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Emancipation and Consciousness
In
Memoriam
Herbert Marcuse (1898-1979)
"Weitermachen"
Emancipation and Consciousness Dogmatic and Dialectical in the
Early
Perspectives
Marx
Erica Sherover-Marcuse
Basil Blackwell
©Erica Sherover-Marcuse 1986 First published
1986
Basil Blackwell
Ltd
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British Library Cataloguing in Publication
Sherover-Marcuse, Erica Emancipation and consciousness
:
Data
dogmatic and
Marx. Marx, Karl, 1818-1883— Sociology Marxian school of sociology
dialectical perspectives in the early 1.
2. I.
Title
301'.092'4
HX39.5
ISBN 0-631-14101-4 Library of Congress Cataloging in Publication Data
Sherover-Marcuse, Erica, 1944Emancipation and consciousness. Originally presented as the author's thesis (doctoral
—Johann Wolfgang Goethe University,
Frankfurt/Main) Includes index. 1. I.
Marx, Karl, 1818-1883.
2.
Philosophv, Marxist.
Tide.
B3305.M74S52 1986 ISBN 0-631-14101-4
335.4'11
85-18711
Typeset by Oxford Publishing Sendees, Oxford Printed in Great Britain by Page Bros (Norwich) Ltd
1
Contents
Acknowledgements Note on Translations and Abbreviations
Introduction: 1
Some
vii
ix
Framework and Goals of this Study
1
2
Methodological Considerations
2 Marx's
Two
Perspectives on Emancipatory Consciousness
3 Contemporary Perspectives on the Concept of "Two Marxisms"
4 The
Crisis in
5 Chapter
1
Marxism
1
2
The Roots of a Dogmatic
Perspective 17
Subjectivity
The Wood Theft Articles and The Estates and Those of No Political
the "Origins of Marxism"
18
Estate in Hegel's
20
Philosophy
4
The Poor as the Elemental Class of Human The Universalist Subjectivity of the Poor
5
Propertylessness and Universality
6 7
The Benefits of Non-Membership The Poor as Philosopher Kings
8
Marx's Transformation of Hegel's Concept of the Poor
34
9
36
10
The Jacobin Conception of the Virtuous Poor The Jacobin Emphasis on Education
1
Conclusion
43
3
2
15
Articles:
Towards Emancipatory
8
12
Summary
The Wood Theft
4
Society
24 27 29
in Civil Society
The Critique ofHegel's "Philosophy ofRight": The Emergence of a Towards Emancipatory Subjectivity
Dialectical Perspective
31
32
41
45
1
Feuerbach's Theory of Mystified Consciousness
47
2
Feuerbach's Solution: Idealist Voluntarism
54
9
vi
Contents 3
Marx's Reformulation of Feuerbach's Theory of Mystified
4
Mystified Consciousness as a Social
5
Marx's First Discussion of the
57
Consciousness
The Dogmatic
3
4
62 67
Perspective
6
Marx's Solution:
7
Conclusion
Dogmatic and
Phenomenon Reform of Consciousness:
The
71
Incipient Dialectical Perspective
73
Dialectical Perspectives
on the "Jewish Question" 74
1
The
2
Marx's Critique of Bauer's Position
3
Marx's Refraining of the "Jewish Question": Marx as
"Jewish Question" and Bruno Bauer's Solution
74 76
"Anti-Semite"?
81
4
Inverted Consciousness and Inverted Reality
85
5
Mystified Consciousness as A-Historical Consciousness
88
6
Emancipatory Subjectivity: The Dogmatic Perspective
92
7
Emancipatory Subjectivity: The Dialectical Perspective
95
8
Conclusion
97
Dogmatic and
Dialectical Perspectives in Marx's First
98
Discussion of the Proletariat 1
2 3
4 5
6
7
8
5
The Impossibility of a Political Revolution for Germany The Theoretical Possibility of a Radical German Revolution The Positive Possibility of a Radical German Revolution The Universal Character of the Proletariat: Analysis and Critique The Proletariat and Philosophy The Revolutionary Consciousness of the Proletariat: The Dogmatic Perspective The Dialectical Perspective in Religious Guise: The "Internal Priest" Conclusion and Summary
In Lieu of a Conclusion: 1
Towards
The Dogmatic Conception
A
Continuing Issue
in
An
a Dialectical
Marxism
98 100 102
104 1
07
113
117 1 1
122
of Emancipatory Subjectivity:
Marx's Thought
Attempt
123
2
Western Marxism:
Conception of Emancipatory Subjectivity
1
3
A
135
Practice of Subjectivity:
A
to
Recapture a Dialectical
Preliminary Outline
32
Notes
143
Index
204
Acknowledgements
for this book came from the intersection of my life with the and work of Herbert Marcuse. The context within which this study took shape has been the continuing conversation I have had with him. I began working on the manuscript when I was a graduate student in the Philosophy Department of the University of California, San Diego. I
The impetus
life
submitted
it
as a doctoral dissertation to the Philosophy Faculty at the
Johann Wolfgang Goethe University In the course of its evolution
many
friends;
I
I
outcome
impossible to mention
those to
For
list is
Frankfurt/Main
have discussed the ideas in
responsibility for the final
following
in
all
in
June 1983.
have shown the text (or portions of it) to is
it
with
many more. The
of course mine alone.
whom
I
owe
It
would be
a debt of gratitude; the
of necessity incomplete.
a variety of helpful criticisms
I
want
to thank: Bettina
Aptheker,
Carol Becker, Liora Beer, Sandy Boucher, Barbara Brick, Harry Brod,
Cohen, Robin Cohen, Helmut Dubiel, Iring Fetscher, Friedland, Beth Haas, Juergen Habermas, H. Stuart Hughes, Lumei Hui, Audree Jinnies, Terry Kupers, William Leiss, Aurora Levins -Morales, Suzanne Lipsky, Leo Lowenthal, Heinz Lubasz, John McFadden, Harold Marcuse, Peter Marcuse, Margit Mayer, Osha Neumann, Gail Pheterson, Annie Popkin, Moishe Postone, Carl Ratner, Carl Shames, Jeremy Shapiro, Thee Smith, Donna Warnock, Victor Zamudio. John Burke, a friend and colleague from graduate school days, and Joy Marcus, a comrade in many causes, read and commented on the N. O. Brown, Robert
S.
Lew
manuscript
at a crucial juncture.
For additional support and encouragement: Beatrice Agman, Gail Boehm, Lisa Blum, Sylvain Bromberger, Gayle Cribb, Josie Foulks, Marilyn Golden, Hilda Gutierrez-Baldoquin, Martha Herbert, Joke Hermsen, David Jernigan, Sharon Kaiser, Nancy Lemon, Pam McMickin, John and Lydia Martin, Odette Meyers, Barry Mike, Edna Myers, Rachel Neumann, Yeshi Neumann, Maria Papacostaki, Pam
viii
Acknowledgements
Roby, Inez Roelofs, Alexandra Saur, Alice Sherover, Jane Sprague Zones, Lida Van den Broek, Stacey Zones. David Weingarten read countless drafts of the Introduction and the Conclusion: his love and support in the hard months after Herbert's death made a crucial difference, and continue to do so. I owe a special debt to Gus Bagakis who read and edited several versions of this manuscript with great care and attention, who listened for long hours as I wrestled with a phrase or a paragraph, who initiated me into the trials and the glories of a word processor (and rescued me when my mastery of the technology failed), and who cooked, cleaned, shopped
and
in general did
much more
than his share.
Note on Translations and Abbreviations
and made some use of the standard English translations (where these were available) of Marx, Hegel, Bruno Bauer and Feuerbach, but the actual translations are my own. For ease in locating passages which I have cited I have used a system of dual references: to the German and to the English language editions. I have rendered passages in gender-neutral language. Sometimes I have pluralized pronouns; on other (rarer) occasions I have used "he or she," I
have
referred
to
or "his or hers." I have used the following abbreviations in the notes: MEGA for Karl Marx, Friedrich Engels, Gesamtausgabe, ed. D. Rjazanov (Frankfurt for Karl Marx, Friedrich Engels, Collected a/Main: 1927-32);
MECW
Works
(New York:
Engels,
WERKE
International Publishers,
(Berlin: Dietz Verlag,
1975);
MEW for
1956 onwards).
Marx-
Introduction:
Framework and Goals of This Study
The present study undertakes a critical re-examination of Marx's earliest conceptions of the relationship between social existence and consciousness. My aim is to bring a new perspective to bear on some of Marx's early writings
and thereby
to
illuminate the origins of a persistent
Marxist tradition regarding transformative conscioushope that the implications of my discussion will prove
difficulty in the
ness.
It
is
my
many
useful to people engaged in the
struggles for fundamental social
change. attempt to disengage and to interrogate Marx's early theory of "emancipatory consciousness." This early theory has a twofold significance for present day Marxist thought. On the one hand, it In the following pages
I
reveals that certain difficulties in in his earliest writings;
on
Marx's
the other,
unexplored) sources of strength. theoretical roots of the
It
it
social theory are already present
points to potential (as yet largely
contains, at least in part, both the
contemporary
"crisis in
Marxism" and the seeds
of a possible solution.
At the outset of this project we are faced with a paradox: Marx himself never speaks about "emancipatory consciousness." Indeed it is a commonplace of Marx scholarship that his various remarks about the class consciousness of the proletariat are never formulated into a systematic account. Nevertheless I contend that we can legitimately speak of "Marx's early theory of emancipatory consciousness," and that a re-exploration of this theory can provide some new insights for contemporary radical practice. What I have termed "emancipatory consciousness" can be understood 1
as the "counter-concept" of mystified or ideological consciousness. In
the
most general sense, therefore, emancipatory consciousness can be
defined as the forms of subjectivity that tend towards a rupture with the historical system of domination. More specifically, emancipatory subjectivity
would be those
attitudes, character traits, beliefs
that are both conducive to
and supportive of the
and dispositions
sort of radical social
2
Introduction
transformation that the young
emancipation."
Marx
characterizes as "universal
human
2
This study traces the development of Marx's theory of emancipatory consciousness from his first discussion of the problem of poverty in 1842 to his first analysis of the possibilities of a radical revolution toward the end of 1843. In the former, Marx passionately defends the traditional rights of the rural poor; in the latter, he proclaims the revolutionary mission of the proletariat. In situating the discussion of Marx's early theory of emancipatory consciousness within these textual boundaries I do not mean to suggest that other early texts, such as the 1844 Manuscripts or the German Ideology, would prove uninteresting on this issue. Nor am I intending to argue for another hard and fast "periodicization"
of Marx's thought.
My
intent
is
to
focus critical
which has generally been ignored by other studies, the pre-history of Marx's conception of transformative consciousness. This pre-history remains important. Its themes appear in different form in Marx's mature writings, as well as in the work of subsequent Marxist thinkers. Thus the present discussion of Marx's early writings seeks both to advance the contemporary understanding of the Marxist tradition as a whole and to contribute to the ongoing process of critical attention
on
a subject
reflection within this tradition itself.
However, the issue of emancipatory consciousness has a significance which extends beyond a concern with Marxist theory and practice. In the decades after Hiroshima and Nagasaki the development of a (collective) human consciousness that could inspire and guide a liberating social practice has
become
a vitally important matter.
3
Ultimately
it is
this issue
which has motivated the present reconsideration of Marx's early texts. It is my view that questions which are raised in embryonic form by Marx's theory of emancipatory consciousness present an increasingly urgent challenge to contemporary movements for fundamental social early
change.
1
To
Some Methodological Considerations disengage a theory from a surrounding body of thought is to engage of intellectual venture. The aim of such a venture is
in a particular kind
on a body of thought in such a way that new contours of thought structure emerge as a result of the process of critical examination. To disengage a theory is to interrogate a text or group of texts from a perspective which reveals that the body of work so interrogated contains answers to questions which hitherto could not be to focus attention this
3
Introduction
posed. As a result of the interrogation, previously unnoticed facets of an intellectual
apparent.
may
system
To
appear; sometimes points of tension
disengage a theory
through a more powerful
is
to
examine
may become
a thought structure
it were, a lens which illuminates what were previously taken to be either merely anomalous remarks or unimportant comments.
critical lens as
the theoretical significance of
The
practice of critical reflection involved in disengaging a theory
from a body of thought
Such
is
tantamount
to a conceptual reconstruction
making
of
what in the texts is only implicit, articulating the theoretical constructs which a thinker uses to analyze or explicate those issues which engage her or his reflective interests. To disengage a theory from a body of thought is to engage in the time-honored intellectual project of attempting to understand a thinker better than that thinker understood herself or
this thought.
himself.
a reconstruction consists of
explicit
4
This study understands itself as an instance of conceptual reconstruchermeneutical venture in the sense described above. It is for this reason that I speak of disengaging what I term the young Marx's theory of emancipatory consciousness. I am well aware that Marx may not have taken himself to be constructing such a theory, and I am aware as well of the risks involved in attempting to reconstruct such a theory without attributing positions to Marx which he does not hold. Nevertheless, the current project is not ungrounded; not is it without internal justification in Marx's own work. For although the young Marx does not explicitly address the issue of emancipatory consciousness, he does elaborate a theory of mystified consciousness. He is concerned to tion, as a
analyze both the causes and the nature of those inclinations, attitudes,
and beliefs that tend to strengthen and perpetuate the continuum of domination. Thus it is Marx's own
values, character traits, dispositions
theory
of mystified
consciousness
that
constitutes
the
theoretical
construct which legitimizes the present attempt to reconstruct his theory
of emancipator}- consciousness.
The
following discussion takes the form of a chronological analysis of
it focuses both on the concept of mystified consciousness and on the concept of emancipatory consciousness. As
four of Marx's early texts;
noted, it is only the former which is a matter of explicit concern for the young Marx. Because of this, the exegetical task with regard to it is considerably more straightforward than it is with regard to the issue of
emancipatory consciousness. Marx's theory of emancipatory consciousness has to be ferreted out and reconstructed from his remarks on other issues.
The
possibility-
of putting words in Marx's mouth
is
always present;
I
4
Introduction
have tried to minimize this danger by basing my discussion on the problematics of the texts themselves. In this way the project of disengaging and critically examining Marx's views on emancipatory
can itself be contextually grounded. My goal throughout has guard against imposing an external perspective on Marx's concerns, and to carry out an immanent critique of his thought. subjectivity
been
2
to
Marx's Two Perspectives on Emancipatory Consciousness
Marx's early thinking about emancipatory consciousness exhibits a one which regards emancipatory consciousness as contingent and problematic, and one which regards emancipatory consciousness as inevitable and unproblematic. I will argue that the first perspective takes a dialectical stance toward emancipator) subjectivity while the second treats emancipator)' subjectivity in a dogmatic fashion. In effect these two perspectives constitute two opposing models of emancipatory subjectivity. tension between two perspectives:
The Dialectical Perspective
The
dialectical
perspective views the development of emancipatory
consciousness as an ongoing project requiring an intentional practice
which focuses
explicitly
of this perspective
is
on the transformation of subjectivity. The heart
the recognition of the
phenomenon of internalized
oppression. 5 This recognition entails the understanding that an oppres-
and minds in the form of and attitudinal habits which are installed and "nourished" by the normal functioning of social intercourse itself. A
sive society recreates itself in its victims' hearts
behavior
patterns
towards emancipator)' subjectivity recognizes that of systematic mistreatment sediment themselves in the consciousness (and sub-consciousness) of the oppressed and that in the course of time these effects acquire both a "natural" appearance and a life of their own. As a result, oppression is recycled; mistreatment is passed along by the victims themselves. Having internalized the norms and values of the dominant group, members of an oppressed group often 6 mistreat each other in an unconscious imitation of their own suffering. A dialectical perspective understands that no oppressed group can remain immune to the institutionalized and socially empowered untruths which purport to "justify" its oppression. Describing this dynamic with dialectical perspective
the
effects
reference to the experience of colonization Albert
Memmi
speaks of the
Introduction
5
"echo" which the "mythical portrait" established by the colonizer "excites in the colonized":
Constantly confronted with this image of themselves, set forth and imposed on
and
institutions
all
human contact, how could the colonized help cannot leave them indifferent and remain a veneer blows with the wind. They end up recognizing it as one
in
every
reacting to their portrait?
which,
like
would
a
an
insult,
It
become a familiar description. The them and worries them even more because they admire and
detested nickname which has
accusation disturbs
"Are they not partially right?" they mutter. "Are we because we have so many idlers? Timid, because we let ourselves be oppressed?" Willfully created and spread by the colonizer, this mythical and degrading portrait ends up by being accepted and 7 lived with to a certain extent by the colonized. fear their powerful accuser.
not
A
all
a
little
guilty after all? Lazy,
dialectical perspective
towards emancipatory consciousness under-
stands that as a result of their
system, even people
who
are
life
experience under an oppressive social
engaged
in
movements
for radical social
have inevitably introjected or internalized various aspects of these conditions. It recognizes that an oppressive system also binds its victims to it, that there comes to be a certain "adherence," on the part of the oppressed themselves, to the prevailing order of unfreedom.
change
will
Accordingly, a dialectical perspective towards emancipatory subjectivity
assumes that in order to undo this adherence, individuals must engage in a deliberate and systematic attempt to transform their own consciousness in an emancipatory direction. In effect they must unlearn the habits of 9 thought and action that are the consequence of domination. This "unlearning" ought not to be regarded as a phenomenon which just "happens" in the course of other "more significant" transformative activity, but as a project in its own right, meriting both sustained and focused
effort.
effects of
"doing". therefore,
The
deliberate undoing, at the level
an oppressive social order
This as
subjectivity."
project
an
would be
intentional
is
more
practice,
of subjectivity, of the
actually a particular kind of
in
accurately
conceptualized,
effect
a
as
"practice
of
10
Finally, a dialectical perspective
towards emancipatory consciousness
views the goal of subjective transformation as a contingent process.
It
envisions the attempt to develop an emancipatory subjectivity as a project
whose outcome cannot be "guaranteed" by any other
either
by the laws of history or
factor.
To the extent that an analysis of Marx's early texts uncovers a conceptual framework which can incorporate the notion of internalized oppression, I will argue that these writings implicitly recognize the necessity of a practice of subjective transformation.
To
the extent that
6
Introduction
these texts imply that the development of emancipatory consciousness
is
be understood in this manner, i.e. as a contingent project involving a practice of subjective transformation undertaken by the emancipating agents themselves, Marx's perspective on emancipatory consciousness is to
dialectical.
The
use of the term "dialectical" to characterize a perspective which on the contingent nature of the process of subjective transformation may require some explanation, especially if one is accustomed to
insists
associating "the dialectic" with the inevitable forward
movement of
Reason or History. The justification for understanding the concept in this fashion can be found both in Hegel and in Marx. Hegel does indeed articulate a philosophy of history in which reason and progress always prevail, and there are passages in Marx which suggest that his conception of the transition to socialism is also wedded to this same notion of an inexorable progress.
11
But the core of both Hegel's and Marx's conception of dialectical is intrinsically opposed to the notion of an inexorable progress. For both Hegel and Marx the essence of dialectical thinking is its refusal to accept the givenness of experience and the immediacy of knowledge. This refusal makes dialectical thinking critical thinking par excellence. Both Hegel and Marx contrast the critical thrust of dialectical thinking with the dogmatism of unreflective consciousness which assumes that 12 things are as they are and that facts come ready-made. Dialectical thought seeks to expose the one-dimensional logic of domination; it seeks to comprehend the social processes which have become established facts. In so doing it attempts to uncover the social possibilities (not the thought
alleged certainties) of liberation.
Genuine
dialectical
thought must reject the notion of an inexorable
progress, for an inexorable progress
is
a guaranteed progress,
concept of a guaranteed progress treats the future
Inasmuch given,
it
as dialectical thought
will also
be
dialectical perspective
critical
is
critical
itself as
and the a given.
of the very concept of the
of the notion of the future as a given.
towards emancipatory subjectivity
A
will therefore
refuse to treat the project of subjective transformation as a given.
It will
refuse even the seductive promise of a given future.
The Dogmatic Perspective
The second model of emancipatory writings indicated,
is
constituted this
by very
consciousness in Marx's early
different
assumptions.
As already
perspective construes emancipator)- consciousness as
Introduction entirely unproblematic.
7
Marx's presentation of emancipatory conscious-
ness as unproblematic takes two forms. In the
first,
inasmuch presumed
emancipatory consciousness
is
regarded as unproblematic
segment of the population is to be immune to the consequences of domination. In this version, the members of this group are regarded as "already emancias the subjectivity of a particular
pated"
as far as their subjectivity or consciousness is concerned. Emancipatory subjectivity is viewed as a static property or as a set of qualities which inhere in people by virtue of their position in the social order. In effect emancipatory consciousness is regarded as a given which some social groups simply "possess." The emancipatory character of their subjectivity is posited as already attained and secure. The second version of the dogmatic perspective is most clearly illustrated by the early Marx's conception of the "reform of consciousness," the abolition of mystified consciousness. The dogmatism in Marx's discussion of this issue reveals itself in his assumption that
mystified consciousness will "collapse by itself," that
it
will "dissolve like
consequence of more substantial structural changes. In this version emancipatory consciousness is taken to be unproblematic inasmuch as its eventual appearance is assured. To the extent to which the emancipating agents can be said to undergo a process of subjective development, the outcome of this process is presumed to be certain. Emancipatory consciousness is treated as a phenomenon which can be expected to develop more or less automatically as a consequence of certain changes in a more fundamental set of conditions. Emancipatory consciousness is regarded as an epiphenomenon, a result of social change rather than a factor in bringing about such change. For both versions of the dogmatic perspective the issue of emancipatory consciousness is as good as settled. Both versions of this perspective regard emancipatory consciousness as a given. In one case emancipatory consciousness is regarded as a datum which already exists; in the other it is treated as a future given. Both versions consider emancipatory subjectivity without any reference to an intentional practice on the part of the emancipating agents. Indeed the dogmatic perspective excludes questions as to the possible need for a practice whose focus is the transformation of subjectivity. Such questions cannot even arise within its conceptual framework. While one variety of this perspective relies on guarantees provided by the givens of social existence, the other places its a thin haze" as a
benevolent laws of historical development. To the extent that Marx's early writings suggest that emancipatory consciousness is unproblematic in either of these two ways, his perspective on emancipatrust in the
tory consciousness
is
dogmatic.
8
Introduction
Contemporary Perspectives on the Concept of
3
"Two Marxisms" The Two Marxisms
Alvin Gouldner's
is
the most recent attempt to
consider the question of a tension in Marx's thought in a systematic fashion. Gouldner's thesis is that there is a tension in Marx's thought between a "Critical Marxism" and a "Scientific Marxism." Gouldner argues that each of these Marxisms can be viewed as a complete paradigm which is constituted by a contrasting set of assumptions and
presuppositions.
Marxism are divergent paradigms because Marx's concerned to discover laws independent of human will and which cannot be suspended by science itself, while his "critique" is concerned to exhibit the manner in which outcomes depend on human efforts. His science's standpoint, then, is deterministic and structural; his critique's and
Scientific
"science"
standpoint
Critical
especially
is
is
voluntaristic.
Gouldner claims out of their
own
13
that the
two paradigms continually generate each other Each paradigm thus requires the other.
deficiencies.
According to Gouldner the continual generation of the alternative paradigm is due to the fact that "neither Critical Marxism nor Scientific 14
Marxism justify the commitments they seek." Gouldner argues that the tension between the two Marxisms
exists at
the very center of Marx's thought in the form of a "nuclear tension
between voluntarism and determinism, between freedom and necessity." Each side of this polarity is "a true part of Marxism."
We
are not faced with only a seeming contradition that can be glibly resolved by
claiming that one side
is false,
Marxist, while the other
is
revisionist, opportunistic,
misguided, not really
the authentic, genuine, dyed-in-the-wool, true
revolutionary article.
Our Two-Marxisms
thesis
maintains
that
both
differentiations of a single originally undifferentiated
emerge in part out of an 15 Marxism.
the "two" original
effort to
are
in
Marxism;
fact
structural
that over time
reduce the real internal tensions of
be commended for attempting to develop "an auto16 critique of Marxism" and for refusing to avail himself of those facile explanations of possible difficulties in Marx's thought which attribute them to revisionist or misguided interpretations of his theory. But his discussion is permeated by a lack of critical reflection as to his own interpretive standpoint. This difficulty reveals itself from the start. Gouldner's attempt to analyze Marx's theory in terms of the antinomic
Gouldner
is
to
Introduction
9
tension between freedom and necessity treats the existence of this opposition as a given. For Gouldner "the nuclear tension between
voluntarism and determinism"
Western thought."
is
simply "part of the deep structure of
17
dogmatism in the Marxist tradition is Noting that even "conventional and normal science" has a "potential for dogmatism" which is inherent in the paradigm form, Gouldner poses the question: "why does this potentiality 18 blossom so fully in Marxism?" According to Gouldner the problem lies in the nature of Marx's "double-pronged project" of knowing and changing the world. It is at this point that Gouldner's failure to reflect on his own interpretive perspective causes difficulties. Gouldner simply assumes that it is Marx's "double-pronged project" itself which is the source of the dogmatic strains in his thought and in the subsequent Marxist tradition. Gouldner finds it problematic that Marxism is both "rational understanding and political practice: 'reports' about the world 19 but he offers no and a 'command' to do something to change it," argument for the Gouldner's only position. his argument for convincing attempt to Marx's problematic in inherently something view that there is need for "action's of "explanation" an is unite theory and practice assumptions unjustified itself makes which certainty," an explanation about the psychology of action. "Precisely because it is an effort to unite Gouldner's
of
analysis
particularly problematic.
theory and practice to change the world, there is great pressure to present 'theory' as a secured basis for action, rather than as problematic
need of further development. One cannot ask people to undertake great risks on behalf of uncertain theories." But by insisting on an inherent divergence between the aims of critical social theory and emancipatory practice Gouldner rejects out of hand the Marx's "Theses on in articulated perspective epistemological 21 attempt to "underany According to this perspective, Feuerbach." of acting in and on question stand" the social world which brackets the a spectacle to be becomes this world results in a false objectivity; history epistemology Marx's observed rather than a project to be undertaken. world and the comprehend regards the dichotomy between the effort to and
in
not as a self-evident given but as the expression of a particular conception of knowledge, a conception which itself
the project of changing
it
requires a socio-historical critique.
Gouldner's criticism of Marx's project is thus undertaken from a perspective which is external to Marx's own conceptual framework. Gouldner is at liberty to choose his own point of view but he has no right to assume that Marx's perspective is eo ipso problematic. Perhaps in spite of his intentions, Gouldner ends up with an interpretation of the tensions
10
Introduction
and difficulties permanent fate
Marx's thought which implies that dogmatism is a and that any practice guided by this theory will inevitably contain elements of the irrational. Gouldner's discussion of the tensions in Marxist theory contrasts sharply with attempts to grapple with this issue which attribute difficulties and contradictions in Marx's thought to the presence of "pre-Marxist" or "non-Marxist" elements in his thinking. One of the earliest examples of this approach is found in a 1924 review by Karl 11 Kautsky of Karl Korsch's Marxism and Philosophy. Kautsky draws a distinction between the "primitive Marxism" of the young Marx, who was infected with Hegelianism, and the scientific Marxism of the "genuine Marxist Marx" who elaborated the laws of dialectical materialism. Louis Althusser's argument for the existence of a "break" in Marx's work is essentially a modern day elaboration of Kautsky's position. For Althusser the offending "non-Marxist" element in Marx's work, in addition to the pernicious influence of Hegel, is Feuerbachian
humanism.
in
for Marxist theory
23
In contra-distinction to the external approach exemplified by Gouldner and the programmatic attempts to define and defend a "genuine Marxist Marx", Juergen Habermas and Albrecht Wellmer focus on the
question of a tension in Marx's thought from the perspective
immanent that
critique.
Habermas and Wellmer proceed from
Marx's original project
is
practical intent, a theory with
pation.
They argue
scientistic" aspects
Habermas
an interest
that this project
is
in universal
human emanci-
frustrated by the "positivistic-
of his thought.
we can no
Scientism claims that
itself;
that
is
the
longer understand science as one form of
must
24
knowledge with science." science has exclusive title to knowledge, hence that
possible knowledge, but rather
the
an
to develop a critical social theory with a
defines "scientism" as "science's belief in
conviction that
£)f
the premise
methods and value
identify
neutrality appropriate to the natural sciences are
forms of theoretical inquiry. Habermas contrasts this one-dimensional "scientistic self-understanding of the sciences" with the perspective of reflection which regards science itself as one form of knowledge. The perspective of reflection is thus inherently critical of the applicable to
attempt to
all
make
science the prototype of
all
knowledge.
from this perspective that Habermas approaches Marx. He argues that Marx's thought exhibits an analogous self-misunderstanding inasmuch as all forms of human practice are construed in terms of one form of practice: "instrumental action" (or labor). Habermas argues that the self-generation of humanity must be understood in terms of an interplay between "instrumental action" and "communicative action" (reflection and critique). For Habermas the problem is not Marx's actual It is
1
Introduction
research
practice
but
[Forschungspraxis]
misunderstanding) of
this practice.
2
1
understanding
his
Habermas maintains
(or
when
that
his own research practice, he conflates the dimension of "instrumental action" with the sphere of "communicative action" by "reducing" the latter to the former and assimilating the process of critical reflection to the process of material production. As a
Marx misunderstands
result, claims
Habermas, Marxism becomes
critical social theory.
The
a scientistic rather than a
26
of the confusion between scientism and
significance
reflection appears at the level of emancipatory social practice.
argues
that
a
social
scientistic
theory
"lends
substitution of technology for enlightened action"
technical
progress in the
27
critical
Habermas
countenance to the and tends to confuse
mastery of nature with progress in the
humane society. Wellmer follows Habermas in arguing
construction of a
dialectical
of the
process
that
self-production
Marx
interprets
human
of the
"the
species
28
As a result, claims from the viewpoint of labor". Wellmer, Marx's work contains an essential contradiction between a "shortened" [verkuertze] or "truncated" form of historical materialism and an "ideology-critical theoretical approach." The "shortening" unilaterally, that is
[Verkuerzung] of historical materialism consists in the attempt to trace
"the dialectics of morality back to the
Wellmer maintains
dialectics
Marx's truncated
that
of production."
historical
materialism
29 is
characterized by a "latent positivism" which tends to assimilate the
"hypothetic -practical status" of a theory with an interest in universal
human emancipation
to the (value-free) analytic-descriptive
Such an attempt
the empirical sciences.
according to Wellmer.
He
argues that
is
it is
truth of critical social theory in terms of a
empirical sciences.
"The
canons of
fundamentally misconceived, a mistake to conceptualize the
framework appropriate
truth of critical social theory
is
to the
a verite afaire [a
it can demonstrate its truthfulness hence the hypothetic-practical status
truth to be made]; in the last resort
only by successful
liberation:
peculiar to the theory."
30
The present analysis of the tension in Marx's early theory of emancipatory consciousness shares with both Habermas and Wellmer the project of undertaking an immanent critique of Marx's thought. Additionally, it shares the view that difficulties in Marxist theory are significant also at the level of practice.
distinguish
it
from
But both
focus and its method from other studies of
its
their discussions as well as
Marx's early thought. At this point it might be helpful to state very explicidy what I am not attempting to accomplish in this book. There are at least three types of investigations which are not being undertaken. (i) This study does not
1
2
Introduction
intend to be a systematic presentation of Marx's early thought.
31
(2) It
does not seek to provide a comprehensive account of the early Marx's relation to Hegel or to his contemporaries among the Young 33 Hegelians. (3) Finally, this study does not seek to be a work of intellectual history; it is both more and less modest than such a venture. It is more modest in that between 1842 and 1844;
its
historical scope
is
confined to the period
modest in that it seeks examination of a limited number of Marx's early texts contribution both to contemporary Marxist thought and it
is
less
to to to
use the
make
a
radical
practice.
4
The
As
early as
today
is
a crisis
Crisis in
Marxism
1927 the German Marxist Karl Korsch declared: "Marxism midst of an historical and theoretical crisis. It is not simply 3 within the Marxist movement, but a crisis of Marxism itself." * The in the
Marxism
notion that
in crisis has
is
become commonplace among
variety of twentieth-century social theorists
who
a
identify themselves as
Marxists. Thinkers as disparate from each other in their other concerns
and their readings of Marx's work as Georg Lukacs and Louis Althusser, Juergen Habermas and Stanley Aronowitz, have addressed themselves to 35 this issue. Although every thinker approaches the issue of a crisis in Marxism from their own perspective, the sense of the crisis tends to be articulated in terms of what Paul Sweezy describes as "the deviations between observed reality and the expectations generated by [Marxist] theory."
36
Goran Therborn sums up
the situation as follows:
Fundamental aspects of Marxist theory have been called into question both by its North America and Western Europe, and by the
historic defeats, so far, in
aftermath of
and
its
successes
political condition
-
Stalinism, the Sino-Soviet
split,
the present social
of that third of the world claiming to be governed by
Marxist theory. These and other contradictory and often unexpected develop-
ments of the union of Marxist theory and practice make 37 of a crisis of Marxism.
it
possible to speak also
Louis Althusser does not explicidy characterize this situation as a "crisis," but he addresses the issue of the gap between Marxist theory
and
social
development
in
analogous terms: "The revolution did not take
place in nineteenth century Britain, nor in early twentieth century
Germany;
it
did not take place in the advanced countries at
all,
but
3
Introduction
elsewhere,
Russia,
in
1
then later in China and Cuba, etc ... the
we know are either premature or miscarried." 8 Paul Sweezy comments bluntly that "None of [the] socialist societies 39 while for Georg Lukacs the thought they would," behave as Marx revolutions which
.
.
.
gap between Marxist theory and contemporary social reality looms so large that it seems almost appropriate to speak of "the death of Marxism." "One may say that Marxism, conceived as it should be conceived, as a general theory of society and history, no longer exists, 40
For Lukacs it is not so much an end some time ago." that the historical development challenges Marxist theory or calls it "into question," it is rather the case that "There are new phenomena about that
came
it
to
which we have nothing
to say."
4
In the main, the descriptions of the crisis in to bracket the question
Marxism
cited above tend
of the responsibility of Marxist theory
the gap between theory and practice.
These thinkers tend
to
itself for
view the
Marxism
as something caused primarily by extra-theoretical perhaps an exception here inasmuch as his claim that factors. Lukacs is "there are new phenomena" about which Marxist theory has "nothing to say" seems to acknowledge that there may be certain theoretical deficiencies in Marxist theory itself. But for Lukacs these deficiencies consist essentially of lacunae in Marx's work rather than in points of difficulty within the work itself. Thus Lukacs points to the incompleteness in Marx's studies: "For me it is clear that Marx never studied 42 This is a seriously the economies of Asia, Africa and Latin America." not do; it does comment about analytical work which Marx did not
crisis in
address the issue of there being difficulties in any of the analytical work which Marx did. And it is congruent with Lukacs's explanation of why
Marxist theory "has nothing to say" about "new phenomena." "Our analysis stood still, but capitalism continued to evolve. We stopped with Lenin. After him there has been no Marxism."
The is
implication here
is
clearly that the source of the crisis in
simply that, after Lenin, Marxist analysis
evolve.
work
is
The
itself
own And about the possibility that there for why subsequent Marxist analysis
issue of there being any theoretical difficulties in Marx's
internal theoretical grounds still,"
Lukacs maintains a discreet
silence.
description of the crisis but no explanation for
dynamics of Marxist theory
itself.
The
it
which Marxist theory has nothing attribute the crisis to the
problem
in
Lukacs thus has a terms of the internal
explanation which he gives
simply a reiteration of the claim that there are
To
Marxism
did not continue to
not considered by Lukacs.
may be "stood
43
is
new phenomena about
to say.
march of history
in other terms. Explanations of the crisis
is
simply to restate the
which seek
its
origin in
14
Introduction
the perversion of Marxist theory at the hands of later generations have an
unfortunate ad hoc character.
44
And
attempts to rescue Marxist theory by
Marxism as a description of the dynamics of capitalist society and Marxism as a guide to the construction of a humane socialist society succeed at their peril. They succeed in "saving" Marxism distinguishing between
only by cutting out
heart: the unity of critical social theory
its
emancipatory practice.
and
4
Marx's own emphasis on the unity of theory and practice demands that we approach the crisis in Marxism from another perspective, that we re-examine some of the internal difficulties and tensions in Marx's own thought. This perspective considers the role played by Marxist theory as social and political phenomena seem to constitute a challenge to the theory. I interpret Marx's emphasis on the unity of theory and practice to mean that such self-reflection is imposed on Marxism as an internal necessity. As a theory which seeks to comprehend the world in order to change it, Marxism must also subject its own concepts to continual re-examination
development of those
a factor in the
which
and
in turn constitute or
critique.
One
46
of the earliest advocates of this approach
critique
of the
theory
and practice
notwithstanding, Korsch insists that
is
Karl Korsch. His
Second International
of the
it is:
deceptive and even false to see the theoretical origins of the present crisis as resulting either
from a perversion or from an oversimplification of Marx's and
Engel's revolutionary theory at the hands of epigoni. juxtapose this degenerated, falsified
Engels themselves. In the Engel's theory as well.
Of
to the
It is
equally misleading to
"pure theory" of Marx and
final analysis, today's crisis is the crisis
of Marx's and
47
the recent commentators
Marxism from
Marxism
who approach
this perspective,
the issue of the crisis in
Albrecht Wellmer's position most nearly
my own point of view. Speaking of the need to engage in a re-examination of Marx's theorizing about the nature of the transition to socialism in the face of what he terms the "bureaucratic corresponds to critical
degeneration of socialist praxis," Wellmer says,
assumption that ...
if
"We must
not the nucleus then
correlative for the decline in practice
must be
at
least
start
a
from the
theoretical
available in the theorv
48 itself."
At this point I want to hazard a claim about the crisis in Marxism which can only begin to be addressed in this study: one of the central "theoretical correlatives" of the petrification of socialist practice
is
the
dogmatic conception of emancipatory consciousness which haunts the Marxist tradition itself. In other words, one of the internal factors in the
5
Introduction
origin of the crisis of
Marxism
lies in
1
a particular aspect of Marxist
theory.
To consider the crisis in Marxism from this perspective is not to proclaim that a given historical event or situation was the inevitable outcome of the inherent logic of Marx's thought, nor is it to engage in a purely negative undertaking.
On
the contrary, an exploration of Marx's
thought which seeks to uncover some of the theoretical roots of the contemporary crisis in Marxism may also unearth the seeds of a possible
same body of thought. The consequences of such an exploration may well require the rethinking of certain aspects of Marxist theory. This should not be understood however as a call to "abandon Marxism" but as an opportunity to re-articulate its 49 The present re -examination of Marx's early progressive function. theory of emancipatory consciousness is undertaken with this goal in solution to this crisis within this
mind.
5
Chapter
Summary
Chapter 1 examines Marx's first discussion of the problem of poverty and analyzes the assumptions which underlie his attribution of a universalist consciousness to the poor. This chapter argues that Marx's articles in the Rheinische Zeitung on The Wood Theft Debates contain the roots of a dogmatic view towards emancipatory subjectivity. As a background to Marx's own discussion I examine both Hegel's conception of estate-membership and his discussion of poverty in the Philosophy of Right. I also discuss the romanticized conception of poverty which is found in the writings of the Jacobin theorists Robespierre and Saint-Just. Chapter 2 analyzes Marx's first discussion of mystified consciousness in his Critique of Hegel's "Philosophy of Right" and juxtaposes it to Feuerbach's account of mystified consciousness in The Essence of Christianity. This chapter also examines Marx's first discussion of the reform of consciousness in his correspondence with Arnold Ruge in the fall of 1843. I argue that while Marx's own discussion of the reform of consciousness
is
dogmatic, his critique of Hegel's political philosophy
contains the seeds of a dialectical perspective.
Chapter 3 continues the examination of Marx's theory of mystified as this is articulated in the essay "On the Jewish Question." I argue that the dogmatic element in Marx's conception of the abolition of religious consciousness is contradicted by the dialectical implications of his own critique of Bruno Bauer's position. This chapter also reconsiders the issue of "Marx as an anti-Semite?" consciousness
1
6
Introduction
Chapter 4
is
Marx's "Introduction to The "Philosophy of Right." It examines Marx's first
a detailed discussion of
Critique of Hegel's discussion of the proletariat as "a class of civil society that civil
society." In this context
I
that the proletariat "possesses a universal character"
relationship
Marx
is
not a class of
discuss the implications of Marx's claim
and
I
examine the
sketches between philosophy and the proletariat. This
chapter argues that Marx's dogmatic conception of the proletariat exists in tension with the dialectical
conception of emancipatory subjectivity
suggested by the notion of a struggle against the "internal priest."
The concluding chapter contains an abbreviated discussion of the dogmatic conception of emancipatory subjectivity in several major works of the mature Marx. In this context it considers the emergence of "Western Marxism" as an attempt to recapture a dialectical conception of emancipatory subjectivity. It concludes with an attempt to articulate a preliminary criterion for a practice of subjectivity.
1
The Wood Theft Articles: The Roots of a Dogmatic Perspective Towards
Emancipatory Subjectivity
In the
fall
Marx wrote
of 1842
a series of articles for the Rheinische
which he sharply criticized the debates in law regarding thefts of wood. In proposed on Parliament a the Rhenish Marx concerned himself Debates, referred to as these articles, hereafter revealed himself to be a of poverty and for the first time with the problem of social justice, champion order and a trenchant critic of the established
Zeitung {'Rhenish Gazette'') in
a
compassionate advocate of the rights of the poor. In most discussions of Marx's early thought the Wood Theft
articles
have been accorded recognition primarily as stepping-stones in his
development. These articles are mentioned chiefly as indicators of Marx's turn towards economic and social issues. Most commentators tend to limit their remarks to a gloss on Marx's own statement: "In the year 1842-43 as Editor of the Rheinische Zeitung I experienced for the time the embarrassment of having to take part in discussions on so-called material interests. The proceedings of the Rhenish Parliament
first
on
thefts of
wood
.
.
.
provided the
first
occasion for occupying myself
with economic questions."
What most commentary on
Wood
Theft articles overlooks, however, is that Marx's first discussion of "economic questions" is structured by a perspective on poverty and the poor which remains central to his thought. In this chapter I will argue that Marx's articles on the Wood Theft Debates contain the roots of a dogmatic perspective towards emancipatory subjectivity. In particular I will argue that one of the
the key elements of his later conception of the proletariat as a class "not
of
civil
articles.
society"
is
already present in embryonic form in these early
1
The Wood Theft Articles
8
The Wood Theft
1
Articles
and the "Origins of Marxism"
In a recent article on Debates Heinz Lubasz argues against what he
describes as the "established thesis" concerning the origins of Marxism. According to Lubasz, the "established thesis" asserts that Marx's early thought is either "an application of Hegel's political philosophy to 3 [or] a speculative inversion of it." empirical reality .
The
.
.
established thesis as to the origins of
Marxism
is that
Marx's
initial
problematic was a philosophical one, and that only after he had cleared the philosophical decks did he concern himself, theoretically and empirically, with
economic matters, with the
role
of the proletariat,
and with revolution.
Philosophical speculation or reflection or critique are thus taken to have
furnished
As
Marx
with the foundation on which he was to build his theories.
against the established view
Marx
4
Lubasz maintains:
once empirically grounded and rooted in worked out his own concepts and methods by bringing empirical inquiry, theoretical analysis and value premises to bear on one another from the first; and that when he turned to Hegel or Feuerbach (or, for that matter, to Moses Hess) for ideas it was in quest of means with which to achieve a more sharply systematic formulation of 3 problems which arose for him out of his initial socio-political problematic. that
set out
from
a problematic at
the practical, socio-political issues of the day; that he
If Lubasz is only claiming that Marx's concern with the condition of the poor is not attributable to his doctoral discussion of early Greek 6 philosophy, there is nothing to dispute in his assertion. Indeed, in a draft of a new preface to the doctoral dissertation written at the time he joined the Rheinische Zeitung Marx explains why he has abandoned his earlier intention of incorporating the dissertation into a larger work on Epicureanism, Stoicism and Scepticism. Marx writes that "political and 7 philosophical concerns of an entirely different sort" are now taking up
his time.
But
in the attempt to argue against the "established thesis"
overstates his case.
It is
Lubasz
not necessary to deny the significance of Marx's
philosophical grounding in order to claim that his interest in economic
and
social issues
we minimize
is
not derivative from philosophical premises.
Nor need
the important role played by Feuerbach's critique of
Marx's development in order to argue that Marx's studies of political economy can hardly be attributed to his reading of The Essence of Christianity. Lubasz seems to suppose that this is what he has to assert. "Had not Marx already, in the course of his work on the Rheinische religion in
9
The Wood Theft Zeitung, grappled with the
problem of the
social
and
political
Articles
1
dimensions
of property and propertylessness, poverty and penury, Feuerbach's
more have prompted him to study political 8 prompted Feuerbach himself to do so." The dichotomy Lubasz wants to establish between Marx's philosophical grounding and his concern with political and social issues is contradicted by Marx's own texts. To take only one example: the Appendix to his doctoral dissertation contains a discussion of the realization of philosophy: this same concern permeates Marx's first materialism would no
economy than
it
discussion of the role of the proletariat.
The dichotomy in terms origins of
Marxism
leads
9
of which Lubasz construes the question of the
him
to claim that the "incisive originality" of
Marx's approach consists in his "categorical rejection of any historical or 10 political a priori." Lubasz finds this "categorical rejection" exemplified particularly in Marx's discussion of the condition of the poor. Lubasz poses the issue of the originality of Marx's thinking in a manner that abstractly polarizes the alternatives. He seems to think that acknowledging the importance of Hegel's political theory for Marx's first discussion of poverty would mean denying Marx's "incisive originality." More importantly, Lubasz seems to suppose that the issue of the originality of Marx's analysis can or should be discussed without any consideration of the problematic elements of his thinking. It is at this point that I take issue with Lubasz. I agree with Lubasz that Marx's discussion of the poor in the Wood Theft articles is "literally the 11 starting-point of his analysis of the proletariat." It is precisely for this reason that it is important to subject these articles to a critical examination. The question of Marx's relation to Hegel is only one aspect of a critical consideration of these articles. An equally significant issue concerns the problematic features of Marx's own discussion. Inasmuch as the Wood Theft articles contain, as Lubasz notes, "the elements 12 for much of his later thinking" it is important to consider whether of poverty Marx's first discussion might also contain elements which are in the roots of difficulties his later thought. As a result of the way in which he has structured the issue of Marx's originality, Lubasz is unable to perceive the problematic elements in Marx's discussion of the poor. These elements consist both in the use which Marx makes of Hegel's political philosophy and in the assumptions about the character of the poor which he borrows from the Jacobin revolutionary tradition. The Wood Theft articles contain the seeds of a dogmatic perspective towards emancipatory subjectivity precisely because Marx reworks this intellectual inheritance in his own unique way. 7
.
.
.
The Wood Theft Articles
20
2
The Estates and Those of No
Estate in Hegel's Political
Philosophy
The
claim that Marx's analysis of the condition of the poor
rather than derivative in any
way from Hegel,
is
is
"original,"
contradicted prima facie
by the very terminology of the text. Indeed the most cursory examination of the Wood Theft articles reveals that Marx's description of the poor as 13 "those of no estate" [die Standeslosen] is a direct borrowing of Hegel's own characterization of the unincorporated poor. However, even as Marx takes over Hegel's terminology he transforms the meaning of this description by making it synonymous with his own definition of the poor as "the elemental class of
human
society."
13
In order to appreciate the
significance of Marx's transformation of the Hegelian characterization of
the poor
it is
necessary to elucidate the meaning which the concept of
estate-membership has in Hegel's
The
political philosophy.
estates have the function of seeing to
existence not only implicitly, but also
it
that universal concerns
explicitly, i.e.
of seeing to
it
come
that the
into
moment
of subjective formal freedom, the public consciousness as empirical universality 16 should come into existence as the opinions and thoughts of the many.
Hegel uses the term "estate" [Stand]
to
refer both
to
the
legally
recognized social group to which an individual belongs and to the function which these groupings have in relation to the state. According to
Hegel this dual usage is justified by the fact that these civil divisions have an explicidy political significance. The estates are the locus of the rational or communal moment [Gemeinwesen] in civil society. For Hegel this is equivalent to saying that the estates are islands of universality in an 7
otherwise atomistic, particularistic existence.
"The destiny [Bestimmung] of individuals is to lead a What Hegel means by this claim is that people need to organized, rational totality in order to beings.
To
participate in such a totality
universality,
and
it
is
fulfill is
for
universal
participate in an
their nature as
Hegel
17
life."
human
to participate in
only in virtue of such participation that the
member of the human community. Without such participation the existence of the individual is reduced to isolated
individual
is
a full or real
contingency; one's activity becomes mere "selfseeking."
Hegel views the
estates as providing their
18
members with
access to universality that can be had in the arena of
Accordingly the estates
civil
the only society.
an absolutely essential function for their members. "When we say that a human being must be something, we mean that he or she must belong to some determinate estate, since to be fulfill
1
The Wood Theft something means no estate
Each
to
be a substantive being.
A
and does not incorporates the element of
human
merely a private person
is
estate
being
2
Articles
who
belongs to
exist in real universality.''''
universality in a different
manner. The bureaucracy, the estate of civil servants, has universality "as the goal of [its] essential activity." As the officers of the state, which 20 the civil Hegel characterizes as the "actuality of concrete freedom," 21 servants are "the universal estate." The landed nobility has a "natural" or familial relation to universality. In common with the monarch, the members of this estate attain their position through the "natural event" [Naturbestimmung] of their birth. Like the monarch, the members of this 22 estate possess "a will which rests on itself alone," a will which is independent of the daily fluctuations of life. And, because the wealth of this estate is independent both from the wealth of the state and from "the 23 uncertainty of business," Hegel claims that this estate is particularly well suited for political position.
The
and
third estate, "the business estate," includes both proprietors
artisans.
This estate
"essentially oriented towards the particular."
is
24 It
has neither a natural relation to universality (as does the landed nobility)
nor does
have universality as the "goal of
it
bureaucracy.
through
its
The
business estate achieves
articulation into substructures
are roughly equivalent to guilds.
the Corporations that
is
It is
its
its
known
activity" as
does the
relation to universality as Corporations
which
particularly Hegel's conception of
important for an understanding of his attitude
towards the unincorporated poor.
The most complete
statement of Hegel's views regarding the benefits of
Corporation membership Right.
One such
benefit
is
found
more important however is the accords individuals what for Hegel public recognition of their status as
passage
is
worth quoting
in
paragraph 253 of the Philosophy of
the recognition of family property. Perhaps
is
in
its
that
fact
Corporation membership
human existence: members of an organized whole. The is
a sine qua non of
entirety.
In the Corporation not only does the family have
assurance, conditioned by capability, of
its
its
livelihood,
stable basis i.e. it
through the
has a stable capital
[Vermoegen] (no. 170), but both [capability and livelihood] are recognized. result,
the
membership
Corporation
member needs no
as evidence of his skill
evidence that he
is
somebody.
It is
external signs
beyond
his
and regular income and subsistence,
The
hat so in seinem Stande seine Ehre].
crucial factor here
is
the
a
own i.e.
as
whole concerned in
also recognized that he belongs to a
which is itself an organ of the entire society and that he is actively promoting the disinterested end of this whole. Thus he finds his honor estate [Es
As
in his
25
phenomenon of mutual
social recognition.
The Wood Theft Articles
22
which makes the Corporations organs of universality; herein lies the importance which Hegel attaches to membership in a Corporation as It is this
far as individuals are
"Individuals
first
The
members
as
community,
members of their
universality of the Corporations
universality since the
etc."
26
of universality inasmuch as their
Corporations are organs
members share common aims tions.
its
achieve their real and living definition in the universal
in the sphere of the Corporation, the
The
provides
of universality, the experience of community.
experience
with the
The Corporation
concerned.
is
individual Corpora-
and limited
a partial
aim of any given Corporation
is
common
only to a
certain group in society rather than being shared by the society as a
whole. But in spite of the fact that the Corporations themselves are limited forms of universality, membership in a Corporation enables individuals to experience a
Hegel
whole that
is
greater than themselves. For
only through participation in such partial communities that
it is
individuals can be
members of civil society. And it is only in this way that members of the political community,
individuals can be considered
members of the There and
is
state.
7
thus a reciprocal relationship between membership (political
and membership (social status) in a German term [Mitglied] to refer to the civil society and to the individual who is
legal status) in civil society
Corporation. Hegel uses the same individual a
who
member
is
a
member
of a Corporation.
particular skill a
of a
"A member of civil
member
whether one says that
estate
in virtue of his
only
members of Corporations who the same: for individuals
is
It makes no difference of a Corporation." members of civil society who are members individuals of the business estate) that it is only
it is
of Corporations or (for
society
28
who
are
members of civil
society.
The
point
is
are not members of the landed nobility or of the
of civil servants, only membership
in a Corporation confers
membership
in
This means that to be a non-member of a Corporation, i.e. to be "unincorporated," is to be a non-member of civil society itself. I will civil society.
return to the significance of this conclusion below.
Hegel insists on the distinction between the member of a Corporation 29 This distinction, the distinction and the day laborer [Tageloehner]. between Corporation members and those unfortunates who are unincorporated,
is
the
foundation
for
his
views
regarding
the
unincorporated poor. Hegel refers to this group as the Poebel. This term is often rendered in English by the word "rabble," a translation which accurately captures its dual meaning of being both poverty30
and malcontent, rebellious. Hegel's conception of the poor has nothing
stricken
in
common
with the
notions of "genteel" or "honorable" poverty. His discussion of the
The Wood Theft Articles unincorporated poor
is
free
from any traces of
nothing honorable, in Hegel's eyes, in being a
Honor applies
for
Hegel
only to
honor" [Standesehre].
is "civil
those
who
unincorporated poor are not It
idealization.
23
There
is
member of the Poebei Honor is a concept that
are members of civil members of civil society.
society
and the
bears repeating that the issue for Hegel is not poverty per se but the Members of a Corporation may suffer extreme
unincorporated poor.
Corporation assures them Corporation members still retain their Standesehre; thus they retain their dignity as persons even
material distress, but their that they are
when
membership
in the
"somebody." Poor as they
are,
they receive material assistance. Hegel
is
very explicit on this point.
"Within the Corporation the assistance which poverty receives loses
its
accidental character as well as the humiliation wrongfully associated with 31 it."
Thus it is not their extreme poverty which makes the unincorporated poor non-members of civil society; it is that since they do not belong to any authorized Corporation, they do not belong to any legally recognized social group in civil society. Hegel's reasoning on this point is as follows: an estate can be said to exist in civil society only if it is "legally constituted 32 It is clear that a social order which consists of and recognized." Corporations and estates cannot bestow legal recognition on an "estate" of unincorporated individuals. In terms of the standards of civil society such an "estate" is a non-estate. The consequences of this position are that the unincorporated
poor have no
They cannot be members of civil membership
legal existence in civil society.
society, for they lack the
in this social order: they are not
requirements of
members of any
recognized estate. In terms of the standards of unincorporated poverty is simply "illegal."
civil society,
legally
therefore,
Hegel's uncompromising honesty reveals itself in his realistic assessment of the situation of the unincorporated poor vis-a-vis civil society. Hegel recognizes that poverty is no accidental feature of civil society. After discussing several possibilities for finding a systematic solution to the problem of poverty, Hegel concludes: "It despite the excess of wealth
civil
society
is
becomes apparent
not rich enough,
i.e.
its
that
own
resources are insufficient to control excessive poverty and the creation of a rabble."
33
There is another consequence to Hegel's position; the unincorporated poor represent a danger to the stability of the social order. Hegel's political philosophy shares the suspicious attitude towards the poor that is characteristic of liberal political theory beginning with Hobbes and Locke, but Hegel's perspective is the result of his conception of estate-membership. For Hegel, the unincorporated poor are dangerous
24
The Wood Theft Articles
precisely because they
do not participate
in the
norms and values of civil
Or as Hegel puts it, they have no "civil honor." "Unless one is a member of an authorized Corporation (and it is only by being authorized society.
that an association [ein Gemeinsames]
without
civil
honour."
is
a Corporation), an individual
is
34
To
be without civil honor is to be an outsider. Such people are The unincorporated poor threaten the social cohesion of civil society because they are social outlaws. Their very existence outside the framework of the social norms incorporated in the estates challenges the social consensus. For Hegel, all morality is social. The unincorporated poor are thus amoral in terms of the established morality of civil society. They cannot live according to the social norms which would be established by their estate "since this estate does not exist [da der Stand nicht existiert]" It is thus no wonder that in contemplating the spectacle dangerous.
of the ever increasing numbers of these non-members of
civil
society
Hegel remarks, "the important question as to how poverty is to be 36 abolished is one which most agitates and tortures modern society."
3
The Poor
as the Elemental Class of
Human
Society
Having outlined Hegel's views of the unincorporated poor I now turn to Marx's characterization of this group as "the elemental class of human society." By characterizing the poor in this manner Marx succeeds in completely transforming the meaning of the Hegelian terminology. To describe the poor as "the elemental class of human society" is to attribute to them a positive significance which was entirely absent from Hegel's characterization of them as the Poebel. More importandy, Marx's characterization of the poor as "the elemental class of human society" turns Hegel's description of them as non-members of civil society, a description which Marx accepts, into a critical concept. To characterize the poor as "the elemental class of human society" is to say that they are the most fundamental part of the universal human community. This means that the fact that the poor are non-members of a particular form of society, i.e. civil society, is eo ipso a critique of this society. A social order which denies membership to those who are in fact the most fundamental part of the human community declares itself by this action to be a social dis-order. For Hegel the unincorporated poor constitute a problem for civil society only
inasmuch
as they threaten
which
is
its stability;
for xMarx
it is
rather
which excludes the poor from membership the problem. Hegel discusses the poor from the perspective of
the existence of a social order
The Wood Theft Articles civil society;
Marx criticizes
civil
society
25
from the perspective of the poor.
fact that the existence of the poor has been "a mere custom 37 is thus itself a criticism of this society, a criticism of its civil society"
For Marx, the of
standards of universality, rationality and humanity. Marx's description of the existence of the poor as "a mere custom of civil
society" introduces a central polarity in his thinking at this point: the
between custom and law, between the contingent or and the rational or universal. The issue which is being debated by the Rhineland Assembly is whether the poor ought to have the legal right to gather wood which falls from trees growing on privately owned land. Marx's position is that the Assembly ought to bestow the universality of law upon the custom which the poor have of gathering wood. Such an action would transform "customary rights" into custom which has become law, i.e. into a "custom of the state" 38 Marx's discussion of the customary rights of the [Staatsgewohnheit]. poor is worth examining in some detail for it provides the backdrop for disjunction
particular
his views as to the subjectivity of the poor.
We
should note
at the outset that
Marx's defense of the custom of
not a defense of the customary aspects of this activity but a defense of the rational aspects of this custom. It is these which make the traditional activity of the poor a right. It is Marx's view that only the poor
wood
gathering
is
maintain, that a customary can be said to have customary rights. "We right by its very nature can only be a right of this lowest, propertyless and 39 Marx is no defender of custom for its own sake; he elemental mass." rejects the notion that the aristocracy has customary rights: "The so-called customs of the privileged classes are understood to mean 40 Marx's exposition of this point is unambiguous. customs contrary to law." .
.
.
The customary rights of the aristocracy conflict by their content with the form of universal law. They cannot be given the form of law because they are formations of lawlessness. Inasmuch as their content is contrary to the form of law universality and necessity - they thereby prove that they are customary wrongs and
cannot be asserted in opposition to the law ... 41 wrongful because it is their custom.
No
one's action ceases to be
argues that the right of the poor to gather fallen wood is a custom 42 a practice "which is not of local character, "of the entire poor class,"
Marx but
is
the customary right of the poor in
all
countries."
43 It
may seem
as if
always gathered fallen
Marx is simply claiming that poor people have wood, and thus that this custom has what Kant would call "comparative 44 But this is not the case. Marx is arguing that the universality." wood-gathering activity of the poor is fundamentally correct and rational, and that it ought to have the strict universality of legal recognition.
The Wood Theft Articles
26
What
is
most
significant in the context of the present discussion
Marx
justification
gives for his position.
gathering activity of the poor has what
customary
their
activity
I
Marx
finds that the
is
the
wood-
will call ontological significance;
expresses their essentially correct perception of
the real nature of things. In particular
which are the customs of the poor
Marx
claims that those practices
in all countries reveal that the
poor
43
have "a sure instinct" for the "indeterminate aspect of property." The custom of wood gathering illustrates the fact that "there exist objects of property which by their very nature can never acquire the character of predetermined private property." In effect
Marx
is
claiming
customary activity of the poor is itself informative about the nature of certain objects. We get ontological information, information about the real nature of things, when we reflect on the meaning of the customary activity of wood gathering. We learn that there are objects which can never rightfully become private property because this would be contrary to their nature. Objects which can never acquire the character that the
of private property are: objects,
belong
which by
of that class, all
their elemental nature
and
their accidental
other property, and which has the same position in
This
mode
of existence,
sphere of occupation rights, and therefore to the occupation right which, precisely because of this occupation right, is excluded from
to the
last
phrase
is
civil society as these objects
central to Marx's argument. In effect
Marx is
claiming
an ontological correspondence between the position of the and the position of the poor in civil society. The poor are the dead branches of civil society; therefore, in Marx's view, they have what can be called an ontological right, a right resulting from their very being, to gather the fallen wood, an object whose nature is identical to their own. On Marx's analysis the customary practice of that there
is
fallen
wood
wood
gathering
The
in nature
is
vindicated because
it
corresponds to the nature of
poor is thus customs themselves are right, in a cosmic sense. This notion of cosmic Tightness pervades Marx's discussion of the wood-gathering activities of the poor. "In these customs of the poor class, therefore, there is an instinctive sense of right whose roots are 47 The wood-gathering activities of the poor positive and legitimate." 48 reveal "a social instinct." By gathering fallen wood the poor simply demonstrate "a rightful urge" which circumstances have capriciously converted into a crime. "It will be found not only that this class feels an urge to satisfy a natural need, but equally that it feels a need to satisfy a things.
justification for the customary' practices of the
that these
rightful urge."
49
The Wood Theft
Articles
11
The rightfulness of the wood -gathering custom is twofold. On the one hand the activity of the poor is a means of pacifying nature by introducing harmony and order into an untamed universe. "By its act of gathering, the elemental class of
human
society appoints itself to introduce order 50
More power of nature." importandy, however, the wood -gathering custom has a social justification: it is a means of combatting the antithesis between wealth and poverty. These two justifications are linked through the fact that the relation between the living trees and the fallen (dead) branches is for Marx a representation of the relation between wealth and poverty in society. Nature itself thus portrays "the opposition between poverty and Human poverty senses this kinship and deduces its right to wealth property from this feeling of kinship." The wood-gathering activities of among
products
the
.
