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ANTIQU ITÉ ET S CI E NC ES H U MA I N ES LA TRAVE RS É E DE S FRON T IÈ RE S
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DIRECTEURS DE COLLECTION
Corinne Bonnet Pascal Payen COMITÉ SCIENTIFIQ UE
Zainab Bahrani
(Columbia University, New York)
Nicola Cusumano
(Università degli Studi di Palermo)
Erich Gruen
(University of California, Berkeley)
Nicholas Purcell
(St John’s College, Oxford)
Aloys Winterling
(Humboldt Universität, Berlin)
RELIGION AND MATERIAL CULTURE Studying Religion and Religious Elements on the Basis of Objects, Architecture, and Space
Proceedings of an International Conference held at the Centre for Bible and Cultural Memory (BiCuM), University of Copenhagen and the National Museum of Denmark, Copenhagen, May 6-8, 2011 Edited by Lisbeth Bredholt Christensen and Jesper Tae Jensen
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© 2017, Brepols Publishers n.v., Turnhout, Belgium.
All rights reserved. No part of this publication may be reproduced, stored in a retrieval system, or transmitted, in any form or by any means, electronic, mechanical, photocopying, recording, or otherwise without the prior permission of the publisher.
D/2017/0095/103 ISBN 978-2-503-56900-0 Printed on acid-free paper.
CONTENTS
LIST OF FIGURES 7
Lisbeth Bredholt Christensen and Jesper Tae Jensen Preface 13 Lisbeth Bredholt Christensen and Jesper Tae Jensen Introduction 17 METHODOLOGY Lisbeth Bredholt Christensen Between Mental and Material: Looking for the Origins of Religion in Archaeological Material 27 Morten Warmind What is a God? 51 David A. Warburton The Importance of the Origins of Abstraction and Discourse
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ARCHAEOLOGY Emmanuel Anati Prehistoric Art and Religion
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Marion Benz Making the Invisible Visible: Steps Towards a Ritualized Corporate Identity 121 5
CONTENTS
Bo Dahl Hermansen Death, Feasting, and Memory Culture at Early Neolithic Shkārat Msaied, Southern Jordan 169 Flemming Kaul The Shape of the Divine Powers in Nordic Bronze Age Mythology 199 Mads Kähler Holst At the Scene of Cosmology Construction: The Religious Effects of Barrow Building in the Nordic Bronze Age 227 Klavs Randsborg Kivig – Kivik: A Bronze Age Collage 253 TEXT Izaak J. de Hulster Religion, Pictoriality and Materiality: A Hebrew Bible Perspective 281 Trine Bjørnung Hasselbalch Matter and Meaning in the Dead Sea Scrolls: Reading the Genesis Apocryphon as a Palimpsest 319 Lars Östman Language and Materiality: Stolpersteine in Light of Roman Archaic Religion 341 INDEX
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CONTRIBUTORS 377
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LIST OF FIGURES
Marion Benz Fig. 1. Beside context and intersubjectivity, meaning, mediality, and emotions influence the impact of symbolic actions on society. Drawing by the author 126 Fig. 2. Communal or special buildings of Upper Mesopotamia: I. Round ‘polyvalente’, II. Round to oval without room division a. with wooden pillars, b. with stone/clay pillars, III. Rectangular with pillars. 128 Fig. 3. Development of communal buildings in relation to domestic architecture, Jerf el-Ahmar, Syria. PPNA. Modified after Stordeur 2003, fig. 2. 130 Fig. 4. Group of plastered skulls associated with the skeleton of a newborn, Aswad, Syria. PPNB. Photo courtesy of the Fouille franco-syrienne de Tell Aswad. Co-directed by Danielle Stordeur and Bassam Jamous. Mission El Kowm-Mureybet du Ministère des Affaires étrangères France. Photo by Laurent Dugué. 132 Fig. 5. Figurative decoration of shaft-straighteners and pebbles from Upper Mesopotamia. PPNA-EPPNB. All items are reproduced at the same scale. 134 Fig. 6. Decorated pebbles and shaft-straighteners, Tell Q aramel, Syria. PPNA. All items are reproduced at the same scale. 135 Fig. 7. Geometrically decorated shaft-straighteners and pebbles, the Levant. Natufian to Late PPNB. All items are reproduced at the same scale unless otherwise stated. 136 Fig. 8. Nevalı Çori, southeastern Turkey, Head with snake; limestone. Şanlıurfa Müzesi. Early to Middle PPNB. Photo courtesy of Euphrat-Archiv, Berlin-Heidelberg. 137
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LIST OF FIGURES
Fig. 9. ‘Sun-like’ symbols on different media. Early to late PPNA. 1. ‘Abr 3. After Yartah 2004, fig. 14.1; 2. Tell Q aramel. After Mazurowski and Jamous 2000, fig. 7; 3. Körtik Tepe. After Coşkun and others 2010, fig. 2a. 138 Fig. 10. Relief of a lion or panther, in a crouching position on pillar P27, Göbekli Tepe, southeastern Turkey. Late PPNA/Early PPNB. Photo courtesy of the German Archaeological Institute, Nico Becker. 140 Fig. 11. Possible social and mental consequences of increased sedentarism. Drawing by the author. 151
Bo Dahl Hermansen Fig. 1. Map showing the location of Shkārat Msaied. Drawing by Moritz Kinzel. Drawing courtesy of the Shkārat Msaied Project. 170 Fig. 2. Site plan of Shkārat Msaied. Drawing by Moritz Kinzel. Drawing courtesy of the Shkārat Msaied Project. 171 Fig. 3. Interior of Unit A. Notice the stone installation next to doorway. Middle Pre-Pottery Neolithic (MPPNB), c. 8340– 7960 cal bc. Photo courtesy of the Shkārat Msaied Project. 175 Fig. 4. Interior of Unit F. Notice the stone installation next to doorway. MPPNB, c. 8340–7960 cal bc. Photo courtesy of the Shkārat Msaied Project. 176 Fig. 5. Interior of Unit K. Notice staircases. MPPNB, c. 8340– 7960 cal bc. Photo courtesy of the Shkārat Msaied Project. 177 Fig. 6. Reconstruction drawing by Moritz Kinzel. Drawing courtesy of the Shkārat Msaied Project. 177 Fig. 7. Unit H. Notice the collapsed wall in upper part of the section. MPPNB, c. 8340–7960 cal bc. Photo courtesy of the Shkārat Msaied Project. 178 Fig. 8. Vertical stone slabs along the interior wall of Unit F. Belonging to earlier (earliest?) house and incorporated in the visual field of the interior of Unit F. MPPNB, c. 8340–7960 cal bc. Photo courtesy of the Shkārat Msaied Project. 179 Fig. 9. Human remains on top of stone installation in Unit F. View from the South. Notice that skull and mandible are missing. MPPNB, c. 8340–7960 cal bc. Drawing by Niels Lynnerup, courtesy of the Shkārat Msaied Project. 180 Fig. 10. Cist 1 with skeletal remains. MPPNB, c. 8340–7960 cal bc. Photo courtesy of the Shkārat Msaied Project. 181
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LIST OF FIGURES
Fig. 11. Seven skulls arranged in the southern part of Cist 1. MPPNB, c. 8340–7960 cal bc. Photo courtesy of the Shkārat Msaied Project. 182 Fig. 12. Ovi/caprine mandibles next to headless skeleton. MPPNB, c. 8340–7960 cal bc. Photo courtesy of the Shkārat Msaied Project. 185
Flemming Kaul Fig. 1A–B. The Chariot of the Sun. The day-side is directed towards right and the night-side towards left, Trundholm Bog, northwestern Zealand, Denmark. C. 1375 bc. Photo by Juraj Liptak. 202 Fig. 2. Sun-horse from the rock carving at Balken, Tanum, Bohuslän, Sweden. Late Bronze Age. Rubbing by Laurine Albris in collaboration with Tanums Hällristningsmuseum, Underslös. 203 Fig. 3. Sun-horse on a razor from Neder Hvolris, northern Jutland, Denmark. C. 800 bc. Drawing by Bjørn Skaarup. 204 Fig. 4. Stylized sun-horses, Nordic Late Bronze Age bronzes. After Sprockhoff 1954, p. 48, fig. 10B. 205 Fig. 5. Neck-ring with ship decoration, Fjellerup, Island of Funen, Denmark. C. 600 bc. After Madsen 1876, pl. 19, fig. 11. 207 Fig. 6. Sunrise. A divine fish is pulling the sun up from the night ship to the morning ship, provenance unknown, probably Jutland. C. 800 bc. Drawing by Bjørn Skaarup. 209 Fig. 7. Motifs from Danish razors showing different points of the cyclical movement of the Sun. Late Bronze Age, between 1100– 500 bc. 211 Fig. 8. Razor from southern Jutland showing two human-like figures, probably two aspects of the Sun-god paddling the sun ship, unknown provenance. C. 800 bc. Photo by the author. 212 Fig. 9. Razor from Voldtofte, south-western Funen, Denmark. C. 800 bc. Drawing by Thomas Bredsdorf. 217 Fig. 10. Razor from Borgdorf, Schleswig-Holstein, Germany. C. 800 bc. After Schwantes 1939, p. 557, fig. 879. 218 Fig. 11. Detail from the razor from Borgdorf, Schleswig-Holstein, Germany. C. 800 bc. Photo by the author. 219 Fig. 12. Example of mythological ships with strokes representing the crew. Here two night ships sailing towards left are seen on top of each other, from Jerne, western Jutland, Denmark. It should be noted that the strokes representing the crew are carefully placed in pairs. C. 800 bc. Photo by the author. 221
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Mads Kähler Holst Fig. 1. Table and graph of the intensity in establishment of barrows through prehistory based on the recorded number of primary burials per year for each period. For data and a more detailed account of the calculations, see Holst 2013, pp. 42–44. 231 Fig. 2. Skelhøj in Southern Jutland under excavation. Photo by Per Poulsen. 234 Fig. 3. Schematic representation of the organizational principle of Skelhøj. The progress of the construction was structured by a series of concentric extensions of the mound around the burial. The builders were organized by a segmenting, radial division of the mound into eight equal parts. Graphics by Peter Jensen. 235 Fig. 4. The nested building procedure at Skelhøj with rigid turflaying principles forming rows, layers, and shells. Graphics by Peter Jensen. 235 Fig. 5. Hjordkjær burial with a stone setting shaped like a fivespoked wheel surrounding the burial structure, Late Neolithic. After Aner and Kersten 1981, p. 62, fig. 37. 238 Fig. 6. Plan of Skelhøj with the eight-spoked wheel structure defined by the segmentation of the mound. Plan by the author. 239 Fig. 7. The belt plate from the woman’s burial in the great mound Borum Eshøj and the geometric principle behind its layout, Borum Eshøj, Eastern Jutland. Bronze Age. After Müller 1921, p. 11. 241
Klavs Randsborg Fig. 1. The Kivig stone cairn, stone cist grave chamber, and the images on the inner side of the cist in 1756. After Randsborg 1993, p. 11, fig. 3. 254 Fig. 2. The Kivig cist and cairn, not later than 1780. After Randsborg 1993, 18, fig. 7. 254 Fig. 3a = Panels 1–4 (left page), the eastern or seaward side of the stone cist. 256 Fig. 3b = Panels 5–8 (right page), the western or landward side of the cist. 257 Fig. 4. Contents of the Kivig grave. After Randsborg 1993, p. 54, fig. 29a. 259 Fig. 5. Male figurine with brimmed hat from a large deposition of Early Bronze Age Period II bronzes found at a boulder in Stokholt,
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LIST OF FIGURES
Skåne (the one of two identical images). Bronze knob for a staff decorated with a masked human face; found at Glasbakke, Halland. Near Eastern figurine (raised arm) found under a huge boulder, Šernai, Lithuania. All after Randsborg 1993, p. 104, fig. 56, p. 113, fig. 60 with further references, including Montelius 1917. 262
Izaak J. de Hulster Fig. 1. Taanach cult stand. Tenth century. After Keel and Uehlinger 2010, fig. 184. 301 Fig. 2. Drawing of Urartian orthostat with empty cart. 800–750 bce. After Keel 1977, 186–87, fig. 129. For a photo, see Calmeyer 1974, pls 10-2. 302 Fig. 3. Aniconographic, anepigrafic erected stones in situ at the piazza of Tel Dan. Ninth and eighth century bce. The stones of Figure 3 stand on a bamah and are probably representations of deities. Other standing stones might also represent ancestors. Photo by the author (August 2010) 303 Fig. 4. Rock relief in Petra. Hellenistic period. After Dalman 1908, fig. 313. 304
Lars Östman Fig. 1. Stolperstein, Sonnenstraße 51C, Münster, Germany 2011. Photo by the author. 352
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LISBETH BREDHOLT CHRISTENSEN JESPER TAE JENSEN *
PREFACE**
The origins of this book go back to Athens, 2007. At that time, Jesper was the assistant director at the Danish Institute at Athens and Lisbeth was giving a lecture on the study of prehistoric religion at the Institute. After Lisbeth’s lecture, we continued the discussion. Because we came from different disciplines – classical archaeology and the study of religion – our approaches to religion were very different. Yet, our interest was the same: How is it possible to study religion on the basis of archaeological material? And how can archaeologists and historians of religion jointly approach prehistoric religion? We found the topic worth exploring in an interdisciplinary context, so in 2009 we started gathering scholars from a number of fields for a conference specifically dedicated to this subject. In the course of the planning, Pernille Carstens joined us as a co-organizer together with BiCuM. Our original aim for the conference was to establish criteria for definitions of religion based on the study of material culture. Traditionally, both the study of religion, archaeology, and philology work with definitions of religion based on texts. Yet, the * Jesper Tae Jensen: My part of the book is dedicated to my family, my mother Vivi Mina Jensen and brother, Peter Bamberg Jensen. ** This volume is the proceedings of the conference Religion and Material Culture: Defining Religion, Religious Elements and Cultural Memory on the Basis of Objects, Architecture, and Space held in Copenhagen, 4–6 May 2011. The conference was hosted by BiCuM (Centre for Bible and Cultural Memory), University of Copenhagen and took place at BiCuM and the National Museum, Copenhagen.
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way to really grip both prehistoric religion – and material aspects of historical religions – would be to have a definition of religion produced on the basis of the study of material culture. This, however, is a more complicated task than we had envisioned. The conference cemented that interest and enthusiasm is there both among archaeologists, philologists, and scholars of religion; yet, more interdisciplinary co-operation is still needed before such a definition or set of criteria can in fact be established. Thus, whereas the title of the conference was about ‘defining religion’, the book is about ‘studying religion’. It is a testament to a work-in-progress and a step towards studying religion from a new perspective. Many people have been involved in the organization of the conference and the publication of this book. Without them the project could not have been completed, and at this place we would like to thank them. First of all, we would like to thank the Centre for Bible and Cultural Memory (BiCuM) and the Danish National Museum for their support and for hosting the conference. Our deep gratitude goes to Pernille Carstens, Director of BiCuM, and to Trine Bjørnung Hasselbalch, also BiCuM. Pernille’s generous involvement made it possible to realize the conference at all, and Trine’s tireless work with the overall planning made the conference a fruitful experience for everybody. Warm thanks also to Michael Perlt, BiCuM, for his work with practicalities up to and during the conference. For financial support we would like to thank H.P. Hjerl Hansen Mindefondet for dansk Palæstinaforskning and to BiCuM. Finally, we would extend our gratitude to the Ny Carlsberg Glyptotek for hosting the reception of the conference. Thanks also go to the core of the conference – the speakers and participants – for making the conference stimulating and great fun. We also thank the speakers for their cooperation and patience in the editing process. This book had a long journey and we are grateful to the Section of Archaeology, the SAXO Institute, University of Copenhagen, especially Jane Fejfer, Annette Rathje, Kristina Winther-Jacobsen, and Lone Wriedt Sørensen for facilitating the completion of the project during 2012 and 2013. We also 14
PREFACE
thank Paolo Sartori, publishing manager at Brepols, the board of Brepols’s series Antiquité et Sciences Humaines, directed by Corinne Bonnet and Pascal Payen (Toulouse), as well as the anonymous peer reviewers for their help in producing this book. We would also like to thank the staff at the Danish Institute for Mediterranean Studies (DIOMEDES), especially Nikoline Sauer Petersen, Camilla Elisabeth Søgaard Ebert, and Katerina Tsalapatis for assisting with the editing process. Finally, we thank Katerina Tsalapatis for assistance with the figures in the book, Rasmus Winther for helping with the captions, and George Hinge, Peter Schultz, and Bronwen Wickkiser for support in practical matters and for reading parts of the texts during various stages in the editing process. Lisbeth wishes to thank Marlies Heinz for generously providing working space at the Vorderasiatische Archäologie, Albert-Ludwigs-Universität Freiburg. She also would like to thank Nis Hardt and Danevirke Museum, as well as Berit Eriksen, Mechtild Freudenberg, Angelika Abegg-Wigg, Maike Tessars, and Stiftung Landesmuseen Schloss Gottorf for access to library and working space. Jesper is grateful to the family that owns Beau Marché, Copenhagen – Denise Lee Dann and Steen Folke Madsen, Julie Sascha Lee Dann & Martin Lindholdt Madsen, Elisabeth Lee Dann, Danielle Lee Dann, and Christian Lee Dann – for facilitating the final completion of the book in 2013. For Jesper it is also a pleasure to record his gratitude to the following friends and colleagues who have helped and discussed various aspects of this project with him: Camilla Bjarnø, Hedvig von Ehrenheim, Thomas Grane, David Scahill, Nicklas Thrysøe, Marit Hessels, Lambrini and Panos Vasilakopoulou, Kristina Winther-Jacobsen, Emeline Ragonnaud, Lisbeth Kroer, Marie Kroer, and Søren Kroer and not least, Gabriela Nicole Ramsonius.
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INTRODUCTION
The articles collected in this volume are based on the international conference Religion and Material Culture: Defining Religion, Religious Elements and Cultural Memory on the Basis of Objects, Architecture and Space. The conference took place from 6–8 May 2011 in Copenhagen, at the Centre for Bible and Cultural Memory (University of Copenhagen) and at the National Museum of Denmark. The subject of the conference was the meeting, or the relationship, between religion and material culture in historic and prehistoric settings. It also included other disciplines – such as theology, philology, European studies, and philosophy – in so far as these touched upon the problematic intersection of religion and material culture. The idea of the conference was to investigate religion as it presents itself from an archaeological perspective, both prehistorically and historically. Thus, one aim was to investigate what types of material culture characterize religion and what these types ‘mean’. Another aim was a diachronic one, focusing on how the gradual invention of various forms of material culture – graves, images, objects, space, paraphernalia – made it possible for certain religious expressions to arise and unfold. Ultimately, the goal was to identify and to define religion by way of both material culture and texts. On one hand, this would enable us to expand the field of the history of religion as such beyond written sources. On the other hand, with regards to the prehistoric sources, it would enable us to speak about religion on the basis of the archaeological evidence itself rather than on the basis of text-based, anthropological models. 17
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In order to get to this point, however, it was essential that archaeologists, scholars of religion, historians, ethnographers, and others work closely together. Thus, the group of speakers gathered at the conference was a combination of archaeologists working with religion and scholars of religion and historians working with material culture. This enabled a broad dialogue. The articles, as well as the conference, cover both prehistoric and historic periods across a wide chronological frame and a large geographical spectrum. Yet, not all periods are covered, and not the whole world. The purpose of the conference was broad. Its purpose was ultimately theoretical, but based on practical examples. We hope that it marks a beginning that can be duplicated by other initiatives in the future.
Working Q uestions The following working questions were set during the conference and in the course of preparing contributions for this publication: 1. What is the role of material culture in religion, historically, and prehistorically? What kind of phenomenon is religion? Is it a constant or has it changed – has it perhaps become more or less material, discursive, or intellectual with time? Is it basically ideas and beliefs taking place in the mind? Or is it basically a specific discourse, taking place verbally and in writing? Or – further – is it basically, or additionally, a material expression, supplied with discursive explanations? Is material culture basically an illustration of ideas, or does material culture also constitute these ideas? 2. What types of material culture characterize religions as such? What kind of architecture, burials, depositions, gear, statuary, and imagery, characterize the historical contexts, which we agree to be ‘religious’? If we have these material features in the prehistoric record, then do we also have religion? 3. Is it possible to identify religion (historical as well as prehistoric) on the basis of material culture alone? As it is today, definitions of religions are made on the basis of the study of texts and/or observation. When applied to prehistoric mate18
INTRODUCTION
rial these models run the risk of either not being able to say anything new about the material or of being anachronistic. From what point and place in (pre-)history can we speak about religion? Some of the contributions in this volume address these questions directly, others indirectly; most contributions address only one or two of the questions. Common to all contributions, however, is the constellation of religion and material culture. Whereas it is clear to most that religion is a controversial concept and difficult to define, it became equally clear in the course of the seminar that material culture is not unequivocal. The seeming ‘materiality’ of the term is deceiving. By material culture we understand manufactured objects, architecture, and space. We do not include natural material (mountains, trees, waterfalls); to the degree that a landscape has been modified (e.g. cultivated) this is included. We also do not include movements or actions. Our intention is to look at the development of human produced material culture, from flint axes to houses to statues. The production of material culture predates the rise of homo sapiens as a species. The production of material culture also takes place in non-human communities (Neanderthal, chimpanzees, etc.). By the same token, anatomically modern humans lived perfectly well for about 100,000 years without any extensive material culture. Only in the past 10–35,000 years has the production of material culture increased exponentially. Increasingly, research in various areas, including those influenced by the material turn, has come to realize that material culture is not only a byproduct of human culture and experience but also that it shapes culture and experience. Thus, the intention and idea of the conference was to investigate how the development and expansion and increasing production of material culture has shaped and formed human culture, specifically religion.
Organization of the Book This volume contains revised versions of 12 papers presented at the conference. For the subdivision of the contributions, we 19
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have chosen a methodological one. The first section includes contributions primarily addressing the methodological problems in working with religion and material culture. The second section is comprised of those contributions dealing with prehistoric material and/or addressing the question from an archaeological point of view. Those contributions that address the question of religion and material culture via textual studies or from the point of view of material from historical periods are treated in the third section. Such a subdivision cannot be stringent. Some of the methodological papers also address archaeological material; several of the archaeological and textual papers also deal with methodology; some of the archaeological papers also deal with text, and some of the textual papers also deal with archaeology. In the first section (Methodology) the overall theme is the degree to which religion, as we know and define it today, is dependent on material culture. Religion is often defined by the presence of transcendent beings, the holy, the sacred, and the transcendent. Yet, these definitions are insufficient when applied to (prehistoric) material culture. Lisbeth Bredholt Christensen discusses the theoretical foundations for approaches that take their point of departure from the material record rather than models. The most important inhabitants of the supernatural world are the gods. From texts, we know them by their names and their attributes, but is it possible to recognize and identify a god from material culture alone? Are gods dependent on texts? Morten Warmind discusses what ultimately defines a god and contends that all gods are dependent upon some kind of material representation. David A. Warburton goes one step further in his paper and argues that material culture is the precondition for abstract thought as such. In so far as religious discourse builds on abstract thought and symbols, it presumes a certain level of material culture. Although discourse is the primary focus of the study of religion, Warburton argues that material, first and foremost in the form of architecture, plays a much larger role in societies with a textual culture, than usually assumed. The second section (Archaeology) covers a period from the Upper Palaeolithic to the Scandinavian Bronze Age. On the basis 20
INTRODUCTION
of evidence of burials and rock art Emmanuel Anati argues that religion characterizes not only our own line of homo but also that of the Neanderthals. According to Anati, religion is part of being human as such; as interpreters, our task is to learn how to read the evidence. Two contributions discuss the Early Neolithic in the Near East, the neolithization process, and the relations between sedentism, the domestication of plants and animals, and early religion. Both Marion Benz and Bo Dahl Hermansen speak about religious change linked to an increased use of a plethora of materials and signs, an intensification of mortuary rituals, and feasting. In her analysis of the early Neolithic material, specifically the architecture and imagery of Göbekli Tepe, Benz explores how far it is possible to take an interpretation when avoiding a discussion of the signifié but remaining on the level of the signifiant. With the aid of neurobiological theories she offers a hypothesis of meaning, based on the relationship between materiality and the senses. Bo Dahl Hermansen looks at early religion from the evidence of Shkārat Msaied in Jordan. He speaks within the framework of a history of religion and observes changes on an archaeological level, suggesting that architecture, feasting upon the consumption of domesticated animals, and a special treatment of the dead, including dismembering and manipulation of body parts, all played a role in the construction of a memory culture where the dead built a transition between the world of the living and the beyond. This is what characterizes many religions today, and in Shkārat Msaied its beginnings are seen. From the Near Eastern Neolithic, we jump geographically and chronologically to the Scandinavian Bronze Age. Three contributions discuss material from this period and its possible interpretation of a religion concerned with the sun. They all touch on the phenomenon of a sun cult with relations and roots in Egyptian and Mesopotamian mythology and iconology. Kaul attempts a reconstruction of a mythological system as it may have looked like in Scandinavia. Randsborg traces the Near Eastern and Egyptian influences, and Holst suggests how to analyze religion from a material point of view. Flemming Kaul enters the discussion about the identification of transcendent beings in material culture. He argues that images 21
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on razors from Bronze Age Scandinavia make it possible to reconstruct a mythological and cosmological system of the Bronze Age. Defining a god as an entity with ‘a mystical ability to change appearance’, he interprets the images on the razors as the sun god, sometimes accompanied by animal helpers, sometimes transforming itself into various animal shapes. The material of study for Mads Kähler Holst is the barrows. His approach to the Bronze Age religion is via archaeological analyses of barrow construction. In this way, he is able to say something about the social aspects of the religion, which are not related to any possible myths and which do not take their model from the study of religion. Rather, this social perspective – characteristic for archaeology as such – is one from which the study of religion can learn much Klavs Randsborg offers a third view on the Scandinavian Bronze Age. Discussing Kivig, which is (the remains of) a barrow where the interior slabs are decorated with incisions, his contribution links to both that of Kaul and of Holst. Methodologically, Randsborg endeavours a detailed interpretation of the images, which he perceives as so precise that it can be paralleled to a kind of writing. The third section (Text) takes us into historical time. From a theological perspective, Izaak de Hulster discusses the relation between material, pictorial, and textual representations of the sacred in the tradition of the Hebrew Bible. Here, aniconism and the attempt at minimizing materiality were further strengthened with the destruction of the Jerusalem temple. Although this led to an increasing focus on textual images and symbols, materiality continued to represent a theological problem. With Trine Bjørnung Hasselbach’s contribution, we enter the first centuries of our era. Her object of investigation is the palimp sest manuscript Genesis Apocryphon from the Dead Sea scrolls. An analysis shows that the materiality of the manuscript, the careful writing of several texts onto one piece of leather, changes the canonicity and the rigidity of the stories, in the direction of a relativizing of patriarchal authority. Lars Östman’s final contribution compares those stumbling stones that are today commemorating victims of Holocaust all over Germany with Roman Archaic religion as this has been 22
INTRODUCTION
analyzed by Mario Perniola. Östman thus does not directly deal with religion in a traditional sense. Yet by viewing a modern art phenomenon against an ancient religious one, he shows how the sacred can appear in many forms, but also again that materiality seems to be its precondition. Like many conference proceedings, this one points in many directions. And yet, like many conference proceedings, this diversity is due to the fact that a creative process is underway. Perhaps something new is on the horizon?
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METHODOLOGY
LISBETH BREDHOLT CHRISTENSEN
BETWEEN MENTAL AND MATERIAL: LOOKING FOR THE ORIGINS OF RELIGION IN ARCHAEOLOGICAL MATERIAL
Defining Religion ‘Islam is an idea, and as such it can be discussed’ said the Danish author Morten Hesseldahl some years ago in a television debate.1 This point of view expresses a way of viewing not only Islam but all religions, common also among scholars of religion. It is often assumed that religion is first and foremost an ideology or a set of values, to be found in the mind. Secondly, religion is assumed to be a social practice. Only next in order is the assumption that religion is linked to and even based on ‘things’, such as sacred places, representations of gods, tools, and paraphernalia. Also among archaeologists and anthropologists, religion is often described as a phenomenon of the mind 2 or as a kind of cultural discourse. This goes for Christianity and Islam as well as for other religions like the San, ancient Greek, Roman, and Egyptian religions. To scholars of religion, since the linguistic turn in the 1960s, religion has been studied primarily as a discursive practice and system, taking place in spoken and written language. This view of religion was a reaction against a previously dominant view of religion as an emotional phenomenon. Cognitive research 1 A precise source reference for the quote is not possible, but the same point is found in Hesseldahl ‘Farvel til fællesskabet?’, p. 133 (I thank Morten Hesseldahl for this reference). The sentence as formulated in the TV debate hits the nail on the head regarding the thematic of religion as discourse and/or material culture. 2 For example Insoll, ‘Materialising Performance and Ritual’; Renfrew, ‘The Archaeology of Ritual, of Cult, and of Religion’; Boyer, Religion Explained; Rappaport, Ritual and Religion in the Making of Humanity. Religion and Material Culture: Studying Religion and Religious Elements on the Basis of Objects, Architecture, and Space, ed. by L. Bredholt DOI 10.1484/M.ASH-EB.5.114426 Christensen, J. Tae Jensen, Turnhout, 2017 (ASH, 3), pp. 27–50 ©
FHG
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has to some degree departed from the discursive paradigm, situating instead (the predispositions for) religion in the mind. Yet, also this tradition stresses the supernatural, the transcendent, or the holy as the main characteristics of religion: features whose presence or absence in a given material allows very well for distinguishing between what can be called religion and what cannot. This is the case for e.g. the following definitions (representing different research traditions): I.
II. III. IV.
V. VI.
‘[…] 1) a system of symbols which acts to (2) establish powerful, pervasive, and long-lasting moods and motivations in men by (3) formulating conceptions of a general order of existence and (4) clothing these conceptions with such an aura of factuality that (5) the moods and motivations seem uniquely realistic’ 3 ‘[…] a cultural system and a social mechanism (or institution) that governs and promotes ideal interpretations and ideal practices by referring to one or more trans-empirical agents’ 4 ‘[…] all explicit and implicit notions and ideas, accepted as true, which relate to a reality which cannot be verified empirically’ 5 ‘En religion er en forestillingsverden, der postulerer, at der findes to verdener – den ene og den anden – imellem hvilken en kommunikation er mulig […]’ ‘(A religion is an ideational world postulating that there are two worlds – this and the other – between which a communication is possible […])’ 6 ‘[…] all the ideas, actions, rules and objects that have to do with the existence and properties of superhuman agents such as God ’ 7 ‘Une religion est un système solidaire de croyances et de pratiques relatives à des choses sacrées, c’est-à-dire séparées,
Geertz, ‘Religion as a Cultural System’, p. 4 (italics by author). Geertz, ‘The Definition of Religion in the Context of Social-Scientific Study’, p. 446 (italics by author). 5 van Baal and van Beek, Symbols for Communication, p. 3 (italics by author). 6 Schjødt, ‘Definitionsproblemer i forhold til begrebet religion’, p. 21 (trans. and italics by author). 7 Boyer, Religion Explained, p. 9 (italics by author). 3 4
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interdites, croyances et pratiques qui unissent en une même communauté morale, appelée Eglise, tous ceux qui y adhèrent. Le second élément qui prend ainsi place dans notre définition n’est pas moins essentiel que le premier; car, en montrant que l’idée de religion est inséparable de l’idée d’Eglise, il fait presentir que la religion doit être une chose éminemment collective’ (‘A religion is an unified system of beliefs and practices relative to sacred things, that is to say set apart and forbidden – beliefs and practices which unite into one single moral community, called a church, all those who adhere to them. The second element thus holds a place in my definition that is no less essential than the first: In showing that the idea of religion is inseparable from the idea of a church, it conveys the notion that religion must be an eminently collective thing’) 8 VII. ‘Avant de […] essayer de comprendre la religion des anciens Mésopotamiens, il sera […] avisé d’en arrêter d’abord la structure commune avec les autres religions. […]. Ce qui saute en premier aux yeux […] c’est son caractère social. […] Mais […] ce sont les individus qui la composent et sans lesquels elle n’existerait pas. […] toute Religion n’est donc réelle […] d’abord, que par et dans les individus qui la pratiquent. […] Ce qui légitime et justifie de même la Religion ne se trouve pas, lui, à notre niveau […] mais […] au-dessus de nous. […] Ce “ordre des choses” […] c’est ce que, faute de mieux, on appelle le Surnaturel, mais aussi le Sacré, le Numineux, le Divin – objet premier de la Religion, et sans quoi elle n’existerait pas, n’ayant aucune raison d’être.’ (‘Before […] attempting to understand the religion of the ancient Mesopotamians, it would be […] prudent to take a look at the structures shared with other religions first. […] What is immediately striking […] is its social character. […] But […] it is the individuals who really constitute it, and without whom it does not exist. […Essentially, no] religion is real […] except by and in the individuals who practice it. […] What really legitimates and justifies religion is not to be found on our level […] Durkheim, Les formes élémentaires de la vie religieuse, p. 65 (italics by author).
8
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but […] above us. […] This “order of things” […] is what, in the absence of anything better, we term the “supernatural”, but also the “sacred”, the “numinous”, the “divine” – the first object of religion without which it does not exist, not having any reason to exist’) 9 These definitions are very useful when working with verbal material, and the Study of Religion has traditionally been a textual discipline; consequently, also definitions of religion have been made on the basis of the study of texts.10 Yet, when applying these definitions to (prehistoric) material culture, it becomes clear that they are of use mostly in relation to the material they were produced from (the textual) and that they cannot really help us in identifying religion in the archaeological material. In the texts we identify gods on the basis of their names or attributes and temples on the basis of their relation to gods. These are the foundations on which religion is most often studied. Yet, it is not at all clear what the material indications of superhuman or transcendent would be. It is not really possible, with the above definitions as a guideline, to decide whether Venus from Willendorf was a goddess or not. Just because gods in historical times are represented in statuary and image, we cannot assume that prehistoric figurines also represent gods.11
The Problems of Working with Prehistoric Religion The study of religion is concerned with both contemporary religions and past religions. Contemporary religions are studied 9 Bottéro, La plus vieille religion, pp. 21–24 (trans. by David A. Warburton and italics by author). 10 I understand here text broadly, thus including also oral information. This means that also most ethnographic as well as sociological investigations are made on the background of texts. Yet, see e.g. Warmind, ‘Religion uden det transcendente’; Warmind, this volume, for a critique of defining religion on the basis of the transcendent and invisible. 11 Whereas previously Venus from Willendorf and other figurines were often interpreted as goddesses and thus as indications of religion at an early stage, more recent interpretations increasingly see them as constructions of the feminine as a cultural ideal type. For innovative contributions, see e.g. Taylor, ‘The Willendorf Venuses’; Porr, ‘The Hohle Fels “Venus” ’.
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via observation, interviews, and texts. Past religions are studied via observation of left material and via their texts. When dealing with Egyptian, Babylonian, and Sumerian religion, it is clear from the outset that religion was there. It is just a question of analyzing and interpreting it. Concerning prehistory it is not only a problem where to find religion and how to identify it. We should also leave room for the question whether it existed at all. Only few definitions of religion have been formulated on the basis of material culture, and of these, to my knowledge, none comes from the field of the study of religion. In 1964, the French paleontologist André Leroi-Gourhan suggested that in order to properly interpret archaeological material prior to the Upper Palaeolithic, it required a definition that includes within religion all manifestations of activities that stood outside material concerns: ‘les manifestations de préoccupations paraissant dépasser l’ordre materiel’ (‘the manifestations of preoccupations that appear to go beyond the material order’).12 The Danish archaeologist P. V. Glob suggested that sacred things can be recognized by being characterized by ‘more work’ having been put into them.13 Thus, both definitions have been proposed in an archaeological context. Until recently, however, none of these definitions were actively used or elaborated upon by other archaeologists or scholars from other disciplines, perhaps because they were considered too vague, to broad, and/or too far away from what ‘really’ makes up religion. Instead, the discursive paradigm has ruled also among archaeologists, who have tried to identify religion in prehistoric material on the basis of definitions similar to those in the list above. The result of this has, however, mostly been delusive. This is due to several factors: I. The definitions produced by scholars of religion and anthropologists are made on the basis of the observation of living cultures or the study of text. This means that they are made on the basis of historical religions. Applying these definitions onto prehistoric material runs the risk of making an anachro Leroi-Gourhan, Les religions de la préhistoire, p. 5. Glob, Helleristninger i Danmark, p. 131.
12 13
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nism, projecting historical concepts on to a much older past. Thus, those origins to which archaeology allows us an access remain undiscovered and unveiled. II. The mere application of definitions on to archaeological material ends up confirming the models or definitions rather than challenging, questioning, and regulating them. In this sense also, archaeology confirms a general prejudice towards archaeology from other disciplines, namely that it has nothing really new to offer, because, in fact, the past was merely a mirror of the present. Yet, two tendencies in the past decade have departed from the discursive trend. On the one hand, cognitive science has revealed the mental conditions for religion, placed in our biological set-up. This makes it possible to study non-verbal expressions of religion through psychological observations and brain scans. On the other hand, material culture studies – with archaeology as a crucial contributor – have shown how images, places, objects, and bodily techniques are more than illustrations of thought: these phenomena also generate practice, thought, and emotions. These two perspectives have opened up new possibilities for bridging gaps between history and prehistory and between the textual and non-textual sciences. Yet, whereas cognitive science has an interest in the prehistoric mind and brings valuable new insights into this, it has difficulties in contributing to the interpretation of the archaeological material.14 This is a crucial point, since the empirical material itself should not be dispensed from in the investigation of religion. In what follows, I will therefore focus on the material culture trend.
The Role of Material Culture In his essay ‘Lumbar Thought’, Umberto Eco described his experience with wearing blue jeans.15 Blue jeans have the image and reputation of being casual, but in fact, certain styles of them 14 Wightman, The Origins of Religion in the Palaeolithic from 2015 excellently addresses the issue. 15 Eco, ‘Lumbar Thought’, p. 194.
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are everything else than relaxing. They are very tight, especially around thighs and crotch, and Eco realized how by wearing them his entire attention was on his body: how he walked, how he sat, and how he moved. His body and behavior adjusted to the jeans rather than the opposite. He was not able to think, contemplate, analyze, or let his thoughts wander the way he was used to. Instead, his thoughts were constantly brought back to his appearance and outfit. And it struck Eco how his academic career would not have evolved like it did without the more comfortable trousers he was normally wearing. Likewise, he realized the idea behind the loose outfit of the clergy as well as the morning gown of Balzac: both types of clothing have allowed the wearers’ thoughts to be free and wander. Contrary to these comfortable garments, women’s corsets and high-heeled shoes must have set severe restrictions on their freedom of thought and creativity for ages. This means again that what women have managed to produce is even more admirable, because of their outfit. The point illustrated so brilliantly in the article is that material culture is not a mere accessory, and not something that thought can ignore. Instead, material culture directs or triggers thinking (and behaving, cf. Eco’s example of the different ways of moving one’s body conditioned by clothes and footwear), or, put in another way, material culture provides conditions for what kind of thoughts it is possible to think. Material change and material inventions are not just superficial or unimportant, but they influence behavior and thought, both by opening up for new possibilities and at the same time setting limits and restrictions for them. Thus, without his experience with the blue jeans, Eco would not have been able to reflect on the freedom of thought provided by gowns. In so far as these conclusions can be applied to the study of religion and its origins, this suggests that we should consider: I. The degree to which religion may not only be a question of ideas II. The degree to which religious thought is influenced by matter In order to insert the discussion of material culture in a theoretical framework, it may be useful to make a digression. Thus, 33
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below I will make a short excursus on the concept of conditions of possibility.
Excursus: Conditions of Possibility The concept was introduced by Immanuel Kant and historicized by Michel Foucault.16 Of interest for the context of this paper is that Peter J. Wilson 17 applied the concept to ethnographic material and showed its relevance for archaeology and therefore also the history of religions. The idea of the concept is that every historical epoch and every culture has limits to what it knows and what it is possible to know. In Foucault’s thinking, the framework for the knowledge, or the historical a priori, which is not conscious or visible for the epoch or culture itself, is called episteme. When working along these lines, the idea is to ask for and attempt to recreate the space of thought that was prevalent in a given epoch or culture. Foucault thus asked for the surrounding framework for concepts such as those of sexuality, madness, and punishment.18 Wilson sets out asking to which degree it is possible to use evidence from modern hunter-gatherers to learn about life in the Palaeolithic. On the one hand, they are obvious sources of information, because their economic basis is in many ways similar to that of our forefathers. On the other hand, ethnography has, rightly, for decades, criticized direct analogies for being evolutionist. Modern hunter-gatherers live in the present, just as people in industrialized societies do, and they have changed, evolved, and invented just as everybody else has it.19 Wilson’s approach to the problem is that: … while the ethnographic analogy may not be entirely reliable it will display the effect of limiting factors […] The condi16 ‘What is found at the historical beginning of things is not the inviolable identity of their origin; it is the dissension of other things. It is disparity’ (Foucault, ‘Nietzsche, Genealogy, History’, p. 142). 17 Wilson, The Domestication of the Human Species. 18 Lars Albinus has shown how Michel Foucault can be used in the context of the study of religion, see Albinus, ‘Discourse Analysis within the Study of Religion’. 19 Fabian, Time and the Other.
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tions of life contingent on hunting and gathering indicate a minimal sociology, suggesting what is absolutely necessary and sufficient for the survival and well-being of a human society 20
If there is something that modern hunter-gatherers do not have which other societies do have, it is worth asking (a) whether this element is necessary for the ‘wellbeing of a human society’ and (b) whether there is a possibility this was not always there. Most importantly for Wilson, this goes for architecture: Whereas Paleolithic and modern hunter/gatherers were and are technically competent to build dwellings of a permanent nature, the conditions of their lives preclude settlement as a ways of life […]. This means that the nature of their thinking and symbolic representation cannot call on or be furthered by the house. So not only does domestication occur as a historical development, but the frames of mind that rely on architectural structures for their articulation are also historically developed and cannot be biologically determined human universals – as generalizations of certain psychological theories have implied 21
In the course of his investigations, Wilson observes that elements and concepts such as kinship, taboos, morals, war, gossip, borders, and territory, whose existence and presence is obvious in domesticated societies, look differently or do not exist in many modern hunter-gatherer-societies. He takes this as an indication that they are not ‘naturally’ human and not necessary for a human society to survive and to provide for the well-being of its inhabitants.22 Given this visible, substantial difference of architecture between open hunter/gatherer societies and the rest, we may wonder what other fundamental changes arise from (or may be correlated with) the transition from open to domesticated society? What aspects of human behavior, and especially what aspects of the ordering of human behavior and activity, Wilson, The Domestication of the Human Species, p. 23. Wilson, The Domestication of the Human Species, p. 58. 22 See quote above. 20 21
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have evolved directly from the adoption of the house and the village as the primary context of social life? 23
Thus, ‘house’ is not necessary for the survival of the human being, but a constructed addendum. As the house was invented, it became ‘a tool for thought as well as a technology for shelter’ 24 In this vein, architecture and living in domesticated societies has shaped peoples’ minds to a degree that it is a precondition of possibility for being able to think and invent phenomena and concepts such as those mentioned, together with gardening, theatre, neighbors, and privacy. [End of excursus]
Conditions of Possibility in the Context of Archaeology That matter is a condition of possibility for certain kinds of thinking is a conclusion also drawn by David A. Warburton in his study on colour terminology.25 Via ancient Near Eastern languages, he has demonstrated how several colours known as obvious today were constructed only in the Bronze Age, with its valorisation and trade of precious metals. Thus, the term ‘blue’, French ‘azur’ derives, via Sumerian, Akkadian, and Egyptian from the blue stone lapis lazuli. In Persian and Arabic, azure means lapis-lazuli. Likewise, the term ‘yellow’ comes from ‘gold’. Thus the colours azure (blue) and ‘gelb’ (gold) derive from stone and metal. The principle is the same as what we still know today from ‘orange’ – that, although a colour, still maintains its link to the concrete fruit. The points that can be drawn from this is that abstract terms – such as colour – do not come ‘out of the blue’, or naturally, as responses to a need in humans, or as a result of philosophizing. For hundreds of thousands of years, humans had had the sun and the sky to look at – yet the names for the colours blue and yellow do not derive from these obvious natural phenomena, but from stone and metal. It was only with the naming of the lapis lazuli and gold that the sky and the sun Wilson, The Domestication of the Human Species, p. 57. Wilson, The Domestication of the Human Species, p. 5. 25 Warburton, ‘The Theoretical Implications of Ancient Egyptian Colour Vocabulary for Anthropological and Cognitive Theory’. See also Warburton, Architecture, Power, and Religion and Warburton, this volume. 23 24
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were attributed colours. In Egyptian art, the sky is made of lapis lazuli and the sun of gold. Warburton suggests that only when people had concrete and touchable objects (material culture) did they also name them. This suggestion can be supported by several ethnographical observations of peoples with languages with only relatively few words for plants or places shared by the collective.26 Whereas natural phenomena have not immediately invited to categorizations and naming, touchable objects have. Thus, the conditions of possibility for thinking abstract terms such as colour are concrete objects. As these were not always there but have been invented at some point in history or prehistory, also abstract thinking was invented. What Wilson and Warburton point towards is not that, historically seen, humans have with time become cleverer or better at thinking, but that culture has opened up possibilities that were not there before. That culture not only opens up possibilities but also closes and delimits them is obvious. According to Mary Douglas: ‘Dirt was created by the differentiating activity of mind, it was a byproduct of the creation of order. So it started from a state of non-differentiation […].’ 27 Likewise, she refers to the following passage by Durkheim and Mauss involving the invention of categories: For us, in fact, to classify things is to arrange them in groups which are distinct from each other and are separated by clearly determined lines of demarcation. […] Now one could almost say that this conception of classification does not go back before Aristotle. […] Not only has our present notion of classification a history, but this history itself implies a considerable pre-history. It would be impossible to exaggerate, in fact, the state of indistinction from which the human mind developed […] 28
The world as such is not categorized. We invent the categories, and do this primarily by the means of language. Religion is categorization par excellence to a degree that religion and categorization 26 Wilson, The Domestication of the Human Species, p. 31; Willerslev, Soul Hunters, p. 203, n. 2; Descola, Leben und Sterben in Amazonien. 27 Douglas, Purity and Danger, p. 162. 28 Durkheim and Mauss, Primitive Classification, pp. 5–6.
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cannot be separated. Religious discourse, practice, architecture, institutions, and imagery divides the world into ‘life’ and ‘death’, 29 ‘this World’ vs. ‘the Other World’, ‘right’ and ‘wrong’, ‘man’ and ‘woman.’ 30 Often categorizations are dual. One of the prime functions of religion is to prescribe rules for what is a ‘real man’ and what is a ‘real woman’, when are they allowed to marry, and whom, etc. To write a history of religions also means to observe when these categories came into being, or, in the vein of Wilson, to observe when the premises for the categories were invented or entered the scene. Also Peter Pels 31 and Terje Oestigaard 32 have worked on the same lines as Warburton, but from slightly different perspectives. As an anthropologist Pels was invited by Ian Hodder to contribute to the analysis of the Neolithic village Çatalhöyük. Pels’ point of departure is that the study of religion is erroneous in always looking for symbols, gods, myths, dogma, etc. when wanting to investigate religion. Instead, he argues, one should look for ‘the marked’. In Çatalhöyük, what are marked are the houses. Particularly, some houses differ from the majority, and Pels calls these houses ‘history houses’. They are characterized by (a) containing more burials than most other houses, (b) having at least four re-buildings on top of each other, and by (c) re-using elements and objects (e.g., ovens or teeth) from older houses and burials in younger houses and burials (e.g. the old teeth inserted 29 Even life and death are not biologically absolute. Although Boyer cites psychological experiments showing that even children distinguish between dead and alive, David Lewis-Williams refers to the Amazonian Piro (a nomadic or semi-nomadic people) on whom Peter Gow says: ‘Dying, in Piro thought, is not the negation of life, but a further mode of ontogenesis. Death is thus one of a series of transformations. Piro ritual specialists also cross over into the dimension of death: they see “other beings …hallucinatory experience [is] a new way of seeing” ’ (Lewis-Williams, Inside the Neolithic Mind, p. 125 citing Gow, An Amazonian Myth and its History, p. 135). The same point of view is expressed in Humphreys and King, Mortality and Immortality: ‘death is seen by those still alive as a transformation, and is not happening from one instant to another, but is a gradual process’. 30 See Nordbladh and Yates, ‘This Perfect Body, This Virgin Text’; FaustoStirling, Sexing the Body; Bagemihl, Biological Exuberance. 31 Pels, ‘Temporalities of Religion at Çatalhöyük’. 32 Oestigaard, ‘The Materiality of Hell’.
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into ‘new’ jaws). Furthermore, it characterizes history houses that the first house is built on top a ‘charged event’, such as a foundation burial. The particular markedness 33 was maintained in that regularly identical or new actions were performed at the same place. Hereby, the markedness was transformed into a sacredness or holiness, as Pels suggests. And thus we are back at Glob’s definition, although this is not remarked on by Pels. Or, put in other words and with Mary Douglas in mind, the category of the sacred, or, in the first instance, its conditions of possibility, ‘came into being’ (and, again, this was not necessarily as a conscious act). It was only with the invention of the houses and the village that the premises or preconditions of possibility for this category or concept were present. Whereas the average life expectance for inhabitants at Çatalhöyük was 30–50 years, the ‘life’ 34 of a house was sometimes up to 80 years, and that of a house sequence up to 500 years. In other words, the house was detached from human agency: an average house existed already before the birth of the individual and it continued to ‘live’ after the death of the individual. This fact makes the house transcendent in a human perspective: ‘The “house” is […] a transgenerational entity that was definitely marked for special attention by acts of foundation and erasure. […] this clearly indicates the house’s transcendental status’.35 Pels’ point is that concepts basic to the study of religion have their roots not in contemplating thought but in material culture. First, something material (in this case the house) was constructed or produced, and secondly, this new construction provoked new thoughts that were later formulated in words and language. At the same time, Pels revives Glob’s definition of the holy as that which is linked to ‘extra work’.
33 For the concept, Pels refers to Webb Keane, who speaks of ‘degrees of markedness of attention’, see Pels ‘Temporalities of Religion at Çatalhöyük’, p. 234. 34 In order to investigate the relationship between people and things, Pels speaks about the life cycles and life spans of the settlement, house sequences, houses, households, and human beings. 35 Pels, ‘Temporalities of Religion at Çatalhöyük’, p. 245.
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Oestigaard,36 who is an archaeologist, analyzes the Christian concepts of hell and purgatory. Via the reading of canonical texts on the one hand and medieval sources on the burning of witches on the other hand, he shows how the Christian hell was constructed as a burning fire only after the Inquisition and the witch burnings. Until the Inquisition, the image of the Christian hell as well as the underworld of several other religions had been attributed various forms of content, but never that of a burning fire. The Inquisition constituted a ‘real life’-precondition for conceiving the idea of hell as burning. Oestigaard suggests a three-levelled dialectic: (1) the burning of witches, (2) the construction of a popular idea of hell and purgatory, (3) the formulation of this idea in theoretical and theological terms on the part of the priestly elite. The conclusion of Oestigaard is that the construction of hell as burning and a place of fire was a non-intended consequence of the witch burnings. Thus, in a larger perspective, also this analysis shows that ideas and concepts – mental ‘phenomena’ – are triggered by, and need, material objects and real events.37
Defining Religion on the Basis of Material Culture The above examples all show how the mind is influenced by material culture and how material culture is the precondition for certain thoughts.38 As Peter Wilson has pointed out, however, material culture to the extent that we know it today is not necessary for a well-functioning life and society. Most material culture was invented in the course of the past few thousand years. Thus, many thoughts and concepts familiar to us today and in the past hundreds or thousand years were not possible to think before that, because the material preconditions or foundations were not yet there. On this basis, the importance of material culture and archaeological material in the investigation of religion and its origins Oestigaard, ‘The Materiality of Hell’. See also Bredholt Christensen and Warburton, ‘The Religons of Prehistoric Europe and the Study of Prehistoric Religion’; Bredholt Christensen and others, ‘Buchbesprechung von Material Religion’. 38 See also Warburton, this volume. 36 37
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becomes clear. Concepts and symbols – the main ‘ingredients’ of religion, whether in discourse, practice, or imagery – presuppose a certain level of material culture. Returning now to the definitions of religion, it is possible, on a second look, to focus on other words than the ones emphasized in the beginning of the paper: 1) ‘a system of symbols which acts to (2) establish powerful, pervasive, and long-lasting moods and motivations in men by (3) formulating conceptions of a general order of existence and (4) clothing these conceptions with such an aura of factuality that (5) the moods and motivations seem uniquely realistic’ 39 II. ‘a cultural system and a social mechanism (or institution) that governs and promotes ideal interpretations and ideal practices by referring to one or more trans-empirical agents’ 40 III. ‘all explicit and implicit notions and ideas, accepted as true, which relate to a reality which cannot be verified empirically’ 41 IV. ‘En religion er en forestillingsverden, der postulerer, at der findes to verdener – den ene og den anden – imellem hvilken en kommunikation er mulig […]’ ‘(A religion is an ideational world postulating that there are two worlds – this and the other – between which a communication is possible […])’ 42 V. ‘all the ideas, actions, rules and objects that have to do with the existence and properties of superhuman agents such as God’ 43 VI. ‘Une religion est un système solidaire de croyances et de pratiques relatives à des choses sacrées, c’est-à-dire séparées, interdites, croyances et pratiques qui unissent en une
I.
Geertz, ‘Religion as a Cultural System’, p. 4 (italics by author). Geertz, ‘The Definition of Religion in the Context of Social-Scientific Study’, p. 446 (italics by author). 41 van Baal and van Beek, Symbols for Communication, p. 3 (italics by author). 42 Schjødt, ‘Definitionsproblemer i forhold til begrebet religion’, p. 21 (trans. and italics by author). 43 Boyer, Religion Explained, p. 9 (italics by author). 39 40
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même communauté morale, appelée Eglise, tous ceux qui y adhèrent. Le second élément qui prend ainsi place dans notre définition n’est pas moins essentiel que le premier; car, en montrant que l’idée de religion est inséparable de l’idée d’Eglise, il fait pressentir que la religion doit être une chose éminemment collective’ (‘A religion is a unified system of beliefs and practices relative to sacred things, that is to say set apart and forbidden – beliefs and practices which unite into one single moral community, called a church, all those who adhere to them. The second element thus holds a place in my definition that is no less essential than the first: In showing that the idea of religion is inseparable from the idea of a church, it conveys the notion that religion must be an eminently collective thing’) 44 VII. ‘Avant de […] essayer de comprendre la religion des anciens Mésopotamiens, il sera […] avisé d’en arrêter d’abord la structure commune avec les autres religions. […] Ce qui saute en premier aux yeux […] c’est son caractère social. […]. Mais […] ce sont les individus qui la composent et sans lesquels elle n’existerait pas. […] toute Religion n’est donc réelle […] d’abord, que par et dans les individus qui la pratiquent […]. Ce qui légitime et justifie de même la Religion ne se trouve pas, lui, à notre niveau […] mais […] au-dessus de nous. […] Ce “ordre des choses” […] c’est ce que, faute de mieux, on appelle le Surnaturel, mais aussi le Sacré, le Numineux, le Divin – objet premier de la Religion, et sans quoi elle n’existerait pas, n’ayant aucune raison d’être.’ (‘Before […] attempting to understand the religion of the ancient Mesopotamians, it would be […] prudent to take a look at the structures shared with other religions first. […] What is immediately striking […] is its social character. […] But […] it is the individuals who really constitute it, and without whom it does not exist. […Essentially, no] religion is real […] except by and in the individuals who practice it. […] What really legitimates and justifies religion is not to be found on our level […] but […] above us.
Durkheim, Les formes élémentaires de la vie religieuse, p. 65 (italics by author).
44
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[…] This “order of things” […] is what, in the absence of anything better, we term the “supernatural”, but also the “sacred”, the “numinous”, the “divine” – the first object of religion without which it does not exist, not having any reason to exist’) 45 Seen from this perspective, although the supernatural or the divine is indispensable for religion, it is important that this alone does not make up religion. Visions, dreams, trance, and extraordinary experience are those ‘locations’ where the supernatural is originally seen and constructed. From these visions, the gods from the myths and law have part of their identity. Yet, these visions are not religious in themselves; 46 only their interpretation in a specific direction may make them religious. What it takes to have religion is on the one hand a ‘spiritual’ or ‘transcendent’ aspect, and on the other an institutional aspect. The latter implies a collective framework, order, rules, justification, legitimation, symbols, morals, etc., as mentioned in the definitions above. These elements, on their part, all require the presence of an external authority.47 In fact, several researchers have pointed towards authority as the decisive element for religion.48 Accord ing to Lincoln, ‘[…] religious claims are the means by which certain objects, places, speakers, and speech-acts are invested with an authority, the source of which lies outside the human.’ 49 In so far as we consent to this claim, the next question is whether religious claims are to be found universally, or whether they are bound to context and history. It may be significant that the ethnographer Rane Willerslev reports of a meeting with a Siberian hunter, who maintained that: ‘I believe in those [spiritual 45 Bottéro, La plus vieille religion, pp. 21–24 (trans. by David A. Warburton and italics by author). 46 This point is further elaborated in Bredholt Christensen, ‘From “spirituality” to “religion” – Ways of Sharing Knowledge of the “Other World” ’. 47 This point, and the difference between power and authority, is further elaborated in Warburton and Bredholt Christensen, Approaches to the Origins of Religion. 48 For example, see Lincoln, Authority; Vernant, Mythe et religion en Grèce ancienne; Albinus ‘Autoritet, forfatter, tekst’; Warburton and Bredholt Christensen, Approaches to the Origins of Religion. 49 Lincoln, Authority, p. 112.
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agents] I myself have encountered. The rest I don’t know about. They might exist or they might not’.50 If we take this utterance seriously, there is reason to question whether what this hunter expresses – and many modern hunters and hunter-gatherers with him – can be termed religion. The hunter is himself his own authority and does not have any institution legitimating or explaining whether what he sees belongs to this or the other world.51 Also, the spirits he encounters are not necessarily attributed more authority than the hunter himself. Thus, in the claim, a spiritual element is indicated, but not an institutional. With Pascal Boyer, it is important to have in mind that religion is not a monolith but a conglomerate of different elements with origins in different times and in different contexts.52 Whereas the ability of dreaming and going into trance is biological (also animals do it), institutions, law, symbols, and morals (at least some of it) are human, historically invented, and need not be there to lead a human life, as shown by both Wilson and Willerslev. To look for the origins of religion means tracing something that was not developed out of necessity and that not necessarily everybody has or has had. Religion lies between the mental and the material and is dependent upon the material as much as upon the mental.
Conclusion To return to the introductory quote about Islam, a moderation of Morten Hesseldahl must be two-sided: first, religion does not only consist of ideas. Although ideas need to be there in order to have religion, they are not sufficient that something can be defined religious. What it requires is ideas about the supernatural, linked to institutions implying authority. Second, religious thoughts as we know them have been influenced by the gradual Willerslev, Soul Hunters, p. 160. See Bredholt Christensen, ‘From “spirituality” to “religion” – Ways of Sharing Knowledge of the “Other World” ’. 52 Boyer, Religion Explained; Bredholt Christensen, ‘ “Spirituality” and “religion” – Meaning and Origin’. 50
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invention of material culture. This is then an answer to the first working question, as posed in the preface. The role of material culture for religion is not just that of a supplement or an appendix but fundamental for the upcoming and construction of religion at all. For what regards the second question about what kinds of material culture characterize religion, this requires further studies in order to be answered adequately. Apart from features such as burials and monuments, Peter Pels’ contribution shows that there may be good reason to look in other directions than the immediate obvious ones. At the same time, he also shows how the religious, or elements of it, is not constant but moves: whereas in Çatalhöyük ‘transcendent’ originated with ‘house’, ‘house’ has today completely different connotations, and the transcendent has moved to the abstract sphere. As for the third question, it is a fact that archaeologists, scholars of religion, and anthropologists, alone as well as in co-operation, work on identifying the origins of religion. When Pels has argued the condition of possibility for the concept of transcendence to be constructed, it is up to further discussion whether in Çatalhöyük we already have the whole package of religion, or still ‘only’ beginnings, or parts, of it. History houses in Çatalhöyük seem to form foundations for the concept of transcendence; yet, although perhaps a sine qua non for religion, it alone does not make up religion. Summing up, also Pels’ concept of religion is based on the concepts of transcendence and holy. This could be seen as a weakness, in that Pels does not define religion anew, and does not define religion on the basis of material culture alone, but follows traditional tracks. It can, however, also be seen as a strength, because Pels follows the criteria of the study of religion for what a proper definition should contain. What distinguishes Pels’ approach from many archaeological approaches is that he does not assume that the concepts of transcendent and holy were always there and only need to be discovered by the archaeologist. Rather, on the basis of the material, he argues how the concepts had an origin and that this origin can be identified in the archaeological material, more specifically in ‘house’ and in ‘burial’. Following this argument, the origin was not discursive and not something that 45
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could be discussed, at least not verbally. Important about the argument is also that it can be disputed and challenged. Pels’ approach can be described as taking a point of departure in familiar concepts and from there tracing their history. Concerning Çatalhöyük it turns out, or can be argued, that the concept of the holy, which we today link with religion, has its origin in something that we today consider to be secular, namely the house. In his analysis of the history of madness, Foucault showed that what we today define as ill or sick was previously defined as criminal.53 In the same vein, Pels shows us that the religious has made similar jumps. To trace its history is not to follow a direct track but to find its origins in perhaps surprising localities. In the above I have been touching upon the working questions posed in the introduction. Yet, it is clear that they have not been answered satisfactorily. There is still immense work to do in the investigation of early religions, the upcoming of religion, and the relation between religion and material culture. However, the lid has come off the box.
Bibliography Albinus, Lars, ‘Discourse Analysis within the Study of Religion: Processes of Change in Ancient Greece’, Method & Theory in the Study of Religion, 9/3 (1997), pp. 203–32 Albinus, Lars, ‘Autoritet, forfatter, tekst’, in Litteraturen og det hellige, ed. by Ole Davidsen and others (Aarhus: Aarhus University Press, 2005), pp. 359–75 van Baal, Jan and W. E. A. van Beek, Symbols for Communication: An Introduction to the Anthropological Study of Religion (Assen: Van Gorcum, 1985) Bagemihl, Bruce, Biological Exuberance: Animal Homosexuality and Natural Diversity (New York: St Martin’s Press, 1999) Bottéro, Jean, La plus vieille Religion (Paris: Gallimard, 1998) Boyer, Pascal, Religion Explained: The Evolutionary Origins of Religious Thought (New York: Basic Books, 2001) Bredholt Christensen, Lisbeth, ‘ “Spirituality” and “religion” – Meaning and Origin’, in Les Expressions intellectuelles et spirituelles des Foucault, Madness and Civilization.
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peuples sans Écriture: Colloqui UISPP-CISENP, Paris 22–23 Octobre 2007, ed. by Emmanuel Anati (Capo di Ponte: Edizioni del Centro, 2007), pp. 23–32 Bredholt Christensen, Lisbeth, ‘From “Spirituality” to “Religion” – Ways of Sharing Knowledge of the “Other World” ’, in The Principle of Sharing. Segregation and Construction of Social Identities at the Transition from Foraging to Farming. Proceedings of a Symposium held on 29th–31st January 2009 at the AlbertLudwigs-University of Freiburg, ed. by Marion Benz (Berlin: ex oriente 2010), pp. 81–90 Bredholt Christensen, Lisbeth and David A. Warburton, ‘The Religons of Prehistoric Europe and the Study of Prehistoric Religion’, in The Handbook of Religions in Ancient Europe, ed. by Lisbeth Bred holt Christensen and others (London: Acumen, 2013a), pp. 93–99 Bredholt Christensen, Lisbeth and others, ‘Review of Materiality, Belief, Ritual: Archaeology and Material Religion, Material Religion: Journal of Objects, Art and Belief, 5.3 (2009), Special Issue, ed. by Tim Insoll’, Zeitschrift für Religionswissenschaft, 21/2 (2013b), pp. 292–96 Descola, Philippe, Leben und Sterben in Amazonien: Bei den JívaroIndianern (Berlin: Suhrkamp, 2011) Douglas, Mary, Purity and Danger: An Analysis of Concepts of Pollution and Taboo (London and New York: Routledge, 1966) Durkheim, Émile, Les formes élémentaires de la vie religieuse: Le système totémique en Australie (Paris: Presses Universitaires de France, 1914) Durkheim, Émile and Marcel Mauss, Primitive Classification (London: Cohen & West, 1903) Eco, Umberto, ‘Lumbar Thought’, in Travels in Hyperreality: Essays, trans. by William Weaver (New York: Harcourt, Brace & Company, 1983), pp. 191–96 Fabian, Johannes, Time and the Other: How Anthropology Makes its Object (New York: Columbia University Press, 1983) Fausto-Stirling, Anne, Sexing the Body: Gender Politics and the Construction of Sexuality (New York: Basic Books, 2000) Foucault, Michel, Madness and Civilization: A History of Insanity in the Age of Reason (New York: Vintage Books, 1988) Foucault, Michel, ‘Nietzsche, Genealogy, History’, in Language, Counter-memory, Practice, ed. by Donald F. Bouchard, trans. by Donald F. Bouchard and Sherry Simon (Ithaca, NY: Cornell University Press, 1977), pp. 139–64 47
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Geertz, Armin W., ‘The Definition of Religion in the Context of Social-Scientific Study’, Historical Reflections / Réflexions Historiques, 25, 3 (1999), pp. 445–75 Geertz, Clifford, ‘Religion as a Cultural System’, in Anthropological Approaches to the Study of Religion, ed. by Michael Banton (London: Tavistock, 1966), pp. 1–46 Glob, Peter V., Helleristninger i Danmark (Copenhagen: Gyldendal, 1969) Gow, Peter, An Amazonian Myth and its History (Oxford: Oxford University Press, 2001) Hesseldahl, Morten, ‘Farvel til fællesskabet?’, in Den konservative årstid: Betragtninger og visioner efter 2001, ed. by Brian Mikkelsen (Viborg: Hovedland, 2004), pp. 124–37 Insoll, Tim, Archaeology, Ritual, Religion (London and New York: Routledge, 2004) Insoll, Tim, ‘Materialising Performance and Ritual: Decoding the Archaeology of Shrines in Northern Ghana’, in Materiality, Belief, Ritual: Archaeology and Material Religion, ed. by Tim Insoll, Material Religion 5, 3, Special issue (London: Berg, 2009), pp. 288–311 Leroi-Gourhan, André, Les religions de la préhistoire (Paris: Presses Universitaires de France, 1964) Lewis-Williams, David, Inside the Neolithic Mind: Consciousness, Cosmos and the Realm of the Gods (London: Thames & Hudson, 2005) Lincoln, Bruce, Authority: Construction and Corrosion (Chicago: University of Chicago Press, 1994) Mortality and Immortality: The Anthropology and Archaeology of Death: Proceedings of a Meeting of the Research Seminar in Archaeology and Related Subjects Held at the Institute of Archaeology, London University, in June 1980, ed. by Sarah C. Humphreys and Helen King (New York: Academic Press, 1981) Nordbladh, Jarl and Tim Yates, ‘This Perfect Body, This Virgin Text: Between Sex and Gender in Archaeology’, in Archaeology after Structuralism: Post-Structuralism and the Practice of Archaeology, ed. by Ian Bapty and Tim Yates (London: Routledge, 1990), pp. 222–37 Oestigaard, Terje, ‘The Materiality of Hell: The Christian Hell in a World Religion Context’, in Materiality, Belief, Ritual: Archaeology and Material Religion, ed. by Tim Insoll, Material Religion 5, 3, Special issue (London: Berg, 2009), pp. 312–31 48
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Pels, Peter, ‘Temporalities of Religion at Çatalhöyük’, in Religion in the Emergence of Civilization, ed. by Ian Hodder (Cambridge: Cambridge University Press, 2010), pp. 220–67 Porr, Martin, ‘The Hohle Fels “Venus”: Some Remarks on Animals, Humans and Metaphorical Relationships in Early Upper Palaeolithic Art’, Rock Art Research, 27, 2 (2010), pp. 147–59 Rappaport, Roy, Ritual and Religion in the Making of Humanity (Cambridge: Cambridge University Press, 1999) Renfrew, Colin, ‘The Archaeology of Ritual, of Cult, and of Religion’, in The Archaeology of Ritual, ed. by Evan Kyriakidis, Cotsen Advanced Seminar 3 (Los Angeles: University of California, 2007), pp. 109–22 Schjødt, Jens Peter, ‘Definitionsproblemer i forhold til begrebet religion’, in Det brede og det skarpe: Religionsvidenskabelige studier. En gave til Per Bilde på 65-års dagen, ed. by Armin W. Geertz and others (Copenhagen: Anis, 2004), pp. 13–22 Taylor, Timothy, ‘The Willendorf Venuses: Notation, Iconology and Materiality’, Mitteilungen der Anthropologischen Gesellschaft in Wien (MAGW), 138 (2006), pp. 37–49 The Handbook of Religions in Ancient Europe, ed. by Lisbeth Bredholt Christensen and others (London: Acumen, 2013) Vernant, Jean-Pierre, Mythe et religion en Grèce ancienne (Paris: Éditions du Seuil, 1990) Warburton, David A., ‘The Theoretical Implications of Ancient Egyptian Colour Vocabulary for Anthropological and Cognitive Theory’, Lingua Aegyptia, 16 (2008), pp. 213–59 Warburton, David A., Architecture, Power, and Religion: Hatshepsut, Amun & Karnak in Context, Beiträge zur Archäologie, 7 (Münster: LIT Verlag, 2012) Warburton, David A., ‘The Importance of the Origins of Abstraction and Discourse’, in Religion and Material Culture, this volume, pp. 61–99 Warburton, David A. and Lisbeth Bredholt Christensen, Approaches to the Origins of Religion (forthcoming) Warmind, Morten, ‘Religion uden det transcendente? Bronzealderen som muligt eksempel’, in Religion og materiel kultur, ed. by Lisbeth Bredholt Christensen and Stine Benedicte Sveen (Aarhus: Aarhus University Press, 1998), pp. 94–106 Warmind, Morten, ‘What is a God?’, in Religion and Material Culture, this volume Willerslev, Rane, Soul Hunters: Hunting, Animism, and Personhood among Siberian Yukaghirs (Berkeley and Los Angeles: University of California Press, 2007) 49
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Wightman, Gregory J., The Origins of Religion in the Paleolithic (Lanham, MD: Rowman & Littlefield, 2015) Wilson, Peter J., The Domestication of the Human Species (New Haven and London: Yale University Press, 1988)
Abstract Various definitions of religion stress the supernatural, the transcendent, or the holy as the main characteristic of religion from which it is possible to distinguish religion from non-religion. This is useful when working with texts, and mirrors the source-material from which the definitions were made. Yet, when applying these definitions to (prehistoric) material culture, it becomes clear that they are only of use in relation to the material they were made on – texts – and that they cannot help us in identifying religion in archaeological material. Yet, as Pascal Boyer has pointed out, religion is not a monolith but made up of various components. Some of these have a biological origin and some have a cultural origin (in the Palaeolithic, the Neolithic, the Bronze Age, or later). Some of the components are mental, some of them are material. The question is how many of these elements it takes to make up religion.
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WHAT IS A GOD? ‘But, they say, we do not fear the images themselves, but those beings after whose likeness they were formed, and to whose names they are dedicated. You fear them doubtless on this account, because you think that they are in heaven; for if they are gods, the case cannot be otherwise. Why, then, do you not raise your eyes to heaven, and, invoking their names, offer sacrifices in the open air? Why do you look to walls, and wood, and stone, rather than to the place where you believe them to be?… Wherefore it is undoubted that there is no religion wherever there is an image. For if religion consists of divine things, and there is nothing divine except in heavenly things; it follows that images are without religion, because there can be nothing heavenly in that which is made from the earth.’ Lactantius (Divinarum Institutionum, 2.2, 2.19)
Pieces of wood and stone, and not really gods, said the Church Fathers about the Hellenistic gods, thereby implying the ‘real’ gods were disembodied and that they were not depicted, nor (possibly) inhabited temples. Lactantius, who became the teacher of the emperor Constantine’s son, was writing this apologetic treatise some time just before 311 ad at the beginning of the Christian ascendancy. As we know, the deities worshiped by the Church Fathers were soon to be made visible, fashioned of both wood and stone and in large-scale buildings with a cult, which became more and more public. And images, temples, and public cult do indeed seem to be hard to separate from the concept of gods. Actually in my early years of studying the Science of Religion, I was told that a god proper is distinguishable from (merely) a divine entity through precisely those attributes – public cult, a cult image, and a temple or at least a fixed place of worship. Of course, this only describes what a god requires, and I think it is possible to get a little closer to the essence of what a god is. In order to do this, I shall first present some different deities and gods and try to distinguish them from each other. This will result in a tentative typology. I shall then try to go a little further from that.
Examples of Gods The present king of Thailand is a god and this should warn us against making assumptions on the nature of gods as mere Religion and Material Culture: Studying Religion and Religious Elements on the Basis of Objects, Architecture, and Space, ed. by L. Bredholt DOI 10.1484/M.ASH-EB.5.114427 Christensen, J. Tae Jensen, Turnhout, 2017 (ASH, 3), pp. 51–59 ©
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objects of fantasy. They are not. They can be real living people. King Bhummiphol is not the only living god in the world today. If anyone should find the claim preposterous that a human being could be a god, it is because that person nurtures impractical ideas about the nature of god-hood. The katchina-dancers of the pueblo-dwellers in South-West America can be said to ‘dress up’ as gods, but when they are active, it would be more accurate to say that they are the gods – in many ways just as the king of Thailand. However, they are not active all year round, and to my knowledge, only among the Hopis does one single katchina receive cult the whole year. Santa Claus is practically a katchina-type masked dancer. And a person who is dressed up as Santa must be said to be just such a dancer. People who ‘dress up’ as Santa may not ‘dance’ but they do follow an orally transmitted prescribed set of movements, and they say only things a Santa would say. Since Santa is also in a sense the popular Saint Nicholas, he is the object of cult and there are numerous cult-buildings dedicated to worshiping him. A piece of bread can embody a god in the right circumstances. And it is an important tenet that the bread then IS the god and not a representation. This god, like the katchina, exists only in this form during the cult. But as we know, the bread is only one form of this particular god. The Angakoq in Greenland would travel in spirit-form to the Sea-Woman or to the Man in the Moon. These two beings controlled the game and/or the weather, and would either be angered or bothered by humans breaking tabus. These two beings did not receive cult, however, except maybe at Nunivak in Alaska, where the Sea-Woman with the name Sedna seems to have been worshiped all year. I have chosen to leave out of my discussion deities such as the so-called momentary gods from a famous list of so-called deities that are actually the personified form of various acts performed during the agricultural year and supposedly invoked when performing these acts. The list is often attributed to old Roman Historian Fabius Pictor. Neither would I include the phallos praised in hymns in Greek processions, because in my opinion both these phenomena are too tied to a specific moment to 52
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count as gods proper. It might be argued that the phallic Priapus, found in Roman gardens is the phallos in god-form, but that merely stresses my point that the disembodied phallos is precisely not ‘a god’ – it has to have a body attached to it. As for the invocations in personified form of the acts of agriculture, while performing these acts, they might have been the beginnings of ‘gods’, but did not quite make it. Further I would point out, that in Nordic sources it seems obvious that several different anonymous groups of beings were important in both ritual and lore. In the medieval sources they are sometimes referred to as ‘the beings’, vættir. As they are not personified nor individualized, I do not think they count as ‘gods’.
Forms of Gods Some main types of deities can be deduced from the preceeding examples: 1. The indistinct ‘Man in the Moon’-type, who seems to be devoid of cult and stories outside his function as guardian of the wildlife 2. The dressed-up dancer who ‘becomes’ the god in particular instances. The cult is closely tied to the season and to the dancer’s mask, suit, or general get-up 3. The cultic object or focal point, which receives a name and is thought of as personal. This type overlaps with the dressed-up dancer, but I would also understand the Eucharist in this way 4. The deity who has a specific cult on an everyday/weekly basis in temples 5. Living rulers who are seen either as gods or as perfect representations of gods of the type 4 (or 6). Obviously the dressed up dancer could be close to this type. Sometimes the god is the perfect representation of the ruler instead 6. Indistinct all-encompassing deities without images and sometimes even no temples in the version 3 understanding of the word. They might be seen as closest to type 1 53
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It must be emphatically stressed that there is no linear direction of change presumed, nor any qualitative judgements made. No type of deity is ‘better’ or ‘more evolved’ than any other. Indeed, deities can be observed changing from one type into another or even belonging to several different types at the same time depending on the circumstances of worship. So just as there is no staircase or evolutionary ladder, there is also no system of pigeonholes. It is instead meant as a means to think about the deities and their functions in distinct contexts.
Temples Another manifest form of deities are the temples. Sometimes, it can be a vast building complex, or sometimes it can be little more than just a shed, but in both variations physical evidence of the cult and therefore the existence and possibly of the presence of a deity exist. We should be aware that temples are not always just the houses of the gods that they are attached to. Sometimes the temples predate the gods as places of worship. A thing, such as a stone, may have been the object of cult with rites such as libations or periodic circumambulations before it was attached to – or became the seat of – or simply became the god. Particularly, when dealing with Hellenistic cults, we sometimes refer to these ‘original’ objects as the god’s ‘cult object’. Famous is the black stone, which embodied, somehow, the goddess Cybele and which was brought to Rome as a gift from Pessinus in 210 bce. You could construct a temple for Cybele anywhere and put a life-like statue inside, but without the stone it apparently was something less than a temple of Cybele. Many of the central Greek temples had such original objects of worship, which were always present and sometimes far more important in ritual than the elaborate statues, which we tend to regard as ‘the gods’. In passing this point it is interesting to note, that Latin does not have a word for ‘temple’, even though the word used in most European languages, namely of form of ‘temple’ is derived from Latin. To me, this is a poignant and therefore important sign that temples are secondary to worship. When the Romans 54
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wanted to talk of that which we call a temple, they said aedes religiosus, which would translate directly as ‘tabooed building’ – or ‘building where religiously grounded restrictions apply’. Leaving this point aside, we can see that temples most certainly play a role in the perception of deities. One can see several of our varieties in the various types of buildings. There are unique temples, even for deities who are worshiped all over the world. One might say that the deity, or a particular aspect of the deity, is more present, and more readily worshiped at a specific location. Apollo provided oracles in many places in Hellas, but at Delphi they managed to promote this particular aspect of the god in such a way, that Delphi came to be understood as the best spot to experience this particular ability – to the detriment of other Apolline oracles. There are other reasons for a temple being seen as unique. We have mentioned that it may possess an object, which is particularly of or tied to the deity. The palladion (wooden cult image of the Greek goddess Athena) would be another such example – or the True Cross. Then there are temples, which strive for uniformity, no matter where they are constructed. Both the Christians and Mithrasworshipers seem to have wanted their temples to be as similar as possible with respect to at least a number of variables. In India this is also found with respect to certain cults. The experience of entering ‘the same’ room everywhere in the world is part of the attraction and possibly a demonstration of the ubiquitousness of the deity. It is an important point in the discussion of gods that the temples show their relative might, their ‘international-ness’, the power of the builders – also with respect to ownership and control over the ‘cult-objects’. Temples may also be palaces, where the daily ritual concerning the deity is completely similar to that concerning the ruler. One awakens the deity, readies it for the day etc. until sundown when it is wished ‘good night’. It is difficult to say, whether it is the god that is being treated like a ruler or the ruler, who is being treated like a god. The ceremonial certainly stresses the close connections between the two functions and the sacrality of ruling in the places where this is the case. 55
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Gods without Boundaries It is clear that the types of gods mentioned above all have in common that they are spoken about and called upon at specific intervals. Undoubtedly the myths and stories about the gods are an important part of their existence, chiefly because they ‘release’ the gods from whatever locality they might otherwise be tied to. But the stories might be transferred from deity to deity, or, more often, deities that have no original connection to the stories may be identified as the protagonists. What we (normally) mean when we say ‘god’ seems to be a character from rituals and/or stories (very often about rituals), who has somehow transcended these stories and the place and the cult to some degree. This happens as a result of human agency of course, sometimes carefully planned, sometimes as a by-product of other human activities such as travel or conquest. So most gods have a local origin, which they have left behind to a greater or lesser degree and become international, which is an anachronistic term. It is perhaps better to say inter-ethnic or inter-linguistic. The mechanisms through which this happens are many and varied. Examples probably spring to mind for most readers. The Romans adopted a more or less conscious policy of adapting their own deities as much as possible to Greek types, which were already being worshiped outside their Greek ‘homelands’ and cultic places. This process began even before Rome had become an important player in the Mediterranean world. This was probably a process, which in Italy began with the Etruscans (who had been exposed to the process from the Greek colonial city-states). It is obvious for any student of Roman religion that there were many salient differences between the ‘native’ Roman gods and their supposed Greek ‘counterparts’, which were glossed over by Roman poets and historians alike. The process may for the incipient imperial power of Rome have been a nod to the Etruscan past as well as a ticket to participation in broader Hellenistic cult, culture, and politics. It could also be used as an imperialistic device. Declaring the deities of conquered peoples to be their version of a god already worshiped in Rome, as a way of understanding and ‘taming’ the foreign deities into a Roman frame of worship. In the Celtic 56
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areas this process is extremely visible with more than a hundred local deities being interpreted as Roman gods.
