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philosophy, black film, film noir
Philosophy,BlackFilm,FilmNoir dan f lory
th e p ennsy lva ni a state u ni ver si ty p ress u ni ver si ty pa r k , p ennsy lva ni a
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LibraryofCongressCataloging-in-PublicationData Flory,Dan. Philosophy,Blackilm,ilmnoir/DanFlory. p. cm. Includesbibliographicalreferencesandindex. Summary:“ExamineshowAfrican-Americanaswellasinternationalilmsdeploy ilmnoirtechniquesinwaysthatencouragephilosophicalrelection.Combines philosophy,ilmstudies,andculturalstudies”—Providedbypublisher. isbn-13:978-0-271-03344-0(cloth:alk.paper) 1.AfricanAmericansinmotionpictures. 2.AfricanAmericanmotionpictureproducersanddirectors. 3.Filmnoir—UnitedStates—Historyandcriticism. I.Title. pn1995.9.n4f592008 791.43’652996073— dc22 2007050089 Copyright©2008ThePennsylvaniaStateUniversity Allrightsreserved PrintedintheUnitedStatesofAmerica PublishedbyThePennsylvaniaStateUniversityPress, UniversityPark,PA16802-1003 ThePennsylvaniaStateUniversityPressisamemberoftheAssociationofAmerican UniversityPresses. ItisthepolicyofThePennsylvaniaStateUniversityPresstouseacid-freepaper. ThisbookisprintedonNaturesNatural,containing50%post-consumerwaste,and meetstheminimumrequirementsofAmericanNationalStandardforInformation Sciences—PermanenceofPaperforPrintedLibraryMaterial,ansiz39.48 –1992.
forSusan
contents
list of illustrations ix preface xi acknowledgments xv introduction: PhilosophyandtheBlacknessofFilmNoir
1 2 3 4 5 6 7 8
SpikeLeeandtheSympatheticRacist 39 NoirProtagonistsandEmpathyinDotheRightThing RaceandTragedyinOneFalseMove 100 NihilismandKnowledgeinClockers 124 “GuiltyofBlackness” 153 BeyondtheGangsta 185 OtherFormsofBlackness 224 NoirandBeyond 261
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conclusion: Race,FilmNoir,andPhilosophicalRelection bibliography index 341
323
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309
illustrations
1 EuniceLeonard(TheresaHarris)andherdate(CalebPeterson)warilyanswer thequestionsofprivatedetectiveJeffMarkham(RobertMitchum)(Outofthe Past,RKORadioPictures,1947) xviii 2 Dr.LutherBrooks(SidneyPoitier)asksEdie(LindaDarnell)torecognizethe humanityofthemanwhojustshothim,Ray(RichardWidmark)(NoWayOut, TwentiethCentury-FoxFilmCorporation,1950) 31 3 Acrowddisperses,leavingJoseph(JuanHernandez)aloneonthedock (TheBreakingPoint,WarnerBrotherPictures,1950) 34 4 Pancho(ThomasGomez)movestoprotecttheinjuredGagin(RobertMontgomery),asPila(WandaHendrix)cradleshiminherarms(RidethePinkHorse, UniversalInternationalPictures,1947) 36 5 Sal(DannyAiello)angrilyracializestheconfrontationaboutwhichpictures shouldhangonthewallofhispizzeria(DotheRightThing,40Acres&AMule Filmworks,1989) 45 6 RadioRaheem(BillNunn),Smiley(RogerGuenveurSmith),andBuggin’ Out(GiancarloEsposito)enterSal’sFamousPizzeria(DotheRightThing, 40Acres&AMuleFilmworks,1989) 51 7 PhilipMarlowe(HumphreyBogart)threatensanoff-cameraEddieMars(John Ridgeley)(TheBigSleep,WarnerBrothersPictures,1946) 67 8 Jeff(RobertMitchum)confessestoAnn(VirginiaHuston)hismysteriouspast (OutofthePast,RKORadioPictures,1947) 69 9 NaziringleaderAlexSebastian(ClaudeRains)succumbstothecharmsof AmericanspyAliciaHuberman(IngridBergman)ashismother(Madame Konstantin)suspiciouslylookson(Notorious,RKORadioPictures,1946) 73 10 CausticpickpocketSkipMcCoy(RichardWidmark)baitshispolicedepartmentrival,CaptainDanTiger(MurvynVye)(PickuponSouthStreet,Twentieth Century-FoxFilmCorporation,1953) 77 11 AshotfromSpikeLee’shomagetoRobertMitchum(DotheRightThing 40Acres&AMuleFilmworks1989) 85 12 TheirstoffourshotsdepictingRadioRaheem’s(BillNunn)lifelessstare (DotheRightThing40Acres&AMuleFilmworks,1989) 86 13 DaMayor(OzzieDavis)pleadswithneighborhoodresidentstocalmdown, thinkrationally,andactaccordingly(DotheRightThing40Acres&AMule Filmworks,1989) 92 14 Mookie(SpikeLee)agonizingoverwhattodo(DotheRightThing40Acres& AMuleFilmworks,1989) 93 15 AvisiblyconstrictedshotofHurricane(BillPaxton),asfateclosesinonhim (OneFalseMove,IRSMedia,1992) 110
ListofIllustrations
16 Hurricane(BillPaxton)speakstohislong-deniedsonByron(RobertAnthony Bell)fortheirsttime(OneFalseMove,IRSMedia,1992) 112 17 CyndaWilliams’scharacterpleadswithareluctantHurricane(BillPaxton)totell theirsonthatheisthechild’sfather(OneFalseMove,IRSMedia,1992) 119 18 NYPDhomicidedetectiveRoccoKlein(HarveyKeitel)triestoforceStrike (MekhiPhifer)toconfesstoacrimehedidnotcommit(Clockers,40Acres& AMuleFilmworks/UniversalPictures,1995) 129 19 Rocco(HarveyKeitel)asrelectedinVictorDunham’s(IsaiahWashington)eye (Clockers,40Acres&AMuleFilmworks/UniversalPictures,1995) 136 20 Rocco(HarveyKeitel)guidesTyrone(PeeWeeLove)throughhisconfession ofhavingkilledErrolBarnes(TomByrd)(Clockers,40Acres&AMuleFilmworks/UniversalPictures,1995) 141 21 Teenagersgiveintotemptationandfrightenapasserby(Juice,Island World,1992) 166 22 O-Dog(LarenzTate)takesoffenseataremarkabouthismotherbyafrustrated liquorstoreoperator(MenaceIISociety,NewLineCinema,1993) 169 23 Caine(TyrinTurner)thinkingaboutthemeaningoflife(MenaceIISociety,New LineCinema,1993) 174 24 Theilm’sprotagonist(LaurenceFishburne)holdinganAfricanmask (DeepCover,NewLineCinema,1992) 187 25 TheundercoverpolicemanRussellStevensJr.(LaurenceFishburne)becomes drugdealerJohnHull(DeepCover,NewLineCinema,1992) 193 26 EasyRawlins(DenzelWashington),lookingverymuchthenoirdetective (DevilinaBlueDress,TriStarPictures,1995) 214 27 Mouse(DonCheadle)andEasy(DenzelWashington)invisualcounterpoint (DevilinaBlueDress,TriStarPictures,1995) 217 28 DaphneMonet(JenniferBeals)istorturedbyAlbright(TomSizemore,offcamera)(DevilinaBlueDress,TriStarPictures,1995) 218 29 MattyMereaux(LisaNicoleCarson)andLouisBatiste(SamuelL.Jackson)in eroticembrace,asrelectedinEve’s(JurneeSmollett)eye(Eve’sBayou,Addis WechslerPictures/ChubbCoFilm,1997) 233 30 Louis,appalledthathisdaughterhasseenhimhavingadulteroussex (Eve’sBayou,AddisWechslerPictures/ChubbCoFilm,1997) 234 31 SocratesFortlow(LaurenceFishburne),coninedbybars(AlwaysOutnumbered, AlwaysOutgunned,HBO/PalomarPicturesCorporation,1998) 246 32 Anthony(AlPalagonia)andJoeyT.(MichaelRispoli)dragabeatenandbloodied Ritchie(AdrianBrody)offtoseetheneighborhoodMaiacaptainasformerbest friendVinny(JohnLeguizamo)looksonpassively(SummerofSam,40Acres& AMuleFilmworks/TouchstonePictures,1999) 267 33 Sloan(JadaPinkettSmith)forcesPierreDelacroix(DamanWayans)atgunpointtolookatwhathehascontributedtobycreatingMantan(Bamboozled, 40Acres&AMuleFilmworks/NewLineCinema,2000) 291 34 Li’lZé(LeandroFirminodaHora)andhisgangposeforaphotographin CityofGod(CityofGod,O2Filmes/VideoFilmes/GloboFilmes/Lereby Productions/LumiereProductions/StudioCanal/WildBunch/Miramax Films,2003) 300 35 O-Dog(LarenzTate)iringhisgunsideways(MenaceIISociety,NewLineCinema,1993) 301
preface
In order to understand white resistance to full equality for African Americans, black ex-slave, abolitionist, and civil rights leader Frederick Douglass arguedmorethanoncethatweneedtousephilosophy.1Ihavesoughttomeet hisrequirementbywritingabookthataddresseshowracefunctionsinnarrativeictionilm.AlthoughDouglasslivedlongenoughtohaveoverlapped withtheinventionofmotionpictures,Idonotknowwhetherheeveractually saw any. However, had he seen those early ilms of Edison or MuybridgeI thinkhewouldhaveunderstoodatoncethatexistingconceptionsofraceplay afundamentalroleinhowhumanbeingsarerepresented.Ibelievehealso wouldhaveunderstoodthatphilosophicalanalysiswouldbenecessarytodisentangletherat’snestofbeliefsthatmakeupmosttypicalcinematicviewing habits.Douglassoftenarguedthaterrantbutenduringpresumptionsabout blackhumanitydistortedmanywhites’abilitytoperceiveAfricanAmericans asfullyhuman,sothetransferenceofsuchbeliefstowatchingmovieswould havecomeasnosurprisetohim.Ontheotherhand,morethanacenturyafter hisdeathitstillshocksmanywhitestodiscoverthattheircinematicperceptionmayberaced. Overtheyearsmakersofblackilmshavefrequentlytakenasoneoftheir objectivesthecommunicationofthisinsighttoaudiences,andyetithasalso frequentlybeenmisperceived,ignored,ordeemedanexaggeratedresponse toexistingsocialconditions.Ratherthanseriouslyentertainsuchapossibility,manyviewers— especiallywhiteviewers—resistthisracializationofhow theyperceiveilmnarrativebecauseitwouldrequiretooprofoundachange intheirfundamentalbeliefstructure,toopainfulashiftinhowtheythought about their fellow human beings. Instead of considering the possibility of racialbiasintheirilmviewing,manyclingtothebeliefthattheyalreadysee charactersinilms(aswellastheworld)fromahumanly“universal”standpoint.Aproblemoftenconfrontingmakersofblackilms,then,ishowtoconveythissociallycriticalrealizationinawaythattheiraudienceswouldreadily comprehend. 1. See, for example, Frederick Douglass, “Introduction,” in IdaB. Wells, Frederick Douglass,IrvineGarlandPenn,andFerdinandL.Barnett,TheReasonWhytheColoredAmericanIs NotintheWorld’sColumbianExposition,ed.RobertW.Rydell(1893;repr.,Urbana:Universityof IllinoisPress,1999),14–15.
ii
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Incontrast,ilmmakers,critics,andaudienceshavelongunderstoodthat ilmnoirhasaspecialcapacityforprovidingreadilyaccessiblesocialcriticism. Manyhavepraisedthisgroupofilmsforhowtheymakepeoplethinkabout existingstructuresofpowerandprivilege.Althoughnottypicallydirectedat problems concerning race, ilm noir’s capacity to raise questions about how thingsnormallystandisasalientcharacteristicevidentinmanyofitsmost representativeworks. Filmnoirhasfascinatedmeforalongtime.Iwasirstintroducedtoitas achild:anindependentMinneapolis,Minnesotatelevisionstation,nodoubt inspiredbytheBrattleTheaterinCambridge,Massachusetts,showedHumphreyBogartmoviesonSundayafternoons,soIgrewupwatchingDarkPassage,DeadReckoning,KnockonAnyDoor,andsimilarilmsthatmadeviewers thinkinordertoigureoutwhatwashappeningandcastacriticaleyeonthe richandpowerful.Atthesametime,Iwasenculturatedintoasocietywracked by the simultaneous promotion of social equality and racial inequality, and taughtthatitwasnothingoutoftheordinary.AsIgrewolder“NewHollywood”ilmmakersfoundinspirationinthesemoviesIhadenjoyedsomuch asachildandproducedsimilarnarrativesthatmadeviewersquestionhow thingswere,somethingthatIappreciatedmoreandmoreasthelate1960s matured,ripened,andthenrottedintothe1970s.Filmsthattroubledmeand made me relect about existing social conditions seemed vitally important, particularly when focused, literally or metaphorically, on matters of justice andfairness.Likemanyofmyera,Chinatownrepresentedapersonallandmarkbecauseitgaveexpressiontomyhorroratapervasivemoralcorruption revealedbytheWatergatescandalthatseemedtocomprisethenormalbusinessoperationsofmanygovernmentalinstitutions. Ataboutthesametime,racialprogressseemedtostagnate,andinsome casesrecede.Resistancetointegrationandafirmativeaction,perhapsepitomizedbyformerAlabamagovernorGeorgeWallace’s1968and1972presidentialcampaigns,indicatedthatmanywhitesbelievedfairnesstothemselves calledforunfairnesstowardeveryoneelse.Oftentheyfeltthattheyhadalready “doneenough”infavorofracialequalityandsawcontinuedcomplaintsofracismaspleasforspecialtreatment. Bythistime,Ihadalsobecomeinterestedinphilosophy.Asidefromraising questionsregardingwhatjusticeultimatelyis,suchprincipledinconsistency fascinatedmebecauseitgeneratedKantian-stylequestionsregardingconditionsofpossibilityforwhatweclaimtoknow.Forexample,howisitpossible forindividualstosimultaneouslyholdclearlyinconsistentbeliefs?Theissue seemedtometobepartlyepistemologicalinthatcompatibilityofourbeliefs plays a fundamental role in any claim we might make that human beings (sometimes)actrationally.Suchglaringinconsistenciesrequiredphilosophicalexplanationifassertionsofhumanrationalitycouldeverbesupported. Thus when the new black ilm wave began to use noir techniques and themesinthemiddleandlate1980s,Icametoperceivethemascrystallizing manyintereststhatIhadhadforalongtime.SeeingDotheRightThingfor
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theirsttimeIrememberasparticularlyformativebecauseIfeltIwasbeing challengedbyideasthatIcouldnotfullyassimilatejustthen,butknewtobe importantsocially,cinematically,andphilosophically.WhenIsawtheoutright African-Americanilmsnoirsreleasedafewyearslater,suchasOneFalseMove, DeepCover,Juice,andMenaceIISociety,theneedtomakethoseconnections became imperative. It took me some time to igure out how to coherently absorbtheideaspresentedintheseandotherblacknoirilms,andevenmore time to articulate that coherence, but one crucial feature in my efforts was realizingtheinsightexpressedbyDouglass:understandingwhiteresistance tofullsocialequalityforAfricanAmericansoftenrequirestheintegraluseof philosophy. Thisbookistheproductofmyextendedapplicationofphilosophytothe roleracecanplayinourcinematicviewingaswellasoursocialpractices.In writingit,Ihopetohaveforegroundedtherelective,analyticalworkeither embodied or encouraged by many black noir ilms; that is, the techniques throughwhichtheseilmsattimesexplore,attimesurgeustoexplore,such mattersasthetheoryandpracticeof“whiteprivilege,”thedistortingeffectsof whitesupremacy,andthewaysinwhichcategoriesofracehavedeinedand continuetodirectmuchofourcinematicperception,ourvisionofthemoral self,andwhatcountsasappropriatemoralsensibility.Partofmyargument abouttheseilmsisthattheyoftenfunctionphilosophicallyinthesensethat theyeitherprovideorpromoteseriousandsystematicconsiderationofpreconceivedideasinwaysthatmakepossiblethefundamentalalterationofour sensesofselfaswellastheworldinwhichwelive.Theirmakershavedirected noir’scapacitiestotroubleusandmakeusthinktowardmattersofraceandat timesraisedittothehighestlevelofrelectivethought.Byshakingwhiteviewersinparticularoutoftheirordinarymodesofthinking,theseilmsencouragethedevelopmentofalternativesystemsofcognitionthatchallengedominantformsofmoralknowledgeaswellascinematicperception.Perspicuous representationsofsuchmattersarecriticalbecausetheymakeclearerwhere wereallyare,morallyspeaking,andwhatweneedtodoinordertofullyput idealssuchasjusticeandequalityintopractice.Ihopethattheanalysesand argumentsIofferherewillsimilarlyinspirereaderstorelectseriouslyand systematicallyontheinterconnectionsbetweenphilosophy,race,ilm,andour socialpractices.Attheveryleast,theyshouldgivereadersaplacetobeginby offeringthemnewwaystolookattheseilms.
acknowledgments
Likemanyirst-timeauthors,Ihaveamassednumerousdebtstothosewho haveofferedhelp,encouragement,orinspirationalongtheway.Threeformer teachersIwishtosingleoutforpraiseareGaryIseminger,KeithGunderson, andMarciaEaton.WhileIwasanundergraduate,Garytaughtmemoreabout philosophythanIeverrealized,thedividendsofwhicharestillpayingoff.As mydissertationadviserKeithgavemethelatitudeandsenseofautonomythat Ineededtoinish—andtogoonandbecomeacolleague.Marciasparkedmy desiretospecializeinaieldthatIloved.ShealsosuggestedyearsagothatI combinemyinterestsinphilosophyandilm,oneproductofwhichyouhave inyourhands.IdonotexpecttheseoranyotherinstructorIhadtoendorse everythingIhavewrittenhere,butfromtimetotimeIhopetheycanseetheir inluenceinturnsofmindorphrase. OldfriendsIwishtospeciallythankhereareGarryPech,TomAtchison, Jonathan Munby, Karen Jüers-Munby, and Jim Glassman. While we were graduatestudentsGarryandTomlistenedtomeformorethanadecadewhile we spilled coffee and food on each other’s books talking away hours about philosophyofpsychology,Wittgenstein,ethics,andpoliticaltheory.Iprobably learnedmoreaboutphilosophicalthinkingfromthesetwothanfromanyone else.Tracesoftheirdifferentinluencesareevidentthroughoutthisbook— Garry’s sensibilities regarding philosophy of mind and psychology; Tom’s regardingradicalpoliticalphilosophyandethics.JonathanandKarenbecame friends and introduced me to American studies and comparative literature duringopen-endeddiscussionsthatlastedoveryearsanddissertations,and gavemeconidencethatIhadworthwhilethoughtsatatimewhenIwasvery unsure of myself. Their generosity, both intellectual and personal, is somethingIcontinuetoappreciate.Jimhasinspiredmethroughdecadesspanning graduatestudentandprofessionalliveswithhispoliticalcommitment,friendship,andintellectualinsatiability.ItwasalsoJimwhoirstpointedouttome the problems regarding race in philosophy by telling me about those early articlesbyHarryBrackenandRichardPopkincriticizingLocke’sandHume’s contributionstoracializedthinking. ColleaguesIwishtothankincludeCharlesMills,whoelectriiedmewith a presentation on white supremacy as a concept of philosophical analysis in 1994. His arguments underscored my sense that philosophy needed to addressmattersofrace.Charleshasalsoprovidedfriendship,advice,support, andcriticismovertheyearssinceweirstmet.Heevenservedasareviewer
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Acknowledgments
formybooktwice,soIfeeldoublygratefultohimforhiswillingnesstoplow throughmywork.SusanKollinhasreadeverywordIhavewritten,offered invaluableanalysisandcriticismofmyideas,arguments,andprose,andifI haven’tfollowedallheradviceproperly,itisonlybecauseofmyownstubbornnessandlackofinsight.DanShawhasmanagedFilmandPhilosophysince 2000andIamproudtohavehadtheopportunitytoassisthimineditingthat journal.Healsoservedasoneofmymanuscriptreviewersandofferedcrucial recommendationsthatsubstantiallyimprovedit.NoëlCarrollprovidedinspirationforyearsbeforewemetthroughhisworkonthephilosophyofilm,and sincehasbeenacrucialcolleagueandpeer.MurraySmith’sworkmovedme tofocusonmorallyambivalentnoircharacters,butmyinteractionswithhim havebeenanythingbutnoirish.Histhoughtfuladviceandcriticismhavemade thisworkfarbetterthanitwouldhavebeenotherwise.TomWartenbergwas actuallytheirsttorecommendthatIwritethisbook,andIdeeplyappreciate hisencouragement.Hiscommentsandadviceovertheyearshavesubstantiallyimprovedmyarguments.SimonDixonhaslistenedinhispatient,open mannerandprovidedthoughtful,generouscommentsfrombeforethebook wasevenanideainmyhead.Hiscollegialitywasacrucialfactorinmybelief thattheworkIwasdoingwasworthwhile. OthercolleaguesIwishtothankincludeSanderLee,KevinStoehr,PrasantaBandyopadhyay,RichardGilmore,BillLawson,TommyLott,AmyCoplan, LesterHunt,CarlPlantinga,RichardAllen,RayPratt,MitchAvila,Katherine Thomson-Jones, Leonard Harris, and Ron Sundstrom, whose comments, advice,orencouragementswerecrucialtothecompletionofthisbook.Ialso wishtothankmyphilosophycolleaguesatMontanaStateUniversityforprovidingmeawelcomeenvironmentinwhichtodomywork.Mydepartmental chairs,RobertRydellandBrettWalker,alsocameforwardwithsupportformy scholarshipintheformofcoursereleases,funding,andotherassistancethat facilitatedthecompletionofthisbook. Formorethanadecade,theSocietyforthePhilosophicStudyoftheContemporaryVisualArtshasprovidedawelcomevenueformyideas.Fornearly as long I have also enjoyed the acumen of American Society of Aesthetics members.UndertheaegisoftheseprofessionalorganizationsIhavelearned agreatdealaboutthephilosophicalanalysisofart,open-mindeddiscussion, andintellectualgenerosity.Idoubtmyworkwouldexistwithouttheprotective umbrellastheyprovide. Many of my students offered inspiration as well. Calvin Selvey pushed meinwaysthatchangedthedirectionofmythinkingabouthowviewersperceivedraceinilm.OtherstudentswhosenamesIshouldmentioninclude JohnGlock,RyanMoreno,TimOakberg,MattKrug,RandyKrogstad,Brian Lande,ChrisHo,AndrewEdwards,SheenaRice,AaronPeterson,BretStalcup,andJ.R.Logan.Theirthoughtfulresponsestomyideasandarguments substantiallyimprovedthisbook. ImustalsothankMontanaStateUniversity’sOficeoftheVicePresident forResearch,Creativity,andTechnologyTransfer,OficeoftheProvost,and
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OficeoftheDeanoftheCollegeofLettersandSciencesforinancialsupport. Asheadsorformerheadsofthoseofices,ThomasMcCoy,DavidM.Dooley, SaraJayneSteen,andGeorgeTuthilldeservepraisefortheirwillingnessto openthecoffersoftheuniversityforaprojectthatisprobablyoneoftheleast likelytoeverproduceainancialreturn. IalsowishtothankSandyThatcherandtheexpertproductionassistants atthePennsylvaniaStateUniversityPress.Sandy’senthusiasm,eficiency,and wisdommadetheprojectmucheasiertoinish,andtheproductionstaffoffered allthehelpIcouldhavewanted.Inaddition,Iwanttoofferaspecialthanksto myfriendandcolleagueTheoLipfertforhispatienceinhelpingatechnological inepttocaptureandpreparetheimagesthataccompanythetext. AnearlierversionofChapter1appearedintheJournalofAestheticsandArt Criticism64(2006).Ancestralversionsofpartsoftheintroduction,aswell aspartsofChapters3,4,and6,appearedintheJournalofSocialPhilosophy 31 (2000); and a shorter version of the section on Deep Cover in Chapter 6 appearedinFilmandPhilosophy11(2007).EarlierversionsofpartsoftheintroductionandthesectiononSummerofSaminChapter8irstappearedinFilm andKnowledge:EssaysontheIntegrationofImagesandIdeas,ed.KevinL.Stoehr (©2002KevinL.Stoehr,bypermissionofMcFarland&Company,Inc.,Box 611,JeffersonNC28640);andpartoftheintroductionsawlightoriginallyina reviewessayinAmericanQuarterly56(2004).Iwouldliketothanktherespectivepublishersforpermissiontoreprinttheseessaysorthepartsofthemthat survivedrevisionandintegrationintothemanuscript:BlackwellPublishers; theSocietyforthePhilosophicStudyoftheContemporaryVisualArts;McFarlandandCompany,Publishers;andtheJohnsHopkinsUniversityPress. Last,Iwouldliketothankmydaughters,MichaelaKollinandAlexandra Flory,fortheirpatienceandequanimityinputtingupwithmeworkingona manuscriptthattheyhaveneverknownmenottobeworkingonintheiryoung lives.Mydeepestappreciation,however,istomyfriend,colleague,andpartnerSusanKollin,whohasreaditall,seeneverymovie,andputupwithmore requests for critical comments than anyone ever should have. Without her, therewouldbenobook,andIwouldbeagreatlydiminishedhumanbeing.
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fig.1 EuniceLeonard(TheresaHarris)andherdate(CalebPeterson)warilyanswer the questions of private detective Jeff Markham (Robert Mitchum) (Out of the Past, 1947).
introduction philosophyandtheblacknessoffilmnoir
Thecreationofilmwasasifmeantforphilosophy—meanttoreorienteverythingphilosophy hassaidaboutrealityanditsrepresentation,aboutartandimitation,aboutgreatnessand conventionality,aboutjudgmentandpleasure,aboutskepticismandtranscendence,about languageandepression. —StanleyCavell,ContestingTears Menenjoylookingatimages,becausewhathappensisthat,astheycontemplatethem,they applytheirunderstandingandreasoningtoeachelement. —Aristotle,Poetics ItisknowledgeitselfthatisdangerousinthenoirworldofAmericanracerelations. —PaulaRabinowitz,BlackandWhiteandNoir
During the past two decades African-American and other ilmmakers have refashionedthethemesandtechniquescommonlyassociatedwithilmnoir1 inordertoredirectmainstreamaudienceresponsestowardraceandexpose the injustices and inequities that typically frame black experience in the UnitedStates.Bydoingso,theseilmmakershavecreatedanewcinematic subcategory, “black noir.”2 Many of their ilms offer trenchant critiques of mainstreamconceptionsofracebyencouragingaudiencestorelectonsuch questionsaswhatitmeanstobewhite,whatitmeanstobeAfricanAmerican, whatitmeanstobetreatedequally,andwhatitmeanstobeacknowledged asafull-ledgedhumanbeing.Byelicitingsuchresponses,theseblacknoir ilmsaimtoreorientandredirect,àlaCavell,theperceptions,imaginings,and dispositionsoftheirviewersregardingraceanditsrelationstomoralityand knowledge,therebycarryingtheirachievementbeyondmerelybreakingnew aestheticgroundandintotherealmofphilosophicalrelection. Blackilm’sartisticdevelopmentillustratesmoregenerallyhowilmnoir,by virtueofitscapacitytourgeaudiencestoquestionthevalidityofassumptions 1. Ihaveitalicized“ilmnoir”and“noir”throughoutthisbook. 2. EdGuerrero,“ACircusofDreamsandLies:TheBlackFilmWaveatMiddleAge,”inThe NewAmericanCinema,ed.JonLewis(Durham:DukeUniversityPress,1998),328 –52,names some of these ilms “funky noir” (346), but for reasons that will become obvious, I prefer the broaderterm“blacknoir.”SeealsoGuerrero’sreviewofDevilinaBlueDress,inCineaste22,no.1 (1996):40.
Philosophy,BlackFilm,FilmNoir
thatguidetheirmoraljudgment,mayfunctiontocriticizetheunfairnessof existingsocialorders.Althoughadimensionofnoirilmsintermittentlyfrom their“discovery”byFrenchcriticismmorethansixtyyearsago,recentAfricanAmericanilmmakersinparticularhavesharpenedthesecriticalcapacitiesin waysthathighlighttheirpotentialforencouragingseriousreconsiderationof ordinarymoralperception,thinking,andaction—apotentialforwhichIaim topromotegreaterappreciation.3 This book further examines African-American and related cinema for waysinwhichtheyorchestrateaudienceemotionsofsympathyandempathy soastoencourageviewerstothinkphilosophicallyabouttheracializeddimensionsofilmperception,thehumancondition,andcurrentcircumstancesof humanequality.ByaddressingthesefacetsofnarrativeictionilmIdrawparticularlyonrecentworkinphilosophy,criticalracetheory,andcognitiveilm theorytomakesenseofhowilmmakershavereconiguredilmnoirforthe purposesofsocialcritiqueandrelectiveinquiryintorace.Asaworkofwhat might be called philosophically informed cultural studies, this book owes a signiicantdebttothinkerssuchasCavell,NoëlCarroll,MurraySmith,David Bordwell, CharlesW. Mills, LewisR. Gordon, TommyL.Lott, Stephen Mulhall,andRichardDyer,whoopenedupnewpossibilitiesforanalyzingconnectionsbetweenilm,culture,andphilosophy.Iextendtheirprojectstothe “blackilmwave”thatbeganinthemid-1980s,itssubsequentinternationalization,andtheemploymentofilmnoirtechniquesbytheseaestheticmovementstoencouragewhatamountstophilosophicalrelectioninviewers.4 Ultimately, I argue that these thinkers’ work helps to reveal how many African-Americanandotherilmmakershavediscoveredinnovativewaysto spur a “Socratic impulse” regarding race by means of ilm noir. Numerous instancesofblacknoir,forexample,challengeustouseourreasoningcapacitiestothinkinsustainedandfocusedwaysaboutfundamentalhumanquestions,suchas“Whatisittobehuman?”and“HowshouldIlive?”Byvirtue ofsuchchallengestorelect,weareencouragedtodevisenew“waystothink” thatallowustobetterunderstandourselvesandtheworldaroundus,5and that are here applied to race. From clearly recognizable black noirs such as CarlFranklin’sOneFalseMove(1992)toSpikeLee’snoir-inluencedBamboozled(2000)andbeyond,theseilmsengagecontemporaryunderstandingsof whatitmeanstobearacedhumanbeing.FilmmakersasdiverseasFranklin, 3. While Cavell analyzes the capacity of remarriage comedies and melodramas of the unknownwomantogeneratephilosophicalrelectiononakindofEmersonianperfectionism— andevennotesthestartlingpowerofoccasionalilmsnoirs—hedoesnotattributethiscapacityto ilmnoirperse. 4. Formoreonthe“blackilmwave,”seeEdGuerrero,FramingBlackness:TheAfricanAmericanImageinFilm(Philadelphia:TempleUniversityPress,1993),and“ACircusofDreamsand Lies.” 5. Stanley Cavell, “The Thought of Movies,” in Themes Out of School: Effects and Causes (Chicago: University of Chicago Press, 1984), 9. See also Stephen Mulhall, On Film (London: Routledge,2002),esp.1–2.
Introduction
Lee, Bill Duke, Charles Burnett, Kasi Lemmons, Ernest Dickerson, and the Hughesbrothershavedeployedandinvigoratedilmnoirconventionsinorder to portray matters such as African-American struggles with cinematic representationaswellasracialinjustice.Intheprocess,theyhavecreatednew possibilities for generating critical perspectives on contemporary American societyandformsofracializedthinkingthatunderliestandardconceptionsof ilmperception,humanity,andhowweshouldlive. WiththeexceptionofAfricanaStudiesscholarManthiaDiawara’scrucial pairofessaysintheearly1990s,however,fewscholarshaveaddressedthis development in detail.6 Moreover, no work has examined the philosophical dimensionsofblacknoiroritscontinuityintothetwenty-irstcentury.This book rectiies these oversights by analyzing how the use of ilm noir in the recentblackilmwaveandelsewherehighlightsrepresentationsofblackness in conjunction with moral and criminal transgression in order to provoke vieweranalysisofracialinequitiesthatencouragestereotypicalrepresentation as well as moral and criminal transgression in the irst place. These works ofartgoadviewerstoconcentraterelectivelyontypicalconceptionsofrace, equality,andknowledgethatoftenformthefoundationoftheirmoralaction and thought. In this manner the ilms bring into focus presumptions that undergirdthestateofraceinAmericaandtheworld,andinducetheirviewers todosoaswell,therebymirroringcomparablediscussionsnowtakingplace attheintersectionofcriticalracetheoryandphilosophy.Bypromotingsustainedanddeliberateaudienceattentiontofundamentalquestionsofhuman existencesuchasthestatusofone’shumanityandhowitssocialrankingmay contributetotheshapeofone’soverallmoraltreatment,theseilmsurgeviewerstocontemplateraceinwaysthatenhance,augment,andextendmoreformallyphilosophicaldiscussions. Inordertobetterrevealtheseepistemologicalinterconnectionsthrough cinema,Irelyonrecentadvancesinanalyticphilosophyofilm,particularly thosedevelopedbyCarrollandSmith.Bytheorizinghowaudiencemembers may develop allegiances with different kinds of morally complex characters through modulation of the sympathy or empathy we typically feel toward them,thesecriticshavemadepossiblemorepreciseunderstandingsofhow weevaluateiguressuchasthosestandardlyfoundinilmnoir,inparticular 6. ManthiaDiawara,“NoirbyNoirs:TowardaNewRealisminBlackCinema,”inShadesof Noir,ed.JoanCopjec(London:Verso,1993),261–78(reprintedinslightlydifferentformfrom African-AmericanReview27[1993]:525–37);Diawara,“BlackAmericanCinema:TheNewRealism,”inBlackAmericanCinema,ed.ManthiaDiawara(London:Routledge,1993),3–25,esp.19 – 24.OthercriticswhohavedescribedblacknoirincludeGuerrero,“CircusofDreamsandLies,” 346 – 49;FosterHirsch,DetoursandLostHighways:AMapofNeo-Noir(NewYork:LimelightEditions,1999),295–304;AlainSilverandJamesUrsini,“AppendixE1:Neo-Noir,”inFilmNoir:An EncyclopedicReferencetotheAmericanStyle,3rded.,ed.AlainSilverandElizabethWard(Woodstock, N.Y.: Overlook Press, 1992), 406 –7, 412; James Naremore, More Than Night: Film Noir in Its Contexts (Berkeley and Los Angeles: University of California Press, 1998), 244–53; and AndrewSpicer,FilmNoir(Harlow:Longman,2002),168 –70.
Philosophy,BlackFilm,FilmNoir
those characters with whom we might not ordinarily sympathize or empathizeinreallife.Analyticphilosophersofilm,however,haveaddressedissues ofraceratherlessthantheirContinentalcounterparts,anomissionthatmy studyhelpsremedy.Bycombiningthetheoreticalstructuresanalyticthinkers providewithrecentcriticalracetheoryandtherelectivemethodforconsideringilmworkedoutbyCavell,WilliamRothman,andMulhall,Ioutlinethe traditionalthemesandtechniquesofilmnoirthathavesustainedcriticalas well as viewer interest over the years and that African-American directors, writers,andotherilmartistshavefoundadvantageoustoemploy. Thenarrativefeaturesinmanyblacknoirstacitlyrecallelementsfoundin suchclassicnoirilmsasDoubleIndemnity(BillyWilder,1944),TheBigSleep (HowardHawks,1946),TheNakedCity(JulesDassin,1948),SunsetBoulevard (BillyWilder,1950),andTheAsphaltJungle(JohnHuston,1950).Classicnoir aswellasAfrican-Americannoirfrequentlyaddressmattersofpower,coninement,determinism,andmarginalization.Bothregularlydepictunknownor inadequatelyunderstoodforcesthatarefarmorepowerfulthantheirprotagonists,whoaremarginalizedfrommainstreamsocietyorluredintounjustfates from which there seems to be no escape. Both also encourage sympathetic orempatheticresponsesfromtheiraudiencesformorallyambivalentcharacters.InblackAmericancinema,however,suchnoirelementsoftenbecome powerfultoolsfordisclosingtheinadequaciesofracializedunderstandingsof humanity,justice,andmorality.Byurgingviewerstothinkandrelectontheir presumptionsaboutrace,manyoftheseilmsmakeknowledgedangerous, asAmericanStudiesscholarPaulaRabinowitzwouldpointout,inthesense thatquestioningpresuppositionshasoftenincurredthewrathofthosewho premisetheirlivesonsuchbeliefs.Ofcourse,philosophyhasbeenfamiliar withsuchepistemologicaldangerssinceatleastSocrates,butplacingitinthe contextofAmericanracerelationsissomethingrelativelynewtotheield,as itistomainstreamU.S.cinema. By deploying these and other features, many black noir ilms urge their audiencestocontemplateclaimsstrikinglysimilartothoseadvancedbyrecent philosophicaltheoristsofrace.Throughoutthisstudy,Ireferencethediverse waysinwhichthesetheoristsupsetwhatCharlesMillscallsan“epistemology ofignorance”byprovidinginsightsintoalternativesystemsofsocialcognition thatchallengedominantsystemsofmoralknowledge.7Intheprocess,Iargue thatcertaincinematicworks,consistentwithperspectivesofferedbycritical racetheorists,demonstratehowracistoppressiondeformsAfrican-American lifeevenasthemajorityofwhiteAmericansperceiveitasnothingoutofthe ordinary.Ultimately,therevelationofsuchperspectivescallsforareconsiderationandredirectionofaestheticperceptionaswellasmoralthinking.Both thephilosophicalandcinematicworksprovidecritiquesofmoraloraesthetic knowledgethatplacebeforeustheobligationtoquestionandrethinkwhat 7. CharlesW.Mills,TheRacialContract(Ithaca:CornellUniversityPress,1997),esp.17– 19,91–109.
Introduction
mostpeoplewouldotherwiseobserveas“normal”formsoflifeinAmerica, anddosobymobilizingsympatheticandempatheticresponsesthatpromote abetterunderstandingofthemoralcircumstancesofmanyAfricanAmericans. Moreover, in the last few years international ilmmakers have applied thiscriticalfocusofblacknoirtoissuesconcerninghumanrightsinaglobal context. Inthisway,Iarguethattherecentinterventionofcriticalracetheoryinto theieldofphilosophycrystallizesmuchoftherecentblackilmwave’sinnovative development of ilm noir. By bringing black noirs into dialogue with philosophicalexaminationsofrace,Iexploresuchmattersasthetheoryand practiceof“whiteprivilege,”thedistortingeffectsofwhitesupremacyonjusticeandmorality,andthewaysinwhichcategoriesofracehavedeinedand continue to direct much of our vision of the moral self and what counts as appropriatemoralbehavior. Crucial to note here is that I consider “race” to be a social construction thatpossessesveryrealconsequencesforhumanbeings,eventhoughithas nobasisinanysortofobjectivereality.Assuch,racefailstobewhatphilosophersoflanguagecalla“naturalkind,”like“gold,”“water,”or“tigers,”which may lay claim to identifying essentialistic properties founded in something outsideus.8Rather,racializedsensesoftheterms“black,”“white,”andsoon designatesetsofpowerrelationsthatcontingentlydependonparticular,historicalcircumstancesexistingbetweengroupsofhumanbeingsdesignatedby theseterms.Raceanditsattendantconceptions,then,turnouttobe“sociopoliticalratherthanbiological,but. . .nonethelessreal”;thatis,sociallyrealrather thanrootedinnaturalfactsabouttheworld.9Depictingthenonnaturaland imposedcharacterofraceconstitutesafundamentaldimensionofmanyblack noirs, which I bring out by means of placing them side by side with philosophicalanalysesofsuchconcepts. OnereasonIhavechosentofocusonthisparticulargroupofilmsisthat theyexploitilmnoir’sdistinctivepotentialforencouragingviewerstoquestion presuppositionsthatmightotherwisegounnoticed.Forexample,asMulhall hasargued,amongthemostarrestingaspectsofBladeRunner(RidleyScott, 1982)areitseffortstoencourageviewerstothinkaboutwhatitmeanstobe human.10Itmightalsobearguedthattheiconic1970snoirChinatown(Roman Polanski, 1974) attracts many viewers because it elicits troubled relections aboutthedegreeofcorruptionwithwhichmanymunicipalitiesarerun.More classic ilms noirs such as Force of Evil (Abraham Polonsky, 1948), Thieves’ Highway(JulesDassin,1949),InaLonelyPlace(NicholasRay,1950),andThe 8. See,forexample,SaulA.Kripke,NamingandNecessity(Cambridge:HarvardUniversity Press,1980),116ff. 9. Mills,RacialContract,126. 10. StephenMulhall,“PicturingtheHuman(BodyandSoul):AReadingofBladeRunner,” FilmandPhilosophy1(1994):87–104.(MulhalllaterrevisedthisessayandincorporateditintoOn Film,33–51.)
Philosophy,BlackFilm,FilmNoir
DamnedDon’tCry(VincentSherman,1950)operateanalogously,bringingto thesurfacesocietalpresumptionsregardingclassorgenderinwaysthatinvite criticalexaminationonthepartoftheaudience.Furthermore,ilmhistorian SheriChinenBiesennotesthatgenerally,“Wartimenoirilmswereprovocative andchallenging.Theydemandedthinkingfromilmgoersjusttoigurethem out.”11ThissubversivepotentialinilmnoirhasservedAfrican-Americanand otherilmmakerswell,asithaspavedthewayforconstructingnewmethods forelicitingsophisticatedaudiencecontemplationregardingjustice,morality, knowledge,andtheirrelationstorace. RecentPhilosophicalTheoriesofRace An illustration from the autobiography of African-American writer Chester Himesmightbestservetobringoutacrucial,long-standingrelationbetween raceandphilosophy.In MyLifeofAbsurdity,Himeswrotethatproblemsof race had created such complexities in his day-to-day existence that he often couldnottellthedifferencebetweenwhatwasrealandwhatwasabsurdinthe existentialsenseofthatterm.12Himes’sobservationabouthisownlifeittingly describesthegeneralstatusofraceinmodernWesternphilosophy.13Onthe onehand,untilwellintothe1990sracehadatbestamarginalplaceinmost philosophicaldiscussions,particularlythosetakingplaceintheUnitedStates. Problemslinkedtotheconceptofracewerepredominantlyconsideredtobeof peripheralinterest;empirical,nonphilosophicalmatterstobediscussedafter the“real”theoreticaldisputeshadbeensettled.14Ontheotherhand,sincethe seventeenthcentury,Westernphilosophyhasprofoundlyinluencedthetreatmentofnonwhitesandtheirstatusashumanbeings,evenwhileitoutlined andestablishedthebasesfor“universal”humanrightsandtheoriesofliberalism.WhileprovidingthefoundationsforthesecornerstonesofmodernWesternsociety,philosopherssuchasLocke,Rousseau,Hume,Kant,andHegel 11. SheriChinenBiesen,Blackout:WorldWarIIandtheOriginsofFilmNoir(Baltimore:Johns HopkinsUniversityPress,2005),216.Iargueforasimilarconclusionaboutsubversivenoirs(in bothclassicalandneo-noirforms)generallyin“BlackonWhite:FilmNoirandtheEpistemology of Race in Recent African American Cinema,” Journal of Social Philosophy 31 (2000): 82 –116, esp.87– 89. 12. ChesterHimes,MyLifeofAbsurdity:TheLaterYears(NewYork:ParagonHouse,1976), 1–2,109. 13. And,forthatmatter,thehistoryofilm.Butthatisastorythathasalreadybeenwelldocumented.See,forexample,ThomasCripps,SlowFadetoBlack:TheNegroinAmericanFilm, 1900–1942(NewYork:OxfordUniversityPress,1977)andMakingMoviesBlack:TheHollywood MessageMoviefromWorldWarIItotheCivilRightsEra(NewYork:OxfordUniversityPress,1993); Guerrero,FramingBlackness;andDanielBernardi,ed.,TheBirthofWhiteness:RaceandtheEmergenceofU.S.Cinema(NewBrunswick:RutgersUniversityPress,1996). 14. See,forexample,JohnRawls’sATheoryofJustice(Cambridge:HarvardUniversityPress, 1971).
Introduction
alsoestablishedthetheoreticalunderpinningsformodernracism.15Thiscontradiction continues to induce simultaneous dimensions of utter absurdity and brutal realism into discussions of race in Western philosophy. Because many scholars in the discipline have such dificulty admitting the fact that someofthe“foundingfathers”ofhumanrightswerealso“foundingfathers” ofracism,16theyhavefrequentlyhaddificultytellingtherealfromtheabsurd withrespecttorace. Incontrasttothistypicalwayoftreatingracialmatters,somecontemporary philosophers argue that while Western philosophy’s inluence on people of colorhasbeenprofound,thatinluencehasbeenconsistentlyignored,evaded, orobscured.Theysuggestthatmodernliberalismhashistoricallyandconceptuallypresupposedthesystematicandracializedoppressionofentiregroups ofhumanbeingsfromwhosedominationwhites,asthemainbeneiciariesof modernliberalism,havelongbeneitedandfromwhosecircumstancesthey continuetobeneit.Forthesethinkers,theeveryday,asconiguredthroughthe categoryofrace,emergesasaprimarybattleground.Theyargue,forexample, that,likemanystandardconceptionsofliberalism,thetypicalday-to-daylives ofwhiteAmericanspresupposesystematicandracializedoppression.Inother words,theeverydaylifeofpersonscountedaswhiteintheUnitedStatestakes forgrantedasystemofdominanceandadvantagethat,whenexaminedinits actual,speciicdetails,hasasoneofitsdimensionstheunconsciouspresumptionoffullhumanrightsforwhiteswhilealsopresumingalesserscheduleof rightsfornonwhites. This social structure continues today as an implicit legacy of explicitly advancedwhitesupremacyinthepast.Beingwhiteinitstypicalconiguration,then,continuestohaveitssocial,political,andmoraladvantages,aconclusion that should surprise no one. Perhaps the astonishing consequence broachedhere,however,isthattypicalwhitenessalsopossessesandimposes implicitcognitiverequirements,withmoralconsequencesforbothwhitesand nonwhites.Whenlookedatasanentrenchedsocialinstitutionthatcontinues tobesupportedandmaintainedbythepracticesofactualhumanbeings,the standardformofwhitenessamountstoanepistemologicalstancethatfundamentallydeterminesmoralactionandwhatisperceivedasmorallyrelevant. These scholars thus contend that one overlooked aspect of race is how it permeates everyday cognitions as well as dominant sensibilities; that is, ordinarywaysofperceiving,thinking,believing,andacting.Millsargues,for 15. See,forexample,RobertBernasconi,“WhoInventedtheConceptofRace?Kant’sRole intheEnlightenmentConstructionofRace,”inRace,ed.RobertBernasconi(London:Blackwell, 2001),11–36;RichardH.Popkin,“EighteenthCenturyRacism,”inTheColumbiaHistoryofWestern Philosophy, ed. RichardH. Popkin (New York: Columbia University Press, 1999), 508 –15; Mills, Racial Contract, esp.62 –72; EmmanuelC.Eze, Achieving Our Humanity: The Idea of a PostracialFuture(NewYork:Routledge,2001);andtheexcerptsbythesehistoricaliguresanthologizedinRaceandtheEnlightenment,ed.EmmanuelC.Eze(London:Blackwell,1997). 16. Mills,RacialContract,72.
Philosophy,BlackFilm,FilmNoir
instance,thatwhitesnormallyoperatebymeansofastructuralblindnessto theirownpowerandprivilege,aswellastotheconsequencesofthatlackof vision.“Anidealizedconsensusofcognitivenorms”informstheirthoughts, beliefs,andactions,constitutingasystemofknowledgethatimposescertain misperceptions,insensitivities,andpresumedincapacitiesregardingpersons counted as nonwhite.17 Moreover, this epistemological blindness is a conditionofwhitenessinitsidealizedform,inthesensethattothinkandperceive fromthatsubjectpositionrequiresthatonepossesssuchcognitiveincapacities.Whiteness,consideredasasetofinstitutionalizedpowerrelations,rather thanasanaspectofbiologyorheredity,hasprofoundlydisturbingepistemologicalaswellasmoralconsequences.18 ThomasE. Hill Jr.and Bernard Boxill concur with Mills’s assessment of this cognitive deiciency on the part of many whites, even as these philosophers work from a strict Kantian moral perspective.19 They argue that knowing the right thing to do can be tremendously dificult for such individualsbecauseknowingtherelevantmoralfactsisdeeplyproblematicfor thosecomfortablyensconcedinpower.HillandBoxillelaborate:“Conident, complacent,well-positionedwhitepeoplewillnotonlyinditdificulttodo whattheyknowtoberight;theywillinditstillmoredificulttoknowwhat isright,evenwhentheysincerelyclaimthattheyaretryingtodoso”(470). This dificulty arises because whites may be easily deceived by their own socialadvantageintobelievingthatitaccruestoall,andunabletoseewith adequatevividnesscasesofracialinjusticebecausethesephenomenaareso farremovedfromtheirexperience(469 – 70).Suchobstaclesplacewhitesat acognitivedisadvantageasapriceoftheirsocialadvantage.Theyareprone to self-deception regarding racial injustice because their social power seriouslyimpairstheirabilitytograspthemorallyrelevantfactsinsuchcases. Their“whiteprivilege”thustypicallyblindsthemtoitsabsenceinthelives ofothers.Asaresult,theircapacitytoknowor“dotherightthing”becomes substantiallydisabled. FromaphenomenologicalperspectiveLewisGordonarguessimilarlythat mostwhitesmisperceivesystematicmisanthropy,abnormality,socialpathology,andinjusticeinvolvingAfricanAmericansasnormal.20Ratherthansee whatinthesituationoffellowwhiteswouldbedeemedunfair,iniquitous,or evenmorallyperverse,oneseesmerelytheordinarylivesofblacks,normalizedbyitspresumedpervasivenessaswellasbywavesandwavesofalleged explanationaimedatjustiication.Inotherwords,itis“thosepeople’s”living 17. Ibid.,17–19. 18. Seealsoibid.,91–109,126 –27. 19. ThomasE.HillJr.andBernardBoxill,“KantandRace,”inRaceandRacism,ed.Bernard Boxill(Oxford:OxfordUniversityPress,2001),448 –71. 20. LewisR.Gordon,FanonandtheCrisisofEuropeanMan:AnEssayonPhilosophyandthe HumanSciences(NewYork:Routledge,1995),62 – 63.
Introduction
conditions, their nature, social relations, economic circumstances, family structures, or overall potential for intelligence that are to blame.21 Gordon notes that such misperceptions dehumanize whites and nonwhites both. Whiteswhopresume—whetherconsciouslyorunconsciously—aracistoutlookonhumanitypossess,asheputsit,a“misanthropicconsciousness”that not only ignores, but is incapable of appreciating signiicant aspects of the social world.22 Whole dimensions of human interaction, lifestyles, sensitivity,andevenlanguagebecomeoff-limitsasaconditionofpresumingtypical formsofwhiteness.Oneaspectofhavingtakenontheseveryordinaryforms ofwhiteness,then,isthattheyrequirecognitive,moral,andsocialconstrictionofone’sfullhumanpotential,theresultsofwhichhavedisastrousconsequencesforone’sselfandotherswithwhomonecomesincontact. AstrikingparalleltothispointmaybefoundinMulhall’sanalysisofBlade Runner,inwhichhearguesconvincinglythatoneoftheilm’smainfocusesis theimportanceofrecognizingandacknowledgingthehumanityofothersin ordertorecognizeandacknowledgethehumanityinone’sself.Itisprecisely thislessonthatthemaincharacter,Deckard(HarrisonFord),learnsfromhis encounterswiththereplicants.23MulhallfollowstheleadofCavellhere,who analyzes in The Claim of Reason how taking a person seriously as a person must involve such acknowledgment and recognition.24 Neither Cavell nor Mulhallapplieshisargumentstomattersofraceinilmperse,eventhough bothanalyzetherelatedissueofslaveryandCavelldiscussesissuesofrace inamoregeneralcontext.25Inastrikingmanner,however,theirexplorations of the importance of recognition and acknowledgment of humanity in others, and its consequences not only for others but one’s self, correlates with Gordon’sdiscussionofrace.Aswewillsee,thecinematicdisclosureofthis reciprocalrelationbetweenone’shumanityandthatofothersplaysafundamentalroleinmydiscussionofblacknoir’sphilosophicaldimensions. CriticalracetheoristDavidTheoGoldbergexploresrelatedpointsbyexamininghowsomeracistexclusionsmaybejustiiedbyrationalmeans.While 21. Examplesofattemptstoexplainorjustifysuchexisting“normal”socialrelationsinclude theMoynihanReport(1965);CharlesMurrayandRichardJ.Herrnstein,TheBellCurve(NewYork: FreePress,1993);J.PhilippeRushton,Race,Evolution,andBehavior(NewBrunswick:Transaction Books,1995);SeymourW.Itzkoff,TheDeclineofIntelligenceinAmerica(Westport,Conn.:Praeger, 1994); and Michael Levin, Why Race Matters: Race Differences and What They Mean (Westport, Conn.:Praeger,1997). 22. Lewis Gordon, Bad Faith and Antiblack Racism (Atlantic Highlands, N.J.: Humanities Press,1995),182 – 84. 23. Mulhall,OnFilm,33–51. 24. StanleyCavell,TheClaimofReason(Oxford:OxfordUniversityPress,1979),esp.372ff. 25. See,forexample,ibid.,375ff.Ontheotherhand,Cavellmakesafewbriefyetcritically importantobservationsabouttherepresentationofblacksinilminTheWorldViewed:Relection on the Ontology of Film, enlarged edition (Cambridge: Harvard University Press, 1979), one of whichIaddresslaterintheintroduction.
10
Philosophy,BlackFilm,FilmNoir
many,perhapsmost,formsofracismareindeednotrational—aswemight expect— others,Goldbergargues,turnouttobeconsistentwithacceptedcriteriaofrationalitysuchasprovidingsuficientevidence,acceptingreasonable doubt,beingopentocriticismandrevision,andthelike.Thoseformsofracist belief that achieve the typical benchmarks for rationality thus become cognitively“normalized”byendorsementfromthehigheststandardofhuman behavior. It becomes “perfectly reasonable,” in other words, for whites to assumeineverydaylifethatnew,expensiveclothingorvaluablepossessions operateasmarkersofcriminalaccomplishmentifpossessedbyAfricanAmericans,butnotwhites;thatskincolormaybeunderstoodasasignofcriminalguiltoratminimumsuspicion;orthatneighborhoodresidenciesmaybe takenasindicatorsofgoodorbadmoralsonthepartoftheirinhabitants.26 Morerecently,legalscholarJodyDavidArmourhasaugmentedGoldberg’s arguments by considering how some versions of the philosophical position known as Bayesianism may actually support “rational discrimination” by whites.Ifoneusescertainformsofprobablisticreasoningtoweighstatistics ofviolentfelonyconvictions,overallcriminality,andthelike,thenbelieving that,say,blackspossessafarhigherpotentialtobeviolentassailantsofone’s personorpropertypassesthetestofrationality.27WhileArmourgoesonto arguethatsuchreasoningfailstomeetahigherstandardofreasonableness,28 the point I wish to underscore here is that some forms of racism have an atleastprimafacieclaimtobeingrational,whichasArmourpointsouthas beenacceptedbymanyU.S.courtsaswellassomephilosophers(e.g.,Michael Levin).29Elsewhere,Ihavenotedhowsomeformsofracismthatweredeemed rationalinthepasthaveservedtoexplainracializedaestheticresponsetomelodrama.30Theserevelationsaboutrationality’sroleinsupportingsomeforms ofracismwouldseemanunfortunatediscoveryforalmostanyoneworkingin 26. David Theo Goldberg, Racist Culture: Philosophy and the Politics of Meaning (London: Blackwell,1993),esp.139 – 47. 27. JodyDavidArmour,NegrophobiaandReasonableRacism:TheHiddenCostsofBeingBlack inAmerica(NewYork:NewYorkUniversityPress,1997),35– 46.(AsmycolleaguePrasantaBandyopadhyayhaspointedouttome,thisisarathercrudeformofBayesianism.) 28. ArmourarguesthatactingonrationallybasedfactualassessmentssuchassomeBayesianperspectivesmayofferwouldbeunreasonablebecauseitwouldfailtotakeintoconsideration othercrucialfactors,suchas“theconsequencesoferrorifthosefactualjudgmentsaremistaken” (ibid.,47).Inotherwords,thecostofpotentialmistakesistoohighforthethresholdofreasonably actingonsuchbeliefstobebreached.Moregenerally,Armourexplainsthatactingontheseseeminglyrationallyjustiiedracistbeliefsignoresthevalue-ladendimensionofreason(55–57).The factthatbeingreasonablerequiresabalancingofdifferentvalues,someofwhicharethepotential harms that may arise if one is inaccurate about one’s assessments, militates against these discriminatorybeliefsbeingendorsedbyreason.Ultimately,heargues,suchapparentlyrational assessmentsfallbackonracialstereotypesfortheirfoundation,ratherthansoundreasoning,so theymayberationallyrejected(51–54). 29. Ibid.,1– 46.SeealsoMichaelLevin,“ResponsestoRaceDifferencesinCrime,”inBoxill, RaceandRacism,145–79,andLevin,WhyRaceMatters. 30. Seemy“Race,Rationality,andMelodrama:AestheticResponseandtheCaseofOscar Micheaux,”JournalofAestheticsandArtCriticism63(2005):327–38.
Introduction
11
philosophy,tosaynothingofthoseinthecultureatlargewhowouldwishto supportfullandimpartialequalityforall. One shared conclusion of these and other philosophical theorists who examinetheepistemologyofraceisthatinstancesofunfairnessandinjustice in black life frequently escape detection by whites. The task of the theorist thusbecomesthatofbringingattentiontotheepistemologicalmisperception ofeverydaydetails,sowemayreformulateandredirecttypicalwhitemoral visioninwaysthatwouldrecognizeandacknowledgetheunjustandunfair circumstancesconstitutingmanypeople’sordinarylives,ratherthanletting whatFrantzFanoncallsthe“whitegaze”determinedominantmoralperception.31Recentphilosophicaltheoristsofracehavethereforeworkedtoexpose what Mills has called a racial fantasyland that undergirds white dominance andsocialadvantage.Thebeliefsandpresumptionsthatcreatethisfantasyland constitute an epistemology of ignorance that typically prevents whites fromperceivingtherealityandeffectsoftheirownbeliefsconcerningracial difference.32Asthesetheoristsargue,suchcognitiveblindnessrequiresfundamentalrevision,foritrestsonwhatMillscallsa“consensualhallucination,” an invented delusional world where standard white moral consciousness is ilteredthroughnormsofsocialcognitionthatderivefromatypicallyunconscious sense of dominance and advantage in the world (18). The necessity ofredirectingandreformulatingthislawedwhitemoralvisionisforcefully broughthomebymanyblackAmericannoir-inluencedilms. Philosophy,Cognition,andFilmTheory In analyzing this recent wave of black ilmmaking, I work from a theoretical position that synthesizes the broadly cognitivist outlook exempliied by theworkofSmith,Carroll,andBordwellwiththemorerelective,WittgensteinianmethodemployedbyCavell,Rothman,Mulhall,RichardAllen,and others.Suchatheoreticalapproachmightbecalled“analyticilmtheory,”a termsuggestedbyAllenandSmithintheircollectionFilmTheoryandPhilosophy.33 This approach focuses on investigating the actual linguistic practicesandbeliefsweemployregardingoureffortstounderstandilmsasan appropriatestartingpointfortheoreticalanalysis.Indoingsowemightbetter understandandclarifysuchcognitivecomponentsforthesakeofgreatertechnicalandtheoreticalfacility(5).Thepointofsuchanalysis,then,istoreveal “theconceptualstructure[on]whichsuchusagedepends”ratherthanitsliteralization,replacement,orreformation(6).Withtheoreticalhallmarkssuch 31. FrantzFanon,“TheLivedExperienceoftheBlack”(1951),trans.ValentineMoulard,in Bernasconi,Race,185.MyuseofFanon’sterm,ofcourse,alsoalludestoLauraMulvey’s“male gaze”in“VisualPleasureandNarrativeCinema,”Screen16,no.3(1975):6 –18. 32. Mills,RacialContract,18. 33. RichardAllenandMurraySmith,“Introduction:FilmTheoryandPhilosophy,”inFilm TheoryandPhilosophy,ed.RichardAllenandMurraySmith(Oxford:ClarendonPress,1997),3.
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as philosophical clariication, precision, and “truth-tracking” to the greatest extentpossible,thisapproachattendstoargument,reasoning,accuracy,and recognition of complexity where it actually exists. It also seeks consistency withrecentadvancesinotherieldsofstudy,suchasthoseachievedbycognitivescience,insofarastheyinformourknowledgeofhumanperception,psychology,andothermatterscrucialtoaproperunderstandingofilm(25–26). Inthismannerwemighttheorizeaboutilminmoreinterdisciplinaryways anddiversifyitsfoundations.Analyticilmtheoryaddressesartists’intentions as well, although these aesthetic aims in no way determine what might be important in a ilm. Rather, they are simply features relevant to an artwork thatareasworthconsideringinourattemptstograspwhatailmmeansas culturalconsiderations,politicalideology,andotherfactorsthatcontributeto thecreationofart. Inbringingtheseaspirationstobearonilm,Carrollarguesthatsuchtheorizingshouldbeprovisionalandpiecemeal.34Ratherthanaimtoachievea uniied,singletheorythatwouldexplainallilmforalltimeandallplaces,ilm theorizing—atleastfornow—wouldbebetterservedbyavarietyofprojects that accurately hypothesize, insofar as possible, about more limited objects of study, like the function of point of view editing or the operation of narrativesuspense.Suchtheorizing,inotherwords,would“proceedatvarying levelsofgeneralityandabstraction,”dependingontheneedsoftheprojectat hand(39).Suchtheorizing,“likemostotherformsoftheoreticalinquiry,. . . proceedsdialectically”(56),whichaccountsforitsprovisionality.Inaddition, attemptstoformulatenewtheoriestakeplaceinthecontextofpasttheoreticalendeavors(57).Criticismandrevision,then,willbefundamentaltothis philosophical style of inquiry into ilm (58). Insofar as such efforts will be “truth-tracking,”theaimwillbesomesortofapproximatetruthratherthanan absolute,Platonicconception(60). Carroll,Smith,andotherilmtheoristshavefurtherarguedthatilmviewing in general should be understood as predominantly a matter of acentral imagining—thatis,viewingailmfromtheoutside,asifonewereobserving it,ratherthanexperiencingitoneself.Whereassomeformsofspectatorship fromperspectivesinternaltoacharacterremainpossible,suchatheoretical positiondirectlyopposesmoststancesthattake“identiication”asfundamental to ilm viewing, particularly those that require we perform some sort of “Vulcan mind-meld” with the characters, as Carroll puts it, so that we may graspailm’schainofeventsandcomprehenditsmeaningthroughimaginingthatweliterallyarethecharacters.35Unfortunately,mosttheoriesofilm 34. See,forexample,NoëlCarroll,“Introduction,”inTheorizingtheMovingImage(NewYork: CambridgeUniversityPress,1996),xiii–xiv,and“ProspectsforFilmTheory:APersonalAssessment,”inPost-Theory:ReconstructingFilmStudies,ed.DavidBordwellandNoëlCarroll(Madison: UniversityofWisconsinPress,1996),40. 35. Noël Carroll, The Philosophy of Horror, or, Paradoxes of the Heart (London: Routledge, 1990),89.
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thatinvokeidentiicationpresumejustthatsortofundiscriminating,immediateimagining.36 Building on this insight, Smith constructs a theory to replace theoreticalusesofidentiicationinilmandoutlinesahypothesistoexplainhowwe imaginatively engage with characters. He accomplishes this by introducing the interlocking concepts of recognition, alignment, and allegiance.37 These conceptsprovideamoreinelygrainedwaytounderstandourgraspofcharactersthanthoseofferedbytheoriesofidentiication.Forexample,recognition is a matter of how viewers assemble cinematically depicted traits into a speciic character. By putting together narrative elements in analogy with oneswetypicallyindanduseinidentifyinghumanbeingsintherealworld, suchasthepresumptionthatpersonsareembodiedcreatures,weconstruct characters that we understand as functioning in roughly the same way as actual individuals (82). Alignment, by contrast, “describes the process by whichspectatorsareplacedinrelationtocharactersintermsoftheiraccessto theiractions,andtowhattheyknowandfeel”(83).Viewers’spatiotemporal attachment and subjective access to characters provide the means for audiencememberstoacquireinformationaboutthecharacters,theplot,andother eventstakingplaceintheilm.Byspecifyingnarrativerangeandrestriction totheircharacters,ilmmakersmaydeterminewhataudiencemembersknow about the story they are telling. Alignment, then, accounts for the viewer’s visualandauralcongruencewithcharactersandoffersatheoreticalstructure throughwhichaudiencelimitationorfreedomtogatherinformationmaybe explained. Tohavearelationshipofallegiancetoacharacter,ontheotherhand,is largelyamatterofhavingamoralorientationtohimorher;viewersevaluate charactersfromamoralpointofviewandrespondaccordingly.Initspositive sense,allegiancewilltypicallybeamatteroffeelingabroadlyfavorablemoral connectiontoacharacter,suchthattheviewerapprovesofwhatthecharacter thinks,believes,ordoes.Allegiancemaybebasedonavarietyoffactors,butin generaldependsonreliableaccesstothecharacter’sstateofmind,anunderstandingofthecontextofthecharacter’sactions,andamoralevaluationof thecharacterbasedonthisknowledge(84).Narrativeunderstandingofsuch iguresmayberootedinexplicitlydepictedfeatures,suchasthecharacter’s actionsandstatements,orinmoresubtlecues,suchasiconography,music,or starpersona(84).Smithalsonotesinpassingamatterofprimarysigniicance tothisbook,thatallegiancemaybebasedpartlyonconsiderationsstemming frompresumptionsregarding“ethnicity”(84). 36. See,forexample,ibid.,88 –96. 37. As Smith notes in his Engaging Characters: Fiction, Emotion, and the Cinema (Oxford: ClarendonPress,1995),108n.26,Carrolloriginallyproposedtheideaofallegianceandunderstandingcharactersbymeansofmoralstructurein“TowardaTheoryofFilmSuspense”(1984), reprintedinTheorizingtheMovingImage,94–117;seeesp.104–5.Ofcourse,whatSmithmeans by“recognition”heredifferssubstantiallyfromCavell’ssenseoftheterm.
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These interlocking concepts account for the structure of sympathy for charactersincinematicnarrativeandprovideatheoreticalexplicationofcommonsenseusesoftheterm“identiication”(73).Ofparticularrelevancetothis study is how allegiance involves cognitive and emotional dimensions that resultina“moralorientation”tothecharacter—asenseofmoralapproval, disapproval,orambivalencetowardwhatheorshedoesandbelieves.Inthis fashionwemayexplainintheoreticallysophisticatedwayshowilmviewers engagefavorably,unfavorably,orambivalentlywithcharacters.Ofspecialnote hereishowSmithdevelopstheideathatwemightunderstandsomemorally complex characters as “alloys”—a “combination of culturally negative [and] culturallypositivetraits.”38Thisalloyingofgoodandbadcharacteristicscan serveasawaytoencourageaudiencestosympathizewithcharacterswhohold aberrantsocialbeliefsorcommitimmoralacts,suchastheftorevenmurder. Smith explores this possibility mainly in regard to “perverse” beliefs about humansexuality,39butinapplyingthisideatonoircharactersIbroadenitto incorporatebeliefsaboutotherformsofmoralandsocialtransgression. Ingeneral,thegood-badstructureofcharacterswhoare“alloys”inSmith’s senseallowsforaudiencesympathywithcharacterswhomtheymightotherwiserejectasunacceptable.Viewersareledtojudgethecharactersinthestory accordingtoasystemofpreferencesthattheythemselvesconstructfromtheir experiencethroughtheilm.Thesejudgments,whichmaydevelop,evolve,or changeoverthecourseofthenarrative,givethevieweramoralperspective towardthecharactersheorshehasexperiencedcinematically.Viewersthus organizeandrankcharactersaccordingtoastructureofcharacterclassiicationtheycreateinresponsetowhattheyseeandhear.40Inaddition,certain characterologicalalloyscanmakeusquestionourhabitsofmoraljudgment— interrogate typical applications of moral rules and principles and introduce greatersubtletyintoourmoralassessments.41 AsCavell,Rothman,andMulhallhavestillmoregenerallyargued,some ilmsmayprovokeustothinkdeeplyaboutfundamentalhumanquestions, suchaswhatitistobeahumanbeingorwhatacknowledgmentofanother asafull-ledgedpersonmightinvolve.Someilmsmayevendosomeofthis thinking for us and present it to us for our consideration, as Cavell argues somecomediesofremarriageandmelodramasoftheunknownwomando,or asMulhallarguesBladeRunnerdoes.42Theideathatsomeilmsmayencourageorevenembodyphilosophicalrelectionharmonizeswiththegeneralcognitivist approach I have outlined, insofar as both theoretical positions seek 38. Smith,EngagingCharacters,209. 39. MurraySmith,“Gangsters,Cannibals,Aesthetes,orApparentlyPerverseAllegiances,”in PassionateViews:Film,Cognition,andEmotion,ed.CarlPlantingaandGregM.Smith(Baltimore: JohnsHopkinsUniversityPress,1999),219. 40. Smith,EngagingCharacters,84. 41. Smith,“Gangsters,Cannibals,Aesthetes,”228. 42. Stanley Cavell, The Pursuits of Happiness: The Hollywood Comedy of Remarriage (Cambridge:HarvardUniversityPress,1981);Cavell,ContestingTears:TheHollywoodMelodramaofthe UnknownWoman(Chicago:UniversityofChicagoPress,1996);Mulhall,OnFilm,33–51.
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to “make sense” of human experience while at the same time responding tothe“claimsofreason,”asCavellandMulhallhavestressed.43Thesepositionsalsoseetheorizing—particularlyphilosophicaltheorizing—asmatters ofquestioning,inquiry,outliningnewwaysofthinking,anddialecticalcriticism,withoutnecessarilyachievingdeinitive,inalanswers.Thepointover whichthesetwotheoreticalpositionsdiffermostconcernswheresuchrelective theorizing may legitimately occur. Cavell, Rothman, Mulhall, and their cohortbelievethatitmayoccuralmostanywhere,astheydonotseeanessential break between ordinary human relectiveness and more formally philosophicalrelectivenessthatprofessionalsintheieldmighthopetoachieve. As Cavell notes, they see the latter as an intensiication or radicalization of theformer,whereasmanycognitivistphilosophersofilmargueforamore restricted sense of philosophy with closer links to formalized conceptions ofargumentandgivinggoodreasonsfororagainstapositioninquestion.44 Whilethereexistsconsiderableroomfordisputeregardingthisdifference,in myanalysesofblacknoirIwillexploitwhatIseeastheproductiveafinities betweenthesetwotheoreticalcamps. WhatIsBlackFilm? In“AestheticsandPoliticsinContemporaryBlackFilmTheory,”TommyL.Lott argues that the “plethora of black ilm-making practices suggests that the politicalandaestheticdifferencesamongblackindependentilmscannotbe capturedbyasingleparadigm.”45Notingnotonlythediversityofartobjects designatedbytheterm“blackindependentilm,”butalsothatthedeinitions offeredtocapturetheseworksrangefrombeingtoobroadtotoonarrow,Lott advances instead the idea that the dialectic relations existing between black independentilmandHollywoodaresimplytoostrongtopermitaclearand absolutedivisiontobedrawnbetweenthem.Ratherthan,say,focusonthe supposedneedforblackilmtobedeinitivelyandinancially,aesthetically,or politicallyindependentfrommainstreamcinematicproducts,Lottarticulates amorecomplicatedviewthataccommodatestherealityofasymbioticrelationbetweenthesetwokindsofcinema.Heacknowledgesblackilm’sneedto distinguishitselffromthestereotypicalthemesandimageryofmainstream culturalrepresentations,butaddsthatindependentblackilmsactuallyspeak in both “mainstream” and “independent” voices. They are, in other words, “hybrid”or“polyvocal”culturalproducts(288).Asanexample,heanalyzes directorMelvinVanPeebles’sSweetSweetback’sBaadasssssSong(1971),which isoftenadvancedasanexemplaryinstanceofblackindependentcinema.Lott 43. Cavell,ClaimofReason;StephenMulhall,“WaysofThinking:AResponsetoAndersonand Baggini,”Film-Philosophy7,no.25(August,2003),paras.4– 6,http://www.ilm-philosophy.com. 44. Cavell,“ThoughtofMovies,”9;Mulhall,“WaysofThinking,”para.10. 45. TommyL.Lott,“AestheticsandPoliticsinContemporaryBlackFilmTheory,”inAllen andSmith,FilmTheoryandPhilosophy,288.
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argues,however,thatthisilmsubvertsthetraditionalHollywoodcrimenarrativeandconventionsof ilmnoirinordertochallengethestatusquoand introduce the awakening of a black political consciousness (290 –91, 300 n.27).Theilm’shybriditymakesit“politicallyambiguous”(288),butviewersmaynonetheless“readthrough,”say,theilm’ssexismandconventionality, inordertograspitspoliticalpoint(292 –93).Suchilmsoften—perhapseven typically— create an ambivalence in their viewers and offer at best a complicatedidentiicationwiththeircharacters(294–95);however,bytakingon someaspectsofHollywood’saestheticcodes,theycanbothreachanaudience thatunderstandsandembracessuchcodeswhileatthesametimesubverting thosecodestoconveypoliticalmessagesthatencouragetheirreformulation. Without ultimately offering a deinition of black independent ilm himself, Lott effectively shows that historical factors such as the symbiosis between Hollywoodandindependentblackilm,aswellasthepossibilitiesofsubverting standard Hollywood convention from within, cannot be ignored when seekingtoformulateconceptionsofwhatblackcinema’sindependenceis.46 Asonemightexpect,theprospectsforastraightforward,essentialistdeinitionforthebroaderterm“blackilm”arebleakerstill.InanearlieressayLott advances the suspicion that previous attempts to deine black ilm founder becausethereare“nounderlyingcriteriatowhichanultimateappealcanbe madetoresolve[the]underlyingissues,”suchaswhatcountsasblackidentity itself.47Notingthathere,too,deinitionstypicallybreakdownbybeingeither toobroadortoonarrow(140),Lottarguesthat“biologicalcriteriaareneither necessary,norsuficient,fortheapplicationoftheconceptofblackcinema” (141). In place of “biologically essentialist view[s] of black cinema,” he suggestsafocusonthe“pluralityofstandardsbywhichblackilmsareevaluated” (145).Blackilmsrequireneitherblackilmmakers,noractualblackaudiences (146),norevensomeconceptionofa“monolithicblackaudience”towhich one might appeal as an ideal (148). Instead Lott offers a criterion for such adeinitionthateschewstheindependent/mainstreamdistinctionandemulatesthecurrentlyexistingpoliticalconditionsofblackpeopleasaprerequisite for something to be a black ilm. Namely, “black ilm-making practices mustcontinuetobefundamentallyconcernedwiththeissuesthatcurrently deine the political struggle of black people,” which will require any theory ofblackcinematoaccountforan“aimtofostersocialchange,”suchthatit “incorporatesapluralityofpoliticalvaluesthatareconsistentwiththefateand destinyofblackpeopleasagroupengagedinaprotractedstruggleforsocial equality” (151). Such struggle, of course, may occur either inside or outside mainstreamcinematicpractice,whethereconomically,aesthetically,culturally, ornationally. 46. SeealsoTommyL.Lott’s“HollywoodandIndependentBlackCinema,”inContemporary HollywoodCinema,ed.SteveNealeandMurraySmith(London:Routledge,1998),211–28. 47. TommyL.Lott, “A No-Theory Theory of Contemporary Black Cinema” (1991), in The InventionofRace:BlackCultureandthePoliticsofRepresentation(London:Blackwell,1999),139.
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By taking a step back from deining “black ilm” itself to focus on the dificultiessurroundingthedeinitionofwhatmightcountasbeingablack person,Lottsuggeststhatofferingdeinitionsthatprovidenecessaryandsuficient conditions in this context may well be misguided. Instead he argues infavorofacriterionforsuchadeinition:blackilmsascurrentlyandcontingently conigured must aim at values consistent with blacks’ protracted struggletoachievefullsocialequality.Suchadeinitionalconditionwilloperateverylooselytoincludeworksfromacrossthepoliticalspectrumandfrom avarietyofsources.CertainlyalltheilmsdiscussedinthisbookmeetLott’s criterion,butsodoworksnotgenerallyconsideredblackilms.Forexample, asLottobserves,someilmsaboutblacksmadebywhiteilmmakers,suchas MichaelRoemer’sNothingButaMan(1964)andJohnSayles’sTheBrotherfrom AnotherPlanet(1984),wouldarguablyrequireinclusionunderanyreasonable characterization of black ilm.48 The same could be said of white-produced “racemovies”likeTheScarofShame(FrankPerugini,1927)andperhapsthe JackJohnsonprizeightilms(1908 –16),aswellasblackdirectorBillGunn’s Blaxploitation-era, studio-produced Ganja and Hess (1973) and Stop! (1975), whichLottexplicitlyarguesmustbeaccommodatedaswell,eventhoughmost deinitionsofblackilmwouldexcludethem.49Whilethiscriteriondoesnot settletheissueofwhatdeinitivelydetermines“blackilm”asaconcept,itgoes alongwaytowardindicatingtheshapethatsuchadeinitionshouldtake. AsLottnotes,agoodpartofthedificultyhereisthat“blackilm”must coveraveryheterogeneousgroupofilms,acollectionofartworksarguablytoo diversetobecharacterizedashavinganycommonproperties.Sincetheterm hasbeenappliedto“racemovies”oftheearlytwentiethcentury,the“Blaxploitation”ilmsofthe1970s,andindependentworksofblackilmmakersoverthe pasttwodecadesaswellasisolatedothermovies,itshouldhardlybesurprising that“blackilm”holdsoutlittlehopeofbeingdescribedbymeansofasingle sharedcharacteristic.Lott’soutliningofaconditionforsuchadeinition,then, maywellbethebestwecanhopeforinaimingtodelineatewhattheseilms haveincommon.Ontheotherhand,Lott’sanalysesprovideausefuldelineationofthegeneralcontextforblacknoirsandtheirexaminationinthisbook. WhatIsFilmNoir? Eventhoughcriticshavefrequentlyaddressedthisquestion,forgoodreasons nooneseemstohaveanswereditsatisfactorily.Perhapsmostimportant,in Anglophoneilmandliterarystudiesapplicationsofilmnoiranditsrelated 48. Ibid.,139 – 40. 49. See Thomas Cripps, “’Race Movies’ as Voices of the Black Bourgeoisie: The Scar of Shame (1927),” in American History/American Film: Interpreting the Hollywood Image, ed. John E.O’Connor and MartinA. Jackson (New York: Ungar, 1979), 39 –55; Dan Streible, “Race and theReceptionofJackJohnsonFightFilms,”inBernardi,BirthofWhiteness,170 –200;andLott, “AestheticsandPolitics,”286 – 88,and“HollywoodandIndependentBlackCinema,”215–16.
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criticaltermshavebeenonesofeverbroadeningscope.FromitsinitialreferencetoasmallgroupofHollywoodmoviesmadeduringthe1940stoits designationofongoingaestheticformsinbothilmandiction,English-languagenoirstudieshavegrowninwaysthatfewmighthaveimagined.Yeteven priortothisdevelopment,Frenchcriticsusedthetermnoirinsimilarways. Forexample,thetermwasinitiallyemployedduringthenineteenthcentury todescribeBritishgothicnovels—littératurenoire.50Slightlybetterknownwas itsusetodescribeFrenchcinematicworksofpoeticrealismsuchasPépéle Moko(JulienDuvivier,1937)andLeQuaidesbrumes(MarcelCarne,1938)just beforeWorldWarII—ilmsnoirs,butofanindigenousvariety.51Justafterthe warGallimardpublishersadoptedthetermtotitletheirnewlineofAmericanhard-boileddetectiveictiontranslatedintoFrench—SérieNoire.52Then mostfamouslyFrenchilmcriticsNinoFrankandJean-PierreChartier,seeingAmericanilmsagainfortheirsttimesincebeforethewar,proclaimeda handfulofthemilmsnoirs.Overthenextseveralyearsnoirbecameacritical termofartinFrancefordiscussingAmericancinema.53 ThetermilmnoirthentookanotherdozenyearsorsotocrosstheAtlantic, arisingbothinFrenchandinEnglishtranslationinCharlesHighamandJoel Greenberg’sHollywoodintheForties(1968)andexclusivelyinFrenchinessays byRaymondDurgnat,PaulSchrader,andothersafewyearslater.54Thelatter school won the battle terminologically, so to speak, largely because another kindof“blackilm”or“blackcinema”aroseinAmericaatthetime—arather ironicresultfromthepointofviewofthisstudy.Thefocusofscholarshipsubsequenttotheterm’sintroductionintoEnglishwasmainlythe“classic”period ofAmericannoirilms,1941–58,abracketingapparentlyirstsuggestedby Schrader,butveryquicklyadoptedasthebenchmarkfordiscussingAmerican
50. TheFilmEncyclopedia,ed.EphraimKatz(NewYork:PerigeeBooks,1979),s.v.“ilmnoir,” 418. 51. CharlesO’Brien,“FilmNoirinFrance:BeforetheLiberation,”Iris21(1996):7–20;Janice Morgan, “Scarlet Streets: Noir Realism from Berlin to Paris to Hollywood,” Iris 21 (1996): 31–53;GinetteVincendeau,“NoirIsAlsoaFrenchWord:TheFrenchAntecedentsofFilmNoir,” inTheBookofFilmNoir,ed.IanCameron(NewYork:Continuum,1992),49 –58;RobinBuss, FrenchFilmNoir(London:MarionBoyars,1994). 52. EtienneBorgers,“SérieNoire,”inTheBigBookofNoir,ed.EdGorman,LeeServer,and MartinH.Greenberg(NewYork:CarrollandGraf,1998),237– 44. 53. For a useful chronology of the history of the French term noir, see James Naremore, “American Film Noir: The History of an Idea,” Film Quarterly 49, no.2 (Winter 1995–96): esp.12 –18. For a sampling of early French critical works, see Film Noir Reader and Film Noir Reader 2, ed. Alain Silver and James Ursini (New York: Limelight Editions, 1996, 1999), and Raymond Borde and Etienne Chaumeton, Panorama du ilm noir américain, 1941–1953 (Paris: Editions de Minuit, 1955), or its recent English-language translation, A Panorama of American FilmNoir,1941–1953,trans.PaulHammond(SanFrancisco:CityLightsBooks,2002). 54. CharlesHighamandJoelGreenberg,HollywoodintheForties(NewYork:A.S.Barnes, 1968),19 –36.TheDurgnat,Schrader,andotherearlyEnglish-languageessaysarereprintedin SilverandUrsini,FilmNoirReaderandFilmNoirReader2.
Introduction
1
ilm noir in general.55 There followed a fairly stable period of roughly two decadesinilmstudieswheremostnoirscholarshipfocusedonwhetherthis collection of ilms was a genre, cycle, style, mood, historical period, and so on,aswellascatalogingwhatmightbecalledthenoircanon.Althoughthere wereragingcontroversiesoverthedeinitionoftheterm,exactlywhichilms shouldorshouldnotbecountedasactualorexemplarynoirs,andwhetherthe conceptwasalegitimateoneatall,fewscholarscontestedwhethertheterm applied(inEnglish)toanythingbutilmstobefoundpredominantlywithin Schrader’sbracketing. Overlappingwiththisdefactoresearchprogrambutbecomingparticularly prominentinthelastdecadeandahalf,moreandmorenoirscholars—both insideandoutsidetheacademy—broadenedtheterm’sapplicationtoincorporate ilms far outside the classic period. This generalizing tendency had alwaysbeenaninternalproblemanyway,asevenmostclassicilmnoircritics couldnothelpofferingexamplesbeyondSchrader’stimespan.56Inaddition, the term’s use in English evolved to include ilm noir’s origins in literature, thusmimickingearlierFrenchpractice.Furtherareasofscholarshipincluded noir’srelationtotheurbanlandscapeandtelevisionshowsandBritishilmnoir. FrenchilmnoirwasdiscoveredbyEnglish-languageresearchersandextended farpasttheprewaryears;andhard-boileddetectiveictionwasredubbednoir literature,bothinclassicformssuchasworksbyHammett,Cain,andChandler, and contemporary, such as works by James Crumley, Elmore Leonard, andAndrewVachss.57Noir’sracialdimensionscameunderscrutinyaswell, inilm,iction,andthecriticalliterature.58 Even as some critics over the years have suggested putting aside the terminfavorofmoreconventionalilmgenreconcepts(forexample,crime melodrama,gangsterilm),othershaveembracedamoregeneral“noirsensibility”andsoughtoutitscentralmeaningsbyanalyzingobjectsatornear 55. SeePaulSchrader,“NotesonFilmNoir”(1972),inSilverandUrsini,FilmNoirReader, esp.58 – 61,andNaremore,“AmericanFilmNoir,”26n.2. 56. See,forexample,themanyentriesforpre-1941aswellaspost-1958ilmsinSilverand Ward,FilmNoir:AnEncyclopedicReference. 57. MikeDavis,“SunshineorNoir?”inCityofQuartz:ExcavatingtheFutureinLosAngeles (1990;repr.,NewYork:Vintage,1992),17–97;JamesUrsini,“AngstatSixtyFieldsperSecond,” inSilverandUrsini,FilmNoirReader,275– 87;TonyWilliams,“BritishFilmNoir,”inSilverand Ursini, Film Noir Reader 2, 243– 69; Buss, French Film Noir; William Marling, The American RomanNoir:Hammett,Cain,andChandler(Athens:UniversityofGeorgiaPress,1995);Woody Haut,NeonNoir:ContemporaryAmericanCrimeFiction(London:Serpent’sTail,1999). 58. See,forexample,Diawara,“NoirbyNoirs,”261–78;EricLott,“TheWhitenessofFilm Noir,”AmericanLiteraryHistory9(1997):542 – 66;Flory,“BlackonWhite”;JamesSallis,“ChesterHimes:America’sBlackHeartland,”inTheBigBookofNoir,273– 80;WoodyHaut,“Chester Himes,”inPulpCulture:HardboiledFictionandtheColdWar(London:Serpent’sTail,1995),34– 46;andtheseriesofEasyRawlinsmysteriesbyWalterMosley.Foraninterestingnon-American example,seeJakobArjouni,HappyBirthday,Turk!(1987),trans.AnselmArno(Harpenden:No ExitPress,1993).
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its conceptual borders. By “noir sensibility,” these critics mean a feeling or attitude that invokes the features and effects of noir, especially its ability to critically examine existing social institutions.59 For example, in 1996 James Naremore published “American Film Noir: The History of an Idea,” at the conclusionofwhichheobservedthatintheclosingyearsofthetwentiethcenturythetermnoirwasnolongerconinedtodescribingilmsorliterature,but couldbeusedtosellfashionintheNewYorkTimes.Otherscholarsdiscerned similarusesoftheterminpointingtoperfumesnamed“Noir!”oritsemploymenttosellhamburgersinMcDonald’scommercials.60Naremoretookthis broadeningapplicationandgeneralubiquitytosignifythatnoirreallyoperatedmorelike“adiscourse—aloose,evolvingsystemofargumentsandreadings, helping to shape commercial strategies and aesthetic ideologies” (14). Ratherthanbeingmerelyabouttheobjectsthemselves(abunchofmoldering oldHollywoodmoviesincans),noirwasalsoahighlymalleablebutnonethelessusefulwayoftalkingaboutthemthatcouldbereadilyappliedelsewhere. ParallelingNaremore’sanalysis,Rabinowitzemploysthetermnoirasatool of historical analysis to understand wartime photographs of single working women, African-American literature, the Popular Front and melodrama’s inluencesondocumentary,novelsaboutfemale“juveniledelinquency”and socialwork,women’sshoes(especiallystiletto-heeledpumps),andavant-garde ilm.Throughastrategyofjuxtaposingsuchborderlineitemswithclassicnoir ilms,sheextendsaswellasdelineatesmoreclearlywhatnoirmightmean.61 This method of considering noir from a historical perspective yields a loosecollectionoftraits,variousgroupingsofwhichmightconstitutedifferent objects asnoir. Naremore and Rabinowitz’s analyses thus approachnoir asasortofaesthetic“clusterconcept,”whichasBerysGautarguesprovides many advantages in discussing and analyzing aesthetic concepts.62 Film scholarBenSingerhasdeployedthisstrategyindiscussingtherelatedidea of“melodrama”becausesuchatheoreticalapproachprovidesmorecoherent andaccuratepossibilitiesforunderstandingwhatthetermmeans.63 59. Naremore,MoreThanNight,11;PaulaRabinowitz,BlackandWhiteandNoir:America’s PulpModernism(NewYork:ColumbiaUniversityPress,2002),xi,14–15ff.Ofcourse,theidea thatnoirembodiesakindofsensibilityreachesbackatleasttoRobertG.Poririo,“NoWayOut: ExistentialMotifsintheFilmNoir”(1976),inSilverandUrsini,FilmNoirReader,77–93(see,e.g., 77, 80). Philosopher MarkT. Conard, “Nietzsche and the Meaning and Deinition of Noir,” in ThePhilosophyofFilmNoir,ed.MarkT.Conard(Lexington:UniversityPressofKentucky,2006), 7–22,alsoarguesfortheideathatnoirisbestunderstoodasasensibility,althoughfromadifferentphilosophicalperspective(seeesp.17–19). 60. Naremore,“AmericanFilmNoir,”24–25;Rabinowitz,BlackandWhiteandNoir,15–16; JansB.Wager,DangerousDames:WomenandRepresentationintheWeimarStreetFilmandFilm Noir(Athens:OhioUniversityPress,1999),123. 61. Rabinowitz,BlackandWhiteandNoir. 62. BerysGaut,“’Art’asaClusterConcept,”inTheoriesofArtToday,ed.NoëlCarroll(Madison:UniversityofWisconsinPress,2000),25– 44. 63. BenSinger,MelodramaandModernity:EarlySensationalCinemaandItsContexts(New York:ColumbiaUniversityPress,2001),44.
Introduction
1
Thepointofmybriefhistoryofnoiristhatasacriticaltermithasnever been strictly circumscribed in its use. Even Frank’s and Chartier’s famous essaysuseittocharacterizewhatotherwiseapparentlyquitedifferentilmshad in common. The group of movies to which these critics referred speciically asilmsnoirswereTheMalteseFalcon(JohnHuston,1941),Murder,MySweet (Edward Dmytryk, 1944), Double Indemnity (Billy Wilder, 1944), Laura (Otto Preminger, 1944), The Postman Always Rings Twice (Tay Garnett, 1946), and The Lost Weekend (Billy Wilder, 1945).64 Perhaps as surprising is the fact that anotherAmericannoirclassic,directorFritzLang’sTheWomanintheWindow (1944),wasreleasedatthesametimeinFrancebutdidnotstrikecriticsthere asanoir— onlya“bourgeoistragedy.”65Subsequentattemptstodelineatethe boundaries of noir have fared little better, as shown by the 1970s and 1980s controversyinAnglophonescholarshipconcerningitsdeinition.66Inspiteof decadesofargumentsseekingtooutlinethenoircanonaswellasitsproperconceptuallimits,knowledgeofthoselimitsseemlittleimprovedfromthesketchy contoursprovidedbymidcenturyFrenchcritics.Forallitsvaguenessandambiguity, Borde and Chaumeton’s Panorama du ilm noir Américain, 1941–1953 remainsinmanyrespectsthebenchmarkforthosewhowishtodeinenoir.67 On the other hand, this brief history also indicates that there is a clear senseinwhichnoiroperatesasausefulcategory,evenifitdoesnotprecisely itintostandarddeinitionsof“genre.”AsSteveNealearguesinHollywoodand Genre,“itisinessenceacriticalcategory”whose“corpuscanonlybeestablished by means of critical observation and analysis.”68 AlthoughI disagree withNealethattheconceptofnoiris“incoherent”(154),Iconcurthatitmay hardlybeconinedbymeansofnecessaryandsuficientconditions.Rather, noir’sdeinitionis“fuzzy”atitsedges,asisitscanon,aspectsthatcandeeply frustratethosewholikecleanandeasilydelineatedboundariestotheirideas. Inasenseitisaparadigmatically“open”concept,touseterminologymade famousbyMorrisWeitz,oneaboutwhichwemustconstantlymakedecisions 64. Fortranslations(byAlainSilver)ofFrankandChartier’sworks,seeSilverandUrsini, FilmNoirReader2,15–23. 65. NotedinNaremore,“AmericanFilmNoir,”15. 66. Several of the central essays concerning the deinition of ilm noir are anthologized in Silver and Ursini’s Film Noir Reader, esp.27–127. I should add in passing that this dificulty continuestodogmanymorerecentessaysthatseektodelineateilmnoir,suchasthosecontained inThePhilosophyofFilmNoir(seeespeciallytheessaysbyConard,Holt,andSchuchardt),which seektoreifynoirbyadvancingquasi-deinitionalconditionsregardingits“meaning”or“essence” for which there exist numerous counterexamples that illustrate these claims’ unsuitability for servingasanysortofessentialisticcriterionforthisilmform. 67. BordeandChaumeton,PanoramaofAmericanFilmNoir,esp.5–13.Recently,Biesenhas arguedthatearlyinstancesofnoirilmshavemoreincommonthanIseemtoallow,namely,as partofthe“redmeat”cycleofilmsfollowingthesuccessofDoubleIndemnity(Blackout,esp.96 – 123).Herargumenthasmuchtosayinitsfavor.However,Istandbytheclaimthattheseearly noirilmsaswellastheirsuccessorsareatleastprimafaciedissimilar,partlybecausetheirnoir characteristicshaveprovensoelusive,historicallyspeaking,inthecriticalliterature. 68. SteveNeale,GenreandHollywood(London:Routledge,2000),153.
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regardingwhattoincludeorexclude,ratherthanbeingaclosedconcept,one forwhichnecessaryandsuficientconditionsmaybemorestraightforwardly provided.69 Forallthat,however,noirisnotmuchdifferentfrommanyothergenre concepts,whichalsofrequentlypossessunclearborders,changingcharacteristics, and expanding canons. To take noir’s generic cousin, melodrama, as an example, the latter’s core features have changed considerably. As Smith explains,melodrama’snotoriouslexibilityderivesfundamentallyfromsignificantshiftsinitsuseoverthecourseofamorethantwo-hundred-yearhistory, aconclusionwithwhichNealeconcurs,especiallywithrespecttomelodrama’s morerecentdevelopmentinthehistoryofilm.70Noirhasdevelopedwitheven greaterlexibility,asrelectedinNaremore’sandRabinowitz’sstudies,which foreground,inpart,aninterplaybetweennounandadjective,thedistinction betweennoirandnoirish,andthewaysinwhichadjectivalusesmayinluence theemploymentofatermasanoun.Inthiswaytheirstudiesconcurwithilm scholarRickAltman’sworkonthenoun/adjectivedistinctioninthecreation of ilm genres, which he explains is often a matter of adjectival uses being offeredtocharacterizevariousilmsbecomingnominalonesovertime,which ispreciselyhowhecharacterizesnoir’sdevelopmentinEnglish.71 Thedangerhere,ofcourse,istoavoidslippingintotheorizingaboutnoirby “inventingyourown”genre,acommonstrategyemployedbyphilosophers(!), according to Deborah Knight and George McKnight.72 As they admit, however,internalcoherenceamongilmsortheir“familyresemblances”toone anothermayofferwaysoutofsuchadilemma(332,338).Cavell,withhisstudiesofcomediesofremarriageandmelodramasoftheunknownwoman,has employedjustsuchstrategiesinordertoarguefortheunityofhis“philosopher’sgenres.”73 On the other hand, I think that ilm noir has a stronger claim to coherencethanaphilosopher’sgenre,evenofthesortCavellproposes.Namely,its applicationasatermisrootedingenerallyconsistentvieweraswellascritical practicesthat,whileperhapsnotdeinableasagenreinthestrictsensethat scholars like Neale would require, nonetheless stem from ways of thinking andtalkingthatmakesenseandpossesstheirowninternallogic.Theuseof thetermnoirhas,forexample,yieldedarelativelystablesetofilmsthatare recognized as canonical. Recent extensions of its uses are moreover understandableandexplicable,eveniftheyareattimesarguable. 69. MorrisWeitz,“TheRoleofTheoryinAesthetics”(1956),reprintedinThePhilosophyof Art,183–92. 70. Smith, Engaging Characters, 166. See also 197–223, and Neale, Genre and Hollywood, esp.179 –202. 71. Rick Altman, Film/Genre (London: BFI Publishing, 1999), 30 – 62. Altman analyzes noir’sevolutioninEnglishfromadjectivetonoun,60 – 61. 72. DeborahKnightandGeorgeMcKnight,“WhoseGenreIsItAnyway?ThomasWartenbergontheUnlikelyCoupleFilm,”JournalofSocialPhilosophy33(2002):331–32. 73. Ibid.,338.SeealsoCavell,PursuitsofHappiness,esp.19 –32,andContestingTears,3– 8.
Introduction
References to noir mean something signiicant and nontrivial to people whentheyuseitorextenditsemploymenttootherareas.Suchcharacteristics indicatethatitsapplicationtoartobjectsmaybeconsideredilluminating,interesting,oraestheticallypleasing,asGregoryCurriedescribesCavell’sgenreof comediesofremarriage.74Groupingilmsasnoiris,inotherwords,critically usefulbecauseitfacilitatesthestudyof“theircommonalities,responses,and progressionsinrelationtooneanother.”75Asarecognizableevenifnotalways clearcategoryofilm,noirmayalsoserveto“criteriallypre-focus”audience expectationsregardingwhatsortsofcharacterstolookfor,situationstothink likely,themestoanticipate,andsoon.76Itisthusaworthwhile,historically basedconceptthathelpsustobetterdescribe,explain,andanalyzeviewer’s actualpsychologicalengagementwithartobjectstheyperceiveassimilar.77In otherwords,noiroperateslikeothergenresinthesensethatCurrietheorizes fortheterm,evenifitdoesnotfunctionasagenreinthemorestrictlyclassic sense presumed by, say, Neale.78 Although discussing ilms as noir may not alwaysberootedinartists’irst-orderintentions,advertising,orotherclearly speciiable features, it remains a worthwhile critical practice to discuss certainilmsasnoir,particularlywhenattemptingtodescribe,explain,oranalyze viewer’sexpectationsandpresumptionsaboutartworks,becauseitmakesparticularaspectssalientthatwouldotherwisenotbe.79Thisperspectiveonnoir, inCurrie’ssenseof“genre,”becomesespeciallyeffectivewhenrelectingon itsuseasaformof“criticalcinema”—thatis,noir’suseasaformofsocial criticism. FilmNoir’sSubversivePossibilities Fromitsinceptioninthe1940s,classicAmericanilmnoir’sconvergenceof diversetechniquesandthemeshasofferedwaysofpersuadingaudiencesto 74. GregoryCurrie,“TheFilmTheoryThatNeverWas:ANervousManifesto,”inAllenand Smith,FilmTheoryandPhilosophy,53.SeealsoCurrie’sArtsandMinds(NewYork:OxfordUniversityPress,2004),57–58.(Aswillbeevidentfromtherestofthisparagraph,Iamdeeplyindebted heretoCurrie’sdiscussionofgenreinArtsandMinds.) 75. Currie,“TheFilmTheoryThatNeverWas,”53;seealsoArtsandMinds,57–58. 76. NoëlCarroll,“Film,Emotion,andGenre,”inPlantingaandSmith,PassionateViews,31, 34–35.SeealsoCurrie’sArtsandMinds,esp.49 –53. 77. Currie,ArtsandMinds,esp.57–58. 78. Somemayobjectthatnoirmaynotworkingenre-likewaysiftheilmitselfisnotpresented generically as a noir, either intentionally by the artists, through advertising, or in other ways. ButI would argue that if David Bordwell is accurate that ilms have their own “primacy effect” of raising viewer anticipations and expectations by means of their opening sequences, thensuchpresentationsneednotbenecessary.Rather,thenoir-likequalitiesofailmneedonly ariseatsomepointearlyintheilmtoprepareviewerstoseetheilmasnoir.SeeDavidBordwell, NarrationintheFictionFilm(Madison:UniversityofWisconsinPress,1985),38.Moreover,as Currieargues,theconferralofgenremayalsobe“retrospective,”particularlywhensuchconferrals“allowustoseeunexpectedandworthwhilecommonalities”(ArtsandMinds,58). 79. Currie,ArtsandMinds,45–50.
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willingly see protagonists cross lines of bourgeois acceptability, transgress establishedlaws,andinfringeonunderlyingmoralcodes.Outlawandmarginalized groups have regularly counted noir characters among their members,andhavejustasoftendrawnothersintotheirorbit.Thedoomedordamaged fates of many noir protagonists often relected an implicit pessimism and dissatisfaction felt by audience members against prevailing established orders. While noir ilms typically urge audiences to sympathize with moral transgressionaswellasunderworldeconomies,80Iwanttosuggestadifferentbutrelatedpoint,namely,thatthesestandardthemesandconventionsof classicAmericanilmnoirmayalsobedirectedtowardcriticalexaminationsof knowledge.Forinstance,aconventionsuchasconinementtocircumstances fromwhichthereseemsnoescapemayfunctioninilmnoirtocompelcharactersoraudiencememberstoseekknowledgethatmightprofoundlyalter theirsystemsofbelief,perceptions,oractions.Suchtechniquesopenuppossibilitiesforsomenoirnarrativestoserveascognitivesearchesaimedatthe transformationofone’sexistingbeliefstructures. Suchpossibilitiesarisenotallthatrarelyinclassicnoiraswellasitspost1960s descendants, generally described in the critical literature as neo-noir. OutofthePast(JacquesTourneur,1947)depictsitsmaincharactertryingdesperatelytouncoverthedetailsthatwillallowhimtoescapehissordidpast.Try andGetMe(CyEnield,1950)explicitlycondemns(nonracialized)lynching.81 InaLonelyPlaceexaminesthelatentviolencethattypicallyinformsAmerican masculinity.Chinatownrevealsapervasivecorruptionbypowerthatthrivesin thewaymostmunicipalitiesarerun.Noirnarrativesfrequentlyoperateascognitive investigations aimed at some sort of epistemological transformation, particularlyoftheiraudiences.Somedosoexplicitly(e.g.,TryandGetMe), whileothersmaybemoresubtle(e.g.,InaLonelyPlace,Chinatown),butmany offer up to their viewers knowledge and perspectives meant to change how theybelieve,think,perceive,andactmorally. Inspiteofthiswell-establishedsubversivecapacity,noircanfunctionin bothradicalandconservativemanners.Iwouldcontend,however,thatitis 80. Numerouscriticshavenotedilmnoir’scriticalfunctionsincethebeginningoftheAmericancycle’s“discovery.”See,forexample,NinoFrank,“ANewKindofPoliceDrama:TheCrime Adventure,”inSilverandUrsini,FilmNoirReader2,15–19;BordeandChaumeton,Panoramaof AmericanFilmNoir,7–13;CarlosClarens,CrimeMovies(NewYork:W.W.Norton,1980),191–233; BrianNeve,FilmandPoliticsinAmerica:ASocialTradition(NewYork:Routledge,1992),147–70; Davis,CityofQuartz,esp.18 – 46;andBertOliver,“TheLogicofNoirandtheQuestionofRadical Evil,”FilmandPhilosophy8(2004):122 –37,esp.122 –24. 81. AsIwilldiscussmorefullyinChapter8,thisderacializingisoddbecausethepost-1860s historyoflynchinginAmericawouldleadonetobelievethattheleadcharacterswhosufferthis fateshouldhavebeenblack;see,forexample,PhilipDray,AttheHandsofPersonsUnknown:The Lynching of Black America (New York: Modern Library, 2003) and Without Sanctuary: Lynching PhotographyinAmerica,ed.JamesAllenetal.(SantaFe:TwinPalmsPublishers,2000).Yetthe victimsareplayedbywhiteactors,andnoreferencestoracearemadeinthenarrative.Onthe otherhand,TryandGetMeremainsanemotionallypowerfulcondemnationofanunjustpractice thathasalonghistoryinAmerica.
Introduction
noticeably duller as right-wing critique; who, after all, admires ilm noir for suchworksasIWasaCommunistfortheFBI(GordonDouglas,1951)orthose abysmal features cranked out under the aegis of Howard Hughes at RKO? LikeculturalcriticMikeDavisandothers,Iindnoir’sradicalafinitiesmore attractive,82andmanyAfrican-Americanilmmakershavelikewisebeendrawn to these elements. In one of the best articles written describing this appropriation,Diawaraexplainshowvariousexamplesoftherecentblackilmwave employilmnoirtropestodepictsocialinjusticeandtheneedforitsrectiication.83Ratherthanmerelyhighlightmoralorlegaltransgression,blackand darknesstropesforegroundtheoppressionforcedonAfricanAmericansby whitesociety.Forexample,crucialtotheaimsofmanynoirnarrativesistheir strategicuseofan“underlyingdeterminism.”84Longrecognizedasastapleof noirnarratives,recentilmmakersinterestedinracehavedeployedthisthematicelementtoconveyhowAfricanAmericansare“heldcaptive”by“away oflifethathasbeenimposedonblackpeoplethroughsocialinjustice.”85The fatalisticstrainevidentinilmssuchasDoubleIndemnity,ScarletStreet(Fritz Lang,1945),andDetour(EdgarUlmer,1945)thusbecomesaninstrumentfor makingracializedoppressionvisibleaswellascomprehensiblebyshowing howinstitutionsofwhiteauthorityoftenimposecriminalityandlawbreaking onAfricanAmericansthroughgivingthemsuchmeageralternatives. Depicting black life through noir conventions, Diawara argues, allows manyilmstodeconstructwhiteracismanditsintricaciesbyexposinghowthe forcesofwhiteprivilegefractureanddistortAfrican-Americanexistence(263), therebymakingpossibleimprovedrelectionsbyaudiencemembersregarding theimmoralityandinjusticeofdominantinstitutions.UnliketypicalMarxist orfeministformsofnoircriticism,however,Diawarafocusesmainlyonthematicelementsinilmnoirtosupporthisanalyses,ratherthanofferingaform of criticism based more squarely on noir’s stylistic features (262). Diawara’s strategyisoneIdrawuponfrequentlyinmyownanalysesofblacknoirilms. Inaddition,Iwanttobrielynotethattheuseofnoirthemessuchascrime andtransgressionas“metaphorsofresistance”tothevaluesofthedominant whitecultureissomethingthatTommyLotthaspinpointedasakeyelement in the early success of rap and hip-hop music.86 By noting that among the 82. See,forexample,Davis,CityofQuartz,18 – 46;Oliver,“LogicofNoir”;Clarens,Crime Movies,191–233;Neve,FilmandPoliticsinAmerica,147–70;andLaryMay,TheBigTomorrow: Hollywood and the Politics of the American Way (Chicago: University of Chicago Press, 2000), 220 –30. 83. Diawara,“NoirsbyNoirs,”263. 84. SilverandWard,“Introduction,”inFilmNoir:AnEncyclopedicReference,4. 85. HighamandGreenbergnotenoir’suseof“narrowcorridors,”“crampedapartments,”and faces“barreddeeplywiththoseshadowsthatusuallysymbolizedsomeimprisonmentofbodyor soul”(HollywoodintheForties,19,20).ForthequotationsfromDiawara,see“NoirsbyNoirs,”263. 86. TommyL.Lott, “Marooned in America: Black Urban Youth Culture and Social Pathology,”inTheInventionofRace,121.SeealsoBillE.Lawson,“MicrophoneCommandos:RapMusic and Political Ideology,” in A Companion to African-American Philosophy, ed. TommyL.Lott and JohnP.Pittman(London:Blackwell,2003),429 –35.
Philosophy,BlackFilm,FilmNoir
dominantmediaimagesofblackmenarethoseofcriminalsanddescribing howhip-hopandrapworktoinvalidatethoseimagesbyrecodingthemfor otherpurposes,Lottexplainsthatthesemusicalformsconveydifferentmeaningstotheirintendedaudiencesfromthosegraspedbyindividualsinpower (120 –21).87Forexample,oneresultofthisrecodingisatransformationofthe meaningofknowledge:“tobepoliticallyastute”(122),ratherthantheunrelectivepossessorofsomedominantoutlook.Anotheristhevalueofdeiancein thefaceofoppressivecircumstancesforthepurposeofreinforcingasenseof self-respect(122),withoutnecessarilyendorsingtheformthatdeiancetakes in the real world. In these and other ways, rap and hip-hop use crime and transgressionasmetaphorsofresistanceinordertocritiquethevaluesofthe dominantwhiteculture. Much like rappers who have exploited stereotypical gangster and thug lifeimagestocritiquewhitepower,makersofblackilmnoirhaveusedand recodedthecomponentsofthisilmformtoexposeandcriticizewhiteways ofknowingandacting.Bybringingthesestructuralelementsofracetothe surfaceandrelyingtosomeextentonthetropesofrapandhip-hop,88black ilmmakersofferaudiencestheopportunitytoseehowlifeoperatesfromthe racialunderbellyofinstitutionalforces,particularlythoseconnectedtoepistemologicallyembeddeddimensionsofwhiteness.Ontheotherhand,such artistic practices from rap and hip-hop merely serve to reinforce potentials alreadylatentinilmnoir.AscriticsfromNinoFranktoJonathanMunbyhave pointedout,classicAmericanilmnoirfrequentlyrepresenteddissatisfaction withexistingpowerstructuresbymeansofnarrativesfocusedaroundcommittingcrime,whichmakesthecombineduseofthismusicalformandilm formatsurprisinglysymbiotic.89 Finally,asIwillexplainmorefullylater,agooddealofilmnoirisabout cultivatingsympathyfororempathywithsociallymarginalizedcharactersand otherssomehowdistancedfrommainstreamculture.Itsnarrativestrategies forpresentingcharacterswhoarecomplexmoralalloysofgoodandbadtraits providewaystoelicittheseresponsesforwhatarefrequentlyopenlycriminal characterswhooccupyanoirunderworld.MorethanhalfacenturyagoBorde 87. Lott contends that only black audiences have this capacity, but this recoding of black men’sstereotypicalimagesissomethingthatIbelievehasbeenunderstoodtosomedegreebyat leastsome(butbynomeansall)oftheyoungwhitesuburbanaudiencesthatallowedrapandhiphoptogrowexponentiallyinthedecadeandahalfsinceLottoriginallywrotehisessayin1991. 88. For a fuller analysis of how recent black ilms have borrowed from rap and hip-hop (althoughwithoutconnectingthemtoilmnoir),seeS.CraigWatkins,Representing:Hip-hopCultureandtheProductionofBlackCinema(Chicago:UniversityofChicagoPress,1998). 89. Diawara,“NoirbyNoirs,”272 –73,explicitlynotesthissymbiosis.Formoreoncrimeas ametaphorofresistanceinilmnoir,seeFrankKrutnik,InALonelyStreet:FilmNoir,Genre,Masculinity(London:Routledge,1991),136 – 63,andJonathanMunby,PublicEnemies,PublicHeroes: ScreeningtheGangsterfrom“LittleCaesar”to“TouchofEvil”(Chicago:UniversityofChicagoPress, 1999),esp.186 –220.AsKrutnikandMunbyobserve,likenoir’scriticalfunction,itsuseofcriminalitytoexpressdissatisfactionwiththestatusquowasrecognizedfromtheverybeginning.See Frank’sandChartier’sessaysinSilverandUrsini,FilmNoirReader2,15–23.
Introduction
andChaumetonpointedoutthatilmsnoirsencourageviewerstosympathize andevenidentifywithgangsters,criminals,andothermorallydubiouscharacters,andasurprisingnumberofentriesinSilverandWard’sFilmNoir:An EncyclopedicReferencetotheAmericanStylerefertosympatheticportrayalsof morallycomplexorevencriminalcharacters.90Thisfactaboutilmnoirprovidesanentrypointformanyblackilmmakerstotellstoriestomainstream audiences about complicated, underclass African-American characters and thedificultiestheyfaceindealingwithproblemsofrace.Thesepossibilities forcultivatingsympathyandempathythusallowsblackartiststoofferpathways of understanding for their audiences regarding how problems of race often work, as these types of audience responses also make possible better understandingsofthesituations,perspectives,anddecisionsthatnonictional blacksoftenfaceinAmerica. WhatIsBlackNoir? It may surprise many readers to discover that noir is not new to AfricanAmericanaestheticproduction.Bythelate1940s,forexample,anoticeable portionofblackliteraryresistancetoracismhadtakenonthetrappingsofnoir anddirectedthemagainstpresumptionsofwhitesupremacyandracialhierarchy.Althoughtheyremainanundervalueddimensionofblackliterature,noir techniquesfrequentlyconveyedresistancetowhiteoppressionanddepicted everydayblacklifeasthatoffull-ledgedhumanbeingsratherthansomething less,aswasoftenthecaseinliteraturewrittenbywhites—thelatterpointhavingbeenmadeclearbynovelistandcriticToniMorrison.91Forexample,Mike Davis points out that Chester Himes employed noir conventions in his Los AngelesnovelsIfHeHollersLetHimGo(1945)andLonelyCrusade(1947).92 Diawara argues similarly by describing how recent African-American ilmmakershaveappropriatedfeaturesofclassicnoirilmsandcomparingthese appropriations with Himes’s 1957 novel A Rage in Harlem.93 The Cofin Ed Johnson/GraveDiggerJonesseriesthatthisnovelinauguratedwereoriginally commissionedforGallimard’sSérieNoireandarenowcommonlyrecognized as noir literary classics.94 More generally, elements of noir run throughout Himes’s literary output, a point underscored by Diawara’s comparison of it withearlyblacknoirilms.95 90. Borde and Chaumeton, Panorama of American Film Noir, 8, 12; Silver and Ward, Film Noir:AnEncyclopedicReference,15,35,159,171,215,270. 91. ToniMorrison,PlayingintheDark:WhitenessandtheLiteraryImagination(Cambridge: HarvardUniversityPress,1992). 92. Davis,CityofQuartz,43. 93. Diawara,“NoirbyNoirs,”261–78. 94. Sallis, “Chester Himes”; Haut, Neon Noir, 21–23, 106 –7, and elsewhere. In contrast, Davis,CityofQuartz,notesthatasof1990Himeswas“ignoredinmostcriticaltreatmentsofthe noircanon”(43). 95. Diawara,“NoirbyNoirs.”
Philosophy,BlackFilm,FilmNoir
YetHimesishardlyuniqueamongblackwritersforexploitingthetrappingsofnoirtoportrayracializedoppression.AsRabinowitzpointsout,Ann PetryandGwendolynBrooksusedthemtoconveythelimitsofblackfemale possibilitiesbyportrayingAfrican-Americanwomenascaughtinaracist,noir world. Even though classic ilm noir visualized “many of the issues lurking within [white] proletarian literature,” particularly those connected to class, its racial and gender-biased myopia typically curbed ilm noir’s vision.96 For example,Rabinowitzarguesthata“blackfemmefatale[could]notbevisualizedwithin[mainstream]ilm”(73)duringtheclassicnoirera,althoughher lifecouldberecordedonthepagesofnovels,likePetry’sorBrooks’s,aimed mainly at black readers. Pathways to escape and freedom in America were much more severely circumscribed for black than for white women during the1930sand1940s,Rabinowitzobserves,andtheirmarginalstatusin,for example,classicnoirilmsstemsdirectlyfrominsightslackinginthesource materials of these movies, as well as black women’s material conditions in theera.Petry’sTheStreet(1946)andBrooks’sMaudMartha(1953),assister textstowhiteproletarianliterature,offercompellinginsightsintowhyblack femmesfataleswere“‘invisible(wo)men’”inclassicilmnoir(80),aswellas whythesenovelsthemselvesitsolidlyintoatraditionofblacknoirliterature alongside the work of Himes. The worlds portrayed in Petry’s and Brooks’s novelsareonesofnoirishconinement,restriction,andmarginalization.The characters ind themselves hemmed in by circumstance and social institutionsthatseverelylimittheirfreedom.Yetthoserestrictionsareclearlydueto racismandallitsconsequences—poverty,disadvantage,limitationofopportunity,andsoon. Rabinowitz also argues for the consideration of Richard Wright’s 1953 novel The Outsider as an instance of black noir literature. She analyzes this novel“asaliteraryversionofilmnoir”ratherthantracingthemorecharacteristicdevelopmentfromnoveltoilm(84).ButWright’snovelrequiresthis reversal,shereasons,becauseheimbibedclassicnoirilmsandtheirhistoricalsourcesinordertousetheiringredientsinhiswork(90).Accordingto Rabinowitzthisappropriationmadeimminentsense,for“AfricanAmericans alreadylivedthenoirworld,guiltandbetrayalthecentralthemeoftheirAmericanexperience”(91).Asissooftentrueinclassicilmnoir,“itisknowledge itself that is dangerous in the noir world of American race relations” (92), apointtowhichIhavealreadyalluded.WrightusesaDuBoisiansenseof doubleconsciousnesstofocusonthestatusofblacksinAmerica(90),thereby exposingdepthsofknowledgeanddesirethatdrivehisprotagonistmadwith rage and send him on a murderous rampage that extends from Chicago to NewYorkCity.AsRabinowitzobserves,“racialdifferencesappearonlyskin deep; however, their imbrication in virtually every aspect of American life, fromsexualitytoeconomics,makesthemprofoundlysigniicant.Thefactof depth—that the surface masks hidden, profound, secret truths—is central 96. Rabinowitz,BlackandWhiteandNoir,64.
Introduction
tonoirsensibility.Thatnoteverythingcanbeimmediatelydiscernedatirst sight”(97),particularlyinregardtorace,becomesWright’srootinsightfor the novel and propels his main character through its pulpy narrative. “Like thenoirdetective,[Wright]wasobsessedwiththesleazespreadingacrossthe nation,hidingyetquiteobviouslythere”(102)— only,asRabinowitzargues, this sleaze was the corruption of racism and its damaging effects on the nationalpsyche,particularlyinthecaseofAfricanAmericans,whichWright illustratesthroughthetorturedmindofhismaincharacter,CrossDamon. Onemaysee,inaddition,thatTheOutsiderandtheseotherliterarytexts becomeaestheticarchetypesfor“lipping”noir’sstandardmeaningsinfavorof exposingracialinequities,makingtheeveryday“ordinariness”ofracismseem strange,andcallingforjusticeinrectiicationobvious.Theseworksreverse perspectivesonracebyincorporatingintotheirstoriesnoiringredientsfound inmanyclassicilmsoftheeraaswellasnoirliterature’spulpysensibility— thatis,itsfeelingofworking-class“street”modernism,itsattitudeofcasting acriticalvernaculareyeonexistingsocialinstitutions,bywayofsuggesting such background presumptions are lawed and should be changed for the better.97 Itisfurtherworthnotingthatjustasblackliteratureborrowedfromclassic ilmnoir,classicilmnoirborrowedfromblackliterature.The1949ilmKnock on Any Door, directed by Nicholas Ray and starring Humphrey Bogart, was basedonthecriticallyacclaimednovelofthesamenamebyAfrican-American writerWillardMotley,publishedin1947.Boththeilmandthenovel,abestsellerinthenaturalistveinofTheodoreDreiserandFrankNorris,portraya whiteprotagonistwhorunsafoulofthelaw.98Despitetheapparentracelessness of both the novel and the ilm, traces of racial hierarchy may still be found in the central character, Nick Romano (John Derek), whose upbringingandlifeintheslumsinexorablypropelhimintocrime.Poverty,lackof opportunity,brutality,andstereotypicalpresumptionsaboutwhatwemight call“probationarywhites”liketheItalian-AmericanRomanodoomhimtoa thug’slife,inspiteofhisbesteffortstogostraight.99Manyoftheilm’slashbacks,whichareconsistentwithdescriptionsinthenovel,depictthewarpingofNick’shumanitybytheharshcircumstancesofdestitution,prejudice, judicialunfairness,andplainbadluck,allfeaturesthatwouldresurfaceforty yearslaterinblacknoirs.Thesalientpointtonoticehere,though,istheilm’s faithful use of a narrative from black literature to construct a ilm that was recognizedfromveryearlyonasnoir. Othercriticshavenotedthelaterdeploymentofnoirandnoir-likefeatures in“blackexperience”novelsofthe1960sand1970swrittenbyDonaldGoines 97. Ibid.,esp.6 –10. 98. SilverandWard,FilmNoir:AnEncyclopedicReference,161– 62;WillardMotley,Knockon AnyDoor(NewYork:Appleton-Century-Crofts,1947);RobertE.Fleming,WillardMotley(Boston: TwaynePublishers,1978),esp.59 – 63. 99. Formoreon“probationary,”“borderlinewhites”andinternalhierarchiesofwhiteness, seeMills,RacialContract,78 – 80.
0
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and Robert Beck (better known as “Iceberg Slim”).100 Goines’s novels have beenincorporatedintoGallimard’sSérieNoire,andsomeofthemhavebeen madeintoilms,oneofwhichwillbeanalyzedlaterinthisbook.101Thenovels ofGoinesandBeckdepictanundersideto1940s,1950s,and1960sghetto lifeseldom(ifever)foundinmainstreamliterature.AsnoircriticWoodyHaut notes,theyconformtotheaestheticofblacknoirictionoutlinedbyChester Himesmorethanhalfacenturyago.102 Morerecently—aswellasmorefamously—WalterMosleyhasutilizednoir conventionsextensivelyinhisbooks.TheirstofhisEasyRawlinsmysteries, DevilinaBlueDress,wasmadeintoamoviein1995.103Anotherofhisbooks, AlwaysOutnumbered,AlwaysOutgunned(1998),104becameanHBOmoviethe yearitwaspublished.Boththeseilmswillalsobeanalyzedatlengthlaterin thisbook. The use of noir in black literature thus has a solid if underappreciated traditionthatmightbeseentoserveasanambientaestheticcircumstancefor thegerminationoflaterappropriationsofilmnoirbytheblackilmwave.It alsoprovidesasetofmodelsfortransformingthenoirgenreinfavorofforegroundingracialinjusticeandprovidingcritiquesofAmericanconceptionsof race.Insomecases,suchasthoseofHimes,Mosley,andGoines,italsohas providedthebasesforactualblacknoirilms. Onemightevenarguethatearlierblackilmandsomemoremainstream Hollywoodproductionsusedthetechniquesofilmnoirtodepictproblemsof race.OneoftheearliestexamplesmightwellbeDarkManhattan(RalphCooper,1937).AsblackilmhistorianThomasCrippsnotes,“Itcouldbesaidthat withthereleaseofDarkManhattanin1937,racemovieshadanticipatedpostwarilmnoir,perhapsbecausetheactualityofblacklifeechoedthedarkstreet scenesofthegenre.”105CrippsalsoobservesthatblackdirectorSpencerWilliamsmadetwoilmsnoirsinthe1940s,106andargumentssimilartoCripps’s 100. Munby,PublicEnemies,PublicHeroes,226;Munby,personalcommunication;Haut,Neon Noir,212 –13.SeealsoDonaldGoines,Dopeiend(LosAngeles:HollowayHouse,1971),BlackGirl Lost(LosAngeles:HollowayHouse,1973),DaddyCool(LosAngeles:HollowayHouse,1974),and White Man’s Justice, Black Man’s Grief (Los Angeles: Holloway House, 1973), and Robert Beck, Pimp:TheStoryofMyLife(LosAngeles:HollowayHouse,1969)andTrickBaby(LosAngeles: HollowayHouse,1970). 101. Borgers, “Serie Noire,” 240; Lola Ogunnaike, “Credentials for Pulp Fiction: Pimp and DrugAddict,”NewYorkTimes,March25,2004,http://www.nytimes.com. 102. Haut,NeonNoir,214. 103. WalterMosley,DevilinaBlueDress(1990;repr.,NewYork:PocketBooks,1991). 104. WalterMosley,AlwaysOutnumbered,AlwaysOutgunned(NewYork:WashingtonSquare Books,1998). 105. ThomasCripps,“Introductionto1929 –1940:HollywoodBeckons,”inInstructor’sGuide toAfricanAmericansinCinema:TheFirstHalfCentury,ed.PhyllisR.Klotman(CD-ROM,Urbana andChicago:UniversityofIllinoisPress,2003),19. 106. Cripps,MakingMoviesBlack,148.TheilmsinquestionareTheGirlinRoom20(Spencer Williams,1946)andDirtyGertiefromHarlemUSA(SpencerWilliams,1946).Crippswritesthat theseilmsare“lawed.”
1
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fig.2 Dr.LutherBrooks(SidneyPoitier)asksEdie(LindaDarnell)torecognizethe humanityofthemanwhojustshothim,Ray(RichardWidmark),andassistinsaving hislife(NoWayOut,1950).
regardingDarkManhattancouldpossiblybemadeaboutsomeaspectsofthe workofblackilmpioneerOscarMicheaux.107 AnothernoteworthyantecedentistheHollywoodproductionNoWayOut (JosephMankiewicz,1950).Althoughclearlymadeasasocialproblemilm intendedtobeconsistentwithotherrelativelymainstreamworksaboutblacks inthisera,suchasHomeoftheBrave(MarkRobson,1949)andPinky(Elia Kazan, 1949), and no doubt inspired by the critical and inancial successes ofthenoirclassicCrossire(EdwardDmytryk,1947),whichstronglycriticized Americananti-Semitism,aswellasitsmoremainstreamdoppelganger,Gentleman’s Agreement (Elia Kazan, 1947), the Mankiewicz ilm dares to depict a race riot (where blacks triumph) and the unadulterated bigotry of some whites,chielythatofthepettycrookRay(RichardWidmark).Advertisedas “entertainmentthatchallengesyourownabilitytoexperiencetheemotions ofothers,”theilmforegroundstheinstitutionalpresumptionthatblacksare incompetent, here directed primarily against a medical resident, Dr.Luther 107. Forexample,CharlesMusser,“ToRedreamtheDreamofWhitePlaywrights:ReappropriationandResistanceinOscarMicheaux’sBodyandSoul,”inOscarMicheauxandHisCircle,ed. PearlBowser,JaneGaines,andCharlesMusser(Indianapolis:IndianaUniversityPress,2001), 114,arguesthatatechniqueusedbyMicheauxinBodyandSoul(1925)is“noirish.”
