath b urnt t imbers , a ssociated w ith d estruction o f G ordion , a t h istorically d erived d ate o f c6 80 B C c 1 0 y ears). C omment ( Lab): o n t he B elfast c urve ( Pearson a nd S tuiver 1 986) t he m ean v alue 2 650 B P t ranslates a s c 8 00 c al B C , b ut a s ingle s d i ncorporates t he r ange d own t o c6 00 c al B C .
G iA-146 ,
l ecenae ' granary '
2 970 ± 1 30
C harred g rain f rom N ycenae c itadel, G reece, i d T rlticum d icoccum b y G C H illman . C oll 1 921-3 b y A J B V ace a nd s ubm 1 982 b y G C H illman . C omment ( GCH): g rain b elieved t o h ave c one f rom w ell-sealed d eposit s ecurely a ssociated w ith f inal d estruction o f N ycenae , a t h istorically d erived d ate o f c 1 100 B C . C omment ( Lab): t here i s g ood a greement w ith s everal d ates o n c harcoal b y t he P ennsylvania l aboratory . T he m ean v alue o f 2 970 B P t ranslates t o c 1 250-1220 c al B C o n t he P earson a nd S tuiver ( 1986) c urve , w ith a r ange o f c 1 410-990 B C a t o ne s d . ( For d etails , s ee H illman , i n p ress .)
D ioser 's p yram id ,
7 2-123
4 120 ± 1 50
N on-charred e r g rain f rom b urial c hamber o f K ing D ioser 's p yramid , S aqqara , E gypt ( 29 5 1' 1 , 3 1' 1 4' E ). D esiccated g rain , i d T riticum d icoccum b y GC H illman . C omment ( GCH): c ontrol s ample s ubmitted t o i nvestigate p ossible p roblems a ssociated w ith d ating o rganic r emains p reserved p urely b y d esiccation . C omment ( Lab): m ean v alue o f 4 120 B P s traddles m ajor w iggle i n 3 rd m illennium B C o n c urve o f P earson e t a / . ( 1986) c 2 600-2860 B C , e xtending t o c2 450-2900 B C a t o ne s d . T he h istorically d erived d ate i s c2 900 B C .
A CCELERATOR M ASS S PECTROMETRY
O xA-917 .
1 33
T emple o f T uthmosis I V ,
E 46
3 150
8 0
S traw f rom a m ud b rick i ncorporated i n t emple o f T uthmosis I V ( XVIII D ynasty), T hebes , E gypt ( 25* 4 3 ' N , 3 2 3 6 ' E ), s ubm 1 984 b y R L W ilson , S ub-dept o f G eophysics , U niv L iverpool. T he s ample h as h igh s ecurity o f c ontext a s i t w as t aken d irectly f rom a s tanding w all ( Gowlett e t a l, 1 986b , p 2 08). C omment ( Lab): t he c alendrical e stimate f or T uthmosis i s 1 400-1390 B C . I t i s g enerally r eckoned t hat N ew K ingdom h istorically d erived d ates a re a ccurate w ithin c 1 0 y ears . T he d ate w as r un a s a ' blind ' t est a s t he h istorical
v alue w as n ot k nown t o R EMH a t
o f P earson a nd S tuiver
( 1986)
W adi K ubbaniya s eries ,
s outhern E gypt
S amples f rom W adi K ubbaniya , C oll a nd s ubm 1 983 b y F W endorf,
O xA-101.
W adi K ubbaniya ,
W adi K ubbaniya ,
W adi K ubbaniya ,
F ollowing t he c urve
E gypt
( 24'
1 5 '
A C 2 9 ,
N ,
3 2*
4 8 2
E ).
D allas .
60cm
3 50 ± 2 00
f rom d atestone .
E -78-3 ,
H um ic a cids f rom d atestone .
O xA-103 .
N o f A swan ,
S outhern M ethodist U niv ,
E -78-3,
A lkaline-insoluble m aterial
O xA-102 .
t he t i m e o f d ating .
t he e xpected v alue i s c3 100 B P .
A C 2 9 ,
6 0cm
1 01.5 ± 2 .5% m odern
S ame s ample a s O xA-101 .
E -78-3 ,
L ayer 8
1 7 ,150 ± 3 00
C harcoal C omment:
T hese d ates a ppear i n G illespie
T he d atestone
i s c learly r ecent .
A bu H ureyra s eries ,
e t a l
( 1984 ,
p 1 7).
S ee a lso W endorf a nd S child
( 1984).
S yria
S amples o f c harred g rain ( Triticum b oeoticum ) f rom M esolithic l evels a t T ell A bu H ureyra ( 35' 5 2 ' N , 3 8' 2 4 ' E ), E uphrates V alley . C oll 1 973 b y A N T M oore a nd s ubm 1 984 b y G C H illman ,
I nst A rchaeol,
U niv L ondon .
O xA-170 .
C harred g rain .
E .261
1 0 ,600 ± 2 00
O xA-171.
C harred g rain ,
E . 313
1 0 ,600 ± 2 00
O xA-172 .
C harred g rain ,
E .326
1 0 ,900 ± 2 00
O xl-386 .
C harred g rain ,
E .276
1 0 ,800 ± 1 60
O x1-397 .
C harred g rain ,
E .286
1 0 ,420 ± 1 40
1 34
J .A.J .
G OWLETT a nd R .E .M .
H EDGES
°Li 882 .
C harred g rain ,
1 . 324
6 100 * 1 20
° xi-883 .
C harred g rain ,
E .326
1 1,450 * 3 00
C omment: c f B K-1121: 1 0 ,792 ± 8 2 , d ate o n c ombined c harcoal f rom l ayer E . T he d ates s how t hat c ereal g rains o f T riticum b oeoticum a re c ontemporary w ith t he X esolithic l evels i n w hich t hey a re f ound , w ith e xception o f O xA-882 . F or d etails s ee H arris ( 1986), H illman ( 1975), H illman e t a / ( 1986), L egge ( 1986), X oore e t a l ( 1986), G owlett e t a l ( 1987).
C an H asan C ereal r emains f rom C an H asan , A natolia G C Ellaan , I nst A rchaeol, U niv L ondon .
O x1-388 .
C harred g rain o f
T riticum
( 37' 3 0 '
N ,
3 3
3 0 '
E ).
S ubm 1 984 b y
7 910 t 1 60
C omment ( GCH): b ased o n t hree g rains o f d omestic e mner w heat ( Triticum d lcoccun) f rom t he l owest e xcavated l evels o f a ceramic N eolithic o f T rench 4 9L . C f t he c onventional d ate B K-1667 8 360 ± 6 0 o btained f rom a l arger c ollection o f w ood c harcoal. T he d ifference b etween t he d ates i s s ignificant a t t he 9 5% l evel ( for f ull c omment s ee G illespie e t a / 1 985 , p 2 43). ( For d etails o n d ated g rain , s ee H illman ( 1972).)
O x1-392 .
C harred r achis
2 50 t 9 0
C harred r achis o f T riticum d urum f rom a s mall s ealed h earth i mmediately b elow t he s urface a nd b uilt a gainst t he t op o f o ne o f t he N eolithic w alls i n t rench 4 8K . T he d ate c ompares w ith B K-817, < 100 y ears B P , b ased o n a l arge a ssemblage o f w heat g rain , s elected a s b eing p oorly p reserved , a nd t herefore d ispensable . T he u nexpected n ature o f t he f irst d ate p rompted t he r equest f or a n a ccelerator d ate b ased o n p recisely i dentifiable r emains . T he s tructural c onnection o f t he h earth w ith a n i ndisputably N eolithic w all l ooked s ecure, a nd t he c ereal a ssemblage i ncluded a l arge n umber o f g rains a nd s pikelet f orks o f e ar ner w heat w hich s eemed u nlikely t o h ave b een c ultivated i n t his p articular a rea i n r ecent t ines .
J abal O ren S amples f rom t he c ave o f J abal O ren , i n t he W adi F ellah , 1 0km S o f H aifa , I srael ( 32' 4 4 ' N , 3 5' 0 0 'E), ( Noy e t a l 1 973). C harred s eeds f rom T rench 3 00 . C oll 1 970-1972 a nd s ubm 1 984 b y A J L egge , D ept E xtra-Xural S tudies , U niv L ondon .
O x1-395 .
C harred T riticum ,
Ox4396 .
H umics o f 3 08 .0/28
3 08 .0/28
3 100 t 1 30 6 650 t 1 90
A CCELERATOR M ASS SPECTROMETRY
1 35
O xA-390 .
C harred T riticum ,
3 07 .0/32 .33
> 33 0 00
O xA 389 .
C harred T riticum ,
3 07 .0/33
2 940 t 1 20
C omment : f ull d iscussion i s i n L egge ( 1986). T he d ates a re b oth o lder a nd y ounger t han t hose f or t he c ontaining l ayer w hich b elongs t o t he K ebaran . O xA-396 i s a n e xample o f a g rain y ielding a n o lder h um ic f raction t hrough b eing i ncorporated i nto o lder s ediments .
' Ain N allaha S ample o f g rain i ncorporated i n t he N atufian s ite o f ' Ain X allaha ( Eynan), I srael. ( 33 10 'N , 3 5 33 'E ). S ubm 1 984 b y A 3 L egge f rom e xcavations o f 7 P errot ( 1960). F or a ccounts o f l ithics a nd b urials f rom s ite s ee V allat ( 1985), P errot a nd L adiray ( 1985) a nd S oliveres-Xassei ( 1985).
O x1-543 .
G rain o f
T riticum m estivum
C omment: t he g rain i s o f r ecent b readwheat;
3 30 t 1 00 s ee L egge
( 1986).
R akafet S ample o f G itter v etch f rom R akafet c ave , I srael ( 32'39 '1 , 3 5 96 'E). I d a nd s ubm 1 984 b y G C H illman . F or s ite s urroundings s ee V ita-Finzi a nd H iggs ( 1970). O xA-541.
S eed o f
V iola e rellia ,
D 20/56-7/x
2 760 t 2 00
C omment ( GC ): t he K ebaran-Natufian a ssociation o f t he R akafet p ulses w as i n d oubt, s ince t here w ere s o m e l ater p its i n t he v icinity .
H ayanim S amples f rom H ayonim C ave, V G alilee , I srael ( 29' 5 5 ' N , 3 5 1 3 ' E ). E xcav 1 965-1979 b y O . B ar-Yosef ( Bar-Yosef a nd G oren 1 973 ; S illen 1 984), i d a nd s ubs 1 985 b y X H opf.
O xA742 .
L upinus s eed 1 77 4 (9 .7)
1 2 ,360 t 1 60
O xA-743 .
L upinus s eed 1 76 4 (5)
1 2 ,010 t 1 80
C omment : S amples f rom L oc .4 , a d welling , r egarded a s E arly N atufian f rom a rtefacts o n t ypological g rounds . T he d ates w ere i ntended t o c onfirm w hether t he N atufians c ollected p ulses ; t he p ositive r esults a re a mong t he f ew d ates f or e arly N atufian s ites .
1 36
J .A.J .
G OWLETT a nd R .E .M .
H EDGES
N etiv B agdud S amples f rom N etiv H agdud , a ' Sultanian ' m ound i n t he l ower J ordan V alley , I srael ( 31 5 9 ' N , 3 5' 2 6 ' E ), e xcavated 1 983 b y 0 B ar-Yosef ( Bar-Yosef e t a l 1 980), i d b y X K islev a nd s ubm 1 985 b y 0 B ar-Yosef, p ublished i n G owlett e t a l(1986b). T he S ultanian i s a h eavy d uty t ool o riented f acies o f P re-Pottery N eolithic A ( Crowfoot-Payne 1 976). L ocation o f s ample i n g rid s ystem i s 198R10 , l evel 5 .55 . T his i s a r ubbish z one , 2 .60m b elow s urface , o verlain b y a t l east f our b uilding p hases .
O il-744 .
H ardens : s pontaneum/distichan g rains
9 700 *
1 50
C omment ( OBY): o ne o f t he e arliest s ecurely s tratified o ccurrences o f d omesticated t wo-rowed b arley i n t he N ear E ast.
V adi H a meh S amples f rom V adi H ammeh 2 7 , i n t he f oothills o f t he A ilun H ighlands , o verlooking t he J ordan V alley , c2 km N E o f t he a ncient s ite o f P ella ( modern v illage o f T abaqat F ahl) ( 35' 3 8 ' N , 3 2' 2 7 ' E ). C oll 1 984 b y PC E dwards a nd S X C olledge , I d b y S X C olledge a nd G C H illman .
Oxi393 .
C harred s eeds I I/D+/3/4
( unit b )
1 1,920 * 1 50
M A-394.
C harred s eeds I I/D/4/1
1 2 ,200 * 1 60
O xA507 .
C harred s eeds 1 1/D415/1
1 1,950 ± 1 60
C omment ( SIC): O xA-393 w as b ased o n s everal s pecies o f s mall r ound s eeds ( c 2 90 i n t otal c ollection), i ncluding s mall l egumes ( eg T rifolium/Obonis s pp .) s mall c ruciferae a nd r anunculaceae t ypes ; O xA-507 o n s im ilar c ollection ( c 1 60 s eeds i n t otal). O xA-394 w as b ased o n c harred m asses o f s eeds ( ?Chenopadium s p .). T he t hree s amples w ere t aken f rom d eposits i nside o ne o f t he N atufian ' houses ' ( in p lot D /D+ , e xcav b y P C E dwards). S ample X X/D/4/1 w as t aken f rom a l ayer d irectly o verlying a f loor l evel; X X/D+/5/1 c losely c orrelates w ith i t. S ample X X/D/3/4 ( unit b ) w as s lightly h igher i n t he s tratigraphic s equence . A ll o f t hese l ayers r epresented o ccupation d ebris a nd t he s ediments c ontained m any w orked N atufian f lint a nd s tone t ools .
O xA-393 a nd 507 w ere d ated f rom t he h umic c omponent, O xA-394 f rom c arbonaceous r esidue ; t he t hree d ates a re e ffectively t he s ame , a nd d emonstrate e arly I atufian o ccupation a t c 1 2 ,000 B P ( for f urther d etails s ee E dwards e t a l, 1 984 ; E dwards , i n p ress ; E dwards a nd C olledge , p ublished i n G owlett e t a l ( 1986b).
A CCELERATOR M ASS S PECTROMETRY
1 37
A NIXAL R EXAINS
A bu H ureyra S amples o f c harred b ane a lso f rom T rench E , b y A X T M oore a nd s ubm 1 984 b y A J L egge , D ept E xtra-Xural S tudies , U niv L ondon , a nd P R owley-Conwy , D ept A rchaeol, U niv C ambridge ( see L egge a nd R owley-Conwy 1 986). S ee B atten e t a l ( 1986) f or d iscussion o f s eparate f ractions d ated . H umic a nd f ulvic f ractions a re l abelled s eparately ; t he o ther d ates a re b ased o n c arbonaceous r esidue o f b one , w hich a ppears t o g ive t he m ost r eliable d ates .
L evel 3 26
1 1,070 t 1 60
O zA-387 .
C harred p halange o f. H oe ,
O zA-468 .
R epeat,
O zA-469 .
R unde a cids f rom O zA-468
1 0 ,920 t 1 40
O xA-470 .
R unde a cids f rom O zA-468
1 0 ,820 ± 1 60
O zA-407 .
C harred b one ,
O zA-408
H unde a cids f rom O z1-407
1 0 ,250 t 1 60
O zA-471.
R epeat,
1 0 ,620 ± 1 50
O zA-472 .
R unde o f E .281 o f O zA-473
1 0 ,750 ± 1 70
O zA-473 .
C harred b one o f E .281
1 0 ,000 t 1 70
O x1-430 .
C harred b one ,
O zA-431 .
H undc a cids f rom O zA-430
1 0 ,680 t 1 50
O x1-434 .
C harred b one ,
1 0 ,490 t 1 50
O zA-435 .
H undc o f a cids f rom O zA-434
O zA-476 .
F ulvic a cids f rom O zA-434
O zA-474.
C harred b one ,
V ild s heep ,
O zA 475 .
Charred b one ,
G azelle ,
1 1,090 ± 1 50
B os L evel 3 26
W ild s heep ,
V ild s heep ,
L evel 2 75
L evel 2 75
G azelle,
G azelle,
( repeat)
L evel E . 316
L evel 2 86
1 0 ,050 t 1 80
1 1,020 t 1 50
1 0 ,450 ± 1 80 9 600 t 2 00
L evel 2 06
L evel 2 52
1 0 ,930 t 1 50 9 060 t 1 40
S amples f rom T rench D , N eolithic l evels , e xcav f rom n ear t he b ottom o f t he V s lope o f t he N eolithic s ettlement, A bu H ureyra ( cf a lso E X d ates i n B urleigh e t a l 1 902a , p p 2 52-253), p ublished i n G owlett e t a l 1 987.
1 38
J .A.J .
L evel 7 3 ,
G OWLETT a nd R .E .M .
P hase 1
HEDGES
O mA-878 .
C harred w ild a ss b ona ,
O x1-877 .
C harred s heep/goat b one ,
0 m1-878 .
C harred w ild a ss b one.
L evel 6 8 ,
P hase 4
8 490 t 1 10
O xA-879 .
C harred w ild a ss b one ,
L evel 4 1,
P hase 4
8 570 t 1 30
O mA-880 .
C harred w ild a ss b one ,
L evel 1 0 ,
P hase 4
1 4 ,920 t 1 80
O xA-881 .
C harred s heep/goat b one ,
L evel 7 0 ,
L evel 3 2 ,
P hase 1
P hase 7
8 500 t 9 0 8 300 t 1 50
8 870 t 1 00
C omment C A JUN ): t hese d ates w ere o btained t o p rovide a n i ndependent c hronology f or c hanges i n e xploitation o f p lants a nd a nimals a t A bu H ureyra , a nd t o d ate t he s uccessive s ettlements t here . S amples O xA-876 , 877 , 878 , 879 , 880 a nd 881 c ame f rom T rench D , e xcavated n ear t he b ottom o f t he V s lope o f t he N eolithic s ettlement a t A bu H ureyra . S amples O xA-882 a nd 883 w ere f rom b asal l evels o f t he E pipalaeolithic s ite u nder t he N eolithic s ettlement i n T rench E . T he d eposits i n T rench D w ere e xpected , b ecause o f t heir l ocation , t o b elong t o t he i nitial e xpansion a nd s ubsequent f loruit o f t he N eolithic s ettlement , b ut n ot i ts f inal p hase o f o ccupation . T he A NS d ates f rom T rench D c onfirm t his a rchaeological o bservation . T he c ontexts f rom w hich t he s amples w ere t aken s pan t he e ntire s equence o f o ccupation i n t he t rench , f rom P hase 1 a t t he b ottom t o P hase 7 a t t he t op . T he d ates , e xcepting O xA-880 , a re c lose t ogether i n t ime , a nd O xA-876 , 877, 878 a nd 879 o verlap e ach o ther a t o ne s tandard l aboratory d eviation . T hey s uggest t hat t he a lmost 4 m o f s ettlement d eposit i n T rench D a ccumulated r apidly o ver a f ew c enturies a round 8 500 B P . T he d ates a gree c losely w ith a c onventional '4C d ate o n c harcoal o btained f or P hase 3 i n T rench D , B N1 721 : 8 410 ± 6 0 B P ( Burleigh e t a l 1 982b , p 2 84). T he b one d ated i n O xA-880 c ame f rom a n o ccupation l evel i n P hase 4 . T here a re n o k nown d eposits o n t he s ite a s o ld a s t he d ate o f t his s ample . T he b one m ay h ave c ome f rom a n o lder d eposit i n t he v icinity o f t he s ite , u nknown t o u s , o r t he d ate i s a berrant . O xA-881 c ane f rom a l arge p it d ug i nto t he s urface o f T rench D t hat w as r efilled w ith m aterial s imilar t o t he d eposits i n w hich i t w as e xcavated . T he d ate p rovides a m aximum a ge f or t he p it .
S hiqmim S ample f rom c amel j aw b one e xcavated a t S hiqm im , N V N egev , I srael. C oll b y T L evy a nd s ubm 1 983 b y C G rigson , R oyal C ollege o f S urgeons , L ondon .
O xl-135 .
Am ino a cids o f c amel b one f rom S hig em
1 982
2 10 t 1 50
C omment : d ate d emonstrates t hat t he c amel b one f rom a b aulk o f B ronze A ge d eposits i s i ntrusive a nd r ecent ( Gillespie e t a l , 1 985 , p2 45).
A CCELERATOR M ASS S PECTROMETRY
1 39
E arly E quids i n t he N ear E ast Am ino a cids r ecovered f rom b one s amples f rom e quid r emains f rom a rchaeological s ites i n D ept Z oology c ollection , B ritish M useum ( Natural H istory). S ubm 1 984 b y R B urleigh
( BE
a nd J C lutton-Brock
( B UN).
S amples
( id b y J CB)
s elected t o
p rovide d ates f or a pparently e arly o ccurrences o f h orse a nd a ss i n d omestic c ontexts ( Brunton a nd C aton-Thompson) 1 928 , p p 9 3 , 1 05 ; P etrie 1 914 , 1 934 , p p 1 51 6),
a s p art o f p rogramme f or i nvestigating c hronology o f e arly d omestic e quids
a nd t heir w ild p rogenitors i n N A frica a nd w estern A sia ( Burleigh 1 986 , B urleigh e t a l i n p ress ; C lutton-Brock a nd B urleigh 1 983 ; M eadow a nd U erpmann 1 986 , d ates p ublished i n G owlett e t a l 1 987). S pecimens t oo s mall p reserved f or c onventional r adiocarbon a nalysis . O xA-564 .
B adari a ss
o r c ollagen t oo b adly
7 00 ± 1 20
A xis v ertebra ( ref 1 73) o f E quus a sinus , c oil c 1 922 b y G B runton a nd G C atonT hompson , f rom A rea B 4 a t E l B adari, c 5 0 km S A syut, U pper E gypt ( 27 95 'N , 3 1'25 'E). E xpected a ge P redynastic , c5 200 B P .
O xl-565 . E piphysis o f
G aza h orse l eft m etacarpal
3 400 t 1 20 o f
E quus f erus ,
c oll
1 933-1934 b y V X F P etrie ,
f rom
B urial 1 474 ( Hyksos p eriod , c 1 650-530 B C) a t T ell e l A iJul, G aza , S inai, E gypt ; n ow I srael M ilitary A dministration ( 31 30 'N , 3 4 30 'E). E xpected a ge c 3 300 B P .
Ox1-566 .
T arkhan a ss
4 390 t 1 30
P art o f i ncisor r egion o f m andible o f E quus a sinus , f rom T omb 2 053 ( 1st D ynasty , c2 850 B C) a t T arkhan , ( 29 40 'N ,
3 1 15 'E).
E xpected a ge
c oil 1 913 b y W X F P etrie , n ear C airo , L ower E gypt
c 4 100 B P .
G eneral c omment(JAJG , J C-B , R B): r esult f or G aza s pecimen ( Oxi-565) i s e arliest d ate o btained f or d omestic h orse i n N ear E ast. O ther s keletal r emains f or d omestic h orse d ated i ndirectly f rom a rchaeological e vidence ( see r efs c ited i n M eadow a nd U erpmann 1 986) h ave b een r ecovered f rom A rad , I srael ( EB2 , 2 950-2650 B C ), M iddle B ronze A ge J ericho , a nd f rom d estruction o f f ortress o f B uhen , E gypt ( 1675 B C). O xA-564 s hows t hat r emains o f a ss f rom B adari a re i ntrusive i nto P redynastic l evel, b ut d ate f or r emains f rom T arkhan ( OxA-566) a grees w ith a ge e xpected o n a rchaeological g rounds a nd i s e arliest d irect d ate f or a ss s o f ar ( Burleigh e t a l i n p ress).
1 40
J .A.J .
G OWLETT a nd R .E .M .
HEDGES
D ATES B ASED ON CHARCOAL OR U NIDENTIFIED C HARRED BONE
J ebel N aJa S ample f rom J ebel ( 31' 5 0 '
N ,
3 7
2 5 '
N aJa 2 321 a ceram ic N eolithic s ite ,
E ),
e xcav 1 983 b y A B etts
( 1983 ,
B lack D esert,
1 984,
1 985).
EJ ordan
T he s ite l ies o n
a s teep s lope o verlooking W adi Q uattafi w here i t e merges o ut o f t he b asalt f rom i ts s teep c ut w adi o nto t he o pen g ravel P lains ( Betts , 1 985 , p 3 6). T he s ite i s c entred a round a c luster o f c orrals a nd c leared t erraces . T rench 4 00 r evealed t he f ill o f a s mall h ut ; t rench a long o utside o f h ut w all c ontained t hree f irepits , a shy d eposits , f ire-cracked f lint , a nd t races o f a b ead-making w orkshop . 2 321 i s a s ingle p eriod s ite . S ample c ane f rom l evel 4 08 , a p it f illed w ith b lack a sh a nd d iagnostic a rtefacts , s ealed b y 4 03 a nd c ut i nto 4 07 , b oth o f w hich c ontain t he s ane d iagnostic m aterial.
0 x1-375 . C omment : A lmost 1 930s .
T he s ample w as c 2 0cm b elow s urface .
C harcoal f rom p it,
l evel 4 08
7 430 t 1 00
2 321 b elongs t o a g roup o f s ites w hich c ontain d istinctive f lint t ools .
1 00 o f t hese s ites a re n ow k nown a nd o nly o ne p reviously e xcavated , i n t he I t w as t hought t hat t he d ate c ould p otentially l ie a nywhere b etween 1 2,000
a nd 3 000 B C
( date p ublished i n G owlett
V adi e l J ilat,
e t a / ,
1 986b .
p 2 17).
J ordan
S amples s ubm 1 985 f rom a s urvey a nd e xcavation p roject c onducted b y t he B ritish I nstitute 'in A mman i n t he A zraq a rea o f J ordan ( 31' 3 0 ' N , 3 6' 2 3 ' E ), d irected b y A N G arrard ; s ee G arrard e t a l ( 1985 , 1 986). G arrard a re t aken f rom G owlett e t a l ( 1986b , p 2 17).
0 x1-519 .
B urnt b one ,
S ite 9 ,
S quare 1 ,
D eposit 2 A
T hese c omments b y A N
2 1,150 t 4 00
C omment : b urnt b one c ollected f rom a n U pper P alaeolithic o ccupation c ontained i n a w eathered p alaeosol. S ince n o s oil i s f orming i n t his a rea u nder p resent a rid c onditions , t he d ate p rovides a u seful i ndication o f a p eriod o f m ore h umid c limatic c onditions w ith c ontinuous p robably s teppic v egetation c over .
° xi-520 . C omment :
Charcoal,
S ite 1 0 ,
S quare 7 ,
D eposit 1 1B
1 4 ,790 t 2 00
t his o ne p hase E pipalaeolithic o ccupation i s l ikely t o r epresent a s hort
t erm e ncampment,
a s m any o f t he a rtefacts w ere c on joinable a nd t he t ool k it w as
v ery r estricted . I t h ad a l ow m icrolithic c omponent a nd b ore l ittle r esemblance t o t hat f rom a ny o ther E pipalaeolithic s ite i n t he r egion . T he o ccupation w as c ontained i n a eolian s ilts i ndicating d rier c onditions a t t he t i m e o f f ormation .
0 x1-521.
C harcoal,
S ite 8 ,
O xA-838 .
B urnt b one ,
S quare 3 ,
S ite 8 ,
D eposit 4 C
S quare 3 ,
D eposit 4 D
1 3 ,310 t 1 20 1 0 ,540 t 1 60
A CCELERATOR M ASS S PECTROMETRY
C omment :
1 41
t his s ite w as h eavily d eflated a nd w as c ontained
( like s ite 1 0 a nd t he
u pper p hase o f s ite 6 ) i n a n a eolian s ilt a ccumulation . T he i ndustry c ontains e lements o f t hose f ound i n a ll t hree p hases a t J ilat 6 , a nd i t i s p ossible t hat t here i s s ome m ixing a s a r esult o f e arlier p eriods o f d eflation a nd/or r odent b urrowing .
OxA-522 .
C harcoal,
OxA-523 .
B urnt b one ,
O xA-524.
C harcoal,
S ite 6 ,
S quare 4 ,
D eposit 8 A
1 5 ,520 ± 2 00
O xA-525 .
C harcoal,
S ite 6 ,
S quare 1 ,
D eposit 54
1 6 ,010 ± 2 00
Ox1-539 .
Charcoal,
S ite 6 ,
S quare 1 ,
D eposit 1 4A
C omment :
S ite 6 ,
S quare 4 ,
S ite 6 ,
D eposit 1 2A
S quare 2 ,
1 1,740 ± 8 0
D eposit 1 2A
1 1,450
2 00
7 980 ± 1 50
d ates o btained f rom a 2 m x 2 m s ounding w hich w as c ut t hrough t he h ighest
p art o f an 1 8 ,000 s q m E pipalaeolithic
' tell'.
T he t rench w as c ut t o a d epth o f
1 .5m , b ut o nly t he t op 1 .0m y ielded o ccupation d eposits , w hich c ould b e d ivided i nto t hree p hases s eparated b y s em i-sterile d eposits . O xA-524, 525 a re f rom t he t op p hase, o f v ery d ense o ccupation c ontained i n a eolian d eposits i ndicating d ry c onditions ;
t hree o bvious f loor l evels ,
t he u pper o ne c onsisting o f c rushed l ine
a nd t he l ower t wo o f c ompacted r ed p ig m ented s urfaces . T here w ere m any r odent b urrows , b ut e very e ffort w as m ade t o i solate t he c ontents o f t hese . T he l ithic a ssemblage w as v ery d istinctive c omprising a g eometric b acked b ladelet a ssemblage d ominated b y t riangles a long w ith s ome l unates a nd m icrogravettes . T he o nly c lose p arallel w as f ound a t E in G ev I V i n P alestine , a nd i s t hought t o d ate t o b etween 1 1-13 ,000 B P . 2 0-30cm o f s em i-sterile s ediments s eparate t he u nderlying m iddle p hase ,
w hich i s a
s hort t erm o ccupation i n a s oil p rofile , i ndicating m ore h um id c onditions . T he i ndustry w as a gain v ery d istinctive , c haracterised b y l arge n on-geo m etric n icroliths o f w hich L a N ouillah p oints a re t he m ost p ro m inent . T his s ort o f m aterial h as b een r adiocarbon d ated i n S inai a re f rom t his p hase .
t o 1 2 ,500-14,000 B P .
O xA-522 ,
523
T he l owest p hase i s a s hort t ern o ccupation i n s oil p rofile i ndicating m ore h u m id c onditions , s eparated f rom o verlying h orizon b y 8 -12cm o f s end-sterile s ediments . T he i ndustry w as a gain q uite d ifferent - t his t i m e b eing d om inated b y t hin , f inely m ade , c urved p ointed , a rched-backed b ladelets . T here i s a v ery c lose p arallel i n K ebara l evel C ,
w hich i s t hought t o d ate
( on r elative g rounds)
n o l ater t han
1 4 ,500 B P . T he o nly d atable s ample w as a v ery s mall p iece o f c harcoal r etrieved b y f lotation ( OxA-539). C omment ( Lab): A I G arrard b elieves t hat t he l ate d ate ( OxA-539) m ay b e t he r esult o f c ontamination i n t he e arth-flushing p rocess . T he I nversion i n t he o ther d ates i s u nexplained , a nd f urther d ates a re n eeded t o i nvestigate t he i ssue .
0 2A-526 .
C harcoal,
S ite 7 ,
S quare 6 ,
D eposit 2 81
8 810 ± 1 10
O x1-527 .
C harcoal,
S ite 7 ,
S quare 8 ,
D eposit 2 54
8 520 ± 1 10
1 42
J .A.J .
A zraq e sh Shiahan ,
G OWLETT a nd R .E .M .
S ite 3 1
T his A ceramic/Ceranic N eolithic t ransitional s ite b urials - O xA-871)
HEDGES
( cut b y e arly I slamic
i s l ocated a mongst s ilt d unes o verlying c alcretes a djacent t o
Q a e l-Azraq - t he m ajor p laya a t t he c entre o f t he A zraq B asin . O x1- 8 70 .
C harcoal,
O xl-871.
B one ,
C omment(ANG):
S q .1,
S q .14,
D ep .10
8 350 t 1 20
D ep .107
1 280 t 9 0
t he s ite i s o f i nterest
i n p roviding t he e arliest d ates f or
o vicaprid p astoralism f rom e astern J ordan . I n a ddition t o o vicaprids , g azelle , c attle a nd a ss b ones , A zraq 3 1 a lso p roduced s mall q uantities o f c ultivated h ulled b arley ( Hordeum s ativum a nd w hat ( Triticum s p .) s eeds .
W adi e l J ilat,
S ite 1 0
T wo f urther d ates a re s ignificantly y ounger t han O xA-520 o n c harcoal
f rom t he s ame l evel.
s hort t erm o ccupation
A rioune,
( 14,790 ± 2 00)
b ased
T he a rchaeological e vidence p oints t owards a
( Archaeometry D atelist 4 ,
p 2 17).
Syria
S amples f rom t hree d ifferent p arts o f t he N eolithic s ite o f A rjoune, S yria ( 34 3 3 ' N , 3 6' 3 1 ' E ), e xcav 1 978-1982 b y P J P arr , s ubm 1 985 b y C G rigson a nd P J P arr . A nimal b one s amples a re f rom f ill o f h abitation p its , h uman b one f rom b urial.
0 x1-571 .
1 rJoune V ,
4 03 .2 ,
b urnt b one f ragment
0 m1-617 .
A rJoune V ,
4 03 .2/3 ,
O m1-650 .
A rJoune V ,
1 02 .3 ,
0 x1-572 .
1 rJoune V I,
7 00/800 .3 ,
0 x1-573 .
A rioune V I,
8 04 .3 ,
O x1-816 .
A rJoune V I,
7 01.31 ,
carbonised g rain
5 810 t 8 0
0 x1-817 .
A rioune V I,
7 02 .38 ,
c arbonised g rain
5 850 t 80
O m1-818 .
A rJoune V I,
7 02 .3 ,
0 m1-574 .
A rioune V II,
1 002 .3 ,
b urnt b one f ragment
6 440 t 9 0
0 m1-575 .
A rJoune V II,
1 010 .2 ,
p ig t ibia
6 600 t 1 00
O m1-576 .
A rjoune V II,
1 002 .3 ,
p ig t ibia
6 760 t 1 00
p ig a tlas
b urnt b one f ragment
b urnt b one f ragment
b urnt b one f ragment
p ig u lna
6 510 t 1 00 6 670 t 1 40 6 700 t 1 10
4 730 t 1 00 5 650 t 1 00
5 450 t 1 10
A CCELERATOR M ASS S PECTROMETRY
1 43
C omment : t his s ite p roduced a n i ndustry r eminiscent o f t he e arly t o m id P re-Pottery N eolithic B o f t he L evant, a nd t he t wo d ates a re w ell w ithin t he e xpected r ange . T hree c lusters o f s tone s tructures w ere v isible a t t he s ite s urface a nd a p ortion o f a s tone c ircle w as e xcavated w hich w as b uilt f rom s tone s labs p laced o n e nd , w ith i nternal s ubdivisions .
T he s ite w as m ost i nteresting f or e vidence o f s ubsistence, p reserving p lant r emains i ncluding w ild e inkorn , e mmer , b arley , v arious sm all-seeded g rasses , l egumes , c henopods , l iliaceae , e tc .; b ut a lso a n umber o f g rains o f c ultivated h ulled b arley a nd c ultivated e inkorn . F urther e xcavation m ay d etermine w hether t he c ultivars w ere p rocessed l ocally o r p erhaps i mported . B y c ontrast , t he f aunal r emains w ere m ore o r l ess i dentical t o t hose o n t he e arlier J ilat s ites ( mainly g azelle , b ut w ith a ss , h are, f ox , w olf a nd t ortoise). T here w as a bsolutely n o t race o f c losely-husbanded l ivestock , i n p articular o vi-caprids , s uch a s w ere f ound a t m ost o f t he c ontemporary s ites i n w estern J ordan a nd P alestine w here c ultivated p lants a re a ttested . F urther d ates f rom t he A zraq b asin w ith c omments b y A I G arrard a re l isted i n G owlett e t a l 1 987, p p 1 35-136 . S ee a lso G arrard e t a / ( 1985 , 1 986). I n s ummary t hese a re : V adi e l U waynid ,
S ite 1 8
T hese t hree d ates w ere o btained f rom c harcoal e xcavated f rom a n e arly B pipalaeolithic ( and p ossible U pper P alaeolithic) s ite f ound e roding f rom a n a lluvial t errace i n t he W adi e l U waynid , 1 0 k m t o t he S W o f A zraq . O zA-864 .
C harcoal S q .5 ,
O zA867 .
C harcoal, S q .9 ,
D ep .19A
2 3 ,200 t 4 00
O zA868 .
C harcoal,
D ep .3i
1 9 ,500 t 2 50
V adi e l Uw aynid ,
D ep .15B
S q .1,
1 9 ,800 t 3 50
S ite 1 4
T his s ite l ies 1 20 m d ownstream f on U waynid 1 8 i n a s imilar c ontext . O zA-865 .
C harcoal,
S q .10 ,
OzA-866 .
C harcoal,
S q .5 ,
A zraq e sk S hishan ,
D ep .15 D ep .18
1 8 ,900 t 2 50 1 8 ,400 t 2 50
S ite 1 7
T he c harcoal u sed f or t his s ample c ane f rom a n E pipalaeolithic o ccupation c ontained i n a eolian s ilts o verlying a c alcrete i n t he A zraq e sh S hishan m arshes . O zA-869 .
C harcoal,
S q .11,
D ep .11
1 3 ,260 t 2 00
1 44
J .A.J .
O xi 577 .
Ä rJoune V II.
1 007 .3,
G OWLETT a nd R .E .M .
h um an b one
HEDGES
6 480 t 1 30
C omment : f or a p reliminary a ccount o f t he s ite s ee K arfoe e t a l ( 1981). A rJoune V a nd V II a re b elieved t o b e s hort-term o ccupations ( I) J P arr , p ars c ommun), a nd b oth a re e ffectively t he sane a ge, c 6 800 B P . A rJoune V I c learly r epresents l ater o ccupation . F inal r eport f orthcom ing i n B AR ( Parr , i n p rep).
P akistan S heri K han T arakal S amples f rom S heri K han T arakai ( 32 5 1'N , 7 0* 2 8 'E), n ear J ani K hel, B annu D istrict, N VFP , P akistan , c oil 1 986 b y J A J G owlett i n c ollaboration w ith F K han , U niv o f P eshawar , R J K nox , B A , a nd K D T homas , I nst A rchaeol, U niv L ondon . T he n ewly d iscovered p re/protohistoric s ite h as p ainted p ottery , g round a nd f laked s tone t ools , a nd t erracotta f igurines ( Khan e t a l 1 986 , i n p ress). S ample f rom t rench a t P oint B , w here a m odern f ield t errace b ank i s c ut b y a g ully , e xposing a s ection o f s ilty s ediments c ontaining a rchaeological r emains . C h ia-982 .
L ow-fired c lay w ith o rganic m aterial,
1 1
5 660 t 2 00
S ample f rom a t rench m ade a t e ast e nd o f s ite , w here t wo l arge w ater j ars w ere f ound i n a p it . O xA-968 i s f rom c harcoal s ealed u nder a l arge s herd f rom o ne o f t he j ars ; O xA-1003 f rom c harcoal a bout 5 c m l ower . M A-968 .
C harcoal,
1 7
4 590 ± 7 0
O KA-1003 .
C harcoal,
1 8
4 950 t 1 20
C omment : t hese p reliminary d ates m ay e stablish t he r ange f or t he s ite , w hich h as a s t ,ratigraphy 3 -4 m d eep i n p laces . S ince O xA-968 c annot b e o n i ntrusive c harcoal, i t a ppears t hat O xA-1003 i s b ased o n c hacoal f rom o lder w ood .
I slam C howki S amples f rom t he K ot DOian s ite o f I slam C howki n ear B annu ( 33' OPI , 7 0' 3 5 'E) c oil b y J AJG i n c ollaboration w ith F K han , J R K nox a nd K D T homas . T he s ite r epresents a s mall v illage w ith m ud b rick a rchitecture , p ainted p ottery , s tone t ools a nd t erracottas . O x1-1004 .
C harred g oat d ung ,
0 1 t1-1005 .
C harcoal f rom l ens ,
S ample 1 , S ample 2
f irepit
4 010 t 1 20 4 160 t 1 00
C om m ent : s amples w ere t aken f rom a s ection e xposed b y r ecent n on-archaeological d igging . O xA-1004 w as f rom a f irepit c 7 0 c m b elow s urface, a nd f rom t he n ature o f t he s ample s hould b e c ontemporary w ith t he f eature . O xA-1005 i s f rom a l ens o f c harcoal 4 0 c m l ower i n t he s ection . c l a lso B A-1941 ( 3690 ± 4 50 B P).
Chronologies in the Near East, Aurenche 0 ., evin J . and Hours F . eds. BAR International S eries, 1 987
B A C K G R O U N D A N D P R O C E D U R E S O F1 4 C C A L IBR A T IO N J .
ABSTRACT:
The
p aper
d etermination procedure
of
d iscusses
a s well
can
c omputers.
r eal-age
probabilities
p ersonal
L ' article
radiocarbone en
maniere
d ' äge
r eel.
i s
d iscute
adequately
C ette r outine on p eut
I n
in
conventional
conventional be t his
VAN
ages
p erformed way
radiocarbon
i nto
by
a graphical
r eal
age
ages.
This
f it
f or
programs
r epresentation
f or
obtained. d es
i ncertitudes
c onventionnels
" calibration". c ette
uncertainties
t ranslating
c alibration
use
l 'emploi
i n
on
routine
RESUME:
a s
W .G. MOOK, H . HASPER, DER PLICHT
que
d erniere d e
dans
c orrection
programmes
obtenir
une
tant
l eur
dans
l a
determination
t ransformation p eut
adaptes
valablement
ä d es
r epresentation
en s e
ordinateurs
graphique
age
d es
ages
r eel,
f aire
p ersonnels.
d es
ou par D e
p robabilites
D efinitions C onventional 1 4 C a ge = a ge o f s ample i n y ears b efore 1 950 P resent=BP) b ased o n i nternationally a greed c onventions:
A D
( Before
1 4 1 4 . 1 . S pecific C a ctivity o f s ample ( A i n d isintegrations o f 14C p er g ram o f c arbon=dpm/gC) t o b e c ompared w ith s tandard s pecific a ctivity e qual t o 0 .95 o f s pecific a ctivity o f N BS O xalic A cid (1 4. s A
.
0 .9514A0x) o r t o 0 .746 o f
O xalic A cid ( 14A s = 0 .746 1 4 A
NOX
2 .
1 4
A
o f
s amples
f ractionation t o
3 .
1 4
h alf-life
4 .
T he
1 4
C
( T
a nd 1 3
1/2
1 4
t o
NOX
0'
a ctivity
o f
N BS
N ew
) .
A
5 =-25 o /
s pecific
1 4
b e
A
o x
t o
c orrected 1 3
5 =-19 0
f or
i sotope
/ 0 0'
)t o b e u sed i s 5 568 y ears.
a ge o f s ample
( T )
i s t hen :
T =-(5568/1n 2 )1n 14A/14A R eal a ge = a ge i n c alendar y ears, p referentially t o b e q uoted o n t he A D/BC c alendar . A ges d eterminated b y d endrochronology a re o ften r eferred t o a s d endro-ages ( in d endro-years). C alibration = t ranslation o f ( conventional) 14 C a ges ( BP) i nto r eal a ges, a ccording t o T rondheim 1 985 c onvention t o b e q uoted a s c al A D o r c al B C.
1 46
W .G .
W hy d iscrepancy b etween
1 4
W OK ,
H .
H ASPER ,
J .
V AN D ER P LICHT
C a ge a nd r eal a ge ?
1 - E ven p erfect p hysical m easurement o f
1 4
C a ctivity h as a n i ntrinsic
( statistical) u ncertainty; t his i s g iven a s a s tandard d eviation ( a). P robability r ange o f T ±a i s 6 8%, T ±2a i s 9 4%, T ±3a i s 9 9 .7% . This a i s d ue t o s tatistical c haracter o f r adioactive d ecay a nd c an o nly b e m inimized b y r egistrating a l arge n umber o f e vents ( large c ounter c ontaining l arge q uantity o f s ample,
o r/and l ong m easuring t ime).
2 -N on-perfect p hysical m easurement c auses s hift i n T ; d ue t o e rror i n: 1 . s tandardization (1 4 A ) 2 .
3 . 4 . 5 .
t his
c an
b e
p ressure a nd t emper aure m easurement d uring g as c ounting ( GC) o r i n q uantity d etermination o f b enzene f or l iquid s cintillation c ounting ( LSC) p urity o f c ounting g as o r q uenching o f b enzene f ractionation m easurement (1 3 5 ) b ackground o f t he c ounting e quipment w ith n o t he s ample.
1 4
C
p resent
i n
3 - C ontamination i n w idest s ense, i .e. d uring r esidence o f s ample i n t he g round, b y p reservation o r d uring s ample c ollection, m ay i ntroduce f oreign c arbon i n t he s ample m aterial. 4 - F or s amples o f c ertain g eochemical n ature, t he o riginal 1 4 C c ontent m ay n ot o r i naccurately b e k nown: d ates o f m arine a nd f reshw ater s hells a nd o f u nderwater p lants s uffer f rom t he a pparent 1 C a ge o f d issolved c arbon i n t he w ater; t he o riginal l ' C c ontent o f g round w ater s trongly d epends o n t he s ource o f d issolved c arbon a nd p rocesses i n t he u nsaturated z one. 5 -T he a tmospheric 1 4 C c oncentration h es n ot b een c onstant t hroughout t ime. T his e ffect i s k nown a s n atural 1 C v ariations. H ow t o o vercome t hese d iscrepancies ? 1 .
2 . 3 .
T he s tatistical n ature o f d ecay i s w ell k nown, b ut f orms t he m ajor c omplication o f c alibration; a c an b e m ade a s s mall a s r equired ( in p rinciple), p rovided e nough s ample a nd p roper e quipment a re a vailable. T he p hysical m easurement h as t o b e c arefully c ontrolled b y p roper e quipment, s tandard g ases a nd i ntercomparison s amples. I f c ontamination c onsists o f i norganic o r o rganic m atter f oreign t o t he s ample m aterial, i t c an i n g eneral l argely o r c ompletely b e r emoved b y p roper c hemical m ethods. A nalytical m ethods c an b e e xploited t o d etermine s ample p urity ; c omparable p reparative
4 . 5 .
m ethods c an b e a pplied t o o btain p ure s amples, e specially n ow t hat t he A MS t echnique c an d ate s mall f ractions. T hese p roblems a re s ubjects o f g eochemical s tudies, o f w hich a d iscussion i s b eyond t he s cope o f t his p aper. E specially t he m edium-term 1 1 C v ariations ( amplitudes o f 5 0 t o 2 00 y ears)
a re
o f
g reat
c once v i,
s ince
t hey
c ause
d isturbing
i rregularities ‚ „ in t he 1 C t imescale. V ariations a re d etermined b y IC d ating o f d endrochronologically d ated r ings. T his r esults i n a c alibration c urve.
b est t ree
1 4
C C ALIBRATION
C onclusion : c alibration o f.
1 47
C alibration o f a c urve.
T he
1 4
C a ge i s p erformed b y u sing t he
p roper
c alibration p rocedure i s c omplicated b ecause
- i rregularities i n t he c alibration c urve, 1 4 - t he s tatistical u ncertainty o f t he C l aboratory.
a ge
o btained
i n
t he
C alibration C alibration r emoves d iscrepancies b etween 1 .
Treal
2 .
3 .
1 4
C a nd r eal t ime d ue t o:
l ong t erm t rend w hich c ould s eparately b e r emoved b y a pplying : = 1 838 - 0 .71T- 1 .61x10 - 4
T2 c ony+
1 .5x10 8
T3
c ony
( Wendland a nd D onley, 1 971, a djusted t o y ield r eal a ges A D/BC w here B C c ounts n egative). u se o f t he e rroneous h alf-life o f 5 568 y ears w ith c onventional d ates i nstead o f t he b etter v alue o f 5 730 years, which error c ould b ut s hould n ot s eparately b e r emoved b y m ultiplying c onventional d ates b y 1 .029 . N atural m edium-term v ariations.
R emark: A pplying c urrent c alibration c urves a utomatically i mplies c orrecting f or l ong-term t rend a nd f or e rroneous h alf-life. / -S pecial f eatures o f c alibration ( curves) 1 .
2 .
3 . 4 . 5 .
N o d ifferences h ave y et b een o bserved i n 1 4 C c oncentrations o f c ontemporaneous t ree r ings f rom t he s ame h emisphere ( see, f or i nstance, S tuiver a nd P earson, 1 986). 1 4 C a ges o f t ree r ings f rom t he S outhern H emisphere a ppear 3 0 y ears o lder t han t hose o f c ontemporaneous r ings f rom t he N orthern ( Lerman e t a l ., 1 970). A mplitudes o f v ariations d epend o n t he t ime-width o f s amples d ated ( see b elow). H orizontal p arts o f t he c urve t end t o c luster 1 4 C a ges ? f s amples o f v arying r eal a ges ( about 1 00 y ears) a round o ne 1 C a ge. S teep v ertical p arts o f t he c urve t end t o s pread 1 4 C a ges o f s amples w hich h ave a n arrow r ange o f r eal a ges.
6 .
T he c alibration c urve i tself h as s tatistical u ncertainty p rocedures o f c alibration).
( see
2 - S election o f c alibration c urve D uring r ecent y ears a v ariety o f h igh-precision c alibration c urves w ere o btained , p rimarily o n G erman a nd I rish O ak, a nd A merican R edwood. Radiocarbon , v ol.28, 2 B c ontains t he m ajority o f d ata . F loating c hronologies o n v ery o ld m aterial a re s till t o b e m atched b y u sing S uess' c urve o n t he B ristlecone p ine ( Suess, 1 978). T he i nternational r adiocarbon c ommunity h as d ecided t o r ecommend o nly t hose c urves o r p arts t hereof,
t hat h ave l b een
c ross-checked
b y
a nother l aboratory. D uring t he T rondheim 1 4 C c onference i n 1 985 t he c urves o f S tuiver a nd P earson ( present t o 5 00 B C) a nd P earson a nd S tuiver ( 500 t o 2 500 B C) h ave b een r ecommended. T he s ituation w ould h ave b een i deal i f a c urve w ould e xist b ased o n
1 48
W .G .
M OOK ,
H .
H ASPER ,
J .
V AN D ER P LICHT
s ingle-year t ree r ings, s uch a s t he c urve o f D e J ong , B ecker a nd M ook f or 3 900 t o 3 200 B C ( revised i n R adiocarbon , v ol.28, 2 B). S tuiver a nd P earson g enerally u sed 1 5-year t ree-ring s amples. S ome c aution i s t herefore n eeded a pplying t heir c urves t o, f or i nstance, g rain s amples, b ecause t he c urve l acks t he d etail n eeded f or m aterial o f o ne-year g rowth. 3 - T ime-width o f s amples S trictly t here i s n o q uestion o f o ne c alibration c urve. T he b asic c alibration c urve, b ased o n t he a ctual t ree-ring m easurements, h as t o b e s moothed t o a pply t o s amples h aving a c ertain t ime-width, i .e. c overing a c ertain n umber o f g rowth y ears. T his s moothing c an e asily b e p erformed b y c omputer a pplying a m oving a verage p rocedure. I f a b asic o ne-year c urve w ould b e a vailable, i t i s e asy a nd p robably s ufficient t o p rovide a rchaeologists w ith 1 -year, 1 0-year, 5 0-year a nd 1 00-year c urves ( Mook, 1 983). T he 1 5-year c urves o f S tuiver a nd P earson c an b e s moothed t o g ive 5 0-year a nd 1 00-year c urves. T he l arger t he s igma v alue o f t he c onventional 1 4 C a ge t o b e c alibrated, t he l ess i mportant i t i s t o c arry o ut t he s moothing p rocedures ( Mook e t a l ., 1 979 ). 4 -A pplying t he c alibration c urve T he f irst t hing t o d o i s a djusting t he s igma v alue o f t he t o i nclude t he s igma o f t he c alibration c urve, 0
=
-
J0
2 dat e
+
0
1 4
C
a ge
a ccording t o
2 cur ve
A fter d oing t his t he u ncertainty r ange o f t he c alibration c urve i tself c an b e n eglected . O nly i f t he c alibration c urve w ere a s traight l ine, w ould t he G aussian e rror i n t he 1 4_ u a ge b e t ranslated i nto a G aussian d istribution o f t he r eal a ge. I n g eneral t his i s n ot t he c ase. I rregularities i n t he c elibration c urve, t ogether w ith t he s tatistical u ncertainty i n t he 1 C a ge, r eveal a r eal ( calibrated) a ge w hich i s v ery i rregular a nd c an t herefore n ot b e g iven a s a n ( age ± s igma ) v alue. I t i s s afe t o g ive a n a ge r ange. H owever d oing t his, v aluable i nformation i s l ost, b ecause t he e ntire r ange i s n ot e qually p robable. T he c alibrated d ate c an e ven r esult i n t wo o r m ore p referential r eal a ge r anges. 1 4 T he b est w ay t o h ave t he C l aboratory p rovide a s mall g raph s howing t he r esult o f e ach c alibration. T he a rchaeologist t hen c an f orm h is o wn o pinion p out p robabilities. C alibration c ertainly d oes n ot m ake t he u se o f 1 C e asier! O n t he o ther h and, e xamples e xist t hat d iscrepancies i n t he p ast c an n ow b e u nderstood. T he p rovision G roningen p rogram i s b eing d eveloped o n a n I BMc ompatible P C w ith a m athematical c o-processor ( details t o b e p ublished). A t p resent, c alibration i s p ut i nto o peration a ccording t o d ata f rom S tuiver a nd P earson ( 1986) a nd P earson a nd S tuiver ( 1986)(i.e. A D 1 940-BC 2 490). T he d ata p oints f rom a m atrix
( x,y)=(AD/BC,
B P)
a nd a re f itted w ith
1 4
C C ALIBRATION
1 49
a c ubic ( i.e. s econd o rder) s pline. T he r esulting f unction y =f(x) o btained t his w ay r epresents t he c alibration c urve. T he c rucial p art o f t he c alibration p rocess i s t he t ranslation o f t he r adiocarbon a ge ( BP, y -axis) i nto t he c alibrated a ge ( AD/BC, x a xis) v ia t he f unction y =f(x). T he r adiocarbon a ge ( dating r esult) h as a G aussian d istribution: y= y + o w here o i s t he s tandard o Y ' Y ' d eviation ( 68% p robability). U nless t he c alibration c urve y =f(x) h appens t o b e a s traight l ine, t he c alibrated d ate h as p robably d istribution a long t he x -axis w hich i s n ot G aussian, a nd t herefore t he s tandard d eviation s o c an n ot b e d efined. H ence t he c alibrated r esult c an o nly b e t ruly r epresented i n a g raphical w ay. T he p robability d istribution a long t he x -axis i s g iven b y t he e xpression: x 1 1 E yo I 2 e xp I - 72. o y d x -
w hich i s n ormalized b y i ntegrating t o x =+-. I n r eality, t he i ntegration b oundaries a re c hosen a s t hese p oints a long t he x -axis w hich c orrespond t o y ± 3 o , . A s a n e xample f igure 1 s hows t he r esults f or r adiocarbon ° d ate y ± a )= 4 80±70 B P. T he g raph c ontains a s elected p art o f t he c alibra don & irve, t he d ating r esult a s a G aussian a long t he y -axis a nd t he r esulting p robability d istribution f or t he c alibrated d ate a long t he x -axis. T he i ntegration s tep s ize d x i s u ser d efined, a nd w as t aken a s 2 y ears i n t his e xample. T he e xample i llustrates c learly t hat t he c alibrated d ate d ate c an n ot b e g iven a s a s imple r esult o f t he f orm ( x ± a ) . x I t i s o ur o pinion t hat i n t ime a c onsensus a bout t he m ost p roper a nd u nambiguous c alibration p rocedure a nd a bout t he u se o f c alibrated a ges w ill b e r eached. W. G.
BO O K
Ce nt r u m
an d
vo o r
J. V A N
DE R
Is ot o pe n
Uni ve r s i t y
of
On de r z o e k Gr o ni n g e n H.
Ph y s i c s Uni ve r s i t y
PL I C H T
HA S P E R
La b o r at o r y
of
Gr o ni n g e n
R EFERENCES L ERMAN J .C., M OOK W .G ., V OGEL J .C. 1 970 C -14 i n t ree r ings f rom d ifferent l ocalities. I n O lsson I .U ., e d.: R adiocarbon V ariations a nd A bsolute C hronology . N obel S ymposium X II. S tockholm, 2 75-301. M OOK W .G.,
1 979
D E J ONG A .F .M.,
G EERTSEMA H .
A rchaeological i mplications o f n atural P alaeohistoria , X XI, 9 -28.
c arbon-14
v ariations,
M OOK W .G. 1 983
I n M ook W .G. P ACT P ub1.8,
a nd W aterbolk H .Tj., 5 17-525.
e ds.:
1 4
C
a nd
A rchaeology .
1 50
W .G .
M OOK ,
H .
H ASPER ,
J .
V AN D ER P LICHT
P EARSON G .W., S TUIVER M . 1 986 H igh-precision c alibration o f t he r adiocarbon t ime s cale, 2 500 B C, R adiocabon, S TUIVER M ., P EARSON G .W . 1 986 H igh-precision
2 8,
2 B,
J olla
w ood,
8 39-862.
c alibration o f t he r adiocarbon t ime s cale,
1 950-500 B C, R adiocabon , S UESS H .E. 1 978 L a
5 00-
2 8,
m easurements
R adiocarbon ,
2 B,
A D
8 05-838.
o f r adiocarbon i n t he t ree-ring d ated
2 0,
1 -18.
2 5 0 2 0 0
S tu iver a nd
P earson 1 986
. 2 7 -6 5 0 ( A 0 0 c x6 —5 0 s l z4 5 0 c o 5 c ' r4 0 0 1 ' 2 3 5 0
c3 0 0
, . \ . . . .
, . , . ,
. " .
1
. ..
. '
!I
..
. I .
." . .
I . i
i '\
\ \'•
\ \
1 I
,
1 3 50
/
\
. „ , , \
1
1 4 0
R EAL
.
. . . . 1. .
I
1 3 0 0
,
4 / 1
/
/
2 5 0 J . 2 5
\
.
‚. .• •
/. . . .
. .
%
A GE
.
,. , _ . •
i
4 5 0 ( cat
: 1 . 5 0 0
m
. , . . . ... .. .
i
1 . 5 50
1 . 6 00
AD)
F ig .1 - G raphical r epresentation o f 1 4 C c alibration . T he c alibration c urve i s a s pline f it t hrough o riginal d ata f rom S tuiver a nd P earson ( 1986). A c onventional 1 C a ge o f 4 80±70 B P , r epresented b y a G aussian p robability c urve a long t he v ertical a xis , i s t ranslated i nto a r eal a ge p robability c urve p rojected a long t he h orizontal a xis . T o x ,y o o a nd o i s r eferred i n t he t ext .
1 6 5
Chronologies Aurenche 0 ., BAR
in 2vin
J .
I nternational
the and
Near Hours
F .
Series,
East, eds. 1 987
T R A IT EM E N T G R A P H I Q U E D E S D A T E S R A D IO C A R B O N E A P P L IC A T IO N A UP R O C H E O R I EN T Jean
R esume : sont
Les
dates
e tudiees.
1 4C
L es
methode
radiocarbone
la
des
suite
de
t ravaux
de
t elles
exploitations. qui
a insi
graphique ABSTRACT: East
analysed. show
the
que
balanced
l es
of
h istograms
advantage
of
about
The
such are
14C used
calibrated graphic
of
dates
montrent de
14C.
e t
la
l imites
procedes
r esultent
quant
e t
des
annees
l a ä d e
graphiques
developpees
duree en
Orient par
utilisees
chronologie
( traitement
en
Proche
l es
Sont
de
visualiser 1 4C
qui
Epi-palaeolithic t o
put
methods,
ways.
for
Ottaway
du
obtenues
graphiques
l ' application de
de
dates
dates
cycles.
r eelles)
au
l es
c elles e st
t raitement
radiocarbone.
danger
graphic
s tudy
des
dates
s tudied.
Several of
p ermettant
dates
Radiocarbon are
s eries
implications de
B .
Neolithique des
methodes
d istribution
calibration
s eries
l imits
processes
r esults
des
l a
e t
propose
de
d e
ponderes
de
du
Plusieurs
Waterbolk
l 'etude
d ' histogrammes
L ' interet
Near
analyses.
H . T.
e t
l 'interpretation
L ' auteur
permettent
d ' histogrammes evoque
d e
sont
s imples notions
l '2pipaleolithique
dangers
GASCÖ
The f or
used
intent
s eries.
a bad of
r epresent
datation,
after this
H istograms i n
r eal
the
and
Neolithic
construction H . T.
Waterbolk
paper of
with
i s
to
and
duration i s
of
i n
the
dates
i s
B .
propose
d istribution,
calendar,
s ites 14C
Ottaway
some
easy
" chronicles",
each
presented
cycle.
The
just
the
a s
methods.
L es d onnäes r adiocarbone L 'observation s tratigraphique e t l e r aisonnement a rcheologique p ermettent l a m ise e n p lace d e c adres g eneraux f ournissant u ne c hronologie r elative. L e r ecours ä l a c hronologie a bsokue q ue f ournit l a m ethode d e d atage p ar l a m esure d u r adiocarbone (1 C ), c omme c elle d e l a t hermoluminescence p ar e xemple, v ise ä e n e prouver l a c oherence. C ritique d es s ources P ourtant, a lors q ue l e r aisonnement a rcheologique
( archeographique)
e st c lairement d efini e t f onde s ur d es p rocedures d e c ollecte, d es m ethodes d e m esure o u d e r econnaissance, d es a lgorithmes d e c omparaison e t d e m ise e n o rdre ( conscients o u n on f ormalises), l 'utilisation d es r esultats d e l a m ethode r adiocarbone m ontre t rop f requemment l a m econnaissance d es c onditions n ecessaires ä l eur e xploitation. S ans i ntervenir d ans l e d ebat s pecifique d es p hysiciens, i l e st p eut-ötre u tile d e p ppeler q uelques t ermes q u 'impose l 'appreciation d 'une d atation 1 C . U n d ouble t ableau r esume l es p rincipaux p realables ä r especter; l es d onnees s ur r echantillon c oncernent a u p remier r ang l 'archeologue, c elles s ur l es m esures l es
1 52
J .
G ASCO
l aboratoires 1 4 C ( ces 6 16ments s uccincts d oivent b eaucoup ä J . g vin e t J .S. M estres i T orres d u l aboratoire d e B arcelona ). M ais l a c ollaboration i ndispensable d e c es d eux p artenaires n 'exclut a ucune r esponsabilitö r 6ciproque. g chantillon - C ritique d u p rölövement . n ature: t erre h umique o u c harbonneuse, b ois, c harbon d e b ois, o ssement, t issu, c oquille d e m ollusques, c oquille d 'oeuf d 'autruche, e tc. .q uantit6, d imension, h omogön6it6 •p osition a rch6ologique: s tratigraphie, r emaniement, r 6emploi, e tc. .c ontamination, c onservation, t ransport - S election j ustifi6e d u p rölövement d ater u n o bjet: r 6emploi, p reparation ( bitume), e tc. . d ater u ne s 6pulture: o ssements e n p osition, r emaniements, r ite ( incineration), e tc. .d ater u ne s tructure d e c ombustion: c ombustion e n p lace, d 6p6t, e tc. .d ater u ne c ouche: d anger d es c harbons " flottants" d ans l es s ediments e n p articulier d ans l e c as d e s ites ä l ongue o ccupation e t s itu6s e n z one c limatique s emi aride o ü l a v ögötation e st p rofond6ment e nracin6e o u e ncore s itu6s e n m ilieux ä f orts c ontrastes c limatiques s aisonniers ( erosion l in6aire e t r uissellement, a mplitudes t hermiques, e tc.) - P osition d e l 'arch6ologue p ar r apport ä l a d atation d emand6e .e xploration p onctuelle .e xploration s öquentielle .c onfirmation .p rö-supposition d u j ugement ( dates t rop h autes o u t rop b asses) M esure - P reparation e t p urification d e l 'öchantillon .c ontribution a u c hoix d u m atöriau ä d ater .f raction s oluble d ans l aquelle f raction r ösiduelle i nsoluble
l es
c arbones
p euvent
m igrer
e t
- M esure e n l aboratoire .t ype d e r öglage, v itesse s elon l es a ppareillages .v aleur s tatistique d e l a m esure: 6 16ments p ris e n c ompte p our l e c alcul, e rreurs s tatistiques ( degrAs d e c onfiance), v aleurs a rrondies - P osition d e l a d ate o btenue .d ate i solöe: ö vönement .d ate j ustifi6e d ans u ne s 6rie ( möme l aboratoire, m öme p rotocole d 'obtention): c ycle t emporel .m ultiplicitö d es d ates c orrespondant ä u ne m ultiplicit6 d e s ites d e f ouilles ( problömatiques, t echniques, ö chantillons v aries)
e t
C onjoncture e k & )& lement L a d atation I C v ise d onc p arfois ä s ituer d ans l e t emps d es p i6ces a ssoci6es o u d es o bjets p articuliers d ont l a n ature n e p ermet p as d e l es s ituer d ans u ne c hronologie g 6n6rale. D ans c e c as, i i s 'agit d e d ater u n p h6nom6ne d e d ur6e i nconnue p our l e r amener d ans l e c adre d e l ' Histoire c yclique, c elle d e l a c onjoncture. M ais p lus g 6n6ralement l a d ate 1 4 C e st u tilis6e p our s ituer a vec e xactitude l a p lace d 'un 6 chantillon p ris c omme r epr6sentatif d 'un h orizon c hrono-culturel d ans
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u ne f ourchette t emporelle q ue l 'on a p r6alablement e stim6e p ar d 'autres s ources. L a d ate c oncerne a lors u n p hänom6ne d e l 'Histoire d e l a C onjoncture c ulturelle u tilis6e p our a pprocher t emporellement u n 6 v6nement. L a d atation d e rövönement ( la " mort" d 'un o bjet) e st d iversement a ppröci6e p ar l es a rch6ologues. L orsque l a d ate f ournie p ar l es c alculs e st c oh6rente a vec c elle q ue l 'on a ttendait, i i y a a cceptation s ans d iscussion r eelle: B eidha I V ( Charred w ood) B M- 1 11: 6 840±200 B C e t ( id . p istachio t ree) G rN-5136: 6 860±50 B C. S i l e r ösultat d u d atage f ournit u ne d ate q ui p arait a berrante, s 'offrent a lors d eux p ossibilit6s: s oit l 'accepter e t t enter d e l 'expliquer ( evolution , p hänomene p röcurseur , f aciös, e tc.), s oit l a r efuser e n s uspectant röchantillon , l a m 6thode, l e l aboratoire, e tc. E ncore f aut-il ö tre p rudent. L a d ate 1 4 C e st u n l aps d e t emps D ans t ous l es c as l a d ate e st e ncore t rop g 6n6ralement p er9ue c om e c elle d 'un 6 v6nement. A t el p oint q ue l 'on t rouve s ouvent u ne d ate 1 C a nnonc6e d e l a m aniöre s uivante: 6 840 B C s ans a utre p recision . O r l a m 6thode d e m esure s e p lace d ans u n t out a utre c adre, c elui d es c ycles d e d ur6es. U ne d ate 1 4 C e st e n r 6alit6 u ne P LAGE T EMPORELLE d e d ur6e v ariable d urant l aquelle rävönement a p u s e d örouler ; l es c ertitudes n 'existent p as, s eules l es e stimations q ue l e c alcul S TATISTIQUE 6 value n ous p ermettent d e m esurer l a d ur6e d 'un c ycle ( ou d ate) r adiocarbone. E xemple l a d ate d e J 6richo P hase I ( P-377) d e 7 632±89 B C. L a d ate d e 7 632±89 s ignifie q u 'entre 7 543 ( 7632-89) e t 7 721 ( 7632+89) B efore C hrist rövönement a p u s e p roduire a vec 6 8% d e c hance o u d e s 6curit6. A insi ä p rös d 'une c hance s ur t rois röchantillon p eut ö tre p lus a ncien s o u p lus r ecent. L a s äcurit6 ( raisonnable) n öcessaire ä l 'utilisation d 'une t elle d ate i sol6e s erait d onc d 'utiliser d eux f ois l a v aleur d e l '6cart-type a jout6e ä l a v aleur c entrale p our o btenir 9 5 c hances s ur 1 00 : s oit 7 454 ( 7632-(2x89)) e t 7 810 ( 7632+(2x89)). O n p eut r emarquer q ue p our a tteindre 9 9,8% d e s 6curit6, i i s uffirait d 'utiliser t rois f ois l a v aleur d e l '6cart-type. I l e st c ertain q ue s elon l a v aleur d e l '6cart d e c onfiance l a l ongueur d e l a p lage t emporelle s erait a lors c onsiderable ( 712 a ns d ane c et e xemple). U ne t eile u tilisation r endrait l 'int6r6t d e l a d ate 1 C a ssez r elatif p our l es p hases r öcentes d e l a ? r aistoire. L a l ecture d 'une d ate 1 C d oit d onc r ecourir ä s a t raduction e n u ne p lage t emporelle. A insi, u ne d ate d e 4 400±100 B C e st t out ä f ait c omparable ä c elle d e 4 000±200 B C. C es v aleurs s ont ä d 6composer a insi: -4 400±100: 4 300 ä 4 500 ( 67% d e s äcurit6) e t 4 200 ä 4 600 ( 95%) -4 000±200: 3 800 ä 4 200 ( 67%) e t 3 600 ä 4 400 ( 95%) U ne p 6riode d e d eux s i6cles d e c hevauchement ( entre 4 200 e t 4 400 B C) e xiste d onc p our l es d eux d ates r adiocarbone; l es d eux p h6nom6nes c ompares p euvent ö tre c ontemporains v oire s imultanös ( en d onn6es " calibr6es", c 'est-ä-dire e n a nn6es r eelles, c omme n ous l e d övelopperons p lus l oin ; l es d eux d ates c orrespondent ä 5560-5060 e t 5265-4435 a vant J .C. c e q ui c onfirme l 'observation p r6c6dente).
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d epuis
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l ongues a nnöes d 'utiliser d es
s eries d e d ates p lutöt q ue d es m esures i solöes. L es s eries s ont d e d eux o rdres. E lles p roviennent d e c olonnes s tratigraphiques e t f orment a lors d es d atations d e l a l ongue d uröe d 'occupation d 'un s ite. D 'autres s ont d es s eries " transversales" f ixöes ä p artir d e l 'appartenance c ulturelle d es h orizons d atös p rovenant d e s ites d ifförents. L 'ölaboration d e c es d erniöres l istes d olt ö tre m enöe a vec p recaution, c ertaines d ates p ouvant ö tre p ubliäes a vant l a c onfirmation d e l 'attribution ä u ne c ulture s upposöe. L 'existence d e s ites s tratifies d öcoupös e n p hases ( dont l a d enomination e st e nsuite g önöralisöe ä d 'autres s ites) p eut c onstituer u ne a utre s ource d 'erreurs d ue ä u ne c ascade d 'approximations. L es d atations d e c ertains h orizons d e s ites d e r öförence s ont e n e ffet d ifficiles ä c orröler ä d es e ntitös a rchöologiques r epöröes s ur d es s ites o ü u ne s eule c ulture e st r eprösentöe. E n a dmettant l a r esolution d e c es p oints c ritiques, p lusieurs m äthodes d e t raitement e xistent p our f aciliter l 'interprötation d es d ates 1 4 C . L e c alcul d es m oyennes P our m ömoire n our r appellerons l e p rocödö q ui c onsiste ä c alculer l a m oyenne a rithmötique d es d atations r öunies. C ette m öthode a ö tö u tilisöe p ar d e n ombreue c hercheurs i i y a u ne v ingtaine d 'annöes. A insi ä p artir d es d ates 1 C d e d ivers s ites d u L evant r ecueillies p ar O . B ar-Yosef ( "A n ote o n t he G eometric K ebaran A " p rö-print d u C olloque I II " Sur l a t erminologie d e l a p röhistoire a u P roche O rient" U .I.S.P.P. N ice 1 976, p .78-105) n ous a vons c alculö q uelques m oyennes. L es m oyennes o btenues p ar c es t rois s eries s ont l es s uivantes: A urignacien r ecent ( 5 d ates) 1 5980 B C; K öbarien ( 6 d ates) 1 4640 B C; K öbarien A g äomötrique ( 5 d ates) 1 3260 B C. L a s uccession c hronologique d es c ultures a rchöologiques s e c onfirme n ettement, a lors q ue c ertaines d ates d u K öbarien s ont p lus a nciennes q ue l a p lupart d e c elles d e l 'Aurignacien r ecent. A insi m algrö d es s uperpositions p artielles d e s equences c hronologiques, l es m oyennes e xpriment d es s uccessions e t n on d es s ynchronismes. P ourtant ? ette m öthode e st e n c ontradiction a vec l a d efinition m öme d e l a d ate 1 4 C , ä s avoir u n c hiffre e t u n ö cart s tatistique i ndiquant u n c oefficient d e p robabilitö. R apidement s on u sage e n a ö tö c ritique e t g önöralement a bandonnö. L a m& liane e t
l es q uartiles
D ans l e m öme e sprit, e t p our l ever l es r eserves p röcödentes, q uelques c hercheurs o nt f ait a ppel a u c alcul d e l a m ödiane e t d es q uartiles. L a m ödiane s e c alcule ä p artir d u c hamp t otal d e v ariabilitö d es d ates 1 4 C r assemblöes. L es q uartiles d ont o n n e r etient q ue l es d eux i ntervalles p roches d e l a m ödiane s ont a lors c onsidörös p our d öfinir s ur u n d iagramme d e d ispersion l es p lages
t emporelles
s ignificatives
d es p hönomönes d atöe. L a f igure 1 e st ö tablie s cion c ette m öthode e n r eprenant l es d ates 1 C p röcödemment c ollectöes. M ais f ixer l e c hamp d e v ariabilitö d es d atations a ux l imites d es v aleurs c entrales l es p lus ö loignöes e st d ifficile ä j ustifier . O n t rouvera u ne e xploitation p oussöe d e c ette m öthode d ans l 'ouvrage r ecent d e R . T reuil s ur L e N&Aithique e t l e B ronze a ncien 4 , e n ( De B occard, P aris, 1 983).
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L es d iagrammes d e d ispersion L a c onstruction d 'un d iagramme d e d ispersion d es d ates r adiocarbone e st d ösormais c laseique p our f ormaliser u ne c hronologie a bsolue ( fig .2). L es d ates 1 C s ont p lacöes s ur u ne g rille c hronologique; l a v aleur c entrale d e l eur m esure e st p ointöe p ar u n s ymbole; c elle d e l 'öcart-type, e n p lus o u e n m om s, e st i ndiquöe p ar u n v ecteur. S ur n otre e xemple ( dates d e J ericho P PNB) n ous a vons i ndiquö e n o utre l a v aleur d e d eux ö carts-types a fin d 'approcher u ne p recision d e l 'ordre d e
9 5% .
U ne p röcision i dentique a pparait s ur l a f igure 2 bis o ü l e d iagramme d e d ispersion e st p rösentö s ous f orme d e b arves. U ne t elle f iguration i ndique p lus n ettement l e f ait q ue l a d ate 1 C e st e n r öalitö u ne p lage t emporelle, u n l aps d e t emps, e t n on u n ö vönement d ont o n p ourrait p onctuellement i ndiquer l a p lace d ans l 'öchelle d u t emps. O n p eut r emarquer q ue l e c hamp d e v ariabilitö d es d ates 1 4 C p araitra d 'autant p lus g rand q ue l 'öchelle c hoisie e n a bscisse s era p etite. C omme d ans t oute r eprösentation g raphique l a m ise e n p age d es d iagrammes i nflue s ur l a p remiöre l ecture d es p hönomönes r eprösentös. L es h istogrammes s imples C es c onstructions d ont n ous a vons p rönä l 'usage ( cf. b ibliographie) s e r öpand d ans l es e tudes r öcentes d e l a P röhistoire r öcente e ur eenne. C e s ont d es d iagrammes a ux v aleurs c umulöes. L es d ates 1 C s ont f iguräes c omme d e p etits t riangles d ont l a h auteur e st f ixe e t d ont l a l ongeur e st d öfinie p ar l a m esure r adiocarbone. A fin d 'en f aciliter l a c onstruction c umulöe ( series d e d ates) l es m esures s ont a rrondies a ux 2 5, 5 0 o u 1 00 a nnöes l es p lus p roches. P our i llustrer c ette m öthode l a f igure 3 a ö tö ö tablie ä p artir d es d onn6es c oncernant l e P PNB d e J ericho ( voir s upra). L a l ecture d irecte d e c e g raphique e st f acilitöe p ar l a r epresentation s ymötrique d e l 'histogramme ö tabli. V olontairement l es v aleurs 1 4 C n 'ont p as ö tö a rrondies c e q ui e xplique e n p articulier l e d enticulö d e l a " chronique". O n n otera q ue l a s imple f iguration d es v aleurs d es d ates 1 4 C ä 6 7% d e s öcuritö i nstaure d eux e nsembles, l 'un a ntörieur ä 6 570, l 'autre p ostörieur ä 6 440 B C. L 'histogramme p renant e n c ompte l es v aleurs a pproch6es a vec 9 5% d e s öcuritö r egroupe l es d eux e nsembles. L a f igure 4 e st c elle d es d ates d u N atoufien s elon l a m öme m öthode. L 'approximation e st i ci d e 6 7% d e s öcuritö. L es f igurations e n f useau p our l esquelles n ous a vons p ropose l e t erme d e " chronique" p euvent A tre a ppliquöes ä l a c hronologie i nterne d es s ites c omme ä c elle d es c ivilisations o u c ultures m aterielles. E lles t iennent c ompte d es ö carts s tatistiques d es d atations s elon l e d egrö d 'approximation d ösirö. L 'individualisation d e c haque d atation p eut ö tre c onservöe e n f aisant a pparaltre l a v aleur c entrale d e c hacune d 'entre e lles ( fig .3). E tude d es h istogrammes L es c hroniques p rösentent d e m ultiples a vantages: f acilitö d e c onstruction, f ixation d 'une i mage d ont l a f orme s ignificative p ermet d 'isoler u n o u p lusieurs p ics c hronologiques, p ossibilit6 d 'övaluer d es p hases d ans l e p hönomöne ö tudiö, c omparaison a isöe a vec d 'autres c hroniques g räce ä l a m emorisation d es i mages, e tc.
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L a f igure 5 e st e tablie ä p artir d e 1 6 d ates r adiocarbone p rovenant d u s ite d e B eidha e t r eprösente l es 4 p hases c ulturelles q ui y a nt e te d ecrites. C et e xemple n 'a d e v ertus q ue p edagogiques. D 'un p oint d e v ue a rcheologique c ertaines m esures d oivent e tre c ritiquees e t r epoussees. N otre i llustration e st d onc ä c onsiderer c omme u n e xercice d e s imulation. U ne d ifficulte d 'interpretation p ropre ä c e g raphique e xiste. I i n e s 'agit p as d e s 'interroger s ur l a r ealite d e c es q uatre p hases n i s ur l a f iabilite q ue l 'on d oit a ccorder a ux e chantillons e tes ( phase V e t I I t out p articuliörement, b ien q ue l es a utres 1 C p uissent e tre e galement s uspectös). N otre p ropos e st d ifferent. N ous n ous i nterrogeons s ur l 'existence d 'un c hevauchement i mportant e ntre l es d ates d e l a p hase V I e t c elles d e l a p hase I V. L es c hroniques ( fig.7) d egagent c ependant u ne v aleur c entrale e ntre 6 700 e t 6 600 B C p our l a p hase V I e t e ntre 6 900 e t 6 800 p our l a p hase I V. P eut-on p reciser l e c hevauchement? I l e st p ossible d 'etudier l a r epartition d es p hases c ulturelles s elon l a c hronologie ( suivie i ci s elon d es c lasses d e 5 0 a ns B C). P our c haque c lasse c hronologique o n c alcule s implement l a part r evenant a ux d ifferentes p hases c ulturelles. I i a pparait s ur l a f igure 8 q ue d e 7 300 ä 6 800 B C l a p hase I V r eprösente t oujours p lus d e 5 0% d es p lages t emporelles ( la s eule e xception e tant l a t ranche 7 150-7100 B C o ü l a p hase I I e st i mportante) e t q u 'ä p artir d e c ette d ate e t j usqu iä 6 400 l a p hase V I l ui s uccäde d ans d es p roportions i dentiques. L a f igure 9 c onfirme d onc l es d urees p robables d es p hases I V e t V I; e ile m ontre q ue l es p hases V e t I I r estent ä d efinir c hronologiquement o u ä r eexaminer d 'un p oint d e v ue a rchöologique. C et e xemple e st ä l a l imite d e l 'exploitation d e l a m ethode u tilisee, 1 6 d ates 1 4 C e tant u n c hiffre i nsuffisant p our u ne e tude d e c e t ype. N otre o bjectif e tait d e p resenter u n p rocede s imple d e c omparaison; d e m eme n ous n ous s ommes c ontente d e 6 7% d 'approximation a fin d e f aciliter l e m aniement d es d onnees. S implification d es c hroniques L es h istogrammes p euvent e tre t ransformes e n c ourbes a fin d 'en s implifier l a l ecture. L es i mages p arfois c omplexes s ont a lors r eduites p ar l a s uppression d e c ertains d etails, m ais e n f ait s ans d iminution d e l 'information. L e " lissage" d es g raphiques n ous s emble t out ä f ait d ans l 'esprit d e l 'approche d es s eries r adiocarbone. L a f igure 1 0 m ontre d iffer mtes m aniäres d e s implification. A p artir d e l 'histogramme d u s ite d e J ericho ( PPNB) n ous p resentons a insi l e p olygone d e f requence q u 'il e st p ermis d 'ötablir . U n a utre c lassement p ar c ategories d e 5 0 a ns p ermet d e m ieux p ercevoir l es d ifferences e t d e s implifier l es " dentelures" d e l 'histogramme e tudie. E nfin l e r ecours a u c alcul d e l a m oyenne m obile c entree ( sur l a f igure 1 0 e h e e st c alculee s ur 2 50 a ns) s ouligne l a t endance g önerale d e l a c hronique. L es h istogrammes p ond s L a c onstruction d es c hroniques r epose s ur l e c umul d es d ates o rdonnees d e l a p lus a ncienne ä l a p lus r ecente. L es d ates s ont d evenues d es b andes d e l ongueur v ariab ) . .e s elon l 'importance d e l 'ecart d e c onfiance d e c haque d ate.
L a d ate "C d ont l 'ecart d e c onfiance e st f ort
v a
s e
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t rouver d ans l 'histogramme c umul6 t enir u ne i mportance p lus g rande q u 'une a utre d ate m ieux r approch6e p ar l e c alcul s tatistique. L es h istogrammes p räcödents o nt t ous l 'inconv6nient d e d onner u ne p rime ä l 'incertitude. A ussi a vons-nous p ropose u n s ystöme d e p ond6ration g raphique q ui c orrige c ette a mbiguit6. A u l ieu d e c umuler d es b andes e gales e n 6 paisseur , n ous u tilisons d es b andes a ux p rofils s ym6triques d 6croissants. L a h auteur d e c haque c lasse v an e s elon l '6talement d e l a d atation , c 'est-ä-dire s elon l e n ombre d e c lasses q ui l a d 6finit. N ous a vons r 6alis6 l es p rofils d e c es b andes p ar l e c alcul p uls l es a vons a dapt6s a ux l imites d e l a v isualisation g raphique. T outes l es s urfaces d es d iagrammes d e b ase s ont 6 gales e ntre e lles ( fig .11). N ous p r6cisons l es v aleurs u tilis6es t out e n i ndiquant q ue l 'utilisation d 'un t raceur a utomatique e t d 'unit6 d e c alcul p ermettrait d 'employer d es v aleurs m om s a pproch6es. L a f igure 1 1 e st 9e e xploitation d e c ette m öthode. L es d onn6es r etenues s ont l es d ates 1 C d e J ericho ( PPNB) p rises a vec u n s euil d e 9 5% d e s 6curit6 ( deux ö carts-types). D ans u n p remier t emps, n ous a vons r amen6 c es d ates ä d es b andes d ont l 'unit6 e st l a c entaine d 'ann6es. L 'histogramme c umul6 e st ä d roite . P uis n ous a vons t race l a c hronique p ond6r6e i ndispensable p our r öduire l es i ncertitudes d ues ä l 'approximation s tatistique. L 'histogramme o btenu e st ä g auche d e l a f igure. S ur l e g raphique p rimitif n ous a vons i ndiqu6 l es d iff6rences q ui r 6sultent d es d eux t races. E ntre 7 000 e t 6 400 d e g randes v ariations e xistent e ntre l es d eux t races, e t l ä o ü u n " creux" p ouvait ö tre p er u u n p ointement d olt e n f ait ö tre o bserve. C hoisir l es l imites d es r epresentations . L 'ensemble d es g raphiques d 'exploitation d es d ates d e J ericho P PNB m ontre l 'äventail d es m odes d e r epresentation q ui s 'offrent a u c hercheur p our v isualiser r apidement u ne s örie d e d ates r adiocarbone e t 6 ventuellement p our e n f aire u n c hamp d 'investigation. L e c hoix q ui s era f ait n e s era j amais n eutre. L e s ystäme d e p ond6ration g raphique e st c elui q ui a pproche l e p lus l 'esprit q ui d olt p resider a u t raitement d es d onn6es s tatistiques. M ais l 'allure d es c hroniques i ndique d es p hases t emporelles d ont l 'explication e st ä a pprofondir . c onvient d e s e s ouvenir q ue l es c ycles r adiocarbone, l es d ates 1 4 C , q ue l 'on t raite o nt u ne ö chelle s pöcifique q ui n e c orrespond p as d irectement a ux c ycles d es a nn6es r eelles! L es u nites d e m esure e n a nn6es r adiocarbone c onventionnelles ( BP o u B C) n e s ont p as c ompatibles e i a nn6es c alendaires r eelles. I i c onvient d e c onvertir l es d ates 1 C e n a ge r eel ( proc6d6 d it d e l a c alibration) e t c eci n 'est p ossible q u 'ä p artir d e 7 240 B P ( 5290 B C) ä c e j our ; u ne t able " universelle" d e c alibration a 6 t6 a dopt6e p ar l e " groupe d e T ucson" e n 1 979 q ui p ermet d es t ranscriptions a is6es ( nous n 'aborderons p as l a r epresentation d es b ases d e c ette m öthode d e c onversion q ui r epose s ur l es r ösultats d e l a d endrochronologie). L es d ates c onverties e n a ge ree l L a t ransformation d es d ates 1 4 C e n a ge r eel a d e l ourdes c onsequences q uant ä l 'interprötation d es s eries c hronologiques. E n e ffet, l es a nn6es r eelles e t l es a nn6es r adiocarbone n e s ont p as d e d ur6es c onstantes. I l e n r 6sulte q ue l es d o rm 6 es t emporelles d 6finies
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p ar l es m esures p euvent v arier d e p rös d e 7 00 a ns a u d ebut d u V Ie m illänaire. U n e xemple p ermet r apidement d e p rendre c onscience d es r isques d 'erreurs s i l 'on r aisonne e n " temps r adiocarbone b rut": s i l 'on p rend u ne d ate d e 2 660±140 B C ( soit u ne p lage t emporelle B C ä valuäe p our 6 7% d e s äcuritä ä 2800-2520 B C e t p our 9 5% d e s äcuritä ä 2940-2380 B C), l es t ables d e c alibration i ndiquent u ne p lage t emporelle d e 3765-2980 a vant J .C. C e d ernier r äsultat e st d onnä a vec 9 5% d e s äcuritä s ans q ue l 'on p uisse r amener l ' approximation ä 6 7%. I l e n r äsulte d onc q ue l a d uräe d e l a p äriode m esuräe e st d e 5 60 a nnäes r adiocarbone e t d e 7 85 a nnäes r eelles, s oit p rös d e 3 0% d e d iffärence. U n e xemple c oncret p eut ö tre d onnä. A p artir d es d ates r äcoltäes p ar l a M aison d e l 'Orient ( Lyon) e t c lassäes d ans l a p äriode 7 ( cf . A urenche, g vin e t G asc6; c e v olume), n ous a vons P u ä tablir l es d eux h istogrammes s imp 4s d e 4 3 d ates. A fin d e m esurer p leinement l es & arts, l es d ates I C n e s ont p as p ondäräes g raphiquement s ur c et e xemple. S ur l a f igure 1 2, l es 4 3 d ates f o ment e n a ge B C u n e nsemble ä voluant d e 5 620 ä 3 600 p our s a m asse p rincipale a vec u n p ic v ers 4 940 B C. E n a ge r eel ( avant J .C.) c et e nsemble c ompact v an e d e 6550 ä 4 540 a vant J .C. a vec u n p ointement v ers 5 570 a vant J .C. L es d iffärences a tteignent p rös d e 1 000 a ns! L 'exemple i ntögre p armi l es 4 3 d ates d es r äsultats q ui s ont p our d iverses r aisons ä r ejeter ; n otre p arti e st, c omme p räcädemment, d 'insister s ur l es m äthodes d e r epresentation e t l eur s ignification. P ossibilites d e r epresentation g raphique d es d ates e n a ge r eel A u d elä d es b ouleversements q ue l 'emploi d e l a c hronologie r eelle e ngendre d ans l es r äflexions s ur l a d uräe e t l a p lace d es c ivilisations, s e p ose e n t ermes n ouveaux l a q uestion d e l a r epresentation d es d ates 1 4 C . E n e ffet l es d ates c alibräes s ont r epräsentäes c omme u ne p lage t emporelle ä tablie p ar u n c alcul ä 9 5% d e s äcuritä. Mais e ntre l es d eux b ornes d e l a d atation 1 1 n 'existe p as u ne d istribution n ormale q uelle q ue s oit l 'amplitude d e l 'intervalle. D ös l ors a ucune p ondäration g raphique u tilisäe p our l es d ates 1 4 C B P-BC n e p eut e tre r etenue;
d 'autres s olutions e xistent c ependant p our
u n t raitement s ynthätique s ans r ecourir ä l a c ourbe d e c alibration. H istogramme p ondéré e n a ge z i el L e c umul e n h isto famme d emeure l a m eilleure s olution p our a border u ne s ärie d e d ates C t ranscrites e n a ge r eel. L a p ondäration g raphique q u 'il c onvient d e m ettre e n o euvre ( les r aisons ä tant i dentiques ä c elles d es d ates n on c alibräes) n e p eut r eposer q ue s ur l a v ariation d e l a s urface o ccupäe p ar c haque d ate s ur l e d essin; l 'amplitude d e c haque d ate r estant f ixäe p ar l es b ornes t emporelles, s eule l 'äpaisseur d e l a b arre s ymbolisant ( fig .13) l a d atation d olt v arier s elon l a l ongueur d e c ette d erniöre, c ourte o u l ongue ( la p roportionnalitä p eut A tre r espectäe ä troitement o u l 'on p eut u tiliser u n c lassement p ar p aliers). I i s 'agit d onc d e p rivilägier s ur l e d essin l es d ates ( plages) l es p lus r esserräes e t d e m inimiser l es d ates l es m om s r approchäes. L 'exemple d e l a f igure 1 3, p ris p our l es b esoins s euls d e l a d ämonstration, g änärale s ans
i ndique g rossiörement l es d angers d 'une i nterpretation p ondäration g raphique ( voir e n particulier l a
T RAI7EMENT G RAPHIQUE
1 59
c omparaison d es d eux h istogrammes a dosses). I i c onvient p eut-Atre d e r appeler q ue l es d ates c alibrees s ont p lus a u m ains a pprochöes s elon e n r ealite n on s eulement l eurs p ositions d ans l e t emps m ais e ncore s cion l a v aleur d e l eurs e carts-types ( leurs m esures). E t l 'on t rouve d onc d ans l es d atations c alibrees e n a ge r eel l es m emes p rincipes ä r especter p our e n t irer l a p lus g rande i nformation p ossible q ue p our l es d ates B P-BC. C alcul d es m oyennes e t r epr sentat e g raphique L es g randes s eries d e d ates 1 C c alibrees a ssurent u ne b onne c onnaissance d es c hronologies. M ais l eur e mploi r este s ouvent a ssez l ourd ( si l 'on n e r ecourt p as ä l ' automatisation c omme n ous l e v errons e n d ernier l ieu) s i l 'on e ntreprend l a c omparaison d e d eux c ultures a u d eux e nsembles, q uels q u 'ils s oient, i ssus d e c es s eries. M ais i l e st f acile d e r ealiser u ne f iguration s ynthötique g räce a u c alcul d es m oyennes. L a f igure 1 4 r epose s ur 8 d ates p rovenant d e J armo e t c lassöes d ans l e P PNB f inal ( periode 4 ). L es v aleurs e xtremes d e l a p lage c ouverte p ar l es d ates s ont 395 ( date C -744: 5 266±540 s oit 4565-3395) e t 6 235 ( date C -743: 6 695±360 s alt 6235-5180). L es m oyennes a nciennes e t r ecentes s ont c alculees ä p artir d es t otaux r espectifs d es p lages t emporelles. S ur l e g raphique t outes c es i ndications p euvent e tre p ortöes: u n r ectangle f igure l a p lage e ntre l es m oyennes, u n f useau j oint l es v aleurs e xtremes e t s ignale l a p osition d u m aximum d e l a s erie. D e t elles f igures a isement m emorisables p ermettent d e r apides c omparaisons e t a utorisent d e s ituer d ans l e t emps u n p henomöne ä p artir d e p lusieurs d atations. N otons q u 'aucun t ri p realable, d 'un p oint d e v ue a rcheologique, n 'a e te o perö a u s ein d e c ette s erie. L a r epresentation d e c es m ethodes s imples d e t raitement d es d ates 1 4 C p ourrait n 'ötre q u 'un p retexte. E lle e st e n e ffet l 'occasion d 'insister s ur l a q ualite d es r esultats d e d atations r adiocarbone p our a utant q ue l 'on e n c onnaisse a u q ue l 'on e n s aisisse t otalement l es p rincipes. D ans c e c adre e ile s 'inscrit a ussi d ans l a t räs l arge i nformation n ecessaire q uant ä l 'utilisation d es r esultats d e l a c hronologie c alibree d epuis l e c onsensus a yant s uivi l a p ublication d e c ertaines t ables d e t ranscription. M ais c ette p resentation s imple v ise ä e ngendrer u ne n ouvelle u tilisation d es s eries d e d ates r adiocarbone p ar l e r ecours ä d es i mages r ationnelles p ermettant d e t raiter e xhaustivement d es i nformations p ar l a s implification. D ans c c t exte p eu d 'allusions a nt e te f aites a u t raitement a utomatique d es d onnees. M ais i l e st e vident q ue c hacune d es m ethodes p resentees p euvent s ans g randes d ifficultes A tre p rogrammees. L 'informatisation f ait g agner d e l a p recision e t d u t emps. L es r esultats s ystematiques a pparaissent t ranscrits e fficacement; m ais i i r este ä j uger p leinement d u c ontenu d e l 'information t raitee. A c et i nstant d 'autres p rocedures d oivent a lors e ntrer e n l ice e t l ' archeo-
1 60
J .
G ASCö
l ogue e n e st a lors l e s eul m aitre, c omme i i l 'etait l ors d u c hoix d onnäes ä u tiliser o u ä r ejeter a u p realable.
E R
d es
2 89-Centre d 'Anthropologie d es S oci s r urales 3 1000 T oulouse
B IBLIOGRAPHIE C ette c ourte b ibliographie e st d eveloppant l es m ethodes p resentees.
o rientee
v ers
q uelques
t itres
B INDER D . 1 983
A pproche d es i ndustries d u N& )lithique T hese.Universite d e P aris X , 2 87p ., 9 5 f ig .
a ncien
p rove wal.
B LANCHET J .C. 1 983 U n e xemple d e l 'apport d es d ates 1 4 C c orrigöes: l e N öolithique f inal e t l e C halcolithique d ans l e B assin P arisien e t l e N ord d e l a F rance, S upplement ä l a e evue d 'Arch om trie: L es t ableaux d e c orrections d es d ates 1 C e ffectu s p ar l e " groupe d e T ucson" . A pplication ä l 'arch ologie, R ennes, 8 5-91. C ONSTANTIN C ., L ASSERRE E .M . 1 983 C hronologie n eolithique e t d atation r adiocarbone, S upplement ä l a R evue d 'Arch6o r n trie: L es t ableaux d e c orrections d es d ates 1 4 C e ffectu s p ar l e " groupe d e T ucson". A pplication ä l 'arch ologie,
R ennes,
9 3-99 , 1 f ig ., t abl.
G ASCO J . 1 983 E tudes d es d atations r adiocarbone d u N eolithique a ncien e n F rance m editerranöenne, A ctes d u C olloque i nternational du C .N .R .S . P remi res c ommunaut s p aysannes d e l a 1 Vditerran e O ccidentale, M ontpellier, 7 p ., 1 0 f ig . G ASCO J . 1 985 C ontribution ä l 'etude d es c alendriers d e d atations a bsolues, A ctes d u C olloque i nterr 4ional s ur l e N &olithique , R evue A rch ologique d e l 'Ouest, C aen, 1 2p., 1 1 f ig . G ASCÖ J . 1 985
H istogrammes e t d ates r adiocarbone, B ulletin P rO listorique F rançaise, 8 2/4 , 1 08-111, 6 f ig .
G ASCo J ., 1 983
d e
l a
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B INDER D .
S eries d e d ates r adiocarbone e t r epresentations g raphiques, S upplement ä l a R evue d 'Arch &m trie: L es t ableaux d e c orrections d e d ates 1 4 C e ffectu s p ar l e " groupe d e T ucson". A pplication ä l 'arch ologie,
R ennes,
7 5-84,
8f ig .
T RAITEMENT G RAPHIQUE
1 61
BC 20 000
A
7
1 7500 _ 15,9 80
B
K EBAR I EN A
K EBAR I EN A G E OMETR IOUE A
A
1 50 00 A UR IGNAC IEN R ECENT
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1 3260 •
1 25 00
1 0000 •m oyenne
F ig . 1 -D ates 1 4 C B C d e l 'Aurignacien r ecent , d u K ebarien e t d u K ebarien A ( geometrique2 s elon 0 . B ar-Yosef , 1 976 . A / C hamp d e v ariabilite d es d ates 1 C a vec l eurs e carts-types . B / c hamp d e v ariabilite d es v aleurs c entrales . L es m edianes e t l es q uartiles s ont i ndiques; o n r emarque / a d ifference p arfois i mportante e ntre / a v aleur d e l a m oyenne e t c elle d e l a m ediane .
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F ig .2 - D ates 1 4 C B C d e J ericho P PNB ( preceramique B ) a vec d eux d e r epresentation d es a pproximations , u n e t d eux e carts-types .
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1 62
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T RAITEMENT G RAPHIQUE
1 63
N ATOUF IEN BC 7 500 -L
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d u N atoufien: c hronique é tablie a pe 6 7% d e L e p rocessus d e c onstruction e st f igure .
J .
1 64
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14
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d u s ite d e B eidha rearties e n q uatre p hases
c ulturelles . L es v aleurs c entrales ( points) e t l es c arts-types ( traits) ( Winissent l es p lages t empore l ies d e c haque d ate . L es p hases s ont
i ndiqu es p ar
l 'assemblage d es rsultats .
F ig .6 -D ates 1 4 C B C d u s ite d e B eidha . p ropres a c haque p hase d u s ite .
C onstruction d es h istogrammes
T RAITEMENT G RAPHIQUE
1 65
BE /DNA PHASE I V BC 7200
PHASE I PHASE V I
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6400 APPROX IMAT ION 67 7 .
F ig .?
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1 4
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C hroniques d es q uatre p hases
c hronoculturelles ( approchees e t 6 7% d e s ecurite).
B E IDHA
1 00
PHASE
3 i v V I
s o
V I 0 7 300' •
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APPROX IMATION 67 2
F ig .8
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V aleur r elative e n % d e
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p resence d 'un e lement d e l a d atation p ropre a c haque p hase c hronoculturelle d efinie d ans u ne t ranche d e 5 0 a ns e ntre 7 300 e t 6 400 B C .
L es c hevauchements p euvent e tre a isement c hiffres e t a pprecies .
1 66
J .
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T RAITEMENT G RAPHIQUE
1 67
• • ••• • • •••
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F ig .10 - D ates 1 4 C B C d e J ericho P PNB p resentees s ous d ifferentes f ormes: h istogramme c umuld , p olygone d e f requence , c ourbes l issees d ont c elle d e l a m oyenne c entree m obile c alculee s ur 2 50 a ns .
1 68
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F ig .11 - D ates " C B C d u s ite d e J ericho P PNB . H istogramme p ondere g raphiquement a vec p resentation d es v aleurs p our d eux d carts-types . E n h achures g rises e st i ndiquee l a d ifference d e c e r dsultat a vec l e t race d e l 'histogramme n on p ondere ( egalement v isible s ur / a p artie d roite d e l a c hronique 2 ).
T RAITEMENT G RAPHIQUE
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F ig .12 -D ates r adiocarbone e xprimdes e n a ge B C e t e n a nndes s olaires o u c alendaires ( avant J .C .). L es d eux h istogrammes p rdsentent l es d ates d e l a p driode 7 d u f ichier d e / a M aison d e l 'Orient ( 43 d ates).
1 70
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F ig .14 -D ates e n a ge r eel d e l a p eriode 4 d u f ichier d e / a M aison d e l 'Orient . F iguration d es m oyennes ( ancienne e t r ecente) e t d es e xtremes .
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CHALCOL I THI QUE
1 76 J. G ASC Ö
Chronologies Aurenche 0 ., BAR
in evin
International
J .
the and
Near Hours
F .
Series,
East, eds. 1987
L AD A T A T I O N P A R L AT H E R M O L U M IN E S C E N C E E TS O N A P P L I C A T IO N A U X G I S E M E N T S A R C H 2 O L O G I Q U E S D UP R O C H E O R I E N T Hölöne
RESUME: et des
de
Breve
ses
t erres
ABSTRACT: i ts of
cuites Short
conditions Near
presentation
conditions
of
du
de
la
methode
d ' application; Proche
r evue
de
datation
de
par
quelques
la
VALLADAS
thermoluminescence
r esultats
publies
cur
Orient.
presentation application;
of
the
r eview
method of
some
of
thermoluminescence
published
r esults
on
dating
and
potteries
East.
L a d atation p ar t hermoluminescence ( TL), m ise a u p oint n otamment d ans l e l aboratoire p our l 'Archäologie e t l 'Histoire d e l 'Art d 'Oxford ( Aitken e t a l ., 1 967) e st f ondäe s ur l a m esure d e l a l umiöre & Ilse p ar c ertains m inäraux d es c Aramiques e t d es r oches l ors d 'une c hauffe. E lle p ermet d e d äterminer l e t emps q ui s 'est ä coulä d epuis l a d erniöre c hauffe ä h aute t emperature d e r ächantillon q ue l 'on v eut d ater. E n e ffet, c ette c hauffe a e fface l a T L a ccumuläe d ans l e m ineral d epuis s a f ormation e t a d onc r emis l e c hronomötre ä z ero ( Aitken, 1 985; L alou e t Valladas, 1 985). L a T L d es m inäraux a p our o rigine l es r adionuclides c ontenus ä rätat d e t races d ans p ratiquement t outes l es r oches: c e s ont l es f amilies d e l 'uranium e t d u t horium e t l e p otassium 4 0, i sotope r adioa ctif d u p otassium. L es r ayonnements a lpha , b öta e t g amma q u 'ils ä mettent d äplacent l es e lectrons q ui s ont a lors p iägäs p ar l es i mpuretäs d u m ineral, j usqu 'ä c e q u 'une c hauffe ä 5 00 °C l es l iböre. L e n ombre d 'älectrons p iögös e t, p ar s uite, l 'intensitä d e l a l umiöre ä mise p endant l a c hauffe s ont d 'autant p lus g rands q ue l a q uantitä d e r ayonnement r evue aä tä p lus i mportante, d onc l e t emps d 'irradiation p lus l ong . D epuis s a c uisson, h e m ineral a d onc r evu u ne c ertaine d ose d e r ayonnements a ppeläs " paläodose". P our l a d äterminer, o n c ompare l a T L n aturelle d e r öchantillon ä l a T L a rtificielle i nduite a u l abor atoire p ar u ne d ose c onnue, e ngendräe p ar u ne s ource ö talonnäe ( Sr9 0)
d ans u n ä chantillon s emblable a u p remier.
P our c alculer l ' äge,
i i
f aut a ussi c onnaitre l a d ose a nnuelle d äposäe d ans l e m ineral p ar l es r ayonnements a lpha, b eta e t g amma . E lle c omprend l a d ose i nterne ( alpha+böta ), d äduite d es c oncentrations e n r adioäläments d ans l 'ächantillon e t l a d ose e xterne p rovenant d es g amma i ssus d es m ömes
1 78
H .
V ALLADAS
r adio616ments c ontenus d ans l e s ol e t d u r ayonnement c osmique. C ette d erniäre e st g änäralement m esur6e s ur l e t errain a vec d es d osimätres T L t räs s ensibles. L 'äge e st e gal a u r apport p al6odose/dose a nnuelle. L 'application d e l a T L n äcessite d es p recautions d ans l 'ächant illonnage e t d es m esures p hysiques s ur l e t errain. E n p ratique, l a d atation c ommence d onc s ur l e c hantier d e f ouille. A insi, c haque d atat ion p ose d es p roblämes s päcifiques ( concentration e n e au d ans l a c ouche a rchäologique, m esure d e l a d ose d e l 'environnement...). P ar a illeurs, l es ä chantillons, e n p articulier c eux q ui s ont t ranslucides c omme l es q uartz e t l es s ilex, n e d oivent p as ö tre e xposés ä u ne l umiäre v ive ( soleil) q ui e fface l eur T L p otentielle. L 'erreur s ur u n a ge T L e st g änöralement c omprise e ntre 8 e t 1 2%. L a p recision s ur l ' äge d 'un n iveau d onn6 p eut ä tre a mälior6e s i p lusieurs 6 chantillons s ont d atäs ( pour u ne d iscussion s ur l es d ifförentes s ources d 'erreur, v oir A itken e t A lldred, 1 972). L es a pplications J usqu 'ä p resent, l a T L a 6 t6 p eu a ppliquäe a ux v estiges a rch6ologiq ues d u P roche O rient. L a r aret6 d es d atations n e s 'explique p as p ar d es d ifficultös p articuliäres r elatives ä l a m ise e n o euvre d e l a m 6thode p uisque l es ö chantillons d atables p ar T L ( c6ramique, p ierres c hauff6es) y s ont n ombreux. E n r evanche, e ile s 'explique p lus v rais emblablement p ar l ' anciennet6 d e c ertaines f ouilles e t l 'impossibilit ä d e f aire l e t ravail d e t errain, i ndispensable ä l 'obtention d 'äges s ignificatifs. L a t hermoluminescence a s ervi ä a uthentifier c ertaines p oteries d e s tyle H actlar d ont l ' anciennet6 6 tait m ise e n d oute. L es p rospections d e J . M ellaart e n 1 956 d ans l a r egion d e B urdur a u S ud O uest d e l a T urquie o nt m ontrö l 'intörät d u g isement d e H actlar o ü d es p oteries p eintes a vaient 6 t6 d 6couvertes p ar d es v illageois. L es f ouilles q u 'il y a e ntreprises e ntre 1 957 e t 1 959 o nt p ermis d e t racer l e d öveloppem ent c ulturel d e c ette i mplantation p röhistorique, d e s on o rigine v ers 9 000 a ns a vant l e p resent ( pöriode p räcöramique) ä s on a bandon ä l a f in d u 8 eme m illenaire B P ( Mellaart, 1 970). L es n iveaux c orrespondant ä u ne d euxiäme ? ccupation d u s ite, a u d ebut d u 8 eme m illönaire B P ( chronologie 1 C ), o nt l ivr6 d e n ombreuses t erres c uites p olies m onoc hromes d e b elle q ualitä. A p artir d e c ette 6 po pe e t j usqu 'ä s a d est ruction ( niveau I d ate v ers 7 200 a ns B P, a ge 1 C , P -315), l e g isement a p roduit u ne g rande q uantitä d e t erres c uites p olies, a vec p arfois u n d ecor p eint: v aisselle ( gobelets, b ols), v ases a nthropomorphes, f igurines f äminines, r emarquables p ar l eur f inesse. D es l a f in d e l a f ouille d u g isement, d e n ombreuses p oteries d e s tyle H actlar s ont a pparues s ur l e m arch6 d e l 'art. L eur v ariöt6 e t l es d ifferences e xistant a vec l es t essons t rouvös e n p lace d ans l es c ouches a rchäol ogiques, o nt c onduit l es s päcialistes ä m ettre e n d oute l ' authent icit6 d e c ertaines d e c es p iäces. S oixante s ix t erres c uites d e s tyle H actlar ( vaisselle, v ases a nthropomorphes e t s tatuettes) p rovenant d e m us6es e t d e c ollections p riv6es o nt a lors 6 t6 s ölectionnäes e n v ue d 'un e xamen p ar l a t hermoluminescence ( Aitken e t a l ., 1 971). P arall element, t rois t essons ( niveaux I e t I I) e t s ix f igurines r ecoltees l ors d es f ouilles e taient e galement e tudies d ans l e m öme l aboratoire. L es f igurines n 'ont P u f aire l 'objet d 'une d atation c omplete ( mesure d e l a p aleodose s eulement) e n r aison d e l a p etitesse d u p relävement d e
T HERMOLUMINESCENCE
c eramique e lements.
1 79
( 20 m g ), i nsuffisante p our l a m esure d es t eneurs e n r adioL es a ges o btenus s ur l es t essons s ont r espectivement
6 900±1000 e t 7 940±800 ( 6chantillons a l e t a 2, n iveau I ) e t 8 200±10p0 a ns B P ( 6ch. b 2, n iveau I I), e n a ccord r aisonnable a vec l es a ges 1 4 C o btenus p our l es m ömes n iveaux ( P-315: 7 200±120 B P, n iveau I e t P 3 26a : 7 390±130 B P, n iveau I I). L a p recision l imitee d es d atations T L e st d ue ä l 'incertitude s ur l a d ose d e l 'environnement d es t essons; e n l ' absence d e p relävement d e s ediment d ans l a c ouche a rcheologique, c ette d ose a 6 t6 e stimee ä p artir d es m esures d es r adioelements c ontenus d ans l a t erre a dherant ä d es p oteries H actlar a uthentiques. C es d atations s ur d es p ieces s orties d e f ouille o nt p ermis d e c onn aitre l es p roprietes d e l a T L d es p oteries d 'Hactlar e t d 'aborder d ans d e b onnes c onditions l es m esures s ur l es p ieces ä a uthentifier , d ont l a p rovenance e tait i nconnue. S ur l es 6 6 p ieces t estees p ar l a T L ( mesure d e l eur p aleodose), 1 8 s eulement e taient a uthentiques ( ages c ompatibles a vec l e h uitieme m illenaire a vant l e p resent), l es a utres ö tant d e f abrication m oderne ( Aitken e t a l., 1 971). L es p ieces a uthentiques n 'ont p u e tre d atees a vec u ne m eilleure p recision q ue ± 30% ( dose a nnuelle m al c onnue e n r aison d e l a p etite q uantite d e p oudre d isponible p our l a m esure d es t eneurs e n r adioelements e t d u m anque d e s ediment d es c ouches a rcheol ogiques). D es d atations o nt e te f aites e galement s ur d es c eramiques p red ynastiques ( Whittle, 1 975 ) p rovenant d es g isements d e H emamieh ( Brunton e t C aton-Thompson, 1 928) e t d e Q urna-Tarif ( fouille p ar l e D r D . A rnold) s itues d ans l a v allee d u N il. A H emamieh, 8 t essons o nt 6 t6 d ates, d ont 6 a ppartiendraient ä l a c ulture b adarienne. L es t essons b 18 d e H emamieh e t a l e t b 2 d e Q urna-Tarif s ont a ttribuös a u G erzeen. L e t ableau 1 d onne l es a ges o btenus q ui s ont e n a ccord a vec l a s trat igraphie. C es a ges, ä l 'exception d e c eux d es e chantillons b 13 e t i n4 , c orrespondent a ux c ultures b adarienne e t g erzöenne ( chronologie C ). L a T L a a ussi 6 t6 a ppliquee ä 5 v ases a vec d es d ecors p eints, a tt ribues a u G erzeen, d ont l ' anciennete ö tait m ise e n d oute ( CrowfootP ayne e t a l ., 1 977 ). D eux d e c es v ases o nt d onne u n a ge p redynastique m ais l eur e tude a m ontre q ue l eur d ecor e tait r ecent. D eux a utres v ases, s ans d oute a nciens, s emblent a voir s ubi u ne n ouvelle c hauffe r ecemment. L e t roisieme e chantillon e st c ontemporain. L a d atation d e l a n öcropole n eolithique d 'El K adada d e l a h aute v allee d u N il e st e ntreprise p ar G eus e t a l. ( 1985 ). C onclusion D e n ombreuses a uthentifications 1 985)
o nt
6 t6
( voir
F leming ,
1 979
f aites s ur d es o bjets d u P roche O rient
e t
A itken,
( civilisations
h ittite, c hypriote...), q ui n e c onstituent p as d es d atations p recises. A n otre c onnaissance, i i n 'y a p as e u d e d atation s ystematique p ar l a T L s ur c es r egions, d e p ar l ' anciennete d e c ertaines f ouilles e t l a d estruction p artielle d es n iveaux a rcheologiques, m ais d e t elles d atat ions d evraient e tre p rogrammees p our l es f ouilles ä v enir. C ertaines
1 80
H .
V ALLADAS
d e c es f ouilles n e l ivrant d i m ateriel o rganique q u 'en f aible q uantite, l eur d atation p ar l e 1 C p ourra e tre e galement a bordee a vec l e T andetron.
Centre
d es Faibles Radioactivites ( CNRS-CEA) Domaine du CNRS. Av. de l a T errasse 91190 Gif-sur-Yvette, France
B IBLIOGRAPHIE A ITKEN M .J. 1 985 T hermoluminescence d ating ,
E d.
A cademic P ress,
A ITKEN M .J., A LLDRED J .C. 1 972 T he a ssessment o f e rror l imits A rchaeometry,
i n
3 59 p .
t hermoluminescent
d ating ,
1 4 , 2 57-267 .
A ITKEN M .J., F LEMING S .J., Z IMMERMAN D .W. 1 967 T L d ating o f a ncient c eramics. I n : M ethods o f l ow-level c ounting , P roc . V ienna , 5 23-529.
R adioactive D ating a nd o f M onaco S ymp . I .A.E .A.,
A ITKEN M .J., M OOREY P .R.S., U CKO P .J. 1 971 T he a uthenticity o f v essels a nd s tyle, A rchaeometry , 1 3 , 8 9-141 .
f igurines
B RUNTON G ., 1 928
i n t he H acIlar
C ATON-THOMPSON G .
T he B adarian c ivilization a nd P redynastic r emains n ear B adari. L ondon, B ritish S chool o f A rchaeology i n E gypt.
C ROWFOOT-PAYNE A ., K ACZMARCZYK A ., F LEMING S .J. 1 977 F orged d ecoration o n p redynastic p ots, A rchaeology, v ol .63 , 5 -12 .
J ournal o f E gyptian
F LEMING S .J.
1 979
T hermoluminescence P ress, 2 33 p .
t echniques
i n
a rchaeology.
E d.
C larendon
G EUS F ., G UIBERT P ., M ARTINAUD C ., N EY C ., S CHVOERER M . 1 985 C hronologie p ar t hermoluminescence d es c ultures n eolithiques d e l a h aute v allee d u N il: e tude d e l a s epulture d 'enfant K DD 8 6/21 d e l a n ecropole d 'El K adada , C olloque d 'Arch &m&trie, B esançon, s eptembre 1 985. L ALOU C ., 1 985
V ALLADAS G .
