European Banking Union 9781509963904, 9783848734887

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Preface The initiative for setting up the present book dates back to 2016, just after the Banking Union (BU) became operational. The literature on this field was already significant – and since then has, indeed, exponentially increased, as manifested by the list of references in the commented articles. Nevertheless, it was our firm belief that a systematic, article-by-article Commentary of the Single Supervisory Mechanism Regulation (SSMR) and the Single Resolution Mechanism Regulation (SRMR), as well as of the acts adopted in this relation by the European Central Bank (ECB) and the Single Resolution Board (SRB) would be of value for academics, supervisors, regulators, resolution authorities and practitioners who may wish to refer to it. The delay in the publication of this demanding work on the two main pillars of the BU (the third still missing) was mainly due to the substantial amendment, in 2019, in the course of the so-called first “Banking Package”, of the SRMR, as well as of the Capital Requirements Regulation and Directive (CRR and CRD IV, respectively) and of the Bank Recovery and Resolution Directive (BRRD), which constitute the largest part of the single market component of the European banking regulatory law. In order to cover these changes in the Commentary – which have substantially affected, directly or indirectly, the content and interpretation of the SSMR and the SRMR, the publication was postponed. However, developments are constant. New delegated and implementing acts, as well as guidelines and recommendations have been adopted by September 2021, which in principle is the cut-off date for information included in this Commentary, while others are in the making. In that respect, the possibility is not excluded that at the time readers keep this book in their hands, some provisions may have been supplemented by new ones or even amended. This Commentary benefits from the invaluable work of many distinguished colleagues, practitioners and academics alike, who have contributed thereto with their insightful analyses. We are indebted to them and wish to cordially thank them for the value they added to this book, as well as for their patience as regards the delays in its finalisation. In the preparation of the manuscripts for publication, valuable assistance has been provided by Mr Raphael Reiss, Ms Claire Marshall and Mr Armin Pezhhan, student research assistants at the Chair of Private Law, Company Law, Banking and Securities Law, Eberhard-Karls-University, Tübingen. Last but not least, we wish to thank our publisher for having accepted to include our book in the Brussels Commentary series, and in particular, Dr. Matthias Knopik, for his substantial contribution to its successful publication. February 2022

Jens-Hinrich Binder Christos Gortsos Klaus Lackhoff Christoph Ohler

V

Authors Kern Alexander Prof. Dr. Kern Alexander is Professor of International financial law and banking regulation at the Faculty of Law, University of Zurich and is a Director of Studies at Queens’ College, University of Cambridge. He is the founder of the Research Network of Sustainable and also Co-Director of the bank governance programme at the University of Oxford. Martina Almhofer Mag. Dr. Martina Almhofer, LL.M. BSc is Assistant Professor (post doc) at the Institute for European and International Law at Vienna University of Economics and Business. Previously, she has worked as a Legal Counsel in the Supervisory Law Division of the ECB Legal Services. Fabian Amtenbrink Prof. Dr. Fabian Amtenbrink is Professor of European Union Law at the Erasmus School of Law, Erasmus University Rotterdam, where he also serves as Vice Dean and Director of Research. He is co-founder and member of the academic board of the Erasmus Center for Economic and Financial Governance and a frequent visiting professor at the College of Europe in Bruges. Jens-Hinrich Binder Prof. Dr. Jens-Hinrich Binder, LL.M. is Professor of private law, company law, banking and securities law at Eberhard Karls University, Tübingen. He is also Co-Director of the Tübingen Research Center on the Determinants of Economic Activity (TRIDEA), and a fellow academic Member of the European Banking Institute (EBI). He has been visiting Professor at Università Cattolica del Sacro Cuore, Milan, and Radboud University Nijmegen. Seraina Neva Grünewald Prof. Dr. Seraina Grünewald is Professor of European and Comparative Financial Law at Radboud University Nijmegen. She is a member of the Academic Board of the European Banking Institute and of the Sustainable Finance Lab in the Netherlands. She is also affiliated as an academic fellow with the EUSFiL Jean Monnet Centre of Excellence at the University of Genoa and with the interdisciplinary University Research Priority Programme Financial Market Regulation at the University of Zurich. Christos V. Gortsos Prof. Dr. Christos V. Gortsos is Professor of public economic law at the Law School of the National and Kapodistrian University of Athens. Inter alia, he is also Vice-President of the Board of Appeal of the European Supervisory Authorities, Member of the European Parliament’s expert group on banking resolution and President of the Academic Board of the European Banking Institute (EBI). In the winter semester of the academic year 2017-2018 he was a Bernard Braudel Senior Fellow at the Law Department of the European University Institute in Florence. His work focuses on international and EU monetary and financial law (regulation), as well as on central banking law.

XI

Authors Georg Gruber Dr. Georg Gruber is Head of the SSM Secretariat Division at the European Central Bank. Elke Gurlit Prof. Dr. Elke Gurlit is Professor of public law, comparative law, and European law at the Faculty of Law and Economics at Johannes Gutenberg University of Mainz. She was a Judge at the Staatsgerichtshof Bremen, Germany. Her main research topics are information law, administrative law and financial market regulation. Christos Hadjiemmanuil Prof. Christos Hadjiemmanuil is a Visiting Professor at LSE Law School, as well as a Professor of International and European monetary and financial institutions at the University of Piraeus. He is a member of the Athens Bar Association. Matthias Haentjens Prof. Dr. Matthias Haentjens, LL.M., is a full Professor of law at Leiden Law School and director of the Hazelhoff Centre for Financial Law since 2012. Prior to joining Leiden Law School, he was an attorney with De Brauw Blackstone Westbroek. He was a visiting scholar at Université de Paris II (Panthéon-Assas), Harvard Law School, New York University School of Law and Ghent University. He has been a member of the Expert Group on Securities and Claims at the European Commission, of the Consultative Working Group on Investment Management at ESMA, and a short-term consultant with the World Bank. Since 2016, he has been appointed a deputy judge in the Court of Amsterdam. Janina Heinz Dr. Janina Heinz is Counsel at Freshfields Bruckhaus Deringer Rechtsanwälte Steuerberater PartG mbB, Frankfurt am Main. In a previous role, she worked at the European Central Bank as legal counsel in the Supervisory Law Division of DG Legal Services. Ann-Katrin Kaufhold Prof. Dr. Ann-Katrin Kaufhold holds the chair of constitutional and administrative law at Ludwig-Maximilians-University Munich. Her research focuses on financial market law, esp. financial supervision, and sustainable finance regulation. Klaus Lackhoff Dr. Klaus Lackhoff, M.Iur.Eur. (Saarbrücken), LL.M. (Iowa), worked for more than 15 years in an international law firm before joining the ECB in 2015 as Head of Section in the Supervisory Law Division. In private practice, he advised on banking supervisory issues and a broad range of financing transactions (e.g. IPOs, asset and structured finance transactions). He was involved in the preparation of the ECB for its supervisory tasks and the drafting of the SSM Framework Regulation. At the ECB he leads a team of lawyers dealing, in particular, with CRR related matters. Christoph Ohler Prof. Dr. Christoph Ohler, LL.M.(Brügge) is full professor for public law, European law, public international law and international economic law at the Friedrich-Schiller University of Jena. His focus of research is on EMU and Banking Union.