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Brooks(SidneyPoitier),whointheinalsceneteachesawhitefemalecharacter,Edie(LindaDarnell),toacknowledgeeventheracistRay’shumanity,in spiteofthefactthatthiscriminalhasjustshothim.108BordeandChaumeton explicitlymentionthisilmasaworkthatwasatleastinluencedbyilmnoir, and nearly three decades later critics Foster Hirsch and Jon Tuska discuss itasanoiroutright.109Althoughfrequentlyignoredbyworksonclassicilm noirandrace,itconstitutesacrucialprecursortothelatercyclediscussedin this book, even if I agree with Ralph Ellison that ilms like this one generallyfailedaestheticallybecausetheyfocusedmoreon“whatwhitesthinkand feelabout”blacksthandepictingcompellingrepresentationsofactualblack humanbeings.110 AnotherclassicilmnoirbrushwithraceisTheSet-Up(RobertWise,1949). CrippsnotesthatthisboxingilmstarringRobertRyanwasbasedonwriter JosephMoncureMarch’seponymouspoemandfurtherclaimsthatMarch’s poemis“ablackliterarysource.”111YetCrippsisinaccuratehere.Marchwas not black, but a white jazz-age vernacular poet (an Amherst graduate and protégéofRobertFrost)whohopedtowriteatragedyaboutracialprejudice. While“TheSet-Up”(1928)isindeedaboutablackboxerwhonevergetsatitle shotbecauseofhisraceandastheyearsslipbybecomesapalooka,thatfeatureofthepoemdoesnotmakeitablackliterarysource—atleastnotinthe sensethatCrippsmeans.112Still,Crippsisonirmgroundwhenhepointsout thattheilmmakershadoriginallyplannedtomake“ailmnoirthatrevealed the bigotry visited upon blacks because they were black” starring AfricanAmericanactorJamesEdwards(213).Unfortunately,thegreaterpotentialof proitinginanciallyfromastoryaboutawhiteboxerenticedtheilmmakers intochangingtheracialcharacteroftheilmanditsstar.Edwardsreceiveda minorroleasanotherboxerwhobrielysharestheightarena’sdressingroom withRyan’scharacter.113InMarch’sownwords,“thewholepointofthenarrativehadbeenthrownoutthewindow.Ah,Hollywood. . .!”114 108. See the theatrical trailer and other materials on No Way Out, DVD, directed by JosephL.Mankiewicz(1950;TwentiethCenturyFoxHomeEntertainment,2005). 109. BordeandChaumeton,PanoramaofAmericanFilmNoir,119;FosterHirsch,FilmNoir: TheDarkSideoftheScreen(1981;repr.,NewYork:DaCapoPress,1983),10,160,180 – 81;Jon Tuska, Dark Cinema: American Film Noir in Cultural Perspective (Westport, Conn.: Greenwood Press,1984),229.Itisalsoworthnotingthattheilm’sDVDversionwasreleasedaspartofthe “FoxFilmNoir”series. 110. ForexamplesofNoWayOutbeingignoredbycritics,seeLott,“WhitenessofFilmNoir,” andKellyOliverandBenignoTrigo,NoirAnxiety(Minneapolis:UniversityofMinnesotaPress, 2003),esp.1–26.FortheEllisonquotation,seeRalphEllison,“TheShadowandtheAct”(1949), reprintedinShadowandAct(NewYork:Vintage,1972),277. 111. Cripps,MakingMoviesBlack,214. 112. Joseph Moncure March, The Wild Party/ The Set-Up/ A Certain Wildness (Freeport, Maine:BondandWheelwright,1968),esp.53–54,149 –297;“JosephMoncureMarch,”ContemporaryAuthorsOnline,2000,http://galenet.galegroup.com(accessedMarch24,2006). 113. MakingMoviesBlack,212 –14,348 – 49nn.94,95.SeealsoRobertWise,commentary, TheSet-Up,DVD,directedbyRobertWise(1949;WarnerBrothersEntertainment,2004). 114. March,TheWildParty/TheSet-Up/ACertainWildness,58 –59.
Introduction
More generally, while I agree with American Studies scholar Eric Lott’s claimthatracistexclusionsseriouslymaragooddealofclassicAmericanilm noir,theproblemismorecomplexthanhis“totalizing”argumentallows—as hehimselfimpliesinthelastfewpagesofhisessay,“TheWhitenessofFilm Noir.”Nevertheless,ilmslikeKnockonAnyDoor,NoWayOut,RobertMontgomery’sRidethePinkHorse(1947),AnthonyMann’sBorderIncident(1949), JosephLosey’sTheLawless(1950),MichaelCurtiz’sTheBreakingPoint(1950), Elia Kazan’s Panic in the Streets (1951), Orson Welles’s Touch of Evil (1958), RobertWise’sOddsAgainstTomorrow(1959),andSamFuller’sTheCrimson Kimono (1959) make the possibility of “occasional” exceptions to which he refersmuchmoredificulttodismissthanhisargumentsuggests. IntheMannilm,itsaddressofraceis“honorable,”evenifitisalsoconsiderablyweakenedbythedepictionofclownishMexicanthugs,asLottnotes (561).TheLawless(whichLottdoesnotmention),ontheotherhand,follows thegradualrealizationofawhitesmall-townnewspapereditorregardingthe racialized presumptions under which Mexican fruit pickers must live and work.InmanywaysitimprovesontheracialpoliticsofBorderIncident,and BordeandChaumetonsingleitoutforspecialpraiseintheirdiscussionof classic noir-inluenced ilms on race.115 In The Crimson Kimono (which Lott doesnotmentioneither),itsfocusontheratherselishpersonalfeelingsofits whitemaleprotagonistobscurestosomeextentafairlyprobingexplorationof anti-Asiansentiments.Still,theilm’santiracistpointisnotlost.OddsAgainst Tomorrow,whichLottdescribesasa“civil-rightsnoir”and“politicallyinteresting” but “cinematically dull” (561), deserves more serious consideration thanhegivesit,inpartbecauseitillustrateswhatclassicAmericanilmnoir wascapableofwhendirectedsquarelyatrace.Itsnoirishending,forexample, offersadevastatingcommentonthemisguidednessofraceprejudice.Inthe Wellesilm,CharltonHeston’sstarpersonality,performance,andtotallackof anaccentadmittedlytendtoobscurethefactthatheplaysaMexicannational. Weasviewerscannotcompletelyforgetwhoisuponthescreenunderallthat greasepaint(seeLott,562 – 63).Atthesametime,theilmclearlysideswith thisracial“other”andagainstHankQuinlan(OrsonWelles),suchaswhen thecorruptwhitepolicedetectivetriestoframetheMexican-Americanshoe clerkManeloSanchez(VictorMillan)forthebombingthatfamouslyopens the ilm— even if it also turns out, ironically, that Sanchez ultimately confessestohavingplantedthebomb.Thepointbeingmadebytheilmhereis thatframingevenaguiltymanismorallywrong,particularlyifitismotivated byracism. Curtiz’sTheBreakingPoint(alsounmentionedbyLott)isespeciallynoteworthyforthechangesitmakesintheErnestHemingwaynovelonwhichit isbased,ToHaveandHaveNot,116andtheshockingtwistinitsinalshotthat challenges viewers to think about race in a way rarely found in Hollywood 115. BordeandChaumeton,PanoramaofAmericanFilmNoir,119. 116. ErnestHemingway,ToHaveandHaveNot(NewYork:CharlesScribner’sSons,1937).
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fig.3 Acrowddisperses,leavingJoseph(JuanHernandez)aloneonthedock(The BreakingPoint,1950).
productionsoftheera.AsMorrisonpointsout,thenovelprovidesablackcharacterwhoiscrucialtothestory,butthroughtheirstivechaptersisreferred toonlyas“thenigger.”117Laterinthenovelhedoesacquireaname(Wesley) andavoice,butasMorrisonnotesheusesitonlytogrumble,apologize,and whine(74–76).Curtiz’silmchangesallthatbyprovidingWesley(JuanoHernandez)withafarmoreindependentandhumanizedcharacter.Moreover,the protagonist,HarryMorgan(JohnGarield),treatshimfairlyandequitably,a markedcontrastfromthenovel.TheplightofWesley’sfamilyevenbecomes theinalfocusoftheilm.AsCavellhasargued,TheBreakingPoint’slastshot invokes“amassiveevilaboutwhichthisilmhasnothingtosay,”namelythe sortofracistpresumptionregardingthegreatervalueplacedonMorgan’sloss of an arm than on Wesley’s death and its impact on his family, here represented by his son, who waits silently on the dock for the return of a father whowillnevercomehome.118Unfortunately,noonetellshim,soconsumed aretheothercharacters(includingMorganhimself )bytheprospectofbodily 117. Morrison,PlayingintheDark,70 –76.ItisperhapsworthnotingthateventhoughLott citesMorrison’sworkasaninspiration(e.g.,542,566),hedoesnotmaketheconnectionbetween ToHaveandHaveNot,whichservesasoneofMorrison’scentralexamples,andtheCurtizilm, whichisbasedonit. 118. Cavell,WorldViewed,34.
Introduction
disability.WhileitremainsthecasethatneitherWesleynorhisfamilybecome theilm’sprimaryfocus,theirrolesinthestoryaresubstantiallyaugmented anddigniied,tothepointthatitsinalimagedirectsmanyviewerstorelect, evenifonlyforamoment,ontheirownunthinkingracialprejudices. Eveninapolitically“mainstream”ilmnoirlikePanicintheStreets,one occasionallyindsexplicitlyegalitarianpresentationsofracialdiversity,asin thescenewheretheNavydoctorClintonReed(RichardWidmark)questions bothblackandwhitelongshoremenlookingforwork.Althoughagooddealof thateffectisundonebyanearlierscenewheretwoChinesesailorsarestereotypedandplayedforlaughs,aswell,perhaps,bynamingtheprimaryantagonist“Blackie”(whichLottnotes,558),itsdepictionofraceismorenuanced thanLott’spassingreferencewouldsuggest.119 Finally,letusconsiderthecomplicatedcaseofRidethePinkHorse,which seemstobe,likeJohnFord’sTheSearchers(1956),aracistilmthatnonethelessmanagestoofferinsightfulcriticismsaboutracism.Whilesupericially embracingtheprejudicesofitstime,RidethePinkHorsealsoclearlysubverts thembyvalorizingthelives,actions,andvaluesofitsracial“others”incontrasttothoseofitslargelyuncomprehendingnoirprotagonistGagin(Robert Montgomery), whose alienation and moral myopia are thereby even more prominentlydisplayed.TheMexican-AmericanPancho(ThomasGomez)and theNativeAmericanPila(WandaHendrix)assistandeventakebrutalbeatingsforGagin,becausetheythinkofhimasafriendaswellassomeonewho needshelp.Incontrast,Gagindeclares,“I’mnobody’sfriend,”andactsalmost exclusivelytopromotehisownself-interest.Theilmalsoclearlydepictsthese racial“others”asmembersofasocialnetwork,acommunity,whereasGagin’s isolationandalienationareevidentfromthemomenthestepsoffthebusin theirstscene.Theilmsuggestsaswellthatthesedivergingrelationstoone’s communityhaveseriousimplicationsforprospectsofpersonalhappinessand contentmentwithone’slife. TheseexamplesshowthatwhileLottmaybecorrectingeneral,thewhiteness of ilm noir is neither as monolithic nor as pervasive as he suggests. Ratherthanbeing“anightmarishworldofothernessandracialaliens”into whichwhiteswereimaginativelycast—andonethatcaptivated“allofnoir’s creators” (Lott, 562; italics mine)—ilm noir provides a catalog of many different stances that whites took in regard to race, ranging from white racial paranoia,whichLottperceptivelyidentiies,tofarmoreliberal,attimesperhapsradical,outlooksonrace.Again,thismorecomplexviewofnoiragrees with Mike Davis’s insight, as well as with the fact that black iction writers found literary noir amenable to portraying racial unfairness. Many of white racism’ssubtletiesarelostbymeansofLott’stotalizinginterpretationofilm noir—subtletiesthatwemustgraspifwearetofullycomprehendthediverse 119. TheirsttwopointsregardingthisilmaremadebyJamesUrsiniandAlainSilverintheir commentaryontheDVDreleaseoftheilm;seePanicintheStreets,DVD,directedbyEliaKazan (1951;TwentiethCenturyFoxHomeEntertainment,2005).
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fig.4 Pancho(ThomasGomez)movestoprotecttheinjuredGagin(RobertMontgomery),asPila(WandaHendrix)cradleshiminherarms(RidethePinkHorse,1947).
phenomena comprising whiteness and their consequences, let alone begin workingtoeradicatethem. Alsoworthnotingasaprecursortothemorerecentilmsanalyzedinthis bookisVanPeebles’sSweetSweetback’sBaadasssssSong,whichblackcriticNelsonGeorgedescribesonlyslightlyhyperbolicallyas“essentiallyaEuropeanart ilmsetinWatts.”120AsCrippsmoreaccuratelyobserves,“Sweetback’stransformation experience [from hustling picaro to political outlaw] would have beenimplausiblebutforborrowingsfromthegenreofilmnoir.VanPeebles, alifelongmoviegoer,sawhowtousethatgenre’sdarkenedstreets,glistening half-lights,bumblingandvillainouscops.Eventheraspysound,someofit, oneguesses,unintentional,contributestotheurbanstreetscape.”121VanPeeblesalsousesothernoirtechniquessuchaslow-keyandsingle-sourcelighting aswellasswinginglamps,andhismaincharactersareclearlyfromablack noirunderworld,farfromthemiddle-classdomesticityofmostmainstream 120. Nelson George, Blackface: Relections on African-Americans and the Movies (New York: HarperCollins,1994),52. 121. Thomas Cripps, Black Film as Genre (Bloomington: Indiana University Press, 1978), 135–36.TommyLottalsoobservesthat“VanPeeblesemployedthesocialrealismofilmnoirto engageinhyperbole”(“AestheticsandPolitics,”300n.27).Ishouldnoteaswellthatthepointof Cripps’sanalysisofSweetbackviailmnoirisnegative,althoughLott’sisnot.
Introduction
ilms.Sweetbackprovedthatrepresentationsofdisreputableiguresfromthe blackcommunity(oftenreferredtoas“badniggas”inblackfolklore)hadan audience,122andVanPeebles’suseofilmnoirtechniquesallowedhimtoportraythemsympathetically. Arguably, other “Blaxploitation” features—for example, Shaft (Gordon Parks,1971),SuperFly(GordonParksJr.,1972),Coffy(JackHill,1973),Black Caesar(LarryCohen,1973),andFoxyBrown(JackHill,1974)—usethetechniquesandthemesofnoirtotapintoaudiencesympathiesforviolent,“bad” black male and female characters. For example, the moral ambiguity and pervasivenessofevilinCoffymakesitatleastplausibletothinkofthisilm asmuchmorenoirthanmostcriticshaverealized,particularlyinregardto its inal sequence. Although slowly drained from later Pam Grier vehicles, themessuchasthefemaleprotagonist’sdefeatbyoverwhelmingcorruption andpersonalbetrayal,aswellashermorallycomplexcharacter,indicatethat noirinluencesheredeservegreaterattention.123 WhatmostBlaxploitationpicturesdidnotdowasindwaystodevelopand aestheticallyenhancenoirthemesandconventionsbeyondtheconditionsin whichtheypreviouslyexisted.Thatis,mostofthesemovies(withtheexceptionofSweetbackandperhapsafewothers)didnottransformthecinematic elementstheyutilizedintocriticaltoolsthatcouldpromotemorethanoccasional,leetingaudiencerelectiononracialinjustice.Thatwouldtakeanother decadeandahalf,aswellasgreaterblackartisticcontroloverthecontentand styleofilms.Ultimately,itwouldtakeSpikeLeeandotherblackilmmakers kicking in the door to Hollywood before the sorts of noir innovations I describeinthisbookcouldbemade.Ofcourse,ashasfrequentlybeenpointed out,oneofthemainstumblingblockstothispossibilitybeingactualizedearlierwasinancial.124PoliticaleconomistandilmscholarJesseA.Rhinesnotes thatitwasnotuntiltheearly1990sofferednewandunprecedentedopportunities to African-American directors and ilmmakers who could produce gritty “urban dramas”—a genre that lends itself especially well to ilm noir conventions as well as itting white producers’ preconceptions about black 122. Lott,“AestheticsandPolitics,”290 –91.Foranaccountofthebadblackmanigurein African-Americanfolklore,seeJohnW.Roberts,FromTrickstertoBadman:TheBlackFolkHero inSlaveryandFreedom(Philadelphia:UniversityofPennsylvaniaPress,1989),171–215,andLawrenceW.Levine,BlackCultureandBlackConsciousness:Afro-AmericanFolkThoughtfromSlaveryto Freedom(Oxford:OxfordUniversityPress,1977),407–20. 123. Asidefromoccasionalnoirshotsusing“mysterylighting”or“criminallighting”suchas describedbyfamousnoircinematographerJohnAltoninPaintingwithLight(1949;repr.,Berkeley andLosAngeles:UniversityofCaliforniaPress,1995),44–56,theilm’swriter/directorJackHill statesonhiscommentaryforCoffythathethinksthelastgreatAmericanilmwasWhiteHeat (RaoulWalsh,1949),oneofthebest-knownlate-1940sgangsternoirpictures;seeJackHill,commentary,Coffy,DVD,directedbyJackHill(1973;MGMHomeEntertainment,2001). 124. See, for example, Jacquie Jones, “The New Ghetto Aesthetic,” Wide Angle 13, no.3– 4 (1991):33;Watkins,Representing,esp.187–95;Guerrero,FramingBlackness,164– 65,182ff.;and Jesse Algernon Rhines, Black Film/White Money (New Brunswick: Rutgers University Press, 1996),4,12 –13,57–78.
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ilm—thatthenewblackilmwavereallygotofftheground.125Iwouldfurther conjecturethatittooksomesubtleshiftsingeneralaudiencepresumptionsas well,helpedalongby,forexample,theadventofhip-hop,apointthatshould become evident from later discussions. At the same time, the antecedents I have outlined remain important because they establish a tradition of noir useinAfrican-Americanliteraryandvisualartthatuntilrecentlyhaslargely escapeddetectionbynonblackcritics,butthatprovidedasolidfoundationfor morerecentappropriationsofilmnoir,inmuchthesamewaythathard-boiled detectiveictionandgangsterilmshaveprovidedabasisforotherformsof ilmnoirsincethe1940s. In the following chapters, I analyze and explain how the foregoing elements come together in many black noirs and their cinematic descendants. TheworksIexaminehereusenoir’ssubversivepotentialtooffertheirviewersoccasionstorelectinsophisticatedandfundamentalwaysonpresuppositionsregardingrace,apossibilitythatblackilmmakerandcriticJacquieJones notedveryearlyinthecycle.126LikeSocrates,whogoadedhispeerstorelect on virtue,127 black noirs and their aesthetic progeny challenge audiences to thinkcarefullyandintenselyabouttherelationsbetweenrace,morality,and justice.Manyoftheseilmsprompttheirviewerstoseriouslyreconsidertheir usual patterns of thought and action, especially their presumptions about themselvesandotherhumanbeings,andtherolethosepresumptionsplayin actsofrecognitionandacknowledgmentofhumanitythathavealltoooften beenintegratedinto,orattimesevenblockedby,presumptionsofracialized inferiorityandsuperiority—thatis,byunconscioussensesofracialhierarchy and“whiteprivilege.”
125. Rhines,BlackFilm/WhiteMoney,89 –90. 126. Jones,“NewGhettoAesthetic,”37. 127. Plato,Apology29d–30e,trans.HughTredennick,inPlato:TheCollectedDialogues,ed. EdithHamiltonandHuntingtonCairns(Princeton:PrincetonUniversityPress,1963),15–17.
spike lee and the sympathetic racist
Knowthyself. —InscriptionontheTempleofApolloatDelphi
InhisrecentbookWhite,ilmscholarRichardDyerarguesthatracialwhitenesshasoperatedinWesternilmandphotographyasanidealizedstandard against which other races have been judged.1 Making his case inductively usinginstructionmanuals,historicaltheoriesofrace,traditionallightingand makeuppractices,aswellasthedominantidealsforhumanbeautyutilized indevelopingilmstocksandcameraequipmentoverthelast150yearsand more,DyermaintainsthatWesternvisualculturehaspresentedwhitesasthe normforwhatitistobe“justhuman”or“justpeople,”whereasotherhuman beingshavebeenpresentedasraced,asdifferentfromthenorm(1–2).This mannerofdepictingwhitenesshasinvestedthecategoryitselfwiththepower to represent the commonality of humanity. Furthermore, Dyer argues that this historical function of whiteness’s normativity continues to profoundly inluencecurrentpracticesandinstruction.2 Dyer’sargumentisinaccordwithwhatCharlesMillsandLewisGordon haveadvancedinbroadertheoreticaltermsregardingtheoperationofwhitenessasanormagainstwhichnonwhites—andparticularlyblacks—havebeen negativelyjudged.3LikeDyer,thesephilosophersarguethatpresumptionsof whitenessinstitutionalizeracialbeliefsatalevelofbackgroundassumptions thatmostpeoplewouldnoteventhinktoexamine.Basedonthisclaim,they reasonthatwhitenessfunctionsnotonlyasasocialnormbutalsoatanepistemologicallevelasaformoflearnedignorancethatmayonlywithconsiderable effortbebroughtforwardforexplicitcriticalinspection.4 1. RichardDyer,White(London:Routledge,1997). 2. Ibid.,esp.70 –142. 3. Mills,RacialContract,esp.53– 62;LewisR.Gordon,“CriticalRelectionsonThreePopularTropesintheStudyofWhiteness,”inWhatWhiteLooksLike:African-AmericanPhilosophers ontheWhitenessQuestion,ed.GeorgeYancy(NewYork:Routledge,2004),173–93,esp.175–76, 181– 82. 4. Mills,RacialContract,especially17–19,91–109;Gordon,FanonandtheCrisisofEuropeanMan,22 –26,38ff.SeealsoPegO’Connor,OppressionandResponsibility:AWittgensteinian Approach to Social Practices and Moral Theory (University Park: Pennsylvania State University Press,2002),especially1–59,128 –131.
0
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Similarly, many of Spike Lee’s ilms place into question presumptions aboutwhiteness’snormativity.Onecrucialaimofhisongoingcinematicoeuvre hasbeentomaketheexperienceofracismunderstandabletowhiteaudience memberswho“crossover”andviewhisilms.Becauseseeingmattersofrace fromanonwhiteperspectiveistypicallyastandpointunfamiliartowhiteviewers,Leehassoughttomakemoreaccessiblesuchanoutlookthroughtheconstructionanduseofspeciiccharactertypes.Onewayheachievesthisgoalisby offeringdepictionsofcharacterswhofunctionaswhatIwillcall“sympathetic racists”:characterswithwhommainstreamaudiencesreadilyallythemselves butwhoembraceracistbeliefsandcommitracistacts.Byself-consciouslypresentingwhiteviewerswiththefactthattheymayformpositiveallegianceswith characterswhoseracistbigotryisrevealedasthestoryunfolds,Leeprovokes hisviewerstoconsideramorecomplexviewofwhatitmeanstothinkofone’s selfas“white”andhowthataffectsone’soverallsenseofhumanity. Leethusprobeswhiteaudiences’investmentinwhatmightbecalledtheir “racialallegiances,”adimensionofilmnarrativepertainingtothemanner in which audiences become morally allied to characters through categories andpresumptionsaboutrace.5Foregroundingracialallegiancesallowshim to depict how ideas of race may affect characters’ and audience members’ behavior at much deeper levels cognitively, emotionally, and morally than manyofthemrealize.Throughofferingacriticalperspectiveontheirinvestmentinrace,Leeissueshisviewersaphilosophicalchallenge,bothwithinthe contextoftheirnarrativeunderstandingandtheirlivesgenerally.Byfocusing audienceattentiononacharactertowardwhomtheyfeelfavorablywhilealso revealingthatcharacter’sracism,Leeconstructsailmthatphilosophizesby developingaconceptionofwhatitmeanstoberacistthatfundamentallychallenges typical white viewers to inspect their own presumptions about how theyseethemselvesandothers. Leedepictssympatheticracistcharacterssothatwhiteviewersmayforge positiveallegianceswiththeminspiteofthosecharacters’antiblackbeliefsand actions,whichinearlierstagesofthenarrativemayseemtrivial,benign,or unimportant,ormayevengounnoticed.Heoftenthenalienatesviewersfrom suchcharactersbyrevealingtheharmfulnessofthesetypicallywhitebeliefs andactions.Throughthistechnique,Leeconteststhepresumedhumancommonalityattachedtobeingwhitebyprovidingviewerswithanopportunityto seetheirconceptionsofwhitenessanalytically.Byintroducingacriticaldistancebetweenthemandwhatitmeanstobewhite,LeemakesaBrechtian movewithrespecttorace.AsDouglasKellnerpointsout,he“dramatizesthe necessity of making moral and political choices” by forcing his viewer “to cometogrips”withcertaincrucialissuesand“adoptacriticalapproach”tothe emotionsandcognitionsinvolved.6Theopportunityofferedtowhiteviewers 5. TheideaofaracialallegiancewassuggestedtomebyCalvinSelvey. 6. Douglas Kellner, “Aesthetics, Ethics, and Politics in the Films of Spike Lee,” in Spike Lee’s“DotheRightThing,”ed.MarkA.Reid(NewYork:CambridgeUniversityPress,1997),75;
SpikeLeeandtheSympatheticRacist
1
whocrossovertoseetheseilmsisthatofexperiencingwhattheyhavebeen culturally trained to take as typical or normative—being white—and see it depictedfromadifferentperspective,namely,thatofbeingblackinAmerica, whichinturnremoveswhiteviewersfromtheirownexperienceandprovides adetailedaccesstothatofothers.Exploitingthiskindofanti-egoiststrategy regarding iction’s capacities to give audiences access to the perspectives of othersissomethingthattheoristssuchasKendallWalton,IrisMurdoch,Martha Nussbaum, Alex Neill, and others have long recognized.7 It is just this strategythatLeetakesadvantageofinhisilms. Given this characterization of Lee’s goals, I would argue that we should recognizetheopportunityheofferstypicalwhiteviewersasachancetoimagine whiteness “from the outside”—see it acentrally and sympathetically, as opposedtoimaginingitcentrallyandempathetically.Bothkindsofresponses aremodesofimaginativeengagement;sympathy,however,isgenerallyamore distanced attitude in which we imagine that such-and-such were the case, whereasempathycallsforsomethingclosertoimaginingfromone’sownsituation.8Byencouragingviewerresponsetobemoresympatheticthanempathetic,Leepromotesamodeofdetachedcriticalrelectionthatisnotmerely Brechtian, but philosophical, for it involves relectively considering presuppositionsoftheselfandhumanitythatareamongthemostfundamentalin contemporaryconceptionsofpersonalidentity,namely,thoseregardingrace.9 InthissenseLeechallengeshiswhiteviewerstoknowthemselvesalongthe linesoftheDelphicinscriptionmadefamousbySocrates. Similarly,anarrativetechniquealsofrequentlyemployedbyLeeandother ilmmakersallowsforthepresentationofwhatwouldbeotherwiseunsympatheticblackcharacterswithwhommanyaudiencemembersmightfeellittle or nothing in common. Through encouraging empathy for characters that audiencesmightindifferentcircumstancesdismissasapprenticecriminals Bertholt Brecht, Brecht on Theatre: The Development of an Aesthetic, ed. and trans. John Willett (NewYork:HillandWang,1962),23,101. 7. KendallWalton,MimesisasMake-Believe:OntheFoundationsoftheRepresentationalArts (Cambridge:HarvardUniversityPress,1990),34;IrisMurdoch,TheSovereigntyofGood(1970; repr.,London:ArkPaperbacks,1985),esp.64– 67;MarthaNussbaum,Love’sKnowledge:Essays onPhilosophyandLiterature(NewYork:OxfordUniversityPress,1990),esp.77–79;AlexNeill, “Empathyand(Film)Fiction,”inPost-Theory:ReconstructingFilmStudies,ed.DavidBordwelland NoëlCarroll(Madison:UniversityofWisconsinPress,1996),179 – 80;Smith,EngagingCharacters,235–36. 8. Formoreonthedistinctionbetweencentralandacentralimagining,seeBernardWilliams,ProblemsoftheSelf(Cambridge:CambridgeUniversityPress,1973),esp.36 –38;Richard Wollheim, On Art and the Mind (Cambridge: Harvard University Press, 1974), 58ff., and The ThreadofLife(Cambridge:HarvardUniversityPress,1984),73ff.;Carroll,PhilosophyofHorror, 88 –96;andSmith,EngagingCharacters,76ff. 9. The claim that modern personal identity is intimately linked to race has been argued forbyphilosophersatleastsinceFanon.SeeFanon,“LivedExperienceoftheBlack,”184–201; Gordon,FanonandtheCrisisofEuropeanMan;O’Connor,OppressionandResponsibility;andMills, RacialContract.
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or incorrigible gang members, ilmmakers can delineate and contextualize waysinwhichthepresumedguiltofyoungblackmenandwomenfrequently imposeonthemtheexpectation,bothinternallyandexternally,thattheylive degradedhumanlivesthataresomehowworthlessthanthoseofwhites.By inducingviewerstoimaginethesecharacters“fromtheinside”throughprovidingdetailedaccesstothecontext,reasons,andmotivationsfortheiractions andbeliefs,ilmmakerslikeLeeenrichthegroundsforempathyforindividualsthatviewersmightinothersettingsdismissoutofhandasalreadyhopelessdelinquents,atechniqueIwillexaminecloselyinsubsequentchapters. Acrucialinsighthereregardingbothsympatheticracistandempathetic blackcharactersisthat,analogoustomostwhiteviewers’generallyfavorable “internal” predisposition to white characters, such viewers also frequently have trouble imagining what it is like to be African American “from the inside”— engagingblackpointsofviewempathetically—becausetheydonot understandblackexperiencefromadetailedorintimateperspective.Itisfrequentlytoofarfromtheirownexperienceoftheworld,tooforeigntowhat theyareabletoenvisionaswaysinwhichhumanlifemightproceed.Hilland Boxillarguethatthislimitationinimaginingotherlifepossibilitiesmakesit dificultforwhitestomakecorrectmoralchoicesbecausetheymaybeeasily deceivedbytheirownsocialadvantagesintothinkingthatsuchaccruetoall, andthuswillbeunabletoperceivemanycasesofracialinjustice.Thiscognitiveinsensitivitymaythusaffectevenwell-meaning,sincereindividualswho wishfornothingmorethantoactmorallyinsituationswherequestionsof racialinjusticemightarise,aphenomenonthatJanineJonesreferstoas“the impairmentofempathyingoodwillwhites.”10 Tocounteractsuchanimaginativelimitationinilmviewing,Leeoffers depictionsthatinviteadeeperimaginingwithrespecttoblackness.Notonly doesheprovidenumerousdetailedrepresentationsofAfrican-Americancharactersinhisilms,buthealsoofferssympatheticracistcharactertypeswho provide a conception of how it might be possible for a white person to act favorably toward blacks but still be racist. In this sense, Lee constructs the sympatheticracistcharactertypeasan“alloy”ofmorallygoodandbadcharacteristicsintheterminologydevelopedbyMurraySmithinEngagingCharacters andelsewhere.11AsSmithnotes,themoralcomplexityofsuchcharacterscan force us “to question certain habits of moral judgment,” which is precisely whatLeeachievesinmanyofhisilms.12 WhatLeeoffers,then,isamoreacentralaccess(thatis,detachedaccess “fromtheoutside”)towhitecharacterssothatwhiteviewersinparticularmay lookatthesecharactersmorecritically.Thistypeofaccessmightbethought 10. HillandBoxill,“KantandRace,”469 –70;JanineJones,“TheImpairmentofEmpathyin GoodwillWhitesforAfricanAmericans,”inYancy,WhatWhiteLooksLike,65– 86.Mills,Racial Contract,95,alsonotesthisproblemofempatheticimpairmentinmanywhites. 11. Smith, Engaging Characters, 209ff., and “Gangsters, Cannibals, Aesthetes,” 217–38, esp.223ff. 12. Smith,“Gangsters,Cannibals,Aesthetes,”228.
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ofastheirststepingivingwhitesasortof“doubleconsciousness”regarding their own race. If W. E. B.Du Bois was correct in observing that AfricanAmericanspossessasortof“twoness”regardingthemselvesraciallyin American society, then the “single consciousness” of whites would make themparticularlysusceptibletonarrativeallegiancesbasedonwhitenessand resistanttoseeingwhitecharactersfromotherperspectives.13Thepresuppositionofwhiteracialexperienceinmuchilmnarrative,then,contingentlypredisposesviewers,especiallywhiteviewers,tounderstandingcharactersfrom aracializedpointofview.Thus,counteractingthisphenomenonandcreating anincipientwhitedoubleconsciousnessmightbeconceivedasanotherway tothinkofSpikeLee’soverallgoalwithregardtohiswhiteviewers.AsLinda MartínAlcoffhasexplained,suchaperspectivewouldinvolveacriticalsense thatwhiteidentitypossessedaclearstakeinracializedsocialstructuresand inequalitiesaswellassomesenseofresponsibilityinhelpingtorectifythese inequities.14Inthissense,thetechniqueofself-consciouslydepictingsympatheticraciststhrowsintoquestionwhiteracialallegiances,fortheexplicituse ofthischaractertypeaimstoprovokeinwhiteviewersaself-relectiveexaminationofwhyonemightfeelfavorablytowardsuchcharacters,inspiteoftheir racistbeliefsandactions. Leealsoencourageshisviewerstorelecthowwhitenesspossessesspeciic characteristics that make white experience different from nonwhite experience,andviceversa.African-Americanexperience,forexample,isconstituted byspeciicitiesthatinvolveahistoryandlegacyofracializedslavery,aswellas theongoing“scientiic”researchprojectthathastimeandagainrankedblacks atthebottomofwhatwasclaimedtobeanempiricallyveriiedracialhierarchy, and that frequently served as grounds for arguing that blacks possess lessercapacitiestobemoral,intelligent,andlaw-abiding.AfricanAmericans havebeensubjecttotheburdenofrepresentationestablishedacrossdecades (onecouldalsonowsaycenturies)bystereotypesthataroseoutofblackface minstrelsy,aswellasahistoryofhavingbeensubjecttolynchingonthebasis ofone’sskincolor.15Thesefeaturesneedtobekeptinfocuswhenthinking about and assessing the actions, beliefs, and emotions of black American charactersinmanyilms,asitisnotunusualforblacksinreallifetohavethe capacitytoimaginethatwhiteswhoaresympathetictowardthemmightalso harbor racist beliefs or act in racist ways. History bristles with examples of AfricanAmericanshavingtodealwithsuchindividuals,amongthemAbrahamLincoln.16Thusitwouldnotbedificulttotransferthiscognitivecapacity 13. W.E.B.DuBois,TheSoulsofBlackFolk(1903;repr.,NewYork:Signet,1969),45. 14. Linda Martin Alcoff, “What Should White People Do?” Hypatia 13 (1998): 6 –26, esp.24–25. 15. For more on the history and legacy of racialized existence of blacks, see Mills, Racial Contract,esp.81– 89,109 –20. 16. Eze, Achieving Our Humanity, 27, as well as some of the title cards in D.W.Grifith’s TheBirthofaNation(1915).Forexamplesfromtheabolitionmovement,seeAgainstSlavery:An AbolitionistReader,ed.MasonLowance(NewYork:Penguin,2000).
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overtounderstandingilmnarratives.Ontheotherhand,neitherthishistory noritsrelatedimaginativecapacitiesaregenerallysharedbywhites.Lee’sselfconscioususeofsympatheticracistcharactertypes,then,aimstoassistwhites inacquiringtherudimentsoftheseimaginativecapacities. SpikeLeeisnottheonlyilmmakertoemploythenarrativetechniqueof constructingsympatheticracistcharacters,buthisworkseemstobethelocus classicusforsuchiguresinthenewblackilmwave.From1989’sDotheRight ThingthroughJungleFever(1991),Clockers(1995),SummerofSam(1999),and even The 25th Hour (2002), Lee’s ilms have self-consciously foregrounded allegiances with sympathetic racists or similar morally complex “good-bad characters” for the inspection and contemplation of his audiences.17 In this fashion he has sought to make white viewers more critically aware of antiblack racism and fear of difference. I should add here that I do not believe thatLeeandotherilmmakersnecessarilydevisedthesenarrativetechniques withexactlythetheoreticalgoalsIdescribeorbyusingthephilosophicalconsiderationsIoutlineinthischapter.Rather,whileIassumethatthereissome overlap between their goals and the ones I describe, ilmmakers use these techniques because they work well in depicting certain character types and narrative situations. In contrast, what I provide here is a theoretical explanationandclariicationofwhatthesetechniquesare,howtheyworkcognitively,andwhytheyachievetheeffectsthattheydo.Iwouldfurtherarguethat thesetechniquesalsorepresentsingularachievementsofblackAmericanilm noirasithasdevelopedduringthelasttwodecades.Charactertypeslikethe sympatheticracistdevelopinnewandinnovativewaysthemorallycomplex “good-badcharacter”typessocommontoilmsnoirsandwhosemultifaceted allegianceswithaudiencesMurraySmithhasexploredinothercontexts. EvenasLeeoffershiswhiteviewersanopportunitytocontemplatetheir racialallegiances,itisimportanttonotethatoneproblemassociatedwiththe depictionofsympatheticracistcharactersisthatitscriticalusemaynotalways beevident.Someaudiencemembersmaynotdetectsuchcharactersasracist; otherswill.WhatIoffernextisadetailedanalysisthatmakesclearwhatLee seekstoaccomplishbypresentingthischaractertype,aswellasanexplanationaddressingwhysomeviewersareunabletoapprehenditasracist. Who—andWhat—IsSal? Inanotherwiseastuteexaminationofauteurtheory,BerysGautarguesthat theItalian-Americanpizzeriaowner,Sal(DannyAiello),inDotheRightThing is not a racist igure.18 Aiello’s performance, Gaut asserts, overcomes Lee’s 17. AsSmithnotes(“Gangsters,Cannibals,Aesthetes,”223),theoriginalsourcefortheconceptofthe“good-bad”characterisMarthaWolfensteinandNathanLietes,TheMovies:APsychologicalStudy(Glencoe,Ill.:TheFreePress,1950),20ff. 18. Berys Gaut, “Film Authorship and Collaboration,” in Film Theory and Philosophy, ed. RichardAllenandMurraySmith(Oxford:ClarendonPress,1997),166.
SpikeLeeandtheSympatheticRacist
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fig.5 Sal(DannyAiello)angrilyracializestheconfrontationaboutwhichpictures shouldhangonthewallofhispizzeria(DotheRightThing,1989).
explicit directorial intention of revealing racist beliefs in a character who is formanyviewerstheilm’srichest,mostcomplex,andsympatheticigure.19 DespiteLee’sclearlystatedaimtoportraythischaracterasaracist,Aielloallegedly trumps that aim through his rendition of Sal.20 Gaut sees this conlict betweenLeeandAielloasan“artisticallyfruitfuldisagreement”thatcontributesto“theilm’srichnessandcomplexity”(166),inspiteofSal’s“complicity inaracialtragedyculminatinginahorrifyingmurder”(165).Gautquotesilm scholarThomasDohertytosupporthispoint,notingthat“onthescreenif notinthescreenplay[Aiello’s]portrayalwinstheargument”bydepictingSal’s characterassomeonewhoisnotracist.21 Otherviewers,however,haveregardedSal’scharacterdifferently.EdGuerreroarguesthatdespiteSal’shumanityandreasonablenessthroughoutmost oftheilm,whenconfrontedwithRadioRaheem(BillNunn),Smiley(Roger GuenveurSmith),andBuggin’Out’s(GiancarloEsposito)demandsattheend ofalong,hotday,“Sal’sgood-naturedpaternalpersonaquicklycracksandout 19. See,forexample,VincentCanby,“SpikeLeeTacklesRacisminDotheRightThing,”New YorkTimes,June30,1989,C16,and“SpikeLeeRaisestheMovies’BlackVoice,”NewYorkTimes, May28,1989,sec.2,p.14;JoeKlein,“Spiked?DinkinsandDotheRightThing,”NewYorkMagazine,June,26,1989,14–15;andSalimMawakkil,“SpikeLeeandtheImagePolice,”Cineaste17, no.4(1990):36. 20. See,forexample,SpikeLee,withLisaJones,DotheRightThing:ASpikeLeeJoint(New York: Fireside, 1989), 45, and Marlaine Glicksman, “Spike Lee’s Bed-Stuy BBQ,” in Spike Lee: Interviews, ed. Cynthia Fuchs (Jackson: University of Mississippi, 2002), 18 –19. Gaut notes (“FilmAuthorshipandCollaboration,”166)thatLeealsomakesthispointduringaread-through ofthescriptwithAielloinSt.ClairBourne’sdocumentaryMaking“DotheRightThing”(1989). 21. ThomasDoherty,reviewofDotheRightThing,FilmQuarterly43,no.2(1989):39;Gaut, “FilmAuthorshipandCollaboration,”166.
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comesascreedofracistinvectiveabout‘junglemusic,’accompaniedbyegregiousracialprofanities,thelikesof‘blackcocksucker,’‘niggermotherfucker,’ andsoon.”22Guerrero’spointisthatbyusingthesetermsnonironicallyand ascriptivelywithrespecttoblackcharactersinthenarrative,Salrevealshimselfasaracist.Similarly,African-AmericanstudiesscholarClydeTaylornotes thatitisSalwhoexplicitlyracializesthisconfrontationbyinsultinghisadversaries’choiceofmelodicaccompanimentwiththeangryexclamation,“Turn thatjunglemusicoff!Weain’tinAfrica!”23Followingthisdeclaration,racial epithetsspewfromSal’smouth. Taylor and Guerrero’s observations concur with those of Media Studies scholarS.CraigWatkins,whonotesthat“Salisverymuchapatriarchaligure,”byturnsattached,paternal,mistrustful,andhostiletowardtheAfricanAmericancommunityhisbusinessserves.24Thiscritic,too,wouldagreethat Sal,evenasportrayedonthescreen,isaracistcharacter,althoughWatkins eschewsthepointandpreferstodiscusstheilmintermsofitsvariedcharacterizationsofwhiteness.Speciically,hearguesthattheilmrepresentssome of the subtle differences between different forms of whiteness—for example,betweenSal,Pino(JohnTurturro),andtheirthirdfamilymember,Vito (RichardEdson)—allofwhomrepresentdifferentwhiteresponsestoAfrican Americans.AsWatkinsargues,whenincontrolSal’sattitudetowardblacksis benevolentandpatriarchal,butwhenconfrontedorchallenged,herevealsa formofracializedthinkingthatclearlymarkblacksasinferior.Theilmreveals thisattitudebythewayheusesracialcategoriestoverballyputblacks“intheir place”;whenplacedonhisguard,denigratinginsultspourfromhismouth withafullconvictionofthederogatoryforcebehindthem(156 –58).Sal’sson Pino, on the other hand, is more openly racist. He clearly shows contempt forthepeopletowhomheserveshisfather’spizzaandconsistentlydistances himselffromthemthroughlanguagesimilartothatultimatelyemployedby Sal,usingtermssuchas“niggers,”“animals,”“apes,”and“moolingan”(Italian foreggplant)todescribeaswellasdemonizeallblacksingeneral(seeWatkins158);whileattheotherendofthespectrumPino’sbrotherVitotendsto acceptpeopleforwhotheyareasindividualsandforgoesracializedcategorizationsandmarkers.25Astheilmmakesclear,Vitoevenprefersthepizzeria’s delivery person Mookie’s (Spike Lee) company to that of his older brother. 22. EdGuerrero,DotheRightThing(London:BFIPublishing,2001),75. 23. ClydeTaylor,TheMaskofArt:BreakingtheAestheticContract—FilmandLiterature(Bloomington:IndianaUniversityPress,1998),269. 24. Watkins,Representing,156. 25. InBourne’sMaking“DotheRightThing,”actorRichardEdsonexplainshischaracterVito withthefollowingremarks:“[Heis]thesympatheticone,theonewholikestheneighborhood, wholikesblackpeople. . .asopposedtoPino,who’sracist. . .[Vito]doesn’tthinktoomuch. . . [he]thinksthatpeoplearepeople.”IntheaudiocommentaryonDotheRightThing,Leeremarks that the conlicts between Pino and Vito are due to the fact that “Pino thinks that Vito is too friendlywiththemoolingans.”SpikeLee,commentary,DotheRightThing,DVD,directedbySpike Lee(1989;TheCriterionCollection,2001).
SpikeLeeandtheSympatheticRacist
“Helistenstome.Youdon’t,”hetellsPinoashissiblinglectureshimabout racialloyaltyandhowwhitesshouldallegedlyrelatetoblacks.Vitoisthewhite characterwhoclearlyhasthebestrapportwithothermembersofthecommunityandoftentriestosmoothrelationsoutbetweenthemandhisotherfamily members.FortheseeffortsPinotellshisbrother,“Justrememberwhoyou are,right?YournameisVitoFrangione—notVitoMuhammad,”anexplicit referencetoVito’spotentialasa“racetraitor”inPino’seyes.Fromthisrange ofdepictionsofwhiteness,wecanseethatLeeoffershisviewersabroadcontextfromwhichtounderstandthecharacterSalandhisrelationstowhiteness, blackness,andideasofraceingeneral.Furthermore,itisworthnotingthat reviewersinthepopularpresshavealsosometimesseenSalasaracist.26 Unlikethesecritics,manywhiteviewerstendnottonoticeoracknowledge theracistdimensionofSal’scharacter.Instead,likeGautandDoherty,they often see him as a good person who does a bad thing, or a rational person defeatedbyanirrationalworld,butnotassomeonewhoisaracist.27Thisform ofexplanationalsoseemstohavebeenactorDannyAiello’sownunderstanding of Sal. In St.Clair Bourne’s documentary Making “Do the Right Thing,” Aielloremarksduringanearlyreadthroughofthescriptthat“Ithought[Sal is]notaracist—he’saniceguy;heseespeopleasequal.”Inalaterdiscussion ofhischaracter,Aiellofurtherexplains:“Theword[‘nigger’]isdistastefulto him.” Finally, after acting out Sal’s explosion of rage that sparks Raheem’s attackandbringsdowntheNewYorkCityPoliceDepartment’sfatalintervention,Aiellosummarizes:“Ishe[Sal]aracist?Idon’tthinkso.Buthe’sheard thosewordssofuckingoften,hereacheddown. . . .IfitwasmeandIsaidit— I’mcapableofsayingthosewords;I’mcapable.—AndIhavesaidthem,but I’mnotaracist.”Aiellothusconsistentlybelieved,indevelopingandacting outhischaracterduringtheproductionoftheilm,thatSalwasnotaracist, butratherafairandequal-mindedcharacterwhointhisonecasemadeamistakeanddidsomethingthatwasracist.Inhisangerandfatigue,he“reached down”intohimselfandfoundthemostinsultingwordshecouldtothrowat thosewhomadehimangryandthusendedupactinglikearacist,eventhough hehimselfwasnotone.ThisunderstandingofSalwouldthusseemtobea commonstrategyforwhiteviewerstouseinexplainingthecharacter. Such a conlict in viewers’ understanding presents an interpretational dilemma, which I argue the concepts of racial allegiance and the sympatheticracisthelptoresolve.Accordingly,theexplanationforwhymanywhite viewers—andAiellohimself—resistseeingSalasaracistmightbeformulated in the following way. A white audience member’s understanding of a white character’sactionsoftenaccruesfromairmbutimplicitgraspofwhiteracial 26. See,forexample,JacquieJones,“InSal’sCountry,”andZeinabuIreneDavis,“BlackIndependentorHollywoodIconoclast?”bothinCineaste17,no.4(1990):34,37. 27. See,forexample,RichardCorliss,“HotTimeinBed-StuyTonight,”Time,July3,1989, 62;MurrayKempton,“ThePizzaIsBurning!”NewYorkReviewofBooks,September28,1989,37; andStanleyKauffmann,“DotheRightThing,”NewRepublic,July3,1989,25.
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experience,whichpresupposesthemanywaysinwhichthelonghistoriesof worldwhitesupremacy,economic,social,andculturaladvantage,andbeingat thetopofwhatwassupposedlyascientiicallyprovenracialhierarchy,underlieandremaininluentialinwhitepeople’slives.Afterall,thecircumstances thatresultedfromhundredsofyearsofpursuingthegoalsofpresumedEuropeansuperiority—namely,globaldominationbywhitesineconomic,cultural, social, religious, intellectual, national, political, and various other ways— remainstructurallyinplace.28Suchdimensionsofwhiteexperiencearepartof the“co-text,”whatSmithreferstoastheinternalsystemof“values,beliefs,and soforththatformthebackdroptotheeventsofthenarrative”forindividuals raisedinwhite-dominatedcultures,regardlessoftheirrace.29Asdimensions ofwhiteexperienceinparticular,theyoperateasimplicit,nonconsciouspresumptionsandexpectationsthatformthebackgroundforviewingnarrative ictionilms.Forwhiteviewers,thisco-textispartofwhatSmithcallstheir “automatized” or “referentially transparent” belief-schemata,30 which here Itaketoformacruciallyimportantandraciallyinlectedgroundforunderstandingandempathizingwithwhitecharacters.Thissystemofbeliefs,values,emotionalresponses,andsoonamountstoasetofreadilyavailable,albeit largelyunconscious,culturalassumptionsconcerningwhatitistobewhite thathavebeenimplicitlybuiltintomuchWesternvisualmedialikeilm. Becausewhiteviewersarerarelycalledupontoimaginetheirwhiteness fromtheoutside,theytendtohavedificultylookingatitcritically.Thiscircumstanceofrarelyhavingtheirbackgroundbeliefsputtothetestmeansthat manywhiteviewersindithardtoquestionorgiveuptheirracialallegiances tocharacterslikeSal.Infact,theyresistnotempathizingwithhimandseeing himfromanonwhiteperspective.Unlikenonwhiteviewers,who,oftenoutof necessity,developacriticalsenseofraceordoubleconsciousnessmerelyto functionandsurviveincultureslikeAmerica’s,mostwhiteviewerslackthe cognitivetoolsthatwouldallowthemtorecognizeandquestionthetypically presumedcinematicviewpointofwhiteness.Theirlifeexperiencesaswellas theirviewingexperiencesaresuchthattheytypicallyhaveneitheropportunity norneedtodevelopsuchformsofcognition.Thus,whenconfrontedwithnarrativesthatcallforthemtoutilizesuchcognitiveformsortoincorporatenew informationconcerningthem,theyreactinconfusedormyopicways.They resistthepossibilityofracebeinganissueandthusoverlookcrucialpiecesof informationthatwouldrequirethemtorevisetheirtypicalwaysofthinking aboutracebecausetheirpreviousexperiencehaspreparedthemcognitively neitherforthepossibilityofchangingtheirstandardwaysofthinkingnorfor properlyincorporatingsuchinformation. Clearly, it is not that such audiences are logically incapable of doing so, butratherthatgiventheirstronglyingrainedandreinforced“initialschema”
28. Mills,RacialContract,especially1– 40,91–109;Eze,AchievingOurHumanity. 29. Smith,EngagingCharacters,194. 30. Ibid.
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for conceptualizing race, there is little or no cognitive space for perceiving certain critical details offered by Lee’s narrative. Were this law pointed out and explained to them, no doubt many audience members would modify theirviewingstancetowardraceandseektoproperlyabsorbthecriticalpoints advanced.Fromacognitiveperspective,thisepistemologicallimitationshould notbeparticularlysurprising;asarttheoristE.H.Gombrichnoteddecades ago,sometimeswhenourinitialbeliefschemataforartworks“havenoprovisionsforcertainkindsofinformation. . .itisjusttoobadfortheinformation.”31Wesimplylacktherequisitetoolsforabsorbingit,althoughwithsome conceptualassistancewecouldmakethenecessarychanges. Becausemanywhitesmayeasilylivelivesoblivioustohowmattersofrace havehadandcontinuetohaveanimpactontheirlives,itisquitepossiblefor themtowholeheartedlyembracethebeliefthatraceisnolongeramajorfactorinanyone’sexistence.ThisderacializedoutlookisoneversionofthecognitiveinsensitivitystressedintheworkofHill,Boxill,Jones,Mills,Gordon, andothers.32Astheypointout,absentfromsuchanoutlookisasensethat racecouldbeofanymajorimportanceinhumanlifeexperience.Thosewho believeotherwise,bycontrast,appeartobeparanoid,morbidlyfocusedonthe past,orotherwisepsychologicallyimpaired. Whenwatchingilms,then,manywhiteviewersmaystronglyresistthe invitation to reconsider their racial allegiances because, from their perspective,suchareconsiderationdoesnotmakesense.Itloutsasystemofbeliefs, values,andemotionalresponsespresupposedbytheireverydaylivesaswell as their typical ilm viewing and would require a fundamental upheaval in theiroverallbelief-schemataifthoseelementsweretobesubstantiallyrevised orabandoned.Suchaninvitationasksthemtoconsiderasaproblemsomething that they believe to have been resolved long ago. To accommodate a character like Sal and make the least disruptive changes in their system of belief—which unconsciously presupposes aspects of white advantage and power—rather than seeing Sal as a sympathetic racist character, they view himasanempatheticandmorallygoodcharacter.Thehateful,bigoteddimensionsofhisracistbeliefsandactionsthusdropout;theseaspectsofhischaracterareseenasnotreallyracist.Perhapsforsomeviewers,thesebeliefsare explainedawayasanaccuraterelectionon“howthingsare”withrespectto nonwhites,andarethereforenotthoughttoberacistbecausetheyarebelieved tobetrue,alludingbacktoexplicitracialhierarchiesoftimesgoneby.More frequently,however,whiteviewersexplainawaySal’sracistactionsattheend oftheilmasnottrulyrepresentativeofhischaracter.Instead,hisactionsare 31. E.H.Gombrich,ArtandIllusion:AStudyinthePsychologyofPictorialRepresentation,2nd ed.(Princeton:PrincetonUniversityPress,1972),73.Thisgeneralpointregardingcognitionis alsonotedinSmith,EngagingCharacters,121. 32. HillandBoxill,“KantandRace,”469 –71;Jones,“ImpairmentofEmpathy”;Mills,Racial Contract;Gordon,FanonandtheCrisisofEuropeanMan;ArnoldFarr,“WhitenessVisible:EnlightenmentRacismandtheStructureofRacializedConsciousness,”inYancy,WhatWhiteLooksLike, 143–57.
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seenasanaberration,anexceptiontohisoverallgoodcharacter.Manywhite viewersthusempathizewithSalanddonotunderstandhimasa“good-bad” moralalloy,butsimplyamorallygoodcharacterwhoistryingtodotheright thing—an“amalgam,”inSmith’sterminology.33Hebecomesagoodperson whodoesabadthing,orarationalpersondefeatedbyanirrationalworld,as somereviewersdescribedhim,acharacterwhoisnotracistbutthroughabad moralchoicetowardtheendofthenarrativeisunfortunatelycomplicitina racialtragedythatculminatesinahorrifyingmurder.34Suchexplanationsof thecharacteritbetterintotheirexistingschemataforviewingracialmatters onilmaswellasinlifethandoalternativeexplanations,suchasthatSalisa sympatheticracist. AmajortaskfacingviewersofDotheRightThingisthatofconstructing Salsuchthathisactions,beliefs,andcharacteristicsittogethercoherently.35 However,whiteracialallegiancescandistortthisprocessinsuchawaythat Sal’sracismmayseemperipheralortemporaryratherthancentralandongoing.Anignoranceofthefundamentalroleraceplaysincurrentlyexistingversionsofhumanidentity— especiallywhiteidentity,asexplainedbythephilosophersnotedabove—maypreventviewersfromseeingracism’scentrality toSal’scharacter.Again,themonocularnatureofwhiteracialconsciousness maywellpreventviewersfromconstructingSal’scharacterinawaythatcoherentlyassembleshisactions,beliefs,andprimarycharacteristics. Acarefulexaminationoftheilm,however,indicatesthatsuchanapproach wouldbetomisunderstandSalasthenarrativepresentshim.Avarietyofcues provideamplesupportfortheideathattheilmdirectlyaddressestheproblemofantiblackracismatthecoreofSal’scharacterandmilitatesagainstthe interpretationthatheismerelythevictimofabadmoralchoice.Inclosely watchingthescenedepictingtheconfrontationbetweenSal,RadioRaheem, Smiley,andBuggin’Out,forexample,audiencesmaydetectLeesignalingto themthattheissueofracismwillbeexplicitlyraised.AsBuggin’Outandhis associatesstandinthedoorwayofSal’s,onehearsonthesoundtrackRaheem’s boom box playing once again Public Enemy’s song “Fight the Power.” Speciically, the lines sung by ChuckD.blast forth, observing that “Elvis was a herotomostbuthenevermeantshittome. . .astraight-outracistsucker; it’ssimpleandplain.”ThefunctionofthemusicinreferringtoElvisPresley,whoappropriatedfromblackculturethemusic,clothes,andmovements thatoriginallymadehimfamous,istoforeshadowwhatwillbepresentedas thesceneunfolds—namely,thatissuesofracethatnormallyremainhidden will be brought to the surface and scrutinized.36 In other words, the music 33. Smith,EngagingCharacters,203. 34. Corliss,“HotTimeinBed-StuyTonight”;Kempton,“ThePizzaIsBurning!”;Gaut,“Film AuthorshipandCollaboration,”165– 66. 35. Formoreontheviewer’sneedtoconstructcharactersinwaysthatmakesenseofthemas ictionalagents,seeSmith,EngagingCharacters,especially120ff. 36. SeeTheodoreGracyk,RhythmandNoise:AnAestheticsofRock(Durham:DukeUniversity Press,1996),191–92;RayPratt,RhythmandResistance:ExplorationsinthePoliticalUsesofPopular
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1
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fig.6 Radio Raheem (Bill Nunn), Smiley (Roger Guenveur Smith), and Buggin’ Out(GiancarloEsposito)enterSal’sFamousPizzeria(DotheRightThing,1989).
operatesasacinematicnarrativepromptemployedbyLeetoencourageviewers to imagine that the sequence to follow will address antiblack racism.37 Moreover,duringthesequenceitselfSal’sinsultstoblacksareunderscoredby othercharactersrepeatingthemindignantlyandresentfully.Sal’sinitialracializing of the incident through use of the terms “jungle music” and “Africa” todenigrateRaheem’schoiceofacousticaccompanimentisexplicitlynoted by Buggin’ Out, who argues that such terms are irrelevant regarding what picturesshouldhangonthewallofSal’sFamousPizzeria.“Whyitgottobe aboutjunglemusic?WhyitgottobeaboutAfrica?It’saboutthemfuckingpictures!”Buggin’Outdoggedlyprotests,refusingtoletSalgetoffthesubject. Similarly,Sal’sinitialuseoftheterm‘nigger’inthreateningtotearBuggin’ Out’s“fuckingniggerassopen”isrepeatedindignantlyandresentfullybythe groupofteenagerswaitingforonelastslicebeforethepizzeriacloses.Lastly, afterSalhassmashedRaheem’sboombox,helooksitserstwhileownerinthe eyeandunapologeticallydeclares,“Ijustkilledyourfuckingradio.”Byexplicitlystatingthathehasdestroyedthesourceofthe“junglemusic,”thesource oftheunwanted“African”melodicpresence,aswellasRaheem’spride,joy, andsenseofidentity,Salunderscoreshisownviolentlyimposedandracially inlecteddominance. Perhaps most damning of all, however, is Sal’s immediate reaction to Raheem’sdeath.Withtheeyesoftheentirecommunitylookingtohimfor Music(NewYork:Praeger,1990),135–39;PeterGuralnick,LastTraintoMemphis:TheRiseofElvis Presley(Boston:Little,Brown,1994),esp.3–54. 37. Iborrowheretheideaofatextual“prompt”fromMurraySmith’s“Imaginingfromthe Inside,”inAllenandSmith,FilmTheoryandPhilosophy,417.
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somesortofappropriateresponse,Salcanthinkofnothingbettertosaythan thetiredoldsaw,“Youdowhatyougottado,”asifhehadjuststeppedoutof someJohnWaynemovie,ratherthanofferinganyhintofanapologyorregret forhiscomplicityintheeventsthatledtoRaheem’sdeath.Sal’sresponseselfservinglyportrayshisviolentdestructionofRaheem’sboomboxasjustiied, asthebestandmostappropriatereactiontothesituation,giventhecircumstances.Ofcourse,hislistenersinfrontofthepizzeriashouthimdownin angerandresentmentattheoutrageousnessofsuchastance.GettingRaheem toturndownhisboomboxdidnotrequireSaltodestroyit,thenrubhistriumphinwithahumiliatingremark.Plus,innowaydoesSal’sallegedjustiicationofhisactionsspeaktotheeventsthatensued,speciically,Raheem’s murderatthehandsofthepolice. Asmuchasanyotherfactor,Sal’sbreathtakingcallousnessatthispointof thenarrative,inseekingtoexoneratehimselfandunfairlyjustifyhisactionsas appropriate,bringsontheriotthatfollows.Hismoralinsensitivityisatleast threefold.First,helacksanunderstandingoftheracialissuesinvolvedinhis own response to the confrontation between himself, Radio Raheem, Smiley, andBuggin’Out.Second,hedoesnotgrasptheracialdimensionofRaheem’s deathbymeansofthefamous“chokehold”thaturbanpoliceforceslongargued affectedAfricanAmericansmorelethallythanwhites.38Third,hisoveralllack of compassion over Raheem’s death sparks the neighborhood’s revulsion, whichsurpriseshimtosuchanextentthathehasnofurtherresponseexcept toexclaim,“What’dIdo?”andyellforthecrowdnottodestroyhisbusiness. InthiswaythenarrativeshowsthatSalvalueshispropertyoverRaheem’slife. Allthesefactorsmixandcombusttothepointthatcommunitymemberslose controlandriot,burningandguttingSal’sbusinessinanangryripostetohis racialandmoralcallousness.Speciically,Sal’sinsensitiveremarkis,asIwill arguemorefullyinthenextchapter,primarilywhatspursMookietothrowa trashcanthroughthefrontwindowofthepizzeria,theactthatsparkstheriot. Itisalsoworthnotinginthiscontextthatthemorningaftertheriot,when Mookiereturnstoreceivehisweek’spay,SalisstillunapologeticanddefensiveabouthisroleinRaheem’sdeath.WhileheacknowledgesthatRaheem isdead(“Iwasthere,remember?”),healsoblamesitentirelyonBuggin’Out (“He’sdeadbecauseofhisbuddy”),ratherthanseeinghimselfasbeinginany wayresponsible.Sal’sinabilitytoadmithavingmadeanysortofmistakein hisactionshereaswellasimmediatelyafterRaheem’smurderfurtherharks backtoanearliersceneinwhichMookieasksSalwhetherornottheaddress onapizzatobedeliverediscorrect.Mookieremarksthatheismakingsure becausesometimesSal“makesmistakes.”TothisaccusationSalimmediately andcategoricallydeclares,“Idon’tmakemistakes.Idon’tmake’em.”Mookie respondstoSal’sclaimofabsoluteinfallibilitybyquestioningskeptically,“You don’t make mistakes?” to which Sal emphatically replies, “No.” These incidentscollectivelyestablishthatSalissomeonewhoisnotcapableofseeing
38. Davis,CityofQuartz,272.
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himselfashavingmadeerrorsinjudgment,whichmostofuswouldagreeis alawinone’smoralcharacter.Whatisimportanttonoticehere,however,is thatthislaw,combinedwithotheraspectsofSal’scharacter,contributessigniicantlytotheeventualdestructionofthepizzeria. SpikeLeeforeshadowsSal’ssubtlyracistcharacterearlierintheilmas well.WhendescribingtohissonPinowhytheycannotmovetheirbusiness fromtheAfrican-AmericanneighborhoodofBedford-Stuyvesanttotheirown Italian-AmericanneighborhoodofBensonhurst,Salreferstothecommunity’sresidentsas“thesepeople,”therebyusinglanguagethatdistanceshimself fromthem,that“others”thembyusingthephrasemadeinfamousbyonetime U.S.presidential candidate Ross Perot. For Sal, there may well be the addedtensionofbeingpartofanethnicpopulationthatinAmericahadonly recentlybeenadmittedintothecategoryoffull-ledgedwhiteness.Assomeonewhohaswithinhislifetimeescapedbeing“othered”himself,Salmayfeel onlyinsecurelywhiteandinneedofestablishingacategorybeneathhisown.39 Earlierstillinthenarrative,whenBuggin’Outirstquestionstheabsenceof AfricanAmericansonthe“WallofFame”inSal’srestaurantandsuggeststhat SalputuppicturesofNelsonMandela,MalcolmX,orevenMichaelJordan because African Americans are the mainstay of the business, Sal ridicules theblackvernacularuseoftheterm“brother,”scorningitsomaliciouslythat evenmild-mannered,passiveVitotellshim,“Takeiteasy,Pop.”Amoment laterSalthreatensBuggin’Outwiththesamebaseballbatthatheeventually usestodestroyRaheem’sradio.Weshouldnotethat,particularlyduringthe late1980sinNewYorkCity,baseballbatsweresymbolicofwhiteonblackviolencedueoftheiruseinanumberofracistincidentsinvolvingwhitesbeating blacksforbeinginthewrongneighborhood,beingthereatthewrongtime, datingthewrong(i.e.,white)girl,andsoon.40 AfterSalcommandstheexpulsionofBuggin’Outfromthepizzeriafor suggestingthattheWallofFamemightdisplayfamouspeopleofcolor,Mookie defendsBuggin’Out’sfreedomofexpressionbydeclaring,“Peoplearefreeto dothehellwhatevertheywanttodo.”TothisverytypicalAmericandeclarationoffreedom,Salreplies,“What‘free’?Whatthehellareyoutalkingabout, ‘free’?‘Free’?Thereisno‘free’here.What—I’mtheboss.Nofreedom.I’m 39. SeetheessaysinAreItaliansWhite?HowRaceIsMadeinAmerica,ed.JenniferGuglielmo andSalvatoreSalerno(NewYork:Routledge,2003),andMills,RacialContract,78 – 81,wherehe discusses“borderline”whitenessandhierarchiesdevelopedwithinthecategoryitself.Inparticular,Millsnotesblackawarenessofthegradationsofwhiteness:intheilmZebrahead(Anthony Drazan,1992),twoblackteenagersdiscusswhetherItaliansarewhite(79).Itisalsoworthnoting thatLeedirectlyreferencesItalianAmericans’insecurityaswhitesinDotheRightThing.Inorder todiscouragePinofromusingtheword“nigger,”MookienotesthekinkinessofSal’solderson’s hairandmuses,“YouknowwhattheysayaboutdarkItalians.” 40. During incidents in the New York City neighborhoods of Bensonhurst and Howard Beachinthelate1980s,youngblackmenwereeitherbeatentodeathorthreatenedwithbatsin waysthatledtotheirdeaths.NotedinLeeandJones,DotheRightThing:ASpikeLeeJoint,32 –33, 46,andWatkins,Representing,157,270n.43.
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theboss.”ForSal,theapplicationofthisprizedAmericanvaluehaslimited scope.Althoughhecoucheshisresponseintermsofabusinessmansettingthe rulesforfrequentinghisestablishment,becauseofotherfactors—primarily, theracialonethatSalandhissonsarevirtuallytheonlywhitesconsistently intheneighborhoodandhiscustomersarealmostexclusivelynonwhites—it amountstosayingthatinhisestablishmentonlywhiteAmericanslikehimselfmayexercisefreedomofexpression,nothisAfrican-AmericanorPuerto Rican-Americanpatrons.They,incontrast,mustabidebyhis(thewhiteman’s) rules.ForAfricanAmericansthen,thereisnofreedominsidetheconinesof Sal’sFamousPizzeria.Salistheboss.Nofreedom.AsGuerreronotes,“Salis thecongenialandsometimescontentious,butalwayspaternal,headofwhat amountstoapizzaplantation,acolonialoutpostinnativeterritory.”41 Given these redundant narrative cues, I would argue that utilizing the conceptsofracialallegianceandthesympatheticracisthelpstomakebetter senseofSalthanotherpossibleinterpretationalstrategies.Suchananalysis coheresmorecompletelywithwhattheilmactuallypresents,evenifitdoes not cohere with typical white presumptions regarding race. Seeing Sal as a good-badcharacter,analloywhopossessesbothpositivemoraltraitsaswellas negativeones,synthesizeshimmuchmoreconsistentlyandcomprehensively thancompetingpossibilities.Thisnarrativeigurecoheresbetterifoneattributestohimaracistcharacter,evenifheisalsosympatheticinotherways, thanifoneseekstoexplainawayhisactionslateinthenarrativeasthatofa morallygoodcharacterwhomakesabaddecisionthatleadshimtodoracist andimmoralthings,eventhoughhehimselfisnotracist. Sal’s explosion of anger, then, serves as what GeorgeM.Wilson has described as an “epistemological twist” that prompts audience members (especiallymanywhiteaudiencemembers)tosuddenlyseeSal’searlieractions fromadifferentperspective.Wilsonusesthetermtogenerallydescribeilms thatintroducenarrativerevelationsthatforceviewerstoentirelyrethinktheir perspectivesregardingwhattheybelievehashappenedinanarrativeaspresentedtothatpointinailm,asisdoneindirectorDavidFincher’sFightClub (1999), when the main character (Edward Norton) and Tyler Durden (Brad Pitt)arerevealedtobethesamecharacter.42Similarly,Iwouldarguethatthe idea may be usefully applied to characters themselves, and in particular to Sal’sexplosionofracistanger,whichaimstopromptchangesinmanyviewers’perceptionofwhoheisandwhatheisreallylike.Forwhiteviewersin particular,theexplosionaimstojoltthemfromseeingSalasagenerallysympatheticcharacterwhoshowscompassionandunderstandingtowardblacks to one who at the same time holds racist beliefs—that is, it aims to shock themintothinkingofhimasasympatheticracistcharacter. 41. Guerrero,DotheRightThing,35. 42. GeorgeM.Wilson,“FilmandEpistemology”(paperpresentedatthesixty-secondannual meetingoftheAmericanSocietyofAesthetics,Houston,Tex.,October29,2004).Seealsohis “Transparency and Twist in Narrative Fiction Film,” Journal of Aesthetics and Art Criticism 64 (2006):81–95,esp.91–93.
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ManywhiteviewerstendtomissoroverlookthedetailsofSal’santiblack racismbecausetheseparticularsdonoteasilyitintotheirpreconceptionsof where their moral allegiances should lie. These viewers tend to more readily empathize with white characters like Sal than black characters like, say, Raheem,who,inspiteofhisintimidatingcharacterandbullyingways,was neverthelessmurderedbythepoliceandthereforedeservessomethingmore thantobeforgottenorvaluedaslessimportantthanthedestructionofSal’s business,whichiswhatmanywhiteviewers,mimickingSal’sownpresumptions,did.43 SomeempathyforSal,ofcourse,mustbeattributedtononracialfactors. Topresentanuancedsympatheticracistcharacterforwhomviewersmightinitiallyestablishasolidfavorableoutlook,Leemakeshimcentraltothenarrative andtreatshimcompassionatelymuchofthetime.Thisstrategycarrieswith itacertainrisk—namely,thatviewerswillinditdificulttojudgehimnegativelyasaracistbecausetheyknowhimwellandhavebecomeirmlyattached tohischaracter.Whiteviewersinparticularmightbeinclinedtooverlookor excusethedepthofSal’swrongdoingbecausetheirattachmenttothecharacter—basedonbothracialandnonracialelementsofthenarrative—istoo powerful.Ontheotherhand,itshouldbenotedthatLeecounterbalancesthis possibilitybymakingtheilmanensemblepiece.Thestoryfocusesnotjuston Sal,butonthewholeneighborhood,includingnumerousAfrican-American characterswhoreceivesigniicantscreentime,suchasMookie,Raheem,Da Mayor(OssieDavis),andMotherSister(RubyDee).Iwouldarguethatthis narrativecounterbalancingaimstokeepviewersfrominvestingthemselves tooheavilyinSalbypresentingother,nonwhitecharacterswithwhomviewers mightalsoallythemselves.Ofcourse,theseothercharacterallegiancesmay bepartlyorevenwhollyblockedbyracialfactorsaswell,butonecanseethat fromtheviewpointofnarrativeconstruction,theseiguresoperatetospread outaudienceallegianceratherthaninvestingitinjustonecentralcharacter suchasSal. Ontheotherhand,fromthepointofviewofepistemology,whiteviewers may resist developing a critical distance from Sal and instead ind ways to explainhisactionsthatdownplayoreliminatethematterofracismasconstituentofhischaracter.Ratherthanquestiontheirowndeep-seatedhabitsof judgmentandimaginewhitenessfromtheoutside,asthenarrativeencourages them to do, they ind fault in the narrative’s inconsistency with their current, racially inluenced beliefs and expectations. In this sense, the pull ofempathyforSal,andspeciicallythepullofwhiteracialallegiance,istoo strongformanywhiteviewerstoovercomeandbeginreexaminingtheirhabitsofmoraljudgment.Fortheseviewers,itseemslessdisruptivecognitively andemotionallytoignoreorleaveasidecertainuncomfortabledetailsinthe narrativethantosubstantiallychangetheirbelief-schemata—thenarrative’s 43. For example, David Denby, “He’s Gotta Have It,” New York Magazine, June 26, 1989, 53–54;Klein,“Spiked?DinkinsandDotheRightThing.”
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co-text—toaccommodatethosedetails.Ratherthanworktodeveloparudimentarywhiteracialdoubleconsciousness,manyviewerschoosetoembrace theiralreadyexistingwhitesingleconsciousnessanduseitasbesttheycan tounderstandtheilm’snarrative,evenifthatwhite-privilege-inluencedperspectiverequiresthemtoignorecertainclearlypresenteddetailsandcanonly poorlyexplainothers.IfGombrichhasaccuratelyidentiiedourtypicaluseof “initial schemata” in understanding visual artworks, these narrative details wouldbepreciselytheonesthatwhiteviewerswouldtendtooverlookinany case,giventhecognitivebackgroundfromwhichtheywork.Whitestypically lacksensitivitytotheimportanceofthesefeaturesbecausetheytendnottosee raceascognitivelyimportantinthesortsofsituationspresentedbytheilm. ThusDotheRightThingtendstocomeupshortwhenmeasuredbymeansof suchaninterpretivestance. Thisproblemofcognitiveinsensitivitymaybefurtherexplainedbymeans of Janine Jones’s analysis of “empathetic impairment.” She argues that if whites— even whites of moral good will who desire not to be racist—are unabletodetectthecognitiveimportanceofraceinsituationswhereantiblack racismimpingesonAfricanAmericansinday-to-dayinteractionswithwhites (suchasthosedepictedinDotheRightThing),thentheywillalsobeimpaired andperhapsevenunabletoanalogizefromtheirowncircumstancestothose ofAfricanAmericans.Theconstructionofanalogybetweenwhiteandblack experience, which would be critical to any sort of successful empathizing here,breaksdownbecausecertaincrucialelementsoftheformerexperience areseenasstronglydisanalogoustothelatter.Whiteviewersmayempathize incorrectlyorevennotatallwithblackcharacters,andthereforemisunderstandthesituationsandoutlooksofAfrican-Americancharacters.Empathy, Jonespointsout,requiresbeingabletoproduceanaccuratesystemofmapping between another person’s life and some aspect of our own. Empathic understandingthusbeginswithanappreciationoftheotherperson’ssituation.44Ifthatsituationisnotwellappreciatedorunderstood,thenempathy willgoawryorperhapsfailtooccur. Thisfailureof“mentalsimulation”alsomakesclearwhymanywhitesfail toseeSalfromwhatisforthemtheacentral,African-Americanperspective offeredbyLee’silm.45TheyempathizewithSalbecausetheyfailtograspthe 44. Jones,“ImpairmentofEmpathy,”71.SeealsoMills,RacialContract,95. 45. Iusetheterm“mentalsimulation”herewithsomereservationsbecause,althoughIthink thatworkbyRobertGordon,GregoryCurrie,andothersonthisconcepthasgreatlyincreasedour knowledgeoftheworkingsofthemindingeneralandempathyinparticular— especiallywith respecttoliteraryictionandilm—Iamnotyetreadytoembracetheclaimthatwhenweimagine,empathize,andsoon,wearerunningourbeliefsystems“off-line”andoperatingasifour brainswerejustlikecomputers,asinCurrie’sImageandMind:Film,Philosophy,andCognitiveScience(NewYork:CambridgeUniversityPress,1995),esp.141–97.Iindthesedescriptionsofhow humanbrainsworktooliterallydigitaltofeelcomfortableendorsingthem.Forafullerargument detailingreservationsaboutmentalsimulation,seeNoëlCarroll,APhilosophyofMassArt(Oxford: ClarendonPress,1998),esp.342 –56.
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importanceofcertaindetailsthatthenarrativepresentstothem—namely,the wayinwhichhisactionsandstatementsbuilduptoakindofsubtle,mostly unconsciouspresumptionofracialadvantagethatisapartofhischaracter, asopposedtobeingattributabletoasinglebaddecisionortwo.Theyempathize with him, even though Lee indicates again and again through narrativecuesthattheyshouldultimatelywanttoqualifytheirattitudetowardSal. ThedetailsofSal’scharacteraremeanttooperatecumulativelyassignalsto mitigateultimateviewerempathyforhim,evenifthenarrativetosomeextent courts that imaginative stance toward him earlier. Lee urges viewers to distancethemselvesfromSalbytheilm’sendandlookathischaractercritically, insteadofembracinghimassomeoneclosetotheirhearts.Again,nonwhite viewers,whotypicallypossessamoreinelytunedracialawareness,tendto seethissuggestionmuchmoreclearly,butitisbynomeansbeyondthecognitivecapacitiesofwhitestodevelopthissharperracialawareness.Itisjustthat sociallyandculturally,suchanawarenessisnotencouragedinwhiteviewers. Rather,asDyerargues,Westernvisualmediatendstopresumeandreinforce presumptionsofwhitenessasthenorm,eventotheextentthatracialwhitenessfunctionsastheassumedstandpointfromwhichtoperceivepopularilm narrative.Thetypicalviewerispresumedtobewhiteortoatleasthaveafull workinggraspofwhatitistoengageilmsfromawhiteperspective. Afurtherway tocharacterizethis problemof audienceasymmetrywith respecttoresponsesinvolvingraceisbycomparingittoanexampleanalyzed atlengthbyJones.Shebuildsmuchofhercasearoundthedivergentwaysin whichmanywhitesviewedthevideotapesoftheRodneyKingbeatingonthe onehand,andtheattackonReginaldDennyontheother.Infamously,King, anAfricanAmerican,wasstoppedin1991foratraficviolationbytheLAPD andwasseverelybeatenashelayonthegroundbyseveralpoliceoficersusing riot batons. Denny, a white truck driver, was pulled from his rig by several blackyouthswhousedbricksandotherobjectstobeathimduringtheriots thatfollowedmorethanayearlaterinthewakeofthosesamepoliceoficers being found not guilty of assaulting King. Both men were hospitalized for extendedperiodsandsufferfrompermanentdisabilitiesasaresultoftheir injuries.Bothincidentswerealsosecretlyvideotaped.WhatJonesnotedwas thatinviewingthevideotapesoftheseincidentswhitesdidnotreactemotionallyinthesamewaytowardbothindividuals,inspiteofthesimilarityoftheir situations. As one white professor of law who viewed the tapes put it, “For KingIfeltsympathy;forDenny,empathy.”46 46. Cited in Jones, “Impairment of Empathy,” 75. As she notes, Jones bases her analysis ontheworkofJoeR.Feagin,HernanVera,andPinarBatur,WhiteRacism,2nded.(NewYork: Routledge, 2001), 117–51, esp.141– 42. It should also be noted that the white professor of law quotedhere,DavidB.Oppenheimer,wassharplycriticalofthisracialasymmetrywithregardto empathy.HispositionisactuallyconsistentwiththeoneIhaveoutlined.SeeOppenheimer’s“The MovementfromSympathytoEmpathy,ThroughFear;ThebeatingsofRodneyKingandReginald Dennyprovokedifferingemotionsbutsimilarracialconcerns,”Recorder,June9,1992,14.
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Iwouldarguethatthedifferenceinresponsetothetwocasesheremaybe readilyexplainedasoneofracialallegiance.Whiteviewersofthevideotapes feltclosertothesituation,possibility,andoverallexperienceofDennythan tothoseofKing,eventhoughbothtapesdepictedbrutalbeatingsofhelpless individualsbymultipleattackersusingclubs,bricks,andotherbluntinstruments.ConstructinganappropriateexperientialanaloginthecaseofDenny camemuchmoreeasilyformostwhiteviewersbecauseofasharedexperienceofwhiteness,ananalognotextendedinthecaseofKing.Whiteviewers’ racialcommonalitypermittedamuchmoreimmediateresponse— empathy forDenny,asopposedtothemoredistancedattitudeofsympathyforKing.47 LiketheallegiancethatmanywhiteviewersfeltwhilewatchingthevideotapeofDenny’sbeating,responsestoSaloftenseemtobebasedmoreon racialallegiancethanoncloseattentiontonarrativedetails.ThustheseaudiencemembersaremoreinclinedtoempathizewithSalthantodistancethemselvesfromhischaracter.Theyignore,miss,reject,ordownplaytheAfricanAmericanperspectiveofferedbyLee’silminfavorofanotherraciallyinlected onealreadyembeddedintheirtypicalresponsestopopularilmnarratives,in spiteofampleevidencethatthislatterperspectivefailstofullyexplainmany detailspresented.Atthesametime,thisaspectoftheilmallowsustosee howitaimstotroubleviewersintomakingacloserexaminationoftheirbackgroundassumptionsconcerningilmviewing,race,andpersonalidentity. CriticalRelectionandSympatheticRacists Byself-consciouslydepictingacharacterwhoisbothsympatheticandracist— andgoadinghisviewerstothinkabouthowsuchacharactermaybebothat thesametime—SpikeLeecastsacriticaleyeattheassumptionsthatunderliewhiteracialallegiance.Inthismannerhehopestomovewhiteaudience memberstowardamorecomplexperspectiveonrace.Iwouldfurtherargue thatthroughthisprovocationLeesummonshisaudiencememberstothink philosophically about race. By means of Do the Right Thing’s narrative and thecharactertypeofthesympatheticracistinparticular,Leeencourageshis whiteviewerstorelectonanddeviseanewbeliefschemaforunderstanding race. In addition to the ilm’s explicit calls for viewers to relect in its inal scenes, such as Mr.Señor Love Daddy’s (SamuelL.Jackson) exclamations thatwe“WakeUp!”andthinkaboutthequestion“Howarewegoingtolive together?”aswellasthefamouscontradictoryquotationsfromMartinLuther KingJr.andMalcolmXthatendthemovie,Sal’sdepictionasaseeminglyparadoxicaligureaimtotroubletheviewer,especiallythetypicalwhiteviewer, 47. Empiricalstudiesofempathyinpsychologyalsosupporttheideathatraceisaformof “in-group bias” that impedes one’s ability to empathize; see, for example, MartinL.Hoffman, Empathy and Moral Development: Implications for Caring and Justice (2000; repr., Cambridge: CambridgeUniversityPress,2003),207.
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intoconsideringthequestion,“Whatisittobearacist?”andcomeupwitha considerablymorecomplicatedresponsethanmosthadpreviouslyembraced. Inwaysperhapsnotunlikemanystudentsinintroductoryphilosophycourses, however, many white viewers resist this invitation because the prospect of replacingtheiroldwayofcognizingwouldcallforthemtoperformtooradicalanepistemologicalrevision,requiretoomuchofachangeintheirexisting beliefstructuresforthemtofeelcomfortableexploringsuchapossibility.At somelevel,perhapstheyrealizethatsuchareexaminationandreplacement ofbackgroundassumptionswouldnotonlyconcerntheirilmviewing,but alsotheirunderstandingoftheirownidentitiesandhumanityitself,thereby touchingthemattheircore. As philosophers and other theorists have frequently pointed out, our sensesofpersonalidentityinWesternculturearestronglyraced.48Forwhites, however,thisdimensionofself-understandingislargelyinvisibleandunacknowledged.Tocompelthemtorecognizethisinvisibility,then,isadaunting anddificulttask.Still,itispossible,andinfactmanywhiteshavedoneso,in ilmviewingaswellasintheirownsensesofidentity.Butmanyothershave not.Facilitatingthispossibility,whichconcernscinematicaswellasexistential presuppositions,hasguidedLee’sefforts,Iwouldargue,topresentanddepict asympatheticracistcharacterlikeSal.Throughnarrativecharacterslikehim, Leeencourageswhiteviewerstolookcriticallyattheirracializedsensibilities andassesswhattheysee. Inthissense,Leepresentshisviewerswithaphilosophicalchallenge:to evaluatethecontentsoftheirsouls,sotospeak,andgaugehowthosecontents inluencethemtoperceivemattersofrace.Thiscriticalself-questioningwas one of Socrates’ highest aspirations, as evidenced in the Apology as well as dialogueswithEuthyphro,Meno,Laches,andothers.Ithasalsoinspiredphilosophersthroughtheagestothepresentday,suchasAlexanderNehamas.49 Socratesaspiredtomeet,bothinhisowncaseandthatofothers,theoldDelphicinjunctionusedasanepigraphforthischapter.Morerecently,NoëlCarrollhasarguedthatOrsonWelles’sCitizenKane(1941)stagesadebatemeant to“affordtheopportunityforthegeneralaudiencetointerrogateprevailing culturalviewsofthenatureofhumanlifebysettingthemforthincompetition.”TheWellesilmis“similarinpurposetomanyphilosophicaldialogues” becauseitseeks“toanimateadebate”abouthumanlifeandpersonalidentity.50InthesamespiritwemayrecognizeSpikeLeeasencouragingviewers totakeupthatsortofphilosophicaltaskregardingracethroughhisconstructionofcharacterandnarrativeinDotheRightThing.Onecouldsay,then,that 48. Fanon, “Lived Experience of the Black”; Mills, Racial Contract, 53– 62, 91–120; Dyer, White,41– 81. 49. AlexanderNehamas,TheArtofLiving:SocraticRelectionsfromPlatotoFoucault(Berkeley andLosAngeles:UniversityofCaliforniaPress,1998),esp.40,106,185– 88. 50. Noël Carroll, “Interpreting Citizen Kane,” in Interpreting the Moving Image (New York: CambridgeUniversityPress,1998),163.
0
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LeenotonlyinduceshiswhiteviewersinparticulartoperformaBrechtian maneuver—that is, critically distance themselves from certain characters andnarrativesituationsinordertoconsidermoralandpoliticalchoices—but chargesthemwithaproperlyphilosophicaltaskaswell.Bydrawingtheminto afavorablestancewithSalonlytoalienatethemfromhischaracterbymeans oftherealizationthatheisalsofundamentallyaracist,Leehasproduceda ilmthatphilosophizes,ailmthatcallsonviewerstothinkphilosophically aboutquestionsregardingrace,identity,andcinematicviewership.Leeurges viewerstocriticallyrelectontheirownsensesofself,humanity,andpersonal identity,whichisahallmarkofmostifnotvirtuallyallpersuasiveconceptions ofphilosophy. Inaddition,Lee’silmoffersindicationsregardingthepropershapethat answers to such self-questioning might take. For example, having a fuller senseoftheroleracehasplayedintheformationofone’sidentityaswellas one’soverallcognitiveperspectiveisstronglyimpliedasabetterepistemologicalstancetotakethanonethatdoesnotpossessthesefeatures.ForallofSal’s compassion and patience toward neighborhood members like Da Mayor or Smiley,hislackofracialself-awarenesscondemnshimtoincomprehension regardingmuchofwhatgoesonaroundoreveninsidehispizzeria,andthis incomprehensioncontributessigniicantlytohisdownfall.Theilm’snarrative thus suggests that having a greater racial awareness—a “double consciousness”aboutrace,particularlyforwhites—wouldserveonebetterthanlacking suchacapacity.Thisattempttonotonlyposebuttoshapefundamentallythe answerstoquestions,toprovidesomesortofpositive,in-depthcontribution tothetopicbeingdiscussed,isafurtherhallmarkofmanystrongersenses of what counts as philosophy.51 Meeting this requirement thus implies that theilm’scallforcriticalrelectionisindeedphilosophicalratherthanmerely social,psychological,orpolitical.Someviewersmayresistthisinvitationby meansofalternativeinterpretativestrategies,but,asIhaveargued,thecostof thatchoiceisfailuretoachievefullcoherenceingraspingnarrativeslikethose presentedinDotheRightThing,tosaynothingofthecostssuchchoicesexact inone’slifeorfromthelivesofone’sfellowhumanbeings. SpikeLeeandInstitutionalRacism From what has been argued so far, it should be clear that Lee focuses his artisticenergiesinDotheRightThingondepictingracialbeliefsmainlyatthe levelofinstitutions,asopposedtothatofindividuallychosenbeliefs.Accordingtothiswayofthinking,manyracialbeliefsareembeddedinculturalways 51. For more discussion on what sorts of capacities philosophy has and whether ilm can mimicthem,seeMulhall,OnFilm,esp.1–10;JulianBaggini,“AlienWaysofThinking:Mulhall’s On Film,” Film-Philosophy 7, no.24 (August 2003), http://www.ilm-philosophy.com; Mulhall, “Ways of Thinking”; and many of the essays in Journal of Aesthetics and Art Criticism 64, no.1 (Spring2006).
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1
ofbelievingandactingtypicallyconveyedthroughtheunconsciouslearning ofsocialpracticesratherthanchosenbymeansofanindividual’sconsciously employed decision processes.52 Sympathetic racist characters like Sal, then, provideLeewiththecapacitytoaimhiscriticismsatwaysinwhichwhites typically albeit unconsciously live, rather than at aberrant individuals who knowinglyembracemorallyevilbeliefstructures.WhilecriticismofthelatterisdepictedthroughcharacterssuchasSal’solderson,Pino,whoseignoranceandinarticulatenessLeeholdsupforspecialscorn,Leedevotesmostof hisnarrativeattentiontooutliningtheunconsciousracismpossessedbythe paterfamiliasatSal’sFamousPizzeria. Similarly, recent philosophers of race have invested much of their time arguing for the existence of racist beliefs at the institutional level.53 Crucial to their criticisms is that presumptions of racial advantage, privilege, and superiority have seeped into how people see, think, and act without their evenknowingthatthesedimensionsoftheirliveshavebeensuffusedbysuch presumptions. AsI noted in the introduction, Mills has dubbed the inability to see this level of racism the “epistemology of ignorance,” a “pattern of localizedandglobalcognitivedysfunctions(whicharepsychologicallyandsocially functional)” that morally impair whites, preventing them from seeing and doingtherightthingwhenraceisafactor.54Asheargues,“theywillexperience genuine cognitive dificulties in recognizing certain behavior patterns as racist” (93) because their moral psychology—their very way of thinking andperceivingmorally—hasbeenracializedbycenturiesofdetailed,carefully explainedreconciliationwithideasofwhitesupremacy,blackinferiority,and aracialhierarchybasedonskincolor.Thisreconciliation,itshouldbefurther noted,wasactivelysoughtandperformedbymainstreamscience,philosophy, history,anthropology,legaltheory,andotherieldsofknowledge.Moreover, onlywithinthelastivedecadesorsohavesucheffortsbeenunambiguously discreditedandpushedoutofthemainstreamofthesedisciplines.55Yetthis long-term,sustainedreconciliationofwhites’“ordinary”thinkingwithWesternconceptionsofracialhierarchyremainsinadequatelyconfrontedanddisentangled,asitcontinuestohavedisastrouseffectsfornotonlythepsychology ofwhites,butfornonwhitesingeneralandAfricanAmericansinparticular. The ongoing racialization of moral psychology by social institutions is somethingofwhichmostwhitesremainoverwhelminglyignorant.Fewhave 52. Formoreregardingthispoint,seeO’Connor,OppressionandResponsibility,esp.1–18. 53. See,forexample,Gordon,FanonandtheCrisisofEuropeanMan,21–23,andpassim. 54. Mills,RacialContact,18,93. 55. Stephen Jay Gould, The Mismeasure of Man, rev. ed. (New York: W.W.Norton, 1996); ElazarBarkan,TheRetreatofScientiicRacism(Cambridge:CambridgeUniversityPress,1992); ThomasGossett,Race:TheHistoryofanIdeainAmerica,newed.(NewYork:OxfordUniversity Press,1997);Mills,RacialContact;Eze,AchievingOurHumanity,3–111;Popkin,“EighteenthCenturyRacism”;RobertBernasconi,“KantasanUnfamiliarSourceofRacism,”inPhilosopherson Race: Critical Essays, ed. JulieK. Ward and TommyL.Lott (London: Blackwell, 2002), 145– 65; Bernasconi,“WhoInventedtheConceptofRace?”;Farr,“WhitenessVisible.”
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seenthroughtheirveilofprivilegeandadvantagetograspthatembeddedin thebackgroundofmuchoftheirthinkingandupbringingareassumptions that, were they to consider these presumptions consciously and explicitly, theywoulddeemasout-and-outracist.56Manywhitesareunpreparedtothink aboutraceandwhitesupremacyatthelevelofbeingembeddedininstitutions andexpressedinourperceptionsandactions,ratherthanasbeingpersonal, individuallychosenbeliefsknowinglyembracedandunderthecontrolofparticularhumanbeings,becausesuchaperspectivetakestheproblemofracism outofthesphereofindividualinluenceandplacesitataleveloverwhichno onepersonhasanydecisivesay.Tocontemplatesuchprofoundlyembedded beliefsgoes,forexample,againstoneofthebasictenetsofmodernliberalism, namelythatweareautonomousindividualswhomayself-consciouslydetermineourownbehavioraswellasourpersonalbeliefs.57Thusmanywhites nodoubtfeelthattheyhaveamplegroundsforrejectingtheideathatracism mightexistatalevelotherthanthatatwhichitisundertheconsciousdeterminationofspeciicindividuals. AsI suggested earlier, many whites consider this sort of racism incomprehensibleandoverwhelming.Toavoidconfrontingit,theyclingtotheperspectivetowhichtheyareaccustomed.Whentheyattempttointerpretailm likeDotheRightThingfromwithinthisimperfectbeliefstructure,theytend toblameLeeforanylackofitbetweentheirinterpretationandthedetailsof theilm.Thisishowwhiteviewersmaybuildwhatappearstothemtobea plausibleifstilltroubledcaseforwhyitislegitimatetoempathizewithSalin awaythatdoesnotseehimasracist. Thisdificulty,ofcourse,canbeeasilylinkedtowhyitisimportanttobe abletoanalogizefromwhiteexperiencetothatofAfricanAmericansinviewingnarrativeictionilms.However,consistentwiththepointsjustsummarized,itisalsoworthemphasizinghowracialallegiancesmayimpairwhites’ abilitytonavigatewellintherealworlditself,whichwouldseemtobeoneof theprimaryreasonsthatknowledgeisofvalueatall.AsJanineJonesputsit, insofarashumansareseekingsomethingasgrandastruth,ourinvestigations are often carried out for truth’s instrumental value. People seektruthinordertonavigatetheirworld,notfortruth’sownsake. Possessing good evidence that our beliefs are true (i.e., that they allowustomapourbeliefsontotheworld)mayaidournavigation,not tomentionmanipulation,oftheworld.58 Moreover,whilewhiteracialallegianceandinsensitivitytothecommonalities ofallhumanbeingsmayhavepositivesurvivalvalueinwhatDuBoiscalled 56. HillandBoxill,“KantandRace,”469 –71;Jones,“ImpairmentofEmpathy”;O’Connor, OppressionandResponsibility,esp.41–59,127–31. 57. See,forexample,StevenLukes,Individualism(Oxford:BasilBlackwell,1973),56. 58. Jones,“ImpairmentofEmpathy,”70.
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“thewhiteworld,”59itcanseriouslyimpedeone’sabilitytonavigateinaworld wheresigniicantnumbersofnonwhitesexist,whichisofcoursetheonein which human beings actually live, if not always cognitively, emotionally, or locally. Such impairments will thus inevitably cause their possessors problems,evenifoneisnotfullyabletoappreciatewhattheseproblemsmightbe. Thistroublingmatteroftheconstructionofone’s“innereye,”then,willbeas muchadisadvantageasanyotherimpairmentthatonemayattimesbutnever inallcasesavoid.60 Asalreadynoted,whitesneednotbeinsensitivetothesefactors,forracially inlectedcognitiveinsensitivitymayindeedbeovercome.Forexample,inthe caseofDotheRightThing,NewsweekilmreviewerDavidAnsenwroteduring itsinitialreleasethathesawSalas“asympatheticigure. . .who’sarguably anunconsciousracist.”61Inaddition,NewYorkTimesilmreviewerVincent CanbysawSalasasympatheticcharacterwhowasnonethelessracist.62Clearly itispossibleforwhitestosuccessfullyanalogizefromtheirownexperience to that of African Americans, even when numerous cultural and cognitive factorsmilitateagainstit.Moreover,ifoneispreparedtothinkofraceasinstitutionalratherthanmerelyamatterofpersonallyandknowinglyembraced beliefs,thenacharacterlikeSaloffersmorethansuficientjustiicationfor careful and detailed relections on whiteness as well as antiblack racism in theactualworld,inadditiontoictionalones,becausethischaracteropensup wholenewgroundsforunderstandingtheoriginandsustainabilityofsuch beliefsinrealaswellasinictionalcontexts.Ifonewishestonavigatethereal worldcompetentlyandhavesomemeasureofcontroloverit,thenconfronting thesortsofdificultiesrepresentedbywhiteracialallegiancesandempathetic impairmentwouldseemanecessity.ThusthecreationofSalprovidesfertile bases for improving not only one’s ability to grasp ictional narratives, but advantagesfortheworldinwhichhumanbeingsactuallylivetheirordinary, day-to-daylives. Theinventionofthissympatheticracistiguremaywellhavebeenahappy accident,theresultofLeeandAiello’sadversarialcollaborationindeveloping this ictional character. Given what Lee has said about working with Aiello in Making “Do the Right Thing” as well as on the audio commentary of the CriterionCollectionversionoftheilm,suchapossibilityseemslikely.Lee’s remarksthussupportGaut’sbroaderpointthatcollaborativeartisticdisagreementsmaysometimesbeaestheticallybeneicialforanartworkbyaddingto 59. See,forexample,DuBois,“TheForethought,”inTheSoulsofBlackFolk,xi. 60. Forthemetaphorofwhites’innereyeasimpaired,seeRalphEllison,“Prologue,”InvisibleMan(NewYork:RandomHouse,[1952]),3. 61. DavidAnsen,“HowHotIsTooHot;Searing,Nervy,andHonest,”Newsweek,July3,1989, 65.ContrastthisviewwiththatofJackKrollonthefacingpage,whoarguedthatDotheRight Thingwouldinciteraceriots;see“HowHotIsTooHot;TheFuseHasBeenLit,”Newsweek,July 3,1989,64. 62. SeeCanby,“SpikeLeeTacklesRacisminDotheRightThing”and“SpikeLeeRaisesthe Movies’BlackVoice.”
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itsrichnessandcomplexity.63Ontheotherhand,itclearlymakesbettersense tounderstandSalasasympatheticcharacterwhoisalsoaracistthannotbeing aracistcharacteratall,asGautandothershaveclaimed,becausetheformer interpretationmorecoherentlyandcomprehensivelyorganizesthenarrative aswellasthepresumedpsychologicalbeliefstructuresnecessaryforunderstandingwhoSalreallyis—aswellasforknowingwhoweareourselves.
63. Gaut,“FilmAuthorshipandCollaboration,”166.
noir protagonists and empathy in do the right thing
Whatisinterestingisthat[SpikeLee]cutsthroughthesebarriersandyousuddenlysee people,andyouunderstandyouhavethesamefeelings,youhavethesamedreams,you havethesameanger,andIthinkthisisanetraordinarycontributionofhispictures. —MartinScorsese,interview
AtthesametimethatDotheRightThingencouragesviewerstorelectonhow awhitecharactercanbebothsympatheticandracist,theilmalsourgesits audience to imagine from the inside the situations, thoughts, and perspectivesofitsblackcharacters.Inthiswaytheilmextendsthemannerinwhich manyclassicilmsnoirsgaveaudiencesafoundationforidentifyingwithand understandingsociallymarginalized,morallygood-badcharacters.Inafashionsimilartobutdistinctfromthestrategiesusedtopresentanarrativeigure likeSal,SpikeLeedepictshisblackcharactersascomplicated,lawedindividualswhorespondtothesocialpressuresaroundtheminsometimesmorally praiseworthy,sometimesmorallyblameworthyways.IncontrasttohispresentationofcharacterslikeSal,however,hegenerallyprovidesmoregroundsfor evaluatingtheseblacknarrativeigurespositively,aswellforunderstanding themfromaninternalperspective,bymakingclearnotonlythattheyarejust likeeveryoneelse,butalsothatmanysocialpressuresintheirlivesarefundamentallyraced. Furthermore,inthesamewaythatLeeprovidesarangeofrepresentations ofwhitenessthroughSal’sfamilyandothercharacters,sodoesheprovidean accessiblerangeofrepresentationsofAmericanblacknessandtheirvarious responsestoracism.AtoneendofthespectrumisRadioRaheem,whotruculentlydemandsrespectandrecognitionfromeveryonearoundhimbymeans ofhisboombox.AttheotherendisDaMayor,whoresolutelypracticescivility andrespecttowardothers,andseeksmorethananyoneelseto“alwaysdothe rightthing,”aprinciplethatdistinctlyechoesMartinLutherKingJr.1SomewhereinbetweenareMookieandtheotherblackcharacters,whonegotiate theracializedpressuresexertedonthemasbesttheycan,giventherestricted alternativesattheirdisposal. InthischapterIanalyzehowLeedepictsthisbroadcross-sectionofwhat itmeanstobeAfricanAmericanusingnarrativetechniquesthatwerehoned andpopularizedinclassicAmericanilmnoir,therebyexemplifyingDiawara’s
1. SeeMartinLutherKingJr.,WhyWeCan’tWait(NewYork:Signet,1964),74,126.
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observationthatLee’sworkcouldbedescribedas“ilmnoirwithavengeance,” as well as noir scholars Alain Silver and James Ursini’s claim that ilm noir constitutesa“majorinluence”onLee’swork.2Throughacomplexsetofnoirinluenced narrative strategies, this ilmmaker offers his viewers access to strikinginsightsintohisblackcharactersaswellastheirsocialmarginalization.Indoingsohealsoprovidesasortofobjectlessonregardingtheemploymentofempathytobetterunderstandracethatwillbetakenupagainand againinlaterblacknoirilms. MoralAmbiguity,Suspense,andNoirCharacterization PrivateinvestigatorSamSpade(HumphreyBogart)inTheMalteseFalconisa protagonistwhoseappearanceofmoralcomplexityandambiguityiscritical totheilm’snarrative.Whileontheonehandheultimatelyupholdsthemoral law—for example, by doing his duty and turning in Brigid O’Shaughnessy (MaryAstor)forhispartner’smurder— ontheotherheiswillingwithouta moment’shesitationtousebribesorwithholdinformationfromoficialsin ordertoachievehisgoals.Moreover,earlierintheilmheappearsstrangely insensitive when irst told of his partner’s murder and seems complacent aboutthrowinginhislotwiththievesandmurdererswhenpotentialproits lookgreatenough.Whilehisreasoninginthesecircumstancesislaterclariiedandhischaracterultimatelyvindicatedasmorallypositive,formuchof thenarrativetheilmemphasizeshisappearanceofmoralambiguityaswell asthecomplexityofhismoralcharacter,eventothepointofexplicitlyindicatingtheirroleinunderstandinghim.“Don’tbetoosureI’mascrookedas I’msupposedtobe,”hetellsBrigidjustbeforeheturnsherovertothepolice. “That sort of reputation might be good business, bringing high-priced jobs andmakingiteasiertodealwiththeenemy.”Criticaltothetradehepliesishis appearanceofbeing“shady,”aninsightthatretrospectivelyhelpsviewersto makebettersenseofhismotivationsandactions.Spade’sapparentattributes of criminality and amorality thus substantively inluence viewers because whilewatchingtheilm(initially,atleast)theycannotalwayspredicthowhe willact,giventhecomplexsetofconlictingmoraltraitsheapparentlypossesses.3ThequestionsofhowandwhySpadewillrespondoccursrepeatedly throughthenarrativeforviewersbecausehischaracterismorallyambiguous, his motivations complex and mysterious. Thus viewers experience anxiousnessandsuspenseregardingwhathewilldonext. 2. ManthiaDiawara,citedinHoustonA.BakerJr.,“SpikeLeeandtheCommerceofCulture,”inBlackAmericanCinema,ed.ManthiaDiawara(NewYork:Routledge,1993),154;Alain Silver and James Ursini, Film Noir, ed. Paul Duncan (Köln: Taschen, 2004), 9. According to Baker,DiawaramadehisremarkaboutthenoiraspectsofLee’smaster’sthesisilm,Joe’sBed-Stuy Barbershop—WeCutHeads(1982). 3. Inasimilarvein,partofthepleasureofre-viewingtheilmistryingtoseeSpade’smoral complexityasacoherentwhole.
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fig.7 Philip Marlowe (Humphrey Bogart) threatens an off-camera Eddie Mars (JohnRidgeley)(TheBigSleep,1946).
Similarly,inTheBigSleepprivatedetectivePhilipMarlowe(Bogartagain) operates in a sort of moral netherworld that necessitates compromise, but neverthelessis,inhiscreatorRaymondChandler’swords,“amanofhonor.”4 Yet in this ilm, too, as in Chandler’s novels, Marlowe has morally negative aswellaspositivetraits.Othercharactersdescribehimasinsolentandrude (whichheis,typicallytohilariouseffect),andwhenweirstmeethim,Marloweadmitstohavingbeeniredfromthedistrictattorney’soficeforinsubordination.Heisalsonotabovetauntinganopponentintoattemptingsomethingstupid,sothathemaythenbeathimallthatmuchmorebrutally,ashe doeswhenhethrowsdownhisgunsothathemaythenviciouslykickand knockouttheyoungkillerCarolLundgren(ThomasRafferty)whenthethug foolishlylungesforit.Marloweisalsonotaboveexactingacertaindegreeof pettyrevenge,ashedoeswhenheshootsEddieMars(JohnRidgeley)inthe armfortryingtodouble-crossandkillhim. AswithSpade,thiscombinationofpositiveandnegativemoralcharacteristicsmakestheaudienceslightlyanxiousanduncertainaboutwhatMarlowe willdointhecourseofthenarrative,whichaddstotheirinterestinhimasa character.Vieweranxiousnessanduncertaintyaddtothesuspensefulnessof 4. RaymondChandler,“TheSimpleArtofMurder,”inTheSimpleArtofMurder(NewYork: BallantineBooks,1980),20.
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thisnoirnarrativebecauseoftenaudiencesdonotfeelsecureinbeingableto predictaccuratelywhetherhewillrespondmorallyorimmorallyinspeciic narrative contexts. Marlowe’s moral ambiguity operates in favor of sustainingaudienceinterestforwhatishappeningintheilmbecauseviewersmust repeatedlyaskthemselves,“WhatwillMarlowedo?” This type of curiosity and anticipation aroused by the character is, of course, consistent with what cognitive ilm theorists like Noël Carroll and David Bordwell have been arguing for decades about the erotetic, question andanswer,natureofmuchilmnarrative.5Asthesetheoristsmaintain,classic Hollywood narratives typically prompt questions in viewers’ minds that they expect will be satisied as the story proceeds. In this sense, suspense becomes a subcategory of erotetic narrative. It raises questions that engage theviewerinanxiouslyanticipatingwhatwillhappennext.6Wecanseethis sortofsuspenseatworkthroughthenoircharactersjustdescribed.InTheBig Sleep,Marlowe’smoralcomplexitygivesrisetoquestionsregardinghisfuture actions,asviewersmustseekanswerslaterinthenarrativeinordertoresolve some of the complexity and ambiguity about his character. More generally, HumphreyBogartmadeacareeroutofplayingthistypeofmorallycomplex, ambiguouscharacterduringthe1940s,bothinandoutofnoirilmssuchas Casablanca (Michael Curtiz, 1943), To Have and Have Not (Howard Hawks, 1944),KeyLargo(JohnHuston,1948),TheTreasureoftheSierraMadre(John Huston,1948),andInALonelyPlace.Althoughthecharactersheplayedtypicallymadeoverallpositivemoralchoicesbytheend,theydidnotalwaysdo so,andtheirmoralcomplexityandambiguityweresuchthatviewersoften couldnotbesurewhathischaracterswoulddo,morallyspeaking.Thisuncertainty made the narratives themselves more suspenseful and interesting by activelyengagingviewersinanticipatingwhatwouldhappennext.Frenchnoir criticsRaymondBordeandEtienneChaumetondirectlyaddressnoir’smoral “ambivalence”and“ambiguity”byreferencingBogart’sroleindetermining thesecharacteristicsofAmericanilmnoirintheirbook.“HumphreyBogart isthemodelhere,”theytellus.7TakingadvantageofBogart’sstarpersona,the ilmsinwhichheactedoftenexploitedthemoralambiguityofhispastperformancesbyintegratingaudienceexpectationsaboutthatqualityintothestory itself,makingthenarrativesthatmuchmoreengagingfortheviewer.8 5. NoëlCarroll,“TowardaTheoryofFilmSuspense”(1984)and“ThePowerofMovies” (1985), both reprinted in Theorizing the Moving Image; Bordwell, Narration in the Fiction Film, esp.55–57, 64–70; David Bordwell and Kristin Thompson, Film Art: An Introduction, 6th ed. (NewYork:McGraw-Hill,2001),esp.60 – 64.Ofcourse,asnotedbyboththeorists,thiscritical positionreachesbacktoRussianformalism.See,forexample,V.I.Pudovkin,FilmTechniqueand FilmActing,trans.anded.IvorMontagu(1958;repr.,NewYork:GrovePress,1970),69 –78. 6. Carroll,“TowardaTheoryofFilmSuspense,”95–100. 7. BordeandChaumeton,PanoramaofAmericanFilmNoir,9. 8. Aworkthatinterestinglyexploresfurtherdimensionsofcomplexityandambiguitywith regard to Bogart’s star persona is Robert Sklar, City Boys: Cagney, Bogart, Garield (Princeton: PrincetonUniversityPress,1992).
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fig.8 Jeff (Robert Mitchum) confesses to Ann (Virginia Huston) his mysterious past(OutofthePast,1947).
Similarly, the viewer’s anxious uncertainty regarding Jeff Bailey (Robert Mitchum)inOutofthePastcontributestotheinterestthisilmnoirproduces. Jeff’s girlfriend Ann (Virginia Huston) relates in the scene that introduces him that other people in their town talk about him as “the mysterious Jeff Bailey”;moreover,hisactions,aswellasthenarrativeingeneral,conirmthat description.Annherselfadmitstoknowingverylittleabouthimandfrustratedlydescribeshimas“asecretman,”someonewhoavoidstellingothersabout himself,wherehecamefrom,andwhathedidbeforeheshoweduponeday outofthebluetoopenagasolinestationintheirsmalltownofBridgeport, California.AlthoughweindoutagreatdealmoreaboutJeffasthenarrative proceeds,perhapsoneofthemostintriguingaspectsofOutofthePastisthat formuchoftheilmaudienceshavedificultytellingexactlywhoheis,howhe willact,andwhatmotivateshisbehavior.Inparticular,itisunclearwhetherhe willchoosetheilm’sdark-haired,sexyfemmefataleKathieMoffat(JaneGreer) orhiswholesome,blonde“goodgirl,”Ann.Again,aswithBogart’scharacters, forsigniicantstretchesoftheilmthenarrativeisconstructedsothatviewers areanxiouslyuncertainaboutJeff’smoralcharacterandhowhewillact.Audienceinterestispartlydrivenbyquestionsthenarrativegeneratesregarding thischaracter’slackof“moralresolution,”whichengagesthemmoreclosely
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thantheywouldbeotherwisebecauseJeff’smoralopacityencouragesthemto anticipatemoreintenselywhatwillhappennext.9 ArelatedtypeofnoircharacterisDaveBannion(GlennFord)inTheBig Heat (Fritz Lang, 1953), who quits his job as a police detective when legalitiesprovetobetooconiningforhispursuitofpersonalvengeance.Finding thatmostofhislawenforcementcolleaguesareeithercorruptorapathetic, Bannion veers from being an honest, hard-working cop into self-righteous vigilantism(albeit,forunderstandablereasons),showingattimesabreathtaking insensitivity for others in his single-minded pursuit of revenge, before ultimatelyrealizingthatheisgoingtoofar.Thenarrativelargelyconstructs thisnoirprotagonistinapositivemanner,sothataudienceswillgenerallybe morallyalliedwithhimthroughouthisquest.Butthatallegianceisattimes stretchedthinbythecoldbrutalityofhisactions,andhischaracterissuch that for at least certain segments of the narrative viewers will typically feel unabletopredictwhathewilldo—forexample,whetherhewillcontinuehis blinkered, extralegal pursuit of revenge or return to his earlier, more principledstanceofoperatingwithinthelaw.10Bannion’sinternalmoralstruggle andhisresultantcharacterambiguitythushelpdrivethenarrativeforwardfor viewers,engagingtheirinterestandsympathyfora“good-bad”characterand increasingtheilm’soverallsuspense. Thesenoirprotagonistsmaybereadilyunderstoodandexplainedbymeans ofNoëlCarroll’sandMurraySmith’srelatedhypothesesconcerningaudience allegiancetocharactersbasedontheirpositivemoraltraits.However,there areotherkindsofnoircharacterstowhomaudiencestypicallydeveloppositive allegianceswhoseappealmaynotbesoeasilyexplained.Inordertoclarifythe workings of this other set of narrative igures, let me irst recount an associated investigation into the role of morality in determining audience proattitudestowardcharacters. Hitchcockian“SubjectiveSuspense”andtheSpectrumofNoirCharacters InanalyzingthemoralstructureofsuspenseinsomeofAlfredHitchcock’s works, ilm theorist Richard Allen argues that the old master does these noir protagonists one better, for some narrative igures for whom we cheer inHitchcock’silmsarenotmerelymorallycomplexbutpositivelyimmoral. Amazingly,Hitchcockmanagestoinducehisaudiencestoallythemselvespositivelywithmorallybadcharactersinsomesuspensefulsituations.Thusthe directornotonlycomplicates,butpositivelysubvertsconventionalmoralcoordinatesbyinducingaudiencestohopefortheunlikelytriumphofvillainous 9. Theterm“moralresolution”isMurraySmith’s;seeEngagingCharacters,213. 10. SeealsoDanielC.Shaw,“LangcontraVengeance:TheBigHeat,”JournalofValueInquiry 29(1995):esp.540 – 44,whereShawmorefullyanalyzesBannion’sstrugglesbetweenhislustfor revengeandhiscommitmenttomoraldecency.
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1
characters.AsAllenputsit,viewersare“encouragedtorootforthesuccessful completion of an action whose success would contribute to an immoral outcome to the story by being placed in sympathy with the predicament of amorallyundesirablecharacterwhoselikelihoodofsuccessispresentedas beingimprobable.”11 AsSmithandCarrollhaveargued,onewaytocreatethisinversionisto foregroundintheseigurespositivemoraltraitssuchasgenerosity,kindness, orsolicitousnesstowardsecondarycharacters,sothattheywillseemlessevil overall.12ThisstrategyisindeedonewayinwhichHitchcocklureshisaudienceintohaving“sympathyforthedevil”—here,thedesirethatimmoralcharactersbesuccessful,basedonapositiveallegiancetothembecauseofminor, morallypraiseworthyactions.ThiskindofcharacterisamoralalloyinSmith’s terminology,asisSalinDotheRightThing,buthereamixtureofmorallybad traitsratherthangoodonesclearlydominates,evenifthatisnotoursubjectiveexperienceofthesecharacterswithincertainilmsequences.Audiences holdjustenoughpositivemoralallegiancetothesecharacterswithinthenarrativetowishthemsomelimitedoroccasionaltriumphs.AsAllennotes,one such moment occurs in Psycho (1960), when we wish for Norman Bates’s (AnthonyPerkins)successatcoveringuphis“Mother’s”murderofMarion Crane(JanetLeigh)bysinkinghercarintoaswamp(166).Inasimilarfashion wecanseethisnarrativestrategyoftenatworkwithregardtonoirprotagonists suchasthoseIjustdescribed,evenasweremainunsureofouroverallmoral evaluationofthecharacter. AllenalsobringstoourattentionasecondwayinwhichHitchcockendows morallyundesirablecharacterswithapositiveallegiance,namelythroughnonmoralbutnonethelesssociallyadmirabletraitsofthe“dandy,”suchaslamboyance,grace,charm,intelligence,wit,andsoon(165).13InthiswayAllen’s argumentextendsanobservationmadebyBerysGaut,namelythat“oursympathiescanbebasedonotherthanmoralcharacteristics.”14Allennotesthat Hitchcockself-consciouslymarksboththisandtheformofmoralinversion explicablebymeansofSmith’sandCarroll’stheoriessothataudienceswill understandandenjoytheirtransgressionofmoralconvention.Ordinarymorals are characterized as “a set of prohibitions that it is desirable to breach” 11. Richard Allen, “Hitchcock and Narrative Suspense: Theory and Practice,” in Camera Obscura, Camera Lucida: Essays in Honor of Annette Michelson, ed. Richard Allen and Malcolm Turvey(Amsterdam:AmsterdamUniversityPress,2003),166. 12. Carroll,“TowardaTheoryofFilmSuspense”;NoëlCarroll,“TheParadoxofSuspense,” inBeyondAesthetics:PhilosophicalEssays(Cambridge:CambridgeUniversityPress,2001),254– 70;Smith,EngagingCharacters,209ff.;Smith,“Gangsters,Cannibals,Aesthetes,”223ff.;Allen, “HitchcockandNarrativeSuspense,”166. 13. Allenis,ofcourse,takinghiscueregardingHitchcock’sdandyisminhisaestheticsfrom Thomas Elsaesser’s “The Dandy in Hitchcock” (1981), reprinted in Alfred Hitchcock: Centenary Essays,ed.RichardAllenandS.IshiGonzales(London:BFIPublishing,1999),3–13. 14. BerysGaut,reviewofEngagingCharacters:Fiction,Emotion,andtheCinema,byMurray Smith,BritishJournalofAesthetics37(1997):97.
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(180),sothataudienceswillenjoytheseimmoralcharacters’successatdoing so. Furthermore, in many of Hitchcock’s ilms grotesque humor serves to supplement this desirability. For example, the immoral character’s mordant witmayattractustohimorher,orthenarrativesituationmaybepresentedin suchawaythatanimmoralcharacter’spredicamentishumorouslyrevealed, makingusmoresympathetictowardhimorher.Byusinghumor,Hitchcock furtherencouragesviewerstowishforthesuccessofanimmoralcharacter’s actionswhileknowingfullwellthatwhattheywishforisimmoral. One example of allegiance through grotesque humor arises in Strangers onaTrain(1951)whenthefeykillerBrunoAntony(RobertWalker)attempts to retrieve a cigarette lighter from a sewer drain, where he has accidentally dropped it while on his way to plant this incriminating object as evidence againstthenominalhero,GuyHaines(FarleyGranger).Audiencemembers wishforBruno’ssuccessatretrievingthelighter,inspiteofthefactthatitwill createamuchworsesituationforGuy,foratleasttwosalientreasons.First, Brunopossessessociallyattractive,dandyishcharacteristicssuchaswitand charm,qualitiesthatbycontrasthisopponentGuylacks.Audiencesthusally themselveswithBrunotosomeextentbasedonhissocialattractiveness.In addition,thesequenceusesgrotesquehumortomakethismorallyperverse allegiancestrongerandmoreself-conscious,forBruno’shorroratdropping thelighter,aswellashisexertionsinretrievingit,areexaggeratedandplayed forlaughsbyHitchcock. Athirdwayofencouragingaudienceallegianceforimmoralcharactersthat Hitchcockemploysistorevealacharacter’svulnerability,asthedirectordoes byshowingusAlexSebastian’s(ClaudeRains)susceptibilitytomanipulation by strong, intelligent women in Notorious (1946). As a Nazi leader guiding someofHitler’sformerscientiststodevelopanatomicbomb,heiscertainly villainous,yethealsoattractsaudiencesympathybymeansofhiskindness, solicitude,andclearromanticloveforAlicia(IngridBergman),theAmerican spywhomhemarries.HisweaknessatbeingsoutterlydupedbyAliciaagain contrastswiththenominalheroDevlin(CaryGrant),whocoldlyandknowinglymanipulatesAliciaintomarryingAlex,despiteastrongmutualattractionbetweenhimselfandthisyoungwoman.15 Alex’s vulnerability generates sympathy for him above and beyond the allegiancespromptedbyhisoccasionalpositivemoralacts.Hisromanticism anddelightinthemuchyoungerAlicia’sattentionsendearhimtoaudience membersbecausetheymakehimcharmingaswellaspitiable,giventhepersonal frailties they reveal.16 Based on these and other discernable narrative strategies,Allenarguesthatsome“Hitchcockiansuspenseisboundupwith the subversion of conventional moral co-ordinates” because this ilmmaker “encouragestheaudiencetoenjoymorallyiniquitousdeeds”(167,168). 15. Allen,“HitchcockandNarrativeSuspense,”165– 66. 16. Hitchcock’sabilitytogeneratesympathyforSebastianbymeansofhisunreservedlove forAliciaisalsonotedinSilverandWard,FilmNoir:AnEncyclopedicReference,215.
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fig.9 Nazi ringleader Alex Sebastian (Claude Rains) succumbs to the charms of AmericanspyAliciaHuberman(IngridBergman)ashismother(MadameKonstantin)suspiciouslylookson(Notorious,1946).
Thesealternativeformsofallegianceparticularlycontrastwiththetheory ofcharacterengagementdevelopedbySmithinEngagingCharacters,forAllen essentiallyargues,asdoesGaut,thatsometrulyimmoralcharactersmaynonethelessacquirepositiveaudienceallegiancebymeansofnonmoralbutnonethelesssociallyadmirabletraits.Audiencesmaywishforvillainouscharacters’ successbecauseoftheirdandyishqualities— charm,wit,grace,urbanity,and soon.Atleastsomesuchallegianceswouldseemtobetrulyperversefrom amoralpointofview.Smithhassubsequentlyacknowledgedthathistheory asoriginallystatedcannotaccountforthesekindsofcases,althoughhealso suggeststhatsuchallegiancesarerare.17Similarly,Carrollarguesthatviewer allegianceissecuredpredominantlythroughthenarrative’sdepictionofpositive moral character virtues. While he introduces some lexibility regarding whatmightcountasavirtuebynotingthatthosehehasinmindarebroadly GreekratherthanChristian,Carrollhasbeenadamantthatsuchallegiances stemoverwhelmingly(evenifnotquiteexclusively)fromthemandnotother characteristics.18 17. Smith,“Gangster,Cannibals,Aesthetes,”222. 18. Carroll,“TowardaTheoryofFilmSuspense,”104–5;Carroll,“TheParadoxofSuspense,” 259;Carroll,“Film,Emotion,andGenre,”45.Inapersonalcommunication,Carrollcharacterized thesemoralfactorsas“verydominant,”ratherthanexclusive.
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In contrast, Allen demonstrates that Hitchcock repeatedly creates suspensefulsituationsinhisilmswheretheoppositeistrue.Ratherthanworkin concertwithviewers’positivemoralinclinations,Hitchcockfrequentlyworks againstthembyestablishingaudienceallegiancesbasedonsociallyadmirable butamoralcharacteristics.Allenchroniclesseveralnarrativestrategiesutilized byHitchcockinordertocreatesuspenseusingthissortofamoralallegiance,of whichIhavehighlightedthree.Insomecases,Hitchcockprovidestrulyimmoral characters who nevertheless gain audience favor with regard to their hopedforsuccessthroughnonmoralbutsociallyadmirabletraits;inothercaseshe exploitstheuseofhumortoextendaudiencesympathytovillainouscharacters. “Humorallowsustosympathizewiththeanti-hero,”Allenexplains,because itdetaches“usfromthemoralconsequencesofwhatwesee,enablingusto indamusementintheabsurdityofthesituation.”Inshort,itaestheticizesthe moraldimensionofthecircumstancesandallowsustolaughatHitchcock’s macabrejokesembeddedinthenarrative(169).Athirdsetofcasesexploits avillain’sweaknessestoencourageaudiencesympathy.Webecomesolicitous orevenpityvillainsbecauseoftheirvulnerability.Theseandotherstrategies allowHitchcocktoestablishwhatAllencalls,followingtheilmmakerhimself, “subjectivesuspense.”Moreover,Allenstressesthat“moralambiguityisafactorthatinforms,andisindeedsustainedby”thistypeofsuspense(177). WhatI hope to extract here from Allen’s argument in terms of theories regardingaudienceallegiancetocharactersandsuspensenarrativeisthatmoral ambiguity—andevensomeformsofimmorality—maybeexploitedtofurther engageilmaudiences,asHitchcock’sexampleshows.Thesefactorsofambiguityandimmorality,Iwouldargue,areamongthosetraitsthatoftencruciallyally ustonoirprotagonists.Weareattractedtothemnotonlyfortheirpositivemoral qualities,butalsoforsociallyadmirablebutamoral,orattimesimmoraltraits. Thuswickedhumorbecomesawayofbondingusfavorablywithcharacters suchasSpade,Marlowe,andBailey.Theirwisecracks,talentforstichomythia (the witty exchange of one-liners), and sardonic irony engage us positively with them, just as Hitchcock’s use of grotesque humor often secures audienceallegiancetomorallyundesirablecharacters.Itistruethatsomemoral philosopherssuchasAristotleandHumeoffer“wit”andothersociallyadmirable traits as moral virtues,19 and Smith and Carroll are inclined to follow theirexample.20ButIwouldhesitatetocallthesetraits“moral”becausesuch a categorization raises the possibility of equivocating on the term. It is not clearwhat“moral”meansifsuchtraitsareincludedunderitsmeaning;nor doesitseemtohaveabasisinhowweordinarilyspeak.Ontheotherhand,I wouldagreethataqualitylikewitremainssociallyadmirableandagreeable, evenifitisnotmoral,andbecauseofthatadmirabilityandagreeabilityoffers 19. Aristotle, Nicomachean Ethics, 2nd ed., trans. Terence Irwin (Indianapolis: Hackett, 1999),65– 66;DavidHume,AnInquiryConcerningthePrinciplesofMorals,ed.CharlesW.Hendel(Indianapolis:Bobbs-Merrill,1957),84– 85. 20. Smith, “Gangster, Cannibals, Aesthetes,” 226 –27; Carroll, “Toward a Theory of Film Suspense,”104–5;Carroll,“Film,Emotion,andGenre,”45.
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a means of allegiance that circumvents positive moral value. Other socially admirable,butnonmoralcharacteristicsthatmightencourageaudienceallegianceincludeintelligence,resourcefulness,andbeauty,suchasthoseoften possessedbythestarswhoportraynoircharacters.Thus,Iwouldarguethat protagonistssuchasSpade,Marlowe,andBaileyexemplifyalternativeforms of(nonmoral)allegiancethroughtheiruseofwitandothersociallyagreeable traits,inadditiontocultivatingmorestandardformsofallegiancebyvirtueof beingmoralalloys,asdescribedbyCarrollandSmith. Inanessaythatconcedesmanyofthesepoints,Smithamendshisoriginal theoryregardingaudienceallegiancebyagreeingthatattractive,nonmoraltraits maysometimesallyuspositivelywithimmoralcharacters.21Forexample,Smith arguesthatHannibalLecter(AnthonyHopkins)isan“attractive-bad”character inTheSilenceoftheLambs(JonathanDemme,1991)towhomaudienceshave somepositiveallegiancebecauseheis“charming,witty,urbane,genteel,and learned”(226).Althoughheismorallyrepellantoverall—heis,afterall,acannibalisticmurderer—asviewersweseejustenoughofhisattractivetraitsto indhimsubjectivelysympatheticandgenerallywishhimwell,particularlyat theilm’sconclusionwhenhefamouslytellsClariceStarling(JodieFoster)that hewouldlovetochatlonger,butheis“havinganoldfriendfordinner.”22As Smithnotes,thevarioushumiliationstowhichthenarrativesubjectsLecter, suchastherestraintsinwhichheinitiallyappears,alsowinhimsomelimited favor,asdoesHopkins’sstarpersona(227).Inaddition,aswenowknow,this allegiancetoLecterhasprovenstrongenoughtosustainmultiplesequels. Somenoirprotagonistsmakeuseofsimilarsociallyadmirablebutnotpositivelymoraltraitsaswell.TheBigHeat’sDaveBannionisarelativelyhumorlesscharacter,muchmorememorableforhisearnestnessthanhissardonic wit.ButIwouldarguethatacertainsympathyforanotherwiseunattainable personalrevengeisafactorinsecuringaudienceallegianceforhim.Thenarrative presents his quest for vengeance as just. He seeks redress against a groupofthugswhobrutallymurderedhiswifeKatie(JocelynBrando),apossibilitythatmaynotbepursuedbymeansofordinarychannelsoflegaljusticebecausetheyarecloggedwithpayoffmoneyfromthelocalcrimeboss, Mike Lagana (Alexander Scourby). Thus Bannion’s actions are narratively sanctioned as the best available recourse through which he might achieve successinpursuingakindofrectiicatoryjustice.Moreover,therearesome whowouldarguethat,atleastsometimes,vengeanceisavirtue;andseeking revengeisinanycaseseenbyagooddealofWesterncultureassociallyadmirable,particularlywhenitseemstobetheonlyviableavenueofrectiication.23 21. SmithisrespondingspeciicallytoGaut’sdistinctionbetweenmorallydesirableandnonmorallydesirabletraits.However,hisremarksalsopertaintoAllen’sargumentregardingHitchcockiansuspense.See“Gangster,Cannibals,Aesthetes,”225. 22. Ibid.,225–28. 23. See,forexample,PeterFrench,CowboyMetaphysics:EthicsandDeathinWesterns(Lanham,Md.:RowmanandLittleield,1997),114–15,125–26,151,andTheVirtuesofVengeance(Lawrence:UniversityPressofKansas,2001).