.
of the
elemental
.
the poor are thus the counterpart to the play of natural forces. Nature itself
provides the model for the poor;
causing the
wood
to
fall.
it
justifies
their activities
by
"In this play of elemental forces poverty senses a
humane than human power. The
beneficent power more
arbitrary action of privileged individuals
is
fortuitous
replaced by the fortuitous
operation of elemental forces, which take away from private property
no longer voluntarily foregoes." 51 The activity of wood gathering is thus anchored in the natural order of things. The correspondence between the activity of the poor and the activity of nature is what ultimately justifies the custom of wood gathering. In other words, the poor are right to model their own activity on the activity of nature and to follow the lead of the "fortuitous operation of elemental forces." If the poor cannot claim that God is on their side, they can certainly claim that nature is. According to Marx, the
what the
latter
"alms of nature" belong exclusively to them. "Just as
it is
not
fitting for
the rich to lay claim to the alms distributed in the street, so also in regard to these
4
The
alms of nature."
52
Universalist Subjectivity of the Poor
Thus
far I have focused the discussion on the ontological aspect of Marx's defense of the customary rights of the poor. But there is another aspect to Marx's discussion which touches direcdy on the issue of emancipatory consciousness. In the course of his analysis of the condition of the poor Marx makes several comments of a psychological nature, i.e. comments about the subjectivity or consciousness of the poor. These comments are relatively brief, but it is precisely their brevity and
the fact that
Marx
feels
no need
to
argue for the claims he makes that
The Wood Theft Articles
28 gives
them
major significance
a
in the text.
The form
in
which they
appear, their "matter of factness," reveals the nature of the assumptions
which guide and structure Marx's thinking about the
subjectivity of the
poor.
In Marx's view, the poor as the elemental class of
human
society are
the only group which has not been affected by the false conceptions and artificial
values of
only ones
civil society.
who have
Thus
the poor, die Standeslosen, are the
not been deceived as to certain fundamental truths.
The poor are not confused as to what is really valuable. Unlike the forest owners who obviously believe in giving preference to "the rights of young trees" over the rights of human beings, the poor know that human beings are more important than property. The poor do not have hearts of wood; they have human hearts and consequentiy they do not confuse the heart 3 and soul of the human being with the heart and soul of a piece of wood. One might say that the insight of the poor is morally superior to the insight of the Provincial Deputies sitting in the Assembly.
more accurate
to say that for
Marx
both a moral and an ontological sense.
The knowledge
as to
what
as
the insight of Plato's philosopher kings.
is
is
really
important
is
But
the insight of the poor
is
it
would be
superior in
that the
poor have
both a moral and an ontological insight,
The
reference to Plato's
might seem, for although there are fundamental differences between Marx's poor and Plato's philosophers (which I will discuss below), the two are alike in their ability to perceive fundamental truths of a moral-ontological sort. That the poor have this ability is evident from the fact that (unlike the Deputies in the Assembly) they do not confuse the human essence with something inhuman. The poor are not mystified; the poor (unlike the Deputies) do 54 not worship "an alien material being." The poor are not victims of the fetishism which enslaves the members of the Provincial Assembly. Although Marx does not use the term fetishism, he does use the term fetish. Thus he comments: "The savages [Wilden] of Cuba regarded gold as a. fetish of the Spaniards" and he claims that if these so-called "savages" had been sitting in the Rhineland Provincial Assembly they would doubtless have regarded wood as the 55 fetish of the Rhinelanders. It is clear from the text that Marx regards the insight of the Cuban natives and the insight of the poor as superior to the insight of the Spaniards and the Rhinelanders. Those who worship fetishes take these objects to be endowed with some sacred or holy aura. Thus the ability to see that gold or wood is a fetish is the ability to see through this mystification, the ability to see through mystified reality. The poor seem to possess this ability. The "abject materialism" which has mesmerized philosopher kings
is
not as far-fetched as
it
The Wood Theft Articles the consciousness of the Provincial Deputies apparently has the subjectivity of the poor.
The poor do
29
no hold over
not engage in the fetishistic
adoration of an "immoral, irrational, and soulless abstraction of a The poor understand that wood is only wood;
particular material object."
they do not endow it with a soul. Most importandy, the poor do not possess "a particular consciousness which is slavishly subordinated to 56 According to Marx it is the Deputies sitting in the this object." Provincial
Assembly who have a particular consciousness; the poor, on
the other hand, do not have a particular consciousness; the poor have a universal
human
consciousness.
At the time Marx writes the series of articles on the Wood Theft Debates he identifies the standpoint of the state with the standpoint of universality, reason and morality. Thus he speaks of "civic reason" 58 For Marx, it is [Staatsvernunft] and "civic morality" [Staatssittlichkeit]. the poor who are the ideal citizens of the state for they share its universalist perspective immediately, without any effort on their part. Arguing that the debates on the Wood Theft Laws reveal how far the 5 Rhineland Provincial Assembly has degraded "the idea of the state" Marx writes: "our estates have fulfilled their function as such, but far be In them the it from us to desire to justify them on that account. Rhinelander ought to have been victorious over the estate, the human 6 The being ought to have been victorious over the forest owner." implication is unmistakable that, had the poor had legislative power, their elemental human consciousness and their universalist perspective would '
have determined social policy in accordance with the standpoint of
and Staatssittlichkeit. Marx's attribution of a universalist consciousness to the poor depends upon two interrelated arguments. The first focuses on the fact that the poor own no private property. The second focuses on their status as non-members of civil society. Each line of argument amounts to a transvaluation of the values and the perspectives of civil society.
Staatsvernunft
5
Propertylessness and Universality
The poor own nothing but
themselves; their property consists of
life,
61
In contrast to the particular freedom, humanity and citizenship. material property of the forest owners, the "possessions" of the poor are nonmaterial "universal property" - the property of all human beings qua human beings. The identity which Marx posits between the poor as "proprietors of freedom" [Freiheitseigentuemer] and their material propertylessness
contrasts strikingly with Hegel's justification of private
30
The Wood Theft Articles
property.
Hegel follows Kant
ownership of property
is
ownership of property is an individual's free will, and thus that the
in arguing that the
essential for the expression of
essential to the realization of the individual as a
person. For Hegel any disqualification from holding property, or any
encumbrances on property are "examples of the alienation [Entaeusser62 Using the remarks made by the Deputies in the ung] of personality." Rhineland Provincial Assembly as evidence, Marx argues that it is precisely the possession of private property which distorts people's sense of justice and compassion and warps their perception of reality. Thus he juxtaposes
one-sided,
the
Naturinstinkt]
63
"lawless
natural
instinct"
[gesetzloser
of private or particular interest to the social impulse and
the instinctual sense of right possessed by those
who own
nothing but
themselves.
Marx's identification of universality with the lack of private material possessions harks back to Plato. But whereas for Plato's philosopher kings the lack of private material possessions
is
a necessary but not a
sufficient condition of their universalist perspective, for
Marx
the lack of
property seems to be the determining factor in shaping the consciousness
Marx seems
be claiming that it is because the poor only have "universal property," that they have only universal interests, and it is because they have only universal interests that they have the, kind of of the poor.
subjectivity
Marx
to
which they do. what we might
identifies
call
the objective/ontological sense of
and the subjective/psychological sense. Interest in an objective/ ontological sense is the interest which "belongs" to one in virtue of one's social being; it is a feature or quality of what one is. Interest in a subjective/psychological sense describes or refers to what one is concerned with (that in which one is interested), the values, ideals, goals, desires that one has or pursues. Interest in this sense is what one "wills." In terms of this latter sense of "interest," the distinction between the forest owners and the poor is that the forest owners are interested only in their property rights, while the poor are interested in life, humanity, freedom and citizenship. The objective/ontological sense of interest and the subjective/psychological sense of interest are related to each other; it is because the poor have only universal interests in the first sense that they are only interested in universals in the latter sense. Life, humanity, freedom and citizenship are all universals of human existence. To be interested only in these, as the poor are, on Marx's analysis, is to have a universalist interest
subjectivity or consciousness.
The Wood Theft Articles
The
6
Benefits of
Non-Membership
31
in Civil Society
Secondly, the universalist consciousness of the poor seems to be the result of their negative ontological status vis-a-vis civil society.
It is
here
Marx's transformation of Hegel's concept of the poor is most striking. Hegel's discussion of poverty and the unincorporated poor points out only the drawbacks in not belonging to any estate. For Hegel, the situation of the unincorporated poor is unfortunate in every respect. that
They
lack
the "advantages of society."
all
that they are estateless,
Marx
reads the situation
poor belong to no estate, the fact has compensating qualities; indeed it becomes a
For Marx, the
differendy.
64
fact that the
positive factor.
For Marx, the
poor are non-members of civil society means from experiencing what I will call the "disbenefits of
fact that the
that they are spared
more paradoxically) the "disadvantages in the As Marx describes them in Debates, "the disadvantages in
social privilege" or (even
advantages."
concern the harmful effects of private interest on moral character and consciousness. The people who are
the advantages"
people's
"disadvantaged" in this manner are only those
who
are
ostensibly
advantaged by private interest. In other words, according to Marx, it is only the members of civil society who experience the disadvantages of membership in a social order which is dominated by private interest. Private interest dominates interest
this interest into this
all
aspects of
life in civil society.
"Private
which a person comes into conflict with 65 person's whole sphere of life." Individuals under
makes the one sphere
in
the sway of private interest are unable to perceive anything but the
Marx says they are like the man with corns on his whose opinion of a passerby is determined solely by the fact that the latter has stepped on his foot. The disadvantages of membership in injuries to this interest. feet
civil
society chiefly concern the subjective dimensions of social
life.
They
are disadvantages in terms of individuals' personal relations with others
and
in
terms of their
or consciousness.
The
"inner
life," their subjectivity,
difference between Hegel and
not that Hegel is
own
mental structure
67
is full
Marx with
of uncritical admiration for
respect to civil
civil
society
society while
is
Marx
Hegel is very critical of civil society, even in the Philosophy of Hegel does not shy away from detailing the negative aspects of
"critical." 68
Right.
civil society.
Anyone who
is
familiar with Hegel's description of civil
society as "the battleground of the private interest of each individual
against all"
69
cannot maintain that Hegel idealizes
civil society.
With
regard to the subjectivity of the poor, however, the significant difference
The Wood Theft Articles
32
in Hegel's
and Marx's \iews about
civil
society
is
that while
focuses only on the disadvantages of non-membership in
Marx
Hegel
civil society,
also considers the disadvantages of membership in this distorted
social order.
70
From
this perspective
Marx
focuses on the "benefits" of
of non-membership in civil society. For Hegel, the idea that there could be any advantages to being a
being an outsider, the
non-member of civil
benefits
society does not
make any
sense, for the reason that
Hegel identifies civil society with participation in the modern human community generally. Given that this is Hegel's perspective, it is clear 71 why he does not see any "benefits" to non-membership in civil society. Marx does not share Hegel's identification of civil society and the human community. The fact that as a Jew Marx was a member of a group that had traditionally been excluded from membership in the dominant (Christian) community, may well have given him a somewhat cynical perspective as to the legitimacy of established standards of community, and may have enabled him to consider the issue of membership in the /2 It universal human community from a radically different point of view. is perhaps for this reason that he focuses on the "benefits" of being "outside" civil society, the benefits of non-membership. These are the benefits of being untouched by the narrow concerns of civil society. If private interest tends to dominate the whole sphere of a personVlife in civil society,
from
who are not members of civil society are free They are free to have thoughts and feelings other by the "petty, wooden, mean and selfish soul of
then those
this influence.
than those inspired
[private] interest [which] sees only
wounded."
one point, the point
in
which
it
is
inherently limited and one-sided. Inasmuch as
it
73
Private interest
is
which a person comes into conflict with this this person's whole sphere of life," it has no sense of interest into perspective. Private interest mistakes one sphere of reality for the whole. Private interest and all those who share its point of view (all members of
"makes the one sphere
civil society)
in
are unable to rise to the perspective of universality, the point
The poor, however, have no difficulty in attaining This perspective is theirs simply by virtue of their place
of view of the whole. this perspective.
outside the social order.
7
The Poor
as Philosopher Kings
This last point requires that we look again at the comparison of the poor with Plato's philosopher kings. There are two points of similarity: Marx's
The Wood Theft
Articles
33
poor and Plato's philosopher kings resemble each other both ontologically and socially. The ontological superiority of the poor (their status as the elemental class of human society) is analogous to the golden nature of the philosopher kings. Socially, neither the poor nor the philosopher kings
own
private property.
At
Marx
analogy breaks down. For although both Plato and ownership of property as a factor that destroys one's
this point the
treat the
universalist perspective, Plato's philosopher kings require a long process
of training and education in order to attain their insight into the Good. Although the philosopher kings do start out with a certain "ontological advantage" in the form of their golden nature, this nature can only become functional if it is intentionally developed in a certain way. The philosopher kings undergo a lifetime of planned education before they are able to perceive the Good. Marx's poor on the other hand do not seem to need any sort of training or education in order to perceive the fundamental truths which escape the Deputies in the Rhenish Parliament. In fact, Marx seems to be claiming that the poor do not have to do anything to attain their universalist consciousness. This is just something they already have by virtue of who they are (the elemental class of human society), and by virtue of what they do not possess (property). There seems to be an immediate connection for Marx between the social being of the poor and their consciousness or subjectivity. There is a parallel between their elemental status in human society and their ability to perceive fundamental moral-ontological truths. In effect the poor can thank their poverty for the fact that they have the superior insight and perspective which they allegedly do. There is no suggestion in Marx's discussion of the subjectivity of the poor that they might have to struggle against the baser motives of egoism or meanness in order to develop a social instinct. Their social instinct is just something they possess by virtue of their ontological status; it is a fact of their nature. Moreover, it seems to be a permanent feature of their being. There seems to be no danger that they will become enamored of fetishes, no danger that their "instinctive sense of right" would become corrupted by inhuman values. To put the point in slighdy different terms: Marx's poor do not need to have their consciousness transformed in any way. They seem to have the correct moral-ontological perceptions and values a priori simply by virtue of their poverty and their non-membership in civil society. They do not need to undergo any process of subjective development. Nor do they need to engage in a process of education to acquire the perspective of "reason and morality" - they simply have to be what they are.
The Wood Theft Articles
34
The poor seem to be the representatives of the human species as it would be if it were not corrupted by private interest. Lubasz remarks that 74 for Marx the poor are "quintessentially human." One might object that this notion introduces an extraneous moral element into Marx's discussion but in fact the moral element is introduced by Marx himself, and it is not extraneous. A summary of the effects which private interest has on human beings reveals that it makes them deceptive, sophistical, 75 hypocritical, cowardly and cruel. The qualities of the poor on the other hand are all traits which are diametrically opposed to these. The sense of justice which Marx attributes to them is, as Lubasz notes, "instinctively 76 social as well as instinctively humane."
8
Marx's Transformation of Hegel's Concept of the Poor
analysis of the Debates on the Law on Thefts of Wood supports Lubasz's claim that Marx's discussion of the poor is "neither an
The above
application of Hegel's political philosophy to empirical reality nor yet a speculative inversion of it."
not
mean
that
we should
But
Lubasz
to agree with
follow
him
in the
in this respect
does
conclusion he draws with
regard to the general importance of Hegel's political thought for Marx's discussion of the poor. Summarizing the essentials of Marx's
first
discussion Lubasz writes: "It this
owed
is
.
.
.
worth pointing out how
to Hegel, except very indirecdy."
little
any of
77
This conclusion is unwarranted; it is based on a highly schematic and mechanical conception of the way in which one thinker might be indebted to a predecessor. Lubasz seems to be saying that the only way to support the claim that Marx's discussion of poverty owes something substantial to
Hegel would be
to
show
that
Marx's thinking
is
either "an
application of Hegel's political philosophy to empirical reality" or "a
speculative inversion" of this
same philosophy.
describing what one thinker "owes" to another,
we accept this way of we must assume that a
If
thinker takes over a ready-made set of ideas and then simply "applies"
them
either in their original or in their inverted
reality." If
we
form
to
"emprical
accept Lubasz's account of intellectual debt, the only way
to argue against him,
i.e.
to
argue that
Marx
does in fact
owe
a great deal
Hegel on the issue of poverty, would be to maintain that the relation between Marx and Hegel is of the following sort: Marx receives Hegel's political philosophy with a set of instructions which read: "turn upside down before using." Lubasz's description of the relation between Hegel's political philosophy and Marx's thinking about poverty lacks any reference to the notion of transformation, and it is precisely this notion to
The Wood Theft
which we need discussion
is
in
order to address the issue of
35
Articles
how Marx's
first
indebted to Hegel.
To be sure, Marx's treatment of poverty in the articles on the Wood Theft Debates differs markedly from Hegel's earlier discussion of this topic in the Philosophy of Right. But this difference, noteworthy as it is, does not yet settle the question as to the importance of Hegel's political philosophy for Marx's thinking in this area; it simply poses the question. And if we acknowledge that Hegel's importance for Marx can be revealed not only in identity but also in difference, then the fact that Marx transforms some of Hegel's concepts and descriptions is itself an indication of Hegel's significance. Indeed I will argue that Marx's treatment of poverty owes a substantial debt to Hegel, not in spite of, but precisely because of the transformations which Marx makes in Hegel's concepts. In the preceding sections
I
have pointed out the ways in which
Marx
transforms Hegel's concept of the poor by defining this group as the
elemental class of human society. I have also discussed the ways in which Marx reworks Hegel's description of the poor as non-members of civil society. In transforming these Hegelian concepts Marx is neither applying "Hegel's political philosophy to empirical reality," nor
is
applying a "speculative inversion" of Hegel's political philosophy.
transform a concept
Hegelian
concepts;
is
not to "apply"
he
is
using
it.
them
Marx to
is
he
To
thinking through the
analyze
a
phenomenon
(euphemistically called "the social question") which, as Lubasz notes,
only "penetrated educated consciousness" in the decades following 78
But Marx's thinking through Hegelian concepts is guided by a particular set of assumptions about the nature and character of the poor. It is these assumptions which account for the transformaHegel's death.
which Marx makes in the Hegelian concepts and it is these assumptions and their origin to which I now turn. These assumptions do not originate in the German political tradition.
tions
Lubasz correcdy notes that a comparison of Marx's views with those of Ruge, Hess, Feuerbach or the brothers Bauer reveals that Marx's treatment of poverty "differs strikingly from contemporary discussion of 79 it whether among liberals or philosophical radicals." But the striking difference between Marx and various Young Hegelians on this issue should not lead us to conclude that his own thinking about the poor emerges ex nihilo, or that it has no antecedents in the wider tradition of political and social thought.
The Wood Theft Articles
36
The Jacobin Conception of the Virtuous Poor
9
One of the most important elements of Marx's first discussion of the poor comes from the Jacobin tradition of French revolutionary thought, from the writings of Robespierre and Saint-Just. Indeed a comparison of Marx's views about the nature and characteristics of the poor with those of Robespierre in particular is highly illuminating, for it reveals just how much of the Jacobin theorizing on this subject has found its way into 80 Marx's thinking. To be sure there is a difference in the social composition of the group which is referred to as "the poor." When Robespierre speaks about the poor, he has in mind urban artisans, small shopkeepers and peasants. Robespierre's poor are not propertyless; they are not "povertystricken." Marx's poor, on the other hand, are propertyless; they are destitute. What is at issue here, however, is the similarity in the conceptual framework in terms of which the respective "poor" are characterized. Both Marx and the Jacobins tend to have a romanticized conception of the "virtues of poverty." 1
The that
theoretical starting-point for the Jacobins
the
people
distinction will
is
always
between the
will
well
who can be
is
82
Rousseau's postulate
Rousseau makes
a
of an individual qua private person and the
of an individual qua citizen,
only the latter
intentioned.
i.e.
as a
member
of "the people."
said to be well intentioned
inasmuch
as
It is
being
well intentioned consists in "willing the general will," thinking about
and willing what is best for the whole. The general inasmuch as it abstracts from the particular interest of the individual as a private person and considers only the universal aspects of social life: "the general will, to be really such, must be general in its object as well as its essence ... it must both come from all and apply to all and ... it loses its natural rectitude when it is directed 83 to some particular and determinate object." To will the general will is society as a totality
will is well intentioned
in effect to
have a universalist consciousness.
should be evident from the preceding that Rousseau's concept of the people is essentially a normative notion that abstracts from all It
socio-economic content. For Rousseau "the people" means the citizens assembly. But not any group of flesh and blood legislators are "citizens." This term refers only to those who deliberate about public concerns from the standpoint of the general welfare. Working with this concept of "the people" Rousseau maintains that the general will can in
only be expressed by "the people" sitting as citizens in assembly. This
means
that if the individuals in the assembly hall are not functioning as
The Wood Theft Articles citizens
37
but are motivated instead by their particular interests, the 84
"mute" and the society is unfree. The Jacobins make two significant changes in this conception.
general will
is
for the Jacobins
the well-intentioned people, the citizens,
and
Firstly,
become
the
poor people of Paris. Robespierre and Saint-Just inherit a formalistic concept of the people which they transform into a quasi-empirical concept which refers to a specific economic-social group about whom they postulate certain moral traits. Secondly, as a result of their transformation of Rousseau's notion of the people, the Jacobins make a change regarding the concept of the general will. Robespierre and Saint-Just argue that when the general will is mute in the assembly, it can be expressed outside the assembly, by and 85 through the action of the poor people of Paris in the streets. The justification for this reasoning depends upon the subjective characteristics which both Robespierre and Saint-Just attribute to the poor people. The Jacobin theory of revolutionary action as the expression of the general will is a direct consequence of their attempt to find a specific social group whose members possess the universalist consciousness which is the essential feature of Rousseau's concept of the wellwell-intentioned poor people,
in particular the
intentioned people.
The Jacobin
poor people of Paris with is that only the poor people possess the characteristics which enable them to be well intentioned. The Jacobins argue that the poor are not corrupted by luxury; they are not seduced by artificial pleasures; and most importantly, they are not motivated by any private (non-universal, non-general) interests. Their only interests are the essential (hence universal) interests of humanity itself. This point comes out particularly clearly in Robespierre's argument against a property qualification for voting. The proponents of a restricted suffrage who view society essentially as a joint-stock company argue that the poor should not be allowed to vote because they have no interest in society. The Girondins claim that the poor are incapable of exercising the rights of citizenship because they have "nothing to lose." Robespierre denies this is so; he maintains that the description of the poor as having "nothing to lose" is a false description, a product of the absurd ideas of despotism and "delirious pride." To be sure, the people whom the Girondins describe as having "nothing to lose" exist "in the bosom of society without any means of life and subsistence," but according to Robespierre it is not true that they have nothing to lose. What the poor have to lose are in fact the most important possessions and rights of humanity. The fact that these justification for identifying the
the "well-intentioned" people of Rousseau's theory
The Wood Theft Articles
38
possessions are valued as naught
is
not a reflection on the poor but a
on those who suppose these possessions Robespierre's words are worth quoting at length: reflection
To
to
have no value.
be sure, the rough garments that cover me, the humble retreat where I earn modest wage with which I feed my wife,
the right to retire and live in peace, the
my
children;
all
may perhaps be
these,
I
point of view of humanity; glittering
The
admit, are not lands, not castles, not carriages;
called nothingby luxuryit is
and opulence: but
it is
all
this
something from the
a sacred property, as sacred without doubt as the
domains of wealth. 87
fact that "luxury
and opulence" do not value these fundamental
possessions simply indicates that "luxury and opulence" are incapable of seeing what
is
really essential for
human
beings.
Robespierre asserts that the wealthy are guilty of "a strange abuse of words"; they have distorted the notion of property itself. In claiming that the poor have nothing to lose, the rich have restricted the definition of
property to certain material objects which they alone possess, and then they have argued that only the owners of this kind of property' are worthy
of being citizens. Robespierre accuses them of deception and sophistry: 88 "they have called their particular interest the general interest." On the basis of this deceit the wealthy have perpetrated the
poor have poor do have an interest in society; their interest is in those things which are truly and elementally important to human beings: "The people only demands what is necessary; it wants only justice and tranquility The interest of the 8 people is the general interest, that of the rich is the particular interest."
no
interest in society.
But
.
The
lie
that the
in fact, says Robespierre, the
.
.
which the poor have an interest is not a society of which the basic (natural) desires of human beings could be realized. As Robespierre sees it, the poor are society in
particular privilege but a society in
interested in the following sorts of things:
My
liberty,
those
who
exercise the
first
my
life,
the right to obtain security or revenge for myself and for
are dear to me, the right to repel oppression, the right to freely
all the faculties of my mind and my heart; ones of those which nature has dispensed
The poor
all
to
these sweet possessions,
humanity.
are interested in those "sweet possessions"
90
which are the most
basic possessions of human beings. Existing as they do, "in the
bosom of
poor are only interested in the foundational or elemental aspects of being human. The Jacobins do more than champion the rights of the underprivileged; they glorify poverty and romanticize the poor. For the Jacobins, poverty becomes "honorable"; it becomes something of which one can be society," the
justifiably
proud. In arguing against a property qualification for voting
The Wood Theft Robespierre
declaims:
"Permit
me
to
Articles
39
be proud sometimes of an
honorable poverty."
For the Jacobin Their
universality.
human
theorists the will is
poor people are the embodiment of
purely general, their desires are "natural"
Robespierre maintains that "the people desire the 92 because the common good is their interest." But since,
desires.
common good
according to Robespierre, the desires of the poor are only for such universals as
life,
justice, tranquility,
mental and physical
This amounts to claiming that it is entirely natural for be well intentioned, since what they want is what anyone who not stupefied by luxury or corrupted by wealth would want. It should come as no surprise that Robespierre defends the poor from
poor are the poor is
and the right of exercising their good and the good of the
faculties, the universal
identical. to
the charge of corruption levelled at
them from the
them by those who would exclude
rights of citizenship. Robespierre argues that corruption
and abuses "are the work and the domain of the rich." Indeed, Robespierre goes further and asserts that the laborious life of the poor does not engender the traditional vices; these are much rather the result of luxury, softness and ambition. In one of his more extreme paeans of praise to the natural virtue of the poor Robespierre proclaims: There is nothing as just and as good as the people ... it is thankful for the weakest considerations that one accords it, for the smallest favor that one does for it; it is even grateful for the evil that one does not do to it. It is in the people that
one finds under the exteriors which we call rough, souls that are frank and common sense and a vigor for which one would long seek in the class that
true, a
scorns It
93 it.
would be hard
these
to overlook the romanticized
The
remarks.
people,
as
and idealized
strains in
Robespierre conceives them, are a
repository of natural virtue, goodness incarnate in a social class. "In itself to that which is Indeed it is this natural virtue which is to be the foundation of the Republic of Virtue whose trustees are the Jacobins. But unfortunately for the Jacobins, historical reality pierced through the romanticized populism. The Parisian sans culottes were not content with the sort of "honorable poverty" which the Jacobins idealized, and the exigencies of the revolution at war revealed only too clearly the gap between the idealized people of Jacobin theory and the empirical people
order to be good, the people needs only to prefer
not
94
itself."
of Paris.
95
The preceding
discussion reveals that there are a
in Robespierre's
number of
parallels
and Marx's thinking about the poor. Both Robespierre
and Marx appeal
to the universality of the law against the selfishness of
40
The Wood Theft Articles
private interest; both claim that the poor ought to have the full rights of citizenship; both describe private interest in identical terms as deceitful, selfish, cruel, etc.
More
importantly, both Robespierre and
Marx make Thus the
the poor into a touchstone of the state of society generally. situation of the
poor and the larger
society's attitudes
fact that the existence itself
of the poor
towards them yield
For Marx, the mere custom of civil society" is an immanent critique of its standards
information about the justness of the social order is
itself.
"a
an indictment of this society, Equally, for Robespierre,
of humanity.
the
social
attitude
which
characterizes the poor as having "nothing to lose" arid therefore as being
unworthy of citizenship condemns itself as both conceited and corrupt. That the rich think about the poor in this way reveals a deficiency in their own values. Those who scorn the poor for having "nothing to lose" simply betray their own lack of understanding as to what is really valuable
human life. The fact that the poor function as a touchstone for both Robespierre and Marx is related to another similarity in their thinking. Robespierre's in
and Marx's treatment of the poor exemplifies a dramatic "transvaluation of values" with respect to the worth and significance of the poor. This transvaluation of values has the following dimensions: (1) For both Robespierre and Marx the interest which the poor represent is the universal interest of humanity in general as against the particular interest of the privileged classes. (2) Both Robespierre and Marx describe the possessions of the poor as fundamental or elemental (primary) human possessions. (3) Both Robespierre and Marx attribute a universalist subjectivity to the poor in consequence of their objective universal interest; both Robespierre and Marx maintain that the poor in fact actually do desire only universal goods. (4) Finally, and most importantly, instead of seeing the poor as a marginal (if problematic) group in a particular social order, both Robespierre and Marx regard the poor as the most basic element in human society. Robespierre's characterization of the poor as existing in the "bosom of society" is paralleled by Marx's characterization of the poor as "the elemental class of human society." Indeed it is because the poor occupy this place in human society generally that their fate is a measure of the rationality and humanity of the particular society in which they live. But it is also more than this. The poor serve as the criterion for social criticism in general: in their fate one can read the
fate
of humanity at large.
The Wood Theft
10
41
Articles
The Jacobin Emphasis on Education between the Jacobins and Marx development of Marx's This aspect concerns the importance which the
In one respect, however, the differences
are particularly significant for a discussion of the
views on subjectivity.
Jacobins seem to attribute to a "practice of subjectivity".
Marx is not concerned with this issue. Indeed Marx should be interested in this issue given
there
is
no reason why
the problematic he
is
concerned with in Debates. At the time he writes the articles for the Rheinische Zeitung Marx is not engaged in analyzing the conditions for a possible social transformation. He is simply defending the customary rights of the poor vis-a-vis private interest. The fact that the poor are engaged in gathering fallen wood means that they already know what their customary rights are. They do not need any education or enlightenment on this point; they do not need their consciousness transformed in any way.
The Jacobins, however, are involved in the process of creating a new and they are very much concerned with the issue of transforming the human base of this society. Their concern is revealed in the society,
importance which they attach to the project of education.
The Jacobins regard education not merely as a technical project concerned with the development of certain skills but as a moral and political enterprise of the greatest importance. For the Jacobins, to educate is to "direct the passions of the human heart towards matters useful for public prosperity."
of citizens; virtue
which
The For
its
all
function
is
is
to
96
The
goal of education
is
essential to the continued existence of the Republic.
natural capacity for virtue
must be recovered
as well as developed.
their lofty idealism the Jacobins recognize the
heritage of despotism.
From
of the ancien regime
is
inculcated in
some
the Legislative
the construction
develop and recover the natural capacity for
hard
of the
facts
Robespierre's perspective, the worst aspect
the attitudes of scorn and contempt
The
citizens towards others.
Assembly are
full
of arrogance towards the people
natural result of the corrupt environment in which they lived:
leaving such a profound corruption,
how
has
it
fact that the deputies in is
the
"Upon
could they respect humanity,
cherish equality, believe in virtue?" Robespierre shows himself an astute
observer of the dynamics of oppression; those
who have been oppressed The oppressed
turn the mistreatment they have received on others.
become oppressors
in turn.
Consequendy
dynamic will take time; it will be necessary of attitudes and of habits of behavior.
the process of undoing this
to effect a transformation
both
The Wood Theft Articles
42
[W]e ought not to be surprised or even irritated. Our habits have not been able to change completely along with our ideas and our language. Did the education we received under despotism have a goal other than that of forming us for egoism and for a stupid vanity? What were our institutions and our customs other than a code of impertinence and baseness, in which contempt for people was submitted to a kind of tariff and calibrated according to rules as bizarre as they were
numerous? To scorn and to be scorned, to dominate and to grovel by turns, this was our lot. Should we be surprised if so many egoistic burghers still retain for the artisans something of the distain which the nobels lavished upon the burghers themselves? 97
This problem in its most urgent form affects the deputies who are to frame the laws of the Republic: "In order to form our political institutions we need the habits which they are supposed to give us some 98 This problem is not only limited to the deputies; in a general way day." it affects the entire population which has lived under the tyranny of the ancien regime. To put the point in other terms, Robespierre does not assume that the poor are exempt from the heritage of despotism. His comments as to the difficulties of creating a free society out of the ruins of despotism could apply to the poor as well: "We are building the temple of liberty with hands which are It is
true that
9
from the irons of servitude." Robespierre does not specifically mention the, task of still
soiled
transforming the character of the poor, but
we should remember
that the
Jacobin plan for education was to include all children from the ages of five to twelve. Education was to be undertaken by the state. Pupils were to be raised in common; they were to receive not only the same instruction, but also the
same food, clothing and general
care.
The
goal
of this education was not to produce identical automatons, but to inculcate a genuine respect for equality while fostering the development
of essential
human
traits, qualities
which
it is
important for everyone to
have.
We want
to give children the physical
and moral aptitudes which
for everyone to acquire in the course of their
position is
may
be.
necessary to
We
do not form them
endow them with
from every group.
life,
it is
important
whatever their particular
for this or that determinate destination;
qualities
whose
utility is
common
it
to individuals
100
The Jacobins may have idealized the poor as possessing an innate virtue but they never suppose that the poor were non-members of the social order of the ancien regime. For all the bon sens which the Jacobins attribute to the poor, they insist that the poor need to be enlightened in order to function as citizens. The Jacobin insistence on a national education plan which would include the children of the poor can be understood as
The Wood Theft Articles
stemming from poor are
poor vis-a-vis the ancien
their view of the
at the bottom of the social
regime.
43
The
order of despotism; they are not outside
it.
Conclusion
1 1
have argued that Marx's originality in the Wood Theft articles lies in which he combines diverse elements of the larger political tradition into his own synthesis. I have also claimed that this combination I
the ways in
responsible for some of the problematic aspects of his later thinking about the proletariat. In particular, Marx's transvaluation of values with respect to the benefits of non-membership in civil society along with his Jacobin-like assumption as to the natural virtue of the poor results in a is
highly problematic notion which
I
will call the
a priori emancipation of
revolutionary consciousness. According to this view, the agents of a possible social revolution already "possess" an emancipatory subjectivity
simply in virtue of their place "outside"
To
be sure,
this difficulty is
civil society.
not significant in the context of the
Wood
Theft articles. Marx's passionate defense of the customary rights of the poor is not yet an analysis of the possibilities of social transformation. His appeal is still to the state as the guardian and guarantor of universality in 101 Strictly speaking, therefore, we cannot say that the the social order. Wood Theft articles exhibit a dogmatic perspective towards emancipatory subjectivity because the concept of emancipatory subjectivity itself
presupposes a context in which the question of transformative action is on the agenda. What we can say, is that the Wood Theft articles contain a potential dogmatism with regard to the issue of emancipatory consciousness.
The
context changes, however, once
Marx
turns from a defense of the
customary rights of the poor to an analysis of the possibilities of a radical revolution in which the proletariat are to take the leading role. It is in the context of this problematic that the nature and consciousness of the proletariat become significant, and it is at this point that the roots of
Marx's conception of the proletariat reveal their importance. Marx's unique reworking of Hegel's description of the poor results in a conception of the ontological superiority of non-membership in civil society. This notion, together with the Jacobin view of the poor as innately virtuous and well intentioned, issues in a conception of the revolutionary subject whose emancipatory consciousness appears to be guaranteed by virtue of its place in the social order. However, the dogmatic conception of emancipatory subjectivity is only
44
The Wood Theft Articles
one pole of Marx's thinking. In the succeeding chapters I will attempt to show that Marx's early writings are characterized by a tension between dogmatic and dialectical perspectives towards emancipatory subjectivity.
The Critique ofHegel's "Philosophy of Right":
The Emergence
of a Dialectical
Towards Emancipatory
Perspective Subjectivity
argued that Marx's reworking of Hegel's concept of the poor as non-members of civil society in conjunction with his acceptance of the Jacobin notion of the virtues of poverty gives his thinking about the poor a dogmatic quality. This chapter will examine Marx's first systematic critique of Hegel's political philosophy in order to uncover the origin of a dialectical perspective in his conception of emancipatory subjectivity. Marx's critique takes the form of a detailed commentary on paragraphs
Chapter
1
261-313 of Hegel's Philosophy ofRight. It was written during the summer of 1843 and published posthumously in 1927. Marx is critical of some aspects of Hegel's political philosophy as early l
Arnold Ruge dated 5 March 1842 Marx mentions that he has written an article which is "a critique of Hegelian natural law insofar as it concerns the internal political system.'" Describing the aim of this essay Marx writes: "The central point is the struggle against the constitutional monarchy as a hybrid which from beginning to end contradicts and abolishes itself." Marx tells Ruge that he had originally intended to publish this essay in the Deutsche jfahrbuecher and that he would have sent Ruge a copy to read along with another essay, "Treatise on Christian Art," except that both essays are in as the spring of 1842. In a letter written to
2
need of a "cleaning up" and "in part of some corrections." Marx mentions both manuscripts again in a letter to Ruge written on 20 March
Marx is more explicit about the nature of the They concern "the tone" of both essays, which Marx says was
1842. In this letter revisions.
be included in a volume which Bruno Bauer. Marx writes: "the burdensome constraint of the Hegelian exposition should now be replaced with a freer and therefore more thorough exposition."
determined by the he was intending
fact that they
were
to
to publish joindy with
46
The Critique ofHegel's "Philosophy ofRight"
But as the Wood Theft articles show, in 1842 Marx still accepts the major premises of Hegel's political philosophy regarding the role and function of the state vis-a-vis civil society. Even though Marx rejects Hegel's account of the estates as having a universalizing function, he accepts the Hegelian ideal of the state as the realm of universality. In 1842 Marx is working within a conceptual framework in which there is a dichotomy between the following two spheres: on the one hand, matter, passivity, civil society, need and private interest, on the other, spirit, activity, the state, rationality and universal interest. Even at the end of 1842 Marx is primarily concerned with the question: how can the universality of the state be protected from the corrupting influence of private (egoistic) interest; thus in effect, how can the state be protected 4 from civil society? To be sure, Hegel's conception of the poor undergoes a radical transformation in the course of Marx's articles on the Wood Theft Debates, but this transformation does not yet constitute an explicit critique of the premises of Hegel's political thought on Marx's part. And although Marx's analysis of the Debates turns the Hegelian concepts themselves into vehicles of social critique, Hegel's political philosophy is still the framework for Marx's discussion; it is not itself an object of concern. Marx's attention is focused on the desperate situation of the rural poor on the one hand, and on the callous sophistry of the Rhineland Deputies on the other. Inasmuch then as Marx's discussion of the poor contains a critique of Hegel's political thought, this critique is implicit rather than explicit and it does not challenge the basic premise of Hegel's political philosophy: the notion of the state as a sphere of "reason and morality" opposed to
civil society.
In 1843 a decisive shift takes place in Marx's thinking, a shift
which
can be described from several vantage-points. In terms of Marx's earlier acceptance of the Hegelian identity between the state and universality, this shift can be described as the rejection of this notion and the rejection of the concomitant Hegelian view of the state as a sphere of reason and morality separate from
civil society.
From
another perspective, the
shift
Marx's thinking can be described as the appropriation and transformation of Feuerbach's theory of mystified consciousness. It is particularly this development in Marx's thinking which will be the focus of this
in
chapter.
5
The two new elements
in
Marx's thought come together
for the first
time in his Critique ofHegel's "Philosophy ofRight". The importance of this text for the development of Marx's thought has been noted by several scholars.
ways
in
6
The
significance of the Critique for the present study lies in the
which Marx uses Feuerbach's theory of mystified consciousness
The Critique of Hegel's "Philosophy of Right"
47
Marx uses Feuerbach Hegel as he had earlier used Hegel to criticize the Rhineland Assembly. But here again Marx does not simply apply a methodology which he borrows ready-made from another thinker. Rather, in using a method of analysis derived from Feuerbach, Marx reformulates and to criticize Hegel's political philosophy. In effect to criticize
transforms Feuerbach's account of mystified consciousness in several
This reformulation contains the seeds of a dialectical understanding of emancipatory subjectivity. In the first part of this chapter I will outline Feuerbach's theory of crucial respects.
I will then examine Marx's transformation of Feuerbach's account in his Critique ofHegel's "Philosophy ofRight". In the last part of this chapter I will analyze Marx's first discussion of the
mystified consciousness.
reform of mystified consciousness
Ruge
1
in the spring
and
fall
in his
correspondence with Arnold
of 1843.
Feuerbach's Theory of Mystified Consciousness
Feuerbach has both
a structural analysis
of mystified thinking from the
point of view of logic and metaphysics, and a genetic account of the
causes of such thinking from the point of view of psychology and morality.
From
the perspective of logic and metaphysics, mystified
from the perspective of psychology, it is a compensation, and from the perspective of morality, mystified consciousness is a moral flaw or weakness. Feuerbach's most explicit account of mystified consciousness as a species of logical confusion is found in his "Preliminary Theses on the Reform of Philosophy." 7 In this work Feuerbach defines mystified thinking as the transposition of the infinite and the finite, or, more exactly, as the attribution of infinity to things which are in reality only finite. "The infinite in religion or philosophy is and never was anything consciousness
is
rationalization or
a confusion;
an attempt
at
other than a finite or determinate of finite
or
determinate
determinate." is
8
[thing]
According
to
some
postulated
kind, but mystified, that as
being
not
finite,
Feuerbach the "quality" of being not
in fact a pseudo-quality; the alleged infinite
is
is,
a
not
finite
simply the non-finite.
Feuerbach claims that both speculative philosophy and religion have the same error. They have mistaken the logical process of negating
made
the quality of finitude for the non-logical "discovery" of another quality called "infinitude."
what
This
is
the error of
making "the determinations of
of the infinite 9 merely by negating the determinacy in which they are what they are." Feuerbach's remarks here are reminiscent of Hegel's critique of is
real or finite into determinations or predicates
48
The Critique ofHegel
's
"Philosophy ofRight
"
Kant's concept of the thing-in-itself. Hegel argues that the concept of the thing-in-itself part.
According
simply the result of a logical confusion on Kant's
is
to
Hegel, Kant mistakenly supposes that things-in-
themselves are things beyond thought, things which are entirely undetermined by thought. But, says Hegel, the notion of things-in-themselves as
something beyond thought is itself a product of a particular kind of thought. Hegel maintains that Kant arrives at the concept of things-inthemselves as entirely indeterminate by a process of abstracting from 10 determinate things. Thus the notion of an indeterminate thing is only the consequence of failing to understand what is involved in attempting to negate the notion of determinacy. Similarly, Feuerbach argues that in order to give "content" to the notion of infinity, one must abstract from all finite
determinations.
The
key to Feuerbach's discussion of mystified thinking as a logicalis found in his notion of abstraction: "To
metaphysical confusion
of nature outside nature, the essence of humankind, the essence of thought outside the act of 11 thinking." For Feuerbach, it is the predicates or qualities of an object which constitute the nature of that object, and it is determinacy' itself which makes a quality a quality. Consequently, according to Feuerbach, to deny the determinacy of a quality is to abstract from it the very element abstract
is
humankind
to posit the essence
outside
which makes it a quality. When the quality is viewed apart from the determinacy which characterizes it as a quality, it is inevitably viewed as a substance. Because speculative philosophy transposes qualities and characteristics into substances, Feuerbach claims: "Speculative philosophy has hypostatized [fixiert] this separation of the essential human qualities and has thereby deified purely abstract qualities as independent beings."
12
For Feuerbach, the solution method which he
interpretive
to this calls
critique of speculative philosophy."
undo the mystical
problem "the
The
is
found through
a
new
method of the reformative "reformative"
critic
seeks to
transposition by restructuring the originally mystified
meaning of the statement. "We need only always make the predicate into the subject thereby [converting] the subject into the object and the principle; thus when we invert statements, and thus laying bare the real
[umkehren]
speculative
shining truth."
13
philosophy,
we have
the
undisguised,
pure,
Since Feuerbach holds that speculative philosophy
is
only the rationalized form of theology, he claims that the reform of the
former
is
simultaneously the reform of the
But theology for
is
latter.
not the original expression of mystified consciousness
Feuerbach; theology itself is nothing but the systematized form of A thorough-going reform of mystified consciousness
religious feeling.
The Critique of Hegel's "Philosophy of Right" has
to
tackle
the
problem
at
source.
its
The
origin
49
of mystified
consciousness has to be exposed and undercut in religion. Feuerbach's "Preliminary Theses" thus depend on his argument in The Essence of Christianity where he sets forth his account of the origin of mystified
consciousness ontology.
from
the
of
perspectives
psychology
and
human
4
book Feuerbach sets as his task "to show that the antithesis 15 between the divine and the human is altogether illusory," thus that "the In this
true essence" of religion
is
The
anthropology.
qualifying adjective "true"
is the touchstone of Feuerbach's thesis. The concept of the "true essence" of religion seeks to distinguish the real nature of religion (the
real
meaning of religious claims) from the meaning
religious consciousness.
anthropology'
God
is
To
attributed to
to say that all the characteristics
are in reality only characteristics of the
system, religious consciousness actual
of religious
nature
human
species, although
lation of
human
is
As
a belief
thus inherently false consciousness;
is
consciousness
consciousness. Religious consciousness
essence of religion
is
which are predicated of
they are not recognized as such by religious consciousness. the
them by
say that the true essence of religion
is
forever
escapes
eternally self-ignorant.
this
"The
the immediate, involuntary, unconscious contemp-
nature as another."
16
For Feuerbach the real villain is theology, not religious feeling. In its Feuerbach maintains, religious consciousness is neither mystified nor harmful. The trouble with religion however is that it inevitably "becomes theology," as a result of "reflection." original form,
The
intuitive
contemplation [Anschauung] of
human
nature as another, as a
however in the original conception of religion an involuntary, childlike, ingenuous act of mind, i.e. one which distinguishes God from humankind just as immediately as it identifies them. But when religion advances in years, and, with years, in understanding, when, within religion reflection on religion is awakened, and the consciousness of the unity of the divine nature and human nature begins to dawn, in short when religion becomes theology, then the originally involuntary, harmless separation of God from humankind becomes an intentional, studied distinction which has no other purpose than to banish from consciousness the unity mat has already entered separately existing being,
there.
The
is
17
structure of mystified thinking
is
the
same
in speculative philosophy
But whereas the transposition of human qualities into independent subjects effected by speculative philosophy results in the various pseudo-entities of Thought, Being or the Idea, the transposition effected by religious consciousness creates the pseudo-entity God. According to this argument God is not a real subject. Claims about God as in religion.
50
The Critique ofHegel's "Philosophy ofRight
"
therefore are really indirect and disguised claims about
To
God
"loving
human
beings.
on Feuerbach's analysis, is really to say that divine." According to Feuerbach's hermeneutic, the true
say that is
is
loving,
meaning of this statement is a claim that human beings place the highest value on their ability to love. Religion is actually mystified anthropology inasmuch as it informs us only indirectly (by virtue of claims about the pseudo-entity God) what characteristics of human nature are considered valuable, worthy of respect and adoration. The mystification in religious consciousness lies in the fact that human beings do not recognize their own nature in the characteristics which they attribute to God. 18
Why is
it
that
human
are
human
beings
fall
prey to mystified consciousness?
Why
beings religious? According to Feuerbach the ground of
consciousness is ontological: the difference between the and the species. For Feuerbach this difference is equivalent to the difference between existence and essence. The human individual is limited and imperfect; the human species as a whole is infinite and mystified
individual
perfect.
Feuerbach's notion of the perfection of the human species seems to be two concepts, a compensatory notion of perfection and a notion of perfection as the plenitude of existence. According to the a hybrid of
former, the characteristics of one individual are compensated for by characteristics of other individuals: All human beings are sinners. Granted; but they are not all sinners in the same way; on the contrary, there exists a great and essential difference between them.
One
person
inclined to falsehood, another
is
is
not ... the third has a propensity
whether by favour of Nature or from the energy of her or his character exhibits none of these. Thus, in the moral as well as physical and intellectual elements human beings compensate for each other so that taken as a whole they are as they should be, to intoxication, the fourth to licentiousness, while the fifth
they present the perfect
The
individual
nature in
infinite: "this perfect
is
nothing
is
individuals."
in
19
notion of perfection as a plenitude of existence means that the
species itself
its
human.
less
this, that 20
being free from the limits of the
than the species which reveals the infinitude of
it is
realized in infinitelv
numerous and various
Neither of these notions of perfection has any connection with perfection any moral sense. Feuerbach's notion of perfection is an ontological
concept which seems to be morally neutral. Perfection is identical to non-limitedness. It is the non-limitedness of an attribute which makes the attribute itself "divine,"
Being. in
its
"Why
nature,
is
worthy of being predicated of a complete God? Because it is divine expresses no limitation, no defect. Why are
i.e.
a given predicate a predicate of
i.e.
because
it
The Critique of Hegel's "Philosophy of Right"
themselves, they agree in
Using
this
however various
Because,
that they
this,
in
alike express perfection,
all
'
unlimitedness."
is
of God?
predicates
other predicates
51
notion of perfection Feuerbach argues that the idea of God
only the disguised, mystified idea of humanity:
The divine being
is
nothing
else
than the
human
being, or rather the
human
nature
from the limits of the individuals, made objective 22 contemplated and revered as another, as a different and distinct being.
purified,
freed
All divine attributes, species,
all
the attributes which
make God God,
i.e.
are attributes of the
[Gattungsbestimmungen], attributes which in the individual are limited but
the limits of which are abolished in the essence of the species, and even in existence, in so far as the species has
beings taken together.
But
if infinity is
appropriate existence only in
all
its
human
23
the sole criterion of divinity,
possess only
some
God who
not benevolent, not
is
its
attributes
and not others? just,
why does God seem
Why
is it
to
the case that "a 24
no God"? If the measure of its divinity we
not wise,
is
non-limitedness of an attribute were the sole might expect that God would also be characterized as absolutely evil, infinitely cruel and infinitely untruthful. In fact, Feuerbach's claim that a predicate is divine because it expresses no limitations applies only to those attributes which are variations of the three essential human faculties - reason, will and affection (or love) - which for him constitute human nature. 25 Feuerbach calls these faculties "perfections" [Vollkommenheiten], by which he means that they exist as ends in themselves. "We think for the sake of thinking, love for the sake of loving, will for the sake
of willing,
i.e.
in order to
willing existence.
own
sake.
be
That alone
But such
is
love,
free. is
True
existence
perfect, true, divine
such
is
reason, such
is
thinking, loving,
which is
exists for
the will."
its
26 It is
because these three faculties are perfections, and because human beings are implicidy aware of them as such, that they attribute characteristics
which embody these perfections to God. "You believe in love as a divine attribute because you yourself love; you believe that God is a wise, benevolent being because vou know nothing better in yourself than 2 benevolence and wisdom."
The
implicit recognition of these faculties as perfections
Feuerbach's account of mystified consciousness. will,
"It is
crucial to
is
impossible to love,
or think, without perceiving these activities to be perfections ...
It is
impossible, therefore, to be conscious of a perfection as an imperfection,
impossible to feel feeling limited, to think thought limited."
8
the case, the religious notion of the sinfulness of human nature
If this is
is
clearly
The Critique ofHegel's "Philosophy ofRight"
52
ness seems to
how is this mistake possible? Indeed religious consciousmake a dual mistake; it attributes limitations to the human
species and
worships an
a mistake, but
it
infinite (perfect)
God.
How are these mistakes
possible?
would seem
on principle, not only be conscious of a perfection as an imperfection," but because in addition to being conscious of the perfections of loving, thinking or willing each individual has a generalized awareness of perfection whch Feuerbach defines as the "consciousness of the infinite." This consciousness of the infinite is nothing else but "the consciousness which one has of one's own - not 29 finite and limited, but infinite nature." Consciousness of the infinite is thus equivalent to an awareness of the infinity of the human species; in other words, consciousness of the It
because
it
is
that these mistakes are impossible
"impossible
to
self-knowledge of humanity. The awareness of the infinity of the species is equivalent to consciousness itself. This follows from infinite is the
Feuerbach's definition of consciousness: Consciousness in the limited consciousness
strict is
or proper sense
is
consciousness of the
no consciousness; consciousness
is
infinite; a
essentially infinite in
its nature. The consciousness of the infinite is nothing else than the consciousness of the infinity of consciousness; or, in other words, in the consciousness of the infinite the conscious subject has for its object the infinity
of
its
own
nature.
30
"Consciousness in the
or proper sense
is present only in a being to 31 an object [of thought]." This means that for Feuerbach "consciousness in the strictest sense" is only
whom
its
species,
its
strict
essential nature
is
human beings, or that "consciousness in the strictest sense" is human consciousness. "Human beings cannot conceive of themselves as without 32 consciousness." The defining trait of human consciousness is an
present in only
ever-present awareness of the perfection of the species, an awareness
which Feuerbach characterizes at one point as "the self- awareness of the 33 perfection of the species." This is an awareness which the individual cannot help but have qua human being: "the individual cannot lose the 34 awareness of the species." Thus, on Feuerbach's account, to be human is
to
have consciousness. This consciousness
intentional, species consciousness,
is inherendy speciesawareness of the perfection of the
species. Ironically it is the very existence of species consciousness which is the ground of mystified consciousness. It is precisely because one has an implicit awareness of the perfection of the species that one is aware of
The Critique of Hegel's "Philosophy of Right"
own
53
35
and defects as an individual. In fact, one is explicitly and unavoidably aware of these. They are the "objects" so to speak which stand out against the background of one's species awareness. And since the awareness of one's own limitations is painful, the individual seeks to assuage this pain by attributing these imperfections to the species as a whole. "A limitation which I know merely to be mine humiliates, shames and perturbs me. Hence to free myself from one's
this feeling
limits of
limitations
of shame ...
human
convert the limits of my individuality into the
I
nature in general."
imperfections to the species one
36
But having attributed one's own
is still left
with one's inherent awareness
of species perfection. At this point one concludes that this perfection
must be
a characteristic of a
than the
human
non-human
being, a being which
is
other
species.
Religious consciousness (and Christian religious consciousness in particular)
is
thus
the
result
of a mistaken indentification of the
individual with the species. Christian religious consciousness incorrectly 37
between the individual and the species. The mistake here is to forget that the identity between the individual and the species can only be established through the individual's relationship to other human beings as parts of the whole. Feuerbach claims that this
posits an immediate identity
mistake
of
the source of the problematic notion of the universal sinfulness
is
human
beings.
It is
because one forgets that the individual
is
only an
individual that one supposes that the single individual ought to be a
ought to be the species). It is because one incorrectly expects of the individual what can only be true of the species that one is disappointed with the species and proclaims that the species itself is
perfect being
(i.e.
sinful.
The
lamentation over sin
is
found only where one regards oneself
in one's
who does not need others for the realization of the species, the perfect human; where in place of the consciousness of the species, the exclusive self- consciousness of the individual has appeared; where one does not recognize oneself as a part of humanity, and does not differentiate oneself from the species, and therefore makes one's sins, one's limits, one's weaknesses into universal sins, into the sins, limits, and weaknesses of humanity individuality as a perfectly complete, absolute being
in general.
Thus
38
it is
the failure to recognize oneself as part of a whole which
is
responsible for the importance attributed to the failings of the individual.
But the mistaken perspective of Christianity the individual and the species
metaphysics.
According
to
is
as to the identity
between
not simply a morally neutral error in
Feuerbach the mistake which produces
Christian religious consciousness
is itself
a result of a particular kind of
54
The Critique ofHegel 's "Ph ilosophy ofRigh t
"
The incorrect identification of "an illusion which is intimately connected with the individual's love of ease, sloth, vanity and egoism." 39 The moral defect which gives rise to religious consciousness is thus the preference for self above others. If religious consciousness expresses "the exclusive self-consciousness of the individual," the cure consists of exchanging this exclusive self-consciousness for a superior "species moral
failure
on the part of the
the individual with the
individual.
species
is
consciousness."
The
substitution
of
species
consciousness
for
exclusive
self-
consciousness would enable one to realize that one's weaknesses are 40 "neutralized by the opposite qualities of other human beings."
Feuerbach claims species consciousness would render the
religious
notion of a superhuman savior and mediator unnecessary, for
it
would
allow individuals to recognize the "natural mediation" between themselves
2
and the species through the existence of other human beings.
Feuerbach's Solution: Idealist Voluntarism
Feuerbach seems
to
have two different accounts of the causes of One account attributes religious consciousness
religious consciousness.
of individual unhappiness (the unhappiness in being an individual); the second account views religious consciousness as the
to the rationalization
result of a
moral
failing
on the part of individuals. According
account, individuals attribute their
own
to the first
imperfections to the species as a
whole because the awareness of their own imperfections is painful to them. According to the second theory, religious consciousness is the result of the individual's preference for self against others.
In spite of the apparent differences in these explanations they share
two fundamental similarities: (1) In each case the ground of religion is the distinction between the individual and the species. This distinction is an unchangeable ontologicalfact. Religion as mystified consciousness is the result of the wrong attitude towards this fact. (2) In each case the "solution" to the problem of mystified consciousness consists of substituting another attitude towards the unchangeable fact. The solution to the problem of mystified consciousness is thus simply to abandon one's mystified beliefs. The difficulty with this solution is that the nature of mystified consciousness itself seems to prevent its implementation, for in each case the attitude which one is supposed to adopt to cure the problem is blocked by the very attitude which one already has. This can be demonstrated with regard to each explanation. According to the first account it is the painful awareness of one's
The Critique of Hegel's "Philosophy of Right"
55
an individual which drives one to the idea of God. "The is painful and hence individuals free themselves from it by contemplation of the perfect Being. In this contemplation one According to this account possesses what one otherwise lacks." individuals will be able to free themselves from their experience of limitations as
sense of limitations
individuality as painful
when
they realize that every individual
is
a limited
and defects of individuality are simply an inevitable and inherent feature of this status. Having understood this piece of metaphysical wisdom, individuals will presumably cease to desire the impossible (to be other than an individual), i.e. to be, as an individual, a perfect being. Species consciousness would thus mitigate, if not entirely prevent, the painful consciousness of one's own limitations by giving one a perspective on one's ontological situation, by showing one what it means to be a part of a whole. Species consciousness would not erase the awareness of one's own limitations, nor would it erase the limitations themselves. Instead, the awareness of one's own limitations would be transformed into the comforting realization that one is by nature a member of a whole greater than oneself. Presumably as a result of this change in attitude towards the fact of individuality, individuality itself would no longer be a painful part of a perfect whole, thus that the limits
experience.
Since
on
Feuerbach's
analysis
it
is
the false
understanding
of
which makes being an individual painful, and since it is the painful aspect of individuality' which produces the mystified rationalization which is religion, if one changes one's attitude towards being an individual (if one understands this correctly), one will no longer need to blame the species for one's own (inevitable) limitations. "God springs out of the feeling of a lack; whatever one lacks, whether this be a determinate 4 and therefore consciousness or unconsciousness lack - that is God." Apparently if one has species consciousness, one will not experience individuality as painful, and therefore one will not need God. Here we should recall that Feuerbach's account of mystified consciousness depends upon his claim that human beings already have some sort of species consciousness in the first place. Indeed it is precisely against the background of an abiding consciousness of the perfection of the species that one experiences the limitations of one's own individuality. It seems then that the species consciousness which Feuerbach is individuality
advocating
the
as
antidote
to
that
troublesome
exclusive
self-
consciousness which produces religion must be qualitatively different
from the
latter.
The
qualitative difference
seems
to consist in the fact
that a genuine (or non-mystified) species consciousness
solution to the
problem of mystified consciousness
as
is explicit.
The
Feuerbach sees
it is
56
The Critique ofHegel's "Philosophy ofRight"
then the transformation of an implicit background awareness into an explicit recognition.
43
How is one to acquire this explicit species consciousness - given Feuerbach's analysis of the cause of religious consciousness? Granted, if one were to recognize the perfection of the human species, one would not be inclined to blame the species for one's own inevitable limitations as an individual. But the problem is precisely that the mystified individuals
do not recognize
this perfection
except implicitly,
i.e.
this
As a result, they feel badly and blame the species. It seems
recognition itself is the source of the difficulty.
about their
own
problem
limitations as individuals
consciousness
that mystified
is
self-perpetuating;
(feeling badly about one's
explicit species
own
the nature of the
limitations as a result of lacking
consciousness) prevents the recognition of the truth
which would cure the unhappiness. The same difficulty characterizes Feuerbach's account of religious consciousness as resulting from the individual's "love of ease, sloth, vanity, and egoism." Here again the nature of mystified thinking itself seems to preclude the recommended cure, which consists of rendering one's implicit awareness explicit and thereby substituting a correct belief for an incorrect and troublesome one. It is the individuals' "exclusive self-consciousness" which causes them to incorrecdy identify themselves immediately with the species and to forget (or ignore) the fact that all other
human
beings are necessary for the realization of the species.
one had explicit species consciousness, one would not make this mistake. But the fact is that individuals are plagued by their exclusive self-consciousness, and it is this very attitude which prevents the Clearly
if
realization that other
species consciousness
human is
beings are necessary. Once again explicit blocked by the individual's current conscious-
ness ("love of ease, sloth, vanity, and egoism"), and yet species consciousness which alone solution to the
problem seems
to
is
it
is
precisely
the cure for this egoism.
The
be precluded by the very nature of the
problem itself. As Feuerbach presents it, the problem of mystified consciousness appears insoluble. To be sure, there is an apparent solution: the making explicit of what is already implicit, but Feuerbach has no notion of a process or a practice through or by means of which this transformation might be expected to occur. Because Feuerbach lacks the conception of the transformation of consciousness as a process or a practice, this transformation
appears as the magical exchange of one belieffor another. Feuerbach's answer
how one "acquires" explicit species consciousness is recommend that one substitute this consciousness for the
to the question of
simply to
mystified attitude which one currendy has.
But as
I
have argued,
The Critique of Hegel's "Philosophy of Right" according to his
own account
of the nature and origin of mystified
consciousness, this substitution mystified consciousness
3
57
is
precluded by the phenomenon of
itself.
Marx's Reformulation of Feuerbach's Theory of Mystified Consciousness
The
extent to which Marx's Critique of Hegel's "Philosophy of Right" is indebted to Feuerbach's account of the logical structure of mystified
consciousness
is
evident from the very
first
Feuerbach's claim that for Hegel "Thought Being
[is]
the predicate"**
is
is
pages of the manuscript.
being- thought
is
the subject;
thematic for Marx's entire discussion.
45
Feuerbach's characterization of Hegel's philosophy as "theology made 46 finds its echo in Marx's description of Hegel's thought as
into logic"
"logical pantheistic mysticism,"
47
while Feuerbach's sarcastic
comment its own
about the "decision" of the absolute Idea "to document with
hands
its
descent from theological heaven"
48 is
repeated in Marx's
caustic dismissal of the "imaginary activity" of the Idea.