XII

Authors Chryssa Papathanassiou Dr. Chryssa Papathanassiou, LL.M (Yale) is a lawyer admitted to practice in Athens and New York. Her publications focus on financial market infrastructures, banking supervision, and governance. In her recent project, she analyses the evidence of leasing in ancient silver mines. She leads the supervisory cooperation team at ECB Banking Supervision. She is an external university lecturer at the European Business School (EBS) in Wiesbaden, Germany. Mikulas Prokop Mikulas Prokop is a Legal Counsel at the European Central Bank. Georgios Psaroudakis Georgios Psaroudakis is Associate Professor of Commercial Law at the Faculty of Law, Aristotle University of Thessaloniki. He has studied at the Universities of Athens, Oxford and Hamburg. He has published widely (in Greek, English and German), mostly in the areas of corporate, financial and insolvency law. He has chaired or participated at law drafting committees on financial and corporate law, and since 2021 he is chairing the Insolvency Administration Committee established under Greek law. He is also working on the law of bank supervision and resolution at the Bank of Greece. René Smits René Smits is a Professor Emeritus of the Law of the Economic and Monetary Union (EMU) at the University of Amsterdam, consultant on EMU law & EU banking regulation, Member of the Administrative Board of Review of the ECB and assessor at the Belgian Competition Authority (BCA). He worked for De Nederlandsche Bank N.V. (the Dutch central bank) in Amsterdam for 24 years, where he was general counsel (1989-2001), responsible for legal advice, with a focus on EU banking directives, the IMF and the preparations for monetary union (the introduction of the single currency). He also was a member of the Legal Committee of the European System of Central Banks. Later, he worked for the competition authority of the Netherlands. Emiliano Tornese Emiliano Tornese is Deputy Head of Unit “Resolution and Deposit Insurance” in the European Commission’s DG for Financial Stability, Financial Services and Capital Markets Union. In that capacity, he is involved in the negotiations on the completion of the Banking Union, EDIS and ESM backstop. He has been involved with the preparation and negotiation of the BRRD and TLAC implementation, and with the preparation, negotiation and launch of the Single Resolution Mechanism. He is also Part-time Professor at the Florence School of Banking and Finance, based at the European University Institute, and Visiting Professor at the College of Europe, Bruges. Andreas Witte Dr. iur. Andreas Witte; M.Jur., M.Sc. (Oxon), Dipl.-Jur., Wirtschaftsjurist (Bayreuth) joined the Directorate General Legal Services at the European Central Bank in 2014. During 2011-2014 he worked in the Banking Supervision Department of the Deutsche Bundesbank. For a list of his publications, see www.andreaswitte.com.

XIII

Authors Karl-Philipp Wojcik Dr. Karl-Philipp Wojcik has been the General Counsel to the EU Single Resolution Board in Brussels since 2020, after having joined the European Commission as a Member of its Legal Service in 2010. He graduated in Law from the universities of Münster, Paris I Panthéon-Sorbonne (Licence en droit international) and Cologne (Ph.D.), followed executive education at Harvard Kennedy School and qualified for the bar in Germany. Karl-Philipp Wojcik lectures in law at the University of Bonn as well as at the University of Bologna. His publications focus on EU and national law, in particular on EU constitutional and judicial law, EU financial services law, as well as private and company law. Georgios Zagouras Dr. Georgios Zagouras is a syndic at the European Central Bank. He is a university lecturer at the Philipps-Universität Marburg and the European Business School (EBS) in Wiesbaden. He is also a member of the ECB’s Staff Committee and a Board Member of IPSO.

XIV

Abbreviations ABoR AIFs AIFM AIUFASS AKT AMC AML Art. BCBS BFLR BaFin BEEP BGBl. BGHZ BHC BJIBFL BRRD BRRD II BT-Drucks. BU BUCOM BUWG BVerfG CCP CET CEPS cf. CFI CFREU CFT Ch. CIA CJEU CLR CMLR CMTs CPVO CoCo COD COFRA COREP CoRes CRD IV CRD V

Administrative Board of Review Alternative investment funds Alternative Investment Fund Managers Association Internationale des Utilisateurs de Fils de Filaments Artificiels et Synthétiques et de Soie naturelle Apparel, Knitting & Textiles Alliance Asset management company Anti-money laundering Article Basel Committee on Banking Supervision Banking & Finance Law Review (Journal) Bundesanstalt für Finanzdienstleistungsaufsicht (German Federal Financial Supervisory Authority) Bruges European economic policy briefings (Journal) Bundesgesetzblatt (German Law Gazette) Entscheidungen des Bundesgerichtshofes in Zivilsachen (Decisions of the Federal Court of Justice in civil matters) Bank holding company Butterworths Journal of International Banking and Finance Law Bank Recovery and Resolution Directive (Directive 2014/59/EU) Bank Recovery and Resolution Directive no. II (Directive (EU) 2019/879) Bundestags-Drucksache (German Parliament Document) Banking Union Budget Committee Banking Union Working Group Bundesverfassungsgericht (German Federal Constitutional Court) Central counterparty Common equity tier (capital) Centre for European Policy Studies Confer Corporate Finance Institute Charter of Fundamental Rights of the European Union Combating financing of terrorism Chapter Certified internal auditor Court of Justice of the European Union Columbia Law Review (Journal) Common Market Law Review (Journal) Crisis Management Teams Community Plant Variety Office Contingent convertible bonds Cash on delivery Cooperation Framework (Single Resolution Mechanism) Common reporting Resolution Committee Capital Requirements Directive no. IV (Directive 2013/36/EU) Capital Requirements Directive no. V (Directive (EU) 2019/878)

XV

Abbreviations CRR CRR II CTF CYELP DG COMP DGS DGSD DIF DRI DPO DVBl EBA EBAR EBI EBLR EBOR EBU EC ECB ECEFIL ECGI ECJ ECL ECLI ECOFIN ECON ECSC ed/eds EDIS edn EDPS EEA EEC EFSF EIM EIoP EIOPA EIOPAR ELJ ELR ELRev. EMF EMIR EMU ERL ESAs ESCB ESFS ESM XVI

Capital Requirements Regulation (Regulation (EU) 575/2013) Capital Requirements Regulation no. II (Regulation (EU) 2019/876) Counter-terrorist financing Croatian Yearbook of European Law and Policy (Journal) Directorate-General for Competition (European Commission) Deposit guarantee scheme Deposit Guarantee Schemes Directive (Directive 2014/49/EU) Deposit insurance fund Direct recapitalisation instrument Data protection officer Deutsches Verwaltungsblatt European Banking Authority EBA Regulation (Regulation (EU) 1093/2010) European Banking Institute European Business Law Review (Journal) European Business Organization Law Review European Banking Union European Community European Central Bank European Centre for Economic and Financial Law European Corporate Governance Institute European Court of Justice European Company Law (Journal) European Case Law Identifier Economic and Financial Affairs Council Economic and Monetary Affairs Committee (European Parliament) European Coal and Steel Community Editor/s European Deposit Insurance Scheme Edition European Data Protection Supervisor European Economic Area European Economic Community European Financial Stability Facility Early Intervention Measures European Integration online Papers (Journal) European Insurance and Occupational Pensions Authority EIOPA Regulation (Regulation (EU) 1094/2010) European Law Journal Expected loss ratio European Law Review European Monetary Fund European Market Infrastructure Regulation (Regulation (EU) 648/2012) Economic and Monetary Union Eurosystem resolution liquidity European Supervisory Authorities European System of Central Banks European System of Financial Supervision European Stability Mechanism