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Ontheotherhand,Iwouldhesitatetosanctionpersonalvengeanceitselfasa moralvirtuebecauseitwouldseemtobenotonlyanexcessbydeinition,but alsotocollapseintojusticewhenredressisproportionatelyappropriate—that is,fair.24Leavingtheseconsiderationsaside,however,mypointisthatTheBig Heat’snarrativeusesBannion’sperhapsmorallyquestionabledesireforpersonalrevengetocurryaudiencefavorandsympathyforhischaracter,partly becausethatdesireisseenbymanyaudiencemembersasmorallyadmirable, and partly because in some circumstances it may be arguably portrayed as morallyjustandappropriate. To extend Allen’s analysis of Hitchcockian suspense even further, we shouldnotethatevenotherwiseegocentricandmorallyrepellantnoirprotagonists, such as the openly dishonest private detective Mike Hammer (Ralph Meeker)inKissMeDeadly(RobertAldrich,1955)andthepoliticallyapathetic, causticallysarcasticpickpocketSkipMcCoy(RichardWidmark)inPickupon South Street (Samuel Fuller, 1953), are not beyond explicability in terms of howaudiencesallywiththem.Infact,Allen’sexaminationofHitchcockianvillains,coupledwithSmith’samendmentofhisowntheory,makeexplanation ofviewerallegiancetothemmucheasier.Forexample,whilebothofthese noir characters prominently embody morally repugnant traits, such as selfishnessandinsensitivity,theyalsodisplaysociallyadmirable,dandyishtraits such as wit and intelligence, and both further show a kind of resourcefulnessthatencouragespositiveaudienceallegiancetothem,thusmakingthem “attractive-bad”characters. Ofcourse,noirilmsalsouseotherfeaturestoencourageaudiencesympathythatareconsistentwithmoreconventionalmoralstructures,asCarrolland Smithemphasize,suchasthesecharacters’occasionalsolicitudeorkindness towardsecondarycharactersandtheexistenceofevenworsevillainswithin the narrative to make these characters look less repellant by comparison.25 Still,overandabovethesenarrativestrategiestheilmmakersusenonmoral, sociallyadmirabletraitstoboostoursympathiesforthesecharacters.Welaugh attheirnastycommentsandrespecttheirintelligencebecauseweseeitsusefulnessinthenarrativedilemmaspresentedbytheilms.Wealsofrequently appreciate their beauty, as in the case of McCoy. Director Sam Fuller uses Richard Widmark’s physical attractiveness to at least partly curry our favor towardthecharacterheplaysinPickuponSouthStreet.26Asimilarargument couldbemountedinthecaseofMeeker’scharacter,atleastintermsofhis well-cutclothes,carefullycoiffedhair,properlylitface,andmanlyphysique. TheilmtreatsHammerasanobjectofbeauty,inspiteofhisreprehensibility, 24. Aristotle,NicomacheanEthics,71–72. 25. Smith,EngagingCharacters,190 –91;Carroll,“TowardaTheoryofFilmSuspense,”105; Carroll,“TheParadoxofSuspense,”261. 26. SamuelFulleracknowledgesthatheusesWidmark’sbeautyinjustthiswayin“SamFuller onPickuponSouthStreet”(aninterviewwithRichardSchickel),onPickuponSouthStreet,DVD, directedbySamuelFuller(1953;TheCriterionCollection,2004).Gautalsomakestheobservation thatbeautycouldbeusedinthiswayenpassantinhisreviewofSmith’sbook(98;seenote14).
NoirProtagonistsandEmpathyinDotheRightThing
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fig.10 CausticpickpocketSkipMcCoy(RichardWidmark)baitshispolicedepartmentrival,CaptainDanTiger(MurvynVye)(PickuponSouthStreet,1953).
thussecuringsomelimitednonmoralallegianceforhimonthosegrounds. Morebroadly,then,Iwouldarguethatwesigniicantlyallyourselveswithnoir characters like Hammer and McCoy through their socially admirable traits, rather than merely because of their meager positive moral actions or their moralrankingrelativetoothercharactersintheilm.Collectively,however,all thesenarrativestrategieshelptoengageussympatheticallywiththem. Iwouldalsoarguethatsuchnarrativestrategiesarecommontonoirilms ingeneral.Weacquirepositiveallegianceswithimmoralcharactersnotonly inwaysthatutilizeconventionalmoralityorrelativemoralrankinginastory butalsoinwaysthatutilizewhatDavidHumereferredtoas“agreeable”qualities.Howelsecouldwebecomealliedsocloselywithclearlyimmoraligures such as McCoy and Hammer— or for that matter, Bruno Antony and Alex Sebastian, who ilm noir encyclopedists Silver and Ward argue are sympatheticnoirvillains?27DandyishtraitssuchasAllenhasidentiiedatworkin Hitchcockwouldseemtobecriticalforfullyexplainingsuchnoirallegiances, evenifgraduatedmoralrankingsandoccasionalactsofkindnessorsolicitude playacrucialroleaswell. Let me summarize what this analysis of noir characters and audience engagementhasyieldedtothispoint.First,thesecharacters’moralcomplexity,
27. SilverandWard,FilmNoir:AnEncyclopedicReference,270,215.
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ambiguity,andattimestheirimmoralityhelptofostergreatersuspenseand interestinmanynoirnarrativesbecausesuchtraitshelptocreatestillgreater uncertaintyintheviewer.Insomecases,suchaswithSpadeandMarlowe,we become positively allied with these characters mainly through their morally goodactions,whichareanoticeableandsigniicantsubsetofalltheactionsthey performinthenarrative.Yetviewersareneverthelessfrequentlyanxiousabout whattheseigureswilldonextbecausesuchcharactersarenot“pure,”morally speaking.Asinthecaseofthesympatheticracistcharactertypeanalyzedin Chapter1,theyarealloysofmorallygoodandbadcharacteristics.Buthere,I wishtostressthatfromveryearlyinthenarrativetheirmixtureoftraitscreates anxiousnessanduncertaintyinviewersbecausesuchcharactersremainmorallyambiguous—theylackfulltransparencyintermsoftheirmoralmotivations.Thislackofresolutionyieldsaudienceuncertaintyandaddstosuspense, as it does in many of Hitchcock’s ilms. In classic noirs it adds to audience interestintheseprotagonistsbecausetheyaretosomeextentunpredictable. Moralcomplexityandambiguityoperatetoincreaseourengagementwiththe charactersaswellasthenarrativebecauseourpredictivecapacitiesarelimited byignoranceoftheseindividuals’fullcharactersandhowtheywork.Insome ways, then, many ilms noirs operate as character studies, focusing audience attentiononwhocharactersareandwhattheywilldobecausemoralunclarity precludesreliableforetellingoftheiractionsbytheaudience. Ofcourse,thetrickintermsofnarrativeconstructionistoportraythese characters’complexityandambiguityinwaysthataresimultaneouslymysteriousandconvincing—thatis,inwaysthatengageouranxiouscuriosityas believablyaspossibleandatthesametimeremaincognitivelyelusive.Inother words, these characters must embody what Cavell calls “individualities”— typesofhumanbeings,orthekindsofcharactersthatcertainpeopleare,such thatwecouldimagineourselvesashavingmetthemorasmeetingthemin othercircumstances28—andbesimultaneouslypartiallyopaquetoourefforts tounderstandthem.Iwouldarguethatmanynoirprotagonistsembodyprecisely these sorts of individualities. Moreover, such character types are not unfamiliar to us in our everyday lives, or indeed to philosophy, as may be seeninthevoluminousliteratureontheproblemofotherminds—thatis,the problemofhowitispossibleforhumanbeingstorecognizeandunderstand oneanother.29Noirprotagonistslikethesemightbeseenasasubsetofthose perplexingindividualitiesthatengageourcuriositypartlybecausewedonot fullyunderstandthem. 28. Cavell,WorldViewed,33–34,35. 29. Arecentsamplerofworkonthephilosophicalproblemofothermindsasinluencedby cognitivesciencemaybefoundinMentalSimulation,ed.MartinDaviesandTonyStone(London: Blackwell, 1995). More traditional presentations of this problem include John Wisdom, Other Minds(BerkeleyandLosAngeles:UniversityofCaliforniaPress,1968);GilbertRyle,TheConcept ofMind(1949;repr.,NewYork:BarnesandNobleBooks,n.d.);LudwigWittgenstein,Philosophical Investigations,3rded.,trans.G.E.M.Anscombe(NewYork:Macmillan,1968);andThomasNagel, “WhatIsItLiketoBeaBat?”PhilosophicalReview83(1974):435–50.
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Inregardtomorepredominantlyamoral,immoral,or“attractive-bad”characters,asetofsimilarpointscanbemade.Forexample,dandyishcharacters mayacquireourfavor,butdosomoreonthebasisofsociallyagreeabletraits ratherthanpositivelymoralones.WeallywithmorallyrepugnantnoircharacterslikeAntony,McCoy,orHammersigniicantlybecausetheyexhibitattractive, socially admirable traits such as wit, intelligence, and beauty. In other cases,weallywithvillainouscharactersinpartbecauseoftheirweaknessor vulnerability,asinthecaseofSebastian.Ofcourse,moralgraduationaswell asthesecharacters’occasionalgooddeedshelptocementourpositiveallegiance,butsuchfactorsaresimplynotenoughbythemselvestoexplainfully oursympatheticallegiancetosuchcharacters.Instead,weareoftenseduced intohavingsympathytowardthemonthebasisofcharacteristicsthatfacilitatehumaninteractionandaregenerallydesirabletraitsforhumanstohave, evenwhilenotbeingmoralones.Similarly,wemaybecomealliedtoigures becausewepityorfeelsolicitoustowardthembecauseoftheirhumanweaknesses.Finally,thenarrativemayusehumortodiffuseourenmitytowarda characterandturnourattitudetoamorefavorableorientation.Thus,inadditiontoCarrollandSmith’sformsofpositivemoralallegiance,ourpro-attitude towardcharactersmaybeacquiredamorallyorevenimmorallybymeansof sociallyattractiveoragreeablecharacteristics,bymeansofhumor,orbysolicitingaudiencemembers’compassionforhumanfrailty. Inthissense,theforegoinganalysisyieldsaspectrumofnoircharacters, rangingfromsomewhatambiguousbutultimatelypositivemoralalloyslike SpadeandMarlowe,toclearlyimmoralbutsociallyattractive“dandies”like McCoy, Hammer, and Antony, and ultimately to pitiably lawed villains like Sebastian.Probably,someoftheselattercharactersserveaslogicallimitsto whatmightcountasallegiance,asopposedtomerealignment,withacharacter.Thatis,theyserveaslimitstooursympathies,asopposedtoourmere knowledgeandunderstandingoftheactionscharactersperform.Thesecharactersaremoreoverigureswithwhomwemaynotbeparticularlystrongly allied.AsSmithandCarrollwouldpointout,weretheremorepositivelymoral characterssigniicantlyfeaturedinthenarrative,allotherthingsbeingequal, wewouldprobablyallywiththeminstead.30 DotheRightThingandNoirCharacterization OneofSpikeLee’sinnovationsinconstructingDotheRightThingisthathe usesthisrangeofcharacterologicalpossibilitiestohisadvantageinportraying African-Americanigures.Heturnsnoir“sympathyforthedevil”infavorof his black characters by depicting them in ways that foreground their complexityandambiguity,prominentlydisplayingtheirlawsandweaknesses,as wellastheirmitigatingattributes,butinawaythatdemystiieshischaracters
30. Smith,EngagingCharacters,215–16;Carroll,“TowardaTheoryofFilmSuspense,”104–5.
0
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enoughtomakethemenvisionableas“individualities,”andsuchthatoverall audiencesmaydeveloppositiveallegianceswiththem.MostofLee’sAfricanAmericancharactersfallonthemorally“good-bad”sideofthescale,becomingigureswithwhomaudienceswilltypicallyhaveamorallybasedsympathy;however,hedoesnotshyawayfrompresentingblackcharacterswhom audiencesmayindmorallyambiguousorevenalienating—“attractive-bad” narrativeigures,asSmithhasnamedthem— orworse. Typically,Leeprovidesmoderatingdimensionsevenforblackcharacters atthisfarendofthespectrum,suchaswhenhehumorouslyshowsusRadio Raheem’s vulnerability. After time and again hearing this character’s boom box pound out the confrontational song “Fight the Power” and seeing how Raheemusesittothreatenandannoythosearoundhim,wesuddenlyhear thelyricswarbleanddistortasthebox’sbatteriesdie,whichamusinglyshows usoneofthischaracter’sweaknesses,namely,hisdependenceontheboom box’sabilitytoprojecthisimpliedthreat.Raheem’ssubsequentattempttobuy newbatteriesfromtheKoreanvegetablestandfurtherstresshisweakness,for without these very ordinary technological devices he is considerably diminished,moresociallynaked,andexposedtotheracializedsocialpressuresthat impingeonhisfragilesenseofself.ThesescenesgiveRaheemacertainvulnerabilitythatmitigateshisthreateningpresencebyportrayinghiminways analogoustoAlexSebastianinNotorious.AsHitchcockdidwithhischaracter, LeediffusesaudienceantipathyforRaheembydepictinghisweaknessandhis quietdesperationatcoveringitup,aswellasbyusinghumortopresentthese dimensionsofhischaracter. AsimilarcasecanbemadeforthewayinwhichLeehumorouslyexposes Buggin’Out’s(GiancarloEsposito)cowardice.Asthisvolatile,ratherobnoxiousyoungmanargueswiththegentrifyingyuppiecolonizerClifton(JonSavage)overthedamagedonetohis$100sneakers,LeeamusinglyrevealsBuggin’Outdoesnotquitehavethefortitudetobackupthevehementthreatshe ismaking.Thisaspectofhischaractergivestheviewerinsightintothegap betweenBuggin’Out’srhetoricandhisfollow-through,whileatthesametime itmitigatesourcondemnationofhischaracter. AmoregeneralargumentcouldbemaderegardinghowLeeandhisfellow ilmmakers deploy the socially agreeable trait of beauty. It is fairly well knownthatduringtheshootingofLee’spreviousilmSchoolDaze(1988),his regularcinematographeratthetime,ErnestDickerson,developedacombinationofinnovativetechniquesusingdifferentlamps,ilmstocks,makeup,and other technologies of light to display African-American characters in more complimentaryways.Dickerson’scinematictechnologyiscrucialinthepresent context because it allowed different subtleties of African-American hue andskintonetocomethroughonilminawaythatwasnotpreviouslydone (oratleast,notcommonly).OnereasonDickerson’sinnovationsbecomecrucialforDotheRightThing’scharactersisthatthesecinematographicdevelopmentsenhancedpossibilitiesforpresentingAfricanAmericansmorebeautifully. Under Lee’s aegis as writer, director, and producer, Dickerson devised
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1
proceduresthatenabledtheilm’sblackcharacterstosolicitfurtheraudience allegiancebymeansofenhancingthissociallyagreeable,nonmoraltrait.31 Utilizingthisrangeofpossiblenoircharacteristicsfurthercomplicatesthe depictionofLee’sblacknarrativeiguresanddrawsinviewersbecauseofthe additionalwaysinwhichthesetraitsencourageaswellasdeepenaudience allegiance.Forexample,hischaracters’frequentlackofmoralresolution,far frombeingadrawback,helpsdrivethenarrativeforwardbythatmuchmore actively engaging the interest of his audience members. In addition, their socially agreeable, amoral traits such as beauty, wit, intelligence, and so on operatetofurthersecureaudienceapprobation.Byusingthesetraitsinthe waysthathedoes,Leeisthusabletomakemoreexplicittheracializedpressuresexertedonsuchcharactersasbeingpartoftheireverydaylivesandwhy theyactastheydo.Ourmoreintimateandpositiveattachmenttothenarrativeiguresinhisilmstransformsnoir’ssocialmarginalizationasaformof alienationfromconventionalmoralsintoasortofracializedalienationfrom “white”justice,whichmightbeunderstoodcongruentlywiththetraditional African-American aphorism: “When white people say ‘Justice,’ they mean ‘Just us.’”32 In this fashion Lee converts the moral underworld of noir protagonistsintotheracializedsocialunderworldofblacks,therebyrevealingan entirerealmofhumanitypreviouslyhiddenbytheblinkersofwhiteadvantage fromtheviewofmanyaudiencemembers.33 InarguingforanoirinluenceonDotheRightThing,Iamnotclaiming thisworkisailmnoir.Iamassertingmoremodestlythat,likemanyofLee’s otherilms,thisonehasbeensubstantiallyinluencedby noir,aclaimthat concurswithSilverandUrsini’sassessmentnotedearlier.Still,arelatedsetof questionsariseconcerningthisissueofnoir’sinluenceonLee.Forexample, arehisusesofnoirtechniquesintentional?Hasheconsciouslybroughtthe techniquesofilmnoirtobearonproblemsofraceinthisandotherilms?I donotproposetoanswerthesequestionsatthemoment,butIwillpointout thatgivenLee’sapparentknowledgeofilmnoiraswellasitsobviousinluenceonmanyofhisilms,exploringsuchpossibilitiesarenotwithoutmerit. WhileIwillalludetothesematterslaterinthischapter,Iwilltakeupamore focused examination of them later by analyzing Clockers (1995), Summer of Sam(1999),andBamboozled(2000)inChapters4and8. WhatI dowishtoindicateatthemomentisthatbythelate1980snoir characterizations had become part of the repertory of urban narrative ilmmaking, in the sense that such narrative constructions had seeped into the standardarrayoftechniquesatthedisposalofilmmakerstodepictcharacters. 31. ErnestDickerson,interview,inLindaLynton,“SchoolDaze:BlackCollegeIsBackground,” AmericanCinematographer69,no.2(February1988):esp.70. 32. CitedinMills,RacialContract,xiv,109 –10,133. 33. Asnotedintheintroduction,ManthiaDiawarasuggestsin“NoirbyNoirs”thegeneral ideaofatransformationofilmnoirwithregardtoracethroughtheutilizationofthedeterminist forcesimpingingoncriminalcharacters.Fortheobservationregardingideasofracehidingan entirerealmofhumanity,seeCavell,WorldViewed,34.
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ThispossibilityheldtrueacrossthespectrumofAmericancinema,butparticularlyforthosetellingstoriesthattakeplaceincities.JustasCarrollhas observedthatsuspense“isagenreclassiicationthatcutsacrossothergenre classiications,”34soIwouldarguethatnoirinluencesbythattimecutacross variousgenericcategories,commonlyarisinginmelodramas,gangsterilms, comedies,andsoon.Seekingtoconinethemsolelytoacertaintypeofilm wouldseemtobenotonlyfoolhardy,butfalse.Onemayseethismixingofnoir inluencewithothergenresinmuchoftheworkofMartinScorseseandJim Jarmusch,tonamejusttwomajorinluencesontheearlySpikeLee.35Genre mixing is moreover typical of classic Hollywood narrative and its legacy, so whywouldweexpectanythinglessfromthisilmmaker?36 Last,Iwillnotethat,likethestrategyofcreatingasympatheticracistcharactersuchasSal,thenoirishmoralambiguitywithwhichLeeinvestshisblack charactersisgreatlycomplicatedformanyaudiencemembersbyembedded preconceptionsofrace.Positivecharactertraitsoractionswillbemuchmore dificulttograspfortheseviewersbecausetheyaretosomeextentanesthetized tothepossibilityofblackmoralgoodnessoradmirabilitybythebackground assumptionsthatareapartoftheirexistingbeliefschemata.37Inotherwords, certainracializedassumptionsregardingthemoralityandhumanityofblacks thatformapartoftheirpresumedbeliefstructuremakeitmuchmoredificultforthemtorecognizeAfricanAmericansasactingmorallyoradmirably, therebymakingsuchviewersrelativelyinsensitivetonarrativerepresentations ofpositiveblacktraits.Asinthecaseofsympatheticracistcharacters,however,Leeoffersnarrativestrategiesthataimtocounteractthisanesthetization regardingblackictionalcharacters—strategiesthatalsoevinceanoirinluence.IntheremainderofthischapterIdemonstratetheseclaimsbyanalyzingthreeofLee’sblackcharactersfromDotheRightThing. EmpathyforRadioRaheem? FormostofDotheRightThing,RadioRaheemdoesnotencourageeithersympathyorempathy.WithhishugeboomboxconstantlyblaringPublicEnemy’s 34. Carroll,“Film,Emotion,andGenre,”43. 35. ForananalysisofnoirinluencesonScorsese,seeRichardMartin,MeanStreetsandRaging Bulls: The Legacy of Film Noir in Contemporary American Cinema (Lanham, Md.: Scarecrow Press,1999),esp.63–143.FornoirinluencesonJarmusch,seeespeciallyhisearlierilms,such asStrangerThanParadise(1986).FortheinluencesofScorseseandJarmuschonLee,seeFuchs, SpikeLee:Interviews,11,18,131. 36. Foraphilosophicalanalysisofgenremixing,seeDeborahKnight,“AristoteliansonSpeed: ParadoxesofGenreintheContextofCinema,”inAllenandSmith,FilmTheoryandPhilosophy, 343– 65,esp.346 – 47.ForotherargumentsregardinghowgenresmixinclassicalHollywoodnarrative,seeNeale,GenreandHollywood(seeIntroduction,n.68);Altman,Film/Genre;andvarious essaysinFilmGenreReaderIII,ed.BarryKeithGrant(Austin:UniversityofTexasPress,2003). 37. SeeSmith,EngagingCharacters,194;O’Connor,OppressionandResponsibility,esp.2 –7.
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“FightthePower,”andthewayheusesittocreateasonicforceieldaround him,Raheemtendstorepelandalienateviewersaswellasothercharactersin theilm.Itmaybegettingdificulttoremembertheimpactofrapinthelate 1980s,whenitwasnewtothoseoutsidetheblackunderclassneighborhoods whereitinitiallydeveloped.AsmusiccriticTriciaRosehasargued,workssuch asthosebyPublicEnemywereperceivedas“noise”thatviolatedtraditional Westernconceptionsofmusicinvolvingharmony,melody,andtonality.38As aformofacousticexpressionbasedin“rhythmicandpercussivedensityand organization”andcruciallydependentonitsoverwhelmingvolume,rapstruck many early, irst-time listeners as “unintelligible yet aggressive sound” that hardlyqualiied—andtosomelessthoughtfullistenersfailedtoqualify—as music.39Thusrapsongssuchas“FightthePower”wouldhaveservedatthat time as especially effective ways to aurally offend and alienate those people unacquaintedwiththecomplexity,history,andmeaningofthemusic. Atthesametime,asInotedintheintroduction,rapcouldalsothereby operate as a powerful “metaphor of resistance” because of these alienating qualities,inthesensethatitpermittedtherecodingofcrimeandimagesof blackmalecriminalityintosymbolsthatrepresentedarejectionofthestatus quo.AsTommyLottandBillE.Lawsonexplain,rapartistsoftentakeonsuch stereotypesinordertoinvalidateandrecodethem,whichallowstheseartists to express their rejection of currently existing social institutions as racist.40 This characteristic further gives rap powerful afinities to classic American ilm noir, as Diawara has noted, because both artistic forms frequently representdissatisfactionwithexistingpowerstructuresbymeansofnarratives focusedaroundcommittingcrime.41 Lee deftly employs these noir-like qualities of rap to characterize Radio Raheem. In his initial appearance, Raheem uses his boom box to distance himself from his peers Punchy, Ella, Cee, and Ahmad (Leonard Thomas, ChristaRivers,MartinLawrence,andSteveWhite),whowarilyrecognizehis acousticpoweranddemandforrespect.TheimpliedthreatofRaheem’scall forrecognitionandrespectbymeansofrapisunderlinedlaterwhenhemenacesPunchyandCeeuntiltheystoptheirehydranttheyhaveopenedfrom sprayingintothestreetsothatRaheemmaycross,somethingthattheydofor nooneelse.Theoldercornermen,SweetDickWillie,ML,andCoconutSid (RobinHarris,PaulBenjamin,andFrankieFaison),areputoffandcomplain bitterlyaboutRaheem’sjarringpresenceaswell,asdoStevie(LuisRamos)and hisPuertoRicancohortswholivedowntheblock.Infact,Raheemchallenges 38. TriciaRose,BlackNoise:RapMusicandBlackCultureinContemporaryAmerica(Middletown:WesleyanUniversityPress,1994),65– 66.ForanarthriticphilosophicaldefenseofWesternmusic’scharacteristicsaswellaswhatamountstoanattackonwhatRosecallsthe“blackening”ofpopularmusicasa“declineofmusicalculture,”seeRogerScruton,TheAestheticsofMusic (Oxford:ClarendonPress,1997). 39. Rose,BlackNoise,65,63. 40. Lott,“MaroonedinAmerica,”121;Lawson,“MicrophoneCommandos,”429 –35. 41. Diawara,“NoirbyNoirs,”272 –73.
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Stevieandhisfriendstoacontestof“duelingboomboxes”fornobetterreason thantoprovehisacousticsuperiority.Raheemleavesthemaloneonlywhen thecontestendswithStevieacknowledgingRaheem’sgreatersonicpowerby meansofrap,whichoverwhelmsthemoredelicatesoundsofRubenBladés thattheseLatinoneighborhoodresidentshadbeenplaying.EvenBuggin’Out complainsthatRaheem’smusicalchoicesoffertoolittlevariation. Ontheotherhand,Raheemwouldnothaveitanyotherway.Forhim,the boomboxthatplayshisfavoriterapsongisaweaponthatforcesotherstorecognizeandacknowledgehispresence,thatcancelsouthissocialinvisibility.Like achildwhocanonlysecureherparents’noticewhenshedoessomethingbad, Raheemrevelsinthebeliefthatnegativeattentionisbetterthannoattention atall.Ofcourse,asInotedearlier,hisutterdependenceonaboomboxreveals acertainvulnerability,afragility,toRaheem’segothatwillbecomecrucialin hisinalconfrontationwithSal,butmostoftheilmexplicitlyforegroundsthe externalconsequencesofRaheem’sacousticauraratherthanitsinternalimplications,evenifitalsocompelsusultimatelytoacknowledgethelatter. LeepresentsRaheem’scharacterasathreateningpresenceinotherways, too.Forexample,whenheshowsofftheoriginsofhismassivegold-plated knuckleringstoMookie,thecameramomentarilytakesthediminutivepizza deliverer’splacetodepictRaheem’sstoryofloveandhateasitwouldbeseen fromthesmallerman’spointofview.Shotinclose-upthroughawide-angle lensandfromatilted-upangle,Raheemloomsoverthecameraasheuses boxingmovesandmetaphorstomimicandatthesametimereinterpretRobertMitchum’sterrifyingperformanceasthemurderingmisogynistpreacher Harry Powell in The Night of the Hunter (Charles Laughton, 1955), a scene thatoffersaclearhomagetothisilmnoiricon.42EarlyintheLaughtonilm, Powelloffersalunaticsermonaboutthestoryofgoodandevilbyusingthe words“love”and“hate”whicharetattooedjustbelowtheknucklesonthe ingersofhisrightandlefthandsrespectively.Similarly,RaheementhusiasticallyprovideswhatcinematographerDickersoncallsthischaracter’s“philosophyaboutloveandhate,[and]howpeopleshouldtreateachother,”43byusing iguresofspeechandmovementsderivedfromboxingaswellashisoutsized knuckleringstorepresentthearduousbutultimatetriumphofgoodoverevil. RaheemendshisexplanationwiththeimpliedthreattoMookie,“IfIloveyou, Iloveyou.ButifIhateyou. . .,”whichthesmallermancautiouslyanddeftly sidestepsbynotingnoncommittally,“Thereitis,loveandhate.” Thepointofthesceneisclear.Raheemseekstointimidateevenhisfriends, formenaceishisprimarymodeofrelatingtoothers.Heisacharacteraround whompeersandenemiesalikearecontinuallywaryandontheirguardbecause hethreatenstobreakintoviolenceatanymoment,ifhesuspectsanylackof respectorslighttohishumanity,anarrativeelementthatLeeunderscoresby 42. LeeexplicitlynotesthishomageinLee,withJones,DotheRightThing:ASpikeLeeJoint, 78.Leealsodescribesthissceneasanhomageinhiscommentary,DotheRightThing,DVD. 43. ErnestDickerson,commentary,DotheRightThing,DVD.
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fig.11 AshotfromSpikeLee’shomagetoRobertMitchum(DotheRightThing,1989).
shootingmostofthischaracter’sscenesinthesamewaythattheexchangewith Mookieisshot:namely,inclose-upusingawide-anglelensfromatilted-up camera, all of which serve to exaggerate Raheem’s size and menacing presence.Againandagaintheilmpresentshimasneitherlikablenorsympathetic, whichmakestheaudience’sresponsetohismurderallthatmuchmorecrucial. Asalarge,intimidatingAfrican-Americanmalewhoimposeshimselfonothers throughhisboomboxandhisimpliedphysicalthreat,heeasilyitsthestereotypeofbeingablackthug—agangsta—someonearoundwhomwhiteaudiencemembersinparticularwouldprobablybesuspicious,weretheytomeet himinreallife,aswellasbeingaigurewhoitsreadilyintonoircategories. Atthesametime,LeewantsustounderstandthatRaheemisstillacharacterwhorepresentsahumanbeing.AsCavell,Mulhall,andotherswouldpoint out,44thevalueofthischaracter’slifeshouldbetakenasmorallyequivalentto thatofanyotherhumanbeingrepresentedbythenarrative,notsomethingto beplacedbelowthevalueofproperty,suchasSal’sFamousPizzeria,whichas Inotediswhatmanyviewersdidatthetimeoftheilm’sreleaseandunfortunatelycontinuetodo.45InthiswayRaheemisnotunliketheictionalized versionofboxerJakeLaMotta(RobertDeNiro)inMartinScorsese’sneo-noir Raging Bull (1980), another morally reprehensible character who has little besideshisfragilityandhumanitytorecommendhim.46 44. Cavell,WorldViewed,33–34,35;WilliamRothman,The“I”oftheCamera:EssaysinFilm Criticism, History, and Aesthetics, 2nd ed. (New York: Cambridge University Press, 2004), 96 – 109;Mulhall,OnFilm,esp.33–51. 45. See, for example, Klein, “Spiked? Dinkins and Do the Right Thing,” 14–15, and Kroll, “HowHotIsTooHot.” 46. ForacharacterizationofRagingBullasaneo-noir,seeMartin,MeanStreetsandRaging Bulls,esp.7,96 –97.
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fig.12 TheirstoffourshotsdepictingRadioRaheem’s(BillNunn)lifelessstare (DotheRightThing,1989).
Itisallthemoreastonishing,then,whenLeepromptsviewerempathyfor Raheemlateintheilm—namely,whenheismurderedbythepolice.Once heiskilled,Leeoffersthreeextendedclose-upsofRaheem’slifelessstareas heliesprostrateonthesidewalk,whileinthebackgroundthepolicefranticallytrytoigureoutwhattodointhewakeoftheiroverreactiontoRaheem’s threat.LeealsooffersanadditionalmediumshotofRaheemlyingdead-eyed andmotionlessinthebackofapolicecar,ashisbodyisspiritedawayfrom theshockedandstunnedwitnessestohismurder.Narrativelyspeaking,these shotsprovideviewerswiththechancetoabsorbfullywhathastakenplace. ThustheymaybeproitablycomparedtowhatilmstudiesscholarCarlPlantingahasdescribedasa“sceneofempathy,”inwhichaudiencesarepresented with“acharacter’sface,typicallyinclose-up,eitherforasingleshotoflong duration or as an element of a point-of-view structure alternating between shotsofthecharacter’sfaceandshotsofwhatsheorhesees,”whichnoticeablyslowsthenarrativeandoffersviewerstheopportunitytocontemplateand absorbthecharacter’sinterioremotionalexperience.47Similarlyhere,through thesefourshotsthenarrativemomentarilyslowsandinvitestheaudienceto relectonthefactthatRaheemwillhavenomoreinterioremotionalexperience,thathewillhavenomorethoughtsinhislife,thathewillseenothing else.InthiswaytheilmredirectsourfeelingsofantipathyorfearofRaheem toempathybycompellingustoretrospectivelyapplytohimasenseofhuman solidarity.Leeshockshisviewersintocontemplatinganenforcedequalityfor allhumanbeingsthroughtheseimages;namely,thefactthatnoneofuswill escapethismortalcoilalive.JustasRaheemhasdied,sotoowillwe. 47. CarlPlantinga,“TheSceneofEmpathyandtheHumanFaceinFilm,”inPlantingaand Smith,PassionateViews,239.
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InthismannerthescenerecallsthebleakendingofRobertWise’sOdds AgainstTomorrow.Asthetwoantagonists,thewhiteracistex-conEarlSlater (RobertRyan)andblackjazzmusicianJohnnyIngram(HarryBelafonte),lie dead and burnt to a crisp among the wreckage they have jointly created, a morgueworkerasksoneofthepolicemenstandingnearby,“Whichiswhich?” Thepolicemanshrugsandresponds,“Takeyourpick.”Deathherebecomes agreatequalizer,erasingracialdistinctionsthatmeansomuchtosomany inlife.Likewise,Leeusesthephenomenonofdeathtonoirishlyindicatethe ultimatefatethatallhumanbeingsshare,andbyimplicationeverythingelse theyhaveincommon. Moreover,Raheem’smannerofdeathrevealsadistinctunfairnessinfailingtorecognizethesefacts.Foranyone’slifetobeendedunjustly,asRaheem’s is,constituteswhatisperhapstheworstofiniquities,andbypresentingthe repeatedshotsofRaheem’slifelessstare,Leeseekstosummonthesethoughts intohisviewers’consciousness.ByredundantlystressingthatRaheem’seyes, his windows to the soul, no longer relect animate activity, Lee urges his audience to consider not only a fundamental commonality with Raheem— namely,thatourmortalityissomethingthatmakesusallhuman,evenlarge, intimidating young black men such as this character represents—but also thathislifehasbeentakenfromhimwithoutadequatejustiication.Inspite ofRaheem’sintimidatingmannerandoverallaudiencelackofsympathyfor him,hedidnotdeservetodie.Hislifeshouldhavebeenconsideredofequal value to anyone else’s in the narrative, and being an obnoxious and imposing young black male with a jarringly loud boom box does not cancel that factout.48 Theseshots,whichareintercutwiththeshockedandoutragedreactionsof onlookerswehavecometoknowandfeelclosetooverthecourseofthenarrative,alsocompelustoempatheticallyunderstandtheweightofhisunjust deathonthem,andtheirfeelingthatsuchanendcouldbefallanyAfricanAmericanmemberoftheneighborhoodpreciselybecauseoftheirskincolor. Alluding to decades of racial violence committed against blacks by urban police forces such as those in New York City or Los Angeles,49 Lee and his collaboratorsdesignthesequenceasawholetoevokeaudienceempathyfor hisotherblackcharactersaswell,andforthefeelingsofhorrorandoutrage thattheyexperienceathavingwitnessedRaheem’smurder.AsNewYorkCity policeoficerGaryLong(RickAiello)chokesRaheemtodeath,Leecutstoa shotofRaheem’sfeetkicking,anallusiontolynching.Suchallusionshavea special resonance for African Americans because in the past, and arguably still, they were frequently the targets of such actions, which were similarly extralegalkillingsthatinvolvedexplicitcruelty,immoralexcess,andracially 48. Of course, I am not arguing that this sequence is a scene of empathy as Plantinga describestheconcept.Moremodestly,IamofferingherewhatIhopeisaninstructivecomparison,evenwhilerecognizingthattherearedistinctdifferencesbetweenthescenesthatmakeup thissequenceandthetypedescribedbyPlantinga. 49. Feagin,Vera,andBatur,WhiteRacism,117–51;Davis,CityofQuartz,267–317.
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motivatedviolence.50Theotherblackcharacters’responsesinreactionshots asRaheemisbeingkilled—anguish,crying,andscreamingforthepoliceto stop,facialexpressionsthatconveyrecognitionthatRaheemisbeingkilled ratherthanmerelysubdued,andotheractionsthattransmittheirgrief,shock, andoutragedangeratseeingthepoliceoverreactandmurderRaheembefore theireyes—redundantlyemphasizethattheygraspthehorrorofwhatishappening. The sequence’s structure forcefully conveys this understanding to viewers,sothatthethoughtsandfeelingsofbothnarrativeiguresandviewers arecongruent.Asfurtherreminders,afterRaheem’sdeathcharacterscallout thenamesofactualAfricanAmericanswhoweremurderedby“NewYork’s Finest,”MichaelStewartandEleanorBumpers;anditisworthremembering thatLeededicatestheilmitselftothefamiliesoftheseandothervictimsof oficially“exonerated”policeviolence. Inthesewaysviewersarecalledupontoimaginethenarrativefromanonwhiteperspective,andspeciicallytofeelempathyforthesecharacters’senseof outrageatthefactthattheyare“notsafein[their]ownfuckin’neighborhood,” asthecharacterCeeexclaimsinfrustrationoverseeinghisfriendexecutedby thepolice.ByusingthesestrategiestodepictRaheem’sdeath,theilmseeks tomakecleartoitsviewersthefactthatAfricanAmericansremainsubject toinstitutionalinjusticeonthebasisofracebyelicitinginviewersthoughts andfeelingsdistinctlysimilartothosepossessedbythenarrative’sAfricanAmericancharacters.Suchfeaturesthusgiveviewers,especiallywhiteviewers,abasisforcognitiveanaloguesfromwhichtheymightbuildabridgefrom theirownexperiencetothatoftheseAfrican-Americancharactersbybreaking downthehorriicfeaturesofsucharaciallymotivatedmurderintocognizable bits.AsJones,Mills,Hill,Boxill,andothershaveindicated,suchanalogues arethenecessarybasisforconstructinganysortofempatheticunderstanding thatcouldsuccessfullylinkdifferentlyracializedexperiences.51 Of course, efforts to construct cognitive bridges for empathetic understandingacrossraciallinesmaybereadilyblockedormisunderstoodbymany whiteviewers,whopossessawealthofresourcestopreventthebuildingof such connections. However, my point here is that Lee has worked hard to structurehisnarrativetomilitateagainsttheemploymentofthoseresources. TheredundancyofshotsdepictingRaheem’slifelessstare,aswellasthemany reactionshotsofoutragedwitnesses,promptagainandagainaudienceempathyforAfrican-Americancharactersandaimtodestabilizethestandarduse of thoughts and feelings stemming from presumptions of racial hierarchy andwhitesupremacy.AsIexplainmorefullyinthenextsection,theilmhas 50. See also Jonathan Markowitz, Legacies of Lynching: Racial Violence and Memory (Minneapolis: University of Minnesota Press, 2004), esp.45–50, and Dray, At the Hands of Persons Unknown.Obviously,IdisagreewithMarkowitz’sclaimthatthislynchingisnotconnectedwith “broaderracistsocialstructures”(49). 51. Jones,“ImpairmentofEmpathy,”65– 86;Mills,RacialContract,95–96;HillandBoxill, “KantandRace,”469 –71;Farr,“WhitenessVisible.”
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frequentlyovercometheseepistemologicalimpedimentsandprovokedLee’s intendedemotionalresponse. MookieAgonistes At the end of the previous chapter, I noted that, in contrast to typical reactionsbasedinracialallegiance,somewhiteviewersreadilygrasphowDothe RightThingcallsuponthemtoseeitseventsfromanAfrican-Americanperspective.FilmcriticRogerEbert,forexample,explicitlydescribestheilmas “acalltoempathy”:“Itseemedtomethatanyopen-mindedmemberofthe audience would walk out of the movie able to understand the motivations of every character in the ilm—not forgive them, perhaps, but understand them.”EbertgoesontocallthisfeatureoftheilmaresultofLee’s“evenhandedness”and“detachedobjectivity”thatis“yetinvisibletomanyofhisviewers andcritics.”52AnotherstrikingfeatureofEbert’sremarksisthathearguesDo theRightThingisconstructedsothatviewersmayinsightfully“identify”with itscharacters,whichconcurswiththeobservationmadebyMartinScorsese aboutLee’silmsthatservesastheepigraphforthischapter.Ofcourse,Ebert alsoacknowledgesthatmanyviewerscannotmakethiscognitiveleap,butitis noteworthythathedoessobydescribingtheirinabilityasafailuretoanswer acalltoempathy.Inotherwords,he,too,feelsthatmanyhaveanempathetic impairmentwithregardtoimaginingtheeventsandcharactersdepictedinDo theRightThingfromanAfrican-Americanperspective. Ebert’s assessment agrees with the conception of empathy described in Chapter1.Hepresumesthatthisemotionalresponseisoneinwhichaperson takesonanother’spsychologicalperspective(orsomethingneartoit)andimaginesexperiencesatleastcongruenttothosethattheotherpersonexperiences. Itisperhapsunsurprisingthatheshouldagreewithsuchacharacterization, giventhatitagreeswithourcommonsenseintuitionsaboutempathy,butitis worthpointingoutherethatthereremainsapossibilityunderthisconception forpermittingracialasymmetry.Perhapsthisdivergenceismadepossibleby thefactthat,asAmyCoplanpointsout,whenempathizingwedonotloseour senseofself,butretainitevenwhenimaginingwhattheotherexperiences.53 Givensuchanunderstandingofempathy,itiseasytoseehowthisemotional responsecouldberaciallyasymmetrical.Oneofthewaysinwhichwhiteviewersmightnotlosetheirsenseofselfwhileempathizingcouldbebynotlosing asenseoftheirracializedidentities.Giventhemanyphilosophicalarguments notedinChapter1,bothrecentandhistorical,regardingtheracednatureof 52. RogerEbert,pamphletessayforDotheRightThing,DVD.SalimMawakkil,“SpikeLee andtheImagePolice,”35–36,alsoarguesthatLee’sdepictionofhisblackcharactersis“empathetic”(35)andthatSal“iseasilytheilm’smostsympatheticcharacter”(36). 53. AmyCoplan,“EmpatheticEngagementwithNarrativeFictions,”JournalofAestheticsand ArtCriticism62(2004):143.
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personalidentityinWesterncultures,itisunderstandable,ifnotjustiiable, thatmanywhiteswouldinddificultleavingasidetheracialaspectoftheir identitieswhenempathizing. IshouldnotethatEbertdoesnothimselfattributethefailuretoanswer this call for empathy to racism, but to being “thoughtless or inattentive or imbued with the unexamined values of our society.”54 In contrast, I would arguethathereEbertisbeingtoonarrowinhisapplicationofwhatitmeans toberacist,whichforhimseemstobeduetopersonallychosenbeliefsrather thanbroaderinstitutionalunderpinningsthatmightcauseindividualstohave beliefsthattheythemselvesdonotconsciouslyembrace.IagreewithEbert that many unaffected viewers of Do the Right Thing are being thoughtless, inattentive,ortoocloselyadherenttotheunexaminedvaluesofoursociety, butwouldaddthatsomeofthose“unexaminedvalues”amounttoaspectsof institutionalizedracism—andofcourse,asInotedinthepreviouschapter,I thinkthatSpikeLeewouldagree. Ebert’ssensethatDotheRightThingisamovieaboutempathyisfurther supportedbythefactthatLeedepictsmajorblackcharactersinwaysthatcultivatethisimaginativeresponsefromviewersacrossraciallines.Mookie,for example,isshownashavingextraordinarytalentsasa“middleman. . .negotiatingalltheneighborhood’svariedracialfactionsandambushes,”asGuerrero notes.55Mookiehandlesthethreats,predicaments,andimpliedviolenceposed by Raheem, Buggin’ Out, Sal, and Pino with equal aplomb. He also shows patienceandtolerancetowardthementallydisabledsecondarycharacterSmiley,anarrativetechniquethatasnotedearlierbothCarrollandSmithpointout isoftenemployedtoelicitpositivemoralevaluationtowardprimarycharacters. Mookieeventriescalmlyandlong-sufferinglytoencouragePinotorelect onwhyheusestheword“nigger”toexemplifyhishatredofblacks.Quietly takingPinoasideafterhearinghimmutter,“Howcomeniggersaresostupid?” MookiepointsoutthatevenasPinouniversallydenigratesblacksbyusingthis mostinsultingofterms,mostifnotallofPino’sfavoritepeopleareblack.After Pino shows himself completely unable to explain this inconsistency, Mookie provocativelysuggeststhatperhapsthereasonPinohatesblackssomuchis that,deepdown,hewisheshewereblack.Pinorespondsbybreakingintonervouslaughter,possiblyinfearthatthissuggestionmightatsomelevelbetrue. ByforegroundingMookie’spositivemoraltraitsandnegotiatingabilities inverytryingcircumstances,Leeoffersamplegroundsforaudiencestoattach themselvessympatheticallyaswellasempatheticallytothischaracter.Mookie 54. Ebert,pamphletessayforDotheRightThing,DVD. 55. Guerrero,DotheRightThing,33.GuerreroundervaluesMookie’stalentsinthisregard, describing Mookie as “feckless,” and implying that he is self-centered and lazy, but as I argue morefullylaterinthechapter,inspiteofhisshortcomingsMookie’stalentsforpatienceandnegotiatingshouldbevaluedmorehighly,especiallygiventheirimportancetotheoverallnarrativeof theilm.
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shows characteristics that we not only generally admire, but in many cases believe we have— or wish we did—such as patience, tolerance, generosity, andtheabilitytoconfrontdificultieswithpracticedskill.ViewersindthemselvesnotonlysympathizingbutempathizingwithMookiebecausesituations thatcallforthesetraitsarecommononesinourday-to-daylives.Ingeneralwe sharehisaspirationtotreateveryonebymeansofthesevirtues,evenifwealso sharehisfrustrationsovernotalwaysfeelinglikedoingso. Mookieshowsthesepositivemoraltraitsthroughouttheilm.Earlyonwe seehimtreatingMotherSisterandDaMayorwithrespect.Muchlater,just beforetheriotbegins,MookietriesrepeatedlytostoptheconfrontationbuildingbetweenSal,Buggin’Out,andRaheembecauseheforeseesthatitmight erupt into a conlict beyond the control of any of its participants. He even appearstohavegrownbytheendoftheilmbyaddingtothesetraitssome qualityofmaturityandreliability,forheseemstobeconsciouslyattempting toshoulderagreatershareofhisresponsibilitiesregardinghisgirlfriendTina (RosiePerez)andtheirsonHector(TravellLeeToulson). Byvirtueofbeingbrokendownintoreadilyrecognizablecomponentswith whichmanyofusidentify(orthinkwecan),theseandotheractionsprompt viewersnotonlytosympathizewithMookie,buttoempathizewithhimacross raciallines—imaginehisexperiencefrominsidehisracedperspective.Again and again, the narrative studiously shows us not just how Mookie acts but why—thesituationshemustface,theracializedpressureshemustconstantly negotiateasapartofhiseverydaylife,andhowhisactionsinthecontextof thosepressuresaremostlyadmirable.Inspiteofhislesspraiseworthytraits, suchasbeingpreoccupiedwithmoney,controllingabouthissisterJade’s(Joie Lee) sexuality, or having a certain lackadaisical attitude toward his parental responsibilitiesandhisjob,bymeansofseeinghisactionsdepictedinrecognizabledetailviewerscangraspthatMookietypicallymakesaconsciousand determinedefforttodotherightthing,thusgivingusgroundsforestablishing an overall positive moral allegiance with him as well as a congruent, if perhapsnotexactlyidentical,senseofhisthoughtsandfeelings. Atthesametime,amixtureofgoodandbadmoraltraitsprovidesMookie withacomplexityandambiguitythatbespeaksanoirinluence.LikeSpade, Marlowe,andBailey,hismoralassetsandlawsmakehimseemlikesomeone wecouldimagineasanactualperson—anindividuality,inCavell’sterms— even if he remains unpredictable in many circumstances. His moral laws, whileontheonehandmakinghimseemmore“real,”alsomakehimharder toigureoutasamoralagent.Butthesetraits,too,bringhimclosertousas audiencemembers.Seeminglyamoralwhenweseeirsthim,countinghis moneyandteasinghissister,Mookienonethelessdevelopsintoacharacter whosetraitsarereadilyidentiiableandidentiiablewith. We have, then, all the more reason to have a certain critical empathetic understanding—butnotajustiication—forhisactionofthrowingthegarbagecanthroughthefrontwindowofSal’sFamousPizzeriaandstartingthe
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fig.13 DaMayor(OzzieDavis)pleadswithneighborhoodresidentstocalmdown, thinkrationally,andactaccordingly(DotheRightThing,1989).
riot.Becauseheisaigurewhosecharacterweknowaboutaswellasanyone’s inthenarrative,audiencemembershavethematerialsnecessarytograspwhy he might inally break down, morally speaking, and express his anger and frustrationintheformofinitiatingthedestructionofSal’sproperty.Outraged byRaheem’sdeathandhisboss’smoralinsensitivity,Mookiereacheshislimit regarding his capacity to remain patient and negotiate the racial and other pressures ceaselessly imposed on him. On the other hand, the narrative is explicitinnotendorsingMookie’saction.Forexample,DaMayorrepeatedly urgeseveryone(includingMookie)toremaincalmandnotactoutofangeror frustrationinresponsetoRaheem’sdeathandSal’smorallyobtuseresponse to it. If anything, Da Mayor acts as the voice of reason at this point in the ilm.56“Ifwedon’tstopthisandstopitnow,”hetellsthosegatheringaround thepizzeria,“wegonnadosomethingthatwegonnaregretfortherestofour lives.”Furthermore,DaMayorcries“Noooo!”inresponsetoMookie’sshout of“hate!”ashehurlsthegarbagecanthroughSal’swindowfront.Mookie’s exclamationclearlyalludesbacktoRaheem’sstoryaboutgoodandeviland explicitly indicates that evil has won out, in direct contradiction to both Da MayorandRaheem’smoralphilosophies. The narrative makes redundantly clear that Mookie is doing the wrong thing,evenwhilestrivingtomakeredundantlyclearwhyheisdoingit:hehas justseenhisfriendmurderedbythepoliceandheardSalfalselydenyanysort ofcomplicityinthematter.Infact,Salhascharacterizedhisownactionsas 56. ThisclaimismadebyLeehimselfinhiscommentaryonthescene:hedefendsDaMayor asnotbeingan“UncleTom,”butasvoicingreason(DotheRightThing,DVD).
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fig.14 Mookie(SpikeLee)agonizingoverwhattodo(DotheRightThing,1989).
justandappropriate,whenclearlytheywerenot.AsIarguedintheprevious chapter,Sal’sresponseshowsnorealunderstandingofthefactthatwhathas just taken place has a deeply racialized meaning. Raheem’s murder evokes amoraloutrageinneighborhoodresidentsbecausetheyknowthattheytoo couldsufferracialinjusticeatanytime.LeelagsthesefeaturesinhisnarrativebymakingexplicitreferencetotheminwhathisAfrican-Americancharacterssayanddo,aswellasinhowiconographicallySalandhissonsareoften isolatedinoppositiontotheothercommunitymembers.Thuswhenviewers seeMookievisiblyagonizingovertheconlictingpressuresbearingdownon him,astheydoinamediumshotinsertedintothecrowdscenesjustpriorto theriot,itshouldbereadilydiscerniblewhyMookieactsashedoes—whyhe stridesresolutelyovertothetrashcan,emptiesit,carriesitovertoSal’s,and hurlsitthroughtheglassfrontofthepizzeria. Thisisnottosay,however,thatsucharealizationneedbeimmediate.Like manynoircharacters,Mookie’sdecisionheremaywelltroubleuslongafter theilmisover.Wemayonlycometograsphisdecisionafterrelectingonitat length.Yetthisaspectofencouragingustorelectondilemmasfacedbymorallyambiguouscharactersandthedecisionstheymakeregardingthemare aspectscommontomanynoirs,fromTheMalteseFalcontoMemento(ChristopherNolan,2001). Mookieinitiatestheriot,eventhoughitispreciselythewrongthingtodo, becauseheisexpressinghisoutrageatRaheem’sraciallyunjustdeathandSal’s inabilitytoadmitanycomplicity.EventhoughMookie’sactismorallywrong andtheilmmarksitasso,thedepictionoftheilm’sevents,situations,and thecharactersinvolvedprovideabundantevidencetoexplainwhyMookieacts ashedoes.Ofcourse,intheabsenceofempathyforLee’sAfrican-American
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characters, that difference between explanation and justiication will be dificult,ifnotimpossible,tograsp. LeeisabletopresentthiscomplicatedstanceregardingMookiebecausehe isanoir-inluenced,morallycomplexgood-badcharacterwithwhomthenarrativehasledviewerstobeallied,inspiteofhisshortcomings.Thiscomplexitymeansthatevenasaudiencemembershavesympathyaswellasempathy forhimandunderstandhisperspectiveintimately—thatis,iftheyhavebeen thoughtfullyfollowingthenarrative—theymaystilljudgehisactionsnegatively.Inthesamewaythatviewerscanjudgeclassicnoircharacterssuchas WalterNeff(FredMacMurray)inDoubleIndemnityorFrankChambers(John Garield) in The Postman Always Rings Twice for far more iniquitous deeds (namely,murder)evenwhileempathizingwiththem,57soLeeemploysnarrativestrategiestoallowhisviewerstojudgeMookie’sfarlessdastardlyact criticallyevenastheyempathizewithhimregardingwhyhedidit. LeealsousesMookie’slackoftransparencyduetohismoralcomplexity tohisadvantagebyemployingittoaddtothesuspenseimmediatelyprecedingtheriot.MookieismoreactivelyengagingasacharacterandhisagonizingmoresuspensefulbecauseviewersdonotknowwhatMookiewilldoin responsetoRaheem’sdeathandSal’scallousreactiontoit.Moreover,given the injustice of Raheem’s death many viewers are probably not sure themselveswhattheywanthimtodo.58Thischaracter’sunpredictability,likethatof manynoircharacters,addstotheaudience’suncertaintyregardinghowblack communitymembersoughttorespondtoRaheem’smurderandSal’srolein it.Mookie,whohasnegotiatedrelationsamongneighborhoodresidentsand Sal’sfamilythroughoutthenarrative,thuspersoniiestheblackcommunity’s needtodecidewhattodointhefaceoftheseevents.Asbothsomeonewhom Salconsidersapartofhisfamilyandamemberofthecommunity,Mookie hashisfeetirmlyplantedinbothcamps.Torepresentthis“dualcitizenship,” in the pre-riot sequence he wears a “Sal’s Famous Pizzeria” bowling shirt, even as his physical features mark him as a neighborhood resident. Mookie’s noirish moral ambiguity thus crystallizes the relentless conlicting pressuresthatbeardownonAfricanAmericans—theirDuBoisiantwoness,from whichtheymuststillmakechoicesandlivetheirlives.Smallwonder,then, thatoccasionallytheymakemistakesanddecidetodothewrongthing.These dificultiesofpositionandchoicearepreciselywhatthenarrativeseekstoconveythroughthecharacterofMookietoaudiencemembers.Assuch,theilm offershereanothernoir-inluencedpossibilityforgraspingwhatitmightfeel like“fromtheinside”topossessa“doubleconsciousness”regardingrace. 57. RegardingourempathyfortheseclassicalAmericannoirprotagonists,seePaulineKael, Film Note on Double Indemnity, New Yorker, November 29, 2004, 46; R.Barton Palmer, Hollywood’s Dark Cinema: The American Film Noir (New York: Twayne, 1994), 47– 48; and Bruce Crowther,FilmNoir:RelectionsinaDarkMirror(NewYork:Continuum,1988),100. 58. Allen,“HitchcockandNarrativeSuspense,”172 –74,alsomakesthepointthatsuspense isheightenedwhentheviewerherselfisnotclearwhichoutcomeshewishesfor.
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DaMayorandMoralOrientation DotheRightThingalsopromptsempathyforDaMayor,whichiscrucialfora properunderstandingoftheilmbecauseheisinmanywaysitsmoralcenter.Heannounces,forexample,thenarrative’stheme:“Alwaysdotheright thing.”Hischaracteralsotellinglyillustrateshowmuchmoreunnecessarily dificultracismmakesfollowingthatadageforAfricanAmericans.Although itisaseeminglysimplemoraldirective,throughDaMayor(aswellascharacters like Mookie) the ilm makes clear that racial oppression often forces AfricanAmericanstoworkmuchhardertoupholdthatmoralprinciplethan theyshouldhaveto. Thenarrativesquarelyfocusesonthisadage’sdeceptivesimplicityaswell as the dificulty of its implementation in racialized contexts. For example, whenDaMayorannouncestheilm’smoralimperativetoMookie,theyounger mantellinglyundervaluesit.“That’sit?”herespondsinastonishment.“That’s it,”DaMayortellshim.“Igotit;I’mgone”isMookie’spartingremark.The impressionisthatthissageadvicehasgoneinoneearandouttheother,an underestimationthatcomesbacktohauntMookieaswellaseveryoneelsein thenarrative.Incontrast,DaMayoris,perhapsabitoddlygivenhisalcoholism, the character most consistent in upholding this principle. Despite his inebriation,heispoliteandcourteoustoeveryone.AfterhesavestheyoungsterEddie(RichardHabersham)frombeingrunoverbyacar,heapologizes tothechild’smotherwhenshetakesumbrageatDaMayor’ssuggestionthat shenothitorspankhersoninpunishmentfornotlookingashecrossesthe street.HeaddressescordiallyandevengiveslowerstoMotherSister,inspite ofthefactthatshecallshim“anolddrunk”anda“fool,”andformostofthe ilmapparentlyhaslittlebesidesenmityforhim.Healsotrieshardtostopthe ightbetweenSalandRaheem,onceitspillsoutontothesidewalkinfrontof thepizzeria.Failingthat,hethenputshimselfatriskbyattemptingtostop theriotbeforeitstarts,persistingevenaftermembersofthecrowdthreatento harmhimforhisdefenseofSalandhissons.Oncetheriotbegins,hefurther riskshislifetoputSal,Vito,andPinoinasafeplacesothattheywillbeout ofharm’sway.HeeventellsSaltostopyellingandnottodrawattentionto himselfsothathewillremainunnoticed.InanalyzingDaMayor’smoralcharacter,itisalsoworthnotingthatearlierhehadwiselyrejectedBuggin’Out’s suggestiontoboycottSal’sas“damnfoolishness,”anassessmenttheaccuracy ofwhichisforcefullydrivenhomebytheriot. OtheractionsringtruetoDaMayor’seffortsto“alwaysdotherightthing” aswell.Herefusestoidentifytheneighborhoodyouthswhodirecttheopen ire hydrant to soak the belligerent white antique Cadillac driver played by FrankVincent.Thissortofintegritybecomesespeciallyimportantlaterwhen theneighborhoodgroupofwhichtheseyouthsaremembersattackDaMayor forsendingEddietothestoretobuyhimsomebeer,whichisperhapsDaMayor’smostglaringmoralerrorwithinthenarrative.Punchy,Cee,andAhmad sharplycriticizeDaMayorforthismisstepandgoontoimpugnhispersonal
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characterasthatofalazyolddrunkwhodoesnotdeservetherespecthecommandsintheneighborhood.Inexplaininghimself,LeegivesDaMayorwhat mightbethoughtofashiscentralsceneforgeneratingempathy.Theolder mandefendshimselfbyexplainingtotheneighborhoodteens: What you know about me? . . . What you know about anything? . . . Unless you done stood in the door and listened to your ive hungry childrencryingforbreadandyoucan’tdoadamnthingaboutit.Your womanstandingthere,youcan’tevenlookherintheeye.Unlessyou donedonethat,youdon’tknowme,mypain,myhurt,myfeelings,you don’tknowshit! . . .Don’tcallme“bum.”Don’tcallmea“drunk.” . . . Don’tcallmenothing!It’sdisrespectful.Iknowthatyourmamasand yourpapasraisedyoubetter. ForDaMayor’stroubleinexplaininghimself,Ahmadreactssoviciouslythat evenCeeandPunchy,whohadearlieragreedwiththeirfriend’scriticisms, movetocalmhimandtonedownhisrhetoric.Eventually,theyphysicallycarry Ahmad away because he refuses to stop verbally savaging Da Mayor. Afterward,theonefemalememberofthisneighborhoodgroup,Ella,looksatDa Mayorwithshameandembarrassment,asifinapologyforherfriends,who wearetounderstandthroughherlookhavegonetoofar,steppedovertheline indissingDaMayorandbeentrulyinsensitivetohispain,hishurt,hisfeelings.Clearly,LeeprovidesthismediumshotofElla’sembarrassedlooksothat audienceswilltaketheircueforproperresponsefromher,nothercalumniousfriends.LikeElla,wearetofeelempathyforDaMayorandunderstand thatpastracialoppressionmorethanadequatelyexplainshisbroken-down, alcoholicstate. GiventheidlenessorunderemploymentofmanyyoungerAfrican-Americanmeninthenarrative,audiencesshouldfurthermorebeabletoextrapolate thattheseforcesofdiscriminationremaininplace,albeitinperhapsattenuated forms,evenwhenblackmenwouldseekbettermentandwillinglyshoulder theirresponsibilities.Ahmad,forexample,speaksthevocabularyofcontinuedpersonaleffortandstrivingforaccomplishmentinresponsetoDaMayor’spleaforempatheticunderstanding,arguingthathewould“doanything” toputfoodonthetableforhischildren,thusimplyingthatDaMayorjustdid nottryhardenough,thathegaveuptooeasily.Inadvocatingsuchanoutlook, however,Ahmadoverlooksthefactthatsuchextraordinaryeffortsmightstill meannothinginthefaceofoverwhelmingracialdiscrimination,bothinits institutionalizedandpersonallyembracedforms.AsGuerreronotes,fearthat thispossibilitymightberealinhisownfuturereadilyexplainsAhmad’svociferousangeratDaMayor.59Moregenerally,thisincidentrelectshowevenfor Da Mayor, the character who seeks more persistently than any other in the
59. Guerrero,DotheRightThing,49.
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narrativetoalwaysdotherightthing,therearetimeswhensuchprinciplednessmayseemfutileorevenpernicious,becauseofantiblackracism. ThesescenesandothersprovideDaMayorwithacertainmoralauthority, inspiteofhisalcoholismandlapseinjudgmentinsendingEddietothecornerstoretobuyabottleofbeer.Asinmanynoirs,thismoralcenterislawed. DotheRightThing’snarrativeoffersnoeasyanswers,butcompelsustothink aboutwhatdoingtherightthingentailsinwayssimilartoTheMalteseFalcon,TheBigSleep,orOutofthePast.DaMayor,then,liketheprotagonistsof theseclassicnoirs,offersasortoflawedintegrityfromwhichwemightjudge theeventstakingplacearoundhim(evenifwehavetothinkaboutitbefore realizing this insight). By announcing the ilm’s standard for moral action andshowinghowunnecessarilydificultitcanbeforAfricanAmericansto remainconsistentwiththatstandard,DaMayorprovidestheaudiencewitha “moralorientation”withinthenarrative,acenterofpositivemoralvalue,even ifthatmoralorientationissubstantiallycomplicatedbymorallawsandthe exposureofpressuresthatareexertedonAfricanAmericansbecauseofracial oppression. Despite these complications, through providing a moral center Leeoffersanaxisaroundwhichviewersmayorganizetheirmoraljudgments regarding other actions depicted in the ilm. Most important, it provides a criticalstandpointfromwhichtojudgeMookie’sactionofthrowingthetrash canthroughSal’swindowfront,evenasitalsoprovidesadditionalgroundsfor anempatheticunderstandingofwhythisactionwasdone.60 CriticalRelectionandtheRoleofEmpathyinDotheRightThing TracingtheroleofempathyprovidesacrucialkeytounderstandingLee’silm. Ofcourse,empathyisnotevenlydistributedtoeverycharacter.Leedoesnot callforviewerstosocloselyempathizewithhiswhitecharacters,forexample, eventhoughempathyisclearlyinvolvedthereaswell.Wefeelempathyfor Sal—andwearemeanttofeelempathyforSal—whenhewatchesthebusinesshehasbuiltovertwenty-iveyearswithhisowntwohandsburnttothe ground.61Butmoreimportant,LeeusesSal’slargelyunconsciousracismto introduceadistancebetweenviewersandSal,whilesimultaneouslyworking toimprovewhiteviewers’abilitiestoempatheticallyanalogizefromtheirown experiencestothoseofAfricanAmericans.Leefurthercastsacriticaleyeat theassumptionsthatunderliewhiteracialallegiancebydepictingcharacters whoarebothempatheticandblack—andgoadinghisviewerstothinkabout howthesecharactersmaybebothatthesametime,andhowpresumptions involving white identity and advantage might often preclude this insight. 60. Regarding moral orientation and moral centering, see Smith, Engaging Characters, esp.213–16. 61. ProductiondesignerWynnThomaspointsouttheimportanceofthiskindofempathy forSalinhiscommentaryontheburningofthepizzeriaontheDVDofDotheRightThing.
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Again,throughsuchtechniqueshehopestomovewhiteaudiencemembers awayfromhavingasingleconsciousness,raciallyspeaking,andtowardamore complexperspectiveonrace,a“whitedoubleconsciousness”throughwhich theymightcriticallyunderstandthelegaciesofwhitesupremacyaswellasthe possibilitiesforitstransformation.62 I would additionally argue that Lee’s construction of narrative makes us relectonfundamentalhumanquestions.Raheemforcesustorelectonthe commonalitiesoflifeanddeathforallhumanity,Mookieonthegroundsfor explanationaswellasjustiicationofmoralacts,andbothMookieandDaMayor onthedificultyoffacinguptothetaskofdoingtherightthing,dayinand dayout,inthefaceofobstaclessuchasoverwhelmingracialoppressionand disadvantage.Inthesewaysaswell,DotheRightThingisailmthatcompels viewerstorelectdeeplyonmattersconcerningwhatitmeanstobehuman, whatitmeanstobemoral,andwhatitmeanstobeidentiiedasraced. Lee’sprovocationstohisviewerstorelectonthesedimensionsofbasic humanperplexitiesmoreoverconcurwithargumentsregardingilmasphilosophizingputforthbyCavellandMulhall,whocontendthatilmsthatprompt viewers to relect on such questions regarding humanity should be considered themselves philosophy because they contain philosophical promptings oftheirstorder.63Inparticular,thequestionofacknowledginganother’sfull humanityisacentralphilosophicalconcern,asistheclaimthatacknowledgmentfrequentlydependsonempathy,asMulhall’sanalysisofBladeRunner makes explicit.64 By means of its African-American characters in particular, DotheRightThingsimilarlyurgesitsviewerstorelectinfocusedandsophisticatedwaysonthesematters—namely,onwhatitistobeahumanbeing,what isallowableconduct,andwhatimplicationsfollowfromdifferentlyracialized responsestothesequestions. Analogously,thesesortsofrelectionsandreconsiderationsareprecisely what recent philosophical theorists of race have urged. Mills, Gordon, and othershavearguedthatwemustthoughtfullyreconsiderhowracecontinues toinluenceourthinkingaboutthesequestions,aswellastheirrelationsto one another. The ideas of personhood, morality, justice, and how they have beenmisappliedbecauseofunexaminedpresumptionsofwhitesupremacy andadvantageallrequireathoroughconceptualinspection,iftheracialized laws in typical moral thinking—both in its philosophical and its everyday forms—aretobeovercome.65Byelicitingoursympathiesandempathiesfor charactersinnoir-inluencedways,SpikeLeehascontributedsigniicantlyto thisconversation.InilmmakerandcriticJacquieJones’swords,DotheRight 62. Alcoff,“WhatShouldWhitePeopleDo?”25. 63. Cavell,WorldViewed,33–34,35;Mulhall,OnFilm,esp.33–52. 64. Mulhall,OnFilm,esp.34–37. 65. Mills,RacialContract,53– 62,91–133;Gordon,BadFaithandAntiblackRacism,182 – 84; Gordon,FanonandtheCrisisofEuropeanMan,esp.38 – 42;theessaysbyMillsandGordonin Yancy,WhatWhiteLooksLike.
NoirProtagonistsandEmpathyinDotheRightThing
Thingdepictstheterrible“humanityofracism,”afeaturewemustexamine andunderstandthoroughlyifwewishtohaveanyhopeofdismantlingit.66 Moreover,becausewhiteviewersarecommonlyblindtothisfeaturebyvirtue of their misperception of moral phenomena because of an epistemology of ignorance,Leehassoughttoemployandrefashionnarrativestrategiessuch as noir-inluenced characterizations, so that he might bring such matters explicitlytohisviewers’attention. In the next several chapters, I examine African-American ilms that are more straightforwardly ilms noirs. These works carry forward many of the noir-inluencedstrategiesemployedbyLeeandhisfellowilmmakersincreatingDotheRightThing.Inparticular,theseilmscontinuetodevelopthenarrativedepictionandpresentationofsympatheticracistsandempatheticblack characters,especiallytheigureofthegangsta.WhilewemayseethegerminationofnewusesfornoirtechniquesinDotheRightThing,theyultimately blossomintoblacknoirintheworksthatfollow.
66. Jones,“InSal’sCountry,”34.
race and tragedy in one false move
AfricanAmericanshavebeenwell-acquaintedwiththenoirworldsincetheirarrivalinAmerica. —EdGuerrero,“ACircusofDreamsandLies”
Like Spike Lee, other African-American ilmmakers have used sympathetic racistcharactersinordertofocusonhowracializedpresumptionstruncate thesocialworldofwhitesbyimpairingtheirmoralperceptioninwaysthat makethemincapableofappreciatingorlivingfullyhumanlives.Thework ofdirectorCarlFranklinprovidesatleasttwosuchdepictions.Inperhapsthe bestknownandcertainlythemosteasilyrecognizableofblacknoirs,Devilin aBlueDress(1995),FranklinoffersthesecondaryigureofToddCarter(Terry Kinney).WhentheprotagonistEasyRawlins(DenzelWashington)irstmeets thisrichandpowerfulwhiteman,Franklinmeansforhisviewerstoseethat Carteristhemostsympatheticwhitecharacterintheilmbecauseheisthe irstsuchiguregivensigniicantdevelopmenttotreatEasycivillyandfairly. Hisactionsareparticularlynoticeablegiventhattheyoccurmorethanhalfway throughtheilm,afterwehaveseenEasytreatedwithcondescension,fear,or presumedsuperioritybynearlyalltheotherwhitecharacters. AlthoughWalterMosley’snovel,onwhichtheilmisbased,conceivesof thischaracterdifferentlybydescribinghimastreatingEasywith“theworst kindofracism”becauseCarteris“sorichthathedidn’tevenconsider[Easy]in humanterms”andthereforeengageshimasifhewereapetdog,1intheilm Franklin depicts Carter as one human being recognizing another. Because of changes made in the plot, while this rich white man later bristles when EasyinquiresintowhatisreallyhappeningbetweenhimandthewomanEasy istryingtoind,DaphneMonet(JenniferBeals),andbecomesincreasingly annoyedwhenEasygougeshimforhisfeetoindherandinsistsonacash retainer, Carter’s overall treatment of the budding detective remains noticeablydifferentfromthatofotherwhitecharacters—aswellasfromhischaracterizationinthenovel—becausehespeakstoEasywithoutcondescension rightfromthebeginning.Thusviewersareencouragedtorespondfavorably toCarterandregardhimasanarrativeiguretowardwhomtheyshouldbe sympatheticallydisposed.Ofcourse,becauseheisaminorcharacterthatdispositionisnotstrong.
1. Mosley,DevilinaBlueDress,119.
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Ontheotherhand,bytheendoftheilmwhenitisrevealedthatDaphneis actuallyalight-skinnedblackwomanwhohasbeenpassingforwhite,Carter cannotbringhimselftocrossthecolorlineandmarryher,eventhoughthe twoofthemhadplannedtodosoearlierandEasy’sactionshavemadecertainthatthefactsofheroriginwillremainhidden.AlthoughCarterexplicitly states that he loves Daphne and viewers have no reason to doubt his word, thisrichandpowerfulwhitemanstillfearstransgressingthecolorline,even secretly.Asacuefortheviewer,theilmoffersEasy’sbluntlycriticalvoiceover inassessingtherichman’sdreadatthethoughtofinterracialmatrimony.The narrativethusurgesviewerstodisapproveofCarter’smoralcowardice,inspite ofhisbeingthemostsympatheticwhitecharacterintheilm.Hisfearofracial intermarriage,evenwhennoonewouldknow,ispresentedinwaysthatmean to alienate viewers’ positive disposition toward him. While Carter remains civil toward Easy and fair in dealing with him, the ilm makes it clear that Carterwilldonomorethanwhatprevailingrestrictionsconcerningraceinthe late1940swouldpermit,inspiteoflovingDaphneandhavingaveilofsecrecy drawntoprotecthispossibleactions.Inthiswaytheilmaimstomakeussee howheultimatelychoosestoactasaracist,inspiteofbeingasympathetic characterwhootherwiseactshonorablytowardtheilm’sblackprotagonist. AHurricaneofSympathyandRacism Franklin’s1992OneFalseMovepresentsviewerswithamuchmoreexplicit and nuanced example of a sympathetic racist, a character who powerfully drawsaudienceallegiancesinconlictingdirections.Itsleadcharacter,Dale “Hurricane” Dixon (Bill Paxton), is the eager, energetic, but naïve “good ol’ boy” of a police chief who presides over the sleepy little Southern town ofStarCity,Arkansas,wheremostoftheilm’sactiontakesplace.Hisjob, as he admits, consists mostly of “busting peeping toms and stop-sign runners”untilthebig-timerobbery/murderinvestigationaroundwhichtheilm revolves descends upon his tiny hamlet. He’s “never even had to draw [his] gun,”ashetellstheLosAngelesPoliceDepartmenthomicidedetectives,Dud Cole(JimMetzler)andJohnMcFeely(EarlBillings),whocometoStarCity in pursuit of this case to which they have been assigned. As seasoned and slightlyjadedpoliceoficers,theylookoninnearlydumbfoundedamazement atHurricane’signoranceoverhowtoproceedinsuchadangerouscase—and most other law enforcement situations, for that matter. Where they would advance with extreme caution, Hurricane barges right in, as he does when heblithelyapproachesandquestionsoneofthesuspects’reclusive,near-deaf uncle about when he last saw his wayward nephew. As the detectives later arguewithHurricane,hisactionsleftallofthemcompletely“exposed”—vulnerabletoallsortsofpotentialmayhemordeathforwhichtheyshouldhave beenlookingout,giventhegravityofthecase.Butastheilmmakesclear, impulsivelyjumpingintosomethingwithoutthinkingisHurricane’sstandard
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operating procedure. Through an alignment with these big-city characters’ perceptionsofhisactions,viewersrealizethatHurricane’sbrash,unrelective policemethodsarewoefullyinappropriatefortheapprehensionofthedangerouscriminalsbeingpursuedhere. Inspiteofhisprofessionalineptitude,Hurricanecannotwaittobecome partofthecase.WhenirsttalkingoverthetelephonewithhisLAPDcounterparts,Hurricaneissothrilledtojointheinvestigativeteamthathecannotwait forthemtorespondtowhathehasjustsaidbeforehebeginstospeakagainor offermoresuggestionsabouthowtoproceed.OnceColeandMcFeelyarrive inArkansas,hemeetsthemattheborderofhisjurisdictionlashingthelights and siren of his police cruiser and pulling up alongside their rental car as they speed across a narrow two-lane bridge. He manically introduces himselfthroughhisopencar-doorwindowwhilethetwovehiclesstreakside-bysidetowardStarCityinthefaceofoncomingtrafic.Hurricanethenrushes themthroughtheirirstmealtogethersothattheymayallproceedtowhat he believes is their best lead. His wife Cheryl Ann (Natalie Canerday) later conidestoColethatshe’sneverseenherhusbandmoreexcited.“Iguessthat this[case]isaboutthebiggestthingthat’severhappenedtohim,”shetellsthe moreseasoneddetective.AsMcFeelyobserves,“Hurricaneiswaitingonthe badguysthewayakidwaitsforChristmas.” Atthesametime,hisrecklessnessandenthusiasmhaveacertaincharmingeffectontheviewer.JustasHurricanelooksforwardtohelpingsolvethe caseandworksvigorouslytobringitabout,sohedrawstheaudienceintothe narrativeandgeneratesadesirethathisinvolvementplaysomesubstantive role. His appeal is partly that of someone who makes things happen, who relentlesslypressesforwardinhisexcitementandcanhardlywaittoseewhat will turn up next. In this way his character operates as a catalyst, an agent whoseintroductioncausesotheractionstooccur.Fortheviewer,thischaracteristicmeansthatwheneverheisonscreen,additionaleventsareboundto takeplace,sohispresenceiswelcomebecauseheinevitablymovesthestory forward.Itakethispointtoberelatedtothefactthat,likemanyothernoirs, One False Move is partly a detective thriller. It thus frequently conforms to a question-and-answer, erotetic narrative structure that draws viewers in by virtueofinducingthemtoposequestionsandseekanswersregardingwhat isgoingonintheilm.2Hurricane,then,notonlygeneratesadditionalnarrativequestions(suchas“Whatintheworldwillthiscountrybumpkinofa policeoficerdonext?”)butbyvirtueofhisheedless,plunge-aheadattitude alsofacilitatesthecreationofanswerstothem. In addition, his insouciance toward the danger he and the other law enforcement oficers face gives him a kind of de facto bravery, although as Aristotlewouldpointouthisactionsmoreapproximaterashness.3Hurricane 2. Pudovkin,FilmTechniqueandFilmActing,69 –78;Carroll,“PowerofMovies,”88 –91; Bordwell,NarrationintheFictionFilm,64–70. 3. Aristotle,NicomacheanEthics,41– 42.
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willdaretodothingsthathismorecautiousLosAngelescolleagueswillnot, andsogreatishisenthusiasmforthecasethathedelightsindoingthem.As somethingclosetothegenerallyadmirabletraitofbravery,thisfeatureofhis characterworkstofurtherattracttheviewer.Thehumorthathislackofpolice skillsgenerates,ontheotherhand,inluencesviewerstoappreciatehispresenceforthataspectofhischaracteraswell. Overall,hisdynamism,rashness,enthusiasm,andlaughablyinept,downhomeapproachtopoliceworkhelpendearhimtoaudiencemembers,creatingapositiveattachmenttothecharacterinspiteofhisshortcomings.This attachment is especially pronounced in the early part of the ilm, since the narrativeinitiallyforegroundsthemorepositiveandhumorousdimensions ofhistraitsratherthantheirdrawbacks.Inaddition,actorBillPaxtonplays theroleofHurricanewithagreatdealofcharisma.HeevengivesHurricanea certainmisguidednobility,inthesensethathemakesclearthatthecharacter usuallyaimstodotherightthingevenwhenheblundersintoasituationand makesitworse.Thus,asaudiencemembersactivelyestablishwhocharacters areandwithwhomtheymightfeelcomfortablyalliedintheearlypartofthe ilm,thenarrativeprovidesthemwithdetailsaboutHurricanesuchthatthey willfeelpositivelydisposedtowardhim,eveniftheyarealsoencouragedto becriticalofhisimpulsivenessandlackofprofessionalism.Inconstructing asenseofHurricane’scharacter,hisvitality,eagerness,rashness,andastonishingfool’sluckmakehimanarrativeigurewithwhomviewersestablisha favorable,sympatheticconnection. WealsoseethatwithinhisruralenvironmentHurricanesometimespossesses a limited competence at what he does. When he is forced to take a detourfromthecaseandstopaniratehusbandfrompotentiallymurdering his wife, viewers witness Hurricane’s ability to calm an out-of-control, axewieldingdrunkthroughsimplyrestraininghimandtalkingtohimasafriend, ratherthanresortingtoovertviolenceorcoercivephysicalintimidation.He evenmanagesakindofreconciliationbetweenhusbandandwife,whoboth askhimtoconveygreetingstoCherylAnnandhisdaughterasheleaves.After thisharrowingepisode,overwhichtheL.A.detectiveshavedrawntheirguns inanticipationofafarmessieroutcome,hedismissestheirconcernsandtells them, “It’s OK, boys. Hell, I’m out here twice a week.” Although hardly a comprehensivesolutiontotheabusivesituationpresentedhere,Hurricane’s abilitytodealwiththehusband’sviolentthreatillustratesthathepossessesa certaincapacitytosuccessfullyconfrontsomelocallawenforcementdilemmas.Furthermore,itislargelythroughHurricane’shardworkthatthemurdercasebringingColeandMcFeelytoStarCityissolved.Thisconstabulary rusticmaintainsthenecessarystakeoutsforlongerhoursthananyoneelse, and his local knowledge allows him to grasp more immediately why these criminalsseemintentoncomingtoStarCity. Hurricane’s complex combination of positive and negative traits makes him attractive overall as a character, especially in the irst two-thirds of the ilm.Inmanyrespectsheisoutofhisdepth,butinotherwayshepossesses
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admirableorattractivetraitsthatfavorablyallytheviewerwithhim.Eventhe black detective McFeely, whom he manages to insult repeatedly by casually usingtermslike“coloredboys”and“niggers”aroundhim,nevergettinghis name straight, and consistently slighting him in favor of his white partner Cole,admits,“IlikeoldHurricane.”SimilartoMcFeelyandtosomeextent takingtheircuefromhim,viewersalsoindthecharacteralluringinspiteof hisshortcomings. Inaddition,thereisthematterofwhiteviewers’racialallegiancetoHurricane.4 He appeals to many of them because he is like them racially. AsI explained in Chapter 1, his character generally meshes with their automatizedorreferentiallytransparentbelief-schematathatformaraciallyinlected groundforallyingpositivelywithwhitecharactersinictionalilm.Perhaps moreimportanthere,however,hiscasualracismisprobablynotunfamiliarto manyaudiencemembers.Manywhiteviewerscanlikelyidentifywiththecharacter’sracialfauxpasbecausetheyhaveoccasionallycommittedsuchlapses themselves,orperhapsatleastworriedaboutdoingso.ManyofthemprobablyfeelaforgivingsenseofembarrassmentforHurricaneasheobliviously insultsMcFeelybecausehisracialindiscretionsseemrelativelyminor—abad choiceofwords,say,ortheremnantsofanold-fashionedwayofspeaking— especiallygiventheblackdetective’stolerantandamusedreactionstothem. However,asthenarrativeapproachesitsconclusionviewerscometosee Hurricanedifferently.Hedevolvesfrombeingalikable,impulsivehickcop tobeingtheultimatecauseoftheevilthatinvadeshistown—notsomuch becauseheisevilordiabolicalhimself,butbecausehisignoranceandimpulsivenessextendindirectionsneitherhenorviewershadanticipated.Forwhite viewers in particular, his seemingly casual racism acquires an astonishing depththatbecomesclearoncetheroleofFantasia(CyndaWilliams),thefugitivewhomHurricaneknowsasLilaWalker,becomesapparent.Sheandher criminalcompanionsareheadedtoStarCitybecauseofherardentwishtogo there,notbecauseherlover,thetrigger-happy“whitetrash”thugRay(Billy BobThornton),hasadodderingoldhermitofanunclelivingoutsideoftown. Beforeshebecame“Fantasia,”LilagrewupintheblackpartofStarCityand hadasonwhenshewasseventeen,whomsheleftbehindinhermother’scare when she decided to take off for Hollywood—“to become a movie star,” as Hurricaneputsit.FantasiaremindsRayatonepointthattheonlyreasonshe gotinvolvedinthedrugmoneyheistthatbeginstheilmandculminatesin morethanahalf-dozengrislymurderswassothatshecouldreturnhomeand “see[her]people,”inparticularheryoungson,whoselastfourbirthdaysshe hasmissed. Fromthispointintheilmviewersbecomeprogressivelymoreawareof Hurricane’spastrelationshipwithLila.TotheLosAngelespolicedetectiveshe admitstohavingarrestedherforshopliftingand“tryingtohelpherout—you 4. IowethisinsighttoCalvinSelvey,whooriginallymadehisobservationaboutdifferent audiencemembers’racialallegiancesregardingOneFalseMove.
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know,talktoher”ratherthanprosecuteherforpettytheft.Buthisbehavior subtlybetraysadeeperinvolvementthatbecomescleareronceshearrivesin towntoseeherfamily.HurricaneandLilahavehadanaffair,orchestratedby Hurricaneundertheguiseof“helping”Lilaandfacilitatedbythehierarchical racerelationsexistinginthetown—andforthatmatter,Americaingeneral. AssociologistF.JamesDavisandothershavenoted,historicallyblackwomen have experienced a particular form of terrorism from white men. A whole traditionofsexualvulnerabilitybuiltupduringslaveryandextendedlonginto theepochsfollowingtheCivilWar.Asslaves,blackwomenhadprofounddificultiesavoidingthesexualpredationsofwhitemen,andfordecadesafter theendofslaverytheyhadlittlelegalprotectionagainstrapeandothersexual onslaughts.5HistorianPeterW.Bardaglionotesthatbetween1865and1899, forexample,“only2identiiablecases[ofrapeorattemptedrape]involvinga whitemanandablackfemalecouldbefound”inSouthernstatecourtcase appeals, and both were successful, partly because “social customs founded inracedifferences”wereadmissibleastrialevidence.6Moreover,asRichard Dyer has argued black women were subject to a continual litany regarding theirallegedinferioritytowhitewomenintermsofbeauty,whichamounted toanideologicaldimensionoftheirracedaswellasgenderedvulnerability underwhitesupremacy.7 Moreover,thelegacyofthisvulnerabilityhascontinuedtothepresentday. IfDyer,PaulC.Taylor,CharlesMills,andothersarecorrecttomaintainthat thenormofwhiteness’sdesirabilityhasdeeplyinluencedmanyblack’sinternalsenseofhumanbeauty,eventothepointthatsuchbeliefsdamagetheir conceptionsofthemselvesandothers,thenaverystrongcasemaybemade forthecontinuingproblemofblackwomen’svulnerabilitybecausethesestandardsremainlargelyinplace.8ToniMorrison’swell-knownnovelTheBluest Eyefocusesonseveralaspectsofsuchpsychologicaldamage.Init,theyoung black girl Pecola expresses the impossible and at the same time perversely “logical”desiretohaveblueeyes,likethewhitestofwhitegirls,becauseshe believesthatshewilltherebybecomebeautifulandlovable.9Philosophersand 5. F.James Davis, Who Is Black? (University Park: Pennsylvania State University Press, 1991), esp.38 –39, 48 – 49, 54–55, 62 – 63, 78, 150 –56; Harriet Jacobs, Incidents in the Life of aSlaveGirl(1861;repr.,Cambridge:HarvardUniversityPress,1987).FrederickDouglassalso describesthedificultieshisaunthadinresistingtheirowner’sadvancesandthebrutalbeatings shetookinordertoremaintruetoherhusband.SeeNarrativeoftheLifeofFrederickDouglass,An AmericanSlave,WrittenbyHimself(1845;repr.,NewYork:AnchorBooks,1989),5– 6. 6. PeterW. Bardaglio, Reconstructing the Household: Families, Sex, and the Law in the Nineteenth-CenturySouth(ChapelHill:UniversityofNorthCarolinaPress,1995),194,191. 7. Dyer,White,esp.41–142. 8. PaulC.Taylor,“Malcolm’sConkandDanto’sColors;orFourLogicalPetitionsConcerningRace,Beauty,andAesthetics,”JournalofAestheticsandArtCriticism57(1999):16 –20;Mills, RacialContract,61– 62;Dyer,White,esp.41–142;DawnPerlmutter,“MissAmerica:WhoseIdeal?” BeautyMatters,ed.PegZeglinBrand(Bloomington:IndianaUniversityPress,2000),155– 68. 9. ToniMorrison,TheBluestEye(1970;repr.,NewYork:WashingtonSquarePress,1972), 137.
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othercriticshavenotedthewiderimplicationsofMorrison’sinsight.Beliefs abouthumanbeautymaydeformanddistortthewaysblacks,particularlyblack women,thinkofthemselves,therebyopeningthemtofurtherharmbyvirtue oftheirdesiretobelovedandacceptedasbeautifulaccordingtoastandard againstwhichitisatbestdificultforthemtomeasureup.Inaworldwhere whiteness is the norm for human physical appeal and attractiveness, such aspirationsarefarmorelikelytobecruellydashedthantenderlyfulilled.10 One additional implication of such vulnerability is the effect that these beliefsmayhaveonwhomblackwomenmightconsiderasdesirableothers— partners, lovers, and so on. If deeply inluenced enough by ideals of white beautyanddesirability,they,likePecola’smotherPauline,mayprefertolove someonewhoiswhiteoversomeonewhoisblack.Morrison’snovelmakes explicitthatPaulinelavishesfarmorelove,care,andattentionuponthelittle whitedaughterofthefamilysheworksforthanshedoesonPecolaherself. Paulinealsofantasizesaboutwhiteactressesandtriestoemulatetheirbeauty. Shedreamsofwhiteactorsaswell,whichsheobservesmadeithardtolookat herhusbandafterwardbecausehefailedtomeasureuptotheirembodiment ofwhitemalebeauty.11Ratherthaninddesirablesomeonewhoislikeher, Pauline comes to desire who she has been indoctrinated to believe is more beautiful,whomeetsthedominantstandardofbeauty,namely,someonewho iswhite.SuchperversionsofdesirearenodoubtthemainreasonMorrison callstheideaofhumanphysicalbeautyoneof“themostdestructiveideasin thehistoryofhumanthought”(97). AsLaurenceThomashasargued,raceshouldnotmatterwhenitcomesto loveanddesireforothers,butalltoooftenitdoes.12Thereasonitoftendoesis thatthenormsofwhitesuperioritycanworktodistortevenpersonalhuman desire,withparticularlydisastrousconsequencesforAfricanAmericans,who as members of American culture are constantly bombarded with messages thatconveytheirallegedaestheticinferiority.Forsome,likePecola’smother,it canevenfundamentallyinluencewhomtheylove. Relectingthepossibilityforthiskindofpervertedpreferenceis,Iwould argue,whyOneFalseMoveplacesLilairstwithHurricane,thenwiththeotherwise repulsive thug Ray, who may be a violent, insensitive, psychopathic brute, but at least he’s white, and Lila’s desire is such that this characteristicinaloverbecomesparamount.AstheilmmakesclearanddirectorCarl FranklinunderscoresinhisDVDcommentary,Lilaisalsofollowinginher 10. Taylor,“Malcolm’sConkandDanto’sColors”;GeorgeYancy,“AFoucauldian(Genealogical)ReadingofWhiteness:TheProductionoftheBlackBody/SelfandtheRacialDeformation ofPecolaBreedloveinToniMorrison’sTheBluestEye,”inYancy,WhatWhiteLooksLike,107– 42; GarySchwartz,“ToniMorrisonattheMovies:TheorizingRaceThroughImitationofLife,”ExistenceinBlack:AnAnthologyofBlackExistentialPhilosophy,ed.LewisR.Gordon(NewYork:Routledge,1997),111–28;Dyer,White,esp.70 – 81. 11. Morrison,BluestEye,100 –101,97. 12. LaurenceM.Thomas, “Split-Level Equality: Mixing Love and Equality,” in Racism and Philosophy, ed. SusanE. Babbitt and Sue Campbell (Ithaca: Cornell University Press, 1999), 189 –201.
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ownmother’sfootsteps.Mrs.Walker(PhyllisKirklin)alsohadanaffairwitha marriedwhiteman,andborehimchildrenherarelysaworthoughtabout.13 Thefactthatthistraithasbeenpassedonfrommothertodaughterimplies thatitispartofanongoingtraditionofdistortedpersonaldesire.Giventhat italsoitscomfortablywiththecontinuingdamagedonebytheidealofwhite beauty as well as other dimensions of the historical vulnerability of black women,Iwouldarguethatthisperversionofblackdesireissomethingabout which the narrative seeks to make a point, namely that racism may affect humanbeingsevenatthelevelofwhotheydesiretolove.14 In presenting this phenomenon critically, the ilm makes clear that Lila herselfhassomeawarenessofhowracismhasaffectedherinternalizedsense of beauty and her romantic preferences. As she caustically tells Hurricane oncetheyinallymeetagainintheinalactoftheilm,“YouiguredbecauseI waskindofwhite,youcouldfuckme,whatthehell. . . .AndbecauseIlooked kindofblack,youcoulddumpme,whatthehell.”Moreover,sheherselfpoints outthatsheisfollowinginhermother’sfootstepsbypreferringwhitelovers overblack.“Meandmybrother’sdaddywaswhite,didyouknowthat?”she tellsHurricane.“’Course,weneverknewhim.Hehadanotherfamily,”like herex-lover,andsoneveracknowledgedLilaorherbrother.Moregenerally, LilaexpressestherealizationthatHurricane,asasociallypowerfulwhiteman in a small Southern town, took advantage of her at a time when she was a younghigh-schoolstudentwhohadbeencaughtforshopliftinglipstickand eyeshadownotworthtendollars.Ratherthanprosecuteher,hemanipulated herintoasexualrelationshipbecauseshewascloseenoughtobeingwhite thatsheofferedhimsomeallure.Inaddition,therelationshipwassomething shewaswillingtoaccept,giventhedistortionofherdesiresbyaestheticideals skewedtowardwhitebeautyandotherracializedfactorsofherexperience. Whentheirliaisonresultedinachild,however,Hurricane—atleastonthe surface— coulddenypaternitybecause,giventhestandardconditionsofrace relationsinAmerica,Lilawasblackenoughsothathedidnotneedtotake herseriouslyasafull-ledgedhumanbeingandgivehertheconsiderationhe wouldextendtoamoralequal.Instead,asMillswouldnote,theongoinginstitutionalracialhierarchieshistoricallyputinplacebyopenwhitesupremacy insulated him from the consequences of his licentious actions.15 Hurricane couldignoreLilaandherpredicamentofhavingbecomeanunmarried,pregnanthighschoolerbecausehisrace,combinedwithhisothersocialadvantages,madepossibleandindeedencouragedsucharesponsefromhim.He wasfreeandevenexpectedtodumpher,givenhisplaceintheracializedsocial hierarchyofthesouthernUnitedStates,becausesuchanactionwouldhelpto maintainexistingsocialrelationsratherthandisruptthem.
13. Carl Franklin, commentary, One False Move, DVD, directed by Carl Franklin (1992; ColumbiaTriStarHomeVideo,1998). 14. SeealsoThomas,“Split-LevelEquality,”esp.195–98. 15. Mills,RacialContract,esp.72 –78.
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Still,astheilmmakesclear,Hurricanecannotentirelyescapetherelationshiporitsmoralconsequences,especiallyinhisownmind.Althoughhe atirsttriestodenythatthelittleboyishis,theilmhasalreadyshownhim lookinglonginglyatByron(RobertAnthonyBell)twicebefore,thusindicating thatatsomelevelheacknowledgesthechildashisson,andastheex-lovers talkaboutwhyLilahasreturnedtoStarCity,sheforceshimtoadmitthetruth. Amajorpointoftheilm,then,istodrivehometheideathatHurricanecannotescapetheconsequencesofhisownactions,inparticulartheirracialized dimensions. In spite of his attempts to use the advantages of whiteness to avoidtheeffectsofhisdeedsonLila,heisultimatelycaughtupbyhisown racializedmoralcorruption. Asthestorydevelops,OneFalseMoveshedsitsinitialguiseofnoirdetectivethrillertounveilthesubtletiesofHurricane’sunconsciouswhiteprivilege. Theilm,inthewordsofitsdirector,“goesfromagenrepiecetoacharacter piece”bychangingitsfocusfromtheinvestigationofarobbery/murdercase toanalyzingHurricaneandLila’sracializedcharacters.16WhatIwishtounderscorehereisthatthenarrativerevealstheracialdimensionsofHurricane’s socialpowertobeofatypethatblacksmustgenerallybeawareofinorderto surviveinboththewhiteandblackworlds—thatis,asamatterofDuBoisian doubleconsciousness—butwhitesasarulearenot.LikeDotheRightThing, OneFalseMovemaybeunderstoodasworkingtocreatetheirststagesofa raciallyawaredoubleconsciousnessinitswhiteviewersbyexplicitlydepicting andforcefullydrivinghomehowHurricane’sracialprivilegehasdamagedLila andcontributedtoherdescentintocriminalityaswellashisownmoralcorruption.Indoingsotheilmseekstourgeitswhiteviewerstorelectonand critically evaluate the morally and humanly damaging dimensions of white powerandsocialadvantage. TheilmachievesthesegoalspartlybyirstestablishingHurricaneasa sympatheticcharacterwhileatthesametimelayingthefoundationforrevealinghismoraldecay.IntheirstpartoftheilmviewersseeHurricanetaking fromeveryonethepettylittleperksavailabletoasmall-townpolicechief,such asneglectingtopaythefullbillformealsinthelocalrestaurant(“I’llcatch younexttime,”hecasuallytellsthewaitresswhenshepointsoutthathehas shorted her) or going behind store counters and helping himself to candy bars. But eventually viewers realize that this risible small-time corruption runsfardeeperandpossessesaracialdimensionofwhichearliertheywere onlydimlyawareatbest.ThefactsofHurricane’spastsexualrelationswith Lilaandpaternityofamixed-racechild,bothofwhichhis“whiteprivilege” permitted him to ignore, have contributed to Lila’s leeing Star City for the urbanhellofLosAngeleswhere,failingtoachieveherimprobabledreamof becomingamoviestar,shehasdriftedintothecity’scriminalunderworldand participationintheviciousdrug-moneytheftandmurdersthatbegintheilm. ButnowsheandhercompanionsarereturningtoStarCitybecauseshewants
16. Franklin,commentary,OneFalseMove,DVD.
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toseeherfamily,particularlyherive-year-oldson,mostofwhoselifeshehas missed.Hurricane’spresumptionofwhiteadvantagethusultimatelyanchors theevilthatdescendsuponhishometownbecausehehadearlieruseditto seduceahigh-schoolco-edandfatherachildwithher,thendenyanyresponsibilityforhisactions. AfurtheraspectofthedamagethatHurricane’suseofwhiteadvantage produces on Lila concerns her senses of self-respect and self-esteem. As MicheleM.Moody-Adamsexplains,socialcircumstancescandeeplyinluence ourself-perceptions.“Thevocabularyinwhichonelearnstogiveexpression toone’sself-conception,andeventheconceptsthatinitiallyshapethatselfconception” often constitute dimensions of one’s social situatedness. These dimensionsembodythe“normativeexpectationsaboutemotion,thought,and action” that shape how one generally sees one’s self and how one evaluates self-worth.17Ifthesenormativeexpectationsarecircumstantiallydistortedby hierarchicalconceptionsofraceorclass,thenthoseexperiencingsuchdistortionswilltypicallyinditdificultatbesttoindresourcestoresistacorrespondingdistortionofself-respectandself-esteem.OneFalseMovethusoffers anillustrationofhowLila’srespectandesteemforherselfhavebeendistorted byhercircumstances,andoftherolethatHurricane’spresumptionofwhite advantage has played in imposing their accompanying degraded normative expectationsonher. Atthesametime,Iwouldalsoarguethatmostwhiteviewersdonottake Hurricane’sracistbehaviorseriouslyuntilLilaexplainstheirintimatepastin thelatestagesoftheilmbecause,inadditiontopresuminganimplicitracial allegiance with his character, many audience members take their cue from McFeely, who likes Hurricane despite seeing him as a rural buffoon with a badge,a“yokel[who]wouldn’tlasttenminutes”asapolicemaninLosAngeles.RatherthanbecomeincensedatHurricane’sreferencesto“coloredboys” and“niggers,”McFeelylaughsanddoesnottakethemseriouslybecausehe doesnottakeHurricaneseriously.Viewersthusrelaxtheirconcernsoverthis redneckcop’sracistbehaviorbecausethemainblackcharacterfeelsthatHurricanehimselfinnowayconstitutesasigniicantthreat.Instead,viewerssee himasanignorant,laughablecountrybumpkinwhoseracismispredictably backwardandincidentalbecausethatishowMcFeelypromptsthemtosee thischaracter,andtheiralignmentintheearlierpartoftheilmiswiththis blackdetectivefromL.A.andhispartner,whoconcurswithMcFeely’scritical assessmentoftheirredneckcolleague. SuchastancetowardHurricanemakesLila’srevelationallthatmuchmore shocking.Whenthenarrativeshowsusthathisracialmisdeedshaveadepth ofwhichwehadlittleornosuspicion,wearestunned,althoughinretrospect we can see how his past actions toward Lila and his earlier expressions of seeminglyharmless,“goodol’boy”racistattitudesareallofapiece.Theyare 17. MicheleM.Moody-Adams, “Race, Class, and the Social Construction of Self-Respect,” PhilosophicalForum24(1992 –93):256.
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fig.15 AvisiblyconstrictedshotofHurricane(BillPaxton),asfateclosesinonhim (OneFalseMove,1992).
twosidesofthesamecoin,thenameofwhichis“whiteprivilege,”orperhaps moreappropriately,“whitesupremacy.”18 Consistentwithmanyothernoirilms,Hurricane’scomplicityinthisdangerouscriminalcasealsoleadstohisdestruction.Aseventscloseinaround himandwelearnthatHurricane’sinvolvementisdeeperandmorecompromising,viewersbegintorecognizethatinmanywaysthischaracterhasset himselfupforafallbecauseofhisownpastactions.Liketheilm’sviewers, andoperatingnarrativelyheretoprompttheirinsights,Hurricaneisforcedto admitthathehashadadecisiveroleinLila’smoraldownfall.Yetlikeothernoir protagonists,suchasJeffBailey(RobertMitchum)inOutofthePastorJake Gittes(JackNicholson)in Chinatown,heispowerlesstopreventtheevents unfoldingaroundhim.Ashediligentlycarriesonhispolicework,hecomes tounderstandthedepthofhisowncollusion,andwithhimtheviewercomes tograspitaswell.Whilehetriestohideknowledgeofhisrolefromtheother characters,circumstancesaresuchthathecannotescapeliabilityforhispast misdeeds.Asheandtheilm’sviewersprogressivelygrasp,hispivotalrolein thecaseistooimportanttobeexoneratedorremainhidden. Because of his intimate knowledge of Lila, Hurricane recognizes better than anyone else clues that reveal she has returned to Star City. But when 18. Forfullerargumentsregardingwhy“whitesupremacy”mightbeabettertermtheoreticallytodescribethephenomenatypicallycalled“whiteprivilege,”seeCharlesW.Mills,“Racial ExploitationandtheWagesofWhiteness,”inYancy,WhatWhiteLooksLike,25–52,esp.30 –32, 35–36,andGordon,“CriticalRelections,”esp.173–77.IagreewithMills’sandGordon’sargumentsthat“whitesupremacy”bettercaptureswhatisatstakeinanalyzingsuchphenomena.In usingtheterm“whiteprivilege”hereandattimeselsewhere,Iamdeferring,perhapssomewhat meekly,tocommonusage.
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heinallyconfrontsherandtriestoarrestthisyoungfugitivefromjustice,it becomesclearthattheirsecretrelationshipgiveshertheupperhand.Because hedoesnotwishtoharmherfurtherortobefoundout,hepromisestolet hergofree,eventhoughdoingsoseriouslybreacheshisresponsibilityasa lawenforcementoficial.Yethisownincompetenceinterfereswithhisability toclosethecase.HeallowshimselftobemomentarilydistractedbyLilawhen heapprehendsheraccomplices,thetrigger-happyRayandcoldlycalculating Pluto(MichaelBeach),whohavecometopickherupfromherStarCityhideout.Pluto,whomweknowasviewerstobethemastermindbehindthesavage felonies that opened the ilm, takes advantage of Hurricane’s distraction to pullaknifeandstabhim.Amessyshoot-outensues,duringwhichHurricane killsbothRayandPluto,butintheprocessLilaalsoinadvertentlycatchesa straybulletanddies.AfterthiscarnageHurricanemanagestocallforbackup, butitisclearthathehasbeenseriously,perhapsmortally,wounded. Helplessandprostrateintheinalscene,heatlastspeakstohisdenied sonfortheirsttime,whowasinthecompanyoftheotherpoliceoficerswho answer Hurricane’s request for help. In their own attempt to ind Lila and becausetheyhavediscoveredthatthelittleboyhadbeenwithhertheprevious evening,theyhavetakenhimintheirpolicecruisertotrytoindoutwhere sheis.Becausetheyaredistractedbythenecessitiesofdealingwiththecrime scene and getting Hurricane medical attention, they forget about Byron in themomentsaftertheyreachherhideout.Hewandersoutofthesquadcar, approacheshisbleedingfatherlyingontheground,andinnocentlyaskshim whetherheisdeadyet.Hurricanerepliesweakly,“No,notquite.”Whenthe littleboythenaskswheretheladyiswhomhehadseenthepreviousevening, HurricanedistractsByronandaskshimtostaywithhim. Yetevenashespeakstohisdeniedsonfortheirsttime,Hurricanestill does not admit paternity. We know from earlier in the ilm that Lila had pleadedwithhimtodoso,becauseshedidnotwanthersontogrowupnever knowinghis(white)father,asshedid.Aphonecallinterruptstheirconversation,however,soitseffectonHurricaneislefthanging.Intheinalscene, insteadoftellingByronthatheishisfather,theyoungpolicechieftalksabout whathashappenedtohim(“Igotinaight”),answersthechild’squestion abouthiskeys,andtalkstoByronabouthowoldheis.AlthoughHurricane isclearlytryingtoprotectthechildfromthetraumaofseeinghismotherand her accomplices dead, as well as seeking to establish some sort of conciliatoryrapportwithhim,thenarrativewithholdsthekeyadmissionthatLilahad beggedHurricanetomaketotheirson. It is hard not to read Hurricane’s reticence here as at least partly racial, eveniftheilmalsomakesclearthatHurricanehascometounderstandsome ofthedamagingracializeddimensionsofhismoralthinkingandacting,and seekstodosomethingtocorrectthem.HehasalreadypromisedLilatobegin givinghermothermoneytohelpcareforByron,andhispromisetoletLilago showsthathehopestomakeamendsforhispastracialmisdeeds.Theseacts, weshouldnote,amounttoimportantinitialstepsinreconcilingindividuals
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fig.16 Hurricane(BillPaxton)speakstohislong-deniedsonByron(RobertAnthony Bell)fortheirsttime(OneFalseMove,1992).
involved in racial dificulties because they begin to address the question of whatisjustinsuchcircumstances.However,thenarrativewithholdsthecrucialadmissionthatLilaarguedwouldbesoimportanttotheirchild,sothat he could grow up knowing his father and thereby develop better senses of self-respectandself-esteemthanshehad.Itakethisnarrativerefusaltobe aimed at encouraging the ilm’s audience, particularly its white viewers, to relectontheextenttowhichtheirordinary,everydayactionsandbeliefsmay havedevastatingconsequencesforblacks.Thissortofcinematicprovocation thus mirrors Hurricane’s own realization of how his behavior has devastatinglyaffectedLila,Byron,himself,andothers. Racism,Tragedy,andEmpathy Forwhiteviewers,OneFalseMovecomestooperateemotionallyinwaysstructurallysimilartotragedy,withHurricaneinaroleanalogousto,butnotthe same as, that of a tragic hero. For example, this ilm character is like such viewers,justasAristotlewouldhaveit,forHurricaneisneitheroverlygood nor overly bad, but somewhere in between, with a greater inclination to be goodthanbad.19Iwouldadd,however,thatthesenseofmorallikenesshere includesaracializeddimensionthatAristotlewouldneverhaveanticipated.20 19. Aristotle,Poetics,trans.StephenHalliwell,excerptedinThePhilosophyofArt:Readings AncientandModern,ed.AlexNeillandAaronRidley(Boston:McGraw-Hill,1995),498. 20. RegardingAristotle’slackofaconceptofrace,seeJulieK.Ward,“EthnosinthePolitics: AristotleandRace,”andPaul-A.Hardy,“MedievalMuslimPhilosophersonRace,”inWardand Lott,PhilosophersonRace,14–37and38 –59.
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Hurricanealsosuffersadecisivereversaloffortune.Coletellshimthatheis “aluckyguy”becauseHurricane’ssituationlacksmanyofthedrawbacksthat oftenaccompanypoliceprofessionalism:extremedangerandthepotentialfor violenceinanysituationonemightapproach,asenseofisolationfromone’s communityandfamily,lackoftrustinothers,alcoholism,andsoon.Thenarrative,moreover,goesoutofitswaytoconirmCole’sassessment.Hurricane isindeedaluckyguy.Slightlymisunderstandingwhatthisexperienceddetectiveistryingtotellhim,theyoungpolicechiefmusesthathehardlyeverloses acointossorabet,andviewershavewitnessedthatHurricanepresumesa certainamountofgoodfortuneashisbirthright,sotospeak,inthereckless waythatheacts.HeevengoessofarastotellCole,“Mymamausedtoalways tellmethatIwasbornunderaluckystar.”Hurricane’sgoodfortunecould hardlybemademoreexplicit. WithLila’sreturntoStarCity,however,viewersseethatHurricane’sluck changes.Hefallsfrom“prosperitytoafliction,”justasAristotle’smodelof tragedywouldhaveit(498).Hisownseriousinjuriesattheconclusionofthe ilmandtheinevitableresultthathiscomplicityinthecasewillbecomepublic knowledgeconstitutetheretributionhesuffersasaconsequenceofhisactions. Thereisalsoasenseinwhichthisturnofeventsisunexpected,“contraryto expectationyetstillonaccountof”thesequenceofactionspresented(496). EventhoughthedepthofHurricane’sracismisasurprise,ititsconsistently withhischaracterandresultsfromareasonablechainofevents.Inthisway OneFalseMoveelicits“asenseofwonder”(496),asAristotleexplainsthebest tragediesdo,bybeingcontrarytoexpectationandatthesametimelogical. IwouldfurtherarguethatHurricane’spresumptionofhisowngoodfortuneamountstohistragiclaw(498).Itisalsoimportanttostressherethat one crucial dimension of his presumed good fortune is racial; namely, his senseandsuppositionofwhitenessanditsadvantages,forwhichhecomesto sufferdeeply.Inaddition,Hurricaneultimatelyrecognizesthathehasbeen complicit in Lila’s downfall. Like a tragic hero, he changes from ignorance tohavinginsight(497);namely,thathebearsacrucialresponsibilityforher moraldecline,aswellasforthecaseendingupinhistown.Theracialdimensions of this change in self-understanding may be more clearly grasped by meansofMills’sconceptoftheepistemologyofignorance.Hurricanechanges fromunconsciouslythinkingandactingbymeansofhisracializedmoralpsychologytoacquiringsomeknowledgeofhisracialmisdeeds.Hecomestosee in a way that was invisible to him earlier how his moral actions, decisions, andoutlookpossessafundamentallyracializedcomponent.Inthissense,One FalseMoveisactuallyanaestheticadvanceoverDotheRightThing,asHurricanecomestorealizetheracialdimensionsofhismoralthinkingandacting inawaythatSalneverdoes.Sucharealizationmakesclearertowhiteviewers theprecisenatureofthissympatheticracist’smistakesbecauseitoffersthem thesamekindofinsightthatHurricaneachievesregardingwhathehasdone. Thereexistsfarlesspossibilityformisunderstandingthisaimofthenarrative inFranklin’silmthaninLee’s.
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TheilmisalsounusualinthesensethatHurricanedoesnotescapethe consequencesofhisracism,butsuffersrealmisfortuneandinjury.Thissufferingbytheprotagonist,againinwayssimilartoatragichero,betterallows viewers,especiallywhiteviewers,tocometorealizetheracialdimensionsof Hurricane’sactionsbyelicitingfearandpityfromthem,manyofwhommay recognizethemselvesinthisnarrativeigure,particularlywithrespecttotheir racializedmoralthinking.Onecanseethattheexplicitlinkbeingsoughtby the ilmmakers in connecting unconscious racial advantage to moral harm crystalizes by means of Hurricane’s insight into his role in propelling Lila down the path of moral decline. Hurricane’s progressive understanding of whathehasdonethuspromptsviewerstograspthisconnectioninthenarrative.Italsoencouragesthemtorelectontheroleofthisconnectionintheir ownlivesaswell.Astheyviewhisfate,theseverityofwhichtheymightarguablyperceiveaslessthancompletelydeservedgiventherealbutattenuated causalityhisactionsplayinLila’sdownfall,viewersmaywellfeelpityforhim, while they may also feel fear because of the realization that he is probably muchlikethem,especiallywithregardtotheirunconsciouspresumptionof whiteness’sadvantages. Here,then,wemightspeakofwhiteviewersinparticularashavingnot onlysympathyforHurricane,thatis,feelingforhiminhispredicament,but alsoacertainempathy,afeelingwithhim.21However,thisfeelingofatleast congruentsentimentsisnotlikelytomakeviewersexcusehismisdeeds,as theysometimesdoforSalinDotheRightThing,butinsteadaimsbacktoward viewers themselves in the form of self-questioning and relection on their own ingrained moral behavior. The empathy felt for Hurricane, as affected bymeanssimilartothestructureoftragedy,aimscontemplationandreevaluationmoresquarelybackatthem,ratherthandelectingit,aswhiteviewers sometimesdowithLee’silm.Itis,then,acriticalempathywithHurricane that also directs criticism at the viewer. Of course, white viewers still have strategiesattheirdisposaltodeferordelectsuchempatheticcallsforrelection, but this narrowing of interpretive possibilities makes One False Move arguablyanarrativethatdeploysthecharacterofthesympatheticracistmore effectivelythanDotheRightThing,whichleavesmoreopenwhatstanceviewersshouldtaketowardSal.22 Borrowing from the structure of tragedy to elicit audience sympathy or empathy,ofcourse,isnotunusualinnoirnarratives.OneofthemostdevastatingdimensionsofilmslikeOutofthePastandChinatownisthattheyoffer viewersprotagonistswhosepastactions,donepartlyinignorance,comeback 21. For more on this difference between sympathy and empathy, see Neill, “Empathy and (Film)Fiction,”175–76. 22. IamnotclaimingherethatOneFalseMoveisabetterilmthanDotheRightThing,but onlythatitsdeploymentofthesympatheticracistcharactertypeismoreeffectiveforwhiteviewers, in the sense that it seems to offer greater potential to be more affecting and leaves fewer possibilitiesformisinterpretation.IleaveopenwhetherthosecharacteristicsmeanthatOneFalse Moveisabetterorworseworkofartoverall.
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tohauntthem,buttheyremainpowerlesstodoanythingagainstthesequence ofeventsunfoldingaroundthem.Partlyunknowinglytheysetinmotionthe wheelsoffatethatwilleventuallycrushthem.JeffBailey,forexample,believes he has escaped the consequences of his earlier misdeeds when they return fromoutofthepasttoruinhislife,inspiteofhisbesteffortstoevadethem and to develop an improved moral character. Likewise, Jake Gittes’s earlier responsibilityformanyturnsofeventsinChinatown,coupledwithhisignoranceofthemagnitudeofevilheconfronts,doomhimtragicallytorelivethe devastatingpersonalmisfortunehehadhopedtoelude.SimilarlyinOneFalse Move,Hurricane’scomplicityinfacilitatingLila’smoraldeclinesetsinmotion eventsthatultimatelycausehimtosufferdeeply,inspiteofhisother,morally goodtraitsandhiseffortstoavoidtheconsequencesofhisownunthinkingly racializedbehavior. Through the use of noir determinism and its borrowings from classical tragedy, director Carl Franklin and his fellow ilmmakers thus present to whiteviewersadeeplytroublingaspectofknowledgederivingfromAfricanAmericandoubleconsciousness,namely,thatasasocialforcewhiteadvantage maydistortblacklivesinruinousways.Itcaninducethemintocrimeeven iftheyare“goodpeople,Christianpeople,”asHurricanedescribesLilaand her family, because it can cause them great moral and psychological harm. Moreover,becausewhitesaretypicallyinapositionofsocialsuperiority,they neednotownuptotheirresponsibilityforthisdevastation.Instead,theymay ignore,delect,orseektoavoidtheconsequencesoftheirhandiwork. Hurricane’sultimatefate,however,narrativelyrepresentsthefactthatthey toomaybedamagedbytheirpositionofadvantage,ifperhapsnotinimmediately physical ways like his, then through moral corruption and decay of theirsouls.Amoralrotcansetinthatmaycausethemtoignoreresponsibilitiesandobligationswhichtheyshouldrecognizetowardtheirfellowhuman beings.Inthiswaytheilmexploresthesamesetofwhitesupremacistbeliefs andactionsthatLewisGordondescribesinBadFaithandAntiblackRacism asconstitutingamisanthropicconsciousnessintowhichmanypeoplefallby meansofsuchmentalpostures.Leavingasideforamomentallthedamage suchanattitudedoestoothers,lurkingwithinit“isthetotaleliminationof thesocialworld,”23Gordoninformsus,forthiswayofthinkingandperceiving severely truncates whites’ ability to achieve connection with others and livefullyhumanlives.Possessingsuchanattitudeprofoundlylimitswhites’ humanityandtheircapacitytofullyappreciateitspossibilities,makingthem gravelystuntedhumanbeings,tosaynothingofthehavocitwreaksonthose whocomeincontactwiththem.24Wholedimensionsofhumaninteractions, lifestyles,sensitivity,andevenlanguagebecomeoff-limitsasaconditionof acquiescingtothisform—inmanywayswhatremainstheprevailingnorm— ofwhiteness.ThusoneaspectofbeingwhiterevealedbyOneFalseMoveisthat
23. Gordon,BadFaithandAntiblackRacism,184. 24. Ibid.,182 – 84.
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whitenesstypicallyrequiresacognitive,moral,andsocialamputationofone’s fullpotentialforbeinghuman,theresultsofwhichhavedisastrouseffectsfor one’sselfandothers,asitdoesforHurricaneandLila. OneFalseMovethusdramatizesanalternativemoralvisionthatdirectly challengestypicalwhiteperceptionsofallegedreasonsforAfrican-American lawbreakingaswellaspresentingwaysinwhichracistbeliefscancausegrave moralretardationforwhitesthemselves.Thehighest-rankingrepresentative ofjusticeturnsouttobethesourceofimmorality,andhispresumptionof whitesuperiorityliesattherootofhisownpersonalinjuriesandmoralinsensitivity.Inaddition,ithassigniicantlymotivatedLila’sdescentintoalifeof crime.AssheresignedlytellsherbrotherRonnie(KevinHunter)whenshe irstreturnstoStarCityandheexplainstoherthatshecannotvisittheirhome because of the ongoing police investigation, “I already look guilty. Looking guiltyisbeingguiltyforblackpeople;youknowthat. . .” Lila’s assertion concurs with many black philosophers’ descriptions of whiteness’s standard perspective on black human beings: this person is black;thereforethispersonhascommittedacrime.25Byforegroundingand juxtaposingsuchmundaneaspectsoftheblackworldwiththemisanthropic perceptionssotypicalofwhiteAmerica,OneFalseMovemeanstoshowthat criminalityisoftennotsomuchachoiceasanearlyirresistible,imposedfate formanyAfricanAmericansbecauseitisdrummedintothembysomuchof theirlifeexperiencethatsuchafutureistheirdestiny.Messageslikethisare oftendificulttodefy,particularlyifMoody-Adamsiscorrectinassessingthe typicalimpactofsuchcircumstancesonone’sself-respectandself-esteem.If oneiscontinuallytoldoneisnogood,itwillbehardnottolivedowntothat expectation.26 Moreover, as Gordon argues, the causes of such expectations are phenomena that also harm those who maintain these presumptive perceptions bypreventingthemfromlivingfullyhumanlives—livesthattakeadvantage of humanity’s social dimension in the most complete sense possible.27 In this sense white superiority prevents human lourishing for whites as well as blacks, a point that Gordon, Laurence Thomas, Martin Luther King Jr., JamesBaldwin,andothershavemadeagainandagain.28Thustheilmurges 25. Fanon,“LivedExperienceoftheBlack,”199;Gordon,BadFaithandAntiblackRacism, 101; Mills, Racial Contract, 46 – 49. As Gordon notes, his description concurs with not only Fanon,butalsoliterarytheoristHenryLouisGates,whoarguesthat,intermsofcriminality,race is“downrightdeterminative”;seeGates,“StatisticalStigmata,”inDeconstructionandthePossibility ofJustice,ed.DrucillaCornell,MichelRosenfeld,andDavidCarlson(NewYork:Routledge,1992), 333. 26. Moody-Adams,“SocialConstructionofSelf-Respect,”esp.262 – 63. 27. Gordon,BadFaithandAntiblackRacism,183– 84. 28. Ibid., 182 – 84; Laurence Thomas, “Moral Flourishing in an Unjust World,” Journal of Moral Education 22 (1993): 83–96; Thomas, “Self-Respect, Fairness, and Living Morally,” in A Companion to African-American Philosophy, ed. TommyL.Lott and JohnP. Pittman (London: Blackwell,2002),293–305;MartinLutherKing,Jr.,“LetterfromBirminghamCityJail”(1963),
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itswhiteviewersinparticulartoreconsiderandreexaminewhattheyseeas the limits of humanity in order to overcome the truncated consciousness theymaycurrentlypossessregardingAfricanAmericansbecauseofsocially embeddedracistbeliefsandperceptions.Moreover,asDiawarahasnoted,the ilm’sviolentopeningsequenceservesasareminderthatthismoralvision is not conined to a backward rural South populated by ignorant rednecks like Hurricane, but extends to modern urban centers such as Los Angeles, where African Americans typically labor under similar misperceptions and presumptionsofguilt.29 Alignment,PointofView,andEmpatheticResponsetoLila AtthesametimethatOneFalseMoveurgesviewerstodevelopakindofcriticalempathyforHurricane,italsoencouragesaratherdifferentsortofcritical empathyforLila,whobecomesthefocusofthestoryinthelatterthirdofthe ilm,muchlikewhatoccurswithrespecttothecharacterJudy(KimNovak) inAlfredHitchcock’s“technicolorilmnoir”Vertigo(1958).30AudiencealignmentswitchesfromtheinvestigativeteamofHurricane,Cole,andMcFeely toLila,justasHitchcock’silmswitchesvieweralignmentfromJohn“Scottie” Ferguson(JamesStewart)tothecharacterplayedbyNovakinthelastthirtysixminutesofthatilm.Asaresultwecometoseethecharactersinvolvedin vastlydifferentways. ItakeitthatthischangeinaudiencecharacteralignmentiswhatFranklin meanswhenhesaysthattheilm“goesfromgenrepiecetoacharacterpiece.” TheilmswitchesfromwhatBordwellreferstoas“detectivenarration,”where the ilm encourages audience members to look for information and put it togetherinordertograspthestory’sdevelopment,toamore“melodramatic narration,”whereawiderrangeofaccesstocharactersmakestheilmmore emotionallyexpressive.31InthelastthirdofOneFalseMovewehavetheopportunitytoempathizewithLilainwaysnotofferedearlier,forwecometosee thathersituationwasnotentirelyherchoice,butsomethingintowhichshe wasseducedbyHurricaneandhisracializedmoralinsensitivity,aswellasby more general racial expectations in American society. The narrative illuminatesherpredicamentbythewayitbeginstofollowhermorecloselyspatially reprinted in African-American Philosophy: Selected Readings, ed. TommyL.Lott (Upper Saddle River,N.J.:Prentice-Hall,2002),esp.247;JamesBaldwin,TheFireNextTime(NewYork:Dell, 1964),esp.127–37.(AsthereferencestoKingandBaldwinshouldindicate,thisviewgoesbacka longwayandisnotconinedmerelytoprofessionalphilosophers.) 29. Diawara,“NoirbyNoirs,”275. 30. ForthestatusofVertigoasailmnoir,seeSilverandWard,FilmNoir:AnEncyclopedicReference,392;Spicer,FilmNoir,81– 83;KellyOliverandBenignoTrigo,NoirAnxiety(Minneapolis: UniversityofMinnesotaPress,2003),97–114;andGeorgeJ.Stack,“VertigoasExistentialFilm,” PhilosophyToday30(1986),246 – 64.(Thequotedphraseisfrom246ofthelastarticle.) 31. Bordwell,NarrationintheFictionFilm,64–73.
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andtemporally,ratherthantheinvestigativeteamofMcFeely,Cole,andHurricane,andthroughofferinggreatersubjectiveaccesstohercharacter.32Eventually,thenarrativegiveshertheopportunitytotellusherversionofherstory, Hurricane’sroleinit,andhowshefeelsaboutherfate.Theserevelationsare adecidedchangefromherearlieropacityasoneofthemysteriousobjectsof policeinvestigation—“ourmysterygirl,”asMcFeelycallsher. Lila’sconfrontationwithHurricaneprovidesadditionalsubjectiveaccess tohimaswell.Weunderstandbothcharactersbetterthroughtheirinteractionsandresponses,plusweseeandheartheirexpressionsofinnerfeeling. Through this change in alignment to Lila, then, audience members’ range ofknowledgeaboutherissubstantiallyenhanced.Andsoaretheirpossible emotional responses, as this change to more melodramatic narration introducesgreateropportunitiesforemotionaleffects.33Thischangeinalignment thusmakespossiblethecriticalrevelationofthedepthofHurricane’sracism aswellasadeeperaudienceconnectionwithLila.Knowingmoreofherstory obligesustofeelmoredeeplyforherbecausewecometounderstandthather moraldownwardmobilitywasnotentirelyherfault,butthatshewasinmany wayspropelledintothisalternativebyHurricane’spresumptionsofadvantage and ignorance. Audience members feel with her as well as for her because sheacquiresamorecompletehumanityandconnectionwiththem,whichare dimensionsshelackedearlierintheilm.Lilabecomesnotsimplyanopaque anddesperatefugitivefromjusticeortheabusedloverofcoked-upandtriggerhappyRay.Bylosingheropacityshebecomesrepresentativeofafull-ledged humanbeingwhohasbeendeeplyhurtbyHurricane,amongothers,butwho moregenerallyhasbeendamagedbythemultiplybarbedrestrictionsofrace in America.As someone who has anxiously sought love and approval from others,shehasbeenbadlytreatedbysocialinstitutionsandindividualsacting astheirinstrument.Herracedandgenderedvulnerabilitybecomesafocusof audiencescrutinyandasaresultraisesthepossibilityofgeneratingadeeper, morethoroughgoingcompassionforher,aswellasasenseofcommonality. Viewerscometorealizethat,justastheymaybehurtbyunfairrestrictionsor theinsensitivityofothers,sotoohasLila. AlthoughsheisthenominalfemmefataleinOneFalseMove,Lilaisacharacterforwhomviewersdevelopagreatdealofempathybecausetheyacquire detailed internal access to her predicament. She is more “guilty” of being blackandseekingloveandapprovalthansheisoffreelychoosingapathof criminality.Byswitchingfocustohercharacterandaligningviewerswithher rather than the investigative team of policemen who pursue her, One False MovegeneratesnotonlyamoresympatheticunderstandingofLila,butalsoa moreempatheticone.Inthelastthirdofthenarrative,asviewersgaininternal 32. Forafullerexplanationofspatial-temporalattachmentandsubjectiveaccessaspartof character alignment for viewers, see the introduction and Smith, Engaging Characters, 83– 84, 142 – 81. 33. Bordwell,NarrationintheFictionFilm,73;Smith,EngagingCharacters,153.