An Important Aspect It is precisely in the process of adapting one god into another culture that it becomes apparent what the important part of the deity is. Sometimes, the process seems to have been an unconscious one and not always a matter of policy. Perhaps, when one perceived gods the way the Hellenized Romans did, it was impossible to see them in any other way. It was also unthinkable not to embody them in human form that would be something which was originally alien to the Romans and which seems to have been alien to the Gallic Celts. A telling example, which shows how deities, perhaps of type 1 to 3, could become embodied, is the small clay statuette of Epona from Trier. The museum piece is a copy of an original, which is in a private collection but the copy shows the details well enough for the following reconstruction of events: a buyer comes to a figurinemaker and asks for an Epona. ‘What does she look like?’, he is asked. ‘She is a matrona riding a horse sideways’. Unable or unwilling to make an Epona from scratch, the craftsman takes a finished mother-goddess: throne, footstool and all – and plunges her into an unbaked horse. Plop! ‘There you are, Sir! One Epona all done!’ The clay statuette demonstrates an important aspect of gods that they are primarily defined by their so-called attributes and by their gender and social role in the society. If you have an image of a young man with a caduceus, it is Hermes. But if you take away the caduceus and give him a lyre instead, it is Apollo. The Epona statuette demonstrates that the social role of mother/married woman, combined with a mare, expresses all that is essential about the deity. The horse and the mother are signs rather than images – and I believe that this is one of the essential things to remember about gods. Like signs, gods in themselves are carriers of messages about gender and a social group.
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Names Gods are manifested not only as images and stories. It was pointed out at the conference that a god can also be understood as chiefly a name. That the name embodies the god! This is in harmony with my understanding of gods as signs or even messages about social roles and social organization. My reluctance to include names (or even words) is based on a worry that this understanding of the nature of deities has had an importance, which has not been congruent with its explanatory power or relevance. From the language-theories of Max Müller to the Indo-European constructions of Dumézil, the idea of taking words and language as a point of departure has shown itself to be overly reductionist and/or unfalsifiable. It is, however, of great importance not to leave language out, as religious rituals very often create environments where not only actions, but also speech acquires the power to change things often through the deity or at least inside the sphere of the deity. So the name is certainly not unimportant, but I would claim that the name is not always the essence of the deity. Hashem, ‘The Name’, as Jahveh is referred to in Judaism is a counter-example of a deity so powerful that the name is never even mentioned. Somewhat akin to calling the god of the Christians simply God, hence removing any reference to any name. In summing up, a god appears to be most often a physical image connected to a particular social group (or function) as well as a ritual or a set of rituals (often) connected to the social group of function. There may be a large amount of stories illuminating the rituals or other features of the god, but it is not necessary and sometimes these stories are clearly of a very secondary nature. Gods appear to have a local origin, but those that become popular become mobile and can become popular over vast areas, even if they are still tied to a special object or a place. A salient example is the god of the Jews, Christians, and Muslims, which is generally agreed to be ‘the same’, but who, to the Jews, actually to some degree inhabits the stones left over from the temple of Herod in Jerusalem. To the Muslims he has a particular interest in Mecca, and a large number of the Christians believe his representative abides in Rome. It may be the hallmark of the truly successful gods that they can be embodied and understood 58
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in practically all the different types mentioned above – simultaneously. However gods are perceived, they do require some form of material projection. Even a god with no material being requires a cultic focus. Lactantius’ idea, that only intangible worship is truly religious, may be philosophically pleasing, but it has never been true in the real world. Religion and even gods leave a trace and their existence can be deduced from material remains.
Abstract The classificatory and/or phenomenological term ‘god’ is used very frequently, but very rarely discussed. In definitions of religion the term is studiously avoided in favor of far more vague beings(?) such as transempirical powers if the reference to any beings at all is not completely left out. Obviously ‘gods’ are something more that transempirical powers, and not necessary in a religion. But what is a god? What do we actually refer to, when we use the term? The paper represents a step towards a hopefully more nuanced understanding of the concept.
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My main interest here is the relevance of material culture for tracing and recognizing the development of thought. The object is demonstrating that one can relatively clearly identify the social context and the earliest point in time when what we call religion could have appeared. The method is based on suggesting that one can read a good deal of importance about the development of thought, and in particular the importance of the Bronze Age for the origins of complex thought. I argue (a) that the history of writing and literature offers some interesting insights into the development of myth; (b) that monumental architecture allows one to draw some conclusions about the development of discourse; and (c) that material culture in the form of precious materials plays a decisive role in providing a window into the era of the beginning of abstraction. Examining religion in Prehistory demands that one understand the nature of religion, and its origins and early forms. Approaching Prehistory means relying on material culture for information. Virtually all of the sophisticated definitions of religion demand some kind of discourse with references to abstract ‘supernatural powers’ and ‘ideal values’ clothed in some kind of ‘symbolic’ representation with ‘shared’ meanings.1 This implies a great deal of intellectual activity. Demanding that material culture alone demonstrate these features involves stretching the evidence, speculation, or heroic assumptions. Thus one would Bredholt Christensen, this volume.
1
Religion and Material Culture: Studying Religion and Religious Elements on the Basis of Objects, Architecture, and Space, ed. by L. Bredholt DOI 10.1484/M.ASH-EB.5.114428 Christensen, J. Tae Jensen, Turnhout, 2017 (ASH, 3), pp. 61–99 ©
FHG
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be justified in dismissing the matter where there is no verbal evidence to support the argument. Hitherto, this logical situation has generally led to the conclusion that one could not study Prehistoric religion because of the absence of texts. However, I pose the question in the opposite fashion. When and how did abstraction begin, and can we trace the development of discourse? What does the early history of written language reveal about what might have been discussed earlier? And, does the history of monumental architecture have any further information to offer? In this fashion, I aim to show that concrete objects played a fundamental role in the development of abstraction and that architecture may reveal something about the development of discourse. My object is seeking an accord between evidence and definitions of religion. I argue that abstract thought and discourse have their origins in the Bronze Age of the Ancient Near East (c. 3000– 1200 bc), but that they did not really begin until the Iron Age in the Near East (i.e., after c. 1200 bc). It is highly probable that decisive developments in the history of what we understand as religion did not begin in the urban centres of the Near East, but rather in the Levant and the Aegean. This does not, however, mean that one should dismiss the Bronze Age Near East. For me, the beginning of history marks a significant divide. Until recently, it was assumed that religion could not be studied using prehistoric materials. By contrast, it was widely assumed that the only interesting aspect of the Ancient Near East and Egypt was the religion. This should have meant that the earliest Bronze Age religions should have been placed at centre-stage in the Study of Religion – and have played a central role in resolving the issues of the nature and origins of religion. Yet in reality, the Egyptian, Babylonian, and Sumerian religions were never really incorporated into mainstream instruction in the Study of Religion, in the sense of employing authorities to instruct them as obligatory classes (in contrast to, e.g., Islam or Buddhism). In fact, the opposite was the case: even research by professional Assyriologists and Egyptologists in their interpretations of their own material was influenced by the Study of Religion. Indeed, this influenced scholarship as authorities for these earliest religions did frequently find refuge in institutes 62
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dedicated to Christian and Jewish theology – but their role there was to explain the context of the origins of the Judaic-Christian traditions rather than to understand the nature of these religions in themselves. In this fashion, the potential impact of the importance of understanding the prehistoric materials and the Near Eastern Bronze Age religions on the Study of Religion was avoided. Obviously, recent decades have changed this situation slightly. Religion in the Neolithic is being investigated analytically. And the politics of the ancient empires are also now allowed to emerge from the shadow of the religious understanding of the Ancient Near East. Among archaeologists and students of religion alike, religion is beginning to be understood in ideological terms, and thus closely related to political discourse. Thus, the way is opening for a clearer understanding of religion, one which is separated from ‘belief’ (a concept which has dominated the understanding of religion for some time – particularly encouraged by the atmosphere of theological faculties). Yet outside archaeology, the peripheral nature of Early Antiquity and the oldest religions has not changed, and the influence of the traditional Study of Religion prevails. The result is a tacit accord (among archaeologists and historians of religion) suggesting that the Bronze Age did not witness the origins of religion, but rather that religion was older – yet could not really be studied because of the absence of texts. I thus argue that it is highly significant that the developments of the Near Eastern Bronze Age have never really been taken into account in discussions of the origins of religion. These tend to stress either Classical Antiquity & the Biblical tradition or the Neolithic & Palaeolithic, albeit with frequent references to the Indo-Europeans. The material evidence from Bronze Age and prehistoric contexts rarely plays a central role, being replaced or dismissed by conjecture and analogy. I argue that one of the results of this is that many scholars of religion tend to assume that what we know from Greece, Rome, and Israel allows them to project religion as corresponding to cognitive structures in the human mind, structures which can be traced back to the Palaeolithic. Strangely, most archaeologists tend to adopt this same attitude – although we have a considerable 63
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amount of evidence that the Bronze Age was not like the Iron Age, let alone the Iron Age like the Palaeolithic. In contrast to others, I aim at demonstrating that the material and written evidence can be combined to actually identify a sequence. My own conclusion is that the invention of writing played a crucial role in the development of a capacity to express and perceive thought, and (by diffusion) subsequently had an influence on the development of spoken language in regions that were illiterate. Thus I argue that the modern definitions of religion are probably adequate in the sense that texts offer a key means of access to religion, but also in the sense that what is today understood as religion probably did not exist earlier.
Definitions To avoid misunderstandings, I offer some definitions, all my own minimal versions, which are probably acceptable to most. Religion At a minimum, religion is a set of culturally developed symbols recognized by a community with a discourse including references to an inexplicable transcendental mystery linking this world with the Beyond through death and ritual.2 Abstraction Abstraction involves the creation of categories (expressed in language or written symbols) which do not exist in the real world, but which can be discussed. Discourse Discourse is the exchange of thoughts about abstract categories.
2 Warburton, Architecture, Power, and Religion, p. xv; adapted version of Warburton, ‘Psychoanalyzing Prehistory’, II, pp. 419–55, esp. II, p. 431.
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Architecture Architecture is human construction with two main trends: (1) representational communal monuments and (2) domestic shelters.
The Argument The issue is: how did discourse come into the world, and can one trace its history? My argument is that discourse spread through diffusion, and that one can actually trace the origins back to the origins in the Bronze Age Near East. Abstraction I argue that physical objects played a crucial role in creating the platform for abstraction and expressing discourse, and that the crucial developments took place since the beginning of the Bronze Age. In general, it is recognized that the religious texts of the Ancient Near East and Egypt represent the earliest known stages in the expression of philosophical reflection. Yet it is rarely appreciated that complicated texts involving myth and narrative date to at least centuries – and perhaps a millennium – after the invention of writing. I argue that this is in itself significant. The issue is far more complicated than merely piecing together the evidence for the direct expression of thought. One must also take account of the development of abstraction in language, art, and architecture – and particularly the latter in both (a) reflecting and (b) determining the development of abstract thought. One can trace developments in a fashion which would virtually preclude projecting certain features back to the Neolithic and the Palaeolithic; indeed, it is possible that one cannot really even claim that ‘religion’ – at least as currently – defined actually existed in the Near Eastern Bronze Age. The Early History of Writing The ‘invention’ of writing represented several simultaneous leaps, which took place in rapid succession over perhaps a century or 65
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so in Mesopotamia, around 3600 bc. The basic breakthrough was the idea of graphic representations of sounds and ideas in a fashion, which could be read by those initiated into the system. It was initially a means of recording information and not intended for the communication of information. To understand the distinction between ‘recording information’ and ‘the communication of information’, i.e., the process, which led to communication, one must look at our world: composed of familiar letters, chains of words one has never seen before can be grasped. The superficial ‘meaning’ of a sentence such as Lagarde Candidate au FMI is clear.3 However, to ‘understand’ it one needs more. The initiated will know that it meant that Christine Lagarde, the French Minister of Finance, had finally officially announced that she was interested in the post of managing director of the International Monetary Fund; they will also know that the IMF is one of the world’s crucial financial institutions. Those with less interest in finance may recall that the previous managing director had resigned under extraordinary circumstances. Yet, thanks to universal education, the superficial meaning of the sentence itself is clear to virtually anyone in the West: using magazines, dictionaries, and encyclopaedias will allow virtually anyone to understand the complete meaning of the sentence; literally in seconds if using the internet, slightly longer for others. This is written information as communication, intended to convey information (and able to do so for all readers). By contrast, the terse texts on one of the earliest Mesopotamian tablets would remain incomprehensible to most people with an average education (which was ‘zero’ at the time when the first texts were composed by several dozen select scribes). Even a slight familiarity with some cuneiform signs would be of no help as there were no dictionaries and reference books. There was no system of universal education and the complexity of the writing system – which includes several different methods of counting – would put the methodology beyond the intelligence of most. To even superficially read the tablet one would have to know virtually everything that could have been written TF1 News, 25 May 2011 (= ‘Lagarde candidate for IMF’).
3
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at that time. Yet not only did the signs have to be read, but one would also have to know how to turn the tablet (horizontally or vertically) to find the beginning. One would require an intimate knowledge of writing, tablets, institutions, and their affairs to be able to get any sense out of the text. And it was not foreseen that anyone outside the system would have had access to the tabets with a view of studying and understanding them. This is written information intended to record data, not intended for communication. At the time that they were composed, these were the only forms of written communications in existence. Although simplified in the following centuries – and adjusted to write several different languages – the concept of writing as a system of communication in a generally informative sense did not really evolve very rapidly. This latter type of writing is an example of information; the former is communication. The newspaper is open to all, given the resources available today, even a semi-literate person could manage to elucidate the entire meaning of almost any article. The Archaic tablet is reserved for insiders. Crucial is thus that whereas newspapers published for the barely literate are among the most widely circulated media today, these tablets were the only written material at this period before the dawn of history. Yet, by contrast, despite the availability of texts and reference works today, any potential discourse about the role of the IMF is restricted to a relatively small mobilized elite: the critics and supporters of Western finance. Most people in the West are concerned about unemployment, salaries and taxes: not the entrails – let alone the institutional and theoretical underpinnings – of the financial system. The existence of any kind of debate about the role of the IMF depends not only on published materials but also that those opposed to the system have access to them and the education necessary to understand the materials. Even so, there is no real discussion about the institution and its role: officials are appointed and finance awarded or denied to nation states without any real public discussion. Readers will be conscious that the debate about the IMF is restricted to a very small group, even though the information is readily available – and the activities of the institution ultimately touch every person on earth. 67
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The bureaucrats in Uruk administered the most advanced economic and social system the world had ever known at that time – and one which was decisive for everything that has since happened in history. Yet their activities are not well understood: they did not publish statistics for the peasants, nor did they offer working papers on their analyses, nor courses about their institutions, nor a postal system accessible to the public by which people could exchange information about such minor issues as wage rates. None of this would come until thousands of years later. They were not interested in anyone discussing their information or activities. There was not only no dialogue, but not even the intention of communication.4 I stress (a) that at the time of the Archaic Texts from Uruk, we still have no historical or religious texts and (b) that this society was nevertheless far more complex than any that had ever existed on earth before. It is hardly an accident that the texts were found in the foundations of some of the largest buildings erected up to that point in human history. Accompanied from the start by monumental architecture, the invention of Information Technology represented one of the most fundamental changes in human life. Yet in these earliest texts there was no abstract system of counting: specific systems were created for beer, milk, grain, oil, time, dried fish, sheep, etc. Some of these systems were extremely complicated using combinations of sexagesimal and decimal counting. In this sense, they were not abstract since directly related to the elements being counted. Curiously, this extremely complicated system grew out of a system with even less abstraction: conical clay tokens which had some numerical significance. In the earliest texts, the impressions of such tokens give numerical
The very concept of a dialogue did not emerge until centuries – and even millennia later, dialogues (such as those of Socrates) were intended to dictate and teach rather than exchange ideas in the modern sense. Thus, although the invention of writing represented the first and greatest Information Technology revolution, the communication aspect is incredibly different today. As an illustration, I should anecdotally note that literally while writing these paragraphs, I involuntarily felt compelled to modify a couple of minor details in the English version of the Wikipedia article on Jacques de Larosière, one of Lagarde’s predecessors as head of the IMF. 4
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values: the value of the impression of the base, the vertical side, and tip could each have a value.5 This writing was invented to keep account of the economic activities of the state. Significantly, it is not clear that the signs on these earliest tablets were consciously written in any language. In this sense, they were not just the expression of pure data, but also of pure political power, untrammelled by problems of identity. As noted, in a couple of centuries this cumbersome system was abandoned, and the complicated Sumerian cuneiform developed. This was a dual system: on the one hand, a system of writing, and on the other, the representation of a language with its proper grammar. One of the principal ideas was to write texts: names, names of institutions, dates, etc. This was quite different from merely recording data and accidentally creating names for institutions and measures (which was what happened at Uruk in the earliest texts). Within a couple of centuries, this cuneiform system was adapted to write Semitic languages in Syria and Mesopotamia. Although the actual cuneiform signs were not adopted, the basic conceptual idea of using graphic signs to depict language was adopted in Egypt (c. 3100 bc) almost immediately after its invention in Mesopotamia, and then in the Indus Valley during the third millennium. During the second millennium bc, the idea was adopted in the Aegean and China. The cuneiform alphabet was invented around the end of the second millennium in the Levant (possibly at Ugarit where it is documented for the first time), and the concept of letters further south on the Phoenician coast during the early part of the first millennium. The Greeks adopted two different writing systems. The first was the Bronze Age Linear B used to write Mycenaean Greek (using the values of the Cretan Linear A system) and the second was the modified Phoenician alphabet used to write the various Greek dialects of the Iron Age. Obviously, it is this latter alphabetic system of letters that we have inherited today.6 For details, see Englund, ‘Texts from the Late Uruk Period’, pp. 15–233. I note that I started to write a history of the Chinese script, but was obliged to abandon the effort due to the limits of space. This also has a substantial impact upon presenting the full argument about architecture, as the traditions of Japa5
6
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The Early History of Texts The earliest texts in Mesopotamia and Egypt are administrative, mathematical for Mesopotamia, bureaucratic for Egypt. These texts lack grammatical structure, and it is centuries before texts with grammatical structure appear. Titles, names, institutions, numbers, dates, materials and similar details were the only items recorded in those distant days. Among the earliest ‘literary’ texts – which appear centuries after the invention of writing – are catalogues of advice for budding bureaucrats, along with the literature of despair, and the earliest fragments of myths. Thus in the second half of the third millennium we have the first signs of a discourse about urbanism, the state, divinity, and bureaucracy. Strikingly, the third millennium catalogues of advice are quite similar in Egypt and Mesopotamia in the sense of having an urban context. Significantly, Q uack has demonstrated that the literary structures of the Egyptian Admonitions and the Sumerian Lamentations are virtually identical.7 Since the two ancient Near Eastern languages and systems of writing are different, and the historical developments likewise quite different, it is odd that the conceptual forms of the two are closely related. During the third millennium, in Egypt astronomical observations were clearly recorded, as their traces are found in the Egyptian Pyramid Texts, and on some coffins. The relations between rulers and astronomical cycles were assumed in Egypt – and certainly so centuries or millennia later in China and Me sopotamia. As the Assyriologists deny potential observations of astronomical events and parallels relating astronomical events to rulers in the third millennium,8 one cannot claim that nese and Chinese architecture reflect a different discourse. In order to come close to accommodating the space limits imposed, I have thus likewise renounced discussing other peripheral issues (such as the Indo-Europeans) and even the central issue of space in monumental architecture (but, for this latter), see Warburton, Architecture, Power, and Religion. 7 Q uack, ‘Die Klagen über die Zerstörung Ägyptens. Versuch einer Neudeutung der “Admonitions” im Vergleich zu den altorientalischen Städteklagen’, pp. 345–54. 8 The presence of third millennium celestial observations in Mesopotamia can be argued, but is denied by Assyriologists; yet clearly demonstrated for Egypt, cf. Warburton, ‘Egypt’s Role in the Origins of Science’, pp. 72–94.
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this tradition was diffused in the third millennium – but the concept of linking rulers and celestial events was common elsewhere later, and thus eventually diffused. The exact relationship between the development of fragments of myth in mid-thirdmillennium Egypt and the emergence of myth in third-millennium Mesopotamia remains to be elucidated, but here the co-incidence is indispitable and thus diffusion can be argued. Thus one cannot demonstrate it, but the evidence can be plausibly interpreted as suggesting that exchanges between bureaucrats in Egypt and Mesopotamia led to the earliest literature. The fact that the stages of the developments are virtually identical in both cultures is curious. The fact that the themes and structures march in parallel would also suggest that there was mutual influence. Thus the fact that the two different urban civilisations shared the compendia of advice, which led to the origins of literature can itself be viewed as suggesting a kind of discourse, but it must be admitted that these texts are decidedly disappointing in terms of content. Thus it is of greater or equal importance that the context is clearly urban. There is no trace of an element inherited from the Prehistoric times. The earliest known witnesses to human discourse do not provide a platform for claiming an inheritance of complex thought from before the invention of writing. Significantly, even for something as simple as a catalogue of advice or the description of a catastrophe, the authors were dependent on outside verbal stimulation. I interpret this ‘outside stimulation’ as involving several different levels. The most obvious level is that of actually adapting a foreign text for one’s own purposes. It is curious that the forms of literature are virtually identical in both societies: historical inscriptions, counsels, lamentations, religious spells, hymns, myths, etc. are what we find in both Mesopotamia and Egypt – and appearing at roughly the same points in the sequences. This indicates to me that the authors in each civilization were copying from the works of the others – and adapting them.9 9 I add that it is probably not insignificant that what we understand as ‘oracles’ and ‘omens’ appear from the end of the third millennium bc at the earliest, and that these then appear in the second-millennium texts of the Hittites in Anatolia and the Shang Dynasty in China. In all the civilizations with
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One can also see that in the internal developments of the Egyptian tradition of ‘teachings’, each was influenced by an earlier written form, which was reworked. Remarkable is the fact that the actual events, people and objects do not seem to have sufficed to stimulate the writings of the authors. Instead it was the written form, which was then used as an inspiration. Rather than describing the world around him, one Egyptian scribe even despaired that he would be able to do so as he was unable to find ‘unknown expressions’ and ‘words that had not hitherto been used’ and thus left with an insurmountable task when he expected himself to describe what he saw.10 For me, this implies that in the understanding of the participants, (1) written verbal expression was far easier to manipulate that the analysis of the ‘things’ and ‘events’ themselves, and (2) yet even this was daunting in the first half of the second millennium bc. Nevertheless – albeit incredibly slowly – it was the ideas expressed in written form which provided the stimulation for each successive creative step. The verbal stimulation is essential. But obviously, in the Bronze Age real discourse was still some way off.11 The Early History of Religion: Myth, Narrative, and Discourse There can be no doubt that what were later known as gods already existed before the earliest texts in Mesopotamia and Egypt as their names appear in these texts. Whatever a god is,12 which we are familiar, the earliest oracles and omens are used to interpret political issues. This not only stresses the importance of the royal courts for the development of religion, but also the nature of the stimulation. 10 Q uoted from the translation by Burkard, see Burkard and Thissen, Einführung in die altägyptische Literaturgeschichte I, p. 133. 11 In the same sense, I assume that most scholars recognize that their own innovative ideas are generally the result of reading a contribution by someone or having a discussion with a colleague. The number of original ideas that appear in academic journals is quite limited: most are responses to other writings. Yet today, this stimulus serves a useful purpose in inspiring new thought. In the Bronze Age, this concept was still far off. Nevertheless, facit: analyzing the world itself is too difficult: responding to a colleague is far easier – and leads to fruitful variations. Even today – in an age of an infinite variety of forms of visual and social stimulation, it is still the nearly instantaneous communication which stimulates most. 12 See Warmind, this volume.
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gods were present. In the same fashion, one can also argue that burial rites and divine offerings can be traced back to the period before the dawn of the earliest states. The situation is not the same in the matter of myth. Anyone familiar with the late-third-millennium Pyramid Texts – the oldest corpus of religious texts in the world – should appreciate that there is virtually no content in terms of ideas. Probably the most original and important parts are those passages referring to the heavenly Beyond; and these appear as no more than mere descriptive identifications or fleeting glimpses of episodes.13 Yet, as they are based on records of long term astronomical observations, they cannot antedate the appearance of the state, and thus cannot possibly be inherited from Prehistory. For the rest, there are no more than vague references to episodes which were later combined to form the myths of Seth & Horus & Osiris. In a fundamental article, Assmann argued (a) that one could make a case based on the available texts for suggesting that the development of myth and myth-making did not take place until the second and first millennia bc in Egypt – and (b) that there was utterly no proof that myths were earlier.14 Curiously, even those opposed to this radical viewpoint cannot project myth back before the middle of early third millennium bc.15 This consensus should have had a devastating impact on the understanding of the antiquity of religion, since it confirmed that the written sources of the third millennium demonstrated that myth would not have been inherited from Prehistory. From a completely different standpoint – that of oral lin guistic theory – Reintges argues that the Pyramid Texts are a type of discourse generated in the royal court of the first dynasties of Ancient Egypt.16 Given the relative lack of content
Krauss, Astronomische Konzepte und Jenseitsvorstellungen in den Pyramidentexten. 14 Assmann, ‘Die Verborgenheit des Mythos in Ägypten’, pp. 7–43. 15 Zeidler, ‘Zur Frage der Spätentstehung des Mythos in Ägypten’, pp. 85– 109. 16 Reintges, ‘The Oral-Compositional form of Pyramid Text Discourse’, pp. 3–54. Readers will find abundant references to the literature – and in the same volume readers with also find Kawashima, ‘The Syntax of Narrative Forms’, pp. 341–69 (aside from Alster, cited below). 13
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in the Pyramid Texts, the (unwitting) implications of Reintges’s argument are quite similar to those of Assmann: discourse emerged in the literary court circles of the Bronze Age. In the following periods, the literary canon of Egypt adapted: the Coffin Texts (first half of the second millennium) followed on the Pyramid Texts, and the Book of the Dead came as the third variant (second half of the second millennium through Roman times). A variety of hymns to kings and gods also appeared from the early second millennium onwards. Among the most curious phenomena were the hymns to the sun (of the second half of the second millennium): there would appear to be a wide variety, but usually only one single textual attestation of each variant is preserved and these versions do not really differ very much.17 Many of the same phrases appear in the praise of the sun, Amun and the king. There is thus intertextuality, but little discourse. Significantly, it is the major gods of the imperial pantheon who play a role in the popular religion. Whatever popular gods there were, they were not the main players in the myths: it was the imperial gods who dominated both royal myth and popular magic. In his remarks on intertextuality and variations in one of the oldest Mesopotamian myths, Inanna’a descent to the Netherworld, Alster makes a number of points: (1) the context of the myth is clearly urban: Inanna has officials and palaces, (2) the variations were added as a matter of entertainment, not because of content; and finally, (3) he reminds historians of religion that Oppenheim was quite correct in his understanding of Mesopotamian myths as literature, concluding: ‘So this is my answer to what Inanna’s Descent is: an innovative and original literary conglomerate of several features taken from hymns and cultic literature, incantations, perhaps also royal court literature’.18 Beyond this, Alster is also more precise, suggesting that it may have been written sometime during or shortly after the See Warburton, ‘The True Path of Error’, pp. 263–87. Alster, ‘Variation in Sumerian Myths as a Reflection of Literary Creativity’, pp. 55–79, esp. p. 71. This significant article offers abundant references to the literature, including on-line resources. For the text of Inanna: http://etcsl.orinst. ox.ac.uk/cgi-bin/etcsl.cgi?text=c.1.4.1&display=Crit&charenc=j. 17
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period of the Third Dynasty of Ur, which was around 2000 bc. He notes that: ‘the creative period of Sumerian literature started even earlier, in the Early Dynastic period (middle of the third millennium bc), when proverbs and other examples of distinct literary creativity first appeared’.19
Thus, myth did not emerge until the end of the third millennium bc, and was drawing on discourse and rites, which were emerging from the middle of that millennium. Furthermore, I add that neither these earliest myths nor the later variations offer much that is related to ‘ideal social values’. To some degree, the early ‘myths’ may be viewed as having been aetiological, i.e., explaining why things are the way they are, rather than offering guidleines for correct social behaviour. The Sumerian myths were subsequently translated into Akkadian (with significant variations), and new myths composed and copied for almost two millennia. Various elements subsequently appear in the Hebrew Bible, the Ugaritic myths and even in the Aegean. During this period, one can cite intertextuality, copying errors and the occasional moment of inspiration. To speak of discourse would be exaggerated; or rather the discourse is a matter of citation. Significant is that any real inspirational transformatory input may have come in the eastern Mediterranean in the first millennium bc, and certainly not the the Bronze Age Near East. Abstraction: The Example of Colour Terminology There are two fundamental aspects of abstraction, which are relevant here. On the one hand, I am interested in the development of abstraction. I argue that simple issues such as ‘colours’ and ‘prices’ reflect abstraction – and that even these were only gradually being developed during the Bronze Age. On the other I am interested in the degree to which exchange is relevant to such a process.20 Alster ‘Variation in Sumerian Myths’, p. 57. For summaries of different aspects, see Warburton, ‘The Theoretical Implications of Ancient Egyptian Colour Vocabulary for Anthropological and 19
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It is impossible to go into the details here, but abstract colour terminology did not simply appear; instead it owes its origins to physical objects, frequently of high value. Examples are gold (for yellow in Egyptian and other languages), lapis lazuli (for blue in Akkadian and Egyptian), carnelian (for red in Akkadian), turquoise (for light blue in Egyptian), and silver (for white in Egyptian); it is possible that jade and/or greenstones played a similar role (for green) in some languages (but not Chinese!). None of these object categories was known before the Neolithic, and few were common until the Bronze Age. In the Ancient Near East, where the vocabulary first crystallised, virtually all were imports – with high prices. Loan words also play a role. Khashmanum, one of the Akkadian words for light blue, was derived from the Egyptian hsmn (for ˙ the semi-precious stone amethyst). The Mycenaean Greek word for dark blue glass paste became kyaneos, a word for ‘dark’ and ‘blue’ derived from the Akkadian uqnu for lapis lazuli – and gave birth to the English cyan; the Italian azzurro is derived from the Persian lazuward for lapis lazuli. The original objects had a high value, and the words were exchanged on that basis. Actual abstract words with exclusively colour meanings existed in Greek and Chinese from the middle of the first mil lennium onwards – but were unknown before. Colour was not a category in the Bronze Age – and the precious metals used to designate colours in the Bronze Age were unknown in the early Neolithic. There is no way that one can argue that something as simple as colours was unambiguously identifiable with abstract words before relatively recent times. Thus the concept of verbal abstraction in colour terminology is something that emerged as a consequence of the economies created by the elites of the Bronze Age Near East. I have taken issue with the Berlin & Kay theory of the development of colour terminology. However, my own work does not fundamentally contradict the chronological implications of their claim that abstract colour terminology does not appear Cognitive Theory’, pp. 213–59; Warburton, ‘Colourful Meaning’, pp. 183–208; or Warburton, ‘The Origins, Development, Diffusion & Significance of Early Color Terminology’, pp. 65–94.
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in (what were once called) primitive languages, meaning that it has not existed for more than a couple of millennia at the most. Most archaeologists are oblivious to the fact that the prevailing theory of colour cognition denies even such elementary conceptual abstraction before the Bronze Age. It is recognized that virtually all of the languages existing in the world today share a certain number of fundamental common words (10 or 100 or 200, depending upon the scholar), and thus that they are all related. Following the methods of historical linguistics, one can follow language history back no more than 10,000 years. This takes us back to roughly the Pre-Pottery Neolithic B of the Levant (from c. 8000 bc). Thus, logically, it would be recognized that language is not more than 10,000 years old. However, it is also noted that the earliest Archaic texts from Uruk do not betray a language affiliation – and thus language could be still younger.21 Based on data – rather than I note that the argument that language must be older than 100,000 years is based on mistaking ‘speech’ and ‘language’. The claims are usually self-contradictory since it is assumed that our most distant ancestors could not speak, and thus that language must be recognized more recently. Yet the biological building blocks to which appeal is made (potentially favouring dates of 500,000 or so years) have been clearly evolving for at least some two million years, and thus speech (based on the physical capacity for expressions through vocalization and perception through hearing) must have been present – and somehow pushed by evolutionary constraints long before language appeared. The argument in favour of 50,000–100,000 years ago fails to recognize other evidence (and is likewise based on speculation). The idea that languages as such can be dated by glotto-chronological analysis amounts to mere speculation in my view. Given the rate of change in recent millennia – well after the invention of writing – it would be reasonable to assume that change took place at a slower rate earlier. However, projecting little or no change over millennia is unreasonable. This was the basic assumption of a recent suggestion proposing a date for the origin of the Indo-European languages around 10,000 years ago (with Hittite unchanged between the Neolithic and the Bronze Age, which itself was based on several heroic assumptions). There were also several other dubious assumptions in the method. In any case, I would argue that the Indo-European languages be dated to after the Semitic languages. But given current research an earlier date cannot be excluded. Until recently, it was assumed that the AfroAsiatic languages (to which Semitic belongs) originated somewhere between 7,000 and 16,000 years ago. Recently, it has been suggested that Semitic might have appeared perhaps after 7,000 years ago. Under the circumstances it would appear reasonable to suggest that prevailing systematic methods (which I personally view sceptically) cannot project the origins of the oldest documented language families (Indo-European and Semitic) much before 10,000 years ago. I would argue that these families may be younger, but this is of no importance 21
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speculation – it would be logical to propose that the kinds of words, which would eventually contribute to the first language were beginning to be created during the PPNB. In this case, the scribes at Uruk may have been experimenting with a writing system to express thought without language – but that they accidentally created the preconditions for language. This would also explain why colour terminology would have appeared relatively soon thereafter – along with all known features of language (including sentence syntax and grammatical inflections). Abstraction: The Relevance of Objects From the end of the fourth millennium onwards, we can perceive changes in the objects produced in the earliest urban societies. It is clear that many of the objects produced from the end of the Neolithic onwards were made of precious materials such as jade and gold – but the continued use of these precious materials in the urban societies is distinguished by their increasingly complex character. During the Neolithic, the form and the precious materials seemed to have sufficed to render objects pleasing. From the Bronze Age onwards, the form and the materials continued to play a role – but the ‘content’ of the scenes depicted changes radically. Instead of individual objects alone with virtual uniformity in the imagery, there is more variety and complexity. In the third millennium, the illustrations on the cylinder seals of Elam and Mesopotamia reveal social hierarchies, and the inlays confirm the same. These scenes show ‘banquets’, ‘war’, and ‘weaving’ (etc.), but also figure the images of community leaders and gods. Specific objects become attributes of rulers and gods (crowns, spades, lightning-bolts, stars, rays, wings, etc.). The imagery directly reflects the increasing complexity of society – and the objects have new roles – meaning that the objects themselves begin to take on new forms. Obviously, the imagery and the objects play a role in the development of discourse, here. Certainly, any proposal that language is tens of thousands of years older has no basis in current research. This is an important point when comparing speculation with methodology – but one rarely taken into consideration.
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providing stimulation for verbal expression – and probably also reflecting some kind of incipient (if highly primitive) verbal discourse. When viewing the earliest artistic masterpieces of the Ancient Near East, it is very important to realise that the illustrations of biblical motifs found in the architectural ornamentation of Romanesque churches reflect the creation of images corresponding to the content of tales, which were preserved in written form. These latter continue a tradition which can be traced back to Classical and Late Antiquity – and this is the major stream of what is considered to be art: a form of imagery or plastic which represents a visible counterpart to a verbally expressed idea. Studying the art, narratives can be reconstructed from sequences of images. The situation is quite different in the Ancient Near East: in the earliest era, it is relatively rare that one can make direct relations between the artistic expressions and written texts. The two seem to reflect different traditions. It is only with Classical Antiquity that the two begin to merge into that form which can be recognized in the Romanesque churches. Yet the proposition that ‘oral’ traditions could explain the absence of the written records ‘explaining’ the scenes is weak in light of the evidence that the earliest languages were quite poor in words that could convey complicated social information. Furthermore, the rare potentially narrative scenes from Prehistory (before the emergence of myth) are not remotely comparable to the complexity of the Near Eastern scenes in the late third millennium. It is far more probable that the imagery depicted matters which were not yet verbally expressed, and that the development of language provided the means of analysing these scenes verbally only later. Socially and artistically, the scenes may have been understood, but not necessarily verbally. Thus there was no means of establishing a dogma about what exactly was meant. In this sense, personal social experience will have been more important than verbal com munication. Writing and verbal discourse probably played a different role. Among the most important hints for this are the word lists, which developed in Mesopotamia from the era of the earliest 79
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writing onwards. These lists aimed at presenting the world in verbal form – but as list and not narrative.22 The narratives came later. In these lists, we have the first system of social ranking in human history, including ‘professions’, ‘officials’ and ‘priests’, etc. It could be argued that these were inherited from the depths of Prehistory. However, many of the professions and tools (e.g., farmers and ploughs) did not exist much earlier. Furthermore, many other elements in the lists imply that the lists are describing a new world, one emerging after 5000 bc. These elements not only include metals hardly known much earlier, and farm animals and grain (only introduced in the course of the Neolithic), but also ‘cities’, which did not exist significantly earlier than the lists themselves. Thus, the lists themselves can hardly have been much older – and narrative only emerged much later. The ruling courts of the Ancient Near Eastern Bronze Age societies were the place where the hierarchies and power structures were consolidated and where the terminology and imagery for the description of complex social activity emerged. The discourse about royal legitimacy and the role of the different members of society to one another emerged from that time onwards. When speculating about the use of language for expression, it is important to note that the written traditions can be linked into a continuous sequence – and that sequence can be traced back to the urban Ancient Near East. Later on, these traditions flowed in written, spoken and artistic forms, with each form of expression influencing the others. In terms of representing narratives and complex social situations, these forms cannot be projected further back – and the origins of the representations of complex social activity appear to lie in the urban Bronze Age of the Near East. In particular, when speculating about the possible use of imagery to represent verbal thought before the complementary use of the two can be corroborated with written sources (as is the case since the Romanesque churches, but not even certain 22 Englund and Nissen, Die lexikalischen Listen der archaischen Texte aus Uruk.
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for Classical Antiquity), one should be wary of falling victim to an anachronism, projecting the medieval use of imagery back to the origins of civilization – and before. Furthermore, one should recognize that the complexity of the imagery takes an enormous leap with the earliest urban civilisations. Earlier, it would be impossible to argue that narrative scenes are being depicted, let alone copied and altered in a fashion, which reflects discourse. In this sense, the objects and imagery tell the tale of the birth of artistic expression and the gradual combination of the threads of artistic and verbal traditions. Intermediate Summary: Abstraction, Writing, Discourse From the lack of variety in the early texts, and the clear practice of copying evident in Egypt and Mesopotamia, it is evident that the world itself did not offer the stimulation for the creation of a myriad of different forms of literary creation as it does today. Although the possibility of exploiting writing for the development of poetry opened the way, it did not go far. During the first few millennia, variation consisted of altering texts as one translated. I argue that the early history of colour terminology and the evident copying of literary structures not only implies that the ordinary world does not offer adequate stimulus, but also stress that on the contrary, language based expressions of thought by others allows one to expand. In the absence of thoughts by others, there is an eerie silence in which the world only offers stimulation to the most gifted who have great difficulty understanding what they seek to express let alone persuading others to adopt it. With the invention of writing, one genius in one city in one culture could communicate with a genius of another generation in another city in another culture. Even if the results are disappointing to us, it was a revolution. Previously, any stimulation would have required several geniuses in each village to be thinking the same way so that they could understand each other. This is improbable. By contrast, in Uruk, the bureaucrats urgently required everyone who was intelligent enough to understand their system, and they could comb the countryside, looking for such individuals who would anonymously support the state. 81
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As noted, at this time – that of the earliest texts of the fourth millennium – we have little evidence of grammatical inflexions. This would mean that although the scribes were employing the most advanced IT technology available (i.e., writing), they were not using language in the supple fashion to which we are accustomed. Once the writing of texts encoded in language became common (from the mid-third millennium onwards), upper-class idiots with the benefits of a good education could copy the texts without understanding and thus act as bridges. Thus most of those writing will not have made major contributions to discourse as even the reproduction of texts was challenging, let alone profiting from the stimulus on offer to deliberately create new texts (rather than merely producing confusion and stimulation through copying errors). Thus by the second millennium bc, the stage was set – but there was still no dialogue. For our purposes, this has two different meanings. Firstly, it would imply that there was not really much chance of an ideological discourse before the Bronze Age. Secondly, it means that people have great difficulties when faced with the analysis of raw data. It is easier for people to grasp ideas than to analyse data. But somehow the system of discourse had to be born. Architecture Temples
In contrast to Heinz (at the conference), I am more certain about distinctions between temples and palaces.23 Nevertheless, the issue is not whether the earliest buildings at Uruk were temples but rather appreciating what a temple is. Today, some people may imagine that a temple is a place of worship, like a mosque, or a church. However, in terms of religious practice, the worship may not be as important as the building itself. Monumental religious architecture is typical of the religions of major civilisations: China, Japan, Babylonia, Egypt, and Angkor, quite aside from It is not without importance that the earliest texts identify Inanna and her abode while kings and palaces only appear much later, making it more probable that these earliest buildings are in fact related to Inanna and her kind. 23
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Hinduism, Buddhism, Islam and Christianity. The necessity of stressing architecture should be evident since neither Christianity nor Islam require monumental architecture as part of their discourse – yet these two religions have been among the most innovative in developing monumental architecture. The ancient temples of the pagan gods served as shelters for the images of those gods – but the gods of Islam and Christianity do not require shelters. Yet the architecture these religions has produced is extravagant in its symbolism. Strangely, the concept of monumental constructions dedicated to gods was elaborated in the pagan world in a fashion which did not stress the shelter so much as the altars, and the multiplication of enclosed courtyards with decorative gates. By contrast, Christianity and Islam tended to increase the enclosed space to incorporate believers. The pagan tradition stressed exclusion (separating the gods and the holy from the world at large), the Christian and Islamic tradition stresses inclusion (drawing the believers into a common space). Both traditions were programmatic and monumental – and neither was necessary in terms of the customary definitions of religion.24 Monumental Representative Architecture
I would argue that the creation of monumental space to accommodate the believers had an impact upon the idea that religion involved discourse and worship. The divine temples of the pagan world are not necessarily places of worship, and there is little space for discourse in the texts of these religions. There is no need for a meeting place, and discourse is superfluous. Yet the divine temples of the pagan religions are among the most notable types of monumental architecture before modern times. The remains – discovered or reconstructed – testify to monumental construction filled with treasure. The gold, silver, lapis lazuli, carnelian, rock crystal, turquoise, amethyst and (diverse) ‘greenstones’ which first appear as metaphors in the earliest texts mentioning colour (from the late Due to the space limits, it was impossible to discuss the traditions of Crete, Mycenaean Greece, Japan, China, Cambodia, Denmark, Bahrain, and various other regions, see Warburton, Architecture, Power, and Religion. 24
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third millennium onwards) were among the treasures accumulated in the temples (and palaces). Aside from the treasures found in temples across the Near East (or known to have been there), the earliest texts in Uruk demonstrate that the temple of Inanna had enormous economic power, in terms of land, people, animals, and products. The earliest known written records were found in the foundations of the enormous buildings that reflected the wealth and prestige of the temple at Uruk. Clearly Inanna had her wealth, recorded in the earliest texts ever written. A thousand years later, the temple of Shamash at Sippar lent silver to merchants.25 More than two thousand years later, the Athenians stored small change in the Parthenon.26 As I write, the Indians report finding goods worth literally billions of Euros, last touched less than two centuries ago, in a temple some five thousand years after Inanna’s temple rose to prominence. The texts assure us that from the middle of the third millennium onwards, the temples in Egypt and Mesopotamia had enormous economic power. Although the degree of that power is subject to debate, and the relations between temples and palaces are not entirely clear, the state institutions were certainly the greatest single participants in the economies of the various states of Egypt and Mesopotamia. This economic power was thus unrivalled around 3000 bc. Over the centuries, however, the economic and political power of the temples and palaces was reduced and thrown into question. Cities were conquered; statues of gods were overthrown; kings were displayed in chains; new temples and new gods appeared – along with the new states and new palaces. Never again would a deity have the unrivalled power that Inanna enjoyed in the late fourth millennium. Although monumental architecture preceded the state, the appearance of the state institutionalized and transformed the Veenhof, ‘Trade with the Blessings of Shamash’, pp. 551–82. According to all of the versions of Thucydides, the largest quantity of coined silver on the Acropolis was 10,000 talents (see Cohen, Athenian Economy & Society, p. 28 n. 7) or 300 tonnes. At today’s prices, this would be about US$ 277,782,540.00. Just for comparison, when Alexander the Great plundered the Persian treasuries, he acquired more than 120,000 talents of silver. (And, as will later come in handy to know, at last corrections – June 2012 – the IMF has reserves of 2,814 tons of gold, and the gold:silver ratio is 1:57). 25
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dimensions of monumental architecture. The exceptional monumental structures of Prehistory – at Göbekli, Malta, Newgrange and Stonehenge, etc. – did not establish that tradition which dominates monumental communal architecture in our own time. By contrast, the state inherited and instituted traditions such that one can trace the development of monumental architecture back to the Middle Uruk period, as at Eridu where a modest temple was transformed and becomes part of an unbroken series that can be linked to the present day. From the third millennium onwards, architecture followed different routes. In Mesopotamia and the Levant, temples ceded space to monumental palaces. In Egypt, the royal tombs gradually declined and the temples grew more awesome. Thus, once written discourse discussed the responsibility of kings and gods, one can recognize an unspoken architectural discourse expressed in the relative dimensions of palaces, temples and tombs. This discourse then dominated the skyline, having an overwhelming impact on minds and human behaviour.
Discussion of the Definitions After this survey of some of what I consider to be the relevant material, we can return to a discussion of the definitions presented above, and then move on to the conclusions. Religion Of particular importance in some definitions of religion is the concept of ideal social practices. Significantly, Eliade assumes that it is a characteristic of myths that: The principal role of myth is to reveal ideal models of all the rituals and all meaningful human activity: food and marriage as much as work, education, art and wisdom. This conception is not unimportant for the understanding of mankind in archaic and traditional societies […] 27
Eliade, Aspects du mythe, pp. 19–20. Trans. of Eliade by the author.
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In fact, as noted, evidence of such myths and values is lacking in Egypt and Mesopotamia, and yet the existence of religion in these societies has never been thrown into doubt. As noted, I suggest that ‘early myth’, if anything, is aetiological rather than prescriptive. In the definition proposed above, I stressed ‘death’ and the ‘Beyond’ because the discourse about death (whether the mortality of man or the immortality of gods or prophets) is probably the oldest form of what one could call religion – and this part is clearly present in Egypt.28 As it would be difficult to deny the existence of the Bronze Age Near Eastern religions, one must modify the definition. If, however, students of religion are unwilling to accept this and insist on ‘myths with ideal practices’, then we would have to change the identification of the religions of the Ancient Near East to ‘Proto-religions’. This in itself would have significant consequences for understanding the antiquity and origins of religion, as it would change the question and the methodology. Thus evidence of burials and/or rituals alone cannot testify to the idea of a discourse involving shared verbal understanding: mere ‘burial rites’, ‘hunting magic’, ‘banqueting’, abstruse concerns with ‘fertility’, or adoration of the female human body cannot be viewed as sufficient testimony to assert religion according to current definitions. Furthermore, one must struggle with the methodological and historical reality that the discourse about the Beyond distinguishes religion from other ideologies. The pursuit of power and legitimacy exploit religious conceptions, but legitimacy alone is not a religion. Yet the ‘religious’ discourse in Egypt is certainly a political discourse, about power rather than ideal values. The ideal social values that did emerge from this discourse of power did become part of religion later. However, at the time, this was the entire ideology.
28 Curiously, even the temple rituals can be traced back to the royal mortuary cult of the third millennium, meaning that these were likewise not inherited from Prehistory, see Warburton, ‘The Significance of Shared Aspects of the Daily Temple Rituals’, pp. 205–11.
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Abstraction To my mind, abstraction involves the development of concepts and establishing categories. ‘Divisions of time’, ‘numbers’, ‘measures’, ‘colour’ terms, and ‘prices’ can be applied to landscapes, flowers, or automobiles (etc.). These are among the most elementary ordinary abstract concepts, far removed from ‘immortality’, ‘morality’, ‘legitimacy’, ‘democracy’, ‘justice’ or ‘philosophy’. Certainly there are no arguments like those of the Church Fathers in the Bronze Age – let alone anything as sophisticated as the Hebrew Bible and certainly nothing like Thucydides. Since the earliest times (and for once the phrase is not an exaggeration), humans have been confronted with the yellow sun, the blue sky and green & yellow vegetation. Yet some of the terms for the relevant colours in the earliest languages were derived from the precious materials (gold, lapis lazuli, turquoise, and greenstone≈jade), which appear only gradually from the Neolithic onwards, and were accumulated in the palaces and temples; the terms were not drawn from the surrounding world. Significantly, these terms remained concrete, related to the objects throughout the Bronze Age, and only began to be abstract gradually from the first millennium onwards – and beyond the realm of the distribution of lapis lazuli and after the disappearance of jade in Europe. Thus one can see the difficulty involved in transforming an object into an abstract term.29 I suggest that the more advanced abstract concepts are dependent upon the development of the basic abstract concepts. Colour theory opens a window into cognitive development, revealing aspects of the process of abstraction on the lowest level. Certainly colours were by no means clearly defined even in Classical Greek, let alone Akkadian and Egyptian. Even in more advanced societies, people rarely share the same vision of any given concept: even among ‘believers’, such elementary issues as ‘justice’ and ‘god’ are contentious. Therefore 29 The importance of this issue is exemplified in recent research on colours in Classical Antiquity revealing that materials were still very important, cf. e.g., Grand-Clément, ‘Gold and Purple’, pp. 121–37; and Stager, ‘Materiality of Color’, pp. 97–119.
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one is in the strange position of grasping that somehow verbal ‘meanings’ lose their value when exposed to analysis. Thus the entire concept of ‘shared meanings’ for abstract concepts seems impossible in Prehistory, since they are not even present in the Bronze Age. This allows two conclusions: firstly that abstraction is recent, and secondly that it is extremely difficult for even an intelligent human to draw abstract conclusions from data. One needs stimulus, but evidently that stimulus has got to be something like a precious stone rather than a landscape – and it is a rare person who can transform poetry based on precious materials into philosophy without any verbal stimulus. Discourse Discourse can take place in direct confrontational discussion or involve parties living in different places and different times. However, for it to transcend time and space, it depends upon writing. The evidence of the Bronze Age is that even a highly limited discourse was dependent upon written versions, which stimulated translation, change, etc. Discourse thus depends upon the capacities (a) to analyse the perception of (social and natural) phenomena and (b) to express this perception in a fashion, which can be understood by others. Discourse also requires exchange, and thus (c) complex language (or languages) and (d) a social atmosphere conducive to leisure and free expression. One can thus suggest that discourse is predicated on the existence of verbal targets, which can be assaulted. However, regardless of the incapacity of individual humans to understand either abstraction or discourse, for the individual humans in a community, the process creates and transforms meanings, which in turn determine their lives. I am persuaded that this involves intense and prolonged exchange, along with political power. This began in the Bronze Age.
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Architecture Pevsner assumed that ‘architecture’ was distinguished from constructed space by its ‘aesthetic appeal’.30 By contrast, for Kostof virtually every building (including a peasant’s hut) is architecture.31 Inoue also included menhirs and rock shelters in his definition of architecture, and thus allowed for ‘architecture without space’ and ‘architecture without construction’.32 I opt for the condition of construction and thus include obelisks and temples, but exclude rock shelters. Monumental architecture is distinguished from shelter as it depends upon a community and a shared ideology. Significantly, space plays a far greater role in Christian and Islamic monumental architecture than most other types of religious architecture. While monumental, neither Japanese nor Hindu religious architecture relies on space to accommodate ‘believers’ whereas Durkheim uses the word église – derived from the Greek ekklesia – in his definition, virtually demanding place for the ‘community’; a place which is not required in the architecture of other religions.33 I assume that modern students of religion have been led astray by the ‘community’ and the discourse, neglecting the monumental architecture and the links with power and legitimacy. Thus, one could think of adopting a very different definition of religion – and propose a very different course of study.
Conclusions It is now generally recognized that there is a close relationship between myth and political power. The Bronze Age Near Eastern myths emerged in the royal courts as a means of creating and assuring legitimacy. The concept spread from there and was transformed into the role to which Eliade assigns it – as a system of belief related to ideal social practices. From the evidence of Pevsner, An Outline of European Architecture. Kostof, History of Architecture. 32 Inoue, Space in Japanese Architecture. 33 Durkheim, Les formes élémentaires de la vie religieuse, p. 65. 30 31
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Bronze Age myth and colour terminology I conclude that there cannot have been anything like abstract concepts of ‘values’ before the Bronze Age. Thus whatever religion there was in the Bronze Age had a different foundation: the development of political systems. Obviously, it would be rather bold to imagine ‘politics’ with discourse in royal courts in Prehistory and thus this pushes the debate in completely different directions. What emerged in the Near Eastern Bronze Age was the non-verbal discourse of architecture. This betrays a tilt in favour of exploiting the gods to provide state legitimacy, and yet the state eventually came out victorious, with religion relegated to a ‘niche’ role in modern society. In Uruk, the entire literate élite were bureaucrats who belonged to the crowd that kept the peasants at bay. It was quite convenient for them to explain that they were doing this for Inanna, and in this fashion to transform the goddess’s house into a treasury. At the same time, they could engage the peasants as soldiers to police the cities and to conquer foreign countries. These same scribes were the ones who wrote poems celebrating Inanna and assuring that her rituals were adequately provisioned. While doing this, they developed the beginnings of economics, political philosophy, theology, science, administration, poetry, history, abstract colour terminology, and much else besides. What they did not do was to publish statistics and explanatory models for the masses let alone claim to champion the rights of some neglected groups. Thus in Uruk there will have been little stimulus for anyone outside the elite. Significantly, what little stimulus there was did not immediately lead to the emergence of discourse. Only centuries later in a different context did discourse begin to appear, and initially in the form of dreary compendia of advice. Yet it was a beginning, and based on the exchange of ideas. I argue that the importance of stimulation in the generation of thought is neither recognized nor appreciated – for two reasons. Firstly, the difficulties of actually finding a pattern in data without a theoretical viewpoint are generally neglected. Surveying data without a theory is virtually impossible. Usually, no clear pattern emerges. However, surveying data with 90
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a theory frequently leads to the confirmation of the theory (regardless of the data). Strangely, however, surveying the data to demonstrate that an opponent’s theory is wrong is the best means of being sufficiently stimulated to find a more appropriate theory. Thus, secondly, I suggest that in the matter of stimulation, the human mind responds to opposing ideas better than mere chaotic data. Yet the emergence of the initial ideas depends upon recognizing a pattern in the data. If it literally takes thousands of years for lapis lazuli to be transformed into ‘blue’ – and the sky did not serve the purpose in the preceding millennia – then it would be difficult to argue that any kind of serious ideas could have emerged in the era before the invention of writing. Especially if one takes a look at the disappointing material that did appear once the court discourse did arise. And the court did not stress the dominant contest between government and temple. And this leads to a further question – about the degree to which significant ideas really are debated. At the start, the temple of Inanna at Uruk was central. Just how the scribes assured that this institution achieved and maintained such power is not evident. Three aspects rapidly become apparent: (a) there was probably little competition (for ideas or anything else), and (b) whatever internal discourse was conceivable will have been muted by the difficulty of having ideas, and (c) the dominance was unquestioned. Just how legitimacy became an issue is the relevant question. Clearly, this is what dominated the episodes of what later became the myth of Osiris. And even so, this was merely a question of the inheritance of kingship. When the catastrophes overtook Egypt and Mesopotamia around the end of the third millennium, the world the bureaucrats had created and known was gone forever. Thereafter the discourse among themselves was about the relationship between power and divinity. The responses were radically different in Mesopotamia and Egypt: in the land between and beyond the banks of the two rivers, palaces were erected and state power stressed; along the Nile, the kings paid increasingly more attention to temples and less to their own mortuary monuments. At the beginning of history, it had been possible for the incipi91
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ent states to erect monumental temples (in Mesopotamia) and monumental tombs (in Egypt). During the third millennium, the palaces became more important. Whatever discourse took place was about mortality and the maintenance of power in the Beyond. Changes in monumental architecture reflect a discourse – but one that has only been expressed verbally by us today. And it has taken two centuries of archaeology to begin to understand how we can use the stimulus of that architecture to allow us to reach reliable political and social conclusions about the meaning of the architecture. Even an historian of architecture was obliged to admit that he could not grasp the meaning of ancient architecture, as Kostof clearly states. Today, we know that political legitimacy was one of the primary concerns of early religious thought, and the beneficiaries of the texts are the same as the patrons of the architects. The development of ideas in verbal form was dependent on writing, literature, and abstraction – but also on a public with dissident thought. Yet the architecture reveals the change as kings build temples for gods, which are larger than their own tombs and temples. A good part of the discussion of cognitive developments in Prehistory has concentrated on the creation of objects.34 It is indeed a remarkable achievement to conceive of a Levallois flake in advance and then to take a flint nodule to actually make one. I admit this, but I stress that it is a testimony to a phenomenal lack of imagination that people continued – unthinkingly – to make the things for literally hundreds of thousands of years. The construction of barrows is another similar feat, one, which – thankfully – did not endure as long as Levallois flakes. It would be interesting to know why. Yet, in dealing with this question, archaeologists have tended to neglect the phenomenal difficulties of trying to identify a meaning in a pattern perceived in data. Obviously, discourse is based upon the generation of this sort of idea rather than the mechanics of producing a pyramid or a Levallois flake. This issue of identifying meanings in patterns in material culture is the major See Mithen, The Prehistory of the Mind.
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challenge in our work. Recognizing a discourse in the material, which was not verbally expressed is challenging. Expressing that meaning verbally even more difficult – and persuading a colleague to accept our interpretation is probably inconceivable. Virtually all of our discourse is on this level: comparing ideas and explanations. Yet the earliest conceptual ideas had to be generated verbally in order to have a discourse. In the three thousand years between the beginnings of the intensive exploitation of south Mesopotamian peasants by the bureaucrats of Uruk and the division of Alexander’s empire by his generals, there were radical social changes in Mesopotamia, Egypt, and Greece. Yet from the beginning, the principle of the state endured, and the religious and literary discourse rarely accommodated the social changes, except to adjust the relations between kingship and the divinities. Thus the discourse about the conflict between the two was played out in the architectural history of palace, tomb and temple – not in language. Even when the Christian Church subverted Rome, the concept of sovereignty remained with the powerful elite. And the state erected churches in the tradition of the temples. It was only with the fall of the Roman Empire, the Reformation, the Renaissance and the Enlightenment that a world of discourse emerged. The Gothic churches and cathedrals expanded the space beyond that offered by the early basilicas – but the Reformation hit the Church. Yet just as the palaces arose in Versailles, Vienna, Berlin and elsewhere, the discourse dominated by power itself (in the form of Church or State) was being thrown into doubt by the Revolutions inspired by a discourse on paper. From some time after St Thomas Aquinas, literary discourse took a very different turn and the architectural discourse became irrelevant. Where we must follow the traces of the end of the temples at Uruk and the rise of new architectural forms in Early Dynastic and Old Babylonian Mesopotamia in order to identify the discourse, the architecture of the modern era has become a form of individual artistic expression. Where we can read the growing dependence of Egyptian kingship on the sanctions of divine legitimacy in the growth of the temples themselves, the conflicts of the Reformation and Enlightenment were inscribed in ink on paper. 93
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The contradictions of the state were the origin of discourse: motivating bureaucrats, subduing peasants, claiming legitimacy. Yet the early history of religious texts confirms that the verbal expression of complexity only came slowly: narrative and myth are latecomers, long after architecture. One can infer from the earliest texts that there are human complaints about royal mortality, but consciousness of death was hardly a novelty in the Bronze Age or the Neolithic. By contrast, the complicated theological systems, which bound the kings and gods together were the results of the historical developments in the Bronze Age. The evolution of that system to the point where the gods were separated from the political system allowed the survival of Christianity after the fall of the Roman Empire. That led to a different discourse. Yet even today, most people are more interested in royal marriages and world cup football than in any kind of discourse about the IMF and the Neoclassical Synthesis. The IMF and the Neoclassical Synthesis serve as a useful mystery to explain why people should work and spend more in economies where jobs are scarce and wages declining (sic). This is nonsense, but most people do not notice – because they are trying to make ends meet and do not have time for reflections on the theoretical foundations of our world.35 Although the information is readily available, any serious discourse about interpretations of the world is still restricted to a very small minority. For the vast majority of the educated people of the Western world, there is no discourse, just the bizarre expectation that the governments of the world should solve the problem. Obviously the governments and their lackey economists created it. Why should they be able to solve it? Why should people have been different in Antiquity? And how could it have been different if the preconditions for any verbal discourse did not exist? To project any serious verbal discourse or narrative back to the Neolithic or Palaeolithic is an anachronism, which fails to take account of the evidence. Certainly, it would be impossible For a discussion of the inconsistencies of thought in economics, with references, see Warburton, ‘Taking a Stab at Archaeological Thought on Ancient Near Eastern Economics’, pp. 233–59, esp. pp. 240–41. 35
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to project anything resembling religion back to an era before the Bronze Age. During this era, the rights of the wealthy and powerful to remain dominant were not thrown into doubt. Thus I propose the following: 1. That it is easier for the human mind to create an object than to define its meaning verbally. 2. That developing abstract categories from the real world (whether natural or man-made) is a challenging process for the human mind. 3. That the human mind generally prefers one single simple explanation and is displeased with alternatives. 4. That the human mind is usually receptive to the ideas which it accepts and unreceptive to those which are alien. 5. That it is easier for a human mind to set two ideas in opposition to each other than to relate each of the ideas to the data and then compare ideas and data. 6. That the appearance of ideas is slowed by the mechanism of developing a means of observing the patterns in the source data, which allows them to form. 7. That discourse depends upon an environment including leisure, authority, wealth, and challenges in which alternative ideas are available. 8. That power structures provide an atmosphere where thoughts can be developed and doubts dispelled but not one conducive to dissident thought. 9. That power structures can exploit monumental architecture to awe and expect trust confidence based on power. 10. That power structures will exploit all means to claim legitimacy and eliminate doubt. 11. That monumental architecture obscures the issue of ‘meaning’ and ‘discourse’. 12. That power attracts the skilful and intelligent by offering interesting work and an easy life. 13. That court life made the fundamental contribution to the beginnings of abstract thought. 95
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14. That power structures can be exploited by intellectuals for their own purposes, but that this will more probably lead to catastrophe through poetry, corruption, laziness, and neglect rather than revolution through dissidence. Based on this I would suggest that before the appearance of royal courts with lazy poets masquerading as efficient bureaucrats, it is highly improbable that there was any possibility of anything resembling discourse. And thus religion dates from this period. I would also argue that architecture plays a crucial role in expression – one that has been unjustly neglected. Yet, based on the incapacity of the human mind to analyse data, I conclude that archaeologists will say whatever they believe will guarantee funding and that the evidence they find will always support their argument.
Bibliography Alster, Bendt, ‘Variation in Sumerian Myths as a Reflection of Literary Creativity’, in Narratives of Egypt and the Ancient Near East: Literary and Linguistic Approaches, ed. by Fredrik Hagen and others, Orientalia Lovaniensa Analecta, 189 (Leuven, Paris and Walpole, MA: Peeters Publishers, 2011), pp. 55–79 Assmann, Jan, ‘Die Verborgenheit des Mythos in Ägypten’, Göttinger Miszellen, 25 (1977), pp. 7–43 Bredholt Christensen, Lisbeth, ‘Between Mental and Material: Looking for the Origins of Religion in Archaeological Material’, this volume Burkard, Günter and Heine J. Thissen, Einführung in die altägyptische Literaturgeschichte I: Altes und Mittleres Reich (Münster: Lit Verlag, 2003) Cohen, Edward E., Athenian Economy and Society: A Banking Perspective (Princeton: Princeton University Press, 1997) Durkheim, Émile, Les formes élémentaires de la vie religieuse: le système totémique en Australie (Paris: Presses Universitaires de la France, 1914) Eliade, Mircea, Aspects du mythe (Paris: Gallimard, 1963) Englund, Robert K., ‘Texts from the Late Uruk Period’, in Mesopotamien: Späturuk-Zeit und Frühdynastische Zeit, ed. by Pascal Attinger and Markus Wäfler, Orbis Biblicus et Orientalis, 160/1 = 96
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Annäherungen, 1 (Freiburg: Vandenhoeck & Ruprecht, 1998), pp. 15–233 Englund, Robert K. and others, Die lexikalischen Listen der archaischen Texte aus Uruk = Archaische Texte aus Uruk, 3, Ausgrabungen der Deutschen Forschungsgemeinschaft in Uruk-Warka, 13 (Berlin: Gebr. Mann Verlag, 1993) Grand-Clément, Adeline, ‘Gold and Purple: Brilliance, Materiality and Agency of Color in Ancient Greece’, in Essays in Global Color History: Interpreting the Ancient Spectrum, ed. by Rachael. B. Goldman (Piscataway: Gorgias Press, 2016), pp. 121–37 Inoue, Mitsuo, Space in Japanese Architecture (New York: Weatherhill, 1985) Kostof, Spiro, A History of Architecture: Settings and Rituals, 2nd ed. (New York and Oxford: Oxford University Press, 1995) Krauss, Rolf, Astronomische Konzepte und Jenseitsvorstellungen in den Pyramidentexten, Ägyptologische Abhandlungen, 59 (Wiesbaden: Harrassowitz, 1997) Mithen, Steven, The Prehistory of the Mind: The Cognitive Origins of Art, Religion and Science (London: Thames and Hudson, 1999) Pevsner, Nikolaus, An Outline of European Architecture (Harmondsworth: Penguin, 1963) Q uack, Joachim F., ‘Die Klage über die Zerstörung Ägyptens. Versuch einer Neudeutung der “Admonitions” im Vergleich zu den altorientalischen Städteklagen’, in Ana šadî Labnāni lū allik: Beiträge zu altorientalischen und Mittelmeerischen Kulturen. Festschrift für Wolfgang Röllig. Kevelaer/Neukirchen-Vluyn 1997, ed. by Beate Pongratz-Leisten and others, Alter Orient und Altes Testament, 247 (Kevelaer/Neukirchen-Vluyn: Butzon und Bercker/Neukirchener Verlag des Erziehungsvereins, 1997), pp. 345–54 Reintges, Chris H., ‘The Oral-Compositional Form of Pyramid Text Discourse’, in Narratives of Egypt and the Ancient Near East: Literary and Linguistic Approaches, ed. by Fredrik Hagen and others, Orientalia Lovaniensa Analecta, 189 (Leuven, Paris and Walpole, MA: Peeters Publishers, 2011), pp. 3–54. Stager, Jennifer M. S., ‘The Materiality of Color in Ancient Mediterranean Art’, in Essays in Global Color History: Interpreting the Ancient Spectrum, ed. by Rachael. B. Goldman (Piscataway: Gorgias Press, 2016), pp. 97–119 Veenhof, Klaas R., ‘Trade with the Blessing of Šamaš in Old Babylonian Sippar’, in Assyria and Beyond: Studies Presented to Mogens 97
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Trolle Larsen, ed. by Jan G. Dercksen, PIHANS, 100 (Leiden: Dutch Institute, 2004), pp. 551–82 Warburton, David A., ‘Psychoanalyzing Prehistory: Struggling with the Unrecorded Past’, in New Approaches to the Study of Religion 2: Textual, Comparative, Sociological, and Cognitive Approaches, ed. by Peter Antes and others, Religion and Reason, 42/43 (Berlin: Walter De Gruyter, 2008a), pp. 419–55 Warburton, David A., ‘The Theoretical Implications of Ancient Egyptian Colour Vocabulary for Anthropological and Cognitive Theory’, Lingua Aegyptia: Journal of Egyptian Language Studies, 16 (2008b), pp. 213–59 Warburton, David A., ‘The True Path of Error’, in Stückwerk. Beiträge zur Kulturgeschichte des Alten Orients, ed. by Thomas Hofmeier and Oskar Kaelin (Berlin: Leonhard-Thurneyser Verlag, 2008c), pp. 263–87 Warburton, David A., ‘The Significance of Shared Aspects of the Daily Temple Rituals’, in 8. Ägyptologische Tempeltagung: Interconnections between Temples, ed. by Monika Dolinska and Horst Beinlich, Königtum, Staat und Gesellschaft früher Hochkulturen, 3/3 (Wiesbaden: Harrassowitz, 2010), pp. 205–11 Warburton, David A., ‘Taking a Stab at Archaeological Thought on Ancient Near Eastern Economics’, in Correlates of Complexity: Essays in Archaeology and Assyriology dedicated to Diederik J.W. Meijer in Honour of his 65th Birthday, ed. by Bleda S. Düring and others, PIHANS, 96 (Leiden: Dutch Institute, 2011), pp. 233–59 Warburton, David A., ‘Colourful Meaning: Terminology, Abstraction, and the Near Eastern Bronze Age’, in Excavating the Mind: Cross-sections through Culture, Cognition and Materiality, ed. by Niels Johannsen and others (Aarhus: Aarhus University Press, 2012a), pp. 183–208 Warburton, David A., Architecture, Power, and Religion (Berlin: Lit Verlag, 2012b) Warburton, David A., ‘Egypt’s Role in the Origins of Science: An Essay in Aligning Conditions, Evidence, and Interpretations, Journal of Ancient Egyptian Interconnections, 9 (2016a), pp. 72–94 Warburton, David A., ‘The Origins, Development, Diffusion & Significance of Early Color Terminology’, in Essays in Global Color History: Interpreting the Ancient Spectrum, ed. by Rachael. B. Goldman (Piscataway: Gorgias Press, 2016b), pp. 65–94 Warmind, Morten, ‘What is a God?’, this volume Zeidler, Jürgen, ‘Zur Frage der Spätentstehung des Mythos in Ägypten’, Göttinger Miszellen, 132 (1993), pp. 85–109 98
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Abstract It is generally agreed that the Neolithic and Urban ‘Revolutions’ are misnomers, oversimplifying highly complicated socio-economic developments, which required millennia rather than the years or decades which we would prefer to allow a ‘revolution’. In general, it is also tacitly agreed that there were no major cognitive changes in the capacity of humans to conceptually analyse and describe the world between the European Upper Palaeolithic and the present era. On a purely genetic basis, it would be illegitimate to assume that any great difference in cognitive abilities separates us from our European Upper Palaeolithic ancestors, who appeared sometime around 50,000 years ago (but may have been genetically identical to their own ancestors who appeared more than 200,000 years ago). Yet the evidence from the Near Eastern Bronze Age and the world of the eastern Mediterranean in the first millennium bc (i.e., the first millennia of the use of writing, developed in an urban environment) seems to imply that there were real differences in human cognitive capacities, differences which were far more significant than mere problems of expression – but differences which cannot be accounted for genetically. The genetic material that we have must have been identical a couple of millennia ago. Yet the archaeological and textual sources of recent eras indicate that certain aspects of human cognition – particularly apparent in the understanding of colour – are of very recent date. Of particular importance here is the question of ‘abstraction’: is this a biological, genetic feature of human thought, or is it instead an historical product? Answering this question in the affirmative would mean that our own modern cognition may be a socio-historical artefact, the origins of which would lie in social life in the last few millennia, rather than in our genetic makeup. Without the genetic preparations (which began millions of years ago), this leap would have been impossible – but only emerging from the Neolithic and Urban prelude onwards, and continuing to develop today. If one can date significant cognitive changes to the last few thousand years, it would have significant implications for our understanding of human cognition. This argument – presented here – could be viewed as justifying an understanding of the Neolithic and Urban Revolutions as deserving this designation.
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Preamble Visual art reflects the needs of three main human pulsations: communication, externalization, and memorization. The same ingredients are found in religion. Visual art is conceptualization: it gives a visual shape to ideas and ideas to visual shapes; religion gives conceptual shapes to visible (or invisible) material. Visual art is synthesis because it selects aspects of the visual reality. It is a subjective vision and the same may be said for religion since it is an attempt to synthesize and therefore, it is a subjective vision. They both reflect the universal values of subjective concepts. Art and religion reflect the same need of synthesis and abstraction, which emerged in the human intellectual process at a certain moment of its mental evolution. Therefore, we may postulate that they derive from the same cognitive cores and both came into being as results of the same acquisitions in the human cognitive system. Visual art, and especially rock art, is the record of beliefs, cults, and myths. It is the picture-writing of the tribal world. It is ‘the holy book’ written on stone. A major role of art is the transmission of doctrine from generation to generation. According to our present knowledge, the most ancient visual art that we know of today was produced by Homo sapiens some 50,000 years ago in regions far distant from each other such as Africa and Australia. Before then figurative art is absent or doubtful, we know of marks and signs on stone, which may have Religion and Material Culture: Studying Religion and Religious Elements on the Basis of Objects, Architecture, and Space, ed. by L. Bredholt DOI 10.1484/M.ASH-EB.5.114429 Christensen, J. Tae Jensen, Turnhout, 2017 (ASH, 3), pp. 103–119 ©
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been executed with some functional purpose of memorization or communication.1 Theoretically, visual art may have been produced before on perishable materials like leaves, wood, sand, mud, or even the human body but we have no record of it. As discussed below, religion may have existed already at the time of the earliest recorded visual art.
Early Evidence for Religion The first material evidence of religion, to the best of our knowledge, consists of the funerary practices and the accompanying goods put in the burials near the dead body. These goods included tools used daily and food.2 They imply the concept that the dead man, who was buried and thus recognized as dead, and could not materially move with his body, still needed tools and food. So, did they consider death the end of life? The burial habits, besides illustrating ritual practices, reveal the concept of an afterlife. The dead body was abandoned by his vitality, which left the physical body to go to another world.3 What did this other world look like, of which no living person had a real direct memory? From tribal mythologies we know that different people figured it out in different ways, but the idea of a world after death is widespread among tribal people of all continents. Such concepts imply an idealized view of how this afterlife world looked like. It seems that we may consider that when accompanying goods were put in a tomb, mythology, a vision of the invisible, as well as cult and worship were already present. The long-established habit of burial customs and of accompanying the dead with funerary goods implies the transmission from generation to generation of myths and beliefs about an afterlife and the world beyond terrestrial life. The presence on all continents of such beliefs and their persistence imply indoctrination and the transmission of a catechism, which would include the widespread process of repetition of rituals, the com Anati, World Rock Art. Leroi-Gourhan, Les religions de la préhistoire. 3 Anati, Les origines de l’art et la formation de l’esprit humain. 1 2
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mon core of myths, the presence of instructors or preachers able to teach the rituals and to transfer the knowledge, necessary to maintain a behavioural pattern of the cult of the dead over five continents. It may be added that the archeological record also includes sporadic documentation of animal burials and related ceremonies already over 50,000 years ago.4 Several tribes of hunter-gatherers in Australia, Africa, and the Arctic zones maintain the concept that all living beings have what Western societies define as a soul. ‘It is not just a privilege of human beings. Animals also have a soul’. This concept may not be shared by recent monotheistic religions but it is shared by hunter-gatherers of five continents and is a common archetype of hunters.5 Patterns of forms of burials with burial goods are present in the Middle Paleolithic period at least 100,000 years ago in Africa, Asia, and Europe. In both Oceania and the Americas the same patterns arrived with the first humans, who touched the two continents of the New World (believed to have been Homo sapiens), according to our present knowledge, in Australia at least 60,000 years ago, and in America 50,000–40,000 years ago. We may conceive a primordial universal religion, primarily based on faith in the existence of an afterlife, on a vision of life and death, of a journey to the world of the afterlife that implied rituals, mythical traditions, beliefs, and believers. The ancient persistence of these concepts and material practices could not have survived without coordinators of ceremonies and representatives to transmit the doctrine, some sort of instructors for the initiation of the young generation, as existed among more recent hunter-gatherers. Other documentation of rituals performed with animal bones and other practices indicate that other forms of religious behaviour may have existed.6 The dimension of the documentation of religion acquired a totally new dimension with the appearance of art and sanctuaries and with the dissemination of Homo sapiens. From a primordial core dating from more than 100,000 years ago in Africa and the Anati, La religion des origines. Eliade, The Q uest: History and Meaning of Religion. 6 Anati, La religion des origines. 4 5
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Near East, our direct forefathers reached Australia 60,000 years ago, America shortly thereafter and Europe 40,000–35,000 years ago.7
Religion and the Intellectual Adventures of Homo sapiens Homo sapiens developed a cluster of intellectual capacities, which included visual art, complex articulate language, and religion.8 These three elements of culture reflect a specific mental trend displaying the skills of analysis, synthesis, symbolization, and sublimation, which characterize the cognitive system of Homo sapiens. Their presence in the form of visual art implies their potential use in other sectors of human culture. However, the vast documentation of visual art on myths, beliefs, rituals, and formal religious behaviour allows us to go far beyond the simple theoretical framework. In the book La religion des origines,9 I discussed a series of conceptual and archeological elements hinting at the presence of a package of religious thoughts, beliefs, and rituals, which developed before 30,000 years ago, out of which all subsequent religions developed. At that time the academically accepted idea was that religion came into existence in the Neolithic period less than 10,000 years ago and that hunter-gatherers had spirituality but no proper religion. Despite the fact that my proposal then provoked opposition, subsequent discoveries and research make me consider now that the core of religion may be more ancient than I thought at that time.10 The package, which included the cult of ancestors, the cult and rituals for the dead, rituals of initiation, the belief in survival after death, a vision on creation, a rich mythology, the presence of teaching and indoctrination etc., reflects a core of concepts going back to predecessors of Homo sapiens, Neanderthals, and other proto-sapiens. It acquired a widespread formalization in the formative stages of Homo sapiens. This package of ideology Anati, Aux origines de l’art. Anati, Les racines de la culture. 9 Anati, La religion des origines. 10 Anati, ‘Ripensamenti sulle origini delle religioni’. 7 8
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illustrates the identification of powers beyond the human ability of mastering them, a search to understand, to explain, and to dialogue with the behaviour of nature, and the belief in the actions of ancestors in shaping daily life. The visual art of early hunter-gatherers provides a vast repertory of beliefs and practices, which must have existed at the time in which they were depicted. Religion, according to the present conception of this term, is an assemblage of rituals related to beliefs, which imply an association among people sharing the same behavioral patterns. The core is in the primary package. Rituals and beliefs are cultural elements, which accumulate and grow with time. Besides rituals and beliefs, religion also implies today accumulated social and moral rules, which are transmitted through initiation. Long before the Latin word religio was invented, rituals and beliefs were a common heritage accompanied by myths, which synthesized the historical memory. The word religio has the same root as legare (to bind) and relegare (to isolate). And the contradiction between these two meanings may indicate the social role of religion: it legates together people belonging to the same faith and separates them from those of other faiths. Religion is one of the most widespread and deep aspects of social identity. This fact may partly answer one of the major queries about its success: human societies favoured such ideological confraternities as a means of identity and of maintaining solidarity.11 This, however, is an acquired value; it is not the reason for the birth of religion.
The Rock Art Shrines Indications of a structured religion with precise canons appear to be the earliest known shrines and the artistic phenomena left by man in the Upper Paleolithic. In cave sanctuaries, in the womb of the earth, in sheltered areas under rocks and on crude rock surfaces in the open air, Homo sapiens created, on various continents, ritual objects and marvellous works of art inspired Anati, ‘Definire l’identità’.
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by myths and other aspects of conceptuality already 50,000 years ago, and practiced the rites associated with these beliefs, such as funerary rites, initiation rites, commemorative rites, rain-making rites, rites connected to fertility, and hunting rites. Whether the visual art is produced on immobile rocks or on movable objects, the finds that have come to light in these sanctuaries reveal to us the existence of beliefs already more complex and more evolved than those related to the cult of the dead and of the ancestors known from the Middle Paleolithic. Their contents indicate a mythology rich and alive with educational and ethical teaching. In the decorated caves, which have been defined as the cathedrals of prehistory, one finds evidence of constant widespread practices for the rehearsal of mythology, totemic identities, dialogues with ancestors, and the powers of nature.12 With the arrival of Homo sapiens we witness, in Europe as well as on other continents, the presence of places, which today we would call sacred, adapted for rites of initiation, and for attempts to establish a communion with occult forces, places reserved for activities of an intellectual character such as artistic creativity, social assembly, the search for communication with ancestors or spirits, and reaching agreements with the powers of nature. Prehistoric art is today the principal source of information that we have for rediscovering the mythology, ideology, and beliefs of prehistoric man. It reveals an immensely rich intellectual life and illustrates the way of reasoning and the logical mental processes of the makers. Most of the early expressions of figurative art are recordings of myths and other memories of sacred events. Recent huntergatherer peoples still produce similar works. Art and religion may have accompanied one another from the beginning. They are forms of human expression that spring from a common source. They use the same language and the same logic. Both are attempts at figuring out a missing link between the visible body and the invisible soul of the world in which we live. Anati, World Rock Art.