49
Feuerbach's
condemnation of Hegel's thought for deifying "purely abstract qualities as independent beings" is a fundamental element of Marx's critique of Hegel's political philosophy. It is this notion which Marx appropriates when he characterizes Hegel's philosophy as mystified. Commenting on Hegel's remark that "Subjectivity attains its truth only as a subject, 50 personality only as a person," Marx says: "This too is a mystification. Subjectivity
is
a determination of the subject, personality
nation of the person. Instead of considering subjects
them
is
Hegel makes the predicates independent and then
transformed in a mysterious way
The numerous
a determi-
as predicates of their lets
them be
l
into their subjects."
and echoes are striking, but the similarity in terminology can be misleading. It might lead one to conclude that Marx and Feuerbach mean the same thing when they characterize Hegel's thought as mystified, or, if they differ, that these differences are due to the different aspects of Hegel's system which they discuss. This conclusion assumes that Marx simply "applies" Feuerbach's method to another aspect of Hegel's thought in which "application" the method remains essentially unchanged. But this interpretation overlooks a fundamental distinction in Marx's and Feuerbach's characterization of Hegel's thought as mystified and it overlooks a fundamental distinction in their perspective on mystified consciousness. Feuerbach's critique of Hegel's philosophy is formal and structural; parallels
"
The Critique ofHegel's "Philosophy ofRight"
58
concerned both with the social implications and the social causes To be sure, Feuerbach is concerned primarily with Hegel's Logic and his metaphysics while Marx turns his attention to Hegel's Philosophy of Right, but when Feuerbach does discuss Hegel's political philosophy (albeit briefly), he objects to the manner in which
Marx
is
of mystified thinking.
Hegel expresses themselves.
his ideas, not to the political content of Hegel's claims
53
Marx's interest in the social implications and consequences of mystified consciousness
is
a motivating factor in his critique of Hegel's
For Marx, "the logical pantheistic mysticism" of not just bad metaphysics or disguised theology. Marx
political philosophy.
Hegel's system
is
argues that Hegel's mystified analysis of political existing irrationalities by giving
cance.
As Marx sees
it,
them
life
a "rational"
tends to camouflage
meaning or
signifi-
the "metaphysical mistake" of giving the Idea the
status of a subject has the quite unmetaphysical consequence of falsely
identifying the empirical as
and
it is,
own
is
and the
also proclaimed to
rational: "Empirical reality
be
rational,
reason, but because the empirical fact in
significance
When
which
the Idea
social life
become
other than
is
is
it
appears just
although not because of its its
empirical existence has a
itself.
given the status of a subject and the
phenomena of
exemplifications of a logical schema, the rationality of
existing features of social
life is
legislated a priori.
This inversion [Verkehrung] of the subjective into the objective and of the from the fact that Hegel wants to write the life history of abstract substance, of the Idea, and that he wants to allow the essence of humanity to act for itself as an imaginary individual instead of objective into the subjective (which results
consequence that human something else. [This inversion] necessarily has the result that an empirical existent is taken in an uncritical manner to be the real truth of the Idea. For it is not a matter of bringing an empirical existent to its truth, but of bringing the truth to an empirical existent, and thereby the immediately given [die Zanaechstliegende] is developed as a real moment of the acting in activity
Idea.
its
real
human
must appear
existence) necessarily has the
as the activity
and
result of
55
For Marx, mystified thinking
is
the uncritical acceptance of the given.
As
form and content: the incorrect form of Hegel's political thought reflects and expresses its uncritical identification of the existent with the rational. "Had Hegel started from real subjects as the basis of the state it would not have been such, mystified thinking
necessarv for him to
way."
let
is
a matter of both
the state
become
subjectified in a mystical
56
Marx
claims that Hegel's attempt to give the gloss of rationality to
irrational existence
is
contradictory in
its
very essence. This attempt
The Critique of Hegel's "Philosophy of Right" canons of thought
strains the
itself.
The fundamental
59
contradiction in
the intent of Hegel's philosophy expresses itself in the contradictory content of his
argument. Marx's Critique of Hegel's "Philosophy of Right" political thought is riddled with
proceeds by demonstrating that Hegel's contradictions:
Hegel
is
state as
not to be blamed because he has depicted the nature of the
it is,
but because he has depicted that which
That the rational is actual which everywhere opposite of what it is.
According
to
philosophy
is
proved precisely
is
actuality
is
asserts
it
Marx, the fundamental contradiction that
human
of irrational
in the contradiction
the opposite of what
modern
as the nature of the state.
is
and
asserts the
in Hegel's political
appears "as the activity and result of
activity
mind Feuerbach's description of Marx adopts Feuerbach's terminology, he transforms Feuerbach's analytical method into a tool of something
else."
This statement
calls to
mystified religious consciousness, but while
social critique.
Marx he
distinguishes
calls
between "vulgar" or "dogmatic"
criticism
and what
"true philosophical criticism." Criticism of the former sort
contents itself with pointing out the difficulties and contradictions within a given concept. In the case of religious notions vulgar criticism focuses
on the dogmas themselves. "True philosophical criticism" on the other hand is critico-genetic; it shows "the inner genesis" of a given dogma "in the
human
brain.
It
describes
its
act of birth."
of phenomena to which one can apply this that
true
philosophical
criticism
can
dogma such
58
Marx
critical
explain
extends the range
method. not
He
only
a
maintains "fact
of
Immaculate Conception, as Feuerbach has shown, it can also explain a "fact of experience" such as the social institution of monarchy. Marx argues that both of these facts 59 can be comprehended as results of "human illusions and conditions." True philosophical criticism does not return to the perspective of speculative philosophy. In comprehending the genesis of the phenomena of social life it does not derive them in Hegelian fashion from the logic of consciousness", a religious
as the
the Idea. True philosophical criticism grasps the contradictions in the phenomena and seeks to comprehend them "in their own significance." Marx explicitly distinguishes this kind of comprehension from Hegel's
notion of comprehension. "But this comprehension does not consist, as
Hegel supposes,
in recognizing again the determinations of the logical
concept, but in grasping the proper logic of the proper object." In Marx's hands Feuerbach's critico-genetic roots of mystified consciousness
conditions
of secular
life
- not
itself.
in
method uncovers
human
Marx's
60
the
ontology, but in the
perspective
on
mystified
60
The Critique ofHegel
's
"Philosophy ofRight"
consciousness comes through most clearly in his discussion of those passages in the Philosophy of Right where Hegel is concerned with the relation between civil society and the state. A good example of Marx's
emerging theory is found in his critique of Hegel's discussion of voting in paragraph 308 of the Philosophy of Right. In this section Hegel is discussing the question of whether the
members of
civil society should participate in political deliberations through representation (deputies) or through direct democracy (the participation of all members of civil society as individuals). Hegel opts for the first alternative and argues that the partisans of the second view are
According
to Hegel, the notion that
everyone has a right to share in deliberating
upon and deciding matters
guilty of "superficial thinking."
of general concern in
the product of an abstract conception of individuality
is
which individuals are regarded without reference
membership
to their
in a totality.
Marx
problem with abstract or Hegel's analysis which is mystified thinking, but he abstract, and that it is Hegel's understanding of the issue which is mystified. It may seem as if Hegel is discussing two genuine alternatives: the choice between participation by representation and participation by direct democracy. But in fact, says Marx, Hegel is discussing two variations of one perspective. The choice between participation by representation and participation by direct democracy is only a choice between a plurality and a totality of isolated, atomized individuals. Marx claims that the question with which Hegel is concerned is thus only a agrees with Hegel that there
is
a
argues that
it
is
question of quantity: deliberations.
Marx
how many
grants that
individuals should participate in political it is
more convenient
to limit the
number
of those participating in political debates, but he maintains that Hegel's discussion of the issue of participation in political
life
shows
mystified understanding of the relation of the state of
Marx
criticizes
Hegel
participation in political
be a
for discussing the question of the individual's life
only from the perspective of quantity.
Starting from Hegel's premise that the political sphere
community and
itself to
civil society.
universality,
Marx
is
the realm of
argues that to consider universality
is to consider it from a purely "external which ignores the issue of universality as a feature of people's lives. Again taking his cue from Hegel,
only in terms of quantity perspective," a perspective qualitative
Marx argues
that to consider universality in this fashion
is
to consider
it
"abstractly."
Marx
expresses the difference in these two ways of considering
universality as follows: In the first case universality as the
number
or quantity of individuals
who
is
considered simply
participate in a given
The Critique of Hegel's "Philosophy of Right"
61
situation; universality is understood as "the sum total of individuality.'''' This perspective is "external" inasmuch as nothing about individuality is changed by varying the numbers of people involved. Debates in an assembly may be longer or shorter according to the number of
individuals
them but the character of the debates not thereby affected. "One individuality, many individuali-
participating in
themselves
is
One, many, all - none of these determinations 61 changes the essence of the subject, individuality." In the second case, universality is an "essential, spiritual, actual quality 62 of the individual." With this description Marx is attempting to pinpoint ties, all individualities.
ways
a qualitative difference in the
towards each other.
He seems
between individuals
as possessing
in
which people
to have in
act,
think and feel
mind Feuerbach's
distinction
an exclusive self-consciousness and
individuals as possessing an explicit species consciousness. In the
case
universality
unrelated
simply of the
consists
In
individuals.
so
society
a
total
first
number of otherwise
constituted
every
individual
functions without regard to a concept of a community. In the second case, individuals define themselves as
function as such. In the the second,
Marx
it is
first
case
it is
members of
a matter of the "individuals as all."
maintains
structured by the
that
first
Hegel's
Marx
community, and
63
of the voting issue
discussion
conception of universality, his
perspective notwithstanding.
a
a matter of "all as individuals"; in
own
is
critique of this
argues that Hegel uncritically accepts
the separation of individuals from universality because he treats the state as a sphere
which
is
separate from
civil society.
The
uncritical acceptance
of this separation forces Hegel to deal with the question of participation in political life in abstract terms, in terms of quantity.
Marx
grants that
Hegel's arguments against the partisans of democracy accurately point out the abstract quality of their thinking, but, says Marx, so long as Hegel views the issue of political participation in terms of participating in a civil society, his thinking will also be Marx, the question of how many individuals
realm of universality separate from abstract.
According
to
should participate in universality abstraction
of the political
state,
abstract political question."
With
this
remark Marx
is
inevitably "a question within the
or within the abstract political
state; it is
an
64
is
reaching for a characterization of mystified
thinking which goes beyond Feuerbach's essentially formalistic definition of mystified thought.
To
say that Hegel's question as to
society should "participate in universality"
abstraction of the political state"
is
is
how
civil
a question "within the
to say that this
is
a question
which
takes the existing abstraction of the political state for granted. In Marx's
view, to take the existence of a particular situation for granted
is
to
62
The Critique ofHegel 's "Philosophy ofRight"
assume
its
permanence, and thereby
to adopt
an uncritical (dogmatic)
stance towards the given. In the Critique of Hegel's "Philosophy of Right" Marx defines mystified as thought which absolutizes a particular historical
consciousness configuration.
Assuming
the
permanence
of the
given,
mystified
seduced by the immediate and captured by the present. In Marx's hands Feuerbach's analytical method becomes not only a critique of the dogmatic underpinnings of Hegel's political philosophy, but also, by implication, a critique of the static understanding of mystified consciousness in Feuerbach's own theory. As such, Marx's transformation of Feuerbach's theory of mystified consciousness points the way towards a dialectical conception of emancipatory subjectivity. I consciousness
is
will return to this issue in section 6,
4
below.
Phenomenon
Mystified Consciousness as a Social
Marx moves beyond Feuerbach
not only through his conceptualization of
mystified consciousness as the dogmatic acceptance of the given, but also
through his attempt to account for mystified consciousness as a social phenomenon. Agreeing with Hegel that a particular view of society is abstract
To be
and atomistic, Marx
sure, this point of view
is
state as
Hegel himself develops
society
itself.
point of view
The is
says:
abstract, but it.
It is
it is
the "abstraction" of the political
also atomistic, but this
"point of view" cannot be concrete
"abstract".
The atomism
into
which
when
civil
is
the atomism of
the object of that
society plunges in
its
community [das Gemeinwesen], the communal essence [das kommunistische Wesen) within which the individual exists, is civil society separated from the state, or in odier words
political
act
necessarily
results
that the political state
is
And commenting on
from the
an abstraction from
fact
that
civil society.
the
6
Hegel's charge that the partisans of democracy are
guilty of thinking abstractly
about the concept of state membership
Marx
restates his point:
That the
definition [Bestimmung] "being a
definition,
is
member
of the state"
is
an "abstract" own line of
not however the fault of this thinking but of Hegel's
argument and of actual modern conditions which presuppose the separation of actual life from political life [Staatsleben] and make the political quality 66 [Staatsqualitaet] into an "abstract determination" of actual state membership.
What does Marx mean by political life"?
Actual
the phrase: "the separation of actual
life is
the
life
of individuals in
characterized by the competitive struggle against
civil all
society
from which is
life
other individuals.
The Critique of Hegel's "Philosophy of Right"
63
Political life (as both Hegel and Marx conceive it) is supposed to be the realm of universality and rational community. The separation of actual life life
from
political life,
experience in
civil
from
"state-life,"
society
is
means therefore
elements of universality and rational community. "civil society is
We
that people's
unaffected by (hence separated from) the
Or
as
Marx
also puts
it:
the unreality of political existence.'
how Marx's use of the term "abstraction" from Feuerbach's. For Feuerbach, abstraction refers only to a particular kind of faulty or erroneous mental activity; for Feuerbach, abstraction is a mental process which is fundamentally misguided. As Feuerbach uses the term, abstraction is simply a mistake made by an individual thinker; thought which is abstract, for Feuerbach, is thought which has gone astray in a particular respect. For Marx, on the other hand, abstraction characterizes not only should note here again
differs
people's thinking but their
of the
state',
is
lives as well.
"The
definition 'being a
their 'abstract definition', a definition
member
which
is
not
Marx's concept of abstraction clearly owes more to Hegel than to Feuerbach inasmuch as for Hegel, too, abstraction is a characteristic of being as well as of thought. For Marx as for Hegel, any form of existence in which the individual is separated from the elements of universality and rationality is abstract existence. But Marx departs from Hegel in one crucial respect. Whereas for Hegel abstract being mirrors or reflects abstract thought, for Marx it is abstract social existence which gives rise to abstract (and hence) mystified thought. Indeed, as the above quotations show, Marx treats realized in their real life."
Hegel's
own
analysis of civil society as a case in point.
According to Marx the fact that people's everyday existence in civil society lacks the elements of universality and rationality means that they
come
to
know
these qualities only in a distorted "religious" form; they
experience these qualities as their daily
life.
For Marx,
it is
ideals
and values which are
inoperative in
the experience of the absence of universality in
the experience of universality- as- a-lack that gives rise to the life, conception of the political state "as an existent separated from civil society." Employing terminology which he has borrowed from Feuer-
actual
bach,
Marx
argues that demands for participation in the political state
which accept
its
separation
from
civil
society
are
demands which
originate "in the theological notion of the poltiical state."
69
The similarity of terminology pinpoints the ways in which Marx has transformed Feuerbach's notion of mystified consciousness. For Feuerbach, the ground of mystification is an unchangeable ontological fact: the inevitable
The
and eternal difference between the individual and the species. permanent feature of human existence
fact that this difference is a
The Critique ofHegel's "Philosophy ofRight"
64
means, for Feuerbach, that there is a more or less permanent possibility that consciousness will be mystified. From a Feuerbachian perspective, there is a natural tendency for consciousness to be mystified in much the same way as from a Kantian perspective there is a natural tendency for 70 For Feuerbach reason to overreach itself in transcendent metaphysics. mystified
consciousness
is
mistake in logic or metaphysics:
a
the
incorrect attribution of the characteristics of the part to the whole.
Although Feuerbach explains this error in both psychological and moral terms he does not attribute it to any particular historical form of social life. Thus for Feuerbach the existence of mystified consciousness does not suggest that something might be amiss in the social relationships
between individuals. The fact that human beings make the "mistakes" which result in mystified consciousness is socially uninformative from a Feuerbachian perspective. Marx's theory of mystified consciousness is grounded in the view which he shares with Hegel: "the destiny [Bestimmung] of individuals is to 71 Marx's formulation of this insight is embedded in lead a universal life." his discussion of the history and significance of the political sphere.
The political life,
constitution
the heaven of
actuality.
The
its
political
was
until
now
the religious sphere, the religion of popular
universality in opposition to the earthly existence of
sphere was the sole sphere of the state within the
its
state,
the sole sphere in which the content, like the form, was species-content [Gattungsinhalt], the true universal.
72
Marx is saying: the "species-content" What does this claim mean? To say that universality is the "species-content" of human life is to say that it is the defining characteristic of the human species. For Marx, to say that the "species-content" of human life is true universality is to say that people need to live as members of a community in order to be fulfilled as human beings. Although the term "species-content" has Feuerbachian overtones, Marx's theory of mystified consciousness owes much more to It is
of
easy to miss the import of what
human
life is
the true universal.
Hegel's insistence that universality has to be realized in the form of institutions.
For Marx
as for Hegel, universality that
is
only thought
is
a
false or abstract universality.
But although Marx and Hegel agree difference between
them
in this respect there
is
a
major
as regards their evaluation of the ability of
contemporary social life to fulfill this requirement. Hegel argues that the which is lacking in civil society itself is provided by the existence of the state, and by the fact that every citizen has a chance of joining the bureaucracy, the universal estate. For Marx this is not good enough. The possibility that every citizen could become a member of the
universality
The Critique of Hegel's "Philosophy of Right" universal class universality;
it
65
means for him that Hegel has a false conception of social means that Hegel's "universal class" is not really a
universal class but only another particular class. Moreover, this very "possibility" proves that universality
not actualized in the social order
is
itself:
The
fact that
each person has the possibility of acquiring the right
sphere only proves that their own sphere In a true state,
it is
is
not the realization of this
to another right.
not a question of the possibility of every citizen devoting
themselves to the universal as a particular estate, but of the capability of the universal estate to really be universal,
Marx
to
i.e.
be the estate of every
argues that the identity which Hegel has constructed between
society
and the
state is a false identity.
According
every citizen has the chance of becoming a estate
citizen.
no more establishes an
identity
between
to
Marx, the
member
73
civil
fact that
of the universal
their particular existence
and universality than the fact that a soldier has a chance of deserting his troops and joining a hostile army establishes an "identity" between the two armies.
own
Most class is
is
significandy,
Marx
rejects Hegel's contention that the universal
really accessible to all
because the only requirement for joining
it
successful performance on impartial examinations. For Marx, the fact
that examinations are required in order to join the bureaucracy only
proves once more that the bureaucracy
not a universal class, for the
is
kind of knowledge which one would have as a universal class
is
member
precisely the kind of knowledge
of a genuinely
which could not be
tested by a civil service examination.
Marx
claims that the only kind of knowledge which can be tested by
is a skill of some kind, a mental ability or a physical craft like shoemaking. But genuine "state-knowledge" [Staatswissen] is rather the set of attitudes and dispositions which one needs in order to be "a good citizen of the state, a social human being." This sort of "knowledge" is
examination
not really "knowledge" at
all.
It is
certain kind of consciousness.
more
In fact
accurately characterized as a it
is
the kind of universalist
which Feuerbach defines as non-mystified species awareness. According to Marx this consciousness is absolutely "necessary" to the human individual as a member of a community. "The necessary state-knowledge is a condition without which one lives outside 74 the state in the state, cut off from oneself, without air." In a rational society no one would mistake bureaucratic skills for Staatswissen. In such a society every individual would in fact have Staatswissen, which is to say that in such a society every individual would have species awareness. This consciousness would be the result of the consciousness
66
77k? Critique
ofHegel 's "Philosophy ofRight"
fact that the "true universal species content"
people's experience in daily
would be actualized
in
life.
When
people lack this species content in their daily experience, they seek (unintentionally and unconsciously) to compensate for this lack by "inventing" the fiction of the state as a community. For Marx, the mystification in the worship of the state lies precisely in the fact that
people do not recognize that the notion of a realm of universality beyond and opposed to civil society is the proof that universality is missing from their experience in civil society. In this sense the universality attributed to
the
community
political
simply
is
the
"affirmation
of their
own
73
Here
estrangement [Entfremdung]" from again the differences between Marx's and Feuerbach's conceptions of universality in their daily
life.
mystified consciousness are illuminating.
For Feuerbach theology
mystified compensation, not for social
is
miseries but for the miseries of false belief, miseries which result from the incorrect attitude towards one's ontological situation. For Feuerbach the problem
is
that the mystified individual suffers
from an
"the belief in the nothingness and worthlessness of this belief itself
is
incorrect belief:
But
life."
this
the consequence of the incorrect identification of the
individual with the species. This incorrect identification
is
either a
mistake in metaphysics or a moral defect.
To
be sure, mystified consciousness
the expression of a real need,
is
the need to be free from the "limits and defects" of one's individuality.
But, as noted above, Feuerbach maintains that this need would be fulfilled if the errant individuals would only recognize the truth which is
and has always been and imperfect individual, the is both infinite and perfect. Mystified consciousness is an attempt to compensate for the lack of universality in one's life, but on Feuerbach's analysis, this universality lies ready to hand so to speak, if one will but recognize it. Species consciousness would give one the desired experience of universality and the ontologically accurate sense of identity with one's species. According to Feuerbach, species consciousness is there for the taking - if one will but believe. staring
them
in the face, a truth
namely, that although one species to which one belongs true:
Marx
which is
is
already true
a finite
agrees that the "theological notion of the political state"
is
the
expression of the need to be free from the "limits and defects" of individuality, but for Marx these limits and defects are the result of the
rampant "individualism" in the daily experience of human beings in civil 77 society. These limits and defects do not follow from the ontological nature of the individual as a part of the whole. For Marx, mystified consciousness
is
not the "fault" of individuals
ontological situation, or
who
who
misinterpret their
(through moral short-sightedness)
fail
to
The Critique of Hegel's "Philosophy of Right" recognize their
own
universality in the existence of the species.
67
For Marx
an indication that something fundamental
mystified consciousness
is
lacking in people's daily
life
is
in civil society.
Marx's First Discussion of The Reform of Consciousness:
5
The Dogmatic Perspective contradistinction
In
Feuerbach's,
to
Marx's
analysis
of mystified
consciousness implies that, in order for mystified consciousness to be abolished, something has to be changed in people's real-life situation.
Inasmuch as mystified consciousness is simply the affirmation of the estrangement of daily life in civil society, it is this situation itself which has to be transformed. The need for universality in the individual's real-life experience has to be fulfilled. Marx's critique of Hegel's political philosophy yields the conclusion that the abolition of mystified consciousness requires that the species-content of human life must be institutionalized in the social relations of civil society. The abolition of mystified consciousness requires the abolition of the abstract political state,
the abolition of the separation between individuals and their
communal
How
essence.
be accomplished? For the most part Marx does not concern himself with this issue in the Critique but at one point he suggests that the creation of universality in daily life could be accomplished through the extension and universalization of the suffrage. His reasoning is as follows: the accomplishment of universal suffrage would mean that civil society had in effect transcended itself. is
this to
In unrestricted suffrage, both active and passive, for the first time to
an abstraction of
itself,
society actually raises itself
civil
to political existence as
true
its
universal and essential existence. But the full achievement of this abstraction at the civil
same time the transcendence \Aujhebung] of this
society actually establishes
thereby established as inessential.
its civil
And with
as
its political existence
existence,
its
distinction
the one separated, the other,
abstraction.
its
of this state even as
This solution seems discussion
and the separate as
Marx himself
changes
the
demand
critique
but
this
has
it
political existence,
the
Marx
demand
Thus
for the
takes in his
of direct democracy.
would abolish the
political state,
is
is
as
for the dissolution of civil society™
to contradict the position
of Hegel's
unrestricted suffrage
it is
its
opposite, collapses.
within the abstract political state the reform of voting dissolution
true existence,
its
from
Inasmuch
To
be
own sure,
distinction between civil society would only be a formal triumph,
has pointed out. In the absence of other fundamental of social life, universal suffrage would only
in the structure
The Critique ofHegel
68
accomplish what
Marx
"Philosophy ofRight"
's
"empirical universality" but not "true
calls
universality."
on human beings would in their change well a as attitudes as people's in change necessitate a require a would goal this of realization effect the behavior. In the transformation such a Without subjectivity. transformation of legislators would face each other with the habits developed in civil society still intact. They would face each other as atomic, egoistic individuals. Marx's comment leads one to assume that the necessary transformation in subjectivity would only require a change in certain institutional arrangements, in this case the reform of the suffrage. But the quantitative change in the number of those who are eligible to vote could not produce the qualitative change which Marx himself is seeking: a situation in which universality is an "essential, spiritual, actual, quality of the individual." Indeed (as recent studies on racism in the United States have shown) the implementation of political and legal changes is not enough to bring about a fundamental transformation of Marx's own analysis of the
effects of civil society
implies that the realization of the goal of "true universality"
attitudes.
79
In order for this to occur, the transformation of conscious-
ness would have to
become
a focus of social effort.
The
elimination of
oppressive social structures would have to go hand in hand with the project of "unlearning" the habits and patterns of consciousness which these structures inculcate and which in turn serve to perpetuate them. Because Marx does not address this dimension of social change, the
transformation of mystified consciousness appears as a straightforward and unproblematic development. It seems as if mystified consciousness will
It
simply "collapse by
may be
80 itself."
helpful to situate Marx's silence
on the
specifics involved in the
abolition of mystified consciousness in the Critique in the context of his
discussion of this issue in his correspondence with Arnold
spring and explicit is
fall
of 1843.
comment
81
The "reform
in these letters.
struggling to articulate his
the real
is
in the
a topic of
This correspondence reveals that Marx position vis-a-vis Hegel's dictum that
on the one hand, and Ruge's notion
the rational
Ruge is
own
philosophy should provide a "celestial politics
of consciousness"
on the other. Marx wants
map"
that Hegel's
for the course of
German
to reject the conservative implications
of Hegel's claim that the rational has already been realized without falling into the position that the world should obey the dictates of philosophical reason. It
is
82
only the conservative implications of Hegel's dictum that
wants to
reject.
The
Marx
Critique of Hegel's "Philosophy of Right" proceeds
Vie Critique of Hegel's "Philosophy of Right"
69
from the perspective that the realization of reason
is indeed the task of Hegel's political system in terms of this central presupposition. According to Marx Hegel's mistake was to confuse the
history.
83
Marx
criticizes
present form of reason with
Marx
its
complete realization.
places himself on the side of a reason which has not yet been
adequately embodied in the world. nature
of reason
"realizable"
is
He
takes his task to be one of calling
"demands of reason." These demands
attention to the
itself;
the
evidence
the
for
are justified by the
claim that they are
the transcending content of the existent forms of reason.
meaning of Marx's statement: "it is precisely the political state, in all its modern forms, which, even where it is not yet consciously imbued with socialist demands, contains the demands of reason." The concept of the complete realization of an immanent reason thus provides Marx with both a standpoint and a standard of criticism. "Reason has always This
is
the
existed, only not always in rational form. Therefore the critic can start from any form of theoretical and practical consciousness and develop the true reality out of the forms inherent in existing reality as their 84 ought-to-be [Sollen] and final goal." Given this concept of the realization of reason in history the task of the " 5 critic is to engage in ruthless criticism of everything existing."* The old world must be "exposed to the light of day and the new world must be 86 shaped along positive lines." The criteria according to which the critic
proceeds are not arbitrary; they are given by rationality itself, not the 87 rationality of some "dogmatic standard," but the rationality that is
and wishes" -
already embodied in the world's "struggles
incomplete and not
fully self-conscious
Marx has nothing but contempt how it should struggle:
for the attempt to dictate to the
Hitherto philosophers have had the solution to desks, and the stupid exoteric world only
roasted pigeons of absolute science might
We is
do not confront the world
the truth, kneel
down
here!
albeit in
an
form.
had
all
to
fly into
world
the riddles lying on their
open
its
mouth
so that the
88 it.
in a doctrinaire fashion with a
new principle: here
We develop new principles for the world out of the
own principles. We do not tell the world: Cease your struggles; they we will give you the true slogan of the struggle. We merely show 89 world why it is really fighting. world's
are
foolish;
the
According to this conception of criticism the "reform of consciousness" to be accomplished "by analyzing the mystical consciousness that is 90 unintelligible to itself." For Feuerbach, too, mystified consciousness is consciousness which does not understand itself, but Marx's conception of the "opacity" of mystified consciousness owes much more to Hegel
is
.
70
The Critique ofHegeVs "Philosophy ofRight"
than to Feuerbach. For Marx, consciousness which is
is
unclear about
itself
consciousness which does not understand the "demands of reason,"
demands which
are clearly evident in the level of
development which
reason has already attained.
The reform
of consciousness consists merely in
aware of
consciousness; that one awakens the world out of
itself,
its
that
It will
one
explains to
it its
become evident then
something of which reality. It will
it
When Marx
it
it is
.
its
dream about
.
become conscious
to
that
it is
in
dream of
order to possess
it
in
not a matter of drawing a big dividing line
between the past and the
the past. Finally,
work, but that
actions
one makes the world
that the world has long possessed the
needs only
become evident
[Gedankenstrich]
own
this: that
future, but of realizing the thoughts of
become evident that humanity is not beginning 91 completing its old work consciously. will
a
new
adopts Hegel's teleological notion of the realization of
reason he transfers the conceptualization of this realization from the present to the future. Hegel's dictum that the real
becomes
affairs that
necessity
is
has already transpired. But
which inheres
in the
Marx
own
itself.
92
The outcome
is
it
state
"What
of
element of is
this that
thought. As he says by
reassurance in the opening lines of his letter to Ruge, to pass."
of a
retains the
Hegelian conception, and
accounts for the dogmatism in his
comes
the rational thus
a project envisioned rather than a description
is
way of
necessary
assured by the very nature of reason
Accordingly, the reform of consciousness appears as the inevitable
development of rationality, unimpeded by any significant obstacles. Thus asserts: "consciousness is something [the world] has to acquire 93 even if it does not want to." Why should "the world" not want to become conscious of its struggles? There is the merest suggestion here of a tension between what must happen and what might occur, but necessity prevails. Whatever obstacles there may be to the reform of consciousness disappear before the power
Marx
of a transcending destiny. occurs
behind
the
backs
The
abolition of mystified consciousness
of individuals,
without
their
intentional
participation in the process. If Feuerbach's conception of the transform-
ation of consciousness focuses only
on the
individual's "will to believe,"
Marx's conception seems to turn the whole process over realization of a
teleological
reason.
to the inevitable
In neither case however
is
the
transformation of consciousness envisioned as a process involving any sort of subjective practice.
At
this point
we
are in a better position to speculate as to the
meaning
of Marx's silence about the transformation of consciousness in the Critique
and
to offer
a notion of the
an explanation for it. Because Marx is operating with realization of reason in history, the abolition of
immanent
The Critique of Hegel's "Philosophy of Right"
71
mystified consciousness can be envisioned as a straightforward unprob-
lematic development. Marx's reworking of Hegel's philosophy of history is
not radical enough to avoid a dogmatic perspective towards the
question of the transformation of consciousness.
6
Marx's Solution: The Incipient Dialectical Perspective
At the beginning of this chapter
I
claimed that Marx's Critique of Hegel's
"Philosophy of Right" contains the seeds of a dialectical perspective
towards emancipatory consciousness.
more
closely.
The
subjectivity are
It is
time to examine this claim
seeds of a dialectical understanding of emancipatory
found
in
Marx's emerging theory of mystified conscious-
ness and in his critique of the dogmatic aspects of Hegel's political philosophy. In section 3
Hegel
for
relationship
I
pointed out the extent to which
bestowing the
between
civil
mantle
society
and the
existent [to be] taken in an uncritical
Idea."
Marx
Marx
of rationality state, for
manner
takes issue with
upon
the
existing
allowing "an empirical
as the real truth of the
argues that the camouflaging of existing irrationalities by
proclaiming them to be manifestations of the Idea sanctifies the present as necessity
and absolutizes the given. Marx describes Hegel's
thought as mystified precisely because of Critique ofHegel's "Philosophy of Right"
Marx
this
characteristic.
political
In the
begins to articulate a theory
of mystified consciousness as consciousness which assumes the permanence of the given. But Marx's critique of Hegel's justification of the given, a critique which is effected through Marx's reformulation of Feuerbachian concepts, also yields a critique of the dogmatic understanding of mystified consciousness which is embedded in Feuerbach's theory. It is useful to juxtapose once more the differences between Feuerbach's and Marx's conceptions of mystified consciousness. For
Feuerbach, mystified consciousness is ultimately a natural phenomenon; source lies in an unchanging ontological fact about human beings: the permanent distinction between the individual and the species. For Marx, its
mystified consciousness
is
the result of a particular historical configu-
of a social order of competitive individualism. The implication of Feuerbach's conception of mystified consciousness is that ration: the existence
such consciousness is an a-historical given. Insofar as a "solution" for mystified consciousness exists, it is a solution which must be rediscovered and "reapplied" by every individual in every generation, for every
The Critique ofHegel's "Philosophy ofRight"
72
generation of
human
beings will be faced with the same (ontological)
situation.
Marx's reworking of Feuerbach's theory historicizes a static ontologperspective and thus historicizes the fact of mystified consciousness. In so doing Marx opens the way to considering the abolition of mystified consciousness from a dialectical perspective, as the result of an
ical
intentional practice.
For the most part
The
this aspect
of Marx's discussion remains implicit.
incipient dialectical perspective towards emancipatory subjectivity
must be deduced from the implications of his criticism of Hegel's But there is one passage in the Critique where Marx himself seems to argue for a dialectical perspective towards emancipatory
political thought.
consciousness. This passage occurs in the middle of Marx's criticism of
Hegel's discussion of the relationship between the legislature and the constitution. In the course of criticizing Hegel's treatment of this issue
Marx comments
generally on Hegel's
and tensions between
civil
society
manner of resolving the
and the
difficulties
state.
Hegel always wants to present the state as the realization of free spirit, but in fact he resolves all difficult conflicts through a natural necessity which is the opposite of freedom. Thus the transition of particular interest into universal interest is not a conscious law of the state, but is mediated by chance, and accomplished against consciousness. And Hegel wants everywhere in the state the realization of free will!
In
this
passage
94
Marx
is
claiming that Hegel's conception of the
freedom is inconsistent. Marx is arguing that freedom cannot be accomplished by "natural necessity" or through a process which is "contrary to consciousness." Freedom cannot be achieved "by accident." Liberation must be the result of a free practice, a practice which at least in some sense is consciously chosen by the human beings realization of
involved.
As noted
earlier, the
charge that Hegel's political theory
a fundamental part of
Marx's
is
inconsistent
This particular inconsistency, however, possesses a significance that transcends the framework of Marx's criticism of Hegel's Philosophy of Right. Indeed the discovery of the inconsistency in Hegel's philosophy of freedom constitutes an implicit challenge to the dogmatism in Marx's own discussion. Marx's critique of Hegel's conception of the realization of freedom can be applied with equal rigor to his own discussion of the reform of consciousness. Marx's criticism implies that the abolition of mystified consciousness ought not to be conceived as the straightforward, unproblematic working out of the logic of history. The implications of is
critique.
The Critique of Hegel's "Philosophy of Right"
73
Marx's critique suggest that the development of emancipatory consciousness ought not to be conceptualized as a process that occurs behind the backs of individuals. Marx's criticism of the dogmatism in Hegel's discussion implies that the reform of consciousness ought to be conceived in an entirely different manner. The transformation of consciousness ought to be understood as a project undertaken by individuals themselves, as an intentional practice in which people are consciously engaged rather than as a destiny to which they cannot help but succumb. The implications of Marx's critique of Hegel's perspective on the process of emancipation argue for the necessity of a dialectical understanding of the transformation of consciousness.
7
Conclusion
The
tenor of Marx's
of Hegel's political dogmatic discussion of the subjectivity of the poor which characterizes his earlier articles on the Wood Theft Debates. If we were to apply Marx's critique of Hegel to his own earlier discussion of the consciousness of the poor, we would have to philosophy
contrasts
systematic
first
sharply
with
critique
the
say that this account portrays their universalist consciousness as a consequence of "natural necessity." The new perspective challenges the dogmatic notion of a universalist consciousness which is the natural result of social ontology. This perspective also challenges the dogmatic conception of the reform of consciousness which is articulated in the letters to Ruge and it contradicts the dogmatic conception of the abolition of mystified consciousness which characterizes Marx's own
discussion of the significance of universal suffrage in the Critique.
But
to
claim that Marx's critique of Hegel's political philosophy
contains implications which contradict the dogmatic elements in his
thinking
is
not to claim that this
dogmatic elements. Indeed
I
will
new
own
perspective supplants those
argue that
this perspective
does not
replace the dogmatic view of subjectivity which characterizes the early
Wood
Theft Debates. Thus the emergence of a dialectical perspective towards emancipatory consciousness announces a tension in Marx's thought. The next two chapters will examine the contours of this articles
tension.
on the
Dogmatic and Dialectic Perspectives on the "Jewish Question"
1
Marx's essay "On the Jewish Question" is a crucial text for any study of the development of his thought. It is his first work in which revolutionary social change becomes a topic of discourse, and it is the first time Marx publicly and decisively criticizes the political philosophy of one of his Young Hegelian contemporaries. "On the Jewish Question" is a particularly significant text for the project of reconstructing Marx's early theory of emancipatory subjectivity. In this essay Marx specifically addresses the question of the abolition of mystified consciousness; his discussion occurs in the context of his emerging concern with the issue
of universal It is
human
liberation.
ironic that the very text in
universal
human
which Marx
first
addresses the issue of
liberation appears to lend substance to the charge that
he was an "outspoken anti-Semite."" Dagobert D. Runes's translation of "On the Jewish Question" under the title A World Without Jews is the
most provocative formulation of this accusation. Runes apparently felt that his retitling of Marx's essay expresses the real meaning of Marx's 3
text.
of this chapter I intend to show that such an based either on the deliberate distortion of Marx's arguments or, at best, on a drastic misreading of his essay as a whole. Nevertheless the fact that Marx poses the issue ofJewish emancipation in language which repeats the pejorative portrayals of Jews and Judaism found in traditional anti-Semitism may be genuinely confusing, and In
the
course
interpretation
is
certainly merits discussion.
I
will
address this issue in the context of
Marx's general re framing of the issue ofJewish emancipation
in section 3
of this chapter.
1
The "Jewish Question" and Bruno Bauer's
Marx wrote
his essay
"On
Solution
the Jewish Question" as a highly critical review
of Bruno Bauer's discussion of this same "question."
4
At the time, the
Perspectives on the "Jewish Question "
75
"Jewish question" was the question as to the civic status of the Jews, i.e. whether Jews should be granted rights of citizenship in the modern secular state. This nineteenth-century debate about the civic status of the Jews was simply the secular form of the traditional Christian uneasiness about the existence of the Jews. The secular version of the "Jewish question" had been debated since the middle of the eighteenth century; the debate had become particularly intense just before the Austrian Emperor Joseph II issued an Edict of Tolerance in 1782 which granted the Jews the right to consider themselves permanent residents and naturalized subjects of the Hapsburg empire. 5 In 1790-1 the Jews became citizens of France; shortly thereafter Napoleon imposed the civic emancipation of the Jews on the territories conquered by the armies of the French revolution. With Napoleon's defeat the "Jewish question" was once more up for discussion inasmuch as the German reaction against the French conquerors also included a reaction against the civic emancipation of the Jews. The Congress of Vienna discussed the issue and reached an obscurely worded compromise solution. But there were no mechanisms to compel adherence to the agreements and several German municipalities, among them Frankfurt, Bremen, Luebeck and Hamburg, simply withdrew the rights granted to the Jews.
6
Bauer argues that even if the state were willing to grant full civic rights Jews themselves would be unable to exercise these rights to the extent that they insisted on being Jews. According to Bauer the Jews are unfit for emancipation because of the limited nature of their religion and their religious consciousness. to the Jews, the
Judaism has not made the complete human, the developed self-consciousness, i.e. the spirit which no longer sees in itself a limitation which constrains it into the content of religion; instead it has made restricted consciousness, which is still doing battle with its limitations and especially with its sensual, natural limitations into the content of religion.
Bauer finds
it
7
problematic that the Jews "are and remain Jews in spite of
the fact that they are citizens living in universal
human
relationships."
Bauer the fact that the Jews insist on remaining Jews means that "their Jewish and restricted nature always triumphs in the end over 8 their human and political obligations." Bauer accuses the Jews of hypocritically demanding the impossible, of demanding the right to participate on an equal footing in the realm of public life while retaining their separate and particular nature as Jews. Arguing that the Jewish religion itself prevents the Jews from "fulfilling 9 their duties to the state and their fellow citizens," Bauer claims that they According
to
76
Perspectives on the "Jewish Question
"
be willing to give up being Jews if they are to make a bona fide case for their being granted equal political rights. Only on this condition, says Bauer, are the Jews entitled to demand the rights of citizenship. Otherwise, their demand for political emancipation can only be 10 Bauer's position on the understood as a "demand to remain unfree."
must
first
issue of Jewish emancipation
is
reducible to the following claim: the
emancipation of the Jews requires that the Jews emancipate themselves from their Jewishness. We should note the asymmetry of Bauer's position vis-a-vis Jews and
political
Bauer objects to the existence of Christianity as an official he finds it acceptable (although perhaps regrettable) for 11 It is a individuals to practice Christianity in their homes and churches. different matter with the practice of Judaism, however. Here the issue is not the disestablishment of Judaism as a state religion, but the very existence of Judaism itself as a set of religious practices. Bauer terms these practices "exclusive" and argues that it is the practice of the Jewish religion itself which is responsible for the fact that Jews are excluded from civic life. Thus, according to Bauer, it is the Jews themselves who Christians.
state religion;
are the cause of the "Jewish question."
Bauer's approach to the "Jewish question" echoes the hostile response which characterizes Christian anti-Semitism.
to the existence of the Jews
According
to the latter,
all
the Jews have to do in order to avoid being
is to convert, i.e. to cease being Jews. To be Bauer does not require the Jews to become Christians, but he does require them to cease being Jews. Both varieties of anti-Semitism employ the time-honored strategy of "blaming the victim." Because the syndrome of "blaming the victim" is a feature of all forms of oppression, Marx's critique of one manifestation of this syndrome in Bauer's
persecuted as "unbelievers" sure,
1
discussion of the "Jewish question" retains
2
its
liberatory function today.
Marx's Critique of Bauer's Position
Marx's critique of Bauer's position is not intended merely as a criticism of the views of one individual. Marx treats Bauer's discussion of the "Jewish question" as an example of mystified political thinking. Thus his critique of Bauer seeks to address both the particular deficiencies in 13 Bauer's understanding of the issue of Jewish emancipation and the larger issue of the origin
Marx
and abolition of mystified consciousness.
argues that Bauer has considered the question of Jewish
emancipation only from the perspective of "Who should emancipate; should be emancipated?" But he has failed to consider what Marx claims is the crucial critical question: "What kind of emancipation is at
who
Perspectives on the "Jewish Qiiestion "
stake?
What
77
conditions follow from the very nature of the emancipation
demanded?"
14
According to Marx, the issue of Jewish emancipabe considered within the broader context of an analysis of several varieties of emancipation, and it is this which he attempts to do in that
is
tion has to
his
own
essay.
By way of answering the question which he claims Bauer should have asked, Marx distinguishes between two levels or stages of emancipation which he terms respectively "political emancipation" and "human 15 emancipation" or "universal human emancipation." And he distinguishes (correspondingly) between two types of revolution, according to the kind of emancipation each can achieve. Political emancipation is brought about by a political revolution. Universal human emancipation requires a revolution which would entirely transform the nature of life in 16 contemporary civil society. The distinction between political emancipation and universal human emancipation marks a turning-point in Marx's thinking. As Marx uses the term "political" in "On the Jewish Question" it often signifies an 17 inadequate or incomplete stage of emancipation. Inasmuch as Marx defines human liberation in terms of rationality and universality, the new identification of the political with an inadequate stage of emancipation means that political emancipation is tantamount to an inadequate or
incomplete embodiment of universality. In effect
emancipation
this
means
that political 18
an incomplete stage of the realization of reason. The consciousness which champions political emancipation as the highest form of emancipation is thus, on Marx's analysis, a consciousness which mistakes partial emancipation for complete or full emancipation, is
or equivalently, a consciousness which mistakes partial universality for full universality.
The
mistaking of partial universality for
full universality
amounts to a false understanding of universality. For Marx this mistake is no accidental one; the misunderstanding as to the nature of universality is inherent in the nature of mystified consciousness; it is a consequence of the structure of mystified thought, a structure which Marx character19 izes by the term "dualism."
As Marx uses the term, dualism covers a multitude of sins; the concept has a variety of instantiations depending upon the issue being discussed. a dualism of form and content, a dualism of rationality and dualism of morality and interest or need. Having said this much evident that further comment is necessary, for certainly the two
There
is
reality, a it
is
terms in any of the above sets of terms do refer to different things. It is therefore apparent that there is a certain kind of disjunction between these paired items which Marx designates as "dualism." We can characterize this disjunction in a preliminary fashion as follows: not only
Perspectives on the "Jewish Question
78 does
it
to recognize the paired
fail
"
elements as belonging to a
totality
which is determined by the interpenetration or mediation of each element of the paired set of terms, it also (inevitably) posits an 20 antagonistic relation between each element of the pair. If we examine the above series of disjunctions from the perspective of the German idealist tradition, we note that the first term of a given pair represents or refers to the element of universality while the second term represents or refers to the element of particularity. Specifying Marx's notion of dualism more exactly, we can say that dualistic consciousness is a form of consciousness which does not grasp phenomena as being structured by the interpenetration or mediation of the elements of universality and particularity. As a result, dualistic consciousness conceives of the universal and the particular in any given phenomenon as antagonistically opposed to each other. For Marx, however, dualism is a social category as well as an
As a social category dualism refers to a situation an antagonistic disjunction between the alleged universality of the political realm and the atomistic quality of daily life in the arena of civil society. It is this real disjunction in the life experience of epistemological concept.
in
which there
7
is
which Marx declares
individuals
to
be the origin of mystified conscious-
ness.
"On
In
the Jewish Question"
consciousness position by
is
Marx
inevitably religious in
way of Feuerbach. Marx
takes the position that mystified its
orientation.
He
arrives at this
extrapolates from Feuerbach's
account of Christianity; he extends the meaning of the Feuerbachian concept of mystification to include any attribution of the concepts of
community
or universality to a realm other than everyday existence.
Marx
become the objects Marx, the species-
argues that in this attribution these concepts inevitably
of mystified worship and adoration. Thus, for worshipping quality of Christianity is simply a particular instance of the more general phenomenon of dualism which characterizes mystified consciousness. From this perspective, any mode of consciousness can be termed "religious" in virtue of its form (dualism) despite the fact that the content of the beliefs and doctrines involved may be secular." It is this conception of religious consciousness which underlies Marx's critique of Bauer's discussion of the "Jewish question." Bauer's "solution" to the "Jewish question" depends upon his view 1
that
human
state,
and
religion
is
on human
liberation
for
Bauer
is
a secular state.
liberation
achieved by gaining citizenship in the secular
a state in
Marx
which there
is
no privileged or
state
takes issue both with Bauer's perspective
and with Bauer's conception of the secular. Marx
argues that the abolition of an
official state religion is actually
only the
Perspectives on the "Jewish Question "
79
state from the domination of a particular religion. Or, he puts it, the abolition of an official state religion is only "the political manner of liberating oneself from religion." 22 This is not equivalent to the emancipation of human beings from religious or mystified consciousness. Marx points out that even Bauer is forced to recognize that the abolition of a state religion merely displaces religion from the public communal sphere to the private sphere of individual conscience.
emancipation of the as
But Marx's claim that
emancipation
is a limited form of Jews should not be emancipated politically. Marx maintains that Bauer's arguments against granting the Jews full political rights are specious. The issue for Marx is not whether 24 the Jews should be emancipated politically; the issue is that no one
political
liberation does not imply that the
(including the Jews) should confuse political emancipation with complete
human liberation. Under political emancipation a secular form, in the participation in the
religion itself continues to exist, albeit in
form of the value attributed
modern
state.
Marx
to citizenship
and
to
claims that the so-called "secular
its core - and not only because the majority of pursue traditional religion as a purely private matter. Marx argues that the secular state merely replaces the traditional religious concepts of heaven and the community of souls with the secular religious concepts of citizenship and the political community. Thus, from Marx's perspective, the citizens of the so-called "secular state" are thoroughly religious - even if they were all to be atheists in terms of traditional
state"
is
religious at
citizens are free to
religion.
The members of the
political state are religious by virtue of the dualism between and species life, between the life of civil society and political life. They are religious inasmuch as they relate to their political life [Staatsleben] 25 which is beyond their real individuality as though it were their true life.
individual
life
The dualism which permeates
the lives of the citizens of the
modern
secular state relegates the formal elements of rationality and universality to the political realm, the
realm where they have no effect on the actual life. As a result, claims Marx, the human
content of the individual's being: leads a double
life,
a heavenly
consciousness, but in
reality,
in
and an earthly life:
life
regards oneself as a communal being, and private individual, treats other
human
life,
life
community where one where one is active as a means, is oneself reduced to a
in civil society
beings as
means, and becomes the plaything of alien powers.
To
not only in thought, in
in the political
26
say that the citizens of the political state are religious
is
equivalent,
80
Perspectives on the "Jewish Question
"
from Marx's perspective, to saying that their consciousness is mystified. Thus, inasmuch as Bauer's solution to the "Jewish question" adopts the standpoint of the citizens of the political state, his solution "religious"
or
mystified.
According
formulate a secular critique of religion
framework -
Marx
to
Marx,
fails to
in spite of his stated intentions.
transcend
is
own
its
equally
attempt
Bauer's
to
religious
27
Bauer's analysis and solution to the "Jewish two respects: (1) Bauer has defined "religion" only in terms of its traditional content and has neglected to consider the issue of its form. Thus he has failed to understand that the essence of religion is "the dualism between individual life and species life." (2) He has (consequendy) failed to understand the way in which this very dualism is expressed in the relation between the political state and civil society. claims
question"
The
that
fails in
political state is as spiritual [spiritualistisch] in relation to civil society as
heaven is in relation to earth. overcomes it in the same way profane world, that
and allows
The
itself to
political
It
in
stands in the same opposition to
which
religion
is, inasmuch as it necessarily recognizes 28 be dominated by it.
state
civil society;
it
overcomes the limitation of the it,
re-establishes
it,
does not represent a solution to the problem of
mystified consciousness; the political state
is
mystified consciousness in another form.
Marx
proposed solution (participation in perpetuating this consciousness
-
political
simply the expression of argues that Bauer's
life)
succeeds only in
precisely because this
"solution"
problem untouched. The source of the problem is the nature of the individual's life in civil society. In civil society "the sole bond which holds [people] together is natural necessity, need and private interest, the preservation of their 29 property and their egoistic selves." The elements of community, rationality and universality are relegated to the political realm, a realm which is explicitly not that of "real life" in civil society. But it is precisely these elements which Marx takes to be the essential requirements of human life; they are the defining traits of the human being. Because leaves the source of the
these essential requirements are lacking in
civil society,
the individual
experiences a disjunction (dualism) between the realm of everyday existence and the realm of moral-political truth.
of being
human
The
are continuously "de-realized" in
become "unreal" and
"abstract."
essential features civil
society; they
Consequendy they become
the object
of mystified worship in the form of a secular religion, in the form of the value attributed to participation in political life.
The
real individuals
terms of their
of civil society become "an untrue appearance" in
human
essence or truth. Translated out of Marx's
Perspectives on the 'Jewish Question
"
81
Hegelian terminology this statement amounts to a claim that the human essence is not expressed or realized in the network of
individual's
social relations in civil society.
essential nature of the
In the state, on the other hand, the
human being
is recognized; the state is the realm of reason, universality and community. But because these elements have no effect on the workings of civil society, the universality of the political
community
is
member
reversed: the real
Marx's
The citizen of the state is nothing but of an illusory sovereignty." Hegel's dictum is
entirely "imaginary."
an "imaginary-
is
the irrational and the rational
analysis, mystified consciousness
The members
social fact.
individual lives
and
filled
of
is
with an unreal universality."
that the consciousness of these individuals
On
is
30 It is
their real
no wonder
mystified; the situation
mystifying and confusing!
itself is
3
the unreal.
"robbed of
society are
civil
is
simply the expression of this
Marx's Reframing of the "Jewish Question": Marx as 31 "Anti-Semite"?
The consequence of Marx's
analysis of the social origins of mystified
consciousness for the issue of Jewish emancipation
As
is
a reframing of the
no longer regarded as the cause of their own oppression. They are no longer blamed for being Jewish, for refusing to "emancipate themselves" from their Jewishness. In the course of Marx's analysis the source of the "Jewish question" is revealed to be something other than the Jews themselves. The problem is not the existence of Judaism as a particular set of religious doctrines or question.
a result of this reframing, the Jews are
religious practices, but the antagonistic nature of social relations in
secular
life.
citizens,
The
religious "separation"
which Bauer seeks
religious practices,
is
n32
between the Jews and their fellow by having the Jews give up their
thus merely the
probem: "the separation of [Gemeinwesen].
to address
human
religious
expression
of a secular
beings from their communal essence
Indeed, says Marx,
"We no
longer regard religion as
the cause, but only as the manifestation of secular narrowness."
According to Marx, the proof that the "Jewish question" is entirely its origin, the proof that the real problem is the nature of life in civil society, is provided by the existence of the state itself. The very fact secular in
that the state
must
assert
its
universality in opposition to the sphere of
problem
lies in the nature of civil society, i.e. devoid of the elements of universality, community and rationality. The universality of the state is thus only a compensatory universality; it is only a reaction to the non-universality of civil
civil
society reveals that the
in the fact that civil society
society.
The
is
universality of the state
is
not a genuine universality;
it is
not
82
Perspectives on the "Jewish Question
universality in
and
for itself, but
the characteristics of
Thus
if
is
"
determined through and through by abstract negation.
civil society, as their
on Bauer's demand
the Jews were to act
"exclusive" religion in order to
become
4
that they give
they would merely exchange the religious form of religion for form.
One might suppose
that
up
their
full-fledged citizens of the state,
Marx would
its
secular
favor such an exchange and
that he would advocate it as a stage in the struggle for full emancipation, but he explicitly rejects this strategy. Not only does Marx not seek the abolition of Judaism as a particular religious practice, he maintains that it
would be unfair and unjustified to ask the Jews (or any other religious group) to "give up" their religion so long as the social source of religious consciousness continues to
exist.
While Bauer asks the Jews: do you have the
demand political of
emancipation}
have
emancipation
political
we
right
the
right
to
transcendence [iufliebung] of Judaism and from
transcendence \Aujhebung] of religion?
On
Marx's
to
demand from human beings
the Jews
the
in general the
5
analysis, the standpoint of political emancipation, Bauer's
standpoint,
is
standpoint.
As such
itself a
religious viewpoints, it
from your standpoint
ask the opposite question: does the standpoint
instead of
it
religious standpoint, albeit a disguised religious
not entitled to
is
i.e. it is
some other
not entitled to religious
recommend recommend
belief system.
standpoint of political emancipation has no secular solution to the "Jewish question."
itself
over other
that people adopt
In particular,
the
right to pass itself off as a
The
standpoint of political
doubly deceived; it misperceives both itself and the "Jewish question." Bauer's demand that the Jews give up being Jewish in order to enjoy the rights of citizenship thus perpetrates a dual deception; Bauer takes himself to be proposing a secular solution to a religious question, whereas, in fact, says Marx, Bauer is proposing a religious emancipation
is
solution to a secular question.
The citizen
contradiction which Bauer perceives between the is
actually the disjunction
between the
real
member
Jew and
the
human being as a as a member of the
of civil society and the artificial individual This is the disjunction between the real antagonisms of economic life and the mystified harmony of political life, the disjunction between the real egoism of civil society and the pseudo-community of the state. In state.
its
secular
(i.e.
non-mystified) form, the issue of the social relations
between human beings
indeed "the universal question of the age."
In
order therefore to provide a real solution to the "Jewish question"
it is
necessary to restate
it
is
as the secular question
which
then be seen that the issue of Jewish emancipation
is
it
really
is.
It
will
part of the larger
Perspectives on the "Jewish Question "
question of universal
when everyone also liberated.
argue that the
is
human
free;
83
The Jews will be free only be liberated unless the Jews are
emancipation.
and no one
will
Marx's re framing of the "Jewish question" enables him full,
human
liberation of the
restructuring of the social order.
Jews requires the
to
radical
37
In this connection I want to address the issue of how to understand Marx's statements about transcending Judaism. These statements occur in the section of the essay in which Marx criticizes Bauer's article "The Capacity of Present Day Jews and Christians to Become Free." Marx objects that Bauer has considered the Jews' "capacity" for emancipation only in terms of the religious aspects of Judaism. Contrasting his perspective to Bauer's Marx says: "The question concerning the Jews' capacity for emancipation becomes for us the question: what particular social element must be overcome in order to transcend [aufheben]
Judaism?"
38
Startling as this
may
be,
a whole.
we must It
manner of posing
the issue of Jewish emancipation
place this remark in the context of Marx's discussion as
Marx is arguing for the necessity human beings can only be active
then becomes apparent that
of abolishing a social order in which
productively "under the domination of egoistic need," a social order in
which "people can only produce objects in practice if they put their products and their activity under the domination of an alien being and bestow the significance of an alien entity - money - on them." It is this social order which Marx characterizes as "practical, real Judaism." The identification of the Jews with money is hardly original with Marx. Indeed for the particular identification of "practical, real Judaism" with egoism Marx is indebted most directly to Feuerbach and Bruno Bauer. In effect Marx's use of Judaism as a metaphor for a social order dominated by the power of money testifies to the long-standing existence of anti-Semitism in German society as an unexceptional (and hence unquestioned) feature of the social landscape.
Leon
Poliakov,
the
Russian Jewish historian of anti-Semitism, points out that by the end of the fifteenth century in Germany "the word jfude had come to signify both 'Jew' and 'usurer', [while] the word Judenpiess [was] used as a
synonym for Wucher [usury]." By the time Marx came to write his essay on the "Jewish question" this usage was well established and "normalized," in spite of the fact that
it
did not correspond to social reality.
With the development of industrial capitalism anti-Semitism acquired a
new
content; in the course of the nineteenth century the rhetoric of
anti-Semitism underwent a change.
The
earlier vilification of the Jews as
84
Perspectives on the "Jewish Question
"
"moneylenders" was replaced by the mislabeling of the power of money as 43 "Jewish power." Marx's essay exhibits this mislabeling at several points. The fact that Marx himself was Jewish gave him no special immunity from the prevalent forms of false consciousness in this regard, nor could it
have.
On
the contrary the internalization of the content of one's
own
an inevitable result of this oppression. As noted earlier, the "acceptance" of socially sanctioned misinformation about 44 In this respect one's own group is one aspect of this internalization. Karl Marx is not unique, nor should we expect him to be. To find the phenomenon of internalized oppression surprising is to assume that members of groups who are targeted by particular forms of oppression are (or should be) immune to the socially enforced myths which purport to justify the mistreatment they receive. This assumption itself is one of the major components of a dogmatic view of emancipatory consciousoppression
is
itself
ness.
We
can thus speak of Marx's internalized anti-Semitism, but not of his we lay the charge of
anti-Semitism. Conceptual rigor requires that
anti-Semitism where not
on
Karl
Marx.
it
belongs - on Bruno Bauer (and on Feuerbach),
The
internalized anti-Semitism,
distinction between anti-Semitism and and by extension the distinction between any
form of oppression and its internalization, is more than a technical nicety. As I have argued in the Introduction, the recognition of the phenomenon of internalized oppression
emancipatory subjectivity. It
the
is
the heart of a dialectical perspective towards
45
should be clear from the preceding discussion that when Marx poses question "what social element must be overcome in order to
transcend [aujheben] Judaism," his intent
economic
activities
and functions. This
is is
to call attention to particular
apparent in remarks such as
the following: "Civil society continuously produces the Jew out of its 46
own
To
be sure "the Jew" thus produced is the mythological Jew, the Jew as moneylender and huckster. But the fact that Marx's own entrails."
discussion exhibits
some
classical characteristics of internalized anti-
Semitism should not obscure the point he is intending to make. 47 "Emancipation from huckstering and from money" is what Marx is seeking, and even his misdescription of this goal as "emancipation from practical, real Judaism" should not lead us to suppose that he wants to suppress either the Jews or the Jewish religion. 48 As noted earlier, Marx is not advocating the abolition of Judaism as a particular religious practice just as he is not advocating the abolition of the various forms of Christian religious practice. The issue for Marx is not the practice of any particular religion, but the social genesis of religious or mystified consciousness.
Perspectives on the 'Jewish Question "
We
no longer consider
secular narrowness.
religion as the source, but only as the manifestation of
We
therefore explain the religious constraints of free
citizens by their secular constraints. their religious
that they will
secular limits.
One might
85
We
do not
assert that they
must transcend
narrowness in order to transcend their secular limits. We maintain transcend their religious narrowness once they transcend their 49
disagree with Marx's conception of religion.
One might
take
issue with his view that "the existence of religion [reveals] the existence
of a lack"
50
in people's daily lives.
One might argue
the liberation elements in religious traditions.
that
But
Marx
has missed
this is a separate
A serious criticism of Marx's position on religion must start from an accurate reading of Marx's text. And, as I have argued, the position matter.
that the
Jews are
to
blame
for the "Jewish question" along with the
corollary position that the solution to this "question" requires that the
Jews cease
4
be Jews, belongs to Bruno Bauer, not to Karl Marx.
to
Inverted Consciousness and Inverted Reality
Marx's reframing of the "Jewish question" reveals that Bauer's proposed solution is not only anti-Semitic but conceptually inadequate to the task at hand.
One
point requires further clarification: Bauer's perspective, the
perspective of political emancipation,
with respect to the goal of universal
inasmuch
is
limited, inadequate of mystified
human
liberation;
it is
not mystified
an accurate expression or reflection of the real-life as situation of individuals in civil society. This point comes out particularly clearly in Marx's critique of the theory and practice of the French revolution, which for him is the epitome of a merely political revolution. Marx argues that the partisans of a political revolution suffer from a it
is
form of mystified consciousness; they invert the relation between ends and means: "in the consciousness of the political emancipators the relationship [between ends and means] is turned upside-down and the end appears as the means, while the means appears 52 as the end." This inversion is illustrated in the political revolution's conception of the purpose of political association. Marx notes that both the 1791 and the 1793 versions of the particular
Declaration of the Rights of association or individual's
government
"natural
is
rights."
Man
assert that the
goal of political
the protection and preservation of the
According
to
Marx,
this
perspective
degrades the concept of political community to a mere means instead of acknowledging it as the goal of human association. In this inversion:
Perspectives on the "Jewish Question
86
"
the citizen is proclaimed to be the servant of the egoistic individual, the sphere in which the individual acts as a member of the community is degraded below the sphere in which he or she acts as a partial being, and finally the individual as bourgeois rather than the individual as citizen is considered to be the essential and true
human
being.
53
Marx's argument here depends upon his claim that the so-called "natural rights" or "rights of man" are in fact not "natural." They are not really the rights of human beings per se; they are only the rights "of the
human being as a member of civil society, i.e. the rights of the egoistic human being, the human being who is separated from other human beings and from the community." Marx expresses the same idea when he says that the "right of liberty" is not based on the "connection" of human beings but on their "separation."
which
is
being "as an isolated is
He
argues that the concept of liberty
enunciated in the French Constitution of 1793 views the
monad withdrawn
into
4 itself.""'
