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Global Peace Operations ANNUAL REVIEW OF
2009
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This volume is a product of the Center on International Cooperation’s (CIC) Global Peace Operations program. CIC is an independent institution housed at New York University. Project Team VOLUME EDITOR AND LEAD RESEARCH SCHOLAR
A. Sarjoh Bah SERIES EDITOR
Bruce D. Jones CONTRIBUTING EDITOR
Teresa Whitfield SERIES COORDINATOR
Benjamin C. Tortolani RESEARCH OFFICER
Victoria DiDomenico GUEST CONTRIBUTORS
William J. Durch and Madeline L. England CONTRIBUTORS
Louise Andersen, Yoshino Funaki, Jeremy Gordon, Richard Gowan, Berouk Mesfin, David Raikow, Amy Scott, Elizabeth Sellwood, Jake Sherman, Erin Weir The project’s advisory board is composed of Lakhdar Brahimi, Jayantha Dhanapala, Rosario Green, ’Funmi Olonisakin, John Ruggie, Sir Rupert Smith, and Stephen J. Stedman. CIC is grateful for their advice and support. The Center on International Cooperation is solely responsible for the content of this publication. Any errors of fact or analysis, and any and all judgments and interpretations about missions and operations discussed herein, are those of CIC alone. This project was undertaken at the request of and with the support of the Best Practices Section of the UN Department of Peacekeeping Operations.
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Global Peace ANNUAL REVIEW OF
Operations 2009
A PROJECT OF THE
Center on International Cooperation
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Published in the United States of America in 2009 by Lynne Rienner Publishers, Inc. 1800 30th Street, Boulder, Colorado 80301 www.rienner.com and in the United Kingdom by Lynne Rienner Publishers, Inc. 3 Henrietta Street, Covent Garden, London WC2E 8LU © 2009 by Lynne Rienner Publishers, Inc. All rights reserved
ISBN: 978-1-58826-642-2 (pbk) 978-1-58826-661-3 (hc) ISSN: 1932-5819
Printed and bound in Canada The paper used in this publication meets the requirements of the American National Standard for Permanence of Paper for Printed Library Materials Z39.48-1992. 5
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Contents Foreword, Alain Le Roy Preface, Bruce D. Jones List of Mission Acronyms Map of Global Peace Operations, 2008
vii ix xi xiv
Strategic Summary 2008
1
1 The Purposes of Peace Operations William J. Durch with Madeline L. England
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2 The Broader Horn: Peacekeeping in a Strategic Vacuum A. Sarjoh Bah
21
3 Mission Reviews
31
3.1 Chad and the Central African Republic (MINURCAT, EUFOR TCHAD/RCA, BONUCA, MICOPAX) 3.2 Sudan (UNAMID, UNMIS) 3.3 Democratic Republic of Congo (MONUC, EUSEC RD Congo, EUPOL RD Congo) 3.4 Afghanistan (UNAMA, ISAF) 3.5 Middle East (UNIFIL, UNDOF, UNTSO, EUBAM Rafah, EUPOL COPPS, TIPH, MFO Sinai) 3.6 Kosovo (UNMIK, KFOR, OMIK, EULEX Kosovo)
4 Mission Notes
32 40 49 55 65 73
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Alphabetical order by location 4.1 Bosnia and Herzegovina (EUFOR Althea, EUPM, OSCE, NATO Headquarters Sarajevo) 4.2 Burundi (BINUB) 4.3 Comoros (MAES) 4.4 Côte d’Ivoire (UNOCI, Operation Licorne) 4.5 Cyprus (UNFICYP) 4.6 Ethiopia and Eritrea (UNMEE) 4.7 Georgia (UNOMIG, CIS, OSCE, EUMM) 4.8 Haiti (MINUSTAH) 4.9 Iraq (MNF-I, NTM-I, UNAMI) v
82 85 88 89 94 96 98 103 108
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4.10 4.11 4.12 4.13 4.14 4.15 4.16 4.17
Liberia (UNMIL) Mindanao (IMT) Moldova-Transdniestra (CIS) Nepal (UNMIN) Solomon Islands (RAMSI) Somalia (AMISOM) Timor-Leste (UNMIT, ISF) Western Sahara (MINURSO)
111 116 118 120 122 124 129 135
5 Global Statistics on UN Missions
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6 Global Statistics on Non-UN Missions
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7 UN Mission-by-Mission Statistics
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Alphabetical order by mission acronym 7.1 7.2 7.3 7.4 7.5 7.6 7.7 7.8 7.9 7.10 7.11 7.12 7.13 7.14 7.15 7.16 7.17 7.18 7.19 7.20 7.21 7.22
BINUB (UN Integrated Office in Burundi) MINURCAT (UN Mission in the Central African Republic and Chad) MINURSO (UN Mission for the Referendum in Western Sahara) MINUSTAH (UN Stabilization Mission in Haiti) MONUC (UN Organization Mission in the Democratic Republic of Congo) UNAMA (UN Assistance Mission in Afghanistan) UNAMI (UN Assistance Mission for Iraq) UNAMID (AU-UN Hybrid Operation in Darfur) UNDOF (UN Disengagement Observer Force) UNFICYP (UN Peacekeeping Force in Cyprus) UNIFIL (UN Interim Force in Lebanon) UNIOSIL (UN Integrated Office for Sierra Leone) UNMEE (UN Mission in Ethiopia and Eritrea) UNMIK (UN Interim Administration Mission in Kosovo) UNMIL (UN Mission in Liberia) UNMIN (UN Mission in Nepal) UNMIS (UN Mission in the Sudan) UNMIT (UN Integrated Mission in Timor-Leste) UNMOGIP (UN Military Observer Group in India and Pakistan) UNOCI (UN Operation in Côte d’Ivoire) UNOMIG (UN Observer Mission in Georgia) UNTSO (UN Truce Supervision Organization)
Index About the Book
202 208 214 221 230 240 248 255 262 270 279 289 296 305 313 323 329 339 348 354 364 372 379 384
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Foreword
Sixty years ago, the UN Security Council
fully to new challenges—as in the case of the DRC—and to fulfill completely our Security Council mandated tasks—as in the case of Darfur. Troop and police contributions from member states are voluntary; this puts UN peacekeeping in a bind if key assets are not forthcoming (as is the case with helicopters in Darfur). The challenges we face are indeed formidable, and the UN cannot face these problems alone. The international community can leverage more resources from regional and other organizations to meet the growing demand for peacekeepers. Militarily and financially strong states need to develop and deploy more assets to meet the threats posed by state and nonstate actors, especially in cases like Somalia where there is so far no real peace to keep. But let us not forget that there are, of course, many important examples of successful UN peacekeeping that has helped to improve the lives of hundreds of millions of the world’s most vulnerable people. Recently, in Sierra Leone, Liberia, and Kosovo, circumstances have improved sufficiently to allow the UN to complete or continue drawing down its operations. The situation has also continued to improve in Haiti, Côte d’Ivoire, and Timor-Leste. In Lebanon, peacekeepers have helped to build confidence and continued to help prevent the resumption of hostilities along the Litani River. In each case, difficulties remain and the road to peace is long and complicated. But in each, the arrival of the blue helmets has contributed significantly to improving the situation. At the end of August 2008, I took on the position of Under-Secretary-General for Peacekeeping Operations. It has already proved simultaneously uniquely fascinating and remarkably
dispatched a small group of military observers to the Sinai Peninsula to help implement and monitor a fragile truce. Six decades later, the UN has deployed 63 operations and hundreds of thousands of men and women in the service of peace. Forty-five of these missions have now been closed, the vast majority of them successfully. But the demand has only increased—with 18 operations and over 112,000 uniformed and civilian personnel presently in the field, UN peacekeeping is now at an all-time high. The challenges of contemporary peacekeeping are more than just of scale; the scope of our operations has also expanded dramatically. Today’s peacekeepers are mandated to confront issues ranging from preserving peace and stability to providing the space and support for long-term peace consolidation. UN missions now have broader mandates than the observation and monitoring roles performed by yesterday’s peacekeeping missions, working on an entire range of complex peace and security issues including rule-of-law concerns, judiciary reform, human rights and gender issues, electoral supervision, local institutional capacity building, and security sector reform to name only a few. United Nations forces also find themselves increasingly deployed into environments where there is less and less peace to keep. In Darfur and in the Democratic Republic of Congo (DRC) for example, UN peacekeepers found themselves in dangerous and violent situations that stretched their ability to function to the very breaking point. Compounding these dilemmas, this past year in several theaters of operation the blue helmets found themselves without the resources and capabilities necessary to respond vii
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challenging. As we move forward, we must be unafraid of asking hard questions: Have we reached the limits of our capabilities? Can we continue to function with such a limited pool of major troop- and police-contributing countries? Are there situations where UN peacekeeping is simply not the right tool for the job? In the year 2000, the Brahimi Report laid out a series of reforms to help us make the instrument of peacekeeping more efficient and effective. Almost ten years later, we may need to reexamine this debate—to take stock, identify gaps, and chart a path forward. This will also mean a candid examination of our recent operational models to see what has worked and what needs improvement. There is clearly much to do—and much at stake. With this in mind, I very much welcome the Annual Review of Global Peace Operations 2009. Its presentation of detailed data and objective
operational analysis provide an important set of tools that can help all stakeholders to understand more completely the intricate contours of the peacekeeping landscape. As we contemplate the future of global peacekeeping, the need for objective, fact-based analysis of peacekeeping is essential. The Review meets this need, and I commend the Center on International Cooperation and its staff for stimulating and informing this critical debate.
Alain Le Roy Under-Secretary-General for Peacekeeping Operations United Nations
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Preface
The 2009 edition of the Annual Review of
Foundation. I am also grateful to the individuals and institutions that made possible our continuing outreach efforts, especially the staff of the AU Commission for Peace and Security, the Kofi Annan International Peacekeeping Training Center in Accra, the Berlin-based Center for International Peace Operations (ZIF), the Institute for Security Studies in Pretoria, Refugees International, The Henry L. Stimson Center, the East Africa Standby Brigade Coordinating Mechanism, the Egmont Institute, and the South African Development Community Regional Peacekeeping Training Center. We are particularly indebted to Festus Aboagye, Commodore Albert Addison, Colonel John Agoglia, Kwesi Aning, General John Attipoe, Sven Biscop, Lansana Gberie, Victoria Holt, NATO’s Assistant Secretary-General for Peace Operations Martin Howard, Ambassador Class D. Knoop, Winrich Kühne, Ambassador Peter Linder, Ambassador Walter Lindner, Mark Malan, Peter Marwa, Ambassador Thomas Matussek, Colonel Gaudence Milanzi, Simon Mulongo, General (ret.) Joseph Nkaiserry, Ambassador Aggrey Orleans, and General (ret.) Lazarus Sumbeiywo. The 2009 edition of the Review is the output of a small, yet dynamic editorial and research team led by volume editor and lead scholar A. Sarjoh Bah, who authored a timely and important essay in this edition on the need for a more unified strategy for peace operations in the broader Horn of Africa. Benjamin Tortolani, the project’s researcher and this year’s series coordinator, marshaled the
Global Peace Operations comes at a time of turbulence for peacekeeping. Historic levels of deployment and increasing operational threats have placed the debate on peacekeeping high among the priorities of the United Nations and in international politics. The need for sound, objective, and reliable data and analysis of the major trends and challenges in peacekeeping has never been more acute. In its fourth year of publication, the Review’s compilation of data and analysis on both UN and non-UN peace operations* continues to serve as an important resource to those making decisions on this critical global enterprise. The Review is editorially independent, but produced with the support of the UN Department of Peacekeeping Best Practices Section and the African Union’s (AU) Peace and Security Department. The Center on International Cooperation (CIC) remains grateful to the two institutions for their continued support. Special thanks go to Alain Le Roy, UN Under-Secretary-General for Peacekeeping Operations for his support and for contributing the Foreword for this edition; to Susana Malcorra, UN Under-Secretary-General of the Department of Field Support; and to Ramtane Lamamra, the AU Commissioner for Peace and Security. Our work is made possible by the continuing financial support from the governments of Canada, the Federal Republic of Germany, Norway, and the United Kingdom, as well as from the Compton
*We define these as in-country peace operations that are authorized by a multilateral body, that are multinational in their composition, that have a substantial military component, and that are deployed principally in support of a peace process or conflict management objective.
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overall editorial process and played an essential role in the drafting and editing phases. Victoria DiDomenico managed the critical assignment of generating the UN data. Contributing editor Teresa Whitfield brought rigor and political acumen to the editing process. I am grateful to Louise Andersen, Tatianna Carayannis, Shepard Forman, Yoshino Funaki, Jeremy Gordon, Richard Gowan, Adele Harmer, Berouk Mesfin, David Raikow, Barnett Rubin, Amy Scott, Elizabeth Sellwood, Jake Sherman, Abby Stoddard, and Erin Weir for their invaluable contributions to this year’s volume. The research team also benefited from the support of Romina Kazandjian. My deepest appreciation to all of them. The project team is also indebted to CIC staff members Yvonne Alonzo, Hannah Caporello, Rahul Chandran, Lynn Denesopolis, Antonie Evans, Noah Gall, Andrew Frazer Hart, Ian Johnstone, Laura Martin, Michele Shapiro, and Gigja Sorensen for their support throughout the year. It is one of the strengths of the Review that it provides a space for leading scholars and practitioners of peacekeeping to report their findings and share their experiences. These are not necessarily the views of CIC’s editorial team, but the intent here is to stimulate debate. This year’s guest contributors, William J. Durch and Madeline L. England, are due significant thanks for their contribution to this edition on a topical subject coinciding with the sixtieth anniversary of peacekeeping. Their chapter on the “Purposes of Peace Operations” explores the evolution of peacekeeping and demonstrates the extent to which the peacekeeping enterprise has changed from the narrow and unambitious mandates of the first four decades to a period of more ambitious and
robust mandates. They highlight the fact that in contemporary operations the line between peacekeeping and war-fighting is increasingly blurred. Durch and England argue that the UN is inherently ill-suited to the task of war-fighting and that peace operations should be kept doctrinally and organizationally distinct. Several people in the UN provided help along the way. We thank in particular Izumi Nakamitsu, Corinna Kuhl, and Paul Keating. Special thanks also to Seth Appiah-Mensah, Semra Asefa, Tania Belisle-Leclerc, Meg Carey, Roy Doyon, Michael Gaouette, Megh Gurung, David Haeri, David Harland, Clare Hutchinson, Vanessa Kent, Jeremy King, Comfort Lamptey, Richard Ponzio, Kevin Steves, Phillippe Tissot, and Fatemeh Ziai. Gratitude also goes to the many UN desk officers who commented on drafts of the mission reviews and notes; CIC of course remains responsible for the final content. We are also thankful for the cooperation of offices throughout the UN Department of Peacekeeping Operations and the Department of Field Support for providing information and guidance. We benefited from the support of a number of officials from the AU. We are particularly grateful to Sivuyile Bam, General Benon Biraro, Ambassador Soloman Gomez, Geofrey Mugumya, Bereng Mtimkulu, Biscut Tessema, and El-Ghassim Wane. CIC continues to profit from its ongoing partnership with the Stockholm International Peace Research Institute on this project, and we thank Kirsten Soder and Sharon Wiharta for their support. Finally, we remain grateful to the staff at Lynne Rienner Publishers; Steve Barr’s patience and support deserve particular recognition.
Bruce D. Jones Director and Senior Fellow NYU Center on International Cooperation
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Mission Acronyms
AMISOM BINUB BONUCA CISPKF EUBAM Rafah EUFOR Althea EUFOR TCHAD/RCA EULEX Kosovo EUMM EUPM EUPOL COPPS EUPOL RD Congo EUSEC RD Congo IMT ISAF ISF JCC JPKF KFOR MAES MFO Sinai MICOPAX MINURCAT MINURSO MINUSTAH MNF-I MONUC NTM-I OMIK RAMSI TIPH UNAMA UNAMI UNAMID UNDOF UNFICYP UNIFIL
AU Mission in Somalia UN Integrated Office in Burundi UN Peacebuilding Support Office in the Central African Republic CIS Peacekeeping Force in Abkhazia-Georgia EU Border Assistance Mission at Rafah EU Force in Bosnia and Herzegovina EU Force in the Republic of Chad and the Central African Republic EU Rule of Law Mission in Kosovo EU Monitoring Mission in Georgia EU Police Mission in Bosnia and Herzegovina EU Police Mission for the Palestinian Territories EU Police Mission in the Democratic Republic of Congo EU Security Reform Mission in the Democratic Republic of Congo International Monitoring Team International Security Assistance Force International Security Forces Joint Control Commission Peacekeeping Force CIS–South Ossetia Joint Peacekeeping Forces NATO Kosovo Force AU Electoral and Security Assistance Mission to Comoros Multinational Force and Observers in Sinai Mission de Consolidation de la Paix UN Mission in the Central African Republic and Chad UN Mission for the Referendum in Western Sahara UN Stabilization Mission in Haiti Multinational Force in Iraq UN Organization Mission in the Democratic Republic of Congo NATO Training Mission in Iraq OSCE Mission in Kosovo Regional Assistance Mission in the Solomon Islands Temporary International Presence in Hebron UN Assistance Mission in Afghanistan UN Assistance Mission in Iraq UN-AU Hybrid Mission in Darfur UN Disengagement Observer Force UN Peacekeeping Force in Cyprus UN Interim Force in Lebanon xi
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UNIOSIL UNIPSIL UNMEE UNMIK UNMIL UNMIN UNMIS UNMIT UNOCI UNOMIG UNTSO
UN Integrated Office in Sierra Leone UN Integrated Peacebuilding Office in Sierra Leone UN Mission in Ethiopia and Eritrea UN Interim Administration in Kosovo UN Mission in Liberia UN Mission in Nepal UN Mission in Sudan UN Integrated Mission in Timor-Leste UN Operation in Côte d’Ivoire UN Observer Mission in Georgia UN Truce Supervision Organization
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ANNUAL REVIEW OF
2009
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Strategic Summary 2008
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2008 was the worst year for peacekeeping in over a decade. The largest and most visible peacekeeping operations worldwide faced serious military and political reversals. These endangered not only specific missions, but also the entire global peacekeeping enterprise. No major peacekeeping provider was unaffected. The United Nations was tested in the Congo and Sudan, the North Atlantic Treaty Organization in Afghanistan, the European Union in Kosovo, and the African Union in Somalia. There were very few bright spots. This was despite the fact that, by the end of the year, there were nearly 200,000 uniformed and civilian peacekeepers under UN and non-UN command across over forty missions. Though this represented a record high for global peace operations, their overall increase slowed in 2008. After experiencing significant growth for several years at an annual rate of 15–20 percent, during 2008 the global peacekeeping footprint expanded by only 8.7 percent, with roughly 13,000 military personnel added to the roster—almost all in Afghanistan. NATO’s Afghanistan mission—with 50,700 troops, up 20 percent from 41,100 in late 2007— is now as large as the next three biggest peace operations combined. When we launched the first Annual Review of Global Peace Operations, in 2006, NATO’s Afghanistan mission was only the fourth largest operation, with 12,400 troops. Its growth, combined with the Kosovo mission, means that NATO now commands two-fifths of global peacekeepers. And for the second year in a row, the United States, due to its contributions in Afghanistan, was the largest contributor to UN-authorized (if not UN-commanded) peace operations in 2008.
The United Nations remains the largest institutional provider of peacekeepers, accounting for about half of global deployments— with nearly 80,000 military personnel, 12,000 police, and thousands of civilian staff in the field. The UN’s forces grew at a rate of about 7 percent in 2008, driven by its African operations (71 percent of its total commitments). Its missions elsewhere largely remained static. Africa remained home to 40 percent of global peacekeeping, from not only UN operations but also AU, EU, and ad hoc deployments.
A Grim Year
Throughout 2008, these high deployment levels were a source of concern. In some cases, the international community appeared unable to meet its targets. In Sudan, not only did the suffering in Darfur continue with increased violence, but the UN struggled to find troops and helicopters, meanwhile the Comprehensive Peace Agreement that settled the north-south war in 2005 began to fray. In neighboring Somalia, the AU barely managed to deploy just 2,650 of 8,000 authorized troops into a maelstrom of unsettled politics and violence. In Chad, EU forces arrived late after force- and equipment-generation difficulties and rebel advances on the Chadian capital Ndjamena. However, crises emerged even where large deployments were in place. In Afghanistan, NATO lost ground to the Taliban, and the United States confronted acute tensions between its counterterrorism tactics and broader statebuilding goals. In Lebanon, the UN’s recently upgraded mission, designed to stabilize the south and help the government disarm 2
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STRATEGIC SUMMARY 2008 • 3
Military Deployments in Global Peace Operations: 1998–2008
80,000 70,000
Number of Personnel
UN 60,000
NATO CEMAC
50,000
AU CIS ECOWAS
40,000
CSCE/OSCE EU
30,000
Other (MNFs and ad hoc) 20,000 10,000 0 1998
1999
2000
2001
2002
2003
2004
2005
2006
2007
2008
Global Deployments of Military Personnel: 31 October 2008
Other Organizations 12% UN 48%
NATO 40%
nonstate groups, could not stop Hezbollah from mounting a major challenge to the government in Beirut. In Kosovo, years of negotiation toward a final settlement were jeopardized by political deadlock between the Western powers and Russia—and sizable military and police forces did not prevent Kosovo Serbs from asserting de facto control of northern areas. In the second half of the year, the variety of peacekeeping challenges were underlined
by events in Georgia and the Democratic Republic of Congo (DRC). In Georgia, the Organization for Security and Cooperation in Europe (OSCE) and United Nations observers were sidelined during the clash between Georgian and Russian forces. The fact that Georgian and Russian forces had both technically been part of the peace operation undertaken by the Commonwealth of Independent States in South Ossetia (where the Georgians had ceased patrolling) demonstrated how peacekeeping can
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be overwhelmed by its internal contradictions. Meanwhile, the UN and OSCE faced the reputational risks associated with observer missions neither mandated nor equipped to influence events—a risk taken up by the EU, which deployed a new observer mission to Georgia to monitor Russia’s withdrawal and the stabilization that followed. The crisis inflamed already raw tensions between Russia and the other major powers, both Western and non-Western. In the DRC, the UN’s mission had repeatedly defied caricatures of feckless blue helmets by using force—twice in collaboration with the EU—to beat back threats to the peace agreement and the civilian population. But with 17,000 troops stretched over a territory four times the size of France and with a mandate inappropriate for the situation at hand, the mission was rapidly overwhelmed when General Laurent Nkunda’s Congrès National pour la Défense du Peuple (CNDP) forces launched an aggressive assault on government positions in the east in October 2008. The UN was confronted with the specter of a replay of the combined failures in Srebenica and Rwanda; only Nkunda’s decision to call a tactical cease-fire, generated in part by substantial EU, UK, and US pressure on his alleged Rwandan backers, kept a greater failure at bay. At the end of the year, and as UN-backed negotiations in Nairobi got underway, the prospects for a negotiated settlement appeared remote. There were some bright spots amid the gloom. In Nepal, a medium-sized mission with a limited mandate nevertheless helped the country bring its civil war to a more decisive close and mount democratic elections, leading to the formation of an inclusive government. In Cyprus, there was a return to peace talks for the first time since the collapse of the previous process in 2004. And in Timor-Leste, the government stabilized after significant turbulence in the first half of the year. Also, West Africa, once the site of several large peacekeeping operations, made some progress toward greater stability. That was especially so of Sierra Leone, where the UN
Integrated Office in Sierra Leone (UNIOSIL)— a peacebuilding mission that had replaced a full-scale military operation in 2006—was in turn replaced by a far smaller office, the UN Integrated Peacebuilding Office in Sierra Leone (UNIPSIL). Liberia entered its third year of postcrisis stability, albeit faced with daunting social and economic challenges. The peace process in Côte d’Ivoire made modest gains, but the situation remained tense due to difficulties associated with postponed elections. Elsewhere, though, even peacekeeping missions that had seemed set on a stable foundation in 2007 were rocked by challenges both political and natural in 2008. In Haiti, the progress made by MINUSTAH in 2007 toward a credible statebuilding agenda was threatened by a combination of rising food prices, the government’s inability to mount a coherent response, subsequent political unrest, and then the devastating effects of hurricanes. In Burundi, renewed fighting between the government and rebels threatened to undermine wider peace consolidation efforts. In Chad, EU and UN missions were deployed to provide security for the humanitarian overflows from Darfur, but met considerable doubt about their efficacy due to limited mandates, a oneyear timeline for the EU mission, and uncertainty over the UN’s ability to generate troops for a planned follow-on mission. And on the Ethiopia-Eritrea border, the UN, facing obstruction, closed down its monitoring mission—increasing the risk of further instability in an already unstable region.
Sources of Failure
The range of challenges to peace operations throughout 2008 reflected an increasingly complex international environment, preventing simple explanation of what went wrong. What is clear, however, is the regional character of the challenges to peacekeeping in 2008, a reality that is reflected in the regional presentation of Mission Reviews in this edition. In Europe, the primary cause of peacekeeping setbacks was geopolitical. Rising tensions between Russia and the West meant that
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STRATEGIC SUMMARY 2008 • 5
Where Peacekeepers Go: UN and Non-UN Military Deployments to Regions, 31 October 2008
Europe 14%
Latin America 4%
Middle East 10% Africa 40% East Asia and the Pacific 1%
Central and South Asia 31%
Where Peacekeepers in Africa Come From: Origin of UN and Non-UN Military Personnel in Africa, 31 October 2008
Other Regions 18%
Central and South Asia 42% Africa 40%
the European theater was once again a political battleground, with UN, NATO, and EU operations in Kosovo direct victims and the UN and OSCE monitoring forces in Georgia suffering significant collateral damage. The political clash with Moscow was acutely felt in Europe, straining emergent EU security and foreign policy structures. More keenly felt in Washington was the military clash in Georgia, which briefly played into the US presidential campaign and
sparked a rash of “new Cold War” analyses by US pundits and policymakers. Later, cooler heads argued that the United States had been running roughshod over key Russian interests in Europe with a singular lack of realism, risking a backlash. The episode cast a pall over international politics, with potentially far-reaching consequences. Among them, several NATO members began expressing doubts as to whether the Afghanistan mission was appropriate for the
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Patterns of Deployment 2008
The regional distribution of peace operations changed very little throughout 2008. Ninety-five percent of troops continue to be deployed in three large clusters of missions: those of the UN and the AU in Africa, alongside smaller AU and EU deployments; those of NATO and the UN in the broader Middle East, drawing primarily on US and European troops; and those of NATO and the EU in Europe. Africa remained home to 40 percent of global peace operation deployments. The UN remained the largest military deployer on the continent, accounting for approximately 87 percent of all deployments there in 2008. The UN provided more than ten times the number of military peacekeepers in Africa than any other organization. Large-scale UN deployments in the Democratic Republic of Congo, Sudan, Darfur, Liberia, and Côte d’Ivoire made up the bulk of these troops. Peacekeepers in Africa emanated primarily from two regions: Africa itself (40 percent) and South and Central Asia (42 percent). In 2008 the European Union deployed a shortterm bridging and humanitarian security operation, the EU Force in the Republic of Chad and the Central African Republic (EUFOR TCHAD/RCA), whose mandate was set to expire in March 2009, after which the operation would be replaced by a proposed force of 6,000 UN troops.
Within Africa, the broader Horn represents a major locus of activity, accounting for 40 percent of deployments on the continent and includes operations launched by the AU, EU, and UN. When—or if—proposed deployment levels are reached, including deployment of the UN-AU Mission in Darfur (UNAMID) as well as 20,000 troops for Somalia, over 60,000 peacekeepers will be operating in the region. The broader Middle East and European regions accounted for 55 percent of global military deployments during 2008. The nearly 90,000 peacekeepers deployed across these two regions were largely drawn from Europe and the United States and operated mostly under NATO’s command in the International Security Assistance Force (ISAF) and the Kosovo Force (KFOR). European contingents continued to compose 62 percent of the expanded UN Interim Force in Lebanon (UNIFIL), the largest contribution of Western military personnel under UN command. Rounding out the final 5 percent of global deployments in 2008 were regional peacekeeping responses involving troop deployments from nearby states acting through the UN, regional organizations, or multinational forces. Two examples exemplified this pattern of deployment: Haiti, where roughly 60 percent of troops for the UN Stabilization Mission in Haiti
organization in the context of potentially resurgent East-West tensions. Wavering European support for the NATO mission in Afghanistan added to a host of causes for peacekeeping’s troubles in the broader Middle East. But more simply, peacekeepers in Lebanon and especially Afghanistan are deployed in extremely tough situations: highly fractured national politics with a long history of violence; well-armed, well-organized opposition forces, some of them with Manichean
(MINUSTAH) were drawn from nearby Latin American countries; and Timor-Leste, where the UN Integrated Mission in TimorLeste (UNMIT) operated alongside the Australian-led International Security Forces (ISF). Similarly, the International Monitoring Team (IMT)—sent to oversee the cease-fire on the Philippine island of Mindanao—was largely drawn from regional actors Malaysia and Brunei. Police deployments have nearly doubled over the past three years. In 2008 UN deployments grew at a rate of over 33 percent, from 9,000 to 12,000 personnel. The surge in police deployments was also reflected in non-UN missions, particularly the large number of EU police authorized for Kosovo. Recognizing the central role of policing and rule of law in contemporary peace operations, in late 2007 the Office of Rule of Law and Security Institutions (ROLSI) was established within the UN’s Department of Peacekeeping Operations (DPKO). Led at the level of assistant secretarygeneral, the office integrates five formerly disparate sections of DPKO (police; criminal law and judicial advisement; security sector reform; disarmament, demobilization, and reintegration; and mine services) to provide strategic guidance on these critical aspects of peace operations.
worldviews and a willingness to use violence targeted at civilians to achieve their aims; neighbors with a potential interest in destabilization, and the tools to achieve it; and in the case of Afghanistan, extremely inhospitable terrain and mounting cross-border threats to the mission from undergoverned Pakistani territory. Tensions between counterterrorism and peacekeeping objectives complicated the Afghanistan mission as well, as did recurrent
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civilian casualties. Some arose from the consequences of the US-led Operation Enduring Freedom working with one-eighth of the landto-troop ratio of the US presence in Iraq, resulting in too-frequent recourse to air power. Civilian casualties continued to create significant knock-on political consequences for NATO and the UN Assistance Mission in Afghanistan (UNAMA). Some of these features also characterized the UN, AU, and EU deployments in the broader Horn of Africa. In Chapter 2 of this Annual Review, A. Sarjoh Bah elucidates the myriad sources of ongoing mission distress in this troubled region. At the core is the continued use of peacekeepers in the absence of a viable political framework—when there is no peace to keep, and no immediate prospect of one. This leaves already overstretched peacekeeping operations dependent on consent from governments that have decidedly partial interests in providing it. Here too, counterterrorism objectives clash with peacekeeping objectives. Bah points out that the deployment of the UNAU Hybrid Mission in Darfur (UNAMID) and the AU Mission in Somalia (AMISOM), without firm troop commitments, critical mission
support elements, or a peace to keep, raises fundamental questions about the risks of ignoring lessons from the past decade. Bah’s analysis of the Horn exemplifies what guest contributors William Durch and Madeline L. England identify in Chapter 1 of this Annual Review as a systemic source of tensions in the global peacekeeping enterprise: the steady blurring of the line between peacekeeping and war-fighting. In the face of this growing lack of clarity, Durch and England argue that while a peacekeeping force may need to undertake combat in defense of its mandate or to protect civilians, combat cannot be its “baseline stance.” Where it is, the authors posit that such missions cease to be peace operations— regardless of the mandate on paper and the mandating authority. Durch and England argue that there is a pressing need to reidentify the fundamental purposes of peacekeeping—and address the associated questions of when to deploy, who to send, and what to mandate them to do. Previous editions of this Annual Review have described how peacekeeping has gone from unheralded successes in the middle of this decade to the brink of failure just four years later. Another
Military Deployments to the Broader Horn of Africa, 1993–2008 (and beyond)
Number of Personnel
70,000 60,000 50,000 40,000 30,000 20,000 10,000 0
93
19
94
19
95
19
96
19
97
19
98
19
99
19
00
20
01
20
02
20
03
20
04
20
05
20
06
20
07
20
08
20
09
20
Projected
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Police and Civilian Staff Deployed in UN Peace Operations: 31 October 2008
25,000
20,000
Number of Personnel
8
1/16/09
Civilian UN Police - UN 15,000
10,000
5,000
0
2005
2006
reversal of fortune is not impossible, if states accept more sustained engagement in peace operations. That means a more strategic attitude to mandating missions and a more systematic approach to raising, deploying, and renewing peacekeeping forces. How such an attitude and approach can emerge in a period of wider international instability is unclear. But the sheer scale of the crisis for peacekeeping we outline in this Annual Review should stimulate policymakers worldwide to recognize that if they do not act on it, today’s peacekeeping system will soon break.
Conclusion
The year in review also saw renewed concern about the ability of peacekeeping providers to rapidly deploy suitable civilians to oversee the
2007
2008
political aspects of missions or contribute to key statebuilding functions. At the UN, the Security Council mandated a Secretary-General’s report on early recovery from conflict, encompassing the question of civilian deployments, while the EU as an institution and several of its member states explored greater national contributions. Largely absent from the discussion was a shared sense of the scale of the problem, or any focused discussion on civilian contributions from the global South. The year ahead looks likely to see sustained attention to the civilian question, as well as to the perennial challenge of linking peacekeeping and broader peacebuilding strategies into a coherent whole. That debate will be complicated if peacekeeping’s current malaise deepens, or faces still more acute crisis in any one of the currently troubled theaters.
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The Purposes of Peace Operations William J. Durch with Madeline L. England
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Ever since the United Nations started asking its member states, in the late 1940s, for military officers to observe cease-fires and, in the 1950s, for armed troops to monitor borders and supervise force separations, the purposes of these activities have been dictated case by case, heavily influenced by prevailing global and regional politics and by the national interests of the UN Security Council—the five permanent members in particular. Peacekeepers have been deployed to act as fair witnesses (observing and reporting the facts but without the duty or ability to alter the situation on the ground other than through such reporting); as referees of a peace accord (judging compliance but relying on larger powers to enforce it); as “police” (impartially enforcing an accord through their own authority and means in the short term, using force as necessary, minimally and proportionately, but leaving the long-term verdicts and results to others); as statebuilders (in collaboration with the local parties, shifting primary emphasis from security to development as circumstances and local capacity permit); or as state surrogates (responsible for reconstruction of the apparatus of governance, and for governing until such apparatus, and the human capacity to run it, can be prepared to supplant such outside support). Practical considerations and precedent— likely traceable to UN envoy Ralph Bunche1— established local consent, mission neutrality, and nonuse of force (if there was an option) except in self-defense as the de facto principles of peace observation and traditional (border zone) peacekeeping. As defining terms for peace operations, however, these principles proved inadequate for more complex peace operations like the UN’s involvement in the former Belgian
Congo (1960–1964). There, a mixed civilianmilitary force became deeply embroiled in both Congolese and Cold War politics, protecting those trying to build a new political consensus, protecting at least some civilians at risk from violence, ousting mercenary troops (albeit haltingly) from a secessionist province, and otherwise far exceeding the purposes of peacekeeping established to that date. The new definition— new essence—of peace operations that this experience offered was rejected, however, by both UN professionals and UN member states, and was not regenerated until two decades later when fading Cold War tensions ushered in a whole new generation of peace operations. This chapter traces the evolution and adaptation of peace operations, first to the Cold War and then the post–Cold War environment, and more recently to the post–11 September 2001 era in which the ever-expanding purposes of peace operations are blurring the line between peacekeeping and war-fighting and threatening peacekeeping’s identity as a security-related military function that is honorably separable from war. The chapter concludes with some reasons why that separation should be restored, and how this might be done.
Operations Before Agenda for Peace
The first UN operations were fair witnesses. The UN Security Council authorized deployment of the first unarmed UN military observers to assist the work of the Consular Commission in monitoring a shaky cease-fire between Dutch and Indonesian forces on Java in August 1947, and authorized similar support in April 1948 for the Truce Commission monitoring the armistice agreements between Arab and Israeli forces.2 10
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The term peacekeeping was not coined to describe the tasks of UN-mandated troops or observers, however, until the Suez crisis of 1956, and only gained some official status when the UN General Assembly established the Special Committee on Peacekeeping Operations in February 1965, just after UN forces finished their operation in the Congo.3 Peacekeeping became a strategic tool by which the UN Security Council could help keep conflict-prone parts of the international system from shaking the stability of the Cold War standoff. Peacekeepers were allowed to bear arms for self-defense beginning in 1956, when Lester Pearson, Canada’s minister of external affairs, imagined a force in the Middle East “large enough to keep these borders at peace while a political settlement is being worked out”—although the United Nations remained averse to using the arms that its forces could now bear.4 UN peacekeepers were used as “police” in the early 1960s in the former Belgian Congo, but thereafter fell back to fair witness mode. They became referees again in the late 1980s, in Namibia (1989–1990), Central America (1988– 1994), Angola (1991–1998), and Mozambique (1992–1994). The referee role worked well enough except in Angola, where it failed to keep war at bay, twice, with disastrous local consequences. Greater nominal authority was given to the mission in Cambodia (1992–1993) to manage and safeguard processes—including elections—intended to end the country’s long civil war and give it legitimate government. The mission succeeded in part, conducting the elections but lacking the power to enforce the results when the governing party disagreed with them.
From Agenda for Peace to the Brahimi Report
In January 1992, the Security Council, during its first summit, asked the new UN SecretaryGeneral, Boutros Boutros-Ghali, to report on ways to strengthen UN capacity for preventive diplomacy, peacemaking, and peacekeeping. By that time, peacekeeping already had been repurposed, case by case, as a tool to help implement
AP Photo
THE PURPOSES OF PEACE OPERATIONS • 11
Soldiers from the United Nations Emergency Forces stand guard at their observation post on the Egypt and Israel border, 15 November 1957.
internal political settlements (as in El Salvador, Cambodia, and Angola) and referee determinations of postcolonial status (Western Sahara). In his July 1992 report to the Council, the Secretary-General attempted the Secretariat’s first working definition of peacekeeping, but so tepidly that one could not guess from reading it the momentous shifts in purpose then under way.5 Boutros-Ghali’s Agenda for Peace thus missed an opportunity to bind peacekeeping to purposes consistent with its traditional essence and left the Council freer than it might otherwise have been to keep adding new purposes. These included remaking the Somali government over the objections of powerful local faction leaders, and intervening in Bosnia on a very large scale, in an ongoing war, to mitigate suffering—but not end it. This continued until peacekeeping failed spectacularly not only in Somalia and Bosnia but also in Rwanda, failing either to anticipate or to stem the genocide of April– June 1994. In January 1995, the Supplement to an Agenda for Peace cataloged the new purposes but finessed the discussion of their failure and especially the high human costs of that failure.6
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These results discredited complex UN operations for a time, and most peacekeepers in the latter 1990s deployed under the banner of NATO and subregional organizations, not the United Nations. It came as a surprise, then, to the UN Secretariat in particular, when the revival of complex UN peace operations by the Security Council began at the largely untried higher end of the peacekeeping hierarchy—as “state surrogates” and “statebuilders” in Kosovo and East Timor, the former with an undefined political end and the latter with an illtrained population previously subject to a quarter century of Indonesian domination and four centuries of Portuguese colonial rule. Thus came unprepared new administrators to govern populations that were either resentful but ambitious (Kosovo) or dogged but unprepared (Timor). Shortly after these missions deployed, the Brahimi Report revisited the definitional issue: “Peacekeeping is a 50-year-old enterprise that has evolved rapidly in the past decade from a traditional, primarily military model of observing ceasefires and force separations after interstate wars, to incorporate a complex model of many elements, military and civilian, working together to build peace in the dangerous aftermath of civil wars.”7 A complex peace operation, according to the report, represented the joining of peacekeeping with peacebuilding (“activities undertaken on the far side of conflict to reassemble the foundations of peace and [build] something that is more than just the absence of war”).8 The Brahimi Report addressed peacekeeping’s past and ongoing failures (the operation in Sierra Leone appeared to be falling apart as the report was being written) and insisted that troop contributors send well-equipped forces to UN operations; that mandates allow military initiative in dangerous environments; and that “impartiality” be redefined to mean “adherence to the principles of the Charter and to the objectives of a mandate that is rooted in those Charter principles,” rather than arm’s-length neutrality. It was argued in the report that, in dangerous situations with “obvious aggressors and victims,” peacekeepers “may not only be operationally
justified in using force but morally compelled to do so,” and should therefore be equipped with “robust rules of engagement.” Conversely, the Secretary-General and his team needed to give the Security Council the unvarnished version of conditions in the field, telling their political bosses what they needed to know, not what they wanted to hear.9 That worked for awhile, but the Council soon tired of hearing regularly that it was trying to force the United Nations to perform beyond its innate capacity in places like Darfur, Chad, or Somalia.
From the Brahimi Report to Afghanistan and Darfur
The sentiments in the Brahimi Report, minus the tiresome advice about brutal honesty in assessing prospects for success, were embraced by the Security Council for virtually every new UN peace operation authorized in the new century. By mid-2008, over 80 percent of the troops and police deployed in UN-led operations were functioning under mandates that invoked Chapter VII of the UN Charter (the enforcement chapter). Although the Brahimi Report stressed that “the United Nations does not wage war,”10 the reality of robust peacekeeping is such that the institution now finds itself in situations where it must take forceful action if its robust mandates are not to be forfeit. Such was the situation in the eastern Democratic Republic of Congo in the summer and fall of 2008, where peacekeepers found themselves caught between rebel forces, former Rwandan genocidaires, and an incompetent but predatory national army that they were supposed to be supporting. Meanwhile, in Darfur, Sudan, government obstruction and harassment of the UN force continued well into its second year of attempted deployment, risking general mandate failure and certainly a failure to protect Darfur’s victims of violence. Continuing a decade-long trend, developed states and institutions were willing to fund, advise at a distance, and provide a degree of logistical support to such beleaguered UN operations, but were not willing to contribute troops,
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tactical transport, or air cover. They could make these choices and still look in the mirror daily because their troops, transport, and air power (some of it) were engaged in Bosnia, Kosovo, Iraq, or Afghanistan. The UN Secretariat did manage to argue its way out of leading international peacekeeping forces in Afghanistan in 2001, before the Council had grown inured to carefully documented arguments about a new mission being too hard, or half-measures being too risky. Instead, it authorized the International Security Assistance Force (ISAF)—initially coalition-based, later NATOled—to undertake peacekeeping in the capital, Kabul, and separately authorized the UN Assistance Mission in Afghanistan (UNAMA) to provide political support and coordination of other international assistance. While ISAF patrolled Kabul, UNAMA was responsible for helping Afghanistan’s interim government implement a peace process agreed to in Bonn, Germany, in December 2001. That process culminated in a new constitution and elections by fall 2006, but Afghanistan was far from stable thereafter, with a peacebuilding process that moved ahead unevenly, parceled out by sector among seven lead donors. The country’s formal economy faltered as its opium-fueled shadow economy took off. The ousted Taliban meanwhile regrouped in the borderlands of Pakistan, learned lessons and borrowed technology from the war in Iraq, and gradually built back their fighting strength. Peacekeepers in Afghanistan were therefore increasingly confronting an insurgency.
From Robust Peacekeeping to War-Fighting?
Peace operations are most often born and built in crisis, and function in a realm of partial control and competing priorities intrinsic to multinational or multilateral organization. Their lack of innate organizational coherence reflects their practice-based, case-driven history and the locus of primary political-military power in states rather than in the organizations that most frequently sponsor these operations. Every actor involved in postconflict reconstruction efforts,
large and small, official or not, is both independent and protective of its own turf. These characteristics make peace operations poor templates for the sort of unified command and unified action required by warfighting. This does not mean that peacekeepers never have to fight, only that they are, structurally, not very good at it. Yet major-power military doctrines have been evolving almost in lockstep with one another, over the past fifteen years, toward just such a melding of peacekeeping and war-fighting. Over the same interval, however, national interests in taking the risks entailed by more robust peace operations have not changed that much. The result is a series of operational, doctrinal, and interest-based dilemmas for robust peace operations. Operational Dilemmas
Peace operations work best when they are not only authorized internationally but also invited to deploy under the terms of a peace agreement, offering both local and international legitimacy. A regional or UN mandate can be reassuring both to the host state (as a political barrier to unlimited outside interference) and to the provider (as a tool to prevent mission creep or the growth of unrealistic local expectations regarding outside aid). If and when the going gets rough, an international mandate is also a license to canvass for additional international help. Complexity creeps in, of course, in conflict zones that are only partly pacified, that fall back into violence as a peace process stalls, that harbor parties who resist constraints on their illicit income, or that generate splinter groups who try to muscle their way into a share of political power. Part of a peace operation may need to adopt a combat “stance” in which defeat of such an opposition force may be temporarily required. Such has been the case periodically for UN forces deployed in the eastern Congo. UN operations elsewhere in the Congo, however, involve little or no proactive use of force, and are broadly invitational, deriving their welcome from a series of national-level peace accords as well as Security Council mandates.
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AP Photo/Musadeq Sadeq, File
NATO operations in Afghanistan benefit similarly from Council mandates. However, as all international military activities there coalesce under a single command and political stability falters, areas that have until recently been largely free of orchestrated violence are experiencing increased risk, and it is increasingly difficult to distinguish NATO-ISAF’s peacekeeping role from NATO’s growing counterinsurgency role in the southern and eastern parts of the country. At least in Afghanistan the central government is playing on the same side as the peace enforcers. In Darfur, the UN-AU Hybrid Mission (UNAMID), which has a clear UN mandate, faces willful opposition from a virulently anti-UNAMID Sudanese government that banks on other states’ reluctance to challenge its sovereignty, even to halt the violent surrogate campaign that it wages against segments of its own people. To mount such a challenge directly, the sponsoring organizations and troop-contributing countries would have to cross a line that few are willing to cross except when at war—coercing Sudanese compliance with international
Canadian peacekeepers in NATO’s ISAF embark on a counterinsurgency operation while a support helicopter flies overhead in the volatile Kandahar province, Afghanistan, 25 June 2008.
resolutions, using military force to resist government obstruction of UNAMID deployments, and otherwise taking actions difficult to distinguish from warfare and military occupation. These examples illustrate that robust peace operations can only be so robust before the distinction between peace operations and warfare begins to break down. The distinction is not semantic, but strategic, in that peace operations have not traditionally had declared enemies— defined and identified to be legitimate targets of lethal military force wherever encountered, and toward whom the operational objective is victory. By this light, NATO forces in southern Afghanistan that attack identified Taliban targets with lethal force without waiting to be fired on first or even necessarily to be targeted first are waging war, not participating in a peace operation: the enemy is generically defined and targeting is generically legitimated. Rather, peace operations have been intended instead to vanquish conditions that contribute to conflict or human suffering. This objective may require a forceful defensive response when an operation’s work is challenged, and may require taking the initiative if tactical intelligence indicates that this is the best way to preempt an imminent attack, especially one that is likely to cause, or is aimed at causing, considerable civilian casualties. But for peacekeepers, these are last rather than first resorts. Finally, peace operations have not traditionally conducted what the US military would call “opposed entry,” or intervention against armed opposition. Such action may well be necessary to protect a population at risk, but it constitutes war. A duly authorized peace operation may well be the follow-on to such a war, as was the case in Kosovo, but the two do not equate. (There was a partial exception in East Timor, where a UN-mandated multinational force, the International Force in East Timor [INTERFET], fought against local armed opposition to enter the island—but only after the consent of the far-larger Indonesian armed services had been secured through a diplomatic process.)
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Doctrinal Dilemmas
Military doctrine is the compilation of experience and belief about “the best way to conduct military affairs.” Its level of focus can range from abstract principles of warfare to “organizational doctrine” about the roles and missions, current objectives, and current best practices in the employment of forces by a particular military organization for a particular purpose or in a particular setting.11 Doctrine for peace operations is about such specific functions and settings, as well as basic principles and strategic objectives. Although the outcomes of wars are often determined by high-level military decisions and large operations, in peace operations the actions of even small groups of soldiers (led by the canonical “strategic corporal”),12 can have major implications for local stability and achievement of the mission. Doctrines for peace operations, then, lay out how key organizations and entities recommend handling such a strategic burden, including at the lowest, tactical levels of deployed forces. Examining how they have changed in response to field experience can yield important insights into how key security providers view the changing strategic environment of peace operations and fit it into the larger mix of military missions. Fifteen years ago, peacekeeping was doctrinally and operationally segregated from warfighting by major powers, perhaps to protect peacekeeping from association with war-fighting, perhaps to protect the war-fighter’s ethos or skills from being weakened by rapid or frequent exposure to the more restrained world of peacekeeping. Today, however, key major power doctrines, including those of the United States, the United Kingdom, France, and India, give peacekeeping a place on a continuous spectrum of tension that has war-fighting at the other end. The motivation now, as defense resources in many countries thin out, seems to be the construction of an omni-competent force that can spin on a dime—physically, operationally, and psychologically—from peacekeeping to war-fighting, including counterinsurgency or counterterrorist operations, as complex circumstances dictate.
It is not at all clear, however, that soldiers are collectively capable of doing as much roleshifting, and as rapidly, as doctrine now seems to require. One could envisage such adaptation in a thirty-four-year-old special forces sergeant with fifteen years of experience and special education and training in winning local support for his campaign. One has more trouble seeing it in a nineteen-year-old line infantryman with a high school education and at most a year of field experience of any sort under his belt. In all armies, the latter type of personnel far outnumber the former. The recent evolution of major-power doctrines for peace and stability operations suggests that the old walls that initially segregated peace operations from war-fighting are crumbling. The more difficult and risky of peace operations and the lower ranges of war-fighting are increasingly viewed as differing in degree more than in kind. Rather than buying into the relatively humble, if risky, world of peacekeeping as a confidencebuilding measure, a temporary security presence, or a support agent for the voluntary dismantling of belligerent factions and restructuring of hoststate security forces, these powers reconceptualize peace operations as low-intensity conflict with a hearts-and-minds annex. Rather than relying on local consent, going in, as a source of operational legitimacy, these doctrines posit that firm and fair implementation of postconflict reconstruction in an atmosphere of growing public security and tranquillity will generate local consent. After years of missteps, the United States may be demonstrating this proposition in Iraq, but few operations of any sort have the resources of the entire US defense establishment on which to draw. More likely they will have far too few resources and, as in the Congo, find themselves not only outnumbered by local fighters but also the object of civilian anger as the goal of civilian protection remains unmet. Experience in the new decade suggests that there is yet life in the notion of consent, in some form, as a prerequisite to peace operations and as a feature that distinguishes them from other military action. This is the definitional direction
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in which the United Nations has tacked most recently, against the flow of doctrine from the great powers and responsive instead, one might argue, to the interests and fears of its majority membership. United Nations Peacekeeping Operations: Principles and Guidelines, the most recent UN effort to define peacekeeping, takes a more conservative, contrarian approach to doctrine, arguing that “robust” peacekeeping is permitted at a “tactical level with the consent of host authorities and/or the main parties to the conflict,” but that such action is different in kind from peace enforcement at a “strategic or international level.”13 In taking this approach, it fights the contemporary trend toward doctrinal and operational convergence, fencing off peace operations as a distinctive enterprise with distinctive purposes. Mission Objectives vs. National Interests
A further complication of the blurring line between war-fighting and peacekeeping arises from differences in the motivations of contributors to peace operations. In the United Nations, at most fifteen countries decide to go forward with a peace operation (although the membership at large must agree to fund it). In NATO or the European Union, slightly more than two dozen states, give or take, make the decision; in the African Union, it is ten to fifteen (the members of the Peace and Security Council). Those decisions are based on staff work that has laid out the structure and objectives of an operation. That work may or may not be based on close consultation with potential troop- and policecontributing countries. Even if based on such consultation, the states that agree to contribute personnel will not all see the world alike, and they will place differing political constraints on the personnel they contribute. This has been the historical burden of multilateral peace operations, but as their purposes become broader, less predictable, and more risky to execute, these differences matter more. States’ calculus about risk to troops and sustainability of domestic support is likely to change, and the availability of troops and police and the coherence of missions—and not just UN missions—are likely to suffer.
This would matter less if there were dozens of troop contributors willing to take these risks, but that is not the case. In most regional organizations, a minority of larger powers tends to contribute the bulk of peacekeeping troops, as well as the bulk of the organization’s funding. An even smaller minority may be willing to put its troops in harm’s way on behalf of a peacekeeping mission. Thus, in NATO, the principal fighting forces come from the United States, the United Kingdom, Canada, the Netherlands, and now perhaps France, while other members, although fielding troops, strive to minimize their exposure to combat. In European Union field operations, the main combat risk thus far has been borne by France. In African Union operations, Nigeria, Ghana, Rwanda, Senegal, and South Africa have been key troop contributors. The United Nations similarly relies on a comparative handful of states to fill out its uniformed ranks: fifteen states contribute 75 percent of UN forces. Loss of any of the major South Asian contributors would hurt UN capacity badly, as would loss of any large African contributor. Because so many large UN operations are in Africa, African troop and police contributions are at least as important politically as they are operationally.14 UN operations offer unusual opportunities for field experience to the developing countries that contribute most of the troops and police. There is also prestige associated with international deployments, perhaps a sense of competition with regional rivals, and UN troop reimbursements may offer a net financial gain to the contributing government. Given the increased risk associated with many current UN operations, such gain might be considered the equivalent of hazard pay. However, none of the above motivations necessarily incline a contributor to take risks with those it sends to UN operations. The more democratic the state, the less inclined it may be toward such risk, given the potential for domestic political backlash should national personnel be lost. Wealthy states also stress lossavoidance, and most of their commitments to UN operations are monetary in nature, plus logistical
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support, sometimes through private sector contractors. These tensions look likely to be played out, and not for the good, in the contemporary mission that potentially most conflates peacekeeping and war-fighting, in Somalia, where Ethiopia and Eritrea have waged a proxy war, the former with tacit US support. Huddled near the Mogadishu airport, re-creating a scenario that played out previously in the fall of 1992, is a small force of peacekeepers—then from the United Nations, now from the African Union— who are largely powerless to defend even themselves.15 Now, as then, a replacement force is in the wings; it is to be UN-led and is to replace both its weak multilateral predecessor and the Ethiopian army. It will face, however, even tougher collective opposition and lower prospects of success than did the 1993 UN operation, and since that mission failed almost completely, these prospects are low indeed.
Conclusion
Peacekeeping is a very useful tool of international politics, but an inherently limited tool. It can and must take on violent local challenges to peace implementation, but only at the margins of a peace process. Should the core of that process lose cohesion, a multinational operation will itself have insufficient cohesion—and likely insufficient military strength—to make the center hold. This is the main risk of repurposing peace operations as a low-intensity variety of war-fighting, especially if those who most vigorously tout the new purpose are not willing to put their own forces where the Security Council votes to invite others to deploy. Peace operations, especially UN operations, therefore should be distinctly conceptualized. A peacekeeping operation should be one that has international legitimacy derived from an international mandate, and local legitimacy derived either from invitational language in a peace agreement or from its actions in implementing such an agreement: curbing deadly residual violence and protecting the population. Ideally, it should enjoy the consent of all local
parties initially, but should be able to work with partial absence of consent and should be prepared to deal with decayed consent. Legitimacy and consent are, to a peace operation, what body armor is to an infantry soldier: something to reduce the probability of catastrophic system failure. At the same time, there are limits to the use of force in peacekeeping operations, and the UN capstone document recognizes those limits: groups of soldiers are not the same as an army. To the extent that the great powers define their own military activities in terms of limited warfare that does not entail the calibrated use of force or a need for international endorsement, they are describing something other than peace operations. The US government is therefore correct to define the supplemental functions of forces in combat zones as “stability” operations instead of peacekeeping or peace operations. Although a peacekeeping force may need to undertake combat activities in certain places and at certain times, combat is not and cannot be its baseline “stance.” Should combat become a routine preoccupation, then the operation has transitioned to something else, regardless of who mandated it or what that initial mandate said. That is not to say that stability operations or authorized war-fighting operations will not be needed. But peacekeeping operations should be kept honorably distinct from this range of tasks that they are inherently ill suited to conduct.
William J. Durch is codirector of the Future of Peace Operations Program at the Henry L. Stimson Center in Washington, D.C. Prior to joining the Henry L. Stimson Center in 1990, Dr. Durch served in the US Arms Control and Disarmament Agency, as a research fellow at the Harvard Center for Science and International Affairs, and as assistant driector for the Defense and Arms Control Studies program at the Massachusetts Institute of Technology (MIT). Since joining Stimson, he has been seconded as scienctific advisor to the US Defense Threat Reduction Agency and served as project director for the UN Panel on UN Peace Operations (the
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Brahimi Report). He also serves as a consultant on projects focused on improving the effectiveness of peacekeeping at headquarters and in the field. Dr. Durch has lectured on peacekeeping at US colleges and universities and has taught at the Paul Nitze School of Advanced International Studies at John Hopkins University, the Elliott School of International Affairs at George Washington University (GWU), and the Walsh
School of Foreign Service at Georgetown University. He holds a PhD from MIT, an MA from GWU, and a BSFS from Georgetown. Madeline L. England is research associate in the Future of Peace Operations Program at the Henry L. Stimson Center in Washington, D.C. Ms. England holds a Master’s degree in International Relations from Colombia University’s School of International and Public Affairs.
Notes 1. Bunche supervised the setup of the UN Truce Supervision Organization in the Middle East in 1948. See Brian Urquhart, Ralph Bunche: An American Odyssey (New York: Norton, 1998), pp. 161, 169. 2. The Middle East observer force still exists. See Mona Ghali, “The United Nations Truce Supervision Organization,” in W. Durch, ed., The Evolution of UN Peacekeeping (New York: St. Martin’s, 1993). The observer mission on Java is less well known. The Consular Commission was established there by UN Security Council Resolution 30 of 25 August 1947. At its first meeting, on 1 September 1947, the commission called upon its constituent states (Australia, Belgium, the Republic of China, France, the United Kingdom, and the United States) to provide a total of 24 military officers to observe the cease-fire lines between Dutch and Indonesian forces, later expanded to sixty. For extensive documentation, see Peter Londey, Other People’s Wars: A History of Australian Peacekeeping (New South Wales, Australia: Allen and Unwin, 2004), pp. 16–28. For a discussion that takes a longer look at peacekeeping and peace observation, see Alan James, Peacekeeping in International Politics (New York: St. Martin’s, 1990). See also Birger Heldt and Peter Wallensteen, “Peacekeeping Operations: Global Patterns of Intervention and Success, 1948–2004,” 2nd ed. (Sandoverken, Sweden: Folke Bernadotte Academy, 2006), p. 4. 3. Indar Jit Rikhye, The Theory and Practice of Peacekeeping (New York: St. Martin’s, 1984), p. 1. For a good history of the evolution of terminology, see Trevor Findlay, The Use of Force in UN Peace Operations (Oxford: Oxford University Press, 2002), pp. 1–2. 4. Findlay, Use of Force in UN Peace Operations, p. 20. 5. “Peacekeeping is the deployment of a United Nations presence in the field, hitherto with the consent of all the parties concerned, normally involving United Nations military and/or police personnel and frequently civilians as well. Peacekeeping is a technique that expands the possibilities for both the prevention of conflict and the making of peace.” Boutros Boutros-Ghali, An Agenda for Peace, 2nd ed. (New York: United Nations, January 1995), p. 45 (the July 1992 definition). This definition is anything but essence-focused, being so bland as to mention only one of the three ostensible “pillars” of peacekeeping, and then in a way that suggests its imminent obsolescence. Do peacekeepers watch, report, fight, run fast? We aren’t told. 6. Boutros-Ghali, Agenda for Peace, pp. 9–11, 14–19. 7. United Nations, Report of the Panel on United Nations Peace Operations, UN Doc. A/55/305S/2000/809, 21 August 2000, para. 12. 8. Ibid., paras. 13, 18. 9. Ibid., paras. 48–50, 55, 64d. 10. Ibid., para. 53. 11. Dennis Drew and Donald Snow, “What Is Military Doctrine?” in Making Strategy: An Introduction to National Security Processes and Problems (Montgomery, Ala.: Maxwell Air Force Base, Air University Press, 1988). 12. Gen. Charles D. Krulak, “The Strategic Corporal: Leadership in the Three Block War,” Marines Magazine, January 1999. 13. Issued in January 2008 by the Best Practices section of the UN Department of Peacekeeping Operations, this “capstone” document (so called because it sits atop a large framework of more specialized guidance and operating procedures) defines peacekeeping as a “technique designed to preserve the peace, however fragile, where fighting has halted, and to assist in implementing agreements put into place by peacekeepers.” Peace enforcement, on the other hand, “involves the application . . . of a range of coercive measures, including the use of military force” as mandated by the Security Council. United Nations, United
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Nations Peacekeeping Operations: Principles and Guidelines (New York: Department of Peacekeeping Operations and Department of Field Support, January 2008), p. 18, http://pbpu.unlb.org/pbps/library/capstone _doctrine_eng.pdf 14. Four European states (France, Italy, Poland, and Spain) provide over half the troops for the UN Interim Force in Lebanon (UNIFIL) (and 7 percent of total UN forces); European troops are scarce among UN operations in Africa, however. Latin American countries that contribute over a thousand troops each include Uruguay (to the Congo and Haiti) and Brazil (to Haiti). China sends troops and police to several venues in Africa, to Lebanon, and to Haiti, while Indonesia deploys to Lebanon and the Congo. The Latin American and East Asian contributions represent about 4 percent of the total UN deployments apiece. Together with the top fifteen, these states account for 90 percent of deployed UN troops and police. United Nations, Ranking of Military and Police Contributions to UN Operations (New York: Department of Peacekeeping Operations, August 2008); see also Center on International Cooperation, Annual Review of Global Peace Operations, 2008 (Boulder: Lynne Rienner, 2008). 15. As of November 2007, there were an estimated 5,000 Ethiopian troops in Somalia; the AU Mission in Somalia (AMISOM) had an estimated 2,500 troops on the ground, about one-fifth of its total proposed strength. International Institute for Strategic Studies, The Military Balance 2008 (London: Routledge, 2008), p. 313.
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The Broader Horn: Peacekeeping in a Strategic Vacuum A. Sarjoh Bah
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In last year’s Annual Review, we warned that peacekeeping has become the reflex solution to crises, often in the absence of viable political agreements. Additionally, peace operations are increasingly given broad mandates without the resources to implement them. The cluster of peace operations in the broader Horn of Africa— stretching from the Central African Republic (CAR) and Chad, through Sudan, to Eritrea, Ethiopia, and Somalia—epitomizes both practices. Moreover, though the conflicts in the region are deeply interlinked, the peace operations there are not, nor do they form part of a broader regional strategy. Lack of a regional strategy compounds preexisting problems of weak commitment and slow implementation. The results have been unsurprisingly poor, at great human cost. The current framework for peacekeeping in the region emerges from complex interactions between the permanent five members of the UN Security Council, powerful states in the African Union, and the host nations. Influence changes from case to case, with France playing a prominent role in the Chad/CAR context, the United States, the United Kingdom, China, Nigeria, South Africa, and Egypt playing key roles in Sudan, and the United States and South Africa more influential in efforts to get UN peacekeepers to Somalia. But within this mix, critical interventions have increasingly been shaped by US policy. When the Comprehensive Peace Agreement in south Sudan was signed, US political engagement was key; it was the United States more than any other state that pushed for a peacekeeping mission in Darfur; and US support to South Africa in calling for a UN peace operation in Somalia was decisive, in the face of reluctance by other permanent members of the Security Council.
In theory, this should provide an opportunity for US leadership in forging a coherent regional strategy. In practice, US policy in the region is itself confused, caught between diverse interests—ranging from pressures from religious and human rights lobbies to a growing commitment on the part of US policy elites to the concept of the responsibility to protect to a broader interest in stabilizing fragile states. Overlaying all of this is the emergence of the Horn and the Indian Ocean littoral as an important battleground in the global “war on terror.” Not only do US counterterrorism objectives shape the context for specific operations in the region, but US counterterrorism engagement is also increasingly reshaping the strategic positions of other states and the relations between them, deepening tensions and arguably contributing to the spread of conflict—and thus, ironically, to the demand for peacekeepers. When peacekeepers are deployed in the absence of a viable political framework, it heightens the tension between the purposes of their deployment—often in large part to provide protection for civilians—and the practical requirements of their engagement, which depends on consent from host nations. This tension between protection and consent, which amplifies existing problems of overstretch, is but one way the region exemplifies William Durch and Madeline England’s analysis herein of broader disagreement in the international system over the purposes of peacekeeping.
The Complexities of Regional Security in the Horn
As the UN Security Council and the Department of Peacekeeping Operations bounced from conflict to conflict in West Africa in the 22
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late 1990s, they frequently cited the “lesson learned” that many conflicts were regional in nature and so too should be strategy. That lesson may have been identified, but it certainly has not been learned, if peacekeeping deployments in the Horn are evidence. The interwoven conflicts in the region exhibit the features of a regional security complex, “a group of states whose primary security concerns link together sufficiently closely that their national securities cannot realistically be considered apart from one another.”1 In the broader Horn, conflict in one state poses grave danger to the security and stability of other states. This has been seen in support for dissident groups from neighboring states, as in Sudan and Chad’s support for rebels on either side of their borders, Eritrea’s support for groups in Darfur, Ethiopia, Somalia, and eastern Sudan, and Ethiopia’s support for groups in Somalia, Eritrea, and Sudan. Tit-for-tat support likely enabled rebel advances on Sudan and Chad’s respective capitals during 2008. Questions of identity, ethnic or otherwise, also feature prominently in most conflicts in the region. Ethnic linkages have been crucial in determining alliances in the Horn, as rebel groups have often invoked these sentiments to gain support from neighboring governments. All this is compounded by the influence of and interference by external powers. China’s search to secure supplies of natural resources, France’s waning desire to maintain its influence in its former colonies, and the counterterrorism policies of the United States influence the region’s politics. US counterterrorism policy has recently been particularly significant, deepening political fissures in the region between countries aligned with US policy and those at odds with it, particularly those believed to support Al-Qaeda–affiliated groups. Somalia is the epicenter of these dynamics, as the focus of the US counterterrorism policy in the region, a proxy battleground for Ethiopia and Eritrea, and host now to African Union and soon, maybe, to United Nations peacekeepers, deployed where UN officials have warned peacekeeping cannot succeed—courting the risk that the Horn might
once again become a locus for blowback against the entire peace operation enterprise.2 In this complex region, over 25,000 peacekeepers were deployed in five missions during 2008. Taken as a whole, the broader Horn is host to the largest concentration of peacekeepers— outside of Afghanistan—drawn from the United Nations, the African Union, and the European Union. The region will account for about 62 percent of UN deployments in Africa and over 35 percent of UN deployments globally once all authorized and planned missions are deployed in full. The overall presence will surge if the proposed UN operation for Somalia, estimated to reach 20,000 personnel, is in fact deployed.
No Peace to Keep
As Lakhdar Brahimi and Salman Ahmed argued in last year’s Annual Review, peacekeeping is no substitute for an effective political process. The absence of viable political frameworks has impeded peacekeeping efforts throughout the broader Horn. This is most evident in Somalia and Darfur, but true also of Chad and EthiopiaEritrea. The one partial exception is the Comprehensive Peace Agreement (CPA) for south Sudan, but even the CPA is eroding. As detailed in this year’s Sudan mission review, efforts to implement the CPA have floundered due to a combination of factors, the most important being lack of political will by the parties to the agreement, the National Congress Party (NCP), and a weak Sudan People’s Liberation Movement (SPLM). These have been exacerbated by limited engagement by crucial regional and international actors. That this is in part a consequence of attention to Darfur highlights the absence of an integrated approach to the complexity of Sudan as a whole. With the northsouth peace process losing traction, both parties are moving to ensure that, in the event of a breakup, they retain enough of the country’s oil resources, and are positioning themselves for that eventuality, including through rearmament. If implementation of the CPA was difficult, efforts to restore stability to Somalia and to
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rebuild the world’s longest-running failed state will be even more challenging. Despite numerous initiatives, the most recent being the Djibouti Agreement (see the Somalia mission notes in this volume), Somalia lacks an inclusive political framework for ending its conflict or restoring state authority. As discussed later in the present chapter, the search for a way out of Somalia’s decades-long turmoil is exacerbated by a US counterterrorism framework that seeks to limit political engagement with Islamist forces, due to concerns about affiliation with or support to Al-Qaeda–affiliated groups. Those forces have shown an ability to block both political and peacekeeping processes that exclude them. In the meantime, both the EU Force in the Republic of Chad and the Central African Republic (EUFOR TCHAD/RCA) and the UN Mission in the Central Africa Republic and Chad (MINURCAT) lack the mandate to address the issues underlying the conflict in Chad. Absent a prospect for a political process to resolve the conflict, the risk is that the UN and EU presence will merely contribute to freezing the problem, surely an unsustainable approach. Even if the UN and EU do manage to engage in a political process in Chad, such efforts would need to be closely coordinated with neighboring Sudan and the CAR, and by extension northern Uganda and eastern Democratic Republic of Congo—the southern fringe of the security complex. Efforts to restore peace to Chad through initiatives such as the Dakar Agreement and the regional Contact Group would be difficult if they are not coordinated with similar efforts in these countries. Meanwhile, the UN-AU Hybrid Mission in Darfur (UNAMID) was deployed to implement the largely discredited Darfur Peace Agreement. The focus of international attention has been on the slow deployment of UNAMID. Equally problematic has been the stalled northsouth Darfur peace process. Joint UN-AU mediation in 2008 led by Jan Eliasson and Salim Ahmed Salim failed to gain traction. Despite the presence of UNAMID and a new UN-AU chief mediator, Djibril Bassolé, the security and
humanitarian situation in Darfur continues to worsen.
Consent, Protection, and Overstretch
The absence of viable political processes in these cases means that peacekeeping operations are deployed without the real consent from the host state and from nonstate parties to the conflict. In some cases, the state and nonstate parties have given their nominal consent, as in Darfur. But true consent is largely absent, complicating the mandates to protect civilians and exacerbating preexisting problems of overstretch. Overstretch would be a challenge even in circumstances of real consent, particularly in Sudan and Chad, given their sheer and tough logistical conditions—long distances from seaports, inadequate roads, limited water supplies. Troop contributors with battle-ready and selfreliant troops—a necessity for remote deployments faced with likely hostilities—are reaching the real limits of their forces. But lack of true consent from host nations doubly compounds the problem by creating obstacles to the deployment of effective troops, and deterring contributors who could deploy forces to less unstable contexts. The Security Council’s authorization of what is on paper its largest peace operation, UNAMID, without a guarantee of troops and mission support elements, ignores a major recommendation of the Brahimi Report,3 which warned the Council not to authorize sizable missions until there are firm commitments of troops and critical mission support elements. UNAMID was further weakened by the Council’s acceptance of Khartoum’s demand to “maintain the African character of UNAMID.” A Scandinavian proposal to deploy a joint mission support capacity was rejected by Sudan. But even if Sudan had accepted the proposed Scandinavian contributions, Western deployments in Africa would have remained under 10 percent. Contributions from non-African but also non-Western countries like Thailand have been slow, due partly to difficulties in establishing camps to house these contingents. But as
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detailed in the Sudan mission review, lack of real Sudanese consent is evident also in the bureaucratic obstacles faced by UNAMID in its efforts to deploy troops, mount night reconnaissance, and the like. Peacekeepers in Somalia face similar dilemmas. The deployment of the AU Mission in Somalia (AMISOM) without guaranteed commitment of human and material resources and absent an inclusive peace process raises questions about lessons the African Union appears not to have learned from its mission in Darfur, the AU Mission in Sudan (AMIS), which was crippled by the absence of a peace to keep as well as by a lack of resources. After this difficult and sometimes painful experience, the African Union should have been more circumspect with new deployments, especially without firm commitments of troops and equipment, predictable funding, and a viable political process. Both the Sudan and Somalia cases highlight deep tensions between long-standing principles of peacekeeping such as consent and the emerging norm of “responsibility to protect.”4 During the middle of the decade, a growing focus on the responsibility to protect was a major part of the drive for peacekeeping action in Darfur. The severity of the situation and the evident lack of will of the government to protect civilians made Darfur a clear case for the doctrine’s application. However, the principle of balance of consequences means that fullscale intervention or use of force is neither suitable nor likely.5 Thus the situation calls for response, but the context requires consent—leading to the contradictions discussed above.6 Similar issues are present in Somalia. Though the case has not generally been discussed in terms of the responsibility to protect, the fact that Somalia has for a decade and a half not had a central government or the capacity to protect its citizens suggests the applicability of the concept and the need for external intervention. However, the practicalities are exceedingly difficult. In formal terms, the AU and the UN took the request for assistance by the Transitional Federal Government (TFG)—installed with Ethiopian military support—as constituting
consent for its operations. However, the TFG has limited support and authority within Somalia, and the absence of a broader political framework that encompasses the overthrown Union of Islamic Courts (UIC) parties means that the AU faces not just a lack of consent but also outright hostility from powerful forces on the ground. AMISOM has been faced since its deployment with a growing insurgency waged by a reconstituted UIC and other militias as part of their resistance to the TFG and its Ethiopian backers. The situation in Somalia poses a critical question: In a failed state, whose consent should be sought?
The Complications of Counterterrorism
That question was complicated in Somalia by the fact that one of the major parties on the ground is an Islamist party with suspected links to terrorist organizations. But the complications of counterterrorism policy in Somalia arise not just from this question; rather, the overall situation in Somalia is compounded by the impact of US counterterrorism policy on interstate tensions in the region. This is particularly the case with respect to Ethiopia and Eritrea, where the UN Mission in Ethiopia and Eritrea (UNMEE), established in 2000, was terminated in 2008. The Security Council ended UNMEE’s mandate after Ethiopia’s continued disregard of the ruling by the now defunct Eritrea-Ethiopia Border Commission (EEBC) that ceded the disputed town of Badme to Eritrea, and the latter’s gradual withdrawal of its consent for the continued presence of the UN mission. US counterterrorism posture was part of the backdrop. As Ethiopia and Eritrea found themselves on opposite sides of US counterterrorism posture in the region, preexisting tensions between the two countries were exacerbated. The convergence of US and Ethiopian interests on counterterrorism issues fostered Washington’s support for the Ethiopian invasion of Somalia in December 2006. This in turn affirmed Eritrea’s feeling of US bias in favor of Ethiopia. To Eritrea, Ethiopia’s disregard of the ruling of the
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EEBC stemmed from—or at least was facilitated by—the support that it enjoys in Washington.7 And indeed, analysts have noted that as the United States and Ethiopia forged closer ties on counterterrorism, Western criticism of Ethiopia’s intransigence on the border question softened.8 For Ethiopia, the deteriorating relations between the United States and Eritrea—which led Washington to consider listing Eritrea as a state sponsor of terror—reduced the pressure on it to abide by the ruling of the EEBC. The net result was a polarization and hardening of positions on both sides, the collapse of UNMEE, and an escalation of support for insurgent groups in Somalia. While the likelihood of a return to war between Ethiopia and Eritrea is limited, the removal of the interpositional force increases the risk significantly. Meanwhile, the collapse of UNMEE could signal to Sudan and others in the region that failing to cooperate with a UN-authorized peace operation has limited consequences. These broader regional dynamics set the stage for the challenging circumstances peacekeepers find themselves within in Somalia. The challenge of consent is exacerbated by the fact that some of Somalia’s insurgents are Islamist, a subset of whom are believed to have ties to Al-Qaeda or Al-Qaeda–affiliated groups. The United States has already designated groups such as Al-Shabaab and Al-Itihaad al-Islaami as terrorist organizations—the latter is believed to have collaborated with Al-Qaeda in carrying out the attacks on the US embassies in Kenya and Tanzania in 1998.9 The challenge—not unique to Somalia—is distinguishing groups with terrorist links from other armed groups, especially in terms of Islamists who might now be tactically allied with Al-Qaeda–affiliated groups but who are not implicated in direct terrorist attacks or committed to Al-Qaeda–style goals.10 This differentiation, if it can be achieved, is critical, because it would allow for the prospect of a political process that brings in partial spoilers while accommodating important counterterrorism objectives—a balancing act that is critical to any long-term solution to the Somalia debacle. That this will be difficult is without question. But also without question is the fact that
no progress toward this objective will be made absent a shift in US policy in Somalia, away from using counterterrorism as the primary lens and toward an effort to reconcile counterterrorism and statebuilding/stabilization objectives—a process the United States is beginning to confront in Afghanistan. Subcontracting peacekeeping to the AU while maintaining a focus on hunting down Al-Qaeda suspects through air strikes and by supporting the TFG and its Ethiopian backers does not make for a long-term strategy. Counterterrorism policy also influences US policy in Sudan. Despite its public stance, including accusing the government of Sudan of being complicit in genocide in Darfur, the United States continues to cooperate with Sudan on some counterterrorism initiatives. This has led some US analysts to argue that Washington’s preoccupation with the “war on terror” outweighs its concerns for Darfur, with “counterterrorism now consum[ing] U.S. Policy in the Greater Horn as totally as anticommunism did a generation ago.”11 Certainly, the perception that Washington pulls its punches on questions of Sudanese consent in order not to strain relations on counterterrorism weakens its stance on Darfur and undermines its leadership role in the north-south peace process. Of course, the United States is limited in its ability to influence Sudan toward a more proactive consent for UNAMID, and operates in a manner designed to foster and align with China’s more tentative pressure on Khartoum.
Looking Ahead
The regional dynamic in the broader Horn now is one in which peacekeepers are caught in conflicts where there is no peace to keep, where the absence of consent exacerbates tensions between their purpose for being there, in the protection of civilians, and the practicalities of their operation, which requires consent. The issue of consent is further complicated by counterterrorism politics in the broader Horn, some of which are exacerbating tensions within the region and fueling further conflict—in turn
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driving further demand for peacekeepers. In short, a vicious circle has emerged, threatening to erode the viability of the overall peace operation enterprise. To escape this dynamic requires a regional strategic framework that can, over time, reconcile national, regional, and international interests in this regional security complex. The deployment of peacekeepers may be part of that framework, but should not substitute for it. While there are no quick fixes, concrete action in several areas is important. First, an integrated strategic framework for tackling the conflicts in the broader Horn needs to be developed, involving national (state and nonstate), regional, and international actors. A first step in this direction would be to find durable solutions to the conflicts between Ethiopia-Eritrea and north-south Sudan, as that would provide an opportunity to address other conflicts in the region, thereby creating a more permissive environment for successful peace operations. Second, there is a need to strengthen the role of regional and subregional organizations in implementing peace agreements. While these institutions lack the capacity to undertake complex peace operations at the moment, as is evidenced by AMIS and AMISOM, they can contribute positively by using their political legitimacy to ensure that the parties adhere to their commitments. Difficulties in implementing the CPA could have been remedied had the Inter-Governmental Authority on Development (IGAD) been stronger and directly involved. Third, there is a need to explore ways of reconciling national, regional, and US security
interests, which are often conflicted. Achieving a balanced approach is critical if peace operations are to succeed in the Horn. Experience from the region and elsewhere demonstrates how peace operations can be easily subsumed by counterterrorism operations, thereby blurring the line between peacekeeping and fighting. To maintain credible peace operations, this should be avoided. Fourth, the African Union’s Peace and Security Council should avoid authorizing complex peace operations without a firm commitment of troops, equipment, and financing. While the AU is keen to deal with conflicts on the continent, its actions should be guided by existing best practice, from its own operations as well as those of others. Fifth, peacekeepers should be deployed to enhance a political process, in order to better guarantee optimal outcomes. Stability operations, whose mandate is to quell violence and protect civilians, need to be distinguished from operations that are mandated to embark on long-term statebuilding. Finally, the new US administration should provide committed leadership in dealing with the conflicts in the broader Horn, perhaps by appointing a full-time envoy for the region. The absence of US leadership, together with conflicting signals regarding Darfur, Somalia, Ethiopia-Eritrea, and part-time north-south engagement, has weakened international efforts. The new administration has a unique opportunity to provide leadership that is informed by national, regional, and international dynamics.12
Notes I am very grateful to Bruce Jones, Richard Gowan, Benjamin Tortolani, Teresa Whitfield, Ian Johnstone, and Victoria DiDomenico for their comments on drafts of this chapter. I, of course, remain responsible for any errors or omissions. 1. Barry Buzan, People, States, and Fear: An Agenda for International Security Studies in the Post– Cold War Era, 2nd ed. (Boulder: Lynne Rienner, 1991), p.190. 2. Sally Healy, “Lost Opportunities in the Horn of Africa: How Conflicts Connect and Peace Agreements Unravel” (London: Chatham House, 2008).
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3. United Nations, Report of the Panel on United Nations Peace Operations, UN Doc. A/55/305S/2000/809, August 2000. 4. International Commission on Intervention and State Sovereignty, The Responsibility to Protect, December 2001. For the UN’s agreed position, see the United Nations, World Summit Outcome, UN Doc. A/RES/60/1, 24 October 2005. 5. For a comprehensive discussion of the concept and its application, including in Darfur, see Gareth Evans, The Responsibility to Protect: Ending Mass Atrocity Crimes Once and For All (Washington, D.C.: Brookings Institution, 2008). 6. While efforts by the Prosecutor of the International Criminal Court to indict President Omar alBashir for crimes committed in Darfur are laudable, the timing could be problematic and risks further complicating an already difficult relationship between the peace operations and the government. There are concerns that the indictment could plunge the country into chaos, worsening the Darfur crisis and unraveling the CPA. 7. For more on US policy in the region, see Terrence Lyons, Avoiding Conflict in the Horn of Africa: US Policy Toward Ethiopia and Ertirea, CRS Report no. 21 (Washington, D.C.: Council on Foreign Relations, December 2006); Jendayi E. Frazer, “Somalia: Expanding Crisis in the Horn of Africa,” remarks to the Subcommittee on Africa, Global Human Rights, and International Operations and the Subcommittee on International Terrorism and Nonproliferation, US Senate, Washington, D.C., 29 June 2006; Thomas A. Dempsey, “Evaluating U.S. Policy Objectives and Options on the Horn of Africa,” testimony to the Subcommittee on African Affairs, US Senate, Washington, D.C., 11 March 2008. 8. International Crisis Group, Beyond the Fragile Peace Between Ethiopia and Eritrea: Averting a New War, African Report no. 141 (Brussels, 17 June 2008). 9. International Crisis Group, Can the Somali Crisis Be Contained? Africa Report no. 116 (Brussels, 10 August 2006); International Crisis Group, “Somalia: The Tough Part Is Ahead,” Africa Briefing no. 45 (Brussels, 26 January 2007); Jonathan Stevenson, “Risks and Opportunities in Somalia,” Survival 49, no. 2 (June 2007): 5–20. 10. Ken Menkhaus, “Governance Without Government in Somalia: Spoilers, State Building, and the Politics of Coping,” International Security 31, no. 3 (Winter 2006–2007): 74–106. 11. John Prendergast and Colin Thomas-Jensen, “Blowing the Horn,” Foreign Affairs 86, no. 2 (March–April 2007): 60. 12. The subject of US leadership in the region and beyond is aptly captured in Richard Holbrooke, “The Next President: Mastering a Daunting Agenda,” Foreign Affairs 87, no. 5 (September–October 2008): 2–24.
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3.1 Chad and the Central African Republic
The deployment of parallel United Nations and European Union peace operations to Chad’s and the Central African Republic’s borders with Sudan in 2008 did little to improve the security and humanitarian situations in either country. The conditions of the refugees and internally displaced persons (IDPs) remained unchanged as insecurity persisted. The Darfur crisis, which eluded all forms of resolution during the year, continued to complicate efforts to resolve the conflicts in Chad and the Central African Republic (CAR). In the midst of these challenges, the UN Mission in the Central African Republic and Chad (MINURCAT) and the EU Force in the Republic of Chad and the Central African Republic (EUFOR TCHAD/RCA) remained deployed but with no mandate to address the political issues that underpin the conflicts. Moreover, both missions were impacted by continued tensions between Chad and Sudan that were heightened by reciprocal attacks on the two countries’ capitals by rebel forces, leading to finger-pointing between the feuding neighbors. In the face of these challenges, the UN and EU explored plans for a smooth transition at the culmination of EUFOR’s one-year mandate. This would see an enhanced MINURCAT assume military responsibilities from EUFOR. However, failure to deal with the political underpinnings of the conflicts—especially in Chad— will likely remain a source of serious concern for the coming year.
rocked by a series of coups, the most recent of which brought the current president, Idris Déby, to power in 1990. Despite a number of elections in the interim, the Chadian government is not widely viewed as truly representative, and over the years both political and violent opposition has mounted. Increasingly well-organized rebel groups have capitalized on regional instability and porous borders, and have consolidated their resistance through a number of high-level military defections. While clashes between government and rebel forces have been responsible for the overall insecurity, the situation has been worsened by acts of banditry, ethnic and intercommunal violence, and a pervading environment of impunity. Armed groups, some of whom have crossed into Chad from Darfur, are responsible for attacking and looting villages, and for driving Chadian civilians off of their land. The combination of these destabilizing forces has led to massive internal displacement and has hampered the delivery of humanitarian assistance to both Chadian IDPs and refugees from Darfur, currently residing in camps in eastern Chad. In the CAR, internal conflict throughout the 1990s prompted the deployment of a series of international and regional peace operations to address a situation characterized by a series of army mutinies, coup attempts, and armed rebellions aided or encouraged by the country’s neighbors. The UN Mission in the Central African Republic (MINURCA) was replaced in 2000 by the UN Peacebuilding Support Office in the Central African Republic (BONUCA), which sought to consolidate the gains of a 1999 election. BONUCA’s mandate was to support the CAR government’s efforts to strengthen
Background
Chad and the CAR have faced serious internal insecurity for decades, exacerbated in recent years by the spillover from the ongoing conflict in Darfur. Since independence, Chad has been
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democratic institutions, consolidate national reconciliation processes, and mobilize international support and financial resources for development efforts. Following a steep deterioration of security in 2002, the Central African Economic and Monetary Community deployed the Force Multinational de la Communauté Économique et Monétaire de l’Afrique Centrale (FOMUC), a regional peacekeeping force of 380 troops from Chad, Gabon, and the Congo with a mandate to support stability and the reconstruction of the Central African Armed Forces. FOMUC has had neither the mandate nor the capacity to bring stability to the CAR.1 BONUCA continues to operate in the CAR today, and has expanded its activities to support the government’s efforts to reform the security sector, reinforce the rule of law, and disarm, demobilize, and reintegrate ex-combatants. A particular focus during 2008 was an effort to promote an all-inclusive political dialogue involving opposition leaders as well as representatives of the country’s several rebel groups. Meanwhile, in June 2008, the CAR became the fourth country to be placed on the agenda of the UN Peacebuilding Commission. In a December 2006 report, then–SecretaryGeneral Kofi Annan proposed the deployment of a peacekeeping operation to monitor movements in the border areas, while working to improve security through the facilitation of political dialogue and the protection of civilians under imminent threat. While this proposal was
3.1.1 Zoe’s Ark
An unusual controversy, with implications for peacekeeping and humanitarian activities in Chad, began in late 2007 and carried over well into 2008. In November 2007, a group of French citizens calling themselves “Zoe’s Ark” attempted to remove 103 children and infants from Chadian territory near the border with Darfur, claiming that the children were Darfurian refugees.