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fig.17 CyndaWilliams’scharacterpleadswithareluctantHurricane(BillPaxton)to telltheirsonthatheisthechild’sfather(OneFalseMove,1992).
accesstothisnarrativeigure,theilmencouragesthemtoimaginehermuch morefullyfromtheinsideratherthanmerelyobjectively—fromtheoutside, asitwere. It is also worth noting that, like Lila, femmes fatales in classic American ilm noir have often attempted to use their sexuality and beauty to escape trapsofpovertyandsocialconinement.Evensomeoftheworstfatalwomen, includingPhyllisDietrichson(BarbaraStanwyck)inDoubleIndemnity,Velma Valento(ClaireTrevor)inMurder,MySweet,KittyCollins(AvaGardner)inThe Killers(RobertSiodmak,1946),CoralChandler(LizabethScott)inDeadReckoning(JohnFarrow,1947),andKathieMoffat(JaneGreer)inOutofthePast havebackstoriesthatimplyacertaindepthtotheiractionsbecausethrough these details the workings of the femme fatale become clearer as desperate effortstoovercomethesocialdisadvantagesofclass. InOneFalseMoveLilasimilarlyreliesonhersexualityandbeautytoseek escapefromoppressiveclassorigins,withracialdimensionsadded.Butrather thanremaininglargelyopaque,likethestandardfemmesfatalesofclassicilm noir,whosesubjectivedepthswetypicallyonlyglimpse,Lilabecomesamuch more transparent, understandable character. In a very un-femme fatale way, wecometosee,sheismotivatedasamother,asister,andadaughtertotake theactionsshedoes.ShestealsRayandPluto’smoney,forexample,inorder tohelpcareforhersonandtheothermembersofherfamily.Thelastthing she says to her brother is, “Put the money in the bank.” Clearly, she does notintendtoreturnittoheraccomplicesoruseitforherownselishpurposes,sincesheknowsbythistimesheisafugitivefromjusticebeingsought inStarCityitself.Moreover,thewholereasonshehastraveledthereinthe irstplaceisbecauseshewantsto“see[her]people.”Unlikethemerelyverbal
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backstoriestypicallygiventotraditionalfemmesfatales,viewersactuallyfollow Lilaonherreturnhomeandseeherfunctioningassisterandmother.34The lastthirdofOneFalseMoveispredominantlyLila’sintermsofalignmentand allegiance.Iwouldarguethatthischangeinperspectivehelpstodeconstruct Lilaasafemmefatalestereotype,whichtypicallydependsonitsinscrutability andopacitytoworkeffectively.35 Subjective access to Lila also provides further depth that works against her status as a stock “tragic mulatta” igure. Consistent with what literary criticJustusJ.Nielandhasargued,IwouldpointoutthatthenarrativeofOne FalseMoveprovidesherwithfartoomuchcriticaldepthandagencytoremain withinthestereotypicalversionofthatconcept.36TousesuchcategorieswithoutacknowledgingthewaysinwhichtheilmcriticallycomplicatestheigureofLilaistomissmuchofthischaracter’spoint.Whileitistruethatshe embodiessomeofthetypicalfeaturesofthisstocknarrativeigure,asacharactershealsoachievesasubtletythroughherdetaileddepictionthatbeliesa simplistic, cookie-cutter application of such a narrative stereotype. The way inwhichFranklinandhisfellowilmmakerschallengeviewers’understanding of this concept—its history, meaning, and the unquestioned presumptions that accompany it, for example—means that Lila reaches far beyond theboundariesofthetragicmulattaidea,andindeedexplodesitasordinarily conceived. Iwouldfurtherarguethatacriticaldetonationoftheconceptisamajor dimensionofwhattheseilmmakershopetoaccomplishinthewaythatthey consciously conigure this character by offering such extended and detailed accesstoherintheinalpartoftheilm.Touseconceptslike“tragicmulatta” straightforwardlytounderstandwhatthenarrativepresentsmaygetviewers partofthewayinunderstandingwhattheilmoffers,butattheriskoffailingtoappreciatehowitalsocriticallyinterrogatestheidea.37Conceptualizing Lilaasatragicmulattaiguredoeshelptopinpointmattersofracemixing andboundarycrossing,asNielandpointsout,buttorecognizethischaracter asonlyservingthosefunctionsistomissthepointofwhyFranklinandhis collaboratorsgiveoverthelastthirdoftheilmtoLilaintermsofalignment andallegiance,justasitwouldbeamistaketodismissthelastthirdofVertigo asunimportanttoourunderstandingofthecharactersJudyandScottie.As 34. Martin, Mean Streets and Raging Bulls, 141, asserts similarly that Lila “transcends the cinematicarchetypeofthefemmefatale.” 35. See, for example, Cimberli Kearns, “Fascinating Knowledge,” Film and Philosophy 3 (1996):24–37;CraigN.Bach,“NietzscheandTheBigSleep:Style,Women,andTruth,”Filmand Philosophy5/6(2002):45–59;andMaryAnnDoane,FemmesFatales:Feminism,FilmTheory,and Psychoanalysis(London:Routledge,1991). 36. JustusJ.Nieland,“Race-ingNoirandRe-placingHistory:TheMulattaandMemoryin OneFalseMoveandDevilinaBlueDress,”VelvetLightTrap,no.43(Spring1999):63–77. 37. IwouldarguethatthisperspectiveispreciselythemistakeofnoirscholarFosterHirsch inhisassessmentofOneFalseMove.Hearguesforanunderstandingoftheilmpurelyfromthe perspectiveofitsembodimentofstereotypes(DetoursandLostHighways,302).
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Nielandargues,Lila’scharacterlaysbarehistoricalictionsaboutsuchconceptualizationsandcriticallyengagesongoingsocialpresumptionsthatresulted fromthem.38IwouldunderscoreincontrasttoNieland’sapproach,however, thattheilmmakersareconsciouslyandcriticallyworkingtowardsuchgoals, not blindly feeling their way toward these insights because of some political unconscious or an irrepressible, deterministic operation of psychologicalforcesstemmingfromwhiteguiltaboutracemixing.Idonotdenythat someofthesefactorsmayhavehadahandinshapingtheilm,butIwould alsoarguethattorelysolelyonsuchstancesunfairlybelittlestheconscious, activeeffortsoftheilm’screators.Giventheilm’ssubtlestructure,theymust haveworkedconsciouslytowardthegoalofelicitingthesecriticalrelections becauseitisevidentinthewaytheilmisputtogether.Moreover,ifwetake seriouslythethoughtfulcommentaryandinterviewsCarlFranklinhasprovidedregardingtheilm,ourbestoptionwouldbetoassumetheilmmakers’ artistrywasself-consciousandexplicit.39 SympatheticRacistsandAudienceAllegianceinBlackandWhite InwaysthatparalleltheexplicitlyphilosophicalworkofGordon,Mills,and others,OneFalseMoverendersmuchmoreproblematictypicalaudienceallegiances to certain white characters through a critical depiction of one such character’sattitudetowardrace.AsinDotheRightThing,suchaself-conscious depictionofawhitenarrativeigureencouragesaudiencememberstothoughtfullyrelectonwhatitmeanstobewhite,aswellaswhatthatmeansforone’s self and those with whom one comes into contact. The ilm also mobilizes audienceempathyandunderstandingforitscharacterLila,responsesthatare similarlyaimedatencouragingviewerstorelectondominantbeliefsabout whatitmeanstobeblackinAmericaandtheimplicationsthosebeliefsmay have for allegiances with African-American characters. Its “epistemological twist” two-thirds of the way through the narrative to humanize and subjectivize its femme fatale/tragic mulatta character undermines conventional understandingsofsuchconcepts,andindoingsotheilmturnsbackontothe viewertheuseofsuchstereotypicalconceptualizations.40Italsoaimstoraise furtherquestionsintheviewer’smindaboutordinarywhiteunderstandings oftheinterrelationsbetweenrace,moralaction,andwhatcountsasjustice. Whileitremainstruethatwhiteviewersmayresistthesecallsforrelection andself-examinationbymeansofvariousreadilyavailablestrategies,theilm 38. Nieland,“Race-ingNoirandRe-placingHistory,”71. 39. Franklin, commentary, One False Move, DVD; Beverly Gray, “Triple Threat: Interview withCarlFranklin,”CreativeScreenwriting4,no.1(Spring1997):esp.17–18.SeealsoDavidOrr’s interestinganalysisofthescript,“TheRuralNoirofOneFalseMove,”CreativeScreenwriting7, no.5(September2000),55–59. 40. Wilson,“FilmandEpistemology.”Seealsohis“TransparencyandTwist.”Again,Iuse Wilson’sconcepttoapplytocharacters,ratherthantothenarrativeitself,asWilsondoes.
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alsosubstantiallyreducestheplausibilityofemployingthesestrategiesthat wouldotherwisehelpviewersavoidthoughtfulmentalactivity. Thischapterhassofarfocusedalmostexclusivelyonhowwhiteviewers typicallyseetheilm.Iwishalsotoaddressbrielyhowotheraudiencesmay perceiveitsnarrative.Forexample,OneFalseMovenodoubtreafirmsmuch ofwhatmanyblackviewerspreviouslybelievedregardingasympatheticracist characterlikeHurricane.Accordingly,theywouldprobablygraspmuchmore quicklythanmostwhitesmanyoftheplotturnsbecausetheirtypicallydeeper knowledgeofracewouldpermitthemtounderstandtheseturns’signiicance morereadily,aswellasthemeaningsofvariousadumbrationsearlierinthe narrative.Theilmwouldthusoffertoblackviewersasatisfyingafirmation ofknowledgetheyalreadypossessedbutthatfrequentlylackedconirmation inthecultureatlarge.Inaddition,OneFalseMovemaydevelopforblackviewersamoremodestsetofinsightsintosympatheticracistcharactersaswell as the African-American characters around them. For example, black viewersmightwellponderoncetheilmisoverwhyanexperiencedLosAngeles policedetectivecharacterlikeJohnMcFeelywouldfailtotakeHurricane’sracismseriously.Throughrelectingonhisactionstheymightspeculatethathe doessoperhapsasaprotectivedefensemechanismrequiredbyworkingwith whitefolkssomuch,orperhapstheymightseeitasanother,ratherdifferent resultoftheepistemologyofignorancethattakesformintheconsciousness of many blacks; namely, that living under regimes of white supremacy can inducenonwhitestoacceptsomedimensionsoftheirallegedinferiority.41For blackviewers,then,McFeely’scharactermightwellpromptcontemplationof howracismimpairsthepsychologicalworkingsofitsvictims. SuchviewersmightalsogaindeeperinsightintothemoregeneralpsychologicalworkingsofindividualslikeHurricane,whoinspiteofsomegood moralqualitiesisneverthelessunabletoacknowledgefullhumanityinblacks, andwhatthatinabilitymightmeanforthosewhoaresubjecttohisactions. Ingeneraltheepistemologicaltwistoftheplotinswitchingalignmentfrom thepoliceinvestigativeteamtoLilawouldprobablybelessprofoundforthese viewersaswell,buttheymightstillindothercognitivepleasuresinwatchingtheilm,suchasthosejustmentionedorperhapsothersconcerningthe afirmationofdifferentoutlooksandbeliefsthatseldomariseinmainstream culturalproductslikeilm. In general, One False Move offers viewers a crucially important example of how sympathetic racist narrative igures might be used. In particular, it providesalushillustrationofhowsuchacharactermayprovidewhiteviewersdeeperinsightintotheoperationsofracializedbeliefsaboutblacksinthe contextofmoralityandjustice.Moreover,itdoessoinawaythatisnotunsympathetictothepredicamentinwhichmanywhitesindthemselves,namely, thatoffunctioninglargelyunconsciouslywithinpracticesofthinkingandactingaccordingtowhichtheyhavebeenraised.Theilmalsopresupposesthat
41. Mills,RacialContract,87– 88.
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whenconfrontedwiththecontradictionoftheirunthinkingbeliefsandactions withprinciplesofjusticethattheyholddear—suchasthatallpersonsshould betreatedequally—whitescanrecognizetheinconsistencyoftheiractions, revise their behavior, and begin to work at least weakly toward reconciling themselveswiththosetheyhaveharmed. Suchadepictionofasympatheticracistcharacter,then,seekstoillustrate howwhiteshaveachoiceregardingtheacceptanceoftheirownwhiteness.42 InthissenseOneFalseMovesharesafeaturewithmelodrama,namely,that suchnarrativesmaybeusedtomakecleartoaudiencememberscontradictorybeliefscommonlyheldinaparticularsociety,andthatthereexistsaneed to choose between them.43 This noir narrative thus offers up the possibility ofvisualizinghowpresumptionsofwhitesuperioritythatremainembedded insocialpracticesandbeliefscontradicttheprincipleofequalityupheldby mostwhiteAmericans,therebymakingcleartheneedforachangeintheir beliefstructures,aswellasintheiroveralloutlookandanyactionsbasedon thesebeliefs.Whiletheilmdoesnotletwhitesoffthehookregardingtheir responsibilityforraciallyskewedactionsandbeliefs,itdoesallowthatthese mattersmaynothavebeenoftheirownchoosingandthatthereishopeforthe possibilityofchangeintheirbeliefssuchthattheycouldthinkandactinways thatwouldresultinfairer,moreequaltreatmentofblacks,aswellasmore humanizingsocialrolesforthemselves.
42. Ibid.,esp.107–9. 43. JohnG.Cawelti,Adventure,Mystery,andRomance:FormulaStoriesasArtandPopularCulture(Chicago:UniversityofChicagoPress,1976),276 – 80.FortheuseinanAfrican-American cinematiccontextofmelodrama’scapacitytoindicatecontradictorysocialbeliefs,seemy“Race, Rationality,andMelodrama.”
nihilism and knowledge in clockers
[Racism]requiresinwhitesthecultivationofpatternsofaffectandempathythatareonly weakly,ifatall,inluencedbynonwhitesuffering. —CharlesW.Mills,TheRacialContract
Inthis1995ilmaboutlow-leveldrug-dealerswhoselltheirproducts’round theclock(hencethetitle),SpikeLeeusesnoirconventionstorevealhowdrug culture may offer deceptively alluring ways out of seemingly hopeless traps ofpovertyandunemploymentfordesperateyoungAfricanAmericans.This strategy,inaway,isnothingnewforAmericancinema.Theearly1930sgangsterilms,suchasLittleCaesar(MervynLeRoy,1930),PublicEnemy(William Wellman,1931),andScarface(HowardHawks,1932),depictedhowoppressed “borderline,”not-quite-fullywhiteminoritiesoftheProhibitionera—theItaliansandtheIrish—participatedintheillegaldrugcultureofalcoholtocreatepathsofescapefromsimilartrapsofmiseryandjoblessness.1Usingthe strategyheretoconveythepredicamentofmorerecentghettoinhabitants,the opening scene of Clockers in the lagpole court characterizes drug-dealing’s allureas“themostglamorousandremunerativelifeoptionforblackadolescents,”thatis,withintheirseverelycircumscribedexperience.2Theilmillustratesthisattractivenessbyfocusingonthedrugtrade’stemptingpromiseas awayoutfromtheconinementanddesperationsaturatingtheseadolescents’ existence.Intheprocess,italsodepictsthewaysinwhichdistortedknowledge andteachingpermeatemuchteenageAfrican-Americanexperience. The ilm opens with the credits superimposed over a montage of crime scenephotographsdepictinghalf-grownteenagersdeadfromgunshotwounds intercutwithmuralsdedicatedtofallenchildrenandspectatorspeeringcuriouslyovercrimescenetape.Then,aftersomeestablishingshots,theaction beginsinthecourtyardofaBrooklynhousingprojectwithagroupofyoung teenagersarguingaboutChuckD.,TupacShakur,andwhetherornotbeing ahard-corerapperrequirescommittingactualviolence.Severalmembersof 1. RegardingthewaysinwhichItalianandIrishAmericansusedProhibitionasameans ofsocialadvancementandhowearly1930sgangsterilmsusedthissocialfacttoencouragesympathyforitsprotagonists,seeMunby,PublicEnemies,PublicHeroes,esp.39 – 65.Formoreabout “borderline” whites as not quite fully white and hierarchies within whiteness itself, see Mills, RacialContract,78 – 81. 2. LeonardQuart,reviewofClockers,Cineaste21,no.4(1995):64.
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the group vehemently argue is that hard-core gangsta rap appeals to them becauseitissobleaklynegative,whichmatcheswhattheysee,feel,andexperienceintheirlives.CornelWesthaswrittenaboutthis“nihilisticthreat”to blackAmericabydeiningitasasenseof“lifewithoutmeaning,hope,and love,”ratherthanbythemorecomplicatedphilosophicalmeaninggiventoit byNietzscheandothers.3Westnotesthatsuchfeelingshavealonghistoryin blackAmerica;yetinthepasttraditionalblackcivicandreligiousorganizationsprovidedabulwarkagainstsuchdespairformostAfricanAmericans.By theearly1990s,however,thesetraditionalinstitutionsweresubstantiallyless effective,makingthisformofnihilismmuchmorewidespread.Arguingthat nihilismis“adiseaseofthesoul”(18),Westcontendsthatitscurerequires afirmationofself-worth(19). InthecaseofClockers,IarguethatLeehelpshisviewerstorealizethat suchafirmationsofself-wortharepreciselywhattheteenagersinthelagpole courtlack.Strugglingwithsocietalperceptionsimposedonthemthattheyare lesserhumanbeings“naturally”inclinedtowardviolence,sexualpredation, immorality, and poverty, many black youth ind solace in the simplistically reductive idea that the truest, most “authentic” form of gangsta rap would requirethatoneactuallybeagangsta.Asblackindividualsindoctrinatedintoa societywherewhitesuperiorityisthenorm,hard-coregangstarap,promoted as the “authentic” voice of the “truly disadvantaged” in the form of alleged gangstas who have chosen to rebel against their oppression by commiting actualcrimesandlivingtoboastaboutitintheirsongs,harmonizeswithwhat these young teenagers have been encouraged to think about being black in America. While this perspective on gangsta rap clearly has laws stemming from misconceptionsaboutwhatcountsas“authenticity”inart,suchastheidea thatitsimagesandmetaphorsrequiresomesortofdirectconnectiontorealityinordertobackthemup,thereisaperverselogictothisperspectivethat isreminiscentofPecola’sdesireforblueeyes.Nodoubtitappealstomany youngteensbecausewhentakenliterallygangstaraptransparentlyrepresents whattheyhavecometobelieveaboutthemselvesandtheirlifeprospects.As MicheleMoody-Adamshasargued,demeaningsocietal“lessons”caninluence black youth to “mistrust themselves” to such an extent that they may “become unable to distinguish self-destructive behavior from behavior that actuallypromotesone’swell-being.”4Aconfusionlikethiswouldeasilyreinforcethenihilisticperceptionsofferedherebytheseyoungcharacters. Such lawed self-perception may even promote gang membership. As Moody-Adamsfurtherargues,manychildrenaredrawnintogangsasaway toreafirmself-respectandtocounteractasenseofsocialisolation.Butironically,shenotes,“inviewinghismembershipinagangasanafirmationof 3. CornelWest,“NihilisminBlackAmerica,”inRaceMatters(Boston:BeaconPress,1993), 14–15. 4. Moody-Adams,“SocialConstructionofSelf-Respect,”262,263.
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self-respect,thegangmemberrevealsjusthowcompletelyhehasinternalized society’sefforttomarginalizehim.Forhehascometoseehimselfprecisely asheisseenbythosewhowishtoexcludehim:asessentiallyathreatening ‘outlaw,’apermanentpossibilityofdanger”(263).Oppressivesocialcircumstancesinlictedonyoungblacks,then,mayinluencethemtofeelsonegativelyabouttheirownself-worththattheyembraceperceptionsofthemselves as“nothing,”adoptthethuglifeofgangsterdom,andexpressanattractionto hard-corerapasgivingvoicetotheir“true”innerfeelingsasinstilledinthem bysociety.IttakesnoleapofimaginationtoseethissortofoutlookasnihilisticintheeverydaysensedescribedbyWest.Moretothepointhere,viewers mayseeitdepictedbymeansoftheargumentLeeconstructsforhischaracters inthissequencethatopenstheilm.5 CultivatingEmpathyforaClocker Theilm’sleadcharacter,Strike(MekhiPhifer),showshimselftobesupremely uninterestedinthesubtletiesoftheopeningdebatejustanalyzed.Herudely breaksuptheargumentamonghiscrewmembersandordersthemtogetback towork,pointingoutthattheyhavetogetabouttheirbusinessandmakesome money,whichistheirmainpurposeforbeingoutthere,notdeliberatingthe inerpointsofrapperdomasarelectionofblacklife.Onceeveryonereturnsto theirproperplace,thenarrativeoffersviewersanexampleoftheseyoungentrepreneursatwork.Acustomerfurtivelyappears,andoneofStrike’screwforces himselfoffthebenchestoinquirewhathewouldliketopurchase.Likeany cost-consciousshopper,thecustomeraskswhatthespecialsarefortoday(“red caps”) before deciding to buy two of them. The crew looks around carefully andafteranelaborateexchangeofsignalstoindicatethatnooneiswatching, anothercrewmemberfetchestheproductfroma“safe”apartmentanddepositsitinatrashcanforthecustomertopickup.Everythingisdonesothatthese activitieswillattractaslittleattentionaspossible,andtheactualeventstaking place will escape detection by those who do not have the special knowledge tospotit.Thissenseofsecrecyisemphasizedcinematicallybyshootingthe sequenceasiffromsurveillancecameras.6AscriticLeonardQuartobserves, the ilm’s detailed depiction of drug-dealing dynamics clearly shows “how muchintelligenceiswastedintheelaborateandfurtiveprocessofmakinga sale,”7whilealsoimplicitlyshowinghowmuchpotentialexistsinthesekidsfor constructiveactivity,ifonlyitcouldbedirectedintomorepositiveoutlets. 5. ThatthesequenceisLee’sinspiration,ifnotcompletelyhiscreation,isconirmedbythe co-screenwriterRichardPrice.SeeLeonardQuartandAlbertAuster,“ANovelistandScreenwriter EyeballstheInnerCity:AnInterviewwithRichardPrice,”Cineaste22,no.1(1996):15. 6. SeecinematographerMalikHassanSayeed’sremarksonthesequenceinStephenPizzello,“Between‘Rock’andaHardPlace,”inFuchs,SpikeLee:Interviews,108. 7. LeonardQuart,“SpikeLee’sClockers:ALamentfortheUrbanGhetto,”Cineaste22,no.1 (1996):10.
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Ofcourse,thehiddenknowledgerequiredbytheseillegalactivitiesistwosided:itmustbebothunknownandknown,forotherwisesuchcommerceis notpossible.ThepriceStrikeandhiscrewmustpayforstayinginbusiness isserialrandomraidsbythepolice.Arrivingimmediatelyontheheelsofthis scenebuttoolatetostopanyactualtransactions,thecopsinsteadharassand humiliatetheseyoungentrepreneurs.Strike,forexample,mustsubmittoa bodycavitysearchinpublic,whilehismotherwatchesfromherapartment window.Whenthecopscomeupempty-handed,theyturntoinsultingand roughinghimandtheothercrewmembersup.Whilesuchharassmenttypicallyproducesnoarrestsbecausethosememberswhoarevisiblehavebeen carefulnottocarryanydrugsthemselves,thestressoftheseencountershas givenStrikeanulcer,whichhetriesinvaintocalmwithmilkysoftdrinks. Noristhistheonlykindofsurveillancetowhichtheseadolescentsmust submit.Strike’sbossRodneyLittle(DelroyLindo)cruisestheprojectslikean overseertomakesurethathiscrewsarenotgooingoff,thattheyarealways workinghardtomakehimmoney.Andifthepoliceareonekindofoppressivepresence,Rodneyisquiteanother.Representinghimselfasthedivinely inspired general of his juvenile drug dealer army, this veteran supplier of streetproductsymbolizesthepaternaltakentoinsaneextremes.Byturnskind andviolent,Rodneybothsweet-talksandbadgersStrikeandtheotherclockers, showing a father’s concern at one moment and a pimp’s heartlessness thenext.HetellsStrikethatheregardshisdealersashischildrenandStrike inparticularasthesonwhowillbehisswordandhisstaff.HegivesStrike Mylantatosoothetheyoungerman’sragingulcerandadviseshimtoseea doctor,self-righteouslysermonizing,“Yougottotakecareofyourself.” YetRodneyalsokeepsStrikeonthebenchesinthelagpolecourtsupervising middle-schoolers pushing crack to desperate addicts while others work thesafe,clean,andeasyjobsofsellingcocainetowhitesuburbanitesfrom theorderwindowsoffast-foodrestaurants.Rodneyadmitsaswellto“bloodying”Strikeonthemurdercasearoundwhichmostoftheilmfocuses.This middle-leveldistributorofstreetdrugsconfessesthatheneeded“something personal”onStrike,sothathisknowledgeoftheyoungerman’sinvolvement in a murder would act as insurance that Strike would never turn Rodney in—andalwayskeepStrikeworkingforhim.Evermanipulative,Rodneyuses knowledge deftly as a weapon. More than once he tells the young clocker, “Don’t you know I know everything?” thereby seeking to characterize his knowledgeasomniscientandthusanadditionaltoolofconinement. Asoneofthefewavailablemalerolemodelsaroundtheprojectswhohappens to be doing well, Rodney knows Strike looks up to him, so he uses it againsttheyoungerman,subvertingthelatter’sadmirationforhisownpersonaladvantage.Heknows,forexample,thatStrikeandtheotheryouthsin theareadesperatelyseekawayoutoftheprojectsandlooktohimforanswers, so he modulates his pitch for the drug trade in those terms by means of a speechsofamiliartoStrikehecanmouthitfrommemorywheneverhehears Rodneylaunchintoit.Theoldermanlecturesthemanychildrenwhohang
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outinhiscandystorethattheycanbuyhousesfortheirmothersandacquire thewealthandstatustheycravethroughclocking. From the outset, then, the ilm uses a noirish thematic determinism to establishamodestlyfavorableattitudetowardStrikebydepictingthedangerousandoppressivecircumstancesunderwhichhemustlive.8Thephotostills underthecreditsaswellastheilm’searlydrug-dealingsequencesofferaudiencemembersadetailedunderstandingofwhatheandtheotheryouthsmust constantlyfaceinordertodobusiness,aswellastheirlikelyfate.Atthesame time,likemanyclassicnoirilms,Clockersseekstoarticulatesomeinsightinto thedeceptiveallurethatcriminalitymighthaveforthesechildren.Indeed,the narrativeclearlyaimstoachievethesegoals:Leedeliberatelyrevisedearlier versionsofthescriptinordertodevelopthepsychologyofStrike’scharacter morefullyandalignaudienceswiththislow-leveldrugdealer.AsLeehimselfhasnoted,theilm’snarrativepointofviewisStrike’s.9RegardingLee’s changesinthescriptfrompreviousversions,ilmstudiesscholarPaulaMassoodhasnotedthatthesealterations“expandedaudienceidentiication”with Strikeandmadehim“moresympathetic.”10UnderstandingthatClockerstells itsstorymainlyfromStrike’spointofviewthusbecomescruciallyimportant becausesucharealizationallowsviewerstograspthatthenarrativeprompts viewerstosee,feel,andcomprehendcriminalactivitiesfromthelawbreaker’s perspective,notfromthemoretypicalviewpointofinvestigatingcops.Moreover,giventhesocialcircumstancesalsoportrayedearlyinthenarrative,this differenceinpointofviewsigniiesaracializedperspectivethatviewerswould expecttoseeexploredmoreextensivelyastheilmproceeds. Lee accomplishes these goals by exploiting noir’s historical development ofcriminalistic,good-badcharactersanditsassociatedstrategies.Asthenarrative unfolds, for example, viewers see more and more deeply into Strike andhispointofviewbecauseheisaphysicalparticipantinmostoftheilm’s sequences and the narrative gives us extensive subjective access to what he thinksaboutthembymeansofhisreactionsandcomments.11Iwouldfurther enhance Massood’s observations, however, with the point that even in theilm’searlysequencesStrike’shardnessasaruthlessghettoentrepreneur isunderminedbyhispainedreactionstohisulcerandtheadmissionthathe hasn’t “got the stomach for this shit anymore,” which speak directly to our allegiancewithhim.Clockersemploysnoirconventionstoaddressthesympatheticconstructionofamorallyambiguousblackcharacter.Leeemploysthese 8. ThenoirdimensionsofClockershavealsobeennotedbyvariouscritics,includingNaremore, More Than Night, 246; Guerrero, “Circus of Dreams and Lies,” 347; and Martin, Mean StreetsandRagingBulls,59,82,137.Seealsomy“BlackonWhite,”esp.98 –106. 9. GeorgeKhoury,“BigWords:AnInterviewwithSpikeLee”;DelroyLindo,“DelroyLindo onSpikeLee,”inFuchs,SpikeLee:Interviews,149,172. 10. PaulaJ.Massood,BlackCityCinema:AfricanAmericanUrbanExperiencesinFilm(Philadelphia:TempleUniversityPress,2003),190,191. 11. Asexplainedintheintroduction,thesenarrativedimensionsarejustwhatitmeanstobe alignedwithacharacter.SeealsoSmith,EngagingCharacters,83– 85,142 – 81.
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fig.18 NYPDhomicidedetectiveRoccoKlein(HarveyKeitel)triestoforceStrike (MekhiPhifer)toconfesstoacrimehedidnotcommit(Clockers,1995).
conventionstocreateacentralnarrativeigurewhoappealstousinmarginally sympatheticways.Inthesamespiritthatclassicnoirsometimesusedcharacterentrapmenttoencourageamodicumofaudiencesympathyforwhatwere otherwisemorallybadcharacters,suchasAlexSebastianattheconclusionof NotoriousorHarryLime(OrsonWelles)attheendofTheThirdMan(Carol Reed,1949),soLeeurgeshisviewerstominimallysympathizewithStrikeby showinghimasseeminglytrappedinasetofoppressivecircumstances.In addition,Strike’svulnerability,symbolizedbyhisragingstomachulcer,reveals hisdecidedambivalenceabout(ifnotarevulsionfor)hiscurrentoccupation, whichgrowsprogressivelymoreintenseashedrawscloserandclosertothe fatepredictedbythecrimescenephotosundertheopeningcredits.Hisphysicalpain,then,representsapsychicpainthatencouragesviewerstoacknowledgehishumanity—ahumanityheshareswithaudiencemembers.12 ByalmostimmediatelyrevealingStrike’sentrapmentandvulnerabilityin spiteofhismoralreprehensibility,Leesecuresnotonlyamodestpossibility forfavorablydisposinghisaudiencetowardthischaracter,butalsothepossibilitytoempatheticallyunderstandinghispredicament.AsInotedinChapter 2,suchastrategyissimilarlyatworkinnoirclassicssuchasDoubleIndemnity andThePostmanAlwaysRingsTwice,aswellasinmoregangsterandcareer criminal-oriented noirs like The Asphalt Jungle and Night and the City (Jules Dassin, 1950). Strike’s combination of positive and negative characteristics followsalonglineofsimilarnoirprotagonistswhosecomplexmixtureoftraits oftengaveviewersgroundsfornotonlysympathizingbutempathizingwith otherwiseblameworthyigures.
12. SeealsoMulhall,OnFilm,33–34;Cavell,ClaimofReason,87ff.,429ff.,andpassim.
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ThesenoirconventionsprovetheirutilityforLeeandhisfellowilmmakersbygivingthemtheopportunitytoencourageaudiencememberstodevelop favorableallegiancestocharactersdespiteracializedbeliefsthatmightotherwisestandintheway.Asnoirprotagonistswereoftendevelopedtoelicitour favorinspiteoftheircriminalityorevenmoralreprehensibility,soLeedevelopsStriketourgeviewerstoallythemselvesinminimallypositivewaystohim andinthismannerbypasscertainprejudicialbeliefsinvolvingrace.Rather thanpresumeorreinforceelementsofstandardaudiencebeliefschemata,the narrativecallsintoactionotherbeliefsaboutfairness,equality,andhumanity inordertoovercomemanyaudiencemembers’initialbeliefstructuresregardingrace—and,forthatmatter,class.Striketurnsoutnottobeastereotypical blackdrugdealer.Instead,heisamorallyconfused,desperateteenagerwho possessespainfulvulnerabilities,whichhumanizeshimmuchmoreclearly forviewers. AsweseemoreofStrike,webecomemoreirmlyalliedtohim,evenif thatallegianceremainsdecidedlyambivalent.AnotherwayLeeaccomplishes thisgoalisbyshowingusStrike’squalmsaboutmurder,anecessarymeans ofadvancementinhislineofwork.WhenRodneysuggeststhatfellowdrugdealer Darryl Adams (Steve White) has “got to be got” and Strike seize the opportunity, the young clocker hesitates and asks whether Rodney can ind someoneelsetodothejob.LaterweseeStrikepacingandanxiousinfrontof Darryl’splaceofemployment,unabletogeneratethenerverequiredtokillthe personwhostandsinthewayofhismovinguptheladdertoamoresecure andestimablepositioninhischosenprofession.Hisreservationsaboutmurderasaformofcareeradvancementalsoleadhimtofurtherprocrastinateby enteringthebaracrossthestreetfromthefast-foodrestaurantwhereAdams sellsdrugs.ItistherethatStrikerunsintohisolderbrother,Victor(Isaiah Washington),andfatefullydescribesAdams’smoraleviltohisinebriatedsibling,aswellastheneedtodosomethingaboutsuchneighborhoodproblems. TowardtheendoftheilmwehearStrikeconfessthathe“didn’thavetheheart todoDarryl,”anadmissionthatnotonlyreinforcesStrike’sweakness,butalso pointstothefactthateventhoughhemaybeadrugdealer,hecannotbring himselftobeamurderer,amoraldistinctionthatindicatessomepositivecore toStrike’svalues.13 Asviewerswealsoseethischaracter’ssociallyattractivetraits.First,we should note that actor Mekhi Phifer’s physical beauty works in favor of the character he plays.14 Strike also possesses wit, as illustrated by the ways in which he can come back with cutting humor in response to the needling leveled at him by his prickly crew member Scientiic (Sticky Fingaz) or the paternalistichousingprojectpolicemanAndre(KeithDavid).WeseeStrike’s 13. Massood,BlackCityCinema,191and252n.29,makesthispointaswell. 14. Phiferhasevenbeenwrittenupinfanmagazinesforhisattractiveness.See,forexample, “Mekhi Phifer,” People Weekly, December 25, 1995, 124, and Evy Sheinkopf, “Who’s the Babe? (actorMekhiPhifer),”TeenMagazine,November1997,46.
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intelligenceaswellinthecarefulanddetailedwaysinwhichheexplainsthe inerpointsofdrugdealingtohisbuddingprotégé,Tyrone(PeeWeeLove). While cultivating the younger boy in this way is clearly horrifying—and is meanttobeso—itaffordsLeetheopportunitytoshowStrike’smorepositive side,forasheteachesTyronehowtohustle,Strikealsoshowshimkindness, generosity,andevenacertainmeasureofbenevolence. InternalizedRacisminTeachingandEplanation Strike’sgroomingofTyroneraisesafurthertheme,forpassingonknowledge throughteachingconstitutesanothermajordimensionofthenarrative.Like hisownsubstitutefatherRodney,Strikehopestobeateacherandrolemodel tothoseyoungerthanhim.HetakesTyroneunderhiswingbecausehewants topassonwhatheknowstosomeone,andcravestheadmirationthataccompaniessuchaposition.Thushebeginstutoringtheboyinthewaysofdrug dealing.“Proit’sallinthecut— don’tneverforgetthat,”hecommandshisnew charge.Healsolectureshimontheproperetiquetteofdealing—thatis,don’t everusethedrugsyousell—andwhatheseesasthecold,hardeconomicfacts oflife:“Anylyshityouwantinthisworld,itcostsmoney.Andthisishowyou getit:hustling.Anddon’tneverforgetthatshit,neither.”HequizzesTyrone onthemathematicsofdrugsales,askinghimtoigureouthowmuchproit willbemadeonthecurrentdeal,bywayofarguingthatTyroneshouldstayin school—ironically,inordertobeabetterdealer.Heevengiveshimastreet name(“Shorty”)aswellasgiftstogainhisfavorandshowtheeconomicpower ofhustling.Strike’scriminalisticinstructionistherebystrangelymixedwith more innocent qualities, as he seems to honestly enjoy giving the younger boytoysandjokingaroundwithhim.Inaddition,viewersgettohearStrike’s well-informed lecture about the history of Lionel trains and his prompting aboutwhentosay“thankyou”forgifts.Theseinteractionswiththeyounger boyoffertheopportunitytodepictStrike’smorallypositivecharacteristicsof generosity,intelligence,benevolence,andeven,perhapsabitperversely,courtesy.Thenarrativeexhibitionofthesetraitsthusoperatestomitigatetheolder boy’smorallynegativequalities,suchashiswillingnesstodealdrugsandlive largefromthemiseryofothers. Strike’s tutelage of Tyrone also includes a deadly serious lecture about guns, street violence, and the drug-addicted, psychotic killer, Errol Barnes (TomByrd).Whileproudlyshowingoffhishandguntotheyoungerboyand impressing him with the distinction between ictional “TV-movie violence” and the real-life counterpart that accompanies actual drug-dealing, Strike warnsTyronetoespeciallywatchoutforthetrulyheartlessthugslikeErrol andbrags,“Ifheevertrytocreepuponme,I’mmo’gathisass,andyoubest be ready to do the same shit, too,” thereby planting in Tyrone instructions thathewilltragicallyfollowlaterintheilm.Eventually,Tyrone’smotherIris (ReginaTaylor)andAndrepressureStriketodropTyronefromhiscrew.For
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thisTyronereproacheshim,“Youshouldn’thavetaughtme,”whichreminds the audience of the misguided ways of looking at the world he has already learnedfromStrikeandthathewillputtouseintheilm’sinalact. Iwouldalsoaddthat,eveninrejectingTyrone,Strike’spositivetraitsare implicated.Whilehehasmanyself-interestedreasonsfordrivingtheyounger boyaway,thenarrativeoffersevidencethatStrikedoessoforaltruisticreasons aswell.IntheirscenestogetherheseemstohonestlylikeTyrone.Hismost relaxedandgentlemomentsarespenttutoringhisyoungprotégéintheways ofstreetlife.SolateintheilmIthinkitaccuratetosaythatStrikealsohas Tyrone’sbestinterestsinmindwhenhekickshimoutofthecrewanddrives himaway,tellinghimtogohometohismotherbecauseheistooyoungtobe involvedinthenastydoingsthatconstituteStrike’sdrug-dealinglife.Because atthispointinthenarrativeStrikehimselfisbeginningtohaveseriousdoubts aboutcontinuingtoclock,itdoesnotmakesensethathewouldwantthecharactertowhomhefeelsclosesttotakeupthemantlethathehimselfisseeking tothrowoff.AsStriketriestorepelhisformerpupil,healsobeginstocallhim “Ty”or“Tyrone”ratherthanbyhisstreetname,whichIwouldarguerepresentstheolderboy’sdesiretoreturnhischargetoamoreinnocentstate,toa wayofthinkingbeforetheclockingtutorialsbegan.Sadly,itisalreadytoolate. InanerrantefforttoprotectStrike,TyroneshootsandkillsErrolBarnes,who hasbeeninstructedbyRodneytoassassinateStrikeforanimaginedbetrayal, thusmakingTyroneatwelve-year-oldmurdererandcondemninghimtotake atleasttheirststepsinfollowingthepathofhismisguidedteacher. ItisalsoworthnotingthatLeeshowsnointerestinglamorizingStrike’s knowledgeofhustlingorhiswayoflife.Viewersarenotmeanttoempathize withtheyoungdrugdealertooclosely,buttohavesomecriticaldistanceon him,sothatwemayjudgethedevastationhehasbroughtuponhimselfand thosearoundhim.WhileLeetakesgreatpainstomakeStrikeminimallysympatheticandevenencouragesustoempatheticallyunderstandhimbymeans of depicting all the horriic pressures he faces, Strike’s shortcomings as a teacherandrolemodelareexplicitlypointedout.AsAndretellshimangrily ashebeatsStrikeupafterdiscoveringtheolderboy’sinvolvementinTyrone’s downfall,“I’mtiredofexcuses.Youmotherfuckersdon’tknownothingabout nothing. . . ‘It’s not my fault!’ Well, I’m not hearing that bullshit no more. It’smotherfuckerslikeyouwhomuggedRosaParks.”Asiftoprovehispoint, Strikeresponds,“WhothefuckisRosaParks?” Neither is Lee interested in portraying Strike as any sort of role model. Rather,throughcriticallydepictinghisaswellasRodney’shorrifyingefforts to pass on what they know, Lee shows that in the absence of other accessibleteachers,manyblackyouthswillturntoavailablesourceslikedealersfor knowledge. Because they crave to know about the world around them and dealersaretheonesachievingthegreatestobvioussuccessoutonthestreets, such criminals seem in their eyes to be logical sources to which to turn as examplestoemulateintheireffortstogaintheknowledge,wealth,andpower neededtoescapethetormentoflivingintheprojects.However,Strikeand
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Rodney’sseverelylimitedviewsofhumanlifechoicesareshownwithalltheir lawsandinhumanityinordertoillustratetheperverseeffectsthatanepistemologyofignorancemayhaveonAfricanAmericanslivinginthecrippling entanglementsofpovertyandghettoizedexistence.Likegangmemberswho haveacceptedthedominantculture’sviewofthemselvesassubhuman,Strike andRodneyrepresentblackswhohaveatleastpartlygivenintothedebased racializedviewthattheyarecapableofnothingbetterandthereforeembrace outlawactivities.15YetLeealsoportraysthisconsequenceoftheepistemology ofignoranceassomethingthatcanbeeliminatedthroughadifferentsortof teachingandeducation,whichisnodoubtwhyheplacessuchfundamental stressonthesemattersinthenarrative.Inthismanner,Clockersconcurswith argumentsadvancedbyMillsregardingtheimportanceofgraspingtheconsequencesthatracismmayhaveonblackpsychologyitself,inorderthatthis damaginglegacymightbebetterunderstoodandovercome.16 Lee’srevisionsofthenarrativeinordertostressStrike’spointofviewthus aimsatdevelopinginhisviewers,notonlyamodicumofsympathyforthis clockercharacter,butalsoacertainempathy.Yetitisanempathyofcritical understanding, not close personal identiication. Viewers are not meant to imagine themselves as doing what Strike does in the strict identiicational sense sometimes meant, but instead to grasp analytically how it might be humanlypossibletochoosethelifepathhehaswhileatthesametimerealizingtheerrorofthatchoice.LikeCarlFranklin’scriticaluseofempathyinOne FalseMove,Leepermitsbothblackandwhiteaudiencestocomprehendwhat Strikedoesaswellaswhy,withoutatthesametimeendorsingthesedecisions. AsBerysGauthasargued,thisformofempathyascriticalunderstandingmay operateinilmtohelpaudiencesgraspinsightsofwhichthenarrativecharactersmaynotbecapable,whichIwouldcontendisLee’saimhere.17 Theilm’saimtoelicitempatheticcriticalunderstandingthusencourages audience members to distinguish between explaining what Strike does and justifying it. Clearly, the ilm does not justify desperate youths’ decisions to selldrugsorwillinglymurderoneanother,butratherseekstospuritsaudienceintoconstructingexplanationswhyitmightseemplausibletohalf-grown teenstochoosesuchalifecourse.Theilmaimstogenerateenoughaudience empathytoelucidateitscharacters’actionsandchoices,withoutvalidatingor excusingthem.SuchagoalispresumablyonereasonwhyLeeandotherartistscreatingthisilmthoughtitmightputanendtothecycleofblackilms glamourizingdrugsandgangviolence.Byportrayingtheimpactsuchchoices haveonthesocialfabricofblacklifeandtheirrootsintheveryperspectives 15. For additional arguments regarding the ways in which African Americans might succumbtoprejudicialbeliefsaboutthemselves,seeFanon,“LivedExperienceoftheBlack,”184– 201,esp.199; Gordon,Bad Faith and Antiblack Racism, 101–2; and many of the essays in The UnderclassQuestion,ed.BillE.Lawson(Philadelphia:TempleUniversityPress,1992). 16. Mills,RacialContract,88 – 89,118 –20. 17. BerysGaut,“IdentiicationandEmotioninNarrativeFilm,”inPlantingaandSmith,PassionateViews,esp.213–16.
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theirchoosershopetoreject,Leeandothershopedtoputanendtotheattractivenessofsuchlifechoicesandtheilmsthatgloriiedthem.18Althoughthey failedtoachievethisgoal,thoughtfulviewersmayappreciatethisaimandhow itshapedthenarrative. OppressionandAlternativePossibilities BecauseLeehopestoportraythepressuresofracializedexistencenotonlyon criminalslikeStrikebutalsoonthosewhochooseaclearlymoralcourseof life,theilmshowsAfrican-AmericanconinementthroughvicioussocialcircumstanceinadifferentwaythroughStrike’solderbrotherVictor.AsStrike’s noir double,19 Victor has chosen the “legitimate” route to try escaping the ghetto.Insteadofdealingdrugs,heworkstwojobs,savesallthemoneyhe can,andis“neverlate”towork.Ashetellsthecopswhenheturnshimselfin forkillingDarrylAdams,“I’mreallytryingtomoveusoutoftheprojects. . . . I’mworking,I’msaving,I’mtryingtodothebestIcan. . .[to]providethose ends.”YetVictor,too,isnotundamagedbythepressuresandconinements thatimpingeonhousingprojectinhabitants.Asthenarrativelaterreveals,he becomesillwhenaclockerseveralyearshisjunioroffershimamonth’swages everyweekjustsodrugsmaybesoldonthepremisesofthefast-foodrestaurantthatVictormanages,yethates.Inhissecondjobasasecurityguard,Victorseesthelashofcomparablewadsofcashandmustendurethecontempt of those who would and literally do spit on his determined efforts to work hiswayhonestlyoutoftheprojects.Ashired“muscle”hemustalsoenforce manyofthestereotypeshehopestoescape:assomeonewhocan“speaktheir language,”heispaidtoindpeacefulwaystoturnawayblackteenswhohis employerthinksmightrobherstore. Theoverwhelmingpressuresoftheseconstrictingrolesandtheeasymoney fromthedrugtradebelittleVictor’stremendouseffortstogethisfamilyout oftheprojectslegitimately,drivinghimtodrownhissorrowswithScotchat thelocalbar.AsQuartnotes,thisinner-cityworldisone“whereviolenceand desperationarethenorm. . . .[L]ivingintheprojectsislikebeingunderconstantsiege,andescapingitdemandsanenormousactofwill.”20ForVictor, “theveryconstructionofemployment,healthcare,safehousing,raisingchildren,andagreatnumberofthemundanefeaturesof‘reasonable’day-to-day 18. Lindo,“DelroyLindoonSpikeLee,”171–72. 19. SeescreenwriterRichardPrice’scommentonthegoodbrother/badbrotherstructure ofhisstoryinQuartandAuster,“NovelistandScreenwriter,”17.The“doubling”ofcharactersin ilmnoirhasbeennotedasacinematicexplorationofFreudiandoppelgängertheory,oftenaccomplishedbymeansofmirrorrelections,splittingcharactersintotwoversionsofthemselveseither literallyormetaphorically,orpairingdistinctcharactersoffintermsoftheirsimilaritiesanddifferences.ObviousexamplesincludeTheDarkMirror(RobertSiodmak,1946)andADoubleLife (GeorgeCukor,1948).SeeSilverandWard,FilmNoir:AnEncyclopedicReference,83,94–95. 20. Quart,“SpikeLee’sClockers,”9.
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livingdemandsextraordinarychoicesandeffortstobelivedmundanely,”as LewisGordonwritesinFanonandtheCrisisofEuropeanMan.21Victorshows thestrainsoftheseextraordinaryactsofwillthathemustperformeveryday byseekingsolaceinabottle.He,too,isilledwithrageandfrustrationthat hefeelscompelledtodampenwithhisdrugofchoice,analternativetheineffectiveness of which is relected by Victor’s involvement in Darryl Adams’s murder.Thus,eventhoughtheilmpresentsVictorasafarmoresympathetic characterthanhisyoungerbrotherStrike,henonethelessturnsouttobethe shooterinthehomicidecasearoundwhichthenarrativerevolves.22Interestingly,Victorturnsouttohavethestrengthtokill,unlikehisweakersibling. Yetthatstrengthdoeshimlittlegood,ashetoosuccumbstotheoppressive weightofhisracializedsocialcircumstances. TheextendednarrativedepictionsofStrike,Victor,andtheracialburden oftheirsocialconditionsthusofferaudiencesimaginativeaccesstotheways inwhichsomeactionsandlifechoicesofblackcharactersmightbeheavily determinedbyracializedsocialforcesbeyondtheircontrol.Forwhiteviewers in particular, Clockers provides ways to critically understand social phenomena that they might otherwise grasp by means of unquestioned beliefs and background assumptions that presume racist attitudes toward blacks such thatchoicesto,say,dealdrugs,wouldbepresumedtoresultfromsomeform ofsubhumanity,beitallegedintellectualinferiority,inclinationtoimmorality, laziness,orotherformsofhumaninadequacy.Yetthroughtheuseofcritical empathyClockersstronglyurgesitsviewerstoconsiderthefullhumanityof thesecharacterswhomakedisastrouslifechoicesforthemselvesandothers, aswellaswhytheymakesuchruinousdecisions.Insuchafashioniturgesits viewerstorecognizeandacknowledgethefullhumanityofthesecharacters, while at the same time appreciating their laws and offering up for considerationtheinjusticeofthesocialconditionsunderwhichtheylive.Theilm furtherseekstodrivehomeitsaimsbycontrastingtheseAfrican-American narrativeigureswithawhitecharacterwhoisadifferentkindofsympathetic racist,theanalysisofwhichIturntonext. RoccoKleinasSympatheticRacistCop Inconcertwithitsutilizationofothertypicalnoirfeatures,Clockersisalsoa ilmabouttheacquisition,possession,anddeinitionofknowledge.Inviewers itfurtherpromotesthecontemplationofchangeinone’sfundamentalsystems ofbeliefandactionthroughthewayinwhichStrike,forexample,mustthink aboutchanginghisownwayofthinkingandacting.Indoingso,theilmlinks itsnoirepistemologicalintereststorace.Thesedimensionsoftheilmmay thusbeproitablyunderstoodasblacknoirishextensionsofBordwell’sideaof
21. Gordon,FanonandtheCrisisofEuropeanMan,42. 22. SeealsoMassood,BlackCityCinema,203– 4.
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fig.19 Rocco(HarveyKeitel)asrelectedinVictorDunham’s(IsaiahWashington) eye(Clockers,1995)
detectivenarration,insofarastheconventionsofpoliceinvestigationbecome incorporatedintoanexplorationoftheepistemologyofrace.Asexplainedin theanalysisofOneFalseMove,blackilmmakershavedevisedwaystousenoir conventionsinordertoblenddetectivenarrationwithamoremelodramatic formofstorytellingsothattheinteriorlifeofcharacterscanbemorefullyportrayed.Indepictingstoriesofindividualscaughtupintheintricaciesofrace, they have thus created a novel form that exploits the cognitive and emotive capacitiesofbothgenres.23Wehaveseensomeofitsemotive,perhapsmore “melodramatic”capacitiesatworkintheforegoinganalysisofStrike;whatI offerinthissectiontakesadvantageofblacknoir’spotentialformoreexplicitly cognitive purposes in the form of the parallel story about NYPD homicide detectiveRoccoKlein(HarveyKeitel),whomtheilmportraysusingamore traditional detective-style narration, a strategy that complements and intertwineswiththenarrativestrandinvolvingStrike. What characters know and do not know continually arise as objects of desireorinvestigationinRocco’sthreadofthenarrative.Thehomicidedetective,asheisrelectedinashotofVictorDunham’seye,demands,“Iwantto seewhatyousee,”towhichVictorwearilycloseshiseyeasiftosay,“Youcan’t.” LaterRoccotellsStrike,“Iwanttoknowwhatyouknow,”butthistimeStrike profanely explodes, “You don’t know a motherfuckin’ thing about me. You don’tknowwhoIam.Youain’tnothingbutaracist-assed,nigger-hatingcop. Youdon’tknowhowitisforbrothersouthere.Shit—andyoumotherfucking deinitelydon’tknownothingaboutwhat’sgoingonouthere[inthestreets]!”
23. Bordwell,NarrationintheFictionFilm,64–73.
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AftertwentyyearsasanurbanpolicedetectiveRoccothinksheiscapable ofknowingandseeingtheworldthroughAfrican-Americanexperience.Yet oneprimarythrustoftheilmistoshowthathedoesnot,thathisconsciousness of African-American existence is severely truncated. Like Hurricane, hisunderstandingandperceptionsarestuntedbypresumptionsofracethat preventhimfromrecognizingandacknowledgingthefullhumanityofblack project inhabitants. By virtue of a fundamentally racialized belief structure throughwhichheperceivestheworld,heisoftenrenderedincapableofgraspingtheactualtruthaboutthosewhomhehassworntoinvestigate,serve,and protect. His experience of looking at murdered African-American children hasnotbroadenedhisknowledge,buthardeneditsothatallhecanseeand thinkarewhathiscalciiedstereotypicalprejudicesallow.Becauseofthemhe isfrequentlyblindedtomanytruthsthatareexplicitlypresentedtohim. Hisimplicitassumption,forexample—andbyimplicationmuchofthe audience’s—isthatVictorcouldnothaveshotDarrylAdamsashehadconfessed,forheseemstoogooda(black)personinRocco’sschemeofthingsto havecommittedsuchaheinousact.Victoris,inotherwords,anexceptionto whatRoccoseesastheusualiniquityofblacks.Inthisveteranpolicedetective’sview,“somethingain’tright,”solikesomenoirknighterrantherefuses toshutthecaseontheDarrylAdamsmurderandcontinuestoinvestigate, againsttheadviceofhispartnerMazilli(JohnTurturro).RatherthanVictor, Rocco believes that Strike, the “bad” brother, was the murderer. After pressuringtheyoungdrugdealerthroughmuchoftheilmandattheendofhis ropeinhisefforttoincriminatehim,Roccoinallyloseshiscoolandexclaims, “You’realowdown,cold-blooded,eviljunkyardniggerlikeI’veneverseenin my life. . . . I read you like a Marvel fucking Spiderman comic book. . . . I beeninsideyourball-peabrainsinceyouwereborn!Twentyfuckingyears!” Of Victor, on the other hand, Rocco declares, “He’s one of the decent ones,” oneoftheextraordinaryfew“Yos”or“Nubians”(asheandotherwhitepolice oficialstypicallycallAfricanAmericans)whoseekstogetoutoftheprojects legitimatelyandmakeabetterlifeforhimselfandhisfamily. YetRocco’scognitiveblindness,whichleadshimtothisManichaeanconclusion,alsocauseshimtomisscrucialfeaturesofthecase,mostparticularly Strike’sfundamentalinabilitytocommitmurderandthepressuresaffecting everyonewholivesintheprojects,eventhe“decentones”likeVictor.Rocco failstosee,forexample,thatthesepressurescouldhelptoexplainhowthe truthisalreadybeforehim,thatVictorwas“justsickandtired”ofthedisrespectshowntowardhiseffortstomovehisfamilyoutoftheprojectshonestly, thelashofeasymoneythatcouldbeobtainedsimplybylookingtheotherway, andthelackofrecognitionhereceivesfromhisowncommunityandpeers forhisheroiclabors.RoccoisblindtothepossibilitythatVictorjustcouldnot takethepressureandlackofrespectanymore,andfeltthathehadtomake somebody “pay” for the misery he felt. One night, after a particularly egregiousshowofdisrespectandacouplebeltsofScotch,Victor’sangergotthe
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betterofhim,sohelashedoutatthenearestobjecthecouldfocushisdrunken frustrations on: his “competition” at Ahab’s restaurant and a drug dealer to boot,DarrylAdams.AsMazillicoldlybutaccuratelyexplainsit,themurder was“likethecapperonabadday”forVictor.ButinRocco’smisguidedsearch foramore“reasonableanswer”— onethatwouldagreemorewithhissimplisticbeliefsaboutAfricanAmericansandtheirmoralcapabilities—heisblind tothefactthat,asVictorexclaimsinfrustrationafterhoursofinterrogation, “Thetruthislookingatyou,man!”Becauseofoverwhelmingpressuresarisingoutofblackpoverty,lackofrecognition,anddisrespect,Victorreallydid shootDarrylAdamsandhasconfessedtoit,yetRoccocannotrecognizethis factuntilStrikeandVictor’smotherGloria(FrancesFoster)carefullyexplains to the detective what happened to her older son the night Darryl was murderedandcommandsRocco—andimplicitlytheaudience,“Believehim!” Becauseofhissimplisticbeliefsaboutblacksandhowheactsuponthem, there is a way in which Rocco is fundamentally complicit in much of what befallstheAfrican-Americancharactersinthesecondhalfoftheilm,most speciicallyRodney’stargetingStrikefordeathandTyrone’smurderofErrol Barnes.IfRoccohadnotmisguidedlypressuredStriketoconfesstoDarryl Adams’smurder,eventswouldhaveplayedoutverydifferently.ItwasRocco whointentionallyandcalculatedlysetRodneyafterStrike.ItwasRoccowho myopically thought that Strike had to have been the murderer in this case, notthesaintlyVictor.ItwasRoccowhoinsecurelyrefusedtolethimselfto be“played,”ashebelieved—falsely—thatStrikeandVictorweredoing.Asa result,RoccoschemedandmanipulatedtoplaceStrikeinapositionofdanger sothathewouldhavenochoicebuttoconfesstoacrime—thathedidnot actuallycommit.IfRoccohadnotdoneorbelievedashedid,ifhehadbeen abletoseetheseAfrican-Americancharactersmoreaccurately,Strikewould nothavebeenplacedinsomuchdanger,RodneywouldnothavesentErrol BarnestokillStrike,andTyronewouldnothavefelthehadtokillErrolin amisguidedattempttoprotecthisformermentor.Rocco’sresponsibilityin settingtheseeventsinmotionthusmakeshimsigniicantlyculpablefortheir havingoccurred. Rocco’s cognitive inability to think beyond damaging stereotypes about African Americans also points to an epistemological double bind often imposed on such individuals. On the one hand, he does not recognize the truthofVictor’sconfession;ontheother,hedoesnotbelieveStrikeeither.As theyoungclockerputsit,“Blackmansayhedidn’tdosomething,youdon’t believehim.Blackmansayhediddosomething,youstilldon’tbelievehim.” RoccocannotbelievethetruthofwhatAfricanAmericanstellhimbecause theirstatementsdonotitintohisrestrictedschemaofwhatthetruthshould be.Asacase-hardenedpolicedetective,Roccothinksthatheknowswhatis goingonintheprojectsandthathistaskordinarilyconsistsofcoercingthe appropriatelyincriminatingstatementsoutofblackpeopleinordertoshowit. ThushepressuresStrikethroughmuchofthenarrativeinordertoforcehis conceptionofthetruthoutoftheyoungdealer.
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ButthetruthisfarmorecomplicatedthanRocco’ssimplisticconception of it is able to capture. The truth is that even “one of the decent ones,” as hecallsVictor,evenoneofthe“exceptional”blacks,maybecapableofkilling someone, so great are the coninements, pressures, and psychological injuriesinlictedonpeopleintheprojects.Thetruthisthatevendrugdealersarecapableofcompanionability,sympatheticfellow-feeling,andconcern for others, as Strike shows by enjoying Tyrone’s company, being unable to killDarryl,andtryingtohelpbailVictoroutofjail—thislastitembeingan explicitchangefromthenovel.24Roccomouthstheusualinanitiesabouthow heunderstandsthedificultiesfacingyoungAfricanAmericansthroughthe historyofslavery,racism,nojobs,andsoforth.Yetthesetiredclichésserve asnomorethanemptyplatitudesthathelptomaskhistruncatedconsciousness of African-American experience. Instead of seeing how circumstances couldbeotherwiseandthusproduceverydifferentsortsofhumanbeings,a simplistic,Manichaeandistinctionbetweengoodandbad“brothers,”bothliteralandmetaphorical,underlayedbyascleroticviewofpeopleofcolor,frame anddirecthissearchfortruth.Heisaccuratetobelievethat“something’snot right” in this murder investigation, but the fault lies with his own uncomprehendingandforeshortenedviewofhisfellowhumanbeings,notwiththe truth-telling capacities of African Americans or other alleged racially based limitationshepresumestheyhave. Likemosturban-areacops,Roccoprobablylivesinthesuburbsorsomewhere equally separated from life in the projects, so he goes there to do a policingjobamongpeoplewithwhomhehasnoassociationexceptasvictims, suspects, or criminals.25 His view of them, then, is accordingly limited and unchallenged.Thushefallseasilyintothinkingaboutthemstereotypicallyas “Yos”and“Nubians”whorarelytellhimanythingtruthfulorintelligentunless heforcesthemtodoit.Asrevealedbyhistaunttoacrimescenebystander namedChucky(SpikeLee,makingaHitchcock-likeappearance)earlyinthe ilmwhotellsRoccothatbecausehedidnotwitnessthemurderjustcommittedhecouldnotspeakintelligentlyaboutit,“Iwouldn’twantyoutonotspeak intelligently,”RoccobelievesthatintelligenceisastandardAfricanAmericans areallbutincapableofachieving.AtonepointhetellsStrike(jokingly,butthe narrativeintentisserious)thatheevenhastroubletellingblackpeopleapart inthedaytime,letaloneatnight;andonereasonhebeginstosuspectStrikein theirstplaceisthathemistakestheyoungdrugdealer’spictureforhisolder brother’satthelocalbarwhilecheckinguponVictor’sconfession. Whenauniformcopcomplainsatthesceneofanothermurderthat“they shouldblowtheseprojectstoTimbuktu,”Rocco’spartnerMazillireplies,“Why bother?Theykillthemselvesanyway.Likeoneofthoseself-cleaningovens. . . . That’showtheNubiansdoit,man. . .cycleofshit.”Rocco’sviewsarenothing 24. SeeRichardPrice,Clockers(NewYork:AvonBooks,1993). 25. SeePrice’scommentsonJerseyCitycopslikeRoccoinQuartandAuster,“Novelistand Screenwriter,”14.Inthenovel,RoccolivesinaposhManhattanapartment;seeClockers,45.
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outoftheordinaryforthepeoplewhomustpolicetheprojects,whoconsider achild’smurderjust“anotherstainonthesidewalk”andtaunttheironlookingfriendswithcommentslike,“Nothingyouain’tseenbefore,huhfellas?” and“Couldbeyounext.”Itistruethaturbanpolicehaveenormouslydificult jobsandareaskedbysocietytocontainproblemsofprofoundcomplexity,but suchbigotryandcynicism,whileontheonehandperhapsaprotectivemask thathelpsthemtodealwiththeunimaginablebrutalitytheyseeeveryday,also constitutesanepistemologyofracistbeliefthatfrequentlypreventsthemfrom seeingthetruthbeforetheireyes,whichis,afterall,whattheyarefrequently calledupontodetermineaspoliceoficials.ThisispreciselyRocco’sproblem. Hesees“JusticeinBlackandWhite”astheheadlinefortheNationofIslam newspaperTheFinalCallannouncestohimattheendoftheilm;ashelooks atithesubtlynodsinagreement.ForRoccojusticeissimple.Ashemumbles toabystander(SpikeLeeagain)whiletrudgingofftoinvestigateanotherdrugrelatedmurder,“What’ssoscientiic[aboutit]?” Yet to be “scientiic”—that is, to seek knowledge that could potentially changeone’ssystemofbeliefandtohavethecapacitytothenalterone’sbeliefs asaconsequenceofevidenceandreasoning— constitutesamajorthemeof theilm,asRocco’snegativeexampleillustrates.HistruncatedviewofAfricanAmericanhumanity,sharedbymanyaudiencemembers,representsatypical wayofthinkingfromtheperspectiveofwhiteadvantage.ItisaformofbelievingandactingthatstructurallyexcludesperceptionofAfricanAmericansas full-ledgedhumanbeings.OnethingClockershopestomakeclearbymeans ofthischaracter,then,isthatsuchepistemologicalperspectivesaremorally bankruptandinherentlyunjust,andwouldrequirefundamentalreconstitutionbeforetheycouldbemadefair. Rocco’s racism is relatively explicit throughout the narrative and does notvaryuntilthedénouement,whenhegraspsthathesees“justiceinblack andwhite.”Hisperspectiveisthatblacksaretypicallyinferiorhumanbeings whosedegradedcharacterscomeoutinthemanycrimesheinvestigatesin hiscapacityasapolicedetective.Whatisthereforeastonishingisthathealso turnsouttobe,intheeyesofmanyviewers,“oneofthemostsympatheticand caringindividualsintheilm.”26Itisworthconsideringwhyviewersmight believehimtobeso. WhileontheonehandRocco’sracismisevidentandtransparent,onthe other,heactsasamoralcenter,albeitalawedone,forviewers.27Despitehis racism,hehonestlyseeksthetruth,workshardtoattainit,andstepsupto afirmfairnessandproperjusticebyactingmorallyonbehalfofblackcharacters.Surprisingly,itishewhocompassionatelyandunnecessarilygoesout
26. SeeQuartandAuster’squestionstoPricein“NovelistandScreenwriter,”14. 27. The characters of Andre, the housing authority policeman, and Victor provide some moralcenteringforviewersaswell,butsincetheyaresecondarycharactersascomparedtoRocco, whoiscentralandprominentlyfeaturedintheilm’snarrative,theirinluenceislesssigniicant. Formoreonmoralcentering,seeSmith,EngagingCharacters,213–16.
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fig.20 Rocco(HarveyKeitel)guidesTyrone(PeeWeeLove)throughhisconfession ofhavingkilledErrolBarnes(TomByrd)(Clockers,1995).
ofhiswaytocoachTyroneonhowtoconfesstohismurderofErrolBarnes inordertoappearasminimallyresponsibleaspossible,whichIwouldargue LeedepictsastheappropriateperspectivetotakeregardingTyrone.Showing anamazingempathyforthisyoungboy’splightthatyetitswithhischaracter, RoccotakesTyronestepbystepthroughwhatheshouldsaybeforeturningon thetaperecorderthatwilllogtheboy’soficialaccountofguilt.Leeshowsthis processquiteeffectivelyandcleverlybyplacingRoccoinsideTyrone’slashback tothemurder.28FromthisvantagepointRoccocarefullynarrateseachevent and painstakingly explains why each one happened in terms that downplay Tyrone’sculpability,givingthistwelve-year-oldboyratherheavy-handedifalso largelyittingpromptingsabouthismotivationsforkillingErrol,sothathe willhavetheproperjustiicationsreadytohandwhenoficiallyconfessing. In spite of Rocco’s cognitive blindness to much of what goes on in the projects,hedoesgraspsomeproblemsexistingthere,inparticularTyrone’s.I wouldarguethatRocco’ssurprisinginsightaccruespartlyfromthefactthat theyoungster’spredicamentisthatotherprojectskidsaccusehimofbeing “white,” as Rocco notes, because Tyrone tries to do well in school and has soughttostayoutoftroubleuntilnow.BecauseofthiscircumstanceRocco can accurately imagine the boy’s situation, since it enables him to think of the child as an exception to his stereotypical image of blacks, in much the samewayhethinksofVictoras“oneofthedecentones.”Butinsteadofmisleadinghim,thispossibilityenablesRoccotoconstructanappropriateimaginativebridgebetweenhisownexperienceandthechild’s,whichheusesto help Tyrone tell an oficial version of the killing in the least incriminating 28. AccordingtoLee,hisuseofthistechniqueevenimpressedhisproducer,MartinScorsese.SeePizzello,“Between‘Rock’andaHardPlace,”107.
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waypossible,therebyenablingtheboytoavoidaharsherpunishmentthan hemightotherwisereceive.InthismannerRoccoworksforafairerkindof justicethanwouldexistwithouthisefforts. Another,moremodestexampleofRocco’scaringforjusticefollowsRodney’sdestructionofStrike’scar.Thedetectiverealizesbythispointthathewas wrongtohavemisledRodneyintothinkingthatStrikehadbetrayedhim,sohe offerstodroptheyoung,nowex-clockeroffatthePortAuthoritybusterminal. WhenStrikeaskstobetakentoPennStationinstead,Roccoresponds,“Same difference,”showingthathisrealinterestisgettingStrikeoutofharm’sway.In thisfashion,Roccoseekstomakeupforsomeoftheinjusticehehasheaped onthismisguidedteenager.ItcouldbearguedthatRocco’sofferishardlyrecompenseforallthetroublethathehascausedStrike,butthepointIwishto makeisthatRoccohasnoreasontohelpStrikeatall,excepttomakeupforthe wrongshedidhiminthepast.Moreover,indoingsohesavesStrike’slife. Perhaps most signiicant of all, however, is the way in which Rocco is moved by and cares about Victor’s predicament. Because of what he learns about Strike’s older brother and his moral character during the long interrogationfollowingVictorgivinghimselfup,Roccowantstohelpthishardworking,church-going,decentyoungmanwhowastryingtomovehisfamily outoftheprojectshonestly.YetintheprocessofseekingtohelpVictor,Rocco setsinmotionachainofeventsthatresultinStrike’spersecutionaswellas Tyrone’scommittingmurdertohelphisfriend.Forthatmatter,Roccoalso damageshisowncareerbypursuinganinvestigationafterithadbeenoficiallyclosed.Inthenovel,Rocco’sinterferencecausesthecaseagainstVictor tobedismissedonthegroundsofpolicemisconduct,whichItakealsotobe thecaseintheilm.ThisoutcomewouldseemtobetheonlyreasonableexplanationwhyVictorisreleasedfromjaildespitenotbeingabletomakebail.29 ThepointIwishtomakeaboutRocco’smotivationsregardingVictoristhat thepolicedetectiveactsoutofamisguidedconcernattributabletothesympathyhefeltforan(otherwise)upstandingyoungman.Unfortunately,because hehasablinkeredviewofAfricanAmericanshiseffortsgowildlyawry.The compassionhefeelsforVictorcompelshimtomistakenlypressureStrikefora confession,inspiteofhispartner’sadviceandconvincingevidencetothecontrary.AsLesterHunthasshown,sometimesourfeelingsofsympathy—and empathy,forthatmatter—mayprofoundlymisleadusintodoingpreciselythe wrong thing, which I would argue is what happens to Rocco here.30 On the otherhand,Rocco’smotivationtopressureStrikealsoshowsthathehasadeep andabiding,ifalsomisconceived,sympathyforVictorthatcrossesraciallines. 29. Price, Clockers, 618 –25. It is worth remembering that Gloria rejects Strike’s offer of $5,000tobailVictorout.AfterexplainingtoRoccowhatactuallyoccurredthenightofDarryl Adams’smurder,shethrowsthemoneyinStrike’sface.YetVictorisreleasedanyway.Theonly waytomakenarrativesenseofthisdetailisthatVictor’sreleaseresultsfromRocco’smisconduct onthecase,asdescribedinthenovel. 30. LesterH. Hunt, “Sentiment and Sympathy,” Journal of Aesthetics and Art Criticism 62 (2004):esp.343– 48.
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SympathyandHowtoDotheRightThing These actions by a sympathetic racist character serve to encourage viewers tograspthateventhosewhoholdvehementlyracistbeliefsmaysometimes performmorallygoodactionsonbehalfofblacks,aswellasthatinsomecases they may establish imaginative connections with them. As deeply lawed a characterasRoccois,henonethelessprovidesanexampleofsomeonetrying to do the right thing, despite his lack of insight into crucial dimensions of African-Americansocialcircumstance.WhatLeemeanssuchaictionalpossibilitytoindicate,Iwouldargue,isthat,irst,manyracistsintheactualworld maywellrecognizesomerightsfornonwhites,eveniftheydonotrecognize theirfullrightsashumanbeings;andsecond,thatthereexistssomehopefor establishing a more comprehensive sense of these rights even in resolutely racistindividualslikeRocco,basedonthepossibilityofextendingtherecognitionthattheyalreadygrantthroughdevelopingmorefullytheiralreadyexistingimaginativecapacitiestowardAfricanAmericans. Therealizationofsuchinsightsmaysurprisemanyviewers,bothwhite and nonwhite. For white viewers, it shows a perhaps astonishing compassiononthepartofSpikeLeeasthechiefstorytellerbehindthisilm.Inspite of statements he sometimes makes that seem speciically “designed to piss peopleoff,”ashiswhiteco-screenwriterRichardPricenotes,Leeshowsan extraordinaryconsiderationforhiswhitecharactersandtheirpossibilitiesfor improvement,forconsciouslybuiltintoRoccoisthepossibilitythathecould change.31Thischaractergraspsbythenarrative’sendsomeofhisowninadequacies regarding his racial outlook, but in addition he possesses at least someofthetoolsthatwouldbeneededinordertorevisethatoutlook,such as the ability to extend in at least some cases sympathy or empathy to others,regardlessofconsiderationsofrace.ExplicitlygivingRoccosuchdepth,I wouldargue,promptsaudiencememberstograspthatevenrealindividuals likethischaractermightcontainwithinthemsomeoftheresourcesneeded foralterationandimprovementoftheirmyopicpresumptionsregardingother humanbeings. Lee’s compassion even for racist characters like Rocco relects a subtle understanding of humanity from which many viewers— especially white 31. SeePrice’sobservationsonLeeinQuartandAuster,“NovelistandScreenwriter,”14.It isalsoworthnotingthat,notonlyisPrice’sassessmentofLeeascompassionatetowardallhis characters consistent with Ebert’s observation about Do the Right Thing, but also that even Sal relectsaglimmerofthispossibilitymorefullyelaboratedthroughRocco.AttheendofDothe RightThing,SalindsawayofreconcilingwithMookiebyswitchingtheirheateddiscussionto theneutraltopicoftheweather,somethingaboutwhichtheycanbothagree—namely,thatitwill beanotherhotday.Inthiswaytheearlierilmintroducesthequestionofhowwe“aregoingto livetogether,”whichLeeunderscoresthroughMisterSeñorLoveDaddy’sexplicitstatementofit amomentlater,duringtheilm’sinalshot.Presumably,bymeansofSal’sswitchingofdiscussion topicLeemeanstoindicatethatonewaytomovetowardreconciliationistodetermineagreeduponcommonalities.
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viewers— could greatly beneit, were they to grasp what he is up to in this ilm. Perhaps for many nonwhite viewers, this insight will be signiicantly lesssurprising,sincetheytypicallypossessgreaterawarenessofsuchmatters already.Still,theideathatindividualslikeRoccomightbe“cured”oftheirracismmaycomeasasurprisetosomenonwhiteviewers,too,evenifitmayalso beanoutlookwithwhichtheydisagree. Overall,IwouldarguethatRoccoisportrayedasalesssympatheticcharacterthanSalorHurricane,ashisictionalpersonalityispresentedasagood dealmoreopenlyracist.Yetthereisawayinwhichitdigsasdeeplyintoracial presumptionsastheseotherictionalcharacters.Leeagainusesmanywhite viewers’presumedracialallegiancetoRoccotopromptinsightintotheirown presumptionsaboutblacks.Namely,Rocco’spresumptionabouttheinherent criminalityofyoungblackmenlikeStrikeoperatesasasynecdocheformany audience members’ beliefs. By exploring how errant and disastrous such a beliefmaybeforRocco,Leeillustrateshowsuchbeliefstypicallypresumed bythosewithwhiteadvantagecanhampertheirperceptionsoffellowhuman beings— certainlyofcriminalslikeStrike,buteven“decentones”likeVictor. Ontheotherhand,Rocco’sdifferentcharacterologicalconigurationmeans that he turns out to be a new kind of sympathetic racist character. To use GeorgeWilson’susefulconcept,thereisadifferentsortof“epistemological twist”toone’sunderstandingresultingfromRocco’sabilitytoempathizewith Tyrone.UnlikeSalandHurricane,whoareinitiallysympatheticnarrativeigureswhoalsoturnouttoberacist,Roccoisinitiallyaracistwhoalsoturnsout tobepartlysympathetic,asheperseveresinseekingthetruthandultimately performsmorallygoodactsthatbeneitblacksinspiteofhisracism. Ourattitudetowardhimasaudiencemembersisthusdeeplycomplicated by theserevelations.On the onehand, heholds calciiedprejudicialbeliefs thatpreventhimfromrecognizingandacknowledgingthefullhumanityof manyfellowhumanbeings.Ontheother,insomelimitedcasesheremains capableofanalogizingfromhisownexperiencetotheirsandperformingmorallypraiseworthyactsontheirbehalf,whichprovidesoptimismthathemay beabletoovercomehisownmoralblindness—andthatrealpeoplelikehim mightbeabletodosoaswell. Takentogether,theseconlictingaspectsofRoccoprovideviewers,particularlywhiteviewers,withinsightintoaformofracismthatmaynothavepreviouslyoccurredtothem.Namely,Rocco’scharactershowsthatracismandsympathymaycomeinmorecombinationsthanmanyviewersmighthaveimagined. ThusacoherentunderstandingofRocco’scharactermayexpandmanyviewers’ senseofwhatracismisbyshowingthemanotherofitsmultiplicitousvarieties. Fullandproperrecognitionofhischaracter,intheformofcoherentlyintegratingthedifferenttraitsofhisictionalpersonality,32wouldinthismanneradd depthtowhatmanyviewersconceiveofasconstitutingracism. 32. Ontheimportanceofintegratingdifferentfeaturesofacharacter,seeSmith,Engaging Characters,116ff.
NihilismandKnowledgeinClockers
1
Again,thisperspectiveisonearguedforbyphilosopherssuchasKwami AnthonyAppiah,CharlesMills,andDavidTheoGoldberg,whocontendthat thesubtletyandvarietyofracism— orracisms—mustbeappreciatedifthe phenomenonistobeeradicated.33InthissensethenarrativeigureofRocco Kleinoffers,forwhiteviewersespecially,anoccasiontogainfurtherknowledge concerning the multifaceted phenomena that constitute racism in its dominantform—whatMillshasarguedshouldbecalled“whitesupremacy.” ToreturntotheissueofwhysomeviewerswouldtakeRoccotobeoneof themostsympatheticandcaringcharactersinspiteofhisexplicitracism,we shouldnotethatmanywhiteviewersinitiallyidentifywithhisbeliefs,includingthoseconcerningrace,justice,andsympathy.Insofarastheirallegiance tohimispartlyracial,itcausestheseviewerstomisssomeofthesubtleties ofhowRoccoismisguidedbypresumptionsofwhiteadvantageasthenarrativeconstructshim.Atthesametime,Rocco’squestduringthenarrative callstomindtheneedfortruthandjustice,whichviewerswouldalsotypically endorse.Inaddition,throughhiseffortsofhelpVictorhetriestobesympathetictowardsomeAfricanAmericans,evenifthatsympathyisdistortedby hisracialprejudices. Because Rocco possesses some attractive or admirable qualities, viewers mayoverlookthislastfaultinintegratinghischaracterandseehimasmore fairandequal-mindedthanthenarrativeactuallydepictshimasbeing.Asthe lawedmoralcenteroftheilm,manyviewersmaytendtomovehimcloserto theidealcenterthanheactuallyis,partlybecausedoingsoitsbetterwiththeir existing automatized belief schemata, including its racialized dimensions. Again, rather than answer a call to relect on their background beliefs, as I thinkLeeintends,theyinsteadglossoverthatcallandignoredetailsofthenarrativethatdonotittheirinitialbeliefconiguration,suchasthedepthofRocco’sinabilitytoacknowledgefullythehumanityofallAfricanAmericans.The problem,then,ofseeingRoccoasthemostcaringandsympatheticcharacter intheilmbecomesoneoffailingtograspfullytheAfrican-Americanpoint ofviewfromwhichitisdepicted—fromwhichallhumanbeingsdeservefull equalityandidenticalhumanrights.Instead,viewersleaveasideRocco’smore egregiousracializedlawsandconstructhimasmorefair-mindedandsympatheticthanheactuallyis.Aswithmanywhiteviewers’lawedintegrationof Sal’scharacteristicsinDotheRightThing,theymakeRoccomoreofamoral character than narrative details can support because of their implicitly held backgroundbeliefsconcerningthepresumedgreatermoralprobityofwhites. Rocco’snarrativecomplexityandtheilm’spreoccupationwiththeperniciouseffectsoftypicalpresuppositionsheldbymanywhitesnonethelessshow, Iwouldargue,thatitaimstopromptinviewersthedesiretotakeonthetask ofcarefullyreexaminingsomeoftheirownpresuppositionstotheextentthat 33. Kwami Anthony Appiah, “Racisms,” in Anatomy of Racism, ed. David Theo Goldberg (Minneapolis: University of Minnesota Press, 1990), 3–17; Mills, Racial Contract, esp.72 –73; Goldberg,RacistCulture,esp.117– 47.
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theybearsimilaritytoRocco’s.Inthissense,Clockersisasphilosophicalailm asDotheRightThing,foriturgesitsaudiencememberstothinkdeeplyand comprehensively about justice, race, and the problems that criminality and lawbreakingrepresentincommunitiesliketheprojectsictionallyportrayed here.BecauseClockersrefusestoprovideeasyanswerstotheseprofoundlydificultissues,itsteersitsaudiencemembersinthedirectionoffacingthatthey willhavetorelecthardandlongonthenaturesandrelationsoftheseproblemsbeforetheycanbegintoformulateanythingresemblinganadequateand justsolutiontotheclusterofdilemmasrepresentedbytheilm.ThispromptingtorelectmaybewhymanyviewershaveexpresseddistasteforClockers. Perhaps even more starkly than Do the Right Thing, it confronts them with speciicdificultiesregardingracethatareprofoundlycomplexandtrickyto resolve,andthatmanyviewerswouldprobablyrathernotthinkabout,much lessthinkthrough. Ontheotherhand,itisalsoimportanttonotethatClockersdoesnotleave its viewers exhausted and without hope, but rather explicitly offers up possibleavenuesforresolution.BecausemuchofClockersissodespairingand unrelenting,Leefelttheneedtoofferaudiencememberssomegroundsfor optimismatitsconclusion.34Hedoesthispartlythroughtheconstructionof Rocco’scharacter,butalsothroughthesymbolismoftrains,whichasDiawara, Massood,andothershavepointedoutrepresentfreedomforAfricanAmericansstuckintheurbanmiseryofNewYorkCityghettos.35Inabreathtaking inale that perhaps aims to address black audience members more directly thanwhite,StrikeescapesRodney’svendettaagainsthimandtheburdensof hispastlifebytakingtheSantaFeLimitedtoanuncertainbutclearlybrighter future than he would have had in New York. Trading his Lionel trains and the“toyfreedom”ofdrugdealingforthegenuinearticle,weseehiminthe lastsceneridingarealtrainfortheirsttimeinhislifeandlookingoutatthe Southwesternlandscapeofpossibility,aplacewherewhitesforthelastcenturyandmorehavefoundredemptionandrenewalthroughtheiconography ofWesterns—sowhynotblackstoo?36 34. SeePriceontheendingofClockersinQuartandAuster,“NovelistandScreenwriter,”17. Spicer,FilmNoir,170,alsonotesblacknoir’scapacitytoexpress“hopesofredemptionandreconciliationthat‘white’noirconspicuouslylacks.” 35. Diawara,“NoirbyNoirs,”268 – 69;Massood,BlackCityCinema,199 –204. 36. Tobefair,theplaceofblacksintheAmericanWesthasbeennotedbymany,eventhrough ilm;see,e.g.,HarlemRidestheRange(RichardC.Kahn,1939),theirstofseveralHerbertJefferiesWesterns,andmorerecentlyPosse(MarioVanPeebles,1993).Mypoint,however,isthatexcept for occasional appearances by Woody Strode, Sidney Poitier, and very few others, mainstream AmericancinemahasconstructedtheWesternasaspaceforwhitepossibilities.Perhapsnotsurprisingly,thispracticeoficonicexclusionrelectspastbeliefsinmanifestdestiny,whitesupremacy,andtheirlegacies.ButastheworkofQuintardTaylorandothersindicate,thereweremany signiicantrolesblacksperformedinthemakingofthehistoricalWest,suchascowboying,for asTaylorshows,asigniicantportionofallcowboyswereblack.SeeQuintardTaylor,InSearchof theRacialFrontier:AfricanAmericansintheAmericanWest,1528 –1990(NewYork:W.W.Norton, 1998),esp.156 – 63.
NihilismandKnowledgeinClockers
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Strike also becomes “Ronnie” again, inally accepting his given name ratherthanhisstreetnamewhenitisusedtorefertohim,therebysymbolically shedding his drug-dealing past—which is another noir touch on Lee’s part.Theonceandfuturenamerepresentsthischaracter’snewidentityasan ex-clocker.Heisadifferentandmorallyreformedindividual,asithasbecome clear during the ilm’s inal half-hour that Strike wants no more to do with hustling.Thisutilizationofdifferentnamesissimilartothewayinwhichthe morallygoodandbadsidesofthemaincharacterplayedbyRobertMitchum inOutofthePastwererepresentedbydifferentnames—“JeffBailey”and“Jeff Markham”—andamountstoacommonnoirstrategytosignifydifferencesin acharacter’sidentity.37IntercutwiththissequencewealsoindoutthatVictor isfreedfromjailandrejoinshisfamilyinascenethatoffershopethathe,like hisbrother,maysimilarlyindredemptionandrenewal. However,thereisadeeperpurposetothisinaladmissionofhopethanto simplymakepeoplefeelgood,forLee’suseofnoirdeterminismisalsothereby transposed, which invests the idea of noir itself with a new set of possibilitiesregardingaudienceresponse.Lifeintheprojectsmayproducethekindof hopelessnessandnihilismthatleadstodrugabuseortraficking,astheilm’s openingsequencedepicts,butLeewishestostressthatitisnotinescapable. Strike’slighttoNewMexico,Victor’sreleasefromjail,evenTyrone’sadoption ofStrike’smodeltrainsetintheilm’sinalmomentsallrepresenttheinspirationthatcouldpotentiallytakepeopleoutoftheprojectsandontobetterthings. Thebleakdeterminismofinner-citylifeisoneimposedonAfricanAmericans bywhiteadvantageandenforcedbyinstitutionalforces,suchasthepolice.It includesfeatureslikeRocco’scognitiveincomprehensionofmanyoftheevents andpeoplethere,aswellaspresumptionsofcriminalityforitsinhabitantson thepartofvariousinstitutionssupportingwhitepower.Yetacrucialdimensionofescapingit,Leehopestomakeclear,mustcomefromwithinthrough recognizingtheseinstitutionsforwhattheyareandconsciouslychangingone’s lifeinlightofthatknowledge—thatis,bybeingscientiic,astheilmatone pointsuggests.Throughitsinalsequences,theilmdirectsitsaudiencesto contemplatejustsuchchangesintherealmofthemoral. Inaturntowardstressingpersonalresponsibilityandautonomy,Lee’silm impliesthatpartofthetaskofgettingoutfromundertheseraciallyimposed circumstanceslieswithinthecapacityofAfricanAmericanstogenerateand implement for themselves. Lee clearly respects Victor’s choice to honestly workhiswayoutoftheprojects,forexample,andindshonorablethehousing projectpolicemanAndre’sattemptstokeepchildrenoffthestreets.Leealso refusestoletStrikeoffthehookforhishandinfacilitatingTyrone’sshooting 37. Note,forexample,themanydifferentnamesforthecharacterplayedbyLizabethScottin DeadReckoning,aswellasthoseforClaireTrevor’sinMurder,MySweetandJamesStewart’sand KimNovak’sinVertigo.OliverandTrigofocusonsomeofthewaysinwhichidentityformation andstabilitylayattheheartofilmnoir.AlthoughIindtheirpsychoanalyticapproachoverlynarrow,theydoconcentrateonacriticallyimportantissue;seeNoirAnxiety,esp.xiv–xxxv.
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ofErrolBarnes.Thissenseofresponsibilityforone’sactionsaswellasone’s community arewhytheattimes intrusiveshotsofbillboardscommanding “NoMorePacking”lashby:Leeaimstoimpressonthoselivingintheprojects thattheysimplycannotaffordtopassivelywaitforwhiteAmericatomakethe sortofchangesthatwillimproveghettocircumstancesandfreeitsinhabitants ofthemiseryintheirlives.Rather,theyneedtotakeatleastpartialresponsibility for themselves by consciously recognizing the forces shaping their existenceandmakingchoicestoalterthem.Criesofracismgoonlysofar,as Leehassometimesnoted;38afterthat,peopletrappedintheprojectsneedto worktounderstandandcounteracttheseproblemsthemselvesbecausewhite societyasawholeisunlikelytochangedrasticallyinthenearfutureandgive upitspowermerelyforthesakeoffairness.Suchachangemustbelargely motivated by and come from within spaces of the black community, as did civilrights;anditwillcome,accordingtothelogicoftheilm,onlywhenthose intheprojects—inparticular,youngteenagemen—begintounderstandand takesomeresponsibilityfortheirownlivesthroughmakingdificultchoices suchaschoosingmorelegitimateroutesoutoftheghetto,walkingawayfrom challengestotheirmanhood,andeschewingviolenceratherthanresponding toitinkindorseekingitout. Theintercutsof“NoMorePacking”billboards,then,signifyacrucialstep tobetakeninordertoeliminatetheseproblemsandallowyoungteenstotake controloftheirlives—andperhapshaveagreaterresonanceformanywhite viewerspost-Columbinethantheydidwhentheilmwasoriginallyreleased in1995.Youngblackmalerageisnotsodistant,afterall,fromitswhitecounterpart,andwilllikelyrequiresimilarstepstoresolve.Clearly,thisoptionisan arduouspathtosetbeforesuchinexperiencedyouth,whetherblackorwhite, inlieuofothersystemsofsupport,butitisanecessaryoneaccordingtothe ilmthatmustbetakentocounteractsuchdesperatecircumstances,regardlessofwhateverelseisdone.Inparticular,youngAfricanAmericanswillneed to invent their own ways out from under white supremacism, in much the samewaythathistoricallyblacksoftenfounditnecessarytoinventtheirown waysoutfromslaveryandJimCrow.Ofcourse,italsoimpliesaresponsibility forthosewhocareforandteachtheseyouthstoexploitsuchoptionstothe greatestextentpossible.Preciselyhowthatmightbedoneisnotmadeclear, butthatuncertaintymerelyunderscoresthisobligation’surgencyandtheneed torelectonwaysoffulillingit,whichtheilmdirectsusasviewerstodo. AsI will explain more fully in the next chapter, like a good deal of rap and hip-hop, many black noirs previous to Clockers used references to lawbreakingandcriminalitytoexpressthedesiretoescapefromthepressuresof whitepowerandtocreateindependentspheresinwhichAfricanAmericans could explore new identities and ways of being.39 Clockers, however, pushes 38. Forexample,LeemadesuchcommentsduringaCNNinterviewinApril1996;inaddition,PricealludestosimilarcommentsinQuartandAuster,“NovelistandScreenwriter,”16. 39. SeealsoDiawara,“NoirbyNoirs,”273.
NihilismandKnowledgeinClockers
1
thetransformationoftheseconventionsevenfurther,asSpikeLeeturnsilm noironitsheadbyshowingawayoutofcriminalityandlawbreakingrather than merely a way in. By foregrounding the imposed and racialized nature ofthetypicalhousingproject,aswellasexplicitlypresentingpossibilitiesfor escape,Leeshowshowactualprojectinhabitantsmaycometoseethepossibilityofcreatingtheirownlivesindependentlyofthatwhichwhitepowerhasso oftenimposedonthem—namely,criminalityandlawbreaking—anddevise new, more liberating forms of African-American existence apart from such determinants. Liberation, to use Lewis Gordon’s explanation of Fanon’s view, often dependsonpeoplegraspingtheextraordinarycircumstancesthathavebeen imposedonthemandseekingwaystotransformperceptionsofthosecircumstancesintoamoreappropriateform.Whataretypicallytakentobethe“ordinary” conditions of African-American existence from a white point of view mustthereforebegiventheirpropercharacterizationsasformsofinjustice,as impositionsthatarecognitivelyabnormalandblatantlymisanthropic,before further progress can be made. In addition, this transformation must occur fromthebottomupifitistobefullysuccessful.CloselyfollowingFanonhere, Gordonarguesthatonlythroughtheworkofthoseexperiencingtheoppressionthemselves—workthattrulyaltersgeneralsocietalviewsofthesemiserable“everyday”conditionsfrombeingseenasnothingoutoftheordinaryto theirproperperceptionasextraordinaryinjustices—maysuchconditionsbe successfullyandpermanentlychanged.Withoutwhole-scaletransformations rooted in the very conditions to be altered, the changes will not stick.40 By graspingthisaspectoftheilm’snarrative(namely,itsimplicationsforreal life),viewersmayseehowtheinnovativewaysinwhichLeeusesilmnoirconventionstopointthewaytofreedomandliberation,notmereconinement, marginalization, and the sort of nihilistic fatalism that too often results in drugaddictionortraficking. AestheticResponse,Race,andBlackNoir Takentogether,theilmsanalyzedhereandinthepreviouschapterillustrate aremarkableadvanceinilmnoir.Bydevelopingstrategiesthatexploitnoir’s capacitytofavorablypresentmorallygood-badcharactersaswellasborrowing fromtherepertoireofpresentingattractive-badcharacters,ilmslikeOneFalse Move and Clockers prompt viewers to think about their racial presumptions andallegiancesregardingcinematicviewershipandtorelectsystematically on their own identities, insofar as they involve unquestioned presumptions ofjustice,race,knowledge,andmorality.Theseilms’self-consciouspresentationofsympatheticracistcharacters,forexample,amounttoexplorations ofdifferentversionsofwhiteracismandindicatewaystoreviseandprevent
40. Gordon,FanonandtheCrisisofEuropeanMan,62 – 63.
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them.Empatheticblackcharacters,ontheotherhand,offertheopportunity to identify with narrative igures who might otherwise remain foreign to viewers—whiteviewersinparticular. In addition, by juxtaposing and contrasting these narrative types, ilmmakerslikeLeeandFranklinprovideimplicitcomparisonsthataimtobeneit blackcharactersintheeyesofmanyaudiencemembers.Thistechniqueisnot unlikethatdiscussedbyCarrollandSmithregardingthemoralgraduationof charactersinilmssuchasTheWagesofFear(Henri-GeorgesClouzot,1953). ThisFrenchilmdepictsmorallowlifeswithwhommostofuswouldnever associateinreallife.Butinternally,itpresentsamoralsystemwithinwhich somecharactersarelessimmoralthanothers,whichinluencesustosidesympatheticallywiththeleastobjectionableones.41Inthesamespirit,contrasting certain kinds of black characters with sympathetic racists creates a scale of moral gradation that affects greater audience sympathy for the former. Lila andStrike,forexample,whobytheendoftheirrespectivenarrativesareat leastinsomerespectsamongthebettercharactersfromamoralpointofview, ultimatelydrawaudiencememberstosidewiththemmorestronglythanwith characterswhoexistevenfurtherdowntheethicalladder,sotospeak,suchas HurricaneandRocco.InwaysmuchlikethenarrativeiguresdepictedinThe WagesofFear,thesecharactersseempreferablebycomparisontothelesssavory racistcharacterswhosurroundthem,therebyincliningviewersbytheconclusionsoftheirstoriestosidemorereadilywiththeseblacknarrativeigures. Thesuccessofthistechniqueispremisedontheideathatracismisnow moremorallyobjectionablethan,say,ninetyyearsago,whenitwasstillacceptableforwhitestobeKuKluxKlanmembers,participateinlynchmobs,and openlyexpressantiblackracistbeliefs.Mostpeople’sstandardbeliefschemata differgreatlyfromwhatthosestructureswerethen,whenilmslikeTheBirth ofaNation(D.W.Grifith,1915)couldattractmillionsofcheeringwhiteviewers.FilmmakerslikeLeeandFranklinhaverealizedthischangeandutilizedit totheiradvantagebypresentingblackcharacterswithwhomwhitesandothersmightnotnormallyidentify,inordertoencouragethemtoseesomeofthe waysinwhich,whilewehavemadegreatstridesinreducingthedegreeofracistbeliefandpracticeinAmerica,westillhavesomedistancetogobeforewe achieveaso-called“endofracism.”42Inthesewayssuchilmschallengetheir audiences,especiallytheirwhiteaudiences,toconfront,grasp,andovercomea varietyofpresumedbeliefsthatotherwiseimpairtheirunderstandingofrace. Inthissenseblackilmmakersandtheircollaboratorshaveturnedilmnoir tophilosophicalpurposes.Theyhaveemployedconventionsofthiscinematic artformtourgetheirviewerstothinkrelectivelyonnotonlythenarratives 41. See Smith, Engaging Characters, 207–16, and Carroll, “Toward a Theory of Film Suspense,”104–5,fordiscussionoftheClouzotilmandthisnarrativestrategyingeneral. 42. See,forexample,DineshD’Souza,TheEndofRacism:PrinciplesforaMultiracialSociety (NewYork:FreePress,1995).ForaspiritedcritiqueofD’Souza’sbook,seeDavidTheoGoldberg, RacialSubjects:WritingsonRaceinAmerica(NewYork:Routledge,1997),175–226.
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themselves,butalsoviewers’sensesofthemselvesandothers,therebyachievingcrucialhallmarksofwhatitistobephilosophical.AsinLee’ssuccessin shapingDotheRightThingbymeansofnoirishcharacterizationsandother techniques,OneFalseMoveandClockersdepictforusthecomplicated,messy entanglement with our day-to-day thinking and acting that we must face, acknowledge,andunderstandbeforewemayachievefurtherprogressinour battletoeliminateracistphenomenafromourlives. By self-consciously altering matters of allegiance and alignment to the advantageofblackpointsofview,theseilmmakershavedevisednewwaysto uncovertheunexaminedbeliefsandpracticesthatconstituteracistinstitutions inAmerica.Theseinstitutionsnotonlydamageandhandicapblacks,butalso those who in other ways beneit from them. The ilms portray unconscious whitepowerandadvantageastruncatingthemoralandsocialworldofwhites andasconstitutingaformofimpairedconsciousnessthatpreventsthemfrom appreciatingorlivingfullerhumanlives,condemningthemtofallshortofany idealthatmightincludeaconvincingconceptionofhumanlourishing.Asin Do the Right Thing, such self-conscious depictions of white characters as in ClockersandOneFalseMoveencouragesaudiencememberstorelectcritically onwhatitmeanstobewhiteandtheconsequencesthatideahasforactual human beings. By contrast, black characters mobilize increased audience empathy and understanding, responses that analogously encourage viewers torelectondominantbeliefsaboutwhatitmeanstobeblackinAmericaand theimplicationsthosebeliefsmayhaveforallegianceswithAfrican-American characters,aswellasforactualAfrican-Americanhumanbeings. Interestingly, these ilms also leave open possibilities for reconciliation, suchasimpliedbutnotreallyexploredattheendofDotheRightThing.Strategies for how we are going to live together are at least broached in broad outline,makingtheseilmslogicalprogressionsfromtheir1989precursor, withitsclosingstatementsofatleastprimafaciecontradictorymoralideals fromMartinLutherKingJr.andMalcolmX.TheendingsofbothOneFalse MoveandClockersexplicitlypresentmorespeciicpossibilitiesforblacksand whitestoaccuratelyunderstandtheintricaciesofraceandthusworktogether cooperatively on what Nelson Mandela has called “undoing the continuing effects of the past.”43 By making racism not only accessibly imaginable but understandable, these ilms enable us to more comprehensively acknowledgeitshorriicnatureandeffects,aswellasopenthepossibilityforinding waystomovebeyonditthroughdevisingstrategiesforcommonprojectsthat confrontit.44Ifthoseprojectsaretoincludeachievinggreaterjusticeandliberation for all—as they should—then some mechanisms of reconciliation, 43. NelsonMandela,CommissioningthePast(2002),quotedinAdamMorton,OnEvil(London:Routledge,2004),127. 44. For more on the concept of reconciliation and its possibilities, see Morton, On Evil, esp.104–19, 124–35, and Claudia Card, The Atrocity Paradigm (New York: Oxford University Press,2002),esp.177– 80.
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social adjustment, and recompense would be required. These mechanisms mightcreatesubstantialsocialupheavalorrequireconsiderableexpense,but asrecentphilosophersofracesuchasBernardBoxill,HowardMcGary,and RodneyC.Robertshaveargued,thesereasonsbythemselveshaveneverbeen adequateobjectionsnottoworkforajustresult.45Yetbeforewecanembark on such a project, we need a more concrete and detailed understanding of racismasitis,andimaginativeworkssuchasthoseanalyzedinthepreceding chapterscouldplayanotinsigniicantroleinachievingthatunderstanding.
45. BernardR. Boxill, “The Morality of Reparations,” Social Theory and Practice 2 (1972): 113–22; Boxill, “The Morality of ReparationsII,” in Lott and Pittman, Companion to AfricanAmerican Philosophy, 134– 47; Howard McGary, “Justice and Reparations,” in Race and Social Justice (London: Blackwell, 1999), 93–109; RodneyC.Roberts, “Why Have the Injustices PerpetratedAgainstBlacksinAmericaNotBeenRectiied?”JournalofSocialPhilosophy32(2001): 357–73;Roberts,“JusticeandRectiication:ATaxonomyofJustice,”inInjusticeandReparations, ed.RodneyC.Roberts(NewYork:PeterLang,2002),7–28.
“guilty of blackness”
Inhip-hopculture. . .crimeasametaphorforresistanceisquiteinluential. . . .The pointoftherapartistembracingtheimageofcrimeistorecode[a]powerfulmainstream representation. —TommyL.Lott,“MaroonedinAmerica”
In1991,blackilmmakerandcriticJacquieJonespublished“TheNewGhetto Aesthetic,”anessaythatstarklyposeddivergentpossibilitiesforwhatwasthen the emerging cycle of black noir ilms.1 Noting explicitly that her concerns revolvedaround“thepoliticsofrepresentation,”Jonesarguedthatilmmakers whowerepartofthismovementfacedachoiceofcreatingworksthateither “integratedintotheexistingprotocolofmainstreamcinema”ortransformed itslanguageand“force[d]ittoacknowledgethepluralityofAmericanculture” (33).TakinghercuefromasimilardichotomyposedbyessayistLettProctor, Jonescontendedthatsuchilmscouldeither“inspirerelectionontheeruptingfuryininnercitiesormerelymagnifythegrimrealitiesoflifeforfartoo manyblackyouths”(37). Usingthesealternativestoestablishdistinctcategoriesofpoliticizedcinematicrepresentation,Jonesanalyzedseveralrecentreleases,aiminghermain criticismsatwhatwerethenthetwomostpopularblacknoirilms,thestudiobackedNewJackCity(MarioVanPeebles,1991)andBoyzNtheHood(John Singleton, 1991). Jones maintained that these ilms ultimately reinforced ratherthanchallengedracistbeliefsaboutyoungblackmen,portrayedblack womeninstereotypicalways,andofferedonlyanihilisticoutlookforthoselivinginurbanmisery.ContemptuouslydismissingNewJackCityas“littlemore thanablackfaceScarface”(35),shethenattackedBoyzNtheHoodforitseven more pronounced Hollywood conventionality. Ironically, this second ilm’s maininnovationregardingblackcinematictypeslayinthewayitepitomized acertainsimple-mindedmisogynythatthenplaguedmuchofthenewblack ilmwave.AsJonesnoted,“Blackwomenareallowedtooccupytwonarrow categoriesinthiscinema:thatofthebitchandthatoftheho”(39). Incontrast,JonesarguedthatindependentlyinancedilmssuchasStraight Out of Brooklyn (Matty Rich, 1991) and Chameleon Street (Wendell Harris, 1989)embracedtheotherpossibilitysheoutlined.Theirnarrativescompelled viewers to acknowledge the humanity of their characters and the plurality
1. Jones,“NewGhettoAesthetic,”32 – 43.
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of American existence, and inspired audience relection on why inner city circumstancesmightcauseinhabitantstoseethewithanger(37–38).Clearly hopingtoencourageilmsofthissecondsort,shenotedthatwhileNewJack Citymayhaveformallyintroducedarapsensibilityintoilmby“cinematizing”itsaesthetic(34–35),whatshesawasrap’smostcrucialpoliticaldimensionremainedtobeproperlytranslatedintoilmnarrative.2Astheepigraph from Tommy Lott makes explicit, for Jones the exposure and recoding of imageryconcerningblackmalecriminalityconstitutedrapmusic’skeycriticalinnovation.Whatamountedtoperhapsthemostdisappointingaspectof NewJackCityandBoyzNtheHoodforJonesweretheirfailuretoliveuptothe promise of initial, seemingly politicized images depicting “problems ravagingtheBlackcommunity”andbecomingmerelystandardrompsthroughthe conventionsofmainstreamHollywoodcinema(34). Jones’sprimaryconcernwasclearlythepossibilitythatsuch“ghettocentric,”“homeboycinema”(36,33)wouldreinforceblackstereotypesratherthan challenge,recode,ortransformthem.Iagreethatherconcernregardingthis ilm form was and remains real, but would counter that some ilms aimed partlyatmainstream,generallywhiteaudiencespowerfullyactualizethealternativepossibilityshesketches.3Asanideologicallyambiguousaesthetic,4noir may certainly be employed to afirm stereotypic presumptions rather than transformthem.Someblacknoirilmscommitjustthissortofunquestioning afirmation,whileothersattempttochallengesuchpresumptionsbutnonethelessleavetheminplace.Insteadofquestioningorevenbringingracialized presumptionstothesurfacewheretheymightbecriticallyexamined,these ilmseitherultimatelytakeforgrantedcommonlyheldbeliefsaboutyoung black men, or their challenges to stereotypic thinking are too weak to alter typicalaudiencebeliefstructures. Ontheotherhand,certainblacknoirsavoidthistrapbymorethoroughly humanizing their African-American criminal characters and inviting their audiencestorelectonthecausesofcriminalityinthesenarrativeigures,as theanalysesofthepreviouschaptersshow.WithherdiscussionsofChameleon Street,StraightOutofBrooklyn,andotherindependentlyinancedblackilms, Jonesacknowledgessuchapossibility,butshecastsdoubtonthispossibility’s effectiveness for more mainstream-oriented and inanced productions.5 By contrast,inthischapterIanalyzehowthatpossibilityhasbeenachievedeven inthemostunlikelyofilms,namelysomeofthe“mainstreamed”ghettocentriccinemashecriticizes.Throughconstructingcharactersusingtypicalnoir techniquesthatelicitsympatheticaswellasempatheticemotionalresponses frommanyaudiencemembers,some“newghettoaesthetic”ilmshumanize theircriminaliguresinwaysthatreachacrosstheracialdividesthatexistin
2. 3. 4. 5.
SeealsoWatkins,Representing,177ff. Formoreonthe“cross-over”aimsoftheseilms,seeibid.,177–95,esp.187– 89. Davis,CityofQuartz,41. See,forexample,Jones,“NewGhettoAesthetic,”33–34,38,43.
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America.Ratherthanreafirmorpresumestereotypes,theseilmschallenge andrecodethemtorevealafullerhumanityintheAfrican-Americanigures that propel their narratives. While these criminal igures perhaps remain unappealing to some, other viewers ind in them the sorts of aesthetic featuresthatencouragereconsiderationandreformulationoftheirtypicalways ofthinkingandactingtoincludeafullersenseofwhatitistobehuman,what itistoberaced,andwhatsortsofimplicationssuchconceptionshaveforjusticeandmorality. Inasense,theanalysesIofferherebuildonissuesraisedinpreviouschapters,fortheseinvestigationsnecessarilyinvolvedescriptionandexplanationof cinematicstrategiesthaturgemainstreamviewerstofavorablyallythemselves withmorallyambivalentcharactersandencouragerelectiononthealternativeperspectivesoffered.Atthesametime,theseanalysesalsorequireamore carefuldistinguishingbetweendifferentpossibleviewerresponsesthanIhave providedsofar.Acknowledgingthesedifferencesbecomescrucialbecausefor someviewersalmostanynarrativeportrayingblacksmightwellworktoconirm their stereotypic thinking, so deeply are their racial beliefs ingrained. EvenobviouslyliberatoryandupliftingworkslikeEyesonthePrizeorRoots mighthavesuchaneffectinspiteoftheirbroadaccessibilityandclearaimof humanizingAfricanAmericans.Itmustfurtherbeadmittedthatmanyblack noir ilms are politically compromised objects.6 As Tommy Lott has noted, worksthatseektoportrayblacksinwaysthatwouldbereadilyaccessibleto mainstreamaudiencestradeinacertainlevelofconventionalityinordertobe easilyunderstood.7Totheextentthattheytreatraceconventionally,theyrun theriskoffallingintoracialstereotyping. Yetinaddition,theilmsIanalyzehereaddsomethingnewtotheargumentofferedthusfarinthebook,insofarastheywereamongtheirstrelatively mainstream works to focus mainly on African-American characters whowereopenlycriminal—“gangstas,”incommonparlance.Assuch,they broke new aesthetic ground regarding how to popularly present audiences withsympatheticAfrican-Americanmaleprotagonistswhoatthesametime livedoutsidethelaw.Thustheseilmsconfrontedthechallengeofhowone overcomes the dificulties posed by presenting characters who it all-too- commonstereotypesaboutsuchindividualsinreallife.ThepointIwishto makeinthischapter,then,isthatsomebroadlyaimedblacknoirilmssuccessfullyovercameproblemsofconventionalityaboutrace,andtotheextentthat audiencemembersareopentothinkingunconventionallyaboutblacks—that is,totheextentthattheyarewillingtorevisetheirbeliefschematatograntfull 6. SeeWatkins,Representing.Ofcourse,asexplainedintheintroduction,theconceptsof “independent” and “Hollywood” inancing used by Jones ultimately break down; see Diawara, “BlackAmericanCinema,”andLott,“HollywoodandIndependentBlackCinema,”esp.219 –25. Particularlysincethemid-1980s,thereexistsnoclear-cutwaytodistinguishbetweenHollywood andblackindependentilm. 7. Lott,“AestheticsandPolitics,”288 –95.
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humanitytoblackhumanbeings—theseilmsmayhaveapositiveeffecton viewers’racializedthinking.Suchanoutcome,ofcourse,dependsonreceptivenesstotheverypossibilityofsuchachangeinone’sfundamentalbelief structure,whichmayitselfdependondiversesortsofpresumptionsandtheir statusatthetimeofviewingthenarrative.Anuancedinterestandenthusiasmforcertainkindsofpoliticallyawarehip-hoporairmbeliefinfulland universalhumanequality,forexample,maywellhelptofacilitatethisprocess of reexamining one’s implicit beliefs about race. Black noir narratives such astheonesIanalyzeherecanhelptospurthatchangebydeepeningone’s understandingandenlamingone’ssenseofrighteousindignationoverracial injustice. IshouldacknowledgehereonceagainthatJonesandothercriticsarecorrecttomentionthatmarketforceswereatworkintheearly1990stomake possibletherealgrowthofthisblacknoirilmcycle.8Thepossibilitythatthese ilmscouldbemadeatallwasgreatlyfacilitatedbyadownturninticketsales and the need for Hollywood inanciers to make some quick money, which theydidinitiallyfromblackaudienceswhofoundtheseilmsenjoyable.Yet ilmproducersquicklyrealizedthattheseilmshadasigniicantappealtoa secondaryaudienceofwhites,whichiswherethebigmoneywasseentobe.9 My interest here, however, is in how this latter possibility was aesthetically employed,oncethemarketopeningblossomed.Byexploitingthepossibility for“crossover”providedbyHollywoodinancialneed,manyblackilmmakers realized effective ways to subtly present racial inequities and their genesis in typically presumed beliefs about African Americans—in particular, about young black men—through ilm noir techniques. In doing so, these ilmmakers found ways to urge viewers to reconsider their conceptions of humanity,justice,andmorality,principallyastheseideaspertaintoracein America.“Thenewghettoaesthetic,”then,notonlypresentedpossibilitiesfor reafirmingcinematicracialstereotypesformainstreamaudiences,butalso fortrenchantlychallengingandcritiquingthem. Inthediscussionthatfollows,Ifurtherdevelopthethemeofsympathetic andempatheticunderstandingsfornarrativecharactersbyanalyzingseveral earlyblacknoirilmsthataimedtochallengeandrecodethestandardimage ofyoungblacklawbreakers.Byencouragingmorecompassionateresponses and comprehension for characters that viewers might otherwise dismiss as apprentice criminals, gang members, or other underworld igures, these African-American noir ilms encourage substantive relection on questions focusingaroundhumanity,justice,andrace.Theydelineatedandcontextualized the alleged predisposition to criminality of young black men and how 8. Jones,“NewGhettoAesthetic,”33;Watkins,Representing,esp.187–95;Guerrero,FramingBlackness,164– 65;Rhines,BlackFilm/WhiteMoney,4,12 –13,57–78. 9. Watkins,Representing,187– 89;Guerrero,FramingBlackness,164;KarenGrigsbyBates, “’They’veGottaHaveUs’:Hollywood’sBlackDirectors,”NewYorkTimesMagazine,July14,1991, 15–19,38,40,44,esp.18.
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thispresumptionfrequentlyimposestheexpectation,bothinthemselvesand others, that such individuals will live degraded forms of human existence. As these ilms also seek to make clear, such a presumption becomes dificulttoescape,giventhemeagerandrestrictedalternativestypicallyatthese youths’disposal,therebyexposingaformofinjusticeinherentinthiswayof thinking. Asinthepreviouschapter,theperspectivefoundintheseilmscompares favorably with the work of Tommy Lott, Howard McGary, Michele MoodyAdams,andothers.10Byexaminingthesocialdimensionsofbeliefsconcerningblackcriminality,thesephilosophersarguethatnegativebeliefsimposed onblackyouthscreateconditionsthatinmostcasesrequiresuperhumanacts ofpatience,fortitude,andwilltoescape.11Manyearlyblacknoirilmssimilarlyseektocounteractracializedbeliefsaboutblacklaziness,immorality,or ineptitudebymorefullyhumanizingtheiryoungblackmalecharactersand, likesomeformsofrap,explicitlydepictingtheharshandunforgivingconditionsunderwhichtheylive.Ithusanalyzehowtheseearlyblacknoirilms provide the opportunity to examine conceptions of humanity and race that haveimpairedrealaswellasnarrativepossibilitiesforyoungAfricanAmericanmales,andhowtheirmakersusednoirstrategiesandtechniquestomake theseproblemsstriking,accessible,andcompellingtoviewers,aswellasconducivetophilosophicalrelection. I begin with analyses of New Jack City and Boyz N the Hood that partly contestJones’sargumentregardingtheseilms,asIbelieveitworthwhileto presentindetailwhytheyholdoutsomegreaterinitialhopeforchallenging andrecodingracialstereotypesthanheressayallows,evenifIagreethatthey ultimatelyfail.Themannerinwhichthese“ghettocentricnoirs”fallshortof theirinitialpromiseofferusinsightintothedirectionsomelater,moresuccessfulblacknoirstake.12 FlawedNoirNarratives:NewJackCityandBoyzNtheHood UsingthedistinctiveintonationsofthegangstarapperIceT,NewJackCity’s openingvoiceoverproclaims,“Youarenowabouttowitnessthestrengthof streetknowledge.”Inthisway,theilmclaimstobean“authentic”account ofwhatitislikeforyoungblackmenintheracializedinnercity.Subsequent music,imagery,andnewscommentaryplayedovertheinitialmontagereinforcethisimpressionbyprovidingaudienceswithacatalogueofthedificulties aflicting black urban communities, from unemployment and drugs to 10. Lott,“MaroonedinAmerica”;HowardMcGary,“TheBlackUnderclassandtheQuestion ofValues,”inLawson,UnderclassQuestion,57–70;Moody-Adams,“SocialConstructionofSelfRespect,”251– 66;Armour,NegrophobiaandReasonableRacism. 11. See,forexample,McGary,“BlackUnderclass,”esp.63– 66. 12. Itaketheterm“ghettocentricnoir”fromMarkAnthonyNeal,SoulBabies:BlackPopular CultureandthePost-SoulAesthetic(NewYork:Routledge,2002),188.
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violence, crime, poverty, entrenched economic inequality, gangs, debt, alcoholism,andhomelessness.Thustheilmseekstofosterinviewerstheexpectation,asJonesperceptivelynoted,thatitwillconfrontproblemsfrequently challengingAfricanAmericans,particularlythoselivinginurbandistress,by examining“howtheserealitiesbreathelifeintoasophisticated,entrepreneurialdrugculture”(34). The narrative, however, takes a rather different turn, as it progressively restrictsitsfocustomisguidedblackdesiresforupwardeconomicmobility, 1980s style. By self-consciously comparing the drug culture of crack to the Prohibition-eradrugcultureofalcohol,theilmaccomplishessomeofwhat Jones would have hoped by presenting its criminals as practicing a brutal, violent,andunbridledformofcapitalismaimedatachievinggreaterpersonal freedom,whichtheilmdepictsasdirectlyanalogoustotheeffortsemployed byindividualsfromearlieroppressed,racializedgroups.NewJackCity’sgangstercharacterstoasttheirsuccessbyexclaiming,“Thisisthefruitofourhard work,thebeliefintheentrepreneurialspirit,thenewAmericanDream!”and repeatedlymeasurethemselvesagainstanotherethnicizedcinematicgangster whoviciouslyclawedhiswaytothetop,TonyMontana(AlPacino),theCubanAmericanprotagonistofBrianDePalma’sScarface(1983).Atanotherpoint theleadgangster,NinoBrown(WesleySnipes),compareshimselftoGeorge RaftandJamesCagney,actorswell-knownfortheirportrayalsofethnicized Prohibition-eragangsters.Liketheircinematicoutlawpredecessors,nothing seemstoblocktheirquestforinstantwealthoreffortstoescapethemiseryof theghetto.Bydepictinghowsuchcriminalsruthlesslyclimboverthebacks oftheirfellowhumanbeingsinordertoachievepersonaleconomicsuccess andwhattheyperceiveasindividualfreedom,theilmseekstomakesalient toviewersthelogicalextremesofunregulated,“freemarket”capitalismand rampantindividualism. InthiswayNewJackCityexempliiesthedrawbacksofuncheckedpersonal economicadvanceandthehavocitcanwreakonblackswhenembodiedby someofitsownmembers,namely,thosewhohavebeendeludedandmade selishbybrutalcircumstance.Throughitscriminalcharacterstheilmexempliiesakindoffalseconsciousness,anepistemologyofignorance,whichbeset manyblacksaswellaswhiteswhooperateunderthestricturesofracialized presumptioninAmerica.13Soindoctrinatedarethesecharactersbycultural messageswithwhichtheyhavebeenbombardedduringthelateReaganera, suchasthatself-worthandfreedomshouldbemeasuredbymaterialwealth or that poverty is a sign of laziness, incompetence, or some other intrinsic inadequacy,theyleapatanyopportunitytoescapethedenigratingconditions inwhichtheyindthemselvesandprovetheircharactersworthyofesteem, respect,andaperverseformofeconomicequality.Inwayssimilartomanyof itsgangsterilmprecursors,NewJackCitypresentsthedrugeconomyofcrack asasortofuniquebusinessopportunityofwhichsomemembersoftheblack
13. Mills,RacialContract,esp.81– 88.
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community avail themselves in their attempts to escape stereotypical condemnationsoftheirracializedmoralcharactersandthelackoffreedomthese rebukesentail.Bytakingadvantageofaspecial,one-timeeconomicprospect, thecriminalnarrativeiguresinNewJackCityseektoshowthemselvesworthyaccordingtothemeasurespresentedtothembymainstreamAmerican culture.14 Atthesametime,thenarrativeexplicitlydesignatesthecircumstancesin whichtheseindividualsindthemselvesasimposedfromwithout,asconsequencesofwhitepowerandadvantage.15Suchanimplicationmaybesomething to which many white audience members in particular may be blind, whichIwouldargueisonereasonwhytheilmopenswiththemontageand voiceover statements that it does. The initial sequence operates as a tip-off that what follows contains information that will be crucial to better understandingproblemsofpovertyandrace.AsNinocrasslypointoutduringhis trial,“Thereain’tnoUzismadeinHarlem. . . .Notoneofusinhereownsa poppyield. . . .Thisisbigbusiness.ThisistheAmericanWay.”Byheighteningawarenessofsuchpoints,NewJackCityseekstobringtoitsaudiences’ attentiontheideathatmuchurbanmiseryresultsfromforcesfarbeyondthe African-Americancommunity’scontrolandmuchmoresquarelyinthehands of institutions as well as individuals who do not have the best interests of blacksuppermostintheirminds. WhiletheilmultimatelycondemnsNino’sbehavior,itisnotcompletely unsympathetictohimortheothercriminalsportrayed.Signiicantnarrative detailsaimtoprovidegroundsforacertainmeasuredpositiveregardforhim and his fellow gangsters. He tells us, for example, that he “was forced into thiswayoflife”byhavingtoselldrugsfromtheageoftwelvesimplyinorder tosurviveonthestreetsandrecountssomeofthehorrorsthroughwhichhe wasinductedintogangmembership.Healsoproclaimshimselfrepeatedlyto behis“brother’skeeper”tohisfellowgangmembersandshowsanaffecting remorsewhenheisunabletokeepthatpromise. Consistentwiththisaimofmakingitsantagonistsmoresympathetic,like many classic noirs the narrative also portrays the police as little better than thecriminalstheyoppose.16Someofthem,suchasLieutenantStone(Mario Van Peebles), seem equally vain and status-conscious, whereas others operateusingmethodslittlebetterthanthoseofthelawbreakerstheypursue.By highlightingissuesofconinement,criminalhumanity,andthesimilarities between representatives of good and evil, the narrative uses standard noir 14. JonathanMunbymakesasimilarpointabouttheprotagonistsinthecycleofearly1930s gangsterilmsinrelationtowhatwasthenthedominantwaspculture.SeePublicEnemies,Public Heroes,esp.19 – 65. 15. SeealsoDiawara,“NoirbyNoirs,”esp.262 – 63. 16. See,forexample,thediscussionsofBruteForce(JulesDassin,1947),Notorious(Alfred Hitchcock,1946),RogueCop(RoyRowland,1954),ShieldforMurder(EdmondO’BrienandHowardKoch,1954),andWheretheSidewalkEnds(OttoPreminger,1950)inSilverandWard,Film Noir:AnEncyclopedicReference,45– 46,214–15,245– 46,256,309 –10.
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techniques to convey its story and draw attention to larger issues that surroundproblemsofrace,class,anddrugsinAmerica. TheilmalsoexplicitlytakesonanAfrican-Americanpointofviewregardingthesemattersthroughutilizingsuchtechniques.Forexample,NewJack Cityfromtimetotimemakesexplicittheimposedcharacterofcircumstance andthepositionofwhitepowerrelativetothatimposition.Thereisalsoat leastsomehip-hopsensibilitythattheilmexpressescinematically,asJones noted, such as through its musical track and visual cultural references like actualrappersplayingnarrativeparts,havingthemweartypicalhip-hopclothingoraccessories,andbyshowingclipsofTonyMontanafromScarface,which representsacinematic“hip-hopclassic”amonggangstarappers.17 I would contend that these dimensions of the narrative fulill expectationsraisedbyitsopeningmontagerathermorecompletelythanJonesmight wishtoadmit,fortheilmmakersclearlyaimtobringouttheseaspectsofthe story.AsdirectorMarioVanPeeblesnotesregardingthecharacterNino,“We wantedtotellthestoryofacomplexvillain—someonewhoisevilbutwho has feelings, dimension, and a unique identity. We wanted audiences to be drawntohimbutnottoidentifywithhim.”18Furthermore,withcitationsof unemploymentstatisticsand“economicinequalityatitsworstlevelsincethe GreatDepression,”theopeningsequenceitselfunambiguouslyremindsusof themanydificultiesfacingtheseindividuals,whilealsopromisingtoimpart valuable,ground-levelwisdom(“streetknowledge”)regardingtheirchoicesof criminalityratherthansocialconformityasawayoflife. Thereareways,however,inwhichtheilmcarriesoffitsaimtoachieve thesegoalslesssuccessfully.Contrarytoitsopeningproclamation,theilm doesnotprovideadequate“streetknowledge”tomakeNino’scriminalitysympatheticorunderstandabletotheaudience.Lifeisnotsuficientlybreathed intohisreasonsforwhybig-timedrugdealingmightholdseriousallure,or whyhisharshghettoexistencemighthavecompelledhimtochoosethisform ofentrepreneurship.IntheterminologydevelopedbySmith,Ninobecomes neither a good-bad character nor an attractive-bad one, but remains merely anevilnarrativeigure,asstandardaudiencesympathyelicitedforhimisnot strongenoughtomovebeyondthatstatus.WhilemanyideasinNewJackCity holdpromiseoffavorablypresentingthesortofevilbutsympatheticcharacter VanPeeblesdescribes,theilmultimatelyfailstodeliveronthatpromisefor mostviewers. More generally, New Jack City does not seriously challenge stereotypical thinkingaboutblacksbecauseitdoesnotcreatesuficientallegiancetoitscriminals.NinoBrown’sbackstory,forexample,remainsexclusivelyverbal.Thus, like many classic noir femmes fatales, he remains evil in a one-dimensional 17. See,forexample,OriginsofaHip-HopClassic,directedbyBennyBoom,2003,onScarface,DVD,directedbyBrianDePalma(1983;UniversalStudios,2003). 18. Mario Van Peebles, quoted in “Behind the Scenes” (Production Notes), New Jack City, DVD,directedbyMarioVanPeebles(1991;WarnerHomeVideo,1998).
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sensebecausethenarrativemakestoolittleefforttodisposeviewersfavorably tohim.WebrielyhearthatNinowasforcedintocriminalityasachild,that meremattersofsurvivalcompelledhimtoperformcruelactsofbrutality.We alsoseehistearfulremorseathavingbetrayedthetrustofhisbestfriendand fellowgangsterGeeMoney(AllenPayne),butsuchbriefreferencestoNino’s pastorcompassionateinnerlifedotoolittletocompelviewerstoregardhim positively,particularlysincethesereferencestypicallyariseinthecontextof manipulatingothersforhisownbeneit,suchasduringhistrialorwhenhe ultimatelyconsGeeMoneyintodroppinghisguardinordertokillhimfor his gangster incompetence. At best, these narrative details mitigate the evil Ninorepresents,butIwouldarguethattheydonotsubstantiallychangemost viewers’overallstancetowardhim.Onthecontrary,theyremainstronglyand unfavorablydisposedtowardhimbecausethenarrativesopowerfullyestablisheshimasevilbythosepointsintheilm.Atworst,thesenarrativedetails furthersupportinviewersasensethatNinoiswillingtosayordoanythingin ordertoexploitothersandachievehisownselishgoals,therebymakinghim astillmoreevilindividual. Moreover,thenarrativegivesviewerslittlegroundfordecidingbetween differentinterpretationsofwhoNinois.LackingairmsenseofNino’sinner character, his identity remains overly ambiguous throughout the narrative. FeaturesaimedatgeneratingsomemeasuredsympathyforNinomakehim incoherentaswellasincomprehensible.ConidentrecognitionofNinoasa narrativeigureremainselusiveformostviewersbecausetheyarenevergiven suficient detail to consistently put together his sympathetic attributes with other apparent character traits.19 Thus Jones is ultimately correct about the ilmanditsfailuretofulillthepromiseofitsinitialimages,althoughIwould suggestthatsheunderappreciatesthepotentialitexpressesforrecodingstereotypesofblackmalecriminality.Theilmmakersclearlyhopedtoachieve suchagoal,butfailedbecausethecharacterofNinoBrown,asdepicted,resists suchapossibleinterpretation. OnewaytoseethisnarrativedificultyisthroughNewJackCity’sinability toprovideareasonableoverallexplanationforNino’sevilcharacter.Instead, theilmreduceshismotivationstomysteryandinexplicability.Inadditionto beinggenerallyunsympathetic,hischaracterdoesnotpositivelyaffectviewers becauseitisnotpresentedasfullyunderstandablebyhumanbeings.Rather than offer “the strength of street knowledge,” New Jack City falls back on a tired,hackneyed,andmystifyingwayofseeingNino.Theilminthissense failstoprovideviewerswithusefulinsightintohischaracterandwhyhedoes whathedoes.Ninodescribeshimselfasa“demon”whenexplaininghowand why he carried out his initiation requirement so that he would gain membershipintohisgangofchoice:killinga“civilian,”whobywildcoincidence turns out to have been his police pursuer’s mother. Other narrative igures describehimasa“devil”;andtheOldMancharacter(BillCobbs),whoinally
19. SeeSmith,EngagingCharacters,82 – 83,120 –21.
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assassinateshim,declaresthatNinois“wantedinHell”justbeforedispatching him. In this way the narrative unhelpfully mystiies Nino’s reasons for committingevilacts,suchasdrugdealingandmurder.Wedonotlearnfrom thestandpointofanactualworkinghumanpsychologywhyheactsashedoes orwhatspeciicconditionsproducedhim.Rather,wearetoldthathischoice todoevilissomehowdiabolicalandthereforeunfathomable,inexplicable,the resultofmysteriousforcesbeyondhumancontrolorunderstanding.20What wewitnessabouthimoverthecourseofthenarrative,then,remainsuninformativewithrespecttoourneedtoplausiblyexplaintheactualoccurrenceof suchindividuals,contrarytotheilm’sopeningpromise. Anotherconcernhereisthataudiencealignmentwithitscriminalcharactersremainsweak.Thenarrativestructurestaysprimarilyfocusedonthe police investigative team of Scotty Appleton (Ice T). Rather than explore thoughtfully and thoroughly the whys and wherefores of youth gang criminality, as viewers are led to expect from the initial sequence, New Jack City optsmainlyfor“detectivenarration,”21whichironicallycutsviewersofffrom learning more about the motivations of its antagonists, thus greatly reducing audience opportunity to ally favorably with its lawbreaking characters. Thereisevenasenseinwhichthenarrativeisunfocusedintermsofpoint ofview.Itoffersaudiencemembersconlictingperspectivesontheissuesit raises,inparticularblackyouthcriminalityandwillingnesstodealdrugs,by inadequatelycoordinatingtheoutlooksofitscriminalanddetectiveigures. Itseekstobelatedlyresolvethembyofferingtoo-facilewaysofbringingits opposingstorylinestogether,namelythevigilante-stylesolutionprovidedfor thecomplexdificultiesrepresentedbyNinoBrownandainal,hectoringplea initsclosingon-screengraphicthatsomethingmustbedoneaboutreal-life versionsofhim.Ifanything,however,theilm’sopeningsequenceleadsviewerstobelievethattheywouldgainvaluableinsightfromthestoryabouthowto dopreciselythat,notbegiventhetaskattheendtoigureitoutontheirown, moreorlesswithoutassistancefromthenarrativedepictionsjustoffered. Ultimately, viewers may be thrilled by the ilm’s action sequences, but notsigniicantlyinformed.Whilemanyblackviewers,forexample,mayfeel reassuredbytheconirmationofbeliefsnotusuallyexpressedinmainstream cinema, other black as well as white viewers may feel doubly disappointed becausetheilmpromisescrucialinsightsregardingurgentsocialproblems, butfailstokeepthatpromise.Insteadittellstheaudiencethattheyareon theirowniniguringouthowtodealwithsuchconundra,eventhoughthey probablyalsosensethatsomethingtheydonotknowbuthadbeenhintedat by the narrative is absolutely critical to the proper resolution of dificulties 20. Forafullerexaminationandcritiqueofdemonictheoriesofevil,asopposedtoonesthat helpusbetterunderstandthismoralphenomenonfromthepointofviewofanactuallyworking humanpsychology,seeMorton,OnEvil,esp.22 –30. 21. Bordwell, Narration in the Fiction Film, 64–70. See also Smith, Engaging Characters, 152 –53.