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As mentioned already, art and religion are produced by the same cognitive matrix. They are the fruit of a combination of human faculties: analysis, speculation, attempts at synthesis, and emotion requiring the spirit of observation, the imagination and the capacity for abstraction and idealization. Both are speculative and subjective: if this were not the case, there would only be one religion and one form of visual artistic expression. This seems to have been possible in the very beginning, thus hinting at the common origin of language, art, and religion. Variations and differences were the issue of subsequent adaptations to different conditions and experiences. In these three expressions of our intellect, language, art, and religion, we may witness a process of gradual diversification, which may be theorized, on a general level, as stemming from the examination of various evolutionary horizons that have taken place through time. In visual art (and also in music), a primordial style may be hypothesized, which then diversified to the point of forming different styles and tendencies based on mechanisms of standard conceptual development, which can be reconstructed. In language, it is presumably an analogous process from a primordial idiom of Homo sapiens, the so-called ‘Sapiens mother-language’ out of which dialects were formed that developed into languages, which then formed more dialects from which developed more languages and so on. Regarding religion, can we suppose an analogous process? A number of myths, some cults, like the cult of mythical ancestors, and different beliefs such as those concerning the soul and the afterlife, are traceable to common archetypes. We may therefore postulate the existence of an archetypal, primordial religion of Homo sapiens with principles, basic concepts, and essential canons, whose blood-line is preserved in all of the religions still in existence. In such a case the history of religion acquires a new time range and a new logic.
The Function of Rock Art The sites where the works of art were executed, caves, shelters, or rocky ravines often show a conceptual topography in which the place where the art is found is separate from the surrounding 109
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areas, yet still joined to them by a passage-way. In obscure caves as well as in rock art sites in the open, access to the decorated area served as a transition and a passage between two different worlds. Still today, among tribal societies producing rock art, such as the Nyau of Malawi, the Sandawe of Tanzania or the Aborigines of Arnhem Land, the areas where the art is found are considered ceremonial and access is restricted. Sometimes they are accessible only to those, who have been initiated; in some cases only to one of the two sexes, or only on specific occasions. Only less sacred decorated sites are accessible to all. In the tribal world it is often difficult to distinguish between sacred and profane. The meal is sacred, sleep is sacred, dreams are sacred, hunting is sacred, the seat or position of the father is sacred. One often gets the impression that in tribal conceptions there is very little, which is considered profane. However, there is a clear distinction between the ceremonial space where no hunting takes place, and the rest, which is usually defined as the hunting-ground. They are conceived as two worlds that act as an analogy of the co-existential relationship between the world of the living and the world of the dead. Sometimes this also concerns the relationship between the past and the present. The past is more sacred than the present. Memory is identity and identity is sacred. The locations to which man returned over centuries and even millennia to engrave and paint his own messages had functions, which today we would describe as both sacred and social. They were places where man searched for communication with other beings, mainly with dead or mythical beings, with their own imaginary world, or with the invisible forces of nature. Nevertheless, the structures and spaces, which they chose as their particular sacred ‘studios’ were not made by man but rather created by nature. It is exactly the particular features formed by nature that are, for man, the indication of the power and energy, which they hold and emanate. These energies reveal themselves through certain signals of colour and form, which constitute clues to the decoding of global order and cosmic equilibrium. Often the places are narrow and the passages to reach them are difficult.
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The First Sanctuary The rock art sites, decorated caves, and rocks are widespread over five continents and some of them may number up to several million figures each, produced over thousands of years. Man contributed his pictures to the landscape but did not change the architectural shape of the landscape. These sites are defined as ‘natural sanctuaries’ and are differentiated from ‘artificial sanctuaries’, where the forms and structures of landscape are at least partially fashioned by man. The latter are common in the Holocene, later then 12,000 years ago. Only a few of them, less than ten, are known to have an earlier date. The oldest such sanctuary known today is located at Har Karkom, a mountain in the Israeli desert of the Negev in the northern section of the Sinai Peninsula, along a major migration route from Africa to Asia. A group of 42 dark standing flintstones have been erected by human hands in a small, partially concealed ravine, on the edge of a precipice (Site HK/86B). Seen from the Paran desert below, the edge of the mountain, for nearly 1 km, has the shape of a pair of wide-open legs, which join at the ravine where the standing stones are located. To the west the dominant view is that of the two summits of the mountain, which rise towards the sky like two breasts. The landscape appears as an immense female image with legs wide open and the breasts forming the top of the mountain. The blocks of flint, several of which are over 1 meter in height, have natural shapes that recall the form of a human bust, mostly female. Others recall animal shapes. The dark, closely placed monoliths in a white ravine on the edge of a cliff are surrounded by an almost lunar landscape, and create an environmental architecture that takes the breath away. They appear to spring out from the vagina of the mountain. Some of these ‘natural statues’ weigh several hundred kilograms each. A great deal of energy must have been invested to transport them to the site, where they were grouped around a central area inside the ravine. Some of them have been slightly modified by man with occasional flakes and with thin incisions of parallel and criss-cross lines. Within the sanctuary, which is roughly 400 m2, along with numerous pieces of worked flint, have been found several flint pebbles having natural zoomorphic 111
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and anthropomorphic shapes with occasional modifications, man-made by flaking and retouching. They vary in size between 5–30 cm. There are also geoglyphs or alignments of stones, which form non-figurative patterns on the fossil ground.13 The flint industry belongs to the Karkomian culture, an archaic phase of the Upper Paleolithic, which is considered to date back 40,000–30,000 years ago. Within an area of 2 km2, the sanctuary is surrounded by 23 sites. They have the same material culture and presumably belonging to the same period. It seems that the sanctuary served these various sites.14 From its location on the mountain, the sanctuary faces a sweeping panorama, which takes in valleys and hills as far as a chain of mountains 70 km to the east. What was the function of this site? It was not a living place, nor does it seem to have played any economic role. It focused on the black stone ‘ancestors’ reborn from the vagina of the mountain. Obviously it illustrates a rich package of beliefs. This sanctuary presents three significant characteristics. Firstly, it is an excellent observation point from which to control the low-lying areas and hunting territories. Secondly, it shows a particular interest in the natural forms of the rocks, as if it were envisioned as a meeting place of natural forces between the summits of the mountain on one side and on the other side, the great hilly land beyond the precipice. Finally, it reveals that man collected and organized stones with forms that were naturally anthropomorphic or zoomorphic. The association of the fundamental forms of human and animal for the next 20,000 years would be a constant concern and the main theme in the art and concepts of Homo sapiens, which displays the totemic conceptual system of hunter-gatherers.15 We find it expressed in the funerary figurines of Siberia, in the wall art of cave-sanctuaries, in the mobiliary art of Europe, and in the rock art of hunting populations around the world.16 In the surroundings of the Har Karkom sanctuary there are Har Karkom e Monte Sinai, ed. by Mailland. Mailland and Anati, HK/86B, Paleolithic Ceremonial Site at Har Karkom, Holy Mountain in the Desert of Exodus. 15 Anati, ‘Engraved Rocks of La Ferrassie Style’. 16 Anati, Lo stile come fattore diagnostico nell’arte preistorica. 13 14
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habitation sites with the foundations of huts still clearly visible. These include traces of fireplaces, workshops of flint tools, and innumerable flint instruments of the same type of material culture. The importance of the interpretation of the landscape among Stone Age people is stressed by the analogy of the Har Karkom sanctuary with some sites of Australian Aborigines, Central African Pygmies, or the North Canadian Inuit. In the case of the recent hunters, and probably also in the prehistoric cases, the interpretation of the shapes of nature has a paramount relevance for the concepts and the related rites.17 Still today, among hunter-gatherer people, nothing in nature is meaningless. Every shape must be interpreted and understood. According to an Australian Aboriginal wise man, ‘The landscape is the way by which the spirits of the dreamtime conveyed their messages’ (Northern Territories, Notes, 1974). In the ethnographic cases mentioned above, such places are sacred because of their special landscape. They are believed to shelter ancestral spirits and serve as places of communion between the living people and the dead. The installation at Har Karkom may turn out to be the earliest known testimony of human interpretation and explanation of landscape.18
Some General Considerations Religion implies the presence of rites and cults, which are performed collectively. This pattern has been present since human groups gathered to perform burial practices, to request the help of ancestors to get water or food, or to stop drought. It is not just spirituality, it is religion. The younger generation was instructed for their initiation by memorizing the myths and traditions of the clan. These practices appear to be at the root of religion and are present already in the Middle Paleolithic. Eliade, Australian Religions. Anati, The Riddle of Mount Sinai, Archaeological Discoveries at Har Karkom; Cottinelli, ‘Il santuario più antico del mondo’; Har Karkom e Monte Sinai, ed. by Anati and Mailland; Mailland, ‘Witness of Palaeolithic Conceptual Expressions at Har Karkom, Israel’; Mailland, ‘Geoglyphs on the Har Karkom Plateau (Negev, Israel)’. 17 18
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One of the main aspects of the Paleolithic religion consists of the reiteration of roots. The rock art reveals a major concern for providing, preserving, and teaching the myths of origin based on the deeds of mythical ancestors. A major role of millions of rock art images was the transmission of the intellectual heritage of myths, rituals, and beliefs from generation to generation. The mythology aims to explain life and give an identity to the present by giving a dimension to the past. Its aim is to give logic to a global story describing who you are and where you come from. The cult of ancestors, the evocation of myths of origin, and the myths of migration are represented over and over again in the rock art of five continents. The evocation of the dreamtime is the patrimony of knowledge, beliefs, and rites, which were transmitted for hundreds of generations. A most important rite concerned the execution of the immense patrimony of rock art, which was carried on at the same sites for thousands of years (sequences of layers and styles dated by C14 and other scientific methods to 50,000 years ago in Kakadu and Kimberley in Australia, and to over 30,000 years ago in Tanzania, Namibia, Azerbaijan, the Côa valley in Portugal, and Capivara in Brazil). Over 70 million figures have been recorded so far. They make gigantic records of symbolic expression. In such a perspective the rock art sanctuaries imply the presence of a long tradition of a well-developed religion, which included myths, rites, beliefs, instructors, or priests, and communal social participation. The need to assure the indoctrination of the young generations indicates the role of the holy story as a paramount aspect of the cultural tradition, beliefs, and rituals. The figurative explosion took place some 50,000 years ago and reached Europe 40,000 years ago. Through art man depicted animals, human beings, and beings that are half human and half animal. Some of the figures may appear realistic. A bison is a bison according to our way of thinking, but for the men who depicted it 30,000 years ago what was the significance of the bison? And if there are figures of beings half-bison and half-human, what was the significance of this anthropo-bison?19 Anati, La struttura elementare dell’arte.
19
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The content of rock art was a sacred book, a ‘Bible’, which memorized the stories and the identity of ethnic groups. It is the main patrimony to which the tribal people dedicated more time and more energy than those invested to gather their economic resources and to assure their physical survival. The rock pictures reveal a cult and worship of animals, which were believed to have souls just like humans. There are burials of animals using the same burial customs as those reserved for humans.20 For hunting people the relation with the animal world is essential. The hunters maintain a dialogue with the spirit of their totemic animals as well as with that of animals that were hunted and used for food. Still today hunters believe that without such a dialogue there would be a dangerous antagonism between their own spirits and the spirits of hunted animals. The diplomacy of relations with the spirits of animals included complex beliefs and rituals. In various regions, in Africa, Asia, Europe, and Australia, Stone Age rock art includes four fundamental aspects of mythology: 1. The myths of origin and of creation concerned semi-human supernatural beings, which vary in shape and conception from one region to another, but are present all over 2. The myths of afterlife conceive a second world for the dead where the ancestors observe and judge the life of the living 3. The myth of an epic migration from the land of origin or from a ‘Garden of Eden’ to the land of arrival is another recurring subject, which is repeated in an obsessive way on five continents 4. The totemic animistic myth of interchangeability of being and soul between man and other animals is rooted in the populations of five continents Such universally diffused conceptual patterns are archetypes and are likely to have one origin before the dispersion of the core that made the present world population that is before or during
Bonifay, ‘Un ensemble rituel mousterien à la grotte de Regourdou’.
20
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the first great exodus of Homo sapiens from his land of origin ca. over 100,000 years ago. Shamanism developed early in the Upper Paleolithic in Asia and Europe. It reached the American continent later. It never reached Australia and Oceania. Prehistoric rock art and findings in archeological excavations reveal, among other aspects, the presence of shamanism and illustrates situations of shamans abandoning their body and travelling into the world of the spirits. Such representations are common in South Africa, Siberia, and America from about 12,000 years ago, but some cases in Europe seem to indicate the presence of shamanism from about 30,000 years ago.
Conclusion To conclude, religion appears to be one of the main pillars of human culture from early times. The cult of the dead and the mythology concerning the afterlife and related rituals and practices existed already among the people of the Middle Paleolithic 100,000 years ago. Dedicated and formal burial grounds showing recurring non-functional burial practices were also present at the same time (judging by the grave-goods). Sanctuaries and sacred sites, as far as we know, go back at least 40,000 years. Some of these sites were chosen because of their meaningful landscape. According to ethnographic comparisons, they were characterized by the powerful emanation of energies. They were placed where living people could communicate with the spirits of the dead or of mythical ancestors. The spirits had the tremendous power of shaping the land and the climate, of helping the hunt or causing calamities, of giving life and death. The concept of the world after death, the presence of sanctuaries and holy places, the myths of origins, and the myth of exodus, are still present today after thousands of years. Our prehistoric roots are still alive. What happened when societies became sedentary and the economy became more complex with the development of agriculture? Human society was not satisfied with natural sanctuaries and developed the use of architecture to give shapes invented by man to the houses of spirits and then to those of gods. 116
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Temples were the sumptuous courts built by humans for their supernatural lords. Megalithic monuments were other kinds of installations dedicated to the glory of ancestral spirits. Another aspect of the development of religions in the Neolithic is the growth of the priestly class; faith developed a bureaucratic structure. The size of temples implies a strong priestly class and a large number of people attending the religious structure and its practice. But the main characteristic of Neolithic religion is the birth of divinities. Ancestral spirits connected by genealogy to blood relations are replaced by supernatural beings coming from the sky or from the underworld that have no blood relation with the tribe, and dominate as lords coming from outside. They obtain the unconditional submission of mortals. Their emissaries, the priests, coordinate human behaviour and tell the believers the will of their ‘extraterrestrial’ lords. The Paleolithic religion of Homo sapiens was then an assemblage of beliefs and cult practices without a temple architecture. Shamans and wise men were lonely operators, perhaps with apprentices, and a priestly class did not exist. It was a non-theistic religion, an immense heritage of symbolic expressions and performances, which included beliefs, rituals, myths, and exegesis. The roots of belief in the afterworld, myths connected to a well-conceived structure of life after death and related practices, go back even further. Religions differ from each other in beliefs and rituals, and each religion modifies its practices in the course of time, but the longevity of religion as a human widespread universal pattern testifies to its archetypal character as a fundamental aspect of culture, having its roots in the cognitive system already before the emergence of Homo sapiens. The significance of such a conclusion for the nature and functioning of the cognitive system is of paramount importance for the understanding of the human mind. Whether the longevity of religious behaviour is or is not a guarantee of its survival remains an open question.
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Bibliography Anati, Emmanuel, Les origines de l’art et la formation de l’esprit humain (Paris: Albin Michel, 1989) Anati, Emmanuel, Les racines de la culture (Capo di Ponte: Edizioni del Centro, 1995) Anati, Emmanuel, La religion des origines (Paris: Fayard, 1999) Anati, Emmanuel, The Riddle of Mount Sinai, Archaeological Discoveries at Har Karkom (Capo di Ponte: Edizioni del Centro, 2001) Anati, Emmanuel, La struttura elementare dell’arte (Capo di Ponte: Edizioni del Centro, 2002a) Anati, Emmanuel, Lo stile come fattore diagnostico nell’arte preistorica (Capo di Ponte: Edizioni del Centro, 2002b) Anati, Emmanuel, Aux origines de l’art (Paris: Fayard, 2003) Anati, Emmanuel, ‘Engraved Rocks of La Ferrassie Style’, in XXII Valcamonica Symposium 2007, Rock Art in the Frame of the Cultural Heritage of Humankind, Papers, ed. by Emanuel Anati (Capo di Ponte, BS: Edizioni del Centro, 2007), pp. 37–52 Anati, Emmanuel, ‘Ripensamenti sulle origini delle religioni’, Bollettino del Centro Camuno di Studi Preistorici, 35 (2009), 7–42 Anati, Emmanuel, World Rock Art: The Primordial Language (Oxford: Archaeopress, 2010a) Anati, Emmanuel, ‘Definire l’identità’, Bollettino del Centro Camuno di Studi Preistorici, 36 (2010b), pp. 9–40 Bonifay, E, ‘Un ensemble rituel mousterien à la grotte de Regourdou’, Actes VI Congress UISPP (1965), pp. 136–40 Cottinelli, L, and others, ‘Il santuario più antico del mondo’, Archeologia Viva, 15/56 (1996), pp. 26–38 Eliade, Mircea, The Q uest: History and Meaning of Religion (Chicago: University of Chicago Press, 1969) Eliade, Mircea, Australian Religions (Ithaca: Cornell University Press, 1973) Har Karkom e Monte Sinai: Archeologia e Mito, Atti del Convegno di Studi, Associazione Lombarda Archeologica, 18 January 1997, Milan, ed. by Federico Mailland (Milan: Comune di Milano, Settore Cultura e Musei, Civiche Raccolte Archeologiche, 1998) Les expressions intellectuelles et spirituelles des peuples sans écriture, ed. by Emmanuel Anati and Jean-Pierre Mohen (Capo di Ponte: CISPE and Edizioni del Centro, 2007) 118
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Leroi Gourhan, A, Les religions de la préhistoire (Paris: PUF, 1971) Leroi Gourhan, A, I più antichi artisti d’Europa (Milan: Jaca Book, 1981) Mailland, Federico, ‘Witness of Palaeolithic Conceptual Expressions at Har Karkom, Israel’, in Les expressions intellectuelles et spirituelles des peuples sans ecriture, ed. by Emmanuel Anati and Jean-Pierre Mohen (Capo di Ponte: CISPE and Edizioni del Centro, 2007), pp. 76–82 Mailland, Federico, ‘Geoglyphs on the Har Karkom Plateau (Negev, Israel)’, Valcamonica Symposium, Papers, 2009 (Capo di Ponte: Edizioni del Centro, 2009), pp. 208–14 Mailland, Federico and Emmanuel Anati, HK/86B, Paleolithic Ceremonial Site at Har Karkom, Holy Mountain in the Desert of Exodus, XXIII Valcamonica Symposium 2009 (Capo di Ponte: Edizioni del Centro, 2009), pp. 41–45
Abstract Prehistoric art provides unique documentation about prehistoric beliefs and cult practices. Paintings and engravings on rock surfaces served as records of myths and stories, as places of worship and tribal identity, to preserve and teach the knowledge of sacred narrations and prepare the next generation for initiation. The immense heritage of prehistoric art describes myths and beliefs, which were the intellectual patrimony of human society; they display details of the worship of mythical ancestors. They show the images of supernatural beings and reveal the cult role of rock art, sacred sites, and the processes of initiation. Recent studies indicate that in different areas of the world rock art played the role of holy books of pre-literate societies for over 50,000 years. Prehistoric art, however, is not the oldest testimony of the presence of religion in human culture.
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MAKING THE INVISIBLE VISIBLE: STEPS TOWARDS A RITUALIZED CORPORATE IDENTITY
Introduction Many distinguished scholars have tried to reconstruct changes in early Neolithic religion and ideology in order to explain the transition from foraging to farming.1 Trevor Watkins, citing the works of Jacques Cauvin, Anthony Cohen, and Merlin Donald, even suggested that at the beginning of the Neolithic there was a major step in the evolution of mental capacities for storing information externally by the use of symbolic devices.2 Recent excavations at Göbekli Tepe, Wadi Faynan, and other ritual sites seem to underline the importance of rituals and communality during this transitional period.3 But many attempts to interpret * I am very thankful to Lisbeth Bredholt Christensen and Jesper Tae Jensen for the invitation to the conference and for the opportunity to contribute to this interesting volume. This article represents the version which was handed in September 2011, with only minor revisions where new archaeological data required an up-date. Many thanks are due to Craig Crossen for his thoughtful editing and to Moritz Kinzel and Lee Clare for their invaluable criticism. Large part of the research for this contribution was done during a two-year research project at the University of Freiburg. I am grateful to Marlies Heinz, head of the Department, for her support. I am also indebted to the BadenWürttemberg Stiftung for the financial support of this research project by the Elite-programme for Postdocs. 1 For example Cauvin, Naissance des Divinités – Naissance de l’Agriculture; Hodder, The Domestication of Europe. 2 Watkins, ‘Changing People, Changing Environments’, pp. 106–14 (esp. pp. 110–11). 3 Schmidt, Sie bauten die ersten Tempel; Finlayson and others, ‘Architecture, Sedentism, and Social Complexity at Pre Pottery Neolithic A WF16, Southern Jordan’, www.pnas.org/cgi/doi/10.1073/pnas.1017642108; Güler and others, Religion and Material Culture: Studying Religion and Religious Elements on the Basis of Objects, Architecture, and Space, ed. by L. Bredholt DOI 10.1484/M.ASH-EB.5.114430 Christensen, J. Tae Jensen, Turnhout, 2017 (ASH, 3), pp. 121–167 ©
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the mythological content of the symbolic traditions run the risk of projecting modern or rather pre-modern concepts onto early Holocene societies. I hope to avoid this by focusing on two neglected aspects of the symbolic material remains: mediality and the emotions evoked by the symbolism. The title of my contribution, ‘Making the Invisible Visible’, has two meanings. The first is methodological: I will show how we can gain more information from the material culture by focusing on the mediality by which symbols4 were presented in public, and on the emotional reactions these symbols probably brought about. There are basic anthropological patterns that make such interpretations possible despite culturally determined differences. These two features implicit in the material remains will help us understand social and psychological processes not directly observable in the archaeological record. The second is empirical. Here, I will focus on the phenomenon of the increase of symbolic representations during the early Holocene in the Near East and argue that the so-called ‘revolution of symbols’ (Cauvin) was above all a revolution in mediality. With increased sedentarism it became necessary to make a corporate identity5 visible and thereby manifest it in some concrete manner. This does not mean that symbols had not previously existed, but that they had earlier been fixed on bodies, wood, or other perishable materials. Until this time it had not been considered necessary to enhance social commitment by means of a fixed repertoire of symbols engraved for ‘eternity’ on durable objects. ‘New Pre-Pottery Neolithic Sites and Cult Centres in the Urfa Region’, pp. 292–97. 4 The definition of ‘symbol’ varies widely, see e.g. Bader, ‘Was ist eigentlich ein Symbol?’; Wagoner, ‘Introduction’, pp. 1–15 (esp. pp. 13–14). I will use Wagoner’s basic idea of a symbol as something that ‘is used to represent another’, wherein the main aspect of the symbol is person-centred. A symbol can only exist when at least two people have a convergent opinion about its meaning. The characteristics of the represented can, but need not, be inherent in the symbol itself. Anything (persons, objects, actions, space, etc.) can be turned into a symbol. 5 The concept of Neolithic corporate identities was elaborated during a workshop at the 9th ICAANE in 2014, at Basle, see Neolithic Corporate Identities, ed. by Benz and others.
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Definitions If we wish to learn more about how material culture might have triggered the development of religion during the early Neolithic, it is necessary to give some definitions. For conventional reasons I will continue using the terms Pre-Pottery Neolithic A and B, even if it has been shown that the early Holocene cultures of the Middle and Upper Euphrates-Tigris region have their own cultural characteristics. PPNA does not necessarily imply any domestication of plants and animals: in a strict biological sense, the term Neolithic would thus be misleading. But if we understand Neolithisation as a long process of increasing commodification, as has recently been convincingly argued,6 it is possible to retain the terminus Pre-Pottery Neolithic. The second expression requiring a definition is mediality. ‘Media’ is a term reserved in the social sciences for the modern mass media. However, ‘mediality’ concerns not only the characteristics of a medium itself through which information is communicated to a public, but it also includes the relationship of the people to a medium, and the context in which a certain medium can be used.7
6 Gebel, ‘Commodification and the Formation of Early Neolithic Social Identity. The Issues as Seen from the Southern Jordanian Highlands’, pp. 35–80. 7 The discussion on the influences of different media on the human construction of reality has been going on for more than 2500 years. This everexpanding debate is beyond the scope of the present paper. Most important for our analysis is the often-quoted statement of Marshall McLuhan: ‘medium is the message’ (cited in Sale, ‘Do Media Determine Our Situation? Kittler’s Application of Information Theory to the Humanity’, pp. 136–48, esp. p. 140). Although mediality is only one way in which communication (which includes symbolic behaviour and therefore world making) is influenced, it is clearly visible in the archaeological record. Other important influences on communication, such as discourse networks, are very difficult to reconstruct without written sources and require precise information on who used which media and symbols, and what these symbols meant in different contexts. Such a contextual analysis would be desirable, but the requisite data are not systematically available in the strictly material record of prehistoric Near Eastern communities For an overview and some critiques on communication theory and mediality, see Eliassen, ‘Remarks on the Historicity of the Media Concept’, pp. 119–35; Neumann and Zierold, ‘Media as Ways of Worldmaking’, pp. 103–18.
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The third term under consideration is much more difficult to define, namely religion. I will not venture to review all the different definitions given by more qualified specialists in religious research but simply focus on some aspects of the recent definition of religion given by Lisbeth Bredholt Christensen, which might be of relevance for the interpretation of Neolithic material remains. She pointed out that: ‘Religion’ […] can be said to consist of a system of symbols, where something is being said in myths and acted out in rituals that pertains to the moral order and cosmological structure of the world, as sanctioned or determined by transcendent powers. […] religion involves an institutional aspect: morals, dogma, hierarchy. Supernatural powers are often gods. They inhabit the ‘other world’. Our knowledge of the supernatural powers and the cosmological system comes primarily from myths and visions from authorities. Communication with powers takes place via rituals. Rituals function symbolically.8
From the point of view of this definition of religion, the only aspects of religion manifest in a material way are its symbols, rituals, authorities/hierarchies, modes of communication, and institutions. All of its other features are invisible or intangible. Another perhaps implicit point (‘dogma’) in this definition is the relation of religion to time: one of the characteristics of communities based on a common ideology is their creation of a foundation myth describing their formation, and prophesying their future prosperity. In such myths, past, present, and future are blurred into one ‘eternity’, giving the sense of stability despite personal and political mutability. This illusion of stability is visualized and enhanced by a fixed code of symbols, rituals, and standards in how to use space.9
8 Bredholt Christensen, ‘ “Spirituality” and “religion” – Meaning and Origin’, pp. 23–31 (esp. p. 24) (italics by author). 9 Halbwachs pointed to this important aspect of religion (Wetzel, Maurice Halbwachs, p. 82). The creation and (ab-)use of ‘history’ by ideologically based communities would deserve its own book and cannot be elaborated here (see Benz, ‘ “Little Poor Babies” – Creation of History Through Death at the Transition from Foraging to Farming’, pp. 169–82.
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I will therefore begin my analysis by examining the various symbolic and ritual archaeological remains. I will consider three types of symbols: 1. Constructed symbols, here focussing on communal buildings, because the analysis of domestic buildings as symbolic devices is fraught with difficulties 2. Ritual symbols. Rituals are symbols in action. Normally every step of a ritual is fixed, loaded with meaning, and has the purpose of making invisible things visible 3. The displayed symbols used during the beginning of the Holocene
Methodology The analysis of these three types of symbols will not focus on the iconography and meaning of the representations. Many researchers have tried to determine the meaning, or idea, behind a symbol. But when attempting to do so, we risk projecting modern or ancient literary concepts on prehistoric material, especially because written sources are not available to guide us. As research on symbols has shown, there are many hurdles that must be cleared. The idea that the meaning of a symbol depends on its context is, of course, not new.10 But I would like to point out that symbols are also intersubjective: 11 not only does every individual perceive each symbol in a different way – which is in fact one of the strengths of symbols 12 – but symbols principally gain their strength from their effect on people. And this effect can be quite different depending on the context, on the mood, and on who communicates the symbol to whom. Therefore the idea and the meaning, behind our symbolic actions do not only depend on personal perception, cultural conventions, and experiences, but they are also intersubjective. To comprehend
10 For an illustrative discussion on the problems of interpretation of symbols in archaeology, see Gallay, L’Archéologie Demain, pp. 183–200. 11 Gillespie, ‘The Intersubjective Nature of Symbols’, pp. 24–37 (esp. p. 29). 12 Cohen, The Symbolic Construction of Community, p. 55, p. 73.
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Fig. 1 Beside context and intersubjectivity, meaning, mediality, and emotions influence the impact of symbolic actions on society. Drawing by the author.
the meaning of a prehistoric symbol is – in my view – therefore very difficult, if not impossible. However, there is a way out of this dilemma. Not only the meaning of a symbol determines its impact on society – mediality and emotions do so as well (Fig. 1). By adding considerations of mediality and the emotions evoked by the symbols to iconographic analyses, we can gain some information on their impact, even if we do not know their actual meaning. According to recent cognitive research, emotions have long been underestimated in cognitive 126
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science.13 Of course, emotions also depend on the context and the relation of subjects; yet, there are some features that will be perceived in a similar way or will have similar effects on most humans. The structural aspects of symbols include the following: 1. Iconic repertoire: the degree of standardization, of abstraction, and of ubiquity/exclusivity 2. Mediality: the scale of the medium, its permanence, the standardization, the material, production efforts and quality, ubiquity and exclusivity and reflexivity (by which I mean the ability and opportunity for people to interfere with the medium) 3. Emotions: the perception of and emotional reactions to the symbols This list could probably be expanded; but for our analysis it will suffice to concentrate on the three points listed above. In the following, I will investigate the material remains of symbolic behaviour in the PPNA and PPNB cultures of the Near East.
Constructed Symbolism As was mentioned above, I will focus on special buildings (Fig. 2) because it is easier for us to perceive the conventionalized world views implicit in such buildings than in domestic architecture, influenced by individual preferences and site requirements.14 13 Salvatore and Venuleo, ‘The Unconscious as Symbol Generator – a Psychodynamic-Semiotic Approach to Meaning-Making’, pp. 59–74. 14 This is not to say that the shape of domestic houses is not often based on ideological concepts. Indeed, in traditional societies domestic houses may represent the cosmic order (Kent, ‘A Crosscultural Study of Segmentation, Architecture and the Use of Space’, pp. 127–52 (esp. p. 128). But the risk that individual styles skew the picture is very high. Thus the number of private houses required for a meaningful statistical analysis concerning the cosmological concept of domestic architecture would have to be very large. Although public and private buildings cannot always be easily differentiated for the early Neolithic in the southern Levant, the architecture of all of the above mentioned buildings clearly differs from typical dwellings.
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Fig. 2 Communal or special buildings of Upper Mesopotamia: I. Round ‘polyvalente’, II. Round to oval without room division a. with wooden pillars, b. with stone/ clay pillars, III. Rectangular with pillars. PPNA-Middle PPNB. I 2–IIa 2 and IIb 2 are reproduced at the same scale as I 1. Where possible orientation has been standardized to the north. For figures without a north-arrow, no orientation was given in the original publication. I 1. Mureybet M 47, Syria; I 2–3; IIa 1. Jerf el-Ahmar, EA 7, EA 30, EA 53, Syria. Modified after Stordeur and Ibañez 2008, fig. 26 and Stordeur and others 2000, fig. 5, fig. 9; I. 4. Wadi Tumbaq, EA-6, niveau 4, Syria. After Abbès 2014: fig. 8.2; I. 5. Dja’de, Syria. Schematic redrawing after Coqueugniot 2014: fig. 7; IIa 2. ‘Abr 3. After Yartah 2005, fig. 8.2; IIb 1. Göbekli Tepe, Turkey. Modified after Schmidt 2006, fig. 76; IIb 2. Çayönü, BM1, Turkey. Modified after Schirmer 1990, fig. 11; IIb 3–III 1. Nevalı Çori, Turkey. After Hauptmann 1999, fig. 9); III 2. Göbekli Tepe, Lion-Pillar-Building. Modified after Schmidt 2006, fig. 76; III 3. Çayönü, Flagstone Building, Turkey. Modified after Schirmer 1990, fig. 11.
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Some of the earliest special or (as they have been termed by Danielle Stordeur) communal buildings were excavated at Mureybet15 and Jericho16 in the 1950s and 1960s. The tower and wall of Jericho remain unique in the southern Levant. The same holds true for the large oval placa or building (for the moment it is not clear whether or not the 22 m × 19 m oval structure was covered by a roof) found recently at Wadi Faynan.17 However, the round compartment building of Mureybet is duplicated by two other, nearly identical, round compartment buildings at Jerf el-Ahmar, just about 40 kilometres north of Mureybet; 18 and two exemplars at Wadi Tumbaq 3, in the Bal’as Mountains in central Syria.19 They all have diameters of roughly 6–7.40 m and include several smaller chambers assumed to have been used for storage, though they are almost devoid of material (which makes this interpretation problematic). At Jerf el-Ahmar other special buildings have been excavated, and the chronological sequence shows a development from compartment buildings to buildings with one very large room (Fig. 3).20 The special round building of Dja’de 21 about 20 km north of Jerf el-Ahmar represents a transitional type. Its compartments are separated by impressively painted buttresses but no walls. Buildings of the second type of the more recent transitional phase from the PPNA to the PPNB were found in ‘Abr 3, about 45 kilometres upstream on the Euphrates.22
15 Stordeur and Ibañez, ‘Stratigraphie et répartition des architectures à Mureybet’, pp. 33–95. 16 Ronen and Adler, ‘The Walls of Jericho Were Magical’, pp. 97–103. 17 Finlayson and others, ‘Architecture, Sedentism, and Social Complexity at Pre-Pottery Neolithic A WF16, Southern Jordan’, p. 2. 18 Stordeur and others, ‘Les bâtiments communautaires de Jerf el-Ahmar et Mureybet’, pp. 29–44. 19 Abbès, ‘Bal’as: un autre scénario de la néolithisation du Proche-Orient’, pp. 17–20, fig. 8. 20 Stordeur, ‘Symboles et imaginaire des premières cultures néolithiques du Proche-Orient (Haute et Moyenne Vallée de l’Euphrate)’, pp. 15–37, fig. 2. 21 Coqueugniot, ‘Dja’de (Syrie) et les représentations symboliques au IXe millénaire cal. BC’, pp. 97–101, fig. 7. 22 Yartah, ‘Les bâtiments communautaires de Tell ‘Abr 3 (PPN A, Syrie)’, pp. 3–9.
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Fig. 3 Development of communal buildings in relation to domestic architecture, Jerf el-Ahmar, Syria. PPNA. Modified after Stordeur 2003, fig. 2.
Further east, near the modern town of Şanliurfa, the monumental hill-top constructions of Göbekli Tepe,23 to which we will refer later, give important clues for our analysis. On typological grounds the special buildings of Nevalı Çori, despite their rectangular shape, can be seen as the successors of Göbekli Tepe.24 The oldest phase of the ‘Skull Building’ at Çayönü resembles the round construction of Göbekli, although instead of the large stone pillars, buttresses subdivide the wall. The ‘Flagstone Building’ is similar to the later ‘Lion-Pillar’ Building of Göbekli and the communal building of Nevalı Çori.25 Most of these special buildings have in common that they lay on the edge of their settlement. There may have been some space between these structures and the normal dwellings, but the distance was not great. The only exception so far seems to be the early phase of Göbekli Tepe. Its dominating position on a hilltop without access to water makes it a rather exceptional site, seemingly a territorial symbol of power and/or spiritual authority. But already during the later phase the Lion-Pillar Building – which is similar to the large round construction, but square and smaller – is surrounded by many smaller buildings. Interpretation Schmidt, Sie bauten die ersten Tempel. Hauptmann, ‘Nevalı Çori’, pp. 99–110. 25 Özdoğan, ‘Çayönü’, pp. 35–63 (esp. pp. 41–54). 23 24
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of these smaller buildings has to await the final publication, but they might have been normal dwellings. It has been proven that in Jerf el-Ahmar the communal buildings outlasted the other structures and were still round when other structures became rectangular. This means that there was a fixed plan, a regional building tradition, reserved for this kind of building.26 Access to these buildings could easily have been controlled and restricted to a limited number of people. Their interiors must have been quite dark because most of them were dug into the ground or the flank of a hill. Again, Göbekli Tepe might be an exception, because it is uncertain, whether or not, it was covered. The plan of these buildings was standardized in any given region, but there were differences between regions. Even Göbekli Tepe was not unique: at least five other sites in this region seem to have had architectural elements similar to, though smaller than, its T-shaped pillars.27
Ritual Symbolism The most striking ritual of the early Holocene is skull burial. I will therefore focus my analysis on this specific subject.28 The practice of detaching skulls from the dead and reburying them in groups or singly existed from the Natufian to the PPNB. According to our present information, this burial tradition began in the Levant and spread south to the far southern Levant and north to southeast Anatolia. It was later practised also in central Anatolia, but that region and period is outside the scope of my analysis.29 A similar observation for the Upper Tigris region has already been made by Özdoğan, ‘Çayönü’, p. 47. 27 Most of these sites have not been explored archaeologically, except for Nevalı Çori. Thus, it is not clear whether they were located near a village or whether they were isolotated on hill tops, see Güler and others, ‘New Pre-Pottery Neolithic Sites and Cult Centres in the Urfa Region’, pp. 292–97. 28 A detailed description of these burials has been published elsewhere, so it will be sufficient here simply to summarize the main points (Benz, ‘Beyond Death – the Construction of Social Identities at the Transition from Foraging to Farming’, pp. 249–76). 29 Kodas, ‘Contexte Architectural des Crânes Surmodelés’, pp. 13–19. 26
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Fig. 4 Group of plastered skulls associated with the skeleton of a newborn, Aswad, Syria. PPNB. Photo courtesy of the Fouille franco-syrienne de Tell Aswad. Co-directed by Danielle Stordeur and Bassam Jamous. Mission El Kowm-Mureybet du Ministère des Affaires étrangères France. Photo by Laurent Dugué.
During the middle PPNB the old tradition of skull burial was elaborated by the plastering of the skulls (Fig. 4). Plastered skulls have been found exclusively in the Levant and nowhere in upper Mesopotamia. Because of the striking reality of the plastered faces, skull burials have been excavated and recorded in great detail. Thus we know much more about these burials than about normal burial practices. The skulls were separated from the rest of the bodies sometime after interment. Some of them were then painted and/or plastered. Some were also decorated with collagen, to which perishable organic materials probably had been fixed. After a period of display, the skulls were reburied singly 132
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or in caches of two or more. Grouping by age and sex was common, but groups of different sexes and ages are also recorded. Most of the plastered skulls are from young adults. Analyses of ancient a-DNA so far have failed to confirm familial relationships within the skull groups.30 For our analysis the important point is that these skulls were venerated and even after their reburying remained a community focus.31 In some cases an association of skull burials with skeletons of babies or small children has been observed.32 It might be that the reburying of a skull was the occasion for an infant sacrifice; but it seems more plausible that the death of a beloved child was one possible reason for the reburial of the skulls or that the child was placed above these skulls long after in order to demonstrate a relationship. In any case a trans-generational ‘affiliation’ – which could be independent of blood relationship – was intentionally affirmed. This veneration of special persons was a more common practice in the Levant than in upper Mesopotamia, and the plastering of the skulls was a quite conventionalized ritual over the large region from the southern Dead Sea to the Damascus Basin.
Representations of Symbols Finally, I will describe some of the wealth of symbols used during the PPNA and early PPNB. The decorated shaft-straighteners and pebbles from the Levant and the Upper Euphrates provide good examples of the symbolic repertoire. In Upper Mesopotamia they are quite standardized in size and shape (Figs 5–6), but in the Levant none of the published pebbles and shaft straighteners has naturalistic decorations 30 A familial relationship due to an epigenetic morphological skull marker has been suggested by Röhrer-Ertl, Die Neolithische Revolution im Vorderen Orient, p. 244, but the a-DNA is so badly preserved that no systematic analysis could be done (Bonogofsky and Malhi. ‘Sex-based DNA Analysis of 8,500 Year Old “Ancestor” Skulls from the Levant’). 31 Stordeur and Khawam, ‘Les crânes surmodelés de Tell Aswad (PPNB, Syrie). Premier regard sur l’ensemble, premières réflexions’, pp. 5–32. 32 Benz, ‘ “Little Poor Babies” – Creation of History through Death at the Transition from Foraging to Farming’.
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Fig. 5 Figurative decoration of shaft-straighteners and pebbles from Upper Mesopotamia. PPNA-EPPNB. All items are reproduced at the same scale. 1. ‘Abr 3. After Yartah 2004, fig. 18.3; 2. After Yartah 2005, fig. 7.3; 3. Göbekli Tepe. After Köksal-Schmidt and Schmidt 2007, p. 107; 4.-9. Jerf el-Ahmar. After Akkermans and Schwartz 2003, fig. 3.18.
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Fig. 6 Decorated pebbles and shaft-straighteners, Tell Q aramel, Syria. PPNA. All items are reproduced at the same scale. 1.–2. After Mazurowski and Yartah 2001, fig. 11; 3.–4. After Mazurowski 2004, fig. 10; 5.–6. After Mazurowski and Yartah 2001, figs 10.630, 10.636; 7. After Mazurowski 2003, fig. 12; 8. After Mazurowski and Yartah 2001, fig. 10.638; 9. After Mazurowski 2002, p. 328.
but only geometric patterns (Fig. 7); 33 however, naturalistic images on pebbles and shaft straighteners from the Middle and Upper Euphrates-Tigris region are very common. As I will show, the latter are based on a collective repertoire common from the Middle Euphrates to South-Eastern Anatolia. 33 Some decorations interpreted as representations of faces might instead be parts of geometric patterns (Noy, ‘Art and Decoration of the Natufian at Nahal Oren’, pp. 557–68, esp. p. 563, fig. 4.5). Pebbles decorated with geometric shapes have also been found in Upper Mesopotamia, e.g. at Mureybet, Çayönü, Cafer Höyük, and Tell Q aramel (Cauvin, ‘Le Néolithique de Cafer Höyük’, pp. 123–33, fig. 2; Cauvin and others, ‘The Pre-Pottery Site of Cafer Höyük’, pp. 114, fig. 32; Akkermans and Schwartz, The Archaeology of Syria, fig. 18.3; Mazurowski, ‘Tell Q aramel Excavations, 2003’, pp. 355–70, fig. 11). Some of the pebbles with figurative decorations from Tell Q aramel have been found in a secondary Bronze Age context and are therefore of uncertain date. Except for one, they are not considered in this study (Mazurowski and Jamous, ‘Tell Q aramel. Excavations 2000’, pp. 327–41, esp. pp. 338–41, figs 7–8).
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Fig. 7 Geometrically decorated shaft-straighteners and pebbles, the Levant. Natufian to Late PPNB. All items are reproduced at the same scale unless otherwise stated. 1. Netiv Hagdud. After Ofer Bar-Yosef and Avi Gopher 1997, fig. 5.18; 2. Zahrat Adh-Dhra’ 2, limestone. After Edwards and others 2002, fig. 5; 3. Nahal Oren. After Noy 1999, fig. 2.5; 4. Ghuwayr I. After Simmons and Muhammed Najjar 2003, fig. 8; 5.–6. Shkârat Msaied, steatite, objects 51201 and 51304. After Harpelund 2011, drawing 16; 7.–8. Basta, steatite. After Gebel and others 2004, figs 14.4, 14.6; 9.–10. Ramad R 66.131, basalt, R 65.252, limestone. After Contenson 2000, figs 89.1, 92.4; 11. Aswad Ad 71.115, limestone. After Conentson 1995, fig. 111.
The Variety of Threatening Animals and Abstract Symbols During the PPNA snakes become a ubiquitous symbol represented on a variety of media, including pebbles at Jerf el-Ahmar, Tell ‘Abr 3, and Tell Q aramel and stone vessels at Körtik Tepe.34 They are shown crawling up the pillars of Göbekli and Karahan Tepe, on a totem pole of Göbekli,35 and on the back of the 34 Stordeur, ‘Symboles et imaginaire des premières cultures néolithiques du Proche-Orient (Haute et Moyenne Vallée de l’Euphrate), p. 28; Mazurowski and Yartah, ‘Tell Q aramel. Excavations, 2001’, pp. 295–307, esp. p. 305; Özkaya, ‘Excavations at Körtik Tepe. A New Pre-Pottery Neolithic A Site in Southeastern Anatolia’, pp. 3–8, fig. 8; Coşkun and others, ‘Living by the Water – Boon and Bane for the People of Körtik Tepe’, pp. 59–71. 35 Schmidt, Sie bauten die ersten Tempel, p. 91, p. 96; Köksal-Schmidt and
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Fig. 8 Nevalı Çori, southeastern Turkey, Head with snake; limestone. Şanlıurfa Müzesi. Early to Middle PPNB. Photo courtesy of Euphrat-Archiv, Berlin-Heidelberg.
head of a near-human-size figure at Nevalı Çori (Fig. 8).36 Vultures, lions/panthers, foxes, and scorpions belong to this animal repertoire as well, and are again represented on a variety of media.37 Less common but present are aurochs (mostly in the very abstract form of the bucranium), sheep, and goat/gazelle/ibex. Schmidt, ‘The Göbekli Tepe “Totem Pole”. A First Discussion of an Autumn 2010 Discovery (PPN, Southeastern Turkey)’, pp. 74–76, esp. pp. 74–75. 36 Hauptmann, ‘The Urfa Region’, pp. 65–86, esp. p. 75, fig. 10. 37 For a possible interpretation of this figurative repertoire, see Benz and Bauer, ‘On Scorpions, Birds, and Snakes – Evidence for Shamanism in Northern Mesopotamia during the Early Holocene’, pp. 1–15.
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A circular, ‘sun-like’ sign is common too, appearing on pebbles at Tell Q aramel west of the Euphrates, on two large stone slabs at Tell ‘Abr 3 on the Euphrates,38 and on stone vessels at Körtik Tepe39 (Fig. 9). It should not be automatically assumed to be a solar or lunar sign: it might also represent something like a settlement or a waterhole (and thus perhaps be a symbol for life) with paths leading to it.
Fig. 9 ‘Sun-like’ symbols on different media. Early to late PPNA. 1. ‘Abr 3. After Yartah 2004, fig. 14.1; 2. Tell Q aramel. After Mazurowski and Jamous 2000, fig. 7; 3. Körtik Tepe. After Coşkun and others 2010, fig. 2a.
Thus, there is a shared tradition of symbols throughout northern Mesopotamia during the early Holocene. During the Epipa laeolithic, naturalistic representations had been rare, small,
38 Yartah, ‘Tell ‘Abr 3, un village du néolithique précéramique (PPNA) sur le Moyen Euphrate. Première approche’, pp. 141–58, fig. 14. 39 Coşkun and others, ‘Living by the Water – Boon and Bane for the People of Körtik Tepe’, fig. 2.
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individualistic, and almost exclusively of animals.40 But in the early Holocene a great variety of representations/of symbols appears, displayed on everything from very tiny scrapings to very large, labour-intensive, stone reliefs. Some of the stone reliefs of Göbekli Tepe and Jerf el-Ahmar are exceptional.41 They are carved in such a three-dimensional way that they seem to come out of the pillar, thus enhancing their presence and dominance of the space created around them. The panther or lion crawling downwards on Pillar P27 of Göbekli Tepe is lurking, its head sunken between the shoulders, baring its teeth as if about to jump on its victim (Fig. 10). The degree of abstraction is highly variable: some of the snakes are depicted with heads, eyes, and a forked tongue or ‘antennae’; 42 others are simply a zig-zag line with a stylized triangle for the head. The position of some zig-zags within a standardized combination of signs on stone vessels from Körtik Tepe implies that they, too, represent snakes (Fig. 9.2). Some abstract symbols are used at some sites so frequently that they have been suggested to represent the first ‘hieroglyphs’.43 Most animals are either represented in a threatening attitude, such as the boars and the lions/panthers of Göbekli Tepe, or they are intrinsically dangerous creatures like scorpions or snakes.44 This makes a strong contrast to the Epipalaeolithic figurines, which represent mostly game animals. Finally, I will consider the representations of humans. A small clay female figurine from Mureybet suggested to Cauvin the ‘birth of the gods’ before the advent of the Neolithic. There are 40 Cauvin, Naissance des Divinités – Naissance de l’Agriculture, p. 38; Noy, ‘Art and Decoration of the Natufian at Nahal Oren’, pp. 564–67. 41 Schmidt, Sie bauten die ersten Tempel, figs 25–26, fig. 86; Hauptmann, ‘Urfa Region’, figs 27, 29, 31; Schmidt, ‘Animals and a Headless Man at Göbekli Tepe’, pp. 38–40, figs 1a–1b; Stordeur, ‘Symboles et imaginaire des premières cultures néolithiques du Proche-Orient (Haute et Moyenne Vallée de l’Euphrate)’, fig. 7.3. 42 Stordeur, ‘Symboles et imaginaire des premières cultures néolithiques du Proche-Orient (Haute et Moyenne Vallée de l’Euphrate)’, p. 28. 43 Schmidt, Sie bauten die ersten Tempel, pp. 221–26. 44 Stordeur, ‘Symboles et imaginaire des premières cultures néolithiques du Proche-Orient (Haute et Moyenne Vallée de l’Euphrate)’, pp. 22–30; Schmidt, Sie bauten die ersten Tempel, p. 235.
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Fig. 10 Relief of a lion or panther, in a crouching position on pillar P27, Göbekli Tepe, southeastern Turkey. Late PPNA/Early PPNB. Photo courtesy of the German Archaeological Institute, Nico Becker.
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other, approximately contemporary, figurines from elsewhere in the Levant, but their sex is not always clear and some of them were probably male.45 Although it is not obvious whether these human figures represent gods or simply powerful persons, Cauvin is correct that there was an increase in human representation. Some human figures were made already during the early phases of Göbekli Tepe: a headless human depicted on a stone pillar is possibly a symbol of death, and a 1.90 m-high totem pole of stone shows at least two humans threatened by either a predator (feline or bear) or a human dressed in a cape of fur with the head of such a predator – variations on the threatening-animal theme depicted elsewhere at the site.46 At Jerf el-Ahmar a headless human corpse is carried by a bird with a large beak, probably a vulture.47 Some – if not all – of the pillars also depict humans or humanoid creatures (supernatural beings?).48 The pillars with arms, fingers, and sometimes a scarf are called the ‘Nevalı Çori type’ because they were first discovered at that site. From the initial phase at Göbekli Tepe three pillars exist of this type, all of them in Round C, and two of them at its centre. These pillars are surrounded by an army of dangerous animals. From the later phase, at least 9 of 53 pillars have arms; and many fragments of other pillars with arms were found, though not in situ.49 In addition many small figurines as well as miniature pillars have been found. During the PPNB at Nevalı Çori, the size of the representations of humans increase to near-human size, but many small human figurines also exist.50 At Göbekli Tepe a 30 cm tall woman, probably giving birth, was scratched into one of the stone 45 Benz, Die Neolithisierung im Vorderen Orient. Theorien, archäologische Daten und ein ethnologisches Modell, pp. 90–96. 46 Schmidt, ‘Animals and a Headless Man at Göbekli Tepe’, pp. 39–40; Köksal-Schmidt and Schmidt, ‘The Göbekli Tepe “Totem Pole”. A First Discussion of an Autumn 2010 Discovery (PPN, Southeastern Turkey)’, pp. 74–75. 47 Stordeur, ‘Symboles et imaginaire des premières cultures néolithiques du Proche-Orient (Haute et Moyenne Vallée de l’Euphrate)’, p. 30. 48 Morenz and Schmidt, ‘Große Reliefpfeiler und kleine Zeichentäfelchen – Ein frühneolithisches Zeichensystem in Obermesopotamien’, pp. 13–31. 49 Schmidt (personal communication). 50 Hauptmann, ‘Urfa Region’, pp. 75–76, figs 10–19; Morsch, ‘Magic Figurines? Some Remarks About the Clay Objects of Nevalı Çori’, pp. 149–58.
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slabs of a bank in the Lion-Pillar Building.51 A near-human-size figure of a man was found many years ago in the centre of Urfa.52 It is similar to the discoveries at Nevalı Çori and Göbekli Tepe and may therefore be dated to the early Neolithic, too. Summing up, there is throughout the area a common repertoire of symbols, with some local variations. For example, many birds are represented at Göbekli Tepe, while deer and some images that might be larvae are unique to Körtik Tepe.53 Every site has its own style, but within each style there seem to have existed firm rules of design. Köksal-Schmidt and Schmidt remark regarding Göbekli Tepe ‘[…], so gibt es doch viele Wiederholungen, die in ihrer Gleichartigkeit wie einem Musterbuch entnommen oder wie nach Schablone gearbeitet erscheinen.’54 ‘[…] there are many repetitions, which in their similarity seem to have been taken from a pattern book or drawn from a stencil.’
In contrast to the Epipalaeolithic ones, Neolithic symbols are integrated into compositions that are perhaps whole narratives. The high degree of abstraction of some signs underlines the existence of conventions for their interpretation and hints at a network of collective cultural memory. It is striking that in the Levant geometric patterns dominate the iconographic repertoire, whereas in Upper Mesopotamia a great variety of naturalistic figures appears. Especially relevant for our purposes is the fact that the mediality of these symbols changes from perishable materials to stone and clay, and in size from small to monumental, thus increasing both temporal durability and spatial extent. This holds true not only for the special buildings and the symbolic engravings and reliefs in stone, but also for the secondary skull burials, which should possibly link Schmidt, Sie bauten die ersten Tempel, pp. 238–39. Schmidt, Sie bauten die ersten Tempel, p. 199, pp. 201–03. 53 Özkaya and San, ‘Körtik Tepe: Bulgular Işığında Külturel Doku Üzerine Ilk Gözlemler’, pp. 21–36, fig. 19. 54 Köksal-Schmidt and Schmidt, ‘Perlen, Steingefäße, Zeichentäfelchen – Handwerkliche Spezialisierung und steinzeitliches Symbolsystem’, pp. 97–109, esp. p. 97. 51 52
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generations and thus create a sense of personal relationship over an extended time. Labour investment in the creation of collective symbols increased dramatically in the Near East, during the early Holocene and, at least in the case of the monumental buildings of Göbekli Tepe, community effort became necessary. The emotional effects of the figurative representations clearly show that the increase of human representations was only a second step. At first, during the early Holocene, the representations of animals became threatening and dangerous. Men were surrounded by animals. It has also been shown that personal relations probably played a more important role in the Levant than in Upper Mesopotamia, where territorial commitment was demonstrated by large cult centres like Göbekli, Karahan, Hamzan, and Sefer Tepe.55 Only in a second step humans emancipated themselves from their natural environment.
Discussion Two fundamental changes can be observed in the symbolic material remains of the early Holocene: The first is a change in mediality, especially regarding the materials used in buildings, burials, and figurative representations. Whereas mobile hunter-gatherers had probably used natural sacred places, now buildings for ritual or political assemblies were planned and built of stone and clay. The buildings were placed either at the edge of the village, or on an eminence, as Göbekli Tepe. Access to the new communal buildings could be controlled or restricted. Thus, they became a symbol of the power of a circumscribed group. Membership of this group may have been defined by territorial, familial, or other criteria, which are difficult to determine without any written sources.56 Once the architecture had been fixed it fostered conventionalized behaviour by those who wanted to belong to the 55 Benz, ‘Beyond Death – the Construction of Social Identities at the Transition from Foraging to Farming’, pp. 262–70. 56 Alt and others, ‘Earliest Evidence for Social Endogamy in the 9,000-YearOld-Population of Basta, Jordan’.
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community and practice its rituals.57 Every ritual follows a conventionalized choreography, yet, changes are easier in contexts without fixed space because built space reduces flexibility.58 Similarly, burial rituals have a fixed sequence of behaviour, material equipment, and investments in the burial itself. The burial rituals of the PPNA were deeply rooted in the traditions of the Epipalaeolithic, but during the Pre-Pottery Neolithic there was an increase in secondary collective burials (e.g. in Abu Hureyra 59) and in detached skulls reburied in groups. This trend culminated during the middle PPNB in the displaying and reburial of single or groups of plastered skulls.60 Thus, the reburial of skulls was nothing new; but the plastering attempted to preserve the social status quo beyond death. The exhibition of skulls probably aimed at a communal veneration. This veneration of selected individuals, the ritualized treatment of the plastered skulls, and the communal efforts to perpetrate the special status of these individuals even after death also hint at the existence of at least some authorities. Thus in the Levant, collective memory was not guided by collectively fixed symbols but by relations among people. This does not necessarily mean that the plastered skulls were intended to perpetuate the memory of specific individuals; the purpose might also have been to exalt the memory of an anonymous collective of ancestors. And even after reburying, there seems to have been intentional efforts to perpetuate memory.61 For example, on the PPNB site of Tell Aswad Danielle Stordeur and her colleagues proved that the place where the skulls were reburied must 57 I will not argue that architecture imposes a certain kind of behaviour. As the change of use of many churches proves, form does not entirely dictate content: churches may become music halls or museums, even if nothing is changed on their facade. However, their architecture favours large assemblies, access to the building can be controlled, and, if the architecture is closed, people can be excluded from participating in – and even from watching – the rituals. On the other hand, a structure of small rooms, which cannot be used for communal rituals will never become a temple or a town hall. 58 Watkins, ‘Architecture as “Theatres of Memory” in the Neolithic of Southwest Asia’, pp. 97–106. 59 Molleson, ‘The People of Abu Hureyra’, pp. 301–24. 60 Benz, ‘Beyond Death – the Construction of Social Identities at the Transition from Foraging to Farming’. 61 See Kuijt, ‘The Regeneration of Life. Neolithic Structure of Symbolic Remembering and Forgetting’, pp. 171–97.
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have been visible as a small elevation, and some later inhumations were clearly positioned in relation to the skulls.62 At other sites, e.g. Ramad and Jericho, the skulls were often reburied in relation to architectural features, which were probably visible.63 Some of the isolated skulls were reburied inside the houses, others were reburied in open, probably public, spaces. Also, the time invested in burial practices and permanence was increased by the plastering of the skulls. At only a few sites of the Middle and Upper Euphrates-Tigris – such as Körtik Tepe,64 Halula,65 Dja’de,66 Abu Hureyra,67 Nevalı Ҫori,68 and Ҫayönü 69 – a sufficient number of burials have been excavated to conduct a reliable analysis of burial traditions in that region, and most of these sites await a detailed, final publication of their burials. For the moment, we can only notice that although the tradition of skull burials existed there too, a regionwide tradition of skull-plastering did not.70 And in contrast to the Levant, every site had its own particular burial traditions. An interesting trend can be observed in the Euphrates-Tigris region concerning the mediality of the figurative representations. Besides painted pictures, which probably existed long before the Neolithic, during the a-ceramic Neolithic, many representations are worked in stone, either incised or in high relief. In contrast 62 Stordeur and Khawam, ‘Les crânes surmodelés de Tell Aswad (PPNB, Syrie). Premier regard sur l’ensemble, premières réflexions’, pp. 5–32. 63 Benz, ‘Beyond Death – the Construction of Social Identities at the Transition from Foraging to Farming’, pp. 254–61, p. 265. It should be noted that many skull burials were excavated in the 1950s to 1980s, without clear descriptions of the surrounding deposits. Thus, a more precise documentation of the context might prove, that the observations made at Tell Aswad are the rule rather than the exception. 64 Özkaya, ‘Excavations at Körtik Tepe. A New Pre-Pottery Neolithic A Site in Southeastern Anatolia’, p. 5. 65 Guerrero and others, ‘Seated Memory’, pp. 379–91. 66 Coqueugniot, ‘Dja’de el Mughara (Ja’det al-Moghara)’, pp. 65–70. 67 Molleson, ‘The people of Abu Hureyra’, pp. 301–24. 68 Hauptmann, ‘Urfa Region’, pp. 70–74. 69 Özdoğan, ‘Çayönü’, pp. 35–63. 70 This does not mean that the methods of plastering were identical everywhere in the Levant (Goren and others, ‘The Technology of Skull Modelling in the Pre-Pottery Neolithic B (PPNB)’, pp. 671–90), but simply that the ritual of skull-plastering was a common practice in the region from the southern Dead Sea region to Damascus Basin.
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to paintings, which can be simply painted over, it is difficult to erase a relief. Klaus Schmidt observed a small number of alterations and erasures on the pillars of Göbekli Tepe,71 but in most cases carved stones in ritual places were made for ‘eternity’. Changes could be made only through deliberate destruction, as happened to many of the communal buildings, or abandonment.72 Collective memory was thus fixed in stone and could be erased only by intentional, time-consuming, effort. The past became a created medium actively influencing the present and the future, unless it was intentionally erased or destroyed. Yet to do so demanded a high degree of self-confidence: fixing symbolic traditions in stone fosters conservative thinking by making change difficult. This establishment of a fixed repertoire of symbols on stone had important effects on the behaviour of the people. In the same manner that architecture influences the perception of a landscape and the behaviour of people, a fixed collective symbolic repertoire influences the behaviour and the memory of people. The fixing of symbolism on stone and the plastering of the dead restricted the flexible and reflexive use of symbolic actions and dictated more ritualized and standardized social interactions.73 Recent neurobiological studies show that memory can be guided and even falsified by representations of collectively accepted memory.74 This means that by collective repetition and public demonstration of some distinctive symbols and topics, the perception and the focus of people can be influenced and channelled in certain directions. Control over the representation of symbols is thus one of the most important means of creating corporate identity. 71 Schmidt, Sie bauten die ersten Tempel, p. 125, p. 141, p. 184; Morenz and Schmidt, ‘Große Reliefpfeiler und kleine Zeichentäfelchen – Ein frühneolithisches Zeichensystem in Obermesopotamien’, p. 22. 72 Özdoğan, ‘Çayönü’, p. 47, p. 52; Yartah, ‘Tell ‘Abr 3, un village du néolithique précéramique (PPNA) sur le Moyen Euphrate. Première approche’, p. 142; Rollefson, ‘Ritual and Social Structure at Neolithic ’Ain Ghazal’, pp. 165–90, esp. p. 179. 73 Interestingly, this trend is also mirrowed in other accessories: the use of semi-precious stones for jewellery increased and other stone objects were recylced for jewellry; see Alarashi, ‘Epipalaeolithic and Neolithic Personal Adornments from Syria (12th–7th Millennium BC)’, pp. 46–47. 74 Edelson and others, ‘Following the Crowd’, pp. 108–11.
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But this is only one aspect of the observed change in mediality. As has been shown above, the same symbols or signs were represented on very different media: large stone pillars, stone vessels and plates, and even small bone amulets. The presence of the same motives on several media and in many different places not only increased their influence on the collective memory, but also implied a large communicative network and a fixed basic common sense. The high degree of abstraction of some symbols underlines this. Within this network every group developed its own unique figures. A third aspect concerning the new mediality should not be forgotten: investment of time and work. Not only was permanence increased but also the investment of time and work in symbolic behaviour. This was especially true for the large stone pillars of Göbekli Tepe; but the plastered skulls and the elaborate decorated stone vessels of the Upper Euphrates-Tigris region were also labour-intensive objects. Investment in something enhances one’s relationship to it; and if this work is done collectively, it also enhances collective relationships and memory. Collective activities in common symbolism enhance collective cultural memory.75
Power and Fear – Emotional Aspects The second change concerns the emotions evoked by the representations. Most of the animals depicted at ‘PPNA-’sites in the Middle and Upper Euphrates-Tigris region are frightening and display power, especially male power, with sharp teeth, wide opened mouths, erect penises, or aggressive poses. Some of them, such as scorpions and snakes, are intrinsically lethal. Details of interpretation of such animals can differ from one culture to another: snakes, for example, were sometimes associated with reincarnation or with the cycle of death and life.76 But in general, these creatures are always viewed as dangerous, threatening ani75 The importance of symbols for the collective memory has already been emphasized by Maurice Halbwachs, see Wetzel, Maurice Halbwachs, pp. 76–77. 76 Bader, ‘Was ist eigentlich ein Symbol?’, pp. 18–19.
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mals, especially if one thinks about the ‘highly venomous vipers from the Urfa region’.77 Whereas in the Palaeolithic, wild animals for hunting and pregnant/well-fed women (perhaps originally symbols of fertility and reproduction) were pictured, in the Holocene we see, besides carnivores and hunted wild animals such as boars, small animals like snakes, spiders, or scorpions – all bound to the ground. These animals did not appear in the repertoire of Palaeolithic huntergatherers but are nearly ubiquitous in the early Holocene cultures of the Euphrates and Tigris region. Even if these representations were actually not frightening (anymore), there may have been emotional reactions because once in human history such encounters, e.g. with a poisonous snake, were frightening.78 Even the mere picture of a lion rearing up with wide-open jaws can create a sense of respect or a certain amount of fear. By contrast, the presence of a lion cub, with its round eyes and small mouth, causes in most people a warm sense of affection. None of these figurative themes has been found so far in the symbolic repertoire of the PPNA communities in the Levant. Figurative representations there are mostly restricted to three-dimensional clay, plaster, or stone figurines. This is of importance when it comes to the different ways in which corporate identity and collective memory were created in the Euphrates-Tigris region and in the Levant – a topic I have discussed elsewhere.79
The Process of Sedentarization as Seen from the Perspectives of Neurobiology and Social Science The advent of the Holocene is characterized by a concentration of sites, especially near permanent water sources, and an increase
77 Peters and Schmidt, ‘Animals in the Symbolic World of Pre-Pottery Neolithic Göbekli Tepe, South-eastern Turkey’, pp. 179–204, esp. p. 183. 78 Andreas Mühlberger cited in Kraft, ‘Der Angst auf den Fersen’, pp. 33–38, esp. p. 34. 79 Benz, ‘Beyond Death – the Construction of Social Identities at the Transition from Foraging to Farming’.
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in average site size.80 In these villages communal structures were very common,81 and at the same time the mediality and emotional content of the symbols changed. Fear, power, and permanence are expressed in the symbolic repertoire of the early Holocene in the Euphrates and Tigris region. From a psychological point of view, the changes in mediality and emotional commitment at the beginning of the Holocene are striking. In the following I will interpret these changes in the light of recent research in the social sciences and neurobiology. Both the fear of relative deprivation and its actual condition are two motors of our motivations and behaviour.82 Whether or not we experience actual social or material deprivation, if our situation is at odds with our expectations, we normally try to change it. Therefore, what matters is not the actual situation, but our perception of it. Expectations are created by personal experience, by past events, or by comparison with the situation of others. Consider, for example, a wealthy person born into a rich family and educated in an exclusive prep school. For such an individual, wealth is ‘normal’ and if he would lose it he would feel hardship and he might be afraid of being excluded from his peer-group. Presumably he will do all he can to avoid this. By contrast, an individual who never had true wealth would probably not feel deprived unless brought into close social contact with wealthy people. It would then depend on the social system whether or not this relatively poor individual would be shunned by his new associates or socially accepted and treated with respect. Hardly less important than material deprivation is social deprivation. By constitution, humans are not able to live without the cooperation of other people. Many studies show that social deprivation has fundamental biological and social consequences for our lives, from the first glimpse of light (probably even before Benz, Die Neolithisierung im Vorderen Orient, pp. 68–69. Finlayson and others, ‘Architecture, Sedentism, and Social Complexity at Pre-Pottery Neolithic A WF16, Southern Jordan’; Yartah, ‘Les bâtiments communautaires de Tell ‘Abr 3 (PPN A, Syrie)’; Stordeur and others, ‘Les bâtiments communautaires de Jerf el Ahmar et Mureybet, Horizon PPNA. Syrie’; Schmidt, Sie bauten die ersten Tempel. 82 Giddens, Sociology, p. 628. 80
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birth) until the days before death. Babies lacking someone upon whom they can rely will have difficulties forming long-lasting social relationships later in life. This is not only a psychological effect but it changes the physiology of our brain.83 It is well known, that people who experience social deprivation, who are being bullied, or excluded from their peer groups, will react with fear or aggressiveness. A loss of confidence, for example because of increased anonymity or misbehaviour, leads to a decrease in our capacity for empathy. The physiological effects are very illuminating: confidence promotes the flow of oxytocin, a hormone that enhances the capability for empathy, whereas distrust inhibits the flow of oxytocin and increases the flow of testosterone, which is well-known for enhancing the level of aggression.84 If we properly understand the social consequences of sedentarization and increased population density (Fig. 11), we may be able to interpret the symbols in a more fundamental way. Immediate, probably unintended, consequences of sedentarization may (inner grey ring) include: 1. An increase in illnesses, and the rise of new illnesses resulting from the increase in population density. This would have in creased the fear of the unknown, since the real cause of illnesses was unknown 2. Anonymity would have increased because of the increase in population and settlement area. In consequence, fear of social isolation, and aggressive behaviour due to depersonalisation might have increased 85 Bauer, Prinzip Menschlichkeit. Warum wir von Natur aus kooperieren. Although several studies demonstrate that the administration of oxytocin enhances abilities in affective ‘mindreading’ in both sexes, sexual dimorphism in reactions to social stimuli have to be expected. Whereas an attenuating effect of oxytocin on the amygdala activity has been observed for men, further research is needed to determine the reactions of women, who seem to react with an increased amygdala activity when presented with fearful faces (Domes and others, ‘Oxytocin Improves “Mind-Reading” in Humans’, pp. 731–33; Domes and others, ‘Effects of Intranasal Oxytocin on Emotional Face Processing in Women’, pp. 83–93, esp. p. 84, pp. 92–93; Bauer, Schmerzgrenze. Vom Ursprung alltäglicher und globaler Gewalt, p. 188). 85 Bauer, Schmerzgrenze. Vom Ursprung alltäglicher und globaler Gewalt, p. 176, pp. 187–88. 83
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Fig. 11 Possible social and mental consequences of increased sedentarism. Drawing by the author.
3. A reduction in birth spacing within sedentary hunter-gatherer societies has been observed in ethnography.86 If this was also the case for prehistoric hunter-gatherers who became sedentary, it may have resulted in a decrease of the intensity and duration of infant care.87 If babies cannot establish a confidential relationship to other persons, a decrease in neurological capacities to establish permanent social relations may be the consequence.88 This may have led to an increase of anxious,
Benz, Die Neolithisierung im Vorderen Orient, pp. 111–14. This effect does not depend on the total number of children in families, it depends on the number of children delivered within a short period of time, and it may also occur with an increased workload of the adults responsible for infant care. For example, a social organisation of extended families may have absorbed this effect. 88 Bauer, Prinzip Menschlichkeit. Warum wir von Natur aus kooperieren, pp. 36–37, p. 80. 86
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aggressive, and impulsive behaviour.89 The consequence would be an increase in fissional tendencies and an increase in the number of people searching for social acceptance: such people are vulnerable to religious and political manipulation90 4. Misconduct against the local mores became easier as social control decreased in larger groups91 These basic changes may have led to important social challenges with interdependent emotional reactions: 1. Sharing, which is a basic, culturally trained behaviour in small mobile groups of hunter-gatherers,92 was no longer possible with everybody, and was probably restricted to a smaller group within larger communities.93 The decrease of social control and the increase of anonymity made it easier to cheat. The social networks/risk management was threatened, hence the fear of social deprivation and material deprivation increased for some persons/groups living in less favourable conditions 2. The ability of sedentary hunter-gatherers to store goods resulted in the decline of the moral of sharing and made it possible to establish social inequality permanently. Yet, when material inequality is allowed to develop indepen dent of personal merit, this inequality will be experienced as unfair. Humans have an innate sense of justice. If this sense is not satisfied, feelings of aggression will arise. The process of commodification 94 – the assignment of values not only to material goods, but also to services, landscapes, etc. by convention – increased this trend. Both, the sense of injus-
89 Bauer, Schmerzgrenze. Vom Ursprung alltäglicher und globaler Gewalt, p. 86, pp. 119–20. 90 Krohne, Psychologie der Angst. Ein Lehrbuch, p. 366. 91 Benz, Die Neolithisierung im Vorderen Orient, pp, 127–28. 92 Property and Equality – Ritualisation, Sharing, Egalitarianism, ed. by Widlok and Tadesse; Guenther, ‘Sharing among the San, Today, Yesterday, and in the Past’, pp. 105–36. 93 Benz, ‘The Principle of Sharing – An Introduction’, pp. 1–18. 94 Gebel, ‘Commodification and the Formation of Early Neolithic Social Identity. The Issues as Seen from the Southern Jordanian Highlands’, pp. 44–45.
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tice and the denial of certain commodities, probably resulted in increased aggression 3. Confidence decreased, with behavioural and biological con sequences,95 and the fear of the ‘other’ increased 96 Fear, aggression, and a sense of deprivation would have made the new system unbearable for those living under it, unless new morals and social systems absorbed the aggressiveness. It should be emphasized that the above listed consequences are hypothetical considerations, not established facts. Every effect may have been counteracted by new social and moral rules.97 But even if traditional moral and social systems, like the ‘principle of sharing’, would still have survived increased population density and increased territorial commitment would probably have led to conflicts, frustration, as well as other, major social problems. However, the material remains suggest that the use of a conventionalized repertoire of symbols and ritual practices helped ameliorate the social stress resulting from an increased population density.
Making the Invisible Visible How does all this relate to the increased use of symbols, the increase in fear-evoking images, and the establishment of a common symbolic repertoire during the early Holocene? 1. A general feeling of fear and uncertainty because of the loss of social relations might be the reason for the increase of threatening animals in the symbolic repertoire. As elaborated elsewhere, the transition from a weak to a strong commitment to a place was not possible without the reduction of the principle of sharing to include only a small, circumscribed group.98 This meant the loss of secure social bonds and material equality Bauer, Schmerzgrenze. Vom Ursprung alltäglicher und globaler Gewalt, p. 119. 96 Lacan cited in Widmer, ‘Angst und Furcht’, pp. 18–22. 97 For evidence of conflict mitigation in early Neolithic communities, see Gebel, ‘Conflict and Conflict Mitigation in Early Near Eastern Sedentism. Reflections’, pp. 32–35, esp. p. 34. 98 Benz, Die Neolithisierung im Vorderen Orient, pp. 122–32. 95
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for some people. The threatening attitude of some depicted animals, like e.g. the boars, might be explained by the damage they can cause in the fields or to the herds of incipient farmers. In the same vein, the representations of snakes and scorpions might be explained by a changed focus of former hunter-gatherers to farmers working the earth. Yet, the threatening gestures of many of the animals cannot be explained solely by this. The represented animals – be it their threatening gestures or their death-bringing nature – might be interpreted as symbols for a different type of fear: transfer of fear and guilt is a common psychological phenomenon.99 The darkness in some of the communal buildings may have increased the aggressive and threatening appearance of the animals. Fear not only makes people aggressive, but insecure people look for acceptance and assistance from more dominant people; therefore they will more easily and willingly accept the authority and control of such individuals.100 Maybe the hunters and gatherers of the Early Neolithic tried to liberate themselves from these fears by the depiction of dangerous animals, thus demonstrating their power over them. These representations of threatening animals fit well with the increasingly numerous representations of humans, because in a dangerous situation fearful people concentrate more on themselves and their reactions, as they search for solutions to the problems confronting them.101 On the other hand, powerful agencies might have realized the role of fear in human motivations and intentionally used the threatening animals to create a climate of fear in order to enhance the need felt by the group for the assistance of that person or clique. This scenario seems less probable in a world of huntergatherers and shamans, in which the personal dominance of one person outside his/her personal range and skills is unimaginable. Such political reasoning has only been proven for social systems
Krohne, Psychologie der Angst. Ein Lehrbuch, pp. 200–01. Krohne, Psychologie der Angst. Ein Lehrbuch, pp. 365–67. 101 Krohne, Psychologie der Angst. Ein Lehrbuch, pp. 343–44.
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with already established inequalities.102 Nevertheless, it cannot be excluded for early Holocene communities that an ambience of fear was intentionally created for political reasons. Anthony Cohen has noted that the use of symbols, regardless of type, is enhanced if communities perceive a threat to their socio-political or geophysical order in times of fundamental change.103 2. The above mentioned social consequences of increasing site permanence and population density carry a high potential for dissatisfaction and aggression. This aggression and the resulting tendency for social groups to fission can only be avoided through cultural means. Even if deep feelings of aggression arise, our rationality, which is guided by moral and social conventions, can keep us from reacting on the basis of those feelings.104 If new moral and social systems were applied to influence emotional reactions, negative emotions could be at least partly diminished. People in the Neolithic saw themselves challenged by the new living conditions and had to prevent aggressive behaviour. I therefore argue that they had to find new moral and social systems and that the increase of symbols – the search for a common imagery to make communication in larger networks possible and meaningful – can be explained as a first step in creating permanent commitment and in accepting social and material inequalities. Once the symbolic repertoire (architectural, ritual, and figurative) had been fixed, people had to accept these codes in order not to be ostracised from communication and social networks. Watkins attributes the increase of symbols to enhanced cognitive capacities.105 Yet, the flexible social structures of modern hunter-gatherers106 rather suggest that symbolic devices only became necessary when sedentary life was adopted. Only then did
See e.g. Assmann, ‘Altägyptische Ängste’, pp. 59–73, esp. p. 68. Cohen, The Symbolic Construction of Community, pp. 99–109. 104 Bauer, Schmerzgrenze. Vom Ursprung alltäglicher und globaler Gewalt, p. 107. 105 Watkins, ‘Changing People, Changing Environments’, pp. 110–11. 106 For example, see Guenther, ‘Sharing among the San, Today, Yesterday, and in the Past’, p. 127. 102 103
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it become necessary to find social media for increased mediation and group commitment. I suggest that prehistoric hunter-gatherers in transition to a Neolithic way of life decided to demonstrate their social commitment to others and fix their communal commitment for ‘eternity’ in order to prevent their communities from breaking up. Above all, fear and possibly the exploitation of this fear by some potent individuals, be it shamans, priests or other mediators, became a topic of public discourse. Therefore, it is not important to our understanding of them whether the threatening animals were depicted in order to demonstrate the danger itself or rather the overcoming of the dangers, whether the animals represented (apotropaic) symbols of/against an invisible danger (illness, death, demons), or rather a demonstration of human dominance over these dangerous animals. What is important is that people experienced a collective fear (whether real or not) that had to be overcome collectively. The ethologist Tomasello has pointed out that ‘the best way to motivate people to collaborate and to think like a group is to identify an enemy’107 and we may add that the successful collective victory over such a danger/enemy is an even stronger argument for an increased commitment to a group or even for the acceptance of social hierarchies.
Conclusion Returning to the question of the visible and the invisible, I have argued that we can learn more about the religious and spiritual aspects of prehistoric life if we do not limit ourselves to the content of symbolic behaviour – in which I include constructed, ritual, and representational symbolism – but instead also consider mediality and the emotions evoked by the symbols. Anthropological and neurobiological theories help us interpret and better understand two fundamental changes at the beginning of the Holocene: the change in mediality from a rather flexible use of symbols to a fixed repertoire in stone, plaster and clay; and the change in symbols from emotionally rather neutral (or not Tomasello and others, Why We Cooperate, p. 100.
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openly aggressive) symbols to symbols that represent power and/ or evoke fear. Whether this fear was caused by social instability or was intentionally created or enhanced by self-interested individuals or power-blocs in the community, remains an interesting but academic question. In any case, a powerful individual or more probably a group of individuals108 could have used the socially fragile situation to their own advantage by exploiting the fear of the other group members and their sense of the need for strong leadership respectively.109 In an interdependent process, sedentarization created new morals and social values. In a sedentary community, the potential of aggression was enhanced. Yet, as long as no cooperative workloads were necessary to guarantee survival, spontaneous fission was not problematic. However, with increased social differentiation and/or incipient farming, dependence on other group members increased. Additionally, as population density increases, generalized reciprocity must be limited to a certain group of people. It thus became necessary to create media, which enhanced the corporate identity of a circumscribed group, in order to avoid uncontrolled fissions. Social instability and resulting fears probably favoured the acceptance of some kind of authority. By the creation and expression of a fixed repertoire of symbols, these fears could be made visible and extended from a personal psychological problem to a collective external one. The corporate identity could thus be enhanced above the level of ‘intimate’ or ‘effective cooperation’.110 108 Benz, ‘Beyond Death – the Construction of Social Identities at the Transition from Foraging to Farming’, pp. 269–70; Rollefson, ‘Blood Loss’, pp. 183–202. 109 Krohne, Psychologie der Angst. Ein Lehrbuch, p. 379. 110 Watkins, ‘Changing People, Changing Environments’, p. 111; Krämer, ‘Einige Überlegungen zur “verkörperten” und “reflexiven” Angst’, pp. 25–34, esp. p. 29. There is no need to posit an increase in brain capacity to explain the increase in the use of symbols. The danger of circular reasoning in such an evolutionistic argument is obvious: archaeological data are used for the reconstruction of the development of social capacities of homo sapiens sapiens, and then archaeologists use the hypotheses of neurobiologists to explain the changes in archaeological data. There is an on-going discussion especially concerning the appearance of art between 40,000–30,000 (For example Gamble and others, ‘The Social Brain and the Shape of the Palaeolithic’, pp. 115–35). The new social challenges caused by permanent cohabitation required new mental capacities. Our brain and our genes are not immutable, and thus in a dialectical process
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In the Levant, collective memory relied basically on personal relationships, whereas in the Middle and Upper Euphrates-Tigris region collective commitment was expressed through a fixed symbolism in architecture and figurative art. Although without any written sources we will not be able to prove that any particular image represents a deity (Warmind, this volume), the material remains from the earliest Holocene suggest that the new mediality linked to fear paved the way to the rise of powerful authorities with the exclusive power to create and interpret symbols, memory, and moral codes, which of course is the base of religious institutions.111 Collective memory became a dictum. The sedentary hunters and gatherers of the early Holocene thus paved the way to religion through the acceptance of standardization and authority, and by making the invisible visible and even tangible.