The group was arrested as they attempted to load the kidnapped children onto a plane, all of whom were later established to be the children of Chadian citizens and not from Darfur at all. The popular backlash against the group, and indeed against all international actors inside Chad, was immediate and violent. Humanitarian staff and UN personnel from Western countries were attacked, further
disrupting the already difficult delivery of humanitarian programs. The legacy of this event has been a heightened mistrust of international—and specifically humanitarian—actors and the introduction of new bureaucratic regulations designed to monitor the movement of humanitarian staff and the operation of aid programs.
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UN Mission in the Central African Republic and Chad (MINURCAT)
• Authorization and Start Date • SRSG • Chief Military Liaison Officer • Police Commissioner • Budget • Strength as of 31 October 2008
25 September 2007 (UNSC Res. 1778) Victor Da Silva Angelo (Portugal) François N’Diaye (Senegal) Gerardo Cristian Chaumont (Argentina) $301.1 million (1 July 2008–30 June 2009) Military Liaison Officers: 46 Police: 236 International Civilian Staff: 307 Local Civilian Staff: 169 UN Volunteers: 77
For detailed mission information see p. 208
EU Force in the Republic of Chad and the Central African Republic (EUFOR TCHAD/RCA)
• Authorization Date • Start Date • Head of Mission • Budget • Strength as of 30 September 2008
15 October 2007 (EU Council Joint Action 2007/677/CFSP) January 2008 Lieutenant-General Patrick Nash (Ireland) $98.5 million (October 2007–September 2008) Troops: 3,307
UN Peacebuilding Support Office in the Central African Republic (BONUCA)
• Authorization and Start Date • Strength as of 31 October 2008
After considerable discussion and debate, an agreement was reached that led to the simultaneous deployment of a UN civilian peacekeeping operation, and an EU military “bridging” force in eastern Chad and northeastern CAR. Authorized by Security Council Resolution 1778 (2007), MINURCAT, when fully deployed, was to comprise 300 civilian police and 50 military liaison officers in addition to appropriate civilian personnel. The mission was mandated to select, train, vet, and advise elements of the Chadian police force (a force that would come to be called the Détachement Intégré de Sécurité [DIS]), and to provide security in and around refugee and IDP sites in eastern Chad and northeastern CAR. Invoking Chapter VII of the UN Charter, Resolution 1778 also authorized the European Union to deploy a military peacekeeping operation alongside MINURCAT. The European mission (EUFOR) was mandated to contribute to the protection of civilians in danger, establish wider security with a view to facilitating the delivery of humanitarian assistance, and contribute to the protection of UN and humanitarian personnel. As of October 2008, EUFOR—deployed just for a year—had reached full strength with 3,307 troops, of whom 200 were deployed to northeastern CAR. MINURCAT had yet to deploy fully, and of the expected 850 DIS officers, 418 had been trained—including some 71 commanding officers—and the remaining DIS training and deployment was expected to continue into 2009.
15 February 2000 (S/PRST/2000/5) Key Developments International Civilian Staff: 24 Local Civilian Staff: 54
welcomed by President François Bozizé of the CAR, it was rejected by Chad’s President Déby, who was concerned that the UN was trying to turn Chad into a rear base for operations aimed at addressing the conflict in Darfur. Déby requested an all-civilian police force instead.
The conflicts in Chad, the CAR, and Sudan have a strong regional dimension, and the difficult relationship between Chad and Sudan proved to be one of the central drivers of conflict throughout 2008. For years, there have been allegations that the governments of Sudan and Chad have been a source of material support and safe haven to rebel groups fighting in their respective countries. But recent developments in both Chad and Darfur have brought these allegations to the fore.
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Chad
The long and largely uncontrolled border between Sudan and Chad has been an issue of particular concern. Rebels from both sides of the border have been known to use the neighboring territory as a rear base to recruit, train, and regroup for battle. Accusations of Sudanese support to Chadian rebels, and vice versa, came to a head in 2008, with major offensives being launched against the capitals of both Chad and Sudan. In February 2008, rebel groups in Chad joined forces to launch a coordinated attack on the capital, N’Djamena. The attack originated from the border region between Chad and Sudan, and it was alleged that Justice and Equality Movement (JEM) rebels from Darfur—long believed to have benefited from the support of the Chadian government—entered Chad to reinforce the Chadian national army. Rebel fighters reached the gates of the presidential palace, but the attack was repelled with the help of French forces. This daring move by the rebels further eroded already poor relations between Chad and Sudan, leading to the breaking off of diplomatic ties. In an effort to normalize relations, discussions moderated by Senegalese president Abdoulaye Wade were initiated in Dakar in March 2008. The result was a commitment to normalize relations and to “ban any activity of the armed groups and prevent the use of the territories of any of the two countries to destabilize the other,”2 as well as the formation of a Contact Group, jointly chaired by Libya, Eritrea, and the Republic of Congo, to monitor the implementation of the agreement. The group was also charged with the formation of a “peace and security force” to monitor and secure the borders between the two countries. The signing of the Dakar Agreement by Sudanese and Chadian authorities was met with skepticism by observers who noted that peace agreements between these countries were almost always followed by a resurgence of violence. This skepticism seemed warranted when, in May 2008, JEM rebels launched an unprecedented attack on Khartoum, reaching Omdurman on the outskirts of the capital. As in Chad, the speed
with which the rebels attacked suggested that they had received outside support. The government of Sudan immediately accused Chad of providing JEM with the means to launch the attack and again broke off diplomatic relations with Chad. Following a September 2008 meeting of the Contact Group in Libreville, Gabon, the presidents of Chad and Sudan expressed a renewed commitment to the Dakar Agreement, including an intention to normalize relations and to finalize an experts’ report meant to delineate the concept of operations for the border monitoring force, as recommended in the Dakar Agreement. The force will, in theory, be drawn from the countries that compose the Contact Group. However, coordination and financial arrangements are still unclear, and it is generally believed that the deployment of this force will be largely contingent upon a marked improvement in relations between Chad and Sudan. Diplomatic ties between the two countries were reestablished in October. In addition to the regional developments, there has been some limited progress toward the fulfillment of certain internal peace agreements within Chad and, perhaps most notably, the CAR. Central African Republic
Following recommendations made by a preparatory committee of the inclusive political dialogue, the government signed peace agreements with the Armée Populaire pour la Restauration de la République et la Démocratie (APRD) in May 2008 and with the APRD and the Union des Forces Démocratiques pour le Rassemblement (UFDR) in June. In early August, both the main coalition of opposition political parties and the rebel groups withdrew from the dialogue process over dissatisfaction with amnesty proposals put forward by the government, necessary for the participation of rebel and other leaders in the dialogue. Some of these problems were overcome in a new amnesty proposal approved by parliament in late September, and in early November President Bozizé announced that the dialogue would take place in December.
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Another important dimension to the unfolding situation in Chad and the CAR is the role in and influence of France on the central African region. The ex-colonial power continues to be actively engaged in both countries, with an ongoing military presence and a history of intervention on behalf of the respective governments. In both the CAR and Chad, French forces stationed in the countries were “rehatted” to serve under the auspices of the EUFOR mission. However, France’s record of intervention in defense of President Déby in particular continues to generate skepticism over its ability to remain impartial if the Chadian government comes under serious threat. The skepticism was further fueled when, in February 2008, even as European forces were deploying to Chad, France sought and received the tacit support of the UN Security Council to defend the Chadian government when the rebels entered the capital, N’Djamena.3 From FOMUC to MICOPAX
While both MINURCAT and EUFOR are deployed in the CAR as well as Chad, their presence in the CAR is much more limited, contained entirely to the northeast, where the CAR borders Sudan. The internal stabilization and peacebuilding dynamics of the CAR have, for some years now, been the remit of BONUCA and FOMUC, the latter a multinational peacekeeping presence led by the Central African Economic and Monetary Community (CEMAC). When initially authorized in late 2002, FOMUC was intended to support a process of national reconciliation and to contribute to the stabilization of the country, by monitoring the border between Chad and the CAR, initiating a disarmament process, and protecting key infrastructure. However, from the very outset, FOMUC was severely underresourced; this fact was highlighted in March 2003 when, three months after its deployment, FOMUC was unable to prevent General François Bozizé’s ousting of President Ange-Félix Patassé in a military coup launched from Chad. In July 2008, CEMAC handed over operational authority of FOMUC to the Mission de Consolidation de la Paix (MICOPAX), to be led
by the Economic Community of Central African States (CEEAC). It was hoped that this transition would bring a greater number of regional actors into the effort to stabilize the CAR. The MICOPAX mandate has yet to be formally approved, and as 2008 drew to a close, MICOPAX continued to operate under FOMUC’s mandate. However, the mission will take on a much more multidimensional character than its predecessor, incorporating combat troops, civilian police and gendarmes, as well as a civilian component. It is hoped that the new civilian component will play a positive role in reinvigorating political dialogue in the CAR. Both FOMUC and MICOPAX worked collaboratively in 2008 with UN bodies, particularly in Bangui. It is expected that MICOPAX will collaborate closely with BONUCA in the effort to achieve the political and stabilization objectives in their respective mandates. While EUFOR and MINURCAT are both present in northeastern CAR, the MINURCAT deployment in particular continues to be minimal, with limited cooperation and dialogue between it and the other missions. UN-EU Partnership?
Though the simultaneous deployment of EU and UN operations is not unprecedented, it is unusual, and the lessons learned from the experience in Chad and the CAR are expected to inform future collaborations between the UN and the EU. The EU’s involvement in this effort was politically complex, and carries as much relevance for the future of European peacekeeping intervention as it does for Chadian security and stability. The EU intervention in Chad was approached as a template for future EU peacekeeping interventions, a fact that had implications in the planning stages, particularly with regard to the degree to which UN planners were included in the EU planning process. The decision to deploy an EU force in Chad resulted from Chad’s refusal to consent to the deployment of UN troops. Consequently, by the time the EU decided to deploy to Chad, UN planners had already undertaken a number of detailed technical assessment missions to evaluate
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Mission de Consolidation de la Paix (MICOPAX)
• Authorization Date • Start Date • Head of Mission • Budget • Strength as of 30 September 2008
2 October 2002 January 2003 Albert Akouéndéngué (Gabon) $19.3 million (October 2007–September 2008) Troops: 498 Civilian Police: 170
ISSOUF SANOGO/AFP/Getty Images
conditions on the ground. In the wake of Security Council Resolution 1778, and in the context of a longer UN discussion about the deployment of a single, multidimensional peacekeeping operation, UN staff viewed the EU force as a component of a larger UN-led intervention. Conversely, the EU planners approached the EU mission as a parallel deployment of two discreet, if complementary, peacekeeping missions. Interactions with the government of Chad were not approached in a coordinated or collaborative manner, and the terms of reference for each respective mission were elaborated separately, a fact that resulted in delays in the finalization of certain technical agreements.4 At the field level, the gaps in coordination, different rates of deployment, and the UN Security Council’s tendency to view the intervention in Chad as a subsidiary of the more prominent effort in Darfur, had very practical implications for UN and humanitarian actors. In June 2008, a rebel attack on the town of Goz Beida in Chad prompted the deployment of EUFOR troops to protect civilians and evacuate humanitarian personnel. In the wake of the evacuation, serious concerns were raised over the apparent lack of a coordinated security plan. Though MINURCAT had a small team on the ground, the slow pace of deployment meant that a crucial link between EUFOR and the humanitarian community was missing, and the commanding EUFOR officers were forced to improvise their response. In addition to the coordination challenges, it became clear early on in the EUFOR deployment that this well-resourced and highly trained military force was almost entirely unequipped to address the day-to-day security issues that plague the region. Configured to confront a military threat, the European force has neither the mandate, nor the resources to combat the banditry that is at the heart of the insecurity in eastern Chad.5 The force was designed and deployed primarily with a view to protecting refugees and IDPs from attacks emanating from Darfur, and was poorly configured to Chad’s internal security dysfunctions. Once deployed, EUFOR attempted to adapt the existing mandate to the day-to-day realities.
Members of EUFOR TCHAD/RCA speak with villagers while on patrol near the Farchana camp in eastern Chad, 27 June 2008.
With deployments concentrated in Abeche, Goz Beida, and Iriba, EUFOR commanders instituted long-distance patrols, and attempted to target corridors that are central to the distribution of humanitarian assistance. The strategy has had some positive impact, but EUFOR, with limited troop numbers and a huge, logistically prohibitive area of operations, is constrained in its ability to provide ongoing security. In June 2008, a joint EU-UN assessment team traveled to Chad and the CAR to conduct a midmandate review and begin preparations for the September 2008 Security Council discussions on the renewal and adjustment of the MINURCAT mandate. While it was generally agreed that the EUFOR deployment did not
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address the core security challenges, it was nevertheless determined that a military capability with the means to project itself quickly and effectively throughout the area of operation would be necessary to confront the ongoing cross-border violence, and to provide for the protection of civilians and humanitarian actors in the instance of a violent attack. In his September 2008 report on the situation in Chad and the CAR, the Secretary-General outlined an expanded MINURCAT mission concept, including a Chapter VII mandate to protect civilians, facilitate the delivery of humanitarian assistance, and protect UN staff and resources. This concept describes a strategy of deterrence through presence that, given the size and harsh nature of the terrain, will require extensive aerial mobility assets (primarily helicopters) and a strong intelligence-gathering capability. The force size outlined by the Secretary-General includes 6,000 UN peacekeepers, as well as an additional “over the horizon” response capability. In October 2008, President Déby accepted the proposed expanded UN mission. For its part, the government of Chad requested that the total DIS deployment be increased from 850 to 1,700 officers, a request that was to be reevaluated once the initial 850 officers had taken up their posts. There are a number of challenges that may be associated with the generation of the followon force. From a logistical standpoint, it is estimated that it would take the UN approximately one year to construct the necessary infrastructure to launch the mission that the SecretaryGeneral has described. As such, the SecretaryGeneral’s report emphasized the importance of a smooth transition from EUFOR to the expanded MINURCAT, and in particular requested that the government of Chad ensure a full handover of all EUFOR bases and installations to UN control.
Some of the existing EUFOR soldiers are expected to be “rehatted” as MINURCAT troops, alleviating some of the pressure for force generation. However, the Secretary-General’s mission concept relies heavily on the availability of helicopters and other aviation assets, resources that have increasingly proved difficult to secure. On 24 September 2008, the UN Security Council voted in support of a resolution (1834) expressing the intention to expand the MINURCAT mandate to include a military component upon the expiration of the EUFOR mandate, and calling on the UN and the EU to begin preparations for the transfer of authority from an EU to a UN peacekeeping presence as of 15 March 2009. The precise size and shape of the expanded MINURCAT deployment remain unclear.6
Conclusion
As 2008 drew to a close, resolution of the interrelated conflicts in Chad and the CAR remained a work in progress. Despite efforts to enhance MINURCAT, the UN, at the insistence of Chad, lacks an explicit political role for MINURCAT in the effort to resolve Chad’s internal political instability. International human rights and humanitarian advocates have called upon the UN to give MINURCAT the mandate to initiate an inclusive political dialogue between the government of Chad, the political opposition, and the numerous armed opposition groups operating in the country. The government of Chad, however, is resistant to formal UN involvement in its domestic politics, and the international community has so far proven unwilling to press the point. In the meantime, while the situation in the CAR saw some modest improvements, it was far from resolved, but a peace and reconciliation conference convened in December, involving some of the key actors in the conflict, raised hopes.
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Notes 1. United Nations, Report of the Secretary General on Chad and the Central African Republic Pursuant to Paragraphs 9 (d) and 13 of Security Council Resolution 1706 (2006), UN Doc. S/2006/1019, 22 December 2006, p. 4. 2. Republic of Senegal, Dakar Agreement Between Sudan and Chad Signed in Dakar, 13 March 2008, para. 4. 3. United Nations, Statement by the President of the Security Council, UN Doc. S/PRST/2008/3, 4 February 2008. 4. United Nations, Action Review (UN-EU planning for EUFOR TCHAD/RCA), June 2007–March 2008, p. 2. 5. United Nations, Report of the Secretary General on the United Nations Mission in the Central African Republic and Chad, UN Doc. S/2008/601, 12 September 2008. 6. UN Security Council Resolution 1843, UN Doc. S/RES/1834, 24 September 2008.
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3.2 Sudan
Sudan continued to be one of the most challenging environments for peacekeepers in 2008. Following intense international pressure to deploy UN troops to Sudan’s Darfur region, the UN-AU Hybrid Mission in Darfur (UNAMID) took over from the existing AU Mission in Sudan (AMIS) in December 2007. But its deployment began slowly, marred by insecurity, lack of cooperation from the Sudanese government and sensitivities surrounding the composition of the force, as well as logistical challenges. UNAMID was intended to be one element of a three-pronged approach involving peacekeeping alongside humanitarian and peacemaking efforts.1 But the challenges of this approach became manifest as various parties continued to pursue military solutions to the conflict, the peace process stalled, and the security situation declined. An unprecedented rebel attack on the Sudanese capital and a serious attack on the mission itself demonstrated the difficulties that lay ahead for UNAMID. The question of Darfur’s participation in national elections scheduled for 2009 also remains unresolved. The peacekeeping environment in southern Sudan remained equally difficult, despite the presence of the UN Mission in Sudan (UNMIS). The south has seen relatively little in peace dividends, and deep-seated differences between the National Congress Party (NCP) and the Sudan People’s Liberation Movement (SPLM) have hampered the implementation of the Comprehensive Peace Agreement (CPA). Disagreements revolved around key aspects of the CPA such as border demarcation and the redeployment of troops. Interethnic rivalry, often exacerbated by the civil war and its aftermath, continues to disrupt both security and political
stability in the south. As the 2009 elections and 2011 referendum approach, all of these issues become increasingly difficult to sidestep. In the meantime, implementation of the CPA continued to be overshadowed by the Darfur crisis and the 2008 indictment of President Omar alBashir by the Prosecutor of the International Criminal Court (ICC).
Darfur: Background
UNAMID’s predecessor mission—AMIS— was deployed in June 2004, a year after the commencement of large-scale hostilities in Darfur. Initially a force of 60 observers with 300 troops to protect them, it was later expanded to 6,171 personnel and given a more robust
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3.2.1 Humanitarian Organizations Struggle with the Private Security Dilemma
At about the same time that scandals regarding the actions of private security companies in Iraq and Afghanistan were emerging, speculation grew that these entities were cultivating new markets within humanitarian operations. Humanitarian organizations operate in many of the world’s most dangerous environments, and for the past several years have suffered increasing casualties. Reports suggest that humanitarian agencies have been increasingly turning to private security companies for armed protection. A study released in October 2008 by researchers from the Humanitarian Policy Group of the Overseas Development Institute and from the Center on International Cooperation at New York University featured the first quantitative analysis of the use of private security providers by humanitarian organizations, with an aim of providing a foundation for discussion of the often controversial issue of the role of private security outfits in conflict zones. The report found a measurable increase in the number of humanitarian
organizations (UN and international nongovernmental organizations) that have been contracting private security providers, but primarily for unarmed, “soft security” services such as training, risk assessment, and security management consulting. While armed protection remains an exceptional practice, every major international humanitarian organization cited at least one instance of contracting armed security in the past year. Most aid practitioners agree that the use of arms is a deeply problematic approach to humanitarian security, both in theory and in practice, to be undertaken only as a last resort or as dictated by local security dynamics. In its most striking finding, the report found a near universal lack of policies and protocols among agencies for hiring and managing security contractors. Field staff lack guidance on how to properly vet and oversee security providers, and headquarter personnel are much less informed about field-level security contracting practices as well. Other concerns include the poor
quality, low pay, and weak management of local private security providers, despite the regularity with which these entities are contracted. Humanitarian organizations were found to favor contracting private security providers in order to reduce costs and increase time efficiency, as well as to cope with a perceived lack of in-house capacity and expertise. However, the report found that the anticipated benefits of employing private security providers did not always ring true. Additionally, the report emphasized the risks that are posed when private security providers lack understanding of the core principles that underpin humanitarian activities. Given the potential dangers of contracting private security providers in an unregulated environment, the report advocated for a dialogue within the humanitarian community to establish good practices and common guidelines.
Source: Abby Stoddard, Adele Harmer, and Victoria DiDomenico, “The Use of Private Security Providers and Services in Humanitarian Operations,” Overseas Development Institute, HPG Report no. 27, September 2008, http://www.cic.nyu.edu/internationalsecurity/docs/hpgreport 27.pdf.
mandate, including protection of civilians. The mission lacked the capacity to implement this mandate, however, and was constrained financially and logistically. The government of Sudan, strongly resistant to a UN operation in Darfur, agreed in mid2007 to the deployment of a hybrid UN-AU force. Security Council Resolution 1769 authorized the deployment of UNAMID under Chapter VII of the UN Charter. The mission was to comprise 26,000 uniformed personnel, including 19,555 military, 3,772 police, and 19 formed police units of 140 officers each.2 It was to incorporate AMIS personnel as well as those provided through UN light and heavy “support packages” for AMIS agreed to during 2006.
UN-AU Hybrid Mission in Darfur (UNAMID)
• Authorization Date • Start Date • Joint UN-AU Special Representative • Force Commander • Police Commissioner • Budget • Strength as of 31 October 2008
31 July 2007 (UNSC Res. 1769) 31 December 2007 Rodolphe Adada (Republic of Congo) General Martin Luther Agwai (Nigeria) Michael J. Fryer (South Africa) $1,699.7 million (1 July 2008–30 June 2009) Troops: 8,935 Military Observers: 138 Police: 2,342 International Civilian Staff: 743 Local Civilian Staff: 1,404 UN Volunteers: 246
For detailed mission information see p. 255
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UN Mission in Sudan (UNMIS)
• Authorization and Start Date • SRSG • Force Commander • Police Commissioner • Budget • Strength as of 31 October 2008
24 March 2005 (UNSC Res. 1590) Ashraf Jehangir Qazi (Pakistan) Major-General Paban Jung Thapa (Nepal) Brigadier Kai Vittrup (Denmark) $820.7 million (1 July 2008–30 June 2009) Troops: 8,728 Military Observers: 622 Police: 687 International Civilian Staff: 768 Local Civilian Staff: 2,447 UN Volunteers: 232
For detailed mission information see p. 329
UNAMID was mandated to help provide security for the provision of humanitarian assistance and protect civilian populations under imminent threat of physical violence, as well as to monitor compliance with cease-fire agreements, report on the security situation along the borders with Chad and the Central African Republic (CAR), and assist with the implementation of the 2006 Darfur Peace Agreement.3 However, the agreement was signed by only one of the three major rebel movements, and the security situation deteriorated in its wake as the movements fragmented. Talks launched by the AU and UN in October 2007 were boycotted by several key rebel leaders and immediately stalled. With ongoing hostilities and displacement, widespread insecurity, and only a precarious and partial peace agreement in place, conditions for the fulfilment of UNAMID’s mandate were inauspicious from the start.
Darfur: Key Developments
UNAMID took over from AMIS on 1 January 2008 under the leadership of Joint Special Representative Rodolphe Adada and Force Commander General Martin Luther Agwai, already in place under the old AMIS structure. As the force comprised only existing AMIS battalions,
the initial impact of the transfer of authority was largely symbolic; even the old AMIS markings remained on vehicles and buildings for some time. From the start, relations with Khartoum were a strong focus; difficult discussions ensued, including over the use of blue “UN” helmets; land, air, and water rights; and the negotiation of the status of forces agreement. Meanwhile, it was necessary to establish communications and support mechanisms for the hybrid UN-AU mission, including the staffing of a joint support coordination mechanism in Addis Ababa, which had not been fully operational by December 2008. Failure to operationalize the joint mechanism was perhaps an indication of the UN’s desire to maintain full control of UNAMID, partially undercutting the notion of a hybrid arrangement. The major immediate challenge, and the preoccupation of UN member states, was the deployment of the mission. In compliance with demands by the Sudanese government, Resolution 1769 stressed that the force would have a “predominantly African character.” However, existing African battalions in Darfur and those poised to deploy did not meet UN standards of “self-sustainability,” limiting their ability to carry out the mandate. Thus, UNAMID’s urgent task was to help African battalions meet the required standards as soon as possible. In April 2008, an “enhanced deployment plan” was put in place, envisioning an ambitious deployment of 80 percent by the end of 2008, but delays continued, for three main reasons. First, ongoing insecurity, including banditry, significantly constrained the movement of equipment and personnel. Second, the Sudanese government continued to obstruct the deployment through various means, including a lack of blanket clearance for night flights, failure to provide requested land in a timely manner, and slow visa-processing and customs-clearance requirements, although some improvements were seen in the second half of the year. Third, and most significant, logistical challenges arose due to the 2,000-kilometers distance between Darfur and Sudan’s nearest port, and the poor quality of the roads, especially during the rainy season.
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As a result, by the end of October 2008, UNAMID’s uniformed personnel stood at 11,416—just over a thousand more than were deployed at the close of AMIS—including 9,074 military personnel and 2,342 police. At the end of the year, UNAMID had registered 63 percent of its deployment. Recruitment of civilian positions was at 41 percent of full capacity. The force lacked a number of capabilities vital to the implementation of its mandate, including eighteen medium-lift helicopters, six attack helicopters, one aerial reconnaissance unit, one medium transport unit, one heavy transport unit, and one multirole logistics unit.4 Meeting these crucial needs is essential, but by the end of 2008 no concrete agreements had materialized, hampering UNAMID from responding to growing insecurity. UNAMID’s police have received praise for immediately developing a three-phase plan for patrolling camps of internally displaced persons (IDPs), culminating in a twenty-four-hour presence established inside the extremely tense Kalma IDP camp in southern Darfur in September 2008. However, for the police, just as for the military, progress has been constrained by gaps in capacity, including a shortage of radios and the continued unavailability of formed police units to provide protection. Of the authorized strength of nineteen formed police units, only twelve have been pledged and only one has been deployed.
Darfur: Security Situation
Meanwhile, UNAMID faces a deteriorating security environment, characterized by banditry, clashes among rebel groups, the militarization of IDP camps, ethnic clashes over resources, and fighting between government and rebel forces. In January and February 2008, attacks by government forces on villages in western Darfur, controlled by the Justice and Equality Movement (JEM), left 115 people dead and over 30,000 forcibly displaced, according to some estimates.5 In May, clashes between factions of the Sudan Liberation Army (SLA) in north Darfur resulted in the displacement of
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A Rwandan soldier from UNAMID guards girls as they collect water in the town of Tawila, North Darfur, Sudan, 14 July 2008.
3,000 civilians. In August, an exchange of fire in the Kalma camp left 33 dead, after Sudanese government forces were sent to enforce a search warrant for weapons. In May 2008, in the most dramatic incident of the year, the Sudanese capital, Khartoum, was brought directly into the conflict for the first time when approximately one thousand JEM fighters launched a surprise attack, infiltrating the city of Omdurman across the river from the capital. The attack led to many casualties and arrests and the government cut off diplomatic ties with Chad, which it accused of sponsoring the rebels. The event highlighted the regional tensions surrounding the cross-border movement of armed groups, which neither UNAMID nor the parallel UN and EU missions in Chad and the CAR are mandated to address. Three months earlier, Chadian opposition groups had attacked N’Djamena, allegedly with Sudanese support. They came close to toppling the regime of Idriss Déby and solidified his dependence on Darfur rebels linked to him by a common Zaghawa lineage. The aftermath of the May attack saw a renewal of clashes between the Sudan Armed Forces (SAF) and JEM in west Darfur and aerial attacks in other rebel strongholds, a
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significant escalation of the low-level conflict between the government and the armed groups. UNAMID was not spared the violence, as it was directly targeted. It suffered an attack on a supply convoy in its very first month and then, in April 2008, two UNAMID containers holding equipment for a Chinese engineering company were hijacked along a major supply route and not recovered. In July, in the most serious incident to date, seven UNAMID troops were killed and nineteen were wounded after 200 militia members armed with machine guns and anti-aircraft weapons attacked a military and civilian police patrol in a governmentcontrolled area of north Darfur. UNAMID’s lack of air assets rendered it unable to respond and protect its own troops. With its focus on staff security and recruitment of police officers and other personnel restricted, the speed of UNAMID’s deployment was further curtailed. An Elusive Peace
UNAMID’s mandate to assist in the implementation of the Darfur Peace Agreement is problematic because the agreement is ignored by parties on the ground, unrecognized by nonsignatories, and disliked by much of the population. Meanwhile, prospects for a new and more inclusive peace agreement remain remote. In December 2007, a meeting of the rebel movements under the auspices of the SPLM led to the creation of two new coalitions, significantly reducing the total number of factions (one has since collapsed). However, there remained a critical lack of unity among the movements on whether to proceed to peace talks. From March 2008, the UN-AU mediation focused instead on informal and confidence-building measures toward a cessation of hostilities, but failed to convince the main rebel movements to engage. After the UN and AU were criticized for appointing part-time mediators, UN Special Envoy Jan Eliasson and AU Special Envoy Salim Ahmed Salim sought to identify a single UNAU joint chief mediator to be based in Sudan. In June 2008, the UN and AU announced the appointment of Djibril Yipènè Bassolé, foreign minister of Burkina Faso, providing hope for a renewed and focused leadership and direction.
But just before Bassolé was to commence his duties, the political landscape shifted with the announcement by the ICC Prosecutor of an application for a warrant of arrest against President Bashir, the very first indictment of a sitting head of state by the Court. UNAMID braced for a possible political backlash and a further deterioration of the security situation. Khartoum’s initial reaction was instead to search for a political solution, lobbying for the use of Article 16 of the Rome Statute to suspend the proceedings for one year, renewable. Meanwhile, the National Congress Party reached out to its partners in the Government of National Unity and opposition political parties to garner support and drew up plans for a multiparty mechanism to resolve the Darfur conflict. In early November the government launched the Sudan People’s Initiative and declared a cease-fire, following an earlier initiative led by Qatar. But prospects for the success of the initiatives were dampened due to a boycott by the main rebel groups. Whether such initiatives will contain the beginnings of an inclusive settlement or will convince Security Council members to implement Article 16 remains to be seen. But the ICC announcement compounded the challenges facing UNAMID. In addition to the ICC announcement, Bassolé’s quest for an inclusive peace must confront the national and regional political realities that intersect with the Darfur crisis, not least the timeline for implementation of the CPA. Sudan’s fifth population and housing census was conducted in Darfur in April and May 2008, but there was widespread opposition, especially from IDPs, and insecurity prevented enumerators from reaching many areas. There is similar opposition in Darfur to the elections scheduled for 2009. Yet the exclusion of the region risks undermining Sudan’s democratic transition and the CPA. Meanwhile, Chad and Sudan appeared to have mended fences following the JEM attack. A Contact Group established in support of the March 2008 Dakar Agreement has held discussions on the establishment of a border-monitoring mission. It is not clear, however, whether such a mission can be credible or result in
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either government suspending its assistance to the other’s opposition groups. Humanitarian
In this environment of insecurity, the humanitarian situation deteriorated in 2008, with 200,000 persons newly displaced during the first half of the year (bringing total IDPs in Darfur to 2.5 million). In the same period, over 120 vehicles were hijacked (more than double the number for the corresponding months of 2007), 8 humanitarian workers were killed, 103 were abducted, and 51 humanitarian premises were assaulted by armed men. Humanitarian access decreased to only 70 percent of the affected population, having declined over the previous three years. Some humanitarian organizations withdrew staff or suspended operations, while the World Food Programme was forced to halve food rations and warned of a possible suspension of food distribution. Meanwhile, international efforts toward the reconstruction and development of Darfur remained stalled, pending an improvement of the security situation and the start of a credible peace process.
North-South: Background
The Darfur crisis continues to complicate UNMIS’s tasks in implementing the CPA. The May attack from Darfur on Omdurman, for example, not only created a security and humanitarian crisis, but also had far-reaching political consequences. Less direct but perhaps even more difficult to address is the potential impact of efforts to prosecute President Omar al-Bashir before the ICC. The international community remains focused on Darfur, largely at the expense of the CPA, whose implementation has floundered. The Security Council first authorized the creation of a mission to Sudan—the UN Advance Mission in Sudan (UNAMIS)—in Resolution 1547, on 11 July 2004, and charged it with laying the groundwork for the UN’s role in supporting the CPA. On 24 March 2005, Resolution 1590 expanded and converted UNAMIS into UNMIS, a full-fledged peace operation. UNMIS was given a broad mandate, centered
on helping to implement the CPA. Its responsibilities include monitoring and verifying troop redeployments, assisting with the formation of joint integrated units to help secure contested regions, promoting the rule of law (including combating impunity), supporting preparations for elections and referendums, and investigating CPA violations. UNMIS’s mandate also specifically includes certain tasks not directly linked to the CPA, including coordinating humanitarian assistance, protecting and promoting human rights, and protecting civilians under imminent threat of violence, using force under Chapter VII of the UN Charter if necessary.
North-South: Key Developments Security
On 10 May 2008, approximately 300 armed pickup trucks loaded with JEM troops raced across the 1,200-kilometer stretch from Darfur to Khartoum, the Sudanese capital, reaching Omdurman, on Khartoum’s outskirts. An estimated 465 people, including 57 civilians, lost their lives during the fighting. The attack and the security measures that followed had an immediate impact on UNMIS’s operations, restricting staff movement and impeding the return of displaced populations to their homes in the south. In spite of government restrictions, UNMIS launched investigations into human rights and humanitarian law violations alleged to have taken place during the attack, and publicly raised concerns that the trial of thirty accused JEM members convicted of participating in the attack may not have met international standards. The attack had significant political fallout. While JEM forces were ultimately repulsed, they succeeded for the first time in bringing the Darfur conflict to the government’s doorstep, challenging the NCP’s political standing. The NCP reacted by jailing opposition leaders who had links to JEM, while rallying other opposition parties to decry the attack and establishing a temporary détente with the SPLM. The attack closely resembled a rebel assault on the Chadian capital, N’Djamena, three months earlier. Chad accused Sudan of supporting the rebels
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who carried out that attack. Given JEM’s close ties to the government in N’Djamena—and rumors that JEM had helped fight off the February attack—Sudan asserted that the JEM offensive was intended as retribution, and cut off diplomatic ties with Chad. The Abyei region remains perhaps the most sensitive flashpoint in both local interethnic and national north-south conflicts. Neither side was willing to concede the oil-rich border area during the CPA negotiations, but both eventually agreed in a separate protocol to create the Abyei Boundaries Commission (ABC), to determine the territory’s precise borders. A local referendum would then determine Abyei’s status. The NCP rejected the final ABC report immediately upon its release in 2005. The two parties have remained deadlocked over the issue, preventing either from establishing an effective civilian administration. The security environment around Abyei began to deteriorate seriously in late 2007; reported incidents included the placement of roadblocks around oil fields, kidnappings, and incursions by rebel groups based in southern Darfur. The SPLM’s appointment, with the Sudanese government’s approval, of a temporary administrator generated concern among the Misseriya Arabs in the area. On 22 December 2007, a dispute over transit rights sparked a series of firefights between Sudan People’s Liberation Army (SPLA) units and the Misseriya that continued sporadically through May 2008. On 13 May 2008, the killing of an SAF soldier at an SPLA checkpoint in the town of Abyei triggered the most severe violation of the CPA cease-fire since 2005. In spite of several agreements to de-escalate and redeploy troops away from the area, combat between the SAF and SPLA continued through 20 May, resulting in eighty-nine deaths and the destruction of most of Abyei. Approximately 50,000 civilians fled the town and surrounding villages. Both sides kept substantial forces in the area, and tensions remain high. On 7 July, a UN observer was fatally shot in the head thirty kilometers south of Abyei during a dispute between SAF and SPLA troops.
UNMIS forces were accused of failing to protect civilians caught in the fighting; the joint integrated units (JIU) deployed in the area effectively dissolved once fighting began. While Special Representative of the Secretary-General (SRSG) Ashraf Qazi acknowledged some errors, he noted that peacekeepers sheltered more than a hundred civilians during the fighting. He also highlighted that UNMIS forces lacked both the mandate and the capacity to intervene or suppress combat on the scale seen in Abyei during May. In the aftermath of the fighting, UNMIS helped broker a series of meetings that culminated in the adoption of a “road map” on 8 June that included provisions on the withdrawal of SAF and SPLA forces and deployment of new JIUs, the return of the displaced civilian population, the establishment of a civilian administration, and the distribution of oil revenues. Most significantly, the parties agreed to refer the border dispute to the Permanent Court of Arbitration in The Hague. As of September 2008, the parties have chosen four of the five members of the arbitral panel. But despite this, Abyei was the scene of another clash between SAF nd SPLA soldiers in December. The role of the JIUs, meant to provide security in disrupted areas, will become increasingly important as the 2009 elections and 2011 referendum approach, especially because the JIUs will be responsible for preventing election-related violence and ensuring peaceful implementation of the results. According to the Secretary-General’s July 2008 report on Sudan, UNMIS had verified about 85 percent of the total authorized JIU strength, and was soliciting international support for training and equipping the units. The JIUs’ performance in Abyei, however, highlighted concerns about their practical effectiveness. Continued distrust between the CPA signatories as well as concerns over interethnic conflicts have impeded disarmament, demobilization, and reintegration (DDR) efforts, as have funding shortfalls, logistical difficulties, and a lack of local infrastructure and capacity. Slow development in the south and the lack of economic
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opportunities, moreover, provide little incentive for soldiers to reenter civilian life. The parties made some progress in 2008, however. The National Council for Disarmament, Demobilization, and Reintegration Coordination approved a national reintegration policy, allowing the parties to agree upon a multiyear DDR project outline in June 2009. The northern and southern DDR commissions have created technical coordination committees, and begun joint operations in Blue Nile State. In the meantime, moves by the ICC Prosecutor to try President Bashir place UNMIS in an extremely precarious position. UNMIS has neither the capacity nor the mandate to arrest Bashir, and indeed relies on the cooperation of Bashir’s administration to function. But working directly with an individual sought by the ICC for such extraordinary crimes could prove corrosive both to the mission’s and to the ICC’s perceived credibility, particularly given the mission’s mandate to promote human rights. Relationships with other regional actors, including neighboring states, the African Union, and the League of Arab States, may also become more delicate as the Sudanese government works to rally others to oppose any arrest warrant. Elections
The year 2008 saw significant progress in the preparations for the 2009 national elections and the 2011 referendum as provided for by the CPA. After successive delays, data collection for the national census was completed on 6 May 2008 with extensive UNMIS support. While a number of irregularities and difficulties were reported, including a boycott in southern Kordofan, material shortages, and logistical and security problems, the Sudanese government reported a 90 percent nationwide coverage rate. As 2008 drew to a close, the results were yet to be released. Meanwhile, in July, after more than two and half years of delays, the National Assembly adopted the national election law. Preparations remained behind schedule, however. The government has yet to pass a
referendum law, more than a year after the envisaged timeline in the CPA. Moreover, more than a year and half after enacting the Political Parties Act, the government has yet to create the Political Parties Affairs Council as required under that act; as of September 2008, the government was a month late in forming the National Elections Commission. For its part, UNMIS has begun to build its own electoral support capacity, adding technical staff in both Khartoum and Juba. Given the state of election preparations, however, it remains unclear how much and what kind of support the mission will be called upon to provide, leaving open the possibility that it may be forced to scale up its capacity suddenly as the elections draw near.
Conclusion
Overall the peace operations in Sudan continued to operate in a very hostile environment throughout 2008. Slow force generation, deteriorating security and humanitarian situations, a shortage of mission enablers (most notably helicopters), and a stalled peace process complicated UNAMID’s first year of operation and cast doubts on the concept of “hybridity” as a viable model for future peace operations. Meanwhile, the lack of progress in implementing key aspects of the CPA—primarily border demarcation, troop deployment, and wealthsharing—occupied UNMIS throughout the year. Despite taking the initial steps toward the 2009 elections by conducting a census, the census itself was criticized for the way it was conducted in the war-torn Darfur region, raising more questions about the nature of the planned elections and its impact on the referendum in 2011. But it is the efforts by the ICC to prosecute President Bashir for crimes committed in Darfur that could have the most far-reaching consequences for UNAMID and UNMIS, with potential for wider regional repercussions.
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Notes 1. This approach was outlined by UN Secretary-General Ban Ki-moon in 2007. 2. UN Security Council Resolution 1769, UN Doc. S/2007/468, 30 July 2007. 3. UNAMID’s mandate is laid out in United Nations, Report of the Secretary-General and the Chairperson of the African Union Commission on the Hybrid Operation in Darfur, UN Doc. S/2007/307/Rev.1, 5 June 2007, paras. 53–55. UNAMID is mandated to protect civilians “within its capability” and “without prejudice to the responsibility of the Government of the Sudan.” 4. This issue was highlighted in a recent report endorsed by many nongovernmental organizations. See Thomas Withington, Grounded: The International Community’s Betrayal of UNAMID, July 2008, http:// www.reliefweb.int/rw/rwb.nsf/db900sid/shig-7h2c66?opendocument. 5. Office of the UN High Commissioner for Human Rights, Ninth Periodic Report of the United Nations High Commissioner for Human Rights on the Situation of Human Rights in the Sudan, 20 March 2008, p. 2.
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3.3 Democratic Republic of Congo
The year 2008 saw little relief for the population of the Democratic Republic of Congo (DRC), especially in the volatile eastern provinces of North and South Kivu, where conflict continued and spiked dramatically in the last months of the year. The incomplete disarmament, demobilization, and reintegration (DDR) process is partly responsible for the ongoing crisis. The situation in the east continues to obstruct peace consolidation efforts in the country by consuming most of the resources of the UN Organization Mission in the Democratic Republic of Congo (MONUC); for much of 2008, MONUC maintained over 90 percent of its nearly 17,000 military personnel in the east. In late 2007, and in line with the UN Secretary-General’s benchmarks for an eventual drawdown, MONUC shifted its policy toward robust operational support to the government as it attempted to forcibly disarm or disrupt armed groups operating in the DRC. Subsequent agreements between the DRC government and the Congrès National pour la Defense du Peuple (CNDP), led by the dissident general Laurent Nkunda, were short-lived. In October 2008, after a series of failed attacks by the DRC’s armed forces (the Forces Armées du République Démocratique du Congo [FARDC]) against Nkunda, CNDP forces launched a major offensive which threatened to take the strategic eastern city of Goma before Nkunda’s unilateral call for a cease-fire. The fighting in late 2008 not only exposed the weakness of the FARDC, but also highlighted the gap between MONUC’s protection-of-civilians mandate and its capacity to implement it in a time of crisis.
UN Organization Mission in the Democratic Republic of Congo (MONUC)
• Authorization and Start Date • SRSG • Force Commander • Police Commissioner • Budget • Strength as of 31 October 2008
30 November 1999 (UNSC Res. 1279) Alan Doss (United Kingdom) Lieutenant General Babacar Gaye (Senegal) Sudesh Kumar (India) $1,191.1 million (1 July 2008–30 June 2009) Troops: 16,702 Military observers: 723 Police: 1,090 International Civilian Staff: 934 Local Civilian Staff: 2,183 UN Volunteers: 565
For detailed mission information see p. 230
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EU Security Reform Mission in the Democratic Republic of Congo (EUSEC RD Congo)
• Authorization Date • Start Date • Head of Mission • Budget • Strength as of 30 September 2008
2 May 2005 (EU Council Joint Action 2005/355/CFSP) June 2005 General Jean-Paul Michel (France) $14.3 million (October 2007–September 2008) Civilian Staff: 45
EU Police Mission in the Democratic Republic of Congo (EUPOL RD Congo)
• Authorization Date • Start Date • Head of Mission • Budget • Strength as of 30 September 2008
12 June 2007 (EU Council Joint Action 2007/405/CFSP) July 2007 Adilio Custodio (Portugal) $8.9 million (October 2007–September 2008) Civilian Police: 38
Background
The Lusaka Agreement, struck in July–August 1999, sought to put an end to the brutal second war in the DRC, which had begun on 2 August 1998. But it was not until the regionally brokered Global All-Inclusive Accord in 2002 that fighting showed signs of abating, as Ugandan and Rwandan troops began to be withdrawn from the DRC. The agreement established a transitional government for a two-year period leading up to national elections in 2005. During 2003, Joseph Kabila assumed the presidency at the head of a transitional government that was also composed of four vice presidents representing the president’s party, the People’s Party for Reconstruction and Development (PPRD), the Congolese Rally for Democracy (RCD-Goma), the Movement for Liberation of the Congo (MLC), and the unarmed opposition and civil society. Deployed in 1999, MONUC consisted of 3,900 military observers authorized by Security
Council Resolution 1279 with a monitoring and humanitarian assistance mandate. As the challenges in the DRC became apparent, MONUC’s mandate was commensurately revised and its strength reinforced with additional military and police personnel. In line with its revised mandate, MONUC was authorized to assist the government in its reconstruction agenda and to protect civilians and UN personnel and equipment. During 2008, MONUC remained the largest UN peace operation in the field, with over 18,000 uniformed personnel, backed by robust rules of engagement. In their national DDR efforts, MONUC and the government employed a framework known as “brassage,” which aimed to reorganize rebel groups in two respects: dismantling the rebel command and control lines and integrating the former combatants within the FARDC, and physically relocating them to different regions of the country. Implementation of the brassage framework included limited military assistance by MONUC to the FARDC for enforced demobilization. However, a large number of groups in the eastern part of the country stayed out of this process, leading to a second attempt known as “mixage,” which also failed to disarm the groups in the east. The breakdown of the mixage process was due primarily to the unwillingness of the parties to negotiate timetables for disarmament; other factors included Nkunda’s exploitation of the Kigali Agreement to consolidate his position, and the minimal payout to combatants under this process, which left thousands of troops stranded and susceptible to other readily available alternative sources for survival. Meanwhile, in November 2007, the governments of the DRC and Rwanda met in Nairobi, where they agreed on a joint framework to address the security and political threats posed by the remnants of the Forces Démocratiques de Libération du Rwanda (FDLR) still operating in the DRC. The agreement that emerged from what became known as the Nairobi Process called on both countries to refrain from arming and supporting dissident groups, and specified that the DRC government—with the support of MONUC—would begin disarming foreign armed groups through peaceful and coercive
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means. MONUC assisted the FARDC in planning and implementing the program beginning in December 2007. By early 2008, of an estimated 6,000 active combatants, 600 had been repatriated to their home countries.
Key Developments
In November 2007, based on the findings of a technical assessment mission, the UN SecretaryGeneral outlined to the Security Council two key benchmarks necessary to begin MONUC’s drawdown: the establishment of a stable security environment throughout the DRC and the consolidation of democratic institutions. These were further refined to include the disarmament of all armed groups to the extent that they would pose no threat to the country’s stability, specifically in the restive eastern provinces. The development of the DRC’s military and rule of law institutions to the extent that they would be capable of conducting the tasks currently performed by MONUC was identified as the second most important step toward disengagement. Finally, the Secretary-General detailed that MONUC would remain at its full strength until after the successful holding of local elections planned for 2009.
MONUC buffer zone force in North Kivu; agreeing that all rebels would go through the brassage process; and facilitating the return of refugees and displaced persons. The Actes d’Engagement, however, did not delineate any technical aspects of implementation. In February 2008, the Kabila government issued executive orders establishing a framework for implementation of the Actes d’Engagement and support of local reconciliation, called the Amani process. Under this process, the disarming of all rebel groups in the Kivus was planned to commence in July 2008, and President Kabila was designated to oversee the program’s oversight bodies. To support the Amani process, and in line with the benchmarks outlined by the SecretaryGeneral at the end of 2007, in early 2008 MONUC, in coordination with the UN Country Support Team, developed a strategy for security and stabilization in the east. The strategy covered four areas of action: the political and diplomatic pillar, under which MONUC would provide political and technical guidance and maintain the engagement of signatories; assistance in extending state authority to the east; facilitating the return of the displaced; and providing support in the security and military realms
By the end of 2007, it was obvious that the government’s attempt at forced DDR with the support of MONUC had failed when confronted with Nkunda’s increasingly strong CNDP forces. With the security and humanitarian situations in the east worsening, in January 2008 President Kabila convened a conference on peace, security, and development in the Kivus in Goma. The conference ultimately brought together some 1,250 delegates representing the DRC government, rebel groups, neighboring countries, MONUC, and the broader international community. The outcome of the conference was the Actes d’Engagement, two statements brokered by the United Nations, European Union, and United States, and signed by all delegates as well as MONUC, that committed the parties to accepting a cease-fire to be monitored by a
REUTERS/Stringer
Faltering Peace Process
People throw stones at UN peacekeepers patrolling on a road in Kibati, north of the provincial capital of Goma, DRC, 28 October 2008.
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to ensure that the DDR process would be conducted. The preliminary elements of the strategy began to be implemented, but the escalation of fighting between the government and the CNDP in late October 2008 halted the Amani process, raising concerns that it could be difficult to resuscitate. In line with the strategy, MONUC modified its military posture, doubling its presence through mobile operating bases in both North and South Kivu that allowed for increased patrolling and cease-fire monitoring. Similarly, MONUC’s forward headquarters were moved from Kisangani to Goma. MONUC and the FARDC developed joint plans in early 2008 aimed at increasing military pressure on zones where rebel groups continued to have a hold. Meanwhile, under MONUC’s mentoring and logistical support, the FARDC increased its presence in the Kivus, deploying eight battalions in the area. The heavy concentration of MONUC and FARDC resources in the eastern provinces to oversee the Amani process and to deal with the humanitarian crisis was a source of much concern throughout the year. Fears of overstretching MONUC’s capacity were expressed both in the field and at UN headquarters in New York. At the same time, the debate focused on whether a military or political approach was the best way of dealing with foreign groups in the DRC. The debate was partially centered on the sensitivities of the DRC’s immediate neighbors, especially those whose political and security interests were affected by the activities of these groups. And given MONUC’s mandate to support the DRC government, its role in dealing with foreign fighters was also widely debated throughout the year. Thus, efforts to develop a workable strategy to deal with foreign groups in the DRC are bound to feature prominently in continuing stabilization efforts in the eastern provinces. For many, the Actes d’Engagement never represented more than words on paper. Violations of the agreement started as soon as it became operational on 10 February 2008, and the Amani process was challenged by Nkunda’s
refusal to engage in brassage outside the Kivus. Government authority in the east remained weak in comparison to that established by the CNDP through Nkunda, who continued to build up his forces in the area. By August 2008, frequent cease-fire violations escalated into full-blown conflict between the FARDC and the CNDP, requiring MONUC intervention. MONUC resorted to robust measures, including the use of attack helicopters to respond to the renewed fighting and to prevent Nkunda’s forces from advancing on key towns. In September 2008, Nkunda claimed that his rebellion had moved from simply protecting ethnic Tutsis in the area, to “liberating” the entire DRC, and drew several smaller, non-Tutsi Congolese militias and their leaders into his coalition. In October, the Actes d’Engagement and the cease-fire suffered a fatal blow following the withdrawal of the CNDP and other rebel groups from the agreement and a dramatic increase in clashes that saw FARDC elements dissolving and violently turning on the civilian populations they were there to protect. The conflict in the east had serious consequences for MONUC’s public image. The growing humanitarian and security crisis in the Kivus led to violent protests in September, in which two peacekeepers were wounded, over MONUC’s perceived failure to protect the population. In the meantime, in November, President Kabila, together with African Union leaders who had assembled to discuss the crisis in the eastern DRC, criticized MONUC for not doing enough to support the government’s DDR initiatives, while CNDP officials claimed that MONUC’s impartiality had been compromised by the support it had given the FARDC. This situation was further exacerbated by scandals earlier in the year involving MONUC peacekeepers allegedly involved in sexual exploitation, the smuggling of gold, and fraternizing with rebel groups, including Nkunda’s CNDP. The unrest in the DRC during 2008 was not contained to the Kivus. In January, the country’s western Bas Congo province was rocked by protests by a political and religious group, Bundu Dia Kongo, which challenged the government’s authority. The Congolese National
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Police responded unevenly, resulting in significant casualties. MONUC deployed a formed police unit and an infantry battalion comprising several teams of military observers to protect the civilian population in the area. Meanwhile, clashes in Ituri between an FDLR and Patriotes Résistants du Congo (PARECO) alliance, the Forces de Résistance Patriotique d’Ituri (FRPI) rebel groups, and the FARDC were also reported and were another source of instability that required MONUC’s attention. Similarly, in the last weeks of 2008, attacks launched by the Lord’s Resistance Army (LRA) rebels from Uganda on civilian populations in northern DRC, prompted MONUC and FARDC to shift their attention to protect those at risk, further complicating an already tenuous security situation. Security Sector Reform
Notwithstanding the clashes during the year, reform of DRC’s security sector inched forward. However, the pace and quality of the progress achieved remained a source of significant concern. The DRC government maintains that reform of the country’s security services is its prerogative and not that of any outside parties. During February 2008, the government presented its long-term security sector reform (SSR) plan to a roundtable discussion in Kinshasa that brought together representatives of the United Nations, the European Union, and principal donor countries. Central to the SSR plan is the development of an FARDC rapid reaction force, for which the DRC concluded assistance programs with Belgium and South Africa. South Africa began providing preliminary assistance in the training and development of the rapid reaction unit, which is viewed as the nucleus of the FARDC and central to restoring peace in the east. Overall, however, the DRC’s security sector reform process is still in its infancy. Through MONUC’s assistance, ten FARDC integrated battalions had been trained by late 2008 and an additional twelve battalions are to be trained by mid-2009, depending on progress in the brassage
process in the east. Questions have been raised about the nature of MONUC’s training for the FARDC, which is short-term and relatively basic, and does not address the long-term development of fundamental structural and doctrinal issues that will be critical to shaping the future of the FARDC. These shortfalls were manifest in the MONUC-FARDC joint operations carried out during 2008, in which MONUC identified gaps in the capacity and discipline of the FARDC for the effective fulfillment of its responsibilities. These shortcomings are likely to delay MONUC’s eventual withdrawal from the DRC, which is partly contingent on the development of a capable FARDC. Meanwhile, efforts to develop the police and judiciary are also lagging. Indeed, according to representatives of the EU Police Mission in the Democratic Republic of Congo (EUPOL RD CONGO) and the EU Security Reform Mission in the Democratic Republic of Congo (EUSEC RD CONGO), the process of bringing these two sectors up to international standards could take more than a decade to achieve. Rule of Law and Local Elections
MONUC’s continued support to the government’s efforts to develop the DRC’s rule of law sector registered some progress. MONUC’s role in this regard consisted of supporting the secretariat of the Conseil Superieur de la Magistratre in cataloguing the resources—both human and material—available to the court system throughout the country, a process that aimed to develop the capacity of the DRC’s judicial system. The mission continued its training program for military magistrates and FARDC personnel on sexual and gender-based crimes during the course of the year. In addition to representing one of the UN’s benchmarks for its departure from the DRC, the conduct of local elections has been identified by the government as a crucial element in extending its authority throughout the country. In 2007, the DRC government requested technical and logistical assistance from the UN to execute its plan for the holding of local elections. Recognizing both the importance and the
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complexity of organizing elections in more than 6,000 constituencies, involving some 200,000 candidates, in early 2008 the Security Council authorized MONUC to provide assistance to the DRC government in the preparation, organization, and conduct of local elections. MONUC consequently continued to support the DRC authorities throughout the year, even as several major logistical and technical obstacles slowed the preparation process, eventually delaying the elections until the first half of 2009. Despite the delay, both the DRC government and MONUC expressed commitment to holding the elections, since they are viewed as a crucial step in the long-term consolidation of peace. But given the upsurge in fighting in the country’s eastern provinces during the last quarter of 2008, it is doubtful that the elections will take place as planned. In late 2008, Prime Minister Antoine Gizenga resigned after two years of service. The announcement came amid growing criticism of the government’s failure to revitalize the country’s economy and its inability to stabilize the eastern provinces. Gizenga, whose resignation was blamed on issues of health, was replaced by Adolphe Muzito, and it was hoped the appointment would inject the energy needed for the tough tasks of peace consolidation that lie ahead.
Conclusion
In the face of escalating violence, international diplomatic pressure involving the African Union, United Nations, European Union, and some of DRC’s key bilateral partners increased. As the diplomatic efforts concentrated on ending the fighting and ensuring humanitarian assistance, special attention was paid to dealing with the issue of armed foreign fighters operating in the region, especially the FDLR. The presence of the FDLR (which is believed to have carried out the genocide in 1994) and other armed groups has remained a thorny issue between the DRC and
its neighbors, most notably Rwanda. Fearing a repeat of the failures of peacekeeping in the Balkans and Rwanda in the 1990s, the UN Secretary-General appointed Olusegun Obasanjo, former Nigerian president, as his envoy to the DRC. Obasanjo’s mandate includes mediating between the parties, including neighboring countries. In December, the government, CNDP, and a variety of other rebel groups met in Nairobi to discuss the faltering peace process. As the year drew to a close, a resolution looked remote, but the Obasanjo-led talks continued, perhaps offering an opportunity for resolution to the conflict. But despite the dire humanitarian situation in the eastern DRC, in October 2008 MONUC presented a disengagement plan that had been approved by the government. The plan emphasized that the Actes d’Engagement and the Amani process are the only viable way forward. Meanwhile, the Security Council authorized a temporary surge of 3,000 troops to the eastern DRC to ensure containment of the conflict there and identified the protection of civilians by any means necessary within the mission’s capacity as an overriding priority. But with a more belligerent posture by Nkunda and others who had withdrawn from the Goma agreements, the extent to which the deployment of more international troops might lead to sustainable peace in the region, in the absence of resolution of some of the core political and security concerns that underpin the continuing conflict, remained unclear. Given the depth and persistence of the crisis in the east, and its regional implications, MONUC’s capacity to contribute to enduring peace and stability in the DRC remained an open question as the year drew to an end. The crisis exposed the disconnect between MONUC’s mandate and its capabilities, highlighting a critical dilemma that threatens to undermine the UN’s credibility and that of peacekeeping as an effective conflict management instrument.
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3.1 3.4 Afghanistan
The year 2008 in Afghanistan was marked by increasing pessimism over the prospects of stabilizing the country. Amid a growing tide of violence, few positive developments stood out. The government launched the Afghanistan National Development Strategy (ANDS), against which donors pledged some $20 billion at the Paris donor conference in June. The ANDS emphasized the need for stronger partnership between the Afghan government and the international community to achieve stability and deliver vital economic development. In support of the ANDS, the Security Council expanded the mandate of the UN Assistance Mission in Afghanistan (UNAMA), strengthening its coordination role among the Afghan government and international partners. In a symbolic move, Afghan National Security Forces assumed responsibility for security in Kabul in August, a tentative first step toward their leadership and primacy nationwide. And, as a result of counternarcotic efforts, drought, and low prices due to large stocks, the area under opium cultivation decreased 20 percent in 2008—the first decline since 2005. However, due to increasing yields in the south, where the insurgency is strongest, actual poppy production did not fall significantly from 2007’s record 8,200 metric tons. Underscoring the deteriorating security environment, civilian and military casualties, as well as terrorist incidents, reached their highest levels since the fall of the Taliban in 2001. By October 2008, thirty-one humanitarian workers had been slain—compared with fifteen during all of 2007—forcing several aid groups to severely limit, if not halt, their work. Several high-profile attacks demonstrated the growing reach and boldness of insurgents and their international backers, while attacks on international
and national forces showed increased coordination and complexity in their tactics. In February 2008, according to US intelligence estimates, the Afghan government controlled only 30 percent of the country’s districts; a more conservative estimate by the UN cited 36 of 376 districts as “largely inaccessible to Afghan officials and aid workers.”1 Summarizing the situation, the US chairman of the Joint Chiefs of Staff, Admiral Michael Mullen, stated on 10 September 2008, “Frankly, we are running out of time.”2 Violence related to the armed conflict claimed the lives of more than 1,445 civilians in 2008, making it the deadliest year since 2001. As of September 2008, an estimated 395 Afghan civilians had been killed by US and NATO air strikes. Indeed, civilian casualties from air strikes—a perennial source of contention—received new political urgency following the death of what the UN reported as 92 civilians in Herat province on August 21; initial US estimates of 7 civilians dead were later raised to 33. The incident stoked the growing impatience of Afghans with the international military presence, and strained Afghanistan’s relations with the United States as well as with the United Nations. Nor were the challenges facing Afghanistan confined to its own borders. The increasing power and influence of the Pakistan Taliban Movement and other extremist groups operating inside Pakistan, and indications of links between members of Pakistan’s Inter-Services Intelligence and terrorists responsible for bombing the Serena Hotel and the Indian embassy in Kabul earlier in the year, as well as an assassination attempt on President Hamid Karzai, threatened stability on both sides of the border. At the same time, the attacks on the Indian city of Mumbai 55
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inflamed tensions between India and Pakistan, thereby diverting Pakistan’s attention from its operations in the tribal areas bordering Afghanistan. The result was an increase of attacks on NATO supply convoys inside Pakistan that threatened to disrupt the flow of critical resources to NATO forces in Afghanistan. This raised the possibility of diverting supply convoys through Russia at a time of increased tension between that country and the West. Severe food shortages and rising fuel costs meanwhile threatened the livelihoods of 9 million Afghans, risking a humanitarian crisis and adding to civil unrest.
Background
UN Assistance Mission in Afghanistan (UNAMA)
• Authorization and Start Date • SRSG • Senior Military Adviser • Senior Police Adviser • Budget • Strength as of 31 October 2008
28 March 2002 (UNSC Res. 1401) Kai Eide (Norway) Brigadier-General Mark Skidmore (Canada) Roberto Bernal (Philippines) $240.0 million Military Observers: 17 Police: 3 International Civilian Staff: 247 Local Civilian Staff: 1,160 UN Volunteers: 40
For detailed mission information see p. 240
International Security Assistance Force (ISAF)
• Authorization and Start Date • Force Commander • Budget • Strength as of 31 October 2008
20 December 2001 (UNSC Res. 1386) General David D. McKiernan (United States) $361.0 million (October 2007–September 2008) Troops: 50,719
Current international efforts to stabilize and rebuild Afghanistan were initiated in 2001 following military action by the US-led coalition forces under Operation Enduring Freedom (OEF). The aim of OEF was to kill or capture the leaders of the Al-Qaeda terrorist network, to destroy its training camps, and to deny it a safe base of operations. With the coalition forces focused narrowly on counterterrorism, the signatories to the Bonn Agreement requested the United Nations and other international actors to support the political transition and economic reconstruction. In response, the Security Council established UNAMA in March 2002 (Resolution 1401) with a mandate to assist in the establishment of a permanent Afghan government, encourage aid coordination among donors, and mediate disputes through the good offices of the Special Representative of the Secretary-General (SRSG). Under this mandate, UNAMA organized the key political elements called for in Bonn: the 2002 Emergency Loya Jirga, the 2003 Constitutional Loya Jirga, the 2004 presidential elections, and the 2005 parliamentary elections. With the completion of the Bonn Process, many within the international community felt a need for a new framework of cooperation. This resulted, in January 2006, in the Afghanistan Compact, an agreement between the Afghan government and its international partners on high-level benchmarks in the areas of security, governance, reconstruction, and counternarcotics.
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3.4.1 The Independent Panel on Safety and Security of UN Personnel and Premises Worldwide
On 11 December 2007, the terrorist organization Al-Qaeda in the Islamic Maghreb (AQIM) detonated a car bomb outside the UN office in Algiers, the capital of Algeria. The attack, which deliberately targeted the United Nations, killed seventeen UN staff, injured forty, and destroyed the building. In response, UN Secretary-General Ban Kimoon established the Independent Panel on Safety and Security of UN Personnel and Premises Worldwide (IPSS), led by Ambassador Lakhdar Brahimi, to recommend improvements to the UN’s security management system worldwide. In its June 2008 report, the panel cited several improvements in the security system since the establishment of the Department of Safety and Security in 2005, including the adoption of threat and risk assessment methodology. Nonetheless, it identified several priority areas—including weak accountability, leadership, internal management, and oversight—that had not been adequately addressed despite similar recommendations made by an independent panel established after the deadly 2003 attack against the UN office in Baghdad, Iraq. The IPSS emphasized the primary responsibility of member states, and called for more transparent information-sharing by governments on matters concerning the security of UN operations. The panel also reaffirmed the decentralization of day-today security decisionmaking under designated officials at the country or mission
level; recommended improving both the security training provided to designated officials and UN security team members in the field, and the recruitment profile for security officers; and called for a proactive balance between security needs and program delivery, particularly humanitarian assistance. Among its urgent recommendations, the panel called for replacing the system of security phases with one based on risk management; implementing minimum security standards for UN offices in vulnerable locations; and reducing the perception of inequity between national and international personnel by improving the transparency and accessibility of information on working conditions. The public image of the United Nations also has implications for the safety of its operations. The panel argued that some of the UN’s decisions and statements “are seen as ignoring the very principles on which the Organization was founded. . . . The UN is then seen by those directly concerned, and by the many millions around the world sympathetic to their causes, as being on the wrong side of justice.” To restore the credibility of the UN, it called for greater adherence to the principles of the UN Charter and greater demonstration of the organization’s impartiality and neutrality. Following completion of the panel’s report, the Under-Secretary of Safety and Security, Sir David Vaness, resigned, taking full responsibility for any lapses in security
that may have led to the high level of fatalities in the December 2007 attack. As of late October 2008, he remained at his post, pending identification and confirmation of a replacement. A subsequent panel, the Independent Panel on Accountability—headed by Ralph Zacklin, former assistant secretary-general of the UN Office of Legal Affairs—was established by Secretary-General Ban Kimoon on the recommendation of the IPSS to specifically investigate the individual culpability of UN personnel for security shortcomings related to the Algiers attack. The Independent Panel on Accountability submitted its findings in October 2008, recommending administrative measures against several UN staff responsible for security in Algeria. The report also confirmed findings of the IPSS related to the overall supervision and management of the Department of Safety and Security; the political manipulation of the system of security phases by host governments; and security system inconsistencies from country to country, including a preoccupation with high-risk areas of operation, like Afghanistan, Iraq, Lebanon, and Somalia, at the expense of other potential sources of threat. Implementation of the reforms recommended by the independent panels, many of which are systemic in nature, will be contingent upon finances from the assessed and voluntary budgets.
Source: Independent Panel on Safety and Security of UN Personnel and Premises Worldwide, “Towards a Culture of Security and Accountability,” June 2008.
The compact endorsed a “central and impartial” coordination role for UNAMA, which was given the responsibility of jointly chairing, with the Afghan government, the Joint Coordination and Monitoring Board (JCMB), the body responsible for overseeing implementation of the compact. Commensurate with this role, the UNAMA
mandate was expanded in Security Council Resolutions 1662 (2006) and 1746 (2007). In March 2008, veteran Norwegian diplomat Kai Eide was appointed SRSG by the Secretary-General, replacing Tom Koenigs of Germany. Eide, in his first briefing to the Security Council in July, reported that UNAMA’s
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REUTERS/Fabrizio Bensch
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A German member of ISAF instructs Afghan National policemen during a training drill in Feyzabad, north of Kabul, Afghanistan, 21 September 2008.
capacities for supporting the 2009 presidential elections, assisting with coordination of the ANDS, and improving donor aid effectiveness, institution building, and delivery of humanitarian assistance, required strengthening. Additional staff—and provision for their security—were required for establishing new field offices in support of these activities. Pursuant to Security Council Resolution 1806 (2008), UNAMA was mandated to lead international civilian efforts to promote, in its role as cochair of the JCMB, more coherent international support to the Afghan government, to strengthen coordination among national and international civilian and military actors, and to provide political outreach through an expanded field presence. From the outset, delivery of political and development assistance has been contingent on provision of security. The Bonn Agreement called for establishment of the International Security Assistance Force (ISAF), which was subsequently established under Security Council Resolution 1386 (2001) “to assist the Afghan Interim Authority in the maintenance of security in Kabul and its surrounding areas.” ISAF deployment initially was limited to Kabul and its environs due to insistence by European
governments on a separate chain of command and related concerns by the United States that a wider ISAF presence would conflict with ongoing counterterrorism operations. Despite repeated calls by Afghanistan, the UN, and nongovernmental organizations to expand ISAF, it remained limited to the Afghan capital until 2003, when the North Atlantic Treaty Organization assumed command of the force. In 2004, under Security Council authorization, NATO began a four-phase expansion of ISAF into the provinces. Existing provincial reconstruction teams (PRTs) in the north (2004) and west (2005) were transferred to ISAF. In July 2006, the robust deployments by the United Kingdom in Helmand, by Canada in Kandahar, and the Netherlands in Uruzgan transferred to ISAF command. Later that year, some 12,000 US troops previously under OEF were transferred to ISAF command, making it the primary military force on the ground. As of November 2008, forty-one countries had contributed troops to the over 50,000-strong ISAF.
Key Developments
In the United States, rising demand for increasing forces in Afghanistan ahead of the US election led President George W. Bush to announce that an initial combat brigade would be redeployed in early 2009. General David McKiernan of the US Army, the commander of ISAF, later stated that an additional three brigades—some 20,000 troops—were required to counter the increased violence. In a bid to strengthen stabilization and counterinsurgency efforts, US secretary of defense Robert Gates unveiled plans in August 2008 to restructure OEF. ISAF and OEF maintain separate chains of command, but these are becoming increasingly interlinked. OEF is overseen by the US Central Command and is divided into two component missions: Combined Joint Task Force 82 (CJTF-82), which oversees US forces in Afghanistan, and the Combined Security Transition Command–Afghanistan (CSTCA), which is responsible for training the Afghan National Security Forces. Since the expansion of ISAF to eastern Afghanistan, the commander of
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CJTF-82 has served as the deputy commander of ISAF. The new structure brings nearly all of the 19,000 US forces currently outside of ISAF under the NATO commander, General McKiernan (some 20,000 US troops are already deployed as part of the 50,000-strong ISAF). OEF will maintain a separate, unspecified number of forces for counterterrorism and administration of the detention facilities at Bagram Airbase north of Kabul. Capacity of Afghan Institutions
The Afghanistan Compact established highlevel benchmarks for the formation of a professional and effective Afghan National Army and Afghan National Police. Amid the increased violence of 2008, the need to build these institutions took on renewed urgency. Shortages of NATO troops and related anger among Afghans over air strikes, as well as renewed attention to Afghanistan in the United States during the run-up to the 2008 US presidential election, prompted calls for accelerating the “Afghanization” of the military mission. In August 2008, US secretary of defense Robert Gates announced plans for the expansion of the Afghan National Army to 120,000 personnel over the next five years—nearly double the current level of 60,000 (of an authorized 80,000). The JCMB subsequently approved a ceiling of 134,000—requested by the Ministry of Defense—at its eighth meeting, in September. This includes “sustaining institutions” such as an Afghan National Air Corps, regional military intelligence offices, an acquisition agency, and communications support. The Afghan National Army has consistently proven itself in combat alongside international military troops. Nonetheless, the force is still operationally and financially dependent on the US military. According to the US Government Accountability Office, only 2 of 105 army units “are assessed as being fully capable of conducting their mission,” and 65 of 105 “are either planned, in basic training, or assessed as partially able or unable to conduct their mission.”3 The assessment cited a lack of leadership within the Afghan National Army, shortfalls in
personnel, including trainers, shortages of equipment, and low readiness levels. High levels of attrition and absenteeism were also found. Moreover, the expected price tag of the expansion, $20 billion—equal the total pledges at the Paris donor conference—means that sustainability of the force remains a major challenge. Maintenance of an expanded Afghan National Army is estimated to cost an additional $2.5 billion per year—significantly more than domestic revenue. The United States—the lead nation for rebuilding the army—has “not yet developed a coordinated, detailed plan for completing and sustaining [it].”4 Afghanistan will therefore remain dependent on year-to-year foreign assistance to subsidize its military for the foreseeable future. The numerically superior Afghan National Police lags far behind its Afghan Nation Army counterpart in effectiveness and readiness. Plagued by corruption, inadequate training, and insufficient equipment, the Afghanistan National Police suffers from both a lack of public trust and an inability to protect itself from insurgent attacks. Assessing the police force, the US Government Accountability Office found no unit fully capable of performing its mission, while “less than one-quarter of the [force] has police mentors present to provide training in the field, evaluate police capacity, and verify that police are on duty.”5 In May 2008, the European Union agreed to double the size of its EU Police Mission in Afghanistan (EUPOL Afghanistan), the training mission that succeeded an earlier German-led initiative in June 2007. The mission had a strength of 274 staff, including 184 internationals, by mid-September 2008. Filling the additional posts remains dependent on the willingness of EU members to field more law enforcement and justice experts. Germany agreed to triple its contribution to the EUPOL force to 120 personnel, despite domestic opposition to the country’s role in Afghanistan. The effectiveness of the Afghan National Police is also undermined by Afghanistan’s weak judicial system. Efforts to strengthen mechanisms of justice since 2001 have focused predominantly on state institutions, including legal
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reform, training personnel, and rebuilding infrastructure. In the interim, the Afghan government and donors have begun to explore potential linkages with institutions of customary law and dispute resolution. The challenges faced by the Afghan National Police reflect those of the government as a whole. According to the World Bank, Afghanistan is second only to Somalia as the weakest government in the world. The illegal narcotics industry, as well the vast wealth provided by international assistance, have fueled rampant corruption, which the government has so far proved either unwilling or unable to tackle. Corruption threatens implementation of the ANDS and confidence in the justice and security sectors, undermining the legitimacy of the government overall. At the Paris donor conference, the Afghan government renewed its commitment to combating corruption. Coordination
OEF, ISAF, UNAMA, UN agencies, bilateral donors, and international financial institutions each have distinct mandates and missions. International military forces, the UN, and major donors recognize that improved coordination with each other and with the Afghan government is vital to their success. Yet they also acknowledge that the current level of coordination is lacking. Political, military, and development activities frequently have been pursued independent of each other, without agreement among the principal actors on an overarching strategy, let alone a desired end state. Different goals and modus operandi exist not only across the political, military, and development realms, but within each of these individual areas as well. In an effort to bring greater unity of purpose to the diverse actors involved, the United States, the United Kingdom, and other key donors sought the appointment in February 2008 of Lord (Paddy) Ashdown, the former UN High Representative in Bosnia-Herzegovina, as a “super envoy” to simultaneously fulfill the roles of SRSG, NATO senior civilian representative, and EU envoy. Ashdown’s candidacy—and with it the “super envoy” role—was ultimately withdrawn
following objections from President Karzai in a move widely regarded as an effort to assert his authority vis-à-vis the West. The need for more effective coordination was subsequently included in the revised mandate for UNAMA. However, better coordination cannot alone align the fundamental differences and justifications among actors for their presence in Afghanistan. In the military realm, ISAF has a unified command in theory, but in practice, each troop-contributing country has control over the deployment of its troops—including where and in what role they serve, as well as their terms of engagement. The resulting national caveats are indicative of the wide range of differences among NATO member states on offensive engagement. Individual contingents and PRTs have been more responsive to the political exigencies of national capitals than to the civil-military needs of the provinces in which they are based, or to the need for an overall NATO strategy. Several NATO members have staunchly resisted involvement in counterterrorism and counterinsurgency roles. The revised ISAF operational plan of 2005 clearly delineates that the force will not engage in or command counterterrorism missions. Yet other ISAF contingents—particularly those in the south and east—have engaged in offensive actions against insurgents and terrorist elements, as in Arghandab district, Kandahar, and Musa Qala district, Helmand. Differences in approach between the United States and other NATO members have also emerged over counterinsurgency tactics, particularly the role of air power, in the face of efforts to “win hearts and minds.” The shortage of international forces for Afghanistan, combined with tensions between counterterrorism and state-building objectives, has increased reliance on air strikes when engaged with insurgents. This has resulted in high levels of “collateral damage.” Civilian deaths from air strikes pose a major challenge to the legitimacy and tolerance of international military forces in Afghanistan. Following a series of incidents in July 2008, President Karzai blamed international forces for the rising violence in the country. The
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Afghan parliament likewise sought—without result—greater control over the terms of the US military presence. The tide of discontent swelled after the 21 August air strikes in Shindand district, Herat. President Karzai publicly called for a status of forces agreement with the US-led coalition forces, which have thus far operated without a formal legal agreement with the Afghan government.6 ISAF, by contrast, has a UN mandate and signed a military technical agreement with the government. But both forces are increasingly under pressure for greater government control, as the increased combat role of ISAF, and a command structure interlinked with OEF, have made it more difficult to determine responsibility for errant air operations. Counternarcotics policy is another area where differences among external actors are prevalent. Until recently, the United States has continued to press for eradication as a central component of its efforts, despite opposition from the Afghan government, other major external actors, and evidence that the policy disproportionately harms poor farmers, undermining their livelihoods and strengthening the appeal of Taliban propaganda. The United States initially demonstrated a wariness of multilateralism. It remains the largest troop contributor, controls key command positions both on the ground in OEF and ISAF, and at NATO headquarters, and is also the largest donor. All of these factors contribute to making it among the most difficult of international partners to coordinate with. Meanwhile, civilian casualties further complicate its relationship with other actors. Following the Shindand air strikes, the United Nations challenged the assertion by the United States that thirty to thirty-five of those killed were insurgents and only five to seven were civilians. A joint United Nations and Afghanistan Independent Human Rights Commission panel of human rights experts dispatched to the site concluded that the victims were civilians. US political and military officials pressured the UN to relent, but SRSG Eide held his ground, underscoring the tensions between his roles as advocate for Afghanistan and in leading international coordination. In a move
likely to strengthen the position of the United Nations, the United States ultimately apologized for the deaths. It took the added step of issuing new rules of engagement on 2 September 2008 in an effort to limit future civilian deaths, agreeing to undertake joint investigations with the Afghan government, as well as pledging to offer more rapid compensation to the families of victims. Notwithstanding tensions over air strikes, senior US officials have repeatedly signaled their willingness to support SRSG Eide in taking a more proactive coordination role than his predecessor. The revelation in September 2008 that the George W. Bush administration had authorized cross-border operations into Pakistan by special forces created a new fissure between the United States and its allies. The former stated that it viewed the insurgency in Afghanistan and the threat from Pakistan’s tribal regions as “a single problem.” According to a NATO spokesperson, however, “The NATO policy, that is our mandate, ends at the border. . . . There are no ground or air incursions by NATO forces into Pakistani territory.”7 NATO’s engagement in Afghanistan remains a source of strain for the alliance, as the previously clear line between ISAF as the “stabilizing” force, and the coalition as the “warfighting” force, has become blurred. “National caveats” divide ISAF between those countries deploying troops—and suffering heavy losses— in combat zones in the south and east, and those—including Germany, France, Italy, and Spain—that have deployed in the relatively safer north and west due to domestic political pressure. The former continue to seek greater equity among the twenty-six NATO members, but despite NATO vows to the contrary, troop commitments remain problematic. Canada threatened to withdraw its troops from Kandahar unless other nations supported its efforts. French president Nicolas Sarkozy increased the size of France’s NATO contingent from 700 to 3,300 earlier in 2008. Domestic support for deployment plummeted after the killing of ten French troops in August. Following a parliamentary vote on 22 September to maintain its presence in Afghanistan, the French government stated it would
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provide more matériel and consider sending back special forces troops it had withdrawn in 2007. Germany also promised an additional 1,000 troops by year’s end to complement its existing contingent of 3,500, and signaled that, for the first time, it would consider deployment to the south. Nonetheless, the crisis in Georgia in August 2008 has caused some European countries to question NATO’s out-of-area role. National caveats—and calls for withdrawal following the death of soldiers—undermine the message to insurgents that international commitment to Afghanistan is unequivocal (ahead of the September 2008 election in Canada, and after the Conservatives pledged to pull out of Afghanistan by 2011 if reelected, the Taliban claimed to have stepped up attacks in order to pressure the government to withdraw its forces). Moreover, the shortage of troops exposes humanitarian and development workers to greater risk. When these organizations are forced to halt work, it justifies the use of terrorist tactics and furthers the insurgent goal of isolating the Afghan population from the government and essential services. International support for the political dimension of stabilization is under UN auspices. The separate authority for military and political realms has led to lack of coherence between military, political, and development goals. Since his appointment, SRSG Eide has, as noted above, sought and received wider powers and resources from the Security Council to fulfill the UN’s coordination role. Eide’s role as chair of the JCMB—which was convened in April 2006 to oversee implementation of the Afghanistan Compact and to improve donor coordination to this end—has provided the UN its main source of convening power and leverage over other actors. With twenty-eight members representing the Afghan government, the UN and other multilaterals, major donors and troop contributors, NATO and OEF, as well as regional governments, the JCMB has in the past been criticized as “unwieldy.” Eide has moved to improve the JCMB, and has restructured the unwieldy Consultative Group process, replacing it with three standing committees—one for each pillar of the
Afghanistan Compact: security, governance, and development. These committees are supplemented by ad hoc, time-limited subcommittees focused on providing policy recommendations on specific problems, such as counternarcotics. In 2008, the Office for the Coordination of Humanitarian Affairs (OCHA) established offices in Afghanistan separate from UNAMA despite earlier indications that the plan had been rejected. The move followed calls from some quarters of the humanitarian community, challenging the effectiveness of the mission’s integrated structure. UNAMA had pledged to keep full responsibility for humanitarian issues and to increase its humanitarian officers. Regional Dynamics
The situation in Afghanistan is intrinsically linked to the wider South and Central Asia region through political and economic ties, both licit and criminal. Porous borders exacerbate the inability of the Afghan government, its international partners, as well as its neighbors to control the illegal drug trade and cross-border dimensions of the insurgency. During 2008, events across the shared border with Pakistan threatened to worsen the situation not only in Afghanistan, but in the wider region as well. In the federally administered tribal areas, the growing power of the Pakistan Taliban Movement and other extremist groups provided a safe haven for Al-Qaeda and affiliated terrorists hostile to the West and the Afghan and Pakistani governments. Following the resignation of President Pervez Musharraf, the successful bid for power by Asif Ali Zardari of the Pakistan People’s Party fractured the governing coalition. The government renewed military operations in the tribal areas, though with questionable commitment and effectiveness. Pakistani military engagement is overshadowed by deep-seated concerns about the threat posed by India and its growing influence in Afghanistan. Nonetheless, US secretary of defense Robert Gates testified in September 2008 that “their mere presence and willingness to fight has reduced some of the pressure on the Afghan side of the border.”8
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Iran and Afghanistan maintain amicable ties, including economic trade and joint efforts to combat illegal drugs. Iran, meanwhile, continues to host over 900,000 Afghan refugees despite deporting nearly 500,000 since the beginning of 2007. It again extended its voluntary repatriation program in February 2008. Iran exerts political and economic influence in Afghanistan, particularly in the western provinces. The Afghan government dismissed US charges of Iranian collusion with insurgent elements in Afghanistan. China has pledged $170 million to Afghanistan since 2002. While ranking well behind other major contributors, China has staked out a seat at the table—providing military assistance and support on road reconstruction to reconnect Afghanistan to regional trade routes where security permits overland travel. In the largest foreign direct investment project ever in Afghanistan, China won a $3.5 billion contract to develop the Aynak copper reserve, including a rail link connecting the two countries through Tajikistan and Pakistan.
Conclusion
Whether the international community and the Afghan government can succeed in stabilizing Afghanistan will depend on whether they are able to reach agreement on an overarching strategy and deliver better coordination in its implementation. NATO members will need to follow up on promises of additional troops and trainers, and donors will need to fulfill their Paris pledges. Maintaining the legitimacy
of international forces is another challenge, particularly as the line between stabilization and combat roles is likely to remain blurred, while the development of independent national security forces is still only an aspiration. Effective measures to minimize civilian casualties, should they prove sustainable, would be an important step in this direction. Insecurity may force a delay in Afghanistan’s 2009 presidential elections, though key external actors and the Afghan government itself are signaling resolve to see credible elections held on time. Delays would likely undermine the legitimacy of the current government. There is, moreover, a further risk that a delay, combined with the inability of international military forces to rein in the Taliban and other insurgents, would reverse the modest gains made to disband illegal armed groups and further undermine local government control. Finally, stabilizing Afghanistan is dependent on events in the wider region, above all the ability and willingness of Pakistan to address the lawlessness in the federally administered tribal areas. Whether the government can establish greater control over interservice intelligence (ISI) will need to be addressed as part of this solution. Recent discussions between Afghanistan, Pakistan, and the United States on joint missions in the border region could prove a step in the right direction, provided Pakistan’s concerns over sovereignty are addressed. As outgoing European Union envoy Francesc Vendrell described the prospect in Afghanistan, “The international community is not destined to fail, but we are far from succeeding.”9
Notes 1. United Nations, Report of the Secretary-General on the Situation in Afghanistan and Its Implications for International Peace and Security, UN Doc. A/62/722-S/2008/159, 6 March 2008. 2. Robert Burns, “Defense Chiefs: Afghan Fighting Is Getting Harder,” Associated Press News, 10 September 2008, http://wiredispatch.com/news/?id=340000. 3. US Government Accountability Office, “Afghanistan Security: Further Congressional Action May Be Needed to Ensure Completion of a Detailed Plan to Develop and Sustain Capable Afghan National Security Forces,” June 2008, p. 3. 4. Ibid., p. 2. 5. Ibid., p. 4. 6. The United States and Afghanistan signed a joint declaration of strategic partnership in May 2005 that provided “freedom of action” for US forces.