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plaguinginnercitylife.Cognitivedeicitssuchasthese,Iwouldcontend,constituteatleastpartofwhytheilmseemsablacknoirmisire,andwhymany criticslikeJonesfounditdisappointing. IwouldalsosuggestthatBoyzNtheHoodachievesonlylimitedsuccessfor relatedreasons.Itsopeningprologuesimilarlyoffersthepromiseofinsight into dificult choices facing young urban ghetto dwellers and focuses more squarelyonthelivesofthreeat-riskteenagers,Tre(CubaGoodingJr.),Ricky (Morris Chestnut), and Doughboy (Ice Cube). Beginning with the sounds ofsirensandgunshotsintermixedwithsnatchesofdialogueconcerningan unseendrive-byshooting,theirstvisualafteritstitleisagraphicofstatisticsontheshockingmortalityratesforAfrican-Americanmen.Theilmthus pointedly raises audience expectations that it will address important details regardingsuchmatters.ButlikeNewJackCity,thenarrativefailstodeliveron thatpromise.Manyviewersfeeldisappointed,asdoesJones,becausetheilm comesupshortregardingtheexpectationsitraisestoenlighten.Whileoften successful at portraying the complexity of problems facing its protagonists, BoyzNtheHoodislesssuccessfulinitsattemptstoposesolutionstothem.It alsoindulgessigniicantlyinracialstereotyping,thusreinforcingmanyaudience presumptions, particularly on the part of white viewers, that it would havedonebettertochallengeanddisrupt. Forexample,thenarrativeattributesDoughboy’sultimatelyfataldecision toleadagangsterlifetotheconsistentlackofaffectionhismotherBrenda (TyraFerrell)showsforhim.Intheprologuedepictingthemaincharacters as preteens, rather than practicing loving, fair, and even-handed parenting, BrendaclearlyfavorshersonRickyandencourageshimtoescapetheghetto bydevelopinghisskillsasafootballplayer,whileshoweringastreamofverbal andemotionalabuseontheyoungDoughboy,tellinghimthathe“ain’tshit andneverwillbeshit.”Tre,ontheotherhand,escapestheoppressivedificultiesfacingotheryoungboysintheneighborhoodbecausehehasthedisciplinedandprincipledguidanceofhisfather,Furious(LaurenceFishburne), who “teach[es] him how to be a man” and how to make thoughtful choices inhislife.WhereasthenarrativeprovidesFuriousrepeatedopportunitiesto presenthisallegedwisdomandknowledgeconcerninghowAfrican-American menshouldlive,Brendamakesonebadparentingchoiceafteranother,continuing to favor Ricky in his clichéd attempt to lee the neighborhood by developingsportsskills,scorningDoughboy,andpassingontohersonsher emotionalimmaturity,herimpatience,andadesperateif-only-we-could-winthe-lottery mentality. As if to further underscore this contrast, the narrative hasTre’smother,Reva(AngelaBassett),virtuallyabdicateherparentalresponsibilitiestowardhersonandportraysothermothersintheneighborhoodas crackaddictswhoallowtheirtoddlerstoplayinthestreetandrunaroundin unchangeddiapers. Tre’sbetterdecision-making,representedbyhiswillingnesstousecondoms duringsexandhisdecisiontoattendcollegeinAtlanta,thenarrativesimplisticallyattributestothepresenceandguidanceofhiswiseandthoughtfulfather,
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whereasDoughboy’smistakesarelaidatthedoorstepofhisabusive,emotionallyimmature“welfarequeen”ofamother.Fulillingherabusiveprophecy, Doughboyaccordinglyspendshistimeunemployedandsittingonhismother’sstoop,drinking40s,dealingdrugs,andshuttlingbetweenprisonandher house.WhilesoulfullyplayedbyIceCube,whoinjectsDoughboy’scharacter withanaffectingvulnerabilityanddepth,thisnarrativeiguredoesnotultimatelyhelpviewerstoinsightfullyunderstandwhyyoungblackmenmight generally choose criminality as a reasonable way of life. By relying on what amounttoracialstereotypesaboutblackparents,theilmoffersatbestonly speciic, conventional, and rather simpleminded explanations for problems thatitsopowerfullypresentsearlier.Accordingtothelogicoftheilm,the biggestdificultyfacingyoungblackmenintheghettoisthattheylackstrong, wise, black-nationalistic father igures to show them how to be upstanding blackmen,ataskthatwomen,especiallyunemployed,single-parentfemale headsofhouseholdslikeBrenda,areallegedlyunabletoperform.Bygeneralizingthesediagnosestoproblemsravagingmanyblackcommunities,the ilm,asJonesnotes,“comesdangerouslyclosetoblamingBlackwomenfor thetragediescurrentlyransackingBlackcommunities”byadvancinganoutlookthatominouslyreiteratestheoften-criticizedandrejectedconclusionof the1965MoynihanReportthatattributedtheillsplaguingAfrican-American lifetothelackoffathersinmanyfamilies.22Asailmfrequentlyidentiiedas a black noir and aimed at providing audiences with a better understanding ofthephenomenaitdepicts,23BoyzNtheHoodfailsbecause,eventhoughit raisesaudienceexpectationsthatsuchmatterswillbehelpfullyelucidated,it doesnotadequatelyassistviewersingraspingthetemptationofcriminality facingitsyoungmalecharacters. RacialOppressionandPersonalPsychology:Juice Filmsthatmoresuccessfullyexaminethebrutalizationofyoungblackmen include,asDiawarapointsout,otherworksfromtheearly1990sblackilm boom, such as Ernest Dickerson’s Juice (1992).24 LikeS. Craig Watkins and PaulaMassood,IwouldalsoaddtothatlistAlbertandAllenHughes’sstunningMenaceIISociety(1993),acruciallatecomerinthecycle,andofcourse Clockers.25 Unlike New Jack City and Boyz N the Hood, these ilms illustrate moresuccessfullythehollowtriumphofoutlawlifebydepictingitssenseless crueltyanddeterministicnatureformanyAfrican-Americanyouthswhileat 22. Jones,“NewGhettoAesthetic,”41;seealsoMassood,BlackCityCinema,161. 23. Diawara, “Noir by Noirs,” 274; Silver and Ursini, “Appendix E1: Neo-Noir,” 412; Jones, “NewGhettoAesthetic,”41.AsJonesnotes,theinterpretationthatproblemsfacingblackcommunitiescouldberemediedthroughMoynihan-typesolutionswasintendedbywriter/director Singleton. 24. Diawara,“NoirbyNoirs,”274,276 –77. 25. Massood,BlackCityCinema,143–205;Watkins,Representing,esp.199 –212,271n.3.
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thesametimeencouragingaudienceempathyfortheircharacters.Diawara describesJuiceasamasterpiece“ofBlackrealismasilmnoir”(276),notingits convincingdepictionofthemaincharacters’easydescentintocriminality.The narrative persuasively represents the escalating transgression and violence engulingthem,untiloneofthegrouprealizestheviciouscycleinwhichthey aretrappedandexplicitlyrejectstheoptionofsettlingdisputesbymeansof handguns. Juice exempliies a deterministic noir fall from grace while also makingclearhowfewalternativesitscharacterhavebeforethem.Whilethis ilmhassomethingoftheafter-schoolspecialaboutit—perhapsbecausethe ilmmakersweresointentonmakingcertainthattheirprimaryaudienceof disaffected black youth not misunderstand their message—it nonetheless managessophisticateduseofnoirtechniquestoconveyitsthemes,whichalso helpsittobecomemoreaccessibletoitssecondaryaudienceofyoungwhite viewers. FilmssuchasJuice,then,seektoconveythatthesortsoflivesimposed onimpoverishedblackteenagersnotonlyproducestronginclinationstoward criminalityandlawbreakingbutarealsoveryhardtoescape.Inthesameway thatphilosophersofracefromFanontoGordonandbeyondstresshowracistconditionsgenerallyoperatetoimposecriminalityonblacks,theseilms emphasizewaysinwhichsuchconditionsimpingespeciicallyonyoungblack menandmakesthatlifeoptionexceedinglydificulttoresistorelude.Following Fanon, Gordon notes that whites all too often associate criminality and skincolor,sooneissuspectbecauseoneis“guiltyofblackness.”26 Admittedly, alternatives are possible. Through Herculean effort individualsmayescapetheimposedcircumstancesthatconstricttheirlives,butit takesextraordinaryefforttoachievethegoaloflivinganordinarylife,asGordonarguesandLee’sClockerstakespainstoshow.27Atthesametime,Gordon’s philosophicalcharacterizationalsoimpliesthatsuchlivesasthosedepictedin JuicearemorecognitivelyaccessibletoothersinAmericansocietythanmight betypicallythought,especiallyforthosewhoarenotblack—andnotteenage males.Bystressingthequotidiandimensionofblacklife,Gordonintimates thatmuchofthisexistencesharesacrucialcommonalitywithotherformsof humanlife.AsCavell’smeditationsindicateregardingtheordinaryasembodiedbyactorFredAstaire’sunremarkabledancestepsandsinginginoneofthe irstscenesfromTheBandWagon(VincenteMinnelli,1953),Juiceemphasizes throughitsopeningsequencesaneverydaysenseofthehumanwithregardto itsyoungAfrican-Americancharacters.28Byexploitingnarrativeilm’scapacity
26. Fanon,“LivedExperienceoftheBlack,”199;Gordon,BadFaithandAntiblackRacism, 101–2. 27. Gordon,FanonandtheCrisisofEuropeanMan,41– 42. 28. StanleyCavell,“SomethingOutoftheOrdinary,”ProceedingsandAddressesoftheAmerican Philosophical Association 71, no.2 (November 1997): 23–37. In this essay, Cavell also notes inanasideAstaire’s“indebtednessforhisexistenceasadancer—hisdeepestidentity—tothe geniusofblackdancing”(35),anobservationthatunfortunatelycannotbepursuedhere.Fora
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fig.21 Teenagersgiveintotemptationandfrightenapasserby(Juice,1992).
tomaketheinvisiblevisiblethroughfocusingondetailsthatwemightotherwisemiss,29theilmcallsviewerattentiontohowthoroughlyhumanand likeeveryoneelseitsyoungAfrican-Americanprotagonistsare.Ofcourse,it hardlyneedbesaidthattheinvisibilityofteenagemales’humanityisacharacteristicoftenburiedunderamountainofprejudiceandpresumptionabout theirallegedcharacters. AsDiawaranotes,Juicedepictstheseteenswakingup,showering,getting dressed,arguingwiththeirparents,andperformingothereverydayactionsthat aimtoestablishsensesofcommonalityandtypicalitywithitsaudience(276 – 77).Onlyafterafirmingthishumancommonalitydoesthenarrativeshowits charactersbeingtemptedbyanddescendingintotransgressionandcriminality generated by how other people, in particular whites, perceive them. For example,onedaywhileskippingschoolastheywalkdownastreetrevelingin theirillicitfreedom,awhitepasserbyseesthemasagang,walksoffthesidewalkandbehindabenchastheyapproachinordertoavoidthem,andtightly clutcheshisbriefcaseinthebeliefthattheymeantostealit.Temptedbythe substantialsocialpowerthisperceptionbestowsonthem,oneofthecrewyells “Boo!”toscarethisoverlycautiouspedestrian.Hepredictablybecomesfrightenedandwalksintoalamppostashewarilyeyestheseblackyouthswhoactuallymeanhimnoharm.Priortothisincident,however,theilmmakershave beensuretoestablishviewerallegiancewiththecharactersthroughdepicting compellinganalysisofthatindebtednessaswellasoneofTheBandWagon’sminstrel-likeracial subtext,seeRobertGooding-Williams,Look,aNegro!PhilosophicalEssaysonRace,Culture,and Politics(NewYork:Routledge,2006),43– 67. 29. Cavell,“SomethingOutoftheOrdinary,”esp.25,36.SeealsoCarroll,“PowerofMovies,” esp.84– 87,and“Film,Emotion,andGenre,”21– 47,esp.27ff.
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themperformingthemundaneactionsmentionedabove,withwhichmany audiencemembers— especiallytheblackandwhitemaleteenagerswhoparticularlyatthattimewerethepredominantconsumersofrap—mighteasily identify.30Inadditiontomakingaconnectiontothesetargetaudiences,these narrativedetailsalsoservetoencouragefavorableresponsesfromotheraudiencememberswhosimilarlyshareorhavesharedtheseexperiences. Suchanalogicalbridgestotheyoungblackmalecharactersbymeansofthe ordinarybecomecriticallyimportantforbettergraspingwhytheyactasthey do.Theiractionsbecomemoreunderstandablebecause,asIhavearguedin earlierchapters,theyallowwhiteviewerstodevelop“asystemofmappingthat drawscorrespondencesbetweentwoperson’ssituation,goals,andemotions” such that they may successfully build cognitive connections between their ownexperienceandthoseofothers.31Juicethusbecomesacrucialvehiclefor improvingtheempatheticunderstandingofitsAfrican-Americancharacters becausethedetailsofordinarinessitoffersmaybeusedtobettercomprehend itscharactersandthechoicestheymakeintheirlives. Ontheotherhand,eventhisnarrativeunfortunatelyrevertstoofarinfavor of Hollywood conventionality and ultimately explains the extremes of black youthviolencebymeansofindividualisticpsychology,ratherthanoppressive circumstance.Juicecopsout,asEdGuerreroobserves,byattributingthecharacter Bishop’s (Tupac Shakur) deepening criminality to paranoid psychosis, asopposedtothehorridracialandclassconditionsunderwhichhelives.32 The narrative depicts Bishop as mentally unstable almost from the start by givinghimacatatonicfatherandhavingothercharactersrepeatedlydescribe Bishophimselfascrazy,therebyforeshadowinghisviolentdescentintocriminalityasattributabletoinherentmentalillness.JuicefurthergivesintoHollywoodconventionalitybymeansofalludingtothewayinwhichhiscriminalitymightbesoexplainedbyshowingclipsofthenoirgangsterilmWhite Heat(RaoulWalsh,1949),inwhichthecharacterCodyJarrett(JamesCagney) evincesasimilarmentalinstabilitythatexplainshiscallouslawbreakingand self-destructivebehavior.33Juice’snarrativehasBishopenthusiasticallycheer Jarrett’severypsychoticmove.TheyoungteenalsocommentsaboutJarrett’s self-immolatingend,“Ifyougottagoout,that’showyougoout.Thatmotherfuckertookhisdestinyinhisownhands.”Narrativelyspeaking,Bishop’spoint isthatatleastJarrettcontrolledthecircumstancesofhisdeath,andthisyoung manadmirestheCagneycharacterbecausehesimilarlyfeelsthathehaslittlepoweroverhislifebesidesthatpossibility.SodeepareBishop’ssensesof unworthiness and lack of self-respect that he would jump at the chance to administerhowhediesinordertofeelhehassomethingoverwhichhepossessessomesortofcontrol.
30. 31. 32. 33.
SeealsoWatkins,Representing,187–95,andMassood,BlackCityCinema,177. AllisonBarnesandPaulThagard,“EmpathyandAnalogy,”Dialogue36(1997):712. Guerrero,FramingBlackness,189. Ibid.
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Bishop’s association with Cagney’s character in White Heat thus dilutes thesocialcommentaryJuiceotherwiseoffersthroughitscarefullyconstructed verisimilitudetotheexperienceofblackyouthtrappedbypovertyandlackof opportunity.Ratherthanaccentuatinganoirdeterminismwithrespecttorace, thissequenceinsteadpermitsaudiencestoexplainawayBishop’sdescentinto violenceandmurderasaconsequenceofhisunstablepersonalpsychology. Theilmbecomes,inGuerrero’swords,a“dramaofindividualweaknessand victimization.”34BysocloselyanalogizingBishopwiththeWhiteHeatcharacter,Juicedissipatesanotherwisepowerfulindictmentofthewaythatcircumstancesmayoftenpropelblackyouthintotransgressionandcriminality,even whensuchindividualsseektoresistit,astheilm’smaincharacterQ(Omar Epps)ultimatelydoes.SuchadilutionispreciselywhatIwillargueMenaceII Societydoesnotbackawayfrom,whichisatellingreasonwhysomanyfound itsuchadisturbingnarrative. MenaceIISocietyandtheMeaningofLife WhiletheHughesbrothers’1993debutfeaturehaslittlesenseofpublicservice programmingaboutit,thenarrativestillpossessesadiscernablemoralpoint. Told in graphic, documentary-like imagery using voiceover and lashback thatrecallearlierclassicssuchasSunsetBoulevardorD.O.A.(RudolphMaté, 1950),thisblacknoirgangsterilmdirectlyaddresseshowcriminalitytypically emergesfromdesperateconditionssuchasthoseintheWattsneighborhood ofLosAngelesafter1965.Bydepictingthewayinwhichcircumstancesslowly butinexorablyentrapthemaincharacterCaine(TyrinTurner),MenaceIISocietytakesviewersstepbystepthroughhisprogressionfrominnocentchild, to teenage, part-time drug dealer ambivalent about more extreme forms of criminality,andinallytomurdererandfull-timehustler.Takingplacemostly atnightandsuffusedwithanauraoffatalisticdeterminism,theilmrelieson theaudience’spreviousknowledgeofnoirnarrativetotellitsstoryofayoung African-Americanmale’stransformationintoathug. Fromtheopeningscene,inwhichCaine’sbestfriendO-Dog(LarenzTate) shootstwoliquorstoreoperatorsoverachanceinsult,therebymakingCaine anaccessorytomurderandaspontaneous,badlyimprovisedarmedrobbery, throughthemaincharacter’ssteadydescentintobecomingaviciousandhardenedcriminalhimself,theilmconsistentlyusesnoirconventionsandthemes tohighlightboththecircumstancesthatmadeCaineacriminalaswellastheir unjust,imposednature.AsAllenHugheshascommented,thepointheand hisfellowilmmakerssoughttoconveywas“howthesekidscanbecome. . . criminals out of desperate conditions.”35 From a philosophical perspective, 34. Ibid. 35. AllenHughes,interviewinTheHughesBrothersTalkAbout“MenaceIISociety,”nodirectorlisted(1994),onMenaceIISociety,DVD,directedbyAlbertHughesandAllenHughes(1993; NewLineHomeVideo,1997).
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fig.22 O-Dog(LarenzTate)takesoffenseataremarkabouthismotherbyafrustratedliquorstoreoperator(MenaceIISociety,1993).
then,wemightreformulateHughes’spointtosaythattheilmaddressesthe Kantian-style question, “How is it possible for criminals to result from the typicallymiserablelivingconditionsunderwhichsomanyimpoverishedand socially disadvantaged young black men live?”36 Like many of its predecessorsintheghettocentricnoircycle,theilmaimstoprovidepractical“street knowledge”thatwouldhelpaudiencesbetterunderstandblackyouthcriminality.Yetbyadaptingnoirtechniquesinmoreeffectiveways,itconveysits insightsmuchmoreforcefully.Inparticular,itmoresuccessfullyencourages favorableemotiveaswellascognitiveaudienceresponsestoitsyoungblack criminalcharactersbymorethoroughlyhumanizingthemthanmanyother ilmshave. Likenumerousclassicandneo-noirsbeforeit,MenaceIISocietygoesoutof itswaytomakeitsmaincharactersympathetic.Inadditiontohisparticipation infrequentcriminalactivity,earlyonthenarrativeexplicitlydepictshowCaine lovesandrespectshisgrandparents,whoraisedhim.Afterhislastdayofhigh school,forexample,theyproudlyandaffectionatelygreethimathome,telling him how joyful they are at his having earned a diploma. His affectionateresponsemakesobviousthathebasksintheirlove.Ofcourse,inother ways he inds their outlook on life incomprehensible and his grandfather’s (ArnoldJohnson)adviceparticularlyirrelevantandriddledwithmeaningless platitudes, even if Caine nevertheless treats him with respect. Early in the narrative,astheysitwatchingtelevisiontheilmoffersustheyoungmanand hisfamilyexemplifyingfundamentallydivergentresponsestotheChristmas classicIt’saWonderfulLife(FrankCapra,1946).Caine’sgrandmother(Marilyn 36. See,forexample,ImmanuelKant,ProlegomenatoAnyFutureMetaphysics,trans.Lewis WhiteBeck(NewYork:LiberalArtsPress,1950),3.
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Coleman)smileshappilyatthestorybeingpresentedtoher,whilehisgrandfathernodssatisiedapproval.Caine,ontheotherhand,canonlywrinklehis browinincredulouspuzzlementoverthesourceoftheircinematicpleasure. A moment later Caine’s friend O-Dog shows up for a visit, and Caine’s grandfather launches into a lecture for the two young men about how they shouldindsolaceandguidanceintheBible.Ashisgrandsoncomplainsin voiceover,“Mygrandpawasalwayscomingatuswiththatreligion.Andevery time,itwouldgoinoneearandouttheother,”illustratingasentimentoften feltbyteenagersaboutparental(orgrandparental)advice.Evenwhenthese characters do listen, they still fundamentally disagree with the older man’s position.WhenO-Dogactuallydoespayattentiontothegrandfather’spontiicatingforamoment,herespectfullyarguesbackbyofferinganintuitivestatementoftheproblemofevilagainsttheexistenceofanall-good,all-powerful ChristianGod.“Sir,Idon’tthinkthatGodreallycarestoomuchaboutus,or hewouldn’thaveputushere.”Referringtothesqualorandwretchednessof thehousingprojectinwhichtheylive,O-Dogcontinues,“Lookatwherewe stayat. . . .It’smesseduparoundhere.”37Caine’sgrandfathersadlyresponds, “Youdon’thaveanybelief,boy,”thusshowinghimtobeontheoppositeside ofthefenceconcerningtherelationbetweenfaithandevidenceinembracing atypicallyformulatedChristianGod’sexistence.ButthepointIwishtoindicatehereisthattheexchangetakesplaceonrespectfulgrounds,inparticularonthepartofCaineandO-Dog,inspiteoftheirdifferenceswithCaine’s grandfather—and their ongoing, active participation in crime and brutality outsidethefamilycircle. Oncethegrandfatherhascompletedhishomily,heasksinexasperation, “Caine, do you care whether you live or die?” The young man ponders for a moment, in order to genuinely consider his grandfather’s question, and answers,“Idon’tknow.”Byregardinghisgrandfathersosincerelyhere,Caine showshisrespectandconcernforhim,inspiteofthevastexperientialand generationaldividesbetweenthem,aswellasshowinganinitialconsideration forwhatwillbecomethecentralquestioninCaine’slifefromthispointonin thenarrative. Finally,whenhisgrandparentsindthemselvesattheendoftheirropeand decidetokicktheirdelinquentgrandchildoutofthehouse,heisdevastated. The prospect of being cut off from their love and affection brings tears to Caine’seyes,ashisgrandparentsrepresentabsolutelycriticalfoundationsfor hisyoungemotionallife.Hisresponse,whichIwouldpointoutisnotprimarilyoneofangerbutofheartbreakandshock,showsthedepthofattachment hehasforthem,inspiteofhisotherwisebrutalizedlife.Afterweaklyarguingagainsttheirdecisionheacceptstheirresolvetonotallowhimtospend anothernightundertheirroof,whichshowsadeferencetohisgrandparents thatmaystrikesomeviewersasanomalousbutisneverthelessconsistentwith 37. It is perhaps worth noting that Doughboy expresses similar objections to a Christian God’sbenevolenceinBoyzNtheHood.
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hismoralcharacterasthenarrativehaspresentedit.Whileayounghoodlum whohasbythispointintheilmdealtdrugs,robbed,stolen,assaulted,and evenmurdered,theilmhasalsoshownusthathecaresdeeplyenoughabout hisgrandparentstodefertothemoutofrespect,evenwhenhethinkstheyare wrong.Givenhisclearlydepictedlovingattachment,Caine’sdeferencemakes sense,evenifitalsomaycomeasasurprisinginsighttosomeaudiencemembersthatayoungblackgangstamightbecapableofsuchemotionaldepth. Thischaracter’sresponsetohisgrandparents,Iwouldargue,urgesviewers tonotonlysympathizebuttoempathizewithhiminspiteofhiscriminality, ashisilialdeferenceservestohumanizehimandinvesthimwithapositive moraltraitthatmostaudiencememberswouldadmireandhopetoemulate (atleastsometimes),despiteotherviciousaspectsofhispersonality. Inaddition,thenarrativeshowsviewershowCainehelpsoutRonnie(Jada Pinkett),ex-girlfriendofhissubstitutefatherPernell(GlennPlummer),and their son Anthony (Jullian Roy Doster). He frequently stops by their house togivehermoneyandthechildtoys.Plus,Ronniemakesclearthatshesees somethingofvalueinCaine,inspiteofhistrajectorydownapathtowardlife imprisonment or death, which encourages viewers to search for what it is thatsheindsworthwhileinhischaracteraswell.Cainehimselfeventriesto escapethedoomthatisfastclosinginaroundhimandactivelyrelectsonhow themanytemptationstobrutalityhavedonehimnogood.Forexample,when heisbeatenbythepolice,afterbeingraciallyproiledasalikelycriminalfor beingayoungblackmanwithanicecar,andisforcedtorecoverinthehospital,weseehimthinkinglongandhardabouttheeffectsthedesperateconditionsofthestreethavehadonhimandwhatistrulyofvalueandmeaningful tohiminhislife.AftersomehesitationheacceptsRonnie’sinvitationtomove toAtlantawithher.InhisvoiceoverCainetellsusthatlife“wasstartingtolook differentlytome”becausehiscareandconcernaboutRonnieandAnthony havehelpedhimrealizethattherearethingsinlifethatmakeitworthliving. AinalvisittoPernell,whoisservinglifewithoutparoleforthemanycrimes hehascommitted,sealshisdecisiontochangehisways.Theoldergangster tellshissurrogatesonthatheshouldgowithRonnietoAtlantaandaskshim to“takecareofmyson.Ican’tdoshitforhiminhere.Youteachhimbetter thanItaughtyou,man.Teachhimthewaywegrewupwasbullshit.” ThepointofPernell’sspeechistoprovidetheperspectiveofawiser,more experienced character who has realized too late the error of his ways. With littletodobesidesliftweightsandreadeverybookinthelibrary,asRonnie putsit,Pernellhashadtimeinprisontorelectonwhatmattersinhislifeand hasrealizedthatactivelycaringforotherpeople—namelyCaine,Ronnie,and Anthony—fortheirownsakewouldhavegivenhislifemeaninginamanner thatwouldhaveinluencedhimtochangehisways,ifonlyhehadunderstood theimportanceofcaringintime.Unfortunately,fromprisonPernellhasno waytoactonhisloveandconcernforCaine,Ronnie,andAnthonyotherthan severinghistieswiththem.ThisafirmationofCaine’srelectionsaboutlife’s meaningfromtheoldergangsterthusconirmhissuspicionsabouttheneed
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tochangehislifeandbeginanew,evenif,asCainealsorealizes,Atlantaisstill inAmericaandhewillstillbe“justanotherniggerfromtheghetto,”ashe complainstoRonnie.Ontheotherhand,Cainealsograspsthatbytraveling toanewcity,hecanatleaststartoverwithoutallthebaggagehecarriesin hisneighborhoodandawayfromthetemptationsrepresentedbyhiscurrent circleoffriends,namely,O-Dogandothersintimatelyconnectedtocrime. Unfortunately,fatecatchesuptoCainebeforehecanescape.Asheandhis friendspackuptheinalboxesforhisdepartureandafterCaineandRonnie havedecidedtovisithisgrandparentsonelasttimeinordertosaygood-bye, anotherbrutalizedyouthseeksrevengeforasavagebeatingCainehadgiven him.Organizingadrive-byshooting,thisindividualrainsashowerofbullets onCaineandhisfriendsatthemomentwhenhisescapeseemsimminent. Caineishitseveraltimes,buthisinalactisoneofcompassion:heshields Ronnie’ssonAnthonyfromthegunirewithhisownbody.Asheexpireson thesidewalkfromthefatalconsequencesofhisownactions,hereviewsthe salient events in his life and realizes that his death is a sort of retribution forallthepainandsufferinghehascaused.Astheaccompanyingsummary montagemakesclear,theentireilmhasbeenalashbackatthemomentof hisdeath.Inordertounderscorewhatwehaveseen,hisinalvoiceovertells viewersthat,havingthoughtlongandhardabouthisgrandfather’squestion (“Caine,doyoucarewhetheryouliveordie?”),theyoungmanhasdecided thathedoes,but“nowit’stoolate.” Asaudiencemembersweseehimdie,inspiteofthefactthathehascome totherealizationthatlifeisindeedworthliving,thatitdoespossessmeaning andvalue,becausethecircumstancesthatproducedCainealsoconsumehim. Thesamedesperateconditionsthatshapedthisprotagonisthavealsoforged hiskiller,acharactersominorhedoesnotevenrateaname,onlyadescription, “Ilena’s cousin” (Samuel Monroe Jr.). As the Hughes brothers themselveshaveindicated,bytakingawayacharacterwithwhomaudiencemembershavecometoidentify,thenarrativecompelsthemtofeelhislossmuch moreacutelythantheywouldhaveotherwise.38Theemptinessviewersfeelat seeingkilledaprotagonistaboutwhomtheyhavecometocareandempathize aimstomakethemthinkaboutwhyhehadtodie,whatbroughthimtothis undesiredend.ByaligningviewerssocloselywithCaineoverthecourseof thenarrativeandgivingthemsomuchsubjectiveaccesstohimbythoroughly presentinghisactions,hiswords,andevenhisrelectivethoughtsbymeansof thevoiceovernarrative,theilmmakershaveworkedtoallyaudiencemembers keenlywiththeprotagonist.Exploitingtheopportunityaffordedbynoirtechniquestonarrativelyfollowthischaractersointimately,theilmhasoperated tocreateasolid,iflimited,favorableattachmentwithCaine,sothataudience memberswillhavetheopportunitytounderstandhimcognitively,critically,as wellasempathetically,whichmakeclearerthecircumstancesthatledhimto 38. AllenHughes,interviewinTheHughesBrothersTalkAbout“MenaceIISociety,”onMenaceIISociety,DVD.
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actashedid,andwhysuchconditionsmightexplainhismisguidedlifeaswell ashisdeath,inspiteofhisultimatedecisionthathewouldratherlive. BlackNoir,Nihilism,andFilmasPhilosophy Byfocusingsoclearlyandpreciselyon“howakidcomestobeagangster,ora hustler,”asAllenHughesputsit,39MenaceIISocietyraisesitselftothelevelof beingilmasphilosophy,inthesensethatitstrong-armsitsviewerstorelect ontheeventsdepictedandtheirmeaning.LikeDotheRightThingandother workspreviouslydiscussed,thisilmurgesviewerstoaddressepistemologicalquestionssuchasthatformulatedintheprevioussection;thatis,howit is possible for criminals to result from the typically miserable living conditionsunderwhichsomanyimpoverishedandsociallydisadvantagedyoung blackmenlive.Theilmgoesbeyondbeingmeresociologybyvirtueofurging viewersnotonlytofocusontheparticularsofthespeciicsocialsituationbut alsotorelectonthebeliefsandpresumptionsthatmakesuchconditionspossible,namelythoseinvolvingraceandclass,andhowthosebeliefsmightplay themselvesoutinviewers’ownactions.FulillingJones’sconditionthatthe newghettoaestheticshould“inspirerelectionontheeruptingfuryofinner cities,”40thenarrativeoffersavividlyharrowingyetcompassionateillustration of how a child may grow up to be a hustler, given certain desperate conditionsmadepossiblebyentrenchedideasaboutthedifferentialvalueofhuman beingsbasedontheirskincolorandwealth.Inaddition,itunderscoreshow evendespitethoughtfuleffortandresolvetheseconditionsmayremaintoo powerfultoelude.Caine’sfailuretoescapetheseconditions,symbolizedby hislosstotheaudience,thusservetoemphasizetheirpowerandperniciousness,whichtheHughesbrothersstressasrealbyhavingthestorytakeplace inanactualhousingprojectinWatts,JordanDowns,andbycreatinganaffectingverisimilitudetothearbitraryandviolentlifeonthestreetsofaracialized innercity. It is also worth remembering that the question Caine ponders so long and hard over much of the ilm is a fundamentally philosophical question, “themosturgentofquestions,”asAlbertCamusdescribeditin“TheMythof Sisyphus,”41andonethatindsexpressionintheWesternphilosophicaltraditionfromtheancienteratothepresentday.42Thequestionofwhetherlifehas anyrealmeaning,giventhehorrendous,cruel,butimmanentlychangeable 39. Ibid. 40. Jones,“NewGhettoAesthetic,”37. 41. AlbertCamus,“TheMythofSisyphus,”inTheMythofSisyphusandOtherEssays,trans. JustinO’Brien(1955;repr.,NewYork:Vintage,1991),4. 42. See, for example, The Meaning of Life, ed. E.D.Klemke (New York: Oxford University Press,1981);JohnCottingham,OntheMeaningofLife(London:Routledge,2003);RichardNorman,OnHumanism(London:Routledge,2004),132 –59;andJulianBaggini,What’sItAllAbout? PhilosophyandtheMeaningofLife(2004;repr.,NewYork:OxfordUniversityPress,2005).
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fig.23 Caine(TyrinTurner)thinkingaboutthemeaningoflifewhilerecoveringin ahospital(MenaceIISociety,1993)
circumstancesunderwhichmanyindividualslive—inparticular,youngblack mencaughtinawebofpresumptionandprejudiceabouttheirallegednatures andwhattheymightbecapableof—becomesthefundamentalquestionof MenaceII Society.43 As the ilm repeatedly emphasizes, this question lies at thebaseofCaine’snarrativetrajectory.FromhisgrandfatherposingthequestionofwhetherCainecaresifhelivesordiestwentyminutesintothefeature andMr.Butler’s(CharlesS.Dutton)lectureaboutthedificultiesofbeinga blackmaninAmericaandhowCaine“hastothinkabout[his]life,”tothe character’sownthinkingaboutthequestionasherecoversinthehospitaland duringhisinalmomentsbeforeheexpires,thenarrativereturnsagainand againtotheissueofwhatmakesahumanlifeworthliving,whatmightcount as valuable enough that one would wish to continue one’s existence rather thandying,inspiteofracism,poverty,lackofopportunity,andotherformsof oppression. 43. Grant Farred, “No Way Out of the Menaced Society: Loyalty Within the Boundaries of Race,”CameraObscura,no.35(May1995),arguesthat“overdetermination. . .isthecentraltrope of this movie” (13). Yet while I would agree that determinism is indeed centrally important to MenaceIISociety,hisargumentfailstoappreciatethenarrative’sfocusonthevalueandmeaningofhumanlife,aswellastheilm’soverallpositiveresponsetoit.Inaddition,Farred’sessay isriddledwithinaccuracies:accordingtoit,theilmissetinCompton(e.g.,9 –12),thecharacter Stacy(RyanWilliams)diesintheinalshootout(14),andA-Wax(MCEiht)ightswithCaineover Ronnieandsubsequentlymailsthesurveillancetapefromtheopeningliquorstorerobberytothe policeinordertoexactrevengeonCaine(17–18).However,thestoryisclearlysetinWatts,Stacy survivestheshootout—infact,heisn’tevenhitbecauseheisinsidethehousewhenitoccurs— anditisChauncy(CliftonPowell)whoightswithCaineoverRonnieandmailsthetapetothe police,notA-Wax.TheseerrorssubstantiallyweakenFarred’soverallargument,astheyconstitute crucialclaimsinsupportofhisargumentforoverdeterminationbeingtheilm’scentraltrope.
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Whileskepticalabouttraditional,religiouslybasedresponsestothisquestion,asexpressedbyO-Dog’sobjectiontothegrandfather’sreligiousposition, the ilm does not reject them outright. As Mr.Butler tells Caine about his own“ex-knucklehead”sonSharif(VonteSweet)andhowhehasfoundguidanceoutofhisbuddinggangsterdomthroughtheNationofIslam,“IfAllah helpsmakehimabettermanthanJesuscan,thenI’mallforit.”Itakeitthat thesenarrativedetailsrepresentacertainpragmaticoutlookonthepartofthe Hughesbrothersregardingthepossibilitythatreligionmightoffermeaningfulanswerstothedilemmasfacedbyyoungblackmen.Ifitworkseffectively toturnone’slifearoundandgivesitmeaning,thenitisacceptabletouse,even as the ilmmakers remain dubious of its literal truth.44 On the other hand, these expressions of religious skepticism only serve to emphasize further theilm’sunifyingtheme,thequestionofwhetherhumanlifehasmeaning, whetheroneshouldcareifonelivesordies.WhatmakesthisquestionespeciallyurgentforCaineisthathisclassedandracializedcircumstancesmake answeringthequestionmarkedlymoreimportantthanitmightbeotherwise, as his determinations will likely have very immediate consequences in his life— ordeath. Iwouldargue,then,thatthenarrativedetailsprovidedinthisilminduce viewers to think seriously and systematically about the meaning and value ofblackhumanlife“injustthewaysthatphilosophersdo,”asStephenMulhalldescribestheconditionsforilmstophilosophizeinhisbookOnFilm.45 Inotherwords,thenarrativeinMenaceIISocietyshowsasophisticationand self-awarenessaboutitssubjectmattersuchthatitdirectlyconfrontsviewers withthechallengeofreconsideringtheirpreconceivedideasaboutthehuman valueofyoungblackmen,themeaningsconnectedtothesepresumptions, andhowsuchindividualsmightbecomecriminalsasaresultofthem.What the ilmmakers have in mind, I would argue, is to oblige viewers to reformulateandrecodetheirpresumptionsaboutrace,humanity,andjustice.By consistently working to humanize its protagonist and create a certain measuredpositiveviewerattachmenttohim,theilmaimstomakeitsaudience 44. Farred,“NoWayOutoftheMenacedSociety,”arguesthatMr.Butleraswellastheilm’s outlookonreligionare“cynical,”pessimistic,and“desperate”(10,13,14).Butagain,thesecharacterizationsdonottakefullaccountofthenuancedpresentationofMr.Butler’slecturetoCaine. TheteacherclearlystateshisambivalenceabouttheNationofIslam:heagrees“withsomeofthe thingstheysayregardingblackpeople,”butheisalsowillingtoaccepttheusefulnessofareligiouspositionwithwhichhefundamentallydisagrees,forashestatesemphaticallyattheoutset ofhisassessmentofhisson’sreligiouschoice,“I’mnoMuslim.”Mr.ButleracceptsNOIforthe practicalgooditdoeshissonandothers,notforitsreligioustruth,whichhedoesnotaccept.I wouldaddthatIthinktheHughesbrothersconveyageneralambivalenceaboutreligioussolutionshereandelsewhereinthenarrativetoexpresstheirbeliefthatwhilesomeindividualslike Sharifmayindlifemeaningfulthroughthem,suchanswersdonotspeaktothegeneralproblems thatyoungblackmentypicallyfacewhichcompelthemtofeelthattheirlivesaremeaningless.It ismyimpressionthattheilmmakersbelieveadifferentsortofanswerwouldbeneeded,onethat wouldbe,broadlyspeaking,secularinnature. 45. Mulhall,OnFilm,2.
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membersfeeltheurgencyofthischallenge,asitpointedlyindicatesthatcomplacentorunquestioningrelianceontheseinternalizedpresuppositionscontributes heavily to the dire circumstances in which many young black men indthemselves,andspeciicallytothefeelingtheyoftenhavethattheirlives aremeaninglessandwithoutvalue.Ofcourse,asnotedinpreviouschapters, thisnarrativelyimposedobligationtophilosophizemaybeonefromwhich someviewersrecoil,butmypointisthatMenaceIISocietyclearlythrowsthe gauntlet down in an emotionally devastating way by mobilizing signiicant viewerempathyforitscriminalprotagonist,thenkillinghimoff.Naturally,it isanothermatterwhetherviewerspickthegloveup. Throughemployingasociallycriticalnoiraesthetic,theHughesbrothers andtheirfellowartistslaybaretheeverydayinjusticesandunfairnessthatcontributetoblackcriminality,aswellascallourattentiontothepresumptions thatunderlietheseinequities.Theyfurthershowhowdificultitcanbefor youngmentoresisttheforceofthesepresumptions,especiallygivencircumstancesthatworktolimittheirexperiencesandsubsequentworldviews.As alreadynoted,thesethematicconsiderationselaborateonassertionsmadeby philosophersatleastsinceFanonthattheordinarilypresumedguiltofblacks onthepartofmanywhitesoftenimposesonblacksawayoflifethattheycan seeasnogood,butthattheyindextremedificultyinresistingorescaping, giventhealternativesthatarereadytohandforthem.46 Ultimately,IwouldcontendthatMenaceIISocietyelaboratesandembellishes on arguments such as those advanced by many recent philosophers focusingonracebydelineatinghowthispresumedguiltofblacksandrelated conditionsmaycompelthemintoawayofthinkingaswellaslifechoicesthat notonlydegradethembutthattheyinddificulttoavoid.Forexample,the ilmperformsthisserviceforGordon’sFanonianexplanationofpresumptions that link criminality and skin color in dominant white consciousness. The ilmalsoillustrateshowthesebeliefsmaydeeplyracializethelifepossibilitiesmanyindividualsfeeltheyhavebeforethem,coniningthemtomiseryriddenalternativesandseverelylimitingtheirconsciousnessofopportunities forresistanceorescape,particularlyifMoody-Adamsiscorrectinherdiagnosis regarding the effects of such beliefs on the psyches of young African Americansthemselves.47 Toldinanearlyclassicnoirmanner,MenaceIISocietyworkstobringthese matterstoitsviewers’attentionbyexploitingpossibilitiesofalignmentand allegiancewithitsprotagonistwhileatthesametimeusingitsnoirtechniques toforegroundthemiseryandunfairnessofracializedpoverty.Bydetailingthe nuancedparticularsofCaine’sexistence,theilmportrayshimasamorally 46. Fanon,“LivedExperienceoftheBlack,”184–201.Itmightalsobeworthnotingherethat theHughesbrotherscharacterizethemselvesas“thinkers.”SeeHenryLouisGates,“BloodBrothers:AlbertandAllenHughesinthebellyoftheHollywoodbeast,”Transitions,no.63(1994):170. 47. Gordon,BadFaithandAntiblackRacism,101–2;Gordon,FanonandtheCrisisofEuropean Man,58 – 66;Moody-Adams,“SocialConstructionofSelf-Respect.”
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complex,good-badnoircharacterwhocurriesameasuredpositiveaudience allegiance despite his criminality. Even as viewers watch him do horrible things,theyultimatelyremaintiedtohimfavorablybecausetheyhaveseen andunderstoodwhatmotivateshimtocommitsuchatrocities,therebygiving audiencemembersacriticalempatheticunderstandingofhisreasonsforacting.Theycometosee“fromtheinside”whyhedoeswhathedoes,without losingtheircriticalperspectiveonhisheinousactions.Inthismannerthey seethatheisnotsolelyatfaultforhisactions,butthatcertainconditionshave strongly inluenced (although not absolutely forced) him to act as he does. Theilmalsorepeatedlyexposesaudiencememberstoother,morepositive dimensions of his character, such as his affection for his grandparents and hisattemptstorelectonhislife.Bycarefullymodulatingaudiencesympathy, empathy,andantipathyforthischaracter,theilmconstructsanarrativeigurethroughwhichmanyviewers—inparticular,whiteviewers—mightbetter grasptheimplicationsoftheirownpresumptionsregardingyoungblackmen andhowthesebeliefscouldpotentiallyplaythemselvesoutinthelivesofsuch individuals. The ilm also makes clear how these circumstances are entirely contingent,yetfailtomovemostwhites,evenasitproduces“America’snightmare,” namelyviciouspsychopathslikeO-Dog,whointhewordsofCaine’svoiceover issobecauseheis“young,black,anddidn’tgiveafuck.”Ontheotherhand, evenherethenarrativeofMenaceIISocietycomplicatesaudienceresponse. Intendedtoactasaninternalyardstickforthemaincharacter,O-Doghelps audiencememberstofurtherallywithCainebyshowingcomparativelyhow muchbetterthisprotagonististhanhismoreconscience-freebestfriend.48 More exactly, O-Dog constitutes a variation on attractive-bad characters as describedandexplainedbyMurraySmith.49NotonlydoesactorLarenzTate bringthesociallyattractivetraitsofcharismaandphysicalbeautytotherole, butthecharacteritselfisalsohumorousinagrotesque,macabresortofway. MuchlikeHitchcockcharactersanalyzedbyRichardAllen,O-Dog’sabilitytomakeuslaughdespiteourbettermoraljudgmentdrawsviewerstohim even in the face of his otherwise psychopathic character.50 When he shoots adesperatecrackaddictoveraperceivedinsulttohisownratherstraitlaced heterosexuality, for example, he picks up his victim’s bag of cheeseburgers thathehadearlierrefusedaspaymentfordrugsandguilelesslyoffersthem to his friends. When they refuse his offer in sickened revulsion, O-Dog is mystiied:hedoesnotunderstandwhytheymightindhismurderousactions somethingthatmightemotionallytaintthefoodheisofferingthem,forfree 48. AlbertHughesandAllenHughes,interviewinTheHughesBrothersTalkabout“MenaceII Society,”onMenaceIISociety,DVD.Asnotedinpreviouschapters,thisfunctionofcomparing morallybadcharacterswithinanarrativehasbeendescribedandexplainedbyNoëlCarrolland MurraySmith;seeCarroll,“TowardaTheoryofFilmSuspense,”104–5,andSmith,Engaging Characters,207–16. 49. Smith,“Gangsters,Cannibals,Aesthetes,”217–38,esp.223–28. 50. Allen,“HitchcockandNarrativeSuspense,”163– 82.
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noless.Duringtheopeningmurder-robbery,hisangeroverhisvictimhaving only“sixmotherfuckingdollars”inthecashregisterissuchthathebrutally kicksthealreadydeadproprietorlyingontheloornexttohim.Finally,when O-DogvisitswithCaineafterhehasreturnedhomefromthehospitalandis stillrecoveringfromhisnearlyfatalgunshotwound,O-Dogcomplainstohis friend,“Westillmadatyoufordroppingallthatbloodonus.”Againandagain O-Dog’s behavior is ghoulishly inappropriate, but its very ghastliness often provokesgrotesquelaughterfromtheviewer,despiteknowingatanotherlevel thatsuchlaughterisinappropriate,particularlyfromtheaudience’sstandard moralperspective. AlthoughaudiencemembersremainambivalentlydisposedtowardO-Dog prettymuchthroughouttheilm,hisattractive-badcharacterpointstoafurther,relatedeffecttheilmencourages,namely,thatofindingthesecharacters’gangsterlifestyleinsomewaysseductivelyalluring.51Thisaestheticeffect issimilartowhatMatthewKieranhasdescribedas“thechallengeofimmoralism”providedbysomeictionalworks.52Immoralartoffersusnoexplicit moralguidewithregardtohowweshouldviewtheimmoralityitportraysand requiresustoexercisemoraljudgmentsthatwewould“properlyconsiderto beproblematicordefective”(60).Weexerciseinourimaginationsaesthetically“itting”emotionalresponses“whilenonetheless. . .recogni[zing]them to be, in actuality, morally defective” (61). The imaginative exercise of such morallydefectivejudgments,however,“canaffordusknowledge.Wecancome tounderstandbetterhowandwhypeoplethinkorfeeldifferentlybyengaging workswedeemimmoral”(62).Thus,asKieranargues,thevalueofanartwork maysometimesdependonitscompellingdepictionofimmoralperspectives thatrequiretheaudienceto“traficin,andtakeup,immoralresponsesand attitudes”(72),evenastheyrecognizesuchthingstobeimmoral.Whileproperlyappreciatingthisvaluerequires“certainbackgroundcapacitiesandexperiences”inmoraljudgment(73),giventhoseabilitieswemayindvalueinsome worksofimmoralartbecausethemorallyproblematicexperiencetheyoffer permitsustoacquireabettergraspoftheworldstheyrepresent,particularly onesinwhichthereisagreat“amountofsuffering,morallyproblematicexperiencesandevilactions”(73),suchasthosedepictedbyMenaceIISociety. KieranbaseshisargumentpartlyontheHughesbrothers’admittedmodel fortheirilm,Goodfellas(MartinScorsese,1991),53whichhejudgestobeawork of immoral, but nonetheless aesthetically valuable, art because it enhances ourunderstandingofacertainmorallydefectivewayofthinking,namelythat practiced by its low-level Maiosi characters (see 58 – 61). AlthoughI would 51. Albert Hughes and Allen Hughes, interview in The Hughes Brothers Talk About “MenaceIISociety,”onMenaceIISociety,DVD. 52. Matthew Kieran, “Forbidden Knowledge: The Challenge of Immoralism,” in Art and Morality,ed.JoseBermudezandSebastianGardner(London:Routledge,2003),56 –73. 53. Albert Hughes and Allen Hughes, interview in The Hughes Brothers Talk About “MenaceIISociety,”onMenaceIISociety,DVD.
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notclaimthatMenaceIISocietyisitselfanimmoralworkofart—infact,I claimtheopposite—itsnarrativesuccessnonethelessrequiresthattheilm effectivelyportraythepowerfulseductivenessofitscharacters’nihilismand theirchoicestocommitcriminalacts.Inordertodrawviewersintointimately understandingsuchawayofthinkinganditsconsequences,theilmstrongly encouragesthemtoimaginativelyexercise“itting”judgmentsaboutitscharacters’criminalactivities,suchasCaine’sactofvengeanceforhiscousinHarold’s(Saair)deathorO-Dog’smanygrotesqueresponsestothehorriicconditionsaroundhim.TheintimatedepictionofcharacterslikeCaineandO-Dog thusservetogiveviewersgreaterinsightalongthelinesdescribedbyKieran’s essayintotheevilsofoppressivecircumstancesandtheconsequentattitudes oftenproduced.Namely,ifsuchconditionscancomprehensiblyproduceindividualslikethesecharacters,thenthereisastrongargumenttobemadethat theyarefundamentallyperniciousandshouldbeeliminated,giventhetypical audience’sbackgroundcapacitiesandexperiencesinmoraljudgment.54 OneinluencethatMenaceIISocietyaimstohaveonitsviewers,then,isto showthemthepowerfulseductivenessofnihilisminthelivesoftheseyoung men,forwithoutgraspingtheforcefulattractionofthisoutlook,thoseseeking solutionstotheproblemsitposeswillnotbeabletotakeproperaccountofits strengthandallure.Theywillbe,asKieranmightpointout,atanepistemic disadvantage(72 –73).Yetbyimaginatively“slummingit,”asMurraySmith referstothisaestheticstrategy,viewersmayindulgeinakindof“knowing, self-conscious,imaginativeplaywiththemorallyundesirableinthedomainof iction”sothatgreaterknowledgeofnihilism’sattractionmightbeobtained.55 Ontheotherhand,bypresentinghowstronglythiswayofseeingtheworld permeatesthelivesofmanyyoungblackmenandmakingitspoweroftemptationaccessibletoviewers,theilmmaymisleadsomeaudiencememberswho lacktherequisitebackgroundinmoraljudgmentintobelievingthatnihilism isapowerfulandeffectivewaytolookatlife.Thispossibilityleads,Ibelieve, tothemanyaccusationsofnihilismthatMenaceIISocietyhasgenerated.56 Here, however, we also need to distinguish between different kinds of nihilism,theirmoralpurpose,andtherelationshiptheyhavetoilmnoir.Even thoughmanycriticshavecriticizedMenaceIISocietyasnihilisticandhopeless,itisneither.ItclearlydepictsawayoutforCaine,aswellasholdingout the hope that the conditions and background assumptions that make them 54. Iamperhapsglossingoverpreciselywhatthesebackgroundcapacitiesandexperiences inmoraljudgmentmightbe.Suficeittosaythattheywouldminimallyhavetoincludeasolid commitmenttofullequalityandjusticeforallhumanbeingsandawillingnesstoreviseone’s backgroundassumptionsconcerningrace. 55. Smith,“Gangsters,Cannibals,Aesthetes,”225. 56. See,forexample,ToddBoyd,AmIBlackEnoughforYou?PopularCultureFromthe’Hood and Beyond (Bloomington: Indiana University Press, 1997), 82 –104. Watkins, Representing, 196ff.,andMassood,BlackCityCinema,169 –74,contestaccusationslikeBoyd’sbyarguingin wayssimilartowhatIofferthatthecinematicrepresentationofsuchnihilismmayhavepositive dimensions.However,Ibasemyargumentondifferentclaims.
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possiblecouldbeovercome.IntermsofanalysissuggestedbyKevinStoehr, thisnoirilmisactivelynihilistic,asopposedtobeingpassivelyso.57Drawing onadistinctionmadebyNietzsche,Stoehrcontendsthatnihilismaffordsthe possibilityfor“creativityorlife-afirmationtoforgenewvalues”(119n.6),in additiontomerelyrejectingoldones. BuildingonStoehr’sinsight,58IwouldarguethatMenaceIISocietyexploits justsuchanactivenihilisticpossibility.BydepictingCaine’sdecisiveturnfrom notcaringwhetherhelivesordiestoembracingtheideathatcaringaboutothersgiveshislifemeaning,theilmholdsoutthepossibilitythatnewvaluesmay beforgedeveninlightofrejectingtraditionaloldones,suchasthoseembodied byoppressiveracistinstitutionsorthereligiousperspectivesaboutwhichO-Dog andthenarrativeitselfexpressskepticism.Anynewvaluesmaywellincorporateaspectsoftheold,buttakenasis,thesevaluesdonotspeakeffectivelyto howtheworldoughttobe,whichisthenihilist’scoreinsight(see112 –13). Jacqueline Scott has argued in analogous fashion for the utility of Nietzsche’sviewswithregardtomattersofrace.59Whilethemereoverthrow ofoldvaluescanleaveusbereftregardingwheretoturnorwhattodo,Scott pointsoutthataNietzscheanrevaluationofracewouldalsoaffordopportunitiestoreconceptualizetheideaofraceanditsroleinculturalinstitutionsthat shape our lives. In addition, Nietzsche’s attack on decadence indicates that afirminglifeisworthlivingnotonlycan,butshouldbeemployedtocounteractthepassivevarietyofnihilismarticulatedbyStoehr.60Thusnihilism,as sometimesembodiedinnoir,61mayplayanactive,positiveroleinhumanlife aswellasapassive,negativeone.Moreover,recognizingthesealternativesis consistentwithMikeDavis’sobservationthatnoirisanideologicallyambiguousaestheticbecausethisartisticformmaybeemployed,ashenotes,inpoliticallydivergentways.62Asacorollary,Iwouldalsopointoutthatnoirmaybe usedinmorallydivergentwaysaswell.Consistentwiththislineofthinking, Caine’sdecisiontochangehiswaysandafirmlifeasworthlivingembracesa similarperspectiveregardingnoir’semploymentinMenaceIISociety. TheHughesbrothersdonotdownplaythedificultiesconfrontingthose whowouldseektoexploitsuchafirmativenoirpossibilities,whichispresumablyonereasonwhytheyfeltitnecessarytokillofftheirprotagonist.Butthe 57. KevinStoehr,“NihilismandNoir,”FilmandPhilosophy8(2004):112 –21. 58. Stoehractuallycondemnsilmnoiringeneralas“fundamentally”passivelynihilist(e.g., 119),assomeofitadmittedlyis,althoughhealsorecognizesthepossibilitythatitcouldbeused subversively(ibid.,121n.15)—thatis,intheserviceofamorepositive,activenihilism,particularlywithregardtoblacknoir,asIarguehere. 59. Jacqueline Scott, “’The Price of the Ticket’: A Genealogy and Revaluation of Race,” in CriticalAfinities:NietzscheandAfricanAmericanThought,ed.JacquelineScottandA.ToddFranklin(Albany:SUNYPress,2006),149 –74. 60. Ibid.SeealsoJacquelineScott,“NietzscheandDecadence:TheRevaluationofMorality,” ContinentalPhilosophyReview31(1998):esp.66. 61. IshouldpointoutthatStoehrisnotaloneinarguingfornoir’snihilism.Poririo,“NoWay Out,”77–93,esp.80,89,doessoimplicitly,andTuska,DarkCinema,xvi–xxi,doessoexplicitly. 62. Davis,CityofQuartz,41.
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senseofhislossthatviewersfeelattheendoftheilmalsoservestounderscoretherandomnessofviolenceundertheseconditionsaswellastheurgency andweightofthetaskahead,forwithoutgraspingthefulldimensionsofthe dilemma posed by nihilism and the factors contributing to it, there is little hopeofsuccessfullyresolvingthem.Asaictionalcinematicnarrativeaimingtoshowhowyoungblackmenmaybecomegangsters,MenaceIISociety exploitstheempathyviewersfeelforitsmaincharacterinordertobringhome thefullimpactofracialunfairnesscompoundedbyclassdisadvantage,aswell astheconsequentfeelingsofnihilismthatfrequentlyresultfromthem. Ofcourse,thethemeofnihilismmaybeconsistentlyfoundinmanyblack noirs. As noted earlier Doughboy’s mother tells her son when he is a child thathe“ain’tshitandneverwillbeshit,”andhisactionsinBoyzNtheHood conformtoabeliefinthosedenigrations.InJuice,ontheotherhand,Bishop clearlyexpressesadeep,destructivepassivenihilism.Heclaimstocareabout noone,notevenhimself.“Iain’tshit.Iain’tnevergonnabeshit,”hetellsthe maincharacterQ.Healsoremarkstohisfriends,“Weain’tshit.”Asthepreviouschapternoted,Clockersbeginsbyforegroundingthisfeelinginitsyoung African-Americancharacters.Exposingsuchaproblematicoutlookinyoung blackmenevengoesbacktoDotheRightThing.AsSpikeLeewroteabouthis owncharacter’soutlookonlife,“Mookie—likemanyBlackyouths—hasno vision. . . .ThefuturemightbetooscaryforkidslikeMookie,sotheydon’t thinkaboutit.Theyliveforthepresentmoment,becausethereisnothingthey feeltheycandoaboutthefuture.WhatI’mreallytalkingaboutisafeelingof helplessness,powerlessness,thatwhoyouareandwhateffectyoucanhaveon thingsisabsolutelynil,zero,jackshit,nada.”63ThisfeelingisalsowhatCornel Westhadinmindinhisessay“NihilisminBlackAmerica.”64 IagreewithMassoodthatMenaceIISocietyis“theculmination”oftheghettocentricnoirilmcycle,butnotexactlyforthereasonsshegives.65Asperhaps theepitomeofthesenihilisticblacknoirilms,MenaceIISocietynonetheless refusestoindulgeinsomeofthesimpler(andmoresimple-minded)solutions tonihilismportrayedbyotherilmsinthecycle,aswellasmorerecentblack noirs like Belly (Hype Williams, 1998). This refusal makes MenaceII Society amuchharderilmtowatch,asitcallsonviewerswhotakeitseriouslytodo muchmoredificultcognitiveandemotionalwork.Itsnarrativeconfrontsthem withaprofoundlycomplexsocialproblem,anevilofexistingcircumstancethat admitsnoeasysolution.Theyarethenaskedtothinkhardandrelectontheir owncomplicityinit,namelythroughtheirpersonalpresuppositionsconcerningraceandclass,andtoseekwaystogobeyondthem.Itfurtherurgesviewers totakeseriouslytheimmoralityofitscharacters,tothepointthatitcallsfor viewers to make “itting” immoral judgments that they know to be morally defective,eveniftheilmalsoultimatelyrejectsitscharacters’immoralviews.
63. LeeandJones,DotheRightThing:ASpikeLeeJoint,63– 64. 64. West,“NihilisminBlackAmerica,”11–20. 65. Massood,BlackCityCinema,143;seealso145–74.
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Yetthebeneitofthedificultcognitiveandemotionalworkcalledforby theilmisthat,followingKieranandSmith,viewersachieveagreaterunderstandingoftheworldaroundthemthantheywouldhavehadotherwise,and thushavesomehopeofsuccessfullygoingbeyondthesameoldtiredsolutionsordinarilyprofferedregardingracism.Speciically,ifappreciatedproperly, viewers acquire a better comprehension of some of the ordinary evils collectedundertheterm“racism,”andwiththatknowledgeinhand,theymay stepforwardtoaddressthetaskofrevaluatingwhatraceis,itsconsequences, andreconceivingitsroleintheculturalinstitutionsthatshapeourlives. Theneedtoexplaincomprehensiblytheevilactionsandbeliefsthatcompriseracismratherthanunderstandingitinwaysthatmystifythephenomena is important here because, as philosophers from Hannah Arendt to Adam Mortonhavesoughttomakeclear,evilinhumanlifeismostfrequentlydone byordinaryindividualsdisturbinglylikeourselves,notpsychopathicdemons suchasthatproposedbyNewJackCity,ormentallyillindividualssuchasin Juice.66Ifwearetodemystifyracism,thenwemustacquireathoroughsense ofhowgangstasmightoften—perhapseventypically—beordinaryhuman beingsforcedtomakechoicesunderextraordinarilyoppressivecircumstances. Theirevilactionsmaybelargelyexplainedbythepressuresexertedonthemby conditionscreatedbecauseofsocialinstitutionsthatmaintainperceiveddifferencesbetweenhumanbeingswithrespecttoskincolor,physiognomy,and soon,aswellastheirintegrationwithpresumeddifferencesofclass.Reciprocally,racismmaybecomemoreclearlysomethinginwhichordinaryindividualsindulgeaspartoftheireverydaylives.ThesesortsofdemystifyingelucidationsarewhatIwouldargueMenaceIISocietyaimstogenerateinitsviewers. Indemonstratingtothemhowarelativelyordinaryindividualcanbecomea gangsta,theilmseekstomaketransparentracism’sbanalityofevil. Given this interpretation of MenaceII Society, it becomes clearer how Clockersmaybeunderstoodasafurtherexplorationofracism’sbanality.As noted in the previous chapter, Strike’s choice to be a ’round-the-clock drug dealerrepresentstheconsequencesofayoungblackmalecomingtobelieve in his own alleged subhumanity. As someone bombarded with such “ordinary”assertionsbothexplicitlyandimplicitlybytheculturesurroundinghim, Strike has decided, in a “perversely logical” way that parallels Pecola’s wish forblueeyes,thatgivenhiscircumstances,hisbestlifeoptionwouldbetodo whatweindhimdoingatthebeginningoftheilm.Oneideaitsnarrative presumesasmoreorlessestablishedbymeansoftheseearlierilms,then,is thenihilismthatformsthe“ordinary”backgroundforStrike’sdecisiontodeal drugsintheirstplace.MenaceIISocietyanditsghettocentricnoirpredecessorsthuslayafoundationforLeeandhiscollaborators’explorationofStrike’s evolutionfromadrug-dealingcrewchieftosomeonewhorejectssuchalife. Expressedanotherway,likeClockerstheilmsdiscussedinthischapteranalyze 66. HannahArendt,EichmanninJerusalem:AReportontheBanalityofEvil(1963;repr.,New York:PenguinBooks,1994);Morton,OnEvil,esp.2 –9,79 – 81,87–90.
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andexaminethe“humanityofracism”anditsconsequences,whichJacquie JonesidentiiedasacrucialdimensionofDotheRightThing,andwhichItake heretorepresentanotherdimensionofArendt’sconceptionofevil’sbanality anditspermeationthroughmuchofourmundaneandordinarylives.67 At the same time, a drawback in seeking to make this form of nihilism vivid and its appeal understandable for viewers is that of shading off into excesswhendepictingitscomponentparts,namely,itsmisogyny,homophobia,andbrutality.Thesecomponentsoftheblacknihilisticoutlookarewell documentedintheformofthehard-corerapmusicthatformsthebackdrop totheseilms.68Cinematicnarrativeunfortunatelyallowsfortheexpressionof suchbeliefsalltooeasilybymeansofHollywoodconventionality.Thisready availabilityinthemusicandeasyaccesstocinematicconventionmakesitdificult,whenportrayingtheseelements,toavoidfallingintoatrapofpassively integratingintotheprotocolsofmainstreamcinemaasoutlinedbyJonesand elaboratedatthebeginningofthischapter.Manyoftheilmsinthiscycledo preciselythatinregardtothesesortsofbeliefs,includingMenaceIISociety. Assuch,theseworksareatleastmorallylawedfromtheperspectiveofadvocatingtherecognitionandacknowledgmentoffullhumanityforallhuman beings,ifnotaestheticallylawedinthisregardaswell.Ontheotherhand, asTommyLottargues,thesesortsoflawsaretheunfortunatelegacyofblack ilm’s simultaneous reliance on and struggle for independence from mainstreamcinema.69 The ghettocentric noir cycle focuses powerfully on making young black malecriminalssympatheticaswellasempatheticbecausetheepistemology ofignoranceregardingthemhasprovenparticularlydificulttobreakthrough and has affected many whites’ as well as blacks’ abilities to recognize and acknowledgetheirfullhumanity.Theseunusuallyrecalcitrantpresumptions abouttheallegednatureandcapacitiesofblackhumanbeingsgreatlyhamper abetterunderstandingoftheuniqueproblemssuchindividualsfaceinthe realworld.Theseilmshavealsoreceivedagooddealofattentiononaccount oftheirviolence,brutality,anddownbeatnarratives.Ofcourse,thesewerethe complaintslodgedagainstclassicAmericanilmnoiritselfwhenFrenchcritics irstnamedit,too.70 The point that I wish to underscore here, however, is that despite their imperfectionstheseblacknoirilmsprovidefertilegroundsforconstructing analogicalbridgestotheexperiencesofotherswhoselivesmaybeseparated fromviewersbybeliefsregardingrace,class,andotherpresuppositionsconcerning alleged differences between human beings. As such, I would also 67. Jones,“InSal’sCountry,”34;Arendt,EichmanninJerusalem. 68. See,forexample,Lott,“MaroonedinAmerica,”122 –25. 69. Lott,“AestheticsandPolitics,”esp.284–91;Lott,“ANo-theoryTheoryofContemporary BlackCinema.” 70. Jean-PierreChartier,“AmericansAreAlsoMakingNoirFilms”(1946),trans.AlainSilver, inSilverandUrsini,FilmNoirReader2,21–23.
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suggest that the best of them, namely MenaceII Society and Clockers, fulill at least some of the crucial conditions for black ilm as a sort of politically informed,imperfect“ThirdCinema”asoutlinedbyTommyLottandClyde Taylor.71Byspeakingpolyvocallyinbothindependentandmainstreamvoices, theyofferviewerstheopportunityto“readthrough”theirownconventionality andgraspamoresubtle,subversivemessageregardingthepresuppositions surrounding black humanity, particularly as it shapes the circumstances of youngAfricanAmericanmen,andhowthosecircumstancesoftenproducein themadestructiveformofpassivenihilism.Inspeakingthusly,notonlyhave theseilmspromotedrichgroundsforsympathy,empathy,andcriticalunderstanding for young black men, but as I will argue in subsequent chapters, blacknoiroffersthepotentialfordevelopingstillmoregeneralpathwaysfor understandingindividualsnotonlyyoung,black,poor,andmale,butfacing otherformsofoppression.
71. Lott,“AestheticsandPolitics”;Lott,“HollywoodandIndependentBlackCinema”;Taylor, MaskofArt,esp.254–73.
beyond the gangsta
AllIwantedwastobeamanamongothermen. —FrantzFanon,“TheLivedEperienceoftheBlack”
Fanon’sinsistencethathebetreatedasamanresonatespowerfullyforAfrican Americans.FrederickDouglassusedtheconceptofmanhoodtodifferentiate between having the mentality of a slave and aspiring to be free and treated as a full-ledged human being.1 Similarly, civil rights protesters after World WarIIoftenworesignsproclaiming“iamaman”inorderconveytheirfull humanityanddemandrespect.2Britishabolitionistsusedtheideaasearlyas the1780s,fromwhichitfounditswayintoAmericanantislaveryliterature.3 Oneindsitinblackart,too,aswhenRalphEllisonwrylydeclaresinInvisible Man,“Iamnotaspook. . .Iamamanofsubstance,ofleshandbone,iber and liquids—and might even be said to possess a mind,” or when Muddy Watersbeltsout,“I’maman/Ispellm,achild,n/thatrepresentsman,”in “MannishBoy.”4Whilenotwishingtodownplaythedeeplygenderedassumptionsinherentinthisultimatum,5IdowanttonotethatitpossessesarhetoricalstrengthforAfricanAmericansofwhichnotevenwhitescanlegitimately claimtobeignorant.Itshouldcomeasnosurprise,then,thatsuchhumanisticconceptualizationsariseinblacknoirilmsaswell. To better focus on late twentieth-century expressions of this frequent African-Americandemand,inthischapterIexamineblacknoirsthatlieclose tobutnonethelessoutsidethe“ghettocentricnoir”cyclediscussedintheprevioustwochapters.Incontrasttostoriesthatrevolvecruciallyaroundblack youth,gangs,anddrugs,thenarrativesofDeepCover,TheGlassShield,and DevilinaBlueDressgoamodeststepfurthertoexamineamoregeneralized senseofracializedhumanitythatdeformsblackexistence.Theseworksredirect the focus of black noirs by concentrating viewer attention on how even morallygoodadultmenmaybedrawnintoevilandcriminalitybymeansof racialoppressionandpresumedexpectation.Byworkingtoencouragepositive 1. Douglass,NarrativeoftheLifeofFrederickDouglass,e.g.,66,68,74ff.,98. 2. StevenS.Estes,IAmaMan!Race,Manhood,andtheCivilRightsMovement(ChapelHill: UniversityofNorthCarolinaPress,2005). 3. Notedinibid.,2 –3. 4. RalphEllison,InvisibleMan([1952];repr.,NewYork:ModernLibrary,n.d.),3;MuddyWaters, “MannishBoy,”writtenbyBoDiddley,adaptedbyMuddyWaters,HardAgain(BlueSky,1977). 5. Forananalysisofthisdemand’sgenderedassumptions,seeEstes,IAmaMan!
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audienceengagementwithsuchcharacters,theseilmsurgeviewerstorelect inmorenuancedwaysonbeingblackinAmerica.Theyseektomakemore glaringlyevidentthemoralobligationtorelectonsuchaffectedwaysofthinkingandactingbyoffering,notonlygroundsforthinkingthatwouldhelpto bridgethegapsbetweenperceiveddifferencesinhumanity,butalsobysometimesexplicitlycallingforrelectiononthepartoftheviewer.Inthisfashion DeepCover,TheGlassShield,andDevilinaBlueDressaimtochipawayatmore deeplyembeddedfoundationsofinstitutionalizedracistbelief.EdGuerrero hasobservedthat“blackpeoplehavehonedandperfectedawicked,penetratingvisionofAmerica’snoirworldthatcanonlybedescribedasthefunkier sideofnoir.”6Theilmsanalyzedhereexemplifythatvisioninstrikingways thatexpanditshorizonsandappeal. Workingfor“theMan”:DeepCover One work frequently linked to the ghettocentric noir cycle is director Bill Duke’s1992ilmDeepCover.7Throughitsemploymentofcinematicrapallusions,suchasreferencingBrianDePalma’sScarface,employingrappersin secondary roles, and illing out its narrative with a hip-hop soundtrack, the ilmclearlyassociatesitselfwiththeblacknoirsdiscussedintheprevioustwo chapters.YetDeepCoveralsodistinguishesitselffromtheseilms,particularly bythewaythatitfocusesonanadultprotagonist,ratherthanayouthcoming ofage.Assuch,itsnarrativetakesadecidedlydifferenttrajectory,namelythat ofbeinganoircharacterstudyofanadultblackmale. Itsprotagonist(playedbyLaurenceFishburne),likemanyiguresdepicted inclassicnoirilms,possessesmultiplenames.Thesemultiplenamesrepresentafractured,fragmentedidentitythatitsappropriatelywiththeconlicted and contradictory circumstances of “twoness” that African Americans face generally,asW.E.B.DuBoisdescribedmorethanacenturyagoinhisfamous discussionof“doubleconsciousness.”8ThisdualityofidentitybecomesanarrativethemeinDeepCover,asFishburne’scharacteroftenthinksofhimselfas actingeitherasRussellStevensJr.,policeoficer,ontheonehand,orJohnQ. Hull,drugdealer,ontheother,dependingonthesituationinwhichheinds himself.9 In addition, when he expresses a desire to acquire ethnic African masks about one-third of the way through the ilm, after meeting his drug operation’s money launderer, the art dealer Betty (Victoria Dillard), he does soliterallyfrombehindthemaskhewishestobuy.Thisuseofmaskscallsto 6. Guerrero, “Circus of Dreams and Lies,” 346. As noted in the introduction, Guerrero’s argumentaboutblacknoirdividestheseilmsinadifferentwayfromthatwhichIproposeinthis book.Still,Idonotseeourperspectivesasbeingincompletedisagreement. 7. See,forexample,Diawara,“NoirbyNoirs,”266,274,276. 8. DuBois,TheSoulsofBlackFolk,45. 9. IwanttothankMitchAvilaforbringingthethemesofmasksanddoubleconsciousness inDeepCovermorefullytomyattention.
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fig.24 Theilm’sprotagonist(LaurenceFishburne)holdinganAfricanmask(Deep Cover,1992).
mindDuBois’smetaphorofthe“veil”withwhichhearguesAfricanAmericansareborn;thatis,thewayinwhichtheyarecompelledtolookatthemselvesnotonlyfromaninternalperspectivebut“throughtheeyesofothers.”10 Theilmliteralizesthisimagebyhavingthemaincharacterholdthemask uptohisfacewhenrespondingtoBetty’spointedinquiries,asshe,ablack woman,relectsthisveiledstatusbackbydonningsunglasseswhileposing herquestions. Such narrative interplay with “veils” reminds viewers of how African Americansofteninditdificulttounifytheirsenseofidentity,giventheconlictingpressuresexertedonthembycontradictoryviewsofthemselves.While perhapsnotimpossibletoreconcile,thesetensions,arisingfromdifferences betweenblackandwhiteperspectivesonracializedhumanity,maketheirconjunctioninonepersonquitelikelytoresultinadividedsenseofwhooneis. Ontheotherhand,thefamiliarnoirtechniqueofmultiplenamingeloquently conveystheimpressionoffragmentationthattypicallyaccompaniesAfricanAmericanexistence. Moreover,unliketheblacknoirprotagonistsdiscussedinChapters4and5 DeepCover’smaincharacteralreadyknowswhathewantsfromtheoutset:“to beofsomeuse,tomakeadifference”tohiscommunity,ashetellshisfuture DrugEnforcementAdministration(DEA)bossJerryCarver(CharlesMartin Smith).Hismainquestoverthecourseofthenarrativeisthusnottodiscover whatheshouldaimforinhislife,asthecharactersmusttypicallydetermine
10. DuBois,TheSoulsofBlackFolk,44,45.
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in the ghettocentric noir ilms discussed previously, but how he might best achievethatgoal.Fromtheoutsetthisnarrativeigureunderstandshimself ashavingalifethatpossessesmeaningandvalue,evenifheremainsunclear abouthowbesttoexpressthem.AsAristotleindicatedlongago,thisdifference inhowoneunderstandsone’slifeamountstotheirststeptowardintegrating one’sactionsandgoalswiththoseofothers,sothatsomesortofreasonable humanlourishingmightoccur.Understandingone’slifeashavingmeaning andvalueis,inotherwords,crucialtotheacquisitionofphronesis,orpractical wisdom,11whichplacesDeepCover’sprotagonistinasituationdistinctlydifferentfromthoseofthecharactersdiscussedearlier. This narrative igure initially believes that being a street cop will be the optimalmeansbywhichtoexpressa“politicsofcaringabouttheBlackcommunity,” as Diawara describes it,12 but Carver persuades him that being an undercoveragentwillmorefullyrealizewhatheseesasimportantandmeaningful in his life. By arguing that Stevens would be of far more beneit to theblackcommunityworkingas“ascumbagfortherightside”inorderto bringdownbig-time,illegaldrugsuppliers,Carverconvinceshimthatworking in deep cover as a drug-dealing “snitch” would more optimally achieve hismoralgoalofmakingapositivedifferenceforhiscommunity.Ironically enough,Carver’ssuccessheremeansthatawhitebureaucratluresthisAfrican-Americancharacterintothenoirunderworld. To his dismay, our protagonist discovers that, by working for the DEA, insteadofbeing“acoppretendingtobeadrugdealer,Iain’tnothingbuta drugdealerpretendingtobeacop.”Ratherthanmakingameaningfuldifferencetomembersoftheblackcommunity,herealizes,“Isolddrugs.Iwatched peopledieandIdidn’tdonothing.Ikilledpeople”—people“wholookedlike me, whose mother and father looked like my mother and father,” the very peopletowhomhewantedtobeofsomeuse.Butasa“scumbagfortheright side”—inhisDEA-approvedidentityofJohnQ.Hull,drugdealer—heinds himselfpowerlesstomakeanysortofpositivemoraldifference.Beingaservantinthethrallofinstitutionsthatmaintainexistingpowerrelationsforces himtoperformthesameactionsasanyotherscumbag.Thus,Carver’sintroduction of a noir underworld into this character’s life gulls him into selling “drugstokidsandpregnantwomen,”asheruefullyobservesinhisvoiceover, standbyasblackpeoplearemurdered,andevenkillAfricanAmericanshimselfinthecourseofmaintaininghis“mask”asadrugdealerfortheDEA.He realizesaswellthatthisinducedconfusionoverhisidentityhasbroughtouta seductivedarkerside,acapacityforevil.Ashenarrateshisstoryheobserves, 11. Aristotle, Nicomachean Ethics, esp.89 –90, 91–93, 96 –99. See also JohnM.Cooper, ReasonandHumanGoodinAristotle(1975;repr.,Indianapolis:Hackett,1986),esp.91–115.Iuse theoldertranslationofphronesishereas“practicalwisdom,”ratherthanIrwin’s“prudence.” 12. Diawara,“BlackAmericanCinema,”24.IdisagreewithDiawaraaboutthemaincharacterdiscoveringthispoliticsofcaringoverthecourseofthenarrative.Astheilmmakesclear,the protagonistalreadypossessessuchapoliticsfromtheirstsceneinwhichweseehimasanadult, evenifheremainsunsurehowtobestimplementit.
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“Iwasgoodatit[dealingdrugs].Beingacopwasneverthiseasy.”Later,he confesses,“Itwasfun.Ilikedbeingabigshot.Wouldn’tyou?” NoirscholarsAlainSilverandJamesUrsiniremarkthatDeepCoverputs“a newspinonthenoirhero”byofferingviewersaprotagonistcaughtin“asystemthathasmanipulatedhimsincechildhood”andhisgradualrealizationof itsubiquity,13itsreacheveninsidehimself,tothepointthathehasagainand againunknowinglyactedincomplicitywithit.Moreover,throughquestions directedexplicitlyattheviewer,theilmimplicatesaudiencemembersinthis manipulative system as well. By addressing the viewer openly with pointed questionsthroughtheprotagonist’svoiceover,DeepCoverchallengesitsaudiencememberstorelectonthedegreetowhichthey,too,wouldlikebeing “abigshot,”iffacedwiththeoptionofindulginginthepleasuresofpower, money,andfreedommadepossiblebyworkingforinstitutionsthatmaintain whiteadvantage.Thenarrativeunderscoresthisseductionthroughhavingthe protagonist’scrimepartner,DavidJason(JeffGoldblum),tempthimwiththe claimthatmoneywillsolvealldificultiesposedbyrace.“Fivehundredmillion dollarsandnomore‘nigger,’”Jasonarguesintryingtoconvincetheundercover policemantoremainadrugdealeroncethelatterrevealshisotheridentity.Of course,this“whitening”powerofmoneyisspecious.AsGeorgeYancypoints out,“Withintheeyesofwhiteness,[even]Oprah[Winfrey],despitehertalent andinancialsuccess($1.1billion),isstillinferiorbecausesheisblack.”14The protagonistofDeepCoverseemstoknowthisintuitively— oratleastheacts consistentlywiththisknowledge,forherejectsJason’soffer,buttheseductive, allegedlyde-racializingpowerofmoneyisnonethelesshighlighted.Inaddition,bypointedlyreturningtoacallforrelectionatitsconclusion,theilm challengesviewerstothinkaboutthedegreetowhichthey,too,mayalready beimplicatedintheoppressivesystemofpowerrelationsdepictedbythenarrativeandwhattheymightdoiftheytookseriouslythematterofchangingit. DeepCoveraimstobringaudiencememberstoanewlevelofunderstandingregardingcorruptbutinvisibledimensionsofthestatusquoandhowthese mightbeimplicatedinmattersofidentity,race,andclass.Itseekstoaccomplish thisgoalbyofferingviewersthestoryofitsnoirprotagonist’sgradualdiscovery oftruthsaboutthesemattersbothforandabouthimself.Throughexploiting thevoiceovertechnique’scapacitytodirectlyandintimatelyaddressviewers— particularlyaboutthemoraldimensionsofthestorybeingpresented—theilm explicitlycallsforthemtorelectonwhattheyhavelearnedoverthecourseof thenarrative,aswellaswhattheyshoulddoaboutit.Inthismanner,theilm spurswhatIhavedescribedearlierasa“Socraticimpulse”inviewerstorelect criticallyàlaSocratesaboutthemselvesinlightofwhatitsnarrativepresents. Bymeansofengagingaudiencemembersirmlyinitsblackprotagonist’s trajectoryofrealization,theilm’snoirishnarrativealsooperatestoalignthem 13. SilverandUrsini,“AppendixE1:Neo-Noir,”406. 14. GeorgeYancy,“Introduction:FragmentsofanOntologyofWhiteness,”inYancy,What WhiteLooksLike,7.
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closelywithhim.Theilm’spointofviewisverymuchhis:notonlyishein nearlyeveryscene,sothatweseehisreactionstothesituationsaroundhim aswellashearwhathesays,butthesubjectiveaccessaffordedbyhisvoiceover provides us with further considered thoughts and relections regarding the eventsdepictedashetellshisstoryfromsomepointaftertheiroccurrence. Such close alignment with the main character helps to give viewers amplereasontofeelafavorableallegiancetowardhim.Asanarrativevoice constructed as reliable,15 he acquaints audience members with his positive moral attributes and ideals, even if they also witness how oppressive inluencestemporarilyseduceorconfusehim.Ontheotherhand,viewersseethat hetypicallyexhibitsadmirabletraitsandseekstoupholdhismoralgoals.He showscompassiontowardsecondarycharacterslikehisneighbor’sneglected sonJames(JosephFerro),theyoungwomanwhoisstonedintooblivionand inthralltoEddie(RogerGuenveurSmith),thedrugdealerhequicklyreplaces (“Youneedtotakethisgirlofftheire,man;she’sdone,”hetellstheincompetenthustler),andthenamelesstwelve-orthirteen-year-olddealerhesees shot in the back for selling drugs on the wrong street corner. Viewers also witness how he agonizes over the terrible things he must do in the service oftheDEA,suchaskillinghisdrug-dealingcompetition,orsellingdrugsto theweakandvulnerable.Thesesequencesillustratehissenseofconscience overseeinginlictedorhimselfinlictingpainandsufferingonotherhuman beings,nomatterhowgoodorbadtheyare.Overalltheseactionsencourage ustosympathizewiththeprotagonist,tolookfavorablyonhischaracterashe confrontsthedetailsofhisdilemma,becauseweseeasviewersthatonbalancehepossessesmoralandotherattributesthatweadmire. The extensive access viewers have to this character also helps them to empathizewithhim,fortheycometoseeinhimtraitsandidealsthatthey wouldtypicallyliketothinkofthemselvesashaving.Thesetraitsandideals includethewishtomakeapositivedifferencetotheircommunity,adeepand abidingcompassionforothers,andahumanitythatencompassesbothadmirablestrengthsaswellascripplingweaknesses.Bymeansofnoirtechniques developedforencouragingnotonlysympathybutalsoempathyformorally complex lawbreakers, this ilm depicts its protagonist’s feelings and sentimentsasfullyandroutinelyhuman,ratherthanassomethinglessthanthat, andthereforeracedasblackaccordingtocommonsocialpresumptions—that is, raced as inferior.16 Rather than emphasize differences between human beings,thenarrativestressestheircommonalitiesregardlessofrace,suchas possessingsimilarresponsestopainandsuffering,therebymakingpossible thebuildingofempatheticbridgesbetweenaudienceandcharacter.17Theilm 15. For a more thorough discussion of narrative reliability, see GeorgeM.Wilson, “Le GrandImagierStepsOut:ThePrimitiveBasisofFilmNarration,”PhilosophicalTopics25(1997): 295–317. 16. Diawara,“NoirbyNoirs,”271,makesarelatedpointaboutnoirandidentiication. 17. Mulhall,OnFilm,33–34;Jones,“ImpairmentofEmpathy,”71ff.;BarnesandThagard, “EmpathyandAnalogy.”
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depicts the main character’s seduction by power and evil not as dificulties thatexclusively(orevenprobably)tendtobefallblacks,butratherasutterly humandilemmas.DeepCoverportraysthekindofcoldheartedselishnessand senseofdominiontowhichhetemporarilysuccumbsinwaysthatforeground theirhumanuniversality—thatis,theirpotentialtoseducevirtuallyanyone, regardlessofrace. Here,asinotherilmsIdiscuss,thepeculiarlureofcriminalitydeveloped in earlier noir ilms works in favor of showing that blacks are no different fromotherhumanbeings.TheilmmakersofDeepCover—aswellasmany otherblacknoirilms— deploythedeterministtendencytobreakthelawoften foundinclassicnoirnarratives,butfrequentlyattributedtodimensionsofclass oppression,18asindifferenttoconsiderationsofrace.Thereisasense,then, inwhichnoirdeterminismoperatesasaformof“equal-opportunity”oppressioninthesenarratives,asawaytocharacterizehumanproblems,ratherthan beingemployedtodepictproblemsspeciictoracedhumanbeings. Admittedly, such determinism may pose more of a seductive possibilityforsomethanforothers,dependingonthehistoricalparticularsoftheir circumstances. But these particulars are not marked as inherently raced in DeepCoverormanyotherblacknoirilms,butratherascontingentlyimposed consequencesofpoverty,lackofopportunity,socialinequality,racializedpresumptionsabouthuman“others,”andsoon.Thesecircumstances,inother words,couldeasilyhavebeenotherwiseifcertaindifferenthistoricalevents had occurred—for example, if the Founding Fathers had outlawed slavery at the Constitutional Convention in 1787. This dimension of contingency DeepCoverexplicitlydepictsbyunderscoringthefull-ledgedhumanityofits African-Americanprotagonistandconveyingthatsenseofhumanitytoviewersthroughstrategiesthatencouragestrongfavorableempatheticaswellas sympatheticallegiances.Byemployingsuchstrategies,cinematicnarratives likeDeepCovermayofferupthecircumstancesdepictedaslackinginherently racializedaspectsbecause,notonlyaresuchconditionsportrayedascontingent,aspossiblybeingotherwise,butthemaincharacterstowhomviewers indthemselvesbecomingattachedclearlyconstituteindividualswhomerely happentoberaced,ratherthanasinherentlyracedhumanbeings. This foregrounded contingency is one thing that makes these ilms so interestingandworthourconsideration,notonlyasviewers,butasphilosophicalthinkers.Byprovidingalternativewaystoperceiveandthinkofracialized socialconditions,thesenarrativesofferup,aswellashumanbeings,unconventionalvisionsofraceanditsconsequencesforseriousconsideration.In doingso,thesevisionsimplicitlychallengestandardpresumptionsthatoften cloudabettersenseofwhatraceis,suchasthatitis“thosepeople’s”nature, familystructure,etc.FilmslikeDeepCoverthusencourageviewerstothink 18. SeetheentriesforTheDamnedDon’tCry(VincentSherman,1950),RawDeal(Anthony Mann,1948),TooLateforTears(ByronHaskin,1949),andTryandGetMe(CyEnield,1950)in SilverandWard,FilmNoir:AnEncyclopedicReference,78 –79,238 –39,292 –93,295–96.
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aboutthecontrastbetweenracialstereotypesandhowtheyattachtohuman beingsontheonehand,andthepossibilitiesofferedbystrategiesembodied intheirnarrativestocircumventsuchstereotypesontheother. In order to see how such relection might be encouraged, let us examineDeepCover’sattemptstoinvokeit.Weknowfromtheverybeginning,for example,thattheprotagonistisdeadsetagainstbeingseducedbyevilandhas resolvedtoavoidthepitfallsofbecomingacriminal.Ithappenstohimanyway, though,becauseofpresumptionsbyothersaboutblackmalehumanityand manipulationbyasystemthathasstage-managedhisthoughts,feelings,and actionssincechildhood.Peopleinditeasytothinkofhimasadrugdealer,so itisarelativelyuncomplicatedmatterforhimtoslipintotherolethathisDEA bossproposes:workingasascumbagfortherightside.EventhoughRussell StevensJr.hasresolvedtohimselfasaten-year-oldthat“itwasn’tgonnahappentome”regardinghisfather’sjunkiedomanddescentintocriminality,the characterindstohisdismaythatthatispreciselywhathappenstohim. Theseandotherformsofpresumptive,institutionalmanipulationaremade explicitthroughtheilm’snarrative.Atonepointthemaincharacterbecomes so successful at buying cocaine that the amount he acquires far exceeds the budgetthatCarverhasfortheundercoveroperation.Whenthisemployeeof thefederalgovernmentaskswhatheshoulddowithallthedrugshenowhas, hisDEAbosscallouslyresponds,“You’readrugdealer— dealdrugs.”Thushe endsupdoingjusttheoppositeofwhathehadhopedtoaccomplish.Rather thanbeingofsomeuseandbeneittotheblackcommunity,heindshimself sellingcracktothenaïveandvulnerable—“kidsandpregnantwomen,”ashe tellsus—inordertoinancetheundercoveroperationofwhichheisapart. Laterheindshimselflivingthelavish,proligatelifestyleofthesuccessfuldrug dealer,whichagainCarverexplicitlyordershimtotakeupsothattheoperation willremaincovert.Asalreadynoted,themaincharacterindsiteasyandfun toactoutthis“mask”thatsocietalinstitutionsandpresumptionshavemade for him. Carver’s manipulation of his operative thus underscores that a cognitiveslotalreadyexistsinmanypeople’sthinking—includinghisown—for himtobecomeagenericblackdrugdealer,sohisposingasonemerelyfulills expectationstheyalreadyhad.InthetermsprovidedbyMurraySmith,hispose itsneatlyintotheirpreexisting,automatizedbelief-schemata,theirco-text,for understandingcinematicrepresentations—and,forthatmatter,theworld.19 Deep Cover draws our attention to how the main character is compelled tofulilltheseexpectationsbythemachinationsofsocialinstitutionsserving whiteadvantage.Ironically,Carver’sordersthatheactouttheroleofadrug dealertothehiltdemonstratehowsuchcriminalidentitiesmaybeeficiently imposed on African-American men by institutions serving existing power relations. Carver’s undercover operative, the straight-arrow cop Russell Stevens Jr., who has resolutely stayed away from drugs and alcohol all his life, needdolittlebesidesstopshaving,gethisearpierced,andactinwaysthatdo
19. Smith,EngagingCharacters,194.
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fig.25 TheundercoverpolicemanRussellStevensJr.(LaurenceFishburne)becomes drugdealerJohnHull(DeepCover,1992).
notcontradictsocietalexpectationsaboutblackmeninordertoslipintothe socialroleofJohnQ.Hull,streethustler,becausesucharoleitssoharmoniouslywithcommonpresumptionsaboutbeingablackmaleinAmerica.20 Incontrasttothemaincharacter’sfate,hiswhiteDEAbossCarvernotes thathe“wenttoPrincetontoavoidallthatshit”andthusmaycoollyoperate as a crude moral utilitarian regarding such matters. Rather than having to dealwiththestickydetailsofday-to-dayillicitdrugdealsorthesad,enervating circumstancesofdesperateindividualslookingforascore,hissocialdistance meanshecanblithelyproposethathisemployeesacriicehiscurrentclientele to whom he sells drugs in order to catch the main West Coast suppliers of cocaine, thus saving future potential victims from damage and devastation. Personally unaffected by the human cost of his decisions, Carver is much freertothinkabouthowtheoperation’ssuccessmayboosthiscareerandhelp himclimbthebureaucraticladderattheDEA.Thushetellshisoperativethat itwouldbegreatiftheycouldtakedownthemainsupplier“bytheendofthe month,[because]it’llgointothereportforthisquarter,”impressthemembers ofCongresswhoapprovefundingfortheoperation,and“makeuslookeficient,”whichwouldgreatlyincreaseCarver’scareeropportunities,regardless oftheundertaking’scostinhumanlifeandsuffering. ThisDEA functionary’s sense of the undercover drug operation shoulderedbytheprotagonistispredominantlyadministrativeanddetached.Thus 20. See,forexample,Levin,“ResponsestoRaceDifferencesinCrime,”andWhyRaceMatters,wherethisphilosopherarguesinfavorofsuchstereotypesbasedonacrudeformofBayesianism.ForcriticalresponsestoLevin’sargumentregardinghowthesepresumptionsshouldoperate inpeople’sthinking,seeArmour,NegrophobiaandReasonableRacism,esp.36 – 60,andO’Connor, OppressionandResponsibility,esp.111–34.
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hisinsensitivityandself-interestmayachievemuchfreerreinthanthemain character’s,asherarelyfacesitsdispiritinghumanexpenditures,exceptwhen forced to do so. Even then his detachment typically allows him to evade it, ashedoeswhenhisoperativeconfessestobeingtroubledbyseeingayoung dealershotintheback.Murder,drugaddiction,andthetragicwasteofhuman potentialaremerestepping-stonestoCarver’sjobadvancement.Ratherthan beingirmlycommittedtomorallybeneitingothers,asthemaincharacteris, theilmportraysCarverascynicallycommittedtoselishcareergoals. NarrativeVoiceandEpistemicAuthority LikeotherblacknoirssuchasClockersandMenaceIISociety,DeepCoveraims to convey knowledge as well as insight, making it “one of the most didactic Black ilms,” as Diawara notes.21 Rather than being a disadvantage, this characteristicbecomesanassetbecausetypicalnoirnarrativetechniquesthat foregroundtheseaims(particularlybymeansofvoiceover)alsoheightenour dramaticinterest.Toldinretrospectandwithcarefulrelectiononthestory depicted,theextradiegeticnarrationaddsadimensionofcriticalperspective totheevents,whichgivestheprotagonist’sstorytellinganairofconsidered moraljudgmentaboutwhathehasexperienced. Hisvoiceoverfurtheradoptsthecadencesandvocabularyofblackspeech, whichconveyadistinctivelyAfrican-Americanperspective.Forexample,his initial address to the audience is, “So gather ’round as I run it down, and unravelmypedigree.”22Viewers’irstimpressionoftheprotagonistandthe storyhetellsthusblendtogetherthestrandsofblackness,ilmnoir,anddidacticism.Theilmexplicitlyforegroundsitsstanceasacautionarynoirtale,a streetwise lecture about what the main character has come to know about beingAfricanAmerican,whichheconveysbymeansofrecountinghisexperiencesasanundercovercopworkingintheserviceoftheDEA. Intheopeninglashbackdepictingeventsfromthemaincharacter’schildhood, his father tells him, “You better know what you want. Else, how you expecttogetwhatyouwant,ifyoudon’tknowwhatthehellyouwant?”This exchange between father and son indicates from the outset the importance placedonknowingwhatonewantsinlife,anditisunderscoredbythefact thatthelashbackdepictsthefather,RussellStevensSr.(GlynnTurman),as knowingbycontrastthathehasalreadywastedhisownlife.“Don’tyouever belikeme!Don’tbelikeme!”heangrilytellshissonashewhackshimwith hishat.Weknowfromthecontextthatthefather’sangerstemsfarmorefrom hisownfrustrationanddisappointmentinhimselfthananythingheseesin 21. Diawara,“BlackAmericanCinema,”23. 22. AsIexplainmorefullybelow,thisstatementquotesthetraditionalblackvernacularpoem “TheFall”;seeDennisWepman,RonaldB.Neuman,andMurrayB.Binderman,TheLife:TheLore andFolkPoetryoftheBlackHustler(Philadelphia:UniversityofPennsylvaniaPress,1976),79.
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histen-year-oldson,ashishotheadedreactionisfarinexcessofthechild’s lacklusterresponsetothecommandthathenevertakedrugsinordertoavoid thepitfallsofajunkieparent. Ofcourse,thesondoesknowwhathewants,ashisadultvoiceovertellsus afterweseehisfathergunneddownbytheliquorstoreoperatorhisdesperatedadhadjustrobbed:nottobeajunkielikehisfather,nottofallintothe trap of criminality posed for black men by generalized social presumption, and(afewmomentslater,weindout)tomakesomesortofpositivedifferencetotheblackcommunity.Asthenarrativemakesclear,however,themain character’squesttoachievethesenoblemoralgoalsbecomespervertedbythe overwhelminginstitutionalpressuresbearingdownonhim,sothatheends upservingtheirpurposesratherthanhisown. Theilmalsoreturnsrepeatedlytothemaincharacter’sracializedcircumstances by referencing African-American oppression through quoting and paraphrasinga“toast”(ablackvernacularfolkpoem).23Withitsafinitytorap andabilitytoexpressanalogoussentimentsaboutracialinjusticeandoppression,useofthispoeticformbecomesanespeciallypoignantwayofexpressing thepredicamentinwhichthemaincharacterindshimselfasaresultofhis manipulationbyasystemthathascontrolledhimsincechildhood.Whenhe isdriventothedeepestdepthsofdespairbythesocialpressuresthatthreaten tocrushhim,hedescribeswhathefeelstheseforceshaveturnedhimintoby recitingfromthetraditionaljailhousepoem“TheFallofJezebel.”Aswesee himinallygiveintosocialexpectationandsnorthisirstnosefulofcocaine lateintheilm,herhapsodizesinhisvoiceoverfromthiswork,whichinmates haverecitedsinceatleastthe1960s: Youknowthatthejunglecreedsaythatthestrongestfeed Onanypreyitcan, AndIwasbrandedbeastateveryfeast BeforeIeverbecameaman.24 Given common social presumptions regarding the allegedly inherent animalistic, immoral, not-quite-fully-human nature of black men, this short stanzaeffectivelyportrayshowtheprotagonistfeelshehasbeenseensince longbeforehebecameanadult,servingtoconirmSilverandUrsini’sinsight regardinghismanipulationbyasystemfromchildhood. Elsewhere,whendescribingthecruel,Hobbesiancircumstancesinwhich he operates on the streets, he again recites from the poem. In the opening sequencehereferencesthepoemtwice:irst,whenheinitiallyaddresseshis audienceto“gather’roundasIrunitdown,andunravelmypedigree,”and 23. Ibid.,1–2,9 –12. 24. LaurenceFishburne,commentary,OnceintheLife,DVD,directedbyLaurenceFishburne (2000;TriMarkHomeVideo,2001).Thepoemitselfisavariationof“TheFall,”whichWepman, Neuman,andBindermanrecordedin1963;seeTheLife,79 – 88,esp.79 – 80.
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second,whenhedescribeshowhisfather“foundhisgraveinthesnow,”ashe watcheshimdiefromagunshotwoundreceivedaftercommittingarobbery. Later still in the ilm, to describe the brutal existential conditions of drugdealing,themaincharactertellinglyquotesthisstanza: Wherejunkiesprowl,wheretigersgrowl, Insearchofthatmuch-neededblow, Wherewinoscringeonacanned-heatbinge, Andindtheirgravesinthesnow.25 Inmanywaysthesepoeticphrasesestablishabaselinefromwhichthischaractermustoperate.Liketherapsongsandhauntingunderscorethenarrative also utilizes,26 references to this jailhouse poem enhance Deep Cover’s narrative by adding emotional weight and a sense of considered experience to theprotagonist’sstorytellingvoice,givingitadepthitwouldotherwiselack. Quoting from “The Fall of Jezebel” ultimately offers viewers a better sense ofthemaincharacter’scircumstances,authority,andhumanity,hiscomplex mixtureofcompassion,cunning,andcrueltythathasbeenbredwithinhim bylifeonthestreets.Thistoasthelpstoenhancetheaudience’ssenseofthe maincharacter’sknowledgeofanotherkindofexistenceofwhichmanyviewersknowlittleornothing,doingsoinwaysthatshock,surprise,anddelightby virtueofthepoem’stwistedbeauty,27whichrelectsthecharacter’sown. Recitation from the poem also lends an air of moral regret to the main character’snarration,as“TheFallofJezebel”tellsasimilarstoryofsinand remorse,ofhumanlifewastedandinsightgainedtoolatetodoitsprotagonist anygood.ParallelingwhatliterarycriticsAlanWaldandPaulaRabinowitzhave identiiedas“Marxistnoir”poetry,28thisblackvernaculartoastprojectsasense offatalisticauthorityonthemaincharacterasasourceofknowledgeregarding hisstreetsagaofduplicity,manipulation,andthestruggletoremainnonethelesshuman,givinghisaccountundertonesinformedbysorrow,foreboding, and abiding humanity. These thematic leitmotifs thus serve to reinforce to viewersthatthemaincharacter’schroniclepossessesakindofreliability—a streetcredibility,asensethatheknowswhatheistalkingaboutandtherefore 25. Wepman,Neuman,andBinderman,TheLife,79 – 80.LawrenceFishburneremarksthat heused“TheFallofJezebel”asanauditionpieceforyearsbeforecontributingbitsandpiecesof ittoDeepCover.Inaddition,oneofhismotivationsforwritinghisplayRiffRaff(titledOnceInthe Lifewhenmadeintoailm)wastoprovideafullervenueforthepoem(Fishburne,commentary, OnceIntheLife,DVD). 26. SilverandUrsini,“AppendixE1,”406. 27. Wepman,Neuman,andBinderman,TheLife,79;JerryH.Bryant,“BorninaMightyBad Land”:TheViolentManinAfricanAmericanFolkloreandFiction(Bloomington:IndianaUniversity Press,2003),97–98. 28. AlanWald,inGrahamBarnield,“’TheUrbanLandscapeofMarxistNoir’:AnInterview withAlanWald,”CrimeTime,June26,2002,http://www.crimetime.co.uk/features/marxistnoir. html(accessedMarch24,2006);Rabinowitz,BlackandWhiteandNoir,6 – 8.
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mayhavesomethingsigniicanttosayaboutthepitfallsofworkingforinstitutionsthatsupportandmaintainwhiteadvantage.Ascautionarynoirtale,then, DeepCover’snarrativevoiceissubstantiallyenhancedbyrecitationfromthis poem.Itaddsanairofsadwisdomtotheknowledgetheprotagonistconveys abouthismisadventureswithinwhitepowerstructures.29 LearningfromtheLogicofWhitePower Elsewhereinthenarrative,equippedwithknowledgeacquiredonthestreets, the main character seems to be working toward achieving his moral goals, albeitinaroundaboutmanner.Asa“scumbagfortherightside”heclimbs the drug-dealing ladder and insinuates himself into meeting the main supplierofcrackcocaineontheWestCoast,AntonGallegos(ArthurMendoza), whose pretensions the protagonist quickly delates by describing him as “a creepinablackcape.”Theprospectofinallyarrestingthispurveyorofmass evilexcitesthehardworkingundercovercop.ButthenCarvertellshimthat GallegoscannolongerbetakendownbecausetheStateDepartmentwishes toprotectGallegos’suncle,thepowerfulandinluentialLatinAmericandiplomatHectorGuzman(RenéAssa),anddoesnotwanthimsmearedbyhaving hisnephewarrestedondrugcharges,astheyhadearlier.“Welike[theuncle] now. We want him to run for president down there or something,” Carver feeblytellshisoperative. This manipulation of the “war on drugs” for the purposes of foreign policy shows the main character that problems ravaging African-American communitiesplayastrictlysecondaryroletootherdilemmasthoseinpower seeashigherpriorities,suchas“ightingCommunism”andhavingbusinessfriendlybutdespoticleadersinLatinAmericancountriessothat(mainlywhitecontrolled)Americancorporationsmayoperatemoreeasily.Accordingly,the maincharactersardonicallyreferstoGallegosas“thenewNoriega,”Panama’s erstwhiledictatorwhosecorruptanddrug-dealingpresenceU.S.oficialslong toleratedbecausehepledgedfealtytoAmericanforeignpolicy;andatanother pointHull’scrimepartnerDavidmentionsthatGallegos’sunclegoesishing withGeorge(HerbertWalker)Bush,thenU.S.president. ThissubordinationofproblemsthatAfricanAmericansoftenfacetoother concernsshowsthemaincharacterthatthereare,asMillsarguesinTheRacial Contract,“norm[s]offargreatervalueofwhitelife,andthecorrespondingcrystallizationoffeelingsofvastlydifferentialoutrageoverwhiteandnonwhite death,whiteandnonwhitesuffering”(101).Suchasacriice,accordingtothis logic,wouldnotbetoleratedifthelivesinquestionwerewhite,butsincethey aremerelythoseof“niggersandSpics,”asourprotagonistbitterlyremarks, 29. ThereisasenseinwhichFishburne’sstarpersonaandbuttery-smooth,seductivevoice enhanceDeepCover’snarrationaswell,butImentionthesefactorsonlyinpassing,eventhough theydeservemorethoughtfulanalysis.
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thesacriiceisacceptable.ByvirtueoftheStateDepartment’sorchestration andcomplicityinthesedealings,themaincharacterhasillustratedforhim (and implicitly, so does the audience) how government institutional bodies maymaintainandsupportdefactoracistrankingseventothepointoftheir causing disproportionate violence, suffering, and death to nonwhites, a sad factthatMillsalsonotesinTheRacialContract(82 – 83). Theserevelationsasexperiencedbytheprotagonistprovideviewerswith an invitation to consider the validity of similar connections that might be madeoutsidetheictionalworldofDeepCover.Bymixingitsimaginedelements with real-life aspects of U.S.governmental policy, the ilm seeks to confrontitsviewerwiththepossibilitythatsuchoutrageousandcold-hearted manipulationsmaynotbeconinedtotheictionalworlddepictedthroughthe noirstoryofJohnQ.Hull,undercoveragentfortheDEA,butmaywellarise elsewhere—namely,inreallifeandactualU.S.foreignpolicy. Accordingtothelogicofwhitepowerlaidoutbytheilm,then,Gallagos andhisunclemustgofreeinspiteoftheirdirecthandinfacilitating—and proitinggreatlyfrom—thedeathanddeformationofhugenumbersofblacks andotherstowhomtheiragentssellcrack.Bybeingheldbackinthiswaythe maincharacterrealizesthathe“cangetmorecloutandmoremoneyonthe street”thanthroughthewhitepowerstructuresofferedtohimbyhisDEA boss. He still wishes to make a difference, rather than be cynically content withthe“spoilsofwar,”asCarveris.Paradoxically,themaincharacterrealizes thathecandomoregoodfortheblackcommunitybybeinganoutlawdrug dealer who quits pretending to be a cop than by being a cop pretending to beadrugdealer,asCarverhadguidedhimtobe.Realizingthathehasbeen duped,manipulated,and“turnedoutlikeatwo-dollar’ho,”hequitsCarver’s undercoverdrugoperation. Refusingthebureaucrat’soffertofollowhimtoWashingtonandmerely workintheinterestofselishcareergoals,themaincharacterstrikesouton his own. This decision requires him to use his position and knowledge as a drug dealer to create change independently, rather than working through theprotocolsandchannelsofwhitepolicingstructures.Thinkingnowasa streetwiseAfricanAmericanworkingtohelphiscommunityratherthanacop pretendingtobeadrugdealer,hekillsGallegosandentrapstheuncle,who under the misguided aegis of white power possesses diplomatic immunity. ThemaincharactertricksGuzmanintoagreeing,onvideotape,toinancethe manufactureofanewdesignerdrugthatwouldfurtherravagethosestuckin povertyanddisadvantage.InactingpositivelyforhiscommunityandeliminatingnotonlythemainsupplierofdrugsontheWestCoastbutalsohiscorrupt,seeminglyuntouchablediplomatofanuncle,DeepCover’sprotagonist must reject the protocols of white power, breaking its laws and procedures in order to construct his own point of view and means. Hull uses AfricanAmericansensibilitiesandstreetsmartstosubverttheestablishedorderand changethetypicalwaysofthinkingandactingthatraciallyskewtheso-called warondrugs.BymanagingtokillGallegosandsmeartheuncleanyway,in
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spiteofhisboss’sexplicitinstructionsnottodoso,heachievesfarmoregood fortheblackcommunitythananyroutethatservicetoCarverandtheDEA mightoffer. JerryCarver,PimpforWhitePower Itisworthwhileatthisjuncturetomakemoreexplicitthenarrativeintertwining of Deep Cover’s protagonist with his DEA boss, and the latter’s hand in transforminghisemployeeinto“ascumbagfortherightside,”asitprovides further insight concerning the ilm’s perspective on race, criminality, and socialpresumption.Duringtheirirstmeetingthiswhitebureaucratpoints outtoStevensthatinspiteofbeingapoliceman,hispsychologicalproileis almostexactlythatofacriminal’s,withanalogousscoresforanger,repressed violence, and resentment of authority.30 The protagonist is, in other words, already psychologically an outlaw, a trait that he hides behind a badge. Yet evenwiththismentalproile,hestillwishestodogoodforhisfellowAfrican Americans.Bymanipulatinghisdesiretobeofservicetotheblackcommunity and seducing him into thinking that he will achieve a greater human good,Carverpersuadeshisfutureservanttobelievethat“undercoverallyour faultswillbecomevirtues. . .[there]youwillbeofuse;youwillmakeadifference.”UnderCarver’sinluence,hetakestheofferedassignmenttogointo deepcoverandposeasadrugdealer,eventhoughhealsohasthefeeling,in typicalnoirfashion,thattodoso“wouldbethebiggestmistakeofmylife.” Hehasapremonitionthatbecomingascumbagfortherightsidewilldohim farmoredamagethangood,buttheDEAfunctionarycoaxeshimintobelievingtheopposite,inspiteofhismisgivings.Muchoftheilm,then,depictsits protagonist’sstruggletomakenarrativesenseofhowthatmistakendecision toworkforagovernmentalstructureliketheDEAconfusedhissenseofself, 30. KennethChan,“TheConstructionofBlackMaleIdentityinBlackActionFilmsofthe Nineties,”CinemaJournal37(1998):35– 48,arguesthattheprotagonistofDeepCover“internalizesthestereotypesandthelabelsthatthewhitepoliceestablishmentplacesonhim”(39).But Chan’sargumentmissesthepointofthesenarrativedetails.Astheilmportrayshim,themain characterreallyisangryandilledwithrepressedviolence.Butthesedimensionsofhispersonality are due to frustrations over injustice and racism, not the imposition of racial stereotypes from the white police establishment. Rather than being merely constructed by Carver as angry andrepressedlyviolent,heactuallyisthesethingslongbeforehemeetsCarver,butforclearly understandablereasons.HeisrighteouslyindignantoverinjusticesperpetratedagainstAfrican Americansandconsciouslyseekstodosomethingaboutthem,evenifheisunsurewhatthebest meansmightbetoaccomplishthatgoal.Diawara,forexample,underscoresthattheilmisabout blackrageagainstracialinjustice(“NoirbyNoirs,”266).Moreover,asmyanalysisshouldmake evident,DeepCover’sstoryisabouthowtheprotagonistcomestoilloutthe“rigidmoralcodewith nounderlyingsystemofvalues”and“insuficientlydevelopedsenseofself”thathispsychologicalproilerevealshelacksattheilm’sbeginning.Bythenarrative’send,thesepreviouslylacking dimensionsofhischaracterhavedevelopedintosolidandabidingaspectsofhisidentity.Those developments,onemightsay,constitutehis“characterarc.”
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separatedhimfromtheconcernsofotherAfricanAmericans,andperverted hismoralgoalofmakingapositivedifferencetotheblackcommunity. Ontheotherhand,thereisasenseinwhichCarvermightseemtofunction as something like a borderline sympathetic racist character— or more precisely,aracistcharacterwhohasafewsympatheticmoments,similarto Rocco in Clockers. I do not think that audiences generally ind themselves beingluredintoanallegiancewithhimformuchofthenarrative,onlytosuddenlyindoutthatheisalsoracistthroughaclearepistemologicaltwist,as withSalinDotheRightThingorHurricaneinOneFalseMove.YetIwouldalso arguethatheshouldnotevenbeseenasaracistwhoturnsouttobemarginallysympatheticinthewaythatRoccodoes.Rather,thereisnorealtwistin ourknowledgeofCarver’scharacteroverthecourseofthenarrative,norevelationthattellsusheisnotquitewhathehadseemed.Whileourallegiance to him varies, he remains a generally unsympathetic character throughout, depictedprimarilybymorallynegativetraits,evenifhedoeshavesomeminor sympatheticmoments.Still,thesubtletiesinourallegiancetohimarecrucialtounderstand,asherangesfromout-of-touch,racistbureaucrat,toofice functionary with some heart and possibly some racial awareness, to soulless careeristwhosehearthasbeenburnedoutofhimbythecalculatinginhumanityoftheinstitutionstowhichhehasdedicatedhislife. OneadditionalelementregardingaudiencesympathyforCarverishowit maybeaffectedbywhiteracialallegiance.Initially,Iwouldarguethattheilm canleadsomewhiteviewerstobelievethatheisoverallaminimallygood,if alsoratherpompousandself-important,narrativeigure.Forexample,some viewersmaybelievethatCarvergenerallyseemstohavehadthebestinterests oftheblackcommunityinmindwhenrecruitingagentstohelpriditofone ofitsworstproblems,namelytheepidemicofillegaldrugsravagingmanyof itspartsintheearly1990s,evenifsuchacrusadewouldalsosimultaneously advancehiscareerattheDEA.Heseemsgenuinelycommittedtoeliminating drugslikecrackfromthestreets.Healsohasastrategyforhowonemight bestgoaboutdoingso:bygoingafterthebig-timesuppliersratherthanstreet dealers,whomaybeeasilyreplaced. Moreover,lateinthenarrativewhenhisoperativeconfrontsCarverabout settingupGallegosforarrestandindsthatoptionoff-limits,theDEAfunctionary expresses shame and regret at having deceived his agent about the goalsandpossibilitiesfortheiroperation.Heevenconfessesthathedidnot originallygetintohispositionforthemoneyandpowerthathenowcraves, butbecauseofthemanipulationsanddeceptionsofthoseabovehim,hefeels powerlesstoachievethemoralgoalsheoncehadandhascometobelievethat the“spoilsofwar”areallthatremainavailabletohim.“That’sallthereis,”he pleadswhiletakingapullfromhislasktoblurthetwingesofconsciencehe feels.EventhoughthenarrativeshowsthatCarverhasgivenuponworking intheinterestofhismoralidealsortheblackcommunitybythispoint,italso showsthathepossessesadecidedambivalenceinhavingmadethatchoice.By meetinghisoperativecarryingapocketlask,Carverisrepresentedasclearly
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unhappyoverhisownself-betrayalandpowerlessness,aswellasthebetrayal ofhisemployee.Hisapologetictonefurtherelicitsviewercompassionabout hisguiltoverhavingdeceivedsomeonewhotrustedhim. Yetevenastheseclaimsaretruewithinthenarrative,Carverexhibitsother traitsthatshouldgiveevenwhiteviewerswhounderstandhimasgenerally sympathetic pause—make them think that this positive dimension to his charactermaynotbedominantindepictingwhoheis.Carveralsoperforms actions and harbors traits indicating that he does not have the full equality of blacks uppermost in his mind. In his initial appearance on-screen, for example,viewershearCarveraskingtheAfrican-Americancandidatesforhis undercoveroperationaZen-likequery.AsGuerreroobserves,Carver’squestionisimpossibleforthemtoanswerproperlybecause,likeakoan,itcould haveeithernocorrectresponseorinnumerableonesforAfricanAmericans, who“mustconfrontornegotiatethisquestioneverydayoftheirlives.”31In ordertotesthisapplicants’abilitytorespondunderpressure,Carverbegins hisinterviewsbyposingtheinlammatory,racistquestion,“Doyouknowthe differencebetweenablackmanandanigger?”Byusingsuchaprovocative, insultingtermasawhiteoficialaddressingblackmen,Carverseekstorankle his prospective job candidates at their core, in order to test their “cool,” as Guerreroputsit(ibid.). Theirstcandidate,completelytakenabackatsuchanopenlybigotedquestionfromapotentialwhitesuperior,triestobrushitoffwithaforcedlaugh andtheconfessionthat,atthemoment,hecannotthinkofawaytoexplainthe difference.InresponseCarversmilesmaliciouslyandobserves,“Mostniggers don’t,”andasksforthenextcandidate,forthisapplicant’sinabilitytorespond immediatelyandresourcefullytosuchanoutrageousandinsultingquestion meansthatheisofnousetoCarver.Itisworthnoting,however,thattheilm brielyacknowledgesthisirstcandidate’soffendedresponsetoCarver’sinsinuation,whichIunderstandtomeanthat,combinedwithhismalicioussmile inmakingit,illustratesthenarrativeassidingagainstCarverratherthanwith him,andencouragestheviewertodosoaswell.Hisemploymentofsuchan inappropriatequestiontoscreenhisapplicantsisnotpresentedassomething ofwhichweshouldapprove,butratherdisapprove.Suchdisapprovalisreinforcedwhenthesecondapplicantfortheundercoverpositionlungesoverthe desk,grabsCarverbythelapels,pullshimoutofhischairandintotheair, anddemandstoknow,“Whothefuckdoyouthinkyou’retalkingto?”Tothis Carvertimidlyconcedes,“Right.Thanksforcomingin.” WhileplayedpartiallyforlaughsatCarver’sexpense,thesevignettesalso establish him as a white character who provokes rather different responses fromdifferentviewers,ashisuseofthisraciallyoffensivequestionspeaksto viewersinraciallydivergentways.Whileaimedatputtingtypicalblackviewers 31. Guerrero,FramingBlackness,208.Clearly,thewayinwhichIinterpretCarvermakeshim outtobesomethingmorethanjust“aslimyWashingtonbureaucrat”(ibid.),althoughwhatIhave tosaydoesnotcompletelycontradictGuerrero’sassessment.
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ontheirguardregardinghisbehaviorinthefuture,Carver’sbehavioralsoprovokesasenseofracialallegianceinsomewhiteviewers.Theseaudiencememberspickuponthismean-spiritedquestionatblack’sexpense,eveniftheyalso acknowledgeitsracialoffensiveness,byvirtueofthewayinwhichitplaysoff typical white presumptions about African Americans. In the background of manywhiteviewers’thinkingistheoldracistproverb“Therearegoodniggers andtherearebadniggers,”aswellasthebeliefthatallstereotypesallegedly havesomeelementoftruthtothem.32Thus,whileplayingoffCarver’sobliviousnesstohowoffensivehereallyistohisblackapplicants,thissequencealso offerssomewhiteviewersasortofin-jokeaboutthegeneralwayinwhichthey thinktheyshouldknowaboutandcategorizeAfricanAmericans. ManywhiteviewersmaywellbeastrulyoffendedbyCarver’squestionas aretypicalblacks,eveniftheymaynotappreciateitsinsultatthelevelthat most blacks do. But the point I wish to make here is that the term evokes different responses in viewers, divided according to how they experientially understandthisword,becauseitsfunctionasaninsultimpingesonthemin divergentways.Thetermplaysoffdifferentpresumptionsindifferentpeople regardingthehumanbeingsitallegedlydescribes,andthosedifferenceswill besigniicantlyrootedinhowtheyhaveexperiencedtheuseoftheword.For some,itwillbeastingingpersonalinsult;forothers,itwillmerelybeaderogatorytermthatoneshouldnolongeruseindescribingactualhumanbeings. Suchanexperientialdifferencewillmattercriticallyregardingthedegreeto whichthecharacterofJerryCarvercurriesfavorableviewerallegiance. It should also be noted that Carver gives white viewers more generally a character with whom they might partly identify early in the ilm’s narrative simply because he embodies the human ideal in standard Hollywood cinema—thatis,awhiteman.33EvenforwhiteviewersforwhomCarver’suse ofthetermmaybeinsultingbecausetheyhaveaccuratelyimaginedforthemselveswhatitmustbeliketobeblackandinsultedbybeingcalleda“nigger,” hemightstillofferthislinkthroughwhichtheymightallytohim.Inaddition, heprovidesafurthersparkofallegiance,atleastforsomeviewers,byacting outhiswhitenessthroughaprivilegeduseoftheword.Asawhitemaleoficial sittingontheauthoritativesideofadesk,heistheleastlikelytypeofperson tohavebeenharmedbythisterm’soffensiveness.Whilenotimpossible,the circumstancesunderwhichsomeonewoulddescribehimasa“nigger”and meanitasahurtfulinsultwouldbequiteunusual.34Carver’suseoftheterm thusfunctionswithoutarealknowledgeoftheharminmightcausepersonally,anepistemologicalpositionthatatleastsomewhiteviewerswillshare. 32. For a more detailed description and analysis of white uses of the word “nigger,” see RandallKennedy,Nigger:TheStrangeCareerofaTroublesomeWord(NewYork:Pantheon,2002), esp.3–34.Carver’suseofthetermcorrespondstowhatKennedyrefersto“nigger-as-insult.” 33. SeeDyer,White. 34. Kennedy,Nigger,25–34.Ofcourse,asKennedynotes,anindividualsuchasCarvercould beinsultedbybeingcalleda“niggerlover”(25–27),butthattermhasadifferentimpactasinsult whencontrastedwith“nigger,”whichKennedyarguesismorepersonallydamaging.
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ToreachbacktoanolddistinctionmadebyBertrandRussell,hehasatbest knowledgebydescriptionoftheterm,butnotknowledgebyacquaintance.35 Thatis,Carvermayhavehadtheterm’ssenseofinsultdescribedforhimby others, but he probably does not know from personal experience what it is like.Healsoseemsanunlikelycandidateforhavingimagineditssigniicance asaninsultforhimself.Insofarassomeviewersmaysharethislimitedknowledgeoftheterm,theymaybesusceptibletoallyingwithhimonthatbasis. Bytheilm’send,however,theilmmeansforevenwhiteviewerswhomay initiallyidentifywithCarvernottodoso,forbythatpointinthenarrativehe hastakenontheverytraitsofduplicityandcoercivemanipulationthathehad earlierregrettedinhissuperiors.ThischangeinCarver’scharacteroverthe courseofthenarrativeaimstobringevensomewhatraciallyresistantwhite viewers closer to the main character in terms of allegiance because, unlike Carver,thisDEAoperative’spositivemoraltraitsremainmuchmoreconstant throughout the narrative, even if he seems to temporarily lose his way, his senseofmoraldirection,forsomeofthestory.Hiscompassionforothers,for example,indsrepeatedexpression,andhishopetobeofsomeuseremains consistent. Carver, on the other hand, has simply given up. This stronger moralcenteringemanatingfromthemaincharacterincomparisontoCarver urgesaudiencestoallymorestronglywithhimthanwithhiserstwhileboss, especiallyintheinalportionofthenarrative.Iunderstandthislatecharacter divergenceasbeingaimedtomotivateevenresistantviewerstoconsiderthe ilm’sAfrican-Americanprotagonistmorefavorably. Atthesametime,duringthesetwocharacters’initialmeetingviewerssee somethingofadifferentJerryCarver.WhenpoliceoficerRussellStevensJr.is theirstonetorespondtotheDEArecruiter’spotentiallyincendiaryquestion satisfactorily,“hisfaceacool,dissemblingmask,”asGuerreronotes,36Carver smilesandenthusiasticallybeginstobriefthestreetcopontherequirements ofsuccessfulundercoverwork.Hepassionatelyexpressesawishtodogood by taking down big-time drug dealers and ridding the black community of oneofitsworstproblems.Healsotellshispotentialrecruitthat,becauseof hiscriminalisticpsychologicalproile,“You’llbeastarthere. . . .You’lldoalot moregood[undercover]thanyoueverwouldhavein[apolice]uniform.You willbeofuse,youwillmakeadifference”totheblackcommunity.Becausehe seemssodedicatedtodoinggoodwhenviewersirsthearCarvertalkabout undercoverwork,heseemstobeacharacterwhomightwellelicitsomeminimalpositiveallegiancefrommanyviewers,particularlywhiteones,evenifhe alsoseemstobeoblivioustothemoreoffensivedimensionsofhisuseofthe word“nigger.” Thus,theirstimpressionCarvergivesiscomplex,ambiguous,anddifferentfordifferentviewers.Tosomewhiteviewershemayappeartobesomeone 35. Bertrand Russell, The Problems of Philosophy (1912; repr., New York: Oxford University Press,1959),46 –59. 36. Guerrero,FramingBlackness,208.