Abbreviations ESMA ESMAR ESRB ESZB et seq. EU EUCI EUCJ EUCO EUR EuR EUV EuZW EZB EWU FDIA FDIC FICOD I FICOD II FIDE FRBNY FinDAG FINREP FinSAC FMIR Fn FOLTF FROB FSAP FSB FTEs GAAP G-SIBs G-SIFI G-SII GC GDP GDPR GLRA GSII IAASB IADI ICAAP ICCLR ICLQ ICSD IDI IFD

European Securities and Markets Authority ESMA Regulation (Regulation (EU) 1095/2010) European Systemic Risk Board Europäisches System der Zentralbanken Et sequens (the following) European Union European Union Classified Information European Union Court of Justice (Court of Justice of the European Union) European Council Euro(s) Europarecht (Journal) Vertrag über die Europäische Union (Treaty on European Union) Europäische Zeitschrift für Wirtschaftsrecht (Journal) Europäische Zentralbank (European Central Bank) Europäische Währungsunion Federal Deposit Insurance Act Federal Deposit Insurance Corporation Financial Conglomerates Directive no. I (Directive 2002/87/EC) Financial Conglomerates Directive no. II (Directive 2011/89/EU) Fédération Internationale Pour Le Droit Européen Federal Reserve Bank of New York Finanzdienstleistungsaufsichtsgesetz (German Financial Services Supervision Act) Financial reporting Financial Sector Advisory Center (World Bank) Financial markets, institutions, and risks Footnote Failing or likely to fail Fondo de Reestructuración Ordenada Bancaria Financial sector assessment program Financial Stability Board Full-time equivalents Generally Accepted Accounting Principles Global Systemically Important Banks Global Systemically Important Financial Institution Global Systemically Important Institution General Court Gross domestic product General Data Protection Regulation (Regulation (EU) 2016/679) Group-level resolution authority Global systemically important institution International auditing and assurance standards board International association of deposit insurers Internal Capital Adequacy Assessment Process International Company and Commercial Law Review (Journal) International and Comparative Law Quarterly (Journal) International central securities depositories Insured depository institution Investment Firms Directive (Directive (EU) 2019/2034) XVII

Abbreviations IFR IFRS IGA IIA ILAAP IMF INSOL IOLR IPSAS IRBA IRRBB IRT ISIN ITS IVS IVSC J. Fin. Reg. JCMS JFR JIBLR JÖR JST KWG LAA LCR LDT LFA LREM LSI Maastricht J. of Eur. & Comp. L. MaRisk MCC MEIP MEOP MEPs MiFID I MiFID II MIS MJ M-MDA MoU MPE MREL NCA NCB XVIII

Investment Firms Regulation (Regulation (EU) 2019/2033) International financial reporting standards Intergovernmental agreement Institute of Internal Auditors Internal Liquidity Adequacy Assessment Process International Monetary Fund International Association of Restructuring, Insolvency & Bankruptcy Professionals International Organizations Law Review (Journal) International public sector accounting standards Internal ratings-based approach Interest rate risk in the banking book Internal resolution team International Securities Identification Number Implementing technical standards International Valuation Standards International Valuation Standards Council Journal of Financial Regulation Journal of Common Market Studies Journal of Financial Research Journal of International Banking Law & Regulation Jahrbuch des öffentlichen Rechts der Gegenwart (Journal) Joint supervisory team Kreditwesengesetz (German Banking Act) Loss-absorption amount Liquidity coverage requirement Liability Data Template Loan facility agreement Leverage ratio exposure measure Less significant institution Maastricht Journal of European and Comparative Law Mindestanforderungen an das Risikomanagement (minimum requirements for risk management) Market confidence charge Market Economy Investor Principle Market Economy Operator Principle Members of the European Parliament Markets in Financial Instruments Directive no. I (Directive 2004/39/EC) Markets in Financial Instruments Directive no. II (Directive 2014/65/EU) Management Information System Maastricht Journal of European and Comparative Law Maximum Distributable Amount related to MREL Memorandum of understanding Multiple point of entry Minimum requirement for own funds and eligible liabilities National competent authority National central bank

Abbreviations NCWO NCWOL NDA NJW No. NRA NSFR NVwZ NWULR OCR OECD OJ OLA OLAF OMT O-SIIs Ox. J. Leg. Stud. P2G P2R para(s). PONV PSD PSD II PSPP Q&A RCA Reg. ROI RTS RWA SAG sent. SEP SFR SI SNE SPE SRB SRB-FR SREP SRB SRF SRM SRMR SRMR II SSH

No Creditor Worse Off (principle) No Creditor Worse Off than under Liquidation National designated authority Neue Juristische Wochenschrift (Journal) Number National resolution authority Net stable funding ratio Neue Zeitschrift für Verwaltungsrecht (Journal) Northwestern University Law Review Overall capital requirement Organisation for Economic Co-operation and Development Official Journal Orderly liquidation authority European Anti-Fraud Office (Office de Lutte Anti-Fraude) Outright Monetary Transactions Other Systemically Important Institutions Oxford Journal of Legal Studies Pillar 2 guidance Pillar 2 requirements Paragraph(s) Point of non-viability Payment Services Directive (Directive 2007/64/EC) Payment Services Directive no. II (Directive (EU) 2015/2366) Public sector purchase programme Questions and answers Recapitalisation amount Regulation Return on investment Regulatory technical standards Risk weighted assets Sanierungs- und Abwicklungsgesetz (German Bank Recovery und Resolution Act) Sentence Supervisory examination programme Supervisory Fees Regulation (Regulation (EU) No 1163/2014, ECB/2014/41) Significant Institution Seconded national expert Single point of entry Single Resolution Board SRB Financial Regulation Supervisory review and evaluation process Single Resolution Board Single Resolution Fund Single Resolution Mechanism Single Resolution Mechanism Regulation (Regulation (EU) 806/2014) Single Resolution Mechanism Regulation no. II (Regulation (EU) 2019/877) Single supervisory handbook XIX

Abbreviations SSM SSM‑FR SSMR STE subpara(s). TBTF TEC TEU TFEU TLAC TLOF TREA TRIM UCLAF UCITS UCITS IV UK UNCITRAL US USA VO VwVfG WCCAs WDCCI WM Yale JREG ZBB ZFR ZHR ZÖR

XX

Single Supervisory Mechanism Single Supervisory Mechanism Framework Regulation (Regulation (EU) No. 468/2014) Single Supervisory Mechanism Regulation (Regulation (EU) 1024/2013) Short term exercise Sub-paragraph(s) Too-big-to-fail Treaty (establishing the) European Community Treaty on European Union Treaty on the Functioning of the European Union Total loss-absorbing capacity Total liabilities and own funds Total risk exposure amount Targeted review of internal models Unité de coordination de la lutte anti-fraude Undertakings for Collective Investment in Transferable Securities UCITS Directive no. IV (Directive 2009/65/EC) United Kingdom United Nations Commission on International Trade Law United States (of America) United States of America Verordnung (Regulation) Verwaltungsverfahrensgesetz (German Administrative Procedure Act) Written coordination and cooperation arrangements (for supervisory colleges) Write-down and Conversion of Capital Instruments Wertpapier-Mitteilungen (Journal) Yale Journal on Regulation Zeitschrift für Bankrecht und Bankwirtschaft (Journal) Zeitschrift für Finanzmarktrecht (Journal) Zeitschrift für das gesamte Handelsrecht und Wirtschaftsrecht (Journal) Zeitschrift für öffentliches Recht (Journal)