L a T hermoluminescence. I n: A W •thodes d e d atation p ar l es ph & lom nes n uc Uaires: a pplications. E d. E . R oth, c ol. C EA .
M ELLAART J . 1 970
E xcavations a t H actlar I a nd I I.
E dinburgh.
T HERMOLUMINESCENCE
1 81
W HITTLE E .H.
1 975
T hermoluminecence d ating o f E gyptian P redynastic p ottery f rom H emamieh a nd Q urna-Tarif, A rchaeometry , 1 7, 1 19-122.
P rofondeur
N° l abo H emamieh
( site
( metre)
A ge
( ans B P)
1 31)
b 1 8
5 750 ± 3 30
b 1 9
6 600 ± 3 55
b
6 300
9
3 55
6 420 ± 3 65
1 0 b 1
2 m ( dans
l a b reche)
b 1 2
6 660 ± 3 65 6 480 ± 4 75
b 1 3
ä 0 ,4 m s ous
b 1 4
ä 2 ,1 m
Q urna-Tarif
4 -
( site
l a b reche
7 470 ± 4 05 7 550 ± 4 20
1 92)
a l
S ection e ,
n iveau 2
6 310 I - 3 45
b 2
S ection e ,
n iveau 3
5 780 ± 3 10
F ig .1 - D escription e t ä ges d es t essons d e c ramique p rovenant d es g isements d e H emamieh e t d e Q urna-Tarif ( d'apr s E .H . W hittle , 1 975).
Chronologies in Aurenche 0 ., Evin BAR International
the Near J . and Hours S eries,
F .
East, eds. 1987
P O T E N T IA L F O R L U M IN E SC E N C E D A T IN G I NT H E N E A R E A S T M J . AITKEN
ABSTRACT: are
The
basic
briefly
sediment
t echniques
r eviewed,
which
has
been
water.
The
particular
l ikely
age
range
l imit
of
of
Thermoluminescence
latter
being
exposed
to
sunlight
advantage
of
using
the
t echniques
in
Dating
primarily during
z ircon
general,
and
Optical
applicable
transportation
grains which
i s
to by
indicated
extends
well
Dating unburnt
wind as
or
well
beyond
as the
radiocarbon.
RESUME:
Les
optique
sont
applicable durant
for
the
l eur
t echniques
de
brievement
ä des
sediments
transport
particulier
de
d ' äge
ces
pour
par
base
de
datation
exposees. non l e
brüles
vent
l ' utilisation t echniques
Cette
de en
ou
qui
ont
l ' eau.
grains general,
par
thermoluminescence
derniere
de
é té
On
exposes
met
z ircon, qui
etant
en
aux
rayons
l ' accent
sur
ainsi
sur
s ' etendent
e t
que
datation
premier
bien
du
l ieu soleil
l ' avantage l es
l imites
au-delä
du
radiocarbone.
I ntroduction L uminescence D ating c omprises t he w ell-established t echnique o f T hermoluminescence ( TL) D ating t ogether w ith t he n ew t echnique o f O ptical D ating r ecently d emonstrated b y H untley, G odfrey-Smith a nd T hewalt ( 1985), t he l atter b eing b ased o n O ptically S timulated L uminescence ( OSL) a nd s een a s b eing p rimarily a dvantageous i n a pplication t o u nburnt s ediment. F or T L d ating t he a pplication w as i nitially t o p ottery a nd o ther f orms o f b aked c lay ( bricks, h earths e tc.), t hen t here w as e xtension t o b urnt f lint, s tones, a nd v olcanic l ava e tc, a nd f inally t o u nburnt s talagmitic c alcite a nd u nburnt s ediment. F or b urnt m aterial t he e vent b eing d ated i s t he l ast h eating i n e xcess o f a bout 4 00°C a nd f or c alcite i t i s t he t ime o f c rystal f ormation. F or s ediment i t i s l ast t ime a t w hich t here w as s ubstantial e xposure t o s unlight, e g d uring t ransportation b y t he w ind b efore d eposition. I f O SL i s u sed t he n ecessary d uration o f e xposure i s a t l east a n o rder o f m agnitude l ess t han i f T L i s u sed; t his g ives t he p ossibility o f d ating s ediment t hat h as h ad r elatively b rief e xposure s uch a s d uring t ransportation b y f lood w ater o r w hile l ying o n t he s urface p rior t o b urial b y s ucceeding l ayers.
1 84
M .J .
A ITKEN
The basic t echnique B oth t ypes o f l uminescence r epresent t he r elease o f e nergy t hat h as b een s tored i n t he c rystal l attice o f t he m ineral c oncerned ( eg q uartz, f eldspar, z ircon, c alcite). T his s torage i s i n t he f orm o f e lectrons t hat a re t rapped a t d efects i n t he c rystal l attice a nd w hen r eleased ( by h eat i n t he c ase o f T L; b y l ight i n t he c ase o f O SL) s ome o f t he d e-trapped e lectrons f ind l uminescence c entres t hereby c ausing l ight t o b e e mitted ( these c entres a re u sually f ormed b y i mpurity a toms p resent i n t he c rystal l attice). T he a mount o f l ight e mitted i s p roportional t o t he n umber o f t rapped e lectrons. T hese l atter a re t he r esult o f e xposure t o n uclear r adiation a nd t here i s a w eak f lux o f t his f rom t he r adioelements ( potassium-40, t horium a nd u ranium) n aturally p resent i n c lay a nd s oil. T he t rapped e lectrons b uild u p t o a n e quilibrium l evel d uring g eological t imes a nd a n e ssential r equirement f or d ating i s t hat t he n umber o f t rapped e lectrons i s r educed t o n ear z ero a t t he t ime o f t he e vent b eing d ated; a nd a s w e h ave s een a bove t raps c an b e e mptied t hrough t he a gency o f e ither h eat o r o f l ight. T he b asic e quations a re : A ge= P alaeodose A nnual R adiation d ose a nd P alaeodose =
A ccrued l uminescence L uminescence p er u nit d ose o f r adiation
( 1)
( 2)
T he A CCRUED L UMINESCENCE , m ore u sually r eferred t o a s t he " NATURAL", i s t he l uminescence o bserved, b y m eans o f a p hotomultiplier , w hen t he s ample i s h eated ( for T L) o r e xposed t o a l aser b eam ( for O SL). T he L UMINESCENCE P ER U NIT D OSE o r S ENSITIVITY i s e valuated b y m easurement o f t he " ARTIFICIAL" s ignal ( TL o r O SL) o bserved a fter e xposure o f t he s ample t o r adiation f rom a c alibrated r adioisotope s ource. T hus t he P ALAEODOSE r epresents t he t otal d ose t hat t he s ample m ust h ave r eceived s ince t he t raps w ere l ast e mptied. A lternative t erminology i s E QUIVALENT D OSE, A RCHAEOLOGICAL D OSE, A CCRUED D OSE e tc. T he A NNUAL D OSE , o r D OSE-RATE, i s d etermined b y b oth l aboratory a nd o n-site m easurements. I t c onsists o f t wo p arts, t he I NTERNAL d ose-rate f rom r adio-elements i n t he s ample i tself, a nd t he E XTERNAL d ose-rate f rom r adioelements i n t he b urial s oil ( up t o a d istance o f a bout 0 .3 m etre f rom t he s ample). F or f lint a nd c alcite t he e xternal c omponent i s o ften a s m uch a s 8 0% o f t he a nnual d ose a nd c onsequently t he r eliability o f t he a ge i s s trongly d ependent o n a n a ccurate e valuation o f i t. T his c omponent i s a lternatively c alled s oil d ose, e nvironmental d ose, g amma d ose a nd g amma-plus-cosmic d ose; t he c osmic-ray c ontribution i s t ypically a bout 2 0% o f t he e xternal c omponent, l ess i n d eep c aves. F or o n-site m easurements w e u se ( i) T L c apsules a nd ( ii) a p ortable g amma s pectrometer . A T L c apsule, u sually o f c opper, c ontains a h ighly-sensitive T L p owder a nd i s b uried i n t he s oil i n a s ituation t hat r epresents t hat o f t he s ample a s c losely a s p ossible;
i t i s a bout
L UMINESCENCE D ATING
1 85
8 mm d iameter a nd 4 0 m m l ong . M inimum b urial t ime i s a y ear
b eing
p referred;
i t
i s
f ew m onths, a p laced a t t he e nd o f a 0 .3 m etre l ong
a uger h ole. T he d etector o f t he g amma s pectrometer i s 6 5 m m i n d iameter s o t hat a c orrespondingly l arger h ole i s r equired; h owever i n t his c ase t he m easurement t ime i s o nly a n h our. T he a nnual d ose i s i nfluenced b y t he w ater c ontent o f s ample a nd s oil d uring a ntiquity. A n u pper l imit t o t he e ffect i s o btained b y m easuring t he s aturation c ontent. T he a s-dug c ontent c an a lso b e m easured ( using a t ightly-tied p lastic b ag t o a void e vaporation d uring t ransportation t o t he l aboratory); i t i s t hen a m atter f or d iscussion a s t o w hether t he a verage d uring b urial w as b igger o r s maller t han t he a s-dug v alue. U ncertainty a bout w ater c ontent i s o ne o f t he f actors t hat l imit t he a ccuracy a ttainable a nd t he c ollaboration o f a s edimentologist i s i mportant; t he u se o f z ircons, a s m entioned b elow , g ives t he p ossibility o f a s pecial t echnique i n b oth T L a nd O SL i n w hich t he i nfluence o f w ater c ontent a nd o ther e nvironmental f actors i s e liminated. T he i nternal d ose-rate i s e valuated b y l aboratory m easurements, u sually b y t hick-source a lpha c ounting c ombined w ith c hemical d etermination o f p otassium c ontent; n eutron a ctivation a nalysis i s s ometimes e mployed, a lso b eta d osimetry b y m eans o f t he s ame h ighly s ensitive T L p owder u sed i n t he c apsules. F or f urther i nformation r efer t o A itken B erger ( 1986).
( 1985),
W intle a nd H untley
( 1982),
M ejdahl
( 1986)
a nd
A ge Range T his i s d ependent o n t he l uminescence c haracteristics o f t he s ample, i ts r adioactivity, a nd t he r adioactivity o f t he s oil; o f c ourse i n t he c ase o f s ediment, s ample a nd s oil a re o ne a nd t he s ame. I n r ound t erms b oth f lint a nd c alcite c over t he r ange 5 .500-500.000 y ears, p erhaps m ore. T he l imit f or s ediment i s n ot y et e stablished b ut c ertainly i t r eaches t o 1 00.000 y ears, i e w ell b eyond t he 1 6.000-year s tarting p oint f or d iscussions a t t his m eeting ; t he l ower l imit f or s ediment d ating i s s et b y t he e ffectiveness o f t he z ero s etting , i e b y t he d uration o f e xposure t o s unlight. W hereas f or T L t he r esidual s ignal r emaining e ven a fter 2 4 h ours e xposure m ay b e s ubstantial ( depending o n t he m inerals i nvolved; f eldspar i s m uch m ore r eadily " bleachable" t han q uartz) a nd l ikely t o g ive a l ower l imit o f 5 .0001 0.000 y ears, f or O SL t he b leaching i s v ery m uch f aster a nd a ccording t o H untley e t a l. t he l ower l imit s hould b e a round 1 .000 y ears. Thus w e e xpect t hat f or s ediment t he a ge r ange u nder d iscussion a t t his m eeting s hould b e e asily e ncompassed b y t he O SL t echnique. T he O SL s ignal i s m ore e asily b leached b ecause t he s ignal i s a ssociated o nly w ith l ight-sensitive t raps i e t hose t raps a menable t o e mptying b y e xposure t o l ight.
Z ircon d ating ( Sutton a nd Z immerman ,
1 976; T empler,
i n p ress )
T he l evels o f t horium a nd u ranium i n z ircon a re s everal h undred p arts p er m illion a nd c onsequently t he a nnual d ose f or a g rain o f 0 .1
1 86
M .J .
A ITKEN
m m o r m ore i s d ominated b y t he i nternal c ontribution. T his m eans t hat u ncertainty a bout w ater c ontent a nd o ther e nvironmental f actors ( eg g eochemical l eaching a nd r adioactive d isequilibrium e ffects) a re r elatively u nimportant. T his r emoves a n i mportant s ource o f s ystematic e rror. H owever t he t echnique i s a m uch m ore d ifficult o ne t han d ating b y c onventional T L o r O SL, a nd s o f ar i ts s uccess h as b een d emonstrated o nly f or z ircon g rains e xtracted f rom p ottery, b ricks a nd l ava . N evertheless t here i s g ood p rospect t hat i t w ill s hortly b ecome a vailable f or s ediment. T he t echnique i nvolves t he m anipulation o f s ingle g rains a nd s o i t i s t o b e e xpected t hat i t w ill b e a pplicable o nly t o s ediment f or w hich t he a verage g rain s ize i s a round 0 .1 m m o r m ore ( le s and r ather t han s ilt). A bout 1 00 g rains a re r equired; t hese h ave t o b e e xtracted a nd i dentified u sing o nly a d im r ed l ight ( to a void b leaching o f t he " natural") a nd i t i s o nly w orth a ttempting t o u se t his t echnique f or s ediments k nown t o b e f airly r ich i n z ircon .
A ccuracy a nd A pplication T he a ccuracy a ttainable, w hether u sing f eldspar o r z ircon, i s c urrently i n t he r ange 5 -10% o f t he a ge ( and i n a dverse c onditions i t i s w orse). T hus f or 1 6.000 B P t he e rror l imits o n t he a ge a re l ikely t o b e a round ± 1200 y ears a nd ± 1600 y ears, a nd f or 4 .000BP a round ± 300 y ears. I t i s i mportant r ealize t his b efore a ttempting a pplication a nd t o r eserve t he s ubstantial r esources r equired f or e xecuting t he t echnique f or c ircumstances w here e ven a n a pproximate a nswer i s u seful, e g w hen m aterial f or r adiocarbon i s a bsent f rom t he s ite o r w hen t he r adiocarbon r esults a ppear t o b e u nreliable. T he i mportance o f l uminescence d ating , d espite t he p oor a ccuracy , c ontinues t o b e d emonstrated b y t he T L d ating o f b urnt f lint i n N W E urope; f or i nstance b y B owman a t t he B ritish M useum ( Bowman a nd S ieveking , 1 983), b y H uxtable a t O xford ( Aitken, H uxtable a nd D ebenham, 1 986) a nd b y V alladas a t G if-sur-Yvette ( Valladas, 1 986). I t i s t o b e e xpected t hat o ther t ypes o f l uminescence d ating w ill p rove a s u seful, a s h as a lready b een d emonstrated f or t he T L d ating o f s ediments r elevant t o q uarternary g eology b y W intle a t C ambridge ( eg W intle, S hackleton a nd L autridou, 1 984), M ejdahl i n D enmark ( eg M ejdahl, 1 986) a nd H untley a nd B erger i n C anada ( eg B erger , 1 985; H untley, 1 985). I n r espect o f s ample a cceptability, f or b urnt f lint i t i s i mportant n ot o nly t hat t he f lint i s w ell b urnt b ut a lso t hat i t i s l arge e nough, e g a bout 1 0 m m t hick a nd 3 0 m m a cross. F or s ediment i t i s a bsolutely e ssential t hat e xposure t o l ight i s r igorously a voided. I t i s b est i f s ample-taking i s c arried o ut b y l aboratory s taff u sing s pecial c ylinders; m easurements c an b e r equired.
a t m ade.
t he s ame t ime o n-site r adio-activity S everal k ilograms o f s ediment m ay b e
R esearch
Laboratory and History
f or Archaeology of Art, Oxford
LUMINESCENCE DATING
187
REFERENCES AITKEN M.J. 1985 Thermolwninescence dating. Academic Press. AITKEN M.J., HUXTABLE J. and DEBENHAM N.C. 1986 Thermoluminescence dating in the paleolithic burned flint, stalagmit calcite and sediment. Assoc. Fr. Etude Quat. Bull. (26), 7-14. BERGER G.W. Thermoluminescence dating studies of rapidly deposited silts 1985 from south-central British Columbia. Canadian Journal of Earth Sciences, 22: 704-710. Dating Quarternary Deposits by Luminescence -Recent Advances. 1986 Geoscience Canada, 12, N ° l. BOWMAN S.G.E. and SIEVEKING G. de G. 1983 Thermoluminescence dating of PACT, 9, 253-268.
burnt flint from Combe Grenal.
HUNTLEY D.J. 1985 On the zeroing of the thermoluminescence of sediments. Physics and Chemistry of Minerals, 12, 122-127. HUNTLEY D.J., GODFREY-SMITH D.I. and THEWALT M.L.W. 1985 Optical dating of sediments. Nature, 313, 105-107. MEJDAHL V. Dating of feldspar and quartz. 1986 Clermont-Ferrand, March 1986.
Proceedings of 11th R.S.T.,
SUTTON S.R. and ZIMMERMAN D.W. 1976 Thermoluminescence dating using zircon grains archaeological ceramics. Archaeometry, 18, 125-134.
from
T' PLER R.H. ress. Autoregenerative TL dating of zircon inclusions. Radiation Protection Dosimetry. VALLADAS H., GENESTE J.M., JORON J.L. and CHADELLE J.P. Thermoluminescence dating of Le Moustier. Nature, 1986 454. WINTLE A.G. and HUNTLEY D.J. 1982 Thermoluminescence dating Reviews, 1, 31-53.
of
322,
452-
sediments. Quaternary Science
WINTLE A.G., SHACKLETON N.J. and LAUTRIDOU J.P. Thermoluminescence dating of periods of loess deposition 1984 soil formation in Normandy. Nature, 310, 491-493.
and
Chronologies in Aurenche O ., rvin BAR International
the Near J . and Hours S eries,
F .
East, eds. 1987
R E LA T IO N S E N T R E P H A S E S C L IM A T IQ U E S E TC H R O N O LO G IO U E S A UM O Y E N O R I E N T D E1 6 . 0 0 0 A1 0 .0 0 0 B P Pierre
RESUME:
En
BP),
correlation
i s
milieu
s tratigraphie), une
approche
continental e st
c oherence
Passe,
qu'elles
c limatique. t itution l es
Par
par
l es
rassemblees
Moyen
l es
Orient
l imitee
contre,
donnees une
entre
ä cause
de
is
is
valeur
i sotopiques, s 'il
ou
e t
r arete
10. 000
des
BP,
apporte e chelles
paleontologiques pour
introduites
des
ans
( climato-
existe
paleoclimatiques carte
( 16-10. 000
paleoclimatologie
ä e tablir
16. 000 l a
courtes
comparables
a posteriori,
cherche
sur
aussi
a priori
chronologies
verification
soient l e
p eriodes
verifier,
toutes
t res
The
paleoclimatic dry,
wet,
d ifficult the
c limato-stratigraphy events,
e tc... than
of
data.
the
a
b etween
This
c an
and
bring
1 6, 000
f or
map and
because
or
t he
same
o ld
t he
l ocal
t he
p eriod
under
method
become
i ndependant
s cales l ies
f rom t o
date
( ou une
dans
une
donnees
non)
date
un
t eile
du
modele r econs-
disponibles
BP,
available
or
i n
the
on
t hese
sur
very
here
data
model.
r econstitution
palaeoenvironments
are
more
modify
( 16-10, 000
y . t he
a posteriori
t he
confirm
coherence These
some warm,
Nevertheless,
paleontologic
t he past.
cold,
conditions
dubious. t o
correlate
correlations
consideration
a c limatic a
to
f eatures:
r egional
approach
s tate
such data
approach
salient
i sotopic,
of
i ntroduced y .
an
t he
t his
a g iven
1 0,000
i s
e nvironments,
because
an
verification data
r egional
d ifficult
s hort
have
continental
oceans
s tratigraphic
paleoclimatic
s eem
addition,
t oo
paleoclimatology
i n
t he
I n
r eally
which
But,
i n
c limate. i s
value
on
Cette
d es
paleoenvironnements.
ABSTRACT:
BP)
pour
entre
Pour
r este
sur
c limatiques,
d iscutable.
obtenues
prehistoriques.
une
tres
independante
s tratigraphiques ou
e t
d 'evenements
ROGNON
and
prehistoric
between can
For
be
a ll
the
collected
the
Middle
East,
r emains
today
v ery
are
very
f ew.
E n l 'absence d e c hronologie a bsolue, l a p al6oclimatologie a p arfois ä tä u tilisäe p our c orräler c ertains ä vänements q ui s emblent c orresp ondre ä d es c ontextes c limatiques c omparables. C ette c limato-stratig raphie p ose, a p riori, l e p rincipe d e v ariations c limatiques s ynchrones e t d e m äme s ens d ans d es r egions p arfois t räs ä loignäes. C e p rincipe e st v alable ä c ertaines ö chelles d e t emps e t d ans d es m ilieux t räs h omogänes: - s ur d es p öriodes d e t emps d e l 'ordre d e 1 00 m illönaires, i l e st p ossible, s ans r isque g rave, d e c orräler g laciaires o u i nterglaciaires ä rächelle d u g lobe c ar ä c ette ä chelle d e t emps, l es v ariations d u c limat s ont s ynchrones ( ou p resque). M ais i l e st d éjà p lus d iscutable d e r elier d es " interstades" o u d es " stades" ä l 'ächelle d e l 'Europe o y m öme d e l a F rance 6 tant d onnä l a b riävetä d e l eur d uräe ( 10 3 ä 1 0 a nnäes) e t l eur e xtension p lus l imitäe. E nfin, i i d evient i rräaliste d e c hercher ä c orröler d es c rises c limatiques, a ccidents t räs b refs
1 90
P .
R OGNON
( quelques s iöcles), e n r elation a vec d es d ösäquilibres r ägionaux ( Rognon, 1 981a e t 1 984). L a p öriode d e 6 m illänaires ( 16.000 ä 1 0.000 B P), c onsidäräe, i ci i nterdit l e r ecours ä l a c limato-stratigraphie ä rächelle d u M oyen O rient. -d ans d es m ilieux h omogänes, c omme l es o ceans, l a s tratigraphie o cäanique u tilise s ouvent d es r accords d e " pic ä p ic" d 'une c arotte ä l 'autre p arce q ue l 'ocäan e st h omogänäisä e n p ermanence p ar l a c irculation o cäanique e t n e " r eond" q ue t rös i ndirectement a ux v ariations r eelles d u c limat. M ais s ur l es c ontinents, l es c limats r ägionaux v arient d e m aniöre i ndäpendante, c e q ui a e ntrainä t rös r apidement l 'abandon d es p remiäres t entatives d e c orrelations, ä t ravers t oute l 'Afrique, d es " pluviaux" e t d es " arides". L a d iversitä d es m äcanismes c limatiques q ui i nterviennent e ntre 1 5 e t 4 2°N e mpöche a ussi d e c onsidärer l e M oyen O rient c omme u ne p rovince c limatique h omogäne. A u M oyen O rient e t s ur q uelques m illänaires, o n p eut e nvisager c ependant u ne c ontribution d e l a p aläoclimatologie ä r ätablissement d 'une ö chelle s tratigraphique d ans l a m esure o ü e ile a pporte u n m oyen i ndäpendant p our v erifier l a s oliditä d e c ette ä chelle. P our y p arvenir, i i f aut a bandonner l es n otions ö lämentaires d e " pluvial", " aride", " chaud" o u " froid" p our c aractäriser l es p ics o btenus s ur l es c ourbes d 'ävolution d es m ilieux c ontinentaux e t l es c orräler e nsuite a lors q ue l a s edimentation e st s ouvent d iscontinue. C haque p ic d oit ö tre d öfini p ar d e v äritables p aram tres c limatiques: t emperatures, b ilan p luviosit6/Övaporation , r äpartition s aisonniöre d es p räcipitations, r äsultante d es v ents, e tc... q ui r enforceront s on i ndividualitä. L es " fonctions d e t ransfert" ä p artir d es d onnäes t iräes d es m odäles a ctuels s ont u ne d es v oies l es p lus e fficaces p our a mäliorer l a d efinition d e c haque p ic. A p artir d e c es d onnäes, o n p eut e nsuite ä tablir u ne c arte p a Uoclimatique p our c haque p äriode q ui p ermettra d e r econstituer l es c entres d 'action a tmosphäriques e t d e r emonter a ux m öcanismes c limatiques. C 'est ä c e s tade q ue l e r ecours ä l a m od aisation p ermettra d e v erifier, d e m aniäre i ndäpendante, l a c ohesion d es c hronologies f ournies p ar l a P rähistoire o u l es m äthodes i sotopiques o u p al6ontologiques. L orsqu 'une a nomalie s era c onstatäe s ur l es c artes o u l e m odäle, e ile n e p ourra s 'expliquer q ue p ar l es c onditions p articuliöres d e c e s ite ( paläoclimat " stationnel") o u p ar u ne r emise e n c ause d e l a c hronologie. M alheureusement, m algrö l es p rogräs c onsidärables r äalisäs d epuis q uelques a nnäes d ans l a r econstitution d es p alöoclimats, l e P roche O rient r este e ncore u ne r egion t rös m al c onnue, e xceptä e n I sra61 e t p lus p articuliärement a u N egev . C 'est ä p artir d e c es r egions m ieux c onnues, q ue n ous e ssayerons d e m ontrer c omment l a p al6oclimatologie p eut r enforcer l a c ohärence d es r econstitutions c hronologiques. L a p äriode 1 6-10.000 B P a ä tä c hoisie p our i llustrer l es r elations e ntre p aläoclimatologie e t c hronologie a u M oyen O rient. L a p äriode h olocäne a d äjä f ait l 'objet d 'un e ssai d 'interprätation p alöoclimatique e t d e c artographie d es c entres d 'action a tmosphärique ( Rognon, 1 982), p uis d 'une c omparaison a vec d es v ariations c limatiques h olocönes d u M aghreb ( Rognon, 1 981b). C es c onclusions n e s eront p as r eprises i ci.
P HASES C LIMATIQUES E T C HRONOLOGIQUES
1 91
L 'EVOLUTION D U C LIMAT T ARDIGLACIAIRE ( 16.000 ä 1 0.000 B P) N i l a d ate d e 1 6.000 B P, n i m eme c elle d e 1 8.000 B P ( maximum d u f roid ä l 'echelle d u g lobe) n 'ont d e s ignification p articuliäre a u M oyen O rient. E lles s emblent s 'inscrire d ans u ne l ente e volution q ui a c ommence p lusieurs m illiers ( ou d izaines d e m illiers?) d 'annees a uparavant. t ant d onne l e p eu d e d atations d isponibles, c ette s tabilite c limatique e st, p eut-etre, i llusoire. M ais e ile p eut s 'expliquer a ussi p ar l 'influence d eterminante d es i nlandsis d e l 'hemisphere n ord q ui, p ar l eur e xtreme i nertie, a ttenuent l e r ole d es o scillations t hermiques e ngendröes p ar l es m odifications d e l 'orbite t errestre. L orsque l e r echauffement s 'accentue ä p artir d e 1 4.000 B P, d e b rusques r eajustements ä rechelle d u g lobe p rovoquent u ne t res g rande i nstabilite e ntre 1 4.000 e t 1 0.000 B P. UN E
PA L E O G E O G R A P HI E
QUI
SE
MO D I FI E
PE U
JU S Q U' A
14. 0 0 0
BP
D es a vant 1 8.000 B P, l e M oyen O rient s emble a voir e te u n c Msert p lus a ccentué e t p lus é tendu q u 'aujourd 'hui d ans s a p artie o rientale, p rivee d e l a s ource d 'humidite d u g olfe a rabo-persique, a sseche p ar l a r egression g lacio-eustatique. A u n ord, l a c haine d u Z agros e st u n d esert p lus f roid q u 'aujourd 'hui; a u s ud, l 'Arabie m eridionale e st s ous l 'influence q uasi e xclusive d e l a m ousson s eche d e N E e t l 'Egypte e st h yper aride. S i o n n e p eut s e f ier a ux q uelques d atations d isponibles, i l s emble q ue / a l imite d u d g .sert s ' tende l entement v ers l 'ouest a u c ours d e c ette p eriode. E n e ffet, l es l acs l ' El J afr e t d e P almyre ( Haniara e t S akaguchi, 1 978) d isparaissent d es 2 0.000 B P, c elui d e D amas a pres 1 6.000 B P e t l e p aleolac L isan ( Mer M orte) a vant 1 2.000 B P ( Begin e t a l., 1 980). O r c es l acs e xistaient b ien a vant 1 8.000 B P. L a m eme a ridification e st c onstatee e n A sie M ineure o ü l e l ac d e K onya e tait ä s on n iveau m aximum v ers 2 3-17.000 B P e t s 'asseche e nsuite r apidement ( Roberts, 1 980). C ette e xtension d u d esert n 'epargne q ue l es f açades m editerraneennes: L a c öte s eptentrionale d e l 'Aste m ineure r este t res h umide e n b ordure d e l a M er N oire t ransformee e n l ac d 'eau d ouce. M ais l 'Ouest d e l a T urquie e st c ouvert d e s teppes p lus o u m om s p arsemöes d 'arbres d urant l a f in d u P leistocene s ans p lus d e p recision c hronologique s ur l a c arotte d e S ögüt G ölü ( Van Z eist e t B ottema, 1 982). L a façade du L evant a c onnu u ne l ongue p eriode p luviale d 'apres l es a nalyses s ur c arotte d u l ac H uleh ( Nord I srael), q ui c onfirment c ette t endance g enerale ä l 'assechement p uisque l es p ollens d 'arbres r eprösentaient p lus d e 5 0% d u t otal v ers 3 0-35.000 B P e t s eulement 2 5% a ux e nvirons d e 1 8-20.000 B P ( Van Z eist e t B ottema , 1 982). D ans l e p aleolac L isan, l 'augmentation d es e lements c lastiques v ers 1 5.000 B P i ndique d es e coulements p lus t orrentiels ä l a p eripherie e t u ne b aisse r apide d u n iveau d u l ac, e n r elation a ussi a vec l e r echauffement, d onc u ne e vaporation p lus f orte. U n g radient N S s emblable ä l 'actuel e xistait d éjà a vec l e d epöt d e d iadomites a u N ord e t d 'aragonite e t d e g ypse a u S ud d u l ac. M ais l a p resence d 'aragonite i ndique u ne e vaporation m om s i ntense q ue c elle q ui p rovoque l e d epot d es s els a ctuels. L 'etude p alynologique e t s edimentologique d e q uatre s ites d u r ebord S W d es p lateaux d e J ordanie, ä 1 50 k m a u S ud d e l a M er M orte , c onfirme q ue d es c onditions p lus h umides q ue l 'Actuel o nt r egne a u S ud d u L evant e ntre 2 0.000 e t 1 5.000 B P,
a vec u n b rusque a ssechement e ntre
1 92
P .
1 5.000 e t 1 4.000 B P
( Henry,
R OGNON
ä p araitre).
L a t endance ä l 'aridification e st t res n ette a ussi ä l a b ordure S ud d e c et h ot d 'humidit6. G räce ä r ätude
p recise d e n ombreux s ites a rchäologiques d u N ord
S inai e t d e l 'Ouest d u N egev, o n a p u m ontrer q ue d ans c e s ecteur ( Goldberg , 1 986): - L es s ables 6 oliens a pparaissent ä Q udeirat W . a prös 2 5.000 B P; -u ne p hase d 'incision d es o ueds e t d e d äsequilibre O omorphologique a c ommence v ers 2 5.000 ä W . M ushabi e t G . M aghara e t s 'achäve v ers 1 4.500 p ar u ne s tabilisation d es v ersants e t l a f ormation d e s ols. C ette p ädogenäse a p eut-ötre c ommence d es l e t out l 'Epipaläolithique; - a u N ahal N izzana , d es d unes l ongitudinales c ontiennent
d ebut
d e
l 'industrie
d e l a f in d u P aleolithique s uperieur e t i ndiquent u ne a ridite b ien e tablie i ci e ntre > 2 2.000 e t 1 7.000 B P; - ä S hunera , d es d ebts d e l oess d epuis > 2 5.500 j usque v ers 1 8.000, i ndiquent u n c ouvert v ägetal e ncore a ssez d ense p our p ieger l es p oussiäres. P uis a präs 1 6.000 B P, l e d eclin d e l a v egetation p rovoque l 'incision d e c es l oess e t b e & pot d e g raviers d 'epandage d 'oueds. A insi d ans c ette z one d e 1 50 k m d 'Ouest e n E st, d es i ndications n ombreuses e t c oncordantes p ermettent d e s uivre l e p assage d 'une l ongue p 6riode d e p luies f ines, a ssez a bondantes, b ien r eparties s ur l ' annee ( depots d e v allee e ssentiellement l imoneux) q ui r emonte p eutö tre j usqu 'ä 4 5.000 B P, ä u ne p eriode d 'instabilite g eneralisee e t d 'incision d ans u n c ontexte p roche d e l 'Actuel ( Goldberg , 1 981). LE S
RA PI D E S
CH A N C E ME N T S
CL1 M A TI Q UE S
EN T R E
14. 0 0 0
ET
10. 0 0 0
BP
L 'instabilite c limatique e n I srael e t e n J ordanie Dans l e N ord du S inai e t l 'Ouest d u N egev , l a c oupe d e W adi M ushabi m ontre q ue b e s ol r ougeätre c alcique q ui s e d äveloppe v ers 1 4-15.000 B P e st r ecouvert p ar 1 o u 2 m etres d e s ables ä oliens ( periode a ride) p uis 8 ä 1 0 m etres d e d äpots p alustres o u l acustres c ontenant d es o utils i n s itu d u M ushabien e t d u K ebarien g eometrique, d atant c ette s equence d e 1 4.000 ä 1 2.000 B P. L e " pluvial" q ui s 'installe d onc ä c ette é poque s emble a voir e te i nstable, e ntrecoupe d e p hases d 'ariditä. A Q adesh B arnea, ä 1 00 k m p lus ä l 'Est, c ette p äriode h umide e st m arquee s eulement p ar u n s ob d ecolorö e t g leyifiä, i ndiquant u n h aut n iveau d e l a n appe a quiföre d ans d es a lluvions s ableuses e t d ate d e 1 3.930±120 e t 1 4.130±160, c e q ue c onfirme l a p resence d 'outillage d u K ebarien g eometrique. D ans b e N ahal N izzana, l es d unes l ongitudinales s ont f ixees e t a ltäräes e n s ob c arbonate ä pais, p robablement d 'äge K ebarien, t andis q u 'ä S hunera, u ne p hase d 'aridite e st a ttestee p ar b e d epot d e s ables e oliens e t d 'evaporites ( gypse e t C aCO ) , d ates d e 1 0.300 B P. E nfin, c ette p eriode p luviale e st c onfirmee p a' l a t räs f orte d ensite d e s ites d e l ' gpipa r eolithique s uperieur ( 14.500-12.000 B P), c omparee ä c elle d es s ites a nterieurs ( Paleolithique s uperieur f inal) o u p ostärieurs ( = K ebarien t ardif: 1 21 1.000 B P). C ette d ensitä d es s ites d u M ushabien e t d u K ebarien g eometrique s e r etrouve, e n p laine c o me e n m ontagne, d e S uez a u L iban ( Goldberg e t B ar-Yosef, 1 982). D e part e t d 'autre d u r ift: C ette i nstabilitä c limatique e st c onstatee a ussi ä l 'Est d u r ift, s ur b e r ebord d u p lateau j ordanien,
ä l a m äme l atitude,
o ü
l a
p hase
P HASES C LIMATIQUES E T C HRONOLOGIQUES
1 93
a ride d e 1 5 ä 1 4.000 B P e st s uivie d 'un a ccroissement d e l 'humidite ( 14 ä 1 2.000 B P), p uis d 'une a ridification a pres 1 2.000 B P ( Henry, ä p araitre). A 2 50 k m a u N NW, s ur l e r ebord o uest d u r ift , e n S amarie, l 'etude d es g isements p rehistoriques d es w adis F azaül e t S alibiya c onfirme c ette i nstabilite ( Goldberg , 1 981). - L es a nalyses p olliniques i ndiquent d es p ourcentages d 'arbres d e 2 83 0% p our l e K ebarien g eometrique e t s eulement 5 % ä l a f in d u N atoufien. C es a nalyses o nt e te c onfirmöes p ar c elles d e F . D armon ( 1984) q ui m ontrent u n p ourcentage d 'arbres e ncore n otable ( 13%) a vec u ne g rande v ariete ( Oleacees, C henes, F renes, T amaris, O rme, S aule) e t t res p eu d e C hänopodiacees p our l e K ebarien g eometrique ( vers 1 4.0001 3.000 B P). A u c ontraire, ä l a f in d u N atoufien ( vers 1 1.000 B P), l es C henopodiacees r eprösentent j usqu 'ä 9 0% d es p ollens e t l es a rbres s ont a bsents. D e m eme, l a f aune d e l a p remiere p eriode c omprend e ncore d es d aims ( environnement b oise) q ui d isparaissent d ans l a s econde. - L e paleolac L isan e xistait e ncore ä s on n iveau m aximum v ers 1 3.500 B P ( -180 m d 'altitude c ontre 356 m a ctuellement). L a d isparition d e c e l ac p rofond d e 1 80 m e nviron a e te t res r apide p uisque l e s ite d e J ericho e st e xonde a vant 1 1.166±107 B P. C ette a ridification e st c onfirmee p ar l 'etude p ollinique d u s ite d e M allaha H uleh). Dans 1 982)
l e Nord d 'Israel, m ontre q ue l e
1 6.250±200
B P,
s e
l a c arotte d u l ac H uleh r apport A P/NAP e ncore
( en b ordure d u l ac
( Van Z eist e t B ottema , e n r egression a pres
r edresse j usqu 'ä d es v aleurs p roches d e c elles d u
p luvial d e 2 9-30.000 B P, v ers 1 4-12.000 B P, p our r edescendre ä , d es v aleurs t res b asses v ers 1 0.000 B P ( peu a vant l a d ate 1% d e 9 .770±200) ( 1). C ette e volution d e l a p luviositö e st c onfirmee p ar u ne e tude i sotopique: s ur l es 1 4 s ites d 'Israül, l 'etude d es t eneurs e n 1 8 0 d es c oquilles d e L evantina c aesareana, m ollusque i ndicateur d es p luies d e s aison f raiche, a p ermis d 'ötablir u ne c ourbe d e l 'evolution d es p recipitations ( Magaritz e t H eller, 1 980). C ette c ourbe m ontre, e n p articulier , l 'existence d 'une p eriode d 'aridite t res m arquee e ntre 1 1.000 e t 1 0.500 B P ( apres u n m aximum p luviomötrique d e 1 4.000 ä 1 2.000) q ui c orrespondrait a u r efroidissement d u D ryas r ecent e n E urope o ccidentale. C es v ariations i sotopiques, a ssociees ä c elles d es i ndices d e t aille d es c oquilles, c onfirment d onc l a r apidite d es c hangements c limatiques ä l a f in d u T ardiglaciaire. L a r aretö d es d onn es d ans l e r este d u M oyen O rient: L es paleolacs de l 'arc m ontagneux t urco-iranien e voluent d ans un s ens o ppose ä l 'Ouest e t ä l 'Est ( Robert , 1 982): - ä K onya ( centre d e l 'Asie M ineure), o ü p ar s uite d e l 'assechement a pres 1 7.610±160 B P, l e l ac r eapparait e ntre 1 2.010±65 e t 1 0.950±65 B P, n on p lus a vec p lus d e 4 .300 k m e t 3 0 m d e p rofondeur, m ais m orcele e n c inq p etits l acs. D urant c e s econd e pisode, l es p luies o nte lles e te m ains a bondantes? o u c ontrariees p ar u ne e vaporation p lus f orte? o u e ncore l e b ilan d u l ac e tait-il e xcedentaire p ar s uite d e l a f onte d es g laces e t n eiges s ur l es m ontagnes e nvironnantes? - ä Z eribar ( Ouest-Zagros) o ü u n l ac p rofond a vant 1 4.000 B P d escend
( 1)
L es
analyses
montrent
polliniques
aussi
une
p lus
dans grande
l a
grotte
humidité
d e vers
Nahr
I brahim
13-14. 000
BP.
( Leroi-Gourhan,
1 973)
1 94
P .
R OGNON
ä s on n iveau l e p lus b as e ntre 1 4.000 e t 1 1.000 B P. C e c hangement s 'accompagne, v ers 1 3.600±160 B P, d 'une m odification d ans l a c omposition d es s teppes e nvironnantes o ü l es p ollens d 'Armoises s ont r emplacäs p ar d es C hänopodiacäes, c e q ui e st i nterprätä c omme u ne a ccentuation d e l 'ariditä p ar c ertains p alynologues ( El M oslimany, 1 982; B run, 1 985). L e r apport C hänopodiacäes/Armoises p ubliä p ar E l M oslimany p our Z eribar o ppose u ne p eriode p lus h umide e t s table, d e 2 2.000±500 ä 1 4.000 B P, ä u ne p eriode d 'alternances p rononcäes d e p hases a rides e t h umides j usque d ans i nfärieur ( 8.160±160 B P). C e n 'est q ue v ers l a l imite d e ( bien a pres 1 1.480±160 B P e t p lus p räs d e 8 .100±160) p ourcentage d 'arbres c ommence ä c roitre, t res l entement, d es h erbacäes.
r apides e t l 'Holocäne l ' Holocene q ue l e a ux d äpens
Q ueLques a nalyses polliniques , a u S ud d e l 'arc m ontagneux , m ontrent a ussi u ne e volution i nverse e ntre l 'Ouest e t l 'Est: - a l 'Ouest, d ans l a p laine d u G hab, l es p ollens d 'arbres ( Quercus , O lea, e tc...) a ugmentent r apidement e ntre 1 1 e t 1 0.000 B P a pres u ne p äriode ä v ägötation s teppique m al c onnue. - a 1 75 k m s e r l 'E .NE , a M ureybet, c 'est l a s teppe q ui g agne s ur l es a rbres v ers 1 0.500-10.000 B P e t l 'aridite s emble a voir p ersiste s ur t out l e M oyen O rient O riental, p uisque l es f onds e xondäs d u g olfe a rabo-persique o nt ä te r ecouverts p ar d es s ystemes d e d unes l ongitudinales, i ndicateurs d 'une i ntense a ctivite ä olienne d urant l a t ransgression m arine ( entre 1 5.000 e t 6 .000 B P). L es s ediments a ragonitiques c ontemporains d e c ette t ransgression n e c ontiennent d 'ailleurs a ucun ä lement d ätritique, m öme a u p ied d u Z agros, p reuve q ue l es o ueds e taient e ncore m om s a ctifs q u 'aujourd 'hui o ü l es r apports t errigänes s ont n otables ( Sarnthein , 1 972). S i o n r approche c es d onnäes d es p räcädentes, i l s emble q ue l a p artie n ord d u M oyen O rient d evienne p lus h umide ä l 'Ouest ( Konya , G hab) t andis q u 'elle s 'asseche ä l 'Est ( Zeribar, M ureybet). C ette t endance v ers l a f in d u T ardiglaciaire e st r enversee p ar r apport ä l ' aridification p rogressive d 'Est e n O uest c onstatäe a vant 1 4.000 B P. E SSAI D 'INTERPRgTATION PALgOCLIMATIQUE C ette t entative d e r econstitution d e l 'evolution d u c limat d e 1 6.000 ä 1 0.000 B P a ä tä ä tablie ä p artir d e d onnäes c hronologiques e xträmement d isparates. L e b ut d e l a p aleoclimatologie e st d e v erifier s i c e s chema p räsente u ne c ertaine c oherence d u p oint d e v ue d es m öcanismes d u c limat. L' E X T E N S I O N
DE
L' A R 1 D I T E
VE R S
L' O U E S T
DE
>
16. 0 0 0
A
14. 0 0 0
BP
L a q uasi-permanence d es reg imes d e h aute p ression S i d es c onditions t res a rides, f tendues d u Z agros ä l 'extröme S ud d e l 'Arabie, s ont c onfirmäes p ar l es r echerches f utures, e lles i mpliquent u ne e xtension c onsiderable d es h autes p ressions, p ar l a j onction, s ans l ignes d e d iscontinuitä, e ntre p lusieurs a nticyclones ( fig .1): un a nticyclone dynamique , d ü ä u ne r emontäe d e l 'onde p lanötaire d u f ront p olaire j usqu 'ä d es l atitudes t räs s eptentrionales ( 35-40 0N ), e n r elation a vec l a d epression d 'altitude, c rääe ä l 'Est d e l a b arriere d e g lace ( haute d e p lusieurs m illiers d e m etres) q ui s tätendait s ur l ' Europe d u N W. P ar s on a ltitude e t s on a lbädo p ermanent, l 'inlandsis n ord-europäen e ngendrait, e n e ffet, d es h autes p ressions d ynamiques
P HASES C LIMATIQUES E T C HRONOLOGIQUES
1 95
s ur s on f lanc S E, c 'est-ä-dire l e M ayen O rient. C es h autes p ressions e taient p ermanentes , c e q ui e xplique ä l a f ois l ' absence d e d iscontinuites e ntre l es c ellules d e h aute p ression e t l a p ermanence d e l 'aridite s ur l 'ensemble d e l ' annee, a lors q ue l es p luies a ctuelles d u M ayen O rient s ont d eterminees p ar l es o scillations s aisonniöres d e c e f ront p olaire, a ujourd 'hui m obile. L a s tabilité d es c onditions a rides d epuis > 18.000 j usqu 'ä < 14.000 B P c orrespond t rös e xactement ä l a p hase d e d eveloppement, p uis a u m aintien d e l 'inlandsis p ar i nertie t hermique. L 'extension d e l 'aridit v ers l 'Asie M ineure e t / a c öte d u L evant e ntre 1 8.000 e t 1 5.000 B P a pparait l ogique d ans c e c ontexte, c ar n ous s avons q ue l 'inlandsis n ord-europeen s 'est c onsiderablement r enforce ä l 'Ouest d e l 'Europe ( d 'oü p rovenait s on a limentation n eigeuse), e ntrainant u n d eplacement s imilaire d e l 'onde p lanetaire q ui l ui e st d irectement a ssociee. U n autre anticyclone dynamique , d 'origine t ropicale , s oude a u p remier s ur s a l imite n ord, d evait s 'ötendre s ur t out l e N E d e l 'Afrique e t l a t otalite d e l a p eninsule a rabe e t s e p rolonger p ar u ne d iagonale d e h autes p ressions r ejoignant l ' anticyclone t hermique a siatique. C e r enforcement d es h autes p ressions ä d es l atitudes a normalement b asses ( aux d epens d es r egions s aheliennes) e ntre 1 8.000 e t 1 2.000 B P e st c onnu e t s es m ecanismes a nt e te e xpliques p our l e S ahara ( Rognon, 1 976 e t 1 980). M ais a u M oyen O rient , l es c onditions d e s on e xtension e t d e s a s tabilité s ur t aute l 'annee e t s ur d es m illänaires e taient p articuliörement f avorables: - p ar s uite d e l a d isparition d e l a s eule s ource d 'humidite c ontinentale ( le g olfe a rabo-persique) - p ar l e c ontraste t hermique t rös d efavorable e ntre l e c ontinent e t l 'Ocean I ndien. E n e ffet, l a m ousson d 'ete ( qui a möne l a p luie) e st f avorisee p ar d es t emperatures o ceaniques p lus f aibles q ue c elles d u c ontinent.
O r e ntre " 18.000 e t 1 0-12.000 B P,
l es t emperatures d u N W d e
l 'Ocean I ndien s ont r estees s emblables ä l 'Actuel, a lors q ue l e c ontinent s 'est r efroidi. L es e tudes i sotopiques e t p alynologiques s ur l e N ord d e l 'Ocean I ndien c onfirment d 'ailleurs c e n et r enforcement d e l a m ousson d 'hiver M ee ä l 'intensite d es h autes p ressions) e t l a q uasi-disparition d e l a m ousson d 'ete, d e f avon p ermanente e ntre 2 2 e t 1 5.000 B P ( Duplessy , 1 982; V an C ampo e t a l., 1 982). L a d isparition ou l e d dtournement d es t rqjectoires c ycloniques A l 'heure a ctuelle ( fig .3), l es c yclones v enus d e l a M editerranöe o ccidentale, s ouvent r egeneres a u v oisinage d e C hypre, p luies s ur l e M ayen O rient s elon t rois t rajectoires: -d e l a M er E gee v ers l a M er N oire e t l 'Asie -d e l a M editerranöe a u g olfe a rabo-persique m ontagneux e t e n s uivant l e g olfe
e n
a pportent d es
l ongeant
l ' arc
- d e l a M öditerranee v ers l a M er R ouge, e n u tilisant l es d iscontinuites e ntre l es a nticyclones d u M ayen O rient e t d u S ahara o riental. E ntre 1 6.000 e t 1 4.000 B P, o n a ssiste a u r enforcement d e l a p remiöre t rajectoire q ui c orrespond a u t race i mmobile d u f ront p olaire ( ete c omme h iver), e t ä l a d isparition d es d eux a utres: L a t rajectoire d e / a M er N oire e st f avorisee n on s eulement p ar d es c onditions d ynamiques ( presence d u f ront p olaire), m ais p ar l 'existence d e m asses d ' air h umides e t i nstables a u-dessus d es v astes
1 96
P .
R OGNON
ö tendues l acustres d e l a M er N oire, e t p robablement d e l a C aspienne ( Brice, 1 978) q ui j ouaient a lors u n r ole d ans l a r ögönöration d es c yclones c omme l a M er b altique a ctuelle e n E urope o cidentale. L a f orte p luviositä s ur l a c ote n ord d e l a T urquie s 'explique ö galement p ar d es a dvections d 'air p olaire e t d es v ents d e s ecteur N ord ( tournant d ans l e s ens d es a iguilles d 'une m ontre a utour d es h autes p ressions t hermiques d e l 'inlandsis e uropöen). L a t rqjectoire v ers l e g olfe a rabo-persique a d isparu, a vec l a d isparition d e c e g olfe W s a vant 1 8.000 B P), l 'extension d e l 'onde p lanötaire t rös a u N ord e t a ussi l a p rösence p robable d 'un a nticyclone t hermique r egional s ur l 'arc m ontagneux, e ntrainant l a d escente d e v ents s ecs ( effet d e f oehn) v ers l es p laines d u M oyen O rient. E n e ffet, l 'abondance d es n övös e t d es p etits g laciers s ur l es c haines d u T aurus e t d u Z agros d oit a ussi ö tre p rise e n c ompte ( Erin9, 1 978). P ourtant l es c onditions l ocales s ur / a U diterran e o rientale é taient t r s
f avorables e l l a c yclog & l se ä c ette é poque.
E n e ffet,
d ans l e S E
d e c ette m er, l es t emperatures d es e aux d e s urface d evaient ä tre v oisines d e l 'Actuel e t, p our l 'ensemble d e c e s ecteur, e lles ö taient a u m aximum d e 2° ä 3 ° i nförieures ä l 'Actuel. O r, ä l a d ifference d es m öcanismes d e l a m ousson ö voquös c i-dessus ä p ropos d e l 'Ocöan I ndien, i ci l a c yclogönäse d evait ä tre f avorisäe p ar d es t emperatures d e l a m er p lus ö leväes q ue c elles d u c ontinent. M ais l ' activitä c yclonique ö tait l imitöe ä l a f açade d u L evant, f aute d e c onditions d ynamiques f avorables ä s on e xpansion v ers l 'intörieur. E n e ffet ä l 'heure a ctuelle, l a p rogression d es c yclones s ur l e M oyen O rient s e t raduit p ar u ne d isposition N ord Sud d es i sothermes. O r a . 1 8.000 B P, R .C. T hunell ( 1979) a m ontrö q ue l es i sothermes d 'ötö e t d 'hiver ö taient o rientös
E st-Ouest.
C e f ort g radient t hermique N S m ontre l 'existence
d 'une c irculation a tmosphörique b eaucoup p lus m öridienne q ue z onale. C ette d isposition t raduit l 'influence p rödominante d e l 'anticyclone d ynamique. O n p eut m äme p enser q ue l ' accroissement d e l a s öcheresse c onstatä e ntre 2 0-18.000 e t 1 6.000 B P ö tait u ne c onsequence d e c e r enforcement d e c et a nticyclone t rös p rös d es c otes m öditerranöennes, l imitant l es c onditions f avorables ä l a c yclogönäse a ux z ones l ittorales. L a t rqjectoire v ers l a M er R ouge f onctionnait e ncore v ers 1 8.0002 0.000 B P, a pportant d es p luies f ines e t b ien r öparties s ur l ' annäe ( qui c aractörisent l es p luies d e d iscontinuitö e ntre d eux a nticyclones) s ur l e S inai e t l e N egev . M ais c ette t rajectoire d isparait p eu a präs, e ntrainant l 'aridification d e c es r egions j usque v ers 1 4.000 B P. O r l 'absence d e F oraminifäres e t d e C occolites d ans l es d epots d e c ette é poque e n M er R ouge n e p ermet pas d e c onnaitre rövolution d e c ette m er a utour d u m aximum g laciaire. S on i nfluence t hermique a P u ö tre r öduite s i s es e aux o nt s ubi u n r efroidissement e stimö ä 4 * e t < 7 ° de mom s q u'aujourd 'hui 4 Luz, 1 982). L a f orte s alinitö d es e aux, e stimöe ä p lus d e 5 0 / , s erait l 'indice d e c onditions p lus a rides, r ösultat d 'une j onction trös f röquente ( ou q uasi p ermanente) e ntre l es a nticyclones d e M oyen O rient e t d u S ahara o ccidental. E n c onclusion, l es q uelques i nformations d isponibles ä l 'heure a ctuelle p our c ette p öriode d e 1 6.000 ä 1 4.000 B P c oncordent a ssez b ien a vec c e q ue l 'on s ait d e l a c irculation a tmosphärique ä c ette é poque.
L 'ariditä r enforcöe s ur t out l e M oyen
O rient
r ösultait
s oit
P HASES C LIMATIQUES E T C HRONOLOGIQUES
1 97
d 'une s ubsidence c ontinue d e l ' air a u c oeur d es a nticyclones d 'origine d ynamique, s oit d e l a p ropagation d e l a s echeresse p ar l es v ents s ecs d ivergents ä p artir d e c es a nticyclones ( Syrie i nterieure; p laine d u T igre e t d e l 'Euphrate), s oit d e l a j onction p ermanente d e d eux a nticyclones ( absence d e d iscontinuite s ur l a M er R ouge). L' I N S T A B I LI T E
DU
CL I M A T
EN T R E
14. 0 0 0
ET
10. 0 0 0
BP
A pres 1 4.000 B P , l es t emperatures s 'elevent v ite d ens l es r egions c ontinentales d 'Europe o ccidentale, s urtout a u B olling , p uis ä l 'Alleröd. L es q uelques d onnees s ur l es p aleotemperatures d e l a M editerranee o rientale, f ournies p ar l es c arottes m arines, m ontrent q ue l a m er s e r echauffe, s urtout a prs 1 3.600 B P ( Vergnaud-Grazzini e t H erman-Rosenberg , 1 969). M ais l 'inertie o pposee p ar l es g laces a ccumulees a u c ours d es m illenaires p recedents e xplique l 'instabilite c limatique d e c ette p eriode e t l a r apidite d es c hangements l orsque c e f rein ä l a r emontee d es t emperatures c ede b rusquement v ers 1 0.000 B P. C omment s e t raduit c c r eajustement g lobal ä l 'echelle d u M oyen O rient? L 'amorce B P.
d 'un
c hangement a ux l atitudes m öditerranöennes:
1 4 t i 1 2.000
L e r ecul d e l 'inlandsis n ord-europeen a p eu d e c onsequences a u N ord d u M oyen O rient o i l l e l ac d e K onya r este s ec e t c elui d e Z eribar s 'asseche. I l e st d ifficile d e c onclure ä u ne i ntensification d e l ' anticyclone ( et d e l 'aridite) ä p artir d e d onnees a ussi r ares. E n r evanche, o n p eut p enser q ue l es h autes p ressions s e r elächent a u S ud d u L evant, e ntre l 'anticyclone d u M oyen O rient e t c elui d u S ahara o riental. L es d onnees s ont a ssez p recises i ci p our d etecter l a r eouverture d e l a t rajectoire c yclonique e n d irection d e l a M er R ouge ( Sinai, N egev) e t d u r ift i sraölo-jordanien e ntre 1 4 e t 1 2.000 B P. M ais a ucun i ndice j usqu 'ä p resent n e p ermet d e d eceler d es c hangements ä l 'interieur d u M ayen O rient. C ela p arait l ogique d e ns l a m esure o i l l a t ransgression m arine n e s 'amorce d e ns l e g olfe a rabo-persique q ue v ers 103 m etres ä 1 4.000 B P e t n e s 'achevera q ue v ers 8 .200 B P ( Luz, 1 982). A l a l atitude d e l 'Arabie m eridionale ( 15-20 °N ), a ucun c hangement n 'apparait d e ns l e r egime a nticyclonique j usqu 'ä 1 2.000 B P. E ntre c et a nticyclone s table a u S ud e t u n a utre t res p uissant a u N ord, i l s emble n ormal q ue l ' affaiblissement c onstate de ns l e s ysteme d es h autes p ressions s e p lace e ntre l a p artie l a p lus t iede d e l a M editerranee ( au S E) e t l a M er R ouge, s eule n appe d 'eau i mportante e xist e nt d e ns l a z one e tudiee. E n a ttendant d es i nformations p lus p recises, o n p eut d ire q ue l a p aleogeographie d u M oyen O rient s emble a voir t res p eu c hange p endant l es p remiers g rands b ouleversements d es c limats e n E urope o ccidentale. L es
g rands e nsembles a nticycloniques s e m aintiennent i ci,
s tabilite, ( fig .2).
m algre
q uelques
" craquements"
de ns
L 'instabilite s e p recise e ntre 1 2 e t 1 0.000. E n
d iverses
r egions
d u
g lobe,
l es
l 'edifice
a ssurant l a p recedent
B P . a ntagonismes
e ntre
l e
r echauffement i mpose p ar l es p arametres d e l 'orbite t errestre e t l 'inertie t hermique d es i nlandsis ( et d e ns u ne m oindre m esure, d es o ceans) e ntrainent u ne e xtreme i nstabilite d ont l a m eilleure i llustration e st l 'opposition b rutale d e l 'Alleröd ( 11.700 ä 1 1.200 B P e nviron)
e t d u D ryas r ecent
( 10.800 ä 1 0.200
B P
e nviron)
e n
E urope
1 98
P .
R OGNON
o ccidentale. L e r efroidissement d e c ourte d ur6e ( quelques s iöcles), m ais d e f orte i ntensit6, d u D ryas e st u ne c rise c limatique q ui i nterr ompt l a t endance ä l ong t erme a u r 6chauffement. C ette c rise a 6 t6 s uffisamment a ccentu6e p our s 'inscrire d ans l es s ediments d e n ombreuses r egions d u g lobe, o ü e ile s 'est t raduite p ar d es r uptures d '6quilibre d es m ilieux n aturels. E lle a e u d es a spects m ultiformes: b rusque r efroidissement e n E urope o ccidentale, d ans l 'Atlantique t empör6 e t e n A mörique d u N ord; c rise d 'aridit6 d ans l e M idi d e l a F rance e t a u S ahel; p luviosit6 e xcessive a u C hili, e tc... ( Rognon , 1 983). E lle p rösente c ertainement a ussi d es d ifferences d e d ur6e o u d es d 6calages c hronologiques, v oire u ne c omplexit6 d ans s on d öroulement q ue l 'impröcision d es d atations d isponibles n e p ermet p as e ncore d '6tablir. E nfin, c es m anifestations r isquent d 'avoir 6 t6 d ifförentes m öme ä l '6chelle d 'une r egion c omme l e M oyen O rient. D ans u ne p 6riode d 'instabilit6, i i f aut d onc u tiliser l es c rises c omme m arqueurs s tratigraphiques a vec u ne e xtreme p rudence ( Rognon, 1 984). I ndications d e c rises c limatiques ä l a p i rip Mrie d u M oyen O rient . - L e l ong d e / a v al Ue d u N il, d epuis l e S oudan ( Williams e t A damson , 1 980), l a H aute g gypte ( Butzer e t H ansen, 1 968; W endorf e t S child, 1 976) j usqu 'aux d eöts e n M öditerran6e o rientale ( Rossignol-Stick , 1 982), u ne p 6riode d e t rös f aibles c rues ( comparables ä c elles d e l a p öriode d 'aridit6 d e 1 8.000 ä 1 3.000 B P) a s ucc6d6 ä d es c rues e xceptionnelles ( le " Wild N ile") e n d eux m illönaires. C es d eux c rises s uccessives ( Rognon, 1 983) o nt d ur6, c hacune, q uelques s iöcles, m öme s i l es d atations s ont e ncore i mpröcises: .p our l e " Wild N ile": s elon l es a uteurs, l a f ourchette s e s itue e ntre 1 2.500 ? t 1 1.000 a u S oudan e t e n N ubie; 1 3 ä1 2.000 d 'apräs 1 5 d atations 1 C s ur l es s ilts n oirs d u s ite d e M akhadma e n Haute g gypte ( Paulissen, 1 986); 1 2.600 ä 1 1.700 d 'aprös l es d atations s ur c arottes m arines. C es d 6calages s ont-ils r eels ( retard d es e nregistrements e n m ilieu m arin) o u d us ä d es e rreurs d e m esures? .p our l es t rös f aibles 6 tiages, l a p lupart d es a uteurs p arlent d 'une c orrelation a vec l e D ryas r ecent ( entre 1 1 e t 1 0 .000 B P), m ais F . W endorf e t R . S child o nt o btenu 1 1.410±180 p our l e d ebut d e l a r ecession ä E dfu ( 25°N) e t F . F airbridge ( 1962) 1 1.200±285. -A u l arge d e l 'Arabie , d ans l 'O . I ndien, l es a nalyses p olliniques s ur l es c arottes M D 7 6 1 35 ( 51°E) i ndiquent u n d ouble p ic, d 'abord d e f orte h umidit6 ( taxons t ropicaux), p uis d 'aridit6 ( Ch6nopodiac6es e t e spöces s ah6liennes); c e D ryas r ecent ( Van C ampo e t M ascate ( 57 °E ), m algrö d es m e t 3m e n 1 8.000 a ns s ur 7 6 1 35), p luviosit6, a l ., 1 978 ).
d ernier e st c orr616, p ar h ypothöse, a vec l e a / ., 1 982). P lus ä l 'Est, s ur l a r adiale d e v itesses d e s edimentation p lus 6 1ev6es ( 3,8 l es c arottes K 1 7 e t 8 , c ontre 2 ,4 m s ur M D
o n o bserve s eulement u ne r emont6e p rogressive d e d epuis > 11.000 B P j usqu 'au m aximum h olocöne ( Caratini
S imples i ndices
d 'instabiiité
a u
M oyen
O rient .
L a
p recision
l a e t d es
d onn6es a u M oyen O rient n 'est p as s uffisante p our r etracer l 'histoire d e c rises a ussi b röves. S eule l e6tude i sotopique d e M agaritz e t H eller ( 1980) m ontre u ne c ourte p öriode d 'aridit6 t rös m arquee e ntre 1 1.000 e t 1 0.500 q ui p ourrait ö tre c orr616e a vec l e D ryas r ecent.
P HASES C LIMATIQUES E T C HRONOLOGIQUES
A illeurs,
l es i ndications s ont p onctuelles,
1 99
m Ame d ans l es r egions
p lus 6 tudiäes: .I p riode p lus h umide e ntre 1 2.010±65 e t 1 0.950±65 B P
a u
l ac
l es d e
K onya ( Alleröd?) .p i riode d 'aridité a ccentu e a utour d e 1 0.300 B P ä S hunera ( Negev), a prös 1 2.000 B P s ur l e b ord d u p lateau j ordanien, v ers 1 1.000 a u N ord d e l a M er M orte, a präs 1 0.5000-10.000 B P ä M ureybet, e tc... C ette p äriode d u N atoufien f inal p ourrait b ien c orrespondre ä l a c rise d e r efroidissement e n E urope o ccidentale ( Dryas). O r e ile c orrespond, e ntre 1 1.000 e t 1 0.000 B P, a u ne r apide a ugmentation d es p luies s ur l a S yrie o ccidentale ( Ghab). C ette i nstabilitd s 'explique p ar l a d isparition r apide d e l 'dquilibre d es hautes pressions a ntärieures: . / a r emont e d e l 'onde p lan taire t end ä s 'att&nuer e t ä s 'inverser a vec l e r etrait r apide d e l 'inlandsis s ur l a S candinavie e t s on r enforcement, a u c ontraire, s ur l es l ongitudes d u M oyen O rient. E n e ffet, l a c alotte g laciaire d u N ord d e l a S ibärie o ccidentale s emble s 'ötre a ccrue a präs 1 2.500-11.000 B P p ar s uite d e l a d isparition d e l 'inlandsis o uest-europäen q ui f aisait 6 cran ä s on a limentation n eigeuse ( Kvasov, 1 978). P rös d e l a P etchora, l es m oraines o nt e ncore a vancä s ur d es d äpöts l acustres e ntre 9 .900 e t 9 .100 B P. C e d äplacement d u p öle d u f roid ( valeurs d 'albädo m axima ) e t d e l a m asse d es g laces v ers l 'Est a d ü e ntrainer u ne d escente e n l atitude d u f ront p olaire d äs 1 2.000 s ur l a T urquie c entrale ( Konya ) e t 1 1.000 B P s ur l e N ord d u L evant ( Ghab). . l es h autes p ressions t ropicales s 'affaiblissent a prös 1 2.000 B P a vec l e r öchauffement p rogressif d es c ontinents a ux l atitudes 1 52 0°N e n l iaison a vec l es p aramätres o rbitaux. A 1 8°N, d es l acs a pparaissent d ans l 'Ouest d u R oub e l K hali a prös 1 1.465±115 ( Mac C lure, 1 976) e t l ' anticyclone s 'attänue. I l s e d 6place v ers l e N ord e n A rabie e t a p u c ontribuer a insi a u r enforcement d e l 'ariditä e n S yrie c entrale ( Mureybet) e t d ans l e S ud d u L evant. D ifficultd d e d istinguer c rises e t t endance ä l ong t erme L es e volutions c onstatäes e ntre 1 2.000 e t 1 0.000 B P p ourraient s 'expliquer p ar u n d äclin d es a nticyclones a ux l imites n ord e t s ud e t l eur r enforcement s ur l es r egions c entrales d u M oyen O rient. M ais c omment A tre s ür q ue l es o bservations p onctuelles n e r eflätent q ue c ette t endance g änärale, 6 tant d onnä q ue p our d eux r egions p äriphär iques ( Nil e t c ötes m äridionales d e l 'Arabie), d es e nregistrements c ontinus a pportent l a p reuve q ue c ette t endance g änärale ( trend) a ä tä c ontrariäe p ar d es a ccidents c limatiques ( crises) d e c ourte d uräe? L orsque l 'on n e d ispose p as d 'enregistrements c ontinus ä m aille t räs f ine ( quelques s iäcles), i l e st i mpossible, d ans u ne p äriode d 'instabilitä c limatique, d e d istinguer l a t endance ä l ong t erme e t l es c rises.
2 00
P .
R OGNON
C ONCLUSION L a p eriode 1 6-10.000 B P a e te c hoisie p our i llustrer l es r elations e ntre p aleoclimatologie e t c hronologie a u M oyen O rient. S i l ' on s e r eporte a ux c onditions f ixees d ans l 'introduction p our u ne i ntervention d es d onnöes p aleoclimatiques d ans l 'etablissement d e l a c hronologie a u M ayen O rient, l e b ilan s 'etablit a insi: La c aractörisation d es p ics d e v ariations c limatiques e st, a vant t out, l 'oeuvre d es p alynologues q ui a nt a ccompli u n t ravail c onsiderable d ans c et i nventaire. M ais i l e xiste p eu d e t ravaux i nterdisciplinaires p our c ontröler l es c onclusions t iröes d es p ollens. A insi, A . L eroiG ourhan ( 1984) a m ontre q ue l a r epresentation d e l a v egetation e xistant a u N atoufien a utour d u l ac H ouleh e tait d ifferente s elon q ue l es p ollens a nalyses p rovenaient d e d epöts l acustres a u d e s ols b ordant l e p alöolac. I i f audrait p ouvoir c aractäriser c haque p ic p ar d ifförents p arametres e t d e f a wn q uantitative ( fonctions d e t ransfert). E n p articulier, l es m ethodes i sotopiques, s i c ourantes d ans l a s tratigraphie o ceanique, n 'ont g uöre e te u tilisees i ci e n d ehors d 'Israel. L 'ötablissement d e c artes p alöoclimatiques e st b ien m ains a vancee q ue p our l e S ahara p arce q u 'il e xiste d e v astes r egions p our l esquelles o n n e d ispose d 'aucune d onnee e ntre 1 6.000 e t 4 .000 B P. I l n 'est g uöre p ossible, e n d ehors d u N egev-Sinai, d e r econstituer p ar e xemple l es v ariations d es l imites d u d esert. F aute d e d onnees, e n p articulier s ur l es d irections d es v ents, i l e st i mpossible d e r econstituer l es g rands c entres d 'action a tmosphöriques. L es h ypotheses a vancees c i-dessus s emblent v erifier u ne c ertaine c ohesion e ntre l es d onnees m ais e lles s ont l oin d 'être s uffisamment e tayees. L a m odölisation ,
a u s tade a ctuel,
e st i mpossible,
e xistantes,
f aute d e d onnöes s ur
l a r egion e lle-meme, m ais a ussi s ur l e c ontexte p aleoclimatique d u c ontinent e uroasiatique ä c es l ongitudes. E n e ffet, p our e tre v alable, u n m odöle d oit p rendre e n c ampte d es c entres d 'action a tmospheriques s itues p arfois ä d es c entaines a u d es m illiers d e k ilometres.
4p lace
Departement de G eodynamique des Milieux Continentaux Universite P . e t M . Curie Jussieu, 75252 Paris Cedex 05
P HASES C LIMATIQUES E T C HRONOLOGIQUES
2 01
B IBLIOGRAPHIE B EGIN Z .B., N ATHAN Y ., E HRLICH A . 1 980 S tratigraphy a nd f ad es d istribution i n t he L isan f ormation. N ew e vidence f rom t he a rea S outh o f t he D ead S ea ,Israel, I srael J .
o f E arth S c .,
2 9,
1 82-189.
B RICE W .C. 1 978 T he e nvironmental h istory o f t he N ear a nd M iddle t he L ate I ce A ge. A cad. P ress, L ondres, 3 84 p . B RUN A . 1 985
E ast
L a c ouverture s teppique e n T unisie a u Q uaternaire C .R . A cad . S c ., P aris, 3 01, I I, 1 085-1090.
B UTZER K .W., H ANSEN C .L. 1 968 D esert a nd r iver i n N ubia.
U niv.
o f W isconsin,
s ince
s upörieur,
M adison,
5 62 p .
C ARATINI C ., B ELLET J ., T ISSOT C . 1 978 E tude m icroscopique d e l a m atihre o rganique: p alynologie e t palynofacies. I n: G ochimie o rganique d es s ediments m arins profonds. O rgon I V e d. C NES, 2 65-291. D ARMON F . 1 984 A nalyses p olliniques d e d eux s ites d e l a b asse J ourdain: F azael V III e t S alibiya I X, P a Uorient, 1 10. D UPLESSY J .C. 1 982 G lacial t o i nterglacial c ontrasts O cean, N ature, 2 95, 4 94-498.
i n
t he
v a n & d u 1 0-2, 1 06-
n orthern I ndian
E L M OSLIMANY A .P. 1 982 T he L ate Q uaternary v egetational h istory o f t he Z agros a nd Taurus M ountains. B AR I ntern . S eries, 1 33, 3 43-351. E RINQ S . 1 978 C hanges i n t he p hysical e nvironment i n T urkey s ince t he e nd o f t he l ast G lacial. I n: T he e nvironmental h istory o f N ear a nd M iddle E ast s ince t he L ate I ce A ge. W .C. B rice e d., L ondres, 8 7-110. F AIRBRIDGE R .W. 1 962 N ew r adiocarbon 1 10.
d ates
o f N iles s ediments, N ature,
1 96,
1 08-
2 02
P .
ROGNON
G OLDBERG P . 1 981 L ate Q uaternary s tratigraphy o f I srael. A n e clectic v iew . P rO listoire d u L evant, C oll. C NRS , n°5 98, 5 5-66. 1 986 L ate Q uaternary e nvironmental h istory o f t he S outhern L evant, G eoarcheology, 1 , 3 , 2 25-244 . G OLDBERG P ., 1 982
B AR-YOSEF O .
E vidence f or c limatic I ntern . S eries, 1 33 , 2 ,
c hange
i n
t he
S outhern L evant.
B AR
3 99-414 .
H ANIARA K ., S AKAGUCHI Y . 1 978 P aleolithic s ite o f D ouara c ave a nd p aleogeography o f P almyra b asin i n S yria. U niv. T okyo, B ull. d u M usöe n° 1 4, 1 21 p . H ENRY D . ä p araitre. L ate P leistocene e nvironment a nd P aleolithic a daptations i n s outhern J ordan. I n: S tudies i n t he H istory a nd A rcheology o f J ordan, I I, A . H adidi 6 d., A mman, D ept o f A ntiquities. K VASOV D .D. 1 978 T he B arentz I ce S heet i nterglacial a lteration,
a s a r elay r egulator Q uat . R es ., 9 , 2 88-299 .
o f
g lacial-
L UZ B . 1 982
P aleoclimatic i nterpretation o f t he l ast 2 0,000 y . r ecord o f d eep s ea c ores a round t he M iddle E ast, B AR I ntern . S eries ,
1 33 , 4 1-61 . M AGARITZ M ., H ELLER J . 1 980 D esert m igration l and s nail s hells, 1 62.
i ndicator: o xygen i sotopic c omposition o f P aleog ., P aleoclim ., P aleoecol., 3 2, 1 53-
M c C LURE H .A. 1 976
R adiocarbon c hronology o f L ate Q uaternary l akes i n t he Arabian d esert, N ature, 2 63 , 7 55-756 .
L EROI-GOURHAN A .
1 973
P ossibilitös d e l ' analyse p ollinique e n P a Uorient, 1 , 3 9-47 .
1 984
L 'environnement d e M allaha 1 03-105.
a u
S yrie
N atoufien,
e t
a u
P a Uorient,
L iban, 1 0-2,
P AULISSEN E . 1 986
C haracteristics o f t he " Wild N ile" s tage i n U pper Egypt. S ymposium I NQUA, C hangements g lobaux e n A frique, D akar, e dit. O RSTOM, 3 67-369.
P HASES C LIMATIQUES ET C HRONOLOGIQUES
2 03
R OBERTS N . 1 980 1 982
L ate Q uaternary g eomorphology a nd p aleoecology o f t he K onya b asin , T urkey . P h.D. t hesis, U niv . L ondres, 2 96 p . L ake l evels a s a n i ndicator o f N ear e astern p aleoclimates: a p reliminary a ppraisal, B AR I ntern . S eries, 1 33 , 2 35-267 ;
R OGNON P . 1 976
E ssai
d 'interpretation
d epuis 4 0 0 00 a ns, 2 -3, 2 51-282.
R ev .
d es
v ariations c limatiques a u S ahara
G&v .
p hys .
e t G ol.
d yn .,
2 ,
X VIII,
1 980
U ne e xtension d es d eserts ( Sahara e t M oyen O rient) a u c ours d u Tardiglaciaire ( 18 0 00 - 1 0 0 00 a ns B P), R ev . G ol . d yn . e t G60g . p hys ., 2 2, 4 -5 , 3 13-328.
1 981a
L es c rises c limatiques,
1 981b
I nterpretation p alöoclimatique d es c hangements d 'environnements e n A frique d u N ord e t a u M oyen O rient d urant l es 2 0 d erniers m illenaires, P alaeoecol . o f Af ., 1 3 , 2 1-44 .
1 983
E ssai d e d efinition e t t ypologie d es c rises c limatiques, I nst . 1 63.
1 984
G&a .
B assin A quitain ,
N ESTEROFF W .,
A fter t he d eluge: f ormation, N ature,
1 2,
n° s pecial
C orrelations s tratigraphiques e t S oc. G ol. F r ., 2 6 , 6 , 187-1192 .
R OSSIGNOL-STRICK M ., 1 982
L a R echerche,
1 354-1364 .
c rises
O LIVE P .,
M editerranean
c limatiques,
1 51B ull .
V ERGNAUD-GRAZZINI C . s tagnation
2 95 , 1 05-110 .
B ull .
" Palöoclimats",
a nd
s apropel
S ARNTHEIN M . 1 972
S ediments a nd h istory o f t he p ost-glacial t ransgression i n t he P ersian G ulf a nd N W G ulf o f O man , M arine G eology, 1 2, 2 45-266 .
T HUNELL R .C.
1 979
E astern M editerranean S ea d uring t he L ast G lacial m aximum; 1 8 0 00 y .
V AN C AMPO E ., 1 982
D UPLESSY J .C.,
a n
1, 3 53-372 .
R OSSIGNOL-STRICK M .
B OTTEMA S .
H ERMAN ROSENBERG Y .
g tude p al oclimatique d 'une c arotte d e M editerranee o rientale, R ev . G& )g . p hys . e t G ol . d yn ., 1 1, 2 79-291.
W ENDORF F ., 1 976
R es .,
V egetational h istory o f t he E astern M editerranean a nd t he N ear E ast d uring t he L ast 2 0,000 y ., B AR I nternat . S eries, 1 33, 2 , 2 77-321.
V ERGNAUD-GRAZZINI C ., 1 969
Q uat .
C limatic c onditions d educed f rom a 1 50 k yr o xygen i sotopic p ollen r ecord f rom t he A rabian S ea, N ature, 2 96 , 5 6-59 .
V AN Z EIST W ., 1 982
B P r econstruction,
S CHILD R .
P rehistory o f t he N ile v alley.
W IGLEY T .M.L., F ARMER G . 1 982 C limate o f t he I nternat .
S eries,
E astern
A cad.
P ress,
M editerranean
N .Y.,
a nd
4 04 p .
N ear
E ast,
B AR
1 33 , 1 , 3 -37 .
W ILLIAMS M .A.J., A DAMSON D .A. 1 980 L ate Q uaternary d epositional h istory o f t he B lue a nd W hite N ile r ivers i n c entral S udan. I n: T he S ahara a nd t he N ile. Balkema,
R otterdam,
2 81-304.
2 04
P .
R OGNON
CARTE N °1 1 618000 BR
e x tens ion d e l aC asp ienne
• ...... •
(hiver
t )
. 4 07 //
41
7/
P ALEOENV IRONNEMENTS
C IRCULAT ION A TMOSPHER IQUE B ) e n a t t itude
A ) p ri is d u s o t UMWMM MI M EO UWE -
5
1
6
2
7
3 4
L EGENDE
Az kA AA t
v
8
1
9
1 2
1 0 I
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>
1 4
F ig .1 - E ssai d 'interpr tation d es p a Uoclimats d u M oyen O rient v ers 1 6 .000 a ns B P . 1 : d öme d e g lace d e l 'inlandsis n ord-europ en ( 2-3000 p i tres d 'altitude); 2 : r egions h umides; 3 : r egions a rides; 4 : e aux m arines t i des; 5 : a nticyclone t hermique; 6 : c entre d e c yclog n se; 7 : t rajectoires p robables d es d epress i ons m Miterran ennes; 8 : d irection d es v ents a u s ol; 9 : p osition m oyenne p robable d u front p olaire e n h iver ( Sud) e t é të ( Nord) e ncadrant l es p luies c ycloniques l es p lus f r quentes; 1 0: d iscontinuitC e ntre d eux a nticyclones; 1 1: a nticyclone d ynamique; 1 2: t halweg d 'altitude ä l 'abri d e l 'inlandsis; 1 3: p osition m oyenne d u J et s ubtropical e n h iver ( Sud) o u é té ( Nord); 1 4: s ens d u d elacement d es h autes p ress i ons o u d es g laces d ans / a 7 D riode c onsid e ( Cette U .gende e st c ommune a ux t rois f igures).
P HASES C LIMATIQUES E T C HRONOLOGIQUES
2 05
CARTE N °2 1 2000 B .P .
. ..... •••-
F ig .2 - E ssai d 'interpr tation d es p a Uoclimats d u M oyen O rient v ers 1 2 .000 B P . R emarquer l e c hangement n otable d ans / a d isposition d es o ndulations d u f ront p olaire , e n r apport a vec l e r etrait d e l 'inlandsis s candinave e t s on d elacement v ers l e N .E . ( pour l a Mgende: v oir f ig .1).
2 06
P .
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F ig .3 - E ssai d e c artographie d es p rincipaux m ecanismes c limatiques a ctuels . L es p ositions m oyennes d u f ront p olaire ( en h iver) e t d u J et s ubtropical ( en h iver e t e n e te) o nt e te t races d 'apres W igley e t F armer ( 1982). L 'extreme v ariabilite a ctuelle d u f ront p olaire e st l iee ä l a d isparition d e l 'inlandsis s candinave ( pour / a l egende: v oir f ig .1).
Chronologies in Aurenche 0 ., Evin BAR I nternational
the Near J . and Hours Series,
East, eds. 1987
F .
A R C H A E O M E T R IC A I D A T IN G : R A P P O R T E U R R E V I EW Martin
ABSTRACT: r egion
A g eneral
and
t ime
radiocarbon
and
r eview
interval p roblems
i s
g iven
under of
of
dating
d iscussion,
conversion
t echniques
particular
from
J .
applicable
emphasis
radiocarbon
AITKEN
being
years
t o
to g iven
the to
calendar
years. R£SUMe: e t
ä l a
On
passe
periode
culierement
sur
radiocarbone
en
en
r evue
c onsiderees l e
l as
radiocarbone
annees
t echniques
p endant e t
l e sur
de
datation
colloque l es
en
problemes
applicables insistant de
ä la p lus
conversion
des
r egion partiannees
calendaires.
I ntroduction S everal d ating m ethods a re a pplicable d uring t he p eriod u nder c onsideration. H owever, t he p recision o f r adiocarbon i s s ubstantially b etter t han t he o ther p ossibilities a nd h ence i t i s c ertainly t he p referred m ethod. N evertheless t here a re c ircumstances w hen r adiocarbon i s n ot a pplicable ( e.g . n o s uitable s amples) a nd i t i s t hen a ppropriate t o s eek a ssistance f rom a nother t echnique, u sually t hermoluminescence; f or t his r eason s ome i ndication o f t he s cope o f t he o ther m ethods w ill b e g iven l ater. A lthough t he p recision o f r adiocarbon i s g ood t here i s t he n eed f or c alibration o f t he r adiocarbon t imescale w hen a bsolute c hronology i s r equired. T his c alibration p rocess i s a s tumbling b lock i n t he u se o f r adiocarbon a nd t his h as l ed s ome w orkers t o q uestion t he n eed f or i t. H owever b esides t he d esirability o f l inking t o a bsolute c hronology w hen c omparison i s m ade w ith d ates f rom o ther t echniques, p articularly w ith h istorical p eriods w hen t he b e l ittle c hange t ime; c onversely
c hronology, i t i s i mportant t o r ealize t hat t here a re r adiocarbon t imescale i s s o d istorted t hat t here m ay i n r adiocarbon y ears d uring s everal c enturies o f r eal t here a re o ther p eriods, u sually b efore o r a fter o ne
o f t he " plateaux" j ust m entioned, w hen a c hange o f s everal h undred y ears o n t he r adiocarbon s cale m ay r epresent l ess t han a c entury o f r eal t ime. T herefore i t i s a ppropriate t hat a s ubstantial p roportion o f t he d iscussion i n t his s ession w as o ccupied w ith t he i nherent p roblems o f c alibration ( see p apers b y D amon a nd b y M ook). O ther t opics i n r adiocarbon c oncerned r eliability o f s amples ( paper b y g vin), t he u se o f a ccelerator m ass s pectrometry ( AMS - p aper b y G owlett a nd H edges), g raphic r epresentation ( paper b y G asc6), e xtension a nd B ecker,
o f
c alibration
a nd b y V ogel).
b eyond t he p resent l imit A mong
t he
o ther
m ethods
( papers b y K romer d iscussed
w ere
2 08
M .J .
A ITKEN
c limate ( paper b y R ognon), t hermoluminescence ( paper b y V alladas), o ptical d ating ( paper b y A itken) a nd a rchaeomagnetism ( paper b y H esse). R ather t han g ive, i n t his r ésumé, a d etailed a ccount o f t he d iscussion, a c oherent o verview w ill b e a ttempted, a imed p rimarily a t e nlightenment o f a rchaeological c olleagues. F or f urther d etails t he E uropean S cience F oundation H andbook o n R adiocarbon D ating ( ISBN 2 9 03148-44-9) i s r ecommended. The r adiocarbon t imescale T he b asic p rinciple o f t he m ethod i s t hat t hroughout t he " exchange r eservoir" c onsisting o f a tmosphere, b iosphere a nd o ceaps t here i s a n a pproximately u niform r atio ( 1 p art i n 1 0 12 ,) b etween 1 4 C a nd 1 2 C , a nd l e at
t his r atio h as b een a pproximately t he s ame t hroughout p ast t ime. C i s p roduced b y c osmic-rays, i n t he u pper a tmosphere, a nd i t m ixes r apidly w ith t he " ordinary" c arbon ( 99% o f 1 2 C a nd 1 % o f 1 3 C ) o f t he e xchange r eservoir . F ormation o f w ood c ellulose ( by p hotosynthesis) r epresents r emovel o f c arbon f rom t he r eservoir a nd f rom t he t ime o f f ormation t he 1 C/ 12 C r atio b egins t o d ecrease, b y 1 % e very 8 3 y ears. H ence b y m easuring t he r atio f or a n a ncient s ample o f w ood t he y ear t hat h ave e lapsed s ince i ts c ellulose w as f ormed c an b e d etermined, a s i ndicated b y t he l ower c urve i n f igure 1 . F or t his c urve i t i s a ssumed ( 1) t hat t he s tarting r atio w as t he s ame a s e valuated f or A D 1 950, a nd ( 2) t hat t he h alf-life i s 5 568 y ears. T he d ate s o o btained i s t he c onventional r adiocarbon a ge i n r adiocarbon y ears B .P .; t he l atter s tands f or B efore P resent b ut w ith " present" d efined a s A D 1 950 ( perhaps i t w ould b e b etter t o r egard i t a s B efore P hysics). S everal o ther c onditions a re i nvolved a nd f or t hese r eference s hould b e m ade t o t he p apers b y D amon a nd b y M ook. B ecause a n a ge i n r adiocarbon y ears i s n ot t he s ame a s a n a ge i n c alendar y ears, i t i s r egrettable t hat t he u se o f B .P., i nitiated f or r adiocarbon d ates, i s a lso u sed f or a ges d etermined b y o ther t echniques. T hough t hese d o n ot n ecessarily r epresent c alendar y ears, t heir d istortions, i f a ny, a re n ot t he s ame a s f or t he r adiocarbon t imescale. R eal t ime S ubsequent t o e arly u se o f r adiocarbon, l aboratory d eterminations i ndicated t hat t he t rue h alf-life w as 5 730 ( ±30 ) y ears some 3 % g reater t han a ssumed f or t he l ower c urve o f f igure 1 . F or r easons e xplained b y D amon t he r adiocarbon c ommunity d ecided n ot t o c hange t he b asis o f d ate e valuation. H ence a b etter e stimate o f r eal a ge i s o btained b y m ultiplying t he r adiocarbon a ge b y 1 .03 ( N.B.: t o a pply t his t o a d ate g iven i n r adiocarbon y ears B .C. i t i s n ecessay f irst t o a dd 1 950 i n o rder t o c onvert t o a ge). H owever t he a pproximation i nvolved i n t he a ssumption o f ( 1), t hat t he s tarting l evel h as b een t he s ame t hroughout p ast t ime l eads t o a m uch m ore s erious d eviation b etween r adiocarbon y ears a nd c alendar y ears. D iscussion o f t he c auses o f n on-constancy o f s tarting l evel i s n ot a ppropriate h ere a nd I s hall p ot g o b eyond l isting t hem: - C hange i n p roduction r ate o f p ot d ue t o c hange i n s trength o f e arth 's m agnetic f ield ( long t erm d istortion). - C hange i n p roduction r ate d ue t o s unspot a ctivity ( short t erm d istortion-"wiggles"). - C hange i n
s izes
o f
r eservoir
c omponents
a nd
a nd t he
s upernovae m ixing-rates
A RCHEOMETRICAL D ATING : R APPORTEUR R EVIEW
2 09
b etween t hem ( likely t o b e c limatic e ffects). A lthough t his n on-constancy i s v ery d istressing t o a rchaeologists i t m akes r adiocarbon d ating m uch m ore i nteresting t o g eophysicists a nd g eochemists. C alibration T he d ominant s ource o f i nformation a bout d istortion i s r adiocarbon m easurement o n t ree r ings f or w hich t he a ge h as b een d etermined b y c ounting i .e. b y d endrochronology ( see p aper b y K romer a nd B ecker). A nnual s ediment l ayers ( "varves") a t t he b ottom o f l akes a re a nother s ource. C omparisons w ith o ther d ating t echniques, t hermoluminescence a nd u ranium-series, a lso y ield i ndications. I n p rinciple s uch m easurements a nd c omparisons a llow t he s tarting r atio i n p ast c enturies t o b e i nferred; t hen b y u sing t he p rocedure i ndicated f or t he u pper c urve o f F igure 1 ( which a lso i ncorporates t he " new" o r " revised" h alf-life, a s o pposed t o t he " old" o r " Libby" h alfl ife) t he c alendar a ge c an b e o btained. I n p ractice t he r eal a ge i s o btained b y m eans o f g raphs a nd t ables b y w hich a ge i n r adiocarbon y ears B P c an b e c onverted t o c alendar y ears. T he r ecommended t erminology f or t he a ge o r d ate s o o btained i s " cal B P" o r " cal B C" ( or " cal A D"). I t s hould b e m entioned h ere t hat u ntil n ow i t h as b een t he c onvention i n t he j ournal A ntiquity, a nd s ome o ther j ournals, t o r efer t o u ncalibrated a ges a nd d ates u sing b p, b c a nd a d , r eserving c apital l etters f or c alibrated a ges a nd d ates. B ack t o 2 500 c al B C t he h igh p recision c alibrations o f S tuiver a nd P earson, a nd P earson a nd S tuiver a re r ecommended f or u se. T hese a re p ublished i n V olume 2 8, p art 2 B, o f t he j ournal R adiocarbon . T he s ame i ssue c ontains c alibrations g oing b ack e arlier i n t ime, t o 7 200 c al B C. T hese a re a ll " high p recision" c alibrations a nd s upercede t he l ow p recision " consensus" c alibration o f K lein e t a / . ( 1982). F ortunately e xcept i n a f ew c enturies t he h igh p recision c alibrations l ie w ithin t he e rror l imits o f t he l atter a nd t here a re n o s trong d ifferences b etween t he c onsensus c alibration a nd v arious p re-consensus l ow p recision c alibration ( see p aper b y D amon). T his i s m ore i mportant t han a m atter o f c onvenience b ecause w hereas t he l atter i s b ased o n t he h igh a ltitude b ristlecone p ine o n t he w est c oast o f t he U SA, f or t he h igh p recision c alibrations l ow a ltitude w ood f rom B ritain a nd G ermany h ave b een u sed. T he a greement i s i n a ccord w ith g eophysical e xpectation t hat t he c alibrations h ave w orldwide a pplicability which h ad b een q uestioned b y s ome a rchaeologists. B eyond 7 200 c al B C t here a re i ndications f rom t he w ork o f S tuiver e t a / . ( 1986), u sing v arve-based d ata, t hat f or s amples b ack t o 1 2,300 c al B C t he r adiocarbon d ate i s t he o rder o f a m illennium t oo r ecent. C omparisons w ith u ranium-series h ave b een r eported b y V ogel a nd c omparisons w ith t hermoluminescence d ates o f V alladas a re g iven i n T able 1 . H ence i t s eems l ikely t hat b ack t o t he l imit o f t he p resent c olloquium a t 1 6,000 B P r adiocarbon a ges a re s ubstantially t oo y oung . A t r isk o f r epetition i t i s e mphasized t hat t he c orrection i ntroduced b y c alibration i ncludes t he h alf-life c orrection. E rror l imits T he p lus/minus ( one s igma ) e rror l imits q uoted b y a l aboratory d efine t he r ange w ithin w hich t here i s 6 8% p robability o f c ontaining
2 10
M .J .
A ITKEN
t he c orrect a ge i n r adiocarbon y ears; f or 9 5% p robability t he e rror l imits s hould b e p lus/minus t wo s igma . T his u ncertainty h as n othing t o d o w ith c alibration b ut r eflects r andom u ncertainties i n t he m easurement p rocess. T he c omplications i nvolved w hen t hese e rror l imits g o t hrough t he c alibration p rocess a re c onsiderable. T he p rocedure r ecommended b y s everal a uthors ( e.g . S tuiver a nd P earson, 1 986) i s i llustred i n F igure 2 . T his t akes i nto a ccount b oth t he e rror l imits o f t he c onventional r adiocarbon a ge d ue t o u ncertainty i n l aboratory m easurement a nd t he e rror l imits o f t he c alibration c urve. W hen t here a re w iggles a nd p lateaux p resent i n t he r elevant p ortion f or t he c alibration c urve i t m ay n ot b e p ossible t o e xpress t he r esult a s a c alibrated a ge w ith p lus/minus e rror l imits b ut has t o b e q uoted a s a r ange, e .g . 2 700-2850 c al B C; t he m ost p robable a ge i s n ot t he c entre p oint o f t his r ange, n or i s i t p ossible, s trictly, t o d escribe t his r ange a s h aving 6 8% c onfidence l imits. T his q uestion i s f urther d iscussed i n t he p aper b y M ook, a nd i ts u se i llustrated i n t he p aper b y H aas. A lso i llustrated i n F igure 3 i s t he w ay i n w hich w iggles i n t he c alibration c urve c an l ead t o s everal p ossible r anges i n r eal t ime; t his t oo i s d iscussed b y M ook. G raphic r epresentation a nd r eliability T he p receding s entences r efer t o t he r ange o f p robabilities r elevant t o a s ingle d ate. A nother a spect i s t he i nterpretation o f a g roup o f d ates f or a n a rchaeological p hase a nd a s ystem f or d oing t his i s p roposed b y G ascö a nd u tilized i n t he p aper b y A urenche, g vin a nd G ascö. T he s ystem i ncorporates t he r eliability g rading i ntroduced i n t he p aper b y g vin, a nd t his l atter e mphasizes t he i mportant p oint t hat p lus/minus e rror d oes n ot n ecessarily t ell t he w hole s tory a bout r eliability. T here a re s ome t ypes o f s amples t hat a re k nown t o g ive d ifficulty, p articularly i f t he a mount i s s mall a nd s tringent p ret reatment p rocedures r uled o ut. I nterference b y b itumen, m aking t he a pparent a ge t oo o ld, i s a p articularly o bjectional f orm o f c ontamination a gainst w hich n o e ffective p re-treatment h as s o f ar b een d evised. R eliability o f t he p articular l aboratory i nvolved i s a nother f actor w hich n eeds t o b e c onsidered a nd, a s w ell i llustrated i n t he p aper b y W aterbolk, e arly w ork d oes n ot n ecessarily h ave t he s ame h igh q uality a s l ater w ork. A ccelerator m ass s pectrometry ( AMS), b esides e xtending t he s cope o f r adiocarbon d ating ( allowing s ingle s eeds, f or i nstance, t o b e dated), p ermits m uch m ore c omprehensive p re-treatment t o b e e mployed, h ence g iving g reater r eliability. D espite t he a bility t o w ork w ith s mall q uantities, b one s till p resents a p roblem o n m ost N ear E astern s ites b ecause o f t he r apid d ecay o f c ollagen. T his a nd o ther a spects o f a ccelerator d ating a re d iscussed b y G owlett a nd H edges. A q uestion r aised b y D amon i s w hether i t i s b etter t o h ave 1 6 ( say) l ow p recision d ates o n 1 6 d ifferent s amples o r t o s pend t he s ame a mount o f m easurement t ime o n a v ery h igh p recision d ate o n a s ingle s ample. D amon a rgues f irmly i n f avor o f t he f ormer o n t he g rounds t hat a s ingle s ample m ight c arry e rror o f a rchaeological a ssociation, o r u ndetected c ontamination, w hereas s uch e ffects a re a veraged o ut i f m any s amples a re d ated. O f c ourse t he g reater r apidity o f m easurement
A RCHEOMETRICAL D ATING : R APPORTEUR R EVIEW
2 11
i s a nother s trong a dvantage o f t he a ccelerator t echnique, p er y ear b eing f easible f or a s ingle i nstallation.
1 000 d ates
O ther m ethods B ecause o f t he u biquity , a nd s ignificance, o f p ottery i t i s n atural t o l ook e nthusiastically t o t hermoluminescence d ating , p articularly i n v iew o f t he d iscouraging c omplications o f c alibration t hat a re n ecessary i n t he i nterpretation o f a r adiocarbon d ate. H owever a s i ndicated i n t he p apers o n T hermoluminescence D ating ( by V alladas) a nd L uminescence D ating ( by m yself ), t he p recision a ttainable i s s ubstantially w orse t han f or r adiocarbon, t he e rror l imits i ncreasing f rom a round ± 300 y ears a t 2 000 c al B C t o ± 1200 y ears a t 1 4000 c al B C. S o i t i s n ot u seful i n t he p eriod c oncerned e xcept ( 1) o n s ites w here t here a re n o r eliable r adiocarbon s amples o r ( 2) w here t he u ncertainty i ntroduced b y a " plateau" i n t he c alibration c urve i s l arge ( as f or i nstance f rom 8 00 t o 4 00 c al B C) a nd ( 3) b eyond t he p eriod o ver w hich t he c alibration e xtends ( see T able 1 f or i nstance). T he r eal s trength o f t hermoluminescence i n p rehistoric a rchaeology i s i n d ating p alaeolithic s ites t hat a re b eyond t he r ange o f r adiocarbon ( e.g . B owman a nd S ieveking , 1 983; A itken, H uxtable a nd D ebenham, 1 986; V alladas e t a l ., 1 986). B ut e ven w hen t hermoluminescence i s a ppropriate i t s hould b e n oted t hat t he d emands o f s ample c ollection a re g reater t han f or r adiocarbon in p articular s amples o f b urial s oil m ust b e o btained; s ome c ontexts a re n ot s uitable. F inally t here a re m ethods w hich m ay b e c ategorized a s " reference d ating". F or t hese t he v alue o f t he p arameter b eing m easured i s r eferred t o r eference d ata w hich i ndicates h ow t hat p arameter h as v aried i n t he p ast dated u sing s ome o ther t echnique a s t imescale. H ence t he d ate o btained c an n ever b e m ore r eliable t hat t he t echnique u sed t o d ate t he r eference d ata . P ollen a nalysis i s a p owerful i llustration o f t he u sefulness o f r eference d ating , a s d iscussed i n t he
paper
b y
B ottema ;
o ther
a spects
o f
c limatic
v ariation
a re
d iscussed i n t he p aper b y R ognon. A rchaeomagnetism, u sing e ither a ncient g eomagnetic d irection o r a ncient g eomagnetic i ntensity, i s o utlined i n t he p aper b y H esse w ith t he c onclusion t hat f or d irection t here i s t he p ossibility o f r ather p recise t ime r esolution i f e nough e ffort i s e xpended o n a g eomagnetically h omogeneous r egion ( a f ew h undred k ilometers a cross), a ssuming t hat t here i s a g ood t emporal s pread o f p ottery k ilns o r o ther f urnaces. F or i ntensity i t a ppears t hat i t i s o nly i n t he f irst a nd s econd m illenia B C t hat t here w as s ufficiently s trong c hange f or t he m ethod t o b e u seful unfortunately o utside t he t ime p eriod a t p resent u nder c onsideration .
Research Archaeology
6
Keble
R EFERENCES A ITKEN M .J. 1 985 T hermoluminescence d ating .
A cademic P ress.
Road,
Laboratory
& H istory
of
for Art
Oxford University Oxford OX1 3QJ, UK
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M .J .
A ITKEN M .J., H UXTABLE J ., D EBENHAM N .C. 1 986 T hermoluminescence d ating i n t he p alaeolithic: s talagmitic c alcite a nd s ediment, A ssoc . F r . B ull ., 2 6, 7 -14. B OWMAN S .G.E., S IEVEKING G . d e G . 1 983 T hermoluminescence d ating o f b urnt f lint P ACT , 9 , 2 53-268.
f rom
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b urnt f lint, E tude Q uat .
C ombe
G renal,
K LEIN J ., L ERMAN J .C., D AMON P .E ., R ALPH E .K . 1 982 C alibration o f r adiocarbon d ates: t ables b ased o n t he c onsensus d ata o f t he W orkshop o n c alibrating t he r adiocarbon t imescale, R adiocarbon, 2 4, 1 03-150. P EARSON G .W., S TUIVER M . 1 986 H igh-Precision C alibration o f R adiocarbon , 2 8, 2 B, 8 39-862.
t he
R adiocarbon
T ime S cale,
S TUIVER M ., K ROMER B ., B ECKER B ., F ERGUSON C .W. 1 986 R ediocarbon A ge C alibration b ack t o 1 3,000 Y ears B P a nd t he 1 C A ge M atching o f t he G erman O ak a nd U S B ristlecone P ine C hronologies, R adiocarbon , 2 8, 2 B, 9 69-979. V ALLADAS H ., G ENESTE J .M., J ORON J .L., C HADELLE J .P. 1 986 T hermoluminescence d ating o f L e M oustier ( Dordogne, N ature, 3 22, 4 52-454. Table:
C omparisons b etween
E TIOLLES ( Essone) ( foyer P 1 5) C : ( N 2 0) O x A -138 O x A -139
Tu
1 4
C a nd T L d ates o btained by H . V alladas
1 5.200±1.000 a ns B P 1 2.990± 3 00 1 3.000± 3 00
O x A -173 1 2.8001 : 2 20 O x A -175 1 2.900± 2 20 O x A -174 1 1.900± 2 50 ( Voir l es c ommentaires p ar G owlett e t a l ., 2 8, P art 1 , p our l a d atation O x A -174) ( QR 5 )
L y 1 351
F rance),
1 2.000±
2 20
( moyenne s ur d eux g räs) ( ossements)
1 986,
A rchaeometry,
v ol.
( ossements)
( J. 2 vin, 1 979, R äflexions g änörales e t d onnöes n ouvelles s ur l a c hronologie a bsolue 1 4C d es i ndustries d e l a f in d u P aläolithique S upärieur e t d u d ebut d u M ösolithique, i n D . d e S onneville-Bordes, e d), L a f in d es t emps g laciaires e n E urope , C olloques I nternationaux d u C NRS N ° 2 71, T alence p . 5 -13). D e b as e n h aut, o n a s uccessivement l es s tructures Q R 5 , N 2 0 p uis P 1 5. P INCEVENT ( Seine e t M arne) T L:
c ouche I V, c ouche I V,
n iveau i nförieur 1 3.800±600 n iveau s upärieur 1 3.600 1 -8 00
( moyenne s ur d eux g räs) ( un g räs)
A RCHEOMETRICAL D ATING : R APPORTEUR R EVIEW
1 4
C
2 13
c ouche I V, n iveau i nförieur G if-358
1 2.3001400
( matiöre c arbon6e)
( G . D elibrias, M .T . G uillier a nd J . L abeyrie, 1 970. G if N atural R adiocarbon M easurements v . R adiocarbon , v ol. 1 2, N °2, p .421-443. c ouche I V
G if-6283 G if-6284 G if-6310 G if-5971 ( G . D elibrias e t a l. G if R adiocarbon , t o b e p ublished) c ouche I V ,
c ouche I V ,
c ouche I V,
1 2.1201130 ( matiöre c arbon6e) 1 1.8001130 1 2.1001130 1 2.1001120 ( charbon) N atural R adiocarbon M easurements
X I,
n iveau i nf6rieur L v-291 L v-292 L v-293
1 0 .9201 :540 1 1.610±400 1 1.3101 .330
( fin d ebris d e c harbon d e b ois e t o s)
n iveau i nf6rieur O x A -149 O x A -176 O x A -177
1 2.400±200 1 2.000 1 . 220 1 2.3001220
( ossements)
n iveau s upörieur O x A -148
1 2.6001200
( ossements)
( JAJ G owlett e t a l .,
1 986,
A rchaeometry, V ol.
2 8, p art 1 )
M ARSANGY ( Yonne) T L: 1 4
c
1 1.7001700 O x A -178 O x A -505
( moyenne s ur 5 g rös)
1 1.6001200 ( ossements) 9 .7701180
L A V IGNE B RUN ( Loire); P ärigordien s upärieur
2 7.200 1 . 2.200
( moyenne s ur 3 s ilex e t 4q uartz c hauff6s)
L y-2337
2 3 .450±690
( os b rülös)
L y-2638 L y-2639
2 1.5801600 2 3.230 1 . 750 2 3.500 1 1000
T L:
1 4
C :
L y-2640
f t
2 14
M .J . A ITKEN
S ta r t ing a c t iv ity
t r ue a ssu med
-1 3
1 00
( 1 )
C D
8 0 M easured s a mp le — . a c t iv i ty
. 1 1 1 -
6 0
3 o C D D 1
5 730 5 568
l e
h a l f l i fe
A ge i n m i l lenn ia
( D 0
2 0
I t
7
6
5
C a l ib ra ted a ge
4
3
2
%C onven t iona l '
r ad ioca rbon
a ge i n y ea rs
F ig .1 - T he l ower c urve s hows t he t heoretical d ecay o f a ctivity a ssuming t he h alf-life t o h ave t he o ld " Libby" v alue o f 5 568 y ears a nd t hat t he s tarting l evel o f t he s ample's a ctivity w as e qual t o t he l evel t hat a l iving s ample w ould h ave h ad i n A D 1 950 . F rom t his c urve t he " conventional" a ge i n r adiocarbon y ears i s o btained . T he u pper c urve i s b ased o n t he r evised h alf-life o f 5 730 y ears a nd o n t he t rue s tarting l evel f or t he p articular s ample c oncerned . T he t rue s tarting l evel c hanges s lightly f rom c entury t o c entury a nd d ata o n t his i s d erived f rom r adiocarbon m easurements o n t ree r ings t hat h ave b een d ated u sing d endrochronology . T he u pper c urve y ields t he c alibrated a ge , a s i ndicated .
" to ta l
u oq m3op i D J
+
I DUO4U8AU03
2 15
A RCHEOMETRICAL D ATING : R APPORTEUR R EVIEW
C a l ib ra ted a ge
F ig .2 - T he e rror l imits o n t he c alibrated a ge a re o ften g reater t han t he ± o g iven b y t he l aboratory f or t he r adiocarbon a ge . T wo e ffects a re involved: - t here i s ad egree o f u ncertainty i n t he c alibration c urve , e xpressed a s 2curve, w here i22
l ab
a nd ,
i n
p erforming t he c alibration ,
2 total
m ust b e u sed
+ 02
— c urve
- a g iven c hange i n c alendar y ears ( i.e . c alibrated a ge) m ay c orrespond t o a l arger , o r a s maller c hange i n r adiocarbon a ge d epending o n t he p eriod; i f i t i s s maller t hen t here i s a w idening o f t he e rror l imits .
2 16
M .J .
A ITKEN
C onven t iona l r ad ioca rbon a ge 0 ) 0 ) 0 ) ( r ) e 0) 4 -, • , . ) t 5 Z
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C
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e
C I C O
LE PROCHE ORIENT DE 16.000 A 10.000 BP
THE NEAR EAST FROM 16.000 TO 10.000 BP
Chronologies
in
the
Aurenche 0 ., Evin BAR International
Near
East,
J . and Hours Series,
F .
eds. 1987
R E LA T IV E A N D A B S O L U T E C H R O N O L O G Y O FT H E E P I P A L A E O L I T H IC I NT H E S O U T H E R N L E V A N T Ofer
ASTRACT:
The
paper
Epi-palaeolithic approach" to
s tudy
as the
locations.
r eviews
cultural
t he
most
The
of
t he
cultural
followed final
by
t he
section
entities. tool
for
I t
i s
of
available
Kebaran,
presents
a
concluded
that
RESUME:
Cet
preconise adapte
article
pour
servent et
12
p ermettre toile
BP.
Kebarien
et
geometrique, derniere
de
r evue ses
l e
l e sa
comme
l e
concept de L es
aux
changements des
puis
l as
cultures
qui
presente
quelques
a t
position
of
the
us
specific for
survey
variations, The
archaeological
the
most
suitable
and
i ts
fully
au
Levant
or
la
l eur
chronologie pour
chronologique
archeologique la
definir par
sont
entre
par
et
000
par
l e
Kebarien
contemporaines. par
duree aux
des
19/18
l e
caracteristiques absolue
On
plus
paleoclimatiques commence
poursuit
rapport
l e
sedentarisation
donnees
l a
pour
l ' Epipaleolithique.
culturels
se
article
contemporaines.
enable
in
contemporaries.
t echno-typologiques
ensembles
r egionaux,
que
will
a background
entity
de
l ' apparition
fond
f iable
the
"cultural
systematic
employee
speci fiques.
zones
conlut
defining
the
r egional
i s
VOGEL
entities. t erminologie
plus
mom s
chronology
chronologiques
p lus
i ts
traits
la
e t
as
The
their
archaeological
des
On
and and
at
systematique
for
which
given BP.
revue
archeologique ou
other
each
d ' analyser
cet
l ithique.
l 'instrument
Kebaran
C .
communities
is
non-artifactual of
Levant
construct
farming
radiocarbon
John
advocates
culturels
fad es
de
t he
I t
Mushabian
dans
Mushabien
partie
l ' industrie eat
La
en
in
evidence
t he
the
culturelle"
agricoles
de
500
passe
and
19/18, 000-12, 500
with
few
span
with
ensembles
l '"approche
communautes
between begins
contemporaneity
and
palaeoclimatic
t ime
used
units.
archaeological
complexes
the
time
sedentism
changes
partial
les
and
Geometric
defining
definir
t erminology
units
adequate
emergence
t echno-typological
the
BAR-YOSEF
autres
datations
de
chaque
autres
La qua 14C
culture cultures
I ntroduction R elative c hronology b ased o n d epositional a nd c ultural s tratigraphy h as s erved i n t he p ast a nd i s s till u sed f or t emporal a nd s patial o rdering o f a rchaeological e ntities. T he i ntroduction o f r adiometric t echniques h as a ided a rchaeologists i n b uilding b etter c ontrolled c hronological f rameworks, m ainly f or t he l ater p rehistoric p eriods. H owever, d espite t he i ncrease i n t he n umber o f r adiometrically d ated a ssemblages b elonging t o t he l ast 2 0 K yrs, w e a re s till i n g reat n eed o f b oth m ethods f or s everal r easons. F irst, w e a re f ar f rom a chieving t he r efined c hronological r esolution f or t he e ntire L evant w hich i s n eeded f or t esting m odels c oncerning t he o rigins o f s edentarism, t he e mergence c ommunities, s tages i n p lant d omestication, e tc.
o f f arming S econdly,
2 20
0 .
B AR-YOSEF a nd J .C .
V OGEL
s atisfactory c hronological r esolution w ill e nable u s t o e xtend o ur i nterpretation b eyond t he l imits o f t he L evant t o t est m ore g eneral m odels a bout c ultural d iffusion, m oving f rontiers, e tc. i n m anner s imilar t o t he w ay i t c an b e d one f or t he a rchaeological r emains f rom t he l ast t hree m illennia B C. T he f actors i nvolved i n c reating u nfortunate s ituation a re : - t he u nevenly r esearched r egions w ithin s outhwestern A sia ; - a mbiguities, d isagreements, a nd m isunderstandings i n t he d efinition o f a rchaeological p eriods a nd/or e ities; - t he i nsufficient n umber o f 1 C d ates f or c ertain a rchaeological u nits. W hile t he d esire t o h ave m ore t ightly c ontrolled a rchaeological s equences i s s hared b y e very a rchaeologist w orking i n t his p art o f t he w orld, i t i s u nnecessary t o d iscuss h ere w hy s ome p ortions o f s outhwestern A sia a re l ess w ell s tudied t han o thers. M ore i mportant a re t he t axonomic a mbiguities w hich r eflect t he d iversified a pproaches o f d ifferent " schools" o f a rchaeology i nvolved i n f ield w ork , r epresented b y s cholars a nd s tudents f rom m any c ountries. O ne m ay d eplore t he l ack o f l ocal L evantine d evelopments i n a rchaeological t heory, b ut o ne c annot i gnore t he p otentialities f or m odel t esting p rovided b y t he r ich a rchaeological r ecords o f t he r egion. T hus, w e c hoose t o o pen t his p aper w ith a b rief d iscussion o n t he t axonomic i ssues t o b e f ollowed b y t he d escription o f i mportant a rchaeological e ntities a nd p eriods. T he a ppendix i ncludes r adiometric d ates a vailable t o u s a t t he t ime o f w riting t his p aper ( July 1 986). T he t erm " Epi-Palaeolithic" w as o riginally i ntroduced t o t he L evant b y J . P errot ( 1966) w hile d escribing t he e xcavation r esults f rom M allaha ( Eynan). T he E uropean t axon " Mesolithic" s eemed i nappropriate f or t he N atufian i ndustry w hich a t M allaha w as n ot a s r ich i n m icroliths a nd w as f ound t o b e o f T erminal P leistocene a ge. T he E uropean c orrelation o f
a
" proliferation
o f
m icroliths"
w ith
t he
" post-glacial a ge" c ould n ot b e m atched w ith t he e vidence f rom t he L evant. T he a doption o f t he t erm " Epi-Palaeolithic" a s u sed i n N orth A frica e nabled t he i ncorporation o f e ntities c onsidered t o b e p art o f t he U pper P alaeolithic s equence ( Garrod a nd B ate, 1 937; N euville, 1 934) i nto a n i ndependant l arge t ime-unit ( e.g ., B ar-Yosef , 1 970a , 1 975; B esançon e t a l ., 1 975-77; H ours e t a / ., 1 973; M arks, 1 977). D uring t he 1 970 's i t b ecame e vident t hat t he h igh f requencies o f m icroliths, w hich a s a g roup w ere c onsidered a s t ime-markers f or t he o nset o f t he E pi-Palaeolithic, c ould a ctually i n s ome c ases b e d ated t o a n e ven e arlier p eriod. S uch i s t he c ase o f t he L agaman i n n orthern S inai, d ated t o a round 3 2-30,000 B P, w ith u p t o 4 0% r etouched b ladelets ( Bar-Yosef a nd B elfer-Cohen, 1 977); o r v arious l ayers i n K sar A kil, b eginning w ith l evel 1 2 ( Tixier a nd I nizan, 1 981), w hich c ontain u p t o 6 5% o f t his t ool g roup. T herefore, i t i s n ot s urprising t hat t he s uggested U pper P alaeolithic/Epi-Palaeolithic c hronoline, e stimated i n t he 1 970 's a s 1 8/19,000 B P, s hould b e q uestioned ( BarY osef, 1 981). A n ew d emarcation l ine c haracterized b y a n a brupt i ncrease o f g eometrics ( mainly t rapeze-rectangles) c ommencing a round 1 4,000 B P ( Bar-Yosef, 1 975, 1 976) h as b een s uggested f or t he o nset o f t he E pi-Palaeolithic ( Gilead, 1 983, 1 984). T here a re o nly t wo w ays i n w hich t he c hronological o rdering o f t he p eriod u nder d iscussion c an b e h andled. O ne i s b y c lassifying t he
T HE E PIPALEOLITHIC I N T HE S OUTHERN L EVANT
2 21
a ssemblages, l ayers, s ites, e tc., i nto t ime u nits s uch a s P eriod 0 , 1 , 2 , 3 ... ( Aurenche e t a l ., 1 981) o r E pi-Palaeolithic 1 , 2 ( Moore, 1 985). T he a lternative w ay i s b y d efining a rchaeological e ntities o n t he b asis o f t he g eographic a nd t emporal d istribution o f c ertain t ypological f eatures. E ach a pproach h as i ts o wn a dvantages a nd d eficiencies. T he f irst a pproach g roups t ogether q uasi-contemporary o ccurrences w hich c an b e p lotted o n m aps ( e.g ., A urenche e t a l., 1 981, c arte 2 -12; M oore, 1 985, f igs. 5 , 8 ). S ites o r a ss9mblages a re i ncorporated i n t hese " time-slices" o n t he b asis o f 1 4 C d ates o r i n t heir a bsence b y c onsidering l ithic t ypological s imilarities. T his l atter p rocedure a ssumes, i n m any c ases, w hat s hould b e d emonstrated. H owever, i n s everal i nstances i ntuitive d ecisions b y a rchaeologists, g uided b y t heir p ersonal e xperience, h ave b een f ound t hrough t he y ears t o b e c orrect. T he s econd a pproach i s a " cultural-historical" o ne, w hich s eeks t o i nvestigate t he d ifferences i n t he a daptations o f v arious h uman g roups d uring t he m illennia w hich s aw t he e mergence o f a gricultural a nd p astoral c ommunities. T his a pproach i s b ased o n e arlier w orks o f V . G ordon C hilde a nd D avid C larke a nd h as b een e xplicitly e xpressed i n v arious p apers ( e.g ., B ar-Yosef, 1 975a , 1 981, 1 983 , i n press; H enry,
1 977, 1 983 ). I t i s a lso w orth n oting t hat l ocal L evantine a rchaeologists f ind s upport f or t heir a pproach i n t he w orks o f c olleagues w ho s tudy t he N ear E astern B ronze a nd I ron a ges. W ritten d ocuments f avour t entative c orrelations b etween a rchaeological a ssemblages a nd s pecific p eoples. T he basic a ssumptions a nd p racticalities o f t he c lassificatory s ystem w ill n ot b e d iscussed h ere e xtensively. W e w ould o nly s tate t he f ollowing : -M odern s tudies o f h unter-gatherers c onsidered e specially t he r elationship b etween m obility a nd t he d istribution o f r esources, g roup s ize, c amp o rganization, a nd s tylistic v ariability e xpressed i n t heir m aterial c ulture t hat p ermits t he i dentification o f s pecific g roups, e tc. -T he e ver-growing b ody o f d ata o n b asic k napping t echniques, c hoice o f b lanks f or s econdary t rimming , t echniques o f s econdary t rimming , v arious p henomena o f r esharpening , h afting , r etooling , e tc. e nable u s t o r ecognize w ell a s t he
s pecific p atterns
r eduction r esulting
s equences ( chaines o peratoires) a s f rom c lustering o f s tylistic
a ttributes. -I dentification o f " archaeological c ultures" t akes i nto a ccount t he v ariability i n h unter-gatherers m aterial c ulture a nd i ts p ossible r eflection i n t he l ithic a ssemblages, p ersonal o rnamentation, a rchitectural r emains, s ite s ize, s ite l ocation, e tc. -W hen c hanges i n m aterial c ulture t hrough t ime a re o bserved i n t he a rchaeological r ecord w e f ace a t wofold q uestion: ( a) W hat c aused t he c hange, a nd ( b) s hould t he l ater a ssemblages b e g iven a n ew n ame? I n t his p aper, a s i n p revious o nes, w e a ssume t hat a s pecific c hatne o peratoire, w hen i dentified ( and e ven i f n ot s tudied i n d etail b y r eplication) a nd/or a c ombination o f s tylistic a ttributes o ften r ecognized i n t he s econdarily t rimmed p ieces, c haracterizes c ertain p rehistoric " people". T hus, a rchaeological e ntities a re d efined a nd, i f t he s ame s cale i s k ept, p henomena o f u nity a nd d iversification c an
2 22
0 .