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whowantstohelptheblackcommunitybyriddingitofthedangerousdrugs destroyingitfromtheinside.Welaterseethiskindofinitialimpressionof Carverconirmedasheremindshisoperativewhyheisworkingundercover, atatimewhenthispolicemanposingasadrugdealeraskshissuperior“What amIdoinghere?”andseemstohavelosthismoralcompass.TheWashington bureaucratsensitivelyifalsomanipulativelyrecountswhatwerethenthought tobethehorriicdetailsofa“crackbaby’s”irstfewhoursoflifeaswellasits dismalprospectsforthefuture,inordertoremindhisoperativeofwhatheis doingandwhy. Ontheotherhand,viewersalsoseemoreandmoreofCarver’smanipulativenessinhisinteractionswithhisemployee.Herepeatedlyreferstohis knowledgeoftheundercovercop’slifeasGod-likeanddirectshimtoproceed withtheoperationasquicklyaspossible,presumablybecausethatwouldbe bestforCarver’sowncareerattheDEA.Thismanipulationcontinuesuntil thesceneinwhichheinallyadmitsthateventhoughhegotintotheproject ofsupervisingundercoverDEAagentsinordertodosomegood,henolongerseesthataspossible,giventheoverwhelmingpressuresofinstitutional powerbearingdownonhim.Ratherthancontinuingtoseekwaystoprovide servicetotheblackcommunity,Carverhassurrenderedtotheseforcesand contented himself with the self-interested goals of enhancing his own personalposition—grabbingthe“spoilsofwar”thatherecommendshisoperativeacquireaswell.Throughthesedetailstheilmmakersurgeviewerstosee thatCarver,inspiteofatonetimehavinghadthegoalofeliminatingdrugs fromtheblackcommunity,hascavedintotheinstitutionalpressuresofexistingpowerrelationsandoptedtogarnersatisfactionexclusivelyfromselish achievementslikemovingupthebureaucraticladder.Atthesametime,the narrative portrays Carver as similarly a victim of existing power structures maintainingwhitesupremacy,forhe,too,hasbeenthwartedinachievinghis moralgoalsbythem. Intheilm’sinalsequences,however,Carverismoreateasewithhisdecisiontomerelyenhancehiscareerandevenseekstocoercehisformeragent intodoinghisbiddinginanefforttoachieveadditionalpersonaladvancement. Whateverhisearlierambivalenceaboutsnookeringhisoperative,Carverhas ultimatelyembracedtheinstitutionalpositionintowhichhehadearlierbeen pressured.Hethusbecomesacharacterwillingtogoalongwithexistingracial relations,anarrativeigurewho,inspiteofearliersympatheticmomentsand real if at times clueless concern for African Americans, ultimately ends up beingnotonlyaracist,butacallousbureaucrattoboot. Thischangeiswelladumbratedoverthecourseofthenarrative,sothis inalversionofCarver’scharactershouldappearlogicaltoviewersbecauseit itsconsistentlywithhischaracterasithasbeenpresentedearlierintheilm. In noting the forces of moral purpose, careerism, and manipulation working at odds in Carver’s character, viewers inally come to see that thirst for advancement and power have won out. Thus, even resistant white viewers
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shouldbeabletodiscernbytheilm’sinalscenesthatCarverisnocharacter withwhomoneshouldwishtoally. Itisalsoworthnotingthateveninbeingthwartedinhiseffortstoachieve themoralgoalofhelpingblacks,Carverissimultaneouslyabeneiciaryofthat denial,asfailingtofulillhismoralidealsnonethelesshelpshimtoadvance hiscareer.Thisresultillustratestheasymmetricaleffectsthatraciallybiased institutionsmayhaveonwhitesandblackswhoworkintheirservice.While Carvermaysurviverelativelyuntouchedfromhispersonalfailuretoachieve hismoralgoals,hisoperative,asamemberoftheblackcommunitycommittedtoitsbetterment,isnotsolucky.LikeCarver,thecharacterplayedbyFishburnecouldforgohismoralideals,contenthimselfwiththe“spoilsofwar,” andconcentrateonenhancinghiscareerinWashington.Butsuchachoice wouldcomeatafargreaterpricethanitwouldforhiswhiteboss.Carver’s failurematterslesstohimbecauseheislessintimatelyconnectedtotheblack community.Asanoutsider,hisfailuremayweighheavilyonhissoul,soto speak, but it does not do so materially, as it would his operative, who is a memberofthegroupheseekstohelp.Theprotagonist’sfailurewouldrequire himtowriteoffagroupofwhichhehadconsideredhimselfanintegralpart, so its loss would require much more fundamental changes in his sense of identitythansuchalosswouldmeantoCarver.FollowingCarver’sexample herewouldthushaveafarmoreprofoundanddeleteriouseffectonthemain characterthansuchadecisionwouldhaveonhisformerboss. MakingaDifferenceEpistemologically Bytheilm’sinalact,DeepCover’sprotagonisthasbecomemuchmoresavvy about negotiating obstacles placed in his way by institutional functionaries likeCarver.ByshowingthevideotapeofGuzmanagreeingtoinancethenew designerdruganddistributingcopiestothepress,heoutsmartshisoldDEA bossinthepenultimatesequence,inwhichhetestiiesbeforeacongressional subcommitteehearingconcerninghisroleintheundercoveroperation.He incriminates the Latin American diplomat, in spite of Carver’s best efforts toprotectsomeonehehadoncedescribedas“aself-promoting,duplicitous greaseball.”Inthiswaythemaincharacterillustrateshowhehaslearnedto overcomecertaininstitutionalbarriersplacedinhispath,thusdemonstrating anewlevelofunderstandingthattheilmgoadstheviewertoemulateaswell. Theprotagonistevenmanagesto“lip”Carver’sinsultingquestionfromthe originalinterview.WhentheDEAfunctionaryangrilydemandstoknowhow muchmoneyhisformeroperativeskimmedoffthetopofhisinaldealon behalfoftheDEA,theformerstate-sponsoreddrugdealerrespondsbyquotingCarver’skoanbacktohim:“Jerry,what’sthedifferencebetweenablack manandanigger?”WhenCarverexpresseshisconfusion,themaincharacter inallyexpresseshisangerathavingsuchaninsultingquestionaskedofhim by sucker-punching his former boss and paraphrasing his original answer:
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“Thenigger’stheonethatwouldeventhinkabouttellingyou.”Inturningthe useofthisinsultingtermbacktoameaningmoreinlinewithoneofitsmany blackvernacularuses,hereclaimsthetermforhimselfaswellastheblack community,37whichonceagainshowshimactinginaccordancewithhisoftstatedmoralgoal“tobeofsomeuse,tomakeadifferencesomehow.” Here the ilm offers us an opportunity to see not only how criminality maybeimposedonAfricanAmericans,butalsohowtheyseektomakesuch impositionstheirownthroughcreativesubversionandinterpretation,thereby redirectingthemtotheirownpurposes.38DeepCover’smaincharactermanagestoforgeanewandmorefullyformedsenseofidentitynotonlybyusing elementsofstreet-savvyblackness,butalsobysubvertingconceptionsofblack criminalityforcedonhim,andturningtheminhisfavor,ashedoesCarver’s racist question. By reinventing himself as John Hull, outlaw with a moral purpose,themaincharacterisabletoindawayoutofthedrug-dealinglife imposedonhimbytheDEAwhileatthesametimereclaimingpiecesofhis oldstraight-arrowself,thecopRussellStevensJr.Heovercomes—inpartat least—thefragmentedsenseofidentitythatthewhiteworldwouldpresume toforceonhimandillsoutamorecoherentsenseofwhoheisbykeepinghis eyesonhisultimatemoralgoal—tryingtobeofsomeuse,makingapositive differenceinthelivesofhisfellowhumanbeings—anadvancethatAristotle wouldpointoutisanadvancein“practicalwisdom.” SomemightseeHull’sescapefromtheclutchesoftheDEAattheendof theilmasafacileendorsementoflawbreaking,yetashesoliloquizesinhis voiceoverduringthestory’sinalmoments,“It’sanimpossiblechoice.Butina way,weallhavetomakeit.”ParticularlyinsituationswhereAfricanAmericans indthemselvesincircumstancesthathavebeenimposedonthem,theymay beforcedtochoosebetweenbeingcriminalsorfools,betweentransgressing whitepowerordumblyservingit.Givensuchanoutrageousmoraldilemma, theilmimplies,self-relectivelychoosingcriminality,asdeinedandimposed bywhitepower,maysometimesconstitutethebetterchoice.Atleastitafirms one’sindependenceandfreedom,andthroughone’sself-consciousdisruption ofexistingpowerstructuresperhapsitmightyieldsomegoodaswell,unlike theotherpossibility.Ifonemanagestosubverttheseinstitutionalobstacles forthesakeofhighermoralgoals,asthemaincharacterdoesbytheilm’s end,onemaybeabletoforgeanewsenseofselfthatwillbemoreautonomousfrompresumptionsofwhitesupremacyandcreatenewpossibilitiesfor morefullyhumanlives. In this way Deep Cover offers viewers a detailed internal perspective on themotivationsforandreasoningbehindblackrejectionofthewhitestatus quo,anempatheticlook,inotherwords,atwhatMillsdescribesastheoverlappingparalleluniverseofAfrican-Americanexperience,whichisrendered 37. For a description of black vernacular uses of the term, see Kennedy, Nigger, 34–55, 172 –75. 38. Diawara,“NoirbyNoirs,”274.
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virtuallyinvisiblebytheepistemologyofignoranceimposedonwhitesbythe racialcontract.AsMillsexplains,theinstitutionalizedbeliefsthatcomprise thecategoryofwhitenessrequirethatitsmembersremainblindtotheirown positionofpowerandadvantage,andtotheconsequencesthatpositionhas forpersonsnotcountedaswhite.Moreover,theywilloftenbeunabletorecognizetheimmoralityoftheirownracializedactionsbecauseinstitutionalized beliefsguidethemtothinkthatwhattheyhavedoneisright.39Similarly,Deep Covercritiquesconstructionsofraceandtheinstitutionssupportingthemby explicitlydepictingtheirinjusticesandiniquity;thatis,byclearlyportraying thedeformationanddistortionthatsuchstructuresinlictuponthelivesof many African Americans, in direct contrast with typical white ways of seeingthesematters.ItalsogesturestowardwaysinwhichAfricanAmericans might negotiate these obstacles such that they could more effectively unify theirsensesofself. Moreover,throughitsopen-endedinalquestion(“Whatwouldyoudo?”), theilmexplicitlyurgesviewerstoreconsidertheirownwaysofthinkingabout thesemattersandcontemplatechangingtheirlivesinlightofthenewknowledgeithaspresentedtothem.Intheformatofacautionarynoirtale,theilm callsonitsviewerstorelectthoughtfullyon—thatis,tothinkphilosophically about—theperspectiveonwhitepowerandattendantproblemsofclassithas presented,aswellashowsuchfactorsmayplayaroleintheirownthinking andacting.Byopenlysummoningitsviewerstothinkaboutpresuppositions thatunderlieviewers’senseofselfaswellasthesocialworldaroundthem, DeepCoverrepresentsespeciallywellhowilmnoirconventionsconstituteaset oftechniquesandthemesthatmaybeusedtopresentandelicitphilosophicalconsiderationofmattersconcerningjustice,humanity,andracethrough ilm. AgainstSelf-Interest:TheGlassShield Anotherworkcloselylinkedtobutdistinctfromtheghettocentricnoircycle isCharlesBurnett’s1995ilmabouttheLosAngelesCountysheriff’sdepartment.DescribedbynoirscholarJamesNaremoreasoneofthe“mostimpressiveAfricanAmericanmoviesaboutcrime”becauseittends“toreigureor transformthefamiliarpatternsofnoir,”40theilmportrayshowayoungblack deputy inds that his seemingly innocent “white” lie, promised impulsively tohelpafellowoficerinajam,forceshimtosupportviewsandactionsthat dehumanizeallAfricanAmericans,thuscompellinghimtoactivelymaintain theveryoppressionshehopestobattleagainstandescapehimself. Inhisenthusiasticdesiretoitintocopculture,John“J.J.”Johnson(Michael Boatman)putsupwithhumiliationandpresumptivestereotypingfromthe
39. Mills,RacialContract,18 –19,94–95. 40. Naremore,MoreThanNight,246.
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beginning,andinsomecasestriestotakeonthoseprejudiceshimself.His irstdayonthejob,forexample,ashedrivesintoaspotreservedfordeputies heisautomaticallyassumedtobealawbreakerbytheveteranwhiteoficerwho seeshimparkingthere.Hemustthenexplaintotheskepticaldeputythat—in spiteofhisblackskin—heisanewco-workerratherthanajailtrustee.The veteranoficerreactstothisunexpectedpieceofinformationwithalookof shockanddismay.Laterotherfellowdeputiesmomentarilyhesitatetoshake hishandwhentheymeethim,initiallyresistingtheobligationtotouchblack leshinpartnership,andafterwardwhispertheiroffendeddisbelieftoeach otheratbeingforcedtolethimjointheirranks.Hisboss,ChiefMassey(RichardAnderson),bluntlyinsultshiswritingabilities.“I’veseenthree-year-olds whospellandusegrammarbetterthanthat,”hetellshisnewchargeabout theirstarrestreportheiles.ThiswhitestationheadridesJ.J.againandagain forminorerrorsinhisincidentandarrestreports,suchasmisspelling“Sepulveda.”41J.J.mustthereforeworkhardtoturninlawlesspaperwork,knowing fullwellthatheisbeingheldtoanoutrageouslyhighstandardthatfewifany of his fellow white oficers could meet. Trying nearly every strategy he can think of to assimilate, he even attempts to bond with the other male deputiesinthedepartmentbytakingontheirprejudicedbeliefsaboutwomenand Jews,whichtheydirectprimarilytowardtheothernewemployee“makinghistory,”Fields(LoriPetty),theonlyfemale—andJewish— deputyatEdgemar Sheriff’sStation. J.J.yearns to join the closed society of cops, that institution dedicated to serving and protecting (white) power, and whose stated clubhouse mottoes are,asheisexplicitlytold,“Don’ttrustanybody”and“Talktonoone.”Initially J.J.putsupwithracistpresumptionsandunfairdoublestandardsbecausehe knows that those attitudes accompany being the irst black person to break thecolorlineatplacesliketheEdgemarSheriff’sStation.Aswasthecasefor Jackie Robinson, perhaps the most formidable hurdle in “making history” doesnotinvolvehavingthetalentstodothejobwell,buthavingthepsychologicaltoughnesstoputupwiththecontinualshowerofracistinsults,slights, abuses,andunfairformsofmeasurementthatrequirefarmoreofone’sself thananystandardappliedtowhitesinsuchpositions.42 J.J.indsthatinordertogainaccesstotheclosedorderofpolicemen,the costs are even higher than he anticipated, for he must sacriice virtually all commitmenttootherAfricanAmericans.Asafellowoficerderisivelywarns him, “Now, you’re one of us—not a brother.” Thus, when one of his white colleaguesfollowsstandarddepartmentalprocedurebystoppingayoungman in a nice-looking car simply because he is black and is so blasé about the 41. Not to be pedantic or anything, but “Sepulveda” does not even occur in the OED.See theOxfordEnglishDictionaryOnline,http://dictionary.oed.com(accessedJuly26,2005).Itis,of course,thenameofastreetinLosAngeles. 42. See,forexample,ScottSimon,JackieRobinsonandtheIntegrationofBaseball(Hoboken, N.J.:JohnWileyandSons,2002).
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practice that he admits it to the assistant district attorney during a pretrial preparation,J.J.agreestobacktheotheroficerupandlatercommitsperjury regarding the facts surrounding the case because he wants so much to be inscribedwithinthe“thinblueline.”Tomakelegitimatethesearchandarrest thatuncoveredahandgunapparentlyusedinamurder,J.J.takesontheother oficer’sracistpresumptionofguiltforthissuspectandfalselyswearsunder oath that the defendant made an illegal left turn, which then serves as the pretext, from a legal standpoint, for stopping him and eventually searching hiscarforthegun. After testifying, J.J.puts together various pieces of evidence and realizes that the weapon he found in this suspect’s car was not used in the murder forwhichheisbeingtried,andthattheserialnumberforthegunhadbeen changed—ironicallyenough,with“white-out”— onthearrestreportJ.J.iled abouttheincident.Theyoungmanhehelpedtoarrest,TeddyWoods,played appropriately enough by gangsta rapper Ice Cube, has been framed by J.J.’s fellowoficersbecausehisimageitsthecrime.Inotherwords,heisframed because he is black, a detail of the ilm that concurs, as we have seen, not onlywithpresumptionsmadeevidentbymanyotherblacknoirs,butalsowith LewisGordon’sobservationthat,fromatypicalwhiteperspective,anAfrican American’s“coloristheevidence.Heisguiltyofblackness.”43TheGlassShield reinforcesthisideabyhavingtheWoodscharacterobserve,“It’slikethesong says:myskinismysin,”arap-likeobservationthatparaphrasesnotonlyGordon,butalsoFanon.44 Inworkingtorevealthetruthaboutthisvictimofracialinjustice,J.J.inds that “there’s no one to tell” about such corruption, as one of his few honestcolleagues,Foster(LindenChiles),tellshim.Theubiquityofinstitutional structuressupportingsuchracistpresumptionsreachhorizontallyaswellas verticallyallthewaytothecitycouncil,someofwhosemembersowehidden debtstothesheriff’sdepartmentforcovered-upcrimesofthepast.ButJ.J.persists,andwiththehelpofFieldsandFoster,whobecomehisallies,heexposes thesewhiteinjusticesandmakespossibleWoods’sescapefromconvictionfor acrimehedidnotcommit. Althoughitsprotagonistiscloseinagetotheghettocentricnoirsdiscussed intheprevioustwochapters,TheGlassShieldclearlydistinguishesJ.J.asbeing slightlyolderandpossessingadditionalmaturity.Thusthenarrativeislessa coming-of-agestorythanoneofadultrealization,aqualityitshareswithDeep Cover.Theaudience’sirstimpressionofthemaincharacterisjustafterhe hasgraduatedfromtheSheriff’sAcademyandisbeingcalledtodutyatthe Edgemar Sheriff’s Station, thereby “making history” as the irst black deputytoservethere,astheintercomannouncementofhisappointmentnotes. J.J.has a clear life plan—being a policeman—and positive, if also vague, moralgoalsinmindforhowhewishestolivehislife.Heclearlyaimstohelp
43. Gordon,BadFaithandAntiblackRacism,102. 44. Fanon,“LivedExperienceoftheBlack,”199.
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hiscommunitybeabetterplacetoliveandhonestlyhopestodosomegood through his actions, traits that help audience members ally positively with himinspiteofhisnaïveparticipationintheinjusticethatpropelsmuchof thenarrative.AlthoughtheilmdepictsthenaïvetéofJ.J.’sdesiresasdirectly comparabletothecomicbookimagesthatplayundertheopeningcredits,his positivemoraltraitsplacehimmuchclosertoDeepCover’sprotagonistthan tothosein,say,MenaceIISocietyorClockers.Unlikeghettocentricnoircharacters,heknowswhathewishestodowithhislifeandwherehewantsittogo. Hehasasenseofwhatisvaluableandgoodinhumanlife,sohehasnoneed toperformthebasicsortofsearchformeaninginone’sexistencethatpreoccupiestheseotherprotagonistsformuchoftheircinematicstories. Ontheotherhand,evenafterhavingsortedthesequestionsoutandbeing inonesensepreparedtobecometheLosAngelesSheriff’sDepartmentequivalenttoJackieRobinson,J.J.remainsill-equippedtodealwithboththelevelof resistanceandbigotryheencountersandhisowninternalizedcomplicitywith it.TheGlassShieldtakespainstodepictthedepthoftheseracializedbeliefs inbothitsmaincharacterandothers.Moreover,fortheirrolesinrevealing thecorruptionoftheirfellowoficers,J.J.,Foster,andFieldsmustpaydearly. Fostermustadmittocommittingperjuryinanearliertrial,duringwhichhe helped to cover up the excessive brutality of his peers, thereby humiliating himself,endangeringhiscareer,andriskingimprisonment.Hiswhistleblowingalsofurtherexcludeshimfromthecommunityofcopsthroughwhichhe hadpresumablyfoundmuchofhissenseofidentity,sincehehasbrokenthe codeofsilencethatforbidsmembersfrombreakingrankswiththethinblue line. Fields, on the other hand, is severely beaten by “unknown assailants” and while recovering in the hospital decides to leave the force. Despite likingthework,shecanseethattheLosAngelesCountySheriff’sDepartment remainstoosexist,racist,andunjustforhertobeatruemember.Forhispart inblowingthewhistle,J.J.mustnotonlyabandonhislife’sdreamofbecoming apoliceman,hemustalsopayforhiswhiteliebybeingprosecutedforperjury. Toheightentheracialinjusticeofthisconsequence,bycontrastthenarrative notesthatthestupidandracistwhitedeputyhehelpedoutbylying,theaptly namedBono(DonHarvey),isgrantedimmunityforgivingJ.J.up. AshetellshisgirlfriendBarbara(VictoriaDillard),“IthoughtIwasdoing right”bygivingintohiscolleagues’racistprejudices—andasfarasatypical cop’s mentality about race would recommend what he should do, he was.45 Acting like a crude act-utilitarian weighing what amounts to the best kind ofjusticeachievableonthestreets,J.J.felthewasserving“thegreatergood” overall by lying to the jury and thereby getting another presumed killer off thestreets.SimilartoDeepCover,thisnarrativeshowsthatpresumption’sfrequentrootsinracializedbeliefsaboutAfricanAmericans,somethingthatJ.J. 45. SeeDavidBarstowandDavidKocieniewski,“RecordsShowNewJerseyPoliceWithheld DataonRaceProiling,”NewYorkTimes,October12,2000,p.1+,andFeagin,Vera,andBatur, WhiteRacism,esp.142 – 47.
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eventuallyrealizesexistsatabackgroundlevelnotonlyamonghisfellowcops, butinhimselfaswell. Byexposingthecorruptionandracismthatarewovenintotheeveryday functioning of the Sheriff’s Department, the young deputy comes to grasp that police work as it currently exists in Los Angeles embodies an institutional set of beliefs that operate powerfully against the interests of African Americans such as himself. Like Deep Cover’s protagonist, J.J.comes to see thathisownself-deceptionandtheubiquityofthemoralcorruptionaround himhavemadehimblindtocertainformsofracismbecausethesefeatures ofhisexistencehavebecomelikewatertoishforhim.46Henolongersees thembecausehehasbeencompletelysubmergedinthem,awayofthinking outofwhichhewasshakenonlybyhispersonalimmoralinvolvementand theirconsequencesduringtheTeddyWoodscase.Theoverallaimsofthenarrative,then,involveshowingthatJ.J.’snaïvedreamsofbeingacopand“doing right”imposeonhimanalienationfromtheAfrican-Americancommunity thecostofwhichbecomestoohighforhimtobear.Beingoneofthemandnot abrotherrequireshimtoenforcepresumptivestereotypesthatheultimately indshimselfunabletoadministerandtolieinordertoprotectblatantlyracistcopswhocallouslyimposecrimesonthosewhoittheimageregardlessof theiractualguiltorinnocence. In constructing this story about the Los Angeles Sheriff’s Department, Burnettandhiscollaboratorsreverse“thepoliceproceduralbycenteringon an idealistic young black cop who is assigned to a corrupt division” rather thanthecrimeitself,47andhavinghimindthatthedepthofmoralcorruption runsfarwideranddeeperthanhehadeverimagined.Butinanothersense, this narrative strategy is not a completely unfamiliar noir trope, for it also usesthe“rogue-copformula”inthemannerthatitisemployedbytheneonoir Serpico (Sidney Lumet, 1973). As Naremore point out, The Glass Shield exploitsafamiliarnoirtechniquetodepictthelevelofinstitutionalizedracism intheroguepoliceunitthatJ.J.joins.48Throughthisuseofnoir,theaudience isalignedwiththeprotagonistasitfollowshimwhileheuncoversstereotypic beliefsinmostofhisfellowoficersaswellashimself.Thus,asthecharacter discoversthesetruthswithinthenarrative,sodowe.J.J.andhisfriends’desire for true justice further aims to mirror similar presumed sentiments in the audience,makingclosepositiveallegiancewiththemmuchmorelikelythan withtheirracistantagonists.J.J.’slaterrealizationthathehimselfhasheldand practicedsomeoftheseracistbeliefsthereforemodelsforviewerswhatthe narrativehopestoencouragethemtodo:thinkaboutthedegreetowhichsuch beliefsmaybeinternalized.Theilmfocusestheeffectsthattheepistemology ofignorancemayhaveonnotonlywhites,butblacksthemselves—howtheir ownbeliefsandconsciousnessmaybecolonizedbyconceptionsdetrimental
46. Mills,RacialContract,76. 47. Spicer,FilmNoir,169. 48. Naremore,MoreThanNight,246 – 47.
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to themselves and their community, a point that philosophers of race have beenarguingatleastsinceFanon.49Byshowingviewershowevenabasically goodandsympatheticcharacterlikeJ.J.maybecomecaughtupinpresuming blackguilt,theilmmeanstoconveythatsuchbackgroundbeliefsmayiniltrate even those we would not otherwise suspect of harboring such beliefs, evenviewersthemselves. Moregenerally,theilmmakesclearhowtheestablishedracialorderinLos Angeles as standardly administered by the police oppresses African Americans.Suchaportrayalismeanttoconfertoviewersadissatisfactionwiththat systemofjustice’sstate,todissolveanycomplacencythatmightexistregardingthefairnessofLosAngeles’sconstabulariesregardingrace,andtoinstill adesirethattheexisting“socialcontract”insuchplacesbechangedforthe betterinawaythatincorporatesthealternativemoralperceptionsandideals depicted.Inthiswaytheilmtransformsintonarrativeargumentsadvanced byMillsinTheRacialContractaswellasDavidTheoGoldberginRacistCulture: namely, that social orders such as one may ind in urban centers like LosAngelesarefundamentallyracialized.Demarcationsofracenotonlysignifyallegeddifferencesinkindsofhumanbeings,butalsodemarcatedifferences in moral treatment because of alleged differences in morality. People “ofcolor,”sotheassumptiongoes,aremorepronetoindulgetheanimalside of human nature, more prone to violence, more prone to criminal activity. Thereasonsmayvary;suchunfortunatebehaviormaybeattributedtogenetic differences,culturalidiosyncrasies,lackofeducation,oreconomicdisadvantage.Theendresult,however,remainsconstant:thesepeoplemustbekept separatefromthosewhoallegedlyresistsuchtemptationsmoresuccessfully andabidebythelaw.Policinginstitutionsmerelyenforcebeliefsimplicitin thestandardsensibilitiesofwhiteadvantagebyworkingtokeepthesepeople “intheirplace”andtreatingthemdifferentlyfromthewayinwhichtheallegedlymorelaw-abidingwhitecitizenryistreated.50Bydeftlyillustratingsuch assertions, The Glass Shield also incorporates Mills’s and Goldberg’s claims thatsuchconditionsaremorallyintolerable,requireimmediatechange,and yetremaininvisibletomostwhites. Asetofonscreengraphicsattheilm’sconclusionlinksitsictionaldepictionstotherealworldbytestifyingtotheongoingstruggles,atleastasofthe mid-1990s, that the black community of L.A.had to face vis-à-vis the policinginstitutionsofitsneighborhoods,therebyhistoricizingtheeventsdepicted andstressingtheiralarming“normality”fromthecognitivestanceoftypical whiteness.Inaddition,thesehistoricizinggraphicswillprobablynowremind 49. SeeFanon,“LivedExperienceoftheBlack,”andGordon,FanonandtheCrisisofEuropean Man. 50. Mills, Racial Contract, 46 – 49, 84– 85; Goldberg, Racist Culture, 204–5. See also CharlesW. Mills, From Race to Class: Essays in White Marxism and Black Radicalism (Lanham, Md.:RowmanandLittleield,2003),esp.147–218,andDavidTheoGoldberg,TheRacialState (London:Blackwell,2002).
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manycontemporaryviewersofhowTheGlassShieldpresagesLAPD’sRampart Divisionscandalin1999,aswellasmanyothersystemicproblemsthathave plaguedthatcity’slawenforcementbodiesfordecades.51Last,bynotingthat theilmisbasedonatruestory,thesegraphicsmakeexplicitthedirectconnectionbetweenitsictionalworldandtheall-too-realoneitaimstomirror. Astheilm’sopeningimagesshow,J.J.simplisticallythinksthathislifewill involvethesortsofdangersandrewardsthatonemightindincomicbooks, rather than the real-life institutionalized racial prejudices of the L.A.police force.Yetthroughaudiencealignmentwithhimviewerscometorealizethat cartoonish forms of mayhem and violence are hardly the greatest dangers J.J.mustface.Rather,institutionallyembeddedracialbeliefsconstituteafar greaterthreatthananyinjurythecharactermightreceiveintrackingdownor apprehendingcriminals.Asaswornoficerofjustice,J.J.representssomeone whooughttoadministerthatidealinthefairestandmosteven-handedway possible.Whenthatpossibilitybecomesendangeredorissubvertedbyideas ofrace,theilmimplies,afargreatermenacefacessociety:thatofhavinga justicesystemwhichisitselfunjustandthusfailstoguaranteebasicrightsto societymembers.Thatpossibilityisafarworsedangerthanhavingcriminals runninglooseandcausingmayhem,astheproblemwithjusticebecomesa fundamental part of the system rather than incidental, thus more comprehensiveanddificulttoix.Byalludingtotheactualhistoryofsuchsystemic injusticeanditsdisproportionateimpactonadultblackmen,TheGlassShield urgesviewerstoconsidertheingrainednatureofitspresumptionsinmany people’sbeliefstructuresaswellasintheinstitutionsnominallydesignatedto protectthem,therebyinvokingonceagainthe“Socraticimpulse”characteristicofmanyblacknoirs. RaceandtheNoirLessonsofHistory:DevilinaBlueDress Ratherthanportraycontemporaryeventsandtheexistingsocialorder,Carl Franklin’s alluring retro-noir explicitly moves away from these concerns in ordertoexaminetheirhistoricalantecedents.This1995ilmrecreatesa1940seradetectivestorysetinpostwarLosAngeles,completewithvoiceover,convolutedplot,andpassagesintoacriminalunderworldwherethemaincharacter, Ezekiel“Easy”Rawlins(DenzelWashington),mustobtaininformationessentialtohiscase.Inmanyways,theilmisthemostobviouslyrecognizableand straightforwardofblacknoirs,withitscarefulperioddetailandself-conscious useofclassicnoirthemesandtechniques.Assuch,ithasbeenthefocusof 51. SeeDavis,CityofQuartz,esp.250 –316,andFeagin,Vera,andBatur,WhiteRacism,147– 51,regardingtheLosAngelespoliceforce’songoingpoliciestowardAfricanAmericansandother minorities.ForsimilarcasesofracialproilingbypoliceforcesinNewYork,Maryland,NewJersey,Illinois,Florida,andelsewhere,seeAltonFitzgeraldWhite,“Ragtime,MyTime,”andDavid Cole,“TheColorofJustice,”Nation,October11,1999,11–12and12 –15.
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fig.26 Easy Rawlins (Denzel Washington), looking very much the noir detective (DevilinaBlueDress,1995)
considerable scholarly attention.52 In addition, writer/director Carl Franklin hasadmittedthatwhilemakingtheilmhethoughtofitassimilartoTheBig Sleep,nodoubtbecauseofitsconvolutedplotandjaundicedviewofthosein power.Plus,theilmwasmarketedasa“blackChinatown.”53 Ialsowishtonotethatitrepresentsafurthermoveawayfromthecycleof ilmsdiscussedintheprevioustwochapters,asEasy,likemanyclassicnoir protagonists,isawarveteran,afull-grownadult,andpossessesalifeinvested withmeaningandvalue.HehastakenadvantageoftheGIBill,forexample, andboughthimselfasmallhouse,whichtheilmmakesclearhedearlyloves. Healsovalueshavingaregularjoboveritsillegalalternatives.AsFranklin notes in his commentary, these elements aim to portray how Easy believes thatthe“AmericanDream”ispossibleforhim.54Thesetraitsservetodistinguishhimfromthekindsofprotagonistsfoundintheghettocentricnoircycle, whichmakesDevilinaBlueDressadifferentkindofilm,evenwithoutthe additionaldifferencesinhistoricalsettingandablues-orientedratherthana hip-hopsoundtrack.AsEdGuerrerohasargued,thisilmrepresentsperhaps morecompletely“thepotentialforafullydevelopedblackcinema”becauseits 52. See, for example, Guerrero, “Circus of Dreams and Lies,” 346 – 49; Naremore, More ThanNight,249 –53;Wager,DangerousDames,125–27;OliverandTrigo,NoirAnxiety,163– 88; Hirsch,DetoursandLostHighways,302 – 4;MarkL.Berrettini,“PrivateKnowledge,PublicSpace: Investigation and Navigation in Devil in a Blue Dress,” Cinema Journal 39 (1999): 74– 89; and Nieland,“Race-ingNoirandRe-placingHistory,”esp.71–75. 53. CarlFranklin,commentary,DevilinaBlueDress,DVD,directedbyCarlFranklin(1995; ColumbiaTristarHomeVideo,1998).SeealsoNaremore,MoreThanNight,249,andNieland, “Race-ingNoirandRe-placingHistory,”72. 54. Franklin,commentary,DevilinaBlueDress,DVD.
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narrativeillustrateshowAfrican-Americanilmmakingmay“struggleagainst, represent,andmediatethefundamentalconditionofblackpeopleinAmerica.”55EvenascholarofclassicnoirlikeHirschgrudginglyadmitsthat“the ilmrewritessomenoirgenreconventions.”56 SetprimarilyinLosAngeles’sblackcommunity,theilmdepictstheeverydayoppressionandharmdonetoAfricanAmericanstryingtoliveunexceptional livesintheyearsafterWorldWarII.ThebackgroundofDevilinaBlueDress bustleswiththeactivitiesandlocationsofabygoneera,butinlectsthemwitha racedperspective.RatherthanshowviewerstheLosAngelesofHollywoodand VineorSchwab’sDrugStore,itsfocusisCentralAvenueandthestreetsofWatts; andtheactivitiesdepictedaretheday-to-daymattersofblackAmericans,which weremostlyabsentfromtheclassicnoirilmsofthatera.57Inthismannerthe ilmembroidersintoitsnarrativeelementsofLewisGordon’sFanoniandescriptionofracistoppression:“theimpositionofextraordinaryconditionsoftheordinaryuponindividualsinthecourseoftheirefforttolive‘ordinary’lives.”58 HavingfollowedHoraceGreeley’sadviceandgoneWesttoevadethepovertyandcrime-riddenlifeofHouston’sFifthWard,Easyindstohisdismaythat CaliforniapromisesthesamemiseriesforAfricanAmericans.Atirstescape toalifethataspiredtothe“AmericanDream”nodoubtseemedattainable: EasyhadsecuredajobatoneofLosAngeles’smanyaircraftplants,bought hissmallhouse,andsettledcomfortablyintotheworking-classneighborhood ofWatts.ButEasy’svoiceovertellsusintheilm’sopeningsequence,“Itwas summer1948andIneededmoney.”Hehadbeeniredthreeweeksearlierfor refusingtoworkovertimeathisjob(incontrasttohiswhiteco-workers,who theilmmakesclearwerepermittedtorefuseovertime)andhasnoideahow hewillpayhismortgage,alreadynearlytwomonthsoverdue.Tomakehispayments,hereluctantlytakesadetectingjobfromasleazywhite“businessman” namedAlbright(TomSizemore),whodoes“favorsforfriends.” Fromthestartwearealignednarrativelywiththeilm’sprotagonistand givenvirtuallyexclusiveaccessthroughhimtotheilm’sstory,aswefollowhis actionsandhisvoiceovernarrationtellsuswhatwearetomakeofthesituationsinwhichheindshimself.Theilmalsoquicklyestablishesforviewers traitsinEasywithwhichmostcouldeasilyidentify:needinganincome,lookingforajob,andwarinessaboutAlbrightandhisofferofseeminglytoo-easy money. As viewers see more of the ilm, it also presents them with strong evidencethat,incontrasttomanywhitenoirheroes,Easymakesenormous efforts to escape lawbreaking and live a respectable, morally principled life. Unlike the ambivalent noir characters noted by Borde and Chaumeton and othercritics,59“Easy’salwaystryingtodobetter,”ashisfriend,thebarowner 55. Guerrero,“CircusofDreamsandLies,”329,351. 56. Hirsch,DetoursandLostHighways,303. 57. Naremore,MoreThanNight,233– 42. 58. Gordon,FanonandtheCrisisofEuropeanMan,41. 59. Borde and Chaumeton, Panorama of American Film Noir, 7–9; Naremore, More Than Night,20.SeealsoChapter2.
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Joppy(MelWinkler),observes.Inordertoovercomehisroughbackground, whichweseebrielyinlashback,Easyhasmovedawayfromthebadinluenceofcriminalfriendsandtheeasydescentintolawbreakingtheyrepresent. Heinds,however—andaudiencemembersaremeanttorealizealongwith him—thatthecolorofhisskinforceshimbackintocrime’shiddeneconomy. Hisnoirfateistobesuckedintoalifehedoesnotwanttolive,thathehas explicitlyrejected,becauseheisconsistentlyrestrictedtoillicitsocialspaces anddeniedaccesstoothersthatwouldpermithimtopracticebettermoral behavior,suchasthatofunremarkablyworkingatafactoryandputteringwith thefruittreesaroundhishouse.Atirstdesperateformoneytoliveandpay hismortgage,andlaterasuspectintwomurders,hehaslittlechoicebutto helpAlbrightindDaphneMonet(JenniferBeals),eventhoughEasysenses hisemployerisagangsterandwouldprefertoseeDaphnegoherownway. Eventually, in angry, despairing response to being pushed around and beatenupbythecops,Albright,andvariousothers,hecallsforhelponhisold friendMouse(DonCheadle),atrigger-happycareercriminalandmurderer whoisoneofthemanyevilinluencesEasyhadhopedtoescapebymoving fromHoustontoLosAngeles.TogethertheyindDaphneandresolveEasy’s dilemma with Albright and the police, although Easy must restrain Mouse everystepofthewayfromactingoutEasy’srageandshootinganyonewho evenslightlycrosseseitheroneofthem.Thisnoirdoubling,asGuerrerohas pointed out, works “Easy and Mouse in psychological counterpoint,”60 but rather than serving to indicate Easy’s darker side it points to his humanity, restraint,anddesiretoescapetheragelurkinginhisheart.Mouse’spsychotic behavior shows by contrast Easy’s more principled and thoughtful actions, whichfurtherpromptsaudiencememberstosidewithhimemotionally.In this way, Devil contrasts with many otherilms noirs, illustrating Easy’s consciousanddeterminedeffortsto“dobetter”ratherthansuccumbtoafatalisticnoirdeterminismabouttheinevitabilityofhumanevil,asfrequentlyevidencedin,say,FritzLang’swork. DevilinaBlueDressmeanstopresentitsviewerswiththegeneralvalidity oftheideathatevenwhenAfrican-Americanadultmentrytoescapethecriminalisticnoirunderworld,itoftenpullsthembackintoitsinluence.Yetthis idea’spowerhere,astheilmtakespainstopointout,isnotduetotheinherentevilofracedhumanbeings,buttoathoroughlycorruptandcorrupting racialorderimposedbypresumptionsofwhiteadvantage.AsGuerreronotes, Easy’sactionsunderscorehowformanyAfricanAmericanscrimeisperceived asamatterof“survival,”asopposedto“theactofadeviantindividual.”Such a depiction urges viewers to see “crime more in a socioeconomic context,” namely,as“theinformalresistanceofasubjectpeopleagainstaraciallyunjust system.”61 Easy’s descent into crime thus symbolizes a common African 60. EdGuerrero,reviewofDevilinaBlueDress,Cineaste22,no.1(1996):40.Guerrerolater incorporatedmuchofthisreviewinto“CircusofDreamsandLies,”346 – 49. 61. Guerrero,“CircusofDreamsandLies,”346.
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fig.27 Mouse(DonCheadle)andEasy(DenzelWashington)invisualcounterpoint (DevilinaBlueDress,1995)
Americanperspectiveregardingsuchactivities,onethathighlightstheirqualityofbeingunfairimpositionsoftenforcedonblackAmericans. ThefateofDaphneMonet,theilm’sfemmefatale,reinforcesthispoint. Literallythe“devilinabluedress”ofthetitle,sheissonotbecausesheis badorevil,butbecausesheisCreoleandhastakenadvantageofbeinglightskinnedenoughto“pass”forwhite.InitiallyengagedtoToddCarter(Terry Kinney), a white character I analyzed briely at the beginning of Chapter 3, sheindsherselfbeingblackmailedbyapoliticianwhoknowshersecretand opposesCarterinthemayoralrace.Inordertothwartthisblackmailandkeep hersecrethidden,shepurchasesphotographsshowingheriancé’spolitical rival to be a pederast who molests young boys. It is this political rival who hasactuallyhiredAlbrighttoindDaphne,obtainthephotos,andprobably killher.Daphne’sracialtransgressionthusmotivatestheilm’smaincriminal acts.Moreover,onceEasymakescertainthathersecretwillremainunknown to others, she believes that Carter will marry her, as they had originally planned,becauseshethinksthatallthatmattersbetweenthemistheirlove foreachotheranddesireforpersonalhappiness.Thussheisdevastatedwhen herefusestogothroughwithhisproposalbecausesheisnotwhite.She,too, remainsconinedtothespacesreservedforpeopleofcolorin1948because, forheriancé,notevenlovecanovercomethe“one-droprule”thatcondemns anyonewithatraceofblackancestrytothestatusofblackness.62AfterCarter rejectsher,shedriftsbackintothenoirunderworldofcrimewithherknifewieldinggangsterofabrother,FrankGreen(JosephLatimore). 62. SeeDavis,WhoIsBlack?andIanF.HaneyLopez,WhitebyLaw:TheLegalConstructionof Race(NewYork:NewYorkUniversityPress,1996).
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fig.28 DaphneMonet(JenniferBeals)istorturedbyAlbright(TomSizemore,offcamera)(DevilinaBlueDress,1995).
Daphnehasmotivatedalltheilm’skillingandcriminalitynotfrominherentevil,butthroughhereffortstocrossanunjustsocialbarrierandescape theconinementsimposedonherbyrace.Asnumerouscriticshavepointed out,theilmmakers’useofDaphne’scharacterillustrateshowtheigureofthe noirfemmefatalemayberevisedthroughthatofthemulatta.63Theilmclearly lagsforviewerstheunfairnessofDaphne’sracialposition,thusalteringthe traditional igure of the mulatta itself, but this representation of unfairness alsoservestochangethevalenceofDaphne’sstatusasafemmefatale.Sheisa “fatalwoman”becauseshehasactedtoescapetheunjustconinesofrace,not becausesheismotivatedbygreed,selishness,hatred,orotherevilmotivating forcestypicallyatworkinnoirfemmesfatales. The ending of the ilm, several critics have argued, is optimistic. Rather thanthedownbeatorfatalisticconclusionthatoftenservesasthesignatureof moreclassicnoirs,theycontendthatDevilinaBlueDressendsonarelatively happy note for Easy.64 It shows his neighborhood as a place of camaraderie andcontentment,wherehemayinteractwithfriendsandforgetaboutallhis recentpasttroublesbyplayingdominoes,talking,anddrinkingwhiskey.While notwishingtodisputetheexistenceofthesenarrativeelements,Iwouldalso pointoutthatthisinalsequencealsocontainslesssanguinedetailsthatmean toindicatefortheviewertroubleonthehorizonforEasyaswellastheblack community.Foronething,thereistherestrictivesurveillanceimpliedbythe policemencruisingslowlybyEasy’shouse,notonlyindicatingthatthecops 63. Naremore,MoreThanNight,251;Nieland,“Race-ingNoirandRe-placingHistory,”63, 71–75;Berrettini,“PrivateKnowledge,PublicSpace.” 64. See,forexample,Spicer,FilmNoir,170,andNaremore,MoreThanNight,253.
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willbekeepingtheireyeonhimasatroublemakerandasuspect,butalsoforeshadowingmoreoppressiveformsofpolicesurveillanceinstorefortheneighborhood’sreal-lifecorrespondentinafewdecades.ThenthereisEasy’sacceptanceof“privateinvestigating”asanoccupationthatAlbrightandracialized circumstanceshadearlierimposedonhim.HetellshisfriendOdell(Albert Hall)thathe“ain’tstudyingnojob,”buthasdecidedtosetuphisownbusinessdoingtheverythinghehadinitiallyresisteddoingforthesleazywhite gangsterandwaslaterforcedbycircumstancestotakeupwithavengeance. EasyalsoparaphrasesAlbrightwhenhedefendshimselffromOdell’sdoubts aboutsuchaprofessionbeingapositivelifechoice.“Yougetintotroubledoing that,” his friend warns him. Easy responds, “Yeah, well, like a man [namely, Albright]toldmeonce,youstepoutyourdoorinthemorningyoualreadyin trouble.Justamatterofwhetheryou’remixedupatthetopofthattroubleor not,that’sall.”IwouldarguethatthisparaphrasingindicatesacertainHobbesian,dog-eat-dogmentalitythatEasyhastakenonfromthewhitegangster.It istruethatEasyimplieshewillmakeithisownby“goingintobusinessfor [him]self,”butacertainamountofcynicismabouttheworldthatAlbrightoriginallyconveyedthroughhiscommentremainsinEasy’sparaphraseofit. ThereisalsothetroublingimplicationthatMouseremainsasigniicantpart ofEasy’slife,inspiteoftheevilherepresentstothemaincharacter.Heasks Odell,achurchgoingman,whetheryoushouldkeepasafriendsomeonewho does“badthings—Imeanrealbadthings,”evenwhenyoucometoknowthat factabouthim.PerhapsnotfullyappreciatingtheseriousnessofEasy’squestion,Odellrespondswithaslightlytoo-patanswerbysaying,“Allyougotisyour friends.”ThereisalsothecharacteroftheWoodcutter(BarryShabakaHenley), whosepresenceoverthecourseofthenarrativehasforeshadowedtroublefor Easytimeandagain.Heappearshereoncemore,seekingtocutdowntrees, anacthebelieveswillreducethebadluckaroundtheneighborhood.Itisalso worthnotingthatthemusicplayedovertheseinalmomentsisnotsomesimplistic“Don’tWorry—BeHappy”tune,butanorchestralpiecethatsuffusesthe sequencewithacertainsadnessthatrepresentsnotonlyanostalgicyearningfor thislosttimeandplace,butalsocastsoverEasyandtheneighborhood’sfuture acertainominousmood.Itssigniicantfeaturingofminorchordarrangements thusmeantoshadetheviewer’semotionspartlytowardsomethinglessthana completelypositiveresponsetothenarrative’sconclusion. As for our noir protagonist himself, Easy seems to have come to a reconciliation with his fate of being someone who lives outside the law. His partialacceptanceofAlbright’soutlookonlife,forexample,representsacertainhardeningofEasy’sheartasaresultofhisexperienceswiththiswhite gangster,DaphneMonet,ToddCarter,andtheseveralmurdersthatrevolved aroundmaintainingthecolorline.Easyhasbecometougherandmorewary overthecourseofthenarrative,achangethatrepresentsalossofinnocence. Eventhoughtheknowledgehehasobtainedaboutthecolorline’ssubtleties willnodoubthelphimsurvive,thereisalsoamoremelancholyaspecttohis acquisitionofthisknowledge,forEasy’snewawarenessoftheworld’sharsh
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conditions regarding race and his human possibilities in it mean that Easy himself has become a more distrustful and suspicious individual. Already waryaboutmattersofraceattheilm’soutset,circumstanceshaveforcedhim tobecomestillmoreguarded. Thischangeactuallymakeshimlesssympatheticthanhewasearlierin thenarrative,evenifitispossibletoexplainthischangeforlegitimatereasons. Easyhasbeenforcedtobecomebothlessopenandmorescornfuloftheactual humanpossibilitiesopentoAfricanAmericansbytheendoftheilm.While theseinsightsmayamounttoaformof“practicalwisdom”aboutracerelations inAmerica,theyalsorepresentacertainstrangulationofhopeinEasy’scharacter. His personal optimism about the human spirit, already slightly shriveled,hassufferedafurtherreduction,makinghimasadder,ifwiserigure. ThiswisdomEasyacquires,asintheotherblacknoirsdiscussedinthis chapter,servestourgeaudiencememberstocometosimilarinsightsabout theactualstatusofraceintheirownworld,whichisneithertheeasiestnor themostpleasanttaskonemightfaceattheendofailm.Finally,thereisthe extradiegeticmatterofmostviewersbeingawareofthetragicdestructionof thereal-worldversionofEasy’sneighborhoodjustseventeenyearslater.Even thoughthelastfewsecondsoftheilmdepictEasy’scontentedvisagelooking outatchildrenplaying,peoplesimplylivingtheirordinarylives,andhisbrief soliloquytofriendship,theilm’sconclusionalsomeanstoconveyadistinct undertoneofsadnessandforeboding,aswellaswhatIwouldargueisasense ofresponsibilitytorelectonthestateofraceinAmerica.Thetroublingmelancholyof the ilm’s conclusionmeansto spurviewers into thinking about how such a decent neighborhood could have sunk so low in less than two decades—although admittedly, this narrative prompt will have differential impactsondifferentviewers,dependingsigniicantlyonwhethertheyseethe endingasoptimisticormoredownbeat. Thedifferencesinperceptionherewillbetosomeextentraciallyskewed. AfricanAmericans,forexample,seemmorelikelytonoticethemoredownbeat elements than whites because these symbols of ongoing oppression willnodoubtmeanmoretothemandthusbemoresalientintheirviewings of cinematic narratives, to say nothing of their greater likelihood of knowingwhattheymean.Assymbols,thesenarrativefeatureswillresonatemore deeplywiththeirautomatizedbeliefschematathroughwhichtheyviewthe ilm.Whites,incontrast,willnodoubtseemgenerallymoreinclinedtodismissthesefactorsandfocusonthemoreupbeatdimensionsofthisending becausesuchfeaturesharmonizebetterwiththeirtypicallymorerosypicture of race relations in America.Of course, some whites may sensitively detect thelesssanguinefeaturesofthisinalsequence,too,butmypointhereisthat sucharesponseseemslikelytobelessthantypical. Morebroadly,theilm’ssettinginpost–WorldWarIILosAngelesprovides previouslyuninformedviewerswithcriticalbackgroundinformationconcerningmorerecentevents,namely,variousriotsinLosAngeles,byunderscoring thehistoricaldepthoftheircauses,includingtheimpositionofextraordinary
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conditionslikecriminalityonAfrican-Americanmenandtheirfrequentconinementtocrime-riddensocialspaces.InthiswayDevilinaBlueDressseeks torevealtoviewersthehiddenundersideofwhitesupremacyandchallenge themtorethinktheirplaceinitsmoralinstitutionsaswellastheirviewof itscommonlyacceptedpresumptions,history,andconsequences.AsinThe GlassShield,thenarrativepresentsthesemattersandimplicitlyurgesitsviewers to relect on them, thereby illustrating Mills and Goldberg’s claim that ideas of race fundamentally affect typical thinking about not only morality but space. As Mills writes, “Part of the purpose of the color bar/ the color line/ apartheid/ jim crow is to maintain [racialized] spaces. . . to have the checkerboardofvirtueandvice,lightanddarkspace,oursandtheirs,clearly demarcated.”65Similarly,Goldbergarguesthat“racismsbecomeinstitutionallynormalizedinandthroughspatialconiguration. . .beingconceivedand deined in racial terms.”66 Through its vivid portrayal of spatial and moral demarcations by means of imposed conceptions about race, Devil in a Blue Dressservestoillustrateandenliventhesameterritoryofwhitesupremacy’s unfairnessandinjusticeasthatindicatedbythesethinkers. Inparticular,Easy’scharacterworkstoobscurethemoralboundariesset outforhimbyraceandshowtheirartiicialitybycontrastinghisprincipled and restrained responses with those of Mouse. Whereas Mouse embraces criminalitywithcomicallymaniacalrelish,Easyresiststhesepressuresand respondswithhorrortoMouse’smanyevildeeds,suchashiskillingofJoppy. Eventhoughthisex-boxerturnedbartenderisresponsibleforCoretta’s(Lisa NicoleCarson)deathaswellasgettingEasyintothiswholemessintheirst place,Easyisstillsaddenedtothepointofgriefupondiscoveringthathehas beenchokedtodeathbythepsychoticMouse. Ofcourse,numerouscriticshaveremarkedontheilm’scarefuldelineationofvariousspatialboundariesbyrace.67FromAlbright’sintrusionintoJoppy’sbarattheverybeginningoftheilmthroughEasy’suncomfortablevisits totheSantaMonicapier,the“whitesonly”sectionoftheAmbassadorHotelto irstmeetDaphne,hissubsequentdrivewithherintothewhiteneighborhood whereMcGeelives,andotherracializedincursions,theilmremindsviewers thatwhereonegoesoftenbearsthemarkofsocialboundariesdeinedbypresuppositionsconcerningthisvexingconcept.Asviewersbecomemoreclosely alliedwithEasy,theyareurgedtobeginseeingmoreclearlywhitesupremacy’s unfairness—itsmoralbankruptcy,itsunfairimpositionofrigidboundaries onAfricanAmericansandtheplaceswheretheycansafelybe,itsfundamentalimmorality,itscontinuedandlong-standinginjustices.Suchanimplicitly corruptandcorruptingsocialorder,theilmencouragesilmgoerstograsp, callsforacommittedmoraldedicationtoitsimprovement,totheeradication 65. Mills,RacialContract,48. 66. Goldberg,RacistCulture,185. 67. See,forexample,Nieland,“Race-ingNoirandRe-placingHistory,”72 –73,andBerrettini, “PrivateKnowledge,PublicSpace.”
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ofitsdamaging,unjustadvantageandpower,sothatsomethingbettermay actuallybepossibleforthosewhoselivesitaffects(namely,everybody),justas Mills,Goldberg,andotherphilosophicaltheoristsofraceurgeonthebasisof analogousreasoning. BlackNoirMovesBeyondtheGangsta Withachangeinfocusfromblackyouthtoadultmalecharacters,thereisa correspondingchangeinwhatkindofknowledgetheseilmsseektoconvey totheirviewers.Ratherthancenteraroundrealizationsaboutone’sselfand whatgivesone’sownlifemeaningandvalue,DeepCover,TheGlassShield,and DevilinaBlueDressurgeaudiencememberstothinkmoreaboutthesocial worldatlargeandone’splaceinit.Bydemonstratinghowevenmorallygood adultmalecharactersmaybecoercedintocriminalitythroughoppressivecircumstances connected to race, these ilms seek to instruct viewers in additionalsubtletiesofracistpresumptionsandtheunconsciouswaysinwhich theyoperateinthemundanelivesofallAmericans.Byfollowingtheseilms’ charactersintheirdiscoveryofsuchtruthsforthemselvesandmakingexplicit linkstoreal-lifeevents,thesenarrativesfurtheraimtospurtheirviewersinto thinking about the implications of such matters not merely in the ictional worldsdepicted,butalsointheveryrealoneinwhichwelive. Thisdifferencefromyouth-centeredblacknoirsrepresentsamodeststep forwardaesthetically,asitdevelopsblacknoir’spotentialformoreperspicuouslyrepresentingproblemsofracethathavepreviouslyescapedattentionin mostmainstreamcinema.Byfocusingonmorallygoodadultblackmen,these ilmsofferslightlymoregeneralizedgroundsforbridgingthegapbetween blackandwhiteAmericanexperiencethatoftenpreventsgreaterunderstandingofdifferentlyracializedformsofhumanexistence.Assuch,thestepforwardrepresentedbytheseilmsmeansthatblacknoir,asanaestheticstyle, may be employed to represent a broader range of human potentialities, as wellasbecomeastrongermeanstospurrelectioninviewersregardingtheir typicalpresumptionsconcerningrace.Theseilmsthusexpandblacknoir’s potentialfortriggeringa“Socraticimpulse”inviewersaswellasitspotential fordepictingfullerconceptionsofthehuman. Anotherwaytograspthisstepforwardincinematicaestheticsistorealize that while these works aim to entertain and engage mainstream audiences evenmorebroadlythantheirghettocentricnoircounterparts,theyalsoattain conditionssetoutbyearliercriticsforsubvertingtraditionalHollywoodconventionsandallowingfortheexpressionofhumanliberatorysentiments.In otherwords,TommyLott’sandClydeTaylor’sgoalforblackcinemato“imperfectly”achievepositivehumanpotentialsismorenearlyattained.68Theradical 68. Lott,“AestheticsandPolitics”;Lott,“HollywoodandIndependentBlackCinema”;Taylor, MaskofArt,esp.255–73.
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politicalaspirationsoutlinedbylate1960sLatinAmericancriticsandilmmakers for Third or Imperfect Cinema are thus closer to being made real, as these ilms more effectively resist mainstream stereotypical images and advancethepoliticalinterestsofoppressedpeoples.69Byutilizingnoirtechniquestoprovideviewerswithdetailedrepresentationsofracializedadultmen fromanAfrican-Americanperspective,DeepCover,TheGlassShield,andDevil inaBlueDressconstituteblackilmasimperfectcinema,withanoirtwist.As wewillseeinthenexttwochapters,otherworksextendblacknoir’srangeeven further,makingitastillmoresuppleandsubtlecollectionofartisticnarrative techniques for conveying dificulties revolving around conceptions of race, identity,humanity,andjustice.
69. For more on Third or Imperfect Cinema, see Fernando Solanas and Octavio Gettino, “TowardsaThirdCinema,”andJulioGarciaEspinosa,“ForanImperfectCinema,”inFilmand Theory:AnAnthology,ed.RobertStamandTobyMiller(Oxford:Blackwell,2000),265– 86,287– 97,andQuestionsofThirdCinema,ed.JimPinesandPaulWillemen(London:BFIPublishing, 1989).
other forms of blackness
Thelourishingofanygivenperson’shumanityrequiresitsacknowledgementbyherothers. —StephenMulhall,OnFilm
Bypresentingstillmorestriking,innovativeoccasionsforviewerstoconsider whatitmeanstofullyacknowledgeanother,African-Americanandotherilmmakershavepushedblacknoirintonewregionsofaestheticadvance,forthese innovationshaveincorporatedintotheilmformaninterrogationofpresuppositions concerning additional forms of social disadvantage that operate in concertwithrace.Accordingly,IarguethattheilmsIexamineinthischapter illustrate Mulhall’s link between acknowledgment and lourishing, and therelationoftheseideastojustice,forwhereinjusticeexists,thesecomponentsofadecenthumanlifewillbedistortedorabsentaswell.1Forexample, femalegothicnoircharacteristicsstructureKasiLemmons’sEve’sBayou(1997), therebybringingintofocusconcernsofAfrican-Americanwomen,something oftenabsentfromearlierblacknoirs.Itsnarrativecallsforviewerstorelecton conceptionsofmemory,reality,andselffromaracedaswellasagenderedperspective,thusbringingintoviewawholerangeofhumanitythatisinadequately understoodbymanyviewers.Likewise,noir-inluencedilmssuchastheilm version of Walter Mosley’s Always Outnumbered, Always Outgunned (1998), AntoineFuqua’sTrainingDay(2001),andLemmons’ssecondfeatureilm,The Caveman’s Valentine (2001), prompt extended audience relection about the humanityofotherwisenegativelystereotypedblackigures,namely,ex-cons, corruptcops,andmentallyillhomelesspersons,therebyformallyexpanding blacknoir’srangetotheconsiderationofpresumptionsregardingothertypes ofsociallyoppressedhumanbeingsbesidesblackyouthandadultmen. AcrucialpointIwishtomakeinthischapterandthenextisthatAfricanAmericanilmnoirhasnotonlycontinuedtoprogressanddevelopbutmatured as a set of techniques for appealing to audiences to think relectively about thetroublinginterdependenciesofmorality,justice,andsocialoppression.Its ongoingdevelopmentmaybeattributedtohowblacknoirpossessescapacities todepictanddissectevolvingformsoftheracialcontractaswellasthediverse andbacteria-likeformsofsocialdominationingeneral.Likeitsnoirpredecessors,theseblacknoirstroubleusaboutinjusticesandmoralinequitieslong after the ilm stock (or its equivalent) has stopped rolling by utilizing noir’s
1. Mulhall,OnFilm,35.
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specialaptitudesforcriticallyrepresentingsocialoppressionandelicitingserious relective thought concerning previously hidden presuppositions about humanbeingsandthemoralrelationsbetweenthem. These ilms accomplish much of what I analyze here by extending noir’s potentialforencouragingsympatheticandempatheticunderstandingforother typesofCavellianindividualities—thatis,kindsofcharactersthatcertainpeople are,suchthatwecouldimagineourselveshavingmetthemormeetingthem in other circumstances—thereby expanding viewers’ imaginations regarding whatafull-ledgedsenseofhumanityinvolves.2Toelicitacknowledgmentand recognition of normally stereotypical characters as the ictional equivalent of full-ledgedhumanbeings,theseilmsexploitnoir’scapacitytopromptsuch responses,particularlybymeansofempatheticunderstanding.Takingasmy pointofdepartureMulhall’sargumentconcerninghowBladeRunnerencouragesempatheticresponsestoitsreplicantcharacters,Imaintainthat,bydepictingvulnerability,pain,orsufferingaspeculiarlyhuman,thesenoirilmsmotivateviewerstoincorporatepreviously“othered”individualitiesintotheirsense ofthehuman,promptingagrowthinmoralimagination.3Butpriortoaddressingthisissue,Iconsideranotherdimensionofviewerasymmetrywithregard torace,namelywhatitmightmeanforailmtobe“universallyaccessible.” Eve’sBayouandItsCriticalReception When writer/director Kasi Lemmons released her irst feature ilm, critic AndrewSarriswrote,“TohailMs.Lemmons’Eve’sBayouasthebestAfricanAmerican ilm ever, as one may be understandably inclined to do, would be to understate its universal accessibility to anyone on the planet with the slightest involvement in the painful experience of family life.”4 Other criticspraisedtheilminsimilarways.5Whileinonesensesurelyappreciated, in another this form of backhanded praise was bizarre, for as ilm studies scholarMiaL.Masknotes,suchremarksbetrayarealreluctancetodescribe andadmireailmasanoutstandingworkofartbyandaboutAfricanAmericans.6Iwouldfurtherarguethatthisformofpraiseisparticularlyodd,given thatEve’sBayoutellsastorythatcontainsonlyAfrican-Americancharacters. Thusitwouldseemtoborderontheperversetodownplayorignorethefact thattheilmtakesplaceentirelywithinthemilieuofanall-blackenclavein theUnitedStates—speciically,inatownthat“wasnamedafteraslave”and 2. Cavell,WorldViewed,29,33,35. 3. Mulhall,OnFilm,33–51. 4. AndrewSarris,“A10-Year-OldMurdererPropelsaNervyDebutFilm”(reviewofEve’s Bayou),NewYorkObserver,November17,1997,37. 5. See, for example, Cynthia Joyce, “Eve Gets Even,” Salon, November 7, 1997, http:// archive.salon.com/ent/movies/1997/11/07eve.html,andLouisB.Parks,“JacksonTakesaDetour tothe‘Bayou,’”HoustonChronicle,November8,1997,HoustonSection,p.1. 6. MiaL.Mask,“Eve’sBayou:TooGoodtoBea‘Black’Film?”Cineaste23,no.4(1998):27.
Philosophy,BlackFilm,FilmNoir
whose residents are that slave’s descendants, as the ilm tells us. In relectingonhowshesetthestageforhernarrativeasanAfrican-Americansaga, Lemmons remarks, “This beginning is kind of a history lesson.”7 The ilm explicitlypresentsitsictionalhistoryaboutthetown’sfoundingmatriarchas aframingdevice,stressingitsracialdimensionsandunderliningtheircritical importanceforaproperunderstandingofthecharacters.Thenarrativemoreoverreturnstothesemattersatitsconclusionbyreiteratingthisracialhistory, tofurtherstressitsimportance. Lemmons’s goal as well as her reasoning for providing a “history lesson” harmonize with Charles Mills’s assertion that a detailed awareness of thenation’spastiscrucialforaproperunderstandingofrace.“Theexposure ofmisrepresentations”and“excavationsofhistoriesconcealed”—settingthe recordstraight,sotospeak—regardingtheactualeventsthatoccurredbetween whitesandblacksinthehistoryoftheUnitedStatesarevitaltoanaccurate graspoftheconcept’scurrentimportance.8Accordingly,asLemmonsmakes clear, her story presumes a conscious knowledge of the history and consequencesofracerelationsintheUnitedStatesandhowthosedimensionsof blackexperienceoperateasbackgroundassumptions,asco-text,tothestory, whichtheprologuequicklysketchesfortheviewer.Itisforthesereasonsthat Iindbizarrethatmanycriticswouldforgetorignorethespeciicracialidentityofthecharactersandtreatthemasifmentioningtheirracialhistorywould constituteanadmissionthattheilmlacked“universalaccessibility.” Ontheotherhand,partofthisilm’sinterestfromtheperspectiveofrecent philosophicaltheorizingaboutraceisthatviewersoftendonotseeLemmons’s narrativeashavingracializeddimensions,orhesitatetoadmitit,inspiteof herexpliciteffortsbothatthebeginningandendoftheilmtoemphasizethat thesecharactersaredescendantsofanAfricanslave.Rather,manyviewerssee theilmasentirelyuntouchedbymattersofrace,asifthatdimensionofthe storyweremerelyanaccidentalfeaturethatdidnotmatter.Suchunderstandingsoftheilmmeanthattheseviewerspresupposetheconceptof“universalaccessibility”tobedeinedintermsofwhiteness,asDyerhasarguedin WhiteandIhaveexploredinpreviouschapters.Perhapstoo,asMaskargues, thispreconceptionremainsinplacepartlybecausethemaincharactersinthe ilm,themembersoftheBatistefamily,holdmanyrecognizablymiddle-class Americanvaluesthatmakethemseem“justlike”whites(27). Atthesametime,asMaskfurtherremarks,becauseitisastoryofafluent middle-class, French- and English-speaking blacks, the ilm also challenges essentialistnotionsofblackness(ibid.).Neverforamomentdoesitaskusto indulgeinilmhistorianDonaldBogle’sdamninglitanyofstereotypes—toms, coons,mulattoes,mammies,orbucks— ortheircontemporarycounterparts.9 7. KasiLemmons,commentary,Eve’sBayou,DVD,directedbyKasiLemmons(1997;TrimarkPictures,1998). 8. Mills,RacialContract,119. 9. Donald Bogle, Toms, Coons, Mulattoes, Mammies, and Bucks: An Interpretive History of BlacksinAmericanFilms,4thed.(NewYork:Continuum,2001).
OtherFormsofBlackness
Eve’sBayoufocusesonaformofblacknessnotusuallyacknowledged,albeit oneclosertotypicalwhitesensibilitiesthanthoseusuallydepictedinblack noirs.YetthisAfrican-Americandimensionofthenarrativeseemstohavebeen ignoredormisunderstoodbymanyviewersinfavorofthebeliefthatthese characters’accessibilityisduetotheirbeing“justlike”whites.Theaccidental propinquityofhumanindividualitiesheremeansthat,ironically,manywhite viewershaveaneasiertimeidentifyingwiththeseblackcharactersthanthey dowithcharacterssuchastheempatheticgangstersandothersdescribedin previouschapters.Toputitanotherway,tomanywhiteviewersthecharacters ofEve’sBayouseemmuchmore“white”thanthosetypicallyportrayedinblack noirs,ratherthanblackinanotherway. Thisdimensionoftheilmfurtherelucidateswhyitwassohighlypraised bycriticswhononethelessdidnotwanttolabelitanAfrican-Americanilm. Whatitimplies,ofcourse,isthatbeingablackilmwouldputoffmainstream viewerswhohavebeenconditionedtoviewilmsfromawhitepointofview. Whileinonesensethisformofpraisemightbeseenas“tellingitlikeitis” and recognizing some brute fact about Western cinematic viewership and itsimplicitracism,itisalsoimportanttonotethatthesecommentsoperate to reinforce such myopic normative standards, even though many critics wouldpresumablyhavehopedtohavemovedbeyondthemintheirpersonal ilmviewing. Suchawayoflookingatthisilmfurtherhintsattheideathatablackilm thatlacksanyrepresentationsofwhitespermitsaudiencememberstrained toperceiveictionalilmnarrativethroughwhitenessto“forget”thattheyare viewingastoryaboutAfricanAmericans.AseventstakingplaceinLouisiana, a state that considered anyone with one drop of black blood, any “trace of blackancestry,”tobeAfricanAmerican,10andatatime(theearly1960s)when peopleacrosstheSouthwerebeingbeaten,jailed,ormurderedforintegratingpublicplaces,registeringblackvoters,orprotestingthatAfricanAmericanswerenotpermittedtopracticethefullequalityguaranteedthembythe U.S.Constitution,theabsenceofwhitesandinteractionswiththeminEve’s Bayouallowsmanyviewersto“forget”oroverlooktheviolence,immorality, and injustices of race in American history.11 If Eve’s Bayou had included a sceneinwhichoneofitscharactershadbeenforcedtodealwithwhites— even someactasordinaryasbuyingfood,clothes,ormedicinefortheirchildren from a white salesperson— could this façade of universal accessibility have beenpreserved?Thelikelyuglinessofsuchascenewouldhavemadethatillusiondificult,ifnotimpossible,tomaintain,foritwouldhaveremindedwhite viewersinparticularoftheirprivilegedstatusincontrasttotheilm’scharacters,thusdestroyingtheirfantasythattheseindividualswere“justlike”them intermsofsocialequality.Whitesuperioritywouldhavebeeninscribedinto 10. CitedinDavis,WhoIsBlack?9. 11. See, for example, Denise Dennis, Black History for Beginners (New York: Writers and ReadersPublishing,1995),esp.171–73.
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the narrative in a way that would have rendered impossible the impression thatthesecharacterswere“justlike”viewersinwaysthatmaderaceirrelevant. ItwouldratherhaveremindedthemofwhatsegregatesAfricanAmericansin general,andtherebywhatinstitutionalforcesmaintainwhiteadvantage.Such reminders would no doubt have proved inimical to viewers’ sense that the ilmpresentscharacterswhoareinnoimportantwayssociallydifferentfrom whites. Thepresentationofthisalternativenarrativescenarioisinnowaymeant asacriticismofEve’sBayou.Ipresentitonlytohighlightthefactthatsucha scenewouldhavemadedificult,ifnotimpossible,acertainmisunderstandingofthenarrative,onethatviewersshouldnothavehadanyway,hadthey beenpayingproperattention.Ifnothingelse,theframingstoryshouldhave remindedviewersthatthestorybeingtoldwasoneinwhichraceplayedacrucialrole,evenifthatfactorremainsonethatthenarrativeimplicitlyaddresses as something that can and should be overcome. It is also probable that the moraluglinessofsuchascenewouldhavealienatedmanyviewers,regardless oftheirracialidentity.Inalllikelihooditwouldhaveconstitutedanaesthetic lawintheilmbecauseitwouldhaveamountedtoanunnecessarydeviation fromtheilm’scentralfocus. FilmNoirandFemaleGothicMelodrama Unlikemanycritics,IconsiderEve’sBayouafemalegothicmelodramathat,by virtueofitsnarrativecontentandstyle,alsofunctionsasailmnoir.Assuch, IarguethatitissimilartoclassicnoirilmslikeShadowofaDoubt(Alfred Hitchcock, 1944), Undercurrent (Vincente Minnelli, 1946), Sleep, My Love (DouglasSirk,1948),SecretBeyondtheDoor(FritzLang,1948),andCaught (MaxOphuls,1949),whichwerecreatedasfemalegothicmelodramasandat thesametimeendedupinthenoircanon.Thisaspectofilmnoirhasreceived far less critical attention than its indebtedness to male-oriented hard-boiled andpulpiction.Still,asilmstudiesscholarslikeSteveNeale,MurraySmith, Elizabeth Cowie, Thomas Schatz, Andrea Walsh, and others have pointed out,manyfemalegothicilmsofthe1940susedthesamenarrativeandstylistic techniques as ilm noir—low-key lighting, unbalanced compositions, voiceovernarration,lashbacks,detective-likeinvestigationbytheprotagonist ofasexualotherwhosomehowthreatensthemaincharacter,andsoon.12The onlyevidentdifferencebetweenmanyofthesefemalegothicmelodramasand 12. Neale,GenreandHollywood,161– 64;MurraySmith,“FilmNoir,theFemaleGothic,and Deception,”WideAngle10(1988):62 –75,esp.63– 65;ElizabethCowie,“FilmNoirandWomen,” in Shades of Noir, ed. Joan Copjec (London: Verso, 1993), esp.130 –37; Thomas Schatz, Boom andBust:TheAmericanCinemainthe1940s(NewYork:CharlesScribner’sSons,1997),232 –39; AndreaS. Walsh, Women’s Film and Female Experience, 1940–1950 (Westport, Conn.: Praeger 1984),esp.168 –70,190 –91;Spicer,FilmNoir,10 –11.
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ilmsnoirsseemstohavebeenthegenderoftheintendedaudienceandthe narrative’smaincharacters.13 Actually,thisapparentdissimilarityisadistinctionwithoutadifference,as philosopherswouldsay,becausetheoverlapbetweenthesetwokindsofilms issuchthatmanyfemalegothicmelodramaswereactuallyclassiiedasilms noirsaccordingtoclassicaccountslikeSilverandWard.14Itisnotasifthegenderdifferenceincharactersandaudiencekeptmanyviewersandcriticsfrom thinkingofsuchfemale-orientedilmsasnoirsaswell.15Thereseemstobeno reason,then,tomaintainacategoricaldistinctionbetweenmanyexamplesof thesetwokindsofilms,forasNealehasremarked,“Anyabsolutedivision between noir and the gothic woman’s ilm is unsustainable.”16 Thus Neale, Cowie,Schatz,andothershavearguedthatmanyfemalegothicilmsareilms noirs as well, as instances of the two forms often share precisely the same stylisticaswellasnarrativecharacteristics,withsomeilmsthusfallinginto bothcategoriesatthesametime.Likeotherformsofnoir,criticshavenoted thatthisveinhasadditionallycarriedoverintoneo-noir.CowienotesKathryn Bigelow’sBlueSteel(1990)asonesuchexample,butCurtisHanson’sJagged Edge(1987)wouldqualifyaswell,aswouldMaryLamb’sSiesta(1987),Lizzie Borden’sLoveCrimes(1991),andTamraDavis’sremakeGuncrazy(1993).17 In discussing the “family resemblance” between 1940s female gothic melodramas and hard-boiled noir detective ilms, Schatz notes that their shared characteristics derive from shared “basic structure, thematic and gender-related concerns, and deployment of noir stylistics.” He goes on to describetheiroverlapintermsofcommonconcernsregarding“genderdifference,sexualidentity,andthe‘genderstress,’”suchasthatexertedbythe femmefatale,whichhasbeenafocusofnoirscholarshipsinceitsinception. Both ilm forms typically involve “an essentially good although lawed and vulnerableprotagonistatoddswithamysteriousandmenacingsexualother.” Theirsocialmilieusareoften“crass,duplicitous,andamoral,”andtheaudience’spointofviewandknowledgearegenerallyalignedwiththeprotagonist asheorsheinvestigatesthissexualother.Bothkindsofilmstypicallybuild to a resolution of their mysteries as well. As Schatz notes, “In both forms, however,theresolutionrarelymarksareturntocompletestabilityormoral equilibrium.”Consequently,doubtsandtensionslinger.18 Of course, there are also differences between female gothic melodrama and typical ilm noir. For example, in female gothic narratives the “heroine 13. Regardingthiskindofallegedpartitionbetweenthetwotypesofilms,seeinparticular Smith,“FilmNoir,theFemaleGothic,andDeception,”63. 14. SeetheentriesfortheilmsjustmentionedinSilverandWard,FilmNoir:AnEncyclopedic Reference,52 –54,253–54,257–58,299 –300,and386. 15. See especially Cowie, “Film Noir and Women,” 136, and Neale, Genre and Hollywood, 161– 64. 16. Neale,GenreandHollywood,164. 17. Cowie,“FilmNoirandWomen,”159 – 60;Spicer,FilmNoir,165– 68. 18. Schatz,BoomandBust,236 –37.
0
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not only tends to survive but to attain a new awareness of herself and her world. . . .Theresolutionofthefemalegothicinvolvesaredemptionofsorts.” Still,inwhatSchatzseesasthebestofthefemalegothicnoirs,thisredemption maybeironictothepointofbeing“positivelyBrechtian.”HecitesHitchcock’s Shadow of a Doubt as such an example, at the end of which young Charlie (Teresa Wright) becomes a character whose world “can never be the same” becauseshehasseenintoitscorruptandfetidcorebydiscoveringthetruth aboutherbelovedUncleCharlie(JosephCotten),whoturnsouttohavebeen aserialkillerinspiteofalltheiliallovesheandothercharactersdirecttoward him. At the very heart of her “average” American family lay a form of corruption that, until its revelation, young Charlie could never have imagined. Ultimately,herknowledgeofthisrealitynotonlydamagesherpsychologically, butforeverchangestheparametersofherworld.19Putinmorestandardphilosophicalterms,shehasgraspedaninstanceofthe“banalityofevil”—theidea thatevilactionsmightbepossibleforalmostanyone—thatshecouldnothave understoodpriortohernoirexperiences.20 Inmanyfemalegothicmelodramasthatalsofallintothecategoryofclassicnoir,aplaceofcomfortandsafety,suchasthefamily,istransformedinto aplaceofmysteryanddangerbymeansofhorriicrevelationsaboutoneor moreofthegroup’smembers.Theserevelationsoftenconcernsexualdesire or perversion, as in Caught, Sleep, My Love, and Secret Beyond the Door. At timesthereareovertonesofthesupernatural,carriedoverfromnineteenthcenturygothicromances.Settingsmayincludeanoldcastleorafamilymansionwherescenesofforebodingcreepinessmayunfold.21 Naturally,1940swomen’sgothicnoirsshareagooddealincommonwith othergothicmelodramasaimedatwomenassuchnarrativeshaddevelopedto thatpointintwentieth-centurycinema.22AsinHitchcock’sRebecca(1940)and Suspicion(1941)andGeorgeCukor’sGaslight(1944),theafluentfemaleprotagonistsintheseilmsareoftentormentedbyhusbandswhoapparentlyeither wishtokillthemordrivethemmad.Bymeansoftheirnarrativeandstyle, these ilms, many critics have more recently argued, are actually within the overlapwithilmnoiraswell.23And,ofcourse,therearetheilmsthatfarmore classicistnoircriticsunproblematicallyplacedinthenoircamp,eventhough theyweremadeandunderstoodatthetimeasfemalegothicmelodramas. Regarding more recent critics’ arguments in favor of ilm noir’s overlap withfemalegothicmelodrama,itisnoteworthythatLemmonsherselfrefers toEve’sBayouasamelodrama.24Thisreferenceshouldnotbesurprising,as 19. Ibid.,238 –39. 20. Arendt,EichmanninJerusalem. 21. Formoreonthetypicalfeaturesoffemalegothicnoirs,seeNeale,GenreandHollywood, 164;Spicer,FilmNoir,10 –11;andCowie,“FilmNoirandWomen,”154. 22. TaniaModleski,LovingwithaVengeance:MassProducedFantasiesforWomen(NewYork: Methuen,1984),21;GuyBarefoot,GaslightMelodrama:FromVictorianLondonto1940sHollywood (NewYork:Continuum,2001),20 –23,39 – 40. 23. NotedinCowie,“FilmNoirandWomen,”129 –30. 24. Lemmons,commentary,Eve’sBayou,DVD.
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1
criticsofthe1940softenunderstoodnoirilmsasmelodramas.25Moreover, Lemmons’sunderstandingofherilminnowayprecludesthepossibilitythat itfallsintotheoverlapbetweenfemalegothicmelodramaandilmnoir.ThusI willarguethatEve’sBayouitsconditionswhichplaceitwithinthecommon spacethatmakesitailmnoiraswellasafemalegothicmelodrama,evenif thischaracterizationwasnotspeciicallyLemmons’sirst-orderintentionfor herilm,justasitwasnotformakersof1940sgothicmelodramas.Iwould furtherarguethattheilmmaybeinsightfullyanalyzedasablackilmnoir,for doingsorevealsadepthtotheilmaswellasalexibilityintheideaofblack noirthatmightotherwisegounnoticed. Eve’sGothicNoirWorld Eve’sBayoufocusesonthestoryoften-year-oldEveBatiste’s(JurneeSmollett) perceptionofeventsleadinguptoherfather’sdeath.Toldentirelybymeans ofthefamiliarnoirtechniqueoflashbackandbracketedbyavoiceovernarrationthattroublinglyrelectsontheseeventsfrommorethanthreedecades aftertheiroccurrence,Evediscoverswhatsheseesasanenormousdangerto herfamilyatitsveryheart.SimilartothethreatfoundbyyoungCharliein ShadowofaDoubt,Evecomestounderstandthatthestabilityofherfamily is imperiled by her beloved father, Louis’s (SamuelL.Jackson) uncontrolled philandering.WelaterindoutthatthedangerposedbyLouismaygoeven deeper.ThenarrativeoffersthepossibilitythatEve’sfourteen-year-oldsister Cisely(MeaganGood),Louis’sfavorite,mightalsobetheobjectofincestuous attentions. Louis himself admits to being unable to control his womanizing. Aside fromseeingittimeandagaininhisactionsandhearingaboutitrepeatedly inwhatothercharacterssayofhim,lateinthenarrativewehearaletterbeing readthatLouishaswrittentohissisterMozelle(DebbiMorgan),wherehe confesses“toacertainkindofwomanIamahero.Ineedtobeaherosometimes.Thatismyweakness.Thatmuchistrue.”Eve’stask,then,asthefemale noirprotagonistinthisilm,istoinvestigateherfatherandverifytheexistence ofthedangerheposes,thentrytoindsomewaytodosomethingaboutitand restoreherfamilytoitsconditionofstability,safety,andcomfort.Asinmany noirnarratives,herattemptstoachievethesegoalsdonotgoquiteasshehad plannedandhavepsychologicalrepercussionsthatdeeplytroubleher.Infact, astheilmmakesclear,morethanthirtyyearsaftertheseeventshavetaken place,theirmemorycontinuestoreverberateandresistbeingfullysortedout forhercharacter. 25. Cowie, “Film Noir and Women,” esp.129 –30; Steve Neale, “Melo Talk: On the MeaningandUseoftheTerm‘Melodrama’intheAmericanTradePress,”VelvetLightTrap32(1993): 66 – 89;HighamandGreenberg,HollywoodintheForties,19 –50.Itisinfactstartlingtonotethe degreetowhichHighamandGreenberg,writinginthelate1960s,classifyfemalegothicmelodramasasnoirsandwhatwenowrecognizeasclassicalilmsnoirsasmelodramas.
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Tobetterseehowthisfemalegothicmelodramaalsocoincideswithelements of ilm noir, it is useful to take a close look at its opening sequence. As David Bordwell has argued, the “primacy effect” of ilm openings typicallyframeourexpectationsofthestorywewillbetold.26InEve’sBayou,after thesoundtrackbeginswithaseriesofeerie,haunting,andconfusingsounds aimedatdisorientingtheviewerandputtingheronherguard,theopening shotsdepictinblackandwhiteamontageofextremeclose-up,slow-motion, off-kilter images accompanied by not-quite distinguishable sounds that we slowlyrealizearethoseofacouplepassionatelymakinglove.Momentarilywe willindthissuspicionveriiedbymeansoftheirirstcleardepictioninthe relectionofaneyethatwitnessesthem.Justpriortothatshot,however,we seebothofthischaracter’seyesinareactionshottotheinitialimagesasthe irstwordsoftheilmareofferedintheformofEve’sadultvoiceovernarration (spokenbyTamaraTunie).Throughthejuxtapositionofthisimageofhereyes andherwords,weareintroducedtoEve. Relectingontheconfusingimpressionstheilmhasjustpresented,the adult Eve remarks, “Memory is a selection of images: some elusive, others printedindeliblyonthebrain.”Theimagesoftheopeningmontageobviously numberamongthelatterforEve,inwhoseeyetheyarethenclearlyrelected, andwhostillstrugglestodeterminetheirappropriatemeaningdecadesafter theyhaveoccurred.Theilmthusmimicstheseimages’indelibilitybyshowing them to the viewer as images relected in Eve’s pupil, as if she literally couldnotgetthemoutofhersight.Laterwewillindoutthattheindividuals involved are her father Louis and Matty Mereaux (Lisa Nicole Carson), the wifeofhisbestfriend.Intheopeningsequence,however,wedonotknow whothesepeopleare,norevenwhohaswitnessedthem. AswithstandardHollywoodnarrative,theilmraisesthesequestionsin themindsofviewersinordertoaddressthemlaterinthenarrative.Butwe shouldnotethatthisopeningsequence,placedamongtheinitialcreditsofthe ilm,alsoestablishesasetofgenericexpectationsintheviewer.Bymobilizing noirtechniquessuchasvoiceover,lashback,anairofmysteryorinvestigation,andeventheblack-and-whitephotographyandunbalancedcomposition oftheseinitialshotsthatarereminiscentofclassicalilmsnoirsofthe1940s, theilmsuggeststhatthestorywillconcernitselfwithtryingtomakesenseof theseimagesinwaysthatcoincidewithtypicalconventionsofnoir.Moreover, bydepictingaworldfromtheperspectiveofafemaleblackprotagonist,the ilm shows us something that has hitherto been largely absent from recent blacknoirs—namely,theemploymentofnoirtechniquesforthepurposesof centrallyportrayingconcernsandoutlooksofAfrican-Americanwomen. Consistentwithotherfemalegothicnoirs,asthenarrativeillsinthebackgroundtotheopeningimageswerealizethatthepersonwhowitnessedthe couplemakinglovewasten-year-oldEve,theprotagonistoftheilm.Wealso cometounderstandthattheincidentcompletelyunsettlesherandthatshe
26. Bordwell,NarrationintheFictionFilm,38.
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fig.29 MattyMereaux(LisaNicoleCarson)andLouisBatiste(SamuelL.Jackson) ineroticembrace,asrelectedinEve’s(JurneeSmollett)eye(Eve’sBayou,1997)
sees it as a threat to her family. As the narrative shortly reveals, one night asherparentshostedaparty,Eveawakenedfromalate-eveningnaptosee herfatherandMattypassionatelyembracingand“rubbing,”asEveobliquely describes it. The sight frightens the young girl and she cries out in horror. Louis,shockedandappalledthathisdaughterwouldseehimintheactofhavingadulteroussex,movestocomforthischildandtakehermindoffwhatshe hasjustwitnessed. ButEvedoesnotforgetwhatshehasseen,andlaterbreaksintotearswhen shetellsheroldersisterCiselywhatshesaw.Asherfather’sfavoritechild,CiselyimmediatelydefendshimandinsistsonreinterpretingwhatEvehaswitnessed.Ciselytakesheryoungersiblingstep-by-stepthroughtheeventsina waythatmakeswhatEvesawseemlikeaharmlessactofdrunkenclumsiness, broughtonbyoneoftheirfather’sfunnyjokesandMatty’sinebriation.We areshownthisreinterpretationliterallyintheilm,withCiselyandEvesitting intheforegroundwhileinthebackgroundtheirfatherandMattygothrough the motions of a rather different scene from the one we initially saw from Eve’sperspective.AfterCisely’sreinterpretation,Evequestions,“Yousure?”to whichCiselyanswerswiththatabsoluteconidenceweonlyseemtohaveas fourteen-year-olds,“I’mcertain.”AsEvelooksskepticallyatheroldersister, sheclearlyshowsthatsheisnotconvincedbyCisely’sreconstructionofthese events,yetthisrecastingstronglyappealstoherbecauseofitssoothingconformitytowhatshewantstobelieveaboutherfather.Eveisdeeplyconlicted abouttheimagesshehaswitnessedandwhattheymeanbecausesheispulled indifferentdirectionsbywhatshebelievesshesawontheonehandandhow shewantstofeeltowardherfatherontheother.Viewersaresimilarlytorn,as theilmtiesourpointofviewandknowledgecloselytoEve’s,sothatatthis
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fig.30 Louis,appalledthathisdaughterhasseenhimhavingadulteroussex(Eve’s Bayou,1997)
pointinthenarrativewe,too,havewitnessedLouis’skindnessandhischarm aswellashissexualtransgression. Asinmanyotherfemalegothicnoirs,then,theilmfocusesaroundEve’s attempts to make sense of what these images of another family member’s sexuality mean and what she should do about them. This quest drives the narrativeforthevieweraswell.WhatisthepropermeaningofLouis’sinteractionswithhisbestfriend’swife?WhatdoLouis’sadulterousactionsmeanfor Eveandtherestofthefamily?HowfardoLouis’sdesiresextend?Whatother events will they cause in their wake? Of course, none of these questions is immediatelyapparentfromtheopeningimages,butasthenarrativeunfolds such concerns are urged onto Eve as well as the viewer, for the incidents depictedcontinuallycirclebacktotheseopeningimagesandtheambiguities surroundingLouis’scharacter.Thustheilmmobilizesfamiliarnoirexpectationsabouttheneedtoinvestigateamysterioussexualother,inthiscasethe protagonist’sfather,thethreatthatsexualothermaypose,andthechallengeof howtoreestablishcomfortandstabilitywithinthesocialunitofthefamily. In addition, we should note that after the ilm’s opening images have appearedandthemucholderEvemakeshervoiceoverdeclarationaboutthe memoryofimages,shecontinuestoframethestoryweareabouttoseeina chillinglynoirfashion: The summer I killed my father I was ten years old. My brother Poe wasnine,andmysisterCiselyhadjustturnedfourteen.Thetownwe livedinwasnamedafteraslave.It’ssaidthatwhenGeneralJean-Paul Batiste was stricken with cholera, his life was saved by the powerful medicineofanAfricanslavewomancalledEve.Inreturnforhislife,
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hefreedherandgaveherthispieceoflandbythebayou.Perhapsin gratitude,sheborehimsixteenchildren.WearethedescendantsofEve andJean-PaulBatiste.Iwasnamedforher. Thisvoiceovernarrationfurtherinvokesnoirexpectationsbyraisingthequestionofhowandwhytheten-year-oldEvecouldpossiblyhavekilledherfather. ItalsoplacesEveirmlyinthecontextofherfamilyandherplaceofbirth, therebyinvokingthemaincharacters’racialbackgroundasacrucialnarrative element,asnotedearlier.Eve’svoiceoverintertwinesthemysteryandotherworldlinessoftheLouisianabayouwithherfamily’shistory,andtheimages weseeasEveexplainsherilialoriginsexplicitlyreferencethiselement,showingusieldsofsugarcane,treesovergrownwithSpanishmoss,andwaterways thatseemtohavefewifanydistinguishingnavigationalfeatures,aswellas offering us the unearthly sounds of the swamp and long-ago slave chants. WearelikewisetoldofhowtheoriginalEve’ssavedhermaster’slifebyusing “powerfulmedicine”inatonethatevokesthesupernatural,aclearechoofthe magicalelementssocommontogothicromanceandoftenfoundinfemaleorientednoirs.ButheretheyareplayedinanAfrican-Americankey.Thesedistinctivenoirfeaturesthuscombinewiththeexpectationsthatmattersofrace willplayacrucialroleinhowthenarrativeproceedsandhowthequestions raisedbytheopeningsequencewillberesolved. Thestressplacedhereintheinitialframingstoryonthefamily’stroubled racialancestryalsoimpliesthattheirdificultiesmaybepartlyattributedto thathistory—butnotinthewaythatmighttypicallybethoughtbywhiteviewers.Eve’sBayouworkshardtoruleouttheusualinterpretationofblackness’s relation to sexuality, namely, by means of ideas centering around excessive black carnality. For all his character’s sexual voracity and self-centeredness, SamuelL.JacksonportraysLouisverysympathetically— evencharismatically. The narrative also emphasizes that he is a caring, thoughtful, and beloved father,andothercharactersrepeatedlycommentonhissubstantialskillsasa doctor.Ontheotherhand,weindoutthatheisperfectlywillingtosendhis childrenoutsidetoplaywhilehedallieswithoneofhisprettyfemalepatients. Louisisthusbothattractiveandrepellantasacharacter,anambiguousalloy ofmorallygoodandbadcharacteristicsinSmith’sterminology.Perhaps,then, wemightdescribehimasa“sympatheticphilanderer,”intermsanalogousto thosedevelopedinChapter1.Inunderstandinghimthusly,weshouldnote thataudiencemembers’responsesmimicthoseofthemainfemalecharacters,particularlyEve,whoalsoindsLouislovableandgoodaswellasmenacing.Hisoverdevelopedsexualityclearlytroubleshisyoungerdaughterwhile atthesametimehedotesonherandhersiblings.Havingsuchanambiguous, morallycomplexcharacterasthefocusofinvestigationwouldseemaparticularlygoodwaytoconveythenoirthreatofthefemalegothic. Louis’scomplexcharacterizationalsoenablestheilmtopresenthistroublingsexualityasfullyexplicableinstrictlyhumanterms,withouttheusual stereotypical references to outsized black sexuality. Indeed, like African-
Philosophy,BlackFilm,FilmNoir
AmericanilmpioneerOscarMicheaux’sWithinOurGates(1920)morethan seventyyearsbefore,Eve’sBayousuggeststhatLouis’ssexualappetitesarise not from black desire but from white, as white men have historically possessedfargreateropportunitytoconsummatesuchcravingsthroughracially inlectedlawsandsocialsanctions.27ThusifLouis’stroublingsexualappetites arisefromanywhere,giventheopeningsequence’s“historylesson”itwould seem that they are inherited from the white side of the family, for General Jean-PaulBatisteappearstobetheoriginofexaggeratedsexualdesire,rather thanthefamily’soriginalEve.Asournarrator,theadultEve,subtlyexpresses through her tone, there is some skepticism to be articulated regarding the stated reason (gratitude for her freedom) that her female ancestor had sixteenchildrenwithJean-Paul.Giventheracializedcustomsduringthetimeat which Eve’s freedom would have occurred, somewhere between the French settlingofLouisanaandoutbreakoftheAmericanCivilWar,itseemsfarmore likelythattheoriginalEve’sfreedomasamanumittedslavewouldhavebeen conditionedandrestrictedbyherneedforawhiteprotector,whichshecould havesecuredthroughsexualfavorstoherformermaster.28Thereferenceto sixteenchildrenthusimpliesasexualvoracitymoreonthepartofJean-Paul thantheoriginalEve.Asaresult,Louis’scarnalappetiteswouldappeartobe moreduetothewhitesideofthefamilythantheblack. Inusingtheconventionsofthefemalegothicnoir,Eve’sBayouforegrounds thethreatLouis’spromiscuityposestothefamilyandothersaroundhim.Yet inusingthesetechniquestheilmalsotakescaretoportrayhissexualityin explicitlyhumanform,ratherthaninwaysthatwouldmobilizeracializedallusionstoblackcarnalprowess.TheilmnormalizesLouis’ssexualitybyruling outtheexplanatorypossibilityofLouis’sactionsbeingduetoblacks’stereotypical portrayal as oversexed human beings, an idea that dominated many earliereffortstoexplainblackcarnality.Theilmevenunderscoresthispoint about Louis’s humanity. When his wife, Roz (Angela Bassett), explains her disappointmentinhimtoMozelle,shestatesexplicitlythatheis“justaman,” which alludes to a theme explored at length in the previous chapter. Thus Lemmons’seffortsparallelMicheaux’stoprovideanonracializedexplanation forwhycertainimmoralblackcharactersactinthewaythattheydo.Inthis fashionLemmonsalsoworkswithintheframeworkofablackphilosophical traditionforgedbythinkerssuchasFrederickDouglass,IdaB.Wells,Frantz Fanon, Angela Davis, Tommy Lott, and Joy James, who all argue forcefully againsttheideaofblacks(especiallyblackmen)asoversexedhumanbeings.29 27. JaneGaines,FireandDesire:Mixed-RaceMoviesintheSilentEra(Chicago:Universityof ChicagoPress,2001),esp.185–95. 28. SeeDavis,WhoIsBlack?36 – 40,andBardaglio,ReconstructingtheHousehold. 29. FrederickDouglass,“Introduction,”andIdaB.Wells,“LynchLaw,”inWellsetal.,The Reason Why, 7–16, 29 – 43 (see preface, n.1); Frantz Fanon, Black Skin, White Masks, trans. CharlesLamMarkmann(NewYork:GrovePress,1967),esp.163– 66;AngelaDavis,“Rape,Racism,andtheMythoftheBlackRapist,”inWomen,Race,andClass(NewYork:RandomHouse, 1981),172 –201;Lott,InventionofRace,27– 46;JoyJames,ResistingStateViolence(Minneapolis:
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InEve’sBayouthereisnothingraciallycodedasblackaboutLouis’sphilandering.Hisweaknessisportrayedasahumanweakness,notonestemming fromhisbeingracedasblack.Ifanything,hisdalliancesaresubtlyracedasa proclivityinheritedfromhiswhiteancestor,bymeansoftheinitialstoryconcerningJean-PaulBatisteandtheimplicationthathedesiredextraordinarily frequentcouplingswiththeoriginalEve. Thenarrativealsoposesfurtherquestionstotheviewerthatservetolink ittofemalegothicnoirs.DidLouishaveincestuousdesirestowardhisfavorite daughterCisely?DidEvehaveahandinherfather’sdeath?Thesequestions troublethestoryrecountedbyEveasshesiftsthroughhermemoriesmore thanthirtyyearslater,tryingtomakesenseoftheirmeaningandsigniicance. Moreover,aseventsthattakeplaceentirelywithinthecontextofanall-black parishsetinthebayousofsouthernLouisiana,thestoryacquiresasensibility thatdramaticallyaltersitsimport.Elementsofthemysticalandinexplicable permeatetheilm,complementingitspresumptionthatinsomecasestruth is indeterminable. Eve is not certain about the precise degree of complicity shehadinherfather’sdeath;noristhenarrativeclearaboutwhathappened betweenCiselyandtheirfather.ViewersseebothCisely’sandLouis’sversions ofwhatoccurred,andtheilmexplicitlywithholdsgroundsfordecidingwhich oneismoreaccurate. Lemmonshasremarkedthatsheintendedtheilmtobeameditationon memory,reality,andidentity.Shemeant,forinstance,fortheretobeambiguitywithrespecttowhatreallyhappenedbetweenCiselyandherfather.The writer/directorexplains: I wanted to ask questions—the question of the nature of reality, the interactionbetweentherealworldandthemetaphysicalworld,andthe natureofmemory. . . .AndIwantedtoaskthequestion,whatismore important,yourpointofview,orwhatactuallyhappened?Thecreative rewritingofourpersonalhistory—thatreallyinterestedme—howyour pointofviewcanbecomeeverything,andsothequestionbecamemore importantthantheanswer. . . .Ifeelthatmaybesomethinghappened between [Cisely’s and Louis’s] two stories. Maybe there’s reality to be foundbetween. . .theirstories.Butthemainthingthatiscertainisthat somethinghappenedthathorriiedbothCiselyandherfather.Andthey retreatedbehindtheirinterpretationofwhathadhappened. . .probably toprotectthemselves.AndalsoIwantedpeopletomaketheirowndecisionatdifferentpointsinthemovie.I’mnottryingtobecagey,but. . . it’s interesting to me [when people understand movies differently.] Some people think that Cisely is lying and some think that Louis is lying—andthat’sreallyinterestingtome.Andthatwasmyintention.30 UniversityofMinnesotaPress,1996),133–53;James,TranscendingtheTalentedTenth(NewYork: Routledge,1997),61– 81. 30. Lemmons,commentary,Eve’sBayou,DVD.
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Ratherthanstronglydeterminewhatherviewersshouldthink,Lemmonsconsciouslychosetocompelthemtoactivelyrelectonwhatmighthavetakenplace andwhatthatambiguitymeansinthelargercontextofsomeone’slife.Ifweare forcedtomakemajordecisionsinourlivesbasedoneventswhosemeaning mayonlybeunstablyestablished,thenwhatdoesthatmeanaboutthecertainty wemightsecureforouridentities,oursensesofreality,andourlivesingeneral? ItakeitthatLemmonsurgesherviewersheretostepbackandrelectonthe rolethatambiguity,memory,andwhatwenarrativelymakeofourliveshavein determiningthepathswechoosetotakeandtheshapewegiveouridentities. GivenwhatLemmonsoffershereregardingherintentionsandtheways inwhichtheyareclearlydetectableinthenarrative,itisalsoclearthatshehas madeaphilosophicalilminthesensethatCavellandMulhallusethatterm. Cinematic works may be philosophical in a strong sense by being sophisticatedandself-awareoftheissuesonwhichtheyfocus,bymakingrealcontributionstotheintellectualdebatesabouttheseissues,andbythoughtfully relectingonandevaluatingviewsandargumentsregardingsuchissues.In virtueoffulillingtheseconditions,Eve’sBayouisailmthatphilosophizes, foritcompelsviewerstothinkseriouslyaboutambiguity,memory,narrative, andreality,“inthewaythatphilosophersdo,”asMulhallarguesinOnFilm (2).Indeed,ifthesequestionsarenotclassicallyphilosophicalones,itisdificulttoimaginewhatquestionsmightbe. Inaddition,theilmsubtlyguidesitsviewerstothinkinnewwaysabout these matters, which is another hallmark of the philosophical.31 Eve’s Bayou directs its viewers to think about these matters by stressing that sometimes whatamountstothetruthcannotbeabsolutelydetermined,evenwhenlife-anddeathchoiceshanguponthatdetermination.Inthisfashiontheilmadvances apointabouttruthnotunlikethatarguedforbyWilliamJamesin“TheWillto Believe.”32Sometimeswemustmakeachoice,evenwhenambiguityanduncertaintyarenecessarilypartofthatonwhichwebaseourdecisions.Thustheadult Eve’sclosingvoiceovernarrationrecallsandreformulatesheropeningone: ThesummermyfathersaidgoodnightIwastenyearsold.Mybrother Poe was nine and my sister Cisely had just turned fourteen. We are thedescendantsofEveandJean-PaulBatiste.Iwasnamedforher. . . . Likeothersbeforeme,Ihavethegiftofsight[thatis,thesupernatural abilitytoseewhatshehasnotwitnessed],butthetruthchangescolor, dependingonthelight.Andtomorrowcanbeclearerthanyesterday. Memoryisaselectionofimages:someelusive,othersprintedindelibly onthebrain.Eachimageislikeathread,eachthreadwoventogether tomakeatapestryofintricatetexture,andthetapestrytellsastory,and thestoryisourpast. 31. Mulhall,“WaysofThinking.” 32. WilliamJames,“TheWilltoBelieve,”inTheWilltoBelieve(1897;repr.,NewYork:Dover, 1956),esp.17–22.
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By ilm’s end, Eve’s world returns to something resembling stasis, but that returnisdecidedlyambivalentandironic.Herfatherisdead,whichissomethingthatEvewishedforandactedtobringabout,yetthereasonshewanted himdeadmaynothavebeenaccurate.EvenhersisterCiselydoesnotknow whethertheirfatheractedupon— orevenhad—incestuousdesiretowardher. GiventhatEvenarratestheilmfrommorethanthirtyyearsafteritsevents occurred,itisclearthattheseimages,events,andtheirmeaningcontinueto troubleher,fortheirimplicationsarenotixed,butshiftdependingonwhich detailsshestressesorforegrounds. Thisnarrativeinstabilityisanotheraspectoffemalegothicnoirexploited bytheilm.Protagonistsareoftenmorallyshakenoruncertainoftheredemptionofferedbythenarrative’sresolution.AsSchatzexplainsregardingShadow of a Doubt, such endings may be deeply ironic because the female protagonist’sworldwillneverbethesame.ThusforEve,thesenseofsecurityshe hadpreviouslyvanisheswithLouis’sdeath,eventhoughhewasthesourceof thefamily’sendangermentaswell.Inaddition,shecanneverknowifwhat shesoferventlywishedforandhadahandincausingrestedonasoundepistemological basis. Her world is beset with uncertainty and irresolution, as wasyoungCharlie’sattheconclusionofShadowofaDoubt.Moreover,these dificultieshavefollowedEveintoheradultlife.ItistruethatinherconcludingvoiceovertheadultEveexpressessomeguardedoptimismthatclarityand reconciliationwiththepastmaybepossible.Yet,asshenotes,whatcountsas thepastishardlystable,butchanges,dependingonthedifferingweightand signiicanceweattachtotheimagesandideasthatweweavetogethertomake upourpersonalhistories. Bybroadeningsuchconsiderationstothegeneralhumancondition,Lemmons implicates the viewer as well. The narrative urges audience members tothinkrelectivelynotonlyonhowitscharactersareaffectedbythesephilosophicalconsiderations,butalsoonhowtheyplaythemselvesoutinviewers’ lives.TheilmstressesthatthedificultiesfacingEvearenotuniquetoher,but permeatethelivesofhumanbeingsingeneralascreatureswhoconstructtheir ownpastsandtherebyhaveamajorroleindeterminingtheirownidentities. One of the narrative elements that makes Eve’s Bayou involving for viewers, then,isthatmanyofitsmostinterestingfeaturesarenotmerelyidlecuriosities,butarestronglyimplicatedascrucialtothemeaningoftheireverydaylives. Theseconsiderationsarephilosophicalonesbecausetheycompelustofocus intimately,intensely,andsystematicallyonwhatitistobehuman.Eve’squestionsaboutthemetaphysicsofidentity,memory,andrealityareoursaswell. Noir,Empathy,andAfrican-AmericanFemaleCharacters ThesecorrelationsbetweenthenarrativeofEve’sBayouandthehumanconditionraiseoncemoretheissueofviewerempathy.ByfocusingonsuchmattersEve’sBayouoffersitswhiteviewerspotentialanaloguesforasuccessful
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mappingfromtheirexperiencetothatofblackcharacters—awayofovercomingempatheticimpairmentwhilenotignoringtheracializeddimensionsof Lemmons’snarrativeigures.Eve’sBayouoffersaccessacrossracializeddivisionsbyshowingviewersuniversalisticaspectsofitsblackcharacters’lives withoutlosingsightoftheirhistoricalspeciicities.InthiswayLemmonsprovidesherwhiteviewerswithpossiblewaysacrosssocialdivideswithoutatthe sametimeignoringthem,ascriticslikeSarrisseemtohavedone.Lemmons notonlybuildsonfemalegothicnoirconventions,butusesthemtoexpand andextendblacknoirnarrativetoincludeagreatervoiceforblackwomenas well. Speciically, she uses the possibilities offered by a blending of female gothicnoirandblacknoirtocultivateempatheticunderstandingofhernarrativeigures.Insodoing,sheextendsthisimaginativecapacityintheservice ofexpandingone’ssenseofhumanity. The ilm thus offers details that help its viewers— especially its white viewers—tobuildbridgesacrossspeciousracialdividesthatunfairlyseparate humanbeingsfromoneanother.ItencouragesitswhiteviewerstoseeAfricanAmericans,andAfrican-Americanwomeninparticular,asfellowhuman beings,butdoessoinawaythatincorporatesdifferencesratherthanignoring them.ItisforthisreasonthatIwoulddeemEve’sBayouanepistemological triumphaswellasanaestheticone,foritofferswaystoreorientwhitecinematicsensibilitiesbyexpandingwhiteviewers’horizonofpossibilityforwhat itistobehuman,anditdoessobymakingcognitivespaceforblackreality alongsidewhite,ratherthanignoringtheirdivergences.Whiletheseeffects arenodoubtachievablebyothercinematicforms,femalegothicnoirmaywell beespeciallyconducivetoconveyingthemforblackfemalecharacters. WhatIsItLiketoBeaCaveman? InEve’sBayou,Lemmonsusesnoirstrategiestoencourageaudiencealignment andallegiancewithfemalecharacters,therebyofferingviewerstheopportunitytodeveloppositive,empatheticresponsestoEveandotherwomeninthe ilm. At the same time, she offers viewers an external but still not unsympathetic outlook regarding Louis’s moral complexity. Because noir provides strategiesandtechniquesforpositivelypresentingmorallygood-badcharacterswhorangefrommostlygoodwithsomemorallynegativetraitstoclearly badcharacterswhopossessfewredeemingfeatures,Louis’smoralambiguity its easily within its range. From this perspective it is worth observing that Lemmon’s second feature, The Caveman’s Valentine (2001), more centrally investigatesthehumanityofanoutrightnegativelystereotypedblackcharacter,namely,thatofamentallyillhomelessman. InthisilmLemmonsprovidesachanceforviewerstoseesuchanarrative igurefromtheinside,forthenarrativeencouragesviewersympathyaswellas empathyforitsmaincharacter,RomulusLedbetter(SamuelL.Jacksonagain), adelusional,paranoidschizophrenicwholivesinacaveinNewYorkCity’s
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1
InwoodPark.Besetbyderangedvisionsofotherstryingtocontrolhisthoughts andstealhisideas,withinthenarrativeRomulusalsofunctions,afterafashion,asthedetectiveforamurderthatnoonebuthebelieveshasoccurred. LikeapsychoticPhilipMarlowe,Romuluscontinuestoinvestigateevenafter heiswarnedoffthecasebyauthoritiesandbeatenupbycriminalswhowant todiscouragehimfromcontinuinghiswork.AgainlikeMarloweandsimilar noirigures,heindscluesordetailsthatothershavemissedoroverlooked asunimportantandposespreviouslyunaskedquestionsthatuncovercritical piecesofinformation.Fortheseefforts,hismuse,thehallucinatedigureof hisex-wifeSheila(TamaraTunie),needleshimbycallinghim“apsychoSherlockHolmes.”Asasociallymarginalizedcharacterwhoightsbothrealand imaginedoppressionsandfrequentlyalienatesthosearoundhimbecauseof hispathologicalphobiasanddistrustofothers,Romulusisanarrativeigure whotakesmanynoircharacterattributestotheirlogicallimit—forexample, fear,paranoia,socialmarginalization,resentmenttowardthoseatthetopof powerstructures,andanabilitytooperateinanoirishunderworld—bygraftingthemontoreal-worldcorrelatives.InTheCaveman’sValentinethesenoir traitsnotonlyrepresentestrangementanddisaffectionfromacorruptstatus quo,astheydidinmanyclassicnoirilms,butconstituterealdimensionsof Romulus’spsychosis. BasedonamysterynovelbyGeorgeDawesGreen,33theilmmobilizes familiarnoirstrategiesandtechniquesforpresentinggood-badcharactersto humanizeawell-knownculturalstereotype.Forexample,havingasenseof humorisoneofthischaracter’ssociallyagreeabletraitsthathelpsaudiences allywithhim.Whenaskedbyapolicedetectivewhatprogramshereceiveson thebroken,disconnectedtelevisionthatsitsinhiscave,Romuluswrylyreplies, “Allofthem.ThewholeheadybrothofAmericanculture.”Whiletalkingto himselfaboutthepossibilityofsuccessfullymasqueradingasasaneperson inordertogathercrucialinformation,heobservesthathischancesofpulling theruseoffare“aboutzero.”Andwhenthedogofoneofthepeoplehemust deceiveinhismasqueradegrowlsathim,heacknowledgesthedog’ssuperior detectingskillsbytellingher,“Hey,dog.YouthinkI’mrunningacon,don’t you? You think I’m the [dirty, battered] shoes and not the [clean, borrowed] suit. . . .You’reright.”Romulus’ssenseofhumorcomesthroughinspiteof hisinsanity.Moreover,forallthecharacter’spsychosisactorSamuelL.Jackson portrayshimassomeonewithsomepersonalcharm. In spite of his homelessness, paranoia, and apparently incurable state ofdelusion,Romulusdoesnotrepresenta“throwawayperson,”inJackson’s words,“butsomeonewithstrongemotionaltiestohisdaughterandlashes ofmusicalgenius”;34inotherwords,someoneofvalue,ahumanbeingwho 33. George Dawes Green, The Caveman’s Valentine (1994; repr., New York: Warner Books, 1995).Greenalsowrotetheilm’sscreenplay,whichcloselyfollowsthenovel.SeeTheCaveman’s Valentine,DVD,directedbyKasiLemmons(2001;UniversalStudios,2001). 34. SamuelL.Jackson,citedintheproductionnotes,TheCaveman’sValentine,DVD.
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is—albeit tenuously— connected to the rest of humanity. Neither does the ilmshyawayfromtheracializeddimensionsofthischaracter’ssituation,but impliesthattheyhavecontributedtohisdificulties,forRomulus’smentalillnessandcircumstancesbetrayovertonesoftheasymmetricalsocialpressures exertedonblackmen,evenwhileitacknowledgesthathisillnessisreal.Integratedintohismanytirades,forexample,areallusionstoinjusticesagainst blacksbyvariouscivilauthorities.AccordingtoRomulus“taxcollectors,police brutality, drug wars, and backed-up toilets” embody the dreaded Y-rays that hebelievesemanatefromtheimaginedmastermanipulatorStuyvesant’slair atoptheChryslerBuilding.RomulusbelievesStuyvesantusestheseY-raysto exertmind-controlovereveryoneelse,sothehomelessmanzealouslyguards himselfagainstthem.Oneofthereasonsheishomeless,livesinacave,and subsistsonthemarginsofsocietyisthathebelievessuchstrategiesallowhim toremain“free”fromthedominationthatStuyvesantallegedlyexerts. Romulus also integrates recent speciic miscarriages of racial justice, such as those involving Abner Luima and Amadou Diallo,35 into his invectivesagainsttheforcestormentinghim.Thenarrativemakesclearthathehas somereasontobedistrustfuloftheforcesarrayedagainsthim,althoughitalso makesclearthathismentalillnessdominatesthereactionshehastothem. While Romulus is perhaps a more problematically engaging character than mostnoirprotagonists,TheCaveman’sValentineworkstohumanizeadeeply lawedandmorallycomplexcharacterwhomviewerswouldprobablyinactual circumstancesdismisswithhardlyathought.Inthiswaythenarrativeworks againstcertainelementsoftypicalviewers’backgroundbeliefsinordertobring thosepresumptionsintotheforegroundandthrowthemintoquestion. For all his paranoidal delusions and inability to respond reasonably to themanychallengeslifethrowsbeforehim,Romulusandthemanyvoices inside his head are conscientious seekers of the truth. As he tells another character,“Swarmsofmoth-seraphshowlinmyskull.Liesvexthem.”These moth-seraphs,representedasangelsinRomulus’svisionsbynaked,AfricanAmericanathletes,aretherulersofhispsycheandriseintoactionwhenhe composes music as well as when he senses injustice. Although not terribly reliableguidestoappropriatebehavior,theynonethelessdriveRomulusonhis questtorightwhatheperceivesasthewrongdonetotheyounghomelessman hefoundearlyoneValentine’sDayfrozentodeathinatreeoutsidehiscave. Doggedlyandinspiteofhispsychologicallimitations,hepursueshisinvestigationinordertoindoutwhatreallyhappened.Romulusevenshowslashes ofdetectiveinsight,suchaswhenherealizesthataparticularscar(abrand) supposedtobeonthemurdervictim,butmissingfromtheautopsyreportand photographsofthevictim’sbody,isthekeytothemystery.Likesomeinely tuned but wildly unreliable truth detector, Romulus can sense some things thathisfellowcharactersoverlook,partlybecausetheydonottroubletothink 35. Formoreinformationontheseindividuals,seeFeagin,Vera,andBatur,WhiteRacism, 145– 47.
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deeplyenoughorcarefullyenoughaboutthecasebecauseofpresumptions aboutthehomeless,junkies,andotherslivingatthemarginsofsociety. Romulusalsoturnssomeofhisweaknessesintoadvantages,suchashis abilitytogointothenoirunderworldofNewYorkCityhomelesspersonsto gatherevidenceandinvestigatepossibilitiesthatotherindividualseithercould notorcouldnotbebotheredtopursue.Hisindifferencetothesociallyacceptable—anothertraitheshareswithnoirdetectiveslikePhilipMarlowe—and skillsasastreetpersonalsocomeinhandy.Breakingintolockedroomsand trespassingaremattersofutterindifferencetohim.Nothavingajobfurther givesRomulusplentyoftimewithwhichtopursuehisleadsandintuitions.At thesametime,viewersseehiminthralltodebilitatingdelusions,itsofpanic, andseeminglyuncontrollabletiradesagainstalltheforcesthathefeelstyrannizehim.Besetwithwhathecalls“brain-typhoons,”Romulusisanoirdetectivewhoatthesametimeliteralizesmanyofthedificultiesthatfrequently troublemorestandardnoircharactersatsubtlerlevels. Cinematically,TheCaveman’sValentinelooksandsoundsmuchlikeEve’s Bayou, particularly in its noirish opening sequence, which uses distorted black-and-whiteimageryandsoundstomaketheaudiencefeelanxiousand uncertain.36Asintheearlierilmthistechniqueputstheaudienceontheir guardbynotifyingthemthatthenarrativewillincorporatesuspenseandmystery,urgesthemtodesirethedisambiguationoftheseimages,andwonder whatwillhappennext.Theilmreturnstothissortofsequenceinportraying Romulus’s lashbacks and visions throughout the narrative, in order to characterizehismemories,madness,anddelusionasofapiecewiththesuspense,anxiousness,anduncertaintythatthenarrativemoregenerallyoffers theviewer.Romulus’swildlyunreliablebehaviorandthinkingthusbecome additional sources of suspense for viewers. His characterological ambiguity encompassesnotonlymoraldimensions,buthissanityandactions.Given hismentalillness,theprospectsforasuccessfulresolutionoftheilm’smysteryareevenfarlesslikelythattheywouldbeotherwise. ByhumanizingRomulus,theilmencouragesacertainempatheticunderstandingforthisverymarginalizedcharacterandtherebyextendstheusesof blacknoirtoincludeastillwiderscopeofapplication.Namely,throughRomulusitpromptsviewerstotrytoimaginethesituation,views,andemotionsof a crazy homeless black man. The Caveman’s Valentine gives us detailed and intimaterepresentationsofwhatitistobesuchaperson“fromtheinside,” and encourages us to stretch our imaginations to include such individuals withinthescopeofenvisionablehumanity.InboththisilmandEve’sBayou, then, Lemmons employs narrative iction’s capacities to prompt audience members into thinking critically and relectively about the perspectives of 36. ThissimilarityisnodoubtduetothefactthatEve’sBayouandTheCaveman’sValentine sharemanyofthesameilmmakingpersonnel—speciically,director(Lemmons),directorofphotography(AmeliaVincent),editor(TerilynShropshire),musicalcomposer(TerenceBlanchard), sounddesigner,andactors,particularlySamuelL.JacksonandTamaraTunie.
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othersthattheymightotherwisethinkof—unconsciouslyornot—asbeyond therangeofordinaryhumanisticunderstanding.Byusingnoirstrategiesand techniquesinherilms,shehelpsviewers,particularlywhiteviewers,tobegin iguringoutwaystobuildbridgesacrosscategoriesofraceandotherdivisions ofdifferencebyelicitingacknowledgmentandrecognitionofhercharactersas representationsoffull-ledgedfellowhumanbeings,asenvisionablehuman individualities,ratherthanpejorativelychargedculturalstereotypes. TheInjusticeoftheEveryday:AlwaysOutnumbered,AlwaysOutgunned SubtletiesofnoircharacterizationanditsroleinexpandingaudienceappreciationofothersmayalsobediscernedintheilmversionofWalterMosley’s Always Outnumbered, Always Outgunned (1998), directed by Michael Apted andstarringLaurenceFishburne.37Basedonacollectionofshortstoriespartly inspiredbyPlato’sdialoguesandtoldusingthevoiceoverofacharacterwho, asinBillyWilder’s1950noirclassicSunsetBoulevard,viewersrealizebythe ilm’s end is already dead, the ilm chronicles the story of Socrates Fortlow (LaurenceFishburne),amiddle-agedAfrican-Americanex-conwhoseeksto gostraightandmakeadecentlifeforhimself.38Theilmintroducesviewersto thischaracterbymeansofablack-and-whitemontageofimagesthatrepresent Socrates’nightmare,whichwesoonrealizeisalashbacktothedoublemurderandrapethatlandedhiminanIndianaprisonforalmosttwentyyears. Oncefreed,hetookofffortheanonymityofLosAngeles,wherehebelieved hewouldhaveabetterchancetostartover.Thenarrator,whomweeventually cometoknowastheprotagonist’sbestfriend,RightBurke(BillCobbs),summarizes,“Socrateswasaviolentman.He’dcomeuphard,andgaveasgood ashegot.Theragehecarriedbroughthimtoprison.ButtheIndianaCorrectionalAuthoritywasn’tabletostemhisanger.” Asthenarrativeunfolds,weseethatmanyofthethingsthatmakeSocrates angryarethenumerousformsofinjusticethatheseeshappeningaroundhim every day. In particular, the quotidian injustices of racism and classism are sorespotsfortheformerconvict.Experiencinglifeasamemberoftheblack underclasshasrubbedhimrawwiththecontinuallitanyofslights,injuries, andunfairnessesthatsuchanexistencesodisproportionatelyinlictsonits members.Theseinequitiesranklehimandkeephisangeratjustbelowaboil. Asthenarrativeillsouthischaracter,weseethatevenlittleincidentseasily 37. Walter Mosley irst wrote Always Outnumbered, Always Outgunned as a series of short storiesthatappearedinanassortmentofvenues.Theywerelaterpublishedtogetherasacollection,onwhichMosleybasedhisscreenplayfortheilm.PickedupbyHBOandreleasedoncable television,MosleyandleadactorFishburneexecutive-producedtheilm,andwhiteBritonApted directed. 38. ForAlwaysOutnumbered,AlwaysOutgunned’sinspirationstemmingpartlyfromPlato’s dialogues,seeCharlesE.WilsonJr.,WalterMosley:ACriticalCompanion(Westport,Conn.:GreenwoodPress,2003),26.
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pushhimtoactouthisrage.AsBurkeobserves,“He’dlivedclosetotheedge forsolongthatyouknewhewasboundtogetcut.” Thisconnectionbetweenblackunderclassexperienceandangerhasnot escaped the attention of philosophers. Both Frantz Fanon and Cornel West have written about how “the lived experience of the black” creates frustrationandrageinitsvictims.39InasimilarveinHowardMcGaryhasexamined the presumed requirements for escaping urban poverty. He argues that by presupposingpersonalefforttobethesoleavenueforescapetowhichpoor blacks should aspire, many people expect them to meet an unfair standard ofexceptionalityinordertoovercometheracialandclassdisadvantagesthat aretheirlot.Theadversitiesfacingtheblackunderclassaresuchthat,inthe absenceofstrokesofgoodfortune,onlyextraordinarymotivationandsuperhuman effort could lift one out of such circumstances. However, McGary cautions, “We must draw a line between what people are required to do as amatterofmoraldutyandsupererogatoryacts.”40Giventheoverwhelming institutionalizedracialandclass-basedinjusticesofAmericansociety,hereasonsthatpullingone’sselfoutoftheurbanunderclasssolelythroughthese meansconstitutesanactionaboveandbeyondthecallofduty.Smallwonder, then,thatthetemperofacharactersuchasSocratesFortlowmightsimmer at a barely controlled rage. The dice are loaded against him, and he knows it—andtheilmmakerswantustoknowit,too.Muchofthenarrativefocuses onSocrates’attemptstocontrolhisangerinthefaceofsomuchinjusticeand generalindifferencetoit. Furthermore, the resolution of such injustices, even at a personal, individual level, call for extraordinary amounts of patience, which Socrates all too obviously lacks. As Bill Lawson wryly notes, “It is true that if one tries hard enough and has the patience of Job, one may make it out of poverty. However,ifittakesHerculeanefforttoovercomesomesocialadversities,one shouldnotbeheldinmoralcontemptifonedoesnottry.”41Incontrast,Always Outnumbered,AlwaysOutgunnedoffersusamaincharacterwhoiswillingto gotoextraordinarylengths—anddistances—toindajob,buthelacksthe patienceofJobtoawaittheirsuccessfulfruition,ashisangertimeandagain derailshisattemptstolong-sufferinglyexpecttheeventualityofjusticeand itstriumphoverthepersonaliniquitiescommittedagainsthim.AsMcGary and Lawson would be quick to point out, given Socrates’ circumstances he shouldnotcompletelyshouldertheblameorcondemnationforhisinability tocontrolhisanger.Infact,theresponsibilitylayslargelyelsewhere,which makes his anger to some extent justiied—a point that again the ilmmakerswanttheirviewerstograsp.Socrates’angerisarighteousanger,notthe resultofsomepathologicaltendencyorgeneticpredisposition.Moreover,as 39. Fanon,“LivedExperienceoftheBlack,”184–201;CornelWest,“MalcolmXandBlack Rage,”inRaceMatters,95–105. 40. McGary,“BlackUnderclass,”65. 41. BillE.Lawson,“MediationsonIntegration,”inLawson,UnderclassQuestion,8.
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fig.31 SocratesFortlow(LaurenceFishburne),coninedbybarsthatrepresenthis blackunderclassconinement(AlwaysOutnumbered,AlwaysOutgunned,1998)
Aristotleargued,sometimesitisappropriatetobeangryandrighteouslyact fromit.42Inaddition,giventheextraordinaryandridiculouslyunfaircircumstancesunderwhichSocratesmustoperate,heisinmanywaysalreadybeing supererogatoryjusttogetthroughoneofhisdayswithoutlosinghistemper eachtimehefacesamoraldecision.Ofcourse,Socrates’characterisclearlya workinprogress.Thenarrativeshowsheistryingtodeveloppatienceinthe faceofoverwhelminginjustice—because,inaway,hehasnochoice.Nothing elsewillhelphimgetthroughthetrialsandtribulationsofhisday. BurkealsotellsviewersinhisvoiceoverthatSocrates“wasasolitaryman, whokepthisowncounsel,”thusfurtherestablishinghim,likemanyothernoir characters,asisolatedandalienated.Socratesalsosimilarlylivesbyhisown rigidmoralcode.“EverynightSocratesgavehimselfagrade,”Rightinforms us.“He’doncemadeapromise,adarkoath.Hesworehe’dneverhurtanother personexcepttodogood.Anytimehewrotedownfailure,someonehadbeen hurtbutnogoodhadbeenaccomplished.”Likemanywhitenoircharacters, suchasSpadeorMarlowe,despitehisalienationfromsocietySocrateshas hisownvisionofproperhumanconduct.Indifferenttomanystandardlegal and moralistic principles, his view of how one should act toward others is 42. Aristotle,NicomacheanEthics,62;Aristotle,Rhetoric,trans.LaneCooper(1932;repr.,New York:Appleton-Century-Crofts,1960),123–27.
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nonethelessintimatelyconnectedtowhatitmeanstoliveadecenthumanlife. “Ifyoudon’tknowwhenyoudonewrong,”Socratestellsayoungdelinquent hebefriends,“well,lifeain’tworthadamn.”Goodactionsthusfundamentally undergirdaworthwhilelifeforSocrates.Oneofthewaysinwhichhetries tokeephissimmeringangerincheck,then,isbyconstantlymeasuringhis actionsagainstarigorousmoralstandardandanoverallmoralgoal—aprocedurethatwouldputhimingoodsteadwithhisnamesake,aswellaswiththe likesofAristotle,Kant,Mill,andRawls. Always Outnumbered, Always Outgunned is therefore about much more thanSocrates’noircharacterization,asitalsotakespainstodepicttheday-todaystrugglesmanyAfricanAmericansmustfaceinwhatLewisGordoncalls “an anti-black world.”43 The ilm presents the ordinary dificulties of being a member of the black underclass in excruciating detail. The daily grind of getting through the day with at least a shred of one’s dignity intact are laid outforthethoughtfulconsiderationofviewers.Commonplacetasks—having enough money to eat for the day, getting a job, and not letting one’s anger andfrustrationeatonealive—requireenormouseffort,becauseofracialand class-baseddomination.Smallwonder,then,thatbytheendofthedaymembersoftheunderclassoftenhavesolittleenergyleftforanythingelse,suchas workingforthepoliticalrectiicationofsocialinjustices.AlwaysOutnumbered, Always Outgunned offers viewers the opportunity to relect on these unfairnesses and their interrelations through positive engagement with Socrates’ character.Byelicitingsympathyaswellasempathyandacknowledgmentfor hishumanity,theilmseekstocreateabetterunderstandingofhimaswellas thoseconinedtosimilarstraits. Tobettergrasptheilm’sintendedeffectonviewers,wemightconsider what a few representative philosophers of the everyday have written about thetopic.Regardingthelargelyunconsciousactionsweperforminlivingour ordinarylives,HenryDavidThoreaubeganWaldenbyurgingAmericansto seriouslyconsiderthemandrelectuponhowtheypossessanextraordinary elementoftheuncanny,ofthebizarre.AsCavellhasshown,Thoreau’sstrategyintheearlypagesofWaldenistodefamiliarizehisreaderswiththeirordinary lives in order to compel them to reconsider the circumstances under whichtheylive.44We“laborunderamistake,”Thoreautellsus(3),45bypassing ourexistenceasifwehadnoalternativebutthecommonmodeofliving(5). For,ratherthanworktoacquirewhatwouldmakeusbetterhumanbeings, weinsteadseek“treasuresthatmothandrustwillcorruptandthievesbreak through and steal” (3). By challenging and seeking to distance us from our perceptionsofordinarylife,Thoreauaimstoinluenceustoseedifferently,to 43. Gordon,BadFaithandAntiblackRacism,e.g.,96;Gordon,FanonandtheCrisisofEuropeanMan,11–12,25,34. 44. StanleyCavell,InQuestoftheOrdinary(1988;repr.,Chicago:UniversityofChicagoPress, 1994),esp.9 –25. 45. HenryDavidThoreau,Walden;or,LifeintheWoods(1854;repr.,NewYork:Dover,1995).