List of Cases Court

Case

SSM/ SRM

Article

paragraph number in which the court case is cited

CJEU

Case C-9/56, 13 June 1958, Meroni & Co., Industrie Metallurgiche, SpA v High Authority

SSM

4

127

CJEU

Case C-248/83, 21 May 1985, Commission v Germany

SSM

4

113

CJEU

Case C-361/88, 30 May 1991, Commission v Germany

SSM

4

110

CJEU

Case C-300/89, 11 June 1991, Commission v Council

SSM

4

76

CJEU

Case C-617/10, 26 February 2013, Aklagaren v Hans Akerberg Fransson

SSM

4

51

CJEU

C-270/12, 22 January 2014, United Kingdom v Parliament and Council

SSM

4

127

CJEU

Case C-450/17 P, 8 May 2019, Landeskreditbank BadenWürttemberg

SSM

4

5 12

CJEU

Case C-493/17, 11 December 2018, Weiss,

SSM

4

CJEU

Case T-712/15, 13 December 2017, Crédit Mutuel Arkéa v ECB

SSM

6

66

CJEU

Case C-450/17, 8 May 2019, Landeskreditbank Baden-Württemberg v ECB

SSM

6

63

CJEU

Case C-62/14, 16 June 2015, Gauweiler and others v Deutscher Bundestag

SRM

8

57

CJEU

Case 25/62, 15.7.1963, Plaumann v Commission

SRM

12-12k

25

CJEU

Case C-9/56, 13 June 1958, Meroni v ECSC High Authority

SSM

1

9

CJEU

Case C-222/02, 12 October 2004, Peter Paul

SSM

1

30 et seq.

CJEU

Case C-209/03, 15 March 2005, Bidar

SSM

1

28

CJEU

Case C-164/07, 05 June 2008, Wood

SSM

1

24

CJEU

Case C-149/10, 16 September 2010, Chatzi

SSM

1

24

CJEU

Case C-628/11, 18 March 2014, International Jet Management GmbH

SSM

1

28

CJEU

Case C-62/14, 16 June 2015, Gauweiler

SSM

1

32

CJEU

Case C-270/12, 22 January 2014, UK v. European Parliament and Council

SRM

1

11

CJEU

Cases C-9/56 and C-10/56, 13 June 1958, Meroni v High Authority

SRM

1

12

CJEU

Case C-425/13, 16 July 2015, Comission v. Council

SSM

8

3

CJEU

Case C-327/91, 09 August 1994, France v Commission

SSM

8

6

CJEU

Case C-370/12, 27 November 2012, Pringle

SSM

8

10

CJEU

Case C-62/14, 16 June 2015, Gauweiler

SSM

8

10

CJEU

Case 2/15, 16 May 2017, Avis, Opinion

SSM

8

12

CJEU

Case C-248/83, 21 May 1985, Commission v Germany

SSM

9

18

CJEU

Case C-730/79, 17 September 1980, Philip Morris Holland BV v Commission

SSM

9

28

CJEU

Joined Cases C-15/98 and C-105/99, 19 October 2000, Italy and Sardegna Lines v Commission

SSM

9

28

CJEU

Case C-401/09 P, 27 January 2011, Evropaïki Dynamiki v ECB, Opinion of AG Mengozzi

SSM

9

17

CJEU

Case C-617/10, 26 February 2013, Åklagaren v Hans Åkerberg Fransson

SSM

9

18

CJEU

Case C-209/78, 29 October 1980, van Landewyck

SSM

14

30

CJEU

Case C-188/92, 9 March 1994, Textilwerke Deggendorf

SSM

14

59

CJEU

Case 199/99, 26 September 2002, Sgaravatti

SSM

14

30

CJEU

Case C-417/11 P, 15 November 2012, Council v Bamba

SSM

14

34

CJEU

Case C-18/14, 25 June 2015, CO Sociedad de Gestión y Participación SA et al v. De Nederlandsche Bank NV et al

SSM

14

25

XXI

List of Cases Court

Case

SSM/ SRM

Article

paragraph number in which the court case is cited

CJEU

Case C-219/17, 27 June 2018, Berlusconi and Fininvest, Opinion of AG Campos Sánchez-Bordona

SSM

14

59, 60

CJEU

Case C-663/17 P, 5 November 2019, ECB v Trasta Komercbanka and Others

SSM

14

9, 45, 63,

CJEU

Case C-665/17 P, 5 November 2019, Commission v Trasta Komercbanka and Others et BCE

SSM

14

9, 45, 63,

CJEU

Case C-669/17 P, 5 November 2019, Trasta Komercbanka and Others v ECB

SSM

14

9, 45, 63,

CJEU

Case C-417/11 P, 15.11.2012, Council v Bamba

SSM

15

46

CJEU

Case C-219/17, 27.07.2018, Berlusconi and Fininvest, Opinion of AG Campos Sánchez-Bordona

SSM

15

8, 36, 37, 48,

CJEU

Case T-712/15, 13 December 2017, Crédit Mutuel Arkéa v ECB

SSM

16

14

CJEU

Case T-52/16, 13 December 2017, Crédit Mutuel Arkéa v ECB

SSM

16

14

CJEU

Case T-327/13, 16 October 2014, Mallis and Malli v Commission and ECB

SSM

20

20

CJEU

Case C-17/74, 23 October 1974, Transocean Marine Paint Association v Commission

SSM

22

3, 5

CJEU

Case C-85/76, 13 February 1979, Hoffman-La Roche v Commission

SSM

22

3

CJEU

Case C-301/87, 14 February 1990, France v Commission

SSM

22

18

CJEU

Case C-49/88, 27 June 1991, Al-Jubail Fertilizer Company v Council

SSM

22

5

CJEU

Case C-32/95 P, 24 October 1996, Commission v Lisrestal

SSM

22

5, 8

CJEU

Case C-315/99, 10 July 2001, Ismeri Europa Srl v Court of Auditors

SSM

22

18

CJEU

Case C-378/00, 21 January 2003, Commission v Parliament and Council

SSM

22

29

CJEU

Case C-204/00, 7 January 2004, Aalborg Portland A/S v Commission

SSM

22

20, 23, 25, 26, 27

CJEU

Case C-109/10 P, 25 October 2011, Solvay SA v Commission

SSM

22

27

CJEU

Case C-584/10, 18 July 2013, Commission v Kadi

SSM

22

14, 15

CJEU

Case C-365/12 P, 27 February 2014, Commission v EnBW

SSM

22

22

CJEU

Case 25/62, 15 July 1963, Plaumann & Co. v Commission

SSM

24

22

CJEU

Case 22/70, 31 March 1971, Commission v Council

SSM

24

1

CJEU

Joined Cases 41-44/70, 13 May 1971, International Fruit Company v Commission

SSM

24

22

CJEU

Case C-316/91, 2 March 1994, Parliament v Council

SSM

24

1

CJEU

Case C-386/96 P, 5 May 1998, Dreyfus v Commission

SSM

24

22

CJEU

Case 206/89 R, 31 July 1989, S. v Commission

SSM

24

22

CJEU

Case C-27/04, 13 July 2004, Commission v Council

SSM

24

1

CJEU

Case C-370/12, 27 November 2012, Pringle v Government of Ireland (“Pringle”)