B AR-YOSEF a nd J .C .
V OGEL
b e t raced a nd c ompared . I n t his a pproach w e t reat q uantitative t ypological s tudies w ith c aution, b ecause v ariability i n t ool f requencies m ay r eflect t he n ature o r c ontext o f v arious a ctivities ( e.g ., s pecific t ask , a vailability o f r aw m aterial, c uration, e tc.) a nd a re n ot n ecessarily d iscriminants o f d ifferent c ultures. T hus, c omparative s tudies o f o ne t ool g roup, s uch a s t he m icroliths, a re p referred o ver i ntera ssemblages c omparisons. W ithout i ntensive r efitting o f b lanks, t ools, a nd c ores, t he r atio o f c ores t o d ebitage p roducts, o r o f c ores t o t ools, a re m eaningless. T he p resence a nd f requencies o f v arious t ool g roups o r d ebitage c ategories m ight r esult f rom d ifferent d iscard p atterns. C onjoining i s a t ime c onsuming o peration a nd o ften c an b e d one i n o nly p ristine d epositional s ituations. T herefore, t he a vailable q uantitative s tudies s hould b e c arefully i nterpreted. F inally, t he N atufian c ulture a nd i ts c ontemporaries, w hich i s c ommonly i ncluded i n t he E pi-Palaeolithic, w ill b e d ealt w ith b y F . V alla ( see t his v olume). P alaeoclimatic R ecords T he
m ost
r eliable
s ources f or p algeoclimatic r econstructions f or
t he p eriod u nder d iscussion a re t he 51 0 f luctuations r eflected i n d eep-sea c ores a nd p alynological r ecords f rom l akes. O ther s ources s uch a s 5 18 0 c hanges i n l and s nails a nd n odular c arbonate h orizons ( Magaritz a nd H eller, 1 980; M agaritz, 1 986); f luctuations i n a nimal s izes ( Tchernov, 1 982); d epositional a nd a ggradational e vents i n f luviatile t erraces ( Goldberg , 1 986); l ake s hores ( Begin e t a l ., 1 985; R oberts, 1 982), e tc. p rovide s upportive a lthough r ather s potty e vidence. F aunal s pectra a nd p alynological s tudies o f a rchaeological s ites a re o f d oubtful p alaeoclimatic v alue. A b iased p icture m ay r esult f rom v arying h unting s trategies, a nd f rom t aphonomic p rocesses i ncluding s elective p reservation o f p ollen g rains ( e.g ., T urner , 1 985). T he n umber o f p ublished d eep-sea c ores f rom t he E astern M editerranean i s a s y et r ather s mall. H owever, t he a vailable e vidence f rom t he e ntire n orthern h emisphere d emonstrates a c onsiderable d egree o f s imilarity b etween t he m ajor c limatic f luctuations, e specially b etween t he g lacially i nfluenced r egions a nd t he M editerranean b asin ( Nesteroff e t a l ., 1 983; R ossignol-Strick e t a l ., 1 982; L uz, 1 982). T he m aximum o f t he L ast G lacial l asted a t l east u ntil 1 6,000 B P. W arm s pells h ave b een r ecognized a round 1 6/15,000 B P, 1 3,500 B P a nd 1 2,800 B P, b ecoming w armer a round 1 1,900 a nd 1 0,000 B P ( Nesteroff e t a l ., 1 983). W hile i ncreases i n m ean a nnual t emperature i nfluences h umidity, i t i s t he p attern o f p recipitation w hich i s t he p rominent v ariable a ffecting v egetation g rowth i n L evantine w oodland a nd s hrub d esert e nvironments ( Shmida e t a l ., 1 986). P alynological s tudies o f t he L evant p rovide a p icture o f r ainfall f luctuations w ith c onsiderable r egional v ariability ( Van Z eist a nd B ottema, 1 982; B ottema a nd V an Z eist, 1 981). T he G hab s equence p oints t o h igh p recipitation b etween 1 8,000 a nd 1 4,000 B P, a d ecrease u ntil 1 0,000 B P, f ollowed b y a n i ncrease o f r ainfall a nd t emperature. A d ifferent T sukada 's
p attern i s e xhibited i n t he H ula s equence ( based o n w ork) w hich c orresponds t o f luctuations r ecorded i n I onina
a nd P hillipon T enaghi i n n orthern G reece.
I n
h igher,
e astern
s ites,
T HE E PIPALEOLITHIC I N T HE S OUTHERN L EVANT
2 23
s uch a s Z eribar i n t he Z agros m ountains, a rboreal v egetation p enetrated o nly a fter 1 1,000 B P ( Van Z eist a nd B ottema , 1 977 , 1 982 ). D iscrepancies b etween t he s tudied c ores a nd d isagreements a mong t he v arious s cholars d o n ot o bscure t he b asic o bservation t hat m ost o f t he k nown K ebaran C omplex s ites ( ca . 1 9/18,000-1 4 /1 4 ,500 B P) w ere o ccupied u nder r elatively d ry a nd c old c onditions a nd t hat t he G eometric K ebaran a nd i ts c ontemporaries ( ca . 1 4114,500 - 1 2,500 B P) m ay h ave e xploited s omewhat b etter w atered e nvironments. T he s ources f or d ating s ites R elative c hronology i s b ased o n s tratigraphy. H owever, s tratified s ites w here d ifferent i ndustries o verlie e ach o ther a re r ather r are. T he f ew a vailable e xamples, s uch a s Y abrud I II, F azael I II, o r J ilat 6 , w ill b e m entioned b elow, b ut t he p henomenon a s a w hole, s hould b e t reated b riefly h ere. T he e xpectation o f f inding s tratified s ites i n w hich e very i ndustry i s p resent s tems f rom t he g eological i deal " type-locality". I n h uman t erms i t m eans t hat, d espite e nvironmental f luctuations a nd c hange i n o rganizational s ystems s uch l ocales w ould a lways h ave b een o ccupied. T his n aive e xpectation r eflected i n t he p ast t he p aucity o f a nthropological k nowledge p ossessed b y a rchaeologists c oupled w ith m inimal u nderstanding o f s ite f ormation p rocesses. T oday, m ost f ieldworkers a re l ooking f or i ndependant m eans f or d ating s ites w hich a re o ften f ound a s i solated o ccurrences. T his s ituation i ndicates c hanging s ettlement p atterns, w hich a s a p henomenon b y i tself r equires e xplanation. T hus r adiometric d ates a re o f p rime i mportance. I n t he a rid r egion o f t he L evant, c harcoal i s o ften w ell p reserved. A lthough t his i s n ot t he c ase i n e very d esertic e nvironment s uch a s t he s andy a reas o f t he w estern N egev, m ost o f t he a vailable 1 4 C d ates o riginate i n n orthern S inai, t he N egev, s outhern J ordan, a nd t he A zraq b asin. I n t he M editerranean v egetation z one c harcoal, a t l east p ieces v isible t o t he n aked e ye, a re s eldom p reserved. T he t erra r ossa a nd r endzina s oils a re w etted e very w inter a nd d ry u p e very s ummer. E specially i n t he c layey t erra r ossa , c racks f orm a nd t he c harcoal b reaks i nto s mall p ieces a nd l eaches a way. I n m any i nstances o nly f lotation m ay r ecover c arbonized r emains. B ut t hese m ay o ften b e l at r . i ntrusions. T herefore, b ones p rovide m ost o f t he s amples f or 1 C d ating . W ith ; t he n ew a ccelerator t echnique, p reviously r un c onventional 1 C d ates c an b e c hecked. U ntil t his i s d one, o ne m ust d eplore t he p aucity o f K ebaran r adiocarbon d ates a nd i nevitably r etreat t o r elative c hronology a ided b y t echno-typological s tudies ( Table 1 ). T he K ebaran C omplex a nd i ts c ontemporaries T he
t erm
" Kebaran"
w as
o riginally
c oined
t o
i ncorporate
t he
m icrolithic-dominated a ssemblages o f t he T erminal U pper P alaeolithic s equence, k nown a t t he t ime a lso a s U .P. s tage V I ( Garrod a nd B ate, 1 937 ; Garrod, 1 957 ; N euville, 1 934, 1 951; S tekelis, 1 938). I ntensive e xcavations w hich c ommenced d uring t he 1 960 's i n E in G ev I a nd J iita I I ( Stekelis a nd B ar-Yosef, 1 965; B ar-Yosef, 1 970a ; H ours, 1 966; C havaillon a nd H ours, 1 970; H ours a nd L oiselet, 1 975-77 ; Hours, 1 973 , 1 976), a ccompagnied b y t he t ypological a nalysis o f m any s urface
2 24
0 .
B AR-YOSEF a nd J .C .
V OGEL
c ollections, l ed t o t he s ubdivision b etween K ebaran a nd G eometric K ebaran ( Bar-Yosef , 1 970a, 1 975, 1 976; B esançon e t a l., 1 975-77; H ours e t a l ., 1 973; H ours, 1 976). O n t he w hole, t he p roliferation o f t rapeze-rectangles a mong t he m icroliths w as c onsidered a s t he m ain m arker s eparating t he t wo c omplexes. V arious o ther n ames h ave b een p roposed f or G eometric K ebaran a ssemblages, s uch a s " Bergian" ( Copeland a nd W aechter, 1 968), " Falitian" ( Besançon e t a /., 1 975-77), " Middle H amran" ( Henry, 1 982), b ut i t s eems t hat t he f ormer t axon h as r ecently g ained r ecognition o ver m ost o f t he L evantine r egion ( e.g ., F ujimoto, 1 979; M .-C. C auvin, 1 981a ,b; H enry, p .c. 1 985). U nfortunately, w ork o n t he K ebaran a lmost c ompletely s topped i n t he m id-1970's a nd o nly a f ew s mall t est e xcavations i n t he J ordan V alley ( Bar-Yosef e t a l ., 1 974; G oring-Morris, 1 980), t he A zraq b asin, a nd s outhern J ordan a dded t o t he o verall p icture ( Muheisin, 1 983; H enry , 1 982, 1 983). A dditional i nformation i s n ow e merging f rom o ngoing f ield w ork i n t he J ordan V alley a nd t he w estern N egev ( Edwards i n M cNicoll, n .d.; H overs a nd B ar-Yosef, i n p rep.; G oring-Morris, 1 985). T he K ebaran C omplex i n t he s outhern L evant i s n ot s olely d efined o n t he b asis o f t he t echno-typological f eatures o f t he a ssemblage o f l ayer C i n K ebaran c ave f rom w hich i ts n ame w as d erived. S uch a p rocedure o f u sing o ne a ssemblage, i s u nacceptable i n v iew o f t he d iverse p rocesses r esponsible f or t he f ormation o f a n e ntire a rchaeological e ntity w hich r epresents i n i ts v arious a ssemblages t he y ear r ound a ctivities o f a g roup o f p eople. T he p rocedure f or c lassifying a ssemblages w ithin t he K ebaran c omplex i s b ased o n c omparisons b etween t he ( retouched b acked b ladelets i ncluding g eometrics).
m icrolithic
T he r easons f or u sing t his t ool g roup a re a s f ollow: -T hey f orm a t l east 4 0% o f e ach a ssemblage a nd t hus p rovide s ample f or d etailed s tudy. -T hese a rtifacts, a s d emonstrated b y m icrowear, h afting s tudies ( e.g ., A nderson-Gerfaud, 1 983;
g roups
a
l arge
e dge d amage, a nd T omenchuck, 1 983;
K ukan, 1 978; B ar-Yosef, i n p ress), s erved a s c omponents o f h unting d evices a nd a s s uch, o ccasionally f or c utting . - C ontrary t o t he i nvestment i n p roducing t he s hafts o f a rrows o r s pears, w hich a re t ime a nd e nergy c onsuming , m icroliths a re e asily s haped o nce t he b lanks a re r eady. W hile r etooling i t i s e asier a nd q uicker t o m ake t he s ame m icrolithic f orm w hich w as d amaged o r f elled o ff t han t o r eshape t he s haft. -T he s econdary t rimming t echniques, s everal o f w hich a re m ore e laborate t han o thers, d esignate " schools o f k napping" c onvey s ocial i nformation.
a nd
t herefore
- D ifferences i n t he s hapes o f m icroliths r esult f rom h afting m ethods a nd s tylistic v ariability. T he m ixture o f b oth c arries s ocial i nformation i nvisible.
a lthough I t i s
w hen h afted m ost t herefore a ssumed
o f t he a ttributes b ecome t hat a dditional s tylistic
a ttributes w ere e xpressed i n t he v isible p arts o f t he h unting d evices. - S eriation o f f requencies o f m icrolithic t ypes b ased o n s tratified s ites p rovide t he m eans f or t racing c hanges t hrough t ime a nd s pace. S ome o f t hese m orphological c hanges s uch a s f rom o bliquely t runcated b acked b ladelets t o t rapeze-rectangles m ay r eflect i mprovements i n h afting t echniques ( Kukan, 1 978). S imple s eriation s tudies o f v arious K ebaran a ssemblages h as l ed
t o
T HE E PIPALEOLITHIC I N T HE S OUTHERN L EVANT
2 25
t he r ecognition o f l ocal s equences. T he f ollowing , a lthough n ot a q uantitative p resentation, i s a m odified v ersion o rganized b y s ubregions ( see a lso t able 1 ): L ebanese m ountains ( Hours, 1 973 , 1 976 ) - " Mbarien a ncien": e arly D hour C houeir f acies ( Jiita I II 2 ,1) w ith t riangles. D hour C houeir f acies ( Jiita I I 5 , 4 , 3 , 2 ). - "Mbarien c lassique": o bliquely t runcated b acked b ladelets w ith f ine r etouched b ladelets ( Jiita I I 2 , 1 ; A bri B ergy V , I V; D hour e ch-Choueir). G alilee-Carmel a rea ( Bar-Yosef, 1 970a ; S axon e t a l ., 1 978; N oy e t a l ., 1 973). - E arly K ebaran:
n arrow c urved
m icropoints,
o bliquely
t runcated
b acked b ladelets, f inely r etouched b ladelets ( Hayonim c ave C b-Ce; N ahal O ren I X; K ebara c ave C ( ?); N ahal H adera V , 6 -4 ). - L ate K ebaran : d ominance o f o bliquely t runcated b acked b ladelets ( Nahal H adera 2 -1; H aifa I ). S outhern C oastal P lain ( Bar-Yosef, 1 970a,b; G oring-Morris, i n p ress) - E arly K ebaran: n arrow c urved m icropoints, f inely r etouched b ladelets ( Kiryat A rieh I II, K efar D arom 3 ). Broad c urved m icropoints ( Kefar D arom 8 , S oreq 3 3Q, 3 3T). - L ate K ebaran: n arrow m icropoints, o bliquely b acked t runcated b ladelets ( Kefar D arom 1 3; S oreq 3 3M2; G iveath H a 'esev). W estern N egev ( Goring-Morris, 1 985) - E arly K ebaran: a rched b acked b ladelets, b road m icropoints ( Azariq V I). - L ate K ebaran: o bliquely t runcated b acked b ladelets ( Shunera X VII). C entral J ordan V alley ( Bar-Yosef, 1 970a ) - L ate K ebaran: o bliquely t runcated b acked b ladelets, n arrow c urved b acked b ladelets, w ith F alita p oints ( Ein G ev I , I I). L ower J ordan V alley ( Bar-Yosef e t a l. 1 974; G oring-Morris, 1 980) - E arly K ebaran: c urved b acked b ladelets ( Fazael I II, 6 ; Urkan I I - L ate K ebaran: o bliquely t runcated b acked b ladelets, c urved b acked b ladelets, " microgravettes" ( Fazael I II, 4 ; Fazael V II). A zraq B asin ( Muheisin, 1 983) - E arly K ebaran ( 7) " phase A ": r etouched b ladelets, m icrogravettes, t riangles, o bliquely t runcated b acked b ladelets ( Kharaneh I V, s ondage 1 , 6 -7). - L ate K ebaran " phase B ": o bliquely t runcated b acked c urved b acked b ladelets ( Kharaneh I V, s ondage I , 4 -5). T o s um u p,
b ladelets,
t he K ebaran c omplex h as a n o verall u nity w hich s eparates
i t f rom b oth e arlier U pper P alaeolithic a ssemblages a nd t he l ater G eometric K ebaran a nd i ts c ontemporaries. W ithin a c ertain a rea , w hich e ncompasses t he r egion f rom w adi A ntelias ( Lebanon) t hrough Y abrud ( Anti-Lebanon M ts.), A zraq b asin, W adi M adamagh ( Edom) i n s outhern J ordan ( Kirkbride, 1 958), a nd Nahal B esor, w estern N egev, w e n ote t hat t he L ate K ebaran i s d ominated b y o bliquely t runcated b acked b ladelets ( Kebara p oint). H owever, t he e arlier s tage o r s tages o f t he K ebaran a re c haracterized i n e ach s ub-region b y a d ominance o f v arious t ypes o f m icroliths, n one o f w hich a ppears i n h igh f requencies i n p reK ebaran t imes.
2 26
0 .
B AR-YOSEF a nd J .C .
V OGEL
R egional c haracteristics, s uch a s m icrogravettes a nd F alita p oints, a re u biquitous e ast o f t he J ordan R ift. S poradic o ccurrences o f t riangles ( often a ccompanied b y m icroburin t echnique) a re n oted w ithin t he K ebaran s equence. H owever, t hey d o n ot h erald t he s hift t o t rapeze-rectangles a s t hey w ere h afted i n t he s ame K ebara p oint.
w ay
a s
w ere
t he
C hronologically, i t s eems t hat t he c harcoal d ate f rom W adi H ammeh 2 7 ( 19,500 B P) s upports t he b one d ates f rom t he s ite a nd t he c ontention t hat l ate U pper P alaeolithic a ssemblages i n o asis s ituations c an b e c ontemporary w ith t he K ebaran. H owever, a s m entioned a bove, w e a re i n g reat n eed o f m any m ore d ates b efore w e c an t he K ebaran C omplex a s r adiometrically w ell d ated.
c onsider
T he G eometric K ebaran C omplex T he s tratigraphic s equence i n a f ew s ites i ndicates t hat t he a ssemblages c lassified a s G eometric K ebaran s ucceeded t he K ebaran, p receded t he N atufian a nd w ere p artially c ontemporary w ith t he M ushabian c omplex a nd i ts c ontemporaries. T he G eometric K ebaran o verlies t he K ebaran i n A bri B ergy ( Copeland a nd W aechter, 1 968) a nd Y abrud r ockshelter I II ( Rust, 1 950), w here t hey w ere c alled r espectively " Falitian" a nd " Nebekian". I n W adi F azael ( Lower J ordan V alley), t he G eometric K ebaran o f F azael I II, l ayer 3 , a nd F azael V III w ere e mbedded a bove t he K ebaran a ssemblages o f F azael I II, l ayers 4 a nd 6 , a nd F azael V II ( Bar-Yosef e t a / .,1974; G oring-Morris, 1 980). I n H efsibah, a s ite o n t he l eft b ank o f N ahal H adera i n t he c oastal p lain, a G eometric K ebaran a ssemblage o verlaid a K ebaran s ite ( Ronen a nd K aufman, 1 976; K aufman, 1 976, i n p ress). I n K haraneh I V ( Azraq b asin) a s imilar s ituation w as o bserved b y M uheisin ( 1983). G eometric K ebaran a ssemblages i re c onsidered c ontemporary w ith t he M ushabian o n t he b asis o f b oth 1 4 C d ates ( see A ppendix) a nd t he s tratigraphic e vidence f rom M ushabi X IV ( Gebel M aghara , n orthern S inai), w here l ayer 1 ( Mushabian) o verlays l ayer 2 ( Geometric K ebaran). I n N ahal B esor ( northern N egev), a G eometric K ebaran s ite ( Hamifgash I ) i s s tratigraphically l ater t han H amifgash I V, p ossibly a M ushabian s ite ( Goring-Morris, 1 985). F inally, a t H ayonim T errace, a G eometric K ebaran a ssemblage w as d iscovered u nder t he N atufian d eposits ( Henry e t a l ., 1 981). I n t his c ase, a n u nknown t ime l ag h ad p assed b etween t he a ccumulation o f t he e arlier d eposits a nd t he N atufian o ccupations, l ong e nough t o a llow f or t he d ecomposition o f b ones. I n E dom, t he E arly-Middle H amran e xhibits a d evelopmental s equence o f t rapeze-rectangle a ssemblages, i n w hich l unates a ppear a nd l ater b ecome d ominant ( Late a nd F inal H amran), a ll p receding t he E arly N atufian ( Henry, 1 982, 1 983). I f t his s equence c orroborates t hat o f N ahal O ren, w here E arly N atufian i s m issing , t hen w e s hould e xpect m ore s ites w ith l unates t o b e o lder t han t he E arly N atufian s ites. 1 4 T he a vailable C d ates f rom G eometric K ebaran s ites i n n orthern S inai a nd t he N egev i ndicate a n o verall c ontemporaneity w ith t hose o f t he M ushabian C omplex ( see A ppendix). T he s pan o f 1 4,500-13,000/12,500 B P f or t he G eometric K ebaran m ay h ave b een e ven s horter i n t he d esertic b elt ( probably i ncluding o ccupations i n t he S yro-Arabian d esert).
T HE EPIPALEOLITHIC I N T HE S OUTHERN L EVANT
2 27
T echno-typological o bservations o n G eometric K ebaran s ites a re a vailable m ainly f rom a f ew s ites i n t he c entral a nd s outhern L evant ( Bar-Yosef, 1 976; B ar-Yosef a nd G oring-Morris, 1 977; S immons, 1 977; G oring-Morris, 1 985; G arrard e t a l., 1 986; F ujimoto, 1 976). P roduction o f b ladelets a nd b lades w as o ften a chieved b y r emovals f rom c ores w ith o ne s triking p latform. B ladelets, a nd l ater b lades, w ere m odified i nto t rapeze-rectangles.
A f ew l ate a ssemblages p resent h igh f requencies o f
v ery l arge g eometrics a nd e specially a symmetric t rapezes w hich w ere o ften m ade f rom f lakes. U niformity a mong t he m icrolithic g roup ( fewer t ypological v ariants a mong t he m icroliths) c haracterizes t he d esertic s ites. S tratigraphic e vidence f or t echno-typological s hifts w ithin t he G eometric K ebaran C omplex i s h ardly a vailable, a nd o nly r adiometric d ates c an c onfirm t he a bove o bservations. T he l ack o f r epeatedly o ccupied l ocales m ay i ndicate a h igh d egree o f m obility c aused b y f luctuations i n t he d istribution o f r esources. S tone a nvils w ere u sed f or t he p roduction o f t he g eometrics w hich c haracterize t hese a ssemblages. T hus, K rukowski m icroburins a s b yp roducts o f m icrolithic p roduction m ight b e a c ommon w aste i n s ome s ites. B roken g eometrics a re t he r esult o f m ishaps i n t he p rocess o f r etouching o r d ue t o u se. T hus, i n l ocations w here r etooling a nd s econdary t rimming t ook p lace, t he n umber o f b roken p laces w ill b e c onsiderable. T he g eographic d istribution o f t he G eometric K ebaran s tretches f rom E l-Kowm i n n ortheastern S yria ( M.-C. C auvin, 1 981a, M .-C. C auvin e t a l ., 1 982) t o W adi S ayakh i n s outhern S inai ( Bar-Yosef a nd K illbrew, 1 985), partially o verlapping w ith t he M ushabian C omplex a nd p ossibly w ith o ther c ontemporary i ndustries s uch a s t he Q alkhan. I f t he t wo ( or m ore) a rchaeological e ntities r epresent a ctual h uman g roups, t hen c ontinuous i nteraction w as p robably t he c ause f or m utual c hanges i n l ithic t echnology. W hat a re a ssumed t o b e l ate G eometric K ebaran a ssemblages c ontain, i n a ddition t o t he t rapeze-rectangles, a rched b acked b ladelets a nd L a M ouillah p oints a nd t he i ntensive u se o f m icroburin t echnique. T he t hree l ater t raits a re t ypical o f t he M ushabian. A ssemblages d ominated b y t riangles, m ostly p roduced b y m icroburin t echnique, w ith s ome l unates, s ometimes w ith m icrogravette p oints, w ere i dentified i n s everal l ocalities. I n N ahal O ren a nd s outhern J ordan ( the L ate H amran), t hey a ppear t o p recede l unate-dominated a ssemblages ( Noy e t a l ., 1 973; H enry, 1 982, 1 983). I n o ther c ases t hese a re i solated s ites s uch a s E in G ev I V ( Bar-Yosef, 1 970a ), W adi J ilat 6 , upper layer ( Garrard e t a l ., 1 986), a nd H amifgash I V ( GoringM orris, 1 985). T he d istribution o f t hese o ccurrences i s r ather s potty a nd B P.
t heir a ge i s d ebatable,
a lthough t hey c an b e p laced a round 1 3,000
T o s um u p, t he o riginal G eometric K ebaran e merged f rom t he L ate K ebaran a nd e xpanded i ts t erritory i nto d esertic a reas. S ometime d uring i ts d uration, m ainly i n t he a rid a nd s emi-arid z one, i t c oexisted w ith o ther i ndustries ( Table 1 ). I n n orthern S inai a nd t he N egev, i t h as b een i nterpreted a s r eflecting t he p enetration o f h unter-gatherers f rom t he N ile d elta d uring t imes o f c limatic a melioration. W hatever t he e xplanation, t he a vailable l iterature c onveys t he i mpression o f c ontemporaneity o f t ypologically h ighly
2 28
0 .
d iversified i ndustries a round e mergence o f t he E arly N atufian.
1 3,000
B P,
B AR-YOSEF a nd J .C .
i .e.
j ust
b efore
V OGEL
t he
T he M ushabian C omplex a nd i ts c ontemporaries T he t erm M ushabian t akes i ts n ame f rom W adi M ushabi i n G ebel M aghara, n orthern S inai w here t his c omplex w as f irst s tudied ( Phillips a nd M intz, 1 977). S ince t hen s ites h ave b een f ound i n t he N egev ( Marks a nd S immons, 1 977 ; G oring-Morris, 1 985) a nd p ossibly i n s outhern J ordan. T he M ushabian C omplex i s c haracterized t echnologically b y t he i ntensive u se o f m icroburin t echnique w ith w hich b ladelets, o ften w ide a nd s hort, w ere s haped i nto f orms s uch a s a rched backed b ladelets, o bliquely t runcated b acked b ladelets a nd L a M ouillah p oints. E arly M ushabian s ites h ave p rovided d ates w hich, t ogether w ith t he s tratigraphic e vidence m entioned a bove, d emonstrate t heir o verall c ontemporaneity w ith t he G eometric K ebaran C omplex ( see A ppendix). T he L ate M ushabian i ncorporates t hose a ssemblages o nce c alled " Negev K ebaran" ( Marks a nd S immons, 1 977) o r " Ramonian" ( GoringM orris, 1 985). A ll r esearchers w ho h ave w orked i n t he N egev a nd t he S inai a gree t hat t he t echnological c ontinuity i s c lear. A mong t he m icroliths t here i s a s hift f rom a p redominance o f a rched b acked b ladelets t o o bliquely t runcated b acked b ladelets ( often w ith a c oncave b ack), b oth s haped w ith t he a id o f m icroburin t echniqu? ( which i s a chieved e asily b y a n o blique s nap). U nfortunately, n o 1 C d ates f or t he L ate M ushabian a re a vailable, b ut i ts f inal f acies w hich c ontains H elwan l unates i s c onsidered t o b e c ontemporary w ith t he E arly N atufian a round 1 2,500 B P. S uch c ontemporaneity i s s upported b y t he a bsence o f E arly N atufian b ase c amps i n t he N egev ( despite b oth i ntensive a nd e xtensive s urveys), a nd t he p resence o f o nly a f ew e phemeral E arly N atufian s ites i n t his e conomically m arginal r egion . T hus, t he M ushabian c omplex h as a t ime s pan r anging f rom a round 1 4,000 B P u ntil a t l east 1 2,500 B P ( Table 1 ). T he d ates o f 1 1,700 a nd 1 1,000 B P f rom S hunera I V ( see A ppendix) a re i ntriguing a nd m ay i ndicate e ither u nknown l ate p ersistence o f t he M ushabian, i ntrusion o f t he d ated h earth i nto a p re-existing o ccurrence, o r c ontamination b y y ounger c arbon. T he i ndustrial c omplexity d uring t his p eriod c haracterizes t he r egion e ast o f t he J ordan R ift. I n s outhern J ordan t he s equence o f t he L ate a nd F inal H amran h as
b een
d escribed
b riefly
b y
H enry
( 1982,
1 983). I t d emonstrates a s hift f rom a d ominance o f t rapeze-rectangles a nd l unates t o a p roliferation o f l unates ( shaped b y a brupt r etouch) w ith t he i ntensive u se o f m icroburin t echnique. I n t he A zraq b asin, t he s ites J ilat 8 a nd U waynid 1 4 e xhibit a m ixture o f t rapeze-rectangles a nd a rched b acked b ladelets p roduced b y m icroburin t echnique ( Garrard e t a l., 1 985, 1 986). T he d ate o f J ilat 8 o f 1 3,310 B P f alls w ell w ithin t he r ange o f t he G eometric K ebaran a nd M ushabian c omplexes. T he p henomenon o f " mixed" f eatures h as a lso b een o bserved i n t he N egev a nd n orthern S inai. G iven w hat s eems t o b e t he s olid a rchaeological e vidence f or t wo d ifferent i ndustries o riginating i n t wo g eographic r egions ( Levant a nd t he N ile v alley), o ne m ay w onder i f t he " mixed" t raits ( trapeze-rectangles, a rched b acked b ladelets a nd t he u se o f m icroburin t echnique) a re n ot t he r esults o f e xchange a nd m utual i nfluence b etween t wo p opulations
T HE E PIPALEOLITHIC I N T HE S OUTHERN L EVANT
2 29
o ver a s pan o f a bout 1 ,000 r adiocarbon y ears. N on-artifactual t raits o f t he a rchaeological e ntities F ollowing t his r ather l engthy d iscussion o f t echno-typological c haracteristics o f E pi-Palaeolithic i ndustries, w e o ught t o b riefly p resent s everal o f t hose t raits w hich i n o ur v iew s hould e nable u s , w hen s tudied m ore p rofoundly, t o u nderstand t he o bserved l ithic v ariability. S ite l ocation i n t erms o f t opography r arely i ncludes d uring t he t ime s pan o f t he K ebaran C omplex e levations a bove 9 00 m a bove s ea l evel. L ater, f rom a bout 1 4,000 B P o nwards, s ites a re f ound a t a ltitudes o f 1 000 m o r m ore. T he a voidance o f t he u pper r eaches o f m ountain r idges s uch a s t he A nti-Lebanon M ountains p ossibly r eflects t he p revalence o f l ower t emperatures e ven d uring t he s ummer, t he p aucity o f d esired s ubsistence r esources, a nd t he l ack o f a dequate t echnologies a mong L evantine h unter-gatherers t o c ope w ith s uch s ituations. G iven t he l ength o f t ime i nvolved, w e d o e xpect s mall e phemeral s ites t o t urn u p i n t he f uture a t h igher a ltitudes, b ut t he b ulk o f k nown o nes i s s pread b etween t he l owlands, p resumably r epresenting w inter c amps, a nd h illy a reas, p robably r epresenting s ummer o ccupations ( Bar-Yosef, 1 981; H enry, 1 983). T he e cological v ariability o f t he M editerranean L evant s uggests t hat w hen c onditions a veraged o ver s everal t housand r adiocarbon y ears a re t aken i nto a ccount, t he e quation o f l owlands=winter a nd h ighlands= s ummer i s p robably c orrect. I n b rief, w ater a vailability i n t he h ighlands d epends o f t he C enomanian-Turonian o r J urassic l imestone a quifers a s w ell a s l ate s ummer w ater s tanding i n p ools i n g orges. N atural p astures d ry u p d uring l ate s ummer i n h igher a ltitudes a nd f ruits a re a vailable d uring l ate s ummer a nd f all. J anuary-February t emperatures w ould h ave b een c lose t o o r b elow 0 °C i n t he m ountains a nd h igh p lateaux, a ccompanied b y h arsh w inds, m aking t he h igher L evantine a ltitudes a l ess d esirable e nvironment f or h unter-gatherers. T hus, i n w inter a nd s pring t ime, t he l owlands ( e.g ., c oastal p lain, J ordan R ift, o r i nland b asins s uch a s t he A zraq) w ould have p rovided b etter l iving c onditions a nd n umerous s eed p roducing s pecies w hich r ipen f rom A pril t hrough M ay/June. W ater s ources w ould h ave b een i n t he f orm o f s prings ( Quaternary a quifers), p ools i n w adi c hannels, f reshwater l akes, e tc. I n a s chematic r econstruction o f s ites d ispersal o ver t he l andscape ( fig .1) v arious o ptions a re p ossible, a lthough i t i s o ur c ontention t hat t he m ain p attern a s d escribed a bove h olds a nd a ccounts f or t he a vailable r ecord o f s ite s izes a nd o ccupational d ensities. D etermining s ite s ize f or E pi-Palaeolithic s ites i s n ot a n e asy t ask, e xcept f or d eflated o ccurrences w hich r emain l argely o r p artly i n s itu. O thers m ay a ppear a s a v eneer o f l ithics o n t he s urface, b ut w hen e xcavated ( as h as b een d one i n t oo f ew i nstances) s how t hat t he i n s itu d istributions o ccupy s maller s urfaces t han a re s uggested b y t he s urface m anifestations. E rosion a t t he t ime o f o ccupation o r i mmediately a fter, a s w ell a s p ost-depositional e rosion a nd d eflation, h ave c aused m any s ites t o b e r eported a s l arger t han t hey a ctually w ere a t t he t ime o f o ccupation. T hus, i n t his p aper, a s i n p revious o nes ( Bar-Yosef, 1 975 , 1 981), s maller e stimates a re u sed , . K ebaran s ites r ange f rom s mall o ccurrences o f 1 5-25 m2 t o 4 00 m2 . A
2 30
s ingle h abitation f ond d e c abane,
O .
B AR-YOSEF a nd J .C .
V OGEL
t o j udge f rom t he e xample o f E in G ev
I ( Arensburg a nd B ar-Yosef, 1 973), i s 2 5-50 m2 w ith a n a dditional p eriphery o f l ittered b ones a nd l ithics o f 1 00 m2 . T he s ize o f G eometric K ebaran, M ushabian, a nd r elated s ites r eported f rom t he L evantine c oast, , the N egev, a nd n orthern S inai v aries f rom 1 5-25 m2 t o 3 00-400 m2 ( Bar-Yosef, 1 981; G oring-Morris, 1 985). Q alkhan a nd H amran s ites i n E dom a re a round 4 00-600 m2 ( Henry , 1 983), w hile s ites i n t he A zraq b asin ( Garrard e t a l ., 1 285, 1 986) a re r eported t o b e l arger s urface s catters u p t o 1 0-20,000 m . E xcavations a t K haraneh I V ( Muheisin, 1 983) i ndicate t hat t he s urface s pread o f 2 1,700 m2 a t t hat s ite d oes n ot r epresent c ontinuous o r p enecontemporaneous o ccupation o ver t he e ntire a rea . H owever, w e c annot r ule o ut t he p ossibility t hat t he l arge E pi-Palaeolithic s ites i n t he s outhern L evant e xisted i n e cologically p rime s ituations s uch a s t he s hores o f i nland l akes ( e.g . A zraq), o r o n t he f oot o f M t. C armel ( Kaufman, 1 985) w hich p rovided l ong-term r esource s ecurity . H owever, t his p ossibility c an b e o nly d emonstrated b y l arge-scale e xcavations o f s ites i n t hese s pecial s ettings. S4 -r uctural r emains h ave b een r eported f rom f ive s ites: E in G ev I ( Ba p sef, 1 970a ), E in G ev I II ( Martin a nd B ar-Yosef, 1 978), H aon I II ( B i J osef, 1 975b), I raq Z igan ( a r ockshelter i n H aifa; W reschner a nd 19 75), a nd N eve D avid ( Kaufman, 1 985). M ost d esertic o ccupations p robably h ad s helters b uilt o f l ight o rganic m aterials a lthough t he u se o f s ome u ndressed s tones i s e xpected. S torage f acilities i n E pi-Palaeolithic s ites a re a s y et u nknown , a lthough t here a re i ndications o f t he p resence o f i nstallations s uch a s t he s mall o val s tructure i n E in G ev I II ( Martin a nd B ar-Yosef , 1 978). H owever, i n a s ystem w here h igh r esidential m obility c an b e i nferred f rom t he a rchaeological r ecord, s torage f acilities c ould h ave b een o utside t he d welling z one o r a long t he m ain w est-east r outes o f m ovement ( as d ictated b y t he t opography) a nd t hus h ard t o f ind a nd d ate. U nfortunately, t o d ate, f loral r emains a re e xtremely r are i n E piP alaeolithic s ites i ncluding m ost o f t he N atufian o nes. T his m akes t he f aunal s pectra t he o nly, a nd p robably a n o ver-emphasized, s ource o f i nformation a bout e conomic a ctivities i ncluding s easonality, s cheduling, s elective c ulling , e tc. M ortars, p estles, c upholes, s tone b owls, a nd g rinding t ools o ccur i n s mall n umbers i n E pi-Palaeolithic s ites i ndicating t hat v egetal f ood p rocessing ( as w ell a s o chre p ounding ) w as a c ommon a ctivity, a s o bserved t oday a mong h unterg atherers i n s ubtropical t o s emi-arid r egions. H owever, t he k inds o f p lants t hat w ere b eing p rocured a nd p rocessed ( e.g ., c ereals, p ulses, a nd a corns) a re a s y et u nknown. G iven t he p robable s easonal s carcity o f r esources d uring t he l ate w inter, i t s eems l ikely t hat p ulses w ould h ave b een c ollected, b ut t heir c onsumption m ight n ot h ave r equired t he u se o f p ounding o r g rinding t ools. F aunal s pectra f rom K ebaran a nd G eometric K ebaran s ites ( e.g ., B arY osef, 1 981; D avis, 1 983) i ndicate t hat g azelle w as o ften t he m ain p rey w ith s ome f allow d eer a nd w ild b oar. I n t he A zraq b asin s mall q uantities o f e quids, o vicaprines, h ares, f oxes, w olves, b irds, a nd t ortoise h ave b een i dentified i n a ddition t o t he p rominent g azelle r emains. U nfortunately, i nteresting q uestions a bout h unting s easons, p rey s election, a nd p rocessing p atterns c an n ot b e a nswered, g iven t he
T HE E PIPALEOLITHIC I N T HE S OUTHERN L EVANT
2 31
c urrent s tate o f a vailable r eports. O ne o bservation, p erhaps, i s w orth n oting. I n c ontrast t o t he K ebaran a nd G eometric K ebaran, t he s ucceeding N atufian s ites o ften c ontain, b eside m ammals, a bundant r emains o f b irds, r eptiles, f ish ( in a f ew i nstances), a nd t ortoises. T his e xpansion o f r esource b ase t o i nclude a m uch w ider r ange o f s maller s pecies m ay b e i ndicative o f i ncreasingly s tressful c onditions, p ossibly c oupled w ith a g reater d egree o f s edentarism. M arine s hells h ave b een f ound i n m any o f t he K ebaran, G eometric K ebaran, M ushabian, a nd o ther p re-Natufian E pi-Palaeolithic s ites ( Bar-Yosef D .E. a nd B ar-Yosef O ., 1 986). O ften t hey i ndicate c ontacts a cross t he h illy M editerranean r anges, w ith a d ominance o f M editerranean s pecies ( Columbella r ustica , D entalium s p., A rcularia g ibbosula , M itrella s p., e tc.). T he M ushabian s ites a lso c ontain s ome R ed S ea s pecies. T he t otal n umber o f s hells a nd t he d egree o f v ariability a mong s pecies a re r ather l ow w hen c ompared t o t he l ater N atufian. B one o bjects, w hether u sed f or h ide w orking , s ewing , o r b asketry, a re q uite r are i n m ost p re-Natufian s ites. T wo i ncised p oints, o ne f rom J iita I I a nd t he o ther f rom K sar A kil ( Copeland a nd H ours, 1 977 ; T ixier, 1 974), p ossibly b ear c oded i nformation a s y et u ndeciphered. M ortuary p ractices a re e videnced i n a f ew s emi-flexed b urials i n E in G ev I , K haraneh I V, a nd N eve D avid ( Kaufman, 1 985) a nd c remated r emains o f a t l east 7 i ndividuals w ere r ecovered f rom K ebara C ave. W hile t he f ormer t hree s ites m ay i ndicate a c ommon, r egular h abit o f b urying u nder t he f loors o f h abitation a rea , t he l atter c ase a nd t he c ircumstances o f i ts d iscovery a re n ot w ell u nderstood. S ummary T he b asic a ssumption u nderlying t his p aper i s t hat t echnot ypological s tudies o f t he m icrolithic i ndustries, w hen d one c arefully, d espite t he f act t hat t hey r epresent o nly o ne o f m any a spects o f d aily l ife o f p rehistoric g roups, c an n evertheless b e u sed a s s ocial m arkers o r g roup " guide f ossils". I n o ur v iew, t hese c lusters o f m icrolithic f orms c onvey e ssential s ocial i nformation w hich r eflects t he d egree o f i ntraa nd i nter-group r elationship. M icroliths, i ncluding t he g eometric f orms, a re t he b est y ardstick f or m easuring t hese r elationships, a nd o ne c an o nly h ope t hat p reliminary s ite r eports i n t he f uture w ill i nclude m any m ore d rawings a nd p recise d escriptions o f t hese a rtifacts. T he o verall t ypological v ariability a mong t he m icroliths o f t he E arly K ebaran i s d emonstrated l arger t han i n t he L ate K ebaran. T his, i n o ur v iew, p oints t o a r elatively h igh l evel o f l ocal i solation b etween a bout 1 9,500 B P a nd 1 6/15,800 B P, a n o bservation w hich a ccommodates t he p resence o f " Late U pper P alaeolithic" i n t he N egev . N ot s urprisingly, t his p icture f its w ell w ith t he c old a nd d ry c onditions o f t he L ate G lacial m aximum, w hen f orested a reas w ere l imited t o t he h illy c oastal r anges a nd d eserts r eached t heir m aximum e xtension. A b etter l evel o f i nter-territorial c ommunication w as a chieved i n t he L ate K ebaran a nd e arly G eometric K ebaran, t hus l eading t o t he f ast e xpansion o f t he h afting t echnique i nvolving t rapeze-rectangles a nd t he u se o f l ime p laster ( Kingery, p ersonal c ommunication). A n i ncrease i n p recipitation, m ainly i n t he s outhern a nd e astern r eaches o f t he
2 32
0 .
B AR-YOSEF a nd J .C .
V OGEL
s outhern L evant, e nabled t he e xploitation o f t oday 's a rid r egion b y L evantine a nd N ilotic h unter-gatherers. P erhaps A rabian ( Red S ea h illy r ange) g roups a lso p enetrated i nto t his r egion. A l ong t ime s pan o f c oexistence o f t wo o r m ore t ypes o f g roups r esulted i n t he e xchange o f t raits, m ainly i n t he a doption o f t he m icroburin t echnique a s a s napping t echnique b ut a lso i n t he a doption o f h afting t echniques s uch a s t rapeze-rectangles v ersus a rched b acked b ladelets ( Bar-Yosef, i n p ress). I t i s n ot i mpossible t hat s ome o f t he s o-called " mixed" a ssemblages t hat h ave b een r eported i n t he l iterature r esulted f rom t he d iscard o f m icroliths o btained b y e xchange a nd n ot l ocally p roduced b y t hose r esponsible f or t he f ormation o f t he s ite. S imilar e xchange o f h unting d evices t hrough g ift g iving h as b een r ecorded f requently i n t he e thnographic l iterature ( e.g . W iessner, 1 983). T his p eriod o f t ypological c omplexity b egan a round
1 4,000
B P
a nd
l asted u ntil t he e stablishment o f E arly N atufian b ase c amps i n t heir c ore a rea ( ca . 1 2,500 B P) a nd l onger i n t he s emi-arid m argins. I mproved e cological c onditions a fter 1 4,000 B P l ed t o i ncreases i n l ocal p opulations w hich c a . 1 2,800 B P p robably f aced a m ajor c risis c aused b y s uddenly d iminishing r esources a nd t he r elocation o f o thers. T hese d etrimental c hanges g ave r ise t o n ew a daptative s trategies w hich i ncluded t he a bandonment o f r esidential m obility i n f avour o f l ogistical m obility a nd u ltimately p robably r esulted i n t he s edentarism d ocumented b y E arly N atufian b ase c amps. W e m ay c onclude t hat i n o rder t o s upport t he h istorico-cultural c onstruct p resented i n t his p aper, m any m ore 1 4 C d ates a re n eeded . R adiocarbon c hronology w ould e nable u s t o e xhibit t he e xtant t o w hich c ertain a rchaeological e ntities w ere p artially o r f ully c ontemporary w ith o thers. W e f eel t hat e ven w ithin t he l imits o f t his d ating m ethod, m ore a ccurate c hronological o bservations c an b e o btained. Ofer Institute
of
BAR-YOSEF
Archaeology
Hebrew
University
9 1905
JERUSALEM
J ohn
Nati onal
C .
VOGEL
Natural I sotopes Division Physical Research Laboratory PRETORIA
REFERENCES A NDERSON-GERFAUD P . 1 983
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T HE E PIPALEOLITHIC I N T HE S OUTHERN L EVANT
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c h
W ad i
H ammeh 2 7
1 9,500+600
S UA-2101
c h
1 8,910+300
1 -6865
1 8,250+320
U CLA-1776c b
U waynid 1 4
l owest
R akefet N ahal
O ren
L .
I X
l evel
r ect.
3 00
u nit
6
1 3,880+340
U CLA-1776b b
r ect.
3 00
u nit
3
1 5,300+300
U CLA-1776a b
1 5,700+415
G rN-5576
E in
G ev
1 ,
L .
4
a nd E pi-
L ab. N o.
D ate
T erminal
2 43
b
c onfidence
2 44
0 .
W ad i
H asa,
T est
Ste
B AR-YOSEF a nd J .C .
1 065
B ,
l evel
7
1 5,99 ( 1+290
U A-4392
c h
T est B ,
l evel
8
1 5,860+430
J A-4394
c h
T est C ,
l evel
1 3
1 6,570+380
U A-4390
c h
T est
C ,
l evel
1 3
1 6,790+340
U-4393
c h
T est A ,
l evel
5
1 6,900+500
U A-4391
c h
1 4,790+200
O aX-520
c h
7 ,980+150
O xA-539
c h
1 5,300+600
K N3594
b
1 4,300+650
K N3593
b
l ayer V III
1 3,970+150
Q ?
l ayer V
1 2,200+140
0 -3074
1 8,840+690
S MU-7
1 5,820+1730
T x-1121
c h
1 3,170+230
1 -5497
c h
l ayer G
1 4,130+160
P ta-2158
c h
l ayer E iD
1 3,930+120
P ta-2159
c h
W ad i
J ilat
1 0
J ilat 6 l ower M adamagh
l ayer
l ower
l ayer
M adamagh A 2 K haraneh
I V,
s ondage
I
° metric K ebaran N ahal
Z in D 5
at s ash
ä arnea 8 ,
M ushab i
X VII
1 4,170+480
S MU-661
c h
M ushab i
X VIII
1 3,930+110
S MU-217
c h
M üshab i
X IV,
1 4,330+120
S MU-226
c h
1 4,200+100
R T4738
c h
1 3,830+490
R T447D
c h
1 3,750+285
Q C-201
c h
1 3,690+150
M C-99I
c h
L ayer 2
V OGEL
T HE E PIPALEOLITHIC I N T HE S OUTHERN L EVANT
2 45
L agama N orth V III
1 2,900+500
P ta-2730
c h
+
S hunera II
5 ,210+70
P ta-3696
o st
-
l ayer V
1 0,620+125
0 -3073
b
-
l ayer II
9 ,840+120
0 -3072
b .
-
K haraneh I V, s ondage II
N eve D avid.
M ushib ian
S quare 2 1
S p it 1 3
1 2,610+130
O xA-892
b b
S p it 1 3
1 3,400+180
O xA-859
b b
1 3,900+400
R T417
c h
1 3,800+150
R T473A
c h
1 3 18 00+130
S MU-225
c h
1 3,260+200
M C-992
c h
1 2,900+235
0 C-202
c h
1 2,990+110
S MU-171
c h
1 2,700+90
P ta-2157
c h
1 3,310+100
S MU-117
o st
1 3,530+144
S MU-268
c h
1,000+140
P ta-3003
c h
1,700+140
P ta-3690
c h
6 ,860+250
P ta-3002
c h
A DA r elated i ndustries
M ushab i X IV,
l ayer 1
M ushab i V
M ushab i
I 1 2/13
w ith N aha ;
+
Cc orr.
Z in D 1018
S hunera I V
S hunera I
1 3,620+
J ilat 8 m ixed i ndustry
1 3,3 10+120
O xA-521
c h
J ilat 8
1 0,540+540
O xa-160
b b
J ilat 6 m idlayer
1,740+80
O x -522
c h
J ilat 6 m idlayer
1,450+200
O xa-523
b b
J ilat 6 t op l ayer
1 5,520+200
O xa-524
c h
J ilat 6 t op l ayer
1 6,010+525
O x -525
c h
U waynid 1 4 t op l evel
1 8,900+250
O xA-865
c h
M a in s ources: M arks 1 977;
B ar-Yosef a nd P hillips 1 977; B ar-Yose4
G orring-Morris 1 985; M uheis in
1 985;
e t a l1985,1986;
i n p ress;
C lark e t a l.
G ow lett e t a 1,1986,1987; S chy le a nd U erpmann
1 981;
G arrard i n p ress.
Chronologies in the Near Aurenche O ., Evin J . and Hours BAR I nternational S eries,
F .
East, eds. 1 987
E LA T IV E S E TC H R O N O L O G I E A B S O L U E C H R O N O L O G I E S R D A N S Le I P A IS O L I T H I Q U E D UL E V A N T N O R D Marie-Claire
RESUME:
L es
surtout
dates
datees
p ar
Entre
1 7.000
parait
correspondre
c ette
p eriode
Palmyre Entre
e t
La
d 'El
d istincts
t endance
e te
l e
r ares l e
d e
au
L evant
L evant
K ebarien
d e
Jabrud
t rouves
1 2. 000
s cion d eux
BP
e t
qua
s erait
d es
BP
au Nebekien
nombreux
d istinction
t res avec
sur
K s
Akil
I II
( c.
l e
nord
oü
l es
c ultures
s ont
Sud. e t
d e
J iita
6 -5).
sur
l e
Quelques
Moyen
Euphrate
e t
d its
"Kebariens
dans
l ittoral s ites
l es
d e
oasis
d e
K owm. e t
p lus
s ont
1 4.000
ont
1 4.000
beaucoup bien
e t
1 4C
c omparaison
CAUVIN
l es
s ites
d isperses,
mais
predominent
p lus
l es
c ulturelle
f acies
a d evenir
paraissent t riangles
que avec
s e
ou
geometriques"
d iviser
l es
e n
d eux
t rapezes
chronologique,
avec
l e
t emps,
comme
au
Natoufien
parait
t raverser
s ont
f acies
r ectangles. une
L evant
commune
Sud,
mom s
microlithiques. Entre
1 2.000
t echniques
e t
1 0.300
BP
mesolithic
( N.
r ecent)
ABSTRACT:
The
1 4C
dates
are
mainly
dated
by
aspects
are
B etween
1 7.000
l ittoral, Some
s ites of
B etween
and
s eems
Oasis more
t o
of
t his and
1 4. 000
and
numerous
and
a ccording
t o
would
two
Mureybet
b e t o
v ery
qu'au
L evant
I A
f inal)
( N.
p eriod E l
sont
l es
S euls dates
p ar
t he
Northern
L evant
S outhern
L evant.
K ebarian
have
b een
t he
f ound
of
K sar
N ebekian i n
t he
Akil
of
where
and
Jabrud
Middle
phases Hureyra
1 4C.
t he
t he
m8mes Abu
i n
B P
s eldom
Sud.
c omparison w ith
c orresponding with
c ultural
J iita, I II
( c.
Euphrates
and
on
t he
6 -5). i n
t he
s ites
a re
Kowm.
1 2.000
s cattered
t he
f acies
e t
1 4. 000
b e
Palmyre
difference t he
l e
( ancien-recent-final)
B P, but
t he
s eem
s o t o
predominance
of
more
t han
cultural
b ecome,
l ately
i n
called b e
"geometric
d ivided
t riangles
i n
or
l ess
d ifferent
r ectangular
c hronological
t ime,
K ebarian"
two
with
t rapezes.
a common
m icrolithic
a s
f acies
in
t endency t he
The of
S outhern
L evant. Between phasis Hureyra
1 2.000 a s
i n
( N.
t he
a nd
1 0.300
S outhern
r ecent)
B P
L evant
and Mureybet
t he
Natufian
s eems
t o
know
t he
( ancient-recent-final).
Only
I A
by
( N.
f inal)
are
dated
same
t echnical
mesolithic
Abu
1 4C.
I l e st q uestion i ci d 'etablir u ne c hronologie a u L evant N ord e ntre 1 7.000 e t 1 0.000 B P. L es d onnees r adiocarbone s ont t res r ares; n ous p ourrons d u m om s u tiliser d es s equences s tratigraphiques l ivrant d es c hronologies r elatives. N ous e ssaierons d e s uivre l a s uccession d es c ultures e t l eurs r elations a vec c elles d u L evant S ud, q ui p arfois s ont m ieux d atöes e n c hronologie a bsolue. C ela s uppose e videmment, c omme h ypothäse d e d epart, q u 'il n 'y a it p as e u d e d ecalage c hronologique, p our u ne m eme c ulture, e ntre L evant S ud e t L evant N ord . C ette p eriode c orrespond e n E urope ä l a f in d u W ürm I V : e ile d ebute v ers 1 7.000 B P, c 'est-ä-dire ä l 'Interstade d e L ascaux, e t s e t ermine
2 48
M .C .
C AUVIN
v ers 1 0 .000 qui e st l e d ebut d e l 'Holocöne e n E urope. I i e xiste e n S yrie u ne s eule s tratigraphie c oncernant l a t otalite d e c ette p eriode: e ile v a e videmment n ous s ervir d e r eference p rincipale: c 'est c elle d e l ' abri I II d e Y abrud ( Rust, 1 950). O n p eut y d istinguer t rois p hases p rincipales: l a p lus a ncienne, q ui c orrespond a ux c ouches 7 e t 6a vec, c omme c ulture, l e " N ad .kien", u ne p hase m oyenne, ä s avoir l es c ouches 5 -4-3, a uxquelles c orrespond e ntre a utres l e " Falitien", e nfin l a p lus r ecente a vec l a c ouche 2 q ui a ppartient a u " Natoufien". A c öte d e c ette s tratigraphie t res c omplete, n ous e xaminerons d 'autres s equences d u L evant N ord, p lus p artielles, s e l imitant ä c ertaines d e c es p hases. Premiere p hase
( 17.000 - 1 4.000 B P)
A Yabrud , l 'industrie d es c ouches 7 e t 6 , d ite NO ) kien , c omporte d es l amelles ä d os e t p ointes l amellaires t res e troites e t a d éjà e te a ssimilee a u K ebarien p ar-Yosef, 1 970; B esançon e t a l ., 1 975-1977 ). I i n 'y a a ucune d ate I C . E n c hronologie a bsolue o n s e r eferera d onc ä d es d atations d u L evant S ud p our d es g isements a yant ' lyre d es i ndustries s imilaires ( Bar-Yosef, 1 981). - N ahal O ren 1 5 .800±300 ( 13 .850 B C ) C .VIII U CLA-1776A: 1 6.880±340 ( 14.930 B C) C .VIII U CLA-1776B: 1 8.250±320 ( 16.300 B C) C .IX U CLA-1776C: - E in G ev 1 5.700±415 ( 13.750 B C) G rN-5576: A u L evant N ord, d 'autres g isements d u L iban o u d e S yrie p euvent n ous a ider ä p röciser l a c hronologie r elative s ur l a c öte. A J iita I I , s ite d u l ittoral l ibanais ( Hours, 1 976), s ept p hases o nt e te r econnues: a u K ebarien a ncien q ui c orrespond a ux p hases A -D ( A e tant l a p lus a ncienne) s uccöde l e K ebarien r ecent: p hases E -F. C 'est s ur l 'horizon d e c es d eux d ernieres p hases q ue s e s ituent l es n iveaux V ( phase E d e J iita ) e t I V ( phase F ) d e l 'abri B ergy ( Hours, 1 976; C opeland e t W aechter , 1 968). E nfin n on l oin d e J iita , ä K sar A gil, T ixier ( Tixier e t I nizan , 1 981) a r econnu 1 9 c ouches g öologiques; i i y a d istingue s ept p hases a llant d e l 'Aurignacien a u P rotokebarien. L a ' phase I ', l a p lus r ecente, s urmonte l es p hases I I ( couches 4 ä 6 ), I II e t I V. L es p hases I II e t I V s ont d ites p ar T ixier ( 1974) a ppartenir ä l a " fin d u P aleolithique s upörieur". L es p hases I e t I I s eraient d onc, p our n ous, e pipaleolithiques: l a p hase I c orrespondrait a ux c ouches g eologiques 1 ä 3 : e n 3 h , l es f ouilleurs r elövent l a p resence d e n ombreuses c oquilles e t d 'eclats a nguleux d enotant u ne c ertaine h umidite ( 1). O n n e d ispose p our c ette s equence d e K sar A qil q ue d e d eux d ates, o btenues s ur d es c oquilles: l 'une, 2 8.840±380 B P ( GrN-2195), d aterait l 'Aurignacien d u L evant, l ' autre, 1 4.100±500 ( Mc-411), c oncerne d es n iveaux e ncore p lus p rofonds e t e st r ejetee p ar
( 1)
D ' apres
la
complex
superieur",
c limat Darmon,
palynologie,
humide
pour
com.
p ers.)
l 'un
d eux
e chantillons
i mmediatement
l 'echantillon
l e
ayant
e te
au-dessus,
p lus
r ecent
T ixier.
preleves
l ' autre ( Ar.
L es
au-dessus
ä 65
cm,
i l
L eroi-Gourhan,
n iveaux
du
"Stony
y aurait 1 980;
un F .
L '£P1PAL£OLITHIQUE D U L EVANT N ORD
2 49
e pipaleolithiques n e s ont d onc p as d ates ä K sar A qil, m algre H enry e t S ervello ( 1974) q ui a ttribuent a u K äbarien l a s econde d ate. A u c olloque " PrO listoire d u L evant", l a s ynthöse c oncernant l ' pipaläolithique ( M.-C. C auvin, 1 981b) f aisait ä tat d 'un t res p etit n ombre d e s ites, c c q ui e tait m is e n r elation a vec u n c limat i nhospitalier d it f roid e t s ec. N ous v oyons ä p resent q u 'une c ertaine h umidite e st n otee ä K sar A qil t out ä f ait ä l a f in d e c ette p hase. L e g isement d e D hour C houeir ( Hours, 1 976) a l ivre e n s urface u n m obilier i dentique ä c eux d e l a p hase F d e J iita e t d u n iveau I V d e l ' abri B ergy, e t a ttribue p ar c onsequent a u K äbarien c lassique ( Besancon e t a l ., 1 975-1977 ). C ompte t enu d e s a s ituation ä 1 200 m d 'altitude, H ours n otait q ue c ette o ccupation m ontagnarde n e p ouvait e tre q u 'une h alte s aisonniere, ä m ains q u 'elle n e r emontät, d isait-il, ä u ne p eriode d e r echauffement a nterieure ä l 'oscillation d e B ölling , s oit v ers 1 5.000 B P. C 'est c ette a melioration c limatique q ui, p eut-etre, p ermettrait a ussi d 'expliquer d es i nstallations d e p lein a ir d ans l a z one s emi a ride o u a ride, d ans d es e nvironnements q ui o nt P u c onnaitre a lors d es c onditions p lus c lementes. I i y e n a , e n e ffet, s ur l e M oyen E uphrate e t e n o asis: s ur l 'Euphrate i i s 'agit d e Nahr e l-Homr ( Roodenberg , 1 977), o ü a ä tä r ecueillie e n s tratigraphie d ans l e " sondage H ", s ur 1 ,20 m d e p rofondeur, u ne i ndustrie h omogöne a vec l amelles ä r etouches i nverses o u s emi abruptes e t t echnique d u m icroburin. P lus a u S ud, d ans l 'oasis d e Palmyre , ä l a l imite d es z ones a ctuelles d esertiques e t s emi-däsertiques, F ujimoto ( 1979b) r eleve s ur l e s ite 5 0 , e n s urface, t rois o ccupations ( points A , D e t E ) a vec g rattoirs n ucläiformes, b urins p lus n ombreux q ue l es g rattoirs e t m icrolithes c omposes u niquement d e l amelles ä d os e t d e l amelles ä t roncature o blique ( points D e t E ) o u d roite ( point A ). E nfin, d ans l 'oasis d 'El K owm, n ous a vons r ecueilli ä J uwal A , d ans u n t alus r emaniA v oisin d 'une s ource, u ne i ndustrie b eaucoup p lus a bondante e t c aracteristique q ue c elle d ont n ous f aisions d äjä e tat e n 1 981 ( M.-C. C auvin, 1 981a ): l 'ensemble e st ä b ase d e l amelles ä r etouches f ines i nverses ( lamelles d e D hour C houeir) p lus o u m ains t orses, d e l amelles ä r etouches f ines d irectes a vec o u s ans t roncature o blique, d e q uelques l amelles t ronquäes a vec o u s ans d os, d e l amelles ä e ncoches. I i s 'y j oint u ne p ointe n aturelle ä t roncature c oncave p roximale, d e r ares b urins t ransverses e t d es g rattoirs s ur e clats o u l ames, e t e nfin q uelques g eometriques p ouvant d 'ailleurs e tre i ntrusifs i ci o u l ä .
c omme l e s ont l es q uelques h aches p olies
t rouvees ä galement
A insi, d urant c ette p eriode q ui v a d e 1 7.000 ä 1 4.000 e nviron B P, l es o ccupations t rouväes s ur l e l ittoral e t d ans l e M ont L iban, s urtout e n a bris, e t l es s tations s yriennes d e p lein a ir p ourraient c orrespondre ä u ne m eme p hase d e r echauffement t ardif.
Q u 'en e st-il a u L evant S ud? B ar-Yosef t echnocomplexes a ppartenant a u K äbarien.
( 1981) y a d iffärenciä d ivers L e p lus r ecent s erait l e
g roupe D . O r u n m obilier d e b royage a pparait ä E in G ev I , d ate d e 1 5.700±415 B P ( GrN-5576), a insi q ue d ans d 'autres s ites d ont l 'industrie e st a ussi r attachee a u g roupe D . S i o n p osait c omme h ypothese u n l ien e ntre c c m obilier l ourd e t l a p resence d e c ereales s auvages, o n p ourrait s upposer q ue c elles-ci s e s ont d eveloppäes l ors d 'un a ccroissement d e l a t emperature e t d e l 'humidite ä l a f in d e
2 50
M .C .
C AUVIN
c ette p öriode. M ais c ette u tilisation a limentaire d u m obilier l ourd e st l oin d 'être a ssur6e. N otons e n t out c as q u 'il n 'y a q ue t rös p eu d e s ites a u L evant N ord c orrespondant ä c es c hasseurs k öbariens.
D euxi & ne p hase
( 14.000-12.000 B P)
A ucune d ate a bsolue n 'existe p our l e L evant N ord; s eules d es c hronologies r elatives d 'aprös d es s equences s tratigraphiques, l es a nalyses d e m obilier e n p rovenant e t d es c omparaisons a vec d es i ndustries d u L evant S ud n ous p ermettent d e d ire q u 'il s 'agit b ien i ci d e l a p 6riode 0 t elle q u 'elle a d éjà 6 t6 p ropos6e e n 1 981 ( Aurenche e t a l.), c 'est-ä-dire e ntre 1 4.000 e t 1 2.000 B P. C es i ndustries s ont s ouvent d ösign6es s ous l e n om g lobal d e Ka )arien g&n r z trique. T outes i ntögrent, ä d es d egr6s d 'ailleurs d ivers, d es g 6om6triques: c omme a u L evant S ud, i l y a d es s ites o ü i i s 'agit p lutöt d e t riangles, d 'autres d e t rap6zes e t l 'on s 'oriente v ers l a d 6finition d e p lusieurs f aciös d istincts d ont l es r elations n e s ont p as t oujours c laires, c ar i l e st d ifficile d e f aire l a p art d es f acteurs c hronologiques e t d es f acteurs c ulturels. E n e ffet, l a p lupart d es i ndustries t rouv6es a u L evant N ord l 'ont 6 t6 e n s urface s auf s ur q uelques s ites o n e lles s ont e n p lace, i nt6gröes ä u ne s tratigraphie: ä Y abrud I II, ä l ' abri B ergy e t J iita I I E st, d ans l es o asis d 'El K owm e t d e P almyre, e nfin s ur l 'Euperate ä N ahr e l-Homr, m ais a ucun n iveau n 'a f ait l 'objet d e d atations C . C hronologies r elatives a u-dessus d e l a c ouche 6 " Nöbökien" e t s ous l a c ouche 2 ( cf. i nfra), R ust a d istingu6 t rois c ouches: c .5, c .4 e t c .3 ; c .5 e t c .4 c orrespondent r espectivement a u " Spätcapsien" e t a u " Jungeres N ebekien". I l s 'agit d 'industries a vec l amelles ä d os m ais
A Y abrud, n atoufienne
a ussi l amelles s calönes e t t riangles m icrolithiques. L a c ouche 3 , s up6rieure, d ite " Falitien" p ar R ust, a , p ar c ontre, u n d 6bitage l aminaire e t n on p lus l amellaire. L 'outillage e st c aractöris6 p ar d es " pointes d e F alita" t r6s a bondantes, t ype o ü R ust r egroupe d es p ointes ä d os r ectiligne, d es l ames ä d os e t t roncature o blique, s oit d istale, s oit p roximale, e t q ui r essemblent a lors ä d e g rands t riangles s cal6nes. I l y a a ussi q uelques r hombes. I i y a d onc ä Y abrud d eux e nsembles s uccessifs, l e p remier l amellaire, l e s econd l aminaire ( Falitien). L e m öme t erme d e " Falitien" a 6 t6 e mploy6 p ar B esançon e t a l . ( 1975-1977) p our q ualifier l 'industrie d e l ' abri B ergy , n iveau I II-I. L es p ointes d e F alita y s ont e n e ffet p r6sentes, d u m om s e n I I-I, a vec l a m öme d efinition a ssez l arge q u 'ä Y abrud. M ais ä l a d iff6rence d e Y abrud, i l y a s urtout d es t rapezes r ectangles q ui c onstituent l a q uasi-totalit6 d es g öomötriqtes ( Hours, 1 976). L eur l argeur d 'apr6s l es f igures ( Copeland e t W aechter, 1 968) s erait d 'abord i nf6rieure o u 6 gale ä 0 ,8 c m, m ais t endrait v ers 1 c m a u n iveau I . I i y a urait d onc, l ä a ussi, u ne t endance p rogressive v ers u n d öbitage p lus l aminaire, c e q ui s era ä v erifier p ar u ne 6 tude p lus a pprofondie d e c e m ateriel ( en c ours p ar S . C alley).
L 'APIPAL£OLITHIQUE D U L EVANT N ORD
2 51
L a t roisiäme I ndustrie e n p lace s e t rouve d ans l 'oasis d 'El K owm, ä l a b ase d u t en d 'El K owm I ( M.-C. e t a l ., 1 982b) s onde s ur 4 m2 . S ur l e s ol v ierge e t s ous u ne c ouche a vec N atoufien a ncien, l es c ouches 7 e t 8 contiennent u n m obilier l aminaire o ü, a vec d es g rattoirs, o n t rouve d e g rands t riangles s calönes o u i socöles a vec d es l ames e t p iquant t riädre. p eu
ä
d os
O n r emarque d onc q ue, p armi c es g isements e n p lace, i l n 'y a p as o u d e t rapeze, ä Y abrud I II, n i ä E l K owm 1 e t, b ien q u 'ä b ase d e
t rapezes r ectangles, l 'industrie d e l ' abri B ergy s emble i ntägrer a ussi d e g rands s calänes p armi d es p ointes d e F alita . L es a utres g isements d u L evant N ord a yant l ivrä d es i ndustries s emblables s ont d es s tations d e s urface: A u M ont L iban, l e f aciäs ä p ointes d e F alita-triangles s e
r etrouve
( avec u n s eul t rapäze r ectangle) ä D hour C houeir ( Hours, 1 976; C opeland e t W escombe, 1 965). D ans l 'oasis d 'El K owm 1 1 e xiste u n a utre f ad , d ifferent d e c elui d 'El K owm 1 : d ans l a p artie S ud d e l a c olline d 'Aarida ( M.-C. C auvin, 1 981a), s ur l a s tation d 'Aarida 3 , o nt ä tä r ecueillis, s ur 2 00 m2 , d e g rands t riangles p lus l arges e t p lus c ourts q u 'ä E l K owm 1 , ä c ötäs r etouchäes s ouvent c oncaves, l es p ointes d e Q alka d e J ordanie
q ui o nt q uelque r essemblance a vec ( Henry, 1 982). Q uelques g rands
t riangles d e c e t ype o nt ä tä ä galement t rouväs ä J uwal, m élanges ä d u Kf tarien. E nfin, b eaucoup p lus ä l 'Ouest, d es g äomätriques s ont s ignaläs ä A in Hazir e t ä A sh A sh ( Copeland e t W escombe, 1 966), ä l 'Est d e T ripoli: l 'industrie e st d ite, s elon W aechter, " pränatoufien I ", u ne s orte d e K äbarien, p as t räs d iffärent d e c elui d es n iveaux s upärieurs d e K sar A qil,
m ais a vec d es t riangles
( 1).
I i y a , d 'autre p art, l es s tations ä t rapezes p ourrait r äserver l e n om d e K äbarien g äomätrique. O n e n t rouve s ur l e l ittoral, e n s tratigraphie, ä
a uxquelles J iita
I I
o n E st
( Chavaillon e t H ours, 1 970). E n s urface, s ur l es S ables d e B eyrouth ( site " 8 I I" d e C opeland e t W escombe, 1 965), d e t räs n ombreux t rap zes r ectangles ( 2) s ont s ignalAs a vec d e r ares t riangles s calönes, c omme e ux l amellaires. L 'analyse p alynologique ( Arl. L eroi-Gourhan, 1 981) y s uggäre u ne p hase s äche. S ur l 'Euphrate, r appelons q ue d u K äbarien g äomätrique s e t rouve ä N ahr e l-Homr , p araissant s uccäder e n s tratigraphie ä d u K aarien d ans l es 9 0 c m s upärieurs d u s ondage H . I l c ontient n otamment d es t rapäzes r ectangles. D ans l 'oasis d e P almyre, o n p eut s e r äförer ä l a s tratigraphie d e l a g rotte d e D ouara , ä l 'horizon I I a ux " units A e t B " ( Akazawa e t a l ., 1 973 ). Dans d u s able a lluvionnaire a vec b locs d e c alcaire a nguleux d änotant l ä u n c ontexte c limatique p lutöt h umide, l 'industrie l amellaire e st c omposäe s urtout d e g äomätriques e ntiers o u c assäs. C e s ont d es t rapezes r ectangles ä troits ( largeur m oyenne d e 0 ,7 c m e nviron).
L es q uelques m acrolithes c omportent p lus d e
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2 52
M .C .
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g rattoirs. E n s urface p ar c ontre, e n P almyräne, l e s ite 5 0 ( Fujimoto, 1 979b) a f ourni a u l ocus C u n e nsemble d e 2 39 p iäces r etouchöes o ü l es m acrolithes s ont s urtout d es g rattoirs, t andis q ue, p armi l es m icrolithes, l es t rapäzes r ectangles s ont l e t ype d ominant, u n p eu p lus l arges q u 'ä D ouara ( 0,8 c m d e l argeur m oyenne) e t p ortant s ouvent d es r etouches i nverses. T oujours e n p lein a ir, m ais d ans l 'oasis d 'El K owm, l e s ite d e Nadaoulyeh 2 ( 1) a f ait l 'objet d 'un ö chantillonnage s yst6matique s ur 2 400 m .I l n ous a l ivrö 2 164 o utils r etouches. L es m acrolithes ( 20%) s ont s urtout d es e ncoches e t d es g rattoirs; l 'essentiel d u m obilier c onsiste e n f ragments d e l amelles ä d os e t t roncature q ui s ont d es t rapäzes c ass6s. L es g öomötriques e ntiers s ont p resque t ous d es t rapäzes r ectangles, l es s calänes s ont t räs r ares. I l s 'agit b ien d 'une i ndustrie l amellaire ( la l argeur m oyenne d es m icrolithes o scillant a utour d e 0 ,6 c m).
4
E nfin, ( M.-C.
t oujours ä E l K owm, s ur l a c olline d 'Aarida , l e l ocus A arida C auvin, 1 981a) p rösente a ussi d es l amelles ä d os e t t rapezes
ö troits, m ais p arfois ä r etouches i nverses c omme s ur l e s ite 5 0 d e P almyröne. C elui t out p roche d 'Aarida 8 ( inödit) c ontient a ussi d es t rapezes r ectangles m ais p lus g rands, u ne b onne p artie d 'entre e ux ö tant f a9onnös s ur l ames, c e q ui p ourrait ö tre u n i ndice d e m oindre a nciennetö s i l 'on s e r öfäre ä l 'övolution d e l ' abri B ergy. E ntre l es o asis d e l 'intörieur e t l e l ittoral, d 'autres g isements s ont l ocalisös d ans l e Q alamoun e t a u M ont L iban. D ans l e Q alamoun, u ne p rospection e n 1 981 ( M .-C. C auvin e t a l., 1 982b) a p ermis d e t rouver u n e nsemble d e g isements s ur l a r ive o rientale d 'un a ncien l ac, a ctuellement d essächö, d it M allahatJ ayroud, ä 8 00 m d 'altitude. P armi c es s ites d e d iverses é poques, c elui d e J 8a f ait l 'objet d 'un ö chantillonnage s ystömatique, s ur 8 0 m2 , q ui a p ermis d e r ecueillir d u m obilier l ourd a insi q ue 2 079 a rtefacts e n s ilex : l e d öbitage e st ä b ase d e l ames e t l amelles ( 60%). I i y a 3 8 n ucleus ä s urface d öbitäe t räs ö troite e t ä u n s eul p lan d e f rappe e t 1 65 o utils r etouchäs s e r öpartissant e n 2 3% d e m icrolithes, p rincipalement d es g rattoirs, 2 9% d e m icrolithes n on g öomötriques e t 4 8% d e g öomötriques, s urtout d es t rapäzes ä d os r etouchö d ont l a m ajoritö a u ne l argeur i nförieure ä 0 ,6 c m, q uelques-uns v ariant a utour d e 0 ,8 c m. O n y o bserve a ussi q uelques t rapäzes ä r etouches p lates i nverses c omme e n P almyröne e t d es s calänes ö troits. E nfin, s ur l a p ente O uest d u M ont L iban, F . H ours ( 1976) a r öcoltä ä N . Mghara ä 1 200 m d 'altitude, a vec u ne m eule ( Copeland e t W escombe, 1 965), l e m öme m obilier q u'ä D ouara , s oit u ne i ndustrie c ontenant p lus d e b urins q ue d e g rattoirs, a vec 5 9% d e m icrolithes d ont l a m oitiö s ont d es g öomötriques ( trapezes r ectangles). U ne i ndustrie ö galement ä t rapezes r ectangles a ö tö r ecueillie s ur l e f lanc E st d u M ont L iban ä 0 . D aher I e n a bri ö galement e n a ltitude. A insi, K öbarien,
( 1)
En
t outes l es s tations c itöes, b ien p lus n ombreuses q u 'au f orment d onc u n e nsemble r elativement d isparate e t d ispersö
cours
de
publication
collective.
L 'EPIPALEOLITHIQUE D U L EVANT N ORD
2 53
d ont i l e st d ifficile d 'ordonner l es ä läments s uivant d es c ritäres c ulture's e t c hronologiques. L es g isements s tratifies p ouvant s ervir d e r äförence s ont r ares e t l es e tudes t ypologiques r arement a pprofondies. T riangles e t t rapäzes s ont l es d eux c ategories d ont l 'abondance c aractärise c ette p hase. B ien q u 'il a rrive q u 'elles c oexistent d ans l a m öme I ndustrie, i i s emble q ue c es d eux g roupes b ien d istincts d 'armatures p uissent ä tre d istinguös s elon l a p redominance d e l 'un o u d e l 'autre. C ette d istinction s emble p lus c ulturelle q ue c hronologique. I l e st e n e ffet p robable q ue l es i ndustries ä t riangles o u ä t rapezes s oient l es u nes e t l es a utres p assäes p ar u ne p hase ä d öbitage l amellaire p uis par u ne p hase o ü l es g äomötriques s ont p lutöt f a9onnäs s ur l ames. B ar-Yosef ( 1976) ö tait a rrivö ä d es c onclusions a nalogues p our l e L evant S ud. C ela e st e n t out c as a ttestö ä Y abrud p our l es i ndustries ä t riangles, m ais i i f audra e ncore l e c onfirmer p our l es t rapezes r ectangles d e l 'abri B ergy . I i r este q ue l es d isparitäs s ubsistent, m Ame s i l 'on c lasse l es i ndustries s uivant c es d eux c ritäres. A insi, p ar e xemple, p our l es i ndustries ä t riangles d e d äbitage l aminaire, d e f ortes d ifferences e xistent p our d eux i ndustries t rouvöes d ans l e m Ame c ontexte, o asis, e ntre E l K owm 1 e t A arida 3 , s ituöes ä 3 k m l 'une d e l ' autre. O n n e s alt, p our l 'instant, s 'il s 'agit d 'un ö cart c hronologique o u c ulturel. E nfin, s i l 'on s uppose q ue l 'ensemble d e c es i ndustries e st c ontemporain d e c elles d u L evant S ud, n otre s econde p hase, o u p äriode 0 , s e s ituerait, c ompte t enu d es d ates d u L evant, s urtout p endant l 'oscillation d e B ölling : o n a v u q ue l 'on n otait i di e t l ä d es i ndices d e r öchauffement e t d e p lus g rande h umiditä, q u 'ils s oient d 'ordre p ädologique c omme ä D ouara o u A sh A sh, d 'ordre t opographique ( installation ä 1 100, 1 200 m d 'altitude), o u d 'ordre d ömographique ( presence d e b eaucoup p lus d e s ites); l ' amölioration d u c limat a morcäe ä l a p remiäre p hase s e p oursuit d onc, p eut-ötre a vec q uelques m oments p lus s ecs c omme d es a nalyses p alynologiques l 'indiqueraient p our l es S ables d e B eyrouth.
T roisjAme p hase A vant
( 12.000 - 1 0.300 B P)
d 'aborder c ette t roisiäme p hase a u L evant N ord,
r appelons e n
q uelques m ots c e q u 'il e n e st a u L evant S ud. C ette p hase, d ite p äriode 1 ( Aurenche e t a l ., 1 981; H ours e t a l ., ä p araitre), c orrespond ä l a c ivilisation n atoufienne, b ien d äfinie e n c hronologies r elative e t a bsolue: e ile i rait d 'environ 1 2.000 B P ä 1 0.300 B P. C e s ont e ncore d es c hasseurs-cueilleurs, m ais o n l es t rouve d e p lus e n p lus s ouvent e n " villages" p ermanents d ans d es e nvironnements ä r essources a ssez d iversifiäes p our p ermettre c ette s ödentaritä. T rois ä tapes c hronologiques, e t n on d eux c o me n ous l e p ensions e ncore e n 1 981, o nt ö tä d 6finies ä l 'intörieur d u N atoufien, d ans c hacune d es d eux " provinces" q ue V alla ( 1984) y a r econnues r äcemment: l e N egev e t l a G alilee. C es ä tapes ( Natoufien a ncien, r ecent e t f inal) o nt ä tö d istinguöes, n otamment s ur f ondant s ur d eux c ritäres t ypologiques
l a s equence d e M allaha , e n s e c oncernant r espectivement l e
2 54
M .C .
C AUV1N
m ode d e r etouche e t l es d imensions d e l a c atögorie d es m icrolithes q ui c aractörise d ösormais l 'ensemble d e l a c ulture, ä s avoir l es s egments. L e p remier s e r apporte ä l a r etouche d u d os d es s egments; u ne n ouvelle r etouche, o btenue p ar p ression, a ö tö i nventee a u N atoufien a ncien: c 'est l a r etouche b ifaciale o blique o u r etouche H elouan . O r, t rös i mportante a u N atoufien a ncien, e ile n e c esse d e d öcroitre, l a r etouche a brupte r edevenant d e p lus e n p lus f requente a vec l e t emps. N otons c ependant q u 'ä l 'exception d e s ites " recents" d u N egev c omme R osh H oresha o i l i i n 'y a q ue d es r etouches a bruptes, l es d eux t echniques v oisinent t oujours j usqu 'ä l a f in a u L evant S ud, s implement e n d es p roportions d ifförentes. L e s econd c ritere, d imensionnel, s e r apporte ä l a m iniaturisation p rogressive d es s egments, p articulierement a ccentuöe a u N atoufien f inal ( Mallaha I b, N . O ren V ). L e N atoufien a ncien, b ien d ate ä M allaha I V e t I II ( 1) e t ä W . H ammeh ( Gowlett e t H edges, c e v olume), i rait d 'environ 1 2.000 ä 1 1.000 B P, l e N atoufien r ecent, d ate ä R osh H oresha d e 1 1.000 ä 1 0.450 B P, l e N atoufien f inal e st p osterieur ä 1 0.450 B P. S itöt a prös c e N atoufien, o u p artiellement c ontemporain d e s a f in, a pparaitraient, d ans l es d erniers s iecles d u I Xe m illenaire B C, l es p remieres i ndustries ä f löches c omme l e H arifien d u N egev, l e K hiamien d e J udöe o u d 'ailleurs. S i n ous c onsidörons ä p resent l e L evant N ord, n ous c onstatons q ue d 'une p art, c e s ont d es i ndustries ä s egments q ui o ccupent a ussi l a m eme p eriode, d 'autre p art, q ue l es c ritöres t ypologiques e t d imensionnels e tablis a u L evant S ud p our e n d istinguer l es p hases y s emblent a ussi, a p riori, a ssez o pörationnels. P räcisons c ependant q ue t outes c es p hases n 'y s ont p as ö galement b ien d atees e n c hronologie a bsolue. O n n e d ispose d e d atations r adiocarbone q ue p our d eux g isements d u M oyen E uphrate, A bu H ureyra e t M ureybet. A A bu H ureyra , i l s 'agit d u n iveau d e b ase. L es d ates s ont: B M-1121: 1 07921 : 8 2 ( 8842 B C) B M-1718: 1 1160±110 ( 9210 B C) C ela s emblerait m ettre c e g isement ä p eu p rös s ur l 'horizon d u N atoufien r ecent d u L evant S ud, c e q ui s erait c onfirmö p ar l a d ate: B M-1723: 1 0700±500 ( 8750 B C), p rovenant d u s ommet d e l a t ranchöe E ( 2 A M ureybet, i i s 'agit d u n iveau I A d e b ase p our l equel l es d ates s ont, d e h aut e n b as: M c-733: 1 0030±150 ( 8080 B C) M c-635: 1 0170±200 ( 8280 B C) M c-674: 1 0090±170 ( 8150 B C) M c-731: 1 0230±170 ( 8280 B C) M c-732: 1 0230±170 ( 8280 B C) M c-675: 1 0350±150 ( 8400 B C)
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L 'EPIPALEOLITHIQUE D U L EVANT N ORD
2 55
C ompte t enu d es a utres d ates o btenues p our l es n iveaux s usjacents ä c es d erniers, J . C auvin ( 1977) a ä tä c onduit ä t rop b asse e t ä n 'accepter M c-635 e t M c-674 i nförieure d 'incertitude. C 'est-ä-dire q ue p rös d e 1 0.400 ä 1 0.200 B P, s ur l 'horizon d onc
c onsidörer M c-733 c omme q ue d ans l eur l imite M ureybet I A i rait ä p eu d u N atoufien f inal d u
L evant N ord. E n n ous f ondant s ur c es d eux p oints d e r epäre c hronologiques e t e n n ous r äservant d e p räciser l eur i mplications t ypologiques, n ous a llons d one ä p räsent p asser e n r evue l es d iverses i ndustries d u L evant N ord s elon l es d iffärentes " provinces" o ü o n l es a t rouvöes: z one l ittorale, B eqaa , H auran, A nti-Liban e t Q alamoun, o asis d 'El K owm, M oyen E uphrate e t n ous e n p roposerons u ne c hronologie r elative e ncore e n g rande p artie h ypothätique. P hase a ncienne S i l 'on s e f ie a ux i ndications d u L evant S ud, e n c onsidärant l a p redominance d e l a r etouche H älouan c omme u n i ndice d 'anciennetö, n ous c oncluerons q ue l e L evant N ord p rösente l ui a ussi m aintes t races d e c e N atoufien. Z one l ittorale S ur l a c öte l ibanaise u n i mportant g isement s tratifiä e st c elui d e J iita : i i s 'agit, d 'une p art, d e l a g rotte, d ite J iita I II ( Hours, 1 966; B esançon e t a l ., 1 975-77 ), d 'autre p art, d e l a t errasse f ouilläe ä l 'Est d e l ' abri d it J iita I I ( Chavaillon e t H ours, 1 970). C 'est ä J iita I I, a u-dessus d es n iveaux K äbarien e t K äbarien g äomötrique d éjà v us, q u'il y a vait d es s egments ä r etouche H älouan o u a bruptes. L es 8 p iäces f iguräes o nt p lus d e 1 ,4 c m d e l ong . S i e lles s ont r epresentatives d e l 'ensemble, o n p ourrait p enser, v u l eurs d imensions e t l eur p osition s tratigraphique i mmödiatement s ur l e K äbarien g äomätrique, q u 'il y a vait d u N atoufien a ncien ä J iita. A ntiliban e t Q alamoun O n p eut a ppliquer l e m öme r aisonnement ä u ne i ndustrie p rovenant d e l 'abri I II d e Yabrud : l a c ouche 2 s urmontant l e F alitien c ontient d es s egments a ssez g rands q ui p ortent, d 'apräs l es f igures, d es r etouches H ölouan o u a bruptes ( les p roportions n e s ont p as i ndiquäes). I i s emble s 'agir d e N atoufien a ncien. I i p ourrait e n ö tre d e m öme ä Q ornet R horra ( Contenson, 1 966; V an L iere e t C ontenson, 1 963) n on l oin d e S aidnaya : l es d eux t echniques d e r etouches y c oexistent a vec d es l amelles ä d os e t d es m icroburins. T oujours d ans l e Q alamoun, p räs d e J ayroud , a u b ord d u l ac d essächä d éjà d äcrit, l e l ocus J 2 ä chantillonnö p ar n ous s ur 5 0 m2 ( M.-C. C auvin e t a l ., 1 982b) a l ivrä 1 210 a rtefacts d ont 8 % ä taient r etouchäs: p armi c es d erniers s e t rouvaient 2 2 s egments, s oit 6 ä r etouches a bruptes e t 1 6 ä r etouches H älouan. us s ont p articuliörement l arges e t t rapus, d avantage, s emble-t-il, q u 'il n 'est d 'usage s ur d 'autres g isements " natoufiens". L es m esures d es l ongueurs s uggörent d eux g roupes d imensionnels: l 'un a utour d e 1 ,8 c m, l ' autre a utour d e 2 ,7 c m . I l y a a ussi d es g rattoirs, p lus n ombreux q ue l es b urins. L e d äbitage e st s ur ä clats e t i l n 'y a p as d e m icroburins. S i l 'on s 'en t ient ä l a n ette p rädominance d e l a r etouche H älouan, i i s 'agirait l ä e ncore d e p hase a ncienne.
2 56
M .C .
O asis d 'El K owm L a c uvette d 'El K owm a l ivrä t räs p eu d e N atoufien:
C AUVIN
s ur l a s tation
d e s urface d 'Aarida 7 , o i l t rois s egments ä r etouches H ölouan a nt ä tä t rouvös a vec d es b urins ( M.-C. C auvin, 1 981a , f ig .7), e t e n p lace d ans l e s ondage p ratiquä ä E l K owm o i l u n n iveau " natoufien" p räsentait d es s egments u n p eu p lus p etits, ä r etouche H älouan, i nverse a u d irecte, a ssociös ä d es g rattoirs. I i y a t rop p eu d e m ateriel p our d ater c e m ateriel a vec c ertitude, m ais i i n 'y a p as, d ans l 'oasis d 'El K owm, d e N atoufien d 'allure p lus r äcente q ue P hase r öcente O n a v u q ue, s elon l e m odäle d u L evant S ud, c ette p hase c onnaitrait l a m ontäe d es s egments ä r etouches a bruptes, m ais q ue d eux v ersions p euvent y e xister: s oit q u 'ils c onstituent l a t otalitä d es s egments ( cas d e R osh H oresha ), s oit p lus f räquemment q u'ils p rennent s implement l e p as s ur u ne r etouche H älouan q ui s ubsiste e n m oindre p roportion, p ar e xemple ä M allaha I b; l es d eux v ersions p ourraient e xister e n S yrie. M oyen E uphrate L a p remiäre v ersion e st l a p lus s üre e t e ile e st b ien d atöe,
o n l 'a
v u, s ur l 'Euphrate ä A bu H ureyra : i l s ' agit d es n iveaux 2 80 ä 3 30, ä l a b ase d u t ell, a vec d es h abitats c reusös d ans l e s al v ierge ( Moore, 1 975). L es s egments s ont t ous ä r etouche a brupte e t d e 2 ,7 c m d e l ongueur m oyenne, c 'est-ä-dire d e g rande t aille ( module: 0 ,54). us s ont a ccompagnös s urtout d e g rattoirs, d 'encoches e t d e d enticuläs, d e q uelques b urins, p er wirs e t o utils l ourds: c hoppers, b ifaces, e tc. ( Olszewski, 1 98 ) 4 ). T oujours s ur l e M ayen E uphrate, D ibsi F araj a l ivrö e n s urface 5 02 a rtefacts d ont 1 20 o utils r etouchäs ( Olszewski, 1 984). L es 2 9 s egments t rouväs n 'ont p as, l ä n on p lus, d e r etouche H älouan ; l eur l ongueur m oyenne e st e ncore s upörieure ä c elle d 'Abu H ureyra . O n p ourrait a ussi, s elon l 'exemple d e M allaha , a dmettre d ans l a p hase r öcente d es i ndustries o i l l es s egments H ölouan, s ans ö tre a bsents, n e j ouent q u 'un r ole e fface. Q alamoun I l s 'agit ä p räsent d es s tations J 3 e t J 9 d e J ayroud ( M.-C. C auvin e t a l ., 1 982b) o ü l 'on a t rouvä d es s egments a ssez g rands ( L=2 c m e nviron), n on p lus l arges c omme ä J 2 m ais d 'allure ö lancäe; l a m ajoritö e st ä r etouches a bruptes ( parfois s ur e nclume), l a r etouche H Alouan e st p räsente, m ais t räs m inoritaire. C omme s ur J 2, l e m ateriel a ssociä c omprend s urtout d es g rattoirs, p arfois l ourds. I i y a d es p iäces b ifaces e t d u m ateriel d e b royage. C es d eux s tations s e t rouvant d ans l e m öme s ecteur q ue J 2, c ela l aisse s upposer q ue l eurs d ffärences t ypologiques n e s ont p as d e c aractäre r egional m ais r elävent, c omme o n l 'a v u a u L evant S ud, d 'une e volution d ans l e t emps. H auran T out ä f ait a u S ud d e l a g isement d e Taibö ( M.-C. C auvin, b asaltique, s ont p resents
p lusieurs m ais
c ouches
r ares,
l a
S yrie, 1 974) d e
d ans l a r egion d e B osra , l e p räsente, s ur u ne c olline
N atoufien o ü l es s egments H älouan
g rande
a bruptes. B urins e t g rattoirs s ont m icroburins e t d u m ateriel d e b royage.
m ajoritä p eu
ä tant
n ombreux.
ä I i
r etouches y
a
d es
U PPIPALEOLITHIQUE D U L EVANT N ORD
2 57
Phase f inale M oyen Euphrate N ous a vons e ncore l ä u n p oint d e r epäre c hronologiquement a ssure ( cf. s upra). C 'est M ureybet I A . A l a b ase d u t ell, s ur 1 m d 'äpaisseur, p lusieurs n iveaux o nt 6 t6 r econnus a vec s ols d 'argile r apportäe, f osses-foyers e t f oyer s urölevö ( M.-C. C auvin, 1 980). S ur u n ä chantillon d e 9 000 p iäces, ä d äbitage s ur ö clats, e n g änäral, o u s ur l ames c ourtes ( Calley, 1 984), 4 01 o utils r etouchäs c omportent p lus d e g rattoirs q ue d e b urins ( ces d erniers t räs r ares), d es o utils l ourds ( herminettes, p ointes p ädonculöes ä paisses) e t d es m icrolithes: t riangles r ares e t s egments. L es 5 6 s egments s ont t ous ä r etouche a brupte e t p articuliärement p etits ( L=1,4 e n m oyenne; ä cart-type=2,0). I i y a d es m icroburins. A insi l es d eux c ritäres d öfinis p our l e L evant S ud ( retouche, d imensions)
j ouent p leinement i ci.
A nti-Liban-Qalamoun I i s 'agit e ncore d e J ayroud : l a s tation J l ( 2400 m2 ) a l ivrö 1 127 a rtefacts ( ramass6s s ur 1 6 m2 ) , d ont 5 0 o utils r etouchäs s eulement; p armi e ux u n t iers d e m icrolithes, d ont 1 8 g öomätriques: 2 t riangles i nacheväs, 1 0 s egments e t 6f ragments d e s egments; l es s egments s ont t ous ä r etouche a brupte. I l y e n a d e t outes l es d imensions, a llongös c omme ä J 3 o u J 9, g rands ( L=2,5 c m e nviron) e t a ussi d es p etits, n e d äpassant p as 1 ,5 c m d e l ong . L 'effectif g änöral e st t rop f aible, m ais l a s tation J 1 p ourrait f ournir u ne v ersion d u N atoufien ä J ayroud p eut-ötre p lus r äcente q ue l es a utres. A vant d e t irer l e b ilan, p our l e L evant N ord, d e c e q ue n ous a vons p assé e n r evue, o n c itera e ncore t rois g isements " natoufiens" d ont l a c hronologie n 'est p as c laire. L e p remier e st e n B äqaa: c 'est S aaidö I I, c orrespondant ä " TB 2 32 5" ( Schroeder, 1 970); i l a f ait l 'objet d 'un s ondage, m ais l e m ateriel e st m al c onnu: i i y a vait d es s egments t räs p etits, s cion H ours ( cor n . p ers.), d ont o n i gnore l a t echnique d e r etouche, a ssociäs ä d es t riangles ä galement t räs p etits. O n p enserait ä u n N atoufien r ecent, m ais l e s ondage a a ussi l ivrä u ne t öte d e c ervidö e n o s q ui s erait t räs p roche d u N atoufien a ncien d 'El O uad e t u ne s äpulture p illäe a vec p erles d e d entales ( Hours e t a l ., ä p araitre). L e d euxiäme, e n g rotte, d ans l 'Anti-Liban ä 2 000 m d 'altitude, e st N acharini: o n s ait q ue d u N atoufien, d ans l a c ouche st SOUS 5 , y e j acent ä d es n iveaux ä p ointes d 'El K hiam ( Schroeder, 1 976 e4t ä p araitre) m ais o n e n c onnait m al l es d onnöes, e t l es d atations C , p our l es n iveaux p lus r öcents, s ont a berrantes. L e t roisiäme g isement e st s ur l ' Euphrate: c 'est N ahr e l-Homr , n on p as l e s ondage H a yant l ivrö K äbarien e t K äbarien g öomötrique, m ais u n a utre s ondage, 4 0 m p lus ä l 'Est ( Boerma e t R oodenberg , 1 977). On y a d istinguö q uatre n iveaux: c eux d e l a b ase I V-III o nt l ivrä 1 07 o utils d ont 2 5 m icrolithes. I i y a 7 g öomätriques q ui c omprennent d es t riangles, d es t rapäzes e t d es s egments, t ous ä r etouches a bruptes. L es m acrolithes s ont d es o utils s ur ö clats, d ont d es g rattoirs e t d e r ares b urins. L es n iveaux s upörieurs c ontiennent 1 72 o utils r etouchäs, d ont 4 5% d e m icrolithes; l es o nze g äomötriques s ont s emblables ä c eux d u n iveau p räcädent, m ais 3 s egments s ur 6 d öcouverts s ont ä d os H älouan. I ls s eraient a ssociös ä d es f l? 3,c hes ö voquant ä t out l e m om s
2 58
M .C .
C AUVIN
u n E pinatoufien. L a s ignification d e c es n iveaux s upörieurs e st a mbigu : s oft l es s egments ä r etouche H ölouan, a bsents d es p hases r 6cente o u f inale d 'Abu H ureyra e t M ureybet I A , n 'apparaitraient s ur l ' Euphrate q u 'en f in d e c ourse, c e q ui e st p eu p robable, s oft l es c ouches d e c e s ondage, d istingu6es d ans u n d iluvium, n e s ont p as h omogönes d u p oint d e v ue a rch6ologique. L 'int6röt e st c ependant d e n ous m ontrer q ue l a r etouche H älouan e xiste a ussi s ur l e M oyen E uphrate. L es s egments d e N ahr e l-Homr p ourraient a ppartenir ä u ne p hase a ncienne d u N atoufien, l es n iveaux i nf6rieurs e t s up6rieurs c ontenant p ar a illeurs d es t rapezes r ectangles. N ous a vons d onc t ent6, p our l e L evant N ord, d e d resser u ne c hronologie r elative ä p artir d e d ocuments t rös d isperses d ans d es e nvironnements t rös d ivers d epuis l e b ord d e m er j usqu 'aux h autes a ltitudes, d e l a z one m öditerran6enne ä l a z one d ösertique. F aute d e d atations a bsolues s uffisantes, n ous a vons d ü n ous i nspirer, q uand c '6tait n 6cessaire, d es m odöles d '6volution a u L evant S ud. L es c ritöres p ris e n c ompte n e c oncernent, p our l a 3 è p hase, o u p 6riode 1 , q ue l es s egments ( du r este p resents d ans t out l e L evant, f üt-ce e n p roportion i nfime c omme ä M allaha ), c e q ui e st ö videmment t rop r estreint p our r endre c ompte d 'une r eelle d iversitö c ulturelle e t d e l a v ari6t6 d es s ituations 6 cologiques! D u m om s a vons-nous c onstatö q ue, l ä o ü i l y a vait d es s tratigraphies b ien d atöes, c es c ritöres p araissaient b ien f onctionner. D 'autres d onnöes p lus g ön6rales, c omme l 'aspect b eaucoup m om s l aminaire d u d 6bitage d ans l e N atoufien p ar r apport ä l 'gpipal6olithique d e t radition k öbarienne, s ont ö galement c ommunes ä t out l e L evant, l a s tation J 2 d e J ayroud r epräsentant u n m aximum d ans c ette t endance p uisque t ous l es m icrolithes y s ont f a9onnös s ur 6 clats. C omme a u L evant S ud, i l y a d es f aciäs a vec o u s ans m icroburins, e t c 'est c e f onds m icrolithique ä s egments q ui s 'enrichira d e p ointes d 'El K hiam ä M ureybet I B. C et a ssemblage k hiamien s e r etrouvera s ur l e l ittoral l ibanais ä B orj B arajnö ( Besancon e t a l ., 1 975-77 ), v oire e n m ontagne ä N acharini c .4 . C 'est c ette i mpression g 6n6rale d 'unit6 c ulturelle a u L evant q ui a f ait c onserver ä p lusieur c hercheurs l e n om d e " civilisation n atoufienne" p our d 6signer l a t roisiöme p hase ö pipal6olithique, o u p 6riode 1 , a u L evant N ord. C ette c ivilisation e st p r6par6e, c omme a u L evant S ud, p ar u n f onds c ommun K 6barien g 6om6trique/Falitien e t p oursuivie d e m öme p ar l e K hiamien. C e t erme d e N atoufien n e r end 6 videmment p as c ompte d es d iff6rences d ans l e c ontexte i ndustriel d es m icrolithes n i d es e nvironnements s inguliers e ntrainant d es m odes d e v ie o riginaux. E n c e q ui c oncerne l es i ndustries, i l f aut c ependant s ouhaiter q ue s e m ultiplient l es e tudes a pprofondies s elon d es m 6thodes p ermettant l es c omparaisons s ite ä s ite. I l e st t rös d ifficile n otamment d e c omparer l es p roc6dös d e d 6bitage, f aute d 'unit6 d ans l es c ritöres d '6tude.
Q uant a ux d ifferences d e m ode d e v ie, i l n e f aut p as n on p lus l es e xagörer: 1 1 s 'agit e ncore p artout e xclusivement d e c hasseursc ueilleurs s elon A . L eroi-Gouhan ( 1974) e t V an Z eist e t W oldring ( 1980). L es p ropositions d 'une a griculture p rimitive d ans l e " Mesolithic" d 'Abu H ureyra ( Moore, 1 979 ) n 'ont j usqu 'alors r encontr
L '£PIPALEOLITHIQUE D U L EVANT N ORD
2 59
a ucun e cho. O n n ote s implement q u iä l 'image d u L evant S ud d es v illages s edentaires c o me M ureybet e t A bu H ureyra c oexistent a vec d e s imples h altes d e c hasse, c e q u 'est s ans d oute N acharini, e t q ue l a d iversite d es e nvironnements s uggäre d es p ratiques d e p redation s ouples e t e clectiques. L a p resence d e N atoufien a ncien ä E l K owm, e n z one d esertique, m ontre e n p articulier q ue l es c ereales s auvages, s ouvent i nvoquees d ans l a d iöte d es n atoufiens, p euvent a ussi n 'y a voir j oue a ucun r ole. L e C olloque d u L evant a vait d onc p ropose q ue l 'on c onservät l e m ot g enerique d e N atoufien p our r endre c ompte d e c es c onvergences, t out e n d istinguant s oigneusement l e f aciös p our d ecrire l es d ifferences l ocales, c o me i l e n e xiste d 'ailleurs d ans t oute c ivilisation. N ous n e r eprendrons p as i ci c e d ebat, m algre l es r ecentes c ritiques d e O lszewski ( 1985). S a s olution s e r amöne, e n f ait, ä u n p robläme d e n omenclature e t d e d efinition c onceptuelle d 'une " culture".
URA Maison
de
17,
CNRS
l ' Orient LYON
B IBLIOGRAPHIE A KAZAWA T .,
1 973
B ABA H .,
E NDO K .
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A URENCHE O ., C AUVIN J ., C AUVIN M .-C., C OPELAND L ., H OURS F ., S ANLAVILLE P . 1 981 C hronologie e t o rganisation d e l 'espace d ans l e P roche-Orient d e 1 2000 ä 5 600 a y. J .C.. I n : J . C auvin e t P . S anlaville ( ed.), P rO listoire d u L evant, C olloque I nternational d u C .N.R.S., N°5 98, L yon 1 980, 5 71-601. B AR-YOSEF O . 1 970 1 981
T he e pipalaeolithic c ultures o f P alestine. P h.D. T hesis, H ebrew U niversity, J erusalem. T he e pi-Palaeolithic c omplexes i n t he S outhern L evant. I n : J . C auvin e t P . S anlaville ( ed.), P rO listoire d u L evant, C olloque I nternational d u C .N.R.S.,
B AR-YOSEF O .,
1 979
N °598,
L yon 19 80 ,
3 89-408 .
V ALLA F .R.
L 'evolution
d u
N atoufien.
N ouvelles s uggestions,
P a Uorient,
5 , 1 45-152 .
B ESAN WN J .,
C OPELAND L .,
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1 975-1977. Tableaux d e p rehistoire l ibanaise, P al orient, 3 , 5 -46 . B ESA KON J .,
H OURS F .
1 970
c oupe
U ne
c entrale,
d ans L iban),
l e
Q uaternaire
H annon ,
V ,
2 9-62.
r ecent.
S aaide
I
( Bäqaa
2 60
M .C .
C AUVIN
B OERMA J .A.K., R OODENBERG J .J. 1 977 U ne d euxiöme i ndustrie e pipaleolithique s ur l e N ahr e l-Homr, P alaeohistoria, 1 9 , 8 -17 . C ALLEY S . 1 984 L e d ebitage P a Uorient, 1 0,
n atoufien 2 , 3 5-48.
d e
M ureybet:
e tude
p reliminaire,
C AUVIN J . 1 977 L es f ouilles d e M ureybet ( 1971-1974) e t l eur s ignification p our l es o rigines d e l a s edentarisation a u P roche-Orient, A .A.S .O .R ., 4 4 , 1 9-48 . C AUVIN J ., C AUVIN M .-C., S TORDEUR D . 1 980 R echerches p rehistoriques ä E l K owm ( Syrie). 1 978, C ahiers d e l 'Euphrate, 2 , 7 9-117 .
P remiere c ampagne
C AUVIN M C. 1 974 L 'industrie n atoufienne d e T aibe d ans l e H auran ( Syrie), B ulletin d e / a S ociétê P r aistorique F rançaise, 7 1, 4 69-478 . 1 980 D u N atoufien s ur l ' Euphrate?. A ctes d u C olloque d e S trasbourg , 1 977 , L e M oyen E uphrate - Z one d e c ontact e t d ' changes, 5 , 1 1-20. 1 981a L 'gpipaleolithique d e S yrie d 'apres l es p remieres r echerches
1 981b
d ans l a c uvette d 'El K owm ( 1979-1979 ). I n : J . C auvin e t P . S anlaville ( ed.), P rO gistoire d u L evant, C olloque I nternational d u C .N.R .S., N °598, L yon 1 980, 3 75-388. L 'gpipaleolithique d u L evant. S ynthäse. I n: J . C auvin e t P . S anlaville ( ed.), P rO listoire d u L evant, I nternational d u C .N.R.S., N 598, L yon 1 980, 4 39-441.
C olloque
C AUVIN M .-C., C OQUEUGNIOT g ., L E M IERE M ., N IERLg M .-C. 1 982a P rospection p rehistorique ä M allahat-Jayroud ( Qalamoun, S yrie), A nnales A rch &Aogiques A rabes S yriennes, 2 2, 2 73-281. C AUVIN M .-C., C OQUEUGNIOT g ., N IERLg M .-C. 1 982b R apport p röliminaire s ur l a C ampagne 1 980 ä E l K owm 1 , d e l 'Euphrate, 3 , 2 7-32 . C HAVAILLON J ., 1 970 J iita
H OURS F . I I ( Dahr
p röliminaire, C ONTENSON H . 1 966
e l-Mghara).
C ampagne
B ulletin d u M us e d e B eyrouth,
1 971. 2 3,
C ahiers
R apport
2 15-231.
d e
L a s tation p röhistorique d e Q ornet R horra p res d e S eidnaya , A nnales A rch ologiques A rabes S yriennes, 1 6 , 2 , 1 97-200 .
C OPELAND L ., W AECHTER J . 1 968 T he s tone i ndustry o f A bri B ergy ( Lebanon), B ulletin o f I nstitute o f A rchaeology , U niversity o f L ondon, 7 , 1 5-36 .
t he
U PPIPALEOLITH1QUE D U L EVANT N ORD
2 61
C OPELAND L ., W ESCOMBE P . 1 966 I nventory o f s tone a ge s ites i n L ebanon, l 'Universitd . S aint J oseph,
4 2,
P art I ,
M élanges d e
1 -174.
F UJIMOTO T . 1 979a T he e pipaleolithic a ssemblages o f D ouara C ave, i n P aleolithic s ite o f D ouara C ave a nd p aleogeography o f P almyra b asin i n S yria , B ulletin n °16 , U niversity M useum, U niversity o f T okyo,
1 979b
4 7-75 . U pper P aleolithic a nd E pi-Paleolithic a ssemblages i n P almyra b asin, i n P aleolithic s ite o f D ouara C ave paleogeography o f P almyra b asin i n U niversity M useum, U niversity o f T okyo,
G ORING-MORRIS A .N. 1 986 T erminal P leistocene S inai.
P h.D.
T hesis,
H unter/Gatherers H ebrew U niversity,
S yria , 7 7-130.
i n
t he a nd
B ulletin n °16 ,
t he N egev a nd t he
J erusalem.
H ENRY D .O. 1 982 T he p rehistory o f S outhern J ordan a nd R elationships w ith t he L evant, J ournal o f F ield A rchaeology , 9 , 4 , 4 17-444 . 1 983
A daptative E volution w ithin E ast. Advances i n A rchaeology ,
1 60 .
t he E pipaleolithic o f t he N ear ö d. F . W endorf e t A . C lose, 9 9-
H ENRY D .O., S ERVELLO F . 1 974 C ompendium o f C 14 d eterminations p rehistoric s ites, P a U 'orient, 2 ,
d erived f rom 1 , 1 9-44 .
N ear
E astern
H OURS F . 1 966 R apport p röliminaire s ur l es f ouilles d e J iita , B ulletin d u M us e d e B eyrouth, 1 9, 1 1-28. 1 976 L 'epipalöolithique a u L iban. Rsultats a cquis e n 1 975 . I Xe C ongr s U ISPP N ice, c olloque I II, 1 06-130. H OURS
F .,
A URENCHE
O .,
C AUVIN
S ANLAVILLE P . ä p araitre. L e P roche-Orient l 'Orient, L yon .
d e
J .,
C AUVIN
1 4000
ä
M .-C.,
5 700
B P .
C OPELAND C MO,
L .,
M aison d e
L EROI-GOURHAN A rl. 1 974 e tudes p alynologiques d es d erniers 1 1000 a ns e n S yrie s emid 6sertique, P al orient, 2 /2, 43-451 . 1 980 L es a nalyses p olliniques a u M oyen O rient, P al orient, 6 , 7 9-
9 1.
1 981
D iagrammes
p olliniques
d e
s ites
a rchöologiques
O rient, B eiträge: U mweltgeschichte d es V orderen T übinger A tlas d es V orderen O rients, R eihe A ., n °8 ,
a u
M oyenO rients ,
1 21-133 .
2 62
M .C .
C AUVIN
M ARKS A .E ., L ARSON P .A. 1 977 T est e xcavation a t t he N atufian S ite o f R osh H oresha, 1 91-232. I n M arks A .E. ( ed.) P rehistory a nd P aleoenvironments i n t he C entral N egev , I srael . I I , T he A vdat/Ac iev a rea , a nd t he H ar H an f . D allas: S MU P ress. M OORE A .M.T. 1 975 T he e xcavation o f t ell A bu H ureyra i n S yria . A p reliminary r eport, P roceedings o f t he P rehistoric S ociety, 4 1, 5 0-77. 1 979 A p re-Neolithic F armer 's v illage o n t he E uphrates, S cientific A merican , 2 41, n°2 , 6 2-70. O LSZEWSKI D .I. 1 984 T he e arly o ccupation a t t ell A bu H ureyra i n t he c ontext o f t he L ate E pipaleolithic o f t he L evant. P h.D., U niversity o f A rizona . 1 985
L 'occupation d urant l 'gpipal6olithique r ecent H ureyra, L 'Anthropologie, 8 9 , 2 , 2 49-250.
R OODENBERG J .J. 1 977 A n e pipaleolithic i ndustry o n t he
N ahr
d e
e l-Homr,
t ell
A bu
A .A.S .O .R .,
4 4 , 9 -17 . R UST A . 1 950
D ie H öhlenfunde v on J abrud ( Syrien).
N eumünster.
S CHROEDER H .B. 1 970 A p rehistoric s urvey i n t he N orthern B ekaa V alley, B ulletin d u M us e d e B eyrouth , 2 3, 1 93-204. 1 976 T he A nti-Lebanon C ave o f M ughara e n-Nachcharini. A p reliminary r eport. I Xe C ongress U ISPP-Nice. ä p araitre. N acharini, a S tratified p ost-Natufian C amp i n t he A ntiL ebanon M ountains. T HOMMERET, T HOMMERET 1 973 M onaco R adiocarbon M easurements,
R adiocarbon ,
1 5,
2 ,
3 21-344 .
T IXIER J . 1 970 1 974
L 'abri s ous r oche d e K sar 'Aqil. L a c ampagne d e f ouilles 1 969, B ulletin d u M us e d e B eyrouth , X XIII, 1 73-191. F ouilles d e K sar 'Aqil, L iban ( 1969-1974), P a Uorient, 2 , 1 ,
1 83-195 . T IXIER J ., I NIZAN M .-L. 1 981 F ouilles d e K sar 'Aqil,
s tratigraphie
e t
e nsembles
l ithiques
d ans l e P alöolithique s upörieur. F ouilles d e 1 971-1975. I n: J . C auvin e t P . S anlaville ( öd.), P rO listoire d u L evant, C olloque I nternational d u C .N .R .S., N °598, L yon 1 980 , 3 53-367 . V ALLA F .R. 1 984
L es
i ndustries d e s ilex d e M allaha
d ans l e L evant. M ömoires F ran9ais d e J örusalem, n °3 .