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7. Augustine Anthony, “Karzai Backs U.S. on Pakistan, NATO Holds Back,” Reuters, 11 September 2008, http://www.reuters.com/article/latestcrisis/iduslb388056. 8. Anna Mulrine, “Gates Says Pentagon Will Try to Stop Prioritizing Iraq over Afghanistan,” US News and World Report, 23 September 2008, http://www.usnews.com/articles/news/iraq/2008/09/23/gates-sayspentagon-will-try-to-stop-prioritizing-iraq-over-afghanistan.html. 9. Alison Smale, “Afghanistan Is in Its Worst Shape Since 2001, European Diplomat Says,” New York Times, 14 September 2008, http://www.nytimes.com/2008/09/15/world/asia/15kabul.html.
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3.5 Middle East
continued military strength north of the Litani River. UNIFIL was challenged in 2008 by armed elements operating in the south. Israel remains deeply concerned that Hezbollah is rearming, and is also worried by the formation of a government of national unity that includes Hezbollah, which espouses the right to resistance against “Israeli occupation.”
Lebanon
Tensions between the Lebanese government and opposition militias escalated during the first five months of 2008. Parliament was deadlocked over failure to agree on a candidate for president, and assassinations of leading political figures contributed to a growing crisis. Efforts by several mediators failed to resolve these issues during the spring; and in May, when the government declared Hezbollah’s communications network illegal, gun battles broke out between progovernment forces and opposition militias in central Beirut. As violence spread to other areas of the country, many feared the renewal of civil war. The crisis in Lebanon was defused on 21 May, when Lebanese parties, meeting in Doha, agreed on steps to resolve the political deadlock. These included the appointment of a consensus presidential candidate, General Michael Suleiman, the establishment of a government of national unity, and the initiation of a national dialogue aimed at extending government authority throughout Lebanon. Since the Doha meeting, Beirut has been calm and the opposition has dismantled its protest camp. Violence elsewhere in the country, notably in Tripoli, has nonetheless continued, and security issues remain, including reports of arms traffic across the Syria-Lebanon border, the growth of Sunni extremism in the north, and the growing prominence of militias in Palestinian refugee camps. In southern Lebanon, where the UN Interim Force in Lebanon (UNIFIL) is deployed, the situation generally remained calm. The events of May did not have direct impact on UNIFIL. The apparent ease with which Hezbollah seized parts of the capital was clear evidence of its
Background
The UN Interim Force in Lebanon is now the largest UN peace operation in the region. First established in 1978 by Security Council Resolutions 425 and 426, UNIFIL was initially tasked with confirming the withdrawal of Israeli forces, restoring peace and security, and helping the government of Lebanon to reestablish control over the south. In May 2000, UNIFIL assisted in the withdrawal of Israeli forces behind a “Blue Line” identified by the UN. Conditions remained unstable, however, with occasional cross-border incidents. The Lebanese government did not deploy forces in the south. Other factors, notably the Syrian armed presence in the rest of Lebanon, led in 2004 to the adoption of Security Council Resolution 1559. The Security Council reiterated the demand for an extension of the Lebanese government’s authority throughout all of Lebanon, also calling for a withdrawal of Syrian troops (accomplished in 2005) and “the disbanding and disarmament of all Lebanese and non-Lebanese militias.”1 War erupted in Lebanon in July 2006 when Hezbollah attacked an Israeli patrol inside Israel and abducted two soldiers. A major military campaign ensued: Israel bombed Lebanon, including Beirut, and invaded Lebanese territory; 65
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UN Interim Force in Lebanon (UNIFIL)
• Authorization and Start Date • Force Commander • Budget • Strength as of 31 October 2008
19 March 1978 (UNSC Res. 425/426) Major-General Claudio Graziano (Italy) $688.8 million (1 July 2008–30 June 2009) Troops: 12,733 International Civilian Staff: 321 Local Civilian Staff: 640
of hostilities; accompanying and supporting the Lebanese Armed Forces in their deployment to the south, including along the Blue Line; extending its assistance to help ensure humanitarian access to civilian populations and the voluntary and safe return of displaced persons; assisting the Lebanese Armed Forces in taking steps toward the establishment between the Blue Line and the Litani River of an area free of any personnel, assets, and weapons other than those of the government of Lebanon and of UNIFIL; ensuring that its area of operations is not utilized for hostile activities of any kind; protecting UN personnel, facilities, installations, and equipment; ensuring the security and freedom of movement of UN personnel and humanitarian workers; and, without prejudice to the responsibility of the government of Lebanon, protecting civilians under imminent threat of physical violence. Resolution 1701 expanded UNIFIL’s authorized strength to 15,000 troops. As of November 2008, UNIFIL stood at 12,733 military personnel, supported by some 321 international civilian and 640 local civilian staff. The UN has a number of mandated tasks in addition to those assigned specifically to UNIFIL. Resolution 1701 set out several political tasks for the UN, and a UN Special Coordinator for Lebanon represents the good offices of the Secretary-General. The UN has also been mandated to conduct an investigation into the assassination of former Lebanese prime minister Rafiq Hariri, and in May 2007 the Security Council decided to establish an international tribunal to try those involved in the Hariri assassination.
For detailed mission information see p. 279
Key Developments
Hezbollah fired hundreds of rockets into Israel. Over a thousand Lebanese and 161 Israelis were killed, and thousands were displaced on both sides. The war ended after five weeks with the adoption of Security Council Resolution 1701 in 2006. That resolution established a new mandate for UNIFIL, adding to its original responsibilities the tasks of monitoring the cessation
Security
Since UNIFIL’s 2006 enhancement, the SecretaryGeneral has reported continued commitment by the governments of Lebanon and Israel to implementing Resolution 1701. The area south of the Litani has “witnessed the longest period of relative stability in many years.”2 The SecretaryGeneral, however, pointed out “areas of concern
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that continue to impede the establishment of a permanent ceasefire and a long-term solution between the parties.”3 One such issue was resolved in July 2008, when Hezbollah returned the bodies of two Israeli soldiers abducted in 2006, in exchange for the release by Israel of five Lebanese prisoners. In other areas, however, serious problems in the implementation of 1701 persist. Resolution 1701 calls for “security arrangements to prevent the resumption of hostilities, including the establishment between the Blue Line and the Litani river of an area free of any armed personnel, assets and weapons other than those of the Government of Lebanon and of UNIFIL.” UNIFIL’s most challenging task is to “assist the Lebanese Armed Forces” in establishing this area.4 The force is mandated to “accompany and support the Lebanese Armed Forces as they deploy throughout the south,” and also to “take all necessary action in areas of deployment of its forces and as it deems within its capabilities, to ensure that its area of operations is not utilized for hostile activities of any kind.”5 Hezbollah is believed to be adept at concealing its military operations; much of its military buildup had been hidden from Israeli intelligence before the 2006 war. The task of verifying that Hezbollah is not rearming is therefore a huge challenge. Successive political and security crises elsewhere in Lebanon during 2007 and 2008 have impeded the work of the Lebanese Armed Forces in implementing Resolution 1701. Competing security responsibilities—in 2007 in the Narh El-Bared camp, and in 2008 in Beirut and the north—have drawn the Lebanese Armed Forces away from the south and curtailed some of their coordinated operational activities with UNIFIL. By September 2008, the Lebanese Armed Forces had again deployed to the south, and the “operational tempo” of work with UNIFIL had resumed. It was hoped that the political change in Beirut would lead to more consistent Lebanese Armed Forces–UNIFIL cooperation during the coming year, and that President Michael Suleiman would give priority to the implementation of Resolution 1701. The porous nature of the Syria-Lebanon border complicates the efforts of UNIFIL and
the Lebanese Armed Forces to control the area south of the Litani. Resolution 1701 calls upon the government of Lebanon to secure its borders, and authorizes UNIFIL to assist in this effort— but only at the government’s request. It also calls on states to prevent the supply of arms or military training to individuals or entities except those authorized by the government of Lebanon or UNIFIL. The UN has assumed both advisory and operational roles in promoting better border control. UNIFIL’s Maritime Task Force performs interdiction operations to prevent unauthorized arms smuggling. The Secretary-General has also twice dispatched a team of border security experts (the Lebanon Independent Border Assessment Team [LIBAT]) to assess border monitoring and propose measures to improve border control. However, the second LIBAT mission found in July 2008 that “Lebanon has not yet succeeded in enhancing the overall security of its borders in any significant manner.”6 Despite security threats against UNIFIL, the mission continues its efforts to monitor and report developments in its area of operations.7 UNIFIL’s monitoring presence is substantial; in 2008 it maintained 64 permanent positions and 136 observation posts. However, UNIFIL continues to be threatened by “armed elements,” which in some instances have prevented the force from carrying out effective investigations. UNIFIL has also been unable to prevent persistent violations of Resolution 1701 by Israel. The Israeli Air Force conducted a large number of flights over Lebanese airspace in the first quarter of 2008, using both manned and unmanned aircraft, and continued in the second part of the year despite the release of the bodies of the two abducted soldiers. Israel maintains that overflights are a necessary security measure “that will continue until all the measures set out in resolution 1701 (2006) are implemented in full.”8 While the measures set out in Resolution 1701 are therefore far from being fully implemented, UNIFIL has nonetheless made some progress since 2006, as the Blue Line has been remarkably quiet. The size of the force acts as a substantial buffer in the region, and a deterrent to unauthorized military activity.
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REUTERS/Haidar Hawila
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Italian members of the United Nations Interim Forces in Lebanon (UNIFIL) investigate the site of a rocket attack on Israel in Yaroun village, southern Lebanon, 8 January 2008.
UNIFIL has also succeeded in building confidence between the parties and resolving practical disputes. It continues to facilitate the tripartite meeting of senior representatives of the Lebanese Armed Forces and the Israel Defense Forces, chaired by the UNIFIL force commander, at which senior Lebanese and Israeli military officials meet to discuss military and security issues. Through this tripartite forum and day-to-day liaison efforts, UNIFIL has defused several tense situations. Negotiations are also under way in the tripartite forum toward agreement for pullout of the Israel Defense Forces from northern Ghajar, a village that is bisected by the Blue Line. Although public attitudes to UNIFIL are hard to assess accurately, the force appears to have maintained a level of public confidence on both sides of the Blue Line. In Lebanon, the Secretary-General reports that “the population’s attitude towards the Force remained generally positive.” This is in part due to the fact that UNIFIL “continued its humanitarian assistance activities . . . as well as the identification and disposal of unexploded ordnance.” But UNIFIL’s efforts to clear ordnance continue to
be impeded by Israel’s refusal to hand over detailed information about the location of such ordnance. To enhance relations with the local community in south Lebanon, UNIFIL also uses television and a print magazine to improve the local population’s understanding of its mandate and to respond to their concerns. Despite public criticism of UNIFIL by Israeli government officials, especially in 2006 and early 2007, the government of Israel supported the renewal of the mission’s mandate in August 2008, and Jerusalem-based UN officials note that Israeli attitudes toward the force have actually changed significantly since 2006. The relative quiet along the Blue Line has been noted, and former prime minister Olmert has spoken about the “robust international force” acting as a buffer in the area between the Litani and the Blue Line. Foreign Minister Tzipi Livni, who succeeded Olmert as leader of the Kadima Party, argues that “there is no doubt that the change in the situation in southern Lebanon and the movement of Hizbullah northwards, away from the border, is a direct response to activities carried out by UNIFIL and the Lebanese army.”9 Political
UNIFIL’s substantial presence has helped to create a period of unusual calm in southern Lebanon. Since August 2006, no shot has been fired between the parties, despite the absence of a formal cease-fire. This period of quiet has enabled the Lebanese and Israeli governments to address domestic constituencies and begin low-key negotiations around outstanding sources of conflict. UN Special Coordinator for Lebanon, Michael Williams, argued in September 2008 that a renewal of conflict between Lebanon and Israel was unlikely in the coming twelve months. Underlying the current calm, however, is the threat that Hezbollah rearmament might be taking place. Hezbollah has asserted that its resistance continues throughout Lebanon. The question remains as to whether UNIFIL should be more aggressive in enforcing its mandate, or at least clearer about areas of the south that it has been unable to search.
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Overall, the situation in Lebanon is far from stable, despite some positive political developments. Government efforts to extend control throughout the country still face numerous obstacles. In addition to Hezbollah’s continued military strength, the growth of extremist groups operating in northern Lebanon is a source of grave concern. Instability in northern Lebanon has implications for the Lebanon-Syria relationship. Syrian president Bashar Assad has described northern Lebanon as “fragile” and a bastion of extremism. Syria’s decision to send thousands of troops to the Lebanese border in September 2008—officially to stop smuggling—prompted Lebanese commentators to speculate that Syria might again intervene and reestablish its military presence. To ensure a long-term solution to the IsraeliLebanese conflict and movement toward comprehensive regional peace, political progress in a number of different arenas will be essential. Within Lebanon, continued progress in the national dialogue could help to push forward implementation of Security Council Resolutions 1559 and 1701. The process and outcome of the 2009 elections will also be crucial in determining how much progress the government of Lebanon can make in consolidating state control over the country. Syria’s relationship with Lebanon and with other regional and international actors is another central element in implementation of Resolutions 1559 and 1701. During 2008, Syria was increasingly engaged in international dialogue at a number of levels, and may soon establish normal diplomatic relations with Lebanon. There is potential for a change in Syria’s regional role if this process of reengagement continues in 2009. Further, the direction of engagement in the post–Bush and Olmert eras, remains to be seen. A new US administration will remain engaged, but the fact of transition in and of itself constituted a significant challenge as the year drew to a close. The role of the United States continues to be of prime importance to developments in the Middle East. The new US administration’s approach toward Iran, Iraq, and Syria will shape
regional developments and help to determine broader international policy in the region.
Other Missions
Negotiations to resolve other aspects of the ArabIsraeli conflict did not yield many dividends. Indirect, Turkish-mediated dialogue between Israel and Syria continues. The Annapolis Process, launched by President George W. Bush to promote agreement on Israeli-Palestinian final status issues, has been under way since November 2007. The Annapolis Process has, however, been limited by the domestic weakness of both parties, as well as by the 2008 presidential transition in the United States. Israeli prime minister Ehud Olmert resigned in September under pressure. The Palestinians remain divided, with Hamas still in control of Gaza, which is still subject to Israeli border closures. Further complicating this situation was the outbreak of fighting in Gaza in the final days of 2008, a development that will certainly shape the situation in the coming year and have an impact on the various peace operations in the region. UNDOF
The UN Disengagement Observer Force (UNDOF) was established under the 1974 disengagement of forces agreement between Israel and Syria to provide a buffer between their forces in the Golan Heights. The general situation between Israel and Syria in 2008 was calm. UNDOF reports that both Israel and Syria generally respect the current peace agreement and the presence of UNDOF in the region, although occasional tactical-level violations continue to occur. During 2008, the IDF announced stricter measures against civilians who cross into the territory of the occupied Golan; in response, in an effort to prevent escalation, UNDOF has been proactive in preventing farmers and shepherds from crossing up to the technical fence. UNDOF has also been monitoring the Syrian government’s extensive antismuggling campaign. UNDOF has not been affected by indirect Israeli-Syrian peace talks that took place during
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UNTSO UN Disengagement Observer Force (UNDOF)
• Authorization and Start Date • Force Commander • Budget • Strength as of 31 October 2008
31 May 1974 (UNSC Res. 350) Major-General Wolfgang Jilke (Austria) $45.7 million (1 July 2008–30 June 2009) Troops: 1,041 International Civilian Staff: 38 Local Civilian Staff: 100
The UN Truce Supervision Organization (UNTSO) was established in 1948 to monitor observance of cease-fires negotiated between Israel and its neighbors. UNTSO provides observers and logistical and financial support to UNIFIL and UNDOF, as well as a small observer group in Egypt at the request of its government. UNTSO did not undergo any formal changes to its mandate or authorized strength during 2008.
For detailed mission information see p. 262
EUBAM Rafah
UN Truce Supervision Organization (UNTSO)
• Authorization and Start Date • Chief of Staff • Budget • Strength as of 31 October 2008
29 May 1948 (UNSC Res. 50) Major-General Ian Campbell Gordon (Australia) $31.5 million (1 January–31 December 2008) Troops: 52 Military Observers: 99 International Civilian Staff: 97 Local Civilian Staff: 133
For detailed mission information see p. 372
EU Border Assistance Mission at Rafah (EUBAM Rafah)
• Authorization Date • Start Date • Head of Mission • Budget • Strength as of 30 September 2008
12 December 2005 (EU Council Joint Action 2005/889/CFSP) November 2005 Major-General Pietro Pistolese (Italy) $7.1 million (October 2007–September 2008) Civilian Police: 13 International Civilian Staff: 5
2008 under Turkish auspices, nor as yet by Lebanon-Syria discussions about the Shaba farms area.
The EU Border Assistance Mission at Rafah (EUBAM Rafah) was established in 2005 following Israeli disengagement from Gaza. EUBAM Rafah aims to assist in implementing the Israeli-Palestinian Agreement on Movement and Access by providing a third-party presence at the Rafah crossing between Gaza and Egypt, to ensure continued opening of the crossing and to build confidence between the parties. When Hamas forces took control of the Gaza Strip in June 2007, EUBAM Rafah suspended its operations. Official openings of the Rafah crossing were rare during 2008, and EUBAM Rafah was not present. Smuggling between Gaza and Egypt continues, and the wall at Rafah has occasionally been breached, leading to uncontrolled border traffic. The EU has decided to keep EUBAM Rafah on standby pending a change in the situation. On 10 November 2008, the EU Council adopted a joint action extending the mandate of the mission until 24 November 2009. EUPOL COPPS
The EU Coordinating Office for Palestinian Police Support (EU COPPS) was established in 2005 to support and advise the Palestinian Civil Police. A follow-up mission, the EU Police Mission for the Palestinian Territories (EUPOL COPPS), began operating in January 2006 with the aim of enhancing EU support and implementing the Palestinian Civil Police Development Program.
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Like many international operations, EUPOL COPPS was not permitted to engage with the Hamas-led Palestinian Authority or the Government of National Unity. After June 2007, with the establishment of a new Palestinian Authority government led by Salam Fayyad, EUPOL COPPS resumed its work in the West Bank. The operation currently trains Palestinian police officers in a number of areas, including traffic control, interdiction of illegal drugs, and maintenance of public order. EUPOL COPPS has also improved police infrastructure, and helped to foster cooperation between Israeli and Palestinian police services. During 2008, the mandate of EUPOL COPPS was expanded to include work on criminal justice and rule of law. Focus on and funding for its operations increased following a conference on Palestinian security in June 2008. The mission is expected to include fifty-three international staff by the end of 2008. EU COPPS has not been authorized to work in Gaza while Hamas remains in control of the Strip. TIPH
Established by an Israeli-Palestinian agreement in 1994, and temporarily withdrawn and reestablished in 1997, the Temporary International Presence in Hebron (TIPH) is mandated with providing a secure environment for the residents of Hebron and promoting stability through monitoring, reporting, and assistance activities. TIPH is coordinated by Norway and staffed by personnel from Denmark, Italy, Norway, Sweden, Switzerland, and Turkey. Its mandate is renewed pending approval from Israel and the Palestinian Authority every six months. MFO Sinai
The Multinational Force and Observers in Sinai (MFO Sinai) was established in 1981, pursuant to the withdrawal of the UN Emergency Force (UNEF) II in 1979 and the conclusion of the Israeli-Egyptian peace treaty. MFO Sinai’s mission is to supervise the implementation of the security provisions of the peace treaty and to
prevent any violation of its terms. On 1 September 2005, MFO Sinai took on the additional responsibility of monitoring the deployment of border guards along the Egyptian side of the border between Egypt and Gaza. MFO Sinai monitors the border guard force by verifying that its deployment is consistent with the terms agreed between Egypt and Israel (amended on 11 July 2007). MFO Sinai is not mandated to monitor the area of the Sinai immediately adjacent to Gaza, and has thus not been directly affected by serious problems in Gaza and breaches in the Rafah crossing that occurred during 2008.
Conclusion
The Middle East continued to host several peace operations in 2008, most notably the expanded UNIFIL, which have contributed to defusing
EU Police Mission for the Palestinian Territories (EUPOL COPPS)
• Authorization Date • Start Date • Head of Mission • Budget • Strength as of 30 September 2008
14 November 2005 (EU Council Joint Action 2005/797/CFSP) January 2006 Colin Smith (United Kingdom) $6.8 million (October 2007–September 2008) Civilian Police: 28 Civilian Staff: 16
Temporary International Presence in Hebron (TIPH)
• Authorization and Start Date • Head of Mission • Budget • Strength as of 30 September 2008
17 January 1997 (Protocol Concerning the Redeployment in Hebron) Brigadier-General Roy Grøttheim (Norway) $2.8 million (October 2007–September 2008) Civilian Staff: 62
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Multinational Force and Observers in Sinai (MFO Sinai)
• Authorization Date • Start Date • Head of Mission • Budget • Strength as of 30 September 2008
3 August 1981 (Protocol to the Treaty of Peace) April 1982 Ambassador James A. Larocco (United States) $66.2 million (October 2007–September 2008) Military Observers: 1,687 Civilian Staff: 15
tensions and maintaining security in its area of operation. The region witnessed several initiatives, including efforts to establish an inclusive Lebanese government that is capable of extending its authority throughout the country. The Annapolis Process has yet to yield results, and in summer and fall 2008 the political context was heavily shaped by Israeli political transition and the US presidential election. In the meantime, the EU and UN continued to play critical roles in the region through their support for the various peace operations and direct political engagement with the parties. As the year drew to a close, the conflict between Hamas and Israel in Gaza ensures that the Middle East will remain high on the international political agenda and will be the focus of heightened efforts in the year ahead.
Notes 1. UN Security Council Resolution 1559 (2004). 2. United Nations, Seventh Report of the Secretary-General on the Implementation of Security Council Resolution 1701, 27 June 2008, para. 64. 3. Ibid., para. 1. 4. UN Security Council Resolution 1701 (2006), paras. 11, 8. 5. Ibid., 1701, para. 12. 6. Lebanon Independent Border Assessment Team, 27 August 2008. 7. The most deadly recent attack occurred in June 2007, when a roadside bomb killed six Spanish peacekeepers. 8. United Nations, Sixth Report of the Secretary-General on the Implementation of Security Council Resolution 1701, 28 February 2008, para. 18. 9. Israel Ministry of Foreign Affairs, news release, 26 October 2007.
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3.6 Kosovo
In December 2007, international talks on Kosovo’s future ended in failure. On 17 February 2008, the province’s government declared independence from Serbia, of which it had been nominally part while under UN administration since 1999. A number of states—including France, Germany, Great Britain, and the United States—have recognized Kosovo, but the majority of the international community have not. In October, Serbia persuaded the UN General Assembly to refer the issue to the International Court of Justice. Staunch Russian opposition to independence precluded any decisions in the UN Security Council. This meant a year of confusion and conflicting signals for the international presence in Kosovo. The UN and NATO were faced by significant challenges in ethnically Serb north Kosovo after the declaration of independence. But the major dilemma has been the existence of competing legal and political bases for operations emerging from international and local dynamics. The UN has had to manage its role in Kosovo in the face of these contradictions, and Kosovo has been one of Secretary-General Ban Ki-moon’s priorities through 2008. In June 2008, he declared that he no longer believed the UN’s role viable in its current form, and acted in his role as the UN’s Chief Administrative Officer to “reconfigure” the UN Mission in Kosovo (UNMIK). In reality, this has translated into substantial downsizing of staff and trying to find a modus vivendi with the other international organizations involved. By late 2008, there had been more progress toward this than might have been predicted, with an EU peace operation being accepted by both Kosovar
and Serbian authorities but the process remains incomplete.
Background
In Resolution 1244 of 1999, the Security Council mandated UNMIK and NATO’s Kosovo Force (KFOR) to prepare the ground for a “political settlement.” It did not define parameters for this settlement. Nor (unusually but not uniquely) did it require a periodic renewal of the mandate. Neither the supporters nor opponents of Kosovo’s independence have reopened discussions of Resolution 1244. Both sides know
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3.6.1 Cost-Benefit Analysis of United Nations Peacekeeping
In 2008, a team of researchers led by Paul Collier, working under the Copenhagen Consensus project, published a report providing a comprehensive cost-benefit analysis of international military interventions in postconflict societies and the abilities of these interventions to reduce the risk of conflict recurrence. The report found that UN peacekeeping operations are highly cost-effective, as they reduce the possibilities of relapse to conflict and coup attempts and all their negative consequences. While interstate war has declined since the end of the Cold War, the incidence of conflict—particularly civil wars in low-income countries—has remained relatively constant. Further, the threat posed by the recurrence of conflict or coup attempts in postconflict societies remains high. The average direct cost of a civil war can be upward of $250 billion. This does not include the humanitarian costs, which
impact negatively on broader developmental interventions by the international community. The report explored a range of military intervention mechanisms used by the international community, with a primary focus on the curtailment of domestic military spending, the use of peacekeeping forces, and the provision of over-the-horizon security guarantees. The authors concluded that these methods have had positive impacts on the security situation where they were employed, but are not a panacea and need to be applied on a case-by-case basis. The authors found that UN peacekeeping has proven to be extremely cost-effective, especially when the investment in a mission is weighed against the alternative impacts of relapse to conflict and its consequences. The study concluded that spending $850 million on a peacekeeping operation annually over the course of ten years
reduces the risk of violence from nearly 40 percent to 7 percent. An even more cost-efficient method of intervention is the use of over-the-horizon security guarantees, which are characterized by maintenance of only small contingents of personnel in-theater, with more robust forces available to be rapidly deployed. Interventions modeled on Britain’s ten-year security safeguard for Sierra Leone, provide for diminished operational costs with positive impacts on the security situation. The report concluded that the benefits of postconflict aid are maximized when packaged with the instruments described above. To ensure optimal effect, these efforts require significant coordination among institutional actors, a role that the authors see as a perfect fit for the UN’s Peacebuilding Commission.
Source: Paul Collier, Lisa Chauvet, and Haavard Hegre, “The Security Challenge in Conflict-Prone Countries,” Copenhagen Consensus 2008 Challenge Paper, http://www.copenhagenconsensus.com/files/filer/cc08/papers/0%20challenge%20papers/cp_conflicts_-_collier.pdf.
UN Interim Administration in Kosovo (UNMIK)
• Authorization and Start Date
• SRSG • Chief Military Liaison Officer • Police Commissioner • Budget • Strength as of 31 October 2008
10 June 1999 (UNSC Res. 1244) (note: paragraph 19 of the resolution states that international civil and security presences are established for an initial period of twelve months, to continue thereafter unless the Security Council decides otherwise) Lamberto Zannier (Italy) Major-General Raul Cunha (Portugal) Richard Monk (United Kingdom) $198.0 million (1 July 2008–30 June 2009) Military Observers: 26 Police: 1,871 International Civilian Staff: 381 Local Civilian Staff: 1,719 Un Volunteers: 108
For detailed mission information see p. 305
that the other could muster at least one Security Council veto on alterations to the mandate. The resolution has thus remained in force, and UNMIK and KFOR continued to operate throughout the year, as they had previously. Their role has been complicated by early elements of an alternative international presence under the political auspices of the European Union. The EU sent planners to Kosovo in 2006, on the assumption that it would receive full international recognition and so achieve a smooth transfer from UN administration. In early 2007, UN envoy Martti Ahtisaari published a plan envisaging an EU rule of law and police mission and a (European) International Civilian Representative (ICR) to provide political advice in an independent Kosovo. The Ahtisaari plan foresaw the redefinition of KFOR as an “international military presence”
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(IMP), still under NATO command and providing direct security, but also training a new Kosovo Security Force. It also proposed an autonomous mission under the Organization for Security and Cooperation in Europe (OSCE)— the OSCE Mission in Kosovo (OMIK)—to monitor legal and rights issues, most obviously to safeguard Kosovo’s Serb minority (about 5 percent of the population). The EU and OSCE had previously operated in Kosovo under the authority of UNMIK, the former dealing with economic issues and the latter dealing with human rights and institution building. While the Ahtisaari plan called for UNMIK’s dissolution, it nonetheless allowed for a degree of continuity in the international presence.
Key Developments Legal
In the context of Kosovo’s unilateral declaration of independence in February 2008, however, the Ahtisaari proposals have effectively offered an alternative basis for peace operations to Resolution 1244. The Ahtisaari plan had no status in international law, but the bulk of its provisions were included in Kosovo’s constitution, ratified on 9 April. Following earlier EU planning assumptions, endorsed by Ahtisaari, that a transition from the UN would take four months, the Kosovar authorities declared the constitution in force on 15 June. All elements of the international community have had to navigate between what some officials call the “two legal universes” of Resolution 1244 and the new constitution. The one exception to this was the EU pillar within UNMIK, which had dealt with economic matters, whose work was already believed done in 2007. The European Commission closed its economic operations within UNMIK after the independence declaration, with only limited consultation from the UN. The UN and OSCE, both requiring Russian (and in the OSCE’s case, Serbian) approval for their continued activities, continue to act on the basis of Resolution 1244. Both declared
NATO Kosovo Force (KFOR)
• Authorization and Start Date • Force Commander • Budget • Strength as of 30 September 2008
10 June 1999 (UNSC Res. 1244) Lieutenant-General Giuseppe Emilio Gay (Italy) $44.1 million (October 2007–September 2008) Troops: 14,759
OSCE Mission in Kosovo (OMIK)
• Authorization and Start Date • Head of Mission • Budget • Strength as of 30 September 2008
1 July 1999 (PC.DEC/305) Ambassador Tim Guldimann (Switzerland) $46.0 million (October 2007–September 2008) Civilian Staff: 177
themselves “status neutral,” implying that they could fulfill their duties without reference to the political claims of domestic actors. The OSCE adopted this term in late 2007, prior to the annual meeting of the OSCE Ministerial Council, while the UN did so in the days immediately prior to independence. By contrast, the International Civilian Representative, Pieter Fieth, and his staff operate solely on the consent of the Kosovar government. Fieth had been chosen for the post in 2007, but did not arrive until after Kosovo’s independence declaration. There was considerable public speculation about the relationship between the ICR and the UN’s Special Representative of the Secretary-General (SRSG), then Joachim Rücker. While Fieth was initially thought to be taking a highly assertive stance, he adopted a more measured approach as the year progressed. The existence of “two legal universes” posed particular problems for NATO and the
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EU Rule of Law Mission in Kosovo (EULEX Kosovo)
• Authorization and Start Date • Head of Mission • Budget • Strength as of 30 September 2008
4 February 2008 (EU Council Joint Action 2008/124/CSFP) Yves de Kermabon (France) $133.6 million (February 2008–January 2009) Police: 118 International Civilian Staff: 95
EU Rule of Law Mission in Kosovo (EULEX Kosovo). The overlapping membership of both organizations split over whether to recognize Kosovo. While only a few European states have not recognized Kosovo’s independence, dissenters including Spain (the fifth biggest troop contributor to KFOR in early 2008) and Slovakia have complicated consensus-based decisionmaking in Brussels. Even among recognizing states, there have been divisions over how boldly to proceed. For NATO, the question was whether its presence should continue as KFOR, recognized in Resolution 1244, or take on the expanded remit envisaged by Ahtisaari for the IMP. While NATO’s immediate concern in the first quarter of 2008 was security in north Kosovo, its French field commanders insisted that they continue to act as KFOR. But the North Atlantic Council decided in June to mandate KFOR to train a Kosovo Security Force, apparently to some surprise within the mission. While nonrecognizing states indicated that they would not participate, planning was under way by fall 2008. The role of EULEX was even more problematic because the mission was designed to operate closely with Kosovo’s new constitutional order, including not only police but also judges and prosecutors, as well as a border security element. While it began to deploy in late February 2008, originally aiming to be operational by the time Kosovo’s constitution came into force, its lack of a clear legal basis and operational challenges led to speculation in Brussels that it might be dissolved. With the mission
still far from operational by the middle of the year, the EU and UN explored whether EULEX could be a “status neutral” actor, fulfilling the law and order aspects of Resolution 1244. There were serious complications as EULEX’s claim to status neutrality sat uneasily with its earlier purpose: fostering a Kosovar state. Resolution 1244 explicitly states that the SRSG is the ultimate authority in Kosovo, but EU members did not want their personnel under a UN line of command answering directly to New York. Nonrecognizing states, concerned by the status of their personnel, wanted EULEX staff to enjoy the rights and immunities granted to UN staff—as they could not accept any such rights offered by the Kosovar government. But they did not want the UN to be able to revoke these immunities. Discussions of these problems progressed slowly in the third quarter of 2008. By September, a working group of UNMIK and EULEX officials had been formed to address them. However, officials doubted that a resolution could be found unless the Serbian government were to drop objections to EULEX taking responsibilities from the UN. This reflected the extent to which maintaining a presence in Serb areas of Kosovo was essential to the international community’s credibility. In late November 2008, authorities from both Kosovo and Serbia reluctantly agreed to a plan that would let EULEX officially begin its operation. The compromise stipulated that the EU will take over the day-to-day administrative activities, but UNMIK would retain overall authority. That they did so resulted from both an improving security situation and compromises by international officials. Security
Kosovo was calm in the run-up to the February declaration of independence. There were fewer incidents of political violence in the fall and early winter of 2007 than in comparable seasons in earlier years. Nonetheless, almost all international officials assumed that the independence announcement would stimulate interethnic clashes.
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These had two possible centers of gravity. One was the enclaves scattered throughout Kosovo that are home to about half its Serb populations. The other was north Kosovo, which houses the other half and is contiguous with Serbia proper. The most likely flashpoint was Mitrovica, a town on the border of the north and site of many past skirmishes. KFOR made a number of well-publicized troop rotations into north Kosovo while sponsoring an advertising campaign throughout the province, underlining its friendly role. Its commanders stated that it would be ready for any eventuality, after NATO held an exercise in the Adriatic in 2007 to show its will. In the event, Albanian violence against Serb enclaves failed to materialize. This almost certainly reflected efforts by the Kosovar authorities to urge restraint, but opinion polls suggested that there was little desire for violence in the Albanian community. UNMIK officials found that the Serb enclaves exhibited a high sense of personal security. By contrast, the situation in north Kosovo deteriorated rapidly after independence was declared. Mobs destroyed customs checkpoints between Kosovo and Serbia proper, and demonstrations in Kosovo won global press attention. It is probable that this violence was coordinated by Serbian security services, also implicated in an attack on the US embassy in Belgrade. By mid-March 2008, however, UNMIK and KFOR appeared close to losing control of the north completely. The Serbs made symbolic moves to affirm their authority there, such as reclaiming control of the railway in that region. The international community’s response was complicated by long-standing disagreements over how to treat the Serbs inhabiting the region between UNMIK’s headquarters in Pristina and its Mitrovica office. The situation escalated on 13 March when Mitrovica’s courthouse was occupied by about fifty Serbs, apparently court staff from Yugoslav times. What followed is still open to dispute; a detailed UN report has not been circulated even to the Security Council. It appears that over the weekend of 15–16 March, senior
UNMIK and KFOR officials agreed that UNMIK police should retake the courthouse, with KFOR in reserve. They seem not to have consulted closely with French KFOR officers in the area or with the UNMIK office in Mitrovica, possibly for fear of leaks. The decision may have been motivated by reports of further Serb provocations looming the following week. The initial operation took place on 17 March 2008, and the courthouse was soon secured— the Serb occupiers were briefly taken to Pristina, although later released without charge. This was a particularly inflammatory gesture given that on 17 March 2004, KFOR and UNMIK had failed to handle large-scale anti-Serb rioting throughout Kosovo. A mob soon formed in Mitrovica, although it was well armed enough to suggest premeditation. In the violence that followed, a Ukrainian UNMIK policeman was mortally wounded and the French KFOR troops sent to relieve the courthouse sustained eighty casualties. The ad hoc nature of the operation was highlighted by the fact that UNMIK and KFOR did not have a joint medical evacuation plan, and staff at a KFOR field hospital initially refused to admit police casualties, including Ukrainian policemen, while treating the French. The head of UNMIK’s Mitrovica office offered to resign in an e-mail on the “defeat,” which was soon reproduced in the Serbian press. His resignation was not accepted. SRSG Joachim Rücker (who was away during the operation) and his deputy Larry Rosin (who had been in charge) also tendered their resignations. Their resignations were accepted. Nonetheless, there were no major acts of violence in north Kosovo thereafter, and there was a cooling of rhetoric from Belgrade. The episode may have deterred all involved from further use of force. The closure of the courthouse impacted heavily on the Kosovo Serbs, as it was not reopened and the day-to-day administration of justice in the north effectively halted. Many Serb-ethnicity Kosovo police had stopped work upon the declaration of independence (also a problem in the enclaves), and while some patrols continued in the region, cases could not be
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REUTERS/Marko Djurica
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UN and NATO peacekeeping vehicles burn during clashes with Serb protesters in Mitrovica, Kosovo, 17 March 2008.
taken for trial. While KFOR mounted a number of exercises there, the Kosovar authorities opened customs posts between the north and Kosovo proper. This legal limbo did not lead to chaos, perhaps because of the influence of plainclothes Serbian police and security officers, but organized criminals such as fuel racketeers benefited. UNMIK worked quietly to ensure that funds earmarked for the north were transferred. By the end of 2008, the estimated 6,000 Albanians who live in the north had gone unmolested, and had even enjoyed increased freedom of movement—suggesting a gradual acceptance of the new reality by the Serbs. The decisive factor in shaping events in north Kosovo, however, was probably the elections held in Serbia proper in May 2008. Initially, these caused UNMIK embarrassment, as it decided to permit polling in Serb areas, contravening Resolution 1244. But the elections resulted, after prolonged coalition negotiations, in the formation of a liberal government more deeply committed to working with the European Union and the United States than had been its predecessor. The new government appointed a moderate from Mitrovica as its minister for
Kosovo. Belgrade appears to have reined in the security services in north Kosovo, and moved to strip more radical figures in the area of various vested interests. Growing rumors that it might even agree to allow EU personnel to patrol Serb areas led to a wave of protests in the enclaves in October. October also saw a success for UNMIK, which was finally able to reopen the Mitrovica courthouse for urgent cases after extensive negotiations with Belgrade on the issue. These were part of a wider program of talks designed by UNMIK to engage Serbia on practical matters in the area, circumventing political difficulties. The talks took place in parallel with much broader negotiations between the EU and Serbia (also relatively detached from the EU presence in Kosovo), and might have had less chance in isolation. Nonetheless, many UN officials assumed through much of 2008 that they would have to continue to lead in relations with the Serbs inside Kosovo. Plans were drawn up for a residual police presence of about 500 UN officers in the north after EULEX deployed. But these were complicated by continuing questions over EULEX’s deployment, arising not only from high-level tensions in the Security Council but also from administrative hiccups. The Long Transition
The questions about EULEX’s base in international law overshadowed many planning assumptions about its arrival. Although the EU wished to distinguish itself from UNMIK— choosing to reemploy only a small number of UN international staff—it wanted to take over the mission’s headquarters, vehicles, and items such as computers. In taking on rule of law duties, it also needed to learn about existing cases and challenges from the UN. With no Security Council mandate for the EU, however, the extent to which the UN could cooperate was unclear. In line with Ban Kimoon’s decision to reconfigure the mission, UNMIK found ways to work with the EU, but personal relations were frequently poor. There was a feeling that EU staff saw their predecessors
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as jaded, while UNMIK saw their successors as naive. Particular problems emerged around the transfer of property and vehicles and over Kosovo’s courts. In the legal sector, tensions arose around the transfer of cases—including war crimes cases—from UN to EU supervision. While UN judges and prosecutors had played executive roles in the Kosovar system since 1999, their EU successors were meant to be advisers only. While waiting to take on this more limited role, the European lawyers requested to see active files, leading to concerns on the UN side about breaching client confidentiality. Issues such as this soured some UNMIK staff against its political leadership, which they saw as too ready to compromise with EULEX. Consultation in the mission seems to have suffered. But all involved understood that the mission leadership was ultimately responsible for redefining the mission in a way that would satisfy Resolution 1244 while having little or no operational identity (with the possible exception of the north). In September 2008, an 80 percent staff cut was announced, and senior officials envisaged the emergence of an essentially political mission, rather than a peacekeeping one, in the medium term. The responsibilities of this mission are likely to include activities far removed from blue helmets. One area in which UNMIK has already played a facilitating role is in regional and international forums in which Kosovo cannot win recognition due to Serbian opposition (this includes regional stability and development initiatives). UNMIK officials now attend to “represent” Kosovo, but bring Kosovar representatives in their team—allowing Kosovo to act more like a state despite its recognition difficulties. In the meantime, EULEX and the ICR’s staff continued putting their missions together. While EULEX still had fewer than 300 personnel by the fourth quarter of 2008, it appeared to be suffering internal tensions resulting from differences between the operational cultures of its police, judicial, and border security elements. While the compromise agreement to allow EULEX to
operate under UNMIK authority provided some clarity as to the EU’s role, the operation will only reach full strength by spring 2009. The ICR’s role remained troubled by the continued existence of the UN SRSG, although Joachim Rücker’s replacement, Lamberto Zannieri, appears to have reduced tensions. The OSCE’s role also remains uncertain. In early 2008, Serbia was positive about the OSCE’s presence, presumably seeing it as an advocate in Kosovo. But Belgrade has grown more critical, perhaps because the organization has done little to slow the gradual emergence of a functioning Kosovar state. The OSCE also managed to irritate the Kosovar government by releasing a detailed and highly critical report on governance and rule of law in the six months after the independence declaration. Nonetheless, its officials have also been quietly helpful, carrying messages between the Kosovo Serbs and other elements of the international system where direct contact has not been possible. KFOR perhaps has the most straightforward future in the province, although it remains to be seen whether it will transform into an IMP. After the peak of violence in March 2008, the mission appears more confident in the security situation: as of November 2008, it had 14,579 troops in place, down from 16,000 the previous year. But the current lull in north Serbia is not guaranteed to last, especially if radical Serbs choose to defy the Belgrade moderates.
Conclusion
While not as envisioned in the Ahtisaari plan, the transition from UN to EU day-to-day administration has taken place, and the main challenge in the coming year will be bringing the EU operations up to their full capacity. But many in Kosovo believe that the imperfections of this transition had one lasting political effect in 2008: the Kosovar government enjoyed a great deal of freedom. Kosovo has moved more rapidly to real statehood than it might have in the case of a smoother transition.
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4.1 Bosnia and Herzegovina
Bosnia and Herzegovina (BiH) made significant strides in peace consolidation during 2008, but remains split along Bosnian Serb and Bosniak/Croat ethnic lines. This division has impeded progress in crucial areas such as police reform and redrafting of the constitution, raising serious concern among the international community, and once again delayed the withdrawal of international administrators. Meanwhile, with the security situation stable throughout the year, the EU military operation in BiH, the EU Force in Bosnia and Herzegovina (EUFOR Althea), was able to begin ceding more responsibility to the BiH armed forces and began contemplating its eventual withdrawal. Thirteen years since the end of its conflict, Bosnia remains host to a complex peacekeeping architecture that evolved out of the Dayton Accords of 1995. Originally intended to be a shortlived international presence, NATO’s Stabilization Force (SFOR), the UN’s International Police Task Force (IPTF), an Organization of Security and Cooperation in Europe (OSCE) mission, and the ad hoc Office of the High Representative (OHR) entrenched their roles in the late 1990s to maintain postconflict stability. The European Union has since taken on the bulk of security responsibilities, with the EU Police Mission in Bosnia and Herzegovina (EUPM) replacing IPTF in January 2003, and the EUFOR Althea military mission taking over from SFOR in December 2004. These transitions took place under the administration of Lord (Paddy) Ashdown, head of the OHR, who was appointed in 2002, and also “double-hatted” as the EU’s Special Representative. He took a highly assertive approach to his mandate, intervening in domestic politics and dismissing a number of elected politicians.
EU Force in Bosnia and Herzegovina (EUFOR Althea)
• Authorization Date
• Start Date • Head of Mission • Budget • Strength as of 30 September 2008
12 July 2004 (EU Council Joint Action 2004/570/CFSP), 9 July 2004 (UNSC Res. 1551) December 2004 Major-General Ignacio Martín Villalaín (Spain) $43.3 million (October 2007–September 2008) Troops: 2,125
EU Police Mission in Bosnia and Herzegovina (EUPM)
• Authorization Date • Start Date • Head of Mission • Budget • Strength as of 30 September 2008
11 March 2002 (EU Council Joint Action 2002/210/CFSP) January 2003 Brigadier-General Vincenzo Coppola (Italy) $21.5 million (October 2007–September 2008) Police: 163 Civilian Staff: 31
OSCE Mission to Bosnia and Herzegovina
• Authorization and Start Date • Head of Mission • Budget • Strength as of 30 September 2008
8 December 1995 (Fifth Meeting of the Ministerial Council) Ambassador Douglas Davidson (United States) $23.3 million (October 2007–September 2008) Civilian Staff: 72
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Christian Schwarz-Schilling replaced Ashdown during 2006, promising a more moderate approach, while maintaining emphasis on BiH’s EU accession aims. With little progress made, Schwarz-Schilling was replaced by Miroslav Lajcˇák in July 2007. Under Lajcˇák’s more stringent guidance, in 2008 the BiH government was able to break a two-year political deadlock on police reform that had hindered the country’s EU membership aspirations—specifically, the signing of the Stabilization and Association Agreement (SAA), an EU preaccession treaty. EU standards require that all legislative and budgetary matters for police be vested at the state rather than the local level, and that technical criteria rather than ethnic divisions determine areas of
NATO Headquarters Sarajevo
• Authorization Date
• Start Date • Head of Mission
28 June 2004 (Communiqué of NATO Istanbul Summit), 22 November 2004 (UNSC Res. 1575) December 2004 Major-General Richard O. Wightman (United States)
police operations. The new agreement meets these EU standards and BiH signed the SAA on 16 June 2008. However, the police reform was in some respects only cosmetic, in that it created federal police oversight bodies to control
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and coordinate national police work, rather than merging the two separate Serb and Croat/ Bosniak police forces. Further, the police reform bill did little to assuage the overall dysfunction and division within the BiH government, which delayed implementing the police reform package until the greater task of drafting a new constitution can be completed. The signing of the SAA is, however, a significant milestone in BiH’s postconflict progress: it brings the country one step closer to diminished international oversight and administration, as it eliminates one of two criteria for transforming the OHR to the less intrusive EU Special Representative (EUSR). While it had been envisioned that the OHR would wind down its operations during 2008, that possibility seemed quite remote as the year drew to a close, with the difficult political work involved in stabilizing the political situation and agreeing to a new constitution registering little progress. During the course of the year, Lajcˇák reiterated on several occasions that the OHR would stay in BiH until all of its objectives were met. The EUPM’s efforts to assist in the reform of BiH’s police force and build its capacity have been severely constrained since 2006 by the political deadlock on police reform. It is hoped that the police reform agreement, however cosmetic, will provide the opportunity for the EUPM to contribute substantially to the development of the BiH police in the coming year. As of October 2008, EUPM maintained 163 personnel in BiH; its mandate is due to expire at the end of 2009. Despite a stable security situation in BiH throughout the year, at the regional level Kosovo’s declaration of independence in February 2008 brought with it the potential for instability. Consequently, EUFOR Althea maintained its authorized force strength to ensure that it had the capacity to perform its twofold mandate: providing security in BiH as its priority, and serving as a rapid reaction reinforcement to NATO’s
Kosovo Force (KFOR) if the need for its engagement should arise. EU troops also continue to cooperate with US forces, which are commanded by a residual NATO headquarters in Sarajevo. Recognizing the progress registered in BiH’s military reform process, in 2008 EUFOR Althea handed over control of BiH military movements and weapon storage sites to the BiH armed forces. During October 2008, EU defense ministers agreed in principle to a plan to phase out EUFOR Althea in due course and replace it with a civilian mission and an “over the horizon” military force; a formal decision is expected in early 2009. In January 2008, BiH signed the Individual Partnership Action Plan with NATO, bringing the country within one step of graduating from the Partnership for Peace Program and attaining full NATO membership. The capture of the notorious former Bosnian Serb leader Radovan Karadzˇ ic´ in July 2008 was a significant international event that gave closure to the many BiH citizens impacted by the atrocities carried out by his regime. But Karadzˇ ic´’s arrest also highlighted the fraught nature of ethnic and political relations in the country, as news of the arrest spurred nationalistic and secessionist rhetoric among the Bosnian Serbs. During November, the three main political parties of BiH struck an unexpected agreement stating their determination to collectively implement the reforms necessary for EU membership. This development was met with circumspection from the international community, which, only one month earlier, had cited the deep fissures among the political parties in BiH. Beyond this gesture, BiH remains dangerously divided along ethnic lines and the prospects for a unified government are still remote. With this in mind, the situation in BiH will require the close oversight of the international community until a workable system of government for BiH can be devised and accepted by all parties involved.
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4.2 Burundi
Despite a steep deterioration in the political, security, and humanitarian situation in Burundi in the latter part of 2007 and early 2008, efforts to revitalize the 2006 peace agreement between the government of President Pierre Nkurunziza and the Peuple Hutu–Forces Nationales de Libération (Palipehutu-FNL) received a boost with the signing of a cease-fire between the parties in May and the subsequent compromise agreements on Palipehutu-FNL’s unconstitutional Hutu reference in its name and FNL’s status as a political party in December 2008. However, by the end of the year, delays in disarmament, demobilization, and reintegration (DDR), as well as what some perceived to be a growing tone of authoritarianism from the ruling party, the Conseil National pour la Défense de la Démocratie–Forces pour la Défense de la Démocratie (CNDD-FDD), had raised doubts about the stability of the cease-fire agreement and the country’s future. In the meantime, South Africa, in its capacity as facilitator, established a Political Directorate to address issues relating to the implementation of the September 2006 peace agreement. Meanwhile, the AU Special Task Force continued to manage the Joint Verification and Monitoring Mechanism (JVMM) and provide security for FNL leaders and other related groups.
in 1993. This plunged the country into a bloody civil war between the Tutsi-dominated military and various Hutu rebel movements, including the CNDD-FDD and the Palipehutu-FNL, that would continue for nearly a decade. Regional mediation efforts eventually led to the signing of the Arusha Accords in August 2000, creating a new power-sharing transitional government, but fighting continued as the CNDD-FDD and FNL refused to accept the agreement. The CNDDFDD eventually declared a cease-fire and joined the transitional administration in November 2003; the FNL, the remaining rebel group, did not reach a peace agreement with the government until September 2006. In June 2004, the UN Operation in Burundi (ONUB) was deployed to take over for the AU Mission in Burundi (AMIB), which had been deployed in 2003. Following the FNL’s ceasefire agreement, ONUB was brought to an end in December 2006 and replaced by the UN Integrated Office in Burundi (BINUB). The latter
UN Integrated Office in Burundi (BINUB)
• Authorization Date • Start Date • ERSG • Budget
Background
• Strength as of 31 October 2008
Burundi has experienced decades of ethnicbased conflict that set Hutu against Tutsi in violent outbursts that have often extended beyond its borders. The most recent period of conflict was triggered by the assassination of the country’s first democratically elected Hutu president
25 October 2006 (UNSC Res. 1719) 1 January 2007 Youssef Mahmoud (Tunisia) $39.0 million (1 January 2008–31 December 2009) Military Observers: 8 Police: 10 International Civilian Staff: 118 Local Civilian Staff: 221 UN Volunteers: 50
For detailed mission information see p. 202
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is mandated to support the government’s peace consolidation efforts, provide assistance in DDR and security sector reform (SSR), promote human rights, and facilitate donor and UN agency coordination. In 2007, BINUB provided close support to the government’s interactions with the UN Peacebuilding Commission, which had chosen Burundi as one of the first two countries on its agenda.
Key Developments
During the first few months of 2008, Burundi suffered a noted deterioration in its security environment, including increased armed attacks on civilians, and in some cases on provincial government officials, and a considerable rise in criminal activity. Large-scale hostilities between the government and the FNL resumed in April and continued until the signing of the cease-fire agreement on 26 May. It was particularly worrying that this deterioration occurred in parallel to major setbacks in the political situation, including paralysis of both the broadbased government formed in November 2007 and the National Assembly. In the face of these developments, a series of efforts were made and mechanisms instituted to revive the peace process. The Political Directorate, comprising the UN Secretary-General’s Executive Representative, representatives of the South African facilitator and the Regional Peace Initiative, as well as the African Union, European Union, South Africa, Uganda, and Tanzania, and representatives of the government and FNL, considered proposals put to it by the facilitator in mid-January 2008 that aimed at restarting the stalled peace process. In the following month, a meeting of regional and international stakeholders held in Cape Town agreed on an action plan to further the peace process in Burundi. Meanwhile, a Group of Special Envoys for Burundi was formed in order to support the work of the Facilitator and the Political Directorate. Guided by the objectives outlined in the UN Peacebuilding Commission’s 2007 strategic framework aimed at promoting good governance, strengthening rule of law, reforming the security
sector, and ensuring community recovery, the Joint Verification and Monitoring Mechanism was established in November 2007. Identifying clear benchmarks and indicators, as well as potential roles for other relevant actors, the JVMM’s mandated tasks included monitoring implementation of the cease-fire agreement and of disarmament, demobilization, and reintegration. In June 2008, in the context of progress during late May—the new cease-fire that had been reached with the FNL and the subsequent return of exiled rebel leaders, including the FNL’s chairperson, Agaton Rwasa—the UN Peacebuilding Commission released a progress report. It cited the need for cooperation of all parties in implementing the peace agreement, called for DDR efforts to conclude in December 2008, and called for a functioning electoral commission to be established by the first half of 2009 in preparation for the 2010 elections. A number of UN Peacebuilding Fund projects were implemented during the year to support progress on these priority issues. The precantonment process for the FNL began in June 2008, but stalled shortly thereafter following the government’s arrest of several rebel members accused of violating the cease-fire by continuing recruitment. The FNL denied the charges. However, the government remained skeptical given that the FNL had not officially applied for party affiliation and had missed a 12 July deadline for turning over its list of soldiers to the JVMM, a step necessary to facilitate the cantonment process. Uncertainty over the number of FNL members undermined the DDR process and raised doubts about the FNL’s commitment to the peace agreement. Additionally, the low number of weapons surrendered at cantonment sites and acts of banditry by FNL members continued to impede the process. Political differences were further aggravated by the ruling CNDD-FDD’s authorization of the replacement of twenty-two sitting parliamentarians with CNDD-FDD supporters. This spurred fears of unchecked powers and the potential reemergence of an ethnically divided government. Meanwhile, human rights groups continued to report increased violence emerging
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4.2.1 Security Council Resolution 1820: Women, Peace, and Security
On 19 June 2008, the UN Security Council held an open debate titled “Women, Peace, and Security: Sexual Violence in Situations of Armed Conflict” and unanimously adopted Resolution 1820, recognizing that sexual violence as a tactic of war is not just a gender issue, but also a matter of international peace and security, especially in peacekeeping contexts. Resolution 1820 states that widespread and systematic sexual violence can exacerbate conflict, impede the restoration of international peace and security, and have negative consequences for peace, reconciliation, and development. Resolution 1820 reinforces and is intended to complement the landmark Resolution 1325 (2000), which urges all actors to increase the participation of women and incorporate gender perspectives in all UN peace and security efforts. Eight years after the adoption of Resolution 1325, member states reiterated their deep concern about
violence against women and children in armed conflict, which is becoming systematic and widespread especially in conflict zones. This was aptly characterized by Secretary-General Ban Ki-moon at the beginning of the June 2008 debate, when he stated that “violence against women has reached unspeakable and pandemic proportions in some societies attempting to recover from conflict.” He added that “violence poses a grave threat to women’s security in fragile post-conflict countries and undermines efforts to cement peace . . . by creating a culture that punishes violence and elevates women to their rightful role, we can lay the foundation for lasting stability, where women are not victims of violence, but agents of peace.” The Secretary-General stated that, in order for a strategy to succeed, awareness must be raised and effective security measures must be established, including training
from issues related to the redistribution of land. With 400,000 Burundians recently repatriated, and an estimated 90,000 in 2008 alone, serious concerns have been raised regarding the government’s ability to deal with the redistribution of property and what mechanisms could be used to verify claims made by returnees. In a positive turn of events, on 4 December 2008, at the Great Lakes summit in Bujumbura, President Nkurunziza and Agathon Rwasa, leader of the FNL, were able to reach agreement on several issues that had previously impeded peace consolidation. In particular, the two agreed that the FNL would drop the Hutu ethnic reference from its name, move its forces into assembly sites, and assume a greater role in government. Nevertheless, by the end of the year, the challenges facing Burundi remained considerable.
of national military and police forces, close monitoring of human rights, and prosecution of perpetrators. The Department of Peacekeeping Operations (DPKO) will play a significant role in the implementation of Resolution 1820 by developing appropriate guidance and training resources for peacekeeping missions, ensuring continued engagement and partnership with troop- and policecontributing countries, facilitating the increased deployment of female uniformed personnel, and continuing to uphold the policy of zero tolerance of sexual exploitation and abuse in UN peacekeeping operations. In order to comply with the provisions of the resolution, DPKO will lead a UN systemwide effort to prepare a report of the Secretary-General to the Security Council on the implementation of the resolution, which is due by June 2009.
The unsatisfactory pace of implementation of the peace agreement between the government and the FNL could still derail the modest gains achieved in the peace process. The slow progress of DDR efforts, combined with the perceived lack of commitment to an ethnically integrated government, indicate that much more work needs to be done toward aligning the interests of all parties. Meanwhile, preparations for the planned 2010 elections are placing enormous pressure on all aspects of the revived peace process. The anticipated large number of returnees, particularly from Tanzania, among whom FNL has a considerable support base, would likely add to the tense political climate. The international community, including the UN Peacebuilding Commission, faces daunting challenges during the year ahead as they continue to support peace consolidation efforts in Burundi.
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4.3 Comoros
islands on 10 June 2007. But President Mohamed Bacar of Anjouan refused to relinquish power at the end of his term. Following the federal government’s appointment of an interim president for Anjouan in early May 2007, forces loyal to Bacar attacked federal offices and clashed with federal forces stationed there, killing two. That same month, in response to the continuing tensions, the African Union deployed its second peace operation to the island, MAES, with a mandate to provide security during the election period. While Grand Comore and Moheli chose to delay their 10 June elections due to the unrest, Anjouan proceeded on schedule, with the defiant Bacar claiming 89 percent of the votes in an election deemed illegitimate by the international community. In the face of Bacar’s continued intransigence, in late 2007 the African Union broadened MAES’s mandate to include enforcement of travel and financial sanctions on Bacar and his supporters. In early 2008, Comoros and MAES forces began amassing in Moheli and, on the morning of 25 March, stormed Anjouan, taking control of the island and forcing Bacar to flee. Following the removal of Bacar, who ultimately sought refuge in Benin, two rounds of elections were held in Anjouan, in June and July, with Moussa Toybou winning the presidency. The elections were considered free and fair; though MAES troops responded to several disruptions, there was no violence. At the end of 2008, Comoros remained stable, with the AU force continuing to provide support to the newly elected government.
AU Electoral and Security Assistance Mission to Comoros (MAES)
• Authorization Date • Strength as of 30 September 2008
9 May 2007 (Communiqué of the AU Peace and Security Council) Troops: 400
Following the removal of renegade president Mohamed Bacar of Anjouan in early 2008, the tripartite government of Comoros was able to complete the election cycle that started in 2007. The elections took place largely without incident, thanks to support from the AU Electoral and Security Assistance Mission to Comoros (MAES), deployed since 2007. When separatist violence broke out in Comoros in 1997, the Organization of African Unity (OAU) intervened by deploying the Observer Mission to Comoros (OMIC) in 1998. The OAU supported talks that culminated in the Fomboni Accords in 2001, which provided for a referendum on a new constitution in advance of national elections. Under the Fomboni Accords, each island (Anjouan, Grand Comore, and Moheli) has substantial autonomy, with its own president and parliament, operating under an overall four-year rotating presidency. At the request of the Comoros president, in 2006 the AU Mission in Support of Elections in Comoros (AMISEC) was deployed to the island to oversee the election for an overall Comoros president. The 2006 election was to be followed by elections for new presidents on each of the three 88
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4.4 Côte d’Ivoire
Côte d’Ivoire’s peace process continued throughout 2008 as the parties worked to implement the Ouagadougou Agreement. But despite important elements of progress, Côte d’Ivoire remains precariously close to its conflict-ridden past. Disarmament, demobilization, and reintegration of former combatants, as well as electoral preparations, have lagged as a consequence of logistical and financial shortfalls and uncertain political will. While the country remained largely stable in 2008, sporadic acts of violence, including an increased spate of armed robberies and demonstrations over unpaid allowances by former combatants and the country’s military, exposed the fragility of Côte d’Ivoire’s security.
UN Operation in Côte d’Ivoire (UNOCI)
• Authorization Date • Start Date • SRSG • Force Commander • Police Commissioner • Budget • Strength as of 31 October 2008
Background
27 February 2004 (UNSC Res. 1528) 4 April 2004 Choi Young-Jin (Republic of Korea) Major-General Fernand Marcel Amoussou (Benin) Major-General Gerardo Cristian Chaumont (Argentina) $475.4 million (1 July 2008–30 June 2009) Troops: 7,823 Military Observers: 189 Police: 1,144 International Civilian Staff: 366 Local Civilian Staff: 508 UN Volunteers: 286
For detailed mission information see p. 354
Côte d’Ivoire was plunged into conflict in September 2002 following a mutiny and a failed coup attempt by soldiers of the country’s armed forces. The country has since played host to peace operations led by the Economic Community of West African States (ECOWAS), the United Nations, and France. Established in April 2004, the UN Mission in Côte d’Ivoire (UNOCI) was mandated to support implementation of the Linas-Marcoussis Accord, signed in 2003. Since then, the mission has supported the implementation of several follow-on peace deals, including, most recently, the Ouagadougou Agreement, signed on 4 March 2007 under the auspices of President Blaise Compaoré of Burkina Faso, chairman of ECOWAS. France’s Operation Licorne forces, deployed to operate alongside the earlier ECOWAS Mission in Côte d’Ivoire (ECOMICI), continue to complement the UN mission by providing additional rapid reaction capabilities.
Operation Licorne
• Authorization Date • Start Date • Force Commander • Budget • Strength as of 30 September 2008
24 January 2006 (UNSC Res. 1652) February 2004 General Philippe Houbron (France) $191.6 million (October 2007–September 2008) Troops: 1,800
The Ouagadougou Agreement laid out a road map for the feuding parties and UNOCI, addressing, among other things, issues of identification and voter registration, holding of elections, 89
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disarmament of militias, reestablishment of state administration throughout the country, removal of the zone of confidence, and perhaps most importantly, the merging of rebel and government forces through the establishment of an integrated command center. It established clear timelines for implementation, and created two follow-up mechanisms. One is a standing consultative mechanism composed of current president Laurent Gbagbo, current prime minister Guillaume Soro, former president Konan Bedie, former prime minister Alassane Ouattara, and President Compaoré in his capacity as facilitator. The second follow-up mechanism—the Evaluation and Monitoring Committee (EMC)—is comprised of the facilitator as the chair, and three representatives from the signatories to the agreement. The consultative mechanism was mandated to address all issues pertaining to the agreement, while the EMC is charged with assessing and recommending ways of enhancing the peace process. Despite being a bilateral agreement between Gbagbo and Soro, the Ouagadougou Agreement enjoys broad political support from Ivorian opposition parties and civil society. This support is based in part on a popular sense of the agreement being a homegrown initiative, in contrast to previous efforts to secure peace.
Key Developments
Overall, the political and security environments in Côte d’Ivoire remained relatively calm throughout 2008. But the apparent stability belied a potentially volatile situation, and the slow implementation of the Ouagadougou Agreement was a cause of concern throughout the year. Following months of intensive negotiations, in April 2008 the government of Côte d’Ivoire announced its intention to hold the first round of presidential elections on 30 November 2008. While the announcement was welcomed after more than two years of political deadlock on the subject, the actual holding of the elections would be contingent on the successful conduct of contentious civilian identification and voter
registration programs within an extremely tight time span. With support from UNOCI, the government began to identify and register voters in the second half of 2008. Out of the 9 million anticipated voters, by October 2008 only 5,849 had been registered and only 1,500 of the 6,000 registration kits needed throughout the country in advance of the elections had been delivered. Further complicating matters was the issue of internally displaced persons, who have no identification papers but are regarded as a necessary component of an inclusive electoral process. While observers felt that the initiation of the identification and voter registration processes had set the country on an irreversible path toward the polls, questions about the feasibility of holding the elections as planned began to be raised as the election date grew closer and progress lagged. In mid-November, the signatories of the Ouagadougou Agreement decided to delay the elections, once again citing slow voter registration. Following the signing of the Ouagadougou Agreement, the zone of confidence that had divided Côte d’Ivoire since 2002 was dismantled and replaced by a green line patrolled by new mixed police units, consisting of the national police and those from the Forces Nouvelles, and overseen by seventeen UNOCI observation posts. By July 2008, UNOCI had dismantled all of its observation posts along the green line in reflection of the findings of a technical assessment of the security situation and consultations with all parties involved. The removal of the observation posts demonstrated significant progress in the reunification process, but the security situation remained fragile, mainly as a consequence of the stalled DDR of former combatants. The government committed to paying the equivalent of three months’ allowance to each demobilized combatant. However, complaints of nonpayment of the country’s armed forces and demobilized combatants led to demonstrations that required the response of UNOCI and Operation Licorne to calm the situation. This is a critical issue, because
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4.4.1 Sierra Leone
UN Integrated Office in Sierra Leone (UNIOSIL) • Authorization Date • Start Date • End Date • Acting ERSG • Chief Military Liaison Officer • Senior Police Adviser • Budget
31 August 2005 (UNSC Res. 1620) 1 January 2006 30 September 2008 (UNSC Res. 1793) Michael von der Schulenburg (Germany) Colonel Sven-Olof Broman (Sweden) Rudolfo Landeros (United States) $27.0 million (1 January 2008–31 December 2009) • Strength as of 30 September 2008 Military Observers: 5 Police: 2 International Civilian Staff: 73 Local Civilian Staff: 198 UN Volunteers: 18 For detailed mission information see p. 289
UN Integrated Peacebuilding Office in Sierra Leone (UNIPSIL) • Authorization Date • ERSG • Start Date • Strength as of 31 October 2008
4 August 2008 (UNSC Res. 1829) Michael von der Schulenburg (Germany) 1 October 2008 International Civilian Staff: 14 Local Civilian Staff: 1
Following successful presidential and parliamentary elections during 2007, Sierra Leone’s peace consolidation efforts continued in 2008 and benefited from the active engagement of regional and international actors. Support from the Economic Community of West African States (ECOWAS), the United Nations, and other bilateral actors helped create the foundations for socioeconomic and political progress. Meanwhile, the country continued to make contributions to UN peacekeeping operations by deploying twenty police officers with the UN-AU Hybrid Mission in Darfur (UNAMID) and through other military observers deployed to Timor-Leste and Nepal.
The UN Mission in Sierra Leone (UNAMSIL) departed in December 2005 after six years of operation that saw the return to multiparty politics. UNAMSIL was replaced with a special political mission, the UN Integrated Office in Sierra Leone (UNIOSIL), mandated to support the government in consolidating its postconflict gains. In July 2007, UNIOSIL supported the national electoral commission in conducting elections that installed President Ernest Bai Koroma. This achievement, along with progress in the development of independent media, implementation of some of the recommendations of the Truth and Reconciliation Commission, and
a disgruntled military has been the source of unrest in the past. Despite its exclusion from the two followup mechanisms provided by the Ouagadougou Agreement, UNOCI continued to support DDR efforts in other ways. In April 2008, for example,
prosecution of human rights abuses by the Special Court for Sierra Leone, was matched by a relatively calm security situation. During 2007 the government identified high youth unemployment, justice and security sector reform, democracy consolidation, and good governance as priority areas for engagement with the international community, most notably the UN Peacebuilding Commission. In December of that year the commission and the government agreed to a peacebuilding cooperation framework that highlighted challenges to existing national strategies and identified the need for a timely and effective implementation based on mutual accountability and sustained engagement. Meanwhile, the official drawdown date for UNIOSIL was set for September 2008. During its final months, UNIOSIL supported the national electoral commission in conducting local council elections in July 2008, and assisted in the streamlining and professionalizing of the military and police forces in tandem with the UK-led International Military Training and Advisory Team. In October, UNIOSIL was replaced by the UN Integrated Peacebuilding Office in Sierra Leone (UNIPSIL), led by the UN’s Department of Political Affairs with support from the UN Development Programme. UNIPSIL will support the work of the Peacebuilding Commission and the implementation of the peacebuilding cooperation framework. Meanwhile, Sierra Leone made progress on its development objectives through several new initiatives aimed at strengthening anticorruption, implementing justice sector reform and investment, and establishing strategy and policy units in the office of the president. But economic recovery was severely slowed by global food and fuel crises during 2008. Despite these challenges, Sierra Leone has emerged as one of the success cases for regional and UN peacekeeping efforts during the past decade.
it established a DDR operations center focused on building the planning and coordination capacities of the integrated government and Forces Nouvelles contingents. However, the lack of resources to implement the integration program remained an ongoing
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source of tension. In April 2008, the Forces Nouvelles, together with the chiefs of staff of Côte d’Ivoire’s national armed forces and government officials, presented its cantonment plan to Operation Licorne and UNOCI force commanders. The plan indicated that 36,000 Forces Nouvelles personnel would be cantoned during a five-month period. By October, 11,364 Forces Nouvelles personnel had been cantoned; 7,598 of these elected to be demobilized, while 3,766, including 28 women, chose to join the national armed forces. UNOCI provided logistical and technical support to this process, but as in the past, financial shortfalls stalled the reintegration process. It was reported that the government had failed to provide a promised $214 monthly allowance over the course of three months to cantoned combatants. Recognizing this challenge, the World Bank promised the Forces Nouvelles that its $40 million reinsertion and community rehabilitation program would prioritize former combatants. In this vein, in August 2008, UNOCI launched a $5 million project aimed at the reintegration of former combatants. Named the “1,000 Micro Projects,” the initiative is aimed at ex-combatants as well as youth and women at risk. It will support technical training aimed at providing employment opportunities. Meanwhile, militia groups in the western region of the country have remained largely outside the DDR process. According to the Ouagadougou Agreement, militias were to have begun disarming in December 2007; however, their leaderships have refused and instead have continued to demand support packages similar to those received by other militias that demobilized under a different agreement during 2006. Furthermore, the handover of Forces Nouvelles weapons proceeded at an alarmingly slow rate. By the end of July 2008, only eighty-six weapons had been turned over, a mere ten of which were serviceable. This is a paltry figure given the large stocks in the hands of the Forces Nouvelles, raising questions as to its commitment to the peace process. The integrated command center reached its authorized strength in 2008, combining 587
government and Forces Nouvelles personnel. Despite reaching this milestone, the command center remains beset by shortfalls in logistics and financial resources. During the second half of the year, it was reported that this situation resulted in the nondelivery of food and fuel to members of the integrated units for five months, and that members of the Forces Nouvelles had not received salaries since their deployment. Meanwhile, the unification of the forces remained stalled over disagreements about the numbers and ranks of Forces Nouvelles to be integrated into the new force. The extension of state authority throughout Côte d’Ivoire registered mixed results. Power was gradually transferred to national administrators in the north, but limited progress was made in the deployment of crucial elements such as magistrates and judges. The Ouagadougou Agreement stipulated that state officials from the south were to be redeployed to the north, and that parallel governing and tax structures were to be terminated in the region. But by October 2008, very few judges and tax or customs officials had been redeployed, and even the few who had faced serious obstacles from the Forces Nouvelles, who were not willing to hand over territorial control to national authorities. The prevailing environment remained one of insecurity as crime and banditry increased throughout the country. Nonetheless, the relatively stable security situation led to the withdrawal of 600 Operation Licorne personnel, leaving the operation’s total strength at 1,800. Meanwhile, UNOCI’s troop strength remained at the authorized level, pending developments regarding the planned elections.
Conclusion
While no open conflict was reported in Côte d’Ivoire in 2008, competition over representation in both military and public institutions exposed the deep fault lines in the country. Slow progress in implementing DDR, extending state authority throughout the country, registering
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voters, and creating a unified military continued to occupy regional and international attention. But it was the postponement of national elections for the third time that was the most
significant source of concern at the end of 2008, as the elections are recognized to be a crucial first step in restoring the legitimacy of the government and consolidating stability in the country.
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4.5 Cyprus
Over the decades, negotiations between the leaders of the two sides have had limited success. A large-scale effort launched by the UN Secretary-General in 1999 led to the resumption of face-to-face peace talks in December 2001. But the process came to an abrupt end in April 2004 when an ambitious UN reunification plan was rejected in a referendum by the Greek Cypriot population, even as the Turkish Cypriot population gave it their support. In 2003, the first crossing point between the north and south was opened. Since then, seven more have followed, including, on 3 April 2008, the crossing point at Ledra Street, Nicosia’s main thoroughfare. The opening of the Ledra Street crossing represented a significant breakthrough: after forty-four years of closure, it is now used by thousands of people on a daily basis. Progress on the political front accelerated after February 2008 elections in the Republic of Cyprus brought to power Demetris Christofias, who immediately reached out to the Turkish Cypriots and their leader, Mehmet Ali Talat. Three weeks after Christofias’s inauguration, the two men met in the presence of the new Special Representative of the Secretary-General (SRSG), Tayé-Brook Zerihoun, and agreed on a path toward a comprehensive settlement. In May, the two leaders committed to a partnership that will comprise a federal government with a single international identity, along with a Turkish Cypriot constituent state and a Greek Cypriot constituent state, which will be of equal status. In July, the UN Secretary-General appointed the former foreign minister of Australia, Alexander Downer, as his Special Adviser on Cyprus. Full-fledged talks on reunification began in September 2008 under UN sponsorship and
UN Peacekeeping Force in Cyprus (UNFICYP)
• Authorization and Start Date • SRSG • Force Commander • Budget • Strength as of 31 October 2008
4 March 1964 (UNSC Res. 186) Tayé-Brook Zerihoun (Ethiopia) Rear Admiral Mario César Sánchez Debernardi (Peru) $56.5 million (1 July 2008–30 June 2009) Troops: 858 Police: 69 International Civilian Staff: 39 Local Civilian Staff: 105
For detailed mission information see p. 270
During 2008, the resumption of reunification talks between Greek and Turkish Cypriots and the opening of several key crossing points between the two communities were encouraging signs of progress in Cyprus after forty-four years of division. Officials from the UN Peacekeeping Force in Cyprus (UNFICYP) have nevertheless stressed the need for continued patience and commitment in order to allow negotiations between the parties to progress toward a comprehensive settlement and the eventual reunification of the island. UNFICYP was initially established in 1964 with a mandate to prevent violence between the Greek and Turkish Cypriots in the north. In 1974, renewed fighting led to a UN-brokered ceasefire and an expansion of UNFICYP’s mandate to include cease-fire monitoring and administration of the buffer zone between the Cyprus National Guard and the Turkish Cypriot forces. Since that time, UNFICYP’s mandate has consistently been renewed on a six-month basis. 94
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with the support of UNFICYP. In October, as they addressed issues related to the powers of the federal government, Christofias and Talat agreed to meet on a weekly basis to maintain the momentum of the process. As talks continued through the end of the year and grew more substantive—addressing complex issues
of power-sharing and property rights—public opinion polls showed diminished optimism on both sides for the prospects of reunification. Nevertheless, with strong political commitments on both sides, prospects for a reunited Cyprus looked increasingly realistic.
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4.6 Ethiopia and Eritrea
Boundary Commission (EEBC) clarified that its 2002 ruling that cedes Badme to Eritrea—a decision that Eritrea sees as final, and one that Ethiopia regards as illegal and has refused to implement—is final and binding on the parties. This was followed by an escalation of tensions along the TSZ that reduced the chances of an amicable settlement of the dispute. Since 2003, both Ethiopia and Eritrea have acted contrary to the Algiers Agreement by amassing and developing military elements in and adjacent to the TSZ. A steady and incremental curtailment of UNMEE’s freedom to observe started in 2005, resulting in a serious gap in the mission’s information on the current situation. These restrictions, while most glaringly associated with Eritrea’s 2005 ban on UNMEE helicopter observation flights, also included restrictions on land patrols in both Ethiopian territory and the TSZ. Reflecting these limitations, between 2006 and 2007 the Security Council reduced UNMEE’s authorized force strength. Originally authorized with 4,000 troops, by the end of 2007 UNMEE comprised 1,700 peacekeepers, including 230 military observers. In the last quarter of 2007, the EEBC convened the parties at The Hague for a last-ditch effort to demarcate the border, but no progress was made. Subsequent to this, the EEBC upheld its 2003 decision in favor of Eritrea and terminated its operation on 30 November 2007, leaving future deliberations regarding the border to Ethiopia and Eritrea. With the EEBC disbanded, in late 2007 Eritrea increased its hostility toward UNMEE, as the country saw the mission as an occupying force, since the border issue had been legally resolved, albeit unrecognized by Ethiopia. In a dramatic move, in December 2007, Eritrea cut
UN Mission in Ethiopia and Eritrea (UNMEE)
• Authorization and Start Date • End Date • Acting SRSG • Force Commander • Budget • Strength as of 31 July 2008
31 July 2000 (UNSC Res. 1312) 31 July 2008 Azouz Ennifar (Tunisia) Brigadier Patrick Davidson-Houston (United Kingdom) $100.4 million (1 July 2008–30 June 2009) Troops: 237 Military Observers: 71 International Civilian Staff: 141 Local Civilian Staff: 196 UN Volunteers: 56
For detailed mission information see p. 296
In the face of continued obstruction from Eritrea and a failure to reach an amenable solution to the border dispute between Ethiopia and Eritrea, in 2008 the Security Council unanimously decided to close the UN Mission in Ethiopia and Eritrea (UNMEE) after eight years of operation. Tensions and recriminations between the two countries are still high, however, and the removal of UNMEE could increase the prospect of renewed conflict. Ethiopia and Eritrea went to war in 1998 over disputed border territory around the town of Badme. The Algiers Agreement of 2000 provided for the withdrawal and separation of forces by a temporary security zone (TSZ) along the Eritrean side of the border. UNMEE was mandated under Chapter VI of the UN Charter to monitor the withdrawal of troops from the TSZ, chair a joint military commission, and coordinate mine clearance. In 2003, the Eritrea-Ethiopia
96
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off all fuel deliveries and refused to allow the importation of fuel for UNMEE troops stationed on the Eritrean side of the TSZ. Despite requests from the UN, including the Security Council, fuel delivery was never resumed, thereby paralyzing UNMEE’s operations. Consequently, daily patrols dropped from sixty to twenty, and during the first months of 2008 the safety of mission personnel became a growing concern. In the face of dwindling fuel reserves, UNMEE evacuated Eritrea on 15 February, temporarily relocating the military observers and associated civilian staff and equipment to Ethiopia.
Given the lack of cooperation and UNMEE’s reduced role in implementing the Algiers Agreement, the Security Council initiated discussion of UNMEE’s eventual drawdown. On 30 July the Security Council voted unanimously to shut down the operation, and by 15 October the last UNMEE peacekeepers had left Ethiopia. As the year drew to a close, the conflict between the two countries remained far from resolved as they engaged in a proxy war in neighboring Somalia. With the interpositional force removed, international attention focused elsewhere in the region as both sides hardened their positions, increasing the prospects for renewed hostilities.
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4.7 Georgia
dramatically changed the face of peacekeeping in the southern Caucasus. Five days of fighting saw Georgia launch a military offensive on the contested enclave of South Ossetia; Russian forces responded robustly by pushing into and holding Georgian territory; conflict in Georgia’s other secessionist region, Abkhazia; and widespread international concern. While the extant peace operations of the Commonwealth of Independent States (CIS), United Nations, and Organization for Security and Cooperation in Europe (OSCE) were overtaken by the dynamics of the conflict, a European Union–brokered peace agreement made way for the deployment of a new EU monitoring mission. In the aftermath of the confrontation, Russia recognized Abkhazia and South Ossetia as independent states; only Nicaragua joined Russia in this move. Georgia declared the 1994 Moscow Agreement, which was the basis of the presence of the UN Observer Mission in Georgia (UNOMIG) in Abkhazia, null and void. In addition, Georgia severed diplomatic relations with the Russian Federation, provided notification of its decision to terminate the peacekeeping operations of the CIS in Abkhazia and South Ossetia, and withdrew from the CIS itself. The situation stabilized in the last months of the year as Russian forces pulled back and the EU’s military observers deployed. Meanwhile, in December the OSCE ceased operating in the country when Russia objected to renewing the mission’s mandate. At the start of 2009, Georgia’s security remains fragile, and the future of international engagement in the country remains uncertain.
UN Observer Mission in Georgia (UNOMIG)
• Authorization and Start Date • SRSG • Chief Military Observer • Senior Police Advisor • Budget • Strength as of 31 October 2008
24 August 1993 (UNSC Res. 858) Johan Verbeke (Belgium) Niaz Muhammad Khan Khattak (Pakistan) Oleksiy Telychkin (Ukraine) $34.1 million (1 July 2008–30 June 2009) Military Observers: 135 Police: 18 International Civilian Staff: 102 Local Civilian Staff: 189 UN Volunteer: 1
For detailed mission information see p. 364
Background
The brief conflict between Georgia and Russia that followed the outbreak of hostilities in South Ossetia on 7–8 August 2008 has
Georgia’s internal conflicts date back to the Soviet period, and the subsequent breakup of 98
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the Soviet Union after the end of the Cold War. Violent conflict erupted in the region of South Ossetia in January 1991, after the Georgian government denied a request by Ossetian officials for autonomous status. The war continued until June 1992 and ended with the Agreement on the Principles for Peace Settlement of the Georgian-Ossetian Conflict, between Georgia and Russia, which established both a cease-fire and the Joint Control Commission (JCC). This body, composed of representatives from Georgia, Russia, and North and South Ossetia, was to monitor the terms of the agreement, implement settlement measures, coordinate economic reconstruction, and facilitate the return of displaced persons. It was also tasked with coordinating the efforts of the CIS–South Ossetia Joint Peacekeeping Forces (JPKF), a peacekeeping battalion of 1,500 troops led by Russia. In December 1992, following the end of fighting in South Ossetia, the OSCE established a mission in Georgia to assist the government in conflict settlement, democratization, human rights protection, and establishment of rule of law. Since its initial deployment, the OSCE’s mandate in Georgia has widened to include confidence building within the Ossetian crisis zone and providing assistance to UNOMIG as the latter oversees the peace process in Abkhazia. This situation remained stable for more than a decade, while the conflict itself was unresolved. In 2004, the newly elected Georgian president, Mikhail Saakashvili, made restoration of Georgian territorial integrity a priority for his administration. In the context of an antismuggling campaign, Saakashvili closed the Ergneti market outside Tskhinvali and ordered a significant number of Georgian troops to the region’s border. This move spurred renewed violence and threatened to drive the conflict into war. While an August 2004 cease-fire agreement ended the direct military confrontation in South Ossetia in the short term, the conflict zone remained volatile. Meanwhile, shortly after Georgia gained its independence from the Soviet Union in 1991, Abkhazia, a region in the northwest of the country on the Black Sea coast, also sought its
CIS Peacekeeping Force (CISPKF) in Abkhazia-Georgia
• Authorization Date • Start Date • Force Commander • Strength as of August 2008
14 May 1994 21 June 1994 Major-General Sergey Chaban (Russia) Troops: 2,542
CIS–South Ossetia Joint Peacekeeping Forces (JPKF)
• Authorization Date • Start Date • Force Commander • Strength as of August 2008
24 June 1992 July 1992 General Marat Kulakhmetov (Russia) Troops: 1,519
OSCE Mission to Georgia
• Authorization Date • Start Date • Head of Mission • Budget • Strength as of 30 September 2008
6 November 1992 December 1992 Terhi Hakala (Finland) $14.6 million (September 2007–October 2008) Civilian Staff: 62
EU Monitoring Mission in Georgia (EUMM)
• Authorization Date • Start Date • Head of Mission • Budget • Strength as of 1 December 2008
15 September 2008 1 October 2008 Hansjörg Haber (Germany) $35.0 million (September 2008–August 2009) Monitors: 234
separation from Georgia. Fighting broke out in August 1992 after Georgian forces entered the Abkhaz capital, Sukhumi, and continued, despite
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three cease-fires brokered by Russia, until September 1993. The United Nations became increasingly involved in diplomatic efforts to secure peace and in August 1993 established UNOMIG to verify compliance with a cease-fire reached the month before. In early 1994, the two sides negotiated a cease-fire and separation of forces agreement, known as the Moscow Agreement, which mandated the presence of a CIS Peacekeeping Force (CISPKF) in Abkhazia. The CISPKF was to promote the safe return of refugees, provide a “security zone,” and supervise implementation of the agreement. In July 1994, the UN Security Council adopted Resolution 937, expanding UNOMIG’s mandate to include monitoring of the CISPKF, the cease-fire agreement, and Georgian troop withdrawal from the Kodori Valley in northeastern Abkhazia. A peacemaking role for the UN SecretaryGeneral and UNOMIG was reinforced from 1997 onward by the engagement of a Group of Friends for the Secretary-General for Georgia (France, Germany, Russia, the United Kingdom, and the United States). But negotiations to find a political settlement of the conflict and bring about the return of Georgian refugees to Abkhazia made little progress. From early 2006 onward, the situation of both breakaway republics became more deeply entwined with broader concerns rooted in deteriorating relations between Georgia and Russia, and the implications of both developments in Kosovo and Georgia’s pursuit of membership in the North Atlantic Treaty Organization. The government of Georgia made it clear that it took very seriously the possibility that Russian recognition of Abkhazia and South Ossetia might depend on the outcome of the debate over the future status of Kosovo. Russia, meanwhile, made its opposition to Georgia’s moves toward membership in NATO equally plain.