SSM

24

3

CJEU

Case C-62/14, 16 June 2015, Gauweiler v Deutscher Bundestag

SSM

24

3

CJEU

Case C-152/18 P, 2 October 2019, Crédit mutuel Arkéa v ECB

SSM

24

3, 39

CJEU

Case C-153/18 P, 2 October 2019, Crédit mutuel Arkéa v ECB

SSM

24

3, 39

CJEU

Joined Cases C‑663/17 P, C‑665/17 P and C‑669/17 P, 5 November 2019, ECB v Trasta Komercbanka; AS, Ivan Fursin and Others and European Commission v Trasta Komercbanka AS, Ivan Fursin and Others and Trasta Komercbanka AS, Ivan Fursin and Others v ECB

SSM

24

19

CJEU

Case C-9/56, 13 June 1958, Meroni v High Authority

SSM

26

79

CJEU

Case C-5/85, 23 September 1986, Akzo Chemie v Commission

SSM

26

79

CJEU

Case C-301/02, 26 May 2005, Tralli v ECB

SSM

26

79

CJEU

Case C-270/12, 22 January 2014, UK v Parliament and Council

SSM

26

79

XXII

List of Cases Court

Case

SSM/ SRM

Article

paragraph number in which the court case is cited

CJEU

Case C-140/13, 12 November 2014, Altmann and others v Bundesanstalt für Finanzdienstleistungsaufsicht

SSM

27

3

CJEU

Case C-15/16, 19 June 2018, Bundesanstalt für Finanzdienstleistungsaufsicht v Ewald Baumeister

SSM

27

3, 4, 22, 25, 28, 29, 30, 34, 38, 41, 47

CJEU

Case C-15/16, 12 December 2017, Bundesanstalt für Finanzdienstleistungsaufsicht v Ewald Baumeister, Opinion of AG Bot

SSM

27

24, 28

CJEU

Case C-594/16, 13 September 2018, Enzo Buccioni v Banca d’Italia

SSM

27

3, 4, 5, 29, 30, 45, 54, 55

CJEU

Case C-594/16, 12 June 2018, Enzo Buccioni v Banca d’Italia, Opinion of AG Bobek

SSM

27

5, 29

CJEU

Case C-358/16, 13 September 2018, UBS Europe and others v DV and others

SSM

27

3, 8, 10, 12, 50

CJEU

Case C-358/16, 1 July 2017, UBS Europe and others v DV and others, Opinion of AG Kokott

SSM

27

3

CJEU

Case C-162/15 P, 14 March 2017, Evonik Degussa GmbH v Commission

SSM

27

43

CJEU

Case 8/81, 19 January 1982, Ursula Becker v Finanzamt MünsterInnenstadt

SSM

27

63

CJEU

Case 152/84, 26 February 1986, M. H. Marshall v Southampton and South-West Hampshire Area Health Authority

SSM

27

63

CJEU

Case C-450/17 P, 8 May 2019, Landeskreditbank BadenWürttemberg – Förderbank v ECB

SSM

27

86

CJEU

Case C-422/18 P, 2 October 2019, ECB v Espírito Santo Financial, Opinion of AG Pikamäe

SSM

27

36

CJEU

Case C-11/00, 10 July 2003, Commission of the European Communities v ECB

SSM

28

2

CJEU

Case C-450/17 P, 8 May 2019, Landeskreditbank BadenWürttemberg – Förderbank v ECB

SSM

28

6

CJEU

Case C-352/98 P, 4 July 2000, Bergaderm and Goupil v Commission

SSM

28

20

CJEU

Case C-11/00, 10 July 2003, Commission of the European Communities v ECB

SSM

29

1

CJEU

Case T-122/15, 16 May 2017, Landeskreditbank BadenWürttemberg v ECB

SSM

32

17

CJEU

Case C-58/08, 06 June 2010, Vodafone Ltd

SRM

4

6

CJEU

Case C-209/03, 15 March 2005, Bidar

SRM

6

10

CJEU

Case C-628/11, 18 March 2014, International Jet Management GmbH

SRM

6

10

CJEU

Case C-62/14, 16 June 2015, Gauweiler and others v Deutscher Bundestag

SRM

10

35, 42

CJEU

Case 9/56, 13 June 1958, Meroni & Co. v High Authority of the European Coal and Steal Community

SRM

18

100

CJEU

Case C-491/01, 10 December 2002, The Queen v Secretary of State for Health, British American Tobacco (Investments) Ltd. and Imperial Tobacco Ltd

SRM

18

12

CJEU

Case C-434/02, 14 December 2004, Arnold André GmbH & Co. KG v Landrat des Kreises Herford

SRM

18

12

CJEU

Case C-210/03 P, 14 December 2004, Swedish Match AB and Swedish Match UK Ltd v Secretary of State for Health

SRM

18

12

CJEU

Joined Cases C-154/04 and C‑155/04, 12 July 2005, Alliance for Natural Health and Others v Secretary of State for Health and National Assembly for Wales

SRM

18

12

CJEU

Case C-66/04, 6 December 2005, United Kingdom v Parliament and Council

SRM

18

12

XXIII

List of Cases Court

Case

SSM/ SRM

Article

paragraph number in which the court case is cited

CJEU

Case C-217/04, 2 May 2006, United Kingdom v Parliament and Council

SRM

18

12

CJEU

Case 9/56, 13 June 1958, Meroni & Co., Industrie Metallurgiche, SpA v High Authority

SRM

21

20

CJEU

Case C-14/83, 10 April 1984, Sabine von Colson und Elisabeth Kamann v Land Nordrhein-Westfalen

SRM

21

4

CJEU

Case C-314/85, 22 October 1987, Foto-Frost v Hauptzollamt Lübeck Ost

SRM

21

36

CJEU

Case C-143/88, 21 February 1991, Zuckerfabrik Süderdithmarschen AG v Hauptzollamt Itzehoe

SRM

21

36

CJEU

Case C-92/89, 21 February 1991, Zuckerfabrik Soest GmbH v Hauptzollamt Paderborn

SRM

21

36

CJEU

Case 9-56, 13 June 1958, Meroni & Co., Industrie Metallurgiche, SpA v High Authority of the European Coal and Steel Community

SRM

23

5, 8

CJEU

Case 9-56, 13 June 1958, Industrie Metallurgiche, SpA v High Authority of the European Coal and Steel Community

SRM

27

114

CJEU

Case C-639/17, 17 January 2019, SIA KPMG Baltics v SIA Ķipars AI

SRM

27

98

CJEU

Case C‑156/15, 10 November 2016, Private Equity Insurance Group SIA v Swedbank AS

SRM

27

73

CJEU

Case 9-56, 13 June 1958, Meroni v High Authority of the European Coal and Steel Community