( Eynan)
e t
d u
N atoufien
e t T ravaux d u C entre d e R echerche
L 'EPIPAL£OLITHIQUE D U L EVANT N ORD
V AN L IERE W .J., 1 963
C ONTENSON H .
2 63
d e
A n ote o n f ive e arly N eolithic s ites i n I nland S yria, Arch&ologiques Arabes S yriennes,
V AN Z EIST W ., 1 980
1 3,
A nnales
1 79-181.
W OLDRING H .
H olocene
v egetation
P alaeohistoria,
X XII,
a nd
c limate
1 11-125.
o f
N orthwestern
S yria,
2 64
M .C .
C AUVIN
F ig .1 - C arte d es s ites d u L evant N ord: 1 7000-14000 B P . 1 , N ahr e lH omr; 2 , J uwal; 3 , s ite 5 0: l ocus A , D , E ; 4 , J abrud I II: c .7- 6 ; 5 , J iita I I; 6 , K sar A qil; 7 , D hour C houeir; 8 , a bri B ergy V -IV .
1 1 2 1 3
. „ f
,,,,, ,,,,,,, , ,, •,,,,
1 4 1 5 1 6
7 .6
1 7 1 8 1 00
2 00k m
Br . .7 :2 1 1r "
F ig .2 - C arte d es s ites d u L evant N ord : 1 4000-12000 B P . 1 , N ahr e lH omr; 2 , J uwal; 3 , N adaouiyeh 2 ; 4 , E l K owm 1 ; 5 , A arida , l ocus 2 , 3 , 4 , 8 ; 6 , D ouara; 7 , s ite 5 0 , l ocus C ; 8 , J abrud I II: c .5-4-3; 9 , J ayroud , J 8; 1 0 , L es S ables; 1 1, A sh A sh; 1 2 , N .Mghara; 1 3 , J iita I I; 1 4 , A in H azir; 1 5 , K sar A qil; 1 6 , D hour C houeir; 1 7 , 0 .Daher; 1 8 , a bri B ergy I II-I .
L '2PIPALSOLITHIQUE D U L EVANT N ORD
2 65
F ig .3 - C arte d es s ites d u L evant N ord: 1 2000-10000 B P . 1 , N ahr e lH omr; 2 , M ureybet I A; 3 , D ibsi F araj; 4 , A bu H ureyra; 5 , E l K owm 1 ; 6 , A arida 7 ; 7 , J abrud I II: c .2; 8 , S aaid I I; 9 , N acharini; 1 0 , J iita I I e t I II; 1 1, J ayroud , J .1, J .2 , J .3 , J .9; 1 2 , Q ornet R horra; 1 3 , T arbd .
2 66
M . C. C AUV I N
Sud
Le v a nt
N or d C O
H V D
B . P .
-3
H 0
Y _
( 0 4 ) • r i H -3
2 CD f 4 a ) CO
E c ) 2
{ 4 D
m E
5 4
3 c ) C 3
c i
3 n cr
_Mureybet I A
L evan t
1 0000
tc . 1 1
•
1 2000-
9
o r/ 4 . 1 1
2
3
4
4
G I T I 9 0
1 4000-,
5
•
6
2 3 4 5 F 6 E
1 6000 -
7
B
2 10
A
1 8000
-
i x •
T ableau d es c hronologies a bsolues e t r elatives .
Chronologies in the Aurenche O ., Evin J . e ds. BAR I nternational Oxford,
Near East, and Hours F . S eries, 000, 1 987
E L A T I V E H R O N O L O G I E R B S O L U E E TC C H R O N O L O G I E A D A N S L EN A T O U F I E N Franvois
RESUME:
Apres
Natoufien
un
a donne
s tratigraphie daterait BP,
d e
grille,
on
encore
e t
c a.
s uivie
bref l ieu, l es
l a
possible
L 'evolution accusee
BP,
p hase
s 'efforce
d e
l a
c arnee.
l e
choix
de
p lus
e n en
f aveur p lus After
concerning
the
the last
dated
down
BP.
B eing
of
t he
c limatic the
d es
a a nd
f rom
in
possession I t
variations.
r elation m eat
marked b etween f ood.
t he
c hoice
and
s teadier
f or
To
The i n
s e
of
humains d e qui
we down
evolution
ancient
j ustify which
would
not
such was
we
phase, i n
supposed b een
avance
l a
t o
1 4C BP,
t he t he
p hase t o
l es
t o
que
t he
g roupes
of
t he
r esearches
suggested ancient
by
p eriod would 1 0.200
t o t he t he
t hat
l oose.
t he
d e
Natoufiens.
f ollow
t he
t he a
t rend same
t o
t ime,
more
a nd
hypothesis
t hat
presence
Natufians
d evelopment contemporary
t he
A t
s uggests
s uggest
a llow by
en
l 'hypothese
phase
prove
bones
r apport
about
t o
we
l e
d e
r ecent
s eems
made
s edentarite,
down
c lassify
human
pas
p lus
most
t o
g etting
c ette
s emble
p ermanence
p ar
yet
i s
l a
s ubdivisions
f inal
a s ituation,
have
on
endeavour
p ossible
n e
1 0.500
d e
c ontemporaines.
ä
d evelopment
t hree
1 1. 000 t he
I I
l e la
ancienne
vers
p ossession
a limentation
f ait
t he
c a. by
a grid,
cultural t he
e te
A ccording
t o
appear
une
p ar
phase
Parallelement,
p ermettre
t he
i s
c limatiques t endance
auxquelles
j usque
p eriode.
s ituation
about
En
VALLA
suggerees
1 4C,
BP.
l a
i s
e ncore
r ecall
l e
ensuite.
d evait
p as
f ollowed
s uch
d e
s uggere
c ette
i ndustry.
not
S cion
1 0.200
que
r eläche
r echerches
poursuivrait
f luctuations
summary
B P,
d es
s ubdivisions
s e
v ers
S tronthium/Calcium
c ereals,
groups,
o s
1 2.500
does
s ilex.
i ndiquer
p eriod,
f lint
c a.
du
r ecente
l es
n 'aurait
1 0.500
t rois
d eroulement
c ompte
short
about
p eriod.
l e
c ereales,
t o
s edentarism, more
r endre
Natufian
s tratigraphy
would b e
l es
l es
j usque
ancienne,
s tables,
ABSTRACT:
f inale
parait
p hase
Pour
d eveloppement
p hase
s uivre
S tronthium/Calcium dans p lus
i s
d 'ordonner
culturelle
dans
du
r appelle
i ndustries
1 2.500
par
r ésumé on
R .
of
s teadier
yet.
L a c hronologie r elative d u N atoufien a f ait l 'objet d e r echerches, d e c ontroverses e t d e m ises a u p oint d epuis u ne c inquantaine d 'annäes. L es d ernieres s yntheses p arues s ur l a c ulture, o u b ien o nt r enoncä ä a gencer e n s equence s es p rincipaux t emoins ( Valla , 1 975 ; C auvin , 1 978 e t i n L ichardus e t a t ., 1 985), o u b ien , s i e lles l 'ont t entö ( BarY osef , 1 983, 1 8, d 'apres B ar-Yosef e t V alla , 1 979), s e s ont g ardäes d e s uivre l e f il p roposä p our a ccöder a u d äroulement d e l 'ensemble d e s es m anifestations. R äcemment p ourtant, u ne ö tude d etailläe d es i ndustries d e s ilex e n s tratigraphie a p ermis d e d ögager l es p rincipes d 'une o rganisation q ui, s ans a voir b eaucoup d e f inesse, p arait i ntroduire u n o rdre p rovisoirement a cceptable d ans l a c onfusion d es d onn6es ( Valla , 1 984). C et o rdre n 'est p as e n d ösaccord a vec l es q uelques d ates
2 68
F .
V ALLA
o btenues p ar l e r adiocarbone d ont l a m ultiplication d evrait p ermettre d 'introduire p rogressivement d avantage d e n uances, e t q ui a ssurent l a p lace d u N atoufien s ur röchelle d u t emps a bsolu. A pres a voir r ésumé l 'histoire d es p rises d e p osition a uxquelles l e p roblöme a d onne l ieu, o n r appellera i ci l es p rincipes d e l a s ubdivision n ouvelle e t o n s 'essayera ä s uivre l a t rajectoire d es t raits l es p lus m arques d e l a p eriode t els q u 'ils s ont a ctuellement a ccessibles. C ette m ise e n p erspective c onduira ä u ne i nterpretation d u N atoufien l ägerement d ifferente d e c elle q ui a c ours d 'ordinaire. L orsque, e n 1 932, D .A .E . G arrod f it c onnaitre l e N atoufien q u 'elle v enait d 'identifier , d 'abord ä S houkba p uis ä E l Q uad , e ile s uggöra d 'emblee d 'y r econnaitre d eux p hases, a ncienne e t r äcente . E lle s e f ondait s ur l a f räquence d 'un t ype p articulier d e r etouche, b ifaciale e t o blique s ur c haque f ace, d it b ientöt r etouche d 'Helouan , q ui a bondait s ur c ertains o utils d e s ilex , m ais s urtout s ur l es s egments d e c ercle c aracteristiques d e l a c ulture , ä l a b ase d u d epöt d e l a t errasse d 'El O uad , s e r arefiait p lus h aut , e t m anquait t otalement ä S houkba . L es e lements l uströs, c ompris c omme d es a rmatures d e f aucille, l 'outillage e n o s e t l es o bjets d 'art, t ous p lus f requents d ans l a p hase a ncienne , ä r etouche b ifaciale, q ue d ans l a p hase r öcente, a pportaient u n c omplement d e j ustification ä l a s equence p roposee. P our l 'äge a bsolu d e c e " Mesolithique", q u 'elle p ensait i mmädiatement a nterieur a u C halcolithique, G arrod a vanvait p rudemment u ne d ate d e 5 000-4000 a y . J .C. D eux a ns p lus t ard , g race ä s es t ravaux d ans l e d esert d e J udee, R . N euville ö tait ä m e i ne d e r ectifier e t d e c ompleter c ette e squisse. P our l ui, l e N atoufien s e s ubdivisait e n q uatre e pisodes. L a d escription d es p remiers s e c onformait ä c elle d e G arrod a vec q uelques a jouts: l a l ongueur d es s egments d e c ercle m icrolithiques d iminuait d e l a p hase I ä l a p hase I I q ui v oyait a ussi a pparaitre e n n ombre d es m icroburins. D ans l a p hase I II, l es s egments, t oujours p lus p etits, e t t otalement d epourvus d e r etouche b ifaciale o blique, s e r arefiaient e n m äme t emps q ue l es p er wirs d evenaient a ussi m icrolithiques. L es m icroburins p ersistaient. L a p hase I V s e d istinguait p ar l a p resence d e p ointes d e f löche p rimitives ä e ncoches, c onnues d epuis s ous l e n om d e " pointes d 'El K hiam" ( Neuville, 1 934a ). L 'art n atoufien , r approche d e c elui d u M agdalönien f ranyais, l 'existence a ussi d e d eux n ouveaux e pisodes, i ncitaient l 'auteur ä r epousser l 'äge d e l a p hase a ncienne " entre l e X eme e t l e X IIeme m illenaire a vant n otre e re" ( Neuville, 1 934b, p .9 d u t ire-a-part). A prös l 'effervescence c onsecutive ä l a d ecouverte , l es i dees s emblent s e s tabiliser . E n 1 937 , G arrod s e r allie, a vec q uelques r eserves, a u s chema q uadripartite d e N euville. U ne n ouvelle d imension d ecoule c ependant d e l 'introduction d u c hien d omestique, t rouve d ans u ne z one i ndifferenciee ä E l O uad e t a ttribuable ä l 'une d es d eux p remieres p hases. L 'äge a bsolu d e l a c ulture r este d ifficile ä ö tablir : l 'argument t ire d e l 'art n e c onvainc p as G arrod p our q ui l es r ealisations p alestiniennes s ont i nförieures ä c elles d 'Europe o ccidentale, m ais l es r evisions e ntrainees p ar l es t ravaux d e G arstang ä J ericho, q ui c onduisent ä m ieux a ppröcier l a s uccession d u T ahounien p re-ceramique a u N eolithique c eramique p uls a u C halcolithique, e ngagent ä r ejeter l a f in d u N atoufien d ans l e V er ne e t p eut-etre m eme d ans l e V ie i l le m illönaire . L e d ebut d e l a p eriode s erait
L E N ATOUFIEN
2 69
c onsiderablement p lus v ieux, s ans q ue l ' auteur s e r isque ä p r6ciser d avantage ( Garrod e t B ate, 1 937 , 18 ). Une a ttitude ö galement c onservatoire p ersiste d ans l es t ravaux p ubliös p ar N euville e t J . P errot e n 1 951. Q uelques r epentirs s emblent p ourtant n öcessaires a prös l a r eprise d es f ouilles ä E l K hiam. L a d ivision s tratigraphique e ntre l es Natoufiens I II e t I V n 'apparait p lus t rös c laire. L es p ointes d e f löche s e r encontrent d ös l a p hase I II, e t l a p hase I V, q ui f orme t ransition v ers l e T ahounien, e st d orönavant c aractörisöe p ar l 'apparition, s ur l e f ond a ncien, d e r etouches p lates p ar p ression, d e p ointes d e f löche ä e ncoches e t p ödoncule, e t d 'un n ouveau t ype d 'ölöment d e f aucille , d enticulö p ar r etouche i nverse ( Perrot, i n N euville, 1 951, 1 65-166). A utre i nnovation, d ans l a f aune d e c es p hases, e t d ans c es p hases u niquement, V aufrey r econnaissait t rois a nimaux d omestiques: " Chövre, B oeuf p robablement, e t, p eut-ötre P orc" ( Ibidem, 2 17). O n n e s 'aventure p as ä p roposer u n a ge a bsolu, m ais N euville t ient f ermement q ue l e d ernier p luvial ( equivalent d u W ürm) a vait p ris f in ä l 'aurore d u N atoufien ( Ibidem, 2 64, n ote e t t ableau 2 , 2 63). E n 1 957 , Garrod m aintient e t r esume l es g rands t raits d e c e t ableau: c ulture d es g rains d ös l e N atoufien I , e n r ecul a u N atoufien I I, c röditö, e n r evanche, d e l a d omestication d u c hien, a pparition d es p ointes d e f läche e t d e n ouveaux a nimaux d omestiques a u N atoufien I III V r öunis e n u ne s eule p hase. L es p remieres d ates p ar l a m öthode 1 4c o btenues p our l e N öolithique p rö-cöramique d e J ericho, r epoussö p resque j usqu 'au V IIIöme m illönaire a y. J .C., r eculaient d 'autant l a f in d u Natoufien, q ue l 'on c royait a ssez p eu a ntörieure. I i r evint a ux c hercheurs d es a nnöes s uivantes d e r emettre e n c ause c e q ui s emblait a cquis. P lutöt q ue c ulture d es c öröales o n c oncöda , s ous l 'influence d e B raidwood e t d e s on ö quipe, l a s imple r öcolte d es g ramin6es s auvages. L e c hien d omestique d e B ate, r öexaminö, f ut i nterprötö c omme u n l oup d e p etite t aille. L a s ignification ö volutive d es c aractöres d es s egments d e c ercle e t d e l 'apparition d es m icroburins f ut r ejet6e. U n a utre t ype d 'explication, p ar a daptation ä d es e nvironnements d ifförents, f ut a vancö p our r endre c ompte d e l a v ariabilitö d es i ndustries. L a p resence d e p ointes d e f löche ä l a f in d e l a p öriode p arut j ustifier q u 'on i ntroduisit d e n ouvelles c oupures c ulturelles e t d e n ouveaux t axons: K hiamien, P roto-nöolithique, N öolithique p rö-cöramique A . S cion l a v ision n ouvelle, a ppuyöe s ur l es f ouilles d e N ahal O ren, d e M allaha e t d e J ericho, l es N atoufiens ö taient d es c hasseursc ueilleurs ä l ' alimentation p articuliörement d iversifiöe, ö tendue d e l a c hasse t raditionnelle a ux m ammiföres g rands e t m oyens, m ais s urtout d es g azelles, ä l a r öcolte i ntensive d es g raminöes s auvages, e n p assant, s uivant l es r essources l ocales, p ar l a r echerche d es o iseaux, d es r ongeurs, d es r eptiles, d es g astöropodes, d es c rabes e t d es p oissons. M ais, a vec d es m oyens d e s ubsistance e nracinös d ans l es h abitudes p alöolithiques, us a uraient d öveloppö, l ä o ü l es n ourritures a bondaient, u n m ode d e v ie s ödentaire, a ttestö p ar d es h abitations e n p ierre, d e n ombreuses s öpultures, d es s ilos d estinös ä r ecevoir l es g rains r äcoltes p endant l es q uelques s emaines o ü i ls s ont ä m aturitö, e t u n r iche m obilier n on t ransportable, e n b asalte o u e n c alcaire, s uppose a voir s ervi ä d öcortiquer l es c öröales. L es d imensions d es
g isements
m ontreraient
u n
a ccroissement
r apide
d e
2 70
l 'effectif d es g roupes d öveloppements s ubs6quents,
F .
V ALLA
s 6dentaris6s, q ui e xpliquerait l es p articuliörement i mpressionnants ä J ericho
o ü q uelques e xemples d e c 6r6ales d omestiques s e r encontraient d äs l e P .P.N.A. Q uant ä s on a ge, l e N atoufien ö tait p lace p ar J . P errot, a pproximativement, " aux l imites d u P l6istocäne s up6rieur e t d e l 'Holocäne" e ntre 1 0.000 e t 8 .000 a y. J .C. ( Perrot, 1 968, c o1.383). A q uelques n uances p räs, c ette i mage, p rösent6e d 'abord c omme u n 6 chafaudage d 'hypothäses, e st e ncore l argement d ominante a ujourd 'hui. A l 'appui d e l a p ermanence d e c ertains h abitats, E . T chernov e t J . P ichon o nt i nsistö s ur l ' accroissement, d ans l e N atoufien d 'Hayonim ( grotte), d e l a r epr6sentation d es c ommensaux d e l 'homme q ue s ont l es m oineaux e t l es s ouris d ont l a f r6quence a a ussi 6 t6 m ise e n r apport a vec l a c onsommation d es g rains ( Tchernov, 1 984, 1 07; P ichon, 1 984, 1 43). A M allaha , J . D esse a m ontr6 q ue l a p öche ö tait p ratiquöe t oute l ' ann6e, a vec t outefois u n c reux ä l 'automne ( sous p resse). L a d öcouverte d e s ites n atoufiens d ans l e N öguev e t s ur l e M oyen E uphrate a r enforcö l 'id6e d e d iversitö r egionale, s oulignöe a ussi, d ans l e n oyau p alestinien, p ar l es v ariations d e l '6tat d entaire ( Smith , 1 972) e t d e l a r obustesse d es s quelettes ( Ferembach, 1 976). B ien q ue l es p roblämes l ies ä l a d iäte d es N atoufiens c ontinuent ä s usciter i nterrogations e t d 6bats ( Leroi-Gourhan, 1 974 e t 1 984; M oore, 1 979 ; V an Z eist e t W oldring, 1 980), l a p lupart d es a uteurs s 'a Fordent ä r econnaitre u n r ole m ajeur a ux c 6r6ales. E nfin, l ' äge 1 C d e l a p öriode, f ixe p ar u ne s oixantaine d e t ests, c onfirme a pproximativement l 'estimation d e J . P errot. R estait p ourtant ä o rdonner l a c onfusion p ersistante d es f aits a rch6ologiques ä l 'int6rieur d e c es 2 .000 a ns. L e p robläme f ut l ögörement t ouché p ar D . H enry q ui r eprit, d äs 1 973 , l 'id6e d 'une e volution d 6cel6e p ar l a f r6quence d e l a r etouche b ifaciale o blique d ans l 'industrie d e s ilex, m ais s ans p ouvoir a pprofondir, f aute d e s tratigraphies. L a r öouverture d u c hantier d e M allaha , o ü, s ur p räs d e 3m d '6paisseur, d es i ndustries n atoufiennes s e s uccödaient d ans t rois h orizons g 6ologiques d istincts, d evait f ournir l 'occasion d 'un r 6examen. E n p oussant l a r echerche s ur d 'autres g isements s tratifi6s, E l O uad, l a t errasse d 'Hayonim, N ahal O ren, i l a 6 t6 p ossible d e c onstruire u n s chema d e l a c hronologie r elative d u N atoufien s ur l equel l a p lupart d es s ites c ontemporains o nt P u ö tre a ccroch6s. T rois p hases s e l aissent i ndividualiser. L a p lus a ncienne, r eprösentöe p ar l es c ouches d e M allaha , B 2 d 'El Q uad, B d e K öbara , A 2 d 'Erq e l-Ahmar, e tc., s e l aisse c aractöriser p ar l ' abondance d e l a r etouche b ifaciale o blique, q ui i ntöresse t oujours p lus d e l a m oiti6 d es s egments d e c ercle. C es m icrolithes s ont, ä c ette p öriode, r elativement l ongs ( de 2 8 ä 1 8 m m e n m oyenne) e t l arges ( de 9 ä 6m m e n moyenne). L e p lus s ouvent , l a t echnique d u m icroburin n 'est p as e mployee, q uoique q uelques d 6chets t ypiques p uissent a pparaitre. A E l Q uad, c ependant, us s ont p assablement f r6quents ( 24,55% d e l 'outillage, o u 1 ,87 m icroburin p our c haque s egment d e c ercle) e t l a p lupart d es m icrolithes d e B eidha e n p ortent l es s tigmates. L 'outillage t 6moigne d 'une d iversitö t out a ussi r eelle. L es m icrolithes n on g öom6triques s ont t räs a bondants ä M allaha e t a u O uadi H ammeh 2 7, u n p eu p lus r ares ä E l Q uad, e t l '6taient p robablement e ncore d avantage ä K 6bara, E rq e l-Ahmar e t B eidha . L es g rattoirs s e m ontrent n ombreux ä B eidha e t ä E rq e l-Ahmar m ais n on a illeurs. L es
L E N ATOUFIEN
2 71
b urins n e f igurent e n
g rand
n ombre
d 'Hayonim e t a u O uadi H ammeh 2 7. u niquement ä K öbara .
q u 'ä
M allaha ,
d ans
l a
g rotte
L es p ieces l usträes s e m ultiplient
L a p hase r öcente a e te o bservee ä M allaha ( couche I c), H ayonim ( terrasse: l oc.4 e t p artie s upärieure d e l a c ouche n atoufienne), E l Q uad ( B1), N ahal O ren ( VI), S houkba ( B), S alibyiah I , T or A bou S if, H atoula ( V-VI), R osh C in, A bou H ureyra , e tc... A c ette p hase, l a r etouche b ifaciale o blique n e s e t rouve p lus q ue s ur u ne m inorite d e s egments d e c ercle, o u m anque t otalement. S auf e xceptions, l es s egments m esurent, e n m oyenne, d e 2 0 ä 1 5 m m d e l ong p our u ne l argeur c omprise e ntre 7 e t 4m m . us t endent ä e tre p lus p hase p räcedente. L 'emploi d e l a t echnique d u
e lances q u 'ä l a m icroburin s emble
p rogresser, m ais s ans m ontrer a ucune h omogeneite. I l e st n ul ä S houkba , H atoula e t S alibyiah I , r are ä M allaha e t ä N ahal O ren, f requent ä T or A bou S if, E l Q uad, e t s ur l a t errasse d 'Hayonim, e nfin, o mnipresent s ur c ertaines s tations d u N öguev c omme R osh C in. S ur l a t errasse d 'Hayonim, o n r emarque, e ntre l e r emplissage d u l oc.4 e t l a p artie s uperieure d u d epöt n atoufien, u n g lissement d ans l a f requence r elative d es m icroburins o rdinaires e t K rukowski, d e s orte q ue l es p remiers s e r arefient a u p rofit d es s econds. D u p oint d e v ue q uantitatif , l a d iversite d es o utillages s e m aintient. L es m icrolithes n on g eometriques d emeurent p lus f requents q ue l es g öometriques ä M allaha , E l Q uad, N ahal O ren e t s ur l a t errasse d 'Hayonim, a lors q ue l e c ontraire s e r encontre ä H atoula e t ä R osh C in. L es b urins l 'emportent s ur l es g rattoirs ä M allaha , E l Q uad e t, d ans u ne m oindre m esure, s ur l a t errasse d 'Hayonim, m ais l es d eux t ypes s ont ä galement m al r epresentös ä R osh C in. L es p ieces l ustrees n e s ont j amais a bondantes. L a p hase f inale, i dentifiee d ans l es c ouches l b d e M allaha , A d 'El Q uad, V d e N ahal O ren, ä F azael I V e t ä l a b ase d e M ureybet, a ccuse u n n ouveau d eclin d e l a r etouche b ifaciale o blique l ä o ü e ile p ersiste: ä M allaha e h e i nteresse m om s d e 2 0% d es s egments. D ans d 'autres c as, d e m öme q u 'ä l a p hase r ecente, c ette r etouche a d isparu. T rait p lus d istinctif e ncore, l a f aveur p our l es p etits s egments s 'accentue d e s orte q ue l a l ongueur m oyenne d e c es m icrolithes n e d epasse p as 1 5 m m; t outefois, l eur l argeur n e d iminue p as ä p roportion. L a t echnique d u m icroburin d emeure p eu r epresentee ä N ahal O ren.
A illeurs,
e h e f igure
t antöt a vec d e m inuscules K rukowski ( Mallaha ), t antöt a vec d es d echets o rdinaires ( El Q uad, F azael). M algrä l e p etit n ombre d 'echantillons c onnus, o n o bserve, d ans l es o utillages, d es v ariations q uantitatives s imilaires ä c elles d es p hases p recödentes. A M allaha , l es m icrolithes g eometriques, s ont m om s f requents q ue l es n on g eomötriques a lors q ue c eux-ci a pparaissent ä p eine ä F azael I V o ü o n n ote a ussi l a q uasia bsence d es g rattoirs e t d es b urins. L es p ieces l ustrees c ontinuent d ' être r ares ä M allaha , m ais l eur r epresentation a tteint 8 ,62% e t 4 ,22% ä F azael I V e t N ahal O ren, r espectivement. C e s chema a ppelle p lusieurs r emarques. L es t endances g enerales s ur l esquelles i l e st f onde ( abondance p uis d eclin d e l a r etouche b ifaciale o blique, m iniaturisation p rogressive d es s egments d e c ercle) p araissent a ssez s olidement ä tablies p our q u 'on p uisse ä tre a ssure d e l eur r ealite ( 1). E n r evanche, l es c oupures i ntroduites s ont s enties
( 1)
Toutefois, grands, r ecent.
a Hatoula,
p assant
de
l es
1 5,52
s egments mm
a
1 9,37
de mm
c ercle de
s emblent
l ong,
de
la
devenir base
au
de
p lus
sommet
du
en
p lus
Natoufien
2 72
F .
V ALLA
c omme p urement c onventionnelles d ans u ne e volution c ontinue. E lles p ermettent s eulement d e r egrouper, e n g ros, d es t ämoins a pproximativement c ontemporains. D e s urcroit, c e c hangement s e s urimpose ä d es v ariations d ivergentes d ont c ertaines s emblent p ropres ä c haque s tation e t d 'autres r elever d e p articularitös r egionales, m ais q ui c oncourent t outes ä u n m öme e ffet d e b rouillage. A insi, l e N atoufien a ncien e st p resque a bsent d u N öguev e t e ncore t rös m al c onnu s ur l ' Euphrate. L 'examen d es c aractöristiques d es s egments d e c ercle r assemblöes d ans l e t ableau I p arait i ndiquer q ue l es s ites d u n ord d 'Israöl, M allaha , E l Q uad, H ayonim, o nt c onserve p lus l ongtemps l a r etouche b ifaciale o blique, p rösente j usque d ans l a p hase f inale, q ue n e l 'ont f ait l es s tations d e l ' Euphrate ( Abu H ureyra) o u c elles d u s ud ( Shoukba , S alibyiah, e tc.). L es p opulations q ui r öoccupent l e N öguev a u N atoufien r ecent n e f ont p as n on p lus u sage d e c ette r etouche. E n r evanche, l e n ord d 'Israöl s emble a voir , d ös l 'origine, p röförö d es s egments p lus c ourts q ue c eux d es r egions p öriphöriques. E nfin, l es g roupes d u N öguev p araissent s 'Atre e ngages p röcocement d ans l a m ise e n o euvre d e p ointes d e f löche p rimitives, a vec l e H arifien , a lors q ue l e r este d u L evant c ontinuait d e d öpendre d es s egments. L 'emploi d e l a t echnique d u m icroburin, c ontrairement ä c e q u 'avait p ens6 N euville, n e p eut ö tre p ris e n c ompte c omme i ndicateur c hronologique. D ös l e d öbut d e l a p öriode, l a t echnique e st u tilisöe s ur c ertains g isements e t n ögligöe a illeurs, s ans q u 'il s oit a isö d 'y d ömöler u ne l ogique. O n p eut s eulement m ettre e n e vidence, d ans l e s ud d e l a z one d 'influence d u N atoufien, l 'existence d 'une t radition q ui m et l a t echnique ä i ntense c ontribution, q ue B eidha m anifeste d ös l a p hase a ncienne, e t q ui s e p erpötue ä R osh H oresha, R osh C in e t I ra 1 0, p endant l a p hase r öcente. S ur t ous c es g isements, l es d öchets a bandonnös s ont d es m icroburins o rdinaires. A illeurs, q uand e ile e st e mployöe, l a t echnique l 'est d e f aQon m odöröe e t v ariable. L es m odulations d e l a p resence d es K rukowski a pparaissent ä c et ö gard e xemplaires. O n r emarque, e n e ffet, ä M allaha ( Ib) e t s ur l a t errasse d 'Hayonim, u ne c ertaine a ssociation d es p etits s egments a vec d es m icroburins d e c e t ype. P ourtant, i i n e s ' agit p as d 'un t rait g önöral: F azael I V n e c onnait p resque q ue d es m icroburins o rdinaires e t l es K rukowski d iminuent e n f röquence ä t ravers l es t rois c ouches d 'El Q uad ( Valla , 1 984, 1 77ss). L es p remiers e fforts d e N euville e t d e G arrod p our r eplacer l e N atoufien d ans l e t emps s 'appuyaient s ur s a p osition s tratigraphique d ans l a s equence a rchöologique l ocale, t eile q u 'on l a c onnaissait a lors, o u s ur d es r approchements ä l ongue d istance n öcessairement a löatoires. L es t entatives r öcentes ( Valla , 1 984, 1 82 184, G oringM orris, 1 985, 1 73) s e f ondent t outes s ur l es d atations l ' C q ui s e s ont m ultipliöes d epuis l es t ests d emandös p ar K enyon p our J öricho e n 1 958. T outefois, e t b ien q ue c es d atations s oient r elativement n ombreuses, u ne s oixantaine, l a c hronologie a bsolue d u N atoufien r este a ssez f loue. C ela t ient a u n ombre l imitö d es f ouilles e t s urtout ä l a q uasia bsence d e c harbon d e b ois d ans l es g isements d u n oyau p alestinien o ü l es m atöriaux b rülös s e p rösentent e n g önöral s ous f orme d e c endres g risätres p ulvörulentes. U ne p art i mportante d es e ssais o nt d onc ö tö m enös s ur d e l 'os ( El Q uad, K öbara , R akefet, N ahal O ren) o u s ur d e t rös p etits ö chantillons
( Mallaha ).
A ctuellement,
l es d ates
l es
p lus
L E N ATOUFIEN
2 75
hautes p roviennent d u o uadi J udayid, u ne s tation d u s ud j ordanien f ouillöe p ar D . H enry q ui, s ur 2 m2 , p armi 1 54 o utils, a uxquels s 'ajoutent 7 4 m icroburins, c ompte 9 6 s egments d e c ercle d ont l a m oitiö ä r etouche b ifaciale o blique ( Henry, 1 982, 4 37 e t t ableau 7 , 4 33). E lles o scillent e ntre 1 2.784±659 B P e t 1 2.090±800 B P. L es r ösultats o btenus d ans l a g rotte d 'Hayonim ( sur a ccölörateur), ö galement a ntörieurs ä 1 2.000 B P, m ilitent a ussi e n f aveur d 'un N atoufien a ncien d éjà f orme d ans l a s econde m oitiö d u l ie m illönaire a y. J .C. us s 'accordent e n c ela a vec l a p lupart d es t ests m enös p our l e K öbarien g öomötrique e t l e M oushabien q ui t ombent v ers l a f in d u 1 3e e t d ans l e 1 2e m illönaire ( l'exception l a p lus n otable e st K harreneh 4 , m ais i i s 'agit d e d atations s ur d e l 'os, m anifestement t rop r öcentes) ( Muheisen, 1 985). O n a dmettra d onc, ä t itre p rovisoire, q ue l e Natoufien a ncien a it P u s e d övelopper ä p artir d e 1 2.500 B P e n a ge 1 4 C . L 'äge a pproximatif d e l a f in d e l a c ulture e st i ndiquö p ar l es c omptages e ffectuös ä N ahal O ren e t ä M ureybet I A, l e p remier t rös b as
e t s ur l 'os, l es s econds o scillant s ur 3 00 a ns. O n d ispose a ussi d es d ates a cquises d ans l e H arifien, ä A bu S alem, M aaleh R amon e t R amat H an f ', e ntre 1 0.550±90 B P ( Pta-3292) e t 1 0.000±200 B P ( Rt-1068N), s i l 'on s 'en t ient a ux r ösultats c rödibles, e t d e c elles d e J ericho P roto-Nöolithique ( Sultanien) ( BM-106: 1 0.300±200 B P) e t d e M ureybet I B ( Lv-607: 1 0.590±140 B P). L e t ableau q ui e n r ösulte m anque d e c oherence. D ans l e N öguev, l e H arifien p arait p oindre p röcocement e t t enir l ieu d e N atoufien f inal. A illeurs, i l s emble q ue l es i ndustries d öfinies c omme n atoufiennes s oient r emplacöes p ar d 'autres d ans l e d ernier q uart d u 9 e m il Mnaire a vant n otre ö re. P robablement n e f auti l pas t rop f aire f ond s ur l es f igures o btenues ä N ahal O ren V e t ä E l Q uad B 1. I l p arait d onc r ais?nnable d e p enser , p our l 'instant, q ue v ers 1 0.3000-10.200 B P, e n a ge 1 C , l e N atoufien, p artout d ans l e L evant, a ö voluö v ers a utre c h?se. L a r öpartition d es d ates 1 C o btenues j usqu 'ä p resent d ans l e N atoufien e ntre l es t rois p hases i dentifiöes p lus h aut f ait r essortir s urtout l 'insuffisance d e n os d ocuments. M ise ä p art c elle d 'El Q uad, a ucune s equence l ongue n 'a f ait l 'objet d e s eries d e t ests ö tendues ä p lusieurs p hases. M algrö c es l imitations, l es f aits n e s ont p as, e n g ros, d ösordonnös m ais i ls n e p ermettent q u 'une a pproche s ans f inesse. L es i ndustries a ttribuables ä röpisode a ncien f ournissent p our l a p lupart d es d ates a ntörieures ä 1 1.000 B P. L 'öpisode r ecent n 'est d ate q ue s ur q uatre g isements. D es v ingt-cinq r ösultats d isponibles, t rois a u q uatre p araissent a berrants, t rop h aut o u t rop b as. L es a utres p ointent v ers l a p öriode 1 1.000-10.500 B P. C omme a ttendu, l es d ates d u N atoufien f inal s e c oncentrent d ans l es q uelques s iöcles q ui s uivent. E n r ésumé, e t p our n e p as s e l aisser 1 . eurrer p ar u ne p röcision i llusoire, l es d onnöes a ctuelles d u 1 C n e s 'opposent p as a ux c onclusions s uggöröes p ar l a s tratigraphie e t l a t ypologie. E lles p ermettent, s ur l 'öchelle q ui e st l a l eur , d e p lacer l e N atoufien e ntre 1 2.500 e t 1 0.200 B P e nviron, a vec d es a rticulations v ers 1 1.000 e t 1 0.500 B P, r espectivement. P arvenu ä c e p oint, i l r este ä t enter d e s uivre l e N atoufien d ans l e d öveloppement d e s es p rincipaux c aractöres. M ais p our e ssayer d e l e c omprendre, i l n e s uffit p as d e s 'intöresser a u c omportement d es h ommes. I l e st e ssentiel d e t enir c ampte d es p aysages d ans l esquels us a nt v öcu, a u m ains s 'il e st v rai q ue l 'homme f ait p artie d 'un
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s ystöme d ont t ous l es e lements r eagissent l es u ns s ur l es a utres. O n s 'interrogera d onc s ur l es c onditions c limatiques e t, s urtout, s ur l es f luctuations d u c limat a u L evant p endant l a p öriode c onsideröe, a vant d 'en v enir a ux a spects p roprement c ulturels. U ne p remiere r emarque s 'impose: d ate d e 1 2.500-10.200 B P, l e N atoufien o ccupe u ne p eriode m arquee p ar u ne a ugmentation a ssez r apide d e l a t emperature d ans l 'hemisphere n ord, e ntre l a d erniere g laciation e t l e P ost-glaciaire ( Dansgaard e t a l ., 1 971 , 4 8 , f ig .6; D eschger e t a l ., 1 983, 1 04, f ig .1). L es c onsequences p recises d e c e p henomene s ur l es c limats d u L evant d emeurent i ncertaines. E lles n 'ont p ourtant p as d ü e tre n ulles. L a d iminution d e l a t aille d e p lusieurs M ammiferes, e n p articulier d es C arnivores ( Kurten, 1 965; D avis, 1 981), s uggere u n c ertain r öchauffement. D ans c e c ontexte, l e f ait q ue d eux M uridös ( Apodemus S . s ylvaticus e t A .S . M ystacinus) s ont, a u c ontraire, p lus g rands q u 'au K öbarien ( Tchernov, 1 982, 1 13) p ourrait s 'expliquer p ar l e j eu d e l a c ompetition d es e speces. E n r evanche, p ar r apport ä c eux d 'aujourd 'hui, l es R ongeurs n atoufiens s ont p lus g rands, c e q ui s 'accorde a vec l a p resence, j usque d ans l a p hase r öcente d e M allaha , d 'oiseaux p alöarctiques q ui n e f röquentent p lus l a r egion ( Pichon, s ous p resse) p our i ndiquer q ue l e c limat d emeurait p lus f roid q ue l 'actuel, c onformement ä c e q u 'on p eut e ntrevoir d e l 'elevation d es t emperatures a pres 1 0.000 B P. L es c hangements d e l 'humidite s ont p lus d ifficiles ä e valuer. L e g onflement o u l a c ontraction d u c ouvert f orestier e n e st p er9u c omme u n b on i ndicateur, m ais o n manque d e m oyen s ür p our l 'apprecier e t l a r eference ä l a s ituation a ctuelle, c onsecutive ä p lusieurs m illenaires d e d epredation p ar l 'homme e t s es t roupeaux, ä q uoi s 'ajoute l e c aptage d e l a p lupart d es s ources, r isque d e b iaiser l es i nterpretations. L es d iagrammes p olliniques e n s eraient l e p lus f idele r eflet, m ais i l f audrait d isposer d e s eries d 'analyses c onvergentes... S elon l 'ötude d e T sukada p our l e l ac H oule, u ne p eriode h umide, m arquee p ar d 'abondants p ollens d e C hene ( jusqu eä 7 0%), s e d övelopperait e ntre 1 4.000 e t 1 0.000 B P, s oit p endant l e K öbarien g eometrique e t l e N atoufien ( Van Z eist e t B ottema , 1 982). T outefois, l es a nalyses r ealisees s ur d ifferents s ites a rchöologiques d onnent u ne i mage u n p eu d ifförente, o ü l a v egetation a rboröe n e s erait p as s i a bondante. P ar r apport a ux é poques a ntörieures, u n e pisode h umide s e d övelopperait a u K öbarien g eometrique ( Fazael V III), o u s eulement ä l a f in d e c et e pisode, e t a u N atoufien a ncien ( Terrasse d 'Hayonim, O uadi J udayid, M allaha I V). M ais l es p ollens d 'arbres n e c omptent j amais p our p lus d e 1 3% d u s pectre ( Leroi-Gourhan, 1 984; D armon, 1 984; H enry e t a l ., 1 981 , 1 985). L a s öcheresse r eprendrait l e d essus d es l e N atoufien r ecent, a vec 4 % ä 6 % d e p ollens d 'arbre s ur l a t errasse d 'Hayonim. L a d isparition d es p lantes a quatiques ä M allaha I c p ourrait s ignaler l 'eloignement d u l ac. P lus a u n ord, e t d ans u ne z one c limatique d ifförente, M ureybet I A s erait a ussi t res s ec. L 'aridite p ersisterait a u d ebut d u K hiamien e t s e r elächerait p endant c ette p hase ( 18% d 'arbres ä S alibyiah I X) p our f aire p lace ä p lus d 'humidite a u P .P.N.A. L a c oherence m itigöe d e c es r ösultats i ncite ä l es c omparer a vec d 'autres. L es v ariations d u n iveau d u l ac L isan p araissent p articulierement s uggestives. S elon N eev e t H all, a pres u ne p remiere d öcrue e ntre 1 8.000 e t 1 6.000 B P, l e l ac s erait r evenu ä s on m aximum d e 180 m e ntre 1 5.000 e t 1 3.000 B P. U n a ssechement r apide e t c omplet
L E N ATOUFIEN
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a urait s uivi e t s e s erait m aintenu j usque v ers 1 0.500 B P. L e l ac s erait e nsuite r emonte u n p eu a u-dessus d e s on n iveau a ctuel p our s e c ontracter ä n ouveau a ux e nvirons d e 7 .000-6.500 B P. C ette s equence, q ui s 'expliquerait p lutöt p ar l e c limat q ue p ar l a t ectonique, n 'est p as i nfirmee p ar l a d istribution d es g isements p rehistoriques d ans l e o uadi F azael e t l e b assin d e S alibyiah. A u ne e xception p res, l e K ebarien e t l e K öbarien g eometrique n e s 'y r encontrent p as a u-dessous d e 180 m . L e N atoufien a ncien, a u c ontraire, s e t rouve ä 218 m ä S alibyiah X II. I l y c orrespond ä d es l imons c olluvies d eposes a pres u n e venement t ectonique p ar-dessus u n c one d 'alluvions l ui-meme m is e n p lace l orsque l es d epots d e l a L isan, q ui n 'affleurent p as ä c et e ndroit, e urent e te e rodes. O n s ait q u 'ä J ericho, i l e st ä 251 m . L e N atoufien r ecent d e S alibyiah I s e t rouve ä 230 m , a u f ond d u b assin, d ans d es a rgiles e t l imons g ris-noir m arbres d ont l a b ase, q ui p asse p rogressivement a u b run-gris, p arait r epresenter d es m arecages e n d isconformite s ur l es m arnes d e l a L isan. L es p rincipaux s ites n eolithiques, G ilgal I , N etiv H agedud, o ccupent d es e minences q ui d ominent l a c uvette. S chuldenrein e t G oldberg e n d eduisent u n e pisode d 'erosion majeur ä l a f in d u K ebarien g äometrique ( 15.000-14.000 B P), s uivi p ar u n r etour ä d es c onditions m om s s everes a u N atoufien r ecent, a vec m arecages e t s ources, p uis u ne r eelle a melioration a u P .P.N.A., o n u n r egain d 'humiditä s 'accompagne d e c olluvionnements p lus i mportants, m arques p ar l 'apport d e l imons e t d 'argiles r oses d erives d es p entes d e l a S amarie. C omme o n v olt, s i l es g eologues s 'accordent a vec c ertains p alynologues p our n oter d es f luctuations c limatiques ä l a f in d e l 'gpipaleolithique, l a c oncordance d e c es f luctuations n 'est p as e tablie. L a f aune o ffre u ne t roisieme v ole d 'accös. I ci l 'abondance d es g azelles p resque p artout d ans l e t ableau d e c hasse p arait d ecisive. M ais s on i nterpretation f ait l 'objet d e c ontroverses. O n a p u y v oir, s oit l 'indice d 'un c limat s ec ( Bate, D avis), s oit l e r esultat d 'une p reference c ulturelle p our c e g ibier ( Vaufrey, H enry), s oit, e nfin, l e s igne d 'un c ontröle p roche d e l a d omestication ( Vita-Finzi e t H iggs, G arrard). L es d onnees s usceptibles d 'une m ise e n s equence f ine n e s ont m alheureusement p as t res n ombreuses s i o n e carte l es e chantillons t rop f aibles. O n a c umule d ans l e t ableau 3 l e p ourcentage d es o s d 'ongules f orestiers ( Capreolus, C ervus, D ama) o ppose ä c elui d es g azelles, e n t ächant d e r egrouper l es g isements s elon l eur l ocalisation g eographique e t l eur e nvironnement. I i n 'y a a ucune d onnee p our l e K ebarien g eometrique. L e r etrait d es f orestiers a u N atoufien , p ar r apport a u K ebarien, s e f ait s entir p artout. I l s emble m eme q ue c es a nimaux a ient p resque d isparu d ans l e s ud d e l a P alestine a u N atoufien r ecent, a lors q u 'ils s e m aintiennent d ans l e n ord o ü l eur f requence a ugmente e n f in d e s equence ä E l O uad e t ä M allaha , m ais n on ä N ahal O ren. E n d efinitive, l a t hese d 'une p reference c ulturelle n e p eut A tre e cartee, m ais l es v ariations d 'un e nvironnement ä l ' autre d emontrent a ussi u n e vident p ragmatisme q ui l aisse s a p lace ä l 'influence d u c limat. L es p references d es c hasseurs s ont b ien i llustrees p ar l a s ituation o bservee d ans l a g rotte d 'Hayonim. L ä , l es N atoufiens, t outes p hases c onfondues, o nt l aisse u ne f aune d 'ongules o ü l es g azelles c omptent p our 8 7%. C e c hiffre e st c orrobore p ar l a p roportion d ans l 'avifaune d es o ssements d 'oiseaux v ivants e n m ilieu o uvert e t s ürement c hasses p ar l 'homme, q ui a tteint 9 1,03%. T outefois, l es
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c alculs p ondörös d e J . P ichon, f ondös s ur l e n ombre m inimum d 'oiseaux r ecueillis, o ü f igurent u n g rand n ombre d e p assereaux r ögurgitös p ar l es r apaces, s uggörent u n e nvironnement b oisö ä p rös d e 3 0%. L e c hoix d es c hasseurs n e f ait p as d e d oute. I l e st p lus d ifficile d e s avoir j usqu 'ä q uel p oint l es c hiffres e n r endent c ompte f idölement. C 'est p ourquoi o n h ösite ä i nterpröter e n t ermes c limatiques l e r ecul d es g azelles ä M allaha I c. A c e n iveau, l a c hasse a ux a utres o ngulös, s ylvicoles o u n on, p arait s tötre i ntensifiöe, e n m öme t emps q ue l a r echerche d es o iseaux a quatiques. L a m icrofaune, q ui p ourrait ö tre p lus u tile p arce q ue l es p etits m ammiföres s ont p lus s ensibles q ue l es g ros a ux v ariations c limatiques e t p arce q ue l eur i ntroduction s ur l es g isements e st i ndöpendante d e l a v olontö d es h o mes, n e c onfirme q ue l 'ambiguitö d es r enseignements q ui p räcödent, f aute d 'analyses e n s tratigraphie f ine. C o me p our l a f aune, l e K öbarien g öomätrique n 'est p as c onnu. E n c ombinant l es d onnöes d e l a g rotte d 'Hayonim e t d e R akefet, T chernov o btient l es r ösultats s uivants ( 1982, f ig .4 e t 5 ). E ntre l e K öbarien e t l e N atoufien, l a r epresentation d es s ylvicoles v an e ä p eine ( de 7 ,5% ä 6 ,94%) m ais c elle d es r ongeurs q ui v ivent e n m ilieu r ocailleux p asse d e 1 6,66% ä 2 5%, a ux d epends d u m ilieu o uvert q ui & cro f t d e 7 5 ,83% ä 6 8,05%. C omme l e d aim, röcureuil, u n b on t 6moin d e l a f orät, s e t rouve d ans l e N atoufien a ncien d e K öbara , d 'El Q uad, d e M allaha e t d 'Hayonim, o ü i l e st s i a bondant s ur l a t errasse q u 'il p ourrait a voir ö tö c hassö ( Henry e t a l ., 1 981, 5 0). T ous l es d eux c ohabitent a u N atoufien r ecent a utour d e S houkba , m ais m anquent ä H atoula, q uelques k ilomötres p lus a u s ud. A u N atoufien f inal, röcureuil p ersiste ä E l O uad e t ä M allaha, s euls s ites p our l esquels l es d onnöes a ient ö tö p ubliöes. M entionnons e ncore r apidement l es c oquilles t errestres, d ont u ne, S phincterochila c ariosa, a H ayonim e t ä E l O uad A , d onne u ne i ndication s ur l a p luviositö m inimum p uisqu 'elle e xige a u m ains 5 00 m m d e p luie p ar a n ( il t ombe a ujourd 'hui 6 00 ä 7 00 m m d 'eau s ur l es p iömonts o ü s ont c es g isements). L a m ultiplication d 'Euchondrus s eptendatatus e t d e C alaxis H ierosolumarum a E l O uad A , s i e lles s ont b ien c ontemporaines d e l 'industrie, p ourrait i ndiquer u ne a ugmentation d e l 'humiditö a u N atoufien f inal ( Tchernov, i n V alla e t a l ., s ous p resse). U n r apide b ilan d es f aits a cquis e t d e c eux q ui d emeurent o bscurs m ontre q ue l a r öalitö d e f luctuations c limatiques i mportantes p endant l es q uelques m illönaires q ui e ncadrent l e N atoufien n e f ait g uöre d e d oute. L e p aysage q u 'ont f röquent6 l es h ommes d e c ette é poque d ans l e s ud d u L evant d evait ö tre a ssez d ifförent d e l ' actuel. L e c limat ö tait p lus f roid e t, p eut-ötre, p lus h umide. L e c ouvert f orestier ö tait p lus ö tendu; a illeurs, l e t errain ö tait m ieux g arni d e s ol, q uoique l e r ochen d önudö n e m anquät p oint. L a b asse v allöe d u J ourdain d evait ö tre p lus v erte: l e d aim p ersiste ä t ous l es p oints c onnus d e l a s equence M barien-N6olithique p rä-cöramique A d ans l a r egion d e F azael-Salibyiah. I i m anque t outefois ä J ericho. O n n e p eut m alheureusement g uöre a ller p lus l oin. L e d öroulement d es e pisodes c limatiques r este m al a ssure. L a d atation p recise d es f aits g öologiques e st t oujours d ifficile. O n n e s alt p resque r ien d es f aunes d u K öbarien g öomötrique, q ui f ourniraient u n j alon c apital. Q uant a u r este d e l 'information, i i s erait d angereux d e t rop l e s olliciter.
L E N ATOUF1EN
2 i7
P our s ortir d e l 'incertitude o n a r ecouru ä l a d ensit6 d u p euplement d u N öguev: l e K öbarien g 6om6trique y e st b ien r eprösent6, a lors q ue l e N atoufien a ncien n 'a l aiss6 q ue q uelques s tations d e s urface. L e N atoufien r ecent d onne a u m om s u n s ite b äti ( Rosh C in) e nfin, l e H arifien a pparait c omme u ne s orte d '6panouissement. T ranspos6 e n t erme d e c limat, c ela p ourrait s upposer u n K öbarien g 6om6trique h umide, s uivi d 'un N atoufien a ncien s ec, p uis d 'une a melioration p rogressive j usqu'au H arifien ( Goldberg e t B ar-Yosef, 1 982, 4 02-403). C ette s uccession n 'est p as s ans a nalogie a vec c elle p ropos6e ä p artir d es n iveaux d u l ac L isan . E lle a p ourtant l 'inconv6nient d e r eposer s ur d es f aits h umains e t d onc s ur d es c hoix d ont l es m otifs r estent d outeux. O n d oit a dmettre n e p as s avoir e ncore t rös b ien s ynchroniser a u L evant f aits c limatiques e t f aits c ulturels: u n d es f acteurs i mportants q ui a gissent s ur l a v ie d es h o mes r este h ors d e p ort6e. I i f aut p rendre l a s uite d es f aits d e c ulture s ans c hercher d 'influences p rovisoirement i naccessibles. L eur m ise e n o rdre c hronologique v a n ous c onduire ä l 'esquisse d 'un m odöle q ui s '6carte u n p eu d e c ertaines d es i d6es a dmises. L es a nt6c6dents l ocaux d es ö tablissements n atoufiens d emeurent t rös m al c onnus. O n p eut e n d iscerner l es o rigines l ointaines d ans l e K öbarien d 'Ein G uev I e t l e K 6barien g öom6trique d 'Ein G uev I II, o ü i i s emble q ue d es c uvettes a ient ö tö a m6nag6es ä c ontre-pente d ans l es c ollines q ui s urplombent l e l ac d e T iböriade, s elon u ne t echnique q ui p r6figure l es h abitats s emi-enterr6s u ltörieurs. A E in G uev I II, l 'habitation, p lusieurs f ois r efaite, ö tait d 6limit6e p ar d es p ierres ( Martin e t B ar-Yosef , 1 978, 2 19). C e c as p ourrait s e r eproduire ä H aon I II, s ur l e m öme h orizon c ulturel ( Bar-Yosef, 1 975 , 1 3). L 'association d 'une h abitation e t d 'une s öpulture e st a ttest6e ä E in G uev I , o ü u ne f emme a 6 t6 i nhum6e s ous u n d es s ols d e l a c abane ( Bar-Yosef, 1 970, 1 10ss). D ans l e K 6barien g 6om6trique, l a s ituation d e l a s öpulture d e N ewe D avid p ar r apport ä l 'habitation r este p roblömatique. C es t rös f aibles i ndices s uggörent t out d e m öme q ue römergence d es 6 tablissements n atoufiens f ut p lus g raduelle q u 'il n 'y p arait. A c ontrario, o n d oit c ependant t enir c ompte d es p ratiques f unöraires a pparemment d ivergentes n ot6es d ans l a c ouche k äbarienne ( C) d e K öbara, o ü o n a c ru r econnaitre d es r estes d e c remation ( TurvilleP etre, 1 932, 2 76). D ans r ötat a ctuel d es d ocuments, l es c onstructions n atoufiennes t ömoignent d 'un s aut c onsiderable p ar r apport a ux a mönagements a ntörieurs. A c et ö gard, c 'est l a p hase a ncienne q ui p r6sente l a p lus g rande d iversitö. O n c ontinue ä c reuser p our p röparer l es s urfaces u tilisöes. L e m ur d 'El O uad, c eux d e M allaha o u d u O uadi H ammeh 2 7 ( zone X X F , E dwards e t a l., i n p ress) s ont d es p arements d resses c ontre l a l imite d es e xcavations. D e m öme, l es s tructures q ui f orment l e p rincipal e nsemble d e c onstructions d ans l a g rotte d 'Hayonim s ont e n p artie e nterr6es d ans l es d öpöts p r6c6dents; i i s emble q u 'on a it d ögag6 u ne g rande f osse p our l a b ourrer e nsuite d e b locs d e c alcaire e n r 6servant l es e spaces d estin6s a ux " maisons". A J 6richo, s elon K enyon, o n a urait c reus6, m ais c ette f ois a utour d e l a s urface u tile, c onserv6e c o me u ne s orte d e p late-forme c ontre l aquelle u n m uret ö tait 6 tabli ( Kenyon, 1 981, 2 71-272). D ans c ertains c as, c o me ä E l O uad e t ä J 6richo, o n a 6 t6 j usqu 'ä a planir l e s oubassement c alcaire. A
c ette
t echnique
t raditionnelle,
e xploit6e
s ur
u ne
p lus
l arge
2 78
F .
V ALLA
ö chelle, s 'en a joute u ne s örie d 'autres, q ui, e lles, s ont n ouvelles. L es p arements e n m oellons d e c alcaire p euvent a voir p lus d '1 m d e h aut ä M allaha . O n u tilise a ussi u n e nduit o btenu ä p artir d e c alcaire b royö m ais n on c ult ( Mallaha , a bri I ) ( Goldberg, c or n . p ers.), e t, p our f aire d es m urets, l 'argile a rm6e d e b ois ( Jericho). L a t echnique d u b ourrage e ntre d eux p arements s erait a ttestöe ä J ericho. E nfin, ä B eidha , d es s ortes d e b riques p rimitives, f aites d e l imon s ableux e t n oyöes d ans u ne b oue a rgileuse, o nt ö tö e mployees p our c onstruire u n m ur c urviligne h aut d 'l m , s ur f ondation d e p ierre ( Kirkbride, 1 967, 1 0-12). L es t oitures e taient p arfois s outenues p ar d es p oteaux c alös d ans d es t rous m assifs c einturös d e p ierre, c omme d ans l 'abri 1 31 d e M allaha . L ä o ü d es h abitations o nt p u ö tre c lairement d efinies, e lles s ont r ondes, o vales o u s emi-circulaires, a lignöes a u p ied d 'un t alus, ä M allaha , o u g roupöes e n c ellules d 'abeille, d ans l a g rotte d 'Hayonim . E lles s ont p eu n ombreuses: t rois o u q uatre u nites ö ventuellement c ontemporaines s ont c onnues s ur l e p remier s ite ( Valla , 1 981, f ig .2) e t s ix s ur l e s econd ( Bar-Yosef, 1 979 , f ig .1). I i n 'y a g uöre d e f osses p roprement d ites ä c ette p hase, s inon ä M allaha o ü o n e n m entionne d eux. L es s öpultures s emblent a voir ö tö s tratifiöes a vec l es c onstructions. T outefois, l e d etail d es h abitudes f uneraires p arait a voir ö te d ifferent d e g roupe ä g roupe e t s usceptible d e m odifications a vec l e t emps. S elon G arrod, l es p remieres s epultures s ur l a t errasse d 'El O uad a uraient r euni p lusieurs s ujets, p arfois e n p osition c ontractee f orcöe. P lus t ard, l es m orts a uraient ö te e nterres i solöment e t l egörement f löchis. U n t roisiöme e nsemble d e t ombes, c ollectives e t i ndividuelles, r assemblöes d ans l a g rotte, n e p eut A tre p lace c hronologiquement p ar r apport a ux d eux a utres, b ien q u 'appartenant a ussi a u N atoufien a ncien. A M allaha , l es i ndividus d e l a p hase a ncienne s emblent a voir e te e nfouis i solöment, p lus o u m om s f löchis e t p arfois, p eut-ötre, s ous l es m aisons, a lors q ue l eurs c ontemporains d 'Hayonim e taient r assembles l e p lus s ouvent ä l ' arriere d e l a g rotte, ä l a l imite d e l a z one h abitee. A u O uadi H ammeh 2 7, l a s eule t ombe c onnue, ö loignee d e l a f ouille p rincipale, r enfermait a u m om s t rois s ujets e n s epulture s econdaire. C omme a utres v ariantes, c ette f ois s ur d es s ites n on c onstruits, o n p eut s ignaler, ä K öbara , u ne f osse q ui c ontenait p öle-möle d es c orps d 'adultes e t d 'enfants a pparemment j etös e t r ecouverts d e p ierres ( Turville-Petre, 1 932, 2 71), e t c elle d 'Erq e l-Ahmar o ü s e t rouvaient a u m om s s ix s quelettes i ncomplets e n i nhumation s econdaire e t u n s eptiöme e n s epulture p remiöre ( Neuville, 1 951, 1 09-110). T raduites e n t ermes d e c onception d e l 'espace, c es d onnees p araissent e xprimer l a c onscience d 'un c entre, s ymbole d e l a p örennitö d u g roupe, q uel q ue s oit d 'ailleurs l e d egrö d e s edentarite d e s es m embres. L a p rösence, d ans c ertaines t ombes, d e p arures, o u , e xceptionnellement, d 'objets d isposes a vec l e c orps - u ne l ongue b aguette d 'os a vec H .33 ä H ayonim ( Bar-Yosef, 1 979 , 9 6 ), u ne d ent d 'Equide ä c ötö d e c hacun d es c ranes d 'Erq e l-Ahmar, u n j eune C anidö p rös d e l a t öte d 'H.104 ä M allaha ( Valla , 1 975-1977 ) -i mplique p eutö tre l 'idee d 'une e xistence p ost-mortem , c e q ue p arait c onfirmer l e d epöt d e p ierres s ur l es a rticulations o u l a p oitrine d e p lusieurs d öfunts. C ertaines m anipulations, s uggöröes p ar l a p resence d e r estes c räniens s ur c ertains s ols d e M allaha,
s upposent u n i nteröt
p our
c es
L E N A7OUFIEN
2 79
o ssements d estines ä s e p erpetuer l ongtemps. L a p ortee s ociale d es f aits o bserves r este ä d ecrypter . L a p rincipale t entative d ans c e s ens ( Wright, 1 978) n 'a p as c onvaincu, t ant i l e st m alaise d 'interpreter l es m odestes d önivellations q ui d istinguent l es s epultures. L 'economie d es N atoufiens p ose u n a utre p roblöme e n r aison d e l a d ifficultö q u 'on e prouve ä c erner l a p art d es v egetaux d ans l 'alimentation, e t p lus p recisement c elle d es c ereales d ont o n p eut s e d emander s i e ile n 'est p as s urevaluee p ar p rojection d e l a s ituation u lterieure o ü l es g rains j oueront u n r ole p rimordial a vec l a d omestication . I ncontestablement, e n m eme t emps q ue l ' architecture s e d äveloppe, l e m obilier l ourd p rend u n e ssor c onsiderable: p ilons e t m ortiers, m ais n on m eules, a bondent, q ui d oivent e tre e n p artie a ssocies a u t raitement d es n ourritures v egötales, q uoique n ombre d 'entre e ux p ortent d es t races d e c olorant. P ourtant i l n 'y a p as d e s ilos, l es a nalyses p olliniques n 'indiquent p as d e c ereales, e t l es g raines e lles-memes s ont r arissimes. A u O uadi H ammeh 2 7, l es g raminees ( orge, s tipe) s ont m om s a bondantes q ue l es l egumes ( indetermine e t l entille). A H ayonim , d 'oü p roviennent l es m eilleurs e chantillons q u 'on c onnaisse, ä c öte d e d eux g rains d 'orge, d 'amandes e t, p eutA tre, d e p ois, c e s ont l es l upins ( Lupinus p ilosus) q ui f orment l 'essentiel d u m ateriel ( Hopf e t B ar-Yosef, s ous p resse). D e s on c öte, l a f aune i ndique, o utre l a p ression e xercee s ur l es g azelles, l a r echerche d e t outes s ortes d e p etites p roles. L 'existence d e p etits s ites, d ans l es r egions p eriphöriques, s uppose p eut-etre d e p etites e xpeditions d e c hasse. O n r etiendra a ussi l es r esultats d e S illen ( 1984, 1 51s) q ui, p ar l 'etude d e l a p roportion r elative d u S tronthium e t d u C alcium d ans l es o ssements, p arvient ä N atoufiens a nciens c onsommaient a utant p redecesseurs K ebariens, m ais p as d avantage.
l a c onclusion q ue l es d e v egötaux q ue l eur
L 'art d e c ette p öriode a pparait d 'emblee p arfaitement d öveloppe. I i e st f iguratif a vec d es m anches d 'outils s culptes d 'animaux e n r ondeb osse c onnus ä E l O uad e t ä K öbara , e t q uelques p etits o bjets, c omme l a t ete h umaine e n c alcite d 'El O uad o u l e " scarabee" ( ?) ( Perrot, 1 976, f ig .6) d e M allaha. I i p eut a ussi s e m ontrer p lus o u m om s g eometrique e t a bstrait s ur d es o bjets d 'os ( Köbara , H ayonim) o u d e p ierre ( Erq e l-Ahmar , O uadi H ammeh 2 7). L es p arures d 'El O uad s ont u ne a utre m anifestation d e l a s ymbolique d e l 'epoque. L 'architecture d e l a p hase r ecente p oursuit l es t raditions d eveloppees p recedemment. O n c ontinue d e c reuser p our e nterrer d es h abitations d ont l es p arois s ont r evötues d e b locs c alcaires ä N ahal O ren, e t ,M allaha o u äR osh C in, m ais n on ä A bu H ureyra . P ourtant, c ertaines d es t echniques d u N atoufien a ncien n e s ont p lus a ttestöes, p eut-etre ä c ause d u s eul h asard d es d ecouvertes. L es m aisons t endent ä e tre p lus o u m om s r ondes. A M allaha , e lles s ont p lus n ombreuses q u 'auparavant e t s ' alignent s ur l e s ommet, s ur l a p ente e t a u p ied d 'un t alus, a lors q ue l e g roupement d es q uatre s tructures r econnues ä R osh C in r appelle c elui o bserve d ans l a g rotte d 'Hayonim ä l a p hase a ncienne. L es f osses s ont m aintenant n ombreuses ä M allaha , o ü e lles s e t rouvent p lutöt d ans l es r emplissages q ue d ans l es a bris. L eurs d imensions v arient. L es p lus g randes, q ui s 'elargissent
v ers
l e
b as,
p euvent
a voir
8 0
c m
d e
d iamötre
ä
l 'ouverture e t p lus d 'l m d e p rofondeur. C ertaines s ont e nduites, a u m om s partiellement, s oit d e c ouches d 'argile, s oit d 'un m ateriau
2 80
F .
V ALLA
r etrouv6 s ous f orme d e n odules b lanchätres e t q ui 6 voque l e r evötement d e l 'abri I . I l e n e xistait a ussi ä N ahal O ren, a u p ied d 'un m ur v raisemblablement d e s outönement e t d ans u ne " maison". U ne a utre a 6 t6 r econnue s ur l a t errasse d 'Hayonim, ä l 'ext6rieur d e c e q ui p ourrait ö tre u ne h abitation: e ile a pparait p eu p rofonde ( 30 c m), ö vas6e, t apiss6e d e d alles d e c alcaire. L e c ontenu d e c es f osses i ndique q u 'elles o nt P u s ervir d e p oubelles o u d e s 6pultures, m ais i l e st p arfois a morphe, e t l 'interpr6tation c omme s ilo r este p ossible. O n c ontinue ä e nfouir l es m orts ä p roximit6 d e l 'habitat e t l a v ariabilit6 o bserv6e a nt6rieurement n e s e d äment p as. L es t ombes d 'El O uad s ont i ndividuelles, c orps l ögörement f löchi. C elles d e N ahal O ren r enfermaient u n s ujet r epli6, o u p arfois p lusieurs. E lles s emblent a voir 6 t6 r egroup6es e n u n c imetiöre e t m arqu6es s yst6matiquement p ar d e g rands m ortiers d 6fonc6s e n c alcaire ( Stekelis e t Y israeli, 1 963, 1 1-12; C rognier e t D upouy-Madre, 1 974, 1 03s.). A S houkba , l es s 6pultures 6 taient p rimaires o u s econdaires, p arfois m ultiples. T outes c es p ossibilitös s e t rouvent 6 galement ä M allaha , q ui e n f ournit l es m eilleurs e xemples, a vec u ne p redilection p our l es t ombes c ollectives d ans l es r emplissages. C ependant, e t e n o pposition ä l a f orte d ensit6 d es s 6pultures s ur l es s ites d u n oyau p alestinien, R osh C in, d ans l e N 6guev, e t A bu H ureyra, s ur l 'Euphrate, s ont v ides ä c et 6 gard. L e m obilier f un6raire d emeure r arissime: q uelques c hevilles o sseuses d e g azelle d ans u ne t ombe d e M allaha , q uelquefois d es p arures ( El O uad, M allaha ), p eut-ötre q uelques o bjets d e p ierre e t d 'os ä N ahal O ren, r epr6sentent l 'essentiel d e c e q ui a 6 t6 s igna16. L 'habitude d e p r6lever c ertains c ranes e st b ien a ttest6e s ur l a t errasse d 'Hayonim e t p robablement ä N ahal O ren. A . K eith s ignale a ussi u ne p iöce d 6coup6e d ans u n f rontal e xhum6 ä S houkba ( 1931, 2 092 10). T ous c es t raits r elövent d e l a m öme a mbiance q u 'ä l a p hase p r6c6dente. L '6conomie d es N atoufiens r öcents n 'est p as m ieux c omprise q ue c elle d e l eurs p r6d6cesseurs. L a f aune i ndique l a m öme r echerche d es p etites p roies. O n a v u q u 'ä M allaha u n c ertain g lissement d es h abitudes d e c hasse a ugmente l a p ression r elative s ur l es o iseaux d 'eau e t l es m ammiföres m om s e xclusivement s ecs q ue l a g azelle. C e p h6nomöne s e p roduit s imultan6ment a vec u ne b aisse d e l a p roportion d u S tronthium d ans l es o ssements, s ensible a ussi ä N ahal O ren, e t q ue S illen m et e n r apport a vec u n r ecul d e l a n ourriture v 6g6tale. L a c hasse j ouerait d onc u n r ole a ccru d ans l 'alimentation q ui, d u p oint d e v ue d es c onsommateurs, s 'am6liorerait. S i c ertaines f osses s ont b ien d es s ilos, l a s 6curit6 f ace ä l a f amine s 'accroitrait a ussi. T outefois, i i r este ä d eterminer q uels v 6g6taux ö taient u tilis6s, c ar l es s ites p alestiniens r estent m uets ä c et 6 gard. C e n 'est q u 'ä A bu H ureyra q ue l 'engrain, s auvage, e st b ien a ttest6. L 'art p oursuit s a t rajectoire. A nimalier , i i t rouve u ne d e s es p lus b elles e xpressions d ans l a s tatuette d e r uminant e n c alcaire g ris d 6couverte p ar N euville ä O umm e z-Zoueitina . U ne t öte h umaine p rovient d e N ahal O ren. L es m otifs g 6om6triques p ersistent e t d 6corent d es o bjets d 'os ( Shoukba), d e p ierre ( Nahal O ren) e t d e c oquille d 'oeuf d 'autruche ( Rosh C in). S ur c e d ernier g isement, l 'entr6e d 'une c abane 6 tait m arqu6e p ar u n m onolithe d ress6, a u p ied d uquel o n a vait c ach6 d ivers o bjets ( Henry, 1 976, 3 19).
2 e l
L E N ATOUFIEN
L 'architecture d e l a p hase
f inale
n 'est
p as
c onnue.
M allaha
a
c onserve s urtout p our c ette é poque q uelques p etites c onstructions e n p ierre e t d es f osses p arfois e nduites. A M ureybet, C auvin ( 1977, 2 1 e t 1 978, 2 6) d ecrit d es s ols s uperposes e n a rgile r apportee, q ui s ont l es p remiers e xemples " construits" q u 'on c onnaisse, e t q ui o nt d ü a ppartenir ä d es m aisons e nterrees a ux s uperstructures l egöres. D es f oyers s ont a ussi m entionnes. A illeurs, l es s ondages, t rop e xigus, n 'ont r ien d onne. L es s epultures s ont a ttestöes ä M allaha e t ä N ahal O ren. E lles s ont i ndividuelles, e n p osition a ssise o u r epliee. S ur l e s ite d u H oule, l a p lace s tratigraphique d e c ertaines d 'entre e lles s uggöre q ue l e l ieu a p u c ontinuer ä s ervir d e c imetiöre a pres s on a bandon c o me h abitat. L 'absence d e c onstructions l ourdes p ourrait l aisser s upposer u n r etour v ers d avantage d e m obilite. P ourtant, l e b ref d e l 'episode, l e h asard d es f ouilles, p euvent a ussi s uffire ä e xpliquer l a p auvretö d e l 'information. E n r evanche, l es c outumes f uneraires d e M allaha s emblent c onfirmer u ne p erception d e l 'espace c entröe s ur u n p oint s ymbole d e l a p erennite d u g roupe. L ' absence d e s epulture ä M ureybet, c omme ä A bu H ureyra , r eflete p eut-ötre d es p ratiques d ifferentes ä l 'egard d es m orts s ur l 'Euphrate e t e n P alestine, m ais l es s urfaces e xploitees s ont l imitees. L a s ubsistance c ontinue d 'être a ssuröe p ar l es m oyens t raditionnels. I l s e p eut q ue l a c ueillette r ecule; t outefois, l es i ndices, e ncore t rop f aibles ( pression a ccentuee s ur l a f aune f orestiäre ä E l O uad , r apport S tronthium/Calcium t rös b as d ans u n s quelette d e M allaha ), n e s ont p as d ecisifs. L 'emploi d e l 'engrain s auvage e st d 'ailleurs a ttestö ä M ureybet. P lus a u s ud, l 'interet p our l es v egötaux e st s ignale p ar l ' augmentation d es l ames l ust/ sees ä N ahal O ren e t ä F azael I V, m ais o n n e p eut p rouver l a c oupe d e p lantes c onsommees. U ne n ouveautö d oit e ncore e tre n otäe a u c hapitre d es ö changes ä l ongue d istance: d e l 'obsidienne a rrive ä M ureybet. Q uelques f ragments p arviennent a ussi ä M allaha , m ais l e n iveau n 'est p as s uffisamment s cellö p our q u 'ils n e p uissent ö tre i ntrusifs. L 'art d e c ette p hase d emeure m al c onnu. L es r epresentations h umaines s chömatiques s ur g alet d e M allaha l ui s ont p robablement a ttribuables e t p euvent s ignaler u ne t endance ä l ' abstraction. L a p arure c omprend d es p erles s pheriques e n c alcaire, i ncisees d 'une r ainure p our f ixer u n l ien, e t, ä M ureybet, d es b ätonnets p olis p erforös ä u n b out. D e c et e xposé u n p eu s ec o n r etiendra d 'abord d eux f aits. L e p remier, c 'est l e d öveloppement e xtraordinaire a u N atoufien a ncien d e l 'architecture
e t
d es
t echniques q u 'elle s uppose.
L e s econd s era l a
d iminution p rogressive, s i o n s e f ie a ux m esures d u C alcium e t d u S tronthium d ans l es o s h umains, d e l a n ourriture v ögetale, a vec s on c orollaire, l e r ecours a pparent ä u ne c hasse d e p lus e n p lus d iversifiöe. L 'essor d es t echniques a rchitecturales p endant l a p remiere p artie d u N atoufien s aute a ux y eux. M ais, p our l 'apprecier s ainement,i1 n ous m anque, e t l e r elais d u K öbarien g eometrique, e t l a p ossibilitö d 'en s uivre l a c omplexitärobable p endant u n i ntervalle d e t emps e stime ä p lus d 'un m illönaire. A p eine p eut-on ö valuer l a d istance q ui s epare l es p etites c ellules d e l a g rotte d 'Hayonim d es c onstructions s pacieuses,
e t,
p our
c elles
d ont
o n
c onnait
l a
s uccession
2 82
F .
V ALLA
c hronologique, d e p lus e n p lus s oignees, d e M allaha , p uisque l 'äge a bsolu d e c es d erniäres n 'est c onnu q u 'approximativement. P ourtant, m anifestement, l es g roupes d u N atoufien a ncien o nt f ranchi u n s euil s ur l a v oie d e l a s edentarisation. L 'importance d es t ravaux d e t errassement a uxquels us s e s ont l ivres l e p rouve, e t, p lus e ncore, l a d iversite d es t echniques m ises e n o euvre, d ont p lusieurs s ont n ouvelles. I l e st d ifficile d e s aisir c omment c es r emplissaient l es t rois f onctions q ui, s elon A .
e tablissements L eroi-Gourhan,
a ppartiennent ä t out h abitat h umain: c elle " de c reer u n m ilieu t echniquement e fficace, c elle d 'assurer u n c adre a u s ystäme s ocial, c elle d e m ettre d e l 'ordre, ä p artir d 'un p oint, d ans l 'univers e nvironnant" ( Leroi-Gourhan, 1 965, 1 50). L 'exploitation r ayonnante d 'un t erritoire ä p artir d 'un e tablissement o ccupe t oute l 'annee p ar l es m embres l es m om s m obiles d u g roupe s erait e nvisageable. U n c ommencement d e p reuve e n c c s ens e xisterait, m äme s 'il e st v rai q ue l a f requence d es s ouris e t d es m oineaux d epende d e l a p ermanence d e l 'habitat. D e s on c öte, l a r ealite d e m ouvement e t d 'echanges e st a ttestee p ar l es o bjets e trangers a ux a bords d es g isements q u 'on r encontre p artout, s elon l es c as, g räs, b asalte, p once, p oissons d e m er, d entales, e tc. A l 'interieur, l es c ellules d e l a g rotte d 'Hayonim, t rop e xiguäs, n e s emblent p as c omporter d 'amenagement p articulier. T out a u p lus y a -t-on r econnu d es c aches. A M allaha, a u c ontraire, o utre d es d allages, d es f oyers o nt e te r encontres d ont n i l e c ontenu n i l 'environnement n 'est h omogäne. A utour d e l 'un d 'eux, b ourre d 'os d e v olatiles, d es r epas o nt s ans d oute e te p ris. D ' autres n e c ontenaient q ue d es c endres. D ans u ne h abitation, d eux s ols s uperposes o nt ' lyre, l 'un a u-dessus d e l 'autre, d es a mas d e g alets d ont l a f onction n 'est p as c laire, m ais p articipe e videmment d e c c " milieu t echniquement e fficace" q ui n ous i nteresse. E n q uoi l es p remiers h abitats n atoufiens r eflötent l e c adre s ocial e st p lus m alaise e ncore ä e xpliciter. L es " cases" q ue n ous c onnaissons n 'expriment p as d e h ierarchie m ais e lles p araissent i mpliquer , d ans l a g rotte d 'Hayonim, u n t ravail c ollectif c oordonne. S i r estreints q u 'aient e te l es g roupes, u n m inimum d 'organisation s 'y m anifeste p ar l a f a wn d ont l es m aisons s ont e lles-mämes a gencees l es u nes p ar r apport a ux a utres. Q uant ä l a m aniäre d ont l 'habitat o rdonne l e m onde a utour d e l ui, i l e st p robable q ue l a f orme m Ame d es c ellules, r ondes p lutöt q u 'angulaires, e xprime a ussi, a u-delä d es c ontraintes t echniques, d es d onnees p sychologiques e t s ociales. O n a d it e galement q ue l e s oin d 'y e nterrer l es m orts a upräs d es v ivants p ourrait s ymboliser l a p erennite d u g roupe e t s on a ncrage d ans l 'espace. L a s uite d u N atoufien a joute p eu d e c hoses ä c es e lements d 'interpretation. D eux p oints v alent p ourtant d 'être r eleves. P our l a p remiere
f ois,
u n g rand m ortier a pparait d ans u ne m aison,
s igne p eut-
ä tre d e l 'integration d u t ravail ä l 'interieur. E ncore n e f aut-il p as t rop t irer d 'un e xemple u nique, a lors q ue l es m ortiers ä l 'air l ibre s ont f requents, s urtout s ous l a f orme d e r ochers c reuses e n p lace. T outefois, l 'habitude d e m oudre d ans l 'espace d omestique e st b ien a ttestee e nsuite, a u H arifien e t a u P .P.N.A. L 'autre p oint a t rait ä l 'organisation s ociale. I l e xiste c lairement ä M allaha d es m aisons d e d imensions d ifferentes. O n i gnore n aturellement c c q u 'il f aut m ettre e n c ause: l e s tatut d es l ocataires? l eur n ombre?... C urieusement l es d erniers s iöcles d u N atoufien n 'ont p as e ncore ' lyre d 'architecture.
L E N ATOUFIEN
2 83
L a t radition s e p oursuit p ourtant, m ais d ans l e N öguev, a vec l e H arifien, q ui a d onne d es s tructures r ondes, p lus p rofondöment e nterrees q ue l es d erniöres c onstructions d e M allaha o u c elle d e R osh C in, s ans d oute ä c ause d es i ntempöries a uxquelles e lles s ont e xposöes. O n y r elöve a ussi c ertains d öveloppements n ouveaux, s urtout ä R amat H an f: u n v estibule e t d es d alles d e c alcaire s urelevees c ontre l a p aroi, p our s ervir d e t ables, e t m arquees d e c upules e t d 'incisions. L 'integration f onctionnelle d e l a m aison, s ur u n p lateau v entö ä p res d e 1 000 m d 'altitude, e st i ci p articuliörement s aisissante. P ourtant, l es f ouilleurs s uccessifs s 'accordent s ur u n p oint: l 'etablissement n e s erait p as s ödentaire m ais s aisonnier . A bsence d 'habitat c onstruit a u n ord d u N öguev, i nstallations eisodiques d ans c e d esert, m aisons l ögöres ä M ureybet, o n e st c onduit ä s e d emander s i l a f in d u N atoufien n e c orrespond p as ä u n r etour ä p lus d e m obilitö, a pres l es e pisodes p recedents. C ontrairement a ux f aits a rchitecturaux, c e q ui a t rait ä l 'usage d e l a f lore e st l e p lus s ouvent e n t otalitö e vanescent: l es p lantes d isparaissent, l es o utils d e b ois a vec l esquels e lles s ont t raitöes a ussi. R este l e l ustre s ur l es s ilex, l e m ateriel d e b royage e n p ierre, q uand i l e xiste, l es s ilos, l es p ollens, e t, d öcisifs l e c as ö cheant, l es v ögötaux b rülös q ui o nt p u s e c onserver. E ncore c ette i nformation e st-elle e n p artie ö quivoque; a insi, l e l ustre n 'implique p as l a f inalite a limentaire d u t ravail s ur l es f ibres, e t o n p ulverise d es a liments n on v ögötaux... P our v enir a u s ecours d e c es d onnöes d outeuses, o n s 'est t ournö v ers l 'examen d es s quelettes e ux-mömes, e t, d epuis p lusieurs a nnees, v ers l ' analyse c himique d es o ssements. I l e st c lair q ue l es N atoufiens o nt u tilise l argement l es v ögötaux. D ös l a p hase a ncienne, l es s ilex l ustres a bondent ä K ebara , l es m ortiers e t l es p ilons ä E l O uad, H ayonim, M allaha . C es v ögötaux o nt a ussi ö tö c onsommes. L 'usure d es d ents e t l a f röquence d es c aries s upposeraient, s urtout ä E l O uad e t ä M allaha, l 'absorption d 'aliments m ölös d e p articules m inörales, m ises e n r apport a vec l e p ilonnage d es c ereales. E nfin, l es o ssements i ndiquent u n f ort p ourcentage d e n ourriture v ögötale. L a p hase r öcente a joute ä c e t ableau d 'öventuels s ilos e t l es h ommes d e N ahal O ren s e r angent a vec c eux d 'El O uad e t d e M allaha q uant ä l eur ö tat d entaire. P ourtant, s elon S illen, l a d iöte s erait d avantage c arnöe, e t c ette t endance s 'accentuerait ä l a p hase f inale, ä e n c roire l e p eu d 'informations d ont o n d ispose. P ourquoi c e r ecul a vant l a d omestication d es g rains q ui p arait a cquise d ans l a v allöe d u J ourdain e t dans l e b assin d e D amas d es l a p remiere m oitiö d u 8 e m illönaire a vant J .C.? N e s erait-ce p as q ue l 'essentiel d e l a n ourriture v ögötale d es N atoufiens, a u m om s d ans l e n oyau p alestinien, r eposerait s ur d es e speces n on c erealieres? D e f ait, d 'apres H . H aelbeck ( Hole, F lannery, N eely, 1 969, 4 01), m ortiers e t p ilons s ont b ien a daptös a u t raitement " de n ombreuses e spöces d e l a f amille d es L eguminosa e d ont l es g raines s ont d ifficiles ä s öparer d e l a c osse. O r c 'est p recisement ä c ette f amille q u 'appartiennent l es l upins e t l es ö ventuels p ois d 'Hayonim. O n s ait q u 'une f ois l e b lö e t l 'orge d evenus p reponderants, l es m ortiers p rofonds l aisseront l a p lace ä d es c upules p uis ä d es m eules r elativement p lates. L es p ollens, d e l eur c ötö, n e p laident p as e n f aveur d e l 'emploi i ntense d es c ereales q ui n 'apparaissent q u'exceptionnellement d ans l es d iagrammes d 'Hayonim ( terrasse) e t d e M allaha . I l e st v rai q u 'elles
2 84
F .
V ALL . 1
s ont r ares a ussi ä M ureybet o ü d es g rains c alcin6s a nt b ei e t b ien 6 t6 t rouv6s. E nfin, d ernier a rgument m ais d e p oids, a lors q ue l e b 16 e st b ien p r6sent s ur l 'Euphrate, o n n e m entionne p lus a u s ud q ue d e r ares s pecimens d e c 6r6ales, a rge a u s tipe. E n r evanche, l es 1 6gumineuses e t l es f ruits ( amandes, p istaches) s ont r elativement b ien a ttest6s. O n s 'acheminerait d onc v ers u ne h ypothöse s elon l aquelle l es N atoufiens, d ans l a z one d e c limat m 6diterranöen, a uraient 6 t6 ä m öme d e m ener, p endant p rös d e d eux m illönaires, u ne v ie p lus a u m ains f ix6e e n c hassant d es m ammiföres e ux-möme s 6dentaires, l es g azelles, p öchant l e c as 6 ch6ant, r amassant t outes s ortes d e p etites p roies s uppl6mentaires, c ueillant d es l egumes e t d es f ruits s aisonniers, c ollectant ö ventuellement l es c 6r6ales. C et 6 quilibre s e s erait d ötraqu6 e nfin, m ais v ers l e h aut, l a c hasse d evenant p lus e fficace, e t l e r ecours a ux r essources v 6g6tales m ains n 6cessaires, d 'oü , p eutö tre u n c ertain r ecul d e l a s 6dentarit6. C e s erait s eulement p lus t ard, e t p eut-ötre s ous l 'influence d es p opulations h abitant l es z ones p 6riph6riques d u N 6guev ( 1) a u d u d 6sert s yrien, q ue l es c 6r6ales s eraient d evenues, e t c ette f ois e n q uelques s iöcles, u ne r essource e ssentielle, b ientöt p rot6g6e p uis d omestiqu6e. D ans u n t el s ch6ma l 'adoption g önöralis6e d es p ointes d e f löche q ui m arque l a f in d u N atoufien, 6 tonnante ä l 'aurore d e l 'agriculture, s 'expliquerait par l ' accent r evenu, p our u ne b röve p öriode, s ur l es a ctivit6s c yn6g6tiques. L a s öriation e n c hronologie r elative d es p rincipales o bservations p ar l esquelles l e N atoufien n ous e st c onnu a boutit d onc ä u ne h ypothöse p aradoxale. L e m ouvement q ui p arait s e d essiner v ers u ne a limentation d e p lus e n p lus l argement c arn6e n 'est p as c elui q ue l aissait a ttendre l a v ision c lassique d u " progrös" v ers l ' agriculture. A dmettons t outefois q ue l es d onn6es, e ncore s inguliörement f aibles, d emandent ä ö tre 6 tay6es. L e r ecul d e l ' alimentation v ögötale d ans l a z one m 6diterranöenne d oit ö tre c onfirmö, l e r ole m ineur d es c 6r6ales d ans c ette z one v 6rifi6e. C omment l es s tructures s ociales m ises e n p lace p endant l a p öriode d e s ödentarit6 r elative o nt-elles 6 t6 a dapt6es ä u n r etour ä p lus d e m obilitö? D ens q uel s ens a nt j ou6 l es f luctuations c limatiques e t q uel f ut l 'impact s ur l e c omportement d es h ommes? A utant d e q uestions o uvertes. L a c onstruction p ropos6e i ci n 'est d onc q u 'un m odöle,
q u 'on l ance ä l 'eau,
s elon l 'expression d e F .
B raudel, p our v oir s 'il f lotte a u s 'il c oule. I l a ura r empli s on r ole s 'il c ontribue t ant s oit p eu ä 6 clairer l es p roblömes e t ä p rovoquer d e n ouvelles r echerches, p our a u c ontre!
CNRS, Centre Francais
de de
R echerche J rusalem J ERUSALEM
( 1)
S i
se
veri fie
Morris,
pour
l ' hypoth6se qui
l es
de
T . R.
Harifiens
Scott
auraient
( 1 977, en
328),
partie
r eprise
c i pendu
des
par c
A . N.
ales.
Goring-
L E N ATOUFIEN
2 85
B IBLIOGRAPHIE B AR-YOSEF O . 1 970 T he E pipaleolithic c ultures o f P alestine. d actylographiee, J erusalem, H ebrew U niversity, 2 60 p .
T hese
B AR-YOSEF O . 1 975 L es g isements " Kebariens g eometriques A " d 'Haon, J ourdain, I srael. B ull . S oc . P r aist . F rançaise 7 2, 1 , 1 0-14, 3 f igs., 3 t abl.
v allee d u C .R.S.M.
B AR-YOSEF 0 . 1 979 L es f ouilles d e l a g rotte d 'Hayonim ( 1975-1979). H aeven , 1 7, 8 8-98, 1 f ig., 1 t abl. ( en h ebreu).
M itekufat
B AR-YOSEF O . 1 983 T he N atufian i n t he S outhern L evant. I n Y oung T ., S mith P h., M ortensen P .: T he H illy F lanks a nd B eyond . S AOC 3 6, C hicago, U niversity o f C hicago P ress, 1 1-42, 1 0 f igs., 6 t abl. B AR-YOSEF O ., V ALLA F .R. 1 979 L 'evolution d u N atoufien, 1 45-152, 2 t abl.
n ouvelles s uggestions.
P a Uorient 5 ,
B OUCHUD J . s ous p resse. L a f aune d u g isement n atoufien d e M allaha ( Eynan), I srael. l moires e t t ravaux d u C entre d e R echerche F ra wais d e . Mrusalem . C AUVIN J . 1 977 L es f ouilles d e M ureybet ( 1971-1974) e t l eur s ignification p our l es o rigines d e l a s edentarisation a u P roche-Orient. Annual o f t he A merican S chool o f O riental R esearch , 4 4, 1 9-48, 2 0 f igs. C AUVIN J . 1 978 L es p remiers v illages d e S yrie-Palestine d u
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m il U .naire a vant J .C . L yon. C ollection d e l 'Orient, n°4 , S erie A rchöologique 3 . 1 60 p .
l a
a u
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C ROGNIER E ., D UPOUY-MADRE M . 1 974 L es N atoufiens d e N ahal O ren, I srael. E tude a nthropologique. P a Uorient 2 /1, 1 03-121, 9 f igs, 1 3 t abl. D ANSGAARD W ., J OHNSEN S .J., C LAUSEN H .B., L ANGWAY C .C. J r 1 971 C limatic r ecord r evealed b y t he C amp C entury i ce-core. I n T urekian K .K .: L ate C enozoic G lacial A ges. N ew H aven a nd L ondon, Y ale U niversity P ress. 3 7-56, 9 f igs, 1 t abl. D ARMON F . 1 984 A nalyses p olliniques d e d eux s ites d e J ourdain: F azael V III e t S alibyiah I X. 1 10, 3 f igs.
l a b asse v allee d u P al orient 1 0/2, 1 06-
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V ALLA
D AVIS S .J.M. 1 981 T he e ffects o f t emperature c hange a nd d omestication o n t he b ody s ize o f L ate P leistocene t o H olocene m ammals o f I srael. P aleobiology 7 , 1 , 1 01-114, 1 2 f igs. D AVIS S .J.M. 1 982 C limatic c hange a nd t he e vent o f d omestication: t he s uccession o f r uminant a rtiodactyls i n t he l ate P leistocene-Holocene i n t he I srael r egion.
P aldorient 8 /2 ,
5 -15 , 3f igs, 3 t abl.
D ESSE J . s ous p resse. M allaha , l 'ichtyofaune. M dmoires e t T ravaux d u C entre R echerche F ra wais d e J drusalem.
d e
E DWARDS P .C., C OLLEDGE S .M., M ACUMBER P .G . s ous p resse. L ate P leistocene P rehistory i n t he O uadi A l-Hammeh , J ordan V alley. I n G arrard A . a nd G ebel H . ( eds.). O xford, B AR I nternational S eries. F EREMBACH D . 1 976 I nfluence n utritionnelle e t d iff6rences m orphologiques c hez l es p opulations p r& listoriques ( Natoufiens-Israel). X IIIdme C ongrds d e l a S ocidtd d 'Anthropologie, B rno, 1 99-201, 1 t abl. G ARRARD A .N. 1 982 T he e nvironmental i mplications o f a r e-analysis o f t he l arge m ammal f auna f rom t he W adi e l-Mughara C aves, P alestine. I n B intliff J .L. a nd V an Z eist W .: P aleoclimates , P aleoenvironments a nd H uman C ommunities i n t he E astern M editerranean R egion i n L ater P rehistory. O xford, B AR I nternational S eries 1 33, 1 65-187 , 9f igs, 1 t abl. G ARROD D .A.E. 1 932 A n ew M esolithic I ndustry : t he N atufian o f P alestine. J ournal o f t he R oyal A nthropological I nstitute, 6 2, 2 57-269, 5 f igs, 4 P l. G ARROD D .A.E . 1 957 T he N atufian C ulture: P eople i n t he N ear E ast. 4 3, 2 11-227, 9 p l.
t he L ife a nd E conomy o f a M esolithic P roceedings o f t he B ritish A cademy ,
G ARROD D .A.E ., B ATE D .M.A. 1 937 T he S tone A ge o f M ount C armel , E xcavations Mughara. O xford, T he C larendon P ress, 2 40 P .
a t
t he
W adi
G OLDBERG P ., B AR-YOSEF O . 1 982 E nvironmental a nd A rchaeological E vidence f or C limatic C hange i n t he S outhern L evant. I n B intliff J .L. a nd V an Z eist W .: P aleoclimates , P aleoenvironments a nd Human C ommunities i n t he N ear E astern M editerranean R egion i n L ater P rehistory . O xford, B AR I nternational S eries 1 33, 3 99-414, 5 f igs, 1 t abl.
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G ORING-MORRIS A .N. 1 985 T erminal P leistocene H unters/Gatherers i n t he N egev a nd S inai. T hese d actylographiee. J erusalem, H ebrew U niversity. 3 43 p . H ENRY D .O. 1 973 T he N atufian o f P alestine: i ts M aterial C ulture a nd E cology . T hese d actylographiee. D allas, S outhern M ethodist U niversity. 3 03 p . H ENRY D .O.
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F auna i n N ear E astern A rchaeological D eposits. I n W endorf F . a nd M arks A .E.: P roblems i n P rehistory: N orth Africa a nd t he L evant. 3 79-385 , 3f igs, 2 t abl.
H ENRY D .O. 1 976 R osh Z in: a N atufian S ettlement n ear E in A vdat. I n M arks A .E.: P rehistory a nd P aleoenvironments i n t he C entral N egev , I srael, v ol .I . T he A vdat-Aqev A rea , p art 1 , 3 17-347 , 1 9 f igs, 1 3 t abl. H ENRY D .O., L EROI-GOURHAN A n ., D AVIS S . 1 981 T he E xcavation o f H ayonim T errace: a n E xamination o f t he T erminal P leistocene C limatic a nd A daptative C hanges. J ournal o f A rchaeological S ciences, 8 , 3-58 , 9f igs, 4 t abl. H ENRY D .O., 1 985
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K URTEN B . 1 965
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L EROI-GOURHAN A rl. 1 984
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1 979
A
P re-Neolithic F armer 's V illage o n t he E uphrates.
American 2 41,
2 ,
6 2-70,
S cientific
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l e
g isement
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I V.
H ALL J .K. C limatic
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a t
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t he
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J .,
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8 1-94,
2
L E N ATOUFIEN
2 89
N EUVILLE R . 1 934a 1 934b
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U ., f rom
P aleoclimatic R esearch a nd M odels. P ublishing C ompany, 9 5-107, 4 f igs.
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/ a
P ERROT J . 1 976
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2 90
F .
V ALLA
S COTT T .R. 1 977 T he H arifian o f t he C entral N egev. I n M arks A .E.: P rehistory a nd P aleoenvironments i n t he C entral N egev , I srael , v ol .II . T he
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p art
S outhern M ethodist U niversity t abl.
2 ,
a nd
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t he
H ar H an f .
2 71-322,
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1 7
S ILLEN A . 1 984 D ietary V ariability i n t he E pipaleolithic o f t he L evant: S r/Ca E vidence. P al6orient 1 0/1 , 1 49-155 , 1 0 f igs, 3 t abl.
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S MITH P . 1 972 D iet a nd A ttrition i n t he N atufians. P hysical A nthropology, 1 3, 1 -12, 6 f igs,
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J ournal
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R oyal
C ahier
V ALLA F .R.
1 975 -7 7
L a s epulture H .104 d e M allaha ( Eynon) e t l e p roblöme d e l a d omestication d u c hien e n P alestine. P a Uorient 3 , 2 87-292 , 3 f igs.
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V ALLA F .R. 1 984 L es i ndustries d e s ilex d e M allaha ( Eynan) e t d u N atoufien d ans l e L evant . M emoires e t T ravaux d u C entre d e R echerche F ran9ais d e J erusalem 3 , Paris, A ssociation P aleorient. 3 28 p .
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V ALLA F .R.,
2 91
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T CHERNOV E ., s ur
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o f
N orthwestern
S yria .
V AUFREY R .
1 939
P alöolithique e t M ösolithique p alestiniens. 6 -7 , 3 90-406 , 1 5 f igs.
V ITA-FINZI C ., 1 970
R evue S cientifique
H IGGS E .S.
P rehistoric E conomy i n t he M ount C armel A rea o f P alestine: S ite C atchment A nalysis. P roceedings o f t he P rehistoric S ociety 3 6 , 1 -37 , 1 9 f igs.
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J .C.: S ocial A rchaeology , b eyond s usbsistence L ondon, A cademic P ress. 2 01-233, 9 t abl.
a nd
2 92
F .
N N A TO U F l i iN A I N C Id i No l ue0-sud d e l a P a les t ine b e id ha 1 7 1 * M a ha l R u t V I 3 6 E r g e l -A hma r A . 2 1 6 2 O u mm O a laa l A za r ig X V 6 4 M o nt C a r me l 6 a l ili e k e b a ra 8 1 0 0 M ä lla ha I V a 1 0 1 6 . c l 'Hayo n im 6 i n f . E l W ad 8 . 2 4 5 97 M A IN F IEN R E CEN T N ee f li s u d d e I iP a les t in e. G o mm e z 2o ue it ina 2 1 T o r A bo u S i f 1 3 1 S h oo kba 8 2 8 3 S a lib y ia h I R o s ä H o res ha R o s h L i n 1 2 0 M a ha l S e cker V I 1 0 4 * S hunera X V III 5 9 e H a lut za 2 5 9 M o nt L a rm e16 a li le e M a l la ha l c 5 4 6 . d 'H ayo n im B s u p T . d 'Hayo n im l o c .4 5 7 E l Q u ad 8 . 1 2 5 4 2 T . d 'Ha yo n im s u p . 2 8 0 N a ha l O r en V I 5 1
R e t .b ii .ob l.
m u tre r e t . L o ng ueu r
E c a r tty pe L a rg eur
V ALLA
E c a rttype
M od u le
E c a rt-typ e
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1 6 ,95% 2 6 4 8 ,14 2 7 ,47 4 5
2 8 ,25 2 8 ,5 2 5 ,44 2 1 ,74 2 4 ,3
3 . 6 9 4 , 1 5 , 59 4 , 6 0 3 , 4
8 , 42 9 , 3 8 , 92 7 , 18 7 , 8
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3 , 3 6 3 , 1 2 , 8 8 3 , 0 6 3 , 2
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7 , 9 1 9 , 32 1 , 5 7 6 , 14
1 , 93 1 , 3 4 1 , 2 1 1 , 8 1
3 , 02 2 , 3 9 2 , 6 4 3 , 14
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0 , 84 0 , 92 2 , 541,73 1 , 85 1 , 3 0 , 9 1 , 0
3 , 4 3 3 , 6 1
0 , 52 c i , J e
3 , 06 2 , 7 2 , 8 3 , 0
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E u h r a t e ' A b u H u rey ra N A TOUF 1EN 14 4t N eo ueu, s u d d e l aP a les t in e F a zai l I V M o n t L a m m& 6 a lile e M a llaha l b N a ha l u r en V E u p hra te . M ü rerb et l a
5 e
1 8 ,49
l u u
T ableau 1 - L es s egments d e c ercle: e mploi d e / a r etouche b ifaciale o blique e t d imensions m oyennes d es o utils . L a p remi re c olonne g auche d onne l e n ombre d 'objets s ur l esquels l a r etouche a é té o bservee , l a s econde , l e n ombre d 'objets e ntiers m esur s . L es d onn es p r c& l es d u s igne * s ont d 'apr s G oring-Morris , c elles p r e& le 'es d u s igne° d 'apr s O lszewski.
L E N ATOUFIEN
2 93
N ATO UF IEN A N C IEN . J e r icho
T e rra ss e d ' Ha yo n im 0 b r o tte d ' H a yo n im W a d i H a nm eh 2 7
M a lla ha 1 1 M a lla ha I V E l W a d 8 . 2 h e b a ra R a kef et W ad i J u d a y id C
G L 6 9 6 L / 0 i l 7 2 P 3 76 0 . M . 14 07 S M U 2 3 1 O x A 7 4 2 O x A 7 4 3 O x A -3 93 O x A-3 94 C e A -5 0 / L Y 1 6 6 1 L Y 1 6 6 2 L Y 1 6 6 0 U C L A U C L A U C L A 17 0 3 2 I7 0 3 0 S I M U 8 0 5 9 1 U 8 0 6 S M U 8 0 3
9 . 05 0 +24 0 b . p . 1 0 .8 0 0 + 18 0 b . p . 9 . 8 0 0+24 0 b . p . 1 . 166 + 10/ b . p . 1 .09 0+9 0 b . p . 1 .92 0 +9 0 b . p . 1 2 .3 6 0 + 16 0 b . p . 1 2 .0 10+ 18 0 b . p . 1 .9 2 0 + 15 0 b . p . 1 2 .2 0 0+ 16 0 b . p . 1 .95 0+ 16 0 b . p . 1 ./4 0 +5/ 0 b . p . 1 .3 10 +8 8 0 b . p . 1 .5 9 0+5 4 0 b . p . 1 .92 0 +66 0 b . p . 1 .4/5 +65 0 b . p . 1 . 15 0 +4 00 b . p . 1 0 .98 0+26 0 b . p . 1 0 .5 8 0 + 14 0 b . p . 1 4 .09 0+8 0 0 b . p . 1 2 .75 0 + 10 0 0 b . p 1 2 .78 4 +65 9 b . p .
7 . 9 0 0 b . c . 8 . 85 0 b . c . 7 . 85 0 b . c . 9 . 2 16 b . c . 9 . 140 b . c . 9 . 97 0 b . c . 1 0 .4 10 b . c . 1 0 .06 0 b . c . 9 . 9 /0 b . c . 1 0 .25 0 b . c . 1 0 .0 00 b . c . 9 . /9 0 b . c . 9 . 36 0 b . c . 9 . 64 0 b . c . 9 . 9 7 0 b . c . 9 . 5 25 b . c . 9 . 2 00 b . c . 9 . 03 0 b . c . 8 . 63 0 b . c . 1 0 .14 0 b . c . 1 0 .8 00 b . c . 1 0 .83 4 b . c .
1 . 5 496 S M U 1 0 e l l 9 8 M 112 1 8 4 12 18 t h c A -43 4 0 1 ( A -435 ü x A -3 81 O x A -46 8 O x A -46 9 O x A -4 / 0 O x A -4 74 O x A -475 W A 47 1 O x A -4 72 O x A 473 O x A 17 0 O x A 17 1 O x A 172 O x A386 0 1 A -3 97 0 A -88 2 0 ) 0 4 -8 8 3 U C L A R T 5 0 5 A
1 3 .09 0 +2 0 0 b . p . 1 0 .8 8 0+28 0 b . p . 1 0 .4 90 +43 0 b . p . 1 0 .1 92 +8 2 b . p . 1 . 16 0 + 110 b . p . 1 0 .4 9 0 + 15 0 b . p . 1 0 .45 0+ 18 0 b . p . 1 .0/ 0 + 16 0 b . p . 1 .09 0 + 15 0 b . p 1 0 .92 0 + 14 0 b . p . 1 0 .8 2 0 + 16 0 b . p . 1 0 .93 0 + 15 0 b . p . 9 . 06 0 + 14 0 b . p . 1 0 .6 2 0 + 15 0 b . p . 1 0 .75 0 + 17 0 b . p . 1 0 .0 00 + 1/ 0 b . p . 1 0 .6 0 0 +2 0 0 b . p . 1 0 .6 00 +2 0 0 b . p . 1 0 .9 00 +2 00 b . p . 1 0 .8 00 + 16 0 b . p . 1 0 .42 0 + 15 0 b . p . 6 . 10 0+ 12 0 b . p . 1 .45 0 +3 00 b . p . 9 . 7 95 +6 00 b . p . 1 .53 0 + 15 5 0 b . p .
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8 M -76 4 M c 7 3 3 M c 6 3 5 M c 6 7 4 M c 7 3 1 M c 7 3 2 M c 6 / 5
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b . p . b . p . b . p . b . p . b . p . b . p . b . o .
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C C C
T ableau 2 - L es d atations 1 4 C d ans l e N atoufien , rearties e n f onction d es t rots p hases s uggdr&es p ar / a s tratigraphie e t l a t ypologie .
2 94
F .
V ALLA
K E 8 AR IEN k e ba ra C
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1 8 a
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3 6 ,35 5 ,30
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M a lla ha
7 , 3 2 4 , 5 ,55
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1 9 4
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T ableau
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f f 4 +
3
-
l es faunes d e
t s 1 ,5
P ourcentage d es o ngul s forestiers e t des g azelles d ans l 'Epipa Molithique du sud L evant.
Chronologies
in
Aurenche O ., Evin BAH International
the
Near
J . and Hours S eries,
East, F .
eds. 1 987
C H R O N O L O G Y A N D C L IM A T IC P H A S E S I NT H E N E A R E A S T F R O M 1 6 ,0 0 0 T O1 0 ,0 0 0 B P Sytze
ABSTRACT: 10, 000
The
BP
chronology
will
b e
e specially
palynology,
synchronous
f or
may
r elative
p rovide
absolute moment.
Tentative
RESUME: Proche
are
consideree. une
absolue moment.
d e
caractere
phases
in
Evidence that of
area
chronologies
upon
t he
Near
obtained
calendar
East
f rom
c limatic
the
demonstrating
presente
1 6. 000
La
sont
pas
are
possible
f rom
various Various
discussed. does
not
p eriods
To
s eem
1 6, 000
t o
d isciplines,
oscillations
considered.
years
s ur
propose p lus
un
l e
chronologie
l a
BP.
porte
r elative
dans sur
ou
calendrier
s chema
L es
des
are
not
methods
that
e stablish possible
with
phases
r esultats
palynologie,
synchrones
d iscussion
chronologie
la
ä 10. 000
s pecialement ne
fondee On
parts
absolute
based
s chemes
L ' article Orient
c limatiques
here.
i ndicates
various or
c limatic
a
at
more
an the
humid
g iven.
disciplines,
f ournir
t he
chronology
character
of
d iscussed
BOTTEMA
l es
l es
montrent
differentes
solaire
hypothetique
que
d ifferentes
absolue.
c li matiques
obtenus
ne
methodes
s emble en
l es
parties
L 'etablissement
mettant
par
pas
evidence
dans
l e
d ifferentes oscillations
de
l a
r egion
susceptibles
d ' une
possible des
d e
chronologie pour
periodes
l e ä
humide.
I ntroduction I n t his c ontribution w e w ill c onsider t he p ossibility e stablishing a n a bsolute c hronology f or t he N ear E ast w ith r egard
o f t o
v egetational a nd c limatic c hanges d uring t he p eriod u nder d iscussion. T he f irst p riority i s t o e stablish a r elative c hronology b ased o n p alynological d ata f or t he d ifferent p arts. T he n ext s tep i s t o o btain a bsolute d atings f or t he c limatic r ecord. O nly i f s uch d ates a re a vailable, c an t he c hronology o f d ifferent a reas b e c ompared i n o rder t o s ee w hether c orrelations d o o r d o n ot e xist. B ecause o f t he l imitations o f t his m ethod, c omplete s equences a re n ot p resent e verywhere a nd t he d istribution o f s uitable c ores o ver t he N ear E ast i s n ot u niform. E specially f or t he d esert a rea i nformation, h as t o b e o btained f rom o ther d isciplines. P alynology,
c limate a nd r elative c hronology
P alynology i s w idely u sed t o r econstruct t he v egetation h istory i n a reas w hich h ave a t emperate c limate a t p resent. T he p ast v egetation i nforms u s a bout t he p ast c limate. P alynological i nvestigations a re l argely d ependent u pon t he p resence o f s ediment i n w hich p ollen i s p reserved. D eposits w hich c ontain p ollen a re o nly c ommon i n a reas w ith a t emperate o r s ub-mediterranean c limate. I n t he N ear E ast s uitable
2 96
S .
B OTTEMA
s ediments a re m ostly r estricted t o h igher e levations, f or i nstance A natolia o r t he Z agros m ountains. P ermanent l akes w hich c ontain s ediments c overing a l ong t ime s pan a nd i n w hich p ollen i s p reserved a re s eldom f ound i n d eserts a nd o nly r arely i n s teppe a reas. A s f or t he p eriod u nder d iscussion e ven i n t emperate z ones, f or i nstance i n w estern E urope, s ediment c ontaining p ollen i s m ostly r estricted t o t he s o-called L ate G lacial ( c. 1 3,000-10,200 B P). I nformation o n a ny c limatic o scillations t hat o ccurred f rom 1 6,000 t o 1 0,000 B P a nd t hat a re i ndicated b y t he p ollen r ecord i s v ery s carce c ompared t o t hat o f t he H olocene p eriod. P alynology i tself c an b e u sed t o e stablish a r elative c hronology, b ut d ifficulties a re m et w ith i f o ne t ries t o c orrelate p ollen d iagrams f rom d istant l ocations. I ndicative c hanges i n t he p ollen r ecord, e specially i n t he A P/NAP r atio ( the r elation b etween a rboreal a nd n on a rboreal o r h erb p ollen) w hich h ave b een d ated b y r adiocarbon, d emonstrate t hat s uch e vents n eed n ot b e s ynchronous ( van Z eist a nd B ottema , 1 982). A p rerequisite f or t he r adiocarbon d ating o f t he p ollen r ecord i s t he p resence o f o rganic d eposits. E specially i n t hose p arts o f t he N ear E ast w here a rchaeological r esearch i s c oncentrated, t he a vailable s ediments a re o f m ineral o rigin a nd o rganic m aterial i s l acking . A c hronology b ased u pon c onventional r adiocarbon d ates c ould b e e stablished o nly f or t he p eripheral p art, v iz . t he M editerranean a nd t he m ountainous i nterior. A c alibration c urve f or t he r adiocarbon d ates f or t he p eriod o f 1 6,000 t o 1 0,000 B P h as n ot y et b een e stablished. P ossible a lternative d ating m ethods I t m ay b e p ossible t o d ate p ollen r ecord i n a n a bsolute w ay b y t he u se o f o ther m ethods. O ne p ossibility w ould b e t he u se o f v arve c ounting . I f p resent, a nnual o r s easonal l aminations c an p rovide a p ollen d iagram w ith a n a bsolute r ecord o f c alendar y ears. O n o ne o ccasion a s ediment f rom t he N ear E ast, t hat o f L ake V an ( fig .1) i n e astern A natolia , w as v arve-dated ( Kempe a nd D egens, 1 978). A p ollen d iagram f rom t his s ediment w as p repared b y v an Z eist a nd W oldring ( 1978a , b ). T he L ake V an d iagrams c ould n ot b e s ynchronized w ith t hat o f L ake Z eribar ( van Z eist a nd B ottema , 1 977 , 1 982) w hich i s t he n earest l ocation a vailable. T he d iscrepancy i n t ime b etween t he v arve d ated r ecord o f V an a nd t he r adiocarbon-dated r ecord o f Z eribar a mounts t o a bout 3 000 y ears f or t he m ost i ndicative p alynological e vents. T he d ifference w ould o nly i ncrease i f t he c onventional r adiocarbon d ates w ere c alibrated. V an Z eist a nd B ottema ( 1982, 1 985) t ried t o e xplain t he r etarded v egetational a nd c limatic d evelopment o f t he V an a rea c ompared t o Z eribar i n t erms o f d ifferent g eography . T hey a ssumed a d ifferent m oisture r egime c aused b y d ifferent o rientation o f t he m ountain r idges. T his e xplanation b ecomes d oubtful i f n ew p alynological i nformation o n t he V an a rea i s c onsidered ( Bottema , 1 986). P reliminary i nvestigation o f a p eat c ore f rom S öeütlü, s outhwest o f L ake V an n ear N emrut D ag , i s p resented h ere ( fig .2) a nd c ompared w ith t he V an r ecord. T he p ollen p ercentages o f s ome s elected t ypes s hown i n f ig .2 a re b ased u pon t he s um o f t he t ree p ollen t ypes, A rtemisia a nd C henopodiaceae. F rom t he l evel a t w hich t he c lay s ediment a t t he
C LIMATIC P HASES
2 97
b ottom o f t he S ögütlü c ore c hanges i nto p eat,
a
r adiocarbon
d ate
o f
7 135±180 B P ( SI-736) w as o btained. T his l evel i s c haracterized b y a v alue o f c . 2 5% Q uercus B etula p ollen p ercentages s lightly d ominate o ver t hose o f P inus. I n t he V an r ecord, a c omparable l evel i s v arved ated a t c . 5 000 B P. C alibration o f t he S ögütlü r adiocarbon d ate w ould o nly i ncrease t he d ifference. T hus, t he e vidence f rom t he S ögütlü c ore c asts d oubt u pon t he v alidity o f t he a bsolute d ating o f t he V an c ore. T he l inear b ands p resent i n t he V an s ediment m ay i ndicate a c ertain p eriodicity, b ut n ot c alendar y ears a s i s a lso p ostulated b y K elts a nd S hahrabi ( 1986). E vidence o btained f rom a c ore f rom L ake U rmia i n n orthwestern I ran ( Bottema, 1 986), a lso p resented i n t his p aper, i ndicates t hat t he i ncrease i n a rboreal p ercentages i n t he V an c ore i s d ated t oo y oung . O ne m ay c onclude t hat a bsolute d ating o f t he p ollen r ecord a nd t he c limatic h istory o f t he N ear E ast c annot b e e xpected f rom v arve c ounting .
1 6
A nother p ossible d ating m ethod t hat w ill b e d iscussed h ere i s t he 0 /1 8 0 m ethod. I t w ill b e s een w hether i t i s p ossible t o c orrelate
t he r elative c hronolo q o f t he p ollen r ecord w ith t he t emperature c urve o btained f rom t he 60 /1 8 0 r atio i n t he i ce c ore f rom C amp C entury o n G reenland ( Dansgaarg l e t a l ., 1 971). A t f irst t he C amp C entury 1 0 /1 8 0 c urve w as c orrelated w ith t he n orthwest E uropean p ollen r ecord. A n a bsolute t ime s cale f or t his c urve was e stablished b y c ounting t he l aminations i n t he i ce t hat w ere t hought t o b e o f a nnual o rigin ( Hammer e t a l., 1 985). T his m ethod d ates t he b oundary b etween t he L ate G lacial a nd t he H olocene a t 1 1,000 B P, c . 7 00 y ears o lder t han i s i ndicated b y c onventional r adiocarbon d ates. T his c orresponds m ore o r l ess t o t he o rder o f t he d ifference b etween c onventional a nd c alibrated r adiocarbon d ates a s e stablished a t t he m oment f or t he o lder p art o f t he H olocene. T hus, t he p eriod o f 1 6,000 t o 1 0,000 B P ( based u pon c onventional r adiocarbon d ates) a ppearing f rom p alynological s tudies w ill b e c . 7 % o lder, a t l east f or t he u pper l imit. C orrelation o f t he t emperature c urve d erived f rom t he 1 6 0 /1 8 0 r atio w ith A P/NAP r atio i s p roblematical. r elative p ollen p recipitation o f a t emperature
b ut
a lso
b y
m oisture.