Key Developments
The risks inherent in these rising tensions were evident by late 2007 when, concerned by the large number of allegations about military deployment and buildup on both sides of the GeorgianAbkhaz cease-fire line, UN Secretary-General
Ban Ki-moon issued a public statement appealing to both sides to show restraint. As he did so, he supported the call by the UN Security Council (Resolution 1781) to all parties to consider and address seriously each other’s legitimate security concerns, to refrain from any acts of violence and provocation, and to comply fully with previous agreements regarding cease-fires and the nonuse of violence. These warnings proved sadly prescient for 2008, a year in which escalating mistrust and the consequent deterioration of the internal situation took on an increasingly international dimension. Following Kosovo’s declaration of independence and its recognition by several countries in early 2008, Russia took steps to strengthen its ties to both Abkhazia and South Ossetia. On 6 March 2008, it broke with other CIS member states and lifted economic sanctions that had been in place since 1996, enraging Georgian authorities. Meanwhile, on 6–7 March, South Ossetia and Abkhazia themselves called for international recognition, citing the “Kosovo precedent.” Ties between Russia and Abkhazia and South Ossetia were further enhanced when, on 16 April 2008, outgoing president Vladimir Putin issued an instruction authorizing direct relations between government bodies in Russia and the de facto authorities in Abkhazia and South Ossetia in a number of fields. The Georgian government protested strongly at what it considered a blatant violation of its sovereignty and territorial integrity. Frustrated with the lack of progress on South Ossetia’s status under the JCC negotiating structure, in early 2008 Georgia had suggested altering the format to include the EU, the OSCE, Russia, and both the Georgian and the South Ossetian governments as formal parties to the negotiations. Russia rejected the proposal, prompting Georgia’s withdrawal from the JCC negotiations. In the successive months, the security situation deteriorated, with a series of clashes taking place between the Georgian army and separatist forces. Events in South Ossetia assumed a new pace and gravity in July 2008 with the shelling of the capital, Tskhinvali, by Georgian forces, following an attack on the Tbilisi-backed head
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of the South Ossetian administration (as opposed to the leader of the de facto authorities). Meanwhile, Russian fighter jets were reported to have flown over Georgian airspace in response to claims that Georgia was building up its military forces around South Ossetia in preparation for operations aimed at rescuing captured servicemen. In response, Georgia recalled its ambassador to Moscow for consultations, while the OSCE stepped up its mediation efforts by sending Special Envoy Heikki Talvitie to visit the region. The situation in Abkhazia followed a similarly difficult trajectory. The Georgian government introduced new proposals to resolve the conflict in late March 2008 and emphasized the need to change the negotiating format. Negotiations, however, remained suspended, as they had since 2006, as a consequence of the Abkhaz insistence on the withdrawal of Georgian forces introduced into the upper Kodori Valley in September 2006 and Georgia’s refusal to sign an agreement on the nonresumption of hostilities. In an increasingly hostile environment accusations and counteraccusations proliferated. Georgia’s claim that Russia shot down an unmanned aerial vehicle over Abkhazia was confirmed by a UN report. Meanwhile, UNOMIG reported that Georgia had on several occasions violated the cease-fire by flying fighter jets over the Abkhaz side of the zone of conflict. Incidents of overflight, reportedly by Georgian and Russian aircraft, continued throughout the year. Georgia and Russia responded to such incidents by mobilizing troops. Citing the possibility of an impending deterioration in the security situation, in late April 2008 Russia reinforced the CISPKF with 525 additional troops. A month later it also deployed a controversial military railway unit to rehabilitate Abkhazia’s decrepit railway system. In an effort to assuage the military buildup and escalating rhetoric between Abkhaz and Georgian authorities, Germany, the coordinator of the Group of Friends, proposed a three-phased peace initiative in July, aimed at restoring confidence on both sides. With the peace process far off track, UNOMIG continued to monitor the situation, but the tense environment impeded its
VANO SHLAMOV/AFP/Getty Images
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Members of EUMM speak with a Russian soldier as he dismantles a position in Nakreti, some 10km from the Gori checkpoint in Georgia, 6 October 2008.
efforts on the political front. In late July and early August, tensions continued to rise. The mounting hostility reached a climax on 7 August 2008, when Georgian forces launched rocket attacks on South Ossetia, which independent military observers have deemed both unprovoked and indiscriminate. In response to Georgia’s actions, and voicing its need to protect its peacekeepers and citizens in South Ossetia, Russia retaliated robustly, deploying ground troops, fighter jets, and tanks into the separatist territory, repulsing the Georgians and eventually expanding military operations deep into Georgia and along its territorial waters. The conflict quickly expanded beyond South Ossetia and the surrounding region as Russian forces pushed into Georgia’s northwest from Abkhazia and Abkhaz forces moved quickly to regain control of the upper Kodori Valley. The fighting lasted a mere five days, but caused hundreds of casualties and the displacement, according to the UN High Commissioner for Refugees (UNHCR), of 30,000 ethnic Ossetians and 85,000 ethnic Georgians, as well as the devastation of the South Ossetian capital, Tskhinvali, and the destruction of several key Georgian military installations.
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Negotiations initiated on 12 August 2008 by the French presidency of the European Union yielded a six-point cease-fire and peace agreement. Among other things, this called for the withdrawal of Russian and Georgian forces to their positions prior to the hostilities and the opening of international discussion on the modalities of security and stability in Abkhazia and South Ossetia. In the successive weeks, Russian forces began to withdraw from undisputed Georgian territory. Yet it was evident that there could be no return to the status quo ante. The CISPKF had effectively ceased to exist once the conflict began. After it ended, Russia’s recognition of Abkhazia and South Ossetia as independent states, and a unanimous resolution by the Georgian parliament declaring Abkhazia and South Ossetia as territories occupied by the Russian Federation and the Russian peacekeepers, only underlined the depth of the transformation that had taken place. Changes in the other peacekeeping structures in Georgia were quickly initiated but will take some time to be completed. The OSCE added another 100 observers to its personnel already in place in Georgia. This reinforcement proved temporary, however, as the OSCE was forced to cease its operation at the end of the year when Russia’s recognition of Abkhazia and South Ossetia divided the organization and blocked the renewal of the mission’s mandate. The European Union deployed the EU Monitoring Mission in Georgia (EUMM) in September 2008 and began operations on 1 October. Its more than 200 monitors observe the stabilization process, centering on full compliance with the six-point agreement, the normalization process of civil governance, and the return of displaced persons, and contribute to reduce tensions through facilitating contacts between parties and undertaking other confidence-building measures. The mission established four field offices, in Poti, Zugdidi, Gori, and Tbilisi, and deployed patrols to the areas adjacent to Abkhazia and South Ossetia—not within them. On 10 October the EU confirmed that Russian armed forces had completed their planned withdrawal from these areas to Abkhazia and Georgia.
Meanwhile, by year’s end the consequences for the United Nations in Georgia still remained unclear. During the August 2008 hostilities, its role was limited by the restriction of UNOMIG’s mandate to the Georgian-Abkhaz conflict. In early September, elaborations on the six-point plan of 12 August reaffirmed that UNOMIG would continue to carry out its mandate at the same personnel levels and deployment pattern as had existed on 7 August, subject to possible future adjustments decided on by the Security Council. In the dramatically changed context within which UNOMIG found itself operating, the impact on its operations was not yet known. It was unclear, for example, which elements, if any, of the 1994 Moscow Agreement, which had formed the basis of its observation mandate, would be retained, or what arrangement would assume a role in the separation of forces between the two sides hitherto performed by the CISPKF. When the Security Council met in midOctober 2008, it was consequently unsurprising that it decided to extend UNOMIG’s mandate for four months, pending greater clarity in the situation on the ground.
Conclusion
The dramatic events of August 2008 represented an extraordinary setback to peace operations in Georgia, but also had a geopolitical impact that struck far beyond the relatively small theater of Georgia’s separatist conflicts. That the severity of the conflict, when it burst into the open, came as a surprise to many, is undeniable. But it also followed a long period of serious deterioration in relations between the parties involved, rooted in a growing skepticism regarding the possibilities of reaching negotiated settlements. By the end of 2008, with the dust still settling from the August hostilities, it was still too soon to identify a clear path forward. However, the prompt dispatch of the new European Union mission offers a clear demonstration of the importance attached to peace and security in a region whose potential for instability, as 2008 demonstrated, is unwise to underestimate.
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4.8 Haiti
Haiti experienced a difficult period in 2008 as the rise in the global prices of basic commodities imposed new levels of hardship on the country’s struggling population and exposed the incapacity of its political institutions to provide an adequate response. In early April, a spate of violent demonstrations erupted in response to the rising cost of living in the preceding months. Although short in duration and quickly contained by military and police elements of the UN Stabilization Mission in Haiti (MINUSTAH), the demonstrations underlined the fragility of the political consensus supporting the government as well as the precarious nature of the country’s social and economic circumstances. The development of events proved particularly disappointing given that the stability achieved through MINUSTAH’s peacekeeping activities during 2006 and 2007 had provided hope that, after many difficult years, Haitian authorities, MINUSTAH, and the broader international community could turn their attention to long-term efforts to strengthen the state and its institutions. The political and economic difficulties were compounded by a series of devastating tropical storms in the latter part of the year that created new hardship for Haiti’s long-suffering population and halted all reconstruction work. Taken as a whole, 2008 provided a sobering view of the magnitude of the challenges facing Haiti and its international partners as they maintain their efforts to secure and support the country’s stability.
UN Stabilization Mission in Haiti (MINUSTAH)
• Authorization Date • Start Date • SRSG • Force Commander • Police Commissioner • Budget • Strength as of 31 October 2008
30 April 2004 (UNSC Res. 1542) 1 June 2004 Hédi Annabi (Tunisia) Major-General Carlos Alberto Dos Santos Cruz (Brazil) Mamadou Mountaga Diallo (Guinea) $574.9 million (1 July 2008–30 June 2009) Troops: 7,009 Police: 2,019 International Civilian Staff: 490 Local Civilian Staff: 1,206 UN Volunteers: 205
For detailed mission information see p. 221
Background
The military coup that ousted President JeanBertrand Aristide in 1991 threw Haiti into a cycle of civil conflict interspersed with violence that 103
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4.8.1 Colombia
The Mission to Support the Peace Process in Colombia (MAPP), undertaken by the Organization of American States (OAS), continued to operate during 2008, but its previous successes showed signs of their fragility during the year. First deployed in 2004, MAPP is mandated to verify and monitor demobilization of the Autodefensas Unidas de Colombia (AUC), a right-wing rebel group, as well as to provide support to communities who are victims of violence. Following a critical assessment of MAPP’s performance by the OAS in late 2005, and growing criticism from Colombian nongovernmental organizations that MAPP lacked the resources to go beyond basic demobilization verification, the mission received enhanced funding, allowing it to grow from fortyfour civilian staff in 2005 to eighty-three by the end of 2006. The enhanced mission
strength yielded a heightened MAPP presence and activity in the field. Since 2004, MAPP has assisted in disarming over 30,000 paramilitaries. Despite this progress, OAS Secretary-General José Miguel Insulza warned in 2008 that several underlying challenges regarding reintegration of demobilized rebels threatened MAPP’s achievements as it entered the complex postdemobilization phase of its deployment. Indeed, during the year, MAPP observed the increasing phenomenon of paramilitary “recycling”— the emergence of criminal groups composed of dismantled AUC forces. These illegal units are connected to drug-trafficking activities, which continue to have a negative impact on communities via murders and acts of intimidation. MAPP observed the presence of twenty-two of these groups in the country throughout 2008. Demobilized
has elicited an extraordinary range of international intervention since. In 1993 the Security Council established the UN Mission in Haiti (UNMIH) to assist in modernizing the country’s armed forces and establish a new police force. Its objectives were never realized, though, as its deployment was blocked by the ruling military junta. In July 1994 the Security Council authorized deployment of a 20,000strong multinational force to ensure the return of Aristide and the legitimate Haitian authorities, and to promote a stable return to civilian rule. From 1994 to 2001, Haiti witnessed a succession of UN peacekeeping missions, including the UN Support Mission in Haiti (UNSMIH), the UN Transition Mission in Haiti (UNTMIH), and the UN Civilian Police Mission in Haiti (MIPONUH). Presidential and parliamentary elections in 2000 saw President Aristide and his Fanmi Lavalas party victorious after a turnout of only about 10 percent of voters. The opposition contested the results, and by late 2003 called for
individuals find themselves disaffected from large portions of Colombia’s society, and find it difficult to secure employment. Recognizing the necessity for heightened attention to reintegration of demobilized rebels, MAPP worked closely in 2008 with Colombia’s Department for Reintegration. But one year since its inception, the department has yet to publish a policy on the reintegration process, an issue that MAPP officials see as cause for concern. From MAPP’s perspective, Colombia’s reintegration model needs to be adjusted from focusing solely on the individual, to involving communities as active subjects in the peacebuilding process. Bearing this in mind, it is clear that the more difficult task of completing the reintegration portion of the process will require the concentrated attention of MAPP and the Colombian government for some time to come.
Aristide’s resignation. In February 2004, armed conflict broke out, with insurgents quickly taking control of the northern part of the country, forcing Aristide to flee. The Security Council authorized deployment of US-led multinational interim force (MIF), tasked with supporting local police, facilitating humanitarian aid, and promoting the protection of human rights and rule of law. MINUSTAH, the seventh peace operation to be deployed since 1993, replaced the MIF in June 2004 and oversaw the establishment of a transitional government. MINUSTAH is mandated to maintain security, facilitate the creation of a stable government, disarm, demobilize, and reintegrate all armed groups, and assist in the reform of the police and judiciary. While the mission’s mandated tasks are broad, for the first three years of its operation it was preoccupied with restoring security. A dramatic rise in violence during 2005 prompted the Security Council to adopt Resolution 1608, which approved an increase in MINUSTAH’s
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military and police strength from 6,700 and 1,622 to 7,500 and 1,897 respectively. The Security Council simultaneously requested that the Secretary-General begin devising a drawdown plan for MINUSTAH that would follow planned elections and reflect the security situation on the ground. The enhanced MINUSTAH began launching operations against groups of gangs and bandits in the Cité Soleil slum of Port-auPrince during 2005. These operations were successful in quelling violent incidents, but did not eradicate the core of the gangs. Meanwhile, MINUSTAH’s traditional disarmament program proved inappropriate for the situation in Haiti and yielded slow progress, with large number of weapons remaining in circulation. MINUSTAH oversaw presidential elections in February 2006 that brought former prime minister and Aristide ally René Préval to office. The elections were followed by a brief lull in violence, but in the context of Haiti’s widespread poverty, unemployment, and corruption, the security situation quickly deteriorated. By July 2006, steady gang violence in Port-au-Prince and surrounding neighborhoods worsened, with a bloody massacre occurring in the Martissant slum, where wanton murders and widespread kidnappings by armed gangs prevailed. With persistent instability threatening the gains from elections, MINUSTAH, alongside the growing Haitian National Police (HNP), responded to a request from President Préval to counter the gangs of the Port-au-Prince slums directly. The joint MINUSTAH-HNP operations conducted between December 2006 and July 2007 in Cité Soleil and Martissant succeeded in removing the gang leadership and their members and replacing them with MINUSTAH and local authorities, resulting in a dramatic drop in violence. In view of the improved security situation, in the second half of 2007 President Préval requested a reorientation of MINUSTAH’s heavy focus on security matters, asking that the mission dedicate more attention to building Haiti’s fragile and underresourced state institutions and providing border control support. The
(UN Photo/Marco Dormino)
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Jordanian members of MINUSTAH carry children through floodwaters after being rescued from an orphanage destroyed by a hurricane, Port au Prince, Haiti, 7 September 2008.
Secretary-General endorsed this request in his August 2007 report on MINUSTAH and recommended that the Security Council maintain MINUSTAH’s initial mandate, but approve the reorientation of the mission commensurate to the improved security situation, altering the mission’s troop and police components. On 15 October 2007, the Security Council adopted Resolution 1780, authorizing MINUSTAH’s reorientation; its military presence was to be redeployed from calm rural and urban local areas to more vulnerable border posts and maritime areas, its police component was to be increased by 140 officers, with an eye toward increased joint patrols and training for the HNP. Resolution 1780 also requested the Secretary-General, in coordination with the Haitian government, to begin devising a consolidation plan with appropriate benchmarks to track Haiti’s progress, with the ultimate goal of MINUSTAH’s eventual withdrawal. In early 2008, the Secretary-General laid out five benchmarks: resolution of political differences through nonviolent means and completion of the elections; extension of state authority; establishment of reliable security structures; development of
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credible judicial and penal institutions; and improvement in socioeconomic conditions.
Key Developments
Hopes that the relative stability achieved in 2007 represented a turning a point in Haiti’s recovery process were cast into doubt early in 2008. In February, Haiti’s impoverished population initiated a series of antigovernment protests calling for relief to counter the rising costs of food and fuel. The Haitian government claimed it had no means to alleviate the pressure, a response that resulted in a vote of no confidence within the Haitian parliament on 28 February 2008 on the already divided government, led by Prime Minister Jacques-Edouard Alexis. The Alexis government survived the no confidence vote, but the period that followed was marked by a steady escalation of protests throughout the country, highlighting deep discontent among the population. The demonstrations climaxed in early April when protesters turned violent and attacked government and MINUSTAH installations and looted private property. With the HNP incapable of containing the escalating violence, MINUSTAH moved in to quell the riots. The violence claimed the lives of several civilians, including one UN peacekeeper, and culminated in an attempt to overrun the national palace. In the wake of the riots, a second vote of no confidence ousted the Alexis government on 12 April 2008. It was only at this point that President Préval announced a subsidy program for the rising costs of food and fuel as well as measures to revive national agricultural production. The level and scale of the demonstrations had suggested to many observers that they had been manipulated for political purposes and other ends. They triggered a political crisis that left Haiti without a government until the end of July, when Preval’s third nominee for prime minister, Michèle Duvivier Pierre-Louis, was finally approved by the Senate. Even then, Pierre-Louis’s appointment was further delayed by competition for powerful positions in the new government.
Pierre-Louis was finally able to take up the office of prime minister in early September. While the formation of a new government that has prioritized putting Haiti back on track was a welcome development, the country suffered huge setbacks during the months of turmoil. Beyond the food riots, the security situation in Haiti remained relatively calm throughout 2008. An increase in kidnappings in the first half of the year, motivated by the possibility of ransom, led to increased MINUSTAH-HNP joint policing operations and MINUSTAH support to the antikidnapping cell of the HNP. The net effect of these measures was a decline in kidnappings. Similarly, in an effort to address a rise in crime and banditry in urban areas, MINUSTAH alongside HNP launched “Operation Blue Shield” in and around Port-au-Prince in mid-December. Reflecting the force reorganization approved by the Security Council in Resolution 1780, MINUSTAH remained focused on maintaining the integrity of Haiti’s borders by deploying its maritime police component to key ports and increasing its aerial border surveillance through the use of additional aircraft. Haiti’s political turmoil paralyzed the government and obstructed MINUSTAH’s activities for much of the year. With no central authority in place, government business ground to a halt, stalling the passing of new legislation, civil service reform, and the drafting of key bills such as budgets. A donor conference scheduled to launch Haiti’s poverty reduction strategy paper in late April was first delayed and then canceled. Once the new government took its place, it worked with the legislative branch and MINUSTAH to pass emergency legislation and adopt a supplementary budget during October. Unsurprisingly, the development of Haiti’s security sector, which is a central element of MINUSTAH’s mandate, suffered during 2008. Of the 14,000 vetted and trained HNP officers projected to be active by 2011, 8,546 were operational by November 2008. The number of serving HNP officers would have been significantly higher had the training of 700 additional recruits not been delayed due to the political crisis.
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The reform of Haiti’s judicial system, however, registered some progress through MINUSTAH’s provision of technical advice and support to a three-year justice reform plan agreed to in 2007. It was anticipated that the judiciary’s Superior Council—a body foreseen as playing an important role in the administration and regulation of the justice system—would be operational by the end of 2008. Meanwhile, on 7 July 2008, the School for Magistrates reopened, for the first time since 2004, to begin training courses for justices of the peace. As the year drew to a close, Haiti’s capacity to arrest and prosecute criminals on an independent basis remained low, and the country’s security matters remained largely in the hands of MINUSTAH.
Conclusion
At the close of 2008, efforts to revamp Haitian national institutions and ensure long-term sustainable development had suffered significant setbacks. The events of the year proved detrimental to Haiti’s stabilization. Meeting the benchmarks laid out by the Secretary-General for the eventual withdrawal of MINUSTAH appeared increasingly remote, and consequently the mission was extended at its current strength, for another year in October.
Haiti’s difficulties were further amplified in September 2008 when the island was devastated by four tropical storms that caused an estimated $1 billion in damage. The storms struck at the height of the harvest season, wiping out onethird of Haiti’s crucial rice crop and destroying seeds needed for the coming year’s planting. The subsequent flooding and mudslides left scores dead and many more homeless, outstripping MINUSTAH’s resources. While steps were taken to deal with the immediate aftermath of the floods, including the development of a “recovery framework” by the UN, the EU, and the World Bank, with the Haitian government leading the process, delivery of aid was slow and it was feared that the storms would aggravate an already dire food crisis. In November, the World Bank approved a $20 million grant to Haiti to finance its reconstruction of key infrastructure, while the United States provided more than $30 million in stormrelated relief. But these efforts were seen by some observers as inadequate considering the magnitude of the damage and in comparison to responses to similar natural disasters in the past. Reversing the trends evident throughout the period under review will require continued and coordinated international engagement for years to come.
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4.9 Iraq
Multinational Force in Iraq (MNF-I)
• Authorization Date • Start Date • Force Commander • Strength as of 30 September 2008
16 October 2003(UNSC Res. 1511), 8 June 2004 (UNSC Res. 1546) November 2003 General Raymond Odierno Troops: 147,330
NATO Training Mission in Iraq (NTM-I)
• Authorization Date
• Start Date • Force Commander • Budget • Strength as of 30 September 2008
8 June 2004 (UNSC Res. 1546), 30 July 2004 (Establishment of NATO Training Implementation Mission in Iraq [NTM-I]), 16 December 2004 (modified into fullfledged training mission) August 2004 Lieutenant-General Frank G. Helmick (United States) $27.2 million (September 2007–October 2008) Troops: 205
By the end of 2008, violence in Iraq had reached its lowest levels since the arrival of US-led coalition forces in 2003, making room for progress in further development of organic Iraqi security structures and concerted dialogue regarding the withdrawal of foreign forces. By December, civilian casualties had dropped to below 500 per month, down from the height of over 3,000 per month in 2006, and overall attacks on civilians and military had dropped by 80 percent. While the stabilization of Iraqi
security is a significant achievement considering the violent and chaotic four years that followed the fall of Saddam Hussein’s regime, it is not certain that these advances are permanent. The fundamental nature of the conflict has gone unchanged, as stark divisions along sectarian lines continue to impede political progress on issues crucial to national cohesion. Starting in May 2003, Iraq was governed by the Coalition Provisional Authority, led by the United States under its obligations as an occupying power. Iraqi sovereignty was restored with the creation of an interim government on 28 June 2004. The Multinational Force Iraq (MNF-I), which succeeded the coalition forces, is deployed at the request of the Iraqi government and authorized by Security Council Resolution 1546 (2004). Apart from the United States, which supplies the bulk of the MNF-I’s 147,000 troops, leading contributors as of late 2008 included the United Kingdom and Romania. MNF-I’s mandate is subject to ongoing Iraqi consent. Its mission is to contribute to security in the country, including through combat operations against forces hostile to the transition and by training and equipping Iraqi security forces. Along similar lines, since August 2004, NATO’s Training Mission in Iraq (NTM-I) has, at the government’s request, provided training and logistical support to the developing Iraqi Security Forces. NTM-I’s support targets midto senior-level military staff, with an eye toward building a professional military leadership. The UN Assistance Mission in Iraq (UNAMI) was established in 2003. Following an August 2003 bomb attack on its headquarters that killed Special Representative Sergio Vieira de Mello and twenty-one staff members, the remaining staff relocated to Amman, Jordan,
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until 2004, when it returned to the Baghdad headquarters to resume its mandated task of giving support to Iraq in establishing new governing structures. During 2007, the Security Council enhanced UNAMI’s mandate to involve greater political efforts toward advising and assisting political facilitation, and the promotion of regional cooperation between Iraq and the countries of the region. Elections in 2005 led to the inauguration of Nouri al-Maliki as prime minister, and it was hoped that consensus around an agenda for national reconciliation would follow soon thereafter. However, such hopes were dashed with the deterioration of the political and security situations. In the face of a dire security situation in early 2007, President George W. Bush announced a change in MNF-I’s approach in Iraq. Otherwise known as “the surge,” the plan enlarged US commitments by approximately 40,000 troops, which brought the total number of US forces to a height of over 170,000, allowing for increases in counterinsurgency operations and an overall heightened presence in and around Baghdad. The dramatic decrease in violence during 2008 was partially attributable to the surge, but this result was also a function of the convergence of several other positive developments during the year. Most important was the halting of military operations by Moktada al-Sadr, leader of the powerful Mahdi army, which had controlled large swaths of Baghdad and the surrounding areas and impeded the extension of government authority. The continued development of the Iraqi security forces also gave a tremendous boost to the surge operations. Newly trained forces were able to shoulder significant counterinsurgency and security responsibilities, extending the authority of the Iraqi government. By the end of the year, MNF-I support to the Iraqi security forces had resulted in the training and operational readiness of over 560,000 troops and police, but their ability to contain a resurgence of violence without the backstopping of MNF-I forces remained uncertain. Finally, the growing dissatisfaction with
UN Assistance Mission in Iraq (UNAMI)
Authorization and Start Date
• SRSG • Budget • Strength as of 31 October 2008
14 August 2003 (UNSC Res. 1500); expanded 8 June 2004 (UNSC Res. 1546); expanded 10 August 2007 (UNSC Res. 1770) Staffan de Mistura (Sweden) $302.1 million (1 January 2008–31 December 2009) Troops: 222 Military Observers: 7 International Civilian Staff: 290 Local Civilian Staff: 378
For detailed mission information see p. 248
insurgent operations among minority Sunni elements steered them to join MNF-I forces in the battle against Al-Qaeda–related militants through the establishment of local militias known as “Awakening Councils.” By August 2008, all of the additional surge forces had been withdrawn. The stabilization of the security environment was not matched by progress in political reconciliation, however. UNAMI continued to support the development of Iraqi governing structures throughout the year, but these efforts proved difficult, as exemplified in the process of passing provincial election legislation, which was fraught with difficulties over ethnic representation of the Sunni, Shi’a, and Kurdish groups. The law was approved in September, but provincial elections scheduled for October were delayed until January 2009 while questions of political reconciliation still lingered. Meanwhile, the development of Iraq’s rule of law institutions moved at a slow pace due to a lack of local capacity and frequent intimidation and assassination of judges. By the end of the year, progress made in Iraq led to negotiations regarding timelines for the withdrawal of MNF-I forces. A US proposal for MNF-I forces to remain in operation under a diminished, over-the-horizon capacity until 2011 was met with considerable opposition from Iraqi
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authorities, who saw the proposal as providing an open invitation for long-term occupation. While the UN mandate authorizing the MNF-I’s presence was to expire at the end of 2008, concerns remained over Iraq’s ability to sustain the security gains registered since 2006. In mid-November the Iraqi cabinet and its US counterparts signed an agreement that ensured the withdrawal of US troops in three years.
The agreement was then approved by the Iraqi parliament and presidency council in early December, thus defining Iraqi and US engagement and the role of US forces until 2011. The agreement was met with a mild uptick in violence throughout the country, a development that underscored the fragility of the security gains made and the magnitude of political reconciliation still to be achieved.
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4.10 Liberia
Five years into its postconflict transition, Liberia continues to make progress toward sustained recovery. The government of President Ellen Johnson Sirleaf is pursuing a comprehensive reform agenda that seeks to build strong systems of governance while simultaneously revitalizing the country’s traditional sources of economic growth: rubber, timber, and mining. Efforts are hampered, however, by the lack of basic infrastructure—most roads and all power plants were destroyed during the fourteen-year civil war—as well as persistent patterns of corruption and mismanagement. During 2008, the overall situation in the country remained stable. The UN Mission in Liberia (UNMIL) continued to provide security throughout the country, although demonstrations and violent disturbances, including mobrelated violence, were widespread. In most cases, UNMIL had to respond to restore calm. In September 2008, the UN Security Council extended UNMIL’s mandate for a period of twelve months and authorized the Secretary-General to continue the drawdown that began in October 2007. The Council further endorsed the Secretary-General’s recommendation to increase the number of UNMIL police officers in response to shortcomings in the Liberian National Police (LNP).
West African Countries (ECOWAS) brokered the 2003 peace talks and was subsequently authorized by the Security Council to establish a vanguard multinational force, the ECOWAS Mission in Liberia (ECOMIL). This mission paved the way for the deployment in October 2003 of UNMIL. UNMIL has a multidimensional mandate that authorizes it to provide security while assisting in laying the foundations for lasting peace. UNMIL is mandated to support the implementation of the cease-fire agreement; develop and implement a disarmament, demobilization, and reintegration program; protect UN personnel as well as civilians under imminent threat of physical violence; facilitate humanitarian assistance; support security sector reform, in particular police reform; assist in the reestablishment of national authority throughout the country; and assist in national elections, which were held in 2005. To accommodate this multidimensional mandate, UNMIL was established as an integrated mission, seeking to bring in all the activities of the UN under the common leadership of the Secretary-General’s Special Representative (SRSG). In January 2008, Ellen Margrethe Løj replaced Alan Doss as SRSG, the only female to hold this title during 2008.
Background
Fourteen years of brutal war in Liberia ended in August 2003 with the signing of the Comprehensive Peace Agreement in Accra, Ghana. The war killed an estimated 270,000 people, displaced one-third of the population, and left the country in ruins physically, institutionally, and economically. The costs of the war were felt throughout the region, most notably in neighboring Sierra Leone. The Economic Community of
Key Developments Security Situation
Liberia is experiencing its longest stretch of stability since the outbreak of war in December 1989. Significant progress has been achieved toward consolidating the economy and ensuring a sustained recovery. During 2008, the government succeeded in securing debt relief from the
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UN Mission in Liberia (UNMIL)
• Authorization and Start Date • SRSG • Force Commander • Acting Police Commissioner • Budget • Strength as of 31 October 2008
19 September 2003 (UNSC Res. 1509) Ellen Margrethe Løj (Denmark) Lieutenant-General A. T. M. Zahirol Alam (Bangladesh) Henrik Stiernblad (Sweden) $603.8 million (1 July 2008–30 June 2009) Troops: 11,436 Military Observers: 210 Police: 1,074 International Civilian Staff: 471 Local Civilian Staff: 968 UN Volunteers: 231
For detailed mission information see p. 313
International Monetary Fund and in finalizing its first national poverty reduction strategy, which won substantial donor support at the June 2008 Liberia Poverty Reduction Forum in Berlin, Germany. However, a joint security assessment conducted by the government of Liberia, UNMIL, and the UN Country Team in May 2008 confirmed that the situation in Liberia remains fragile. The main threats to peace and stability are related to the maintenance of law and order, insufficient progress in reintegration of ex-combatants, and the high level of youth unemployment. Violent criminal activities, especially armed robbery and rape, are on the rise, while the police and justice system continue to lack the capacity to respond. As a result, public confidence in the rule of law is lacking and mob justice has become an increasingly common occurrence across the country. Insecurity, and with it the potential for instability, is also related to the competition over natural resources. Rubber plantations and surrounding communities were theaters for frequent violent clashes between illegal tappers and plantation security units throughout 2008. The high unemployment rate is driving young men into illegal exploitation of natural resources, whose
appeal has only been enhanced by their increased value on the international market. While efforts by the UN and the government of Liberia have made progress in bringing the diamond sector under control, gold mining remains largely unregulated, and the number of ex-combatants engaged in related activities is reportedly growing. In general, ex-combatant groups, which have often maintained command structures established during the war, operate in remote and inaccessible areas, and pose a threat not only to security in Liberia but also to neighboring countries. UNMIL Drawdown
A gradual, three-phase drawdown of UNMIL began in 2007, and is scheduled for completion in 2010. The first phase of the drawdown took place in 2008, which saw the repatriation of 2,450 troops. In August, the Secretary-General recommended that the second phase (October 2008–September 2009) should involve the repatriation of 1,460 military personnel, while he envisioned that the third phase (October 2009– December 2010) would entail a further reduction of 2,100 troops. This would bring UNMIL to a strength of 8,131 troops by the end of 2010— almost half its original size, yet still among the larger UN peace operations. During his visit to Liberia in May 2008, Secretary-General Ban Ki-moon explicitly linked his drawdown recommendations with the Liberian government’s ability to take complete control of its national security. In the face of continued lack of law enforcement capacity by the government, the Secretary-General recommended the deployment of two additional formed police units to supplement the reduction in the mission’s military strength. In September 2008, the Security Council extended the mandate of UNMIL through September 2009 and authorized the Secretary-General to proceed with the planned reduction of the operation’s personnel, including the recommended increase in the mission’s police strength. The Secretary-General was further requested to report to the Security Council by 15 February 2009 on progress in the core benchmarks for the
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4.10.1 HIV-AIDS and United Nations Peacekeeping
In 2007 and 2008, Sopiato Likimani was commissioned by the Conflict Prevention and Peace Forum to examine the medical and public health implications of HIV and AIDS in peacekeeping. In addition to reviewing medical records at UN headquarters in New York, Likimani selected three missions for detailed investigation: the UN Stabilization Mission in Haiti (MINUSTAH), the UN Mission in Liberia (UNMIL), and the UN Organization Mission in the Democratic Republic of Congo (MONUC). These three missions comprise over 40,000 peacekeepers, nearly half of the UN’s peacekeeping deployment. Likimani’s review of medical records revealed that data were not recorded uniformly across the missions. Additionally, while chief medical officers send monthly reports to the Department of Medical Services at UN headquarters, some repatriation and mortality information for those affected with HIV and AIDS had to be updated during the assessment, indicating that information is not always sent to headquarters in a routine and timely manner. Field reports indicate that counseling is rare among troop-contributing countries that have mandatory HIV testing policies.
Additionally, while guidelines established by the Department of Peacekeeping Operations (DPKO) exclude clinical AIDS cases from deployment one limitation is that the clinical case definition for AIDS has a sensitivity of 50 percent, meaning that half of hospitalized HIV-positive patients do not fulfill clinical AIDS-case definition. Between 2003 and 2005, HIV-related repatriations and deaths in UNMIL were quite high, at forty-three and nineteen respectively, with the majority of cases coming from two troop-contributing countries that did not have predeployment HIV testing policies. When these two countries introduced mandatory predeployment testing in 2006, HIV-related repatriations and deaths decreased significantly, leading the principal investigator to conclude that HIV problems experienced in peacekeeping missions can often be related to the deployment of undiagnosed immune deficient HIV-positive personnel. The risk of peacekeepers acquiring HIV infection through sexual relations depends on their behavior while deployed, including number of partners, HIV status, and consistency of condom use. While it is difficult to determine cases of HIV
transmission during deployment, “knowledge, aptitude, and practices” surveys of two missions (UNMIL in 2005, MINUSTAH in 2007) show that 18 percent of respondents in UNMIL and 6.5 percent of respondents in MINUSTAH reported having sexual relations while deployed. Additionally, 21 percent of those who had sex while deployed in UNMIL reported not always using a condom, which placed them at risk of contracting HIV and other sexually transmitted infections. Likimani’s recommendations included standardizing repatriation and mortality medical records and establishing a centralized medical database at DPKO headquarters; analyzing medical reports to evaluate the burden of HIV repatriations and deaths on DPKO, with administrative debiting of troop-contributing countries to improve compliance with predeployment medical regulations; moving toward universal HIV testing, with counseling; targeting civilian staff for fuller participation in existing mission HIV-awareness programs and advocacy to ensure that condoms are seen as an essential public health prevention tool and not a license for sexual abuse and exploitation.
Source: Sopiato Likimani, Medical and Public Health Implications of HIV and AIDS in Peacekeeping: Field Evaluation and Analysis (New York: Social Science Research Council, Conflict Prevention and Peace Forum, February 2008).
drawdown and to recommend any further adjustments needed. Security Sector Reform
Liberia remains far from having a coherent and viable security infrastructure. The postwar security sector is characterized by a number of agencies performing overlapping functions in the face of a deep-seated lack of confidence on the part of the public. In spring 2008, the government presented a national security sector strategy that provides a first attempt at a coherent vision for broad security sector reform. The
bulk of the strategy aims to enhance ongoing efforts to rebuild the army and reform the police. In addition, the strategy provides a plan for the rationalization of the security sector, including the disbandment of several agencies. As a key provider of assistance to police reform, UNMIL plays a major role in the ongoing security reform efforts. By far the largest international role, however, is played by the United States, which is leading the restructuring of the Armed Forces of Liberia (AFL). The US government has pledged $210 million to the task and has contracted two US private security
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companies (DynCorp and Pacific Architects Engineers) to create an effective, 2,000-strong Liberian army and to reestablish three military bases by the end of 2008. Progress has been slow, however. Basic training for the last batch of 500 recruits and 29 officers began in June 2008. By 15 August 2008, 1,631 recruits had completed basic training, with 45 recruits commissioned as officers. Effective operational capacity of the army is lagging. Shortcomings are particularly acute in establishing an effective command structure. Progress in police reform has been somewhat faster, owing in part to the fact that attempts were not made to rebuild the police from scratch. UNMIL focused on vetting the existing force and providing basic training to 3,500 police officers, including new recruits. These goals were reached in 2007, with 90 percent of the reformed police force deployed countywide by the end of 2008. But serious concerns have been raised that too much attention is being paid to meeting quantitative measures (number of police officers trained) rather than promoting qualitative changes in police performance. Operations are hampered by a lack of basic infrastructure and police equipment, and continued problems of discipline and misconduct indicate systemic weaknesses in command and control. In December 2007, a new program to train 500 police officers for a specialized anticrime and riot control unit (emergency response unit) was established. In contrast to the ordinary police force, this unit will be armed. Training, equipment, and construction of facilities will primarily be provided by the United States. But as of August 2008, funding gaps and late arrival of equipment, including weapons and uniforms, were causing delays in the implementation of this program. Meanwhile, the establishment of civilian management and oversight, especially legislative oversight, has yet to be achieved and requires urgent attention. While the national security sector strategy promises to create civilian oversight mechanisms, it does not provide details of how this will be done.
Governance and the Rule of Law
Issues of poor governance were at the heart of the Liberian crisis. The present government has consequently invested considerable effort in building transparent, inclusive, and accountable governance systems. Progress is being made. According to the World Bank’s governance indicators, Liberia has shown the largest improvement of any country in the world in controlling corruption, moving up 72 places in the world rankings (from 185th to 113th) in two years. The government’s anticorruption efforts are supported by the Governance and Economic Management Assistance Program (GEMAP), which entails the deployment of internationally recruited financial controllers with cosignature authority to key state institutions. While initially seen as controversial due to its intrusive character, GEMAP now seems more widely accepted in Liberia. A midterm evaluation of the program was undertaken in June 2008 and talks are ongoing with regard to its future. Emphasis is likely to shift toward building national capacity to take over from the international controllers. In her annual message to the national legislature, the president acknowledged that, despite improvements, corruption in Liberia is alive and well, and that the country has fallen short of achieving its governance and rule of law goals. In particular, the justice system suffers from chronic capacity constraints. UNMIL is mandated to assist the government of Liberia in developing a strategy for consolidating a national legal framework, including judicial institutions, and is conscious that—ideally—the administration of justice should be strengthened as an extension of the security sector. The UN Secretary-General, however, is seriously concerned over the limited progress being made on rule of law. The lack of a coherent strategic plan for the justice sector constrains coordination and impedes enhanced donor support. To facilitate participatory and inclusive governance, Liberia has mandated the Governance Commission to make recommendations for constitutional reform, including a comprehensive
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decentralization policy. The commission is also working on land reform—an area considered crucial for sustainable peacebuilding in Liberia. During 2008, land disputes frequently led to violence that claimed several lives. On 8 January 2008, public hearings began at the Truth and Reconciliation Commission in Monrovia. But by the end of 2008, few key people have appeared before the commission, and it remains uncertain whether the commission can succeed in fulfilling its mandate of creating a “clear picture of the past” and “facilitating genuine healing and reconciliation.” Meanwhile, the relationship between the legislative and executive branches showed consistent signs of improvement in 2008. After some initial delays, important bills, including the Liberian Anticorruption Commission Act and the Defense Act, were passed in August. Corruption trials against leading politicians, including the former chairman of the transitional government and the former speaker of the House of Representatives, have continued.
Conclusion
Liberia has come a long way since its war ended in 2003. Public and international confidence in the government has grown and the prospects for continued recovery and stabilization appear promising. Yet many of the dynamics that fueled the conflict are still present; the country remains caught in a fragile situation, and even small setbacks could erode the gains that have been registered. UNMIL’s presence and continued international assistance are preconditions not only for maintaining security but also for providing space for the reform and recovery so vital to Liberia’s stability. Developments in 2008 underlined that the peacebuilding challenges in Liberia go far beyond security. Serious efforts by the government and its international partners will need to be maintained to ensure that the peace dividend is translated into tangible improvements, including employment opportunities that may help ensure the youth of Liberia a better future.
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4.11 Mindanao
International Monitoring Team (IMT)
• Authorization Date • Start Date • Head of Mission • Strength as of 30 September 2008
22 June 2001 October 2004 Dato’ Pahlawan Amzah bin Sulaiman (Malaysia) Military Observers: 30
A draft agreement concluded between the government of the Republic of the Philippines and the Moro Islamic Liberation Front (MILF) in July 2008 on the creation of a Muslim homeland fostered hope that an end to three decades of conflict on the island of Mindanao might be within reach. However, the prospects for longterm peace were dashed when the agreement was rejected by the Supreme Court of the Philippines. As a new round of fighting escalated, both sides recognized that the 2003 cease-fire agreement was no longer in effect, leaving the International Monitoring Team (IMT) without a mandated role. The 1996 peace agreement signed by the secular-nationalist Moro National Liberation Front (MNLF) and the Philippine government established the Autonomous Region of Muslim Mindanao (ARMM), but the agreement failed to address the demands of the radical MILF branch of the MNLF, whose aim is for an independent Muslim state. After several failed attempts at negotiations, the parties resumed peace talks, brokered by Malaysia on behalf of the Organization of the Islamic Conference in 2004. In mid-2004, the MILF agreed to cooperate with the government’s armed forces against Jemaah
Islamiah, a network connected to Al-Qaeda, as well as against other terrorist elements, while the government dropped its criminal charges against MILF personnel over alleged bombings in 2003. In September 2004, the parties agreed to the creation of the IMT to oversee the cease-fire and act as a neutral investigator of violations. The IMT’s observers wear official military uniforms, bear no weapons, and are escorted by government or MILF security forces. The monitors are paid by their respective governments and come mainly from Brunei and Malaysia. Since the IMT’s initial deployment, its mandate has been extended annually at the request of the MILF and the government. After talks broke down during 2006, both the MILF and the Philippine government expressed their willingness to resume negotiations regarding the issue of limited autonomy for Mindanao, though the resumption of negotiations was postponed several times throughout 2007 in the face of escalating violence. However, preparations continued behind the scenes. Talks resumed from March to July 2008, concluding in the Memorandum of Agreement on Ancestral Domain, which acknowledged the Muslims of Mindanao, the Bangsamoro, as a “first nation” and laid the groundwork for the establishment of a homeland for them, a key MILF demand. The signing of the memorandum had been scheduled for 5 August 2008, but under pressure from local officials who maintained that they had not been consulted, and facing widespread opposition from the largely Roman Catholic Philippine population, the Supreme Court of the Philippines issued a temporary restraining order preventing its signing. This injunction led to intense fighting between MILF and government forces that, by mid-October, resulted in the displacement of
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nearly 400,000 Filipinos. On 14 October, the Supreme Court ruled that that the memorandum was unconstitutional, a major blow to what was left of the peace process. While the IMT threatened to withdraw, its mandate was extended for three months, until 30 November 2008, following the Supreme Court’s injunction in August and the subsequent
spike in violence. Operationally constrained by the violent developments of the year, and with only a formal request from the Philippine government for IMT to remain, the mission withdrew its remaining observers at the end of the year, promising to return if and when the parties re-engage in the cease-fire agreement.
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4.12 Moldova-Transdniestria
Joint Control Commission (JCC) Peacekeeping Force
• Authorization and Start Date • Head of Mission • Strength as of 30 September 2008
21 July 1992 Colonel Anatoly Zverev (Russia) Troops: 1,278 Military Observers: 10
While the year 2008 started with signs of progress in the sixteen-year conflict between Moldova and Transdniestria, the brief war between Russia and Georgia during August presented a serious challenge to this momentum. Geographically isolated within Moldova by the Dnestr River, and historically and linguistically tied to Ukraine and Russia, Transdniestria declared its independence from Moldova in September 1990 in response to fears that the latter would merge with Romania upon the collapse of the Soviet Union. A full-scale conflict ensued between Dniestrian militias and the Moldovan government that lasted until a ceasefire was reached in July 1992 with Russian oversight. The Moscow-Chisinau peace agreement mandated a cease-fire, Russian recognition of Moldova’s territorial integrity, and provisions for Dniestrian independence should Moldova join Romania. The agreement also established a 140-mile security zone along the Dnestr River, to be patrolled by a joint peacekeeping force composed of Russian, Transdniestrian, and Moldovan units. Operations of the joint peacekeeping force have been overseen by the Joint Control Commission (JCC), consisting of representatives from Russia,
Moldova, Transdniestria, Ukraine, and the Organization for Security and Cooperation in Europe (OSCE). Since September 2005, the JCC has also included representatives from the United States as well as EU observers. In addition to monitoring the activities of the peacekeeping force, the JCC is responsible for overseeing the return of internally displaced persons and refugees, and for undertaking confidence-building measures. An EU border assistance mission, in place since December 2005, is mandated to monitor the Transdniestrian section of the common border with Ukraine and Moldova. The first meeting of the new “5 + 2” JCC arrangement was halted when Transdniestria suspended its participation in the negotiations in March 2006 in response to more stringent customs regulations imposed by Ukraine and Moldova. At the request of Transdniestria, Russia sent additional troops to the region. As of September 2008, the peacekeeping contingents in and around the separatist territory numbered 1,278, where they served as peacekeepers as well as guardians of 20,000 tons of ammunition. The last quarter of 2007 saw a relative easing of tensions in the conflict. In October, the Transdniestrian parliament abolished a series of import duties on Moldovan goods, along with a border transit fee for Moldovan citizens. Shortly thereafter, Moldovan president Vladimir Voronin developed two proposals, one that would unify the Moldovan and Transdniestrian militaries, and another that would fully demilitarize Moldova on both sides of the Dnestr River. A consensus on either proposal, however, failed to be reached. The defining event of 2008 came in April, when President Voronin met the leader of the breakaway Transdniestrian region for the first
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time in seven years. Seeking to build on the momentum from the summit, the EU declared in May that it was ready to do “absolutely everything” to support the conflict resolution process with Transdniestria. Progress continued in July as representatives from the JCC met for only the second time since negotiations broke down in February 2006. However, the conflict between Russia and Georgia in August 2008 over South Ossetia slowed progress significantly, with Transdniestria
threatening to break off relations with Chisinau unless the latter denounced Georgia’s actions in the conflict, and the Russian government issuing a warning against any attempts by Moldova to take back Transdniestria by force. In contrast to Georgia’s breakaway territories, Russian attitudes toward a settlement for Transdniestria remained positive, with President Dimitry Medvedev optimistic that there were “good chances” for reaching a solution.
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4.13 Nepal
UN Mission in Nepal (UNMIN)
• Authorization and Start Date • SRSG • Budget • Strength as of 31 October 2008
23 January 2007 (UNSC Res. 1740) Ian Martin (United Kingdom) $62.1 million (1 January 2008–31 December 2009) Military Observers: 67 International Civilian Staff: 106 Local Civilian Staff: 158 UN Volunteers: 33
For detailed mission information see p. 323
During 2008, Nepal elected a Constituent Assembly, declared the country a federal democratic republic, and formed a coalition government—remarkable achievements for a country that saw the end of hostilities just two years earlier. For the UN Mission in Nepal (UNMIN), these developments had a transformative effect. While the mission had been due to complete its mandated tasks in July 2008, Nepal requested that UNMIN stay on until early 2009 in a diminished capacity. However, by late 2008, with the transition from the temporary arrangements for monitoring the arms and armies still outstanding—in particular some 19,000 Maoist combatants still in cantonments—it seemed likely that UNMIN would be again be extended in early 2009. UNMIN was established in early 2007 to assist in the implementation of specific elements of the Comprehensive Peace Agreement (CPA), which ended the decade-long conflict between the Communist Party of Nepal (Maoists) and the Nepali state in 2006. Conceived as
a special political mission of limited duration, UNMIN was mandated to monitor the parties’ management of arms and armed personnel, provide technical support for the election of a Constituent Assembly, and assist in monitoring nonmilitary aspects of cease-fire arrangements. Initially slated for June 2007, elections for Nepal’s Constituent Assembly were postponed twice, but eventually took place on 10 April 2008. Throughout 2007 and the early months of 2008, UNMIN’s electoral assistance office provided support to Nepal’s electoral commission, establishing a presence at the commission’s Kathmandu headquarters as well as at its regional resource centers. In May 2008, once the elections were complete, UNMIN’s electoral staff were withdrawn from the districts and regions, and its electoral assistance office was closed. To the surprise of many observers, the Maoists emerged as the strongest party in the Constituent Assembly, with 240 out of 601 seats. After a protracted period of political wrangling, Ram Baran Yadav of the Nepal Congress Party was installed as the country’s first president in July, and Pushpa Kamal Dahal, the Maoist leader more commonly known as Prachanda, became prime minister in August. The new government identified three priorities: completing the peace process, ensuring the drafting of the constitution, and achieving rapid economic progress. UNMIN continued to monitor the management of military equipment and personnel throughout the year, but with a reduction of arms monitors from 155 to 85 (out of an authorized strength of 90). As part of its downsizing plan, the arms-monitoring office reorganized its deployment to maintain continuity of
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operations despite its decreased personnel strength. It also continued to chair the Joint Monitoring Coordinating Committee, a mechanism within which senior members of the Nepal and Maoist armies convene to address violations of the agreement and resolve disputes. Notably effective since its initiation, by September 2008 the committee had held eighty-five meetings. Uncertainty regarding UNMIN’s departure stemmed from delays in the “integration and
rehabilitation” of the Maoist army combatants, which was supposed to have been completed within six months of the formation of the new government. By late 2008, however, it seemed evident that this goal would not be met and that there would thus be a need for UNMIN’s continued presence. A request for UNMIN to extend its presence in Nepal was submitted to the UN in mid-December.
4.13.1 India and Pakistan
UN Military Observer Group in India and Pakistan (UNMOGIP) • Authorization Date • Start Date • Chief Military Officer
21 April 1948 (UNSC Res. 47) 1 January 1949 Major-General Kim Moon Hwa (Republic of Korea) • Budget $8.1 million (1 January 2008–31 December 2008) • Strength as of 31 October 2008 Military Observers: 44 International Civilian Staff: 23 Local Civilian Staff: 46 For detailed mission information see p. 348
In 2008, the UN Military Observer Group in India and Pakistan (UNMOGIP) monitored an increasingly tense situation along the contested Jammu-Kashmir border. During September, on the margins of the meetings of the UN General Assembly, the parties agreed to a new round of peace talks before the end of the year; and in October, cross-border trade resumed, breaking a sixty-year hiatus. But, despite these promising developments, the terrorist attacks in India’s financial capital, Mumbai, in Novermber served to undermine IndiaPakistan relations. UNMOGIP observes the cease-fire established by the Karachi Agreement of 27 July 1949, despite India’s official position that UNMOGIP has had no operational role to play since the signing of the 1972 Simla Agreement, which established the line of control separating the two armies.
The mission continues to monitor the 1972 line of control, which has been only slightly revised since the 1949 Karachi Agreement. Following tensions in 2003 that raised the prospect of nuclear confrontation, political relations took a positive turn in January 2004, when an agreement was reached to commence a bilateral “composite dialogue” on an agreed range of issues, including those related to Jammu-Kashmir. Numerous confidence-building measures were initiated, and a minisummit was held in April 2005 to discuss the fate of JammuKashmir. At talks in December 2006, Pakistan’s former president Pervez Musharraf put forward a four-point plan involving demilitarization by both sides of the line of control, self-government, and joint control over the disputed areas in Kashmir. India responded cautiously to the terms of the plan, with talks continuing through 2007.
Political upheaval in Pakistan in late 2007 led to the postponement of the scheduled talks. However, the two sides agreed to resume meeting in May 2008. Increased Islamic rebel violence and violent anti-India demonstrations were the cause of much concern throughout the year, leading India’s foreign minister to declare in July that the peace talks were under duress. The surge in violence led to a dramatic violation of the cease-fire—the first in five years—that saw the two armies engage in a fierce gun battle. Each side blamed the other for the provocation, and in August, India accused Pakistan of complicity in the bombing of its embassy in Kabul, Afghanistan. Recriminations between the two countries were followed by violent demonstrations in the contested area, with India deploying fighter jets in response to what it saw as increased Pakistani support for Islamic militants. India-Pakistan tensions peaked in late November and early December following the terrorist attacks on Mumbai, which were attributed to Lashkar-e-Taiba, a militant group based in the Pakistani-controlled region of Kashmir. At the end of the year, India had taken a more confrontational stance toward the Pakistani government, raising questions as to the prospects of resolving the decades-old conflict over Kashmir.
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4.14 Solomon Islands
Regional Assistance Mission in the Solomon Islands (RAMSI)
• Authorization Date • Start Date • Head of Mission • Budget • Strength as of 30 September 2008
23 October 2000 (Pacific Islands Forum Communiqué) July 2003 Tim George (Australia) $179.5 million (October 2007–September 2008) Troops: 220 Civilian Police: 306 Civilian Staff: 161
The year 2008 marked thirty years of Solomon Island independence and the fifth year of operation for the Australian-led Regional Assistance Mission in the Solomon Islands (RAMSI). Following several years of tense relations between RAMSI and the government, improved relations during the year allowed for significant progress in establishing more efficient governing and security structures. In 2003, after consultation with the Pacific Islands Forum (PIF), RAMSI was established at the request of then–prime minister Sir Alan Kemakeza, in tandem with the Facilitation of International Assistance Act, passed by parliament in 2003 to help restore law and order to the island after five years of conflict between Malatian and Guale ethnic groups. During the conflict, both factions used government positions and resources to support their causes, with devastating impact on the country’s infrastructure. Invoking their military and police components known as the Combined Task Force, and the Participating Police Force, RAMSI deployed on 24 July 2003 and was able to secure the
surrender of both parties, collect weapons, arrest and charge perpetrators, and remove rogue elements from the Solomon Island Police Force. In addition to assisting in the initial security stabilization phase, RAMSI was mandated to assist in the development of the Solomon Islands in three key areas: law and justice, economic governance, and the development of the government. After reinstituting law and order, the Participating Police Force set out to train the Solomon Island Police Force, while the civilian component of RAMSI embedded representatives in the Solomon Island government to work on capacity building. While Prime Minister Manasseh Sogavare, beginning in 2006, adopted an antiRAMSI stance due to its predominantly Australian composition, riots during April 2006 in Honiara, the capital, highlighted the need for continued support. After several failed attempts, the opposition succeeded in passing a vote of no confidence on Sogavare in December 2007. The election of Prime Minister Derek Sikua shortly after brought about a new phase of cooperation between the government and RAMSI. In February 2008, the Solomon Island government, RAMSI, and the PIF convened the third round of consultations on Solomon Island– RAMSI cooperation, known as the Enhanced Consultative Mechanism. Based on a 2007 PIFRAMSI task force report, the parties agreed to the creation of the Forum of Ministerial Standing Committee (FMSC) to foster communication and coordination among themselves. The FMSC comprises the foreign ministers of the past, present, and future chairs of the Pacific Islands Forum, plus representatives from the Solomon Islands and Australia, and is supported at
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the official level by the Enhanced Consultative Mechanism and a triumvirate composed of the RAMSI Special Coordinator, the Solomon Island Special Envoy, and the PIF representative to the Solomon Islands. The inaugural meeting of the FMSC decided that RAMSI should report directly to the Solomon Islands government and should shift its priority from collective security to nation building. As part of RAMSI’s continued engagement, in July 2008 it announced support for a ten-year Australian-funded public service improvement
program to support development of the civil service sector and effective public institutions. Australia pledged an additional 140 soldiers for a four-month deployment in order to assist the Participating Police Force with street patrols. In May 2008, Prime Minister Sikua stated that he saw a need for RAMSI over the next decade. If the prevaling good relations between the government and the mission are maintained, the prospects for the Solomon Islands consolidating its hard-won peace in the coming year are high.
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4.15 Somalia
the Transitional Federal Government (TFG) and its Ethiopian backers intensified and widened. That elements of the insurgency within the Alliance for the Reliberation of Somalia (ARS) are backed by Eritrea while Ethiopia backs the TFG demonstrates the extent to which the conflict in Somalia is part of the wider regional conflict dynamics. AMISOM peacekeepers have struggled to operate in this environment and have been subjected to direct attacks by insurgents. Debate about a transition from AMISOM to a UN peace operation stalled as violence escalated in Mogadishu and its surrounding areas. Efforts to engage the various opposition groups and the TFG in political negotiations floundered despite a political agreement between the TFG and one faction of the ARS in June in Djibouti. The radical elements of the ARS insisted on the withdrawal of Ethiopian troops as a precondition for talks with the TFG, even as infighting among the TFG led to a further polarization of the country. The situation was further complicated by the continued efforts of the United States to hunt for Al-Qaeda operatives in the region, often through air strikes, with Somalia becoming a central locus of the “war on terror” in the Horn of Africa.
AU Mission in Somalia (AMISOM)
• Authorization Date • Start Date • Force Commander • Strength as of 30 September 2008
6 December 2006 (UNSC Res. 1725) March 2007 General Francis Okello (Uganda) Troops: 2,650
Background
The year 2008 saw the continued deployment of the AU Mission in Somalia (AMISOM) and deliberations over a UN force, all set against a backdrop of rising violence. The country remained volatile as a violent insurgency against
In October 2004, the president of Somalia’s new Transitional Federal Institutions (TFI), Abdullahi Yusuf Ahmed, appealed to the international community for a multinational peacekeeping force of up to 20,000 troops to restore security in Somalia and enable the TFI’s return from exile to Mogadishu. The request was eventually supported by the African Union in early 2005 and then by the UN Security Council. The
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Inter-Governmental Authority on Development (IGAD) agreed to take the lead in establishing a peace support mission, which was approved by the African Union in February 2005. However, efforts to deploy the IGAD Peace Support Mission in Somalia (IGASOM) were abandoned in the face of objections to the inclusion of troops from neighboring countries in the mission. In December 2006, the UN Security Council amended its arms embargo on Somalia, removing a major legal obstacle to any deployment. With the deployment of IGASOM not feasible, the AU’s Peace and Security Council authorized instead the deployment of the AU Mission in Somalia. The AU council stressed the need to involve the United Nations from the start, since it viewed a transition to a UN-led operation as its exit strategy, and viewed the expertise and resources of the United Nations as critical to the long-term stabilization and postconflict reconstruction of Somalia. Deployed in January 2007, AMISOM was mandated to support dialogue and reconciliation in Somalia by providing protection for the TFI and key security infrastructures in carrying out their government functions; assisting in implementation of the National Security and Stabilization Plan, in particular the effective reestablishment and training of all-inclusive Somali security forces; and contributing to the creation of security conditions necessary for humanitarian assistance. By the end of 2008, despite initial interest by several African states to contribute troops, AMISOM’s strength stood at 2,650, composed of one Burundian and two Ugandan battalions.
Key Developments
In addition to slow force generation, AMISOM was faced with a daunting set of challenges and a deteriorating security situation. The challenges included financial and logistics shortfalls, inadequate and unreliable communication equipment and hostile propaganda, as well as direct attacks on its troops. AMISOM’s lack of progress in securing additional troops was attributable both to the AU’s inability to guarantee financial
and logistic support for new troop contributors and to the shifting and uncertain security environment within which it was operating. Despite the deteriorating security situation, the mission continued to provide security to the TFG and strategic locations such as the national airport and the seaport, thereby ensuring the continued flow of much needed humanitarian assistance. In May 2008, AMISOM convened a workshop in Nairobi, Kenya, involving key stakeholders, representatives of the TFG, the two troopcontributing countries, and the UN and other bilateral actors, to explore ways of enhancing strategic partnership among them. The meeting reiterated the importance of a viable political process for the success of AMISOM and as such called on the AU and other international actors to mainstream Somalia in their plans. In the meantime, the AU asked the UN to provide support to ensure the full deployment of AMISOM. In agreeing to consider the request, the SecretaryGeneral outlined two principles that would underpin such support: first, that UN assistance would be geared toward strengthening the AU’s capacities to adequately manage AMISOM, and second, that troops deployed under AMISOM met UN standards to ensure a smooth transition if and when that was approved. In the interim, the AU signed a memorandum of understanding with the UN Office for Project Services (UNOPS) for the establishment of AMISOM’s headquarters in the capital, Mogadishu. Some members of the Security Council, most notably the United States and South Africa, pushed for a transition from AMISOM to a UN force. But the Secretary-General, the UN’s Department of Peacekeeping Operations, and other members of the Security Council, including the United Kingdom, remained cautious about authorizing such a deployment in the absence of a viable peace agreement and an actual peace to keep. At the political level, international efforts led by the UN succeeded in forging a peace deal between the TFG and the Asmara-based ARS. On 19 August 2008, the TFG and the ARS concluded a peace and reconciliation agreement in Djibouti that provided for the cessation of armed hostilities for an initial period of 90 days within
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30 days of the agreement; submission of a request to the UN to authorize and deploy an international stabilization force within 120 days; the withdrawal of Ethiopian troops from Somalia after the deployment of a sufficient number of UN forces; the disassociation of the ARS from any armed groups or individuals that did not adhere to the terms of the agreement; the commitment of parties to ensure unhindered access and assistance to affected populations; and the establishment of a joint security committee to follow up on implementation of agreed security arrangements, and a high-level committee to address challenges related to political, justice, and reconciliation issues. But the period that followed the agreement was marked by the fragmentation of the main signatories to the agreement, the ARS and the TFG. The ARS split into two factions: the socalled moderates, who signed the Djibouti Agreement, and the more hard-line elements based in Asmara, who were not party to the agreement. Meanwhile, the TFG was also shaken by rifts between President Yusuf and Prime Minister Nur Adde Hussien. The differences between the two leaders widened after the prime minister fired Mogadishu’s mayor for alleged mismanagement of public funds. The president and the prime minister failed to agree on a new message of political reconciliation, manifested in the prime minister’s willingness to engage with Islamists, who had been labeled as terrorists by President Yusuf. This tension peaked dramatically in December 2008, when President Yusuf sacked Prime Minister Nur and replaced him with a new nominee. Yusuf’s move was met with considerable Somali and international resistance eventually leading to the resignation of Yusuf himself at the close of the year, demonstrating the tremendous political challenges ahead. With deepening rifts on both sides, implementation of the Djibouti Agreement appeared remote, removing the glimmer of hope for Somalia that it had promised. On the contrary, as the fissures among and between the ARS and the TFG deepened, the security situation deteriorated. Critics of the agreement maintain that it was flawed from the start because it was concluded without the participation of all parties to
the conflict. The Al-Shabaab militia, who are driving the insurgency and the more hard-line elements of the ARS, were not represented in Djibouti. Moreover, it is argued that the timelines set for the implementation of the agreement were unrealistic. In the meantime, the TFG failed to establish a government of national unity that would promote reconciliation. Instead, the government consists of a small number of clans and does not proportionally represent the Hawiye, the dominant clan in Mogadishu. The TFG’s refusal to negotiate with the Union of Islamic Courts is viewed in some quarters as a manifestation of its desire to monopolize power. Thus, politically, the TFG has been unable to gain internal cohesion and popular legitimacy. Security
Unsurprisingly, security continued to deteriorate in Somalia throughout 2008, especially in Mogadishu and the surrounding areas. Gun battles among TFG soldiers, their Ethiopian backers, and the insurgents resulted in the deaths of hundreds of civilians, as mortars often landed in crowded public places, most notably the Baraka market. The growing toll of civilian deaths blamed on Ethiopian troops increased public opposition to their presence and drove more people to support the insurgency. While the source of some of the mortars that killed many civilians was often contested, this nonetheless proved to be a potent weapon for the insurgents in their propaganda campaign against Ethiopian troops. It also served as a convenient recruitment tool for the insurgency. The security situation in Somalia was further exacerbated by the return to the scene of warlords who took advantage of the TFG’s weakness. The wrestling for strategic assets by warlords added to the misery of civilians caught in the fighting. The continued proliferation of arms to Somalia undermined any efforts to disarm armed individuals and groups. Initial attempts by the TFG to disarm militias in Mogadishu were resisted, since they did not include the Darod militias, which constitute the bulk of the TFG forces. The move was resisted by other clans, most notably the Hawiye.
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Civilians endured the brunt of the suffering, with internally displaced persons reaching an estimated 1.1 million. The surge in fighting during the last quarter of 2008 led to the forced exodus of approximately 12,000 civilians from Mogadishu per week. An estimated 60 percent of the population of Mogadishu had already fled the capital due to the spike in violence, while many of those remaining did not have the means to leave and continued to toil in abject poverty. The untenable security situation was compounded by droughts, flooding, and the global food crisis, with the number of people in need of food aid rising to 3.25 million, 43 percent of the country’s total population. To make matters worse, humanitarian access was significantly reduced as aid workers found it difficult to reach those in need of assistance. As of midNovember, forty aid workers had been killed, with a total of 111 security incidents reported, in 2008 alone. With a virtually nonexistent state security apparatus and hyperinflation causing up to a 1,000 percent increase in food prices, the targeting of aid deliveries, which serve as a source of spoils and power, became a common occurrence. The continued attacks on humanitarian workers severely strained international aid efforts and forced some agencies to suspend operations in parts of the country, leaving hundreds of thousands of civilians stranded without any form of external support. In October, fifty-two nongovernmental organizations released a statement on the humanitarian crisis, stating that the international community had failed the people of Somalia and calling on all parties to the conflict to allow unhindered access for humanitarian workers. During 2008 the most visible of these attacks, increased piracy off the coast of Somalia, became a matter of global concern. The menacing activities of pirates, including the hijacking of a vessel loaded with tanks and other weaponry in September, undermined the safety of maritime transport in and around the strategic Gulf of Aden. Meanwhile, pirates also targeted humanitarian cargo, forcing aid agencies to scale back their operations. The rise in piracy prompted a
REUTERS/Feisal Omar
Humanitarian
A Burundian peacekeeper from AMISOM distributes food to the internally displaced in Mogadishu, Somalia, 20 June 2008.
number of initiatives, including the deployment of warships by Canada, Malaysia, the United States, China, India, and Russia, as well as NATO’s authorization for its Operation Allied Provider, whereby member states provide naval escorts to humanitarian ships in the troubled waters. Similarly, the EU authorized its own operation for Somalia’s coastline, EU NAVFOR Somalia. At the UN, the Security Council adopted a resolution in December that allows willing member states to pursue pirates on Somali territory, provided they first gain the consent of the TFG.
Conclusion
As 2008 drew a close, Somalia remained mired in conflict with little hope of an end in sight. The TFG remained weak and divided, having failed to inspire national reconciliation. The presence of Ethiopian troops continued to generate resistance, thereby both feeding the insurgency and perpetuating the proxy conflict between Ethiopia and Eritrea, which continued its support of the ARS. In the face of these challenges, AMISOM remained deployed, struggling to attract more troop contributors, even as it confronted acute difficulties in sustaining those troops it did have
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on the ground and faced increasing hostility toward its presence. In mid-November, then President Yusuf admitted for the first time that the insurgents control
most parts of the country. Meanwhile, in December, Ethiopia began withdrawing its forces, as the UN continued to resist calls for the deployment of blue berets.
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4.16 Timor-Leste
On the morning of 11 February 2008, rebels loyal to the fugitive Alfredo Reinado staged attacks on both the president and the prime minister of Timor-Leste. While President José Ramos-Horta was critically wounded, the attacks were repulsed, and Reinado was killed in ambiguous circumstances. Confronted with these developments, Timor’s government and security institutions demonstrated a level of resilience and initiative that was in contrast to the events of two years earlier, when a crisis in the security sector precipitated an outbreak of violence that imperiled the young state and led to the formation of a new and complex peacekeeping operation, the UN Integrated Mission in Timor-Leste (UNMIT). What followed was a year of relative stability in Timor-Leste, albeit one in which the government found itself torn between addressing challenges entrenched in the country’s difficult past, and preparing for a future in which the promise of rising petroleum revenues offers hope, but also an ever-present set of concerns related to institutional capacity and budget execution. While the security situation after the attacks remained calm, local politics were at times marked by tension between the ruling coalition and the former ruling party, now in opposition. The coalition government showed determination in the course of the year as it worked to push forward the development of its core institutions and achieve demonstrable results. However, problems within the security sector, persistently high levels of youth unemployment, and the impact of the global food crisis all represented significant threats to the country’s social, political, and economic stability. Like the events of February, they highlighted the fragile nature of the 129
UN Integrated Mission in Timor-Leste (UNMIT)
• Authorization and Start Date • SRSG • Chief Military Liaison Officer • Police Commissioner • Budget • Strength as of 31 October 2008
25 August 2006 (UNSC Res. 1704) Atul Khare (India) Colonel Graeme Roger Williams (New Zealand) Juan Carlos Arévalo Linares (El Salvador) $173.4 million (1 July 2008–30 June 2009) Military Observers: 32 Police: 1,556 International Civilian Staff: 343 Local Civilian Staff: 879 UN Volunteers: 129
For detailed mission information see p. 339
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International Security Forces (ISF)
• Authorization and Start Date • Force Commander • Budget • Strength as of 30 September 2008
25 May 2006 Brigadier Mark Holmes (Australia) $145.6 million (October 2007–September 2008) Troops: 950
country’s development and the likely necessity of an international presence and assistance for some time to come.
Background
Timor-Leste’s declaration of independence from Portugal in 1975 was followed by its invasion and annexation by Indonesia. In August 1999, an overwhelming majority of the Timorese people opted for independence over autonomy in a referendum supervised by the UN. Pro-Indonesian militias backed by the government and military launched a campaign of violence soon after, leading to the deaths of approximately 2,000 Timorese and the displacement of hundreds of thousands more. The violence that followed the referendum elicited the emergency deployment of an Australian-led stabilization force, which made way for the UN to establish the UN Transitional Administration in East Timor (UNTAET). Charged with the daunting task of building a state from the ground up, UNTAET administered TimorLeste until it assumed its independence in 2002. In the process, the mission oversaw the election of resistance hero José Alexandre Kay Rala “Xanana” Gusmão as the country’s first president, and a parliamentary government led by the Frente Revolucionária do Timor-Leste Independente (FRETILIN). UNTAET’s successor, the UN Mission of Support in East Timor (UNMISET), was authorized to provide interim law enforcement and public security and continued to assist in the
development of the East Timor Police Service (later called the Policia Nacional de Timor-Leste [PNTL]). In 2001, a new Timorese defense force, the F-FDTL (comprising the Forças Armadas da Libertação Nacional de Timor-Leste [FALINTIL] and the Forças de Defesa de TimorLeste [FDTL]), was created with bilateral support, but a significant number of fighters were demobilized and not incorporated within it. In 2005, UNMISET was replaced by the UN Office in Timor-Leste (UNOTIL), a considerably smaller mission designed to assist in the transition from peacekeeping to coordinated development assistance. With member states unwilling to support it financially, UNOTIL was scheduled to close in May 2006. The crisis that erupted in April and May 2006 led to a rapid reassessment of TimorLeste’s security and assistance needs. With its origins in the dismissal of a number of disgruntled F-FDTL soldiers (“petitioners”), the escalating hostility exposed the centrality of bitter divisions within and between Timor-Leste’s defense and police forces as well as profound failings in the international efforts to develop and nurture the new state institutions. Thirtyseven people died in the violence, many houses were destroyed, and 150,000 Timorese—15 percent of the population—were displaced from their homes. In mid-May 2006, the Timorese authorities requested international assistance. The Australian Defense Forces, with support from the New Zealand Defense Forces, arrived in Dili on 26 May, helping to calm the situation. A multidimensional assessment team led by a Special Envoy of the Secretary-General recommended a return to a larger UN peacekeeping operation focused on security and judicial sector reform. Security Council Resolution 1704 established the UN Integrated Mission in Timor Leste in August 2006. UNMIT’s broad mandate is rooted in the provision of support to the government and related institutions in their efforts to consolidate stability, bring about national reconciliation, and foster social cohesion. In addition to supporting the elections in 2007, its current mandate includes ensuring the restoration and
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maintenance of public security through support to the PNTL; assisting the government in conducting a review of the security sector; justice sector development; relocation of displaced persons; good offices; and a coordinating role in executing the “compact” through which Timorese national development plans, the UN, and bilateral donors are to be dovetailed in the provision of humanitarian assistance and the promotion of sustainable development. UNMIT, alongside 1,000 Australian and New Zealand troops operating in the International Security Forces (ISF), brought a measure of security to the country. In May 2007, it oversaw presidential elections won by José RamosHorta, who defeated the FRETILIN candidate. Although it remained the largest party in terms of seats, FRETILIN was unable to persuade enough other parties to join it in a coalition, and in August 2007 an alliance of parties led by former president—now prime minister—Gusmão established a new government. During 2007, UNMIT and the government were faced by a multitude of complex issues rooted in social, economic, and governance problems: high unemployment, rapid population growth, inadequate infrastructure, a weak public sector with limited service capacity, and fragile state institutions. Above all, rivalries and dysfunction within and between the PNTL and the F-FDTL and estranged elements from the latter—most notably the armed group led by the former major Alfredo Reinado, who had deserted the F-FDTL in May 2006—remained a serious threat to Timor-Leste’s efforts to move away from the 2006 crisis.
Key Developments Security Situation
In August 2007, President Ramos-Horta initiated discussions with Alfredo Reinado and his renegade troops in an attempt to negotiate his surrender. These negotiations culminated in the fateful encounter of 11 February 2008, in which Reinado was shot dead by the president’s bodyguards. The incident led to a flurry of finger-pointing
between the F-FDTL, the PNTL, and UN police as to whose failure had led to the attacks. In the meantime, the government declared a state of siege in which the military took control of security operations, while Australia bolstered the ISF force with an extra company of troops as well as seventy extra police. In response to the emergency, on 17 February, the Timorese Council of Ministers approved a resolution mandating the commander of FFDTL to create a Joint Command integrating members of the F-FDTL and the PNTL for security operations; however, this was done without the prior consultation of the UN. The Joint Command was credited with the apprehension of Reinado supporters associated with the February attacks. It was subsequently disbanded in June 2008 after the state of siege expired and the security situation stabilized. The cooperation of the PNTL and the F-FDTL proved that their coordination is possible even in a politically sensitive engagement. However, the legality and the need for the Joint Command has been questioned and highlights the need for a clear definition of their respective roles in a future national security policy. Although apparently successful as an ad hoc mechanism, the Joint Command also exposed the problems in the professional standards of both the F-FDTL and the PNTL. These were manifest in instances of human rights violations that the Joint Command appeared either unable or unwilling to address, as well as failures to heed command, including activities that continued without legal basis after the end of the state of siege. Coordination between UNMIT and the Joint Command—whose PNTL officers fell outside UNMIT’s direct supervision or responsibility—generally functioned well, although there were some notable exceptions. The death of Reinado contributed significantly to the possibility of addressing two significant issues—the F-FDTL “petitioners” and the internally displaced persons—outstanding as consequences of the 2006 crisis. In its aftermath, a trickle of petitioners arriving at a camp in Dili in response to a government invitation to dialogue swelled to a flood of 709 by the end
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REUTERS/Lirio Da Fonseca
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Timor-Leste’s President José Ramos-Horta presents medallions to UNMIT police officers for their service to the country, Dili, Timor-Leste, 18 April 2008.
of May 2008. On 4 June, the government offered financial compensation to those former F-FDTL personnel who turned themselves over to a civilian life. Meanwhile, returns of internally displaced persons also accelerated considerably; between May and September, for example, the International Organization for Migration helped the government facilitate the return and reintegration of almost 6,000 families living in camps within and around Dili. Security Sector Reform
The performance of the Joint Command illustrates the need for the holistic approach to the development of Timor’s security sector that had been evident in the wake of the 2006 crisis. However, political sensitivities surrounding the security forces remained high. Thus, while UNMIT has devoted extensive effort and resources to assistance to the PNTL, it was only after the establishment of Timor’s new government in August 2007 that it began to try to assist the government in the security sector review process with which it was also mandated. Timor-Leste made progress in addressing security sector reform at an institutional level during 2008. In May, the government adopted
the Law of Information Systems, which defined the frameworks for Timor’s intelligence sector and gave the National Information Service authority over the intelligence branches of both the military and the police. The Council of Ministers also approved a legislative decree defining the roles and responsibilities of Timor’s Ministry of Defense and Security. In the following month, the government and UNMIT’s Deputy Special Representative, in his capacity as Resident Representative of the UN Development Programme (UNDP), agreed on a project document that outlined UN support of a comprehensive evaluation of the security sector. In the meantime, UNMIT is also providing support to a government-led process to develop a national security policy. UNMIT’s progress in helping reestablish the PNTL, following its near collapse after the 2006 crisis, has been encouraging, if not straightforward. In March 2008, an expert mission led by the UN Police Advisor visited Timor-Leste to conduct an assessment of the requirements of the national police as well as possible adjustments needed to UNMIT police skill sets. It found that the PNTL as an institution was still understaffed, lacked political support, and in many instances continued to be resistant to UNMIT supervision. The PNTL suffered from insufficient funding, unclear command structures, and a subsequent lack of accountability. As a result of these findings, the UN’s Standing Police Capacity, with support from the International Center for Transitional Justice, was deployed for eight weeks to help implement the expert mission’s recommendations. The secretary of state for security was subsequently able to devise a strategy and timetable for the resumption of policing by the PNTL. This began in August 2008 and is to be completed during the first half of 2009. In the meantime, by June, provisional certification of PNTL officers had ended and over 3,000 officers were deemed fit to proceed in the mentoring and training process leading up to full certification. A separate set of challenges for the PNTL, as for any emergent police force, relate to the difficulty of building legitimacy in the face of
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persistent deficiencies within the justice sector. With ongoing assistance by UNMIT and other international partners, some progress was made in ensuring that an increasing number of Timorese judicial personnel worked as judges, prosecutors, and public defenders, and that their presence in the districts increased. However, between July 2007 and July 2008, the backlog of cases for prosecution in Dili alone increased from 2,413 to an estimated 4,700. Meanwhile, many of the population turned to traditional dispute resolution mechanisms outside the legal framework. Political and Other Developments
Beyond the security sector, the February emergency also served to highlight a level of dialogue and reconciliation among the erstwhile-divided Timor government and FRETILIN. The High Level Coordination Committee—the most prominent of a number of dialogue and coordination mechanisms established by the government and UNMIT—met several times at the height of the crisis to consult on national responses to the attack. That these meetings included the leadership of FRETILIN demonstrates a growing commitment to dialogue on the part of the Timorese political elite. Nevertheless, while the overall response to the events of February was positive, and the long-term prospects for Timor-Leste are boosted by its rapidly growing petroleum revenue, the challenges the country is still facing are considerable. Its institutions remain fragile and the state as a whole is vulnerable to further unrest as a consequence of a number of factors, including the combination of soaring food prices and high unemployment and continued tensions over veterans’ issues. UNMIT and the UN Country Team continued to support the development of Timor’s governance and civil service institutions in 2008— the “year of administrative reform,” as the prime minister announced in May. In addition to the organization of a national workshop, this support took the form of policy advice to the government as it developed frameworks to establish a civil service commission, reformulate the
office of the inspector general, and establish an anticorruption agency. UNMIT also began assisting in the development of a better-functioning radio broadcast system, expanding the capacity of the national broadcast agency capacity to reach 80 percent of the territory, while training journalists, producers, and technicians. Issues surrounding reconciliation and accountability remain complex and contentious. Accountability received a blow when, in April, Ramos-Horta issued a presidential decree by which 94 out of Timor’s 179 prisoners received a pardon or partial commutation of their sentence. Also pardoned was Indonesian militia leader Joni Marquez, who had been convicted in 2001 of crimes against humanity, including torture and murder, committed before and after the 1999 referendum, and had been sentenced to thirty-three years in prison. Among those receiving commutations of their sentence was former interior minister Rogerio Lobato, who had been found guilty of crimes committed in the context of the 2006 crisis. On 15 July 2008, the Commission of Truth and Friendship formally presented its final report. While concerns remained that the commission had prioritized relations between Indonesia and Timor-Leste over truth and justice, the report did find that Indonesia bore by far the greater responsibility for the gross human rights violations that occurred, and no amnesties were recommended. It also put on the official record the direct links between the proautonomy militia and the Indonesian military. During September 2008, the national parliament drafted resolutions to implement the recommendations from both an earlier report of the Commission for Truth, Reception, and Reconciliation and the July 2008 report of the Commission of Truth and Friendship. This was a notable development, given that the parliament had delayed discussion of the more comprehensive earlier report for more than two years.
Conclusion
The attacks of February 2008 constituted one of the gravest challenges to Timor-Leste in its short
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life as a nation. The measured actions taken by the government, with the support of UNMIT, helped ensure stability, and resolved some issues outstanding from the 2006 crisis. While progress has been made in the reestablishment of the PNTL, persistent concerns about the resilience of
the police force and more generally about the security institutions continue to illustrate the importance of a holistic approach to security in Timor-Leste as the basis for lasting peace and stability in the country—and an eventual drawdown of the UN mission.
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4.17 Western Sahara
The situation in Western Sahara, the longestrunning territorial dispute in Africa, showed little sign of improvement during 2008. Although representatives of the parties met in March for a fourth round of talks, no progress was made in addressing the substantive differences that divide them. In August 2008, the contract of the Secretary-General’s Personal Envoy for Western Sahara was not renewed, a replacement was not named until early 2009, leaving a five month gap and raising questions regarding the future direction of the political process. Meanwhile, the UN Mission for the Referendum in Western Sahara (MINURSO) remained deployed in the field, monitoring and observing the cease-fire, defusing tensions as they arose and encouraging confidence-building measures between the parties. MINURSO was established in 1991 to verify the cease-fire between the government of Morocco and the Frente Popular para la Liberación de Saguia el-Hamra y de Río de Oro (POLISARIO) and to organize and conduct a referendum that would allow the people of Western Sahara to decide the future status of the territory. This had been “reintegrated” by Morocco in 1976, but was claimed by POLISARIO on the basis of the right to self-determination of the people of Western Sahara. It had originally been envisaged that the referendum would take place in January 1992. However, despite a series of efforts first to promote agreement on the terms of the referendum and then to seek a political settlement, the UN’s primary achievement in the intervening period since 1991 has been to preserve the status quo. In 2003, the Secretary-General Personal Envoy at the time, former US secretary of state James Baker, presented a peace plan that allowed
UN Mission for the Referendum in Western Sahara (MINURSO)
• Authorization and Start Date • SRSG • Force Commander • Budget • Strength as of 31 October 2008
29 April 1991 (UNSC Res. 690) Julian Harston (United Kingdom) Major-General Zhao Jingmin (China) $48.4 million (1 July 2008–30 June 2009) Troops: 28 Military Observers: 194 Police: 6 International Civilian Staff: 99 Local Civilian Staff: 153 UN Volunteers: 19
For detailed mission information see p. 214
for some elements of governance-sharing, while providing for a referendum that would include the option of independence. POLISARIO accepted the plan in 2003. Morocco, however, rejected it the following year on the grounds that it could not agree to any plan that might lead to an independent Western Sahara. Baker resigned shortly afterward. In recognition of this political deadlock, which was accentuated by the Security Council’s insistence on a consensual solution, Baker’s successor as Personal Envoy, Dutch diplomat Peter van Walsum, pursued direct and unconditional negotiations. Four rounds of talks were held in 2007 and 2008 with the encouragement of SecretaryGeneral Ban Ki-moon. The talks were attended by representatives of both parties, as well as van Walsum, and representatives of neighboring countries Algeria and Mauritania were present at the opening and closing sessions. During the March 2008 talks—held, as previously, in Manhasset, New York—the parties considered a
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number of proposals to expand confidencebuilding measures and agreed to explore the establishment of family visits by land, in addition to the existing program by air. However, little progress was made in narrowing the gulf between an autonomy proposal put forward by Morocco and POLISARIO’s adherence to a referendum including the option for independence. That van Walsum told the Security Council that an independent Western Sahara was not a realistic proposition in a situation in which Morocco had control of the territory and the Security Council was unwilling to put pressure upon it, led to his criticism by POLISARIO and its followers. In late August 2008, van Walsum’s contract expired, and in early January 2009, the Secretary-General appointed Christopher Ross as his new Personal Envoy for Western Sahara. In April 2008, the Security Council renewed MINURSO’s mandate for the thirty-sixth time.
In contrast to the difficulties encountered at the political level, the overall situation in MINURSO’s area of responsibility remained generally calm during the year. Violations of military movements along the cease-fire decreased, and both parties continued to cooperate with MINURSO in the marking and disposal of mines, unexploded ordinance, and expired ammunition. Meanwhile, confidence-building measure led by the UN High Commissioner for Refugees (UNHCR), including family visits and free telephone service between the refugee camps in Tindouf and the territory, also continued without interruption. The establishment of family visits by land, as discussed during the March talks, offered the possibility to significantly increase the number of beneficiaries. These positive developments, however, cannot counter discontent at the lack of progress at the political level on both sides of the cease-fire line.
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Global Statistics on UN Missions
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The data in this chapter covers all UN missions in the period running from 1 July 2007 to the third quarter of 2008. While a number of exceptions are noted, the coverage reflects the UN’s 2007/2008 budgetary year (which concluded on 30 June 2008) in addition to information
available on later months. In almost all cases, the data presented here is aggregated from the mission-by-mission figures presented in Chapter 7. Where other sources have been used, they are indicated in the footnotes.