Bibliography Abbès, Frédéric, ‘Bal’as: un autre scénario de la néolithisation du Proche-Orient’, in Actes du colloque « Transitions en Méditerranée, ou comment des chasseurs devinrent agriculteurs », Muséum de Toulouse, 14–15 avril 2011, ed. by Claire Manen and others (Arles et Toulouse: Éditions Errance et Archives d’Écologie Préhistorique, 2014), pp. 13–26 Akkermans, Peter M. M. G. and Glenn M. Schwartz, The Archaeology of Syria: From Complex Hunter-Gatherers to Early Urban Societies (c. 16,000–300 bc), Cambridge World Archaeology (Cambridge: Cambridge University Press, 2003) new challenges develop new capacities to communicate in a symbolic way, see Bauer, Das kooperative Gen. There simply had been no previous need to fix and demonstrate the collective memory in public before, see Cohen, The Symbolic Construction of Community. 111 Bredholt Christensen, ‘From “Spiritiuality” to “Relgion” – Ways of Sharing Knowledge of the “Other World” ’, pp. 149–58. Analogies with many modern hunter-gatherers recorded all over the world suggest that social ideologies of prehistoric mobile hunter-gatherers may have also been those of social equality and sharing. These social ideals of small mobile bands are not natural facts but highly advanced and adaptive social systems of organization, assurance, and economy (Benz, ‘The Principle of Sharing – An Introduction’, pp. 10–13; Bauer, Schmerzgrenze. Vom Ursprung alltäglicher und globaler Gewalt, pp. 142– 90; Bredholt Christensen and Warburton, ‘Theories, Definitions and Goals’, pp. 163–73, esp. p. 170).
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Coqueugniot, Eric, ‘Dja’de el Mughara (Ja’det al-Moghara): Nouveaux éléments concernant l’expansion du Néolithique précéramique vers le nord’, Les Annales Archéologiques Arabes Syriennes, 43 (1999), pp. 65–70 Coqueugniot, Éric, ‘Dja’de (Syrie) et les représentations symboliques au IXe millénaire cal. BC’, in Actes du colloque « Transitions en Méditerranée, ou comment des chasseurs devinrent agriculteurs », Muséum de Toulouse, 14–15 avril 2011, ed. by Claire Manen and others (Arles and Toulouse: Éditions Errance et Archives d’Écologie Préhistorique, 2014), pp. 91–108 Coşkun, Aytaç and others, ‘Living by the Water – Boon and Bane for the People of Körtik Tepe’, Neo-Lithics special issue, 2 (2010), pp. 15–23. Domes, Gregor and others, ‘Oxytocin Improves “Mind-Reading” in Humans’, Biological Psychiatry, 61/6 (2007), pp. 731–33 Domes, Gregor and others, ‘Effects of Intranasal Oxytocin on Emtional Face Processing in Women’, Psychoneuroendocrinology, 35 (2009), pp. 83–93 Edelson, Micah and others, ‘Following the Crowd: Brain Substrates of Long-Term Memory Conformity’, Science, 333/6038 (2011), pp. 108–11 Edwards, Phillip C. and others, ‘A New Pre-Pottery Neolithic A Site on the Dead Sea Plain in Jordan’, Bulletin of the American Schools of Oriental Research, 327 (2002), pp. 1–15 Eliassen, Knut O., ‘Remarks on the Historicity of the Media Concept’, in Cultural Ways of Worldmaking. Media and Narratives, ed. by Vera Nünning and others (Berlin and New York: Walter de Gruyter, 2010), pp. 119–35 Finlayson Bill and others, ‘Architecture, Sedentism, and Social Complexity at Pre-Pottery Neolithic A WF16, Southern Jordan’, PNAS Early Edition, www.pnas.org/cgi/doi/10.1073/pnas.1017642108 Gallay, Alain, L’Archéologie Demain (Paris: Pierre Belfond, 1983) Gamble, Clive and others, ‘The Social Brain and the Shape of the Palaeolithic’, Cambridge Archaeological Journal, 21 (2011), pp. 115–35 Gebel, Hans Georg K., ‘Commodification and the Formation of Early Neolithic Social Identity. The Issues as Seen from the Southern Jordanian Highlands’, in The Principle of Sharing. Segregation and Construction of Social Identities at the Transition from Foraging to Farming, ed. by Marion Benz, Studies in Early Near Eastern Production, Subsistence, and Environment, 14 (Berlin: ex oriente, 2010a), pp. 35–80 161
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Gebel, Hans Georg K., ‘Conflict and Conflict Mitigation’, Neo-Lithics, 1 (2010b), pp. 32–35 Gebel, Hans Georg K. and others, ‘Late PPNB Basta: Results of 1992’, in Central Settlements in Neolithic Jordan, ed. by Hans Dieter Bienert and others, Studies in Early Near Eastern Production, Subsistence, and Environment, 5 (Berlin: ex oriente, 2004), pp. 71–104 Giddens, Anthony, Sociology (Cambridge: Polity Press, 1993) Gillespie, Alex, ‘The Intersubjective Nature of Symbols’, in Symbolic Transformation. The Mind in Movement Through Culture and Society, ed. by Brady Wagoner (London and New York: Routledge, 2010), pp. 24–37 Goren Yuval and others, ‘The Technology of Skull Modelling in the Pre-Pottery Neolithic B (PPNB): Regional Variability, the Relation of Technology and Iconography and Their Archaeological Implications’, Journal of Archaeological Science, 28 (2001), pp. 671–90 Güler, Gül and others, ‘New Pre-Pottery Neolithic Sites and Cult Centres in the Urfa Region’, Documenta Praehistorica, 40 (2013), pp. 291–303 Guenther, Matthias, ‘Sharing among the San, Today, Yesterday, and in the Past’, in The Principle of Sharing. Segregation and Construction of Social Identities at the Transition from Foraging to Farming, ed. by Marion Benz, Studies in Early Near Eastern Production, Subsistence, and Environment, 14 (Berlin: ex oriente, 2010), pp. 105–36 Guerrero, Emma and others, ‘Seated Memory: New Insights Into Near Eastern Neolithic Mortuary Variability from Tell Halula, Syria’, Current Anthropology, 50/3 (2009), pp. 379–91 Harpelund, Anne M., ‘An Analysis of the Ground Stone Assemblage from the Middle Pre-Pottery Neolithic B Site Shkarat Msaied in Southern Jordan’ (unpublished master thesis, University of Copenhagen, 2011) Hauptmann, Harald, ‘Nevalı Çori: Architektur’, Anatolica, 15 (1988), pp. 99–110 Hauptmann, Harald, ‘The Urfa Region’, in Neolithic in Turkey. Cradle of Civilization, ed. by Mehmet Özdoğan and Nezih Başgelen (Istanbul: Arkeoloji ve Sanat Yayinları, 1999), pp. 65–86 Hayden, Brian, ‘Contrasting Expectations in Theories of Domestication’ in Transitions to Agriculture in Prehistory, ed. by Anne B. Gebauer and Thomas D. Price (Madison, Wisconsin: Prehistory Press, 1992) 162
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Hodder, Ian, The Domestication of Europe: Structure and Contingency in Neolithic Societies (Oxford and Cambridge, Massachusetts: Basil Blackwell, 1990) Kent, Susan, ‘A Crosscultural Study of Segmentation, Architecture and the Use of Space’, in Domestic Architecture and the Use of Space, ed. by Susan Kent (Cambridge: Cambridge University Press, 1990), pp. 127–52 Kodas, Ergul, ‘Contexte Architectural des Crânes Surmodelés: Diversité Contextuelle et Funéraire’, Neo-Lithics 1/15 (2015), pp. 11–23 Köksal-Schmidt, Çiğdem and Klaus Schmidt, ‘Perlen, Steingefäße, Zeichentäfelchen – Handwerkliche Spezialisierung und steinzeitliches Symbolsystem’, in Vor 12 000 Jahren in Anatolien – Die ältesten Monumente der Menschheit, ed. by Badisches Landesmuseum Karlsruhe (Stuttgart: Theiss, 2007), pp. 97–109 Köksal-Schmidt, Çiğdem and Klaus Schmidt, ‘The Göbekli Tepe “Totem Pole”. A First Discussion of an Autumn 2010 Discovery (PPN, Southeastern Turkey)’, Neo-Lithics, 1 (2010), pp. 74–76 Krämer, Sybille, ‘Einige Überlegungen zur “verkörperten” und “reflexiven” Angst’, in Angst. Dimensionen eines Gefühls, ed. by Thomas Kisser and others (Munich: Wilhelm Fink, 2011), pp. 25–34 Kraft, Ulrich, ‘Der Angst auf den Fersen’, Bild der Wissenschaft, 7 (2007), pp. 33–38 Krohne, Heinz W., Psychologie der Angst. Ein Lehrbuch (Stuttgart: W. Kohlhammer, 2010) Kuijt, Ian, ‘The Regneration of Life. Neolithic Structure of Symbolic Remembering and Forgetting’, Current Anthropology, 49/2 (2008), pp. 171–97 Mazurowski, Ryszard F., ‘Tell Q aramel. Excavations, 2002’, Polish Archaeology in the Mediterranean, 14 (2002), pp. 315–20 Mazurowski, Ryszard F., ‘Tell Q aramel. Excavations, 2003’, Polish Archaeology in the Mediterranean, 15 (2003), pp. 355–70 Mazurowski, Ryszard F., ‘Tell Q aramel. Excavations, 2004’, Polish Archaeology in the Mediterranean, 16 (2004), pp. 497–510 Mazurowski, Ryszard F. and Bassam Jamous, ‘Tell Q aramel. Excavations 2000’, Polish Archaeology in the Mediterranean, 12 (2000), pp. 327–41 Mazurowski, Ryszard F. and Thaer Yartah, ‘Tell Q aramel. Excavations, 2001’, Polish Archaeology in the Mediterranean, 13 (2001), pp. 295–307 Molleson, Theya, ‘The people of Abu Hureyra’, in Village on the Euphrates: From Foraging to Farming at Abu Hureyra, ed. by 163
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Andrew M. T. Moore and others (Oxford and New York: Oxford University Press, 2000), pp. 301–24 Morenz, Ludwig D. and Klaus Schmidt, ‘Große Reliefpfeiler und kleine Zeichentäfelchen – Ein frühneolithisches Zeichensystem in Obermesopotamien’, in Non-Textual Marking Systems, Writing and Pseudo Script from Prehistory to Modern Times, ed. by Petra Andrássy and others, Lingua Aegyptia – Studia monographica, 8 (Göttingen: Seminar für Ägyptologie und Koptologie, 2009), pp. 13–31 Morsch, Michael, ‘Magic Figurines? Some Remarks about the Clay Objects of Nevalı Çori’, in Magic Practices and Ritual in the Near Eastern Neolithic, ed. by Hans Georg K. Gebel and others, Studies in Early Near Eastern Production, Subsistence, and Environment, 8 (Berlin: ex oriente, 2002), pp. 149–58 Neolithic Corporate Identities. Proceedings of the 9th, ICAANE Workshop, Basle 2014, ed. by Marion Benz and others, Studies in Near Eastern Production, Subsistence, and Environment, 20 (Berlin: ex oriente, 2017) Neumann, Birgit and Martin Zierold, ‘Media as Ways of Worldmaking: Media-specific Structures and Intermedial Dynamics’, in Cultural Ways of Worldmaking. Media and Narratives, ed. by Vera Nünning and others (Berlin and New York: Walter de Gruyter, 2010), pp. 103–18 Noy, Tamar, ‘Art and Decoration of the Natufian at Nahal Oren’, in The Natufian Culture in the Levant, ed. by Ofer Bar-Yosef and François R. Valla, International Monographs in Prehistory, Archaeological Series, 1 (Ann Arbor: International Monographs in Prehistory, 1991), pp. 557–68 Özdoğan, Aslı, ‘Çayönü’, in Neolithic in Turkey. Cradle of Civilization, ed. by Mehmet Özdoğan and Nezih Başgelen (Istanbul: Arkeoloji ve Sanat Yayinları, 1999), pp. 35–63 Özkaya, Vecihi, ‘Excavations at Körtik Tepe. guerrero’, Neo-Lithics, 2 (2009), pp. 3–8 Özkaya, Vecihi and Oya San, ‘Körtik Tepe: Bulgular Işığında Külturel Doku Üzerine Ilk Gözlemler’, Türkiye ‘de Neolitik Dönem. Yeni kazılar, yeni bulgular, ed. by Mehmet Özdoğan and Nezih Başgelen (Istanbul: Arkeoloji ve Sanat Yayınları, 2007), pp. 21–36 Peters, Joris and Klaus Schmidt, ‘Animals in the Symbolic World of Pre-Pottery Neolithic Göbekli Tepe, South-Eastern Turkey: a Preliminary Assessment’, Anthropozooloigca, 39/1 (2004), pp. 179–204 Property and Equality – Ritualisation, Sharing, Egalitarianism, Vol. 1, 164
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ed. by Thomas Widlok and Wolde Gossa Tadesse (New York and Oxford: Berghan Books, 2007) Röhrer-Ertl, Olaf, Die Neolithische Revolution im Vorderen Orient (Munich and Vienna: R. Oldenburg Verlag, 1978) Rollefson, Gary O., ‘Ritual and Social Structure at Neolithic ‘Ain Ghazal’, in Life in Neolithic Farming Communities. Social Organization, Identity, and Differentiation, ed. by Ian Kuijt, Fundamental Issues in Archaeology (New York, Boston, Dordrecht, London and Moscow: Kluwer Academic Publishers/Plenum Publishers, 2000), pp. 165–90 Rollefson, Gary O., ‘Blood Loss: Realignment in Community Social Structure During LPPNB of Highland Jordan’, in The Principle of Sharing. Segregation and Construction of Social Identities at the Transition form Foraging to Farming, ed. by Marion Benz, Studies in Early Near Eastern Production, Subsistence, and Environment, 14 (Berlin: ex oriente, 2010), pp. 183–202 Ronen, Avraham and Dani Adler, ‘The Walls of Jericho Were Magical’, Archaeology, Ethnology & Anthropology of Eurasia, 2/6 (2001), pp. 97–103 Sale, Stephan, ‘Do Media Determine Our Situation? Friedrich Kittler’s Application of Information Theory to the Humanity’, in Cultural Ways of Worldmaking. Media and Narratives, ed. by Vera Nünning and others (Berlin and New York: Walter de Gruyter, 2010), pp. 136–48 Salvatore, Sergio and Claudia Venuleo, ‘The Unconscious as Symbol Generator – A Psychodynamic-Semiotic Approach to MeaningMaking’, in Symbolic Transformation. The Mind in Movement through Culture and Society, ed. by Brady Wagoner (London and New York: Routledge, 2010), pp. 59–74 Schirmer, Wulf, ‘Some Aspects of Building at the “Aceramic-Neolithic” Settlement of Çayönü Tepesi’, World Archaeology, 21/3 (1990), pp. 363–86 Schmidt, Klaus, Sie bauten die ersten Tempel. Das rätselhafte Heiligtum der Steinzeitjäger (Munich: C. H. Beck, 2006a) Schmidt, Klaus, ‘Animals and a Headless Man at Göbekli Tepe’, NeoLithics, 2 (2006b), pp. 38–40 Simmons, Alan H. and Muhammed Najjar, ‘Ghuwayr I, A Pre-Pottery Neolithic B Settlement in Southern Jordan: Report of the 1996–2000 Campaigns’, Annual of the Department of Antiquities of Jordan, 47 (2003), pp. 407–30 Stordeur, Danielle, ‘Symboles et imaginaire des premières cultures néolithiques du Proche-Orient (Haute et Moyenne Vallée de 165
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l’Euphrate)’, in Arts et symboles du Néolithique à la Protohistoire, ed. by Jean Guilaine (Paris: Errance, 2003), pp. 15–37 Stordeur, Danielle and Juan J. Ibañez, ‘Stratigraphie et répartition des architectures à Mureybet’, in Le site néolithique de Tell Mureybet (Syrie du Nord), Vol. I, ed. by Juan J. Ibañez, BAR International Series, 1843 (II) (Oxford: Archaeopress, 2008), pp. 33–95 Stordeur, Danielle and Rima Khawam, ‘Les crânes surmodelés de Tell Aswad (PPNB, Syrie). Premier regard sur l’ensemble, premières réflexions’, Syria, 84 (2007), pp. 5–32 Stordeur, Danielle and others, ‘Les bâtiments communautaires de Jerf el Ahmar et Mureybet, Horizon PPNA. Syrie’, Paléorient, 26/1 (2000), pp. 29–44 Tomasello, Michael and others, Why We Cooperate (Cambridge, Massachusetts and London: The MIT Press, 2009) Wagoner, Brady, ‘Introduction: What Is a Symbol’, in Symbolic Transformation. The Mind in Movement through Culture and Society’, ed. by Brady Wagoner (London and New York: Routledge, 2010), pp. 1–15 Watkins, Trevor, ‘Architecture as “Theatres of Memory” in the Neolithic of Southwest Asia’, in Rethinking Materiality: The Engagement of Mind with the Material World, ed. by Elisabeth DeMarrais and others (Cambridge: McDonald Institute for Archaeological Research, 2005), pp. 97–106 Watkins, Trevor, ‘Changing People, Changing Environments’, in Landscapes in Transition, ed. by Bill Finlayson and Graeme Warren, Levant Supplementary Series, 8 (Oxford and Oakville: Oxbow Books, 2010), pp. 106–14 Wetzel, Dietmar J., Maurice Halbwachs, Klassiker der Wissenssoziologie, 15 (Konstanz: UVK, 2009) Widmer, Peter, ‘Angst und Furcht’, in Angst. Dimensionen eines Gefühls, ed. by Thomas Kisser and others (Munich: Wilhelm Fink, 2011), pp. 13–24 Yartah, Thaer, ‘Tell ‘Abr 3, un village du néolithique précéramique (PPNA) sur le Moyen Euphrate. Première approche’, Paléorient, 30/2 (2004), pp. 141–58 Yartah, Thaer, ‘Les bâtiments communautaires de Tell ‘bât 3 (PPN A, Syrie)’, Neo-Lithics, 1 (2005), pp. 3–9 Yartah, Thaer, ‘New Data on Symbols of Early Farmers’, Al-Adyat Magazine Fall-Winter (2010), pp. 26–42
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Abstract Ever since Robert Braidwood coined his phrase ‘culture was not ready’, mental, religious, and social factors have often been emphasized as the conditions necessary for the adoption of farming. Well-known authorities like Jacques Cauvin,112 Ian Hodder,113 and Brian Hayden114 suggested that religious and socio-ideological changes prompted the domestication of plants and animals, and tried to reconstruct the content of early Neolithic religion and ideology. But their conclusions were based upon a projection of much later conditions back into early Holocene societies and are thus highly speculative. I will argue that the mediality of, and the emotions evoked by, the symbolism of the early Holocene societies can tell us much about those societies’ mental conditions. In the Middle and Upper Euphrates and Tigris regions at the beginning of the Pre-Pottery Neolithic A, a fairly standardized repertoire of architectural and figurative symbols appears. In the southern Levant, the elaborate plastered skull burials point to large networks of communication from the southern Dead Sea to the Damascus Basin. An increase in the permanence of symbolism and its public display, as well as an increased investment of labour and time in symbolic activities (architecture, rituals, figurative art) can be observed. On the basis of new anthropological and neurobiological research, I will argue that this increased use of symbolism not only created a corporate identity above the group level, but it was also a first step toward the institutionalisation of moral and social codes, and toward authority, domination, and ultimately religion.
Cauvin, Naissance des Divinités – Naissance de l’Agriculture. Hodder, The Domestication of Europe. 114 Hayden, ‘Contrasting Expectations in Theories of Domestication’, pp. 11–19. 112 113
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DEATH, FEASTING, AND MEMORY CULTURE AT EARLY NEOLITHIC SHKĀRAT MSAIED, SOUTHERN JORDAN *
There is strong suggestive evidence for an explosion of symbols during the early West Asian Neolithic or, as Marion Benz coins it elsewhere in this volume,1 for a vastly increased quantity and intensity of ‘mediality’. This inspired Jacques Cauvin to suggest that the Early Neolithic witnessed nothing less than the ‘Birth of the Gods’.2 The evidence includes a wide variety of architecture, visual imagery, and mortuary evidence, found in contexts suggestive of highly ritualized practices. I am not going to review the evidence here, partly because Benz does so in her contribution to this volume, partly because much of it seems to have bypassed the Early Neolithic site of Shkārat Msaied, which is the subject of discussion here (Fig. 1).3 Nevertheless, there does seem to be some evidence at Shkārat Msaied of relevance to our quest, which is to be presented and discussed in the pages that follow. Apart from a single figurine, * I owe a debt of gratitude to Aiysha Abu-Laban, Pernille Bangsgaard, Mette Marie Hald, Merete Pryds Helle, Anne Mette Harpelund, Charlott Hoffmann Jensen, Marie Louise Jørkov, Lea Kaliszan, Susanne Kerner, Mikkel Bille, Moritz Kinzel, Niels Lynnerup, and Ingolf Thuesen, with all of whom I shared the burdens and pleasures of fieldwork at Shkārat Msaied. Their insights contributed to the development of the ideas presented here. I am also grateful to Pernille Carstens, Trine Björnung Hasselbalch, Niels Peter Lemche, Michael Perlt, and Lars Östmann of the BiCuM, for discussion and suggestions. Thanks are likewise due to the organizers and conference participants for discussion of important issues. Finally, I thank Ingolf Thuesen and Moritz Kinzel for reading and commenting on the manuscript and Stephen Lumsden for correcting my English and for stimulating discussions about the contents of the paper. 1 Benz, this volume. 2 Cauvin, The Birth of the Gods and the Origins of Agriculture, trans. by Watkins. 3 Shkārat Msaied mainly dates to the Middle Pre-Potery Neolithic B (MPPNB) c. 8340–7960 cal bc. Religion and Material Culture: Studying Religion and Religious Elements on the Basis of Objects, Architecture, and Space, ed. by L. Bredholt DOI 10.1484/M.ASH-EB.5.114431 Christensen, J. Tae Jensen, Turnhout, 2017 (ASH, 3), pp. 169–197 ©
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Shkarat Msaied
Fig. 1 Map showing the location of Shkārat Msaied. Drawing by Moritz Kinzel. Drawing courtesy of the Shkārat Msaied Project.
which will not be discussed here,4 the evidence is highlighted in three find categories: 1. There is human skeletal material indicative of elaborate, prolonged, and highly transformative mortuary practices 2. There is evidence to suggest that feasting on early domestic animals was associated with mortuary practices 3. There is evidence to suggest that some architectural elements served as mnemonic devices I will attempt in the following pages to review this evidence and to offer an interpretation that brings these three categories of evidence together in a cohesive totality. For example, see Jensen and others, ‘Preliminary Report on the Excavations at Shqarat Al-Musayid, 1999–2004’, p. 130, fig. 21. 4
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Shkārat Msaied Shkārat Msaied is situated in the sandstone-mountains near Petra, in Jordan, and c. 1000 m above sea level. Presently, the vegetation is dominated by a low density of stone oak, some juniper and pistachio as well as shrubs and other sparse vegetation. No permanent spring is located within less than two hours walking distance, but during our work at Shkārat Msaied, we have observed that under today’s conditions water is sometimes close to the surface of the seasonal wadi-bed nearby which the site is situated, even in late summer. Hence ‘harvesting’, or as formulated by Hans Georg K. Gebel ‘domestication’ of water during the Early Neolithic is a distinct possibility.5 Because of the erosion of the southern and western edges of the site, as well as recent construction, the area of the settlement during the Neolithic is not known. However, more than 1000 m2 of well-preserved oval to circular architectural units are still preserved, of which approximately 600 m2 have been excavated to date (Fig. 2).6
Fig. 2 Site plan of Shkārat Msaied. Drawing by Moritz Kinzel. Drawing courtesy of the Shkārat Msaied Project. Gebel, ‘The Domestication of Water’, pp. 25–36. Kinzel and others, ‘Insights into PPNB Architectural Transformation, Human Burials, and Initial Conservation Works’, p. 42. 5
6
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Members of the small community who lived at Shkārat Msaied in the Early Neolithic seem to have practiced a transhumant pattern of seasonal movement. The village was apparently a main campsite for the inhabitants, whereas seasonal movements would have taken them up to the plateau at c. 1500 m, and down to Wadi Araba. They were herders of sheep and goats, of which the latter were predominant. According to Pernille Bangsgaard 7 these animals were still in an early state of domestication. In addition to herded animals, scant skeletal evidence suggests the hunting of large and small game, such as cattle, gazelle, pig, wild ass, and cape hare in small quantities. A few specimens of wolf, Asiatic jackal, fox, wild cat, and leopard have also been identified; and there are a relatively high proportion of bones from birds of prey, as well. Further, there is evidence for gathering or harvesting of seasonally available plants, including cereal grasses identified as emmer, although, according to Mette Marie Hald, it cannot yet be determined if these are genetically wild or domesticated.8 One or two villages that may overlap chronologically with Shkārat Msaied, are located within one day’s journey, i.e. Beidha 9 and, possibly, Ghwair I.10 Additionally, the trip from the plateau to the east, to the bottom of Wadi Araba to the west, could be traversed in one or two days, depending on destination and the chosen path. Ongoing investigations at Shkārat Msaied indicate collective burial practices, which involved feasting on goats and sheep, to be discussed in some detail below. There is also evidence of internal differentiation of activities amongst production units in the village. This differentiation concerns a variety of activities, such as the manufacture of chipped stone tools and of objects in ‘exotic’ materials like turquoise, possibly from the Sinai, and shells from the Red Sea, as well as seemingly more formalized activities. 7 Jensen and others, ‘Preliminary Report on the Excavations at Shqarat Al-Musayid, 1999–2004’, pp. 131–34. 8 Jensen and others, ‘Preliminary Report on the Excavations at Shqarat Al-Musayid, 1999–2004’, p. 131. 9 For example, see Byrd, Early Village Life at Beidha, Jordan. 10 For example, see Simmons and Najjar, ‘Ghwair I’, pp. 77–95.
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The most frequent category of chipped stone tools is arrowheads of various types, which will not be listed here in detail.11 A minor proportion of these are nicely retouched. The significance of this is not clear, but if indeed the nicely retouched arrowheads of the period are to be understood as ‘prestigious’, as suggested by Cauvin,12 the prestige is likely to have been in the acts of receiving, displaying, and passing them on, more than in simply possessing them. If indeed arrowheads played important roles, both as a category of weapon and as a status symbol, one would certainly feel tempted to follow Cauvin and others in the notion that warfare may have played a role in interaction.13 Especially, considering the generally reduced significance of hunting in the Early Neolithic, as is clearly suggested by the frequency of wild animal bones in our sample.14 Consequently, together with the evidence for the exchange of exotic materials and goods this implies that exchange was probably not only a matter of maintaining social ties, but also a matter of competition, within and between groups, which may have been regularly or occasionally resolved through warfare.15
Architecture Some 18 housing units were recovered in the excavated area, plus additional architectural features. The architecture consisted of oval or circular stone built houses with smaller rooms, stone-built enclosures, and partition walls in between (Fig. 2). The houses are constructed on terraces. Those in the northern section of the excavated area have floor areas of roughly 9–11 m2, whereas those in the southern part have floor areas of c. 15–25 m2. Some structures, such as Units E and F, were built on top of earlier cir-
11 Jensen and others, ‘Preliminary Report on the Excavations at Shqarat Al-Musayid, 1999–2004’, pp. 125–34. 12 Cauvin, ‘The Symbolic Foundations of the Neolithic Revolution in the Near East’, p. 243. 13 Hermansen, ‘Supra-regional Concepts from a Local Perspective’, p. 36. 14 Jensen and others, ‘Preliminary Report on the Excavations at Shqarat Al-Musayid, 1999–2004’, pp. 131–34. 15 Hermansen, ‘Supra-regional Concepts from a Local Perspective’, p. 36.
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cular buildings, suggesting a multi-phase occupation of the site.16 All structures appear to have had a flat roof, and we can document that at least one building had walls standing to a height of 2.12 m, or perhaps as much as 2.28.17 The finds in and around the smaller buildings in the northern and eastern parts of the site suggest that these units were associated with craft production and domestic activities. At least some of the larger houses in the central and southern parts of the excavated area would seem to have been employed for communal purposes. This is especially the case for Unit F, which contained just about all of the burials recovered at the site, except for a single burial in association with Unit R. Other structures, such as Units H and K, reveal no evidence for their use and significance during the Early Neolithic, although the entryway to the latter has a distinctly monumental appearance, as will be shown below. House clusters were separated by narrow passages, some of which were paved with stone slabs. These passages could originally have facilitated a free flow of movement throughout the village, but over time, they were blocked by dividing walls, which led to a compartmentalization of formerly communal space. This progression also led to a reorganization of craft production from being freely dispersed in communal space to being confined to these more private spaces.18 These changes suggest an ongoing negotiation of boundaries within the village, and possibly increasing social segregation. The houses in the northern, eastern, and central parts of the excavation all featured a peculiar architectural installation.19 This installation is constructed of stone in all cases and is always located next to the entrance inside the oval or circular architectural units that characterize the habitation (Units A, B, C,
Kinzel, Am Beginn des Hausbaus – Studien zur PPNB-Architektur von Shkārat Msaied und Ba’ja in der Petra-Region, Südjordanien. 17 Hermansen and others, ‘Shkārat Msaied’, p. 5. 18 Jensen, ‘Production Areas at MPPNB Shkārat Msaied, Southern Jordan’, pp. 22–26; Jensen, ‘Workshops and Activity Areas in the PPNB-period’, pp. 331–44; Kinzel, ‘Überlegungen zur Wegeführung und Raumgestaltung in der neolithischen Architektur Südjordaniens’. 19 Hermansen and Jensen, ‘Notes on Some Features of Possible Ritual Significance at MPPNB Shaqarat Mazyad, Southern Jordan’, pp. 91–101. 16
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D, F, and R). Characteristic of the well-preserved examples is a vertical slab that extends above the installation itself, providing a focus of attention for anybody entering or already inside these structures.
Fig. 3 Interior of Unit A. Notice the stone installation next to doorway. Middle Pre-Pottery Neolithic (MPPNB) c. 8340–7960 cal bc. Photo courtesy of the Shkārat Msaied Project.
In the best-preserved case, Unit A (Fig. 3), the installation is in the form of a bench or table – perhaps an altar, if any difference was perceived. A particularly large example was found inside Unit F (Fig. 4), which has been interpreted as a communal building set aside for mortuary rites, at least in part because the remains of a c. 25–35 year old individual, probably a woman, were found on top of this installation,20 to be described in more detail below. 20 Jensen and others, ‘Preliminary Report on the Excavations at Shqarat Al-Musayid, 1999–2004’, p. 125.
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Fig. 4 Interior of Unit F. Notice the stone installation next to doorway. MPPNB, c. 8340–7960 cal bc. Photo courtesy of the Shkārat Msaied Project.
The quite uniform location of these installations will constitute an important part of my argument, since it may be understood in terms of what Hillier and Hanson have called a trans-spatial system.21 The excavations also uncovered the complete plan of a large stone-built structure in the southern part of the excavated area, Unit K (Fig. 5).22 This is one of the most well preserved Early Neolithic buildings at Shkārat Msaied. Unit K has a floor area of c. 18 m2 and the walls are preserved to a height of c. 1.60 m, although the collapse fill indicates that the house walls originally stood somewhat higher. This building was constructed around a wooden frame consisting of a circle of posts supporting the stone wall (Fig. 6).
Hillier and Hanson, The Social Logic of Space, p. 144. Hermansen and others, ‘Shkārat Msaied’, pp. 5–7; Jensen and others, ‘Preliminary Report on the Excavations at Shqarat Al-Musayid, 1999–2004’, pp. 119–34. 21
22
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Fig. 5. Interior of Unit K. Notice staircases. MPPNB, c. 8340–7960 cal bc. Photo courtesy of the Shkārat Msaied Project.
Fig. 6 Reconstruction drawing by Moritz Kinzel. Drawing courtesy of the Shkārat Msaied Project.
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A central post supported a frame of roof beams on which was laid a construction of wickerwork, mortar, and fist-sized stones, much as can be observed in more recent Bedouin stone architecture in the area. This construction formed either a flat roof or the floor of a second storey, with a fireplace. Unit K has two stone-built staircases set in mortar (Fig. 5): One rather monumental staircase, to the right on the illustration, made from monolithic slabs and more than a meter wide, leads six steps and roughly 1 m down from the Early Neolithic surface to the ground floor of the structure. The other staircase, to the left, leads eight steps upwards from the ground floor along the wall, which supports our interpretation that this house had a substantial flat roof or a second storey. While it is impossible to calculate the absolute height of the walls of Unit K, the fill of the neighbouring Unit H (Fig. 7) suggests that the latter building would have stood to a height of between 2.12 m and 2.28 m, as mentioned above.
Fig. 7 Unit H. Notice the collapsed wall in upper part of the section. MPPNB c. 8340–7960 cal bc. Photo courtesy of the Shkārat Msaied Project.
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The collapse fill of many buildings at the site suggests that they were set deliberately on fire at the end of their use life, and doorways were usually blocked.23 The details and significance of this is to be dealt with elsewhere.24
Burial, Feasting, and Memory Excavation in the building designated as Unit F (Fig. 4), mentioned above, uncovered a large structure with a floor area of c. 25 m2. Unit F was built on top of an earlier, smaller, and likewise circular house, part of which was sealed beneath the floor of Unit F and part of which was incorporated into its interior space as a visible architectural feature (Fig. 8). Hence as a reminder of
Fig. 8 Vertical stone slabs along the interior wall of Unit F. Belonging to earlier (earliest?) house and incorporated in the visual field of the interior of Unit F. MPPNB c. 8340–7960 cal bc. Photo courtesy of the Shkārat Msaied Project.
23 Kinzel and Hermansen, ‘The Built Environment of the PPN – Changing Spaces for Changing Practices? The Case of Shkārat Msaied’. 24 Kinzel and Hermansen, ‘The Built Environment of the PPN – Changing Spaces for Changing Practices? The Case of Shkārat Msaied’.
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the earlier building on the spot, perhaps indeed a reminder of village origins.25 This peculiar feature of the past signifies Unit F as a palimpsest of past and present. No surprise, therefore, that at some point in its use life Unit F was also set apart as an architectural frame for disposal of the dead. Niels Lynnerup and especially Marie Louise Jørkov 26 have identified the remains of a large number of individuals inside this building, while only one additional burial was found outside of it. As noted above, the remains of a c. 25–35 year old person, probably a female were found on top of the large stone installation just inside the doorway of Unit F (Fig. 9).27 The arms had been placed inside the rib-cage, the legs in front of it, and the skull and mandible had been severed from the body,
Fig. 9 Human remains on top of stone installation in Unit F. View from the South. Notice that skull and mandible are missing. MPPNB c. 8340–7960 cal bc. Drawing by Niels Lynnerup, courtesy of the Shkārat Msaied Project. 25 For the power of ‘the first wall’ in a more generalizing perspective, see Wilson, The Domestication of the Human Species. 26 Jensen and others, ‘Preliminary Report on the Excavations at Shqarat Al-Musayid, 1999–2004’, pp. 124–35; Hermansen and others, ‘Shkārat Msaied’, pp. 3–7; Kinzel and others, ‘Insights into PPNB Architectural Transformation, Human Burials, and Initial Conservation Works’, pp. 44–49. 27 Jensen and others, ‘Preliminary Report on the Excavations at Shqarat Al-Musayid, 1999–2004’, pp. 124–35.
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probably, or at least possibly, having been removed in order to be subjected to some sort of ritual manipulation, as was afforded some special individuals in the Early Neolithic.28 The preserved parts of arms, legs, and rib cage were in full articulation, sug gesting that soft tissue had not decayed completely when the body was fragmented. However, the placement of the arms inside the rib cage suggests that intestines had been removed.
Fig. 10 Cist 1 with skeletal remains. MPPNB c. 8340–7960 cal bc. Photo courtesy of the Shkārat Msaied Project.
As noted above, this was not the only burial in Unit F; at some time in its use life several sub-floor stone cists, constructed of sandstone slabs, had been placed beneath the original plaster floor.29 One of these cists (for present purposes Cist 1) contained the bones of around eight individuals (Fig. 10), six adults, and
28 For example, see Kuijt, ‘Keeping the Peace’, pp. 137–64; Benz, ‘Beyond Death – the Construction of Social Identities at the Transition from Foraging to Farming’, pp. 249–76. 29 Hermansen and others, ‘Shkārat Msaied’, p. 4; Kinzel and others, ‘Insights into PPNB Architectural Transformation, Human Burials, and Initial Conser vation Works’, p. 44.
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two sub-adults. The bones were sorted most carefully, so that individual bodily identity was totally dissolved: 30
Fig. 11 Seven skulls arranged in the southern part of Cist 1. MPPNB c. 8340–7960 cal bc. Photo courtesy of the Shkārat Msaied Project. 30
30 The description that follows is identical with Hermansen and others, ‘Shkārat Msaied’, p. 4.
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Seven skulls were placed in the southern part of Cist 1 (Fig. 11), all but one standing upright and facing north. An eighth skull (of an adult) was already fragmented when buried, since the fragments were found scattered in the grave. A rib cage and vertebral column were found at the bottom of the cist in fully anatomical order. Lower extremities of one individual were found to be lying in an articulated position; however, the left and right side had been separated. Most of the long bones had been placed in a north-south orientation together with the flat bones such as hips and scapulae. Mandibles were mostly strewn in the centre and surrounded by a scatter of ribs and vertebrae. The last skull to have been deposited in this cist, with articulated mandible, was resting on the other skulls in the southern section. Three additional sub-floor cists were excavated. Two were empty, except for a few fragmented bones and a single large greenstone bead.31 The third (for present purposes, Cist 2) contained a messy scatter of human bones.32 This is interesting, because the fill in between the cists revealed additional human bones, likewise scattered without any form of articulation. The bones in these two contexts had been deposited indiscriminately, and as opposed to the well-sorted bones in Cist 1, described formerly, there is no evidence of body parts in articulation.33 It seems clear then that: 1. The ‘decapitated’ corpse found on the stone installation in Unit F was relatively fresh with soft tissue still holding body parts together 2. The well-sorted bones found in Cist 1 stemmed from bodies in different states of decomposition and hence perhaps, from people who died over a span of at least some time 3. The bones scattered in Cist 2 and in the floor fill stemmed from bodies with little if any soft tissue left. This of course Hermansen and others, ‘Shkārat Msaied’, p. 4. Kinzel and others, ‘Insights into PPNB Architectural Transformation, Human Burials, and Initial Conservation Works’, p. 44. 33 Kinzel and others, ‘Insights into PPNB Architectural Transformation, Human Burials, and Initial Conservation Works’, p. 44. 31 32
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makes one wonder if these scattered bones had originally been placed in well-sorted condition inside stone cists, and then taken out once more after complete decay, to be manipulated before they were finally collected and deposited in this ‘messy’ way Thus, it would seem that disposal of the dead in this small community may have been a prolonged and perhaps cyclically repeated affair. Perhaps one may see evidence for an instantiation of Arnold van Gennep’s three stage model of rites-de-passage.34 If so, the stage of separation from the community of the living would probably have taken place before bodies were cut into pieces, possibly somewhere outside Unit F, such as individual housing units. The dismemberment performed on the headless body, and on those in Cist 1, may have demarcated the promotion to a liminal existence ‘in between and betwixt’, in which it was important to keep the bones of the dead in strict order to avert pollution and cosmic disaster. If so, the smell of rotting tissue, likely to have been associated with these bones, may have signified that the transformation of the dead was not yet completed. Finally, the disorderly bone fill might suggest a stage in which bones were no longer required to be kept in strict order, perhaps signifying that the transformation of these dead had been completed. It may be that the headless corpse resting on the installation of Unit F (Fig. 9) was awaiting a treatment like the one given to the skeletons found inside Cist 1. Something else is also possible, however. As Benz shows elsewhere in this volume, throughout Early Neolithic Syro-Palestine and beyond, there is evidence that some individuals were afforded special treatment at burial. At many sites contemporary with Shkārat Msaied, there is evidence, in the form of skull deposits, that a few deceased persons were subjected to this form of special treatment.35 The skulls were removed from their bodies and manipulated in mortuary van Gennep, Les rites de passage. Kuijt, ‘Keeping the Peace’; Benz, ‘Beyond Death – the Construction of Social Identities at the Transition from Foraging to Farming’; and Benz, this volume. 34
35
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contexts. In some cases they were painted or covered in a layer of plaster with modelled facial features, as if they were destined to act as a temporary embodiment of these dead during the apparently quite prolonged mortuary rites. At Shkārat Msaied no such skulls or skull deposits have actually been found, but the corpse discussed here was missing skull and mandible, possibly indicating that such practices may in fact also have been practiced here. Deposited with this skeleton were four ovi-caprine (sheep/ goat) mandibles (Fig. 12), suggesting that feasting may have been part of the practices associated with burial.36
Fig. 12 Ovi/caprine mandibles next to headless skeleton. MPPNB c. 8340–7960 cal bc. Photo courtesy of the Shkārat Msaied Project.
The animals may well have been butchered in connection with the mortuary treatment of this corpse and collectively consumed on that occasion. All this suggests that the inhabitants of the village would butcher one or more sheep or goats as an element 36 Jensen and others, ‘Preliminary Report on the Excavations at Shqarat Al-Musayid, 1999–2004’, p. 124.
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of their funerary practices, and possibly as part of other social events of importance as well. The mandibles of these animals would seem to have had a special significance for the Neolithic people at Shkārat Msaied, since they were sorted out and deposited separately, while the remainder of bones of these animals were apparently discarded quite unsystematically. It will be noted that only the mortuary disposal of adults and sub-adults has been discussed. There were, however, a few infant burials as well.37 These were all separate from burials of adults and sub-adults, but they do suggest a multi-stage treatment of dead infants as well. Incidentally, the only burial outside Unit F, so far, is exactly that of a child.38 We expect, of course, that a complete analysis of this material will allow us to gain more detailed insights into the practices associated with burial in this Early Neolithic community.
Ritualized Practices at Shkārat Msaied 39 It is time to address the question of how these material remains may help us understand some aspects of the ritual practices of the people who lived in Early Neolithic Shkārat Msaied. In order to do so, let me summarize the mortuary and faunal evidence: 1. All recovered burials have been found in Unit F, except for one child burial 2. The adult and sub-adult skeletons found in Unit F have all been deliberately dismembered 3. The corpses were apparently in different states of decay when subjected to this treatment 37 Hermansen and others, ‘Shkārat Msaied’, p. 4; Kinzel and others, ‘Insights into PPNB Architectural Transformation, Human Burials, and Initial Conser vation Works’, pp. 44–49. 38 Kinzel and others, ‘Insights into PPNB Architectural Transformation, Human Burials, and Initial Conservation Works’, p. 45. 39 For a review of ritual and its investigation in prehistory, see Verhoeven, ‘Ritual and Its Investigation in Prehistory’, pp. 5–40. For a theoretical outline and discussion of ritual and ritualization, see Bell, Ritual Theory, Ritual Practice.
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4. With the exception of the headless skeleton on the stone installation in Unit F, all adult and sub-adult skeletons were deposited collectively 5. The human bones in Cist 1 had all been sorted carefully, whereas the bones in Cist 2 and the floor fill were completely randomly deposited 6. The corpse on top of the stone installation of Unit F had been dismembered while soft tissue still kept the skeleton together. Intestines had been removed, and head and mandible had been removed, before the body was reassembled as described above 7. Four ovi-caprine mandibles were associated with the headless body on the installation in Unit F 8. Goat and sheep were still in an early state of domestication at Early Neolithic Shkārat Msaied These observations suggest that at some point in its use life, 1. Unit F was set apart as an architectural frame for action specifically related to the disposal of the dead. 2–4. That the bodies buried here were those of persons who had died over perhaps a considerable span of time, and that collective disposal of the dead was cyclically repeated at more or less regular intervals. 5. It also suggests that the dead human body was considered to be partible, and that this partibility was important in the final disposal of the dead.40 6. Within a broader context of Early Neolithic religion, the headless corpse on the stone installation in Unit F suggests that a few persons may have been singled out for the removal and special treatment of their skulls; 41 finally: 7–8. It indicates that mortuary practices involved the butchering and feasting on animals in an early phase of domestication. A summary of the architectural evidence reveals that: 1. A stone installation demarcated by an upright, monolithic slab was placed just inside the entrance to Unit F 40 For partibility, see Fowler, The Archaeology of Personhood, pp. 23–37; Strathern, Partial Connections. 41 For example, see Kuijt, ‘Keeping the Peace’; Benz, ‘Beyond Death – the Construction of Social Identities at the Transition from Foraging to Farming’.
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2. The remains of the c. 25–35 year old person, probably a woman whose skull and mandible were deliberately removed, and who was deposited with four ovi-caprine mandibles, were placed on this installation in Unit F 3. A similar, and similarly located, architectural feature has been found in other structures, with no direct association with burials 4. This installation would seem, in all cases, to have been the most obvious architectural focus of attention inside these buildings 5. In addition, Unit F incorporates visible fragments of an earlier building on the same spot and contains most of the mortuary remains of human beings at the site This evidence suggests to me that, 1.–4. Many houses reproduced the same basic layout, which was oval/circular, with a stone installation next to the doorway. This trans-spatially employed feature may well have served, in one capacity at least, to link houses conceptually with Unit F, and hence to the events which unfolded there, such as the decapitation, dismemberment, and placement of the female body on this installation in Unit F. 5. Unit F, acting as an architectural frame for mortuary practices and as a palimpsest of past and present architecture, seems to have served as a highly emotionally charged vehicle of memory-production for the community that lived at Early Neolithic Shkārat Msaied (see further, below). All of these observations and proposals have important implications concerning the spiritual life of the people who lived in Neolithic Shkārat Msaied. The fact that dead bodies were divided, sorted and reassembled collectively, and strictly according to bone categories suggests that each body part may have been considered a discrete building block of the human body. The human body may have been considered to be a partible entity, which could be fragmented at death and then reassembled in new combinations.42 In this way any individual bodily iden See Fowler, The Archaeology of Personhood, pp. 23–37.
42
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tity could be dissolved, ensuring that death was an irreversible event. The body parts could then be sorted and reassembled according to categories and emerge as a collective body, for a while to be kept confined within small sub-floor stone cists inside Unit F and thus solidly fixed in place until the transformation of the dead had been completed. It is likely that such elaborate mortuary practices were associated with the idea of finally transforming the dead onto a new mode of being, perhaps as a collective body of ancestors, from which a few select persons might have been singled out and remembered, at least temporarily, by their actions, status, and possibly by name. One such person might have been the one whose corpse was found on top of the stone installation in Unit F with missing skull and mandible. This would seem to fit well into a broader context of Early Neolithic mortuary practices, in which the skulls of some special persons were severed from the corpse and afforded special treatment during mortuary rites. What category of person was afforded such special treatment in these early village societies is, of course, unknown, but it is of interest that some modelled skulls had been artificially deformed during early childhood,43 suggesting that a special status was recognized very early in the lives of these people and marked on their bodies through cranial deformation. Are we dealing with inherited status here, such as membership of a particular ‘house’? Or are we dealing with a status ascribed due to special physical attributes, personality, or special circumstances at birth? Again, we do not know.44 Neither do we know the scope of power or influence associated with this special status. We do know, however, that at least in the case of individuals with deformed skulls, their special status was marked on their bodies throughout their lives, and that many such skulls were subjected to special treatment Kuijt, ‘Keeping the peace’, p. 157. For a definition of ‘house’, and for a broader discussion of the social structure of MPPNB-society, see Kuijt, ‘Keeping the Peace’, pp. 140–64. For more recent developments, see the contributions to The Principle of Sharing. Segregation and Construction of Social Identities at the Transition from Foraging to Farming, ed. by Benz. For an encompassing view, see Gebel, Grundzüge sozialen Wandels im Neolithikum der südlichen Levante. http://freidok.uni-freiburg.de/ volltexte/466. 43
44
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during mortuary rites.45 So, possibly we are dealing with persons, who during their lives were considered to be mediators between worlds and forms of existence. Thus, it may be that the headless corpse in Unit F would have belonged to such a person, a ‘ritual specialist’. It must be remembered, however, that we have not found any separate skull deposits at Shkārat Msaied so far. Next, butchering one or more sheep on such occasions and consuming them collectively would no doubt have had a bonding effect on the Early Neolithic community, in the context of renegotiating social relations after the loss, real, and perceived, experienced at death, especially in cases where the final deposition of the dead had awaited perhaps months or even years. Here it is worth noting what has already been stated above, i.e. that domestication was apparently in an early stage at Shkārat Msaied. Thus, humans had only recently become animal masters. This shift of people’s place in the universe, i.e. to be empowered as animal masters, most probably occupied a very prominent place in their self-understanding at this early point. Hence, with domestication, their animals may actually have been understood not simply as property, but as inalienable to people or relations, and hence, perhaps, to have been endowed with some form of personhood. Finally, all, or most structures in the village reproduced the same basic layout, which was oval/circular with a stone built installation as focus of attention, next to the doorway. It has been suggested by Charlott Hoffmann Jensen and the author that this trans-spatially employed feature linked individual housing units conceptually, and perhaps functionally, with each other and with the installation in Unit F with the headless corpse on top.46 Thus, it would also have associated individual housing units and their inhabitants with the events, which unfolded in Unit F and with those dead who were disposed of there. It is also worth noting in this context that Unit F incorporated the visible wall remains of an earlier building on the same spot, which must thus have had a special significance for the villagers. This Unit, then, Kuijt, ‘Keeping the Peace’, p. 157. Hermansen and Jensen, ‘Notes on Some Features of Possible Ritual Significance at MPPNB Shaqarat Mazyad, Southern Jordan’, p. 92. 45 46
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must have been a force- and powerful vehicle of memory, an actant in its own right, highly charged with the extreme sensory stimuli related to radical mortuary practices, with deep emotion related to the loss experienced at death, and with its solid rooting in a, possibly, foundational past.
Concluding Remarks on ‘Ritual’, ‘Authority’, and ‘Names of Gods’ The dismembering, sorting, and reassembling of dead bodies, the possible manipulation of the skulls of a few selected individuals, the feasting on domesticated goats and sheep at burial, the way that all housing units were trans-spatially linked to Unit F, and the way that Unit F will have appeared as a palimpsest of past and present, suggest that death was considered to be a transformation to new forms of existence, rather than to simply be the termination of existence. The combined evidence also suggests that personhood, or some other capacity for agency, was not so much considered to be located in individual human bodies, but rather to be distributed through networks of relations, which included both people, animals, and things (e.g. stone installations, Unit F 47), living as well as dead, wholes as well as parts, and probably at all levels of the collective. This could perhaps be understood in terms of a fractal comprehension of the cosmos, as implied in the work of scholars such as Marcel Mauss, Marilyn Strathern, Roy Wagner, Alfred Gell, and Chris Fowler.48 All the evidence indicates what Jan Assmann, has termed ‘memory culture’.49 By this Assmann means ways of relating to the past as a social obligation. According to Assmann, then, memory culture originated with the conscious experience of 47 This will be a subject of Kinzel and Hermansen, ‘The Built Environment of the PPN – Changing Spaces for Changing Practices? The Case of Shkārat Msaied’. 48 Mauss, Essay sur le don; Strathern, Partial Connections; Wagner, The Anthropology of the Subject; Gell, Art and Agency; Fowler, The Archaeology of Personhood. See also Thinking Through Things, ed. Henare and others. 49 Assmann, Das kulturelle Gedächtnis, pp. 29–83.
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death as a radical and irreversible termination of life as we know it.50 Only with this conscious experience could the past come to acquire that otherness on which a memory culture can grow. Such a past in Assmann’s words ‘must not have completely disappeared, there must be relics… these relics must show a distinct difference to the “present” ’ (my translation).51 It is argued here that these conditions appear to be fulfilled in the findings at Shkārat Msaied. As Assmann then states, it is often said that the dead live on in memory, but according to him we are in fact dealing here with a deliberate act of revival due to the collective will of the community.52 And this is exactly what the Early Neolithic community at Shkārat Msaied would seem to have attempted through the way they incorporated the past in their present architectural setting; and through the highly formalized mortuary rites performed in secret within such a highly charged space as the interior of Unit F. An act of reviving the dead or promoting them to a new state of being in which they might be approachable through the mediation of ‘ritual’ specialists, possibly the very same as those who performed the mortuary rites and whose skulls were given special treatment during such rites. It may be suggested, then, that the power to mediate between the living and the dead, between ‘this world’ and ‘the other’, rested in the hands of a number of ‘ritual’ specialists acting on the ‘authority’ of the forces objectified in the interior of Unit F. Additionally, the domestication of animals and plants (though the latter is not securely demonstrated at Shkārat Msaied) is most likely to have been associated with narratives about origin and regenerative cycles. Such narratives would have related people, animals, plants, and things, as well as the dead and other cosmic entities, in meaningful constellations with each other; and it is, indeed, likely that ‘names of gods’ would have originated in such narratives, or ‘myths’. Thus, alongside other Early Neolithic communities, the community that
Assmann, Das kulturelle Gedächtnis, p. 33, pp. 60–61. Assmann, Das kulturelle Gedächtnis, p. 32. 52 Assmann, Das kulturelle Gedächtnis, p. 33. 50 51
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lived at Shkārat Msaied was apparently well advanced in the transition from ‘spirituality’ to ‘religion’, recently outlined by Lisbeth Bredholt Christensen.53 Perhaps, then, there may have been a close association between the emergence of memory culture, the domestication of plants and animals, and early ‘religious’ conceptions of an ‘other’ world, distinct but accessible through the mediation of ‘ritual’ specialists, such as we know it from the much later, textually documented religions of the Bronze Age.
Postscript Since the text for the present contribution was finished, three seasons of excavations (2014, 2015, 2016) have been undertaken at Shkārat Msaied with Moritz Kinzel as field director (and without the aurhor’s participation). Especially the results of the 2015 season54 have been interesting in terms of how to interpret the human remains in Unit F. In 2015, a stone cist was found, which contained a deposit consisting of three human skulls. This merits the conclusion that such a mortuary practice was indeed performed at Shkārat Msaied. The skull deposit was found near the entrance to Unit F and the stone feature on which the headless female skeleton was resting (Fig. 9). Additionally, the 2015 season of excavations revealed that there is a close association between some human remains in Unit F and animal bones. A fact, which may well turn out to be of interest to my ideas of how relations between humans and animals were conceptualized by the inhabitants of the Neolithic village (Fig. 12). Finally, it should be mentioned that the stratigraphy of Unit F has not yet been fully clarified, and new insights about the ‘memory house’ can be expected during future work.
53 Bredholt Christensen, ‘From “spirituality” to “religion” – Ways of Sharing Knowledge of the “Other World” ’, pp. 81–90. 54 Kinzel and others, ‘Shkārat Msaied, the 2014 and 2015 Seasons’.
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Bibliography Assmann, Jan, Das kulturelle Gedächtnis: Schrift, Erinnerung und politische Identität in frühen Hochkulturen (Munich: Verlag C.H. Beck, 1992) Bell, Catherine M., Ritual Theory, Ritual Practice (Oxford: Oxford University Press, 1992) Benz, Marion, ‘Beyond Death – the Construction of Social Identities at the Transition from Foraging to Farming’, in The Principle of Sharing: Segregation and Contruction of Social Identities at the Transition from Foraging to Farming, ed. by Marion Benz, Studies in Early Near Eastern Production, Subsistence, and Environment, 14 (Berlin: ex oriente, 2010), pp. 249–76 Benz, Marion, ‘Making the Invisible Visible: Steps Towards a Ritualized Corporate Identity’, this volume Byrd, Brian F., Early Village Life at Beidha, Jordan: Neolithic Spatial Organization and Vernacular Architecture: The Excavations of Mrs. Diana Kirkbride-Helbæk. Beidha Excavations No. 2, British Academy Monographs in Archaeology, 14 (Oxford: Oxford University Press, 2005) Cauvin, Jacques, ‘The Symbolic Foundations of the Neolithic Revolution in the Near East’, in Life in Neolithic Farming Communities: Social Organization, Identity, and Differentiation, ed. by Ian Kuijt (New York: Kluwer Academic/Plenum Publishers, 2000a), pp. 235–51 Cauvin, Jacques, The Birth of the Gods and the Origins of Agriculture, trans. by Trevor Watkins, New Studies in Archaeology (Cambridge: Cambridge University Press, 2000b) Christensen, Lisbeth B., ‘From “Spirituality” to “Religion” – Ways of Sharing Knowledge of the “Other World” ’, in The Principle of Sharing: Segregation and Construction of Social Identities at the Transition from Foraging to Farming, ed. by Marion Benz, Studies in Early Near Eastern Production, Subsistence, and Environment, 14 (Berlin: ex oriente, 2010), pp. 81–90 Fowler, Chris, The Archaeology of Personhood: An Anthropological Approach, Themes in Archaeology (London and New York: Routledge, 2004) Gebel, Hans Georg K., Grundzüge sozialen Wandels im Neolithikum der südlichen Levante. Doctoral thesis, http://www.freidok. uni-freiburg.de/volltexte/466. (Freiburg: Universitätsbibliothek, Albert-Ludwigs-Universität Freiburg, 2002) 194
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Gebel, Hans Georg K., ‘The Domestication of Water: Evidence from Early Neolithic Ba’ja?’, in Men of Dikes and Canals: The Archaeology of Water in the Middle East, ed. by Hans-Dieter Bienert and Jutta Häser, Orient-Archäologie, 10 (Rahden: Marie Leidorf, 2004), pp. 25–36 Gell, Alfred, Art and Agency: An Anthropological Theory (Oxford: Clarendon Press, 1998) Gennep, Arnold van, Les rites de passage, Rééditions, Maison des sciences de l’homme, 5 (New York: Johnson Reprint Corporation; Paris, La Haye: Mouton 1909/1969) Hermansen, Bo D., ‘Supra-regional Concepts from a Local Perspective’, Neo-Lithics, 1 (2004), pp. 34–38 Hermansen, Bo D. and Charlott H. Jensen, ‘Notes on Some Features of Possible Ritual Significance at MPPNB Shaqarat Mazyad, Southern Jordan’, in Magic Practices and Ritual in the Near Eastern Neolithic, ed. by Hans Georg K. Gebel and others, Studies in Early Near Eastern Production, Subsistence, and Environment, 8 (Berlin: ex oriente, 2002), pp. 91–101 Hermansen, Bo D. and others, ‘Shkārat Msaied: The 2005 Season of Excavations. A Short Preliminary Report’, Neo-Lithics, 1 (2006), pp. 3–7 Hillier, Bill and Julienne Hanson, The Social Logic of Space (Cambridge: Cambridge University Press, 1984) Jensen, Charlott H., ‘Production Areas at MPPNB Shkārat Msaied, Southern Jordan’, Neo-Lithics, 2 (2004), pp. 22–26 Jensen, Charlott H., ‘Workshops and Activity Areas in the PPNBperiod: The Excavations at Shkārat Msaied’, in Proceedings of the Fourth International Congress on the Archaeology of the Near East. Berlin 2004, ed. by H. Kühne and others (Berlin: Harrassowitz, 2008), pp. 331–44 Jensen, Charlott H. and others, ‘Preliminary Report on the Excavations at Shqarat Al-Musayid, 1999–2004’, Annual of the Department of Antiquities of Jordan, 49 (2005), pp. 115–34 Kinzel, Moritz, Am Beginn des Hausbaus – Studien zur PPNBArchitektur von Shkārat Msaied und Ba’ja in der Petra-Region, Südjordanien, Studies in Early Near Eastern Production, Subsistence, and Environment, 17 (Berlin: ex oriente, 2013). Kinzel, Moritz, ‘Überlegungen zur Wegeführung und Raumgestaltung in der neolithischen Architektur Südjordaniens’, in Die Architektur des Weges – Gestaltete Bewegung im gebauten Raum. Architektur195
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referat des Deutschen Archäologischen Instituts, Diskussionen zur Archäologischen Bauforschung, 11 (Schnell und Steiner: Regensburg, forthcoming), pp. 289–307 Kinzel, Moritz and Bo D. Hermansen, ‘The Built Environment of the PPN – Changing Spaces for Changing Practices? The Case of Shkārat Msaied’, Paper Presented at an International open Workshop at Kiel University, Socio-Environmental Dynamics over the Last 12,000 Years, 15th–18th April 2013 (forthcoming) Kinzel, Moritz and others, ‘Insights into PPNB Architectural Transformation, Human Burials, and Initial Conservation Works: Summary on the 2010 Excavation Season at Shkārat Msaied’, NeoLithics, 1 (2011), pp. 44–49 Kuijt, Ian, ‘Keeping the Peace: Ritual, Skull Caching, and Community Integration in the Levantine Neolithic’, in Life in Neolithic Farming Communities: Social Organization, Identity, and Differentiation, ed. by Ian Kuijt (New York: Kluwer Academic/Plenum Publishers, 2000), pp. 137–64 Mauss, Marcel, Essai sur le don. Forme et raison de l’échange dans les sociétés archaïques. Sociologie et Anthropologie (Paris: Presses Universitaires de France, 1950) Simmons, Alan H. and Mohammad Najjar, ‘Ghwair I: A Small, Complex Neolithic Community in Southern Jordan’, Journal of Field Archaeology, 31 (2006), pp. 77–95 Strathern, Marilyn, Partial Connections, ASAO Special Publications, 3 (Lanham MD: Rowman and Littlefield, 1991) Thinking Through Things: Theorising Artefacts Ethnographically, ed. by Amiria Henare and others (London and New York: Routledge, 2007) Verhoeven, Marc, ‘Ritual and its Investigation in Prehistory’, in Magic Practices and Ritual in the Near Eastern Neolithic, ed. by Hans Georg K. Gebel and others, Studies in Early Near Eastern Production, Subsistence, and Environment, 8 (Berlin: ex oriente, 2002), pp. 5–40 Wagner, Roy, The Anthropology of the Subject: Holographic Worldview in New Guinea and Its Meaning and Significance for the World of Anthropology (Berkeley: University of California Press, 2001) Wilson Peter J., The Domestication of the Human Species (New Haven and London: Yale University Press, 1988)
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Abstract Since 1999, a Danish expedition has excavated the early Neolithic site of Shkārat Msaied in Southern Jordan. Among the finds recovered from the site are the skeletal remains of a large number of human individuals, in many cases carefully dismembered, sorted, and interred in different states of decay. Also associated with some of this human skeletal material are some systematically selected remains of domesticated ovis/capra. These finds seem to be associated with specific architectural features. This presentation investigates these findings as an integrated field, suggestive of spiritual life and framed ritual action associated with major life crises in the Neolithic community of Shkārat Msaied. Indeed, the evidence suggests that the Neolithic inhabitants of Shkārat Msaied may well have shared a belief system with associated institutions that would have qualified their spiritual life as ‘religion’.
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THE SHAPE OF THE DIVINE POWERS IN NORDIC BRONZE AGE MYTHOLOGY
Introduction The Nordic Bronze Age culture should be considered as one of the richest Prehistoric cultures expressing figural art, where the ship being the most prominent motif. Due to the rich iconography both represented on stone – rock carvings – and on bronze objects, it has been possible to reveal parts of a central cosmological myth of the Bronze Age: the eternal voyage of the Sun through the heavens at day and through the underworld at night. My method when attempting to understand some of the basic themes of the Bronze Age imagery was to carry out an analyses of more than 800 ‘Danish’ images of ships on more than 400 Late Bronze Age objects with ship images dating 1100–500 bc.1 With the help of a (picture) data base with a large number of features listed, it has been possible to find some specific correlations between the motifs, seemingly related to a left-right logic, which enables us to read or crack the code of the many images and to read a sequence of the motifs. Some motifs are related to the direction towards right and some motifs are related to the direction towards left. For instance, there are no ships sailing left, where we find a sun image, whereas there are many, more than fifty, with ships sailing towards right. This is a significant observation, which deserves further explanation. It should be mentioned that it must have been of great importance to mark
Kaul, Ships on Bronzes; Kaul, Bronzealderens religion.
1
Religion and Material Culture: Studying Religion and Religious Elements on the Basis of Objects, Architecture, and Space, ed. by L. Bredholt DOI 10.1484/M.ASH-EB.5.114432 Christensen, J. Tae Jensen, Turnhout, 2017 (ASH, 3), pp. 199–225 ©
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the directions of, for instance, the ships, where the prow being shown by its raised keel extension. It became clear that the direction or movement towards right was related to the day-time voyage of the Sun, whereas the direction towards left was related to its nocturnal and thereby the underworld voyage. In the sense of cosmological order, right means up with heavens and day and light, while left means down meaning underworld, night and darkness. It should be underlined that this left-right-logic, which seems to work well on portable bronze objects such as razors can not immediately be transferred into the interpretation of rock carvings. Whereas there is a relation to the human body (left and right) on the portable objects, matters are more complicated when considering rock art, where relations to landscape and the actual geographical directions were also of importance. My analysis is built solely upon the Danish or Nordic Bronze Age material and its context. It is important to note that as far as the Nordic Bronze Age culture with its rich iconographical material is concerned, the written sources have never existed. It cannot be expected that a written source material exists, which just has not yet been found. The iconographic material is the primary ‘solid’ expression of the religion in question, while written sources with the images somehow related to never have existed. The transcendent elements in the Bronze Age religion can hardly be found in written sources, since these are distant both in time and space from the Nordic Bronze Age. And this is the case whether one refers to a distinctive (though postulated) Indo-European religious and social communality, to cultural similarities over (too) great distances, to a proto-Celtic community, or whether the myths of the Viking Age are brought into play. We must admit that we are dealing with Prehistoric religion as such, and thereby taking the word Prehistoric serious. This means that we are in a time and at a place devoid of written sources. However, this does not mean that we should not include written sources in our research. But for my part the written sources far away should only be used secondarily as a comparative material and only be used after the primary analyses. Consequently, in my research I have deliberately tried to avoid written sources as a primary explanation, but letting an internal 200
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analyse of the structure of the imagery being my primary task. The pictures themselves are the primary sources that we should try to read as a sort of written text, for instance, by cracking the left-right-code mentioned. In this respect, parts of the imagery of the Bronze Age could be considered as written texts referring to transempirical matters rather than merely objects of material culture with a ‘social’ and ideological meaning.
The Chariot of the Sun In September 1902, one of the most important finds of the European Bronze Age came to light. In Trundholm Bog, Northwest Zealand, Denmark, new arable land was opened, and Trundholm Bog was ploughed for the first time. The Chariot of the Sun was saved, and it has become an emblem of European Prehistory and of prehistoric religion. The Chariot of the Sun belongs to the Early Bronze Age, probably made in the decennia around 1375 bc. The spiral decoration of the sun disc informs us of its Nordic manufacture, which was probably made not far away from the find-spot (Fig. 1). The Chariot of the Sun consists of three main parts: 1. The plastic horse figure 2. The solar disc decorated with concentric circles and complicated spiral patterns, where one side of the disc being covered with thin gold foil 3. The chassis with six four-spoked wheels on which both the solar disc and the horse figure are placed Already as S. Müller (1903) noted in the primary publication, it is important to distinguish between the horse and the sun-disc on the one hand and the chassis with its wheels on the other hand. The solar disc and the horse illustrate the belief that the Sun on its eternal journey was pulled by a divine horse. The carriage was clearly not part of this notion. The sun image and the horse were placed on wheels in order to demonstrate (or control) the movement of the Sun in the rituals of the Bronze Age. Thus, the name Chariot of the Sun is actually a misleading one that was introduced in Germany during the 1930s (German: 201
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Fig. 1A–B The Chariot of the Sun. The day-side is directed towards right and the night-side towards left, Trundholm Bog, north-western Zealand, Denmark. C. 1375 bc. Photo by Juraj Liptak.
Sonnenwagen).2 In the primary publication Müller did not employ this term (Danish: Solvognen) but refers to it as the 2 Sprockhoff, ‘Sonnenwagen und Hakenkreuz im nordischen Kreis’, p. 2; Kaul, ‘The Sun Image from Trundholm (“The Chariot of the Sun”)’, p. 527.
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Sun image from Trundholm (Danish: Solbilledet fra Trundholm). Furthermore, he also argued that what was represented by the Sun image from Trundholm was the mighty, though non-personified Sun, and that the sun worship of the Bronze Age was not related to a personified god.3 The Chariot of the Sun renders intelligible the idea that the Sun was pulled by a divine horse, and the Sun controlling this horse by means of a string. On the rim of the sun-disc the remains of a fragile eyelet can be seen, and a corresponding eyelet is to be found under the horse’s neck. A string must have passed through the loops to link the disc with the horse.4 From both Nordic rock carvings and renderings on Late Bronze Age bronze objects we are familiar with representations of a horse and a sun with a line running from the horse’s neck to the sun, the sun-horse. The finest examples are the sun-horse from the rock carving at Balken in Bohuslän, Western Sweden (Fig. 2) and the sun-
Fig. 2 Sun-horse from the rock carving at Balken, Tanum, Bohuslän, Sweden. Late Bronze Age. Rubbing by Laurine Albris in collaboration with Tanums Hällristningsmuseum, Underslös.
3 Müller, Solbilledet fra Trundholm, pp. 114–15; Kaul, ‘The Sun Image from Trundholm (“The Chariot of the Sun”)’, p. 524. 4 Müller, Solbilledet fra Trundholm, p. 110; Kaul, Ships on Bronzes, p. 32.
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horse on a Late Bronze Age razor from Neder Hvolris, Northern Jutland, Denmark (Fig. 3).
Fig. 3 Sun-horse on a razor from Neder Hvolris, northern Jutland, Denmark. C. 800 bc. Drawing by Bjørn Skaarup.
We are dealing with a re-occurring phenomenon and no wagon is seen. Often this sun-horse appears in a rather stylized form, as a ‘lying’ S-shape with horse-elements (such as legs, ears, or mane) only slightly marked (Fig. 4). How can we allow ourselves to speak about a horse being the divine sun-horse, as already Müller maintained in 1903, when no literary sources yield direct information? It is, of course, a matter of reading or interpreting the renderings themselves. When we look at the Chariot of the Sun and similar representations, then we must realize that nowhere in our physical or empirical world do we see a large horse pulling the Sun over heaven. We must consequently be dealing with a transempirical or transcendent creature. Following this logic, then we can already at this point say that we are working within a definition of religion in a narrow sense that includes transempirical powers. The sun-horse is a creature of another world. The same goes, as we shall see below, for the fish pulling the Sun up at sunrise, the divine morning fish. The Chariot of the Sun yields further information as to worldview of the Bronze Age. Here it is the right-left-logic that works. The two sides of the sun-disc are not completely identical. Some differences of the lay-out of the spiral decoration can be observed. But most important is that one side is covered with gold foil, and on the same side a row of short radial grooves can be seen marking the edge of the gold covering (see Fig. 1). The 204
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Fig. 4 Stylized sun-horses, Nordic Late Bronze Age bronzes. After Sprockhoff 1954, p. 48, fig. 10B.
other side is not covered with gold, and there are no radial grooves and no marked halo. When looking at the golden and radiant side of the sun-disc we notice that the horse is facing to the right and moving to the right together with the Sun. This is the direction of the travel of the Sun as seen from the Northern hemisphere, where it goes from east to west. When we turn the sun-image round so that we can see the darker, non-golden side of the sun-disc without halo, then the horse is facing left. In our physical world, however, the Sun never moves to the left. But if in the worldview of the Bronze Age the earth was considered to be flat, then these directions make sense. The observable ‘travel’ direction of the Sun at daytime is from left to right. This direction changed when the Sun met the horizon at sunset. After sunset, the Sun had to return to its starting point at sunrise by moving left through the darkness of the underworld, and here in extinguished state and not radiant. 205
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The Razor and the Neck ring: Male – female Even though the basic components of Bronze Age figural art materialized in the Early Bronze Age, it is the complex renderings of Late Bronze Age bronze objects, particularly the razors (1100–500 bc) that yield the best material as to the understanding of parts of the mythology. But why is it particularly the razors that carry the most complex and rich scenery? It has been suggested that the Nordic razor would have been given to a young man of sufficiently high rank on the occasion of his first shave and then accompanied him for the rest of his life.5 Furthermore, it is reasonable to suggest that the razor was given to the young man in connection with or as a conclusion of the rites that took place to mark his transition from boyhood to manhood. When the young man had received his razor and had been given instruction in the myths, stories, and traditions – the mythological and cosmological conception of the world – in connection with the rites of transition, then the transference of sacred knowledge to the next and future generations was ensured. Thus, the razor served as both a symbol of adult status and a symbol of religious and cosmological knowledge. Signs of wear and re-sharpening show that the razors were used, and we must assume that they remained with their owner throughout the life, to end by accompanying him in the grave.6 The razors decorated with ship motifs and also by the connection with rich grave furniture must have belonged to the Bronze Age elite. It was probably persons, who might have served as religious specialists. It is only around 10% of the men having razors at all, who possessed richly ornamented razors. Thus, the razors must have had many layers of meaning both in a social and religious sense. After the razors, the neck-rings with oval end plates are the objects on which ship-representations occur most frequently. Whereas the razors belong to the burial category the neck-rings occur in sacrificial deposits, primarily in wetlands, bogs, and lakes. Thrane, ‘Bronzealderbarbering’, pp. 26–27. Kaul, Ships on Bronzes, pp. 154–55; Freudenberg and Kaul, ‘Sonne und Schiff. Die Schiffdarstellungen des Nordens in der Bronzezeit’, p. 84. 5 6
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The many deposits of neck-rings, first and foremost from per. V (900–700 bc) correspond to the peak of such deposits, where the neck-rings occur with other bronze objects, which can be described as female belt ornaments.7 When compared with the best works on the razors the shiprepresentations on the neck rings are very uniform, almost stereotype, and here we do not find the same artistic dynamism and creative zest.8 We see the same configuration of ships repeated time and time again. On each plate there are two symmetrical ships with S-shaped stems (Fig. 5). In a few cases the ships have simple, inward-turned, lightly spiral-shaped stems. Only most exceptionally the stems carry specific details such as ears or mane informing us of what kind of animal’s head that we are dealing with. Generally, the rather simple S-shaped stems resemble some of the Central European bird-headed sun-ships. On a number of neck-rings there
Fig. 5 Neck-ring with ship decoration, Fjellerup, Island of Funen, Denmark. C. 600 bc. After Madsen 1876, pl. 19, fig. 11.
Jensen, ‘Metal Deposits’, pp. 156–57. Kaul, Ships on Bronzes, pp. 157–60.
7 8
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are sun motifs over the ships, some times more than one sun. In a single case a stylized S-shaped sun-horse is seen. The ship-representations on the neck rings should probably be considered as general symbols of the journey of the sun across the sky in the course of the day. This should be compared to the best razors, where specific times of the day or night are marked. Thus, the iconography of the necklaces is more uniform, where the left-right-logic is toned down (as on the central European sun-ships), and the horse’s heads in their specific Nordic style are barely present. Why did the people of the Late Bronze Age choose to create a sun iconography related to the female neckrings that was simpler and more uniform, but on the same time more ‘internationally’ orientated than on the razors? I will here leave the question open, and matters are not that ‘black-and-white’ when looking at the richly decorated female belt ornaments. Furthermore, it should be underlined that when looking at the small figurines from Grevensvænge, Zealand, Denmark, and Fårdal, Northern Jutland, Denmark, and rock art renderings of rituals from Bohuslän, western Sweden, it become clear that women took active part in the rituals of the Late Bronze Age, not just as a sort of dancing back-up for the males, but with their own independent roles. Some Late Bronze Age finds (both votive and burial) of female ornaments in combination with horse gear may indicate that women during the performance of rituals could drive the twowheeled chariot. This role as charioteer is normally understood as a male prerogative.9
The Cyclical Voyage of the Sun The sun-horse and the Sun from Trundholm seem to reflect the world scheme of the Bronze Age. The image expresses the belief that the Sun was pulled or helped by the divine sun-horse through the bright heavens at day-time (right) and through 9 Varberg, ‘Frau und Pferd in der Spätbronzezeit. Ein Versuch zum Verständnis einiger Aspekte der spätbronzezeitlichen Kosmologie unter besonderer Berücksichtigung der südskandinavischen Votivdepots’; Varberg, ‘Kvinden og hesten’; Kaul, ‘Guldringe fra Boeslunde, Borgbjerg Banke som samlingssted’.
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the sinister underworld during the night (left). Let our starting point be the morning: the crucial time of sunrise, the rebirth of the Sun, life and light. One of the most illustrative razors, without find provenance, though probably from Jutland, gives interesting evidence as to how sunrise was perceived in the cyclical myth of the Bronze Age (Fig. 6). By means of the raised keel extensions it is possible to read the directions of the two ships and to see the right-left logic work. The night-ship at the bottom is sailing to the left and over that the day-ship (or morning-ship) is sailing to the right. It is seen that the night ship from the top of its prow has just handed over the Sun to the fish, which is on its way upwards and to the right towards the day-ship. In other words we here see the extremely important role of the fish that pulls the Sun from the night-ship to the morning-ship. This razor also clearly gives evidence that the night-ship is under the day-ship with the night-ship belonging to the sphere beyond, the underworld, the day-ship belonging to the sphere above, the heavens. Here right and left, up and down, day and night, light and darkness meet, the mythological fish being the mediator between the night-ship and the morning-ship. Other razors show that the fish, for a time, could have been allowed to sail on with the ship until it was devoured by a bird of prey. When the fish was out of the story, then the horse had its finest hours. The role of the horse is best seen on a razor from Neder Hvolris at Viborg, Northern Jutland, Denmark, where a fine horse pulls the Sun away from a ship. It is the sun-horse
Fig. 6 Sunrise. A divine fish is pulling the sun up from the night ship to the morning ship, provenance unknown, probably Jutland. C. 800 bc. Drawing by Bjørn Skaarup.
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that at midday takes over the transport from the morning ship (see Fig. 4). On yet another Danish razor, from Vandling at Haderslev, Southern Jutland, Denmark, the horse seems actually to land on a ship and this motif is consequently interpreted as the sun-horse landing on the afternoon-ship giving over the transport of the Sun to this ship. Finally, at sunset, a snake took over the Sun from the afternoon ship. This snake probably helped the extinguished Sun into its nightly underworld and left-turned voyage. During the night we once again meet the fish and here in connection with a left sailing ship as seen on a razor from the Danish island of Møn just south of Zealand. It could help or assist the darkened Sun at the voyage through the dangers of the underworld. It was also ready to perform its important task of helping the Sun from the night-ship to the morning-ship at dawn. Including motifs from some other Danish razors a full dayand-night-journey of the Sun, which is the central myth of the Nordic Bronze Age, is shown graphically (Fig. 7). It is the horizon and the surface of the earth, which is linear, while the line of the voyage of the Sun is expressed through two semicircles meeting at the horizon. We see the sun-ship as transporter of the Sun, and we see divine zoomorphic helpers of the Sun. It should be noted here that the horse can not bring the Sun to the snake, or the fish can not bring the Sun to the horse. Always we need a ship in between, as some sort of a mediator. There seem to have been different versions of this system. For instance, the snake could have had a role in the morning, here also helping the Sun. The horse could also have had a role during the night, perhaps at the deepest point of the underworld. This cyclical-mythological system seems to work well without the involvement of anthropomorphic gods. We are dealing primarily with the sun as a non-personified manifestation of the highest power. It should not be excluded that gods in human form were appearing in the Late Bronze Age, not as a full Parnassus of gods, but in the shape of one single deity, the Sun-god. Renderings of human-like figures on the bronze objects are extremely rare. The most illustrative example of human-like creatures is 210
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Fig. 7 Motifs from Danish razors showing different points of the cyclical movement of the Sun. Late Bronze Age, between 1100–500 bc. 1. Sunrise. The fish pulls the rising sun up from the night-ship to the morning ship. 2. For a while, the fish was allowed to sail on with the ship. 3. The fish is to be devoured by a bird of prey. Stylized sun-horses (S-figures) are ready to fetch the sun. 4. Two sun-horses are about to pull the Sun from the ship. 5. At noon, the sun-horse has collected the Sun from the ship. 6. In the afternoon the sunhorse lands with the Sun on the sun-ship. 7. Some time after the sun-horse has landed, the Sun is taken over by the snake from the afternoon-ship. 8. The snake is concealing the Sun in its spiral curls. It will soon lead the sun down under the horizon. 9. Two night-ships sailing towards left. The Sun is not visible, extinguished and dark on its voyage through the underworld. 10. A night ship followed by a fish swimming to the left. The fish is ready to fulfill its task at sunrise. Drawing courtesy by the Danish periodical Skalk.
seen on a razor from the southern part of the Jutland Peninsula, where two figures are paddling a ship (Fig. 8). The heads are shaped like sun images with a halo. This could be the Sun-god in its human-like appearance with a head shown as the Sun with its rays where the Sun-god is being the Sun itself. Since there are two identical figures, the one could stand for the Sun in daytime, and the other for its nocturnal phase, which could be the Nordic version of the Greek Dioscuri. 211
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Fig. 8 Razor from southern Jutland showing two human-like figures, probably two aspects of the Sun-god paddling the sun ship, unknown provenance. C. 800 bc. Photo by the author.