The
human Marx
point for
that the concept of liberty enshrined by political emancipation regards
the present form of social interaction as natural.
human
the connections between
Accordingly liberty
is
beings
are
is
presumes
it
that
antagonistic.
defined only negatively, as freedom from
rather than positively, as freedom for or freedom
Why
Thus
naturally
interference,
to.
the consciousness of the political revolutionaries a prey to the
"inversion" of
means and ends? Marx's answer
cause of the confusion
is
to
be found in
is
once again that the
social reality'.
And
as with the
dualistic structure of mystified consciousness, the social cause of the
deformation of consciousness which results in the conflation of means and ends is a particular deformation of universality' in the social reality' of civil society.
Marx's account takes the form of an analysis of the accomplishments of the political revolution vis-a-vis feudal society contained a limited
regime
was
"political,
society'.
He
form of universality', or
as
argues that feudal
he
savs, the ancicn
although political in a feudal sense."'
What Marx
means by this claim is that in feudalism the relation of the individual to the community as a whole was determined through the relation of individuals to their particular civil or social groups. These groups were limited or partial communities; they were constituted "as discrete societies within the society." In feudalism the business of the state (the larger society)
was not considered
to
be the province of individuals
the province of a special group
(a
particular
related to other social groups through
its
at large
community) which
but
itself
determinate function. All other
individuals related to the state through the mediation of their particular status in civil society; they related as landlords, as guild serfs. In this
way feudal
institutions:
members
or as
Perspectives on the 'Jewish Question "
87
excluded individuals from the state as a whole and transformed the particular relationship between their Corporation and the state into their own general relation to the life
determinate
The
of the community, just as they transformed individuals'
civil activity
mode
feudal
of the
with
[Vermischung]
and situation
civil
into their universal activity
political
life.'
K
consisted
According
revolution undid this entanglement;
it
to
in
its
and
situation.
57
"intermixture
Marx,
the
political
destroyed the structures of partial
which characterized feudal civil society. When Marx says "was at the same time the emancipation of civil society from politics," he means that the political revolution liberated civil society from the feudal form of the political. For Marx this universality
that the political revolution
is
equivalent to saying that political emancipation emancipates
"from even the semblance
society
important to realize here that
Hegelian sense.
A
Schein
is
[Schein] of a universal content."
Marx
is
civil
5
It is
using the term Schein in
its
not simply an illusion [Taeuschung] of
consciousness, but an objective manifestation (albeit incomplete) of the
and the universal. between an illusion and a semblance or an appearance is of fundamental importance. An illusion is a subjective phenomenon, a mistake made by consciousness so to speak. An appearance is an objective rational
The
distinction
manifestation of rationality, of the universal, albeit in limited form.
appearance
not eo
is
about an appearance incomplete
ipso illusory if
it
forgets that the appearance
manifestation
of
discussion, the consciousness is
the final or
full
but consciousness can have
rationality.
In
which supposes
means and ends
in
is
only a partial or
context
of Marx's
that political emancipation
form of human emancipation has
nature (the limits) of political emancipation. inversion of
the
An
illusions
illusions
Thus Marx
about the
describes the
the consciousness of the political
emancipators as an "optical illusion." Partial universality political
yoke was
is
at the
better than none: "The throwing off of the same time the throwing off of the bonds which
fettered the egoistic spirit of civil society."
from
its
partial
established
civil
61
or feudal political content,
In liberating civil society
the political revolution
society with "non-political," isolated, egoistic individuals
as the prime sphere of activity. The "political" content of life was banished to a sphere which was not that of everyday life. It is therefore not surpising that the political realm appears as the means rather than the end in the consciousness of political revolutionaries. Their conscious-
ness merely expresses the non-significance of political
life in
modern
civil
society.
When Marx inverts
describes political consciousness as one that conflates or is saying that what this perspective mistakes
means and ends, he
Perspectives on the "Jewish Question
88
"
community) should both be and be acknowledged Those who champion political emancipation as do not have a false consciousness with liberation human of form final the case in modern civil society; they have the actually is what respect to have not understood that in order They mistake. of sort different made a individual must "become a the being, human a as fulfilled to be as the
means
(political
as the goal of human
species-being."
The
62
partisans of political emancipation
nature of they
life.
fail
human
existence which
Marx
fail
to see that the political sphere, the
community, has already
is
an essential need
made
for
something about the
to see
takes to be self-evidently true;
human
sphere of universality and
beings. This
is
Marx The fact Marx an
a claim
in his Critique of Hegel's "Philosophy of Right
" t3
French revolution do not see this, is for consciousness. But inasmuch as the inverted
that the theorists of the
of their consciousness of the political revolutionaries accurately expresses the
indictment
actual relationship
between
consciousness reveals that priorities.
Thus
political life
modern
civil
and
civil society, their
inverted
society has an inverted order of
the mystified consciousness which
theory and practice of a political revolution
is itself
is
embodied
in the
an indictment of civil
society.
5
Mystified Consciousness as A-Historical Consciousness
In chapter 2
I
commented on
mystified consciousness
ways tion.
is
the extent to which Marx's discussion of
indebted to Feuerbach.
I
also pointed out the
which Marx reworks and transforms the Feuerbachian concepFeuerbach's influence is clearly visible in some aspects of Marx's in
treatment of mystified consciousness in
"On
the Jewish Question."
The
between individual Feuerbachian schema, even
definition of the essence of religion as "the dualism
and species life" relies heavily on a though Marx has broadened the notion of religion to include secular thought as well. But Marx's discussion in "On the Jewish Question" moves beyond Feuerbach's in one crucial respect. Marx locates the disjunction between individual life and species life in a specific historical form of social life. Thus his acccount of mystified consciousness becomes 64 at once both historical and critical. "On the Jewish Question" explicitly articulates a conception of mystified consciousness as a-historical consciousness. It is this consciousness which animates and informs the practice of political emancipation. A-historical consciousness has no understanding of the present as being the outcome of a historical process of development; it life
Perspectives on the "Jewish Qiiestion
"
89
regards the present as a given, fixed in the eternal nature of things. In this sense mystified consciousness absolutizes and "naturalizes" the present, and in so doing
The
it
conflates history and nature.
conflation of history and nature
is
revealed in the attitude which
emancipation takes towards civil society. Political emancipation regards the structures of civil society as givens, as facts of nature which
political
require no further justification or explanation. "[Political emancipation] relates to civil society, the
as the basis of justification,
its
world of needs, labor, private
existence, as a presupposition
and therefore
emancipation regards
civil
as
its
natural basis."
society;
it
bS
Because
society itself as a fact of nature,
essentially accepting attitude towards the society. Political
interest, civil
emancipation
tends to recognize
inhuman
political
takes an
it
characteristics of civil
inherently conservative vis-a-vis
is
civil
law
not requiring any further
society as the natural
civil
form of human
association.
To
be sure,
political
emancipation embraces the radical idea of the God in the form of the
"sovereignty' of man" as against the sovereignty of
divine right of kings. But, says Marx, the "man" whom political emancipation proclaims as sovereign is actually humankind "in its
uncultivated and unsocial form, just as
it is,
alienated from
human
its
fortuitous existence, lost
and
oppressed by inhuman relations and elements - in a 66 being who is not yet an actual species being."
human Humankind "just is
in
itself,
word, the
which
humankind
corrupted by the entire organization of our society,
as
it
is" is
humankind
just as
it is
characterized by the "war of each against
beings "just as they are" in
civil
in a social order
all."
Consequently
society have an essentially
society "the only
human beings. As we have seen, in civil bond which holds them together is natural necessity,
need and private
interest, the preservation of their property
antagonistic relationship to other
and
their
egoistic selves." is no moral failing on the part of the individual. As the arena of "war of each against all," civil society itself is "the sphere of egoism." For Marx, the "war of each against all" and "egoism" are equivalent descriptions of the same state of affairs. Civil society is not characterized by armed conflict between individuals; it is a network of social relations which expresses only the antagonism and the separation between human beings. Because the a-historical perspective of political emancipation fails to see this network of social relations as the outcome of a process of development, it takes the characteristics of the human being in civil
Egoism
the
be permanent traits which define the essential nature of the human. Consequently, political emancipation mistakes the real, historical society to
"
Perspectives on the "Jewish Question
90
individual of
human
society for a fictitious, "naturar
civil
being. This
not a contingent one. Because political emancipation is characterized by an a-historical consciousness, it has no option but to
mistake
is
and nature. From the mystified perspective of an
history
conflate
a-historical consciousness, the antagonistic egoistic individual of
society must appear as a fact of nature. civil society, the non-political
the natural
human
being."
human
"The human being as
a
civil
member
of
being, inevitably appears however as
68
This conflation of history and nature expresses itself in the fallacy of misplaced concreteness and in the corresponding fallacy of false abstraction. A-historical consciousness:
human being as homme as
[takes] the
a
in the proper sense, in
of
from
civil
society ... to be the
citoyen,
because
this is the
human being human being
her or his sensuous, individual, immediate existence, whereas the
human being
is
only the abstract,
allegorical,
moral person.
the egoistic
human
the abstract citizen.
In
member
distinct
this
The
being; the
human
being, the
political
human being
as
human being is only recognized in the shape true human being is only recognized in the shape real
an of of
69
confusion,
dual
artificial
socially
produced character structure and traits. Because the a-historical
behavior are taken to be inherent natural
perspective of mystified consciousness does not consider the Historical
process whereby the "uncultivated and unsocial" individual of society has
come
into existence,
it
fails to
see that "the egoistic
civil
human
being is the passive result of the dissolved society, a result that is simply found in existence.'''' Mystified consciousness sees only the present; it understands only the immediate which it identifies with the natural. The egoistic individual of civil society becomes for this consciousness "an object of immediate certainty, therefore a natural object."'
This characterization of mystified consciousness
calls to
mind Hegel's
Sense most immediate form of knowledge, the form of
critique of sense certainty in the first chapter of the Phenomenology.
certainty
is
the
knowledge which does not
entail any intervention (or mediation) by consciousness in the process of knowing. Sense certainty prides itself on
the fact that exists,
it
makes no assumptions and
but in fact
it
that
it
simply perceives what
assumes that objects are simply there (given) without
the intervention of any activity' on the part of the knowing subject and without any kind of process on the part of the object in order to become
what
it is.
In the
schema of the Phenomenology, sense
certainty
is
the
first
form of
a deceived or mystified consciousness. In the course of the first chapter
the point of view characteristic of sense certainty
is
subjected to an
Perspectives on the 'Jewish Question "
91
and shown to be self-contradictory. Far from being the and most extensive form of knowledge, sense certainty is shown 71 to yield only "the most abstract and poorest truth." Hegel argues that the content of sense certainty, the knowledge of a "this" or of "an individual thing," is the least informative sort of knowledge since 72 everything can be described as a "this." Hegel also characterizes the point of view of sense certainty as "natural internal critique richest
consciousness."
73
"Natural consciousness" is a-historical consciousness par excellence; it continually forgets its own history. In particular "natural consciousness" forgets the experience or process which reveals the perspective of sense certainty to be internally contradictory, and as a result
it
must continually begin the process
Marx's claim that equivalent to certainty"
all
over again.
human being human as an
to regard the
considering the
as a "natural object"
"object
is
of immediate
depends on the Hegelian opposition between natural con-
sciousness (sense certainty) and historical consciousness (reflection).
Thus,
human being
to see the
as a "natural object,"
is
to take the
assume that the features of human existence are immediately given and have no history. This perspective, as Hegel notes, focuses only on the fact that "the thing is, and it is, merely because it is. It is; this is the essential point for sense-knowledge, and this pure being, or this simple immediacy a-historical perspective of sense certainty
constitutes
to
its truth.
"Natural consciousness"
is
not however the "natural way" for people
to think. Natural consciousness
thought;
and
it is
not an inherent feature of
is
human
neither the result of the natural (biological) structure of the
human brain, nor is it the consequence of the transcendental structures of the human mind. "Natural consciousness" is rather the historical result of certain social structures of domination.
The
consciousness which conflates history and nature
is
satisfied with
the limited achievements of the political revolution. This means, in
Marx's view, that
this
between the
"artificial"
"natural" egoistic
inevitability
and
accepts the permanence of the
split
consciousness
naturalness of the divided
self.
It
accepts
moral citizen of the
member
of
civil
the
political
society.
The
community and the
consciousness which
whole series of dualisms; it between need and morality, particularity and universality, individuality and community, natural necessity and rational freedom. Because mystified consciousness conflates history and
conflates history is
and nature
is
satisfied with a
satisfied with the disjunction
nature, because
it
regards the "uncultivated, unsocial" individual of civil human being, it contents itself with a revolution
society as the natural
which "dissolves
civil life
into
its
component
parts without revolutionizing
92
Perspectives on the "Jewish Question
these
parts
themselves
"
and subjecting them
to
criticism."
76
The
conflation of history and nature results in a falsely happy consciousness, a
consciousness whose vision of the possibilities of limited to
6
human
liberation
is
what has already been achieved.
Emancipatory Subjectivity: The Dogmatic Perspective
At first glartce "On the Jewish Question" seems to be a somewhat "awkward" text for a discussion of Marx's theory of emancipatory subjectivity. One might be perplexed as to how to interpret it in the light of the claim that there is a tension in Marx's early thought with respect to this issue. Nevertheless, closer attention to this essay reveals two conflicting perspectives. Marx's discussion of the "Jewish question" contains both a dogmatic and a dialectical conception of emancipatory consciousness.
The dogmatic element subjectivity
human
is first
in
Marx's thinking about emancipatory
indicated by the nature of his discussion of complete
emancipation.
More
precisely
it is
revealed by what
Marx does
not say with respect to this project.
As noted, in "On the Jewish Question" Marx defines full human emancipation as the translation of the demands of reason into' reality. Full human emancipation would consist of the realization of the human community on the distinction revolution and a revolution which would aim
species-being, not in the abstract dimension of the political
but in the texture of daily
life.
Marx
also insists
between a limited political for complete human liberation. Who are to be the agents of such a transformation; what characteristics must they possess and how are they to acquire these characteristics?
When we
ask these questions,
face to face with a perplexing aspect of Marx's essay: there
absence of any discussion of (or even reference emancipation.
The
goal,
human
to)
emancipation,
is
we come a notable
the agents of
stands
human
alone
as
a
transcendent task.
one may be inclined to object that I am imposing a is alien to Marx's text. This caution is well taken, but the issue of the emancipating agents arises from Marx's own discussion. Marx himself acknowledges the legitimacy of the questions: "Who should emancipate? Who should be emancipated?" Marx's objection to Bauer's discussion of Jewish emancipation is not that Bauer considers these questions but that he addresses these questions only from a religious perspective and that he fails to consider the broader methodological question as to the nature of emancipation itself. Because At
this point
perspective which
Perspectives on the "Jewish Question "
93
Marx's critique acknowledges that questions as to the agents of emancipation are integral to a theory of human liberation, it seems
own theory take account of this issue. how can Marx be accused of having a dogmatic
legitimate to ask that his
But, one might say,
conception of emancipatory subjectivity on the basis of what he does not say? Even if the absence of any discussion of the revolutionary subject is suspicious, this absence by itself does not justify the claim that
Question"
"On
the
dogmatic
approach to emancipatory subjectivity. True enough. But this absence takes on a much more conclusive character when it is coupled with the several remarks that Marx does make in the course of criticizing Bauer's essay "The Capacity of Present Day Jews and Christians to Become Free." I have already indicated the significance of Marx's "secularist"
Jewish
of the
reinterpretation
however
is
that
emancipation, the
exhibits
in
Marx
transformation
the
a
"Jewish question."
course
What
important here
is
of reframing the
issue
of Jewish
betrays a certain dogmatic optimism with regard to
of mystified
consciousness
asserted that the secular basis of Judaism
is
in
general.
Having
practical need, bargaining,
self-interest, and money Marx says: "An organization of society which would abolish the preconditions for huckstering, and therefore the possibility of huckstering, would make the Jew impossible. [This] religious consciousness would dissolve like a thin haze in the real, vital air of society." The dogmatic element in Marx's thinking here is the
assumption that the abolition of mystified consciousness is simply a matter of doing away with the secular conditions or "preconditions" which produce this consciousness. The dogmatism reveals itself in Marx's assumption that once the antecedent conditions are removed,
would just "dissolve." metaphor contains the dogmatism. There is no suggestion here that mystified consciousness might have a dynamic of its own and that some sort of a subjective practice might be needed in order not to dissolve it, but to transform it. The naturalistic metaphor of a "thin haze" dissolving implies that there is an inevitability about the whole
mystified consciousnes
The
naturalistic
only a matter of
process, that the abolition of mystified consciousness
is
removing the
and then watching
it
social causes of mystified consciousness
disintegrate.
This description of the disappearance of mystified
consciousness implies that nothing need be done at the level of individual subjectivity. The abolition of mystified consciousness appears to be
guaranteed by some inner logic of its has reached a point "at which
it
own development, by must
necessarily
the fact that
dissolve."
naturalistic conception of the abolition of mystified consciousness
reiterated again at the close of the essay:
"As soon
it
The is
as society succeeds in
94
Perspectives on the "Jewish Question
abolishing
essence
empirical
the
preconditions,
the
Jew
will
"
of Judaism,
have become
huckstering
impossible
and
because
its
[this]
consciousness will no longer have an object."
assumption that mystified consciousness will added significance to a remark which seems to dismiss out of hand the notion that oppressed groups must undertake the project of subjective transformation. As noted, Marx rejects Bauer's claim that the Jews must "emancipate themselves from Judaism" before they can legitimately demand the rights of citizenship. In the process of
Marx's
naturalistic
dissolve of itself lends an
rejecting
Bauer's solution to the
Bauer's position as follows: 80
"Jewish question,"
Marx
restates
emancipate ourselves before we Interestingly enough this sentence is not
"We must
can emancipate others." followed by any critical commentary. It is as if Marx supposes that the claim is self-evidently nonsense. But is it? To be sure, there is a reading of this statement which places the burden of emancipation on the victims of oppression in a manner that blames them for the mistreatment they receive.
And,
as
I
have shown, Bauer approaches the "Jewish question"
precisely in this way.
But the notion that oppressed groups must indeed "emancipate themselves" from the particular forms of mystified consciousness which imprison them need not be understood in this fashion. This notion actually invites quite a different interpretation. In this alternative reading
the notion that oppressed groups must "emancipate themselves" could be construed as the recognition of the phenomenon of internalized oppression. This in turn would imply that the abolition of mystified consciousness ought to be understood as a project which members of these groups must undertake for themselves, a project which itself presupposes that, as Paolo Freire puts it, the oppressed must "discover 81 To the extent that Marx's themselves to be 'hosts' of the oppressor." and implies instead that the such perspective a critique of Bauer rejects
transformation of mystified consciousness
consciousness will "dissolve" by
itself, it
is
automatic, that mystified
espouses a dogmatic conception
of emancipator}' subjectivity.
"On
marks the beginning of Marx's critical reflections on the possibility of human emancipation. As noted earlier, Marx maintains that Bauer's approach to the "Jewish question" is one-sided because Bauer fails to address the critical question: "What kind of emancipation is at stake and what conditions follow from the very nature of the emancipation that is demanded?" Marx considers that he has addressed this issue by distinguishing between political emancipation and complete human emancipation and by unveiling the secular cause of the Jewish Question"
the "Jewish question," citizens
i.e.
by explaining "the religious constraints of free
bv their secular constraints."
Perspectives on the "Jewish Question "
But Marx's consciousness
95
naturalistic conception of the dissolution of mystified is
also liable to the charge of "one-sidedness."
I
would
describe Marx's one-sidedness as a productivist one-sidedness.
Marx
considers the question of the abolition of mystified consciousness only
from one perspective, the perspective of its production or generation by the life, a perspective which Bauer indeed fails to consider. But Marx does not consider the question of the abolition of mystified consciousness from the perspective of its staying power. Marx's description of the dissolution of mystified consciousness implies that if there is no present reason for people to think or feel in ways which are rooted in their past experiences of domination, they will easily abandon these ways. This notion underestimates the extent to which the past retains its hold on the present, the extent to which the structures of domination recreate themselves in the affective dimension of consciousness. Marx's naturalistic conception of the disappearance of mystified consciousness makes no allowance for the ingression of domination into the depth dimension of human subjectivity and its resultant sedimentation into habitual patterns of thinking and feeling which eventually take on a life of their own. conditions of secular
Marx
considers the abolition of mystified consciousness only in terms
of removing
its
external causes.
He
fails to
consider the possibility that the
may
require an intentional practice
abolition of mystified consciousnes
which focuses individuals.
82
directly
on
its
In this respect
continuing existence in the subjectivity of
"On
the Jewish Question"
is
unable to
address the problem of the tenacity of mystified consciousness.
The
dogmatic element in Marx's conception of emancipatory subjectivity reveals itself as a one-sided focus on the question of the secular causes of mvstified consciousness.
7
Emancipatory Subjectivity: The Dialectical Perspective
However, there is another approach to emancipatory subjectivity in Marx's discussion of the "Jewish question." This approach is implied by the critique of political emancipation which he develops. As noted earlier, Marx argues that political emancipation makes the mistake of absolutizing a particular deformation of human nature. Political emancipation emancipates humankind "just as it is" in civil society. Political revolution may change the faces of those in power but it does not change their hearts and minds. Political revolution does not revolutionize "the elements"
of the current social order.
More
significantly,
political
revolution does not even suppose that these "elements" need to be
transformed in any way. Consequently
political revolution operates
with
96 a
Perspectives on the 'Jewish Question
"
concept of human nature as a given, and
it
accepts the consequences of
oppressive society as "natural." In this respect political revolution
an be said
to
have a "dogmatic" conception of
human
nature and
can
human
subjectivity. In accepting the given as the natural, political revolution limits its
concept of human emancipation to the already existent;
Marx rejects
it
as insufficient precisely for this reason.
Marx's own critique of
emancipation thus contains the
political
which is to achieve full human emancipation must refuse any dogmatism, any fetishism of the given. Such a revolution must reject the notion that the agents of this revolution could have a "given" consciousness which is somehow insulated from the
implicit
demand
that the revolution
corrupting influence of
The
civil society.
revolution that
is
to
transform
"the elements themselves" cannot assume that the subjectivity of the revolutionary agents is" in civil society.
mistake about
is
simply given as the "other" of humankind "as
To make
human
assumption would be
this
to
make
the
it
same
nature that the political revolution makes, albeit in
mirror-image form. Marx's critique of political emancipation would thus rule out the romanticized view of the subjectivity of the "outsiders" which characterizes his own early writings on the poor. The critique of political
emancipation implies the rejection of a ready-made subject of
revolution with a ready-made emancipatory consciousness. It is this critique which suggests the necessity of an alternative approach to emancipatory subjectivity, in spite of the fact that the issue of the revolutionary subject is not addressed in this essay. The dialectical perspective towards emancipatory subjectivity appears in "On the Jewish
an anticipatory form, as a critique "before the fact," as it takes shape as a negation: Marx's critique of the standpoint of political emancipation is an analysis of how emancipatory subjectivity should not be construed. It should not be Question"
were.
The
in
dialectical perspective
construed as a given.
But the conception of emancipatory consciousness
as a given
theoretical cousin of the notion that mystified consciousness
dissolve of
its
Thus Marx's
own accord once anticipatory
its
is
the
would
social-economic causes are removed. of the dogmatic conception of
critique
emancipatory consciousness is also a critique of the dogmatism in his own conception of the dissolution of mystified consciousness. This critique suggests that the revolution
which aspires
to achieve full
human
emancipation must recognize that one of the "elements" which is to be revolutionized and "submitted to criticism" is the subjectivity of the revolutionary agents themselves.
Perspectives on the "Jewish Question "
8
97
Conclusion
Marx's critique of the dogmatic conception of emancipatory subjectivity in the theory and practice of political emancipation constitutes the articulation of a dialectical perspective towards emancipatory subjectivity.
The
articulation of this perspective
is indirect.
The
dialectical perspective
on the implications of emancipation. But the fact that the
reveals itself only as a result of critical reflection
Marx's criticisms of
political
dialectical perspective reveals itself in this
nature in the
text.
The
manner argues
dialectical perspective
is
for
its
integral
not added to the
text;
Marx's own discussion. As in the Critique of Hegel's "Philosophy ofRight," it is Marx's criticism of the dogmatic nature of his opponent's position which contains a critique of the dogmatic elements in his own thought. And as in this earlier work, the two perspectives coexist in an uneasy tension with each other. The above discussion is subject to one qualification: precisely because "On the Jewish Question" contains no discussion of the revolutionary subject, conclusions as to Marx's thinking on this issue must necessarily have a somewhat speculative quality. Indeed the project of extracting "Marx's early theory of emancipatory consciousnes" from the texts discussed thus far requires the caveat that the conclusions drawn be considered provisional. The "theory of subjectivity" which I have reconstructed from these early writings is most appropriately regarded as a question which we put to them, a question which must await a more definitive answer from a text in which Marx does discuss the revolutionary subject. It is such a text to which I now turn. instead,
it is
immanent
in
Dogmatic and
Dialectical Perspectives
Marx's First Discussion of the
in
Proletariat
The
revolutionary subject
makes
its first
appearance
in
Marx's writings
an essay he wrote towards the end of 1 843 which was to serve as the introduction to a revised version of his Critique of Hegel's "Philosophy of in
Right".
1
In this essay, henceforth referred to as the "Introduction,"
Marx
connects the character and the existence of the proletariat with the possibility of universal human emancipation. The "Introduction" is an inquiry into "the positive possibility of explicitiy
German stake,
emancipation."
however. For
2
not only
It is
Marx Germany
constituted into a particular world."
emancipation of the
German
Inasmuch as Marx now outcome of a radical
is
is 3
German emancipation
that
is at
"the deficiency of the political present
Accordingly he argues that "the
the emancipation of the
identifies universal
human
being."
human emancipation with
revolution, the inquiry proceeds by
the
way of
a
demonstration of the necessity and "the positive possibility" of a radical German revolution. Marx's argument has three distinct strands: (1) the demonstration of the impossibility of a merely political or partial revolution
for
Germany,
(2) the
demonstration of the
conceptual possibility of a radical
German
demonstration that a radical revolution
1
A
is
really
theoretical
or
and (3) the possible for Germany.
revolution,
The Impossibility of a Political Revolution for Germany political revolution
occurs
when
a class of civil society emancipates
from the domination of other classes and succeeds in acquiring domination over the social totality. A political revolution is thus defined by Marx as the continuation of domination in one form or another. In a political revolution one class of civil society raises itself to the general level of civil society and acquires for itself what was already available to some other privileged class. The class making a political revolution itself
Marx's
First Discussion
99
of the Proletariat
emancipates the rest of society to a certain partial extent "but only under the condition that the whole of society class, i.e., that will."
it
possesses
is
in the
money and education
same
situation as this
or can acquire
them
at
5
Marx
delineates two general conditions for a political revolution. (1) In
order for one class of
civil
society to acquire domination over the social
itself (both to itself and to the rest of emancipator of society as a whole. This is not a matter of one class deliberately "deceiving" the rest of the population. The rights and claims of the emancipating class must really be "the rights and demands of the society itself. only in the name of the general rights of totality,
it
has to be able to present
society) as the
.
.
society can a particular class lay claim to general domination." (2) This in
turn presupposes that another social group represents "the notorious crime
of the whole society." This group must be "the incorporation of the general limitation so that emancipation from this sphere appears as
self-emancipation."
universal
6
Thus
the
making the
class
revolution does in fact benefit other disadvantaged classes by
But these benefits are not as great or as widespread do not constitute complete emancipation.
Marx
political
its
action.
as they appear; they
finds that both of these interrelated conditions are lacking in
Germany. Most importantly, however, the "subjective conditions" revolutionary action are not to be found in any sphere of
German
for civil
society: no group in German civil society has the consciousness which would predispose it to undertake revolutionary action. As Marx describes it, such consciousness involves both a comprehension of one's objective situation and a sense of self. Marx argues that no group in German civil society possesses the necessary "breadth of soul" which would allow it to
no group
own interests with in German civil
boldness"
which would permit
identify
its
those of the society as a whole. In addition, society has the necessary "revolutionary it
to
conceive
of challenging
the
established order.
combination of two factors: own oppresion, and (2) a (1) sense of pride or self-worth which deems this oppression illegitimate. At a minimum, revolutionary boldness is thus a consciousness of the contradiction between what is and what ought to be. The awareness of this "Revolutionary boldness"
an awareness of what
is
essentially a
exists, a
sense of one's
contradiction expresses itself in the claim: "/ everything.'"
But the members of German contradiction; their consciousness
acceptance of what civil
am
nothing and I should be
1
society
is
exists.
civil is
society are not aware of this
characterized by a one-dimensional
Instead of revolutionary boldness,
permeated by "a general passive ill-humor,
a
German
narrowness
1
Marx
00
First Discussion of the Proletariat
's
which recognizes
itself as
much
as
it
misjudges
8
In
itself."
German
civil
becomes aware of itself not through its own oppression appearance of another class which is beneath it in the and which it itself oppresses. Marx comments that a
society each class
but through the social structure
"modest egoism" suffocates the potentially rebellious
members of German experiences
its
civil
defeat before
"Every sphere
society. it
celebrates
subjectivity of
of
civil
victory, develops
its
all
society its
own
overcomes the limitations facing it, asserts its narrow-minded essence before it has been able to assert its generosity." A political revolution is thus impossible in Germany; in fact given the total absence of the necessary preconditions, a political revolution is utterly "utopian." As for a radical revolution, at first glance it seems to be even more impossible than a moderate political revolution. A radical revolution demands a feat which seems to defy even the most daring social imagination. It would require Germany to leap over obstacles and limitations which, from its perspective, appear as (and in fact are) emancipatory goals inasmuch as they are constituted at the level of liberation of those nations which have already reached the stage of civil society. To propose that Germany undertake a radical revolution is to ask Germany to treat its as yet unattained goals as obstacles and limits. "How should [Germany] somersault not only over its own limitations but limitations
before
simultaneously
it
over
the
of the
limitations
modern
nations,
over
limitations which in reality it must feel and strive for as bringing 10 emancipation from its actual limitations?" If Germany is incapable of a moderate political revolution how could one even suppose that it is
capable of a radical revolution?
The Theoretical Possibility of a Radical German
2
Revolution
The for
best defense is often a good offense: Marx's strategy is to argue that, Germany, the only revolution which is not Utopian is a radical
revolution.
Thus he
maintains: "In
Germany
universal emancipation
were
only
to
aspire
to
reach
the
level
is
11
Even if Germany of modern development
the conditio sine qua non of any partial emancipation."
characteristic of civil society (which other nations have already attained), it
would take
a radical revolution to
a radical revolution does not
aim
do
it.
The paradox
is,
of course, that
for the level of civil society; a radical
revolution aims to surpass these limits.
Given
that a radical
German
revolution
is
necessary, the task
is
to
Marx's
show how
101
of the Proletariat
The first difficulty facing Marx is that although a may be required in order to achieve German
possible.
it is
revolution
radical
First Discussion
emancipation, "a radical revolution can only be a revolution of radical needs, the preconditions and breeding grounds of which appear to be 1
" The issue here is the discrepancy between appearance and Marx's first task is to demonstrate that the "preconditions and breeding grounds" of the need for a radical revolution do indeed exist in German society', in spite of the formidable appearances to the contrary.
lacking." reality.
By way of addressing this question Marx turns to German history. He Germany has a revolutionary tradition which could serve as
argues that
the breeding ground of a contemporary radical revolution. This tradition exists
in
domain of
the
revolutionary past
is
according
theory;
theoretical;
it is
ary counterpart of the Reformation
to
is
Germany
"Germany's
Marx, L
The contemporGerman religious
the Reformation."
theory:
and philosophy. Marx argues that German theory is radical. "To be radical is to grasp things by the root. But the root for human
criticism
beings
is
German
human being
the
from the decisive
The
itself.
theory and therefore of positive
The its
clear proof of the radicalism of
practical energy,
transcendence of religion."
"decisive positive
is
transcendence of religion"
discovery that the essence of Christianity
is
that
it
proceeds
14 is
Feuerbach's
the adoration of
human
species characteristics in a disguised and mystified form. Feuerbach's analysis of the Christian religion has revealed that "the
being for
highest
human
beings.'"
human
being
Consequently, says Marx,
is
the
German
religious criticism itself contains "the categorical imperative, to overthrow all conditions in
which the human being
despicable being."
But
in spite
clear that political
is
of the radical nature of
German
a debased, enslaved, forsaken,
15
reality
German
theory,
it is
abundantly
has not even reached "the intermediate stages of
emancipation" long since achieved by other modern nations.
There seems to be an overwhelming and irreconcilable discrepancy between "the demands of German thought" and the backward answers of German reality. Given this discrepancy, a radical revolution, no matter how necessary, appears to be a Utopian possibility - unless of course one reconsiders, and looks at Germany's situation from a perspective which permits one to perceive the decisive advantages in Germany's practical backwardness. It is precisely this perspective which Marx adopts. "But if Germany has accompanied the development of modern nations only with the abstract activity of thought without taking an active part in the real struggles of this development,
development satisfactions."
without 16
it
sharing
has also shared in the sufferings of this its
enjoyments,
or
its
partial
1
Marx
02
's
First Discussion
Marx's claim here
modern
tages of
civil
is
of the Proletariat
Germany
that
has experienced
all
society without having experienced
the disadvanits
advantages.
This argument has a familiar ring. An earlier version appears in the articles on the Wood Theft Debates. In much the same way as the poor of Debates on the Law on Thefts of Wood, Germany as a nation has been "outside" the social order of modern civil society. It has experienced the suffering imposed by the modern order without having experienced the The distorting, corrupting satisfactions of modern development. familiarity of this position should provide a clue as to why Marx claims that the radical revolution is possible for Germany., Untouched by the compromising satisfactions of civil society, Germany is ready to make the radical leap
beyond these
Germany's
satisfactions.
outside the development of
modern
society gives
status as a nation a certain "purity"
it
which is the soil of the radical revolution. Vis-a-vis the modern development as a whole, Germany is an outsider. It is this status as an outsider that grounds the theoretical legitimacy of a radical German revolution.
3
The
Positive Possibility of a Radical
Having established the legitimacy of a theoretical perspective,
Marx now
German
radical
revolution from a
has to establish the legitimacy of this
revolution from a practical perspective. conceptual possibility of a radical
German Revolution
It is
German
one thing
revolution;
to
it is
demonstrate the quite another to
demonstrate "the positive possibility" of such a revolution. "The weapon of criticism cannot, of course, replace criticism by weapons; material
must be overthrown by material
force
that a radical revolution
is
German
theory reveals
Germany, but the
are not sufficient by themselves.
the positive possibility of
is
17
a categorical imperative for
demands of German thought Where
force."
German
emancipation? Answer: in the
formation of a class with radical chains, a class of civil society which
of civil society, an estate that
is
the dissolution of
all
that possesses a universal character as a result of
Marx
applies the
possibility
same schema
of a radical
to the
German
estates, a
its
is
to translate the
thereby enable
Germany
not a class 1
universal suffering.
demonstration of the practical
revolution
that
he applies
demonstration of the theoretical possibility of this revolution.
which
is
sphere [of society]
demands of German thought
to
The
the
agent
into reality
and
to leap over "the intermediate stages of political
emancipation" characteristic of
civil society,
must be an agent
"outside of" and "other than" this social order.
The
proletariat
is
that
is
to the
Marx's First Discussion of the Proletariat
Germany what Germany
social order within
the
modern nation
The
proletariat
itself is to the social
is
German revolution; its mission human emancipation follows directly from its
the agent of a radical
universal character.
What
meaning of Marx's claim
the
is
proletariat "possesses a universal character as a result of
that the
universal
its
We must guard against the temptation of reading this claim as
a description of the fate of the working class
Marx
production, for at this point
capitalist
order of
19
states.
of bringing about universal
suffering"?
103
under the iron laws of
has not developed the theory
of the inevitable impoverishment of the working class under capitalism.
Thus
the suffering of the proletariat could not be "universal" in the
sense of being a universal or inevitable feature of capitalist social
But if the suffering of the what sense is it universal?
organization. sense, in
The
negation of is
is
not universal in this
description of the proletariat in the passage quoted above should
provide a clue: that
proletariat
the
proletariat
not a class, an estate that
not a sphere of society.
is
absolute
the
other,
What
is
absolute
the
Vis-a-vis civil society the proletariat
civil society.
is
a class
not an estate, a sphere of society that
justification
does
Marx have
is
for this claim?
Here we should recall that, for Marx, civil society is an antagonistic conglomerate of particular interests whose "suffering" is also particular.
The
who
individuals
injuries
to
their
The
privileges.
are
members of
traditional
rights
this antagonistic totality suffer
and
their
to
historically
granted
proletariat does not share in this social order; in this
respect proletarians are not
members of civil
society.
The
proletariat has
no historical privileges and no traditional titles. Consequendy it cannot be "injured" in any of these ways. The proletariat is thus the one social group which "can no longer invoke a historical title no particular
rights,
but only a human one."
The
suffering of the proletariat
is
like
the
Wood
Theft articles whose property and whose interests consist of "life, freedom and humanity." The suffering of the proletariat is its existence as "the complete loss of humanity." The proletariat does not suffer a "particular wrong" but "wrong itself [das Unrecht schlechthin]. And yet there is a redemptive quality to its suffering, for it is precisely the existence of the proletariat as "the complete loss of humanity" that gives it its mission as the agent which is to accomplish suffering of the poor in the
"the complete regeneration [Wiedergewinnung] of humanity."
The
discovery of the proletariat
is
the missing link
which transforms
the demonstration of the theoretical possibility of a radical revolution in
Germany
into the demonstration of its positive possibility
of practice.
by the
The
radical
on the grounds
theoretical grounds of a radical revolution are provided
nature
of
German
theory
(religious
criticism
and
1
Marx
04
First Discussion
's
of the Proletariat
But a radical revolution needs both "the weapon of criticism" and "criticism by weapons." The latter is provided by the proletariat. The revolution which is to bring about universal human emancipation has found its agent in that section of the human community which possesses a universal character. philosophy).
4
The Universal Character of the
Proletariat: Analysis
and
Critique proletariat appears in Marx's discussion as the embodiment of a Hegelian category, the category of dissolution. "This dissolution of
The
society existing as a particular estate
ontological status of the proletariat its
destiny.
The
is
seems
The
the proletariat.'" to
objective
be the determining factor in
very existence of the proletariat thus establishes
its
historical mission.
By proclaiming the merely declares the
dissolution of the hitherto existing world order, the proletariat secret
of its own
existence, for
it is
in fact the dissolution
of this
world order. By demanding the negation ofprivate property, the proletariat merely makes into a principle of society what society has already made into the principle of the proletariat, what, without its co-operation, 21 the negative result of society.
In this passage
Marx does
consciousness and the
its
subjectivity
under in
its
the
already incorporated in
it
as
not distinguish between the proletariat's
As a result, the concept of subsumes the proletariat's Because the objective place of the
place in the social order.
universal character of the
proletariat
is
proletariat
ontological status.
order
social
is
already
established
"without
its
co-operation," the subsumption of the subjectivity of the proletariat
under
its
ontological status implies that the emancipatory structure of the
proletariat's consciousness
In
effect
"possesses
Marx's a
is
also established "without
discussion
universal
implies
character"
in
its
that
because
an
objective
co-operation." the
proletariat
sense,
it
also
"possesses" a comparably universalist consciousnes, a consciousness
which, its
like the
general will in Jacobin social theory,
is
purely general in
intentions.
Marx's brief comments about the proletariat are thus particularly significant because of what he does not say about the proletariat's subjectivity. It is noteworthy that Marx does not find it necessary to comment on the subjectivity of the proletariat. The absence of any remarks about the proletariat's consciousness takes on a special significance in view of the fact that Marx does comment on the subjectivity ofother groups in German civil
Marx's
First Discussion
of the Proletariat
In rejecting the possibility of a political revolution in
society.
Marx
refers to the resignation
which
is
105
Germany
and the lack of righteous indignation
true "not only of individuals but also of classes"
22
in
German
We
should not minimize the importance which this "subjective factor" plays in Marx's analysis. The impossibility of a political revolution in Germany is at least partly the result of the fact that civil
society.
the social classes in for
German
civil
society lack the subjective capabilities
even a moderate form of struggle.
But the proletariat is different. The proletariat is "a class of civil which is not a class of civil society." The proletariat is a class of civil society inasmuch as it is the result of civil society, indeed as Marx says, the "negative result" of this social order. This is the meaning of Marx's society
statement that the proletariat
is
not the result of any natural poverty but
produced.,"
23
Marx's distinction between the artificially produced poverty is intended to counter the argument that poverty is a natural feature of any form of society. According to Marx, the existence of the proletariat is not the result of society as such but of that particular disintegration of society which is civil society. Inasmuch as the existence of the proletariat as "the complete loss of humanity" is the result of civil society, the proletariat is indeed a "class of civil society." But the proletariat is not a class of civil society inasmuch as it is the absolute other of civil society. In an objective sense the proletariat's universal character is the absolute other of the particularities of civil society. And as I have argued above, this otherness seems to extend to the proletariat's subjectivity as well. Marx's assumption seems to be that the proletariat is so much "outside" civil society that it has been spared from experiencing the comprising benefits and advantages of this social of poverty that
is "artificially
poverty that results from natural circumstances and
system.
Marx seems
be supposing that the universal suffering of the proletariat functions as a buffer which prevents the proletariat from being corrupted by a diseased social order. Not yet loaded down with the compromising burden of particular rights and historical privileges, the proletariat is free to exercise its fundamental humanity. In this sense the proletariat is much like the poor of the Wood Theft articles whose "social instinct" is not corrupted by the "abject materialism" of civil society. Just as the poor do not have to do anything to acquire their social instinct, it seems that the proletariat does not have to do anything to possess its universal character. This character belongs to it, as Marx says, "without its
to
co-operation." In this respect the proletariat
is
already emancipated
from the ambiguous blessings of civil society. The possibility that extreme suffering could itself be a distorting and perverting factor does
1
Marx
06
's
First Discussion
of the Proletariat
not seem to have occurred to
"noble savages" but they
Marx
may
The
at this point.
proletariat are not
well be "noble poor."
The difficulties in the notion of the proletariat's universal character as Marx presents it in the "Introduction" appear when we raise the following questions: Granted that the proletariat in an objective ontological sense,
proletariat's subjectivity
practice of this society?
is
Marx
is
not "of
justified in
civil
society"
supposing that the
would be unaffected by the distorted Granted that objectively the proletariat
social is
the
sphere of universality vis-a-vis a realm of warring particularities, does guarantee that its subjectivity would immediately have the structure of an emancipatory universality? Just because the proletariat has no historical rights and privileges, is Marx justified in assuming that its subjectivity would be protected from the ravages of a social order which he has already described in "On the Jewish Question" as one in which this
"the only bond which holds [people] together is natural necessity, need and private interest"? Even if we grant that the proletariat could not be motivated by the defense of its private rights (since it has none), does this mean that it would also be spared from having to struggle against 4 internalizing the oppression which it encounters daily in civil society?" The proletariat may possess a "universal character" in an objective ontological sense but this does not yet imply that there would be an immediate correspondence between its objective being and its consciousness.
As Marx presents the proletariat that
Marx
is
it
in the "Introduction," the universal character of
a static rather than a dialectical concept.
It is
significant
says the proletariat "possesses [besitzt] a universal character."
Its
something the proletariat already has by virtue of being what it is, rather than something it in any way creates, produces or develops either as a result of its activity (labor), or as a result of a self-conscious practice. If the "character" of the proletariat and its subjectivity or consciousness are one and the same, then it would seem that Marx supposes that the proletariat possesses a revolutionary
universal character
is
consciousness in the same way that as a result of
its
it
"possesses a universal character,"
the proletariat already has by virtue of is
already established "without
its
its
social
i.e.
something being, something which
suffering. If revolutionary consciousness
is
co-operation" rather than a disposition
which it must somehow strive to acquire through an intentional practice, it seems legitimate to conclude that Marx's first discussion of the proletariat exhibits a dogmatic conception of emancipatory subjectivity.
Marx's
First Discussion
of the Proletariat
107
The Proletariat and Philosophy
5
But before accepting "Introduction" text:
conclusion as a complete description of the
this
we should consider one
as yet
unmentioned aspect of this
the relation between the realization of philosophy and the abolition
of the proletariat. This relation
"Philosophy cannot realize the
proletariat
philosophy."
cannot
is
itself
expressed in the well-known formula:
without the abolition of the proletariat;
abolish
itself
without
the
realization
of
25
This compact sentence is a summary of Marx's criticism of two opposing camps in contemporary German politics. One group focuses its energy on demands for constitutional reforms; the other group concerns itself
with issues in philosophical criticism.
political party
demands
The
first
camp, "the
practical
camp demands the both demands are
the negation ofphilosophy", while the second
"the theoretical political party orignating from philosophy" 26
Marx argues that camp fully understands what is required in order for its demands to be fulfilled. The first camp does not see that the negation of philisophy in Germany cannot be achieved without transforming its moral demands into reality. The second camp does not realization
of philosophy.
legitimate but that neither
understand that the realization of philosophy will require its negation as a merely theoretical system, i.e. as philosophy. This in turn will require the accomplishment of a seemingly non-philosophical goal: the abolition of the proletariat.
Marx
treats the abolition
philosophy as an internal the plane of theory.
27
of the proletariat and the realization of
relation
on two planes, the plane of practice and
In terms of practice, the abolition of the proletariat
and the realization of philosophy represent equivalent projects each of which implies and requires the other in order to be accomplished itself. In terms of theory, the abolition of the proletariat and the realization of philosophy constitute equivalent descriptions of what it would mean to full human emancipation. Since human emancipation can be understood equally well under either description, the difference between the descriptions is purely one of perspective. In order to understand how Marx can treat the abolition of the proletariat and the realization of
achieve
philosophy as an internal relation, as
fully equivalent to
each other,
it is
necessary to briefly summarize what he understands by the realization of philosophy.
By 1843
this
concept already has
realization of philosophy has his doctoral dissertation.
28
been
Marx
a
long history in Marx's thought; the him since the days of
a desideratum for
takes the content of philosophy to be
1
Marx
08
Kant's
's
First Discussion
a
imperative
categorical
themselves. For
"demand of
of the Proletariat
Marx
treat
to
human
as for Kant, this imperative
beings
is
as
a rational
ends
in
command,
Consequently for Marx the realization of
reason."
philosophy and the fulfillment of the demands of reason are synonymous descriptions of the same project: the full actualization of reason in the world.
of this task would
The accomplishment
mean
that Kant's
moral
human
social
philosophy would become descriptive of the reality of relations. It
should
now be
clear
why Marx
says that philosophy cannot be
made
a reality without the abolition of the proletariat: the existence of the proletariat
is
the existence of a situation in which
treated as ends in themselves but as
human being
is
mere means,
beings are not
which the
"a debased, enslaved, forsaken, despicable being."
existence of the proletariat
is
thus irrefutable proof that the rational
yet real, that philosophy has not yet
reason have not yet been
Marx
human
a situation in
been
realized, that the
The
is
not
demands of
fulfilled.
describes the interdependence of the realization of philosophy
and the abolition of the proletariat in terms of several metaphors. "As finds its material weapons in the proletariat, so the 29 Philoproletariat finds its spiritual [geistige] weapons in philosophy." sophy is the head of the movement for human emancipation; the philosophy
proletariat
is its
heart.
are intended to do more than just to illustrate the interdependence of the realization of philosophy and the abolition of the proletariat; they are intended to function as a highly compressed argument to the effect that philosophy and the proletariat have a mutual
These metaphors
need
for
The
each other.
relationship
between philosophy and the
proletariat
is
significant
terms of the problematic of the "Introduction" the relationship between the proletariat and philosophy has a dual function. On the one hand, this relationship grounds Marx's demonstration of the
in several respects. In
"positive possibility" of a radical revolution in
hand, in so doing,
it
provides
Marx
Germany.
On
the other
with a non-idealist solution for the
project of the realization of reason. In terms of the problematic of this
and the proletariat have a mutual need each other implicitly raises the issue of the revolutionary consciousness of the proletariat. For this reason in particular, the relationship
study, the claim that philosophy
7
for
between philosophy and the
proletariat merits a
more
detailed explo-
ration.
In claiming that philosophy needs the proletariat Marx is building on Hegel's critique of the standpoint of abstract morality with regard to the realization
of reason. In the Phenomenology Hegel argues that the
Marx's realization of reason cannot
First Discussion
of the Proletariat
109
be adequately comprehended from the
perspective of morality.
What
what ought to be, in has no truth. The instinct of reason for its part rightly holds to this standpoint, and does not let itself be led astray by figments of thought which only ought to be and as oughts are 30 supposed to be true, even though they are nowhere met with in experience. universally valid
is
fact also
The
is,
is
also universally effective [geltend];
and what only ought
to
be without
[actually] being,
come about just because some "ought to happen." But Marx also rejects the Hegelian notion that the rational becomes real as a result of the internal development of reason itself. Reason needs "material weapons"; it is dependent for its realization on some force outside itself. Therefore philosophy needs the proletariat. However, Marx will not have made much advance beyond Kant if this dependence itself were to remain a mere ought. To claim that the proletariat ought to realize philosophy would return the discussion of the realization of realization of philosophy will not
philosopher has proclaimed that
it
reason to a purely philosophical framework.
Marx's question, needs?"
32
"will
theoretical
31
needs be immediate practical
indicates that he has another solution in mind. Theoretical
needs are those which are derived from or implied by German theory, specifically by Kant's moral philosophy and by the doctrine (resulting from Feuerbach's critique of religion) that "the highest being for the human being is the human being." As Marx sees it, the "need" which is implied by this doctrine is the need to abolish all those conditions in which human beings are enslaved and degraded. Thus the need which is implied by this doctrine is the need for a radical revolution. But this is a peculiar manner of speaking; how can any needs be implied by a doctrine? The peculiarity of this manner of speaking emerges when we
who has this need; whose need is it? If no one has this remains a purely "theoretical need," an objective, rational imperative, but an abstract "ought" nevertheless. It is precisely this problem that Marx recognizes through the question: "Will theoretical ask the question,
need,
it
needs become immediate practical needs?" This question is never explicitly answered in the text; it is raised and then left to hover in the air. Having raised this question Marx immediately turns his attention to the difference between a merely political and a truly radical revolution. This is the context in which he argues that the only revolution for is
Germany which
is
not a Utopian dream
a radical revolution. It is
at this point in the text that
Marx introduces the proletariat as the German situation which establishes
hitherto unnoticed element in the
110
Marx
's
First Discussion of the Proletariat
"the positive possibility" of a radical
German
And it is the Marx with the
revolution.
proletariat that obviously (although never explicitly) provides
answer
whether theoretical needs
to the question as to
practical needs.
The proletariat
is
will
be immediate
the vehicle through which theoretical needs
Theoretical needs will be "immediate practical needs" in the sense that they will be experienced as needs by the proletariat itself. Theoretical needs will thus be immediate practical needs in the sense that they will inspire and animate the practice of the will become practical needs.
human
agents of
liberation.
But if the interaction between philosophy and the proletariat is to be a truly mutual one, the proletariat must be more than the vehicle for the realization of philosophy. The need which the proletariat has for philosophy cannot be explained only from the point of view of philosophy. It must also be explained from the point of view of the proletariat. If he is to avoid the trap of idealism, Marx has to show why the proletariat needs philosophy in order to accomplish
Marx
aware of the challenge facing him.
is
thought to
strive
for
realization;
reality
must
own
its
goals.
not enough for
"It is itself
strive
towards
thought." But reality must strive towards thought for its own sake, from its own perspective as it were. Otherwise the whole business has the aura
of a sleight of hand, and reason.
"Theory
is
is
nothing but the result of the cunning of
realized in a people only in so far as
needs of that people." philosophy, Marx has
33
In order to
to
show why the
it
fulfills
proletariat
show why or how philosophy
the
needs
fulfills
the
proletariat's needs.
Why
does the proletariat need philosophy?
Marx
the task of philosophy "in the service of history."
is
quite explicit as to
The
"Introduction"
begins with a discussion of this very point. Since "the criticism of religion is 34 philosophy need no longer concern itself with essentially completed,"
unmasking human "self-estrangement" in its holy or religious form; it can now devote itself to the project of unmasking this self-estrangement in its unholy, secular form. The latter is the legal and political theory of civil society which is embodied in Hegel's Philosophy of Right. The current task of philosophy
"On
is
social critique, demystification.
Marx
has already taken the position that mystified consciousness confuses the historical and the natural. MystiIn
the Jewish Question"
fied consciousness takes a particular historical social structure to
result of an
manner;
unchanging human
is it
a victim
nature.
Is
be the
the proletariat mystified in this
of this sort of mystified thinking?
Marx
certainly
does not say so; indeed his remarks about the proletariat as well as his earlier discussions
of mystified consciousness seem to imply rather that
the opposite would be the case.
Marx's
First Discussion
As the preceding discussion has shown, the
of the Proletariat
proletariat
is
111
the candidate
emancipatory agent precisely because it is not caught up in defending and protecting any particular or private interest. for the role of a universal
The proletariat invokes no If mystified
consciousness
historical title is
and
it
claims no particular right.
the expression of private interest and the
proletariat has no private interest, then it would seem that the proletariat would not need the demystifying service which social critique could
render.
35
But since Marx describes philosophy as the "spiritual weapon" of the it is clear that he intends to make a claim that the proletariat does need philosophy. "Theory is realized in a people only in so far as it fulfills the needs of that people." What needs does the proletariat have which philosophy could realize or fulfill? To be sure, the proletariat has an objective need for emancipation, but how could the "weapons" which philosophy has to offer fulfill this need? Why does the proletariat need philosophy? We cannot answer this question from the perspective of any later relation between "theory and practice" in Marxist thought. In particular, we cannot answer this question in terms of any relation between "Marxist theory" and the political practice of the working class. Philosophy, in the sense at issue here, is not "Marxist theory"; it is not "scientific socialism," and it is not proletariat,
the explanation of the laws of capitalist development.
Philosophy
is
German
idealism;
its
content
is
a categorical imperative
which calls for radical revolution. Does the claim that the proletariat needs philosophy mean that the proletariat must be aware of this imperative? In a sense this is exactly what it means. The proletariat must be conscious of the necessity of a radical revolution. The proletariat must experience the categorical imperative which calls for this revolution, not as an abstract "ought" but as its own felt need for emancipation. This sort of
awareness
is
nothing other than revolutionary consciousness.
claim that the proletariat needs philosophy that the proletariat
must have
consciousness which
is
is
The
thus a claim to the effect
a revolutionary consciousness.
It is
this
the proletariat's "spiritual weapon."
Although the claim that the proletariat must have a revolutionary is presented in metaphorical form, this claim ought not to be left to the charms or the persuasive powers of a metaphor. The metaphor itself must be interrogated as to its meaning; the claim behind the metaphor must be examined. Why does the proletariat need "spiritual weapons"; why must the proletariat have a revolutionary consciousness
consciousness? I
have argued that the assumption that the proletariat
need
for revolution as
its
own need
will
has already provided
experience the
Marx
with the
112
Marx
's
First Discussion
of the Proletariat
possibility of a non-idealist solution to the project of the realization of
philosophy. (It is the revolutionary consciousness of the proletariat which answers the question "will theoretical needs be immediate practical needs?" and thus grounds "the positive possibility" of a radical German revolution.) proletariat
It
now remains
to
determine whether the claim that the
must be conscious of the need
for revolution
is
also significant
from the perspective of the proletariat. For, unless Marx can show that the proletariat needs a revolutionary consciousness as an inherent feature of its project (the abolition of itself qua proletariat), he will merely have posited the proletariat's revolutionary consciousness as a vehicle for the realization of philosophy,
relation
between the
proletariat.
and he
will
have failed to establish an internal
realization of philosophy
and the abolition of the
In effect he will not have succeeded in transcending the
viewpoint of philosophy; he will not have found a non-idealist solution for the realization of reason.
36
Although Marx does not make an the proletariat's need for philosophy necessities, this position
is
argument grounded in the
explicit is
to the effect that
proletariat's
already implicitly contained in his
own
own
earlier
Critique ofHegel's "Philosophy ofRight." If we reflect proletariat as the agent of
on the concept of the Marx's need for the proletariat's
human emancipation
in the light of
it becomes apparent that need which the proletariat has for itself. In the Critique Marx has criticized Hegel for failing
earlier
Critique,
philosophy
is
a
self-consistent philosophy of freedom.
Marx
to articulate a
has argued that Hegel's
account of the state as the realm of freedom treats the achievement of freedom as the result of "natural necessity," i.e. as a consequence of a process that takes place "against consciousness." Paraphrasing these
comments, we can say
Marx) the trouble with Hegel's Hegel fails to construe it as an intentional practice of self-determination on the part of those involved. Marx argues that such a conception of freedom is contradictory on the face of it. Consequently, according to Marx's own criteria, if the proletariat is to function as the agent of human liberation, it must that (according to
understanding of emancipation
is
that
incorporate the qualities of emancipatory action in the very project of
emancipation
itself.
Emancipation
must
be
the
result
of
self-
determination on the part of the emancipators. This means that there
must not only be an
objective
need
for radical revolution resulting
the very existence of the proletariat, but that the proletariat itself
experience this need as
The
universal
its
own
suffering
from must
need.
of the proletariat
is
an affront to the
imperatives of practical reason; the existence of the proletariat as "the
Marx
's
First Discussion
of the Proletariat
113
complete loss of humanity" establishes the objective grounds (the objective need) for revolution. But, since genuine emancipation cannot be accomplished "against consciousness," the proletariat must act as a result of its own felt need if it is really to function as an agent of universal emancipation. This means that the proletariat cannot liberate itself if it is merely the passive vehicle of a transcending purpose; freedom cannot be
who are supposed to be emancipators must emancipate themselves, and an essential part of this self-emancipation is the experiencing of the need for emancipation as one's own need. accomplished behind the backs of those
emancipated.
The
Let us retrace our steps:
have claimed that in order to establish a Marx has to show that
I
non-idealist solution for the realization of reason,
philosophy and the proletariat have a mutual need for each other.
Although the need which philosophy has for the proletariat is perhaps more readily apparent, I have maintained that Marx does intend to make a case for the proletariat's needing philosophy. I have then argued that the implication of the position that the proletariat needs philosophy is a claim to the effect that the proletariat must not only have a need for radical revolution in an ontological or objective sense, but that it must also experience this need subjectively. The proletariat must be aware that it needs a radical revolution. Thus I have interpreted Marx's claim that the proletariat needs philosophy to mean that the proletariat must have a revolutionary consciousness in order to function as the agent of universal
human
emancipation.
In section 4
I
argued that
the issue of the proletariat's subjectivity
if
subsumed under the notion of its "universal character," the "Introduction" would contain only a dogmatic concept of emancipatory
were
entirely
subjectivity. It
now
appears as
and the proletariat allows us
if
to
consciousness of the proletariat. dialectical
6
the internal relation between philosophy
disengage the notion of the revolutionary
Does
approach to emancipatory
mean
this
that this text contains a
subjectivity?
The Revolutionary Consciousness of the Proletariat: The Dogmatic Perspective
It is
significant that
Marx
describes the proletariat as the result of a
particular process of social development:
poverty, but artificially produced poverty It
is
also significant that
German
.
.
Marx grounds
.
it
is
"not naturally arising
that forms the proletariat."
the possibilities of a radical
revolution "in the formation of a class with radical chains."
Marx
114
's
First Discussion
of the Proletariat
Although he does not explicitly say so, it seems proper to assume that the same developmental model would apply to both the objective and subjective dimensions of this formative process. The notion of the "formation of a class" could thus refer both to the objective being of this class
(its
place in the social structure) and to
But although
Marx seems
revolutionary consciousness, this
have
to is
a
its
subjectivity.
developmental
mode
of
not yet sufficient to establish that he
what I have termed a dialectical approach to the issue of emancipatory subjectivity. In order to establish this, we would have to know how the development of revolutionary consciousness is thematized. And here the text is ambiguous. On the one hand, Marx seems to assume has
that the proletariat will automatically
the
need
for radical revolution.
also implies that the
On
and
inevitably
become conscious of
the other hand, the "Introduction"
development of revolutionary consciousness
is
a
project which requires an intentional practice of subjective struggle
the part of the proletariat, a struggle
preordained. Marx's
first
whose outcome
is
on by no means
discussion of the proletariat's revolutionary
consciousness thus contains both a dogmatic and a dialectical conception of emancipatory subjectivity.
The dogmatic aspect of Marx's thought can be illustrated by turning once more to the question: "will theoretical needs be immediate practical needs?" As I have already noted, Marx gives no explicit answer -to this question. To be sure, his introduction of the proletariat serves as the answer to the question, but this is precisely the origin of the problem. The existence of the proletariat cannot answer the question as to whether theoretical needs will be immediate practical needs; the existence of the proletariat can only account for the possibility that theoretical needs may become practical needs. But Marx makes no distinction between these two modalities, and this in itself is significant. Given the portrayal of the proletariat in the "Introduction," the absence of such a distinction and the lack of any discussion as to the process of the development of revolutionary consciousness suggest that Marx assumes that this development will be accounted for by the same social process which generates the proletariat
The weapon
itself.
of criticism cannot, of course, replace criticism by weapons.
Material force must be overthrown by material force. But theory also becomes a it has gripped the masses. Theory is capable of gripping the masses as soon as it demonstrates ad hominem, and it demonstrates ad hominem as soon as it becomes radical. To be radical is to grasp things by the root. But the root for human beings is the human being itself. The clear proof of the radicalism of German theory and therefore of its practical energy is that it 38 proceeds from the decisive positive transcendence of religion.
material force once
Marx's First Discussion of the Proletariat
115
have cited
this passage in its entirety because its structure reveals the and dogmatic assumptions in Marx's conception of the development of revolutionary consciousness. This passage makes it seem as if there were only one factor at issue in the acquisition of revolutionary I
difficulties
consciousness, that factor being the radical nature of
German
"Theory
demonstrates ad
is
capable of gripping the masses as soon as
it
theory.
demonstrates ad hominem as soon as it becomes radical." German theory having been established, 39 the issue as to its gripping the masses has been settled.
hominem, and It is
as
But
if,
it
it
the radical nature of
is
not only that theory has to grip the masses; the masses
themselves have to grip the theory; indeed theory cannot grip the masses unless the
masses
is not enough for thought to must itself strive towards thought." What what conditions are necessary in order for
in turn grip the theory. "It
strive for realization; reality
accounts for this possibility;
the masses to seize the theory? This issue remains unexplored in Marx's
discussion and
it is
this lack
which indicates the dogmatic element
in the
conception of revolutionary consciousness which he articulates in the "Introduction."
Marx
40
contents himself with having established "the clear proof of the
German theory," a proof which he claims is "therefore" proof of the practical energy of this theory. The practical necessity of theory's gripping the masses has thus been transformed into the 41 theoretical certainty that radical theory will grip the masses. This certainty seems to be provided by an assumption as to the unproblematic acceptance of radical theory on the part of the masses, an assumption which in turn depends on a notion of the unsullied purity of their consciousness as a result of their suffering, and as a result of their being radicalism of
"outsiders." It is as if the ontological status of the proletariat as "the complete loss of humanity" guarantees that it will become conscious of the need for "the complete regeneration of humanity," the need for a radical revolution.