5.1 Total UN Troops: July 2007–October 2008
79,000
75,000
73,000
71,000
69,000
67,000
Oct. ’08
Sept. ‘08
Aug. ’08
July ‘08
June ’08
May ‘08
Apr. ’08
Mar. ‘08
Feb. ’08
Jan. ‘08
Dec. ’07
Nov. ‘07
Oct. ’07
Sept. ‘07
Aug. ’07
65,000 July ‘07
Total Number of Troops
77,000
Source: DPKO FGS. Note: Includes all UN DPKO peacekeeping missions and DFS-supported political mission (UNAMI).
138
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5.2 Top Twenty Troop Contributors to UN Missions: 31 October 2008 10,000 9,721 8,349
8,080
6,000 4,648
4,000
Spain
1,338 1,217 1,178 1,147
Benin
Jordan
France
Ethiopia
Uruguay
Italy
Ghana
Rwanda
Nepal
Nigeria
India
Bangladesh
Pakistan
0
1,891 1,782 1,560 1,554
Brazil
2,147 2,106 2,021
2,000
Senegal
2,464
Morocco
2,617 2,603
Egypt
2,826
South Africa
3,044
China
Number of Troops
8,000
Source: DPKO FGS. Note: Includes contributions to all UN DPKO peacekeeping missions and DFS-supported political mission (UNAMI).
5.3 Troops Deployed by UN Mission: 31 October 2008 18,000 16,702 16,000
14,000 12,733 11,436
10,000
8,935
8,728 7,823
8,000
7,009
6,000
Source: DPKO FGS.
222
28
0
0
0
0
0
0
0
0
0
BINUB
MINURCAT
UNAMA
UNMIK
UNMIN
UNMIT
UNMOGIP
UNOMIG
UNTSO
858
MINURSO
UNDOF
MINUSTAH
UNOCI
UNMIS
UNAMID
UNMIL
UNIFIL
0
1,041
UNFICYP
2,000
UNAMI
4,000
MONUC
Number of Troops
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5.4 Total UN Military Observers: July 2007–October 2008
Total Number of Military Observers
3,250
3,000
2,750
2,500
2,250
Oct. ’08
Sept. ‘08
Aug. ’08
July ‘08
June ’08
May ‘08
Apr. ’08
Mar. ‘08
Feb. ’08
Jan. ‘08
Dec. ’07
Nov. ‘07
Oct. ’07
Sept. ‘07
Aug. ’07
July ‘07
2,000
Source: DPKO FGS. Note: Includes all UN DPKO peacekeeping missions, DPKO-led political missions (BINUB, UNAMA, UNIOSIL), and DFS-supported political missions (UNAMI, UNMIN).
5.5 Top Twenty Military Observer Contributors to UN Missions: 31 October 2008 140 121 110 100 100
90 84
83
80
60
58
57
54
51
50
47
47
42
42
42
Paraguay
61
60
Indonesia
63
Bolivia
65
Senegal
72
Germany
Number of Military Observers
120
40
Zambia
Brazil
Malaysia
Romania
China
Yemen
Nepal
Ghana
Uruguay
Jordan
Russia
India
Nigeria
Egypt
Bangladesh
0
Pakistan
20
Source: DPKO FGS. Note: Includes contributions to all UN DPKO peacekeeping missions, DPKO-led political missions (BINUB, UNAMA), and DFS-supported political missions (UNAMI, UNMIN).
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5.6 Military Observers Deployed by UN Mission: 31 October 2008
800 723 700
500
400
300 189 188 138 135 44
32
26
17
8
7
0
UNAMA
UNMIK
UNMIT
UNMOGIP
MINURCAT
UNMIN
UNOMIG
UNAMID
UNTSO
MINURSO
UNOCI
UNMIL
UNMIS
MONUC
0
0
0
0 UNIFIL
46
UNFICYP
67
UNDOF
100
MINUSTAH
151
UNAMI
210 200
BINUB
Number of Military Observers
622 600
Source: DPKO FGS.
5.7 Total UN Police: July 2007–October 2008
13,000 12,500
Total Number of Police
12,000 11,500 11,000 10,500 10,000 9,500 9,000 8,500
Oct. ’08
Sept. ‘08
Aug. ’08
July ‘08
June ’08
May ‘08
Apr. ’08
Mar. ‘08
Feb. ’08
Jan. ‘08
Dec. ’07
Nov. ‘07
Oct. ’07
Sept. ‘07
Aug. ’07
July ‘07
8,000
Source: DPKO PD. Notes: Formed police units included. Includes all UN DPKO peacekeeping missions, DPKO-led political missions (BINUB, UNAMA, UNIOSIL), and DFS-supported political mission (UNMIN).
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5.8 Top Twenty Police Contributors to UN Missions: 31 October 2008
1,200 1,151 1,011
1,000 Number of Police
810 795
800
670 657 587
600
538
400 283 276 275 265 207 199
166
Côte d’Ivoire
Portugal
Ukraine
China
Niger
Romania
Malaysia
Turkey
United States
Philippines
Senegal
Ghana
Nigeria
India
Pakistan
Nepal
Jordan
Bangladesh
0
161 159
South Africa
218 209
Cameroon
221
200
Source: DPKO PD. Notes: Formed police units included. Includes contributions to all UN DPKO peacekeeping missions, DPKO-led political missions (BINUB, UNAMA), and DFS-supported political missions (UNMIN).
5.9 Police Deployed by UN Mission: 31 October 2008
2,500
2,342 2,019
2,000
1,871 1,556
1,500 1,144
1,090 1,074
1,000 687
500
18
10
6
3
0
0
0
0
0
0
BINUB
MINURSO
UNAMA
UNAMI
UNDOF
UNIFIL
UNMIN
UNMOGIP
UNTSO
69
UNOMIG
236
Source: DPKO PD. Note: Formed police units included.
UNFICYP
MINURCAT
UNMIS
UNMIL
MONUC
UNOCI
UNMIT
UNMIK
MINUSTAH
0 UNAMID
•
Number of Police
144
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5.10 Formed Police by UN Mission: October 2007 and October 2008
1,200
1,000
1,135
Oct. 2007
999
Oct. 2008 Number of Police
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800
749 750
746 747 605 609
609 563 558
600 483
418 400
200
0 MINUSTAH
UNOCI
MONUC
UNMIL
UNMIK
UNMIT
UNAMID
Source: DPKO PD.
5.11 Formed Police Contributions by UN Mission: 31 October 2008
MINUSTAH MONUC UNAMID UNMIK Bangladesh Jordan Pakistan Nepal India Senegal Nigeria Ukraine Indonesia Malaysia Portugal China Romania Poland Total
— 288 249 125 140 85 123 — — — — 125 — — 1,135
Source: DPKO PD.
278 — — — 220 249 — — — — — — — — 747
138 — 140 — — — — 140 — — — — — 418
125 — 109 — — — — 148 — — — — 115 112 609
UNMIL
UNMIT
UNOCI
Total
— 120 — 240 124 — 125 — — — — — — — 609
140 — 139 — — — — — — 140 139 — — — 558
250 375 125 — — — — — — — — — — — 750
931 783 622 505 484 334 248 148 140 140 139 125 115 112 4,826
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5.12 Origin of UN Military Personnel by Region: 31 October 2008 Central and South America 8.1%
North America 0.1%
Europe 13.4%
Africa 29.8%
Middle East 2.8%
Central and South Asia 39.1%
Region Africa East Asia and the Pacific Central and South Asia Middle East Europe Central and South America North America Total
East Asia and the Pacific 6.7%
Troops/Military Observers 23,309 5,217 30,561 2,166 10,433 6,348 84 78,118
Percentage of Total 29.8% 6.7% 39.1% 2.8% 13.4% 8.1% 0.1%
Source: DPKO FGS. Note: The regions used here and in the charts below are defined as follows: Africa: all members of the African Union and Morocco (but see Middle East below.) Central and South Asia: all members of the South Asia Association for Regional Cooperation (including Afghanistan) and all members of the Commonwealth of Independent States to the east of the Caspian Sea, other than Russia. East Asia and the Pacific: all states in or bordering on the Pacific, the states of South-East Asia and Mongolia. Central and South America: all members of the Organization of American States other than Canada, the United States, and Mexico. Europe: all states to the north of the Mediterranean, Armenia, Azerbaijan, Cyprus, Georgia, Malta, Russia and Turkey. Middle East: all members of the Gulf Cooperation Council, Lebanon, Iraq, Iran, Israel, Jordan, Syria, and Yemen. (While Egypt is included under Africa as a member of the AU, the contingent of UNTSO stationed on the Suez Canal is counted under the Middle East deployment section to reflect its line of command.) North America: Canada, the United States, and Mexico.
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5.13 Deployment of UN Military Personnel by Region: 31 October 2008
Europe 1.3%
Central and South America 9.0%
Middle East 18.1%
Central and South Asia 0.2%
Africa 71.4%
East Asia and the Pacific 0.0%
Region Africa East Asia and the Pacific Central and South Asia Middle East Europe Central and South America North America Total
Source: DPKO FGS.
Troops/Military Observers 55,776 32 128 14,154 1,019 7,009 — 78,118
Percentage of Total 71.4% 0.0% 0.2% 18.1% 1.3% 9.0% —
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5.14 Origin of UN Police Personnel by Region: 31 October 2008
Central and South America 1.1%
North America 3.2%
Europe 15.4%
Africa 32.7%
Middle East 9.1%
Central and South Asia 29.2%
Region Africa East Asia and the Pacific Central and South Asia Middle East Europe Central and South America North America Total
Source: DPKO PD. Note: Formed police units included.
East Asia and the Pacific 9.3%
Police 3,960 1,130 3,541 1,102 1,866 135 391 12,125
Percentage of Total 32.7% 9.3% 29.2% 9.1% 15.4% 1.1% 3.2%
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5.15 Deployment of UN Police Personnel by Region: 31 October 2008
Central and South America 16.7%
Europe 16.1%
Africa 54.3%
Central and South Asia 0.0% East Asia and the Pacific 12.8%
Region Africa East Asia and the Pacific Central and South Asia Middle East Europe Central and South America North America Total
Source: DPKO PD. Note: Formed police units included.
Police
Percentage of Total
6,589 1,556 3 — 1,958 2,019 — 12,125
54.3% 12.8% 0.0% — 16.1% 16.7% —
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5.16 Origin of UN Military Personnel in Africa by Region: 31 October 2008 Central and South America 3.4% North America Europe 0.1% 1.8% Middle East 2.5%
Africa 40.0% Central and South Asia 47.6%
East Asia and the Pacific 4.6%
Region Africa East Asia and the Pacific Central and South Asia Middle East Europe Central and South America North America Total
Source: DPKO FGS.
Troops/Military Observers
Percentage of Total
22,321 2,547 26,543 1,389 1,014 1,914 57 55,776
40.0% 4.6% 47.6% 2.5% 1.8% 3.4% 0.1%
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5.17 Origin of UN Police Personnel in Africa by Region: 31 October 2008 Central and South America 0.8% Europe 4.9%
North America 0.7%
Middle East 10.2%
Africa 46.0%
Central and South Asia 31.3%
East Asia and the Pacific 6.1%
Region
Police
Percentage of Total
Africa East Asia and the Pacific Central and South Asia Middle East Europe Central and South America North America Total
3,032 399 2,064 669 325 56 44 6,589
46.0% 6.1% 31.3% 10.2% 4.9% 0.8% 0.7%
Source: DPKO PD. Note: Formed police units included.
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5.18 Origin of UN Military Personnel in the Middle East by Region: 31 October 2008 North America 0.1% Central and South America 0.4%
Africa 6.8% East Asia and the Pacific 17.4%
Europe 61.5%
Central and South Asia 13.8% Middle East 0.0%
Region Africa East Asia and the Pacific Central and South Asia Middle East Europe Central and South America North America Total
Source: DPKO FGS.
Troops/Military Observers
Percentage of Total
968 2,457 1,957 3 8,699 57 13 14,154
6.8% 17.4% 13.8% 0.0% 61.5% 0.4% 0.1%
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5.19 Total UN Civilian Personnel (International, Local, and UNV): July 2007–October 2008 26,000
25,000
24,000
23,000
22,000
21,000
Oct. ’08
Sept. ‘08
Aug. ’08
July ‘08
June ’08
May ‘08
Apr. ’08
Mar. ‘08
Feb. ’08
Jan. ‘08
Dec. ’07
Nov. ‘07
Oct. ’07
Sept. ‘07
Aug. ’07
20,000 July ‘07
•
Total Civilian Personnel
154
1/16/09
Sources: DFS FPD; UNV Programme. Notes: Includes all UN DPKO peacekeeping missions, DPKO-led political missions (BINUB, UNAMA, UNIOSIL), and DFS-supported political missions (UNAMI, UNMIN). Staff at UN Logistics Base in Brindisi not included. Figures do not include staff from UN specialized agencies, funds, and programs.
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5.20 UN International Civilian Staff and DPKO Headquarters Personnel Occupational Groups: 31 October 2008
Occupation
International Percentage Percentage Percentage Civilian International DFS DFS DPKO DPKO Staff Staff HQ Staff HQ Staff HQ Staff HQ Staff
Administration Aviation Civil Affairs Economic Affairs Electoral Affairs Engineering Financial Management Human Resources Human Rights Humanitarian Affairs Information Management Information Systems and Technology Legal Affairs Logistics Management and Program Analysis Medical Services Military Police Political Affairs Procurement Programme Management Public Information Rule of Law Security Social Affairs Training Transport
Total
889 192 229 1 79 330 248 271 181 76 36
14.0% 3.0% 3.6% 0.0% 1.2% 5.2% 3.9% 4.3% 2.9% 1.2% 0.6%
81 11 — — — 7 51 109 — — —
21.8% 3.0% — — — 1.9% 13.7% 29.3% — — —
93 — — — — — 2 3 — — 4
28.1% — — — — — 0.6% 0.9% — — 1.2%
551 86 845
8.7% 1.4% 13.3%
37 — 65
9.9% — 17.5%
8 — 1
2.4% — 0.3%
7 84 — — 374 141 123 168 182 926 53 — 272
0.1% 1.3% — — 5.9% 2.2% 1.9% 2.6% 2.9% 14.6% 0.8% — 4.3%
— 4 — — — — 6 — — — 1 — —
— 1.1% — — — — 1.6% — — — 0.3% — —
— — 57 46 54 — 26 2 18 — 2 15 —
— — 17.2% 13.9% 16.3% — 7.9% 0.6% 5.4% — 0.6% 4.5% —
6,344
372
331
Sources: DFS FPD; DPKO EO. Notes: Mission occupations include all UN DPKO peacekeeping missions, DPKO-led political missions (BINUB, UNAMA), and DFS-supported political missions (UNAMI, UNMIN). Staff at UN Logistics Base in Brindisi not included. DPKO HQ occupations include both professional and general service staff, but exclude professional staff on contracts of less than one year.
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5.21 UN Mission International Staff Occupations: 31 October 2008
1,000
14.6% 14.0% 13.3%
800
600
8.7%
5.9%
400
5.2%
3.0% 2.9% 2.9% 2.6%
2.2%
1.9%
1.4% 1.3% 1.2% 1.2%
0.8% 0.6%
Social Affairs
Information Mgmt.
Electoral Affairs
Humanitarian Affairs
Legal Affairs
Medical Services
Procurement
Program Mgmt.
Public Info.
Human Rights
Aviation
Rule of Law
Civil Affairs
Financial Mgmt.
Human Resources
Transport
Engineering
Political Affairs
Info. Systems & Tech.
Logistics
Security
Administration
0
0.1% 0.0%
Economic Affairs
3.6%
200
Mgmt. & Program Analysis
4.3% 4.3% 3.9%
Sources: DFS FPD; DPKO EO. Notes: Mission occupations include all UN DPKO peacekeeping missions, DPKO-led political missions (BINUB, UNAMA), and DFS-supported political missions (UNAMI, UNMIN). Staff at UN Logistics Base in Brindisi not represented.
5.22 DFS and DPKO Headquarters Personnel Occupations: 31 October 2008
120
100
Number of Headquarters Personnel
DFS 80
DPKO
60
40
20
Financial Mgmt.
Public Info.
Aviation
Engineering
Humanitarian Affairs
Info. Systems and Tech.
Medical Services
Logistics
Social Affairs
Info. Mgmt.
Rule of Law
Training
Human Resources
Program Mgmt.
Police
Military
Political Affairs
0
Administration
•
Number of International Staff
156
1/16/09
Source: DPKO EO. Note: HQ occupations include both professional and general service staff, but exclude professional staff on contracts of less than one year.
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5.23 Highest National Representation in UN Missions: 31 October 2008
UN Missions – International Professional and General Service Staff Total International Staff in Missions = 6,810
Rank 1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20
Country
Number of Percentage of Total International Staff International Staff
United States Kenya Philippines Canada India United Kingdom Ghana France Sierra Leone Ethiopia Nigeria Serbia Australia Pakistan Tanzania Uganda Cameroon Germany Croatia Fiji
378 328 248 239 234 204 177 168 164 152 140 130 115 112 99 96 95 87 86 85
5.6% 4.8% 3.6% 3.5% 3.4% 3.0% 2.6% 2.5% 2.4% 2.2% 2.1% 1.9% 1.7% 1.6% 1.5% 1.4% 1.4% 1.3% 1.3% 1.2%
DPKO Missions – Local Professional and General Service Staff Total Local Staff in Missions = 14,910
Rank 1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20
Mission UNMIS MONUC UNMIK UNAMID MINUSTAH UNAMA UNMIL UNMIT UNOCI UNIFIL UNAMI BINUB UNOMIG MINURCAT UNMIN MINURSO UNTSO UNFICYP UNDOF UNMOGIP
Number of Local Staff
Percentage of Total Local Staff
2,447 2,183 1,719 1,404 1,206 1,160 968 879 652 640 378 221 189 169 158 153 133 105 100 46
16.4% 14.6% 11.5% 9.4% 8.1% 7.8% 6.5% 5.9% 4.4% 4.3% 2.5% 1.5% 1.3% 1.1% 1.1% 1.0% 0.9% 0.7% 0.7% 0.3%
Source: DFS FPD. Note: Total international staff include all UN DPKO peacekeeping missions, DPKO-led political missions, DPA-led, DFS-supported political and peace building missions and the UN Logistics Base in Brindisi.
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5.24 Highest National Representation in UN DPKO Headquarters: 31 October 2008
Total DPKO Headquarters Staff: 701 395 Professional Staff and 306 General Service Staff
Rank 1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21
Country United States Philippines United Kingdom France Germany India Canada Nigeria Australia Japan Nepal Ghana Kenya Uruguay Italy Myanmar Pakistan Russia Sweden Bangladesh Peru
DFS
DPKO
DFS and DPKO
Percentage of Total DPKO HQ Staff
93 32 8 9 8 11 9 3 7 5 3 3 8 8 3 10 4 5 2 2 6
61 22 14 12 12 8 9 11 6 7 9 8 3 3 7 — 6 5 8 7 3
154 54 22 21 20 19 18 14 13 12 12 11 11 11 10 10 10 10 10 9 9
22.0% 7.7% 3.1% 3.0% 2.9% 2.7% 2.6% 2.0% 1.9% 1.7% 1.7% 1.6% 1.6% 1.6% 1.4% 1.4% 1.4% 1.4% 1.4% 1.3% 1.3%
Source: DPKO EO. Note: DPKO HQ occupation include both professional and general service staff, but exclude professional staff on contracts of less than one year.
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5.25 Total Personnel in UN Missions: 31 October 2008
Mission
Troops
Military Observers
Police
International Staff
Local Staff
UNVs
Total
MONUC UNMIL UNAMID UNIFIL UNMIS MINUSTAH UNOCI UNMIK UNMIT UNAMA UNDOF UNFICYP UNAMI MINURCAT MINURSO UNOMIG BINUB UNTSO UNMIN UNMOGIP
16,702 11,436 8,935 12,733 8,728 7,009 7,823 — — — 1,041 858 222 — 28 — — — — —
723 210 138 — 622 — 189 26 32 17 — — 7 46 188 135 8 151 67 44
1,090 1,074 2,342 — 687 2,019 1,144 1,871 1,556 3 — 69 — 236 6 18 10 — — —
934 471 743 321 768 490 427 381 343 247 38 39 290 307 99 102 118 97 106 23
2,183 968 1,404 640 2,447 1,206 652 1,719 879 1,160 100 105 378 169 153 189 221 133 158 46
565 231 246 — 232 205 286 108 129 40 — — — 77 19 1 50 — 33 —
22,197 14,390 13,808 13,694 13,484 10,929 10,521 4,105 2,939 1,467 1,179 1,071 897 835 493 445 407 381 364 113
Total
75,515
2,603
12,125
6,344
14,910
2,222
113,719
Sources: DFS FPD; DPKO FGS; DPKO PD; UNV Programme. Note: Formed police units included.
5.26 UN Personnel Gender Statistics: 31 October 2008
Personnel Type Troops Military Observers Police International Civilian Staff Local Civilian Staff DFS HQ Professional DFS HQ General Service DPKO HQ Professional DPKO HQ General Service UN Logistics Base Brindisi Total
Male
Female
Percentage Male
Percentage Female
73,815 2,514 11,253 4,458 12,176 106 59 161 26 149 104,717
1,700 89 872 1,886 2,734 65 142 65 79 82 7,714
97.7% 96.6% 92.8% 70.3% 81.7% 62.0% 29.4% 71.2% 24.8% 64.5% 93.1%
2.3% 3.4% 7.2% 29.7% 18.3% 38.0% 70.6% 28.8% 75.2% 35.5% 6.9%
Sources: DFS FPD; DPKO FGS; DPKO PD; DPKO EO. Notes: International and local civilian staff include all UN DPKO peacekeeping missions, DPKO-led political missions (BINUB, UNAMA), and DFS-supported political missions (UNAMI, UNMIN). Police figures include formed police units. DPKO HQ staff include all general service staff and all professional staff with contracts of one year or more.
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5.27 Total Monthly Fatalities in UN Missions: July 2007–October 2008
16 14 12 10 8 6 4 2
Oct. ’08
Sept. ‘08
Aug. ’08
July ‘08
June ’08
May ‘08
Apr. ’08
Mar. ‘08
Feb. ’08
Jan. ‘08
Dec. ’07
Nov. ‘07
Oct. ’07
Sept. ‘07
Aug. ‘07
0 July ‘07
•
Number of Fatalities
160
1/16/09
Source: DPKO Situation Center. Notes: Includes all UN DPKO peacekeeping missions, DPKO-led political missions (BINUB, UNAMA, UNIOSIL), and DFS-supported political missions (UNAMI, UNMIN). UN Logistics Base in Brindisi not included.
5.28 Fatalities by UN Missions: 1 July 2007–31 October 2008
UNMIL MONUC UNAMID UNOCI UNMIS UNIFIL MINUSTAH UNMIK UNMIN UNAMI UNFICYP UNAMA UNMIT MINURSO UNDOF UNIOSIL UNMEE UNTSO BINUB MINURCAT UNMOGIP UNOMIG Total
Source: DPKO Situation Center.
Number of Fatalities
Percentage of Fatalities
24 21 21 18 17 11 8 7 6 5 3 2 2 1 1 1 1 1 — — — — 150
18.3% 16.0% 16.0% 13.7% 13.0% 8.4% 6.1% 5.3% 4.6% 3.8% 2.3% 1.5% 1.5% 0.8% 0.8% 0.8% 0.8% 0.8% — — — —
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5.29 Fatalities in UN Missions by Incident Type: 1 July 2007–31 October 2008
Other 16.0%
Accident 32.0%
Malicious Act 7.3%
Illness 44.7%
Source: DPKO Situation Center. Notes: Includes all UN DPKO peacekeeping missions, DPKO-led political missions (BINUB, UNAMA, UNIOSIL), and DFS-supported political missions (UNAMI, UNMIN). UN Logistics Base in Brindisi not included. Malicious acts include both what were previously referred to as hostile acts and crime. Other includes what were previously qualified as self-inflicted.
5.30 Fatalities in UN Missions by Personnel Type: 1 July 2007–31 October 2008
Police 13.3%
International Staff 9.3%
Military Observers 3.3%
Troops 50.0%
Local Staff 24.0%
Source: DPKO Situation Center. Notes: Includes all UN DPKO peacekeeping missions, DPKO-led political missions (BINUB, UNAMA, UNIOSIL), and DFS-supported political missions (UNAMI, UNMIN). UN Logistics Base in Brindisi not included.
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5.31 UN Peacekeeping Budgets: 1 July 2007–30 June 2009
1,600,000
1 July ‘07–30 June ’08
1,400,000
1 July ‘08–30 June ’09
1,200,000 1,000,000 800,000 600,000 400,000 200,000
Support Account
UNLB
UNOMIG
UNDOF
MINURSO
UNFICYP
UNMEE
UNMIT
UNMIK
MINURCAT
UNOCI
MINUSTAH
UNMIL
UNIFIL
UNMIS
MONUC
0
UNAMID
•
Budget (in thousands of US dollars)
162
1/16/09
Sources: UN Documents A/C.5/62/23 and A/C.5/62/31; DFS FBFD. Note: Figures above include only peacekeeping operations funded out of the peacekeeping budget; see table below for missions funded from the regular UN budget.
5.32 Other Peace Operations Budgets: 1 January–31 December 2008 (in thousands of US dollars) Appropriations DFS DPKO BINUB UNAMA UNAMI UNIOSIL UNMIN UNMOGIP UNTSO Total
3,887.8 5,231.6 31,124.6 76,068.7 140,308.1 27,034.7 55,121.5 8,478.6 33,108.5 380,364.0
Sources: UN Documents A/62/6/Add.1 and A/63/346; DFS FBFD. Notes: DPKO and DFS budget lines are for peacekeeping operations executive direction and management costs, program of work, and program support. The budgets for DPKO, DFS, UNTSO, and UNMOGIP are estimates based on one-half of program budget for the biennium 2008-2009.
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5.33 2008 Top Twenty Providers of Assessed Contributions to UN Peacekeeping Budget 30%
Percentage of Assessed Contribution
26.4%
25%
20% 16.5%
15%
10%
8.5%
7.8% 7.4% 5.0%
5%
3.1% 3.0% 3.0%
2.1% 1.9% 1.8%
1.4% 1.2% 1.1% 1.1% 0.9%
0.8% 0.7% 0.6%
Greece
Denmark
Austria
Norway
Sweden
Belgium
Switzerland
Russia
Australia
Netherlands
Republic of Korea
Spain
Canada
China
Italy
France
United Kingdom
Germany
Japan
United States
0%
Source: DM OPPBA.
5.34 2008 Top Twenty Providers of Assessed Contributions to UN Regular Budget
25%
Percentage of Assessed Contribution
22.0%
20% 16.6%
15%
10%
8.6% 6.6% 6.3% 5.1%
5%
3.0% 3.0% 2.7%
2.3% 2.2%1.9% 1.8%
1.2% 1.2% 1.1% 1.1% 0.9% 0.9% 0.8%
Source: DM OPPBA.
Norway
Brazil
Austria
Sweden
Belgium
Russia
Switzerland
Australia
Netherlands
Republic of Korea
Mexico
China
Spain
Canada
Italy
France
United Kingdom
Germany
Japan
United States
0%
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5.35 Top Twenty Assessed Financial Contributors to UN Peacekeeping Operations: 30 September 2008 (in thousands of US dollars)
Member State United States Japan Germany United Kingdom France Italy China Canada Spain Republic of Korea Netherlands Australia Russia Switzerland Belgium Sweden Austria Norway Denmark Greece
2008 Effective Assessment Rate
Outstanding Contributions as at 31 December 2007
Assessments Issued in 2008
Collections Received in 2008
Credits Utilized in 2008
Oustanding Contributions as at 30 September 2008
26.4% 16.5% 8.5% 7.8% 7.4% 5.0% 3.1% 3.0% 3.0% 2.1% 1.9% 1.8% 1.4% 1.2% 1.1% 1.1% 0.9% 0.8% 0.7% 0.6%
1,084,163.9 729,618.5 39,002.2 — 186,810.3 — 69,776.7 — 139,759.1 10,463.7 3,712.2 — 6,136.6 8,748.6 38,162.7 — — 6,950.5 1.0 44,764.3
1,732,148.2 1,083,569.6 559,047.5 511,171.7 484,930.1 331,046.6 205,250.0 194,039.0 193,450.2 140,022.2 122,080.3 116,474.8 92,352.5 79,258.5 71,827.9 69,807.0 57,814.3 50,969.8 48,167.7 38,846.7
1,077,994.5 810,716.0 510,617.8 431,403.2 424,850.7 226,995.5 78,692.8 163,806.9 125,460.3 89,827.1 84,575.5 98,258.6 62,204.8 63,467.9 63,313.0 48,193.9 48,772.4 49,978.6 40,664.0 38,124.3
(123,907.3) (77,983.3) (39,423.4) (36,196.8) (34,338.4) (23,345.1) (14,630.4) (13,683.5) (13,922.9) (9,007.7) (8,786.3) (8,213.8) (6,539.6) (5,589.2) (5,065.2) (4,922.8) (4,077.0) (3,594.4) (3,396.7) (2,795.8)
1,614,410.3 924,488.8 48,008.5 43,571.7 212,551.2 80,705.9 181,703.5 16,548.5 193,826.1 51,651.1 32,430.9 10,002.5 29,744.7 18,950.0 41,612.3 16,690.3 4,964.9 4,347.4 4,107.9 42,690.9
Source: DM OPPBA. Note: Credits utilized are derived from unencumbered balance of appropriations and other income for peacekeeping operations utilized at the time that assessments for the same operations were issued.
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5.36 UN Mandate Renewals: July 2007–December 2008
12 months
MINURCAT
6 months 12 months
12 months
UNAMID 12 months
UNMIN
6 months
6 months
12 months
UNMIT
12 months
12 months
UNIOSIL
9 months 6 months
6 months
UNMIS
12 months
8 months 6 mos.
MINUSTAH
12 months 6 months
UNOCI UNMIL
12 mos.
12 months
12 months
BINUB
12 months 6 months
6 months 12 months
6 months
12 months
12 months
UNAMI 12 mos. UNAMA
12 months
12 months
UNMEE 6 mos.
12 months
6 months
6 months 12 mos.
MONUC
12 months
12 months
UNMIK
Ongoing until Security Council decides otherwise
UNOMIG
6 months
MINURSO
6 months
6 months
6 months
6 months
4 months 12 months 6 mos.
UNDOF UNIFIL
6 months
6 months 12 mos.
6 months
12 months
12 months 6 mos.
Aug. ’08
July ‘08
June ’08
May ‘08
Apr. ’08
Mar. ‘08
Feb. ’08
Jan. ‘08
Dec. ‘07
Nov. ’07
Ongoing until Security Council decides otherwise Oct. ‘07
Ongoing until Security Council decides otherwise
UNTSO Sept.’07
UNMOGIP
Dec. ’08
6 months
Nov. ‘08
6 months
Oct. ’08
6 months
Sept. ‘08
UNFICYP
Aug. ’07
•
July ‘07
166
1/16/09
Source: UN Security Council Resolutions. Notes: Mandate duration noted is mission authorization as per initial Security Council resolution. In some cases, mission authorization was renewed prior to the end of the previous mandate; in such cases the mandate duration may not match the timeline on the graph.
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5.37 UN Operations Timeline: 1945–2008
UN Mission and Location
MINURCAT (Chad, CAR) UNAMID (Darfur, Sudan) UNMIN (Nepal) BINUB (Burundi) UNMIT (Timor-Leste) UNIOSIL (Sierra Leone) UNOTIL (Timor-Leste) UNMIS (Sudan) ONUB (Burundi) UNOCI (Côte d’Ivoire) MINUSTAH (Haiti) UNMIL (Liberia) UNMISET (Timor-Leste ) UNAMA (Afghanistan) UNMEE (Ethiopia/Eritrea) MONUC (Dem. Republic of Congo) UNAMSIL (Sierra Leone) UNTAET (East Timor) Current missions UNMIK (Kosovo) UNOMSIL (Sierra Leone) MINURCA (Central African Republic) Closed missions UNPSG (Croatia) UNTMIH (Haiti) MONUA (Angola) MIPONUH (Haiti) MINUGUA (Guatemala) UNSMIH (Haiti) UNMOP (Previaka) UNTAES (E.Slavonia, Baranja, W. Sirmium) UNMIBH (Bosnia and Herzegovina) UNPREDEP (Macedonia) UNCRO (Croatia) UNAVEM III (Angola) UNMOT (Tajikistan) UNASOG (Chad/Libya) UNAMIR (Rwanda) UNOMIL (Liberia) UNMIH (Haiti) UNOMIG (Georgia) UNOMOR (Uganda/Rwanda) UNOSOM II (Somalia) ONUMOZ (Mozambique) UNOSOM I (Somalia) UNPROFOR (Balkans) UNTAC (Cambodia) UNAMIC (Cambodia) MINURSO (Western Sahara) ONUSAL (El Salvador) UNAVEM II (Angola) UNIKOM (Iraq/Kuwait) ONUCA (Central America) UNTAG (Namibia) UNAVEM I (Angola) UNIMOG (Iran/Iraq) UNGOMAP (Afghanistan/Pakistan) UNIFIL (Lebanon) UNDOF (Golan Heights) UNEF II (Egypt) UNIPOM (India/Pakistan) DOMREP (Dominican Republic) UNFICYP (Cyprus) UNYOM (Yemen) UNSF (West New Guinea) ONUC (Congo) UNOGIL (Lebanon) UNEF (Egypt)
UNMOGIP (India/Pakistan) UNTSO (Middle East)
1945
1950
1955
1960
Source: UNSC resolutions
Source: UN Security Council Resolutions.
1965
1970
1975
1980
Duration
1985
1990
1995
2000
2005
2010
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169
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This chapter presents data on peace operations conducted under the authority of regional organizations and nonstanding coalitions of states; these data are compiled by the Stockholm International Peace Research Institute (SIPRI). * * * Listed here are 31 non-UN multilateral peace operations that started, were ongoing, or terminated in 2008. Unless otherwise stated, all figures in this chapter are as of 30 September 2008, or in the case of operations that were terminated in 2008, the date of closure. The chapter lists only operations conducted by regional organizations or ad hoc coalitions of states with the stated intention to: (1) serve as an instrument to facilitate the implementation of peace agreements already in place, (2) support a peace process, or (3) assist conflict prevention and/or peacebuilding efforts. SIPRI uses the UN Department of Peacekeeping Operations (DPKO) description of peacekeeping as a mechanism to assist conflictridden countries to create conditions for sustainable peace––this may include monitoring and observing ceasefire agreements; serving as confidence-building measures; protecting the delivery of humanitarian assistance; assisting with demobilization and reintegration processes; strengthening institutional capacities in the areas of judiciary and the rule of law (including penal institutions), policing, and human rights; electoral support; and economic and social development. The chapter thus covers a broad range of peace missions to reflect the growing complexity of mandates of peace operations and the potential for operations to change over the course of their mandate. The chapter does not
include good offices, fact-finding, or electoral assistance missions. The operations are divided into two loosely defined categories: those with military and observer functions (Table 6.10) and those with primarily policing and other civilian functions (Table 6.11). Legal instruments underlying the establishment of an operation—UN Security Council resolutions or formal decisions by regional organizations—are cited in the third column. The start dates for the operations refer to dates of first deployments. The list of contributing countries presented in this volume refers only to the main contributors to a mission. For a complete list of countries participating in each mission, consult the SIPRI Yearbook. Mission fatalities are recorded as a total from the beginning of the mission until the last reported date for 2008 and as a total for 2008. Fatality figures are broken down by cause of death—hostilities, accidents, and illness. Subtotals owing to hostilities, accidents, and illness may not add up to the total number of deaths in 2008 because some deaths have not yet been classified or were the result of other causes. Data on multilateral peace operations are obtained from the following categories of open source: (1) official information provided by the secretariat of the authorizing organization; (2) information from the mission on the ground, either in official publications or in responses to annual SIPRI questionnaires; and (3) information from national governments contributing to the mission in question. These primary sources are supplemented with a wide selection of publicly available secondary sources consisting of specialist journals; research reports; news agencies; and international, regional, and local newspapers.
170
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Table 6.12 lists the estimated declared costs of the peace operations underway in 2008. Budget figures are for the period 1 October 2007– 30 September 2008. Budget figures are given in millions of US dollars and conversions from budgets set in other currencies are based on the aggregated market exchange rates of the International Monetary Fund (IMF) for the reporting year and are expressed in current dollar terms. The issue of financing of peace operations is a complicated one and warrants a brief explanation on the different ways in which peacekeeping budgets are calculated and the manner in which they are financed. Unlike UN budgets, figures for operations conducted by regional organizations such as the EU and NATO refer only to common costs. This includes mainly the running costs of EU and NATO headquarters (the costs of civilian personnel and operations and maintenance) and investments in the infrastructure necessary to support the operation. The costs of deploying personnel
are borne by individual sending states and do not appear in the budget figures given here. Most EU missions are financed in one of two ways, depending on whether they are civilian or military missions. Civilian missions are funded through the Community Budget, while military missions or missions with military components are funded through the ATHENA mechanism to which only the participating member states contribute. In missions by other organizations—and generally the ad hoc missions—budget figures may include program implementation. For these reasons, budget figures presented in this table are best viewed as estimates, and the budgets for different missions should not be compared. There are certain limitations to the data. The main problems of reliability are due to varying definitions of what constitutes the total cost of an operation. The coverage of official data varies significantly between operations; sometimes a budget is an estimate while in other cases it is an actual expenditure.
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6.1 Top Twenty Troop Contributors to Non-UN Missions: 30 September 2008 25,000 22,092
20,000 Total Number of Troops
15,000
10,000
8,556 8,253 5,681
5,000
4,852 2,500 2,024
1,972 1,924 1,882 1,800
1,588
1,053 933
904
890 809
755
732
683
Sweden
Ireland
Finland
Greece
Czech Republic
Austria
Romania
Denmark
Turkey
Uganda
Spain
Netherlands
Poland
Australia
Italy
Canada
Germany
France
United Kingdom
United States
0
Notes: These figures represent the number of personnel deployed in large-scale units and may exclude some additional personnel deployed individually or in small scale units. For scaling reasons, MNF-Iraq figures are not included in this ranking.
6.2 Top Twenty Police Contributors to Non-UN Missions: 30 September 2008
250 212
200
151
150
100
20
19
17
17
16
15
14
13
13
12
Hungary
20
Greece
20
Czech Republic
27
Canada
29
Portugal
37
Romania
38
Spain
45
Netherlands
67
50
Gabon
Denmark
Sweden
Belgium
Finland
United Kingdom
New Zealand
Itally
France
Angola
Germany
0 Australia
•
Total Number of Police
172
1/16/09
Note: As the figures for largest contributors represent personnel deployed in large scale units, there may be variations with actual field strength.
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6.3 Contributions of Military Personnel to Non-UN Missions by Organization: 30 September 2008 Economic Community of the Central African States 1% African Union 4% Coalitions/ Ad hoc 6%
European Union Commonwealth of 7% Independent States 6%
North Atlantic Treaty Organization 76%
Organization North Atlantic Treaty Organization European Union Commonwealth of Independent States Coalitions/Ad hoc African Union Economic Community of the Central African States Total
Troops/Military Observers
Percentage of Total
65,703 5,698 5,349 4,685 3,070
76% 7% 6% 6% 4%
498 85,003
1%
Note: For scaling reasons, MNF-Iraq figures are not included in this ranking.
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6.4 Deployment of Non-UN Military Personnel to Regions: 30 September 2008 Africa 10% Europe 26%
East Asia and the Pacific 1%
Middle East 2% Central and South Asia 61%
Organization Central and South Asia Europe Africa Middle East East Asia and the Pacific Central and South America North America Total
Troops/Military Observers
Percentage of Total
50,719 22,499 8,675 1,912 1,198 — — 85,003
61% 26% 10% 2% 1% — —
Note: For scaling reasons, MNF-Iraq figures are not included in this ranking.
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6.5 Deployment of Non-UN Police By Organization: 30 September 2008
Economic Community of the Central African States 18%
European Union 50% Coalitions/ Ad hoc 32%
Organization European Union Coalitions/Ad hoc Economic Community of the Central African States Total
Police
Percentage of Total
485 306 170 961
50% 32% 18%
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6.6 Deployment of Non-UN Police to Regions: 30 September 2008
Region East Asia and the Pacific Europe Africa Central and South Asia Middle East Central and South America North America Total
Civilian Police 306 281 208 125 41 — — 961
Percentage of Total 32% 29% 22% 13% 4% — —
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6.7 Deployment of Non-UN Troops to Africa by Organization: 30 September 2008 Economic Community of the Central African States 6% Coalitions/Ad hoc 21%
African Union 35%
European Union 38%
Organization European Union African Union Coalition/Ad hoc Economic Community of the Central African States Total
Troops
Percentage of Total
3,307 3,070 1,800 498 8,675
38% 35% 21% 6%
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6.8 Deployment of Non-UN Troops in Europe by Organization: 30 September 2008 European Union 11%
Commonwealth of Independent States 24% North Atlantic Treaty Organization 65%
Organization North Atlantic Treaty Organization Commonwealth of Independent States European Union Total
Troops
Percentage of Total
14,759 5,349 2,391 22,499
65% 24% 11%
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6.9 Deployment of Non-UN Police in Africa by Organization: 30 September 2008 European Union 18%
Economic Community of the Central African States 82%
Organization Economic Community of the Central African States European Union Total
Police
Percentage of Total
170 38 208
82% 18%
Principal Civilian Staff Contributors
Start Date
Somalia African Union Mission in Somalia (AMISOM)
19 January 20071 21 February 2007 (UNSC Res. 1744)
March 2007
Burundi (850), Uganda (1,800)2
—
—
—
Troops: 2,650
9/4 (4, –, –)
AU Electoral and Comoros Security Assistance Mission to the Comoros (MAES)
9 May 20073
May 2007
Sudan (200), Tanzania (120)
—
—
—
Troops: 420
2/2 (–, 1, 1)
January 2003
Cameroon (119), Chad (121), Republic of Congo (120), Gabon (138)
—
Angola (150), Gabon (20)
—
Troops: 498 Civilian Police: 1706
8/-
Moldova (453), Russia (335), Trans-Dniester (490)
Ukraine (10)
—
—
Troops: 1,278 Military Observers: 10
../..
—
—
Troops: 1,519
../..
—
Troops: 2,542
../..
Mission de consolidation de la paix en Centrafrique (MICOPAX)
Central African Republic4
2 October 2002 (Libreville Summit)5
Joint Control Peacekeeping Force (JCC)
Moldova (Trans-Dniester)
July 1992 21 July 1992 (Moldova-Russia)7
South Ossetia, South Ossetia Joint Peacekeeping Georgia Force (JPKF)
24 June 1992 (Georgia-Russia)8
July 1992
Georgia (500), Russia (500), North Ossetia (500)9
—
21 October 1994 (CIS Council of Collective Security)10 21 July 1994 (UNSC Res. 937)
June 1994
Russia (2,542)11
—
— CIS Peacekeeping Forces in Georgia
Abkhazia, Georgia
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4:59 PM
Location
Principal Civilian Police Contributors
1/16/09
Name
Principal Troop Contributors
Principal Military Observer Contributors
Total Deaths Troops, Military to Date/in Observers, 2008 (due to: Civilian Police, hostilities, Civilian Staff accidents, (Actual) illness)
2009_CIC_6.qxd:Peacekeeping_FM_qxd.qxd
6.10 2008 Non-UN Military and Observer Missions
Bosnia and Herzegovina
December 12 July 2004 2004 (Council Joint Action 2004/570/ CFSP), 9 July 2005 (UNSC Res 1551)12
Austria (106), Bulgaria (116), France (100), Germany (118), Hungary (119), Italy (242), Netherlands (75), Poland (205), Spain (376), Turkey (244)13
—
—
—
Troops: 2,125
22/16 (–, 16, –)
1/16/09 4:59 PM Page 183
1. AMISOM was established by the AU Peace and Security Council (PSC) on 19 January 2007 and was endorsed by UNSC RES. 1744 (21 February 2007) under UN Charter Chapter VII. The mission was mandated to support the dialogue and reconciliation process in Somalia by supporting the Transitional Federal Institutions, facilitating the provision of humanitarian assistance and contributing to the over-all security situation. Through the AU Communiqué on the Situation on Somalia (29 June 2008), the mission’s mandate was extended until 17 January 2009 (approved by UNSC RES. 1831, 19 August 2008). 2. In October 2008, an additional Burundian battalion arrived in Somalia. Logistical and personnel support is provided by the UN, USA, NATO, Kenya and Algeria. 3. MAES was established by the AU PSC decision on 9 May 2007. MAES is mandated to contribute to a secure environment, disarm Anjouan’s gendarmerie, support the establishment of internal security forces and guarantee fair and free elections on Anjouan. The AU PSC Communiqué from 30 April 2008 extended the mission’s mandate until 31 October 2008. 4. The mission is supported by and co-located with a detachment of about 200 French soldiers (Opération BOALI). It will be located in Bangui, Kaga Bandoro, Paoua and Bozoum 5. MICOPAX–formerly known as FOMUC–was established by a decision at the CEMAC Libreville Summit (2 October 2002) to secure the border between Chad and the Central African Republic (CAR) and to guarantee the safety of former President Patassé. In 2003, its mandate was expanded to include contributing to the overall security environment, assisting in the restructuring of CAR’s armed forces and supporting the transition process. On 12 July 2008, along with the transition from FOMUC to MICOPAX under the authority of the Economic Community of the Central African States, the mission’s mandate was expanded to contribute to a secure environment and to promote the political dialogue and human rights. The mission is mandated for six months, renewable up to 2013. 6. A civilian component is assigned to MICOPAX, which will be operational in January 2009. 7. The JCC was established pursuant the Agreement on the Principles Governing the Peaceful Settlement of the Armed Conflict in the Trans-Dniester region, signed in Moscow by the Presidents of Moldova and Russia (21 July 1992). A Monitoring Commission with representatives of Russia, Moldova and Trans-Dniester was established to coordinate the activities of the joint peacekeeping contingent. 8. JPKF was established by the Agreement on the Principles Governing the Peaceful Settlement of the Conflict in South Ossetia (24 June 1992). A Joint Control Commission with representatives of Russia, Georgia, and the North and South Ossetia authorities was established to oversee implementation of the agreement. The mission de facto ended with the escalation of hostilities in South Ossetia on 7 and 8 August 2008; Georgia terminated its participation and withdrew its consent for the CIS peace operations on 27 August 2008. 9. South Ossetia contributes troops under the North Ossetian contingent. 10. The CIS Peacekeeping Forces in Georgia were established by the Georgian-Abkhazian Agreement on a Ceasefire and Separation of Forces (14 May 1994). The operation’s mandate was approved by heads of state of the members of the CIS Council of Collective Security (21 October 1994) and endorsed by the UN through UNSC RES. 937 (21 July 1994). Its mandate was extended indefinitely from January 2004. Following the outbreak of hostilities at the beginning of August, Georgia terminated the CIS peace operation in the region of Abkhazia on 27 August 2008; the CIS suspended the activities of the peacekeeping forces on 9 October 2008. 11. During April and May, Russia reinforced its troops by a 525-strong airborne battalion, 20 troops and an additional 300 unarmed troops, which were tasked to rebuild railroads. The 300-strong contingent left Abkhazia at the end of July. 12. EUFOR ALTHEA was established by CJA 2004/570/CFSP (12 July 2004) and was endorsed and given UN Charter Chapter VII powers by UNSC RES. 1551 (9 July 2004). It is mandated to maintain a secure environment for the implementation of the 1995 Dayton Agreement, to assist in the strengthening of local capacity, and to support Bosnia and Herzegovina’s progress towards EU integration. By UNSC RES. 1785 (21 November 2007) the mandate was extended until 21 November 2008. 13. A multinational maneuver battalion (made up of Spanish, Hungarian, Polish and Turkish troops) is stationed in Sarajevo. An Integrated Police Unit (IPU) and Liaisons and observer teams (LOTs) are deployed throughout Bosnia and Herzegovina. The mission is backed up by ‘over the horizon forces’ and can be reinforced by KFOR. continues
2009_CIC_6.qxd:Peacekeeping_FM_qxd.qxd
EU Military Operation in Bosnia and Herzegovina (EUFOR ALTHEA)
Name
Start Date
Principal Troop Contributors
EU Military Operation in Chad and the Central African Republic (EUFOR TCHAD/RCA)
Central African Republic, Chad14
15 October 2007 (Council Joint Action 2007/ 677/CFS) 25 September 2007 (UNSC Res. 1778)15
January 200816 Albania (63), Austria (167), Belgium (62), Finland (62), France (1671), Ireland (420), Italy (99), Netherlands (73), Poland (404), Spain (90), Sweden (148)
EU Monitoring Mission in Georgia (EUMM)
Georgia17
15 September 2008 (Council Joint Action 2008/ 736/CFSP)18
October 2008
NATO Kosovo Force (KFOR)
Kosovo19
10 June 1999 (UNSC Res. 1244)20
June 1999
Principal Civilian Staff Contributors
—
—
Troops: 3,307
—
Denmark (10), Finland (10), France (36), Germany (25), Greece (8), Italy (35), Netherlands (8), Poland (26), Romania (20), Spain (10), Sweden (25), UK (19)
—
—
Military Observers: 266
Austria (630), Czech Republic (473), Finland (416), France (1,952), Germany (2,249), Greece (630), Italy (2,161), Spain (636), Turkey (544), USA (1,492)
—
—
—
Troops: 14,759
1/1 (1, –, –)
4:59 PM
—
../..
127/-
Page 184
Authorization Date
Principal Civilian Police Contributors
1/16/09
Location
Principal Military Observer Contributors
Total Deaths Troops, Military to Date/in Observers, 2008 (due to: Civilian Police, hostilities, Civilian Staff accidents, (Actual) illness)
2009_CIC_6.qxd:Peacekeeping_FM_qxd.qxd
6.10 Continued
Afghanistan21
20 December 2001 (UNSC Res. 1386)22
NATO Training Mission in Iraq (NTM-I)
Iraq24
24 June 2004 August 2004 (UNSC Res. 1546)25
December 2001 Australia (1,080), Canada (2,500), France (2,730), Germany (3,310), Italy (2,350), Netherlands (1,770), Poland (1,130), Turkey (800), UK (8,330), USA (20,600)
—
—
Troops: 50,71923
450/157 (147, –, –)
—
—
—
Troops: 205 Civilian Staff: 25
—
4:59 PM Page 185
14. Operational headquarters are at Mont Valérien, France. Rear headquarters are located at N’Djamena, force headquarters at Abéché; three multinational battalions are stationed in Iriba, Forchana and Goz Beïda. The operation is supported by a detachment in Birao (CAR). 15. EUFOR TCHAD/RCA was established by CJA 2007/677/CFSP (15 October 2007) and was endorsed by UNSC RES. 1778 (25 September 2007) with UN Charter Chapter VII powers. The mission is part of the multinational presence to eastern Chad and north-eastern CAR. It is mandated to support MINURCAT and contribute to the protection of civilians and UN personnel, and facilitate humanitarian aid efforts. The mission is mandated for 12 months. 16. The first troops arrived in late January 2008. The operation reached its initial operating capacity on 15 March 2008, which marks the official start date, and its final operational capacity in mid-September. 17. The headquarters are in Tbilisi, with regional offices located throughout Georgia. The civilian monitors are stationed in buffer zones outside the break-away regions South Ossetia and Abkhazia. 18. EUMM was established by CJA 2008/736/CFSP (15 September 2008) in accordance with arrangements recorded in the agreement on 8 September 2008 following the Russian-Georgian conflict earlier August 2008. The mission is tasked to monitor and analyze the situation, including the supervision of compliance of the six-point ceasefire agreement (12 August 2008), and contribute to confidence building measures. It is mandated of a period of 12 months. 19. Along with KFOR headquarters in Pristina, KFOR contingents are grouped into 6 task forces: MNTF Centre located in Lipljan is led by Finland; MNTF North located in Mitrovica is led by France; MNTF South located in Prizren is led by Austria; MNFT West located in Peje/Pec is led by Italy; MNTF East located in Urosevac is led by USA; and, finally MN Specialized Unit (MSU) located in Pristina is led by Italy. In addition, a Tactical Reserve Manoeuvre Battalion (KTM) is stationed in Pristina. 20. Its mandated tasks include deterring renewed hostilities, establishing a secure environment, supporting UNMIK and monitoring borders. 21. The territory of Afghanistan is divided in five areas of responsibility: the Regional Command (RC) Capital in Kabul, currently led by France; RC North in Mazar-e Sharif, led by Germany; RC West in Herat, led by Italy; RC South in Kandahar, led by Canada; and RC East in Bagram, led by the USA. 22. ISAF was established by UNSC RES. 1386 (20 December 2001) under UN Charter Chapter VII as a multinational force mandated to assist the Afghan Interim Authority to maintain security, as envisaged in Annex I of the 2001 Bonn Agreement. NATO took on command and control of ISAF in August 2003. ISAF also has control of all 26 provincial reconstruction teams (PRTs). UNSC RES. 1833 (22 September 2008) extended the mandate until 13 October 2009. 23. The following countries have contributed military and/or civilian personnel to the 26 PRTs: Australia, Belgium, Canada, Croatia, Czech Republic, Denmark, Estonia, Finland, France, Germany, Hungary, Iceland, Italy, Lithuania, Latvia, Netherlands, New Zealand, Norway, Poland, Romania, South Korea, Spain, Sweden, Switzerland, Turkey, UK and the USA. 24. The NTM-I is being carried out within Baghdad’s secure “Green Zone” and in undisclosed locations outside of Iraq. 25. NTM-I–earlier known as NATO Training Implementation Mission–was established pursuant to UNSC RES. 1546 (8 June 2004) and approved by the North Atlantic Council on 17 November 2004. It is mandated to assist in the development of Iraq’s security institutions through training and equipment of, in particular, middle- and senior-level personnel from the Iraqi security forces. In 2007 NTM-I’s mandate was reviewed to focus on mentoring and advising Iraqi-led institutional training program. 26. The main contingents are provided by Denmark, Italy, UK and USA. continues
1/16/09
Czech Republic, Denmark, Estonia, Hungary, Italy, Lithuania, Netherlands, Poland, Portugal, Slovenia, Turkey, UK, Ukraine, USA26
—
2009_CIC_6.qxd:Peacekeeping_FM_qxd.qxd
International Security Assistance Force (ISAF)
Name
Location
Authorization Date
Start Date
Egypt (Sinai)27
3 August 1981 (Egypt and Israel)28
April 1982
Operation Licorne
Côte d’Ivoire29
4 February 2003 (UNSC Res. 1464)30
February 2003
Regional Assistance Mission to Solomon Islands (RAMSI)
Solomon Islands
23 October 2000 (Pacific Islands Communiqué) (2000 Biketawa Declaration)31
Multinational Force in Iraq (MNF-I)
Iraq32
16 October 2003 (UNSC Res. 1511)33
—
Principal Civilian Police Contributors
Principal Civilian Staff Contributors
—
USA (15)
France (1,800)
—
—
—
July 2003
Australia (142), New Zealand (45), Papua New Guinea (32), Tonga (1)
—
Australia (212), Fiji (7), Nauru (3), New Zealand (37), Papua New Guinea (10), Samoa (10), Tonga (12), Vanuatu (3)
Australia (126), Canada (1), Fiji (5), New Zealand (37), Nigeria (2), Papua New Guinea (3), Tonga (2), UK (5)
November 2003
Albania (240), Australia (940), Bulgaria (155), El Salvador (280), Japan (210),
—
—
—
Military Observers: 1,687 Civilian Staff: 15
60/1
Troops: 1,800
24/–
4:59 PM
Australia (25), Canada (28), Colombia (358), Fiji (338), France (18), Hungary (41), Italy (78), New Zealand (26), Uruguay (83), USA (687)
1/16/09
Multinational Force and Observers (MFO)
Principal Troop Contributors
Principal Military Observer Contributors
Total Deaths Troops, Military to Date/in Observers, 2008 (due to: Civilian Police, hostilities, Civilian Staff accidents, (Actual) illness)
2009_CIC_6.qxd:Peacekeeping_FM_qxd.qxd
6.10 Continued
Page 186
Troops: 220 4/1 Civilian Police: (–, –, 1) 306 Civilian Staff: 161
Troops: 148,430
4,120/380 (284, –, –)
Republic of Korea (650), Poland (900), Romania (496), UK (4,000), USA (140,000)34
Timor-Leste
25 May 200636 20 June 2006 (UNSC Res. 1692)
May 2006
International Monitoring Team (IMT)
Mindanao, Philippines
November 2004 (Trilateral decision between Malaysia, Philippines, and MILF) 22 June 2001 (Tripoli Agreement on Peace)38
October 2004
Australia (750), New Zealand (170)
—
—
—
Malaysia, Brunei, Libya
—
—
Japan
Troops: 95037
Military Observers: 28 Civilian Staff: 1
1/–
.../...
4:59 PM Page 187
27. Article II of Annex I to the Treaty of Peace establishes four security zones, three in the Sinai in Egypt and one in Israel along the international border. Limitations on military forces and equipment within each zone are stipulated in Annex I to the Treaty. 28. MFO was established on 3 August 1981 by the Protocol to the Treaty of Peace between Egypt and Israel, signed 26 March 1979. Deployment began on 20 March 1982 following the withdrawal of Israeli forces from the Sinai but the mission was not operational until 25 April 1982, the day that Israel returned the Sinai to Egyptian sovereignty. The mission is mandated to observe the implementation of the Treaty of Peace and contribute to the security environment. 29. Troops are stationed in Abidjan and Bouake, supported by mobile units. The mission is supported by a naval attachment in the Gulf of Guinea (Mission Corymbe, 100 personnel). 30. Operation Licorne was deployed under the authority of UNSC Res.1464 (4 February 2003) under UN Charter Chapter VII and in accordance with UN Charter Chapter VIII, to support the ECOWAS mission in contributing to a secure environment and, in particular, to facilitate implementation of the 2003 Linas-Marcoussis Agreement. UNSC Res. 1528 (27 February 2004) provides its current authorization and revised the mandate to working in support of UNOCI. UNSC Res. 1826 (29 July 2008) extended it until 31 January 2009. 31. RAMSI was established under the framework of the 2000 Biketawa Declaration in which members of the Pacific Islands Forum agreed to mount a collective response to crises, usually at the request of the host government. RAMSI is mandated to assist the Solomon Islands Government in the areas of law, justice and security; government and economics. 32. For MNF-I purposes, the territory of Iraq is divided into 6 areas covered by the following units: MND North, MND Baghdad, MND Central, MNF West-for which the USA is the lead nation; MND Central South and MND South East are maintained by Poland, and the UK and Australia, respectively. In October 2008, following the withdrawal of Polish forces, MND Central South will be integrated into MND Central. 33. The MNF-I was authorized by UNSC Res. 1511 (16 October 2003) to contribute to the maintenance of security and stability in Iraq, including for the purpose of ensuring necessary conditions for the implementation of UNAMI’s mandated tasks. The mandate of MNF-I was reaffirmed by UNSC Res. 1546 (8 June 2004) following the dissolution of the Coalition Provisional Authority and the subsequent transfer of sovereignty to the Interim Government of Iraq. UNSC Res. 1790 (18 December 2007) extended the mandate until 31 December 2008 when the UN mandate will end. In late 2008, the Iraqi government approved legislation that defines the US military role in the country until 2011. 34. In October 2008, Mongolia, Armenia and Poland withdrew their forces and at the end of 2008 it is expected that Japan, Republic of Korea and Latvia will pull out. 35. Only fatalities that occurred after the UNSC authorization are included. No distinction between different causes of non-hostile death are available. 36. ISF was deployed at the request of the Government of Timor-Leste to assist in stabilizing the security environment in the county and was endorsed by UNSC Res. 1690 (20 June 2006). ISF cooperates closely with UNMIT. 37. Following the attack on President Jose Ramos-Horta (11 February 2008) Australia temporarily deployed additional 350 troops to contribute to the stability in TimorLeste. 38. The mission was established after the Government of the Republic of the Philippines and the Moro Islamic Liberation Front (MILF) signed a ceasefire agreement in July 2003. Following a dramatic increase in conflict and a withdrawal from the ceasefire agreement by MILF in late 2008, the IMT decided to remove its monitors until the ceasefire is renewed.
1/16/09
International Security Forces (ISF)35
2009_CIC_6.qxd:Peacekeeping_FM_qxd.qxd
8 June 2004 (UNSC Res. 546 modified)
Location
Start Date
—
—
Czech Republic (5), Finland (6), France (20), Germany (15), Italy (13), Netherlands (9), Poland (7), Romania (10), Spain (5), Sweden (5), Turkey (9), UK (9)
Democratic EU Advisory and Assistance Mission Republic of Congo for DRC Security Reform (EUSEC RD CONGO)
2 May 2005 (Council Joint Action 2005/ 355/CFSP)2
June 2005
—
—
—
Rafah Crossing EU Border Assistance Mission Point for the Rafah Crossing Point (EU BAM Rafah)
12 December 2005 (Council Joint Action 2005/ 889/CFSP)4
November 2005
—
—
Belgium (1), Finland (1), France (3), Hungary (1), Italy (6), Romania (1)
Civilian Police: 163 Civilian Staff: 31
Belgium (13), Civilian Staff: 453 France (14), Germany (4), Hungary (2), Netherlands (3), Portugal (3), Sweden (3) Belgium (1), Italy (1), Spain (2), UK (1)
3/–
Page 188
Bulgaria (2), Finland (2), France (2), Germany (3), Ireland (3), Italy (3), Spain (2), Turkey (2), UK (7)
January 2003
4:59 PM
Principal Civilian Staff Contributors
11 March 2002 (Council Joint Action 2002/ 210/CFSP)1
EU Police Mission in Bosnia and Herzegovina (EUPM)
Bosnia and Herzegovina
Authorization Date
Principal Civilian Police Contributors
1/16/09
Name
Principal Troop Contributors
Principal Military Observer Contributors
Total Deaths Troops, Military to Date/in Observers, 2008 (due to: Civilian Police, hostilities, Civilian Staff accidents, (Actual) illness)
2009_CIC_6.qxd:Peacekeeping_FM_qxd.qxd
6.11 2008 Non-UN Civilian Police and Civilian Missions
Civilian Police: 13 Civilian Staff: 5
2/1 (–, –, 1)
—
Afghanistan
—
Austria (2), Belgium (2), Canada (2), Czech Republic (2), Denmark (2), Germany (5), Sweden (3), UK (4)
Austria (2), Estonia (2), Finland (2), Spain (2), Sweden (2)
Civilian Police: 28 Civilian Staff: 16
—
30 May 2007 (Council Joint Action 2007/ 369/CFSP)6
June 2007
—
—
Canada (9), Czech Republic (5), Denmark (8), Finland (4), Germany (32), Italy (14), Romania (4), Spain (11), UK (13)
Belgium (3), Canada (3), Finland (7), Germany (11), Ireland (3), Italy (10), Sweden (6), UK (6)
Civilian Police: 125 Civilian Staff: 60
—
1. The EUPM was established by CJA 2002/210/CFSP (11 March 2002) to ensure sustainable policing arrangements in Bosnia and Herzegovina under Bosnian ownership, in accordance with European and international standards. It is mandated to monitor, mentor and inspect locally recruited police force management. CJA 2007/749/CFSP (19 November 2007) extended the mandate until 31 December 2009. 2. EUSEC RD Congo was established by CJA 2005/355/CFSP (2 May 2005). It is mandated to advise and assist Congolese authorities, specifically the Ministry of Defense, on security matters, ensuring that policies are congruent with international humanitarian law, the standards of democratic governance and the principles of rule of law. In carrying out its activities, EUSEC also operates in close coordination with MONUC and EUPOL RD Congo. The mission’s mandate lasts until 30 June 2009 (CJA/491/CFSP, 26 June 2008). 3. The majority of the deployed personnel are military advisers. Of the 45, 29 are based in Kinshasa while 16 are located in the eastern parts of the DR Congo. 4. EU BAM Rafah was established pursuant to CJA 2005/889/CFSP (12 December 2005) and on the basis of the Agreement on Movement and Access between Israel and the Palestinian Authority (15 November 2005). It is mandated to monitor, verify and evaluate the performance of Palestinian Authority border control, security and customs officials at the Rafah Crossing Point with regard to the 2005 Agreed Principles for Rafah Crossing; and support the Palestinian Authority’s capacity building in the field of border control. On 9 June 2007 the Rafah Crossing Point closed following riots in the Gaza Strip. The mission was suspended, but maintained full operational capability. It is currently focusing on its mandate of capacity building, maintaining liaison, and is supporting other EU operations. The mandate was extended until 24 November 2008 (CJA/2008/379/CFSP, 19 May 2008). 5. EUPOL COPPS was established by CJA 2005/797/CFSP (14 November 2005). It is mandated to provide a framework for and advise Palestinian criminal justice and police officials and coordinate EU aid to the Palestinian Authority. The mission’s 3-year mandate runs until 31 December 2008. 6. EUPOL Afghanistan was established by CJA 2007/369/CFSP (30 May 2007) on invitation of the Government of Afghanistan. The mission is tasked to strengthen the rule of law by improving civilian policing and law enforcement under Afghan ownership. The mission is mandated until 30 May 2010. continues
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4:59 PM
January 2006
1/16/09
EU Police Mission in Afghanistan (EUPOL Afghanistan)
14 November 2005 (Council Joint Action 2005/ 797/CFSP)5
2009_CIC_6.qxd:Peacekeeping_FM_qxd.qxd
EU Police Mission Palestinian for the Palestinian Territories Territories (EUPOL COPPS)
Location
Authorization Date
Start Date
Principal Civilian Staff Contributors —
Democratic Republic of Congo
12 June 2007 (Council Joint Action 2007/ 405/CFSP)7
July 2007
—
—
Angola (1), Belgium (3), Finland (1), France (14), Germany (1), Italy (4), Portugal (10), Romania (1), Spain (1), Sweden (1), Switzerland (1)
EU Rule of Law Mission in Kosovo (EULEX Kosovo)
Kosovo
4 February 2008 (Council Joint Action 2008/ 124/CFSP)9
February 2008
—
—
Belgium (12), Denmark (5), Finland (15), France (9), Germany (14), Greece (8), Hungary (6), Italy (6), Netherlands (5), Sweden (9)
OSCE Spillover Monitor Mission to Skopje
Macedonia
18 September 1992 (16th Committee of Senior Officials)10
September 1992
—
—
—
Civilian Police: 388
—
Bulgaria (7), Denmark (4), France (11), Greece (5), Ireland (6), Italy (7), Poland (4), Romania (6), Spain (6), UK (16)
Civilian Police: 118 Civilian Staff: 95
—
Austria (4), Belarus (3), Germany (3), Italy (8), Russia (3), Spain (6), Turkey (6), UK (4), USA (6)
Civilian Staff: 63
1/–
Page 190
EU Police Mission in the Democratic Republic of the Congo (EUPOL RD CONGO)
4:59 PM
Principal Civilian Police Contributors
1/16/09
Name
Principal Troop Contributors
Principal Military Observer Contributors
Total Deaths Troops, Military to Date/in Observers, 2008 (due to: Civilian Police, hostilities, Civilian Staff accidents, (Actual) illness)
2009_CIC_6.qxd:Peacekeeping_FM_qxd.qxd
6.11 Continued
6 November 1992 December (17th Meeting of 1992 Senior Officials)11
—
—
—
Austria (5), Belarus (2), Bulgaria (2), Finland (5), France (4), Germany (7), Hungary (4), Poland (2), Sweden (2), Turkey (4), UK (2), Ukraine (3), USA (4)
Civilian Staff: 62
—
OSCE Mission to Moldova
Moldova
4 February 1993 (19th Committee of Senior Officials)12
—
—
—
Bulgaria (1), Czech Republic (1), Estonia (2), Finland (1), France (2), Germany (1), Latvia (1), Poland (1), UK (1), USA (9)
Civilian Staff: 13
—
Page 191
7. EUPOL RD CONGO was established by CJA 2067/405/CFSP (12 June 2007) succeeding EUPOL Kinshasa. The mission is tasked to assist Congolese authorities in the reform of the national police (CNP) and improving the function of the criminal justice system. EUPOL closely coordinates with the EUSEC CONGO and MONUC. The mission in mandated until 30 June 2009 (CJA 2008/485/CFSP, 23 June 2008). 8. Figure includes civilian staff assigned to the mission. 9. EULEX Kosovo was established by CJA 2008/124/CFSP (4 February 2008) and derives its authority form UNSC Res. 1244 (10 June 1999). The mission, retaining certain executive responsibilities, is tasked to monitor, mentor and advise Kosovo institutions in the wider field of the rule of law. The mission has a two-year mandate. During the transition period EULEX will be deployed under the umbrella of the EU Planning Team. 10. The OSCE Spillover Monitor Mission to Skopje was established following a decision of the 16th meeting of the OSCE Committee of Senior Officials (CSO) (18 September 1993).It was authorized by the FYROM Government through Articles of Understanding agreed by an exchange of letters on 7 November 1992. Its tasks include monitoring, police training, development and other activities related to the 1992 Ohrid Framework Agreement. PC.DEC/822 (6 December 2007) extended the mandate until 31 December 2008. 11. The OSCE Mission to Georgia was established at the 17th CSO meeting (6 November 1992). It was authorized by the Government of Georgia through an MOU on 23 January 1993 and by South Ossetia’s leaders through an exchange of letters on 1 March 1993. Its initial objective was to promote negotiations between the conflicting parties. The mandate was expanded at the 14th PC Meeting (29 March 1994) to include monitoring the Joint Peacekeeping Forces in South Ossetia and by PC.DEC/450 (13 December 1999) to include monitoring Georgia’s borders with Russian Republic of Ingushetia. PC.DEC/522 (19 December 2002) expanded the mandate to include observing and reporting on cross-border movement between Georgia and the Russian Republic of Dagestan. PC.DEC/831 (21 December 2007) extended the mandate until 31 December 2008, when the mission terminated following Russia’s refusal to renew its mandate. 12. The OSCE Mission to Moldova was established at the 19th CSO meeting (4 February 1993) and authorized by the Government of Moldova through an MOU (7 May 1993). Its tasks include assisting the conflicting parties in pursuing negotiations on a lasting political settlement and gathering and providing information on the situation. PC.DEC/832 (21 December 2007) extended the mandate until 31 December 2008. continues
4:59 PM
April 1993
1/16/09
Georgia
2009_CIC_6.qxd:Peacekeeping_FM_qxd.qxd
OSCE Mission to Georgia
Name
Location
Authorization Date
Start Date
Principal Troop Contributors
Principal Military Observer Contributors
Principal Civilian Police Contributors
Principal Civilian Staff Contributors
Total Deaths Troops, Military to Date/in Observers, 2008 (due to: Civilian Police, hostilities, Civilian Staff accidents, (Actual) illness)
Bosnia and Herzegovina
8 December 1995 (5th Meeting of the Ministerial Council)13
December 1995
—
—
—
Austria (4), France (7), Italy (8), Netherlands (3), Russia (4), Spain (3), Sweden (3), USA (9)
Civilian Staff: 72
—
OSCE Mission in Kosovo (OMIK)
Kosovo
1 July 1999 (PC.DEC/305, 1 July 1999)14
July 1999
—
—
—
Austria (14), Bosnia and Herzegovina (8), France (7), Germany (18), Greece (6), Ireland (6), Italy (15), Spain (17), Sweden (6), USA (17)
Civilian Staff: 177
9/–
Temporary International Presence in Hebron (TIPH)
Hebron
17 January 1997 (Hebron Protocol)15
January 1997
—
—
—
Denmark (9), Civilian Staff: 62 Italy (12), Norway (20), Sweden (10), Switzerland (5), Turkey (6)16
1/16/09
OSCE Mission to Bosnia and Herzegovina
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6.11 Continued
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2/–
13. The OSCE Mission to Bosnia and Herzegovina was established by a decision of the 5th meeting of the Ministerial Council (MC(5).DEC/1, 8 December 1995), in accordance with Annex 6 of the 1995 Dayton Agreement. The mission is mandated to assist the parties in regional stabilization measures and democracy building. PC.DEC/818 (6 December 2007) extended the mandate until 31 December 2008. 14. The OSCE Mission in Kosovo was established by the PC.DEC/305 (1 July 1999). Its mandate includes training police, judicial personnel and civil administrators and monitoring and promoting human rights. The mission is a component (pillar III) of UNMIK. PC.DEC/835 (21 December 2007) extended the mandate until 31 January 2008; after which, the mandate will be renewed on a monthly basis pending approval from the participating states. 15. TIPH 2 was established by the Protocol Concerning the Redeployment in Hebron (17 January 1997) and the Agreement on the Temporary International Presence in Hebron (21 January 1997). Its mandate is to provide by its presence a secure and stable environment and monitor and report breaches of international humanitarian law. The mandate is renewed every six months pending approval from both the Palestinian and Israeli parties. 16. Personnel with military and police backgrounds are deployed as civilian staff.
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6.12 Cost of Non-UN Military, Observer, Civilian Police and Civilian Missions: October 2007–September 2008 Name Non-UN Military and Observer Missions African Union Mission in Somalia (AMISOM)
African Union Electoral and Security Assistance Mission to the Comoros (MAES) Mission de consolidation de la paix en Centrafrique (MICOPAX) Joint Control Commission Peacekeeping Force (JCC) South Ossetia Joint Force (JPKF) CIS Peacekeeping Forces in Georgia EU Military Operation in Bosnia and Herzegovina (EUFOR ALTHEA) EU Military Operation in Chad and the Central African Republic (EUFOR TCHAD/RCA) EU Monitoring Mission in Georgia (EUMM) NATO Kosovo Force (KFOR) International Security Assistance Force (ISAF) NATO Training Mission in Iraq (NTM-I) Multinational Force and Observers (MFO) International Monitoring Team (IMT) Operation Licorne Regional Assistance Mission in the Solomon Islands (RAMSI) Multi National Force in Iraq (MNF-I) International Security Forces (ISF) Non-UN Civilian Police and Civilian Missions EU Police Mission in Bosnia and Herzegovina (EUPM) EU Advisory and Assistance Mission for DRC Security Reform (EUSEC RD CONGO) EU Border Assistance Mission for the Rafah Crossing Point (EU BAM Rafah) EU Police Mission for the Palestinian Territories (EUPOL COPPS) EU Police Mission in Afghanistan (EUPOL Afghanistan) EU Police Mission in the Democratic Republic of Congo (EUPOL RD CONGO) EU Rule of Law Mission in Kosovo (EULEX Kosovo) OSCE Spillover Monitor Mission to Skopje OSCE Mission in Bosnia and Herzogovina OSCE Mission in Kosovo (OMIK) OSCE Mission to Moldova OSCE Mission in Georgia Temporary International Presence in Hebron (TIPH)
Location
Somalia
Comoros
Cost ($US Millions)
*To complete the deployment of AMISOM USD 817 million are required for 2008. —
Central African Republic
19.3
Moldova-Transdniester South Ossetia, Georgia Abkhazia, Georgia Bosnia and Herzegovina
— — — 43.3
Chad and the Central African Republic Georgia Kosovo Afghanistan Iraq Sinai, Egypt Philippines Côte d’Ivoire
98.5
Solomon Islands Iraq Timor-Leste
35.0 44.1 360.9 27.2 66.2 — 191.6 179.5 149,200.0 145.7
Bosnia and Herzegovina
21.5
Democratic Republic of Congo
14.3
Rafah Crossing point
7.1
Palestinian Territories
6.8
Afghanistan Democratic Republic of Congo Kosovo Macedonia Bosnia and Herzogovina Kosovo Moldova Georgia Hebron
45.5 8.9 133.6 14.1 23.3 46.0 2.9 14.6 2.8
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6.13 Heads of Non-UN Military, Observer, Civilian Police and Civilian Missions: September 2008
Name Non-UN Military and Observer Missions African Union Mission in Somalia (AMISOM) African Union Electoral and Security Assistance Mission to the Comoros (MAES) Mission de consolidation de la paix en Centrafrique (MICOPAX) Joint Control Commission Peacekeeping Force (JCC) South Ossetia Joint Force (JPKF) CIS Peacekeeping Forces in Georgia EU Military Operation in Bosnia and Herzegovina (EUFOR ALTHEA) EU Military Operation in Chad and the Central African Republic (EUFOR TCHAD/RCA) EU Monitoring Mission in Georgia (EUMM) NATO Kosovo Force (KFOR)
Location
Somalia Comoros
General Francis Okello (Uganda) General Daniel Igotri (Tanzania)
Central African Republic
Representative Albert Akouéndéngué (Gabon) Colonel Anatoly Zverev (Russia)
Moldova-Transdniester South Ossetia, Georgia Abkhazia, Georgia Bosnia and Herzegovina Chad and the Central African Republic Georgia Kosovo
International Security Assistance Force (ISAF) NATO Training Mission in Iraq (NTM-I)
Afghanistan Iraq
Multinational Force and Observers (MFO) International Monitoring Team (IMT)
Sinai, Egypt Philippines
Operation Licorne Regional Assistance Mission in the Solomon Islands (RAMSI) Multi National Force in Iraq (MNF-I) International Security Forces (ISF)
Côte d’Ivoire Solomon Islands
Non-UN Civilian Police and Civilian Missions EU Police Mission in Bosnia and Herzegovina (EUPM) EU Advisory and Assistance Mission for DRC Security Reform (EUSEC RD CONGO) EU Border Assistance Mission for the Rafah Crossing Point (EU BAM Rafah) EU Police Mission for the Palestinian Territories (EUPOL COPPS) EU Police Mission in Afghanistan (EUPOL Afghanistan) EU Police Mission in the Democratic Republic of Congo (EUPOL RD CONGO) EU Rule of Law Mission in Kosovo (EULEX Kosovo)
Head of Mission
Iraq Timor-Leste
Bosnia and Herzegovina Democratic Republic of Congo Rafah Crossing point Palestinian Territories Afghanistan Democratic Republic of Congo Kosovo
General Marat Kulakhmetov (Russia) Major-General Sergey Chaban (Russia) Major-General Ignacio Martín Villalaín (Spain) Lieutenant-General Patrick Nash (Ireland) Hansjörg Haber (Germany) Lieutenant-General Giuseppe Emilio Gay (Italy) General David D. McKiernan (USA) Lieutenant-General Frank G. Helmick (USA) Ambassador James A. Larocco (USA) First Admiral Dato’ Pahlawan Amzah bin Sulaiman (Maylaysia) General Philippe Houbron (France) Special Coordinator Tim George (Australia) General Ray Odierno (USA) Brigadier-General Mark Holmes (Australia)
Brigadier-General Vincenzo Coppola (Italy) General Jean-Paul Michel (France) Lieutenant-General Pietro Pistolese (Italy) Colin Smith (UK) Brigadier-General Jürgen Scholz (Germany) Adilio Custodio (Portugal) Yves de Kermabon (France)
continues
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6.13 Continued
Name
Location
OSCE Spillover Monitor Mission to Skopje OSCE Mission in Bosnia and Herzegovina OSCE Mission in Kosovo (OMIK)
Macedonia Bosnia and Herzegovina Kosovo
OSCE Mission to Moldova OSCE Mission in Georgia Temporary International Presence in Hebron (TIPH)
Moldova Georgia Hebron
Head of Mission Ambassador Giorgio Radicati (Italy) Ambassador Douglas Davidson (USA) Ambassador Tim Guldimann (Switzerland) Ambassador Philip N. Remler (USA) Ambassador Terhi Hakala (Finland) Brigadier-General Roy Grøttheim (Norway)
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UN Mission-by-Mission Statistics
197
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This chapter contains data on all current missions of the UN Department of Peacekeeping Operations (DPKO) and the UN Department of Field Support (DFS), as well as some Department of Political Affairs (DPA) missions supported by DFS. It is based on public UN documents and sources, combined with data provided by DPKO and DFS and in some cases by the UN Department of Management (DM). Variations in types of data sources and reporting dates between missions are often a result of differences in the structure, reporting and funding mechanisms for different types of UN peace operations: • Peacekeeping missions funded by the General Assembly on the basis of a financial period running from 1 July to 30 June of the following year. • New or newly expanded peacekeeping missions funded through short-term commitment authority (MINURCAT, UNAMID). • Peacekeeping missions funded by the biennial UN budget, which runs from 1 January in even years to 31 December of odd years (UNMOGIP and UNTSO). • Integrated missions and DPA political missions and special political missions with a peacekeeping component either DPKO-led (BINUB, UNAMA, UNIOSIL) or DPA-led and supported by DFS (UNAMI, UNMIN) and funded through extrabudgetary resources, running on a single calendar-year basis. The features of our dataset are outlined below.
Key Facts
Notes on mandates and key personnel. Personnel: July 2007–September 2008
These graphs cover personnel trends through the 2007–2008 UN peacekeeping financial year and through the first quarter of the 2008–2009 financial year on a month-by-month basis. Authorized military and police personnel strengths are based on authorized strengths in Security Council resolutions, relevant budgetary documentation, or were provided directly by the DPKO Force Generation Service (FGS) and the DPKO Police Division (PD). Actual military and personnel strengths were provided by DPKO FGS and PD. Actual and authorized strengths for international staff and local staff were provided by the DFS Field Personnel Division (FPD). UNV actual and authorized strengths (based on exchange of letters and mission-specific agreements between the United Nations Volunteer Programme and DFS) were provided by the UNV Programme in Bonn. Personnel: Since 2000
These graphs show average annual number of personnel and average annual number of authorized personnel since 2000 (up to June 2008 for missions funded by the peacekeeping budget and through September 2008 for other missions). For the July 2006–September 2008 periods, actual military and police personnel figures were calculated based on information provided by the DPKO FGS or PD. Authorized military and police personnel figures were derived from Security Council Resolutions or obtained from DPKO FGS and PD in cases
198
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where Security Council resolutions did not specify authorized strengths. International and local civilian staff actual and authorized strengths were calculated based on information provided by DFS FPD. UNV actual and authorized figures were provided by the UNV Programme. Average actual and authorized figures for the January–June 2006 period were obtained from official budgetary and financial performance reports covering that year, or from data collected directly from the relevant UN Departments for past editions of the Review. Exceptions include UNMOGIP and UNTSO, for which historical and actual personnel figures were derived from the UN’s Proposed Programme Budget for the Biennium. Historical figures for UNAMA were obtained from the Reports of the SecretaryGeneral on the Estimates in respect of special political missions, good offices and other political initiatives authorized by the General Assembly and/or Security Council. Military and Police Contributors: 30 September 2008
These data show all contributors to the mission on 30 September 2008, and were provided by DPKO FGS and PD. Data for UNMEE is as of 31 July 2008, the date of its mandate termination. The categories “Troops” and “Military Observers” are used to classify military staff where: “Troops” refer to both troops and staff officers and “Military Observers” refer to military observers, military liaison officers, and military advisors unless otherwise noted. Military Units: 30 September 2008
These data show units in the field on the day in question by their type and country of origin, based on information provided by DPKO FGS. Data for UNMEE is as of 31 July 2008, the date of its mandate termination. Military staff are not få political missions, and in the observer elements of larger missions; therefore, these personnel are not recorded in this section. The categories “Troops” and “Military Observers” are used to classify military staff where: “Troops” refer to both troops and staff officers and “Military Observers” refer to military observers,
military liaison officers, and military advisors unless otherwise noted. International Civilian Personnel Occupations: 30 September 2008
These data, as provided by DFS FPD, break down international civilian staff into occupational groups. Data for UNMEE is as of 31 July 2008, the date of its mandate termination. The Other/ NA category includes personnel not categorized at the time of publication. Gender Statistics: 30 September 2008
These data show the total number of male and female troops, military observers, police, international staff, and local staff as of that date. Data for UNMEE is as of 31 July 2008, the date of its mandate termination. Military data were provided by DPKO FGS, police data were provided by DPKO PD, and international and local staff data were provided by DFS FPD. Data for UNVs were not available. The categories “Troops” and “Military Observers” are used to classify military staff where: “Troops” refer to both troops and staff officers and “Military Observers” refer to military observers, military liaison officers, and military advisors unless otherwise noted. Fatalities: Inception–September 2008
These data were provided by the DPKO Situation Center. Data for UNMEE is as of 31 July 2008, the date of its mandate termination. Differences may exist between the historical data shown here and fatality data shown in last year’s edition of the Review due to investigations and reviews of fatality reports undertaken by the Situation Center over the course of the year. Fatality incident types previously categorized as “hostile act” and “criminal act” have henceforth been combined into a single category—“malicious act”. Fatality incident types previously categorized as “self-inflicted” have henceforth been combined into the “other” category. The categories “Military” and “Military Observers” are used to classify military staff where: “Military” refer to both troops and staff
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officers and “Military Observers” refer to military observers, military liaison officers, and military advisors unless otherwise noted. Vehicles: 30 September 2008
These data cover both UN-owned vehicles and those vehicles owned by national contingents serving in the field under a Memorandum of Agreement and for which usage is reimbursed by the UN. Data on contingent-owned vehicles were obtained from a database managed by the DFS Contingent Owned Equipment and Management Section; data for UN-owned vehicles were provided by the DFS Surface Transport Section. The following missions do not have Contingent Owned Equipment: BINUB, MINURCAT, MINURSO, UNAMA, UNIOSIL, UNMIN, UNMOGIP, and UNTSO.
Mission Expenditures: 2000–2007
Covering the financial years since 2000, this overview of expenditures has been derived from mission financing reports, financial performance reports, and reports on mission budgets. Information on BINUB, UNTSO, UNAMA, UNMIN, UNIOSIL, and UNMOGIP has been provided by DFS FBFD. Some discrepancies may appear between the 2004–2005 data provided here, which is derived from official performance reports on the budget, and those data provided in last year’s edition of the Review, which were provided by the DFS FBFD prior to the publication of official performance reports. The mission expenditure tables for peacekeeping missions funded by the peacekeeping budget are broken down into the three following categories (although there was some variation in subcategories in 2000–20011):
Aircraft: 30 September 2008
These data have been provided by the DFS Air Transport Section and identify aircraft by their type (transport fixed-wing, transport helicopter or attack helicopter) and supplier (contractor or government). The following missions do not have aircraft: UNDOF, UNMIK, UNMOGIP, and UNTSO.
Military and police personnel. Includes missions’ subsistence allowance, travel on emplacement, rotation and repatriation, death and disability compensation, rations and clothing allowances for military observers and police. This section also includes expenditures on major contingent-owned equipment and freight and deployment of contingent-owned equipment.