Another possibility is that the two sun figures could represent two periods of the day-time, for instance, the sun before and after noon.
Personified Gods The presence of personified gods in the Nordic Bronze Age has been widely discussed.10 Some have been of the opinion that some of the larger human figures on the rock carvings could be images of gods in human form.11 Others have thought that most human figures on the rock carvings must be pictures of humans of flesh and blood in a ritual situation.12 Based on a general impression from the art on the bronzes, there is no need for personified deities to make the cosmological worldview function. It is necessary, though, to keep the nuances in mind and it can not be ruled out that transcendent beings such as the souls of the dead or mythological ancestors in some cases can be seen on the rock carvings. Even though much speaks for the view that many of Kaul, Bronzealderens religion, p. 342. See, e.g., Glob, Helleristninger i Danmark, p. 197; Hultkranz, ‘Hällristningsreligion’, pp. 54–57; Larsson, Materiell kultur och religiösa symboler, p. 88; Fredell, Bildbroar, pp. 246–54. 12 See, e.g., Almgren, Hällristningar och Kultbruk; Schier, ‘Skandinavische Felsbilder als Q uelle für die germanische Religionsgeschichte?’; Warmind, ‘Aspects of Bronze Age Religion From the Point of View of a Historian of Religion’; Warmind, ‘Religion uden det transcendente? Bronzealderen som muligt eksempel’; Kossack, Religiöses Denken in dinglicher und bildlicher Überlieferung Alteuropas aus der Spätbronze und frühen Eisenzeit, pp. 174–78. 10
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the complex carvings depict rituals this does not mean that all carvings should be placed in this category; in each case a careful assessment should be possible.13 Renderings on the rocks of sunhorses for instance, must belong to the transempirical world. Depictions of ships without relation to the large ritual compositions need not to be regarded as the ships used in the rituals. To an equally high degree such ships may be regarded as symbols carrying the associations, which the ship conveyed, i.e. as images related to the Sun and its journey. In some cases ‘discmen’ on the rocks may be seen as anthropomorfized renderings of the Sun.14 Anyway, in my opinion, it does not seem possible on bronzes to find pictorial evidence of a Parnassus of gods in human form, as we know them for instance from Medieval written sources on Viking Age mythology. According to the pictorial evidence of the bronzes the only anthropomorfization that can be detected is the very sun itself taking a human shape, or as we shall see, partly human, partly zoomorphic. However, others have challenged this view. K. Kristiansen and T. B. Larsson write as follows: Other researchers have doubted whether there existed a divine pantheon in the Bronze Age, that is gods and godesses… This proposition also rests on several false premises: it assumes that European and Nordic Bronze Age societies were too primitive to adopt and maintain an advanced religious system, and it implicitly assumes an obsolete evolutionary perspective on European Bronze Age societies and on religion.15
Those who maintain that an absence of a ‘classical’ pantheon of human-like gods should be particularly primitive (and too primitive for our notions of Bronze Age society) seem themselves to have become victims of old-fashioned evolutionary thinking as to the ‘development’ of the religions of the world, when it is claimed that a relatively complex society is not entitled mostly Bengtsson and Hygen, Hällristningar i Gränsbygd, pp. 94–100. Kaul, Bronzealderens religion, pp. 348–52. 15 Kristiansen and Larsson, The Rise of Bronze Age Society, p. 353. For the same view, see also Melheim, ‘Gjonnom ild og vann. Graver og depoter som kilde til kosmologi i bronsealderen i Øst-Norge’, p. 115. 13 14
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to worship non-personified deities or gods (and I have never claimed that there were no gods in the Bronze Age, for instance, representing the most important celestial bodies; but who says that gods should have the primary appearance in human shape, see also below). In this case patterns of social structure and a presence of personified gods are closely connected and then consequently a balancing of the pictorial evidence as to the absence or presence of (a number of) personified gods has become linked to our thoughts of the general social or civilized level of the Nordic Bronze Age communities. There is no reason to infer that a cyclic or ‘cosmoteistic’ worldview as presented above should be classified as primitive or being related to a certain low level of civilization. On the contrary, the glimpses of the cosmology and mythology of the Nordic Bronze Age seem to tell us about a codified, complex, and ‘advanced’ religion, and discussions about more or less primitive of such a system may seem somehow meaningless. When looking on the basic structure of the central myth of the voyage of the Sun, then it is possible to point out some striking similarities with the basics of the religion of ancient Egypt, which is a religion that we do not regard as particularly primitive. Here we are also dealing with a cyclical voyage of the Sun during day and night and with a number of animal helpers or even manifestations of the Sun itself such as the scarab, the falcon, and the snake as well as day and night ships.16
Transformations of the Gods In fact, the divine powers or gods could in many religions including Egyptian religion take a lot of shapes such as human form, animal form, or mixed shapes. And what particularly characterizes a god seems to be this mystical ability of changing appearance. In Nordic (Viking) mythology for instance, Odin and Thor could change themselves into eagles, and probably the raven should be considered as a manifestation of Odin too. Loki could change himself into a salmon, while Loki and Heimdal could be seals. Among the ancient Greek gods Zeus Q uirke, The Cult of Ra, pp. 44–48.
16
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could manifest himself as a bull or a swan, and particularly Poseidon could take many shapes such as a horse, a bull, a bird, a ram, or a dolphin. Gods could also turn into plants or ‘natural phenomena’ such as raindrops (Zeus showing himself for Danaë). This means that we should not necessarily define a god as being primarily of human shape. But if ‘the true nature’ or the appearance of a god or the gods was not like a human being but something else, how could we then define or understand a god. Perhaps a god could be defined as something, which can not be clearly defined and we shall never be able to find a ‘true’ appearance of a god. This may be the mystery of many religions, namely that the ‘true nature’ or appearance of a god was a well-kept secret that was only to be revealed for the enlightened dead. Only when you are dead, you will know the truth. As to Egyptian religion Hornung writes as follows: Aber alle diese Tiere, Pflanzen und Dinge, die mit der Erscheinung der Götter verbunden waren, sagen nichts über die wahre, eigentliche Gestalt einer Gottheit aus. Diese ist nach den Texten “Verborgen” und “Geheimnissvoll”, nach den Sargtexten darf nur der wissende Tote die wahre Gottesgestallt schauen. … wie Horus sich im Bilde des Falken, der den Himmel mit seinem Schwingen überspannt, als der zu erkennen, der er ist… Jedes Bild ist ein unvollkommendes Mittel, eine Gottheit überhaupt anschaulich zu machen, sie in ihrer Wesenart zu kennzeichen und von anderen zu unterschieden.17
The Egyptian Sun-god could assume a large number of shapes. Basically he was Re, the Sun itself. Re could also be referred to as simply ‘The Great Spirit’, the great BA, and the Sun that animated everything. Re could also take shape of the scarab, and he could be the falcon or he could even manifest himself as a snake. In the Late Period of Egypt the sun was represented in forms to every hour of its daily journey. For example it might be a child in the first and second hours and an old man in the eleventh and twelfth hours, often with the head of a ram. Thus Hornung, Der Eine und die Vielen, p. 128.
17
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Re, the Sun, or the Sun-god was certainly not understood solely as a personified god, only occasionally represented in human form, often in animal shape or in a shape of half animal and half human. When Re was unified with the falcon god Horus, then the sun god is represented as a man with a falcon head crowned by the solar disc. During the night Re could merge in the underworld with Osiris. Another mystical ‘ability’ or ‘character’ of gods seems to be that the helpers of a god could also be a manifestation of the very same god.18 The scarab, Khepri, is sometimes depicted as the helper of the Sun bringing Re up at sunrise. On the other hand, Khepri, is also the Sun-god, or one of his manifestations. According to Amduat (here from the burial chamber of Thutmosis III), in the morning the Sun-god was transformed into Khepri, his new-born form, and is lifted by the arms of Shu to the eastern horizon.19 In a mystical way the words: ‘To have’ and ‘to be’ become the same. The Sun has the scarab as a helper, and the Sun is in a certain manifestation the scarab. This characterisation could also go for other religions. Probably, the Sun-horse could at the same time be the helper of the Sun and the Sun-god itself. Does this mean that the horse is a god, or even another god, which the Sun-god diffuses with? Is a manifestation of a god, the god itself? We could also talk about an amalgamation of an attribute of a god and its human-like manifestation. There is not any formal logic in this. Everything can go into everything. To be and to have is the same. With this in mind it could be suggested that the divine helpers of the Sun of the Nordic bronze Age, the fish, the horse, and the snake were more than just helpers. In fact, they may at the same time be regarded as both helpers and manifestations of the Sun. In other words, the Sun-horse (or even a horse on earth) is one of the manifestations of the Sun and in a mysterious way actually being the Sun-god. The snake could also be such a manifestation even though it should not be excluded that in the representation of the snake, it could also be a manifestation of an unknown god of the underworld. Hornung, Der Eine und die Vielen, p. 252. Abt and Hornung, Knowledge for the Afterlife, p. 140.
18 19
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Fig. 9 Razor from Voldtofte, south-western Funen, Denmark. C. 800 bc. Drawing by Thomas Bredsdorf.
On a razor from Voldtofte, south-west-Funen, Denmark, a ship with horse headed stems is depicted, which carries a curious winding mixture of shapes (Fig. 9). This is obviously very difficult to interpret.20 A possibility of interpretation is that the Sun-god could show himself/herself in different forms or manifestations with both human and zoomorphic elements. Then we can separate three interconnected figures. From left to right there is a figure with human legs, an S-shaped and horselike body ending in what seems to be a curled neck with a stylized aquatic bird head. The next figure seems to have a raised stylized horse shaped head with an incurled snout, and finally the third figure looks like a dancing or jumping person with an animal head. These three figures can be regarded as three renderings of exactly the same figure, namely the Sun-god at different times of the day showing both anthropomorfic and zoomorfic elements. All the many S-shaped symbols surrounding the ship could be renderings of exactly the same; they can be regarded as stylized sun-horses.21 The motifs on the razor from Borgdorf, Kr. Rendsborg, Schleswig-Holstein, Germany, could be interpreted along the same lines,22 perceiving the figures as being renderings of differ20 Thrane, ‘Bronzealderbarbering’; Kaul, Ships on Bronzes, cat. no. 105; Kaul, ‘Bronze Age Tripartite Cosmologies’; Kaul, ‘Slangen i bronzealderens mytologi. Orden og kaos’; Kaul, ‘En solguds mange skikkelser. En mystisk kosmologisk rejse’. 21 For the stylization of the sun horse motif, see Sprockhoff, ‘Nordische Bronzezeit und frühes Griechentum’, pp. 46–51. 22 Kaul, ‘Bronze Age Tripartite Cosmologies’; Freudenberg and Kaul, ‘Sonne und Schiff. Die Schiffdarstellungen des Nordens in der Bronzezeit’; Kaul, ‘En solguds mange skikkelser. En mystisk kosmologisk rejse’.
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ent appearances of the very same Sun-god. Perhaps it represents different times of the day. Let us then try to ‘read’ this razor (as a text) from left to right: the direction of the Sun during day-time (Fig. 10). First, over the stem aft of the ship we see a snake. In this case it could be a morning snake that has the same role as the fish as seen on some other razors, but it could also be understood as a symbol or a manifestation of the sun itself in its morning shape. The next figure seems to be very enigmatic, like a fantastic animal. But once again, if we analyze its different elements, we could very well be dealing with a stylized horse figure with a curled muzzle, where the extra spiral could be a representation of an ear or the mane. The S-shape of the figure and its decoration is not far away from the rendering of sun-horses from other razors. Here, on the Borgdorf razor, the hind leg of the horse is not a leg of an animal, but a leg of a human being. We are dealing with a mixed figure. Just underneath this figure we find an S-shaped figure that could be a stylized or symbolic rendering of the sun-horse. In other words, the Bronze Age artist has by means of the little extra-stylized sun-horse-symbol made it possible to understand that we are dealing with a sun-horse and thus a symbol or manifestation of the divine Sun. Then at far right we find the Sun-god in the shape of a human body with the head of the horse or perhaps even a bird of prey, which might be a falcon? (Fig. 11).
Fig. 10 Razor from Borgdorf, Schleswig-Holstein, Germany. C. 800 bc. After Schwantes 1939, p. 557, fig. 879.
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Fig. 11 Detail from the razor from Borgdorf, Schleswig-Holstein, Germany. C. 800 bc. Photo by the author.
This concept of depicting the Sun as partly human and partly animal should not be totally alien to us, when we remember the different shapes that the Egyptian gods – here particularly the Sun or the Sun-god (Re) – could take. The three figures dominating the ship of the Borgdorf razor could be seen as three figures representing quite the same, namely the Sun at three different stages of the day, in three different shapes, with the human form increasingly dominant with a shift from zoomorfication to anthropomorfization. Consequently, the ‘either-or’ discussion as to anthropomorphic gods seems meaningless. In fact, the divine powers or gods can in many religions take a lot of shapes such as human form, animal form, or mixed shapes. From this it follows that anthropomorphic manifestations or representation of the gods should not be regarded as more advanced or ‘finer’ than zoomorphic manifestations.
The Dead in the Afterlife? When dealing with the ‘inhabitants’ of cosmos of transempirical nature, the souls of the dead are of great interest since notions as to the afterlife are known to be of overwhelming importance 219
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in any religion.23 It can not be excluded that some or many souls did have a permanent home somewhere in the underworld. But in this case, the pictorial texts of the bronzes do not seem to demonstrate a permanency related to the different spheres. When accepting that the ships represented on the bronzes basically are mythological ships related to a central myth of the Nordic Bronze Age concerning the eternal voyage of the Sun, then we must seriously consider the meaning of the strokes representing the crew. The crew on these ships can not be living members of society of the earthly sphere. Consequently, it does not seem unreasonable to regard these strokes on the obviously mythological ships as the souls of the dead, humans ‘deified’ by death. The souls of the dead became the crew of the sun-ship. Also, the souls of the dead or at least those, who were related to the honorable task of being part of the crew of the sun-ship, thus had an important role in the daily cycle. And a mutual dependency between the life-giving Sun and the souls of humans were created in Bronze Age mythology. Thus the Sun, in a certain degree, became dependent on assistance from the souls of human beings, but the souls on their side were naturally deeply dependent on the divine Sun. When suggesting such a mutual dependency, then phenomena as death cult get a rather enlarged meaning. If the dead were honored in the right way, for instance in cult houses at the burial mound, then the souls of the dead could assist the Sun in the best way, which could certainly benefit the living humans of the surface of the earth. The ancestors were intimately related to the eternal journey of the Sun. The soul shared the fate of the Sun on its eternal journey round and round and up and down through the sky and the underworld. The Sun sets every evening, but also during the night the souls could help the extinguished Sun during its nocturnal voyage through the underworld and also on left sailing night-ships the strokes representing the crew are seen (Fig. 12). The souls themselves became a guarantee for cosmic order and securing the return and rebirth of the Sun and life. The afterlife of human beings could be connected to a basic cosmological myth. Gräslund, ‘Prehistoric Soul Beliefs in Northern Europe’.
23
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Fig. 12 Example of mythological ships with strokes representing the crew. Here two night ships sailing towards left are seen on top of each other, from Jerne, western Jutland, Denmark. It should be noted that the strokes representing the crew are carefully placed in pairs. C. 800 bc. Photo by the author.
But can we allow ourselves to call these human beings in their afterlife for gods or is the more neutral denomination ‘transempirical being’ a better solution? This is of course a matter of definitions. When we do not know whether the souls could manifest themselves in different shapes as seems to be the matter when dealing with ‘general gods’, then we should perhaps be cautious. Furthermore, since we could assume that such, albeit important, transempirical actors in the cosmological going round-and-round-theatre of cyclical time, before their dead had a ‘historical’ life in history and linear time as human beings (and perhaps were even known as a father or grandfather), they did not had a transempirical existence from the beginning of time. Perhaps these strokes representing the crew could be compared with Christian saints, who often had a ‘historical’ life as human beings. On the other hand many saints could be regarded as function-determined gods and they appear often as personified deities. At any rate, this presentation demonstrates that with a point of departure in the imagery of material culture of the Nordic Bronze Age it is possible to discuss the nature of the gods, also on a broad philosophical or theological level.
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Bibliography Abt, Theodore and Erik Hornung, Knowledge for the Afterlife: The Egytian Amduat – A Q uest for Immortality (Zurich: Living Human Heritage Publications Zürich, 2003) Almgren, Oscar, Hällristningar och Kultbruk: Bidrag till belysning av de nordiska bronsaldersristningarnas innebörd, Kungl. Vitterhets historie och Antikvitets Akademiens Handlingar, 35, Stockholm: Kungl. Vitterhets historie och Antikvitets Akademiens Handlingar, 1927 Bengtsson, Lasse and Anne-Sophie Hygen, Hällristningar i Gränsbygd (Sävedalen: Warne Förlag, 1999) Fredell, Åsa, Bildbroar: Figurativ bildkommunikation av ideologi och kosmologi under sydskandinavisk bronsålder och förromersk järnålder, Gotarc, Serie B, Gothenburg Archaeological Thesis, 25 (Gothenburg: Göteborgs Universitet, 2003) Freudenberg, Mechtild and Flemming Kaul, ‘Sonne und Schiff. Die Schiffdarstellungen des Nordens in der Bronzezeit’, in Es war einmal ein Schiff. Archäologische Expeditionen zum Meer, ed. by Claus von Carnap-Bornheim and Christian Radtke (Hamburg: Marebuch verlag GmbH & Co. KG, 2007), pp. 77–110 Glob, Peter V., Helleristninger i Danmark, Jysk Arkæologisk Selskabs Skrifter, 7 (Copenhagen: Gyldendal, 1969) Gräslund, Bo, ‘Prehistoric Soul Beliefs in Northern Europe’, Proceedings of the Prehistoric Society, 60 (1994), pp. 15–26 Hornung, Erik, Der Eine und die Vielen. Altägyptische Götterwelt (Darmstadt: Primus Verlag, 2005) Hultkranz, Åke, ‘Hällristningsreligion’, in Hällristningar och Hällmålningar i Sverige, ed. by Sverker Janson and others (Helsingborg: Bokförlaget Forum, 1989), pp. 43–58 Jensen, Jørgen, ‘Metal Deposits’, in Digging into the Past. 25 Years of Archaeology in Denmark, ed. by Steen Hvass and Birger Storgaard, trans. by John Hines and Joan F. Davidson, Jysk Arkæologisk Selskabs Skrifter (Aarhus: Aarhus University Press, 1993), pp. 152–58 Kaul, Flemming, Ships on Bronzes. A Study in Bronze Age Religion and Iconography, Publications from the National Museum, Studies in Archaeology and History, 3 (Copenhagen: National Museum of Denmark, 1998) Kaul, Flemming, Bronzealderens religion. Studier af den nordiske bronzealders ikonografi, Nordiske Fortidsminder, Serie B, 22 (Copenhagen: Det Kongelige Nordiske Oldskriftselskab, 2004) 222
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Kaul, Flemming, ‘Bronze Age Tripartite Cosmologies’, Praehistorische Zeitschrift, 80/2 (2005), pp. 135–48 Kaul, Flemming, ‘Slangen i bronzealderens mytologi. Orden og kaos’, in Det 10. nordiske bronzealdersymposium, Trondheim 5.–8. okt. 2006, ed. by Terje Brattli, Vitark, 6, Acta Archaologica Nidrosiensa (Trondheim: Tapir, 2009a), pp. 80–97 Kaul, Flemming, ‘En solguds mange skikkelser. En mystisk kosmologisk rejse’, Nationalmuseets Arbejdsmark (Copenhagen: National Museum of Denmark, 2009b), pp. 199–214 Kaul, Flemming, ‘Guldringe fra Boeslunde, Borgbjerg Banke som samlingssted’, in Danefæ. Skatte fra den danske muld, Til Hendes Majestæt Dronning Margrethe 2, ed. by Michael Andersen and Poul Otto Nielsen (Copenhagen: Nationalmuseet and Gyldendal, 2010a), pp. 69–74 Kaul, Flemming, ‘The Sun Image from Trundholm (“The Chariot of the Sun”): A Commented History of Research’, in Der Griff nach den Sternen. Wie Europas Eliten zu Macht und Reichtum kamen. Internationales Symposium in Halle (Saale) 16.–21. Februar 2005, ed. by Harald Meller and François Bertemes, Tagungen des Landesmuseum für Vorgeschichte Halle (Saale), 5 (Halle (Saale): Landesamt für Denkmalpflege und Archäologie Sachsen-Anhalt, 2010b), pp. 521–36 Kossack, Georg, Religiöses Denken in dinglicher und bildlicher Überlieferung Alteuropas aus der Spätbronze und frühen Eisenzeit (9.–6. Jahrhundert v. Chr. Geb), Werke des Verlags der Bayerische Akademie der Wissenschaften, Philosophisch-Historische Klasse, Abhandlungen, Neue Folge, 116 (Munich: C. H. Beck, 1999) Kristiansen, Kristian and Thomas B. Larsson, The Rise of Bronze Age Society: Travels, Transmissions and Transformations (New York and Cambridge: Cambridge University Press, 2005) Larsson, Thomas B., Materiell kultur och religiösa symboler: Mesopotamien, Anatolien och Skandinavien under det andra förkristna årtusendet, Arkeologiska Studier vid Umeå Universitet, 4 (Umeå: Department of Archaeology and Sami Studies, Umeå University, 1997) Madsen, Andreas Peter, Afbildninger af danske oldsager og mindesmærker (Copenhagen: Gyldendals Boghandel, 1876) Melheim, Anne Lene, ‘Gjonnom ild og vann. Graver og depoter som kilde til kosmologi i bronsealderen i Øst-Norge’, in Myter og religion i Bronsealderen. Studier med utgangspunkt i helleristninger, graver og depoter i Sør-Norge og Bohuslän, ed. by Anne Lene Melheim and 223
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others, Oslo Arkeologiske Serie, 5 (Oslo: Unipub Forlag – Oslo Academic Press, 2006), pp. 13–194 Müller, Sophus, Solbilledet fra Trundholm, Nordiske Fortidsminder, I, 6 (Copenhagen: Det Kgl. Nordiske Oldskriftselskab, 1903) Q uirke, Stephen, The Cult of Ra: Sun-Worship in Ancient Egypt (London: Thames & Hudson, 2001) Schier, Kurt, ‘Skandinavische Felsbilder als Q uelle für die germanische Religionsgeschichte? Einige Einführende überlegungen über Möglichkeiten und Grenzen der Religionswissenschaftlichen Felsbildinterpretation’, in Germanische Religionsgeschichte. Q uellen und Q uellenprobleme, ed. by Heinrich Bech and others, Ergänzungsbände zum Reallexikon der Germanischen Altertumskunde, 5 (Berlin: Walter De Gruyter, 1992), pp. 162–228 Sprockhoff, Ernst, ‘Sonnenwagen und Hakenkreuz im nordischen Kreis’, Germania, 20 (1936), pp. 1–9 Sprockhoff, Ernst, ‘Nordische Bronzezeit und frühes Griechentum’, Jahrbuch des Römisch-Germanischen Zentralmuseums Mainz, 1 (1954), pp. 28–110 Schwantes, Gustav, Die Vorgeschichte Schleswig-Holsteins (Stein- und Bronzezeit) (Neumünster: Karl Wachholtz, 1939) Thrane, Henrik, ‘Bronzealderbarbering’, Fynske Minder (1987), pp. 15– 31 Varberg, Jeanette, ‘Frau und Pferd in der Spätbronzezeit. Ein Versuch zum Verständnis einiger Aspekte der spätbronzezeitlichen Kosmologie unter besonderer Berücksichtigung der südskandinavischen Votivdepots’, Altertum, 54 (2009a), pp. 37–52 Varberg, Jeanette, ‘Kvinden og hesten’, Skalk, 2 (2009b), pp. 18–27 Warmind, Morten, ‘Aspects of Bronze Age Religion From the Point of View of a Historian of Religion’, Adoranten (1994), pp. 5–9 Warmind, Morten, ‘Religion uden det transcendente? Bronzealderen som muligt eksempel’, in Religion og materiel kultur, ed. by Lisbeth B. Christensen and Susanne B. Sveen (Aarhus: Aarhus University Press, 1998), pp. 94–106
Abstract Via an analysis of the images on Danish late-Bronze Age objects, it seems possible to set up a sequence concerning the myth of the daily and nightly voyage of the Sun. In this mythological narrative, which can be read on bronze objects, the divine Sun is accompanied 224
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by zoomorphic helpers such as a fish, a horse, and a snake. Apart from these manifestations or helpers of the Sun, the ship played an important role as conveyor of the Sun. This cyclical-mythological system seems to work well without the involvement of anthropomorphic gods. On the other hand, in some cases the Sun seems to be represented in the shape of a human being. The presence or non-presence of personified deities in the Nordic Bronze Age has been widely discussed. However, this ‘either/or’ discussion may seem meaningless. In fact, the divine powers or gods can in many religions take a lot of shapes such as human forms, animal forms or mixed shapes. What particularly characterizes a god is this mystical ability of changing appearance. It is argued that the powerful Sun god first and foremost appeared as the very Sun, but it could assume a number of different shapes and at times even being anthropomorfized, or at other times manifest itself as for instance the sun-horse. The Sun could have the horse as a divine helper and be the horse at the same time. On a couple of razors the imagery seems to show the transformations of the Sun god. Also the souls of the dead could have been actors in the mythological world of the Bronze Age. Even though transcendental beings could take human shape it does not seem possible on bronzes to find pictorial evidence of a Parnassus of gods in human form, as we know them for instance from Medieval written sources on Viking Age mythology.
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AT THE SCENE OF COSMOLOGY CONSTRUCTION: THE RELIGIOUS EFFECTS OF BARROW BUILDING IN THE NORDIC BRONZE AGE
Social Religion A re-emerged interest in prehistoric religion can be recognized within archaeological research beginning with the late 1990s. This religious revival has been closely associated with a theoretical attention to symbolic significance and meaning content of material culture. Consequently, there has been a considerable focus on trying to unveil mythological and cosmological significance of finds, which are assumed to be linked to a religious sphere. This applies not least to the Nordic Bronze Age, where the plentiful iconography on bronzes and rock carvings appear to provide a tantalizing proximity to narratives and cosmology.1 Also, the numerous and occasionally complex wetland depositions as well as the burial record has been drawn into this discussion of the narrative content of Bronze Age religion.2
1 For example Randsborg, ‘Kivik. Archaeology and Iconography’; Randsborg, ‘Bronze Age Universitas. Kivig/Kivik revisited’; Kaul, ‘Ships on Bronzes’; Kaul, Bronzealderens religion; Kaul, ‘Bronze Age Tripartite Cosmologies’; Fredell; Bildbroar. Figurativ bildkommunikation av ideology och kosmologi under sydskandinavisk och förromersk järnalder; Goldhahn, Från Sagaholm till Bredarör – hällbildsstudier 2000–2004; Kristiansen and Larsson, The Rise of Bronze Age Society; Kristiansen, ‘The Twin Rulers as a Religious and Political Institution during the Bronze Age’; Bradley, ‘Danish Razors and Swedish Rocks’. 2 Goldhahn, Från Sagaholm till Bredarör – hällbildsstudier 2000–2004; Kristiansen and Larsson, Rise of Bronze Age Society; Kaliff, Brandgravskick och föreställningsvärld. En religionsarkeologisk discussion; Kaliff, Grav och kultplatz. Eskatologiska förestillningar under yngre bronsålder och äldre järnålder i Östgötland; Kaliff, ‘Grave Structures and Altars’; Kaliff, ‘Fire, Water, Heaven and Earth’. Religion and Material Culture: Studying Religion and Religious Elements on the Basis of Objects, Architecture, and Space, ed. by L. Bredholt DOI 10.1484/M.ASH-EB.5.114433 Christensen, J. Tae Jensen, Turnhout, 2017 (ASH, 3), pp. 227–251 ©
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Beyond the meaning content, there is also a social and practical aspect to prehistoric religion. This, however, has played a less prominent role in the study of Bronze Age religion. Often it is addressed with reference to assumed hierarchical social structures and institutions in the form of religious specialists or priests, although alternatives have appeared sporadically in connection with studies of rituals in the form of what can be broadly defined as agency approaches to ritual activities.3 Still, it is my claim in this contribution that the social approach to religion holds considerable unexplored potential for the understanding of prehistoric religion, which may provide significant correctives also to the interpretations of meaning content. This applies not least when we study the social organisation of knowledge in the Bronze Age, which allows a consideration of the generative principles behind cosmology and mythology as well as the possibilities of maintaining the knowledge.4 In the following, I will attempt to explore some social aspects of Nordic Bronze Age religion starting from the burial record, and more specifically the barrows of the South Scandinavian Early and Middle Bronze Age. It is my claim, that we can deduce a specific and relatively institutionalized form of social forum, which for a couple of generations played a crucial role in the development of Bronze Age religion in the region, and which indicate a much higher degree of dynamics in the religious expressions over time than is apparent from the iconography.
Religious Monumentality When considered as a social phenomenon, religion involves communities or networks of shared practices with codes of conduct and at least a partly shared corpus of religious knowledge and apprehensions as well as an associated material culture. Included 3 Goldhahn, Sagaholm: hällristningar och gravritual; Goldhahn, ‘Från landskapens monument till monumentens landskap – om döda och efterlevande med eksempel från äldre bronsålder, 1700–1100 cal bc’; Goldhahn, Dödens hand. En essä om brons- och hällsmed; Skoglund, Vardagens landskap; Skoglund, ‘Stone Ships’; Oestigaard and Goldhahn, ‘From the Dead to the Living’. 4 Barth, ‘An Anthropology of Knowledge’.
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in the shared practices is a temporal dimension. Practices and knowledge are maintained and modified over time through more or less formalized and structured gatherings. In the study of prehistoric religion the material culture aspect is obviously particularly important, as through this we may approach the religious expressions of the past. It involves objects, architecture, and selected settings, and it works in very varied ways. Religious objects may constitute symbolic storage, aids of abstraction, and references to external powers or tradition. Settings frame activities and participants, establish atmosphere, influence the perception of events and provide concrete spatial fix points for the intangible. Architecture functions as purposively modified settings with enhanced, structuring effects on behaviour and perception. These effects are obtained by providing basic classifications (inside/outside), associating and ordering symbolically significant things in space, regulating movement and activities, and thereby sometimes also generating a sequence of activities and significances.5 The mentioned properties of architecture are most often discussed in connection with completed buildings and their use. As such, the architecture appears as a stable framework for activities. But architecture also represents a dynamic process in the form of its construction. It is in this process that the purposes of the buildings are defined and implemented. Thereby, religious knowledge and the expected practices may become thoroughly integrated with the architectural expression. The construction may also operate as a ritual practice in itself and involve a wider part of the religious community. This is particularly evident in connection with burial monuments, where often an integration of burial ritual and monument construction is seen.6
5 Barth, Cosmologies in the Making; Barth, ‘The Guru and the Conjurer’; Boyer, Tradition as Truth and Communication; Mithen, ‘The Supernatural Beings of Prehistory and the External Storage of Religious Ideas’; Renfrew, ‘Mind and Matter’; Sørensen and Bille, ‘Flames of transformation’. 6 Barret, Fragments from Antiquity; Barret, ‘The Living, the Dead and the Ancestors’.
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The Barrows of the South Scandinavian Bronze Age Barrows are by far the most common form of prehistoric burial monument in South Scandinavia. Within the Danish area about 86,000 mounds excluding megalithic tombs were recorded in a systematic survey of all parishes taking place in the late nineteenth century and first decades of the twentieth century. The recorded barrows represent a very long time span from the beginning of the Single Grave Culture around 2800 bc until the Late Viking Age and the introduction of Christianity in the late tenth century ad. However, we cannot speak of a steady accumulation of monuments. If we consider the dates of the establishment of the mounds it becomes apparent, that the overwhelming majority of the monuments actually belong to just two, relatively short-lived periods of very intense mound construction (Fig. 1). The first period can be detected at the very beginning of the mound tradition in the Single Grave Culture in which almost half of the dated mounds in the Danish area were erected within a few centuries starting around 2800 bc. The emphasis on the barrows during this period may be seen as part of a geographically more widespread barrow tradition, which at this time characterized large parts of east and central Europe and is associated archaeologically with the Corded Ware Culture. The Single Grave Culture is followed by a period in the Late Neolithic where very few new mounds were established. The second period of intense mound construction belongs in the Early and Middle Bronze Age from around 1500–1200 bc. In addition to the establishment of new barrows, old monuments were also re-used and often accompanied by an extension of the monument itself. Again, it appears to be part of the flourishing of a much wider European barrow tradition, which in central Europe was associated with the Tumulus Culture. To the northwest, in Sweden, a similar flourishing can be recognized, although, in this region the mounds were not only constructed as turf-mounds as in Southern Scandinavian but also as stone constructed cairns. In general, the barrows appear to have been erected over one burial, and most often reused for secondary burials afterwards. There are, however, some examples of the barrow covering several primary burials.7 Holst, ‘The South Scandinavian Early Bronze Age Barrows – A Suvery’.
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Fig. 1 Table and graph of the intensity in establishment of barrows through prehistory based on the recorded number of primary burials per year for each period. For data and a more detailed account of the calculations, see Holst 2013, pp. 42–44.
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The evident fluctuations observed in the intensity of the mound construction suggest that within a few generations the building of barrows changed from being a very unusual affair, which only few people ever experienced, to being a regular occurrence for everyone, and with a significant proportion of the population being interred in mounds.8
The Great Mounds The majority of the barrows were relatively small in size with diameters of 5–20 m and heights of less than 4 m. However, the increased intensity in use of mounds in the Bronze Age was accompanied by a general increase in the size of the individual monuments, and a few monuments reached considerable proportions with diameters of more than 30 m and heights of more than 5. These larger mounds are often named ‘great mounds’. The largest Bronze Age mounds have diameters of up to 50–70 m and heights of up to 10 m. Hohøj at Mariager Fjord and the Kivik-cairn Bredarör in Scania are probably the most spectacular examples.9 In terms of volume the large mounds constituted a very considerable increase. Compared to the most frequent mound size of 10 m in diameter and 2 m in height a large mound of 30 m in diameter and 6 m in height had a volume more than 25 times larger. This increase in scale would obviously have changed the organisational and economically challenges significantly. It would have reflected on the required labour investment and thereby probably the number of participants necessary, the duration of their involvement in the construction as well as the logistical challenges of providing for the participants during the construction. The increase in monument size also changed the scale of operation in the landscape linked to the acquisition of turves for the mound as the area required was extended from a few hundreds square meters to several hectares of land. It fur Holst and others, ‘Bronze Age “Herostrats” ’. Randsborg, ‘Kivik. Archaeology and Iconography’; Randsborg, ‘Kivig – Kivik: A Bronze Age Collage’, this volume; Goldhahn, ‘Bredarör on Kivik’; Nordén, Kiviksgraven och andra fornminnen i Kivikstrakten; Bech, Fra fortidsminder til kulturmiljø – hvad Alstrup Krat og Hohøj gemte. 8
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thermore increased the challenges of controlling the builders, the building process, and the constructional outcome. The great mounds are the largest type of construction we know from the Nordic Early Bronze Age, so far, both in terms of size and required labour effort. In that respect, the large mounds were not just an elaboration of an existing form of practice but a new form of organisational challenge, which called for an exploration of the capacity of existing social structures and the development of new organisational principles.10 In the same period, as the construction of the large mounds, we also see a development in the long house architecture with a significant increase in the scale of the buildings. This indicates that the period saw a general increase in the emphasis on collective operations directed towards specific construction tasks.11 The organisational challenges and the responses to them can occasionally be recognized in the architecture of the barrows. Under fortunate circumstances the turves of which the barrows were constructed are still recognizable today, and allow a detailed reconstruction of the building sequence. In this way, basic organisational principles can be identified. One of the most detailed insights into the construction was obtained at the barrow Skelhøj at Tobøl in south-western Jutland north of Ribe (Fig. 2). Here a complete excavation of a relatively well-preserved great mound was conducted between 2002 and 2004. The barrow measured 30 m in diameter and 5 m in height, but was originally at least 1.5 m taller. It had been erected over one single burial and was constructed entirely of turves stripped from the surrounding fields. Since the barrow was situated in a landscape with varied subsoil conditions there was a considerable variation in the appearance of the turves dependent on their area of origin. This allowed us to distinguish separate building episodes and the use of different turf acquisition areas.12 Holst and Rasmussen, ‘Herder Communities’. Artursson, Bebyggelse och Samhällsstruktur. Södra och mellersta Skandinavien under senneolitikum och bronsålder 2300–500 f.Kr.; Bech and Olsen, ‘Early Bronze Age Houses from Thy, Northwest Denmark’. 12 Holst and Rasmussen, Skelhøj and the Bronze Age Barrows of Southern Scandinavia. 10
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Fig. 2 Skelhøj in Southern Jutland under excavation. Photo by Per Poulsen.
The construction of Skelhøj was organized around two principles; a building procedure and a division of labour between different work groups (Fig. 3). The building procedure can be deduced from the stratigraphic sequence of the turves. The overall concept appears to have been based upon an initial establishment of a relatively ordinary core mound of 15 m in diameter and 3.2 m in height around the burial. This was followed by a series of four extensions of regular 1.5 m-wide turf covers, which gradually increased the size of the mound. These shells were constructed according to rigid principles with very regular sized turf blocks being laid in concentric rows, which together formed well-defined layers in the shells (Fig. 4). These principles appear to have supported the work-flow and shape maintenance. The procedures entailed a clearly defined progression allowing the workers easily to identify the place to put the next turf. They provided a horizontal working surface throughout the construction, and they helped control the shape by expanding the size in controlled incremental stages, and using the existing part of the barrow as a template for the next part of the construction. The other organisational principle of the mound construction was a radial division of the mound into eight equally sized segments. These segments appeared in the mound as boundaries between turves with different colour and soil characteristics 234
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Fig. 3 Schematic representation of the organizational principle of Skelhøj. The progress of the construction was structured by a series of concentric extensions of the mound around the burial. The builders were organized by a segmenting, radial division of the mound into eight equal parts. Graphics by Peter Jensen.
Fig. 4 The nested building procedure at Skelhøj with rigid turf-laying principles forming rows, layers, and shells. Graphics by Peter Jensen.
indicating that the turves for the individual segments were acquired in different parts of the surrounding landscape. These boundaries can occasionally be followed all the way from the top of the barrow to its base, and they are seen repeated in each 235
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new shell. At the base of each of the segment boundaries a form of approach paths or ramp can be identified in the form of a mix of erosion deposits and obliquely laid turves. This indicates that each segment was associated with its own pathway for the transportation of the turves. In the detailed recording of the turf laying procedures, small but systematic variations between the segments have also been observed. In some segments the building directions were altering between clockwise and counter-clockwise in each layer, whereas in others there was a continuous clockwise building direction throughout the segment. These differences indicate that the radial segmentation reflect a division of the work force on the barrow into different groups. These groups followed the same overall building procedures, but they operated on each their part of the mound and procured the turves and with separate pathways up into the mound. The strong segregation of the groups is conspicuous. There are no clear traces of collective activities across the segment boundaries, and the objectives and operations of the individual segments are completely parallel.13 In this respect there appears to have been a strong respect for the group division and a far-reaching distribution of control to the individual groups. Considering the strength of the group division in the organisation of the barrow building it seems likely that the groups referred to structures in society beyond the barrow event with household groups being one of the most obvious candidates. All in all, the organisation of the barrow construction can be seen as designed to facilitate the construction process. It supported cooperation by respecting existing group structures and utilizing these in the division of labour with an emphasis on the autonomy and equality of the groups. It provided clear and detailed procedures for the individual builders, and in addition the building procedures supported the shape maintenance and thereby entailed an element of self-regulation so that supervision could be reduced.
Holst and Rasmussen, ‘Combined Efforts’.
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The Cosmological Significance of the Barrows The fact that barrows are so closely connected to burial events has always made it near at hand to interpret them as a form of ritual structure. Most attention has been given to the burial; the significance of its alignment, the symbolic connotations of the oak log coffins, and the ritual nature of the activities having taken place there. However, the barrow construction in itself may also be viewed as part of a ritual sequence. The Skelhøj barrow demonstrates that there was evidently a strongly prescribed and repetitive aspect to the construction process, and there have been several suggestions as to potential meaning content of the mound itself and its various structures. The round shape, the concentric structures within the mound, and the spherical profile has been seen as representations of the sun or the setting sun. The use of turves has been interpreted as references to fertility in line with interpretations of the ard marks often encountered underneath barrows. The construction sequence has been seen as a form of rite de passage narrative, and the final monument as a focal point for ancestral awareness or cult.14 There are mounds where these symbolic aspects appear particularly evident. From the Late Neolithic, before the marked increase in mound construction, a monument at Hjordkjær in southern Jutland contained stone setting of fist-sized stone forming a five-part radial division of the circle and with a double burial in the hub (Fig. 5).15 Rock carvings with different motifs have been observed on kerb stones of several barrows, and draw a connection to the wider iconography of the Bronze Age. Furthermore, various stone settings and traces of activity along the periphery of the eastern and southern side of the barrows suggest the significance of the barrows as focal points for ritual activities after their completion.16 14 Kristiansen and Larsson, The Rise of Bronze Age Society; Goldhahn, Sagaholm – hällristningar och gravritual; Brøndsted, Danmarks Oldtid II. pp. 28 passim. 15 Jørgensen, ‘To gravhøje ved Hjordkjær i Sønderjylland. Om særprægede senneolitiske gravanlæg’. 16 Holst, ‘The South Scandinavian Early Bronze Age Barrows – A Survey’; Clemmensen, ‘Bronzealderens kultanlæg – en undersøgelse af anlæggene uden for gravhøjene’; Aner and Kersten, Die Funde der älteren Bronzezeit des nordischen
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Fig. 5 Hjordkjær burial with a stone setting shaped like a five-spoked wheel surrounding the burial structure, Late Neolithic. After Aner and Kersten 1981, p. 62, fig. 37.
Also at Skelhøj a symbolic component in the construction can be recognized. A plan of all segment boundaries and approach pathways in the mound reveal that similar to the situation at Hjordkjær the radial division form a distinct eight-spoked-wheel structure with the central burial placed in the hub and aligned with the east-west axis (Fig. 6). The fact that the burial is incorporated into the pattern suggests that the division was established from the very onset of the construction, or perhaps even before Kreises in Dänemark, Schleswig-Holstein und Niedersachsen, Vol. 4, no. 2245; Aner and Kersten, Die Funde der älteren Bronzezeit des nordischen Kreises in Dänemark, Schleswig-Holstein und Niedersachsen, Vol. 5, no. 2751; Aner and Kersten, Die Funde der älteren Bronzezeit des nordischen Kreises in Dänemark, SchleswigHolstein und Niedersachsen, Vol. 7, nos 3421 I, 3602; Geschwinde, Die Hügelgräber auf der Großen Heide bei Ripdorf im Landkreis Uelzen.
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Fig. 6 Plan of Skelhøj with the eight-spoked wheel structure defined by the segmentation of the mound. Plan by the author.
the burial, and was maintained throughout the building process. Within the kerb, the direction of the spokes appears to have been marked with particular large stones, which judging from stone supports may have been free-standing, and thus could have served as guiding points during the construction. The spoked-wheel is a prominent element in the iconography of the Bronze Age. It appears both as motif on rock carvings and as plastic representations in bronze. It is generally assumed that it refers to central aspects of the Bronze Age cosmology, such as the sun, its daily or annual journey or other cyclical aspects of life and time.17 It is in this way, it appears to be a powerful 17 Kaul, Bronzealderens religion; Kristiansen and Larsson, The Rise of Bronze Age Society; Glob, Helleristninger i Danmark; Tilley, Metaphor and Material
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icon that was implemented in the mound. However, the implementation may have been more extensive and abstract than just iconic. The radial division of the circle is highly precise with only a few degrees of deviation from a perfect eight-part division. The precision is particularly impressive when considering the scale of operation, and it indicates that the spoked-wheel structure was defined by use of some form of geometric operations. If we compare the plan of the barrow with the most advanced contemporary geometric ornamentation of the Bronze Age as it is depicted on the belt plates and other disc shape surfaces, there seems to be a striking resemblance (Fig. 7). The ornamentation of the disc-shape artefacts is based upon a layout of concentric circles, and within these the ornament elements in the form of stamps and spiral motifs are distributed. In the best executed examples, the distribution can be demonstrated to follow a six- or four-part division of the circles, corresponding to the geometric operations of traversing a circle with a length corresponding to its radius or a construction of right angled cross through the centre. In this way, the concept of the artefacts can be seen as identical to that of the barrows; that is, a concentric pattern that is subdivided in equal parts by a geometric construction. In this way, there appears to be a basic conceptual link between the geometry on the metal artefacts and the geometry of the barrow. A geometric bronze ornamentation is seen on artefacts, which are considered symbolically significant, and ornament elements, such as the spiral and the circles also draw connections to other parts of the iconography of the period. It has been suggested that the systematic regularities reflect uses as calendars.18 However, when analyzing the general ornamentation of bronzes, a considerable variation is also evident, which questions the calendar interpretation. Instead, the variation suggests an exploration of geometric principles and possibilities, as well as a significance Culture; Liungman, Symbols – Encyclopedia of Western Signs and Ideograms; Moorey, ‘The Emergence of the Light, Horse-drawn Chariot in the Near East c. 2000–1500 bc’. 18 Randsborg, ‘Opening the Oak-coffins. New Dates – New Perspectives’. See also Menghin, ‘Der Berliner Goldhut und die goldenen Kalendarien der alteeuropäischen Bronzezeait’; Menghin, ‘Goldene Kegelhüte – Manifestationen bronzezeitlicher Kalenderwerke’.
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Fig. 7 The belt plate from the woman’s burial in the great mound Borum Eshøj and the geometric principle behind its layout, Borum Eshøj, Eastern Jutland. Bronze Age. After Müller 1921, p. 11.
of the geometry in its own right. The link between symbolic elements, simple icons, and an exploration of geometric principles thereby suggest that there could be a significance for the geometric properties in their own right, as we see in other early geometric traditions, where geometric operations and regularities are understood as revelations of cosmological order.19 However, it is evident that in the barrows the significance of the geometry did not only reside in its possible meaning content. It was employed as active means of structuring the construction of the barrow. Thereby the builders linked the organisation of the building process to the symbolically significant geometry. The geometric order was maintained throughout the building process by adhering to rigid and strongly repetitive procedures. In this way the builders were incorporated into the geometric order and symbolism. Their organisation and operations were Seidenberg, ‘The Ritual Origin of Geometry’; van der Waerden, Geometry and Algebra in Ancient Civilizations; Boyer, A History of Mathematics; Burnyeat, ‘Plato on Why Mathematics is Good for the Soul’. 19
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defined by the potent structure laid out in the initial stages of the burial event, and the success of the efforts was dependent upon their compliance with the structure.
The Impact of Barrows on Religious Knowledge When we consider the observations presented above, the great barrows appear as special occasions assembling several groups of people with very specific regulations of engagements between the groups, and on a scene with potentially strong religious references concerning life, death, and afterlife. With reference to Mauss, it can be seen as a form of total social phenomenon in which social, economical, and religious aspects of society were brought together at a specific place for a limited period of time.20 This constellation offered extraordinary possibilities for linking different domains and composing more complex ideological and cosmological constellations. The overriding structure of the event was articulated by the spoked wheel structure that physically defined and linked the geometric regularities with the group identities, structured the ritual sequence, and inscribed the significance of the burial, including its connotations of life and death into a wider cosmological symbolism. In other words, the burial ritual, barrow construction, and social organisation were inserted into a cosmologically potent geometric structure, which established a form of overall meaning structure to the event. The fact that the event involved a concrete constructional task had a number of significant effects. First of all, it provided a tangible objective for the participants supporting an alignment of their actions. The architectural end objective in the form of the spherical barrow was relatively simple and easily conveyed, but the means of getting there were relatively complex involving an elaborate organisation and a complex procedure closely interwoven with the geometric structure of the mound. As the organisation relied on a distributed structure with parallel objectives, the fulfilment of the architectural intents required a certain understanding of the overall idea and plan of the bar Mauss, The Gift.
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row including the geometric principles among the participating groups. The constructional requirements thereby necessitated an explicit explanation of the geometry and how it would link to the procedures. In this way, the barrows also involve an element of knowledge dissemination. The strong segregation and respect for the autonomy of the groups seen in the barrow organisation suggest that the groups were not accustomed to an integrated form of cooperation.21 This suggest that the barrow event brought together otherwise separately operating groups. Taken together with the required alignment of actions and the intertwined character of the cosmological references, this made the barrows an evident forum for the adjustment and conciliation of different cosmological apprehensions. We may see a hint of this role of the barrows in the rapid spread of the barrow tradition, where also complex knowledge on constructional principles are dispersed over large distances within a very short period of time.22 In this way, barrow building included a number of aspects with a potential impact on the development of religious knowledge. By linking different, cosmologically significant rituals and symbols to each other and to a social organization, it enabled an elaboration of cosmological knowledge. Via the logistical and constructional requirements of the barrow building, it supported a comparison and harmonization of knowledge. Finally, by gathering large groups of people on a relatively frequent basis, at least during the peak of the barrow construction period, the barrow building entailed a dissemination and maintenance of knowledge. All of these properties contributed to making the barrows a significant scene for the development of religious knowledge. The barrow provided a forum in which knowledge could be exchanged and negotiated. Taking into account the many thousand monuments constructed within a few centuries, it is evident that this process occurred on a massive scale. Seen from this perspective, it appears plausible that the barrows formed an important scene for the development of those relatively com Holst and Rasmussen, ‘Combined Efforts’. Holst, ‘The South Scandinavian Early Bronze Age Barrows – A Survey’.
21 22
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plex, cosmological apprehensions glimpsed in the iconography and depositions of the Bronze Age.23 The large, collective efforts invested in the barrows created a unique social situation with very specific practices that quickly spread over large areas. However, the large-scale barrow construction was a short-lived phenomenon, just like many other monumental manifestations seen through prehistory. This raises the question of the effect of the decline of the barrow building. Evidently, it created a significant change in the ritual practices, and, as a minimum, the ideas and knowledge on the barrows would have changed character. However, the consequences may have been even more far-reaching. With the decline of barrow building, the structuring effects of the concrete tasks and objectives of the construction were reduced. There was no longer any strong, organizationally bound necessity for the rigid alignment of the religious knowledge, and the construction process no longer linked the various rituals and symbols in a meaningful sequence. The effects on the religious knowledge may not have been immediate. Icons and myths may have survived, but in a long-term perspective the coherency would have been difficult to maintain, and a door to diversification of the content had been opened. Following this line of reasoning, I would suggest that the fluctuations in monumentality indicate the possibility of a significantly larger change and variation in the content and character of religious knowledge in the Bronze Age than has generally been acknowledged in studies of mythological narratives. Complexity and uniformity over large areas may be properties, which were not stable but relying on the establishment of specific, social conditions, and practices in the form of recurring, open, social events. These included and aligned the varying, cosmological apprehensions of the participants. This form of religion, however, Randsborg, ‘Kivik. Archaeology and Iconography’; Kaul, Ships on Bronzes; Kaul, Bronzealderens religion; Kaul, ‘Bronze Age Tripartite Cosmologies’; Kristiansen and Larsson, The Rise of Bronze Age Society; Kristansen, ‘The Twin Rulers as a Religious and Political Institution during the Bronze Age’; Randsborg, ‘Opening the Oak-coffins. New Dates – New Perspectives’; Larsson, Materiell kultur och religiösa symboler: Mesopotamien, Anatolien och Skandinavien under det andra förkristna årtusendet. 23
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required considerable, collective investments for its maintenance, and so may have been the exception rather than the rule in a longterm perspective.24 In short, the character of Bronze Age religion was dependent upon its social and material setting, and this underwent considerable changes during this period. The construction of the monumental Bronze Age barrows was one manifestation of an extraordinary character. As such, it may have had a strong impact on the shaping of Bronze Age religious ideas and practices for a period of time. It is, however, questionable to what extent this impact lasted beyond the forum of the barrow building.
Bibliography Aner, Ekkehard and Karl Kersten, Die Funde der älteren Bronzezeit des nordischen Kreises in Dänemark, Schleswig-Holstein und Niedersachsen, Vol. 4: Südschleswig-Ost: die Kreise Schleswig-Flensburg und Rendsburg-Eckernförde (nördlich des Nord-Ostsee-Kanals) (Copenhagen and Neumünster: National Museum of Denmark and Wachholtz Verlag, 1978) Aner, Ekkehard and Karl Kersten, Die Funde der älteren Bronzezeit des nordischen Kreises in Dänemark, Schleswig-Holstein und Niedersachsen, Vol. 5: Südschleswig-West: Nordfriesland (Copenhagen and Neumünster: National Museum of Denmark and Wachholtz Verlag, 1979) Aner, Ekkehard and Karl Kersten, Die Funde der älteren Bronzezeit des nordischen Kreises in Dänemark, Schleswig-Holstein und Niedersachsen, Vol. 6: Nordslesvig-Syd: Tønder, Åbenrå und Sønderborg Amter (Copenhagen and Neumünster: National Museum of Denmark and Wachholtz Verlag, 1981) Aner, Ekkehard and Karl Kersten, Die Funde der älteren Bronzezeit des nordischen Kreises in Dänemark, Schleswig-Holstein und Niedersachsen, Vol. 7: Nordslesvig-Nord: Haderslev Amt (Copenhagen, Neumünster: National Museum of Denmark and Wachholtz Verlag, 1984) Artursson, Magnus, Bebyggelse och Samhällsstruktur. Södra och mellersta Skandinavien under senneolitikum och bronsålder 2300– 500 f.Kr., Gotarc, Serie B, Gothenburg Archaeological Thesis, 52, Whitehouse, Modes of Religiosity, pp. 55–57.
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Riksantikvarieämbetet, Arkeologiska undersökningar, Skrifter, 73 (Gothenburg: Göteborg University, Riksantikvarieämbetet, 2009) Barrett, John C., Fragments from Antiquity: An Archaeology of Social Life in Britain, 2900–1200 bc, Social Archaeology (Oxford: Blackwell, 1994) Barrett, John C., ‘The Living, the Dead and the Ancestors: Neolithic and Early Bronze Age Mortuary Practices’, in Contemporary Archaeology in Theory: A Reader, ed. by Robert W. Preucel and Ian Hodder, 1st edn (Malden, Oxford and Carlton: Blackwell Publishing, 1996), pp. 394–412 Barth, Fredrik, Cosmologies in the Making: A Generative Approach to Cultural Variation in Inner New Guinea, Cambridge Studies in Social and Cultural Anthropology (Cambridge: Cambridge University Press, 1987) Barth, Fredrik, ‘The Guru and the Conjurer: Transactions in Knowledge and the Shaping of Culture in Southeast Asia and Melanesia’, Man, 25/4 (1990), pp. 640–53 Barth, Fredrik, ‘An Anthropology of Knowledge’, Current Anthropology, 43/1, (2002), pp. 1–18 Bech, Jens, Fra fortidsminder til kulturmiljø – hvad Alstrup Krat og Hohøj gemte (Copenhagen: Kulturministeriet, Kulturarvsstyrelsen og Miljøministeriet, Skov- og Naturstyrelsen, 2003) Bech, Jens-Henrik and Anne-Louise H. Olsen, ‘Early Bronze Age Houses from Thy, Northwest Denmark’, in Siedlungen der älteren Bronzezeit. Beiträge zur Siedlungsarchäologie und Paläoökologie des II. vorchristlichen Jahrtausends in Südskandinavien, Norddeutschland und den Niederlanden. Workshop vom 7. bis 9. April 2011 in Sankelmark, ed. by Karl-Heinz Willroth, Studien zur nordeuropäischen Bronzezeit (Neumünster: Wachholz Verlag, 2013), pp. 9–32. Boyer, Carl B. A History of Mathematics, 2nd edn, rev. by Uta C. Merzbach (New York: John Wiley & Sons, 1989) Boyer, Pascal, Tradition as Truth and Communication: A Cognitive Description of Traditional Discourse, Cambridge Studies in Social and Cultural Anthropology (Cambridge: Cambridge University Press, 1990) Bradley, Richard, ‘Danish Razors and Swedish Rocks: Cosmology and the Bronze Age Landscape’, Antiquity, 80/308 (2006), pp. 372–89 Brøndsted, Johannes, Danmarks Oldtid, Vol. II. Bronzealderen, 2nd edn (Copenhagen: Gyldendal, 1958) 246
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Burnyeat, Myles F., ‘Plato on Why Mathematics is Good for the Soul’, in Mathematics and Necessity: Essays in the History of Philosopy, ed. by Timothy Smiley, Proceedings of the British Academy, 103 (Oxford: Oxford University Press, 2000), pp. 1–81 Clemmensen, Benita, ‘Bronzealderens kultanlæg – en undersøgelse af anlæggene uden for gravhøjene’, in Mellan sten och järn, Rapport från det 9:e nordiska bronsålderssymposiet, Göteborg 2003–10–09/12, Part 1, ed. by Joakim Goldhahn, Gotarc, Serie C, Arkeologiska skrifter, 59 (Gothenburg: Göteborg Universitet, 2005), pp. 291–305 Fredell, Åsa, Bildbroar: Figurativ bildkommunikation av ideologi och kosmologi under sydskandinavisk bronsålder och förromersk järnålder, Gotarc, Serie B, Gothenburg Archaeological Thesis, 25 (Gothenburg: Göteborgs Universitet, 2003) Geschwinde, Michael, Die Hügelgräber auf der Großen Heide bei Ripdorf im Landkreis Uelzen: Archäologische Beobachtungen zu den Bestattungssitten des Spätneolithikums und der Bronzezeit in der Lüneburger Heide (Neumünster: Wachholz Verlag, 2000) Glob, Peter V., Helleristninger i Danmark, Jysk Arkæologisk Selskabs Skrifter, 7 (Copenhagen: Gyldendal, 1969) Goldhahn, Joakim, Sagaholm – hällristningar och gravritual, Umeå: Studia Archaeologica Universitatis Umensis, 11 (Jönköping: Umeå universitets arkeologiska Institution and Jönköpings Läns Museum, 1999) Goldhahn, Joakim, Från Sagaholm till Bredarör. Hällbildsstudier 2000–2004, Gotarc, Serie C, Arkeologiska skrifter, 62 (Gothenburg: Göteborgs Universitet, 2005) Goldhahn, Joakim, ‘Från landskapens monument till monumentens landskap – om döda och efterlevande med eksempel från äldre bronsålder, 1700–1100 cal bc’, in Lik og ulik. Tilnærmnin til variasjon i gravskikk, ed. by Terje Østigård, Bergen Arkeologiske Skrifter, Nordisk 2, 2 (Bergen: Universitetet i Bergen, 2006), pp. 171–202 Goldhahn, Joakim, Dödens hand. En essä om brons- och hällsmed, Gotarc, Serie C, Arkeologiska skrifter, Rituelle spesialister i bronse- og jernalderen, 1 (Gothenburg: Göteborg Universitet, 2007) Goldhahn, Joakim, ‘Bredarör on Kivik: A Monumental Cairn with Rock Art and the History of Its Interpretation’, Antiquity, 83/320 (2009), pp. 359–71 Holst, Mads K., ‘The South Scandinavian Early Bronze Age Barrows – A Survey’, in Skelhøj and the Bronze Age Barrows of Southern 247
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Scandinavia, Vol. I: The Bronze Age Barrow Tradition and the Excavation of Skelhøj, ed. by Mads K. Holst and Marianne Rasmussen, Jysk Arkæologisk Selskabs Skrifter, 78/1 (Højbjerg: Jutland Archaeological Society, 2013), pp. 27–127 Holst, Mads K. and Marianne Rasmussen, ‘Combined Efforts: The Cooperation and Coordination of Barrow-building in the Bronze Age’, in Excavating the Mind: Cross-sections through Culture, Cognition and Materiality, ed. by Niels Johannsen and others (Aarhus: Aarhus University Press, 2012), pp. 255–79 Holst, Mads K. and Marianne Rasmussen, ‘Herder Communities: Longhouses, Cattle and Landscape Organization in the Nordic Early and Middle Bronze Age’, in Counterpoint: Essays in Archaeol ogy and Heritage Studies in Honour of Professor Kristian Kristiansen, ed. by Sophie Bergerbrant and Serena Sabatini (British Archaeol ogical Reports: International Series, 2508 (Oxford: Archaeopress, 2013a), pp. 99–110 Holst, Mads K. and Marianne Rasmussen, Skelhøj and the Bronze Age Barrows of Southern Scandinavia, Vol. I: The Bronze Age Barrow Tradition and the Excavation of Skelhøj, ed. by Mads K. Holst and Marianne Rasmussen, Jysk Arkæologisk Selskabs Skrifter, 78/1 (Højbjerg: Jutland Archaeological Society, 2013b) Holst, Mads K. and others, ‘Bronze Age “Herostrats”: Ritual, Political and Domestic Economies in Early Bronze Age Denmark’, Proceedings of the Prehistoric Society, 79 (2013), pp. 265–96. Jørgensen, Erik, ‘To gravhøje ved Hjordkjær i Sønderjylland. Om særprægede senneolitiske gravanlæg’, Kuml: Årbog for Jysk Arkæologisk Selskab (Aarhus: Aarhus University Press, 1984), pp. 155–89 Kaliff, Anders, Brandgravskick och föreställningsvärld. En religionsarkeologisk diskussion, Occasional Papers in Archaeology, 3 (Uppsala: Uppsala University, 1992) Kaliff, Anders, Grav och kultplats. Eskatologiska förestillningar under yngre bronsålder och äldre järnålder i Östergötland (Uppsala: Uppsala University, 1997) Kaliff, Anders, ‘Grave Structures and Altars: Archaeological Traces of Bronze Age Eschatological Conceptions’, European Journal of Archaeology, 1/2 (1998), pp. 177–98 Kaliff, Anders, ‘Fire, Water, Heaven and Earth: Ritual Practice and Cosmology in Ancient Scandinavia – an Indo-European Perspective’, Time and Mind: The Journal of Archaeology, Consciousness and Culture, 2:1 (2009), pp. 99–102 Kaul, Flemming, Ships on Bronzes: A Study in Bronze Age Religion 248
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and Iconography (Copenhagen: National Museum of Denmark, Department of Danish Collections, 1998) Kaul, Flemming, Bronzealderens religion. Studier af den nordiske bronzealders ikonografi, Nordiske Fortidsminder, Serie B, 22 (Copenhagen: Det Kongelige Nordiske Oldskriftselskab, 2004) Kaul, Flemming, ‘Bronze Age Tripartite Cosmologies’, Prähistorische Zeitschrift, 80/2 (2005), pp. 135–48 Kristiansen, Kristian, ‘The Twin Rulers as a Religious and Political Institution during the Bronze Age’, Cosmos. The Journal of Traditional Cosmology and Society, 19/2 (2006), pp. 181–213 Kristiansen, Kristian and Thomas B. Larsson, The Rise of Bronze Age Society: Travels, Transmissions and Transformations (New York and Cambridge: Cambridge University Press, 2005) Larsson, Thomas B., Materiell kultur och religiösa symboler: Mesopotamien, Anatolien och Skandinavien under det andra förkristna årtusendet, Arkeologiska Studier vid Umeå Universitet, 4 (Umeå: Department of Archaeology and Sami Studies, Umeå University, 1997) Liungman, Carl G., Symbols – Encyclopedia of Western Signs and Ideograms (Lidingö: Hme Publishing, 2004) Mauss, Marcel, The Gift: The Form and Reason for Exchange in Archaic Societies, trans. by Wilfred D. Halls (New York and London: WW Norton, 1990) Menghin, Wilfried, ‘Der Berliner Goldhut und die goldenen Kalendarien der alteuropäischen Bronzezeit’, Acta Praehistorica et Archaeologica, 32 (2000), pp. 31–108 Menghin, Wilfried, ‘Goldene Kegelhüte – Manifestationen bronzezeitlicher Kalenderwerke’, in Gold und Kult der Bronzezeit, ed. by Tobias Springer and others (Nürnberg: Germanisches Nationalmuseum, 2003), pp. 221–37 Mithen, Steven, ‘The Supernatural Beings of Prehistory and the External Storage of Religious Ideas’, in Cognition and Material Culture: The Archaeology of Symbolic Storage, ed. by Colin Renfrew and Chris Scarre (Oxford: McDonald Institute for Archaeological Research, 1998), pp. 97–106 Moorey, Peter R. S., ‘The Emergence of the Light, Horse-drawn Chariot in the Near East c. 2000–1500 bc’, World Archaeology, 18/2 (1986), pp. 196–215 Müller, Sophus, Oldtidens Kunst i Danmark, II. Bronzealderens Kunst (Copenhagen: Reitzel, 1921) 249
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Nordén, Arthur, Kiviksgraven och andra fornminnen i Kivikstrakten, 4th edn, Svenska Fornminnesplaster, 1 (Stockholm: Kungl. Vitterhets Historie och Antikvitets Akademien, 1942) Oestigaard, Terje and Joakim Goldhahn, ‘From the Dead to the Living: Death as Transactions and Re-negotiations’, Norwegian Archaeological Review, 39/1 (2006), pp. 27–48 Randsborg, Klavs, Kivik. Archaeology and Iconography, Acta Archaeologica, 64/1 (Copenhagen: Munksgaard, 1993) Randsborg, Klavs, ‘Opening the Oak-coffins. New Dates – New Perspectives’, Acta Archaeologica, 77 (2006), pp. 1–162 Randsborg, Klavs, ‘Bronze Age Universitas. Kivig/Kivik Revisited’. Acta Archaeologica, 82/1 (2011), pp. 163–80 Randsborg, Klavs, ‘Kivig – Kivik: A Bronze Age Collage’, this volume Renfrew, Colin, ‘Mind and Matter: Cognitive Archaeology and External Symbolic Storage’, in Cognition and Material Culture: The Archaeology of Symbolic Storage, ed. by Colin Renfrew and Chris Scarre (Oxford: McDonald Institute for Archaeological Research, 1998), pp. 1–6 Seidenberg, Abraham, ‘The Ritual Origin of Geometry’, Archive for the History of Exact Sciences, 1/5 (1975), pp. 488–527 Skoglund, Peter, Vardagens landskap: lokala perspektiv på bronsålderns materiella kultur, Acta Archaeologica Lundensia Series altera in 8°, 49 (Stockholm: Almqvist & Wiksell, 2005) Skoglund, Peter, ‘Stone Ships: Continuity and Change in Scandinavian Prehistory’. World Archaeology, 40/3 (2008), pp. 390–406 Sørensen, Tim F. and Mikkel Bille, ‘Flames of Transformation: The Role of Fire in Cremation Practices’, World Archaeology, 40/2 (2009), pp. 253–67 Tilley, Christopher, Metaphor and Material Culture (Oxford: Blackwell Publishing, 1999) van der Waerden, Bartel L., Geometry and Algebra in Ancient Civilizations (Berlin, Heidelberg, New York and Tokyo: Springer-Verlag, 1983) Whitehouse, Harvey, Modes of Religiosity: A Cognitive Theory of Religious Transmission, Cognitive Science of Religion Series (Walnut Creek, Lanham, New York, Toronto, Oxford: Altamira Press, 2004
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Abstract Monumental burial architecture often enters the archaeological discourse on prehistoric religion as a significant source to ritual practices and with an assumption of an architectural manifestation of cosmological references. However, besides this role as a reflection of various aspects of past religions the monuments may also be seen as playing a more active, generative role in the formation of complex or cognitively costly forms of religion. The building of the burial monuments generally constituted an extraordinary but still relatively regularly repeated event with particular social and material properties. It involved the assembly of a large group of people in a collective and cooperative effort focused on a materially tangible constructional task, often involving strongly routinized, ritual-like behaviour and performed on a scene where expressions of apprehensions of afterlife were natural. These situational properties entailed an incentive towards an articulation, comparison, alignment, linking and elaboration of ideological and cosmological apprehensions. The South Scandinavian Early Bronze Age barrows of the early second millenium bc represent an example of a very marked intensification in monumental construction, which concurs temporally with other indications of a growing complexity in mythology and ritual practices. Recent excavations of barrows provide a detailed insight into the symbols, plans and organisations of the barrow event, which allows the exploration of the potential role of the monument construction in the expansion of religious ideas, organisation and practices.
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KIVIG – KIVIK: A BRONZE AGE COLLAGE *
Monument and Finds The huge Bronze Age cairn (‘Bredrøse’, Swedish Bredarör) at Kivig (Swedish Kivik) on the very east coast of Skåne is famous for its very long research history (Randsborg 1993; Tilley 2004 (with various entries); Goldhahn 2009 is possibly the most recent communication) (Fig. 1).1 The monument is 75 metres in diameter; the original height is unknown but was probably considerable. The cairn was first excavated in 1748; a few years later it was depicted in detail (Fig. 2).
* I am grateful to Dr Inga Merkyte & Søren Albek, MA, both SAXO Institute, University of Copenhagen for comments on a draft of this paper and for IT work on the illustrations. 1 The cairn is placed on top of Stone Age settlements; later finds have also been made (Randsborg, Kivik, pp. 50 passim). Eight small fragments of human bones, mostly from outside the cist, two of which were cremated, have recently been C-14 dated to the period fourteenth–ninth centuries bc (Goldhahn, ‘Bredarör on Kivik’). Apart from problems in C-14 dating of cremated bones, it should be mentioned that (Late) Bronze Age burial was taking place immediately to the east of the heavily disturbed cairn. The cairn itself may also have seen secondary burial, as well as other events, resulting in items sinking down into the remains of the monument with ongoing removal of stones. The cairn was pillaged for rocks ever since at least the early eighteenth century ad. On the basis of the C-14 dates of the small human bones, Goldhahn suggests multiple uses of the decorated (open) cist for burial right into the Late Bronze Age, rather than a single primary use; an untenable position when considering the circumstances of find and burial customs in general in the Early Bronze Age. Religion and Material Culture: Studying Religion and Religious Elements on the Basis of Objects, Architecture, and Space, ed. by L. Bredholt DOI 10.1484/M.ASH-EB.5.114434 Christensen, J. Tae Jensen, Turnhout, 2017 (ASH, 3), pp. 253–277 ©
FHG
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Fig. 1 The Kivig stone cairn, stone cist grave chamber, and the images on the inner side of the cist in 1756. After Randsborg 1993, p. 11, fig. 3.
Fig. 2 The Kivig cist and cairn, not later than 1780. After Randsborg 1993, 18, fig. 7.
The cairn covers a unique three metres long and one metre tall stone cist, a veritable chamber grave. The eight stones of the long sides carry rock-carving panels, very shallow in execution, 254
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though, and only detected in 1756 or slightly earlier; seemingly, the end stones did not carry images (these stones have since disappeared, as have the cap stones). Stone cists are particular common in coastal areas, probably due to lack of large tree trunks for so-called oak-coffin graves; a great luck when considering the unique images on the Kivig cist. Artefacts from the cist date the find firmly to the decades around 1300 bc, a date, which is confirmed by details of the images, for instance the particular pose of the horses.2 In archaeological chronology we are at the end of Period II/beginning of Period III of the Early Bronze Age; the very transition between the two periods being dendro-dated to approximately 1330 bc, or about 3330 years ago! 3 The images, however, shallow in execution, present a carefully composed program encompassing cosmological knowledge and beliefs, manipulation of symbols, religious and social organization and political action, including distant travels and links with the eastern Mediterranean, both the Aegean, Egypt, the Levant, and Anatolia. Since the publication of the find a couple of decades ago only a few new observations have been made.4 Nevertheless, it has proved worthwhile to discuss the Kivig images anew in the light of recent literature on rock-carving images, beliefs, use of symbols in the Bronze Age, social organization and the whole new understanding of the Bronze Age, as this field of research is moving from chronology to interpretation; and from fancy back to basics, although still with imagination.5 Indeed, this process has proved more fruitful than anticipated. Unfortunately, the stones of the cist are not fully preserved (fragments may still be found, as well as cap and end stones); for the full composition we are dependent on a number of drawings from the late eighteenth century (Fig. 3). The cairn is built on the very beach of the Baltic, not, as is otherwise common, on See Randsborg, Kivik, fig. 49 (a small bronze horse with shining eyes of amber – the shine is divine, see the Sun). 3 See Randsborg and Christensen, ‘Bronze Age Oak-coffin Graves’. 4 Randsborg, Kivik; Randsborg, ‘Kivik Powers of Communication’. 5 For example, Kristiansen and Larsson, The Rise of Bronze Age Society. 2
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Fig. 3a Panels 1–4 (left page), the eastern or seaward side of the stone cist.
Old and recent drawings of the images on Panels 1–8 of the Kivig stone cist arranged with the most recent ones nearest to the central axis of the cist’. Various scales. After Randsborg 1993, pp. 15–17, figs 4–6, pp. 19–21, figs 8, 9, 10 with further references (the most recent drawings by Burenhult 1973). South is up. Note: Drawings that have served as models for copper plates, and thus for known prints, are considered more original than the pertaining prints. Among the drawings from 1756, obvious all linked, it is difficult to establish priority. Possibly, the drawings of Panels 1, 2 and 8 rendered here with an asterisk are the very originals, or first copies of the very originals, made in connection with the Swedish gentlemen’s visit to Kivig in 1756.
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Fig. 3b Panels 5–8 (right page), the western or landward side of the cist.
Images (Fig. 3a and 3b) The eight rock-carving images – incidentally a traditional magic number in many cultures – are each framed by single and double lines; ribbons of zig-zag ornaments were also employed (Panels 3–5). The frames may indicate that the motives originally were embroidered on tapestries or painted as wall paintings. The zig-zag ornament most likely carried a reference to ‘water’ or the sea. Zigzag lines are an archetype indicating ‘water’ in several ancient writing systems, for instance in Egypt.
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a natural hill. The stone cist is orientated north-south with the northern end and the eastern long side towards the sea, the western long side and the southern end are towards a back-drop of hills in southern direction, crowned by the massive rock of Stenshoved (‘Head of Stone’), rising almost 100 meters right out of the Baltic and offering a very wide view from Blegind (Swedish Blekinge) in the north-east to the island of Bornholm towards the south-east. The orientation of the stone cist is also unusual, coffins normally being placed in east-west directions. The beautiful micro-region of Kivig, to the north-west of the cairn, has a rather warm microclimate and is today one veritable apple plantation. Following the construction of the cairn around 1300 bc, the area to the east of the Kivig monument saw continual burial into the Late Bronze Age, including a large shipsetting in stone and a couple of enclosures, so-called cult-houses.6 Unfortunately, no significant traces of Bronze Age settlements have been recorded from the micro-region. The bronze artefacts recorded and preserved from inside the cist include fragments of a pommeled dagger (rather than a sword), a fibula (for fastening the cloak), a large double button (likely for a weapons belt), some ‘nails’ (possibly even for a folding chair), and a large cast bowl of about four or even five litres decorated with bosses and a central star-ornament at the bottom (Fig. 4). Evidently it is a matter of a male interment, even though no skeletal remains with certainty belonging to the interment have been recorded.7 A fine, strictly contemporary parallel to the Kivig grave comes from a large late Period II/early Period III grave in a very large mound at Gyldensgård on Bornholm, including a very heavy bracelet of gold (114 grammes – the heaviest in any Bronze Age grave in Denmark), a dagger (without bronze pommel), a fibula, a large double bottom, a razor, a fine knife, and the tooth of a dolphin (hardly a guest of the Baltic or the North Sea). Finally, a much better preserved cast bronze bowl of the same appearance as the one in the Kivig grave was included in the Gyldensgård grave (volume of 4.34 litres or exactly 18 ‘pælgs’ See Larsson, ‘Relationer till ett röse – några aspekter på Kiviksgraven’. But see Goldhahn, ‘Bredarör on Kivik’ and n. 2 above.
6 7
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Fig. 4 Contents of the Kivig grave. After Randsborg 1993, p. 54, fig. 29a.
(cups or half-pints) of 0.24 litre = 4½ ‘pots’ in old Danish measurements, a remarkable coincidence). In support of these observations on volume are the contemporary wooden cups (often decorated with tin sprigs), which also come in whole pægl (a single wooden bowl is exactly 1½ pægl), see Appendix below. The wooden bowls are the likely models for several of the bronze ones. In turn, gold cups may have been supreme models. Interestingly, the contemporary Egyptian ‘hinu’ (or, jar) is exactly 0.48 litre, or two pægls. The pægl also comes within the range of the ancient Greek ‘cotyla’, or cup (varying between 0.21 and 0.33 litre). Possibly, a golden bracelet was also included in the Kivig cist, but has since disappeared, perhaps as a theft in 1748 or even earlier during plundering of the cairn for rocks. The two personages – from Kivig and from Gyldensgård – may well have belonged 259
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to the same larger family; at any rate they probably had access to the same supreme workshop and international networks. Notably, a sword was not included in any of these graves, as might have been expected; thus, martial qualities were not stressed. The very heavy gold bracelet, the fine bronze bowls, the decorated Kivig cist, and even the very large burial mound at Gyldensgård, are nevertheless speaking of elite males, perhaps of a social group above the active swordsmen of the region, perhaps of a higher personal age as well. From the south-east to the north-east the numbering of the stones or panels is given as 1–4, from the north-west to the south-west as 5–8 (Table 1). Since most of the bronze fragments recorded during a modern excavation in 1931 were found in the northern half of the stone cist, this most likely is the area of the head and upper part of the dead man’s body. Incidentally, this is also in accordance with other north-south orientated coffins of the period. A short description of the panels (including use of the old drawings) may be given as in the Table 1, where south is up, north is down, east to the left and west to the right. The descriptions in Table 1 (and below) follow the arrangement of the stones/ panels (and their numbering).
Interpretations Panels 1–2 The tall pointed hat with a brim has parallels in the hats on the heads of the figurines from the Stokholt deposition, Skåne (Fig. 5).8 Here the brim carries two holes (possibly for feathers – see the position of the ‘swords’ on Panel 1). The figurines have had moveable arms; they are wearing loincloths and are paralleled in Near Eastern figurines of deities.9 A seemingly genuine find of such a figurine (found under a large rock) comes from Lithuania,
Randsborg, Kivik, pp. 112, fig. 60. Randsborg, Kivik, p. 116, fig. 64.
8
9
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Table. 1 Short description of the rock-carving motives on the stone panels of the Kivig cist. The description follows the lay-out of the cist. South is up. Table by the author. PANEL 1. Tall pointed hat with brim; two large cult axes and two swords on the sides of the hat in a heraldic arrangement; below the hat is an unmanned model ship sailing towards the south.
PANEL 8. Below: two identical rep-
PANEL 2. Two manned ships on top
PANEL 7. Below: procession marching towards the south of cowled figures (likely women in long plain skirts and wraps worn over the head) let by a man (sword). Above: Chariot with horses and male driver (sword) driving towards the south and following a procession of men (swords). Middle: various animals in “wild” arrangement, including dog, large sturgeon, boars: all related to hunting and fishing.
PANEL 3. Two times two horses on
PANEL
PANEL 4. Two four-spoked chariot
PANEL 5. Decoration poorly known:
of each other, also sailing towards the south.
top of each other, separated by a double zig-zag ribbon (“the seas”); three of the horses are running towards the south, only the lower right one towards the north.
wheels (so-called “sun-symbols”) framed above and below by a single zig-zag ribbon (“the sea”).
resentations - short processions of men (swords) marching towards the north into a resting omega figure (“eternity” = Egyptian “shen” symbol). Middle: cowled figures (cf. Panel 7) on either side of a large vat or a stone cist as seen from the end. Above: to the left a ritual duel (men with swords and shields) taking place in a divided circle; to the right a procession of lur-blowers and persons displaying items. Top: large cup-mark half covering a ring - solar eclipse?
6. Two chariot wheels (“sun-symbol”) below two crescent moon/“mushroom-symbols” (likely standing for “night”).
likely including a double zig-zag ribbon at the top (“the seas”).