T he p ollen r ecord r epresents t he v egetation r uled n ot o nly b y B oth
f actors
a re d ifficult t o
s eparate a nd o ften t heir c ombined r esult, h umidity , i s u sed. V egetation d evelopment m ay s how a c ertain i nertia c ompared t o c limatic c hanges b ecause o f s u p f ectors a s m igration s peed, s oil r ipening , e tc. B esides, t he 1 0 /1 0 r atio i s n ot o nly a m atter o f t emperature, b ut m ay b e a lso d ependent o n t he h eight o f t he s ea l evel. T o e stablish a n a bsolute c hronology f or t he p ollen r ecord o f t he N ear E ast b y c orrelation w ith t he 1 6 0 /l ö 0 r atio s eems i mpossible a t t he m oment. I t i s o bvious t hat c limatic o scillations f ound i n t he N ear E ast s hould b e c orrelated w ith t he w ell-established r ecord f or w estern E urope. V an C ampo ( 1984) g ives a n i nteresting e xplanation f or t he d ry p eriods w hich o ccurred f or i nstance f rom c . 1 6,000 t o 1 3,000 a nd 1 1,000 t o 1 0,200 B P i n w estern E urope. A ccording t o v an C ampo, i ncreasing s ummer t emperature i s r esponsible f or e xtensive i ceberg c alving t hat c onsiderably l owered t he o cean s urface t emperature. T his l ow t emperature p revented e vaporation a nd s ubsequent r ain-carrying d epressions. T his e xplanation s eems a cceptable f or t he N orth A tlantic a nd b ordering n orthwestern E urope,
b ut w ould n ot h old f or t hose
a reas
2 98
S .
B OTTrAA
w here a n i ce s heet d id n ot o ccur. I n t his r espect i t i s s triking t hat t he w ater t emperature c urve f or t he A driatic S ea f or t he L ate G lacial a nd H olocene p eriod , b ased u pon t he s tudy o f t he m ollusc f auna ( van S traaten, 1 985), n ot o nly m atches t he p ollen r ecord f or t hat a rea , b ut a lso r uns i n l ine w ith t hat o f n orthwestern E urope. F or i nstance, v ery l ow w ater t emperatures a re f ound b y v an S traaten f or t he L ate D ryas p eriod i n t he A driatic. I t s hould b e m entioned t hat t he g laciers o f t he A lps h ad a lready m elted b efore t he L ate D ryas. T he v egetation h istory o f t he n orthern c oastal a rea o f T urkey i s a lso i dentical t o t hat o f w estern a nd n orthwestern E urope. N evertheless, A tlantic i nfluence d id n ot r each t he n orth c oast o f T urkey a nd a n i ce s heet w as n ot p resent i n t he B lack S ea . H owever a ttractive v an C ampo 's e xplanation f or t he c ause o f t he L ate D ryas c limate m ay b e, i t d oes n ot e xplain t he v ery s imilar d evelopment i n t he A driatic a nd n orthern T urkey . F rom w hat i s s aid a bove, i t c ould b e c oncluded t hat t he v egetation a nd c limatic s equence f or t he p eriod o f 1 6,000 t o 1 0,000 B P f or t he N ear E ast c an i ndeed b e c orrelated w ith t he w ell-established s equence o f n orthwestern E urope. T his i s, h owever , o nly p artly t rue. T he r ate o f c hange o f t hose a reas, w hich c arry h eavy a nd t o a l arge e xtent d eciduous f orest a s n atural v egetation n owadays, c an b e c orrelated r ather w ell f or t he p eriod u nder d icussion. A s m ost o f t he N ear E ast d oes n ot s how s uch v egetation a t p resent, a n a bsolute c hronology c orrelating p alynological i nformation c annot b e e stablished.
b y
I t i s c lear f rom e arlier s tudies ( van Z eist a nd B ottema , 1 977 , 1 982; B ottema a nd v an Z eist, 1 981) t hat a r etarded d evelopment o f t ree g rowth i s o bserved f urther a way f rom v ast b odies
o f
w ater
l ike
t he
M editerranean a nd t he B lack S ea d uring t he c ourse o f t he L ate G lacial a nd t he f irst m illennia o f t he H olocene. I n i tself t his w ould n ot n ecessarily c ontradict t he o ccurrence o f c limatic o scillations h appening a t t he s ame t ime a ll o ver t he N ear E ast. T he e xpression o f s uch o scillations w ould b e m ore w eakly v isible i n s teppe o r d esert a reas. C orrelation o f t he p ollen r ecord i n t hose p arts s hould n ot b e m ade w ith a rboreal p ollen t ypes, w hich a re a ltogether p resent i n l ow n umbers o nly, b ut e specially w ith i ndicative h erb t ypes. S uch a n a pproach w as m ade, f or i nstance, i n t he s tudy o f t he v egetation h istory o f t he Z eribar a rea ( van Z eist a nd B ottema , 1 977) o r t hat o f L ake U rmia ( Bottema , 1 986). H owever, e ven t hen, d iscrepancies i n c limatic d evelopment a re f ound i n s ome p arts o f t he N ear E ast, f or i nstance t he L evant ( Bottema a nd v an Z eist, 1 981). T he r ecord o f t he n orthern L evant s hows a c ontinuous d ecrease i n a rboreal p ollen p ercentages f rom c . 1 5,000 t o 1 1,000 B P. B etween 1 1,000 a nd 1 0 ,000 B P f orest r apidly e xpanded i n t hat p art o f t he L evant. A fter 8 000 B P d rier c onditions a re c oncluded f rom t he p ollen r ecord. I n t he s outhern L evant o ak-dominated f orest e xpanded, a s i s c oncluded f rom i ncreasing A P v alues, f rom 1 4,000 t o 1 0,000 B P. D rier c onditions d eveloped d uring t he n ext p eriod f rom 1 0,000 t o 7 400 B P. T his d ifference i n v egetation d evelopment m ay h ave b een c aused b y d ifferences i n s ea-water t emperature. T he s ummer a nd w inter t emperatures o f t he w ater o f t he n orthern p art o f t he M editerranean b ordering t he L evant w ere m uch l ower t han t hose o f t he s outhern p art a t 1 8,000 B P a nd
v an
C ampo,
1 984).
( Hiede
i n :
S abatier
E vaporation i ncreases w ith t he t emperature o f
t he w ater a nd t his m ay e xplain w hy a n i ncrease i n t ree g rowth o ccurred
C LIMATIC P HASES
2 99
i n n orthern I srael b efore c omparable e vents t ook p lace i n n orthwestern S yria . F rom t he f oregoing i t i s c lear t hat a n a bsolute c hronology f or t he w hole o f t he N ear E ast f or 1 6,000 t o 1 0,000 B P ( and t his a lso h olds f or t he H olocene) c annot b e e stablished o n t he b asis o f t he p ollen r ecord. F or m any p arts, e ither a r elative o r m ore r arely a n a bsolute c hronology c ould b e e stablished. F or t he p eriod u nder d iscussion, s ynchronization o f p ollen c urves w as p ossible o nly f or t hose d iagrams o btained f rom l ocations s ituated r elatively c lose t ogether o r f or s ome s ites h aving a n i dentical v egetation a t p resent. T he o ccurrence o f c limatic p hases f rom 1 6,000 t o 1 0,000 B P T he c limate i n t he N ear E ast h as b een t reated b y v arious a uthors i n B intliff a nd v an Z eist ( 1982). V an Z eist a nd B ottema s howed s chematical h umidity c urves f or t he l ast 2 4,000 y ears a s i nferred f rom p ollen d ata . E specially f rom 1 6,000 t o 1 4,000 B P d ry c onditions p revailed a ll o ver t he a rea e xcept f or n orthwestern S yria w here s lightly m oister c onditions p revailed. D uring t his p eriod t emperatures w ere m uch l ower t han a t p resent b ut a t l ower e levations t emperature c annot have b een t he l imiting f actor f or t ree g rowth. L ack o f p recipitation m ust h ave b een r esponsible f or t he a bsence o f t rees i n m ost o f t he N ear E ast. A fter 1 4,000 B P s ooner o r l ater m ore f avourable c onditions d eveloped b ut s uch a d evelopment i s n ot s ynchronous. T he c ritical t ime s eems t o b e a bout 1 3,000 B P, w hen i n w estern E urope ( van C ampo, 1 984) a nd i n t he A driatic ( van S traaten, 1 985) m ore h umid c onditions d eveloped. A s n o d irect e vidence f or t he d esert a rea i s a vailable, p alynolog ical i nformation o btained f rom m ore p eripheral l ocations, o ften s ituated i n t he s o-called f ertile c rescent ( fig .1) s urrounding t he n orthern p art o f t he N ear E astern s teppe a nd d esert, i s u sed t o i nform u s a bout c limatic c hanges. I t i s a ssumed t hat c limatic c hanges i n t he p eripheral a rea w ere f elt i n t he a djoining s teppe o r d esert a rea a t l east t o c ertain e xtent. I n p art o f t he N ear E ast l akes w ere f ormed a round t his t ime, v iz. A kgöl ( Konya p lain) a nd L ake U rmia ( northwestern I ran). T he p alynological a nd c limatic h istory o f A kgöl a nd U rmia w ill b e s ummarized h ere. A kgöl
( Konya p lain)
T he m arshes a nd l ake o f A kgöl a re s ituated i n t he e astern p art o f t he p lain o f K onya a t a n e levation o f c . 1 000 m a bove s ea-level ( Bottema a nd W oldring , i n p ress) ; o verage J uly a nd J anuary t emperatures a mount t o 2 0-24 °C a nd 0 -4°C, r espectively. A nnual p recipitation i s u nder 3 00mm a nd l ess t han 6 0mm f alls d uring t he s ummer. T he n atural v egetation i n t he K onya p lain i s f ormed b y s teppe o r v ery o pen s hrub v egetation. I n t he m ountains s outh a nd s outheast o f t he p lain P inus n igra a nd A bies c ilicica a re t he m ain c onstituents, w hereas P inus b rutia f orest i s f ound o ver t he w atershed. O n v olcanoes r ising f rom t he p lain i tself d eciduous o ak i s f ound. T he l ower p art o f t he s ediment i n t he A kgöl c ore ( fig .3), d eposited i n b etween 1 3,000-11,000 B P ( zone 1 ), r eflects e xtreme c limatic c onditions. T he v ery l ow a rboreal p ollen p ercentages i ndicate t hat t he K onya p lain a s w ell a s t he s urrounding m ountains w ere d evoid o f t rees
3 00
S .
B OTI : 2N1
a t t hat t ime. T he h erb p ollen t ypes i ndicate t hat i t w as v ery d ry d uring t hat p eriod a nd t hat l ack o f p recipitation p revented t ree g rowth. D uring z one 1 t he c urves o f s ome N AP-types d o c hange m arkedly. F rom c . 1 3,000 t o 1 2,400 B P ( subzone l a) v ery a rid c onditions o ccurred i n t his p art o f A natolia a s v alues f or C henopodiaceae, N oaea-type a nd N itraria i ndicate. A fter c . 1 2,400 B P ( subzone l b) G ramineae p ollen i ncreased. A t t he s ame t ime v alues f or C henopodiaceae p ollen d ecrease. T his p oints t o a s light i ncrease i n p recipitation. T his p eriod l asted t o a bout 1 1,600 B P. A fter 1 1,600 B P ( subzone 1 c) A rtemisia p ollen p ercentages d ecrease. G ramineae p ollen d ominates t he s pectra a nd a t t he s ame t ime a s light i ncrease i n o ak p ollen p ercentages i s v isible. B oth t he a ppearance o r i ncrease o f g rasses a nd o aks p oint t o am ore f avourable m oisture b alance. T his p eriod l asted o nly a bout 4 00 y ears a nd a t c .11,200 B P ( subzone 1 d) A rtemisia p ollen v alues i ncreased a gain a t t he e xpense o f t hose o f G ramineae a nd t rees. D rier c onditions d eveloped a nd l asted u p u ntil a bout 1 0,500 B P ( zone 2 ). F rom c . 1 0,500 B P o nward f orest s tarted t o s pread o ver T aurus m ountains b ordering t he K onya p lain. F irst B etula w as t he main c omponent o f t ree c over, a t a bout 9 000 B P r eplaced b y Q uercus . M odern c limatic c onditions h ad d eveloped a t a bout 8 000 B P. T he v egetation d evelopment i n t he K onya p lain f or t he l ast f our m illennia i s n ot r epresented a s i n t he u pper s amples p ollen w as n ot p reserved. L ake Urmia L ake U rmia l ies i n n orthwestern I ran a t a n e levatica o f 1 300 m , s urrounded b y m ountains o f o ver 2 500 m , i ncluding t he S ahand t hat e ven r eaches 3 750 m . A nnual p recipitation v aries f rom 2 00-300 m m ; w inter t emperatures v ary f rom 0 °C t o 20°C a nd s ummer m axima a re u p t o 4 0°C. T he U rmia a rea i s d ominated b y s teppe v egetation b elonging t o A rtemisietea f ragrantis. O n h igher p arts u p t o c . 2 000 m s teppe f orest o f Q uercus b rantii f orms n atural v egetation. T he p ollen d iagram ( Bottema , 1 986) c overs a bout t he l ast 1 3,000 y ears, c alculated f rom t wo r adiocarbon d ates: 2 05-210 c m: 7 505±125 B P ( U .M.) 2 95-300 c m: 9 540±130 B P ( U.M.) T he l ower p art ( fig .4), z one Y ( 290-450 c m) i s c haracterized b y v ery h igh h erb p ollen p ercentages. A P p ercentages, g enerally u nder 5 %, p oint t o t he a bsence o f u pland t rees i n t he U rmia a rea . The c omposition o f t he h erb p ollen a ssemblages d iffers i n p arts o f z one Y . T hree s ubzones c ould b e e stablished i ndicating s lightly d ifferent v egetations a nd c onsequently d ifferent c limatic c onditions. T he m ost e xtreme c onditions w ere f ound d uring s ubzone Y l. P ollen p ercentages o f C henopodiaceae a nd A rtemisia d ominate t he s pectra a nd r elatively i mportant v alues f or A traphaxis-type a re f ound. T he n ext p eriod, s ubzone Y 2, i s c haracterized b y a n i ncrease o f G ramineae p ollen, m ostly a t t he e xpense o f A rtemisia v alues. D uring s ubzone Y 3 c onditions r esemble t hose o f s ubzone Y 1 t o s ome e xtent. A rtemisia v alues i ncrease a gain a nd t hose o f G ramineae d ecrease. A part f rom t he p alynological i nformation o btained f rom t he U rmia s ediment, i nformation o n t he m ineral c omposition i s a vailable ( Shahrabi, 1 981). T he c urve f or A rtemisia d uring z one Y s hows a s triking r esemblance t o S hahrabi's c urve f or t he r elative p ercentages o f m ineral i nflux. A t f irst s ight o ne w ould c onclude a n i ncrease i n m ineral i nflux t o b e
C LIMATIC PHASES
3 0'
c aused b y a n i ncrease i n p recipitation . S till h igh A rtemisia v alues a re t hought t o r epresent d ry c onditions a nd t his i dea i s s trongly s upported b y m odern a nalogues. T he c urve f or t he G ramineae i s t he r everse o f t hat o f A rtemisia a nd t hat o f t he m ineral i nflux. V alues f or G ramineae p ollen i n N ear E astern d iagrams g enerally r un p arallel w ith t he A P c urve, a t l east d uring t he L ate G lacial a nd t he e arly H olocene. I t i s t hought t hat G ramineae d o p rofit f rom h igher p recipitation ( van Z eist a nd B ottema , 1 977), a t l east i n o pen v egetations. T hus, t he p alynological r ecord s eems t o c ontradict t he s edimentological r ecord. T his c ontradiction, h owever, i s o nly i llusory. F ree r unoff o f p recipitation f rom t he m ountains a nd d eflation a round L ake U rmia w as s trongly f avoured b y a l ow d egree o f p lant c over. A n i ncrease i n p recipitation f avoured a n i ncrease i n g rasses.
T he r esulting h igher d egree o f p lant c over p revented m ost o f
t he p recipitation t o d ischarge t owards t he l ake d irectly a nd a lso a cted a s a p rotection a gainst d eflation a s c an b e c oncluded f rom t he a bsence o f m ineral i nflux d uring t his p eriod. I nstead, t he w ater r an o ff m ore e venly i n t ime. I n z one Y , m ore h umid c onditions o ccurred d uring s ubzone Y 2, f rom a bout 1 2,000-10,800 B P. D uring s ubzone Z 1 a n i ncrease i n p recipitation i s c oncluded f rom t he i ncreasing t ree a nd g rass p ollen v alues. A t a bout 7 000 B P m odern c limatic c onditions w ere e stablished a nd t he p ollen r ecord d oes n ot i ndicate a ny c limatic c hanges a fter t his t ime. O ther e vidence f or c limatic p hases V arious
d isciplines
h ave d ealt w ith c limate i n t he N ear E ast.
T he
i nformation i s g enerally l imited t o o pinions o n t he p resence o f m oister o r d rier c onditions, a s c an b e s een i n f ig .5. T he w eight o f t he t erms m oist a nd d ry i s d ifficult t o m easure b ut n evertheless a n a ttempt h as b een m ade t o d raw a t entative s cheme t o s ee i n h ow f ar s ynchronization o f p hases i s p ossible ( fig .6). T he i nformation o btained f rom g eology, g eomorphology, a rchaeology, a rchaeozoology a nd p alynology i s n ot e venly d istributed o ver t he a rea w hich s treches f rom t he M editerranean c oast t o t he P ersian G ulf. F or s ome l ocations n o c hange i n c limate c ould
b e
d educed
b y
t he
c ompiler J .J.P. O lde L oohuis. G enerally f or s uch l ocations c limatic c hange w as d emonstrated o nly a fter 9 000 B P. F or t hose l ocations w here a c hange i n c limate i s s upposed, s uch c hanges m ostly o ccur i n t he y ounger part o f t he p eriod u nder d iscussion. T he g ravity p oint o f t he e arliest i ndications o f i ncreasing m oisture l ies i n t he I sraelian r ealm o r i n t he e astern p art o f t he a rea s tudied. T he l atter m ay h ave b een u nder t he i nfluence o f t he m onsoon r egime. S ynchronization o f s upposed c limatic o scillations i s n ot p ossible, w hich m eans t hat c hanges w ere e ither r estricted t o p art o f t he N ear E ast o r t heir i mpact was t oo w eak, e specially i n t he i nterior, t o b e m ade v isible. T he f irst s ign o f i ncreasing m oisture c onditions a ppear a t a bout 1 3,000 B P. T his i s i n l ine w ith o ther i nformation b rought f orward i n t his p aper. F or t he s ites s hown i n f ig .6 c onditions f avourable f or h uman h abitation m ust h ave b een l ocal i n o therwise m arginal a reas. C onclusive r emarks R adiocarbon d ated p ollen d iagrams i ndicate t hat c limatic o scillations d emonstrated f or t he p eriod 1 6,000 t o 1 0,000 B P i n t he
3 02
S .
N ear East a re n ot s ynchronous.
B OTT L ,2 ii i
H umid c onditions s eem t o s hift i n
t ime
a nd s pace f rom t he E astern M editerranean t o t he eastern i nterior. A bsolute c hronologies i n c alendar y ears c annot b e e stablished. A cknowledgements T he
a uthor
i s
m uch
i ndebted
MacGillavry f or p reparing t he
t o
G .
manuscript
E ntjes-Nieborg a nd
t o
S .M.
a nd
van
J .M.
G elder-
O ttoway f or c orrecting t he E nglish.
B iologisch-Archaeologisch I nstituut Rij ksuniversiteit GRONINGEN
REFERENCES B INTLIFF J .L., 1 982
VAN Z EIST W .
P alaeoclimates, t he
( eds.)
P alaeoenvironments a nd
Human
C ommunities
Eastern M editerranean R egion i n L ater P rehistory.
B .A.R.
I nternational S eries,
1 33,
i n
O xford:
2 v ol.
B OTTEMA S . 1 986
A Late Q uaternary p ollen d iagram f rom L ake U rmia ( northwestern I ran), R eview o f P alaeobotany a nd P alynology, 4 7 , 2 41-246 .
B OTTEMA S ., i n p ress.
W OLDRING H . Late
Turkey. B OTTEMA S ., 1 981
Q uaternary Part I I.
v egetation
E ast,
e vidence
5 0,000-6000 B P.
f or
I n:
Pr Mistoire d u L evant,
1 984
c limate
o f s outhwestern
2 6.
V AN Z EIST W .
Palynological
C AMPO M .
a nd
P alaeohistoria,
J .
t he c limatic h istory o f t he N ear C auvin e t
1 11-132.
P aris:
P . E d.
S anlaville
V AN R elations e ntre l a v egetation d 'Europe e t l es
t emperatures
s urface o ceaniques a pres l e d ernier maximum g laciaire, e t S pores, D ANSGAARD W ., 1 971
2 6,
d e
P ollens
4 97-518.
J OHNSON S .J.,
C LAUSEN H .B.,
L ANGWAY J .R.
C limatic r ecord r evealed b y t he C amp C entury i ce c ore. I n : K .K. Turekian ( ed.), T he L ate C enozoic G lacial Ages, 3 7-56 . N ew Haven/London.
H AMMER,
C LAUSEN,
1 985
P oster 1 2th I nternational
K ELTS K ., 1 986
( ed.),
d u CNRS.
TAUBER 1 4
C C ongress,
T rondheim.
S HAHRABI M .
H olocene s edimentology o f h ypersaline L ake U rmia, I ran,
P alaeogeography ,
P alaeoclimatology ,
n orthwestern
P alaeoecology ,
5 4.
C LIMATIC P HASES
3 03
K EMPE S ., D EGENS E .T . 1 978 L ake V an v arve r ecord: t he l ast 1 0.420 y ears. I n : E .T . D egens a nd F . K urtman ( eds.), T he G eology o f L ake V an , 5 6-64 . Ankara: M TA P ress n° 1 69. S ABATIER R ., C AMPO M . V AN 1 984 L 'analyse e n c omposantes p rincipales d e v ariables i nstrumentales a ppliquee ä l 'estimation d es p aleoclimats d e G rece, i i y a 1 8.000 a ns, B u// . S oc . B ot . F r . ( actual . b ot .), 1 31, 8 5-96. S HAHRABI M . 1 981 H olocene l acustrine f ad es a nd c limatic c ycles i n t he h ypersaline l ake U rmia B asin , n orthwestern I ran . D iplomarbeit A bt. N aturwiss., E TH Z ürich. S TRAATEN L .M.J.U . V AN 1 985 M olluscs a nd s edimentation i n t he A driatic S ea d uring l ateP leistocene a nd H olocene t ime, G iornale d i G eologia ( ser.3), 4 7, 1 81-202. Z EIST W .
V AN ,
B OTTEMA S .
1 977
Palynological i nvestigations i n w estern
1 982
V egetational h istory o f t he e astern M editerranean a nd t he N ear
1 985
Z EIST W . 1 978a
I ran,
P aleohistoria,
1 9 , 1 9-95 . E ast d uring t he l ast 2 0,000 y ears. I n: J .L. B intliff a nd W .van Z eist ( eds.), P alaeoclimates , P alaeoenvironments a nd Human C ommunities i n t he E astern M editerranean R egion i n L ater P rehistory, 2 77-321. O xford: B .A.R. I nternational S eries 1 33. H olocene v egetation a nd c limate o f w estern I ran a nd e astern T urkey . I n: P roblems o f G eology o f H olocene. X I C ongress o f I NQUA, M oscow 1 982. A cademy o f S ciences o f A rmenian S SR, Y erevan ( Russian w ith E nglish s ummary). V AN,
W OLDRING H .
A p ollen p rofile f rom L ake V an : a p reliminary r eport. I n: E .T. D egens a nd F . K urtman ( eds.), T he G eology o f L ake V an, 1 15-123. A nkara : M TA P ress n °169.
Z EIST W . V AN, W OLDRING H . 1 978b - A p ostglacial p ollen d iagram f rom L ake V an i n E ast R eview o f P alaeobotany a nd P alynology, 2 6, 2 49-276. Z EIST W . 1 982
V AN,
A natolia ,
W OLDRING H .
H olocene v egetation a nd c limate P alaeohistoria, 2 2, 1 11-127.
o f
n orthwestern
S yria,
S . B OTTEMA
3 04
5 0
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S . S . R .
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S u rkh S e f id M o hammad J a ffar A l i K osh B us M o rdeh
T ab le 3 -Excavated s t rata a nd t ota l n u mber o fs i tes i ne ach Deb Luran P hase .
P h ase
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S h e ll D e ve lopment C o .
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T HE I RANIAN NEOLITHIC
3 79
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8 5 20 . 1 75
Chronologies Aurenche 0 ., BAR
in £vin
International
J .
the and
Series,
Near Hours 000,
F .
East, eds. 1987
P R O B Le E S D EL AD A T A T IO N D US I T E N g O L I T H IQ U E D E M E H R G A R H , B A LU C H I S T A N , P A K I S T A N Jean-Frangois
JARRIGE
D ans l 'etat a ctuel d e n os t ravaux, l e n öolithique s e d ivise e n q uatre g randes p hases: p öriodes I A, I B, I IA e t I IB. S i l 'on t ient c ompte d es d öplacements c onstants d es z ones d 'occupation e t d e l a s urface c onsiderable d e d öpöts a rch6ologiques q ui o nt 6 t6 e mportös p ar l 'erosion e t p ar l a B olan, i l e st f ort p ossible q ue d es p hases i ntermediaires e ntre c es p öriodes n ous m anquent. C 'est e n p articulier l e c as s ans d oute e ntre l es p eriodes I IA e t I IB. N eanmoins, o n p eut e spörer q ue l a s equence t eile q u 'elle e st f ixöe a ujourd 'hui c onstitue u ne b ase s olide p our l es t ravaux p ortant s ur l e N eolithique d e M ehrgarh. I i s ' agit d onc d 'une s equence b eaucoup p lus i mportante q ue c elle q ue n ous a vions p roposee d ans l e r apport d e l a t roisieme c ampagne. L es r ösultats d es d ifförents c hantiers d e f ouilles, l es t ravaux d e r elevös d es c oupes d e l a B olan, l 'etude d es f ormations a lluviales e t l es p remieres a nalyses s ödimentologiques o nt e n e ffet f ourni d es r esultats q ui o nt t ous c onverge e n f aveur d 'un ö largissement t res i mportant d e l a s equence d u n öolithique d ans l a z one M R.3/4. L es r echerches m enees d ans l es d omaines d e l a p aleoethnobotanique e t d e l a z ooarcheologie p araissent m aintenant p lus c ohörentes d ans u n c adre c hronologique b eaucoup p lus v aste q ue c elui q ue n ous a vions p ropose a u d ebut d e n os t ravaux . I l a pparait, e n e ffet, d 'une f aQon a ujourd 'hui i ndiscutable q ue h e n eolithique d e M ehrgarh n e s aurait ö tre a nalyse c omme ö tant u ne p hase s ubneolithique, c ontemporaine d es p öriodes c halcolithiques a nciennes d es r egions s upposees p lus a vancees d e l 'Asie m oyenne e t d e l 'Asie c entrale. U ne t eile h ypothese p ouvait ö tre e nvisagee a u d ebut d e n os t ravaux s ur l a b ase d es p remieres d atations r adiocarbone o btenues e t s ur n otre p remiere v ision g lobale d e l a s tratigraphie. A vant l 'achevement d es d ifferents s ondages e ntrepris d ans l a z one M R .3/4, i l n ous s emblait q ue n ous a vions u ne p remiere p eriode p receramique ( zone M .3), s uivie, d ans u ne z one p eriphörique ( MR.4), p ar u ne p hase ( pöriode I I) m arquee p ar l ' apparition d 'une c eramique r ouge l uströe, r elativement, f ine a ssoci6e ä q uelques t essons d 'une p oterie t res g rossiere. P ar a illeurs, u ne s erie d e d ates r adiocarbone a utour d e 4 000 B C ( non c alibrees) o u d e 5 000 B C a vec c alibration ( par r eference ä
; 7 ' 32
R alph, M ichael a nd H an, s upörieures d e l a
J .F .
1 973), p rovenant d '6chantillons z one M R.3, s emblait a ccröditer
J AR 1,
d es c ouches ridöe d 'un
n öolithique p rö- o u a c6ramique r elativement t ardif p ar r apport a u r este d e m oyenne e t a u P roche O rient. P ar c omparaison a vec l es s ites d u Z agros o u d e l 'Iran s eptentrional ( T6p6 S ang-e C axmaq), i i m anquait ä M ehrgarh u ne l ongue p hase n öolithique c aractörisöe p ar l 'apparition p rogressive e t l e d öveloppement d 'une c öramique g rossiöre f ormöe p ar u n m élange d 'argile e t d e p aille. A ujourd 'hui o n s alt q uelle e st l 'importance d es p hases n öolithiques d e M erhgarh, a ssoci6es ä d e l a c öramique c ontenant u ne f orte p roportion d e p aille. A vec l a m ise e n e vidence d es p 6riodes I B e t I IA a uxquelles c orresponde, d ans l es p arties f ouillöes, u ne v ingtaine d e p hases a rchitecturales, l e p arallölisme e ntre rövolution d u n 6olithique d e M ehrgarh e t c elui d es p remiers ö tablissements a gricoles d e l 'Iran o ccidental e t s eptentrional d evient b eaucoup p lus f rappant. C e p arallölisme n 'est p as e n s oi u n a rgument p our a ffirmer l a c ontemporanöit6 d e M erhgarh a vec c es p remiers v illages d u m onde i ranien. O n p eut, e n e ffet, i maginer q ue l 'on a e u ä M erhgarh u n p rocessus d 'övolution e t d e t ransformation r eproduisant p lus o u m om s c elui d es s ites a gricoles a nciens d u Z agros, m ais a vec u n d öcalage c hronologique e t a u c ours d 'une p 6riode d e t emps b eaucoup p lus b reve. O n c onnait e n e ffet e n I nde d es c ommunaut6s s ubm6solithiques o u s ubn6olithiques, a u C ashmire o u a u R ajasthan e t a u G ujarat, q ue l 'on d ate d u 3 6me e t d u 2 eme m illönaire e t q ui o nt v öcu e n m arge d es p opulations d u c halcolithique o u d e l ' äge d u b ronze d e l a v all6e d e l 'Indus e t d u B aluchistan. P ouvait-on a lors i maginer, p our t enir c ompte d es d ates a utour d e 5 000 a vant J .C. ( avec c alibration) p our c e q ue n ous c royions d 'abord ö tre l es n iveaux s upörieurs d u p r6c6ramique, q ue n ous a vions a ffaire ä M ahrgarh ä u ne f orme a ttard6e d e n 6olithique, c opiant a vec u n f ort d öcalage c hronologique d es m odöles o riginaires d u P roche O rient o u d e l 'Asie c entrale m öridionale? U ne t elle h ypothöse p r6sentait d e g rosses d ifficultös, c ar c omment c omprendre l 'absence d e t out i ndice r 6v6lant d ans l 'assemblage d e M ehrgarh c e d öcalage c hronologique ? O n s alt q u 'au C ashmire o u a u G ujarat, d es p oteries p eintes t ournöes, d es o utils d e m etal o u d es v estiges d e p lantes e t d 'animaux d omestiqu6s a ttestent l 'influence d es c ommunautös a gricoles c halcolithiques s ur d es g roupes c onservant p ar a illeurs d es m odes d e v ie s ubn6olithiques o u s ubmösolithiques. E n r evanche, ä M ehrgarh , t out m ilite e n f aveur d 'un n 6olithique p rimaire, q u 'il s 'agisse d es p rocessus d e d omestication d es p lantes e t d es a nimaux o u d e rövolution d es m odes d e v ie e t d es p ratiques a rtisanales. A ucun ö löment n e s uggöre l 'influence d e g roupes t echniquement p lus a vancös s ur l es p remieres p opulations n 6olithiques d e M ehrgarh, a ussi b ien d ans l e d omaine d es a rtisanats q ue d e l 'agriculture. A insi, l orsque, l 'on t ient c ompte d es r elations d u B aluchistan a vec l a T urkmönie m 6ridionale t out a u l ong d u c halcolithique e t d e l 'äge d u b ronze, i l p arait i mpensable q ue l e n 6olithique d e M ehrgarh p uisse ö tre p ostörieur ä l a p 6riode d e D jeitun, d ont l es d ebuts s ont s ituös a utour d e 6 000 a vant J .C. L a m ise e n e vidence, a u c ours d es d erniöres c ampagnes, d 'une s equence n 6olithique b eaucoup p lus l ongue q ue n ous n e l ' avions e nvisag6e a u d ebut p ermet d e d onner ä l 'occupation d e l a z one M R.3/4 u ne b ien p lus g rande d imension t emporelle e n d öpit d es p roblömes q ue p ose u ne s örie d e d ates r adiocarbone. L e n öolithique a cöramique ( IA)
N EOLITHIQUE DE M EHRGARH
3 83
e st u ne p öriode q ui s emble c orrespondre ä u ne l ongue d ur6e. M R.3 r epresente u ne a ccumulation d e 6 .50m d e d öpöts
L e s ondage e ntiörement
a c6ramiques, a lors q ue, d ans l e s ondage M R.3-Bolan, 7 .50m d e d öpöts, c orrespondent ä o nze p hases a rchitecturales, a vec, i ntercalees, d es z ones d e n 6cropoles. P ar a illeurs, l es e tudes d e L . C ostantini e t d e R .H. M eadow o nt p ermis d e m ettre e n l umiöre, a u c ours d e c ette p hase a c6ramique, u n p rocessus d e t ransformation m anifeste d e l '6conomie d e s ubsistance. A ussi, l e f ait q ue t aute u ne s 6rie d e d ates r adiocarbone o btenues ä p artir d 'öchantillons p r6levös a ussi b ien d ans l es n iveaux s upörieurs q ue d ans l es n iveaux i nförieurs d onne d es r 6sultats a utour d e 6 000 B P ( soit e nviron 4 000 s ans c alibration e t 5 000 B C a vec c alibration ) p ose-t il u n r eel p roblöme. E t c eci d 'autant p lus q ue l 'on r etrouve c es m ömes d ates a utour d e 6 000 B P p our d es n iveaux d es p 6riodes I B, I IA e t I IB, ä c öt6 d e d ates b eaucoup p lus a nciennes. O n p eut n aturellement ö tre i mpressionn6 p ar l e n ombre d e d ates r adiocarbone a utour d e 6 000 B P o btenues d ans l a z one M R.3/4 e t ö tre e n d roit d 'estimer q ue t aute l a s equence n 6olithique t ourne a utour d e 6 000 B P. L a s 6rie d e d ates b eaucoup p lus a nciennes, p rovenant s ouvent d es m ömes n iveaux, p ourrait a lors ö tre 6 cart6e. I l n ous p arait c ependant b ien d ifficile d e c roire q ue l es p eriodes I A, I B e t I IA, q ui r epr6sentent p lus d 'une t rentaine d e p hases a rchitecturales d ans l es p rincipaux c hantiers, p uissent n 'avoir d ur6 q ue q uelques a nn6es. N ous a vons a ussi i ndiqu6 d ans n os d erniers r apports q ue d 'autres a rguments m ilitaient e n f aveur d 'une l ongue d uree d e l a p 6riode n 6olithique. L es r elevös d e G . Q uivron h e l ong d es c oupes d e l a B olan e t l es p remiöres a nalyses s ödimentologiques d e M . D rin a nt p ermis d e m ettre e n e vidence d es p hases d 'alluvionnement e n r elation a vec l 'occupation d u s ite. T out r 6cemment, L . W engler, q uaternariste e t p röhistorien, a e ntrepris u ne 6 tude d es f ormations a lluviales d e l a B olan d ont l es p remiers r ösultats g ardent e ncore u n c aractöre p r6liminaire t ant q u 'une s 6rie d 'analyses e n c ours n e s era p as a chev6e. M ais, s ans v ouloir t rop a nticiper s ur c es r 6sultats f uturs, i l e st d éjà p ossible d e d ire q u 'ils a pportent e ux a ussi d es 6 16ments e n f aveur d 'une l ongue d ur6e d e l a p äriode n 6olithique. S i l 'on s e r eporte a u r elev6 d e l a c oupe d e l a B olan d ress6 p ar G . Q uivron, q ui f igure d ans h e r apport d e l a n euviöme c ampagne, o n s 'aper wit q ue l e t 6p6 a c6ramique ( IA) r epose s ur u ne p etite b utte n aturelle d ont n ous a vons s ignal6 l a p r6sence. I i s emblerait m aintenant, ä l a l umiöre d 'une 6 tude g önörale d es p rocessus d 'alluvionnement d e l a B olan, q ue c ette b utte e st u n v estige d 'une a ncienne t errasse, p rot6g6e p ar l e t öp6 a rch6ologique e t e mport6e a illeurs l ors d 'une p hase d '6rosion e t d e n ivellement d e l a p laine. L 'aspect t rös 6 rod6 d e l a s urface e t d es p entes d u t öp6 I A c onfirme l 'existence d 'une p hase d 'örosion r elativement l ongue q ui p röcöde l e d öpöt d es c ouches d e l a p öriode I B. A insi f aut-il m aintenant c onsidörer q u 'il y a e u u n l aps d e t emps i mportant e ntre l es c ouches d e I A e t d e I B t elles q u 'elles a pparaissent d ans l a c oupe d e l a B olan. Q uant ä l a p 6riode I B, e h e c orrespond ä u ne p öriode d e f ormation d e t errasse a lluviale d ont l es d ifförentes s trates v iennent b uter e n b iseau s ur l es f lancs d u t 6p6 I B, t out e n s 'intercalant a vec d es c ouches a rch6ologiques, ä l a p 6riph6rie d es z ones c onstruites. N ous a vons s ignal6 d ans l es d erniers r apports, c ompl6t6s i ci p ar l 'ötude p r6liminaire n ombreux
d e
e pisodes
M .
D rin, b ien
q u 'un t el p rocessus a lluvial,
l isibles
d ans
l es
c oupes,
n e
m arqu6 p ar d e p ouvait
s e
3 84
J .F .
J ARRIGE
c oncevoir q ue d ans u n e space d e p lusieurs s iäcles, c omme l e c onfirment d e n ouveaux r elevös d e L . W engler. I i n e s aurait ä tre q uestion d e f aire d ire p lus ä l 'analyse s ädimentologique q u 'elle n e p eut l e f aire. I l e st, e n e ffet, i mpossible d e c onsidärer d es p rocessus a lluviaux c omme d es ä läments d e d atation, m ais i l e st c ependant p ermis d 'affirmer q ue, d ans c ertains c as, c eux-ci d oivent ö tre i nterprätäs d ans u ne v aste ö chelle d e t emps. C 'est p räcisäment l a s ituation d u p rocessus d e f ormation d e t errasse q ui c orrespond ä l a p äriode T B. O n p eut d onc e stimer, s ans g rand r isque d 'erreur , q ue l a p öriode I B c onstitue u ne l ongue p hase d 'occupation, c omme l e m ontre d 'ailleurs l a s uccession i mportante d e n iveaux a rchitecturaux. I i d evient d onc d e p lus e n p lus e vident q u 'entre l a p öriode I A e t l a p äriode I IA e t ä p lus f orte r aison I IB, i i s 'est p assé u n t emps c onsiderable, s ans d oute l a m öme d uräe q ue c elle q ui c orrespond, s ur l es s ites d u Z agros o u ä T öpä S angi C axmaq, a u p assage d 'un n öolithique a cöramique c aractörisä p ar u ne a griculture p rimitive ä u n n äolithique ö voluä, a ssociö a u d äveloppement d e l a c äramique. C 'est d onc c e f acteur d e d uröe q u 'il e st i mpossible d e m ettre e n d oute s ans f l ier d es f aits i ncontestables e t q ui a mäne ä e xaminer a vec p rudence l a l iste d es d ates r adiocarbone p our l e n äolithique. C omme n ous l ' avons i ndiquö, l a m ajoritä d e c es d ates s e s ituent e ntre 5 000 e t 6 000 B P. C es r ösultats q ui, e n f aisant i ntervenir l es c oefficients d e c alibration f ixes p ar K lein, L erman, D amon e t R alph ( 1982), c orrespondent ä d es d ates a utour d e 5 000 B C, p euvent p araitre a ujourd 'hui m om s e n c ontradiction a vec l a c hronologie q ue n ous p roposons, e n n ous a ppuyant s ur n os t ravaux l es p lus r äcents. I l a pparait b ien d ans l 'ensemble d es c oupes s tratigraphiques q ue l es p remiers c harbons a nalyses, p rälevös d ans l es n iveaux s upörieurs d e M R.3, p roviennent e n f ait d e n iveaux c orrespondant ä l a f in d e l a p äriode I B e t ä röpoque d e t ransition e ntre T B e t I IA. D onc, e n d atant l e t out d äbut d e l a p öriode I IA a utour d e 5 000 B C ( toujours e n t enant c ompte d e l a c alibration), r ien n e s 'oppose ä c e q ue l 'on a ttribue d es d ates b eaucoup p lus a nciennes p our l e d ebut d e l a p äriode I B e t s urtout p our t oute l 'occupation a cäramique ( IA) a vec s es 7 .50m d e d äpöts. M ais o n s e t rouve d evant u n a utre p robläme q ui t ient a u f ait q ue l a m ajoritö d es d ates r adiocarbone d es n iveaux i ntermödiaires e t p rofonds p öriode I A s e s ituent e lles-aussi e ntre 5 530 BP e t 5 800 B P.
d e
l a
N ous s ommes d onc d ans u ne s ituation o ü l es d ates r adiocarbone, d ans l eur m ajoritä e t i ndäpendamment d es l aboratoires q ui o nt e ffectuö c es m esures, n e r eflätent p as röpaisseur t emporelle d es o ccupations e t d es s equences d 'äpisodes s ädimentaires. P ar a illeurs, o n r emarque q u 'ä c ötä d e c es r ösultats e ntre 5 500-6000 B P, o btenus i ndistinctement d ans l es c ouches p rofondes o u s upörieures, d ans l es n iveaux d e I A, I B, HA e t I IB, e xiste u ne s örie d e d ates r adiocarbone p lus a nciennes e ntre 9 385±120 B P p our I A e t 7 115±120 B P p our I IB. P our l a p öriode I II d e M ehrgarh ( époque c halcolithique a ncienne), n ous a vons u n r ösultat d e 6 500±80 B P. C ette s örie a ncienne p räsente l ' avantage d 'offrir u n c adre c hronologique c ohärent p our l a s equence n äolithique d e M ehrgarh, d e l a f in d u 8k le m ill6naire j usqu 'ä l a f in d u 6 eme e t l e d ebut d u 5 äme m illänaire. C ependant c es r ösultats n e p ermettent p as d 'expliquer t oute l a s ärie d e d ates b eaucoup p lus t ardives q ui s emblent n ier t oute ö paisseur t emporelle ä u ne s equence q ue l es o bservations a rchäologiques e t s ödimentologiques l ongue.
c onduisent
p ourtant
ä
c onsidärer
c omme
t räs
L E N EOLITHIQUE DE M EHRGARH
3 85
D e t els p roblämes e xistent a ussi p our l es p öriodes p lus r öcentes q ue n ous n 'aborderons p as i ci. P our c es p öriodes, l es i mportations e t l es c ontacts e ntre M ehrgarh , N ausharo, a vec l es s ites d e l 'Iran o riental q ui o nt l ivr6 d es t ablettes p roto-ölamites o u a vec d es s ites m ösopotamiens o ü o nt ö tö d öcouverts d es s ceaux i nfluences p ar l a c ivilisation d e l 'Indus, f ournissent d es a ncrages c hronologiques. O r o n s 'apervoit q ue p our t ous l es r ösultats: 4 190±140 B P p our l a p öriode I V , 3 960±140 B P p our l a p öriode V I ( contemporaine d e l a p öriode I d e S hahriS okhta , d atöe v ers 3 100 a vant J .C.), 3 570±150 B P p our l a p öriode V II ( pröcödant l es n iveaux l es p lus a nciens d e l a c ivilisation d e l 'Indus v ers 2 500-2400 a vant J .C.), i i m anque p lusieurs s iöcles p our q ue c es d ates s oient c onformes a ux s equences d e c es r egions. C ela e st e ncore p lus v rai p our u n a utre r ösultat d e l a p öriode I V, d ate a utour d e 3 500 a vant J .C. p ar r öförence a M undigak q ui e st d e 3 590±60 B P, s oit 2 1701 755 B C, e n t enant c ompte d es c alibrations d e K lein e t a / .
Musee
M ehrgarh :
l iste d es d ates r adiocarbone
P är inde I A
D a t ia 3 B P
B eta4407
7 1 15 ±2 90 6 9 25± 8 0 5 8 60± 7 0 9 38 5 ±12 3 5 3a 180 5 729 +730 5 8 31190
E e l :a -AC . 3 B e ta -26 86 B eta71721
L y -19 49 I , y -19 48 4 7-19 i r i
P er iode I B L A T-9 93 B eta1 719
4 .49 46 1 y1T 30 L v -906 L v -93 7 L v -9 c6 L v -909
6 1 10 4 . 9 0 C 29 22 7 0 1 3 3 4 (h125 3 203h310 8 4 /Ke .2 50 5 9 51 6 5 f are 8 0 6 o 9 ce 7 o 5 9 4 Ce00
Guimet PARIS
3 86
J .F . J ARRIGE
F eedo & L EA E tta -2688 E tta -7314
9 19Ce 7 0 5 40 2e 9 0
P e 'v iode DB E tta -1720 I t y -1945
7 115 ± 120 5 36 :k3 10
I er iode B eta -269 3
6 50 C2 , 8 0
P er iod9 I V I , y-1528 E tta -26 90
4 190 + 1 / 10 3 99 ct f o
P ev iode V I L t Y15 29
3 96 Ce .1 40
l eriode V II L t Y1 5 27
3 5 70150
Chronologies in the Near East, Aurenche o., £vin J. and Hours F. eds. BAR International Series, 1987
CALIBRATION OF RADIOCARBON DATES BEYOND 7200 BP
Bernd KROMER and Bernd BECKER
ABSTRACT: The radiocarbon data base for the calibration of radiocarbon dates beyond 7200 BP is discussed. Calibration curves based on Bristlecone Pine tree-ring series reach back to 7800 BP (6550 C); curves based on South German Oak reach back to 8250 BP (7200 BC). Beyond 8250 BP floating Pine series provide information about a strong aecular variation around 9650 BP leading to quasi constant radiocarbon ages during a calendar interval of 350 years. R£SUJ1£: On discute des donnees radiocarbone servant de base a la correction des dates radiocarbone au-dela de 7200 BP. Des courbes de correction basees sur les anneaux de croissance du Pin "Bristlecone" permettent de reculer jusqu'a 7800 BP (6550 BC): d'autres courbes a partir du Chene du Sud de l'Allemagne remontent jusqu'a 8250 BP (7200 BC). Au-dela de 8250 BP des series flottantes de Pin indiquent une forte variation seculaire autour de 9650 BP conduisant a des ages radiocarbone quasi constants pendant un intervalle calendaire de 350 annees.
Introduction
Calibration of radiocarbone dates (i.e. reconstruction of the past atmospheric radiocarbon level) is closely linked to any progress achieved in extending dendrochronologically datable tree-ring series. It is generally agreed that tree-ring series are most suited for calibration purposes as cellulose of tree-ring truly records the atmospheric radiocarbon level at the year of growth and there are well established procedures to remove any contaminating carbon compounds. In the age range beyond 7200 BP (1) two tree-ring series exist: Bristlecone pine and South German oak/pine series (high precision radiocarbon measurements covering younger intervals have been reported by a number of radiocarbon laboratories; they are discussed by other contributors to this meeting). In this paper we review radiocarbon data sets obtained using these two tree-ring series and discuss the prospects of extending them in the near future. Additional evidence on the long-term trend of the atmospheric radiocarbon level is obtained by measurements on yearly layered lake sediments.
(1)
In this paper solar ages are given in years "BC" whereas conventional radiocarbon dates are designated "BP"
3 88
B .
K ROMER a nd B .
B ECKER
Bristlecone P ine L inick e t a / . [ 1] h ave p ublished c alibration c urves o btained o n B ristlecone p ine i n t he a ge r ange 5 350 t o 5 850 B C a nd 6 080 t o 6 550 B C 1 4 ( C : 6 400 t o 7 000 B P a nd 7 200 t o 7 800 B P). F erguson [ 2] has i dentified t wo B ristlecone p ine r emnants d ated a round 8 800 B P b ut i t i s u nknown t o t he p resent a uthors i f t hey w ill r esult i n a n e xtension o f t his t ree-ring s eries. S outh G erman o ak s eries I n t he H ohenheim l aboratory a f loating o ak s eries h as b een c onstructed c overing 3 182 w ell r eplicated r ings. I t i s f loating b ut i t h as b een t ied t o t he B ristlecone p ine i ndependently b y t hree r adiocarbon l aboratories ( Linick e t a / . [ 7], S tuiver e t a l . [ 2], K romer [ unpublished]), a nd t o t he I rish o ak s eries a t 6 000 B P ( Kromer, u npubl.). T he m atching p rocedure p oints t o a s tarting a ge o f t he f loating o ak s eries b etween 7 190 a nd 7 234 B C. U sing 7 230 B C a s a s tarting a ge K romer e t a / . [ 3] have p ublished c alibration c urves i n t he a ge r ange 4 400 B C t o 7 200 B C ( 5600 B P t o 8 250 B P) s hown i n f ig .1 a nd 2 . S tuiver e t a / . [ 2] h ave p ublished c alibration c urves o btained f rom a s ubset o f t he f loating o ak s eries i n t he a ge r ange 6 450 t o 7 200 B C ( 7600 t o 8 250 B P) u sing a s lightly d ifferent s tarting a ge ( 7215 B C). B eyond t he f loating o ak s eries d iscussed s o f ar t here i s a nother f loating o ak s eries ( Main 9 ) e xtending f rom 8 200 t o 8 800 B P t hus o verlapping i n r adiocarbon y ears w ith y ounger s eries. A c orresponding m atch i n r ing w idths h as n ot y et b een o bserved s o o nly l ower l imits o f t he a bsolute a ge o f t his s eries c an b e g iven. A ssuming a s mooth t ransition i n t he a tmospheric r adiocarbon l evel a t t he j unction o f t he t ree-ring s eries K romer e t a / . [ 3] h ave o btained l ower l imits f or t his l evel b ack t o t he b eginning o f t he b oreal p eriod. F rom t hese d ata t here i s n o e vidence f or a l ower a tmospheric r adiocarbon l evel i n t he E arly H olocene p redicted b y t he a ssumption o f a l ong t erm s inusoidal " grand" t rend. I nstead t he r oughly 1 000-years d ifference b etween s olar a ge a nd r adiocarbon a ge a ppears t o p ersist. P reboreal S outh G erman p ine s eries O ak t rees s tarted t o s pread a ll o ver c entral E urope a round 8 800 B P; b efore t hat t ime o nly p ine c ould g row. A t p resent t hree f loating p ine s eries h ave b een c onstructed ( Becker a nd K romer [ 4]) a nd r adiocarbon d ata h ave b een o btained f rom t hem ( fig .3 a nd 4 ). A s t hese s eries a re f loating , o nly r elative i nformation o n c hanges o f t he p reboreal r adiocarbon l evel c an b e d erived. F rom f ig .4 a f airly s trong r adiocarbon v ariation i s e vident a round 9 600 B P l eading t o a c onstant r adiocarbon a ge o f 9 630 B P f or a t l east 3 30 s olar y ears p receded by a s harp t ransition a t 9 750 BP. This f inding i s i mportant, e .g . f or t he i nterpretation o f g rowth c urves o f p eat c ores d ated b y r adiocarbon. W e h ave a dditional p ine t ree a vailable t o c over a ll t he p eriod f rom 8 800 BP t o 1 0200 B P w ithout g aps s o a c ontinuous d endrochronologically d ated s equence m ay b e a vailable i n t he n ear f uture. E vidence f rom v arve s eries A lready i n 1 970 S tuiver [ 6] a nd T auber [ 5] p ublished r adiocarbon d ates o f l ake s ediments d ated b y v arves t o s how t he E arly H olocene
C ALIBRATION B EYOND 7 .200 B P
3 89
r adiocarbon l evel. A t t hat t ime t here e xisted a l arge d iscrepancy b etween t he t wo d ata s ets. S tuiver ( [6], [ 2]) l ater s howed t hat t he L ake o f t he C louds v arve d ata c losely f it t o t he t ree-ring d ata a t y ounger i ntervals a nd t hat t he r evised s wedish v arve d ata c an b e u sed t o e xtend t he l ong-term r adiocarbon r ecord t o 1 3300 B P. I t s hould b e n oted t hat t he t entative m atch o f t he M ain 9 s eries g iven a bove f ully a grees w ith t he L ake o f t he C louds v arves b ut o f m uch h igher t emporal r esolution .
c ourse
p roviding
a
C onclusion M id-holocene r adiocarbon c alibration c urves b ased o n t ree-ring s eries m easured i ndependently b y f our r adiocarbon l aboratories ( La J olla, S eattle, H eidelberg , A rizona ) a re n ow r anging b ack t o 7 200 B C ( 8250 B P). T he d ata s ets a gree w ithin a f ew d ecades, i nterlaboratory o ffsets b eing o f t he s ame m agnitude o r l ess ( Stuiver [ 2]). T he d ata o f L inick e t a l . [ 7], S tuiver [ 2] a nd K romer e t a l . [ 3] ( all o btained f rom S outh G erman o ak ) a re c ompared i n f ig .5 i n t he d elta-scale s howing q uite s atisfactory a greement. I t a ppears q uite f easible t hat t he r adiocarbon c alibration d ata b ase c an b e e xtended b ack t o t he e nd o f t he Y ounger D ryas u sing S outh G erman p ine c hronologies. I t i s a lready a pparent n ow t hat t he a tmospheric r adiocarbon l evel w as r oughly 9 % higher t hroughout t he E arly H olocene a nd t hat s trong s ecular v ariations c omparable t o t hose o f t he A D p eriod o ccurred a t t he b eginning o f t he B oreal a nd t he m iddle o f t he P reboreal p eriod. A cknowledgement T he w ork o n t he S outh G erman p ine h as b een s upported b y g rants o f t he G erman S cience F ondation ( DFG). Bernd
KROMER
Institut für Umweltphysik Universität Heidelberg Bernd
BECKER
Botanisches Institut Universität Hohenheim
REFERENCES
[ 4] BECKER B ., K ROMER B . 1 986
( in p ress)
E xtension
o f
t he
H olocene
D endrochronology
P reboreal P ine S eries f rom 8 800 t o 1 0100 B P, R adiocarbon , n °1. [ 3] K ROMER B ., R HEIN M ., S TUIVER M ., B ECKER B . 1 986
B RUNS M .,
S CHOCH-FISCHER H .,
b y 2 8,
M UNNICH K .O.,
( in p ress) Radiocarbon c alibration d ata f or t he 6 th t o t he 8 th m illennium B C, R adiocarbon , 2 8, n °1.
3 90
B .
K ROMER a nd B .
B ECKER
[ 1] L INICK T .W., L ONG A ., D AMON P .E ., F ERGUSON C .W. 1 986 ( in p ress) H igh p recision r adiocarbon d ating o f B ristlecone p ine f rom 6 550 t o 5 350 BP, Radiocarbon, 2 8, n° 1 . [ 7] L INICK T .W ., S UESS H .E., B ECKER B . 1 985 L a J olla m easurements o f R adiocarbon i n S outh G erman O ak T reer ing C hronologies, R adiocarbon, 2 7, 2 0-32.
[ 6] STUIVER M . 1 970
I n : I .U. O lsson ( ed .), R adiocarbon V ariations a nd A bsolute C hronology , P roc . 1 2th N obel S ymposium, W iley I nterscience, 1 97-214.
[ 2] S TUIVER M ., 1 986
K ROMER B .,
B ECKER B .,
F ERGUSON C .W.
( in g ress) R adiocarbon a ge c alibration b ack t o 1 3.300 B P a nd t he 1 C a ge m atching o f t he G erman O ak a nd U .S. B ristlecone P ine C hronologies, R adiocarbon , 2 8, n°1 .
[ 5] T AUBER H . 1 970
I n : I .U. O lsson ( ed.), R adiocarbon V ariations a nd A bsolute C hronology , P roc . 1 2th N obel S ymposium, W iley I nterscience, 1 73-196.
C ALIBRATION BEYOND
7 . 200 BP
3 91
I d
CD CD L 0
M M
n W
M G
e
M M
M S
W
N W
m
W
( da
s _ JA)
a 6u
S M W
M 0
M 0
M
0
M
C O
w
n
0 n
uogJeo0 p2d
e -
c o
( de
s JX)
a f ie j
c o
uoqueo0! ped
C D L f l
3 92
B .
K RONER a nd B .
C u
C u C u
t n
I n
c o
C D
C u C u
c o
l f 0 3
C u
U i I D 0 3
c o
n n
.C u
c nr z i
C u
C u
C u
c o
m
C u
C u
C u
C u
C u
C u
m
m
N .
C u
( dE l
C u I .
c o( s )
1
I
1
C u
I
I
I
s JA)
.LI
. .
C u
C u
C u
e N _
C D
( d ig
s JX)
m
a6u
1 L
1
C u
C u m
N .
-1 C u
m N .
C u N _
96 1, 1
C S J
C u
N .
c o N .
n N -
C u r . _
C u
C u
C u m
C u e N .
uocu Jeoo! ped
C u
C u
C u
C u
C u C u L n
-1, --iti — I t, . , C u
C u
— N .
uocpe3o! ppd
C u
C u
C u N .
C u
C u
m C )
nw C u
m w
B ECKER
3 93
a ) C u . .
1••••••••• •••
M
c i )
6 ) C D — C D .
6 1 e a 6 ) f S ) . .
C D 6 ) c n c n
e a 6 ) c o a )
c s
C D C D N . m
t he S outh G erman P ine s eries P fuhl 1 8 a nd
C ALIBRATION B EYOND 7 .200 B P
3 94
B .
9900 r
K ROMER a nd B .
B ECKER
1 4—C
9800
9700
I i
II l
' I
9600
I I 1
9500
9400
9300 CHRONO R ing*
..
9200 0
1
0 0
200
300
400
500
600
700
F ig .4 - R adiocarbon d ata f or t he P reboreal p ine c hronology . De 1ta
1 00
50
8000
7000
6000
5000
BC
4000
F ig .5 - C omparison o f r adiocarbon d ata s ets o btained from S outh G erman o ak ( Hd = H eidelberg [ 3], S = S eattle [ 2], L J = L a J olla [ 7])
Chronologies in Aurenche 0 ., Evin BAR International
the Near J . and Hours S eries,
F .
East, eds. 1 987
E L A T IV E S E TC H R O N O L O G I E A B S O L U E C H R O N O L O G I E S R A UP R O C H E O R I E N T D E1 0 .0 0 0 A8 . 0 0 0 B P : S Y N T H E S E Jacques
CAUVIN
L es t ravau d es p hysiciens s ont e ncore e n c ours p our l e c alibrage d es d ates 1 C c oncernant c ette p äriode e t a ucune t able d e c orrelation n 'a e ncore ä tä p ubliäe. L es a rchäologues b önöficient d onc d 'un s ursis p our c e t ravail p räalable i ndispensable q ui e st l a m ise a u p oint d 'une c hronologie r elative c ohörente c onfrontäe a ux d atations B P d isponibles. L e L evant L e p remier e ffort d e c orrelation q u 'on a ttendait d e l a q uatriäme s éance d e c e C olloque c oncernait l es d eux p arties d u L evant: L evant S ud e t L evant N ord . E n 1 980, l e C olloque P rdhistoire d u L evant n 'avait P u v enir ä b out d e c ertaines d ifficultös m algrä l e f ait q ue d es c ultures s emblables, ä galement i ssues d u N atoufien , a ient r ecouvert l es d eux r egions. L e " nettoyage" a uquel s 'est l ivrä W aterbolk ( ce v olume) s ur l es d ates d e J ericho n 'est p as ö tranger a u f ait q ue n ous c ommen9ons ä y v oir c lair . P our l a p öriode q ui v a d e 1 0.300 ä 9 .600 B P ( Päriode 2 d u " calendrier" d e l a M aison d e l 'Orient), l e s ynchronisme s e c onfirme d 'abord e ntre l e K hiamien d e M ureybet I B-II e t c elui d u L evant S ud, d atä ä A bu M adi e t r etrouvä r öcemment d ans l a v allöe d u J ourdain ä S alibiyah I X . I l s 'agit d ans l es d eux c as d 'une i ndustrie ä p ointes d 'El K hiam e t p ersistances m icrolithiques, n ettement d öriväe d u N atoufien f inal e t d atöe d 'environ 1 0.300 ä 1 0.000 B P. G ebel ( ce v olume) p ense q ue l es p ointes d 'Heluan s 'ajoutent a ux p ointes d 'El K hiam d ans c et a ssemblage, p arce q u 'on l es a t rouväes a ssociees s ur c ertains g isements j ordaniens ( cf . S abra I , d u r este n on d ate). N ous s uggärons, d 'apräs l a s tratigraphie d e M ureybet, q ue c e t ype d e g isement ä p ointes d 'Heluan p ourrait ö tre u n p eu p lus t ardif q ue l e K hiamien p roprement d it, q ui l es i gnore, t ant ä A bu M adi q u 'ä S alibiyah I X e t M ureybet; i l p ourrait e n r evanche c orrespondre a ux n iveaux I X-XI d e l a f ouille v an L oon ä M ureybet ( 1) o ü s e p rösente l a mf te
( 1)
Cf.
M . C.
o sseux d e
Cauvin de
Tell
l ' Euphrate
in
CAUVIN
Mureybet
N .1).
M . C. Syn c
e t
STORDEUR
( fouilles
D ., van
1 978: Loon,
Les 1965).
outillages Paris,
l ithiques
C . N. R. S.
e t
( Cahiers
3 96
J .
C AUVIN
a ssociation . U ne d ate e xiste p our c es n iveaux q ui f orment t ransition e ntre l es p hases I I e t I II d es f ouilles C auvin : c 'est P -1220: 9 885±115, s oit i mmädiatement a vant 1 0.000 B P. U ne p remiäre d iscordance c ulturelle a pparait ä p artir d e 1 0 .000 B P e ntre L evant N ord e t L evant S ud . C 'est l 'apparition , p ropre ä c e d ernier, d e l 'industrie " Sultanienne" q ui e st c elle d u P PNA d e J ericho, c aractörisäe p ar l a r aröfaction d es f läches e t l a d isparition d es m icrolithes a u p rofit d 'un o utillage s ur l ame e t d e n ombreux t ranchets b ifaces. L 'antärioritä d u K hiamien p ar r apport a u S ultanien s emble d ösormais s 'imposer a u L evant S ud , m ais u n p robläme s ubsiste: l 'industrie " protonöolithique" d e J äricho, d ont B ar-Yosef a d e n ouveau s oulignä q u 'elle n 'est r ien d 'autre q ue l a p hase a ncienne d u S ultanien l ui-möme, p eut-elle ö tre d éjà p lus o u m om s c ontemporaine d u K hiamien? Ch e st c e q ue n ous a dmettions n ous-mömes a u v u d es p lus a nciennes d ates 1 C d e J ericho ( 1) d onnäes p ar l e B ritish M useum . C es d ates, B ar-Yosef e st p artisan d 'attendre e ncore p our l es reudier d öfinitivement, a dmettant d es l ors u n c ommencement d u S ultanien v ers 1 0.300 B P, t andis q u 'il s 'agit ä l 'ävidence p our W aterbolk d 'une d iscordance i mputable a u l aboratoire. L a q uestion d u d ebut e xact d u P PNA-Sultanien n e f ait d onc p as e ncore l 'unanimitä. I i r este q u 'ä p artir d e 1 0.000 B P, l e P PNA d e J ericho, c omme c elui d e N etiv H agdud, e st, d 'apräs l es d atations, e n p aralläle c hronologique a vec l a p hase I II d e M ureybet e t l a p hase I A d e T ell A swad . M ais s 'il e xiste a lors e ntre L evant S ud e t L evant N ord d es a ffinitös ä conomiques ( premieres e xperiences a gricoles) e t a rchitecturales ( persistance d es m aisons r ondes) i ncontestables, p röcisons q u 'au n iveau important- d es o utillages, l a d iscordance c ulturelle e st n on m om s e vidente . S eules l es i ndustries l ithiques d u M oyen E uphrate e t d e D amascäne p euvent r 6ellement p asser p our d irectement d äriväes d u K hiamien , l es f läches ä e ncoches d äriväes d es p ointes d 'El K hiam a ccusant c ependant u ne p lus l ongue p ersistance ä A swad q u 'ä M ureybet. M ais r ien n e r appelle l e S ultanien a u L evant N ord ( 2). E t s i l 'on c onsidäre l 'industrie S ultanienne c omme u ne c omposante n äcessaire d e l a c ivilisation P PNA, i i e st d onc e xclu d e p arler d e P PNA a u L evant N ord ( 3). U ne a utre p recision a pportäe p ar l e C olloque c oncerne l e t erminus a d q uem d u P PNA ä J ericho. W aterbolk a yant m ontrö l a n äcessitä d 'äliminer l es d ates d e G lasgow ( GL-40, 4 1, 4 2: 8 .900-8.700 B P), u ne s ource d 'h6sitation t ombe e t i l d evient c lair , c omme d ' ailleurs l a p lupart d es s päcialistes l 'estimaient d éjà , q ue l e P PNA n e d ure p as a u-delä d e 9 .100 B P. C ette d ate, q ui c orrespond ä l a f in d u 8 öme m illönaire B C e n c hronologie t raditionnelle, d emeure c ependant b eaucoup p lus t ardive q ue l a f in d es c ultures d e M ureybet I II e t A swad I A , d ont l es d ebuts c oincidaient ä p eu p räs, o n l 'a v u , a vec c elui d u P PNA. I i y a d onc p erduration p articuliere d u P PNA , c ulture p ropre a u L evant S ud, p ar
( 1)
( 2)
En
admettant
d ' ailleurs
c e
qui
ä vrai
n 'est
L 'industrie egalement outillages
osseuse
tres
qu'elles
dire de
Jericho
differente
osseux
du
proviennent
precise
de
nulle qui
celle
Natoufien
de
part
d 'echantillons ä notre
comporte, de
Mureybet
Mallaha.
e ile I II,
Cahiers
"proto-neolithiques",
connaissance. aussi,
des
cf.
STORDEUR
de
la
" tranchets"
e st
D .
ä paraitre:
L es
Mission
Permanente
d e
Jerusalem. ( 3)
L ' expression pour PPNA
attenuee
exprimer de
Jericho.
une
"horizon
s imple
PPNA"
( Perrot)
concordance
pouvant
chronologique
8 tre entre
ä
la
l e
r este
r igueur du
utilisee
L evant
et
l e
L E P ROCHE O RIENT D E 1 0 .000 ä 8 .000 B P: S YNTHESE
3 97
r apport a u L evant N ord , o ü c 'est l e P PNB q ui s 'elabore d es 9 .600 B P. Q uant a u P PNB d e J ericho, s i o n e limine a ussi, c omme n ous y i nvite W aterbolk, l es d atations l es p lus r ecentes t outes i ssues d u l aboratoire d e G lasgow , i l a pparait q ue, c omme c elui, d e B eidha , i i s 'inscrit e ntiörement e ntre 9 .000 e t 8 .500 B P. D 'oü l es d eux c onclusions: 1 - I l n 'y a p as d e P PNB r ecent a J ericho m eme, 2 - I l n e s emble p as y a voir d ans l 'etat a ctuel d es d atations, P PNB a nterieur ä 9 .000 B P n on s eulement a J ericho, m ais d ans t out L evant S ud .
d e l e
I i y a urait d onc, c omme n ous l e p ensions e t c omme B ar-Yosef l 'a s ouligne e n s éance, u n c hevauchement e ntre l a f in d u P PNA a u L evant S ud e t l a p remiere p hase d u P PNB a u L evant N ord . S i n ous a doptons, rechelle d e t out l e L evant, e t n on d u s eul L evant S ud, l a d ivision t ripartite ( ancien, m oyen , r ecent) s ouvent p roposee p our l e P PNB ( cf . G ebel, c e v olume), l e P PNB a ncien s erait a lors u niquement u ne a ffaire s yrienne: i l s e s itue , d 'apres M ureybet I V e t A swad I B, e ntre 9 .600 e t 9 .200 B P e t y e st d éjà c aracterise p ar s on d ebitage s ur n ucleus n aviformes e t p ar l es p remieres p ointes d e B yblos. L e P PNB m oyen ( circa 9 .200-8.500 B P), r epresente e n S yrie m eme p ar A bu H ureyra a cöramique 1 e t A swad I I, v errait l 'extension d u P PNB a ussi b ien v ers l e L evant S ud ( oü i l s e p rösente a vec u n f acies p articulier ä p ointes d e J ericho) q ue v ers l e T aurus t urc ( "PPNB d u T aurus") e t p eutö tre a ussi, c omme G ebel l 'a r appele e n s éance, v ers l a D jezireh i rakienne ( Magzalia ). P our l e P PNB r ecent e nfin ( 8.500-8.000 B P), l es s ites d ates p ar 1 4 C r estent r ares a u L evant S ud e t g eographiquement a ssez m arginaux : l eur i ntöret r este d e p rouver l 'occupation d es z ones d esertiques ä c ette p eriode, a u S inai ( Wadi T beik , U jrat e l M ehed ) a u a u D esert N oir j ordanien ( Dhuweila ). A u L evant N ord, o ü l e P PNB r ecent d u M ayen E uphrate, d e D amascene e t d u l ittoral e st d epuis l ongtemps b ien d ate, l es e lements n ouveaux s ont v enus d e l a T urquie d u S E a vec l es p recisions c hronologiques a pportees e n s éance p ar V oigt e t W aterbolk s ur l es s ites r ecemment f ouilles d e G ritille e t d 'Hayaz. L e Z agros e t a u-delä I i a pparait q ue l e Z agros, b eaucoup m ains r iche e n s ites e t e n d atations e t p ar s urcroit t res c ompartimente e n u nites g eographiques i solees, n e p resente p as d e s equence n öolithique c omparable ä c elle d u L evant n i l e s ynchronisme g eneral q u 'on y o bserve d ans l a v itesse d 'e volution. H ole s 'est l ivre ä u n t ravail d 'archöologie c omparative e t d e c ritique d e d atations q ui n ous f ait i ncontestablement p rogresser . O n o bserve e n p articulier q ue l es s euls s ites d ates q ui s emblent t emoigner d 'un c ertain p arallölisme a vec l e N atoufien e t l e p remier N eolithique d u L evant s ont S hanidar e t Z awi C hemi, s ituäs t ous d eux d ans l 'extreme o ccident d u Z agros, s ur l e H aut T igre. O n av u q ue c 'est d ans l a m eme z one q ue Q ayönü p articipe, a p artir d e 9 .300 B P, a l a c ivilisation d u P PNB. L a r egion d u H aut T igre p arait d onc b ien " fonctionner" d e c oncert a vec l es p ays d u L evant. D ans l e Z agros i ranien , p ar c ontre, l e r etard d e l a n eolithisation
3 98
J .
C AUVIN
d öpasse u n m ill6naire s i l 'on m et e n q uestion, c omme l e f ait H ole, l es p lus a nciennes d ates d e G anj D areh e t d 'Asiab: c es s ites, e n e ffet, n e p araitraient g u6re a nt6rieurs ä 8 .700 B P. E nfin, c 'est s ur d es b ases p urement a rchöologiques o u s ödimentologiques q u 'encore p lus ä l iest J arrige c onclut ä u ne d atation d u N öolithique d e M ehrgarh ( Pakistan) ä p eu p r6s e ntre 9 .000 e t 8 .000 B P, a lors q u 'il y e xiste u ne l ongue s 6rie d e d ates 1 4 C b eaucoup p lus t ardives. C 'est b ien l e s igne d e l 'inutilit6 d es d atations a u r adiocarbone d ans l es c as, c omme c elui-ci, d 'öchantillons c ontamin6s. L 'apport d e c ette r encontre e st d onc,
p our
l a
p äriode
c onsidör6e,
p lus d iversifiö p our l es p ays d u L evant q ue p our l es c ontr6es p lus o rientales. L e p lus g rand n ombre d e s pecialistes d u L evant p articipant a u C olloque r eflötait, e n e ffet, u ne r echerche p lus a ncienne, 6 clat6e e ntre d e p lus n ombreuses 6 quipes d e d iverses n ationalit6s, p ar a illeurs h abitu6es ä ö changer l eurs i nformations. U ne i ndöniable " maturit6" a pparait d onc a u h iveau d es c hronologies r elatives e t l es p oints d e d ivergence s ont d evenus s econdaires. L a c alibration d es d ates v a d onc a rriver ä p oint p our d onner d es v aleurs a bsolues ä u n s chema c hronologique c oh6rent.
Maison
URA de
17, CNRS l ' Orient LYON
Chronologies du Prodle 0rient Chronologies in the Near East Relative Chronologie� and Absolute Chronol0gy 16,000-4,000 B.P. C.N .R.S. International Symposium, Lyon (France) .24-28 November 1986 edited by
Olivier Aurenche Jacques Evin Francis Hourst Part ii Maison de !'Orient Mediterraneen (C.N.R.S.-Universite Lumiere-Lyon 2), Lyon, France Archaeological Series Nb 3
BAR International Series 379(ii) 1987
B.A.R. 5, Centremead, Osney Mead, Oxford OX2 ODQ, England.
GENERAL EDITORS A.R. Hands, B.Sc., M.A., D.Phil. D.R. Walker, M.A.
BAR 8379 (II), 1987: 'Ch ronologies du Proch e Orient/Chronologies in the lear East' Part II
©
The Individual Authors, 1987
The authors’ moral rights under the 1988 UK Copyright, Designs and Patents Act are hereby expressly asserted. All rights reserved. No part of this work may be copied, reproduced, stored, sold, distributed, scanned, saved in any form of digital format or transmitted in any form digitally, without the written permission of the Publisher. ISBN 9781407389752 (Volume I) paperback ISBN 9781407389769 (Volume II) paperback ISBN 9780860544876 (Volume set) paperback ISBN 9781407346557 (Volume set) e-format DOI https://doi.org/10.30861/9780860544876 A catalogue record for this book is available from the British Library
Part ii LE PROCHE ORIENT DE 8.000 A 6.000 BP THE NEAR EAST FROM 8.000 TO 6.000 BP L. Copeland et F. Hours : The Halafian, their predecessors and their contemporaries in Northern Syria and the Levant: relative and absolute chronologies........................
401
T. Watkins et S. Campbell : The chronology of the Halaf culture...................................................
427
Y. Calvet : L'apport de Tell el 'Oueili
a
la chronologie
d'Obeid...................................................
465
J. Oates: 'Ubaid chronology...............................
473
P.P. Vertesalji : The chronology of the Chalcolithic in Mesopotamia (6.200-3.400 BC) ..............................
483
A. Le Brun : Chronologie relative et chronologie absolue dans le neolithique Chypriote.............................
525
A. Hesse : Archeomagnetisme et chronologie absolue au Proche Orient. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
549
F. Hole: Issues in Near-Eastern chronology................
559
LE PROCHE ORIENT DE 6.000 A 4.000 BP THE NEAR EAST FROM 6.000 TO 4.000 BP R. Dalongeville et P. Sanlaville : Confrontation des data tations isotopiques avec les donnees geomorphologiques et archeologiques apropos des variations relatives du niveau marin sur la rive arabe du Golfe Persique................. H. Haas, J. Devine, R. Wenke, M. Lehner, W. Wolfi and G. Bonani: Radiocarbon chronology and the historical calendar �,.. .
567
in Egypt ........'..........................................
585
H.J. Nissen: The chronology of the Proto- and Early historic periods in Mesopotamia and Susiana....................
607
M. Voigt : Relative and absolute chronologies for Iran between 6.500 and 3.500 cal. BC............................
615
R .H.
Dyson
H issar H .J. La
I I
Jr. and
Nissen
Annex:
L iste 1 4
r elative
de des
C dates
and
Proto-Elamite
: Introduction
chronologie
Annexe:
: The t he
and
a bsolute
horizon s ummary
6 .000
a 4 .000
dates
Radiocarbone
l ist
of of
chronology Northern t he
s ession
BP
( 14.000-5700
of
I ran..
6 47
: 6 79
( 14.000-5700
BP)
BP)
6 83 6 87
LE PROCHE OR IENT DE 8 .000 A 6 .000 BP
THE NEAR EAST FRO M 8 .000 TO 6 .000 BP
Chronologies Aurenche BAR
0 .,
in Evin
International
the J .
and
Near Hours
Series,
East, F .
eds. 1 987
T H E H A LA F IA N S , T H E IR P R E D E C E S S O R S A N D T H E IR C O N T E M P O R A R I E I NN O R T H E R N S Y R IA A N D T H E L E V A N T R E L A T IV E A N D A B S O LU T E C H R O N O L O G I E S Lorraine
t he
COPELAND
and
Francis
HOURS
I n 1 984 t he p resent w riters p resented a p aper o n t he d istribution o f H alaf c ulture a nd i ts e xpansion ( Copeland a nd H ours, i n p ress). I n
t his p aper w e w ill d eal w ith a d ifferent b ut r elated s ubject: H alafian c hronology. I n o r e t o c onstruct t his c hronology w e w ill u tilise n ot o nly t he a vailable 1 C d ates b ut a lso a ny c onfirmatory a rchaeological e vidence g ained f rom t he s tratigraphy a nd f rom c ontemporary t hough n onH alaf c ultures, f rom t heir p redecessors a nd s uccessors i n t he s ame r egions, a nd t he c hanging r elationships b etween t hem t hrough t ime, s ince t hese d ata h ave a b earing u pon t he i nternal H alafian d evelopment. A s o ur t itle i ndicates, w e w ill c oncentrate o n t he S yro-LebaneseT urkish p art o f t he H alaf s phere; w e m ust, o f c ourse t ake i nto a ccount t he h appenings i n t he e astern p art, i n n orthern I raq, b ut t his w ill n ot b e o ur m ain c oncern. T he s tudy w ill b e c arried o ut i n t wo p arts; i n t he f irst, w e w ill r eview t he r egional s equences o f c ontemporary c ultures i n o ur a rea t hese a re g enerally k nown i.e. a s cheme b uilt u pon u ncalibrated 1 C d ates ( where " acceptable") t ogether w ith t raits l inks a nd o ther u seful a rchaeological c roos-references. I n p ractice s uch a s ubjective 1 4 c onstruct i nvolves n umerous c ompromises such a s t he r ejection o f c d ates n ot c onsidered t o f it t he e vidence- o r o ur u nderstanding o f i t a nd b y i gnoring e ven t he s tandard d eviations o f t he d ates a ccepted; i t w as i n t his w ay t hat t he c hronological s cheme w hich w e u se h ere w as w orked o ut n ot o nly b y o urselves ( Aurenche e t a t ., 1 981; H ours e t a l ., i n p rep.), b ut o ther s ynthetic w orks i n t he p ast ( Porada , 1 965; M ellaart, 1 966; P errot, 1 978; R edman, 1 978) a nd m ore r ecently b y e .g . G ebel ( 1984). I n t he s econd p art w e w ill c ompare t he c onventionnally c onstructed s equence w ith o ne u sing c alibrated d ates.
4 02
L .
C OPELAND a nd F .
H OURS
he a rea i nto c ultural P eriods a ccording t o A urenche e t W e d ivide t a s f ollows ( excluding P eriods 1 a nd 2 , E pi-Paleolithic a nd c a ., 1 981, P .P.N.A.):
3 : 4 : 5 : P eriod 6 : P eriod P eriod P eriod
P eriod 7 : P eriod 8 : P eriod 9 :
P .P.N.B., c. 7 .600-c .6 .600 BC. L ater P .P.N.B. a nd e arly P ottery N eolithic, 6 .500-6.000 B C A muq A , B yblos N&olithique A nd en ( 1), 6 .000-5.600 B C. A muq B , B yblos N6olithique A nd en ( 2), 5 .600-5.000 B C. A muq C , B yblos N6olithique M oyen , H alaf, 5 .000-4.500 B C. A muq D , B yblos N6olithique R ecent, T ransition H alaf-Ubaid , U baid 3 , 4 .500-4.100 B C. A muq E , B yblos £ n&olithique And en , N orthern U baid , U baid 4 , 4 .100-3.600 B C.
I n t his s tudy w e w ill r eview t he s ituation i n P eriods 4 -8 , f or, a s T . W atkins h as r ightly p ointed o ut ( this S ymposium) t o k now s omething o f t he H alaf o ne m ust k now s omething o f t heir o rigins. T hat i s w hy w e b egin b y l ooking a t t he " Halaf H omeland" i n n orthern S yria a nd I raq a t housant o r s o y ears b efore t hey a rrived i n i t ( if t hat i s w hat t hey d id) in f act, f rom t he f irst u se o f p ottery i n t he r egion, a bout 6 .500 B C. T his i s f ollowed b y t he s ome 1 .000 y ears o r m ore o f H alaf o ccupation i n t he c entral a rea a nd o f i nfluence i n s urrounding a reas, i ncluding t he r ather c onfused t ime a t t he e nd o f t he H alaf c ultural s pan. T he g eographical l imits o f o ur s tudy i nclude a ll a reas e ither o ccupied ( in t he v iew o f m ost w orkers) b y H alafians a s w ell a s t he p eripheral r egions i nhabited b y i ndigenous g roups w ho, n evertheless, w ere i nfluenced b y H alaf p ottery s tyles; t hey a re r egarded a s h aving e ither i mported o r c opied H alaf p ots ( 1) . A s w e s hall s ee, t he d ividing l ine b etween t he t wo t errains h as b ecome e xtremely d ifficult t o d efine, f ollowing t he a dvent o f N eutron A ctivation A nalyses o f c eramics, a nd i s p robably n ot t o b e b ased o n t he p resence o f s herds c onsidered, b y t he e xcavator o r c ollector, t o b e " local H alaf" o r " true H alaf" b y e ye i nspection a lone. O ne s uch n on-Halaf r egion
w ould
b e
t he
" Syro-Cilicia"
o f
t he
B raidwoods ( Braidwood a nd B raidwood, 1 960), c omprising M ersin a nd T arsus o n t he C ilician P lain; t he A muq P lain i n t he H atay; t he A k-Su v alley n orth o f i t; t he c oastal p lain s ites d own a s f ar a s B yblos; w e w ould a lso i nclude t he i nland a reas: Q oueik v alley t o t he E uphrates, e ast o f A leppo a nd n orthward f rom t he S ajour r iver d rainage t o t he G aziantep a rea , a lthough m ost o f t hese a reas m ay b e " true H alaf" l ands. A nother a rea i s t he O rontes B asin ( Homs, H ama, t he G hab) a nd t he n orthern B eqaa V alley n ear B aalbek-Hermel. F urther n orth i s t he T urkish E uphrates B asin ( Urfa , S amsat, A diyaman) a nd t he u pper T igris a nd S iirt a reas ( Diyarbakir , M ardin). T he m ain H alaf r egion i s t hat o f t he S yrian J ezireh, e specially t he v alleys o f E uphrates t ributaries s uch a s t he B alikh a nd t he K habour ( the R add a nd t he W adi D ara b eing t ributaries o f t he l atter). T he d istribution m ap s hows a g ap f rom h ere t o t he I raqi b order ( Tell K ochek) b ut t his a pparent l ack o f s ites m ay b e d ue t o l ack o f
( 1)
Those J .
who
have
Mellaart
and
worked P .J.
on
Halaf
Watson
matters
( see
in
the
B ibliography
area f or
i nclude p ublished
T .
Davidson,
works).
I .
H ijara,
T HE H ALAFIAN I N N ORTHERN S YRIA A ND T HE L EVANT
4 03
s urveying . F inally, w e m ention t he I raqi J ezireh s urrounding J ebel S injar a nd o ver t o t he T igris B asin a round a nd t o t he n orth o f M ossul. W e w ill a bstain f rom d iscussion o f a rea f urther V o t he e ast o r s outh-east e xcept w here n ecessary t o m ention a " useful" 1 C d ate. F or c onvenience , d ata o n s ignificant s ites i s t abulated o n T ables 1 a nd 2 , t he d ividing l ine b etween a reas b eing a rbitrary. B ibliographic r eferences t o s ites m entioned a re g iven i n T able 3 ; u sually t he m ost u p-to-date r eference i s t he o ne c ited . N otes o n t erminology B efore b eginning t he r eview, t hree t erminological p roblems n eed t o b e m entioned . 1 : u se o f " Neolithic" v ersus " Chalcolithic"; 2 : u se o f t he t erm " DFBW"; 3 : u se o f " true H alaf" v ersus " local H alaf". I n t he c ase o f t he f irst p roblem ( Mellaart, 1 970: C .A .H .J., 1 , 2 51), t he C halcolithic a s ac ultural p hase w as d efined d ifferently i n e astern ( Mesopotamian ) a nd L evant a reas o f t he N ear E ast; p ainted p ottery w as t he c riterion i n t he e ast, u se o f m etal i n t he L evant. H ence t he H alaf c ulture i s r egarded a s C halcolithic, w ith t he i ncongruous r esult t hat i n i nland S yria w e f ind M iddle N eolithic f olk e mploying C halcolithic p ots ( cf . A rd T laili a nd A rjoune)! I n a ny c ase, a s w e n ow k now, a " Neolithic" c ulture i n t he s ense o f B raidwood a nd H owe ( 1960, " primary v illage f arming c ommunities...") s uch a s U mm D abaghiya , h as p ainted p ottery, a nd s ome e ven e arlier s ites h ave p roduced m etal, s o t hat t he p roblem n eeds c larification . A s t o t he s econd p roblem , i t s eems t o u s t hat B raidwood 's t erm D FBW ( Dark F aced B urnished W are) ( Braidwood a nd B raidwood , 1 960) h as o ften b een m isused a nd a pplied t o d ull-coloured b urnished p ottery o f a ny s ort. T his h ad l ed t o m istakes i n a ge-distribution , p articularly o f s urvey m aterial a nd h as e ffectively r eplaced t he u seful a nd p recise t erm o f B raidwood w ith o ne h aving n o c hronological v alue. I n f act, i t a ppears t hat t he A muq A /B N eolithic t ype o f D FBW o nly o ccurs i n S yroC ilicia f or a c ertain p eriod a nd i s c ompletely d ifferent f rom t he c entral a nd n orthern S yria w ares e ven b urnished , b oth e arlier a nd l ater ( the l atter b eing a ssociated w ith t he H alaf ). B riefly , t he A muq A /B t ype o f D FBW i s a t hin , f ine w are w ith d ark p aste c ore a nd s urface t emper, o ften d ecorated w ith i mpressions, i ncisions o f a ppliqué, a nd i f p lain, b urnished w ith a p ebble. T hrough t ime t he m ethod o f b urnishing c hanges a nd t he w alls b ecome t hicker ( cf . t he A muq C a nd D p hases " Kurdu t ype" p ottery). T his s equence c learly d oes n ot o ccur i n t he n orth a nd e ast, w here s tyles e volve i ndependently o f b oth t he L evant a nd t he A muq . A s olution m ight b e t o r efer t o t hese w ares a s t he " Thick B urnished S eries". O ur t hird p roblem h as a risen a s a r esult o f t he N eutron A ctivation A nalyses c arried o ut o n H alaf a nd o ther s herds b y e .g . D avidson a nd M cKerrell ( 1976 a nd 1 980). B ased o n c omparison w ith c lay t aken f rom s ources c lose t o p rehistoric s ites, t hey w ere a ble t o s how , i n an umber o f c ases, t hat s herds f ound i n ap eripheral o r " non-Halaf" s ite a nd c onsidered t o b e " true H alaf" ( imported) w ere i n f act m ade o n t he s pot w ith l ocal c lay , i n o ther w ords t hey w ere n ot i mports b ut c opies u nless, o f c ourse t he s ite w as r eally a H alaf o ne. E arly a ttributions
4 04
a s
L .
C OPELAND a nd F .
t o o rigin o f s herds i n p ublished r eports m ust t herefore b e
H OURS
r egarded
w ith c aution. The c onventional c hronology I n t he p re-Halaf e ra w e h ave t hree p hases P PNB,
p re-Amuq A ;
P eriod 5 , Amuq A ;
( our
p hases):
P eriod
4 ,
a nd P eriod 6 , A muq B .
P eriod 4 , c .6 .500-6 .000 B C ( uncalibrated d ates) P rior t o t he A muq A p hase, p ottery-using w as e rratic, i ntermittent o r a bsent a ltogether a nd t he p hase i s u sually s een a s h" Later P .P.N.B." o r a ceramic. H owever , a n umber o f c onsistent l' C d ates g ives a c hronological f ix o n s ome c ontemporary N eolithic c ultures w here p ots w ere b eing made. T hese a ppears e arly i n t he B alikh V alley s ites, t wo o f w hich, A ewad/Assouad a nd D amishliyya , h ave b een e xcavated, t he f irst b eing 1 C d ated t o 6 .670 a nd 6 .500 B C f or a c eramic l evel b elow ( sic) a n a ceramic o ne. S everal m ore s ites w ith t he s ame m aterials a re a lso k nown i n t he v icinity ( Breilat, M afraq S louq, D amishliyya I I). A t D amishliyya , t he c eramics b egin n ear t he t op, a nd a t a ll t hese s ites t he w ares a re s imple i n f orm, l ight i n c olour, t hick a nd p oorly f ired, a nd e ntirely u ndecorated e xcept f or s light b urnishing . F urther t o t he s outh-east, a s imilar s ituation i s f ound a t B ouqras a nd T ell e s-Sinn a t t he m outh o f t he K habour ; h ere t oo t he a dvent o f c eramic o ccured n ear t he e nd o f t he s equence, w hich i s d ated t o f rom 6 .430-5.975 B C. I t i s a s hade m ore s ophisticated, s ome p ieces b eing d ecorated w ith p ainted r ed l ines. P ottery i s n ot k nown a t t his t ime i n t he L evant; R as S hamra V C ( dated t o c .6 .414 ) a nd t he b ig E uphrates t ells E . o f A leppo a re a ceramic. H owever, r ecent w ork o n t he T urkish E uphrates n ear S amsat h as p roduced a g roup o f s ites i n t he P .P.N.B. t radition a t w hich a d ate f or t he s tart o f p ottery-use h as n ot y et b ecome c lear: G ritille, H ayaz, N evalla Q ori a nd K umartepe. T he f irst t wo, a s w ell a s G ritille 's l ower l ayers s eem t o b e a ceramic, b ut a f ew s herds o ccurred i n G ritille 's u pper l ayers; t he s ite h as d ates b etween 6 .700 a nd 5 .800 B C ( the s ame r ange a s B ouqras a nd, a t t he s tart, A ssouad ). K umartepe, o n t he o ther h and, i s r eported t o b e a c eramic s ite w ith p ottery r elating t o t hat o f A muq A /B. W hile t he m ain c eramic s eems t o b e a t hick, c oarse, b uff a nd s lightly b urnished w are, a s econd t ype h as m ineral i nclusions, i s t hinner, o f a r ed-grey c olour a nd i s 3 0% b urnished; s mall f ragments o f s herds w ith r ed v ertical l ines p ainted o n ab uff g round a re m entioned, h ence t he a ttribution t o A muq A o r B ( the l atter t o b e d iscussed b elow). I t i s a q uestion, t herefore, w hether t he e arly p ottery o f t his g roup l inks u p w ith t hat o f t he J ezireh s ites a nd i s " Pre-Amuq A ", o r a lternatively w hether i t l inks w ith t he c onventionally p ost-6.000 B C L evant ( Amuq A ), o r w hether t hey r epresent a t hird f ad es; f or t he m oment t he d scription o f t he w are s eems t o p oint t o t he f irst p ossibility. S o f ar a s w e k now, p ottery h as n ot b een f ound o n n orthern I raq s ites o f a p re-Amuq A d ate, a lthough a ceramic s ites ( Magzalia , D er H all) r egarded a s e arlier t han U mm D anaghiya a nd S otto,
d o o ccur.
A muq A , P eriod 5 , 6 .000-5 .600 B C E ven t hough v irgin s oil w as r eached n either a t M ersin o r J udaidah, t he d ate o f 6 .000 y ears B C c onventionally f ixes t he s tart o f A muq A ( Judaidah X IV).
T he J udaidah a nd D hahab p ottery ,
a nd i ts
a nalogues
i n
T HE H ALAFIAN I N N ORTHERN S YRIA A ND T HE L EVANT
5
t he Q oueik B asin, A k-Su V alley ( Sakce G özü P eriod I ) a nd C ilicia , i s q uite u nlike t hat d escribed a bove; a s w e h ave m entioned p reviously, t he D FBW o f A muq A i s ap ebble-burnished, t hin w are w ith a v ariety o f d ecorative t reatments, p ainting b eing v irtually a bsent. T he " True D BW" i s f ound o n t he L evant c oast ( Ras S hamra V B, S ukas N , T abbat a l-Hammam , B yblos N&Aithique A nd en) a s w ell a s i nland ( Nebi M end b ase, L abwe, N eba 'a F aour). T he f lint i ndustry a nd o ften t he a rchitecture r esemble t hat o f t he p revious P .P.N.B. p hase. W e c onsider t he d ate o f 5 .410 a s t oo l ate f or t he s tart o f B yblos N6plithique A nd en . P art o f t he c entral J ezireh E uphrates m ay h ave b een a bandoned a t t his t ime, j udging b y t he l atest d ates o f A ssouad a nd B ouqras a nd t he a bsence o f A muq A -type p ottery; a n e xception ( i n t he K habour h ead w aters a rea ) m ay b e F akhariya , b ut t he e vidence i s a mbiguous. S trictly s peaking , w ith a d ate o f 5 .620, t he " Neolithikum" a t t he b ase o f T ell H alaf b elongs i n P eriod 5 , but i s b est d iscussed i n P eriod 6 , t ogether w ith a nalogous " Altmonochrom" m aterial a t t he b ase o f o f H abesh, a lso u nderlying H alaf l ayers. I n t he s ame r egion, t he b ase o f C hagar B azar ( pre-15 p its) m ay h ave s ome A muq A m aterial. W e h ave r ecently h eard o f L ate N eolithic p ottery f rom T ell S abi A byad o n t he B alikh ( p.c. P .M.G . A kkermans, 1 987). I n c ontrast, t here a re s everal s ites i n N orthern I raq w hich h ave e arly p ottery, s ome i n q uite a rid a reas ( such a s U mm D abaghiya ), w hich a re r egarded a s d ating t o a bout 6 .000 B C; S otto, f or e xample, i s d ated t o 5 .768 B C i n l evel 7 . A s i n c ontemporary A muq A , t his i s o ften d ecorated, b ut h ere t hey p referred s tyles w ith p ainting , m ore t han a ppliqué a nd b urnishing . T he s hapes a re u nlike t hose o f t he L evant, a nd t he w alls a re m ost o ften t hick a nd p oorly-baked. O ne m ight w ish t o s ee a p ossible a ncestor f or t he H alafians i n t he U mm D abaghiya/Sotto c ulture, b ut, a s w e s hall s ee, t he l atter s eems t o d evelop i n a nother d irection ( towards t he H assunan). A muq B , P eriod 6 , c .6 .600-5 .000 B C B eginning a gain i n t he w est, a u seful d ate f or t his p hase i s t hat f or R as S hamra : 5 .234 B C a t t he t op o f V A . I n t he e ponymous r egion, J udaidah 2 5-24 a nd D hahab m aterial i s r egarded a s a d evelopment f rom A muq A w here n ew c eramic s tyles o ccur, i ncluding , f or t he f irst t ime h ere, a p ainted s eries ( Brittle P ainted, d escribed a s a l ocal p ainted p re-Halaf w are) w hich f orms 5 -10% o f t he p ottery. T his p ottery i s w ell-cooked, p ale b uff t o o range, w ith v ertical o r w avy r ed l ines l ike t he " Ytldtrtms" a t c ontemporary M ersin 2 5-26. H owever, t he D FBW i s a lways t he p redominent w are a lthough p attern b urnished e ffects, a s w ell a s t hicker w ares, n ow o ccur. S imilar m aterials h ave b een f ound a t S ukas, H ama M , l ater B yblos W olithique A ncien ; Y ildirims o ccurred o n B ahouerta s herds. S ome p ainted s herds a t S akce G özü w ere ( in a n e arly r eport) a ttributed t o t he S amarran; t hese a rrived i n P eriod I I o f t he s ite t ogether w ith t he f irst H alaf t ypes, p robably b y t he e nd o f o ur P eriod 6 . I n t he J ezireh, i n C hagar B azar , s ome S amarran s herds w ere a lso f ound, b oth i n t he p its m entioned a bove, a ccompanied b y t ypically A muq B s herds, a nd i n l evels 1 5-13 ( it i s w orth n oting h ere t hat a S amarran s ite i n c entral I raq, S awwan, i s d ated t o 5 .349 BC i n l evel I II o n M ound B ). W e h ave a lready m entioned t he d ate o f 5 .620 f or t he b ase o f T ell H alaf,
w hich i ndicates a d ate a t t he b oundary b etween o ur P eriods
5a nd
4 06
C OPELAND a nd F .
H OURS
6 . T he N eolithic A ltmonochrom a ssemblage u nderlying H alaf l ayers, w as f ound a lone a t t he b ase o f a ll t he s oundings a nd w as a g reyish w are, t hick, o ften b urnished, w ith s imple s hapes, s ome o f w hich w ere c arinated l ike t hose i n t he U mm D abaghiya/Sotto c ulture a nd H assuna I A; t here a re r are i ncised o r p ainted s pecimens. S imilar m aterial w as o bserved b y D avidson, a lone, a lso u nder H alaf , a t H abesh, a t ell n ear A qab w hich h ad b een t runcated. T he n ext s tage a t T ell H alaf i s o ne w here H alaf a nd A ltmonochrom o ccur t ogether i n t he s ame l evel; t his o ccurs a t t he b ase o f A qab t o t he t une o f 3 8% f or t he N eolithic. S uch a s tage i s p resent a lso a t H abesh a nd p robably a t C hagar B azar a s w ell. D avidson, f ollowing h is r esearch i nto a ll t he a vailable m aterial, a nd a fter s tudy o f a s ample o f c .8.500 s herds f rom h is o wn e xcavation o f T ell A qab, c onsiders t hat t his s tage m arks t he e arliest a ppearance o f H alaf c eramics, a round 5 .500-5.300 B C i n t he U pper K habour ( Davidson, 1 977). S herds c onsidered b y D avidson t o r esemble t hose o f t his e arly p hase o f t he Halaf w ere a lso f ound o n B alikh t ells, e .g . M ounbateh a nd S awwan ( Davidson, p .c., 1 980). M ore r ecently s ome e arly t ypes w ere f ound i n t he H alaf p it i n D amishliya , ( the p it i ntrudes i nto t he N eolithic l ayers m entioned a bove). A t D amishliya , t oo, t he H alaf s herds w ere a ccompanied b y a n on-painted s eries; s ice t hese h ad s ome t raits l ike, o thers u nlike, t he N eolithic w are, w e m ay h ave h ere a c lue t o t he r elationship b etween t hem ( successive?). F or t he r ecord, t he e ssential i nformation g ained f rom A qab w as a s f ollows: i n T rench 3 t he A ltmonochrom c omponent i s d escribed a s c oarse, t hick, a nd b urnished ( one s pecimen b eing p attern-burnished, a n A muq B t rait). T he t ypology o f t he p ainted E arly H alaf c ould b e d istinguished f rom t he m ore t ypical c eramics o f l ater l ayers. ( To a nticipate o ur d iscussion i n t he n ext p hase, A muq C , t his o ccurs a t A qab i n T rench 2 , 2 -4 a nd T rench 3 ,1, w hich p roduced a c omplete t holos l ined w ith p laster, a nd o ther t races o f c ircular s tructures. T he p ottery , c alled M iddle H alaf, h as m ore s ophisticated p ainted e lements, i ncluding s ome w ith S amarran-like m otifs; t here i s a d ecrease t o 1 4% o f t he p lain b urnished s eries. F or D avidson t here a re c lose p arallels h ere i n t he p ainted s eries w ith e arly A rpachiyah, C hagar B azar a nd T ell H alaf , a ll i n P eriod 7 , w hich w e w ill d iscuss l ater ). F rom a ll t he a bove d ata w e c onclude t hat
t here
w as
s ome
k ind
o f
c ontinuum b etween t he N eolithic a nd t he H alaf i n t he " heartland" a rea , d uring P eriod 6 ; h owever , w hether t he u npainted s eries r epresents t he i ndigenous p opulation, i ntruded u pon b y t he H alafians ( but f rom w here?), o r w hether t he f ormer g radually a dopted t echniques o f p otteryp ainting a nd b ecame t he H alafians, i s a q uestion w e c annot a nswer . I n n orthern I raq a n e ven m ore c omplex s ituation i s f ound i n P eriod 6 , e specially t owards t he e nd. A t f irst, t he H assuna I a c ulture f ollows ( or i s a d evelopment o f ) t he U mm D abaghiya/Sotto c ulture a nd i n t urn i s s ucceeded b y ( or d evelops i nto) t he " true" H aesunan c ulture a s k nown i n T ell H assuna l evels I b-II ( 1). T here a re n o 1 C d ates e xcept f or t wo
( 1)
The
culture
found
at
Bashilov
e t
al.
see
and
Safar,
Lloyd
Umm
for
Dabaghiya,
discussion
Chart
I ,
of
Sotto, i ts
footnote*;
Yarim
evolution 1943.
Tepe to
the
I
and
other
Hassunan).
For
s ites
( see
"Hassunan"
T HE H ALAFIAN I N N ORTHERN S YRIA A ND T HE L EVANT
4 07
which w e r egard a s t oo l ate- f or Y arim T epe I , l evel 8 -7: 5 .200 a nd 5 .090 B C ( they a re r eversed). W e w ould h ave e xpected a d ate a bout 2 00 y ears e arlier a nd t hat t here w ould b e c ontemporaneity b etween t he H assunan a nd t he E arly H alaf o f t he K habour: t he p ainted p ottery c omponent o f e ach c ulture i s q uite d istinct f rom t he o ther, a nd, o f c ourse, b ecause p ainted p ottery i s p roduced, b oth a re r egarded a s " Chalcolithic". T o c omplicate m atters, t he S amarra c ulture a lso m akes i ts a ppearance i n P eriod 6 . The Samarans i nhabited a n a rid b and o f m ore s outherly t erritory i n c entral I raq ( Baghouz-Choga M ami) a nd i nteracted b oth w ith t he K habour E arly H alaf p eople ( e.g . a t C hagar B azar) a nd w ith t he H assunans, w ho, a t a l ater s tage i n t heir d evelopment, e .g . a t T ell H assuna I II-V, b egan t o i mport S amarran p ottery ( it h as nr , b een s uggested t hat t hey c opied t he l atter ). T he o nly a cceptable 1 C d ates f or t he c ulture a re f or a p re-Samarran s tage a t t he t ypesite, T ell e sS awwan ( a c ulture w ith a N eolithic a mbience, l evels I a nd I I o n M ound C ) o f 5 .506 B C, a nd a d ate o f 5 .349 B C f or t he m ain S amarran s tage, l evel I II o n M ound B . T his l ast d ate i s u seful i n t hat f rom i t w e c an i nfer t hat t his i s a lso b roadly t he d ate o f t he H assunan c ulture perhaps b efore t he S amarra p ottery-importing s tage. T he r elationships b etween t he S amarrans, H assunans, a nd t he H alafians o f A rpachiyah, a re n ot y et c lear, b ut a mong t he t hree, t he c learest l inks a re b etween t he S amarrans a nd t he l atest p hase o f t he H assunans. I t a ppears t hat t he H assuna c ulture d isappeared s oon a fter t his s tage, a nd i ts s ites ( T . H assuna , K harabet S hatani, Y arim T epe I e tc...) w ere a bandoned. S ome w ere r e-occupied b y H alafians ( e.g . t he p eople o f Y arim I I u sed t he s ummit o f Y arim I a s a c emetery), b ut n ever b y S amarrans, a nd t he l atter a lso d isappeared w ithout r e-occupation o f s ites s uch a s B aghouz a nd S awwan. T his s uggests a n a rrival o f H alafians s outh o f t he S injar n ot b efore t he e nd o f P eriod 6 , a lthough t hey m ay h ave o ccupied a reas t o t he n orth e arlier, a s T . W atkins h as s uggested ( Arpachiya l ower?). T here i s n o e vidence f or o r a gainst t his, e xcept f or t he p resence o f s ome S amarran p ottery t here, w hich s uggests c ontact w ith t he l ast S amarran p hase ( Period 7 ); t his s eems t o b e c onfirmed b y t he p resence o f H alaf s herds a t S awwan l evel V , s aid t o b e l ate H alaf. I n a ny c ase, t he c omplex o f c ultures i n P eriod 6 s eems t o h ave e nded i n P eriod 7 , when we f ind o nly t he H alafians o ccupyinF t he a rea . I t i s a t t his t ime t hat w e w ould l ike t o h ave m any m ore 1 C d ates t o v erify o r a lter t he c hronology s et o ut a bove, b uilt s o f ar l argely o n i nferences f rom t he s tratigraphy . A muq C , P eriod 7 , 5 .000-4.5 9 B C T here a re f ive " good" 1 C d ates f or P eriod 7 , f rom H as S hamra I VB, A rpachiyah, A rd T laili a nd t wo f rom Y arim T epe I I. C onventionally, t his i s t he e ra w hen t he H alafians w ere m ost w idely d istributed ( from A leppo t o K urdistan) a nd m ost c ulturally i nfluential. A d etailed a nd c omprehensive s ynthesis a nd r eview o f H alaf m atters, c arefully r eferenced a nd d ealing w ith m any a spects w hich w e a re n ot a ble t o d iscuss h ere, h as r ecently b een p ublished b y P .J. W atson ( 1983). A s s he p oints o ut, H alaf s ites a re r ecognised a bove a ll b y t heir c eramic, t o s ome e xtend b y t he a rchitecture i f p resent ( tholoi), a nd b y t he r ange o f s mall o rnaments. T he c ulture i s r egarded a s h aving p assed t hrough a n E arly, M iddle a nd L ate p hase, e .g . b y M allowan a t A rpachiyah a nd b y M ellaart ( Mallowan a nd R ose, 1 935 ; M ellaart, 1 975 a nd i n M atthers a nd
4 08
C OPE L A M o nd F .
H OLRS
O thers, 1 981), a nd t hese p hases w ere d istinguishable b y t r ite i n t he p ottery ( polychromy; z oomorphic m otifs; p resence o f s pe ial f orms, e .g " cream b owls", e tc...). T he r ecent e xcavations d o n ot a ll c onfirm t he e arlier s chemas; f or e xample, t he p roportions i n w hich c ertain s hapes ( regarded a s d iagnostic o r h aving c hronological v alue) m ay b e p resent s eem r ather t o b e d ue t o d iffering n eeds a nd f unctions f rom o ne s ite t o a nother, n ot t o s tylistic e volution o ccurring s ynchronously a t a ll s ites a s s ome h ave s uggested ( P.J. W atson, 1 983, 2 39- 2 10); a lthough t he o verall s imilarity o f H alaf c eramic s tyle ( across w ide d istances a s f ar a part a s T ilki T epe, Y unus a nd A rpachiyah) h as b een d emonstrated b y L eBlanc a nd W atson ( 1973), b y n ot r especting t he i nter-level c hronology a t e ach s ite s tudied, t he w ay i n w hich s tyles d eveloped t hrough t ime w as n ot i lluminated. I n t he w est, t here w as a pparently a h iatus a t t he e nd o f A muq B , a nd i ts t rue l ength i s n ot k nown; t his i s t he r eason t hat, a t K urdu ( Amuq C ) t he c harachteristic A muq B f orms e.g . t he B rittle P ainted-were n ot p resent. A lthough p lenty o f " local H alaf" w as p resent a t K urdu , " true H alaf" ( imported) s herds a mounted t o o nly 4 -9%; C ilicia ( Mersin a nd T arsus) a s w ell a s t he c oastal s ites f urther d own t he L evant c oast, a re " non-Halaf" a reas. W e r ecall t he c omment o f D avidson ( 1977) t hat t he c riterion f or t he r are " true" H alaf s herds w as t hat i t w as b etter t han t he b est " local" p ainted t ypes. H e a lso c onsiders t hat a t f irst, M iddle H alaf t ypes w ere b eing i mported o r c opied, a nd l ater, L ate H alaf t ypes. R as S hamra i s d ated t o 4 .600 B C a t t he t op o f I VB, i .e. n ear t he e nd o f t he p hase; i t, S ukas N , 3 -1, a nd B yblos i n t he N& )lithique M oyen c ontinued t o p roduce t heir o wn s tyles, n ow t he K urdu t ype o f D FBW , w ith e volved w ays o f b urnishing a nd w ith t he a ddition o f n ew f orms o f d ecoration, s uch a s r ed s lip. H owever , R as S hamra a lso i mported a nd c opied H alaf t ypes, a nd s eems t o b e a t t he w estern l imits o f H alaf i nfluence. D avidson ( 1977) h as p roposed t hat t he J ebel S emaan , b etween t he Q oueik a nd t he A muq, i s t he b oundary b etween t he l atter a nd H alaf t erritory . C ertainly, H alaf o ccupation i n t he Q oueik V alley w as q uite d ense ( Ain e t-Tell, M aled, B ahouerta , B ernä, e tc...). T o t he s outh i n t he O rontes b asin a n i ndigenous M iddle N eolithic ( so-called) c ulture w as p resent 4 r epresented b y H ama M , A rjoune i n T renches V a nd V II, d ated b y 1 C t o c . 4 .600 B C ( p.c. P . P arr ), Q alaat a l-Mudiq, a nd A rd T laili ( the l atter t o 4 .890 B C f or t his p hase), w hose c eramic c onsisted m ainly o f r ed s lipped a nd b urnished, o r s lipped a nd i ncised w ares. J ust a s a t R as S hamra , H alaf p ots w ere b eing i mported a nd c opied; s ome o f t he p ainted s herds g ive a t rue H alaf i mpression , o thers s eem c learly l ocal c opies. I t i s e asy t o u nderstand h ow t his a rea k ept i n c ontact w ith H alafians f urther n orth u p t he O rontes v alley ( Bern6), j ust a s t he A muq k ept i n t ouch v ia A frin v alley ( Tabarat T arfah). I t i s s trange t hat m ore H alaf/Mid e N eolithic t ells a re n ot k nown ( except f or H uwayiz) i n t he G hab. T he 1 C d ates t end t o c onfirm t he d ate o f t he c ontacts. I t i s p erhaps n ot n ecessary t o d well a t l ength o n t he
s ituation
i n
t he H alaf l ands t o t he n orth a nd e ast. T he s ites a re a lmost a lways f ound i n v alleys w ith g ood a lluvial s oil; A rab A zz6 a nd H udhud o n t he S ajour; M ureybet G as P ump, S hamseddine T anira , C archemish, Y unus o n t he E uphrates; T urlu, G aziantep, a nd s tretching f rom U rfa t o A diyaman a nd b eyond, t o A yngerm i n T urkey ( new s ites i n t his a rea i nclude Q avi T arlasi,
s aid t o h ave f ive
H alaf
l evels,
a nd
K urban
n ear
S amsat).
T HE H ALAFIAN I N N ORTHERN S YRIA AND T HE L EVANT
B eyond,
i n
t he
T aurus
f oothills
w e
a re
4 09
o nce
a gain
b eyond
H alaf
t erritory, e .g . a t K orucutepe A ( with L ate H alaf t ypes), o r a t T ülintepe a nd T epecik a nd p erhaps o ther K eban D am s ites, a lthough t he s tratigraphic s ituation b eing u nclear , w e a gree w ith D avidson t hat t he s pecimens p ublished s eem t o b e l ater ( Amuq D , P eriod 8 ). A ll t hese s ites a re a lso p roducing t heir o wn t hick b urnished s eries. G irikihaciyan s eems t o b e a b orderline c ase, h aving t holoi, b ut w ith j ust c .15% p ainted H alaf p ottery. I n t he J ezireh s outh o f t he f oothills w hich r epresents t he v eritable H alaf h eartland, p erhaps b ecause b est s urveyed. O ne w ell-studied a rea i s t he W adi D ara d rainage ( a K habour t ributary) w here H alaf t ells a re d ense. I nteresting s tudies ( unusually, n ot b ased o n c eramic t ypology) w ere c arried o ut o n p ottery-clay s ources, a nd, u sing N eutron A ctivation A nalysis t o d etermine t he o rigin o f s elected H alaf s herds, t hese s tudies r evealed a t rade-network i n p ainted p ots i n f orce b etween H alaf s ites a nd t heir n eighbours ( Davidson a nd M cKerrell, 1 976 a nd 1 980). A nother w ell-studied a rea i s t hat s urrounding J ebel S injar ( Lloyd, 1 938; H ijara , 1 980 ), r egarded b y H ijara a s a H alaf n uclear z one ( Hijara, 1 980 a nd i n p reparation) w here n umerous H alaf o ccupations a re a ttested ( e.g . Y arim T epe I I, Y arim T epe I II, A shiq, T ell H assuna , A hmed P hottotepe), s ome f ar t o t he s outh ( Khunaifis). Y arim I I i s a n e ntirely H alaf s ite a nd h as t wo " good" d ates: 4 .500 a nd 4 .470 B C ( levels 7 -6) w hich p robably r efer t o t he e nd o f P eriod 7 . The s equence i s c onsidered, j udging b y t he d escriptions o f t he e xcavators, t o b e M iddle a nd L ate H alaf ( 1), a s i s t hat o f S ounding 2 a t T . H assuna ( Lloyd a nd S afar, 1 945) a lso h as M iddle a nd L ate H alaf . Y arim I II m ay h ave l ater ( transitional) m aterial, c ompleting t he H alaf s equence i n t he a rea . A cross t he T igris i s t he t ypesite o f t he e astern a rea Arpachiyah. C onventionally, i .e. u sing t he a vailable 1 4 C d ates o f 4 .980 B C f or T .T .19-1 o f H ijara a nd 5 .077 B C f or T .T.10-8 o f M allowan , a nd r ejecting a c learly a bberrant d ate o f 6 .114 B C f or a l ater l evel, w e w ould h ave t o p ut a ll o f t he l owest p art o f t he s equence i nto P eriod 7 that i s M iddle H alaf i n o verall c hronological t erms ( cf. t he E arly K habour H alaf i n P eriod 6 - w hich h owever, i s n ot 1 4 C d ated). T he l ater l evels a t A rpachiyah, w ith p olychromy, w ould t hen r efer t o t he L ate H alaf. H owever t he l ower l evels c oncerned a re c alled E arly H alaf b y t he l atest e xcavator, I . H ijara ( Hijara a nd O thers, 1 980) f ollowed b y T . W atkins. W e a ssume t hat w hat i s m eant h ere i s e arly r elative t o A rpachiyah i tself, s ince o f c ourse, t he l ower l evels a re c learly e arlier t hat t he o verlying o nes; b ut a re t hey e arly i n r elation t o t he c ultural s equence e lsewhere? I t w ould g reatly h elp i f e xcavation c ould b e c ontinued i n o rder t o k now w hat l ies b eneath ( more H alaf? N eolithic a s a t T ell H alaf?). A lternatively, m ore d ates c ould b e s ought w hich m ight s how t hat t he p resent o nes a re t oo l ate. I f t hey a re g ood, t hey c ould i ndicate t hat a ll o f A rpachiyah s o f ar d ug i s c ontemporary w ith Y arim
( 1)
Polychromy 1 977). his
and note
Early
l ower. f irst
We
N .B.
s ophisticated that
phase nine
H ijara
th A rpachiyah,
C dates
t hree-quarters
of
the
forms
( p.c.
are 5 th
are
1980) which
the
indicates
mentioned Mil"
described
l ikens by
t he
( Merpert
( Merpert
lower
a Middle
l evel Halaf
excavators
and
Munchaev,
and
Munchaev,
material phase
p lacing 1976).
t o
for
Yarim
1976;
that
of
Arpachiyah I I
" in
the
4 10
L .
C OPELAND a nd F .