Budget and Expenditures: 2007–2009
All 2007–2009 data were obtained from official budgetary and financial performance reports covering that year, or provided by the DFS Field Budget and Finance Division (FBFD). Expenditure data are preliminary and subject to change. Peacekeeping missions funded by the peacekeeping budget show the budget and expenditures for the 2007–08 financial year as well as the budget for the 2008–09 financial year. Peacekeeping missions funded from the regular biennial budget (UNTSO and UNMOGIP): these data show both the allotment advice for the January 2008–December 2008 period, as well as expenditures for January 2008–October 2008. Political/Special Political/Integrated Missions (BINUB, UNAMA, UNAMI, UNIOSIL, UNMIN): these data show the January 2008– December 2009 proposed budget, as well as expenditures for the 2008 calendar year.
Civilian personnel. Covers salaries, staff assessment, common staff costs, hazardous duty stations allowances and overtime for international and local staff and also covers costs associated with United Nations Volunteers. Operational requirements. Costs associated with general temporary assistance (salaries, common staff costs, staff assessment), government-provided personnel and civilian electoral observers (allowances and travel), consultants, official travel of civilian personnel, facilities and infrastructure, as well as self-sustainment costs of contingent-owned equipment. Also included are costs associated with ground, air, and naval transportation in mission, communications, information technology, medical, special equipment, other supplies, services and equipment and quick impact projects.
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Expenditures on Contingent Owned Equipment: July 2007–June 2008
These data, supplied by DFS FBFD, cover contingents’ expenditures on major equipment for which they can be reimbursed by the UN as well as self-sustainment (rations, etc) for those missions financed by the peacekeeping budget. The following missions do not have contingent owned equipment: BINUB, MINURCAT, MINURSO, UNAMA, UNAMI, UNIOSIL, UNMIN, UNMOGIP, and UNTSO.
than through assessed contributions. They are provided by the UN Department of Management, Office of Programme Planning, Budget and Accounts (OPPBA). The data provided are rounded and may vary from those in the 2008 expenditures provided by DFS FBFD. The following missions do not have voluntary contributions: BINUB, MINURCAT, MINUSTAH, UNAMA, UNAMI, UNAMID, UNDOF, UNIOSIL, UNMEE, UNMIK, UNMIN, UNMIS, UNMIT, UNMOGIP, UNOCI, UNOMIG, and UNTSO.
Voluntary Contributions: July 2007–June 2008
These data cover those countries and organizations providing financial support to missions other
Note 1. Prior to the July 2001–June 2002 financial year, “Staff Assessment” was reported as an additional line item in “Gross Expenditures” for each mission. Since then, staff assessment has been included as part of the “Civilian Personnel” line item. Figures for the 2000–2001 financial years are shown using the current financial reporting method and include staff assessment expenditures as part of the civilian personnel expenditures. For those years, civilian personnel expenditures will thus appear to be higher than in the official UN financial reports.
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7.1 BINUB (UN Integrated Office in Burundi) BINUB Key Facts
Latest Key Resolution
22 December 2008 (date of issue); 1 January 2009 (date of effect) UNSC Res. 1858 (twelve month duration) 25 October 2006 (date of issue); 1 January 2007 (date of effect) UNSC Res. 1719 (twelve month duration) Youssef Mahmoud (Tunisia) SG letter of appointment 18 December 2006 Entry on duty 1 January 2007
First Mandate ERSG
BINUB Personnel: July 2007–September 2008
250
Number of Personnel
200
150
100
50
Sept. ‘08
Aug. ’08
July ‘08
June ’08
May ‘08
Apr. ’08
Mar. ‘08
Feb. ’08
Jan. ‘08
Dec. ’07
Nov. ‘07
Oct. ’07
Sept. ‘07
Aug. ’07
July ‘07
0
Auth. UNVs
Auth. Int’l Staff
Auth. Local Staff
Auth. Military Obs.
Auth. Police
UNVs
Int’l Staff
Local Staff
Military Obs.
Police
Sources: UN Document S/RES/1719; DFS FPD; DPKO FGS; DPKO PD; DPKO PMSS; UNV Programme.
202
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BINUB Personnel: Since 2007
250
Average Number of Personnel
200
150
100
50
0 Jan. ‘08– Sept. ’08
Jan. ‘07– Dec. ’07 Auth. Local Staff
Auth. Int’l Staff
Auth. UNVs
Auth. Military Obs.
Auth. Police
Local Staff
Int’l Staff
UNVs
Military Obs.
Police
Sources: DFS FPD; DPKO FGS; DPKO PD; UNV Programme.
BINUB Military and Police Contributors: 30 September 2008
Contributing Country
Troops
Military Observers
Police
Total
Benin Cameroon Côte d’Ivoire Nigeria Bangladesh Burkina Faso Croatia Egypt Madagascar Netherlands Niger Pakistan Switzerland Tunisia Total
— — — — — — — — — — — — — — —
— — — — 1 — 1 1 — 1 1 1 1 1 8
2 2 2 2 — 1 — — 1 — — — — — 10
2 2 2 2 1 1 1 1 1 1 1 1 1 1 18
Sources: DPKO FGS, DPKO PD.
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BINUB International Civilian Personnel Occupations: 30 September 2008
Occupation
International Staff
Administration Aviation Civil Affairs Economic Affairs Electoral Affairs Engineering Finance Human Resources Human Rights Humanitarian Affairs Information Management Information Systems and Technology Legal Affairs Logistics Management and Programme Analysis Medical Services Political Affairs Procurement Programme Management Public Information Rule of Law Security Social Affairs Transport Other/NA Total
Percentage International Staff
18 — — — — 4 6 6 13 — — 5 1 8 1 3 15 4 5 3 — 18 2 4 — 116
15.5% — — — — 3.4% 5.2% 5.2% 11.2% — — 4.3% 0.9% 6.9% 0.9% 2.6% 12.9% 3.4% 4.3% 2.6% — 15.5% 1.7% 3.4% —
Source: DFS FPD.
BINUB Personnel Gender Statistics: 30 September 2008
Personnel Type Troops Military Observers Police International Civilian Staff Local Civilian Staff Total
Male
Female
Percentage Male
— 8 10 76 151 245
— — — 40 75 115
— 100.0% 100.0% 65.5% 66.8% 68.1%
Sources: DFS FPD; DPKO FGS; DPKO PD.
Percentage Female — — — 34.5% 33.2% 31.9%
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BINUB Fatalities: Inception–September 2008
Personnel Type
Time Period
Troop
2007 January-March April-June July-September October-December 2008 (Jan-Sep) January-March April-June July-September Total Fatalities
— — — — — — — — — —
MilOb
Police
Intl Staff
Local Staff
Othera
Total
— — — — — — — — — —
— — — — — — — — — —
— — — — — — — — — —
— — — — — — — — — —
— — — — — — — — — —
— — — — — — — — — —
Incident Type
Time Period
Malicious Act
2007 January-March April-June July-September October-December 2008 (Jan-Sep) January-March April-June July-September Total Fatalities
— — — — — — — — — —
Illness
Accident
Otherb
Total
— — — — — — — — — —
— — — — — — — — — —
— — — — — — — — — —
— — — — — — — — — —
Source: DPKO Situation Centre. Notes: a. Other refers to consultants, UNVs, etc. b. Incident type is unknown, uncertain, or under investigation. Other includes what were previously qualified as self-inflicted.
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BINUB Aircraft: 30 September 2008
BINUB Vehicles: 30 September 2008
UN Owned Vehicles
Vehicle Type
Quantity
4x4 Vehicles Ambulances Automobiles Buses Engineering Vehicles Material Handling Equipment Trailers Trucks Vans Total
137 4 5 21 3 9 5 27 4 215
Commercial Contingent Owned Total
Transport Fixed Wing
Transport Helicopter
— — —
1 — 1
Attack Helicopter — — —
Source: DFS Air Transport Section.
Source: DFS Surface Transport Section.
BINUB Budget and Expenditures (in thousands of US dollars)
Category Military Observers Military Contingents Civilian Police Formed Police Units International Staff Local Staff United Nations Volunteers General Temporary Assistance Government-provided Personnel Civilian Electoral Observers Consultants Official Travel Facilities and Infrastructure Ground Transportation Air Transportation Naval Transportation Communications and IT Supplies, Services and Equipment Quick-impact Projects Gross Requirements Staff Assessment Income Net Requirements Voluntary Contributions in Kind (budgeted) Total Requirements
Proposed Budget Jan 08–Dec 09
Expenditures Jan 08–Dec 08
325.4 — 499.4 — 19,441.0 4,207.8 1,746.4 — — — 142.9 753.6 5,280.0 1,277.0 2,764.5 — 2,156.5 430.9 — 39,025.4 — 39,025.4 — 39,025.4
294.0 — 512.9 — 17,002.6 3,137.1 1,434.7 — — — 92.6 512.8 4,118.6 862.3 1,942.3 — 1,778.6 563.1 — 32,251.6 — 32,251.6 — 32,251.6
Source: DFS FBFD. Note: 2008 expenditures are preliminary and subject to change.
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BINUB Mission Expenditures: January 2006–December 2007 (in thousands of US dollars) Category Military and Police Personnel Civilian Personnel Operational Costs Gross Requirements Staff Assessment Income Net Requirements Voluntary Contributions in Kind (budgeted) Total Requirements
Source: DFS FBFD.
Jan 06–Dec 07 772.2 15,898.6 8,970.3 25,641.1 — 25,641.1 — 25,641.1
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7.2 MINURCAT (UN Mission in the Central
African Republic and Chad) MINURCAT Key Facts
Latest Key Resolution
24 September 2008 (date of issue); 25 September 2008 (date of effect) UNSC Res. 1834 (twelve month duration) 25 September 2007 (date of issue and effect) UNSC Res. 1778 (twelve month duration) Victor Da Silva Angelo (Portugal) SG letter of appointment 25 January 2008 Geraldo Cristian Chaumont (Argentina) François N’Diaye (Senegal)
First Mandate SRSG Police Commissioner Chief Military Liaison Officer
MINURCAT Personnel: September 2007–September 2008
600
400
300
200
100
Sept. ‘08
Aug. ’08
July ‘08
June ’08
May ‘08
Apr. ’08
Mar. ‘08
Feb. ’08
Jan. ‘08
Dec. ’07
Nov. ‘07
Oct. ’07
0 Sept. ‘07
Number of Personnel
500
Auth. Int’l Staff
Auth. Local Staff
Auth. Military Obs.
Auth. Police
Auth. UNVs
Int’l Staff
Local Staff
Military Obs.
Police
UNVs
Sources: DFS FPD; DPKO FGS; DPKO PD; UNV Programme.
208
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MINURCAT Military and Police Contributors: 30 September 2008
Contributing Country
Troops
Military Observers
Police
Total
Côte d’Ivoire Benin Senegal France Burkina Faso Yemen Egypt Madagascar Niger Cameroon Rwanda Burundi Mali Jordan Portugal Togo
— — — — — — — — — — — — — — — —
— — 3 — — 3 2 — — — 1 — 2 1 1 —
38 27 23 18 16 13 11 12 12 11 10 10 6 5 5 6
38 27 26 18 16 16 13 12 12 11 11 10 8 6 6 6
Sources: DPKO FGS; DPKO PD.
Contributing Country Ghana Brazil Guinea Kyrgyzstan Nigeria Bangladesh Ecuador Gambia Nepal Pakistan Spain Uganda Zambia Bolivia Gabon Poland Total
Troops
Military Observers
— — — — — — — — — — — — — — — — —
4 3 — 3 3 2 2 2 2 2 2 2 2 1 1 1 45
Police — — 3 — — — — — — — — — — — — — 226
Total 4 3 3 3 3 2 2 2 2 2 2 2 2 1 1 1 271
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MINURCAT International Civilian Personnel Occupations: 30 September 2008
Occupation
International Staff
Administration Aviation Civil Affairs Economic Affairs Electoral Affairs Engineering Finance Human Resources Human Rights Humanitarian Affairs Information Management Information Systems and Technology Legal Affairs Logistics Management and Programme Analysis Medical Services Political Affairs Procurement Programme Management Public Information Rule of Law Security Social Affairs Transport Other/NA Total
Percentage International Staff
43 29 4 — — 10 12 11 8 3 4 26 1 36 1 3 14 9 1 4 7 83 5 12 1 327
13.1% 8.9% 1.2% — — 3.1% 3.7% 3.4% 2.4% 0.9% 1.2% 8.0% 0.3% 11.0% 0.3% 0.9% 4.3% 2.8% 0.3% 1.2% 2.1% 25.4% 1.5% 3.7% 0.3%
Source: DFS FPD.
MINURCAT Personnel Gender Statistics: 30 September 2008
Personnel Type
Male
Female
Percentage Male
Percentage Female
Troops Military Observers Police International Civilian Staff Local Civilian Staff Total
— 46 201 233 128 608
— — 25 94 26 145
— 100.0% 88.9% 71.3% 83.1% 80.7%
— — 11.1% 28.7% 16.9% 19.3%
Sources: DFS FPD; DPKO FGS; DPKO PD.
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MINURCAT (CENTRAL AFRICAN REPUBLIC AND CHAD) • 211
MINURCAT Fatalities: Inception–September 2008
Personnel Type
Time Period
Troop
2007 (Sep-Dec) September October-December 2008 (Jan-Sep) January-March April-June July-September Total Fatalities
— — — — — — — —
MilOb
Police
— — — — — — — —
— — — — — — — —
Intl Staff Local Staff — — — — — — — —
Othera
Total
— — — — — — — —
— — — — — — — —
— — — — — — — —
Incident Type
Time Period
Malicious Act
2007 (Sep-Dec) September October-December 2008 (Jan-Sep) January-March April-June July-September Total Fatalities
— — — — — — — —
Illness
Accident
Otherb
Total
— — — — — — — —
— — — — — — — —
— — — — — — — —
— — — — — — — —
Source: DPKO Situation Centre. Notes: a. Other refers to consultants, UNVs, etc. b. Incident type is unknown, uncertain or under investigation. Other includes what were previously qualified as self-inflicted.
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ANNUAL REVIEW OF GLOBAL PEACE OPERATIONS
MINURCAT Vehicles: 30 September 2008
MINURCAT Aircraft: 30 September 2008
UN Owned Vehicles Vehicle Type
Transport Fixed Wing
Transport Helicopter
2 — 2
5 — 5
Attack Helicopter
Quantity
4x4 Vehicles Ambulances Buses Engineering Vehicles Material Handling Equipment Trailers Trucks Vans Total
265 5 24 4 21 3 34 14 370
Commercial Contingent Owned Total
— — —
Source: DFS Air Transport Section.
Source: DFS Surface Transport Section. Note: 62 4x4 Vehicles and 4 Vans were funded through a separate member-state driven budgetary process.
MINURCAT Budget and Expenditures (in thousands of US dollars)
Category Military Observers Military Contingents Civilian Police Formed Police Units International Staff Local Staff United Nations Volunteers General Temporary Assistance Government-provided Personnel Civilian Electoral Observers Consultants Official Travel Facilities and Infrastructure Ground Transportation Air Transportation Naval Transportation Communications and IT Supplies, Services and Equipment Quick-impact Projects Gross Requirements Staff Assessment Income Net Requirements Voluntary Contributions in Kind (budgeted) Total Requirements
Budgeted Jul 07–Jun 08 1,258.1 — 5,672.8 — 21,503.3 1,699.6 3,115.8 1,692.8 322.4 — — 1,173.7 47,079.2 39,384.6 24,712.2 — 25,055.2 9,574.3 200.0 182,444.0 2,537.0 179,907.0 — 182,444.0
Sources: UN Documents A/62/572 and A/62/804; DFS FBFD. Note: July 2007–June 2008 expenditures are preliminary and subject to change.
Expenditures Jul 07–Jun 08 854.9 — 4,453.6 — 14,171.1 610.3 750.9 787.3 — — — 799.7 58,696.5 38,575.0 4,404.0 — 23,367.9 18,106.3 187.8 165,765.3 999.2 164,766.1 — 165,765.3
Budgeted Jul 08–Jun 09 2,247.0 — 11,280.6 — 53,793.4 5,539.6 4,585.3 189.7 893.4 — 72.8 1,379.2 142,047.1 12,255.9 46,078.9 — 9,075.5 10,685.8 1,000.0 301,124.2 6,155.8 294,968.4 — 301,124.2
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MINURCAT (CENTRAL AFRICAN REPUBLIC AND CHAD) • 213
MINUTAC Mission Expenditures: March 2007–June 2007 (in thousands of US dollars)
Category Military and Police Personnel Civilian Personnel Operational Requirements Other Gross Requirements Staff Assessment Income Net Requirements Voluntary Contributions in Kind (budgeted) Total Requirements
Mar 07–Jun 07 225.1 6.7 882.3 — 1,114.1 10.1 1,104.0 — 1,114.1
Sources: UN Documents A/62/544 and A/62/572; DFS FBFD. Note: The Mission des Nations Unies au Tchad et en République Centrafricaine (MINUTAC) was funded by the ACABQ as an advance mission of MINURCAT.
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7.3 MINURSO (UN Mission for the
Referendum in Western Sahara) MINURSO Key Facts
Latest Key Resolution
30 April 2008 (date of issue and effect) UNSC Res. 1813 (twelve month duration) 29 April 1991 (date of issue and effect) UNSC Res. 690 (no determined duration) Julian Harston (United Kingdom) SG letter of appointment 31 January 2007 Entry on duty 31 January 2007 Johannes Manz (Switzerland) Major-General Zhao Jingmin (China) SG letter of appointment 22 August 2007 Entry on duty 27 August 2007 Major-General Armand Roy (Canada)
First Mandate SRSG
First SRSG Force Commander
First Force Commander
MINURSO Personnel: July 2007–September 2008 250
Number of Personnel
200
150
100
50
Sept. ‘08
Aug. ’08
July ‘08
June ’08
May ‘08
Apr. ’08
Mar. ‘08
Feb. ’08
Jan. ‘08
Dec. ’07
Nov. ‘07
Oct. ’07
Sept. ‘07
Aug. ’07
July ‘07
0
Auth. Troops
Auth. Int’l Staff
Auth. Local Staff
Auth. Military Obs.
Troops
Int’l Staff
Local Staff
Military Obs.
Auth. Police
Auth. UNVs
Police
UNVs
Sources: DFS FPD; DPKO FGS; DPKO PD; UNV Programme. Note: Above figures do not include government provided personnel.
214
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MINURSO (WESTERN SAHARA) • 215
MINURSO Personnel: Since 2000
Average Number of Personnel
250
200
150
100
50
0 July ‘00– June ’01
July ‘01– June ’02
July ‘02– June ’03
Auth. Military Obs. Military Obs.
July ‘03– June ’04
July ‘04– June ’05
Auth. Police Police
July ‘05– June ’06
July ‘06– June ’07
July ‘07– June ’08
Auth. Troops Troops
Average Number of Personnel
300
250
200
150
100
50
0 July ‘00– June ’01
July ‘01– June ’02
July ‘02– June ’03
Auth. Int’l Staff Int’l Staff
July ‘03– June ’04
July ‘04– June ’05
Auth. Local Staff Local Staff
July ‘05– June ’06
July ‘06– June ’07
July ‘07– June ’08
Auth. UNVs UNVs
Sources: UN Documents A/56/818, A/57/674, A/58/642, A/59/619, A/60/634 and A/61/683; DFS FPD; DPKO FGS ; DPKO PD; UNV Programme. Note: Above figures do not include government provided personnel.
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ANNUAL REVIEW OF GLOBAL PEACE OPERATIONS
MINURSO Military and Police Contributors: 30 September 2008
Contributing Country Malaysia Egypt Ghana Russia France China Brazil El Salvador Bangladesh Nigeria Pakistan Croatia Honduras Hungary
Troops
Military Observers
Police
Total
20 — 9 — — — — — — — — — — —
12 24 9 15 14 13 10 6 8 8 8 7 6 6
— 3 — — — — — 3 — — — — — —
32 27 18 15 14 13 10 9 8 8 8 7 6 6
Contributing Country Uruguay Yemen Italy Guinea Argentina Ireland Mongolia Paraguay Sri Lanka Austria Djibouti Kenya Greece Poland Total
Troops
Military Observers
Police
Total
— — — — — — — — — — — — — — 29
6 6 5 4 3 3 3 3 3 2 2 2 1 1 190
— — — — — — — — — — — — — — 6
6 6 5 4 3 3 3 3 3 2 2 2 1 1 225
Sources: DPKO FGS; DPKO PD.
MINURSO Military Units: 30 September 2008
Number 1 1
Unit Type
Country
Administration Unit Level I Medical Unit
Ghana Malaysia
Source: DPKO FGS.
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MINURSO (WESTERN SAHARA) • 217
MINURSO International Civilian Personnel Occupations: 30 September 2008
Occupation
International Staff
Administration Aviation Civil Affairs Economic Affairs Electoral Affairs Engineering Finance Human Resources Human Rights Humanitarian Affairs Information Management Information Systems and Technology Legal Affairs Logistics Management and Programme Analysis Medical Services Political Affairs Procurement Programme Management Public Information Rule of Law Security Social Affairs Transport Other/NA Total
Percentage International Staff
11 6 — — — 10 5 4 — — 2 13 1 15 — — 7 2 — 1 2 8 — 15 1 103
10.7% 5.8% — — — 9.7% 4.9% 3.9% — — 1.9% 12.6% 1.0% 14.6% — — 6.8% 1.9% — 1.0% 1.9% 7.8% — 14.6% 1.0%
Source: DFS FPD.
MINURSO Personnel Gender Statistics: 30 September 2008
Personnel Type Troops Military Observers Police International Civilian Staff Local Civilian Staff Total
Male
Female
Percentage Male
Percentage Female
21 184 3 83 119 410
8 6 3 20 27 64
72.4% 96.8% 50.0% 80.6% 81.5% 86.5%
27.6% 3.2% 50.0% 19.4% 18.5% 13.5%
Sources: DFS FPD; DPKO FGS; DPKO PD.
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ANNUAL REVIEW OF GLOBAL PEACE OPERATIONS
MINURSO Fatalities: Inception–September 2008
Personnel Type
Time Period
Troop
1992–1999 2000 2001 2002 2003 2004 2005 2006 2007 January-March April-June July-September October-December 2008 (Jan-Sep) January-March April-June July-September Total Fatalities
5 — — — — — — — — — — — — — — — — 5
MilOb
Police
Intl Staff
Local Staff
Othera
Total
1 — — — — — — — — — — — — — — — — 1
1 — — — — — — — — — — — — — — — — 1
2 — — — — — — — 1 — — 1 — — — — — 3
2 — 1 — — 1 1 — — — — — — — — — — 5
— — — — — — — — — — — — — — — — — —
11 — 1 — — 1 1 — 1 — — 1 — — — — — 15
Incident Type
Time Period
Malicious Act
1992–1999 2000 2001 2002 2003 2004 2005 2006 2007 January-March April-June July-September October-December 2008 (Jan-Sep) January-March April-June July-September Total Fatalities
— — — — — — — — — — — — — — — — — —
Illness
Accident
Otherb
Total
3 — — — — — — — 1 — — 1 — — — — — 4
8 — — — — 1 1 — — — — — — — — — — 10
— — 1 — — — — — — — — — — — — — — 1
11 — 1 — — 1 1 — 1 — — 1 — — — — — 15
Source: DPKO Situation Centre. Notes: a. Other refers to consultants, UNVs, etc. b. Incident type is unknown, uncertain or under investigation. Other includes what were previously qualified as self-inflicted.
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MINURSO (WESTERN SAHARA) • 219
MINURSO Vehicles: 30 September 2008
MINURSO Aircraft: 30 September 2008
UN Owned Vehicles Vehicle Type
Transport Fixed Wing
Transport Helicopter
3 — 3
3 — 3
Attack Helicopter
Quantity
4x4 Vehicles Airfield Support Equipment Ambulances Automobiles Buses Engineering Vehicles Material Handling Equipment Trailers Trucks Total
361 9 4 10 20 6 15 30 27 482
Commercial Contingent Owned Total
— — —
Source: DFS Air Transport Section.
Source: DFS Surface Transport Section.
MINURSO Budget and Expenditures (in thousands of US dollars)
Category Military Observers Military Contingents Civilian Police Formed Police Units International Staff Local Staff United Nations Volunteers General Temporary Assistance Government-provided Personnel Civilian Electoral Observers Consultants Official Travel Facilities and Infrastructure Ground Transportation Air Transportation Naval Transportation Communications and IT Supplies, Services and Equipment Quick-impact Projects Gross Requirements Staff Assessment Income Net Requirements Voluntary Contributions in Kind (budgeted) Total Requirements
Budgeted Jul 07–Jun 08
Expenditures Jul 07–Jun 08
Budgeted Jul 08–Jun 09
5,317.2 737.0 150.6 — 13,360.3 2,732.2 761.0 30.2 42.4 — 26.4 402.7 3,675.9 2,524.1 11,141.1 — 2,361.5 1,005.0 — 44,321.6 2,100.4 42,221.2 3,315.6 47,637.2
5,645.6 669.6 134.5 — 11,862.6 2,944.0 765.3 27.1 34.4 — — 494.6 3,425.9 2,636.9 13,257.2 — 2,390.1 1,232.5 — 45,520.3 2,017.0 43,503.3 2,945.2 48,465.5
5,494.7 758.5 154.6 — 11,963.1 2,996.6 642.3 59.2 42.4 — 41.8 439.2 3,979.8 1,292.5 13,372.6 — 2,414.6 1,948.9 — 45,600.8 2,106.0 43,494.8 2,774.5 48,375.3
Sources: UN Documents A/62/679 and A/62/781/Add.3; DFS FBFD. Note: July 2007–June 2008 expenditures are preliminary and subject to change.
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ANNUAL REVIEW OF GLOBAL PEACE OPERATIONS
MINURSO Voluntary Contributions: July 2007–June 2008 (in thousands of US dollars)
Contributions in Kind (budgeted)
Contributions in Kind (non-budgeted)
Contributions in Cash (budgeted)
Total
Morocco Algeria Frente Polisario
2,406.0 323.0 213.0
— — —
— — —
2,406.0 323.0 213.0
Total
2,942.0
—
—
2,942.0
Contributor
Source: DM OPPBA. Note: Figures are rounded and may vary from those in the 2008 expenditures provided by DFS FBFD.
MINURSO Mission Expenditures: July 2000–June 2007 (in thousands of US dollars)
Category Military and Police Personnel Civilian Personnel Operational Requirements Other Gross Requirements Staff Assessment Income Net Requirements Voluntary Contributions in Kind (budgeted) Total Requirements
Jul 00– Jun 01
Jul 01– Jun 02
Jul 02– Jun 03
Jul 03– Jun 04
Jul 04– Jun 05
Jul 05– Jun 06
Jul 06– Jun 07
7,144.0 22,523.2 10,239.6 2,309.1 42,215.9 3,773.4 38,442.5
6,344.7 19,720.8 13,025.0 — 39,090.5 2,751.3 36,339.2
6,214.8 18,191.5 14,002.7 — 38,409.0 2,636.2 35,772.8
6,495.3 17,472.9 14,882.6 — 38,850.8 2,442.8 36,408.0
6,373.5 16,162.6 18,861.9 — 41,398.0 2,311.9 39,086.1
6,217.6 15,807.2 20,323.6 — 42,348.4 2,191.5 40,156.9
6,265.7 14,851.2 20,585.7 — 41,702.6 1,860.7 39,841.9
3,670.7 45,886.6
1,806.1 40,896.6
2,567.4 40,976.4
3,084.0 41,934.8
3,885.2 45,283.2
3,761.3 46,109.7
2,775.9 44,478.5
Sources: UN Documents A/56/818, A/57/674, A/58/642, A/59/619, A/60/634, A/61/683 and A/62/679; DFS FBFD.
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7.4 MINUSTAH (UN Stabilization Mission in Haiti)
MINUSTAH Key Facts
Latest Key Resolution First Mandate SRSG
First SRSG Force Commander First Force Commander Police Commissioner
14 October 2008 (date of issue); 15 October 2009 (date of effect) UNSC Res. 1840 (twelve month duration) 30 April 2004 (date of issue); 1 June 2004 (date of effect) UNSC Res. 1542 (six month duration) Hédi Annabi (Tunisia) SG letter of appointment 26 July 2007 Entry on duty 1 September 2007 Juan Gabriel Valdés (Chile) Major General Carlos Alberto dos Santos Cruz (Brazil) SG letter of appointment 8 January 2007 Lieutenant-General Augusto Heleno Ribeiro Pereira (Brazil) Mamadou Mountaga Diallo (Guinea)
221
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ANNUAL REVIEW OF GLOBAL PEACE OPERATIONS
MINUSTAH Personnel: July 2007–September 2008
8,000
7,000
6,000
Number of Personnel
5,000
4,000
3,000
2,000
1,000
Auth. Troops
Auth. Police
Troops
Police
Sept. ‘08
Aug. ’08
July ‘08
June ’08
May ‘08
Apr. ’08
Mar. ‘08
Feb. ’08
Jan. ‘08
Dec. ’07
Nov. ‘07
Oct. ’07
Sept. ‘07
Aug. ’07
July ‘07
0
1,400
1,200
1,000
800
600
400
200
Auth. Local Staff
Auth. Int’l Staff
Auth. UNVs
Local Staff
Int’l Staff
UNVs
Sept. ‘08
Aug. ’08
July ‘08
June ’08
May ‘08
Apr. ’08
Mar. ‘08
Feb. ’08
Jan. ‘08
Dec. ’07
Nov. ‘07
Oct. ’07
Sept. ‘07
Aug. ’07
0 July ‘07
•
Number of Personnel
222
1/19/09
Sources: UN Documents S/RES/1702 and S/RES/1780; DFS FPD; DPKO FGS; DPKO PD; UNV Programme.
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MINUSTAH (HAITI) • 223
MINUSTAH Personnel: Since 2004
8,000
Average Number of Personnel
7,000
6,000
5,000
4,000
3,000
2,000
1,000
May ‘04– June ’04
July ‘04– June ’05
July ‘05– June ’06
July ‘06– June ’07
July ‘07– June ’08
Auth. Troops Troops
2,400
Average Number of Personnel
2,000
1,600
1,200
800
400
0
May ‘04– June ’04
July ‘04– June ’05
July ‘05– June ’06
July ‘07– June ’08
July ‘06– June ’07
Auth. Local Staff
Auth. Int’l Staff
Auth. UNVs
Auth. Police
Local Staff
Int’l Staff
UNVs
Police
Sources: UN Documents S/RES/1542, S/RES/1608, S/RES/1702, A/60/646 and A/61/741; DFS FPD; DPKO FGS; DPKO PD; UNV Programme.
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ANNUAL REVIEW OF GLOBAL PEACE OPERATIONS
MINUSTAH Military and Police Contributors: 30 September 2008
Contributing Country Troops
Military Observers
Police
Total
Contributing Country
Nepal 1,079 Brazil 1,212 Uruguay 1,143 Jordan 754 Sri Lanka 959 Argentina 558 Chile 499 Pakistan — Bolivia 217 Peru 205 Philippines 157 Senegal — China — Nigeria — Guatemala 118 Canada 5 Guinea — Niger — Ecuador 67 France 1 Turkey — Côte d’Ivoire — United States 4
— — — — — — — — — — — — — — — — — — — — — — —
155 4 6 308 13 4 12 250 — — 12 146 145 128 — 78 78 71 — 60 59 55 46
1,234 1,216 1,149 1,062 972 562 511 250 217 205 169 146 145 128 118 83 78 71 67 61 59 55 50
Mali — Benin — Spain — Paraguay 31 Egypt — Romania — Burkina Faso — Rwanda — Cameroon — Central African Republic — Russia — Serbia — Croatia 3 El Salvador — Italy — Grenada — Democratic Republic of Congo — Chad — Finland — Madagascar — Yemen — Total 7,012
Troops
Military Observers
Police
Total
— — — — — — — — — — — — — — — —
46 40 36 — 24 21 15 11 7 7 7 5 1 4 4 3
46 40 36 31 24 21 15 11 7 7 7 5 4 4 4 3
— — — — — —
2 1 1 1 1 1,867
2 1 1 1 1 8,879
Sources: DPKO FGS; DPKO PD. Note: Police figures include formed police provided by China (125), Jordan (288), Nepal (125), Nigeria (124), Pakistan (250) and Senegal (85).
MINUSTAH Military Units: 30 September 2008
Number
Unit Type
Country
3 2 1 9
Aviation Units Engineering Companies Headquarters Company Infantry Battalions
2 1 1 1
Infantry Companies Level II Hospital Military Police Company Platoon
Argentina, Chile, Uruguay Brazil, Chile-Ecuador Composite Philippines Argentina, Brazil, Chile, Jordan, Nepal (2), Sri Lanka, Uruguay (2) Bolivia, Peru Argentina Guatemala Paraguay
Source: DPKO FGS. Note: Military headquarters staff and staff officers not included.
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MINUSTAH (HAITI) • 225
MINUSTAH International Civilian Personnel Occupations: 30 September 2008
Occupation
International Staff
Administration Aviation Civil Affairs Economic Affairs Electoral Affairs Engineering Finance Human Resources Human Rights Humanitarian Affairs Information Management Information Systems and Technology Legal Affairs Logistics Management and Programme Analysis Medical Services Political Affairs Procurement Programme Management Public Information Rule of Law Security Social Affairs Transport Other/NA Total
Percentage International Staff
74 14 34 — 3 23 23 25 17 6 1 25 4 81 1 3 25 14 8 18 25 52 4 19 3 502
14.7% 2.8% 6.8% — 0.6% 4.6% 4.6% 5.0% 3.4% 1.2% 0.2% 5.0% 0.8% 16.1% 0.2% 0.6% 5.0% 2.8% 1.6% 3.6% 5.0% 10.4% 0.8% 3.8% 0.6%
Source: DFS FPD.
MINUSTAH Personnel Gender Statistics: 30 September 2008
Personnel Type
Male
Female
Percentage Male
Percentage Female
Troops Military Observers Police International Civilian Staff Local Civilian Staff Total
6,892 — 1,775 337 965 9,969
120 — 92 165 232 609
98.3% — 95.1% 67.1% 80.6% 94.2%
1.7% — 4.9% 32.9% 19.4% 5.8%
Sources: DFS FPD; DPKO FGS; DPKO PD.
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ANNUAL REVIEW OF GLOBAL PEACE OPERATIONS
MINUSTAH Fatalities: Inception–September 2008
Personnel Type
Time Period
Troop
2004 2005 2006 2007 January-March April-June July-September October-December 2008 (Jan-Sep) January-March April-June July-September Total Fatalities
— 9 6 5 — 3 2 — 1 — 1 — 21
MilOb
Police
Intl Staff
Local Staff
Othera
Total
— — — — — — — — — — — — —
— 3 — 1 — — — 1 2 — 1 1 6
— 1 3 3 — 2 1 — — — — — 7
— — 3 — — — — — — — — — 3
— — — — — — — — — — — — —
— 13 12 9 — 5 3 1 3 — 2 1 37
Incident Type
Time Period
Malicious Act
2004 2005 2006 2007 January-March April-June July-September October-December 2008 (Jan-Sep) January-March April-June July-September Total Fatalities
— 6 5 — — — — — 1 — 1 — 12
Illness
Accident
Otherb
Total
— 3 4 5 — 3 1 1 2 — 1 1 14
— 3 2 3 — 2 1 — — — — — 8
— 1 1 1 — — 1 — — — — — 3
— 13 12 9 — 5 3 1 3 — 2 1 37
Source: DPKO Situation Centre. Notes: a. Other refers to consultants, UNVs, etc. b. Incident type is unknown, uncertain or under investigation. Other includes what were previously qualified as self-inflicted.
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MINUSTAH (HAITI) • 227
MINUSTAH Vehicles: 30 September 2008
Contingent Owned Vehicles
Vehicle Type
UN Owned Vehicles
Quantity
Aircraft/Airfield Support Equipment 14 Combat Vehicles 233 Engineering Vehicles 99 Material Handling Equipment 27 Support Vehicles (Commerical Pattern) 514 Support Vehicles (Military Pattern) 544 Trailers 337 Total 1,768
Vehicle Type 4x4 Vehicles Aircraft/Airfield Support Equipment Ambulances Automobiles Buses Engineering Vehicles Material Handling Equipment Trailers Trucks Vans Total
Quantity 796 7 4 25 50 2 23 2 70 9 988
Sources: DFS Contingent Owned Equipment and Property Management Section; DFS Surface Transport Section.
MINUSTAH Aircraft: 30 September 2008
Transport Fixed Wing Commercial Contingent Owned
Total
1 —
1
Source: DFS Air Transport Section.
Transport Helicopter
Attack Helicopter
4 7 (2 Argentina, 4 Chile, 1 Uruguay) 11
— —
—
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ANNUAL REVIEW OF GLOBAL PEACE OPERATIONS
MINUSTAH Budget and Expenditures (in thousands of US dollars)
Category Military Observers Military Contingents Civilian Police Formed Police Units International Staff Local Staff United Nations Volunteers General Temporary Assistance Government-provided Personnel Civilian Electoral Observers Consultants Official Travel Facilities and Infrastructure Ground Transportation Air Transportation Naval Transportation Communications and IT Supplies, Services and Equipment Quick-impact Projects Gross Requirements Staff Assessment Income Net Requirements Voluntary Contributions in Kind (budgeted) Total Requirements
Budgeted Jul 07–Jun 08
Expenditures Jul 07–Jun 08
Budgeted Jul 08–Jun 09
— 180,823.8 47,276.1 27,344.9 80,746.4 24,147.5 11,500.3 2,424.5 802.0 — 284.2 1,175.0 70,818.6 11,218.9 24,260.7 198.0 35,212.4 15,139.5 2,000.0 535,372.8 12,126.9 523,245.9 — 535,372.8
— 182,499.5 52,744.4 27,443.9 82,935.2 23,404.9 9,859.3 3,892.5 806.9 — 171.5 1,141.7 66,305.3 15,890.0 22,180.1 257.2 28,515.3 14,048.4 1,972.1 534,068.2 12,171.2 521,897.0 — 534,068.2
— 190,780.8 57,612.3 32,755.2 84,893.5 27,350.0 11,875.7 4,305.2 969.5 — 286.5 1,420.3 72,088.5 10,451.1 28,882.6 1,038.9 31,752.8 16,453.6 2,000.0 574,916.5 13,144.9 561,771.6 — 574,916.5
Sources: UN Documents A/62/720 and A/62/781/Add.6; DFS FBFD. Note: July 2007–June 2008 expenditures are preliminary and subject to change.
MINUSTAH Expenditures on Contingent Owned Equipment: July 2007–June 2008 (in thousands of US dollars) Major Equipment Self-sustainment
Source: DFS FBFD.
37,747.0 29,896.0
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MINUSTAH (HAITI) • 229
MINUSTAH Mission Expenditures: May 2004–June 2007 (in thousands of US dollars)
Category Military and Police Personnel Civilian Personnel Operational Requirements Gross Requirements Staff Assessment Income Net Requirements Voluntary Contributions in Kind (budgeted) Total Requirements
May 04–Jun 04
Jul 04–Jun 05
7,159.3 1,246.5 26,150.3 34,556.1 60.7 34,495.4 — 34,556.1
192,850.1 56,050.5 128,334.7 377,235.3 5,347.3 371,888.0 — 377,235.3
Sources: UN Documents A/59/745, A/60/646, A/61/741 and A/62/720.
Jul 05–Jun 06 239,674.5 88,831.9 151,130.2 479,636.6 8,664.8 470,971.8 — 479,636.6
Jul 06–Jun 07 246,371.2 94,542.4 143,106.5 484,020.1 9,313.5 474,706.6 — 484,020.1
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7.5 MONUC (UN Organization Mission in the Democratic Republic of Congo) MONUC Key Facts
Latest Key Resolutions
First Mandate SRSG First SRSG Force Commander First Force Commander Police Commissioner
22 December 2008 (date of issue); 31 October 2008 (date of effect) UNSC Res. 1856 (twelve month duration) 20 November 2008 (date of issue and effect) UNSC Res. 1842 (temporary increase of authorized military strength) 30 November 1999 (date of issue and effect) UNSC Res. 1279 (three month duration) Alan Doss (United Kingdom) SG letter of appointment 17 October 2007 Kamel Morjane (Tunisia) Lieutenant General Babacar Gaye (Senegal) SG letter of appointment 31 October 2008 Major-General Mountaga Diallo (Senegal) Sudesh Kumar (India) Entry on duty 9 December 2007
230
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MONUC (DEMOCRATIC REPUBLIC OF CONGO) • 231
MONUC Personnel: July 2007–September 2008
17,100
Number of Personnel
17,000
16,900
16,800
16,700
16,600
16,500
Sept. ‘08
Aug. ’08
July ‘08
June ’08
May ‘08
Apr. ’08
Mar. ‘08
Feb. ’08
Jan. ‘08
Dec. ’07
Nov. ‘07
Oct. ’07
Sept. ‘07
Aug. ’07
July ‘07
16,400
Auth. Troops Troops
3,200
2,800
Number of Personnel
2,400
2,000
1,600
1,200
800
400
Sept. ‘08
Aug. ’08
July ‘08
June ’08
May ‘08
Apr. ’08
Mar. ‘08
Feb. ’08
Jan. ‘08
Dec. ’07
Nov. ‘07
Oct. ’07
Sept. ‘07
Aug. ’07
July ‘07
0
Auth. Local Staff
Auth. Int’l Staff
Auth. Police
Auth. UNVs
Auth. Military Obs.
Local Staff
Int’l Staff
Police
UNVs
Military Obs.
Sources: UN Documents A/61/852 Add.11, S/RES/1742, S/RES/1751 and S/RES/1756; DFS FPD; DPKO FGS; DPKO PD; UNV Programme. Note: Military observer figures include staff officers.
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ANNUAL REVIEW OF GLOBAL PEACE OPERATIONS
MONUC Personnel: Since 2000
18,000
16,000
Average Number of Personnel
•
14,000
12,000
10,000
8,000
6,000
4,000
2,000
0 July ‘00– June ’01
July ‘01– June ’02
July ‘02– June ’03
July ‘03– June ’04
July ‘04– June ’05
July ‘05– June ’06
July ‘06– June ’07
July ‘07– June ’08
Auth. Troops Troops
2,500
Average Number of Personnel
232
1/19/09
2,000
1,500
1,000
500
0 July ‘00– June ’01
July ‘01– June ’02
July ‘02– June ’03
July ‘03– June ’04
July ‘04– June ’05
July ‘05– June ’06
July ‘06– June ’07
July ‘07– June ’08
Auth. Local Staff
Auth. Int’l Staff
Auth. Police
Auth. UNVs
Auth. Military Obs.
Local Staff
Int’l Staff
Police
UNVs
Military Obs.
Sources: UN Documents A/56/825, A/57/682, A/58/684, A/59/657, A/60/669, A/61/672, A/61/852 Add.11, S/RES/1258, S/RES/1279, S/RES/1291, S/RES/1355, S/RES/1445, S/RES/1493, S/RES/1565, S/RES/1621, S/RES/1635, S/RES/1650, S/RES/1669, S/RES/1692, S/RES/1693, S/RES/1711, S/RES/1742, S/RES/1751 and S/RES/1756; DFS FPD; DPKO FGS; DPKO PD; UNV Programme. Note: Military observer figures for July 2007–June 2008 include staff officers.
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MONUC (DEMOCRATIC REPUBLIC OF CONGO) • 233
MONUC Military and Police Contributors: 30 September 2008
Contributing Country
Troops
Military Observers
Police
Total
India Pakistan Bangladesh Uruguay South Africa Nepal Morocco Benin Senegal Tunisia Ghana China Bolivia Indonesia Malawi Guatemala Jordan Niger Côte d‘Ivoire Burkina Faso Russia Romania Guinea Mali Nigeria Egypt Kenya Zambia Malaysia
4,388 3,588 1,331 1,324 1,158 1,031 831 750 459 464 462 218 200 175 111 105 66 — — — — — — — — — — — —
58 53 28 47 15 25 4 13 17 33 23 16 7 16 23 5 22 16 — 10 27 23 — 15 23 22 21 19 17
250 — 248 — — — — 36 265 — — — — — — — 4 57 65 32 4 2 24 9 — — — — —
4,696 3,641 1,607 1,371 1,173 1,056 835 799 741 497 485 234 207 191 134 110 92 73 65 42 31 25 24 24 23 22 21 19 17
Contributing Country
Troops
Cameroon — France — Ukraine — Central African Republic — Paraguay — Sweden — Canada — Togo — Belgium — Yemen — Algeria — Chad — Serbia 6 Spain — United Kingdom — Bosnia and Herzegovina — Ireland — Peru — Sri Lanka — Argentina — Czech Republic — Madagascar — Poland — Switzerland — Denmark — Mongolia — Mozambique — Italy — Turkey — Total 16,667
Military Observers
Police
Total
— 5 11 — 11 5 10 — 7 5 6 — — 6 6 5 4 4 4 — 3 — 3 3 2 2 2 — — 702
16 10 2 11 — 6 — 8 — 2 — 6 — — — — — — — 3 — 3 — — — — — 1 1 1,065
16 15 13 11 11 11 10 8 7 7 6 6 6 6 6 5 4 4 4 3 3 3 3 3 2 2 2 1 1 18,434
Sources: DPKO FGS ; DPKO PD. Note: Police figures include formed police provided by Bangladesh (248), India (250) and Senegal (249).
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ANNUAL REVIEW OF GLOBAL PEACE OPERATIONS
MONUC Military Units: 30 September 2008
Number 5 2 1 1 1 2 1 2 5 1 16
2 3 1 2 1 2 1 1 3 1
Unit Type
Country
Air Medical Evacuation Teams Air Service Units Airfield Crash Rescue Team Airfield Service Unit Airfield Support Unit Attack Aviation Units Aviation Unit Brigade Headquarters and Training Teams Engineering Units Headquarters Support and Signal Company Infantry Battalions
Jordan, Morocco, Pakistan, Serbia, South Africa India South Africa Bangladesh Uruguay India South Africa India, Pakistan
Infantry Mechanized Units Level II Hospitals Level III Hospital Military Police Units Observation Aviation Unit Riverine Units Special Forces Company Support Company Utility Aviation Units Water Treatment Plant
Source: DPKO FGS.
China, Indonesia, Nepal, South Africa, Uruguay Bangladesh Bangladesh, Benin, India (4), Morocco, Nepal, Pakistan (4), Senegal, South Africa, Tunisia, Uruguay Bolivia, Ghana China, Jordan, Morocco India Bangladesh, South Africa India Uruguay Guatemala Malawi Bangladesh, India (2) Uruguay
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MONUC (DEMOCRATIC REPUBLIC OF CONGO) • 235
MONUC International Civilian Personnel Occupations: 30 September 2008
Occupation
International Staff
Administration Aviation Civil Affairs Economic Affairs Electoral Affairs Engineering Finance Human Resources Human Rights Humanitarian Affairs Information Management Information Systems and Technology Legal Affairs Logistics Management and Programme Analysis Medical Services Political Affairs Procurement Programme Management Public Information Rule of Law Security Social Affairs Transport Other/NA Total
132 56 17 — 31 49 38 34 29 — 2 85 5 175 1 13 57 16 18 44 11 99 10 26 13 961
Percentage International Staff 13.7% 5.8% 1.8% — 3.2% 5.1% 4.0% 3.5% 3.0% — 0.2% 8.8% 0.5% 18.2% 0.1% 1.4% 5.9% 1.7% 1.9% 4.6% 1.1% 10.3% 1.0% 2.7% 1.4%
Source: DFS FPD.
MONUC Gender Statistics: 30 September 2008
Personnel Type Troops Military Observers Police International Civilian Staff Local Civilian Staff Total
Male
Female
Percentage Male
Percentage Female
16,456 686 1,003 686 1,842 20,673
211 16 62 275 317 881
98.7% 97.7% 94.2% 71.4% 85.3% 95.9%
1.3% 2.3% 5.8% 28.6% 14.7% 4.1%
Sources: DFS FPD; DPKO FGS; DPKO PD. Note: Military observer figures include staff officers.
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ANNUAL REVIEW OF GLOBAL PEACE OPERATIONS
MONUC Fatalities: Inception–September 2008
Personnel Type
Time Period
Troop
1999 — 2000 — 2001 4 2002 3 2003 8 2004 18 2005 20 2006 18 2007 6 January-March 1 April-June 2 July-September — October-December 3 2008 (Jan-Sep) 7 January-March 3 April-June 2 July-September 2 Total Fatalities 84
MilOb
Police
Intl Staff
Local Staff
Othera
Total
— — 1 2 3 2 — 1 — — — — — — — — — 9
— — — — — — 1 1 — — — — — — — — — 2
— — 1 2 3 — 2 1 1 1 — — — 1 — 1 — 11
— — 2 1 — 2 2 7 6 — 1 4 1 3 3 — — 23
— — — — — — — — — — — — — — — — — —
— — 8 8 14 22 25 28 13 2 3 4 4 11 6 3 2 129
Incident Type
Time Period
Malicious Act
1999 2000 2001 2002 2003 2004 2005 2006 2007 January-March April-June July-September October-December 2008 (Jan-Sep) January-March April-June July-September Total Fatalities
— — 1 — 3 3 13 9 1 — 1 — — — — — — 30
Illness
Accident
Otherb
Total
— — 4 5 7 8 8 17 8 2 1 2 3 4 3 1 — 61
— — 1 3 4 11 4 2 2 — 1 — 1 3 — 1 2 30
— — 2 — — — — — 2 — — 2 — 4 3 1 — 8
— — 8 8 14 22 25 28 13 2 3 4 4 11 6 3 2 129
Source: DPKO Situation Centre. Notes: a. Other refers to consultants, UNVs, etc. b. Incident type is unknown, uncertain or under investigation. Other includes what were previously qualified as self-inflicted.
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MONUC (DEMOCRATIC REPUBLIC OF CONGO) • 237
MONUC Vehicles: 30 September 2008
Contingent Owned Vehicles
Vehicle Type
UN Owned Vehicles
Quantity
Aircraft/Airfield Support Equipment 85 Combat Vehicles 360 Communications Vehicles 5 Engineering Vehicles 170 Material Handling Equipment 57 Naval Vessels 32 Support Vehicles (Commercial Pattern) 380 Support Vehicles (Military Pattern) 1,565 Trailers 510 Total 3,164
Vehicle Type 4x4 Vehicles Aircraft/Airfield Support Equipment Ambulances Automobiles Boats Buses Engineering Vehicles Material Handling Equipment Trailers Trucks Vans Total
Quantity 1,525 61 24 3 2 421 19 105 13 264 33 2,470
Sources: DFS Contingent Owned Equipment and Property Management Section; DFS Surface Transport Section.
MONUC Aircraft: 30 September 2008
Transport Fixed Wing Commercial Contingent Owned
22 —
Total
22
Source: DFS Air Transport Section.
Transport Helicopter 16 22 (5 Bangladesh, 15 India, 2 South Africa) 38
Attack Helicopter — 8 (India)
8
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ANNUAL REVIEW OF GLOBAL PEACE OPERATIONS
MONUC Budget and Expenditures (in thousands of US dollars)
Category
Budgeted Jul 07–Jun 08
Expenditures Jul 07–Jun 08
Budgeted Jul 08–Jun 09
Military Observers Military Contingents Civilian Police Formed Police Units International Staff Local Staff United Nations Volunteers General Temporary Assistance Government-provided Personnel Civilian Electoral Observers Consultants Official Travel Facilities and Infrastructure Ground Transportation Air Transportation Naval Transportation Communications and IT Supplies, Services and Equipment Quick-impact Projects Gross Requirements Staff Assessment Income Net Requirements Voluntary Contributions in Kind (budgeted) Total Requirements
44,618.0 392,811.0 20,842.0 18,388.0 149,854.0 32,667.0 21,467.0 1,850.0 — — 317.0 4,154.0 93,001.0 21,785.0 230,553.0 1,963.0 41,112.0 36,355.0 1,000.0 1,112,737.0 20,989.0 1,091,748.0 2,915.0 1,115,652.0
43,326.3 392,308.5 16,842.2 18,333.1 147,613.3 39,379.3 25,929.2 2,449.5 — — 853.7 8,021.7 88,116.3 28,641.9 184,542.3 1,162.5 40,225.2 32,803.4 940.3 1,071,488.7 20,659.0 1,050,829.7 4,153.4 1,075,642.1
43,095.8 389,467.9 16,135.8 17,655.2 157,237.7 44,770.4 31,473.3 9,345.9 — — 76.9 6,300.1 93,909.6 20,810.4 274,082.9 1,734.4 41,776.1 38,804.0 1,000.0 1,187,676.4 23,999.2 1,163,677.2 3,426.9 1,191,103.3
Sources: UN Documents A/62/781/Add.8 and A/C.5/61/24; DFS FBFD. Note: July 2007–2008 expenditures are preliminary and subject to change.
MONUC Expenditures on Contingent Owned Equipment: July 2007–June 2008 (in thousands of US dollars) Major Equipment Self-sustainment
Source: DFS FBFD.
61,192.6 67,602.8
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MONUC (DEMOCRATIC REPUBLIC OF CONGO) • 239
MONUC Voluntary Contributions: July 2007–June 2008 (in thousands of US dollars)
Contributions in Kind (budgeted)
Contributor Foundation Hirondelle Total
Contributions in Kind (non-budgeted)
4,154.0 4,154.0
Contributions in Cash (budgeted)
Total
— —
4,154.0 4,154.0
— —
Source: DM OPPBA. Note: Figures are rounded and may vary from those in the 2008 expenditures provided by DFS FBFD.
MONUC Mission Expenditures: July 2000–June 2007 (in thousands of US dollars)
Category Military and Police Personnel Civilian Personnel Operational Requirements Other Gross Requirements Staff Assessment Income Net Requirements Voluntary Contributions in Kind (budgeted) Total Requirements
Jul 00– Jun 01
Jul 01– Jun 02
Jul 02– Jun 03
Jul 03– Jun 04
Jul 04– Jun 05
Jul 05– Jun 06
Jul 06– Jun 07
29,656.1 28,080.0 185,247.6 474.6 243,458.3 3,013.7 240,444.6
97,177.0 68,491.0 223,159.0 — 388,827.0 6,777.6 382,049.4
156,973.6 93,521.5 229,456.9 — 479,952.0 10,037.6 469,914.4
262,734.7 112,562.7 261,188.0 — 636,485.4 12,114.2 624,371.2
379,763.4 140,862.5 380,258.6 — 900,884.5 14,882.7 886,001.8
448,543.1 163,232.0 443,265.2 — 1,055,040.3 17,035.5 1,038,004.8
439,523.2 203,018.5 442,586.2 — 1,085,127.9 19,985.5 1,065,142.4
— 243,458.3
— 388,827.0
1,780.2 481,732.2
2,345.8 638,831.2
3,112.6 903,997.1
3,237.5 1,058,277.8
2,858.0 1,087,985.9
Sources: UN Documents A/56/825, A/57/682, A/58/684, A/59/657, A/60/669, A/61/672 and A/62/737.
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7.6 UNAMA (UN Assistance Mission in Afghanistan) UNAMA Key Facts
Latest Key Resolution First Mandate SRSG
First SRSG Senior Military Advisor
20 March 2008 (date of issue); 23 March 2008 (date of effect) UNSC Res. 1806 (twelve month duration) 28 March 2002 (date of issue and effect) UNSC Res. 1401 (twelve month duration) Kai Eide (Norway) SG letter of appointment 6 March 2008 Entry on duty 10 March 2008 Lakhdar Brahimi (Algeria) Brigadier-General Mark Skidmore
240
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UNAMA (AFGHANISTAN) • 241
UNAMA Personnel: July 2007–September 2008 50 45
Number of Personnel
40 35 30 25 20 15 10 5
Auth. UNVs
Auth. Military Advisors/Liaison
Auth. Police Advisors
UNVs
Military Advisors/Liaison
Police Advisors
Sept. ‘08
Aug. ’08
July ‘08
June ’08
May ‘08
Apr. ’08
Mar. ‘08
Feb. ’08
Jan. ‘08
Dec. ’07
Nov. ‘07
Oct. ’07
Sept. ‘07
Aug. ’07
July ‘07
0
1,400
Number of Personnel
1,200
1,000
800
600
400
200
Auth. Local Staff
Auth. Int’l Staff
Local Staff
Int’l Staff
Sources: DFS FPD; DPKO FGS; DPKO PD; UNV Programme.
Sept. ‘08
Aug. ’08
July ‘08
June ’08
May ‘08
Apr. ’08
Mar. ‘08
Feb. ’08
Jan. ‘08
Dec. ’07
Nov. ‘07
Oct. ’07
Sept. ‘07
Aug. ’07
July ‘07
0
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ANNUAL REVIEW OF GLOBAL PEACE OPERATIONS
UNAMA Personnel: Since 2002 50 45
Average Number of Personnel
•
40 35 30 25 20 15 10 5 0
Apr. ‘02– Dec. ’02
Jan. ‘03– Dec. ’03
Jan. ‘04– Dec. ’04
Jan. ‘05– Dec. ’05
Jan. ‘06– Dec. ’06
Jan. ‘07– Dec. ’07
Jan. ‘08– Sept. ’08
Auth. UNV
Auth. Military Advisors/Liaison
Auth. Police
UNV
Military Advisors/Liaison
Police
1,400
1,200
Average Number of Personnel
242
1/19/09
1,000
800
600
400
200
0
Apr. ‘02– Dec. ’02
Jan. ‘03– Dec. ’03
Jan. ‘04– Dec. ’04
Jan. ‘05– Dec. ’05
Jan. ‘06– Dec. ’06
Auth. Local Staff
Auth. Int’l Staff
Local Staff
Int’l Staff
Jan. ‘07– Dec. ’07
Jan. ‘08– Sept. ’08
Sources: UN Documents A/C.5/56/25/Add.4, A/C.5/57/23, A/C.5/58/20 and A/59/534/Add.1; DFS FPD; DPKO FGS; DPKO PD; UNV Programme.
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UNAMA (AFGHANISTAN) • 243
UNAMA Military and Police Contributors: 30 September 2008
Contributing Country Canada Norway Australia Bangladesh Bolivia Czech Republic Denmark Germany Jordan Nepal Paraguay Portugal Republic of Korea Romania Uruguay Total
Sources: DPKO FGS; DPKO PD.
Troops
Military Observers
Police
Total
— — — — — — — — — — — — — — — —
2 2 1 1 1 1 1 1 — — 1 1 1 1 1 15
— — — — — — — — 1 1 — — — — — 2
2 2 1 1 1 1 1 1 1 1 1 1 1 1 1 17
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ANNUAL REVIEW OF GLOBAL PEACE OPERATIONS
UNAMA International Civilian Personnel Occupations: 30 September 2008
Occupation
International Staff
Administration Aviation Civil Affairs Economic Affairs Electoral Affairs Engineering Finance Human Resources Human Rights Humanitarian Affairs Information Management Information Systems and Technology Legal Affairs Logistics Management and Programme Analysis Medical Services Political Affairs Procurement Programme Management Public Information Rule of Law Security Social Affairs Transport Other/NA Total
Percentage International Staff
27 2 7 — — 1 9 8 19 — 1 10 4 11 1 1 51 3 18 3 9 50 2 12 1 250
10.8% 0.8% 2.8% — — 0.4% 3.6% 3.2% 7.6% — 0.4% 4.0% 1.6% 4.4% 0.4% 0.4% 20.4% 1.2% 7.2% 1.2% 3.6% 20.0% 0.8% 4.8% 0.4%
Source: DFS FPD.
UNAMA Personnel Gender Statistics: 30 September 2008
Personnel Type
Male
Female
Percentage Male
Percentage Female
Troops Military Observers Police International Civilian Staff Local Civilian Staff Total
— 15 2 165 1,081 1,263
— — — 85 67 152
— 100.0% 100.0% 66.0% 94.2% 89.3%
— — — 34.0% 5.8% 10.7%
Sources: DFS FPD; DPKO FGS; DPKO PD.
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UNAMA (AFGHANISTAN) • 245
UNAMA Fatalities: Inception–September 2008
Personnel Type
Time Period
Troop
2002 2003 2004 2005 2006 2007 January-March April-June July-September October-December 2008 (Jan-Sep) January-March April-June July-September Total Fatalities
— — — — — — — — — — — — — — —
MilOb
Police
Intl Staff
Local Staff
Othera
Total
— — — — — — — — — — — — — — —
— — — — — — — — — — — — — — —
— — — — — 1 — 1 — — — — — — 1
1 1 2 — 1 4 — 3 1 — 1 — — 1 10
— — — — — — — — — — — — — — —
1 1 2 — 1 5 — 4 1 — 1 — — 1 11
Incident Type
Time Period
Malicious Act
2002 2003 2004 2005 2006 2007 January-March April-June July-September October-December 2008 (Jan-Sep) January-March April-June July-September Total Fatalities
— — — — — — — — — — — — — — —
Illness
Accident
Otherb
Total
— 1 2 — — 2 — 1 1 — — — — — 5
1 — — — — 1 — 1 — — 1 — — 1 3
— — — — 1 2 — 2 — — — — — — 3
1 1 2 — 1 5 — 4 1 — 1 — — 1 11
Source: DPKO Situation Centre. Notes: a. Other refers to consultants, UNVs, etc. b. Incident type is unknown, uncertain or under investigation. Other includes what were previously qualified as self-inflicted.
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ANNUAL REVIEW OF GLOBAL PEACE OPERATIONS
UNAMA Aircraft: 30 September 2008
UNAMA Vehicles: 30 September 2008
UN Owned Vehicles Vehicle Type
Transport Fixed Wing
Transport Helicopter
Attack Helicopter
1 — 1
2 — 2
— — —
Quantity
4x4 Vehicles Ambulances Automobiles Buses Material Handling Equipment Trucks Vans Total
265 2 4 45 8 17 12 353
Commercial Contingent Owned Total
Source: DFS Air Transport Section.
Source: DFS Surface Transport Section.
UNAMA Budget and Expenditures (in thousands of US dollars)
Category Military Observers Military Contingents Civilian Police Formed Police Units International Staff Local Staff United Nations Volunteers General Temporary Assistance Government-provided Personnel Civilian Electoral Observers Consultants Official Travel Facilities and Infrastructure Ground Transportation Air Transportation Naval Transportation Communications and IT Supplies, Services and Equipment Quick-impact Projects Gross Requirements Staff Assessment Income Net Requirements Voluntary Contributions in Kind (budgeted) Total Requirements
Proposed Budget Jan 08–Dec 09
Expenditures Jan 08–Dec 08
1,615.0 — 690.3 — 77,506.6 35,679.2 4,078.7 — — — 427.4 2,688.3 27,099.7 35,325.5 39,909.0 — 12,133.9 2,891.6 — 240,045.2 — 240,045.2 — 240,045.2
853.3 — 187.1 — 34,507.3 17,328.7 1,871.6 — — — 213.7 1,060.0 8,295.9 5,183.7 12,236.4 — 3,744.0 866.8 — 86,348.5 — 86,348.5 — 86,348.5
Source: DFS FBFD. Note: 2008 expenditures are preliminary and subject to change.
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UNAMA (AFGHANISTAN) • 247
UNAMA Mission Expenditures: April 2002–December 2007 (in thousands of US dollars)
Category Military Observers Police Posts United Nations Volunteers Consultants Official Travel Facilities and Infrastructure Ground Transportation Air Transportation Communications Information Technology Medical Other Supplies, Services and Equipment Public Information Programme Training Total
Source: DFS FBFD.
Apr 02–Dec 03
Jan 04–Dec 05
Jan 06–Dec 07
298.8 206.0 39,022.2 1,474.7 893.0 1,561.6 9,606.4 4,143.0 9,340.4 4,549.3 3,546.6 160.4 5,047.6 210.4 — 80,060.5
742.6 78.2 62,875.4 2,976.4 372.5 1,136.8 9,607.0 8,112.9 12,379.1 3,365.4 1,853.6 256.2 2,468.2 198.5 981.5 107,404.2
960.8 299.6 75,095.6 2,560.8 367.1 2,274.5 12,012.9 4,975.0 17,809.5 4,352.5 2,473.5 374.9 1,275.4 — — 124,832.1
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7.7 UNAMI (UN Assistance Mission for Iraq) UNAMI Key Facts
Latest Key Resolution
7 August 2008 (date of issue and effect) UNSC Res. 1830 (twelve month duration) 14 August 2003 (date of issue and effect) UNSC Res. 1500 (twelve month duration) Staffan di Mistura (Sweden) SG letter of appointment 4 September 2007 Sergio Vieira de Mello (Brazil) Colonel Peter Jeffrey (Australia) Date of appointment 7 July 2006
First Mandate SRSG First SRSG Senior Military Advisor
UNAMI Personnel: July 2007–September 2008
700
600
Number of Personnel
500
400
300
200
100
Sept. ‘08
Aug. ’08
July ‘08
June ’08
May ‘08
Apr. ’08
Mar. ‘08
Feb. ’08
Jan. ‘08
Dec. ’07
Nov. ‘07
Oct. ’07
Sept. ‘07
Aug. ’07
July ‘07
0
Auth. Local Staff
Auth. Int’l Staff
Auth. Guard Troops
Auth. Military Advis./Liaison
Local Staff
Int’l Staff
Guard Troops
Military Advis./Liaison
Sources: DFS FPD; DPKO FGS.
248
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UNAMI (IRAQ) • 249
UNAMI Personnel: Since 2006
700
Average Number of Personnel
600
500
400
300
200
100
0 Jan. ‘06– Dec. ’06
Jan. ‘07– Dec. ’07
Jan. ‘08– Sept. ’08
Auth. Local Staff
Auth. Int’l Staff
Auth. Guard Troops
Auth. Military Advis./Liaison
Local Staff
Int’l Staff
Guard Troops
Military Advis./Liaison
Sources: DFS FPD; DPKO FGS. Note: Historical military personnel figures for UNAMI are only available from DPKO on a regular monthly basis as of January 2006.
UNAMI Military and Police Contributors: 30 September 2008 Contributing Country Fiji Denmark Australia Nepal New Zealand United Kingdom United States Total
Source: DPKO FGS.
Troops
Military Observers
Police
Total
223 — — — — — — 223
— 3 2 2 1 1 1 10
— — — — — — — —
223 3 2 2 1 1 1 233
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ANNUAL REVIEW OF GLOBAL PEACE OPERATIONS
UNAMI Military Units: 30 September 2008
Number 3
Unit Type
Country
Guard Units
Fiji
Source: DPKO FGS. Note: Military headquarters staff and military observers not included.
UNAMI International Civilian Personnel Occupations: 30 September 2008
Occupation Administration Aviation Civil Affairs Economic Affairs Electoral Affairs Engineering Finance Human Resources Human Rights Humanitarian Affairs Information Management Information Systems and Technology Legal Affairs Logistics Management and Programme Analysis Medical Services Political Affairs Procurement Programme Management Public Information Rule of Law Security Social Affairs Transport Other/NA Total
Source: DFS FPD.
International Staff 25 5 — — 6 12 10 13 6 10 — 18 7 30 — 4 18 8 5 4 — 91 — 5 1 278
Percentage International Staff 9.0% 1.8% — — 2.2% 4.3% 3.6% 4.7% 2.2% 3.6% — 6.5% 2.5% 10.8% — 1.4% 6.5% 2.9% 1.8% 1.4% — 32.7% — 1.8% 0.4%
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UNAMI (IRAQ) • 251
UNAMI Personnel Gender Statistics: 30 September 2008
Personnel Type Troops Military Observers Police International Civilian Staff Local Civilian Staff Total
Male
Female
Percentage Male
Percentage Female
223 10 — 220 297 750
— — — 58 86 144
100.0% 100.0% — 79.1% 77.5% 83.9%
— — — 20.9% 22.5% 16.1%
Sources: DFS FPD; DPKO FGS; DPKO PD.
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ANNUAL REVIEW OF GLOBAL PEACE OPERATIONS
UNAMI/UNOHCI Fatalities: January 2003–September 2008
Personnel Type
Time Period
Troop
2003 2004 2005 2006 2007 January-March April-June July-September October-December 2008 (Jan-Sep) January-March April-June July-September Total Fatalities
— — — 1 1 — — 1 — 1 1 — — 3
MilOb
Police
Intl Staff
Local Staff
Othera
Total
— — — — — — — — — — — — — —
— — — — — — — — — — — — — —
11 — 2 — 1 — — 1 — 1 — 1 — 15
8 — — 1 1 — 1 — — 1 — 1 — 11
5 — — — — — — — — — — — — 5
24 — 2 2 3 — 1 2 — 3 1 2 — 34
Incident Type
Time Period
Malicious Act
2003 2004 2005 2006 2007 January-March April-June July-September October-December 2008 (Jan-Sep) January-March April-June July-September Total Fatalities
23 — — — 1 — 1 — — — — — — 24
Illness
Accident
Otherb
Total
1 — 1 2 1 — — — 1 1 — 1 — 6
— — — — 1 — — 1 — 1 1 — — 2
— — 1 — — — — — — 1 — 1 — 2
24 — 2 2 3 — 1 1 1 3 1 2 — 34
Source: DPKO Situation Centre. Notes: UNAMI was incepted in August 2003. Prior to this, the United Nations Office of the Humanitarian Coordinator in Iraq (UNOHCI) was the lead presence in Iraq. a. Other refers to consultants, UNVs, etc. b. Incident type is unknown, uncertain or under investigation. Other includes what were previously qualified as self-inflicted.
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UNAMI (IRAQ) • 253
UNAMI Vehicles: 30 September 2008
Contingent Owned Vehicles
Vehicle Type
UN Owned Vehicles
Quantity
Support Vehicle (Commercial Pattern) Total
1 1
Vehicle Type 4x4 Vehicles Airfield Support Equipment Ambulances Automobiles Buses Engineering Vehicles Material Handling Equipment Trailers Trucks Vans Total
Quantity 221 1 3 13 16 2 6 11 10 4 287
Sources: DFS Contingent Owned Equipment and Property Management Section; DFS Surface Transport Section.
UNAMI Aircaft: 30 September 2008
Commercial Contingent Owned Total
Transport Fixed Wing
Transport Helicopter
Attack Helicopter
1 — 1
— — —
— — —
Source: DFS Air Transport Section.
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ANNUAL REVIEW OF GLOBAL PEACE OPERATIONS
UNAMI Budget and Expenditures (in thousands of US dollars)
Category
Proposed Budget Jan 08–Dec 09
Expenditures Jan 08–Dec 08
2,652.1 25,348.7 — — 127,344.0 22,012.0 — — — — 1,451.4 4,383.2 32,852.1 18,487.8 36,943.5 — 20,657.8 9,936.9 — 302,069.5 — 302,069.5 — 302,069.5
877.0 12,005.6 — — 60,649.6 10,622.4 — — — — 660.5 3,283.2 8,975.0 16,344.2 3,955.9 — 7,311.1 2,150.5 — 126,835.0 — 126,835.0 — 126,835.0
Military Observers Military Contingents Civilian Police Formed Police Units International Staff Local Staff United Nations Volunteers General Temporary Assistance Government-provided Personnel Civilian Electoral Observers Consultants Official Travel Facilities and Infrastructure Ground Transportation Air Transportation Naval Transportation Communications and IT Supplies, Services and Equipment Quick-impact Projects Gross Requirements Staff Assessment Income Net Requirements Voluntary Contributions in Kind (budgeted) Total Requirements
Source: DFS FBFD. Note: 2008 expenditures are preliminary and subject to change.
UNAMI Mission Expenditures: August 2003–December 2007 (in thousands of US dollars)
Category Military Personnel Police Posts United Nations Volunteers Consultants Official Travel Facilities and Infrastructure Ground Transportation Air Transportation Communications Information Technology Medical Other Supplies, Services and Equipment Public Information Programme Training Total
Source: DFS FBFD.
Aug 03–Dec 03 — — — — — 146.6 1,416.4 1,190.7 216.0 310.5 399.3 — 1,539.2 — — 5,218.7
Jan 04 –Dec 05 395.6 — 1,367.0 — 975.1 2,263.9 51,252.5 10,326.5 1,392.1 11,614.7 3,724.0 198.8 3,993.4 245.6 298.9 88,048.1
Jan 06–Dec 07 12,318.8 — 98,292.5 — 551.0 3,870.5 45,806.6 15,945.1 4,890.0 8,021.7 6,676.6 635.2 5,252.6 — — 202,260.6
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7.8 UNAMID (AU-UN Hybrid Operation in Darfur)
UNAMID Key Facts
Latest Key Resolution First Mandate
Joint AU/UN Special Representative Force Commander Police Commissioner
31 July 2008 (date of issue and effect) UNSC Res. 1828 (twelve month duration) 31 July 2007 (date of issue); Implement mandated tasks no later than 31 December 2007 UNSC Res. 1769 (twelve month duration) Rodolphe Adada (Republic of the Congo) General Martin Luther Agwai (Nigeria) Michael J. Fryer (South Africa)
255
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ANNUAL REVIEW OF GLOBAL PEACE OPERATIONS
UNAMID Personnel: January 2008–September 2008
20,000
15,000
Number of Personnel
10,000
5,000
Auth. Troops
Auth. Police
Auth. Local Staff
Troops
Police
Local Staff
Sept. ‘08
Aug. ’08
July ‘08
June ’08
May ‘08
Apr. ’08
Mar. ‘08
Feb. ’08
Jan. ‘08
0
1,600
1,400
1,200
1,000
800
600
400
200
Auth. Int’l Staff
Auth. Military Obs.
Auth. UNVs
Int’l Staff
Military Obs.
UNVs
Sept. ‘08
Aug. ’08
July ‘08
June ’08
May ‘08
Apr. ’08
Mar. ‘08
Feb. ’08
0 Jan. ‘08
•
Number of Personnel
256
1/19/09
Sources: UN Document S/RES/1769; DFS FPD; DPKO FGS; DPKO PD; UNV Programme. Note: UNSC Resolution 1769(2007) specified that UNAMID would assume full authority from AMIS no later than 31 December 2007.
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UNAMID (DARFUR) • 257
UNAMID Military and Police Contributors: 30 September 2008
Contributing Country
Troops
Military Observers
Police
Total
Nigeria Rwanda Egypt South Africa Senegal Ghana Ethiopia China Gambia Bangladesh Pakistan Uganda Zambia Kenya Cameroon Nepal Malaysia Yemen Philippines Jordan Niger Tanzania Malawi Sierra Leone Indonesia Mali Mauritania
2,968 2,572 654 587 550 8 378 322 198 39 24 — 3 84 — 9 10 4 — 7 — 7 7 — 1 9 —
11 11 23 13 10 3 1 1 2 5 3 3 6 1 — 12 — 9 — 1 — 13 4 — 2 5 —
168 72 103 159 64 474 — — 110 191 65 89 83 — 70 47 48 31 42 32 31 9 13 20 13 1 14
3,147 2,655 780 759 624 485 379 323 310 235 92 92 92 85 70 68 58 44 42 40 31 29 24 20 16 15 14
Contributing Country
Troops
Madagascar Fiji Jamaica Gabon Samoa Burundi Finland Libya Togo Botswana Burkina Faso Thailand Sweden Norway Canada Germany Turkey Australia El Salvador France Guatemala Netherlands United Kingdom Zimbabwe Bolivia Italy Namibia Total
— — — 1 — 2 — — 1 — 3 7 — — 5 — 1 4 — 2 — 2 1 2 1 1 1 8,475
Military Observers — — — 10 — 7 — 9 8 — 4 1 — — — — — — — — 2 — — — — — — 180
Police 13 12 11 — 10 — 9 — — 8 1 — 7 6 — 5 4 — 3 — — — 1 — — — — 2,012
Sources: DPKO FGS; DPKO PD. Note: Police figures include formed police units provided by Bangladesh (138), Indonesia (10) and Nepal (14).
Total 13 12 11 11 10 9 9 9 9 8 8 8 7 6 5 5 5 4 3 2 2 2 2 2 1 1 1 10,667
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ANNUAL REVIEW OF GLOBAL PEACE OPERATIONS
UNAMID Military Units: 30 September 2008
Number 2 1 1 1 1 1
Unit Type
Country
Engineering Companies Headquarters Company Level II Medical Unit Military Police Unit Multi-Role Logistics Company Signal Company
China, Egypt Gambia Nigeria Kenya Bangladesh Egypt
Source: DPKO FGS. Note: Military headquarters staff and military observers not included.
UNAMID International Civilian Personnel Occupations: 30 September 2008
Occupation Administration Aviation Civil Affairs Economic Affairs Electoral Affairs Engineering Finance Human Resources Human Rights Humanitarian Affairs Information Management Information Systems and Technology Legal Affairs Logistics Management and Programme Analysis Medical Services Political Affairs Procurement Programme Management Public Information Rule of Law Security Social Affairs Transport Other/NA Total
Source: DFS FPD.
International Staff 76 16 27 — — 30 29 54 29 10 6 90 10 73 — 24 44 17 8 16 21 109 3 25 4 721
Percentage International Staff 10.5% 2.2% 3.7% — — 4.2% 4.0% 7.5% 4.0% 1.4% 0.8% 12.5% 1.4% 10.1% — 3.3% 6.1% 2.4% 1.1% 2.2% 2.9% 15.1% 0.4% 3.5% 0.6%
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UNAMID (DARFUR) • 259
UNAMID Personnel Gender Statistics: 30 September 2008
Male
Female
Percentage Male
Percentage Female
8,473 176 1,793 516 1,226 12,184
2 4 246 205 167 624
100.0% 97.8% 87.9% 71.6% 88.0% 95.1%
0.0% 2.2% 12.1% 28.4% 12.0% 4.9%
Personnel Type Troops Military Observers Police International Civilian Staff Local Civilian Staff Total
Sources: DFS FPD; DPKO FGS; DPKO PD.
UNAMID Fatalities: Inception-September 2008
Personnel Type
Time Period 2008 (Jan-Sep) January-March April-June July-September Total Fatalities
Troop
MilOb
Police
Intl Staff
Local Staff
Othera
Total
12 1 1 10 12
1 — — 1 1
4 — 1 3 4
— — — — —
— — — — —
— — — — —
17 1 2 14 17
Incident Type
Time Period 2008 (Jan-Sep) January-March April-June July-September Total Fatalities
Malicious Act
Illness
Accident
Otherb
Total
8 — — 8 8
5 1 2 2 5
2 — — 2 2
2 — — 2 2
17 1 2 14 17
Source: DPKO Situation Centre. Notes: a. Other refers to consultants, UNVs, etc. b. Incident type is unknown, uncertain or under investigation. Other includes what were previously qualified as self-inflicted.
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ANNUAL REVIEW OF GLOBAL PEACE OPERATIONS
UNAMID Vehicles: 30 September 2008
Contingent Owned Vehicles
Vehicle Type
UN Owned Vehicles
Quantity
Combat Vehicles 33 Engineering Vehicles 25 Material Handling Equipment 3 Support Vehicles (Commercial Pattern) 44 Support Vehicles (Military Pattern) 24 Trailers 25 Total 154
Vehicle Type
Quantity
4x4 Vehicles Airfield Support Equipment Ambulances Buses Engineering Vehicles Material Handling Equipment Trailers Trucks Vans Total
531 5 16 87 29 25 4 92 4 793
Sources: DFS Contingent Owned Equipment and Property Management Section; DFS Surface Transport Section.
UNAMID Aircraft: 30 September 2008
Transport Fixed Wing Commercial Contingent Owned Total
4 — 4
Source: DFS Air Transport Section.
Transport Helicopter 27 — 27
Attack Helicopter — — —
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UNAMID (DARFUR) • 261
UNAMID Budget and Expenditures (in thousands of US dollars)
Category Military Observers Military Contingents Civilian Police Formed Police Units International Staff Local Staff United Nations Volunteers General Temporary Assistance Government-provided Personnel Civilian Electoral Observers Consultants Official Travel Facilities and Infrastructure Ground Transportation Air Transportation Naval Transportation Communications and IT Supplies, Services and Equipment Quick-impact Projects Gross Requirements Staff Assessment Income Net Requirements Voluntary Contributions in Kind (budgeted) Total Requirements
Budgeted Jul 07–Jun 08
Expenditures Jul 07–Jun 08
Budgeted Jul 08–Jun 09
2,635.6 211,663.1 42,467.8 22,809.8 84,410.7 17,401.0 6,471.6 4,743.1 155.8 — 400.8 5,233.6 589,973.5 73,600.0 83,474.1 — 88,183.7 41,029.5 1,000.0 1,275,653.7 11,380.2 1,264,273.5
4,876.8 182,891.6 43,763.0 6,335.3 45,267.6 8,524.7 4,615.7 5,965.3 3.0 — 221.3 1,875.5 486,170.0 87,433.8 72,397.3 — 76,889.1 28,382.4 866.2 1,056,478.6 6,692.3 1,049,786.3
11,596.2 452,448.6 130,751.6 54,955.8 124,161.3 32,417.4 14,135.8 8,910.0 250.5 — 597.1 6,262.7 274,721.0 51,547.7 206,509.5 — 69,867.7 57,577.1 3,000.0 1,499,710.0 16,560.0 1,483,150.0
— 1,275,653.7
— 1,056,478.6
— 1,499,710.0
Sources: UN Documents A/62/781/Add.14 and A/62/791; DFS FBFD. Note: July 2007–June 2008 expenditures are preliminary and subject to change.
UNAMID Expenditures on Contingent Owned Equipment: July 2007–June 2008 (in thousands of US dollars) Major Equipment Self-sustainment
Source: DFS FBFD.
20,475.7 914.4
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7.9 UNDOF (UN Disengagement Observer Force) UNDOF Key Facts
Latest Key Resolutions
First Mandate Force Commander
First Force Commander
12 December 2008 (date of issue); 1 January 2009 (date of effect) UNSC Res. 1848 (six month duration) 27 June 2008 (date of issue); 1 July 2008 (date of effect) UNSC Res. 1821 (six month duration) 31 May 1974 (date of issue and effect) UNSC Res. 350 (six month duration) Major-General Wolfgang Jilke (Austria) SG letter of appointment 16 January 2007 Entry on duty 17 January 2007 Brigadier-General Gonzalo Briceno Zevallos (Peru)
262
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UNDOF (MIDDLE EAST) • 263
UNDOF Personnel: July 2007–September 2008
1,500 1,400
Number of Personnel
1,300 1,200 1,100 1,000 900 800 700 600
Apr. ’08
May ‘08
June ’08
July ‘08
Aug. ’08
Sept. ‘08
Apr. ’08
May ‘08
June ’08
July ‘08
Aug. ’08
Sept. ‘08
Mar. ‘08
Feb. ’08
Jan. ‘08
Dec. ’07
Nov. ‘07
Oct. ’07
Sept. ‘07
Aug. ’07
July ‘07
500
Auth. Troops Troops
150
Number of Personnel
125
100
70
50
25
Sources: DFS FPD; DPKO FGS.
Mar. ‘08
Feb. ’08
Jan. ‘08
Dec. ’07
Nov. ‘07
Oct. ’07
Sept. ‘07
Aug. ’07
July ‘07
0
Auth. Local Staff
Auth. Int’l Staff
Local Staff
Int’l Staff
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ANNUAL REVIEW OF GLOBAL PEACE OPERATIONS
UNDOF Personnel: Since 2000
1,200
1,150
Average Number of Personnel
•
1,100
1,050
1,000
950
900
850
800 July ‘00– June ’01
July ‘01– June ’02
July ‘02– June ’03
July ‘03– June ’04
July ‘04– June ’05
July ‘05– June ’06
July ‘06– June ’07
July ‘07– June ’08
July ‘05– June ’06
July ‘06– June ’07
July ‘07– June ’08
Auth. Troops Troops
120
100
Average Number of Personnel
264
1/19/09
80
60
40
20
0 July ‘00– June ’01
July ‘01– June ’02
July ‘02– June ’03
July ‘03– June ’04
July ‘04– June ’05
Auth. Local Staff
Auth. Int’l Staff
Local Staff
Int’l Staff
Sources: UN Documents A/56/813, A/57/668, A/58/641, A/59/625, A/60/628 and A/61/662; DFS FPD; DPKO FGS.
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UNDOF (MIDDLE EAST) • 265
UNDOF Military and Police Contributors: 30 September 2008 Contributing Country
Troops
Military Observers
Police
Austria Poland India Croatia Japan Canada Total
383 347 187 95 29 2 1,043
— — — — — — —
— — — — — — —
Total 383 347 187 95 29 2 1,043
Source: DPKO FGS.
UNDOF Military Units: 30 September 2008
Number 2 1
Unit Type
Country
Infantry Battalions Logistics Battalion
Australia, Poland-Slovakia Composite India-Japan Composite
Source: DPKO FGS. Note: Military headquarters staff not included.
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ANNUAL REVIEW OF GLOBAL PEACE OPERATIONS
UNDOF International Civilian Personnel Occupations: 30 September 2008
Occupation
International Staff
Administration Aviation Civil Affairs Economic Affairs Electoral Affairs Engineering Finance Human Resources Human Rights Humanitarian Affairs Information Management Information Systems and Technology Legal Affairs Logistics Management and Programme Analysis Medical Services Political Affairs Procurement Programme Management Public Information Rule of Law Security Social Affairs Transport Other/NA Total
Percentage International Staff
7 — — — — 4 3 2 — — 1 11 1 2 — — — 2 — — 1 2 — 4 — 40
17.5% — — — — 10.0% 7.5% 5.0% — — 2.5% 27.5% 2.5% 5.0% — — — 5.0% — — 2.5% 5.0% — 10.0% —
Source: DFS FPD.
UNDOF Personnel Gender Statistics: 30 September 2008
Personnel Type
Male
Female
Percentage Male
Percentage Female
Troops Military Observers Police International Civilian Staff Local Civilian Staff Total
1,026 — — 32 79 1,137
17 — — 8 21 46
98.4% — — 80.0% 79.0% 96.1%
1.6% — — 20.0% 21.0% 3.9%
Sources: DFS FPD; DPKO FGS.