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Fig. 5 Male figurine with brimmed hat from a large deposition of Early Bronze Age Period II bronzes found at a boulder in Stokholt, Skåne (the one of two identical images). Bronze knob for a staff decorated with a masked human face; found at Glasbakke, Halland. Near Eastern figurine (raised arm) found under a huge boulder, Šernai, Lithuania. All after Randsborg 1993, p. 104, fig. 56, p. 113, fig. 60 with further references, including Montelius 1917.
which has also provided a similar one out of context.10 A number of Lithuanian/East Prussian axes have been found in Southern Scandinavia and are even depicted on rock-carvings from Skåne.11 Randsborg, Kivik, p. 116, fig. 65; Inga Merkyte (personal communication). Randsborg, Kivik, p. 117, fig. 66 with p. 83, fig. 44.
10 11
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A small number of life-size tall brimmed hats made of gold plate found in Central Europe provide further parallels to the remarkable hat on Panel 1 at Kivig.12 Taken together, Panels 1–2 should represent highly important ritual status symbols and important means of transportations (large manned boats). A type of tutulus (round ornament) that is virtually only found in the rich male graves of the period of Kivig is rendering scull-caps with a brim, a simpler version of the tall hat.13 Such tutuli are indicators of high statuses. The same tutulus shape also appears as decoration on huge cult-axes, sometimes decorated with wavy lines, akin to zig-zag lines, symbols of water.14 The tutuli in question may even represent the firmament surrounded by the World Sea, a meaning sometimes even given to burial mounds by modern scholars. According to Near Eastern traditions, the World Sea is also found below the Earth; another sea is beyond the cupola of the Sky, as explained by the Bible (Genesis 1:6–10). Indeed, perhaps the reference to ‘sea’ – the zig-zag lines on Panels (3) and (4) – are exactly to these two seas, the one around and below the Earth, the other above the Sky. Panels 1–2 demonstrate man-made objects signalling male status as priestly performer (south-southeast), and travel by boat (east-southeast) towards the very south along with the sun. Panels 3–6 Seen in conjunction with the chariot wheels/symbols of celestial movements/‘sun-symbols’ on Panel 4, the horses on Panel 3 may well represent the steeds (stallions) pulling the sun across the skies, as explained by the famous model, Trundholm sun-chariot from Sjælland (Sealand).15 Double images at the same horizontal level of the panels are most likely indicative of repetitive events. In the present case they would represent the travels of the sun Randsborg, Kivik, p. 114, fig. 62. For example, Montelius, Minnen från vår forntid I, nos 939, 940–45; see the cult-axes, nos 866, 870–74. 14 See the indicated decoration on the cult-axes of Panel 1 at Kivig; furthermore, see also Kaul, Bronzealderens religion, p. 338, fig. 142. 15 See also the contribution by Kaul, this volume. 12 13
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both above and below oceans (See the zig-zag ribbons), quite appropriate for images at the east-northeast corner of the Kivig coffin, facing the wide open Baltic Sea. Since two ‘waters’ are indicated on Panels 3 and 4, one on top of the other, we are likely dealing with travels on two oceans – a subterranean one below and the real one above. If so, ‘water’ is connecting the visible world and the invisible underworld through which the sun is travelling at night. The double zig-zag ribbon on Panel 3, separating the two times two horses, thus implies a joining of the sea of the underworld with that of the real world in the morning. (The theme of ‘water’ is further developed below in connection with an ‘interlude’ discussion of the Skallerup cauldron: a crucial oppositional symbol to the Trundholm sun-chariot.) The horses below on Panel 3 – meeting each other head to head – would therefore represent ‘a change of the guard’, the one horse running towards the north possibly a returning ‘nighthorse’, having just brought the sun from its setting point in the west to the rising point in the east. The two horses above on Panel 3 are likely indicative of a repetitive event – the start of the day-time travels of the sun. The Trundholm sun-chariot is displaying this journey in a different way. The vividly decorated golden ‘day side’ of the sun disc is meant to be observed as it is carried, or rather pulled, from the east to the west, while the un-gilded, and, in terms of decoration, ‘dull’ night side is representing the extinguished sun during its nightly ride. Panels 3–4 thus represent the sun at the beginning of its daily travels, but also other aspects of the journey. Similarly, the ‘sun-symbols’ towards the west-northwest on Panel 6 should represent the setting sun travelling in the dark towards its rising point. Notably, Panel 5, now almost deleted, seems to have carried a zigzag line at the top, symbol of ‘water’. 16 seen above the sunCrescent moon/‘mushroom-symbols’ symbols on Panel 6, are embedded in the decoration of the nightside of the sun disc of the Trundholm chariot. Possibly, the See Sprockhof, ‘Nordische Bronzezeit und frühes Griechentum’, pp. 83–
16
110.
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‘mushrooms’ were indicating the waxing and waning moon, the cap being the sky, the curved sides the two stages of the half moon. Panels 3–6 are referring to the travels of the sun as assisted by invisible horses, made visible on the Trundholm chariot, the Kivig cist, etc. as tokens of beliefs and explanations of celestial movements. Panels 7–8 The complex Panels 7–8 may be read in terms of a layered conception of the ‘world’. At the very top of Panel 8 (towards south-southwest) is seemingly the sun (and the moon). At the middle of the panels is the world of ‘nature’ (See the unruly animals on Panel 7). Above common nature is the world of the humans, represented by male beings performing ritually loaded roles in an ‘aristocratic’ context. Notably, the chariot scene on Panel 7 is naturalistic, in contrast to the many, however, detailed, renderings of chariots on a rock-caving panel near Gryde in north-eastern Skåne, depicted from above with the wheels collapsed, and no drivers.17 Below common nature is a dimension, which should represent the underworld. Cowled women are emerging at the bottom of Panel 7; like the men in the chariot scene at the top of the same panel, they are moving south, facing the sun and its afternoon sunshine. The figures are interpreted as women since several rock-carvings are showing such beings to have standing intercourse with men.18 Wraps worn over the head is the most likely interpretation of the particular upper-body profile ending almost in a beak; however, a mask may also have been added to the dress. The fact that some of the humans depicted at Kivik are dressed is quite unusual, since nakedness is the norm on the rockcarvings.19 The lack of phallic men at Kivig is also noteworthy, since they too are common on rock-carvings.
Coles, ‘Chariots of the Gods?’. Randsborg, Kivik, p. 103, fig. 55. 19 Randsborg, Bronze Age Textiles. 17 18
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On the important Panel 8, the cowled women of the netherworld have gathered on either side of a ‘vat’ or, more likely, a coffin, possibly the very Kivig stone cist. They are performing a ritual at the same universal level of ‘nature’ in Panel 7, between the world of the living gentlemen and that of their own. Below this central scene in Panel 8 are men following the sun towards the west as they are entering omega figures. The ‘omegas’ are resting on the side, likely to indicate ‘down’ – that is, into the netherworld. An element of transformation is seen in the joint movement with the sun towards sunset and the coming dawn. Highly interestingly, the omega-signs at Kivig are bearing a resemblance to the contemporary Egyptian ‘shen’ symbol, representing the perfection of the circle and the life-giving sun on the horizon, and standing for eternity. Thus, in the case of Kivig, eternity is movement with the sun. In fact, by reading of the images of Kivig one is constantly struck by their inner logic and clarity, symbol and contents are one. Omega-shapes, placed one after the other, also figure like gateways in the decorative oval ‘fences’ seen on the thin ritual bronze shields found in the North, as well as elsewhere in Europe.20 The number of bosses of different sizes in the decoration of such shields is hitting the number of days in full months of various calendars: thus, the shield itself is another image of cosmos and the divine. The centre of these shields is the shield-boss, which, seen from above, looks like an oval longhouse, possibly the home of a supreme being – the sun – its family and followers. If so, this is a Bronze Age Asgård, an early version of the late Iron Age residence of the divine Aser family headed by Odin, the Nordic ‘Mercurius’, or sun-god (see Wednesday in various languages). A recent find of a series of concentric oval fences around a main Late Bronze Age farmstead longhouse at Løgstrup (near Fiskbæk) in North Jylland (Jutland) is a virtual illustration of such an arrangement.21 Finally, from Glasbakke in Halland comes a bronze knob for a staff in the shape of a head, which resembles the heads of the Randsborg and Christensen, Bronze Age Oak-coffin Graves, p. 84, fig. 35. Conference information, excavation Viborg Museum by Martin Mikkelsen.
20 21
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cowled women (Fig. 5).22 On the bronze knob the protrusion at the forehead clearly takes the shape of the beak of a predatory bird; the whole face is mask-like. The eyes are differing, the right one a shining sun, the left a dull double circle – likely the full moon. One even recalls the one-eyed Odin of later Nordic mythology. Masks seem to have been common in Bronze Age rituals.23
Uniqueness The Kivig grave is unique – in the very position of the huge cairn on the barren beach, in the colossal size of the cairn, in the large size (and the orientation) of the stone cist, and, not least, in the rock-carving images on the interior side of the stones of the cist. Among the artefacts found, the cast bronze bowl is also unique, not least in the light of the Gyldensgård grave from nearby Bornholm, including a similar bronze bowl and a very heavy gold bracelet. The images are highly interesting. Only very few Bronze Age stone cists carry images, mostly only cup marks or circles.24 A few stray stones with rock-carvings may originally be from cists.25 One or more stone cists from Mjeltehaugen, Norway were covered in images, some with parallels in patterns seen on the Kivig cist.26 A different use of rock-carving images in connection with burials was employed at Sagaholm on Lake Vättern in south-central Sweden.27 Here an almost fully destroyed central grave in a mound is surrounded at some distance by a partly destroyed circle of outwardly slanting stone slabs with images. Both the grave and the circle of slabs with images and even an outer stone circle of boulders were covered by the burial mound. Interestingly, Randsborg, Kivik, p. 104, fig. 56 top. Randsborg, Kivik, p. 104, fig. 56 below and p. 102, fig. 54 (shield dancers with beaked masks onboard a ship). 24 Randsborg, Kivik, pp. 71–77, p. 77, fig. 40a (Skåne), p. 147, fig. 76 (Norway), p. 79, fig. 41(Lower Saxony with human figures). 25 Randsborg, Kivik, p. 77, fig. 40b (Skåne), p. 76, fig. 39 (Øland). 26 Randsborg, Kivik, figs 38a–38b. 27 Randsborg, Kivik, 89; Goldhahn, Sagaholm. 22
23
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these images, more or less contemporary with the Kivig ones, are on the outer side of the slanting slabs, thus meant to be seen from below ground. This is in itself a strong indication of a belief in a netherworld and beings or spirits (rather than the Bronze Age deities of the Sky) down there. The picture program of the Kivig cists appears to be very well considered, precise and ‘academic’ in execution, with employment of frames and horizontal series of images (the ‘unruly’ animals on Panel 7 are a deliberate deviation). At the northern – ‘night’ – end of the cist (Panels 3–6) are astronomical symbols related to the rise and the setting of the sun. The southern – ‘day’ – end of the cist carries man-made objects, ceremonial items, including a tall brimmed hat, a model ship and cult axes (Panel 1), and manned boats (Panel 2) on the side of the cist towards the sea. On the landward side of the southern end of the cist are various scenes stacked on top of each other and taking place on land (Panels 7–8). Notably, there are no obvious oppositional links in the picture program, as indicated by the identical paired sunsymbols on Panels 4 and 7. Although basically executed in the Nordic rock-carving ‘language’, several elements of the highly intelligently composed picture program of the Kivig cist seem to have foreign cultural roots. The heraldic composition of Panel 1 resembles Hittite representations; 28 structurally, the ‘tympanon’ above the famous Lion’s Gate at Mycenae (from about 1300 bc) is another parallel to the composition of Panel 1. The chariot on Panel 7 has Greek and Egyptian parallels, among others. In contrast with Mediterranean representations, thrones and attention on personified deities and rulers are not included at Kivig, even though the charioteer on Panel 7 is likely a magnate, possibly the Kivig hero himself. In fact, the scene at the top of Panel 7 with warriors in front of a chariot recalls some of the stelae from Mycenae, although several hundred years earlier.29 The overall impression is that of a decorated grave chamber (or a palace) as found in Egypt, for instance. It is difficult to Randsborg, Kivik, p. 130, fig. 71 (including a procession). Randsborg, Kivik, p. 139, fig. 74.
28 29
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escape the notion that the person responsible for the Kivig cist, likely the Kivig magnate himself, had seen Mediterranean lands with his own eyes, as well as the south-eastern Baltic and his own realm. It is even likely that the carver of the images at Kivig is the magnate himself, or a very close associate and travel companion. Thus, these persons may have passed through Poland and the Ukraine to the Black Sea, and onwards from there. There are no indications that we are dealing with a foreigner: the artefacts are all Nordic, the overall language of the images is Nordic. As stated in the famous Mesopotamian Bronze Age epic of ‘Gilgamesh’, which may serve a fine parallel to the ideology expressed at Kivig as part of the same ideological universe: 30 … the king, who knew the countries of the world. He was wise, he saw mysteries and knew secret things, he brought us a tale of the days before the flood. He went on a long journey, was weary, worn out with labour, and returning engraved on a stone the whole story. … In nether-earth the darkness will show him a light: of man-kind, all that are known, none will leave a monument for generations to come to compare with his. [abbreviated extracts]
Perspectives The hero of Kivig was, like Homer’s Odysseus, no doubt a great man, coming from a small place (Kivig), but widely respected as a commander (as of young?), as well as for his wisdom and travels (See the two ships on Panel 2). Male long-distance travelling goes back to the Palaeolithic and can be followed through all ages. No doubt the Kivig hero was at least as well connected as any other member of the Nordic Bronze Age elites, acquiring critical materials like bronze and gold from far afield, not to speak of knowledge, for instance of calendars. The Kivig cists and its contents represent a highly important piece of information on the individuality of Bronze Age personages in the North. The images are deepening this knowledge in general terms, informing of status symbols, symbols employed See Randsborg, Bronze Age Textiles.
30
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in rituals, weapons, fine boats, chariots, the character of cultic performances, and a whole set of observations on the world, as well as differentiated beliefs. In the light of discussions on religion, it is evident that the images on the Kivig cist refer to both visible and invisible deities and divine attributes: the sun – even symbolized by chariotwheels and their movement – assisted by horses, and at times even wearing a tall brimmed hat (thus appearing as a human being). Like the sun, ‘night’ was also signalled by a particular symbol, the so-called ‘mushroom’ shape, probably indicating the waxing and the waning moon – no doubt yet another deity. There is a remarkable resemblance between the mushroom symbol of the ‘night’ and the ostrich feathers on the side of the crown of Egyptian Osiris, the green god of the dead, of afterlife, and of the underworld. Also, the crook of Osiris may resemble the resting Omega signs on Panel 8 at Kivik, even though these entrances to the netherworld, as mentioned above, may rather be likened to the Egyptian Shen sign, representing the circle and sun on the horizon, and standing for eternity. Most remarkable is the possible transfer from the Near East of both the symbols and their meaning, as transpires from the interpretation of the picture or image program of Kivig. Transfer of both a particular symbol and its meaning is, of course, calling on the existence of direct contact, if only once or twice. Knowing about international Bronze Age culture and the long distance travels of items and things this is indeed very likely. At the same time, particular compass orientations pertaining to the daily travels of the sun are observed and included in the construction and decoration of the Kivig cist, which is indeed a Bronze Age university: a space capsula of profound knowledge meant to last in eternity for its traveller, but opened in 1748 and de-sacrificed ever since.
Deities It is suggested in this context that the Bronze Age sun was a male deity, which may not be the case everywhere in Ancient Europe, as seen from the sun’s female grammatical gender in Lithuanian, Faroese (even a Germanic language, cf. ‘die Sonne’ in German), 270
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and in old Irish. In Latin languages, as in Greek, the sun is also of male gender. In several Bronze Age representations, including the Trundholm sun chariot, a stallion is pulling the sun disc across the sky: perhaps indicating that the horse is the master of the sun and thus the true sun-god. Indeed, the eyes of the Trundholm horse are ‘suns’, while the eyes of two contemporary model bronze horses from Helsingborg, Skåne are in amber, thus also ‘shining’.31 The very sun may therefore be a female deity, or the female component of a twin sun-god. Still, it is also possible that the sun is the master of the stallion, like the driver of a chariot. It is hardly a coincidence that the female belt plates, very common in the age of Kivig – and being in fact images of the sun – are carrying decorative zones dominated by running spirals. Such are symbolizing the travels of the sun, just as the ones on the disc of the Trundholm sun chariot. In the middle of the belt plates is a point, indeed the hat of the sun-god, as demonstrated by the best and most beautiful specimens, where the brim of the hat is also clearly seen as well (see Kivig Panel 1). Since only men were wearing hats and helmets in the Bronze Age, this supports the male identification of the sun-deity, by way of the office of high priesthood acting as the god in performances. Just like the Trundholm sun chariot, these same high quality belt plates are carrying a decoration where the numbers of spirals, when entered into a simple formula, yield full months in exact numbers of days. The secret is to multiply the spirals in each zone by the number of the zone (Ax1, Bx2, Cx3 etc.) before the final addition.32 Mathematical astronomy indeed, integrated into religious beliefs: the invisible and the visible as one. Existence in the early Nordic Bronze Age of the idea of anthropomorphic deities is thus demonstrated both by the tall brimmed hat and by its application as the point on female belt plates, symbols of the sun; indeed, of the sun as a power and the sun as a personified deity represented in one and the same item. Thus, a door is opened to claim continuity between the Bronze Age sun-god in the North and Odin (a ‘Mercurius’) of the Nor Montelius, Minnen från vår forntid I, no. 980. Randsborg and Kristensen, Bronze Age Oak-coffin Graves, p. 62.
31 32
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dic pantheon, existing at least in the first millennium ad, to judge from images and other evidence. Ritual site continuity seems to be demonstrated too, for instance at Madsebakke rock on Bornholm. Here is a rich deposition of earlier Neolithic (and Bronze Age) pottery, burned clay, and stones in a crack in the rock. In the Bronze Age, the rock is adorned with rock carvings, mainly ships. In the late Iron Age it is home to a small structure, likely a tiny ‘hov’ or pagan shrine, placed very close to the rock, evidently not a common structure. It is suggested that the Kivig cist (or rather chamber) with its fine imagery is the reflection of a Bronze Age ideology, which must be seen in the light of the existence of international elites (providing bronze and gold!) as in the light of a philosophy, indeed a religion, incorporating international elements of beliefs in deities as interfering with cosmos, exemplified by the common acceptance of calendars. Knowledge of calendars, no doubt secret, in the form of tables of days, months and years, may even have been higher valued than gold, giving the controllers the feeling of being both ‘close to god’ and ‘understanding the workings of the universe’. Thus, the Kivig cist and its images is a supreme example of ideology, or religion if one prefers, established on the basis of ‘mute’ archaeological data.
Post-scriptum ‘Stiftelsen för dokumentation av Bohusläns Hällristningar’ [The Foundation for Documentation of the Rock Carvings of Bohuslän] carried out a detailed study of the surfaces of the slabs and panels of the Kivig/Kivik stone cist or chamber in August 2014. This Foundation, in fact a group or team of engaged students of rock carvings, is highly skilled in reading rock surfaces for traces of human activities. In other words, their readings are worth considering. The results, in photo, may be seen and inspected on the internet at https://sv-se.facebook.com/pages/ Stiftelsen-f%C3%B6r-dokumentation-av-Bohusl%C3%A4nsH%C3%A4llristningar/255501968109. In the case of Kivig, the present author (incidentally accompanied by Professor Lars Larsson), by sheer chance, visited the site a few days after the visit by the foundation. The author’s 272
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visit was related to ongoing magnetometer studies of the area around the cairn and attempts to locate stone slaps (of about one by one meter in size) from about the same area around the cairn, slabs that may once have belonged to the disturbed cist; at least four such slabs have been found till date. Seemingly, none of these four slabs carry rock carvings. The hunt is for the missing decorated slab of Panel 1 of the cist or chamber. In all, seven slabs are missing: two at the ends of the cist, four on top of the cist, and Panel 1, plus smaller fragments of slab and Panel 8. One such slab is probably the split one resting in the modern concrete chamber protecting the Bronze Age cist or chamber, four have been found outside, but a couple are still missing (supposing there was only one cist!). A potential slab is nested in the roots of a tree and can only be turned around by felling the tree. Incidentally, a likely quarry for the slabs used in the cist has been located by the author (and team) a couple of hundred meter to the south of the monument, at the Late Bronze Age cemetery with a ship setting, cult houses, and many smaller cairns, but on the other side of the road from the latter complex. At the time of the author’s visit, the chalk marks left by the Foundation had still not been washed away. A second visit by the author was carried out the following month, in connection with a university student excursion; the situation as to the visibility was the same, as also on a third visit by the author in December 2014 together with a South American colleague specialized in rock images. On the one hand the presence of the chalk was good, since it gave a clear impression of the new readings, in part bad, since it did not allow for individual checking of the observations made by the Foundation. In fact, checking is highly important since some of the claims about new readings by the Foundations are both very interesting and somewhat radical. Before entering a preliminary discussion about the new observations, it should once more be stressed that the carvings of Kivig are truly unique among rock carvings by belonging to a grave and by being framed individually on each slab or panel. They are also very precisely executed and dominated by horizontal layers and vertical arrangements. The impression is that every detail counts. It should also be noted that the carvings are very 273
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shallow indeed and made on rather hard and somewhat eroded rock. Some of the observations made by the Foundation are concerning small details of the already known images. In a few cases the details are quite interesting and may actually have been depicted, at least in part, on some of the images made in the late eighteenth century of the Kivig/Kivik stone chamber or cist. Among these the most conspicuous are some details on slab and Panel 2 concerning the boat at the bottom of the image and its crew members.33 The new readings are seeing the ‘crew’ as a series of large cult axes with shaft holes and ditto tubes (but without the handles of the axes!) placed with the edges towards the sky. This is very strange, but not wholly improbable, as far as the axes go (the model is cult axes of bronze from Period II of the Early Bronze Age).34 The questions of interpretation concern a possible link between a cult axe and a crew member, even an imaginary one. Another difficulty is that the ‘cult axes’ presented in the new reading differ somewhat from the cult axes (with handles) depicted on slab and Panel 1.35 However, pictures of cult axes, in reality likely images of huge cult axes, almost as shields, placed onboard boats, are not totally unknown, at least not in Late Bronze Age imagery; the curved upward turned blade perhaps somehow representing the very sky and its cupola. Above the boat with cult axes for a crew on Panel 2, according to the new readings by the Foundation – in a heavily eroded part of the slab – are two identical tutulus shaped images placed horizontally and separated by an oblique row of three horses (Sun-horses?) walking up towards the sky (and south). These images are hard to identify even on very high quality photos. The tutulus shaped images of the Foundation look like hats with a rather tall rounded crown and a brim,36 the bronze tutulus depicted by the figurine; with fig. 12 – the end knob on a bronze cult axe and fig. 30a – a bronze double button). These images have not been acknowledged earlier. Even such images may
35 36 33 34
See Randsborg, Kivik, figs 5 and 6. See Randsborg, Kivik, figs 12 and 60. See Randsborg, Kivik, figs 4–9. See Randsborg, Kivik, fig. 60.
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be acceptable per se, the said type of tutulus, in bronze, likely representing a model of cosmos, in fact the sky and the meeting of the sea above the sky (or ‘heaven’) and the sea below the earth, as indicated by the zig-zag ornaments on the brim (of the bronze edition). A tall hat with brim, but a pointed crown is seen on the slab of the missing Panel 1, along with two cult axes, even with the said type of cosmological tutuli as end knobs. Other observations or images are also wholly new, or almost, including a couple of rings to the left of the boat below on slab and Panel 2. These rings are also seen on some of the eighteenth century drawings/prints.37 But first of all, it should be remembered that all the new images observed by the Foundation are extremely shallow; secondly, that they usually do not subscribe to the overall structure of organization of the hitherto known images, in fact to the general character of the images. If these new images are more than mere figments of imagination, that is, if they all are in fact correctly observed – they might, perhaps, be explained by re-use of ‘old’ slabs, or, use of slabs previously applied for training of rock carvers. In fact, the slab of Panel 2 is substantially larger and thicker than the other slabs and has a strangely oblique left side. More can only be said after further personal inspection by rock carving experts using various visual, light and contour methods, for instance renewed ‘tracing’ (paper copying) on the naked slabs washed cleaned from the added chalk. In fact instrument driven contour studies recently applied to rune stones ought to be used at Kivig. Finally, any new interpretations should of course be evaluated in the light of all the other Bronze Age images known today concerning the same and related motives.
Bibliography Several references to illustrations are given above merely as Randsborg 1993, where the original publications are quoted fully. Burenhult, Göran, The Rock Carvings of Götaland. Excluding Gothenburg County, Bohuslän and Dalsland, Part II: Illustrations, Acta archaeologica Lundensia, 8 (Bonn: R. Habelt and Lund: CWK Gleerup, 1973) See Randsborg, Kivik, fig. 5.
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Coles, John, ‘Chariots of the Gods? Landscape and Imagery at Frännarp, Sweden’, Proceedings of the Prehistoric Society, 68 (2002), pp. 215–46 Goldhahn, Joakim, Sagaholm. Hällristningar och gravritual, Studia Archaeologica Universitatis Umensis, 11 = Jönköping Läns Museums Arkeologiska Rapportserie, 41 (Umeå and Jönköping: Umeå Universitet. Arkeologiska Institutionen and Jönköping Läns Museum, 1999) Goldhahn, Joakim, ‘Bredarör on Kivik: A Monumental Cairn with Rock Art and the History of Its Interpretation’, Antiquity, 83/320 (2009), pp. 359–71 Kaul, Flemming, Bronzealderens religion. Studier af den nordiske bronzealders ikonografi, Nordiske Fortidsminder, Serie B, 22 (Copenhagen: Det Kongelige Nordiske Oldskriftselskab, 2004) Kaul, Flemming, 3000 år gamle stentegninger, in http://www.kulturarv.dk/1001fortaellinger/da_DK/madsebakke Kaul, Flemming, ‘The Shape of the Divine Powers in Nordic Bronze Age Mythology’, this volume Kristiansen, Kristian and Thomas B. Larsson, The Rise of Bronze Age Society: Travels, Transmissions and Transformations (New York and Cambridge: Cambridge University Press, 2005) Larsson, Lars, ‘Relationer till ett röse – några aspekter på Kiviksgraven’, in Bronsålderns gravhögar. Rapport från ett symposium i Lund 15.XI–16.XI 1991, ed. by Lars Larsson, University of Lund, Institute of Archaeology, Report Series, 48 (Lund: Arkeologiska Institutionen and Historiska Museet, 1993), pp. 135–49 Montelius, Oscar, Minnen från vår forntid I. Stenåldern och bronsåldern (Stockholm: Norstedt, 1917) Randsborg, Klavs, Kivik. Archaeology and Iconography, Acta Archaeologica, 64/1 (Copenhagen: Munksgaard, 1993) Randsborg, Klavs, ‘Kivik Powers of Communication’, in Communication in Bronze Age Europe, Transactions of the Bronze Age Symposium in Tanumstrand, Bohuslän, Sweden, September 7–10, 1995, ed. by Carin Orrling, The Museum of National Antiquities, Studies, 9 (Stockholm: Statens historiska museum, 1999), pp. 22–32 Randsborg, Klavs, ‘Opening the Oak-coffins. New Dates – New Perspectives’, Acta Archaeologica, 77 (2006), pp. 1–162 Randsborg, Klavs, Bronze Age Textiles. Men, Women and Wealth, Duckworth Debates in Archaeology (London: Bloomsbury, 2011) Randsborg, Klavs and Kjeld Christensen, Bronze Age Oak-coffin Graves: Archaeology and Dendro-dating, Acta Archaeologica, 77, 276
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Acta Archaeologica Supplementa, 7, Centre of World Archaeology Publications, 3 (Copenhagen: Blackwell and Munksgaard, 2006) Sprockhoff, Ernst, ‘Nordische Bronzezeit und frühes Griechentum’, Jahrbuch des Römisch-Germanischen Zentralmuseums Mainz, 1 (1954), pp. 28–110 Tilley, Christopher, The Materiality of Stone. Explorations in Landscape Phenomenology (Oxford: Berg, 2004)
Abstract The Early Bronze Age Kivig (Kivik) find from Skåne is famous for its long research history (since 1748) but in particular for the rockcarving images on the inner side of the three metres long stone cist covered by a huge cairn with a diameter of 75 metres. Artefacts date the find firmly to the decades around 1300 bc. The images present a carefully composed program encompassing cosmological knowledge, beliefs, social intelligence and political action, including links with the Mediterranean. The find is discussed anew in light of recent literature on rock-carvings, religion, and a new understanding of the Bronze Age on the move from fancy to basics.
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RELIGION, PICTORIALITY AND MATERIALITY: A HEBREW BIBLE PERSPECTIVE
Introduction: Materiality and Religion, and Pictoriality Religion combines ideas with practices, through many of which its ideas are given material form.1 Where such materialization (which can take many forms) produces, or comprises significant amounts of lasting durable matter, a way is opened to discover more about past (and present) religions by means of archaeology. Such archaeological material is to be taken as a serious witness of a religion – in dialogue with textual evidence (whether written by insiders or outsiders), the latter being perhaps a more beaten track into the invisible, transcendent, supernatural aspects of a religion. One of the starting points of this conference (respectively volume) is to question the dominance of textual evidence in studying (ancient) religion. The Hebrew Bible,2 with its influential * This paper was written as part of the Sofja Kovalevskaja project on early Jewish monotheisms supported by the Alexander von Humboldt Stiftung and the German Federal Ministry of Education and Research. I thank my team members for their remarks to improve an earlier draft. I also would like to thank the organizers of the conference for the invitation and the other attendants for their comments. This paper is dedicated to the memory of my late friend Archimandrite Pachom. 1 It may be disputed whether this is the case with certain forms of meditation, prayer, and other expressions of spirituality; although they are embodied by human agents, the emphasis on mind or soul minimizes their materiality. See below in section 1.2. 2 The different names for the same collection of writings, such as ‘Hebrew Bible’, ‘Old Testament’, or ‘First Testament’, all have their pros and cons. The present article uses the term ‘Hebrew Bible’. Religion and Material Culture: Studying Religion and Religious Elements on the Basis of Objects, Architecture, and Space, ed. by L. Bredholt DOI 10.1484/M.ASH-EB.5.114435 Christensen, J. Tae Jensen, Turnhout, 2017 (ASH, 3), pp. 281–318 ©
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contribution to aniconism (absence of two- and three-dimensional material representations for religious reasons), needs to be studied in this regard, firstly because of its possible role in the development of such textual dominance, secondly as a source for subsequent tradition testifying to a positive reception of textual dominance and establishing a ‘text-based approach’ (e.g., within Judaism, Christianity, and Islam) 3 and, thirdly, because of the reactions this non-material approach caused during the Enlightenment (and after).4 Based on these two ingredients: a) the relation between religion and materiality and b) the Hebrew Bible (and with a slight focus on the first), one could ask the following questions: what is materiality (of a religion) comprised of? For the study of past religions, what forms of materiality can be traced in which ways? Is it possible for a religion (that is to say, its human proponents) to attempt to avoid all forms of materiality, or, if it does have materiality, to avoid it leaving material traces? What does material evidence tell us? How does it relate to other evidence? Does it line up with the textual evidence, does it oppose it, or does it reveal repressed history (is it – so to say – a ‘museum of entartete (religiöse) Kunst’)? When dealing with religion and materiality we have to mention images and underline the importance of pictoriality. Pictoriality forms a bridge between the textual approach to a religion and its materiality, since images share the focus on content with texts, while material objects bearing images, in common with other material evidence of religion, are durable, lasting matter (contrary to the temporal ‘material’ embodiment of rituals, which only exist materially during the physical performance of the ritual). Having introduced pictoriality and having asked several general questions concerning religion and materiality, we will elaborate on the following topics, explicitly focusing on the Hebrew Bible: firstly, the Hebrew Bible (as text) can be employed as
Berlejung and others, ‘Aniconism’, columns 1210–24. The Bible was linked with an ‘intellectual’ religion identified as monotheism with a disdain concerning matter; see e.g., MacDonald, Deuteronomy and the Meaning of ‘Monotheism’, esp. pp. 5–16. 3
4
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a way into the religions it deals with and into their forms of materiality. Secondly, artefacts and images bear witness to the religions practiced in the temporal and geographical environment in which the Hebrew Bible was written. Thirdly, we need to examine to what extent the Hebrew Bible expresses attempts to avoid materiality and pictoriality, and how this relates to aniconism in its textual and artefactual context. However, before turning to these questions, let us make a start addressing the general questions posed above.
1. Materiality 1.1 Materiality on the Fringe of Religion When speaking of materiality in a religion, an immediate association might be made with divine statues. A second thought might include altars and other cultic realia, and may even point to architecture as a material ingredient of religion. When dealing with religions from the past, these sorts of materiality, such artefacts and structures, may be excavated. There are also other kinds of materiality, produced by the agents of religions in Antiquity, which even, when excavated, are difficult to mark as religious ‘objects’. What kinds of materiality can be distinguished? Besides statues, cultic paraphernalia, and architecture, a religion might have a material existence in the tablets or scrolls on which sacred texts were written. Understanding materiality through ‘embodiment’ (see 1.2), religion also takes material form in rituals, or in non-ritualized acts with a religious motive, such as feeding the hungry, visiting prisoners, or providing a shelter for the homeless (and other acts of charity). Rituals thus form a large category of materiality. Insofar as they might involve statues, altars, or cultic paraphernalia, and have a setting in some architectural unit, they are related to lasting materiality, but the ritual itself, as theatre, as a moving image of bodies, does not leave traceable matter because of its temporary nature (only its setting and attributes can provide lasting evidence; just as music might leave instruments, but not sounds). Like rituals, acts of charity might also be hard to trace as reflecting a certain life stance. Charity is often performed with religious motives but in non-religious settings and lacking cultic items. 283
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This makes it almost impossible to trace, even when it involves providing for material needs, such as building a hospital, furnishing a school, digging a well, or rebuilding houses after natural catastrophes. Sometimes the material traces itself are hard to find archaeologically, for instance, when rituals involve food 5 or other matter, which, even if it leaves a lasting trace, might be indistinguishable from non-religious remains. Simply put: a meal at the mosque, like a meal with the religious community in the park, may produce the same trash as a daily meal at home… If such rituals, which do not employ distinctively religious attributes (such as food, fire, light, or water 6) are not performed in an environment of cultic architectural structures, it becomes even harder to trace them afterwards. Nonetheless, food is an important vehicle for memory; 7 thus food is able to materialize even a past of which more distinctive material traces have been lost. Thus, certain expressions of religion may be clearly material, but very difficult to distinguish as religious. 1.2 Religion on the Fringe of Materiality Religion can be understood as comprising needs and ideas. These ideas can be materialized in practices that can involve both artefacts and rituals as forms of embodiment and material culture. In many of its practices, religion materializes its ideas, as an aside: religious practices can also shape or deepen the ideas. The relation between religion and materiality is even more fundamental as one could even argue that religious practice implies materialization, because acts – including religious ones – exist, in their most elementary forms, because of embodiment and place.8 Thus because of the human agents of religion, there is a material Even without ritual, food may have religious meaning; see, in relation to the Hebrew Bible, MacDonald, Not Bread Alone. 6 Rituals with water might be recognized when they involve specially shaped baths (mikvehs, such as in Q umran), or special water containers, but often they might lack such features, for instance, when they are performed in rivers or open water. 7 MacDonald, Not Bread Alone, e.g., p. 99. 8 See Brown, God and Enchantment of Place, and its sequel, God and Grace of Body. Subsequently, in the final volume of this trilogy he draws attention to 5
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(and geographical) aspect to ideas about religion, the meaning of life, morality/ethics, etc. To go one step further: when approaching religion in this way, one might ponder how religion resonates with human experience, which always involves the body. For religion regarded as revelation of an incarnational type with a so-called ‘point of contact’ this may be clear. Such a ‘point of contact’ for divine revelation in human nature was a core issue in the discussion between two Swiss theologians, Emil Brunner and Karl Barth, in the first half of the twentieth century. Unlike the latter, the former assumed such a point because of man being created in the image of God and creation testifying to its Creator.9 Even for forms of religion, which are caricatures of Barthian revelation (denying such a ‘point of contact’), religion is related to matter and to human experience, even if it is expressed as ‘inexpressible’ or ‘transcending human perception’.10 And if religion is assumed to be an illusionary projection, it is then completely embodied only allegedly transcending human nature. In all these cases, religion has a material side because of its human actors. Nevertheless, it is still possible to come up with examples in which other kinds of materiality fade. The considerations above may be further developed into the following three categories of parameters for how different media leave (or do not leave) a lasting material impression: Medium Spoken word Written word Rituals and their tools Images Buildings
Traceable in archaeology?
Religious?
Temporary Lasting (traceable with archaeology)
Distinctively religious Non-distinctively religious
culture and argues how: ‘God continues to impinge on all of life’, see Brown, God and Mystery in Words, p. 271. 9 This ‘point of contact’ is known with the term Anknüpfungspunkt. See McGrath, Christian Theology, pp. 158–63. 10 For the last mentioned: realizing that if God is communicating, he would have made (and would make) sure that his message comes across.
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1.3 The Matter of Heaven: Between Pictoriality and Non-Pictoriality Having dealt with the general questions of how materiality can range from clearly to hardly or not distinguishable as religious, and how religion might try to exist with a minimum of materiality, I round off this first part with an example addressing pictoriality and architecture to show how a similar religious idea can be worked out in opposite concepts of material-pictorial expression. I would like to compare the importance of (non-)pictoriality and architecture among certain free church groups and ‘the’ Orthodox Church.11 Let me first introduce the free church group(s) that I am talking about. They do not have an official name. Historically they are connected with John Nelson Darby (1800–82). A similar branch (sometimes called ‘Plymouth Brethren’) is connected with Georg Müller from Bristol. Both groups are referred to as ‘brethren assemblies’. Those connected with Darby are known as exclusive brethren; in the United States they are often known collectively as ‘gospel halls’. They lack ordained leadership, a present liturgy, and an over-arching organisation. In shaping their ‘places of meeting’ or ‘meeting rooms’ (intentionally avoiding the word ‘church’, and for some even ‘building’), they attempt to have a minimum of ‘materiality’. For this they may give different, yet related reasons: believers are not of this world (‘pilgrim church’, Philippians 3:20, etc.), it is a protest against ‘ritualistic churches’,12 or, positively stated: the ‘church’ service is a part of heaven. In a certain sense, by ‘closing the doors’ (of the building!), there is a continuing separation from the world, which leads to the view that the liturgy ‘on earth’ becomes part of heaven. Thus, the service itself assumes a setting in heaven, or at
11 I have not found such a comparison in the literature, but I think this is a striking example. Therefore, I offer it for your thought under the constraint that, although I speak in general terms, I am aware of the limits of generalizing, especially my own observations among these free church groups (in the Netherlands and Flanders, and also broader in Continental Europe, especially in the late 1980s and 1990s) when dealing with a group without official documents. 12 For the thoughts concerning Orthodox, Roman-Catholic (and even mainline Protestant churches), see Broadbent, The Pilgrim Church.
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least communion with heaven, through the presence of Jesus, by looking into heaven, underlined by the frequent reading of verses from Revelation 4 and 5 with a focus on the sacrificed Lamb in heaven. This focus is visually present in the symbolic elements of the Lord’s Supper. This has an explicit eschatological dimension: it is celebrated every Sunday ‘till the Lord Jesus Christ returns’, awaiting the wedding of the Lamb (Revelation 19:7) – and thus the liturgical meal foreshadows the eschatological meal in heaven. This setting ‘in heaven’ is only visualised by means of the Lord’s Supper.13 The meeting room is without images, because heaven cannot be expressed in art.14 Therefore, the ‘default’ white walls become a non-pictorial (aniconographic) expression of raising the earth to the heavens. The Orthodox Church has a similar theological view of the liturgy, but shapes its ‘location of Divine Liturgy’ explicitly pictorially with icons. Everyone is probably familiar with the abundance of icons (in the religious and art historical sense) in various Orthodox churches. These icons are Windows to Heaven.15 Although heaven cannot be expressed in earthly materiality, the icons point to the heavenly reality of the liturgy and contribute to the church as an expression and an experience of heaven on earth.16 The iconostasis separates the ‘holy of holies’ from the rest of the church, thus further emphasizing ‘the mysterious character of the Eucharist’.17 It is striking that the Orthodox Church ‘hides’ this sign whereas among the
13 The only symbols used on www.brethrenpedia.com/BrethrenPedia (acces sed 16.4.2011) are the broken bread and the cup with wine as symbols of the Lord’s Supper. 14 Maybe there is some anti-ritualism in this as well; and some might also assume that it stimulates concentration, as it does not distract attention (from the Word). 15 This is a well-known phrase, also used as a title in Zelensky and Gilbert, Windows to Heaven. 16 See note 15: ‘does this stimulate concentration, as it keeps attention focused on the heavenly atmosphere?’ The recently published ‘manual’ on the interpretation of churches by Goecke-Seischab and Ohlemacher, Kirchen erkunden – Kirchen erschliessen, only pays attention to Roman-Catholic and Lutheran traditions in western Europe. 17 See Rydén, ‘The Role of the Icon in Byzantine Piety’, pp. 41–52, esp. p. 51.
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brethren the Lord’s Supper is in a sense the only sign, which remains visible.18 These two examples of similar theologies of how heaven and earth meet in the liturgy 19 find expression in two diametrically opposed forms of materiality and pictoriality. Whereas the one group deems it impossible to express heaven materially and therefore employs modes of non-pictoriality (aniconography) for expressing how earth is raised to heaven in the liturgy, the other group, acknowledging the same impossibility, still attempts to express with iconography how the liturgy is heaven on earth. Both groups agree on the impossibility of giving pictorial shape to heaven, to God, or to divine reality. One group makes a choice for materiality/pictoriality, acknowledging its shortcomings. The other group opts for religious expression with a minimum of materiality and no pictoriality, but this choice still allows us to formulate an approach along the lines of the research questions concerning materiality that we posed above. The seeming absence of pictoriality gives the material forms the expressiveness of aniconography as a kind of apophatic theology, consciously leaving room for the transcendent mystery because of the existential conviction that the mind cannot form a concept of God.20 Because human beings are constrained by embodiment and place, religious acts, and even the ideas behind them, take on certain forms of materiality and pictoriality. To restate: because religions exist by the efforts of human agents, they cannot do without location and embodiment – and therefore, religion is never without materiality.21
On the Calvinist tradition, see Seeing Beyond the Word, ed. by Corby Finney. A general idea which also finds expression elsewhere, see Goecke-Seischab and Ohlemacher, Kirchen erkunden, p. 16. It generally speaks about churches as: ‘Gottes Haus im Schnittpunkt zwischen Himmel und Erde’. 20 For the orthodox, see Lossky, Essai sur la Théologie mystique de l’Église d’orient. This is different from Aquinas’ via negativa, speaking about God in negation (only saying what God is not), which is confusingly referred to with the term apophatic theology as well. 21 For some general background on materiality and pictoriality in the Christian tradition, see the following contributions in The Oxford History of Christian Worship, Oxford, ed. by Wainwright and Westerfield Tucker; White, ‘The Spatial Setting’, pp. 793–816 (with little attention for the Orthodox Church); Mauck, ‘Visual Arts’, pp. 817–40; Pierce, ‘Vestments and Objects’, pp. 841–57. 18
19
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That Christian and Islamic rejections of pictoriality and materiality have been related to the prohibition of images in the Hebrew Bible 22 asks for examination of the relevant passages dealing with materiality and pictoriality in that book (especially those texts related to the so-called Deuteronomistic School, the core of whose ideas can be found in Deuteronomy). Section 2 of this article thus deals with the Hebrew Bible as text, referring to materiality and images. Section 3 briefly addresses the material culture of Iron Age Israelite religions from an archaeological perspective, while Section 4 provides a reflection on the Hebrew Bible and the rise of the prohibition of images, which is an ‘aniconic development’. We then round off this paper with some thoughts on the materiality and pictoriality of the Hebrew Bible’s aniconographic tradition.
2. Religions, Materiality, and Pictoriality in the Hebrew Bible We now turn to the Hebrew Bible and the religion(s) of ancient Israel. The plural ‘religions’ is given to make the point that the Hebrew Bible deals with other religions besides the ‘orthodox’ one, which the book was written to serve. In its denouncement of other religions, it polemicizes and prohibits their forms of materiality and pictoriality. As should have become clear above, it is hard to do without materiality. Therefore, it is interesting that there are examples of materiality which – taking into account other near Eastern traditions 23 – are not ‘necessary’; 24 and moreIt could be further explored how ‘ritual act’ (service, ritual) embodies or conveys theology or the presence of God. 22 See Boehme-Neßler, Pictorial Law, esp. p. 103. For Islam, see Ibrić, For a Philosophy of Aniconism in the Islam, p. 12. Referring to Mettinger, No Graven Image? Israelite Aniconism in its Ancient Near Eastern Context. Naef assumes that aniconism is part of the general ancient Near Eastern heritage, which is reflected in the three monotheistic religions, see Naef, Bilder und Bilderverbot im Islam; translation of her Y a-t-il une ‘question de l’image’ en Islam? See also Mettinger, ‘The Absence of Images’, pp. 89–100. 23 Generally, nomadic traditions have a minimum of materiality, see note 64. 24 The focus in this section is mainly on lasting man-made forms of materiality, employed in cultic contexts. For a broader view of materiality, in line with human limitations to body and space, see Zimmerli, Die Weltlichkeit des
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over, that pictoriality is considered a superfluous element (i.e. beyond the sine qua non minimum) from the perspective of a tradition of aniconism. Most of the examples of materiality discussed below have their existence as ‘lasting evidence, traceable with archaeology’ (see 1.2). 2.1. Materiality An important form of materiality is the temple building. Although architecture may be approached from a pictorial perspective,25 it can also be argued that the mere fact of a building necessitates architectural shape. The Jerusalem temple is the best-known example of such materiality. There are two possible alternatives to the Temple: places shaped by nature such as caves or openair sanctuaries (which may be marked by a green tree),26 or a movable sanctuary, as is recorded for the time of Israel’s wanderings through the desert, i.e. a tent. The latter exemplifies again manufactured materiality: the tabernacle, together with its furnishings. Because of its importance, further on in this article, we single out the menorah. Meyers wrote a study on the tabernacle menorah,27 first studying it as ‘buried in texts’, then in comparison with archaeological data, and concluding with an assessment of its symbolic meaning. She relates the menorah to a tree with vegetal life. As a tree it occurs in conjunction with animals and with astral emblems.28 Thus, the menorah marked the tabernacle as the centre of God’s cosmos and underlined that Israel lived in sanctified space. Irrespective of how her conclusions might be evaluated, Meyers makes a remarkable step in ‘excavating’ a lost artefact from texts. Before we turn to the matter Alten Testaments. For an addendum on food, see Smend, ‘Essen und Trinken – ein Stück Weltlichkeit des Alten Testaments’, pp. 446–59. 25 On architecture and iconography, see Schmitt, ‘The Iconography of Power’, pp. 75–96 and his references. 26 Deuteronomy 12:2; 1 Kings 14:23; 2 Kings 16:4, 17:10; 2 Chronicles 28:4; Isaiah 57:5; Jeremiah 3:6, 17:2; Ezekiel 6:13. 27 See Meyers, The Tabernacle Menorah, for example, see also the various interpretations in Hachlili, The Menorah, The Ancient Seven-Armed Candelabrum, pp. 171–210. 28 The tree and the animals form a so-called ‘constellation’. This adds iconography to the tools with which the menorah is studied here.
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further on the in article,Meyers we single outaathe me further further on on in in this this article, article, we we single single out out thethis menorah. menorah. Meyers wrote wrote study study 27 27 27 first studying it as ‘buriedwith in texts’, t menorah, menorah, first first studying studying itit as as menorah, ‘buried ‘buried in in texts’, texts’, then then in in comparison comparison with archae archae concluding with an assessment its symbolic concluding concluding with with an an assessment assessment of of its its symbolic symbolic meaning. meaning. She She of relates relates the the meno menom RELIGION, MATERIALITY: A HEBREW BIBLE PERSPECTIVE vegetal life. As awith tree it occursand in with conjunction w vegetal vegetal life. life.PICTORIALITY As As aa tree treeAND itit occurs occurs in in conjunction conjunction with animals animals and with astral astral em em menorah marked tabernacle theunderlined centre of tG menorah menorah marked marked the the tabernacle tabernacle as as the the centre centre of ofthe God’s God’s cosmos cosmosas and and underlined space. Irrespective of be howevaluated, her conc sanctified sanctified space. space. Irrespective Irrespective of of Ancient how how her her conclusions conclusions might might be evaluated, of excavating material evidence sanctified for Israelite religion(s), remarkable step in ‘excavating’ a lost artefact remarkable remarkable step step in in ‘excavating’ ‘excavating’ a a lost lost artefact artefact from from texts. texts. Before Before we we turn turn we first follow the line of pictoriality in the Hebrew Bible. material evidence excavating excavating material material evidence evidence for for Ancient Ancient Israelite Israelite religion(s), religion(s), we we first firstIsra fo fo Besides such affirmations of excavating materiality, there are also regu- for Ancient pictoriality pictoriality, in the Hebrew pictoriality pictoriality in in the the Hebrew Hebrew Bible. Bible. lations restricting mate riality (concerning see Bible. 2.2). Besides such affirmations of materiality, Besides Besides such such affirmations affirmations of of materiality, materiality, materiality, there there are also also regulations regulations rest rest Among these prescriptions concerning one canare point (concerning pictoriality, see 2.2). Among these pr (concerning (concerningwhich pictoriality, pictoriality, see see 2.2). 2.2). Among Among these these prescriptions prescriptions concerning materia materia to examples, try to minimize its importance, or at least itsconcerning to examples, which try toat its importan to to examples, examples, which which try tryof to to minimize minimize itsthe importance, importance, or oran atminimize least least its its place. place. The The cl cl place. The clearest case this might beits law to erect altar might the of law to erect an altar of unhewn stoo might might be be the the law law to to erect an altar altar of ofbe unhewn unhewn stones: an an altar altar should should be be made made of unhewn stones: anerect altaran should be made stones: ‘perfect stones’ (וֹתDeuteronomy ֵ֔מDeuteronomy לDeuteronomy שׁ ְ ; ֲא ָב ִנ֣יםλίθους ὁλοκλήρους; Deuteronomy ( ; λίθους ὁλοκλήρους; 27:6, cf. cf. Joshua (וֹת (שׁלל ֔ ֵ֔מֵמוֹת ְשׁ ְ ֣ים ;; ֲא ֲא ָב ָב ִנ ִנ֣יםλίθους λίθους ὁλοκλήρους; ὁλοκλήρους; 27:6, 27:6, cf. Joshua Joshua 8:31), 8:31), ‘you ‘you sha sha2 (בּ ְַר ֶז ֽלἐπ᾽ ֵיהם ;ֹלא־תָ ִנ֥יף ֲעל οὐκ ἐπιβαλεῖς ἐπ 8:31), ‘you shall iron onto these’ ( ; ֖ ֶ αὐτοὺς onto onto these’ these’ (ְ ְַרַר ֶז ֶזֽל(ֽלnot ֵיהםם בּבּ ֶ lift ֥יף ;ֹלא־תָ ִנ ִנ֥יף ָ;ֹלא־תonto οὐκ οὐκthese’ ἐπιβαλεῖς ἐπιβαλεῖς ἐπ᾽ αὐτοὺς σίδηρον; σίδηρον; Deuteronom Deuteronom ֖ ֵיה ֖ ֶ ֲע ֲעללany 29 29 29 8:31). In section we willstones address the issue οὐκ ἐπιβα λεῖςsection ἐπ᾽ αὐτοὺς Deuteronomy cf. Joshua 8:31). 8:31). In In section 4, 4, we weσίδηρον; will will address address the the issue issue27:5, of of4,unhewn unhewn stones again, again, where whereo 29 as ‘imageless In section 4, we will address the issue images’. of unhewn stones 8:31). as as ‘imageless ‘imageless images’. images’. again, where they are discussed as ‘imageless images’. Although cautious concerning materiality and cult, the Hebrew 23 23 23 Generally, nomadic traditions have Generally, Generally, nomadic nomadic traditions traditions have have aain general. minimum minimum of of30materiality, materiality, see see note note 64. 64. a minimum of mate Bible 2424 is affirmative of created matter 24
focus in this section on lasting man-m The The focus focus in in this this section section isis mainly mainly on onThe lasting lasting man-made man-made forms forms is of ofmainly materiality, materiality, employed employed in i broader view of materiality, in and linespace, with human limitations broader broader view view of of materiality, materiality, in in line line with with human human limitations limitations to to body body and space, see see Zimmerli, Zimmerli, Die Die Testaments. For‘Essen an addendum on food, Smend, ‘Essen ud Testaments. Testaments. For For an an addendum addendum on on food, food, see see Smend, Smend, ‘Essen und und Trinken Trinken –– ein einsee Stück Stück Weltlichkeit Weltlichkeit 2.2 Pictoriality pp. 446–59. pp. pp. 446–59. 446–59. 25 25 On architecture and iconography, seepp. Schmitt, Ico On On architecture architecture and and iconography, iconography, see see25Schmitt, Schmitt, ‘The ‘The Iconography Iconography of of Power’, Power’, pp. 75–96 75–96‘The and and his hi 26 26 Deuteronomy 12:2; 1contexts, Kings 14:23; Kings 57:5; 16:4, Jere 17:1 Deuteronomy Deuteronomy 12:2; 12:2;prohibition 11 Kings Kings 14:23; 14:23;of 2226 Kings Kings 16:4, 16:4, 17:10; 22 Chronicles Chronicles 28:4; 28:4;2 Isaiah Isaiah 57:5; Jere In spite of the (later) images in 17:10; cultic 6:13. 6:13. 6:13. forms of materiality, and especially some pictoriality, seem to be 27 27 27 See The Menorah, for example, See See Meyers, Meyers, The The Tabernacle Tabernacle Menorah, Menorah, for forMeyers, example, example, seeTabernacle also also the the various various interpretations interpretations in in H 31 see allowed in the Hebrew Bible’s ‘orthodox religion’. The Ancient Seven-Armed Candelabrum, pp. 171–210. The The Ancient Ancient Seven-Armed Seven-Armed Candelabrum, Candelabrum, pp. pp. 171–210. 171–210. 28 28 28 The‘constellation’. tree and forms the animals form a so-called to ‘constellatio The The tree tree and andBible the the animals animals form form aaand so-called so-called ‘constellation’. This This iconography iconography to the the tools tools w w The Hebrew describes denounces of adds adds cultic is studied here. is is studied studied here. here. materiality, which refer to deities, such as (theriomorphic and 29 29 29 One might even speculate on for the occasions, which One One might might even even speculate speculate on on the the occasions, occasions, which which allow allow products products for offerings offerings that that are are anthropomorphic) cultic statues, Asherahs, amu l‘ingredients’, ets,32do or sacrifices for atonement notcakes contain processed ‘in sacrifices sacrifices for for atonement atonement do do not not contain contain any any processed processed ‘ingredients’, whereas whereasany offerings offerings to to exp exp
with the symbol (or even image) of the Q ueen of Heaven. The
29 One might even speculate on the occasions, which allow products for offerings that are worked by man. The sacrifices for atonement do not contain any processed ‘ingredients’, whereas offerings to express thankfulness and community with Yhwh can; however, when baked bread is offered, it cannot contain yeast, and it should contain salt (Leviticus 2). 30 See note 24. 31 Leaving aside visionary descriptions, which evoke cultic statues as in Daniel 10:4–6; see, Schroer, In Israel gab es Bilder, pp. 237–38 (after she has discussed Song of Songs 5:10–16 on pp. 222–37). One could also ponder the relationship between other prophetic visions and materiality, be it the throne vision in Ezekiel 1 and 10 or the lamp stand in Zechariah 4. 32 Think, for instance, of scarabs possibly referred to in e.g., Ezekiel 20:7; these gelulim, ‘dung things’, might be Egyptian scarabs (miniature art employing the motif of the dung beetle as image carrier) or more generally Egyptian amulets, see Bickel, In ägyptischer Gesellschaft, p. 9; Herrmann, Ägyptische Amulette aus Palästina/Israel, pp. 83–87.
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Hebrew Bible, however, also describes pictoriality as part of Solomon’s temple. Besides its architecture, there are floral motifs, the menorah, and the cherubs on the Ark of the Covenant. Besides these denounced, and apparently also approved forms of pictoriality, there are images, which the Hebrew Bible seems to have regarded as adiaphora (being indifferent about their pictoriality or even ‘picto-reality’): stones and erected stones, (on the latter, see below in section 4), ivory objects, ceramics, textiles, and seals.33 Nevertheless, later developments, such as epigraphy taking over the design of seals in the post-exilic period, show unease with pictoriality. This remark brings us into the field of archaeology.34
3. Material Culture and Ancient Israelite Religions 3.1. Materiality In 2010, Avraham Faust published an article on ‘cultic buildings’ in Iron Age Israel-Palestine.35 He argues that in comparison with its Iron Age neighbours and with the Bronze Age ‘cultic buildings’ (whether one calls them temples, shrines, or sanctuaries) were a rare phenomenon in Israel-Palestine. Whereas, as he supposed, every Canaanite village had a cultic building, for Iron Age Israel he finds reference only to Arad, Dan, and Jerusalem. Scholars who assume that the number of sanctuaries would have only been diminished because of the centralization reform, turn out to be wrong; ‘the absence of built temples may be considered a unique characteristic of Israelite religion’.36 Although Faust quotes many of his colleagues to corroborate his point, there are a few fundamental problems with his thesis.37 In the light of See Schroer, In Israel gab es Bilder. This could be further elaborated by taking a diachronic perspective on the biblical text, or by comparing textual and archaeological material. 35 Faust, ‘The Archaeology of Israelite Cult’, pp. 23–35. 36 Faust, ‘The Archaeology of Israelite Cult’, p. 30. 37 It would be good to know why Faust leaves out certain cultic buildings such as those in Lachish, Beersheva, and Bethel. We also refer to Warburton’s thesis that the Iron Age tripartite buildings in Megiddo, Hazor, Beersheva, Tell Q asile, and Tell Abu Hawwam could be identified as Israelite temples, see 33 34
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our present discussion, one must ask whether this assumed characteristic has to do with a depreciation of materiality. However, it is very possible that this parallels the Hebrew Bible verses, which refer to worship on bamoth (heights) and under green trees.38 3.2 Pictoriality As well as material remains there are also ‘pictorial’ remains.39 The best overview of these is Keel and Uehlinger’s Göttinnen, Götter und Göttersymbole.40 This book takes the visual remains (especially miniature art: scarabs, seals, amulets, cult stands, etc.) as witnesses to the religious ideas present in Ancient Israel. Partly, these reveal the religions rejected in the Hebrew Bible,41 but at the same time they also show which ideas were still (in spite of rejecting their visual representations) accepted in the Hebrew Bible. It should be noted that the Hebrew Bible’s prohibition of these images is commonly acknowledged as a post quem rejection. Partly, this rejection may have been contemporary with the practice, but a large part of it is a condemnation of past practice. Furthermore, it should be realized that the (textual) prohibition is ideology, how some people envision society, whereas the archaeological record reflects practice by human agents.42 Thus having touched on examples of materiality and pictoriality in relation to the Hebrew Bible from a textual and an archaeological approach, the following section provides a brief synthesis, with an emphasis on those instances which show the Warburton, ‘The Architecture of Israelite Temples’, pp. 310–28. More reasons for the lack of buildings built for cultic purposes could be given, which are not religious in nature such as poverty. 38 See note 26. 39 Bearers of images can be scarabs, seals, cult stands; on the last mentioned, see Zwickel, ‘Die Kultständer aus Taanach’, pp. 63–70, esp. p. 66. 40 Keel and Uehlinger, Göttinnen, Götter und Gottessymbole. In English: Gods, Goddesses, and Images of God in Ancient Israel, trans. by Trapp (abbreviated GGG). 41 The majority of the image carriers being gillulim, see note 32. 42 Of course, it could be asked whether different groups can be appointed as being responsible for different practices (and laws).
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unrestrainability of materiality and pictoriality together with the creativity needed to preserve materiality and pictoriality within the constraints of a ban on images.
4. Aniconism and the Imageless Image in Ancient Israelite Religion and the Hebrew Bible 4.1 The ‘Aniconic Turn’ 43 One root of aniconism seems to be the problem of depicting God; man does not have a proper way to express God in one image. Possibly, a more important reason for a ban on images depicting God might be the fear of reducing God (in being, place,44 or power), or making God ‘available’ for maligning. Besides these rather general phenomenological reasons, historically, Yhwh did not reveal Himself in such a way that the Israelites could satisfactorily sculpture Him. Thus, turning to ancient Israelite religion and the Hebrew Bible, which expresses a ‘ban on images’, the following summary might be given of the development of aniconism and the introduction of the prohibition of cultic images. Where some people draw a strict line between the models of an ‘evolutionary development’ and a ‘revolutionary break with traditional cultic practice’,45 we attempt a synthesis. 43 In allusion to the term ‘iconic turn’ (‘ikonische Wende’), which was coined by Boehm, drawing on Rorty’s ‘linguistic turn’ (‘Die Wiederkehr der Bilder’, p. 15; see Mitchell’s ‘pictorial turn’. See their dialogue on their terminologies in Boehm, ‘Iconic Turn. Ein Brief’, pp. 27–36; Mitchell, ‘Pictorial Turn. Eine Antwort’, pp. 37–46). If the adjective was to describe the kind of turn a word like ‘de-pictorial’ could be better, also in allusion to the ‘pictorial turn’, but in the sense of ‘disposing’ pictoriality, not to be confused with ‘depictorial’ as picturing or illustrating. Nor would we call it an ‘iconoclastic turn’ to avoid the association with violence. Although this use of the word ‘turn’ is poor English, as scholarship has gone ahead, we adopt the word ‘turn’ in the phrase ‘aniconic turn’ to refer to the development of aniconism catalysed by the tradition reflected in the Hebrew Bible. 44 MacDonald argues that Yhwh cannot be depicted because of his presence on earth and in heaven. See MacDonald, ‘Aniconism in the Old Testament’, pp. 20–34 with a summary of the different positions in the debate on the rationale of Ancient Israel’s/the Hebrew Bible’s aniconism. ‘Jhwh will und kann überall gesucht und gefunden werden’; Petry, ‘Das Gottesbild des Bilderverbots’, p. 270. 45 See Köckert, ‘Suffering from Formlessness’, pp. 33–49 and Köckert,
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It should be acknowledged that Israel might have shared a de facto aniconism46 with its neighbours. Köckert is right in observing that there is no evidence of a ban on images in these neighbouring countries. He thus criticizes the evolutionary model. Still, the de facto aniconism may well be a reason why Israel could turn towards programmatic aniconism. This trend may be embedded in other, different developments, but finds its direct cause in Israel coming to terms with the destruction of the Solomonic Temple. Among these related developments are to be counted the de facto aniconism and the ‘upcoming monotheism’.47 For Wagner,48 this would be the ‘upcoming monotheisms’, as the concentration on Yhwh took different forms.49 He relates the development of a ban on images to Israel’s exile in Babylon (586– 39 bce.); Yhwh had punished his (disobedient) people through invasion and exiliation by world powers. Thus, the loss of the central reality of people-land-king-Temple/cult50 led to new ideas of God. This ‘turn’ is accompanied by developments, which increase the importance of the law, the centrality of Scripture, and the rise of synagogue. Thus: Die Sprache wird so zum zentralen Medium, in dem sich das veränderte religiöse System zum Ausdruck bringt. Nicht Architektur, nicht Bilder, nicht eine bestimmte Gesellschaftsoder Staatsform wird zur Säule der neuen Gemeinschaft, sondern Schrift, Wort und Sprache.51
‘Die Entstehung des Bilderverbots’, pp. 272–90. Köckert takes Othmar Keel as the main representative of the former and defends the latter himself. 46 See Mettinger, No Graven Image? He distinguishes de facto aniconism and programmatic aniconism (the former ‘absence of images’ without a commandment, the latter with a commandment). 47 See Bauks, ‘Bilderverbot (AT)’, Das wissenschaftliche Bibellexikon im Internet/AT, 2007: www.wibilex.de, ed. by Bauks and Koenen, Stuttgart: Deutsche Bibelgesellschaft, last update 2011. 48 Wagner, ‘Alttestamentlicher Monotheismus und seine Bindung an das Wort’, pp. 1–22. 49 In his article, however, he still makes a choice for ‘Old Testament monotheism’ as a general term. 50 As a result of the Babylonian attempt to destroy Israel-Judah’s ‘nationalreligious self-confidence’, see Köckert, ‘Suffering from formlessness’, p. 47. 51 Wagner, ‘Alttestamentlicher Monotheismus’, p. 15.
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Wagner does not specify the disobedience. Köckert poses: Explaining the Exile as punishment for trespassing against the ban of images also implies that there must have been a cultic image for/of Yhwh in the Temple during the period of the monarchy.52
This argument does not hold. Does it imply that the original temple built by Solomon was without a statue of the divine and that someone erroneously put a cultic image into the sanctuary? Or was this mistake made by Solomon? In that case, the question would be why Jeroboam seems to be the only one criticized for initiating an iconographic cult of Yhwh? 53 Therefore, it seems more reasonable to combine the idea of a development from the absence of a cultic image to the prohibition of a cultic image 54 with the idea that the Exile caused (rather than catalysed) the development of aniconism, an ‘aniconic turn’. Wagner points out that already in the fourth century bce Greek authors described the Jews as a unity characterized by their monotheism and aniconism.55 He concludes his article by pointing out the advantages of not shaping the characteristic anthropomorphic trait of Yhwh visually with a cultic statue, which one can encounter face to face, but (finally) in a textual canon (following the tradition of Yhwh’s use of human language to reveal Himself): Das betrifft einerseits die Gefahr, in Kultbildern über Jahwe verfügen zu wollen, andererseits die wesentlich komplexere Ausdrucksmöglichkeiten, die ein textlicher Kanon bietet und zum dritten die simultane Multilokalität, die ein in (weitgehend) identischen Einzelexemplaren (beliebig) verviel Köckert, ‘Suffering From Formlessness’, p. 40. Jeroboam I, king of the northern kingdom after Israel was split at Solomon’s death is criticized for ‘idolatry’ because he introduced bull statues as cultic images (to worship Yhwh; 1 Kings 12:25–30). See Cochell, ‘The Religious Establishments of Jeroboam I’, pp. 85–97. 54 Note that Köckert’s reading of the ‘ban on images’ assumes that the first version prohibited a cultic image of Yhwh (Deuteronomy 4) and that this was later generalized in connection with the ban on foreign deities (Deuteronomy 5:8 and subsequently Exodus 20:4); Köckert, ‘Suffering From Formlessness’, pp. 38–40. 55 Wagner, ‘Alttestamentlicher Monotheismus’, pp. 7–8. 52
53
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fältigbaren Schriftkanon unter Beibehaltung der als zweiten Aspekt genannten Komplexität (!) ermöglicht.56
With the last statement Wagner makes quite a leap in history because it still took centuries before a canon of the Hebrew Scriptures was finally established. Before turning to the substitutes for materiality, there are a few more things to be observed which might have fostered the ban on depicting Yhwh with a material image. Köckert correctly points to the following factors, which contributed to the ‘ban on images’: 1. Nobody has experienced Yhwh’s form.57 Therefore, whatever image Israel made of Yhwh, it would not be authorized by Him 58 2. The loss of the former symbols of divine presence 59 was overcome by the ‘theological concept of the concealment of the God so near’.60 Thus: ‘Yhwh’s presence after the divine judgement of the Exile always contains the experience of his absence. Yahweh [sic!] remains absent in his presence’ 61 3. The menorah, the Ark of the Covenant, and the cherubs, which convey Yhwh’s presence and atonement 62 56 Wagner, ‘Alttestamentlicher Monotheismus’, p. 22. On Scripture as substitute, see below on the iconic book. 57 Köckert, ‘Suffering From Formlessness’, p. 33, p. 40, p. 46, who speaks about Gestaltlosigkeit (formlessness). 58 Köckert, ‘Suffering From Formlessness’, p. 45 likewise makes the theological statement that from a Hebrew Bible perspective ‘all other gods are simply imaginations of their worshippers’. 59 For Köckert, ‘Suffering from formlessness’, p. 47. This is again the cultic statue of Yhwh; with our disagreement on this particular element, see above. This general formulation makes the point, see Wagner’s phrase: ‘the loss of the central reality people-land-king-Temple/cult’, above. 60 Köckert, ‘Suffering From Formlessness’, p. 47. 61 Köckert, ‘Suffering From Formlessness’, p. 46 (Köckert’s italics). 62 He states that an anthropomorphic allusion to the cherub throne is carefully avoided (the sphinx-like cherubs were thought to form a royal throne for the divine Sovereign, who was supposed to be present there, albeit invisibly because of which cherub constellation is often referred to as ‘empty throne’; see 4.2.1), but does not point out how (neither in Köckert, ‘Die Entstehung des Bilderverbots’, p. 289 nor in Köckert, ‘Suffering From Formlessness’, p. 48). He rounds off with the peculiar thesis: ‘If there is no cultic image in the sanc-
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depicting YHWH with a material image. Köckert correctly points to the following factors, which contribu images’: I. J. DE HULSTER
1. Nobody has experienced YHWH’s form.57 Therefore, whatever image Isr 58 would not be authorized by Him. In lightitof the observations above, there might be the possibility that2.an tradition without cult presence images reflects 59 Theaniconographic loss of the former symbols of63divine was overcome by th In comparison something of a semi-nomadic heritage. 60 with concept of the concealment of the God so near’. Thus: ‘YHWH’s pres sedentary populations, tribesalways in thecontains Near East divine judgementnomadic of the Exile the seem experience of his ab 64 to have[sic!] had remains fewer material (and more 61 metaphors ). absent inimages his presence.’ Whereas a sedentary tradition would imply cultic buildings, the 3. The menorah, Ark of the Covenant, cherubs, references to heightsthe and green trees could beand in the accord with which convey Y 62 and atonement. a semi-sedentary mode of life. Wherever the aniconographic tradition idea provides us with a more In originates, light of thethis observations above, there mightobvious be the possibility tha reason for an aniconographic tradition than the idea of an tradition without cult images reflects something of a semi-nomadic heritage.63 abrupt endpopulations, to a periodnomadic with a cult image. It still true, to have had few sedentary tribes in the Nearmay Eastbeseem as Köckert argues that images representing 64the prohibition of (and more metaphors ). Whereas a sedentary tradition would imply cu Yhwh originated in the of –trees whatcould he calls ‘Gestaltreferences to heights andidea green be–intheaccord with a semi-sede 65 losigkeit’ of the Yhwh (in Deuteronomy 4) originates, and was later Wherever aniconographic tradition this added idea provides us w as the second commandment to the Decalogue. that no end to a perio reason for an aniconographic tradition than the The ideaidea of an abrupt one has seen God helped to lead to Him ‘becoming’ perceived It still may be true, as Köckert argues that the prohibition of images representi as invisible. in the idea of – what he calls – the ‘Gestaltlosigkeit’ of YHWH (in Deuteronom Furthermore, the aniconographic tradition might have been fostered by the inaccessibility of the sanctuary. Hiding the mate56 Wagner, ‘Alttestamentlicher p. 22. On Scripture substitute, see below on rial references to the divine in Monotheismus’, inaccessible structures might ashave 57 Köckert, ‘Suffering From Formlessness’, p. 33,forms p. 40, assuring p. 46, whodivine speaks about Gestaltlosigk led the people to come to terms with other 58 Köckert, ‘Suffering From Formlessness’, p. 45 likewise makes the theological statement t presence,‘all forother instance temple (still of a their material form) itself perspective gods arethe simply imaginations worshippers’. 59 For fromlater formlessness’, p. 47. This is again the cultic statue of YHWH; instead of Köckert, a cult ‘Suffering statue; and non-material forms (to which this element, the a point, we particular will shortly turnseeas above. part This of a general larger formulation reflection makes on how reli-see Wagner’s phras
reality people-land-king-Temple/cult’, above. 60 Köckert, ‘Suffering From Formlessness’, p. 47. 61 Köckert, ‘Suffering From Formlessness’, p. 46 (Köckert’s italics). tuary 62itHe is impossible to have figurines of Y hwh in states that an anthropomorphic allusion tothe theprivate cherubsector throneeither’, is carefully avoided (the hwh. His concluding line is, withwho a reference to Stern’s as if figurines represent thought to form a royal Y throne for the divine Sovereign, was supposed to be present there, a articlecherub on theconstellation absence of figurines Yehud: in Persian Times Do We which is often in referred to ‘Only as ‘empty throne’; see 4.2.1), but does not point ou HaveEntstehung a Decline of des suchBilderverbots’, Objects in Judah’, see or Köckert, ‘Suffering From Formless‘Die p. 289 in Köckert, ‘Suffering From Formlessness’, p. 48) ness’, p. 49 (italics author). peculiar thesis: ‘If by there is no cultic image in the sanctuary it is impossible to have figurines of Y 63 ‘Israelite Y Aniconism’, p. 194; Patrich, of to Stern’s article on HWH. His concluding line is,The withFormation a reference either’, See as ifMettinger, figurines represent Nabatean Art, pp. 189–91. Note also the criticism in Petry, ‘Gottesbild’, pp. 258– in Yehud: ‘Only in Persian Times Do We Have a Decline of such Objects in Judah’, see K 59. Formlessness’, p. 49 (italics by author). 6463 On richness of BedouinAniconism’, poetry, see van ‘Bedouin Poetry and of Nabatean Art, p Seethe Mettinger, ‘Israelite p. der 194;Steen, Patrich, The Formation Landscape’, pp. 415–29 and vanpp.der Steen, Near Eastern Tribal Societies During criticism in Petry, ‘Gottesbild’, 258–59. 64 the Nineteenth 4. poetry, see van der Steen, ‘Bedouin Poetry and Landscape’ On theCentury, richnessChapter of Bedouin 65 Near Steen, Eastern Tribal Societies Nineteenth 4. The term ‘Gestaltlosigkeit’ canDuring only bethe taken from theCentury, point of Chapter perception The of term ‘Gestaltlosigkeit’ can only4:15 be states taken that from‘since the you point , because Deuteronomy sawofnoperception of the im of the65image Yhwh Deuteronomy 4:15when statesYthat you saw noto you shape at day from when the YHWH your God spoke to yo hwh‘since your God spoke at the Horeb midst shape at the day fire’ ((וְֹך ֤אהָאֵֹל ִ֣יֽשׁ׃ּכ ֵיכֶ ְמ֛םּת־בּ ָלְח ֵ ּ֖כֹר ֙בם ִֶתמ ִי ֥תּאְר ְהו ֹ֗ו ְי֧הּב ֲא ֔הלָנּו ָל־תְּ ֛םמוֶּכ ָ֔ ֵינלהֲאבְּי֗ ֧הָווֹםהְידִּ ֶּ֙רבּ ִב֙רּדי ָם ׁש ֹל֤אָהא ְְךר ֹּ֥ו ִאתיתִֶמ ם֙ ֵ֖ב ֹרכּ ְחּב ֵֽ )׃ ִכּ֣י. ofof fire’ ). The verse versespeaks speaks about the percepti about the perception of Yhwh and does not make a statement about his form or shape. Cf. a similar rejection of J. Pakkala’s idea of Yhwh having no form by MacDonald, ‘Aniconism in the Old Testament’, p. 21, n. 11.
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gion, which attempts to avoid forms of materiality, still leaves its material traces; and how especially the Hebrew Bible’s aniconist approach comes to terms with materiality and finds new forms of pictoriality). The present context points out one more question. Having the above explanation for an aniconic (non-pictorial) development, it is striking that this is only a turning away from pictoriality but not completely from materiality, since the Second Temple was built (as well). But, after the discussion on the cultic image of Yhwh, and realizing that the Ark of the Covenant was taken: What did the Holy of Holies contain in the Second Temple? 66 And what was the role of the menorah? In sum, the diachronic historical context of the Hebrew Bible’s prohibition of images provides parallels, which could (partly) explain the development of such a prohibition. The exile, as a break in Israel’s history, is commonly accepted as a cause of a theological reorientation. This reorientation may have drawn on existing traditions and, by way of revolution, absolutized de facto aniconism into programmatic aniconism. Whereas materiality could be minimalised, it remains indispensible; a minimalism of pictoriality can be executed more fundamentally, but still ‘the stones will speak’, as aniconography communicates as well (in its materiality). 4.2 Materiality and Pictoriality of the Hebrew Bible’s Aniconographic Tradition 4.2.1 Material Pictoriality
Being aware of the aniconographic tradition in Israel-Palestine, the present subsection draws on examples from both the periods of de facto aniconism and programmatic aniconism. Does Titus’ triumphal arch witness to its emptiness, only depicting the menorah and the showbread table? See e.g., Yarden, The Spoils of Jerusalem on the Arch of Titus. See also Grabbe, A History of the Jews and Judaism in the Second Temple Period, p. 217 with references to literal sources indicating that the Holy of Holies of the Second Temple was empty and see Porzig, Die Lade Jahwes im Alten Testament und in den Texten vom Toten Meer, pp. 295–99 with references, considering ‘Ladelosigkeit’ even for the First Temple. 66
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Architecture
Although Faust (2010) argued that ‘cultic buildings’ were a rare phenomenon in Iron Age Israel-Palestine, the sanctuaries, which have been discovered, are still material witnesses of Iron Age Israelite religion. Aniconism would be related to the rarity of ‘cultic buildings’; however, what is more striking is that when aniconism became programmatic, the temple in Jerusalem became one of the main material markers of early Judaism. What was the Jerusalem temple supposed to communicate, especially the rebuilt temple? Or is the only relevant question why the temple (as an indispensable form of materiality) needed to be rebuilt? Whatever the reasons or motives, the temple became a symbol for different things.67 Empty Space Aniconism
Mettinger uses this term to refer to iconographic representations, which do not depict a particular entity, usually the deity. For instance, a cherub throne comprises a depiction of cherubs, but is an empty throne, as it does not depict the one enthroned.68 Likewise, the ‘hole’ between two sphinxes (probably identifiable as cherubs) on the Taanach cult stand (excavated in 1968) might have communicated the presence of a deity aniconographically (Fig. 1).69 This phenomenon is also known outside 67 Note 25 refers to Schmitt, ‘Iconography of Power’. Schmitt shows here, how the Ormides, like the Assyrians, used ‘architectonic’ images to communicate their power and underline the social distance between the royal centre of power and the population, who supposedly felt this distance. Instead of power and distance, the material ‘second temple’ might have been a renewed witness of God’s proximity, a testimony to his memory of the Covenant, and a symbol for Jerusalem as the centre of the cult. Even after its destruction, the temple remained important as a symbol of Jewish belonging and of God’s promise of his presence; Bar Kokhba coined mints with abstracted symbolism referring to the temple – the ‘mass medium’ coinage could thus have strengthened the people’s Jewish ethnic and religious identity, see Meshorer, A Treasury of Jewish Coins, pp. 143–45 and Mildenberg, The Coinage of the Bar Kokhba War, Typos 6, pp. 33–42. 68 See note 63. It should be noted that the idea of a cherub throne has been criticized recently: e.g., Wood, Of Wings and Wheels. 69 Mettinger, ‘The Veto on Images and the Aniconic God in Ancient Israel’, pp. 15–29 and Knauf, ‘Der Staat als Männerbund. Religionsanthropologische Aspekte der politischen Evolution’, esp. p. 20. Pace e.g., Hestrin, ‘The Cult Stand from Ta‘anach and its Religious Background’, pp. 61–77 (she assumes that a cult image was placed inside the cult stand, the head visible through the ‘window’,
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Fig. 1 Taanach cult stand. Tenth century. After Keel and Uehlinger 2010, fig. 184.
Israel-Palestine, as can be exemplified with an Urartian orthostate depicting an empty chariot invisibly driven by the deity (Fig. 2).70 Empty Image Carriers
Following Mettinger’s terminology, this category would be called ‘material aniconism’. Mettinger regards these image carriers p. 65, p. 71; Keel and Uehlinger, GGG, §98; Zwickel, ‘Die Kultständer aus Taanach’, p. 65, pp. 67–69. 70 Keel, Jahwe-Visionen und Siegelkunst. Eine neue Deutung der Majestäts schilderungen in Jes 6, Ez 1 und 10 und Sach 4, pp. 186–87.
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Fig. 2 Drawing of Urartian orthostat with empty cart. 800–750 bce. After Keel 1977, 186–87, fig. 129. For a photo, see Calmeyer 1974, pls 10-2.
as symbols. The best-known example is the erected stone or massebah (e.g., Fig. 3). Such a stone can be described or identified as an unhewn or crudely shaped stone, standing, with its height larger than its width.71 Elizabeth Bloch-Smith provides criteria for identifying a stone as a massebah: ‘(1) the stone’s shape and size conform to expectation; generally, height exceeds width, (2) the stone does not bear a striking resemblance to a functional item such that its cultic status is not evident, and (3) the context and accompanying assemblage support the identification if the stone is functioning as a maşşēbâ.’ 72 71 Graesser, ‘Standing Stones in Ancient Palestine’, p. 48 distinguishes the following types: rude, slab, round, obeliskoid, square. 72 Bloch-Smith, ‘Maşşēbôt in the Israelite Cult’, p. 36 (Bloch-Smith’s italics).