Given the radicalism of German theory and the miserable existence of prise de conscience on the part of the proletariat is assured: "And once the lightning of thought has squarely struck this naive soil of the people, the emancipation of the Germans into human beings will take place." It is clear from this description that the lightning of thought is not expected to meet any obstacles; the "naive soil of the people" will offer no resistance. The acquisition of revolutionary consciousness is depicted as being both inevitable and unproblematic. The proletariat's prise de conscience is expected to proceed with the predictability of a law of the proletariat,
a.
nature.
Reflecting on the early Marx's conception of the development of
Marx
116
First Discussion
's
of the Proletariat
Wellmer comments: "the revolu-
revolutionary consciousness, Albrecht tion itself
which
is
the formation process of the revolutionary consciousness in
historical necessity
realized."
is
43
Wellmer
Marx
passage in The German Ideology where
famous
refers to the
insists that:
for the production of this communist consciousness and for the achievement of the cause itself a transformation of humanity on a mass scale is required; this can only take place in a practical movement, in a revolution. Thus a revolution is necessary not only because the ruling class cannot be overthrown in any other way, but because only through a revolution can the class overthrowing it succeed in ridding itself of the age old trash [sich den ganzen alten Dreck vom
both
Halsezu society.
But
schaffen] in 44
new foundation
order to become capable of establishing a
for
to attribute the certainty of the proletariat's prise de conscience to the
revolutionary
process
dogmatism involved, In this connection
as it
itself
does
not
change
really
the
essential 43
Wellmer himself is forced to acknowledge. is instructive to compare the following passages
from The Holy Family (1845): [The
proletariat]
is,
to use
an expression of Hegel's,
indignation at this abasement,
an indignation
to
which
in its it
is
abasement the
necessarily driven
through the contradiction of its human nature with its life situation, which is the [second italics, my obvious, decisive, comprehensive negation of this nature .
.
.
emphasis] It
is
not a question of what this or that [proletarian] or even the whole momentarily envisages as the goal. It is a question of what the
proletariat proletariat
is
historically
and what, compelled
in
accordance with
this being [diesem Sein gemaess]
to do. Its goal
and
own
life
irrevocably and obviously, in
its
organization of contemporary society.
its
historical action
is
it
will
be
prescribed,
situation as well as in the entire
46
on the second passage. between
Lukacs's essay "Class Consciousness"
is
Lukacs makes a virtue of necessity by
explicitly distinguishing
a gloss
the class consciousness of the proletariat and
its
empirical consciousness.
For Lukacs what individuals actually think or feel is "merely the - albeit very important - material of genuine historical analysis." Lukacs defines class consciousness in terms of the category of "objective possibility." This category allows one to infer "the thoughts and feelings that individuals in a particular life situation would have if they were completely able to assess this situation and the interests arising from it both in terms of immediate action and in terms of the structure of the whole society." Thus by "class consciousness" Lukacs means "the rationally appropriate reactions which can be 'imputed' [zugerechnet] to a particular typical 8 position in the process of production." Given the distinction between
class consciousness
and empirical consciousness, the issue
for radical
Marx's practice,
First Discussion
Lukacs himself notes,
as
"the
is
of the Proletariat
question of the
realization of the objective possibility of class consciousness."
7
The
Dialectical Perspective in Religious Guise:
117 actual
49
The
"Internal Priest"
At the outset of this study
I
claimed that the heart of a dialectical theory is the recognition of the dynamics of
of emancipatory subjectivity
internalized oppression: the assimilation
and "acceptance" on the part of
the oppressed of values and patterns of behavior which echo the content
of their oppression. Accordingly
I
have argued that Marx's conception of is dogmatic whenever it makes no
the transformation of consciousness
allowance for this phenomenon.
It is
thus particularly significant for our
discussion that the "Introduction" to the Critique ofHegel's "Philosophy of Right" explicidy calls attention to the challenge posed by internalized
oppression.
Marx
introduces this concept in the context of a brief discussion of the
The
Protestant Reformation. is
notion of the internalization of domination
central to his analysis of the significance of Luther's claim that
The
of Marx's comments on emerge when we contrast his evaluation of Luther's achievement with Hegel's. Focusing on the significance of Luther's rejection of the distinction between the laity and the priesthood, Hegel describes the Reformation as the "abrogation of externality": everyone
is
a priest.
dialectical implications
the Protestant Reformation
"This
the great principle
is
ment of
self,
question here
is
all
externality disappears in the point of this externality, this estrange50 The servitude in
servitude has also disappeared."
all
doctrine which
- that
God; along with
the absolute relation to
the submission of the individual believer to a body of
is
proclaimed and established through the mediation of
the priesthood. For Hegel, Luther's rejection of a special religious caste establishes a direct
and immediate
relation
between the individual and
God. Thereby
a place has
nature, in
which one
been is at
set aside in the
home
depths of the individual's innermost home with God. This sense
with oneself and at
at home should not be capable of being destroyed by others; no one should presume to have a place therein. All externality in relation to me is
of being
dispelled.
51
notes that the abolition of the distinction between the laity and the priesthood destroys the authority of the church over individual conscience, but, unlike Hegel, Marx sees the sinister side of
Like Hegel,
Marx
this transformation: the
union of inner freedom and external servitude,
118
Marx
's
First Discussion
of the Proletariat
the continuity of the content of domination through a transformation of
Reformation represents the internalization of domination. Luther "freed human beings from external religiosity because he made religiosity into the inner human being. He 3 freed the body from chains because he enchained the heart." For Marx, the internalization of religious authority does not do away its
form. In
sinister aspect the Protestant
its
with this authority; themselves.
it
only anchors
To borrow
it
more deeply within
the individuals
Hegel's terminology: the Reformation
abolition of externality;
it is
is
not the
The place home" with
the internalization of externality.
Reformation establishes where the individual is "at spirits of domination which now speak with the individual's own voice. Consequently the Reformation is not itself the solution to the problem of mystified consciousness. But, says Marx, the Reformation is at least "the correct posing of the task." As a result of Luther's dictum that everyone is a priest, "It was no longer a matter of the struggle of the lay person against an external priest, it was a matter of that the
God
is
populated with the
the struggle against one's
own
internal priest, one's priestly nature."*
introjection of religious authority into the consciousness
2.
The
and conscience
of individuals means for Marx that the struggle against this authority becomes a struggle against the individual's allegiance to mystified values and beliefs, an allegiance that has been secured through the mechanisms of oppression
itself.
Marx does
not expand on this concept in the "Introduction." His
is limited to this one tantalizing remark. Furthermore, it is clear that the concept of the "internal priest" as well as the concept of one's own "priestly nature" as Marx uses them in this text
discussion of this struggle
and attitudes which made their "own." Because Marx does not take these concepts out of their religious context they remain isolated notions. Apparently Marx sees no connection between the concept of the internal priest and the issue of the preconditions for a radical revolution (radical needs as the breeding ground of such a revolution). And he draws no connection between the concept of a struggle against the internal priest and the development of the revolutionary subjectivity of refer only to the
body of repressive
religious beliefs
people have internalized and
the proletariat.
But the
fact that
Marx does
not
make
these connections explicit should
not deter us from exploring the significance of these concepts for the issue of emancipatory subjectivity. Similarly, the fact that
notion of a struggle against one's
own
Marx treats
the
"priestly nature" only as a religious
concept should not camouflage its broader meaning. In arguing for the extended significance of these concepts we would be following Marx's own hermeneutic; we would be proceeding according to his own instructions as to
how
to
understand discussions framed in theological
Marx's
119
First Discussion of the Proletariat
terms. This hermeneutic characterizes
all
the writings discussed in this
most explicit application is to be found in the essay "On the Jewish Question" and in the "Introduction" itself. It is this hermeneutic which both legitimizes and guides the attempt to decipher the secular significance of concepts which at this point Marx has delineated only in study;
its
religious form.
hermeneutic the notion of one's own "priestly expression of the secular concept of the introjection of repressive values. And, correspondingly, the concept of
According
nature"
to
the
is
"internal
the
this
religious
priest"
is
the
of the notion of
expression
religious
Together these concepts sketch out the problematic of the internalization of oppression. Using Marx's hermeneutic we dominated
subjectivity.
can say that the notion of the necessity of a struggle against one's own internal priest
is
against
struggle
the recognition in religious terminology of the necessity of a
internalized oppression.
When
Marx's hermeneutic
is
applied to Marx's discussion, the far-reaching dialectical implications of his insight are revealed: the challenge for
emancipatory social practice
is
not only to wage a successful struggle against the external forces of oppression, but also to undercut the dynamic of internalized oppression in the subjectivity
of individuals.
Conclusion and
8
The
"Introduction"
Summary brings
the
tension
Marx's early theory of
in
emancipatory subjectivity into explicit focus. Marx's first discussion of the proletariat clearly reveals the counterposed tendencies in his thinking. On the one hand, the "Introduction" romanticizes the ontological status of the proletariat as "outside society.
It
proletariat
from
its
ontological status outside
"universal character" of the proletariat
Inasmuch
of
or "other than"
civil society.
becomes
As
a result, the
a static, reified concept.
as the "Introduction" implies that a universalist subjectivity
immediately belongs to the proletariat in virtue of
inasmuch
civil
tends to deduce the emancipatory consciousness of the
as
it
its
social being, or
depicts the acquisition of a revolutionary consciousness by
the proletariat as an unproblematic and virtually inevitable this text exhibits a
phenomenon,
dogmatic perspective towards emancipatory subjectiv-
ity.
On
the other hand, the "Introduction" introduces the concept of
internalized oppression as a level
phenomenon which has an impact
at the
of individual subjectivity. Given Marx's insistence on the secular
core of religious concepts,
it
is
somewhat
ironic that the dialectical
conception of subjectivity in the "Introduction"
is
expressed in explicitly
1
Marx
20
's
First Discussion
religious language.
against
struggle
of the Proletariat
But when
"one's
this
own
subjectivity of the proletariat
is
concept
secularized the notion of a
is
inner priest"
clearly
implies
that
the
not already emancipated, and thus that the
development of an emancipatory
subjectivity
struggle against internalized oppression.
is
The
to
be conceptualized as a
notion of such a struggle
manifestly contradicts the conceptualization of an unproblematic acqui-
of revolutionary consciousness on the part of the proletariat. Inasmuch as the "Introduction" depicts the creation of a liberator}' subjectivity in terms of a struggle which must also occur at the level of sition
individual experience,
its
perspective on emancipatory subjectivity
is
dialectical.
We
conclude our examination of the tension in Marx's early theory at this point. We have traced the course of his thinking from texts where neither the revolutionary transformation of society nor the proletariat as such are topics of discussion, to texts where he is explicidy concerned with these issues. With the earlier texts our will
of emancipatory subjectivity
form of ferreting out the implications of Marx's "On the Jewish Question" we have been able to ground our argument in Marx's concern with universal human emancipation, and with the "Introduction" we have been able to focus our discussion on Marx's own remarks about revolutionary transformation and the agents of this transformation. Our analysis has revealed a gradual emergence of a dialectical perspective in Marx's thinking about emancipatory subjectivity, a perspective which is diametrically opposed both to his dogmatic conception of the subjectivity of the poor which characterizes the Debates on the Law on Thefts of Wood, and to his dogmatic approach to the reform analysis has taken the
treatment of other issues; with
or abolition of mystified consciousness.
Our
discussion has also revealed
that this dialectical perspective does not supplant the earlier dogmatic
perspective, but that these two perspectives coexist in one and the text in
The
same
an uneasy tension. dialectical perspective appears in these early texts in
manner;
it
tends to be implicit rather than
an indirect
explicit. In the Critique
of
"Philosophy of Right" the dialectical perspective appears in the general tenor of Marx's critique of Hegel's political philosophy, rather
Hegel's
than in his own discussion of the reform of consciousness. In "On the Jewish Question" the dialectical perspective is found in Marx's critique of the dogmatic conception of human nature which characterizes the standpoint of political emancipation, rather than in his own discussion of the abolition of mystified consciousness. And, finally, in the "Introduction"
to
the
Critique of Hegel's
"Philosophy of Right" the
dialectical
Marx's
First Discussion
121
of the Proletariat
perspective appears not in the discussion of the proletariat and its consciousness, but in a comment about the significance of the Protestant
Reformation.
The
dialectical perspective has
an almost "underground" existence
in
these texts. Precisely because of this subterranean existence the tension
between the dogmatic and the dialectical perspectives in Marx's early theory of emancipatory subjectivity takes the form of an uneasy coexistence rather than the form of a blatant contradiction. Had it taken the latter form it might well have been easier to perceive.
The
fact that the dialectical perspective
in these texts
means
critical reflection
that
it is
becomes
is
implicit rather
than explicit
available for discussion only through
this does not mean that the an invention of the hermeneutical project; on
on these writings. But
dialectical perspective
the contrary,
it
is
much
rather a discovery. Critical reflection on Marx's
earliest writings reveals that the dialectical perspective, albeit implicit,
an
integral part
The dialectical perspective does not supplant the dogmatic Thus the emergence of the dialectical perspective means early thinking about emancipatory subjectivity
tension
is
of his thinking about emancipatory subjectivity.
between these
two perspectives.
is
This
perspective.
Marx's
that
characterized by a fact
has
consequ-
ences for an understanding of Marx's early work as a whole and for any attempt to resolve the present early texts
from the
crisis in
means dogmatism in
early texts. In particular
In the last chapter
I
it
will
that
Marxism by returning
we cannot
to
Marx's
seek refuge in these
the later Marxist tradition.
attempt to show
(in
a highly schematic
fashion) that Marx's later thinking about emancipatory subjectivity
characterized by a dogmatic perspective. This in turn
means
is
also
that the
struggle against the dogmatic element in the Marxist conception of
emancipatory consciousness cannot merely direct
itself against possible
distortions of Marx's thought by later theoreticians.
On the
contrary, the
disengaging and recapturing of a dialectical conception of emancipatory subjectivity for the Marxist tradition requires that we argue for Marx against
Marx.
In Lieu of a Conclusion: Dialectical
contain both
a
I have attempted dogmatic and a
emancipatory consciousness. conceptions
is
a
Marxism
In the preceding chapters writings
Towards
The
to
tension
show
that
dialectical
Marx's early
conception of
between these divergent
not limited to the texts considered in this study, however;
on the contrary, this tension permeates Marx's later writings as well as the subsequent Marxist tradition. These early texts thus constitute the starting point within the Marxist tradition of the
as yet unresolved
problematic of emancipatory subjectivity.
But at
in the late twentieth century
it is
not only Marxist practice which
is
stake. In the face of the ever-increasing threat of nuclear annihilation
"the categorical imperative to overthrow
human being
is
all
conditions in which the
a debased, enslaved, forsaken, despicable being", an
imperative which
Marx
located in the
century industrial proletariat, imperative for the
human
has
life
conditions of the nineteenth
become ever more
urgently
the
species as a whole.
This imperative must be placed against the backdrop of twentieth history. This century has witnessed the phenomenon of "human-made death" on an unprecedented scale. It is this history itself which decisively refutes, for all time, any justification for relying on a dogmatic conception of emancipatory subjectivity. The disasters of the twentieth century have undermined the very possibility of believing in an "inevitable" realization of Reason, Progress or Freedom. Today no struggle for fundamental social change can afford to operate with a dogmatic conception of emancipatory consciousness. In order to century
1
avert a "final (nuclear) solution" progressive political practice
ways
to interrupt the
must
find
reproduction of domination whereby struggles for
eroded and defeated "from within" by the effects of It is equally imperative that people engaged in the different movements for radical change become able to develop and maintain effective alliances with each other. We are left with the conclusion that contemporary liberation efforts liberation are often
internalized oppression.
In Lieu of a Conclusion
123
must be informed by a dialectical perspective towards the transformation of consciousness. This would involve deepening the comprehension of the pyscho-social dynamics of domination and submission and recognizing the importance of undoing the sedimentation of oppression in the subjectivity of individuals. It would presuppose an openness to new modalities of transformative practice. part of this chapter I want to show, in a highly compact and manner, that a dogmatic conception of emancipatory consciousness is indeed a feature of Marx's later thought. It is my view that the discomfort with this conception of emancipatory subjectivity was a motivating factor in the attempt to rethink and re -articulate Marxist theory beginning in Europe in the 1920s and 1930s, a project which has come to be called "Western Marxism". In the second part of this chapter I will attempt to buttress this claim (again in a very abbreviated manner) by textual citations which indicate that these theorists were seeking to articulate a dialectical conception of emancipatory subjectivity. In the last In the
first
provisional
I will address the issue of a "practice of subjectivity" propose a preliminary set of criteria for such a practice.
part of this chapter
and
1
will
The Dogmatic Conception of Emancipatory
Subjectivity:
A Continuing Issue in Marx's Thought In order to
show
that a
dogmatic perspective towards emancipatory
consciousness continues to haunt Marx's thought
it is
not necessary to
claim that this dogmatism takes the same form in Marx's later work as
does in the early texts discussed in
this study.
Nor
is it
it
necessary to claim
is missing from Marx's later be enough if we can show that there are elements in Marx's later work which imply that emancipatory consciousness is construed in a dogmatic manner, i.e. treated as an unproblematic and inevitable phenomenon. In what follows I will argue that a dogmatic conception of emancipa-
that a dialectical conception of subjectivity
work -
as
indeed
it is
tory consciousness itself in certain
is
not.
3
It
will
indeed a feature of Marx's
later thought. It exhibits
formulations of the thesis of historical materialism, in
Marx's own understanding of the scientific character of his work, and in a particular conception of the nature of the transition to socialism. There is a way in which Marx formulates the thesis of historical materialism such that emancipatory consciousness appears as an epiphenomenon of the inevitable conflict between the "material productive forces" and the "relations of production." The well known Preface to
124
A
In Lieu ofa Conclusion
Contribution
to
the Critique of Political
Economy contains
a
classic
example: At a certain stage of their development the material productive forces of society come into conflict with the existing relations of production, or, what is only a legal expression for those relations, with the property relations within which they have been at work until now. These relations turn from forms of development of
Then a period of social revolution begins. With economic foundation, the whole immense superstructure is more or less rapidly transformed. In considering such transformations one must always distinguish between the transformation of the material conditions of production which can be determined with the exactitude of the natural sciences [naturwissenschaftlich treu zu konstatierenden] and the legal, political, religious, artistic or philosophical, in short, the ideological forms in which human beings 4 become conscious of this conflict and fight it out. the productive forces into fetters. the change in the
In this passage social revolution
is
portrayed as a progressive develop-
new higher relations of production behind the backs, as it were, of the human beings involved. The conflict between the productive forces and the relations of production is the motor of this progress; the "ideological forms in which people become conscious of this conflict and fight it out" seem to simply follow along. The development of emancipator} consciousness is not treated here as a task or project for a practical and contingent struggle. Instead, the transformation of consciousness is subsumed under the transformation of the "whole immense superstructure" which itself is "more or less rapidly transformed" in the course of the transformation of the "economic foundation." ment of the
forces of production into
7
In this formulation of historical materialism the transformation of
consciousness
is
portrayed
in
such
a
manner
that
the
issue
of
emancipatory consciousness becomes a non-issue. Not only does the development of emancipatory consciousness not seem to require a particular practice,
on the contrary,
it
seems
that the
development of
emancipatory consciousness can be safely entrusted to the inevitable transformation of the superstructure. The above reading of this passage suggests that a dogmatic perspective towards emancipator)' conscious-
ness
is
implied by a classic formulation of the thesis of historical
materialism.
A
second way in which a dogmatic conception of emancipatory
consciousness inhabits Marx's later thought tic
is disclosed by his positivis3 conception of the scientific character of his work. Marx's assertion in
the passage just cited that transformations in the material conditions of
production can be determined "with the exactitude of the natural sciences" reveals his (uncritical) admiration for these disciplines. In his
In Lieu of a Conclusion
Preface to the his
own
first
edition of the
efforts to the efforts
first
125
volume of Capital Marx compares
of natural scientists, and in the Afterword to
the second edition he cites a lengthy description of his method and aims by the Russian economist 1. 1. Kaufman, professor of political economy at the University of St. Petersburg. Writing in the St. Petersburg journal, European Messenger, Professor Kaufman echoes Marx's own description
of his efforts in the Preface and says: as a process of natural history."
Marx concerns himself
"Marx
According
with only one thing:
movement
treats the social
to Professor to
Kaufman:
show by exact
scientific
investigation the necessity of successive determinate arrangements of social facts that serve him for enough if he demonstrates, at the same time, both the necessity of the present system and the necessity of another order into which the first must inevitably pass, whether people believe it or do The scientific value of not believe it, whether they are conscious of it or not such an inquiry lies in the explanation of the particular laws which regulate the origin, existence, development and death of a given social organism and its replacement by another higher one. And it is this value which in fact Marx's 6 book has.
relations,
and
to establish, as
starting-points
impeccably as possible, the
and grounds. For
this
quite
it is
.
Marx
notes that Professor
tation as
being
(as
Marx
Kaufman puts
it)
.
.
objects to his
method of presen-
"unfortunately German-dialectical".
Kaufman, Marx's method of presentation is idealist "in the bad sense of the term." But the Russian professor obviously admires Marx's method of inquiry, which he calls "realistic." It is for this reason that Marx cites the long passage from Kaufman's review of his work. Marx uses the Russian reviewer's praise of his method of inquiry to hoist him on his own petard, and thereby to undermine his negative comments about Marx's method of presentation and the dialectical method. At the end of the long citation from European Messenger Marx asks: "Inasmuch as the reviewer describes what he takes to be my method [of inquiry] in a striking, and so far as concerns my own application of it, generous way, what else is he describing but the 8 dialectical method?" The point here is that Marx not only does not challenge Professor Kaufman's conception of the scientific character of According
German,
to
i.e.
7
his
work; he apparendy agrees with
Marx connects
the dialectical
it.
It is
particularly unfortunate that
method with the notion of the
inevitable
from a lower stage of social development to a higher one. The postulation of an inevitable progress achieved behind the backs of human transition
beings
is
not a feature of dialectical inquiry;
it
is
much
rather the
hallmark of a dogmatic certainty.
To the
the extent to which Marx understands his work as "scientific" on model of the natural sciences, he tends to construe emancipatory
1
26
In Lieu ofa Conclusion
consciousness as theoretical insight into the "natural laws of capitalist 9
This means however that emancipatory consciousness is regarded from a contemplative perspective as a body of theoretical
production." information.
This perspective fails to recognize the semi-autonomous nature of the consequences of oppression: namely, it fails to recognize that the patterns of thought and action inculcated through the experience of oppression take on a substantiality and a life of their own. This view of the matter fails to acknowledge what I would call the materiality or the sedimented nature of mystified consciousness. Namely, it fails to recognize that mystified consciousness is not merely a set of false ideas or illusions but that it encompasses modes of being, ways of acting and of experiencing oneself and one's existence to which people have become 10 accustomed, attached and even "addicted" on an affective level. The sedimentation
of mystified
consciousness
structures" and "personality types" for
the
individuals
who
inhabit
domination become forms of 11 the system of domination.
The dogmatism
in the
life
-
congeals
into
"character
naturalized and normalized cages
them. The habits engendered by through which individuals reproduce
equation of emancipatory consciousness with a
theoretical understanding of the "natural laws of capitalist production" in the failure to address the need for an undoing of the sedimented consequences of this system in the subjectivity of individuals.
consists
The dogmatism necessity I
is
consists in the failure to recognize that insight into
not equivalent to a transformative practice of subjectivity.
turn thirdly to a brief consideration of the dogmatic aspect of Marx's
conception of the transition to socialism.
The
following passages from
the Grundrisse and Capital will serve as textual examples.
development of the powers of production becomes a hence the capital relation [becomes] a barrier for the development of the productive powers of labor. When it has reached this point, capital, i.e. wage labor, enters into the same relation towards the development of social wealth and of the forces ofproduction as the guild system, serfdom, slaver}', and is necessarily stripped off as a fetter. The last form of servitude assumed by human activity, that of wage labor on the one side, capital on the other, is thereby cast off like a skin, and this casting-off itself is the result of the mode of production 12 corresponding to capital.
Beyond
a certain point, the
barrier for capital;
Along with the constantly diminishing number of the magnates of capital who monopolize and usurp all the advantages of this transformation process, grows the mass of misery, oppression, slavery, degradation, exploitation; but with this too grows the revolt of the working class, a class always increasing in numbers, and disciplined, united, organized by the very mechanism of the process of capitalist
In Lieu of a Conclusion production
The monopoly
itself.
of capital becomes a fetter upon the
production which has sprung up and flourished along with
it
127
mode
and under
of it.
means of production and socialization of labor at last reach point where they become incompatible with their capitalist integument. The
Centralization of the a
integument
is
burst asunder.
The
expropriators are expropriated .
.
.
knell of capitalist private property sounds.
The
.
production begets, with the inexorability of a law of nature
capitalist
.
own
.
its
This does not re-establish private property for the producers, but gives them individual property based on the acquisitions of the capitalist era: i.e. on co-operation and the possession in common of the land and of the means negation
of production.
.
.
.
13
There
are four points to note about these passages. (1)
a truly
human
capitalist
history
production
is
The
transition to
portrayed as a direct function of the process of
itself. (2)
The
transition
is
described as the solution
problems generated by the capitalist mode of production. (3) The solution itself appears to be an inevitable consequence of the emergence of these problems. (4) The transition to a qualitatively different social order based on a co-operative mode of material production is characterized as historically necessary in the same way as the preceding transitions from "earlier forms of unfree social to the otherwise insoluble
production" into capitalism.
A
socialist society
cannot be postulated as "historically necessary",
however, without violating the integrity of the concept of socialism itself. The conditions of capitalist production make socialism a real possibility; but the creation of a liberated social order can only be a "necessity" of a very different sort. Socialism
is
not just a more efficient organization of
the conditions of capitalist production. the idea of a qualitatively different
The
totality.
idea of a socialist society
The
is
creation of a socialist
would entail what Herbert Marcuse terms "the rupture with the 14 continuum of domination." The establishment of a socialist society as a qualitatively different form of social life can only be conceptualized as the result of a collective choice which humanity makes for itself. Marx sometimes writes as if the revolution could be harnessed to the "iron laws of necessity" which constitute the capitalist process of production. For example, after detailing the "negative side" of the effects of machinery and large-scale industry upon the life conditions of the society
workers, But
if,
Marx
writes:
at present, the variation
of labor imposes
itself as
an overwhelming law of
nature and with the blindly destructive force of a natural law that meets obstacles
everywhere, large-scale industry, through
of
life
its
very catastrophes, makes
it
a matter
or death to recognize the variation of labor, and hence the greatest
possible versatility
[Vielseitigkeit]
of the workers as a general social law of
128
In Lieu ofa Conclusion
production, and to adapt the existing relations to the normal functioning of this law. Large-scale industry
makes
it
a matter of life or death to replace that
monstrosity, a suffering, disposable, laboring population, held in reserve for the
changing requirements of capitalist exploitation, by the absolute availability of the individual for varied work. The partial individual [Teilindwiduum], the mere bearer of one specialized social function, must be replaced by the totally
developed individual for
modes of
whom
the various social functions constitute successive
15
activity.
Iring Fetscher cites this passage as evidence of the "continuity"
between
being'
whom
the early
being
who had been
the
young and the old Marx: "The
Marx
posited
as
the
'total
opposite of the
human human
impoverished and limited through the development of the division of labor is here shown to be a necessity to which the capitalist 16 production itself is driven."
The this
significant issue for the present discussion
is
mode
of
not whether or not
passage illustrates the continuity of Marx's thought; the significant
is Marx's conflation of the technological necessities inherent in the dynamic of capitalist production with the human imperative of creating and establishing a qualitatively different society. The issue is Marx's attempt to harness an emancipatory practical reason to the chariot of technological reason. Fetscher's comment that throughout his work "Marx referred with unmistakable clarity to the necessity of overcoming 17 the division of labor" overlooks this issue. The necessity which drives capital to overcome the division of labor can never be the necessity postulated by practical reason - on the basis of the achievements of the
issue
capitalist
system itself- to establish a
One might socialism
is
socialist society.
18
grant that in the passages just cited the transition to
portrayed primarily in terms of the necessary technological
transformation in the sphere of material production, but one might argue that the distinction
Marx draws between
the realm of necessity and the
realm of freedom saves the conception of emancipatory subjectivity from
dogmatism inherent in the technological conception of the transition That is, one might claim that Marx is discussing only the technological aspects of the transition to socialism and therefore that his the
to socialism.
remarks are only applicable argument has a prima facie
to the
passages in which this distinction position.
To
sphere of material production. This but closer examination of the
plausibility, is
made
reveals the inadequacy of this
apply different standards to the material and non-material
aspects of the transition to socialism
is
to
undermine the notion of
socialist society as a qualitatively different totality.
realization that a
We
a
are left with the
dogmatic perspective towards emancipatory subjectivity
haunts Marx's conception of
this transition.
In Lieu of a Conclusion
The
129
between the realm of necessity and the realm of most explicitly made by Marx in volume III of Capital. "The realm of freedom actually only begins where the labor determined by necessity and external purposes ceases. It is therefore, by its very nature, distinction
freedom
is
outside the sphere of essential material production." necessity
is
19
the sphere of "essential material production."
The It is
sphere of the sphere
of the production and reproduction of the means of human existence and
enjoyment. Although the modes of production through which human needs are satisfied undergo enormous changes, none of these changes transforms the sphere of essential material production into a realm of freedom. Apparently the fact of having to produce the means of existence, no matter how indirectly human effort is involved, is the determining consideration. For Marx, this factor is trans-historical. "Just as savages have to wresde with nature in order to satisfy their needs, to maintain and to reproduce their life so must civilized individuals, and they must do this in all forms of society and under all possible modes of 20 production." The realm of necessity is the "basis" upon which "true realm of freedom can bloom." The latter is defined by Marx as the arena in which the development of human faculties occurs as an end in itself, "for its own sake." For the later Marx this development is no longer envisioned as occurring in the realm of labor itself. On the contrary, "the shortening of the working day is the fundamental pre-condition." But because the realm of necessity is the basis for the realm of freedom, its characteristics will be of vital importance to the latter. Thus interactions between people in the realm of necessity must be such that they enable the realm of freedom to bloom. This in turn means that decisions regarding the organization and structure of material production must themselves proceed under the horizon of emancipatory forms of interaction. Or, to use xMarx's terminology, the realm of freedom must already be present in the realm of necessity, in the forms according to which the latter is organized. For, if interactions between the "associated producers" were to be characterized by relations of domination, this would affect the quality of human life also outside the sphere of material production. Relations of domination in the realm of necessity would make the realm of freedom unrealizable - no matter how much the working day were to be shortened. Marx's own description declares that in the new social order constituted by the co-operative mode of material production the "associated producers" will behave differently towards nature than they did under previous antagonistic modes of production. "Freedom in this realm can only consist in the fact that the socialized human beings, the associated producers, regulate their interchange with nature rationally,
In Lieu ofa Conclusion
130
common
dominated by it presupposes that these associated producers would have to treat each other in a different manner from that which characterized the form of their interactions under "earlier unfree forms of social production." In effect this presupposes an essential bringing
it
under
their
as if by a blind force."
22
This
control, instead of being
in turn
transformation in the nature and quality of significant for the present
purposes
is
human
interaction.
What
that the necessity of
is
such a
is not even raised to the level of explicit notice in iMarx's remains rather an unmentioned precondition of the new relation towards nature under a co-operative mode of production. Precisely for this reason it is possible to suppose that the transformation
transformation discussion.
It
of patterns of interaction takes place
then
The
if
not "against consciousness,"
ofany focused effort on the dimension ofsubjectivity. transformation of subjectivity is thus taken for granted.
at least independently
Another way of describing this difficulty is to say that what is at stake in Marx's depiction of the interaction of the associated producers with nature is precisely what is not addressed: namely, the subjective of humanity's interchange with
prerequisites for the rational regulation
nature and the subjective prerequisites for
"common
control."
These
concepts carry an implicit reference to the dimension of subjectivity. The concept of "common control" implies that the associated producers must discuss a variety of issues.
They must
consider which projects ought to
be undertaken and how various goals are to be achieved. These are matters which cannot be adjudicated simply by referring to the objective technological possibilities which are available. On the contrary, the resolution of these questions requires a discourse which would evaluate the objective technological possibilities in terms of emancipator}- goals,
values and needs. the
"common
23
Bringing the
human
interchange with nature under
control" of the associated producers thus implies not only
by a genuine concern with the be able to articulate their various manner that is consonant with the overall
that these individuals will be motivated
communal
interest,
but that they
perceptions of this interest in a goal.
will
24
Once
again this
means
that the issue of subjectivity
process of arriving at decisions as to
how
is
crucial; the
to use the available material
resources must incorporate the emancipatory content of a co-operative
human
The manner in which decisions are made enters into the The form of the discussion itself becomes a factor. Discussions which seek to implement "common
order.
content of the result.
determining
must proceed under the horizon of emancipator)- communiinteractions between the associated producers must have an emancipatory- form, and this requires that these associated producers
control" cation.
The
In Lieu of a Conclusion
must
deliberately set about transforming their
own
nature; they
131
must
unlearn the forms of interaction, the habits of dominated thought and action that both result from and in turn reproduce an oppressive system.
As the following passage
Marx
indicates,
is fully
cognizant of the fact
that the capitalist process of production creates a
dominated human
nature as a second nature.
With the advance of capitalist production a working class is developed which by education, tradition, and habit regards the requirements of that mode of
The
production as self-evident natural laws.
organization of the capitalist
process of production, once fully developed, breaks
down
all
resistance.
The
constant production of a relative surplus population keeps the law of the supply
and demand of
and therefore wages, within the narrow limits which requirements. The mute compulsion of economic relations seals the domination of the capitalist over the workers. Direct extra-economic force is still used of course, but only in exceptional cases. In the normal course of things the workers can be left to the "natural laws of production," i.e. to their dependence on capital, a dependence which both originates and is guaranteed for all time by the conditions of production correspond
themselves.
to
labor,
capital's valorization
25
But Marx often writes as production themselves
if
the dynamics of the capitalist
will lead to the
mode of
undoing of this dominated nature.
(See the passage referred to in note 13.)
The
conjunction of these two passages from Capital illustrates the
necessary divergence between the perspective of technological reason
and the perspective of practical reason, the perspective a liberating practice.
The
that
must inform
agents of a possible revolution cannot take the
perspective of technological reason as a point of view on their situation if they are indeed to act against
of a technological determinism.
On
it.
They must
own
avoid both poles
the one hand, they cannot view
themselves as the passive beneficiaries of a victory which
is
already
inscribed in the dynamic of capitalist production; on the other hand, they
cannot regard themselves as completely dominated by these same conditions. If the early Marx tends to postulate a subject of radical change whose emancipatory consciousness remains safely "outside" civil society, the later Marx tends to assume that the dynamics of capitalist production will produce such consciousness by themselves. But when the development of emancipatory subjectivity is construed as a quasi-automatic result of
the alienated powers of
human
productivity, the dialectical thrust in 26
Marx's analysis of capitalism is lost. To the extent that the Marxist tradition has relied on the quasi-automatic development of emancipatory consciousness, it has been weakened from within, and has thus been that
132
In Lieu ofa Conclusion
much
less able to take
would indeed be
2
up the challenge of building
a socialism
which
a qualitatively different society.
An Attempt to Recapture a Dialectical Conception of Emancipatory Subjectivity: Western Marxism
In
an essay written in
1921,
Georg Lukacs argues
that
although
revolutionary initiative requires a centralized party, "the centralization of
cannot possibly be achieved by bureaucratic and means." For Lukacs the feasibility of this centralization depends upon the consciousness of the party members. He concludes:
a revolutionary party
technical
Thus
the question of organization reveals itself to be a spiritual
question. type:
The
obstacles which are to be overcome are of a spiritual
the ideological remnants of capitalist reification in the
sensibilities
of the communists themselves ...
It is
\geistige]
\geistiger]
thought and
precisely at this point that a
spiritual-practical working through [eine geistig-practische Durcharbeitung] of the 27 problem of organization is urgently necessary.
Lukacs's description of the challenges facing a revolutionary party indicative of a
growing focus among
a variety of
is
European Marxists of
upon the issue of subjectivity, a focus motivated by concern that traditional Marxist theory and practice was proving incapable of addressing this question. The Marxism of those thinkers who in one way or another focus on 28 this issue has come to be called "Western Marxism." This term seeks to distinguish their thought both from the Marxism espoused by German Social Democracy and the Second International, and later from the Marxism of the Comintern, the Marxism of the Third International. Among those thinkers who are most often grouped together as Western Marxists are the following: Karl Korsch, Georg Lukacs, the Dutch Marxists Herman Gorter and Anton Pannekoek, Antonio Gramsci and, later on, the members of the Frankfurt school, primarily Theodore Adorno, Max Horkheimer and Herbert Marcuse. The Western Marxists experienced the failure of solidarity in the Second International in the face of the first world war and subsequendy witnessed both the increasing ossification of the Third International and the phenomenon of mass support for fascism. It is in this social and political context that the Western Marxists turn their attention to the role of subjectivity in revolutionary change. Many of the first generation of Western Marxists use the term Geist to refer to human subjectivity. As used by these thinkers, Geist is wider than rational thought or reflection; it is wider than theoretical consciousness. Geist the 1920s and 1930s their
133
In Lieu of a Conclusion
includes the entire intelligence
and
domain of
rationality,
individuals, their feelings
the
Thus
subjectivity.
it
includes not only
but also the imagination and the sensibility of
and
their passions.
Dutch Marxist Herman Gorter has
in
It is
this
sense of Geist that
mind when he charges
in
an
open letter to Lenin that the Third International "neglects the geistige development of the proletariat." Gorter argues that Marxists need to rethink their understanding of the causes of revolutionary action.
"The
most fearsome economic crisis is there - and the revolution however does not come. There must be still another cause which brings about a revolution, and when it is not operative, the revolution fails to appear or 29 misfires. This cause is the Geist of the masses." In a similar vein Karl Korsch criticizes German Social Democracy for 30 plays in bringing having undervalued the role which geistige Aktion about revolutionary change. The lack of attention paid to this dimension had tragic consequences according to Korsch. Commenting on the German revolutionary experience of 1918 Korsch writes:
Thus
it is
the fateful
by no means
months
after
to
be attributed
to purely external circumstances that in
November 1918 when
the political
power organizations
of the bourgeoisie had collapsed and nothing external stood in the way of a transition
from capitalism
to socialism, the great
hour had nonetheless
unseized because the social-psychological presuppositions for greatly lacking."
The
its
by were
to slip
utilization
31
fact that the "social-psychological
sition to socialism are lacking
agents of universal
human
means
presuppositions" for the tran-
that instead of functioning as the
liberation,
the proletariat itself
becomes
engaged in preserving and reconstituting the forms of domination. Anton Pannekoek is one of the first to call attention to this phenomenon. Reflecting on the fact that the German workers had failed to carry through the revolution of 1918 even though they were masters of the situation in November of that year, Pannekoek attempts to explain that failure as follows: It has repeatedly been emphasized that the revolution will take a long time in Western Europe because the bourgeoisie is so much more powerful here than in Russia. Let us analyse the basis of this power. Does it lie in their numbers? The proletarian masses are much more numerous. Does it lie in the bourgeoisie's mastery over the whole of economic life? This certainly used to be an important power-factor; but their hegemony is fading, and in Central Europe the economy is completely bankrupt. Does it lie in their control of the state, with all its means of coercion? Certainly, it has always used the latter to hold the proletariat down, which is why the conquest of state power was the proletariat's first objective. But in November 1918, state power slipped from the nerveless grasp of the bourgeoisie in Germany and Austria; the coercive apparatus of the state was
134
In Lieu ofa Conclusion
completely paralysed; the masses were in control; and the bourgeoisie was nevertheless able to build this state
workers. That proves that
still
power up again and once more subjugate the
another secret source of the power of the
bourgeoisie existed which was untouched and which permitted
it
to re-establish
hegemony when everything seemed shattered. This secret power is the geistige power of the bourgeoisie over the proletariat. Because the proletariat were still its
wholly ruled by a bourgeois with their
own hands
Twenty-six years
after
mode it
of thought, they rebuilt bourgeois domination
had collapsed.
32
"What
later in his essay
is
Class Consciousness?"
Wilhelm Reich laments "an important aspect of the tragedy of the revolutionary movement: the bourgeois ification of those who are to have made 33 the revolution." In this essay Reich comments that the problem facing Marxists is not "that the ruling class disseminates and defends its 34 ideology; the problem is why the masses accept it." The "problem" which is articulated in different ways by both Pannekoek and Reich is the
phenomenon of
the
perpetuation
oppressed
of oppression by the
themselves.
This aspect of the reproduction of domination becomes a central critique of capitalism undertaken by those associated with the Frankfurt Institute for Social Research under the leadership of Max Horkheimer. The theoretical guidelines for this critique consist of the explicit attempt by members of the Institute to "think Marx and Freud,"
theme of the
i.e.
to
integrate the insights of psychoanalysis into the structure of 5
The
on the one hand, itself to be inadequate in comprehending the subjective dimension of social life, and, on the other, their recognition of the power of the central Freudian categories to illuminate the dialectic of domination characteristic of modern capitalism, a dialectic that seems to extend to attempts at liberation as well. Herbert Marcuse's articulation of this phenomenon on Marxist theory.
justification for this project
their shared conviction that traditional
is,
Marxism had revealed
the occasion of Freud's centennial runs as follows:
[W]e can raise the question of whether alongside the socio-historical Thermidor can be demonstrated in all past revolutions there is not also perhaps a psychic Thermidor? Are revolutions perhaps not only defeated, reversed and undone from outside; is there not perhaps in the individuals themselves already a dynamic at work which internally negates a possible liberation and gratification, and allows them to submit not only externally to the forces of denial? that
,f1
World and feminist theorists and writers phenomenon of internalized oppression from a variety
In the last two decades Third
have dissected the
of perspectives, in a variety of literary forms. departure
may
j7
Different as their points of
be, their concern with this issue parallels the concerns
articulated by the
Western Marxists. In
this respect there
has been a
In Lieu of a Conclusion
135
thematic convergence between the writings of the Western Marxists and writings of leading Third World and feminist thinkers. This convergence constitutes a developing recognition of the significance of the subjective dimension of the reproduction of domination. If it is true
the
that "the formulation of a question
of theory, and
which
39
then this convergence
merely anecdotal significance.
been reached where
it
dogmatic elements in
3
38
at least
on the plane
It
may
may have much more than
a
indicate that the historical stage has
would be possible own theory and
its
for
Marxism
to transcend the
practice.
A Practice of Subjectivity: A Preliminary Outline
The
subjective side of the revolution
action guided by knowledge; I
solution,"
true that "humanity sets for itself only those tasks
if it is
can solve,"
it
is its
is
not only a matter of consciousness, and of
also a question of the emotions."
it is
have argued above that mystified consciousness
ideas or illusions but that
it
The
modes of become accustomed, attached and even
notion of attachment or addiction
attention to the affective
consciousness.
not only a set of false
includes patterns of feeling and
behavior to which people have "addicted."
is
It
component
is
intended to
call
and false component which has been largely
in the constructs of ideology
precisely this
is
40
ignored by traditional Marxist practice. In this context
which would seek working through" of which Lukacs practice would aim to begin the healing of wounds I
want
to raise the issue of a practice
to facilitate that "spiritual-practical
Such
spoke.
a
sustained in an oppressive society
- while recognizing
that this healing
occur "after the revolution," as it were. To the extent practice focused on the dimension of individual subjectivity it
could only that this
fully
would approach the realm of the therapeutic, but there are significant differences between it and the various contemporary therapies. For this reason I do not want to term such a healing effort a "therapy" but prefer to call
it
It is
practice of subjectivity social
an "emancipatory century a one essential component of an emancipatory
a "practice of subjectivity" or alternatively
subjective practice."
movement.
is
my
view that
in the late twentieth
41
Since the mid-sixties the transformation of subjectivity has been a issue in various oppositional movements in the centers of
central
advanced capitalism.
The
civil rights
movement
United States as been characterized and dignity and redefining in the
well as the struggles of other ethnic minorities have
by an
emphasis
individuals'
sense
on reclaiming pride of
self.
The New
Left,
the
women's
liberation
136
In Lieu ofa Conclusion
movement, the gay and lesbian liberation movement and the peace movement have all insisted on the importance of the subjective 42 dimensions of social change. In these movements attempts at the transformation of subjectivity have often taken the form of "self-help" groups, "consciousness-raising" groups or "affinity groups." Such groups have operated on the principle that the transformation of consciousness also requires "emotional work:" bringing to awareness
memories, experiences that may have appeared to have only a meaning but whose broader social significance can be discovered precisely through the sharing of "individual" life stories and feelings,
personal
experiences.
43
All too often
however the focus on
subjectivity has
been accompanied
by an anti-intellectualism, a hostility to theory. As a result, attempts at a practice of subjectivity have often not been grounded in terms of social theory but have been understood merely as an ad hoc remedy for the lack of emphasis on subjectivity in traditional radical practice. But a practice that understands itself only as an
ad hoc remedy
be unable
will
conceptualize itself in terms of the totality of social relations. effectiveness
its
as
a
critical
or subversive
and
force
It
will
to
will lose
tend to
degenerate into a conglomerate of contradictory "techniques"
and
rituals.
In what follows
I
will
attempt a highly schematic "prolegomena" to the
concept of an emancipatory practice of subjectivity.
My
remarks are in
on the various forms of subjective practice in the movements mentioned above. It is particularly important to attempt such a preliminary sketch in view of the explosion of various forms of "pop psycholgy" in the United States and in much of Western Europe since 44 the mid-seventies. It is crucial not to confuse the focus on subjectivity in this development with the concept of an emancipatory subjective
part a reflection
practice.
Russell Jacoby, Joel Kovel and Richard Lichtman have
all
addressed
the pitfalls of what Jacoby terms "conformist psychology" and what
Kovel characterizes as "positive therapy:" the supposition that the social produced by advanced capitalism can be cured (instandy) by a variety
ills
of do-it-yourself therapeutic techniques. Jacoby rightly holds up to ridicule Rollo May's claim that one need not be concerned about the control which economic oligarchies exercise over our lives: they "need
not destroy our freedom
if
we keep our
perspective."
45
Kovel
criticizes
the deception in the therapeutic promises of "liberation, transcendence or the answer to the riddles of
46 life,"
experience of alienation, which selfhood under capitalism,
is
lies
and Lichtman points out that "the at the heart
of the formation of
a social fact that can only be destroyed
and
137
In Lieu of a Conclusion
replaced by another social fact
movement whose aim
is
-
a mass, collective, democratic, political
the equalization of
humane power." 47
My argument for the emancipatory role of a practice of subjectivity as an ingredient in the political struggle for fundamental social change is premised on my agreement with their critique, and on the recognition that a practice of subjectivity cannot be a substitute either for political practice or for theoretical reflection. With this caveat we can proceed to sketch out the contours of such a practice.
The
arena of a practice of subjectivity would include not only explicitly
articulated
beliefs
and values;
it
would
also
include
the
unstated
assumptions which are embodied in people's lived experience, as well as
underpinnings of oppressive character structures and A practice of subjectivity would seek to implement the Such a practice, affective unlearning of the habits of oppression. undertaken as a form of subversive self-education, would seek to the
affective
behavior patterns.
interrupt both sides of the dialectic of domination; affective
it
would
strive for the
undoing of the introjected "perpetrator" and the introjected
Thus
48
and would address both "internalized domination" internalized oppression. A practice of subjectivity would aim to prevent the continual re-creation of "psychic Thermidors" even as it attempted to foster the emergence of the "social-psychological presuppositions" for the transition from capitalism to socialism. At its best, it would encourage the development (inevitably in partial and limited form) of modes of interaction which would prefigure and thereby promote the achievement "victim."
it
of a liberated society.
49
A practice
of subjectivity must have a commitment to universal human and it must embody this commitment in its own theory and praxis. An emancipatory subjective practice must be something which could, in principle, involve individuals from all social groups. In the late twentieth century a practice of subjectivity must be potentially universalizable. This requirement follows from the nature of the nuclear threat itself which tends to transform the entire "underlying population" (Marcuse's phrase) into a potential subject of radical change - in terms of their 50 objective human interest in emancipation. In a similar vein, Joel Kovel argues that it makes sense to extend the concept of oppression to the experience of living under the nuclear state. But he insists that a radical interpretation of this experience must also avoid the pitfalls of a "false humanism" which overlooks the real divisions that separate people in favor of an immediate unity whose ground is simply that "we will all go liberation,
together
when we
go."
"we" into an actual "we" politics.
The is
transformation of the potential universal
the
still
to
be accomplished task of a radical
138
In Lieu ofa Conclusion
In the "natural cycle" of oppression those to
become
who have been
victims tend
perpetrators. Although individuals have choices within the
socially pre-existing roles of victim and perpetrator, these roles themselves are recreated and imposed on new generations of human beings through the normal mechanisms of an oppressive society. This perspective can be put in the form of a "working assumption:" people
would not
deliberately mistreat or co-operate with the socially sanctioned
mistreatment of others unless they themselves had previously been mistreated. Such an assumption implies that the very real "positive re-enforcements," the material benefits and social rewards that individuals in any "oppressor role" receive in exchange for co-operating with this socialization
would not
in themselves
be sufficient
to secure their
co-operation with an oppressive system. This assumption can also be expressed in the claim that all oppressors have themselves been oppressed.
The above assumption
is
intended as an explanation, on the level of is not intended as a
social theory, of the reproduction of domination. It
an "excuse" for the oppressive actions of any individual intended as a claim that the degree of mistreatment any individual metes out to others is "proportional" to that which, they themselves have received. As a working assumption this perspective has what Albrecht Wellmer justification or as
or group.
Nor
is it
52
It cannot be validated interms a "hypothetic-practical status." emancipation, nor can its truth be human goal of of the dependently subjective practice. emancipatory an context of established outside of the
Thus, on the one hand, the existence of a practice of subjectivity would be the only legitimation which this assumption could acquire, and, on the other, an emancipatory subjective practice is itself only conceivable given such an assumption. At the level of social theory, this assumption allows us to account for the perpetuation of oppression without postulating a group of people who are "born oppressors." The alternative to this assumption is a quasi-genetic
theory of oppression,
a
claim
that
some people
are
53
But a practice which aims at universal human liberation will undermine its own effectiveness if it operates with such a premise. A perspective which posits a group of "naturally" inclined to oppress others.
"inherent oppressors" sets pre-established limits to the horizon of possible social change. Limits postulated with regard to the inherent
nature of members of the dominant group ultimately reveal themselves as the boundaries of the possible for members of the oppressed group. An
attempt to counter internalized oppression which operates with this notion of pre-established limits is thus caught in its own contradiction. If
139
In Lieu of a Conclusion "the others" are inherently (and permanently) "the
enemy" there
also
is
54
no hope for us. The working assumption
that all oppressors have themselves been oppressed implies that individuals' "acceptance" of the social role of "oppressor" is first made possible as a result of their own experience of
means that we can construe the socialization which (more accurately) forces people to take on the social role of an "oppressor" as itself a form of oppression. It is my view that this training experience takes place through a specific kind of systematic mistreatment which can be called "adultism," a form of mistreatment which targets all young people who are born into an oppressive society. oppression. This trains or
This
last
statement
not a claim that every young person in today's
is
oppressive societies undergoes the same experience. Obviously ship in other targeted groups affects one's
most economically and
life
member-
*s a child, but even the
socially "privileged" children
experience of systematic dis-empowerment that
is
cannot escape the the social fate of
55
an oppressive society. The recognition of adultism as the "training ground" for other forms of oppression does not posit an
young people
in
a-historical family experience outside
of the context of social relations.
56
On the contrary, to claim that children are an oppressed group is to acknowledge both that the family is part and parcel of these social relations and that the experience of young people comprises more than their existence "at home." A practice of subjectivity must distinguish between a materialist perspective and a materialistic psychology. The latter assumes a one-to-one correlation between individuals' economic status and their openness to and interest in radical change. Such a perspective focuses only on what people would lose in terms of privileges or material advantages and assumes that this is the determining factor in a psychology of motivation.
the
57
The
recognition
adoption of a materialistic psychology militates against of the
crucial
conditions,
everyone
"non-target group"
(at
of the
issue 58
"disadvantages
of the
under present world one time or another) is or will be in a
advantages" for "non-target" people. via-a-vis
But
since,
some other group's oppression,
essential that a practice of subjectivity
be able
it
is
to address this issue.
One
of the major aims of a practice of subjectivity would be to uncover awareness of being socialized into the roles of oppressor and 59 oppressed. That this awareness is buried and often unavailable to conscious experience can be explained by the fact that part of the socialization process is the pervasive mislabeling of this process itself. In this mislabeling the unity of the two constituent features of the the
socialization process
is
split apart.
From
the perspective of the social
140
In Lieu ofa Conclusion
whole the socialization process appears as "routine," as a "normal part of growing up"; i.e. the traumatic nature of the experience is denied. And to the extent that individuals succeed in remembering the trauma of their socialization, their recollections are privatized; they appear in consciousness as idiosyncratic occurrences in an individual's family history. In both cases the socialization process 60 socio-personal meaning.
As
is
mystified, for
it is
stripped of
its
awareness that this socialization has taken place and was originally a hurtful experience is systematically driven out of memory. The obscuring of this awareness constitutes a form of "social 61 amnesia" which is essential to the perpetuation of oppression. In attempting to counteract this socially enforced forgetting an emancipa62 tory subjective practice would be a labor of affective remembrance. that
a result, the
it
It is
not only the painful history of our
own
socialization into the roles
of victim and perpetrator that must be recovered by an affective
remembering; what oppression
is
is
also
obscured and denied by the dynamic of
the history of resistance and attempted resistance to such
63
That we can legitimately postulate such from the original working assumption. If people have
socialization.
a history follows to
be oppressed and of
into participating in or allowing the mistreatment of others
we can assume that they originally attempted to resist this The acknowledgement of adultism is crucial here as well, for attempts at resistance are those we make as very young children,
themselves, process.
our
first
these attempts which are almost universally 64 from memory. Although the remembrance and reconstruction of a buried history of individual and collective resistance must occur at the level of individual
and
it
is
particularly
obliterated
awareness, the ramifications of this process extend directly into the realm
of social and political practice. contradicts the vista
lie
that
The
recovery of the resistance of the past
one has never
resisted; in so
of a possible resistance in the present.
The
doing
it
opens the
recognition of injustice,
fact, but as a situation to be opposed and transformed, seems presuppose the assumption on the part of individuals that their actions
not just as a to
do make a difference. Of course it is (logically) possible to make this assumption ex nihilo so to speak, but in reality, the belief that one has never resisted tends to sediment itself into attitudes of passivity and hopelessness. The domination of the mystified past over the present expresses itself in a conception of the future as unalterable. Conversely, the demystification of the past through the reclamation of the history of individual
and
collective resistance permits the prefigurative envisioning
of a transformed future. Finally,
an emancipatory practice of subjectivity must continually
In Lieu of a Conclusion
141
acknowledge the paradoxical nature of the enterprise in which it is engaged. A practice which seeks to begin the healing of wounds sustained in an oppressive society is subject to the continual risk of self-deception. Albrecht Wellmer points out that even social theory which attempts to articulate the general interest in emancipation remains enclosed
the
"in
communication."
~
pathologically
distorted
His remarks are true
context
social
as well for
of
an emancipatory
practice of subjectivity.
its
The emancipatory intent of a subjective practice cannot guarantee that own activity in the service of liberation will be free from domination.
its embeddedness in the historical context of no external vantage-point from which a subjective practice could claim an immunity to the influences of the oppressive society against which it itself is directed. A practice of subjectivity cannot assume that the effects of institutionalized imbalances in economic and social power, education and general welfare will disappear at its "borders." Indeed the positing of such an ideal for a practice of subjectivity reveals a basic misconception about the dynamics of
This practice cannot escape domination. There
is
oppression in today's society.
permanent
The
66
A
practice of subjectivity thus faces a
being "contaminated" with the toxins of domination. danger of the degeneration of such a practice is a permanent risk of
danger, intrinsic to the very nature of oppression in a mass society.
The
recognition of this fact must go hand in hand with a
counter
continuing
commitment
of this emancipatory subjective practice would thus have to struggle continuously against its own reification, against the incremental sedimentation of liberatory processes into fossilized procedures, against to
the
degeneration.
as
well
the
as
causes
An
the distortions of domination It
effects
could only do so
if its
which ingress
own
individuals a critical intelligence
into
all
attempts at liberation.
praxis nourished
and
and encouraged
in
a sense of self-worth in the context of
a developing solidarity.
This context
is
a crucial factor for the
concept of an emancipatory
subjective practice. Without solidarity in the struggle for liberation as the
of subjectivity is undertaken, there is no principle of demarcation between an emancipatory subjective practice and the context in which a practice
various contemporary psychological practices or therapies
whose
goal
is
achievement of individual happiness or self-realization within the established system. For regardless of the intentions embodied in the methodologies themselves or explicidy articulated by their individual practitioners, it remains true that "in a repressive society, individual happiness and productive development are in contradiction to society; if they are defined as values to be realized the
(seemingly innocuous)
142
In Lieu ofa Conclusion
within this society, they
67 become themselves repressive." Therefore an of subjectivity must posit as its goal not the
emancipatory practice immediate realization of "the (given) self," but the emergence of a "self-in-solidarity." One measure of the effectiveness of such a practice would be the extent to which it assisted and enabled people to act in co-operation with each other in achieving the
communal
goals
of
liberation.
For the Marxist tradition, acknowledging the legitimacy of a practice of subjectivity would entail coming to grips with the tension in Marx's conception of emancipatory consciousness. Recognition of
would serve
a two-fold purpose.
On
the one hand,
it
this tension
would function
as a
caution with regard to contemporary versions of a dogmatic approach
towards emancipatory consciousness; on the other hand,
it
could spur
the further development of a dialectical perspective on this issue.
The
continuing commitment to articulate and be guided by such a perspective
could be a preliminary step towards enabling Marxism to take up the challenge of building that "not yet existing socialism," socialism with a
human
face.
Notes
Introduction 1
Oilman, "Towards Class Consciousness Next Time: Marx and Class," Politics and Society III no. 11 (Fall 1972). Two recent attempts to articulate a notion of emancipatory consciousness in terms of the dynamics of advanced capitalism and "really existing socialism" are Herbert Marcuse's concept of a "new sensibility" and Rudolf Bahro's concept of "surplus consciousness" [ueberschuessiges Bewusstsein]. For
See
Bertell
the
Working
Marcuse's discussion see An Essay on Liberation (Boston: Beacon Press, 1969). For Bahro's discussion of "surplus consciousness" see Rudolf Bahro, The Alternative in Eastern Europe (London: New Left Books, 1978). The original German text is entitled Die Alternative: Zur Kritik des real existierenden Sozialismus (Cologne: Europaeische Verlagsanstalt, 1977). 2 Marx articulates this concept for the first time in his essay "On the Jewish Question" (1843), inMEGA, vol. I 1/1, p. 580 (English translation inMEW, vol. Ill, p. 150). In the context of Marx's discussion in this essay I prefer to render the
German
allgemein as "universal" rather than as "general" as the
translators have done.
chapter
For
a discussion of
"On
the Jewish Question" see
3.
3 In his book, Against the State of Nuclear Terror (Boston: South
1983), Joel Kovel comments: "the fact that
mean both under
talk
End
Press,
of a nuclear state and
the missile-bearing apparatus and the state of being that bears
this apparatus, signifies that the
technically adjusting the nature
whole
we can
nuclear
crisis is
up
not a matter of
and number of warheads, but the agony of a
Kovel argues for the necessity of a "radical interpretation of the nuclear arms race and antinuclear politics." To put forth such an civilization."
interpretation
is
to
argue that
far
reaching social transformation
alternative to nuclear annihilation." Kovel, p. xxi.
I
am in
full
is
"the [only]
agreement with
this thesis.
4 By way of explaining his decision to use Plato's term "Idea" to denote those concepts which transcend the realm of all possible theoretical experience Kant remarks "that it is by no means unusual, upon comparing the thoughts which an author has expressed in regard to his subject whether in ordinary conversation or in writing, to find that we understand him better than he has
144
Notes
to page
4
understood himself." Critique ofPure Reason, A 314/B370. Kant appears not to have been troubled by the risks involved in such a project. The present study approaches the challenge with considerably more humility. 5 This concept has been most extensively articulated in the work of the Martiniquean psychiatrist Frantz Fanon, the Tunisian Jewish writer Albert
Memmi, and the Brazilian educator Paolo Freire. Fanon's Black Skin, White Masks (New York: Grove Press, 1967) was written in 1952. The Wretched of the Earth (New York: Grove Press, 1963) originally appeared in 1961. Memmi's The Colonizer and the Colonized (Boston: Beacon Press, 1967) was published in 1957; Portrait of a Jew (New York: Viking Press, 1971) first appeared in 1962. Paolo Freire's Pedagogy of the Oppressed (New York: first
&
Herder, 1972) was first published in 1967. For Memmi's on the difference between his perspective and Fanon's, see "Frantz Fanon and the Notion of Deficiency," in Albert Memmi, Dominated Man (New York: Orion Press, 1968), pp. 84-92.
Herder
reflections
For
a discussion
of the internalization of oppression from a feminist
perspective see Jean Baker Miller's Toward a
New
Psychology* of
(Boston: Beacon Press, 1976). bell hook's Feminist Theory: Center (Boston: South
End
Women
From Margin
to
Press, 1984) recognizes internalized oppression
as a major issue for a united feminist
movement. The novels of Paule
Marshall, Toni Morrison and Alice Walker contain moving explorations of the dynamics of internalized racism and internalized sexism. See also the
anthology This Bridge Called My Back: Writings by Radical
Women of Color, ed. Cherrie Moraga and Gloria Anzaldua (Watertown, Mass.: Persephone Press, 1981),
Audre Lorde's
Sister Outsider
(New York: The Crossing
Press,
1984), and Suzanne Lipksy's influential short article "Internalized Oppres-
5-10. See also Sandra Lee Bartky's "On Psychological Oppression," in Philosophy and Women, ed. Sharon Bishop and Marjorie Weinzweig (Belmont, California: Wadsworth Publishing Co., 1979), and her "Narcissism, Femininity and Alienation," Social Theory and Practice VIII no. 2 (Summer 1982), pp. 127-43. For a discussion of some of the attempts to develop a practice to counter the effects of sexism and internalized sexism in a section of the U.S. women's movement in the early 1970s see Ann Hunter Popkin, "Bread and Roses: An Early Moment in the Development of Socialist Feminism," Ph.D. dissertation, Brandeis University, 1978. Simone de Beauvoir's The Second Sex (1949) (New York: Alfred Knopf, 1957) was a crucial theoretical inspiration to the thinking of these American feminists. For a study of internalized oppression among blue-collar workers see Richard Sennet and Jonathon Cobb, The Hidden Injuries of Class (New York: Vintage Press, 1972). For a discussion of internalized oppression in the gay and lesbian communities see James W. Chesebro, ed., Gayspeak: Gay Male and Lesbian Communication (New York: The Pilgrim Press, 1981), and Gerre Goodman, George Lakey, Judy Lashof and Erika Thorne, eds., No Turning Back: Gay and Lesbian Liberation For The '80s (Philadelphia: New Societv sion," Black Re-Emergence no. 2 (Winter 1977), pp.