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UNDOF (MIDDLE EAST) • 267
UNDOF Fatalities: Inception–September 2008
Personnel Type
Time Period
Troop
1974–1999 2000 2001 2002 2003 2004 2005 2006 2007 January-March April-June July-September October-December 2008 (Jan-Sep) January-March April-June July-September Total Fatalities
38 — — — — — 2 1 — — — — — 1 1 — — 42
MilOb
Police
Intl Staff
Local Staff
Othera
Total
— — — — — — — — — — — — — — — — — —
— — — — — — — — — — — — — — — — — —
1 — — — — — — — — — — — — — — — — 1
— — — — — — — — — — — — — — — — — —
— — — — — — — — — — — — — — — — — —
39 — — — — — 2 1 — — — — — 1 1 — — 43
Incident Type
Time Period
Malicious Act
1974–1999 2000 2001 2002 2003 2004 2005 2006 2007 January-March April-June July-September October-December 2008 (Jan-Sep) January-March April-June July-September Total Fatalities
7 — — — — — — — — — — — — — — — — 7
Illness
Accident
Otherb
Total
6 — — — — — — — — — — — — — — — — 6
19 — — — — — — — — — — — — — — — — 19
7 — — — — — 2 1 — — — — — 1 1 — — 11
39 — — — — — 2 1 — — — — — 1 1 — — 43
Source: DPKO Situation Centre. Notes: a. Other refers to consultants, UNVs, etc. b. Incident type is unknown, uncertain or under investigation. Other includes what were previously qualified as self-inflicted.
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ANNUAL REVIEW OF GLOBAL PEACE OPERATIONS
UNDOF Vehicles: 30 September 2008
Contingent Owned Vehicles
Vehicle Type
UN Owned Vehicles
Quantity
Engineering Vehicle 1 Excavator 1 Material Handling Equipment 1 Support Vehicles (Commercial Pattern) 5 Support Vehicles (Military Pattern) 5 Trailer 1 Total 14
Vehicle Type 4x4 Vehicles Ambulances Armoured Personnel Carriers Automobiles Buses Engineering Vehicles Material Handling Equipment Snow Tracks Trailers Trucks Vans Total
Quantity 243 12 18 6 55 7 12 3 23 67 6 452
Sources: DFS Contingent Owned Equipment and Property Management Section; DFS Surface Transport Section.
UNDOF Budget and Expenditures (in thousands of US dollars)
Category Military Observers Military Contingents Civilian Police Formed Police Units International Staff Local Staff United Nations Volunteers General Temporary Assistance Government-provided Personnel Civilian Electoral Observers Consultants Official Travel Facilities and Infrastructure Ground Transportation Air Transportation Naval Transportation Communications and IT Supplies, Services and Equipment Quick-impact Projects Gross Requirements Staff Assessment Income Net Requirements Voluntary Contributions in Kind (budgeted) Total Requirements
Budgeted Jul 07–Jun 08 — 19,698.8 — — 6,231.5 2,379.8 — 115.4 — — 14.0 338.6 4,165.0 3,235.5 — — 2,192.8 1,291.1 — 39,662.5 1,110.6 38,551.9 — 39,662.5
Sources: UN Documents A/62/719 and A/62/781/Add.7; DFS FBFD. Note: July 2007–June 2008 expenditures are preliminary and subject to change.
Expenditures Jul 07–Jun 08 — 20,616.4 — — 5,587.8 2,768.0 — 172.4 — — 3.1 244.3 5,472.0 4,087.4 — — 2,078.5 1,149.8 — 42,179.7 1,189.6 40,990.1 — 42,179.7
Budgeted Jul 08–Jun 09 — 21,279.5 — — 6,350.5 2,943.5 — 40.0 — — 14.0 368.2 6,961.8 4,360.8 — — 2,213.7 1,194.0 — 45,726.0 1,247.7 44,478.3 — 45,726.0
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UNDOF (MIDDLE EAST) • 269
UNDOF Expenditures on Contingent Owned Equipment: July 2007–June 2008 (in thousands of US dollars) Major Equipment Self-sustainment
329.5 358.3
Source: DFS FPD.
UNDOF Mission Expenditures: July 2000–June 2007 (in thousands of US dollars)
Category Military and Police Personnel Civilian Personnel Operational Requirements Other Gross Requirements Staff Assessment Income Net Requirements Voluntary Contributions in Kind (budgeted) Total Requirements
Jul 00–Jun 01 Jul 01–Jun 02 Jul 02–Jun 03 Jul 03–Jun 04 Jul 05–Jun 06 Jul 06–Jun 07 19,335.2 5,088.0 9,046.8 1,798.7 35,268.7 1,131.6 34,137.1
16,959.4 6,348.7 11,114.8 — 34,422.9 958.2 33,464.7
19,309.3 6,892.7 12,773.7 — 38,975.7 1,006.4 37,969.3
18,745.6 7,597.2 13,401.0 — 39,743.8 1,087.2 38,656.6
20,223.8 7,867.5 12,025.6 — 40,116.9 1,126.2 38,990.7
19,523.3 8,555.6 11,470.1 — 39,549.0 1,139.2 38,409.8
— 35,268.7
— 34,422.9
— 38,975.7
— 39,743.8
— 40,116.9
— 39,549.0
Sources: UN Documents A/56/813, A/57/668, A/58/641, A/59/625, A/60/628, A/61/662 and A/62/719.
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7.10 UNFICYP (UN Peacekeeping Force in Cyprus)
UNFICYP Key Facts
Latest Key Resolutions
First Mandate SRSG
First SRSG Force Commander First Force Commander
12 December 2008 (date of issue); 15 December 2008 (date of effect) UHNSC Res. 1847 (six month duration) 13 June 2008 (date of issue); 15 June 2008 (date of effect) UNSC Res. 1818 (six month duration) 4 March 1964 (date of issue and effect) UNSC Res. 186 (three month duration) Tayé-Brook Zerihoun (Ethiopia) SG letter of appointment 9 April 2008 Entry on duty 1 May 2008 Carlos Alfredo Bernardes (Brazil) Rear Admiral Mario Sánchez Debernardi (Peru) SG letter of appointment 9 April 2008 Lieutenant-General P. S. Gyani (India)
270
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UNFICYP (CYPRUS) • 271
UNFICYP Personnel: July 2007–September 2008
1,500
Number of Personnel
1,200
900
600
300
May ‘08
June ’08
July ‘08
Aug. ’08
Sept. ‘08
May ‘08
June ’08
July ‘08
Aug. ’08
Sept. ‘08
Apr. ’08
Mar. ‘08
Feb. ’08
Jan. ‘08
Dec. ’07
Nov. ‘07
Oct. ’07
Sept. ‘07
Aug. ’07
July ‘07
0
Auth. Troops Troops
120
Number of Personnel
100
80
60
40
20
Apr. ’08
Mar. ‘08
Feb. ’08
Jan. ‘08
Dec. ’07
Nov. ‘07
Oct. ’07
Sept. ‘07
Aug. ’07
July ‘07
0
Auth. Local Staff
Auth. Int’l Staff
Auth. Police
Local Staff
Int’l Staff
Police
Sources: DFS FPD; DPKO FGS; DPKO PD.
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ANNUAL REVIEW OF GLOBAL PEACE OPERATIONS
UNFICYP Personnel: Since 2000
1,400
Average Number of Personnel
•
1,200
1,000
800
600 July ‘00– June ’01
July ‘01– June ’02
July ‘02– June ’03
July ‘03– June ’04
July ‘04– June ’05
July ‘05– June ’06
July ‘06– June ’07
July ‘07– June ’08
Auth. Troops Troops
200 180
Average Number of Personnel
272
1/19/09
160 140 120 100 80 60 40 20 0 July ‘00– June ’01
July ‘01– June ’02
July ‘02– June ’03
July ‘03– June ’04
July ‘04– June ’05
July ‘05– June ’06
July ‘06– June ’07
Auth. Local Staff
Auth. Int’l Staff
Auth. Police
Local Staff
Int’l Staff
Police
July ‘07– June ’08
Sources: UN Documents A/56/782, A/57/667, A/58/631, A/59/620, A/60/584 and A/61/724; DFS FPD; DPKO FGS; DPKO PD.
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UNFICYP (CYPRUS) • 273
UNFICYP Military and Police Contributors: 30 September 2008
Contributing Country Argentina United Kingdom Slovakia Hungary Ireland Australia El Salvador Croatia India Netherlands Austria Italy Bosnia and Herzegovina Canada Total
Troops
Military Observers
Police
Total
296 260 196 84 — — — 4 — — 5 — — 1 846
— — — — — — — — — — — — — — —
4 — — — 19 15 8 3 7 7 — 4 2 — 69
300 260 196 84 19 15 8 7 7 7 5 4 2 1 915
Sources: DPKO FGS; DPKO PD.
UNFICYP Military Units: 30 September 2008
Number
Unit Type
Country
1 1 1
Aviation Unit Force Engineers Unit Force Military Police Unit
3
Infantry Units
1
Mobile Force Reserve Unit
Argentina Slovakia Argentina-Hungary-Slovakia-United Kingdom Composite Argentina, Hungary-Slovakia Composite, United Kingdom Argentina-Hungary-Slovakia-United Kingdom Composite
Source: DPKO FGS. Note: Military headquarters staff and staff officers not included.
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ANNUAL REVIEW OF GLOBAL PEACE OPERATIONS
UNFICYP International Civilian Personnel Occupations: 30 September 2008
Occupation
International Staff
Administration Aviation Civil Affairs Economic Affairs Electoral Affairs Engineering Finance Human Resources Human Rights Humanitarian Affairs Information Management Information Systems and Technology Legal Affairs Logistics Management and Programme Analysis Medical Services Political Affairs Procurement Programme Management Public Information Rule of Law Security Social Affairs Transport Other/NA Total
Percentage International Staff
10 — 3 — — 2 2 2 — — 1 4 — 2 — — 4 2 — 2 3 1 — — 1 39
25.6% — 7.7% — — 5.1% 5.1% 5.1% — — 2.6% 10.3% — 5.1% — — 10.3% 5.1% — 5.1% 7.7% 2.6% — — 2.6%
Source: DFS FPD.
UNFICYP Personnel Gender Statistics: 30 September 2008
Personnel Type Troops Military Observers Police International Civilian Staff Local Civilian Staff Total
Male
Female
Percentage Male
Percentage Female
791 — 64 26 62 943
55 — 5 13 43 116
93.5% — 92.8% 66.7% 59.0% 89.0%
6.5% — 7.2% 33.3% 41.0% 11.0%
Sources: DFS FPD; DPKO FGS; DPKO PD.
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UNFICYP (CYPRUS) • 275
UNFICYP Fatalities: Inception–September 2008
Personnel Type
Time Period
Troop
MilOb
Police
1963–1999 2000
163 1
— —
3 —
2001
Intl Staff
Local Staff
Othera
Total
— —
— —
169 1
3 —
—
—
—
—
—
—
—
2002 — 2003 2 2004 1 2005 — 2006 — 2007 1 January-March — April-June — July-September — October-December 1 2008 (Jan-Sep) — January-March — April-June — July-September — Total Fatalities 168
— — — — — — — — — — — — — — —
— — — — — — — — — — — — — — 3
— — — 1 — — — — — — 1 1 — — 5
— — 1 — 1 — — — — — — — — — 2
— — — — — — — — — — — — — — —
— 2 2 1 1 1 — — — 1 1 1 — — 178
Incident Type
Time Period
Malicious Act
1963–1999 2000 2001 2002 2003 2004 2005 2006 2007 January-March April-June July-September October-December 2008 (Jan-Sep) January-March April-June July-September Total Fatalities
15 — — — — — — — — — — — — — — — — 15
Illness
Accident
Otherb
Total
41 — — — — — 1 1 — — — — — — — — — 43
91 — — — 2 2 — — 1 — — — 1 — — — — 96
22 1 — — — — — — — — — — — 1 1 — — 24
169 1 — — 2 2 1 1 1 — — — 1 1 1 — — 178
Source: DPKO Situation Centre. Notes: a. Other refers to consultants, UNVs, etc. b. Incident type is unknown, uncertain or under investigation. Other includes what were previously qualified as self-inflicted.
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ANNUAL REVIEW OF GLOBAL PEACE OPERATIONS
UNFICYP Vehicles: 30 September 2008
Contingent Owned Vehicles
Vehicle Type
UN Owned Vehicles
Quantity
Combat Vehicles 9 Engineering Vehicles 4 Support Vehicles (Commercial Pattern) 4 Support Vehicles (Military Pattern) 19 Trailers 6 Total 42
Vehicle Type
Quantity
4x4 Vehicles Airfield Support Equipment Ambulances Bus Engineering Vehicles Material Handling Equipment Trailers Trucks Total
9 2 2 1 11 8 10 26 69
Sources: DFS Contingent Owned Equipment and Property Management Section; DFS Surface Transport Section.
UNFICYP Aircraft: 30 September 2008
Transport Fixed Wing Commercial Contingent Owned
— —
Total
—
Source: DFS Air Transport Section.
Transport Helicopter — 3 (Argentina) 3
Attack Helicopter — — —
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UNFICYP (CYPRUS) • 277
UNFICYP Budget and Expenditures (in thousands of US dollars)
Category Military Observers Military Contingents Civilian Police Formed Police Units International Staff Local Staff United Nations Volunteers General Temporary Assistance Government-provided Personnel Civilian Electoral Observers Consultants Official Travel Facilities and Infrastructure Ground Transportation Air Transportation Naval Transportation Communications and IT Supplies, Services and Equipment Quick-impact Projects Gross Requirements Staff Assessment Income Net Requirements Voluntary Contributions in Kind (budgeted) Total Requirements
Budgeted Jul 07–Jun 08
Expenditures Jul 07–Jun 08
— 18,900.0 1,150.6 — 6,019.6 6,601.7 — 79.0 — — — 269.5 6,547.3 3,047.9 1,589.1 — 1,564.5 818.2 — 46,587.4 1,998.3 44,589.1 1,471.0 48,058.4
— 18,782.6 2,700.3 — 6,653.9 7,847.3 — 145.4 — — — 199.0 6,529.1 3,690.5 1,551.4 — 1,351.9 780.4 — 50,232.0 2,358.6 47,873.4 1,504.3 51,736.3
Sources: UN Documents A/62/718 and A/62/781/Add.9; DFS FBFD. Note: July 2007–June 2008 expenditures are preliminary and subject to change.
UNFICYP Expenditures on Contingent Owned Equipment: July 2007–June 2008 (in thousands of US dollars) Major Equipment Self-sustainment
Source: DFS FBFD.
1,181.6 157.8
Budgeted Jul 08–Jun 09 — 21,325.0 2,902.9 — 6,378.4 8,149.6 — 128.0 — — — 387.3 7,821.7 3,553.4 1,596.0 — 1,781.5 919.2 — 54,943.0 2,317.7 52,625.3 1,545.6 56,488.6
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ANNUAL REVIEW OF GLOBAL PEACE OPERATIONS
UNFICYP Voluntary Contributions: July 2007–June 2008 (in thousands of US dollars)
Contributor
Contributions in Kind (budgeted)
Contributions in Kind (non-budgeted)
Contributions in Cash (budgeted)
Total
1,504.0 — 1,504.0
— — —
17,452.0 6,500.0 23,952.0
18,956.0 6,500.0 25,466.0
Cyprus Greece Total
Source: DM OPPBA.
UNFICYP Mission Expenditures: July 2000–June 2007 (in thousands of US dollars)
Category Military and Police Personnel Civilian Personnel Operational Requirements Other Gross Requirements Staff Assessment Income Net Requirements Voluntary Contributions in Kind (budgeted) Total Requirements
Jul 00– Jun 01
Jul 01– Jun 02
Jul 02– Jun 03
Jul 03– Jun 04
Jul 04– Jun 05
Jul 05– Jun 06
Jul 06– Jun 07
22,150.2 8,318.4 7,887.2 2,090.0 40,445.8 1,914.7 38,531.1
20,169.2 8,678.4 11,440.8 — 40,288.4 1,489.0 38,799.4
22,583.1 10,016.0 11,045.0 — 43,644.1 1,721.7 41,922.4
22,980.3 11,410.4 11,073.5 — 45,464.2 1,865.3 43,598.9
21,685.5 12,162.6 14,777.0 — 48,625.1 1,984.7 46,640.4
18,131.3 12,228.3 13,466.7 — 43,826.3 2,001.0 41,825.3
19,509.9 12,920.6 14,917.4 — 47,347.9 2,110.7 45,237.2
— 40,445.8
1,356.1 41,644.5
1,271.2 44,915.3
1,707.1 47,171.3
1,355.8 49,980.9
1,278.4 45,104.7
1,474.4 48,822.3
Sources: UN Documents A/56/782, A/57/667, A/58/631, A/59/620, A/60/584, A/61/724 and A/62/718.
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7.11 UNIFIL (UN Interim Force in Lebanon) UNIFIL Key Facts
Latest Key Resolution
First Mandate Force Commander
First Force Commander
27 August 2008 (date of issue); 1 September 2008 (date of effect) UNSC Res. 1832 (twelve month duration) 19 March 1978 (date of issue and effect) UNSC Res. 425/426 (six month duration) Major-General Claudio Graziano (Italy) SG letter of appointment 16 January 2007 Entry on duty 17 February 2007 Lieutenant-General Emmanuel A. Erskine (Ghana)
279
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ANNUAL REVIEW OF GLOBAL PEACE OPERATIONS
UNIFIL Personnel: July 2007–September 2008
20,000
18,000
Number of Personnel
16,000
14,000
12,000
Spet. ‘08
Aug. ’08
July ‘08
June ’08
May ‘08
Apr. ’08
Mar. ‘08
Feb. ’08
Jan. ‘08
Dec. ’07
Nov. ‘07
Oct. ’07
Sept. ‘07
July ‘07
Aug. ’07
10,000
Auth. Troops Troops
1,000 900 800 700 600 500 400 300 200 100
Auth. Local Staff
Auth. Int’l Staff
Local Staff
Int’l Staff
Sources: UN Document S/RES/1701; DFS FPD; DPKO FGS.
Sept. ‘08
Aug. ’08
July ‘08
June ’08
May ‘08
Apr. ’08
Mar. ‘08
Feb. ’08
Jan. ‘08
Dec. ’07
Nov. ‘07
Oct. ’07
Sept. ‘07
Aug. ’07
0 July ‘07
•
Number of Personnel
280
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UNIFIL (LEBANON) • 281
UNIFIL Personnel: Since 2000
16,000
Average Number of Personnel
14,000
12,000
10,000
8,000
6,000
4,000
2,000
0 July ‘00– June ’01
July ‘01– June ’02
July ‘02– June ’03
July ‘03– June ’04
July ‘04– June ’05
July ‘05– June ’06
July ‘06– June ’07
July ‘07– June ’08
Auth. Troops Troops
1,000
Average Number of Personnel
900 800 700 600 500 400 300 200 100 0 July ‘00– June ’01
July ‘01– June ’02
July ‘02– June ’03
July ‘03– June ’04
July ‘04– June ’05
July ‘05– June ’06
Auth. Local Staff
Auth. Int’l Staff
Local Staff
Int’l Staff
July ‘06– June ’07
July ‘07– June ’08
Sources: UN Documents A/56/822, A/57/662, A/58/637, A/59/626, A/60/629 and A/61/829; DFS FPD; DPKO FGS.
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ANNUAL REVIEW OF GLOBAL PEACE OPERATIONS
UNIFIL Military and Police Contributors: 30 September 2008
Contributing Country
Troops
Italy 2,420 France 2,177 Spain 1,139 India 897 Ghana 880 Indonesia 870 Nepal 868 Turkey 506 Poland 488 Belgium 485 Malaysia 370 Republic of Korea 367 China 343 Germany 234
Source: DFS FPD.
Military Observers
Police
Total
— — — — — — — — — — — — — —
— — — — — — — — — — — — — —
2,420 2,177 1,139 897 880 870 868 506 488 485 370 367 343 234
Contributing Country
Troops
Military Observers
Police
Total
Greece Portugal Tanzania El Salvador Slovenia Ireland Norway Hungary Qatar Cyprus Guatemala Croatia FYR of Macedonia Luxembourg Total
192 146 75 46 14 7 5 4 3 2 2 1 1 1 12,543
— — — — — — — — — — — — — — —
— — — — — — — — — — — — — — —
192 146 75 46 14 7 5 4 3 2 2 1 1 1 12,543
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UNIFIL (LEBANON) • 283
UNIFIL Military Units: 30 September 2008
Number
Unit Type
Country
1 2 2 1 2 1 4 2 4 1 1 7
Administration and Guard Company Aviation Units Civilian-Military Cooperation Units Combat Engineering Company Combat Support Service Companies Construction Engineering Company Corvettes Engeneering Companies Fast Patrol Boats Fast Patrol Boat Support Ship Force Protection Company Frigates
1 3 1 2 1 1 2 1 1 5 1 2 1 2
Groupement Tactique Interarmes Infantry Battalions Infantry Company Infantry Units Information, Surveillance and Reconnaissance Company Level I Hospital Level II Hospitals Logistics Battalion Maintenance Unit Mechanized Infantry Battalions Military Community Outreach Unit Military Police Companies Multi-Purpose Logistics Unit Multi-Role Engineering Companies
Malaysia Italy, Spain Italy, Norway France Italy, Spain Turkey Italy, Spain, Turkey (2) China, Italy Germany (2), Greece (2) Germany Italy Belgium, France (2), Germany, Greece (2), Turkey France Ghana, India, Indonesia Poland El Salvador, Republic of Korea Italy
3 2
Sector Headquarters Companies Signal Companies
India Belgium, China Poland France Italy (3), Nepal, Spain Italy Italy, Tanzania France Belgium-Luxembourg Composite, Portugal Italy (2), Spain Italy, Spain
Source: SPKO FGS. Note: Military headquarters, national support elements staff and staff officers are not included.
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ANNUAL REVIEW OF GLOBAL PEACE OPERATIONS
UNIFIL International Civilian Personnel Occupations: 30 September 2008
Occupation
International Staff
Administration Aviation Civil Affairs Economic Affairs Electoral Affairs Engineering Finance Human Resources Human Rights Humanitarian Affairs Information Management Information Systems and Technology Legal Affairs Logistics Management and Programme Analysis Medical Services Political Affairs Procurement Programme Management Public Information Rule of Law Security Social Affairs Transport Other/NA Total
Percentage International Staff
34 5 8 — — 29 10 15 — — — 52 3 64 1 5 14 11 4 5 4 35 3 33 3 338
10.1% 1.5% 2.4% — — 8.6% 3.0% 4.4% — — — 15.4% 0.9% 18.9% 0.3% 1.5% 4.1% 3.3% 1.2% 1.5% 1.2% 10.4% 0.9% 9.8% 0.9%
Source: DFS FPD.
UNIFIL Personnel Gender Statistics: 30 September 2008
Personnel Type Troops Military Observers Police International Civilian Staff Local Civilian Staff Total
Sources: DFS FPD; DPKO FGS.
Male
Female
Percentage Male
Percentage Female
11,974 — — 246 473 12,693
569 — — 92 138 799
95.5% — — 72.8% 77.4% 94.1%
4.5% — — 27.2% 22.6% 5.9%
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UNIFIL (LEBANON) • 285
UNIFIL Fatalities: Inception–September 2008
Personnel Type
Time Period
Troop
1978–1999 233 2000 6 2001 3 2002 3 2003 1 2004 3 2005 — 2006 — 2007 11 January-March 3 April-June 6 July-September 1 October-December 1 2008 (Jan-Sep) 5 January-March 1 April-June 3 July-September 1 Total Fatalities 265
MilOb
Police
Intl Staff
Local Staff
Othera
Total
1 — 1 — — — — — — — — — — — — — — 2
— — — — — — — — — — — — — — — — — —
2 — — — — — — 1 1 1 — — — 1 1 — — 5
1 — — 3 — — — — — — — — — 2 — — 2 6
— — — — — — — — — — — — — — — — — —
237 6 4 6 1 3 — 1 12 4 6 1 1 8 2 3 3 278
Incident Type
Time Period
Malicious Act
1978–1999 2000 2001 2002 2003 2004 2005 2006 2007 January-March April-June July-September October-December 2008 (Jan-Sep) January-March April-June July-September Total Fatalities
84 1 — — — — — 1 6 — 6 — — — — — — 92
Illness
Accident
Otherb
Total
46 — 2 3 1 — — — 1 1 — — — 1 1 — — 54
95 5 2 3 — 3 — — 5 3 — 1 1 4 1 2 1 117
12 — — — — — — — — — — — — 3 — 1 2 15
237 6 4 6 1 3 — 1 12 4 6 1 1 8 2 3 3 278
Source: DPKO Situation Centre. Notes: a. Other refers to consultants, UNVs, etc. b. Incident type is unknown, uncertain or under investigation. Other includes what were previously qualified as self-inflicted.
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ANNUAL REVIEW OF GLOBAL PEACE OPERATIONS
UNIFIL Vehicles: 30 September 2008
Contingent Owned Vehicles
Vehicle Type
UN Owned Vehicles
Quantity
Aircraft/Airfield Support Equipment 11 Combat Vehicles 581 Communications Vehicles 23 Engineering Vehicles 203 Material Handling Equipment 45 Support Vehicles (Commercial Pattern) 229 Support Vehicles (Military Pattern) 1,333 Trailers 371 Total 2,796
Vehicle Type
Quantity
4x4 Vehicles Airfield Support Equipment Ambulances Armoured Personnel Carriers Automobiles Buses Engineering Vehicles Material Handling Equipment Snow Tracks Trailers Trucks Vans Total
489 1 19 45 102 67 21 40 2 25 154 19 984
Sources: DFS Contingent Owned Equipment and Property Management Section; DFS Surface Transport Section.
UNIFIL Aircraft: 30 September 2008
Transport Fixed Wing Commercial Contingent Owned
— —
Total
—
Source: DFS Air Transport Section.
Transport Helicopter
Attack Helicopter
1 14 (Belgium, 2 France, Greece, 7 Italy, 2 Spain, Turkey) 15
— —
—
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UNIFIL (LEBANON) • 287
UNIFIL Budget and Expenditures (in thousands of US dollars)
Category Military Observers Military Contingents Civilian Police Formed Police Units International Staff Local Staff United Nations Volunteers General Temporary Assistance Government-provided Personnel Civilian Electoral Observers Consultants Official Travel Facilities and Infrastructure Ground Transportation Air Transportation Naval Transportation Communications and IT Supplies, Services and Equipment Quick-impact Projects Gross Requirements Staff Assessment Income Net Requirements Voluntary Contributions in Kind (budgeted) Total Requirements
Budgeted Jul 07–Jun 08
Expenditures Jul 07–Jun 08
Budgeted Jul 08–Jun 09
— 375,536.2 — — 67,288.3 40,701.9 — 1,429.6 — — 461.4 758.8 79,866.8 11,687.0 7,182.7 86,627.0 20,849.5 20,697.6 500.0 713,586.8 11,871.5 701,715.4 — 713,586.8
— 298,549.7 — — 55,583.2 31,308.4 — 985.7 — — 84.2 995.4 72,760.1 17,074.8 8,442.0 71,820.0 23,492.6 19,478.2 500.0 601,074.3 9,146.6 591,927.7 — 601,074.3
— 369,385.3 — — 58,442.7 38,788.9 — 1,417.4 — — 276.5 1,367.6 66,285.5 19,404.9 7,541.8 75,273.8 30,009.6 20,119.3 500.0 688,813.3 11,736.0 677,077.3 — 688,813.3
Sources: UN Documents A/62/751 and A/61/870; DFS FBFD. Note: July 2007–June 2008 expenditures are preliminary and subject to change.
UNIFIL Expenditures on Contingent Owned Equipment: July 2007–June 2008 (in thousands of US dollars) Major Equipment Self-sustainment
Source: DFS FBFD.
69,010.1 46,758.7
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UNIFIL Voluntary Contributions: July 2007–June 2008 (in thousands of US dollars)
Contributor
Contributions in Kind (budgeted)
Contributions in Kind (non-budgeted)
Contributions in Cash (budgeted)
Total
— —
909.0 909.0
— —
909.0 909.0
Qatar Total
Source: DM OPPBA.
UNIFIL Mission Expenditures: July 2000–June 2007 (in thousands of US dollars)
Category Military and Police Personnel Civilian Personnel Operational Requirements Other Gross Requirements Staff Assessment Income Net Requirements Voluntary Contributions in Kind (budgeted) Total Requirements
Jul 00– Jun 01
Jul 01– Jun 02
Jul 02– Jun 03
Jul 03– Jun 04
Jul 04– Jun 05
Jul 05– Jun 06
Jul 06– Jun 07
112,944.0 25,321.1 33,855.3 6,938.5 179,058.9 4,752.1 174,306.8
69,170.0 29,674.0 32,067.0 — 130,911.0 4,231.8 126,679.2
51,098.7 34,835.0 21,663.0 — 107,596.7 4,520.2 103,076.5
40,465.1 30,673.5 18,757.4 — 89,896.0 4,340.3 85,555.7
40,509.1 30,441.7 18,293.3 — 89,244.1 4,164.1 85,080.0
40,777.8 30,340.8 20,145.6 — 91,264.2 4,078.5 87,185.7
235,814.9 50,317.1 209,603.6 — 495,735.6 5,261.2 490,474.4
180.0 179,238.9
201.2 131,112.2
— 107,596.7
— 89,896.0
— 89,244.1
— 91,264.2
— 495,735.6
Sources: UN Documents A/62/751 and A/61/870; DFS FBFD. Note: July 2007–June 2008 expenditures are preliminary and subject to change.
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7.12 UNIOSIL (UN Integrated Office for Sierra Leone)
UNIOSIL Key Facts
Latest Key Resolution
First Mandate Acting ERSG
31 December 2007 (date of issue and effect) UNSC Res. 1793 (nine month duration and reduction of staff resulting in mission termination at the end of mandate) 31 August 2005 (date of issue); 1 January 2006 (date of effect) UNSC Res. 1620 (twelve month duration) Michael von der Schulenburg (Germany)
289
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ANNUAL REVIEW OF GLOBAL PEACE OPERATIONS
UNIOSIL Personnel: July 2007–September 2008
45 40 35
Number of Personnel
30 25 20 15 10 5
Auth. UNVs
Auth. Police
Auth. Military Liaison/Obs.
UNVs
Police
Military Liaison/Obs.
Sept. ‘08
Aug. ’08
July ‘08
June ’08
May ‘08
Apr. ’08
Mar. ‘08
Feb. ’08
Jan. ‘08
Dec. ’07
Nov. ‘07
Oct. ’07
Sept. ‘07
Aug. ’07
July ‘07
0
250
200
150
100
50
Auth. Local Staff
Auth. Int’l Staff
Local Staff
Int’l Staff
Sept. ‘08
Aug. ’08
July ‘08
June ’08
May ‘08
Apr. ’08
Mar. ‘08
Feb. ’08
Jan. ‘08
Dec. ’07
Nov. ‘07
Oct. ’07
Sept. ‘07
Aug. ’07
0 July ‘07
•
Number of Personnel
290
1/19/09
Sources: UN Documents S/RES/1620, S/RES/1734 and S/2005/273/Add.2; DFS FPD; DPKO FGS; DPKO PD; UNV Programme.
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UNIOSIL (SIERRA LEONE) • 291
UNIOSIL Personnel: Since 2006
Number of Personnel
200
150
100
50
0 Jan. ‘06–Dec. ’06
Jan. ‘07–Dec. ’07
Jan. ‘08–Sept. ’08
Auth. Local Staff
Auth. Int’l Staff
Auth. Police
Auth. UNVs
Auth. Military Advis./Liaison
Local Staff
Int’l Staff
Police
UNVs
Military Advis./Liaison
Sources: DFS FPD; DPKO FGS; DPKO PD; UNV Programme.
UNIOSIL Military and Police Contributors: 30 September 2008 Contributing Country Nepal Ghana Pakistan Russia United Kingdom United States Total
Sources: DPKO FGS; DPKO PD.
Troops
Military Observers
Police
Total
— — — — — — —
2 — 1 1 1 — 5
— 1 — — — 1 2
2 1 1 1 1 1 7
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UNIOSIL International Civilian Personnel Occupations: 30 September 2008
Occupation
International Staff
Administration Aviation Civil Affairs Economic Affairs Electoral Affairs Engineering Finance Human Resources Human Rights Humanitarian Affairs Information Management Information Systems and Technology Legal Affairs Logistics Management and Programme Analysis Medical Services Political Affairs Procurement Programme Management Public Information Rule of Law Security Social Affairs Transport Other/NA Total
Percentage International Staff
5 — — 1 1 1 6 2 3 — — 3 — 8 — 1 5 2 — 1 3 3 — 2 — 47
10.6% — — 2.1% 2.1% 2.1% 12.8% 4.3% 6.4% — — 6.4% — 17.0% — 2.1% 10.6% 4.3% — 2.1% 6.4% 6.4% — 4.3% —
Source: DFS FPD.
UNIOSIL Personnel Gender Statistics: 30 September 2008
Personnel Type
Male
Female
Troops Military Observers Police International Civilian Staff Local Civilian Staff Total
— 5 2 31 109 147
— — — 16 44 60
Sources: DFS FPD; DPKO FGS; DPKO PD.
Percentage Male — 100.0% 100.0% 66.0% 71.2% 71.0%
Percentage Female — — — 34.0% 28.8% 29.0%
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UNIOSIL (SIERRA LEONE) • 293
UNIOSIL Fatalities: Inception–September 2008
Personnel Type
Time Period
Troop
2006 2007 January-March April-June July-September October-December 2008 (Jan-Sep) January-March April-June July-September Total Fatalities
— — — — — — — — — — —
MilOb
Police
Intl Staff
Local Staff
Othera
Total
1 — — — — — — — — — 1
— — — — — — — — — — —
— — — — — — — — — — —
2 1 — — 1 — — — — — 3
— — — — — — — — — — —
3 1 — — 1 — — — — — 4
Incident Type
Time Period
Malicious Act
2006 2007 January-March April-June July-September October-December 2008 (Jan-Sep) January-March April-June July-September Total Fatalities
— — — — — — — — — — —
Illness 3 — — — — — — — — — 3
Accident
Otherb
Total
— — — — — — — — — — —
— 1 — — 1 — — — — — 1
3 1 — — 1 — — — — — 4
Source: DPKO Situation Centre. Notes: a. Other refers to consultants, UNVs, etc. b. Incident type is unknown, uncertain or under investigation. Other includes what were previously qualified as self-inflicted.
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UNIOSIL Aircraft: 30 September 2008
UNIOSIL Vehicles: 30 September 2008
UN Owned Vehicles
Vehicle Type
Quantity
4x4 Vehicles Airfield Support Equipment Ambulances Automobiles Buses Engineering Vehicle Material Handling Equipment Motorcycles Trailers Trucks Vans Total
96 2 2 2 13 1 6 6 6 27 5 166
Commercial Contingent Owned Total
Transport Fixed Wing
Transport Helicopter
Attack Helicopter
— — —
2 — 2
— — —
Source: DFS Air Transport Section.
Source: DFS Surface Transport Section.
UNIOSIL Budget and Expenditures (in thousands of US dollars)
Category Military Observers Military Contingents Civilian Police Formed Police Units International Staff Local Staff United Nations Volunteers General Temporary Assistance Government-provided Personnel Civilian Electoral Observers Consultants Official Travel Facilities and Infrastructure Ground Transportation Air Transportation Naval Transportation Communications and IT Supplies, Services and Equipment Quick-impact Projects Gross Requirements Staff Assessment Income Net Requirements Voluntary Contributions in Kind (budgeted) Total Requirements
Proposed Budget Jan 08–Dec 09 473.6 — 956.7 — 10,148.5 1,395.5 908.8 — — — — 538.6 4,381.5 857.0 4,192.5 — 2,835.3 346.7 — 27,034.7 — 27,034.7 — 27,034.7
Source: DFS FBFD. Note: 2008 expenditures are preliminary and subject to change.
Expenditures Jan 08–Dec 08 336.7 — 706.6 — 7,175.7 1,253.4 745.8 — — — 10.0 546.7 5,695.4 681.0 4,559.0 — 1,573.0 297.5 — 23,580.8 — 23,580.8 — 23,580.8
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UNIOSIL (SIERRA LEONE) • 295
UNIOSIL Mission Expenditures: August 2006–December 2007 (in thousands of US dollars)
Category Military and Police Personnel Civilian Personnel Operational Requirements Other Gross Requirements Staff Assessment Income Net Requirements Voluntary Contributions in Kind (budgeted) Total Requirements
Source: DFS FBFD.
Aug 06–Dec 07 2,870.2 21,987.8 22,177.2 — 47,035.2 — 47,035.2 — 47,035.2
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7.13 UNMEE (UN Mission in Ethiopia and Eritrea)
UNMEE Key Facts
Latest Key Resolutions
First Mandate Acting SRSG First SRSG Force Commander First Force Commander
30 July 2008 (date of issue); 31 July 2008 (date of effect) UNSC Res. 1827 (termination of mandate) 30 January 2008 (date of issue and effect) UNSC Res. 1798 (six month duration) 31 July 2000 (date of issue and effect) UNSC Res. 1312 (six week duration) Azouz Ennifar (Tunisia) Date of appointment 1 May 2006 Legwaila Joseph Legwaila (Botswana) Brigadier Patrick Davidson-Houston (United Kingdom) Major-General Patrick Cammaert (Netherlands)
296
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UNMEE (ETHIOPIA AND ERITREA) • 297
UNMEE Personnel: July 2007–July 2008
1,600
Number of Personnel
1,400
1,200
1,000
800
600
400
July ‘08
June ’08
May ‘08
Apr. ’08
Mar. ‘08
Feb. ’08
Jan. ‘08
Dec. ’07
Nov. ‘07
Oct. ’07
Sept. ‘07
Aug. ’07
0
July ‘07
200
Auth. Troops Troops
250
Number of Personnel
200
150
100
50
July ‘08
June ’08
May ‘08
Apr. ’08
Mar. ‘08
Feb. ’08
Jan. ‘08
Dec. ’07
Nov. ‘07
Oct. ’07
Sept. ‘07
Aug. ’07
July ‘07
0
Auth. Local Staff
Auth. Int’l Staff
Auth. UNVs
Auth. Military Obs.
Local Staff
Int’l Staff
UNVs
Military Obs.
Sources: UN Document S/RES/1741; DFS FPD; DPKO FGS; UNV Programme.
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UNMEE Personnel: Since 2000
4,500
4,000
Average Number of Personnel
•
3,500
3,000
2,500
2,000
1,500
1,000
500
0 July ‘00– June ’01
July ‘01– June ’02
July ‘02– June ’03
July ‘03– June ’04
July ‘04– June ’05
July ‘05– June ’06
July ‘06– June ’07
July ‘07– June ’08
Auth. Troops Troops
350
Average Number of Personnel
298
1/19/09
300
250
200
150
100
50
0 July ‘00– June ’01
July ‘01– June ’02
July ‘02– June ’03
July ‘03– June ’04
July ‘04– June ’05
July ‘05– June ’06
July ‘06– June ’07
July ‘07– June ’08
Auth. Local Staff
Auth. Int’l Staff
Auth. UNVs
Auth. Military Obs.
Local Staff
Int’l Staff
UNVs
Military Obs.
Sources: UN Documents S/RES/1320, S/RES/1622, S/RES/1681, A/56/840, A/57/672, A/58/633, A/59/616, A/60/615 and A/61/720; DFS FPD; DPKO FGS; UNV Programme.
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UNMEE (ETHIOPIA AND ERITREA) • 299
UNMEE Military and Police Contributors: 31 July 2008
Contributing Country
Military Troops Observers
India Uruguay Kenya Jordan Finland Romania Bangladesh Ghana Tunisia United States Russia Sweden Zambia Austria Brazil China Croatia Gambia Namibia Nepal Pakistan
158 36 21 12 — — 2 1 2 — — — 1 — — — — — 1 — —
1 2 — 2 5 5 2 3 2 4 3 3 2 2 2 2 2 2 1 2 2
Police
Total
— — — — — — — — — — — — — — — — — — — — —
159 38 21 14 5 5 4 4 4 4 3 3 3 2 2 2 2 2 2 2 2
Contributing Country Peru Spain Tanzania United Kingdom Algeria Bolivia Czech Republic France Germany Greece Guatemala Kyrgyzstan Malaysia Mongolia Nigeria Norway Paraguay Poland South Africa Sri Lanka Ukraine Total
Source: DPKO FGS.
UNMEE Military Units: 31 July 2008
Number 1 1 1 1
Unit Type
Country
Aviation Unit Guard and Administrative Company Infantry Battalion Military Police Unit
Uruguay Kenya India Jordan
Source: DPKO FGS.
Troops
Military Observers
— — — 2 — — — — — — — — — — 1 — — — — — — 237
2 2 2 — 1 1 1 1 1 1 1 1 1 1 — 1 1 1 1 1 1 71
Police — — — — — — — — — — — — — — — — — — — — — —
Total 2 2 2 2 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 308
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ANNUAL REVIEW OF GLOBAL PEACE OPERATIONS
UNMEE International Civilian Personnel Occupations: 31 July 2008
Occupation
International Staff
Administration Aviation Civil Affairs Economic Affairs Electoral Affairs Engineering Finance Human Resources Human Rights Humanitarian Affairs Information Management Information Systems and Technology Legal Affairs Logistics Management and Programme Analysis Medical Services Political Affairs Procurement Programme Management Public Information Rule of Law Security Social Affairs Transport Other/NA Total
28 3 — — — 11 8 6 5 — — 14 2 19 — 1 8 5 — 5 — 18 1 7 — 141
Percentage International Staff 19.9% 2.1% — — — 7.8% 5.7% 4.3% 3.5% — — 9.9% 1.4% 13.5% — 0.7% 5.7% 3.5% — 3.5% — 12.8% 0.7% 5.0% —
Source: DFS FPD.
UNMEE Personnel Gender Statistics: 31 July 2008
Personnel Type Troops Military Observers Police International Civilian Staff Local Civilian Staff Total
Sources: DFS FPD; DPKO FGS.
Male
Female
Percentage Male
231 70 — 92 103 496
6 1 — 25 52 84
97.5% 98.6% — 78.6% 66.5% 85.5%
Percentage Female 2.5% 1.4% — 21.4% 33.5% 14.5%
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UNMEE (ETHIOPIA AND ERITREA) • 301
UNMEE Fatalities: Inception–July 2008
Personnel Type
Time Period
Troop
2001 2002 2003 2004 2005 2006 2007 January-March April-June July-September October-December 2008 (Jan-July) January-March April-June July Total Fatalities
2 1 2 2 1 4 1 — 1 — — — — — — 13
MilOb
Police
Intl Staff
Local Staff
Othera
Total
— — — — — — — — — — — — — — — —
— — — — — — — — — — — — — — — —
— — 1 — 1 — 1 — — 1 — — — — — 3
1 1 1 — — — 1 — 1 — — — — — — 4
— — — — — — — — — — — — — — — —
3 2 4 2 2 4 3 — 2 1 — — — — — 20
Incident Type
Time Period
Malicious Act
2001 2002 2003 2004 2005 2006 2007 January-March April-June July-September October-December 2008 (Jan-July) January-March April-June July Total Fatalities
— — — — — — — — — — — — — — — —
Illness
Accident
Otherb
Total
2 1 4 2 1 3 2 — 1 1 — — — — — 15
1 1 — — 1 1 — — — — — — — — — 4
— — — — — — 1 — 1 — — — — — — 1
3 2 4 2 2 4 3 — 2 1 — — — — — 20
Source: DPKO Situation Centre. Notes: a. Other refers to consultants, UNVs, etc. b. Incident type is unknown, uncertain or under investigation. Other includes what were previously qualified as self-inflicted.
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UNMEE Vehicles: 30 September 2008
Contingent Owned Vehicles
Vehicle Type
UN Owned Vehicles
Quantity
Aircraft/Airfield Support Equipment Combat Vehicles Communications Vehicle Engineering Vehicles Support Vehicles (Commercial Pattern) Support Vehicles (Military Pattern) Total
3 10 1 2 13 31 60
Vehicle Type
Quantity
4x4 Vehicles Ambulances Automobiles Buses Engineering Vehicles Material Handling Equipment Trailers Trucks Vans Total
417 2 27 56 3 14 9 78 14 620
Sources: DFS Contingent Owned Equipment and Property Management Section; DFS Surface Transport Section.
UNMEE Aircraft: 30 September 2008
Commercial Contingent Owned Total
Transport Fixed Wing
Transport Helicopter
Attack Helicopter
2 — 2
1 — 1
— — —
Source: DFS Air Transport Section.
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UNMEE (ETHIOPIA AND ERITREA) • 303
UNMEE Budget and Expenditures (in thousands of US dollars)
Category Military Observers Military Contingents Civilian Police Formed Police Units International Staff Local Staff United Nations Volunteers General Temporary Assistance Government-provided Personnel Civilian Electoral Observers Consultants Official Travel Facilities and Infrastructure Ground Transportation Air Transportation Naval Transportation Communications and IT Supplies, Services and Equipment Quick-impact Projects Gross Requirements Staff Assessment Income Net Requirements Voluntary Contributions in Kind (budgeted) Total Requirements
Budgeted Jul 07–Jun 08 8,038.0 37,418.7 — — 20,964.9 1,304.0 2,127.1 133.4 — — — 677.6 12,757.6 4,751.6 8,233.2 — 5,480.0 11,597.3 — 113,483.4 2,840.4 110,643.0 — 113,483.4
Expenditures Jul 07–Jun 08 6,665.6 39,890.2 — — 20,778.0 1,412.7 2,356.9 9.6 — — — 537.9 8,173.0 1,999.6 9,219.0 — 4,592.8 10,449.9 — 106,085.2 2,839.2 103,246.0 — 106,085.2
Sources: UN Documents A/62/811 and A/62/781/Add.17; DFS FBFD. Note: July 2007–June 2008 expenditures are preliminary and subject to change.
UNMEE Expenditures on Contingent Owned Equipment: July 2007–June 2008 (in thousands of US dollars) Major Equipment Self-sustainment
Source: DFS FBFD.
7,877.7 4,096.8
Budgeted Jul 08–Jun 09 7,216.2 34,259.6 — — 16,295.0 1,636.3 2,069.2 119.5 — — — 676.7 11,892.3 2,883.9 9,070.5 — 4,011.6 10,236.6 — 100,367.4 2,339.8 98,027.6 — 100,367.4
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UNMEE Mission Expenditures: July 2000–June 2007 (in thousands of US dollars)
Category Military and Police Personnel Civilian Personnel Operational Requirements Other Gross Requirements Staff Assessment Income Net Requirements Voluntary Contributions in Kind (budgeted) Total Requirements
Jul 00– Jun 01
Jul 01– Jun 02
Jul 02– Jun 03
58,852.8 12,429.1 80,993.8 9,928.3 162,204.0 1,902.0 160,302.0
83,695.9 27,756.2 73,555.6 — 185,007.7 3,507.9 181,499.8
102,877.7 31,042.2 75,699.2 — 209,619.1 4,010.3 205,608.8
— 162,204.0
— 185,007.7
— 209,619.1
Jul 03– Jun 04
Jul 04– Jun 05
Jul 05– Jun 06
94,115.2 34,311.3 55,173.7 — 183,600.2 4,577.3 179,022.9
85,550.3 31,112.2 63,667.8 — 180,330.3 4,000.9 176,329.4
78,057.5 27,778.4 50,160.2 — 155,996.1 3,511.1 152,485.0
62,390.2 23,560.9 40,667.3 — 126,618.4 2,718.1 123,900.3
— 183,600.2
— 180,330.3
— 155,996.1
— 126,618.4
Sources: UN Documents A/56/840, A/57/672, A/58/633, A/59/616, A/60/615, A/61/720 and A/62/811.
Jul 06– Jun 07
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7.14 UNMIK (UN Interim Administration in Kosovo)
UNMIK Key Facts
Latest Key Resolution
SRSG First SRSG Police Commissioner
10 June 1999 (date of issue and effect) UNSC Res. 1244 (paragraph 19 of the Resolution states that international civil and security presences are established for an initial period of twelve months, to continue thereafter unless the Security Council decides otherwise.) Lamberto Zannier (Italy) Bernard Kouchner (France) Richard Monk (United Kingdom) Entry on duty 5 March 2007
305
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ANNUAL REVIEW OF GLOBAL PEACE OPERATIONS
UNMIK Personnel: July 2007–September 2008
2,250 2,200 2,150
Number of Personnel
2,100 2,050 2,000 1,950 1,900 1,850 1,800 1,750
Auth. Local Staff
Auth. Police
Local Staff
Police
Sept. ‘08
Aug. ’08
July ‘08
June ’08
May ‘08
Apr. ’08
Mar. ‘08
Feb. ’08
Jan. ‘08
Dec. ’07
Nov. ‘07
Oct. ’07
Sept. ‘07
Aug. ’07
July ‘07
1,700
700
600
500
400
300
200
Auth. Int’l Staff
Auth. UNVs
Auth. Military Liaison
Int’l Staff
UNVs
Military Liaison
Sources: DFS FPD; DPKO FGS; DPKO PD; UNV Programme.
Sept. ‘08
Aug. ’08
July ‘08
June ’08
May ‘08
Apr. ’08
Mar. ‘08
Feb. ’08
Jan. ‘08
Dec. ’07
Nov. ‘07
Oct. ’07
Sept. ‘07
0
Aug. ’07
100
July ‘07
•
Number of Personnel
306
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UNMIK (KOSOVO) • 307
UNMIK Personnel: Since 2000
5,000
Average Number of Personnel
4,500 4,000 3,500 3,000 2,500 2,000 1,500 1,000 500 0 July ‘00– June ’01
July ‘01– June ’02
July ‘02– June ’03
July ‘03– June ’04
July ‘04– June ’05
July ‘05– June ’06
July ‘06– June ’07
Auth. Local Staff
Auth. Int’l Staff
Auth. Police
Local Staff
Int’l Staff
Police
July ‘07– June ’08
300
Average Number of Personnel
250
200
150
100
50
0 July ‘00– June ’01
July ‘01– June ’02
July ‘02– June ’03
July ‘03– June ’04
July ‘04– June ’05
July ‘05– June ’06
Auth. Military Liaison
Auth. UNVs
Military Liaison
UNVs
July ‘06– June ’07
July ‘07– June ’08
Sources: UN Documents A/55/724, A/56/763, A/57/678, A/58/634, A/59/623, A/60/637 and A/61/675; DFS FPD; DPKO FGS; DPKO PD; UNV Programme.
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ANNUAL REVIEW OF GLOBAL PEACE OPERATIONS
UNMIK Military and Police Contributors: 30 September 2008
Contributing Country United States Ukraine Romania Bangladesh Turkey Pakistan Poland Germany India Jordan Bulgaria United Kingdom Italy Russia France Ghana Philippines Zimbabwe Nigeria Austria China Czech Republic Denmark
Military Troops Observers — — — — — — — — — — — — — — — — — — — — — — —
— 4 3 2 — 1 1 — — 1 1 — — 1 — — — — — — — 1 1
Police
Total
214 182 178 147 136 127 122 121 89 74 48 45 43 37 32 31 26 24 21 19 18 17 17
214 186 181 149 136 128 123 121 89 75 49 45 43 38 32 31 26 24 21 19 18 18 18
Contributing Country
Troops
Spain Croatia Kenya Argentina Hungary Norway Sweden Zambia Kyrgyzstan Nepal Lithuania Slovenia Finland Switzerland Ireland Malawi Uganda Brazil Greece Portugal Bolivia Chile New Zealand Total
— — — — — — — — — — — — — — — — — — — — — — — —
Military Observers 2 — — 1 — 1 — — — — — — — — 4 — — — — 2 1 1 1 29
Police 14 14 14 10 11 9 10 10 9 7 6 6 5 5 — 4 4 2 2 — — — — 1,910
Total 16 14 14 11 11 10 10 10 9 7 6 6 5 5 4 4 4 2 2 2 1 1 1 1,939
Sources: DPKO FGS; DPKO PD. Note: Police figures include formed police units provided by Bangladesh (125), Pakistan (108), Poland (112), Romania (115) and Ukraine (149).
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UNMIK (KOSOVO) • 309
UNMIK International Civilian Personnel Occupations: 30 September 2008
Occupation
Percentage International Staff
International Staff
Administration Aviation Civil Affairs Economic Affairs Electoral Affairs Engineering Finance Human Resources Human Rights Humanitarian Affairs Information Management Information Systems and Technology Legal Affairs Logistics Management and Programme Analysis Medical Services Political Affairs Procurement Programme Management Public Information Rule of Law Security Social Affairs Transport Other/NA Total
99 2 46 — — 12 19 7 1 — 1 26 37 17 — 7 24 8 5 12 37 54 — 9 5 428
23.1% 0.5% 10.7% — — 2.8% 4.4% 1.6% 0.2% — 0.2% 6.1% 8.6% 4.0% — 1.6% 5.6% 1.9% 1.2% 2.8% 8.6% 12.6% — 2.1% 1.2%
Source: DFS FPD.
UNMIK Personnel Gender Statistics: 30 September 2008
Personnel Type Troops Military Observers Police International Civilian Staff Local Civilian Staff Total
Male — 28 1,819 292 1,348 3,487
Sources: DFS FPD; DPKO FGS; DPKO PD.
Female — 1 91 136 528 756
Percentage Male — 96.6% 95.2% 68.2% 71.9% 82.2%
Percentage Female — 3.4% 4.8% 31.8% 28.1% 17.8%
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UNMIK Fatalities: Inception-September 2008
Personnel Type
Time Period
Troop
1999 2000 2001 2002 2003 2004 2005 2006 2007 January-March April-June July-September October-December 2008 (Jan-Sep) January-March April-June July-September Total Fatalities
— — — — — — — — — — — — — — — — — —
MilOb
Police
Intl Staff
Local Staff
Othera
Total
— — — — — — — — — — — — — 1 — — 1 1
5 2 1 3 4 5 4 — 1 — — 1 — 1 1 — — 26
2 1 1 — 1 1 — — — — — — — 1 1 — — 7
— 3 — 4 2 2 2 1 2 1 — — 1 2 2 — — 18
1 1 — — — — — — — — — — — — — — — 2
8 7 2 7 7 8 6 1 3 1 — 1 1 5 4 — 1 54
Incident Type
Time Period
Malicious Act
1999 2000 2001 2002 2003 2004 2005 2006 2007 January-March April-June July-September October-December 2008 (Jan-Sep) January-March April-June July-September Total Fatalities
1 1 — 1 3 4 1 — — — — — — 1 1 — — 12
Illness
Accident
Otherb
Total
— 4 2 3 3 2 3 1 3 1 — 1 1 1 1 — — 22
7 1 — — — 1 1 — — — — — — 1 1 — — 11
— 1 — 3 1 1 1 — — — — — — 2 1 — 1 9
8 7 2 7 7 8 6 1 3 1 — 1 1 5 4 — 1 54
Source: DPKO Situation Centre. Notes: a. Other refers to consultants, UNVs, etc. b. Incident type is unknown, uncertain or under investigation. Other includes what were previously qualified as self-inflicted.
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UNMIK (KOSOVO) • 311
UNMIK Vehicles: 30 September 2008
Contingent Owned Vehicles
Vehicle Type
UN Owned Vehicles
Quantity
Combat Vehicles Support Vehicles (Commercial Pattern) Support Vehicles (Military Pattern) Total
10 31 56 97
Vehicle Type 4x4 Vehicles Airfield Support Equipment Ambulances Automobiles Buses Engineering Vehicles Material Handling Equipment Trailers Trucks Vans Total
Quantity 1,274 2 9 55 110 14 27 27 65 69 1,652
Sources: DFS Contingent Owned Equipment and Property Management Section; DFS Surface Transport Section.
UNMIK Budgets and Expenditures (in thousands of US dollars)
Category Military Observers Military Contingents Civilian Police Formed Police Units International Staff Local Staff United Nations Volunteers General Temporary Assistance Government-provided Personnel Civilian Electoral Observers Consultants Official Travel Facilities and Infrastructure Ground Transportation Air Transportation Naval Transportation Communications and IT Supplies, Services and Equipment Quick-impact Projects Gross Requirements Staff Assessment Income Net Requirements Voluntary Contributions in Kind (budgeted) Total Requirements
Budgeted Jul 07–Jun 08 1,607.8 — 59,593.7 13,773.9 63,605.1 47,785.5 5,673.6 612.0 — — 32.7 817.9 13,191.9 3,874.1 814.1 — 6,824.6 2,269.5 — 220,476.4 16,403.4 204,073.0 — 220,476.4
Sources: UN Documents A/62/687 and A/62/801; DFS FBFD. Note: July 2007–June 2008 expenditures are preliminary and subject to change.
Expenditures Jul 07–Jun 08 1,628.8 — 59,560.5 12,064.8 68,015.1 49,412.0 4,904.8 716.5 — — 96.9 946.5 11,617.2 3,684.9 858.8 — 5,179.4 1,780.4 — 220,466.6 16,720.4 203,746.2 — 220,466.6
Budgeted Jul 08–Jun 09 1,455.5 — 53,813.3 9,742.2 61,293.2 44,278.8 4,684.1 365.2 — — 25.0 791.9 10,132.5 2,892.3 1,119.4 — 5,716.9 1,701.7 — 198,012.0 15,278.4 182,733.6 — 198,012.0
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UNMIK Expenditures on Contingent Owned Equipment: July 2007–June 2008 (in thousands of US dollars) Major Equipment Self-sustainment
1,732.7 443.5
Source: DFS FBFD.
UNMIK Mission Expenditures: July 2000–June 2007 (in thousands of US dollars)
Category Military and Police Personnel Civilian Personnel Operational Requirements Other Gross Requirements Staff Assessment Income Net Requirements Voluntary Contributions in Kind (budgeted) Total Requirements
Jul 00– Jun 01
Jul 01– Jun 02
Jul 02– Jun 03
Jul 03– Jun 04
Jul 04– Jun 05
Jul 05– Jun 06
5,918.4 280,113.5 73,816.0 839.1 360,687.0 22,775.0 337,912.0 — 360,687.0
125,532.0 184,775.0 49,941.0 — 360,248.0 25,989.0 334,259.0
115,208.7 170,595.0 44,164.1 — 329,967.8 25,082.5 304,885.3
106,598.1 163,458.9 45,452.2 — 315,509.2 23,467.6 292,041.6
106,253.3 156,162.2 32,081.5 — 294,497.0 22,720.5 271,776.5
70,230.2 135,815.5 27,707.9 — 233,753.6 19,321.3 214,432.3
64,172.3 120,802.7 25,217.0 — 210,192.0 16,365.3 193,826.7
— 360,248.0
— 329,967.8
— 315,509.2
— 294,497.0
— 233,753.6
— 210,192.0
Sources: UN Documents A/56/763, A/57/678, A/58/634, A/59/623, A/60/637, A/61/675 and A/62/687.
Jul 06– Jun 07
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7.15 UNMIL (UN Mission in Liberia) UNMIL Key Facts
Latest Key Resolution
First Mandate SRSG First SRSG Force Commander First Force Commander Acting Police Commissioner
29 September 2008 (date of issue); 1 October 2008 (date of effect) UNSC Res. 1836 (twelve month duration, reduction of military personnel from October 2008 to March 2009, increase of police personnel and temporary redeployment of troops between UNMIL and UNOCI as needed) 19 September 2003 (date of issue and effect) UNSC Res. 1509 (twelve month duration) Ellen Margrethe Løj (Denmark) SG letter of appointment 22 October 2007 Jacques Klein (United States) Lieutenant-General A.T.M. Zahirul Alam (Bangladesh) SG letter of appointment 21 October 2008 Lieutenant-General Daniel Ishmael Opande (Kenya) Henrik Stiernblad (Sweden)
313
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UNMIL Personnel: July 2007–September 2008
15,500 15,000 14,500
Number of Personnel
14,000 13,500 13,000 12,500 12,000 11,500
Sept. ‘08
Aug. ’08
July ‘08
June ’08
May ‘08
Apr. ’08
Mar. ‘08
Feb. ’08
Jan. ‘08
Dec. ’07
Nov. ‘07
Oct. ’07
Sept. ‘07
Aug. ’07
10,500
July ‘07
11,000
Auth. Troops Troops
1,400
1,200
1,000
800
600
400
200
Sept. ‘08
Aug. ’08
July ‘08
June ’08
May ‘08
Apr. ’08
Mar. ‘08
Feb. ’08
Jan. ‘08
Dec. ’07
Nov. ‘07
Oct. ’07
Sept. ‘07
Aug. ’07
0 July ‘07
•
Number of Personnel
314
1/19/09
Auth. Local Staff
Auth. Int’l Staff
Auth. Police
Auth. UNVs
Auth. Military Obs.
Local Staff
Int’l Staff
Police
UNVs
Military Obs.
Sources: UN Document S/RES/1694; DFS FPD; DPKO FGS; DPKO PD; UNV Programme.
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UNMIL (LIBERIA) • 315
UNMIL Personnel: Since 2003
20,000
Average Number of Personnel
18,000
16,000
14,000
12,000
10,000
8,000
6,000
Aug.‘03– June ’04
July ‘04– June ’05
July ‘05– June ’06
July ‘06– June ’07
July ‘07– June ’08
July ‘06– June ’07
July ‘07– June ’08
Auth. Troops Troops
1,400
Average Number of Personnel
1,200
1,000
800
600
400
200
0
Aug.‘03– June ’04
July ‘04– June ’05
July ‘05– June ’06
Auth. Local Staff
Auth. Int’l Staff
Auth. Police
Auth. UNVs
Auth. Military Obs.
Local Staff
Int’l Staff
Police
UNVs
Military Obs.
Sources: UN Documents S/RES/1509, S/RES/1626, S/RES/1667, S/RES/1694, A/59/624, A/60/645 and A/61/715; DFS FPD; DPKO FGS; DPKO PD; UNV Programme.
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UNMIL Military and Police Contributors: 30 September 2008
Contributing Country Pakistan Bangladesh Nigeria Ethiopia Ghana China Ukraine Nepal Jordan Mongolia Philippines India El Salvador Zimbabwe United States Turkey Kenya Gambia Uganda Sweden Russia Egypt Bosnia and Herzegovina Malawi Malaysia Namibia Norway Rwanda Serbia Czech Republic
Military Troops Observers
Police
Total
3,401 2,399 1,661 1,785 701 566 302 43 123 250 170 — 26 — 6 — 2 — — — — —
14 19 21 19 15 4 3 4 7 — 3 — 3 2 7 — 3 — — — 6 8
5 6 161 — 39 8 14 257 140 — 26 124 6 31 15 26 18 20 18 16 8 4
3,420 2,424 1,843 1,804 755 578 319 304 270 250 199 124 35 33 28 26 23 20 18 16 14 12
— — — 4 — — — —
— — 10 2 — — 6 3
11 10 — 4 10 10 4 5
11 10 10 10 10 10 10 8
Contributing Country Kyrgyzstan Sri Lanka Yemen Zambia Germany Poland Bolivia Croatia Ecuador Mali Paraguay Peru Uruguay Benin Brazil Indonesia Moldova Niger Romania Senegal Togo United Kingdom Argentina Denmark Finland France Iceland Montenegro Republic of Korea Jamaica Total
Troops — — 1 — — — 1 4 1 — 1 2 — 1 3 — — — — 3 1 3 — — 2 2 — — 1 — 11,465
Military Observers 5 — — 4 — 2 3 — 3 4 3 2 — 2 — 3 3 3 3 — 2 — — 2 — — — 2 1 — 206
Police 3 8 7 4 6 4 — — — — — — 4 — — — — — — — — — 2 — — — 2 — — 1 1,037
Total 8 8 8 8 6 6 4 4 4 4 4 4 4 3 3 3 3 3 3 3 3 3 2 2 2 2 2 2 2 1 12,708
Sources: DPKO FGS; DPKO PD. Note: Police figures include formed police units provided by India (124), Jordan (120), Nepal (240) and Nigeria (120).
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UNMIL (LIBERIA) • 317
UNMIL Military Units: 30 September 2008
Number 1 1 5 1 1 1 10 4 1 1 2 1 1 1
Unit Type
Country
Aviation Unit Communications Squadron Engineering Companies Quick Reaction Force Batallion Guard Company Heaquarters Company Infantry Battalions
Ukraine Nigeria Bangladesh (2), China, Pakistan (2) Pakistan Mongolia Philippines Bangladesh (2), Ethiopia (2), Ghana, Nigeria (2), Pakistan (2), Senegal Bangladesh, China, Pakistan, Senegal Jordan Bangladesh Bangladesh, Nepal Pakistan Bangladesh China
Level II Medical Hospitals Level III Medical Hospital Logistics Company Military Police Companies Road and Airfield Maintanence Company Singal Company Transport Company
Source: DPKO FGS.
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UNMIL International Civilian Personnel Occupations: 30 September 2008
Occupation
International Staff
Administration Aviation Civil Affairs Economic Affairs Electoral Affairs Engineering Finance Human Resources Human Rights Humanitarian Affairs Information Management Information Systems and Technology Legal Affairs Logistics Management and Programme Analysis Medical Services Political Affairs Procurement Programme Management Public Information Rule of Law Security Social Affairs Transport Other/NA Total
Percentage International Staff
75 12 33 — — 26 13 12 18 3 2 25 3 83 — 3 20 14 9 11 7 78 5 17 8 477
15.7% 2.5% 6.9% — — 5.5% 2.7% 2.5% 3.8% 0.6% 0.4% 5.2% 0.6% 17.4% — 0.6% 4.2% 2.9% 1.9% 2.3% 1.5% 16.4% 1.0% 3.6% 1.7%
Source: DFS FPD.
UNMIL Personnel Gender Statistics: 30 September 2008
Personnel Type Troops Military Observers Police International Civlian Staff Local Civilian Staff Total
Male
Female
Percentage Male
Percentage Female
11,218 194 852 317 772 13,353
247 12 185 160 192 796
97.8% 94.2% 82.2% 66.5% 80.1% 94.4%
2.2% 5.8% 17.8% 33.5% 19.9% 5.6%
Sources: DFS FPD; DPKO FGS; DPKO PD.
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UNMIL (LIBERIA) • 319
UNMIL Fatalities: Inception–September 2008
Personnel Type
Time Period
Troop
2003 2004 2005 2006 2007 January-March April-June July-September October-December 2008 (Jan-Sep) January-March April-June July-September Total Fatalities
5 23 26 13 9 2 2 1 4 5 1 2 2 81
MilOb
Police
Intl Staff
Local Staff
Othera
Total
— 1 — — — — — — — — — — — 1
— 3 3 2 2 — — 2 — 4 3 — 1 14
— 1 3 1 — — — — — 1 1 — — 6
— 1 4 2 3 2 1 — — 2 2 — — 12
— — — — — — — — — — — — — —
5 29 36 18 14 4 3 3 4 12 7 2 3 114
Incident Type
Time Period
Malicious Act
2003 2004 2005 2006 2007 January-March April-June July-September October-December 2008 (Jan-Sep) January-March April-June July-September Total Fatalities
— — — — — — — — — — — — — —
Illness
Accident
Otherb
Total
1 22 28 16 11 3 2 3 3 6 3 1 2 84
4 6 7 1 1 — — — 1 2 1 1 — 21
— 1 1 1 2 1 1 — — 4 3 — 1 9
5 29 36 18 14 4 3 3 4 12 7 2 3 114
Source: DPKO Situation Centre. Notes: a. Other refers to consultants, UNVs, etc. b. Incident type is unknown, uncertain or under investigation. Other includes what were previously qualified as self-inflicted.
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UNMIL Vehicles: 30 September 2008
Contingent Owned Vehicles
Vehicle Type
UN Owned Vehicles
Quantity
Aircraft/Airfield Support Equipment 4 Combat Vehicles 219 Communications Vehicles 2 Engineering Vehicles 126 Material Handling Equipment 26 Support Vehicles (Commercial Pattern) 399 Support Vehicles (Military Pattern) 1,049 Trailers 345 Total 2,170
Vehicle Type
Quantity
4x4 Vehicles Aircraft/Airfield Support Equipment Ambulances Automobiles Buses Engineering Vehicles Material Handling Equipment Trailers Trucks Vans Total
1,216 5 13 7 120 7 39 31 195 3 1,636
Sources: DFS Contingent Owned Equipment and Property Management Section; DFS Surface Transport Section.
UNMIL Aircraft: 30 September 2008
Transport Fixed Wing Commercial Contingent Owned Total
2 — 2
Source: DFS Air Transport Section.
Transport Helicopter
Attack Helicopter
7 8 (Ukraine) 15
— 6 (Ukraine) 6
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UNMIL (LIBERIA) • 321
UNMIL Budget and Expenditures (in thousands of US dollars)
Category Military Observers Military Contingents Civilian Police Formed Police Units International Staff Local Staff United Nations Volunteers General Temporary Assistance Government-provided Personnel Civilian Electoral Observers Consultants Official Travel Facilities and Infrastructure Ground Transportation Air Transportation Naval Transportation Communications and IT Supplies, Services and Equipment Quick-impact Projects Gross Requirements Staff Assessment Income Net Requirements Voluntary Contributions in Kind (budgeted) Total Requirements
Budgeted Jul 07–Jun 08
Expenditures Jul 07–Jun 08
Budgeted Jul 08–Jun 09
11,061.8 301,613.8 30,700.6 14,467.1 89,625.9 16,080.0 10,868.7 515.9 — — 855.6 2,203.5 69,696.9 19,343.9 69,139.2 3,002.7 24,480.9 23,674.1 1,000.0 688,330.6 11,719.6 676,611.0 52.8 688,383.4
10,754.7 289,025.0 29,631.1 14,113.0 85,271.2 15,936.0 11,131.5 623.1 — — 621.3 2,435.8 63,741.5 19,312.0 63,504.2 3,000.9 20,308.3 19,067.0 992.5 649,469.1 11,222.1 638,247.0 52.8 649,521.9
8,047.0 252,288.5 22,942.4 14,723.4 85,478.6 18,670.1 10,783.8 361.4 — — 979.9 2,448.7 60,657.7 15,977.9 63,448.9 3,059.0 22,802.4 20,038.3 1,000.0 603,708.0 11,641.3 592,066.7 52.8 603,760.8
Sources: UN Documents A/62/764 and A/62/781/Add.10; DFS FBFD. Note: July 2007–June 2008 expenditures are preliminary and subject to change.
UNMIL Expenditures on Contingent Owned Equipment: July 2007–June 2008 (in thousands of US dollars) Major Equipment Self-sustainment
Source: DFS FBFD.
48,767.1 47,535.9
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UNMIL Voluntary Contributions: July 2007–June 2008 (in thousands of US dollars)
Contributor Germany Total
Contributions in Kind (budgeted)
Contributions in Kind (non-budgeted)
Contributions in Cash (budgeted)
Total
53.0 53.0
— —
— —
53.0 53.0
Source: DM OPPBA. Note: Figures are rounded and may vary from those in the 2008 expenditures provided by DFS FBFD.
UNMIL Mission Expenditures: August 2003–June 2007 (in thousands of US dollars)
Category Military and Police Personnel Civilian Personnel Operational Requirements Other Gross Requirements Staff Assessment Income Net Requirements Voluntary Contributions in Kind (budgeted) Total Requirements
Aug 03–Jun 04
Jul 04–Jun 05
269,436.1 33,596.3 245,146.3 — 548,178.7 3,113.1 545,065.6 100.0 548,278.7
393,267.7 98,618.9 249,078.2 — 740,964.8 9,768.1 731,196.7 120.0 741,084.8
Sources: UN Documents A/59/624, A/60/645, A/61/715 and A/62/764.
Jul 05–Jun 06 377,419.5 109,620.6 220,064.8 — 707,104.9 10,877.6 696,227.3 264.0 707,368.9
Jul 06–Jun 07 366,156.7 112,817.8 197,227.5 — 676,202.0 11,050.3 665,151.7 52.8 676,254.8
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7.16 UNMIN (UN Mission in Nepal) UNMIN Key Facts
Latest Key Resolutions
23 July 2008 (date of issue and effect) UNSC Res. 1825 (six month duration) 23 January 2008 (date of issue and effect) UNSC Res. 1796 (six month duration) 23 January 2007 (date of issue and effect) UNSC Res. 1740 (twelve month duration) Ian Martin (United Kingdom) SG letter of appointment 2 February 2007, effective immediately
First Mandate SRSG
UNMIN Personnel: July 2007–September 2008 400
Number of Personnel
350
300
250
200
150
100
Sept. ‘08
Aug. ’08
July ‘08
June ’08
May ‘08
Apr. ’08
Mar. ‘08
Feb. ’08
Jan. ‘08
Dec. ’07
Nov. ‘07
Oct. ’07
Sept. ‘07
Aug. ’07
0
July ‘07
50
Auth. Local Staff
Auth. Int’l Staff
Auth. UNVs
Auth. Military Obs.
Local Staff
Int’l Staff
UNVs
Military Obs.
Sources: UN Document S/Res/1719; DFS FPD; DPKO FGS; DPKO PD; UNV Programme. Note: Police Advisor figures not included.
323
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UNMIN Personnel: Since 2007
400
350
Average Number of Personnel
324
1/19/09
300
250
200
150
100
50
0 Jan. ‘07–Dec. ’07
Jan. ‘08–Sept. ’08
Auth. Local Staff
Auth. Int’l Staff
Auth. UNVs
Auth. Military Obs.
Local Staff
Int’l Staff
UNVs
Military Obs.
Sources: UN Document S/RES/1719; DFS FPD; DPKO FGS; DPKO PD; UNV Programme. Note: Police advisor figures not included.
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UNMIN (NEPAL) • 325
UNMIN Military and Police Contributors: 30 September 2008
Contributing Country Jordan Brazil Japan Indonesia Malaysia Paraguay Romania Bolivia Egypt Nigeria Uruguay
Troops
Military Observers
Police
Total
Contributing Country
Troops
Military Observers
Police
Total
— — — — — — — — — — —
10 6 6 5 5 5 5 3 3 3 3
— — — — — — — — — — —
10 6 6 5 5 5 5 3 3 3 3
Sierra Leone Sweden Switzerland Zimbabwe Denmark Guatemala Kazakhstan South Africa Yemen Zambia Total
— — — — — — — — — — —
2 2 2 2 1 1 1 1 1 1 68
— — — — — — — — — — —
2 2 2 2 1 1 1 1 1 1 68
Sources: DPKO FGS; DPKO PD. Note: Police advisor figures not included.
UNMIN International Civilian Personnel Occupations: 30 September 2008
Occupation Administration Aviation Civil Affairs Economic Affairs Electoral Affairs Engineering Finance Human Resources Human Rights Humanitarian Affairs Information Management Information Systems and Technology Legal Affairs Logistics Management and Programme Analysis Medical Services Political Affairs Procurement Programme Management Public Information Rule of Law Security Social Affairs Transport Other/NA Total
Source: DFS FPD.
International Staff 15 6 19 — — 3 5 6 — — 1 6 1 14 — 1 10 4 3 3 1 7 1 3 2 111
Percentage International Staff 13.5% 5.4% 17.1% — — 2.7% 4.5% 5.4% — — 0.9% 5.4% 0.9% 12.6% — 0.9% 9.0% 3.6% 2.7% 2.7% 0.9% 6.3% 0.9% 2.7% 1.8%
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UNMIN Personnel Gender Statistics: 30 September 2008
Personnel Type Troops Military Observers Police International Civilian Staff Local Civilian Staff Total
Male
Female
— 65 — 75 110 250
— 3 — 36 47 86
Percentage Male
Percentage Female
— 95.6% — 67.6% 70.1% 74.4%
— 4.4% — 32.4% 29.9% 25.6%
Sources: DFS FPD; DPKO FGS; DPKO PD. Note: Police advisor figures not included.
UNMIN Fatalities: Inception–September 2008
Personnel Type
Time Period
Troop
2007 January-March April-June July-September October-December 2008 (Jan-Sep) January-March April-June July-September Total Fatalities
— — — — — 2 2 — — 2
MilOb
Police
Intl Staff
Local Staff
Othera
Total
— — — — — 2 2 — — 2
— — — — — — — — — —
— — — — — — — — — —
— — — — — 2 2 — — 2
— — — — — — — — — —
— — — — — 6 6 — — 6
Incident Type
Time Period
Malicious Act
2007 January-March April-June July-September October-December 2008 (Jan-Sep) January-March April-June July-September Total Fatalities
— — — — — — — — — —
Illness
Accident
Otherb
Total
— — — — — — — — — —
— — — — — 6 6 — — 6
— — — — — — — — — —
— — — — — 6 6 — — 6
Source: DPKO Situation Centre. Notes: a. Other refers to consultants, UNVs, etc. b. Incident type is unknown, uncertain, or under investigation. Other includes what were previously qualified as self-inflicted.
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UNMIN (NEPAL) • 327
UNMIN Aircraft: 30 September 2008
UNMIN Vehicles: 30 September 2008
UN Owned Vehicles
Vehicle Type
Transport Fixed Wing Quantity
4x4 Vehicles Ambulance Buses Material Handling Equipment Total
176 1 19 4 200
Commercial Contingent Owned Total
1 — 1
Source: DFS Air Transport Section.
Source: DFS Surface Transport Section.
UNMIN Budget and Expenditures (in thousands of US dollars)
Category Military Observers Military Contingents Civilian Police Formed Police Units International Staff Local Staff United Nations Volunteers General Temporary Assistance Government-provided Personnel Civilian Electoral Observers Consultants Official Travel Facilities and Infrastructure Ground Transportation Air Transportation Naval Transportation Communications and IT Supplies, Services and Equipment Quick-impact Projects Gross Requirements Staff Assessment Income Net Requirements Voluntary Contributions in Kind (budgeted) Total Requirements
Proposed Budget Jan 08–Dec 09
Expenditures Jan 08–Dec 08
3,326.8 — 177.9 — 18,387.5 3,216.5 6,550.9 248.4 — — 789.8 921.6 3,438.2 1,441.8 13,627.4 — 7,609.9 2,317.4 — 62,054.1 — 62,054.1 — 62,054.1
4,177.2 — 86.2 — 18,415.9 3,628.7 4,211.5 188.0 — — 368.3 841.5 2,693.5 908.6 13,644.2 — 4,814.4 1,106.4 — 55,084.4 — 55,084.4 — 55,084.4
Sources: UN Document A/63/346; DFS FBFD. Note: 2008 expenditures are preliminary and subject to change.
Transport Helicopter — — —
Attack Helicopter 1 — 1
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UNMIN Mission Expenditures: January 2006–December 2007 (in thousands of US dollars)
Category Military and Police Personnel Civilian Personnel Operational Costs Gross Requirements Staff Assessment Income Net Requirements Voluntary Contributions in Kind (budgeted) Total Requirements
Source: DFS FBFD.
Jan 06–Dec 07 3,951.2 21,099.1 47,084.6 72,134.9 — 72,134.9 — 72,134.9
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7.17 UNMIS (UN Mission in the Sudan) UNMIS Key Facts
Latest Key Resolution First Mandate SRSG First SRSG Force Commander First Force Commander Police Commissioner
30 April 2008 (date of issue and effect) UNSC Res. 1812 (twelve month duration) 24 March 2005 (date of issue and effect) UNSC Res. 1590 (six month duration) Ashraf Jehangir Qazi (Pakistan) SG letter of appointment 3 September 2007 Jan Pronk (Netherlands) Major-General Paban Jung Thapa (Nepal) Major-General Fazle Elahi Akbar (Bangladesh) Kai Vittrup (Denmark) Date of effect 10 September 2006
329
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ANNUAL REVIEW OF GLOBAL PEACE OPERATIONS
UNMIS Personnel: July 2007–September 2008
12,000
10,000
Number of Personnel
8,000
6,000
4,000
2,000
Auth. Troops
Auth. Local Staff
Auth. Police
Troops
Local Staff
Police
Sept. ‘08
Aug. ’08
July ‘08
June ’08
May ‘08
Apr. ’08
Mar. ‘08
Feb. ’08
Jan. ‘08
Dec. ’07
Nov. ‘07
Oct. ’07
Sept. ‘07
Aug. ’07
July ‘07
0
1,400
1,200
1,000
800
600
400
200
Auth. Int’l Staff
Auth. UNVs
Auth. Military Obs.
Int’l Staff
UNVs
Military Obs.
Sources: DFS FPD; DPKO FGS; DPKO PD; UNV Programme.
Sept. ‘08
Aug. ’08
July ‘08
June ’08
May ‘08
Apr. ’08
Mar. ‘08
Feb. ’08
Jan. ‘08
Dec. ’07
Nov. ‘07
Oct. ’07
Sept. ‘07
Aug. ’07
0 July ‘07
•
Number of Personnel
330
1/19/09
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UNMIS (SUDAN) • 331
UNMIS Personnel: Since 2005
10,000 9,000
Average Number of Personnel
8,000 7,000 6,000 5,000 4,000 3,000 2,000 1,000 0
Mar. ‘05– June ’05
July ‘05– June ’06
July ‘06– June ’07
July ‘07– June ’08
Auth. Troops
Auth. Local Staff
Troops
Local Staff
1,400
Average Number of Personnel
1,200
1,000
800
600
400
200
0
Mar. ‘05– June ’05
July ‘05– June ’06
July ‘06– June ’07
July ‘07– June ’08
Auth. Int’l Staff
Auth. Police
Auth. UNVs
Auth. Military Obs.
Int’l Staff
Police
UNVs
Military Obs.
Sources: UN Documents A/61/689, S/RES/1590 and S/RES/1706; DFS FPD; DPKO FGS; DPKO PD; UNV Programme.
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UNMIS Military and Police Contributors: 30 September 2008
Contributing Country India Bangladesh Pakistan Egypt Kenya China Zambia Rwanda Russia Cambodia Nepal Jordan Zimbabwe Nigeria Germany Canada Turkey Yemen Netherlands Norway Brazil Australia Sri Lanka Philippines Ecuador Ukraine Indonesia Uganda Bolivia Gambia Ghana Peru Tanzania Ethiopia
Troops
Military Observers
Police
Total
19 23 15 23 5 14 9 14 12 7 10 14 14 14 33 24 — 22 14 17 24 6 6 13 20 13 12 10 18 — — 18 17 —
78 34 12 14 19 18 9 8 14 — 53 28 33 31 5 6 33 8 14 6 3 10 19 10 — 7 7 9 — 18 18 — — 15
2,704 1,602 1,589 851 845 476 368 278 149 143 69 48 47 45 44 38 36 31 30 29 27 25 25 23 20 20 19 19 18 18 18 18 17 15
2,607 1,545 1,562 814 821 444 350 256 123 136 6 6 — — 6 8 3 1 2 6 — 9 — — — — — — — — — — — —
Sources: DPKO FGS; DPKO PD.
Contributing Country
Troops
Fiji — Sweden 2 Malaysia 2 Romania — Thailand — United States — Denmark 3 Kyrgyzstan — Namibia — El Salvador — Guatemala 1 Paraguay — Republic of Korea 1 Samoa — Benin — Bosnia and Herzegovina — Burkina Faso — Guinea — Malawi — Botswana — Croatia 5 Gabon — Mali — Belgium — Argentina — Greece — New Zealand 1 United Kingdom 3 Finland 1 Moldova — Mongolia — Poland — Uruguay — Mozambique — Total 8,724
Military Observers 7 3 8 14 12 — 5 9 9 5 7 8 7 — 6 — 6 6 6 5 — 5 4 4 — 3 2 — — 2 2 2 1 1 609
Police 8 10 4 — — 11 2 1 1 4 — — — 8 — 6 — — — — — — 1 — 3 — — — 1 — — — 1 — 600
Total 15 15 14 14 12 11 10 10 10 9 8 8 8 8 6 6 6 6 6 5 5 5 5 4 3 3 3 3 2 2 2 2 2 1 9,933
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UNMIS (SUDAN) • 333
UNMIS Military Units: 30 September 2008
Number
Unit Type
Country
5
De-mining Units
1 5
Engineer Platoon Engineering Construction Companies
1 5 2 4 1 4 1 1 1 2 5
Headquarters Company Infantry Battalions Infantry Companies Level II Medical Units Level III Medical Unit Military Aviation Units Military Police Unit Riverine Unit Petroleum Platoon Signal Companies Transport Companies
1
Transport Platoon
Bangladesh, Cambodia, Egypt, Kenya, Pakistan Zambia Bangladesh, China, Egypt, India, Pakistan Rwanda Bangladesh, India (2), Kenya, Pakistan Egypt, Zambia Bangladesh, China, India, Pakistan Egypt India, Pakistan (2), Russia Bangladesh Bangladesh Bangladesh India, Pakistan Bangladesh, China, Egypt, India, Pakistan Zambia
Source: DPKO FGS.
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UNMIS International Civilian Personnel Occupations: 30 September 2008
Occupation
International Staff
Administration Aviation Civil Affairs Economic Affairs Electoral Affairs Engineering Finance Human Resources Human Rights Humanitarian Affairs Information Management Information Systems and Technology Legal Affairs Logistics Management and Programme Analysis Medical Services Political Affairs Procurement Programme Management Public Information Rule of Law Security Social Affairs Transport Other/NA Total
Percentage International Staff
89 25 21 — 7 62 29 42 20 36 7 56 2 104 — 6 26 11 27 19 19 93 12 48 8 769
11.6% 3.3% 2.7% — 0.9% 8.1% 3.8% 5.5% 2.6% 4.7% 0.9% 7.3% 0.3% 13.5% — 0.8% 3.4% 1.4% 3.5% 2.5% 2.5% 12.1% 1.6% 6.2% 1.0%
Source: DFS FPD.
UNMIS Personnel Gender Statistics: 30 September 2008
Personnel Type Troops Military Observers Police International Civilian Staff Local Civilian Staff Total
Male
Female
Percentage Male
Percentage Female
8,615 594 552 543 2,056 12,360
109 15 48 226 383 781
98.8% 97.5% 92.0% 70.6% 84.3% 94.1%
1.2% 2.5% 8.0% 29.4% 15.7% 5.9%
Sources: DFS FPD; DPKO FGS; DPKO PD.