SRM

29

40

CJEU

Case C-25/62, 15 July 1963, Plaumann v Commission

SRM

29

26

CJEU

Case 60/81, 11 November 1981, IBM v. Commission

SRM

29

26

CJEU

Joined Cases 205–215/82, 21 September 1983, Deutsche Milchkontor GmbH v Germany

SRM

29

5

CJEU

Case 294/83, 23 April 1986, Les Verts v European Parliament

SRM

29

22

CJEU

Case 314/85, 22 October 1987, Foto-Frost v Hauptzollamt LübeckOst

SRM

29

19

CJEU

Case C-97/91, 3 December 1992, Oleificio Borelli SpA v Commission

SRM

29

19

CJEU

Case C-239/99, 15 February 2001, Nachi Europe GmbH v Hauptzollamt Krefeld

SRM

29

22

CJEU

Case C–521/04 P(R), 19 April 2005, Tillack v Commission, order of the President of the Court

SRM

29

19

CJEU

Case C 64/05 P, 19 December 2007, Sweden v Commission

SRM

29

19

CJEU

Case C-362/08 P, 26 January 2010, Internationaler Hilfsfonds eV v Commission

SRM

29

26

CJEU

Case C 38/09 P, 15 April 2010, Schräder v CPVO

SRM

29

44

CJEU

Case C-270/12, 22 January 2014, UK v Parliament and Council

SRM

29

41, 42, 43, 46

CJEU

Case C-132/12 P, 27 February 2014, Stichting Woonpunt v Commission

SRM

29

26

CJEU

C-290/13 P, 4 September 2014, Rütgers Germany GmbH v ECHA

SRM

29

44

CJEU

Joined Cases C-622/16 P to C-624/16 P, 6 November 2018, Scuola Elementare Maria Montessori v Commission

SRM

29

28

CJEU

Case C-135/16, 25 July 2018, Georgsmarienhütte GmbH v Bundesrepublik Deutschland

SRM

29

22

CJEU

Case C-219/17, 19 December 2018, Berlusconi and Fininvest v Banca d'Italia

SRM

29

19,

CJEU

Case C-450/17 P, 8 May 2019, Landeskreditbank BadenWürttemberg – Förderbank v ECB

SRM

31

5

CJEU

Case 22-70, 31 March 1971, Commission v Council (ERTA)

SRM

31

48

CJEU

Case C-9/56, 13 June 1958, Meroni v ECSC High Authority

SRM

42

5

XXIV

List of Cases Court

Case

SSM/ SRM

Article

paragraph number in which the court case is cited

CJEU

Case C-11/00, 10 July 2003, Commission v ECB

SRM

42

12

CJEU

Case C-301/02 P, 26 May 2005, Tralli v ECB

SRM

42

13

CJEU

Case C-217/04, 2 May 2006, United Kingdom v Parliament and Council

SRM

42

1

CJEU

Case C-270/12, 22 January 2014, United Kingdom v Parliament and Council

SRM

42

1, 4, 5

CJEU

Case C-402/05 P, 3 September 2008, Kadi

SRM

44

1

CJEU

Case C-362/14, 6 October 2015, Schrems

SRM

44

1

CJEU

Case C-270/12, 22 January 2014, UK v. Parliament and Council

SRM

45

18

CJEU

Case 9-56, 13 June 1958, Meroni v High Authority

SRM

47

6

CJEU

Case 98/80, 14 May 1981, Romano v Institut national d'assurance maladie-invalidité

SRM

47

6

CJEU

Case C-270/12, 22 January 2014, UK v Parliament and Council

SRM

47

6

CJEU

Case C-20/70, 21 October 1970, Commission v Council (“AETR”)

SRM

57

3

CJEU

Case C-5/71, 2 December 1971, Aktien-Zuckerfabrik Schöppenstedt v Council

SRM

57

11

CJEU

Case C-204/86, 27 September 1988, Hellenic Republic v Council

SRM

57

4

CJEU

Case C-152/88, 26 June 1990, Sofrimport SARL v Commission

SRM

57

11

CJEU

Case C-300/89, 11 June 1991, Commission v Council (“titanium dioxide”)

SRM

57

5

CJEU

Case C-370/12, 27 November 2012, Thomas Pringle v Governement of Ireland and others

SRM

57

13

CJEU

Case C- 392/02, 15 November 2005, Commission v Denmark

SRM

58

14

CJEU

Case C-284/90, 31 March 1992, Council v Parliament

SRM

58

14

CJEU

Joined Cases 205 to 215/82, 21 September 1983, Deutsche Milchkontor GmbH and others v Federal Republic of Germany

SRM

59

7

CJEU

Case C-270/83, 28 January 1986, Commission v French Republic

SRM

59

18

CJEU

Case C-101/01, 6 November 2003, Bodil Lindqvist

SRM

59

5

CJEU

Case C-222/04, 10 January 2006, Ministero dell'Economia e delle Finanze v Cassa di Risparmio di Firenze SpA et al.

SRM

59

18

CJEU

Case C-231/05, 18 July 2007, Oy AA

SRM

59

18

CJEU

Case 25/62, 15 July 1963, Plaumann v Commission

SRM

61

3, 4

CJEU

Joined Cases 8-11/66, 15 March 1967, Cimenteries and others v Commission

SRM

61

6

CJEU

Case 138/79, 29 October 1980, Roquette v Council

SRM

61

19

CJEU

Case 283/81, 6 October 1982, CILFIT v Ministry of Health

SRM

61

4

CJEU

Case 84/82, 20 March 1984, Germany v Commission

SRM

61

19

CJEU

Case 23/86 R, 17 March 1986, UK v Parliament

SRM

61

21

CJEU

Case 34/86, 3 July 1986, Council v Parliament, Opinion of AG Mancini

SRM

61

2

CJEU

Case 314/85, 22 October 1987, Foto-Frost v Hauptzollamt LübeckOst

SRM

61

4

CJEU

Case 190/84, 25 February 1988, Parti écologiste “Les Verts” v Parliament

SRM

61

2

CJEU

Case 204/86, 27 September 1988, Greece v Council

SRM

61

5, 19

CJEU

Case C-301/87, 14 February 1990, France v Commission

SRM

61

20

CJEU

Case C-269/90, 21 November 1991, Technische Universität München v Hauptzollamt München-Mitte

SRM

61

5

CJEU

Case C-284/90, 31 March 1992, Council v Parliament

SRM

61

2, 19, 21

CJEU

Joined Cases C-181 and C-248/91, 13 June 1993, Parliament and Council v Commission

SRM

61

2

XXV

List of Cases Court

Case

SSM/ SRM

Article

paragraph number in which the court case is cited

CJEU

Case C-228/92, 26 April 1994, Roquette Frères v Hauptzollamt Geldern

SRM

61

19

CJEU

Case C-210/06, 16 December 2008, Cartesio

SRM

61

4

CJEU

Case C-402/11 P, 18 October 2012, Jager & Polacek GmbH v OHIM (not yet reported) (against the General Court)