Publishers, 1983).
Notes 6 Albert
See
Memmi
to
Adam's
4-5
145
this
phenomenon.
cross-cultural discussion of this
phenomenon
and Frantz Fanon have both documented
also Barry B.
pages
among Jews,
Blacks and gay men: The Survival of Domination: Inferiorization and Everyday Life (New York: Elsevier North-Holland, 1978). For a different perspective see Barrington Moore's Injustice: The Social Bases of Obedience and New York: M. E. Sharpe, 1978).
Revolt (White Plains,
7 Albert
Memmi, The
pronouns so as
and
Colonizer
the Colonized, p. 87.
Memmi's
to generalize
have pluralized the
I
point. Describing this
phenomenon
Paolo Freire speaks of the oppressed as "housing" or "hosting" their oppressors within their own consciousness. Freire, pp. 30-3; pp. 121-30. 8 "There undoubtedly exists
-
some
at
point in
its
evolution
-
a certain
adherence of the colonized to colonization. However, this adherence is the result of colonization and not its cause." The Colonizer and the Colonized, p. 88. Memmi details the way in which this "adherence" is transmitted from the
one colonized generation
fathers of
Not considering himself
to the sons of the next.
a citizen, the colonized likewise loses
all
hope of seeing
his
son achieve citizenship. Before long, renouncing citizenship himself, he no longer it from his paternal ambitions, and allows no place Nothing therefore suggests to the young colonized the self-assurance or pride of citizenship. He will expect nothing more from it and will not be prepared to assume its responsibilities. (Ibid., p. 97)
includes for
it
it
in his plans, eliminates
in his
teachings.
9 For an earlier discussion of the concept of unlearning the introjected
consequences of oppression see
my
review of Russell Jacoby's Social Amnesia
(Boston: Beacon Press, 1975) in Telos no. 25 (Fall 1975), pp. 196-211. This article appears under the name of Erica Sherover. See also my "Towards a Perspective on Unlearning Racism: Twelve
Working Assumptions," pub-
under the name of Ricky Sherover-Marcuse and Power no. 7 (Fall 1981), pp. 14-15. lished
in Issues in Cooperation
In spite of the apparent verbal parallelism, "to unlearn"
is
not the opposite
of "to learn." Thus, for example, the necessity of "unlearning racism" does not imply that racism
"learned," or that racist attitudes are acquired
is
through a "learning" process.
On
the contrary, racist "thinking," like other
forms of mystified consciousness, represents a disturbance of the learning process, a disturbance which itself
and which
in
consciousness distorted
and
is
the consequence of social oppression
turn serves to perpetuate is
it.
In
other words, mystified
not the result of freely functioning intelligence, but of
illogical
thought.
On
this
point
see Jean-Paul
Sartre,
Anti-Semite and Jew, originally published as Reflexions sur la question juive (Paris, 1946) trans. George J. Becker (New York: Schocken Books, 1965),
Memmi, Portrait of a Jew. attempt to articulate some criteria for a "practice of subjectivity" in the
and Albert 10
1
last
For an earlier discussion of the need for such a practice see my review of Social Amnesia and my review of Joel Kovel's A Complete Guide to Therapy (New York: Pantheon Books, 1976) in Telos no. 33 (Fall 1977), pp. 185-202, published under the name of Erica Sherover. section of the Conclusion.
2
1
46
to pages
Notes
6- 9
111
take up this issue in the last chapter. Juergen Habermas and Albrecht Wellmer have discussed this question at length. For Habermas's discussion see especially his Erkenntnis und Interesse (Frankfurt: Suhrkamp Verlag, 1968), translated as Knowledge and Human Interests by Jeremy Shapiro (Boston: Beacon Press, 1971). Wellmer's discussion is found in his Critical Theory ofSociety, trans. John Cumming (New York: Herder & Herder, 1971). In a paper delivered to the Prague Hegel Congress in 1966 Herbert Marcuse argues that "it is the idea of reason itself which is the undialectical element in Hegel's philosophy." Marcuse maintains that Hegel's notion of a Reason which "comprehends everything and ultimately absolves everything, because it has its place in the whole" betrays the element of critique which is
the core of genuine dialectical thought. Herbert Marcuse, "Zum Begriff der Negation in der Dialektik," reprinted in Ideen zu einer kritischen Theorie der Gesellschaft (Frankfurt: Suhrkamp Verlag, 1970); English text in Telos no. 8 (Summer 1971), p. 130. See also his "A Note on Dialectic," preface to the Beacon Press paperback edition of Reason and Revolution (1941) (Boston,
1960). 1
"Dogmatism as
a
form of thinking whether
study of philosophy proposition which
is
is
in ordinary
knowledge or
in the
nothing else but the opinion that the truth consists in a
a fixed result, or
which
is
immediately known." G.W.F.
Hegel, Phenomenology ofSpirit, trans. A. V. Miller (Oxford: Clarendon Press, 1977), p. 23. For one example of Marx's critique of this attitude in the sphere of politics see his analysis of the French Revolution's doctrine of the natural rights of
man
in
"On
the Jewish Question."
1980), p. 70.
Two Marxisms (New York: Oxford University Press, Gouldner is careful to point out that these terms "are analytic
distinctions,
or ideal types, rather than concrete historical groups and
13 Alvin Gouldner, The
7
persons." Ibid., p. 60. Gouldner's juxtaposition of "structure"
14
Ibid., pp.
is
"human
efforts" versus
only one of the difficulties in his discussion.
56-7.
15 Ibid., pp. 34.
16 17
Ibid., p. 8.
Gouldner does not refer to other theorists' on the antinomy of freedom and necessity. His omission of any reference to Lukacs's discussion of the "Antinomies of Bourgeois Thought," in History and Class Consciousness, is particularly glaring. For a critique of Gouldner's interpretation of the tension in Marx's thought see A. P. Simonds, "How Many Marxisms?," Social Theory and Practice Mil no. 1 (Spring 1982), pp. 113-26. Ibid., p. 37. It is significant that
reflections
18 Gouldner, p. 297. 19 Ibid.,
p. 34.
See
also
the
conjunction of science and
following: politics,
"Marxism
is
thus
a
tensionful
of theory and practice." Ibid. And:
"There is, then, a tension between Marx's dismissal of idealism and his call change the world, and it is a contradiction in Marx which has existed almost from the beginning." Ibid., p. 33.
to
20
Ibid., p.
297.
Notes 21
The famous
claim of the
1
1th thesis on Feuerbach:
to
pages
vol. V, p.
asserting that
it
is
to change
it."
V, p. 8) should not be misread as no longer important to understand the world. The
534;
is
MECW,
147
"The philosophers have
only interpreted the world in various ways; the point however
(MEGA,
9-11
vol.
supposition that "changing the world" can substitute for "understanding"
it
posits a false alternative.
22 The review appeared in Die Geselhchaft I (June 1924), pp. 306-14. Korsch's Marxismus und Philosophic originally appeared in 1923. 23 Althusser sets forth this claim at length in For Marx, trans. Ben Brewster (New York: Random House, 1969). For Althusser's attempts to clarify both what he means by "the break" in Marx's development and what he means by claiming that Marxism is a science see Essays in Self Criticism (London: New Left Books, 1976). The question of the precise point at which Marx definitively "liberated" himself from Hegel's influence is apparently of utmost significance for Althusser. In the 1 965 Introduction to Pour Marx Althusser argues that "the Hegelian problematic inspires one absolutely unique text ... the 1844 Manuscripts." For Marx, p. 35. Three years later Althusser finds that "the famous Preface [of the Contribution to the Critique of Political Economy] is unfortunately deeply marked by a Hegelian-evolutionist conception which disappears 99 per cent in Capital and completely in Marx's later texts." "Preface to Capital," in Lenin and Philosophy, trans. Ben Brewster (New York: Monthly Review Press, 1971), p. 103. In this essay Althusser claims that only the Critique of the Gotha Program (1875) and the Marginal Notes on Wagners "Lehrbuch der politischen Oekonomie" (1882) "are totally and definitively exempt from any trace of Hegelian influence." Ibid., pp. 94-5. 24 Juergen Habermas, Knowledge and Human Interests, pp. 4-5. 25 See for example the following: In his empirical analyses
Marx comprehends
the history of the species
under the
categories of material activity and the critical abolition of ideologies, of instrumental action and revolutionary practice, of labor and reflection in one. But Marx interprets what he does in the more restricted conception of the species' self reflection through work alone. (Ibid., p. 42)
Compare the discussion in Theorie und Praxis (Neuwied am Rhein: Luchterhand, 1963), pp. 202-3. See also Juergen Habermas, "Arbeit und Interaktion. Bemerkungen zu Hegels Jenenser 'Philosophie des Geistes'," Technik und Wissenschaft
als "Ideologic"
(Frankfurt:
Suhrkamp
Verlag, 1968),
pp. 9-47.
Habermas's claim
that Marxist theory
misunderstands
itself
distinguished from Gouldner's discussion of this issue. Unlike
Gouldner
treats self-misunderstanding as
should be
Habermas
an inevitable aspect of the project
of theorizing: [T]heory
is
only the theorist's .^-understanding,
responsibility. If theory
is
i.e.
a selective, limited
pan of his
[sic]
aware and for which, presumably he [sic] will take the theorist's self-understanding, it is also however his [sic]
modus operandi of which he
[sic] is
1
1
48
Notes
to pages
11-12
self-m/sunderstanding. That
(Gouldner,
p.
is,
theory
is
also the "false consciousness" of theorists.
310)
26 Habermas, Knowledge and Human Interests, pp. 43-63. Habermas's critique has provoked several well-argued rejoinders. See in particular Thomas McCarthy, The Critical Theory of jfuergen Habermas (Cambridge: M.I.T. Press, 1978). See also Axel Honneth, "Work and Interaction," New German Critique no. 26 (Spring-Summer 1982), pp. 31-54, and John Keane, "On Tools and Language: Habermas on Work and Interaction," New German Critique no. 6 (Fall 1975), pp. 82-100. See also the collection of essays Arbeit, Handlung, Normativitaet, ed. Axel Honneth and Urs Jaeggi (Frankfurt:
Suhrkamp
Verlag,
Necessity:
Towards
Time,"
doctoral
1980).
See
also
Morris Postone, "The Present as Marxian Critique of Labor and
a Reinterpretation of the
dissertation,
Johann
Wolfgang
Goethe
University,
Frankfurt/Main, 1983.
27 Knowledge and Human Interests, p. 316. For Habermas's discussion of the dangers of a scientistic social theory see the essay "Knowledge and Human Interests: A General Perspective," originally published in Merkur in 1965 and reprinted in Technik und Wissenschaft als Ideologic (Frankfurt: Suhrkamp Verlag, 1968). The English translation appears as the Appendix to the Beacon Press edition of Knowledge and Human Interests. Compare Wellmer, pp. 67-74, and pp. 115-18. 28 Wellmer, Critical Theory of Society, p. 63. 29 Ibid., p. 70. Cumming's rendition of Verkuerzung and verkuertzte as "modification" and "modified" loses the sense of Wellmer's argument. 30 Ibid., p. 72. The classical study of the thought of the early Marx (and the early Engels) is 3 the detailed three-volume discussion by Auguste Cornu, Karl Marx et Friedrich Engels (Paris: Presses Universitaires, 1955). See also Maximilien Rubel's careful work Karl Marx, essai de biographie intellectuelle (Paris: M. Riviere, 1971). For more recent studies see Michel Lowy, La Theorie de la revolution chez le jeune Marx (Paris: Maspero, 1970), Dick Howard, The Development of the Marxian Dialectic (Carbondale: Southern Illinois University Press, 1972), H. P. Adams, Karl Marx in his Earlier Writings (New York: Russell & Russell, 1965), David McLdhn, Marx Before Marxism (New York: Harper & Row, 1970), and Erich Thier, Das Menschenbild des jungen Marx (Goettingen: Vanderhoek & Ruprecht, 1961). 32 Iring Fetscher comments: "Tell me how you define the relationship between Marx and Hegel and I will tell you what kind of Marxism you have chosen." Iring Fetscher, Marx and Marxism (New York: Herder & Herder, 1971), p. 41. The importance of Marx's Hegelian roots was first stressed by Lukacs and Korsch in the 1920s. Herbert Marcuse's Reason and Revolution was instrumental in revising established academic opinion in the United States and Western Europe as to the nature of Hegel's thought and its importance for Marxism. More recently Shlomo Avineri has stressed the significance of Marx's dialogue with Hegel's political philosophy. Shlomo Avineri, The
Notes Social
and
Political
Press, 1968).
jungen
Marx
See
to page
12
149
Marx (London: Cambridge University Manfred Friedrich, Philosophic and Oekonomie heim Luncker & Humbolt, 1960), and Heinrich Popitz, Der
Thought of Karl also
(Berlin:
Entfremdete Mensch (Frankfurt: Europaeische Verlagsanstalt, 1968).
33 For a discussion of the political views of the Young Hegelians see the articles by Gustav Mayer, Die Anfaenge des politischen Radikalismus im vormaerzlichen Preussen, originally published in Zeitschrift filer Politik vol. 6, 1913. Reprinted in Radikalismus, Sozialismus
kamp
and
buergerliche
Demokratie (Frankfurt: Suhr-
Verlag, 1968). For general studies of the
Young Hegelians
see Horst
Stuke, Philosophic der Tat: Studien zur Verrvirklichung der Philosophic bei den J. Brazill, The Young Hegelians (New Haven: Yale University Press, 1970), and David McLellan, The Young Hegelians and Karl Marx (New York: Praeger, 1969). See also the early study by Sidney Hook, Prom Hegel to Marx (1936) (reprint ed. Ann Arbor: Ann Arbor Paperbacks, 1962), and Louis Dupre, The Philosophical Foundations ofMarxism (New York: Harcourt Brace, 1966). For the relationship between Bruno Bauer and Karl Marx see Zwi Rosen, Bruno Bauer and Karl Marx: The Influence of Bruno Bauer on Marx's Thought (The Hague: Martinus Nijhoff, 1977). 34 Karl Korsch, "The Crisis of Marxism," in Karl Korsch, Revolutionary Theory, ed. Douglas Kellner (Austin and London: University of Texas Press, 1977),
Junghegelianern (Stuttgart: Ernst Klett Verlag, 1963), William
p. 171.
Erich Gerlach gives the date of composition of this text as 1931. Karl
Korsch, Die
materialistische Geschichtsaujfassung und andere Schriften, ed. Erich Gerlach (Frankfurt: Europaeische Verlagsanstalt, 1971), p. 167. The text consists of seven numbered paragraphs written more or less in programmatic form. Korsch never published this manuscript. He apparently intended it
primarily for purposes of internal discussion. In a letter to Paul Partos, dated
26 April 1935 and published in the Jahrbuch Arbeiterbewegung 2, Korsch on the crisis of Marxism, 1927." See Karl Korsch:
refers to his "theses
Revolutionary Theory ed., Kellner, p. 170.
35 Lukacs's reflections are found in "A Final Rethinking: Georg Lukacs Talks with Franco Ferarotti," Social Policy (July-August 1972), pp. 4-8 and 56-7.
For Althusser's remarks on the
crisis
in
Marxism
see his Essays in Self
Criticism.
Juergen Habermas's collection of essays, Zur Rekonstruktion chen Materialismus (Frankfurt:
by a sense of the
crisis in
Suhrkamp
Marxism,
Verlag, 1976),
as are Albrecht
is
des Historis-
clearly motivated
Wellmer's
Critical Theory
ofSociety, Stanley Aronowitz's The Crisis in Historical Materialism (New York: Praeger, 1981), and Alvin Gouldner's The Two Marxisms. See also Jack Lindsay, The Crisis in Marxism (Totowa, 1981), and
Andre Gorz, Farewell
Press, 1982),
and the
fine study
to the
New
Jersey: Barnes
&
Noble,
Working Class (Boston: South End
by Douglas Kellner, Herbert Marcuse and the
of Marxism (Berkeley: University of California Press, 1984). Among the articles concerned with this issue see the following:
Crisis
Birnbaum, "The Crisis
in
Marxist Sociology," Social Research
Norman (Summer
4
1
5
Notes
to pages
12- 1
1968), pp. 348-80, Fernando Claudin,
Marxism,"
"Some
Reflections on the Crisis in
Review no. 45 (May-June 1979), pp. 137-44. See also the interview with Lucio Colletti in New Left Review, no. 86 (July-August 1974), pp. 3-29. Paul Baran's article in 1958 anticipates some of the recent Socialist
Paul Baran, "Crisis of Marxism," Monthly Review X no. 6 (October 1958), pp. 224-34, and no. 7 (November 1958), pp. 259-69. See also Paul Sweezy, "Crisis in Marxian Theory," Monthly Review XXXI no. 2 discussion:
(June 1979), pp. 20-4, and Iring Fetscher, "Sieben Thesen zur Krise des Marxismus," in Vom Wohlfahrtsstaat zur neuen Lebensqnalitaet (Cologne: Bund-Verlag, 1982). 36 Sweezy, p. 22. 37 Goran Therborn, Science Class and Society (London: New Left Books, 1976), p. 38. Therborn argues that the crisis in Marxism "is expressed, above all, in the absence of [an] effort of auto-analysis." Ibid. Therborn's attempt to remedy this situation takes the form of a call to elaborate "a Marxism of Marxism, an analysis of the formation of Marxism by Marx and Engels." According to Therborn a Marxism of Marxism must "adopt as a guiding principle (whose foundations and development are themselves to be .
.
.
investigated) the claim that
Marx himself made
a specific science, related to the
revolution." Ibid., p. 40.
For
working
for his work: that
class
as
a
Marxism
is
guide to socialist
Marxism as a work of Juergen Habefmas and
a critique of the conception of
"specific science" see in particular the
Albrecht Wellmer. 38 Althusser, Essays, p. 186. For an excellent recent discussion of the difficulties of attempting to comprehend the Russian Revolution in these terms see Ronald Aronson's Dialectics of Disaster: A Preface to Hope (London: Verso Editions, 1983), pp. 64-137."
39 Sweezy, p. 21. 40 Lukacs, "A Final Rethinking," p. 7. Lukacs claims that what passes for current Marxist theory can only be described as Stalinism. For Lukacs Stalinism means simply putting practice "ahead of and indeed in opposition to theory." In effect it means supplanting theory with tactics. The crisis in Marxism thus expresses itself in the fact that "There are no longer any
theorists, there are only tacticians."
vis-a-vis the historical Stalin,
Regardless of one's particular position
Lukacs maintains: "We are
all still
because we do not have a Marxist theorv of capitalism todav."
Stalinists
Ibid., p. 56.
41 Ibid., p. 57.
42 43
Ibid., p. 7. Ibid.,
p.
57. Lukacs's description of this state of affairs as "Stalinism"
underlines the urgency of the situation.
44 Among the recent attempts this
fashion
(London:
New
to
come
to
terms with the
crisis in
Marxism
in
Marxism Left Books, 1976), and David Hillel-Rubin's Marxism and
are
Perry
Anderson's
on
Considerations
Western
Materialism (Brighton: Harvester Press, 1977).
45 Paul Sweezy's discussion of the strategy.
crisis in
Marxism
is
one example of
this
1
Notes Marxism works
as well as ever
- and
I
would say even better -
understanding the development of global capitalism and anomalies
I
14-17
to pages
its
1
way of
as a
the particular
crises;
have been alluding to have no bearing on the validity of Marxism in
crucially important sphere.
The
part of Marxism that needs to be put
5
on
a
new
this
basis
is
which deals with the post-revolutionary societies (with which, of course, Marx and Engels had no experience). (Sweezy, pp. 23-4) that
Sweezy's recommendation that one "recognize that a proletarian revolution
can give
rise to a non-socialist society" is
Marxism than 46 Responding
more an expression of the
crisis in
a proposal for solving the difficulties.
to the question in a
B.B.C. interview
in
1977 as
to
why,
in
view
of the necessity of rethinking significant aspects of Marxist theory, he did not simply abandon Marxism and "look
at reality afresh,"
Herbert Marcuse
replied:
Easy answer: because
What
has happened
is
I
do not believe
that
that the theory, as such, has
some of the concepts of Marxian theory
.
.
.
been
falsified.
have had to be
this is not something from outside brought into Marxist theory, it is something which Marxist theory itself, as an historical and dialectical theory, demands. (Herbert Marcuse, in Men of Ideas, ed. Bryan Magee (London: B.B.C. Publications, 1978) (New York: Oxford University Press, 1982), pp. 48-9)
re-examined; but
47 Korsch, "The Crisis in Marxism," p. 171. 48 Wellmer, p. 54. Compare the following comment by Stanley Aronowitz: "The crisis of historical materialism which forms the specific theoretical content of Marxism was detonated by social and historical developments, but cannot be confined to them." Aronowitz, p. 31. 49 Such a re -articulation does not presuppose that all aspects of Marx's thought can be reformulated as a coherent system. For one recent study which argues against the attempt to preserve the radical impetus and insights in Marx's thought by reconstituting it as a completed, tension-free theoretical corpus, see Walter L. Adamson's Marx and the Disillusionment ofMarxism (Berkeley and Los Angeles: University of California Press, 1985).
Chapter
1
References
The Wood Theft will
{MECW). The
be made
to the
Articles
German
text
{MEGA) and
to the
series of articles, titled collectively, Debates on the
English text
Law on
Wood, occupies pp. 266-305 in MEGA, vol. I 1/1, and pp. 224-64 in vol. I. Unless otherwise indicated, references to and to
MEGA
Thefts of
MECW,
MECW in
this
chapter will be to these volumes. 1
The
debates in the Rhenish Parliament took place in the spring of 1 841
was how
.
The
and regulate the customary activity of the rural poor of gathering wood that had fallen from trees growing on privately owned land. Traditionally this practice had been unrestricted; it was assumed that the poor had a right to gather fallen wood. The dramatic increase in rural poverty following the agrarian crisis of the 1820s in issue before the Deputies
to construe
1
52
to pages
Notes
17-19
conjunction with the incipient industrial development of the Rhineland region focused attention on the conflict between customary right and the
of private property. Legal controls were imposed and by the mid- 1830s prosecutions for wood gathering became increasingly numerous. The law debated in the Rhenish Parliament made the regulations even more severe; the proposed law defined the act of gathering fallen wood as theft and decreed that the wood gatherer was to be punished according to the criminal instead of the civil code. In addition, the law mandated that the damages be assessed only by the forest keeper - who alone was to determine whether any offense had occurred. The landowner was to receive both the fine and compensation for the wood. 2 Karl Marx, "Preface to a Critique of Political Economy," in MEW, vol. XIII, rights
English translation:
p. 8;
trans.
N.
I.
A
Contribution
Critique of Political Economy,
to the
Stone (Chicago: Charles H. Kerr
Engels reports that he had "always heard
& Company,
Marx
say that
it
1904), p. 10.
was precisely
through his concern with the Wood Theft Law and the situation of the Mosel peasants that he had been prompted to focus on economic relations
and so had come to socialism." MEW, vol. it was Engels "who set Marx on the road to specialized economic studies," a claim made in a recent study by Thomas Meyer, is contradicted by the evidence of the Wood Theft articles. Thomas Meyer, Der Zwiespalt in der Marx'schen Emanzipationstheorie (Kronberg:
mere
instead of on
XXXIX,
p.
466.
politics
The view
that
Scriptor Verlag, 1973), p. 131.
For
a discussion
political milieu
of the role of the Rheinische Zeitung in the intellectual and
of the time see Auguste Cornu, Karl Marx
et
Friedrich Engels
and David McLellan, Marx Before Marxism (New York: Harper & Row, 1970), pp. 79-101. For the significance of the situation of the rural poor for Marx's thought see Hans Stein, "Karl Marx und der Rheinische Pauperismus," jfahrbuch des koelnischen Geschichtsvereins, XIV (1932), pp. 130-6. Presses
(Paris:
3 Heinz Lubasz,
Universitaires,
"Marx's
Initial
1955),
vol.
II,
pp. 1-105,
The Problem
Problematic:
of Poverty,"
XXIV (March 1976), p. 34. Lubasz's article has the merit of Wood Theft articles as significant texts in their own right. I am him for calling my attention to the importance of these articles
Political Studies
treating the
indebted to
an understanding of Marx's later thinking about the proletariat. As proponents of the established thesis Lubasz cites Rjazanov, Lukacs, Marcuse, Cornu, McLellan and Althusser. Lubasz asserts that all of for
4
Ibid., p. 24.
these theorists "take their cue from Marx's that with
Hegel the
dialectic
upside
down
shell.'"
Lubasz claims
in
is
standing on
own well-known
its
.
.
.
it
order to discover the rational kernel within the mystical that Rjazanov
et al. treat this
described a straight-forward piece of ratiocination
moment"
statement
head and that 'one must turn statement "as though
Marx had performed
it
at a given
(italics in original).
5 Ibid., p. 25.
6 Marx's doctoral dissertation was entitled The Difference Between the Democritean
and
the Epicurean Philosophy of Nature.
1/1, pp. 5-81;
MECW,
vol.
I,
pp. 34-73.
The
text
is
found
in
MEGA vol.
I
Notes 7
MEGA,
vol.
I
MECW,
1/1, p. xxxiv;
vol.
I,
to pages 1
9-22
1
53
p. 106.
8 Lubasz, p. 26. 9 For further discussion of this point, see chapter
4.
Lubasz argues that Marx rejects both "speculative historical schematisms" and "doctrinaire appeals to or attacks on the state ... in favour of empirical inquiry." Ibid. But to pay tribute to Marx's insistence on empirical inquiry with regard to the problem of poverty is not yet to establish that there are no dogmatic or a priori elements in his own discussion.
10 Lubasz,
11
p. 28.
Ibid., p. 27.
12 Ibid., p. 25. 13
MEGA,
p. 274;
MECW,
p.
272.
14 For Hegel's discussion of poverty and the poor see G. W. F. Hegel, Hegel's Philosophy ofRight, trans, with notes T. M. Knox (Oxford: Oxford University Press, 1962). Paragraphs 241-6 are concerned with the question of poverty and the poor. References in my discussion of Hegel's views are to the numbered paragraphs in this text. For an earlier version of my argument see Erica Sherover, "The Virtue of Poverty: Marx's Transformation of Hegel's Concept of the Poor," Canadian Journal of Political and Social Theory III (Winter 1979), pp. 53-64.
15
MEGA,
276;
p.
MECW,
p.
234.
One
Marx uses the term mean any social
should note that
Klasse at this point in a very loose and generalized sense to
group. In fact even
when he
refers to the proletariat in the "Introduction" to
the Critique ofHegel's "Philosophy ofRight" (1843)
16 17 18
19
20
21
22 23 24 25
Marx
uses the terms Klasse
and Stand interchangeably. Hegel, no. 301, Remark. Ibid., no. 258, Remark. Ibid., no. 253, Remark. Ibid., no. 207, Addition, second set of italics, mine. For another statement of this same point see no. 301. Ibid., no 260. The state is the actuality of concrete freedom because it recognizes both the principle of personal individuality and the principle of community. According to Hegel in the modern political community individuals "know and will the universal" as their own end. Ibid., no. 303, Remark. Ibid., no.
305.
Ibid., no.
306.
Ibid., no.
250.
I
have used the masculine pronoun in this passage because
more accurate
reflection of German political reality.
26 Hegel, no. 308. 27 Ibid. "The concrete spheres; the
state is a whole which
member of the
this, their objective
state is a
is
See
it
seemed
articulated into
member of one such
determination, can individuals
to
be a
also note 28, below.
[estate];
come
its
particular
only through
into consideration
in the state."
28 Ibid., no. 251. 29 Ibid., no. 252, Remark. 30 "Poverty itself does not make people into
a rabble; a rabble
is
created only
1
54
Notes
when
to pages
poverty
is
23-26 connected with a disposition of mind, an inner indignation
against the rich, against society, against the government, etc." Ibid., no. 244,
Addition.
31 Ibid., no. 253, Remark.
32
Ibid.
33
Ibid., no.
245.
34
Ibid., no.
253, Remark.
35
Ibid.
36 37 38 39 40 41
Ibid., no.
MEGA, MEGA, MEGA, MEGA, MEGA, MEGA, MEGA,
42 43 44 The
244, Addition.
MECW, p. 234. MECW, p. 231. pp. 271-2; MECW, p. 230. p. 272; MECW, p. 230. p. 273; MECW, p. 231. p. 275; MECW, p. 233. p. 271; MECW, p. 230. p.
276;
p.
273;
distinction
between comparative and
strict universality is
comparable
the distinction between empirical and rational universality. Only the latter
to is
grounded in reason and hence absolutely binding. Comparative universality as Kant uses the term is in effect an empirical generalization and can justify neither a priori knowledge nor morality. Immanuel Kant, Critique of Pure Reason, trans. Norman Kemp Smith (London: Macmillan, 1963), J34. 45
MEGA,
p.
275;
MECW, p.
aspect which comprises
Marx
its
233.
The
indeterminate aspect of property
existence as
common
argues that feudal laws regarding property
this aspect
is
that
property [Gemeineigentum].
made some allowance
for
of property inasmuch as in recognizing the existence of property
form of privilege they also recognized the traditional rights of the poor form of institutionalized (and customary) charity. As a result, medieval laws regarding property were essentially ambiguous or two-sided. The reform of medieval law consisted of the "transformation of privileges into rights" (MEGA, p. 274; MECW, p. 232), a transformation which was "one-sided" in that it overlooked the customary rights of the underprivileged. The monasteries are a case in point. When church property was secularized the monasteries received compensation; the poor who lived by the monasteries (and who had a traditional source of income thereby) did not in the
in the
receive any compensation. In view of the issue of "Marx's relation to Hegel," the following passage
is
worth noting. Marx attributes the one-sided nature of modern property legislation to the one-sided nature of the mental faculty of understanding. Marx's characterization of the understanding is practically a paraphrase of Hegel's discussion of the understanding in the Phenomenology of Spirit and in the Lesser Logic. Marx writes: particularly
The
which grasped such ambiguous forms was the understanding, and is not only one-sided, but it has as its essential task the making of the world one-sided, a great and remarkable work, for only one-sidedness forms and tears faculty
understanding
Notes
to
pages
26-28
the particular out of the inorganic slime of the whole.
The
character of things
product of the understanding. Each thing must isolate
itself
and become
1
55
is
a
isolated in
order to be something. Inasmuch as the understanding confines each of the contents
of the world
in a stable definiteness,
and
solidifies the fluid
essence of things,
it
brings
out the manifoldness of the world, for the world would not be manifold without the
many one-sidednesses. (MEGA, 46 47 48 49 50
MEGA, MEGA, MEGA, MEGA, MEGA,
p. p. p.
p. p.
275; MECW, 276; MECW, 277; MECW, 275; MECW, 276; MECW,
pp. 274-5;
233,
p.
italics,
MECW, my
p.
233)
emphasis.
p. 234.
235.
p.
pp. 233-4.
234.
p.
The
significance that
Marx
places here on
the activity of the poor anticipates his later emphasis on the significance of
human 51
labor in shaping the world.
MEGA, MEGA,
p.
276;
MECW,
234.
p.
52 p. 276; MECW, p. 234. 53 One of the Rhineland Deputies had argued that there was essentially no difference between gathering fallen wood and stealing live timber and he had supported his argument by claiming " 'that in the forests of his region at first only gashes were made in the young trees, and later when they were dead, they were treated as fallen wood.'" Marx contrasts this concern for the welfare of the young trees with the lack of concern for human welfare, and remarks: "It would be impossible to find a more elegant and at the same time
more simple manner of letting the right of human beings give way to the right of young trees the wooden idols triumph and human beings are .
sacrificed!"
54
"How
.
p.
268;
MECW,
p. 226.
could the selfish legislator be
inhuman
MEGA, begun
.
MEGA,
[das Unmenschliche],
p.
278;
MECW,
p.
human
[menschlich]
an alien material being,
is
his
236. This remark suggests that
when something supreme being?"
Marx
has already
methodology of Feuerbach's critique of religion for purposes of social criticism. For Feuerbach, the essence of religious consciousness is its worship of human nature in the guise of another (divine) nature. See chapter 2. 55 MEGA, p. 304; MECW, pp. 262-3. The various references in the Wood Theft articles to idols, animal masks, worship of animals, and fetishes reflect Marx's systematic study in 1841-2 of primitive religion. His notebooks from that time indicate that he was particularly interested in the concept of fetishism - its nature, its origins, and the difference between ancient and "modern" froms of fetishism. One bit of information gleaned form his earlier study appears directly in his discussion of the wood theft laws: Marx's notebooks contain the phrase "Gold als Fetisch in Kuba." MEGA, vol. I, 1/2, p. 115. This phrase reappears in the context of Marx's comparison of the Spaniards and the Rhineland Deputies. There is a significant difference between the notion of fetishism which to appropriate the
The
Marx
uses here and the later notion of the fetishism of commodities.
latter
has to do with the mystification inherent in the form of capitalist
production; the concept of fetishism which
Marx
is
using here
is
a fetishism
156
Notes
to page
29
of possession or property, not a fetishism of production.
Lubasz. See also Karl Loewith, "Man's Self-alienation of Marx," Social Research
XXI
no. 2 (1954), pp. 211
ff.,
On
this point see
in the Early
Writings
reprinted in Loewith,
Nature, History and Existentialism (Evanston: Northwestern University Press,
1966).
56 MEGA, p. 304; MECW, p. 262. 57 For a discussion of the antecedents of
this attitude
towards the poor see
section 9, below.
58 59
MEGA, MEGA, time
p.
304;
p.
300;
MECW, p. 262. MECW, p. 259.
Marx wrote
the
Wood
Maximilien Rubel has argued that at the articles he was only "a step away from
Theft
rejecting the state as such." Maximilien Rubel, Karl Marx, essai de biographie intellectuelle (Paris:
M.
Riviere, 1971), p. 48.
But however
critical
have been of some of the institutions of Prussian society, the fact still
Marx may is
that
he
considers the state as the locus and guardian of universality in the society
- provided that the state this point Marx assumes of private interest
and "corresponds to its concept." At and the perspective "whose meager soul has never been illuminated and is
a true state,
that the perspective of the state
thrilled
by state-like thought [Staatsgedanken]
See
example the following:
for
If the state,
n
even in a single respect, stoops so low as
property instead of in
its
own manner,
are diametrically opposed.
to act in the
manner of private is that it must
the immediate consequence
accommodate itself in its methods to the limits of private property. Private interest is crafty enough to intensify this consequence to the point where private interest in its most narrow and paltry form becomes the limit and rule for the action of the state Every modern state, however little it corresponds to its concept, will be forced to exclaim at the first practical attempt at such legislative power [on the part of private interest]: Your ways are not mv ways, and vour thoughts are not my thoughts! IOMEGA, .
p.
283;
MECW,
.
.
p. 241).
Marx argues that the forest owners have no right to expect that would forsake "the sunlit path of justice," in order to guarantee them compensation for the stolen wood. MEGA, p. 299; MECW, p. 257. Additional evidence as to Marx's acceptance of a "Hegelian" view of the state at this time is found in his articles "On the Commissions of the Estates in Prussia" which appeared in three numbers of the Rheinische Zeitung in December 1842: no. 345 (11 December), no. 354 (20 December), and no. 265 (31 December). The articles can be found in MEGA, vol. I 1/1, pp. 321-35; MECW, vol. I, pp. 292-307. Marx distinguishes between "state-need" [Staatsbeduerfnis], and "state-necessity" [Stautsnotwendigkeit] on the one hand, and the "pressing need [Notdurft] of private interest" on the Accordingly the state
60
other. MEGA, p. 332; MECW, p. 302. MEGA, p. 303; MECW, p. 262. Marx
argues that the advice given to the
Rhineland Deputies by the Pruessische Staatszeitung that in considering the wood theft law they should "only think about wood and forest and should solve each single material problem in a non-political way, i.e. not in connection with the whole of civic reason [Staatsvernunft] and civic morality
Notes [Staatssittlichkeit]"
p.
61
MECW,
304;
The German
is
p.
text
precisely the
wrong advice
to pages
29-30
have given.
to
1
57
MEGA,
262.
makes the
says the interest of the
poor
Freiheitseigentuemers,
des
relation to property even is
more
explicit.
Marx
the interest "des Lebenseigenruemers, des
Menschheitseigentuemers,
des
Staatseigen-
298; MECW, p. 256. The German text says quite clearly that the poor are the "Eigentuemer" [proprietors] of all of these - hence the
tuemers"M£G4,
p.
poor are among other things the proprietors of the (genuine) state. Marx's description of the poor as "Staatseigentuemer" (literally, "proprietors of the complete reversal of the conception of the poor as a danger to the political theory beginning with Hobbes and Locke. state")
is
state, a
a
conception which characterizes bourgeois
62 Hegel, no. 66. Hegel does not
"The
justify
property on any utilitarian grounds.
rational [element] of property does not lie in
but in the fact that
it
overcomes the mere
its
satisfaction of needs,
subjectivity of personality. In
first time as Reason." No. 41, Addition. Remark: "Possession of property appears to be connected to the satisfaction of needs, as a means, since this does occur, but the true position is that from the standpoint of freedom property is the first embodiment [Dasein] of freedom, an essential end in itself." And no. 49: "The rational moment in relation to external things is that I possess property; the particular aspect however comprises the subjective goals, needs, arbitrariness, abilities, external circumstances, etc. (see no. 45) What and how much I possess, is therefore a matter of indifference as far as rights are
property the person exists for the
See
also no. 45,
.
.
.
concerned."
how little attention has been paid and the private property belonging in this sphere, even by the literature on Hegel's Philosophy of Right.'" Ritter Joachim
Ritter
comments:
"It is striking
to Hegel's theory of civil law
maintains that Hegel's justification of private property incorporates elements
of Locke's natural rights argument, elements of Montesquieu's legal theory
and elements of Fichte's
justification of property as the basic right of the
person. According to Ritter, the unity of this
amalgam
consists "in the task of
which has developed in world history and is now posited with civil society and its right of the person as the existence [Dasein] of freedom. With this Hegel takes the theory of property beyond its former state." See Joachim Ritter, "Person and Property: On Hegel's Philosophy of Right, Paragraphs 34-81," in Ritter, Hegel and the French Revolution, trans. Richard Dien Winfield (Cambridge: M.I.T. Press, 1982), pp. 143, 147, translation slightly changed. For another discussion of hermeneutically interpreting the property
the philosophical significance of property in Hegel's system see Richard
Teichgrabber, "Hegel on Property and Poverty," Journal of the History of Ideas
63
XXXVII (Jan-March
MEGA, property
p. is
303;
MECW,
p.
1977), pp. 47-64.
261.
The
"lawless natural instinct" of private
thus actually a deformation of human nature; the social instinct of
the poor, expressing as
it
does a universalist consciousness, exemplifies an
undeformed human nature. 64 Hegel, no. 241.
158 65
Notes
MEGA,
to pages
p.
278;
31-32
MECW,
p.
236.
66 Marx's German makes the point in a pun: "Er macht seine Huehneraugen zu den Augen, mit denen er sieht und urteilt." MEGA, p. 277; MECW, p. 236. Literally, "He makes which he sees and judges."
67
To
his corns [Huehernaugen] into eyes \Augen] with
consider the disadvantages of the advantages or the disbenefits of social
mean
privilege does not
that
one denies the very
real
economic and
rewards which accrue to members of any dominant group. disadvantages of the advantages simply
human
cost
of domination for people
To
social
discuss the
means that one acknowledges the are members of the "non-target"
who
group, the group that is not the target of a particular oppression. To acknowledge these "disbenefits" does not imply that one is equating the experience of the oppressed and the oppressor. For further discussion of the implications of this perspective on oppression for an emancipatory practice of subjectivity see the Conclusion.
much more
critical in the Jfenenser Realphilosophie which Marx could was first published in 1931-2.) For a discussion of the radical content of this work see Herbert Marcuse, Reason and Revolution, Beacon Press paperback edition, 1960, pp. 62-91. 69 Hegel, no. 289, Remark. Indeed Hegel's analysis of the "illegal" status of the poor in civil society is itself a prima facie condemnation of this social order. But it is Marx rather than Hegel who draws out the critical implications
68 Hegel
is
not have known.
(It
contained in the Hegelian analysis. 70 In other contexts Hegel is not unaware of the "disadvantages of the advantages." His discussion of the master-slave relationship in the Phenomenology focuses on the "disbenefits" of privilege for the privileged. Although the master clearly possesses material benefits as a result of his dominant position, his role as master deprives him of contact with reality;
Hegel's dissection of the master-slave relationship reveals that the master's self-perception
is
independent but
The master
fundamentally inaccurate. in fact
he
is
absolutely dependent
takes himself to be
upon the work of the
slave.
In a completely different context Jean-Paul Sartre's Anti-Semite and Jew
See for example the following: "[Anti-Semites] are people who are afraid. Not of the Jews, to be sure, but of themselves, of their own consciousness, of their instincts, of their responsibilities, of solitariness, of change, of society, and of dissects the "disbenefits" of anti-Semitism for the anti-Semite.
the world
of the
- of everything except the Jews
human
condition.
The
pitiless stone, a furious torrent, a
human
being."
Gallimard,
Sartre,
1954),
.
.
Anti-Semitism, in short,
is
a
person
devasting thunderbolt
Reflexions
pp. 62-4;
.
anti-Semite sur la
who wishes
is
to
fear
be a
- anything except
question juive,
(Paris:
a
Editions
English translation, Anti-Semite and Jew,
pp. 53-4.
71
Hegel's identification of membership in civil society with membership in the modern human community might be traced to his reading of Aristotle's Politics.
If the
human being
is
a political animal, a zoon politikon, then
Notes
to
pages
32-36
1
59
membership in the polis is tantamount to being fully human. Slaves of course were not members of the polis, but then slaves were not assumed to have fully
human 72 For
status.
importance of Marx's Jewish background as the Marx Before Marxism. McLellan maintains that the attempt to discount the significance of Marx's Jewish a discussion of the
context for his thought see David McLellan,
background "betrays a facile disregard both for Marx's heredity and environment that even the enlightened atmosphere of Marx's home and attachment
his
his
Judaism should not conceal. For Jewishness, above all at that time, was not something that it was easy to slough off." McLellan, p. 27. For an example of the view which McLellan is criticizing see H. P. Adam's claim: "it is impossible to say that [Marx's] Jewish origin had any influence on any part of his life." Karl Marx in his Earlier Writings, (London: Frank Cass, 1965), p. 11. father's
73 MEGA, 74 Lubasz,
very
p.
277;
loose
MECW,
p.
to
235.
p. 33.
15 Private interest
is
both cowardly and cruel. In
cowardly. "Private interest, however,
is
fact
it
is
cruel because
always cowardly because
its
it is
heart,
its
an external object which can always be wrenched away and injured, and who does not tremble before the danger of losing one's heart and soul?" soul
is
MEGA,
p.
278;
MECW,
p.
236.
76 Lubasz, p. 33. 11 Ibid. 78 Ibid., p. 29. Lubasz argues that Hegel's discussion of poverty was based not so much on actual German conditions as upon the conditions described by the English political economists. This is not surprising inasmuch as the situation of the unincorporated poor in Germany was only recognized as a problem in the decades following Hegel's death. See Reinhart Koselleck, Preussen zwischen Reform und Revolution (Stuttgart: Klett Verlag, 1 967) and Joanna Koester, Der Rheinische Fruehliberalismus und die soziale Frage (Berlin: Emil Ebering, 1938). See also W. Conze, "Vom Poebel zum Proletariat," Vierteljahrschrift fuer Sozial-und Wirtschaftsgeschichte XLI (1954), pp. 333-64, and Carl Jantke and Dietrich Hilger, eds., Die Eigentuemlosen (Munich: K. Alber, 1965), pp. 7-47. 79 Lubasz, p. 28. 80 It is certainly possible that Marx read the writings of Robespierre and Saint-Just before or during the period when he was writing for the Rheinische Zeitung. (His Kreuznach notebooks reveal that he studied Rousseau very carefully.) But to claim that Marx's views of the poor have their antecedents in the
Jacobin tradition
is
not to claim that the only way
the time
Marx
is
Marx could have
by a systematic study of their writings. By thinking about the poor the Jacobin tradition has become
been influenced by the Jacobins
is
part of the wider tradition of political thought;
it is
in the air, so to speak.
say that certain assumptions originate with the Jacobins
assumptions to their roots. source to acquire them.
It is
not to claim that
is
To
only to trace these
Marx went
directly to the
1
60
81
Notes
For
to pages
36-39
discussion
a
of Robespierre's
"Robespierre and the Popular
(May 82
84
ideals,
see
Albert
Soboul,
Past and Present
Rousseau, The Social Contract, trans. G. D. H. Cole (New York: E.
J. J.
V
1954), pp. 54-70.
Dutton, 1950), bk. 83
social
Movement of 1793-4,"
P.
2, ch. 3, 4.
Ibid., p. 29. ".
.
.
when
the State, on the eve of ruin, maintains only a vain, illusory, and
formal existence,
meanest
when
in every heart the social
interest brazenly lays hold of the sacred
general will
becomes mute;
[individuals],
bond
name
is
broken, and the
of 'public good,' the
guided by secret motives, no more
give their views as citizens than if the State
had never been."
Ibid., p. 103.
85 Robespierre's justification for revolutionary action by the poor people of Paris is most explicitly set forth in his speeches on the issue of the trial and
jugement du roi," 3 December le jugement de Louis XVI," 28 December 1792. Both speeches are found in Maximilien Robespierre, Oeuvres Completes, 10 vols. (Paris: Presses Universitaires, 1910-67) IX, pp. 120-34 and 183-204. (Vols. VI-X are published by Presses Universiexecution of Louis XVI. See his "Sur
le
1792, and his "Sur l'appel au peuple dans
taires.)
86 Robespierre, "Sur le marc d'argent," Oeuvres VII, pp. 164. 87 Ibid., second set of italics added. 88 As is clear from his analysis of the consciousness of the Provincial Deputies in the Wood Theft articles, the conflation of particular interest with universal interest becomes a thematic element in Marx's own discussion of mystified consciousness.
89 90
Ibid., p. 166.
Ibid., pp.
164-5.
91 Ibid., p. 165. Other examples of Robespierre's views about the poor are
found
in his "Lettre a
Mm.
Vergniaud, Gensonne, Brissot
et
Gaudet,"
in
Robespierre, Lettres a Ses Commettans (Paris: Imprimerie Louis-Jean, 1961), Oeuvres V, pp. 189-205. See also his "Observations sur une petition relative la constitu-
aux Subsistences," Oeuvres V, pp. 283-7, and his speech "Sur tion," 10 May 1793, Oeuvres IX, pp. 495-513.
92 Robespierre, "Sur la guerre," Oeuvres VIII, p. 90. 93 Robespierre, "Sur le marc d'argent," Oeuvres VII, p. 166. This passage illustrates the way in which the Jacobin concept of "the people" refers essentially to those
who
exist in the state of
"honorable poverty."
94 Robespierre, Oeuvres IX, p. 496. 95 Albert Soboul notes that even from the beginning there was a "radical difference between any societe populaire and the Jacobin Club, which the sans culottes attended seldom, if at all." Soboul, p. 57. As the revolution progressed these initial differences became more and more exacerbated. The sans culottes were partisans of direct democracy and demanded localized production of war supplies. They petitioned frequently and to no avail for permanent section meetings and for decentralized economic production. Thus their favorite means of political action and their economic
Notes
41-45
to pages
161
needs of the Revolution at war. The and the Jacobins became so marked that Robespierre was led to claim (in a speech to the Jacobin Club on 17 September 1793) that the petitions urging permanent sessions for the sections did not come from "the people" at all.
were
ideals
in direct conflict with the
divergence between the sans
culottes
96 Robespierre, "Observations generates sur
le
projet d'instruction publique,"
Oeuvres V, p. 208.
97
Robespierre grants that revolutionary rhetoric praises the
p. 20.
Ibid.,
virtues of the people but he
our
high-flown
maxims
acknowledges that "our beautiful formulas and more in our memories and in our
reside
imagination than in our souls." Ibid. 98 Ibid. 99 Robespierre, Oeuvres IX, p. 497. Saint-Just in particular was concerned with the problem of forming a "conscience publique." See especially his discussion of this point in his speech "Sur la police general, sur la justice, le commerce, la legislation et les crimes des factions," Discours et Rapports (Paris: Editions Sociales, 1957), pp. 177-98.
100 "Plan d'education national propose a Robespierre,
Textes
choisis,
3
Convention," 13 July 1793, in
la
(Paris:
vols.
Editions Sociales,
1957),
II,
pp. 167-8.
101
Marx
is
rights,
1
so long as their
crime"
regulation:'
MEGA,
The
poor be punished for exercising
that the
anti-social
Chapter 2
He even customary
not arguing for the abolition of poverty by a revolution.
seems willing
but p.
wood -gathering only
277;
"a
as
MECW,
p.
activity
simple
their
not regarded as "an
is
contravention
of a
police
235.
The Critique of Hegel's "Philosophy of Right"
both untitled and undated. It is missing its cover text. The manuscript is traditionally referred to as the Critique ofHegel's "Philosophy ofRight". I will refer to it here as the Critique. This text is to be distinguished from a shorter essay which Marx wrote towards the end of 1843 as the Introduction to a more developed extant manuscript
page and the
first
is
four pages of the
critique of Hegel's political philosophy which he apparently intended to write but never did. This essay will be discussed in chapter 4. References to the Critique will follow the procedure used in chapter 1 This text is found in MEGA, vol. I 1/1, pp. 401-553. The English translation is found inMECW, .
vol. Ill, pp.
3-129. Unless otherwise indicated, references
MECW in this chapter are to the As
text in these
a result of the loss of the cover
to
MEGA
and
to
volumes.
page there has been some debate as to Landshut and Mayer place the
the date of composition of the Critique.
composition in 1841-2 but their dating has not generally been accepted. Most Marx scholars now accept Rjazanov's conclusion that the Critique was written during the spring and summer of 1843. Rjazanov bases his
162
to page
Notes
45
conclusion on textual similarities between the Critique and Marx's 1843
Kreuznach notebooks
as well as
on several remarks made by Marx
works. For Rjazanov's discussion see vol.
I
1/2, pp. xxvi-xxx.
On
MEGA,
vol.
I
in later
1/1, pp. xxvi-xxx,
and
the similarities between passages in the Critique
and Marx's Kreuznach notebooks, see Heinz Lubasz, "Marx's Initial Problematic; The Problem of Poverty," Political Studies XXIV (March 1976), pp. 38-9. 2 MEGA, vol. I 1/2, pp. 268-9; MECW, vol. I, p. 382. Although Hegel did write an essay on natural law, "Ueber die wissenschaftlichen Behandlungsarten des Naturrechts" (1802), in which he takes a critical stance vis-a-vis all natural law theories, he did not defend the constitutional monarchy in his essay. Marx's comment thus seems to refer to Hegel's discussion of this issue in the Philosophy of Right.
3
272; MECW, p. 385. In this letter Marx refers to the essay on "Die Kritik der Hegelschen Rechtsphilosophie," and he informs Ruge that he had been intending to send it to him for publication in the next issue of Ruge's new journal Anekdota along with the essay on Christian art which is now entitled "Ueber Religion und Kunst mit besondrer Beziehung auf christliche Kunst." Marx reports that personal circumstances have prevented him from attending to both essays and making the necessary revisions. Marx promises to send Ruge the essay on religion and art by the middle of April, if Ruge is willing to wait that long. He does not say when he will send the critique of Hegel. There is no further mention of this essay in their correspondence. Although it appears that he fully intended to
MEGA, Hegel
p.
as
undertake the necessary revisions,
"Hegelian natural law" and there article as
described in the 5
Marx never is
March
publishes an article criticizing
no manuscript which corresponds
to the
letter.
For the discussion of the plan to publish these essays in a volume edited by Marx and Bruno Bauer see the correspondence between Bauer, Ruge and Marx in MEGA vol. I 1/2, pp. 263-8. Joseph O'Malley takes the essay mentioned by Marx in his 5 March letter to Ruge as evidence that Marx had planned to do a critique of Hegel's Philosophy of Right for over a year before he actually wrote one. O'Malley suggests that Marx's "failure to write the Critique when originally planned may have been due to his lack of a methodology suitable for a systematic criticism of Hegel's political philosophy." Karl Marx, Critique of Hegel's "Philosophy of Right", trans. Annette John and Joseph O'xMalley (Cambridge: Cambridge University Press, 1970), p. x. But the fact that Marx was critical of both the concept and the reality of a constitutional monarchy in March of 1842 does not mean that he was ready to undertake a "systematic criticism" of Hegel's political thought at this time, and that he lacked only the methodology to do so. O'Malley's "explanation" for why Marx did not write jointly
his critique of Hegel's Philosophy of Right a year earlier than he did treats methodology as an element which is entirely external to content and thus overlooks the fact that in 1842 Marx uncritically accepts the Hegelian separation between the state and civil society.
Notes
to page
46
163
For a review of O'Malley's Introduction and translation see Stanley Moore's discussion in The Owl of Minerva III (December 1971), pp. 1-7. 4 See in particular Marx's articles "On the Commission of the Estates in Prussia," MEGA, vol. I 1/1, pp. 321-35; MECW, vol. I, pp. 292-307. The aforementioned oppositions are thematic in these articles. Marx argues that the estates and the Provincial Assemblies represent private interest and that therefore any extension of the power of the Provincial Assemblies is contrary to the state interest. He maintains that in a state based on estates representing particular interest, "the officers of the state represent the state interest as
such and are therefore
private interest of the estates"
MEGA,
hostile towards the representatives
p.
331;
MECW,
p.
302,
italics
of the added. At
one point Marx describes the state as the "natural realm of the spirit which cannot seek and find its true essence in a fact of sensory appearance."
MEGA, The
p. 324;
MECW,
In a true state there
is
p.
295.
the series concludes with the following claim:
last article in
no landed property, no industry, no material thing which
crude element could make a bargain with the
state; there are only spiritual forces,
as a
and
only in their statelike resurrection, in their political rebirth are these natural forces
entided to a voice in the nerves, and at every point
state. it
The
state
pervades the whole of nature with spiritual
must be apparent
form, not nature, but the state, not die unfree p.
335;
The
MECW,
p.
that
what
object,
is
dominant
is
but the free human
not matter, but being.
(MEGA,
306)
development has been For a full-length treatment of the relation between Feuerbach and Marx see Klaus Erich Bockmuhl, Leiblichkeit und Gesellschaft: Studien zur Religionskritik und Anthropologic im Fruehrverk von Ludwig Feuerbach und Karl Marx (Goettingen: Vandenhoeck & Ruprecht, 1961). See also Werner Schuffenhauer, Feuerbach und der junge Marx: zur Enstehungsgeschichte der marxistischen Weltanschauung (Berlin: VEB Deutsche Verlag der Wissenschaften, 1965). Marx Wartofsky's Feuerbach (New York: Cambridge University Press, 1977) is far more carefully argued than Eugene Kamenka's The Philosophy of Eudwig Feuerbach (London: Routledge & Kegan Paul, 1970). See also the unpublished doctoral dissertation by Frederick M. Gordon, "The Development of Marx's Conception of Human Nature," University of California, San Diego, 1975. 6 Shlomo Avineri maintains that "all the main achievements, as well as dilemmas of Marx's later thought originate in this work." Shlomo Avineri, The Social and Political Thought of Karl Marx (London: Cambridge University Press, 1968), p. 3. Joseph O'Malley describes the Critique as the "first major work undertaken in [the] early crucial period of [Marx's] theoretical self-clarification," p. xviii. See also Jean Hyppolite, "La Conception hegelienne de l'etat et sa critique par Karl Marx," Cahiers internationaux de sociologie II (1947), pp. 142 ff. This essay is reprinted in Jean Hyppolite, Etudes sur Marx et Hegel (Paris: Marcel Riviere et Cie, second edition, 1965), pp. 120-41. An excellent discussion of the significance of Hegel's political 5
significance of Feuerbach's thought for Marx's
noted by almost every commentator
in the field.
.
.
.
1
1
64
Notes
to pages
47-48
is Jakob Barion's Hegel und die Marxistische H. Bouvier Verlag, 1963). See also Manfred Friedrich, Philosophie und Oekonomie beim jungen Marx (Berlin: Luncker & Humbolt,
thought for Marx's thinking
Staatslehre (Bonn:
1960).
7 Feuerbach's
"Vorlaeufige
Thesen zur Reform der Philosophie" was
supposed to appear in the Deutsche Jahrbuecher but fell victim to the censor. It was first published in 1843 in Switzerland along with a variety of other essays in a volume edited by Arnold Ruge entitled Anekdota. Feuerbach considered that he had demonstrated the need for a "reform of philosophy" three years earlier in his book Zur Kritik der Hegelschen Philosophie. References to Feuerbach's work are to the following edition: Ludwig Feuerbach,
W.
Saemmtliche Werke, ed. Cannstatt:
"Thesen"
Frommann is
in
II,
10
(Stuttgart-Bad
vols.
The
text of the
of this edition, pp. 222-45. 231. For another statement of this same thought see
volume
8 Feuerbach, Werke
Bolin and F. Jodl,
Verlag, 1903-11. Reissued, 1959). II
p.
the following:
The
Absolute or the Infinite of speculative philosophy is, psychologically considered, nothing other than the not determined, the not defined - the abstraction from everything determinate posited as an essence which
but simultaneously again as an essence which
Absolute
[the
is
is
different
identical to
it.
from
this abstraction,
Historically considered
nothing other than the old theological-metaphysical wow-finite,
is]
wow-human, wow-material, wow-determinate, wow-created Being or Nonbeing - the preworldly nothingness posited as deed.
(Ibid., p.
225)
9 Ibid., p. 231.
10 See for example the following:
When that
the critical philosophy understands the relationship of these three terms such
we
place thoughts between ourselves and things as
means
in the sense that this
intermediary excludes us from the things rather than connects us with them, this view
may be opposed by
the remark that these very things
which are supposed
to
be beyond
ourselves and beyond the thoughts referring to them, are themselves, at the opposite
extreme, objects of thought, and as entirely undetermined, are only one thing - the so called thing-in-itself, the product of
ofLogic, 2
vols., trans.
Unwin, 1929),
The
vol.
I,
empty abstraction
W. H. Johnson and p.
itself.
(G.
W.
L. C. Struthers (London:
F. Hegel, Science
George Allen
&
44)
question of whether Hegel's interpretation of Kant
received a substantial
amount of
is
correct has
scholarly attention in recent years.
The
on how one interprets Kant's conception of things-in-themselves. For recent discussions of this topic see Gerold Prauss, Kant und das Problem der Dinge an sich, (Bonn: Bouvier Verlag, 1974), and Henry E. Allison, "Things in Themselves, Noumena, and the Transcendental Object," Dialectica XXXII no. 1 (1978), pp. 49-76. issue
depends
in large part
1
Feuerbach, Werke
12
Ibid.,
p.
II,
transcendent thinking, p. 226.
p.
227.
243. See also the following:
human
"the essence of Hegel's logic
thinking posited as outside
human
is
beings." Ibid.,
Notes In
some
to pages
48-49
1
65
respects, Feuerbach's discussion of the transposition of qualities
or processes into things recalls Kant's discussion of the paralogisms of pure
reason in the Critique ofPure Reason. Kant had argued that a paralogism is the result of attributing the characteristics of the activity of thinking to a putative metaphysical thinking
is
Thus
subject. a
unifying
the
legitimate
and unified substance. As
assertion
transcendental
becomes an
activity
that
pretension
illegitimate
to
dogmatic claim that the subject of thought is a a result of this error transcendent metaphysics supposes that it can make knowledge claims about the nature of the soul and thereby construct "a science of pure reason" (A 345). In the A version of the transcendent insight
Critique
Kant describes
a
this illusion as "hypostatization": "all
regard to the nature of our thinking being [the soul] and the corporeal world
is
merely a result of
filling
the gap
its
controversy in
connection with
where knowledge
is
wholly lacking to us with paralogisms of pure reason, treating our thoughts as things and hypostatizing them."
13 Feuerbach,
Werke
II,
p.
224.
It
A
395. See also
A
may be tempting
384-5. to regard
Feuerbach's
"reformative critique" as an early ancestor of Bertrand Russell's attempt to
reform the structure of ordinary English descriptive sentences by rewriting them in such a way that the "real subject" of the sentence is revealed. But while
it
may be
helpful to understand both Feuerbach and Russell as
philosophical reductionists,
i.e.
as thinkers
cal statements to their essential (and
who
seek to "reduce" philosophi-
hidden) core,
it
would be incorrect
to
include Feuerbach in the tradition of metaphysical or logical empiricism to
which the
early
Russell belongs.
The
"elements" to which Feuerbach
"reduces" philosophical statements are not putative sense data or logical
but
atoms,
the
feelings,
characteristics of the is
human
desires
and
needs
which
he
takes
to
be
species as a whole. Feuerbach's "reductionism"
thus part and parcel of a project of philosophical anthropology.
What
Feuerbach is the light which religious concepts and concept formation shed on human nature and human consciousness. On this point see Wartofsky, pp. 207 ff. 14 Ludwig Feuerbach, Das Wesen des Christenthums (1841). This text is vol. VI of the Bolin-Jodl edition. George Eliot (Marian Evans) translated this work into English in 1854. Her translation was republished in 1957 by Harper & Brothers. References will be made to the Bolin-Jodl edition and to the Eliot translation in the Harper Torchbook paperback edition of 1957. The English translations are my own; I have attempted to depart as little as possible from the Eliot translation. 15 Feuerbach, Werke VI, p. 17; Eliot, p. 13. 16 Feuerbach, Werke VI, p. 257; Eliot, p. 213. See also the following: interests
But when religion, the consciousness of God, is designated as the self-consciousness of humankind, this is not to be understood as [a claim that] religious individuals are directly
aware that their consciousness of
being; on the contrary,
it is
God
is
the self-consciousness of their
precisely the lack of this consciousness
own
which constitutes
the specific essence of religion. (Feuerbach, Werke \\, p. 16; Eliot, p. 13)
1
66
Notes
49-51
to pages
And: "Religion
is
the relation of human beings to their
own
nature
.
.
.
but to
own, and instead [regarded] as another them." Feuerbach, Werke VI, p. 238; Eliot,
their nature [regarded] as not their
nature, distinct and opposed to p. 197.
As is evident from these citations, Feuerbach's account of religious consciousness depends heavily on Hegel's characterization of mystified consciousness in the Phenomenology. The defining characteristic of such consciousness itself as
its
is
penchant for mis-recognition,
its
failure to recognize
it is.
17 Feuerbach, Werke VI, p. 238; Eliot, p. 197. 18 Accordingly the task of the reformative critique of religion
is
simply to
destroy an illusion.
And we need
only
.
.