H OURS
I I, Y arim I II, a nd T ell H assuna . O n t he o ther h and , t he l owest A rpachiyah p ottery i s s aid t o r esemble t hat o f t he E arly K habour H alaf ( Davidson a nd W atkins, 1 981). T his p roblem a ffects t he o pinion a f T . W atkins ( this S ymposium ) t hat t he e arliest H alafians o f n orthern I raq o verlapped w ith t he H assunans. O f c ourse t his m ay b e s o , b ut t he e vidence g ained u p t o n ow f rom a rcheological s ources s eems t o p oint i n a nother d irection : n umerous c ases a re r eported w here H assuna l evels u nderlie H alaf o nes, o ften a fter a h iatus, f or e xample a t Y arim I w ith t he g raves m entioned a bove, T . H assuna w here t he H alaf i s f ound 2 3 m d istant, A zzo, H ajjiluk , J ikan , K harabet S hatani w ith 1 m o f s ilt s eparating t he t wo, e tc... T he r everse d oes n ot o ccur a nd H assunans w ere n ot i mporting/copying H alaf p ots s o f ar a s w e a re a ware, n or w ere H alafians u sing H assunan p ots. T he o nly l ink b etween t he t wo s eems t o b e o ne m entioned e arlier that b oth w ere i n c ontact w ith S amarrans-perhaps s uccessively. W e a re o nce a gain t hrown b ack o n t he h ope t hat p ossible t ypological/chronological d istinctions c an b e m ade i n t he c eramics, a lthough w e h eed t he w arnings o f W atson m entioned e arlier ( P.J . W atson , 1 983). T his s ubject h as b een s tudied b y H ijara , t aking i n t he m aterial f rom m ore t han 2 00 H alaf s ites t hroughout n orthern a nd c entral I raq. W e e agerly a wait t he p ublication o f h is d issertation ( Hijara , i n p reparation) o f 1 980 a nd i n t he m eantime w e r eserve j udgement o n w hat c onstitues, a nd m ay p roperly b e c alled , E arly , M iddle a nd L ate H alaf . A muq D , P eriod 8 , 4 .5000-4 .100 B C I f t here w ere p roblems c onnected w ith t he c hronology o f c ultural c hange a t t he s tart o f t he H alaf e ra , P eriod 6 -7, d ue t o i nsufficient d ates, n o d ates, b roken s equences o r i ncomplete e xcavation , t hen t here i s a c omparable s et o f p roblems a t i ts e nd . W e h ave a d ate a t T urlu , u nfortunately f rom a m ixed s ample, o f 4 .480 B C, w hich g ives a n a pproximate i dea o f t he s tart o f t he p hase , w hile w e h ave m entioned t he d ate o f 4 .259 f or t he b ase o f K orucutepe A , r egarded a s c ontaining a n A muq D a ssemblage. I n t he e ast, T epe G awra X VIII d ates t o 4 .470 B C, c onsistent w ith T urlu a t t he s tart o f P eriod 8 , w hile R as S hamra l evel I IIC m arks t he e nd o f t he p hase a t 4 .184 B C . P eriod 8 i s m ost c onveniently s een a s o ne o f t ransition d uring w hich t he H alaf c ulture, a s k nown i n P eriod 7 , d isappeared o r w as t ransformed i nto t hat o f N orthern U baid ( equivalent t o U baid 3 o f O ates, 1 960 , i n M esopotamia ). O nce a gain t he a rchaeological e vidence i s m ainly d rawn f rom c eramic t ypology w hich s hows t hat U baid w ares g radually a ppeared i n t he s herd s amples, i ncreasing t hrough t ime a t l ong-sequence s ites, e ventually r eplacing t hose o f H alaf ; b y t he e nd o f P eriod 8 o nly U baid p ainted s tyles a re p resent i n t he e ast a nd c entral a reas, a nd o nly U baid s tyles a re i mitated o r i mported i nto w estern a reas. I n s hort, t he e rstwhile H alaf-influenced r egions b ecame t he U baid-influenced r egions b y a bout 4 .100 B C. I n f act, t hese c hanges d uring P eriod 8 d id n ot o ccur e ither s ynchronously ( Davidson c onsiders t hat t here w as a c hronological l ag f rom e ast t o w est) n or i n f orm o f a s traight s witch f rom H alaf t o U baid . A t m any s ites, p ots m ade i n U baid s hapes a nd f abrics w ere p ainted w ith H alaf m otifs. I t w as t hese t ransitional o r h ybrid f orms w hich s uggested t o D avidson t hat t hey r epresented a f ourth o r f inal H alaf p hase ( Davidson , 1 977). W e m ust c onclude f rom t he p resence o f h ybrids t hat t he H alafians, i n t heir t urn , b ecame " influenced" b y
T HE H ALAFIAN I N N ORTHERN S YRIA A ND T HE L EVANT
4 11
a nother c ulture, t he o ne i nhabiting a reas t o t he s outh-east. I t i s d ifficult t o k now w hat w as t he f inal e nd o f t he H alaf c ulture. A re w e t o a ssume t hat,
h aving
f or
a
t ime
b een
" influenced",
t hey
e ventually a dopted a ll t he U baid c eramic t echniques? O r i s t he o ld " invasion" i dea t o b e i nvoked? B etter d ating w ould b e h elpful i n i lluminating t he m atter, f or e xample i f i t c ould c onfirm o r d eny t he l ag p roposed b y D avidson ( it w ould s eem, b ased o n t he a bove m entioned d ates, t hat U baid 3 w as a lready p resent i n G awra X VIII, e ast o f t he T igris, b ut w as n ot y et a ttested a t R as S hamra ). W e w ill a gain r eview t he s equence o f e vents f rom w est t o e ast, e ven i f t he f low o f i nfluence s eems t o h ave b een i n t he o ther d irection . I n S yro-Cilicia , M ersin X VI, a t l east, s eems t o b e o ut o f t he p icture a t t his t ime, a nd o riented t owards A natolia . T he A muq D s equence i s f ar f rom b eing c learly u nderstood. T he s ites u sually a ssigned t o i t ( Judaidah, K urdu, S heikh X -XII, K araca K hirbet A li) h ave m aterials w hich d o n ot c ompletely c orrespond. A t T ell e sh-Sheikh, W oolley ( Woolley, 1 935 ; Hood, 1 951, h as a lso d escribed t his m aterial) s tates t hat t he l ocal p ainted e lements i n l evel X ( succeeding l evel X I i n w hich U baid-like t ypes o ccurred) r epresented a n i ndividual r esponse t o H alaf a nd U baid i nfluences b ut w ere n ot t he s ame a s e ither. T he S heikh X m aterial m ay b e m ore a kin t o t hat o f K araba K hirbet A li t han t o t hat o f K urdu. A t K urdu, t he " type a ssemblage" f or A muq D , i n T rench I t he a mount o f " true H alaf" s herds h as d ropped t o 2 -7% a nd " Ubaid-like M onochrome" t ypes a ppear. H owever t he l ocal c eramics, t he r ed s lipped, w ashed, b urnished " Kurdu t ype D FBW", e tc... p revail a s u sual; c haracteristic t raits a re b ow r ims a nd s played j oins b etween p ot s houlder a nd h andle. O n t he c oast, i n R as S hamra I VA, o nly 7 % H alaf t ype c eramic p ainting i s r eported, a nd n one c ame f rom t he n ext l evel, I IIC a lthough b ow r ims w ere p resent i n t he l atter. A ccording t o i ts d ate ( 3.960 B C f or p hase M ), t here w ould b e ag ap a t t his t ime i n t he S ukas s equence, b ut a t B yblos i n t he N&Aithique r ecent, t he A muq D t ype o f e volved b urnishing a nd r ed s lip o r w ash t reatment w ere p resent, a s w ere b ow r ims. U nusually , s ome r are p ainted s herds a lso o ccurred ( should t his p ermit u s t o c all t his a ssemblage C halcolithic?). I nland, i n t he O rontes V alley, a n A muq D t ype o f c ulture s eems t o b e p resent a t H uwayiz, i n t he G hab, Q alaat a l-Mudiq, H ama L 6-4 , A rjoune i n T rench V I, d ated t o c . 3 .800-3.600 B C, a nd t he t op o f A rd T laili ( both o f t he l atter h aving b ow r ims). I n t hese s ites t here i s a s lackening o f Halaf i nfluence w hile l ocal f orms c ontinue t o e volve. T urning t o t he H alaf t erritory, t he b ig t ells o n t he Q oueik h ave p roduced T ransitional t ypes ( e.g . a t t he b ase o f R ifaat, a nd B ahouerta ). I n T urkey t he n orthern l imits o f i nfluence w ere r eached a t K orucutepe A , a nd t he o ther K eban D am s ites. A d ifferent a nd m ore c omplex T ransitional p hase o ccurred, a s m entioned e arlier , i n t he J ezireh a nd a cross t o n orthern I raq, w here t he h ybrid f orms o ccur ( on t he B alikh a t H ammam e t-Turkman, M efesh, Z aidan, e tc...), i n t he W adi D ara a rea ( Aqab), i n t he e ast ( Yarim I II a nd e specially T epe G awra X X, t he l ast H alaf l evel). E ven h ere t he c hanges t ook p lace u nevenly a nd n ot a lways s moothly. O ppenheim a nd S chmidt n ote a " period o f d ecadence" a t T ell H alaf, w hich w as t hen a bandoned; S akce S hamseddine, Y unus a nd o thers w ere a bandoned a s w as C hagar B azar, a lthough c ertainly n ot a ll a t t he s ame t ime. O n t he
4 12
L .
C OPELAND a nd F .
H OURS
o ther h and n o h iatus w as n oted a t A qab o r T urlu ( both e xcavated), w here U baid d irectly f ollowed t he T ransitional p hase. W e g ather f rom r eading t he l iterature t hat t here w ere s igns o f d isruption a lso i n t he e ast. A s n oted a bove, S ounding 2 a t T . H assuna , l evel V II-X, w ith p olychrome p ainted p ots, s eems t o r epresent a L ate o r T ransitional H alaf p hase a nd t here i s a h iatus b efore t he n ext ( Ubaid) o ccupation ( levels X IXIV); s omething c omparable o ccurred a t T halathat I I a nd ( without, i t i s s aid, a T ransitional p hase) a t A rpachiyah. S ome o f t he n ew s ites n orth o f M osul a lso r eveal i nterrupted s equences ( Hatara, J ikan); D erak i s r eported t o h ave a T ransitional a ssemblage. H owever, t here s eems t o b e n o g ap a t T epe G awra , e ven t hough t he l ast H alaf l evel, X X ( Transitional f or D avidson) w as o nly " probed". I t m ust b e r emembered t hat t he a bandonment o f a s ite ( especially i n m arginally a gricultural z ones) d oes n ot i ndicate n ecessarily t he d isappearance o f t he p opulation b ut r ather a m igration t o a l ess w orked o ut l ocality. N evertheless, i n w hatever f ashion , a nd o ver t he w hole t errain, t he r eplacement o f H alaf b y U baid d id t ake p lace. W hat a bout c alibration? T he
s cenario d escribed a bove f or P eriods
" good" d ates, e xpert o pinions e vidently m any s hortcomings.
4 -8 , based on uncalibrated
a nd a rchaeological s tratigraphies h as F or i nstance, t he t erritorial d ivisions
s eem t oo s imple, t he p ottery a ttributions a s t o o rigin a re n ot a lways r eliable: t he d egree o f " Halafness" c annot b e b ased o nly o n v isual i nspection, a nd f inally t he t ime s cale i s b ased o n t oo f ew a nd s ubjectively-judged d ates. G iven t hat p ainted p ots c haracterize t he H alaf a nd t hat p ainted s herds i n a s ample a lways a ttract t he m ost a ttention i n r eports, w e h ave f ocused o n t he v arious p ainted s eries. I t s hould b e o bvious h owever t hat t he p ainted H alaf i s a lways a ccompanied b y n on-painted s eries w hich, i n t he w est a nd c entral a rea , d iffer c ompletely i n a mbiance f rom i t, a nd c an e ither f orm a s ubstrate, d ecreasing i n p roportions u pwards ( as i n A qab), o r f orm t he p redominant t ypes ( as i n A muq). T he d ifferences s eem m ore t han o ne w ould e xpect b etween " Kitchen w are" ( as W oolley r egarded t he n on-painted w ares) a nd f ine w are. W e h ad h oped t hat t he s tudy o f t he u npainted , n on-Halaf c eramics w ould c ontribute t o o ur u nderstanding o f t he H alaf o rigins, b ut t hey h ave i nstead b een m ore h elpful i n c hronological r econstructions, a s h ave a lso t he t races o f o ther c ultures. T o v isualize o ur i nterpretation ho f t he c hronological p osition o f t he H alaf, a ccording t o u ncalibrated 1 % d ates, w e p resent o ur r esults i n a t able, t ogether w ith t he s ame t entatives b y p revious A rchaeologists: t able 4 ( 1). I t i s r emarkable t hat i n 1 965-1966 t he H alafian w as c onsidered a s o ccupying a s pan o f t ime b etween . 000 a nd 4 .100/4.400 B C, a nd t hat t o d ay , w ith t he p roliferation o f 4C d ates a nd m ore e xcavations, a rchaeologists t hink t hat i t b egan e arlier. I n 1 975 , M ellaart p roposed c autiously t he c ontemporaneity o f t he e arly H alaf, t he
H assunan
( 1)
With we
the put
added
a nd
t he
S amarran.
interpretation
of
the
the
of
Porada
a column
opinions f or
our
Maison
W hen
de
1965,
interpretation
w e
l ' Orient Mellaart
based
on
o ffered
based 1 966,
on
data
Perrot
c alibration
a
m odel f or t he
mostly
1 978,
( see
f rom
Redman
below).
1981,
1978.
We
T HE H ALAFIAN I N N ORTHERN S YRIA A ND T HE L EVANT
4 13
d evelopment o f t he c ivilizations i n t he M iddle E ast ( Aurenche e t a l ., 1 981), w e a rrived a t t he s ame c onclusion, b ut n ot e xactly » T ith t he s ame d ates, b ecause h e i ntroduced s ometimes s urreptitiously 1 C d atations b ased o n t he l ong h alf-life. N evertheless, t he a greement w as q uite g ood, a nd e verybody a ccepted a b eginning f or t he H alaf a t a bout 5 .500 B C a nd a n e nd a t m ore o r l ess 4 .500 V C. E verybody k new i n 1 975 t hat t he 1 y ears w ere w rong , a nd w e h ad a n i dea o f t he d ifference b etween t he 1 C d ates a nd t he c alendar b ased o n K ing l ists o r a stronomical e vents, f rom a bout 2 .000 B C. H ence t he q uestion a rose a s t o t he c onn rtion b etween t he t wo s ystems. I n o ther w ords, t he c alibration o f t he 1 C w as c rucial f or t he t ime o ccupied b y t he c ultures o f U baid, U ruk J emdet N asr a nd t he s tart o f t he E arly D ynastic i n t he E astern M esopotamia , o r A muq D -G, B yblos W olithique 1 . )cent, E r i olithique a nd t he E arly B ronze i n t he S yro-Palestinian a rea . I t i s o nly r ecently t hat t he p rogress o f t he d endrochronology g ave a p ossibility w ith e nough a ccuracy t o c ompile a d etailed t able o f c alibration ( Klein e t a t ., 1 982). W e a pplied t he p roc ss o f c alibration d escribed b y K lein e t a t. i n o rder t o c alibrate t he 1 C a vailable a nd p ossible d ates f or t he M iddle E ast, a t t he p eriod o f t he H alaf a nd l ater o n, t aking t his t ime n ecessarily i n a ccount t he s tandard d eviations, a nd u sing t he B P q uotations. A ll t hat m eans a l ot o f m anipulations, a nd w e h ope t hat w e d id n ot m ake t oo m any m istakes i n t ransfering B C d ates t o B P, a nd i n t he c alculations o f s ome m eans. O n t he o ther h and , w e t reated 4 1 d ates o nly, a nd i t i s n ecessary t o d eal w ith m ore m aterial. C learly, t his f irst a ttempt n eeds c orrection a nd p recision . N evertheless, t he r esults a re i nteresting e nough, a nd a re s hown i n T able 4 . O ur p eriods 4 a nd 5 a re i mpossible t o c alibrate ( too e arly). W e c an o nly c alkbrate t he e nd o f o ur p eriod 6 , which was f ixed i n u ncalibrated 1 C d ates a t a bout 5 .000 B C. I t i s n ow a ssumed t o g o b ack t o a bout 5 .825. T his m eans t hat w e d on 't k now t he e xact d ate f or t he b eginnings o f t he H alaf, b ut t he t ime o f t he f ull H alafian i nfluence ( our p eriod 7 ) s hould b e l ocated b etween 5 .825 a nd 5 .400 B C. T he U baid 3a nd 4 , n ot a lways e asy t o s eparate, s eem t o h ave l asted t ill t o 4 .525 B C. W e d on 't s ee a ny h iatus b etween t he H alaf a nd t he U baid o ccupations i n t he a rea , e ven i f, a t s ome s ites, a g ap c ould e xist i n t he s tratigraphy. O n t he c ontrary, t he f ew d ates a vailable f or t he U ruk a nd J emdet N asr c ultures, o nce c alibrated, g ave a n u nexpected r esult a nd s how t hat t hey l asted f rom 3 .880 a nd 3 .110 B C, t he l atter d ate b eing t he s tart o f t he E arly D ynastic ( Early B ronze i n t he L evant). S o w e h ave a h iatus i n t he s uccession o f r oughly 7 00 y ears. I t w ould b e g ood t o k now w hy, a nd t o b ridge t he g ap, i f t here i s o ne. Lorraine Institute
of
COPELAND
Archaeology, Francis
Maison
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l ' Orient,
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L .
C OPELAND a nd F .
H OURS
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k eramikleri,
B RICE W .
T he D istribution o f s ome V arieties o f E arly P ottery E astern T urkey , I raq, 1 1, 4 4-58.
i n
S outh-
4 16
L .
C OPELAND a nd F .
H OURS
D UNAND M .
1 973
L 'architecture,
l es
t ombes,
l e
m ateriel
d omestique,
d es
o rigines n eolithiques ä lta v nement u rbain. F ouilles d e B yblos, 5 . Paris, Maisonneuve. E SIN U . 1 982
T epecik E xcavations, 1 974. A ctivities. A nkara , 9 5-118.
E SIN U ., 1 982
P roject
7 ,
1 974-1975
P roject
7 ,
1 974-1975
A RSEBUK G . T ülintepe E xcavations, 1 974. A ctivities. A nkara , 1 28-133.
F OREST J .D. 1 983 K hirbet D eark, K utan O rientale, 6 , 5 0 -5 1. F UKAI S ., 1 981
K eban
( 1983).
K eban
L ettre
d 'Information
A rch ologie
M ATSUTANI T .
T elul e th-Thalathat I V: T he E xcavation o f T ell I I , ( 1976), U niveristy o f T okyo.
G ARSTANG J . 1 953 P rehistoric M ersin: C larendon P ress.
Y ümük
T epe
i n
S outhern
F ifth S eason
T urkey .
O xford ,
G EBEL H .G . 1 984
D er Akeramische N eolithikum V orderasiens: S ubsistenzformen S iedlungsweisen . O rients, R eihe B ,
B eihefte z um T übinger N°5 2, W iesbaden .
A tlas
d es
u nd
V orderen
G OLDMAN H . 1 956
E xcavations a t G özlüküle , T arsus , v ol .2: T he N eolithic t hrough t he E arly B ronze Age L evels. P rinceton U niversity P ress.
G USTAVSON-GAUBE C . 1 981/1982. T ell M aled.
Archiv far O rientforschung ,
H IJARA I . 1 978 T hree n ew g raves a t A rpachiyah, 1 28. 1 980
X XVIII,
W orld A rchaeology ,
2 29-230.
1 0/2,
1 25-
T he H alaf P eriod i n N orthern M esopotamia, P h.D. D issertation , I nstitute o f A rchaeology, L ondon. P ublication i n p reparation.
H IJARA I . a nd O THERS 1 980 A rpachiyah 1 976 ,
I raq,
4 2 , 1 31 -1 54 .
H OLE F .
1 959
R eanalysis
1 83 .
o f
B asal
T abbat a lHamma i n,
S yria ,
S yria ,
3 6 , 1 49-
T HE H ALAFIAN I N N ORTHERN S YRIA A ND T HE L EVANT
H OOD S . 1 951
E xcavation a t T abara a l-Akrad,
4 17
1 948-1949, Anatolian S tudies,
1 ,
1 13ff. H OURS F .,
A URENCHE O .,
C AUVIN J .,
C AUVIN M .-C.,
C OPELAND L .,
P . i n p reparation. L e P roche O rient Ancient d e 1 0 .000 ä M aison d e l 'Orient.
3 .700
S ANLAVILLE B C,
I NGHOLT H . 1 940 R apport p r liminaire s ur s ept c ampagnes d e f ouilles ä S yrie ( 1932-1938). C openhagen, L evin a nd M unksgaard. K ILLICK R . 1 958 E xcavations i n I raq, K ILLICK R ., R OAF M . 1 983 E xcavations i n I raq,
1 983-4,
1 982,
I raq,
I raq ,
X LVII,
X LV/2,
L yon,
H ama
e n
2 15-240.
2 06-207.
K IRKBRIDE D . 1 974 U mm D abaghiyah : A T rading O utpost?, I raq, X XXVI, 1 -2, 8 5-92. 1 975 U mm D abaghiyah ; a F ourth P reliminary R eport, I raq, X XXVII, 3 -10.
1,
K LEIN J ., L EQMAN J .C ., D AMON P .E ., R ALPH E .K . 1 982 C alibration o f R adiocarbon D ates ( Tables b ased o n t he c onsensus d ata o f t he W orkshop o n c alibrating t he Radiocarbon T ime S cale), R adiocarbon , 2 4, 1 03-150. K ORFMANN M . 1 982 T ilkitepe.
I stanbuler M itteilungen,
2 6.
T übingen.
L EBLANC S .A., W ATSON P .J. 1 973 A C omparative S tatistical A nalysis o f P ainted P ottery f rom S even Halaf S ites, P a Uorient, 1 /1, 1 17-133. L LOYD S . 1 938 S ome A ncient S ites i n t he S injar D istrict, L LOYD S .,
I raq,
V ,
1 23-142.
S AFAR F .
1 945
E xcavations b y t he I raq G overnment D irectorate o f A ntiquities i n 1 943 a nd 1 944: T ell H assuna , J ournal o f N ear E astern S tudies, 4 , 2 55-289.
L OON M . 1 967
V AN T he T abqa R eservoir S urvey. P ublication o f t he D epartment o f A ntiquities, D amascus. H ammam e t-Turkman o n t he B alikh: F irst R esults o f t he U niversity o f A msterdam 's 1 984 E xcavation, A kkadica, 4 4, 2 1-40.
1 985
4 18
L .
C OPELAND a nd F .
H OURS
L OON M . V AN ( Ed .) 1 980 K orucutepe v ol .III, N orth H olland . M ALLOWAN M . 1 936 T he E xcavations a t T all C hagar B azar a nd a n A rchaeological S urvey o f t he H abur R egion, 1 934-35, I raq , I II, 1 -86 . 1 937 T he E xcavations a t T all C hagar B azar a nd a n A rchaeological S urvey o f t he H abur R egion . S econd C ampaign , 1 936 , I raq , I V , 9 1-177. 1 946 E xcavations i n t he B alih V alley , I raq , V III, 1 11-156. M ALLOWAN M ., R OSE J .C. 1 935 E xcavations a t T all A rpachiyah ,
1 933,
I raq ,
I I/1,
1 -178 .
M ARFOE L ., C OPELAND L ., P ARR P . 1 981 A rjoune 1 978: P reliminary I nvestigation o f aP rehistoric S ite i n t he H or ns B asin , S yria , L evant, X III, 1 -27. M ATTHERS J . a nd O thers 1 978 T ell R ifa 'at, 1 977: P reliminary S urvey , I raq, X L/2, 1 19-162.
R eport o f a n A rchaeological
M ATTHERS J . ( Ed.) a nd O thers 1 981 T he R iver Q oueik , N orthern S yria a nd i ts C atchment. B ritish A rchaeological R eports, I ntern . S er ., N °98. M ELLAART J . 1 966 T he C halcolithic a nd E arly B ronze Age i n t he N ear E ast a nd A natolia . K hayats, B eirut. 1 970 C ambridge A ncient H istory , I , 1 , 2 48-326. 1 975 T he N eolithic o f t he N ear E ast. T hames a nd H udson , L ondon . M ELLINCK M . 1 964 A rchaeology i n A sia M inor : T urlu n ear J ournal o f A rchaeology 6 8, 1 56 . 1 985 A rchaeological R esearch i n A sia M inor, A rchaeology , 8 9, 5 48-558.
G aziantep, A merican A merican J ournal o f
M ERPERT N ., M UNCHAEV R . 1 976 E vidence a bout A ncient F arming S ettlements i n N orth M esopotamia o btained b y t he S oviet E xpedition . C ommunication t o t he I Xe C ongress , U .I .S .P .P ., N ice, 5 8-67. M ERPERT N ., M UNCHAEV R ., B ADER N . 1 977 T he I nvestigations o f t he S oviet E xpedition i n I raq , i n S umer , 2 3, 6 5-104. 1 981 I nvestigations o f t he S oviet E xpedition i n N orth I raq i n S umer , 3 7, 1 -2, 2 7-54. M ESNIL D U B UISSON H . d u 1 948 B aghouz: T ell A rcharque e t Ncropole . O rientis A ntiquii, 3 , L eiden .
D ocuments
e t
1 974, 1 976,
M onumenta
T HE H ALAFIAN I N N ORTHERN S YRIA A ND T HE L EVANT
4 /9
M ISRIR A . 1 985 N evalla Q ori. I n : R ecent A rchaeological R esearch i n T urkey , A natolian S tudies, X XXV , 2 28. O ATES J . 1 960 U r , E ridu : t he p rehistory , I raq , X XII, 3 2-50. 1 969 C hoga M ami 1 967-68: P reliminary R eport, I raq , X XXI, 1 15-152. 1 973 T he b ackground a nd d evelopment o f e arly f arming c ommunities i n M esopotamia a nd t he Z agros, P roceedings o f t he P rehistoric S ociety , 3 9 , 1 47 -1 81. 1 983
U baid M esopotamia R econsidered . I n : C uyler Y oung T .C.Jr , S mith P .E .L. a nd M ortensen P . ( Eds.): T he H illy F lanks a nd B eyond ( R .J. B raidwood F estschrift), 2 51-282.
O PPENHEIM M . V on, S CHMIDT H . 1 943 T el/ H a/gf , v ol .I: G ruyter .
D ie
P rähistorische
F unde.
B erlin ,
D e
P ARR P . 1 983 T he E xcavations a t T ell N ebi M end ( Qadesh o n t he O rontes). L ecture r ead t o t he A nnual G eneral M eeting o f t he B ritish I nstitute i n A mman f or A rchaeology a nd H istory , N ovember 1 983. L ondon. P ERROT J .
( see M ELLINK ,
1 964)
P ERROT J . 1 978 S yrie-Palestine 1 ( Archaeologia M undi), N agel. P ORADA E . 1 965 T he r elative c hronology o f M esopotamia . C hronology i n O ld W orld A rchaeology , C hicago. P OSTGATE N ., W ATSON P .J. 1 979 E xcavations i n I raq ,
1 977-1978,
I raq, X LI,
I n
R .W .
E hrich ,
1 41-181.
R EDMAN C .L . 1 978 T he R ise o f C ivilization . R IIS P .J., T HRANE H . 1 974 S ukas I II: T he N eolithic P eriods. P ublication o f t he C arlsberg E xpedition t o P hoenicia , 3 . C openhagen , M unksgaard . R OODENBERG J .J. 1 979-1980a . P remiers r ösultats d es r echerches a rchöologiques a H ayaz H öyük, A natolica , V II, 3 -20. 1 979-1980b . S ondages d es n iveaux n öolithiques d e T ell e s-Sinn , S yrie, A natolica , V II, 2 1-34. R OODENBERG J .J., W ILKINSON T .J., B AYRI-BAYKAN S .
4 20
1 984
L .
S urveys
a nd
Anatolica,
X I,
s oundings
a t
K umartepe:
C OPELAND a nd F .
a n
i nterim
H OURS
r eport,
1 -16.
S ANLAVILLE P . ( Ed.) 1 985 H olocene S ettlement i n N orth S yria: R eport o n T wo A rchaeological S urveys i n t he E uphrates a nd S ajour V alley i n 1 977 a nd 1 979. B ritish A rchaeological R eports, I ntern. S er ., N °238. S ETON-WILLIAMS V . 1 954 C ilician S urvey, T AYLOR J .
d u P lat,
1 951, A natolian S tudies,
S ETON-WILLIAMS V .,
4 , 1 21-174 .
W AECHTER J .
1 950-51 T he E xcavations a t S akce G özt i i n 1 949,
I raq,
I I,
5 3-138.
T OBLER A . 1 950
E xcavations a t T epe G awra I I: L evels I X-XX. U niv. o f P ennsylvania P ress, P hiladelphia .
M useum M onographs,
V OIGT M . 1 985 V illage o n t he E uphrates: E xcavations a t N eolithic G ritille i n T urkey, Expedition , 2 711, 1 0-24. V OIGT M ., E LLIS R .S. 1 981 E xcavations a t G ritille,
T urkey,
P a Uorient,
7 12,
8 7-100.
W ATKINS T . I n p ress. K harabet S hatani... I n : J .L. H uot ( Ed.), L a U sopotamie p r& . e t p rotohistorique e t l 'exploration r cente d u J ebel H amrin . C NRS S ymposium, P aris, 1 984. W ATSON P .J. 1 965 T he C hronology o f N orth S yria a nd N orth M esopotamia f rom 1 0.000 B .C. t o 2 .000 B .C. I n : E hrich R .W . ( ed.), C hronology i n O ld 1 980
W orld A rchaeology , 6 1-100. G irikihaciyan: a H alafian s ite i n S outheastern T urkey. I n: H . Q ambel a nd R . B raidwood ( Eds), T he J oint I stanbul a nd C hicago U niversities' P rehistoric A natolia , v ol .I. F aculty
1 983
R esearch P roject i n S outheastern o f L etters, I stanbul U niversity,
N°2 589. T he H alafian C ulture: a R eview a nd S ynthesis. I n: T .C. Y oung , P . S mith a nd P . M ortensen ( Eds), T he H illy F lanks a nd B eyond . S tudies i n A ncient O riental C ivilisations, 3 6, U niversity o f C hicago,
2 31-250.
W OOLLEY L . 1 934 T he P rehistoric P ottery o f C archemish, I raq, I , 1 45-154. 1 955 T he P re-Alalakh p eriods. I n : A lalakh; A n A ccount o f t he E xcavations a t T ell A tchana i n H atay , 1 937-1949. O xford U niversity P ress,
5 -10.
4 21
T HE H ALAFIAN I N N ORTHERN S YRIA AND T HE L EVANT
D a t e a r ch e o lo g i c a t t y e x pe c t e d 6 .500 6 .oco
ct i .000 f i c c5 . 400 ?
C
5 .3oo
c 5 . 600 C 5 .600
C 5 .5oo
C 5 .6o0
5 .600
S i te & A rea
Tha lathat I Leve lS 1 3-16 I raq , 5 insj ar
3o + to Sotto 6 -4 I r aq ,5 in jar
Neo l ith ic, P re Hassunan U rnm D ab/So t to Cu lture Neo l ith ic e ar ly UD5 Hassuna I a
Neo l ith ic Y ar im I b ase Hassuna L a I raq, 5i r yar ( 1 . 1-12 .1 8 r 3 . ,A rcha ic H assuna ( .10-9) Sa wwan I 11 b ase o n Moun C N. Baghdad
-
C 5 .500
Chagar B azar Khabour 1 5 -1 3
I, 8-4 5 injar
_ Hassuna
[ on Mound B , Sarne irran]
_
a l l H a laf p hases 3 I s
Hassunan
u nexcavated
,
Archa ic 1 l assunan
H assuna/Samar ra
5 .000
Da rn ish l igya
Khabour M idd le K h . E arly H a l af 1 M ehmeh A bada I II
' Oueili 1 0 ' Ubaid 1
B rak
K hazineh
[ Middle H alaf]
E ridu T .S. X VIII-XVI ' Oueili 1 0-12 E ridu T .S.
S abz ( Sefid 6 )
X IX
" Ubaid Z ero" B
' Oueili 1 4-16
" 'Ubaid Z ero" A
' Oueili 1 8-20
C . M ami T ransitional S ongor A S amarra
T .S.
=
E ridu T emple S ounding
H .S.
=
E ridu H ut S ounding
B ayat
G awra X VI-XV A bada I A bada I I
' Ubaid 3 b
G awra X III
F arukh
4 e--=>
[ Early H alaf]
S efid 5
S efid 4 /3
4 80
J .
C hart 2
R ADIOCARBON E STIMATES
B M d eterminations b c
( Madhur)
O ATES
o ther l abs
B C
b c
B C
E ARLY U RUK
3 810
4 672
( Farukh)
T ERMINAL
4 030
4 864
( 'Oueili)
a y.
4 000
4 856
( 'Oueili)
a y.
4 018
4 859
( Bayat)
' UBAID 3 b
4 630
[ 5500]
' UBAID 3 a
4 359
5 235
' UBAID
' UBAID 4
3 620
( Abada)
3 820
4 434
( Leilan V IA )
4 520
( Late H alaf I VB, B anahilk ) [ 5375] ( Mehmeh)
4 450 4 550 4 975
5 320 ( Late H alaf I VA , 5 415 Y arim T epe I I) [ 5825] ( Khazineh)
4 679
' UBAID 2
( Arp H alaf I I/III) ' UBAID 1
4 980
[ 5825]
( C. M ami)
C MT
4 896
[ 5750]
( Sawwan)
S AMARRA
5 080
[ 5950]
a v.
*
a y.
6 070
( Sefid 3 )
C hart 2 : C alibrated a fter C lark 1 975. F or s ake o f s implicity t hese a re e stimated a verages o nly. F or a m ore a ccurate g raphic r epresentation o f t hese d ata, s ee O ates 1 984, ]
F ig.
8 9.
H alaf d esignations f ollow H ijara,
i ndicates r ough e stimate;
C MT
=
1 980.
C hoga M ami T ransitional
t his d etermination i s c ertainly t oo e arly; c f. r ecent d eterminations f or e ssentially t he s ame m aterial f rom H ammam e t-Turkman o n t he B alikh o f c . 4 200-4100 b .c.
( van L oon,
A kkermans,
i n p ress)
' UBAID CHRONOLOGY
481
t o a ccompany C hart 2
C hart 2 . D ates a re q uoted i n s tandard f orm : y ears b efore 1 950, 5 568 h alf-life; c alibration a fter C lark 1 975, w ith 2 -sigma r ange. F or a m ore d etailed l ist, s ee O ates 1 984, 2 71-72. R . =R adiocarbon.
E arly F arukh
M -2153
5 760±200 b p
( 3810 b c)
5 110-4236
' Oueili 1 "b elow 2 t t u
M C-2382 M C-2383 M C-2384 M C-2385 M C-2386
5 980±100 6 190±90 5 650±90 6 170±90 5 800±100
b p b p b p b p b p
( 4030 ( 4240 ( 3700 ( 4220 ( 3850
b c) b c) b c) b c) b c)
5 141-4587 5 3144 718-4351 5 295-4838 4 957-4461
B M-1458
5 570±55
b p ( 3620 b c)
4 625-4243
4 434 B C
S I-156 S I-204 1 -1503 S I-205 S I-203 1 -1499
6 070±100 6 060±140 5 770±120 6 060±200 5 860±320 5 700±250 6 170±200 6 050±140
b p b p b p b p b p b p b p b p
5 218-4666 5 268-4595 4 962-4412 5 187-4681 5 244-4301 5 141-4026 * 5 326-4862 5 259-4596
4 942 4 931 4 687 434 4 773 4 584 5 094 4 928
U M-1817
6 580±100 b p ( 4630 b c)
M adhur T epe S abz: B ayat P hase, A 3 t ,A 2 I t
,A l
L eilan V IA
U CLA-750 1 -1502
B anahilk " Late H alaf" ( Hijara I VB) P -1501
b c) b c) b c) b c) b c) b c) b c) b c)
W right,436
4 864 B C J -L. H uot [ 5111] B C I t 4 535 B C I t 5 067 B C t 4 709 B C
B C B C B C B C B C B C B C B C
5251
R .vii 3 55 R .x 2 90 R .viii 4 19 R .ix 3 79 R .ix 3 79 R .ix 3 79 R .ix 3 79 R .ix,379 W eiss
( 4359 b c)
[ 5450]-5020
5 235 B C
R .xv 3 73
A bada B M-1823 ( fill b etween l evels
5 770±45 b p ( 3820 b c)
4 911-4447
4 679 B C
R .xxix 2 78
T .
6 470±160 b p
S abz, M ehmeh
1 -1493
Y arim T epe I I L EL evel V I ( Hijara I VA) T .
6 309±78 b p
( 4120 ( 4110 ( 3820 ( 4110 ( 3910 ( 3750 ( 4220 ( 4100
4 672 B C
( 4520 b c)
5061
6 400±120 b p ( 4450 b c) 6 500±100 b p ( 4550 b c)
5 456-5184 5255
S abz, K hazineh U CLA-750B 6 925±200 b p ( 4975 b c)
R .x 2 90 5 320 B C 5 415 B C
H ijara
R .vii 3 55
A rpachiyah H alaf B M-1531 ( Hijara I I/III)
6 930±60
b p
( 4980 b c)
R .xxix 2 48
C hoga M ami C MT
B M-483
6 846±182 b p
( 4896 b e)
R .xix 1 51
S awwan I II m ean d ate
B M-1434-1438 7 030±28
b p
( 5080 b e)
R .xxiv 2 47
C . S efid 4 ( Surkh p hase)
U Ga-291
7 730±110 b p
( 5780 b e)
H ole,
C .
U Ga-293 U Ga-297
8 000±710 b p ( 6050 b e) 8 040±90 b p ( 6090 b e)
S efid 3 ( Sefid p hase)
2 5
4 82
J .
C hart 3
O ATES
D istinguishing C eramic F eatures o f P hases D iscussed S outh
M esopotamia
N orth
( Gawra X I: s tamped w are, d ouble r im v essels, r ed & g rey b urnish " spectacle i dols"/"hut s ymbols")
c one-shaped v essels E arly U ruk
C oba b owls, r ed b urnish " sprig w are", b lack-on-red T erminal
' Ubaid
' Ubaid 4
a ) b )
( Eridu H .S. t ype 1 ) c haff t emper b owls w ith i nterior i ncised c ombing ( Eridu H .S. t ypes 6 -7) t ) E ridu H .S. t ype 8 ( usually i nverted r im, w ide b and o f i nterior d ecoration)
a ) b ) c )
" soup p lates" ( Eridu t ype 5 , H .S. 9 ) r ing-based b eakers ( Eridu t ype 8 , H .S. s imple c ups ( Eridu t ype 1 , H .S. 2 ,3)
1 4)
i ncised ' Ubaid i n H amrin ' Ubaid 3 a /b t o ( ?early) 4 ' Ubaid 3 a
a ) v ery d istinctive " infflling" m otifs ( e.g. E ridu F ig. 8 2:1-3) b )
' Ubaid 3 b
a )
h emispherical b owls
f ine, p ainted C . M ami b ) s mall c )
b ell-shaped b owls, o ften w ith s ingle b and n ear b ase ( Eridu t ype 2 9; ' Oueili, F ig.4:3-10, G awra X VIII-XVI) p ainted t riangles o n f lat r ims ( Eridu, ' Oueili,
C . M ami F ig. 5 :6-9) b owls w ith w ide p ainted i nterior h orizontals ( 'Oueili, C . M ami F ig. 4 :18,19)
d )
b owls w ith i nterior s wag d ecoration, o ften o verlapping ( 'Oueili, E ridu X III-X , C . M ami F ig. 5 :12, A bada F ig. 1 57) e ) i ncised b ase i nteriors ( central M esopotamia o nly) ( e.g. C .Mami F ig. 5 :6, F ig. 8 ; A bada F ig. 2 16) N .B. n ote i dentical i mported b lack-on-red s herds f rom R as a l ' Amiya, C . M ami ( Fig. 6 :2-4), A bada ( Fig. 1 59). ? ?? I ranian s ource ' Ubaid 2
a )
" classic H ajji M uhammad" b owl, f lared w ith c arination, c rossh atched d ecoration: a lso c haracteristic o f ' Ubaid 3 a! b ) t all v essel w ith l ow c arination a nd s olid d iamond p attern c )
' Ubaid 1
( e.g. H ajji M ohd., E ridu F ig 9 5:1.4, g enerally c arinated b owl p rofiles
d )
r eserve p atterns;
a )
" classic
t ype 2 5,
a nd p .
1 77)
c haracteristic a lso o f 3 a
' Ubaid 1 b owls"
( e.g.
' Oueili P l. V II; P l. X :2) b ) t all b eakers ( Eridu t ype 3 2);
E ridu F ig.
9 4:4,
9 7:17;
n ote s imilar t ypes i n
' Ubaid 2 a t A bada, F ig. 1 00) c ) g enerally r ound r ather t han c arinated b owl p rofiles ' Ubaid " Zero" B
l imited d ecorative r epertoire, g enerally p lain b ands o r v ery s imple p atterns; a s y et i ll-defined
' Ubaid " Zero" A
a ) b )
' Ubaid c omponent o f C hoga M ami " Transitional" c igar-shaped m ud-bricks ( also ' Ubaid 1 a t ' Oueili a nd l evel 1 5 a t E ridu)
r eferences a re t o S afar, M ustafa a nd L loyd 1 981 ( Eridu), J asim 1 986 ( Abada), C alvet 1 983 ( 'Oueili), L ebeau 1 983 ( 'Oueili L . ' Ubaid), O ates 1 984 ( Choga M ami) 1-T her e i so ne e xamp le p ub l i shed f rom E r idu l e ve l X( F ig . 8 6
1 7 ) .
2 -No te t ha t a t E r idu t h i s t ype b eg in s i n ' Uba id 2a nd r eache s i t s m ax imum f r equency i nl e ve lX , t hough i nt he l a t ter l e ve l t her e a r e o n ly t wo e xamp le s w i th t he c i r cu la r b and a t t he b a s e ( Er idu p p . 1 55 -56 ) . T h i s i s av ery c ommon t ype a t C hoga Mam i , i n t he ' Uba id w e l l d epo s i t , a t ' Oue i l ia nd a tG aw r a ( l eve l s X IX -XV I I ) .
Chronologies in Aurenche O ., Evin BAR International
the Near J . and Hours Series, 000,
East, eds. 1987
F .
T H E C H R O N O L O G Y O FT H E C H A L C O L I T H I C I NM E S O P O T A M IA
( 6 2 0 0 3 4 0 0 B . C . ) Peter Paul
ABSTRACT: p eriod
The
in
common
which
t erm
"Chalcolithic"
copper
tools
implements-
were
already
of
copper
- as
occasionally
and
specialization
i rrigation
and
Mesopotamia
i t
and
other
Le
en
t erme
- ä
cuivre,
dans
l ' agriculture En
c eramique
peinte,
s equence
on
en
s e
f ormation.
s tandard
at
un
d ' une
we
end
of
large
designe
une de
Orient, de
la
s ceaux
a t
des la
s tade
d ' autres
confronte
Chronologiquement, tardif/Uruk,
ä une on
outils
de
ou
development
laquelle
avec
outils
distinguer nombreuses
un
par
des
canaux
aux
A l a
premiers Obeid,
un
on au
alors e t
f in
a
armes
arrive
conduit
l ' apparition
premier
phases
e t
c ela
t echniques. a t
are
s tate
a Pre-' Obeid-,
croissante
urbanisee
we
initial
p endant comme
In
s eals
phases.
- des
coincide
canal
s tage.
s eparate
ä l 'irrigation
societe
peut
avec
periode
ornaments,
made
pottery,
and
between
specialisation
charrue,
c a
this
many
pierre
j ewelry)
agriculture,
c ities
with
s tone
differentiation
painted
of
t ime
of
t echnological
of
differentiate
d ' outils
( e. g.
p lough
the
majority
increasing
this
At
s eulement
ä l ' usage
Obeid
in
appearance
can
Mesopotamia,
t rouve
to
' Obeid-/Uruk-period
Proche
d es
l ed East
archaeological the
objects
The
the
society
majorite
plus
l e
display
Near
with
urbanized
a Late
non
Dans
pastoralisme.
only
Neolithic.
the
an
-beside
the
" chalcolithique"
cöte
e t
neolithique.
in
about
not
t echniques.
an
says
weapons
communities
Chronologically and
in
coincides
and
with
S tandard' ObeidRESUME:
human
mostly
here
f ormations.
use,
pastoralism
tools
c onfronted
utilise
of
in
and
VgRTESALJI
d e de
au la la
e tats Obeid
differentes.
O ne o f t he g reatest p rehistorians, V . G ordon C hilde w rote i n s everal p apers w e s hould b etter u se o nly n umbers a s p eriod d esignations. T his w ould b e, o f c ourse, t he m ost o bjective w ay t o n ame a n a rchaeological t ime s equence. B ut w here t o b egin? A nd d o w e h ave a ll t he r elevant i nformation y et? U nfortunately , w e d o n ot. S o w e h ave t o u se o ther d esignations. W e c an e ither t ake g eographical n ames f rom t he p resent t ime a s d esignation l abels f or p rehistoric p eriods o r w e c an a pply o ther m ethods. I n t he f irst c ase t he m ost i maginative t echnique ( river n ames f or e xample) w as i ntroduced i n t he D eh L uran P lain o f G reater M esopotamia ( Hole, F lannery a nd N eely , 1 969). I n S outhern M esopotamia t he n ame o f T ell e l-'0beid w as u sed a s a l abel f or t he s o-called ' Obeid p ottery d evelopment, i mplying a n e xplanation f or i ts ( superficial) g enetic r elationships a nd u nproved c ontinuity . F or a n e xamination o f c ontinuity p roblems w e n eed a d ata-bank w ith a ll t he a vailable i nformation a nd v ery s ophisticated s tatistics, s eriations e tc.. U ntil w e h ave t his i t i s n ot f easible t o g ive
4 84
P .P .
V £RTESALJI
s tatements a bout c ontinuity i n a n a ffirmative s ense. R ather w e c an o nly s tate n o s igns f or d iscontinuity , a t t he p resent s tate o f r esearch . B ut i n t he m ost q uoted a pproach t o c ontinuity p roblems ( Oates, 1 960) t here i s n o m ention o f t he f act t hat T ell e l-'Obeid w as n ever r eally e xcavated . I t h as y ielded a l ot o f s urface f inds f rom t he o ldest p hases o f t he s o-called ' Obeid p ottery d evelopment a nd , - f rom s ome s oundings, a f ew e xcavated f inds f rom t he o ther e nd b ut n othing f rom t he c rucial m iddle p art o f t he s equence k nown a s ' Obeid . C an w e n ame a p rehistoric p eriod o f m ore t han t wo t housand y ears a fter a s mall h amlet w ith a c onsiderable g ap o f s ettlement? I d o n ot s uppose w e c an. C onsidering t he s econd w ay o f n aming - a nd t his i s r eally o ur o ldest a nd m ost t ested a rchaeological t radition , t he s implest m ethod i s t o t ake t he m aterial n ame o f t he p rincipal c utting t ools a nd w eapons o f t he p eriod i n q uestion , i n G reek o r L atin i f p ossible, a nd t o a dd a n e nding w ith t he m eaning o f " time d imension". F or n early t hree t housand y ears C hinese , G reek a nd R oman a uthors h ave u sed s uch a n omenclature. S ince 1 812, w hen C h . T hompsen r eintroduced t his i nto t he a rchaeological l iterature, m any r esearchers f ound t hat t his w as t he m ost f lexible w ay o f n aming a c hronological f ramework . A rchaeologists w orked w ith i t w ithout h aving p roblems w ith h istorical i nterpretations: i n A merica R .J. B raidwood a nd h is c olleagues, i n G ermany A . M oortgat a nd h is c olleagues, f or e xample. A lso i n F rench i t c an b e u sed - a s w ell a s i n A rabic: " al-'mar a l-hajari a l-ma 'dani" s eems t o b e ag ood t ranslation ( u r; a _ A A J I u ire o . . . 1 1 C halcolithic i s a v ery s ui€able n ame f or a n a rchaeologicalc hronological f ramework , e ven i f t here a re f ew c opper t ools. O f c our s e, o bjections t o t his a lso e xist. C halcolithic s eems t o b e s uitable o nl y f or S outheastern E urope a nd t he N ear o r M iddle E ast. W e w ork t here! C halcolithic s eems t o b e a s ub-period o f N eolithic b ecause t here a re a pparently n o e conomic c haracteristics w hich w ould h elp t o d ifferentiate i t f rom t he f oregoing o ne ( better c alled E neolithic). B ut t here a re! I n A . S herratt 's w ords: " The ' secondary p roducts r evolution ' t hus s eparate s t wo s tages i n t he d evelopment o f O ld W orld a griculture: a n i nitial s tage o f h oe c ultivation , w hose t echnology a nd t ransportation s ystems w ere b ased u pon h uman m usclep ower, a nd i n w hich a nimals w ere k ept p urely f or m eat; a n d a s econd s tage i n w hich b oth p lough a griculture a nd p astoralism c an b e r ecognised , w ith a t echnology u sing a nimal s ources o f e nergy ." ( Sherratt, 1 981 : 2 63). C halcolithic i n t his s ense t akes t oo m uch f rom N eolithi c . S orry , b ut t his s eems t o b e t he N ear E astern c ase a nd a nyway y ou h ave a lso y our v ast P re-Pottery N eolithic! F or t he s eparation o f C halcolithic f rom N eolithic w e c an t hus s ummarize t he f ollowing p ecularities: a ( more o r l ess) p ainted p ottery , s ome h ints a t c opper m etallurgy , i .e. a t t ools m ade o f c opper ( for e xample i n t he b ottom l evel o f T ell e s-Sawwan ), t he i ncreasing u se o f s tamp a nd ( later ) c ylinder s eals, t he i ntroduction o f t he s o-called t ournette a nd ( later ) p otter 's w heel, t he u se o f s ome a ncestors o f p lough a nd f inally t he p lough i tself ( Vörtesalji, 1 983), a nd last b ut n ot l eastt he u se o f i ncreasingly s ophisticated i rrigation t echniques b y c anals f or w atering l arger a reas, n oted b y O ates d uring h er e xcavations a t C hoga M ami ( Oates, 1 968, 1 969). F urthermore , i n t he M esopotamian c ase w e a re f inally c onfronted w ith a n u rbanized s ociety o f l arge c ities
T HE C HALCOLITHIC I N M ESOPOTAMIA
( Adams, B ut
1 981). h ow t o s ubdivide t he l ong C halcolithic p eriod?
4 85
I n M esopotamia
t he p ainted p ottery p eriod b egins w ith t he H alaf a nd H assuna w ares. A ccording t o n ew e xcavation r esults f rom T ell A rpachiya ( Hijara , p ersonal c ommunication ) a nd o ther s ites ( Watkins, i n t his v olume) t he H alaf ' culture' b egins a t a v ery e arly t ime: as w as a ssumed l ong a go o n a ccount o f s ome H alaf v essel f orms i mitated i n t he d ark-faced b urnished, s o-called ' Altmonochrom ' w are f ound a t T ell H alaf, ' Amuq A a nd U mm D abaghiya . T his w are w as a lso e xcavated i n t he b ottom l evels o f T ell H assuna a nd T ell e s-Sawwan a nd i t t herefore p redates H assuna . O n t he o ther h and t he l abel ' Early H alaf ' w as f irst i ntroduced a nd e xtensively u sed f or t he t ime p eriod w hen i t ( reciprocally) o verlapped w ith a nd w as c ontemporary w ith ( Classic) S amarra a t A rpachiya 7 -10 a nd S haghir B azar 1 5. T herefore, I w ould r ather u se t he l abel ' Earliest H alaf ' f or t he t ime p eriod o f H alaf p rior t o ' Classical' S amarra . T his ' Earliest H alaf ' s eems t o b elong t o t he o ldest ( e.g . s lightly o lder t han 6 500 B .C.) p ainted p ottery t raditions i n t he e astern a nd n orthern p art o f t he F ertile C rescent l ike J armo, T epe G uran , M ushki, J arri a nd M ohammed J affar. B ut t hese a re b etter a scribed t o t he N eolithic b ecause o f t he s ite a nd t ype c haracteristics d escribed i n t he f oregoing d efinition . ( See a lso V oigt 's c ontribution t o t his v olume f or t he c orrect c ategorization o f M ushki, J arri a nd M ohammed J affar.) M iddle H alaf b egins w ith t he d isappearance o f S amarra i n N orthern M esopotamia d uring o ur p hase I C 2 w hich c orresponds w ith C hogha M ish E arly S usiana . A s a m atter o f f act, t he H alaf e xpansion t o t he e astern p art o f N orthern M esopotamia s eems t o h ave c aused t he e nd o f S amarra ( V& tesalji, 1 981). L ate H alaf i s c ontemporary w ith ' St a ndard ' O beid a nd K hazineh a n d M ehmeh d uring o ur p hases I I B a nd I I C . T he L ate ' Obeid p eriod i s c alled h ere I II A a nd h as t hree p hases w hich c ould b e e quated w ith t he B ayat, t he F arukh a nd t he S usa A p hases o f t he S usiana P lain. T he U ruk p eriod c an a lso b e s ubdivided i nto t hree p arts a ccording t o S ürenhagen 's n ew r e-examination o f t he m aterial f rom t he d eep s ounding i n U ruk-Eanna w here E arly U ruk b egins a s e arly a s l evel X VI a nd M iddle U ruk w ith t he m ass-produced b evelled r im b owls i n X II ( Sürenhagen, 1 986). T here a re s peculations a bout t he ' gradual e nd ' o f L ate ' Obeid i n L evel X IV ( von H aller , 1 932 : 3 7) b ut I d o n ot b elieve t hat a ll p its a nd t he s econdary u se o f o lder d ebris a s m aterial f or m ud b ricks c ould b e r ecognized i n a s mall t rench f or a d eep s ounding , d espite u tmost c arefulness. H ence t here c ould b e a l ot o f ' out-ofp lace ' s herds i n t he m aterial f rom t he l evels X VI t o X IV. T he a bsolute c hronology o f t he p eriods c oncerned i s a lso n ot w ithout p roblems. T he l ast c ollection o f r adiocarbon d eterminations w as p ublished b y O ates ( Oates, 1 983 : 2 71.272). T his l ist a lso c ontains a l ot o f u npublished d ates, t hus w e p refer i t t o o ur o wn c ollection f rom t he p eriodical R adiocarbon. W e s hould c ontinue i t u ntil w e h ave a t l east o ne t housand d eterminations f or o ur p eriods. ( This i s, o f c ourse, n ot a p racticable p roposal b ecause i t w ould c ause g reat f inancial p roblems). W ith o nly a bout s ixty d ates w e c annot r each a h igh d egree o f p recision. N evertheless w e s hould u se t hem, a t l east f or a p ragmatical, n on-precise s earch f or p eriod l imits. T hese s eem t o b e t he m ost i nteresting c urre n t a rchaeological p roblems. T here a re m any m ethods f or t he e valuation o f r adiocarbon d ata a nd d ifferent m ethods f or t heir c alibration ( for e xample C lark, 1 975 - which s eems
4 86
P .P .
V £RTESALJI
t o b e o ut-dated i n c omparison t o t he a rticle o f K lein , L erman , D amon a nd R alph , 1 982). F or t he c alibration o f o ur " period-limits" w e u se t he I rish C alibration C urve d irectly . O f c ours e , i t w ould b e b etter i f w e h ad a c alibration c urve f rom t he N ear E ast - b ut w e h ave n ot. T he b est c hances f or g athering t he m aterial f or s uch a c ur y e w ere l ost o ver t he l ast n inety y ears. I t i s n ot v ery p robable t hat w e s hall b e a ble a gain t o a cquire s o m uch c oherent m aterial, a s i n C alifornia , i n I reland a nd i n S outhwestern G ermany . T he e valuation o f t he a bove-mentioned r adiometric d ata w as c arried o ut a s f ollows: a ll m easurements o f ap articular p eriod - a s d efined b efore: C halcolithic I ( Pre-'Obeid ), I I ( St a ndard-'Obeid ), I II A a nd B ( Late ' Obeid a nd U ruk ) - w ere c ollected s eparately . S ome w ere i mmediately d iscarded i f t hey s cattered o ut o f t he l imits o f s tandard d eviation o f t heir i mmediate n eighbours. ( At t he p resent s tate o f r esearch w e m ust d eal c arefully w ith i solated o utliers - b etter t o e xclude t hem. T his"laundered" d ata s et w as e valuated a ccording t o t he G auss t heory o f p robability b y c omputer ( Jaguttis-Emden , D ombek a nd K unst, 1 982). T hen t he d ouble s pan o f s tandard d eviation w as c ut o ff i n m ost c ases. T he r emaining " limits" w ere c alibrated a nd t he r esults w ere r ounded o ff . T hese " period-limits" w ere c ontrasted w ith e ach o ther . I n m ost c ases w e f ound a n o verlap. ( The o nly e xception w as t he c ase o f L ate ' Obeid a nd U ruk w here w e h ave a g ap o f m ore t han 3 00 y ears i n t he p resent e vidence - f illed w ith d eterminations o f S usa A r elated a ssemblages.) I n c ase o f " simple", ( i.e n ot m edial) o verlapping t he m iddle o f t he i ntersection w as l ocated, s ometimes p roportionally a l ittle s hifted , a ccording t o t he p ower o f t he c ontents o f d ata s ets. I n c ase o f o verlap b etween t he m edial v alues i f t he m edian o f t he d ata s et o f a s upposedly s ucceeding p eriod i s b efore ( !) t he m edian o f t he d ata s et o f a s upposedly f oregoing p eriod , - t he p roportionally s hifted c entre w as s earched f or . T his w as t he c ase b etween t he l ast p hase o f t he L ate C halcolithic U ruk p eriod a nd t he P rotodynastic J amdat N asr p eriod w here a c lear o verlapping c an b e s een b etween t heir e valuated a nd c alibrated r adiometric d ata-sets, i n o ther w ords b etween c . 3 500 a nd 3 400 B .C. ( +85/80 y ears). H ere w e a re c onfronted w ith a n ew e vidence f or o verlapping - w hich w as a rchaeologically s upposed l ong b efore a nd r adiometrically c onfirmed n ow ( I i rtesalji a nd K olbus, 1 985 : 9 4-96 , F ig . H ). N ewly c onfirmed w as a lso t he a ssumption o f H . M üller Beck a nd H . O eschger o f a n o lder d ate o f t he E gyptian P rotodynastic p eriod a nd t he U ruk I V a - I II b l evels w ith 2 50 t o 8 00 ( 500) y ears w hich w as p roposed b y t hese a uthors a s l ong a go a s i n 1 967. ( Müller Beck a nd O eschger , 1 967 : 1 62.163.165). H ere a re t he r esults i n d etail: C halcolithic I , t he P re-'Obeid p eriod s eems t o h ave l asted b etween c . 6 200 a nd 5 400 B .C. ( with a p roposed d eviation r ange o f a bout 2 80/220 y ears), a lthough t he b eginning c an n ot b e s tated e xactly , o f c ourse. C halcolithic I I, t he S t a ndard-'Obeid p ottery p eriod d ates t o c . 5 400-4800 B .C. ( with a d eviation r ange o f a bout 2 20/180 y ears). C halcolithic I II A , t he L ate ' Obeid p ottery p eriod c overs t he t ime-span b etween c . 4 800 a nd 4 100 B .C. ( with a d eviation r ange o f a bout 1 80/130 y ears. T his I II A s hould b est b e s ubdivided i nto a B ayat- ( 1), a F arukh- ( 2) a nd a S usa A r elated ( 3) s ub-phase. T he S usa A - a nd S usa A -influenced i ntermediate p eriod o verlaps b oth I II A 3 a nd I II B 1 ( e .g . E arly U ruk ) a nd g oes f rom c . 40 0 t o 3 850 B .C, ( with a d eviation r ange o f a bout 1 50/110 y ears).
T HE C HALCOLITHIC I N M ESOPOTAMIA
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C halcolithic I II B , t he U ruk p eriod , c overs t he t ime-span f rom c . 4 100 t ill 3 400 B .0 ( with a d eviation r ange o f a bout 1 30/80 y ears), w hereby i t c an p erhaps b e s ubdivided i nto a n e arly p art ( III B 1) b etween c . 4 100 a nd 3 850 B .C. ( + 1 30/110 y ears), a m iddle p art ( III B 2) b etween c . 3 850 a nd 3 650 B .C . ( + 1 10/100 y ears) a nd a l ate p art ( III B 3 w hich i s p artly c ontemporaneous w ith P rotodynastic J amdat N asr ) b etween c . 3 650 a nd 3 400 ( + 1 00/80 y ears). F or t he c omputation o f t he p recision r anges o f t he p eriod a nd p hase l imits b efore 3 400 B .C. I h ave u sed a s imple f ormula e laborated o ver a l ong p eriod o f w orking w ith r adiocarbon d ata . B ecause t he d eviation r ange o f t he e xtensive E gyptian P rotodynastic s ample c an p resently b e e stimated a t 7 5 y ears a t 3 325 B .C., I h ad t o s ubtract 325 f rom a ny l ikely p eriod l imit n umeral ( within t he r ange o f o ur c alibrated r adiocarbon c hronology ). T hen I h ad t o d ivide t his b y t he f actor ' 14.1' a nd t o a dd 7 5 t o t his s um . I n t his w ay I c an e stimate t he p recision r ange o f m y d ata-set a t a bout 3 00 y ears a t t he m aximal l imit o f 6 500 B .C., w hen t he M esopotamian C halcolithic m ay b egin . T his f igure d oes c over t he q uite c onsiderable d eviation o f t he I rish C alibration C urve f rom t he C alifornian o ne a nd i rons o ut m ost o f t he " wiggles". T he p recision o f c omparative d ating w ith p ottery i n t he C halcolithic c an b e e stimated a t t he d ouble s pan o f t his r adiometrically r eliable f igure i n e ach c ase. T his m eans a l ot o f w ork f or a rchaeologists i n t he f uture, u ntil t hey a sk t he l aboratories f or m ore p recise d eterminations. I n r elative-chronological t erms, t he o ne d ozen p resently k nown s ites o f E arly C halcolithic i n S outhern M esopotamia a re ' Abada , ' Amiya , N S 1 604, W S 0 42,245,267,298, ' Oueili, T ell e l-'Obeid, U r , ' Useila a nd E ridu . F rom t hese o nly ' Abada , ' Amiya , ' Oueili, U r a nd E ridu h ave y ielded s tratified m aterial. ' Oueili c ertainly b elongs t o t he o ldest o nes b ut I w ould h esitate t o d ate i t e arlier t han E ridu . T hat e arly d ating h as a pparently a rosen f rom t he l atest E ridu s herds f rom C ouche 1 0 a nd 9 w hich w ere c ompared w ith " Obeid 1 - E ridu" i n t he w hole ( Calvet 1 986 :1 30-131). B ut t he e arlier l evels o f ' Oueili d o n ot n ecessarily b elong t o P re-Eridu t imes. T he v ast l evels o f t he E ridu s equence m ay r ather r epresent 8 00-10 0 0 y ears. I d o a gree w ith a ll t he c omparisons b etween C ouches 1 4-13 a nd S amarra , B aghouz, T ell e s-Sawwan ( Calvet 1 986 : 1 38) w ith t he e xception o f E ridu 's p osition : i n m y o pinion E ridu l evel X VII i s f irst t o b e e quated w ith t his l ate " Classic" S amarra-phase i n C entral M esopotamia a ccording t o c omparisons w ith ' Amiya V -IV ( Vörtesalji 1 984a : 1 27-128). W ith t he f ind s f rom ' Oueili 1 0 a nd 9 a nd f rom E ridu X V-XIV w e m ay b e a t t he v ery e nd o f t he S abz p hase o f D eh L uran a nd a t t he b eginning o f t he C hogha M ish M iddle S usiana s equence b ecause E ridu X VI d oes f ully c orrespond w ith t he S abz a nd t he C hogha M ish E arly S usiana p hases. B ut w e h ave t o r eturn t o t he v ery e arliest p hase o f p ainted p ottery d evelopment i n t he S outh . F or t he m oment w e h ave a bout 3 0-40 s herds f rom t his o ldest p hase o f M esopotamian C halcolithic ( IA) f rom t he s outhern s ites W S 2 98 , ' Oueili a nd E ridu . T his m aterial b ase i s n ot s ufficient f or ab etter d ifferentiation . T he o nly d ifference b etween E ridu o n t he o ne h a nd a nd W S 2 98 a nd ' Oueili o n t he o ther c an p resently b e s een i n t he f act t hat t he l atter h ave s ome C hogha M ish A rchaic S usiana " close l ine" s herds ( cf . A dams a nd N issen 1 972 : F ig . 6 6:10; 1 75 a nd C alvet 1 987 : S umer a rticle i n p rint: P l. X XIV :5; p ossibly P l. X X :4 a nd P l. X VIII:1) b ut E ridu h as n one. C an t his
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d ifferent d istribution b e a ttributed t o t he f act t hat E ridu w as o bviously s ituated i n a n i solated p osition o n t he w est b ank o f t he E uphrates a nd t he o thers p resumably m ore t o t he e astern s ide? O r d o w e s imply h ave t oo s mall a s ample o f p ottery s herds f rom E ridu? T here a re, o f c ourse, a lso s light d ifferences i n t he p ainting s tyle a t a ll t hree s ites. T he ( simple) v essel t ypes s eem t o b e w ell c omparable , e ven i f w e d o n ot h ave a f ooted b owl f rom e ach s ite. T he d ifferences b etween I A a nd I B c an b e s een i n t wo m ore s ites f or t he l atter ( e.g . t he s urface f inds f rom T ell e l-'Obeid a nd ' Useila ), i n m ore f ooted b owls ( cf. P late 1 :31,33) a nd i n a l ot o f n ew p ainting m otifs l ike 4 95 6. T he E n d u -'0ueili p ottery c an a t p resent o nly b e c onsidered n ative t o t he S outh , f ully f ledged a nd i n s patial ( neighbourly ) r elation o nly t o H assuna-Samarra . I n I C l, w hen a t t he n orthern m argins o f t he ' Oueili-Eridu p ottery g roups t he s o-called H ajji M ohammed p ottery o riginated f rom t he f ormer ( under c onsiderable i nfluence f rom E arly H alaf w ith w hich i t s hares a l ot o f c ommon m otifs, v essel s hapes a nd t he m anganese a s a b asic m aterial f or p ainting - i n c ontrast t o t he i ron-oxides a s ab asic p ainting m aterial o f t he H assuna-Samarra a nd ' Obeid t raditions ( Noll, 1 977 : 3 9-40) w e h ave t hree s ites w ith c losely c omparable m aterial: ' Abada , ' Amiya a nd t he u nstratified r iver-bed s ite H ajji M ohammed . I n a n e arlier w ork I h ave d esignated t he b earers o f t his n ew p ottery " YL eute" a nd I s till b elieve t hat t hey w ere s pecialised p astoralists. F or a s tructuralist a nalysis o f " supratemporal" e lements i n t he m aterial c ulture o f ( irrigation) a griculturalists ( X ) a nd s pecialised p astoralists ( Y ) s ee V örtesalji, 1 984a : 1 18). B ut I h ave n ever c onsidered t he H ajji M ohammed p ottery a s " materiel H alaf i mporte" ( misquoted b y B reniquet 1 986/1987 : 2 35, n ote 3 1). T he c orrect t ranslation o f t he a fore-said e asy s entence ( Vertesalji 1 981 : 2 77) i s a s f ollows: " some s outhern s ites ( with H ajji M ohammed p ottery) h ave a n umber o f H alaf i mports o r i mitations." T he H ajji M ohammed p ottery m anufacturing i s r ather i ndependent a nd i t d id n ot i nfluence c ontemporaneous o r l ater ' Obeid a nd s o, a nd t hat i s w hy i t c annot b e s een a s t he ( second ) p art o f t he s o-called ' Obeid s equence ( 1-4). B ecause ' Abada I II h as y ielded a lso " more c lassical" S amarran p ottery a nd b ecause t his d isappeared d uring t he M iddle H alaf e xpansion a nd c annot b e t raced l ater t han a ssemblages c omparable w ith E ridu X VII, I w ould r ather d ate t he b eginning o f ' Abada a p hase o r o ne E ridu l evel e arlier t han J asim ( 1985: F ig . 2 68) w ith h is c omparison t o E ridu l evel X VI a nd f ollowing . A lthough t he c ontemporaneity o f t he E arly H alaf- a nd t he H assunaS amarran w ares i n N orthern M esopotamia i s q uite s ure, t he e vidences a re r ather s carce ( Mallowan 1 936 : 1 3 a nd H ijara : p ersonal c ommunication ). F irst w ith t he ( ill-defined ) M iddle H alaf s equences d uring I C a nd I I A /B? a n e xpansion o f H alaf i nto E astern a nd C entral M esopotamia b ecomes v isible a nd l inks a re t hen m ore n umerous. ( Campbell T hompson a nd M allowan 1 933 : P ls. X LI-XLIV ; L loyd a nd S afar 1 945 : F ig . 5 ; M allowan a nd C ruikshank R ose 1 935 : 2 2). " Middle" H alaf i nfluences t he H ajji M ohammed w are ( in p roce s s o f d evelopment) a nd t he " Late S amarra-Eridu-Choga M ami T ransitional S amarra-'0beid" c omplexes w hich i n t urn a lso a ffect t he H ajji M ohammed p ottery. E arlyM iddle H alaf i mports r each U r ( for e xample W oolley 1 956 :P l. 4 6:39) a nd E ridu ( Safar : p ersonal c ommunication i n 1 972); M iddle-Late H alaf
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i mports o ccur i n R as e l-'Amiya ( unpublished s herds w ith H alafb ucranium i n I raq M useum ) a nd Q alat H ajji M ohammed ( at l east o ne p olychrome s herd ) a t t heir e nd a gain . T he " Middle H alaf e xpansion" c ould w ell h ave b een t he r eason f or t he " Late S amarra m ovement" i nto t he S usiana a nd t h e b orderlands o f S outhern M esopotamia ( cf . V örtesalji 1 981 : 2 80 a nd 1 984a : 2 04-206). A t t his e arly s tage, t he ' Oueili s trata 1 5-13 a nd t he w ell c omparable E ridu s tratum X VII d o n ot s how a ny r emarkable i nfluence f rom t his n ew k ind o f p ottery ( "Y") w hich b egan t o r eplace t he o lder o ne ( "X") o nly o ne t o t wo p hases l ater . I n IC 2 a s ignificant c hange c an b e o bserve d i n U r I a nd E ridu X VI, w hen a p ottery w ith g reenish s urface a nd p ainting i n b lack o f r ather s imple m otifs l ike w avy-lines a nd f loral d esigns ( "actual ' Obeid") m ade t heir f irst o ccurence. ( Eridu X VI i s e xtremely w ell c omparable w ith C hogha M ish E arly S usiana .) T here a re a lso a l ot o f n ew v essel t ypes a t t his s tage. ( For a r econstruction o f W oolley 's l ost s ix o ldest O beid t ypes a nd a c riticism o f O ates ' i ncorrect c orrelation o f e arliest U r a nd E ridu s ee V örtesalji 1 984a : 1 03-107). F or a n e xplanation o f t he s udden a ppearance o f t his n ew k ind o f p ottery w hich m ay a t t his s tage b e c alled ' Proto-'Obeid ' w e h ave t o w aite u ntil a l arge-scale e xcavation o f t he ' Oueili l evels 1 2-11 a nd 1 0 c an b e u ndertaken . A t t he p resent w e c an o nly s tate t hat s uch f abrics w ith ( unpainted ) g reenish s urface w ere a lready p resent i n E ridu l evel X IX . B ut w e h ave n o r eal ' Obeid p ottery s hapes i n i t. T herefore i t c an n ot v ery w ell b e a rgued t hat t his c ould b e t he p ottery o f aS outh M esopotamian p opulation s ubstratum , m ainly e ngaged i n f ishing , u ntil s ome a griculturalists ( Eridu-people?) h ave a rrived " with g rain f rom t he m ountains". S hall w e e ver t race m ythologies i n a rchaeological r emains ?W e s hould l eave o ut s uch s peculations f rom a c hronological c onsideration b ut i t i s v ery h ard t o u nderstand h ow w e c an h ave a t hird c ategory o f p ottery a lready i n C halcolithic I C 2 w ithout b ringing p ossible f unctional r eflections i nto p lay. A nyway , t his r eal ' Obeid w are b ecomes p redomin a nt i n t he n ext f ollowing p eriod w hich w e w ould c all ' St a ndard '-'Obeid t imes b ecause o f t he g ood m anufacture o f t he p ottery a nd t he e qually p racticable c omparisons o f v essel t ypes a nd p ainted m otifs i n t his p eriod . E arlier t he m otifs a re m ore u seful f or c hronological c omparisons, l ater t he s hapes. I n C entral M esopotamia , t he L ate S amarra w are d isappears c ompletely a s e arly a s IC 2/II A : i t c ould h ave b een a bsorbed b y e arliest a ctual ' Obeid . I n t he D eh L uran P lain , t he S abz p hase ( I C 2) m ight r epresent ap relude t o t he a ctual O beid " Mehmeh" w are ( II B ?/C), a lthough t he s equence w as a pparently i nterrupted b y K hazineh ( II A /B? - e .g . L ate H ajji M ohammed ). T hese l ate " Y"-traditions o f p ottery m anufacturing f rom R as e l-'Amiya , Q alat H ajji M ohammed a nd f rom t he K hazineh p hase i n t he D eh L uran a nd t he G reater S usiana P lain m ight t hen h ave c ontinued i nto S usa A - i f w e t ake i nto c onsideration t he h igh l evel o f t echnology o f t hin-walled v essels i n g eneral a nd t he m ore s pecific p reference o f s ome m otifs l ike 3 69, 4 44 b is, 5 26 a nd 5 29 a t b oth p ottery g roups. O r t hey m ight h ave b een a bsorbed b y L ate ' Obeid , w ithout h aving g reat e ffects o n i t. I n N orthern M esopotamia , t he " Middle" H alaf d omination s eems t o c ontinue a t l east u ntil I I B . D uring t his p hase L ate H alaf b egins w hich d isappears a lready i n I I C , n early s imultaneously w ith L ate
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H ajji M ohammed. E arliest N orthern ' Obeid ( Tepe G awra X VIII) g rew o ut o f m ostly H alaf b eginnings ( Tepe G awra X IX). I n t he S outh, b ichrome p aintings o ccur o n c reamy-yellowish s lips ( For e xample C ALVET 1 986 : F ig . 1 ). T hey c ould a lso b e c alled " pseudob ichrome" b ecause t hat e ffect s eems t o h ave b een c aused s olely b y d ifferent t hickness o f p ainting m aterial l aid o n. D uring t he p hase I I A t he S tandard-'Obeid g radually r eplaces t he E ridu, i n I I C e ven t he H ajji M ohammed p ottery. I n I I C a gain s ome g reater c hanges c an b e o bserved. S tandard-'Obeid g radually t urns i nto L ate ' Obeid w hich s eem t o b e p redominant f rom t he S usiana P lain w here a ' great t rend t o p astoralism ' ( WRIGHT, p ersonal c ommunication) c an b e o bserved. T his p eriod I II A c an a lso b e s ubdivided i nto t hree p hases, t he f irst o f w hich c an b e e quated w ith t he B ayat p hase. T he m ain c hronological h all-marks o f t his w hole p eriod a re t he i ncised b owls 3 74,447 a nd 4 50 a nd t he h igh, t hin-walled " Knopffußbecher" ( 348,349,418,419,515,517). W ith t he s econd s ub-phase ( III A 2) w e a rrive a t t he " Age o f t he S nake", w hen a l ot o f p ottery w ith p lastic a pplication a nd p ainting ( for e xample 4 48,544,554,555 a nd t he S usa A -painted o ne 5 56) r emind u s o f t he f act t hat a g oddess o r h er s ymbolic a nimal, t he s nake, w as ( also) w orshipped i n t he E ridu T emples V III-VI a nd w hich c an b e e quated w ith t he f ish 's, t hat i s E nki's w ife D amgalnunna ( V6rtesalji, 1 984b : 2 9-33). T h is p eriod o f f requent s nake r epresentations o n p ottery l asted r oughly f rom 4 500 t o 4 000 B .C. T ables 2 -3). T he m ain d ifferences b etween t he N orthern a nd
( cf. t he
C hronological S outhern
L ate
' Obeid w ares s eem t o b e t hat t he f ormer i s m ore o rientated t oward H alaf-like p ainted m otifs a nd p ainting t echniques ( cf. T epe G awra X VII-XIV/XIII). T he S outhern L ate O beid w are i s o ften " vitrified", i t w as b aken a t a n e xtremely h igh t emperature. T he c reamy-yellowish a nd b rownish s lips o f t he f oregoing p eriod a re r are n ow, m ost p ieces h ave a g reenish o r d ark-greenish s urface. B ecause o f t he " vitrification b ubbles" t he s urface t exture i s o ften w ell-distinguishable. I n t he D eh L uran P lain, t he B ayat a nd t he F arukh p otteries o ccur, a nd l ater, i n t he w hole S usiana t he d istinct S usa A p ottery. F rom t he e nd o f t he p eriod ( III A 3) o n, t he l atter h as a ffected t he S outhern L ate O beid w are i n a c onsiderable w ay . M ore t han t his, i n c ase o f t he s ites T ell U qair , T ello " Est", U ruk-Eanna a nd E ridu " Hut-Sounding", w e s hould p erhaps u se t he t erm " Susa A -influenced T erminal ' Obeid P ottery". T he s ites w ith t his s eem t o b e c oncentrated a t t he e nd o f t he p eriod a nd t he v ery b eginning o f t he n ext o ne w here o ne m isses a " smooth t ransition" t o t he E arly U ruk p ottery m anufacturing . M any s ites s eem t o h ave a t l east t wo d ifferent " loci" a t t he e nd o f I II A : o ne w ith m ore p ainted p ottery i n S usa A -manner a nd o ne w ith m ore p lain p ottery w ith s cratched a nd p lastic o rnaments. A t t he p resent s tate o f k nowledge t he p hases I II A 3 a nd I II B 1 ( e.g . T erminal ' Obeid a nd E arly U ruk) m ust b e c alled a " Dark A ge", m ainly i n o rder t o s timulate f urther r esearch. T his p hases s how t he a bove-mentioned i nfluence f rom S usa A e specially i n m otifs ( cf . 5 26,528 w ith 5 29 a nd o thers o n P late 2 ), t o a l esser a mount i n s hapes b ut
a gain
w ith
a
h eavy g eneral t rend t o m ore t hin-walled v essels).
F rom t his " Dark A ge" w e h ave a 3 00-350 y ears l ong g ap i n o ur M esopotamian r adiometric d ata-set a nd a lso f or o ur c omparisons w e h ave m ostly p roblematic e xcavations. F uture i nvestigations m ay s how w hether
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t he a bove s uppositions w ith t he s oundings f rom T ell ' Uqair , W arka , T ello, a nd E ridu w ill t urn o ut t o b e c orrect o r n ot. S o w e c an n ot r eally u nderstand t he b eginning o f E arly U ruk w hich c ould b ecome s lightly e arlier i n t he S usiana P lain . F or f uture r esearch l et u s a llow s ome m ore s peculations: i f t he p roduction t echnics o f t he S argarab w are c an i ndeed b e t raced e arlier i n t he C entral Z agros ( WRIGHT e t a l. 1 981 : 1 82-183), w e c ould e ventually h ave a w eak h int t hat s ome p eople h ave c rossed t he Z agros o n t he G reat K horrassam R oad o r " Große V ölkerstraße", m aybe c oming f rom t he C aspian r egion . T hey p erhaps a lso u sed t he s uccessful c olonization m ethod o f ' becoming a p air ' w hich w as s eemingly d eveloped b y t he e arlier L ate ' Obeid p eople w ho s ettled o n t he e astern p eriphery o f a n o lder s ettlement l ike i n U ruk w here i n l evel 1 /6 i n K X VII s ome S tandard-'Obeid r emains i ndicate a s lightly e arlier s ettlement t han i n E anna X VIII. T he s ame i s t he c ase i n t he E ridu T emple A rea a nd i n i ts i mmediate n eighbourhood o f t he H ut S ounding a rea a nd m aybe a lso i n T ello. S o i n t his " Dark A ge" w e a re p erhaps c onfronted w ith t he r emaining e arlier s ettlers ( "Prototigriter"?), s ome u nidentified ( Susa A -) p eople c oming f rom t he S usiana P lain a nd t he d istinct E arly U ruk p eople o f S outhern M esopotamia . T he l atter s eem t o h ave f irst s ettled i n t he N ippur a rea ( ADAMS, 1 981). T hey s eem a lready t o h ave d eveloped a s tate-like f ormation b y M iddle U ruk t imes. T he c hronological h all-mark o f t his a nd t he f ollowing p eriod , t he " Glockentöpfe" ( 601) m ay r epresent t he f irst m ass-produced p ottery t ype i n S outhern M esopotamia . T hese s eem t o h ave b een u sed a s b readm oulds a s f irst i dentified b y R eisner i n t he t hirties i n E gypt a nd n ow c onfirmed b y B oese. T he e xcavation f indings o f T ell S heikh H assan i n N orthern S yria h ave r ecently i ndicated s uch a u se ( BOESE , p ersonal c ommunication ). E arly a nd M iddle U ruk p ottery c an b e c haracterized b y t he f requent u se o f f inger a nd f inger-nail i mpressions. S ome s hapes l ike t he s lender b ottles w ith p ointed b ases ( 579-582, 6 32-635 a nd 6 97 s eem t o f ollow L ate ' Obeid p rototypes l ike 3 44,422 a nd 5 16). C lay s ickles a re a lso c ommon t o b oth. B ut o ther r esemblances i n p ottery s hapes m ay b e a ccidental. T he m anufacturing m ethods s eem t o h ave b een r adically c hanged . A fter t he f irs t a ttempt a t w are c lassification i n U ruk ( von H aller , 1 932) a nd t he s econd o ne i n T ell H assuna ( Lloyd a nd S afar , 1 945) w e h ave n ow a n e ven m ore s ophisticated o ne f or t he U ruk P ottery ( Sürenhagen , 1 986; c f . h is c orrelation o f t he o lder a nd t he n ew o ne i n T ab. 1 ; 1 5). B ut t he m ost u rgent p roblem o f a b etter c lassification o f ' Obeid w ares i n M esopotamia d id n ot c hange. ( A n ew s ite w ith a l ong ' Obeid s equence l ike T ell e l-'0ueili w ould p rovide a s ufficient m aterial b ase f or t he c lassification o f w ares o f t his p eriod .) A fter s everal u nsuccessful a ttempts a t t ype s eriation o f t he m aterial f rom t he W arka a nd N ippur S urvey s ites I c an o nly s tate t hat t he s o-called E arly-Middle U ruk-related N ippur S urvey s ites a ll b elong t o t he M iddle U ruk p eriod , w hen h eavily c arinated r ims m ade t heir f irst a ppearance, s eemingly a s a c onsequence o f am ore t horough u se o f t he p otter 's w heel. T he " Knickwandschalen" w ith t heir " anti-splash r im", p rototypes f or t he w hole E arly B ronze A ge o f t he L evant a nd A natolia c ontinue ( 618) a fter t heir f irst a ppearance i n E arly U ruk t imes ( 566,567). T hey w ere a pparently p roduced i n ap ottery m ould ( Beck 1 985 : 1 9). W hereas t his c omplicated p roduction m ethod w ith i ts
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P .P .
V £RTESALJI
s everal p hases f ound a w idespread u se, t he l ater b evelled r im b owls w ith t heir s imilar, b ut s implified m anufacturing p rocess r emained l imited t o s pecific U ruk-related p roduction c entres. I n L ate U ruk t imes t he t humb-impressed d ecoration d isappears a nd s everal m ethods o f r eserved s lip d ecoration c ome i nto f requent u se. H ighly s ophisticated, v ariously p olished r ed w ares o ccur a nd a lso t he m uch e laborated e gg-shell w ares l ike 6 54 w hich a lso r emind o ne o f t he A natolian E arly B ronze A ge. S cratch d ecoration w ith s ometimes c omplicated m otifs a re n ow q uite p opular . A lso t hick a pplications o f r eddish p igments ( which a re o ften p olished ) a re i n u se - b eside a v ast q uantity o f c oarse w ares. T he c hronological i mportance o f t he i nnumerable b evelled r im b owls o r b read m oulds ( "GT"-s) a re s urely o verestimated. T he s o-called " coarse f lower p ots" o r " GBT"-s b elong t o t he L ate U ruk p eriod ( Nissen, 1 970). A t t he v ery e nd o f L ate U ruk p ainted v essels l ike t he s o-called r ed-line p ottery ( 703,716,717,718) a nd t he p olychrome-painted J amdat N asr p ottery c ome i nto u se. T heir c hronological i mplications r equire f urther r esearch. T he c entre o f L ate U ruk s ettlement s eems t o h ave s hifted t o t he S outh i n c omparison w ith t he M iddle U ruk p eriod: f rom t he N ippur r egion o f a n e arly s tate d evelopment t o t he U ruk c ountryside ( Adams, 1 981). N ot a s ingle g rave f rom L ate U ruk t imes i n S outhern M esopotamia h as b een d iscovered y et - a t l east a cccording t o m y k nowledge. ( The l ast t wo f rom T ell e l-'Obeid c an b e d ated t o t he M iddle U ruk p hase.) T he L ate U ruk p eriod w ith i ts f ar-reaching c olonization ( Habuba a nd s everal o ther S yrian, A natolian a nd I ranian s ites, n ow p erhaps a lso e vidence o f " Tonstifte" a nd o ther U ruk-related m aterials f rom a M a 'adi f ind-spot o f L ate N aqada I I t imes a t T ell e l-Fara 'in/Buto i n t he W estern D elta o f t he N il i n E gypt - K aiser, p ersonal c ommunication) s eems t o h ave e nded i n a s udden c ollapse. T he m aterial r emains o f t he f ollowing P rotodynastic J amdat N asr p eriod a re q uite d ifferent f rom t he f oregoing C halcolithic t imes. T he m ain c hange c an b e o bserved i n t he n ow v ery d ifferent t rend t o s mall-scale d evelopment a nd d emarcation ( Vörtesalji a nd K olbus, 1 985 : 1 04). I t m ust b e e mphasized t hat n ot a s ingle l inguis t , p hilologist o r s cript-researcher w as a ware o f t he f act t hat t he U ruk m aterial c ulture o f S outhern M esopotamia a nd t he S usiana P lain ( and c onsequently t he f oundations o f P roto-Elamite) w ere a lmost i dentical. T hese ( estimated) 9 5 % o f s imilarity w as c ontinually o verlooked d uring t he b uilding o f t heory m odels. A fter t he v ery r estricted E arly D ynastic I p eriod a n ew p eriod o f i ncreasing c ontacts b egins. T his E arly D ynastic I I s hows t he f irst r eliable i nformation f or t he r econstruction o f a p rotohistoric c hronology i n M esopotamia ( EDZARD 1 967 : 5 7-61). B ut i t w as n ot u ntil t he v ery e nd o f E arly D ynastic I II, w hen t he f irst f loating s equences o f h istorical c hronology, w ith r epeated i nterruptions u p t o t he N eoassyrian P eriod, a ppear ( Nissen, a t t his c onference). A cknowledgement : I w ould l ike t o t hank M iss M . G lass ( Tübingen) a nd M rs . J . K illick ( Cambridge) f or t heir c orrections i n t his t ext .
T HE C HALCOLITHIC I N M ESOPOTAMIA
4 93
E xplanations t o t he p lates: I n t he l ower l ine o f t he f irst p late o f p ottery i llustrations s everal w ares a re m entioned w hich c ould n ot b e w ritten i n f ull i n s ome c ases. T hese a re i n C halcolithic I A ( PRE-'Obeid): t he H assuna-Samarra '-, t he S efida nd t he ( Chogha M ish) A rchaic S usiana-wares; i n I B ( PRE' Obeid): t he E arly H alaf-, t he S amarra '-, t he S urkh- a nd t he ( Chogha M ish) A rchaic S usiana-wares; i n I C l ( PRE-'Obeid): t he E arly H alaf-, t he S amarra '-, t he S urkha nd t he ( Chogha M ish) A rchaic S usianaw ares; i n I C 2 ( PROTO-'Obeid): t he M iddle H alaf-, t he H ajji M ohammed-, t he S abza nd t he ( Chogha M ish ) E arly S usiana-wares; i n I I A ( STANDARD-'Obeid ): t he M iddle H alaf-, t he H ajji M ohammed-, t he K hazineh- a nd t he ( Chogha M ish) M iddle S usianaw ares; i n I I B ( STANDARD-'Obeid ): t he L ate H alaf-, t he H ajji M ohammed-, t he K hazineha nd t he ( Chogha M ish) M iddle S usianaw ares; i n I I C ( STANDARD' Obeid): t he L ate S usiana- w ares.
H alaf-,
t he M ehmeh- a nd t he
Institut
( Chogha M ish )
für
Vor-
und
M iddle
Frühgeschichte TUBINGEN
R EFERENCES A BBOUD S . 1 979 T ell
' Abada .
S umer 3 5 .
B aghdad
:5 25-529.
A BU A L-SOOF B . 1 964 U ruk p ottery f rom t he D okan a nd S hahrazur d istricts. S umer 2 0. B aghdad : 3 7-44. 1 968 D istribution o f U ruk, J amdat N asr a nd N inevite V p ottery a s r evealed b y f ield s urvey w ork i n I raq. I raq 3 0. L ondon : 7 4-
8 6 . 1 970 1 972
1 973 1 974
1 975 1 985
M ounds i n t he R ania p lain a nd e xcavations a t T ell B asmusian ( 1956). S umer 2 6. B aghdad : 6 5-104. N otes o n t he l ate p rehistoric p ottery o f M esopotamia . S umer 2 8. B aghdad : 3 -8 . U ruk p ottery f rom E ridu, U r a nd a l-'Ubaid. S umer 2 9. B aghdad : 1 7-22. L ate p rehistoric p ottery a t N ineveh, G awra a nd t he n eighbouring s ites. S umer 3 0. B aghdad : 1 -9. L ate p rehistoric p ottery a t t he T ell A 'far-Sinjar r egion. S umer 3 1. B aghdad : 2 1-23. U ruk P ottery . O rigin & D istribution . R epublic o f I raq. M inistry o f C ulture & I nformation. S tate O rganization o f A ntiquities & H eritage. B aghdad.
A DAMS R . M cC. 1 965 L and b ehind B aghdad . A H istory o f S ettlement o n t he D iyala P lains. T he U niversity o f C hicago P ress. C hicago a nd L ondon. 1 970 T he s tudy o f a ncient M esopotamian s ettlement p atterns a nd t he p roblem o f u rban o rigins. S umer 2 5. B aghdad : 1 11-124.
4 94
1 975 1 981
P .P .
V £RTESALJI
A n e arly p rehistoric s ite i n t he W arka r egion. S umer 3 1. B aghdad : 1 1-15. H eartland o f C ities . S urveys o f A ncient S ettlement a nd L and U se o n t he C entral F loodplain o f t he E uphrates . T he U niversity o f C hicago P ress. C hicago a nd L ondon .
A DAMS R . M cC. a nd N ISSEN H .J. 1 972 T he U ruk C ountryside . T he N atural S etting o f U rban S ocieties. T he U niversity o f C hicago P ress. C hicago a nd L ondon. B ECK P . 1 985
A n E arly B ronze A ge " family" o f b owls f rom T ell A phek. A viv V ol. 1 2,1. T ell A viv : 1 7-28.
T ell
B OEHMER R .M . 1 972 D ie K eramikfunde i m B ereich d es S teingebaüdes. I n V orla i lfiger B ericht f i ber d ie v on d em D eutschen A rchäologischen I nstitut u nd d er D eutschen O rient-Gesellschaft a us M itteln d er D eutschen F orschungsgemeinschaft u nternommenen Ausgrabungen i n U ruk-Warka 1 968 u nd 1 969, 2 6/27 . B erlin : 3 1-42. 1 975 D as R ollsiegel i m p rädynastischen A egypten. I n A rchäologischer A nzeiger H eft 4 , 1 974. B erlin : 4 95-514. B RAIDWOOD R .J. 1 952 T he N ear E ast a nd t he F oundations f or C ivilization . A n E ssay i n A ppraisal o f t he G eneral E vidence. C ondon L ectures. E ugene, O regon. B RAIDWOOD R .J. a nd B RAIDWOOD L .S. 1 960 E xcavations i n t he P lain o f A ntioch I . T he E arlier A ssemblages. P hases A -J. O riental I nstitute P ublications 6 1. T he U niversity o f C hicago P ress. C hicago a nd L ondon. B RAIDWOOD R .J. 1 944
e t a l.
N ew C halcolithic m aterial o f S amarran t ype a nd i mplications. J ournal o f N ear E astern S tudies 3 . U niversity o f C hicago P ress. C hicago a nd L ondon : 4 7-72.
i ts T he
B RAIDWOOD R .J. e t a l. 1 952 M atarrah : a s outhern v ariant o f t he H assunan a ssemblage, e xcavated i n 1 948. J ournal o f N ear E astern S tudies 1 1. T he U niversity o f C hicago P ress. C hicago a nd L ondon : 1 -111. B RENIQUET C . 1 987 N ouvelle h ypothöse s ur l a d isparition d e l a c ulture d e I n C olloques i nternationaux C NRS . P rO listoire U sopotamie 1 7 - 1 8 - 1 9 P aris : 2 31-241.
c M .cembre
1 984.
E ditions
d u
H alaf . d e l a C NRS.
C ALDWELL J . 1 968
T all-i-Ghazir . I n R eallexikon d er v orderasiatischen A rchäologie B and I II.
3 49-355 .
A ssyriologie u nd B erlin u nd N ew Y ork :
T HE C HALCOLITHIC I N M ESOPOTAMIA
4 95
C ALVET Y . 1 983 L e s ondage p rofond e n Y 2 7. I n H UOT J .L. e t a l., L arsa e t ' Oueili, t ravaux d e 1 978-1981. E d. R echerche s ur l es c ivilisations. P aris : 1 5-69. 1 984 L e s ondage p rofond d e T . a l-'Uweli. A rchiv f ar O rientforschung 2 9/30. G raz, W ien u nd H orn : 1 85-187.
1 986
1 987
L e d äbut d e l a p äriode d 'Obeid e n M äsopotamie d u s ud. I n D e l 'Indus a ux B alkans ( recueil J ean D eshayes). E d. R echerche s ur l es c ivilisations. P aris : 2 49-260. L a p hase ' Oueili d e l 'äpoque d 'Obeid. I n C olloques i nternationaux C NRS . P rO listoire d e l a U sopotamie 1 7 - 1 8 1 9 ( Mcembre 1 984. E ditions d u C NRS. P aris : 1 29-151. T he n ew d eep s ounding X 3 6 a t t ell e l ' Oueili. S umer. B aghdad .
C AMPBELL T HOMPSON R . a nd H AMILTON R .W. 1 920 T he B ritish M useum e xcavations a t A bu S hahrain i n i n 1 918. A rchaeologia 7 0. L ondon.
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C AMPBELL T HOMPSON R . a nd M ALLOWAN M .E .L. 1 933 T he B ritish M useum e xcavations a t N ineveh, 1 931/32. A nnals o f A rchaeology a nd A nthropology. I nstitute o f A rchaeology . U niversity o f L iverpool. L iverpool : 7 1-186. C ANAL D . 1 978
L a h aute t errasse d e l 'acropole d e S use. 1 69-176.
C HILDE V .G. 1 950 T he U rban R evolution . 2 1,1. L iverpool : 3 -17. 1 951
1 953 1 957 1 978
P a Uorient 4 . Paris
I n T he T own P lanning R eview Q uarterly
S ocial E volution . C .A. W atts & C o. L ondon. N ew L ight o n t he M ost A ncient E ast. T he N orton Y ork. T he B ronze A ge. W hat H appened M iddlesex.
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L ibrary .
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I n P ast & P resent 1 2. K endal : 2 -15. i n H istory. P enguin B ooks L td, H armondsworth,
C LARK R .M. 1 975 A c alibration c urve L ondon : 2 51-266.
f or
r adiocarbon
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Antiquity 4 9.
D OLLFUS G . 1 971 L es f ouilles ä D jaffarabad d e 1 969 ä 1 971. C ahiers d e l a 1 M Ugation A rch ologique F rancaise e n I ran 1 . P aris : 1 7-86. 1 975 L es f ouilles ä D jaffarabad d e 1 972 ä 1 974. C ahiers d e l a E f Ugation A rch&ologique F rançaise e n I ran 5 . Paris : 1 1-222. 1 978 D jaffarabad, D jowi, B endebal: c ontribution ä l 'ätude d e l a S usiane a u V e m illdnaire e t a u d ebut d u I Ve m illänaire. P a Uorient 4 . Paris : 1 41-167.
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D U M ESNIL D U B UISSON H . 1 948 B aghouz , l 'ancienne C horsote.
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L eiden.
D YSON R .H . J r. 1 965 P roblems i n t he r elative c hronology o f I ran 6 000-2000 B .C. I n E HRICH R .W ., e d. : C hronologies i n O ld W orld A rchaeology. T he U niversity o f C hicago P ress. C hicago a nd L ondon : 2 15-256. 1 966
E xcavations o n t he A cropole a t S usa a nd P roblems o f S usa A , B , C . U npublished P hD D issertation, H arvard U niversity . C ambridge M ass.
E DZARD D .O. 1 965 D ie f rühdynastische Z eit. I n F ischer F rankfurt a m M ain u nd H amburg : 5 7-91.
W eltgeschichte
B d .
2 .
F OREST J .-D. 1 983a R apport p röliminaire s ur l a 3 öme c ampagne a T ell e l-'0ueili. I n H UOT J .L. e t a l., L arsa e t ' Oueili, t ravaux d e 1 978-1981. E d. R echerche s ur l es c ivilisations. P aris : 7 1-80. 1 983b L es p ratiques f undraires e n M dsopotamie d u 5 äme m illdnaire a u d ebut d u 3 äme . E tude d e c as. E d. R echerche s ur l es c ivilisations. P aris. 1 984 T . a l-'Uweli. A rchiv f ur O rientforschung 2 9/30. G raz, W ien u nd H orn : 1 83-185. G ENOUILLAC H . d e 1 934 F ouilles d e T elloh I . G IBSON M cG. 1 979 C hicago-Copenhagen B aghdad : 4 59-467.
E poques p rdsargoniques.
e xcavations a t U ch T epe,
P aris.
H amrin.
G IBSON M cG. e t a l. 1 981 U ch T epe I . T ell R azuk . T ell A hmed a l-Mughir . H amrin R eport 1 0. A kademisk F orlag . C openhagen. G OFF C .L. 1 971 L uristan b efore t he I ron A ge. H ALL H .R. 1 919 A S eason's W ork a t U r , e lsewhere. L ondon .
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T ell A jamat.
I ran 9 : 1 31-151.
A l-'Ubaid ,
A bu
S hahrain
( Eridu)
a nd
H ALL H .R .; W OOLLEY C .L.; G ADD C .J. a nd K EITH S ir A . 1 927 U r E xcavations . V ol. 1 : A l-'Ubaid . O xford. H ALLER A . 1 932
v on
D ie K eramik d er B erlin : 3 1-47.
a rchaischen
S chichten
v on U ruk.
I n U VB 4 .
T HE C HALCOLITHIC I N M ESOPOTAMIA
H AMLIN C . 1 975 D alma T epe.
I ran 1 3
4 97
: 11-127 .
H ANSEN D .P. 1 965 T he R elative C hronology o f M esopotamia .
P art I I.
T he
P ottery
S equence a t N ippur f rom t he M iddle U ruk t o t he E nd o f t he O ld B abylonian P eriod ( 3400-1600 B .C.) I n E HRICH R .W., e d. : C hronologies i n O ld W orld A rchaeology. T he C hicago P ress. C hicago a nd L ondon : 2 01-213. H EINRICH E . 1 933 D ie S uchgrabung i n d en P lanquadraten 0 X I-XII. 1 6. B erlin. H EINRICH E . u nd F ALKENSTEIN A . 1 938 F orschungen i n d er U mgebung v on W arka . 3 8.
U niversity o f
I n U VB 5 : 1 3-
I n U VB 9 . B erlin
:3 1-
H ERZFELD E . 1 930
D ie A usgrabungen v on S amarra T öpfereien v on S amarra. B erlin.
V .
D ie
v orgeschichtlichen
H IJARA I . 1 978
T hree n ew g raves a t A rpachiyah. 1 25-128.
W orld A rchaeology 1 0.
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1 977
S tudies i n t he A rchaeological H istory o f t he D eh L uran P lain: t he E xcavation o f C hoga S efid . M emoirs o f t he M useum o f A nthropology , U niversity o f M ichigan, N o. 9 . Ann Arbor.
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T he c omparative s tratigraphy o f t he e arly p rehistoric p eriods i n K huzistan. P aldorient 4 . Paris : 2 29-232. A nalysis o f s tructure a nd d esign i n p rehistoric c eramics. W orld A rchaeology V ol. 1 5, N o. 3 . L ondon : 3 26-347.
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A r eassessment o f t he N eolithic R evolution. P aris : 4 9-60.
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s urface e xploration. ( Iraq):
S umer 2 7.
l es p remiers r äsultats.
V £RTESALJI
B aghdad
:4 5-
6 .
P a Uorient
H UOT J .-L. e t a l. 1 978 L arsa , r apport p räliminaire s ur l a s eptiöme c ampagne e t T ell e l'Oueili, p remiere c ampagne ( 1976). S yria 4 5. P aris : 1 832 23. H UOT J .-L. e t a l. 1 983 L arsa e t ' Oueili. T ravaux d e 1 978-1981. C ivilisations. P aris.
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l es
I PPOLITONI F . 1 971 T he p ottery o f T ell e s-Sawwan - F irst s eason. M esopotamia 1 970-71. T orino a nd F irenze : 1 05-146.
5 -6 ,
J AGUTTIS-EMDEN M . 1 977 Z ur P räzision a rchäologischer A rchäeologica V enatoria. I nstitut U niversität T übingen. T übingen.
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J AGUTTIS-EMDEN M .; D OMBEK G . u nd K UNST M . 1 982 D ie A uswertung a rchäologischer u nd g eologischer 1 4C-Daten. A cta P raehistorica e t A rchaeologica 1 3/14. B erlin . J ASIM S .A . 1 985 T he U baid P eriod i n I raq . R ecent e xcavations i n t he H amrin R egion. B AR I nternational S eries 2 67 ( i & i i). O xford . J AWAD A .J. 1 974 T he E ridu 1 1-46.
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J OHNSON G .A. 1 973 L ocal E xchange a nd E arly S tate D evelopment i n S outhwestern I ran . A nthropological P apers N o. 5 1. M useum o f A nthropology , U niversity o f M ichigan. A nn A rbor . 1 980 S patial o rganization o f E arly U ruk s ettlement s ystems. I n L 'Archäologie d e l 'Iraq d u d ebut d e l 'äpoque n äolithique ä 33 a vant n otre ä re. C olloques I nternationaux d u C NRS N o 5 80. P aris : 2 33-263. K ALB P h. 1 983 D ie K eramik.
I n U VB 3 1/32.
K ILLICK R . a nd R OAF M . 1 979 E xcavations a t T ell M adhur.
B erlin
S umer
:1 9-20.
3 5 . Baghdad : 5 30-542.
T HE C HALCOLITHIC I N M ESOPOTAMIA
4 99
K LEIN J .; L ERMAN J .C.; D AMON P .E . a nd R ALPH E .K . 1 982 C alibration o f r adiocarbon d ates: T ables b ased o n t he c oncensus o f t he W orkshop o n C alibrating t he R adiocarbon T ime S cale. R adiocarbon 2 4/2 : 1 03-150 . K RADER L . 1 968
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L EBEAU M . 1 983 L a c 6ramique d u n iveau O beid 4d e T ell e l'Oueili, r apport p r6liminaire. L es o bjets d u n iveau O beid 4 d e T ell e l'Oueili, r apport p röliminaire. I n H UOT J .L. e t a l., L arsa e t ' Oueili. T ravaux d e 1 978-1981. E d . R echerche s ur l es C ivilisations. P aris : 8 1-131 e t 1 33-140. 1 984 L a c 6ramique d es n iveaux s up6rieurs d e T . a l- Tweli. A rchiv f ur O rientforschung 2 9/30. G raz, W ien u nd H orn : 1 87-188. L E B RETON L . 1 957 T he e arly p eriods a t S usa : L ondon : 7 9-124.
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r elations.
I raq
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L E B RUN A . 1 971 R echerches s tratigraphiques ä l 'Acropole d e S use ( 1969-1971). C ahiers d e l a D & Ugation A rch ologique F rançaise e n I ran. N o. 1 . L ibraire o rientaliste P aul G euthner. P aris : 1 63-233. L ENZEN H .J. 1 936 D ie a rchaischen S chichten v on E anna . I n U VB 7 . Berlin : 5 -21. 1 937 D ie a rchaischen S chichten v on E anna . I n U VB 8 . B erlin : 8 -19. 1 940 D ie S chürfung b ei d er Q al'a d es H aggi M ohammed. D ie G rabungsergebnisse. I n U VB 1 1. B erlin : 2 6-28. 1 958 M osaiktempel u nd R iemchengebaude i n M d-NaXV4-XVI2. I n U VB 1 4. B erlin : 2 1-35.
1 959
1 961 1 962 1 965
D ie A usgrabungen a n d er W estecke v on E anna . K leinfunde a us d em B ezirk d es S teinstifttempels. A . K eramik. I n U VB 1 5. B erlin : 8 -21. D ie K leinfunde - B . T errakotten C . K eramik. I n U VB 1 7. B erlin 1 961 : 2 6-28. D ie h ocharchaischen S chichten v on E anna . I n U VB 1 8. B erlin 7 -15. D ie K eramik. I n U VB 2 1. B erlin : 36-42.
L EVINE L .D. a nd M cDONALD M .M.A. 1 977 T he N eolithic a nd C halcolithic p eriods i n t he M ahidasht. 1 5 :3 9-50 .
I ran
L LOYD S . 1 947 A n ote o n p rehistoric r esearch. S umer 3 . Baghdad : 2 6-29. 1 948 U ruk p ottery . A c omparative s tudy i n r elation t o r ecent f inds a t E ridu. S umer 4 . Baghdad : 3 9-52 .
5 00
P .P .
V ERTESALJI
L LOYD S . a nd S AFAR F . 1 943 T ell U qair. E xcavations b y t he I raq G overnment D irectorate o f A ntiquities i n 1 940 a nd 1 941. J ournal o f N ear E astern S tudies 2 . C hicago : 1 31-159. 1 945 T ell H assuna . E xcavations b y t he I raq G overnment D irectorate o f A ntiquities i n 1 943 a nd 1 944. J ournal o f N ear E astern S tudies 4 . Chicago : 2 55-289. 1 947 E ridu. A p reliminary c ommunication o n t he f irst s eason 's e xcavations, J anuary-March 1 947. S umer 3 . Baghdad : 8 4-111. 1 948 E ridu . A p reliminary c ommunication o n t he s econd s eason 's e xcavations 1 947-1948. S umer 4 . Baghdad : 1 15-125. M ALLOWAN M .E .L. 1 936 T he e xcavations a t T all s urvey o f t he H abur r egion, 1 937 T he e xcavations a t T all
1 965
M ERPERT N .Ya .
1 973
a nd C RUIKSHANK R OSE J .
B ,
a nd C .
Sumer
1 933 .
3 5 . Baghdad : 5 21-524.
a nd M UNCHAEV R .M .
R annezemledel'cheshkie p oseleniya s evernoy M esopotamii ( po m aterialam r askopok s ovyetskoy e kspedicii). S ovyetskaya A rcheologiya 1 971. N o. 3 . Moskva : 1 41-169. E arly a gricultural s ettlements i n t he S injar P lain. I raq 3 5 . L ondon : 9 3-113.
M ULLER-BECK H . 1 967
N ew Y ork.
P rehistoric A ssyria : T he E xcavations a t T all A rpachiyah, I raq 2 . L ondon : 1 -178.
M ATSUMOTO K . 1 979 T ell S ongor A ,
1 971
1 934-1935. I raq 3 . London : 1 -86. C hagar B azar a nd a n a rchaeological S econd C ampaign 1 936. I raq 4 .
s urvey o f t he H abur r egion. L ondon : 9 1-177. E arly M esopotamia a nd I ran . M cGraw-Hill B ook C o.
M ALLOWAN M .E.L.
1 935
C hagar B azar a nd a n a rchaeological
D ie
u nd O ESCHGER H .
C 14-Daten a us d er n eolithischen S tation v on B urgäschisee-
S M. I n B RUNNACKER K . e t a l, S eeberg B urgäschisee-Süd T eil C hronologie u nd U mwelt. A cta B ernensia I I. B ern : 1 57-168. M UNCHAEV R .M. 1 981
4 ,
a nd M ERPERT N .Ya .
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M OORTGAT A . 1 945
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D er A lte O rient B d .
T HE C HALCOLITHIC I N M ESOPOTAMIA
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c hronology
o f
5 01
e arly
v illage f arming c ommunities i n
N orthern I raq. S umer 1 8. B aghdad : 7 3-80. A dditional r emarks o n t he c hronology o f e arly v illage-farming c ommunities. S umer 2 0. B aghdad : 2 8-36. E arly v illage-farming o ccupation : e xcavations a t T epe G uran, L uristan . A cta A rchaeologica 3 4. C openhagen : 1 10-121. T ell S himshara . T he H assuna P eriod . C openhagen. A s equence o f S amarran f lint a nd o bsidian t ools f rom C hoga M ami. I raq 3 5 . L ondon : 3 7-55 .
N AGEL W . 1 954 D as S tempelsiegel i m f rühen V orderasien . U ngedruckte D issertation F reie U niversität B erlin. 1 961-4 Z um n euen B ild d es v ordynastischen K eramikums i n V orderasien. B erliner J ahrbuch z ur V or- u nd Frühgeschichte 1 -4. B erlin. 1 964 D jamdat N asr-Kulturen u nd f rühdynastische B untkeramiker . B erliner B eiträge z ur V or- u nd Fruhgeschichte B d . 8 . B erlin. 1 972 H aggi M uhammad Keramik u nd Keramikgruppen. I n R eallexikon d er A ssyriologie u nd v orderasiatischen A rchäologie , V ierter B and , E rste L ieferung . B erlin u nd N ew Y ork : 4 0-48 . N ISSEN H .J. 1 970 G rabung 1 985
i n
d en
Q uadraten
K /L
X II i n U ruk-Warka .
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B aghdader
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N OLL W .
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N eolithische u nd c halkolithische b emalte K eramik d es V orderen O rients: M aterial, R ohstoffe u nd H erstellungstechnik. A cta P raehistorica e t A rchaeologica 7 /8. B erlin : 1 5-47.
N UTZEL W . 1 978
T o w hich d epths a re " prehistorical c ivilizations" t o b e f ound b eneath t he p resent a lluvial p lains o f M esopotamia? S umer 3 4. B aghdad : 1 7-26.
O ATES D . a nd O ATES J . 1 976a T he R ise o f C ivilization . O xford. 1 976b E arly i rrigation a griculture i n M esopotamia . I n D E G . S EVEKING G ., L ONGWORTH I .H. a nd W ILSON K .E ., e ds. : P roblems i n E conomic a nd S ocial A rchaeology.
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O ATES J . 1 960
U r a nd E ridu: t he p rehistory . I raq 2 2. L ondon : 3 2-50. S urvey i n t he r egion o f M andali a nd B adra . S umer 2 2. B aghdad 5 1-60.
1 968
P rehistoric i nvestigations n ear M andali, :1 -20.
1 969
C hoga-Mami 1 967-68: 1 15-152.
a p reliminary r eport.
I raq./raq 3 0. I raq
3 1.
:
L ondon
L ondon
5 02
1 972
1 973
1 983
p .
p •
V ERTESALJI
A r adiocarbon d ate f rom C hoga M ami. I raq 3 4. L ondon : 4 9-53 . T he b ackground a nd d evelopment o f e arly f arming c ommunities i n M esopotamia a nd t he Z agros. P roceedings o f P rehistoric S ociety 3 9 . L ondon : 1 47-181. U baid M esopotamia r econsidered. I n C UYLER Y OUNG T . J r .; S MITH P h.E .L. a nd M ORTENSEN P ., e ds. : T he H illy F lanks . E ssays o n t he p rehistory o f S outhwestern A sia . ( Braidwood-Festschrift). S tudies i n A ncient O riental C ivilization N o. 3 6. T he O riental I nstitute o f t he U niversity o f C hicago.
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D AVIDSON T .E.;
K AMILLI D .
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a nd M cKERELL H .
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O PPENHEIM M . F reiherr v on 1 943 T el/ H alaf I . D ie p rähistorischen F unde. P ARISELLE C hr. 1 985 L e c imetiAre d iEridu s eptembre-octobre 1 985.
C hicago
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:2 21-234.
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P ERKINS A .L. 1 949 T he C omparative A rchaeology o f E arly M esopotamia. T he O riental I nstitute o f t he U niversity o f C hicago. S tudies i n A ncient O riental C ivilization N o. 2 5. T he U niversity o f C hicago P ress. C hicago. P ORADA E . 1 965 T he
r elative
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P rimitive S ocial O rganization: R andom H ouse. N ew Y ork.
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E volutionary
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T HE C HALCOLITHIC I N M ESOPOTAMIA
5 03
S PEISER E .A. 1 935 E xcavations a t T epe G awra. V ol.
I .
P hiladelphia .
S TARR R .F .S. 1 937-9 Nuzi: Report on t he E xcavations a t Y organ T epe n ear K irkuk , I raq , 1 927-1931. C ambridge M ass. S TEVE M .J. a nd G ASCHE H . 1 971 L 'Acropole d e S use: n ouvelles f ouilles ( rapport p röliminaire). U moires d e / a I M Ugation A rch ologique i n I ran . V ol . X LVI . P aul G euthner. P aris. S TROMMENGER E . 1 963 A rchaische S iedlung - I . K eramik. I n U VB 1 9. B erlin : 4 5-53 . 1 964 D ie K leinfunde a us d em E -anna-Heiligtum. I n U VB 2 0. B erlin : 2 4-25. 1 980 T he c hronological d ivision o f t he a rchaic l evels o f U ruk-Eanna V I t o p ast a nd p resent. A merican J ournal o f A rchaeology 8 4/4 : 4 79-487 . S TRONACH D . 1 961 T he e xcavations a t R as a l'Amiya . S URENHAGEN D . 1 975 U ntersuchungen
1 986
z ur
I raq 2 3.
K eramikproduktion
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i nnerhalb
d er
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U rukzeitlichen S iedlung H abuba K abira-Süd i n N ordsyrien. A cta P raehistorica e t A rchaeologica 5 /6. B erlin : 4 3-164. A rchaische K eramik a us U ruk-Warka . E rster T eil: D ie K eramik d er S chichten X VI-VI a us d en S ondagen " Tiefschnitt" u nd " Sägegraben" i n E anna . B aghdader M itteilungen 1 7. B erlin : 7 -
9 5 . V 2RTESALJI P .P.
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1 981
1 983
1 984a 1 984b
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T epe).
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d er
A ssyriologie
u nd
V orderen O rients . W iesbaden : 2 75-285. Z u d en A ckerbaugeräten d er a lten M esopotamier. T eil 1 : D as P roblem d er H acke m it d em s teinernen B latt. M itteilungen d er D eutschen O rient-Gesellschaft 1 15 . B erlin : 1 5-41. B abylonien z ur K upfersteinzeit. B eihefte z um T übinger A tlas d es V orderen O rients , R eihe B , N r. 3 5 . W iesbaden. Z ur c hronologischen u nd s ozial- s owie r eligionsgeschichtlichen B edeutung d es E ridu-Friedhofs. B aghdader M itteilungen 1 5. B erlin : 9 -33 .
V 2RTESALJI P .P. 1 985
( Yarim
v orderasiatischen A rchaologie . F ünfter B and . D ritte/Vierte L ieferung . B erlin u nd N ew Y ork : 2 61-266. Z ur H erkunft d er f rühesten S iedler B abyloniens. I n F REY W . a nd U ERPMANN H .-P., e ds. : B eiträge z ur U mweltgeschichte d es
a nd K OLBUS S .
R eview o f P rotodynastic D evelopment i n B abylonia . 2 0. T orino a nd F irenze : 5 3-109.
M esopotamia
5 04
P .P .