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redirectourvisioninordertohelpusunderstandhowourlivesaredevotedto falsenecessitiesthatcoarsenandblindustothemoralpovertyofourordinary circumstances.Throughthistechniqueofdefamiliarization,Thoreauhopes tohelphisreadersenvisionalternativewaysoflivingthatwouldimprovetheir livesethicallyratherthanjustmaterially. FrenchsocialtheoristMicheldeCerteau,ontheotherhand,directsour attention to the particular details of ordinary life. He writes, “WhatI really wishtoworkoutisascienceofsingularity;thatistosay,ascienceoftherelationshipthatlinkseverydaypursuitstoparticularcircumstances.”46DeCerteauenvisionsthisscienceofsingularityasaprerequisiteforanyattemptto resist“oficial”knowledge’soverwhelmingdominanceinhowweunderstand day-to-dayexperience.Heassertsthatwithinanattentiveandintimateknowledgeoftheeveryday’sactualdetails—itshabits,procedures,techniques,and soon—lieuntappedpossibilitiesforfreedom,creativity,andimprovedsocial relations(xxiii–xxiv).Actualizingthesepossibilities,however,dependsupona completelyreconiguredsenseoftheeverydaybecauseitsliberatoryelements escapedetectionbystandardformsofknowledge.DeCerteauthusarguesthat areconiguredsenseofthenormativewaysofactingcouldserveuswellin theprojectofseparatingmodesofdominantknowledgefromactualmodesof day-to-dayliving.Inaddition,theywouldfacilitateimprovedsensesofautonomy,creativity,andsocialharmonyforordinaryhumanbeings(xi–xii). Indistinctlysimilarways,philosophicaltheoristsofracehaveengagedin aninvestigativecritiqueoftheeveryday.LikeThoreauanddeCerteau,they urge their readers to reconsider the structures of our everyday sensibilities andrelectuponhowtheirdetailsinvolvesomethingquiteextraordinary.Speciically, they argue for the necessity of grasping particularities in order to improvehumanlifemorally—toopennewpossibilitiesforhumanfreedom, creativity,andsocialrelations,especiallywithregardtorace.Yettheprospect ofsuchsocialchangepredictablythreatensthosewhoaremembersofdominant American culture— even many “goodwill whites,” as Janine Jones has calledthem.Thissenseofthreatseemstooccurinspiteofthefactthatthe cognitiveandmoralreconigurationsproposedwouldagreewithfundamental principlesthatmostoftheseindividualsprofesstohold. As noted earlier, these philosophical theorists of race further argue that everyday life in America presupposes the systematic oppression of entire groupsofhumanbeings,fromwhosedominationwhiteshavelongbeneited, andfromwhosecircumstancestheycontinuetobeneit.Theeverydaylifeof personscountedaswhitepresupposesasystemofdominancesuchthat,when examinedinitsactual,speciicdetails,excludesfromconsiderationnonwhites asbeingfullyhuman,racializessocialordersandspace,andmakesthepursuit bynonwhitesofordinarygoalssuchasemployment,healthcare,safehousing, 46. MicheldeCerteau,ThePracticeofEverydayLife,trans.StevenRendall(BerkeleyandLos Angeles:UniversityofCaliforniaPress,1984),ix.
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childcare,andtheotherbeneitsoffull-ledgedhumanityextraordinarilydificulttoattain.Inparticular,thesetheoristscontendthatoneoverlookedaspect ofwhitesupremacyishowitpermeatesoureverydayperceptionsandsensibilities;thatis,ourordinarywaysofthinking,believing,andacting. Thesetheoristsaimtobringtheepistemologicalmisperceptionofeverydaydetailstoourattention,sothatwemayreformulateandredirectourmoral vision in a way that would allow us to see more accurately the unjust and unfaircircumstancesthatconstitutemanypeople’sordinarylives,ratherthan sweepingour“whitegaze”overthemobliviously.Inmanyways,then,these theorists’effortsrelecttheuseofadefamiliarizationtechniqueontheepistemologicallevelsimilartothatarguedforbyThoreauanddeCerteau,who both sought to bring to our attention details that had been there all along, but which habit and custom rendered invisible. It need hardly be said that thistechniqueisanexemplaryphilosophicalmove:questioningfamiliarand acceptedpresuppositionshasbeenafundamentalpartofphilosophy’srepertoiresincebeforeSocrates. AnoticeablysimilarstrategyforputtingordinarypresumptionsintoquestionisdeployedinAlwaysOutnumbered,AlwaysOutgunned.Thetitleitselfisa referencetounderclassstatusàladeCerteau;inotherwords,ofalwaysoperatingunderthethumbofpower.Yettheilmurgesustoseeitsdetailsinadifferentway—toperceivethemasextraordinarilyunfairratherthansimply“the way things are” for many underclass individuals. One way the ilm encourages this altered way of seeing is through documenting not only the everydaydespairandhumiliationbutalsothehopeofrecoveryandsurvivalthat successful living under white supremacism requires of African Americans. Socrates’questforaregularlypayingjobframesmuchofthenarrativeandin thismannerdepictstheperversedegreestowhichAfricanAmericansmust oftengomerelyinordertosecure“ordinary”employment.Socratesindsthat hisskincolor,pastandpresentoccupations(servingtimeinprisonandcollectingbottlesandcansforrecycling),andstreetaddressinWattsmarkhim asunemployable,soherangeseverfurtherfromhishomeinhopesofinding employerswhowillnotstigmatizehimforhisneighborhood,hisblackness, hispast,orhispresent,butratherrecognizehimfortheindividualhereally is:someonewhomorethananythingelsewishestoliveaself-reliant,morally righteous,worthwhilelife. TheilmalsoforegroundshoweachoneofSocrates’decisionsandactions requiresacarefulmoralchoice,fromdecidinghowtodealwithayoungboy whokillsaneighbor’schickenforfun,throughweighingwhattodoaboutthe everydayinsultsandhumiliationsthatconstitutethepowerlessnessbrought onbyracismandpoverty,toponderingthemeageralternativesbroughtonby hisbestfriend’simpendingdeath.ThenarrativedepictsSocrates’lifeasbyno meanseasy,andmadeallthatmuchharderbytheragehefeelsattheinjustices andinequitiesthatshapehisandothers’circumstances.EchoingThoreau’s dictumthat“ourwholelivesarestartlinglymoral”(141),AlwaysOutnumbered,
0
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AlwaysOutgunnedisadeliberate,relectiveilmthatportrayseachoneofits maincharacter’sactionsascarryingastonishingmoralweight.47 By depicting the small successes as well as the failures that make up Socrates’life.however,Apted,Mosley,andFishburnehavemanagedtofashionfromtechniquesandthemesdevelopedthroughearlierAfrican-American noirilmsataleofnotonlydespair,butalsoofhopeandsurvival.Indoingso, theyleaveasidethespectacularviolencethatsooftenportraystheurbaninner cityinilmanddeveloppossibilitiesforcarryingonandevenlourishing.One wayinwhichtheyaccomplishthisadvanceisbyfocusingonmoraldecisionmakingasrequiringcreativeimprovisation;thatis,theyportraymoralevaluationonthemodelofAfrican-Americanclassicalmusic—inotherwords,as jazz.Suchadescriptionofmoraldecision-makingasjazz-likeimprovisation arisesinLewisGordon’swork: Wouldn’titbewonderfulifwecouldlivethefolkwaysandmoresofour societyintheformofajazzperformance?Imaginewhatwouldhappen if the laws and economic structures were opportunities for freedom instead of constraints upon it. Each generation of our society could recognize and interpret what had been handed down—without slipping into epistemological conundra—and simultaneously recognize itsactiveroleintheconstitutionofitsmeaningandwhereitwasgoing. Andthetaskofeverygeneration?Toliveinawaythatbroughtoutthe bestpossibilitiesoftheirsociety’songoingcompositionofitself.48 Theilmmakersherehavetakenthisrelectiononestepfurtherandshown how it might work in real life, for Always Outnumbered, Always Outgunned seekstoportraytheideathatinone’sday-to-dayexistence,asinjazz,“onehad to,hasto,goforward.”49Socratesmustimprovisemoralsolutionsusingthe materialsandpossibilitiesathand.Likeajazzmusicianhemustindhisbalanceofduty,freedom,tradition,andresponsibilityinthenoveltransposition ofthemoralchoicesavailable. Theilm,then,maybeseenasconsistingofaseriesofmoralquestions thatSocratesmustfaceinhisday-to-daylife.Whatdoyoudowhennoone will hire you? What do you do when you discover someone has culpability forthemurderofanother?Whatdoyoudowhenalocalyouth,nowacrack addict,terrorizestheneighborhood?Whatdoyoudowhenyourbestfriend facesaslow,agonizingdeathandasksforyourhelptoendit?Theilmmoreover underscores that these questions are deeply complicated by their surroundingcircumstances.Forexample,prospectivewhiteemployersindyou 47. TomTunneynotesmanyofthesefeaturesinhisreviewoftheilminSightandSound8, no.11(November1998):66 – 67. 48. LewisR.Gordon,HerMajesty’sOtherChildren:SketchesofRacismfromaNeocolonialAge (Lanham,Md.:RowmanandLittleield,1997),223. 49. Ibid.
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1
intimidatingandfrightening,becauseoftheirstereotypicalbeliefsabouteconomicallydisadvantagedblackmen.Theindividualcomplicitinmurderisa boyofnomorethantwelve.Thecrackaddictinquestionisblackandwouldbe treatedunfairlyinthecurrentjusticesystemfaroutofproportioneventohis crimes.BecauseoftheholesinAmerica’ssocial“safetynet,”yourbestfriend lacksadequateinsurancecoveragetopayforeitherthetreatmentorthepain relieversheneeds,whichiswhyheasksyoutobuyhimagunsohecanshoot himself. Theseextraordinarydificultiescallforextraordinaryresponses,onesnot straightforwardlydictatedbyrulesderivingfromutilitarian,Kantian,orother standard codes of morality. Blind application of moral decision procedures, forexample,isnotpossible,sincethemostcomplicatingfactor,thesystematic maltreatmentofhumanbeingsbecauseoftheirskincolor,failstoconstitutea morallyrelevantfeatureunderthenormalapplicationofthesewaysofthinking.50Thealternativeposedintheilm,bycontrast,isoneofimprovisingsolutionsfromthematerialsandpossibilitiesathand,ofinterpretingpasttraditionsandrules,consideringtheoptionsandfreedomsthatonemightachieve, and trying to best accommodate everyone involved. In this sense, Socrates’ actionsaretruetothoseofhisnamesake,fortheyaimtobeconsistentwith providingagoodlifeforall. Socrates’alternativeprocedureforindingtheproperaction,then,requires thoughtful engagement and relection. Always Outnumbered, Always Outgunneddepictsafurthernecessarycomponentbyshowingthecommunity’s crucialinvolvementindecidingthecrackaddict’sfateandinworkingouthow to rear an orphaned boy befriended by Socrates. Proper resolution of such matters depends on grasping that they cannot be determined through one individual’s mechanical application of rules deriving from traditional moral perspectives.Rather,onemustbereadytocreateresolutionsnotpreviously envisioned through implementing jazz-like moral improvisations that work throughdifferentpossibilitiesandrecognizethefreedomandfacticityofall thoseinvolved. Such moral improvisation as suggested in Always Outnumbered, Always Outgunnedis,Iwouldconjecture,piecemeal,noncomprehensive,andprobablycouldnotbecodiiedbyuniversalisticproceduresorrules.Rather,moral decision-makingwillinasensebesituationalbyvirtueofbeingconstituted through and directed at speciic circumstances that may not present themselveselsewhere.Itis,inshort,aprogramofwhatsomephilosophershave 50. Whether these matters could be worked into such standardized ways of thinking is a hotlycontestedissue.ThomasHillandBernardBoxill,forexample,arguethatwhilecurrently notapartofsuchproceduresandprinciples,considerationsofracecouldbestraightforwardly incorporated.Others,suchasCharlesMillsandRobertBernasconi,aremuchmoredubiousthat sucheasyreconigurationsarepossible.SeeHillandBoxill,“KantandRace,”448 –71;CharlesW. Mills,“DarkOntologies:Blacks,Jews,andWhiteSupremacy,”inBlacknessVisible:EssaysonPhilosophyandRace(Ithaca:CornellUniversityPress,1998),67–95;andBernasconi,“Kantasan UnfamiliarSourceofRacism,”145– 66.
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describedasmoralrealism,forthisilmpresentsparticularisticjazz-likesolutionstopressingmoraldificultiesevenastheyfailtoproduceuniversalistic moralprinciplesfromwhichonecouldthenoperatemechanistically.51 ThemoralimprovisationsdepictedintheilmrepresentadeCerteauvian “artoftheweak”—thatis,maneuversperformedinplainsightoftheenemy.52 Becausethisilmseekstooffermoralprovocationsinthecontextofpopular cinema—thatis,inthecontextofamassartthatmustindextensivecommon groundwiththecultureitcriticizes,therebylackingfundamentalaesthetic, economic, and ideological autonomy—it may provide less than a full-scale revolutionary rejection of the morally objectionable conditions imposed by latecapitalism.Suchanartworkmust,rather,operateinthefaceofpresumptionsthatembracealltheallegedlywonderfulbeneitsprovidedbyourcurrent economic system. Despite this limitation Always Outnumbered, Always Outgunnedmanagestoadvancedeeplytroublingclaimsaboutthetermsand conditionsofracializedeverydaylifeasitexistsinurbanAmericaduringthe latetwentiethandearlytwenty-irstcenturies. As Janine Jones has argued, many whites feel threatened by such challengestotheireverydaysensibilitiesandordinaryperceptions.Yetitisreally littledifferentfromThoreau’sassertioninWaldenthathisreaderslive“afool’s life,”“laborunderamistake,”andlead“livesofquietdesperation”(3– 4).Thoreauhopedtocharacterizethematerialisticcultureofmid-nineteenth-century Americaasasystemofoppressionthatmakeshumanbeingsmorallyworse ratherthanbetter.Itcoarsensandpunishesus,hewritesinthoseearlypages ofWalden,makingitimpossibleforustoappreciatethemoralimportofeven ordinarydecisionsinourlives.HisprojectinwritingWaldenwastotransform ourperceptionofeverydaylife,sothatwemightovercometheblindnessfrom whichwesufferregardingourpenuriousmoralcondition. Similarly,philosophicaltheoristsofracehopetocharacterizethecurrently existing liberal democracy in America as an oppressive system that, when examined in detail, will be exposed as distorting and damaging those who liveunderit,andinparticularblacks,whilemakingwhitesnormativelyblind to the unfairness and immorality that underpin their everyday lives. These theorists,too,wishtotransformourperceptionssothatwemaybetterseethe oppressivesystemfromwhichwhitesstilllargelyunknowinglybeneit.Most accepted philosophical justiications of liberalism characterize racism as an unfortunateaberration,amarginalifalsoharmfulanomalythatdoesnotaffect themoralcategoriesthatbroadlyunderliethesystem.ThusforJohnRawlsin ATheoryofJustice,racemaysafelybeignoredfrombehindtheveilofignorance becauseitallegedlydoesnotsubstantiallyaffectthedecisionsmadefromthat 51. See,forexample,JohnMcDowell,“VirtueandReason,”Monist62(1979):331–50;Sabina Lovibond,RealismandImaginationinEthics(Minneapolis:UniversityofMinnesotaPress,1984); DavidMcNaughton,MoralVision(Oxford:Blackwell,1988);andJonathanDancy,MoralReasons (London:Blackwell,1993),esp.55ff. 52. DeCerteau,PracticeofEverydayLife,esp.36 –37.
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perspective.Amongthestandardpresuppositionsofliberalismarethatone hasanunencumberedfreedomtochooseandworktowarddesiredgoalsin one’slife,thatonemaydetermineone’sowncharacterandself-deinition,and thatdifferencesfromothersmaybeuniversallytranscended.53Racism,asan aberration,maysometimescontingentlyinterferewiththeimplementationof thesepresuppositions,butitdoesnotaltertheiroverallsoundness. In response, many philosophical theorists of race argue that such characterizationsmaywellbefundamentallylawed.Ratherthanseeracismasa marginalanomaly,theyseektoillustrateitsplaceatthecenterofmuchstandardliberaltheorybyshowinghowthetwohaveworkedandcontinuetowork hand-in-glove.Racismisnotanadd-on,someaccessorywrongfullyattachedto thepristinedoctrineofliberalismafterthetheoryitselfwasworkedout.Rather, racism,racialhierarchy,andwhitesupremacyconstitutetheconditionsunder whichliberalismitselfwastheorizedandcontinuestobetheorized.54Kant,for instance,maybeseensimultaneouslyasthefatherofmodernmoraltheory andthelanguageofrightsaswellasthefatherofmodernracism.55Similarly, John Stuart Mill advocated the right to individual liberty while at the same timedenyingittoAsianIndians,theIrish,andmanyothers.56Whitemoral blindnesstothesematters,asMillsarguesinTheRacialContract,stemsfrom anepistemologyofignorancethatrenderdetailsofthelinkbetweenliberalismandracismcognitivelyundetectable.Tocounteractthisblindness,speciic elementsofeverydaylifeneedtobebroughttoourattention— deCerteau’s scienceofsingularitymustbedirectedatquotidianAmericanlife,sothatwe mightbetterseetheworkingsofwhiteadvantage,separate“oficial”knowledge’snormativedominancefromouractualday-to-dayexistence,andexplore alternativewaysofresolvingproblemsofracismandclassism. Aselementsofeverydaylife,theparticularitiesofwhiteadvantagedemand our attention—in our philosophizing as well as our day-to-day lives—and philosophical theories of race, augmented by careful viewings of ilms like AlwaysOutnumbered,AlwaysOutgunned,offerusnotonlyacritiqueofthecurrenteverydayepistemologyofwhitesinAmerica,butalsoasenseofpossibilityregardingwhatmightbedonetorevisethistroublingelementofAmerican lifethroughcognitiveandmoraltransformation.Likehisnamesake,Socrates goadsustorelectonmoral,racial,andeconomicdimensionsofourlives,and howtheyareimbricatedintotheveryiberofourexistence,suchthatwetake seriouslyallthedecisionswefaceandthinkaboutthemyriadwaysinwhich theyaffectourfellowhumanbeings. 53. Rawls,TheoryofJustice,esp.201ff. 54. Regardingthispoint,seeespeciallyCharlesW.Mills,“WhiteRight:TheIdeaofaHerrenvolkEthics,”inBlacknessVisible,139 – 66. 55. CharlesW.Mills,“Kant’sUntermenschen,”inRaceandRacisminModernPhilosophy,ed. AndrewValls(Ithaca:CornellUniversityPress,2005),169 –93. 56. Goldberg,RacialState,63–72;GeorgiosVarouxakis,“JohnStuartMillonRace,”Utilitas 10(1998):esp.30 –32.
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TrainingDay,Empathy,andMoralCorruption Blacknoir’scapacitytoexpandaudiencesensibilitiesofwhatitistobehuman mayalsobeilluminatedbyexaminingAlonzoHarris,thecharacterplayedby DenzelWashingtoninTrainingDay(AntoineFuqua,2001).Althoughviewers’ allegiancetoAlonzovariessubstantiallyoverthecourseoftheilm,generally theyproceedthroughitsearlysequencesfeelingatleastminimallyfavorable toward him, partly because of Washington’s empathetic star persona, partly becausetheyhavebeentoldthatheistherespectedheadofasuccessfulundercoverpolicesquad,andpartlybecauseofsomeoftheapparentlysensiblethings thischaractersaysaboutthedificultdecisionsthatmustbemadeinorderto maintainjusticeonthestreetsofasprawlingcitylikeLosAngeles.However, as the narrative develops—particularly in its latter half—positive audience regardforAlonzofades.Inspiteofoccasionallashesofmoralgoodness,at leastinhiswords,wecometounderstandthatAlonzodoesnothavemorally appropriatereasonsforthebrutalandheinousactshecommits.Ratherthan workingfromthecrudeutilitariansenseofstreetjusticethatheprofesses,his actionsultimatelystemfromselishnessandadesireforpersonalgain.We see that his declarations of maintaining a sort of it-all-works-out-in-the-end justiceofthestreetsaremostlywindowdressingforself-interestedgoals.Like OrsonWelles’scharacterHankQuinlaninTouchofEvil,Alonzotalksofthe needtohelpjusticealongbyviolatingthehumanrightsofsuspectswhenjusticecannototherwisebeobtained.Inworkingsofrequentlyfromthisbrandof crudeutilitarianmorality,wheretheultimategoalisthehappinessandsafety ofsocietyandhumanrightsareonlyimportantrelativetothatgoal,Alonzo haslosthiswayandjusticeforhimhasdegeneratedintopersonalwhim. Thismalevolentself-righteousnessisthenegativesideofmanynoircharacters’personalmoralcode.Ifsuchanarrativeigurepossessessomesortof power, like that which accompanies being a police oficer, the dangers of a personalizedmoralsystembecomethoseofarbitrarilyandcapriciouslymetingoutwhateverthecharacterfeelsisright,withnothingtoholdsuchdangers incheck.Thismoraldificultywasrecognizedbyartistsfromearlyonandhas fueledmanyofitsstories.57LikeQuinlanandsimilarnoircharacters,58Alonzo’s senseofwhatisjusthasbrokendownintoself-centeredactsandconviction statistics.Ashedeclaresrepeatedlytodistinguishtheloftyvaluesofidealjusticefromwhatheallegesishisownmorepragmatic,down-to-earthversion, “It’snotwhatyouknow;it’swhatyoucanprove.”Unfortunately,alltoooften Alonzoisnomoreseekingjusticethanthecriminalswithwhomhedeals.His actionsaredrivenmorebythegoalsofinducingfearandintimidationinhis 57. Forexample,DashiellHammett’s1924story“TheGoldenHorseshoe,”reprintedinThe ContinentalOp,ed.StevenMarcus(NewYork:Vintage,1975),43–90. 58. Thisnegativesideofnoircharacters’personalmoralcodewasexploredinmanyilms ofthelaterclassicalnoirperiod;forexample,WheretheSidewalkEnds(OttoPreminger,1950), OnDangerousGround(NicholasRay,1952),andShieldforMurder(EdmondO’BrienandHoward Koch,1954).
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opponents,attainingcareerobjectives,orachievinggreaterpersonalgainthan bywhatisfairandmorallyappropriate. Fromwhatheandothercharacterssay,viewersgetthesensethatatone timeAlonzodesiredtruejusticeandadherencetothelaw—ashisformermentor,Roger(ScottGlenn),putsit,Alonzo’sambitionwas“savingthegoddamn world”—butthattimeislongpast.Corruptedbythevastrichesandthepervasivemoraldecayaroundhim,Alonzohasbecomealawbreakerhimself— only inthiscase,oneprotectedbyabadge.Compelledtostepoverthelineofviolating humanrightsagainandagaininthebeliefthatsuchactionsmerelyhelpjustice along,assisthimindoinghisjob,andprovidehimopportunitiesforpromotionandadvancement,Alonzohasstoppedcaringhowfarhestepsanymore, justsolongasitcannotbedetected,fattenshisconvictionrecord,advanceshis career,andsupportshiminachievinghisself-centeredpersonalaims,whichhe neverthelesspersistsinbelievingare,inthegrandschemeofthings,just. Despite Alonzo’s profound moral corruption, viewers do not completely lose their empathy for and allegiance to him. One of the ilm’s producers remarks that “[Denzel Washington] always plays someone with whom the audience has a great deal of empathy. This is a movie that challenges that empathy.”59 One goal of the narrative is to get its viewers to understand a twistedandconfusedhumanbeing,withoutatthesametimejustifyinghis actions,partlybyusingWashington’sempatheticcharismatodrawtheminto thischaracter’smoralworldandshowthemhowhethinks,whathesees,and whyheactsthewaythathedoes.Inadditiontothingsexplicitlysaidordone inthenarrative,theilmutilizesthesociallyagreeabletraitsofcharm,sexiness,intelligence,andbeautythatDenzelWashingtoncanprojectintoarole toseduceitsviewersintoindingAlonzo’smoralityunderstandable,alluring, andworthyofconsideration.60 Thenarrativedoesnot,however,seektohaveitsviewerssimplyembrace or approve of Alonzo’s judgments and actions, but urges them to maintain acriticaldistanceonhimandhisiniquitousdeeds.Theilmprovidesaway to achieve this critical distance through offering viewers the character of Alonzo’strainee,JakeHoyt(EthanHawke),ayoungpolicemanwhoispowerfully attracted to but ultimately rejects Alonzo’s arguments that what he doesisjust.ByfocusingonJake’sresponsestoAlonzo’sdeedsandframing thisveteranundercovercop’sstorybymeansofhistrainee’s,theilmurges viewerstotaketheircuefromthischaracterwho,likemuchoftheaudience, isnewtoAlonzo’sworld.Jakethusservesasamoralcenterfromwhichaudiences may understand Alonzo. At the same time, Training Day powerfully showsustheappealofAlonzo’sbrandofmorality—itsprimafacieallureand 59. Jeffery Silver, interview, in The Making of Training Day: Crossing the Line, directed by StephenJ.Morrison(2001),onTrainingDay,DVD,directedbyAntoineFuqua(2001;Warners BrothersHomeVideo,2001). 60. This,inanycase,isthedirector’sview.SeeAntoineFuqua,commentary,TrainingDay, DVD.
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appropriatenessinsomeofthecircumstancesunderwhichtheseeventstake place,andcompoundsitsaudience’sinitialapprovalofsuchactionsbymeans ofWashington’sempatheticpersona,hissociallyagreeablecharacteristicsas anactor,andthesincerityheprojectsintotherole. TrainingDaytellsamorallycomplexstoryaboutthesenseofstreetjustice heldbyamorallyambiguouscharacter.Itattractivelyshowsaudiencemembersthetemptationthatsuchacodeandcharacterprovide,whilenevertheless offering a more critical moral orientation toward him in its inal half. Ultimately,Jake’sjudgmentsaremeanttoprompttheaudience’snegativemoral judgment about Alonzo because his assessments appeal more strongly to viewers’acceptednormsforjusticeandmoralitythanAlonzo’s.Ontheother hand,thisattractive-badcharacter’sformofroughjusticeappealsimpressively toaudiencemembers’desiresforsomeprotectionfromthechaosonthestreet bymeansofcompetingmoralnorms.Foragoodportionofitsnarrative,then, the ilm balances Jake’s critical perceptions with Alonzo’s allure, and keeps theaudienceanxiouslyuncertainwhichitprefers,appealingtothemirstone way,thenanotherregardingwhichcharacter’smoralitytheyprefer.Thisnoir suspenseregardingmoralitythusdrivesmuchofthenarrative. Theilm,however,ultimatelypromptsitsviewerstosidewithJake.ItpresentsAlonzo’sjustiicationsforwhyhisactionsshouldbeseenasjust,given thecircumstancesunderwhichtheyarecommitted,asunsatisfactorybecause, asJakestubbornlypointsout,theyfailtoexoneratehowmuchAlonzolacks respect for other human beings and their rights. His actions remain murder,armedrobbery,assault,battery,andcoercion.Appealingtoa“realworld” senseofstreetjusticethatmaynotbeachievedexceptbymeansoftheseacts doesnotadequatelysupporttheirnecessitybecause,asJakewouldpointout, theredoexistalternativesthatnonethelessrespecthumanrights.Thesealternatives,eveniftheytakelongertoimplement,remainbetterforallofsocietybecausetheyprotecttheinnocent,moreproperlyidentifytheguilty,and apportionoutpunishmentandrewardmorefairly.Inthissense,thenarrative ultimatelyfavorsJake’ssenseofthesanctityofhumanbeingsandtheirrights overAlonzo’scrudeutilitarianstance. Still,whenassassinsinallykillAlonzoneartheendoftheilm,viewers donotsimplyfeelthathehasgottenwhathedeserves.AsFuquadescribes him,Alonzohasbecomepitifulatthispoint,afterJakehasdefeatedhimand takenasevidenceofhiscorruptionthestolenonemilliondollarsthatwould havesavedhim.“Thesystem’sfailedhimaswell,”Fuquaexplains,“theguy has nothing left.”61 Alonzo is thus made humanly vulnerable because Jake hastakenawayhislastchanceforsurvivingthemoraldecayofwhichhehas becomesomuchapart.Thereisasense,then,inwhichhetooisavictimand worthyofourcompassion.Atonetimeapparentlyadecentcopwhowanted todosomegood,thepervasiveevilthatexistsaboveaswellasbelowhimhas seducedAlonzo.AsFuquaargues,thisbrandofiniquity“iseverywhere,”and
61. Fuqua,commentary,TrainingDay,DVD.
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oficialswhocondoneactionslikeAlonzo’s—representedhereby“thethree wise men” (Tom Berenger, Harris Yulin, and RaymondJ. Barry), the police oficialswhogivehimpermissiontoactashedoes,aslongastheyreceivea cutofthetake—bearultimateresponsibilityforthemoraldecaythatpervades lifeonthestreets,fortheirmorallazinessandindifferencepermitaswellas encourage it. Add to these factors the residual empathy and allegiance for AlonzogeneratedearlierintheilmthroughWashington’scharacterization, andonecanseewhyAlonzo’sdeathisoneaboutwhichtheaudiencemayhave someambivalence.TheilmendswiththevoiceoverofananonymousnewscasterbrielysummarizingthestoryofAlonzo’sdeathinawaythatentirely elidesthecorruptionofwhichhewasapart,therebytellingaudiencesthat neitherhislossnorJake’spreservationofjusticeinthisoneparticularinstance hashadanysubstantialimpactonthesystemasawhole. Giventhissenseofoverwhelmingmoralcorruptionthroughnoircharacterization,TrainingDayalludestoilmsnoirssuchasTheSet-UpandChinatown,wheresuchcorruptionmaybecriticizedorrejectedbycharactersbut remainslargelyunaffectedbyasingleindividual’sactions.Instead,theilm offersasortofresignationthatisolatedindividualactionswilldolittlebeyond preservingone’spersonalintegrityinrelationtothemoraldecaythatpervades manycities.However,theilmleavesopenthepossibilitythatcollectiveaction mighthaveaneffectonsuchcorruptionandtherebyalterthewayinwhich typicalurbanadministrationsoperate. Inordertoportraysuchaperspective,Alonzofunctionsasanattractivebadnoircharacter,someonewithwhomwepartiallyallypositivelyinspiteof signiicantmoraldrawbacks.Althoughcharming,sexy,intelligent,andphysicallyattractive,hisevilandeagernesstospreadcorruptiontootherseventuallybecomeclear.Inthisregard,AlonzoisnotunlikeAfrican-Americanilm pioneer Oscar Micheaux’s main character IsiaahT. Jenkins (Paul Robeson) inBodyandSoul(1925).Liketheearlierilm,TrainingDayoffersviewersan evilblackcharacterwhosebadnessisduetonegativehumanqualitiesrather thanracialones,andwhosecharacterisofferedforaudienceconsiderationby theilmmakersinordertogetthemtothinkaboutwhythatcharacterisbad fromahumanperspective,whyracializedexplanationsofhimwouldbeinadequate,andwhattheywouldneedtodoinordertoprotectthemselvesfrom suchcharactersandpreventtheirexistenceinthefuture.Onemayseethese dimensionsofAlonzoandhishumancorruptionparticularlywhentheneighborhoodmembersof“theJungle”supportJakeinhisstruggleagainsthiscorruptsuperior,ratherthanbackingAlonzooutofsometwistedsenseofracial loyalty.Thesecharactersexpressthattheycanseethedifferencesbetweenthe morallyupstandingJakeandthecrookedAlonzo,andtheyconsciouslychoose asagrouptohelpthebettermoralbeing.62 IwouldfurtherarguethatthissimilaritybetweenAlonzoandMicheaux’s characterrelectsthefactthatithastakenmainstreamaudiencesthree-quarters
62. Ibid.
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of a century to catch up with Micheaux—in other words, what Micheaux sought to present in 1925 for black audiences, who as silent ilm scholar CharlesMusserhasarguedwerethemselvesnotquitereadyforsuchcharacterizations,ithastakenmainstreamaudiencesuntil2001forasigniicantportionofthemtobeatleastarguablypreparedtoseesuchacharacterashuman ratherthanaspathologicallyracial.63Ontheotherhand,suchcharacterologicalpresentationsremaincontestedterritory,asmanyviewersnodoubtcontinuetoseeAlonzothroughthestereotypicallensoftheblackcriminalrather thanseeinghimasalawedhumanbeing.64However,onehopefulimplication ofthisongoingcontestationisthatitraisescertainracializedbeliefstoalevel wheretheymightbeopenlydebatedandperhapschanged. InconstructingAlonzosothatviewerswillunderstandindetailamorally horrible human being, then, the ilmmakers draw them imaginatively into Alonzo’sworldpartlyviaWashington’sstarpersonaandshowthem“fromthe inside”howthecharacterthinks,whatheseeseveryday,andwhyheactsin thewaythathedoes;andinsodoingtheyurgeviewerstothinkaboutwhat ittakestomaintainamodicumofjusticeonthestreetsandwhatshouldbe requiredofpolicingoficialswhodoso.Inthissense,theilmoffersusakind of“challengeofimmorality”aswasdiscussedinconnectionwithMenaceII Society.AlthoughnotinKieran’ssenseanimmoralwork,65liketheearlierilm TrainingDaynonethelessdevotessigniicantportionsofitsnarrativetopresentingAlonzo’sseductiveimmoralityinanappealinglight.Byprovidingsuch apowerfulrendition,theilmoffersviewersanopportunitytoimaginatively “slumit,”morallyspeaking,andlearnsomethingaboutthatworldbecause thenarrativecompelsthemtoconsidercriticallytheintimateworkingsofthis character’sdepravity.66 AsinKieran’sexampleofGoodfellas(MartinScorsese,1991),Alonzo’scharacterrequiresus“toimaginecertainpropositionsandcommitmentsasholding,”thoughwedonotinfactbelievethemtoholdandweknowatsomelevel thattheyareimmoral(60).TrainingDaymoreoverhelpsustogainknowledgebyvirtueofcompellingus“tounderstandbetterhowandwhy[immoral] peoplethinkorfeeldifferently”(62).AsKieranexplains,“Theimmoralcharacteroftheimaginativeexperienceaffordedbyaworkmaydirectlydeepenour understanding”(63).Byvirtueofpowerful,alluring,andempatheticportrayalsofcharacterslikeAlonzo,aworksuchasTrainingDaymaybeaesthetically valuable,eventhoughitsmaincharacterisimmoral,becausetheknowledge wegainabouttheworldbythinkingabouttheilm’sseductivelyevilantagonistisinseparablefromitsimmoraldimensions.Ofcourse,onthewholethe ilmremainsamoralworkbecauseitprovidesuswithJakeasaguideand 63. Musser,“ToRedreamtheDream,”97–131. 64. Anecdotally at least, I have found this perspective to be the case with many white viewers. 65. Kieran,“ForbiddenKnowledge,”62. 66. Smith,“Gangsters,Cannibals,Aesthetes,”esp.223–25.
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throughhimpromptsustoorientourselvescriticallywithregardtoAlonzo andhisactions.However,itwouldnothavetheemotionalandcognitiveintensityitdoesifitdidnotrubournosesinthesweetsmellofmoralcorruption anddareustoindulgeinitspleasures. BychallenginguscriticallyregardingAlonzo’sevilcharacter,TrainingDay urgesustoconsidertheconsequencesofhisactionstowardthoseunderhis sway, namely, criminals, suspects, bystanders, and anyone else who might happen to be in his way. The ilm asks us to relect on whether one has to breakafeweggstomakeanomelet,assomemightargueabouttheethicsof streetjustice.Inaddition,itpromptsustoconsiderthequestion,howmany eggsaretoomany?Heretheilmencouragesviewerstostepintothemurky watersofblackmarketeerHarryLime(OrsonWelles),theeponymousthird maninCarolReed’sfamousBritishnoir,TheThirdMan(1949).Astheyride tothehighestpointonthehugeFerriswheelofthePrateramusementparkin post–WorldWarIIVienna,Harryattemptstojustifyhisactions,whichhave killed many and injured more, by asking his friend Holly Martens (Joseph Cotten)toconsiderthepeoplefarbelowthem:“Lookdownthere.Wouldyou reallyfeelanypityifoneofthosedotsstoppedmovingforever?IfIoffered youtwentythousandpoundsforeverydotthatstopped,wouldyoureally. . . tellmetokeepmymoney— orwouldyoucalculatehowmanydotsyoucould affordtospare?”Insimilarlyseductiveways,bothHarryandAlonzotempt viewerstoseriouslyconsiderdenyingacknowledgmenttothosearoundthem, andinsodoingtestthestrengthofviewers’integrityaswellastheirwillingnesstobackitupwithaction.Viewersarethusencouragedtoimaginatively check their moral mettle against what these corrupt characters offer as an alternative. TrainingDayaddstotheseconsiderationsthematterofrace,inthesense that most of those under Alonzo’s thumb are African American, and their raceprovidesafurthercomplicatingfactortotheinjusticesAlonzosoblithely heapsuponthem.HarryandAlonzo’schallengetoviewers’moralityandtheir strengthofcharacterinactingonitneverthelessremainmuchthesame.Just asHarryteststheaudience’sresolveconcerningwhattheythinkofasmoral andwhattheywoulddotostandupforit,sodoesAlonzowithhisarguments about the dificulties of maintaining a modicum of street justice, given the forcesarrayedagainstsuchapossibility.Inbothilms,theseductivenessof immoralitysigniicantlychallengestheirviewers,eveniftheybothalsoprovidemoralguidesaswell,albeitsigniicantlylawedones,throughthecharactersofHollyMartensandJakeHoyt. The strength of these moral challenges, I would argue, indicate somethingaboutamoregeneralneedtorelectonjusticeandhowwemightbest achieveit.Itisnotsomethingaboutwhichwecanaffordtobecomecomplacent. Rather, our vigilance is required in ways that we may well have inadequatelyappreciated.TrainingDayremindsusoftheadditionalcomplications racemaycreateinthinkingwellaboutsuchmatters,butlikeTheThirdMan itunderscoresourneedtoactivelycontemplatetheongoingcommitmentto
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treatingothersfairlyandequitablyinoureverydaylives.Thisisnotsomething thatwemayletsinktothelevelofbackgroundpresumptionregardinghowit isbeingcarriedout. Taken together, the four ilms analyzed in this chapter provide striking examplesofhownoirtechniquesmaybedevelopedtoexpandaudiencesenses of humanity. By taking on more challenging forms of individualities and devisingwaystoencourageviewerstosympathize,empathize,andacknowledgethem,theseilmsmarkfurtherstagesofblacknoir’saestheticgrowth.In theprocesstheyalsoadvancetheinterestsofantiracism,justice,andoverall human lourishing. But such advances are hardly the furthest extension of black noir, as the ilms to which I turn next employ its components in still moreliberatoryways.
noir and beyond
Iwantpeopletothinkaboutthepowerofimages. . .howimageryisusedandwhatsortof socialimpactithas—howitinluenceshowwetalk,howwethink,howweviewoneanother. —SpikeLee,interview
Theilmsanalyzedinpreviouschaptersencouragevariousformsofsympathy,empathy,andacknowledgmentfortheircharacters,anddosoinwaysthat extendtheapplicationofnoircharacterizationtonarrativetypesnotcentrally addressedbyearlierilms.InthischapterIarguethatblacknoirhasnotonly continuedbuildingontheseadvances,butbroadenedfurtherstillbycontributingtothedevelopmentofmoregeneralizedwaystoinciteaudiencecontemplationaboutracializedlife.Herethefocuscomestobenotonlyonblackness, class,gender,ortheirinterrelations,butalsoonwhiteness,otherethnicities, refugeestatus,andtheAfricandiaspora. Inparticular,theilmsIanalyzeintheinalthirdofthischaptersharpen noir’scriticalcapacitiestoexposenotmerelynewversionsoftheconstantly evolving racial contract in America, but social oppression worldwide. Such ilmsdemonstratethatblacknoirhascontributedtoestablishingwhatmight becalleda“noirAtlantic,”capableofinluencingaudiencememberstoscrutinizethedilemmasofnotjustAfricanAmericansbutotherdisadvantaged populations.Inonewaythisdevelopmentmerelyreafirmsnoir’sinternationalism,asnoirhasalwaysbeenatransnationalphenomenonanyway,evenif it also remains, perhaps somewhat paradoxically, an apparently “American style.”1 Such innovations depend crucially on black noir’s revitalization of thepossibilityforfocusingaudienceattentiononmattersofsocialdisadvantage.InwayssimilartoPaulGilroy’sconceptionofa“blackAtlantic,”which detailsthepredicamentsofmodernityanditsracialdimensionsinparticular, blacknoirmayevokealevelofanalyticandrelectivepossibilitysuchthatit andothernoirelementsmaynowbedirectedtoexaminingcircumstancesof
1. See, for example, Naremore, More Than Night, 11–39; Munby, Public Enemies, Public Heroes,186 –220;andDavidDesser,“GlobalNoir:GenreFilmintheAgeofTransnationalism,” in Grant, Film Genre ReaderIII, 516 –36. I contend that noir remains an apparently “American style,”asforexampleAlainSilverhasarguedinhisintroductiontoSilverandUrsini,FilmNoir Reader, esp.3–10, because most of its paradigmatic examples derive from Hollywood or other forms of American ilmmaking, as well as the common perception that it is quintessentially Americaninorigin—whichis,ofcourse,debatable,butnonethelessremainsthestandardview.
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oppressivelychallengedpopulationsgenerally.2JustastheEuropeanEnlightenmentandblackresponsestoitprovideatoolboxfullofwaystodealwith dificultiesposedbythemodernworld,soblacknoiroffersinspirationforhow togeneraterelectivethinkinginregardtoglobalproblemsofraceandother formsofsocialunfairness. Ibeginbyexaminingtwoblacknoirilmsthatdirectviewerattentionto someofthepeculiaritiesofwhiteracializedmoralpsychologyintheUnited Statesandhowitsconigurationrelectsdeeperproblemslinkedtowaysin whichwhitesgenerallyregardmattersofdifferenceitself.IthenlinkthisaestheticinnovationtoothercinematicattemptsinblacknoirtocatalogthecontinuallyevolvingversionsofracializedthinkingthatpersistinAmericancontexts.Finally,Ianalyzeseveralilmsthatrelecttheinspirationandexampleof blacknoir,andthatIarguehaveledtothecreationofanoirAtlanticcinema. WhiteFearsoftheOther:SummerofSam SpikeLee’s1999ilmtakesthethematicdevelopmentsanalyzedinChapter7 onestepfurtherinordertoofferasubtleformofracialanalysis.Onthesurface,SummerofSammaynotseemtobeaboutraceatall.YetIwouldargue thatbyfocusingonhowsuspicionandfearofdifferencecauseviolenttensions inanItalian-AmericanneighborhoodofNewYorkCityduringthehotsummerof1977,theilmcruciallyaddressesmattersofraceaswell.Usingnoir techniques that at times tacitly quote from Jules Dassin’s classic The Naked City,particularlyintheframingstorynarratedbyJimmyBreslin,whichmimics producer Mark Hellinger’s voiceover in the older ilm, Lee depicts how severalyoungmenwhogrewuptogetherbegintosuspectanoldfriendof theserialmurderstakingplaceintheirneighborhood,afterhereturnsfrom livinginManhattanwithideasandanoutwardappearancetotallyforeignto them.Afraidoftheunfamiliarandunabletoassimilatetheiroldcompanion intothesimple-mindedstereotypeswithwhichtheywereraised,theseyoung menrelexivelytreathimwithsuspicion,distancethemselvesfromhim,and ultimatelyrefusetoacknowledgehimbecausetheypresumehisguiltbased ontheirownunexaminedphobiasofthosenotlikethem. Leealsointroducesbroaderallusionstoraceinordertothematizethese suspicions of difference and transform this Bronx tale into a parable about raciallynching.Withscenesofwhiteneighborhoodgangsrovingthestreets withbaseballbatslookingtobeatupanyonewhomightnot“belong”there andindividualswholookdifferentbeingrefusedserviceatdinerswhilepolice oficialscolludewithvigilantismandmobhysteria,theallusionstoAmerica’s historical involvement with antiblack racism and lynching are striking. In 2. PaulGilroy,TheBlackAtlantic:ModernityandDoubleConsciousness(Cambridge:Harvard UniversityPress,1993).
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addition,similartowhitecriticismsofblacksomaticaesthetics,3mostofthe charactersrepeatedlycriticizetheanomalousphysicalappearancethattheir oldfriendRitchie(AdrienBrody)hastakenon.Withhishairspikedandhis bodyadornedwiththeregaliaofpunkrock,Ritchieembodiesalooktheycannotassimilate.Atirst,theyseektoithimintoreadymadeoutsidercategories bycallinghima“freak,”a“vampire,”anda“fag,”inspiteofthosecategories’ obviousinappropriateness.LatertheytellRitchieoutrightthatheisnolonger welcomeintheneighborhoodbecausethewayhelooksupsetsthem.Eventually they settle on thinking of him as a satanic cult member because his appearanceissoforeigntotheirwayofthinkingthattheycanindnoother placeforit.Theyputhimatthetopofthelistofsuspectswhotheybelieve mightbethekillerwhoroamedthestreetsofNewYorkCitythathotsummer, theSonofSam,eventhoughthenarrativemakesclearthissuspicionhasno basisinfact.Ritchieisthenpersecutedbytheseself-appointedvigilanteson thebasisofgroundlesssuspicionandfear,hisonlyrealcrimebeingthathe doesnotlook,think,oractliketheseotheryoungmen. Tellingly,LeeandhisfellowilmmakersportrayRitchieasthemostsensitive,caring,andthoughtfulofthisneighborhoodgang.Heopenlyobjectsto theirviolentactionsagainstthoseweakerordifferentfromthem,seespeople forwhotheyareinsteadofbymeansofmyopicstereotypicalcategories,and thoughtfullylistenstohisfriends’problems,ratherthanusingtheiradmissions as the basis for mean-spirited games of ridicule and one-upmanship. In his second scene in the ilm Ritchie defends the neighborhood junkie Woodstock(SaverioGuerra),whoseappealforcharityhasincurredtheabusivewrathofthegang.“Youain’tBruceLee,”hetellsoneofthem,“StopkickingWoodstock.”Ritchierecognizesthattheiroldneighborisstillaperson, even though he has become a drug addict and is clearly going through the earlystagesofanunintendedwithdrawal,makinghimmoreappropriatelyan objectofpitythanabuse. Laterinthesamescene,herespondswarmlyandopenlytoRuby(Jennifer Esposito), whom the other young men—including her brother— denigrate asa“skank.”Ritchie,however,seesherassomeonewhoissimilarlydissatisiedwiththeconiningrestrictionsofneighborhoodlifeandbeliefs.Heand Rubyinteractinwaysnoticeablydifferentfromthedefensiveposturingsand sadisticabusepracticedbythosearoundthem.AfewmomentslaterRitchie’s oldbestfriendVinny(JohnLeguizamo)takestheyoungpunkforarideinhis carsothathemayconfessthenumerouskinkysexualescapadeshehashad behindhiswife’sback.AsVinnyreveals,heseekstheseadventuresoutside hismarriageinthebizarrebeliefthatamanshouldnothaveanybutthemost puritanicalsexwithhiswife.Todoanythingelse,Vinnyargues,wouldbe“a fuckingsin.”Ritchiecarefullylistenstohisfriend’scatalogofmisdeedsand 3. For an analysis of such criticisms, see Taylor, “Malcolm’s Conk and Danto’s Colors,” 16 –20.
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outrageous rationalizations and, after a little gentle teasing, offers the best advicehecanthinkofinresponse.Ritchie’sreactiontoVinny’sproblemsand worriesisinstarkcontrasttothoseofgangmembersAnthony(AlPalagonia) andBrian(KenGarito),whouseVinny’searliershowofvulnerabilityasaway toridiculeandmanipulatehim. Ontheotherhand,Ritchieisalsoadeeplycomplexnoircharacter,especiallyformainstreamaudiences.Whileheisexplicitlythoughtful,kind,and considerate toward others in the sequence described above and elsewhere, he secretly makes his money by doing strip shows for lonely gay men and servicingtheirillicitdesiresinaroomoverthetheaterwhereheworks.The ilmalsoportraysRitchieassexuallyconfused.Ofcourse,beingapunkdoes notexactlyendearhimtotheheartsofmanymainstreamaudiencemembers, either.ThereisagreatdealofmoralambivalenceforthemaboutRitchie—just asBordeandChaumetonarguetherewasforHumphreyBogart’snoircharactersmorethanhalfacenturyago.4ButthisambivalenceonlyaddstoRitchie’s complexityandambiguity,drawingaudiencestodesireaclearersenseofwho heisandwhathewilldoasthenarrativeproceeds. Similarly, the ilm portrays Vinny in morally complex ways. While he is clearlypresentedasthesecond-mostsensitivememberoftheoldneighborhoodgang(afterRitchie)anddoesnotindulgeinthevicioustormentingof otherspracticedbyhisfriends,Vinnyisevenmoreconfusedandunableto makesenseofhisownlife.Hemoreoverlacksboththeanalyticskillsandthe desiretoigurethesemattersout.TheilmmanifestsVinny’sconfusionin hisnumerousfranticeroticcouplingsandhisprogressivelyworseningdrug abuse. Rather than seek clarity, self-understanding, and self-improvement, Vinny craves kinky sex, Quaaludes, and cocaine. To compound these dificulties,Vinnyispsychologicallyweak,insecure,andeasilyswayedbyothers. Againandagainheasksmembersoftheoldneighborhoodganghowhelooks andgivesintotheirassessmentratherthanthinkingforhimselfortryingto practiceaccurateself-perception. Ritchiesaysmorethanoncethat,notonlydoesVinnynotlistentoattempts atthoughtfulself-relection,healltoowillinglygoesalongwithwhatothers saytheybelieve.Onenightafterthetwooldfriendshavebeenkickedoutofa dinerbecauseothercustomersdonotlikeRitchie’slookandVinnyexpresses sympathyfortheirprejudices,inparticulartheirrevulsionatRitchie’swearingaspikeddogcollar,theyoungpunktriestoexplaintohisfriendwhyhe haschosenthatformofneckaccessory:“We’reallwearingdogcollars!”he exclaims.“You’rewearingadogcollar!You’reafuckingdogofsociety,man. You’reonaleashtoacertainwayofthinking.”Ritchiewantshisoldbestfriend tounderstandwhythedogcollarisanexpressionofhisviewregardinghow most people—including Vinny—think, how it rudely projects his rejection of that mode of conformism, and why he struggles to break free from the conventionalideaswithwhichtheyhavebeenraised.WhenVinnyconfesses
4. BordeandChaumeton,PanoramaofAmericanFilmNoir,7–9.
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that he has no idea what Ritchie is talking about, his old friend mutters in resignation,“Whatelseisnew?”Vinny’scombinationofbeingeasilyswayed, hisinclinationtoavoidself-relectionorthoughtfulunderstanding,anddesire toconformthusmakehimrelativelyeasypreyforthosewhostronglyexpress theirbeliefs,suchasJoeyT.(MichaelRispoli),Anthony,andBrian,whoultimately browbeat Vinny into betraying Ritchie. By means of such character traitsVinnybecomesanexampleofsomeonewhodoesunjustthingsinspite ofhavingbetterinstincts. SummerofSamalsobuildsconsiderationsofcasualwhiteracismintoits narrative.InRitchie’sirstscene,whenheaskshismothertolendhimsome money,hisstepfather,Eddie(MikeStarr),hotlyobjects,“Hey,Ritchie—how aboutworkingforaliving?OnlythecoloredandSpanishliveoffofwelfare.” Alittlelaterintheilm,whenNewYorkCitypolicedetectivesappealtothe neighborhoodMaiabossandhiscroniesforassistance,theyhavearacially chargedexchangeoverwhowasthebestmajorleaguebaseballplayerintheir city during the 1950s, Willie Mays or Mickey Mantle. The exchange makes clear that the white Maiosi believe that Mays was at most the second-best playerbecausehewasblack.Theyclaimthathisfamous“basketcatch”inthe 1954WorldSeries,forexample,wasjustluck.Tounderlinetheoutrageousnessofthisclaim,Leeandhiscollaboratorsshowusdocumentaryfootageof MaysmakingthatamazingcatchasoneoftheMaiosiadvancesthisridiculousassertion.Theilmmakersplacethesereferencestocasualwhiteracism intothenarrativeinordertoprepareviewerstoseehowtheeventsthatunfold laterpossessdistinctiveparallelstosuchunconsciousprejudices,andtobuild theircasethatviewersshouldrelectonhowthesebeliefsneedtobebrought tothesurfaceandcriticallyexamined. The narrative thus conigures Vinny’s traits into those of a igure who mightbecalleda“sympatheticbigot,”acharactertowardwhomviewersgenerallyrespondfavorablyinspiteofholdingprejudicedbeliefsoractingtoward othersinbigotedwaysbasedonallegeddifferences.InSummerofSamVinny issomeonewhoengagesinimmoralactsagainstothersbecauseofthephobic beliefsthathavebeendrummedintohimandinspiteofhisbetterinstincts. Although not as racist a character as, say, Vito or even Sal in Do the Right Thing,heneverthelessthinksandactsinwaysthatmanyracistsdo. HereLeeandhiscollaboratorsareinterestedinexploringhowcharacters likeVinnycometothinkandactastheydo.Vinnygivesintogroupthinking andgoesalongwithbeliefsandactionsthatinotherwaysheknowsarewrong becauseheisweak-willed,unrelective,andwantstoitin.Hehasneverunderstoodhowandwhyheshouldthinkforhimselfandisdisinclinedtolearn. Furthermore, he is so self-absorbed with his own problems that he seems unable to think of much else, as his inability to listen, frenzied couplings, druguse,andquerulousworryingportray.Instead,heallowstheotheryoung neighborhoodmentobrowbeathimintobetrayalwithtauntssuchas“killer, fag,pimp,punkrocker. . .queer,pervert,degenerate,whateverthefuckitis. Imean,c’mon—whowantssomethinglikethataroundhereanyway?”And
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itworks—Vinnydoesindeedbetrayhisoldbestfriendandstandsidlybyas othersbeathimsenselessattheendoftheilm,despitealsoactinginways thatshowheknowswhatheisdoingismorallywrong.Likemanywhiteswho wentalongwithmobactionsinspiteofknowingbetter,Vinny’sweaknesses, ignorance,andunwillingnesstorelectleadhimtoactinwaysthatacquiesce inthebrutalizationofotherhumanbeingsbasedonwhatamounttosupericial,meaninglessdifferences. ThroughtheseelementsLeeandhiscollaboratorstransformSummerof Samintoailmnoirabouthowhysterical“othering”canleadtolynching.In ordertofurtherassistthistransformation,theyusethenoirthemesofconinementanddeterminism.FateslowlyclosesinonRitchieashisprogressive marginalizationculminatesinamercilessbeating,andhisbestfriendVinny inexorablysuccumbstothedictatesofthedominant“whitegaze”bygiving intotheassertionsofotherneighborhoodgangmemberstoseeRitchieas someonepunishableformerelybeingdifferent.5 Charactersinthenarrativealsospeciicallyreferencethethemeoflynching.WhenRitchieirstdiscoversthatVinnyhasbetrayedhimandasaresult hasledagroupbentonviolencetooneofhishangouts,hesaystohisoldbest friend,“Soyou[brought]avigilantelynchmobdownheretostringmeup.” In this instance Ritchie escapes, because of the ineptitude of his would-be assailants,butoutoffrustrationtheyviciouslybeatanotheryoungpunkwho crossestheirpathandprovocativelyclaimstobeaBostonRedSoxsupporter tothesestaunchNewYorkYankeefans.Neartheendoftheilm,thenews reporterJohnJefferies(SpikeLee)excitedlydescribesthecrowdawaitingthe arrivalofthepersonwhowaslaterprovedtobetherealSonofSam,David Berkowitz (Michael Badalucco). Jefferies refers to this roiling mass outside the police station as a “potential lynch mob” full of “rage and vengeance.” Whilehegoesontodescribethemas“goingcrazy”atBerkowitz’sarrivaland givinginto“pandemonium. . .hysteria. . .[and]chaos,”wehearthecrowd screaming“Killhim!”“Burnhim!”and“Lynchhim!”whileonthesoundtrack The Who’s ironic “Won’t Get Fooled Again” comments extradiagetically on theintercutscreenimagesofnotjustone,buttwohystericalgroupsbenton extralegalretribution.Oneisthecrowdoutsidethepolicestation,nearlyoutof controlanddemandingthesummaryexecutionandburningofsomeonewho hasyettobetriedfortheactionsofwhichhestandsaccused.Theotheristhe neighborhoodgangincludingVinnythat,ignorantoftheeventsbeingtelevised,hasinallycaughtupwithRitchieandbeatshimintounconsciousness, despitehisinnocenceofthecrimesofwhichhisassailantsaccusehim.Such allusionstolynching,ofcourse,haveaspecialmeaningforblacks,whowere longthevictimsofsuchactions.Ritchie’sdifferentialothernessfunctionshere tobroadentheseconcernstofearfulreactionsregardingothernessitselfand 5. Again, for use of the term “white gaze,” see Fanon, “Lived Experience of the Black,” 185ff.
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fig.32 Anthony (Al Palagonia) and Joey T. (Michael Rispoli) drag a beaten and bloodiedRitchie(AdrianBrody)offtoseetheneighborhoodMaiacaptain,asformer best friend Vinny (John Leguizamo), holding guitar, looks on passively (Summer of Sam,1999).
urgesaudiencememberstorelectontheethicsof“othering,”itscauses,and howeasilythesemightgoawry. Theilmalsosubtlyemphasizeshowsuchmentalitiesembracevirtually allwhites:maleandfemale,adultsandchildren,gayandstraight— evenjunkies—solongastheyareabletogainacceptancebymeansofsomesemblance ofnormalcy,anormalcythatissubtlyracedaswhite.Bothmenandwomen, young and old, scream for the death of a suspect whose guilt has yet to be determined,demandingthathebestrungupandburnedbeforeanyevidence againsthimmaybepresented.Similarly,youngchildrenareshowntohave alreadylearnedtofearphysicaldifference.WhenRitchiegentlybendsdown to speak with one of the children in his old neighborhood, she bursts into tearsandscreamsforherfathertopickherupandprotectherfromthisawful representativeofhumanvariation.Inaddition,eventhosewhiteswhoarenormallymarginalizedinthecommunity,suchasthejunkieWoodstockandthe cross-dressingBobbydelFiore(BrianTarantina),becomepartofthevigilante gangseekingviolenceagainstRitchie. Whitesolidarityheretrumpsotherformsofsocialdifference.Forexample,thestatusofwhitewomanhood’scommonalitywithwhitemasculinityis emphasizedthroughDionna’s(MiraSorvino)refusaltogointothefamous punk nightclub CBGB’s because of all the strange-looking people in attendance.Onepatronevenspeakstoher(andtheaudience’s)fearsbyaddressing thecameraasitrepresentsDionna’spointofview.“Youscared?”theyoung femalepunksneers.LaterintheilmDionnaironicallycallsattentiontowhite womanhood’sallegedneedofwhitemaleprotectioninthefaceofblackmale
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sexuality during the cemetery scene, in which she and her husband Vinny haveaverballyabusiveargumentoverhismanyinidelities.AfterVinnyjealouslyaccusesherofenjoyingthesexorgythattheyhavejustattended(atthe ironically named “Plato’s Retreat,” a legendary 1970s private club), Dionna explodesinangeroverhishypocrisyandsarcasticallyinvitesanyblackmen withinearshottotakeadvantageofherallegedsexualvulnerabilityintheface of Vinny’s threat to abandon her. These scenes and others depict how age, gender, clothing choice, and even illegal drug preferences do not matter as muchasRitchie’srejectionoflookingandactinglike“normalpeople,”conceptions that are plainly raced as white. Such narrative elements thus draw furtherattentiontothethemeoflynchingbyhighlightingnot-so-subtlyraced solidaritiesandphobiassurroundingperceiveddifferencesfromthestandard normofwhiteness. TheilmalsoreturnsagainandagaintothematterofRitchie’spunkedouthairasamarkerofanomaly,andhowupsettingitistothosewhobelieve others should have the sort of hair “normal people”—that is, typical white people—possess.Vinny,forexample,repeatedlycommentsonhowhecannotgetusedtoRitchie’sspikedandlaterMohawkedhair,asifhisoldfriend’s choiceofcoiffureamountedtohisprimarysocialoffense.Thisrejectionof nonstandardhairuncomfortablyalludestodominantwhiterejectionsoftypicalblackhairandhairstylesonallegedaestheticgrounds,aswellperhapsto itserstwhilesouvenirvalueasevidenceoflynchings.6Acceptable-lookinghair mustbethesortthatitswithintheparametersofwhiteness,whichRitchie’s punked-outhair,liketypicalblackhair,doesnotdo. Finally, when the television reporter played by Lee goes to the AfricanAmerican neighborhood of Bedford-Stuyvesant to obtain what he describes as“adarkerperspective”ontheseserialmurders,oneofhisrespondentstells him:“Iamgoingtogiveyouyourdarkerperspective.Thedarkerperspective is. . .IthankGodthatitisawhitemanwhokillsallofthosewhitepeople, becauseifitwereablackmanwhokillsallofthosewhitepeople,therewould bethebiggestraceriotrighthereinNewYorkCity.”Thisobservationreveals oneofthewaysinwhichthecity’scommunityisrivenwithracialtensions thatcouldeasilyresultinmobhysteriaandlynching.Suchcommentaryby blackNewYorkCityresidentsenliststhemasasortofGreekchoruswhose remarksilluminatethepanicandparanoiafeltbywhitesinthecity,whoperhapsfortheirsttimebegintoacquireasenseofthefearandstressthatis inextricably linked to the normal lives of persons of color in America.The specterofviolenceorabuseislatent,butpalpable,visceral.Virtuallyanyindividualcouldbeapotentialcarrierbecausethereissimplynowaytotellfrom lookingatthemwhowillbeathreatandwhowillnot.Norwillpastexperience helpallthatmuch,asitmightstillnotclarifyofwhomtobewary.Similarly, whitecityresidentscannottellwhotheSonofSamis,orwhetherhemight 6. Regarding the former point, see Taylor, “Malcolm’s Conk and Danto’s Colors,” 17–18; regardingthelatter,seeAllenetal.,WithoutSanctuary,esp.Plates31and32.
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evenbesomeonetheyknow.InthisfashionSummerofSamalludestoblack sensibilitiesregardingracismandhowitcanpermeateone’severydaylife. In a brief discussion of racial lynching in Bad Faith and Antiblack Racism, Lewis Gordon observes that “the victim is anonymous except insofar ashecanbeidentiiedasamemberofahatedgroup.”7Consistentwiththis idea,charactersinSummerofSamrepeatedlytellRitchie,“Idon’tknowyou,” even though they have known him all their lives and in Vinny’s case have beenbestfriends.Insteadtheyrepeatedlyplacehiminsomemisunderstood, marginalized outsider group by which they feel threatened (freak, vampire, cult member, punk rocker, degenerate), in an effort to distance themselves fromhim.InthismannertheyremoveRitchie’shumanindividuality,making him the nameless member of some hated category. Similar to Gordon, insummarizingtheviewsofFrederickDouglassandIdaB.Wells-Barnetton the topic, Tommy Lott notes that conceptually “lynch law applies to people whoareconsideredbeyondthepaleofhumansympathy.”8AsCavellwould argue,theyceasetobeacknowledgedorrecognizedashumanandareatbest distinguished through some stereotypical category.9 Gordon points out that theracialdimensionofthishumandiminutionrevealsitselfthroughtheways inwhichthepowerrelationsofsuchsymbolicpersecutionsmimicthoseof whiteadvantage.Theanonymousmemberofanoutsidergroupmovesinto thesubjectpositionofbeingblack,whiletheenragedmobasaninstrument ofretributionbecomesempoweredaswhite(115).Thepunishmentbecomesa punitiveactionbythosewithpower,whoactouttheirsymbolicwhitenessby imposingitonanindividualforbeingdifferent,whoistherebytreatedasifhe orshewerestereotypicallyblack. Bernard Boxill extends these observations by noting that “the symbolic meaningofalynchingisthatitsvictims,andthoselikethemtowhomitis meant as a warning, have no rights.” Conversely, its perpetrators “admit no wrong.”Rather,theyhold“themselvesupforapprovaland[declare]theirrighteousness.”Assuch,“theeffectivenessoflynchingasaninsultliesintheespecialvehemenceandperverseeloquencewithwhichitmakesitspoint.”10Persecutionsofthissortarenotmeantmerelytoharmtheindividualinvolved,but ratheraremeantaswarningstoallthoseinthegrouptowhichtheindividual belongswhowouldevenhintatchallengingthestatusquo.Thiswillhappen toyou,too,ifyousomuchasdaretoquestionyourplaceinhowthingsare. Like some members of the black community, punks like Ritchie openly challenged how power relations stood, doing so in ways that ranged from emulatingcontraryhairstyles,clothes,bodilyadornments,andmusictoviolatingnotionsofrespectabilityandpropriety—inotherwords,frompersonal aestheticsandetiquettetopolitics.Ritchie’spersecution,then,parallelsthatof 7. Gordon,BadFaithandAntiblackRacism,114–15. 8. Lott,InventionofRace,39. 9. SeeCavell,WorldViewed,33–34. 10. BernardBoxill,BlacksandSocialJustice,rev.ed.(Lanham,Md.:RowmanandLittleield, 1992),139.
0
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blackswhorebelagainstthepowerrelationsconiningtheminthesensethat theneighborhoodgangpunisheshimsymbolicallyforthesamereason—that is,fordaringtothink,act,andlookdifferently.Whensoviewed,thepersecutionofoneindividualstandsinforthepersecutionofallinhisorhermarginalizedgroup,foritismeantasawarning—athreat—bythoseinpower againstissuingchallengesagainstthem.Suchpunishmentalsounderscores thepowerofrefusingtoacknowledgeothersasfullyhuman,asitshowswhat ispossibleasaresultofdehumanizingindividualsthroughtheirreductionto astereotypicalcategory.SummerofSamworkstoexposethepovertyofsuch symbolic persecutions by revealing their ultimate foundation in ignorance, fear,xenophobia,orweakness. Othernoirshaveexploredtheissueoflynching,butwithoutdirectlyindicatingitsracializeddimensions.Asbrielynotedintheintroduction,Tryand GetMeexplicitlycondemnsthisextralegalpractice.Butoddly,allitscharacters arewhite.ThisnarrativechoiceseemsstrangebecausethehistoryoflynchinginAmericawouldleadonetobelievethattheleadcharacterswhosuffer thisfatewouldbeblack.11YetwhiteactorsLloydBridgesandFrankLovejoy play these roles, and no references to race are made in the narrative. Similarly,directorFritzLang’sAmericandebutFury(1936)powerfullyadvances an antilynching theme, and its narrative character is such that it merits an entry in Silver and Ward as “one of the earliest of ilm noir.”12 What makes Furyparticularlyinterestinginthiscontextareitsparallelswitharaciallynchingjustafewyearsearlier.OnAugust7,1930,acrowdofthousandsstormed thecountycourthouseinMarion,Indiana,andlynchedtwoyoungblackmen suspectedofinvolvementinthemurderofawhitemanandtheallegedrapeof hisgirlfriend.Photographersextensivelydocumentedtheproceedings.13One ofthesephotographsbecame“oneofAmerica’smostfamouslynchingphotographs,”asthousandsofcopiesweresoldassouvenirsoftheeventforifty cents apiece.14 The Indiana attorney general’s ofice attempted to prosecute various mob participants for this double lynching, but witnesses, including lawenforcementoficerswhowereinthecourthouseatthetime,refusedto identifyfellowtownspeoplewhoparticipated.15 In Fury, the narrative similarly takes place in a Middle American small town,andwitnesses,includinglawenforcementoficers,similarlyrefuseto 11. See,forexample,Dray,AttheHandofPersonsUnknown,andAllenetal.,WithoutSanctuary.SilverandWard,FilmNoir:AnEncyclopedicReference,294,notesa“factualbasis”forTryand GetMe’sstoryina1933incidentwithoutmentioningthelynchingvictims’race,whichprobably meansthattheywerewhite.Iwouldstillargue,however,thatitisnoteworthythattheilmmakers chosetoportraythecharacterswhowerelynchedaswhite,presumablyinordernottooffendtheir primaryaudience’sracialallegiances. 12. SilverandWard,FilmNoir:AnEncyclopedicReference,110. 13. JamesH.Madison,ALynchingintheHeartland:RaceandMemoryinAmerica(2001;repr., NewYork:PalgraveMacmillan,2003),5–11. 14. Ibid.,115;Allenetal.,WithoutSanctuary,176. 15. Madison,LynchingintheHeartland,esp.81– 85.
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1
identifywhoparticipatedinthelynching.Butintheictionalcasenewsreel footageisusedtoincriminatemembersofthelynchmob.Thestate’sattorney freeze-framespartsofthefootagetoshowspeciictownspeople’sparticipation intheattempttomurderthesuspect.SomeAfrican-Americannewspapersof theeraarguedforjustthisstrategyofusingthemanyphotosoftheIndiana incidentasdocumentaryevidenceagainstmobparticipants,butthispossibilitywasnotpursued.16Fury,however,does,andseveralmobparticipantsare foundguilty,basedmainlyontheevidenceprovidedbyrawnewsreelfootage. Butagain,thenarrativemakesnodirectreferencestoraceanditsrelationto lynching(althoughLangdoesinsertafewincidentalshotsofAfricanAmericanselsewhere).17Itisnottoodificulttothinkofhistoricalexplanationswhy directracialreferencesmighthavebeenabsentfromthesetwoilms,butthe pointIwanttomakehereisthatevensociallycriticalnoirsoftheclassicera andearlierdidnotaddresstheissueofracewhilecondemningtheemotionallychargedissueoflynching,whichmakesSummerofSam’snoir-inluenced commitmenttoexploringracializedlynching(in1999!)allthatmuchmore striking. Anotherrace-basedconnectionSummerofSamraisesistheissueofhow vigilantism and lynching have often symbiotically coexisted with white oficialdom.Earlyinthenarrative,twopolicedetectivesappealtotheneighborhoodcapo,DonLuigi(BenGazzara),tohelpthemcatchtheserialkiller.Interspersedwiththeraciallychargedargumentmentionedearlieroverwhowas thebestNewYorkCitybaseballplayerofthe1950s,DonLuigidiscussesthe problem as a community leader and agrees to assist the police. Later, after realizingthatthetaskforceworkingtosolvethemurdersisstumped,hetells hiscronies,“Wegottagetthisratbastard.Wegottadoit.Becausethey[the police]can’tdoit.”Withoficialdom’sblessingheformsrovinggangsarmed withbaseballbatsto“protect”theneighborhood,institutesblockadesonthe bridges allowing access to his community, and tells his soldiers to compile listsofsuspiciousindividuals,whoareinevitablythosewhoseappearanceor actionssomehowdonotitintoastrictlypolicedconceptionofwhatitistobe “normal”— orastheilmmakesclear,whatitistobenormallywhite.These listsquicklydegenerateintocatalogsofthosewhomLuigi’sminionsdonot likeandreachsuchproportionsthatevenpeoplewith“weirdoeyes”andthose againstwhomtheMaiosicarryagrudgeareaddedtoit.Thenameofalocal priest,FatherCadilli(BillRaymond),isaddedtothelistbecauseheusedto beatsomeofthegangmemberswhentheywereschoolchildren.Thepriest is duly stopped and searched by Luigi’s men on the suspicion of being the SonofSam,evenwhilethegangsimultaneouslyaskshimforablessingfor theiractions.Indoingsoheironicallyandexasperatedlyquotesfromscripture(Luke23:34),“Forgivethem,Father,fortheyknownotwhattheydo.” 16. Ibid.,115. 17. CouldLangorhisfellowilmmakershaveconsciouslyworkedinallusionstotheMarion, Indiana,incident?Itiscertainlypossible,althoughIhavenodirectevidencethattheydid.
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CharlesMillshasinterpretedthecollusionbetweenwhiteoficialdomand vigilantism as part of the physically violent aspect of coercion that enforces artiicial racial differentiation.18 Lynching operates as a form of “massively disproportionate retaliatory violence” that is intended to force nonwhites to remainobedientlyintheirsubalternpositionsbystressingtheviolence’sdifferenceinscaleandferocity(86).Asatechnicallyillegalactivity,lynchingis somethingthatmayregularlyoccur—particularlywithitsintendedforce— only through the collusion and at times encouragement of those in power. Lynchingalsohelpstoenforcethecognitivedimensionsofracialdifferentiation,whichincludefornonwhiteslearningtoseeone’sselfasundeserving oftheadvantageswhitesreceivebyprovidingastrongphysicalincentiveto believethatthedominantposition’sformulationsareaccurate(87– 88).Mills likensthissecondformofcoercion,whichisideologicalaswellascognitive, totheintellectualequivalentof“seasoning,”orslavebreaking.HenotesFrederick Douglass’s description of this process as a darkening of one’s “moral andmentalvision”andanannihilationofone’spowerofreason,whichare necessary degradations if nonwhites are to see themselves as appropriately subordinatedbythissortofracialdifferentiation.19Suchcognitivemiseducationisgreatlyfacilitatedbywhiteoficialdom’sopenandwillfulblindnessto violentracialactssuchaslynchings. Aseparatethoughrelatedaspectoftheilm’sraciallyinlectedexplorationof themessurroundinglynchingisitscallingtoviewerattentionadisproportionatehorroratthedeathofwhites,asopposedtothoseofnonwhites.Thisdisproportionalityisduetotheexistenceofa“normoffargreatervalueofwhitelife,” asMillsnotesinTheRacialContract(101).TheuglinessofsuchdisproportionatevaluingisgauchelypointedoutbyDonLuigi,whowheninitiallyrequested bythepolicetoassistincatchingtheSonofSam,respondsdefensively,“I’m askingyou.Thisguy—howmanypeopledidhekill?Three,four,ive?Andwith nodisrespect,Detective[gesturingtotheblackpoliceoficerplayedbyRoger GuenveurSmith],inHarlemlastnight,yourpeople,thecoloreds—howmany ofeachotherdidtheykill?Seven,eight?”OneofLuigi’slieutenantsinterjects, “Eight,nine,atleast,andonSaturday,twenty—ifwe’relucky.”Luigithencontinueshisargument,“So,whydon’tyouaskmewhokilledthem?Notenough pressinitforyou?NotenoughPostorDailyNewsheadlines?” Theseoffensivecommentsmakebrutallyexplicitthedifferentialvaluing towhichMillsrefers.Institutionsofpowersuchasthepoliceormassmedia relectafargreaterconcernforthelossofwhitelivesthantheydoforblack lives.LegaltheoristJodyDavidArmournotesthatthisdifferentialnormhas beenirmlyestablishedinU.S.courtdeliberationsaswell.Punishments,for example,areclearlyallottedonthebasisofracebyjuries,withblacksreceivingfarmoreseverepunishmentsthanwhitesforthesameoffense.20Healso
18. Mills,RacialContract,81– 87. 19. Douglass,NarrativeoftheLifeofFrederickDouglass,98;citedinMills,RacialContract,88. 20. Armour,NegrophobiaandReasonableRacism,59 – 60.
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notes that “the lives of minority victims are valued less highly than White victims”indeathpenaltydecisions(59).Sadly,asMillswouldnote,thisdisproportionalityisaconsequenceofthedifferentialvaluationofhumanbeings builtintoourracializedsocialepistemology. AnotherdimensionofSummerofSam’snarrativeweshouldbrielynote hereishowitalsohighlightsotherkindsoffearsofdifferenceandtheirlinks to“normalcy.”21Variationsregardinggenderandsexuality,forexample,igure signiicantlyinthewaysthatthecharactersrelatetooneanother.Therestrictive policing of masculinity plays a fundamental role in how the neighborhoodgangofyoungmenrespondstoeachotheraswellastoRitchie.Their tauntsandridiculedrawstrictlinesaroundwhatcountsasacceptablemale behaviorandwhatdoesnot.Perhapsnottoosurprisingly,theirpolicingefforts revolvemainlyaroundratherstraitlacednotionsofheterosexualityandmale privilege. In fact, one of the pieces of “evidence” that they use for thinking ofRitchieastheSonofSamisthathehasfoundemploymentasadancerat thegaystripclub“MaleWorld”andhasmadeapornographicilminorderto buyaguitar.TheobviousirrelevanceofRitchie’smannerofemploymentand presumedsexualitytothelikelihoodofhisbeingaserialkillerisevenpointed outbyVinny,whoinitiallytriestodefendhisfriendbyarguingthatthesemattershavenorelationtooneanother.Ofcourse,beingVinny,hecrumblesin thefaceofhisopponents’vehementrefusaltorecognizetheabsurdityofthe logicalconnectionstheyhavemade. Theneighborhoodgang’streatmentofthecross-dressingBobbydelFiore, ontheotherhand,makesclearthathisbehaviorishighlyunacceptableuntilit becomesconvenientforthemtoprovisionallyallowhimtoassociatewiththeir group.Theyalsomakeclearthelinestobedrawnbetweenallegedlyacceptable and unacceptable sexuality for women as well as men. Ruby’s brother Brianandhisfriendscrudelyandharshlycriticizeherdesireforfemalesexual pleasure,forinstance,eventhoughitmakespossiblethesortofmalesexuality prizedbythesemen;andthehypocrisyofmalesexualfreedomversusfemale modestyisfurthermadeclearduringVinnyandDionna’sargumentafterthe sexorgyatPlato’sRetreat.WhenVinnyangrilycallshiswifea“whore”forparticipating,eventhoughitwasathisurging,anddaringtoderivepleasurefrom itwhilehighoncocaine,Dionnarespondsbycallinghimawhoreaswell,to whichVinnyprimlyresponds,“Ican’tbeafuckingwhorebecauseI’maman!” Ofcourse,asthenarrativehasmadeclearbythispoint,ifanyonedeservesto becalledawhore,itisVinny. Theseotherdimensionsofxenophobiaandtheirlinkstoastrictpolicing ofwhatcountsas“normal”parallelaswellascomplementthewaysinwhich theilmunderscoresfearofracialdifferences.Byillustratingthatthepunitivemaintenanceofracial“normalcy”possessescrucialconnectionstoother 21. I want to thank members of my Spring 2005 Philosophy and Film class for bringing thisdimensionofSummerofSamtomyattention,particularlyTimOakberg,EmilyRobins,J.R. Logan,andSheenaRice.
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formsofwhatistypicallythoughttobenormal,SummerofSambroadensits criticalperspectiveonstandardresponsestodifferenceitself. IfweviewSummerofSamwithsensitivityconcerninghowitexploresattitudesaboutraceandotherness,itsnarrativebringsouthowviewers—particularly,whiteviewers—needtoattendtounquestionedassumptionsregarding thesemattersinordinarylife.Assuch,thisilmjoinsforceswithotherblack noirs,inspiteofitsfocusonwhites,byexposinghowadistortedsocialepistemology undergirds whiteness. Such attempts to broaden critiques of race asoneindsinSummerofSam,Imightadd,showaconsciouseffortonLee’s parttocometotermswithproblemsofdifferenceingeneral,verymuchin linewiththeeffortsofphilosopherswhocriticallytheorizerace.Perhaps,too, itisaresponsetocriticssuchasbellhooksandDouglasKellner,whohave arguedthatoneweaknessofLee’searlierproductionswasthathisracialcritiquesweretooconinedtosingle-issueoridentitypolitics,andthatheneeded toincorporateapoliticsofotherness.22SummerofSambespeaksaneffortto convey a broader understanding of the human condition, rather than one thatrestscontentinaparochialperspective,asthenarrativerecognizesthat thereexistsimilaritiesbetweenproblemsfacingmanydifferentmarginalized groups.Goalsandeffortsaimedatgreaterfairnessandliberationmaythus besharedaswell.Thisbroadenedperspectiveisessentialifproblemsofrace, andforthatmatterdifference,aretobefullyunderstoodanderadicated.Thus, althoughSummerofSampredominantlyfocusesonwhites,ithighlightsnot onlyracialattitudesbuttheirunderlyingpresumptionsofdifference,inorder tocriticizeandprovidethehopeofchangingthem. Viewer relection spurred by this ilm can accordingly bring to the surface beliefs regarding previously unquestioned aspects of everyday life that betrayaracedsenseofknowledgeandcognition.Whencontemplatedthrough the lens of offering a racial critique, a ilm like this one can help viewers, especiallywhiteviewers,seewhattherelevantmoralfactsareregardingracial injustice,touseHillandBoxill’sphrasing.23Suchilmsmayalsofulillmore generallyatleastsomeoftheconditionsthatAdrianM.S.Piperdescribesas thecognitivelytransformativepossibilitiespossessedbycontemporaryworks ofart.Forsympatheticviewersandundertheproperconditions,suchashavingaconscioussensitivitytomattersofraceandanopennesstothepossibilityofreceivingrace-basedcriticisms,blacknoirslikeSummerofSamhavethe capacitytochallengeviewersinwaysthatforcethemtoidentifyandconfront theirownracistbeliefs.24Suchartworksmayfurthermoreassistinconvincing viewers to learn to listen or observe sympathetically those who may be somehowsubordinatetothem,sothattheymightacquireabettersenseof 22. bellhooks,Yearning:Race,Gender,andCulturalPolitics(Boston:SouthEndPress,1990), esp.183– 84;Kellner,“Aesthetics,Ethics,andPolitics,”73–106,esp.98 –99. 23. HillandBoxill,“KantandRace,”470. 24. AdrianM.S.Piper, “Two Kinds of Discrimination,” in Boxill, Race and Racism, esp. 231–37.
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moralrelevance.LaurenceThomashasexplainedthissympatheticlistening as“moraldeference,”akindofhumilityinthefaceofradicallydifferentand cognitivelychallengingmoralexperience.25Suchhumilityisindispensableif thosewhoaresociallyadvantagedaretoknow,understand,anddosomething tocorrectthesocialinjusticetowhichtheyareotherwiseinsensitive. SummerofSamintentionallytroublesviewers.Itmakesthemuncomfortableaboutformsofsocialinjusticebasedinfearofdifferenceandhoweasily individualsmightignore,approve,orparticipateinthem.Thecomplexityof its characters urges viewers to think about the actions the ilm depicts and ask, “How can these characters act like this?” thereby encouraging further relectionaftertheilmisoverandthehouselightscomeup.Moreover,the sheerconstructionofitsnarrativebyviewersinducesthemtopondertheroles thatideasofraceandotherformsofdifferenceplayinthecreationofitscharacters.Byrespondingthoughtfullytosuchtroublingprovocations,audience members might better grasp relations between epistemology, morality, and socialoppressionbecausetheyarebeingaskedtodirectlyconfronttheroles suchthingsplayintheirunderstandingofthestorypresented.Inthissense SummerofSamillustratesarealadvanceinthedevelopmentintherelective and analytic power of black noir because its narrative prompts us to think aboutevenbroaderconsiderationsregardingtheoperationofinstitutionalized socialdisadvantage. TranscendingHumanDifferencesin8Mile AstrikingifperhapssurprisingcompanionpiecetoSummerofSam’sanalysis ofothernessisaratherdifferentdepictionofwhitenessinthebiopic8Mile (Curtis Hanson, 2002). Loosely based on the life of popular white rapper Eminem, the ilm offers as its centerpiece the serious portrayal of what is commonlyknownasa“wigger”;thatis,awhitepersonwhoactslikeablack person.26CrispinSartwellhasanalyzedthisconceptinordertoforegroundits positivecriticalcapacity,whichhetakestobeitsabilitytoanalyzewhiteness alltheway“downtothelevelofgestures:itisacompletelyspeciicattackon everythingitmeansatagivenmomenttobewhite.”Inpart,heargues,this is a matter of “self-critique: part of what most wiggers are attacking is. . . theinscriptionofwhitecultureontheirownbodiesandexpressions”(43).At theirbest,then,wiggers“perform”theircriticismsbymeansof“anaesthetic repertoirethatpitsitselfagainsttheaestheticcanonsofwhiteness”(36),both asitexistsaspartsofthemselvesandasitexistsinstitutionally.Notcontent totargetmerelytheirownwhiteness,Sartwellobserves,“theyarecriticizing in ruthless detail their own parents and communities. They are expressing 25. LaurenceThomas,“MoralDeference,”PhilosophicalForum24(1992 –93):233–50. 26. Forthispreliminarydeinitionof“wigger,”seeCrispinSartwell,“’Wigger,’”inWhiteon White/BlackonBlack,ed.GeorgeYancy(Lanham,Md.:RowmanandLittleield,2005),35.
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hatredfortheirlily-whitesuburbs,theirexcellentlawns,theirgoodmanners, theircareers,theirlockstepobediencetosocialconventions”(43).Evenmore powerfully than punks like Ritchie in Summer of Sam, wiggers represent a rejectionofwhiteaestheticstandards,whicharecriticizedthroughanappropriationofblackaestheticsensibilities. Tosomeextent,Sartwelladmits,wiggerismitsintoatraditionofromantic distortionsofblackness,butonewithdistinctstrategicadvantagesconcerninghumanliberation.Whileinmanywaysitremainsaformofexperiential “slumming”forwhites(38),italsocreatesthepossibilityfordevelopingaform ofwhitedoubleconsciousness,anunderstandingof“whiteculturesimultaneouslyfrominsideandoutside”(45).AsirstarguedbyLindaMartínAlcoff andtakenupelsewhereinthisbook,developingsuchasenseofone’srace forwhitesiscrucialforanysortofprogressivesocialchange.Wiggerismthus allowsforself-consciouscriticismofwhitenessitself(44),insofarasitmaybe actedoutinthewigger’sperformanceofblackness.Crucialtothepossibility ofsuchaperformanceiship-hopmusicandculture,“thewigger’sinstruction manual”(43).Particularlyintheformofgangsterrap,hip-hopoffersacatalog of “self-expression as deiance” (as Tommy Lott noted more than a decade ago),aswellasastudiedself-consciousnessinpresentingit(41). In this context, a narrative loosely based on Eminem’s life provides an opportunity for representing cinematically wiggerism’s possibilities for critiquingwhiteness,asitprovidesalucidillustrationofhowtobearacetraitor forwhiteyouth.8Mile’smaincharacter,B-Rabbit(played,ofcourse,byEminem),is“Detroitwhitetrash”likehim(45),aswellassomeonewhoseeksto makehismarkinrap.Theilmthusexploreswhatitisliketobewhiteina blackworldandbeacceptedtherebecauseonehasbecomecompetentatperformingitsinhabitants’behaviorsvisually,aurally,andculturally,andinsome sense made them one’s own.8 Mile thus depicts someone who knowingly exists simultaneously inside and outside white culture, and for this reason mayforwardacompellinganalysisofitsracialdimensions.Inthisfashionthe ilmprovidesanexampleofsomeonewhohaspartiallytranscendedtheracial gapbetweenblacksandwhites,andwhoseexistencehintsatthepossibility offurthertranscendences,inspiteoftheproblemthatsomeromanticization ofblacknesshastakenplaceaswell.27Butaslongasthelattercanbeheldin abeyanceanditselfcritiqued,additionalinsightsandadvancesmaybepossiblebecauseitspositivecriticaldimensionscanthenbefostered.8Mileoffers thesefeaturesasembodiedinitsmaincharacterforourconsideration,which viewersmaythoughtfullytakeupbymeansofrelectingontheirpotentialfor furthertranscendinghumandifferences. Iwouldalsomaintain,perhapsalittlesurprisingly,that8Milemightat leastarguablybeconsideredablacknoirbecauseititsmanyoftheconditions forsuchilmsoutlinedintheintroduction.Mostimportant,itoffersacriticismofwhiteness’santiblackracismbymeansofnoirtechniques.Asagritty
27. SeealsoSartwell’sbriefdiscussionofEminem,inibid.,44– 46.
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“urbandrama”thattakesplacemostlyatnightandindarkness,28itsgrainy cinematiclook,itsreferencestosocialdeterminismregardingbothclassand race,anditsfocusonavulnerable,good-badprotagonistwhoseanger,frustration, and oppressive circumstances might well prove to be his undoing, theworkitseasilyalongsidemanyotherblacknoirsofthelasttwodecades, suchasJuice,Clockers,orMenaceIISociety.Moreover,itconformstoTommy Lott’sconditionsforaworktobeablackilmbyfocusingontheaimtofoster socialchangeregardingantiblackracismandincorporatingvaluesconsistent withAfricanAmericans’engagementinaprotractedstruggletoachievefull socialequality.29Itfurtherprovidesstrikingnew“waystothink”aboutwhitenessàlaCavellandMulhall,particularlybymeansofitscarefulandserious presentationofawiggerigureforviewerconsideration.Withcharacteristics like these, there seems little reason to exclude 8 Mile from the category of blacknoir.InconjunctionwithSummerofSam,OneFalseMove,andClockers, itoffersmuchfoodforthoughtregardingthedeconstructionofwhitenessand possibilitiesfordevelopingwhitedoubleconsciousness.Byprovidingaviable alternativetostandardwhiteness,8Milesigniiesonthewiggerigureinways that demonstrate how whites might live and still reject many of the norms inscribedontheirbodies—andminds. TheEvolvingRacialContract:OutofTimeandNeverDieAlone EvenasilmslikeSummerofSamand8Mileshowapotentialforgeneralizingthecriticalcapacitiesofblacknoir,theilmformremainsaviablemeans throughwhichtoexaminecontinuingproblemsofantiblackracismandways in which their associated conceptions constantly adapt and change to meet existing conditions. Carl Franklin’s Out of Time (2003), Ernest Dickerson’s Never Die Alone (2004), and Spike Lee’s Bamboozled (2000) address more recentversionsofracerelationsinAmericathanthesedirectors’earlierwork. EveninthemoreconciliatorynarrativesofFranklin’sandDickerson’silms, however,therecontinuetobetellingreferencestoantiblacksentiments,while Lee’s2000ilmcompelsustoconfrontwhethernewformsofracializedthinkingandactingreallyarethatdifferentfromearlierversions. OutofTime’smaincharacter,MathiasWhitlock(DenzelWashingtonagain), ispolicechiefofthequietcityofBanyanKey,offthecoastofsouthernFlorida, wherehesupervisesthreeotheroficers.Theworkpaceissuchthatheeven hastimetoremindtheschoolcrossingguardtobeontime.Throughacombination of personal laws, misjudgments, and a deceptive plan put over on himbyothers,hebecomesenmeshedincircumstancesthatindicatehisguilt inacombinationofmurder,arson,andtheft,althoughheisinnocentofthose 28. Regardingthisgenericcategory’suseintheearlyblackilmwave,seeRhines,BlackFilm/ WhiteMoney,89 –90. 29. Lott,“ANo-TheoryTheoryofContemporaryBlackCinema,”151.
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crimesandguiltymainly,asheadmitsnearthestory’sconclusion,ofstupidity,gullibility,andanobstinatemasculineunwillingnesstoopenlyexpresshis emotions.Althoughalargelysympatheticcharacterwhoisclearlytryingtodo whatismorallyright,Mathiasmisappropriatesimpoundeddrugmoneyina nobleiferrantattempttohelphislover,whothenapparentlydiesinablaze thatengulfsherhome,whichMathias’siredepartmentcolleaguesconirmas arson.Themoney,ofcourse,initiallyseemstohavedisappearedinthelames, just as hard-nosed DEA agents handling another drug case requisition it in ordertohelpincriminateanevenbiggerdealerthantheoneMathiasarrested. Tomakemattersworse,Mathiaswasseenbyaneighbor’svisitingmother while searching for his lover at her house just prior to the ire. He thus becomessomeoneatwhomalltheevidencepointsandmusttrytosolvethe case and ind the money before his estranged wife, Alex (Eva Mendes), an ambitious,risinghomicidedetectiveinnearbyMiami,putsthecluestogether anddiscoversthatthehusbandfromwhomshehasrecentlyseparatediscircumstantiallythepersonmostlikelytohavecommittedthesecrimes.Inthis sense,theilmfunctionsasaHitchcockianthrillerinthatitfollowsaninnocent man who desperately tries to clear his name while a web of suspicion closesinaroundhim.YetitisalsonoirinthatMathiashimselfisagenerally sympatheticbutmorallyambiguousandlawedprotagonistwhoisdrawninto crimebyhiscurrentloverAnn(SanaaLathan),whoitsneatlyintothemold ofthefemmefatale,withthetwistthatshepossessesacertainhumanizingdesperationborneofpovertyand,perhaps,domesticabuse.Theilmalsotrades on its story’s deepening degrees of noirish deception, moral ambiguity, and determinism,evenifitultimatelybacksawayfromtheseelementsinorderto offeraneatandsunnyresolutionbytheend,which,asnotedearlier,isapossibilityblacknoirhassuccessfullyrevitalized. Indepictingtheseevents,thenarrativemakesclearthatracematterslittle totheresidentsofitsictionalworldandthatinthisregardtheylivelivesof relativesocialharmony.Blacks,whites,andLatinoscoexistpeacefullyandare relativelyuntroubledbyideasofracialprejudiceoradvantage.However,atone pointthenarrativenonethelessreferstosomewhites’inabilitytodistinguish thefeaturesofblackmen,especiallywhenconsideredascriminalsuspects,a commonfeatureofantiblackracismthatblacknoirshavefrequentlyaddressed. Underthiswayofthinking,whatmattersisthattheindividualisblack,which aloneisthoughttoestablishhisguilt.Sounimportantarethedistinguishing featuresofdifferentblackmenthatwhitesfrequentlyneverlearnhowtodoit, anincapacitythatLewisGordonhasarguedisaformofepistemological“bad faith”thatcreates“animaginary,‘magical’versionoftheworld”inorderto excludeblacks—particularlyblackmen—asfull-ledgedmembersofhumanitybypresumingageneralizedguiltforthemall.30 InOutofTime,thisinabilitytodistinguishblacksuspectsisplayedasa jokeontheneighbor’svisitingmotheranddisplacedbyhavingherdaughter
30. Gordon,BadFaithandAntiblackRacism,103.
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explicitly apologize for the fact that her mother “grew up in another time.” Ironically,however,theolderwomaninitiallyandaccuratelyidentiiesMathiasasthemanshesawlurkingaroundAnn’shouse.Buteveryonelaughsat thepossibilitythatarespectedchiefofpolicecouldbeconsideredtheprime suspectinthiscase,eventhoughsherightlyindicatesMathiasasthemanshe saw.Butthischaracterthenruinshercredibilitybygoingontopointtoevery otherblackmanenteringthepolicestationaslookingliketheoneshesaw, onceherinitialidentiicationisdoubted.Nonetheless,thisjokingreference towhiteracial“badfaith”directsourattention,evenifonlymomentarily,to thefactthatproblemsofracearenotcompletelyresolvedeveninplacesof relative racial harmony such as that represented in the ilm, and that work remains to be done in order to fully eliminate such pernicious beliefs and presumptions. NeverDieAlone,ontheotherhand,tellsthestoryofayoungblackcriminal seekingtoatoneforhispastmisdeeds.TheilmunfoldsusingwhatitsdirectorErnestDickersonreferstoas“thatwonderfulnoirdeviceofthestorybeing toldfrombeyondthegrave,beingtoldbyamanwho’salreadydeadandweind outhowhedied.”31LikeSunsetBoulevard,NeverDieAloneusesitsvoiceoverto promptasenseofbleakfatalismfromtheviewerandtingeitsnarrativewith regret.Theseemotionalovertonesworkinthestory’sfavorbecauseitfocuses onacareercriminalwhorealizestoolatethathislifewasnotoneworthliving, andwillneverbeoneworthlivingunlesshe“makesgood”onhispastmistakes.KingDavid(DMX)seeks“redemption”forthemanyharmfulactshe hascommittedovertheyears,butastheilmillustrates,hegreatlyunderestimateswhat“makingamends”and“settingtherecordstraight”willrequire. Therearesomeactionsthataresomorallyreprehensible,sohorrendous,it isdificulttoconceivehowonecouldofferrecompenseforthem,orreceive forgiveness. Astheopeningandclosingsequencesmakeclear,thestoryisaboutthe moralweightofone’sactions—“karma. . .payback,”reapingwhatyousow. Theilmmakers,ofcourse,usethesedifferentculturalandreligioustermsto generalizetheappealofaclaimthatouractionscarrywiththemasubstantial moralsigniicance.AsKingDavidtellsusruefullyfrombeyondthegrave,his taleisthestoryofoneindividual’sevildeedsandhowtheyreturntohaunt him,bothmetaphoricallyandliterally.Basedonthenovelofthesamename byex-drugaddict,pimp,convict,andwriterDonaldGoines,NeverDieAlone drawsitsviewerintoanoirunderworldoflifeonthestreets,wherebetrayals andscamsaretradedasfreelyasthedrugsDaviddeals,andwherehelivesup tohisnameasakingofdeception.32Afterperformingonetoomanyscams, hemustleavehishometurffortheopencityofLosAngeles,whereherecreatesthesamecircumstancesandcommitsthesamemisdeedsthatledhimto 31. ErnestDickerson,interview,TheMakingof“NeverDieAlone”(nodirectorlisted,2004), onNeverDieAlone,DVD,directedbyErnestDickerson(2004;TwentiethCenturyFox,2004). 32. DonaldGoines,NeverDieAlone(LosAngeles:HollowayHousePublishing,1974).
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leavehishomeintheirstplace.Forcedtoleeoncemore,hedriftsoverthe yearsfromtowntotowncommittingthesamerip-offs,deceptions,andstreet deals, only to ind in examining his actions that the life he has lived is an emptyone—andhisfault,asheputsit,attributabletohisownchoices.Thus Davidreturnshome“tomakegood,makethingsright.”Butasothercharacterstellhim,therearesomethingsthatcanneverbemadegood,especially whenthosetowardwhomonehasactedimmorallyareunwillingtoforgiveor simplyacceptmoneyasrecompense. OneofDavid’sfatalmisjudgmentsisthateventhoughhehasdecidedto makeupforhisiniquitouspast,hebelievesthatmeresumsofcashwilldothe trick,that“payback”maybestrictlyiscal.YetoneofNeverDieAlone’sthemes isthatsomemoraltransgressionsrequiremuchmore,thatcertainimmoral actionsdonothavesimplecashequivalents.AsKingDavidassesseshislife from beyond the grave, he conveys the rueful message that he would have donethingsdifferentlyifhehadknownduringhislifewhatherealizesnow indeath.Moreover,variousilmtechniquescommunicatetoviewersthatthe ilm’stitleisironicbecauseeventhoughthemaincharacter’sstorytellsusto “neverdiealone,”thatispreciselywhathedoes.NoonemournsDavid’spassing.Infact,wehearcharactersagreethathe“deservedtodie.”Wealsosee hisbodyrobbedofitsvaluablesbyunscrupulousundertakersandcallously stuffedintoacardboardboxtobecremated,ratherthanburiedin“hallowed ground,”aswashisdyingwishaswellasthepaid-forfuneralarrangement. We further hear in his inal voiceover David wondering what will lie ahead forhimon“theotherside,”aslamesengulfthelimsycartoncontaininghis body.Theilmmakersthenofferusamontagecataloginghisiniquity,thesum totalofKingDavid’swasted,ruinouslife,andthedisastrouseffectshehashad on those around him. Given the lames, montage of images, and complete lackofthosewhogrievehispassing,theviewerisleftwithlittledoubtregardinghowDavidhasdied,aswellaswhatliesahead. Likemanyofitsblacknoirpredecessors,theilmseekstoturnthestory of King David against itself by showing the other side of hustling life: one of nihilistic emptiness, meaninglessness, and devastation to others. It also seekstoreinforcethislippingofthestorybyemployingtherapartistDMX intheleadrole.Asaperformerwhohasmadeagreatdealofmoneyexploitingthe“bling-bling”imageofgangstaswholivethehighlifeofbigmoney, expensivecars,andmaterialgainfromcrime,DMXuseshischarismaand charmtoinvesthispartwithsomeattractivefeaturesanddrawviewersinto thestory.InspiteofKingDavid’shorrendoustreatmentofothers,especially thefemalecharacterswhomheseducesandintwoinstancesevenmurders, thecharacterretainsacertainattractivenessthatminimallyalliestheaudience withhim.Butthestoryusestheactor’scharismaagainsttheviewerinorderto increasetheemotionalimpactofdepictingKingDavid’sruinouslife—theway inwhichitisrootedingravelydamagingothersandgivesitspossessornothingforwhichtolive.Moreover,bykillingoffitsprotagonist,theilmencouragesviewerstorelectivelyexaminetheroleofmistakesandmisdeedsinone’s
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lifeandthewayinwhichtheycandrainitofsigniicance.Theilmchallenges thestereotypicalgangstalifebyturningitinsideout,exposingitasaformof humanexistencethatisfundamentallypernicioustooneselfandothers,and suggestingthatmanytypicaldeedsthatmakeupsuchalifehavenoworldly compensation. Ontheotherhand,oneoftheilm’smoreinterestingaspectsishowrace mattersfarlesstoitscharactersintheirday-to-daylivesthanitdidtocharactersdepictedearlierinthecycle.Asportrayedintheilm,KingDavidhason aroutinebasismuchlesstroublesimplybecauseheisblackthanCaineorQ didjustadecadebefore.Still,eveniftheilmeschewsexplicitdepictionsof everydayracismthatiguredcruciallyinearliernarratives,itsstoryremains onesteepedinproblemsfacingtheblackunderclass,whichserveasthebackdropagainstwhichtheilm’seventstakesplace. BamboozledbyBlackface Works like Out of Time and Never Die Alone reafirm, even in their relative reluctance to depict the quotidian travails of antiblack racism, Spike Lee’s morebluntandoutragedassertioninBamboozled(2000)thatsuchphenomenaremainseriousdificulties,evenifmanymightwishtodownplayorignore them.Byframinghisnarrativeinawaythat,likeDickerson’silm,explicitly referencesSunsetBoulevard,33Leeusestheruefulvoiceofamanalreadydead andrelectingontheeventsofhislifetourgehisviewerstoconsiderhowthe legacyofblackfaceminstrelsyremainsadestructiveinluenceonbothblacks andwhites,evenwhentheymightwanttobelievethattheyhaveovercome suchthings.Byemployingthecontemplativenoirdeviceofhavingacharacter tellhisstoryfrombeyondthegrave,Bamboozledencouragesviewerstomull over dificulties faced during the past two centuries by African Americans, even while acknowledging that those dificulties have evolved into different forms.HereLeeemphasizeshowtheimagesandideasthatconstitutethelegacyofblackfaceminstrelsymuststillberecognizedforthedamagingentities thattheyare,eventhoughtheymaybesubmergedfromourconsciousness orevolvedtothepointthatmanypeoplenolongerrecognizethemortheir inluence.AstheirsthomegrownformofAmericanpopularentertainment,34 blackfaceminstrelsyremainsacrucialpartoftheongoingbackgroundtoantiblackracism,Leewantsustosee,becauseminstrelimagesandtheirrelated 33. LeeacknowledgesthisinluenceinGaryCrowdusandDanGeorgakas,“ThinkingAbout thePowerofImages:AnInterviewwithSpikeLee,”Cineaste26,no.2(January2001):9,andin SpikeLee,commentary,Bamboozled,DVD,directedbySpikeLee(2000;NewLineProductions, 2001). 34. SeeRobertToll,BlackingUp:TheMinstrelShowinNineteenthCenturyAmerica(NewYork: Oxford University Press, 1974), and Alexander Saxton, The Rise and Fall of the White Republic: ClassPoliticsandMassCultureinNineteenthCenturyAmerica,(1990;repr.,London:Verso,2003), 165– 81.
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ideas,scenarios,songs,jokes,andpresumptionscompriseapervasiveaspect ofAmericanculture,evenastheirmorecontemporaryformsaredificultto pickoutandbringtothesurface. LeecallstheseminstrelelementstoourattentionbyhavingPierreDelacroix(DamanWayans)tellustheeventsthatleduptohisdemise.Priortohis deathDelacroixwasastruggling,tokenblacktelevisionwriterwhoisunhappy withhisjob,sohethinksupthemostracistideaforaTVshowhecanimagine, in the hope of being ired and receiving a comfortable severance package.Delacroix’sideaistopresentanunapologetic,unironic,andunrepentant blackfaceminstrelshow,disingenuouslytitledMantan:TheNewMillennium MinstrelShow,completewith“coon”routines,tapdancing,pickaninnies,Aunt Jemimas, Sambos, Rastuses, shucking-and-jiving, watermelon patches, and thewholelitanyofraciststereotypes,images,jokes,songs,andstocklocations thatowetheirexistenceandvitalitytothistheatricalform. ToDelacroix’sastonishment,hisboss,theappropriatelynamedDunwitty (MichaelRapaport),awhiteproducerwhothinksheknowsmoreaboutbeing blackthanDelacroixhimself,lovestheideaandfast-tracksitintoproduction. InstunnedhorrorDelacroixseesalltheoutrageous,hatefulimageshethought wouldgethimiredparadedbeforehiseyes,acceptedandlovinglyembraced by audiences, critics, and peers alike. Mantan and its blackface imagery become“thenewestsensationacrossthenation,”ashesullenlyobserves.As itscreatorDelacroixskyrocketstofameaboardafadhecannotcontrol,and, ratherthandyingtheimmediatedeathhebelieveditwouldbringuponitself, theprogramarisesvampire-liketoavoraciousandfrighteningvitality.Like small-timeBroadwayproducerMaxBialystock(ZeroMostel)inTheProducers (Mel Brooks, 1968)—another admitted inluence on Lee here35—Delacroix watches in shock and disgust an idea he thought would guarantee failure whileassuringhimasmallproitachieveastoundingsuccessattheexpense ofpersonalcatastrophe. Forawhile,Delacroixbelievesthathecancontroltheugly,racial“Frankenstein”hehascreated.Seducedbytheadulationthataccompaniesbeingthe creatorofahugetelevisionhit,helooksforwardtoawardsgiventohim“forall myhardwork,mytalentthathadbeenpreviouslyoverlooked,”andbecoming whathedescribesas“Hollywood’sfavoriteNegro.”Buttheshowissopopular andsopowerfullyracistthatiteludeshisabilitytoguideit,andheconveysto usthroughhisbroodingandbittervoiceoverthatherealizeshehasstrucka racial“motherlode”burieddeepintheAmericanpsyche,includinghisown. Audiences,bothblackandwhite,laughatthecoonroutinesandstereotypes inwhichthetelevisionshowtrades,notrealizingthatindoingsotheyreveal racializedaspectsoftheirexpectationsandthinkingaboutAfrican-American capabilitiesthatextendfardeeperthanalmostanyofthemrealize.Byburstingintolaughterwhenoneoftheshow’scharactersevincesaslow-wittedness orinfantiledesireworthyof“Hollywood’sfavoriteNegro”oftheearly1930s,
35. Lee,commentary,Bamboozled,DVD.
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StepinFetchit(whoserealnamewasLincolnPerry),theseaudiencesreveal thattheyindsuchstereotypesenjoyableobjectsofpleasureandmirth. Iwouldfurtherarguethatinlaughingatsuchsequencesaudiencesreveal theyindsuchcharacterscomfortingandnostalgicofapastthatneverexisted, exceptinilmslikeGonewiththeWind(VictorFleming,1939)ortelevision shows like Amos ‘n’ Andy (1951–53), Beulah (1950 –53), Calvin and the Colonel (1961– 62), Good Times (1974–79), or their present-day equivalents,36 “a simpler time when. . . nigras knew they place,” as Mantan’s Sleep-and-Eat (Tommy Davidson) tells the audience in minstrel dialect during the show’s irst taping, and current racial stereotypes such as those for urban welfare recipientsandprofessionalathletesmaybeforgotten,ashedeftlypointsout. Hispartner,Mantan(SavionGlover),thenpicksuponthisthemeandadvises theaudience,“Cousins,Iwantyoutogotoyourwindow,yellout,screamwith allthelifeyoucanmusterupinsideyourbruisedandbatteredandassaulted bodies,‘I’msickandtiredofniggersandI’mnotgonnatakeitanymore!!!’” Theimplicationoftheseremarks,ofcourse,isthatminstrelsyallowsfor the disregard of present-day stereotypes in favor of ones from the past that are more comforting and reassuring. Yet the comfort and reassurance that audiences ind in these nostalgic racial images reveal their willingness to acceptandthinkintermsofthem,theireagernesstoturnfromexistingracial realities— orracistdelusions—andindulgeintheconsolingfantasiesoffered byblackfaceminstrelsy.Thehumorous,entertainingdimensionsofblackface thusmaskthefactthatthesefantasiesnecessarilypresupposetheinferiority ofanentireclassofhumanbeings,andthatthispresuppositioncausesnearly unimaginable damage to them by refusing to recognize, let alone acknowledge,theirfullhumanity. One noteworthy and daring feature of Lee’s narrative is that he presses hometheideathatsuchunquestionedpresuppositionsexistinthemindsof notonlywhites,butblacksaswell.Hemakesthispointbyshowingmembers of both groups responding with uninhibited laughter to coon routines and generallyenjoyingtheoutrageouslyracistsequencesofMantan.Nearlyeveryoneintheilmindsthemfunnyandpleasurable,inspiteoftheharmthey cause. AnotherwayinwhichLeeexplorestheacceptanceofblackfaceisthrough probingthepsycheofhismaincharacter.Asthenarrativeproceedsviewers seethatinrelationtohisblacknessPierreDelacroixisapersonattemptingthe 36. For more on the television programs mentioned here, see Thomas Cripps, “Amos ‘n’ Andy and the Debate over American Racial Integration,” in American History/ American Television, ed. John O’Connor (New York: Ungar, 1983), 33–54; Aniko Bodroghkozy, “Beulah,” MuseumofBroadcastCommunicationswebsite,http://www.museum.tv/archives/etv/B/htmlB/ beulah/beulah.htm (accessed February 7, 2005); Wil and Ron Kurer, “Calvin and the Colonel,” SpudTVwebsite,http://www.spudtv.com/features/primetimecartoons/calvinandthecolonel.html (accessedSeptember15,2001);andPamelaS.Deane,“GoodTimes,”MuseumofBroadcastCommunicationswebsite,http://www.museum.tv/archives/etv/G/htmlG/goodtimes/goodtimes.htm (accessedFebruary9,2005).
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impossible.Heseekstorunawayfromthatpartofhimselfandtherebyescape an aspect of who he is that has been imposed on him. We discover that in ordertoevadetheracializeddimensionofhisidentityDelacroixhaschanged hisname,adoptedabaroque,pretentious,andvery“white”wayofspeaking, andgenerallyescheweddealingwithanythingstereotypicallyblack.Afterwitnessingaparticularlygarishauditionfortheshowfeaturingaperformerwho hitsallthebasenotesofthecrudestformofgangstarap,forexample,Delacroixdistastefullyremarks,“Idon’twantanythingtodowithanythingblackfor atleastaweek,”asifhecouldescapehisexistenceandliveunracializedfora time.Althoughthenarrativeplayshiscommentasanamusingexaggeration fromthefoppishDelacroix,viewerscometorealizethathealsospeaksfrom the heart in expressing this disdain for blackness, including his own.37 His consistentuseoftheoutmodedterm“Negro,”insteadof“AfricanAmerican” or“black,”furthersymbolizeshisneedtodistancehimselffromracialization bydisplacingitintoapastfromwhichheseeshimselfashavingescaped. Oncetheshowbecomesahit,Delacroixdeludeshimselfintoworkingto protect the monster he has created. He argues for its aesthetic, moral, and expedientexonerationontheshiftinggroundsoffreespeech,aestheticfreedom,andsocialnecessity.Evertheopportunist,Delacroixemploysanystrategy hecaninordertoseekjustiicationforhisshowandhisactionsincreatingit. Duringatalkradiointerviewsoonafterhisprogramhasbecomeasensation, heassertsathoroughgoing,simple-mindedmoralrelativism:“Whoistojudge? Whoistosaythat‘thisisright’and‘thisisnot’?”Likemanywhohaveonly thoughtsupericiallyaboutmorality,heespousesthestancethatanythinggoes, evenracistpresentationsofAfricanAmericans,becausenoonehastheright orauthoritytodeterminewhatismoral,withoutseemingtorealizethatsuch apositionalsoimplicitlyendorsestheideathatthedeterminationofmorality wouldthenbelefttonodesofpowerthathehimselfwillneverpossess. He also argues that Mantan: The New Millennium Minstrel Show is “art, and that is what it should be called.” Citing former New York City mayor RudyGiuliani’s1999rejectionofAfricanartintheBrooklynMuseumsight unseen,Delacroixassertsincontrastthat,inthenameofart,allmustbepermitted.Artmayinnowaybeeithercensoredorcriticizedonthegroundsthat itisimmoralorpromotestheinjuryanddistressofothers.Rather,itmust beallowedtoexpressfreelyandwithoutcriticismwhateveritwill,regardless oftheconsequences,apparentlybecauseDelacroixequatesanysortofmoral examinationofartwithitscensorship,therebyfailingtodistinguishbetween twoverydifferentcriticalstances. Mantan’screatoralsodismissestheissueofracializedslaveryasaquaint historicalproblemthatoccurred“400yearsago.Weneedtostopthinkingthat way,stopcryingover‘thewhitemanthis,thewhitemanthat,’”helectureshis talkshowhost.“Thisisthenewmillenniumandwe[meaningallblacks]must 37. SeealsoMichaelSragow,“BlackLikeSpike”(interviewwithSpikeLee,2000),inFuchs, SpikeLee:Interviews,193.
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joinit,”presumablyby“gettingover”allpastracialinjustices,ignoringtheir legacies, and going on from where current circumstances have left African Americans—howeverunfairthosemaybe.WhenhishostpointsoutPierre’s faultyarithmeticandthefactthatheisseekingtoexcusetheblackHolocaust thatracializedslaveryrepresents,Pierredismissesitas“talkingnumbers. . . itdoesn’tmatter.Whatmatters. . .isslavementality,andthatiswhatmustbe broken.”Hegoesontotellastoryaboutanauntwhorefusedtobelievethat anyonehadeverwalkedonthemoonandcomparesthisaunt’sunreasonable skepticismtothosewhobelievethatpastracialinjusticehashadsomemeaningfuleffectonthepresent.“Wemustadapttothetimes,”hedeclaresinhis loridandoverarticulatedway.“Otherwisewewillbeleftbehind.” Delacroix’s defenses of Mantan incorporate many of the standard argumentswhiteshaveemployedtodefendtheideathatblacksaretoosensitive aboutraceinthesepostmoderntimes.Hisargumentsindefendingthetelevisionshowpresupposethatallmajorproblemshavingtodowithracialinjusticehavebeensolved,andthatblacksneedto“wakeup,”ashedeclares,and recognizethedawningofanewera,oneinwhichracehasbeenovercome. Slidingwithoutconscienceorscruplefromonedefensetothenextastheyare criticizedandrefuted,Delacroixarguesthatblacksshouldsimply“getover” slavery, white supremacy, and long-enforced racial hierarchies because they happenedalongtimeago,theyhavenorelevancetocurrentcircumstances, theirmemoryimposesunfairobligationsonthe“freedoms”andadvantagesof others(i.e.,whites),and,heimplies,mustbemorbidpreoccupationwiththe pastormentalinstabilitythatcausesblackstoremainsoobstinatelyconcerned withtheoppressivedimensionsofraceanditsconsequences.AsIhavenoted elsewhereinthisbook,thesestrategiesaretypicalploysmobilizedtodefend anepistemologyofignorance.Theyprovidewaysofrecastingproblemsconnectedwithracesuchthattheymayberenderedinvisibletothosewhodonot wishtothinkaboutthem.YetasMillshasexplained,imposingnonracialized moralidealsoncurrentracializedrealityhastheironiceffectofmaskingthat realityandblockingtheactualachievementofthoseveryideals.38 At a deeper level, however, what these defenses illustrate is Delacroix’s owninternalizedracism,hisinnerself-hatred.39Assomeonewhoisforcedto admitunwillinglythatheconstitutesadevaluedanddenigratedmemberof thesocietyinwhichhelives,Delacroixshowscleardiscomfortoverhisblackness.LikeFanon’sfamousstruggletoconfronthisracializationin“TheLived Experience of the Black,” Delacroix inds himself at odds with what Mills referstoas“adepersonalizingconceptualapparatus. . .throughwhichnonwhitesmustlearntoseethemselves”ifconceptionsofwhitesupremacyareto beeitherexplicitlyorimplicitlyacceptedbythem.40Butratherthanstruggle againstthisdenigratingwayofthinking,asFanondid,Delacroixgivesinto
38. Mills,RacialContract,esp.92. 39. Lee,interview,inSragow,“BlackLikeSpike,”193. 40. Mills,RacialContract,87– 88.
Philosophy,BlackFilm,FilmNoir
it.Atacertainlevel,heembracesthesocialdevaluationofblacknessevenas hemustadmitthathehimselfisblack.Thisconlictcreates“self-loathing,”as itdoesforotherblackswhosimilarlyacceptthiswhitesupremacistconception,suchthattheyconsenttothinkofthemselves,atleastonsomelevel,as inferiorandthereforeundeservingoftheregardandadvantagesequivalentto thosegrantedwhites.41 UnderstandingDelacroix’sthinkinginthismannerclariieshowhisjustiicationsthattheshowissomehowsatirical,anexpressionofaestheticfreedom, orthatitoffersinsightintothenewmillenniumforblacksaredesperateselfdeceptionsrooteddeeplyintheconceptualacceptanceofbeliefsthatundergird whitesupremacyandracialhierarchy,evenastheyviolatetheinternalsensethat mostblacks—includingDelacroixatsomeobscureandsubterraneanlevel— have of themselves as fully human. While acceptance of white supremacist beliefstypicallycausessoul-destroyingconlictoverone’sownsenseofself,the depersonalizingconceptualapparatusthatmakespossibleacquiescencewith whitesupremacyprovidespowerfultoolsfordealingwithdificultiesofselfinconsistencyaswell,suchasscientiicstudiesalleginginferiorityforblackson cultural,social,orgeneticgrounds,andtheiroverallentrenchmentandconsistencywithotherhistoricallyembeddedbeliefsregardingAfricanAmericans.42 OnewayLee’snarrativedepictsforviewersDelacroix’sself-deceptionand self-hatredisthroughhavingitscharacterstalkabout,consider,andinteract withthe“JollyNiggerBank,”aturn-of-the-twentieth-centurytoythat“reminds [us] of a time in our history in this country when [blacks] were considered inferior,subhuman,andweshouldneverforgetthat,”asDelacroix’sassistant Sloan(JadaPinkettSmith)noteswhenshegiveshimthiscollector’sitemasa symbolofhisambivalentsuccess.ThebankfunctionsaswhatT.S.Eliotcalled an“objectivecorrelative”forDelacroix’sbackgroundassumptions,thebeliefs hemustacceptifheistoadvance,promote,andprotectMantan.Eliotdeines his term as identifying something, such as an object, that may represent a particularemotion— or,byextension,belief.43HeretheJollyNiggerBankrepresentstheracistpresumptionsnecessarytocreateDelacroix’shitTVshow. EventuallyobjectsliketheJollyNiggerBanktakeoverthetelevisionproducer’s ofice,literallycolonizinghisworkspace,justastheirintellectualcounterparts come to dominate his thinking about blackness. He begins to imagine the JollyNiggerBankashavingalifeofhisown,justasthesepresuppositionsdo, andjustashistelevisionshowcomestohave,onceitbecomesasensation. ThissecondcorrelationbetweenMantanandthebankfurthersymbolizesthe waysinwhichracistpresumptionscometotakeoverDelacroix’spsycheand 41. Ibid.,89. 42. Afascinatingprecursortothisdepictionofblackself-deception,particularlyintheface of“scientiicracism,”isJ.SaundersRedding,StrangerandAlone:ANovel(NewYork:Harcourt, Brace,1950).MythankstoBillLawsonforbringingthisexampletomyattention. 43. T.S.Eliot,“HamletandHisProblems,”inTheSacredWood:EssaysonPoetryandCriticism (London:Methune,1921),100.
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puthimwildlyatoddswithhimself.Itshowshowsomepartsofhisthinking areoutofhiscontrolandheislosinghisbattletocoordinateallthesedisparate,raciallyinlectedelementsofhismentalandemotionallife. Incontrast,Sloanisthenarrativeigurewhoservesasthemajorconscience, themoralcenter,oftheilm.Leehasdescribedheras“themostsympathetic and the most intelligent” character in the narrative,44 for she realizes from thestartthatatelevisionshowsuchasMantancouldeasilybecomeunadulterated racist minstrelsy. Time and again she calls viewers’ attention to its egregiousstereotypicaldimensionsbyindicatingthemtoothercharactersin thenarrativeorthroughoccasionalvoiceovers,suchaswhenshedescribesthe propermethodsofburningandusingcorktocreateblackfacemakeup.Other charactersfunctionnarrativelytomorallyorientviewersaswell.Forexample, Tommy Davidson’s character Womack, who plays Sleep-and-Eat in Mantan, eventuallyquitsbecauseactingthecoonbecomestoomuchforhim.“It’sthe samebullshit!Justdoneover,”heexclaimsinfrustrationtotheunbelieving Manray,whoplaystheeponymousMantanandistheshow’sstar.Aftergoing alongwithMantan,itsshuckingandjiving,blackface,andcooningbecauseit putaroofoverhisandManray’sheads,gotthemoffthestreets,andgavethem somethingtoeat,Womackrealizesthatthereisnothingironic,satirical,or positiveaboutit.Mantanisjustastraight-outracistminstrelshow,doingthe samedamagetotheconceptofhumanityaswellasactualhumanbeingsthat itspredecessorshavesincethe1840s.Womack’ssenseofhumiliationatputtingonthecoonactbecomessointensethathecannolongerforcehimself todoit.Hewalksawayfromashowthatoffershimallthesecurity,fame,and moneyhecouldeverhaveimaginedwantingbecauseheisoverwhelmedbyits racialdegradation.Aftersomeearlieruncertaintyherealizesthattheshame andhumiliationofportrayingasubhumanstereotypethrowsnotonlyhisown humanity,butthatofallblacks,intoquestion. EventheminorcharacterofDelacroix’smotherprovidesacrucialmoment ofmoralcenteringfortheaudience.“Youdisappointme,”shesadlytellshim whenhetriestomilkherforcomfortingmaternalapprovalforhisblatantly demeaning television program. The show’s star Manray eventually sees the truth about Mantan, too: “No more buck dancing. No more blackface,” he inally tells Delacroix after much soul-searching. Refusing to black up any moreordonhisminstrelcostume,heappearsinfrontofhistelevisionaudienceonelasttime,beforeheisiredandthrownofftheset,inordertotell them, “Cousins, I want you all to go to your windows, go to your windows andyellout,screamwithallthelifethatyoucanmusterupinsideofyour bruised,assaulted,andbatteredbodies,‘Iamsickandtiredofbeinganigger andI’mnotgonnatakeitanymore!!!’”Indoingso,heechoesverbally(only thistimewithoutusingminstreldialect)theearlierscenethathehadplayedto introduceandjustifythetelevisionshow,aswellasechoinginbothinstances PeterFinch’sfamouslyfed-upnewscasterinNetwork(SidneyLumet,1976).
44. CrowdusandGeorgakas,“ThinkingAboutthePowerofImages,”6.
Philosophy,BlackFilm,FilmNoir
Byusingsomeofthesamecamerashots,blocking,andgesturesastheearlier scene,exceptinthisinstancewithjustenoughvariationtostressitsseriousness,LeeandhiscollaboratorsfurtherunderscoreManray’schangeofheart, hisrealizationthat,ashisoldpartnerandfriendWomackputit,Mantanis simply“thesamebullshit,”justdoneover. Linked with these characters’ realizations about the truth of Mantan, as inmanyofhisotherilmsLeefeaturesacharacterwhoexplicitlyemphasizes educationandlearning.EarlierintheilmSloantellsManray,“Youshouldstart reading,”whenheconfessesacompleteignoranceofpastminstrelshows,their racistdimensions,andisdisinclinedtolearnbecausereading“makesmyhead kindofhurt.”Theimportanceofknowingthepastandrelectingonitseffects inthepresent,aswellasitslikelyinluencesonthefuture,aretherebyunderscoredbymeansofSloan’sexplicitemphasisonreadingandlearning,aswellas herimpliedmessagethatitiscruciallyimportanttothinkthingsthrough.Even though she facilitates the show’s creation and production by doing research forDelacroixandgoesalongwithMantanbecauseitpromoteshercareer,she timeandagainemphasizes“tellingthetruth”abouttheprogramratherthan sugarcoating it as alleged satire, or allowing the other characters’ historical amnesiatopassunremarked.ThroughSloan’srepeatedendorsementofeducation,learning,andtheneedtothink,Leeprovideshisaudiencewithapartial antidotetowhatheseesasthepoisonoustoxicityofblackfaceminstrelsy. Anadditionalfeatureofthenarrativethatshowshowdeeplyracismhas beeninternalizedbymorethanjusttheprimarycharactersisthat,notonly dotheictionaltelevisionaudiencesdemonstratethattheyindthecooning routinesfunny,buttheilmpromptslaughterfromitsownaudience.Oneof themostaudacious,courageous,andupsettingaspectsofBamboozledisthat Leeallowssomeoftheseminstrelsequencestobehumorousandentertaining forhisownviewers.Eventhecharacterwhoprovidesthecentralmoralorientationfortheilm,Sloan,laughsatleastonceduringoneoftheclassiccoon routines,andthenarrativehasDelacroixpointthisout,sothatitsoccurrence isnotlostonviewers.WeseeaswelloneoftheMaumaus,theself-righteous rapgroupledbySloan’sbrotherBigBlackAfrica(MosDef ),laughatoneof Mantan’sminstrel-derivedsequences.Thesenarrativedetailspushtheaudiencetorelectonwhytheywouldlaughatsuchracisthumorthemselves,in spite of the fact that it violates beliefs about equality and justice that most ofthemwouldotherwiseexplicitlyuphold.Again,Leeurgeshisaudienceto seriouslycontemplatetroublingdimensionsofcontemporarylifeinAmerica by encouraging self-relection about one’s own presuppositions about race, speciicallybyrelectingontheconditionsthatmakesuchlaughterpossible. Tofurtherunderscorethesepoints,Leemakesatonalshiftinmid-narrative from biting comic satire to seriousness. Some critics have complained that thisshiftiswheremanyviewersbecomelostoralienated,45butthechangein 45. See,forexample,Sragow,“BlackLikeSpike,”190,andCrowdusandGeorgakas,“ThinkingAboutthePowerofImages,”8.
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tonecruciallyhighlightswhatLeeisuptoinBamboozled.Theshift,whichhe referstoas“payingthepiper”fortheeventsthathaveprecededit,46functions to emphasize the negative aspects of the ilm’s characters, which had been playedforlaughsearlier.ItshowstheothersideofDelacroix’sacquiescenceto thepresumptionsofblackfaceminstrelsy,Manray’signoranceofhisblackface predecessors,andtheMaumaus’unknowingmimickingofthatwhichthey professtoreject.LikeNetworkandSunsetBoulevard,thenarrativeofBamboozledturnsfromthesatiricalfunofridiculingitscharacters,theirweaknesses, theirgapsinknowledgeorinsight,andtheirself-deceptions,toshowingthe moreseriousconsequencesofsuchtraits,whichitdoesthroughviolence(as diditsantecedents)becauseLeeseekstoforcefullybringhometheirgravity. The director and his fellow ilmmakers here transform those features that madeuslaughearlierintothecausesofseveralcharacters’downfalls. ConsonantwiththisgoalandlikemanyofLee’searliernarratives,Bamboozledprovideswaysforitsaudiencetoseetheactionsofmorallycomplicated charactersasexplicablebutnotjustiied.BamboozledthusoperatesasacompanionpiecetoworkslikeDotheRightThing,inthatitsamusingpreceding eventsalsoaimtoexplainthesubsequentviolence.Onestrengthofthelater ilmisthat,asintheearlierwork,Leedoesnotallowviewerstoavoidtheugly, hatefulconsequencesofracism,hereintheformofblackfaceminstrelsyand itsdamagingongoinglegacy.Todrivehometheimpactofthatphenomenon andthepriceofacquiescingwithit,LeefeltthenecessityofnarrativelydepictingviolentendsforDelacroix,Manray,andtheMaumaus. ViewersmayreadilycomprehendwhyDelacroixandManrayshouldpay forhavingpromotedandmaintainedminstrelimageryintothenewmillennium,whyfromtheperspectiveofconventionalmoralitytheiractionsmight require signiicant penalty. Both characters commit self-centered and seriouslyinjuriousactionstowardothersthrougheitherignoranceorwillfulselfdeception,andthispartoftheilm’smoralstructureimplies,inagreement withthepresumedconventionalvaluesofitsviewers,thattheirtransgressions shouldbepunished.AsMurraySmithhasexplained,classicHollywoodstorytellingtypicallyoffersasystemofvaluessuchthatthemoralstructureofa narrativewillberelativelyclear.Oneoptionamongothersisa“Manichaean moralstructure”throughwhichthevirtuousarerewardedandtheevilpunished,justasmostofuswouldhopemightbedoneinreallife.47Leeinvokes theseconventionalpresuppositionshere:narrativelyspeaking,then,itmakes sensetomostviewersthatDelacroixandManrayarepunishedforwhatthey 46. Sragow,“BlackLikeSpike,”192;CrowdusandGeorgakas,“ThinkingAboutthePowerof Images,”8. 47. Smith,EngagingCharacters,205–14.SmitharguesagainstinterpretingHollywoodmelodramastrictlyintermsofPeterBrooks’sManichaeanmoralstructure(205ff.)andarguesinsteadfor a“graduatedmoralstructure”fortypicalHollywoodilms,especiallymelodramas.Obviously,Iagree withSmithregardingthispoint.ImerelypointoutherethatinthecasesofDelacroixandManray,Lee invokestheManichaeanoptionofgivingimmoralorblameworthycharacterstheircomeuppance.