.
invert the religious relations, regard that as a goal
which
religion
means, exalt as primary, as cause what for religion is subordinate, secondary, conditional: in so doing we destroy an illusion and have the unclouded light of truth before our eyes. (Feuerbach, Werke VI, Eliot, p. 274)
posits as a
19 Feuerbach, Werke VI, pp. 187-8; Eliot, pp. 155-6. 20 Feuerbach, Werke VI, p. 190; Eliot, p. 157. 21 Feuerbach, Werke VI, p. 29; Eliot, p. 24.
22 23 24 25
Feuerbach, Werke VI,
p. 17; Eliot, p. 14.
Feuerbach, Werke VI, pp. 183-4; Eliot, p. 152. Feuerbach, Werke VI, p. 26; Eliot, p. 21.
"But what is then the essence of the human of which one is conscious, or what constitutes the species, the essentially human in human beings? Reason, Will, Heart. To a complete human being belongs the power of thought, the power of willing and the power of the heart." Feuerbach, Werke VI, p. 3; Eliot, p. 3.
Ostensibly Feuerbach
is
arguing from the nature of religion in general to
the essence of human nature, but
would
if this were the case the variety of religions one but many human natures. Actually his claim that human nature depends on the fact that Feuerbach identifies
establish not
religion reflects
i.e.
with the Christian
Thus Feuerbach moves from a claim that "the divine and the human is an illusory one" to the claim
opposition between
religion generally with
its
"highest manifestation,"
religion.
the
content of the Christian religion that religion
is
is
"the self-consciousness of
expressed by him as the claim: "Religion, of humankind claim:
"The
to itself."
consciousness of the
"The
humankind"
at least
Feuerbach, WerkeXl,
self-consciousness
that "the object
and
thoroughly human." Similarly, his claim is
more honestly
the Christian,
p. 17; Eliot, p. 15.
of the individual in
its
is
the relation
See
totality
also the is
the
Feuerbach, Werke VI, p. 80; Eliot, p. 65. And: humankind above the individual human being is the
trinity."
divine trinity in
unity of reason, love, will." Feuerbach, Werke VI, p. 3; Eliot, p. 3.
Eugene Kamenka seems not Feuerbach's thought.
He
writes:
to
have perceived the Christian bias in
"The
principles of analysis
and the general
Notes conclusions to which they lead him
would regard
I
to
pages 51 -53
1
67
as Feuerbach's greatest
contribution to thought and as a lasting and correct statement of approach to religious
phenomenon
1
[sic].
'
Kamenka,
p. 57.
For
Wartofsky's discussion, pp. 260 ff. For another discussion of religion see Frederick M. Gordon,
a different perspective see
critical
view of Feuerbach's
"The Contradictory Nature of Feuerbachian Humanism," The Philosophical Forum VIII nos. 2-3 (1978),
pp. 31-48.
26 27 28 29
Feuerbach, Werke VI,
p. 3. Eliot, p. 3.
Feuerbach, Werke VI, Feuerbach, Werke VI,
p. 22; Eliot, p. 18.
Feuerbach, Werke VI,
p. 2; Eliot, p. 2.
p. 7; Eliot, p. 6.
Eliot, pp. 2-3. While Feuerbach does not share Hegel's monistic idealism, his definition of species consciousness is
30 Feuerbach, Werke VI, pp. 2-3;
heavily indebted to Hegel's concept of infinity as self-relation. finitude
For Hegel
the condition of being determined by an other, while infinity
is
self-determination. Hegel's Phenomenology
dual sense:
is
a history of consciousness in a
the record of the overcoming by consciousness of apparent
it is
otherness, and
is
it is
the record of the progressive discovery and recognition
on the part of consciousness
as to
Hegel,
equivalent
self-realization
is
real (and infinite) nature.
its
to
full
(and
Thus
adequate)
for
self-
consciousness. It
is
important to point out the Hegelian background of Feuerbach's
notion of species consciousness in order to rescue Feuerbach from a reading
which attaches
a sentimental
consciousness.
"The term
meaning
'infinity'
to the notion
of the infinity of
human
prescribes that the object of knowledge
in this instance is man's [sic] own 'essence' - that is, the totality of relations in which human consciousness is the subject and human activity in every one of its
modes
is
the object, each
mode being
without limit in
its
own
sphere."
Wartofsky, p. 272. 31 Feuerbach, Werke VI, p. 1; Eliot, p. 1. 32 Feuerbach, Werke VI, p. 80; Eliot, p. 65.
33 Feuerbach, Werke VI, p. 189; Eliot, this awareness as "mysterious." 34 Feuerbach, Werke VI, p. 190; Eliot, 35 "Individual limited
human
- herein
p. 165. Eliot gratuitously characterizes
p. 157.
beings can and must feel and recognize themselves as
lies
human] and the animal one's finitude inasmuch as the
the difference between [the
but one can only be aware of one's
limits,
perfection, the infinity of the species
is
feeling, of conscience, or
an object, whether
it
be an object of
of thinking consciousness." Feuerbach, Werke'VI,
p. 8; Eliot, p. 7.
The awareness
of perfection on the part of finite and imperfect individuals
has traditionally led other philosophers to entirely different conclusions. Descartes's argument for the existence of
God depends upon
the finite individual has an idea of perfection
the claim that
which could not come from
this
individual's consciousness. I
see that there
is
manifestly
more
reality in infinite
substance than in
finite,
and
1
68
Notes
to pages
therefore that in
-
to wit the
53-57
some way
notion of
should know that
God
have in
I
me
the notion of the infinite earlier than the finite
before that of myself. For
how would
it
be possible that
I
doubt and desire, that is to say, that something is lacking to me, and that I am not quite perfect, unless I had within me some idea of a Being more perfect than myself, in comparison with which I should recognize the deficiencies of my nature? (Descartes, "Meditations on First Philosophy," The Philosophical Works of I
Descartes, 2 vols., trans. Elizabeth S.
Publications, 1955), vol.
See that
Haldane and G. R. T. Ross (New York: Dover
p. 166).
I,
also Descartes's claim that because the characteristics of
God
are such
they do not appear capable of proceeding from the single finite
individual "we must conclude that God necessarily exists." Ibid., p. 165. 36 Feuerbach, Werke VI, p. 9; Eliot, p. 7. 37 Feuerbach argues that Christianity is the undialectical negation of "heathen" religion.
The
ancients sacrificed the individual to the species; the Christians sacrificed the
species to the individuals. Or, heathenism conceived the individual only as a part in distinction
from the whole of the species; Christianity on the contrary conceives of the
individual only in immediate indistinguisable unity with the species. (Feuerbach,
Werke \\,
p. 182; Eliot, p. 152)
38 Feuerbach, WerkeW, pp. 189-90; Eliot, p. 157. 39 Feuerbach, Werke VI, p. 9; Eliot, p. 7. 40 Feuerbach, Werke VI, p. 192; Eliot, p. 159. 41 Feuerbach, Werke VI, p. 184; Eliot, p. 153. 42 Feuerbach, Werke VI, p. 90; Eliot, p. 73. 43 The distinction between implicit and explicit species consciousness can be illustrated in the following: "Where therefore the species as species is not an object for individual consciousness, then
it
consciousness as God.'" Feuerbach, Werke \\,
44 Feuerbach, Werke
II, p.
will p.
be an object for
this
190; Eliot, p. 157.
238.
45 Marx returns to this point again and again in the course of his commentary. See for example the following: "The important thing is that Hegel always into the makes the Idea the subject and turns the proper, the real subject predicate. But development always takes place on the side of the predicate." .
MEGA,
MECW,
pp. 410; p. 8.
differences."
MECW,
"The Idea
MEGA,
p.
p. 11. is
"The Idea
is
subjectivized."
spoken of as a subject which
411;
MECW,
p. 12.
is
.
.
MEGA,
p.
406;
developed to
"Abstract reality,
its
necessity (or
difference of substance), substantiality, thus the abstract logical categories are
made
1
into subjects.
'
MEGA,
p.
417;
MECW,
46 Feuerbach, Werke II, p. 225. 47 MEGA, p. 406; MECW, p. 8. 48 Feuerbach, Werke II, p. 239. 49 "The actual relation of the family and its
inner imaginary activity."
MEGA,
civil
p.
50 Hegel, Philosophy of Right, no. 279. 51 MEGA, p. 426; MECW, p. 23. See
p. 16.
society to the state
406;
MECW,
also
Marx's
is
conceived as
p. 8.
reaction
to
Hegel's
Notes
to
pages
57-59
1
69
description of the substantiality of the state (Philosophy of Right, no. 270).
Hegel
phase of
writes: "this very substantiality having passed through the
education [Bildung]
knows what
it
knowing and willing itself. Therefore the state knows this in its universality, as that which is
spirit
is
wants and
it
thought; the state acts therefore according to conscious goals."
Marx's comment
is:
"The
'goal of the state'
and the
'state authorities' are
mystified inasmuch as they are separated from their real existence and
presented as 'modes of existence' of the 'self-knowing and willing educated
MEGA,
spirit'."
p.
418;
MECW,
p. 17.
See also the following: "sovereignty, the essence of the state, is treated to begin with as an independent being, objectified." MEGA, p. 427; MECW, p. 25. And: "Hegel converts all the attributes of the constitutional monarch in contemporary Europe into absolute self determinations of the will. He does not
say: 'the will
decision
will's final
of the monarch the monarch.'
is
second twists the empirical
MECW,
the final decision,' but rather, 'the
fact into a
first
proposition
Marx
claim that
empirical; the
MEGA,
427;
p.
See
for
in the text
which seem
to justify Stanley
Moore's
simply "took over" Feuerbach's method. Stanley Moore,
example the following: "The existence of the predicate
subject; therefore the subject
p. 23), as well as the
is
the
the existence of subjectivity, etc." And,
[is]
"Hegel transforms the predicates into independent
MECW,
is
metaphysical axiom."
p. 25.
52 There are some passages p. 1.
is
The
entities"
(MEGA,
426;
p.
passages cited in notes 45 and 51 above.
Compare Feuerbach's claim is
in the Essence of Christianity: "What the subject only in the predicate; the predicate is the truth of the subject."
lies
Feuerbach, Werke VI,
p. 23; Eliot, p. 19.
53
from his comments in the penultimate paragraph of the "Preliminary Theses on the Reform of Philosophy" for example that Feuerbach essentially accepts Hegel's account of the relation of the estates to the head of the state: "In the state, the essential human qualities or activities are realized in particular estates, but in the person of the head of the state they are again resolved into an identity." Feuerbach, Werke II, p. 244. This sentence is to all extents and purposes a rendering of Hegel's point of view in Feuerbachian terms. Similarly Feuerbach's objection that "Hegel makes unreason into reason" is not a political criticism but only a logical one. Ibid.,
54
MEGA, MEGA, MEGA,
It
p.
55
56
is
clear
238.
MECW, MECW, 426; MECW,
p.
408;
p. 9.
p.
446;
p. 39.
p.
p. 23.
See
also the following:
[Hegel] does not develop his thinking from the object, rather he explains the object in
accordance with ready-made thinking in the sphere of abstract
logic.
It
is
not a
question of developing the specific idea of the political constitution, but of giving the political constitution a relation to the abstract Idea,
[the Idea's] life history,
57
MEGA,
p.
476;
- an obvious
MECW,
p. 63.
mystification.
Marx
is
of classifying
(MEGA,
not
p.
it
415;
entirely
as a phase of
MECW,
accurate
its
p. 14)
in
his
1
70
Notes
59-65
to pages
representation of Hegel's political philosophy. entirely fair in his critique.
There
Consequently he
is
not
certainly are sections of the Philosophy of
Right where Hegel can justly be accused of attempting to rationalize the status
The
quo.
passages in the Preface which criticize the movements for political
reform are a case in point. But there are also sections of the text where Hegel takes a critical stance towards existing institutions. His discussion of the Legislature is one example. On this issue see Stanley Moore, pp. 2-3.
58
p. 510; MECW, p. 91. Marx is clearly acknowledging here his debt Feuerbach's "critico-genetic" method. In his Critique of Hegel's
MEGA, to
philosophy Feuerbach outlines the task of a genetic-critical philosophy. Distinguishing genetic criticism from the sort of philosophical criticism that is
to
be found
Feuerbach
in Hegel's philosophy,
With Hegel, philosophy had,
to
Genetic-critical
philosophy
is
comprehend an
object which
is
says:
be sure, a critical but not a genetic-critical meaning. that which does not dogmatically establish and given through a representation but which instead .
.
.
investigates the origin [of the representation]; genetic-critical philosophy questions
whether the object
is
a real object or
in general only a psychological
whether
phenomenon;
it is
only a representation, whether
it is
genetic-critical philosophy distinguishes
therefore in the strictest fashion between the subjective and the objective. (Feuerbach,
Werke\\,p. 194)
59 60 61
62 63
64 65
MEGA, MEGA, MEGA, MEGA, MEGA, MEGA, MEGA,
MECW, p. 33. MECW, p. 91. 17. p. 540; MECW, p. pp. 539-40; MECW, p. 117. p. 539; MECW, p. 117. p. 539; MECW, p. 117. p. 496; MECW, p. 79. It is p.
439;
p.
510;
1
kommunistiches Wesen
is
yet thinking in terms of any change in the
66
from the context that the term
clear
simply equivalent here to a Getneinwesen.
mode
Marx
is
not
of material production.
p. 538; MECW, p. 115. Arguing against Hegel's claim that the democratic perspective "keeps civil and political life apart from each other
MEGA,
and suspends the latter so to speak in the air" {Philosophy of Right, no. 303, Remark), Marx says: "[The] notion [Vorstellung] does not keep civil and political life separate; it is merely the representation of an actually existing separation. That notion does not suspend political life in the air, rather political life is
the
life
in
the air [Luftleben], the ethereal region of civil
MEGA, pp. 496-7; MECW, MEGA, p. 508; MECW, p. 90. MEGA, p. 542; MECW, p. 119. MEGA, p. 542; MECW, p. 19. society."
p. 79.
67 68 69 1 70 Immanuel Kant, Critique of Pure Reason A vii-viii. 71 Hegel, Philosophy of Right, no. 258, Remark. 72 MEGA, p. 436; MECW, p. 31. 73 MEGA, pp. 460-1; MECW, p. 50. Compare the following from the Wood Theft Debates: "The wise legislator will not confine himself to removing .
.
.
1
Notes the impossibility for right,
but
rights."
74
MEGA,
members of one
belong
class to
to pages
to a
65-68
1
7
higher sphere of
will raise this class itself to the real possibility [of enjoying] its
MEGA,
vol.
I
1/1, p. 277;
MECW,
461;
p.
MECW,
vol.
Staatsmssen
p. 51.
I,
p.
235.
the sort of knowledge that
is
Greek or Roman statesmen allegedly possessed. Marx comments caustically: "One does not hear that Greek or Roman statesmen passed examinations." p. 461; MECW, p. 51. Plato's philosopher kings were indeed supposed to undergo a rigorous set of examinations, but these examinations were designed to test their fitness to rule in accordance with absolute standards of justice and truth, not their acquisition of bureaucratic skills.
MEGA,
75
MEGA,
p.
436;
MECW,
p. 31.
76 Feuerbach, WerkeVl, pp. 194-5; Eliot, p. 161. 77 "The present civil society is the accomplished Individual
individualism.
existence
content, etc. are only means."
MEGA, p.
[durchgefuehrte] principle
ultimate
goal;
498; MECW,
p. 81.
the
is
activity,
of
labor,
Marx comments
"war of each against all" is 41. See no. 289 of the Philosophy
that Hegel's characterization of civil society as the
"worth noting." MEGA,
p.
450;
MECW, p.
of Right.
78 MEGA, p. 544; MECW, p. 121. 79 See in this connection Walter Goodman's interview of Kenneth B. Clark, "I am Bewildered," originally published in the New York Times, reprinted in the San Francisco Chronicle, 17 February 1985. See also Stereotypes, Distortions and Omissions in U.S. History Textbooks, published by the Council on Interracial
made 80 In
in
Books
a letter to
Ruge
will "collapse
written to a I
for
Children (New York, 1977). (This argument can be
terms of sexism as well.)
by
written on 30
itself."
member
November 1842 Marx
Reporting on the contents of a
claims that religion letter
which he had
of the Berlin group Die Freien ["The Free"]
Marx
says:
requested that religion should be criticized in the critique of political conditions
rather than that political conditions be criticized in the critique of religion ... for religion itself
is
without content:
it
owes
its
being not to heaven but to earth, and with
the collapse of the distorted [verkehrten] reality of which
it
will collapse
81 This correspondence thus brackets the period during which
Marx was
by
itself.
(MEGA,
vol.
I
1/2, p. 286;
MECW,
vol.
I,
p.
it is
writing the Critique of Hegel's "Philosophy of Right.
82
On
the theory,
395)
"
the issue of the conservative nature of Hegel's philosophy of history see
Habermas and Joachim Ritter. In his essay "Hegel and the French Revolution" Joachim Ritter seeks to rescue Hegel from the clutches of those who argue that his is a reactionary philosophy. Ritter argues that Hegel's entire philosophical enterprise can be understood as a dialogue with the French Revolution. The essay appears in Ritter, Hegel and the French Revolution, trans. Richard Dien Winfield (Cambridge; MIT Press, 1982), pp. 35-90. Habermas argues that Hegel has at best an ambiguous relation to the French Revolution inasmuch as "Hegel wants the revolutionizing of reality the discussion between Juergen
172
Notes
to pages
69-72
without revolutionaries." Juergen Habermas, Theorie und Praxis (Neuwied
am
Rhein: Luchterhand, 1963), p. 105. Habermas thus grants Ritter that Hegel makes revolution the heart of his philosophy, but he argues that Hegel only does so for the sake of a philosophy which as such overcomes the revolution. Theorie und Praxis, p. 103. 83 Marx is not alone in holding this attitude. His views in this regard are shared by other Young Hegelians, among them Bruno Bauer, Moses Hess, Arnold Ruge and August von Cieszkowski. See David McLellan, The Young Hegelians and Karl Marx (New York; Praeger, 1969), William J. Brazill, The Young Hegelians (New Haven: Yale University Press, 1970), and Horst Stuke, der
Philosophie
84
Tat:
zur
Studien
Verwirklichung
der Philosophie
Junghegelianern
(Stuttgart: Ernst Kiett Verlag, 1963).
MEGA,
MECW,
p.
574;
Marx
p. 143.
bei
den
argues that for this reason religion
(and politics) are legitimate objects of criticism. Indeed inasmuch as the
contemporary German public subjects. itself to
Marx
claims that
passionately concerned about these two
is
much more important for criticism to address criticize German reality by opposing it to some
it is
these issues than to
abstract Utopia such as Cabet's Voyage
85
86 87 88 89
MEGA, MEGA, MEGA, MEGA, MEGA,
MECW, p. 142. p. 565; MECW, p. 141. p. 573; MECW, p. 142. p. 573; MECW, p. 142. pp. 574-5; MECW, p.
p.
to Icaria.
573;
Marx seems
144.
Hegel's use of the Greek proverb Hie Rhodus, hie
to
have in mind here
saltus.
Hegel
cites this
proverb in the Preface of the Philosophy of Right by way of buttressing his claim that "The task of philosophy is to comprehend that which is, for what is is
reason." Hegel argues that philosophy cannot leap over
leap over Rhodes. In this respect
90
much contempt
as
MEGA,
MECW,
575;
p.
Hegel does
Marx
fully
its
agrees with Hegel.
time, cannot
Marx
has as
for the project of constructing ideal worlds.
p. 144.
"We
can formulate the direction of our
journal in one word: self-understanding of the age (critical philosophy)
concerning 91
92 93
MEGA, MEGA, MEGA,
its
struggles and wishes."
MECW,
575;
p.
512;LMECW, 575;
MECW,
467;
MECW,
MEGA,
p.
575;
MECW,
p. 145.
p. 144.
p.
p.
141.
Here Marx has taken a position which is one he accuses Hegel of holding: supposing that the realization of freedom will or could come about "against consciousness." See note 94 p.
p. 144.
exactly the
below.
94
MEGA,
Chapter
3
p.
p. 56.
Dogmatic and
Dialectical Perspectives
on the
"Jewish Question" 1
The German
text
is
found
in
MEGA,
vol.
I
1/1, pp.
567-607. The English
Notes
to
page 74
173
MECW, vol.
Ill, pp. 146-74. Unless otherwise indicated the and in this chapter are to these volumes. "On the Jewish Question" was published in the first (and only) edition of the Deutsch-Franzoeische Jahrbuecher, co-edited by Marx and Arnold Ruge in February- of 1 844. There is some controversy as to whether Marx wrote his essay before or after he had seen Moses Hess's essay "Ueber das Geldwesen" ["On the Essence of Money"]. Hess had submitted his article to
text is
found
in
references to
the
MECW
MEGA
Deutsch-Franzoeische Jahrbuecher but
Marx
rejected
publication. (See his letter to Julius Froebel of 21 vol.
XXVII,
Hess's essay was eventually published
p. 423.)
the
article
November 1843,
for
MEW,
in the Rheinische
H. Puttmann (Darmstadt, 1845). It is reprinted in Moses Hess, Philosophische und sozialistische Schriften, ed. Auguste Cornu and Wolfgang Moenke (Berlin: Akademie Verlag, 1961). The controversy centers on the second section of Marx's essay. The point at issue is the source of Marx's brief comments about money as well as the source of his characterization of Judaism. David McLellan maintains that Marx actually "copied heavily from Hess's essay." McLellan, The Young Hegelians and Karl Marx (New York: Praeger, 1969), p. 155. This claim is repeated on p. 158. Both Silberner (see note 2 below) and Robert Tucker, Philosophy and Myth in Karl Marx (London: Cambridge University Press, 1972), argue that Hess's influence was of major importance for Marx's essay. For a contrary view see Julius Carlebach, Karl Marx and the Radical Critique of Judaism (London: Routledge & Kegan Paul, 1978), pp. 110-24. I find Carlebach's discussion of the textual dissimilarities between Hess and Marx convincing. To reject the Silberner, Tucker, McLellan view is not however to claim that Marx is "original" in his characterization of Judaism; on the contrary Marx's depiction of the Jews and Judaism is indebted primarily to two non-Jews: Ludwig Feuerbach and Bruno Bauer. See note 41 below. Jahrbuecher zur vpissentschaftlichen Reform, ed.
Edmund
Silberner characterizes
Marx
in this fashion in his Sozialisten
Judenfrage: Ein Beitrag zur Geschichte des Sozialismus
Jahrhundert
bis
1914
(Berlin:
vom Anfang
Colloquium Verlag, 1962),
p. 140.
zur
der 19.
Silberner
of Marx's remarks about Jews and easily shows that the number of "negative" remarks far outweighs the number of "positive" ones. compiles a
He
list
concludes: "provided that one understands anti-Semitism as hostility
towards the Jews and does not make an arbitrary selection of Marx's statements regarding the Jews but takes them in their entirety, one not only
can but must characterize Marx as an outspoken anti-Semite." For a critique of Silberner's approach see Helmut Hirsch, "The Ugly Marx: Analysis of an
'Outspoken Anti-Semite'," The Philosophical Forum VIII nos. 2-3 (1978), pp. 150-63.
trans,
"On
the Jewish Question" reveals "the sanguinary dream world without Jews." Karl Marx: A World without Jews, from the original German with an introduction by Dagobert D. Runes
Runes claims of Karl
that
Marx -
(New York:
a
Philosophical Library,
from the
start.
1959), p.
xi.
That Runes was only
"On the Jewish Question" as a Cold War text is evident The dust cover announces: "here is the first English
interested in using
174
Notes
74
to page
translation" of a
work
Russia." Runes,
who
that has
been "long
available to the readers in Soviet
describes himself modestly as "an eminent philo-
sopher," asserts that this same "eminent philosopher" has provided "a
and illuminating critical introduction" to the "unexpurgated papers Marx on the so-called 'Jewish Question'." The "critical introduction" consists of Runes's unabashed attempt to make Marx responsible both for National Socialism and for Soviet anti-Semitism. fearless
of Karl
"first English translation" of "On the complete English translation was published by Edward Fitzgerald (London, 1935). An earlier version was published in 1926 in a volume of Marx's early writings entitled Selected Essays by International
Runes's claim to have provided the
Jewish Question"
Publishers in
German
is false.
New
York.
A
The
translator,
H.
J.
Stenning, renders Marx's
number of Stenning omits several passages from material which Marx himself quotes and about 500 words of Marx's original into
inaccuracies
text,
somewhat
in
stilted English. Additionally there are a
translation.
this
but these defects, although regrettable, do not radically distort the sense
The same cannot be
of Marx's essay. deletes
a
variety
of key phrases
said for the
Runes
and sentences
edition,
(without
which
appropriate
and arbitrarily uses giant, bold-face type to emphasize certain passages in the text. Runes also adds a section from The Holy Family without indicating the source of these paragraphs. indications), transposes passages
In addition to
its
other defects the Runes edition mistranslates, several
crucial concepts, the
most
significant of
which
is
the rendering of the
German Judentum [Judaism] as "Jewry," for which the German word is Judenschaft. The difference between "Judaism" and "Jewry" is the difference between the religion and the people. Marx does not use the term Judenschaft at any point in his essay. The rendering of Judentum as "Jewry" transforms Marx's
final
sentence:
"The
social
emancipation of the Jew [desjuden]
emancipation of society from Judaism {JudentumY (A1EGA, p. 606; p. 174), a
statement which admittedly requires
critical
is
the
MECIV,
comment and analysis, The presentation of
into an exhortation to exterminate the Jewish people.
Marx
as a (self-convicted) forerunner of National Socialism exactly serves
Runes's purposes.
For an expose of the Cold War nature of Runes's "scholarship" see Louis Harap, "Karl Marx and the Jewish Question," Jewish Currents XIII (July-August 1959), pp. 11-15, 33-4. It is unfortunate that at least one introductory discussion of the development of Marx's thought relies on
Runes. See Louis Dupre, The Philosophical Foundations of Marxism (New York: Harcourt Brace 1966).
4 Bauer's reflections on the issue of Jewish emancipation are contained in his book Die Judenfrage (Braunschweig, 1843) and in a polemical essay, "Die Faehigkeit der heutigen Juden und Christen, frei zu werden," Einundzwanzig Bogen aus derSchweiz, ed. G. Herweg (Zurich and Winterthur, 1843), 56-71.
"Die Faehigkeit" ("The Capacity of Present Day Jews and Christians to Become Free") has been republished in Bruno Bauer, Feldzuege der reinen Kritik, ed. Hans Martin Sass (Frankfurt: Suhrkamp Verlag, 1968). An
Notes English translation
is
to pages
available in The Philosophical
75- 76
Forum VIII
175
nos.
2-4
(1978), pp. 135-48.
For a discussion of the theological and philosophical premises underlying Bauer's rejection of the demands for Jewish emancipation see Nathan
The Bruno Bauer ConThe Leo Baeck Institute of Jems from Germany, Year Book IV (London, 1959), pp. 3-36. For a discussion of the Jewish response to Bauer in the German-Jewish press see Rotenstreich and Carlebach. 5 Jacob Katz comments that this edict "was far from granting the Jews more than a carefully circumscribed living space and choice of occupation, with a Rotenstreich, "For and Against Emancipation:
troversy,"
to send their children to modern schools." The edict number of Jewish families that could live in particular communities. The Jews of Austria- Hungary had to wait until 1867 before they were granted complete formal emancipation. Jacob Katz, From Prejudice to Destruction: Anti-Semitism from 1700-1933 (Cambridge, Mass: Harvard
concomitant obligation also regulated the
University Press, 1980), p. 223.
6 For a discussion of the issue of Jewish emancipation in the
German
Jacob Katz, From Prejudice to Destruction, pp. 51104 and 147-220. See also Jacob Katz, Out of the Ghetto: The Social Background ofJewish Emancipation, 1770-1870 (Cambridge, Mass: Harvard University Press, 1973). Carlebach has a good discussion of the issue of Jewish emancipation in the Prussian context. See pp. 9-90. 7 Bauer, "Die Faehigkeit," in Feldzuege, p. 179. For a discussion of the conception of the Jews in the theology of the Young Hegelians see intellectual tradition see
Carlebach, pp. 92-110. 8 "Die Faehigkeit," p. 176.
9 Bauer, Die Judenfrage, p. 65. 10 Bauer, "Die Faehigkeit," p. 176. position
is
The
traditional anti-Semitism in Bauer's
clearly revealed; the trouble with the Jews
the Jews did not insist
them
is
that they arejewish; if
on being Jewish there would be no
difficulties in
Bauer's depiction of the Jews' "unfitness" for emancipation relies on a comparison which neatly illustrates the symbiosis of granting
civil
rights.
as Jews can no more be made "suitable" Moors" can be made white by a scrubbing. "Whoever wants to know the Jew as emancipated Jew not only undertakes the same useless effort that one would undertake if one wanted to wash the
anti-Semitism and racism.
The Jews
for emancipation than "the
Moor
white, but one also deceives oneself with useless toil." Ibid.
racism in this comparison
is
the
assumption that "whiteness"
is
The the
preferential state of being.
Given that the suitability for inclusion in the modern state requires that washed clean of their Jewishness (the Christian symbolism of baptism is unmistakable), one might well wonder whether such a cultural scrubbing is worth it. 11 Having argued that a secular state would require the abolition of every religious privilege including the monopoly of a privileged religion, Bauer the Jews be
says: "if
some or many
or even the overwhelming majority
still
believed themselves
2
1
76
Notes
bound
76- 77
to pages
to fulfill religious duties,
the fulfillment
private matter.'" Bauer, Diejudenfrage, p. 65,
must be left to them as a purely quoted bv Marx, MEGA, p. 579;
MECW,
p. 149; italics, Marx. Holding the victims accountable or responsible for the oppression to which they are subject, i.e. "blaming the victim" for the systematic mistreatment which they receive, is one of the elements of this mistreatment itself. The consequences of this process appear in the consciousness of the victims as their conviction that they are to blame for their own oppression. 13 It is worth noting that Marx's interest in the issue of Jewish emancipation antedates his polemic with Bauer. In a letter to Arnold Ruge dated 9 July 1842 Marx had announced his intention to stop the "blabbering" of one Dr. Karl Heinrich Hermes, a journalist who had written a number of articles 1
against the
civic
emancipation of the Jews for the more conservative which he was an editor. MEGA, vol. I 1/2, p. 278; 390. Hermes originally argued that Prussia could not grant
Koelnische Zeitung of
MECW, vol.
p.
I,
equal
the Jews
contradiction,"
civil
rights
inasmuch
"without
creating
an
as the Christian religion
impossible
internal
was the basis of the
state. In the course of his polemic with Ludwig Phillipson, the founder and editor of the Allgemeine Zeitung des jfudentums, Hermes cites additional grounds: the majority of Jews are marked by "moral degene-
Prussian
Hermes concludes
ration."
that "Jews will not cease to offend us until they
cease to be Jews." Cited by Carlebach, pp. 83-4. In late August of 1842 Marx wrote to his friend Dagobert Oppenheim and asked Oppenheim to (italics, Marx). Marx says soon as possible, which if it does not conclusively solve the [Jewish] question, will at least put it on another track." MEGA, vol. I 1/2, p. 279; MECW, vol. I, pp. 391-2. Various pressing
send him he
will
"all
of Hermes's articles against the Jems"
send Oppenheim "an
matters
apparently
emancipation
kept
at this time.
article as
Marx from
On
taking
up
the
issue
of Jewish
21 January 1843 the Rheinische Zeitung was
prohibited by the censor. Marx's next opportunity to address the "Jewish
question"
came
in the fall
of 1843.
For the history of Marx's concern with the issue of Jewish emancipation see Hirsch. See also Shlomo Avineri, "Marx and Jewish Emancipation," Journal of the History of Ideas XXV (1964), pp. 445-50. 14 MEGA, p. 579-80; MECW, p. 149. Marx is not quite accurate in his portrayal of Bauer's discussion, for Bauer does consider exactly the question which Marx accuses him of not considering but he considers it from a perspective which accepts the established form of social life. In actuality Marx's disagreement with Bauer is not simply a disagreement over method, but a disagreement about the nature of emancipation: what should count as real emancipation?
MECW,
15
MEGA,
16
Marx does not use the term "social relations" but it is clear that his vision of universal human emancipation entails a complete transformation of the social relations which obtain in modern civil society. Universal human emancipation, as Marx defines this concept, requires that "in one's everyday
p.
580;
p. 149.
Notes life,
to
77- 78
pages
1
77
work, in one's particular situation, the individual has
in one's particular
become a species-being [Gattungsrvesen]." MEGA, p. 599; MECW, p. 168. 17 Compare the new meaning which Marx gives to the term "political" in "On the Jewish Question" with the meaning this term had in the articles on the
Wood
Theft Debates. See for example Marx's remark at the end of one Assembly had acted in a manner that was "not political, i.e. without any connection with the whole of civic reason article that the Provincial
and
[Staatsvernunft] p.
304;
MECW,
vol.
civic morality
[Staatssittlichkeit]."
MEGA,
vol.
I
1/1,
262.
p.
I,
But Marx is not consistent in his usage of the term "political." The essay on the "Jewish question" still shows traces of the old meaning of the term. See note 56 below. 18 "Political emancipation
MECW,
is,
of course, a great step forward."
MEGA,
p.
585;
from the perspective of universal human emancipation that the perspective of political emancipation can be called limited. Marx's critique of political emancipation is undertaken from this p. 155.
It
only
is
transcending perspective.
19
The term
MECW,
appears only once in
"On
the Jewish Question"
(MEGA,
p.
590;
159) but the analysis of mystified consciousness in terms of
p.
Marx's discussion. For this is most crucially indebted to Hegel's account of the various forms of dualism in the Phenomenology. In fact the Phenomenology itself can be read as the adventure story of the overcoming of dualism. 20 In the Phenomenology this antagonism is an indication of the essentially unstable nature of mystified consciousness. For Hegel it is the selfdualism
is
integral to the entire structure of
characterization of mystified consciousness
contradictory
of
nature
each
unsatisfactory
understanding of an issue) that leads to
improved
formulations
particularity
21
mark
Marx
of the
its
position
dissolution.
relationship
(each
The
between
dualistic
sequential and
universality
and
the progress of consciousness along the path to Absolute
Knowledge. Inasmuch as Marx uses the term "religious" as a synonym for mystification, he collapses the Feuerbachian distinction between religious consciousness and theological consciousness. Whereas for Feuerbach it is reflection which corrupts the innocence of an originally harmless religious feeling, for Marx, the villain
is
not "reflection" but mystified
reflection, or, in his
terminology,
"religious reflection."
The
derivation
of Marx's usage of "religious" as synonymous with
"mystified" can be reconstructed in the following syllogistic form: Mystified consciousness
between
universality
is
and
dualistic (in
terms of
particularity).
-
its
worships the universal). - Mystified consciousness
what
its
understanding of the relationship
Dualistic consciousness is
is
religious
(it
inherently religious, no matter
contents.
The view
that religious consciousness
is
a matter not only of content but of
form has already been articulated by Marx
in incipient fashion in the Critique
178
to pages
Notes
79-80
of Hegel's "Philosophy of Right". This is apparent in his claim that Hegel's acceptance of the separation of the political state from civil society results "
from a
theological
notion of the political state."
MEGA
vol. I 1/1, p.
542;
MECW, vol. Ill, p. 119. MEGA, p. 586; MECW,
22 p. 155. 23 Commenting on Bauer's claim that "There is no longer any religion when there is no privileged religion" (Bauer, Diejudenfrage, p. 66, quoted by Marx, MEGA, p. 579), Marx refers to Bauer's remark that the fulfillment of (Christian) religious duties is a purely private matter and says: "the overwhelming majority does not thereby cease to be religious by being religious in private."
MEGA,
582;
p.
MECW,
p. 152.
24 Marx never wavered on the issue of Jewish emancipation, in spite of his personal antipathy towards the Jewish religion. In a letter to Ruge of 13 March 1843 Marx declares that he finds the Jewish religion "disgusting" [widerlich]. In this same letter Marx reports that he has just been visited by the leader of the Jewish community in Cologne who has asked Marx "to petition the Provincial Assembly" for the Jews. Marx writes: "and I want to do this ... It is a matter of punching as many holes as possible in the Christian state and smuggling in as much as we can of what is rational."
MEGA,
vol.
Marx
I
1/2, p. 308;
MECW,
vol.
p.
I,
400.
up the "Jewish question" again in his polemical critique The Holy Family (1845) and restates the case for the political emancipation of the Jews in unequivocal terms. Bauer's argument against Jewish emancipation had elicited a variety of replies from leading publicists in the Jewish community to which Bauer had in turn responded. In reviewing the debate between Bauer and his Jewish critics Marx finds that the latter have correctly takes
detected the fallacies in Bauer's reasoning. Marx's discussion
found
is
in
three separate sub-sections of chapter VI.
One remark
of Marx's
is
particularly
worth noting: again restating his full human emancipation and
point that political emancipation differs from
some
and Christians are politically on the other hand which cannot yet emancipate the Jews politically must be measured against the perfected political state and shown to be under-developed states." MEGA, vol. Ill, noting
that
emancipated,
p.
25
26 27
285;
MEGA, MEGA,
in
Marx
MECW, p. p.
both Jews
"Those
states
vol. IV, p. 111.
MECW, 584; MECW,
590;
states
says:
p. 159. p. 154.
Bauer intends to give a secularist critique of religion and religious claims. Arguing against the view that "religious hatred" is the cause of difficulties between Christians and Jews, Bauer says: "Human beings have when never done anything historical merely for the sake of religion these people supposed that they were acting and suffering for God's sake actions and sufferings were much more about what humankind had to be and become." Die Judetifrage, p. 94. One passage in which Bauer insists on the non-religious content of religious belief systems seems to suggest that It
is
clear that
.
.
.
.
.
.
Notes Bauer's critique of religion
We would be we wished
is
is
human
1
79
falsely, that is as
it
understands
itself, if
was only concerned with the divine and the other-worldly. rather the self-alienated world of humankind's interests projected it
into another world; the shape of this world
prevailing in
80-81
not so vastly different from Marx's.
understanding religious history
to think that
This other-world
to pages
and
society,
its
understanding of worldly interests into
manner. (Bauer, Die Judenfrage,
is
only an imagination of the order
heresies and struggles only an attempt to bring the this
imaginary world in a violent and inverted
p. 95)
Citing this passage, McLellan claims that Bauer has in effect succeeded
"with as
much
Marx
clarity as
ever achieved" in transforming theological
questions into secular ones. McLellan finds this passage "strikingly akin to
Marx." McLellan, The Young Hegelians, p. 77. Such a claim focuses essentially on the verbal similarities in Marx's and Bauer's discussion; it ignores the major differences in their definition of "religion." 28 MEGA, p. 584; MECW, p. 154. Marx criticizes Bauer for having simply accepted Hegel's description of the relationship of the state to
civil
society
without reflecting on what this relationship implies about the nature of society.
Marx
claims that Bauer's discussion of both states and
civil
civil
society
"has been drawn up according to the main features of Hegel's philosophy of right. Civil society in its
opposition to the political state
necessary because the political state p.
585;
MECW,
According
p. 155.
criticizing only the Christian state
29
MEGA,
p. 595;
MECW,
characterization of
civil
is
p. 164.
to
is
recognized as
recognized as necessary."
MEGA,
Marx, Bauer has succeeded
Both Bauer and Marx accept Hegel's
society as "the system of needs" {Philosophy of Right,
no. 189 ff). Hegel had already pointed to the inherent instability of society.
in
but not "the state as such."
Bauer's description of the dynamic of needs in
opening pages of Die Judenfrage reads
like a
civil
civil
society in the
paraphrase of Hegel's discussion
of the "inner dialectic of civil society" in paragraphs
243-6 of the
Philosophy
ofRight.
Need
is
the powerful motor that sets
civil
other in order to satisfy their needs, and
is
society in motion.
in turn
Each person uses the
used by them for the same purpose
precisely its foundation, need, which while it secures the existence of civil and guarantees its necessity, exposes it to constant dangers; [need] contains within itself an uncertain element and creates the perpetual oscillation between poverty and wealth, destitution and prosperity. (Die jfudenfrage, p. 8) ...
It is
society
30
MEGA,
31
The
p.
584;
literature
MECW,
on
p. 154.
this issue is so vast that
it is
well
beyond the scope of
my
discussion here. Carlebach's book contains an excellent bibliography on the
Carlebach himself has an extended discussion of this issue but in at one case he fails to understand a perspective which differs from his. In the process of criticizing McLellan's handling of the question: "Marx as
topic.
least
180
Notes
to pages
8 1-83
Carlebach takes issue with McLellan's use of "Shlomo which emphasized Marx's support of the Jewish claim for emancipation." Carlebach complains that McLellan "seemingly overlooked anti-Semite?",
Avineri's discourse
the fact that Avineri began his article ["Marx and Jewish Emancipation"]
Marx was an inveterate anti-semite' " Perhaps because of his own views, Carlebach takes
with the simple assertion 'that Karl (Carlebach, p. 279). Avineri's opening
the
first
remark
be a statement of agreement with
this claim. But "That Karl Marx was an today considered a commonplace which is hardly
to
sentence in Avineri's
inveterate anti-semite
is
article
ever questioned." (Avineri, p. 445).
reads:
Had Carlebach
paid closer attention to
Avineri's essay he might have seen that Avineri intends to challenge the
"commonplace which is hardly ever questioned." For the history of the term "anti-Semitism" (which was introduced in Germany only in 1879) see Katz, From Prejudice to Destruction, pp. 260 ff. 32 33
MEGA, p. MEGA, p. for a
586;
581;
MECW, p. 155. MECW, p. 151. If religious consciousness
deeper malaise, does
effortlessly)
disappear
discussion of
some of
this
when
mean
that the
symptom
the deeper malaise
is
is
only a
symptom
will inevitably
(and
cured? See below for a
the problematic assumptions in this conception of
mystified consciousness.
34 In the
last analysis it is civil society which expresses its dominance in and through the existence of the state. Marx's analysis of the pseudo-universality of the state owes much to Hegel's expose of the pseudo-independence of consciousness before it attains Absolute Knowledge. Consciousness supposes that it is independent, that it is entirely self-determined; its experience
in the
Phenomenology
is
the history of its progressive realizations that
it
has in
been determined by an Other. 35 MEGA, p. 580; MECW, p. 150. For the significance as to how the term Aufhebung is translated in the context of the issue "Marx as anti-Semite?" see note 38 below. 36 MEGA, p. 580; MECW, p. 149. Bauer had termed the Jewish question "the fact
universal question of the age."
37 From this perspective Marx's "On the Jewish Question" reveals its distinctly contemporary relevance. In an era when the progressive forces are often split into a variety of competing movements, Marx's essay reminds us that the liberation of any one group will require a vigilant commitment on the part of this group to the liberation struggles of every other group. Thus no liberation effort can afford to discount or trivialize the issues of other groups. 38 MEGA, pp. 600-1; MECW, p. 169. The rendering of the German aujheben one of the factors that contributes to is found in three of the more recent standard translations of "Zur Judenfrage": Easton and Guddat's Writings of the Young Marx on Philosophy and Society (New York: Anchor Books, 1967), p. 243, T. B. Bottomore, Karl Marx: Early Writings (New York: McGraw-Hill, 1963), p. 34, and the MECW. The German as "abolish" instead of as "transcend"
is
the misunderstanding of Marx's essay. This rendering
Notes aufheben can be rendered by "abolish" only
if this
to
page 83
"abolition"
is
181
understood
be a matter of preserving the progressive elements and achievements of a particular historical development. Depending on the context, aufheben is thus to
more accurately rendered
often
as "transcend."
Carlebach writes that "Marx's
178), but he fails to
Zionism"
(p.
Aufhebung
in the
comments on
German
the 'abolition of Judaism'
call for
many Jewish writers and justification for some of the vicious disturbed
may
.
.
Moscow
Carlebach himself
of the German aujloesen [dissolve] as "abolish." Pointing Marx "no more intended harm to individual Jews by calling
would have wanted workers
called for the abolition of labor" (Carlebach, p.
refers to a passage in the
German
Ideology
matter of freeing labor but of abolishing p.
39 40
\S5;
MECW,
vol.
has
edition of The Holy Family,
p. 146)
when he
.
also have
idealist tradition. Interestingly,
the mistranslation (in the
dissolution of Judaism than he
.
.
been seen as a attacks on Jews, Judaism and even discuss the meaning of the concept of .
it
where Marx [sie
out that for
the
be attacked 178), Carlebach to
writes: "it
aujzuheben]."
is
MEGA,
not a
vol. V,
V, p. 205.
MEGA, p. 605; MECW, p. 174. MEGA, p. 601; MECW, p. 170. McLellan's comment that "Judaism has very little
religious,
and
less racial,
still
content for Marx," while accurate, ignores
the misinformation in the use of "Judaism" to symbolize the "narrowness of society"
civil
as
"bargaining and
well
all its
as
the
misinformation
in
the
identification
of
conditions" with "the empirical essence of Judaism."
Before Marxism (New York: Harper & Row, 1971), p. 142. For one attempt to justify Marx's use of "practical, real Judaism" to characterize the narrowness of civil society see Istvan Meszaros, Marxs Theory ofAlienation (London: Merlin Press, 1970), pp. 28-33. Meszaros sees nothing problematical in Marx's discussion. Meszaros interprets Marx to be
Marx
discussing "not simply the empirical
reality
ofJewish communities in Europe but
i.e. the internal principle of European social of Judaism developments culminating in the emergence and stabilization of capitalistic society." Meszaros, p. 30; first set of italics, my emphasis. For a different formulation of the issue see Hal Draper, "Marx and the Economic -Jew Stereotype," Karl Marx's Theory of Revolution (New York: Monthly Review Press, 1977), vol. I, pp. 591-609. 41 For Feuerbach's discussion of the Jewish religion see The Essence of Christianity, ch. 11. (In the German text this chapter is chapter 12.) Bauer characterizes Judaism as a religion of "sensuous need" and "sensuous
the
spirit
',
egoism" at several points in his article "The Capacity of Present Day Jews and Christians to Become Free." 42 In reality, according to Poliakov, the Jews themselves "played only a minor role in the economic life of the period." Leon Poliakov, The History of Anti-Semitism: From the Time of Christ to the Court Jews (New York: Schocken Books, 1974), p. 211. The misidentification of the Jews with money was so tenacious that the term " Christen-Juden" was popularly used to refer to the
182
Notes
to page
84
great late medieval corporations of the Fuggers, the Welsers, the Imhofs and
the Hochstaetters.
The
English expression "to
Jew someone down"
contemporary expression of the same misinformation. Albert Memmi exposes the workings of anti-Semitism portrait of the Jew as an economic figure and concludes:
is
a
in the traditional
[T]he fact is [the Jews'] money is always considered censurable. It follows [them] like an odor of illegitimacy and of doubt ... It is not so much the Jew's money that is more scandalous or more dubious than other men's money, it is the scandal of the Jew's whole existence The heart of the matter resides ndt in the Jew's economic .
activities,
judge and
.
.
but in what [the Jew]
condemn
...
It is
is
as a whole.
It is
the
Jew whom [non-Jews] suspect, Jew that gives the economy
in short the Jewishness of the
of the Jew an infamous meaning and not the reverse. (Albert
Memmi, Portrait of a Jew,
from the French by Elisabeth Abbott (New York: Viking Press, 1971), pp. 161-3) trans,
Thus
the popular identification of "the usurer" and "the Jew" should not be
taken to imply that only Jews were engaged in moneylending, or even that
most moneylenders were Jews. Nor should one conclude that either the officially initiated and sanctioned mistreatment to which the Jews as a group were subject can be explained by referring to the particular economic activities in which Jews were engaged. On the contrary, the stigmatization of the Jews in general as "money-lenders" was an integral popular antagonism or the
element of traditional Christian anti-Semitism. In the twisted dialectic of cause and effect that characterizes
Jews were moneylenders
easily
all
forms of oppression the
became "confirming evidence"
some
fact that
for the socially
sanctioned misinformation which "justified" the continued mistreatment of the Jews as a group.
The the
inversion of cause and effect and the consequent rationalization of
mistreatment meted out to individuals in the targeted group
is
a
forms of oppression. For a critique of the equally tenacious myth of the "Black rapist" see Angela Davis, Women, Race and Class (New York: Random House, 1981), pp. 172-201. characteristic of
all
43 Moishe Postone points out that all forms of anti-Semitism attribute an uncommon degree of power to the Jews, but that "in modern anti-Semitism [this power] is mysteriously intangible, abstract and universal." Moishe Postone, "Anti-Semitism and National Socialism: Notes on the German Reaction to 'Holocaust'," New German Critique no. 19 (Winter 1980), p. 106. 44 For the individual member of a targeted group the "acceptance" of the myths about this group often takes the form of a "discovery." Compare the following from Memmi's Portrait of a Jew, p. 26: "Sooner or later, be the discovery slow or sudden, hesitant or an overwhelming decisive intuition, a man becomes aware that he is a Jew. Sooner or later each Jew discovers his little Jew, the little Jews he sees around him and the little Jew who according to other men, is within him." Although Memmi's account appears to describe only the experience of Jewish males, his description of the dynamics of internalized oppression applies equally well to Jewish women, but the features of the "portrait" are different.
For
a discussion of the "Jews"
which
Notes Jewish
women
to
pages
84-86
1
83
"discover within themselves" see Evelyn Torton Beck, ed.,
Nice Jewish Girls, (Watertown, Mass.: Persephone Press, 1982).
45
It is
my
view that the failure to understand the dynamics of internalized
oppression
is
responsible both for the hesitancy to confront the misinform-
on the part of many Marxist scholars and for the which characterizes much of the non-Marxist Jewish response. The failure to distinguish between anti-Semitism and internalized antiSemitism reveals itself also in the attempt to make Marx responsible for the anti-Semitism in the socialist tradition. As if anticipating this possibility, August Bebel and Edward Bernstein, the first editors of the Marx-Engels correspondence, deleted all of Marx's anti-Jewish remarks from their ation in Marx's discussion
bitterness
edition.
46 MEGA, p. 603; MECW, p. 171. 47 MEGA, p. 601; MECW, p. 170. 48 That Marx's essay has been misused
make Marx
to support genocidal policies
does not
responsible for them. Carlebach cites a speech of Hitler's in
which he remarks: "it is quite enough that the scientific knowledge of the danger of Judaism is gradually deepened and that every individual begins to eliminate the Jew within himself, and I am very much afraid that this beautiful thought originates from none other than a Jew." Carlebach, p. 355. But the fact that Hitler attributes "this beautiful thought" to Marx does not justify a conclusion such as the following by Carlebach, a conclusion which in view of his own discussion (see note 38 above) must be regarded as a radical anomaly in his book. [the second section of his essay] on the Jewish question is cast in same mould as those of Luther and Hitler. Like them, Marx knew little about Judaism and cared little for any empirical realities. Luther wanted to convert Jews; Marx wanted to abolish them. Hitler wanted to expel and subsequently to exterminate them. Marx is a logical and indispensable link between Luther and Hitler. (Carlebach,
Marx's second essay the
p.
49
352)
MEGA, also
p.
5S\;MECW, favor
in
of
p. 151.
abolishing
misunderstanding of Marx's and Karl Marx, p. 75.
50
MEGA, am
p. 581;
MECW,
McLellan's claim that religious
position.
ideas"
(like
Bauer) "Marx
expresses
a
is
common
David McLellan, The Young Hegelians
p. 151.
indebted to Theophus H. Smith of the Pacific School of Religion,
51
I
52
MEGA, p.
Berkeley, California for this perspective on religious traditions.
596;
MECW, p.
165. Quite obviously,
discussion of inversion in chapter
reworked Hegel's account
III
Marx
is
indebted to Hegel's
of the Phenomenology, but he has
one very significant respect. Hegel focuses on was considered despicable is now considered honorable, what was thought to be sweet, now appears to be sour). For Marx, however, inversion carries the implication of a value distortion as well. Thus Marx's sense of inversion is more nearly likened to the concept of the perversion of what ought to be. in
the characteristic of polar opposition as a feature of inversion (what
53
MEGA,
p.
595;
MECW,
p. 164.
1
84
54
Notes
MEGA, first
to pages
86- 91
pp. 593-4;
MECW,
"On
p. 162.
the Jewish Question" contains the
of several critiques of the concept of natural rights on Marx's part.
up this issue in Economy and in the takes
Capital, in
A
Contribution
He
Critique of Political
to the
of the Gotha Program. There are some of these critiques, but Marx's objections to the
Critique
overlapping features in
all
man" in "On the Jewish Question" do not depend do his later remarks) on his analysis of the nature of capitalist production. 55 See Isaiah Berlin, Two Concepts of Liberty (Oxford: Oxford University Press, doctrine of the "rights of (as
1958).
56
MEGA,
p.
597;
MECW,
synonym
for
individual
member
p.
598;
universal
MECW,
"political" as
of
The phrase "political, although political in Marx is here retaining the term "political" as
p. 165.
feudal sense" suggests that
or communal.
civil
See
also
society as "the unpolitical
As noted above (note synonymous with "universal" is p. 167.
description
his
human
17), the
being."
a a
of the
MEGA,
usage of the term
characteristic of an earlier
period in Marx's thought.
The new
definition of "political" as a limited
form of emancipation
is
exemplified by Marx's discussion of the individual's relationship to the larger society during the feudal era.
This new definition carries with
exclusion as part of the meaning of "political." individual's relations,
relation
i.e.
to
the
feudal
58 59 60 61
62
MEGA, MEGA, MEGA, MEGA, MEGA, MEGA,
MEGA,
MECW, p. 166. p. 597; MECW, p. 166. p. 598; MECW, p. 166. p. 596; MECW, p. 165. p. 597; MECW, p. 166. p. 599; MECW, p. 168. p.
as
"[the
p.
596;
it
the sense of
characterizes the
individual's]
political
and exclusion from
[the individual's] relation of separation
other elements of the society."
57
state
Thus Mark
MECW,
p. 165.
597;
In this respect Marx's claim that the
theorists of the political revolution invert the relation
between means and
ends echoes his account of the distorted consciousness of the deputies Rhineland Provincial Assembly. See chapter 1. 63
MEGA,
vol.
I
1/1, p. 436;
MECW,
in the
vol. Ill, p. 31.
Arnold Ruge cited earlier (note 24 above) Marx refers to Feuerbach's "Preliminary Theses" and comments critically that Feuerbach "refers too much to nature and too little to politics." MEGA, vol. I, 1/2, p. 308; MECW, vol. I, p. 400. Marx might equally well have said that Feuerbach refers too little to history.
64 In
65
66 67 68 69 70
his letter to
MEGA, MEGA, MEGA, MEGA, MEGA, MEGA,
MECW, MECW, 586; MECW, 598; MECW, 598; MECW, 598; MECW,
p.
598;
p.
590;
p.
p. p. p.
p. 167.
p. 159.
p. 155. p. 167. p. 167. p. 167.
71 Phenomenology of Spirit, trans. A. V. Miller (Oxford: Clarendon Press, 1977), p. 58.
Notes
to
91- 99
pages
185
72 Ibid., p. 66. 73 Ibid., p. 64. 74 Ibid., pp. 58-9. 75 The critique of the "naturalistic standpoint" of mystified consciousness will become a prime element of Marx's later conception of ideology. In Capital the naturalistic standpoint of mystified consciousness
is
shown
from
to result
the social deception inherent in the capitalist process of production; the formal equality of the exchange relationship disguises the inequality of force and
usurpation which
76 77
MEGA, MEGA,
lies at
MECW, 601; MECW, 598;
p. p.
statement cited earlier:
the origin of the system of free
wage
labor.
p. 167.
p. 170; italics
"We
Compare
added.
maintain that they
will
this
remark
to the
transcend their religious
narrowness once they transcend their secular limits." Both of these remarks echo a comment Marx makes in a letter to Ruge, 30 November 1842, that religion "collapses
are
no longer
by itself when the secular conditions which produce
extant.
MEGA,
vol. I 1/1, p.
286;
MECW,
vol.
I,
p.
it
395. See
the discussion of this point in chapter 2.
MECW, MECW, 577; MECW,
80
MEGA, MEGA, MEGA,
81
Paolo Freire, Pedagogy of the Oppressed
78 79
p.
601;
p. 170; italics,
p.
606;
p.
p.
mv
emphasis.
174.
p. 147.
(New York: Herder & Herder,
1972),
p. 33.
82 Freire maintains that the "culture of domination" must be confronted even after "the reality of oppression has already been transformed." This confrontation involves "the expulsion of the myths created and developed in
new
the old order which like spectres haunt the
structure emerging from the
revolutionary transformation." Freire, p. 40.
Dogmatic and Dialectical Perspectives in Marx's First Discussion of the Proletariat
Chapter 4
1
The German text
is
found
references to
2 3
4 5
MEGA, MEGA, MEGA, MEGA,
text
in
is
found
MEGA
and
MEGA,
Ill,
vol.
From now on
607-21. The English
this
chapter are to these volumes.
186. 184.
187. p. 184.
The
revolution and a radical revolution has thinking.
1/1, pp.
I
pp. 175-87. Unless otherwise indicated the
MECW in
to
MECW, p. p. 617; MECW, p. p. 621; MECW, p. p. 617; MECW, 619;
p.
in
MECW, vol.
a political
between
distinction
now become
revolution
is
a
definitive in
political
Marx's
synonymous with an
incomplete revolution. 6
MEGA,
p.
617;
MECW,
p. 185.
As
in
"On
the Jewish Question"
argues that a political revolution constitutes a stage in
Marx
still
considers that a political revolution
is
human
Marx
emancipation.
"a great step forward."
The
1
86
Notes
pages
to
99-103
dangers inherent in a political revolution lie in the tendency to mistake partial emancipation for complete emancipation. 7
MEGA, p. 618; MECW, p. 185. Compare the following comment by Jean-Paul Sartre: "It is on the day that we can conceive of a different state of affairs that a new light falls on our troubles and our suffering and that we decide that these are unbearable." Jean-Paul Sartre, Being and Nothingness, Hazel E. Barnes (New York: Philosophical Library, 1956), p. 435. For an attempt to describe a feminist consciousness in these terms see Sandra Lee Bartky, "Toward a Phenomenology of Feminist Consciousness," Feminism and Philosophy, ed. Mary Vetterling-Braggin, Frederick A. Elliston trans.
and Jane English (Totowa,
New Jersey:
Littlefield,
Adams and
Co., 1977),
pp. 22-35.
8
9
MEGA, MEGA,
p.
609;
p.
618;
MECW, MECW,
p. 177. p. 185.
Although ostensibly Marx only intends
remarks to be an account of the subjective civil
11
12 13
14 15
MEGA, MEGA, MEGA, MEGA, MEGA, MEGA,
in fact describing the consciousness of all victims of
not perceive the possibility that things could be different
MECW, p. 183. p. 619; MECW, p. 186. p. 615; MECW, p. 183. p. 615; MECW, p. 183. p. 614; MECW, p. 182. p. 615; MECW, p. 182. p.
his
members of German
is
he
and who are therefore "content" with 10
of the
who do
society,
oppression
state
their lot.
616;
Marx's introduction of the concept of the
categorical imperative suggests that he considers his discussion at least in
part
as
dialogue with Kant's moral philosophy.
a
instructive: for Kant, the issue
is
the moral law. For Marx, the point
is
revolution.
What
possibility
of a radical
The Kantian
demand of
possibility of a
establishes the reality of the moral law for
the individual's experience of obligation;
suffering.
German
is
to discover the real conditions in the
contemporary situation which would ground the
German
The comparison
the absolute validity or objective reality of
Marx
revolution
will is
radical
Kant
is
argue that what grounds the
the proletariat's experience of
individual experiences obligation as an unconditional
practical reason; the proletariat's experience of suffering
"absolute"; the proletariat experiences "wrong itself"
MEGA, p.
is
also
6\9; MECW,
p. 186.
16 17
18
MEGA, MEGA, MEGA,
MECW, MECW, 619; MECW,
p.
616;
p. 183.
p.
614;
p. 182.
p.
p. 186.
Thomas Meyer's Der
Zrviespalt in der Marx'schen Emanzipationstheorie (Kronberg: Scriptor Verlag, 1973) for a summary of some of the recent discussion on the issue of "Marx's discovery of the proletariat." Meyer's claim that "Marx's own version of the philosophical role of the proletariat
19 See
can be understood to begin with only as an implicit answer to [Lorenz von] Stein's theory of the proletariat" (Meyer, p. 47) ignores both Marx's early discussion of the nature of the poor and the significance of the concept of the
Notes
to
pages
103-107
187
universal estate in Hegel's political philosophy. For a discussion of the latter, Avineri, The Social and Political Thought of Karl Marx (London: Cambridge University Press, 1968), p. 56. 20 MEGA, pp. 619-20; MECW, p. 186. The "Introduction" focuses on the significance of the proletariat's suffering rather than on its activity as labor or its role in the productive process. Joseph O'Malley comments: "The ability
see
of the proletariat to play the historical role of a truly universal class derives
from the universal character of its deprivation." Editor's Introduction to Karl n Marx, Critique ofHegel's "Philosophy ofRight, trans. Annette John and Joseph O'Malley (Cambridge: Cambridge University Press, 1970), p. liv. Compare the transvaluation of values in the New Testament promise: "The last will be first" (Matthew, 20:16). 21 MEGA, p. 620; MECW, pp. 186-7. 22 MEGA, p. 618; MECW, p. 185. See for example Marx's insistence that "One must describe every sphere of German society as the partie honteuse [disgraceful part] of German society."
my emphasis. For Marx
610; MECW, p. 178;
MEGA, p.
every group in
German
thus the transformative agent can only
civil
society
come from
italics,
compromised;
is
outside
German
civil
society.
23 24
MEGA, p. 620; MECW, p. 187. When theorists who are members
of an oppressed group reflect on
group's subjectivity, their assessment
Their portrayal of the damage done often unsparing.
On
this point see
is likely
to
be
far
to the subjectivity
Memmi's The
this
more circumspect. of the oppressed
Colonizer
and
is
the Colonized,
(Boston: Beacon Press, 1967) and Fanon's Black Skin, White Masks
(New
York: Grove Press, 1967).
25
MEGA,
p.
621;
MECW,
p. 187.
26 MEGA, p. 613; MECW, pp. 180-1. 27 See Bertell Oilman's discussion of the necessity of understanding Marx's thought in terms of a philosophical framework which recognizes internal relations. Bertell Oilman, Alienation (London: Cambridge University Press, 1971), pp. 27-43. In addition to textual evidence and hermeneutical considerations Oilman points to the philosophical tradition of Leibniz,
Spinoza and Hegel, in which the concept of internal relations is central. Oilman argues that it is simply more plausible prima facie to attribute a
Marx than it is to assume that he discarded One is "justified in ascribing a philosophy of internal Marx because it would have required a total break with the
philosophy of internal relations to this
framework.
relations to
philosophical tradition in which he was nourished for this not to be so."
Oilman, claim
p. 31.
Oilman argues
Marx abandoned
that the
"burden of proof
lies
with those
who
this philosophical tradition.