SRM

61

22

CJEU

Case 9/56, 13 June 1958, Meroni v High Authority

SRM

63

5

CJEU

Case 5/85, 23 September 1986, Akzo Chemie v Commission

SRM

63

5

CJEU

Case C-315/99 P, 10 July 2001, Ismeri Europa v Court of Auditors

SRM

63

14

CJEU

Case C-301/02 P, 26 May 2005, Tralli v ECB

SRM

63

5

CJEU

Case C-539/09, 15 November 2011, Commission v Germany

SRM

63

14

CJEU

Case C-270/12, 22 January 2014, UK v Parliament and Council

SRM

63

5

CJEU

Case 25/62, 15 July 1963, Plaumann v Commission

SRM

64

6

CJEU

Case 294/83, 23 April 1986, Parti écologiste "Les Verts" v Parliament

SRM

64

6

CJEU

Case C-269/90, 21 November 1991, Technische Universität München v Hauptzollamt München-Mitte

SRM

64

4

CJEU

Case C-316/91, 2 March 1994, Parliament v Council

SRM

64

6

CJEU

Case C-526/14, Kotnik and Others (not yet reported)

SRM

64

6

CJEU

Case C-583/11 P, 3 October 2013, Inuit Tapiriit Kanatami and Others v Parliament and Council (not yet reported)

SRM

65

18

CJEU

Case C-47/16, 16 March 2017, Valsts ieņēmumu dienests v "Veloserviss” SIA

SRM

66

9

CJEU

Case T-323/16, 28 November 2019, Banco Cooperativo Español v SRB

SRM

70

22

CJEU

Case T-365/16, 28 November 2019, Portigon AG v SRB

SRM

70

22

CJEU

Case C-9/56, 13 June 1958, Meroni v High Authority

SRM

75

22, 23

CJEU

Case C-270/12, 22 January 2014, UK v Parliament and Council

SRM

75

23, 25

CJEU

Case C-9/56, 13 June 1958, Meroni v High Authority

SRM

76

3

CJEU

CON/2013/76

SRM

77

4

CJEU

Case 25/62, 15 July 1963, Plaumann v Commission

SRM

85

15

CJEU

Case C-62/70, 23 November 1971, Bock v Commission

SRM

85

14

CJEU

Case 3/75 R, 16 January 1975, Johnson v Commission

SRM

85

26

CJEU

Case 92/78 R, 06 March 1979, Simmenthal

SRM

85

26

CJEU

Case C-56/89 R, 13 June 1989, Publishers Association v Commission

SRM

85

26

CJEU

Case C-386/96, 05 May 1998, Dreyfus v Commission

SRM

85

14

CJEU

Case C-404/96 P, 05 May 1998, Glencore Grain v Commission

SRM

85

14

CJEU

Case C-404/04 P-R, 11 January 2007, Technische Glaswerke Ilmenau v Commission

SRM

85

26

CJEU

Case C-483/07 P, 17 February 2009, Galileo v Commission

SRM

85

16

CJEU

Case C-355/08, 05 May 2009, WWF UK v Council and Commission

SRM

85

16 26

CJEU

Case C-21/14, 12 June 2014, Commission v Rusal Armenal

SRM

85

CJEU

Case C-9/56, 13.06.1958, Meroni v High Authority I

SRM

86

8

CJEU

Case C-10/56, 13.06.1958, Meroni v High Authority II

SRM

86

8

CJEU

Case C-12/03 P, 15.02.2005, Tetra Laval BV v Commission

SRM

86

8

CJEU

Case C-270/12, 22.01.2014, United Kingdom v Parliament and Council

SRM

86

8

CJEU

Case 18/60, 12 July 1962, Worms v High Authority

SRM

87

2

CJEU

Joint Cases 19/69, 20/69, 25/69, 30/69, 28 May 1970, Richez-Parise v Commission

SRM

87

14

XXVI

List of Cases Court

Case

SSM/ SRM

Article

paragraph number in which the court case is cited

CJEU

Case 74/74, 14 May 1975, CNTA v Commission

SRM

87

16

CJEU

Joined Cases 56/74 to 60/74, 2 June 1976, Kampffmeyer v Commission and Council

SRM

87

16

CJEU

Case 132/77, 10 May 1978, Exportation des Sucres v Commission

SRM

87

18

CJEU

Joined Cases 64/76, 113/76, 167/78, 239/78, 27/79 to 28/79 and 45/79, 19 May 1982, Dumortier Frères v Council

SRM

87

17

CJEU

Case C-352/98 P, 4 July 2000, Bergaderm and Goupil v Commission

SRM

87

11

CJEU

Case C-312/00 P, 10 December 2002, Commission v Camar and Tico

SRM

87

8, 14

CJEU

Case C-222/02, 12 October 2004, Paul and Others v BRD

SRM

87

12

CJEU

Case C-243/05 P, 9 November 2006, Agraz and Others v Commission

SRM

87

16

CJEU

Case C-282/05 P, 19 April 2007, Holcim (Deutschland) v Commission

SRM

87

14, 15

Court of first instance

Case T-380/94, 12 December 1996, AIUFASS and AKT v Commission

SSM

4

108

Court of first instance

Case T-149/95, 5 November 1997, Etablissements J. Richard Ducros v Commission

SSM

4

108

Court of first instance

Case T-214/95, 30 April 1998, Vlaamse Gewest v Commission

SSM

4

108

Court of first instance

Case T-187/06, 19 November 2008, Ralf Schräder v CPVO

SSM

4

150

Court of first instance

Case T-496/11, 4 March 2015, United Kingdom v ECB

SSM

4

154

Court of first instance

Case T-122/15, 16 May 2017, Landeskreditbank BadenWürttemberg v ECB

SSM

4

2, 10

Court of first instance

Joined Cases T-133/16 to T-136/16, 24 April 2018, Caisse régionale de crédit agricole mutuel Alpes Provence v ECB

SSM

4

133

Court of first instance

Case T-122/15, 16 May 2017, Landeskreditbank BadenWürttemberg v ECB

SSM

6

56

Court of first instance

Case T-496/11, 04 March 2015, UK v ECB

SSM

1

34

Court of first instance

Case T‑279/06, 02 July 2009, European Dynamics v ECB

SSM

9

17

Court of first instance

Case T-247/16, 12 September 2017, Trasta Komercbanka AS et al v ECB

SSM

14

38, 40

Court of first instance

Case T-457/09, 17 July 2014, Westfälisch-Lippischer Sparkassenund Giroverband v Commission

SSM

14

45

Court of first instance

Case T-443/08, 24 March 2011, Freistaat Sachsen et al v Commission

SSM

14

Court of first instance

Cases T-133/16 to 136/16, 24 April 2018, Caisse régionale de crédit agricole mutuel Alpes Provence

SSM

14

2, 65

Court of first instance

Case T-321/17 R, Niemelä et al. v. ECB, action brought on 22.5.2017, OJ C 283, 28.8.2017

SSM

14

9, 38, 40

Court of first instance

Cases T-133/16 to 136/16, 24.04.2018, Caisse régionale de crédit agricole mutuel Alpes Provence