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have done to themselves and to blacks in general because audience members presumably hope and expect that evildoers will be punished for their transgressions.TheviolenceofthatpunishmentdriveshomeLee’spointthat theirtransgressionsagainsttheconceptofhumanityaswellasactualhuman beingsaresevere.HereperhapssomemaywishtoarguethatLee’snarrative moralitybordersonOldTestamentharshness,butIthinkLeewouldwantto argueinresponsethatanimpressionofharshnessmaywellbeduetoacertainracialinsensitivitytothedehumanizinganddamagingeffectsofminstrel images.48Thedegreeofharmandinjurycausedbysuchimageryisprofound, apointLeeseekstopresshomebymeansoftheseriousconsequencesvisited onthesecharacters. Similarly,theMaumaus’angeratManrayasoneofthechiefvehiclesfor propagationofminstrelstereotypesisjustiied,eveniftheiractionsarenot. LikeMookie’sactionsinDotheRightThing,theMaumau’stelevisedtorture andexecutionofManraymaybeseenfromthemoralperspectivepresumedby thenarrativeasactionsthatgrowfromprecedingevents,evenastheyremain unjustiiedandunfair.EventhoughManraydeservestobepunishedforhis fecklessactions,whattheMaumausdotohimisfarworsethanhedeserves, particularlywhenoneconsidershisbelatedrealizationthatWomackwasright. SomeofthewaysinwhichtheMaumaustortureManrayaremoreoverracializedinjustthewaystheyseektocriticizebecause,duetotheirlackofknowledge andinsightaboutthepast,theyfailtorecognizewhattheyaredoingissimply anotherversionofblackfaceminstrelsy,apointtheilmmakersemphasizeby intercuttingacartoonversionoftheiractionsfromtheshowthatstressesthe congruityoftheiractionswiththosetypicallyportrayedonMantanitself.In thesewaysBamboozledmakesManrayouttobesomethingofatragicigure, ratherthanendorsingtheMaumaus’actions,evenasitimpliesthatManray deserves serious retribution for his earlier complicity. Because Manray had seentheerrorofhiswaysandsoughttomakeamends,theMaumau’sliteral andmetaphoricalblackfaceexecutionofhimbecomesthatmuchmoreunjust, evenifitremainsexplicablebymeansoftheilm’snarrativedetails. TheMaumausthemselves,ontheotherhand,arethensummarilymassacredbytheNYPDwhileresistingarrest.Allbuttheonememberwhoappears phenotypicallywhitedieinahailofbulletsaspoliceraidtheirhangoutjust aftertheyexecuteManray.Theirsurvivingmember,One-SixteenthBlack(MC Serch),criesthathe,too,shouldhavebeenkilledbecauseheishimselfblack, andallittakesinAmericais“onedropofblackblood.”Viewersseenarrative retribution visited on these characters for not only their treatment of Manraybutalsothemisguidedwaysinwhichtheyignorantlyreenactaspectsof minstrelsythemselves,suchastheirsillyrejectionoftheletter“c”intheword “black”onthegroundsthatitisaninstanceofwhiteoppressionorthewaysin whichtheyenacttheworstexcessesofgangstarap,theextremesofwhichLee 48. See, for example, Spike Lee, interview, in The Making of “Bamboozled” (Sam Pollard, 2001),onBamboozled,DVD.
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fig.33 Sloan(JadaPinkettSmith)forcesPierreDelacroix(DamanWayans)atgunpointtolookatwhathehascontributedtobycreatingMantan.StepinFetchit(Lincoln Perry)isonthemonitor(Bamboozled,2000).
hasarguedininterviews“hasevolvedtoamoderndayminstrelshow,especiallyifyoulookatthevideos.”49WhiletheirintentionsforrejectingMantan andtheirangeratitsdemeaningimageryarejustiied,theiractionsoftaking upasortofgangsta-inspiredvigilantismarenot,forthenarrativedepictstheir actionsasunfair,excessive,andignorant,ratherthanjudicious,proportionate,andwise. ThenarrativeanalogouslyexplainswithoutjustifyingSloan’sangerandact ofkillingDelacroix.Hysterical,sheshowsupathisoficeinherbedroomslippersafterManray’stelevisedmurderandcarryingagunbecausesheknows thathehashadahandinbothherbrother’sandManray’sdeaths,aswellas havingcontributedtothedenigrationofblacksgenerallythroughcreatinga profoundlyracisttelevisionshow.Shefeelsaswellthattheonlywayshecan gethimtounderstand“what[hehas]contributedto”istoforcehim,atgunpoint,towatchacompilationtapeofdemeaningminstrelsyimagesthatshow Mantan’scontinuitywiththem.The noirishlyunbalanced,off-kiltershotsof thissequenceunderlineherhysteria. OnceSloancompelsDelacroixtoinallypayattentiontotheresultsofher research, he seems to realize his complicity. As he walks toward her while askinghertoputthegundown,shewarnshimnottocomeanycloser,and there is a sense in which the gun just goes off in her hand as he tries to 49. Sragow,“BlackLikeSpike,”195;CrowdusandGeorgakas,“ThinkingAboutthePowerof Images,”5.(Presumablythiscollapseofrapexcessintomodern-dayminstrelsyisduetosome artistsnotunderstandingtheuseofcriminalityasaposeforrejectingthestatusquo,ordueto beliefintheirownhype.)
Philosophy,BlackFilm,FilmNoir
wrenchitfromher.Asshescreamsatthegun’sreportitgoesoffoncemore, andherreactiontothatsecondshotindicatessheissurprisedbyitaswell. Whensheapologizesforhavingshothim,herepliesgently,“It’sokay,”asifhe werecomfortingachildwhowasnotresponsibleforwhatshedid.Delacroix’s forgiveness softens and to some extent exonerates Sloan’s action within the iction,asdoestheblockingoftheshootingasaccidental.ThesenarrativeelementsstilldonotjustifywhatSloanhasdone,anymorethantheilmdoesthe Maumau’sactionsagainstManray.Again,thenarrativeoffersreasonswhyshe shootsDelacroixwithoutabsolvingher,fortheilmmakesclearthat,likethe rapgroupwhichincludedherbrother,shehasactedexcessivelyratherthanin accordancewithjustice,evenwhileitoffersmorecomprehensiveandmitigatingreasonsforwhysheactedexcessively. ThisquestionofwhatDelacroixappropriatelydeservesinconsequenceof hisactionsisfurtherunderscoredbymeansofhisdyingsoliloquy,inwhich headmitstohispastmistakesandanoverallnegativejudgmentonhislife: “AsIbledtodeath,asmyverylifeoozedoutofme,allIcouldthinkofwas somethingthegreatNegroJamesBaldwinhadwritten.‘Peoplepayforwhat theydoandstillmoreforwhattheyhaveallowedthemselvestobecome,and theypayforitverysimplybythelivestheylead.’”50Throughthesewordsand subsequentshots,theilmopenlypromptsviewerstothinkaboutthekindof lifeDelacroixhasledandwhatanappropriatejudgmentforitwouldbe.These elementsalsomoresubtlypromptviewerstocontemplatewhatkindoflife theythemselvesleadintermsofthethemesjustpresented,aswellaswhatit wouldbeappropriateforthemtoreceiveinhavinglivedsuchalife.Isitone thatsomehowacquiesceswiththesortofimagerypromotedbyMantanorits real-worldcorrespondents?Isitoneintermixedwithfeelingsofself-hatredand internalizedracism,oronewhereunthinkingacceptanceofstereotypeshas facilitatedharmandinjurytoothers?HowfreeisoneofbackgroundassumptionsthatmakepossibletheunfairtreatmentofAfricanAmericans?Arethere reallyadequatejustiicationsforlaughingatorindingpleasureinimagesof blackfaceminstrelsy,suchasthosewithwhichtheilmends?JustasJoeGillis (WilliamHolden)bitterlysumsuphiswasted,deludedlifefromthegravein SunsetBoulevard,soPierreDelacroixassesseshisown.Bydistancinghimself fromblacknessandselishlylivinghislifeinwaysthatdamagedothers,hehas beenbamboozledintomakinghumanexistenceworseforeveryone,includinghimself,ashebelatedlyrealizes. TheBaldwinquotationlikewiseunderlinesseveralotherthemes.Oneisa sortofnoirfatefulnessthatBamboozleddirectsattheconsequencesofgoing along with stereotypical images of blackface or its modern-day equivalents. Anotheristheneedforeducationsothatviewersmayknowthethoughtsand insightsofindividualssuchasBaldwin,andtherebyhavesomehopeofavoidingpastmistakes.Athirdisthatoftakingseriouslytheneedforcontemplation 50. SeealsoJamesBaldwin,“TheBlackBoyLooksattheWhiteBoy,”inCollectedEssays(New York:LibraryofAmerica,1998),386.
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andanalysisofthekindsofliveswelead,andwhatouractionssayaboutour selvesandourstancetowardhumanityingeneral.Afourthisthatofremainingproperlyattunedtoongoingversionsofracializedthinkingandtheeffects suchthinkingmayhaveonus.AsaclipofBuckwheat(WilliamThomas)from theOurGangserialmockinglytellstheviewer,“Brother,thiscertainlygonna bealessontome!”Delacroixadditionallytellsusto“alwaysleavethemlaughing” and follows with his own forced, bitter chuckling that merges into an obviouslycannedlaughtrack. Hisacidicironyforcesontoviewersanacridaftertasteoverhavingfound amusement and pleasure in the images presented earlier in the narrative. Giventheilm’sstructureandthecarefulwayinwhichitpresentsitstaleof self-deceptionandcasualdismissalofracismgonehorriblywrong,theilmmakersintendfortheiraudiencetothoroughlyexperiencethatbitterness.In theendBamboozledisascathing,angry,noir-inluencedsatirethatwishesto explicitlyconveyitsfuryoverthesematters,sothatviewersmighthavesome reasontothinkandactdifferently.Throughcarefullyconsideringtheilm’s narrative,theymightgraspthatLee’saimhereisalessonthatwillturnthem inwardtocontemplationofwhatmadetheirearlierlaughterpossible,aswell as to motivate them to actually do something about what they ind within themselves. ANoirAtlantic:FromHell,Empire,CityofGod,DirtyPrettyThings, TheConstantGardener,CatchaFire,andChildrenofMen Finally,inthischapterIwishtoconsidertheinternationalizationofblacknoir; thatis,thewayinwhichilmmakershaveappliedaspectsofAfrican-American noirilms,aswellasotherdimensionsofilmnoir,tooppressionsthatreach beyond U.S.borders. Let me begin by briely discussing the Hughes brothers’FromHell(2001).Thisilmoccasionallydeploysblacknoirsensibilitiesto explorethecontoursofracismandclassisminthecontextofahorrornarrative setinlateVictorianEngland.Basedonagraphicnovelthatalreadybetraysthe inluences of literary noir,51 the Hughes brothers take these inluences one stepfurtherbyapplyingtheircinematiccounterpartstothistaleaboutJack theRipperandhowhisdetectionwaspreventedbyanti-Semitismandclassist presumptionsaboutwhowouldbecapableofsuchheinousactsasthoseperformedbythislatenineteenth-centuryserialkiller,thuscallingaudienceattention to forgotten dimensions of Victorianism’s attitudes toward “the other” andimplicatingtheminpastinjustices.AsculturalhistorianSanderGilman hasshown,manycontemporarydepictionsofJacktheRipperweresteeped in racist conceptions of sexually aberrant Jews, classist presumptions about working-classmen,andtheseideas’agglomerationinLombrosiancriminal 51. AlanMooreandEddieCampbell,FromHell(1993;repr.,Marietta,Ga.:TopShelfProductions,2004).
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physiognomy,allbiaseswhichhelpedtopreventanimpartialinvestigationof thefamousWhitechapelmurders.52 Bytellingmostoftheilm’sstoryfromtheperspectiveoftheprostitutes beingstalked,AlbertandAllenHughesdepictanotherkindofdarkunderworldwhereaproperunderstandingoftroublingmurdersbecomesliterally blocked by the walls of bigotry. Their depiction of late nineteenth-century Londonstreetcultureanditsaccompanyingviolence,drugabuse,andsexual hypocrisyalsobearstrikingparallelstotheirlatetwentiethandearlytwentyirst-century counterparts. By explicitly foregrounding prejudices against Jews, Asians, the Irish, the poor, and women, the random violence permittedbythepoliceamongthesedifferentunderclassgroups,andtheabuseof variousdrugsthatoftenaccompanieslivinginsuchdesperatecircumstances, theHughesbrothersshowthatthestreetsofnineteenth-centuryWhitechapel werenotsoverydifferentfromthestreetsoftwentieth-centurySouthCentral LosAngeles,nearwheretheseilmmakersgrewup.53 The story revolves around an intricate attempt to erase one of the royal family’s involvement with a Whitechapel prostitute. Edward (Mark Dexter), dukeofClarenceandeventuallykingofEngland,fallsinlovewithoneofthe manywomenhehiresforsexorasmodelsforhispainting.Hemarriesthe IrishCatholicAnn(JoannaPage)andtogethertheyhaveachild,whowould thenhavebeenheirtothethrone.Theroyalfamilyindsthisprospectutterly repellant, so their minions go about eliminating everyone who could have knownabouttherelationship,themarriage,orthechild.Annislobotomized, andthewomenwhowitnessedhermarriagetoherrichgentleman—butwho donotknowheisthecrownprince—aresecretlymurderedbyanoverzealous retainerbecausetheideaofanIrishCatholicheirtothecrownisabominable tothosewhofullyembracethelitanyofVictorianbiasesthatunderwroteinde-siècle London society. In addition, the moral corruption and hypocrisy of usingotherhumanbeingsasmeans,ofconsideringthemmerelyobjectsto beclearedfromone’spathtomaintainone’ssocialposition,issomethingthat goesallthewaytothetop,astheilmdepictsevenQueenVictoria’sinvolvementinthismurderoussecretplanthatwasmisunderstoodbythepublicas theworkofaserialkiller. Visuallymuchoftheilmisdarkandnoirishbecauseittakesplaceatnight, inrain,orinfog.Italsocultivatessuspensefulambiguityandambivalenceby offeringvariousdifferentpossibilitiesforwhomthemurderermightbeand presenting few characters with whom viewers might straightforwardly ally themselves.Althoughthenarrativedoesinallyoptforoneofitscharacters 52. SanderL.Gilman, “’I’m Down on Whores’: Race and Gender in Victorian London,” in Anatomy of Racism, ed. David Theo Goldberg (Minneapolis: University of Minnesota Press, 1990),146 –70. 53. Fortherecord,theHughesbrothersgrewupinPomona(Gates,“BloodBrothers,”166, 169).
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beingJacktheRipper,italsogivestheimpressionthatifithadnotbeenhim itwouldhavebeenoneoftheotherroyalfamily’sunderlings. Much of the story unfolds through the investigations of Scotland Yard Inspector Fred Abberline (Johnny Depp), an absinthe- and opium-addicted, working-classdetectivewhodeducesbutcannotprovewhocommittedthese murders, because he cannot cross lines of Victorian propriety and status. Abberlinearrivesathisdeductionbecauseheisnotonlyadetective,butalso aclairvoyant:bymeansofhisdrugingestionhedreamsthemurdersbefore theyhappen.Yetheisunabletostopthem,ashisvisionsdonotrevealenough aboutthemurdersforhimtopreventthem.Likemanynoirdetectiveswhoprecededhim,heisultimatelypowerlessagainstthemassivecorruptionagainst whichhemustoperate.Ingeneraltheilmcultivatesanoirishqualityforits central mystery, its detective igure Abberline, its Irish Catholic prostitutes whosedesperationforcethemintoactsofsexualdegradationjusttosurvive, andthepervasivesenseofmoralcorruptionthatcirculatesinthislightlyictionalizedversionofVictorianLondon. FromHellthusborrowsliberallyfromnoirconventionsinitsblack,classic, andneo-noirincarnations,evenifitremainsmoreahorrorilmthanailm noir.ThepointIwishtostresshere,however,isthattheHughesbrothersuse someblacknoirconventionstodepictthesocialoppressionsoftheera.Viewers get a clear sense from the bottom up of how hierarchical beliefs about race,class,gender,religion,andothermattersheavilyinluencemanycharacters’perceptionsandactionsinthenarrative,therebyexposingpreviously unknown parallels between social conditions in Victorian England, with its grabbagofsocialprejudices,andsocialconditionsinAmericatoday.Inthis wayittakesamodeststepinthedirectionofpushingtechniquesdeveloped through black noir beyond U.S.borders and toward creating a racially conscious,internationalsenseofnoir. Similarly, writer/director Franc Reyes’s Empire (2002) uses techniques developedinblacknoirtomountacritiqueoftheracedandclasseddisadvantagesfacedbyurbanLatinos.LikeDoubleIndemnityandmanyilmsthatfollowedit,Empireexploitsnoir’sabilitytomakelawbreakingalluringandattractive.JohnLeguizamoplaysVictorRosa,asmart,ambitiousSouthBronxdrug dealerwho,havingsuccessfullymasteredtheherointradeinhisneighborhood, beginstoseethelimitationsofwhathedoes,longstoescape,andgolegitimate byinvestinginWallStreetstocks.Althoughanaccomplishedmasterofstreet knowledgeandtheintricaciesofillicitdrugcommerce,heisoutofhisdepth whendealingwithacorruptwhitestockbroker,JackWimmer(PeterSarsgaard), whoswindleshimoutoffourmilliondollarsanddisappearsinthebeliefthat Victor will be unable to either trace or prosecute him, since the money was obtainedillegallyintheirstplaceandinJack’sjudgmentVictorisa“Spic. . . ghettopieceofshit”wholackstheintelligenceorskillsrequiredtoindhim. Toldusingtheenthusiasticvoiceoverofsomeonewhoisproudofwhathe doesandhowgoodheisatit,EmpiredepictsthesocialdisadvantagesVictor mustovercomeasmuchmorestraightforwardlysocioeconomicthanracial.
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Ashe declaresfrom theoutset, hebelievesthat theAmericanDream isall aboutmoney.ImmigrantsdonotcomeherebecauseofthebeautifulSouth Bronxviewsorqualityoflife,hetellsus,buttomakemoney.Asthenarrative proceeds, however, he relates how he has come to realize that even though thatmayindeedbetheAmericanDream— oroneversionofit—theidealis ahollowoneandthereismuchmoretolifethaninancialgain.Thenarrative adds to the regret Victor expresses over not realizing this insight earlier by revealingatitsconclusionthattheentireilm,inwayssimilartoSunsetBoulevard,MenaceIISociety,andBamboozled,Victorhastoldinlashbackashislife passesbeforehiminthemomentbeforehedies. LikeearlierblacknoirsIhavediscussed,Empire’snarrativeexaminesbeliefs thatsomeofitsviewersmightunquestioninglyembrace,suchasthatwhatlife isreallyallaboutismakingmoneyorthattheglamorousgangsterlifeVictor leadsissomehowworthwhile,andtriestolipthemintotheiropposites.Asatisfyinglifecannotbebasedsolelyontheacquisitionofmoneyorthecallous disregardforotherhumanbeings,butrathermustbedirectedtowardgoals likehavingandcultivatingfriends,developingcompanionship,and“thinking aboutothers,”asVictornotesinhisinalrelections.Thesealternativeideals donotuntriviallyagreewithassertionsadvancedbyphilosophersatleastsince Aristotlespentone-ifthoftheNicomacheanEthicsarguingfortheimportance ofthesematterstoalourishinghumanlife.54Unfortunately,Victorrealizes thisphilosophicalinsighttoolatetodoanythingaboutit,butbytellinghis storyinthewaythattheydotheilmmakershopetoinspiretheirviewersinto appreciatingthesealternativeconceptionsofadecenthumanlifebeforeitis toolateforthem. Victor’sdificultiesaremoreamatterofhavingbeenbornpoorandinthe wrongneighborhoodthanhavingbeenbornPuertoRican,althoughthelatter factorisnotdiscounted.AsinNeverDieAlone,raceislessastoryfocusthanits accompanyingclass-basedcomplicationsofpoverty,badeducation,andlackof opportunity.However,thetentaclesofraceholdbackVictoraswell.Heremains markedasaracializedmemberofNewYorkCityghettos,asJackpointsout, whichthenarrativeusestocharacterizehiscircumstancesandtheirinherent unfairnessinadditiontothesocioeconomicdimensionsthatitmorecentrally foregrounds. By using themes and techniques developed in black noir and applyingthemtoaslightlydifferentcontext,Empire,likeFromHell,showshow thisilmformmaybeproitablyemployedelsewheretoportraytheinjustices facingotherraciallyandclassdisadvantagedhumanbeingsandthusencouragingthoughtfulrelectionaboutdifferentlynuancedsocialoppressions. A ilm that even more fully realizes black noir’s internationalization is BraziliandirectorFernandoMeirelles’sCityofGod(2003).Itsnarrativeuses themesandconventionsdevelopedinblacknoirinordertoportrayarather different experience of race in Rio de Janeiro’s poverty-strickened favelas (slums).LikemanyofitsAmericanpredecessorstheilmdepictsastoryabout
54. Aristotle,NicomacheanEthics,119 –53.
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astonishinglyyounggangmembers,theirsenseofentrapmentandexpendabilitytothesocietyinwhichtheylive,andtheirdesperatehopesforescape fromthebrutalityandviolencethatpermeatetheirlives.Inthiswaytheilmmakersdirecttheirviewers’attentiontotheunfairconditionsestablishedby meansofanotherAmericanhierarchyofrace,namelythatofBrazil. AsexplainedbypoliticalscientistMichaelHanchard,one’sracialstatusin Brazilisestablishedbymeansofconceptualizationsofotherhumanbeings similartobutdistinctfromthosefoundintheUnitedStates.55LikeCharles Mills,Hanchardarguesthatmodernconceptionsofcitizenshipweredeterminedunderpresumptionsofwhitesupremacy.InBrazilthishistoricalfact makestheachievementoffullcitizenshipforAfro-Braziliansdificultbecause presumptionsofwhitenessremaininplacesocially,politically,economically, andepistemologicallyincontemporaryBraziliansociety.56Inotherwords,this politicalcorrespondenttomoralrecognitionofone’sfullandcompletehumanity retains its power to determine the perceived status of Afro-Brazilians. Thus,eventhoughBrazilianconceptionsofracearenotsonarrowlyphenotypical as those found in the United States and tend to be more bound up with issues of class,57 those of African descent nonetheless ind themselves inthesituationofbeingmeasuredasBraziliancitizensbymeansofastandardthat,logicallyspeaking,theycannotmeetbecause,asblacks,theycannot bewhite.Eventhoughastrangesortofalchemicaleconomicexceptionalism makes it possible for a few very wealthy blacks to escape Brazilian presuppositionsattachedtoblackness,inabroadersensethestructuraldimensions of race remain in place. Members of Brazilian society continue to perceive andunderstandblacknessbymeansofthewhitesupremacistpresuppositions that historically established conceptions of who counts as a full citizen and whodoesnot,whichinturnarerootedinconceptionsofwhocountsasafullledgedhumanbeingandwhodoesnot.AsHanchardobserves,“Whilethe oldBrazilianadagethat‘moneywhitens’istrueincertaincases,itisequally truethatblacknesstaints.”58 Inordertoportraydimensionsofthisdifferentlyracializedwayofthinking,CityofGodborrowsfromblacknoirs.Itsnarrativesimilarlyfocuseson theformationofgangsbecauseofpovertyandlackofopportunity,gangmembers’astonishingyouth,theircartoonishlyviolentbutalltoorealactions,and theoverallfutilityoftheirattemptstoescapethedesperatecircumstancesof the favelas through criminality. The ilm contrasts these children’s desperate hopes of freedom with their feelings of being trapped into an existence thatofferslittlebeyondtheillicitpathstheyhavealreadybeguntotread.Like ilmssuchasJuice,CityofGodalsofocusesontheseyounggangmembers’ needforhumanrecognition,evenifitistoberecognizedasacriminal.For 55. MichaelHanchard,“BlackCinderella?RaceandthePublicSphereinBrazil,”inTheIdea ofRace,ed.RobertBernasconiandTommyL.Lott(Indianapolis:Hackett,2000),161– 80. 56. Ibid.,esp.166 –78. 57. Ibid.,174–75. 58. Ibid.,177.
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example,whatbringsaboutgangleaderLi’lZé’s(LeandroFirminodaHora) downfallisthathewantshispictureinthenewspaperslikehisimprisoned opponent,KnockoutNed(SeuJorge).Hewantstoberecognizedassomebody, evenifitisasagangster,becausethatnegativerecognitionwouldnonetheless acknowledge that he was seen as a being who possesses worth. Like Harry Fabian(RichardWidmark)inNightandtheCity(JulesDassin,1950)orRadio RaheeminDotheRightThing,Li’lZélongsforthewaysinwhichothersmight seehimassomeoneofvalue,evenifthatvalueisnegative,ratherthanasa merenobody,atwo-bithustler,oranothermemberofthediscouragedunderclass,unworthyofothers’attention. Thesethemesofrecognitionandacknowledgment,ofcourse,havefound expressioninAfrican-AmericanliteraturefromatleastRalphEllison’sInvisibleMan,butblacknoirhasgiventheirarticulationapeculiarformintheigureoftheblackgangsta.Manyyoungblackmencondemnedtourbanunderclassstatusindthatamongtheeasiestmeanstoimpresstheirexistenceon othersisthroughmobilizingthemostpowerfulemotionstheyalreadyinspire, namelyfearandhatred.ConveyingthispointwasoneofSpikeLee’saimsin constructingthecharacterofRadioRaheemforDotheRightThing,andother African-Americanilmmakershavenoticedthispossibilityandattimesbuilt itintotheirnoirnarratives,asIhaveoutlinedinpreviouschapters. Lessonsregardinghowtoexploittheseemotionsmayalsobetracedback historicallyto“thefolkloreofblackoutlaws”fromthelatenineteenthandearly twentieth centuries as described by LawrenceW. Levine. Stories and songs about bandits and lawbreakers symbolized a kind of “freedom from organized society. . . [and] statutory law.” Such narratives also “express the profoundangerfesteringandsmolderingamongtheoppressed.”59Accordingto Levine,manyoutlawsportrayedinblackfolkloreareviolent,cruel,andwithout “sociallyredeemingcharacteristics”(420).Similarly,historianEricHobsbawm hasarguedthatthelackofsociallyredeemingtraitsinfolkloreiguresfrom Europeandelsewhereisbecausethiskindofoutlawis“essentiallyasymbol ofpowerandvengeance”forprofoundlyoppressedgroupsamongwhosevery few resources are the capacities to be violent and cruel.60 At the same time, black literature scholar JohnW. Roberts argues that despite a deep ambivalenceonthepartofblackcommunitymemberstowardsuchcharacters,many talesprovideevocationsofsympathyandempathyforthesebadmen.61Overall,becausethesocialorderisintheseoppressedgroups’eyessoirredeemable, suchiguresrepresentwhatHobsbawmcalls“socialjustice[as]destruction,”62 forcurrentlyexistingsocietyappearstotheseoppressedgroupstolackboth thepossibilityofbeingreconstructedjustlyandanelegiacpastwhenjustice allegedlyprevailedandtowhichonemightnostalgicallyreturn.Instead,one 59. Levine,BlackCultureandBlackConsciousness,410,417,418. 60. EricHobsbawm,Bandits(NewYork:DelacortePress,1969),55. 61. Roberts,FromTrickstertoBadman,209 –10. 62. Hobsbawm,Bandits,56.
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mustdestroyandbeginagainfromscratch.Ifwelookatthehistoryofantiblackracismanditslegacyasitproceedsintothetwenty-irstcentury,wemay seesimilarfeelingsofdespairandhopelessness,somethingthatmanyofthe ilmsanalyzedinthisbookrelect.Inparticular,wemaybegintoseehowthose trappedininnercityslumsoftheUnitedStatesorthefavelasofRiodeJaneiro mightfeelthewayHobsbawmdescribes,sotheircapacitytoseethiskindof outlawasaherobeginstobecomeclearer.63 As Diawara has argued, black noir takes up these themes of powerful violence, cruelty, and vengeance as expressive of black rage and desires for freedomfromtheconiningcircumstancesinwhichmanypoor,urbanAfricanAmericansindthemselves.Speciically,thesethemesindtheirexpressionintheangerandbrutalityofyoungblackgangstaigures.64Inthesame waythatChesterHimesusedthefolklorestrategiesidentiiedbyLevineand Hobsbawmtoexpressdreamsoffreedomandpowerinhisnovels,evenwhen thatviolenceandvengeancewasdirectedatotherAfricanAmericans,Diawara notesthatblacknoirusessuchstrategiestoevokesimilarfeelingsinitsviewers. The cruelty and violence expressed by black noir characters (and many hip-hop igures, for that matter) thus represent a powerful reactive stance towardracerelationsastheycurrentlyexistandangerattheirseemingimperviousnesstochange. ThesestrategiesarepreciselywhatCityofGodappropriatesinordertotell itsstoryoftheviolent,brutal,andforgottenslumsoutsideRiodeJaneiro.In tellingthestoriesofLi’lZé,KnockoutNed,andtheconditionsthatcreatesuch individuals,theilmappropriatesconventionsofilmnoirasilteredthrough thenewblackilmwave,inparticularitsconstructionoftheblackgangsta. Suchnarrativeploysworktoevoketherighteousangerthatmanyviewersfeel at the injustice of existing social relations. These narrative approaches also reafirmwhyindividualstrappedinsuchcircumstancesmightcraveanysort ofacknowledgmentandrecognitionasindividualsofvalue,evenifitisnegative.Li’lZé’sdesiretohavehispictureinthenewspaperisalongingforthose formsofhumanappreciationfromothersbecausetheywouldmeanthatLi’l Zé was no longer an invisible member of the oppressed underclass, but a gangstainfamousenoughtomerithavinghispicturetakenandprominently published,likehisrival.Itwouldmeanothersrecognizedandacknowledged Li’lZéasasomebody,evenifanotoriouslybadandcriminalisticsomebody, ratherthanbeingunnoticedbecausehewasanobody. CityofGodunderscoresLi’lZé’slongingforacknowledgmentandrecognitionbypresentingitsrealizationamusinglyasaproblemfortheyoungthug. Nooneinhisgangknowshowtousethecameratheyhave,sotheycannot takepicturesofthemselvestosendtothenewspaper.Theonlypersonthey know who understands how to operate a camera is their old acquaintance 63. Roberts,FromTrickstertoBadman,212 –14,alsonoteshowsomeintheblackcommunity tooksuchcharactersas“modelsofemulativebehavior.” 64. Diawara,“NoirbyNoirs,”268 – 69.
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fig.34 Li’lZé(LeandroFirminodaHora),armedwithrilenearrightofcenter,and hisgangposeforaphotographinCityofGod(2003).Fivegangmembersholdtheir gunssidewaysinthemannerofO-Dog(LarenzTate)inMenaceIISociety.
Rocket(AlexandreRodrigues),soheissummonedtophotographthem.Li’l ZéandhisgangthennaïvelyposeforRocketwiththeirillegalgunsinalltheir gangsterishglorybecauseLi’lZécravesthesortofhumanrecognitionand acknowledgmenthewillgetbyhavinghispicturepublishedinthenewspaper. WhenthegangrunsintoRocketonthestreetafewdayslater,Li’lZéisso pleasedwiththefactthatRocket’sphotowasprintedonthefrontpagethathe againtellstheyoungphotographertotaketheirpicture,andhereseveralof themholdstheirgunssidewaysinthemannerirstestablishedasagangsta posebythecharacterO-Dog(LarenzTate)inMenaceIISocietyandnowseemingly de rigueur for nearly all cinematic gangsters, from The Usual Suspects (ChristopherMcQuarrie,1995)toTheDeparted(MartinScorsese,2006). Asviewers, of course, we understand that these young thugs’ desperate desires for recognition and acknowledgment trump competing ones, as we areabletograspfromtheoutsidethattheirdesires,whileunderstandable,are notintheirbestinterestsintermsoffreedomorsurvivability,soitseemsinevitablethatLi’lZé’swishtobeseenandacknowledgedbecomeshisdownfall. Withrecognitioncomesrecognizability,andbecausehiswarwithKnockout Ned’sganghasalsoattractedsigniicantmediaattentionbyviolentlyspilling outofthefavelaintothepublic’sawareness,thecorruptandlazypolicehave toinallydosomethingaboutallthemayhemtheyoungthughasbeencausing.AfterstillanotherviolentconfrontationwithNed’sgang,Li’lZéiscaught, buthispolicecaptorsreleasehimwhenhepaysthemoffwiththelastofhis money.Becauseheisnowbrokeandweaponless,andhisganghasbeendecimated by recent encounters with Ned’s gang and the police, younger, more ruthlesschild-thugsLi’lZéhimselfhadarmedkillhim,andthusthecycleof
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fig.35 O-Dog(LarenzTate)iringhisgunsideways,therebyestablishingacinematic gangsterimage(MenaceIISociety,1993)
poverty,racism,gangs,violence,anddrugsgoesonundisturbedbyallthese characters’ misguided efforts to be seen as full-ledged human beings and escapethedeterminativetrapsofthefavelas.Thestructuralembeddednessof theseinstitutionalformsofsocialoppressionremainsundisturbed. Whilesomemayobjectthattheseviolentandcruelgangstaswhoselives aredrivenbyvengeanceanddesireformoneydonotdeservethesamerecognitionasdecentandlaw-abidingpeople,itisimportanttorememberoneof Mulhall’sobservationsaboutthereplicantsinBladeRunner.Withintheilm thesecharacters’humanity“isinthehandsoftheirfellows;theiraccessionto humanstatusinvolvestheirbeingacknowledgedashumanbyothers,andif theirhumanityisdenied,itwithers.”65Sotoo,characterslikeLi’lZéandhis cohorts:withoutrecognitionandacknowledgmentfromothersthattheyare fullyhuman,theirownhumanityhaswitheredfromlackofattention,thereby makingpossiblethebrutalityandviolencethatcharacterizestheiractions.As beingswhoareseenbyothersaslessthanfullyhuman,theyseeothersasless thanfullyhumanaswell.Theyareproductsofothers’refusaltoacknowledge themasfellowhumanbeings,andtheirevilcharactersmaythusbeseenasa resultofthatfailure.66IfweaskourselveswhyLi’lZéandhisfellowgangstas areabletoactsobrutally,wehaveanimportantpartoftheanswerinrealizing theconsequencesofsuchwithholdings,fortheseactionsreproducewhatthey enact.Again,thisdimensionofblacknoirrevolvesaroundempathy—theway inwhichwemayseeasviewersthatitiswithheldfromtheseyoungcharacters, 65. Mulhall,OnFilm,35. 66. Ibid.,34–35.AsMulhallnotes(137n.5),StanleyCavellprovidesanextendedanalysisof acknowledgment(includinginteraliaremarksonslaveryandrace)inClaimofReason,371ff.
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evenasthenarrativeitselfcultivatesacriticalversionofitinusfortheseneedy, misguided,anddamagedyouth.Weunderstandwhytheyactastheydoeven aswerecoilfromtheirheinousdeeds,andthroughthispartialidentiication wefeel,astheydo,acertainangeratnotonlytheindividualsbutalsotheinstitutionsthatwithholdhumanacknowledgmentandrecognitionfromthem. AlthoughinsomerespectsitisaBraziliangangsterilmaboutstreetchildrenwithgunsàlaPixote(HectorBrabenco,1981),thepointIwanttoemphasizehereishowCityofGoddiffersfromitspredecessorinthatitappropriatesmanyofthethematicsandnarrativestructuresofblacknoirinorderto transposeitsstoryoftheRiodeJaneiroslumsintoareadilyunderstandable narrative that may be recognized internationally. Like many black noirs that precededit,CityofGodfocusesondrugs,guns,gangs,andhowcriminality representsaseeminglyattractiveandglamorouswaytoputfoodonthetable foritsyoung,desperatecharacters.Criminalityispresentedasaprofession thatallowsonetoberecognizedandacknowledgedasapower,apersonof value, in a society that would otherwise denigrate these individuals’ moral statusintothatofexpendablebeings,morelikeathingthanaperson,touse Kant’sfamousdistinction.67Theilmalsodepictsakindofpervasivemoral corruptionthatisbothmadepossibleandencouragedbythesocietyaround it.TheexpendabilityofthefavelaresidentsservesacrucialfunctioninBraziliansociety.Theyareacheaplaborforce,readytodoatanytimetasksthatno oneelsewouldwanttodoforsuchscandalouslylowwages.Theyalsoprovideotherservicesvaluedbybourgeoisandupper-classmembersofBrazilian society,evenwhentheseactivitiesareillegalanddangerous,suchasdistributing drugs or maintaining networks of prostitution. The racial oppression andhumandegradationportrayedintheilmarethelipsideofwhatW.E.B. DuBoisoncecalled“thepublicandpsychologicalwage”ofwhiteness.68They are,inotherwords,theresultsofthesocialandmoralpenaltiesofblackness inaworldwherehumanbeingsremainrankedaccordingtoattenuatedconceptionsofraceandwhitesuperiority. Eventhoughtheilmisinonesenseaboutthe“successstory”ofRocket’s escapefromthisnotoriousslumbecauseoneofhisphotosofLi’lZéandhis gangfortuitouslybecomesvaluablefront-pagenews,thenarrativemakesclear howaccidentalthatescapewas— dependentonarbitrarywhimandchance, nothardwork,determination,andhavingthepatienceofJob.Innowaydoes it recommend Rocket’s story as a model for success or any sort of solution to the circumstances depicted in the slum. Rocket’s escape from the favela remainsastrokeofgoodfortune,asingularchanceoccurrencenotlikelytobe repeatedoremulated.Rather,theconstructionofCityofGod’snarrativecalls fortheviewertorelectonthedepthsofmoraldepravityandcallousnessthat 67. ImmanuelKant,GroundingfortheMetaphysicsofMorals,3rded.,trans.JamesW.Ellington(Indianapolis:Hackett,1993),35–36. 68. W. E. B.Du Bois, Black Reconstruction: An Essay Toward a History of the Part in Which BlackFolkPlayedinanAttempttoReconstructDemocracyinAmerica,1860–1880(NewYork:Harcourt,Brace,1935),700.
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make such conditions possible. It places into question the presuppositions that undergird ways of thinking and acting such that places like Cidade de Deusmayexistandthrive.Inthisway,CityofGoddirectsitsviewersbymeans ofblacknoirconventionstothinkrelectivelyandphilosophicallyabouthow formsofracismdifferentfromthoseintheUnitedStatesmaycontributeto theoppressionofhumanbeingsonanevenbroaderscale.ItturnstheirattentionstoworldwideracialoppressionandtoproblemsoftheAfricandiaspora ingeneral,ratherthanparochialconcernslimitedtoNorthAmerica. InthissenseCityofGodrepresentsadevelopingconsciousness—a“noir Atlantic,”asensibilityabouttheglobalconnectednessofvariousoppressions, as well as an awareness of various shared values, ideals, and possible solutionsthatmightremedythesocialproblemsposedbysuchoppressions.As acombinationofnotonlyblackcriticalperspectivesonWesternidealsbuta thoughtful retention of some, such as justice, equality, and freedom, black noirrepresentswhatGilroyhasdescribedasahybridizedwayofthinkingthat couldpotentiallyexceednationalbordersandofferapoliticsandphilosophyof transiguration.Similarly,TommyLotthasarguedthatblack(American)ilm itselfisahybridizedandpolyvocalartform,makingitgenerallyamenableto blackAtlantic–typeconcerns.69ConsistentwiththemoreexplicitlyphilosophicalworkofMills,Gordon,andothers,blacknoiralsoembodiesthesortofDu BoisiantwonessordoubleconsciousnessthatGilroyarguesisadimensionof someblackmusic,whichamountstoapopular“philosophicaldiscoursethat refusesthemodern,occidentalseparationofethicsandaesthetics,cultureand politics.”70AlthoughIwouldarguewithGilroythatWesternmoralphilosophy isgoingthroughanagonizingtransformationratherthanitsdeaththroes,I agreewithhisanalysisthatsomeaestheticculturalexpressions,suchasthose foundinblackmusic,blackliterature,orblacknoir,offercrucialphilosophical lessons that have escaped strangulation by means of myopic categorizationsexempliiedbymuchofthewhitephilosophicaltradition.71ThusIwould arguethatthisinternationalizationofblacknoirrepresentsthedevelopment of a “noir Atlantic,” an American inluence that is, for a change, liberating ratherthanoppressive. Along with City of God, in regard to the development of a noir Atlantic wemightalsonotewhiteBritishdirectorStephenFrears’sDirtyPrettyThings (2003),whichmanycriticsidentiiedasailmnoir.72Thisilmexaminesthe strainedcircumstancesofillegalthird-worldaliensinirst-worldcitiessuchas polyglot,multiculturalLondon.Inthismanneritsnarrativepromptsviewer realizationabouthowdesperatesituationsareformanysuchworkers,whose labor makes luxury, comfort, and ease possible for those in the upper echelonsofurbansociety.Italsopromptsrelectiononhowtheirdesperationis 69. Lott,“AestheticsandPolitics,”288. 70. Gilroy,BlackAtlantic,38 –39. 71. Ibid.,39. 72. See,forexample,ElvisMitchell,“AmidtheLuxury,ImmigrantsinPeril,”NewYorkTimes, July18,2003,E13,andSilverandUrsini,FilmNoir,9.
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typicallyracedinnewlyevolvedwaysthatwouldhardlyhavebeenimaginable afewyearsago. The ilm’s main character, Okwe (Chiwetel Ejiofor), is a former doctor fromNigeriawhowasforcedtoleehiscountryandworkillegallyintheinvisible economy of London. From the beginning the narrative presents Okwe asagood,decenthumanbeingwhoissurroundedbycorruptionandtrying desperatelytoresisttheeasyimmoralitythatconfrontshimateveryturn.Like EasyRawlinsinDevilinaBlueDressorVictorDunhaminClockers,heistrying arduouslytoresisttheeviltemptationsthatcouldbehissimplybynotdoing certainthings,orthathecouldeasilyembracebecausetheywouldrequirethe simpleexerciseofskillshealreadypossesses.Theilmthuscentersaround thewayinwhichOkwemaneuvershiswaythroughthisseaofmoralsleaze, againmakingthepointthatchanceplaysasigniicantroleinhiscircumventionofit,butofferingmorehopethanCityofGodthathumanqualitiessuch as resourcefulness and integrity may offer potential for making one’s way throughthistwenty-irst-centurynoirunderworld. WhileDirtyPrettyThing’snarrativeisraciallyinlectedandrecognizably noirish, it seems more of a irst cousin to black noir than a member of the immediate family. Nevertheless, its story is arguably indirectly indebted to blacknoirinthesensethatthisilmformhaspavedthewayforpopularunderstandingsofcinematicnarrativesthatincorporatecriticaldimensionsofrace by means of noir techniques. But the broader point I wish to make here is thatIdonotseetheneedtorestrictthedevelopmentofnoirAtlanticilmsto blacknoirorigins.Othersourcesmaybeenlistedaswell,suchasblacknoir’s inspiration,classicilmnoiritself,dependingonthesource’sutilityindepicting particular aspects of global oppression. Noir Atlantic ilms thus parallel manyconcernsexaminedbyblacknoirsandattimesborrowtechniquesfrom them,butthatborrowingneedbynomeansbeexclusive.Dependingoftheir usefulness,noiraestheticstechniquesmaybederivedfromelsewhereaswell, evenasblacknoiritselfhaspreparedthecognitivesoilforthisinternational ilmform. Inthiscontext,itisusefultoconsiderMeirelles’smorerecentfeatureThe ConstantGardener(2005),whichparallelsblacknoirconcernsbyemploying moretraditionallynoirmethodstoconveystartlingdepthsofcorporatecorruptiononaninternationalscale,inparticularitsracialdimensionsinusing poor,desperateAfricansasguineapigsforexperimentaldrugs.Althoughthe ilmframesitsnarrativebyfocusingmainlyonthetragiclovestoryofwhite BritishcharactersJustinandTessaQuayle(RalphFiennesandRachelWeisz), it uses Justin’s quest to discover the circumstances of his wife’s murder to guideviewersthroughtheirowndiscoveryofnoirishiniquityonthepartof unscrupulouspharmaceuticalcompaniesbentonproitingfromtheirproducts,regardlessoftheirsafetyorthehumancostoftestingthem.Pressedinto serviceasadetectivetoinvestigateTessa’smysteriousdeath,Justintracesher clandestineactivitiesasasocialactivistwhosoughttomakepubliconesuch company’stransgressions.Hethereforefunctionsasasortof“ordinaryman”
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noirprotagonistwhoisfaroutofhisdepthindealingwiththemoralcorruptionheuncovers.LikeJakeGittes(JackNicholson)inChinatown,heseeksto indthetruthanddowhatisright,butiswoefullyunpreparedtoconfrontthe profundityofhumanevilthathithertohewouldhavefoundunimaginable. Muchoftheilmfunctionsasadetectivenarrative,withtheviewer’sknowledge restrictedtothatoftheprotagonist’s,sothatwhenJustindiscoversthegravity ofevilinthispharmaceuticalcompany’sdoings,aswellasinhisco-workers attheBritishconsulate,whohavecolludedwiththiscompany,andtheextent to which they will go in keeping their activities secret—including ordering themurderofTessa—weareassurprisedashe.Ingriefandshock,Justin nonethelesspursuesdiscoveringthetruth,evenafterhehashispassportconiscated,isbeatenup,andiswarnedoffthecaserepeatedlybythoseinvolved. Hebecomesmoreandmorefatalisticabouttherealizationthatknowingthe truthcouldresultinhisownmurder,andoncehefullygraspsthedangerheis inheseemstoinviteitsinevitability.Thenarrativethusbecomesincreasingly deterministicasitwendsitswaytoaconclusion,betrayingstillanotherdebt tonoirnarrative. Ontheotherhand,theilmisnotdiscerniblyindebtedtoblacknoir,except insofar as it similarly uses noir techniques to criticize problems focusing aroundrace.YetMeirelles’sabilitytomakethisilmnodoubtrestedheavily on his success in using black noir conventions in City of God. In the guise of an international noir thriller based on John Le Carré’s best seller of the same name, The Constant Gardener imparts a sense of outrage concerning theracialinjusticescausedbyeventstakingplacewithinitsictionalworld. Moreover,byvirtueofitspointedanalogiestoreal-lifecorrespondents,italso conveystoviewersasimilarsenseofoutrageregardingeventstakingplacein theworldaroundthem.Corporatecorruptionandiniquityofthisnatureare notunknowntomostviewers,soitwouldbeeasyforthemtotransfertheir sentimentstoactuallyexistingcounterparts.73Thus,likemanyblacknoirsthis workaimstoraiseviewerawarenessregardinghithertounnoticedfeaturesin theirlivestowhichadvantagemayhaveblindedthem.Intheserespects,The ConstantGardenerisanoirAtlanticilm. AfurtherexampleisAustraliandirectorPhillipNoyce’sCatchaFire(2006), whichdepictsasympatheticblackmaleprotagonist,PatrickChamusso(Derek Luke),attemptingtolivean“ordinary”lifeundertheextraordinaryconditions ofapartheidexistinginSouthAfricaduringtheearly1980s.Whenabombing occurs at the coal gasiication plant where he works, an antiterrorist police unitabductsandtortureshimbecausehewillnotaccountforhiswhereabouts thenightthebombingoccurred,becauseheisattemptingtohidethefactthat 73. Forsomerecentexamples,seeGlobalCorruptionReport2006:SpecialFocusonCorruption and Health, http://www.transparency.org/publications/gcr (accessed September 7, 2006). This concern for making people think about real-life correspondents seems to have been Le Carré’sintentionaswell.See“Author’sNote,”TheConstantGardener(NewYork:Scribner,2001), esp.490 –91.
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hewasvisitinghisyoungson,whowastheresultofanadulterousaffair.Eventuallytheunitabductsandtortureshiswife,Precious(BonnieMbuli),aswell, atwhichpointPatrickconfessestothecrimesothattheywilllethergo,even thoughhehadnothingtodowiththebombing.Becausetheheadofthepolice unit,NicVos(TimRobbins),nowrealizesthatPatrickcouldnothavetaken partintheterroristattack(thedesperatehusbandconfessestothewrongway of admitting the terrorists), he lets the oil reinery worker and his wife go. Yet not only has damage of the physical kind already been done to Patrick, butpsychologicalrepercussionshavebeenputintoeffectaswell.Becausehe hasbeenneedlesslytorturedandhumiliated—andlosthisjob,thisapolitical blackmanhasinallyappreciatedthedepthofevilembodiedbytheformof whitesupremacyunderwhichhelives,soheleaveshisfamilyandtrainsasa terroristinnearbyMozambiqueandAngola.Monthslaterhesecretlyreturns totheoilreinerytoactuallyblowitup,thusenactingwhatheandPrecious hadbeenwronglytorturedforbeingcomplicitinearlier. CatchaFiremaybeconsideredanoirAtlanticilmbecauseitusesfamiliar noirtechniquestodepictitsstoryregardingracistoppressionandthemain character’sattemptstorespondtoit.Toldinlashbackandusingavoiceover that gives the story a considered moral perspective, the narrative portrays a lawedcharacterfollowingapathofnoirdeterminismthathasbeenimposed onhimbySouthAfricanapartheid.Theilmdepictshowevenordinaryindividualscouldbecometerrorists,giventheproperconditions,apossibilityconvincingly sketched by Adam Morton.74 Based on the life of the real Patrick Chamusso, the ilm offers for our consideration the story of someone who joinsthemilitaryarmoftheAfricanNationalCongresstooverthrowthesittingSouthAfricangovernmentbecauseherealizesthat,fromtheperspective ofthewhitescontrollingthenation,itdoesnotmatterhowheacts:theywill treathimasaterrorist(guiltyuntilproveninnocent)anyway,sohemightas welllendahandinputtinganendtosuchasociallyoppressiveinstitution. (Somuchfor“constructiveengagement.”)Inwaysanalogoustothemanner inwhichblacknoirslikeMenaceIISocietysoughttomakeclearhowoppressivesocialconditionscouldpropelyoungblackmenintolivesofcrime,Catch a Fire shows how late-era apartheid readily produced the very individuals it hopedtoeliminate—alesson,perhaps,thatother,morecontemporaryworld leaderswoulddowelltoheed.Bycarefullybuildingupdetailsthatcurrynot onlyoursympathybutourempathyforsuchacharacter,thisnarrativeencouragesustosidewithaprotagonistwhoisdriventoterrorismbytheblindness ofwhitesinthegripofaparticularlyvirulentformofracism. Interestingly,theilmalsooffersawhiteantagonistintheformofRobbins’s character Vos, who is “the equivalent of a sympathetic Nazi,” in the words of Los Angeles Times reviewer Kenneth Turan.75 Convinced that what 74. Morton,OnEvil,esp.87– 88. 75. Kenneth Turan, “Catch a Fire: Derek Luke does justice to tale of wronged man,” Los Angeles Times, October 27, 2006, http://www.calendarlive.com/printedition/calendar/ cl-et-catch27oct27,0,7324199.story.
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hedoesisrighteousandwilleventuallyleadtoabetterlifeforall,Voscarefully manipulates his abductees in an effort to eliminate the leaders of the resistance, even to the point of taking Patrick to Sunday dinner so that he can soften him up for questioning later. As a man with children whom he teachestoshoothandgunseficientlyinthepossibleeventoftheirhavingto protectthemselvesfromblacks,whooutnumberwhitesbymorethaneight toone,Vosisportrayedassomeonewhohaswell-deinedsensesofcompassion,justice,andthegoodlife,butishorriblymisguidedbytheracistideologythatstructuresnotonlyhisgovernmentbuthisthinkingaswell.Inthis waythemoraldistancebetweencriminalistic,good-badprotagonistandpolice antagonistisconsiderablyreduced(althoughnoteliminated),whichisagaina commonnoirconvention.Atthesametime,thismovetosimilarlyhumanize bothcharactersprovidesgroundsforthepossibilityofreconciliationbetween theopposingsidesthesenarrativeiguresrepresent,somethingthattheilm clearlyseekstoadvocate,asillustratedbyitsrelativelyupliftingblacknoirending.76Inthissense,theilmseekstobothrecognizearacistpastandprovide usableresourcesforanonracistfuture. Finally,letmesuggestthatChildrenofMen(AlfonsoCuarón,2006)isa noirAtlanticilmaboutwhitefearsoftheother.Setinanot-too-distantfuture Britain,thestoryexploreshowthesefearscouldrunrampantasaresultof globalcatastrophe.LikeSummerofSamandTheConstantGardener,theilm usesthevehicleofaligningviewerswithawhitemaleprotagonisttoexplore theseracialanxieties.TheoFaron(CliveOwen)isapatheticallywatchinghis worldcrumblearoundhimwhenhislong-departedex-wifeJulian(Julianne Moore) goads him into caring about its fate and helping her facilitate what amountstoamiracle—thebirthoftheirstinfantinthisictionalworldin nearlytwodecades.Intheguiseofanactionthriller,weseeparadedbefore us a catalog of white racial paranoia played out to its logical conclusion at thesametimeamotleygroupofbarelyorganizedrebelsandmalcontentstry toassistayoungpregnantblackwoman’sescapefromtheBritishIslestoa possiblymythicalsafehaven,whereshemightraiseherchildwithoutbeing exploitedbyruthlessgroupswithdubiouspoliticalagendas. Children of Men uses the presumed cinematic “universality” of Owen’s whitemaleprotagonisttoexaminethereactionaryexplosivenessofanxietiesfeltbymanywhitesthattheymaybeabouttoslipintotheirworstnightmare — minoritystatus.Whilethisisactuallytruegloballyaswellasbeing a certainty nationally for the United States within the next half-century, whiteadvantagehasprotectedmanywhitesfromthesefacts.ButChildren of Men exploits the latent racial angst of white advantage and deploys it metaphoricallyagainstthoseinsuchpositionsofpowerwhilestillproviding hopethatbyworkingtogetherhumanitymightyetfreeitselffromadestitute,noirishend.HailedbysomecriticsasaBladeRunnerforthetwenty-irst 76. Morton explores the possibility of reconciliation with evildoers as well; see On Evil, 104–35.
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century,77thisilmalsoseemstohavequalitiesthatlinkittoblacknoirand itsinternationaldescendant.WithacastandcrewfromaroundtheAtlantic (Mexican, British, American) and themes of moral ambiguity, alienation, anddissatisfactionwiththestatusquointerweavingwithincendiaryaction sequences, Cuarón’s ilm invokes thoughtful relection about what could happen,givencurrentracialconditions,ifglobalcatastropheweretoactuallyoccur.Would,forexample,unjustsocialinstitutionsbecomeevenmore soinconformitywithexistingpreconceptionsofrace?Wouldextremeforms ofwhitesupremacyindcurrencyandrunrampantinwaysthatdominated countries where white advantage still retains an edge? The ilm uses our sympathetic and empathetic emotional responses to noirish underworld charactersconinedbycircumstancetoencourageustoconsideradystopic futurewhereracehasfundamentallydeterminedthesocialorderandpromisestosquelchallhopeforhumanity.Athematicallyandtonallydarkilm, Children of Men asks us to think about the possible consequences of our inaction about race and its effects on the environment, including the end ofthehumanraceitself,allforthesakeofmaintaininganideathatmainstreamscienceitselfhasnowprovenconclusivelytohavenobasisinobjectivereality. Filmssuchasthesearecapableofgettingaudiencememberswhoarenot conined by nationalistic boundaries to scrutinize the dilemmas of African andotherdiasporicpopulationsingeneralwhileatthesametimeembodying thesortoftransnationalandhybridizedwaysofthinkingoutlinedbyGilroy asindispensabletoovercomingproblemsofrace.Thisdevelopmentadvances aestheticcapacitiessimilartothosepossessedbyblacknoirinordertofocus audienceattentiononmattersofsocialdisadvantagegloballywhileindicating directionsforresolutionbymeansofwaysofthinkingthatcombineEnlightenmentidealswithblackcritiquesoftheircurrentlyexistingconigurations. Again, like the work of recent philosophical theorists of race, noir Atlantic ilms provide not only anatomies of racism and other oppressions on the globalstage,butinadditionthehopethatsuchsocialdificultiesmaybeovercome.Crucialtothesuccessofsuchliberatoryprojectsistheidentiication, examination, and critique of various presuppositions about human beings embedded in the background of typical ways of thinking and acting, which notonlyblacknoirsbutalsonoirAtlanticilmsseektomakeevident.Utilizing readilyaccessiblecinematictechniquesderivedfromilmnoirtodepictracial andothersocialoppressions,theseilmsalsopushustothinkphilosophically. Bygoadingustouseourmentalpowerstothinkdeeplyandrelectivelyabout thesemattersandtheirimportancetooursensesofselfandourlives,such ilmsobligeustoachievethatlevelofprofundityastheypointusinthedirectionofgreaterrealizationsofhumanity,bothourownandthatofothers. 77. Forexample,KennethTuran,“ChildrenofMen”(review),LosAngelesTimes,December22, 2006,http://www.calendarlive.com/printedition/calendar/cl-et-children22dec22,0,180035.story (accessedNovember15,2007).
conclusion race,filmnoir,andphilosophicalreflection
Letususealittlephilosophy. —FrederickDouglass
InthisbookIhavearguedthatnoircinemaprovidesopportunitiesforthinking, believing, and knowing differently about race—for contributing to an alternative naturalized epistemology such that apparently intractable problems of social disadvantage might be thoughtfully addressed and explored. Bypossessingthecapacitytoencouragerelectiveexaminationofbeliefsand presuppositionsthatpermitaswellasmaintainformsofdisadvantage,this popularartformhasthepotentialtohelpviewersachievegreaterinsightinto whatpreventsourmoralideals,suchasthoseforjusticeandequality,from beingfullyimplemented.Whileilmnoirmayalsobeusedinconservativeor reactionarywaystocriticize“decadent”practicesorregisterothergrumblings of the ideological right, many ilmmakers ind its techniques and themes crucialformakingvisiblenewwaysofseeingandunderstandingtheroleof raceincontemporarysociety.Assuch,thebestofblacknoirandnoirAtlantic ilmscanbeseenaspartofwhatClydeTaylorcallsan“imperfectnarrativeof resistance,”inwhichilmmakersusemainstreamaswellasunconventional cinematicpracticestosubvertideasthatmanypeopleeitherwouldneverthink of questioning or would accept at irst glance as unobjectionable and nothingoutoftheordinary.1Theseilmsthusdefamiliarizeuswithwhatwetake to be “normal” (namely, typical presumptions regarding race, class, certain kindsofindividuals,andsoon)inthefashionofphilosophicalthinkerssuch asThoreau,Cavell,Wittgenstein,Fanon,Mills,Gordon,andothers.2Byforegroundingconsiderationsofrace,manyoftheseilmshelptobreakdownthe dominanceofthe“whitegaze”andpermitgreateracquisitionofknowledge concerningracializedexperience“fromtheinside.” 1. Taylor,MaskofArt,254ff.SeealsoLott,“AestheticsandPolitics,”282 –302. 2. Thoreau, Walden, esp.1– 64; Cavell, In Quest of the Ordinary, 9 –25; Cora Diamond, “The Dificulty of Reality and the Dificulty of Philosophy,” in Reading Cavell, ed. Alice Crary andSanfordShieh (London: Routledge, 2006), 98 –118; O’Connor, Oppression and Responsibility,esp.1–20,111– 40;LudwigWittgenstein,OnCertainty,ed.G.E.M.AnscombeandG.H.von Wright, trans. Denis Paul and G.E.M.Anscombe (1969; repr., New York: Harper Torchbooks, 1972);Fanon,“LivedExperienceoftheBlack,”184–201;Mills,RacialContract;Gordon,Fanon andtheCrisisofEuropeanMan,38 – 66.
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Indoingso,thesenewformsofnoircinemahavenotonlyexploitedbut expandedwaysofelicitingempathyandsympathyfornarrativecharactersby providing new and novel techniques to present them. By using the sort of “epistemologicaltwist”describedbyGeorgeWilsontomakeviewersseeand understandcharactersinhithertounconsideredways,blacknoir,forexample, hasdevelopednarrativemethodsfordepictingsympatheticwhitecharacters and suggesting insights about the complicated ways their identities can be raced.Byeitherdistancingviewersfromordrawingthemclosertosuchcharacters, black noir narratives make available new perspectives on the diverse phenomena that comprise racialized moral thinking for different forms of whiteness. It is worth noting that this technique can now be found in even more mainstreamHollywoodilm:theAcademyAward–winningCrash(PaulHaggis,2005),forexample,offersatleasttwosuchsympatheticracistcharacters, LAPDoficersTommyHansen(RyanPhillippe)andJohnRyan(MattDillon). Itisinstructivetocontrasttheseusesofthecharactertypewiththoseinthe ilms I have analyzed, as it shows a greater effectiveness of certain uses of thisnarrativetechniqueoverothers.LetmeirstdescribetherelevantnarrativedetailsfromCrash.Unabletocontrolhisboilingangerandresentment towardblacks,onenightOficerRyanpullsovertheprosperousblackcouple Cameron(TerrenceHoward)andChristina(ThandieNewton),knowingfull wellthattheircarisnottheonejustreportedstolen.Theilmmakesclearthat Ryan’ssoleaimistoharassthiscouple,whichhedoestoChristinainparticularbymolestingherundertheguiseofsearchingforweapons,asCameron lookson,unabletoprotecthiswife.Thenextday,afterstillmoreracial(and gendered)frissonresultingfromafailedattempttogethelpforhissickfather fromafemaleAfrican-AmericanHMOsupervisor,Ryancomesacrossatrafic accidentandindshimselfinthemiddleofrescuingChristina.Whilehehad begunhiseffortstofreeherwithoutknowingwhoshewas,inthisinstance hecarriesonfollowinghisdutyasapoliceoficerandworkingtodisentangle herfromherjammedseatbelt,ratherthanactonhisfeelingsasanantiblack racist.AfterarathermanipulativesequenceRyanmanagestodragChristina fromherlamingvehicle,evenaftershehasscreamedathim,triedtorepel him,andaskedforanyoneelsewhomightbeabletohelpher. Oncehehascarriedhertosafety,whathehasdoneinspiteofhispersonal biasesseemstodawnonhim.Thecameralingersonhisexpressionofsurprisedrealizationinasortofabbreviated“sceneofempathy,”givingviewersa chancetocontemplateandabsorbhisinterioremotionalexperience.3Yeteven thoughwearelatergivenanadditionalglimpseofhimthinkingashedrives homethatevening,thenarrativenevermakesclearpreciselywhatRyanwas feelingduringthosemomentsthecameralingeredonhisface.Wearenotprovidedwithfurtherelucidationofhisrealization,norwhetheritwillleadtoany changeonthischaracter’spart.Hasherealizedwhatabigothereallyis,such
3. Plantinga,“SceneofEmpathy,”239 –55.
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thathefeelsheshouldnowactdifferently?Hasheseentheconlictbetween hispersonalprejudicesandhisdutiesasapoliceoficerinamultiracialcity likeLosAngelesasaproblemhemustresolve?Hasheatleastrealizedthathe hasrecognizedChristina’shumanityinspiteofhimself ?Becausewedonot knowenoughabouthimasacharacter,theilmdoesnotmakeRyan’sinner experiencetransparent.Asviewersweareleftwithaseriousopacityregarding whathehasultimatelylearnedbysavingChristina.Thenarrativeplainlysignalsthathehasrealizedsomething,butspeciicallywhatneverbecomesclear, nordoeswhatweasviewersaretomakeofthischaractertwist. HispartnerHansen,ontheotherhand,thenarrativetakesintheopposite direction.AppalledbyRyan’sovertracism,hehashimselfreassignedtohis ownsquadcarandthenextdaydiscovershimselffacingaraginganddespairingCameronheldatgunpointbysomefellowLAPDoficers.Driventothe pointofself-destructionbyaseeminglyendlessstreamofracistslightsand affronts,Cameronhasrefusedtocooperatewiththeseoficerssurrounding hiscarafterawildchasethroughtheLAstreetscausedbyanattemptedcarjackingofthiswell-offblackman’sSUV.Ashetauntstheoficersthreatening himwiththeirweapons,HansenrecognizesCameronasthehusbandhisexpartnerRyanhadhumiliatedthepreviouseveningandintervenesinhisfavor, stepping into the line of ire so that his fellow oficers would have to shoot him,too,inordertoshootthisuncooperativesuspect.Theyoungpoliceoficermanagestodefusethesituation,calmCameron,andsendhimhomewith onlya“harshwarning,”ratherthana“bloodystumpforahead,”asHansen indelicatelydescribesthelikelyoutcomeofthisconfrontationifCamerondoes notstopinsultingtheangrypolicemenaimingtheirloadedweaponsathim. ThatnightasHansendriveshomehepicksupablackhitchhiker,Peter (LarenzTate),withwhomhehasanescalatingargumentaboutwhetherblacks couldlikecountrymusicorhockey(Whydoesheobjecttothesepossibilities? Whathaveweseeninhischaracterthatwouldleadustobelievehewoulddo so?),andwhoselaughteratareligiousstatueinHansen’scarrilestheyoung oficer.Amomentlater,whenPeterattemptstoshowhimsomething,thisoffdutycop,actingonhis(andmuchoftheaudience’s)presumptionthatapoor youngblackmanislikelytobeacriminalcarryingagun,shootshispassenger asPeterpullsanidenticalSt.Christopherstatuefromhishippocket.Hansen thendumpsPeter’sbodyinsomeroadsideweedsandburnshiscartohide hiscrime.Thewhitecharacteraudienceshadassumedtohavehadthegreatestsympatheticunderstandingofblacksthuskillsayoungblackmaninthe racistbeliefthatheposedagreaterphysicalthreattohimthanotherhuman beings.Hansen,too,turnsouttobeasympatheticracistcharacter,although theoppositesortfromhisformerpartnerRyan.WhilethelatterislikeRocco inClockers—thatis,aracistwhoatthesametimeisableto(occasionally)do goodactsforblacks,Hansenturnsouttobeasympatheticcharacter,likeSal inDotheRightThing,whoalsoharborsracistbeliefs. Inspiteoftheadmittedsalutaryeffectsthat“mainstreaming”suchtechniques will likely have, the awards given to this ilm, and high praise from
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criticsliketheNewYorker’sDavidDenby,4Iwouldarguethatthesecharacters donotfunctionasinsightfullyasthesympatheticracistcharactersIdescribe in this book, mainly because Crash does not use its epistemological twists aseffectively.Thecharactersarenotdevelopedtoanextentthattheshockin realizingtheiropposingtraitsismorethansurprisinginanO.Henry-ishsort ofway.Theiractionsremaintoasigniicantdegreeincomprehensible,given whatweknowofthesecharacters,becauseoflessin-depthdevelopmentand consequentlymoretenuouscharacterengagementwiththem.Theforegoing narrative motivates these twists too weakly. It is unclear what the ilmmakers intend the viewers to learn from such narrative revelations, beyond the idea that characters may contain surprising racist or nonracist quirks. Why did Ryan choose to continue performing his duty as a police oficer, rather thanactonhisraginghatredforblacksandsimplygiveup?Whatdoeshe learnfromhavingdoneso?Willheactsimilarlyordifferentlyinthefuture? Do we, as audience members watching this character, learn more than we mightfromwatchingClockersandrelectingonRocco?Whatforeshadowing in Hansen’s character do we have that he might harbor racist beliefs about youngblackmen,beyondhisrathersurprisinginalargumentwithPeterand theominouswarningfromRyanthathereallydoesnotknowhimself ?What dowelearnabouthumanityorracismfromHansenthatwecouldnotalready havelearned—andlearnedbetter—fromcontemplatingthecharactersofSal, Hurricane,orevenToddCarterinDevilinaBlueDress? ContrarytoDenby’sassertionthatCrashdoesbetterwhatSpikeLeehas beendoingfornearlytwodecades,Iwouldarguetheopposite—thatLeeand otherblackilmmakers’deploysuchcharactersmoreeffectivelybecausetheir usesinvolvemuchmoredeveloped,insightful,andcomprehensiblecharacters.WeknowSal,Hurricane,Rocco,andevenCarterwellenoughtograspin detailwhencetheirmoralcomplicationsarise,unlikethecasesofLAPDoficersRyanandHansen.Thuswemayachieveamorethoroughunderstanding oftheinnerworkingsofwhiteracismthroughtheworkofilmmakerslike LeeandFranklin,whoprovidemuchmorethoughtfulacknowledgmentsthat “theintolerantarealsohuman,”touseDenby’sforgivingphrase(110).While whollywelcomeasacontinuedcinematicexplorationofxenophobiaandits perniciouseffects,thenarrativeofCrashseemsatleastinthisrespectlesssatisfyingthanthoseofDotheRightThing,OneFalseMove,Clockers,orDevilin aBlueDressbecausetheseearlierilmsoffermoreperceptive,discerning,and intelligibleusesofthesympatheticracistcharactertype.Inthissense,then, CrashcouldbeseenasDotheRightThing“lite,”evenifitdeservespraisein otherrespects.5 Anothercrucialthemeunderscoredbytheilmsanalyzedinthisbookis thatilmnoirisoftenaboutempathy.AsIhavefrequentlynoted,aconsiderable 4. DavidDenby,“AngryPeople”(reviewofCrash),NewYorker,May2,2005,110. 5. AlthoughI will not develop the argument here, I suspect that a more developed and insightful“mainstreamed”sympatheticracistcharacterisLeonardoDiCaprio’sDannyArcherin EdwardZwick’sBloodDiamond(2006),whichIalsothinkqualiiesasanoirAtlanticilm.
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numberofnoirnarrativescultivateempatheticviewerresponsesforsocially marginalizedcharacters.Thisfactaboutilmnoirenablesilmmakerstotell affectingstoriesaboutracedhumanbeings:noirpatternsforcultivatingempathy thus allow for the presentation of pathways of understanding for audiencesregardinghowproblemsofracelookfromtheunderside,openingup thepossibilityforgreatercomprehensionofthebeliefs,situations,anddecisionsthatblacksinAmericaandelsewhereoftenface.Forexample,theilms analyzedinChapters4and5offerempatheticpresentationsandexplorations ofblacknihilism,providingthepossibilityforviewerstoimaginatively“slum it”andgraspthechallengeofpassivenihilism’sallureforyoungblackmen. Ofcourse,thereexiststhedangerofgeneratingdesirestoemulatethisform ofcriminalityinsomeviewersaswell,butthebestoftheseghettocentricnoir ilmsclearlyattempttoforeclosethatpossibilitybysuggestingthatalternativesremainavailable. Interestingtonoteinthisregardistherecentbiopiclooselybasedonthe lifeofrapperCurtis“50Cent”Jackson,GetRichorDieTryin’(JimSheridan, 2005).IagreewithRogerEbertthat“Amoreaccuratetitlemighthavebeen,I GotRichbutJustAboutEverybodyElseDiedTryin’,andSoDidI,Almost,”6but whatIwanttostresshereishowtheilmclearlyalludestotheearliernoircycle: itusesanextendedlashbackstructureandprotagonistvoiceovertotelladark andgrittycrime-drivennarrativeinwhichdrugdealingseemstobetheonly viablewayoutoftheghettoforyoungblackmen.Indoingso,itunderscores thatnearlyadecadeandahalflatermanythingsstillhavenotchangedfor them,suchasthegrindingpovertyofgrowingupblack,poor,andforgotten inurbanneighborhoods.SomeofitsscenesrivalthoseofClockersindepicting thespeciousallureofdrugdealing.“It’sfulloflong,lonelynights—andhard days,” the protagonist’s early mentor Majestic (Adewate Akinnuoye-Agbaje) tellshim.LaterMarcus(playedbyJacksonhimself )observesinhisvoiceover, “Thethingaboutbeingacokedealeronacorner,itwaslousypay. . . .Ifyou addedupallthehoursandtimespentwaitingaround,itwaslikeminimum wage. And if you added in the time you were likely to spend in prison, it waslessthanminimumwage.”Later,whencrackrevolutionizesdrug-dealing andMarcusmakesmoneyhandoverist,hestillrelectsthat“somethingwas missing”—andeventuallythenarrativemakesclearthatitisasenseofconnectiontoothers,“love,”inthetermthattheilmitselfoffers.Theseobservationshardlymakedrug-dealingasawayoutattractive,evenwhencompared toworkingatMcDonald’s.Inaddition,theilmunderscoresthislifeoption’s brutalviolenceandlikelihoodofendingindeath,asEbert’salternativetitling makesclear. Yettheilmaddsaninterestingplotdevelopmentaswell.Ratherthanhave theprotagonistdieattheendofhisextendedlashback,asinMenaceIISociety,Empire,orBamboozled,Marcussurvivesmultiplegunshotwounds(asdid 6. RogerEbert,“GetRichorDieTryin’:RappingHisWayOuttathe’Hood,”ChicagoSunTimes,November,10,2005,http://www.rogerebert.com(accessedSeptember21,2006).
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Jacksoninreallife)andgetsasecondchancetomakethingsright.Inthelast twentyminutesoftheilm,weseethatthroughcaringaboutothers,especially hislong-timefriendCharlene(JoyBryant)andtheirinfantson,heindsaway outofhispassivelynihilisticgangsterlife.InthisfashionGetRichorDieTryin’ seekstogobeyondMenaceIISocietyinparticular—towhichitconsciously alludes, as when Marcus has a prison conversation with his one-time boss andprobablefather,thedrugkingpinLevarCahill(BillDuke)—bymorefully actualizingthepossibilityforanactivenihilismthatbeginstoconstructnew possibilities for transvaluating values in ways that might be more humanly livable,anoptionthatasInotedearlierJacquelineScotthasoutlined.7Many problemsofnihilism’sallureremain,towhichtheearlypartsofthenarrative attest, but the ilmmakers consciously try to reach past them and explicitly depictapositivealternative. Ontheotherhand,GetRichorDieTryin’provideslimitedinsightregardingsolutionsthatmightbeemulatedinregardtotheproblemsitsovividly presents,asMarcus’ssuccessdependsfundamentallyonchance.LikeCityof God,itsprotagonist’sescapefromgrindingpovertyandracismisnotthekind thatmaybereadilymimicked,butconstitutesasingularsolutiondependent onitsmaincharacter’suniqueabilitiestorapandhisextremegoodfortune— forexample,atnotdyingafterhavingbeenshotninetimes.Still,evengiven theseshortcomingsGetRichorDieTryin’showsthatmorerecentblacknoirs remainworthyofourconsideration.Asanarrativethatdepictsafullersense ofactivelyseekingwaysoutofthetrapofpassivenihilismthanmanyofits predecessors,itoffersmoresubstantialhopethatsuchpotentialexists,even ifthatoptionremainsdificulttoaccess—aninsightthatshouldsurpriseno onewhohasthoughtaboutthesemattersinanydepth. Blacknoirhas,ofcourse,alsoopeneduppossibilitiesforempathizingwith stilldifferentkindsofhuman“others.”NoirAtlanticilms,asIarguedinthe previouschapter,providewaystodepicttheglobalconnectednessofvarious oppressionsbymeansofaccessiblepopularnarrativesthatcombineblackand WesterncriticalperspectivestorelectivelyassessandtransigureEnlightenmentidealssuchasfreedom,equality,andjustice,therebybringingintofocus possible shared values, ideals, and solutions. Given this characterization, I would argue that Hotel Rwanda (Terry George, 2004) may be read in part asanoirexplorationofhumancorruptionasgeneratedbywhitesupremacy. The ictionalized character of Paul Rusesabagina (Don Cheadle), who is of course based on his real-life counterpart, slowly realizes his faith in white European values leave him and everyone like him aside as humanly unimportant.AstheleaderofthetokenUN“peace-keeping”force,ColonelOliver (NickNolte),bitterlysummarizesforhim,“Wethinkyou’redirt,Paul. . . .The West—all the superpowers; everything you believe in. . . . We think you’re dung.You’reworthless. . . .You’reblack.You’renotevenanigger.You’rean African.”Unliketheirstworld’sresponsetogenocideinBosniajustafew
7. SeeScott,“’ThePriceoftheTicket.’”
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yearsbefore,notroopswillbesenttosavethethousandsandthousandsof Tutsisbeingbutcheredin1994Rwanda.Rather,sucharesponseisreserved for“whitesonly”becausethefullhumanityofAfricansisneitherrecognized noracknowledged.AsRusesabaginaisledtothedepthofthisrealizationand itsrootsinabanalized,“ordinary”evilofsubstantiallydevaluedblacklifein comparisontowhite,sotooistheaudience.InthiswayHotelRwandaisan AfricanilmnoirratherlikeCoupdeTorchon(BernardTavernier,1981).8While lacking many of the stylistic features of noir, thematically it shows viewers as much of everyday human evil’s operation as works like Chinatown, with theprovisothatitsfocusisraciallymotivatedsensesofhumanhierarchyand indifferenceinsofarastheyaffectAfricans. Atthesametime,HotelRwandaisalsoatleastrelatedtonoirAtlanticilms byvirtueofofferingaglobalperspectiveonwhitesupremacyanditsperniciouseffects,eventothepointofdepictinghowsuchthinkingaffectsAfricans themselvesregardingtheirsenseofhumanworth,bothintheirowncaseand thoseofothers.WhilestillclearlyvaluingEnlightenmentidealslikefreedom, equality, and justice, it also presents a scathing critique of their differential applicationbymeansofaligningaswellasallyingitsaudiencewithanappealing“ordinary”blackprotagonistwhoseextremecourtesyanddiscretiondraws viewersin,evenashelearnsthenoirishconsequencesofdifferentialhuman rightsapplications.WhilenotadirectdescendantofblackAmericannoircinema,onecouldarguethatitspossibilitydependedonblacknoir’spreexistence andsuccess,botheconomicallyandaesthetically,asitisunlikelythatsucha ilmcouldhavebeenmadewithoutthoseilmspavingtheway,bothingeneral andintermsofDonCheadle’sachievementofstardominpartbymeansof them(e.g.,asinDevilinaBlueDress). CavellianIndividualitiesandFilmasPhilosophy Hereitmightbehelpfultoremindreadersthatthesenewformsofnoirilm facilitate the development of non-mainstream “individualities” in Cavell’s sensebyprovidingtechniquesforelicitingrecognitionandacknowledgment of full-ledged humanity in characters that many audience members might notordinarilyrecognizeoracknowledge,forexample,gangstas,mentallyill blackhomelesspersons,ex-cons,andothersociallymarginalizedtypes.These ilmsdosobymeansofprovidinganalogicalbridgestotheircharacters’full humanitythatviewersmayutilizeingraspingthedeservednessofthisstatusforallthoserepresentedbysuchnarrativeigures.Thisrecognitionand acknowledgment can thus easily transfer over to the actual actors who play 8. InavideointerviewfortheCriterionCollectionedition,Tavernierdescribeshisilmas “theirstblackAfricanilmnoir,”butonethat“refuse[s]theconventionsofthegenre,”whichaptly describesHotelRwandaaswell.SeeBernardTavernier,“TavernierInterview”(KimHendrickson, 2000),onCoupdeTorchon,DVD,directedbyBernardTavernier(1981;TheCriterionCollection, 2001).
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thesecharacters,suchasCheadle,DenzelWashington,SamuelL.Jackson,or LaurenceFishburne.Thesenewformsofnoirfacilitatesuchatransference partlybecausetheyencouragerelectionandexpansionofvariousaudience presuppositionsregardingwhatitistobehuman.Theyraisetoviewerattentionpreviouslyunnoticedpresumptionsaboutidentityandraceinwaysthat callforcontemplationandrevision,notonlyincinematicviewingbutreallife. Inrelectingonthehumanityofnoircharacters,then,manyaudiencemembersmaycometograntmorefull-ledgedrecognitionandacknowledgmentto theactorswhoplaythesenarrativeigures. Congruently, by foregrounding presuppositions regarding the “white gaze” as the dominant norm for cinematic viewership, black noir and noir Atlanticilmsmayinduceaudiencemembers,ifproperlydisposed,toseethe automatized belief schemata involved as typically even if also contingently raced, thereby giving them a choice regarding how they might wish to view cinematicnarrative.Suchapossibilityrepresentsanoccasionfordeveloping greaterwhitedoubleconsciousness,somethingadvocatedbyAlcoff,Sartwell, and others, as well as an occasion for dissolving the epistemology of ignorance.Ifwhiteviewerstakeupthechallengetorelecthere,theyhavethepossibilityofchoosingwhethertomaintaintheirallegiancestowhitenessandthe prevailingnormsofwhiteidentity.AsMillsnotes,thisisnotaneasychoice,9 butitisonethatIwouldarguearisesoutofmorenuancedunderstandingsof racemadeavailablebymanyofthesenoirilms. ThesecinematicmovementsinAmericaandelsewherealsohighlightilm noir’soverallcapacitytoelicitrelectionandthepossibilityofraisingittothe philosophicallevel,doing“ThirdCinema”onebetter,sotospeak.Thesenew formsofnoirhave,inotherwords,pushedilmnoir’spotentialforsocialcriticismtothenextlevel.Asasetoftechniquesthatcanbeeffectiveinnarratively depicting various forms of oppression, ilm noir has rarely been so sharply deployed. Of course, ilm noir has always had the potential to make people think.Ascriticshavepointedoutfordecades,itsfocusonexistentialrealities anddissatisfactionshavebeenamongthemostdistinctivenoircharacteristics. ButblacknoirandnoirAtlanticilmsshowusratherstartlinglyhowthisilm formmaybenotmerelysociallycritical,butphilosophical. Here,Itakethephrases“ilmasphilosophy”and“ilmsthatphilosophize” tomeanmainlythatilmsmayevokephilosophizinginviewers,suchasusing ourreasoningcapacitiestorelectonfundamentalhumanquestionslikewho oneisorhowoneshouldlive.However,ilmsmayalsophilosophizeinthe sensethattheycanprovideusnewwaystothink,asCavellandMulhallhave arguedilmsoftendo,orbypresenting“thoughtexperiments,”counterexamples,illustrations,ormimickingotherdimensionsofphilosophicaldiscourse.10 9. Mills,RacialContract,107. 10. Cavell,“ThoughtofMovies,”9;Mulhall,OnFilm,esp.1–10;Mulhall,“WaysofThinking”;ThomasE.Wartenberg,“PhilosophyScreened:ExperiencingTheMatrix,”MidwestStudies inPhilosophy27(2003):139 –52;Baggini,“AlienWaysofThinking”;theessaysintheJournalof
Conclusion
1
WithregardtothenoirilmsIhavediscussed,thecriticaldepictionofmoraland aestheticdetailsurgeviewerstoreconsiderandrethinktheirordinarypractices withregardtoracesuchthatfull-ledgedrecognitionandacknowledgmentof otherhumanbeingsmaybemorereadilypossible.Noir’stechniquesfordefamiliarizinguswithwhatliesbeforeusherebecomefocusedonrace,andas suchencourageustothinkhardanddeepabouttheepistemologicalnorms thattypicallygovernourbeliefsandactions(bothconsciousandunconscious) regardingtheracializationofhumanbeingsthroughpresumptionsofwhite advantage,blackinferiority,racializedcriminality,andthelike. These new forms of noir thus bring to new prominence noir’s general potential to induce serious and systematic reconsideration of matters concerning identity, social constitution, and Socrates’ old question of how one shouldlive.Forexample,byexploitingnoir’spossibilitiesformakingitsaudiencemembersthinkaboutspeciicsocialissuesandtheirunacceptabilityas currentlyconigured,blacknoirandnoirAtlanticilmshavetakenilmnoir’s capacityformakingpeoplethinkcriticallyaboutinconsistencieswithinexisting social structures and reined it into a philosophical capacity to induce viewers into thinking about social injustices and the myriad ways in which they permeate our lives. As literary critic John Cawelti noted three decades ago regarding melodrama, these new forms of noir have become especially adeptatbringingtoitsaudiences’attentionsocialcontradictionsthatrequire thoughtfulconsiderationandcarefullyoutlinedactiontoresolve.11 African-American ilm noir and its aesthetic descendants have thus promotedabetterperceptionofsocialinjusticesassocialcontradictionsbymakingtheseinconsistenciesclearerandmoreglaring.Thisisarealadvancein ilmnoir,andwehavemanyartiststothankforitsdevelopment,amongthem SpikeLee,CarlFranklin,KasiLemmons,ErnestDickerson,BillDuke,Albert andAllenHughes,WalterMosley,DenzelWashington,LaurenceFishburne, andFernandoMeirelles.Bytakingnoir’smelodramaticrootsseriously—that is, its origins in crime melodrama, female gothic, criminal adventure, and othersubgenresofcinematicmelodrama—blacknoirandnoirAtlanticilms have focused their capacities for aesthetic expression on that quintessential Americanexperience,blackness,torevealitscomplexity,ambiguity,andfrequent outright contradiction with what are otherwise regarded as globally acceptedhumanvaluessuchasjusticeandequality.ExploitingthedevelopmentofgraduatedmoralstructuresinmelodramathatMurraySmithdescribes atlength,12thesenewformsof noirhaveutilizedthemoralcomplexityand AestheticsandArtCriticism64,no.1(Winter2006);FilmasPhilosophy:EssaysonCinemaAfter WittgensteinandCavell,ed.RupertReadandJerryGoodenough(Basingstoke:PalgraveMacmillan,2005). 11. Formelodrama’sabilitytobringsocialcontradictionstoourattention,seeCawelti,Adventure,Mystery,andRomance,269 –71. 12. Smith, Engaging Characters, esp.196 –97, 205–14; Neale, Genre and Hollywood, 196 – 202,esp.197.
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ambiguityofilmnoiringeneraltoexposethecomplexitiesandparadoxesof raceinAmericaandtheworld,makingpossibletheforcefulpresentationof racialinjustice.Ofcourse,thesepresentationalcapacitiesexistforviewersto discernorignore,butthepointIwishtoemphasizehereisthatblacknoirand noirAtlanticilmshavebothraisedthestakesofignoranceandloweredthe thresholdforinducingrelectionaboutthesematters.Viewersignorethese possibilitiesattheirownrisk—speciically,theriskofleadingamisguided, deludedlife,whichneitherSocrates,Aristotle,Kant,Mill,Thoreau,Rawls,Joe Gillis,SocratesFortlow,norPierreDelacroixwouldrecommend. Someofthisphilosophizingonthepartofaudienceswill,ofcourse,be affectedbywhattheviewerbringstothenarrativeintheirstplace.Itwillalso varydependingonhowtheilmelicitspartsoftheviewer’sautomatizedbelief schemataastheywatchtheilmorwhiletheythinkaboutitafterward.Filmas philosophyingeneralwillthusbecruciallyinluencedbywhatwebringtothe screen,aswellaswhatexpectationsandrelectionsitraisesinus,astherelationsbetweenthesedimensionsofcinematicviewingaresymbiotic.Invoking theappropriatepartsofviewers’beliefstructures,particularlytheracialized oneswithoutalienatingthem,willbedificult.Butatleastsomeblacknoirs andnoirAtlanticilmsseemtoaccomplishjustthat,astheyfrequentlyinduce expandingringsofrelectiveanalysisinmanyviewers.13 ATaonomyofEmpathyandEpandingMoralImagination Thefocusonmarginalizedindividualitiesbythesenewformsofnoircinema also raises the issue of how viewers may generally empathize with ictional characters. Clearly, such responses will not be of the “Vulcan mind-meld” varietycriticizedbyCarroll,butpresumeaseparationofselffromthecharacterwithwhomone“identiies.”14Empathy,then,requiresonlycongruence or analogy with the other, not isomorphism between mental, emotional, or bodilystates.15Empathyalsoseemstorequire“substantialcharacterization,” asPeterGoldiehasnoted,aswellasagraspofthenarrativeinwhichtheother istobecentrallyimagined.16Inaddition,empathyseemstobearesponsethat maybesimpleorcomplex;thus,itcanberelativelystraightforwardandimmediateordevelopedovertime,asaresultofextendedthought. TheunderstandingofempathyIhaveinmindhereisalsobroadlycommonsensicalinthatitrangesovereverydayusessuchasthosecoveringforms 13. Agreatdealmoreneedstobesaidaboutthissymbiosis,buthereIleavethematteropen tofurtherstudyandresearch. 14. Carroll,PhilosophyofHorror,89. 15. Coplan,“EmpatheticEngagement,”143. 16. PeterGoldie,TheEmotions:APhilosophicalExploration(Oxford:ClarendonPress,2000), 195.IhaveloosenedGoldie’sthirdrequirementbecause,likeBordwellandWilson,Idonotthink thatnarrationrequiresanarrator.Sometimestherearesuchentities,butsometimestherearenot. SeeBordwell,NarrationintheFictionFilm,61– 62,andWilson,“LeGrandImagierStepsOut.”
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of emotional contagion, motor and affective mimicry, autonomic reactions, in-her-shoesimagining,emotionalormentalsimulation,andotherresponses thatwouldfallwithinthecategoryoftakingonaspectsofanotherperson’s mental,physical,oremotionalstates.Ofcourse,thesedifferentresponsesthat fall under the umbrella of commonsense “empathy” may be distinguished andseparatelyanalyzed—infact,Ithinktheyshouldbe—butourcommonsenseconceptionseemstoincludepartsofmanyifnotallofthesephenomena,andforthisreasonweshouldbereceptivetothediversecomplexityof whatwemeanby“empathy”andmakeeveryefforttoincorporateitinour theoreticaldiscussions.AsSmithnotes,“Thereisaconsensus[evenamong scientists] that a certain range of phenomena are usefully gathered under” theterm.17Forexample,ilmtheoristMargretheBruunVaagehasarguedfor a kind of “embodied empathy” that accounts for many of our mirror relex responses to ilm, based on recent research investigating “mirror neurons” andtheirroleinouraffectiveresponsestoothers.18Similarly,thereseemtobe formsof“cognitive”or“narrativeempathy”thatoperatemuchlikewhathas beendescribedas“mentalsimulation”whichariseatleastoccasionallyinilm spectatorship.19Ingeneralourempatheticresponsesintheworldrepresent complicatedhumanphenomena,sointheiremploymentwhileviewingilm weshouldexpectsimilarcomplexity. Theanalysesprovidedinthisbookstressmainlythreetypesofempathy: relective,retrospective,andcritical.Forexample,manyoftheblacknoirilms Ihaveexaminedurgeustoempathizerelectively—thatis,grantempathyto another after some considered thought regarding whether we should do so or not. Although this response may occur during the ilm, frequently such grantingwillbedoneretrospectivelyinconsiderationofourviewingexperience oncetheilmisover.20Anarrativemaychallengeustobetterigureoutone ofitscharacters,suchasDotheRightThingdoesregardingSal.Thisformof relective, retrospective empathy will ideally be philosophical, as it will not onlyinduceustotransformpresumedconceptionsthatareembeddeddimensionsofourautomatizedbeliefschemata,butwillalsotransformoursenses of who we are— our senses of self—and with that, our place in the world. 17. Smith,EngagingCharacters,96. 18. Margrethe Bruun Vaage, “The Empathetic Film Spectator in Analytic Philosophy and NaturalizedPhenomenology,”FilmandPhilosophy10(2006):21–38. 19. See Goldie, The Emotions, esp.194–203. For its application to ilm, see Smith, EngagingCharacters,95–102,and“ImaginingfromtheInside,”inAllenandSmith,FilmTheoryand Philosophy,412 –30.AlthoughIhavereservationsabouttheliteralnessofmentalsimulation,Ido agreethatnarrativeorcognitiveempathyisoftenlikementalsimulationinthatcentralimagining iscrucialforboth.Forathoughtfulanalysisofcentralimaginingassimulationthatnonetheless leavesconceptualspaceforthepossibilitythatitcouldgeneratenarrativeknowledgeevenifliteral mentalsimulationisfalse,seeJinheeChoi,“LeavingItUptotheImagination:POVShotsand ImaginingfromtheInside,”JournalofAestheticsandArtCriticism63(2005):17–25. 20. SeealsoMurraySmith,“Empathy,Expansionism,andExpandedMind”(paperpresented atEmpathy:AnInternationalInterdisciplinaryConference,CaliforniaStateUniversity,Fullerton, Calif.,June23,2006).
0
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Withreferencetothesenewformsofnoir,ideallyracializedpresumptionsof privilegeandadvantagewouldnolongerbeembeddedinviewers’thoughts andactions;andsensitivitytoexpectationsofsuperiorityorinferioritywould becomesalientintheirinteractionswithictionsaswellasotherpeople.As aresult,viewerswouldseetheworldasadifferentplacebecausetheywould understandthemselvesandtheirplaceinitdifferently. Inaddition,manyoftheseilmscallforourcriticalempathy;thatis,our extensionofcongruenceofthoughtorfeelingwhileatthesametimeremainingcriticalofthosethoughtsorfeelings.Giventhepropersortsofnarrative prompts,wemayimaginativelybuildanalogicalbridgestoanother’ssituation, even as we remain conscious of the other’s mistake in thinking or feeling as they do. Berys Gaut argues for this sort of empathy. He notes that even as we may be encouraged to respond empathetically to a character, we may stillseethathisorheractionsare“incertainrespectsfoolishanddeluded.”21 Similarly,inmanyblacknoirandnoirAtlanticilmsweareurgedtograspa character’scognitiveoremotionalstatewhilestillrecognizingthatwhatthey do or think is wrong, such as when they give in to passive black nihilism, choose to become criminals, or act immorally. Critical empathy would also seemtobeatleastcompatible,ifnotpresupposed,byKieran’sandSmith’sdiscussionsofimaginingimmoralismandimaginative“slumming.”22Moreover, suchempatheticresponsesmaybesimpleorcomplexbybeingevokedeither duringthemovieitselforafterwehaveinvestedsomeretrospectiverelection inthematter.Ofcourse,whichisevokedwilldependtosomeextentonusand whatwebringcognitively,emotionally,andreceptivelytotheilm. Finally,IwouldarguethatthebestofblacknoiraswellasnoirAtlanticilms areaboutexpandingourimaginations,broadeningourhorizonofhumanpossibilities,anoft-notedfeatureofictionheredirectedtowardpresumptionsof raceandwhitesupremacy.Manyoftheseilmspluralizehumanrightsand Enlightenment concepts like the person, autonomy, dignity, respect, equality,freedom,andjustice.Asworksofartthatencouragesomethingsimilar to what Amy Gutmann has called the “identiication view” regarding one’s stance toward social justice, these ilms can help viewers to see “that their owninterestsareboundupwithlivinginamorejustsociety.”23Ofcourse, suchinterestsmaydivergeaswell,butGutmannwishestoemphasizethatfrequentlytheydonot,aninsightthatmanyblacknoirilmsinparticularunderwritebylinkingone’sviewofothers’humanitywithone’sown.Inaddition, theircultivationofempathytendstosupportthecommonsenseconception ofidentiicationthatGutmannemploys.Again,eventhoughempathymaybe usedforjustaswellasunjustpurposes,thebestoftheseilmsseektouseit 21. Gaut, “Identiication and Emotion in Narrative Film,” 216. Of course, I reject Gaut’s claimthat“identiication”mayberehabilitatedtheoreticallytothestatusheclaimsforit,evenifI agreewithhimthatempathycanbecritical. 22. Kieran,“ForbiddenKnowledge”;Smith,“Gangsters,Cannibals,Aesthetes,”esp.223–25. 23. AmyGutmann,IdentityinDemocracy(Princeton:PrincetonUniversityPress,2003),145.
Conclusion
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intheinterestoflinkingtogetherjusticewithone’spersonalstakeinhuman lourishing. These ilms often imply further questions for their viewers’ consideration.Forinstance,howcouldmoresatisfactorywaysofhumansocializing beworkedout?AreEnlightenmentidealstheonlyonesworthconsideringin attemptingtoimaginenewformsofsocializing?Aretheythebestones?Noir Atlanticilmsfurtheraddtothisinterrogationperplexitiessuchaswhether these ideals only work in the West, in Western-style democracies, or under Western capitalism. Imagination and the political are crucially linked, and ignorance often blocks their expansion. This connection frequently makes their extension an epistemological question, a point that has underwritten muchofmyprojecthere. Explicit presentations of such expansive possibilities include, I would argue,momentsinSpikeLee’smorerecentnoirishnarrativesinThe25thHour (2002)andInsideMan(2006),whichofferglimpsesofapolyglotNewYork, where diverse human beings live side-by-side, even if not always harmoniously,inwaysthatillustratepossibilitiesforracialtolerance.Byforegrounding allegiances with morally complex, good-bad or attractive-bad characters involvedinplotsofmysteryandsuspenserevolvingaroundcrime,oftentakingplaceatnight,intheseilmsLeegoadsustoimaginehowwemightwork out more satisfactory ways of human socializing despite problems of race. Whileinnowaydismissingracialmatters,Leealsolooksbeyondthemtoa senseofhowwemightlivetogetherinthefaceofsuchsocialimpediments. ItakethesepossibilitiestobethepointofthemontageofNewYorkersthat Monty(EdwardNorton)seesasheheadstoprisonattheconclusionofThe 25thHour,aswellashisearlierprofanetiradefromthemirroragainstallthe raced,classed,gendered,andmiscellaneous“others”ofNewYork—atirade thatheultimatelyadmitsisfalse.BringingthesepossibilitiestoviewerattentionalsoseemstobethepointofInsideMan’suseofworldmusicmixedwith hip-hoponitssoundtrackanditsself-consciouslymatter-of-factpresentation ofthecity’s“mongrelized,”hybridpopulation:blacks,whites,Jews,Asians, Sikhs,Albanians,Russians,Italian-Americans,andonandon.24LikearigorousCavellianwhohasalsobeeninluencedbyGilroy,Leeintegratesintothese narrativemomentstheneedtorecognizeallhuman“others”asfullyhuman, toacknowledgeourdifferencesaswellasoursamenessbymeansofamore developedsenseoftoleranceaswellasthehumanitself,andtheneedtotake responsibility for our actions, even when doing so will cost us dearly. It is onlythroughthesewaysofexpandingourimaginationsthatwemightinally getbeyondraceandseeourselvesaswellas“others”asfull-ledgedhuman beings,ratherthanassomethingmoreorless. 24. Formoreonthepositiveusesoftheterms“mongrelized”and“hybrid,”seeEdwardSaid, “Europe and Its Others: An Arab Perspective,” in States of Mind: Dialogues with Contemporary Thinkers,ed.RichardKearney(NewYork:NewYorkUniversityPress,1995),46.
Philosophy,BlackFilm,FilmNoir
Blacknoirilmsandtheircinematicdescendantsofferusampleopportunitiestorelectphilosophicallyonvariousformsofsocialoppression.Whether weacceptthosechallengesis,ofcourse,uptous,butdoingsowouldmakeit muchmorelikelythatproblemsofraceandotherformsofdisadvantagemay, someday,besuccessfullyresolved.
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index
acknowledgment,9,14,38,122,135,137, 144– 45,153–54,183,224–25,244, 247,259,261–75,283,297–302, 315–17,321 admirabletraits.Seeattractivetraits agreeabletraits.Seeattractivetraits Alcoff,LindaMartín,43,98n.62,276, 316 alignment,79,102,117–22,128,151, 162,172,176 –77,189 –90,211,213, 215,229,240,307,315 explained,13 allegiance,40,44,55,70 – 81,101,104, 120 –23,128 –30,149,151,155,160, 162,165– 67,172,176 –77,190 –91, 200 –205,210 –11,240,254–59, 294,315,321 attractiveoramoral,71–79 explained,3,13–14 moral,13–14,55,71–79 racial,40,43– 44,47–50,54–55,58, 62 – 63,89,97,104,121–23,144, 200,202,270n.11,316 Allen,Richard,xvi,11–12,70 –79, 94n.58,177 alloy,14,26,42,50,54,71,75,78 –79, 235 Altman,Rick,22,82n.36 AlwaysOutnumbered,AlwaysOutgunned (1998),30,224,244–53 AmericanDream,158,214–15,296 analogues,cognitive,13 useinconstructingempathy,56 –58, 61– 64,88 –91,97–99,141,144, 166 – 67,183– 84,186,190 –91, 222,239 – 40,244,315–21 Arendt,Hannah,182 – 83,230n.20 Aristotle,1,74,102,112 –13,188,206, 246 – 47,296,318
Armour,JodyDavid,10 –11,157n.10, 193n.20,272 –73 AsphaltJungle,The(1950),4,129 attractivetraits,103– 4,106,130 –31,145, 190,213,235,241,255–56,280 explained,71– 81 attractive-badcharacters.Seecharacters, attractive-bad Baldwin,James,116,292 Bamboozled(2000),2,81,277,281–93, 296,313 BandWagon,The(1953),165– 66 BirthofaNation,The(1915),43n.16,150 Biesen,SheriChinen,6,21n.67 beliefschemata,xi,24,55–56,59,62, 64,123,137,192,226 automatized,48,58,85,104,130, 137– 41,145,153–57,160,163– 64, 192 –93,199 –202,207–13,220, 223,226,251,262 – 63,269 –70, 282 – 84,287–92,316,318 –19 initial,48 – 49,55–56,82,104,130, 145,150,154–56,213 BigHeat,The(1953),70,75–76 BigSleep,The(1946),4,67– 68,74–75, 78 –79,91,97,120n.35,214,241, 243,246 blackAtlantic,261– 62,303 blackilm,15–17 blacknoir,27–38 blackunderclass,27–28,83,124–25, 133,138,157–59,165,168 – 84,191, 198,212,244–53,281,299 BladeRunner(1982),5,9,14,98,225, 301,307 Blaxploitation,17,37 Bogart,Humphrey,xii,66 – 69,264 Bogle,Donald,226
Borde,Raymond,andEtienneChaumeton,18n.53,21,24n.80,26 –27, 32 –33,68,215–16,264 Bordwell,David,2,11,23n.78,41n.7,68, 102n.2,117–18,135–36,162n.21, 232,318n.16 Boxill,Bernard,152,269 Boyz‘NtheHood(1991),153–54,157, 163– 64,170n.37,181 BreakingPoint,The(1950),33–35 Brecht,Bertholt,40 – 41,60,230 Camus,Albert,173 Carroll,Noël,xvi,2 –3,11–13,23n.76, 41n.8,56n.45,59n.60,68 –79,82, 90,102n.2,150,166n.29,177n.48, 318 CatchaFire(2006),305–7 Cavell,Stanley,1–2,4,9,11,13–15, 22 –23,34,78,81n.33,85,91,98, 129n.12,165– 66,225,238,247, 269,277,301n.66,309,321 Caveman’sValentine,The(2001),224, 240 – 44 Cawelti,JohnG.,123n.43,317 ChameleonStreet(1989),153–54 Chan,Kenneth,199n.30 characters attractive-bad,79 – 89,149 –50,160, 177–78,235,256 –58,280 – 81,321 explained,65–79 good-bad,14,44–58,80,94,128,149, 160,177,235,240 – 41,277,307,321 Cheadle,Don,216 –17,314–16 ChildrenofMen(2006),307– 8 Chinatown(1974),xii,5,24,110,114–15, 214,305,315 cinematicpointofview.Seealsowhite gazeand“universal”accessibility racedaswhite,39 – 43,47– 60,149, 202,225–28,249,266,309,316 racedasAfrican-American,40 – 43, 48,56 –58,88 –91,128,133,160, 189 –90,206 –7,215,223,226 –28, 232 –33,239 – 40,249,268 – 69, 309 –10 CityofGod(2003),296 –305 class,6,27–29,36 –37,83,109,119, 130,160,167,173,175,181– 83,189,
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191,207,215,226,244–53,277, 281,293–99,302,309,321.Seealso blackunderclass Clockers(1995),44,81,124–52,164– 65, 181– 84,194,200,210,277,304, 311–13 co-text.Seebeliefschemata Coffy(1973),37 Conard,MarkT.,20n.59,21n.66 ConstantGardener,The(2005),304–5, 307 Coplan,Amy,xvi,89,318n.15 Cowie,Elizabeth,228 –31 Crash(2005),310 –12 Cripps,Thomas6n.13,17n.49,30 –32, 36,283n.36 Currie,Gregory,23,56n.45 DarkManhattan(1937),30 –31 Davis,F.James,105,217n.62,227n.10, 236n.28 Davis,Mike,19n.57,24n.80,25, 27nn.92,94,35,52n.38,87n.49, 154n.4,180,213n.51 DeCerteau,Michel,248 –53 DeepCover(1992),xiii,xvii,185–211, 222 –23 dehumanization,9,38,82,115–16, 137–38,144,183,207,249,269 –71, 281–93,297–302,314–15,321 DevilinaBlueDress(1995),30,100 –101, 185– 86,213–23,304,312,315 Diawara,Manthia,3,19n.58,25–27, 65– 66,81n.33,83,117,146, 148n.39,155n.6,159n.15,164– 66, 186n.7,188,190n.16,194,199n.30, 206n.38,299 Dickerson,Ernest,3,80 – 81,164– 68, 279 – 81,317 DirtyPrettyThings(2003),303– 4 DotheRightThing(1989),xii-xiii, 39 – 65,79 –99,108,113–14,121, 143n.31,144– 46,151,173,181,183, 265,289 –90,298,311–12,319 doubleconsciousness,28 –29,43,60, 94,108,115,186 – 87,261– 62,303. Seealsowhitedoubleconsciousness DoubleIndemnity(1944),4,21,25,94, 119,129,295
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Douglass,Frederick,xi,xii,105n.5,185, 236,269,272,309 DuBois,W.E.B.,28,43,62 – 63,94, 108,186 – 87,302 Duke,Bill,3,186 –207,314,317 Dyer,Richard,2,39,57,59n.48,105– 6, 202n.33,226 Ebert,Roger,89 –90,143n.31,313 8Mile(2002),275–77 Eliot,T.S.,286 empatheticunderstanding,5,88,91–92, 96 –97,129,132 –33,156,167,172, 177,206 –7,225,240,243,313 empathy,26 –27,41– 42,48 –50,55–58, 62 – 63,82 –99,114–21,126 –30, 133–35,141– 44,150 –56,167– 84, 190 –91,206 –7,225,239 – 44, 247– 60,301–2,306,310,312 –21 cognitiveornarrative,318 –19 complex,318,320 critical,91,114–21,129 –35,149 –51, 154–56,167– 84,190 –91,206 –7, 239 – 40,258 –59,301–2,312 –13, 319 –20 embodied,319 relective,93,275,319 –20 retrospective,93,275,224–25,275, 319 –20 simple,318,320 Empire(2002),295–96,313 epistemologicaltwist,54,121–22,144, 200,310 –12 epistemologyofignorance effectsonblacks,122,133,158,211–12, 285– 87 effectsonwhites,4,19,113,140,183, 207,253,285,316 explained,11,61 everyday,the,10 –11,27,49,78,81,91, 112,149,165– 66,176,182,211,239, 244–53,260,274,281,315 explained,7 Eve’sBayou(1997),224– 40,243 evil,34,37,61,71,84,92,104,109,115, 130,159 – 62,170,178 – 85,188 – 89, 192,197,216 –19,221,230,254– 60,279,289 –90,301,304–7,315 banalityof,182 – 83,230,315
Fanon,Frantz,11,41n.9,59n.48, 116n.25,133n.15,149,165,176,185, 209,212,215,236,245,266n.5, 285– 86,309 Farred,Grant,174nn.43– 44 femmefatale,28,69,118 –21,160, 217–18,229,278 FightClub(1999),54 ilmasphilosophy,xiii,1–3,5– 6,14–15, 38,41– 43,58 – 62,97–99,115–17, 121–23,143– 46,149 –52,165– 66, 168 – 83,191–93,207,211–23, 237– 40,243–53,258 – 60,274–77, 293–94,302 –3,308 –9,315–22 ilmnoir,xii,1– 6,17–38,66 –79,81– 84, 94,100 –322 black,27–38 classical,17–27 femalegothic,224,228 –31 sociallycritical,23–27 ilmtheory,ascognitiveandanalytic, 2 – 4,11–15,68 –79 Fishburne,Laurence,163,186 –97, 244–50,316 –17 lashback,29,141,168,172,194–95, 216,228,231–32,243– 44,296, 306,313 Franklin,Carl,2,100 –23,133,150, 213–23,277–79,312,317 FromHell(2001),293–95,296 Fury(1936),270 –71 gangsta,85,99,124– 84,209,280 – 81, 284,298 –303,315 gangsterilm,19,37n.123,38,82,124, 158 –59,167– 68,300 –302 Gaut,Berys,20,44– 45,47,50n.34, 63– 64,71,73,75n.21,76n.26,133, 320 gender,6,28,105,118,185,224,229, 261,267– 68,273–74,295,310,321 GetRichorDieTryin’(2005),313–14 ghettocentricnoir,157,169,182 – 83, 185– 86,207,209 –10,214,222,313 Gilman,Sander,293–94 Gilroy,Paul,261– 62,303,308,321 GlassShield,The(1995),185– 86, 207–13,221,222 –23 Goines,Donald,29 –30,279
Goldberg,DavidTheo,9 –10,145, 150n.42,212,221–22,253n.56 Goldie,Peter,318 –19 Gombrich,E.H.,49,56 good-badcharacters.Seecharacters, good-bad Gordon,Lewis,2,8 –9,39,41n.9,49, 61n.53,98,110n.18,115–17,121, 133n.15,135,149,165,176,209, 212n.49,215,247,250,269,278, 303,309 grotesquehumor,72 –75,79 – 80, 177–78 Guererro,Ed,1n.2,2n.4,3n.6,6n.13, 37n.124,45– 46,54,90,96,100, 128n.8,156nn.8 –9,167– 68,186, 201,203,214–16 Gutmann,Amy,320 Hanchard,Michael,297 Haut,Woody,19nn.57–58,27n.94,30 Higham,Charles,andJoelGreenberg, 18,25n.85,231n.25 Hill,ThomasE.,Jr.,andBernardBoxill, 8,42,62n.56,88,251n.50,274 Himes,Chester,6,27–28,30,299 hiphop,25–26,38,148 – 49,154– 84, 186,214,276,299,321.Seealsorap Hirsch,Foster,3n.6,32,120n.37, 214n.52,215 Hitchcock,Alfred,70 –74,76 –78,117, 139,159n.16,177,228,230,278 Hobsbawm,Eric,298 –99 hooks,bell,274 HotelRwanda(2003),314–15 HughesBrothers,the,3,164– 84, 293–5,317 humanbeauty,39,75–76,79 – 81, 105–7,119,130,177,255 humanrights,5–7,33,143,145,148,185, 213,253–56,269,315,320 humanity,3,4,9,29,31–32,38 – 41,45, 59 – 60,81– 85,98 –99,115–18, 122,129 –30,135,137,143– 45, 153–57,159 – 60,166,175,183– 87, 190 –92,196,207,216,223–25, 236,240 – 43,247,249,260,278, 283,287,290,293,301–2,307– 8, 311–12,314–16,320 –21
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Hume,David,xv,6 –7,74–75,77 Hunt,LesterH.,xvi,142 identiication,12 –14,16,91,128,133, 190,227,302,318,320 identity,160 – 62,165,199n.30,210,223, 229,274,320 –21 fragmented,147,186 – 87,206,231– 40 raced,16,41– 43,50,58 – 60,89 –90, 97,186 – 89,205,228,231– 40, 283– 84,316 –17 imagining acentral,12 –14,41– 43,48 –50,55–58, 118 –19,122 –23,149 –52,310 central,12 –14,41– 44,47–50,65– 66, 78 –99,118 –23,128 –29,133–35, 140 – 44,149 –52,177–79,206 –7, 215,225,238 – 44,258 –59,309 –10, 318 –20 moral,143,151,178 –79,225,240,258, 313,320 –21 immoralism,challengeof,178 – 80, 258 – 60,320 impairment cognitive,8,42,56 –57,62 – 63,88, 122,150 –51,157 empathetic,42,49,56 –58,62 – 63, 88 – 89,240,248,252 moral,8,42,52,56 –57,61,63, 88 –90,100,240 imperfectcinema,184,223,309,316 individualities(Cavellian),78 – 80,91, 225,227,244,260,269,315–18 Jackson,SamuelL.,58,143n.31,231, 233–35,240 – 41,316 James,William,238 Jones,Jacquie,37n.124,38,47n.26, 98 –99,153– 64,173,183 Jones,Janine,42,49,56 –57,62,88, 190n.17,248,252 Juice(1992),xiii,164– 68,181– 82,277, 281,297 Kant,Immanuel,xii,6 – 8,169,247,251, 253,302,318 Kellner,Douglas,40,274 Kieran,Matthew,178 –79,182,258 –59, 320
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King,Jr.,MartinLuther,58,65,116,151 KissMeDeadly(1955),76 –77,79 KnockonAnyDoor(1949),xii,29,33 Lawson,BillE.,xvi,25n.86,83,245, 286n.42 Lee,Spike,2 –3,37,39 – 66,79 –99, 100,113–14,124–52,165,181– 83, 261–75,277,281–93,298,312,317, 321 Lemmons,Kasi,3,224– 44,317 Levine,LawrenceW.,37n.122,298 –99 liberalism,6 –7,62,252 –53 Lott,Eric,17n.49,32n.110,33–36 Lott,TommyL.,xvi,2,15–17,25–26, 36n.121,37n.122,83,153–55, 157,183– 84,222 –23,236,269, 276 –77,303,309n.1 lynching,24,43,87– 88,150,236n.29, 262 –75 McGary,Howard,152,157,245 MalteseFalcon,The(1941),21,66 – 67, 74–75,78 –79,91,93,97,246 Mask,MiaL.,225–27 Massood,Paula,128,130n.13,135n.22, 146,164,167n.30,179n.56,181 melodrama,2n.3,14,19 –20,82,123, 136,228 –32,289n.47,317 femalegothic,228 – 40,317 MenaceIISociety(1993),xii,164, 168 – 84,194,210,258,277,281, 296,300 –301,306,313–14 Meirelles,Fernando,296,304–5,317 Micheaux,Oscar,31,236,257–58 Mill,JohnStuart,247,253 Mills,CharlesW.,xv–xvi,2,4–5, 7– 8,11,29n.99,39,41n.9,42n.10, 43n.15,48n.28,49,53n.39,56n.44, 59n.48,61,81n.32,88,98,105,107, 110n.18,113,116n.25,121,122n.41, 123,133,145,158n.13,197–98, 206 –7,211n.46,212,221–22,226, 251n.50,253,272 –73,285,297,303, 309,316 minstrelsy,blackface,43,153,281–93 Mitchum,Robert,69,84,85,110,147 Moody-Adams,MicheleM.,109,116, 125,157,176
moralambiguity,82,91–94,128,161, 203,234–38,240,243,256 – 60, 278,294,308,317–18 explained,37,66 – 80 moralambivalence,xvi,4,14,16,130, 155,178,215–16,257,264,294 moralcentering,97,140 – 45,203,211, 255,287 moralcomplexity,42 – 45,66 – 68, 70 –78,91,94,103– 4,129,145– 46, 160 – 62,177,190,196,235, 240 – 42,256,264,275,317,321 moralcorruption,xii,5,24,29,37, 108 –17,189,209 –11,216,221,241, 254– 60,294–95,302,304–5,314 moralgraduation,77,79,150,289 –90, 317 moralorientation,79,95–97,256 –59, 287– 88 explained,13–14 moraltransgression,3,14,24–25, 71,165– 66,168,206,234,280, 289 –90 Morrison,Toni,27,34,105– 6 Morton,Adam,151nn.43– 44,162n.20, 182,306 –7 Mosley,Walter,19n.58,30,100,224, 244,250,317 Motley,Willard,29 Mulhall,Stephen,2n.5,4–5,9,11,14– 15,60n.51,85,98,129n.12,175n.45, 224–25,238,277,301,316 Munby,Jonathan,xv,26,30n.100, 124n.1,159n.14,261n.1 NakedCity,The(1948),4,262 Naremore,James,3n.6,18n.53,19n.55, 20,21n.65,22,207,211–15,261n.1 narration,detectivevs.melodramatic, 117,135–36,162,305 Neale,Steve,21–23,82n.36,228 –31, 317n.12 Network(1976),287,289 NeverDieAlone(2004),277,279 – 81, 296 NewJackCity(1991),153–54,157– 64, 182 Nieland,JustusJ.,120 –21,214nn.52 –53, 218n.63,221n.67
Nietzsche,Friedrich,125,180 NightandtheCity(1950),129,298 NightoftheHunter,The(1955),84 nihilism,124–26,153,173– 84,280 active,180,314 black,125–26,147– 49,181– 82, 313–14,320 passive,180 – 84,313–14,320 NoWayOut(1950),31–33 noirAtlantic,262 – 63,293–309,312n.5, 314–18,320 noircharacterization,65–99,247,257, 261 spectrumof,70 – 80 noirconinement,4,24,28,119,127, 134,139,149,159,217–18,246 – 47, 299,308 noirdetective,29,66 –70,76 –79,108, 214–19,229,243,295 noirdeterminism,4,24–25,81n.33, 115–16,128,135,147– 49,164– 65, 168,174n.43,191,216 –18,266, 277–78,305– 6 noirsensibility,28 –29,293 explained,19 –20 noirtechniques,xii,2,36 –37,81,99, 156,165,169,172,176,187,190, 211,223,231–32,260,276 –77, 304– 6 noirunderworld,26,188,243,279,294, 304 racialized,36,213,216 –17 Notorious(1946),72 –73,77,79 – 80, 129,159n.16 O’Connor,Peg,39n.4,41n.9,61n.52, 62n.56,82n.37,193n.20,309n.2 OddsAgainstTomorrow(1959),33,87 Oliver,Kelly,andBenignoTrigo,32n.110, 117n.30,147n.37,214n.52 OnceintheLife(2000),195n.24,196n.25 OneFalseMove(1992),xiii,2,100 –123, 136,149,151,200,277,312 ordinary,the,4-5,7–11,29,61,121–22, 165– 67,176,182 – 83,215,227–28, 247–53,274,305– 6,315 other,the,35,53,266 –75,293–9,321 fearof,44,262 –75,312
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OutofthePast(1947),24,69 –70, 74–75,91,97,110,114–15,119,147 OutofTime(2003),277–79,281 PanicintheStreets(1951),33,35 philosophicalrelection,xiii,2 –5,11, 14–15,35,38,41,43,58 – 60,63, 93–94,97–99,108,112,114, 121–22,146 –52,154–57,168 – 84, 186,189,191–92,207,221–23, 237– 40,243– 44,247–53,259,262, 265– 67,274–76,280 – 81,288, 292 –93,296,302 –3,308 –22 PickuponSouthStreet(1953),76 –77,79 Plantinga,Carl,xvi,86 – 87,310 PostmanAlwaysRingsTwice,The(1946), 21,94,129 presumptions,xi,13,23,38,113,243, 249,279,282,293 background,29,39 – 64,82,135,145, 179,182,202,210 –12,226,242, 260,281–93,308 racist,3– 4,11,13,27,29,31–34, 38 –39 – 64,88 – 89,97–100,109, 114,116 –18,121,123,137,143–50, 154,156 –58,163,166,173–77,183, 190 –95,199,201–2,206,208 –13, 216,221–22,224,274,286,289, 297,309,316 –17,320 Price,Richard,126n.5,134n.19, 139nn.24–25,140n.26,142n.29, 143,146n.34,148n.38 primacyeffect,23n.78,232 prompt,narrative,51,54,68,86,91,95, 98,109 –10,114,128,143– 46,149, 216,220,256,259,279,288,292, 303– 4,320 spurtophilosophicalrelection,38, 98,122,145– 46,149,225,275,292. SeealsoSocraticimpulse Psycho(1960),71 Quart,Leonard,124n.2,126,134 Rabinowitz,Paula,1,4,20,22,28 –29, 196 race explained,5
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andhistory,5–11,43– 44,47– 48, 61,191,212 –14,220 –21,226 –27, 235– 40,270 –71,284– 86,288, 290,297–99,316 racescience,43,48,61,286 racialallegiance.Seeallegiance,racial racialcontract,212,224,262,277– 81 racialhierarchy,27,29,38,43,48,49, 61,88,105,107,109,124n.1,253, 285– 86,295,315 Brazilian,297 racializedspace,146n.36,216 –18,221, 248 racism Brazilian,296 –303 internalized,107,117–35,146 – 49, 164– 84,186 – 87,192 –93,207–13, 282 –93 relationtootherformsofoppression, 224–53,262 –75,293–309,314–22 relationtoWesternphilosophy,6 –11 white/anti-black,40,64,100 –118, 121–23,135– 46,149 –52,185–207, 244–53,275–93,310 –14 RagingBull(1980),85 rap,25–26,83– 85,124–26,148,154, 157,160,167,183,186,195–96, 209,275–77,280,284,288, 290 –92,313–14.Seealsohip-hop rationality,xii,9 –11 Rawls,John,6n.14,247,252 –53,318 recognition inCavell’ssenseofgraspinganother’s humanity,9,38,65,83,137–38,183, 225,244,262 –75,283,297–302, 315–17 inSmith’ssenseofcharacterconstruction,13,50,103,144– 46,154,161, 177,258,275,298 –99 Rhines,JesseA.,37–38,156n.8,277n.28 RidethePinkHorse(1947),33,35–36 Roberts,JohnW.,37n.122,298 –99 Rose,Tricia,83 Rothman,William,4,11,14,15,85n.44 Sarris,Andrew,225–27,240 Sartwell,Crispin,275–77,316 Scarface(1932),124
Scarface(1983),153,158,160,186 Schatz,Thomas,228 –30,239 Schrader,Paul,18 –19 Scorsese,Martin,65,82,85,89,141,178, 258,300 Scott,Jacqueline,180,314 self-esteem,109,112,116,125,176 self-respect,26,109,112,116,125–26, 167,176 self-worth,109,112,116,125,176 SérieNoire,18,27,30 Set-Up,The(1949),32,257 ShadowofaDoubt(1944),228,230 –31 SilenceoftheLambs(1991),75 Silver,Alain,andJamesUrsini,3n.6, 18nn.53–54,19nn.55,57,20n.59, 21nn.64,66,24n.80,26n.89, 35n.119,66,81,183n.70,189,195, 196n.26,261n.1,303n.72 Silver,Alain,andElizabethWard,3n.6, 19n.56,25n.84,27,29n.98,72n.16, 77,117n.30,134n.19,159n.16, 164n.23,191n.18,229,270 Singleton,John153,164n.23 Smith,Murray,xvi,2 –3,11–14,22, 41– 44,48 –51,69 – 80,82n.37, 90,97n.60,118nn.32 –33,128n.11, 140n.27,144n.32,150,160 – 62, 177,179,182,192,228 –29,235, 258n.66,289,317,319 –20 Socraticimpulse,2,38,41,59,189,213, 222,253,317.Seealsoprompt,narrative;spurtophilosophicalrelection Socrates,4,38,41,59,189,249,251,253, 317–18 Stoehr,Kevin,xvi,xvii,180 StrangersonaTrain(1950),72,77,79 SummerofSam(1999),44,262 –77,307 SunsetBoulevard(1950),4,168,244, 279,281,289,292,296 suspense,12,66 –79,82,94,243,256, 294,321 erotetic,66 – 68,102 subjective,70 –79 SweetSweetback’sBaadasssssSong(1971), 15,36 –37 sympatheticracist,39–64,78,82,99–123, 135– 45,149–50,200–205,310–12
sympatheticracist(cont’d) explained,40 sympathy,2 –3,26 –27,57–58,70 – 80, 87,94,101–23,143–52,160 – 61, 177,184,190,200,204,247,264, 269,298,306,310 explained,13–14,41,114,129,133,142 Taylor,Clyde,46,184,222,309 Taylor,PaulC.,105– 6,263,268n.6 Thirdcinema,184,223,309,316 ThirdMan,The(1949),129,259 – 60 Thomas,Laurence,106 –7,116,275 Thoreau,HenryDavid,247– 49,252, 309,318 TouchofEvil(1958),33,254 tragedy,112-16,304 tragichero,112 –16,290 TrainingDay(2001),224,254– 60 TryandGetMe(1950),24,191n.18,270 “universal”accessibility(ofilm).Seealso whitenessasnormandwhitegaze presumedtoberaciallywhite,xi, 39 – 64,225–28,307 utilitarianism,193,210,251,254– 60 Vaage,MargretheBruun,319 VanPeebles,Mario,146n.36,153– 63 VanPeebles,Melvin,15,36 –37 Vertigo(1958),117,120,147n.37 voiceover,101,157,159,168,170 –72,177, 188 –90,194–97,206,213,215, 228,231–39,244,246,257,262, 279 – 82,287,295–96,306,313 vulnerabilityofcharacters,72,74, 79 – 80,84,105–7,118,129 –30, 164,225,264,268
Inde
WagesofFear,The(1953),150 Washington,Denzel,100,213–17, 254–58,277,316 –17 Watkins,S.Craig,26n.88,37n.124, 46 – 47,53n.40,154–56,164, 167n.30,179n.56 Welles,Orson,33,59,129,254,259 – 60 Wells,IdaB.xin.1,236,269 West,Cornel,125–26,181,245 whiteadvantage,49,81,109,115,140, 144– 45,147,189,192,197,212, 216,253,269,307– 8.Seealsowhite privilege whitedoubleconsciousness,56 – 60,98, 108,276 –77,316 explained,43 whitegaze,39 – 43,249,266,309 explained,11 WhiteHeat(1949),34n.123,167– 68 whiteprivilege,xiii,5,8,25,38,108,110 whitesupremacy,xii,xv,5,27,61– 62, 88,98,105,122,145,204,206,221, 285,306,308,314–15,320 explained,7,48,107,110,249,253, 286,297 whiteness,26,29n.99,36,43,46 – 48, 53,55,57–58,63,65,108,113–14, 123,124n.1,189,202,207,261,274, 275–77,297,302,310,316 explained,7–9,39 – 41 hierarchiesof,29,53,124,158 –59 normof,39 – 64,105– 6,115–16,212, 226 –28,268 –77 wigger,275–77 Wilson,GeorgeO.,54,121n.40,144, 190n.15,310,318n.16 Wittgenstein,Ludwig,xv,11,78n.29,309 Wright,Richard,28 –29
“ t h e d a R k n e s s o F F I L M n o I R wa s always meant to illuminate as well as reflect the shadows of the mean streets of Gangland USA. Now, in this fascinating synthesis of philosophy, film studies, and critical race theory, Dan Flory reveals to us the significance of the deeper blackness of African American noir—a light ‘doubly’ black aimed at exposing the larger crimes of White America itself.”
— c h a R L e s w. M I L L s , Northwestern University, author of The Racial Contract
J a c k e t i l l u s t r at i o n s : ( t o p ) c o U R t e s Y o F d av I d L e e / 4 0 a c R e s a n d a M U L e F I L M w o R k s . ( b o t t o m ) c o U R t e s Y o F p h o t o F e s t. Jacket DesiGn: Jon Resh / UndaUnted.
t h e p e n n s Y Lva n I a s tat e UnIveRsItY pRess University park, pennsylvania www.psupress.org don FLoRY
ISBN 978-0-271-03344-0
In the past t wo decades,