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Fig. 3 Aniconographic, anepigrafic erected stones in situ at the piazza of Tel Dan. Ninth and eighth century bce. The stones of Figure 3 stand on a bamah and are probably representations of deities. Other standing stones might also represent ancestors. Photo by the author (August 2010).
As such, the massebah can be regarded as a motif .73 As a symbol a massebah stele can represent a deity, a symbol of a deity, be a memorial, function as a boundary marker, or as a covenant witness,74 commemorate a victory, or mark an entrance.75 De Moor warns against sharp differentiation based on such a specification 76 and summarized it as: ‘… the function of all standing stones is to keep memory of something or someone alive.’ 77 Having become a symbol, the erected stone was depicted on other image carriers,78 or hewn as relief (as in Fig. 4). 73 In the sense of Panofsky’s three-tier schedule for interpreting images. Panofsky, Meaning in the Visual Arts; Keel, Das Recht der Bilder, gesehen zu werden, appendix and Lamprichs, ‘Ikonographie und Ikonologie’, pp. 38–46. 74 Griffeth, ‘Maşşēbāh’. 75 de Groot, Palestijnsche Masseben, p. 86, pp. 93–94. 76 de Moor, ‘Standing Stones and Ancestor Worship’, p. 3. 77 de Moor, The Rise of Yahwism, p. 360. 78 For example the Phoenicians, see Moscati, Phoenicians, fig. 380.
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Fig. 4 Rock relief in Petra. Hellenistic period. After Dalman 1908, fig. 313.
Menorah
As mentioned above, we return to the issue of the menorah. The menorah is not discussed by Mettinger in his study on aniconism. Apparently he takes the menorah as an iconic object in itself, the way Meyers discussed it; and not as an image carrier. The menorah could be regarded as merely the carrier of a flame, of the light, which is the (less lasting) symbol of God or a sign of his presence. Thus the menorah’s function of a light stand reduces the cultic importance of this material, iconographic object. Still, as Meyers showed, it has this significant shape. Although it is a symbol, which points to God – in its shape and in its function – it does not represent the deity in an anthropomor304
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phic or theriomorphic way. Since the end of the second century, the menorah has become a synagogal symbol for continuity of the temple service/Jewish worship, and a symbol of Jewish identity, e.g., as depictions in funerary art.79 4.2.2 Immaterial Pictoriality
Above, we have discussed four examples of material pictoriality: 1. Architecture as possibly ‘indispensable’ materiality 2. Empty space aniconism (pictoriality lacking material expression of its most vital part) 3. Empty image carriers (aniconic materiality with iconic impact) 4. The menorah as an example of a non-anthropomorphic and non-theriomorphic symbol for different aspects of the divine presence (above in reference to Meyers) and as a light stand carrying a non-lasting, amorphous ‘image’ In the following we will now turn to examples of pictoriality, which lack material image carriers at all. Descriptions
Instead of lacking explicit pictoriality, a substitute for material images may be found in verbal images. The description of the temple in the book of Ezekiel might have such a function.80 Van der Toorn discussed the ‘iconic book’, taking the Torah as a divine symbol.81 With respect to van der Toorn, it should be noted that it still took a long time before the idea of the iconic book became materialized to the extent that religious Jews possessed their own Torah Scroll.82 Nevertheless, it is Hachlili, Menorah. The showbread table is a related sanctuary object with a less significant history, but it would be worth further elaboration in this context. 80 Tuell, ‘Ezekiel 40–42 as verbal icon’, pp. 649–64; and see McCormick, Palace and Temple. 81 van der Toorn, ‘The Iconic Book’, pp. 229–48. 82 See van der Toorn, ‘The Books of the Hebrew Bible as Material Artifacts’, pp. 465–72. For example the Islamic use of Q uran codices. On one hand, they are venerated; on the other hand, they are put into perspective with an emphasis 79
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remarkable that this aniconic substitute for materiality itself became materialized.83 Images in Cultural Memory
Descriptions, as verbal images, could foster images in cultural memory, indeed, even oral tradition can perhaps do so. That John 20:12 is an allusion to the Ark of the Covenant may be concluded intertextually, but a cultural memory approach can further corroborate such a thesis.84 Aniconic Theologies
Bauks mentions in section eight of her Wibilex article ‘Bilderverbot’ three more substitutes for images. She assumes that aniconism fostered shem (the Name) and kabod (glory) theologies. Instead of references to a certain ‘shaped’ (Gestalt) appearance, God is referred to in abstract terms which imply Gestaltlosigkeit.85 She adds: Nach Genesis 1, 26–28 ist die Gottebenbildlichkeit auf den erschaffenen Menschen übertragen. Hier ist es nicht mehr ein unbelebtes Bild, sondern das Geschöpf selbst, das die Präsenz und Wirkmächtigkeit JHWHs anzeigt.86
on the contents, as the following anecdote of Abdullah ibn Umar shows. When a gold decorated codex was shown to him, his reaction was: the best decoration of a codex is its recitation, see Radscheit, ‘Der Koran als Kodex’, p. 305. 83 Is a single scroll a carrier of a (recited) text or does it have meaning as an object? 84 de Hulster, ‘Extending the Borders of Cultural Memory Research? – An Essay’, pp. 95–135, esp. pp. 113–14. The reference to the Bar Kokhba temple symbolism on coins postdating the destruction of the second temple (see note 67) exemplifies that a similar link can be made between material images and cultural memory. 85 Still, kabod and shem had found pictorial expression elsewhere in the Ancient Near East, see Staubli, ‘Den Namen setzen’, pp. 93–112. For kabod (as melammu), see de Hulster, Iconographic Exegesis and Third Isaiah, p. 176 (with references). See also Sommer, The Bodies of God and the World of Ancient Israel, pp. 58–62, who takes the Name and kabod as embodiments of God. Rauchenberger discusses kabod/doxa from a visual studies perspective as the dialectic between entbergen and verhüllen; in Biblische Bildlichkeit, esp. pp. 217–38. 86 Bauks, ‘Bilderverbot (AT)’. For example, Wagner, Gottes Körper, esp. pp. 167–81.
306
statement statement statement (anthropomorphism) statement (anthropomorphism) (anthropomorphism) (anthropomorphism) and the consequences andconsequences and the consequences the consequences to to draw from to draw from to it. Nevertheless, from it. Nevertheless, from it. Nevertheless it. Neverthe leaving leav statement (anthropomorphism) andand the the consequences to draw draw from it.draw Nevertheless, leaving aside, aside, she she says: aside, says: she says: she says: aside, sheaside, says:
‘Diese ‘Diese Metapher ‘Diese Metapher ‘Diese Metapher [ישׁ ישׁ[ ִ֔אא ישׁ[כ ֙י ֙י ִ ִכ ִ֔ ֙יאאָאָ ֽנֽנֹ ֹ ִכin ֹלא־ ֹ[ישׁ אָ ֽנHosea אHosea in ִ֔ ֹלא־֙י ֽנ ֹ ִכHosea ָ ֙י אin ֹ ִכ11,9] ֽנ11,9] ָאHosea in 11,9] Hosea relativiert 11,9] relativiert 11,9] relativiert und relativiert und transzendiert. transzendiert. und und transzendier transzen […] Da ‘Diese Metapher [ישׁMetapher ִ֔ ֹלא־ ֹלא־ ִ֔אֹלא־ in relativiert und transzendiert. […][… D 91 91 RELIGION, PICTORIALITY AND MATERIALITY: A HEBREW BIBLE PERSPECTIVE 91 91 91 werden werden zugleich werden zugleich werden zugleich alle zugleich Metaphern Metaphern alle alle Metaphern in ihre in ihre Schranken in Schranken ihre in ihre Schranken verwiesen.’ Schranken verwiesen.’ verwiesen.’ verwiesen.’ ‘[Weil] ‘[Weil] Gott ‘[Weil] Gott ‘[We zugl z werden zugleich allealle Metaphern inMetaphern ihre Schranken verwiesen.’ ‘[Weil] Gott zuglG “heilig”’ “heilig”’ “heilig”’ und “heilig”’ ‘in ‘in und deiner ‘in und Mitte’ deiner ‘in Mitte’ deiner [ist,] Mitte’ [ist,] […] Mitte’ […] [ist,] verschließt [ist,] verschließt […] […] verschließt die verschließt mit die ִישׁ die ֹלא־אא ִישׁmit die ֹלא־א [kein ִישׁ mit [kein ֹלא־א Mann] [אִישׁkein Mann] ֹלא־marki [kein Man m “heilig”’ undund ‘in deiner deiner Mitte’ [ist,] […] verschließt die mit mit ִישׁ ֹלא־ [kein Mann] mark Our discussion of materiality thus returns again to human Grenze Grenze menschlichen Grenze menschlichen Grenze menschlichen menschlichen Redens Redens von Redens von Gott Redens Gott von keineswegs von Gott keineswegs Gott keineswegs die keineswegs die Möglichkeit, Möglichkeit, die Möglichkeit, die Möglichkeit, ihm zu zu ihmbeiz Grenze menschlichen Redens von Gott keineswegs die Möglichkeit, ihmihm zu begeg begeg 87 embodiment. sondern sondern bewahrt sondern bewahrt sondern die bewahrt Offenheit bewahrt Offenheit die Offenheit die dafür, Offenheit dafür, ihn dafür, ihn zu erkennen zuihnerkennen zu ihnerkennen als zu als den Gott, als Gott, den als als Gott, als der der er erda sondern bewahrt die die Offenheit dafür, ihn zudafür, erkennen als erkennen denden Gott, alsden der Gott, eralssich sic 92 92 92 92 92 seinem seinem Volk seinem Volk je seinem neu Volk je neu erweist.’ Volk jeerweist.’ neu je erweist.’ neu erweist.’ seinem Volk je neu erweist.’ Excursion: Deconstruction of Verbal Images?
Of Of course, Ofthe course, Ofthe nature course, nature theof the (even of nature (even of aa single) (even aofsingle) (even ametaphor single) metaphor a single) metaphor itself metaphor itself implies itself implies itself by implies its byimplies dialectic itsby dialectic its bydialectic of its‘A of dialectic is ‘A of is Of course, course, the nature ofnature (even single) metaphor itself implies by its dialectic of ‘A is B’ B’ Ismetaphors it possible thatnot ansupposed ‘over-abundance’ of verbal images leads ‘A≠B’ ‘A≠B’ that ‘A≠B’ that metaphors ‘A≠B’ that that metaphors are are not supposed are not are supposed not to supposed to absolutize to absolutize to an absolutize image. an image. anWhereas, image. an Whereas, image. Whereas, in Whereas, in the visual invisual the arts, in vi tha ‘A≠B’ that metaphors aremetaphors not supposed to absolutize absolutize an image. Whereas, in the the visual arts to deconstruction of single images? This question occurred to opposite opposite opposite consequence consequence opposite consequence of consequence absolutizing, of absolutizing, of absolutizing, of deconstruction, absolutizing, deconstruction, deconstruction, deconstruction, and and fragmentation fragmentation and fragmentation and fragmentation would would occur would occur (due would occ (du opposite consequence of absolutizing, deconstruction, and fragmentation would occur (due to t me when studying over-abundance (avalanche) of of material avalanche avalanche avalanche of avalanche of images), of we images), of have we images), have to we state to have we state that have to that state aato large astate that large number athat large number a large of number images ofnumber images causes images of causes images the causes individual the causes individual the indiv the ima avalanche of images), images), we have tothe state that large number of images causes the individual im images and horror vacui (in and drawings, paintings, or stained glass), to to each to each put to other put each other into each other into perspective other into perspective into perspective perspective and are and mainly and mainly are contributing are mainly contributing mainly contributing contributing their specific their specific their speci nuan ns to put put put each other into perspective and are are mainly contributing theirtheir specific nuan leading to the deconstruction of singular material images and Deconstruction Deconstruction Deconstruction Deconstruction would would arguably would arguably would arguably be be arguably strong too bestrong too abe strong too a concept strong ahere, concept ahere, concept although here, although here, although itit is although is clear itthat is clear that itGod is God clear that can Deconstruction would arguably be too too strong a concept concept here, although isitclear clear that God canco 88 urge to theanimal, of pictorial programs. 93 93 93 93 93 be a human, be aan be human, aanimal, anfragmentation human, animal, anand animal, anand aaanimal, plant aand plant at the plant at athe same plant atsame the moment at same moment the The same in moment inmoment metaphor. inprocess metaphor. inOne metaphor. One may may One further One further maypon m fu be aabehuman, human, an and plant ataand the same moment in metaphor. metaphor. One may further po too amany images can images 94lead 94 94 94 such such as the as such statement the such asstatement the asstatement the in Hosea statement in individual Hosea in 11:9, Hosea 11:9, incauses Hosea 11:9, causes or 11:9, causes increases or causes increases or increa the or se th in whether whether aawhether negation a whether negation negation in awriting, in negation writing, in94 writing, in writing, such asto misperception the statement in of Hosea 11:9, causes or increases the s whether negation in writing, (by and of the image programme (through 95 95 95 95 95deconstruction) of of transcendence. of transcendence. of transcendence. of transcendence. transcendence. 89 The in the present most aptLeMon’s fragmentation). Besides Besides an Besides avalanche anBesides avalanche an avalanche an of images ofbest, images ofand presented images ofpresented images presented in intext, a context text, inLeMon’s a in LeMon’s text, a text, LeMon’s study study on Y onHWH Y study on Y on HWH ’s ’s H Besides an avalanche of avalanche images presented in aapresented text, LeMon’s study onstudy Y HWH ’s win win example of how images possibly become deconstructed is proforms forms testifies forms testifies forms to testifies another to testifies another to process, another to process, another process, which which process, also which also subverts which subverts also also subverts verbal verbal subverts images. verbal images. verbal LeMon images. LeMon images. discusses LeMon discus LeM forms testifies to another process, which also subverts verbal images. LeMon discussesd vided by Brigitte Seifert’s study on the many metaphors for ‘multistability’ ‘multistability’ ‘multistability’ ‘multistability’ of a single of image: a of single image: a single ‘Multistability image: ‘Multistability image: ‘Multistability ‘Multistability occurs occurs where occurs where occurs an image an where image an conveys image an conveys image two conveys [or convey [or tw ‘multistability’ of aaofsingle single image: ‘Multistability occurs where anwhere image conveys twotwo [or mo mo God in the book of Hosea: God is, among others, a husband, 96 96 96 96 IdH] IdH] different, IdH] different, IdH] different, but but equally equally butvalid, equally butvalid, equally “interpretations” valid, “interpretations” valid, “interpretations” “interpretations” simultaneously.’ simultaneously.’ simultaneously.’ simultaneously.’ Each Each of the Each of96the various Each ofvarious the ofve vt IdH] different, butdifferent, equally valid, “interpretations” simultaneously.’ Each of the various ve a father/mother, a shepherd, a physician, a fowler, a lion, a moth, images images of Y images YHWH of Y YHWH HWH ’s ’sof HWH winged ’sform winged ’sform winged draws form draws on form draws aaonunique draws a unique on aset on unique of set a unique winged ofset winged ofset forms winged offorms winged (such forms (such as forms a(such a(such winge as ade images ofimages Yof HWH ’s winged winged form draws on unique set of winged forms (such as aaswinged winged daw and a fruitful cypress.90 The most telling illustration is how she different different different forms different forms of winged of forms winged of sun winged of sun winged disks, disks, sunand sun disks, and aadisks, winged aandwinged and a warrior) winged a warrior) winged warrior) for warrior) which which forLeMon for which LeMon which prov LeM different forms offorms winged sun disks, and winged warrior) for for which LeMon provp deals with Hosea 11:9 ( ; ִכּי אֵל אָ ֽנֹכִי וְֹלא־אִיׁש ְ ּבק ְִר ְבָּך קָד ֹוׁשFor I am iconographic iconographic iconographic iconographic evidence. evidence. evidence. Thus, evidence. Thus, these Thus, these Thus, single these single these images single images single are images images subverted subverted are are subverted through subverted through through their throug inhe thi iconographic evidence. Thus, these single images are are subverted through theirtheir inhe God and not (a) man, holy in your midst). One could discuss how multiplicity. multiplicity. multiplicity. multiplicity. multiplicity. the negation influences this metaphorical statement (anthropomorphism) and the consequences to draw from it. Nevertheless, Conclusion/Recapitulation Conclusion/Recapitulation Conclusion/Recapitulation Conclusion/Recapitulation Conclusion/Recapitulation leaving that aside, she says:
Itdifficult is not be understood from this thatreligious human physicality such is of ItIt is is sometimes It is Itsometimes is difficult sometimes to difficult to difficult distinguish to distinguish tothe distinguish the religious religious the character the character religious character of character ofas certain offorms certain forms certain of materiality. of materia forms of mo isItsometimes sometimes difficult toto distinguish distinguish the religious character of certain certain forms of forms materiality implied by ‘Gottebenbildlichkeit’. For example Schellenberg, Der Mensch, das the other other the hand, other hand, the because other hand, because hand, of because its ofbecause human its of human itsagents, of human its agents, human religion agents, religion agents, is religion always isreligion always isembodied. always is embodied. always embodied. Beyond embodied. Beyond this, Beyond this, howe Beyo ht the the other hand, because of its human agents, religion is always embodied. Beyond this, howe Bild Gottes? 88 religion religion can religion can take religion take forms, can forms, take canwhich take forms, which are which minimal are which minimal are in minimal are their in minimal their materiality in materiality their in their materiality –– and materiality – and likewise –likewise and likewise and inlikewise their pictoria in pict thei in Hellemans, Laforms, Bible Moralisée, and Hellemans, ‘ “Horror vacui” Evil in – in religion can take forms, which are minimal in their materiality and likewise in their their pictoria the Incarnated World regarded the Pictoriality Pictoriality Pictoriality can Pictoriality can be regarded be canregarded be can regarded as beof aaas hybrid aBibles hybrid as aMoralisées’. form as hybrid form a between hybrid form between form between materiality materiality between materiality and materiality and immaterial immaterial and and immaterial expressio immate exprese Pictoriality can be regarded as hybrid form between materiality and immaterial expressio 89 An avalanche, not just many, but overwhelmingly many; in didactical content. content. However, content. However, content. However, aamost minimum However, a clearly minimum a for minimum of apictoriality minimum of pictoriality pictoriality of or even oravalanche even aniconography or aniconography even or even aniconography has its itshas own communicatio its has communi own its own com content. However, minimum ofpictures pictoriality orpictoriality even aniconography has has its own own communicati terms, of of war: ‘Cette d’images – aniconography manipulées strength strength and strength and content. strength and–Sometimes content. and Sometimes content. Sometimes similar Sometimes similar religious similar religious similar religious concepts concepts religious concepts can be concepts be can expressed be can in be expressed in opposite in form oppo inf strength and content. Sometimes similar religious concepts can be expressed in opposite opposite form ou content. non est souvent considérée (…) comme une pollution decan nosexpressed espaces de expressed pensée’, Cherel, ‘Regards sur la guerre’, p. 282. materiality materiality materiality and materiality and pictoriality, pictoriality, and pictoriality, and as pictoriality, the as example the as example the as of example the church of example church of architecture church of architecture church architecture in architecture section in section in 1.3 section in shows 1.3 section shows 1.3 above. show 1.3 abov materiality and pictoriality, as the example of church architecture in section 1.3 shows above.s 90 87
It is to be acknowledged that even this is not an example of ‘overabundance’, and one may ponder whether such a thing can exist in literature, especially literature, which is available in book form for rereading and reflection. The danger of fragmentation and deconstruction is also present when simifragmentation fragmentation fragmentation and fragmentation and deconstruction and and isisdeconstruction also iscomparable, also present ispresent also when is but present also when similar present similar when words when similar words are used words are used in words are comparable, inused are comparable, in used comparable, but in comparable, linguistically but linguistically but lingui but diff fragmentation and deconstruction also present when similar words aresimilar used in comparable, but linguistically dif lardeconstruction words aredeconstruction used in linguistically different forms: to what forms: forms: to forms: to what extent forms: toextent what are to what extent are the extent are variations the are ים variations ִ֗ההthe ִ֗ה,,ָא ֖ ֱָאאללֹל ֵ ֖ ֵֽ יםההָה ,,ִיםל א ֹֽל ֱֹלאההֹל ֵ ֖ ִָ֗אה,ֱים ִָיםאה ִ֗ ִים ָאֹל ֵאהָ ֵא ֽלֱהא ֱלא ֵ ֹ֖ל,ִים ,,ָאלל ( ֵֹלהא ֶאֵ ֶ֖האלHebrew (אHebrew ֱ ,ִיםל ,ִיםא ֶ (ֹלהHebrew ֱֵאל,ִים לwords words ֶאwords (אלHebrew ֵ ,לwords ֶאof of (Hebrew one words ofstem stem one words of stem el which of elstem one which can el stem be which canuse el bew forms: to what what extent are the variations ים ִ֗ יםא ֱאֹלֹל ֱ ֽ ָֽהָהvariations ִים ֱ ,ה,ִיםלה of one stem elone which can be use one extent arethe thevariations variations (Hebrew ‘God’), ‘God’), and their and their constructed ‘God’), constructed their andcan constructed (declinated) their constructed forms forms (declinated) significant significant forms for significant their for significant their users, forusers, and their for the and users, their use theusers, and of use multiple the of and multiple use thevariants of use multiple variants of multiple meaningful variants meaning varia m fo eland which be(declinated) used (declinated) for ‘God’), and forms their constructed (declinated) forms ‘God’), and‘God’), their constructed (declinated) forms significant for their users, and the use of multiple variants meaningful f audience(s)? audience(s)? audience(s)? For audience(s)? For example, For see example, For Wardlaw, see example, Wardlaw, see Conceptualizing Wardlaw, see Conceptualizing Wardlaw, Words Conceptualizing Words for Words for God within Words for within the God for Pentateuch. the within God Pentateuch. within thethe Pentateuch. the Pentateuch. significant for their users, and the Conceptualizing use of multiple variants meaningful for audience(s)? For example, example, see Wardlaw, Conceptualizing Words for God God within the Pentateuch. 91 91 91 91 91 Seifert, Seifert, Metaphorisches Seifert, Metaphorisches Seifert, Metaphorisches Reden Metaphorisches Reden von von Reden im Reden von Hoseabuch, imGott Hoseabuch, von im Gott Hoseabuch, p. 225 p. Hoseabuch, (italics 225 Words (italics p. by 225 p. (italics by 225 author). (italics by author). by author). audience(s)? For example, see Gott Wardlaw, Conceptualizing for God within Seifert, Metaphorisches Reden von Gott Gott im Hoseabuch, p.im 225 (italics by author). author). 92 92 92 92 92 theSeifert, Pentateuch. Seifert, Seifert, Metaphorisches Metaphorisches Seifert, Metaphorisches Reden, Metaphorisches Reden, p. Reden, p. 236, and Reden, p. and 285 236, p.p.(Seifert’s 285 and 236,(Seifert’s p.and 285 italics). p.(Seifert’s 285 italics). (Seifert’s italics). italics). Seifert, Metaphorisches Reden, p. 236, 236, and p. 285 (Seifert’s italics). 93 93 93 93 93 This This isis possible isThis possible is This with possible with is aa multi-scope possible a with multi-scope awith multi-scope network a multi-scope network (Kövecses, network (Kövecses, network (Kövecses, Metaphor, Metaphor, (Kövecses, esp. Metaphor, pp. Metaphor, 267–83 pp. esp. 267–83 pp. esp. or aaor pp. megablend/comp a267–83 megablend/ or a mega or a This possible with multi-scope network (Kövecses, Metaphor, esp. esp. pp. 267–83 or 267–83 megablend/com integration integration network, integration network, integration see network, Fauconnier seenetwork, Fauconnier see Fauconnier and seeTurner, and Fauconnier Turner, and The Way The and Way We Turner, The Think, We Way The Think, esp. We Way pp. Think, esp. We 153–59. pp. Think, esp. 153–59. pp. esp. 153–59. pp. 153–59. integration network, see Fauconnier and Turner, TheTurner, Way We Think, esp. pp. 153–59. 94 94 94 For For example For the apophatic For the example apophatic thematerial apophatic the material apophatic aniconism material aniconism material in aniconism section inaniconism section 1.3 in above. section 1.3inabove. section 1.3 above. 1.3 above. For94example example the94example apophatic material aniconism in section 1.3 above. 95 95 95 95 307 Due to Due tohistorical Due the95historical toDue theand to historical the textual andhistorical textual Hebrew and textual Hebrew andBible textual Hebrew Bible perspective, Hebrew perspective, Bible Bible perspective, we perspective, we not will deal notwill with deal wenot will with other deal not other kinds with dealkinds other of with negotiating of other kinds negotiatin kinds of neg bet Due to the the historical and textual Hebrew Bible perspective, we will will notwe deal with other kinds of negotiating beto pictoriality pictoriality pictoriality and and pictoriality aniconism, and aniconism, such and such as aniconism, assuch music and as such calligraphy, music and ascalligraphy, music and calligraphy, see and calligraphy, see Brueggemann, see Brueggemann, seeOld Brueggemann, Testament Old Testament Old Theology, Testament OldTheology, Testament pp. Theology, 230–33, pp. Theol 230 pictoriality and aniconism, aniconism, such as music music and calligraphy, see Brueggemann, Brueggemann, Old Testament Theology, pp. 230–33, HWH in group in HWH a group in HWH dominant adominant of group indominant a group ofnouns dominant of nouns and dominant second a nouns second andgroup a and second group which a second which group subvert gro wh su distinguishes distinguishes distinguishes the noun the noun used theused as noun the metaphors asnoun used metaphors as used for metaphors as Y metaphors YHWH foraa Y for Yof HWH in group of nouns and aand anouns second group which subver distinguishes the distinguishes noun used as metaphors for Yfor former former as warning as a warning former asagainst a warning as against areductionism warning against reductionism against reductionism and reification. and reification. and reification. and reification. former as aa former warning against reductionism andreductionism reification.
illustration illustration isis how how she she deals deals with with Hosea Hosea 11:9 11:9 (וֹשׁ (ִרִרבּבְָּךְָ֣ך֣ קק֔ ָ֔דָדוֹשׁ ְ ְ ישׁ ְבּ ְבּקק ְֹלא־ ִ֔ ִ֔אאישׁ ;כּ֣י֣י ֵ ֤ ֵא ֤אלל אָאָ ֽנ ֹֽנ ֹ ִכ ִכ ֙י ֙י ווְֹלא־ ִ ;כּ ִ For For II am am illustration is how she in deals with Hosea 11:9 (ק ָ֔דוֹשׁdiscuss ְֹלא־ ִ֔א ִכ ֙י וnegation ֹ ֽנnegation ָ;כּ֣י ֵ ֤אל א ִ For I am God ֣ישׁ ְבּק ְִרבְָּך (a) (a) man, man, holy holy in your your midst). midst). One One could could discuss how how the the influences influences this thia (a) man, holy in your midst). One I. J. DE could discuss how the negation this metap statement statement (anthropomorphism) (anthropomorphism) and and the the consequences consequences to to draw drawinfluences from from it. it. Nevertheles Nevertheles HULSTER statement (anthropomorphism) and the consequences to draw from it. Nevertheless, leavi aside, aside, she she says: says: aside, she says: relativiert undund ‘DieseMetapher Metapher [ישׁ [ in Hosea ‘Diese ‘Diese Metapher [ֹלא־ ִ֔ ִ֔אאישׁ אָאָ ֽנ ֹֽנ ֹ ִכ ִכ ֙י ֙י ֹלא־in in Hosea Hosea11,9] 11,9] 11,9] relativiert relativiert und transzendie transzendie 91 91 ‘Diese werden Metapher [ֹלא־ ִ֔אישׁ ִכ ֙יDamit ֹ אָ ֽנMetaphern in Hosea 11,9] und transzendiert. […] transzendiert. […] werdenin zugleich alle Metaphern werden zugleich zugleich alle alle Metaphern in ihre ihrerelativiert Schranken Schranken verwiesen.’ verwiesen.’ ‘[Weil] ‘[Weil] 91 91 werden“heilig”’ zugleich alle‘in Metaphern in ihre verwiesen.’ ‘[Weil] GottMa zu ‘[Weil] Gott zugleich “heilig” ’ in ihre Schranken verwiesen.’ “heilig”’ und und ‘in deiner deiner Mitte’ Mitte’ [ist,] [ist,]Schranken […] […] verschließt verschließt die die mit mit ִישׁ ֹלא־אאִישׁ [ ֹלא־kein [kein M und ‘in deiner Mitte’ [ist,] […] verschließt die mitׁ “heilig”’ und ‘in deiner Mitte’ [ist,] […] verschließt die mit ִישׁ א ֹלא־ [kein Mann] ma Grenze Grenze menschlichen menschlichen Redens Redens von von Gott Gott keineswegs keineswegs die die Möglichkeit, Möglichkeit, ihm ihm [kein Mann] markierte Grenze menschlichen Redens von Grenze sondern menschlichen Redens von Gottdafür, keineswegs Möglichkeit, zu als beg sondern bewahrt bewahrt die die Offenheit Offenheit dafür, ihn ihn zu zu die erkennen erkennen als als den denihm Gott, Gott, als 92 92 ihnihm Gott keineswegs die Möglichkeit, zu begegnen, sondern sondernseinem bewahrt die Offenheit dafür, zu erkennen als den Gott, als der er s seinem Volk Volk je je neu neu erweist.’ erweist.’ 92 dafür, ihn zu erkennen als den Gott, bewahrt die Offenheit seinem Volk je neu erweist.’ Of Of course, course,alsthe the nature of (even (even aaVolk single) single) metaphor metaphor itself itself implies implies by by its its dialectic dialectic of o dernature er sich of an seinem je neu erweist.’92 Of course, the nature of (even a single) metaphor itself implies by its dialectic is v ‘A≠B’ ‘A≠B’ that that metaphors metaphors are are not not supposed supposed to to absolutize absolutize an an image. image. Whereas, Whereas,ofin in‘Athe the ‘A≠B’ opposite that notof supposed to absolutize an image. Whereas, visualoc a opposite consequence consequence of absolutizing, deconstruction, deconstruction, and and fragmentation fragmentation would oc Of metaphors course, theare nature of absolutizing, (even a single) metaphor itself implies by in thewould oppositeavalanche consequence of deconstruction, andare fragmentation would occur (du avalanche of of images), images), we have have to to state state that aa large large number number of of images images causes causes the the ind ind its dialectic of ‘Aabsolutizing, is B’we and ‘A≠B’ that that metaphors not supposed avalanche of images), we have to state that a large number of images causes the individual to toto absolutize put put each each other other into into perspective perspective and and are are mainly mainly contributing contributing their their spec spe an image. Whereas, in the visual arts, the opposite to put Deconstruction each other into perspective and are mainly theiritit is specific nu Deconstruction would would arguably arguablydeconstruction, be be too too strong strong aa concept concept here, here, although although is clear clear that tha consequence of absolutizing, and contributing fragmentation 93 93that God ca Deconstruction would arguably be too strong a concept here, although it is clear be bewould aa human, human, an(due animal, animal, and and aa plant plant at atof the the same same moment moment into metaphor. metaphor. One One may may occuran to an avalanche images), we havein state 94 94 the same moment in metaphor.93 One may further be a human, an aaanimal, and awriting, plant at such such as as the the statement statement in in Hosea Hosea 11:9, 11:9, causes causes or or incre incr whether whether negation negation in in writing, that a large number of 94 images causes the individual images to put 95 95 such as the statement in Hosea 11:9, causes or increases th whetherof negation in writing, ofaeach transcendence. transcendence. other 95 into perspective and are mainly contributing their of transcendence. Besides Besides an an Deconstruction avalanche avalanche of of images images presented presented in inbeaa too text, text,strong LeMon’s LeMon’s study study on on Y YH specifican nuances. would arguably Besides avalanche of images presented in a text, LeMon’s study on YLeMon HWH ’s w forms forms testifies testifies to to another another process, process, which which also also subverts subverts verbal verbal images. images. LeMon a concept although it is clear that can only be a human, forms testifies to here, another process, which alsoGod subverts verbal images. LeMon discuss ‘multistability’ ‘multistability’ of of aa single single image: image: ‘Multistability ‘Multistability occurs occurs where where an an93image image conveys conveys tt an animal, and a plant at the same moment in metaphor. 96 96 ‘multistability’ of a single image: ‘Multistability occurs where an image conveys two [or IdH] IdH] different, different, but but equally equally valid, valid, “interpretations” “interpretations” simultaneously.’ simultaneously.’ Each Each of of the the One may further ponder whether a negation in writing,9496such IdH] different, butY valid, “interpretations” Each of the various images images of of Yequally HWH HWH’s ’s winged winged form form draws draws on on aasimultaneously.’ unique unique set set of of winged winged forms forms (such (such as as aa in Hosea 11:9,disks, or increases sense(such images different ofas Ythe HWHstatement ’s winged draws acauses unique wingedthe forms a winged different forms forms of of95form winged winged sun sunondisks, and andsetaaofwinged winged warrior) warrior) for for as which which LeM Le of forms transcendence. different of winged sun Thus, disks, these and asingle winged warrior) which LeMon iconographic iconographic evidence. evidence. Thus, these single images images are are for subverted subverted through through prt Besides an avalanche of images presented a text, LeMon’sthrough their in iconographic evidence. Thus, these single imagesin are subverted multiplicity. multiplicity. study on Yhwh’s winged forms testifies to another process, multiplicity.
which also subverts verbal images. LeMon discusses the ‘multi-
Conclusion/Recapitulation Conclusion/Recapitulation stability’ of a single image: ‘Multistability occurs where an image Conclusion/Recapitulation
conveys two [or more – IdH] different, but equally valid, “inter96 simultaneously.’ Each of thereligious various character verbal images ItItpretations” isis sometimes sometimes difficult difficult to to distinguish distinguish the the religious character of of certain certain forms forms of of m m
It is sometimes to distinguish the religious certainembodied. forms of Beyond material the the other otherdifficult hand, hand, because because of of its its human human agents, agents, character religion religion isisofalways always embodied. Beyond the other hand, because of its human agents, religion is always embodied. Beyond this, ho 91 Seifert, religion religion can can take take forms, forms, which which are are minimal minimal in in their their materiality materiality – – and and likewise likewise in in the th Metaphorisches Reden von Gott im Hoseabuch, p. 225 (italics by religionPictoriality can take forms, which are minimal in their materiality – and likewise in their picto author). Pictoriality can can be be regarded regarded as as aa hybrid hybrid form form between between materiality materiality and and immaterial immaterial 92 Seifert, Pictoriality can be regarded as aReden, hybrid form materiality expres Metaphorisches p. 236, andbetween p. 285or italics). and immaterial content. content. However, However, aa minimum minimum of of pictoriality pictoriality or(Seifert’s even even aniconography aniconography has has its its own own com co 93 This is possible with a multi-scope network (Kövecses, Metaphor, esp. content.strength However, a minimum of pictoriality or even aniconography has its own communic strength and and content. content. Sometimes Sometimes similar similar religious religious concepts concepts can can be be expressed expressed in in opp opp pp. 267–83 or a megablend/composed integration concepts network, see Fauconnier and in opposite fo strengthmateriality and content. Sometimes similar be expressed materiality and pictoriality, aspp. 153–59. the thereligious example example of of church churchcan architecture architecture in in section section 1.3 1.3 show show Turner, Theand Waypictoriality, We Think, esp.as materiality and pictoriality, as the example of church architecture in section 1.3 shows abov 94 For example the apophatic material aniconism in section 1.3 above.
95 Due to the historical and textual Hebrew Bible perspective, we will not deal with other kinds of negotiating between pictoriality and aniconism, such fragmentation fragmentation and deconstruction deconstruction isis also also present present when similar similar words words are are used used in in comparable, comparable, but but lingu ling as music andand calligraphy, see Brueggemann, Oldwhen Testament Theology, pp. 230–33, forms: forms: to to what what extent extent are are the variations variations ים הָ ֽהָ ֽ ֱא ֱאֹלֹל ִ֗ ִ֗ההיםsimilar ,,ָאללfor ִים ִיםwords הhwh ֱא ֱאֹלֹלה,,ִים לִיםare ֵא ֵאל,,לused ( ֶא ֶאלHebrew (Hebrew words words of ofbut one onelinguistically stem stem el el whic whi ֖ ֵ הה ֵ ָ֖א,,Y fragmentation deconstruction isthe also present when in comparable, in a group of dominant whoand distinguishes the noun used as metaphors ‘God’), and and their constructed constructed (declinated) significant for their their users, users, and and the use use of of multiple multiple variants forms: to‘God’), what extent are the variations ֱאֹל ִ֗היםsubverts ֽ ָ ה, ֵ ָ֖אלforms הforms ,ִיםthe ֹלהsignificant ֱאformer , ֵאלִים,לas a warning ֶאfor (Hebrew words ofthe one stem el whichvariants can be nouns andtheir a second group (declinated) which against reducaudience(s)? audience(s)? For For example, example, see seeWardlaw, Wardlaw, Conceptualizing Conceptualizing Words forGod God within within the thePentateuch. Pentateuch. ‘God’), and their constructed (declinated) forms significant for theirWords users, for and the use of multiple variants meaningf tionism and reification. 91 91 Seifert, Seifert,Metaphorisches Metaphorisches Reden Reden von vonGott GottWords im im Hoseabuch, Hoseabuch, p. p. 225 225the (italics (italics by by author). author). audience(s)? For96 LeMon, example, see Wardlaw, Conceptualizing forp. 111. God within Pentateuch. Yahweh’s Winged Form in the Psalms, 92 92 91 Seifert, Seifert,Metaphorisches MetaphorischesReden, Reden, p. p.236, 236, and andp. p. 285 285(Seifert’s (Seifert’s italics). italics).
Seifert, Metaphorisches Reden von Gott im Hoseabuch, p. 225 (italics by author). 93 93 This This isis possible possible with withp.aa236, multi-scope multi-scope network (Kövecses, (Kövecses, Metaphor, esp. esp. pp. pp. 267–83 267–83 or or aa meg me Seifert, Metaphorisches Reden, and p. 285network (Seifert’s italics). Metaphor, integration integration network, network, see Fauconnier and Turner, Turner,(Kövecses, The TheWay Way We We Think, Think, esp. esp. pp. pp.pp. 153–59. 153–59. This is possible withsee a Fauconnier multi-scopeand network Metaphor, esp. 267–83 or a megablend/c 94 94 For Forsee example example the theapophatic apophatic material material aniconism aniconism in in section section 1.3 1.3 above. above. integration network, Fauconnier and Turner, The Way We Think, esp. pp. 153–59. 95 95 308 94 Due Duethe to toapophatic the the historical historical and and textual textual Hebrew Hebrew Bible Bible 1.3 perspective, perspective, we will will not not deal deal with with other other kinds kinds of of ne n For example material aniconism in section above. we 95 pictoriality pictoriality and and aniconism, aniconism, such such as as music music and and calligraphy, calligraphy, see Brueggemann, Old Old Testament Testament Theology, Theology Due to the historical and textual Hebrew Bible perspective, wesee willBrueggemann, not deal with other kinds of negotiating HWH inBrueggemann, aa group group of of dominant dominant nouns nouns and and aa second secondpp. group group w distinguishes distinguishes the the noun noun used as as metaphors metaphors for for Y YHWH pictoriality and aniconism, suchused as music and calligraphy, seein Old Testament Theology, 230– former former as aawarning warning against reductionism reductionism and andinreification. reification. a group of dominant nouns and a second group which sub distinguishes theas noun used asagainst metaphors for YHWH 92 93
RELIGION, PICTORIALITY AND MATERIALITY: A HEBREW BIBLE PERSPECTIVE
of Yhwh’s winged form draws on a unique set of winged forms (such as a winged deity, different forms of winged sun disks, and a winged warrior) for which LeMon provides iconographic evidence. Thus, these single images are subverted through their inherent multiplicity.
Conclusion/Recapitulation It is sometimes difficult to distinguish the religious character of certain forms of materiality. On the other hand, because of its human agents, religion is always embodied. Beyond this, however, religion can take forms, which are minimal in their materiality – and likewise in their pictoriality. Pictoriality can be regarded as a hybrid form between materiality and immaterial expression of content. However, a minimum of pictoriality or even aniconography has its own communicational strength and content. Sometimes similar religious concepts can be expressed in opposite forms of materiality and pictoriality, as the example of church architecture in section 1.3 shows above. The Hebrew Bible, and the religion it ‘represents’, does not prohibit materiality as such,97 but in its later stages it becomes critical concerning pictoriality (especially its so-called Deuteronomistic tradition). Still, one can find three categories of images: those banned (for religious reasons, often because they are part of other religions), apparent adiaphora (images met with indifference), and images which were clearly accepted, even within the established religious context. Israel’s exile and its subsequent reflection on its history caused a rejection of cultic images, although even before the exile certain forms of materiality were prohibited because of their relation with ‘other’ religions and certain forms of pictoriality were ‘simply’ (de facto) not practiced. The ‘aniconic turn’ is also related to the rise of monotheism(s) by being paralleled with the monotheizing tendency of focusing on one God. Likewise, the three monotheist traditions had to give account of the relation between their focus on one God and the ‘ban on images’. 97 It is even quite positive of materiality, in the sense in which Zimmerli used the term Weltlichkeit, see note 24.
309
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A brief reflection on materiality in ancient Israelite religion from an archaeological perspective pointed to miniature art as a source of knowledge about the religions in ancient Israel. It also portrayed the debate around cultic architecture, without being conclusive concerning the historical state of affairs and its implications. The Jerusalem temple, however, played its role in materializing the earliest Jewish religion and functioned as a symbol even long after its second destruction. The final section introduced the ‘aniconic turn’, arguing how this came about in a partly ‘evolutionary’ and partly ‘revolutionary’ development. Through this development concerning pictoriality, (new) ‘pictorial’ phenomena appeared within the limits of (material) aniconism and thus the article concludes with forms of immaterial pictoriality partially taking over the functions of material images, and even of materiality in general. In sum: every religion is material; but since the aniconic turn (for the Hebrew Bible and its subsequent traditions) new ways of dealing with pictoriality and materiality have been explored.
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28th–30th of August 1978, ed. by Harald Biezais, Scripta Instituti Donneriani Aboensis, 10 (Stockholm: Almqvist & Wiksell, 1979), pp. 41–52 Schellenberg, Annette, Der Mensch, das Bild Gottes?: Zum Gedanken einer Sonderstellung des Menschen im Alten Testament und in weiteren altorientalischen Q uellen, Abhandlungen zur Theologie des Alten und Neuen Testaments, 101 (Zürich: TVZ – Theologische Verlag Zürich, 2011) Schmitt, Rüdiger, ‘The Iconography of Power: Israelite and Judean Royal Architecture as Icons of Power’, in Iconography and Biblical Studies, Proceedings of the Iconography Sessions at the Joint EABS/ SBL Conference, 22–26 July 2007, Vienna, Austria, ed. by Rüdiger Schmitt and Izaak J. de Hulster, Alter Orient und Altes Testament, 361 (Münster: Ugarit-Verlag, 2009), pp. 75–96 Schroer, Silvia, In Israel gab es Bilder: Nachrichten von darstellender Kunst im Alten Testament, Orbis biblicus et orientalis, 74 (Freiburg, Schweiz: Universitätsverlag/Göttingen: Vandenhoeck & Ruprecht, 1987) Seeing Beyond the Word: Visual Arts and the Calvinist Tradition, ed. by Paul Corby Finney (Grand Rapids, Michigan and Cambridge: William B. Eerdmans Publishing Company, 1999) Seifert, Brigitte, Metaphorisches Reden von Gott im Hoseabuch, Forschungen zur Religion und Literatur des Alten und Neuen Testaments, 166 (Göttingen: Vandenhoeck & Ruprecht, 1996) Smend, Rudolf, ‘Essen und Trinken – ein Stück Weltlichkeit des Alten Testaments’, in Beiträge zur alttestamentlichen Theologie: Festschrift für Walther Zimmerli zum 70. Geburtstag, ed. by Herbert Donner and others (Göttingen: Vandenhoeck & Ruprecht, 1977), pp. 446–59 Sommer, Benjamin D., The Bodies of God and the World of Ancient Israel (Cambridge and others: Cambridge University Press, 2009) Staubli, Thomas, ‘ “Den Namen setzen”: Namens- und Göttinnenstandarten in der Südlevante während der 18. ägyptischen Dynastie’, in Iconography and Biblical Studies, Proceedings of the Iconography Sessions at the Joint EABS/SBL Conference, 22–26 July 2007, Vienna, Austria, ed. by Rüdiger Schmitt and Izaak J. de Hulster, Alter Orient und Altes Testament, 361 (Münster: Ugarit-Verlag, 2009), pp. 93–112 van der Steen, Eveline, ‘Bedouin Poetry and Landscape’, in The Land of Israel in Bible, History, and Theology: Studies in Honour of Ed Noort, ed. by Jacques van Ruiten and Jacobus C. de Vos, Sup316
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plements to Vetus Testamen tum, 124 (Leiden: Brill, 2009), pp. 415–29 van der Steen, Eveline, Near Eastern Tribal Societies during the Nineteenth Century: Economy, Society and Politics between Tent and Town, Approaches to Anthropological Archaeology (Sheffield: Equinox, 2013) The Oxford History of Christian Worship, ed. by Geoffrey Wainwright and Karen B. Westerfield Tucker (Oxford and others: Oxford University Press, 2006) The Phoenicians, ed. by Sabatino Moscati, trans. by Philip Barras and others (Milano: Bompiani, 1988) van der Toorn, Karel, ‘The Iconic Book: Analogies between the Babylonian Cult of Images and the Veneration of the Torah’, in The Image and the Book: Iconic Cults, Aniconism, and the Rise of the Book Religion in Israel and the Ancient Near East, ed. by Karel van der Toorn, Contributions to Biblical Exegesis and Theology, 21 (Leuven: Peeters Publishers, 1997), pp. 229–48 van der Toorn, Karel, ‘The Books of the Hebrew Bible as Material Artifacts’, in Exploring the Longue Durée: Essays in Honor of Lawrence E. Stager, ed. by J. David Schloen (Winona Lake, Indiana: Eisenbrauns, 2009), pp. 465–72 Tuell, Steven S., ‘Ezekiel 40–42 as Verbal Icon’, Catholic Biblical Q uarterly, 58/4 (1996), pp. 649–64 Wagner, Andreas, ‘Alttestamentlicher Monotheismus und seine Bindung an das Wort’, in Gott im Wort – Gott im Bild: Bilderlosigkeit als Bedingung des Monotheismus?, ed. by Andreas Wagner and others (Neukirchen-Vluyn: Neukirchener-Verlag, 2005), pp. 1–22 Wagner, Andreas, Gottes Körper: Zur alttestamentlichen Vorstellung der Menschengestaltigkeit Gottes (Gütersloh: Gütersloher Verlagshaus, 2010) Warburton, David A., ‘The Architecture of Israelite Temples’, in Ahab Agonistes: The Rise and Fall of the Omri Dynasty, ed. by Lester L. Grabbe, European Seminar on Methodology in Israel’s History, 6/Library of Hebrew Bible/Old Testament Studies, 421 (London: T&T Clark, 2007), pp. 310–28 Wardlaw, Terrance R., Conceptualizing Words for God within the Pentateuch: A Cognitive-semantic Investigation in Literary Context, Library of Hebrew Bible/Old Testament Studies, 495 (London: T&T Clark, 2008) White, James F., ‘The Spatial Setting’, in The Oxford History of Christian Worship, ed. by Geoffrey Wainwright and Karen B. 317
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Westerfield Tucker (Oxford and others: Oxford University Press, 2006), pp. 793–816 Wood, Alice, A., Of Wings and Wheels: A Synthetic Study of the Biblical Cherubim, Beihefte zur Zeitschrift für die alttestamentliche Wissenschaft, 385 (Berlin: de Gruyter, 2008) Yarden, Leon, The Spoils of Jerusalem on the Arch of Titus: A Reinvestigation, Skrifter utgivna av Svenska Institutet i Rom, 8°, XVI (Stockholm: Svenska Institutet i Rom, 1991) Zelensky Elizabeth, and Lela Gilbert, Windows to Heaven: Introducing Icons to Protestants and Catholics (Grand Rapids: Brazos Press, 2005) Zimmerli, Walther, Die Weltlichkeit des Alten Testaments, Kleine Vandenhoeck Reihe, 327S (Göttingen: Vandenhoeck & Ruprecht, 1971) Zwickel, Wolfgang, ‘Die Kultständer aus Taanach’, Taanach/Tell Taannek. 100 Jahre Forschungen zur Archäologie, zur Geschichte, zu den Fundobjekten und zu den Keilschrifttexten, ed. by Sigfried Kreuzer, Wiener Alttestamentliche Studien, 5 (Frankfurt am Main and others: Peter Lang, 2006), pp. 63–70
Abstract Religion combines ideas and practices. In its practices, religion materializes its ideas. If these materializations exist in or produce significant lifeless or dead matter, archaeology has a chance to uncover a way into this religion. Such matter is to be taken as a serious witness, in dialogue with the textual evidence a religion might have produced or caused, as the latter may be a more beaten track into the invisible of a religion. Pictures bridge the invisibility of a religion and the materiality, as pictures share the focus on content with texts and image carriers have their lasting nature as dead/lifeless matter in common with material evidence of a religion. This paper briefly addresses how the Hebrew Bible can be employed as ways into the religions it deals with and their materiality. Secondly, it employs materiality (artefacts and architecture) and images as witnesses of the religions in the First Testament. Thirdly, it discusses aniconism and makes a case for how imageless images communicate religion.
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MATTER AND MEANING IN THE DEAD SEA SCROLLS: READING THE GENESIS APOCRYPHON AS A PALIMPSEST
In her conference presentation Marlies Heinz mentioned the problem that translators working on ancient texts are unable to pick the right words because of the distance between their own concepts of, for instance, ‘palace’ and ‘temple’ and those of the past. Because of this problem, it becomes less attractive for archaeologists to let the text analyses of philologists accompany their interpretation of material remains. As a ‘text person’, I recognize the frustrating experience of realizing that our patterns of thought and concepts, and our presupposed knowledge of the cultures we deal with, block the way to a genuine understanding of what the texts were about. To some degree, this frustration can be overcome if we supplement the classical, philological methods with e.g. cross-linguistic and socio-cognitive perspectives: new reading strategies may lead to alternative ways to interpret texts and conceptualize their contents and meaning. If this does not settle the problem entirely, it may at least lead to a larger degree of sensitivity and ability to negotiate their conceptualizations. One such strategy could be to take a material approach to texts, and this is what I shall attempt in this presentation. The Dead Sea Scrolls were found in caves northwest to the Dead Sea from 1947 onwards and contained Jewish literature written or in use roughly from the second century bce to the first century ce in Hellenistic-Roman Palestine. A number of these texts were eventually included in the Jewish and Christian biblical canons, whereas others – although similar in content and form, and claiming more or less explicitly to convey divine knowledge – did not. The latter compositions appear to have been authored Religion and Material Culture: Studying Religion and Religious Elements on the Basis of Objects, Architecture, and Space, ed. by L. Bredholt DOI 10.1484/M.ASH-EB.5.114436 Christensen, J. Tae Jensen, Turnhout, 2017 (ASH, 3), pp. 319–339 ©
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or inspired by various literary figures from the Old Testament. Accordingly, they are designated ‘pseudepigraphs’ as an indication that they have falsely been attributed to such figures. Scholars dealing with biblical and pseudepigraphic literature in antiquity often speak of the authoritative status of those texts that later became part of the biblical canon. The exact meaning of the term ‘authoritative’ is rarely made clear. Oftentimes it appears to imply that biblical literature was prior to the pseudepigrapha and exegetical literature, which in turn were written because of the composers’ urge to bring biblical compositions up to date.1 Anyhow, scholars tend to evaluate the significance and usage of biblical texts in pre-canonical times in light of the status that this literature obtained later on. This situation, which is problematic, becomes clear in scholarly interpretations of the Genesis Apocryphon.2 This manuscript contains both pseudepigraphic and biblical material. Large chunks of each text type are incorporated, juxtaposed, and blended together. The composition has been given several genre definitions that betray a tendency in scholarship to emphasize the use of a later to become biblical tradition, which we know as the Book of Genesis, over the pseudepigraphic sources: ‘Rewritten Bible’, ‘Rewritten Scripture’, ‘parabiblical literature’ (altered versions of biblical literature), targum (Aramaic translation of Hebrew scriptures), midrash (interpretive text deriving meaning from the scriptural text). In this way, the greater authority, or importance, is ascribed to some parts of the work, and the meaning of the work as a whole and its constituent parts is deduced from this situation. Taking a material approach to the Genesis Apocryphon, I shall consider the traditions constituting the work as equally mate1 In the words of Craig C. Evans ‘What is common to most of this literature is the desire to update the biblical narrative to bring it more closely into alignment with the theological orientation of the Judaism of late antiquity’, quoted from Evans, ‘The Genesis Apocryphon and the Rewritten Bible’, pp. 153– 65, esp. p. 162. See also Alexander, ‘Retelling the Old Testament’, pp. 99–121, esp. p. 118. 2 From around 400 ce, ‘Apocryphon’ was a common designation for texts that were not allowed into the Jewish (or Christian) canons, but were regarded as unofficial and containing secret messages. Clearly, the Genesis Apocryphon, which was discovered among the Dead Sea Scrolls, received the designation in modern times.
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rial and thus as principally equal in weight and importance. The aim is to see if this changes the meaning of the Genesis Apocryphon in any way. Even if the Book of Genesis seems to be some sort of base text, it is not certain that its authority was undisputed at the time when the Genesis Apocryphon was composed; perhaps the motivation for creating this literary work was not to present a correct or adequate interpretation of scripture, i.e. the Book of Genesis, but something else.
The Text The Genesis Apocryphon is written in Aramaic.3 It recounts material from the Book of Genesis, especially concerning the figures of Noah and Abraham (the latter is called Abram, as in the biblical tradition until God renames him in Gen 17.5). The genre of the work is debated, and because of the manuscript’s uneven character, the issue has never really been settled. The text can be divided into two pericopes: The first, running from columns 3–17, differs markedly from the wording of the Book of Genesis; it includes significant elements and large sections inspired by pseudepigraphs, namely the Book of Jubilees and 1 Enoch.4 The latter dominates these columns with their focus on Enoch, Lamech, and Metusaleh. These figures have no significant role in the biblical text. Noah also figures prominently, and some scholars speculate that a now lost ‘Book of Noah’ may have
3 This document (1Q 20 or 1Q apGen), consisting of 22 columns, was among the first Dead Sea Scrolls found in caves near Khirbet Q umran in 1947. The most recent and comprehensive edition is Machiela, The Dead Sea Genesis Apocryphon. A New Text and Translation with Introduction and Special Treatment of Columns 13–17. 4 The large amount of copies of the Book of Enoch (Enoch 1) and the Book of Jubilees indicates the great popularity of both traditions in the Dead Sea community. The Book of Jubilees recounts the contents of the Book of Genesis, but presents its stories about creation and Israel’s patriarchs as made known through angelic revelation to Moses. The Book of Enoch (1 Enoch) has the marginal Biblical figure of Enoch (Genesis 5.21–24) as a central component. It recounts how Enoch had travelled both to the end of the world and to the seventh heaven and had thus gained insight into how evil was introduced to the world because the fallen angels – ‘sons of God’ – had trespassed God’s will by taking human wives and by teaching them all sorts of handicraft and sorcery.
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inspired this pericope.5 All in all, it may be apt to designate parts of this pericope as ‘rewritten Enoch’. The section about Abram running through columns 19–22, on the other hand, appears to be targumic, because it runs parallel to the Hebrew text in the Book of Genesis, mostly with only minor variations. There have been endless discussions about the redaction history of the Genesis Apocryphon, but here, too, it has been difficult to obtain consensus as to whether the Genesis Apocryphon used 1 Enoch and Jubilees as a source, or if, on the contrary, they used the Genesis Apocryphon as a source, or if all of these texts draw on common sources and traditions that are not available to us today. Whichever the case may be, it is easy to see that the Genesis Apocryphon is a composite work, and this suggests the incorporation of earlier traditions to at least some degree. Moshe Bernstein has demonstrated that the first and second pericopes have widely different practices for how to refer to the divinity. Based on this he proposes that the material of each pericope has its own developmental history and therefore that two independent authors may have composed the Genesis Apocryphon with one pericope each.6 In other words, at least two different traditions are present, and this favors the idea that the final authors or redactors of the Genesis Apocryphon knew and made used of earlier traditions like 1 Enoch and the Book of Jubilees and did not invent them.
The Reading of Palimpsests In the literary sense, palimpsests are manuscripts overwriting old, erased manuscripts. Especially from the seventeenth century many palimpsests were discovered, and methods were developed to make vestiges of older layers emerge, so that they could be read. Theories have subsequently been developed that use the 5 Thus, other Dead Sea Scrolls seem to refer to Noah and particularly to his birth, which is central in the five first columns of the Genesis Apocryphon as well as in 1 En 106–07: 1Q 19 (1Q Livre de Noé), 4Q 534 (4Q Mess ar; 4Q Naissance de Noé a ar), 4Q 535–536 (4Q Naissance de Noé b-c ar), 6Q 8. 6 Bernstein, ‘Divine Titles and Epithets and the Sources of the Genesis Apocryphon’, pp. 291–310.
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palimpsest as a metaphor for how layers of memory, e.g. in the human brain, in the landscape, or in the literature are retrieved and activated in new contexts. In a way, the layers thereby become contemporary and equal in weight and significance. In Sarah Dillon’s words, ‘[t]he palimpsest is a space in which two or more texts, often different and incongruous, coexist in a state of both collision and collusion’.7 This effect of palimpsest reading is sometimes described as a sexual relationship, a unification that Dillon refers to as the ‘palimpsestuous’ (and compares to ‘incestuous’). To look at the Genesis Apocryphon as a palimpsest it is to take a material approach to it; because the act of creating a palimpsest is to put together material, texts that are recognized as such, as objects already existing in their own right. When texts are put together like this, they take on new meanings. Whichever meanings they had in their original contexts, these now become subordinated to the new literary context in the palimpsest and to the social context of the palimpsest. This does not mean they cannot carry vestiges of old meanings, but the new context must bring new meaning into the constitutive texts. In principle, all the material constituting a palimpsest is equally subject to this process of change. For the Genesis Apocryphon, this means that the material brought in from the Book of Genesis would take on new meanings, and so would the other material used. The literary critic Michael Davidson has written on the palimpsest appearance of manuscripts from the hands of postmodern poets, and he has given special attention to the American objectivist poet George Oppen. When Davidson discusses these kinds of manuscripts, he speaks not only of the texts involved but of manuscripts in the more clearly material sense of sheets of papers, and whatever is written on them. He describes what he as the curator for an archive for new poetry discovered when he opened boxes of manuscripts from the hand of George Oppen. These manuscripts had not been sorted but appeared to be ‘a great midden with shards of writing in every conceivable form’. And he continues:
Dillon, The Palimpsest, p. 52.
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‘A page containing a verse from the early 1960s would be followed by a page with scribbles from his last days. Prose and poetry were interspersed with grocery lists, phone numbers, quotations from philosophers, observations on films, tables of contents from books (his own and others). Every conceivable type of paper had been used, from cheap, high acid newsprint (seriously decaying and flaking) to letterhead bond. Writing had been performed equally by typewriter and pen, the former often heavily annotated by the latter. Occasionally, passages of a particular importance had been circled by crayons or felt-tipped pencil. Each manuscript page was like a collection as a whole: a marvelously scribbled, jumbled and chaotic written field’.8 Davidson shows with his description how instant the process of producing such manuscripts can be. Now, I know there is a huge difference between such un-edited manuscripts, coming directly from the hand of a poet, and the Genesis Apocryphon, which is an edited work written on carefully produced and costly sheets of leather. Yet, these palimpsests have in common that they are not simply expositions of particular circumstances or ideas, because they have come about not just as processes of writing, but as processes of doing something else: Davidson emphasizes that the production of palimpsests is more about ‘struggling for a vision’ or negotiating a subject, than it is about giving the perfect presentation of a matter.9 He suggests that, for a poet like Oppen, the palimpsestuous page is ‘a speculative field or “conversation” ’, and a process of ‘response and contention’.10 With regard to discussions about how the Hebrew biblical canon developed, George Brooke has suggested something similar. On one hand, Brooke holds that rewritten scriptural texts depend on ‘authoritative’ base texts, but on the other hand, he insists that they have an ‘editorial intention’, which is different from the base text. This implies that the intention of rewriting the scriptural text was not only to decipher its meaning, but also to endow it with new meaning. In fact, Brooke even suggests that the reworking of scriptural texts may be an expression of opposi Davidson, ‘Palimtexts’, pp. 75–95, quote p. 85. Davidson, ‘Palimtexts’, p. 87. 10 Davidson, ‘Palimtexts’, p. 84, p. 93. 8 9
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tion and deliberate deviance from that which the authoritative scripture or tradition represented.11 In this, he deviates from the common assumption that authoritative scriptures with their rewritings and interpretations basically constitute a monolithic unity and represent unbroken traditions, the authority of which was hardly questioned in the process.12 Brooke suggests that ‘the reworked scriptural compositions can be understood as the principal vehicle through which interest was maintained in the texts which later became canonical’.13 In other words, the reason for rewriting a particular piece of literature was perhaps not that its authority had already been established as a fact; rather, the greater authority of a text might also be achieved during the process of rewriting. Theoretically, the meaning of scriptural authority is found not only in people’s veneration for the texts or traditions but also in their resistance to them. Even if it may be correct that people rewriting scriptures did not ‘intend to replace or to supersede the Bible’, as Alexander put it, they may have wanted to challenge scripture for different reasons.14 This line of thought shifts the focus from the scriptural traditions themselves – in their capacity of maintaining traditions through shifting conditions – to the interaction of different groups of people claiming ownership to the traditions over time; a particular interpretation may result from some people’s need to overthrow extant interpretations of an authoritative tradition, and in that case the interpretation has left the trace of a discrepancy or conflict on the social level. As we shall see below, the Genesis Apocryphon contains traditions that could be seen as conflicting, or at least as being in dialogue. In connection with how palimpsests are created by acts of responding to or contending something, Davidson pays attention to a particular quality in the materiality of palimpsests:
Brooke, ‘Justifying Deviance’, pp. 74–87; Brooke, ‘Between Authority and Canon’, pp. 85–104, esp. p. 90. 12 Crawford, Rewriting Scripture in Second Temple Times, pp. 3–4. 13 Brooke, ‘Between Authority and Canon’, p. 94. 14 Alexander, ‘Retelling the Old Testament’, pp. 99–121. 11
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Unfortunately, much modernist criticism has defined ‘materiality’ in strictly rhetorical terms – the foregrounding of poetic devices and the defamiliarizing of language – thus validating artisanal aspects of the poem: ‘to the exclusion of the world in which it is produced ’ [italics are mine].15
Saying this, Davidson refutes the idea that the materiality of the palimpsest should be found in its style and finish, in its having been shaped in a particular way to a purpose. According to him, the material quality of the palimpsest (or of the text, for that matter) is rather in its inclusion of the world in which it has been produced. What does this mean? When a writer brings together diverse elements because of how they help a process of thought, they point to contexts of objects outside the text, which is material or conceptual. In George Oppen’s words, the materiality (of texts) implies ‘ “objects” and the realms of value that objects constellate’ 16 So, even if the Genesis Apocryphon has been carefully edited, in contrast to Davidson’s boxes of Oppen’s poetry manuscripts, it will be useful to keep this material quality of the palimpsest in mind: being a Palimpsest, the text indexes, or hints at, diverse social contexts, lines of thoughts, and representations of the world, and engages them in a dialogue where matters are not completely settled beforehand. What, then, might it be that the traditions of the Genesis Apocryphon hint at?
Palimpsestuous Readings in the Genesis Apocryphon George Nickelsburg reads the Genesis Apocryphon as a story about ‘patriarchs who worry about their wives’.17 In the biblical narrative of Abram and Sarai in Egypt (Gen 12:10–20) we are told that Abram, trying to prevent Pharaoh from killing him and getting hold of his beautiful wife, made Sarai lie to Pharaoh’s people and tell them she was his sister and not his wife. The plan was successful insofar as Pharaoh took Sarai to his house, but
Davidson, ‘Palimtexts’, p. 87. Davidson, ‘Palimtexts’, pp. 87–88. 17 Nickelsburg, ‘Patriarchs Who Worry about Their Wives’, pp. 137–58. 15 16
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did not do Abram any harm. When subsequently Egypt was hit by a number of plagues, Pharaoh realized he had taken another man’s wife, and he sent Sarai away with Abram. The Bible does not say what exactly happened between Pharaoh and Sarai before he let her go, but the biblical parallel narrative about Abraham and Sarah in Gerar stresses that the king of Gerar, who like Pharao had taken Sarah to his house because of her beauty, had not slept with her (Gen 20:4). God had promised Abram an offspring, which was to become a great people. Much of the biblical narrative deals with Abram and Sarai’s childlessness, so clearly an offspring to Pharaoh through Sarai would be catastrophic! Therefore it is interesting how the Genesis Apocryphon claims that impotency was one of the plagues striking Pharaoh and his house: there was no way that Pharaoh could have had sexual intercourse with Sarai – even though she had spent as much as two years under his roof (1Q apGen 20,16–18)! So yes, Nickelsburg is correct in assuming that Abram in the Genesis Apocryphon worried about his wife and needed assurance that she and Pharaoh had not come too close. In its story about Noah, the Genesis Apocryphon deals with the time prior to Noah’s birth: his Father Lamech, mentioned in passing in the Book of Genesis, has a quarrel with his wife Batenosh, who is not mentioned in the Bible at all, but in the Book of Jubilees (Jub 4,28). He fears that she may have had an affair and that Noah is therefore not his child. There is no mentioning of another man, but Lamech has the suspicion that one of the ‘sons of God’, or ‘watchers’, who had apparently been tempted to marry human females, may be Noah’s biological father (1Q apGen 2,1). These supernatural beings are mentioned in passing in the Bible in a mysterious passage, which does not fit very well into the co-text (Gen 6:1–4). However, in the Genesis Apocryphon and in 1 Enoch, they play decisive roles: their transgression of the border between the human and the divine spheres through their sexual relations with earthly women has brought about misery on earth, not least because their progeny, the ‘giants’, has caused disorder and destruction (1 En 1–16; 1Q apGen 1–2; 6,19). It is therefore perfectly understandable that Lamech worries about his wife. Through his father Metusaleh he addresses Enoch, the man who according to enochic 327
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tradition has received revelatory knowledge about these things. Fortunately, Enoch assures him that nothing inappropriate had taken place. The implication is that Noah is fully a human being, carrying only human genes further after the devastating Flood. Bernstein remarks that, contrary to how it is described in the Book of Genesis, Noah’s birth takes place after the watchers’ transgression both in the Genesis Apocryphon, 1 Enoch, and the Book of Jubilees (1Q apGen 1,1–16; 1 En 83–89; Jub 4,22).18 In the Genesis Apocryphon this detail has developed into the idea that the genes of the patriarchs might have become polluted by foreign seed. The Genesis Apocryphon’s handling of the material about Noah and Abraham thus exhibits the risk that unwanted seed is present, in humanity as such (through the progeny of Lamech/Noah) and in God’s chosen people (through the progeny of Abram). On the other hand, it refutes that this pollution had actually taken place and that the patriarch’s wives had been involved in such incidents. According to Ida Frölich, the two pericopes present evidence that no transgression had taken place and thereby confirm that ‘the hero and his offspring’ had actually received the land, which they therefore took in position by wandering throughout it (1Q apGen 11,11–17; 21,8–22).19 In contrast to the Book of Genesis, not only Abraham, but even Noah undertakes such a wandering in the land that God had given to him (compare Gen 13:14–17).20 Also in other ways, the Genesis Apocryphon synchronizes the narratives about Noah and Abraham – and about their wives – and thus produces a paradigmatic parallelism. For instance, Abram is made the receiver of a vision (1Q apGen 19,14–19), and in this he can be compared to figures such as Enoch and Noah (1Q apGen 19,15–17). When Abram is said to have read aloud from the book of Enoch, this points in the same direction because revelation is part of such an activity.21 Bernstein, ‘From the Watchers to the Flood’, pp. 39–63, esp. p. 47. Frölich, ‘Narrative Exegesis in the Dead Sea Scrolls’, pp. 81–99, quote p. 96. 20 Bernstein, ‘From the Watchers to the Flood’, pp. 60–61. 21 Abram recalls how in Egypt he was sought out by three noblemen: ‘… and they were giving m[e many gifts. They as]ked scribal knowledge and wisdom and truth for themselves, so I read before them of the words of Enoch’, 18 19
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In their visions, both Abram and Noah see themselves symbolized by a cedar tree. The Dead Sea Scrolls bring witness to a tradition for showing Noah and his sons as a cedar tree with three branches, so here the figure of Abram has been adapted to this tradition.22 Nickelsburg has shown that other of the parallels between the two pericopes have been modeled on the story of the fallen watchers in 1 En 6–11, and this strengthens the connection made between the Abram-pericope and 1 Enoch. There is a clear structural similarity between 1 En 6–11 and 1Q apGen 20, with their depictions of the watchers and Pharaoh respectively, and of the human women and Sarai. In these texts sexual desire is strikingly more pronounced than in the Book of Genesis: the watchers desire the human females, and Pharaoh desires Sarai whose beauty is elaborated at length and in great detail (1Q apGen 20,2–8). Pharaoh marries Sarai (1Q apGen 20,9) just like the watchers, in fact, marry the human females (1 En 6,2; 7,1). God prevents Pharaoh from having sexual intercourse with Sarai (1Q apGen 20, 14–17) and, regardless of the watchers’ intercourse with human females, this information corresponds typologically to the reprobation of the watchers (1 En 10,11–13): in both cases the impotence of God’s opponents is exposed. As a result, both pericopes in the Genesis Apocryphon are comparable to the story of the watchers because of how they thematize the danger of forbidden sexual relations between Israelite women and figures that, in the words of Nickelsburg, are ‘larger than life’: in the case of Batenosh they are fallen, divine beings; in the case of Sarai it is a foreign great king.23 It is remarkable in the Genesis Apocryphon that women, not just men, have desires. Batenosh reminds Lamech of her desire for him as proof that she would not have had sexual intercourse with any of the watchers: ‘O my brother and my husband, recall for yourself my (1Q apGen 19,24–25). The Book of Jubilees explains how Abraham, because he had learned the original language, had access to the wisdom stemming from before the language confusion at Babel (Genesis 11,1–9) and therefore was connected in a unique way to the times before the great Flood. See Weitzman, ‘Why Did the Q umran Community Write in Hebrew?’, pp. 35–45. 22 Machiela, The Dead Sea Genesis Apocryphon, pp. 96–98. 23 Nickelsburg, ‘Patriarchs Who Worry about Their Wives’, pp. 148–51.
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pleasure… … in the heat of the moment and my panting breath! I [am telling] you everything truthfully…’ (1Q apGen 2,9–10). Considering the many parallels between the Noah- and Abrampericopes, this opens up new perspectives on Sarai: Did she not also have a choice, and could she not have come to terms with being the wife of the great king Pharaoh? Asking this question is to suggest one possible implication of a palimpsestuous reading, one that sees the two pericopes as layers in a palimpsest and highlights the significant roles played by the women. The women play significant roles: they display their independence and desires. When the Genesis Apocryphon refers to a quarrel between Lamech and his wife Batenosh, who is hardly mentioned in Jubilees and not at all in the Book of Genesis, it gives her a voice loud and clear. Similarly, Sarai plays an active role in the material on Abram. On their way to Egypt, Abram has a disturbing dream about a cedar tree and a palm tree. Encouraged by Sarai, he recounts the dream and interprets it for her: it is a warning that Pharaoh will take Sarai and have Abram killed. According to the Genesis Apocryphon it is because of this warning that Abram asks Sarai to lie about the nature of their relation, and as the dream is from God, it seems to pardon Abram for being such a liar; it is common in scholarship to explain the episode as an attempt to rehabilitate the patriarch.24 Even so, regardless that Abram interprets the dream himself it is not fair to see Sarai simply as a passive listener. Some elements suggest that Sarai fills the function that dream interpreters have in other visionary texts: first, she encourages Abram, and therefore it is on her initiative that the warning of the dream becomes known and precautions can be taken. Secondly, the dream itself and its interpretation point to Sarai’s active participation in the episode: Now I, Abram, dreamt a dream in the night of my entry into Egypt. I saw in my dream that there was a single cedar and a single date palm, having sprout[ed] together from [one] roo[t]. And m[e]n came seeking out to cut down and uproot the [ce]dar, thereby leaving the date palm by itself. But the date palm cried out and said, ‘Do not cut down the cedar, for the two of us are sp[rung] from o[ne] root!’ So the Crawford, Rewriting Scripture in Second Temple Times, p. 121.
24
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cedar was left on account of the date palm, and they did not cut me down. (1Q apGen 19,14–17).
When the palm claims to share the same root as the cedar tree, this refers to Sarai’s lying to Pharaoh’s men saying she was Abrams sister and not his wife. In the Book of Genesis it is not stated explicitly that Sarai lied about her and Abram’s identities, but it is indicated that, encouraged by Abram, she did (Gen 12:11–16). In the Genesis Apocryphon it seems quite clear that she actually told a lie – again on the initiative of Abram (1Q apGen 19,20; 20,10). In the dream report, however, Sarai in the shape of the date palm appears downright proactive and spontaneous: she ‘cried out’ and said what was necessary in the situation. This reaction and Sarai’s crying upon hearing the dream (1Q apGen 19,21) is comparable to Enoch’s reaction in connection with the vision he recounts in 1 En 83,5–7. This corroborates the impression that Sarai is an active part in the episode. Thus, between the lines Sarai is not a passive receiver in connection with Abram’s dream vision but functions as a mediator.25 Also, by informing us that Pharaoh, upon the return of Sarai, gave her – and not only Abram – many gifts, the Genesis Apocryphon indicates the independency of Sarai: The king recovered, rose up, and gave to me on t[hat da]y many gift[s], and the king swore to me by an oath that he did not have sexual relations with her, [nor] did he [de]file her. Then he returned Sarai to me, and the king gave to her [m]uch si[lver and g]old and much clothing of fine linen and purple, which… before her, as well as Hagar. Thus he restored her to me, and appointed for me a man who would escort me [from Egyp]t to [] … to your people. To you [] … Now I, Abram, grew tremendously in many flocks and also in silver and gold (1Q apGen 20,29–33).
25 See the Testament of Abraham (TestAbr 6.1–8), where Sarai realizes and convinces Abraham that their guest is not human, but an angel coming to convey a revelatory message. Likewise, Sarai’s role in connection with Abram’s dream in the Genesis Apocryphon seems analogous to Eli’s role i 1 Sam 3.1–18, where Eli is the one who realizes that Samuel receives visions from God, and is also able to understand the implications of this.
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In Sidnie Crawford’s opinion, the fact that Sarai received gifts was meant to prevent people from thinking that Abram had profited economically from the crisis. She interprets the passage as another attempt at rehabilitating him.26 But the suggestion would have been more convincing if Sarai had been the only one to receive gifts from Pharaoh. As the text stands, it is better to turn the argument upside down: the generosity of Pharaoh highlights Sarai’s independent role. Women play quite active roles in Hellenistic literature, and the connection that the Genesis Apocryphon makes between Batenosh and Sarai by synchronizing the two pericopes highlights the importance of women.27 Their loyalty and integrity are crucial if the seed of the patriarchs is to remain free from pollution in the future. The women act because of a specific, esoteric knowledge: contrary to Lamech, Batenosh actually knows all along that which Enoch, the receiver of revealed knowledge, assures Lamech: that Noah is completely human and no demigod. Sarai realizes the implications of Abram’s dream and knows how to deal with it. This female knowledge is remarkable. The author of the Genesis Apocryphon may well have wanted to rehabilitate the patriarchs and prevent negative attitudes towards them as well as to highlight the connection between sexual purity and the possession of land.28 Equally important, however, he staged the women as shrewd and strong-willed beings that would bring their influence to bear on the result of external and powerful threats. This theme exceeds both the apologetic effort to rehabilitate the patriarchs and the stressing of sexual purity for the right to land, and it shows a broader, social orientation. Perhaps the author wanted to reach out to women of his time, appealing to their responsibility, importance, and giving them a voice in the ongoing religious and social discourse. This would be a didactic function of the text and exceeding the provision of unambiguous and correct interpretations of scripture. Anyhow, the Genesis Apocryphon is multivocal and multidimen Crawford, Rewriting Scripture in Second Temple Times, p. 123. Ilan, Integrating Women into Second Temple History, p. 46 suggests that heroines like Judith, Esther, and Susannah not just undermine the traditional female roles but even ‘present a positive model for women to follow’. 28 Frölich, ‘Narrative Exegesis in the Dead Sea Scrolls’, p. 96. 26
27
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sional – orientating itself at one and the same time historically, ethically, theoretically, and socially – and its function cannot be limited to this or that identifiable purpose. To sum up, Nickelsburg’s reading, which is palimpsestuous insofar as it sees the Noah and Abram pericopes in the light of one another, led him to point out the importance of the patriarchs’ worries about their women in this document. So far, this analysis has followed the same track keeping a continued focus on affinities between the two pericopes, and between them and the Enoch tradition. The analysis has drawn attention to the text’s focus on the women, their incentives and motives, and has paid less attention to the patriarchs.
Implications of a Palimpsestuous Reading What I said above about multivocality and multidimensionality applies to much literature. But composite texts that can be read as palimpsests show more clearly the ongoing negotiation between several perspectives. What, then, are the implications of the Genesis Apocryphon’s use of Enochic traditions in the re-reading of the Book of Genesis traditions? The Book of Genesis describes how the Fall of Man has influenced human life, which has become difficult, and the text ends with humans’ being reduced to the inane earth from which they were taken (Gen 3:19). This final perspective on earthly life dominates the Bible and unfolds as a history of the people of God, realized through generations of terminated lives – of patriarchs, prophets and kings. The Genesis Apocryphon depends on the story of the fallen watchers, and on the prediction of their eschatological judgment. According to this narrative, the origin of evil is superhuman – it has come about through the inappropriate intercourse of superhuman beings with human beings. The implications are universal and reaches beyond finite human lives. Eternal doom is in store for some, salvation for others. This perspective becomes apparent in the revelations received by Enoch. The epistemology of 1 Enoch is apocalyptical as the text claims to convey revealed knowledge about the cosmos and the supernatural forces working in it. This apocalyptical perspective 333
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is not present in the Book of Genesis, where God addresses people like Noah and Abraham with promises and instructions regarding earthly living but never reveals knowledge about celestial spheres or the end of the world. In the Genesis Apocryphon, on the other hand, an apocalyptical outlook is certainly present. Also the Book of Jubilees depends on the story of the watchers, and like the Genesis Apocryphon it thereby distinguishes itself from the Book of Genesis.29 According to the Book of Jubilees, the watchers’ actions are what caused evil and bloodshed on earth, both before and after the Flood. (Jub 7,21–22; 7,26–28). In the Genesis Apocryphon, this idea is implied by numerous references to the fall of the watchers. The Book of Genesis mentions the relation between watchers and women only in passing, immediately before the Flood story, and does not seem to attach great importance to it.30 By bringing the story of the watchers into the rewriting of the Book of Genesis, the author(s) of the Genesis Apocryphon bring(s) two divergent perspectives on the origin and implications of evil into dialogue. Since the message has universal and eschatological implications, it seems logical that Enoch is the one who (besides Batenosh) mediates the message that no foreign seed was involved in the conception of Noah. If Lamech had not received the hoped-for answer, the progeny of Noah, which survived the flood and continued human life on earth, could not possibly be just, or even genuinely human. As compared to this story, the story of Abram takes place far from Enoch, because the flood and generations of people are in between. None the less, we have seen that the Gensis Apocryphon creates a strong link between the pericopes on Noah and Abram and connects Abram to the apocalyptic universe of the Enoch traditions. But what does this give to the story of Abram? It seems safe to say that it turns the journey of Abram and Sarai into a story of latent danger caused by cosmic forces, exemplifying how the incidents with implications like the watchers’ intercourse
Nickelsburg, ‘Patriarchs Who Worry about Their Wives’, p. 155. Contrary to the Book of Genesis, the Book of Jubilees makes as much of the fate of the giants and the watchers, as it does of the extinction of all life in the great Flood (Jubilees 5,1–20). 29
30
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with women might and may occur again. The text is not unanbiguous, but of course, any palimpsestuous reading must have taken place in a context pointing beyond the text itself and its universe. Other texts of the time thematize how cosmic evil challenges women. Thus, the pseudepigraph Life of Adam and Eve displays the serpent as an instrument in Satan’s hand. Satan wants man to be driven away, just as he had once been driven away by God. This he accomplishes by targeting the woman (ApMos16, 1–3). Here, the prediction of enmity between the woman and the serpent (Gen 3:15) is interpreted in a cosmic perspective. The Book of the Watchers speaks of how ‘evil spirits’, having emanated from the giants conceived by the watchers, ‘shall rise up against the children of the people and against the women, because they have proceeded forth (from them)’ (1 En 15,12). Here too, the perspective on evil’s challenge to women is cosmic; evil is a constant threat, intruding from the outside. In the Genesis Apocryphon, this threat is potentially realized through prohibited, sexual relations. Facing this danger, women must not lose their bearings. Like Batenosh, who asserts her innocence to Lamech by referring to her desire for him, her husband, women must make sure to preserve their orientation. Because of how the women demonstrate self-dependence and astuteness through loyalty to their husbands, the Genesis Apocryphon seems to advocate a ‘didactic of staunchness’.