W EISS H . 1 977 P eriodization,
p opulation
a nd
e arly
s tate
V £RTESALJI
f ormation
i n
K huzistan. I n L EVINE L .D. a nd Y OUNG T .C.Jr., e ds. : M ountains a nd L owlands: E ssays i n t he A rchaeology o f G reater M esopotamia. B ibliotheca M esopotamica 7 . M alibu : 3 47-369. W HALLON R . J r . 1 969 E arly B ronze A ge d evelopment i n t he K eban R eservoir , e astc entral T urkey. C urrent A nthropology 1 0,1. T he W enner-Gren F oundation f or A nthropological R esearch. N ew Y ork : 1 28-133. W OLF E .R. 1 966 P easants .
P rentice-Hall,
I nc.
E nglewood C liffs.
W OOLLEY S ir L . 1 956 T he E arly P eriods: a R eport o n t he S ites a nd O bjects p rior i n D ate t o t he T hird D ynasty o f U r D iscovered i n t he C ourse o f E xcavations. U r E xcavations V ol. 4 . P hiladelphia . W RIGHT H .T . 1 969 T epe F arukhabad. I ran 7 : 1 72-173. 1 978 T he c omparative s tratigraphy o f f ourth m illenium K huzistan. P a Uorient 4 . P aris : 2 33-234. 1 981
T he S outhern M argins o f S umer . A rchaeological S urvey o f t he A rea o f E ridu a nd U r. I n A DAMS R .McC., H eartland o f C ities. A ppendix. T he U niversity o f C hicago P ress. C hicago : 2 95-345.
W RIGHT H .T . 1 981
e t a l.
A n E arly T own o n t he D eh L uran P lain . E xcavations a t T epe F arukhabad . M emoirs o f t he M useum o f A nthropology. U niversity o f M ichigan 1 3. A nn A rbor.
W RIGHT H .T .; M ILLER N . a nd R EDDING R . 1 980 T ime a nd p rocess i n a n U ruk r ural c enter.
I n L 'Arc Uologie d e
l 'Iraq d u d0 out d e l ' eoque n6olithique e z 3 33 a vant n otre C olloques I nternationaux d u C NRS, N o 5 80. P aris : 2 65-284. W RIGHT H .T .; N EELY J .A.; J OHNSON G .A. a nd S PETH J . 1 975 E arly f ourth m illenium d evelopments i n s outhwestern I ran. 1 3 :1 29-148.
I ran
Z IEGLER C h. 1 953
D ie K eramik v on d er Q al'a d es H aggi M ohammad. D eutschen B erlin.
F orschungsgemeinschaft
i n
A usgrabungen d er
U ruk-Warka ,
B and
5 .
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L L U G I C • • L 0 L U I L L C l U 0 1 1 " 0 C C -C C • • 2 L N C . E L L 1 , 1 Z O 0 L O O U W O U U Z L L 0 0 C LZ N 1 C 0 0 0 1 4) C 0 W L -Y C O Z 4 - W " 0 L . ,1 : 1 V I U 1 i l L C L C 3 W C 0 0 W 0 . 1N 0 0 13 I A . . U C I 0J 3 W O W U L D L V I C L13 U 1 V. . t 1 0 00 _ C 0 W11 1 .1 / 1•. . 1 1 .0 4 . 1 0 2 0 14 .1 1 / 1 W L 1 , 4 1 , 1 C D U I A 0 0, I C . W V 1Lf l O E Z Z ZIJ 1 Z • 0 3 I * L 1 1 4 -1 L O - C I J C L I C U 0 C U C U W -OD 3 0 3 0 0 1 , 1 . 1 M L , J 1 I A 0 . 0, 0 O L L . L L 41 L 3 L L L L r t , . .. ucn o p 3 3 3 3 0 3 3 3 3 O 0 0 0 0 0 0 U 0 0 0 0 • . . .3 ._C U U U t I CL C 1 U 0 u U L N 4 ) 1 0 IC D C O J : 1 : 1 3 L IM 4 ) 13 1: 11 : 1 , • ou l c n 4 4 4 c c c c C C . ) I C V 0 0 C V I - N c O N N L E W L L C — 0 L 1 3 -4 - C O 4 -1 L IJ a r t . 0 0 . 0 2 4 .1 C L Z
average
0 0 •
Chronologies
in
Aurenche 0 ., Evin BAR International
the
Near
J . and Hours Series,
East, F .
eds. 1 987
T H E C H R O N O L O G Y O FT H E P R O T O - A N D E A R L Y H I S T O R IC P E R I O D S I NM E S O P O T A M IA A N D S U S IA N A Hans
T his c ommunication w ill c onsist o f t wo p arts,
J .
NISSEN
a s o ne t he h and I w ill
h ave t o c over t he l ate p art o f t hat v ery l ong p eriod i n t he d evelopment o f m ankind w here w e h ave t o r ely o n a rchaeological e vidence e xclusively, a nd t hus I w ill h ave t o p rocede t he s ame w ay a s e veryone e lse i n t his c onference. O n t he o ther h and, I t hink I a lso s hould m ake a n e ffort t o e laborate o n t he h inges o f t his p re-written c hronology t o t he c hronology a s r evealed f rom h istorical w ritten s ources. I n t rue f ashion o f a n h istorian, I w ill s tart w ith t he p art f irmly r ooted i n t he w ritten s ources. I w ill h ave t o t respass t he f rame g iven t o t he c olloque s ince M esopotamian a bsolute c hronology a s e videnced b y w ritten s ources d oes n ot r each b eyond t he m iddle o f t he 2 nd m ill. B C. I w ill r efrain, t hough, f rom e ven s ummarizing t he r easoning l eading u p t o f ixing t he e arliest a bsolute d ate i n t he 1 4th c entury B C. B ut I w ould l ike t o b e m ore s pecific a bout t he p ossibilities a nd l imitations o f u sing w ritten s ources f or t he p receding p eriods. B efore s ome m oment i n t he 1 4th c entury B C w e a re c onfronted w ith a t ime r ange o f a s harp d ecline i n t he n umber o f w ritten d ocuments a mong w hich t here a re n one w hich w ould l end t hemselves t o a ny k ind o f c oherent h istorical r econstruction. T his p eriod, t herefore i s o f u nknown l ength a nd t hus h as b een c alled t he " Dark A ge". T hough o ver m any y ears t his p roblem h as a ttracted t he a ttention o f m any s cholars w e h ave n ot c ome c loser t o a s olution. A gain I w ill n ot e nter a d iscussion o f t he v arious d atings p roposed ( 1) f or t he b eginning o f t he D ark A ge. I t s hould b e m entioned, t hough, t hat w ith e qually r easonable a rguments s everal d ates h ave b een p roposed n one o f w hich c an b e p roven c orrect, b ut n either o ne c an b e d ismissed a s e ntirely f alse. T his u ncertainty i s p articularly u nfortunate b ecause f or s till e arlier p eriods w e h ave s o m any t exts t hat f or a r ather l ong s tretch o f
( 1)
Those
interested
most
r ecent
Kühne
1978
and
in
both
attempt Hüber
a summary
to 1982.
of
the
older
r eorganize
the
material
l iterature are
and
r eferred
opinions, to
and
Sollberger
t he 1954,
6 08
H .J . N ISSEN
t ime w e a re a ble t o f ix a y ear-to-year c hronology . I a m r eferring t o i t a s t he U r I II - O ldbabylonian b loc. A t entative w ay o ut o f t his u ncertainty w as s hown b y S ollberger ( 1) w ho p roposed t hat a c ertain p oint n ear t he e nd o f t he e arly b loc s hould b e t aken a s y ear 0 f rom w hich t he y ears o f t he e arly b loc w ould s tart t o b e c ounted . A s t hat d atum l ine h e p roposed t he y ear 3 1 o f t he r eign o f H ammurapi, t he f amous r uler o f t he F irst D ynasty o f B abylon . W hat h ad t o b e d one i n o rder t o c onvert t hese f igures i nto " absolute" d ates w as t o s elect t he p roposal f or t he l ength o f t he D ark A ge c lose t o o ne 's h eart a nd c alculate t he d ate f or H ammurapi y ear 3 1 ( 2). T he p hase p receding t he D ark A ge i s c haracterized b y t he c onstant s truggle f or h egemony o f s everal l ocal d ynasties b efore t he i st D ynasty o f B abylon f inally s uccedes i n u niting e ntire B abylonia . W e h ave g ood w ritten i nformation a bout t heir f ights o r c oalitions, a nd t herefore i t w as p ossible t o c onstruct a c lose n et o f s ynchronisms b etween t he r ulers o f t he v arious l ocal d ynasties. A s i n a ddition w e k now t he s uccession o f r ulers f or e ach o f t hose d ynasties, a nd t he l ength o f t heir r espective r eigns w e a re a ble t o r each a t a c losely k nit c hronology f or e ntire B abylonia . T his g ives u s ad ate f or t he b eginning o f t his p hase, o r t he F irst D ynasty o f I sin , o f 2 56 y ears b efore y ear O . T he p eriod b efore t he F irst D ynasty o f I sin i s m arked b y t he r eign o f t he 3 rd D ynasty o f U r , e ncompassing t he a rea o f e ntire B abylonia . T herefore, w e d o n ot n eed s ynchronisms b etween v arious r ulers i f w e w ant t o g et a c hronology f or e ntire B abylonia ; a ll w e n eed i s a s ynchronism b etween t he f irst r uler o f I sin a nd t he l ast r uler o f t he 3 rd D ynasty o f U r . S ince w e h ave s uch a s ynchronism a s w ell a s i nformation o n t he s uccession a nd t he r uling p eriods o f t he r ulers o f U r w e c an a dd t his p eriod t o t he b loc m entioned a bove . T he f irst y ear o f U rnammu , t he f irst k ing o f t he U r D ynasty , c an b e f ixed a t 3 51 y ears b efore y ear O . T he y ear U rnammu 1 m arks t he b eginning o f t he U r I II-Oldbabylonian b loc, i nsofar a s f or t he p receding t ime o ur d ates a re l ess s ecure. O ne p roblem i s t hat w e f ind o urselves a gain i n ap hase o f c ompeting l ocal d ynasties, b ut t his t ime w e h ave a lmost n o s ecure s ynchronisms. Y et, t he v arious c alculations a re n ot t oo f ar a part, a nd c enter a round 4 5 y ears f or t he t ime e lapsed b etween t he y ear U rnammu 1 a nd t he l ast r uler o f t he p receding d ynasty o f A kkad . T hough t his d ynasty a gain i s o ne r uling o ver t he e ntire a rea o f B abylonia w e c annot f ollow t he s ame a pproach a s b efore. T he r eason i s t hat f or t he d ynasty o f A kkad w e o nly k now t he s uccession o f r ulers b ut n ot t he l engths o f t heir r eigns at l east n ot f rom c ontemporary s ources. T he o nly w ay t o o vercome t his p roblem i s t o a ccept t he l istings o f ad oubtful s ource. T he s o c alled " Sumerian K inglist" g ives a l ong l ist o f l ocal d ynasties f rom b efore a nd a fter t he f lood w ith t heir r ulers a nd t heir r eignal y ears. T he p roblem i s t hat f or s till e arlier p eriods t he f igures g iven a ra p hantastically h igh a nd c ertainly r eflect m ore m ythical i deas t han r eality . T he f igures g iven f or t he r ulers o f t he
( 1)
Sollberger,
( 2)
S ee
t he
l ist
1 954 i n
S ollberger,
1 954,
p .47,
note
1 86.
T HE P ROTO- A ND E ARLY H ISTORIC P ERIODS
6 09
d ynasty o f A kkad a re m ore w ithin a r ealistic r ange, a nd t hus c ould b e r eal t hough a f igure f or S argon , t he f irst r uler , o f 5 6 y ears c ertainly i s o n t he v erge. H owever, s ince w e h ave n o o ther m eans o f c ontrol w e s imply h ave t o a ssume t hat t hese f igures a re c orrect. B y c omputing t he f igures g iven b y t he S umerian K inglist w e g et 1 80 y ears f or t he e ntire d ynasty. A dding t he 4 5 y ears m entioned a bove w e g et a d ate f or t he b eginning o f S argon, t he f irst r uler o f t he d ynasty o f A kkad o f a round 2 25 y ears b efore U rnammu 1 , o r 5 73 years before 0 . D ifficulties a mass o nce w e g o b ack i n t ime s ince t he t ime b efore t he d ynasty o f A kkad i s c haracterized a gain b y c ompeting l ocal d ynasties. A gain w e w ould n eed a l arge n umber o f s ynchronisms p lus i nformation a bout t he s uccession o f r ulers f or t he v arious l ocal d ynasties, p lus i nformation a bout t heir r eigns, i n o rder t o r econstruct t he c hronological f rame f or t hat p eriod. S erious l acunae i n e ach o f t hese t hree l ines p revent u s f rom r eaching t hat g oal. T o e pitomize o ur d ifficulties, t he o nly d ynasty s tretching o ver a l onger p eriod o f t ime w here f rom i nternal s ources w e c an r econstruct t he s uccession o f r ulers b eyond d oubt, a d ynasty o f t he c ity o f L agash, i s n ot i ncluded i n t he S umerian K inglist. T his a rea w hich a pparently w as n ot a ccepted f or t he c anon f or u nknown r easons, f urthermore, h as y ielded m ost o f t he t extual m aterial f or t he p eriod i n q uestion, h owever, w ithout o ffering c lues a s t o t he l engths o f t he r ules. W e t ake U rnanshe a s t he f irst o ne o f t his l ine, a lthough i n h is i nscriptions h e m entions b oth h is f ather a nd h is g randfather a s i f b oth h ad b een k ings a lready. B ut U rnanshe i s t he f irst o ne w ho h as l eft a s ubstantial n umber o f i nscriptions d ealing w ith h is r eligious a nd p olitical d eeds. I n f act, h is a re t he f irst i nscriptions o f m ajor h istorical v alue. A ltogether, w e c ount 9 r ulers o f w hich 6 belonged t o t he s ame f amily . S ince w e k now o f o ne c ase w here a r uler s ucceded h is b rother a nd s ince m ost p robably t he l ast r ulers d id n ot r eign v ery l ong , w e p robably a re d ealing w ith a p eriod o f n ot m ore t han 1 50 y ears f or t hose 9 r ulers. F rom t he f ew s ynchronisms w e h ave a nd f rom a c omparison w ith c ontemporary d ynasties a s m entioned i n t he S umerian K inglist, w e g et t he f eeling t hat w e m ay n ot b e t oo f ar o ff; y et, w e h ave t o a dmit t hat t he f igure o f 1 50 y ears i s p ure g uess-work. A ccepting t his f igure w e w ould r each 3 75 years f or t he b eginning o f U rnanshe b efore t he b eginning o f t he U r I II-Oldbablylonian b loc, o r 7 25 y ears b efore y ear O . A lready w ith t hat s tep o f e stimating l engths o f r eigns w ithout a ny e vidence w e h ave e ntered t he a rea o f s peculation. Y et, t here s till w as s ome c ontrol a s w e h ad s ome d ocuments. T his i s e ven m ore l imited o nce w e e nter t he p receding p eriods. T he m ain r eason h as b een m entioned a lready. T o b ring i t e ven m ore t o t he p oint: t here i s n o w ritten material a vailable b efore U rnanshe t hat w ould e nable u s t o a dopt a ny o f t he l ines o f a rgument f ollowed b efore. T o b e s ure, w riting w as k nown a lready f or s everal c enturies b ut i t w as b asically u sed o nly f or e conomic r ecords ( 1). T he v ery f ew i nscriptions o f e arlier d ate t han U rnanshe m entioning n ames o f r ulers o therwise k nown f rom t he S umerian K inglist a re s hort d edicatory i nscriptions o f f ew l ines e ach. T hey d o
( 1)
N issen,
1986.
6 10
H .J .
N ISSEN
n ot c ontribute t o c onstructing a h istorical f rame, t hough t hey a re v aluable a s t hey p rove t he e xistence o f t hose p ersons. I n f act, t he u sage o f w riting b efore t he t ime o f U rnanshe d id n ot a llow t o w rite l onger t exts w ith a ll t heir s yntax. I n s pite o f t he o vert i mpossibility t o c ontinue b y u sing w ritten s ources, s ome a ttempts h ave b een m ade t o a rrive a t s ome n otions a bout t he c hronology o f s till e arlier p hases. I m ention t hem h ere o nly t o t otally d isavow t heir u sefulness i f w e a re t alking a bout a bsolute c hronology e ven i n a v ery l oose s ense. C ounting b uilding l ayers a nd a ttributing t hem a m ean l ife-time i s e xtremely u nreliable i n t he l ight o f w hat w e k now a bout t he p ossible l ife-time o f a m udbrick h ouse, a s t his m ay r ange b etween 1 0 a nd 6 0 y ears. S uch r easoning f urthermore w ould h ave t o d epend o n l ong , u ninterrupted s equences o f b uilding l ayers, w hich w e d o n ot h ave t o t he e xtent w e w ould n eed t hem . O ther a ttempts i nclude t he u se o f o bservations o f s tylistic c hange w ith a ll k inds o f a rtifacts, i ncluding w riting . B ut a s u seful a s t his m ay b e f or c alling s omething e arlier t han s omething e lse, a nd t hus f or e stablishing a r elative c hronology, t his i s i rrelevant f or a bsolute d ating . O ur e arliest q uasi-absolute d ate t hus r emains t he b eginning o f U rnanshe's r eign. A s r egards t he b eginning o f h istorical c hronology i n S usiana I c an l imit m yself t o b rief r emarks, a s S usiana, o r E lam f or t he h istorical p eriods, h as n ot c ontributed e nough w ritten m aterial i n a ny k ind o f c ontinuity t o a llow u s t o b uild u p a n h istorical c hronology o f i ts o wn ( 1). I nstead, w e h ave t o m ake u se o f t he f act t hat t he a rea o f S usiana w as s trongly t ied t o B abylonia i n p olitical t erms d uring s everal p hases o f i ts h istory. I t i s t hrough t hese t ies t hat w e c an s ecurely d ate s everal p hases o f t he S usiana h istory. T he e arliest d ate e merges f rom a s ynchronism o f l ocal g overnors o f S usiana w ith t he d ynasty o f A kkad. T hus, S usiana d oes n ot c ontribute t o e nlarging t he h istorical f ramework o f B abylonia a nd t he A ncient N ear E ast. S ummarizing t his f irst p art w e h ave t o k eep i n m ind t he v arious g rades o f r eliability o nce w e g o b ack i n t ime b eyond t he s econd h alf o f t he 2 nd m ill. B C, o r b eyond t he y ear O . S till, I t hink w e c an m ake t he p oint t hat o ur c alculation o f t he b eginning o f t he r eign o f U rnanshe o f L agash a t 7 26 y ears b efore t he y ear 0 i s a r easonable m ean f igure. I f w e t ry t o c onvert t his t o a bsolute d ates w e h ave t he c hoice b etween 3 p ropositions f or o ur y ear 0 = H ammurapi y ear 3 1: 1 818, 1 762 a nd 1 698 B C. W ith a ll u ncertainties t his g ives u s a r ough e stimate o f 2 540, o r 2 480, o r 2 420 B C f or t he b eginning o f U rnanshe, d epending o n o ur c hoice f or t he d uration o f t he D ark A ge. T he s econd p art o f t his p aper c oncerns i tself w ith t he p eriods b efore U rnanshe w hen b asically o nly a rchaeological e vidence c an b e m ade u se o f. T he r esult, t herefore, c an o nly b e i n t he a rea o f r elative c hronology, a nd o nly a t t he v ery e nd w ill s ome a ttempt b e m ade t o t ranslate i t i nto t erms o f a bsolute d ating . T he p urpose c annot b e t o r eevaluate t he t erminology, n or t he c omparative s tratigraphy o f B abylonia a s t he m inute c hanges w ithin a n
( 1)
Carter
and
S tolper,
1984
T HE P ROTO- A ND E ARLY H ISTORIC P ERIODS
6 11
o therwise a ccepted f rame a re o f n o p articular i nterest f or o ur d iscussion . I nstead , o nly s ome p oints w ill b e s tressed , a nd p articularly s uch c ases w here as I p refer c alling t hemc hronological b races c an b e d efined o ver l arger a reas o f t he A ncient N ear e ast. T he t erminology t o b e u sed i n t his p art i s t he o ne a ccepted i n a rchaeology . I n t his s ense, U rnanshe n ormally i s d ated t o t he b eginning o f t he 3 rd p art o f t he E arly D ynastic p eriod , o r E D I II, p receded b y E D I a nd I I, b oth o f w hich a re d efined a ccording t o a s equence o f b uilding l ayers. T hough i nternally u nder d ebate t here i s n ot v ery m uch o f r ecent d iscussion w hich w ould i ndicate t he d uration o f t hese p eriods. I t o nly m ay b e w orthwhile t o n ote t hat t he o pinion o f H . F rankfort w ho i ntroduced t his c hronological t erminology h as b een c onfirmed: a gainst o thers w ho w ould c all t he p eriod e quivalent t o E D Io nly " transitional" a nd p ropose o nly as hort d uration E D Ih as b een s hown t o h ave b een a m ajor p hase i n t he d evelopment o f B abylonian h istory ( 1). T he m aterial o f t his p eriod d oes n ot l end i tself t o c onstructing a c hronological b race o ver m ore t han t he a rea o f B abylonia . T hough w e k now o f c lose a nd p ermanent c onnections o f B abylonia t o h er n eighbors d uring t his p eriod w e h ave h ardly a ny m aterial i n t he s ense o f m utual i mports o r o ther s ynchronisms w hich w ould a llow s uch a n a pproach . T he s ituation c hanges, h owever , o nce w e g o f urther b ack i n t ime. B efore t he E arly D ynastic P eriod w e f ind a p eriod w hich c onventionally i s s plit u p i n t wo p hases b y t he n ames o f U ruk a nd J amdet N asr . A lthough a t s ome o ther p oint I h ave s hown t hat b oth s hould b e r egarded a s c losely c onnected ( 2), i t m ay b e g ood f or t he a rgument t o r etain s eparate n ames, a s a c hange i n t he e valuation o f t hese t wo p hases h ad m ajor r epercussions o n t he e ntire s etting . S ince a l ong t ime i t h ad b een r ecognized t hat o ccasionally c ylinder s eals h ave s hown u p i n p laces a t c onsiderable d istances f rom B abylonia w hich n evertheless b ear u nmistakeable B abylonian d esigns. T hese s eals f rom a s f ar a s S yria , A natolia a nd E gypt c ould r eadily b e c ompared t o a n umber o f s eals f ound d uring t he e xcavations i n t he B abylonian s ite o f J amdet N asr . I n f act, t he e ntire a ssemblage f rom t hat s ite l ooked s o c oherent t hat t hey w ere t aken t o r epresent a p hase o f i ts o wn, c onsequently c alled t he J amdet N asr p eriod ( 3). I t w as o nly c onsequent t hat t hese s eals f ound a broad s hould b e t aken a s i ndicating r elations b etween B abylonia a nd t he n eighboring c ountries d uring t he J amdet N asr p eriod . T wo o bservations h ave s haken t his l ong-time b elief . O n t he o ne h and , n ew e vidence s howed t hat t he s tyle o f s eals i n q uestion w as n ot r estricted t o t he J amdet N asr p eriod b ut d id e xist a lready b efore i n t he L ate U ruk p eriod ( 4). O n t he o ther h and , t he e xpansion o f e xcavation a ctivities i n S yria a nd T urkey h as p resented u s w ith a n umber o f s ites i n t hese a reas w hich a re e ither i dentical i n t heir e ntire i nventory t o B abylonia , l ike i n t he c ase o f s ome s ites i n S yria , o r s how a t l east a v ery s trong i nfluence f rom B abylonia . T he d ate o f
( 1)
N issen,
1983,
chapter
V .
( 2)
N issen,
1 983,
chapter
IV.
( 3)
F or
a r ecent
d iscussion
1 986. ( 4)
Nissen,
1 974
and
1 977.
of
t he
t erm
and
t he
chronology
s ee
F inkbeiner
and
Rölling,
6 12
H .J .
N ISSEN
a ll t hose s ites i s v ery c lear : t hey u ndisputedly c onnect w ith t he L ate U ruk p eriod i n B abylonia . T he e vidence i s s o u nambiguous t hat a c onnection t o t he J amdet N asr a ssemblage c an b e e xcluded . T he c onclusion i s i nevitable: t hose s eals o f B abylonian o rigin f ound o utside o f B abylonia s hould n ot b e c onsidered i ndicating a J amdet N asr c onnection b ut i nstead b e t aken a s f urther e vidence f or t he w ide e xpansion o f L ate U ruk m aterial o ver t he e ntire A ncient N ear E ast, i ncluding E gypt. I n t he s ense o f a c hronological b race, t hese v arious s ites w ith B abylonian f eatures p lus a ll i solated f inds l ike s eals o r s pecial p ottery p roducts ( 1) h ave t o b e c onsidered c ontemporary . W hile t his c onnection i s t rue f or t he w est t he c ase i s d ifferent f or t he r elations o f B abylonia a nd t he e ast, i .e. S usiana a nd b eyond . T o b e s ure, m ore t han a nything e lse d oes S usiana t ie u p w ith B abylonia d uring t he L ate U ruk p eriod i n n early e very r espect. I f i t w ere n ot f or s ome f eatures b oth a reas c ould b e c onsidered t o h ave b elonged t o o ne c lose c ultural u nit. T he a rea o f t he m ost c onspicuous d ifferences i s w riting . W hile b oth B abylonian a nd S usiana ( "Proto-Elamite") w riting s hare t he m aterial ( clay t ablets) a nd t he w riting t echnique ( writing t he s igns i nto t he s oft c lay b y m eans o f a s tylus) t hey d iffer c ompletely i n t he s hape o f t he s igns, a nd p resumably i n t he l anguage. F or a n e valuation o f t he m utual d ate w e h ave t o t ake a c loser l ook a t o ne d etail, a p art o f t he w riting t echnique, w hich o ffers s ome p ossibility f or t emporal d ifferentiation. T he m ore t han 4 000 c lay t ablets o f t he L ate U ruk a nd t he J amdet N asr p eriods f rom U ruk o ffer a s ample l arge e nough t o o bserve a b asic d ifference b etween t he t ablets o f t he t wo p eriods. W hile t he e arlier m ore n aturalistic s igns a re i ncised w ith a p ointed s tylus t he l ater J amdet N asr p hase t ablets u se a t echnique o f o bliquely i mprinting l ines i nto t he s urface o f t he t ablets. T hus t he c haracteristic s hape o f t he l ines w as p roduced c onsisting o f a d eeper " head" a nd a t ail, p rompting t he n ame " cuneiform" f or t his s cript. T he d ifference i n t echnique i s v ery c learly a t emporal o ne. W e c an u se t his o bservation t o c reate a c hronological b race b etween B abylonia a nd S usiana b ecause b oth a reas a re l inked s o c losely t hat b asic c hanges p resumably o ccured s imultaneously . " Protoelamite" w riting u sed t he t echnique o f i nprinting e xclusively , s uggesting t hat t he s tage o f p rotoelamite w riting a nd t he J amdet N asr p hase w riting d ate f rom t he s ame t ime. T his i s s upported b y a n o ther o bservation r egarding t he d istribution o f t he " bevelled r im b owls" m entioned a bove . T his k ind o f m ass-produced p ottery i s t he h all-mark o f L ate U ruk l ayers o f b oth B abylonia a nd S usiana , o ccurring b y t he m illions. T his m assive a ppearance c omes t o a s udden e nd w ith t he L ate U ruk p eriod i n B abylonia . I n S usiana t his d isappearance i s o bserved b efore t he a ppearance o f w riting , a gain p ointing t o a c ontemporaneity o f p rotoelamite w riting a nd J amdet N asr . E stablishing t his c hronological b race, h owever , m eans m ore t han
( 1)
I solated part well
of
specimens Syria,
known
but
context
while
period.
See
of
where
the they
a lso
they
Nissen,
so
called
c learly
well
dated,
"bevelled
are as
hardly
survive
in
1983,
chapter
I V.
r im
intrusive. they f ew
show
bowls" I n
up
specimens
have
been
Mesopotamia by
the
i nto
millions
the
found
they in
f ollowing
are any
over
large
not
only
Late
Jamdet
Uruk Nasr
T HE P HOTO- A ND E ARLY H ISTORIC P ERIODS
6 13
l inking B abylonia a nd S usiana b ecause e xamples o f p rotoelamite w riting a re f ound o ver l arge p arts o f t he I ranian t erritory r eaching a s f ar e ast a s S eistan . O f c ourse, t here c an b e n o d oubt a s t o t he s trict c ontemporaneity o f t he r espective l ayers w ith t he p rotoelamite p hase i n S usiana . F or I ran , t herefore, w e a rrive a t ad ifferent p attern f rom t he W est a s t he e xpansion f rom t he c ore a rea i s d elayed a nd r eaches t he l evel o bservable i n o ur r ecord o nly d uring t he J amdet N asr p eriod , i n B abylonian t erminology . U sing o nly a rchaeological m ethods w e h ave b een a ble t o e stablish a c hronological b race o ver t he e ntire N ear E ast, f rom t he e asternmost e nd o f I ran a ll t he w ay t o E gypt c onsisting o f t wo l ayers, a L ate U ruk l inking B abylonia w ith S yria , A natolia a nd E gypt, a nd a J amdet N asr o ne l inking B abylonia w ith S usiana a nd I ran ; b oth a re t ied t ogether t hrough t heir c ontext i n B abylonia . A t f irst s ight, t his r emains a f loating b race s ince w e h ave n o w ay o f e stimating t he t ime e lapsed b etween t his t emporal h orizon a nd t he t ime o f U rnanshe, t he f irst q uasi-absolute d ate i n B abylonian h istory . F ortunately , t he i nclusion o f E gypt o ffers s ome o utside h elp. A s f ar a s t he s eals m entioned b efore w ere f ound i n c ontext t heir f ind-spots c an b e d ated t o N agada I I i n E gyptian t erminology , o r t he l ate p redynastic p eriod . I n a ddition t o s eal w e c an d istinguish c lear B abylonian i nfluence i n r epresentational a rt a nd a rchitecture ( 1). T his h orizon , b y o ur d efinition , h ooks u p w ith t he L ate U ruk p eriod i n B abylonia ; a ll w e h ave t o d o, t herefore, i s t o f ind t he a bsolute d ate f or N agada I I t o b e a ble t o t ransport t his d ate t o B abylonia . I n f act, t his w ay h as b een f ollowed a ll a long , o nly t hat i n B abylonia t he c ounterpart w as s upposed t o b e J amdet N asr , n ot L ate U ruk . C onventional d ates g iven f or N agada I I c entered a round t he l ast c enturies o f t he 4 th m ill. B C; h ence, a d ate o f 3 300/3200 B C f or t he L ate U ruk p eriod i s g enerally a ccepted . A t t hie c onference w e w ere f ortunate t o h ave b een p resented w ith t wo s ets o f 1 C d ates w hich i n g eneral s upport t hese e stimates. D ating a s eries o f s amples f rom t he p yramides o f t he I Vth D ynasty H aas r edates t he b eginning o f t hat d ynasty t o a bout 3 000 B C. W ith t he c onventional c alculation o f c a . 4 00 y ears b etween t he e nd o f t he p redynastic p eriod ( =Nagada I I) a nd t he I Vth D ynasty t his w o e g ive a r ough e stimate o f 3 400 B C f or N agada I I= L ate U ruk. F or I ran 1 C d ates a re n ow a vailable f or H issar I I Banesh, p art o f t he P rotoelamite- J amdet N asr h orizon , r anging b etween 3 380 a nd 3 000 B C. T aking a 3 400/3200 r ange f or t he e nd o f L ate U ruk , a nd a 3 200/3000 s pan f or J amdet N asr , a nd c onsidering t he h ighest d ate f or U rnanshe o f L agash a t 2 540 B C t his w ould l eave c a . 5 50 y ears f or E arly D ynastic I a nd I I. T his i s t oo m uch f or m y t aste a nd I w ould t ry t o f ind a ny a rgument i n f avor o f a r eduction . B ut t here a re n o a rguments b eyond f eelings. Y et, I c ertainly w ould r esist a ny a ttempts t o e ven s tretch t hat p eriod .
Freie
( 1)
Drower,
1968/69.
Universität
Berlin
6 14
H .J .
N ISSEN
B IBLIOGRAPHY B RINKMAN J .A . 1 964 M esopotamian C hronology o f t he H istorical P eriod. A ppendix t o: A .L. O ppenheim, A ncient M esopotamia , P ortrait o f a D ead C ivilization . D ROWER M .S. 1 968/69 E arly C onnections b etween S umer a nd E gypt. o f A rchaeology, 8 /9: 2 43 s qq.
B u// ,
o f
t he
I nst .
C ARTER E . a nd S TOLPER M .W. 1 984 E lam. F INKBEINER U . a nd R OLLIG W . ( eds) 1 986 G amdat N asr: P eriod o r R egional S tyle? H AYES W .C. 1 970 C hronology : E gypt t o E nd H ist . V ol.I 3 , c hapter V I.
o f
T wentieth
D ynasty .
H UBER P .J . 1 982 A stronomical D ating o f B abylon I a nd U r I II. t he N ear E ast. 1 .4.
C ambr .
O ccas .
A nc .
P apers
o n
K UHNE C . 1 982
P olitische S zenerie u nd i nternationale B eziehungen V orderasiens u m d ie M itte d es 2 . J ahrtausends v . C hr. B erliner B eitr . z . V ord . O rient, 1 .
N ISSEN H .J. 1 974
Z ur F rage d er A rbeitsorganisation i n B abylonien w ährend d er S päturuk-Zeit. A cta A ntigua , X XII: 5 s qq .
1 977
A spects o f t he D evelopment o f E arly C ylinder S eals. I n G IBSON a nd B IGGS ( eds), S eals a nd S ealing i n t he A ncient N ear E ast . B ibl. M esopot., 6 .
1 983
G rundzüge e iner G eschichte d er Frühzeit d es V orderen O rients .
1 986
T he A rchaic T exts f rom U ruk.
R EINER E . 1 975
W orld A rchaeology ,
1 7.
a nd P INGREE D .
B abylonian P lanetary B ibl . M esopot .,2.1.
O mens I :
T he V enus T ablet o f A mmisaduqa .
R OWTON M .B. 1 970
C hronology: c hapter V I.
A ncient
W estern
A sia .
C ambr .
A nc .
H ist .,
S OLLBERGER E . 1 954 S ur l a c hronologie d es r ois d 'Ur e t q uelques c onnexes. A rchiv f ür O rientforschung , 1 7: 1 0 s qq.
V ol.I 3 ,
p roblömes
Chronologies Aurenche 0 ., BAR
in Evin
J .
International
the and
Near Hours
F .
East, eds.
S eries,
1987
R E L A T IV E A N D A B S O L U T E C H R O N O L O G I E S F O R I R A N
B E T W E E N 6 5 0 0 A N D 3 5 0 0 C A L B C
ABSTRACT:
The
d ependent
on
number
of
r elative f or
c lustered
three the
R£SUMe: pour
r egions l inks
Ubaid La
une
p euvent
in
absolute
western
Uruk
ä
avec
de
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pour
period
dating. dates
suggest
s till
primarily
i s
Nevertheless,
can
Well-documented
( Khuzistan,
and
l 'Iran
pour
la
methodes
de
dates
is
be
used
to
a l imited anchor
archaeological
Kangavar/Mahidasht,
changes
periode
in
the
the
s equences
Urmia
absolute
r adiocarbones,
documentees
Kangavar/Mahidasht, l es
e t
suggerent
periodes
prehistorique
t raditionnelles
chronologie
bien
Mesopotamie,
utilisees
prehistoric
r elative
radiocarbon
t ime.
I ran
des
f ixer
( Khuzistan, la
the
of
VOIGT
basin)
dates
used
periods.
part,
nombre
f or
consistent
Mesopotamia,
chronologie un
I ran
methods
archeologiques
occidental absolues
and
servir
s equences l iens
and
in
t o
grande
Neanmoins,
of
t raditional
chronology
provide f or
chronology
Mary
des
d ' Ubaid
r elative de
groupees dans
trois
bassin
l e
depend
datation e t
r egions dans
encore, r elative.
consistantes,
t emps
d ' Urmia)
changements e t
de
absolu. de
fournissent l es
Des
l 'Iran des
datations
d ' Uruk.
I ntroduction A c hronology f or I ran d uring t he p rehistoric p eriod i s f or t he m ost p art d ependent o n t he t raditional a rchaeological m ethod o f a rtifact c omparisons. A lthough r adiocarbon d ates i nitially s eem t o b e p lentiful, t here a re m any g aps i n s pace a nd t ime, a nd s ome o f t he l argest s eries o f d ates a re i nconsistent a nd d ifficult t o i nterpret. I n a r ecent a ttempt t o c onstruct s uch a c hronology, R obert D yson a nd I b egan w ith t he s tratigraphically-based r egional s equences t hat h ave b een t he f ocus o f r ecent r esearch i n I ran . W hen w e a ttempted t o l ink a djacent r egions, o ften d istant a nd e cologically d iverse, a rtifact p arallels w ere s ometimes v ague a nd u nsatisfying . S uch s tylistic d iscontinuities a re t o s ome e xtent t emporary a nd a rtificial, a r esult o f t he ( necessary ) u se o f p reliminary o r p artial s ite r eports t hat c ontain h ighly s elected a rtifact s amples. I t i s a lso t rue, h owever , t hat t he a rchaeology o f p rehistoric I ran i s c haracterized b y t he d evelopment o f w ell-defined a nd d istinctive r egional s tyles, a nd i n m any c ases b y o nly s parse e vidence f or d irect c ontact b etween g roups i nhabiting a b roken t errain .
6 16
M .
V OIGT
N evertheless, w hen a ll o f t he r elationships s uggested b y s tylistic a nd t echnological c riteria w ere p lotted o n ap rovisional c hronological c hart, t he p arallels d id f orm a b roadly c onsistent p attern . O nce t he r elative s equence w as c ompleted , w e u sed r adiocarbon e vidence ( 15 a veraged s ets o f t ightly c lustered d eterminations s pread t hrough e ight g eographical r egions) t o e stablish f ixed p oints i n t ime. W ith r are e xceptions, t he g rid d erived f rom t he a veraged d ates w as c ompatible w ith t hat d erived f rom a rtifact c omparisons. T his p aper b uilds o n t he g eneral c hronology t hat w e h ave p roposed f or I ran, b ut d iffers i n t wo m ajor w ays. F irst, t he p lacement o f a ssemblages r elative t o o ur c alendar d iffers s lightly . F or t he m ost p art, s uch v ariations r esult f rom t he u se o f n ewly p ublished c alibration c urves a nd t ables t o c onvert t he r adiocarbon d eterminations i nto c alibrated B C d ates ( see b elow ). S econd , t he f ocus h ere i s n ot o n i ndividual r egional s equences, b ut o n t he d efinition o f t emporal h orizons a cross t he I ranian p lateau . O f g reat v alue i n d efining t hese h orizons a re r ecent s yntheses o f t he a rchaeological e vidence f or t wo m ajor a reas i n w estern I ran : f or K huzistan, t he w ork o f H ole ( in p ress) a nd D ollfus ( 1983; 1 986 ); a nd f or t he c entral Z agros, t he w ork o f E . H enrickson ( 1985). A t hird a rea s ynthesis, c overing n orthwestern I ran o r A zerbaijan f rom c .6500-4000 c al B C, i s n ow b eing p repared f or p ublications ( Voigt , i n p rogress). A d etailed e xamination o f t he s tratigraphic a nd c eramic e vidence f rom t he U shnuS olduz v alley t o t he s outh o f L ake U rmia i ndicates t hat t his s equence, o ften c ited i n p revious d iscussions o f M esopotamian a s w ell a s I ranian c hronology , c an b e u sefully r evised i nto s maller t ime u nits. T his r evision w ill b e p resented f irst, i n o rder t o c larify a spects o f t he g eneral p eriodization p roposed a t t he e nd o f t his p aper . T he U shnu-Solduz A rchaeological S equence G athered b y m embers o f t he H asanlu P roject b etween 1 956 a nd 1 977 , i nformation o n t he e arly p art o f t his s equence c omes p rimarily f rom e xcavations c onducted a t H ajji F iruz, D alma , P isdeli a nd H asanlu T epes, s upplemented b y s urface s urvey ( Dyson , 1 983; V oigt, 1 983: 2 792 81). A d eep s ounding a t H ajji F iruz T epe m ade b y C harles B urney i n 1 958 i nitially e stablished t he s tratigraphic r elationship o f t he t hree e arliest a ssemblages ( Voigt, 1 983: 7 -8, F ig .4). E ach a ssemblage w as n amed a fter t he s ite w here i t w as f irst r ecognized , a nd p laced w ithin t he r egional s equence a s H asanlu p eriods X ( Hajji F iruz), I X ( Dalma ) a nd V III ( Pisdeli). S ince n o e arlier s ites h ave b een f ound e ither t hrough e xcavation o r s urface s urvey , t he H ajji F iruz a ssemblage a pparently r epresents t he i nitial o ccupation o f t he U shnu-Solduz v alley i n t he H olocene. T he n ature o f t he a rchaeological e vidence o btained f or t hese p eriods v aries s ignificantly. T he H ajji F iruz p eriod i s t he b est k nown a s a r esult o f h orizontal c lear a nces a t t he t ype s ite, w hich p roduced a w ide r ange o f a rtifact t ypes a s w ell a s i nformation o n a rchitecture a nd s ettlement p lan . F or t he D alma a nd P isdeli p eriods, h owever, o nly l imited a reas h ave b een e xposed a nd t he e vidence a vailable c onsists p rimarily o f s mall, h ighly s elected c eramic s amples. C hanges i n t he c eramic i ndustry w ill t herefore b e u sed t o r efine t he c hronological s equence.
I RAN B ETWEEN 6 .500 A ND 3 .500 C AL .
B C
6 17
T he H ajji P in ts P eriod ( Hasantu X ) T he i nitial o ccupation o f t he U shnu-Solduz v alley b y f arming g roups a pparently t ook p lace i n t he s econd h alf o f t he s eventh m illennium c al. B C. I n s itu m aterial d ating t o t his p eriod h as b een r ecovered o nly f rom t he t ype s ite, w here c . 5 .5 m o f d eposit l ay a bove t he w ater t able ( Voigt, 1 983). T hirteen a rchitectural p hases h ave b een d istinguished . M ost o f t he e xcavated m aterial c omes f rom t he l atter p art o f t he s equence , o r H ajji F iruz p hases D t hrough A . I n a ddition, a f ew H ajji F iruz s herds w ere a lso f ound i n a m ixed " wash" l ayer ( stratum 6 ) a t t he b ase o f D alma T epe ( see b elow ). H ajji F iruz p ottery i s c haff t empered a nd p oorly f ired , b ut r elatively d urable. V essels w ere f ormed b y " slab" c onstruction t echnique, b uilding o n b asal s ections f ormed b y u sing c oiled b askets a s m olds ( Vandiver , 1 985). D ecorative t echniques i nclude t he u se o f a t hin s lip t hat f ired f rom r ed t o b rown , i ncision ( very r are), a nd t he p ainting o f b old d esigns c omposed o f h orizontal b ands, d iagonal l ines, c hevrons a nd t riangles w ith a r ed o r b rown p aint o n a l ight b rown t o o range b urnished s urface ( Voigt, 1 983; F igs 9 2-98). E vidence f or c hange w ithin t he H ajji F iruz c eramic i ndustry i s l imited. T he s ample f or t he e arliest p hases ( L-H ) i s s mall a nd h ighly s elected , b ut i t d oes s uggest t hat t he u se o f ä r ed s lip i s v ery c ommon e arly i n t he p eriod , a nd t hat p ainted d ecoration i s r are. T he l atest H ajji F iruz s herds h ave b een r ecovered f rom t he l owest e xcavated d eposit a t D alma T epe ( stratum 6 ) , w hich e xtends b elow t he p resent w ater t able i n S olduz. W hile t hese s herds c an b e a ssigned t o t he H ajji F iruz p eriod b ased o n t heir f abric, f orm a nd s urface f inish , t hey e xhibit s ome u nusual a ttributes s uch a s t he u se o f ab lack p aint. T echniques o f m anufacture, p ainted d esigns, a nd v essel f orms ( husking t ray , c arinated b owls, a nd c ollared j ars w ith o void o r c arinated b odies) a ll l ink t he H ajji F iruz c eramics t o e arly H assuna s ites s uch a s U mm D abaghiyah , T elul e th-Thalathat X VI-XV , a nd H assuna L evels I -II. T he p resence o f i mported s herds a nd t he s tyle o f t he h uman f igurines, h owever , i ndicate t hat H ajji F iruz p hases D -A a re c ontemporary w ith t he l atter p art o f t he H assuna s equence, a s w ell a s w ith " classic" S amarra ( Voigt, 1 983: 1 01-102; 1 63-167; 1 78-181). Y oung ( 1962) o riginally s aw a c lose r elationship b etween H ajji F iruz a nd s ites w ithin t he Z agros G roup a s d efined b y M ortensen ( 1962, 1 963, 1 964). A c loser e xamination o f t he c eramics i ndicates t hat t here a re o nly g eneral t echnological a nd s tylistic s imilarities b etween H ajji F iruz a nd S arab L inear w are ( see M cDonald, 1 979). O n t he o ther h and , t here a re g ood p arallels i n c eramic f orm a nd d ecoration b etween H ajji F iruz a nd U pper J armo ( Voigt, 1 983: 1 61-163). S everal c hipped s tone t ypes f rom H ajji F iruz a re d istinctive, a nd s trengthen t he e vidence f or c ontact w ith Z agros G roup s ettlements s uch a s J armo, a s w ell a s w ith m ore d istant s ites t o t he w est . T hese t ypes i nclude o bsidian t hin-sections ( also k nown a s " side-blow f lakes") a nd o bsidian b lades w ith s teep l ammelar f laking ( "Qayön t i r ods") ( Voigt a nd D yson , i n p ress). W ithin t he U rmia B asin , t he N eolithic a ssemblage f rom Y anik T epe t o t he n ortheast i s s ufficiently s imilar i n a rchitecture, b one t ools a nd c eramics t o b e c onsidered p art o f t he H ajji F iruz t radition ( Burney ,
6 18
M .
V OIGT
1 964; V oigt, 1 983: 9 5). I n g eneral, t he o ccupation a t Y anik s eems t o b e c ontemporary w ith t hat a t H ajji F iruz, a lthough i t i s p ossible t hat m uch o f t he e xcavated Y anik N eolithic s ample i s e arlier t han t he b est k nown H ajji F iruz p hases ( D-A ). C eramic p arallels f or t he Y anik L ate N eolithic c an b e d rawn w ith S ialk 1 :3 o n t he I ranian p lateau , a s w ell a s w ith H assuna/Samarra ( Voigt, 1 983: 1 67). A labaster a rtifacts, i ncluding n umerous b angle f ragments, a b owl, a nd t wo h uman h eads, s uggest a r elationship t o Z agros s ites s uch a s J armo , S arab, S himshara , t o L evel I a t T ell e s-Sawwan i n c entral M esopotamia , a nd t o T epe S ialk I -II o n t he I ranian p lateau ( Voigt, 1 983: 1 78, 2 45). T he D alma P eriod ( Hasanlu I X) M ost o f t he e xcavated s ample f or t his p eriod c omes f rom D alma T epe, w ith m uch s maller a reas e xposed a t H ajji F iruz a nd P isdeli T epes. T he d eposit a t D alma c onsists o f a t l east f ive a rchitectural p hases, w ith a t otal d epth o f c . 3m eters i ncluding a d isturbed d eposit a t t he t op o f t he m ound ( Hamlin , 1 975). I n O peration I a t H ajji F iruz T epe , D alma m aterial w as s tratified t o ad epth o f c . 2m eters. A t H asanlu T epe, a d eep w ell c ut i nto t he c itadel m ound p enetrated " Late D alma" d eposits t o ad epth o f 3m eters b efore t he w ater t able w as e ncountered ; t he t otal a ccumulation o f D alma p eriod d eposits a t H asanlu T epe i s t herefore u nknown . W hile t here a re m any p roblems i n u sing d epth o f d eposit a s a n i ndicator o f t ime, t he d ata d o s uggest t hat t he D alma p eriod w as r elatively s hort i n c omparison t o b oth t he H ajji F iruz a nd P isdeli p eriods. D alma p ottery i s h andmade, w ith a h eavy c haff t emper a nd i n s ome c ases, a c haff a nd f ine g rit t emper . I n g eneral, v essels a re u niformly f ired t o b rownish-orange. F our m ajor c eramic g roups o r " wares" h ave b een d efined ( see H amlin , 1 975). D alma P ainted W are h as l arge s weeping d esigns c overing t he e ntire v essels, u sually a d eep b owl w ith a p lain p inched r im . C ommon m otifs i nclude w ide b ands t hat s wirl d iagolally a round t he v essel, n ested z igzag b ands w hich m ay b e s olid o r c rosshatched , s olid o r h atched t riangles t hat a re f requently p laced a t r im a nd b ase, a nd s olid o r i ntricately f illed l ozenges a rranged i n b ands o r b etween b ands o f t riangles. T he p aint r anges i n c olor f rom a d eep p urply r ed ( sometimes r eferred t o a s " plum" o r " maroon") t o b rown ; i t i s f requently a pplied o ver a c ream s lip. A s econd d istinctive c eramic t ype i s D alma I mpressed W are, m ade b y m anipulating t he w et c lay s urface t o g ive i t r elief . I n m ost c ases, o bjects w ere p ressed i nto t he v essel's s urface. T hese c an b e i dentified a s f inger t ips, f ingernails, r eeds, s ticks w ith s mooth o r " frizzed" e nds, c ombs, f ibers, a nd o bjects w ith a s mooth , w ide, r ounded t ip. D alma R ed-Slipped p ottery i s a l arge g roup o f s mooth s urfaced v essels w ith av ariety o f f orms a nd p resumably f unctions. D alma F ine R ed-Slipped v essels i nclude t hin-walled b owls a nd s mall j ars. T hey a re s imilar t echnologically t o D alma P ainted p ottery , b ut h ave a u niform c oat o f d ark r ed p aint ( sometimes o ver a c ream s lip) r ather t han a d esign . D alma C oarse R ed-Slipped v essels h ave t hick w alls, a re l ess c arefully s haped , a nd l ess w ell-fired . R elatively r are w ithin t he s ample a re v essels w ith a n u nslipped s moothed s urface ( Dalma P lain ).
I RAN B ETWEEN 6 .500 AND 3 .500 C AL .
B C
6 19
T here i s s ome e vidence f or s tylistic c hange t hrough t ime w ithin b oth D alma P ainted a nd D alma I mpressed W ares. P revious p ublications o f t he D alma c eramic i ndustry h ave f ocussed o n t he p ottery f rom t he b est k nown s egment o f t he D alma s equence, r epresenting t he b ulk o f t he e xcavated d eposit a t D alma T epe. E arlier m aterial i s k nown o nly f rom t he b asal s tratum ( 6) a t t he t ype s ite, a t ertiary c ontext w hich a lmost c ertainly c ontains s herds d erived f rom s everal s tratigraphic/chronological u nits. A lthough t ypologically d istinct b ecause o f t he w ay i n w hich a ttributes d iagnostic o f t he H ajji F iruz a nd D alma c eramic i ndustries a re c ombined, t his s mall s ample o f e arly D alma p ottery d oes n ot c onstitute s ufficient e vidence f or t he d efinition o f a s eparate s ub-period a t p resent. O ther s herds f rom D alma s tratum 6 a re u nique w ithin t he S olduz s ample i n b oth p aste a nd d esign. W ithout a dditional e vidence i t i s i mpossible t o a ssign t hem t o e ither a l ate H ajji F iruz o r a n e arly D alma p hase. I n s um, t he n ature o f t his d eposit a nd i ts c ontents i ndicate t hat t here i s a g ap i n t he e xcavated s equence, f alling b etween H asanlu p eriods X a nd I X. T he r adiocarbon e vidence s uggests t hat t his g ap may b e a s l ong a s 5 00 y ears ( Table 1 , F ig .2). T he t ransition b etween t he D alma a nd s ucceeding P isdeli p eriods i s, o n t he o ther h and, a g radual o ne. T he l atest p hase o f t he D alma p eriod, n ow d esignated a s H asanlu I XA, m ay b e d istinguished f rom " classic" D alma o r H asanlu I XB o n b oth q ualitative a nd q uantitative g rounds. A t D alma T epe i tself, t he u ppermost s tratum w as d isturbed b y d eeply c ut p its c ontaining I ron A ge b urials. A lthough t he c eramic s ample i s c learly m ixed a nd i ncludes p ottery b rought u p f rom e arlier o ccupation l evels, t his c ontext d oes p rovide s ome i nformation o n t he d evelopment o f D alma p eriod c eramics. R ecovered f rom i t w ere v ariants o f D alma I mpressed a nd P ainted w ares t hat d o n ot o ccur i n t he e arlier ( undisturbed) D alma l evels. F or e xample, a s mall D alma P ainted b owl h as a h emispherical f orm d ecorated w ith b ands o f s mall s olid t riangles a s triking c ontrast t o t he d eep f orms a nd b old, o verall d esigns t hat a re t ypical o f c lassic D alma P ainted w are. T he I mpressed w are f rom t his l ate D alma d eposit d iffers i n b oth f orm s urface f inish f rom t hat f ound i n e arlier l evels. I n t he e arliest D alma d eposits a t D alma T epe a s ingle f orm p redominates: a g lobular j ar w ith a s hort v ertical o r s lightly e verted n eck, o ften w ith o ne o r t wo h andles o r l ugs. T he s urface o f t hese j ars i s d eeply i mpressed w ith a d ense, u niform " jab" p attern m ade w ith a s tick, r eed o r f ingertip, l eaving a p lain ( unimpressed) b and a t t he r im. I t m ay b e l eft p lain o r r ed-slipped, b ut i s a lways r ough a nd m atte. M ost v essels h ave a s moke-blackened s urface, a nd m any r etain a shy d eposits i nside t he i mpressions, e vidence f or t heir u se a s c ooking v essels. G radually g aining i n p opularity u ntil t hey p redominate i n t he l atest d eposits a re l arge s traight-sided v ats, h ole-mouth j ars, a nd l ow t rays w ith i mpressions o n t he u nderside o f t he b ase. O n t hese f orms, i mpressions g enerally s hallow a nd t end t o b e w idely s paced; t hey a re o ften n eatly a rranged i n v ertical o r h orizontal b ands. T he s urface w as c overed w ith a b right r ed s lip t hat w as s ometimes b urnished, a nd i s n ever s moked. A v ariety o f m aterials w ere u sed t o m ake i mpressions, i ncluding f ingertips, f ingernails, h ard s mooth o bjects w ith r ounded e nds, f ibers, a nd c ombs. T he s tratigraphic p osition o f t hese L ate D alma I mpressed a nd P ainted W are v ariants i s c onfirmed a t
o ther
s ites.
A t
H ajji
F iruz
6 20
M .
V OIGT
T epe, s herds o f D alma I mpressed w are i dentical t o t hose f rom t he l atest s tratum ' a t D alma w ere f ound i n ap ottery-rich d eposit, r esting o n a l ocal e rosion s urface t hat c apped t he H asanlu X d eposit ( square F 11; V oigt, 1 983: 1 6-17, F ig .8); t he s ame c ontext y ielded b oth D alma R ed-Slipped w are a nd P isdeli r ed-slipped a nd b urnished p ottery ( see b elow ), b ut n o D alma P ainted w are. A t P isdeli T epe, l ate D alma I mpressed a nd P ainted w are v ariants w ere f ound i n t he s ame s tratum a s t he e arliest P isdeli p ainted a nd r ed-slipped w ares; t he u nderlying s tratum c ontains o nly " classic" D alma t ypes. T o s ummarize, a lthough t he s ample i s a dmittedly s mall a nd i n s ome r espects p roblematic, t he s tratigraphic d istribution o f s tylistic a ttributes o f D alma I mpressed a nd P ainted w ares a t t hree d ifferent s ites c an b e u sed t o d istinguish a C lassic D alma o r H asanlu I XB p hase f rom a L ate D alma o r H asanlu I XA p hase. O ne q uantitative a spect o f H asanlu I XA r emains t o b e e xamined . T he e vidence f rom H ajji F iruz s uggests t hat a t l east i n S olduz, t here w as a p hase a t t he e nd o f t he D alma p eriod w hen D alma I mpressed w are w as c ommon, b ut D alma P ainted w are w as r are o r a bsent. D ata w hich l ends s upport t o t his c onclusion c omes f rom O peration I a t D alma T epe, e xcavated b y C harles B urney i n 1 958. A lthough s herd c ounts a re n ot g iven i n t he f ield r ecords, B urney s tates t hat t here w as a c hange i n t he r elative f requency o f D alma P ainted a nd I mpressed W ares t hrough t ime, w ith t he p roportion o f I mpressed W are i ncreasing i n t he l atest p art o f t he d eposit. D alma p ottery h as b een f ound o ver a l arge g eographic a rea w ithin I ran . W ithin A zerbaijan , i t h as b een f ound o n t he s urface o f s ites a long t he e ntire w estern s ide o f t he U rmia b asin ( see K earton , 1 970 ; P ecorella a nd S alvini, 1 984). T he o nly o ther e xcavated s ite i s T epe S eavan i n t he M ergavar v alley , w here a t est e xcavation p roduced m aterial t hat s hows l ittle v ariation f rom t hat a t t he t ype s ite ( Solecki a nd S olecki, 1 973), i .e. H asanlu I XB. I n t he m ountains t o t he s outh , a D alma a ssemblage h as b een r ecovered t hrough e xcavations a t S eh G abi a nd G odin T epes i n t he K angavar v alley , a nd a ssigned t o P eriod X i n t his s equence ( Young a nd L evine, 1 974). T here a re , h owever , d ifferences i n t he c eramic s ample a s p resently k nown . I n K angavar , D alma S treaky W are i s c haracteristic o f t he e arliest p hase i n t he K angavar s equence, r ecovered f rom X YZ s ounding a t G odin ( spits 5 9-63 ; H enrickson , 1 983: 1 73-200). I n S olduz, o nly o ne s herd o f D alma S treaky h as b een r ecovered , f rom t he e arliest I XB s tratum a t D alma T epe. T hus a t p resent, t he e arliest w ell-defined D alma a ssemblage c omes f rom K angavar . A n e xamination o f t he p ottery f rom S eh G abi i n t he c ollections o f t he R oyal O ntario M useum s uggests t hat t he b est k nown p hase o f t he D alma o ccupation i n K angavar i s p robably c ontemporary w ith S olduz L ate D alma , H asanlu I XA. T his a ssessment i s b ased o n a ttributes o f f orm a nd p ainted d esign f ound b oth o n p ainted a nd i mpressed w ares. A s i n H asanlu I XA , t he S eh G abi D alma P ainted w are i s c haracterized b y t he u se o f s mall m otifs a rranged i n b ands; t he m ost c ommon f orm i n b oth a ssemblages i s a r elatively s mall h emispherical b owl ( Henrickson , 1 985: F ig .7). M uch o f t he S eh G abi D alma I mpressed w are h as s hallow i mpressions t hat a re w idely s paced a nd a rranged i n l inear p atterns. T ypical f orms a re d eep s torage v essels a nd h ole-mouth v essels ( Henrickson , 1 985: F ig .8). M aterial e quivalent t o H asanlu I XB m ay o ccur i n a d eep s ounding a t S eh G abi, b ut t his m aterial i s s till i n
I RAN B ETWEEN 6 .500 A ND 3 .500 C AL .
B C
6 21
t he p rocess o f a nalysis ( E . H enrickson a nd L . L evine p c, 1 986). L inks b etween H asanlu I X a nd s ites i n M esopotamia a re p resent i n t he f orm o f i mports r ecovered f rom D alma T epe . S everal s herds a nd o ne c omplete v essel o f p ainted w are r ecovered f rom H asanlu I XB c ontexts a re c losely p aralleled i n f abric, v essel s hape a nd d ecoration i n L evel X VI o f T epe G awra , o r t he U baid 3 p eriod ( Voigt a nd D yson, i n p ress). T he P isdeli P eriod ( Hasanlu V III) T he P isdeli a ssemblage i s k nown p rimarily f rom s oundings a t t he t ype s ite a nd a t H ajji F iruz T epe ( Dyson a nd Y oung , 1 960; V oigt, 1 983). T he d epth o f d eposit a t P isdeli T epe ( over 8 m ) a nd i n t he H asanlu w ell ( 6 m ) s uggests a l ong t ime s pan f or t his p eriod . T he c eramic i ndustry i s h ighly v ariable. B oth a f ine c haff t emper a nd c oarse t o f ine g rit t empers w ere u sed . T he f iring i s l ess u niform t han i n t he D alma p eriod, a nd m any v essels h ave a l ight t o d ark g ray c ore . A f ormal d ivision o f t he p ottery i nto " wares" b ased o n a ttributes s uch a s p aste, c olor a nd s urface t reatment h as n ot y et b een c ompleted, p ending t he c ompletion o f t echnical a nalyses. M ajor g roups i nclude r ed-slipped a nd b urnished p ottery ; l ight o range t o b uff p ottery w ith e ither a m atte o r a b urnished s urface; a nd i mpressed v essels t hat h ave s ometimes b een r ed-slipped . T he o range t o b uff p ottery o ften h as a l ight c olored s urface, w hich r esults f rom t he m igration o f s alts t o t he s urface d uring t he d rying a nd f iring p rocess. O nly i n r are c ases i s t here e vidence f or t he a pplication o f a b uff t o w hite s lip. T he P isdeli p eriod i s c haracterized b y t he a ppearance o f p ainted p ottery t hat i s w ithin t he U baid t radition . D ark b rown o r b lack g eometric d esigns a re u sually p ainted o n a b uff o r o range m atte s urface, b ut s ome s herds h ave t he s ame p aint o n ab urnished r ed t o d ark o range s urface. T he o ccurrence o f i mpressed w are a nd s tylistic v ariations i n t he p ainted w ares p ermit t he d efinition o f t hree s ubp eriods. A t P isdeli T epe, b asal d eposits c ontaining H asanlu I XB ( Classic D alma ) p ottery a re s ealed b y ah ard p acked l ayer t hat m ay r epresent e rosion a nd a g ap i n t he o ccupation . S tratified a bove t his " hard p ack" a re d eposits c ontaining a c eramic a ssemblage t hat i s t echnologically a nd t ypologically t ransitional b etween D alma a nd P isdeli. T his e arly P isdeli o r H asanlu V IIIC a ssemblage i ncludes i mpressed a nd i ncised s herds; r ed-slipped p ottery r anging i n c olor f rom D alma " plum" t o P isdeli " red"; p ainted s herds t hat c an b e c onsidered a v ariant o f D alma P ainted ; a nd P isdeli p ainted s herds. C haracteristic o f t he i mpressed w are a re s hallow i mpressions a nd d esigns t hat t end t o b e m ore o rdered a nd p recise t han t hose i n t he D alma p eriod. M iddle P isdeli o r H asanlu V IIIB i s d efined b y t he m iddle o f t he d eposit a t P isdeli T epe . U baid-related p ainted p ottery i s c ommon . D esigns a re u sually c omposed o f w ide b ands o f l ozenges, c rossh atching , t riangles, s wags, o r d ots s et b etween a nnular b ands. N aturalistic m otifs s uch a s b irds a nd c aprines a lso o ccur . P lain r eds lipped h emispherical b owls a nd s mall j ars w ith e verted r ims a re a lso c haracteristic. T he s ame c eramic g roups a re p resent i n t he P isdeli d eposit e xcavated a t H ajji F iruz T epe ( Trench F 10).
6 22
M .
L ate P isdeli o r H asanlu V IIIA i s d efined b y
t he
u pper
V OIGT
l evels
a t
P isdeli T epe, a nd i s t he b est k nown p art o f t he s equence: a ll o f t he p ottery p ublished b y D yson a nd Y oung ( 1960) f alls i n t his t ime r ange. T he r ange o f d esigns i s m ore l imited t han i n V IIIB, a nd t he d ecorated z one t ends t o b e r estricted t o a n arrow b and b elow t he r im. T he r eds lipped p ottery o f V IIIA t ends t o b e m ore h ighly p olished t han i n e arlier p hases, a nd a ppears t o h ave a g reater r ange o f f orms. N umerous s hape a nd d esign p arallels c an b e d rawn b etween P isdeli p ainted v essels a nd p ottery f rom G awra X III-XII. A c lay s ealing f ound e roded o ut o f a b alk a t H ajji F iruz i s v irtually i dentical i n d esign t o a s eal f rom G awra X IA ( Voigt a nd D yson, i n p ress); a lthough u nstratified, t his s ealing i s a lmost c ertainly d erived f rom P isdeli d eposits. T hus H asanlu V III C -A i s e quivalent t o b oth U baid 4 a nd E arly U ruk i n t he M esopotamian s equence ( see P orada a nd D unham, i n p ress). I n t he Z agros, t he i mpressed w are o f E arly P isdeli ( Hasanlu V IIIC) i s s imilar t o t hat f ound i n t he D alma p eriod i n K angavar ( Godin X ) a nd t he E arly S iahbid p hase i n t he M ahidasht, s uggesting a c hronological o verlap b etween t hese a ssemblages. W ithin A zerbaijan, s ettlements l ocated o n t he U rmia p lain a re c losely r elated t o H asanlu V III. T he p ublished m aterial f rom t he C halcolithic d eposits a t K ordlar T epe ( Kromer a nd L ippert, 1 976: 8 08 1; P l.VI), a s w ell a s s urface m aterial f rom K ush A li T epe ( also c alled R eza tiyeh R oad T epe) n ear G eoy a nd o ther s ites i n t he r egion p arallel t hat f rom M iddle a nd L ate P isdeli, o r H asanlu V IIIB a nd A . T he p ottery f rom G eoy p eriod M ( Burton-Brown, 1 950) a nd f rom T epe G ijlar ( Pecorella a nd S alvini, 1 984) c an b e p laced l ater t han a ny o f t he P isdeli m aterial r ecovered f rom U shnu-Solduz o n t ypological g rounds. B ut, a lthough t he p ainted s tyle m ay b e d istantly d erived f rom t he P isdeli t radition, t he p ottery f rom G eoy M a nd G ijlar X V-X ( Urmia s urvey P eriod C ) i s t echnologically v ery d ifferent. M oreover t he p attern o f c ontact b etween r egions c hanges a t t his t ime. W hile U shnu a nd S olduz w ere a pparently a bandoned b y s edentary f armers, t he v illages a t G eoy M a nd G iljar X V-X s eem t o h ave i n c lose c ontact w ith s ettlements t o t he w est. T he b est c eramic p arallels a re f ound i n " Late C halcolithic" l evels a t s ites i n t he K eban r egion o f e astern T urkey ( Norvuntepe a nd T epecik), a nd a t T epe G awra i n L evels X IIA-IX ( Voigt a nd D yson, i n p ress w ith r efs.). L ittle c an b e s aid a bout G eoy N . T he c eramic i ndustry i ncludes a " well-polished r ed w are"; a s ingle s herd i n t he c ollection o f t he A shmolean M useum i s h eavily g rit-tempered, a nd m ore s imilar t o P iseli c ooking w are t han t o t he C halcolithic R ed W ares. T he o nly e xcavated s equence f rom t he e astern B asin c omes f rom Y anik T epe. T he Y anik C halcolithic p rimarily f rom a d eep s ounding , s o t hat m ost o f t he c eramic ( Burney , 1 964).
P isdeli a nd Y anik p art o f t he U rmia p eriod i s k nown e vidence i s a gain
M ost o f t he p ottery i s h andmade, u sually c haff t empered, a nd n early a lways r ed s lipped . A f ew s herds f rom t he e arly l evels a t Y anik w ere i dentified a s D alma P ainted a nd D alma I mpressed W ares b y t he e xcavator. A n e xamination o f t he p ottery f rom Y anik s tored a t M anchester U niversity i n r elationship t o t he r evised H asanlu s equence, h owever, s uggests t hat t he e arliest Y anik C halcolithic l evels a re n o e arlier t han H asanlu I XA ( Late D alma ) a nd m ay b e c ontemporary w ith H asanlu V IIIC ( Early P isdeli). T he L atest Y anik C halcolithic p ottery
I RAN B ETWEEN 6 .500 A ND 3 .500 C AL .
B C
6 23
i ncludes h ighly b urnished r ed-slipped v essels w hich a re c omparable t o p ottery f rom t he v ery l atest P isdeli l evels i n S olduz. T hus t he Y anik C halcolithic p eriod i s g enerally c ontemporary w ith t he P isdeli p eriod, b ut m ay b egin s lightly e arlier a nd a lso p ersist s lightly l onger. I t i s w orth n oting t hat t he C halcolithic d eposit a t Y anik T epe i s n ine m eters d eep, c omplementing t he e vidence f or a l ong t ime s pan f ound a t P isdeli T epe ( see a bove). T he R adiocarbon Evidence for N orthwest I ran T he N eolithic o ccupation o f t he U rmia b asin i s d ated b y a g roup o f r adiocarbon s amples f rom H ajji F iruz s ites i n S olduz, a nd f rom t he L ate N eolithic/Hajji F iruz s ettlement a t Y anik T epe. T he e arliest d ated m aterial f rom a n e xcavated c ontext c omes f rom n ear t he b ase o f t he d eposit a t H ajji F iruz T epe ( Operation I I) f alling a t t he e nd o f t he s eventh m illennium c al B C ( Table 1 ). I t s eems r easonable t o p lace t he i nitial o ccupation o f t he U rmia B asin w ithin t he s econd h alf o f t he s eventh m illennium, a d ating s upported b y a s ingle s ample f rom B aranu T epe ( Shell 7 040-6440). B aranu h as n ot b een e xcavated, b ut r ecent c uts h ave e xposed N eolithic d eposits r esting o n a g ravel r idge w hich i s s till a bove p lain l evel a s harp c onstrast t o a ll o f t he e xcavated s ites i n S olduz w hich e xtend n ot o nly b elow p resent p lain l evel, b ut b elow t he w ater t able. T hus a lthough t he B aranu d ate s eems v ery e arly, i t i s p lausible. T he l atest d ates f or t his p eriod f all w ithin t he f irst h alf o f t he s ixth m illennium c al B C, b ut d o n ot d ate t he e nd o f t he p eriod . A s ingle s ample f rom a H asanlu I XB o r c lassic D alma d eposit d ates t o t he e arly f ifth m illennium c al B C. F or t he P isdeli p eriod, a c onsistent s eries o f r adiocarbon d eterminations w ithin t he s econd h alf o f t he f ifth m illennium h as b een o btained f rom t he t ype s ite a nd H ajji F iruz T epe i n S olduz, a nd f rom K ush A li T epe, a s mall m ound i n t he U rmia P lain d estroyed b y l ocal f armers ( Table 1 ). A nalysis o f t he i ndividual d ates s uggest t hat t he t ransition f rom D alma t o P isdeli t ook p lace i n t he f irst h alf o f t he f ifth m illennium, a nd t hat P isdeli s ites i n S olduz w ere a bandoned b y c .4000 c al B C. T wo d ates f or t he Y anik C halcolithic p eriod f all o n b oth s ides o f 4 000, a nd a re s lightly l ater t han w ould h ave b een p redicted f rom t he r elative c hronological e vidence. C hronological H orizons i n t he I ranian N eolithic a nd C halcolithic T he f ollowing s cheme p laces a ssemblages w ithin b roadly d efined c hronological u nits o r h orizons. D ocumentation f or t he r elative c hronology, a s w ell a s a c omplete l ist o f r adiocarbon d eterminations f or I ran, a re p resented i n V oigt a nd D yson ( in p ress). I t i s i mportant t o n ote t hat t he c al B C d ates l isted i n t his e arlier w ork d iffer s lightly f rom t hose l isted h ere. T he g eneral c hronology w as p repared f or t he t hird e dition o f C hronologies i n O ld W orld A rchaeology, a nd l ike a ll p apers i n t hat v olume u sed a o ne s igma c alibration t able g enerated b y J effrey K lein o f t he U niversity o f P ennsylvania ( unpublished, b ased o n t he 2 s igma t ablee i n K lein e t a l ., 1 982). A s a r esult o f o ur d iscussions i n L yon,
t he
1
C d ates f or
I ran
h ave
b een
r ecalibrated f or t his p aper , u sing m ore r ecent d ata p ublished i n t he P roceedings o f t he 1 2th I nternational R adiocarbon C onference a t
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T rondheim ( Radiocarbon 2 8, N °2B). I n c onstructing t he c hronological c hart, t he p rocedure w as t he s ame a s i n o ur e arlier w ork . C onsistent c lusters o f r adiocarbon d ates w ere u sed t o p lace a ssemblages i n a bsolute t ime w here p ossible; a n etwork o f a rtifact p arallels w as t hen u sed t o a ssign a d ate t o o ther a ssemblages. F inally , l ines w ere d rawn a cross t he r egional s equences, t o i ndicate t he a pproximate c hronological b oundaries o f e ach m ajor p eriod o r h orizon. T he e xact p lacement o f t hese " horizon l ines" w as d ictated b y p ragmatic f actors. F irst, a s a r ule, t he b oundary b etween h orizons w as p laced t o r eflect r oughly c ontemporary b reakpoints i n s everal r egional s equences. O f c ourse , t he a bsolute t ime s pan o f s pecific a ssemblages i s r arely i dentical. A rrows h ave t herefore b een u sed t o i ndicate t he a pproximate d uration o f e ach a ssemblage. S econd , s ince t he r egional s equences o f w estern I ran c an f requently b e l inked t o t he M esopotamian s equence , b reaks i n t hese r elatively w ell-known I ranian a reas ( i.e. K huzistan , c entral Z agros, A zerbaijan ) h ave b een g iven p reference i n e stablishing h orizon l ines. T he r esulting c hart c ontains s ome a nomalies. P erhaps m ost d istressing t o a rchaeologists w orking i n K huzistan a nd M esopotamia i s t he l ong t ime s pan a llotted t o t he C halcolithic 4 ( and t he r elated U baid 4 ) p eriod . A r elated p roblem i s t he a ppearance o f s ubstancial g aps, e ven i n r egions t hat a re r elatively w ell-known a rchaeologically . A lthough s uch g aps m ay r epresent p eriods o f a bandonment b y s ettled v illage p opulations, t hey m ay a lso r epresent p eriod(s) d uring w hich s ettled p opulations m anufactured a nd u sed o nly p lain w ares. G iven l imited e xcavation , s mall s urface s amples f rom g rass-covered m ounds, a nd/or a h igh d egree o f c ontinuity i n t he c eramic a ssemblage, s uch " plain w are p eriods" m ight w ell g o u nnoticed . O ne o bvious e xample i s t he B anesh p eriod i n F ars, w hich w as n ot i solated f or a nalysis u ntil t he l ate 1 960 's. M oreover , w hen p eriods c haracterized b y p lain w ares h ave b een i solated , t here i s p robably a t endancy t o u nderestimate t heir d uration . T his a ssumption a ccounts f or t he p roposed l ength o f t he S hamsabad p eriod i n F ars. F inally , a w ord o n t erminology . T he t erms " Neolithic" a nd " Chalcolithic" a re e mployed h ere f or o nly o ne r eason : t hey a re a lready s o w idely i n u se b y a rchaeologists w orking i n I ran ( both i n t he n aming o f i ndividual a ssemblages a nd o f l arger r egional g roupings) t hat t heir c ontinued u se a nd e xtension s eems p referable t o t he i ntroduction o f n ew j argon . A n umerical d esignation i s u sed t o s pecify g roups w ithin t hese l arger e ntities b ecause i t i s u nambiguous a nd r elatively e asy t o r emember . N umbers a re a lso n eutral w ith r espect t o c ulture a nd c ultural r elationships, s pecifying o nly p lacement w ithin a l inear/chronological s equence . N eolithic 1 T he N eolithic 1 p eriod i s e ssentially e quivalent t o t he " aceramic N eolithic" i n I ran . I t i ncludes t he A li K osh a nd B us M ordeh p hases i n D eh L uran , a s w ell a s m aterial f rom T epes A siab a nd G anj D areh i n t he C entral Z agros. O ther e xcavated s amples c ome f rom a s mall s ounding a t C hoga B onut i n S usiana , a nd f rom B elt a nd H otu C aves a long t he s hore o f t he C aspian S ea . T he a bsolute d ating o f s ites a ssigned t o t his t ime r ange i s d iscussed b y F rank H ole i n t his v olume. N ote t hat w hile
I RAN B ETWEEN 6 .500 A ND 3 .500 C AL .
B C
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r adiocarbon d eterminations h ave b een o btained f or B elt a nd H otu C aves, a ll b ut o ne o f t hese s amples w ere r un a s s olid c arbon i n t he e arly y ears o f r adiocarbon d ating , a nd a re n ot c onsidered r eliable. N eolithic 2 M ost o f t he s ites a ssigned t o N eolithic 2 a re w ithin t he " Zagros g roup" t radition a s d efined b y M ortensen ( 1962, 1 963, 1 964). A mong t he c haracteristic a rtifacts a re g round s tone v essels a nd o rnaments, a nd a s oft, s traw-tempered p ottery s uch a s t he " tadpole w are" f ound i n t he l ower c eramic l evels a t J armo a nd i n t he S I o r E arly d eposit a t T epe S arab. A pparently l imited t o w estern I ran , s ettlements o f t his p eriod m ay i nclude t hose o f t he M ohammad J affar p hase i n D eh L uran . T he c hronology o f t he e arly p ottery b earing s ites i s a lso d iscussed b y H ole i n t his v olume. A s et o f c onsistent r adiocarbon d ates f rom T epe G uran a nd t he E arly ( SI) p hase a t T epe S arab p lace t he N eolithic 2 a ssemblages w ithin t he m iddle o f t he s eventh m illennium . N eolithic 3 D uring t his t ime r ange a gricultural c ommunities s pread a cross t he I ranian p lateau . A ssemblages a ssigned t o N eolithic 3 a re f requently c haracterized b y c haff-tempered p ottery d ecorated w ith r ed p ainted l inear d esigns. R ed-slipped a nd b urnished p ottery i s a lso c ommon . T oward t he e nd o f t he p eriod b lack a nd/or w hite p aint c omes i nto u se i n m ost r egions. N eolithic 3 a ssemblages i n K huzistan i nclude t he S efid a nd S urkh p hases i n D eh L uran, a nd A rchaic S usiana 1 a nd 2 o f t he C hogha M ish s equence. T o t he e ast , t he M ushki p hase o f F ars c an b e l inked s tylistically t o C hogha M ish A rchaic 1 . T he c hronological p osition o f t he d istinctive J an i c eramic a ssemblage w hich a pparently f ollows M ushki i n F ars i s d ifficult t o a scertain, b ut i t p robably b egins w ithin t his t ime r ange . I n t he Z agros, N eolithic 3 i ncludes t he L ate S arab o r S V p hase a s d efined b y M cDonald ( 1979). C ontemporary w ith L ate S arab a s k nown f rom s urvey a s w ell a s e xcavation a re t he l atest N eolithic d eposits a t T epe G uran ( Guran R ed-Burnished W are p hase), a nd s urface m aterial f rom C hena A i n t he H ulailan v alley . M oving t o t he e ast, s pecific s tylistic p arallels l ink L ate S arab a nd L atest C eramic J armo t o t he e arliest p art o f t he Z agheh d eposit ( Zaghe A rchaic), a nd t o H ajji F iruz ( Hasanlu p eriod X ) s ites i n A zerbaijan i ncluding t he Y anik L ate N eolithic . S ialk I l ocated o n t he e astern e dge o f t he I ranian d eserts c an b e l inked b y c eramic d esigns t o L ate S arab a nd Z agheh a s w ell a s t he Y anik L ate N eolithic. T oward t he e nd o f N eolithic 3 , s ites t hat a re c losely r elated t o t he D jeitun c ulture o f T urkmenistan a ppear a long t he n ortheastern e dge o f t he I ranian p lateau . A s mall n umber o f r adiocarbon d ates f rom N eolithic 3 s ites, s uggest t hat t his h orizon b egan i n t he l ast q uarter o f t he s eventh m illennium a nd e nds b efore 5 500 c al B C. B oth t he p resence o f t rade s herds a t H ajji F iruz T epe a nd C hagha S efid a nd m ore g eneral s tylistic p arallels p lace N eolithic 3 c ontemporary w ith t he H aesunan a nd S amarran a ssemblages i n M esopotamia . A l arge c luster o f 1 C d ates f rom T ell e sS awwan I II p rovides i ndependent d ating o f t he S amarran a ssemblage t o
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t he e arly p art o f t he s ixth m illennium c al. B C. C halcolithic 1 T he i ntroduction o f g rit-tempered w ares i n s outhwestern I ran p rovides a c onvenient m arker f or t he b eginning o f C halcolithic 1 . A ssigned t o t his p eriod a re t he C hogha M ami T ransitional a nd S abz p hases i n D eh L uran , a nd r elated a ssemblages a ssigned t o t he E arly J affarabad p hase, C hogha M ish A rchaic S usiana 3 , a nd E arly S usiana p eriods. T he C MT a ssemblage p rovides a s ecure l ink b etween t he I ranian a nd M esopotamian s equences. A cross t he s outhern Z agros, p lain c haff-tempered c eramic i ndustries a re c haracteristic o f t he S hamsabad a ssemblage i n F ars, a nd t he r elated M uradabad a ssemblage f rom T epe G az T avila i n t he K irman a rea . T he G az T avila p ottery a pparently d ocuments t he b eginning o f t he t radition b etter k nown f rom p eriod V II a t T epe Y ahya . I mported s herds f ound a t C halcolithic 1 s ites i n K huzistan h ave b een i dentified a s C heshmeh A li w are b y D yson , p roviding a l ink t o t he f ollowing s ites d istributed a cross t he n orthern p lateau : t he u pper l evels a t Z agheh , C heshmeh A li ( Ray ), S ialk I I, a nd S angi C hakhmak . I n t he c entral a nd n orthern Z agros, t here i s l ittle t o i ndicate h uman o ccupation . T he o nly a rchaeological m aterial w hich m ight b e a ssigned t o C halcolithic 1 a re s urface s herds f rom t he M ahidasht ( Sarab B lack-and-White) a nd s ome o f t he s herds f rom t he w ash l evel a t t he b ase o f D alma T epe i n S olduz. T here a re n o u sable r adiocarbon d eterminations f or t his p hase, a nd i ts a bsolute d ate i s f ixed o nly w ith r elationship t o t he t ime r ange s uggested f or t he e nd o f N eolithic 3 . A lthough t here i s s ignificant s tylistic c hange w ithin t he c eramic i ndustries o f K huzistan, t his t ime p eriod m ay b e o f r elatively s hort d uration . C halcolithic 2 W ithin K huzistan , t his h orizon i s r elatively w ell-documented b y s ites a ssigned t o t he K hazineh a nd M ehmeh p hases i n D eh L uran , M iddle S usiana 1 t o t he b eginning o f M . S usiana 3 . E lements o f t he H ajji M ohammad s tyle s ecurely l ink t his p eriod w ith U baid p eriod 2 a nd 3 a ( Oates i n t his v olume) i n M esopotamia . I n t he c entral Z agros, t he l ocal s equence i s i nterrupted b y t he l ate H alaf-related J W are p eriod i n t he M ahidasht. T here i s n o e vidence f or o ccupation i n A zerbaijan . I n K angavar , t he S hanabad p eriod c an b e a ssigned t o t his h orizon s olely b y i ts r adiocarbon d ates. I n t he c entral a rea o f t he p lateau i t s eems h ighly l ikely t hat t he C heshmeh A li a ssemblage c ontinues. T his c onclusion i s b ased p rimarily o n t he g reat d epth ( 7 m ) o f t he S ialk I I d eposit. W ith t he e xception o f S hanabad , t he d ates f rom C halcolithic 2 a re h ighly i nconsistent. T he p lacement o f t his h orizon i n t ime i s, t herefore, a gain d ependent o n i ts p osition r elative t o a b etter d ated h orizon: s ince C halcolithic 3 b egins a round 5 000 c al B C ( see b elow ), C halcolithic 2 c an b e p laced i n t he l ast q uarter o f t he s ixth m illennium . N ote t hat t he b eginning o f C halcolithic 2 h as b een p laced a rbitrarily o n t he c hronological c hart, a nd i ts l ength r elative t o C halcolithic 1 i s u ncertain .
I RAN B ETWEEN 6 .500 A ND 3 .500 C AL .
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C halcolithic 3 T his p eriod i s a pproximatively e quivalent t o O ates' U baid 3 b p eriod i n M esopotamia , w ith p arallels l inking l owland a nd h ighland s ites a long t he e ntire l ength o f t he w estern Z agros. C halcolithic 3 i n I ran i s r epresented b y t he B ayat p hase i n D eh L uran , b y m ost o f C hogha M ish M iddle S usiana 3 , a nd b y t he e arly a nd m iddle C hogha M ish p eriod i n t he S usa a rea . I n F ars, r adiocarbon d ates f rom B akun M ound B s uggest t hat t he S hamsabad a ssemblage c ontinues i nto t he e arly p art o f t his p eriod , b ut a s eries o f a rtifact p arallels l inking E arly B akun a nd t he C hogha M ish p eriod s uggest t hat E arly B akun r eplaces S hamsabad w ithin C halcolithic 3 . I n K irman , Y ahya V I a nd I blis I c an b e l inked t o b oth S hamsabad a nd E arly B akun . I n t he Z agros, t he D alma a ssemblage i s f ound f rom K angavar t o n orthern A zerbaijan . T he p resence o f i mpressed w are h as b een u sed t o p lace t he " Ubaid r elated" E arly S iahbid p hase i n t he M ahidasht w ithin t his h orizon , b ut t he s mall n umber o f p ublished s herds ( Henrickson , 1 985: F ig .9) a ppear m ore s imilar t o t he i mpressed w ares o f L ate D alma ( Hasanlu I XA ) a nd e arly P isdeli ( Hasanlu V IIIC) t han t o " Classic" D alma ( Hasanlu I XB). T hus a lthough E arly S iahbid m ay b egin i n C halcolithic 3 , i t f alls p rimarily w ithin C halcolithic 4 a p lacement i n a ccord w ith t he r adiocarbon d ates f rom t he t ype s ite. T he C halcolithic 3 h orizon i s a nchored i n a bsolute t ime b y l arge s eries o f d ates f or t he B ayat p hase, w hich p lace i t a t t he v ery e nd o f t he s ixth a nd b eginning o f t he f ifth m illennium c al B C. A s ingle d ate f or H asanlu I XB a t D alma T epe f alls w ithin t his r ange. A lthough s ome s cholars h ave o bjected t o t he B ayat d ates a s " too e arly", t hey a re c onsistent n ot o nly w ith d ates f or C halcolithic 4 i n I ran , b ut a lso w ith t he U baid 4 d ates f rom T ell O uelli i n I ran , w hich w ould p lace t he b eginning o f t hat p eriod n o l ater t han 4 800 c al B C. C halcolithic 4 W ithin K huzistan , t his h orizon i ncludes t he F arukh p hase i n D eh L uran, Q abr S heykheyn 2 -4, a nd b y t he l atter p art o f t he C hoga M ish p eriod a s d efined b y D ollfus f or S usiana . T o t he e ast C halcolithic 4 i ncludes t he M iddle a nd L ate B akun p hases o f F ars w hich h ave s trong t ies t o K huzistan . M iddle B akun i s l inked t o t he e ast t o E arly I blis I I a nd Y ahya V C a nd B , w hile L ate B akun s hares a s maller n umber o f p arallels w ith L ate I blis I I a nd Y ahya V A . I n t he Z agros, t he E arly S iahbid a ssemblage c ontinues i n t he M ahidasht; t o t he e ast a nd n orth , t his h orizon m arks t he a ppearance o f " Ubaid r elated" p ainted w ares, a s d ocumented b y t he S eh G abi ( Kangavar I X ) a nd P isdeli ( Hasanlu V IIIC-B) a ssemblages. A long t he c entral d eserts, t he s ettlements r epresented a rchaeologically b y S ialk I II: 1 -2 a nd H issar I w ere a pparently e stablished n ear t he e nd o f C halcolithic 4 . T he r adiocarbon d eterminations f or t his h orizon a re i nconsistent, b ut a g ood c luster f or t he P isdeli p eriod i n A zerbaijan s uggest t hat C halcolithic 1 4 dates t o t he m iddle o f t he f ifth m illennium.
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M .
V OIGT
C halcolithic 5 I n K huzistan , t he C halcolithic 5 p eriod i s r epresented b y t he S usa A /Late S usiana a ssemblage, a nd p robably b y p oorly k nown E arly U ruk l evels a t F arukhabad a nd S usa . S usa A c an b e l inked t o L ate B akun a nd t he e arly p art o f t he L apui p eriod i n F ars, a nd l ate L apui c eramics s how s ome p arallels w ith t he E arly U ruk. A c onvenient h orizon m arker w ithin t he c entral Z agros i s p rovided b y s herds o f B lack o n P lum W are, w hich a re f ound n ot o nly i n S usa A c ontexts, b ut a lso i n t he c emeteries o f H alakan a nd P archineh, a nd a t M aran p hase s ites i n t he M ahidasht. O n t he p lateau , S ialk I II: 3 -5 i s f irmly l inked t o H issar I ( Hissar I A/B i n V oigt a nd D yson , i n p ress). G lyptic p arallels l ink S ialk I II: 3 -5 , S usa A a nd L ate B akun , a s w ell a s G odin V II. T he p lain a nd i mpressed p ottery o f G odin V II m arks a b reak i n w hat i s e ssentially a s equence o f p ainted w are t raditions d uring t he C halcolithic. T his d istinctive c eramic a ssemblage h as a lso b een f ound i n a n e xcavated c ontext a t G habristan I a nd p erhaps I II, a nd o n t he s urface o f s ites s tretching n orth i n t he Z agros a lmost t o t he U rmia B asin . G habristan I I h as av ery d ifferent c eramic a ssemblage f rom t hat o f G habristan I a nd I II, o ne t hat i s c losely p aralleled b y S ialk I II: 3 -4. G iven t he p attern o f a rtifact p arallels, t here s eems t o b e a n a lternation o f i nfluences f rom t he w est a nd e ast o n t he s ettlement a t G habristan d uring t his t ime r ange. I n A zerbaijan , C halcolithic 5 i s r epresented b y t he l atest p art o f t he P isdeli p eriod ( Hasanlu V IIIA ), a nd b y t he l atest Y anik C halcolithic d eposits. W hile i t i s d ifficult t o p lace S usa A r elative t o t he M esopotamian s equence o n t he b asis o f a rtifact p arallels, g lyptic p arallels s uggest t hat i t m ay o verlap i n t ime w ith t he E arly U ruk p eriod i n M esopotamia . B oth c eramic a nd g lyptic e vidence f irmly l ink t he L ate P isdeli ( Hasanlu V IIIA ) a ssemblage i n A zerbaijan t o t he E arly G awra/Early U ruk p eriod i n n orthern M esopotamia . T hus C halcolithic 5 i n I ran s hould b e c ontemporary n ot o nly w ith " Terminal U baid" a ssemblages i n M esopotamia ( e.g . U r U baid 3 ) b ut a lso E arly U ruk . T he C halcolithic 5 p eriod i s a nchored f irmly i n a bsolute t ime b y a c onsistent s eries o f r adiocarbon d ates f or S usa A , w hich p lace i t a t t he e nd o f t he f ifth a nd b eginning o f t he f ourth m illennium c al B C. T he s ame r ange i s i ndicated b y t he o nly o ther d ate c luster , t hat f or H issar I . C halcolithic 6 T his t ime r ange i s e quivalent t o t he M iddle a nd L ate U ruk p eriod i n M esopotamia . S trong t ies e xisted b etween S outhern M esopotamia a nd K huzistan , a s d ocumented b y U ruk p hase s ettlements i n D eh L uran , t he P rotoliterate p eriod a t C hoga M ish, a nd m ost o f P eriod I I a t S usa . C eramic p arallels l ink S usa I I a nd t he E arly B anesh p hase i n F ars. I n K irman , C halcolithic 6 i s r epresented b y t he I blis I V o r A liabad p eriod, w hich h as b een f ound o n s urvey i n t he Y ahya a rea . I n t he Z agros, t he G odin V I c eramic a ssemblage i s f ound f rom K angavar t o t he B ijar a rea i n t he n orth . C losely l inked t o G odin V I b y c eramic p arallels a re S ialk I II: 6 -7 a nd G habristan I V , w hich i s i n t urn l inked t o T erminal H issar I ( Hissar I C/IIA i n V oigt a nd D yson , i n
I RAN B ETWEEN 6 .500 A ND 3 .500 C AL .
B C
6 29
p ress). S eal i mpressions p lace t he G odin V I s ettlement a t S eh G abi c ontemporary w ith t he M iddle U ruk p eriod i n K huzistan. I n A zerbaijan, t he U shnu-Solduz r egion i s a pparently a bandoned. T o t he n orth, t he G eoy M a ssemblage s hows s trong c eramic t ies t o s ites i n e astern A natolia a nd t o T epe G awra d uring t he M iddle a nd L ate U ruk p eriod. A lthough n ot t ightly c lustered, t he r adiocarbon e vidence i ndicates a d ate i n t he e arly t o m iddle p art o f t he f ourth m illennium c al B C, a d ate t hat i s c onsistent w ith t he t ime r anges s uggested f or C halcolithic 5 a nd f or t he s ucceeding P roto-Elamite h orizon ( Dyson i n t his v olume).
The of
the
University
University of Philadelphia,
Museum
Pennsylvania Pennsylvania
B IBLIOGRAPHY B EALE T .W. 1 986 T he S ite. I n L AMBERG-KARLOVSKY C .C. a nd B EALE T .W.,eds. E xcavations a t T epe Y ahya , I ran: 1 967-1975.American S chool o f P rehistoric R esearch B ulletin , 3 8: P eabody M useum , H arvard U niversity.
1 1-20.
C ambridge,
M ass.:
B URNEY C . 1 964
T he E xcavations a t Y anik T epe, P reliminary R eport. I raq, 2 6: 5 4-61;
A zerbaijan ,
1 962:
T hird
B URTON-BROWN T . 1 951
E xcavations i n A zerbaijan ,
1 948 .
L ondon:John M urray.
C ALDWELL J .R . 1 967 T he s etting a nd R esults o f t he K erman P roject. I n C ALDWELL J .R., e d. I nvestigations a t T al-i I blis . I llinois S tate M useum P reliminary R eports, 9 : 2 1-39. S pringfield , I ll. D OLLFUS G . 1 983 D jowi e t B endebal: K huzistan ( Iran). F rançaise e n I ran , 1 986
d e
l a
p laine
c entrale
d u
C ahiers d e / a D elegation A rcheologique 1 3. P aris: A ssociation P alöorient.
L e p euplement d e l a S usiane P aleorient, 1 1, 2 : 1 1-20.
D YSON R .H., 1 983
d eux v illages
a u
c ours
d u
V öme
m illönaire.
J r.
T he G enesis o f t he H asanlu P roject. I ntroduction t o V OIGT M .M., H ajji F iruz T epe: t he N eolithic S ettlement. H asanlu E xcavation R eports, V ol. 1 . U niversity M useum M onographs, 5 0. P hiladelphia : P ennsylvania .
T he
U niverity
M useum
o f
t he
U niversity
o f
6 30
M .
D YSON R .H ., J r. a nd Y OUNG T .C., J r . 1 960 T he S olduz V alley, I ran: P isdeli T epe. Antiquity, E HRICH R .W .,
V OIGT
3 4 : 1 9-27 .
e d.
i n p ress. C hronologies i n O ld W orld A rchaeology . U niversity o f C hicago P ress. H AMLIN C . ( KRAMER) 1 975 D alma T epe.
I ran ,
1 3:
( 3rd
e d.)
C hicago:
1 11-128.
H ENRICKSON E .F . 1 983
C eramic S tyles a nd C ultural I nteraction i n t he E arly a nd M iddle C halcolithic o f t he C entral Z agros , I ran . P h.D. d issertation, D epartment o f A nthropology , U niversity o f T oronto. A nn A rbor : U niversity M icrofilms.
1 985
A n U pdated C hronology o f t he E arly a nd M iddle C halcolithic o f t he C entral Z agros H ighlands, W estern I ran. I ran , 2 3: 6 3-108.
H OLE F .
1 977
S tudies i n t he A rchaeological H istory o f t he D eh L uran P lain: t he E xcavation o f C hogha S efid . M emoirs o f t he M useum o f A nthropology o f t he U niversity o f M ichigan, 9 . Ann Arbor.
I n p ress.
A rchaeology
o f
t he
V illage
P eriod.
I n
A rchaeological P erspectives o n W estern I ran . :S mithsonian I nstitution. H OLE F ., 1 969
F LANNERY K .V .
H OLE
F .,
W ashington ,
e d. D .C.
a nd N EELY J .A.
P rehistory a nd Human E cology o f t he D eh L uran P lain . M emoirs o f t he M useum o f A nthropology o f t he U niversity o f M ichigan, 1 . A nn A rbor.
J OHNSON G .A. 1 976 E arly S tate F ield R eport.
O rganization i n S outhwestern I ran: P reliminary I n B AGHERZADEH F ., e d . P roceedings o f t he I Vth
Annual S ymposium o n A rchaeological R esearch i n I ran , 1 975: 1 90-223. T eheran: I ranian C entre f or A rchaeological R esearch. K EARTON R . 1 970 A s tudy o f S ettlement i n t he S almas V alley , W est A zerbaijan , I ran . M anuscript i n t he f iles o f t he H asanlu P roject, T he U niversity M useum, U niversity o f P ennsylvania . K LEIN J ., L ERMAN J .C., D AMON P .E . a nd R ALPH E .K. 1 982 C alibration o f R adiocarbon D ates: T ables B ased o n t he C onsensus D ate o f t he W orkshop o n C alibrating t he R adiocarbon T ime S cale. R adiocarbon , 2 4: 1 03-150. K ROMER K . a nd L IPPERT A . 1 976 D ie ö sterreichischen A usgrabungen a m K ordlar-Tepe i n A serbaidschan. M itteilungen d er A nthropologischen G esellschaft i n W ien, 1 06: 6 5-82.
I RAN B ETWEEN 6 .500 A ND 3 .500 C AL .
B C
6 31
K ROMER B ., R HEIN M ., B RUNS M ., S CHOCH-FISCHER H ., M UNNICH K .O., S TUIVER M ; a nd B ECKER B . 1 986 R adiocarbon C alibration D ata f or t he 6 th a nd 8 th M illennia B C. R adiocarbon , 2 8: 9 54-960. L AMBERG-KARLOVSKY C .C. 1 970 E xcavations a t T epe Y ahya , A merican S chool C ambridge, M ass.:
I ran:
1 967-1969.
P rogress R eport 1 .
o f P rehistoric R esearch B ulletin , P eabody M useum, H arvard U niversity .
L INICK T .W., L ONG A ., D AMON P .E. a nd F ERGUSON C .W. 1 986 H igh p recision R adiocarbon D ating o f B ristlecone 6 554 t o 5 350 B C. R adiocarbon, 2 8 : 9 43-953 .
P ine
2 7.
f rom
L INICK T .W., S UESS H .E . a nd B ECKER B . 1 985 L a J olla M easurements o f R adiocarbon i n S outh G erman O ak T reeR ing C hronologies. R adiocarbon , 2 7: 2 0-32. M ASUDA S . 1 972
E xcavations a t T appe S ang-e C agmaq . P roceedings o f t he i st A nnual S ymposium o f A rchaeological r esearch i n I ran , 1 972. T ehran: M inistry o f C ulture a nd A rt. ( Pamphlet).
M cDONALD M .M .A.
1 979
A n E xamination o f M id-Holocene S ettlement P atterns i n t he C entral Z agros R egion o f W estern I ran . P h .D. d issertation, D epartment o f A nthropology, U niversity o f T oronto.
M ORTENSEN P . 1 962 O n t he C hronology o f N orthern I raq. S umer , 1 963
E arly
V illage-Farming
E arly
O ccupation.
E xcavations a t T epe G uran, 1 10-121. 1 964
V illage
F arming
C ommunities
i n
1 8 : 7 3-80 .
L uristan.
I n
M ELDGAARD
A cta
J .
e t a l.,
A rchaeologica,
3 4:
A dditional R emarks o n t he C hronology o f E arly V illage F arming C ommunities i n t he Z agros A rea . S umer, 2 0: 2 8-36.
P EARSON G .W., P ILCHER J .R 4 , B AILLE M .G., C ORBETT D .M. a nd Q UA F . 1 986 H igh-precksion 1 C M easurement o f I rish O aks t o s how t he N atural 1 C V ariations f rom A D 1 840-5210 B C. R adiocarbon , 2 8: 9 11-934. P ECORELLA P .E .and S ALVINI M ., e ds; 1 984 T ra l o Z agros e l 'Urmia : R icerche S toriche n ell R oma :
' Azerbaigian I ranico. E dizioni d ell ' Ateneo.
I ncunabula
e d
A rcheologische
G raeca,
7 8 : 1 37-300 .
6 32
M .
V OIGT
P ORADA E . a nd D UNHAM S . I n p ress. T he C hronology o f M esopotamia , c a . 7 000-1600 B C. I n E HRICH R .W., e d. C hronologies i n O ld W orld A rchaeology . ( 3rd e d.) C hicago: U niversity o f C hicago P ress. P RICKETT M .E . 1 986 A n E xamination o f M id-Holocene S ettlement P attern i n t he C entral Z agros R egion o f W estern I ran . P h.D. d issertation, D epartment o f A nthropology, H arvard U niversity . S OLECKI R .L. a nd S OLECKI R .S. 1 973 T epe S eavan, a D alma P eriod S ite i n t he M argavar V alley, a zerbaijan, I ran. B ulletin o f t he A sia I nstitute, 3 : 9 8-117. S hiraz: P ahlavi U niversity. S TEVE M .J. a nd G ASCHE H . 1 971 L 'Acropole d e S use. M &moires d e l a L I Ugation A rch6ologique e n I ran , 4 6 . L eiden a nd P aris : B rill a nd G euthner. S TUIVER M ., K ROMER B ., B ECKER B ., a nd F ERGUSON C .W. 1 986 R ediocarbon A ge C alibration b ack t o 1 3.300 y ears B P a nd t he 1 C A ge M atching o f t he G erman O ak a nd U .S. B ristelcone P ine C hronologies. R adiocarbon , 2 8 : 9 69-979 . S TUIVER M . a nd P OLACH H .A. 1 977 D iscussion: R eporting o f
1 4
S TUIVER M . a nd R EIMER P .J. 1 986 A c omputer P rogram f or R adiocarbon , 2 8: 1 022-1030.
C D ata .
R adiocarbon ,
R adiocarbon
A ge
1 9 : 3 55-363 .
C alibration.
V ANDIVER P .B. 1 985
S equential S lab C onstruction: a n ear E astern P ottery P roduction T echnology , 8 000-3000 B C . P h.D. d issertation, D epartment o f M aterial S cience a nd E ngineering , M assachusetts I nstitute o f T echnology.
V OIGT M .M. 1 983
H ajji F iruz T epe , I ran: t he N eolithic S ettlement. H asanlu E xcavation r eports, V ol.l. U niversity M useum M oonographs, 5 0. P hiladelphia : T he U niversity M useum o f t he U niversity o f P ennsylvania .
I n p rogress. T he E arly P eriods i n S olduz. H asanlu E xcavation R eports, V ol.2. U niversity M useum M onographs. P hiladelphia : T he U niversity M useum o f t he U niversity o f P ennsylvania . V OIGT M .M.
a nd D YSON R .H .,
J r.
I n p ress. T he C hronology o f I ran, c a . 8 000-2000 B C. I n E HRICH R .W., e d. C hronologies i n O ld W orld A rchaeology . ( 3rd e d.). C hicago: U niversity o f C hicago P ress.
I RAN B ETWEEN 6 .500 A ND 3 .500 C AL .
B C
6 33
W RIGHT H .T. e d. 1 981 A n E arly T own o n t he D eh L uran P lain: E xcavations a t T epe F arukhabad. M emoirs o f t he M useum o f A nthropology o f t he U niversity o f M ichigan , 1 3. A nn A rbor. Y OUNG T .C., J r. 1 962 Taking t he H istory o f Y ears: Valley, Y OUNG T .C., 1 974
J r.
t he
H asanlu
A rea
B ack
A nother
S ixth a nd F ifth M illennium S ettlements i n P ersia . I llustrated L ondon N ews, 2 41: 7 07-709.
5 000 S olduz
a nd L EVINE L .D.
E xcavations o f t he G odin P roject: S econd P rogress r eport. R oyal O ntario M useum o f A rt a nd A rchaeology O ccasional P apers, 2 6. T oronto.
6 34
M .
V OIGT
I RAN B ETWEEN 6 .500 A ND 3 .500 C AL .
B C
6 35
c n
M .
6 36
V OIGT
I RAN
N IES OPOTA MIA
SOUTH WESTERN LO WLANDS ( KHUZ ISTAN )
HOR IZON
D a te c a l B .C .
D EH LURAN
SW
S E
ZAGROS
I RAN
E AST
WEST
MARV
S US IANA
SUS IANA
DASHT
SOGHUN
S usa I VA S usa IC
E . D ynast ic
E . D ynast ic PR OT O-ELA M ITE 2
J e mdet N asr
3 000 - PR OTO-ELAM ITE
1 - J e mdet Nasr
- Ghaz ir S take 1 0
-S usa I A ( Susa
P -E T RANS IT ION L . U ruk M . U ruk
_ L . U ruk
3 500 -
L . Banesh
S usa IB
M .
CHALC OL ITH IC 6
U ruk
-
_ Susa
- M . BANESH - Yahya I VC :2 "
1 7x)
I
Y ahya I VC :1
1 /
_ E . Banesh
_
P roto l i tera te
. A l iabad
L apu i
E . U ruk P ost-Farukh? E U ruk
4 000
- CHALC OLITHIC
5
-
S usa A
_ SUSA A l SUSA I
- L. Su s ian a
T erm ina l U ba id
_ L . B akun
_
. Y ahya VA Yahya VB
Qabr S heykheyn 1 -4
U ba id 4
4 500 -
CHALCOL ITH IC 4
-
F arukh
M . B akun
-
-
-
Y ahya VC -
Y ahya V I
.
E . B akun ish Chogha M
Uba id 3 CHALCOL ITH IC 3
5 000 -
- BAYAT
_ M . S us iana 3
_
Meh meh Uba id 2
U ba id
1
Chogha Ma m i T rans i t iona l
CHALC OL ITH IC 2
5 500
- CHALC OL ITH IC
1
S urkh SA W WAN I l
6 000 -
N E OL ITH IC 3
U pper J armo
S ef i d
-
i
I
K h az i n e h
S abz - Oh Ma m i T r
Y ahya V I I
-
M . S us iana
2 /1
S ha msabad
J affarabad
E . S us iana A rcha ic S us iana 3 • \ .
I
.
_
Muradabad
I -
' • J an i
A rcha ic S us iana 2 A rcha ic S us iana 1 A rcha ic F or mat iveSus iana
Mushk i
-
-
-
-
-
-
_
'
Moha m mad J a ffar
6 500 -
-
-
'
NE OL ITH IC 2
S awwan I
-
7 000 -
A l i Kosh
-A cera m ic
S us iana
-
4
'
L ower J armo
7 500 -
N E OL ITH IC
1
-
_
-
_
_
F igure 2 - C hart s howing t he c hronological r elationship o f t he m ajor r egional s equences f or I ran . T he N eolithic a nd C halcolithic h orizons p roposed o n t his c hart a re d iscussed i n t his a rticle; t he P rotoE lamite h orizons a re d iscussed b y D yson i n t his v olume . T he d otted l ines s how t he a pproximate c hronological
l imits f or e ach h orizon b ased
'
I RAN B ETWEEN 6 .500 A ND 3 .500 C AL .
6 37
B C
I RAN CENTRAL WESTERN I RAN
NORTH WESTERN I RAN ( AZERBA IJAN )
CENTRAL NORTHERN & NORTHEASTERN I RAN
MAH I
L UR ISTAN
K ANGAVAR
DASHT M a ran R ed S l ip
E .B ronze I
QAZV M/
DAMGHAN/
KASHAN
KHORASAN
_
L . Cha lco l i th ic D eh S ava r -
U RM IA
N .E . U RM IA
B AS IN
G od in I 1 :6
P LA IN
BAS IN
D a te c a l B .C .
H ASANLU V I
G od in I V -
S . URM IA
Y an ik E . B . I
E . H i ssa r I l
G eoy K . 2 ,
e rm ina l V I /V _T
S i a lk I V :2
.H I SSAR I -L
G od in V I /V
S i a lk I V :1
M . H ISSAR I l
-
- G eoy K . 1
- 3"
G eoy M -G od in V I
-
S i a lk I :6 -7
-E . H i ssa r I
-
-3 500
an ik I I IA _Y asan lu V _H C ha lco l i th ic
-4 000
-
-
T e rm ina l H i ssa r I
G od in V I -H aka lan P a rch inah
-M a ran
-
_S i a lk I 1 :4-5 G od in V I I I
_ , H issa r I
L .S i ahb id
S i a lk 1 :1-3 G od in I X ( S eh G ab i )
_
-
-
H asan lu V I IB ( P ISDEL I )
-
C ha lco l i th ic -4 500 -
-
-
-5 000
-
-
-5 500
Y an ik H asan lu X i ruz ) _L .N eo l i th ic _ _ ( Ha j j i F
-6 000
-
-
-
-
-
H asan lu I X - ( Da lma )
I I IC H asan lu V
E .S i ahb id
.
-
+
S hanabad
JW a re
_
G od in X
-
-
heshmeh A l i-C heshmeh A l i -C
?
C hena A D j e i tun _G u ran R ed _ L .S a rab B u rn ished
-S a rab
-Z agheh
-S an gi C hakhmaq
.Z ag ros S t anda rd
-E . S a rab
.
-
-
-
-
-
-
G u ran A rcha ic
.
_ G an j D a reh
_ A bdu l H ose in
-
-
_
_
-6 500
-
-
-
-7 000
-
-
_
-7 500
o n r adiocarbon d ates . T hey d o n ot , h owever , i ndicate t he c hronological d uration o f s pecific p eriods o r a ssemblages . A ssemblages o r p eriods t hat h ave p roduced l arge a nd c onsistent s eries o f r adiocarbone d ates a re s hown i n c apital l etters ( e .g . B AYAT , S USA A ).
M .
6 38
T ABLE 1
V OIGT
R ADIOCARBON D ATES R ELATING T O T HE N EOLITHIC A ND C HALCOLITHIC I N I RAN I
S ite/Period
L ab N o.
5 568 h l
B P2
C al
B C
( 1
s igma)
3
R eferences 4
N EOLITHIC 1 a nd S ee H ole
t his v olume
f or c alibrated d ates.
N EOLITHIC 3 C hagha S efid S efid
U Ga-297
8 040+90
7 130-6810
H ole 1 977 :25;
C ALIB 1
U Ga-293
8 000+710
> 7210-6 110
H ole 1 977 :25;
C ALIB 1
U ga-291
7 730+110
6 680-6450
H ole 1 977:25;
C ALIB 1
T K35b
6 800+600
6 220-5220
R C 1 1:514;
C ALIB 1
7 150+90
6 090-5960
R C 1 4 :459 ;
C ALIB 1
7 270+130
6 220-5990
M asuda
1 972 :2;
C ALIB 1
7 240+150
6 210-5970
M asuda
1 972 :2;
C ALIB 1
Z one C l S efid Z one C l S urkh Z one F M ushki M ushk i L evel
2 a
( Animal
B one)
Z agheh A rchaic S ang i
T UNC-12
C hakhmaq W est
S ang i
C hakhmaq
S ang i
C hakhmaq
B aranu T ope
?
( Sayid H ammadan i,
H aaanlu X
S hell
N Q-6) 7 800+210
7 040-6440
O p .
1 969 :339 ;
V oigt 1 983 :349 ;
P irus T ope N asanlu X
H ole e t a l.
P -455
7 270+90
6 180-6000
R C 5 :90;
P -I843
6 870+ 100 _
5 820-5640
R C 1 6:222;
C ALIB
C ALIB 1
I I D 5 ( basal)
H asanlu X P hase D H asanlu X
1 983 :348; P -502
6 900+ 80 _
5 830-5650
P hase B -D
R C 5 :90;
C ALIB 1 V oigt
1 983:348;
Y anik T epe L ate N eolithic
P -1244
7 040+70
5 980-5810
L evel P 7 L ate N eolithic L evel
P 5
R C 1 1:150; C ALIB 1
P -1243
6 930+80
5 950-5720
R C 1 1:150 C ALIB 1
V oigt
C ALIB 1
I RAN B ETWEEN 6 .500 AND 3 .500 C AL .
T ABLE 1
B C
6 39
R ADIOCARBON D ATES R ELATING T O T HE N EOLITHIC A ND C HALCOLITHIC
B ite/Period
L ab N o.
5 568 h l
B P2
C al
B C
( 1
s igma)
3
I N I RAN I
R eferences 4
C HALCOL1THIC 1 T epe
S abz
S abz
1 -1497
6 740+190
5 750-5480
Z one D
1 969 :336;
T epe G az T avila E arly Y ahya P hase
H ole e t C ALIB
a l.
1
( R 3 7)
V II
P RL-749
6 650+180
5 700-5420
R C 2 7:102;
C ALIB
1
V II
P RL-748
6 640+ 180 _
5 650-5410
R C 2 7:102;
C ALIB 1
V II
P RL-744
6 670+150
5 650-5480
R C 2 7:102;
C ALIB 1
S I-206
7 200+ 1000 _
7 210-7180
R C 9 :379;
H ole e t a l.
1 969 :336;
C ALIB 1
R C 7 :355;
H ole e t
1 969 :335;
C ALIB
I I
E arly Y ahya P hase
R C 1 0 :291;
I II
E arly Y ahya P hase
I V .5
C HALCOLITHIC 2 T epe S abz K hazineh Z one C 3 K hazineh Z one
6 930+200
5 980-5630
C 3
K hazineh Z one
U CLA-750B
1 -1501
7 460+ 160 _
6 450-6120
C l
M ehmeh
6 470+ 160 _
5 540-5240
Z one B 3
Z one
1
H ole e t
1 969 :335 C ALIB 1 -1493
M ehmeh
R C 1 0 :291;
R C 1 0 :290; 1 969 :335;
1 -1500
5 410+160
4 450-4010
B l
R C
1 0 :291;
1 969 :335;
a l.
a l.
1
H ole e t C ALIB
a l.
1
H ole e t a l. C ALIB
2
S eh G abi S hanabad
S I-2668
6 220+80
5 240-5070
M cDonald
1 979 :348;
C ALIB
1
S hanabad
S I-2669
6 200+110
5 300-5000
M cDonald
1 979 :348;
C ALIB
1
S hanabad
S I-2670
6 060+80
5 200-4860
M cDonald
1 979:348;
C ALIB
2
U CLA-750A
6 070+ 100 _
5 210-4860
C HALCOLITHIC 3 T epe S abz B ayat Z one A 3 B ayat Z one A 3
1 -1502
6 060+ 140 _
5 220-4790
R C 7 :355;
H ole e t
1 969 :335;
C ALIB
R C 1 0 :291; 1 969:335;
2
H ole e t C ALIB
a l
2
a l.
6 40
M .
T ABLE 1
R ADIOCARBON D ATES R ELATING T O T HE N EOLITHIC A ND C HALCOLITHIC I N I RAN'
S ite/Period
L ab N o.
D ayat
S I-156
5 568 h l
B P2
5 770+120
C al
B C
( 1
4 780-4490
Z one A 3 B ayat
1 -1503
5 860+ 230 _
5 050-4470
Z one A 2 S I-204
6 060+ 200 _
5 230-4780
Z one A 2 B ayat
S I-205
5 700+ 250 _
4 890-4340
Z one A 2 B ayat
S I-203
6 170+ 200 _
5 330-4860
Z one A l B ayat
T al-i
s igma)
3
R eferences 4 R C 8 :419 ;
H ole e t
1 969 :335;
C ALIB 2
H ole e t a l. C ALIB
B ayat
Z one
V OIGT
1 -1499
6 050+ 140 _
5 210-4790
A l
a l.
1 969 :335;
2
R C 9 :379;
H ole e t
1 969 :335;
C ALIB 2
R C 9 :379;
H ole e t
1 969 :379;
C ALIB
R C 9 :379;
H ole e t
1 969 :335;
C ALIB
H ole
e t
C ALIB
a l.
a l.
a l.