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UNMIS (SUDAN) • 335
UNMIS Fatalities: Inception–September 2008
Personnel Type
Time Period
Troop
2005 2006 2007 January-March April-June July-September October-December 2008 (Jan-Sep) January-March April-June July-September Total Fatalities
1 5 3 1 2 — — 4 2 — 2 13
MilOb
Police
Intl Staff
Local Staff
Othera
Total
— 1 2 — — — 2 — — — — 3
— 1 1 — 1 — — — — — — 2
— 4 1 — — — 1 1 — — 1 6
1 4 8 — 2 3 3 3 1 1 1 16
— — — — — — — — — — — —
2 15 15 1 5 3 6 8 3 1 4 40
Incident Type
Time Period
Malicious Act
2005 2006 2007 January-March April-June July-September October-December 2008 (Jan-Sep) January-March April-June July-September Total Fatalities
— 1 2 1 1 — — — — — — 3
Illness
Accident
Otherb
Total
1 13 8 — 3 1 4 6 3 1 2 28
1 1 2 — — 1 1 1 — — 1 5
— — 3 — 1 1 1 1 — — 1 4
2 15 15 1 5 3 6 8 3 1 4 40
Source: DPKO Situation Centre. Notes: a. Other refers to consultants, UNVs, etc. b. Incident type is unknown, uncertain or under investigation. Other includes what were previously qualified as self-inflicted.
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ANNUAL REVIEW OF GLOBAL PEACE OPERATIONS
UNMIS Vehicles: 30 September 2008
Contingent Owned Vehicles
Vehicle Type
UN Owned Vehicles
Quantity
Aircraft/Airfield Support Equipment 34 Combat Vehicles 117 Engineering Vehicles 217 Material Handling Equipment 38 Naval Vessels 25 Support Vehicles (Commercial Pattern) 206 Support Vehicles (Military Pattern) 958 Trailers 451 Total 2,046
Vehicle Type
Quantity
4x4 Vehicles Aircraft/Airfield Support Equipment Ambulances Automobiles Buses Engineering Vehicles Material Handling Equipment Trailers Trucks Vans Total
1,401 29 12 4 152 94 118 42 262 16 2,130
Sources: DFS Contingent Owned Equipment and Property Management Section; DFS Surface Transport Section.
UNMIS Aircraft: 30 September 2008
Transport Fixed Wing Commercial Contingent Owned
13 —
Total
13
Source: DFS Air Transport Section.
Transport Helicopter
Attack Helicopter
12 16 (6 India, 6 Pakistan, 4 Russia) 28
— —
—
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UNMIS (SUDAN) • 337
UNMIS Budget and Expenditures (in thousands of US dollars)
Category Military Observers Military Contingents Civilian Police Formed Police Units International Staff Local Staff United Nations Volunteers General Temporary Assistance Government-provided Personnel Civilian Electoral Observers Consultants Official Travel Facilities and Infrastructure Ground Transportation Air Transportation Naval Transportation Communications and IT Supplies, Services and Equipment Quick-impact Projects Gross Requirements Staff Assessment Income Net Requirements Voluntary Contributions in Kind (budgeted) Total Requirements
Budgeted Jul 07–Jun 08
Expenditures Jul 07–Jun 08
Budgeted Jul 08–Jun 09
21,607.3 222,075.7 24,080.8 — 108,833.0 33,348.9 7,495.7 1,438.2 — — 622.8 6,028.8 107,336.2 24,647.1 166,973.6 1,101.4 29,424.0 90,263.7 1,000.0 846,277.2 18,050.4 828,226.8 — 846,277.2
29,163.7 217,415.1 33,012.6 — 124,129.8 43,946.3 9,938.9 1,106.8 — — 194.4 5,901.5 85,597.7 22,691.4 152,774.7 66.1 25,283.1 68,237.5 999.9 820,459.5 20,399.0 800,060.5 — 820,459.5
29,754.5 221,212.9 32,442.1 — 112,838.2 40,755.5 10,589.5 4,030.8 1,768.7 — 470.9 5,130.6 89,876.3 21,313.7 136,911.3 54.5 31,040.7 81,530.3 1,000.0 820,720.5 18,850.3 801,870.2 — 820,720.5
Sources: UN Documents A/62/781/Add.16 and A/62/785; DFS FBFD. Note: July 2007–June 2008 expenditures are preliminary and subject to change.
UNMIS Expenditures on Contingent Owned Equipment: July 2007–June 2008 (in thousands of US dollars) Major Equipment Self-sustainment
Source: DFS FBFD.
39,677.0 34,211.9
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UNMIS Mission Expenditures: March 2005–June 2007 (in thousands of US dollars)
Category Military and Police Personnel Civilian Personnel Operational Requirements Other Gross Requirements Staff Assessment Income Net Requirements Voluntary Contributions in Kind (budgeted) Total Requirements
Sources: UN Documents A/60/626, A/61/689 and A/62/785.
Mar 05–Jun 05
Jul 05–Jun 06
Jul 06–Jun 07
15,168.6 17,353.4 186,343.7 — 218,865.7 2,090.2 216,775.5 — 218,865.7
231,665.0 91,086.9 478,372.5 — 801,124.4 10,968.4 790,156.0 — 801,124.4
280,966.1 152,929.9 556,380.2 — 990,276.2 18,593.6 971,682.6 — 990,276.2
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7.18 UNMIT (UN Integrated Mission in Timor-Leste) UNMIT Key Facts
Latest Key Resolution
First Mandate SRSG
First SRSG Police Commissioner
25 February 2008 (date of issue); 26 February 2008 (date of effect) UNSC Res. 1802 (twelve month duration) 25 August 2006 (date of issue and effect) UNSC Res. 1704 (six month duration) Atul Khare (India) SG letter of appointment 30 October 2006, effective 30 October 2006 Sukehiro Hasegawa (Japan) Juan Carlos Arévalo Linares (El Salvador)
339
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ANNUAL REVIEW OF GLOBAL PEACE OPERATIONS
UNMIT Personnel: July 2007–September 2008
1,800
1,600
Number of Personnel
1,400
1,200
1,000
800
600
Auth. Local Staff
Auth. Police
Local Staff
Police
Sept. ‘08
Aug. ’08
July ‘08
June ’08
May ‘08
Apr. ’08
Mar. ‘08
Feb. ’08
Jan. ‘08
Dec. ’07
Nov. ‘07
Oct. ’07
Sept. ‘07
Aug. ’07
July ‘07
400
500 450 400 350 300 250 200 150 100
Auth. Int’l Staff
Auth. UNVs
Auth. Military Liaison Officers
Int’l Staff
UNVs
Military Liaison Officers
Sources: UN Document S/RES/1704; DFS FPD; DPKO FGS; DPKO PD; UNV Programme. Note: Military liaison officer figures include staff officers.
Sept. ‘08
Aug. ’08
July ‘08
June ’08
May ‘08
Apr. ’08
Mar. ‘08
Feb. ’08
Jan. ‘08
Dec. ’07
Nov. ‘07
Oct. ’07
Sept. ‘07
0
Aug. ’07
50
July ‘07
•
Number of Personnel
340
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UNMIT (TIMOR-LESTE) • 341
UNMIT Personnel: Since 2006
1,800
Average Number of Personnel
1,600
1,400
1,200
1,000
800
600
400 Aug. ‘06– June ’07
July ‘07– June ’08
Auth. Local Staff
Auth. Police
Local Staff
Police
500 450
Average Number of Personnel
400 350 300 250 200 150 100 50 0 Aug. ‘06– June ’07
July ‘07– June ’08
Auth. Int’l Staff
Auth. UNVs
Auth. Military Liaison Officers
Int’l Staff
UNVs
Military Liaison Officers
Sources: UN Document S/RES/1704; DFS FPD; DPKO FGS; DPKO PD; UNV Programme. Note: Military liaison officer figures include staff officers.
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ANNUAL REVIEW OF GLOBAL PEACE OPERATIONS
UNMIT Military and Police Contributors: 30 September 2008
Contributing Country
Troops
Military Observers
Police
Total
Malaysia Portugal Bangladesh Pakistan Philippines Nepal Sri Lanka Australia Nigeria Zimbabwe Gambia New Zealand China Singapore Egypt Jordan Yemen Zambia Vanuatu India Namibia
— — — — — — — — — — — — — — — — — — — — —
2 3 4 4 3 1 — 4 — — — 1 2 2 — — — — — 1 —
208 196 192 177 149 84 55 50 53 48 31 24 21 21 22 21 21 19 14 12 13
210 199 196 181 152 85 55 54 53 48 31 25 23 23 22 21 21 19 14 13 13
Contributing Country Thailand Turkey El Salvador Brazil Spain Romania Uganda Republic of Korea Samoa Canada Croatia Russia Jamaica Sweden Uruguay Fiji Kyrgyzstan Ukraine Norway Senegal Sierra Leone Total
Troops
Military Observers
Police
— — — — — — — — — — — — — — — — — — — — — —
— — — 4 — — — — — — — — — — — 1 — — — — 1 33
13 13 11 6 9 7 7 6 6 5 5 5 4 4 3 1 2 2 1 1 — 1,542
Total 13 13 11 10 9 7 7 6 6 5 5 5 4 4 3 2 2 2 1 1 1 1,575
Sources: DPKO FGS; DPKO PD. Notes: Military observer figures includes staff officers. Police figures include formed police units provided by Bangladesh (139), Malaysia (140), Pakistan (139) and Portugal (140).
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UNMIT (TIMOR-LESTE) • 343
UNMIT International Civilian Personnel Occupations: 30 September 2008
Occupation
International Staff
Administration Aviation Civil Affairs Economic Affairs Electoral Affairs Engineering Finance Human Resources Human Rights Humanitarian Affairs Information Management Information Systems and Technology Legal Affairs Logistics Management and Programme Analysis Medical Services Political Affairs Procurement Programme Management Public Information Rule of Law Security Social Affairs Transport Other/NA Total
Percentage International Staff
65 6 9 1 — 17 16 16 11 2 1 26 2 38 1 7 15 7 8 11 24 52 3 9 6 353
18.4% 1.7% 2.5% 0.3% — 4.8% 4.5% 4.5% 3.1% 0.6% 0.3% 7.4% 0.6% 10.8% 0.3% 2.0% 4.2% 2.0% 2.3% 3.1% 6.8% 14.7% 0.8% 2.5% 1.7%
Source: DFS FPD.
UNMIT Personnel Gender Statistics: 30 September 2008
Personnel Type
Male
Female
Percentage Male
Percentage Female
Troops Military Observers Police International Civilian Staff Local Civilian Staff Total
— 33 1,470 221 728 2,452
— — 72 132 157 361
— 100.0% 95.3% 62.6% 82.3% 87.2%
— — 4.7% 37.4% 17.7% 12.8%
Sources: DFS FPD; DPKO FGS; DPKO PD. Note: Military observer figures include staff officers.
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UNMIT Fatalities: Inception–September 2008
Personnel Type
Time Period
Troop
2006 2007 January-March April-June July-September October-December 2008 (Jan-Sep) January-March April-June July-September Total Fatalilties
— — — — — — — — — — —
MilOb
Police
Intl Staff
Local Staff
Othera
Total
— — — — — — — — — — —
— 1 — 1 — — — — — — 1
— — — — — — 1 — — 1 1
1 — — — — — 1 1 — — 2
— — — — — — — — — — —
1 1 — 1 — — 2 1 — 1 4
Incident Type
Time Period
Malicious Act
2006 2007 January-March April-June July-September October-December 2008 (Jan-Sep) January-March April-June July-September Total Fatalilties
1 — — — — — — — — — 1
Illness
Accident
Otherb
Total
— 1 — 1 — — 1 — — 1 2
— — — — — — 1 1 — — 1
— — — — — — — — — — —
1 1 — 1 — — 2 1 — 1 4
Source: DPKO Situation Centre. Notes: a. Other refers to consultants, UNVs, etc. b. Incident type is unknown, uncertain or under investigation. Other includes what were previously qualified as self-inflicted.
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UNMIT (TIMOR-LESTE) • 345
UNMIT Vehicles: 30 September 2008
Contingent Owned Vehicles
Vehicle Type
UN Owned Vehicles
Quantity
Combat Vehicles 14 Communications Vehicles 2 Material Handling Equipment 3 Support Vehicles (Commercial Pattern) 85 Support Vehicles (Military Pattern) 42 Trailers 15 Total 161
Vehicle Type 4x4 Vehicles Ambulances Automobiles Boat Buses Engineering Vehicles Material Handling Equipment Trucks Vans Total
Quantity 845 7 3 1 80 3 19 28 11 997
Sources: DFS Contingent Owned Equipment and Property Management Section; DFS Surface Transport Section.
UNMIT Aircraft: 30 September 2008
Commercial Contingent Owned Total
Transport Fixed Wing
Transport Helicopter
Attack Helicopter
1 — 1
4 — 4
— — —
Source: DFS Air Transport Section.
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ANNUAL REVIEW OF GLOBAL PEACE OPERATIONS
UNMIT Budget and Expenditures (in thousands of US dollars)
Budgeted Jul 07–Jun 08
Category Military Observers Military Contingents Civilian Police Formed Police Units International Staff Local Staff United Nations Volunteers General Temporary Assistance Government-provided Personnel Civilian Electoral Observers Consultants Official Travel Facilities and Infrastructure Ground Transportation Air Transportation Naval Transportation Communications and IT Supplies, Services and Equipment Quick-impact Projects Gross Requirements Staff Assessment Income Net Requirements Voluntary Contributions in Kind (budgeted) Total Requirements
1,389.4 — 24,209.0 16,536.0 43,464.6 4,281.4 4,417.9 418.3 — — 143.4 1,799.5 16,015.1 2,311.5 12,348.7 — 11,202.7 14,372.3 250.0 153,159.8 6,051.1 147,108.7 — 153,159.8
Expenditures Jul 07–Jun 08 1,421.9 — 40,753.5 17,049.6 45,255.9 4,542.6 6,109.7 2,052.8 — — 169.3 1,822.6 14,326.3 4,839.7 10,583.8 — 8,269.7 5,182.3 241.8 162,621.7 6,718.9 155,902.8 — 162,621.7
Budgeted Jul 08–Jun 09 1,321.3 — 39,209.6 17,156.2 47,897.7 5,708.4 4,821.5 426.6 — — 324.3 2,727.6 17,665.3 5,061.4 12,897.2 — 13,573.9 4,398.9 250.0 173,439.9 6,860.6 166,579.3 — 173,439.9
Sources: UN Documents A/62/753 and A/62/781/Add.11; DFS FBFD. Note: July 2007–June 2008 expenditures are preliminary and subject to change.
UNMIT Expenditures on Contingent Owned Equipment: July 2007–June 2008 (in thousands of US dollars) Major Equipment Self-sustainment
Source: DFS FBFD.
2,920.4 2,163.1
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UNMIT (TIMOR-LESTE) • 347
UNMIT Mission Expenditures: August 2006–June 2007 (in thousands of US dollars)
Category Military and Police Personnel Civilian Personnel Operational Requirements Other Gross Requirements Staff Assessment Income Net Requirements Voluntary Contributions in Kind (budgeted) Total Requirements
Source: UN Document A/62/753.
Aug 06–Jun 07 38,909.8 30,980.8 76,958.2 — 146,848.8 3,009.2 143,839.6 — 146,848.8
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7.19 UNMOGIP (UN Military Observer Group in India and Pakistan) UNMOGIP Key Facts
Latest Key Resolution
21 December 1971 (date of issue and effect) UNSC Res. 307 (to continue thereafter until the Security Council decides otherwise) 21 April 1948 (date of issue); 1 January 1949 (date of effect) UNSC Res. 47 (no determined duration) Major-General Kim Moon Hwa (Republic of Korea) SG letter of appointment 21 October 2008 Brigadier H.H. Angle (Canada)
First Mandate
Chief Military Observer First Chief Military Observer
UNMOGIP Personnel: July 2007–September 2008
60
Number of Personnel
50
40
30
20
10
Auth. Local Staff
Auth. Int’l Staff
Auth. Military Obs.
Local Staff
Int’l Staff
Military Obs.
Sources: DFS FPD; DPKO FGS.
348
Sept. ‘08
Aug. ’08
July ‘08
June ’08
May ‘08
Apr. ’08
Mar. ‘08
Feb. ’08
Jan. ‘08
Dec. ’07
Nov. ‘07
Oct. ’07
Sept. ‘07
Aug. ’07
July ‘07
0
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UNMOGIP (INDIA AND PAKISTAN) • 349
UNMOGIP Personnel: Since 2000
60
Average Number of Personnel
50
40
30
20
10
0
Jan. ‘00– Dec. ’00
Jan. ‘01– Dec. ’01
Jan. ‘02– Dec. ’02
Jan. ‘03– Dec. ’03
Jan. ‘04– Dec. ’04
Jan. ‘05– Dec. ’05
Jan. ‘06– Dec. ’06
Jan. ‘07– Dec. ’07
Auth. Local Staff
Auth. Int’l Staff
Auth. Military Obs.
Local Staff
Int’l Staff
Military Obs.
Jan. ‘08– Sept. ’08
Sources: UN Documents: A/56/6 (Sect.5), A/58/6 (Sect.5), A/60/6 (Sect.5); DFS FPD; DPKO FGS.
UNMOGIP Military and Police Contributors: 30 September 2008
Contributing Country Republic of Korea Croatia Italy Sweden Finland Denmark Chile Uruguay Total
Source: DPKO FGS.
Troops
Military Observers
Police
Total
— — — — — — — — —
9 8 7 7 5 4 2 2 44
— — — — — — — — —
9 8 7 7 5 4 2 2 44
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UNMOGIP International Civilian Personnel Occupations: 30 September 2008
Occupation
International Staff
Administration Aviation Civil Affairs Economic Affairs Electoral Affairs Engineering Finance Human Resources Human Rights Humanitarian Affairs Information Management Information Systems and Technology Legal Affairs Logistics Management and Programme Analysis Medical Services Political Affairs Procurement Programme Management Public Information Rule of Law Security Social Affairs Transport Other/NA Total
Percentage International Staff
4 — — — — 2 2 2 — — — 8 — — — — — 2 — — 1 1 — 1 — 23
17.4% — — — — 8.7% 8.7% 8.7% — — — 34.8% — — — — — 8.7% — — 4.3% 4.3% — 4.3% —
Source: DFS FPD.
UNMOGIP Personnel Gender Statistics: 30 September 2008
Personnel Type
Male
Troops Military Observers Police International Civilian Staff Local Civilian Staff Total
— 43 — 17 45 105
Sources: DFS FPD; DPKO FGS.
Female
Percentage Male
Percentage Female
— 1 — 6 1 8
— 97.7% — 73.9% 97.8% 92.9%
— 2.3% — 26.1% 2.2% 7.1%
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UNMOGIP (INDIA AND PAKISTAN) • 351
UNMOGIP Fatalities: Inception–September 2008
Personnel Type
Time Period
Troop
1949–1999 2000 2001 2002 2003 2004 2005 2006 2007 January-March April-June July-September October-December 2008 (Jan-Sep) January-March April-June July-September Total Fatalities
5 — — — — — — — — — — — — — — — — 5
MilOb
Police
Intl Staff
Local Staff
Othera
Total
1 — — — — — — — — — — — — — — — — 1
— — — — — — — — — — — — — — — — — —
1 — — — — — 1 — — — — — — — — — — 2
2 — — 1 — — — — — — — — — — — — — 3
— — — — — — — — — — — — — — — — — —
9 — — 1 — — 1 — — — — — — — — — 11
Incident Type
Time Period
Malicious Act
1949–1999 2000 2001 2002 2003 2004 2005 2006 2007 January-March April-June July-September October-December 2008 (Jan-Sep) January-March April-June July-September Total Fatalities
— — — — — — — — — — — — — — — — — —
Illness
Accident
Otherb
Total
1 — — 1 — — — — — — — — — — — — — 2
8 — — — — — 1 — — — — — — — — — — 9
— — — — — — — — — — — — — — — — — —
9 — — 1 — — 1 — — — — — — — — — — 11
Source: DPKO Situation Centre. Notes: a. Other refers to consultants, UNVs, etc. b. Incident type is unknown, uncertain, or under investigation. Other includes what were previously qualified as self-inflicted.
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UNMOGIP Vehicles: 30 September 2008 UN Owned Vehicles
Vehicle Type
Quantity
4x4 Vehicles Ambulance Automobiles Buses Trailers Trucks Total
52 1 3 20 5 3 84
Source: DFS Surface Transport Section.
UNMOGIP Budget and Expenditures (in thousands of US dollars)
Category Posts Other Staff Costs Official Travel Contractual Services General Operating Expenses Hospitality Supplies and Materials Furniture and Equipment Grants and Contributions Other Expenditures Total
Source: DFS FBFD.
Allotment Advice Jan 08–Dec 08
Expenditures Jan 08–Oct 08
4,173.3 1,287.3 483.9 — 1,004.6 1.5 587.6 552.0 — — 8,090.2
1,998.1 2,518.1 131.1 — 1,475.6 1.5 451.3 251.4 — 0.1 6,827.1
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UNMOGIP (INDIA AND PAKISTAN) • 353
UNMOGIP Mission Expenditures: January 2000–December 2007 (in thousands of US dollars)
Category Posts Other Staff Costs Travel of Staff Contractual Services General Operating Expenses Hospitality Supplies and Materials Furniture and Equipment Total Requirements
Source: DFS FBFD.
Jan 00–Dec 01
Jan 02–Dec 03
Jan 04–Dec 05
Jan 06–Dec 07
5,574.1 1,593.5 865.9 — 1,772.6 2.3 1,022.4 1,332.0 12,162.8
6,370.9 1,983.8 1,247.5 38.9 1,174.3 2.5 800.1 1,107.6 12,725.6
6,482.6 2,038.7 1,309.6 21.5 1,995.9 2.3 355.7 2,527.5 14,733.8
4,293.4 5,504.9 193.2 — 3,435.2 2.4 769.5 1,023.3 15,221.9
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7.20 UNOCI (UN Operation in Côte d’Ivoire) UNOCI Key Facts
Latest Key Resolutions
First Mandate SRSG First SRSG Force Commander
First Force Commander Police Commissioner
29 July 2008 (date of issue); 31 July 2008 (date of effect) UNSC Res. 1826 (six month duration) 15 January 2008 (date of issue and effect) UNSC Res. 1795 (sixteen day and six month duration) 27 February 2004 (date of issue); 4 April 2004 (date of effect) UNSC Res. 1528 (twelve month duration) Choi Young-jin (Republic of Korea) SG letter of appointment 22 October 2007 Albert Tevoedjre (Benin) Major-General Fernand Marcel Amoussou (Benin) SG letter of appointment 30 August 2007 Entry on duty 24 August 2005 Major-General Abdoulaye Fall (Senegal) Major-General Gerardo Cristian Chaumont (Argentina) Date of appointment 4 April 2006
354
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UNOCI (CÔTE D’IVOIRE) • 355
UNOCI Personnel: July 2007–September 2008
7,940
7,920
Number of Personnel
7,900
7,880
7,860
7,840
7,820
7,800
Sept. ‘08
Aug. ’08
July ‘08
June ’08
May ‘08
Apr. ’08
Mar. ‘08
Feb. ’08
Jan. ‘08
Dec. ’07
Nov. ‘07
Oct. ’07
Sept. ‘07
Aug. ’07
July ‘07
7,780
Auth. Troops Troops
1,200
Number of Personnel
1,000
800
600
400
200
Sept. ‘08
Aug. ’08
July ‘08
June ’08
May ‘08
Apr. ’08
Mar. ‘08
Feb. ’08
Jan. ‘08
Dec. ’07
Nov. ‘07
Oct. ’07
Sept. ‘07
Aug. ’07
July ‘07
0
Auth. Local Staff
Auth. Int’l Staff
Auth. Police
Auth. UNVs
Auth. Military Obs.
Local Staff
Int’l Staff
Police
UNVs
Military Obs.
Sources: UN Documents S/RES/1609, S/RES/1682 and S/RES/1739; DFS FPD; DPKO FGS; DPKO PD; UNV Programme.
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ANNUAL REVIEW OF GLOBAL PEACE OPERATIONS
UNOCI Personnel: Since 2004
9,000
8,000
Average Number of Personnel
•
7,000
6,000
5,000
4,000
3,000
2,000
1,000
0
Apr.– June ’04
July ‘04– June ’05
July ‘05– June ’06
July ‘06– June ’07
July ‘07– June ’08
July ‘06– June ’07
July ‘07– June ’08
Auth. Troops Troops
1,400
1,200
Average Number of Personnel
356
1/19/09
1,000
800
600
400
200
0
Apr.– June ’04
July ‘04– June ’05
July ‘05– June ’06
Auth. Local Staff
Auth. Int’l Staff
Auth. Police
Auth. UNVs
Auth. Military Obs.
Local Staff
Int’l Staff
Police
UNVs
Military Obs.
Sources: UN Documents S/RES/1528, S/RES/1609, S/RES/1682, S/RES/1739, A/59/750, A/60/630 and A/61/673; DFS FPD; DPKO FGS; DPKO PD; UNV Programme.
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UNOCI (CÔTE D’IVOIRE) • 357
UNOCI Military and Police Contributors: 30 September 2008
Contributing Country
Troops
Bangladesh 2,714 Jordan 1,062 Pakistan 1,136 Morocco 724 Ghana 541 Benin 427 Niger 385 Senegal 326 Togo 315 France 181 Cameroon — Djibouti — Chad — Democratic Republic of Congo — Yemen 1 Burundi — Russia — Paraguay 2 Tunisia 3 Central African Republic — China — Nigeria — Brazil 3 Canada — India — Madagascar — Philippines 3
Military Observers
Police
Total
11 7 9 — 6 8 6 10 7 2 — — 2
255 383 125 — 5 51 42 41 9 11 58 51 18
2,980 1,452 1,270 724 552 486 433 377 331 194 58 51 20
— 8 — 11 8 7 — 7 8 4 — 7 — 4
20 7 14 — — — 9 1 — — 7 — 7 —
20 16 14 11 10 10 9 8 8 7 7 7 7 7
Contributing Country Romania Uruguay Turkey Guatemala Uganda Moldova Nepal Argentina Bolivia El Salvador Gambia Peru Rwanda Serbia Tanzania Croatia Ecuador Ethiopia Ireland Libya Namibia Poland Switzerland Zambia Zimbabwe Guinea Spain Total
Troops — — — — 1 — 1 — — — — — — — 2 — — — — — — — — — — — — 7,827
Military Observers 7 2 — 5 4 4 3 — 3 3 3 3 — 3 1 2 2 2 2 — 2 2 — 2 2 1 — 190
Police — 5 6 — — — — 3 — — — — 3 — — — — — — 2 — — 2 — — — 1 1,136
Sources: DPKO FGS; DPKO PD. Note: Police figures include formed police units provided by Bangladesh (250), Jordan (374) and Pakistan (124).
Total 7 7 6 5 5 4 4 3 3 3 3 3 3 3 3 2 2 2 2 2 2 2 2 2 2 1 1 9,153
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ANNUAL REVIEW OF GLOBAL PEACE OPERATIONS
UNOCI Military Units: 30 September 2008
Number
Unit Type
Country
1 1 3 1 1
Aviation Unit Communications Company Engineering Companies Guard and Administration Company Gendarme Security Company
9
Infantry Battalions
2 2 1 1
Infantry Companies Level II Hospitals Special Forces Company Transport Company
Ghana Bangladesh Bangladesh, France, Pakistan Bangladesh Benin-Ghana-Niger-Senegal-Togo Composite Bangladesh (3), Benin, Ghana, Jordan, Morocco, Niger, Pakistan Senegal, Togo Bangladesh, Ghana Jordan Pakistan
Source: DPKO FGS.
UNOCI International Civilian Personnel Occupations: 30 September 2008
Occupation Administration Aviation Civil Affairs Economic Affairs Electoral Affairs Engineering Finance Human Resources Human Rights Humanitarian Affairs Information Management Information Systems and Technology Legal Affairs Logistics Management and Programme Analysis Medical Services Political Affairs Procurement Programme Management Public Information Rule of Law Security Social Affairs Transport Other/NA Total
Source: DFS FPD.
International Staff 55 11 5 — 21 16 15 12 14 — 2 46 2 77 — 3 19 9 15 17 17 53 5 19 6 439
Percentage International Staff 12.5% 2.5% 1.1% — 4.8% 3.6% 3.4% 2.7% 3.2% — 0.5% 10.5% 0.5% 17.5% — 0.7% 4.3% 2.1% 3.4% 3.9% 3.9% 12.1% 1.1% 4.3% 1.4%
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UNOCI (CÔTE D’IVOIRE) • 359
UNOCI Personnel Gender Statistics: 30 September 2008
Personnel Type
Male
Female
Percentage Male
Percentage Female
Troops Military Observers Police International Civilian Staff Local Civilian Staff Total
7,737 181 1,118 296 505 9,837
90 9 18 143 161 421
98.9% 95.3% 98.4% 67.4% 75.8% 95.9%
1.1% 4.7% 1.6% 32.6% 24.2% 4.1%
Sources: DFS FPD; DPKO FGS; DPKO PD.
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ANNUAL REVIEW OF GLOBAL PEACE OPERATIONS
UNOCI Fatalities: Inception–September 2008
Personnel Type
Time Period
Troop
2004 2005 2006 2007 January-March April-June July-September October-December 2008 (Jan-Sep) January-March April-June July-September Total Fatalities
— 10 11 4 1 2 1 — 11 1 3 7 36
MilOb
Police
Intl Staff
Local Staff
Othera
Total
— 1 — — — — — — — — — — 1
— 1 1 2 1 1 — — 2 2 — — 6
— 1 — 2 2 — — — 1 — — 1 4
— 2 1 — — — — — 2 1 1 — 5
— — — — — — — — — — — — —
— 15 13 8 4 3 1 — 16 4 4 8 52
Incident Type
Time Period
Malicious Act
2004 2005 2006 2007 January-March April-June July-September October-December 2008 (Jan-Sep) January-March April-June July-September Total Fatalities
— 1 — — — — — — — — — — 1
Illness
Accident
Otherb
Total
— 10 5 2 2 — — — 5 — 3 2 22
— 3 8 4 1 3 — — 9 3 1 5 24
— 1 — 2 1 — 1 — 2 1 — 1 5
— 15 13 8 4 3 1 — 16 4 4 8 52
Source: DPKO Situation Centre. Notes: a. Other refers to consultants, UNVs, etc. b. Incident type is unknown, uncertain or under investigation. Other includes what were previously qualified as self-inflicted.
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UNOCI (CÔTE D’IVOIRE) • 361
UNOCI Vehicles: 30 September 2008
Contingent Owned Vehicles
Vehicle Type
UN Owned Vehicles
Quantity
Aircraft/Airfield Support Equipment 4 Combat Vehicles 173 Engineering Vehicles 88 Material Handling Equipment 18 Naval Vessels 2 Support Vehicles (Commercial Pattern) 348 Support Vehicles (Military Pattern) 968 Trailers 318 Total 1,919
Vehicle Type
Quantity
4x4 Vehicles 919 Aircraft/Airfield Support Equipment 11 Ambulances 8 Automobiles 7 Buses 75 Engineering Vehicles 9 Material Handling Equipment 16 Trailers 12 Trucks 95 Vans 9 Total 1,161
Sources: DFS Contingent Owned Equipment and Property Management Section; DFS Surface Transport Section.
UNOCI Aircraft: 30 September 2008
Transport Fixed Wing Commercial Contingent Owned Total
2 — 2
Source: DFS Air Transport Section.
Transport Helicopter 5 3 (Ghana) 8
Attack Helicopter — — —
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ANNUAL REVIEW OF GLOBAL PEACE OPERATIONS
UNOCI Budget and Expenditures (in thousands of US dollars)
Budgeted Jul 07–Jun 08
Category Military Observers Military Contingents Civilian Police Formed Police Units International Staff Local Staff United Nations Volunteers General Temporary Assistance Government-provided Personnel Civilian Electoral Observers Consultants Official Travel Facilities and Infrastructure Ground Transportation Air Transportation Naval Transportation Communications and IT Supplies, Services and Equipment Quick-impact Projects Gross Requirements Staff Assessment Income Net Requirements Voluntary Contributions in Kind (budgeted) Total Requirements
9,943.6 192,574.6 20,205.4 19,715.9 68,003.7 15,015.1 8,135.3 316.9 404.6 — 301.9 2,742.6 46,925.1 10,645.0 38,499.8 72.4 20,097.3 16,256.9 1,000.0 470,856.1 9,165.2 461,690.9 — 470,856.1
Expenditures Jul 07–Jun 08
Budgeted Jul 08–Jun 09
10,699.6 191,542.0 19,085.0 18,143.5 62,584.7 13,488.1 10,920.6 656.8 296.1 — 169.0 3,886.4 47,461.9 11,905.9 37,779.8 38.6 18,127.7 17,537.1 949.3 465,272.1 9,009.2 456,262.9 — 465,272.1
10,222.4 181,650.9 21,772.9 18,009.4 63,259.1 16,676.6 11,100.3 558.7 371.5 — 111.0 2,756.0 42,996.3 14,730.4 46,977.4 55.2 27,263.8 15,890.7 1,000.0 475,402.6 9,750.1 465,652.5 — 475,402.6
Sources: UN Documents A/62/750 and A/62/781/Add.13; DFS FBFD. Note: July 2007–June 2008 expenditures are preliminary and subject to change.
UNOCI Expenditures on Contingent Owned Equipment: July 2007–June 2008 (in thousands of US dollars) Major Equipment Self-sustainment
Source: DFS FBFD.
41,815.4 31,441.1
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UNOCI (CÔTE D’IVOIRE) • 363
UNOCI Mission Expenditures: April 2004–June 2007 (in thousands of US dollars)
Category Military and Police Personnel Civilian Personnel Operational Requirements Other Gross Requirements Staff Assessment Income Net Requirements Voluntary Contributions in Kind (budgeted) Total Requirements
Apr 04–Jun 04
Jul 04–Jun 05
Jul 05–Jun 06
Jul 06–Jun 07
29,354.7 5,000.1 48,708.4 — 83,063.2 547.3 82,515.9 — 83,063.2
152,773.2 45,790.7 138,326.6 — 336,890.5 4,906.3 331,984.2 — 336,890.5
185,684.0 66,985.2 129,599.7 — 382,268.9 6,878.8 375,390.1 — 382,268.9
231,857.0 80,324.9 138,587.7 — 450,769.6 7,597.9 443,171.7 — 450,769.6
Sources: UN Documents A/59/750, A/60/643, A/61/673 and A/62/750.
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UNOMIG (UN Observer Mission in Georgia)
UNOMIG Key Facts
Latest Key Resolutions
First Mandate SRSG First Special Envoy Chief Military Observer First Chief Military Observer Senior Police Advisor
9 October 2008 (date of issue); 15 October 2008 (date of effect) UNSC Res. 1839 (four month duration) 15 April 2008 (date of issue and effect) UNSC Res. 1808 (six month duration) 24 August 1993 (date of issue and effect) UNSC Res. 858 (six month duration) Johan Verbeke (Belgium) SG letter of appointment 30 July 2008 Edouard Brunner (Switzerland) Major-General Niaz Muhammad Khan Khattak (Pakistan) Entry on duty 8 August 2005 Brigadier-General John Hviedergaard (Denmark) Oleksiy Telychkin (Ukraine) Date of appointment 23 October 2006
UNOMIG Personnel: July 2007–September 2008 250
Number of Personnel
200
150
100
Sept. ‘08
Aug. ’08
July ‘08
June ’08
May ‘08
Apr. ’08
Mar. ‘08
Feb. ’08
Jan. ‘08
Dec. ’07
Nov. ‘07
Oct. ’07
Sept. ‘07
Aug. ’07
0
July ‘07
50
Auth. Local Staff
Auth. Int’l Staff
Auth. Police
Auth. UNVs
Auth. Military Obs.
Local Staff
Int’l Staff
Police
UNVs
Military Obs.
Sources: UN Documents S/RES/937 and S/RES/1494; DFS FPD; DPKO FGS; DPKO PD; UNV Programme.
364
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UNOMIG (GEORGIA) • 365
UNOMIG Personnel: Since 2000
Average Number of Personnel
250
200
150
100
50
0 July ‘01– June ’02
July ‘02– June ’03
July ‘03– June ’04
July ‘04– June ’05
July ‘05– June ’06
July ‘06– June ’07
July ‘07– June ’08
Auth. Local Staff
Auth. Int’l Staff
Auth. Police
Auth. Military Obs.
Auth. UNVs
Local Staff
Int’l Staff
Police
Military Obs.
UNVs
Sources: UN Documents A/56/721, A/57/676, A/58/639, A/59/622, A/60/643, A/61/700, S/RES/937 and S/RES/1494; DFS FPD; DPKO FGS; DPKO PD; UNV Programme.
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ANNUAL REVIEW OF GLOBAL PEACE OPERATIONS
UNOMIG Military and Police Contributors: 30 September 2008
Contributing Country Germany Pakistan Bangladesh Czech Republic Hungary Jordan Poland Republic of Korea Russia Switzerland Ukraine Denmark Egypt Sweden Turkey United Kingdom Greece
Troops
Military Observers
Police
Total
— — — — — — — — — — — — — — — — —
11 10 7 5 7 7 5 7 5 4 5 5 5 3 5 5 4
2 — — 2 — — 2 — 2 2 1 — — 2 — — —
13 10 7 7 7 7 7 7 7 6 6 5 5 5 5 5 4
Contributing Country
Troops
Indonesia Albania Croatia France Philippines Uruguay Yemen Austria Ghana Lithuania Romania United States Israel Moldova Mongolia Nepal Nigeria Total
— — — — — — — — — — — — — — — — — —
Military Observers 4 3 3 3 — 3 3 2 1 2 2 2 — 1 1 1 1 132
Sources: DPKO FGS; DPKO PD.
UNOMIG Military Units: 30 September 2008
Number 1
Unit Type
Country
Level 1 Medical Unit
Germany
Source: DPKO FGS.
Police — — — — 3 — — — 1 — — — 1 — — — — 18
Total 4 3 3 3 3 3 3 2 2 2 2 2 1 1 1 1 1 150
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UNOMIG (GEORGIA) • 367
UNOMIG International Civilian Personnel Occupations: 30 September 2008
Occupation
International Staff
Administration Aviation Civil Affairs Economic Affairs Electoral Affairs Engineering Finance Human Resources Human Rights Humanitarian Affairs Information Management Information Systems and Technology Legal Affairs Logistics Management and Programme Analysis Medical Services Political Affairs Procurement Programme Management Public Information Rule of Law Security Social Affairs Transport Other/NA Total
Percentage International Staff
13 3 3 — — 5 7 4 4 — — 8 1 6 — — 8 5 — — 4 24 — 8 — 103
12.6% 2.9% 2.9% — — 4.9% 6.8% 3.9% 3.9% — — 7.8% 1.0% 5.8% — — 7.8% 4.9% — — 3.9% 23.3% — 7.8% —
Source: DFS FPD.
UNOMIG Personnel Gender Statistics: 30 September 2008
Personnel Type Troops Military Observers Police International Civilian Staff Local Civilian Staff Total
Male
Female
Percentage Male
Percentage Female
— 129 14 82 127 352
— 3 4 21 64 92
— 97.7% 77.8% 79.6% 66.5% 79.3%
— 2.3% 22.2% 20.4% 33.5% 20.7%
Sources: DFS FPD; DPKO FGS; DPKO PD.
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ANNUAL REVIEW OF GLOBAL PEACE OPERATIONS
UNOMIG Fatalities: Inception–September 2008
Personnel Type
Time Period
Troop
1995–1999 2000 2001 2002 2003 2004 2005 2006 2007 January-March April-June July-September October-December 2008 (Jan-Sep) January-March April-June July-September Total Fatalities
1 — 4 — 1 — — — — — — — — — — — — 6
MilOb
Police
Intl Staff
Local Staff
Othera
Total
2 — — — — — — — — — — — — — — — — 2
— — — — — — — — — — — — — — — — — —
1 — — — — — — — — — — — — — — — — 1
— — — — — — 1 1 — — — — — — — — — 2
— — — — — — — — — — — — — — — — — —
4 — 4 — 1 — 1 1 — — — — — — — — 11
Incident Type
Time Period
Malicious Act
1995–1999 2000 2001 2002 2003 2004 2005 2006 2007 January-March April-June July-September October-December 2008 (Jan-Sep) January-March April-June July-September Total Fatalities
3 — 4 — — — 1 — — — — — — — — — — 8
Illness
Accident
Otherb
Total
— — — — 1 — — — — — — — — — — — — 1
1 — — — — — — 1 — — — — — — — — — 2
— — — — — — — — — — — — — — — — — —
4 — 4 — 1 — 1 1 — — — — — — — — — 11
Source: DPKO Situation Centre. Notes: a. Other refers to consultants, UNVs, etc. b. Incident type is unknown, uncertain or under investigation. Other includes what were previously qualified as self-inflicted.
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UNOMIG (GEORGIA) • 369
UNOMIG Vehicles: 30 September 2008
Contingent Owned Vehicles
Vehicle Type
UN Owned Vehicles
Quantity
Support Vehicles (Commercial Pattern) Total
2 2
Vehicle Type 4x4 Vehicles Ambulances Automobiles Buses Engineering Vehicles Material Handling Equipment Trailer Trucks Vans Total
Quantity 157 3 6 12 2 5 1 12 3 201
Sources: DFS Contingent Owned Equipment and Property Management Section; DFS Surface Transport Section.
UNOMIG Aircraft: 30 September 2008
Commercial Contingent Owned Total
Transport Fixed Wing
Transport Helicopter
Attack Helicopter
1 — 1
1 — 1
— — —
Source: DFS Air Transport Section.
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ANNUAL REVIEW OF GLOBAL PEACE OPERATIONS
UNOMIG Budget and Expenditures (in thousands of US dollars)
Category Military Observers Military Contingents Civilian Police Formed Police Units International Staff Local Staff United Nations Volunteers General Temporary Assistance Government-provided Personnel Civilian Electoral Observers Consultants Official Travel Facilities and Infrastructure Ground Transportation Air Transportation Naval Transportation Communications and IT Supplies, Services and Equipment Quick-impact Projects Gross Requirements Staff Assessment Income Net Requirements Voluntary Contributions in Kind (budgeted) Total Requirements
Budgeted Jul 07–Jun 08
Expenditures Jul 07–Jun 08
Budgeted Jul 08–Jun 09
4,066.0 64.7 644.8 — 16,219.3 3,790.2 43.4 49.3 — — — 518.2 2,462.2 1,674.7 2,687.0 — 2,265.4 524.6 — 35,009.8 2,372.9 32,636.9 — 35,009.8
3,874.0 64.7 462.9 — 14,891.3 3,553.1 37.5 54.4 — — 5.2 511.5 2,576.9 1,767.9 2,204.9 — 1,951.6 821.1 — 32,777.0 2,208.4 30,568.6 — 32,777.0
4,018.2 64.7 651.0 — 15,695.8 4,215.1 41.6 49.3 — — 22.6 592.8 2,746.4 1,691.9 2,317.2 — 2,100.8 533.3 — 34,740.7 2,424.0 32,316.7 — 34,740.7
Sources: UN Documents A/62/680 and A/62/781/Add.1; DFS FBFD. Note: July 2007–June 2008 expenditures are preliminary and subject to change.
UNOMIG Expenditures on Contingent Owned Equipment: July 2007–June 2008 (in thousands of US dollars) Major Equipment Self-sustainment
Source: DFS FBFD.
64.7 27.5
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UNOMIG (GEORGIA) • 371
UNOMIG Mission Expenditures: July 2000–June 2007 (in thousands of US dollars)
Category Military and Police Personnel Civilian Personnel Operational Requirements Other Gross Requirements Staff Assessment Income Net Requirements Voluntary Contributions in Kind (budgeted) Total Requirements
Jul 00– Jun 01
Jul 01– Jun 02
Jul 02– Jun 03
Jul 03– Jun 04
Jul 04– Jun 05
Jul 05– Jun 06
Jul 06– Jun 07
3,701.8 10,770.0 8,285.7 1,491.5 24,249.0 1,752.0 22,497.0
3,466.6 13,581.4 8,236.6 — 25,284.6 1,749.1 23,535.5
3,345.0 14,595.1 10,881.6 — 28,821.7 1,920.3 26,901.4
3,670.6 15,941.0 10,866.3 — 30,477.9 2,139.8 28,338.1
3,887.7 16,653.1 10,529.8 — 31,070.6 2,161.6 28,909.0
3,953.6 17,601.0 9,595.4 — 31,150.0 2,191.3 28,958.7
4,137.0 17,876.8 10,284.1 — 32,297.9 2,141.5 30,156.4
— 24,249.0
— 25,284.6
— 28,821.7
— 30,477.9
— 31,070.6
— 31,150.0
— 32,297.9
Sources: UN Documents A/56/721, A/57/676, A/58/639, A/59/622, A/60/643, A/61/700 and A/62/680.
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UNTSO (UN Truce Supervision Organization)
UNTSO Key Facts
Latest Key Resolution
23 October 1973 (date of issue and effect) UNSC Res. 339 (to continue thereafter, until the Security Council decides otherwise) 29 May 1948 (date of issue and effect) UNSC Res. 50 (no determined duration) Major-General Ian Campbell Gordon (Australia) SG letter of appointment 10 November 2006 Entry on duty 1 December 2007 Colonel Count Thord Bonde (Sweden)
First Mandate Chief of Staff
First Chief of Staff
UNTSO Personnel: July 200–September 2008 200
Number of Personnel
180
160
140
120
100
80
Auth. Local Staff
Auth. Int’l Staff
Auth. Military Obs.
Local Staff
Int’l Staff
Military Obs.
Sources: DFS FPD; DPKO FGS. Note: Military observer figures include staff officers.
372
Sept. ‘08
Aug. ’08
July ‘08
June ’08
May ‘08
Apr. ’08
Mar. ‘08
Feb. ’08
Jan. ‘08
Dec. ’07
Nov. ‘07
Oct. ’07
Sept. ‘07
Aug. ’07
July ‘07
60
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UNTSO (MIDDLE EAST) • 373
UNTSO Personnel: Since 2000
180
Average Number of Personnel
160
140
120
100
80
60 Jan.– Dec. ‘00
Jan.– Dec. ‘01
Jan.– Dec. ‘02
Jan.– Dec. ‘03
Jan.– Dec. ‘04
Jan.– Dec. ‘05
Jan.– Dec. ‘06
Jan.– Dec. ‘07
Jan.– Sept. ’08
Auth. Local Staff
Auth. Int’l Staff
Auth. Military Obs.
Local Staff
Int’l Staff
Military Obs.
Sources: UN Documents A/54/6(Sect.5), A/56/6(Sect.5), A/58/6(Sect.5), A/60/6(Sect.5) and A/60/9(Sect.5); DFS FPD; DPKO FGS. Note: Military observer figures for September 2008 include staff officers.
UNTSO Military and Police Contributors: 30 September 2008
Contributing Country
Troops
Military Observers
Police
Total
Contributing Country
Troops
Military Observers
Police
Total
Finland Australia Netherlands Norway Ireland Denmark Switzerland Canada New Zealand Austria Italy Sweden
— — — — — — — — — — — —
13 12 12 12 11 10 10 8 8 7 7 7
— — — — — — — — — — — —
13 12 12 12 11 10 10 8 8 7 7 7
Argentina Chile China Russia United States France Nepal Slovakia Slovenia Belgium Estonia Total
— — — — — — — — — — — —
5 4 4 4 4 3 3 3 3 2 2 154
— — — — — — — — — — — —
5 4 4 4 4 3 3 3 3 2 2 154
Source: DPKO FGS. Note: Military observer figures include staff officers.
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UNTSO International Civilian Personnel Occupations: 30 September 2008
Occupation
Percentage International Staff
International Staff
Administration Aviation Civil Affairs Economic Affairs Electoral Affairs Engineering Finance Human Resources Human Rights Humanitarian Affairs Information Management Information Systems and Technology Legal Affairs Logistics Management and Programme Analysis Medical Services Political Affairs Procurement Programme Management Public Information Rule of Law Security Social Affairs Transport Other/NA Total
21 — — — — 4 6 5 — — 2 13 1 10 — 2 2 2 — — — 22 — 9 — 99
21.2% — — — — 4.0% 6.1% 5.1% — — 2.0% 13.1% 1.0% 10.1% — 2.0% 2.0% 2.0% — — — 22.2% — 9.1% —
Source: DFS FPD.
UNTSO Personnel Gender Statistics: 30 September 2008
Personnel Type Troops Military Observers Police International Civilian Staff Local Civilian Staff Total
Male
Female
— 141 — 81 109 331
— 13 — 18 21 52
Sources: DFS FPD; DPKO FGS. Note: Military observer figures include staff officers.
Percentage Male — 91.6% — 81.8% 83.8% 86.4%
Percentage Female — 8.4% — 18.2% 16.2% 13.6%
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UNTSO Fatalities: Inception–September 2008
Personnel Type
Time Period
Troop
1948–1999 2000 2001 2002 2003 2004 2005 2006 2007 January-March April-June July-September October-December 2008 (Jan-Sep) January-March April-June July-September Total Fatalities
18 — — — — — — — — — — — — — — — — 18
MilOb
Police
Intl Staff
Local Staff
Othera
Total
12 — — — — 1 1 4 — — — — — — — — — 18
— — — — — — — — — — — — — — — — — —
6 — — — — 1 1 — — — — — — — — — — 8
3 — — — 1 — — — 1 — — — 1 — — — — 5
— — — — — — — — — — — — — — — — — —
39 — — — 1 2 2 4 1 — — — 1 — — — — 49
Incident Type
Time Period
Malicious Act
1948–1999 2000 2001 2002 2003 2004 2005 2006 2007 January-March April-June July-September October-December 2008 (Jan-Sep) January-March April-June July-September Total Fatalities
25 — — — — — 1 — — — — — — — — — — 26
Illness
Accident
Otherb
Total
5 — — — 1 1 1 — — — — — — — — — — 8
8 — — — — 1 — 4 1 — — — 1 — — — — 14
1 — — — — — — — — — — — — — — — — 1
39 — — — 1 2 2 4 1 — — — 1 — — — — 49
Source: DPKO Situation Centre. Notes: a. Other refers to consultants, UNVs, etc. b. Incident type is unknown, uncertain or under investigation. Other includes what were previously qualified as self-inflicted.
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UNTSO Vehicles: 30 September 2008
UN Owned Vehicles
Vehicle Type
Quantity
4x4 Vehicles Automobiles Buses Material Handling Equipment Trailers Trucks Vans Total
135 17 17 3 5 17 5 199
Source: DFS Surface Transport Section.
UNTSO Budget and Expenditures (in thousands of US dollars)
Category Posts Other Staff Costs Official Travel Contractual Services General Operating Expenses Hospitality Supplies and Materials Furniture and Equipment Grants and Contributions Other Expenditures Total
Sources: UN Document A/60/9(Sect.5); DFS FBFD.
Allotment Advice Jan 08–Dec 08
Expenditures Jan 08–Oct 08
13,546.0 13,353.6 95.0 — 3,127.0 5.1 507.1 824.6 — — 31,458.4
10,251.2 10,596.1 86.3 — 2,736.3 4.3 893.0 746.7 — 0.1 25,314.0
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UNTSO Mission Expenditures: January 2000–December 2007 (in thousands of US dollars)
Category Posts Other Staff Costs Hospitality Travel of Staff Contractual Services General Operating Expenses Supplies and Materials Furniture and Equipment Total Requirements
Jan 00–Dec 01
Jan 02–Dec 03
Jan 04–Dec 05
Jan 06–Dec 07
30,532.2 8,547.1 — 1,793.3 — 2,538.2 1,117.1 1,614.5 46,142.4
31,679.1 9,588.0 7.8 2,658.2 49.5 3,422.8 982.0 1,498.4 49,885.8
33,215.7 10,443.2 7.6 2,763.5 39.7 5,010.0 1,035.3 3,214.7 55,729.7
21,993.1 26,726.5 9.5 234.5 12.9 6,433.8 1,447.4 2,362.1 59,219.8
Sources: UN Documents A/58/6(Sect.5) and A/60/6(Sect.5); DFS FPFD.
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Abdullahi Yusuf Ahmed, 124, 126, 127 Abkhazia, 98–102; CIS Peacekeeping Force (CISPKF) in Abkhazia-Georgia, 98–102; Moscow Agreement (1994), 100, 102 Adada, Rodolphe, 42 Afghanistan: Afghanistan Compact, 56, 57, 62; Afghanistan National Development Strategy (ANDS), 55; appropriateness of mission in, NATO debate over, 6; Army, Afghan National, 59; background, 56–58; Bonn Agreement (2001), 56, 58; China and, relations between, 63; civilian casualties/deaths, 6, 60–61 coordination between international organizations, 60–62; corruption in, 60; EU Police Mission in Afghanistan (EUPOL Afghanistan), 59; evolution/adaptation of peace operations, 12–14; humanitarian and political roles, calls for the separation of, 62; institutions, capacity of Afghan, 59; International Security Assistance Force, 8, 13, 14, 56, 58, 60–61; Iran and, relations between, 62–63; Joint Coordination and Monitoring Board (JCMB), 56, 58, 62; judicial system, weak, 59; multilateralism, US demonstrating a wariness of, 61; Operation Enduring Freedom (OEF), 56, 58–59; opium cultivation, 55; overview, 55; Pakistan and, relations between, 55; Police, Afghan National, 59–60; regional dynamics, 62–63; security situation, deteriorating, 55; summary/conclusions, 63; summary of 2008, strategic, 2; Taliban, 13, 55, 62; UN Assistance Mission in Afghanistan (UNAMA), 13, 55–58 Africa: African nature of peace mission in Sudan, 25; conflict in one state poses danger to security/stability of other states, 24; consent/ protection/overstretch, 25–26; deployment patterns in 2008, 8; future, looking toward the, 27–28; large concentration of peacekeepers in, 24; no peace to keep, 24–25; origin of UN military personnel in, 5; reflex solution to crisis, peacekeeping as a, 22; regional security in, complexities of, 22–24, 28; resources, peacekeeping mandates without the proper, 22; terrorism and counterterrorism, 26–27; US policy, critical interventions shaped by, 22, 28. See also individual countries African Union (AU): Africa, 24; deployment patterns in 2008, 8; national interests, mission objectives vs., 16; summary of 2008, strategic, 2. See also AU listings under individual countries Agenda for Peace, 10–12 Agwai, Martin Luther, 42 Ahmed, Salman, 24
Ahtisaari, Martti, 74 AIDS (acquired immune deficiency syndrome), 113 Albania, 77 Alexis, Jaques-Edouard, 105 Algeria, 133 Al-Qaeda, 24, 25, 27, 56, 109, 116, 124 Angola, 11 Annan, Kofi, 33 Aristide, Jean-Bertrand, 103–105 Ashdown, Paddy, 60, 82 Assad, Bashar, 69 AU. See African Union Australia, 107, 121–122, 128 Bah, A. Sarjoh, 6, 7 Bai Koroma, Ernest, 91 Baker, James, 135 Ban Ki-moon, 57, 73. 87. 100. 112. 135 al-Bashir, Omar, 40, 45, 47 Bassolé, Djibril, 25, 44 Bedie, Konan, 90 BINUB. See UN Integrated Office in Burundi Bonn Agreement (2001) in Afghanistan, 56, 58 Bosnia and Herzegovina: EU Force in Bosnia and Herzegovina (EUFOR Althea), 82, 84; EU Police Mission in Bosnia and Herzegovina (EUPM), 82, 84; failure, spectacular, 11; NATO’s Stabilization Force (SFOR), 82; OSCE Mission to Bosnia and Herzegovina, 82; Stabilization and Association Agreement (SAA), 83–84; UN’s International Police Task Force (IPTF), 82 Boutros-Ghali, Boutros, 11–12 Bozizè, Francois, 33, 35–36 Brahimi Report, 11–12, 25, 57 Brahimi, Lakhdar, 24 Brook-Zerihoun, Tayé, 93 Brunei, 8 Bunche, Ralph, 10 Burundi, 125; AU Mission in Burundi (AMIB), 85; AU Special Task Force, 85; Conseil National pour la Defense de la Democratie-Forces pour la Défense de la Democratie (CNDD-FDD), 85; disarmament/demobilization/reintegration (DDR), 85; ethnic violence/divisions, 85; Joint Verification and Monitoring Mechanism (JVMM), 85–86; Peuple Hutu-Forces Nationales de Liberation (Palipehutu-FNL), 85, 86; security issues, 85; UN Integrated Office in Burundi (BINUB), 85–86 Bush, George W., 58, 61, 109 Cambodia, 11 Canada, 58, 62 Center on International Cooperation, 41
379
Central African Economic and Monetary Community (CEMAC), 33, 36 Central African Republic (CAR): Armée Populaire pour la Restauration de la Republique et la Démocratie (APRD), 35; EU Force in the Republic of Chad and the Central African Republic (EUFOR-TCHAD/RCA), 8, 24, 32–38; Force Multinational de la Communauté Économique et Monétaire de L’Afrique Centrale (FOMUC), 33, 36; France’s influence in central African region, 22, 36; insecurity for decades, internal, 32; internally displaced persons, 32; Mission de Consolidation de la Paix (MICOPAX), 36, 37; reflex solution to crisis, peacekeeping as a, 22; summary/conclusions, 38; UN-EU partnership, 36–38; Union des Forces Démocratiques pour le Rassemblement (UFDR), 35; UN Mission in the Central African Republic (MINURCA), 32; UN Mission in the Central Africa Republic and Chad (MINURCAT), 24, 32–38; UN Peacebuilding Support Office in the Central African Republic (BONUCA), 32–34, 36 Central America, 11 Chad: conflict in one state poses danger to security/stability of other states, 23, 34, 43, 44–45; consent/protection/overstretch, 24; Dakar Agreement (2008), 25, 36, 44; EU Force in the Republic of Chad and the Central African Republic (EUFOR-TCHAD/RCA), 8, 25, 32–38; France’s influence in central African region, 22, 36; insecurity for decades, internal, 32; internally displaced persons, 32; Justice and Equality Movement (JEM) rebels from Darfur help rebels, 35; no peace to keep, 24, 25; rebel groups attack the capital, 35; reflex solution to crisis, peacekeeping as a, 22; summary/conclusions, 38; summary of 2008, strategic, 2, 4; UN-EU partnership, 36–38; UN Mission in the Central Africa Republic and Chad (MINURCAT), 25, 32–38; Zoe’s Ark, 33 China, 4, 22, 24, 63 Christofias, Demetris, 94 CIS. See Commonwealth of Independent States Cold War, 10 Collier, Paul, 74 Colombia, 104 Commonwealth of Independent States (CIS), 98, 99 Comoros and AU Electoral and Security Assistance Mission (MAES), 89 Compaoré, Blaise, 91 Congo, Republic of, 35 Congo, the former Belgian, 10, 11 See also Democratic Republic of Congo
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Cost-benefit analysis of peacekeeping missions, 74 Côte d’Ivoire: disarmament/demobilization/ reintegration (DDR), 89, 90; ECOWAS Mission in Côte d’Ivoire (ECOMICI), 89; elections, 90; Evaluation and Monitoring Committee (EMC), 89–90; Forces Nouvelles, 90–91; Operation Licorne, 89–91; Ouagadougou Agreement (2007), 89–91; state authority, extension of, 91; summary/conclusions, 4, 8, 91; UN Operation in Côte d’Ivoire (UNOCI), 89–91 Cyprus, 4; UN Peacekeeping Force in Cyprus (UNFICYP), 94–95 Dahal, Pushpa K., 121 Dakar Agreement (2008), 25, 35, 44 Darfur Peace Agreement (2006), 25, 42, 44. See also Sudan/Darfur Dayton Accords (1995), 82 Déby, Idriss, 32, 34 Democratic Republic of Congo (DRC): Actes d’Engagement, 51, 52; Amani process, 51–52; Bundu Dia Kongo, 52–53; Congolese Rally for Democracy (RCD-Goma), 50; Congrès National pour la Defense du Peuple (CNDP), 49, 51, 52; deployment patterns in 2008, 8; disarmament/ demobilization/reintegration (DDR) process, 49, 50; elections, rule of law and local, 53–54; EU Police Mission in the Democratic Republic of Congo (EUPOL RD Congo), 50, 53; EU Security Reform Mission in the Democratic Republic of Congo (EUSEC RD Congo), 50, 53; faltering peace process, 51–53; Forces Armées du République Démocratique du Congo (FARDC), 49, 50, 52; Forces Démocratiques de Liberation du Rwanda (FDLR), 50, 53, 54; Global All-Inclusive Accord, 49–50; Lusaka Agreement (1999), 49; Movement for Liberation of the Congo (MLC), 50; operational dilemmas, 13; overview, 49; Patriotes Résistants du Congo (PARECO), 53; People’s Party for Reconstruction and Development (PPRD), 50; robust peacekeeping, 14; Rwanda and, relations between, 50, 54; security reform, 53; summary/conclusions, 3, 4, 54; UN Organization Mission in the Democratic Republic of Congo (MONUC), 49–54 Djibouti Agreement (2008), 25, 126 Doss, Alan, 54, 112 Downer, Alexander, 94 DRC. See Democratic Republic of Congo Durch, William, 7 DynCorp, 114 East Timor. See Timor-Leste Economic Community of Central African States (CEEAC), 36 Economic Community of West African States (ECOWAS), 89, 91, 112 ECOWAS. See Economic Community of West African States Egypt, 22, 70–72 Eide, Kai, 56, 62 Eliasson, Jan, 25, 44 England, Madeline L., 7 Eritrea: Algiers Agreement (2000), 96, 97; Chad and Sudan, relations between, 35; conflict in one state poses danger to security/stability of other states, 17, 24, 97, 124, 127; EthiopiaEritrea Border Commission (EEBC), 26, 27, 96; no peace to keep, 24; reflex solution to crisis,
peacekeeping as a, 22; summary of 2008, strategic, 4; terrorism and counterterrorism, 26–27; UN Mission in Ethiopia and Eritrea (UNMEE), 26, 27, 96–97 Ethiopia: Algiers Agreement (2000), 96, 97; conflict in one state poses danger to security/ stability of other states, 17, 24, 97, 124, 127; Ethiopia-Eritrea Border Commission (EEBC), 26, 27, 96; no peace to keep, 24; reflex solution to crisis, peacekeeping as a, 22; Somalia and, relations between, 26, 124, 126, 127; summary of 2008, strategic, 4; terrorism and counterterrorism, 26–27; UN Mission in Ethiopia and Eritrea (UNMEE), 26, 27, 96–97 EU. See European Union European Commission, 75 European Union (EU): Actes d’Engagement in DRC, 51; Burundi, 86; deployment patterns in 2008, 8; national interests, mission objectives vs., 16; setbacks, primary cause of peacekeeping, 5–6; summary of 2008, strategic, 2, 4, 7; United Nations and, relationship between, 36–38, 78–79. See also EU listings under individual countries; Evolution/adaptation of peace operations; Summary of 2008, strategic; individual countries Evolution/adaptation of peace operations: Afghanistan/Darfur, from the Brahimi Report to, 12–13; Agenda for Peace, operations before, 10–11; Brahimi Report, from Agenda for Peace to the, 11–12; doctrinal dilemmas, 15–16; legitimacy, international, 17; national interests, mission objectives vs., 16–17; operational dilemmas, 13–14; purposes of peace operations, 10; summary/conclusions, 17; war-fighting, from robust peacekeeping to, 13–17 Fieth, Pieter, 75 Fomboni Accords (2001), 88 France: Afghanistan, losses suffered in, 61; African region, influence in central, 22, 36; colonies, desire to maintain influence in former, 24; Côte d’Ivoire, peacekeepers in, 91–93; Kosovo and, relationship between, 73; NATO Kosovo Force, 77; war-fighting, lines blurred between peacekeeping and, 15; Zoe’s Ark, 33 Gates, Robert, 58, 59, 62 Gaza, 70, 71, 72 Gbagbo, Laurent, 90 Georgia: Agreement on the Principles for Peace Settlement of the Georgian-Ossetian Conflict (2002), 99; CIS Peacekeeping Force (CISPKF) in Abkhazia-Georgia, 99–102; EU Monitoring Mission in Georgia (EUMM), 99, 102; Group of Friends, 100, 101; history of internal conflicts in, 98–99; internally displaced persons, 101; Joint Control Commission (JCC), 99; Moscow Agreement (1994), 98, 100; NATO, pursuit of membership in, 100; OSCE Mission to Georgia, 98, 99, 101; Russia and, relations between, 98–102; South Ossetia and Abkhazia, relations with, 98–102; summary/conclusions, 3–5, 102; UN Observer Mission in Georgia (UNOMIG), 98–102 Germany, 61–62, 73 Gizenga, Antoine, 54 Governance and Economic Management Assistance Program (GEMAP), 114 Gusmão, Xanana, 129, 130
Haiti: Aristide overthrown in a coup, 103–104; economic hardships, 103; elections, 104, 105; gang violence, 105; Haitian National Police (HNP), 105, 106; judicial system reforms, 106– 107; reorientation of MINUSTAH, 105–106; summary/conclusions, 4, 8, 107; UN Mission in Haiti (UNMIH), 104; UN Stabilization Mission in Haiti (MINUSTAH), 4, 8, 103–107; UN Support Mission in Haiti (UNSMIH), 104; UN Transition Mission in Haiti (UNTMIH), 104 Hamas, 71, 72 Hariri, Rafiq, 66 Hezbollah, 3, 65–67, 68, 69 HIV (human immunodeficiency virus), 113 Humanitarian organizations struggling with private security dilemma, 41 Hussein, Sadam, 108 Hussien, Nur Adde, 126 Hutu people, 85 India, 15, 62; Karachi Agreement (1949), 121; UN Military Observer Group in India and Pakistan (UNMOGIP), 121 Indonesia, 10, 12, 129, 132 Insulza, José M., 104 Inter-Governmental Authority on Development (IGAD), 28, 125 Internally displaced persons (IDPs). See individual countries International Civilian Representative (ICR), 74, 75, 79 International Criminal Court (ICC), 40, 44, 45, 47 International Monetary Fund (IMF), 112 International Monitoring Team (IMT), 8 International Security Assistance Force (ISAF), 8, 13, 14, 56, 58, 60–61 Iran, 63, 69 Iraq: Coalition Provisional Authority, 108; elections, 109; Multinational Forces in Iraq (MNF-I), 108–110; NATO Training Mission in Iraq (NTM-I), 108, 109; surge, the, 109; UN Assistance Mission in Iraq (UNAMI), 108, 109; withdrawal of peacekeeping forces, 109–110 Israel: Annapolis process, 69, 72; EU Border Assistance Mission at Rafah (EUBAM Rafah), 70; Hezbollah attacks on, 65–66; Lebanon, airflights over, 67; Multinational Force and Observers in Sinai (MFO Sinai), 71, 72; Syria and, relations between, 69; Temporary International Presence in Hebron (TIPH), 71; Truce Commission, 10; UN Disengagement Observer Force (UNDOF), 69–70; UN Interim Force in Lebanon (UNIFIL), 65–68; UN Resolution 1701, 66–67; UN Truce Supervision Organization (UNTSO), 70. See also Lebanon Italy, 61 Al-Itihaad al-Islaami, 27 Jemaah Islamiah, 116 Kabila, Joseph, 50, 51 Karzai, Hamid, 55 Kemakeza, Alan, 122 Koenings, Tom, 57 Koroma, Ernest B., 91 Kosovo: elections of 2008, 78; ethnic divisions, 84; EU Rule of Law Mission in Kosovo, 75–76, 78–79; EU/UN relations, 78–79; France and, relations between, 73; independence announcement and ethnic clashes, 76–78; Individual
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Partnership Action Plan, 84; International Civilian Representative (ICR), 74; legal issues/ developments, 75–76; NATO, pursuit of membership in, 100; NATO Kosovo Force (KFOR), 73–77, 79, 84; OSCE Mission in Kosovo (OMIK), 74–75, 79; Partnership for Peace Program, 84; Russia objects to independence for, 73; security issues, 76–78; summary/ conclusions, 79; summary of 2008, strategic, 3; UN Mission in Kosovo (UNMIK), 74–79 Lajcak, Miroslav, 83 Lebanon: Hezbollah, 65; Israeli airflights over, 67; mandated tasks for UN, 68; political issues/ reforms, 68–69; security issues/reforms, 66–67; summary of 2008, strategic, 2–3; Syria and, relations between, 65, 67, 69; UN Interim Force in Lebanon (UNIFIL), 8, 63–68; UN Resolution 1701, 66–67; war as result of Hezbollah attacking Israeli, 65–66 Legitimacy for peacekeeping operations, international, 17 Liberia: Comprehensive Agreement (2003), 111; Defense Act, 113; drawdown of UN Mission, 112; ECOWAS Mission in Liberia (ECOMIL), 111; law, governance and the rule of, 111, 114–115; Liberian Anticorruption Commission Act, 113; Liberia Poverty Reduction Forum, 112; natural resources, competition over, 112; police reform, 114; reform agenda, 113–114; security sector reform, 113–114; stability, experiencing long stretch of, 111; summary/ conclusions, 4, 8, 115; United States and, relations between, 114; UN Mission in Liberia (UNMIL), 111–115 Libya, 35 Likimani, Sopiato, 111 Livni, Tzipi, 68–69 Løj, Ellen M., 112 Lusaka Agreement (1999), 49 Malaysia, 8, 116 al-Maliki, Nouri, 109 Marquez, Joni, 133 Mauritania, 135 McKiernan, David, 59 Medvedev, Dimitry, 119 Mehmet Ali Talat, 94 Middle East, 8, 65. See also Israel; Lebanon; Palestinian people Miguel Insulza, José, 104 Mindanao: International Monitoring Team (IMT), 116–117; Moro Islamic Liberation Front (MILF), 116–117; Moro National Liberation Front (MNLF), 116; summary of 2008, strategic, 8 MINURCAT. See UN Mission in the Central African Republic and Chad MINURSO. See UN Mission for the Referendum in Western Sahara MINUSTAH. See UN Stabilization Mission in Haiti Moldova-Transdniestria: Joint Control Commission (JCC) Peacekeeping Force, 118–119; Moscow-Chisinau Peace Agreement (1992), 118; Russia and, relations between, 118–119 MONUC. See UN Organization Mission in the Democratic Republic of the Congo, Morocco, 135–136
Mozambique, 11 Mullen, Michael, 55 Musharraf, Pervez, 62, 121 Muzito, Adolphe, 54 Namibia, 11 NATO. See North Atlantic Treaty Organization Nepal: Communist Party of Nepal (Maoists), 121; Comprehensive Peace Agreement (2006), 121; elections, 121; summary of 2008, strategic, 4; UN Mission in Nepal (UNMIN), 121–122 Netherlands, 10, 58 New Zealand, 130 Nigeria, 22 Nkunda, Laurent, 4, 49–51 Nkurunziza, Pierre, 85, 87 Non-UN missions, global statistics on: in Africa by organization, troops/police deployed, 179, 181; contributors, top twenty, 173–174; costs of missions, 193; in Europe by organization, troops, 180; heads of missions, 194–195; military and observer missions, 182–187; by organization, contributors of military personnel, 175; by organization, deployment of police, 178; overview, 170–171; police and civilian missions, 187–191; regions, deployment to, 176–177. See also individual countries North Atlantic Council, 76 North Atlantic Treaty Organization (NATO): Afghanistan mission, debate over appropriateness of, 6; deployment patterns in 2008, 8; Georgia’s pursuit of membership in, 100; International Security Assistance Force, 8, 13, 14, 56, 58, 60–61; Kosovo’s pursuit of membership in, 100; national interests, mission objectives vs., 16; summary of 2008, strategic, 2. See also Evolution/adaptation of peace operations; NATO listings under individual countries Nur Adde Hussein, 126 Obasanjo, Olusegun, 54 Olmert, Ehud, 68–69 Organization for Security and Cooperation in Europe (OSCE), 3–4. See also OSCE listings under individual countries Organization of African Unity (OAU), 88 Organization of American States (OAS), 104 Organization of the Islamic Conference (2004), 116 Ouattara, Alassane, 91 Overseas Development Institute, 41 Pacific Architects Engineers, 114 Pacific Islands Forum (PIF), 122 Pakistan: Afghanistan and, relations between, 55–56, 62–63; Karachi Agreement (1949), 121; UN Military Observer Group in India and Pakistan (UNMOGIP), 121; US conduscts cross-border operations into, 61 Palestinian people: Annapolis process, 69, 72; EU Border Assistance Mission at Rafah (EUBAM Rafah), 70; EU Coordinating Office for Palestinian Police Support (EU COPPS), 70–71; Temporary International Presence in Hebron (TIPH), 71–72 Peacekeeping operations, beginning of, 10–11. See also Evolution/adaptation of peace operations; North Atlantic Treaty Organization; Summary of 2008, strategic; United Nations; individual countries
Pearson, Lester, 11 Philippines, 8, 116 Pierre-Louis, Michèle, 106 Piracy off coast of Somalia, 127 Poland, 108 Police deployments, 7–11. See also individual countries Portugual, 12 Preval, Rene, 106 Purposes of peace operations. See Evolution/ adaptation of peace operations Putin, Vladimir, 100 Al-Qaeda, 24, 25, 27, 56, 109, 116, 124 Qazi, Ashraf, 46 Ramos-Horta, José, 129, 131 Referees, peacekeepers deployed as, 10, 11 Reinado, Alfredo, 129, 131 Romania, 118 Rosin, Larry, 77 Rücker, Joachim, 75, 77, 79 Russia: Agreement on the Principles for Peace Settlement of the Georgian-Ossetian Conflict (2002), 99; CIS-South Ossetia Joint Peacekeeping Forces (JPKF), 99; Georgia and, relations between, 98–102; Joint Control Commission (JCC), 99; Kosovo, objections to independence for, 73; Moldova-Transdniestria and, relations between, 118–119; Moscow Agreement (1994), 98, 100; summary of 2008, strategic, 3–5 Rwanda, 4, 11, 50, 54 Rwasa, Agaton, 87 Saakashvili, Mikhail, 99 al-Sadr, Moktada, 109 Salim, Salim A., 25, 44 Scandinavia, 25 Schwarz-Schilling, Christian, 83 Security dilemma, humanitarian organizations struggling with private, 41 Sexual violence as a tactic of war, 87 Al-Shabaab, 27 Sierra Leone: Brahimi Report, 12; summary of 2008, strategic, 4; UN Integrated Office in Sierra Leone (UNIOSIL), 91; UN Integrated Peacebuilding Office in Sierra Leone (UNIPSIL), 91; UN Mission in Sierra Leone (UN-AMSIL), 91 Sikua, Derek, 123 Sirleaf, Ellen J., 111 Slovakia, 76 Sogavare, Manasseh, 122 Solomon Islands: Forum of Ministerial Standing Committee (FMSC), 122–123; Regional Assistance Mission in the Solomon Islands (RAMSI), 122–123 Somalia: Agenda for Peace, 11; Alliance for the Reliberation of Somalia (ARS), 124–126; AU Mission in Somalia (AMISOM), 26, 124–127; complex interactions between peacekeeping actors, 22; conflict in one state poses danger to security/stability of other states, 17, 97, 124, 127; consent/protection/overstretch, 26; Djibouti Agreement (2008), 25, 126; Ethiopia and, relations between, 26, 97, 124, 126, 127; humanitarian issues, 126–127; InterGovernmental Authority (IGAD), 125; no peace to keep, 24–25; partnership between
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local/international stakeholders, enhancing, 125; piracy off coast of, 127; reflex solution to crisis, peacekeeping as a, 22; security situation, deteriorating, 125, 126; summary/conclusions, 2, 6, 127; terrorism and counterterrorism, 24, 27, 124; Transitional Federal Government (TFG), 26, 124–126; Transitional Federal Institution (TFI), 124–125; UN Office for Project Services (UNOPS), 125 Soro, Guillaume, 90 South Africa, 22, 86 South Ossetia, 98–102, 119; CIS-South Ossetia Joint Peacekeeping Forces (JPKF), 99 State surrogates, peacekeepers deployed as, 10, 12 Statebuilders, peacekeepers deployed as, 10, 12 Statistics on UN missions, global: budgets and financial contributions, 162–165; civilian personnel, 154–155, 157–158; fatalities, 160– 161; gender statistics, 159; mandate renewals, 166; observers, military, 141–143; occupations, staff, 156; personnel, total, 159; police, 143– 146; region, personnel by, 147–153; timeline, operations (1945–2008), 167; troops, total UN, 138–140. See also individual countries and individual missions Stockholm International Peace Research Institute (SIPRI), 170 Sudan/Darfur: Abyei Boundaries Commission (ABC), 46; African character, desire to have the peace mission to have an, 42; AU Mission in Sudan (AMIS), 26, 28, 40–43; capital coming under attack, 43; complex interactions between peacekeeping actors, 22; Comprehensive Peace Agreement (CPA), 22, 24, 28, 40–43; conflict in one state poses danger to security/stability of other states, 24, 34, 43, 44–45; consent/protection/ overstretch, 25–26; Dakar Agreement (2008), 25, 35, 44; Darfur Peace Agreement (2006), 24, 42, 44; delays in the peacekeeping deployment, 42–43; deployment patterns in 2008, 8; disarmament/demobilization/reintegration (DDR) efforts, 46; elections, 47; evolution/ adaptation of peace operations, 12–14; humanitarian situation, deterioration of the, 45; internally displaced persons, 32, 43, 45; International Criminal Court and the president of, 40, 44, 45, 47; Justice and Equality Movement (JEM) rebels, 35, 43, 45–46; National Congress Party (NCP), 38, 45–46; National Council for Disarmament, Demobilization and Reintegration, 47; no peace to keep, 24, 25; North-South: background/key developments, 45–47; robust peacekeeping, 12; security environment, deteriorating, 43–47; Sierra Leone contributes peacekeepers, 91; Sudan Alliance Forces (SAF), 46; Sudan Liberation Army (SLA), 43; Sudan People’s Initiative, 44; Sudan People’s Liberation Movement (SPLM), 23, 40, 44, 46; summary/conclusions, 2, 6–7, 47; terrorism and counterterrorism, 26–27; UN Advance Mission in Sudan (UNAMIS), 45; UN-AU Hybrid Mission in Darfur (UNAMID), 6–8, 14, 24, 40–47, 91; UN Mission in Sudan (UNMIS), 40, 42, 45. See also Central African Republic; Chad Suez crisis of 1956, 11 Suleiman, Michael, 65 Summary of 2008, strategic: Africa, origin of UN military personnel in, 5; civilians (suitable) to oversee political aspects of missions, 7–8;
deployment patterns in 2008, 8; failure, sources of, 4–7; military deployments in global peace operations, 2, 3; police/policing and the rule of law, 7, 8, 10, 11; regions, UN and non-UN military deployments to, 5; summary/conclusions, 7–8; terrible year for peacekeeping, 2–4; terrorism and counterterrorism, 6; war-fighting, lines blurred between peacekeeping and, 7. See also Evolution/adaptation of peace operations Syria, 65, 67, 69–70 Talat, Mehmet Ali, 94 Taliban, 13, 55, 63 Talvitie, Heiki, 101 Tanzania, 87 Terrorism and counterterrorism, 6, 24, 26–27, 124. See also Al-Qaida Timor-Leste: Commission on Truth and Friendship, 133; Forcas Armadas da Libertacão Nacional de Timor-Leste/Forcas Amadas de Defesa de Timor-Leste (F-FDTL), 130–132; Frente Revolucionária do Timor-Leste Independente (FRETILIN), 130, 131, 133; human rights violations, 131; internally displaced persons, 132; International Force in East Timor (INTERFET), 14; International Security Forces (ISF), 130, 131; Joint Command, 131, 132; Law of Information Systems, 132; Policia Nacional de Timor-Leste (PNTL), 130–133; reconciliation and accountability, issues surrounding, 133; security sector reform, 132–133; Sierra Leone contributes peacekeepers, 91; stability, threats to social/political/economic, 129–130; state surrogates/statebuilders, peacekeepers as, 12; summary/conclusions, 4, 8, 133–134; UN Integrated Mission in Timor-Leste (UNMIT), 8, 129–134; UN Mission of Support in East Timor (UNMISET), 130; UN Office in Timor-Leste (UNOTIL), 130; UN Transitional Administration in East Timor (UNTAET), 130 Transdniestria: Joint Control Commission (JCC) Peacekeeping Force, 118–119; MoscowChisinau Peace Agreement (1992), 118; Russian-Georgian relations, 119 Truce Commission, 10 Tutsi people, 85 Uganda, 50, 87, 125 Ukraine, 118 UN. See United Nations UNAMA. See UN Assistance Mission in Afghanistan UNAMI. See UN Assistance Mission for Iraq UN Assistance Mission for Iraq (UNAMI), 108–109, 248–254 UN Assistance Mission in Afghanistan (UNAMA), 13, 55–58, 240–247 UN Disengagement Observer Force (UNDOF), 69–70, 262–269 UNDOF. See UN Disengagement Observer Force UNFICYP. See UN Peacekeeping Force in Cyprus UNIFIL. See UN Interim Force in Lebanon UN Integrated Mission in Timor-Leste (UNMIT), 8, 129–134, 339–347 UN Integrated Office for Sierra Leone (UNIOSIL), 91, 289–295 UN Integrated Office in Burundi (BINUB), 85–86, 202–207 UN Interim Administration Mission in Kosovo (UNMIK), 74–79, 305–312
UN Interim Force in Lebanon (UNIFIL), 8, 65–68, 279–288 Union of Islamic Courts (UIC), 26, 126 UNIOSIL. See UN Integrated Office for Sierra Leone United Kingdom, 15, 22, 58, 73, 108 United Nations: Actes d’Engagement in DRC, 51; Africa, 23; Brahimi Report, 11–12, 25, 57; Congo, the former Belgian, 10; cost-benefit analysis of peacekeeping missions, 74; deployment patterns in 2008, 8, 11, 12; East Timor (INTERFET), International Force in, 14; European Union and, relationship between, 36–38, 78–79; first peace operations, 10–11; Independent Panel on Safety and Security of UN Personnel and Premises Worldwide (IPSS), 57; national interests, mission objectives vs., 16–17; Peacekeeping Operations (DPKO), Department of, 8; police/policing and the rule of law, 7, 8; purposes of peace operations, 10; robust peacekeeping, 12; safety of UN personnel, 57; security dilemma, humanitarian organizations struggling with private, 41; summary of 2008, strategic, 2, 4; United Nations Peacekeeping Operations: Principles and Guidelines, 16; “Women, Peace, and Security: Sexual Violence in Situations of Armed Conflict,” 87. See also Evolution/ adaptation of peace operations; Statistics on UN missions, global; Summary of 2008, strategic; UN listings under individual countries United States: Actes d’Engagement in DRC, 51; Africa, confused US policy in, 22, 28; Annapolis process in the Middle East, 65; deployment patterns in 2008, 8; Georgia, 5; International Security Assistance Force, 58; Iraq, 108–109; Kosovo and, relationship between, 73; Liberia and, relations between, 113–114; Operation Enduring Freedom (OEF), 56, 58–59; Pakistan, US incursions into, 61; summary of 2008, strategic, 2; terrorism and counterterrorism, 23, 26–27; war-fighting close to peacekeeping, 15. See also Afghanistan UNMEE. See UN Mission in Ethiopia and Eritrea UNMIK. See UN Interim Administration Mission in Kosovo UNMIL. See UN Mission in Liberia UN Military Observer Group in India and Pakistan (UNMOGIP), 121, 348–353 UNMIN. See UN Mission in Nepal UNMIS. See UN Mission in the Sudan UN Mission for the Referendum in Western Sahara (MINURSO), 135–136, 214–220 UN Mission in Ethiopia and Eritrea (UNMEE), 26, 27, 96–97, 296–304 UN Mission in Liberia (UNMIL), 110–115, 313–322 UN Mission in Nepal (UNMIN), 121–122, 323–328 UN Mission in the Central African Republic and Chad (MINURCAT), 24, 32–38, 208–213 UN Mission in the Sudan (UNMIS), 40, 42, 45, 329–338 UNMIT. See UN Integrated Mission in TimorLeste UNMOGIP. See UN Military Observer Group in India and Pakistan UN Observer Mission in Georgia (UNOMIG), 98–102, 364–371 UNOCI. See UN Operation in Côte d’Ivoire
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UNOMIG. See UN Observer Mission in Georgia UN Operation in Côte d’Ivoire (UNOCI), 89–91, 354–363 UN Organization Mission in the Democratic Republic of the Congo (MONUC), 49–54, 230–239 UN Peacekeeping Force in Cyprus (UNFICYP), 94–95, 270–278 UN Stabilization Mission in Haiti (MINUSTAH), 4, 8, 103–107, 221–229 UN Truce Supervision Organization (UNTSO), 70, 372–378 UNTSO. See UN Truce Supervision Organization
van Walsum, Peter, 134 Vaness, David, 57 Vendrell, Francesc, 63 Vieira de Mello, Sergio, 109 Voronin, Vladimir, 118–119 Wade, Abdoulaye, 35 Walsum, Peter van, 135–136 War-fighting, lines blurred between peacekeeping and, 7, 13–17 Western Sahara: Frente Popular para la Liberación de Saguia el-Hamra y de Río de Oro (POLISARIO), 135, 136; internally displaced persons, 136; Morocco and, relations between,
135–136; UN Mission for the Referendum in Western Sahara (MINURSO), 135–136 Witnesses, peacekeepers deployed as fair, 10, 11 “Women, Peace, and Security: Sexual Violence in Situations of Armed Conflict,” 87 World Bank, 60, 92, 114 World Food Programme, 45 Yadav, Ram Baran, 120 Abdullahi Yusuf Ahmed, 124, 126, 127 Zacklin, Ralph, 57 Zannieri, Lamberto, 79 Zoe’s Ark, 33
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About the Book
Unique in its breadth of coverage, the Annual Review of Global Peace Operations presents the most detailed collection of data on peace operations—those launched by the UN, by regional organizations, by coalitions, and by individual nations—that is available. Features of the 2009 volume include: • a discussion of the complex nature of contemporary peace operations and their strategic aims • a summary analysis of trends and developments in peace operations through 2008 • concise analyses of all peacekeeping missions on the ground in 2008 • in-depth explorations of key missions, focusing on those that faced significant challenges or underwent major developments • special attention to the cluster of interrelated conflicts and peace operations across the Horn of Africa • extensive, full-color maps, figures, and photographs The editorially independent Review is a project of the Center on International Cooperation at New York University, with the support of the Peacekeeping Best Practices Section of the UN’s Department of Peacekeeping Operations.
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