The Genesis Apocryphon as a Palimpsest in the Social Context of the Dead Sea Community Some readers of the Genesis Apocryphon might want to stress that God demonstrably warded off any danger. But ancient readers activated their knowledge of the various traditions – literary as well as non-literary – converging in their palimpsestuous reading, and this may have led them to other conclusions. For instance, with reference to revelation the Dead Sea community rejected the idea that the Jewish people continued to be the people of God since it had clearly failed to observe the terms of his covenant (1Q pHab 1,17–2,10; CD 1,1–4). Unlike their forefathers, the descendants of Noah and Abraham did not 335
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keep the law (CD 2,16–3,5), and therefore the Dead Sea community had taken over the generally Jewish status as God’s chosen people through the establishment of a new and exclusive covenant (CD 1,4–14; 3,12–16; 6,1). The Dead Sea Scrolls point to a dualistic world-view, according to which good and evil superhuman forces, led by the Prince of Light and the Prince of Darkness, fight for the dominion over the world and its human inhabitants (1Q S 3,13–4,26). Of course, members of the Dead Sea community were among the children of light, but their dualism relates to the constant risk of being seduced, and it implies that evil and just people may be punished and rewarded individually or depending on group memberships other than the ethnic or national. The cosmic conflict is highlighted in a text like Ages of Creation, which apparently links both Noah, Abraham, and predestined human fates to the fall of the watchers (4Q 180 1; 4Q 181 1–2). The Genesis Apocryphon with its warning of latent danger could support the Dead Sea community’s query of the notion that all the descendants of Abraham, because of God’s promise to him, could still, after generations of failure, constitute God’s chosen people. In other words, the Genesis Apocryphon may have challenged the idea that the people of God were identical to the entire Jewish people. The community members may have brought this way of thought, including their sense of being the true covenantal people, into their reading of the Genesis Apocryphon and their negotiation of the authority of the Book of Genesis and other important texts. Perhaps their reading would contemplate that, yes, Abram and his wife stayed the course, but obviously things could go wrong from there! As argued, the feeling of latent danger and risk of cosmic implications is an obvious effect of palimpsestuous readings in the Genesis Apocryphon. The text could lead readers to the perception that Scripture did not simply present things the way they were, but related to current and unsettled social challenges – matters that were not transparent, but linked to hidden, supernatural realities. From this vantage point, it seems that the Genesis tradition was perceived as authoritative in the sense that its founding narratives were felt to adequately address the current social situation of the 336
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community. At the same time, however, the authority of the Genesis tradition was challenged, both because the Genesis Apocryphon presented the material together with other, diverging traditions, and because any new social context demands a renewed negotiation between the different texts or layers of a palimpsest, and of their meaning. The palimpsest form will have permitted challenges to the Book of Genesis’ messages and – perhaps more important – to particular social identities linked to its tradition.
Conclusion This palimpsestuous reading has taken a material approach to the Genesis Apocryphon; it holds the traditions constituting the work as also material and thus in principle equally important. The aim was to see if this approach changes the meaning of the Genesis Apocryphon in any way, and it does. Semantically, it has led to a greater focus on the role of women. Thus, pragmatically, it suggests that one of the things that the authors of the Genesis Apocryphon strived to do was to reach the women of their time. In the Dead Sea society, it may have been seen as supporting the claim of this community, and not the entire Jewish people, to the special status as the elect people of God. The utmost important point is that the change and the challenge take place not only on the level of religious ideas but on the level of action and social life, and this in turn affects the religious expression. Apparently, several, competing and complementary traditions were circulating and available, and this particular, palimpsest constellation reflects specific social constraints, needs and desires. This means that religion, as expressed in this text, was affected by social life – both in its originating context and in later usage.
Bibliography Alexander, Philip, ʻRetelling the Old Testamentʼ, in It is Written. Scripture Citing Scripture: Essays in Honour of Barnabas Lindars, ed. by Donald A. Carson and Hugh G. M. Williamson (Cambridge: Cambridge University Press, 1988), pp. 99–121 337
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Bernstein, Moshe, ʻDivine Titles and Epithets and the Sources of the Genesis Apocryphonʼ, Journal of Biblical Literature, 128 (2009), pp. 291–310 Bernstein, Moshe, ʻFrom the Watchers to the Flood: Story and Exegesis in the Early Columns of the Genesis Apocryphonʼ, in Reworking the Bible: Apocryphal and Related Texts at Q umran, ed. by Esther G. Chazon and others (Leiden: Brill, 2005), pp. 39–63 Brooke, George, ʻJustifying Deviance: The Place of Scripture in Converting to a Q umran Self-Understandingʼ, in Reading the Present in the Q umran Library: The Perception of the Contemporary by Means of Scriptural Interpretation, ed. by Armin Lange (Atlanta: Society of Biblical Literature, 2005), pp. 74–87 Brooke, George, ʻBetween Authority and Canon: The Significance of Reworking the Bible for Understanding the Canonical Processʼ, in Reworking the Bible: Apocryphal and Related Texts at Q umran, ed. by Esther G. Chazon and others (Leiden: Brill, 2005), pp. 85–104 Crawford, Sidnie W., Rewriting Scripture in Second Temple Times. Studies in the Dead Sea Scrolls and Related Literature (Grand Rapids, Michigan: Wm. B. Eerdmans Publishing Co, 2008) Davidson, Michael, ʻPalimtexts: Postmodern Poetry and the Material Textʼ, Postmodern Genres, ed. by Marjorie G. Perloff, Oklahoma Project for Discourse and Theory, 5 (Norman: University of Oklahoma Press, 1989), pp. 75–95 Dillon, Sarah, The Palimpsest. Literature, Criticism, Theory, Continuum Literary Studies (London and New York: Continuum, 2007) Evans, Craig C., ʻThe Genesis Apocryphon and the Rewritten Bibleʼ, Revue de Q umran, 13 (1988), pp. 153–65 Frölich, Ida, ʻNarrative Exegesis in the Dead Sea Scrolls’, in Biblical Perspectives: Early Use and Interpretation of the Bible in Light of the Dead Sea Scrolls, ed. by Michael E. Stone and Esther G. Chazon, Studies in the Texts of the Desert of Judah, 28 (Leiden: Brill, 1998), pp. 81–99 Ilan, Tal, Integrating Womem into Second Temple History (Peabody, Massachusetts: Hendrickson Publishers, 1999) Machiela, Daniel, The Dead Sea Genesis Apocryphon. A New Text and Translation with Introduction and Special Treatment of Columns 13–17, Studies on the Texts of the Desert of Judah, 79 (Leiden: Brill, 2009) Nickelsburg, George, ʻPatriarchs Who Worry about Their Wives. A Haggadic Tendency in the Genesis Apocryphonʼ, in Bibli338
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cal Perspectives: Early Use and Interpretation of the Bible in Light of the Dead Sea Scrolls, ed. by Michael E. Stone and Esther G. Chazon, Studies in the Texts of the Desert of Judah, 28 (Leiden: Brill, 1998), pp. 137–58 Weitzman, Steve, ʻWhy Did the Q umran Community Write in Hebrew? ʼ, The Journal of the American Oriental Society, 119 (1999), pp. 35–45
Abstract Literary scholarship on the Dead Sea Scrolls has always been influenced by the fact that the scrolls were found near Khirbet Q umran; and vice versa, archaeologists’ preference for the idea of Q umran as the residence of a religious, ‘monastic’ community is informed by the contents of the texts. However, the connection between the Dead Sea literature and the material remains at Q umran is not beyond dispute, and the linkage of textual and archaeological arguments seems methodologically questionable. The theme of the conference is taken as an invitation to consider instead if and how material culture approaches can enrich interpretations of the Dead Sea literature; will it change our perception of the texts, their meaning and religious significance if we analyse them as material artefacts? Ultimately, a positive response to this question may suggest new ways to approach the possible connection between the scrolls and the site of Q umran.
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LANGUAGE AND MATERIALITY: STOLPERSTEINE IN LIGHT OF ROMAN ARCHAIC RELIGION * Sprache ist mehr als Blut Franz Rosenzweig Lasst die Todten die Lebendigen begraben Friedrich Nietzsche
Introduction One of the most extraordinary ways in which the events of Auschwitz, the exterminations, and deportations have been commemorated, is by way of the Stolpersteine (Stumbling Stones), designed and made by German artist Gunter Demnig and an ongoing project since 1992.1 One stone for each person, who was deported is installed in the sidewalks in front of the house, where the person lived or worked. Although installed in pavements and therefore on government ground, the Stolpersteine are laid as close to the citizen’s private property as possible replacing one or more of the common and often smaller granite cobblestones. The memorial stone itself is made of cement and has a brass-plate on top. One Stolperstein measures 96 × 96 × 100 mm and costs 120 Euros, including installation. The Stolpersteine stick slightly up above the other cobblestones making the pedestrians precisely, stumble. Perhaps this is also meant metaphorically as in ‘Wer nicht stolpert, geht nicht’.2 * On the same subject, see The Stolpersteine and the Commemoration of Life, Death and Government. A Philosophical Archaeology (Oxford: Peter Lang, 2017). 1 Throughout the article ‘camp’ will name both concentration- and death camps, since what is central in this regard, following Agamben, is the juridicopolitical structure belonging to both. We must therefore consider the camp alongside this Agambian idea and thus: ‘not as a historical fact and an anomaly belonging to the past (even if still verifiable) but in some way as the hidden matrix and nomos for the political space in which we are still living’ (Agamben, Homo sacer, p. 185). Such a political space in this article is the memorial culture. 2 Vor meiner Haustür. ‘Stolpersteine’ von Gunter Demnig. Ein Begleitbuch, ed. by Rönnerper, p. 7. Religion and Material Culture: Studying Religion and Religious Elements on the Basis of Objects, Architecture, and Space, ed. by L. Bredholt DOI 10.1484/M.ASH-EB.5.114437 Christensen, J. Tae Jensen, Turnhout, 2017 (ASH, 3), pp. 341–361 ©
FHG
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According to the Stolpersteine-homepage (www.stolpersteine. com), the brass-plate has the following five point structure: 1. hier wohnte (this is most common, yet other possibilities besides no headline at all are: hier Lebte, hier Lehrnte, hier Lehrte, hier Arbeitete, hier Praktizierte, hier Wirkte) 2. Vornahme, Nahme (Geburtsnahme if different) 3. Geburtsjahr 4. Deportationsjahr + Ort 5. Angaben zum Schicksal Regarding point five, (Indication of destiny), the homepage explains that one can choose between the following: tot, ermordet, ??? (= unknown destiny), flucht in den tod, flucht + Jahr + das Zielland (= emigration). An example of a quite famous stone is the one for the German philosopher Edith Stein, who was assistant to the founder of philosophical phenomenology, Edmund Husserl. The stone also once figured on the Stolpersteine-homepage: hier wohnte dr. edith stein jg. 1891 flucht 1938/ holland lager westbrock 1942 ermordet 1942 in auschwitz3 Another stone is that of von Wahlendorf: hier wohnte else liebermann von wahlendorf geb. holländer
‘Here lived / Dr Edith Stein / born 1891 / escape 1938 – Holland / camp Westbrock 1942 / mudered 1942 in / Auschwitz’. The stone is installed in Freiburg on the corners of Goethestraße 63, Zasiusstraße 24 and Riedbergsstraße 1. 3
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jg. 1876 gedemütigt-diffamiert tot 8.1.19434
The Stolpersteine-homepage informs us that as of April 2013 40,000 stones have been installed on approximately 1000 locations. Germany has 5000 stones installed, with Berlin having most (4877), however also Holland, Belgium, Italy, Austria, Poland, the Czech Republic, Ukraine, and Hungary have Stumbling Stones installed.5 Still in 2011, stones were planned to be installed in Denmark but these plans seem to have been cancelled. By 2012 Norway had 81 Stolpersteine installed in Oslo, Trondheim, and Larvik respectively.6 Thus, in terms of duration and of covered urban space, the Stolpersteine constitute one of the world’s largest Holocaust memorials, is one of the most ambitious ones, and is now covering about 400 m2 of urban space, always growing and crossing nationalities, nations, cities, languages and religions. These memorial stones are very popular. On 4 October 2005 Demnig is awarded with the Verdienstorden der Bundesrepublik Deutschland, a medal given by the state of Germany, and it is also known as the Bundesverdienstkreuz (literary the federation’s cross of service). The Stolpersteine have also found their way into popular culture: in November 2010, the Stolpersteine made up one of the key stories in the famous German series, Lindenstraße.7
4 ‘Here lived / Else Liebermann / von Wahlendorf / born Holländer / born 1876 / defamed-humiliated / dead 8.1.1943’. The stone is installed in Berlin’s western part, Charlottenburg-Wilmersdorf, Budapester Straße 45. The homepage of the Berlin ‘Stadt’ renders the text falsely: ‘Hier wohnte / Else Liebermann / von Wahlendorf / JG.1876 / Tod nach demütigung / und diffamierung / 8.1.1943. Berlin’, See http://www.berlin.de/ba-charlottenburg-wilmersdorf/ bezirk/lexikon/budapester45.html. 5 See Gunter Demnig’s homepage: http://www.stolpersteine.com/technik. html, and http://www.stolpersteine-berlin.de/ (both accessed June 13, 2013). 6 See The Jewish Museum in Olso (http://jodiskmuseumoslo.no/), The Jewish Museum in Trondheim (http://www.jodiskemuseum.no/), and ‘Snublesteiner skal hjelpe oss å huske Holocaust’ in: www.nrk.no (September 5, 2012). 7 Lindenstraße, no. 1302, at 16:45, see Lindenstraße-homepage, http://www. lindenstrasse.de/.
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The Stolpersteine-homepage informs us of a commemoration of the exterminations (‘Vertreibung’ and ‘Vernichtung’) of Jews, Sintis, and Romas, political persecuted, homosexuals, Jehova’s Witnesses and victims of the Euthanasia program. However, one click on the Stolpersteine-homepage informed us of an inclusiveness hitherto unseen: ‘Der Künstler Gunter Demnig erinnert an die Opfer der NS-Zeit’.8 By referring to the victims of the National Socialist era 1933–45, the Stolpersteine avoid the difficult task of defining of even debating Holocaust.9 Instead, if a person’s death or deportation in one way or the other can be related to the National Socialist-government this person is a victim and therefore entitled to a stone.10 Thus, in order to have a Stumbling Stone installed for his memory the person need not be dead but deported from his, e.g., place of work by way of the ‘Berufsverbot’, which was the case for Stein’s teacher Husserl.11 The Stolpersteine place themselves in the realms of material and cultural memory. The installment of the Stolpersteine pass off from part of the participants with speeches, singing, and music. Although stones have been used throughout Western culture in the profane as well as in the sacred sphere, the lines of demarcation between the two spheres have always been clear. Grave stones and churches, houses and pavements are two sets of spheres rarely mixed geographically and certainly not ritually: certain activities are bound for the former, not for the latter and vice versa. However, the Stolpersteine do not seem to respect these traditional boarders between religion and politics, private and public, and seem to provoke and even challenge this traditional separation and, moreover, the doctrine of respect for the dead as pedestrians will step on victims of Third Reich politics. The materiality of the Stolpersteine seems to be both profane as well as sacred, installed in profane, public space and, www.stolpersteine.com. www.stolpersteine.com. 10 The definition of the Holocaust – or, as some prefer, the Shoah – i.e. who to include in the Nazi government extermination politics, is still today strongly debated. For an introduction to this question, see Niewyk and Nicosia, The Columbia Guide to the Holocaust, pp. 45–52. 11 See Universität Freiburg: http://www.pr.uni-freiburg.de/pm/2013/pm. 2013–04–18.109 (Accessed June 2013). 8 9
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yet, yielding for some kind of rituality. However, this cannot be in the sense of any kind of sacred or traditional rituality. Since the Stolpersteine are installed in public space and not on sacred ground, what is a profane rituality? Where is one to look for categories of understanding in order to grasp such a strange memorial as seems to be the case with the Stolpersteine? Under which religious paradigm in the history of religion may we understand this memorial while still keeping in mind that the stones are ‘ein Kunstprojekt für Europa’?12 What will be unfolded in the following is the argument that Italian philosopher Mario Perniola’s interpretation of the ancilia from Roman Archaic religion can serve as paradigm and, hence, as an interpretation key for understanding the Stolpersteine. The objects of enquiry are the special form of ritual and ceremony tied to the materiality, and language of and on the Stolpersteine. Focus will be on Berlin Stolpersteine, because it is the German capital and thus central in the same way as Rome is central for understanding the ancile. This gives the article two overall purposes: 1. To discuss the materiality of the Stolpersteine lying in urban landscape in Berlin 2. To analyse the language engraved upon some of these memorial stones telling us that the deportee in question was murdered or defamed and humiliated
The Art of Mamurius Veturius In an 1981 article Le rite et le mythe Perniola presents some of his fundamental thoughts concerning rite and myth in relation to our contemporary society: [the myth] steps aside and gives room to a performance, an action, which in itself collects the characteristics of conduct and production; [it] is repetitive, technical and strategical, which is why it offers substantial resemblance with the rite.13
www.stolpersteine.com. Perniola, ‘Le rite et le mythe’, p. 19.
12 13
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To Perniola, this is the case with Roman Archaic religion, which therefore becomes the paradigm of contemporary society, i.e. as a general model of explanation.14 Put differently, if one wishes to understand contemporary society one must look closer to Roman Archaic religion. The hypothesis that will be presented in the following, is that an analysis of these aspects of Roman Archaic religion will teach us something about the Stolpersteine. Two pairs of Roman concepts are relevant in such an investigation: ars and urbs, and ritus and caeremonia. So he [Numa] assembled all the chief craftsmen then in Rome, to prove which of them would take upon him to make one like unto that [the ancile]. Every man despaired to perform it. Howbeit, one called Veturius Mamurius (the excellentest workman that was in those days) did make them all so suitlike that Numa himself did not know the first target, when they were all laid together.15
Although Plutarch insists on the account that ‘if any would enterprise to steal it, he should not tell which of them to take for the right target’, another matter seems even more relevant.16 What really makes Mamurius’s work so intelligent and Numa’s idea so clever, Perniola argues, does not concern the ancile’s originality, since they were copies, and neither their theft protection. Instead, it is the cancellation of any extravagant value of the original ancile. It is the cancellation of the prototype.17
Roman Art and Rite The English term ‘art’ as well as the corresponding terms in French (art), Italian (arte), Spanish (arte), etc., are all derived from the Indo-European root *ar, which signifies an order. Artus (segmentation) shares the same root as does ritus, leading to our
Cf. Agamben, Il sacramento del linguaggio, pp. 32–34. Plutarch, Numa 13.3 (trans. in Perrin, Plutarch’s Lives, pp. 351–53). 16 Plutarch, Numa 13.3. 17 Perniola, ‘Ars e urbs’, p. 30. 14 15
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contemporary term ritual. More than the Roman ritual is illustrating or bringing the myth to live, it presents the participants with an order in which to belong. Mamurius´s ‘ritual’, hence, is not anything alike the Greek ποίησις or τέχνη, a divine inspiration founding and creating from the very pure nothing.18 Rather, the ritus concerns an artistic handling and shaping of an object already zuhanden, to use a Heidegger term, which is to say that the object is already in use: Zuhandenheit ist die ontologisch-kategoriale Bestimmung von Seiendem, wie es ‘an sich’ ist.19 There is no creatio ex nihilo in the Roman world or any transcendent, divine object. Roman art is therefore concerned neither with the Ursprung of the urbs nor with the foundation of the city. As the Roman historians point out, Rome does not even have a foundation, no origin and can perhaps best be described as a collector of orphans and wanderers whose common point of reference does not consist of a starting point, the beginning, one origin, one language. To its citizens, Rome was a Gemeinschaft, a communitas and thereby not a nation. Membership in the urbs was obtained by arrival, one way or the other.20 Common to Rome’s poor children is but the future promised to them by Rome as a historical fact, as a collector of similar action. One might say, perhaps, that what united the Roman citizens was the collective memory that the ancile had fallen from heaven.21 The reason being that this memory is politically used. According to Plutarch, Numa had the 12 ancilia: ‘go skipping and leaping up and down the city’.22 What concerns Rome seems therefore to be related to the very political surviving of the city, its maintenance. Rome is estab Perniola, ‘Ars e urbs’, p. 30. Heidegger, Sein und Zeit, p. 71, § 15. 20 For an analysis of communitas resting upon philological ground, which also addresses the problem of the lacking origin of the communitas, see Esposito, Communitas, pp. vii–xxxii, pp. 145–63. 21 Regarding the term ‘collective memory’, see Halbwachs, La mémoire collective, who is the founding father of our modern conception of the term. For a general introduction to ‘cultural memory’, see Assmann, Das kulturelle Gedächtnis. 22 Plutarch, Numa Pompilius, p. 252. 18 19
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lished again and again in a continuous construction of its own self via its historical past which is, nonetheless, inseparable from the mythical fact of the first and original ancile. The shields are a mytho-historical fact founded ritually. The Roman people do not constitute a people in the common sense of the term, i.e. as born into a nation to which they are bound. Nation derives from the Latin nascor: to be born. In his abridged Latin-French dictionary, Félix Gaffiot notes that although nascor refers to the biological fact of being born, the term has a second and figurative meaning, which signifies ‘prendre son origine’. It is used such as when in English one could say that a given circumstance ‘is born out of the fact that …’. The only origin ascribed to the Roman concerns the fact that he is born into a world, which in its own turn had no origin, no birth just like the city. ‘Romanae spatium est urbis et orbis idem’ like Perniola quotes Ovid.23 Rome, therefore, is an immigrant paradise; the communitas is constructed ritually by way of the ancilia without ascribing the myth (the ‘origin’) or the original ancile any ontological ground. Unlike the Greek πόλις, the Roman urbs is a spatial principle of organization, not of identity. ‘If πόλις is translated into Latin by civitas, a Greek term indicating urbs does not exist.’24 The urbs has no real divine origin to which its citizens had to belong, and what may have been is with all efforts tried to be eliminated.25 For instance, when the Roman historian, such as Plutarch, writes the history of Numa this is done in a fundamental opposition to the mythic king Romulus. He may have commenced the Roman history but the fides – the religion – is installed by Numa.26 In Rome, authority and hierarchy is related to history. Great men lived in Rome. They were not created by a goddess or by a holy spirit. In opposition to the Greek pantheon where Po-
Perniola, ‘Ars e urbs’, p. 31 (In the Roman space, city and world are identical). 24 Perniola, ‘Ars e urbs’, p. 30. 25 Sennett, Flesh and Stone, pp. 106–21. 26 See Dumézil, La réligion romanine archaique, pp. 50–53. 23
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seidon and Athena represent divine origin and urban ontology and identity, such ideas never really occurred to the Romans. Rome is founded not by gods but on a war between humans – Romulus and Remus – not upon theology but on politics.
From Myth to Fact The most important aspect when making a comparison between the Roman ancilia and the German Stolpersteine relevant, is their common, transnational character and, furthermore, to both the central territory is Europe. Rome’s citizens were Europeans. And the Stolpersteine, in their turn, are defined as ‘ein Kunstprojekt für Europa’.27 The shields, as argued, are a commune collector of Europe’s lost children united in Rome. The memorial stones are a transnational unificator gathering people not only from present Germany but, in fact, from all of Europe constituting one commemorative, liturgical practice. Differences between nationalities, nations, cities, languages, religions, etc. are minimized because the unificator of the Stolpersteine is Germany and the Germans. This is the point of reference and a ‘Topographie des Terrors’, in an even broader sense. Concerning the artistic production of the 12 transnational ancilia, thus closely tied to politics, Perniola writes the following: This segmented production involves a plurality of objects in a mutual ordered relation. But this order, to which the artistic operation is connected, neither has any mythological contents nor, in fact, a mere technical functionality. It consists, rather, in the construction of a system of references, involving several parts each capable of fulfilling different purposes.28
Three points in this aesthetic theory about the ancilia correspond to the Stolpersteine:
www.stolpersteine.com. Perniola, ‘Ars e urbs’, p. 30.
27 28
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Ancilia
Stolpersteine
1. Rome (main city of reference as capital ⬄ urbs) 2. Ancilia as representing fact (the artistic production with no ⬄ mythological contents) 3. The ritual order as a system of ⬄ references (politics)
Berlin (capital and main Führer Stadt) Stolpersteine as representing fact (The Third Reich’s exterminations and deportations are a fact not a myth) The memorial representation of 1933– 1945 (politics)
Let us first try and explain the model regarding the ancilia and, throughout the rest of the article, to use this analysis on the Stolpersteine. Rome is the capital urbs. Here, the ancile falls into Numa’s hands. As the 12 ancilia are carried around publicly in Rome to be worshipped, both the original prototype (the ‘myth’, the past in vivo) as well as the copies of that event (its ‘history’, its fact) are part of the ritual. When the difference between original and copy is logically erased due to the complete identity between all 12 shields so, too, is the difference between the myth of the original’s divine and mythological origin on one side, and the profane and historical fact of the 11 shields made by Mamurius on the other hand cancelled. If myth and history cannot be told apart, like in the case with the 12 shields, history becomes mythologized and myth becomes historicized, which is to say that the difference between myth and history is dissolved. What the ancilia thematise and what make them paradigmatic in relation to the Stolpersteine, thus, is not the divine as problem. Instead, they teach us about the annulment of the difference between a history of the past and a memory of the past. In other words, what these shields install is precisely oblivion: the forgetting of the past, and the construction of a mythological history. The myth of the original ancile is dressed in fact via the rituality of the ancilia copies. This was the political formula for guaranteeing the Roman urbs. When it comes to the Stolpersteine, this procedure is turned upside down: the Stolpersteine dress the fact of the Third Reich’ exterminations and deportations in the clothes of a myth. 350
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German Art and Rite Although the Stolpersteine are proclaimed to be a ‘Kunstprojekt für Europa’, like we saw above, the memorial stones, however, are not simply objects of art because their maker, Gunter Demnig, states so.29 They are objects of art, because they correspond to point two in the model outlined above: the Stolpersteine reproduce the Mamurian art without mythological contents. However, how can then a fact be mythologically commemorated? When it comes to the Stolpersteine the prototype, just like the first ancile, is the incarnation of the unquestionable historical fact that the Third Reich exterminated millions. The last stone is just as real and historical as the first, just as the first ancile is no less true or better than the twelfth. However, the decisive resemblance is that both the ancilia and the Stolpersteine introduce an identity between history and memory. The first mythic ancile disappears in the ritual cultivation of the 12 ancilia in which the original is included; the historical event of National Socialist expulsion and annihilation disappears in the ritual cultivation of its memory. The Roman religion was generally founded upon the cult of public objects, and the ancilia are ample proof of this. The Stolpersteine, in their turn, almost materialize this rituality by the letter. They are installed just outside people’s homes on the threshold of what to the Greeks would be between οἶκος and πόλις, house and city, the private life of the human being and the public life of the citizen. Unlike the Roman memorial of the ancilia, which is carried around in the highways and byways of the urbs, the German memorial is installed once and for all outside the private house. For instance, on Berlin’s Pintschstraße 18, it is clear that although pedestrians can also stumble upon the stones, the intention is to make those, who live in this apartment building stumble.30 The reason is quite obvious: the Stolpersteine are simply placed as near as possible to the front door making it difficult for pedestrians, who simply pass this house to stumble but on the
www.stolpersteine.com. See Fig. 1.
29 30
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Fig. 1 Stolperstein, Sonnenstraße 51C, Münster, Germany 2011. Photo by the author.
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other hand making it almost impossible for those living in the house not to stumble whenever they come and go. Hence, the cult of public objects goes on even though the residents of Pintschstraße 18 are just arriving or leaving their house. Each and every time they walk on or over the Stolpersteine they commemorate whether they want to or not. It has nothing to do with faith or belief, but with the action as such, the participation itself. There are no mythological contents required because the reference is to history and fact, to the Third Reich´s expulsion and annihilation of human beings 1933–45. But why does this, then, force oblivion? In his De natura deorum Cicero describes one of the main features of the Roman cult as religio (from relegere, a repetitive reading).31 This term signifies the repetitive element in Roman rituality. Repetition, one could therefore say, equals an ‘antimythos’ due to the simple fact that nothing but human action keeps it intact, justifies it and keeps it alive. In opposition to, for instance, the Christian religion the Roman religion is in no need of any transcendent guarantee for its existence. It lies in the hands of the participants alone. If we consider that many words in the Roman Archaic rituals were even unknown to the priests reciting them, it only becomes more obvious that the Roman cult to a large degree was founded upon an act of memory. Sometimes, words were recited in order to forget or to suppress their meaning, and to force an oblivion of such meaning by way of memorizing a blind semantical operation. As Perniola quotes George Dumézil’s rigorous comment about the Roman pantheon, the gods are immovable shadows.32 Moreover, Dumézil continues alone: ‘plusieurs des dieux […], guère d’autre personalité que leur nom, qui est parfois un nom collectif, d’autre mode d’existence que le culte bref qui leur est rendu’.33 Roman gods have but a forgotten ontology and only a commemorated functionality.34 Cicero, De natura deorum, II, 72 (p. 193). Perniola, ‘Le rite et le mythe’, p. 24. 33 Dumezil, La réligion romanine archaique, pp. 49–50. 34 Other examples of a specific function leading to name the god in question are those governing birth, nutrition, and scholary, which is Vitumnus, Sentinus, Opis, Vaticanus, Levana (Dumezil, La réligion romanine archaique, p. 50). 31 32
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This emptying, this separation of the rite from the myth is the very condition for such an order, and can solely operate on this condition provided that the prototype is repeated so well that it is dissolved. The efficiency is not bound to the ritualization of an Urhandlung, but to its disappearance and annihilation. […] this tendency is under no circumstances concerned with a text reading or an explanation of its subject matter but, on the other hand, concerns an external perfect repetition, dissolving the meaning of the text; it is simulatric.35
The Stolpersteine memorial has an equal repetitive character. In Berlin’s Friedrichshain and Kreuzberg quarters, for instance, the goal is to install one stone for each deportee just as Demnig had imagined. Between 1996 and 2004, 350 stones were set in the sidewalks of the districts of Friedrichshain and Kreuzberg alone, with the aim of eventually installing a stone for each of the 2,000 people from these districts who died at the hands of the Nazis.36
Crossing the old boarders of former East and West Berlin, the two districts amount to around 20 km2. With the proclaimed goal of installing one stone for each and everyone of the 2,000 deportees this will amount to one stone for every 100 m2. The two crucial points, thus, if we apply Perniola’s interpretation of the Roman relegere to the Stolpersteine, are that the meaning of what is engraved upon the Stolpersteine is dissolved. It bears not the name of the individual, but the collective name of Stolperstein. It forces oblivion and dissolves the historical event thereby mythologizing fact.
From Fact to Myth One of the most interesting titles on a book about the Stolpersteine, which in total does not count more than a dozen all of which are biographical concerning the ones exterminated, Perniola, ‘Ars e urbs’, p. 32. Jordan, Structures of Memory, p. 192.
35 36
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is Marlis Meckel´s Den Opfern ihre Namen zurückgeben. The title may serve to a further explanation of how a fact is mythologically commemorated. Most of us have heard the word abracadabra. In everyday language it simply is the part in magic that makes things come true. In the eyes of the little child, this is what transforms the empty hand into a hand holding a piece of candy. The idea is also found in a more serious context, e.g. in the Eucharist, where bread becomes flesh, and wine blood: ‘The body of Christ. The blood of Christ’. However, if the rituality of the Stolpersteine commemoratively install that the National Socialists murdered, defamed, and humiliated citizens, how may this be said to be a ‘factual myth’, a commemorative abracadabra? Ritually speaking, what becomes central is not the millions of names of those exterminated by the Third Reich but, instead, the fundamental ideology of the Stolpersteine namely that the National Socialists murdered, defamed, humiliated etc. millions of people. The individual will disappear with the enormous quantity of memorial stones. The so-called destinies (tot, ermordet, ??? (= unknown destiny), flucht in den tod, flucht) are endlessly repeated over and over again on thousands and, in the end, on millions of stones. Like the ancile, the original event is commemorated to such an extreme that it will disappear and become inseparable from the maintenance of a political order like the ancilia did in Rome. There, the original and singular ancile is reduced to a mass, when part of the 11 other ancilia. Regarding the Stolpersteine, we do know the meaning of the word Ermordet (murdered). We do know that murder requires a state of law both in order to be meaningful, and in order to be juridically applicable. We do know that for someone to be defamed or humiliated, one must be regarded as a human being, as one where shame can present itself. In other words, an ethics must exist. However, as the Italian thinker Giorgio Agamben has stressed, first of all the Third Reich was no state of law but a state of exception.37 Secondly, the Third Reich did not regard the inmates in camps and deportees as human beings. In fact, Agamben, Stato di eccezione, pp. 10–12.
37
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on the gasometer holding the gas used to kill the inmates during their ‘shower’, the symbol for pest control appeared. Hitler’s idea to kill the inmates ‘as lice’, like he stated, is not a metaphor.38 Ample proof of the camp’s de-humanisation politics is found all over in the witness literature of Primo Levi and of many others.39 Therefore, by declaring that the Third Reich murdered, defamed, and humiliated citizens these engravings on Stolpersteine, along with the other so-called destinies, obtain the very linguistic function of turning the Third Reich into a state of law hereby making it juridically sound. Moreover, the same linguistic function transforms who ever got killed in the camps and elsewhere into a subject of law and, moreover, into someone who was regarded as a human being. Besides the few cases where the camp served as a prison (which ended completely in 1939), no such person ever lived in a camp. Anyone entering the camp was immediately deprived of any humanity and legality, and did not belong in any kind of law or ethics. Everybody was, as such, Versuchspersonen. This was the very function of the camp and of the Third Reich’s extermination and deportation politics. If one understands the term camp synonymously with prison, then the camp will completely loose it’s meaning.40 Each time someone stumbles upon a Stolperstein that person is hit with the abracadabra of an ideological construction claiming that ethics and law existed in the Third Reich. This forces to forget the real meaning of ‘defamation’ and ‘humiliation’, of ‘murder’ and of ‘shame’, as the Third Reich is turned into something much more humane and juridically sound than it ever was and than it ever wanted to be. The Third Reich strived at a ‘gewollte Ausnahmezustand’.41 The Stolpersteine therefore represent the refusal to accept the historical fact that the Third Reich did not consider those it exterminated and deported as human beings, i.e. neither as subjects of law nor as subjects Hitler, cited in Agamben, Homo sacer, p. 127. See e.g., Levi, Se questo è un uomo. For a central discussion of the figure of the witness and of important witness literature, see Agamben, Q uel che resta di Auschwitz, pp. 13–36. 40 Agamben, Homo sacer, pp. 171–77. 41 Agamben, Stato di eccezione, p. 12. 38
39
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of ethics but, as Hitler had stated, as lice i.e. as non-humans. The denial of the German history from 1933–45 finds its way in the Stolpersteine, which mythically commemorates the safe and sound categories of ethics and the state of law. The Stolpersteine urges the forgetting of a fact in order to secure the political order of the German urbs.
Art, Rite, and Ceremony This article opened with an analysis of the first of two terminological constellations: ars-urbs. In relation to the abovementioned reconstruction and abracadabra of the state of law and of history, we recognize the second constellation: rituscaeremonia. How, then, are we to understand this political order reflected by the Stolpersteine in their memorial representation of the Third Reich 1933–45? Initially, it is central to us that caeremonia designates the divine as such, its essence, its Gegenstand. Moreover, already in the early 1950s a classical philologist, Karl Heinz Roloff, whose investigations play a key role in Perniola’s analysis of Roman religion, wrote that: die caeremoniae wie alles Alte in der Religion auf Numa zurückgeführt werden. […] Numa stellt also Gesetze und Normen für bestimmte Verrichtungen auf, an denen die Gottheit zu beteiligen ist, d.h. gewisse Dinge und Akte werden dadurch sakrosankt gemacht, das einzige Mittel, um einem primitiven Volke Rechtsnormen aufzuzwingen.42
Caeremonia is used to establish law and politics. However, caeremonia’s relation to the juridical is not to be understood as lex (law) but, instead, as ius (justice).43 In the Roman religion this, of course, has nothing to do with the subjective feelings or belonging to the subject matter. In opposition to the ancient Greeks, perhaps, the goal is not to tie the particular matter in question to any kind of formal or abstract law or justice by Roloff, ‘Caeremonia’, pp. 121–22. For a further discussion on the concepts and problems concerning law as νόμος, ius, and lex, see Murphy, ‘The Lawyer and the Layman’, esp. pp. 108–18. 42
43
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way of a ritual. In other words, the religion, the ritual, formed the juridical and vice versa. It is a practical dimension resembling the one in art. As Perniola explains: Ius is, precisely, an art, which ‘in sola prudentium interpretatione consistit’ (consists in the interpretations of the cautious ones alone); if one considers that ars and ritus derive from the same root *ar, signifying an order, then the ceremonial repetition presents itself as one of the cornerstones of Roman mentality.44
Hence, ius obtained its justification through the ritual, and together they constitute the caeremonia, which one might say is the juridical ceremony. This might explain, why the distinction between politics and religion is unknown to the oldest Roman religion. The Stolpersteine can in the same sense be said to be a ritualization of ius, a construction and at the same time an activation of the juridical. But in opposition to the Romans where the order was created in actu, the Stolpersteine infer a juridical order post festum. This order, begged by these memorial stones, is but a normative and ceremonial memory of history creating a fictitious past where the Third Reich was a state of law and where ethics could be applied. This ceremony has the modern state of law as its goal and whose terms, concepts and words it endlessly repeats. It is an order that with no logical arguments what so ever can be used in regards to understand what the Third Reich was, who they killed, deported, and why. The paradox, therefore, is that just like the Third Reich transformed the law into a ‘gewollte Ausnahmezustand’ so, too, the Stolpersteine transform the ‘gewollte Ausnahmezustand’ back into law.
Concluding Remarks With the Stolpersteine the camp’s ‘text’ has become a dead letter, a clean grammatica with a forgotten meaning. It is closed and canonised. German memorial culture, paradigmatically Perniola, ‘Le rite et le mythe’, p. 25.
44
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represented by the Stolpersteine, seems to have great difficulty in coming to terms with the fact that something far worse than murder can happen to a human being. Something far worse than to be defamed and humiliated or even forced to suicide can happen to a human being. A human being can, as was the case in the Third Reich, be de-humanised and de-legalised. A human being can be reduced to be a non-human being to be eliminated as were it lice. The Stolpersteine are not memorial stones in sensu strictu. They are, instead, sacred obligations meant to conceal the gap between history and memory. Just as a subtle interpretation does not want to see the Marmurius-ritual, where a person dressed as Mamurius was driven from the city in order to drive away the old year as a calendrical ritual, but more as a total destruction of the difference between memory and history, i.e. as an ideological construction of the past.45 The Stolpersteine erase the gap between Germany’s state of exception and state of law; they erase the gap between a human being beyond legality and ethics and a subject of law. They erase the gap between a form of government that turned human beings into non-human beings and a government that does not. The Stolpersteine do not give the victims their names back. The Stolpersteine have constructed a zone in which history is mythologised, its reality ignored and replaced by a ritualized memory of the past, and it is well on its way to end in a biopolitical, ceremonial catastrophe. The Stolpersteine steal from those deported and killed in the exterminations, the final dignity we as citizens could give them: the recognition that something was taken from them that can not be given back.
Bibliography Agamben, Giorgio, Stato di eccezione. Homo sacer’ II.1, Reprint (Torino: Bollati Boringhieri, 2004) Agamben, Giorgio, Homo sacer. Il potere sovrano e la nuda vita, Reprint (Torino: Bollati Boringhieri, 2005a)
Illuminati, ‘Mamurius Veturius’, p. 73.
45
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Agamben, Giorgio, Q uel che resta di Auschwitz. L’archivio e il testimone. Homo sacer III, Reprint (Torino: Bollati Boringhieri, 2005b) Agamben, Giorgio, Il sacramento del linguaggio. Archeologia del giuramento. Homo sacer II.3, Reprint (Roma-Bari: Laterza, 2008) Assmann, Jan, Das kulturelle Gedächtnis: Schrift, Erinnerung und politische Identität in frühen Hochkulturen (Munich: Beck, 1992) Cicero, ʻDe natura deorumʼ, The Nature of the Gods ed. by Jeffrey Henderson and trans. by Hans Rackham (Cambridge, Massachusetts and London: Harward University Press, 2000) Dumezil, George, La réligion romanine archaique. Avec un appendice sur la religion des Étrusques, 2. ed. (Paris: Payot, 1974) Esposito, Roberto, Communitas. Origine e destino della comunità (Torino: Giulio Einaudi Editore, 1998) Gaffiot Félix, Dictionaire abregé Latin-Français (Paris: Hachette, 1936) Halbwachs, Maurice, La mémoire collective (Paris: Presses Universitaires de France, 1950) Heidegger, Martin, Sein und Zeit, 18. ed. (Tübingen: Max Niemeyer Verlag, 2001) Illuminati, Augusto, ʻMamurius Veturiusʼ, Studi Materiali di Storia delle religioni, 32 (1961), pp. 41–81 Jordan, Jennifer, Structures of Memory. Understanding Urban Change in Berlin and Beyond (Stanford: Stanford University Press, 2006) Levi, Primo, Se questo è un uomo (Torino: Giulio Einaudi Editore, 1989) Marlis, Meckel, Den Opfern ihre Namen zurückgeben. Stolpersteine in Freiburg (Freiburg and Berlin: Rombach Verlag KG, 2006) Niewyk, Donald L. and Francis R. Nicosia, The Columbia Guide to the Holocaust (New York: Columbia University Press, 2000) Nietzsche, Friedrich, ʻUnzeitgemäße Betrachtungen I–Vʼ, in Friedrich Nietzsche. Kritische Studienausgabe, ed. by Giorgio Colli and Mazzino Montinari, 2nd. ed. (Berlin: de Gruyter, 1999) Murphy, James B., ʻThe Lawyer and the Layman: Two Perspectives on the Rule of Lawʼ, The Review of Politics, 68 (2006), pp. 101–31 Perniola, Mario, ʻArs e urbsʼ, Rivista di estetica, 4 (1980), pp. 27–34 Perniola, Mario, ʻLe rite et le mythesʼ, Traverses, 21–22 (1981), pp. 19–26 Perrin, Bernadotte, Plutarch’s Lives. With an English Translation, vol. 1 (Cambridge, MA: Harvard University Press and London: William Heinemann, 1914) 360
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Roloff, Karl-Heinz, ʻCaeremoniasʼ, Glotta. Zeitschrift für griechische und lateinische Sprache, 32 (1953), pp. 101–38 Sennett, Richard, Flesh and Stone. The Body and the City in Western Civilization, Reprint (London: Penguin, 2002) Vor meiner Haustür. ʻStolpersteinesʼ von Gunter Demnig. Ein Begleitbuch, ed. by Joachim Rönnerper (Gelsenkirchen: Arachne Verlag, 2010)
Abstract This article analyses the materiality of the Stolpersteine, the small cobblestones installed throughout Europe for victims of the Third Reich as part of Gunter Demnig’s public art project. Although stones have been used throughout Western culture, in both profane and sacred contexts, the line of demarcation between the two spheres has always been clear. Gravestones and churches, houses and pavements are two spheres that rarely mixed geographically and certainly not ritually. The Stolpersteine challenge these traditional categories, being installed in front of the home where the victim lived, forcing pedestrians to walk and ‘stumble upon’ the victims of genocide. In this context, we ask: ‘How does quantity affect rituality?’ Is each individual victim really commemorated in the midst of thousand others by a single stone? In order to understand the peculiar rituality of the Stolpersteine, this article will make a comparative approach between these monuments and the Roman ancilia, the famous shields made by Marmurius.
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INDEX
INDEX
Aborigines 110, 113 Abraham, Abram 321-322, 326-328, 328-329 n. 21, 329-331, 331 n. 25, 332-336 abstraction 61, 62, 64, 65, 68, 75-78, 81, 87, 88, 92, 99, 103, 109, 127, 139, 142, 147, 229 Abu Hureyra 144, 145 Acropolis 84 n. 26 Aegean 62, 69, 75, 255 afterlife 104, 105, 109, 115, 116, 219-221, 242, 251, 270 Akkadian 36, 75, 76, 87 Alexander the Great 84 n. 26, 93 altar 83, 175, 283, 291 amber 255 n. 2, 271 amethyst 76, 83 amulet 147, 291, 291 n. 32, 293 Amun 74 Anatolia 71 n. 9, 131, 135, 255 ancestor, ancestral 77 n. 21, 99, 106109, 112-117, 119, 144, 189, 212, 220, 237 ancile, ancilia 345-351, 355, 361 angakoq 52 angel 321 n. 4, 331 n. 25 Angkor 82 aniconic turn 294, 294 n. 43, 296, 309-310 aniconism 22, 282, 283, 289 n. 22, 290, 294, 294 nn. 43-44, 295, 295 n. 46, 296, 299-301, 304306, 308 nn. 94-95, 310, 318
aniconographic 287, 289, 298, 299 animal 21, 22, 44, 80, 84, 105, 111, 112, 114, 115, 123, 136, 137, 139, 141, 143, 147, 148, 153-156, 167, 170, 172, 173, 185-187, 190-193, 207, 214, 216-219, 225, 261, 265, 268, 290, 290 n. 28, 308 animal master 190 animistic 115 annihilation 351, 353, 354 anthropomorphic 112, 210, 219, 225, 271, 291, 296, 297 n. 62, 305 Apollo 55, 57 apotropaic 156 Aquinas, T. 93, 288 n. 20 Arad 292 Aramaic 320, 321 archaeology 20, 22, 32, 34, 36, 63, 92, 125 n. 10, 281, 285, 290, 292, 318 archetype 105, 109, 115 architecture 17, 18, 19, 20, 21, 35, 36, 38, 61, 62, 65, 68, 69-70 n. 6, 82-85, 89-90, 92-96, 111, 116, 117, 127, 127 n. 14, 143, 144 n. 57, 146, 158, 167, 169, 173, 188, 229, 233, 251, 283, 286, 290, 290 n. 25, 292, 300, 305, 309, 310, 318 ark of the covenant 292, 297, 299, 306
365
INDEX
arrowhead 173 art 21, 23, 37, 65, 79, 85, 103-112, 114-116, 119, 157 n. 110, 158, 167, 199, 200, 206, 208, 212, 287, 291 n. 32, 293, 305, 308, 310, 345, 346, 347, 351, 357, 358, 361 Aser 266 astronomical 70, 73, 268 Athena 55, 349 Athenian 84 Auschwitz 341, 342, 342 n. 3 authoritative 320, 324-326 authority 22, 43, 43 n. 47, 44, 95, 130, 154, 157, 158, 167, 191, 192, 320, 321, 325, 336, 337, 348 axe 19, 261-263, 263 nn. 13-14, 268, 274-275 Azerbaijan 114 Babylon, Babylonian 31, 62, 82, 93, 295, 295 n. 50 Balken 203 Baltic 255, 258, 264, 269 ban on images 294, 295, 296 n. 54, 297, 309 Bar Kokhba 300 n. 67, 306 n. 84 barrow 22, 92, 227-228, 230, 232237, 240-245, 251 bear 141 Beidha 172 belief 18, 29, 42, 63, 89, 103-109, 112, 114-115, 117, 119, 197, 201, 208, 255, 265, 268, 270272, 277, 353 belt plate 240, 271 Beyond 21, 64, 73, 74, 86, 92 Bhummiphol 52 Bible 22, 75, 87, 115, 263, 281, 281 n. 2, 282, 282 n. 4, 283, 284 n. 5, 289, 291-294, 294 nn. 43-44, 297 n. 58, 299, 308 n. 95, 309310, 318, 320, 325, 327, 333 biblical 63, 79, 292 n. 34, 319-320, 320 n. 1, 321, 321 n. 4, 324, 326327
bird 141, 142, 172, 209, 215, 217, 218, 267 bison 114 black 54, 112 Black Sea 269 blue 36, 76, 87, 91 blue jeans 32, 33 boar 139, 148, 154 boat 263, 268, 270, 274, 275 body 32-33, 83, 86, 104, 108, 116, 180, 181, 182, 183, 184, 187189, 200, 218, 260, 265, 285, 289 n. 24 Bohuslän 203, 208, 272 Book of Genesis 320-321, 321 n. 4, 322-323, 327-321, 333-334, 334 n. 30, 336-337 Book of Jubilees 321, 321 n. 4, 322, 327, 328, 329 n. 21, 334, 334 n. 30 Book of the Dead 74 Borgdorf 217-219 Bredarör 232, 253 bronze 200, 203, 206-207, 210, 212-213, 220, 224-225, 227, 239, 240, 255 n. 2, 258-260, 266-267, 269, 271-272, 274275 Bronze Age 21, 22, 36, 50, 61, 62, 63, 64, 65, 69, 72, 72 n. 11, 74, 75, 77, 77 n. 21, 78, 80, 82, 86-90, 94-95, 99, 135 n. 33, 193, 199-201, 203-206, 208-210, 212-214, 216, 218, 220-221, 224-225, 227-228, 230, 232233, 237, 239-240, 244-245, 251, 253, 253 n. 1, 255, 258, 266275, 277, 292 Buddhism 62, 83 burial 18, 21, 38, 39, 45, 73, 86, 104, 105, 113, 115, 116, 131, 131 n. 28, 132-133, 142-145, 145 n. 63, 167, 172, 174, 179-181, 184-186, 188, 191, 206, 208, 216, 220, 227-230, 233-234, 237-239, 242, 251, 253 n. 1, 258, 260, 263, 267
366
INDEX
C-14 253 n. 1 caduceus 57 cairn 230, 232, 253, 253 n. 1, 254, 255, 258, 259, 267, 273, 277 calendar 240, 266, 269, 272 Calvinist 288 n. 18 Cambodia 83 n. 24 Canaanite 292 canon 74, 107, 109, 296, 297, 319, 320, 320 n. 2, 324 Capivara 114 carnelian 76, 83 Çatalhöyük 38, 39, 45-46 categorization 37, 38 category 39, 76, 173, 189, 206, 213, 283, 301 cave 107, 108, 109, 110, 111, 290, 319, 321 n. 3 Çayönü 130, 135 n. 33 Celtic 56, 200 ceremonial 55, 110, 268, 358, 359 chariot 208, 263, 265, 268, 270, 271, 301 chariot of the sun 201, 203-204 cherub 292, 297, 297 n. 62, 300, 300 n. 68 China, Chinese 69, 69 n. 6, 70, 70 n. 6, 71 n. 9, 76, 82, 83 n. 24 Christ 287, 355 Christian 40, 51, 63, 83, 89, 93, 221, 289, 319, 320, 320 n. 2, 353 Christianity 27, 83, 94, 230, 282, 288 n. 21 church 29, 42, 51, 79, 80, 82, 93, 144 n. 57, 286, 286 n. 12, 287, 287 n. 16, 288 n. 19, 344, 361 church father 51, 87 Cicero 353 cist 181, 183-184, 187, 189, 193, 253 n. 1, 254, 255, 258, 259, 260, 265, 266, 267, 268, 269, 270, 272, 273, 274, 277 civilization 71, 71 n. 9, 81, 214 Classical Antiquity 63, 79, 81, 87 n. 29 Côa 114 Coffin Texts 74 cognition 77, 99
cognitive capacities 99, 155 cognitive change 99 cognitive science 32 colour 36, 37, 75, 76, 77, 78, 81, 83, 87, 87 n. 29, 90, 99, 110, 234 commemorative 108, 349, 355 communal building 125, 129, 130, 131, 143, 146, 154, 175 communication 28, 41, 66, 67, 68, 68 n. 4, 72 n. 11, 79, 103, 104, 108, 110, 123 n. 7, 124, 155, 167, 253, 309 community 19, 29, 42, 64, 78, 88, 89, 123 n. 7, 124, 124 n. 9, 133, 143, 144, 148, 153, 153 n. 97, 155, 156, 157, 172, 184, 186, 188, 190, 192, 197, 200, 214, 228, 229, 284, 291 n. 29, 321, 335, 336, 337, 339 Constantine 51 Corded Ware Culture 230 cosmic 110, 127 n. 14, 184, 192, 220, 334, 335, 336 cosmology, cosmological 22, 124, 127 n. 14, 199, 200, 206, 212, 214, 220, 221, 227-228, 237, 239, 241, 242-244, 251, 255, 275, 277 cosmos 191, 219, 266, 272, 275, 290, 333 cranial deformation 189 creation 37, 64, 79, 81, 83, 92, 106, 115, 124, 124 n. 9, 143, 157, 285, 321 n. 4, 336 cult 21, 51, 52, 53, 54, 55, 56, 86 n. 28, 103, 104, 105, 106, 108, 109, 113, 114, 115, 116, 117, 119, 143, 220, 237, 291, 295, 296, 300 n. 67, 351, 353 cult image 51, 55, 258 cultic building 292, 292 n. 37, 298, 300, 300 n. 69 cuneiform 66, 69 Cybele 54 cylinder seal 78 Danaë 215 day-ship 209
367
INDEX
Dead Sea 133, 145 n. 70, 167, 321 n. 4, 335 Dead Sea Scrolls 22, 319, 320 n. 2, 321 n. 3, 322 n. 5, 329, 336, 339 death 38, 38 n. 29, 39, 64, 86, 94, 104, 105, 106, 116, 117, 133, 141, 144, 147, 150, 156, 169, 188, 189, 190, 191, 192, 220, 242, 296 n. 53, 344 deer 142 definition of religion 89, 124, 204 deity 51-58, 84, 158, 210, 212, 214, 221, 225, 260, 268, 270-272, 291, 296 n. 54, 300, 301, 303, 304, 309 Delphi 55 demigod 332 Deuteronomist 289, 309 didactic 307 n. 89, 332, 335 diffusion 64, 65, 71 Dioscuri 211 discourse 18, 20, 27, 27 n. 1, 38, 41, 61-63, 64, 65, 67, 70, 70 n. 6, 71-75, 78-83, 85-86, 88-96, 123 n. 7, 156, 251, 332 discursive 18, 27, 28, 31, 32, 45 disposal of the dead 180, 184, 187 divine 30, 43, 51, 73, 83, 93, 199, 201, 203, 204, 208, 210, 213, 214, 216, 218, 219, 220, 224, 225, 255 n. 2, 266, 270, 283, 285, 287, 288, 296, 297, 297 n. 62, 298, 305, 319, 327, 329, 347, 348, 349, 350, 357 domestication 21, 35, 123, 167, 171, 172, 187, 190, 192, 193 dream 43, 110, 330, 331, 331 n. 25, 332 Dumézil, G. 58, 353 Durkheim, É. 37, 89 Early Neolithic 21, 76, 121, 123, 127 n. 14, 142, 153 n. 97, 154, 167, 169, 171, 172, 173, 174, 176, 178, 181, 184, 186, 187, 188, 189, 190, 192, 197 earth 51, 67, 68, 107, 154, 205, 210,
216, 220, 263, 275, 286, 287, 288, 294 n. 44, 327, 333, 334 Egypt, Egyptian 21, 27, 31, 36-37, 62, 65, 69, 70, 70 n. 8, 71-74, 76, 81-82, 84, 85-87, 91-93, 214215, 219, 255, 259, 266, 268, 270, 291 n. 32, 326, 327, 328 n. 21, 330 elite 40, 67, 76, 90, 93, 206, 260, 269, 272 embodiment 185, 282, 283, 284, 288, 306 n. 85, 307 emotion 32, 109, 122, 126, 127, 147, 155, 156, 167, 191 empty space 300, 305 Enlightenment 93, 282 Epipalaeolithic 138, 139, 142, 144 Epona 57 Eridu 85 eschatological 287, 333, 334 Etruscan 56 eucharist 53, 287, 355 Euphrates 123, 129, 133, 135, 138, 145, 147-148, 149, 158, 167 Europe 40 n. 37, 87, 105, 106, 108, 112, 114, 115, 116, 230, 263, 266, 270, 286, 287 n. 16, 349, 361 exegetical 320 externalization 103 Fabius Pictor 52 falcon 214, 215, 216, 218 Fårdal 208 Faroese 270 feasting 21, 169, 170, 172, 179, 185, 187, 191 female 86, 111, 139, 180, 188, 193, 206, 207, 208, 270, 271, 327, 329, 332, 332 n. 27 fertility 86, 108, 148, 237 figurative art 103, 108, 158, 167 figurine 30, 30 n. 11, 112, 139, 141, 148, 169, 208, 260, 274, 298 n. 62 fish 68, 204, 209, 210, 216, 218, 225 Fiskbæk 266
368
INDEX
Flagstone Building 130 flint 19, 92, 111 food 85, 104, 113, 115, 284, 284 n. 5, 290 n. 24 Foucault, M. 34, 34 n. 18, 46 free church group 286, 286 n. 11 Friedrichshain 354 funerary practice 104, 186 Gallic 57 Genesis Apocryphon 22, 319-320, 320 n. 2, 321, 321 n. 3, 322, 322 n. 5, 323-331, 331 n. 20, 332337 Ghwair 172 Gilgamesh 269 Glasbakke 266 Göbekli Tepe 21, 121, 130, 131, 139, 141, 142, 143, 146, 147 god 94, 116, 124, 139, 141, 169, 191, 192, 203, 210, 212, 213, 214, 215, 216, 219, 221, 225, 270, 271, 272, 285, 285 n. 10, 288, 288 n. 20 goddess 30, 30 n. 11, 54, 55, 90, 348 gold 36, 37, 76, 78, 83, 84 n. 26, 87, 201, 205, 258, 269, 272, 306 n. 82, 331 Gothic 93 grave 17, 183, 206, 254, 255, 258, 260, 263, 267, 268, 273 Greece, Greek 27, 52, 54, 55, 56, 63, 63 n. 24, 69, 76, 87, 89, 93, 211, 214, 259, 268, 271, 296, 347, 348, 351, 357 green 76, 87, 270, 290, 293, 298 greenstone 76, 83, 87, 183 Grevensvænge 208 Gryde 265 Gyldensgård 258-260, 267 Halula 145 Har Karkom 111, 112, 113 heaven 51, 204, 275, 286, 287, 288, 291, 294 n. 44, 321 n. 4, 347 Hebrew Bible 22, 75, 87, 281, 281 n. 2, 282, 283, 284 n. 5, 289, 291-294, 294 nn. 43, 44, 297
n. 58, 299, 308 n. 95, 309, 310, 318 Heimdal 214 hell 40 Hellas 55 Hellenistic 51, 54, 56, 332 Hellenistic-Roman 319 Hermes 57 Herod 58 hierarchy 78, 80, 124, 156, 348 Hinduism 83 Hittite 71 n. 9, 77 n. 2, 268 Hjordkjær 237, 238 Hohøj 232 Holocaust 22, 344, 244 n. 10 Holocene 111, 122-123, 125, 131, 138, 139, 143, 148, 149, 153, 156, 158, 167 Homer 269 homo sapiens 19, 103, 105-109, 112, 116, 117, 157 n. 110 Hopi 52 horror vacui 307 horse 57, 204, 205, 208, 209, 210, 215, 216, 217, 218, 225, 255, 255 n. 2, 263, 264, 265, 270, 271, 274 horse figure 201, 203, 218 Horus 73, 215, 216 house 19, 35, 36, 38, 39, 45, 46, 54, 90, 116, 127 n. 14, 146, 173, 174, 176, 178, 179, 188, 189 n. 44, 193, 220, 233, 273, 284, 326, 327, 341, 344, 351, 353, 361 hunter-gatherer 34, 35, 44, 105, 106, 107, 112, 143, 151, 152, 154, 155, 156, 158 n. 111 hunting 35, 110, 148, 172, 173 hunting magic 86 hunting rite 108 hymn 52, 71, 74 icon 240, 241, 244, 287 iconography 125, 199, 208, 227, 228, 237, 239, 240, 244, 288, 290 nn. 25, 28, 305 n. 80, 309 iconostasis 287
369
INDEX
identity 34 n. 16, 43, 69, 107, 108, 110, 114, 115, 119, 121, 122, 122 n. 5, 146, 148, 157, 167, 182, 242, 300 n. 67, 331, 337, 348, 349, 350, 351 ideological, ideology 27, 86, 89, 106, 108, 121, 124, 124 n. 9, 127 n. 14, 167, 201, 242, 251, 269, 272, 293, 355-356, 359 ideological term 63 ideological universe 269 image 17, 21, 22, 30, 32, 40, 51, 53, 57, 78, 79, 83, 111, 114, 119, 135, 142, 153, 158, 199, 200, 201, 208, 211, 212, 213, 224, 255, 263, 264, 266, 267, 268, 269, 270, 271, 272, 273, 274, 275, 277, 282, 283, 285, 287, 289, 291, 291 n. 32, 292, 293, 293 nn. 39, 41, 294, 295, 295 n. 46, 296, 296 nn. 53, 54, 297, 297 n. 62, 298, 298 n. 65, 299, 300 nn. 67, 69, 301, 303, 303 n. 73, 304, 305, 306, 306 n. 84, 307, 307 n. 89, 308, 309, 310, 318 imaginary 110, 274 IMF (International Monetary Fund) 66, 66 n. 3, 67, 68 n. 4, 84 n. 26, 94 Inanna 74, 74 n. 18, 82 n. 23, 84, 90, 91 Indo-European 58, 63, 70 n. 6, 77 n. 21, 200, 346 information 30 n. 10, 34, 61, 62, 66, 67, 68, 68 n. 4, 79, 94, 108, 121, 122, 123, 123 n. 7, 126, 131, 204, 266 n. 21, 269, 329 initiation 105, 106, 107, 108, 113, 119 inquisition 40 inscription 71 installation 113, 117, 174, 175, 176, 183, 184, 187, 188, 189, 190, 191, 341 institution 28, 38, 41, 43, 44, 66, 67, 68, 69, 70, 84, 91, 124, 158, 197, 228
Inuit 113 invisible 30 n. 10, 103, 104, 108, 110, 121, 122, 124, 125, 153, 156, 158, 264, 265, 270, 271, 281, 298, 318 Irish 271 Iron Age 62, 64, 69, 266, 272, 289, 292, 297 n. 37, 300 Islam, Islamic 27, 44, 62, 83, 89, 282, 289, 289 n. 22, 305 n. 82 Israel, Israelite 63, 289, 290-292, 292 n. 37, 293-294, 294 n. 44, 295, 296 n. 53, 297, 299-301, 309, 310, 321 n. 4, 329 Israel-Palestine 292, 299, 300 jade 76, 78, 87 Jahveh (see also Yhwh) 58 Japan, Japanese 82, 83 n. 24, 89 Jerf el-Ahmar 129, 131, 136, 139, 141 Jericho 129, 145 Jerusalem 22, 58, 290, 292, 300, 300 n. 67, 310 Jew, Jewish 58, 63, 300 n. 67, 296, 305, 310, 319, 320 n. 2, 335, 336-337, 344 Jewish literature 319 Jordan 21, 143 n. 56, 169, 171, 197 Judaic-Christian 63 Judaism 58, 282, 300, 320 n. 1 Kakadu 114 Karahan Tepe 136 katchina 52 Khepri 216 Kimberley 114 king 51, 52, 74, 82 n. 23, 84, 85, 91, 92, 94, 269, 296 n. 53, 327, 329, 330, 331, 333, 348 Kivig, Kivik 22, 253, 258, 259, 263, 263 n. 14, 265, 266, 268-275, 277 Kivig cist 255, 259, 260, 265, 267270, 272 Kivik-cairn 232 Körtik Tepe 136, 138, 139, 142, 145 Kreuzberg 354
370
INDEX
Lactantius 51, 59 Lamech 321, 327-330, 332, 334-335 lapis lazuli 36-37, 76, 83, 87, 91 Leroi-Gourhan, A. 31 Levallois 92 libation 54 liminal 184 Linear A 69 Linear B 69 Lion 137, 139, 148, 307 literary 70, 74-5, 81, 93, 125, 204, 321-323, 335, 339 Lithuania 260, 262, 270 liturgy 286-288, 349 Loki 214 Lutheran 217 n. 16 Madsebakke 272 magic 74, 86, 355 Malta 85 Mamurius Veturius 345-346, 350, 359 mandible 180, 183, 185-189 marked 38-39, 39 n. 33, 189, 204205, 208, 237, 239, 290, matrona 57 Mecca 58 mediality 122-123, 123 n. 7, 126127, 142-143, 145, 147, 149, 156, 158, 167, 169 mediation, mediator 156, 190, 192193, 209-210, 331, 334 medieval 40, 53, 213, 225 Mediterranean 56, 75, 99, 255, 268269, 277 meeting room 286-287 megalith 117, 230 memory 21-22, 103-104, 107-108, 110, 113, 142, 144, 146-147, 147 n. 75, 148, 158, 158 n. 110, 169, 179, 188, 191-193, 284, 300 n. 67, 303, 306, 306 n. 84, 323, 341, 242 n. 1, 343-345, 347, 347 n. 21, 359-351, 353355, 357-359, 361 menhir 89 mental 27, 32, 40, 44, 50, 103, 106, 108, 121, 157 n. 110, 167
Mercurius 266, 271 Mesopotamia 21, 29, 42, 66, 69-70, 70 n. 8, 71-72, 74, 78-81, 84-86, 91-93, 132-33, 135 n. 33, 138, 142-143, 269 metaphor 83, 298, 307 methodology 20, 22, 66, 78 n. 21, 86, 122, 125, 339 Middle Paleolithic 105, 108, 113, 116 midrash 320 migration 111, 114-115 Mithras 55 Mjeltehaugen 267 mnemonic device 170 moon 52-53, 264-265, 267, 270 mortuary 21, 86 n. 28, 91, 169-170, 175, 184-193 Moses 321 n. 4 mother 57, 109, 307 mound 220, 230, 232-242, 258, 260-263, 267 MPPNB 169 n. 3, 189 n. 44 Müller, M. 58 Müller S. 201-204 Mureybet 129, 139 Muslim 58 Mycenae 69, 76, 268 myth 22, 38, 43, 56, 61, 65, 70-75, 79, 85-86, 89-91, 122-124, 192, 199-200, 206, 209-210, 214, 220, 224, 244, 345, 347-350, 354-355 mythical ancestor 109, 114, 116, 119 mythology 21-22, 104, 106, 108, 114-116, 122, 199, 206, 20910, 212-214, 220, 225, 227-228, 244, 251, 267, 349-351, 253354, 359 name 20, 30, 36-37, 51-53, 58, 6970, 72, 189, 191-192, 201, 281, 286, 306, 306 n. 85, 353 n. 34, 354-355, 359 narrative 65, 72, 79-81, 94, 142, 192, 224, 227, 237, 244, 320 n. 1, 326-328, 333, 336
371
INDEX
National Socialist 344, 351 Natufian 131 Neanderthal 19, 21, 106 Neder Hvolris 204, 209 Negev 111 Neolithic 21, 38, 50, 63, 65, 76, 77 n. 21, 78, 80, 87, 94, 99, 106, 117, 121, 123, 127 n. 14, 139, 142, 144-145, 154-155, 167, 169, 169, 171, 186, 193, 197, 230, 237, 272 neolithisation 123 netherworld 74, 266, 268, 270 neurobiology 21, 146, 148, 156, 157 n. 110, 167 Nevalı Çori 137, 141-142 Newgrange 85 night 55, 199-200, 208-210, 214, 216, 220, 224, 264, 268, 270, 330 Noah 321, 322 n. 5, 327-336 Numa 346-348, 350, 357 Nunivak 52 Nyau 110 occult 108 Odin 214, 266-267, 271 offering 73, 291 n. 29 Old Testament 281 n. 2, 294 n. 44, 295 n. 49, 320 omen 71-72 n. 9 oracle 55, 71-72 n. 9 origins of religion 44-45, 62-63, 86 orthodox 286-287, 288 n. 21, 291 Osiris 73, 91, 216, 270 palace 55, 74, 82, 82 n. 23, 84-85, 87, 91-93, 268, 319 Palaeolithic 34-35, 50, 63-65, 94, 99, 114, 117, 148, 269 Palestine 292, 299, 300-301, 319 palimpsest 22, 180, 188, 191, 319, 322-326, 330, 333, 335-337 panther 137, 139 Parthenon 84 patriarch 22, 321 n. 4, 326, 328, 330, 332-333
Perniola, M. 22, 345-346, 348-349, 353-354, 357 Persian 36, 76, 84 n. 36 personhood 190-191 Pessinus 54 phallos 52-53 pharaoh 326-327, 329-332 philology 319, 347 n. 20 Phoenician 69 pilgrim 286 Plutarch 346-348 Poland 269, 343 Poseidon 215 PPNA 123, 127, 129, 133, 136, 144, 147-148 PPNB 78, 127, 129, 131-133, 141144 Priapus 53 priest 40, 80, 114, 117, 156, 228, 262, 271, 353 proto-religion 86 pseudepigraph 320-321, 335 public 51, 67-68, 92, 122-123, 127 n. 14, 145-146, 156, 158 n. 10, 167, 344-345, 350-351, 353, 361 pueblo 52 purgatory 40 Pyramid Texts 70, 73-74 rain-making rite 108 Ramad 145 razor 22, 200, 204, 206-211, 217219, 225, 258 rebirth 209, 220 red 76 Red Sea 172 Reformation 93 religion 17, 18, 19, 20, 21, 22, 23, 27, 27 n. 1, 28, 29, 30, 30 nn. 10, 11, 31, 32, 33, 34, 34 n. 18, 37, 38, 39, 40, 41, 42, 43, 44, 45, 46, 50, 51, 56, 59, 61, 62, 63, 64, 65, 72, 72 n. 9, 73, 74, 82, 83, 85, 86, 89, 90, 95, 96, 103, 104, 105, 106, 107, 108, 109, 113, 114, 116, 117, 119, 121, 123, 124, 124 n. 9, 158, 167, 187, 193, 197, 199, 200, 201, 204, 213,
372
INDEX
214, 215, 216, 219, 220, 225, 227, 228, 229, 244, 245, 251, 270, 272, 277, 281, 282, 283, 284, 285, 286, 288, 289, 289 n. 22, 291, 292, 293, 294, 300, 309, 310, 318, 337, 341, 334, 344, 345, 346, 348, 349, 351, 353, 357, 358 religious 17, 18, 20, 21, 23, 33, 38, 43, 44, 45, 46, 58, 59, 63, 65, 68, 71, 73, 82, 86, 89, 92, 93, 94, 105, 106, 152, 156, 167, 200, 206, 284, 285, 286, 287, 293 n. 37 religious act 288 religious idea 245, 251, 286, 293, 337 religious identity 300 n. 67 religious institution 158 religious knowledge 228, 229, 242, 243, 244 religious monumentality 228 religious object 229, 283 religious practice 82, 284 religious research 117, 124 religious revival 227 religious sphere 227 religious structure 117 religious system 213 Remus 349 Renaissance 93 revival 192, 227 revolution 68 n. 4, 81, 93, 96, 99, 122, 299 rite 54, 73, 75, 86, 108, 113, 114, 175, 185, 189, 190, 192, 206, 345, 346, 351, 354, 357 rite-de-passage 184, 237 ritual 21, 38 n. 29, 53, 54, 55, 56, 64, 85, 86, 86 n. 28, 90, 104-107, 114-117, 121, 124, 125, 131, 133, 143, 144, 144 n. 57, 145 n. 70, 146, 153, 155, 156, 167, 181, 186, 186 n. 39, 190, 191, 192, 193, 197, 201, 208, 212, 213, 228, 229, 243, 266, 267, 270, 282, 283, 284, 284 nn. 5, 6, 289 n. 21, 345, 347, 350, 353, 358, 359
ritual act 289 n. 21 ritual activities 237 ritual cultivation 351 ritual sequence 237, 242 ritual site 272 ritual structure 237 ritual practice 244, 251 rock art 21, 103, 107, 109, 110-112, 114-116, 119, 200, 208 rock carving 199, 200, 203, 212, 227, 237, 239, 254, 255, 262, 265, 267, 268, 272, 273, 275, 277 rock crystal 83 rock shelter 89 Roman-Catholic 286 n. 12, 287 n. 16 Rome, Roman 22, 27, 52, 53, 54, 56, 57, 58, 63, 74, 93, 94, 319, 341, 345, 346, 347, 348, 348 n. 23, 349, 350, 351, 353, 354, 355, 357, 358, 361 Romulus 348, 349 ruler 53, 55, 70, 71, 78, 268 sacred 20, 22-23, 27-31, 39, 41-43, 108, 110, 113, 115-116, 119, 143, 206, 283, 344-345, 359, 361 Sagaholm 267 San 27 sanctuary 105, 107-108, 111-114, 116, 290, 292, 296, 298, 300, 305 n. 79 Santa Claus 52 Sarah, Sarai 326-327, 329-331, 331 n. 25, 334 Satan 335 Scarab 214-216, 291 n. 32, 293, 293 n. 39 scorpion 137, 139, 147-148, 154 scripture 295, 297 n. 56, 321, 325, 332, 336 sea 258, 263-264, 268, 275 seal 78, 292-293, 293 n. 39 Sea-Woman 52 sedentarism 116, 122, 148, 150-152, 155, 157-158, 298 Sedna 52 semi-human 115
373
INDEX
Semitic 69, 77 n. 21 sensory 191 Seth 73 shaman, shamanism 116-117, 154, 156 Shamash 84 Shang Dynasty 71, n. 9 shen 266, 270 shield 266, 267 n. 23, 274, 348-350, 361 ship 199-200, 206-214, 217-221, 225, 258, 268-269, 272-73 Shkārat Msaied 21, 169, 169 n. 3, 171-172, 176, 184-193, 197 shrine 107, 272, 292 Shu 216 Siberian 43, 112, 116 silver 76, 83-84, 84 n. 26, 331 Sinai 111, 172 single grave culture 230 Sinti 344 skeleton, skeletal 133, 170, 172, 18487, 193, 197, 258 Skelhøj 233-234, 237-238 skull 130-133, 133 n. 30, 142, 145 n. 63, 183-185, 188-190, 193 sky 36-37, 87, 91, 111, 117, 208, 220, 263, 265, 268, 271, 274275 snake 136, 139, 147-148, 154, 210, 214-216, 218, 225 social life 36, 99, 337 social practice 27, 85, 89 Solomon 292, 295-296, 296 n. 53 soul 105, 108-109, 115, 212, 219221, 225, 281 n. 1 spider 148 spiral 201, 204, 207, 218, 240, 271 spirit 52, 108, 115, 348 spiritual, spirituality 43-44, 106, 113, 130, 156, 188, 193, 197, 281 n. 1 statue 19, 54, 57, 84, 111, 283, 291, 291 n. 31, 296, 296 n. 53, 297 n. 59, 298 status 39, 144, 173, 189, 206, 263, 269, 302, 320, 336-337 Stolperstein 341-346, 349-359 Stone Age 113, 115, 253 n. 1
Stonehenge 85 study of religion 20, 22, 30-31, 33, 34 n. 18, 38-39, 45, 62-63 Sumerian 31, 36, 62, 69-70, 75 sun 21-22, 36-37, 74, 87, 138, 199220, 224-225, 237, 239, 263271, 274, 309 superhuman 28, 30, 41, 333, 336 supernatural 20, 28, 30, 43-44, 50, 61, 115, 117, 119, 124, 141, 281, 327, 333, 336 survival after death 106 symbolic 35, 61, 114, 117, 121-122, 123 n. 7, 124-125, 127, 133, 142-143, 146-149, 153, 155156, 158 n. 110, 167, 218, 227, 229, 237-238 tabernacle 290 targum 320, 322 Tell Aswad 144, 145 n. 63 Tell Q aramel 135 n. 33, 136, 138 temple 22, 51, 53-55, 58, 82-85, 86 n. 28, 87, 89, 91, 93, 117, 144 n. 57, 290, 292, 292 n. 37, 295296, 297 n. 99, 298-299, 299 n. 66, 300, 300 n. 67, 305, 306 n. 84, 310, 319 theriomorphic 291, 305 Third Reich 350-351, 353, 355-359, 361 Thor 214 throne 57, 268, 291 n. 31, 297 n. 62, 300, 300 n. 68 Thucydides 84, 87 Thutmosis III 216 Tigris 123, 131 n. 26, 135, 145, 147149, 158, 167 tomb 85, 92-93, 104, 230 tool 27, 80, 104, 113, 172-173, 285, 290 n. 28 Torah 305 totem 108, 112, 115, 136, 141 trance 43-44 transcendence, transcendent 20-21, 28, 30, 39, 43, 45, 50, 64, 124, 200, 204, 212, 225, 281, 288, 308, 347, 353
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INDEX
transempirical 59, 201, 204, 213, 219, 221 transformation 38 n. 29, 184, 189, 191, 214, 225, 266 tribal 103, 104, 110, 115, 119 Trier 57 Trundholm 201, 203, 208, 263-265 turquoise 76, 83, 87, 172 tutulus 263, 274-275 typology 51 Ugarit 69, 75 underworld 40, 117, 199-200, 205, 209-210, 216, 220, 264-265, 270 Upper Paleolithic 20, 99, 107, 112, 116 Urfa 142, 148 Uruk 68-69, 77-78, 81-82, 84-85, 90-91, 93 vættir 53 Vättern 267 veneration 133, 144, 325 Venus from Willendorf 30, 30 n. 11 Viking Age 200, 213, 225, 230 village 36, 38-39, 81, 131 n. 27, 143,
149, 172, 174, 180, 185, 189190, 193, 292 visual art 103-104, 106-109, 308 Voldtofte 217 voyage 199-200, 208, 210, 214, 220 Wadi Araba 172 Wadi Faynan 121, 129 water 19, 113, 130, 138, 148, 171, 263-264, 264 n. 6 weapon 173, 258, 270 white 76, 111, 208, 287 Wilson, P.J. 34-35, 37, 44 world sea 263 worship 51-52, 54-56, 59, 82-83, 104, 115, 2013, 214, 293, 296 n. 53, 297 n. 58, 305, 350 yellow 36, 76, 87 Yhwh 291 n. 29, 294, 294 n. 44, 295-296, 296 nn. 53, 54, 297, 297 n. 59, 298, 298 nn. 62, 65, 299, 308, 308 n. 95, 309 Zeus 214-215 zoomorphic 111-112, 210, 213, 217, 219, 225
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CONTRIBUTORS
Emmanuel Anati Centro Camuno di Studi Preistorici Via Santa Maria Vecchia 7 25044 Capo di Ponte (BS), Italy E-mail: [email protected] Marion Benz Institut für Vorderasiatische Archäologie, Institut für Orientalistik Albert-Ludwigs Universität, Freiburg Platz der Universität 3 79085 Freiburg i.Br., Germany E-mail: [email protected] Lisbeth Bredholt Christensen Danevirke Museum Ochsenweg 5 24867 Dannewerk, Germany E-mail: [email protected] Izaak J. de Hulster Faculty of Theology University of Helsinki PO Box 4 00014 University of Helsinki, Finland E-mail: [email protected] Trine Bjørnung Hasselbalch Vesterbrogade 127 A, 3. Tv. 1620 København V, Denmark E-mail: [email protected] Bo Dahl Hermansen Rådmand Steins Alle 16B, 102 2000 Frederiksberg, Denmark E-mail: [email protected]
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CONTRIBUTORS
Mads Kähler Holst Moesgård Museum Moesgård Allé 20 8270 Højbjerg, Denmark E-mail: [email protected] Flemming Kaul Nationalmuseet, Danmarks Oldtid Frederiksholms Kanal 12 1220 Copenhagen K, Denmark E-mail: [email protected] Lars Östman Department of English, Germanic and Romance Studies University of Copenhagen Njalsgade 128 2300 Copenhagen S, Denmark E-mail: [email protected] Klavs Randsborg SAXO Institute University of Copenhagen Karen Blixens Vej 4 2300 Copenhagen S, Denmark Jesper Tae Jensen The Danish Institute for Mediterranean Studies (DIOMEDES) Amager Strandvej 158D, St Th. 2300 Copenhagen S, Denmark E-mail: [email protected] David A. Warburton Excellence Cluster Topoi Humboldt-Universität zu Berlin Hannoversche Straße 6 10099 Berlin, Germany E-mail: [email protected] Morten Warmind Department of Cross-Cultural and Regional Studies University of Copenhagen Karen Blixens Vej 4 2300 Copenhagen S, Denmark E-mail: [email protected]
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