2 a l.
2
1 969 :335;
2
B akun
S hamsabad
P -931
6 260+ 70 _
5 310-5210
R C 8 :350;
S hamsabad
P -438
5 990+ 80 _
5 000-4790
R C
B eta-6561
5 680+ 200 _
4 780-4350
B eale 1 986:table 2 .1;
5 :90;
C ALIB 1 C ALIB 2
T epe Y ahya Y ahya
Y ahya
Y ahya
V IIC .1
V IIB.4
V IIB.2
G X-1509
B eta-6559
6 070+ 180 _
5 550+80
5 230-4780
4 470-4350
C ALIB
2
B eale
1 986:table
C ALIB
2
B eale
1 986:table
C ALIB
2
2 .1;
2 .1;
S eh G abi G odin X M d B L evel D alma
S I-4915
5 630+ 80 _
4 580-4360
6
H enrickson ' 1 983 :table
7 1;
C ALIB 2
T epe
H asanlu I XB
P -503
5 990+90
M -2153
5 760+ 200 _
5 040-4790
R C 5 :90;
C ALIB 2
C HALCOLITHIC 4 F arukhabad E arly E xc.
F arukh B l ayer 4 5
4 900-4370
R C 1 4:191;
W right
4 36;
2
C ALIB
1 981:
I RAN B ETWEEN 6 .500 AND 3 .500 C AL .
T ABLE 1
B C
6 41
R ADIOCARBON D ATES R ELATING T O T HE N EOLITHIC A ND C HALCOLITHIC I N I RAN I
S ite/Period
L ab N o.
5 568 h l B P2
G aK-197
5 870+160
4 940-4550
R C 5 :115;
C ALIB 2
G aK-198
5 440+120
4 450-4160
R C 5 :115;
C ALIB 2
G x-867
6 180+160
5 310-4910
C aldwell
1 967:fig.
2 ;
1 967:fig.
2 ;
1 967 :fig.
2 ;
1 967 :fig.
2 ;
1 967:fig.
2 ;
C al
B C ( 1
s igma) 3
R eferences 4
T al-i G ap E arly B akun L evel
1 7,
G AT I
M iddle B akun L evel 6 , G AT I I T al-i
I blis
I blis I A rea B I blis
I
A rea
B
C ALIB 2 G X-868
5 460+ 110 _
4 450-4170
C ALIB 2
I blis I
G x-869
6 210+ 130 _
5 310-4950
H ouse G f loor I blis I
c x-863
I
5 780+ 160 _
4 890-4470
5 710+ 160 _
4 780-4360
H ouse D f loor
1 964 S ect.
C aldwell C ALIB 2
G x-866
I blis I
C aldwell C ALIB 1
H ouse F f loor I blis
C aldwell
C aldwell C ALIB 2
P -924
5 710+70
4 710-4470
0
R C 8 :351; f ig.
2 ;
C aldwell
1 967:
C ALIB 2
T epe L angar I blis
I
W SU-671
6 050+270
5 300-4680
P rickett 1 986;
C ALIB 2
Y ahya V IB .1
G x-1737
5 570+160
4 660-4250
B eale 1 983 :12;
C ALIB 2
Y ahya V IB .1/2
G x-1728
5 610+ 140 _
4 670-4340
B eale .J . 983:12;
C ALIB 2
Y ahya V IA
B eta-6477
6 870+550
6 220-5240
.B eale 1 983:12;
C ALIB 1
Y ahya V B
B eta-6476
5 210+ 130 _
4 230-3820
T epe Y ahya
B eale 1 986:table 2 .1; C ALIB 2
T epe S iahbid E .
E .
S iahbid
S iahbid
QU-1035
P -442
5 870+120
5 820+80
4 930-4600
4 790-4590
H enrickson 1 983 :table 7 1; 1 985:73;
C ALIB 2
R C 5 :91;
H enrickson
1 985:73;
C ALIB
2
6 42
M .
T ABLE 1
V OIGT
R ADIOCARBON D ATES R ELATING T O T HE N EOLITHIC A ND C HALCOLITHIC I N I RAN I
S ite/Period
L ab N o.
5 568 h l B P2
S I-4914
5 160+90
C al B C ( 1
s igma) 3
R eferences 4
S eh G abi G odin X /IX
4 040-3820
T ransition
C ALIB
G odin I X
S I-4913
M d B L evel
4 220-3990
H enrickson 1 983 :table 7 1;
5 020+ 70 _
3 950-3710
H enrickson 1 983 :table 7 1; C ALIB 2
S I-4909
5 500+ 60 _
4 450-4340
2
H enrickson 1 983 :table 7 1; C ALIB 2
T epe
I I
S tr.
I I
P -505
5 640+9 _0
4 660-4370
R C 5 :89;
C ALIB 2
P -504
5 520+80
4 460-4340
R C 5 :89;
C ALIB 2
P -1842
5 370+80
4 340-4050
R C 1 6 :222;
C ALIB
P -1841
5 460+ 80 _
4 360-4240
R C 1 6 :222;
C ALIB 2
4 830-4360
H ole e t a l.
1 0
H asanlu V IIIB O p.
5 240+ 60 _
2
H asanlu V IIIB O p.
H enrickson 1 983 :table 7 1;
C ALIB 2 S I-4910
G odin I X
P isdeli
4 230-4000
2
G odin I X
H enrickson 1 983 :table 7 1;
C ALIB 2 S I-4911
M d B L evel
5 180+ 50 _
2
G odin I X
M d B L evel
4 350-4240
2
C ALIB 2 S I-4912
M d B L evel
5 430+50
3
G odin I X M d B L evel
H enrickson 1 983 :table 7 1;
S tr .
5
H ajji F iruz T epe H asanlu V IIIB F 10 S tr .
3 a
H asanlu V IIIB F 10 S tr . K ush A li
2
2
T epe
( Rezaiyeh R oad T epe,
C halcolithic
S hell
R Y-2)
5 730+190
p 969 :339 ;
C ALIB 2 C halcolithic
P -866
5 450+70
4 360-4240
R C 8 :350;
C ALIB 2
G rN-6054
5 280+80
4 240-4000
S teve a nd G asche
C HALCOLITHIC 5 S e i ' a S usa A /Susa I L oc.
3 14
S uss A /Susa I L oc.
1 971:n . G rN-6052
5 370+40
4 330-4160
3 01a
S usa A /Susa I
4 790+110
3 700-3380
C ALIB 2
S teve a nd G asche 1 971:n .
S pr-1
3 8;
3 8;
C ALIB 2
S teve a nd G asche 1 971:n.
3 8;
C ALIB 2
I RAN B ETWEEN 6 .500 A ND 3 .500 C AL .
T ABLE 1
B C
6 43
R ADIOCARBON D ATES R ELATING T O T HE N EOLITHIC A ND C HALCOLITHIC I N I RAN I
S ite/Period
L ab N o.
5 568 h l
B P2
C al B C ( 1
s igma) 3
R eferences 4
J affarabad S usa A /Susa I L evel
C ALIB 2
T UNC-46
5 140+120
4 210-3790
R C 1 5:596;
C ALIB 2
T UNC-44
5 100+120
4 030-3780
R C 1 5:596;
C ALIB 2
T UNC-43
4 970+ 80 —
3 940-3690
R C 1 5:596;
C ALIB 2
T UNC-6
5 240+70
4 220-3990
R C 1 4 :458;
C ALIB 2
T UNC-5
5 250+ 70 _
4 230-3990
R C 1 4 :458;
C ALIB 2
T UNC-4
5 170+70
4 040-3830
R C 1 4 :458;
C ALIB 2
T UNC 3
5 060+70
3 980-3780
R C 1 4 :458;
C ALIB 2
B M-171
5 050+150
4 000-3700
R C 1 0 :3-4;
C ALIB 2
P -925
5 870+ 70 _
4 890-4720
R C 8 :351;
C aldwell
1 967:fig.
2 ;
3
S usa A /Susa I L evel
R C 1 5:596;
3
S usa A /Susa I L evel
4 030-3810
3
S usa A /Susa I L evel
5 130+90
3
S usa A /Susa I L evel
T UNC-48
2
S usa A /Susa I L evel 2 S uss A /Susa I L evel
2
S usa A /Susa I L evel
1
T al-i N okodi L ate B akun T al-i I blis E .
I blis I I
1 964 l ev.
1
I blis I I
G x-864
6 060+ 40 _
5 060-4910
A rea A G x-865
A rea E l ev. I blis
1 964
I I
l ev.
l ev.
5 880+150
4 940-4580
4
2 ;
5 860+ 70 _
4 890-4680
2 P -927 3
C aldwell
1 967:fig .
2 ;
C ALIB 2 P -926
I blis I II 1 964
1 967:fig .
C ALIB 2
I blis I I
L .
C aldwell
C ALIB 2
5 570+60
4 470-4350
R C 8 :351;
C aldwell
1 967:fig.
2 ;
R C 8 :351;
C aldwell
1 967:fig.
2 ;
C ALIB 2
C ALIB 2
6 44
M .
T ABLE 1
V OIGT
R ADIOCARBON D ATES R ELATING T O T HE N EOLITHIC A ND C HALCOLITHIC I N I RAN I
S ite/Period
L ab N o.
5 568 h l
B P2
C al
B C ( 1
s igma)
3
R eferences 4
T epe Y ahya Y ahya V A .1
W SU-872
5 580+280
4 780-4050
B eale 1 986:table 2 .1; C ALIB 2
Y ahya V A .1N
B eta-6560
5 060+110
3 990-3710
B eale 1 986:table 2 .1; C ALIB 2
T epe M uradabad
( R 2 6)
L ate Y ahya V A
B eta-6480
5 160+110
4 210-3820
P rickett 1 986;
C ALIB 2
G aK-1074
4 730+120
3 650-3360
H enrickson 1 983 : t able 7 1;
G odin T epe G odin V II O p.
B S tr .
3 9a
G odin V II O p.
B S tr .
C ALIB 2 G ak-1073
5 710+100
4 720-4460
3 5
H enrickson 1 983 : t able 7 1; C ALIB 2
S eh G ab i C odin V II
S I-4917
4 690+50
3 610-3370
M ound A G od in V II
H enrickson 1 983 : t able 7 1; C ALIB 2
S I-49 18
4 470+ 60 _
3 340-3040
M ound A
H enrickson 1 983 :table 7 1; C ALIB 2
T epe H issar H issar I
• P -2622
5 060+320
4 240-3520
R C 2 6 :220;
C ALIB 2
H issar I
P -2774
5 750+60
4 720-4520
R C 2 6 :220;
C ALIB 2
H issar I
P -2623
5 200+ 70 _
4 210-3970
R C 2 6:221; C ALIB 2
H issar I
P -2765
5 020+70 _
3 950-3710
R C 2 6:222;
C ALIB 2
P isdeli T epe H asanlu V IIIA O p .
P -157
5 450+ 160 _
4 460-4050
I2.5 m
R C 1 :50,
r ecaculcated t o
1 950 b .p.;
C ALIB 2
Y anik T epe C halcolithic
P -1246
5 270+ 70 _
4 230-4000
R C 1 1:150;
C ALIB 2
P -1245
5 090+ 60 _
3 980-3790
R C 1 1:150;
C ALIB 2
L evel M C17 C halcolithic L evel M C8
I RAN B ETWEEN 6 .500 A ND 3 .500 C AL .
T ABLE 1
B C
6 45
R ADIOCARBON - D ATES R ELATING T O T HE N EOLITHIC A ND C HALCOLITHIC I N I RAN I
S ite/Period
L ab N o.
5 568 h l B P2
C al B C ( 1
s igma)
3
R eferences 4
C HALCOLITHIC 6 S uss U ruk A padana
l oc.
P -912
5 420+70
4 350-4170
R C 8 :352;
C ALIB 2
T UNC-59
4 650+90
3 610-3340
R C 1 5:596;
C ALIB 2
P -2210
5 140+60
4 030-3820
R C 1 9 :207;
C ALIB 2
T UNC-32
4 830+ 60 _
3 700-3530
R C 1 5:595;
J ohnson 1 976:
6
U ruk A cropole I H 5 T epe S harafabad M iddle U ruk B RB P it M id.-Late U ruk B RB P it
t able 3 ;
M id.-Late
U ruk
T UNC-33
4 330+ 50 _
3 030-2910
B RB P it
C ALIB 2
R C 1 5:595; J ohnson 1 976: t able 3 ;
C ALIB 2
F arukhabad M iddle U ruk? E xc. T ali
M -2152
4 460+ 190 _
3 380-2910
A l ayer 2 1
R C 1 4 :19 1; W right 1 981: 4 36-437;
C ALIB 2
K ure
T erm inal
L apui
P -2624
5 000+ 290 _
4 220-3390
R C 2 3:232;
C ALIB 2
I n itial
B anesh
P -2627
4 360+ 230 _
3 360-2630
R C 2 3:232;
C ALIB 2
I n itial
B anesh
P -2626
4 550+ 40
3 640-2910
R C 2 3 :232;
C ALIB 2
5 430+ 60 _
4 350-4240
R C 8 :351;
C aldwell
1 967:fig.
2 ;
R C 8 :351;
C aldwell
1 967:fig.
2 ;
T al-i
I blis
I blis
I V
P-928
1 964 s ect. I blis
4
I V
P -929
1 964 s ect.
4 680+ 60 _
3 610-3370
5
C ALIB
C ALIB
T epe H issar T erminal
H issar I ?
P -2763
4 870+70
3 780-3540
R C 2 6 :222;
C ALIB
2
T erminal
H issar I
P -2619
4 830+60
3 700-3530
R C 2 6:221;
C ALIB 2
T erminal
H issar I
P -2764
4 910+70
3 780-3640
R C 2 6:222;
C ALIB 2
2
2
6 46
M .
T ABLE 1 :
1
T he
d ate
F OOTNOTES
l ist
l ist
o f
f or
d ates p resented h ere I ran p ublished b y
e limintated d eviate c . s pan i n t he
2
F or
t he
r elative
5 0,
r ounding
1 970's.
a nd D yson
o r more
d ate
t he
t o m ake
l abs a ll
o f
5 i s
t he
d ates
t o
t he
t he
r ounding o f
s ame
t ime
d ates i n T able
u nrounded
n umbers h ave
g uidelines.
N ote
t he
B .P .
n earest multiple o f
1 0
( For s tandard d eviations u nder p referred.)
T his p ractice h as
r eporting i n R adiocarbon s ince
p ublished a s
t hat
t han 5 0 t o
1 977:362).
n earest multiple
f ollowed b y m ost I n o rder
T hose
f rom o thers a ssigned
l ists i n R adiocarbon,
( Stuiver a nd P olach
t o
( in p ress).
c hronology.
s tandard d eviations g reater
r ecommended
f act b een
r epresents a s election f rom a c omplete
V oigt
1 000 y ears
p ublication o f
d ates a nd o f i s
V OIGT
I c onsistent,
i n
t he e arly
t hose d ates
b een r ounded i n a ccordance w ith p resent
d ates p ublished b y H ole i n t his
v olume
a re
p resented
a s p ublished. . 9 .
3
A ll
C ALIB
c al.
B .C .
d ates w ere
o btained
( revsion 1 .3) w ritten b y M . t he
p rogram c an b e
o btained o n f loppy d iskette
S ince
g enerated
4
o f W ashington
C ALIB h as b een p ublished
r ounded
B .P .
d ates w ere
b y ' CALIB w ere
a lso
u sed
t he u se o f
S tuiver a nd P .J .
I sotope L ab o f
v ersion o f
U niversity
t hrough
t he c omputer p rogram
R eimer o f
t he Q uaternary
( Seattle W ashington, f rom
t he a uthors.
9 8195).
A n e arlier
i n R adiocarbon ( Stui ver a nd R eimer i n
r ounded
t heir c alculation, t o
a multiple o f
T his
t he o ne
s igma
1 986). v alues
1 0.
A bbreviations:
R C:
R adiocarbon
p c:
p ersonal
C ALIB 1 : b y
c ommunication
c alibration d erived
L inick,
S uess a nd
1 986;
K romer,
1 986;
a nd
C ALIB 2 :
R hein,
L inick,
f rom a 2 0 y ear w eighted a verage
B ecker 1 985; B runs,
L ong,
S choch-Fisher,
D amon a nd
C alibration d erived
S tuiver,
K romer, M unnich,
o f d ata
B ecker a nd
p ublished
F erguson
S tuiver a nd
B ecker
F erguson 1 986
f rom d ata
p ublished b y
P earson e t
a l.
1 986.
Chronologies in Aurenche 0 ., Evin BAR International
the Near J . and Hours S eries,
F .
East, eds. 1 987
T H E R E L A T IV E A N D A B S O LU T E C H R O N O L O G Y O FH I S S A R I A N D T H E P R O T O E L A M I T E H O R I Z O N O FN O R T H E R N I R A N Robert
H .
DYSON,
Jr.
I ntroduction
I n h er p aper o n t he " Relative a nd A bsolute C hronologies f or I ran b etween 6 000 a nd 3 500 B C" M .M. V oigt ( this v olume) h as i ndicated t he c ollaborative p rocedures f ollowed b y t he t wo o f u s i n c onstructing o ur p aper " The C hronology o f I ran 6 000-2000 B C", s oon t o a ppear i n C hronologies i n O ld W orld A rchaeology ( Robert W . E hrich, e ditor). T hat p aper p rovides a f ull l isting o f a ll r adiocarbon d eterminations f or a ll p eriods i n I ran f rom t he a ceramic N eolithic t hrough t he t hird m illenium B C, a s w ell a s d ocumentation s upporting t he r elative c hronology p roposed. I n t he E hrich v olume, a ll r adiocarbon d eterminations w ere c alibrated, u sing u npublished t ables g enerated b y J effrey K lein o f t he U niversity o f P ennsylvania . T hese K lein t ables, w hich p rovide c al B C d ates a t t he o ne s igma l evel o f c onfidence, w ere b ased o n t he s ame d ata s et a s t hose p ublished b y K lein e t a l. ( 1982): 1 151 s amples o f d endrochronologically d ated w ood, p rimarily b ristlecone p ine a nd g iant s equoi. D ates p ublished i n t he o riginal r eport o n t he 1 976 e xcavations a t T epe H issar ( submitted f or p ublication i n 1 979 ; Dyson a nd H owward, i n p ress) w ere a lso c alibrated u sing t he K lein o ne s igma t ables. T he c alibrated valued u sed i n t his p aper d iffer s omewhat f rom t hose i n o ur e arlier ( COWA ) paper, s ince t hey a re b ased o n t he c alibration c urves p ublished a fter t he T rondheim C onference, i ncorporating t he E uropean o ak s eries. A ll c al B C d ates p resented h ere o btained t hrough t he c omputer p rogram C ALIB ( revision 1 .3) w ritten b y M . S tuiver a nd P .J. R eimer o f t he Q uarternary I sotope L ab o f t he U niversity o f W ashington. ( An e arlier v ersion o f C alib h as b een p ublished i n R adiocarbon ( Stuiver a nd R eimer, 1 986)) T he d ata e mployed b y C ALIB f or t he t ime r ange u nder d iscussion a re t hose p ublished b y P earson e t a l . ( 1986).
6 48
R .H .
D YSON J r .
T he p resent p aper p rovides a b rief s ummary o f c urrent e vidence f rom T epe H issar i n n ortheastern I ran w ith s ome i mplications f or t he r elative a nd a bsolute d ating o f t he s o-called " Proto-Elamite" p eriod. I n b uilding t his c hronology, t he H issar s tratigraphic s equence m ust b e r elated t o t hat a t S usa , t he k ey s ite f or t he d efinition o f t his p eriod. A rtifact p arallels a re t herefore t raced a long t he n orthern e dge o f t he p lateau v ia t wo s ites: T epe S ialk a nd G odin T epe. T wo m ajor e xcavated s ites i n s outhern I ran, M alyan a nd Y ahya T epe, w ill n ot b e d iscussed i n d etail s ince o nly g eneral d escriptions o f t he r elevant a ssemblages h ave b een p ublished. W hen a n a nalysis o f t he c eramic a nd g lyptic e vidence h as b een c ompleted, t he l ong s tratified s equence f or M alyan B anesh ( with i ts l arge n umber o f r adiocarbon d eterminations), s hould b e p articularly v aluable a s a m eans o f r elating t he S usa s equence t o s ites a long t he n orthern e dge o f t he I ranian p lateau, b y w ay o f F ars. The " Proto-Elamite" p eriod T he P roto-Elamite p eriod, d ivided h ere i nto t hree c hronological h orizons, f ollows i mmediately u pon t he C halcolithic 6 h orizon a s d efined b y V oigt ( this v olume). T he t erm " Proto-Elamite" w as o riginally a pplied t o t he a rchaic w riting s ystem f irst d iscovered a t S usa ( Scheil, 1 905: 5 9 f f). I t h as m ore r ecently b een a pplied t o t hose e xcavated l evels i n w hich t ablets i nscribed w ith P roto-Elamite s cript h ave b een f ound, t he p rimary s ource b eing t he S usa A cropole I s ounding , l evels 1 6-14B ( Le B run 1 971, 1 978; L e B run a nd V allat 1 978; V allat 1 971, 1 973, 1 978). T he e xact n ature o f t he t ransition b etween t he l atest C halcolithic 6 a nd t he P roto-Elamite a rchaeological a ssemblages a t S usa i s p oorly k nown. I n S usa A cropole I , l evels 1 7B a nd 1 7A a re c haracterized b y " Late U ruk" c eramics o f M esopotamian t ype. T he p ublished s tratigraphic s ection ( Le B run 1 971: f ig . 3 2) s hows t he m ud-built s tructures o f l evel 1 7B f illed w ith d ebris f rom t heir o wn d ecay; t he w all s tubs a nd f ill a re o ver-lain i n p art b y s loping s trats o f s econdary t rash t ermed 1 7A ( Le B run 1 971: 2 10-211). T his e ntire d eposit i s t erminated b y l eveling a ctivity d uring t he c onstruction o f t he s tructures o f l evel 1 6 w hich h ave a d ifferent o rientation f rom t hose o f 1 7B. T here i s, t herefore, a d iscontinuity i n t he s tratigraphy o f u nknown d uration w hich m ust b e t aken i nto c onsideration. A lthough D ittmann ( 1983b: 1 ) h as p ointed t o s ix s omewhat g eneralized e lements o f c eramic c ontinuity a t S usa , t he f ull a ssemblages o f l evels 1 7 a nd 1 6 a re q uite d istinct, t he c eramics o f t he l atter b eing c losely l inked t o M iddle B anesh M alyan. M oreover , t he a ppearance o f t he f ully d eveloped P roto-Elamite w riting s ystem i n A cropole I : 1 6 s ets i t o ff f rom I : 1 7 w ith i ts s olely n umerical t ablets. T he o ccurence o f n umerical t ablets b earing s ingle n on-numerical s ymbols o r s igns i n m aterials f rom t he o ld e xcavations a t S usa , a nd a t s uch s ites a s G odin a nd S ialk, h as s uggested t o s ome s cholars t hat t he h iatus b etween 1 7 a nd 1 6 i s t he p eriod i n w hich t he s cript d eveloped ( Amiet 1 972, 1 979; C arter 1 984; D ittmann 1 983b). T he e xcavator o f A cropole I e xplicitly r ecognizes t his p ossibility
( Le
B run
1 978 :
3 1)
s tating t hat d ocuments c ombining n umerals a nd s igns m ight h ave c ome f rom a l evel ( which h a c alls 1 7X) s ituated b etween l evel 1 7A a nd 1 6 b ut
H ISSAR I I A ND T HE P ROTO-ELAMITE
6 49
n ot f ound i n t he e xcavated a rea . T his h ypothetical s tratigraphic u nit m ay s till b e a ttested i n a nother p art o f t he m ound o r o n o ther m ounds. I n a ny e vent, L e B run t akes n ote o f t he e xistence o f t he 1 7X h iatus. W e u se h is t erm i n t his d iscussion i n p reference t o D ittmann 's l ater t erm " 17ax" ( Dittmann 1 983b). T wo a ssumptions m ay b e m ade a bout t his h iatus w ith v ery d ifferent i mplications: e ither t he d iscontinuity w as e xtremely b rief, o r t he h iatus r epresents a s ignificant p assage o f t ime. I f t he f ormer i s t he c ase, i t w ould m ean t hat t he r eplacement o f t he a ssemblage o f l evel 1 7 b y t hat o f 1 6 w as a brupt, w ith n o t ime f or l ocal d evelopment; t he o rigin o f t he 1 6 a ssemblage w ould c onsequently have t o b e s ought e lsewhere. I n t he s econd s ituation , s ufficient t ime w ould n eed t o b e i nvolved t o a llow f or a s hift i n c eramics a nd g lyptic, a nd f or t he P roto-Elamite s ign s ystem t o a ppear. T his c hange w ould h ave o ccurred e ither a t S usa , i n t he n eighboring h ighlands, o r i n b oth p laces c oncurrently. C arter ( 1984: 1 17) p oints o ut t hat i t i s a t t he e nd o f S usa I : 1 7 t hat t he f inal c ollapse a nd a bandonment o f t he h igh t errace o ccurs ( Canal 1 978: 5 0), a nd t hat a n e rosion l ayer o f t he s ame a pproximate d ate was f ound b y S teve a nd G asche o n t op o f t he t errace ( Steve a nd G asche 1 971: 1 0, p lan 2 , c oupe C ; p lan 7 , c oupe 4 ). D ittmann ( 1983b n ote 4 6) b elieves t hat C hogha M ish w as a lso a bandoned a round t he t ime o f 1 7B. C arter c omments: " The c ause, n ature, e xtent, a nd d uration o f t hese d isturbances i n a nd a round S usa a t t he e nd o f p eriod I I r emain o bscure" ( 1984: 1 17). F or t he p urposes o f t his p aper, w e h ave a ccepted t he s econd a ssumption, a nd t he p eriod r epresented b y t he S usa 1 7X h iatus h as b een d esignated a s t he P roto-Elamite T ransition, f ollowed b y P roto-Elamite 1 ( Susa A cropole I : 1 6-15B, i .e. S usa I IIA), a nd P roto-Elamite 2 ( Susa I IIB, o r A cropole I : 1 4A-13 a nd V ille R oyale I : 1 8-16); t his t erminology f ollows t hat s uggested b y D ittmann ( 1983b), a nd d iffers f rom t hat u sed b y C arter ( 1984: 1 31-132), f ollowing t he c omments o f L e B run a nd V allat i n A lden 1 982. I t i s l argely t o t his n ew f rame o f r eference t hat t he n ew a nd o ld w ork o n t he n orthern I ranian p lateau m ust b e r elated a s a f irst s tep i n c ultural r econstruction. A doption o f t his t erminology a nd u sing t he w ell-documented S usa A cropole I s tratigraphy a s a r eference p oint f or r elative c hronology a voids t he u ncertainties i ntroduced w hen s ites o n t he p lateau a re r elated d irectly t o t he m ore d istant M esopotamian s equence. T he l atter h as i ts o wn s hare o f c hronological p roblems, c onceptual c onfusions, a nd s tratigraphic u ncertainties, a s s hown b y t he r ecent T übingen C onference o n t he n ature o f t he J amdat N asr p eriod . T his p aper d oes n ot a ttempt a n e xplanation f or t he p henomena n oted, b ut i t d oes a ttempt a s c learly a s p ossible t o p resent t he d irect e vidence o n w hich c hronological c orrelations m ust b e b ased i n t his a rea o f I ran. S ummary o f t he p roposed s equence B efore e xamining t he a rchaeological e vidence i n d etail, l et u s s ummarize t he i mmediately p receding g eneral h orizons f or I ran a s p roposed b y T epe H issar.
V oigt, a nd b y t his p aper, p articularly a s i t r elates t o F or m ore c omplete i nformation o n t he r adiocarbon
d eterminations c ited,
s ee V oigt
( table 1 )
a nd t able 2 b elow .
6 50
R .H .
D YSON J r .
C halcolithic 4 c onnects e arliest H issar I ( Schmidt 's H issar I A a nd I B) t o S ialk I II: 1 -2, t o t he m iddle P isdeli ( Hasanlu V IIIB) p eriod i n A zerbaijan, a nd t o t he l ate C hoga M ish p eriod i n S usiana , M iddle t o L ate B akun i n F ars, a nd Y ahya V B i n K irman . A g ood c luster o f d ates f or M iddle P isdeli f ix t he C halcolithic p eriod w ithin t he m iddle o f t he f ifth m illenium. C halcolithic 5 l inks l ater H issar I t o S ialk I II: 3 -5 , Godin V II, S usa A /Susa I , L ate B akun, a nd L ate P isdeli ( Hasanlu V IIIA ). L ate P isdeli c orrelates w ith t he E arly G awra/Early U ruk p eriod i n n orthern M esopotamia, a nd S usa A i s a pparently c ontemporary w ith b oth " Terminal U baid" a nd E arly U ruk i n s outhern M esopotamia . A l arge a nd c onsistent r adiocarbon d ate c luster f or S usa A p laces t his h orizon a t t he e nd o f t he f ifth a nd b eginning o f t he f ourth m illenium c al B C. F our s amples f rom l ater H issar I p rovide a n a verage r ange o f 4 330-4160 c al B C. C halcolithic 6 i ncludes T erminal H issar I ( Schmidt's I C/IIA ), S ialk I II: 6 -7, G habristan I V, G odin V I, S usa I I, a nd E arly B anesh i n F ars. S usa I I c orrelates w ith M iddle-Late U ruk i n M esopotamia . R adiocarbon d ates f or t his p eriod i n I ran s uggest a r ange o f e arly t o m iddle f ourth m illenium c al B C. A n a verage o f 3 samples f rom T erminal H issar I p rovides a d ate r ange o f 3 700-3690 c al B C. E arly H issar I I h as a r ange o f 3 620-3380 c al B C b ased o n a n a verage o f 2 s amples. P roto-Elamite T ransitional i ncludes M iddle H issar I I,
T ureng T epe
I IB,
S ialk I V: 1 , t he G odin V I/V O val ( originally d esignated a s G odin V : 3 ), a nd S usa 1 7X. A n a verage r ange o f 3 350-3140 c al B C; f ive s amples f rom G odin V I/V a lso p rovide a n a verage r ange o f 3 350-3140 c al B C. P roto-Elamite 1 i ncludes L ate H issar I I, S ialk I V : 2 , p ossibly t he t ermination o f t he G odin V I/V o ccupation , S usa I IIA ( Acropole I : 1 61 5B), M alyan M iddle B anesh , a nd Y ahya I VC: 2 . T welve s amples f rom L ate H issar I I p rovide a n a verage r ange o f 3 040-2930 c al B C. T hree s amples f rom t erminal G odin V I/V g ive a n a verage r ange o f 3 030-2910 c al B C. A n a verage o f 4d ates f rom A BC ( BL 4 A) a n a verage r ange o f 3 260-2930 c al B C, w hile a n a verage o f 9 samples f rom t he M alyan T UV s ounding ( Building L evel 3 A) y ields a r ange o f 3 310-3050 c al B C. P roto-Elamite 2 i ncludes E arly H issar I II, S usa I IIB, M alyan L ate B anesh, Y ahya I VC: 1 a nd S hahr-i S okhta I : p hases 1 0-8. D ate r anges b ased o n s ingle s amples a re 2 860-2620 ( Hissar ), 2 920-2710 ( Malyan), a nd 3 040-2620 ( Yahya ), a ll c al B C. A n a verage o f t hree s amples f rom S hahr-i S okhta I g ive a r ange o f 2 890-2700 c al B C. T hese d ates a re i ncluded h ere t o s how t hat t here a ppears t o b e s ome c onsistency a cross t he p lateau. E arly H issar I II i s p oorly d escribed a nd a t t he m oment i s m arginal t o a " Proto-Elamite" h orizon, s ince n o P roto-Elamite t ablets h ave b een r ecovered f rom t he s ite. T he P roto-Elamite 2 h orizon a s m arked b y t he p resence o f t ablets i s c learly p resent i n t he s outh, a nd t he r elevant a ssemblages a nd h as b een d iscussed D yson, i n p ress).
e lsewhere
( Voigt
a nd
H ISSAR I I A ND T HE P ROTO-ELAMITE
6 51
D ocumentation a nd d iscussion T epe H issar H istory o f R esearch T he o riginal e xcavation o f T epe H issar, D amghan, I ran w as u ndertaken f or t he U niversity M useum o f t he U niversity o f P ennsylvania i n 1 931 a nd 1 932 b y D r. E rich F . S chmidt ( 1933, 1 937). A t t he t ime t he e xcavations p aralleled t hose b eing m ade a t T epe S ialk n ear K ashan o n t he w estern e dge o f t he c entral p lateau b y R oman G hirshman ( 1938). F rom t he m id1 930 's t o t he p resent d ay t hese t wo s ites h ave p rovided t he m ajor p ublished e arly s equences f or t he N orthern I ranian P lateau. T he k nown s equence a t H issar c overs a r ange o f t ime f rom t he f ifth t o t he s econd m illenium B C. I t i s d ivided b roadly i nto t wo m ajor p eriods: t he C halcolithic, c haracterized b y p ainted p ottery ( Hissar I ); a nd t he P roto-Elamite p eriod a nd B ronze A ge, c haracterized b y t he b urnished b lack a nd g rey p ottery ( Hissar I I a nd I II). T he m ajority o f t he a rtifacts a nd p ottery f orms r eported b y S chmidt c ame f rom t he m any g rave g roups e xcavated , r ather t han f rom o ccupational l evels; S chmidt 's s eriation o f t his m aterial w as l argely b ased o n c eramic t ypological a nd s tylistic c riteria . T he r esulting b urial s equence w as t hen u sed t o d ate t he o ccupation l evels. A lthough t hese l evels c ontained l arge q uantities o f p ostsherds, m ost o f t hem w ere l eft a t t he s ite u nstudied. A c ursory e xamination o f s herds s till f ound o n t he s urface s uggests t hat t hey r epresent a l arge p ercentage o f f orms n ot f ound i n t he g raves. B rief e xaminations o f t he s ite w ere c arried o ut b y t he a uthor i n 1 956; b y t he a uthor a nd W illiam S umner i n 1 971; a nd b y t he a uthor, S usan H oward, M aurizio T osi a nd F irouz B agherzadeh , D irector o f t he I ranian C enter f or A rchaeological R esearch, i n 1 974. I n 1 972, i nspired b y t he s uccess o f h er f lint t echnology s tudies a t S hahr-i S okhta , G razia B ulgarelli m ade a l imited s urvey o f s urface f lint m aterials w ith i nteresting r esults
( Bulgarelli,
1 975).
I n 1 974 J ean D eshayes a ttempted
a r estudy o f p ainted p ottery s herds c ollected f rom t he s urface ( Deshayes 1 975 ) which has b een c ommented o n e lsewhere ( Dyson 1 985). T hese s tudies a nd v isits s uggested t hat m uch n ew i nformation o n s tratigraphy , c hronology, a rchitecture, t echnology a nd e cology c ould b e r ecovered w ith a m inimum a mount o f a dditional e xcavation a nd s urface s urvey. T he 1 976 R estudy P roject I n 1 976, a j oint H issar r estudy P roject w as o rganized b y T he U niversity M useum o f t he U niversity o f P ennsylvania , T urin U niversity, a nd t he I ranian C enter f or A rchaeological R esearch ( fig . 1 ). A rchitectural a nd s tratigraphic s tudies w ere c arried o ut o n t he M ain M ound b y S usan H oward, a ssisted b y V incent P igott; o n t he N orth F lat b y t he a uthor a ssisted b y W .C.S. R emsen; a nd o n t he S outh H ill b y M aurizio T osi, a ssisted b y G razia B ulgarelli a nd I ngrid R eindell. R affaele B iscione m ade a s tratigraphic s tudy o f t he w esternmost m ound o f t he T wins, t o t he s outhwest o f t he m ain s ite. T he s tratified s herd s equence a t e ach t hese f our l ocations a llow a c ross-correlation b etween t he a reas. T his c orrelation h as s ubsequently b een c onfirmed b y t he
6 52
R .H .
D YSON J r .
s tratified s equence o f c arbon d ates o btained f or e ach ( table 1 ). I n a ddition, t he e xpedition s taff c arried o ut a s urface o f t he s ite, c oncentrating o n t he d istribution o f c opper s lag , p ottery s urvey w asters a nd l ithic d ebitage ( calcite, l apis l azuli a nd s treatite/chlorite). A g eo-morphological s urvey o f t he p lain w as c ompleted b y O skar M eder o f t he M arburg G eographic I nstitute, w hile K athryn M aurer T rinkaus m ade a g eneral s ite s urvey o f t he D amghan p lain ( Dyson a nd H oward i n p ress). O ne o f t he m ajor a ims o f t his s tudy w as t he r e-examination o f t he s tratified r emains o f t he o ccupational ( as o pposed t o t he b urial) s equence i n o rder t o e stablish d ocumented a nd c orrelated e vidence f or b uilding l evels w ith a ssociated c eramic a nd c arbon s amples. T his e vidence, d eveloped f or f our s eparate l ocations o n t he s ite ( as i ndicated a bove) p rovides a n i nternally c onsistant s tratigraphic s equence i ndependent o f t he S chmidt b urial s equence b ased o n t he s tylistic a nd t ypological a nalysis o f g rave g oods. T he n ew d ata f rom o ccupational s trata a lso p rovide a r evised f ramework f or t he c omparison o f t he H issar s equence t o o ther s ites i n C entral A sia , N orthern I ran a nd M esopotamia . T he r esulting c orrelations o f H issar I I a re i n n o w ay d ependent u pon t he d ating o f s ites i n F ars a nd K erman p rovinces o f t he s outhern I ranian p lateau , a lthough t he a bsolute d ating o f " ProtoE lamite" l evels a t t hese s ites a nd o f H issar I I s hows t hat t hey a re i n p art c ontemporary . T erminology A n i mmediate d ifficulty i n t he r estudy o f H issar i s t he u se o f S chmidt 's t erms f or p eriods. I n t he c ase o f " Hissar I I" S chmidt f irst i dentified a l arge b ody o f m aterial w hich h e l abelled " Hissar I IB". T he m aterial w as c haracterized b y t he p resence o f b urnished l ight g rey p ottery i n q uantity a nd t he p edestal-based g oblet f orm . B urials c ontaining b oth p ainted v essels w ith d isintegrated g azelle a nd l eopard d esigns a nd g rey w are v essels w ere a ssigned t o " Hissar I IA" t o a ccomodate a " transition" f rom t he e arlier p ainted w are b urials w ithout g rey w are t o t he l ater g rey w are b urials i n w hich s ome p ainted w are c ontinued a s f unerary o fferings i n an umber o f c ases. S imilarly , t he " transition" f rom S chmidt 's I IB b urial g roup t o b urials o f I II t ype w as m anaged b y c reating a " buffer s ubstratum" ( IIIA ) t o c ontain b urials t hat " might h ave b een a ttributed t o H issar I I o r I II r espectively" ( Schmidt 1 937: 1 55). G iven t he a rbitrary a ssignment o f b urials b ased o n i ndividual v essel t ypes a nd t he u ndefined s tratigraphic n ature o f t hese s ub-periods w e c annot u se t hem i n t he c ontext o f s tratigraphic d escriptions. I nstead w e h ave u sed t he f ollowing a pproximate c orrespondence f or t erms b ased o n o ccupational s trata : T erminal I f or S chmidt's I C/IIA ; H issar I I ( which c an b e s ubdivided i nto E arly , M iddle a nd L ate, f or S chmidt 's I IIA a nd I IIC. I t m ust b e e xplicitly u nderstood t hat t he d escription o f t hese p eriods b ased o n a ssociations o f c eramic a nd a rtifact t ypes i n o ccupational s trata s tudied i n 1 976 a re o ften n ot t he s ame a s t hose u sed f or t he S chmidt g rave g roups. O f t hese p eriods, E arly H issar I I a nd E arly H issar I II a re p resent b ut p oorly d efined b y e xtant e xcavations. I t m ust a lso b e n oted t hat f or t hose o bjects f rom a reas o f s ite n ot e xamined d uring t he 1 976 s tudy w e c an o nly m ake r eference t o S chmidt 's p eriod a ssignments w ithout k eying t hem i nto t he
H ISSAR I I A ND T HE P ROTO-ELAMITE
6 53
n ew s ystem . I n s uch i nstances w e h ave r etained h is t erminology i ndicate h ow a nd w here s pecific a rtifacts a re d ocumented .
t o
T he M ain M ound S equence S ome o f t he b est e vidence f or t he g eneral s equence w as o btained i n t he M ain M ound . I n S chmidt 's 1 937 f inal r eport t wo p ages w ere d evoted t o t he s tratigraphy o f t he M ain M ound . I n 1 976 o ne m onth w as s pent o n a r estudy o f t he c enter o f t his a rea w hich i nvolved t he c leaning a nd d rawing o f t he s tanding b aulks a long t he n orth s ide o f s quares D F09, t he P innacle ( highest p reserved a rea o f t he M ain M ound ) o n t he s outhern e dge o f C G90 , a nd t he w est b aulk o f C G90 ( 1). T his s equence i s d ated d irectly w ith a s et o f c arbon s amples t aken f rom s ections a nd r elated s tructures ( table 1 ). T he m ost i mportant r esult o f t his w ork , a side f rom t he c larification o f t he b uilding p lans, w as t he d emonstration t hat t he m ain b uildings p lotted o n S chmidt 's H issar I IIB p lan ( 1937: f ig . 8 6) b elonged i n f act t o p eriod I I. T his d ating e rror w as d ue t o S chmidt 's u se o f b urials t o d ate l evels i nto w hich t hey w ere d ug a nd , a s a s tudy o f t he f ield r ecords s hows, t he s etting a side o f f ield d ata i n o rder t o a ccomodate h is t ypological b urial g roupings ( 2). T he r estudy m akes c lear t he f act t hat o ccupation a t t he s ite s hifted a round , a nd t hat i ndividual s tructures b urned f rom t ime t o t ime i n d ifferent p eriods. C ontra S chmidt, t here i s n o e vidence f or a t otal c onflagration i n a ny s ingle p eriod . U noccupied s lopes w ere u sed a lternatively f or c emeteries a nd b uildings. B urials w ere n ot p laced u nder h ouse f loors, b ut w ere d ug i nto r uined h abitations. T he r edating o f t he b uildings o n t he M ain M ound t o M iddle a nd L ate P eriod I I r equires a r egrouping o f c eramic a nd a rtifact e vidence, a nd a llows a dditional f ield d ata f rom t he o riginal e xcavation t o b e r eassessed ( 3). T he 1 976 R estudy s hows a bundant e vidence f or e xtensive w orking o f l apis l azuli a t t he s ite f rom T erminal P eriod I a nd i n P eriod I I, c onsisting o f t he l apis i tself a nd a c omplete r ange o f f lint i mplements u sed i n w orking i t. T he R estudy a lso s hows t hat H issar w as a m ajor c opper w orking c enter a s e videnced b y t he r emains o f c opper o re, h uge q ualities o f s lag a nd f urnace f ragments ( Pigott 1 982) ( 4).
( 1)
This
horizontal
produced soil
s trata
which
t op
down).
The
of
3
substages
B and ( 2)
S chmidt's
carefully
( 4)
For
example,
Howard
press).
( in of
with
s lag
a lloying
ingredient;
t he
m id-fifth
speculation i tem,
a t
t o by
l east
the
across
attributed
t o
Period
I I;
to
the
mold-made a t of
f ield
deep
t est
divided
( A
S tage
I ;
C l
in 13
F ,
f rom
S tage
and
DF09,
into
through
Terminal
i s
a tomic
as
well
lack
rather,
of
the
s econd
( 1978) t he
by
C2
major the
D consists and
t hat
northern
of
millenium t in
may
p lateau
arsenic evidence BC. have
Such
many
S tages
built and
development in
c lay
to
of
evidence
tokens
being t hat
c opper fails
l apis
of in
were this with
press).
suggests
suggesting
of
correlate
analysis
was
in
r emains
when
r eported
ores
changed
facades
i s
accompanied
route.
that
s eems
Remsen
content
arsenical
was
s tanding
show
The and
analysis
absorption as
any
use
and
t hat
I I
the
buttressed
s ite
Dyson
this
of
s ections had
t he
indicates in
period
mudbrick. on
( see
Progress
z inc the
points
archives
Hill
t o
r estudy
originally
pottery
I I.
The
sun-dried
various grey
l evels
s tratigraphic
s tructures
early
Muhly
s tages to
t hese
and
an
the height
belong
burials.
South
importance
building
the
of
considerable
in
E )
on
Period
l ead
of
meters
and
of
of
t o
major
( F
dating
r elation
f rom
high
D3)
these
a r eview
6
into
s tages
section
5
over
work
production
belong
vertical
I II.
appears
f igurines
ore
in
constructed
increased
A s tudy
his
I I
t echnique
the
and
f ield
3
2 and
Hissar
masonry
D2
during
the
s ection
grouped
l owest
Period
i nitial
buildings Middle
were
to
plus
vertical
two
( D1,
A belong
Philadelphia
( 3)
s ection,
a combined
and in
animals
Dyson
that
and
copper
exploited.
t in
was
used
prevailed to
support
lazuli
as
Of a s
from t he
a t rade
6 54
R .H . D YSON J r .
A n a nalysis o f t he p ottery r ecovered f rom t he m ain s tratigraphic s equence o f t he M ain M ound ( Howard 1 982) h as p roduced t he f irst d etailed q uantitative a nd q ualitative d escription o f t he p ottery f rom o ccupational c ontext a t H issar . F ive r ecurring c eramic " wares" w ere d efined b y a c ombination o f p aste, s urface t reatment a nd d ecorative t echniques ( 1). M inerals i dentified a re s imilar i n a ll w ares o f d ifferent p eriods. T his f act s uggests t hat t he s ame c lay s ources w ere e xploited t hroughout f or t he v arious w ares, a nd c onfirms t he b asic u niformity o f c lay u sed i n b uff , r ed a nd g rey w ares ( 2). D ata f rom t he N orth F lat A n i mportant r esult o f t he w ork o n t he N orth F lat w as t he r ecovery o f t he d etails o f p art o f a b uttressed f açade o f P eriod I I d ate c omparable t o B uilding 2 a nd 3 o f M iddle P eriod I I o n t he M ain M ound . A L ate H issar I I t wo-room a ddition t o a s till-standing w all o f t he e arlier s tructure h ad b urned , p roviding s amples P -2706, 2 615 a nd 2 700, a ssociated w ith am ass o f p ottery . F or t his c ontext , t herefore, t here i s b oth f irm s tratigraphic a nd c lose c hronological c ontrol. T he a ssemblage i ncluded p ainted a nd u npainted b uff w are a nd b urnished g rey w are. O ne o f t he r ooms c ontained 3 0 p ottery v essels, 1 1 o f w hich w ere t ypical H issar b urnished g rey w are ( Dyson a nd R emsen , i n p ress) ( 3 ). " Types" a ssigned b y S chmidt s eparatly t o h is p eriods I IB, I IIA , a nd I IIB h ere a ll o ccur t ogether i n a c losed L ate P eriod I I c ontext d ating t o t he e nd o f t he f ourth m illenium B C ( 4). I t i s a pparent f rom t his e vidence a s w e h ave a lready p ointed o ut a bove , t hat S chmidt 's t ypological s equence n eeds r e-evaluation i nsofar a s i t h as b een u sed t o d ate g raves a nd o ther c ontexts u sing s ingle v essel t ypes. I t s hould n ot b e u sed u ncritically i n t he l ight o f t he 1 976 r esults.
( 1)
These i s
f ive
both
s eparates p ieces a s
surface,
and
lack
from
which
t he
r ecovered
in
experiments r egularity
1 100
The
C .
control
of
present
from
pottery
The the
the and
although
painted grey
the the
vessels
a ssigned
s equence
here
Period
a
in
s ize
e lsewhere
I than
would
on
the
of
s izes
of in
t he
appear
t he
by
Hissar a s
1 . 2%
e t
al.
show
employed
drinking included
as
f rom
shapes
1976:
incising
16-19)
were
r ed
as
well
burnished
or
total
both
applique
sample
a high being
processes t he
d ifferent
from
show
materials Hissar
of at
a s killed
specialists
raw a t
l evel f ired
was
u sed
and
in
Tureng
s imilar.
goblets differs on
l ess as
grave
compared
The more
grave
show ware
full-time
than
p edestal-based
vessels that
and
by
that
based
well. the
e arliest
burnishing.
r eduction
ware
the
l evels
a plain
the
There
objectively
that
have
of
ware.
which
pottery
I I,
and
also
utility
noted
r ibbing,
Only
production
indicate
solely
such Tepe.
be
painted
oxidizing
S chmidt
buff
may
buff
and
function s ite
to
superficially
and
I t
later
and
pottery
the
mass
appear
large
the
coarse
t he
with
s tudies
suggested
difference
pattern
small-sized
were
combination
difference and
were
as
Tureng
t echniques
products
1985).
in
( Bouchez
t hat
These
f iring
vessels This
suggests
CNRS of
i n
assigned
sophistication
suggesting s tart.
height).
The
at
grey,
t echniques a t
exhibited
and
r ed, change
( Dyson
d eposits
l evels
homogeneity
f iring
I I
a lready
decorative
1 976
t echnical
Early in
comparable
buff,
a qualitative occur
sherds
R efiring
T epe,
( 4 )
the
delineated: and
I and
ware the
the
( 3)
grey of
Hissar
were
Terminal
of
most
known
( 2)
wares
a quantitative
r elative painted groups.
an
10
cm
goblets
high,
( 16
t o
a ssemblage
while
25 f rom
cm
in the
goods. t o
the
grey
quantities pottery
was
ware of in
v essels
these
wares
use
after
H ISSAR I I A ND T HE P ROTO-ELAMITE
6 55
A bsolute D ating f or P eriod I I O ccupational L evels T able 1 g ives a l isting o f t he a vailable c orrected r adiocarbon d eterminations f or e ach o f t he f our l ocalities s tudied i ndependently. T he t wo e arliest d ates f or P eriod I I, ( Early I I i n o ur s equence) c ome f rom S outh H ill a nd p roduced a r ange o f 3 620-3380 c al B C. M iddle H issar I I i s d efined b y b uilding 2 a nd a ssociated a reas i n t he M ain M ound w ith f ive c losely c lustered d ates g iving a n a verage o f 3 350-3140 c al B C. L ate H issar I I i s d ated b y t wo s amples f rom B uilding 3 a built over t he B uilding 2 l evels, w ith a n a verage r ange o f 3 260-2930 c al B C. T his m aterial i s p aralleled o n t he N orth F lat b y s trata u nderlying t he B urned B uilding o f M iddle H issar I II, w hich i s b uilt i nto t he s lope o f t he o lder ( Late I I) m ound. S even s amples f rom t hese s trata p rovide a n a verage d ate r ange o f 3 020-2920 c al B C, i .e. L ate H issar I I. T he c omparable l evels a t t he T wins p roduced a s ingle s ample w ith a d ate o f 3 290-2920 c al B C. T hus P eriod I I a t H issar w ould s eem t o b egin s ometime i n b etween 3 600 a nd 3 400 c al B C ( South H ill), w ith M iddle I I d ating s ometime b etween 350 a nd 3 100 c al B C ( Main M ound), a nd L ate I I b etween 3 100 a nd 2 900 c al B C ( Main M ound, N orth F lat, T he T wins). T he R elative C hronology o f H issar I I I n p eriod I I H issar b ecame a p rosperous t rading t own f illed w ith c raftsmen s melting c opper a nd w orking e xotic m aterials ( gold, s ilver, l apis l azuli, c arnelian, t urquoise, a labaster, e tc.) a s d ocumented e xtensively b y b oth S chmidt 's e xcavations a nd t he 1 976 R estudy. H issar s hares t he u se o f t hese e xotic m aterials w ith S ialk w here t hey f irst a ppear i n I V: 1 . A lthough p ottery w as a bundant i t r epresents a l ocal d evelopment. O nly t hree m inor p arallels c an b e d rawn w ith S ialk I V: 1 a t p resent: a s mall b eaker, a b owl o n a l ow f laring p edestal b ase, a nd a h emispherical b owl ( 1). T he a bscence o f l arge q uantities o f l owland p ottery d istinguishes t he s ituation a t H issar f rom t hat a t S ialk a nd G odin I V/V ( see b elow). O n t he o ther h and, a n umber o f m anufactured o bjects c an b e f ound a t H issar a nd a t o ther s ites. T he l ocal p roduction o f c opper l ed i n P eriod I I ( and I II) t o a n e laboration o f t he n umber a nd v ariety o f p roducts
( 1)
H76-4,
a small
rooms
excavated
through f ill
the to
in
DG11
( Schmidt 1 ,
of
plain
ware at
( Schmidt,
came
1976
Late
south
1 937:
pl. to
A second
r ibbing
in
of
l evel
period
IV:
dug
f ig.
1 36,
Middle
f ig.
i t
f loor
l evel
Sialk
IV
grave
1 i s
of
east
wall
the
Howard,
t o
in
7 9,
Early of
D G09
I I
1 on 2 of
I II
i s
and pl.
in
5 9,
the
Ghirshman,
in
Hissar
XC:
r im
identical
base)
H3903
XXVI).
Main
as
i t
Mound.
a Late
Burned 1938:
The i s
dug
A
Building 9 ).
( except
into
grave grey
r ing
for
I IB
base
a l ight
grey
ware
of
this
burial
f ill
over
a meter
hemispherical I I
H3971
in
plain
high
into
variants
H3967,
S31,
Hissar
context
Hissar
f ig.
of
carry
dug
occurs
and
burned to
X-5
f ill:
form
virtually to
DG51,
I I
pl.
thickened
Hissar
appears
Hill). 0ther
this
9 ,
Late
shape
South
S ialk f ig.
with
date, in
At
two
H2228
in
Middle/Late
bowl
the This
( e. g.
structure
1938:
the
into
press).
I IIB).
documented
r oom see
9 ),
X-29,
Hissar
a type of
to
a low
body
Building
press,
DG61
1 ( Ghirshman
between
1 cut in
Hissar into
attributed
1938:
join
the
and
3
the
( Ghirshman,
below
below
over
1 ,
the
Burial Hemmen,
into
grave
makes
Dyson
and
f rom
1 937:
Flat,
CF58
I I
Building
XXXCIII;
form
from
( Dyson
Hissar
a building
attributed
ware). in
end
next
occur
beaker,
burial
( H76-28m,
bowl
from
from
the
North
CF
4 8
B-1,
6 56
R .H .
D YSON J r .
w ith n o b asic c hange i n t echnology ( Pigott, 1 982). C opper b lades m ade w ith t angs a nd s light m idrib p arallel t hose i n S ialk I V: 1 ( 1). D ouble s piral-headed p ins a ppear a nd a re c haracteristic o f t he p eriod, d isappearing a fter H issar I IIA. T hey a lso m ake t heir i nitial a ppearance i n t he S ialk s equence i n I V : 1 , a nd i n t he G odin s equence i n V I/V ( 2). A nother s pecial o bject i n H issar I I i s t he s piral b racelet w hich h as a lso b een f ound i n S usa A cropole I : 1 4B ( 3). A p arallel u se o f e xotic m aterials f or b eads a nd p endants i s q uite e vident i n M iddle a nd L ate H issar I I, a nd i n S ialk I V: 1 a s d ocumented b y t he c ontents o f g raves 1 a nd 2 a nd t he h oard i n p ainted j ar S 689 ( 4). S ialk G raves 1 a nd 2 a nd t he h oard w ere f ound b eneath t he f loor l evel o f t he I V: 1 s tructure. I f t hey p roperly b elong t o I V: 1 ( and h ave n ot b een d ug i n f rom I V: 2 ) t he a rtifacts f rom t hese c ontexts e vidence a h igh l evel o f t echnical s ophistication i n t he p eriod , c ombining a s t hey d o g old, l apis a nd s hell i nlay i n i ndividual p ieces. A t H issar , t he u se o f g old a nd l apis t ogether i s e videnced o nly b y a g old e ncircled l apis b ead a ttributed t o H issar I IB ( 5). T he u se o f g old a nd s ilver f or b eads ( 6) a nd a v ariety o f s pecialized b ead f orms i n s tone l ink H issar I I t o S ialk I V: 1 , G awra V III a nd S usa A cropole I : 1 5-14B.
( 1)
Copper have
blades ( 2)
blades
tangs
and
f irst
began
at
s light
r ib
appear
in
Hissar ( e. g.
S ialk
in
period
IV:
I but
1 937:
Schmidt,
continued
1 19,
1 ( Ghirshman,
p l.
6 4,
1 938:
in
XXLX:
p l.
period H3012).
XXIX:
2 ,
I I
where
they
At
S ialk
such
XCV:
S76).
1 937: 119. They are directly paralleled in Sialk IV: 1 ( cf. S chmidt, 1 937: X XIX: 1 4856 and Ghirshman, 1938: pl. XCV: S 1602e) and Godin VI/V ( Operation B , S tratum 17; Young, 1969: 8 ). D ittmann ( 1983b: 7 , n ote 8 6) says that these pins are S chmidt,
p l.
t oo
long-lived
1 965). p ins ( 3)
( 4)
He
i s
have
S chmidt,
1 937: 1 8.
Graves
1 and
Ghirshman, ( 5)
S chmidt,
( 6)
Gold: X -9
a t
p l.
2 :
1 937:
1 937:
-2. 6
m .
widespread
concerning occurence
X xvIII:
p l.
p l.
1 937: 121, 1 35, pl. S ilver:
( double-spiral
both
1938:
XXVII:
x XxII:
1 ,
be
useful
t emporally
60-61,
c hronologically
r eferences
1 2194,
XC:
and
Hissar
9 ,
f ig.
S 1689,
XXX:
to
( referring
Anatolia
and
to
Dyson,
e lsewhere
such
spacially.
I IB.
p l.
Compare
XXX:
2 .
with
Le
Painted
Brun,
jar
1971:
and
hoard:
1 .
1 2185. pl.
XXXA:
XXXA:
H1717,
H2184,
1 937:
S chmidt,
p endant),
to
earlier
1 2170,
Ghirshman,
1938:
S chmidt,
S chmidt,
two
a l imited
f ig.
67:
and
correct
H2983
gold 1 21,
p l.
( earrings),
1 937:
c atalogue,
miscellaneous
objects:
H2981
( earring),
H4351
H4519
( bead),
gold s trip
H2175
( beads).
bead i n
XXXA: 2 994
from
gypsum H2178 ( oblong
( diadem),
South
( ?)
( finger bead).
H3176
Hill,
ornament
r ing),
Also
( diadem
DG60;
f rom s ee
and
DG53, H2659
S chmidt beads),
H ISSAR I I A ND T HE P ROTO-ELAMITE
6 57
T he l atter i nclude t ear-drop p endants ( "amulets"), t rapezoidal a nd c rescent-shaped b eads, a nd s quare b eads p ierced d iagonally a t t wo c orners ( 1). F inally, a nd m ost i mportant t o t his e ntire c orrelation q uestion, t here a re s everal t ypes o f a rtifacts r ecovered f rom H issar I I c ontexts t hat c an b e r elated t o a dministration a nd t rade: n amely, c ylinder s eals, c ounters o r t okens, j ar s toppers, a nd t ablet b lanks. T osi ( in p ress) c omments o n t his d evelopment a s f ollows: " The c ombined p resence o f c opper s melting , s lag , d evices f or k eeping a ccounts i n a n e arly a dministrative s ystem s uch a s t he s mall c onical o r p yramidal c ounters, a nd t he c lay l abel/tablets a re i ndications o f t he g rowth o f a dministrative o rganization a ssociated w ith s pecialized c raft l abor a t H esar a t t he b eginning o f p eriod I I." T hree c ylinder s eals h ave b een f ound a t H issar i n o ccupational d ebris ( 2). A f ourth h alf-seal ( H693) w as n ot i ncluded i n t he p ublished c atalogue, b ut i s d ocumented i n t he o riginal F ield C atalogue ( University M useum A rchives) ( 3). T he h alf s eal i s o f a w ell-known t ype, m ade o f b urnt s teatite/chlorite a nd d ecorated w ith l adder p atterns f ound c ommonly i n t he D iyala P roto-literate l evels a nd a t S usa i n t he o lder e xcavations ( 4). M ore r ecently t hese s eals o r t heir i mpressions h ave b een f ound a t S usa i n A cropole I : 1 5B a nd V ille R oyale I : 1 7 ( 5). A n a dditional e xample o ccurs a t G odin T epe ( 6). F urther
( 1)
A
t ear-drop
a labaster
p endant
i s
paralleled
by
r ock
XXXII:
H2187)
Trapezoidal gypsum
by
the
( Arne,
paralleled
in a t
( Schmidt,
1 933: t o
I :
1 980:
f ig.
( 2)
H 116,
H892,
( 3)
H693 South
Hill.
1984: that
I :
s eal 724,
14B
611b).
from
Hissar in
C VIII: notes
( Le
Brun,
Hissar
1 935: a lso
R ed
that
pl.
i t
1971:
I I
and
i s
pl.
bead
1 937:
H 2107)
2 ,
the and
l ink
in
the i s
now in
not
been
Tepe
bead
with
bead
Jamdat
has
4 )
A square
the
but
in
in
Hill,
( Schmidt, 4 ).
found
South
Tepe
X-30),
in
in
Shah
a unique
type
70:
also
press).
parallel
lapis
assigned
common
X-5
in
b ) p l.
shaped
archives),
same
exact
2 ,
1 937:
Howward,
an
DG60,
i s
XXX:
A crescent
LXXXIII:
( CG28,
Museum
The
type
provides
Hill
H1202)
later.
Schmidt,
between
Le
was
f ig. i t
14)
-2.20
northeast
Royale
1974:
f ig.
H3710;
1 939:
Frankfurt,
This
and
f rom
just
Acropole
The
f ig.
( University
continues
and
I I).
p l.
( Schmidt,
and
have
from
n599,
f rom
I I
H2107;
9 ,
f ig.
I IB
Dyson
hoard
Hissar
bead
1938: f rom
( H76-57, S ialk
LXVIII:
( Speiser,
p l.
I I
the
one
the
i s
i s
p ierced west
and
i llustrated
original
f ield
commented
upon.
Nasr
p eriod
in
found
a t
in
Yahya
Suss
IVC
( Potts,
57a).
ED79,
Ville ( 6)
c ame
8 ,
Hissar f rom
( Ghirshman, Hissar,
Late
a burial
p eriod
5 1,
15
VIII
from
X CII:
t rapezoidal
f rom
S ialk
p l.
to
p l.
corners
but
Late
2 31,
289,
f ig.
his
( 1942:
A cropole
( 5)
the
catalogue
Mesopotamia
necklaces
Gawra
R ecovered
McCown
f rom
t he
r estudy
the
f rom
crystal
one
1 937:
1976
with
south.
( 4)
in
1945:
associated d iagonally
in
and
beads
( Schmidt,
r edated A III
two
p l.
originally 34:
note
could
1 971:
Carter,
3 ). 4 ),
have
but
-2. 65
191,
dating
mound
L e
5 9: 9 , 3 .
1 18. the
on
Breton,
p l.
surface
the
of
outwash
1 957:
X XII:
5 ;
the
p lain
l ow
mound
southwest
of
i n the
1 08. s ee a lso A miet,
1 971:
2 26.
17: as
r ecently,
derived
f ig.
m below
1972;
f ig.
f ig.
published t he
199,
Sassanian
Amiet,
1980:
More
been
and
the
1 2 -1 5;
Brun,
I :
of
1 937:
of
f rom
coming i t
has
from been
comparable a Terminal
Godin
I II
( Young
assigned
t o
s eals
o ther
Godin
at VI/V
Period
IV
s ites
context.
and
L evine,
( Henrickson, a lso
suggests
6 58
R .H .
D YSON J r .
a field b ut w ithin t he s ame P roto-Elamite 1 h orizon t he t ype i s r eported f rom M iddle B anesh M alyan, Y ahya I VC, a nd f rom t he s urface o f S hahr-i S okhta ( 1). T he d istribution o f t hese s eals, a nd s ealings i s f urther e vidence o f t he d istribution o f i ndividual i tems a long t he m ajor t rade r outes a cross t he p lateau d uring P roto-Elamite I . T he p resence o f s uch a s eal a t H issar s upports t he c onclusion t hat H issar s till p articipated i n t his d istribution p attern i n L ate H issar I I. O f t he t hree o ther c ylinder s eals f rom H issar ( Schmidt, 1 937 : 1 99, f ig . 1 18), o ne o f a labaster s howing a c hariot a nd a g room ( H892), w as f ound i n a p eriod I II c ontext, p robably I IIC ( 2). T he d ate o f m anufacture o f t he s eal i tself r emains p roblematical. S eal H 3710 i s m ade o f l imestone a nd d ecorated w ith a nimals a nd b irds. A lthough t here i s l ittle i nformation o n c ontext i n t he s ite r eport, a n a nalysis o f t he F ield C atalogue s uggests a d ate a t t he e nd o f H issar I I o r t he b eginning o f H issar I II ( 3). T he t hird, H 116, c an b e s tratigraphically p laced i n L ate H issar I I b y a r eassessment o f t he o riginal f ield d ata ( 4). T his s eal s hows a b ull i n p rofile f acing a d ouble r ing e mblem o n a p ole; i t b ears a c lose r esemblance t o a s eal f rom a P roto-literate c c ontext a t K hafajeh ( 5). T he e vidence, l imited a s i t i s, a ppears t o i ndicate t hat a t T epe H issar c ylinder s eals w ere a t l east k nown b y L ate H issar I I t imes, a lthough a pparently n ot a dopted f or c ommon u se. T hey t hus a ppear t o h ave a rrived a t H issar a t a l ater d ate t han a t s ites t o t he w est. S eals w ere a lready i n u se a t S ialk i n p eriod I V: 1 , a nd a t G odin i n V I/V ( 6 ). Rare j ar s toppers o ccur i n M iddle H issar I I, S ialk I V: 1 , G odin V I/V , a nd i n S usa A cropole I : 1 7B a nd 1 7A ( 7), i ndicating t he s pread o f t his t echnical d evice. A s ignificant c ategory o f a dministrative o bjects t hat o ccurs i n H issar I I i s t he c lay c ounter o r t oken. T hese a rtifacts a re f ound i n a v ariety o f c ontexts b y S chmidt; a ssigned t o H issar r eanalysis f or a m ore p recise a ttribution.
( 1)
Sumner, Amiet,
( 2)
S eal
H892
below
1 986: ( 3) ( 4)
( 6) ( 7)
was
f ig.
f ound
TUV
f ig.
in
Building
lh,
square
LXXXV:
DF19,
X-60
1 937:
Schmidt,
Level
p l.
1 99,
I II;
f ig. on
3 09,
the
Potts,
1 0,
s eal
Main
c atalogue
3 73,
1980:
f ig.
r equire
6 1b,
TY17:
n *6.
Mound, and
t hey
at
f ig.
a
1 18;
s epth
of
Dyson
and
90
cm
Harris,
8 6. H3710
S eal
H116
i s was
( Dyson
r ecorded
as
f ound
DG10
and
p l.
3 3.
1 939:
e lements
Ghirshman,
1 938:
H issar:
6 8,
s ealings in
V I/V,
s ee
t he
p l.
H76-92
press. Weiss
6 : a t
and
and
Young,
at
depth
a nimals
joints, Weiss
H76-98,
IV:
square
CH96;
s ee
of
2. 45
on
both
Dyson
m below
and
Harris,
surface
on
8 6.
1986: the
Main
85).
T he
l eg
XCIV;
S ialk
f rom
r efuse
1 986:
F rankfurt,
Tosi,
in
coming
Harris,
projecting
4 4.
5g i,
204-205,
surface;
S eal
Mound ( 5)
1976: 1983:
I IB,
and
and from
sharply
Young, t he
1 975:
f loor
1 ,
s ee
Ghirshman,
1 975:
12,
f ig.
5 : 4.
s eals
bent
of
1 938: S usa
I :
are
characterized
by
tails.
p l.
IV?
f ig.
a s toreroom p l. 17,
XCIV: s ee
4-5. on
S 1615, L e
Brun,
South
Hill;
S 1616.
Godin
1 971:
f ig.
H ISSAR I I A ND T HE P ROTO-ELAMITE
6 59
I n 1 976, b alls, e lipses a nd b icones w ere f ound i n E arly a nd M iddle H issar I I c ontexts o n S outh H ill ( 1), a nd o n t he M ain M ound i n M iddle a nd L ate H issar I I c ontexts ( 2). W hile t hese s mall i tems a re n ot r eported f rom S ialk o r G odin , t hey d o o ccur a t S usa b eginning i n p eriod I a nd c ontinuing i nto I II ( 3). A n i nscribed t ag o r l abel a nd a n umber o f t ablet b lanks w ere f ound i n 1 976, o n t he S outh H ill. T he c lay t ag o r l abel w ith t hree n on-ProtoE lamite s igns o r s ymbols w as f ound b elow a b uttressed S tairway S tructure i n s quare D F89 ( 4). A s econd f ind, t his t ime t hree f ragmentary p illow-shaped t ablet b lanks, w as m ade i n a s tratum c apping t he t op o f t he n orth w all a nd c orridor o f t he B uttressed S tairway S tructure ( 5). A t hird f ind c onsisted o f f ive p illow s haped t ablet b lanks ( four n early c omplete) o n t he f loor o f a s toreroom j ust n orth o f t he
B uttressed
S tairway
S tructure
( 1)
DF89,
s tratum
DF88,
( 2)
As
NW
area,
a r esult
the
Main
of
the
Mound,
s tratigraphic
S chmandt-Besserat,
( 4)
DF89
NW
e ast
corridor
the
s ite
H issar f rom
area,
I I
the
r edeposit
sample).
S tairway
S tructure ( DF89
Buttressed
DF89
( NW) cm,
contexts.
l ongitudinal
Tosi
( in
hole,
using
( ?)
not
occur
within
corner.
object
was
and
associ ated
This t he
in
5 ,
with
( one
1 ,
appear end,
of
c lay
the
furnace
( H76-91,
H 76-94,
bullae
( H76-92,
of
north
a lthough Middle
possibly
i s
t he
Susa
Are
we
H199
a more
from
precise
f irmly the
t o
Middle
BC
in
with
context
where
I t
outside s itu,
which
came
would
onset
of
or the
from of
a
the
suggest
be
Early
of
wall
would
the
S tairway wood,
s ide
( P-2766).
southern
properly
( P-2765)
old
south
the
e lsewhere
Buttressed
the
appears
only
below
dated
r epresenting
on
cal
l evel
s tructures
3 950-3710 cal BC
of
dating
a
p erfectly t he
general
Hissar
of
with
or
label
( H76-122)
which
and
unlike
the
blanks
the
inscribed point
t o
f loor
a k ind
copper
well and
as
I I
was
t he
Buttressed
a d igit The
of
the i ts in
South
s tructure
tag)
were
in
running
or
to
the
associated
s igns
0
This
f igurine
s lag. corridor
ruined
Middle
a
lower
e lsewhere.
north
Hill,
in
by
t he
( 4?)
marks
copper
over
DG61
found
t op
anthropomorphic
and
date
of
once
documented
top
a
The
smelting
Hissar
S tairway The
f loor s lag,
tokens
f ragments
in
abandoned.
the
on
measured
Hissar
but
of
north are
north). with
the
wall.
I I.
( Late
present These
two
a t
t hree
s tylized
H76-126).
c lay
two
s toreroom
and
s ide".
H76-125)
end
a s toreroom.
The
a lready
of
( H76-124,
bones, as
the
as
s ection)
t his
p inched
s igns long
tablet
"pierced
a s tylized
over
the
at
above
of
with
indicate
missing
r eally
96)
layer
( from
two
script
( 7)
should
be
and
the
( H76-N95a-c,
and
s eal,
with
one
a thin
as
near
cones
3 ,
object
a s tamp
above
l inings,
9 5,
shaped,
c lay
i s
3 ,
( H76-93,
that
DF88 of
covered
this
of
built while
i t
s toreroom
sherds,
molds,
tablet
came
against
with c lay
H76-97),
apparently
was
S tructure
date
was
fragments
from the
and
blanks
i mpressed
north
s ide
was
s till
s tanding,
i s
most
c ertainly
I I.
interesting
( c.
are of
the
if
a
building
( perhaps
to
just
animal
98).
wall
H issar
I t
the
Proto-Elamite
f igurines
s tratum
v itrified
the
up
t echnique
f ine
s tratified
which
f ragments,
i s
a very
position
s trata
area
3x1. 2
m )
17B
rooms.
to
assume,
r ooms
were
a ll
t o
made
?
be
object
s tratum
anthropomorphic
r oom
The
a layer
northeast
DF88
and date
a dump
sample,
describes
twice
s tratigraphic
brick
This
f irst
3610-3370
s tructure,
press)
S tructure
tablets
of
6 came a clay tag
S tairway
I I
f rom
runs
irregularly
s ealed
l eft,
Hissar
( 6)
i s
t o
area
the
moreover,
s tratum but
hand
Buttressed
date that
H120,
g iven
Buttressed
corridor
suspect
sample
buttressing
r ight
DF88
for i s,
r ight
was
a
p eriod,
north
carbon
the
radiocarbon
t herefore
7 )
in
S tructure.
I I
H118,
press.
1976.
5 . 8x4. 3x3. 0
( 5)
I I
the
do
the
i s
S tructure.
Hissar
This
in
of
5 )
S taircase
Hissar
as
were
i n
l isting.
debris
A s ingle
s tratum
s ince
later
t he
provided 3 ,
ware.
From
i n
of
S tairway
such
catalogue,
Tosi,
press.
a complete
a layer
A s econd
a cceptable excavated
in
area
area
Early grey
R emsen,
Mound.
use
of
and
early
( DF88
in
Dyson
7 at the base
s tratum
date
f ield
Buttressed
Main
S tructure
s tratum
S chmidt
provides
s toreroom;
tokens
the
5 -6,
the
appear
on
r e-analysis,
in
1986
3 ,
1 s tratum
l isted
s tratum of
area
s tratigraphic
context;
( 3)
on
5 -6;
( 6 ). These latter t wo g roups w ould
t o
note
with All as
abandoned
the
t hose
have
an
Weiss
of
s imilarity the
S ialk
unusually and
suddenly
Young -at
of
the
IV:
r ich ( 1975:
different
f loor
1 r ooms,
collection 1 4)
have
t imes-
or
contents
of
the
VI/V
of for i s
Godin
materials Godin some
t his lying
VI/V, other
small
r ooms, that
and
about. these
explanation
6 60
R .H .
D YSON J r .
a ppear t o b e M iddle H issar I I i n d ate a t hey a re r elated t o t he l ate p hase o f t he s tairway. T he p illow s haped b lanks a re c omparable i n s hape a nd s ize t o t ablets f ound i n S ialk I V: 1 a nd G odin V I/V ( 1) T he e vidence o f a dministrative a rtifacts w ithin t he c ontext o f a n e xpanded t rade i n e xotic m aterials, a nd t he a ppearance o f a v ariety o f s pecialized a rtifacts a t b oth H issar a nd S ialk p rovides r easonable e vidence f or a c orrelation o f M iddle H issar I I a nd S ialk I V : 1 , e ven i n t he a bsence o f c eramic p arallels. T he a ppearance o f t he c ylinder s eal a nd e lements o f p ersonal a dornment s uggest a c orrelation o f L ate H issar I I a nd S ialk I V: 2 a nd r elated s ites t o t he w est. I f t his r elative c hronology i s c orrect, c ombining i t w ith t he c lustered a nd a veraged r adiocarbon d eterminations f rom H issar p roduces t he f ollowing a pproximations ( 2) : P roto-Elamite I
L ate H issar I I 3 040-2930 c al B C ( average r ange o f 1 3 s amples)
S ialk I V:
2
P roto-Elamite T ransition
M iddle H issar I I 3 350-3140 c al B C ( average r ange o f
S ialk I V:
1
5s amples)
T epe S ialk C orrelations M oving f rom H issar t o S ialk i t i s u seful t o l ook d irectly f rom
t hat
s ite t o t hose f urther w est, G odin T epe a nd S usa . T he v arious e lements u sed i n m aking c orrelations h ave b een d iscussed b y A miet, C arter , D ittmann, V allat, a nd W eiss a nd Y oung a mong o thers i n t he p ast s everal y ears ( see b ibliography). S uch d iscussions, b ased a s t hey a re o n n ew e vidence f rom s tratigraphically c ontroled e xcavations, s upercede t he c hronological c orrrelations a ttempted o n l ess r eliable e vidence a lmost a q uarter o f a c entury a go ( Dyson 1 965) ( 3).
( 1)
S ialk:
Ghirshman,
5 .5 cm; S1629, 1 1, figs. 4-5. s tandard not in
of
although
they
l ength.
Vallat, ( 2)
Voigt
Susa
1978:
this
E lamite V ille
the at
where
L engths
S 1631,
and
0 . 25.
H issar
in
1972 i n
of
9 .0
given
e stimated
t ext,
found
Godin
I I
the
1 8
f or
scale
t ablet
measure Susa
5 .5 and
5 . 2x3. 8x1. 9
( Dimensions f rom
S 539,
: Weiss
tablets:
cm. as
I ,
concluded
as
was
to
cm,
cm;
and
tablets
are
presented
i n
5 .7 t o 5 .4 c m
measures
6 . 22
5 .0
6 .0
1 975:
r espective
individual
exceed
S 1628,
Young,
with
drawings
blanks
between t end
the
Hissar
1 976 i t
these
Malyan,
c lear
H issar
written
cm
cm
i n
( Le
l ength
Brun
and
I I
by
the
G iyan
was
1
i n
while
i s
r elated
horizon
this Late
earlier,
1 965
and
better and
edition materials
Susa.
defined
r eplacements Yahya,
I I
paper
Hissar dating
t o
as
the
Jamdat
defined combined
I I
dates
to
the
to
Nasr
h ere.
The
with
the
the
Proto-
Proto-Elamite
here. for
S ialk,
data
t hat
s emi-stratified
possible,
Hissar
Proto-Elamite
defined
only
t hat
r oughly
makes
Hissar,
horizons,
Royale
of
Middle
period
article
excavations
be
t ablets
press)
r esults
Archaeology, r eplaced
( in
1 horizon,
Transitional
0 . 44
t he
The
r e-analysis
r adiocarbon
When
in
cm;
d imensions
might
Mesopotamia,
c ontinuing
mean
t ablets
63).
8 .0
0 . 41,
noted
17B
XC1I-XCIII.
18).
Dyson
in
E lamite
As
1978:
and
p eriod
( 3)
Arithmetic
f igures).
( Vallat,
p ls.
S 1630,
deviations
g iven,
the
1938:
5 .5 c m;
are
Shar-i
These
of
Chronologies came
older
s tratigraphic
Hissar
( 1976),
Sokhta.
f rom
s equences s equences.
Godin,
in
poorly
Susa
Old
should For
World
controlled the
Acropole
now
be
ProtoI
and
H ISSAR I I A ND T HE P ROTO-ELAMITE
6 61
T he s trongest p arallels l inking S ialk I V: 1 t o G odin V I/V a nd S usa I : 1 7 a re p ottery s hapes, s eals a nd s eal i mpressions, n umerals a nd P roto-Elamite s igns ( 1). F ive v ery s pecific p ottery p arallels l ink S ialk I V: 1 t o G odin V I/V. T hese a re l ow b evelled r im b owls ( 2), t all b evelled r im b owls ( 3), j ars w ith e ither e rect o pen b eak s pout o r d ownb ent s pouts ( 4), a nd o val t rays ( 5). A lthough s herds w ith p ierced n ose l ugs o ccured a t S ialk, p otentially p aralleling t hose a t G odin, t he v essel s hapes a t S ialk w ere n either r econstructed n or i llustrated. A v ariant r ed-slipped f orm w ith u ndercut b ase a nd s olid l ugs d oes o ccur i n S ialk I V: 1 , a nd s herds f rom I V: 2 w ith n ose l ugs, d ecorated a t t he s houlder w ith h achures p ainted i n r ed-violet c olor, a re m entioned ( 6). A t S usa , f orms p aralleling t hose j ust c ited f rom S ialk I V a nd G odin V I/V o ccur i n A cropole I : 1 7, n amely l ow a nd t all b evelled r im b owls, j ars w ith e ither e rect b eak o r d own-bent s pouts, o val t rays, a nd v essels w ith f our p erforated n ose l ugs a nd s houlder d ecorations ( 7).
( 1)
Other One
i ncidental worth
Godin
( see
with
note
grooves
a labaster, Brun,
a s
Marvdasht There with
5 ,
i s an
1 .
c opper
survey
i s
in
the
IV:
mention
footnotes
1 979:
the f ig.
s imilarity
h .
and
Early
5 7: at
the
21,
the
6 .0
1938:
cm,
d .
large
The
core
end
XXVIII: and
same
type
8 .7
S ialk
( Ghirshman,
S ialk, 1 ,
S4,
1 7B
( Le
object
1013
in
the
8 .0
cm).
d . 1
1938:
XCV:
of
cm,
IV:
and
maceheads
Susa
S ite
h .
parallels.
s tone
cm)
Banesh f rom
I I
Hissar,
of
p l.
8 .0
l imestone,
a horn
Hissar a t
occurence
Middle
white
on
present
l imestone). t o
between
band
pin
1 ( Ghirshman,
blackstone,
f rom
a skeuomorph
a horn
of
the
( Pigott,
Ghirshman,
1938:
concerning
at
spouts:
i s
decorated
71,
p l.
XXIX:
22:
1938:
notes
or
antler
bone,
copper/bronze personal
and
that
object
the
dot-like
r epresent
communication).
Or
the
perhaps
inner
casting
XC: b ,
S34;
example
Ghirshman,
S 537, p . 3 :5.
XC:
1 975:
Weiss
and 63
Young, where
he
1 975:
3 :
f ig.
s tates
that
3-4 . these
were
very
f ig.
XXVI: of
1938:
an p l.
1 -3; erect
V . open
LXXXIX:
Badler, beak
t op
p ersonal
spout
2 rows;
in
the
Levine
communication oval
and
enclosure.
Young,
1984:
p l.
that
LXXXIX: the
S 1649b
oval
and
without
round
trays
t he
c enter
were
bowl
numerous;
a ttachment
and
Levine
Young,
and
p .
63, 1984:
4 .
Ghirshman,
1938:
without
H4098.
? ( Voigt,
XXXVIII,
one
horn the
communication).
XXVI:
p l.
the of
2 .
Ghirshman, he
antler
Young,
l east
f or
end
XXXVIa,
p l.
and
Ghirshman,
22:
or
pl.
1938: Weiss
f lat
personal
1938:
Ghirshman,
f orm
( 7)
may
alabaster
cross-hatched
s tructure
where
( 6)
f ind
above
we
S ialk
S49,
1-7 ,
( Alden,
on
f ig.
in
XCV:
a curious
object
Down-bent
( 5)
given
double-spiral-headed
addition,
3 9:
i mpressions
f ig.
are
the
o ccur
a surface
a lso
numerous; ( 4)
I n
cm;
f i g.
i ncised
bubbles
( 3)
6 .5
i s
2 3 cm, d . 3 . 0 cm) and a "wall cone" in copper/bronze from Susa 178 ( Le Brun, f ig. 4 0: 8 ) with a similar band around the large end. Is it possible that the
1 978:
( 2)
1 1). that
d .
1 978:
r ecorded
parallels
r ecalling
For
63,
lugs
Godin,
s ee
p l.
XXVII:
t urns Weiss
up
as
and
3 ,
X C:
S 45.
a funnel Young,
i n
1 975:
I t
i s a curious
Hissar f ig.
I IIB;
fact
that
S chmidt,
the
1 937:
p l.
vessel
X XXIX:
3 .
r im bowls: Le Brun, 1 971: f ig. 4 7: 8-1 2 ( 17A); 1 978: 7 3, fig. 20: 8 , X VIII: 9 ( 17B). Tall bevelled rim bowls: Le Brun, 1978: 7 7, fig. 24: 8-9, pl. X IX: 4 ( 17B). Jars with erect beak spouts: Le Brun, 1978: fig. 24: 8 and 9 . Jars with down-bent spouts: L e Brun, 1971: f ig. 52 ( 18B); 1978: f ig. 3 1: 4 , 6 , 1 0 ( 17B). Oval trays: Le Brun, 1 971: f ig. 4 6: 7 ( 17A); 1 978: 7 3, fig. 23: 7 ( 17B). G lobular Low
bevelled
p l.
jars and
with 17A).
nose
lugs
and
decorated
shoulders
( incised):
Le
Brun,
1971:
f ig.
5 1
( 17B
6 62
R .H .
D YSON J r .
A dditional p arallels b etween S ialk I V: 1 a nd S usa I : 1 7 i nclude t all j ars w ith s hort n ecks a nd e verted r ims) ( 1), t all j ars w ith r olled r ims ( 2). I n s ummary, p ottery p arallels l ink S ialk I V: 1 w ith G odin V I/V a nd S usa 1 : 1 7 d irectly. T here i s n o a vailable c eramic e vidence t o l ink e ither o f t hese n orthern a ssemblages w ith S usa I : 1 6-15B, o r P rotoE lamite 1 . A s econd m ajor c ategory f or t he c orrelation o f S ialk I V w ith G odin a nd S usa i s t hat o f c ylinder s eals a nd s eal i mpressions. " Square" s eals t hat a re v irtually e qual i n h eight a nd d iameter a re f ound i n S ialk I V : 1 , G odin V I/V a nd S usa I : 1 7B ( 3 ). I n S ialk I V: 1 , s chematic s tyle s eal i mpressions o ccur o n j ar s ealings, w hile a nimal s tyle s eal i mpressions o ccur o n t ablets ( 4). T he a nimal s tyle i s r epresented o n t he t ablets o f G odin V I/V. ( 5). T he t wo s tyles a lso o ccur i n S usa 1 7B w here t he s ame d ivision o f t he s chematic s tyle o n s ealings a nd t he a nimal s tyle o n t ablets t ends t o o ccur ( 6 ). While i ndividual s eals a re o ften u nreliable i tems f or d ating d ue t o t he e ase o f t heir d isplacement o r t o t heir r etention a s h eirlooms ( 7), t he o ccurence o f t he s ame s eal f orm a nd s tyles i n a ssociation a t t hree d ifferent s ites i s f airly c onvincing e vidence f or t he c ontemporaneity o f t he c ontexts u nder d iscussion. A mong t he s eal i mpressions a t S ialk a re s everal s pecific d esigns t hat a re a lso f ound i n S usa 1 7A ( 8). I f A miet 's b elief t hat t he S ialk
( 1)
Ghirshman,
1938:
p l.
XXVI:
5 -6,
1938:
pl.
XXVII:
LXXXI:
S483;
S 1608;
L e
Brun,
1978:
f ig.
29:
5
f ig.
1 7:
5
( 17B). ( 2)
Ghirshman,
4a,
5 ,
LXXXIX:
S 1608, S1645;
Le
Brun,
1971:
( 17B). ( 3)
The
s eal
in
height,
impressions and
( Ghirshman, at
Godin
2 .0
cm
Young, f rom ( 4)
1938:
which
in
p l.
f ig.
XCIV:
and
p l.
i mpressions 1971
VI:
on
Amiet
s eals
f irst in
VIII:
4 ;
A s imilar
S25,
the
appear
Acropole 1971:
seals
Susa S42,
at
I : f ig.
the
4 1,
t hose with IV:
t o
1 8,
and
on
44:
5 ,
1 1,
13);
107)
1 .
At
tablets L e
in
proportions in
in
f ig.
I b
and
and
Cb/Da
cylinder Vallat
and
64).
s chematic
jar
s tyle
d esigns
Susa
I I.
I n
Cylinder appear
1978: in
of
s tyle.
impressions
comments
over judge
animal
Elamite
( Vallat,
to
1 978:
s eal
to
with
17B
and
1 1;
cm
cm
f ound
( Weiss
1 . 5x1. 5
the
Suss,
Brun
s eals
2 .8
d iameter
s lightly
S 1609,
Cc/Da
in
I :
the
S 1934,
d escribes
and i n
and
44:
S506,
S 1633,
2 .0 and
diameter
roughly
S89,
as
height
3 .0
1971:
Ca/Cb
Susa
height
s eal,
S79,
of
between
cm
and
Brun,
S54,
seals
cm
S 1610-1614,
39,
Ca/Cb
2 .5
height
( Le
S48,
( 1961:
i n
in
by 2 .0
same
over
" square"
1938:
S ialk
20
cm 1 7B
between of
are
almost
Ghirshman, Amiet
3 .0
made
measured
s lightly
another in
1 were
s eal
These
case
occurs
IV:
the
S79).
" transitional"
equates
bullae
in
tablets.
1 as
S ialk
one
XCIV:
impressions.
S ialk
in
5 : 7).
1938:
i n
instance
measure
i llustration,
Ghirshman, s eal
f ound one
diameter,
1975:
the
in
1 35,
on pl.
A lden
1982:
animal
s tyle
633). ( 5)
Weiss
and
on
c lassified
as
E lamite ( 6)
Young,
impressions
Amiet, s eal
Dyson
( 8)
The
1979:
p l.
" eye"
1 -2,
s eals
5 ,
5 :
are
5 .
of
s eries
F igures the
5 :4
s tyle
immediately
and
6 show
Amiet
preceding
( 1961: the
4 1,
c lassic
107) Proto-
and
p l.
L e
17B
f ig.
1938:
IV:
1978: the
67-68.
Ghirshman,
s ignature
of
the
1954: owner,
38
was
of
a point
the
of
opinion
view
that
shared
by
2 ,
85.
S ialk
Brun,
Susa
4 and
1986:
of
( Le
in
Brun,
1 94.
motif
17A
V II: 2 ;
4 :
" transitional"
constituted
Harris,
( Ghirshman, 5 :
197;
1978:
and
Susa
S ialk
f ig. These
s tyle.
Vallat,
i n
a
impressions
( 7)
1975:
sealings.
1 ( Ghirshman, f ig.
44:
( Ghirshman,
8 :
p l. 4 ,
IV:
1971: 6 ,
p l.
xxxI,
6 .)
5 ;
IV: p l.
20).
1938:
1938:
p l.
a ).
The
XCIII,
p l.
Personages XCIV:
L e
S42,
s itting
S89;
griffon
S 1628;
XCIV:
Vallat, also
Brun
and
S596)
amidst 1978:
occurs Vallat,
i s
duplicated
pots 66, at
occur f ig. both
1 978:
23,
a t
8 :
5 ,
s ites f ig.
H ISSAR I I A ND T HE P ROTO-ELAMITE
6 63
s eals s tylistically b ridge t he g ap f rom S usa 1 7A t o S usa 1 6 i s c orrect, t hen S ialk I V: 1 s hould b e c orrelated w ith S usa 1 7X, t he P roto-Elamite T ransition . T he t hird c ategory o f m ajor e vidence i s t he t ablets. E ighteen w hole a nd f ragmentary t ablets w ere f ound i n r ooms 1 , 2 , 3a nd 4 o f t he S ialk I V : 1s tructure. A s ingle t ablet w ith a P roto-Elamite t ext w as f ound i n S ialk I V : 2 , i n a n u nspecified c ontext . V allat d ates t his S ialk I V: 2 t ablet b y p alaeography t o S usa 1 6 ( 1). T his c orrelation b y i mplication m akes t he t ablets o f S ialk I V : 1o lder , p lacing t hem i n S usa 1 7X-17. T he d istinguishing f eatures o f t he S ialk I V : 1 t ablets a re t heir " pillow-shape", t he p resence o f s eal i mpressions o n s ome o f t hem , t he u se o f n umerical n otation , a nd m ost i mportant, t he s cattered a ppearance o f P roto-Elamite s igns. F ive t ablets h ave o ne o r m ore s igns b ut n o s eal i mpressions ( 2). V allat d raws a c omparison w ith t he t ablets o f S usa 1 7 a nd c oncludes t hat S ialk I V b egan i n S usa 1 7 a nd e nded i n S usa 1 6 ( 3). O f t he e ighteen t ablets f ound i n S ialk I V : 1 , t en w ere p erforated f rom s ide t o s ide o r f rom f ront t o b ack b y o ne o r t wo h oles, a s i f f or a ttachment ( 4). G hirshman s uggested t hat t he t ablets m ay h ave b een i dentifications a ttached t o g oods b eing t ransported , b ut V allat f eels t hat t he o wner r ather t han t he m erchandise i s b eing i dentified ( 5). T he d istributional p attern o f n umerical t ablets, o wner i dentification s eal i mpressions o n t ablets, j ar s toppers a nd o ther l abels, f ound a t S ialk a nd b eyond r eflects a m ajor c ultural l inkage w ith l owland S usa . A miet ( 1976: 1 96) s uggests t hat t he o ccupation o f S ialk i n p eriod I V : 1 , a fter t he b urning o f l evel I II: 7 b, h ad a c lose c onnection w ith t he r ise o f A nshan o n t he r oad n orth f rom S usa v ia F ars. T he f ull p ublication o f t he B anesh s equence s hould p rovide i mportant n ew c orrelations w ith b oth S ialk a nd S usa . T he c onclusion t o b e d rawn f rom t he f oregoing c omparisons c an b e s ummarized a s f ollows. T he c eramic e vidence p oints t o a c orrelation b etween S ialk I V : 1 a nd S usa 1 7. T he g lyptic a nd e pigraphic e vidence, p oints t o a c orrelation w ith S usa 1 7X , b etween S usa 1 7 a nd 1 6 . W e d o n ot k now h ow l ong t he c eramics o f S usa 1 7 c ontinued i n u se i n S usa 1 7X , b ut t heir a ssociation w ith t he g lyptic a nd p alaeographic c hanges a t S ialk s uggest t hat t he S usa 1 7 p ottery a lso l argely c haracterizes t he 1 7X t ransition . I n a ny e vent t here i s n o e vidence f or c orrelating S ialk I V: 1 w ith S usa I : 1 6 ( 6). A dding t his c onclusion t o o ur p revious
( 1)
Ghirshman,
1938:
t o
from
a t ablet
alike
i n
s ize,
impressions. tablets
i s
He
an
p l. Susa in
Ghirshman,
( 3 )
Vallat,
( 4)
Ghirshman,
1938:
S 1627-1629,
S 1632.In
1971:
t ablets, one
of
but one
t he
( 5)
Ghirshman,
( 6)
Contra
points
crossed
( 2)
H issar,
1938:
p l.
XCII:
S28.
Vallat
243,
f ig.
58:
out
by
XCII:
and
number
that
another
S 1626,
of
the arc
S 1630,
The
s igns,
only a t
points
14).
a r ight
S 1631;
and
s ign
out two in
the
s imiliarity
tablets, the
actually
he
of
S28
says,
absence
of
occuring
are
any
seal
on
both
angle.
XCIII:
S 1 620,
S 1624.
243. 67,
10
and
67;
was
S 1618,
Ghirshman
1 975:
( see
p erforated
tablets
Vallat,
Young,
XCII:
t ext,
i llustrated
blank
i llustrated 1938:
p l.
t he
are
tablet
Weiss
1 ,
( 1971:
disposition
a lso
arc
XXXI: 16C
i s
1978:
1 1.
by
S 1619,
S 1621,
s tates
that
p late two
perforated 194,
note
captions holes
( Weiss
4 .
S 1630,
XCIII:
there
were
for
( Tosi, and
S 1622, 51624,
9
p erforated
descriptions). in
Young,
press).
1 975:
f ig.
At
4 :
At
Tepe
Godin,
6 ).
6 64
R .H .
D YSON J r .
s ummary w e h ave: P roto-Elamite 1
L ate H issar I I S ialk I V : 3 040-2930 c al B C ( average r ange o f 1 3 s amples)
2
S usa 1 6-15B
P -E T ransition
M iddle H issar I I S ialk I V : 3 350-3140 c al B C ( average r ange o f 5 s amples)
1
S usa 1 7X
G odin T epe C orrelations A f ew a dditional c omments m ay b e m ade c oncerning G odin T epe . T he r elevant m aterial f rom t his s ite c omes f rom t he O val E nclosure ( 1). T his c omplex o f b uildings w as f ormerly c alled " Godin V : 3 ", b ut i s b etter d esignated a s " Godin V I/V" ( Voigt a nd D yson , i n p ress). T he l atter t erm r eflects t he f act t hat w hile t he e nclosure c ontains e xotic o bjects, i t a pparently l ies i n t he m idst o f a t own t hat c ontinues t o u se t he a rtifact a ssemblage d esignated a s G odin V I ( Weiss a nd Y oung , 1 975 : 6 , 1 3 , 1 4 ). M ost o f t he p ublished m aterial c omes f rom t he r ooms o f t he s everal b uildings a rranged a round a n o pen c ourt w ithin t he e nclosure w all ( 2). W hile a bout h alf o f t he p ottery i n t he O val E nclosure r epresents t he l ocal, o ngoing p eriod V I p ottery , t he o ther h alf i s a pparently i mported f rom o utside ( Weiss a nd Y oung , 1 975 : 6 ) . F ive s pecific c eramic p arallels b etween S ialk I V : 1a nd G odin V I/V h ave b een l isted i n t he p receding s ection o f t his p aper . T hese i tems a lso o ccur i n S usa 1 7, a s p reviously d ocumented . A lthough s herds w ith p erforated n ose l ugs a nd p ainted h achures o n t he s houlder w ere m entioned a t S ialk , t he l ack o f i llustrations p revents a ny c lose c omparison t o G odin . I llustrated f rom G odin V I/V a re f our s quat j ars w ith l ong n ose l ugs, a nd s houlder d ecoration c onsisting o f : [ 1] r ope a ppliqué, [ 2] i ncised b ands o f t riangles a t t he l ower e nd o f t he l ugs, a nd a t t he u pper e nd, a c rossh atched i ncised b and a nd [ 3] h achured b ands i n b lack p aint. T hese v essels a re b oth r ed a nd c ream s lipped. S uch v essels o ccur a t S usa i n I : 1 7 ( 3). A n a dditional t ype w hich l inks G odin t o S usa 1 7 i s t he
( 1)
Weiss
and
1 975: 1-18; fig. 1 973: 8 0 -9 0; 1 974:
Young,
5-8 ;
1969:
excavated 312,
areas;
5 ,
f igs.
location
Young
of
7 ,
and
areas
p lan.
4-1 1;
Weiss,
3 7 -3 9,
excavation
2 ,
1974:
For
additional
Young 208-210. for
Levine,
See
also
tables
4 -5,
and
s tratigraphic
the
information
and
important
1974:
s ee
f ig.
Henrickson, information
r elationship
of
Young,
17:
p lan
1984:
concerning
periods
of
307-
VI/V
the and
IV. ( 2)
Weiss
ans
from
that
period
Weiss f ig.
1 ,
IV,
period
and
the
nose
It
in
f ig.
as
s ize,
design
may
be
worth
appeared 351.
the
This
only
noting at
details p lan
be
of of
the
6 ,
The
room the
architecture
1 ;
of
these
1 938:
5 8 -5 9, pl. Ghirshman, 1 939:
p eriod
14
and
i s
VI
massif
very
on
a vessel top
approximates
to
be to
p lacement, the of
see
and
structures
XXXII: p l.
1 ,
differs
5 -6,
LX
XXXIII,
adj acent
the
Acropole
1971:
f ig.
( 17),
and
f ig.
triangle
Weiss and
nose
at
form
17).
bands
( Le
and
of
and
( level
do
Brun,
Young,
Susa
lugs
s equence I :
Brun,
shorter
Acropole with
Le
4 ,
54:
incised
seem
identical
design
that
1 -2;
f ig.
that
l evel
sondage
3 :
f ig.
1978:
noted
that
34:
1954
l evel
( Ghirshman,
Brun,
may
lugs
1978:
lug
p lan.
1
1 975: Le
Brun,
( Although
2 ,
IV:
plan,
p lan
earlier
of
r emains,
IV).
( 17A);
r espectively. and
f ig.
XXXIV,
Young,
9 ,
5 1:
Sialk LXXXVII,
V and
including
( 3)
of
IV:
periods
1 975:
Young,
neck
has
not
bands Si;
not
and of
Dyson,
f ig.
f ig.
r im
been
1 ,
34: occur
1978:
1 975:
50:
( 17), 14,
in
3 :
are
la
incised pl.
10).
18, Le
insofar
concerned.
discussed 1966:
Susa
32:
and
( 17),
here,
i t
triangles LXXXVIII:
H ISSAR I I A ND T HE P ROTO-ELAMITE
6 65
b ottle w ith t hickened r im ( 1). T he e xcavators g ive f ull d ocumentation f or c omparisons o f t he g lyptic e vidence f rom G odin V I/V a nd t hat f rom t he o ld e xcavations a t S usa ( 2). T hese p arallels p rove c lose c ontact b etween t he t wo s ites, b ut d o n ot p rovide s tratigraphic c orrelations i n t he p resent c ontext. I t i s i nteresting t o n ote t hat t he s chematic s tyle o f s eal i mpressions n oted a bove a t S ialk a nd S usa d o n ot a ppear a t G odin ( at l east n ot i n t he p ublished e xamples). I n f act, o nly a f ew s pecific s hared d esign e lements o ccur i n t he n ewly e xcavated l evels a t S usa ( 3). A s p ointed o ut e arlier s eal p roportions a re s hared w ith S usa 1 7B ( 4). A miet, o n t he b asis o f g eneral s tyle, s uggests t hat t he G odin m aterial f orms a t ransitional s eries i mmediately p receding t he c lassic P roto-Elamite s tyle ( 5). A t G odin , 4 3 t ablets a nd f ragments c ame f rom v arious p arts o f t he O val E nclosure o f V I/V , p articularly f rom t he s o-called G ate a nd f rom t he N orth B uilding ( 6 ). T he s ize a nd s hape o f t he p illow-shaped G odin t ablets d uplicate f inds i n S usa 1 7 ( 7). O ne t ablet a t G odin b ears a s ign o r s ymbol, w hile n one f ound i n S usa 1 7 d o s o ( 8). T his b y t he
( 1)
L evine
( 2)
Weiss
( 3)
and Young,
1 984:
f ig.
22:
1 975: 8 -13. ( fig . 5 : 4 ,
s ealings
many
s ealing
Weiss
and
f ragments
Young
were
( 1975)
amphikyphelloi
L e
Brun,
1 978:
f ig.30:9,
( 17B).
4 -5, 5 : 5 ), 4 I V: a , b ), and
f ound.
p oint
s pecifically
4 : 1 , 4 : 1 , 5 , 4 : 4 ,
( fig.
s ee
1 3 seal impressed tablets (fig. 4 : 1-2, 6 ), 2 cylinder seals ( fig. 5 : 7 , 8 , p l.
and Young,
j ar
1 ;
s ee
c ircle
( fig.
f igure
( fig.
8 ,
t o
Brun,
f our
d esign
1 971:
l inks
4 4:
f ig.
1 ,
t o
s eals
i n 1 7A); 4 4: 5 ,
of
S usa
r adial
1 7:
drill
i n 1 7); an 4 4: 2 , in 17); and opposed animals ( fig. 5 : 5 , see Le Brun, 1978: 6 0, f ig. 1 : 6 , p l. 1 :5). Running caprids, ovals, and f ish a lso o ccur i n Susa 1 7 ( Weiss and Young, 1 975: 1 1; Amiet, 1971: c entered
archer
5 :
L e
s ee
s ee
L e
L e
Brun,
Brun,
1 971:
1 971:
f ig.
f ig.
225). ( 4)
As
we
have
pointed
h eight
and
Young,
1 975:
material
out
d iameter, f ig.
( Le
i n
t he
o ccurs
4 :1)
Brun,
has
d iscussion
a t
Godin
and
of
S ialk,
a t
Susa.
" square"
1 6,
i n
s eal,
s teatite
t erms
of
with
s eal
t his
e qual
( Weiss
and
a parallel
i n
Susa
f ig.
4 4:
5 ;
s ee also discussion of Hissar II seal H639
points
out
that
the
Godin V I/V
1 971:
I :
t he
A g lazed
s pecialized
above). ( 5)
Amiet, f rom
1 961:
Susa,
l ater
p laque
Amiet,
1 972:
gray-black p l.
with
and a s
H e
parallels
? Young,
r ectangles, interpreted
1 07.
best
e quated
small
a
1 6
1 974:
8 )
d ecorated with
f ifth
( 1971).
r ectangle r endition
657,
A
693).
Early a t
s hows
a
the
o lder
are
b lack
s tone
horizontally building
unstratified
s eal
s implified
Cc,
t he
( see,
appears
i mpression ( Dyson,
he
s eal
or
r ecessed
t op,
for
on
f ig.
which
( stamp
vertical,
a cross
1 973:
f acade
Susa
object
facade
( Miroschedji,
excavated material
with
parallel,
s implified v ersion jar
a s imilar
of
g lyptic
f our
p laced
s imilar An
t erms
A small
of
o intment
S eries).
Susa
i n
I :
a s implified
h ,
sondage
f or
S usa
s teatite/chlorite
V III:
Dyson
4 1,
t he
t he
f ront
5 ,
1 1:
S b
f rom near 1 966:
may be
example,
p l.
of a 9407,
t he
1954
LXXXVIII:
1 4). ( 6)
Weiss
adjoining ( 7)
Weiss a lso
( 8)
t he
Young, t hat
not
culturally a ctually
By
c ontrast,
west
areas
s ide
of
9 and 11
1 975:
f igs.
1 975:
f ig.
4 -5;
the t he
( Weiss s ee,
s eal
i mpressions
Enclosure
i n
and Young,
f or
example,
on
r ooms
1 978: L e
jar
1 0,
s ealings
1 2
were
and
1 3,
and
t he
f ig.
4 4:
8 .
S ee
1 1).
Brun,
1 971:
3 5.
and i s
8 .
t he
and Young,
effect
S ialk
b e
a t
c ourtyard
note
Weiss
1 975:
and Young,
concentrated
t his
d iscussed a t
t hat
" signs"
explored.
Proto-Elamite
In
a s
and s ite.
opposed
f act
s cript
4 :
t ablet
i s
i t
2 .
i s t o
L e
B run
Sumerian!
hard
The
would
more
S ee
may be
t o
question
symbols s eem
t aken
or
t heir
f or
and Vallat The
r econcile a s
of
of
i n
Alden,
t heir
g eographically,
t o whether
emblems
s tatus
r elationship
granted
comments
i mplication
a s
any
of
f or
t han d emonstrated
as
these
by
well
a s are
t o
hard
t o f or
d esigns
example,
f orerunners
1982
r emarks
has t he
yet
t o
l ater
evidence.
R .H .
6 66
D YSON J r .
d efinition u sed i n t his p aper m akes t he G odin V I/V a ssemblage b elong t o t he b eginning o f t he t ransition t o t he P roto-Elamite s cript p roper a t ransition w hich a s w e h ave s een o n f oregoing i s h ypothesized t o o ccur d uring t he h iatus o f S usa 1 7X
( 1).
A bsolute D ating f or t he G odin V I/V O ccupation A t otal o f t en r adiocarbon d eterminations h ave b een p ublished r elating t o t he O val E nclosure o f G odin V I/V ( table 2 ). A lthough a t f irst s ight t hese d ates a ppear t o m ake l ittle s ense s ome c onsideration o f t he d ifficulty o f t he e xcavation , c ombined w ith t he i nternal e vidence o f t he d ates t hemselves s uggests t hat, i n f act, t hey m ake s ense a s f ollows. F ive o f t hese s amples a re c losely c lustered i n t ime, a s w ell a s i n s pace ( they w ere r ecovered f rom v arious f loors o r s urfaces i n t he N orth B uilding o f t he O val) ( 2). T hey p rovide a n a verage r ange o f 3 350-3140 c al B C f or t he m ain o ccupation o f t he O val. T wo s amples ( SI-2682, G ak-1072) f rom t he t opmost l evel o f r ooms 1 8 a nd 2 3 c luster t ogether, a nd g ive a n a veraged r ange o f 3 040-2910 c al B C f or t he t op o f t he d eposit, w hich f or c onvenience w e h ave r eferred t o h ere a s " Terminal V I/V" ( 3). A t hird s ample i ntrusive i t w ould a ppear i nto r oom 1 7 ( SI-2677) g ives a r ange o f 3 040-2910 c al B C. T he a verage o f t he t hree t ogether g ives a r ange o f 3 030-2780 c al B C. T his u pper l ayer o f d ebris p resumably r epresents t he v ery e nd o f I V/V a ctivity o n t he m ound, a fter t he a bandonment o f t he m ain O val e nclosure b uildings w hen i ts c onnections w ith S usa m ay v ery w ell h ave b een s evered . V ery i mportant t o a n u nderstanding o f t his t erminal s ituation i s t he n ature o f t he u pper d eposit a nd t he f ill o f s ome o f t he p eriod V I/V r ooms. T he e xcavators g ive a n e xplicit d escription: " The s tratification a nd t he c haracter o f t he d eposits...indicate t hat t his ( VI/V-IV) h iatus w as o f s hort d uration. H ere ( in t he a rea o f t he O val E nclosure) s everal o f t he P eriod V w alls w ere s till s tanding w hen t he P eriod I V o ccupation b egan. I n o ne a rea m uch a sh a nd t rash g athered f rom P eriod I V h earths h ad b een t hrown i nto a n a bandoned b ut s till s tanding P eriod V r oom. T he d eposit e xtended d own t o o nly a f ew c entimeters a bove t he l atest P eriod V f loor . I n a t l east t wo a reas P eriod I V h earths h ad b een c onstructed a gainst t he s tanding s tubs o f P eriod V w alls" ( Weiss a nd Y oung , 1 975 : 2 ). T he e xcavators a lso n ote ( on t he s ame p age) t hat: " there i s a c lear h iatus o f o ccupation a t t he e nd o f P eriod V , f or t he P eriod I V d eposit r ests u nconformably o n t he u pper s tratum o f
I t
i s
well
meters). excavation S ince have
S ince
i s
the
belonging we
to
r emember
The
very
r esumed.
At
t he
IV
i s
i t
to
the
ante
f or
period
a ll
l evel V/VI.
i t
Phase
excavated
in
t ablets
with
and
moment,
t erminal
initial
area
small
however,
d escribed
presumably
t o
a mixed
a ssigned quem
i s
which
assigned
this
l imited
i s
material to
the
sample
under
follows V I/V
can of
a short
r ather
a lso IV.
t he
be In
t han argued
e ither
Acropole
I :
s igns
turn
may
evidence
V I/V
and
h iatus
t hat
has
( Weiss
i nitial
c ase,
i s
1 7 up
( 75
s quare
s ome
day
if
lacking. not
been
and
suggested
Young,
as
1 975:
2 )
should
be
IV. these
the
dates
samples provide
a t erminus
H ISSAR I I AND T HE P ROTO-ELAMITE
6 67
P eriod V ". Y oung ( 1974: 2 08) a lso p oints o ut t hat t he m assive b rick w alls o f P eriod I V w ere " sunk i nto t he P eriod V d eposit". I t i s n ot s urprising , t herefore, g iven t he d isturbances e xtending d own i nto t he d eposit o f I V/V, t o f ind t wo s amples f rom n ear t he o riginal f loor l evel o f t he N orth B uilding y ielding v alues w hich i ndicate t hat t hey b elong w ith t he t erminal d ates a nd a re i ntrusive: S I-2674 a nd S I-2676 p rovide a n a veraged r ange o f 3 020-2780 c al B C, e ssentially t he s ame a s t hat f or t he t hree d ates f rom t he u pper l evels o f t he d eposit ( 3030-2780 c al B C), t he p robable o rigin o f t he i ntrusion. T he f ive t ightly c lustered d ates f rom t he f loor l evels w ithin t he b uilding s eem r easonable e vidence f or t he d ating o f t he m ain V I/V o ccupation. C onclusion A dding t he G odin e vidence t o o ur r elative c hronology c hart o f t he s ites w e h ave d iscussed, w e e nd w ith t he f ollowing i nternally c onsistent c hronological h ypothesis: P roto-Elamite 1 L ate H issar I I 3 040-2930 c al B C ( average r ange o f 1 3 s amples)
S ialk I V:
2
T erminal G odin V I/V 3 030-2780 c al B C ( average r ange o f 3 samples)
S usa 1 6-15
1
G odin V I/V 3 350-3140 c al B C ( average r ange o f 5 samples)
S usa 1 7X/17
P roto-Elamite T ransition M iddle H issar I I 3 350-3140 c al B C ( average r ange o f 5 samples)
S ialk I V :
I f t ablets w ith s igns s hould t urn u p i n S usa 1 7, t he c orrelations w ould h ave t o b e i nclude 1 7 a nd 1 7X. I n t his c ase S usa 1 7X m ight b e v ery s hort. A s m ay b e s een f rom t he a bove, H issar a nd S usa a re t he o nly s ites o f t he f our f or w hich w e h ave e vidence o f c ontinuous l ater o ccupation. E arly H issar t he m oment, a nd t herefore E lamite 2 h orizon i n t he t his h orizon h as n ot b een n orthern p lateau.
I II, h owever , c annot b e d efined a dequately a t a ny s uggested r elationship t o t he P rotos outh c annot b e d emonstrated . F or t hat r eason d iscussed i n t his p aper d ealing w ith t he
The
University
Museum
Philadelphia.
6 68
R .H .
D YSON J r .
R EFERENCES A LDEN J .R . 1 979 R egional E conomic O rganization i n t he B anesh P eriod , I ran . P h.D . d issertation , D epartment o f A nthropology , U niversity o f M ichigan . 1 982 T rade a nd P olitics i n P roto-Elamite I ran . C urrent A nthropology , 2 3, 6 : 6 13-640. A MIET P . 1 961 L a g lyptique m dsopotamienne a rchatque . P aris: C NRS. 1 971 L a g lyptique d e l 'Acropole ( 1969-1971). T ablettes l enticulaires d e S use . C ahiers d e l a E I Ugation A rch &Aogique F rançaise e n I ran , 1 : 2 17-233. P aris: A ssociation P alöorient. 1 972 G lyptique s usienne, d es o rigines ä l 'epoque d es P erses A chemenides. M moires Da gation A rch6ologique e n I ran , 4 3. P aris: G euthner . 1 979 A rchaeological D iscontinuity a nd E thnic D uality i n E lam . A ntiquity , 5 3 ( 209): 1 95-201. 1 980 L a g lyptique d u s econd m illönaire e n p rovenance d es C hantiers A e t B d e l a V ille R oyale d e S use. I ranica A ntigua , 1 5: 1 33-147. 1 983 T he A rchaic G lyptic a t S har-i S okhta P eriod I . I n T OSI M . ( ed .) P rehistoric S istan , I . I stituto I taliano p er i l M edio e d E stremo O riente, R eports a nd M emoirs, 1 9, 1 : 1 99-210 . R ome: I SMEO. A RNE A .J. 1 945 E xcavations a t S hah T epe , I ran . R eports f rom t he S cientific E xpedition t o t he N orth-Western P rovinces o f C hina , 2 7, 5 . S tockholm : S tatens E thnografiska M useum . B OUCHEZ R . e t a l . 1 976 D etermination d es m odes d u c uisson d e c eramique d e l 'Iran p rotohistorique, d 'apräs l eurs p roprietes m agnötiques e t l eurs s pectres M össbauer . C ongr s u nion i nternationale d es s ciences p rO tistoriques e t p rotohistoriques, 9 : 1 -33. N ice. B ULGARELLI G .M . 1 975 T epe H issar : P reliminary R eport o n a S urface S urvey , A ugust 1 972. E ast a nd W est, 2 4, 1 -2: 1 5-27. 1 979 T he L ithic I ndustry o f T epe H issar a t t he L ight o f R ecent E xcavations. I n T ADDEI M . ( ed .). S outh A sian A rchaeology 1 977, 1 : 3 9-43. N aples: I nstituto U niversitario O rientale. C ANAL D . 1 978 T ravaux ä l a T erasse h aute d e l 'acropole d e S use. C ahiers d e / a I M Ugation A rch &Aogique F rançaise e n I ran , 9 : 1 1-55. P aris: A ssociation P aleorient. C ARTER E . 1 980 E xcavations i n V ille R oyale I a t S usa : t he t hird M illenium O ccupation . C ahiers d e / a ff l&gation A rch6ologique F rançaise e n I ran , 1 1: 1 1-134.
H ISSAR I I A ND T HE P ROTO-ELAMITE
1 984
6 69
A rchaeology. I n C ARTER E . a nd S TOLPER M .W. E lam: S urveys o f P olitical H istory a nd A rchaeology . U niversity o f C alifornia P ublications, N ear E astern S tudies, 2 5: 1 03-313. B erkeley.
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