SSM

15

52

Court of first instance

Case T-450/93, 6 December 1994, Lisrestal v Commission

SSM

22

8

Court of first instance

Case T-25/95 and T‑104/95, 15 March 2000, Cimenteries CBR v Commission

SSM

22

25

Court of first instance

Case T-5/02, 25 October 2002, Tetra Laval BV v Commission

SSM

22

23

Court of first instance

Case T-134/03, 27 September 2005, Common Market Fertilizers v Commission

SSM

22

13

XXVII

List of Cases Court

Case

SSM/ SRM

Article

paragraph number in which the court case is cited

Court of first instance

Case T-410/03, 18 June 2008, Hoechst GmbH v Commission

SSM

22

25

Court of first instance

Case T-161/05, 30 September 2009, Hoechst GmbH v Commission

SSM

22

20, 22, 23, 26

Court of first instance

Case T-194/06, 16 June 2011, SNIA v Commission

SSM

22

15

Court of first instance

Case T-122/15, 16 May 2017, L-Bank v ECB

SSM

22

28, 29

Court of first instance

Case T‑712/15, 16 February 2017, Crédit mutuel Arkéa v ECB

SSM

24

39,

Court of first instance

Case T-122/15, 16 May 2017, Landeskreditbank BadenWürttemberg – Förderbank v ECB

SSM

24

31, 38

Court of first instance

Case T-247/16, 12 September 2017, Trasta Komercbanka AS v ECB, Case T-247/16 is now named Fursin and Others v ECB

SSM

24

40

Court of first instance

Case T-52/16, 13 December 2017, Crédit mutuel Arkéa v ECB

SSM

24

39

Court of first instance

Case T-474/04, 12 October 2007, Pergan Hilfsstoffe für industrielle Prozesse v Commission

SSM

27

15

Court of first instance

Case T-198/03, 30 May 2006, Bank Austria Creditanstalt AG v Commission

SSM

27

25, 35, 36

Court of first instance

Case T-353/94, 18 September 1996, Postbank NV v Commission

SSM

27

39

Court of first instance

Case T-122/15, 16 May 2017, Landeskreditbank BadenWürttemberg – Förderbank v ECB

SSM

27

86

Court of first instance

Case T-122/15, 16 May 2017, Landeskreditbank BadenWürttemberg – Förderbank v ECB

SSM

28

6

Court of first Instance

T-122/15, 16 May 2017, Landeskreditbank Baden-Württemberg – Förderbank v. ECB

SRM

7

11

Court of first instance

Joined Cases T-98/16, T-196/16 and T-198/16, 19 March 2019, Italy and Others v Commission

SRM

18

44

Court of first instance

Case T-280/18, ABLV Bank v SRB

SRM

18

98

Court of first instance

Case T-281/18, 6 May 2019, ABLV Bank AS v ECB

SRM

18

98

Court of first instance

Case T-599/18, 10 October 2019, Aeris Invest v SRB

SRM

20

38, 40,

Court of first instance

Case T-2/19, 10 October 2019, Algebris (UK) and Anchorage Capital Group v SRB

SRM

20

38, 40

Court of first instance

Case T-187/06, 19 November 2008, Ralf Schräder v CPVO

SRM

21

28

Court of first instance

Joined Cases T-244/93 and T-486/93, 13 September 1995, TWD Textilwerke Deggendorf GmbH v Commission

SRM

29

22

Court of first instance

Case T-187/06, 19 November 2008, Schräder v CPVO

SRM

29

44

Court of first instance

Case T‑96/10, 7 March 2013, Rütgers Germany GmbH v ECHA

SRM

29

44

Court of first instance

Cases T-133/16 to T-136/16, 24 April 2018, Caisse régionale de crédit v ECB

SRM

29

7

Court of first instance

Case T-411/17, 23 September 2020, Landesbank BadenWürttemberg v SRB

SRM

31

41

Court of first instance

Case T-105/99, 14. December 2000, CCRE v Commission

SRM

58

5

Court of first instance

Case T-45/06, 24 September 2008, Reliance Industries Ltd v Council and Commission

SRM

59

6

XXVIII

List of Cases Court

Case

SSM/ SRM

Article

paragraph number in which the court case is cited

Court of first instance

Joined Cases T-79/89 et al., 27 February 1992, BASF AG and others v Commission

SRM

61

19

Court of first instance

Case T-251/00, 20 November 2002, Lagardère v Commission

SRM

61

22

Court of first instance

Case T-324/05, 02 October 2009, Estonia v Commission

SRM

63

5

Court of first instance

Case T-483/13, 20 July 2016, Oikonomopoulos v Commission

SRM

66

8

Court of first instance

Case T-41/96 R, 03 June 1996, Bayer v Commission

SRM

85

26

Court of first instance

Case T-243/01, 18 March 2005, Sony v Commission

SRM

85

17

Court of first instance

Case T-411/06, 08 October 2008, Sogelma v EAR

SRM

85

14

Court of first instance

Case T-16/04, 02 March 2010, Arcelor v Parliament and Council

SRM

85

16

Court of first instance

Case T-381/11, 04 June 2012, Eurofer v Commission

SRM

85

16

Court of first instance

Case T-133/08, 18 September 2012, Schräder v CPVO

SRM

85

7

Court of first instance

Case T‑201/04, 17.09.2007, Microsoft v Commission

SRM

86

8

Court of first instance

Case T-231/97, 9 July 1999, New Europe Consulting and Brown v Commission

SRM

87

16

Court of first instance

Case T-178/98, 24 October 2000, Fresh Marine v Commission

SRM

87

14

Court of first instance

Case T-415/03, 19 October 2005, Cofradía de `San Pedro de Bermeo’ and Others v Council

SRM

87

11, 16

Court of first instance

Case T-279/03, 10 May 2006, Galileo and Others v Commission

SRM

87

17

Court of first instance

Case T-113/04, 12 December 2007, Atlantic Container Line AB and Others v Commission

SRM

87

17

Court of first instance

Case T-429/05, 3 March 2010, Artegodan v Commission

SRM

87

11

Other Jurisdictions

BVerfG, 30 July 2019, NJW 2019, 3204

SRM

18

Other Jurisdictions

BVerfGE 151, 202

SSM

4

Other Jurisdictions

BVerfGE 154, 17

SSM

4

12

Other Jurisdictions

Verwaltungsgerichtshof Kassel, Case 6 A 2227/08, 6.10.2010, BeckRS 2010, 54766

SSM

15

38

Other Jurisdictions

Nixon v United States, 506 US 224 (1993)

SRM

61

2

Other Jurisdictions

BGHZ 94, 324

SRM

63

20

12

XXIX

Single Supervisory Mechanism Regulation Art. 1 SSMR Subject matter and scope This Regulation confers on the ECB specific tasks concerning policies relating to the prudential supervision of credit institutions, with a view to contributing to the safety and soundness of credit institutions and the stability of the financial system within the Union and each Member State, with full regard and duty of care for the unity and integrity of the internal market based on equal treatment of credit institutions with a view to preventing regulatory arbitrage. The institutions referred to in Article 2(5) of the Directive 2013/36/EU of the European Parliament and of the Council of 26 June 2013 on access to the activity of credit institutions and the prudential supervision of credit institutions and investment firms are excluded from the supervisory tasks conferred on ECB in accordance with Article 4 of this Regulation. The scope of the ECB’s supervisory tasks is limited to the prudential supervision of credit institutions pursuant to this Regulation. This Regulation shall not confer on the ECB any other supervisory tasks, such as tasks relating to the prudential supervision of central counterparties. When carrying out its tasks according to this Regulation, and without prejudice to the objective to ensure the safety and soundness of credit institutions, the ECB shall have full regard to the different types, business models and sizes of credit institutions. No action, proposal or policy of the ECB shall, directly or indirectly, discriminate against any Member State or group of Member States as a venue for the provision of banking or financial services in any currency. This Regulation is without prejudice to the respon