28 The discussion of the realization of philosophy occurs as part of Marx's notes and remarks to his dissertation under the section entitled "The General Principal Difference between the Democritean and Epicurean Philosophy of Nature." MEGA, vol. I 1/1, pp. 63-7; MECW, vol. I, pp. 84-7.
188
Notes
The
to pages
108-109
bulk of this section
is
devoted to a critique of what
Marx terms
the
"unphilosophical trend of a large section of Hegel's school" which explains various aspects of Hegel's philosophical system by his desire for
MEGA,
dation.
p. 64;
phenomenon
the
discusses
MECW,
p. 85. In the context
Marx
claims that this project
to realize itself in
is
immediate realization of philosophy contradictions."
The
turning
of philosophy's
surrounding world and attempting
doomed
to
itself
inasmuch
is
as
"this
innermost essence with
contradictions have to do with the fact that this
the realization of philosophy
the
against
an immediate fashion.
failure
afflicted in its
is
accommoMarx
of this critique
mode
of
form of shadow boxing: "that
essentially a
which [philosophy] struggles against externally, is its own inner lack; in the very struggle it falls into the weaknesses which it struggles against in the opposite camp That which opposes it and which it struggles against is .
.
.
always the same, only with the factors inverted." Unreflective consciousness
supposes that
"[its]
simultaneously
[its]
from the unphilosophical
liberation of the world
own emancipation from
MEGA,
chains as a particular system."
the philosophy which held
pp. 64-5;
MECW,
is
[it]
in
pp. 85-6.
two sides; which Marx calls the liberal party, turns philosophy outward towards the world and takes the stance of critique. The other turns philosophy inward towards itself and attempts to philosophize from the Vis-a-vis the project of the realization of philosophy there are
one
side,
established viewpoint of philosophy.
Marx terms
this perspective "positive
philosophy." Each side has an element of truth: the
world has deficiency the
first
to is
side
in philosophy. In the dissertation is
first
side knows' that the
be made philosophical; the second side knows that the
Marx
takes the position that
the only one that can achieve real progress, "because
party of the concept."
Marx argues
it is
the
that the first side at least has the
advantage of perceiving the inadequacies and contradictions of
its
position.
For further discussion on the importance of the issue of the realization of philosophy for Marx's thought see Juergen Habermas, "Zur philosophischen Diskussion um Marx und Marxismus," in Theorie und Praxis (Neuwied am Rhein: Luchterhand, 1963), pp. 261-336. See also Thomas Meyer, Der Zwiespalt, pp. 9-44. 29
MEGA, pp. Marx
620-1; MECW,
Easton and Guddat (Writings of the Young (New York: Anchor Books, 1967) translate
p. 187.
on Philosophy and Society
This does not do justice to the more encompassing which Marx intends here. The "spiritual weapons" of the proletariat are "weapons of the spirit" or the mind, the proletariat's sense of itself, and its awareness of the need for a radical revolution. See pp. 109-13
geistig as "intellectual."
sense of
geistig
in this chapter.
The
rendering of
geistig as
religious interpretation. religious meaning.
Marx
See the passage cited
30 Hegel, Phenomenology (Miller entitled "Spirit
Which
is
should not however suggest a
"spiritual"
uses the term
in note
translation),
Certain of
when he intends a 28 of chapter 3. p. 151. See also the chapter Morality." The entire second
spiritualistisch
Itself:
Notes section of Hegel's Philosophy of Right
is
morality, the standpoint of Kantian ethics.
pages
to
also
189
of the standpoint of
a critique
See
109-113
Joachim
Ritter's essay
"Morality and Ethical Life: Hegel's Controversy with Kantian Ethics" (1966) in Hegel and the French Revolution, trans. Richard Dien Winfield
MIT Press, 1982), pp. 151-78. See Marx's correspondence with Ruge in September 1843, MEGA, vol. I 1/1, pp. 572-5; MECW, vol. Ill, pp. 133-45. In "Zur philosophischen (Cambridge:
31
um Marx und
Diskussion
sophical misreadings of
Marxismus" Habermas
Marx which
fail
criticizes various philo-
to take into
account his attempt to
philosophize from a perspective of the transcendence of philosophy.
"Marx
under the presuppositions of philosophy, rather he wants to philosophize, indeed criticize under the presupposition of the transcendence of philosophy." Theorie und Praxis, p. 279. Habermas argues that this attempt on Marx's part changes both the categories and the problems which he takes up as well as the method of reflection. Habermas maintains than when Marx is read as though he were philosophizing from an untranscended philosophical standpoint he is read as though he were just another Young Hegelian. According to Habermas the Marx interpretations of Ludwig Langrebe, Erwin Metzke and Heinrich Popitz make this sort of
no longer wants
to philosophize
error.
32 33
34
MEGA, MEGA, MEGA,
MECW, MECW, 608; MECW,
p.
616;
p. 183.
p.
616;
p. 183.
p.
p. 174.
35 In the "Introduction" Marx still connects mystified consciousness with the possession of private property. He has not yet discovered how mystified consciousness
is
an inherent aspect of the system of wage labor. Compare first volume of Capital:
the following from the
The wage -form
thus extinguishes every trace of the division of the working day into
necessary labor and surplus labor, into paid labor and unpaid labor. All labor appears as paid labor
One can
.
.
.
therefore understand the decisive importance of the transformation of the
value and price of labor into the form of wages, or into the value and price of labor itself.
All the notions of justice of the worker
mode of production,
the capitalist tricks
and
XXIII,
p.
Vintage Books),
the capitalist,
this
the mystifications of all
and indeed presents the exact opposite of that
680; translation changed,
the apologetic
phenomenal form which makes
562; English translation, Capital, trans. p.
all
of its illusions about freedom,
of the vulgar economists are based on
actual relation invisible vol.
all
italics
relation.
the
(MEW,
Ben Fowkes (New York:
mine)
36 Various commentators have argued that Marx does not succeed in this project and that the proletariat does in fact appear as the vehicle of the realization of reason. Several critics have pointed to the significance of this
between philosophy and the proletariat for the later between theory and practice in the socialist movement. See among others Lucien Goldmann, "Philosophic et sociologie dans l'oeuvre du jeune Marx: Contribution a l'etude du probleme" in Marxisme et sciences early relationship
relationship
1
90
Notes
to
pages 1 13-115
humaines (Paris: Gallimard, 1970), pp. 148 ff., and Albrecht Wellmer, Critical Theory of Society (New York: Herder & Herder, 1971), pp. 56 ff. See also William Leiss, "Critical Theory and Its Future," Political Theory II
(August 1974), pp. 330-49. 37 MEGA, p. 620; MECW, p. 187. 38 MEGA, p. 614; MECW, p. 182. 39 Marx's discussion assumes that radical theory will grip the masses, but as the following comment by Georg Lukacs makes clear, the question of "theory gripping the masses" is not without complexities. In commenting on the relation between Marxist theory and radical practice Lukacs says: [I]n
manner of gripping
theory as well as in the
the masses
it is
even more a matter of
discovering those moments, those determinations which convert the theory, the
method into a vehicle of revolution. The practical essence of the theory must be developed from it [the dialectical method] and from its relation to its object. Otherwise this "gripping of the masses" could become an empty illusion. It could happen that the masses would be moved by entirely different forces, that they would act according to entirely different goals, and that theory would have for their movement a purely arbitrary content; it would be a form in which they become dialectical
conscious of their socially necessary or fortuitous actions without
this
consciousness
being essentially and really connected to their action. (Georg Lukacs, History and Class Consciousness, trans. 2; translation
40
Rodney Livingstone (Cambridge, Mass.: M.I.T.
striking that
"It is
proletariat actually
Marx never
conditions of
life
mechanisms by which the
discusses the
becomes conscious of
itself as the
Dick Howard, "On Marx's Critical Theory," Bertell Oilman claims that Marx attempts
revolutionary agent."
Telos no. 6 (Fall 1970), p. 232.
advance "from the workers'
to
to their class consciousness in a single
bound; the various
psychological mediations are treated as one." Bertell Oilman,
Consciousness Next Time: Marx and the Working Class," III
no.
II
Press, 1971), p.
changed)
(Fall 1972), p. 7. In a possible
revolutionary consciousness,
which would be required
"Toward Class
and Society schema of the development of
Oilman delineates
at least
Politics
nine different steps
which Marx describes
as
Second, they must be able
to
to constitute the situation
theory gripping the masses: First,
workers must recognize that they have
interests.
see their interests as individuals in their interests as
must be able
to distinguish
what Marx considers
members of a
their
main
class.
interests as
Third, they
workers from
other less important economic matters. Fourth, they must believe that their class interests
come
etc. Fifth,
prior to their interests as
members of a
particular nation, religion, race,
they must truly hate their capitalist exploiters. Sixth, they must have an idea,
however vague, that their situation could be qualitatively improved. Seventh, they must believe that they themselves, through some means or other, can help bring about this improvement. Eighth, they must believe that Marx's strategy, or that advocated by
And ninth, having when the time comes.
Marxist leaders, offers the best means for achieving their aims. arrived at
(Oilman,
all
the foregoing, they
must not be
afraid to act
p. 8)
41 See Habermas's discussion of this distinction in Theorie und Praxis, pp. 289 ff.
Notes
42
MEGA, for
p.
most
620;
MECW,
p. 187.
romantics
social
.
.
.
Now
immediately.
demonstrated
it:
I
let is
like to say so,
not the way
it
115-122
remain proud and
the victim[s]
new human being
do not
this is
pages
191
Compare Memmi's comment:
oppression; [they] suffered but did not
oppression ceases, the
to
intact
[themselves] be broken.
supposed but
to
And
through the day
appear before our eyes
must, since decolonization has
I
happens. (Albert
Memmi, Dominated Man (New
York: Orion Press, 1968), p. 88)
To
be sure, the Economic and Philosophical Manuscripts of 1844 present an unromantic summary of the devesting effects which capitalism has on the proletariat. In this respect Marx is under no illusions that the subjectivity of the proletariat remains undamaged by its experience as free wage laborers. See in particular the section of the Manuscripts on "Alienated Labor," MEGA, vol. Ill, pp. 81-94; MECW, vol. Ill, pp. 270-82. But when Marx focuses on the damage that capitalism does to the proletariat, he relies on the driving force of a redemptive historical logic to account for the entirely
certainty of the proletariat's prise de conscience.
46 below. 43 Wellmer, p. 56. 44 MEGA, vol. V, p. 60; 45 Wellmer, p. 59:
MECW,
See the passages
cited in note
vol. V, p. 53.
Marx for his belief that the consciousness of material need will have end of the revolutionary struggle, to a mass-scale perception of what is practically necessary, and hence to the success of the revolution? This trust can ultimately be explained only by Marx's tacit enfolding of the proletariat in the all too capacious cloak of the World Spirit, which must both think and accomplish the rational - which is also what is timely. (Translation slightly changed.) What
basis has
led, at the
46 MEGA, vol. Ill, pp. 206-7; MECW, vol. IV, pp. 36-7. 47 Georg Lukacs, History and Class Consciousness, p. 51. 48 Ibid. 49 Ibid., p. 79. 50 G. W. F. Hegel, Werke, 20 vols., ed. Eva Moldenhauer and Karl Markus Michel (Frankfurt: Suhrkamp Verlag, 1971), vol. XX, p. 52. English translation in Hegel's Lectures on the Philosophy ofHistory, trans. E. S. Haldane and Frances H. Simon, 3 vols. (London: Routledge & Kegan Paul, 1955), vol. Ill, p. 150.
51 Hegel, Werke
52 53
MEGA, MEGA,
Chapter 1
5
p. p.
XX,
p. 52;
MECW, 615; MECW, 6\5;
Hegel's Lectures
III, p.
150.
p. 182. p. 182.
In Lieu of a Conclusion
to Hope (London: Verso Editions, 1983) Ronald Aronson comments: "For 100 million people, perhaps one out of every hundred people who have lived in this century, Doomsday has happened. Death - untimely, violent, human-made death on a scale never
In his Dialectics of Disaster: Preface
1
92
Notes
to pages
122- 126
before possible - has
become one of
the keys to our civilization." Aronson,
pp. 7-8. See also in this connection Gil Eliot's The Twentieth Century Book of the
Dead (New York: Charles
Scribner, 1972).
2 Hegel's account of history as "the slaughter bench at which the happiness of
wisdom of States and the virtue of individuals have been ..." argued that precisely through the events which made up this slaughter bench there was progress in Reason and Freedom. G. W. F.
peoples, the sacrificed
Hegel, Reason
in History:
A
General Introduction
to the
Philosophy of History.
Company, Inc., 1953), p. 27. As in the early writings, one must distinguish between the implications of certain concepts and the consequences which Marx himself draws from them. For example, the concept of commodity fetishism clearly argues for a (Indianapolis: Bobbs-Merrill
3
dialectical
conception of emancipatory subjectivity.
The
logic of the
which
contradicts the dogmatic notion of a consciousness
is
concept
protected from
the mystification inherent in the capitalist process of production. See Carol
Johnson's "The Problem of Reformism and Marx's Theory of Fetishism," New Left Review no. 119 (Jan-Feb 1980), pp. 70-98, for an argument that Marx himself does not develop the dialectical implications of the theory of fetishism.
4
MEW, XIII, p.
9.
English translation: A Contribution
Economy, trans. N.
Stone, p. 12.
I.
Adamson
to the Critique of Political argues that this "nomological
is only one of four incompatible understandings of history in Marx's thought. See his Marx and the Disillusionment of Marxism (Berkeley and Los Angeles: University of California Press, 1985), pp. 13-39. For other perspectives on this issue see G. A. Cohen, Karl Marx s Theory of History: A Defense (Princeton: Princeton University Press, 1978), and William Shaw, Marx's Theory of History (Stanford: Stanford University Press, 1978). See also Helmut Fleischer, Marxism and History, trans. E. Mosbacher (London: Allen Lane, Penguin, 1973) and Philip J. Kain, "Marx's Dialectical Method," History and Theory XIX (1980), pp. 294-312.
view" of history
5
See the discussion of this issue in Habermas's Knowledge and Human Interests (Boston: Beacon Press, 1971) and Wellmer's Critical Theory of Society (New York: Herder & Herder, 1971). That Marx himself polemicizes against the fetishistic admiration for science evinced by Proudhon and others does not guarantee that his own work completely avoids such tendencies. See Paul Thomas, "Marx and Science," Political Studies, XXIV no. 1 (1976),
6
MEW,
pp. 1-23.
XXIII,
p. 26.
English translation: Capital
I,
trans.
Ben Fowkes (New
York: Vintage Books), pp. 100-2. 7 MEW, XXIII, p. 25; Fowkes, p. 100. 8
MEW,
XXIII,
p. 27;
Fowkes,
Professor Kaufman's review better
way than by quoting
p. 102.
Marx
Prefacing the lengthy citation of
says: "I
cannot answer the reviewer in any
a few extracts
from
his
own
criticism."
MEW,
XXIII, p. 25; Fowkes, p. 100. 9 "Essentially it is not a matter of the higher or lower degree of development of the social antagonisms which spring from the natural laws of capitalist
1
Notes production.
It is
to pages
126- 127
a question of these laws themselves, of these tendencies
function and work themselves out with iron necessity."
MEW,
XXIII,
1
93
which p. 12;
Fowkes, pp. 90-1; italics added. 10 For a discussion of the "addiction" phenomenon in the context of advanced capitalism see Herbert Marcuse, An Essay on Liberation (Boston: Beacon Press,
1969):
"The
consumer economy and
so-called
corporate capitalism have created a second nature of man libidinally
by
this
and aggressively
commodity form
to the
system are thus eminently
stabilizing,
.
.
.
the
politics
of
which ties him The needs generated [sic]
conservative
needs:
the
counterrevolution anchored in the instinctual structure." Essay, p. 11. Compare the following passage from Paul Baran's discussion of the crisis in
Marxism:
[T]he actual wants of men
[sic]
in the societies
of advanced capitalism are determined
by aggressive drives, are directed towards the attainment of individual privileges and the exploitation of others, towards frivolous consumption and barren entertainment. With bourgeois taboos and moral injunctions internalized, people steeped in the culture of monopoly capitalism do not want what they need and do not need what they want. (Baran, "Crisis of Marxism?, "Monthly Rei-iew X no. 6 (October 1958), p. 233)
1
It
would be absurd
false
Marx fails to recognize the materiality of moment in the process of capitalist
to claim that
consciousness as an essential
production, but his account
incomplete in fundamental ways. Richard
is
Lichtman comments: "Marx focused on structure and left the issue of motivation largely untouched However if structure and motivation are truly dialectical concepts, it must be the case that in avoiding the issue of .
Marx
.
.
some aspect of social structure Lichtman, Marx's analysis "lacks any real account of the embodiment of logical structures in the lives of individual men and women." This in turn means that Marx has no account of the reproduction of motivation too."
According
domination
simultaneously avoided
to
at the level
of individual subjectivity. The Production of Desire
See also the following: "The most profound and difficult problem facing Marxist social theory has gone largely unanswered: how the illusory and phenomenal consciousness of men and women in capitalist societies reproduce [sic] the essential relations of exploitation which in turn regenerate the opaque awareness of common life." Ibid., p. 224. Lichtman regards this as "an absence in [Marx's] work rather
(New York: Free
Press, 1982), p. 259.
than a positive error." Ibid., p. 259. 12 Karl Marx, Grundrisse der Kritik der politischen Oekonomie (Berlin Dietz Verlag,
1953), p. 635. English translation: Karl Marx, Grundrisse, trans.
Martin Nicolaus (New York: Vintage Books, 1973),
p.
749;
italics
added,
my
emphasis. 13
MEW,
XXIII, pp. 790-1; Fowkes, p. 929; italics added, my emphasis. This passage should of course be compared with the famous passage in which
Marx describes the effects of the process of capitalist production upon the working class: see the passage cited in note 25 below. 14 The concept of socialism as a "qualitatively different totality" is a central
8
1
94
Notes
to pages
128- 130
theme of Marcuse's later works. See in particular Essay on Liberation and Counter Revolution and Revolt (Boston: Beacon Press, 1972). See also his "Re-examination of the Concept of Revolution" in Karl Marx and Contemporary Scientific Thought (The Hague: Mouton, 1969), pp. 477-82. Marcuse argues that socialism as a "rupture with the continuum of domination" implies "not only rational development of the productive forces but also redirection of progress toward the ending of the competitive struggle for existence, not only abolition of poverty and toil, but also reconstruction of the social and natural environment as a peaceful, beautiful universe: transvaluation of values, transformation of needs
and
-
total
Marcuse, "Re-
goals."
examination," p. 481. 15
MEW,
XXIII, pp. 511-12; Fowkes, p. 618. Marx and Marxism (New York: Herder
16 Iring Fetscher, p. 24,
my
&
Herder, 1971),
translation.
17
Ibid., p. 23, translation
1
Citing the "uncritical enthusiasm for technology" that has characterized the history of
what he
calls
changed. "conformist Marxism" Russell Jacoby writes:
The history of Marxism is the history of the society. The irresistible temptation was to into a
one-way and upward path. Progress
socialism.
The
texts
Dialectic of Defeat
in capitalism
movements of society was read as progress towards
of Marx could always be interpreted in
this light. (Russell
Jacoby,
p. 27)
discussion of this point in his Critical Theory of
108-12.
19
MEW, XXV, p.
20
MEW, XXV, MEW, XXV,
21
of the dialectical critique of bourgeois
cast the dialectical
(Cambridge: Cambridge University Press, 1981),
Compare Albrecht Wellmer's Society, pp.
loss
828. English translation: Karl Marx, Capital Fernbach (New York: Vintage Books, 1981), pp. 958-9. p. p.
III,
trans.
David
828; Fernbach, p. 959. p. 959. Basing his argument on the passage
828; Fernbach,
which Marx envisions the radical potential of automation Herbert Marcuse suggests that perhaps "Marx's own idea of (pp. The technical socialism was not radical enough and not Utopian enough achievements of capitalism would make possible a socialist development
in the Grundrisse in
592
ff.),
.
.
.
which would surpass the Marxian distinction between socially necessary labor and creative work, between alienated labor and nonalienated work, between the realm of necessity and the realm of freedom." "The Obsolescence of Marxism?," in Nicholas Lobkowicz, ed., Marx and the Western World (Notre Dame: University of Notre Dame Press, 1967), p. 413. (The title as printed leaves out Marcuse's original question mark.) 22 MEW, XXV, p. 828; Fernbach, p. 959. 23 Compare Wellmer, pp. 74 ff. and 115-19. For another discussion of this issue see Gyorgy Markus, "Practical-Social Rationality in Marx: A Dialectical Critique," Dialectical Anthropology IV (December 1979), pp. 25588, and V (May 1980), pp. 1-32. Herbert Marcuse argues that the formula "from each according to their needs" could very well result in a "bureaucratic welfare state [which] would still be a state of repression"
Notes
human needs
unless
pages
to
130-132
195
themselves also undergo a fundamental transformation.
Essay on Liberation, p. 4.
24 Under capitalism individuals are not motivated by the communal interest. The "common interest" is accomplished behind their backs. In capitalism the relationship which individuals have to each other is a reciprocal dependence which is imposed on them as an external force. Just because individuals seek only their particular interest which for
communal \genieinschaftlichen] interest form of communal life [Gemeinschaftlkhkeit] - the
in fact the universal
illusory
latter will
them
as
an interest which is "alien" and distinctive "general
particular,
MECW,
to
them, and independent of them, as in
interest." (The
German
the
its
turn a
V, p. 23;
the following from the Grundrisse:
[T]he
common
whole
is
interest
which appears
as the motive of the act [of exchange] as a
recognized as a fact by both sides; but, as such,
proceeds, as
it
it is
not the motive, but rather
were, behind the back of these self-reflected particular interests,
behind the back of one individual's interest in opposition (Grundrisse, pp. 155-6; Nicholas translation, p. 244)
MEW,
MEGA,
Ideology,
is
be imposed on
V, p. 47)
Compare
25
them does not
coincide with their
XXIII,
p.
to that
of the other.
765; Fowkes, p. 899.
26 Compare Lichtman: [T]here
is
a
tendency in Marxist theory
structuralism.
to fall into reified and abstract forms of emphasis on the system of alienated relations acting behind the
A valid
backs of individuals comes to be replaced by a doctrine that structures exist and act
Not only
independently of individuals.
consequences are
likely to
is
be regressive
this .
.
.
view unintelligible but
considered to be separate from us, a structure of real forces which represent in the world,
of theoretical praxis,
it is
(p.
its
political
Since the structure of alienation
these structures and not ourselves that
is
we merely bear or become the object
256)
practice undertaken from this perspective tends to focus on "changing the world", forgetting that there is a dialectical relationship between "the world" and human subjectivity, between social structure and the consciousness of the human beings who produce and reproduce that Political
structure.
27 Georg Lukacs, "Organisatorische Fragen der revolutionaeren Initiative," Werke II, p. 153. English translation in Georg Lukacs, Tactics and Ethics, trans. Michael McColgan (New York: Harper & Row, 1972), p. 116. This essay
first
appeared in Die Internationale
III
no. 8 (1921).
Compare
the
statement from his earlier essay on "Class Consciousness": Lukacs writes that the proletariat's struggle for a classless society "is not only a struggle
against an external enemy, the bourgeoisie, proletariat against capitalist
system on
overcome these II,
p.
itself,
its
it is
equally the struggle of the
against the devastating and degrading effects of the class consciousness.
effects in itself, will
it
Only when the
proletariat has
have achieved the real victory." Werke
256; History and Class Consciousness trans. Livingstone,
p. 80.
196
Notes
to page
132
28 In the course of commenting Philosophy (1923)
orthodoxy,
among
Korsch
refers
in
the to
1930 on the reaction
members of the
to his Alarxismus
und
the inner circles of Marxist
encounter between Marxist-Leninist
" 'west European' Communists". Korsch, "Der Gegenwaertige Stand des Problems 'Marasmus und Philosophic'," in Karl Korsch, Marxismus und Philosophic, ed. Erich Gerlach (Frankfurt: Europaeische Verlagsanstalt, 1966), p. 50. English translation: Karl Korsch, Marxism and Philosophy trans. Fred Hallidav (New York: Monthly Review Press, 1970), p. 119. Korsch's reference to himself and other " 'west European' Communists" may well have been the origin of the term "Western Marxism." The coining of this term is usually attributed to Merleau-Ponty, whose essay "Le marxisme 'occidental' " is itself an extended reflection on Lukacs's History and Class Consciousness vis-a-vis the problem of a dogmatic Soviet or Russian Marxism. For Merleau-Ponty the dogmatism of Soviet Marxism (a dogmatism which he claims also characterizes Leninism) consists in its tendency to absolutize consciousness by placing the knowing subject (in the form of the Party) "outside the tissue of history." Les Aventures de la
philosophy and the works of Lukacs himself and other
,
dialectique (Paris:
Gallimard, 1955),
p. 83.
Merleau-Ponty traces the ancestry of this dogmatism to Marx himself. He argues that the ancestor of Soviet dogmatism is Marx's undialectical preference for a scientific naturalism over philosophy. "The conflict between 'western Marxism' and Leninism is already found in Marx as the conflict between dialectical thought, and naturalism; the Leninist orthodoxy has eliminated Lukacs's attempt just as
Marx
liquidated his
first
'philosophical'
period." Les Aventures, p. 87.
For an excellent recent study of the relation of Lukacs to Western see Andrew Arato and Paul Breines, The Young Lukacs and the Origins of Western Marxism (New York: Seabury Press, 1979). See also Breines's earlier article: "Praxis and its Theorists: The Impact of Lukacs and Korsch in the 1920 Telos no. 11 (Spring 1972), pp. 67-103. For a passionate and incisive discussion of Western Marxism see Russell Jacoby's Dialectic of Defeat. Martin Jay's Marxism and Totality (Berkeley and Los
Marxism
V
Angeles: University of California Press, 1984) argues for the centrality of the category of totality for understanding the diverse expressions of Western
Marxism. Perry Anderson's Considerations on Western Marxism (London: New Left Books, 1976) is tendentiously polemical throughout. Anderson's work is distinguished by his rather idiosyncratic characterization of thinkers such as Althusser and della Volpe as "Western Marxists." Anderson's primary interest appears to be to assert the superiority of "classical Marxism" (Marx, Lenin, Trotsky) vis-a-vis the "typically philosophical orientation"
(p.
121) of
Western Marxism. The Afterword (written three years later) attempts to mute the polemical tone of his discussion. But Anderson's admission that he has failed to treat "the possibility that there may have been elements in the with classical tradition which are not so much incomplete as incorrect sufficient seriousness" does not go nearly far enough (p. 112). .
.
.
Notes
to
pages
133-134
1
97
29 Herman Goiter, "Offener Brief an den Genossen Lenin" (1920), cited by Jacoby, Social Amnesia (Boston: Beacon Press, 1975), p. 80. Gorter's letter was written in response to Lenin's pamphlet Left- Wing Communism. As Paul Breines points out, the emphasis on the crucial role of consciousness in revolutionary change "had been sharply formulated beginning in 1914-1915 by Lenin, Trotsky, Luxemburg and others from the left-wing of the Second International immediately after the latter's capitulation in the face of the imperialist war." Breines, "Praxis
and
certain historical irony in Gorter's
its
Theorists," p. 68. There
"Open
is
thus a
Letter" to Lenin.
1
pp. 135-6. Fred Halliday's term as "intellectual action" does not do justice to the breadth and depth of the concept of Geist as used bv Korsch. See Halliday,
30 Karl
Korsch, Marxismus
una Philosophie,
translation of this
p. 97.
31
Karl Korsch, "Grundsaetzliches ueber Sozialisierung" (1920), in Korsch, Gesamtausgabe, 2 vols., ed. Michael Buckmiller (Frankfurt: Europaeische Verlagsanstalt, 1980),
II,
p.
218;
italics in original.
English translation in Karl
Korsch, Revolutionary Theory, ed. Douglas Kellner,
p. 128.
In this essay
Korsch argues that the element which is missing in German Social Democracy is the element of "revolutionary fantasy." "From this lack of revolutionary fantasy we can explain the ghostliness [Schattenhaftigkeit] of the programs of action and the plans for socialization - pale and not sufficient for anyone, but least of all to the striving masses." Gesamtausgabe, pp. 217-18;
Kellner, p. 128.
32 Anton Pannekoek, "World Revolution and Communist Tactics" (1920), in Pannekoek and Gorter's Marxism, ed. D. A. Smart (London: Pluto Press, 1978), p. 103. See also Pannekoek's comment that "The spiritual [geistige] dependence of the proletariat on the bourgeoisie is the main cause of the weakness of the proletariat," and his claim that "the essence of [proletarian] organization is something spiritual [Geistiges]; it is the complete transformation of the proletarian character." Both remarks are from the article "Massenaktion und Revolution" (1912), cited in Jacoby, Dialectic, p. 74. 33 Wilhelm Reich, "What Baxandall
(New
York:
is
Class Consciousness?," in Sex-Pol, ed. Lee
Random House,
1966), p. 295.
For Reich the
symbolic indication that "bourgeoisification" had taken place
is
the story
"whether it is true or merely well invented" that when the mass demonstrations were taking place to Berlin in the area of the Tiergarten "most of the demonstrators took great care not to walk on the grass." Ibid. In the 1980s such an incident might be an indication of the ecological consciousness of the populace!
34
Ibid., p.
356. See also his Character Analysis
(New York:
Farrar, Straus
&
Giroux, 1949).
35 For thoughtful and substantial discussions of the work of the Frankfurt
School see the following among others: Helmut Dubiel, Wissenschaftsorganisund politische Erfahrung: Studien zur fruehen Kritischen Theorie (Frank-
ation furt:
Suhrkamp
Verlag, 1978), Alfons Soellner, Geschichte und Herrschaft:
1919-1942 (Frankfurt: SuhrSusan Buck-Morss, The Origin of Negative Dialectics: T
Studien zur materialistischen Sozialrvissenschaft
kamp
Verlag, 1979),
1
98
to pages
Notes
134-135
W. Adorno, Walter Benjamin and the Frankfurt Institute (New York: Free Press, 1977). Martin Jay's The Dialectical Imagination (Boston: Little, Brown, 1973) is the first general introductory discussion of the work of the Frankfurt School in English. For a more philosophically sophisticated discussion see
David
Held's
Introduction
to
Critical
Horkheimer
Theory:
Habennas
to
(Berkeley: University of California Press, 1980). For a discussion of some of
the recent literature see Douglas Kellner and Rick Roderick, "Recent
on
Literature
Critical
Theory,"
New German
Critique
no.
23
(1981),
pp. 141-70.
For sympathetic discussions of the project of "thinking Marx and Freud" (New York: Seabury Press, 1975), originally published as Neurose und Klassenkampf: Materialistische Kritik und Versuch einer Neubegruendung der Psychoanalyse (Hamburg: Rowolt, 1973), and Russell Jacoby's chapter "Negative Psychoanalysis and Marxism" in Social Amnesia. For a critique of Schneider's and Jacoby's understanding of this project see Richard Lichtman's The Production of Desire. Lichtman argues that it is possible to integrate Freudian insights into Marxist theory only when Freud's theory is restructured through social categories. Thus while social theory can expand upon the critical foundation provided by Marx by incorporating the restructured insights of Freudian theory, the process cannot be reversed; Freudian theory cannot be "remedied" by Marxism because Freud takes the point of view of capitalist social relations for see Michael Schneider, Neurosis and Civilization
granted.
36 Herbert Marcuse, "Die Idee des Fortschritts im Lichte der Psychoanalyse," in Psychoanalyse und Politik (Frankfurt: Europaeische Verlagsanstalt, 1968), p. 47; English translation in Herbert Marcuse, Five Lectures, trans. Jeremy Shapiro and Shierry M. Weber (Boston: Beacon Press, 1970), pp. 38-9. For an earlier statement of this notion see the following passage from Eros and Civilization: In every revolution there
seems to have been a historical moment when the struggle been victorious - but the moment passed. An element
against domination might have
of
self-defeat
seems
to
be involved
in this
dynamic, regardless of the validity of such
reasons as the prematurity' and the inequality of forces. (Boston: Beacon Press, 1955; reissued in 1966, pp. 90-1)
37 For an indication of the breadth of these discussions see note
5 in the
Introduction.
38 Karl Marx,
"On
the Jewish Question,"
MEGA,
vol.
I
1/1, p. 577;
MECW,
vol. Ill, p. 147.
A Contribution to the Critique of Political Economy, MEW, XIII, English translation, N.I. Stone, p. 11. 40 Herbert Marcuse, "Protosocialism and Late Capitalism: Toward a Theor39 Karl Marx, p. 9;
Based on Bahro's Synthesis,' International Journal ofPolitics X 2-3 (Summer-Fall 1980), p. 41. This essay is reprinted in RudolfBahro: Critical Responses, ed. Ulf Wolter (White Plains, New York: M. E. Sharpe,
etical Analysis
nos.
1980).
Notes 41
I
have argued
some length
this point at
in
my
Social Amnesia in Telos no. 25 (Fall 1975), pp.
Joel Kovel's/i Complete Guide
to
Therapy
to
pages
135- 136
1
99
discussion of Russell Jacoby's
196-211, and
in
my
review of
(New York: Pentheon Books, 1976)
in Telos no. 33 (Fall 1977), pp. 185-202. 42 For an attempt to conceptualize the concern with subjectivity in these movements as an appropriate response to the dynamics of advanced capitalism see among others Herbert Marcuse: "Under total capitalist administration and introjection, the social determination of consciousness is all but complete and immediate: direct implantation of the latter into the former. Under these circumstances, radical change in consciousness is the beginning, the first step in changing social existence." Essay on Liberation, p. 53. For a similar argument in terms of "really existing socialism," see Rudolf Bahro, The Alternative in Eastern Europe (London: New Left Books,
1978).
The is
recognition of the importance of the transformation of consciousness
not limited however to the oppositional movements in the industrialized
nations.
The
Sandinista revolution in Nicaragua has consistently emphasized
the subjective aspects of revolutionary change. This
ways
in the support given
is
apparent
among
other
by the government to women's groups and to the
brigadistas of the mental health projects. 43 The various attempts to develop what might be called a "counter-therapy" or a "radical therapy" are also relevant here. See in this connection the writings of Claude Steiner, Hogie Wyckoff and Joy Marcus in Readings in Radical Psychiatry, ed. Claude Steiner (New York: Grove Press, 1974) and the
of Harvey Jackins and others on the theory and practice of
writings
Re-evaluation Counseling, which despite
its
name does
not construe itself as
work of Michael Lerner, Lee Shore and others at the Institute for Labor and Mental Health, Oakland, California. Robert Jay Lifton, Joanna Rogers Macy, Joy Marcus and others have attempted to apply therapeutic insights and strategies to issues of "despair and empowerment" in the nuclear age. For a critique of the theoretical framework articulated in a "therapy."
See
also the
particular by Lifton, see Joel Kovel's Against the State of Nuclear Terror
(Boston: South
44
A
End
Press, 1983), pp. 17-24.
I
share his concerns.
brief survey of the psychology section of almost any bookstore in the
United States reader
she
is
is
enough
to
overwhelm even the most intrepid browser. The
offered a myriad of instant solutions for whatever problems he or
to have: How to be Awake and Alive; How to Love Every Minute How to Go From Sad to Glad; How to Enjoy Your Life in Spite of it How to Win at Love, Work and Play. If one has forgotten that one is
may happen
of Your Life;
and "OK", help
All;
is at hand in the form of recipes for Staying OK. 45 Cited byjacoby, Social Amnesia, p. 51. Jacoby's critique is deeply indebted to the earlier critique by Herbert Marcuse and Theodore Adorno of neo-Freudian revisionism. For Marcuse's discussion see his essay "The Social Implications of Freudian 'Revisionism'," Dissent, nos. 2 and 3 (Summer 1955), pp. 221-40. Reprinted as the epilogue to Eros and
Civilization.
For Adorno's discussion see "Sociology and Psychology,"
New
200
Notes
to pages
136-137
46 and 47 (November-December 1967 and JanuaryFebruary 1968), and his essay "Die revidierte Psychoanalyse," in Adorno, Horkheimer and Marcuse, Kritische Theorie der Gesellschaft, IV (n.p.,n.d). 46 Joel Kovel, A Complete Guide To Therapy, p. 254. 47 Lichtman, p. 276. Lichtman's discussion of the interconnections between radical politics and therapy is far more nuanced than either Jacoby's or Kovel's, neither of whom distinguish between a conformist psychology and a Left Review nos.
possible emancipatory practice of subjectivity. While pointing out the "social
conservatism"
of a therapeutic
self-reflective,
ironic,
mode which
contemplative,
is
and above
"verbal, all,
archaeological,
privatized
(p.
275)
Lichtman argues that "therapeutic awareness - the recognition of the unconscious dynamics behind lived experience" - (p. 285) "can play a very important role in the development of emancipatory politics" (p. 280). "Therapeutic awareness is a lever that can dislodge the complacency that masks defeated hope" (ibid.). But Lichtman does not address the issue of a (possible) radical therapeutic practice.
He
notes only that "the categories of
therapy are individualistic [inherently so?] and so reproduce the individual structures of capitalist domination" (p. 268). Yet in spite of this Lichtman
maintains that "[therapy] can participate fruitfully in the slow, patient, laborious development of ... a revolutionary practice"
connection
Michael
Lerner's
"Surplus
(p.
269). See in this
Powerlessness,"
Social
Policy
(January-February 1979). 48 I owe the term "internalized domination" to my friend and colleague Gail Pheterson, recently of the University of Utrecht. See her working paper "Alliance Between Women: Psychological Processes Against Racism,
Anti-Semitism and Heterosexism," Institute for the Study of Social Change, Berkeley, California, 1984. Forthcoming in Signs: Journal of Women in Culture and Society. Pheterson defines internalized domination as "the incorporation and acceptance by individuals within a dominant group of prejudices against others." Pheterson, p.
2.
I
would extend her
definition to
but also a variety of unstated assumptions which postulate the alleged inferiority of the targeted group, as well as the behavioral patterns which embody these assumptions. 49 Kovel defines a prefigurative perspective as one which "recognizes present reality as a prefiguration of what can be, but is not yet. [Such a perspective] include
not
sees a world
only
explicit
beyond the
"prejudices"
nation-state,
beyond technocracy, beyond economic
domination, beyond racism, beyond sexism: a Utopian vision, not here and not looming, but not to be put off either." Kovel, Against the State of Nuclear Terror, p. 166. For an excellent discussion of the necessity of a prefigurative perspective for antinuclear politics see the entire last section of this book. 50 This argument has been made earlier with reference to the dynamics of
advanced capitalism and "really existing socialism" by Herbert Marcuse, Andre Gorz and Rudolf Bahro, among others. Their claim is that these developments mandate the rethinking of the traditional Marxist designation of the industrial proletariat as the revolutionary subject. See in particular Marcuse's discussion of Bahro's The Alternative
in his article "Protosocialism
Notes
to
pages
137-139
201
and Late Capitalism." See also the collection of Bahro's articles, speeches and interviews in Socialism and Survival (London: Heretic Books, 1982). For Gorz's discussion see his Farewell to the Working Class (Boston: South End Press, 1982).
51 Against the State of Nuclear Terror, pp. 18-30 and pp. 145-9. 52 Albrecht Wellmer, Critical Theory of Society, p. 72. Wellmer argues that
Marxism 53
same
as critical social theory has this
status.
have in mind here the notion of "men as the enemy," a view which has been expressed by sections of the women's movement in the United States. For a I
of this position see Adrienne Rich's "Disloyal to Feminism, Racism and Gynephobia," first published in Chrysalis: A Magazine of Women's Culture no. 7 (1978), reprinted in On Lies, Secrets and Silence (New York: W. W. Norton, 1979). For a critique of the position represented by Adrienne Rich see bell hooks, Feminist Theory: From Margin to Center (Boston: South End Press, 1984). See also Elizabeth Spelman, "Theories of Race and Gender: The Erasure of Black Women," Quest V no. 4 (1982), pp. 36-62. 54 For an analogous argument with regard to even the most extreme forms of human behavior, see Ronald Aronson's Dialectics ofDisaster. The temptation in discussing the Holocaust for example is to "demonize" the Nazis and classic
exposition
Civilization:
regard them as a "separate race." actions
are
From
this perspective,
fundamentally incomprehensible.
But
to
however, their
categorize
evil
as
abandon the possibility of discovering any (nontranscendent) grounds for hope. See Aronson, pp. 1-17. 55 For a classical account of the routine mistreatment experienced by the sons of the British upper class in public schools see Thomas Hughes, Tom Brown School Days (Boston: James R. Osgood, 1876). 56 See in this connection Roger Gottlieb's critique of the work of Chodorow and Dinnerstein in his "Mothering and the Reproduction of Power: Chodorow, Dinnerstein and Social Theory," Socialist Review no. 77 (September-October 1984), pp. 91-119, and the exchange between Chowdorow, Dinnerstein and Gottlieb in Socialist Review no. 78 (NovemberDecember 1984), pp. 121-31. Alice Miller's otherwise excellent study For Your Own Good: Hidden Cruelty in Child-Rearing and the Roots of Violence (New incomprehensible
is
to
's
York: Farrar, Straus
&
Giroux, 1983) tends to discuss the issue without totality. Miller's book was originally Anfang war Erziehung (Frankfurt: Suhrkamp
reference to an oppressive social
published in
German
as
Am
Verlag, 1980).
57 See Rudolf Bahro's Socialism and Survival, esp. pp. 98-121, for an argument that progressive social movements can no longer afford to operate with this perspective. See also Kate Soper's claim that a revolution in the societies of advanced capitalism will also have to take account of "psychological deprivation," deprivation of the "immaterial sources of gratification." On Human Needs: Open and Closed Theories in a Marxist Perspective (Sussex: The Harvester Press, 1981), pp. 182 ff. 58 For additional discussion of this issue see notes 67 and 70 in chapter 1. In a
202
Notes topages
139-140
"when the real effects of pornography on men are understood, one can see that in being asked to give up pornography men are being asked to give up disadvantages, not advantages of their position." "Eros Thanatized: Pornography and Male Sexuality," Humanities in Society VII nos. 1 & 2 (Winter-Spring 1984), p. 47. For an excellent general discussion of the harmful consequences of sexism upon men as the non-target group see Jean Baker Miller's Toward a New Psychology of Women (Boston: Beacon Press, 1975). For a parallel perspective in terms of racism see Benjamin P. Bowser and Raymond G. Hunt, eds., Impacts ofRacism on White Americans (Beverly Hills, California: Sage Publications, 1981). See also my unpublished paper "Acknowledging the Pain of Racism for White," presented to the Northern California Group Psychotherapy Conference, November 1981. For moving accounts of the painful socialization of young Southern whites see Lillian Smith's Killers of the Dream (New York: W. W. Norton, 1949) and Anne Braden, The Wall Between (New York: Monthly Review Press, 1958). Joel Kovel's White Racism: A Psychohistory (New York: Pantheon Books, 1970) shares similar assumptions and discusses the issue from a psychoanalytic recent article Harry Brod argues that
perspective.
59
who belong group on one issue may well belong to the non-target group on another issue. The challenge of an emancipatory politics is to 'address It is
often overlooked that these roles overlap each other. People
to a targeted
people's lived experience of this overlap. duality of these roles
is
what makes
The
coalition
inability to
work
recognize the
so difficult. For two
attempts to grapple with this issue see Elly Bulkin, Minnie Bruce Pratt,
Barbara Smith, Yours
in Struggle:
Three Feminist Perspectives on Anti-Semitism
and Racism (Brooklyn: Long Haul Press, 1984), and Terry Wolverton, "Unlearning Complicity, Remembering Resistance: White Women's AntiRacism Education," in Learning Our Way: Essays in Feminist Education, ed. Charlotte Bunch and Sandra Pollack (New York: The Crossing Press), 1983, pp. 187-99. 60 The split between the personal and the social which characterizes lived experience under capitalism is a hallmark of capitalist relations of production. Capitalism appears to be the result of individuals' "personal choices"; in reality these "choices" are extorted by a system of social relations
which individuals are unfreedom. in
forced
to
become
agents
the
of their
own
61 Russell Jacoby distinguishes between an amnesia which can be explained as a
phenomenon and that form of forgetting which is the consequence of "the social and economic dynamic of this society." Social Amnesia, p. 4. Jacoby juxtaposes childhood amnesia and social amnesia, forgetting perhaps that the production of childhood amnesia is itself an aspect of that social loss of memory which is imposed by an oppressive psychological
society.
62 "Forgetting past suffering and past reality.
In contrast,
joy alleviates
remembrance spurs the
life
drive
under
for
a repressive
the conquest of
Notes suffering and the
permanence of
joy."
to
pages
140-142
203
Herbert Marcuse, The Aesthetic
Dimension: Toward a Critique of Marxist Aesthetics (Boston: Beacon Press, 1978), p. 73. Original version published in German as Die Permanence der Kunst: wider eine bestimmte Marxistische Aesthetik (Munich: Hanser Verlag, 1977). English version revised and translated by Herbert Marcuse and Erica
Sherover.
63
The
obscuring and the denial of the resistance of the oppressed is one systematically recycled social myths about all oppressed
component of the
groups. The internalization of this misinformation leads to the belief by members of the oppressed group that they themselves are to blame for their oppression. Part of the process of undoing the
lies
involves expanding the
concept of "resistance", recognizing a broader spectrum of behavior under this category. For one example of historical research which argues for a broader concept of resistance see Angela Davis, "Reflections on the Black
Woman's Role
in the
Community of
Slaves," The Black Scholar
III
no. 4,
(December 1971), pp. 3-15. 64 See Alice Miller, Thou Shalt Not Be Aware,
Hannum (New in
York: Farrar, Straus
German under
the
title
Du
&
sollst
trans.
Hildegard and Hunter
Giroux, 1984). Originally published nicht merken (Frankfurt:
Suhrkamp
Verlag, 1981).
65 Wellmer,
Critical Theory, p. 50.
66 See in this connection Bernice Johnson Reagon's "Coalition Politics: Turning the Century," a talk given at the West Coast Women's Music Festival in 1981 at Yosemite National Forest, California. Reprinted in Home Girls: A Black Feminist Anthology, ed. Barbara Smith (New York: Kitchen Table, Women of Color Press, 1983), pp. 356-68. 67 Herbert Marcuse, Eros and
Civilization, p. 245.
Index
Abstraction
Bebel, A., 183
Feuerbach on, 48, 62-3, 164 Marx on, 60-3, 67, 90 Adams, B. B., 144 Adams, H. P., 148 Adamson, W. L., 151,192 Addiction, 126, 192-3
Berlin,
Adorno,T., 132,199-200 Alienation see Civil society; Proletariat Allison,
H.
E.,
164
Althusser, L.
on crisis in Marxism, 12-13,150 on Marxism as science, 10, 147 Anderson, P., 150, 196 Anti-semitism, 76, 81-5, 173, 175-6, 180, 181-3; see also Jewish question 196
Arato, A., Aristotle,
158-9
Aronowitz,
S.,
12, 149, 151
I.,
184
Bernstein, E., 183
Birnbaum, N., 149 Bochmuhl, K. E., 163 Braden, A., 202 Brazill,W.J., 149, 172 Breines, P., 196, 197 Brod, H., 202 Buck-Morss, S., 198 Bulkin, E., 202 Capitalism, 83, 126-7, 134, 191,
192-5;
see also Proletariat
CarlebachJ., 173, 175, 176, 179-81, 183 Categorical imperative, 101,186 Christianity see Religion
Citizenship, 75-81, 82; see also State Civil society
Aronson, R., 150, 191,201
Hegel on, 20-4,31-2
Aufhebung (transcendence), 67, 82,
Marx
84,
180-1
Avineri, S., 148, 163, 176, 180, 186
Bahro, R., 143, 199, 200-1 Baran,
P.,
149-50, 193
BarionJ., 164 Bartky, S. L., 144, 186
Bauer, B., 15, 35, 45
on Jewish question, 74-6,174-6, 178-80; Marx's critique of, 76-81; Marx's reframing of, 81-5
on,
24-9,31-2
non-membership
in,
103, 105-6;
benefits of, 31-2; see also Poor
and state, 65-6, 67, 71-2, 75-82; see also Germany Clark, K. B., 171 Class consciousness, 116-17, 134, 190, 191, 195, 197
elemental, 24-7, 35, 40
oppression, 100, 190-1 see also
Poor; Proletariat
Claudin, F., 149
205
Index
Cobb, J., 144 Cohen, G. A., 192 Colletti, L., 149
Dialectical thought as critique, 6, 146
Dogmatic perspective on emancipatory
6-7
consciousness,
Colonization, 4-5, 145, 187
on reform of consciousness, 67-71
Common
towards revolutionary
130,194-5
interest,
Consciousness class, 116-17, 134, 190, 191, 195, 197 exclusive self-, ideological,
53-4
1
of infinite, 52
85-8, 182, 183-4
inverted,
87-8
of,
7, 56,
Dubiel, H., 197
Dupre,
149, 174
L.,
Ebering, E., 159
Education, Jacobin emphasis on,
above
consciousness/subjectivity;
41-3 Egoism see
Mystified consciousness;
Elemental class of society, poor
see also
Emancipatory
Religion
Cornu,
see
Dualism, 77-80, 177-8
67-73, 74, 93-5 revolutionary, 111-12, 113-17 species, 52-6, 101, 109, 168 transformation of see reform of reform
92-5, 123-32; Poor Dogmatism, 9, 146 potential, 43 Domination see Oppression subjectivity,
also
Draper, H., 181
natural, 91 political,
consciousness, 113-17
towards emancipatory
A.,
as,
148, 152
Corporations,
21-4
Marxism, 12-15,149-51 Critical Marxism and scientific Marxism, tension between, 8-12, 147 Critico-genetic method, 59-60,170 Crisis in
Private interest
24-7,35,40
Emancipation 77, 79, 82, 86-9, 95-6,
political,
176-8, 184; universal see also
182,203 Day laborer, 22 De Beauvoir, S., 144 Descartes, R., 167-8 Dialectical Marxism, 122-42, 190-1; Western Marxism, 132-5, 196-8 Dialectical perspective
on emancipatory consciousness,
4-6
Revolution
subjectivity
towards emancipatory subjectivity,
95-6
1-2
dialectical perspective on,
4-6,
71-3,95-6, 117-121 dogmatic perspective on, 6-7,
67-71,92-5,113-17,123-32; see also
Ends
Poor
in themselves,
as,
human
beings
108
Engels, F.,
14,152
Estates (Stand), 20-4, 46, 163, 169; see also
on reform of consciousness, 71-3 on revolutionary consciousness, 117-121
Citizenship
74, 77, 94, 177
Emancipatory consciousness/ definition of,
Davis, A.,
see also
human,
Hegel, on poor
Fanon, F., 144, 187 Feminism, 134-6, 144, 201 Fetishism, 28-9, 155-6, 192 Fetscher,!.,
128,148,150,194
206
Index
Feuerbach, L., 18
on
164 method, 170
abstraction, 48, 62-3,
genetic critical
Hegel and, 169-70 on Judaism, 83, 84, 181 Marx and, 163, 184 on mystified consciousness, 46-73, 78, 88, 101, 109, 155, 163-8; Marx's
18,
57-67 on reform of philosophy, 164-5 reformulation
on
religion see
of,
on mystified
consciousness above
H, 192 Forces on production, 123-6,130-1
Fleischer,
France revolution, 88, 71-2; see also
Jacobins Frankfurt School, 132-4, 197-8
Freedom and
necessity, realms of,
see also
129
72,172
realization of,
Emancipation
Freire, P., 94, 144, 145, 185
Freud,
HabermasJ., 145-7, 192 on Hegel, 171-2 on misreadings of Marx, 189 on realization of philosophy, 188 on scientism, 10-11,148 Harap, L., 174 Hegel, G. W. F., 12,18,81,191
on civil society, 20-4,31-2 on dogmatism, 146 on dualism, 1 77 Feuerbach and, 169-70 on history, 6, 171, 192 on infinity, 167 on inversion, 183 on poor, 15, 19,20-4,31-2,46, 153-4, 158-9, 179
on property, 29-30, 157 on realization of reason, 108-9 on Reformation, 117-18 on sense certainty, 90-1 on state, 112, 168-9 Held, D., 198
134, 198
S.,
Friedrich, M.,
Gouldner, A, 8-10, 146, 147, 149 Gramsci, A., 132
Hermes, K.
148
R,
176
Geist,
Hess, M., 18, 35, 173 Hillel-Rubin, D., 150
Gerlach,
Hirsch, H., 173
132-4 E, 149 Germany Idealism,
Marxism
1 1 1
in,
;
Historical materialism, see also
Philosophy
132-4,197
political revolution, impossible, 12,
98-100, 133-4 radical revolution, possible,
100-4,
110, 186
Girondins, 37
God, 117 idea of,
49-52,55,165, 167-8
see also Religion
Goldmann,
L.,
F. M.,
123-6
183
Hobbes, T., 23 Honneth, A., 148 Honor, 23 Hook, S., 149 Hooks, B., 144,201 Horkheimer, M., 132, 134 Howard, D., 148, 190 Human nature, 38-9, 89-90, 166 Hyppolite,J.,
163
189
Goodman, W., 171 Gordon,
Hitler, A.,
163, 167
Idea, 58, 143 Idealist voluntarism,
54-7
Gorter, H., 132, 133, 197
Ideological consciousness,
Gorz, A., 149,200-1 Gottlieb, R., 201
Individual/individualism, 53-5, 66,17 state and,
61, 64,
80-1
1
Index Infinite,
consciousness
of,
52
117-19,120-1 relations, 107,187
Internal priest,
Internal
Internalized oppression, 4-5, 84, 94,
117-19,134-5,144,183, 190-1, 198, 200, 203 Inversion (Verkehrung), 58, 85-8,
183-4
182,
207
KovelJ., 136, 137, 143, 145, 199-200, 202 Leiss,W., 189 Lenin, V. I. and Leninism, 13, 196, 197 Lerner,
M. 200
Liberation see Emancipation
Lichtman, R., 136-7, 193, 195, 198, Jackins,
R,
200
199
Jacobin
Lipsky, S.,
144
concept of education, 41-3
Locke,J., 23, 157
concept of poor, 19, 36-40
Loewith, K., 156
Jacoby, R., 136, 145, 194, 196, 198, 199, 202
Jay,M., 196,198 Jewish question, 74-97, 173-85, 192 Bauer's solution see under Bauer Feuerbachon, 83, 84, 181
Marx on Johnson,
Judaism
I.,
under
Marx
192
see Jewish
Kamenka, Kant,
see
C,
E.,
question
163,
166-7
64
on comparative universality, 25, 254 Hegel and, 47-8, 164 on humans as ends in
Lorde, A., 144
Lowy, M., 148 Lubasz, H., 156 on origins of Marxism, 18, 19, 150 on poor, 34, 35, 152-3, 159 Lukacs, G. on class consciousness, 116-17, 191,195 on crisis in Marxism, 12, 13 on Marxist theory and radical practice, 190 on transformation of consciousness, 132 as
Western Marxist, 132,137,196
Luther, M., 117-18, 183
Luxemburg,
R.,
197
themselves, 108
on Ideas, 143-4 on moral law, 186 on paralogisms, 165 on private property, 30 on things-in-themselves, 48 Katz,J.,
175
Kaufman,
1. 1.,
125, 192
Kautsky, K., 10
KeaneJ., 148 Kellner, D.,
149, 198
KoesterJ., 159 Korsch, K., 10
on as
crisis in Marxism, 12, 14, 149 Western Marxist, 132, 133,
195-6, 197 Koselleck, R., 159
McCarthy, T., 148 McLellan, D., 148, 149, 152, 159, 172, 173, 179-81 Marcus, J., 199 Marcuse, H., 143,203 on addiction, 193-4 on advanced capitalism, 199, 200-1 on dialectical thought, 146 on Freudian revisionism, 199-200 on Hegel, 146, 148 on Marxism, 151 on psychic Thermidor, 134 on remembrance, 203 on self-defeat, 198 on socialism, 127, 193-4, 200 as Western Marxist, 132,134
208
Index
Markus, G., 194 Marx, K. and Marxism crisis in, 12-15, 149-51 critical and scientific, tension between, 8-12, 147 as critique of a-historical
88-92
consciousness,
on Jewish question, 176,178; critique of, 76-81; reframing of, 81-5 on mystified consciousness; dialectical perspective,
71-3; dogmatic perspective, 67-71; reformulation of Feuerbach's theory, 57-62; as social incipient,
phenomenon, 62-7 'origins of, 18-19 on poor, transformation of Hegel's concept, 31, 34-5, 43
8-12, 124-6, 147-8
scientific,
two concepts of, 8-12 Western, 132-5, 137, 195-8 see also Dialectical
Marxism; Poor;
Proletariat
Materialism, 18-19,28-9, 123-6,139
139,202
Materialistic psychology,
May,
136
R.,
Mayer, G., 149, 161 Memmi, A., 144 on anti-Semitism, 182-3 on colonization, 4-5, 145, 187 on internalized oppression, 190-1 Merleau-Ponty, M., 196 Meszaros,
I.,
Marx
Necessity and freedom, realms of,
129
Non-target group, 139,158,202 Nuclear state, 122, 143, 191 B., 143, 187, 190 O'MalleyJ., 162-3, 187 Oppenheim, D., 176
Oilman,
Oppression blaming victim for, 76,176 consequences of, 126 perpetuation
138-41
of,
see also Internalized
Pannekoek,
oppression
132,133-4,197
A.,
Paralogisms, 165 Particularity
and
78-9
universality,
People, 36-40; see also Poor; Proletariat
Pheterson, G., 200
176
Phillipson, L.,
Philosopher kings, 28, 30, 32-4, 171 Philosophy, realization of and abolition of proletariat,
107-13,
187-8 Plato, 32-3 on Ideas, 143 on philosopher 32-3, 171
kings, 28, 30,
Poliakov, L., 83, 181
consciousness,
87-8
emanipation
under Emancipation
see
revolution see under Revolution
201,203 B., 144,202
Miller, A.,
Moore, Moore,
phenomenon, 62-7
under Feuerbach;
Political
181
Meyer, T., 152,186,188 Miller, J.
as social see also
Poor/poverty
produced, 105,113
B.,
145
artificially
S.,
163, 169
as elemental class of
human
88-92
24-7, 35, 40 Hegel on: estates and those of no estate, 15, 19, 20-4, 31-2,
as a-historical consciousness,
153-4, 158-9, 179 Marx's transformation of Hegel's
Mystified consciousness, abolition of, 7
addiction
to,
135
88-92 materiality of,
1
26
society,
discussion,
31,34-5,43
209
Index
Marxism, 'origins of ', 18-19 non-membership in civil society, benefits of,
31-2
Racism, 68, 145, 202
Reagon, B.J., 203
as philosopher kings,
28, 30,
32-4,
171
Reason
29-30 unincorporated, 20-4
Reductionism, 165
Reform/transformation of
universalist subjectivity of,
27-9,
consciousness,
30,39
74,
virtuous, Jacobin conception
36-40
Religion/ religious
consciousness, 48-56, 59, 63, 66,
148
Practice of subjectivity, B.,
state,
128
Practical reason,
and radical revolution, 102-4, 110,186 revolutionary consciousness
113-7 104-6
85-7, 95-6, 98-100,
radical,
in
100-4,110,186
unexpected countries, 12-13
Revolutionary consciousness, 99,
111-17, 197 dialectical perspective on,
1
17-9,
120-1 dogmatic perspective on, 113-17 Rich, A., 201
Rights
human, 38 85-6, 184
RitterJ., 157, 171, 188
Rjazanov, 161-2
36-42, 159-61
38-9 private, 30,33,38,157,189 universal, 29-30,40 basic,
Propertylessness
and
12,
133-4
Robespierre, M., on poor, 15,
Poor
Property
universality,
see also
political,
natural,
104-5, 119, 120, 187
universal character of, see also
Jewish question
Resistance, 140, 203
France, 19,36-43,88,171-2
137, 140,
subjectivity of,
78-9
Revolution
200 Priest, internal 117-9, 120-1 Priestly nature, 118-9 Private interest (egoism), 31-4, 89-91 Private property, 30, 33, 38, 157, 189 Production, forces of, 123-6, 130-1 Proletariat, 98-121, 185-9 abolition of, and philosophy, 107-13, 187-8
of,
76,
see also
5,135-42
202 164
Prefiguration,
177-8
78, 80, 101, 109, 165-8,
Postone, M., 148, 182
M.
67-73,
Reformation, 101, 117-18
PopkimA. R, 144
Prauss, G.,
7, 56,
93-5
Reich, W., 134,197
see also Proletariat
Popitz, H.,
108-9, 172, 189
realization of, 69,
universality,
Pratt,
128
practical,
propertylessness and
of,
100-4,110,186
Radical revolution,
29-30
Poor
Rosen,
Z.,
149
Rousseau, J. -J., 36,37,160 RubeLM., 148, 156 Ruge, A., Marx's correspondence with on essays on Christian art and Hegel, 45, 162
Psychology conformist, 136, 199-200, 202 materialistic,
Roderick, R., 198
139; see also
Therapy
on Feuerbach, 184 on Jewish Question, 176, 178, 184
210
Index
on reform of consciousness, 68-70 on religion, 171, 185 Runes, D., 74, 174 165
Russell, B.,
163 and universality, 46, 60, 68, 81, 180
true,
voting and, 60, 61,
Saint-Just, L. A. de,
15,
36-7, 159
Stuke, H., 149,172
Sans -culottes, 39 Sartre, J.-P.,
Schneider,
145,158,185-6
M,
of proletariat, 104-5, 119, 120,
Marxism, 124-6 and critical Marxism, tension between, 8-12, 147 Scientism, 10-1, 148 Scientific
53-4
Self-consciousness,
Sennet, R., 144
187 of, 68, 72-3, 135-42, 199 universalist, 27-9, 137 see also Emancipatory
transformation
consciousness/subjectivity
90-1
certainty,
57-8
Subjectivity,
practice of, 5, 135-42, 199
198
Schuffenhauer, W., 163
Sense
67-8
R,
152 Steiner, C, 199
Stein,
Suffrage, universal see Voting and the
Shaw,W., 192
state
150-1
Sherover, E., 145, 153
Sweezy,
Sherover-Marcuse, R., 145, 202 Silberner, E., 173 Smith, B., 202 Smith, L., 202 Smith, T. H., 183
Technology, 128, 194 Teichgrabber, R., 157 Theology see Religion
Soboul, A., 160 Social amnesia, 140, 202
Socialism transition to,
126-8,193-4 13-14
unlike Marx's prediction,
Society see Civil society Soellner, A.,
197
P.,
12, 13,
Therapy, 135, 136, 200 radical, 199; see also Psychology
Therborn, G., 12, 150 Thier, E., 148 Thing-in-itself, 48, 164 Thomas, P, 192 Transformation of concept of poor, 31, 34-5, 43
Soper, K., 201
of consciousness
Species
of subjectivity,
consciousness, 52-6, 101, 109,
see
5,
Reform
135-42, 199
Tucker, R., 173
168 content of human
Spelman,
E.,
Stalinism, State,
and
life,
64
150
46 civil society,
Unincorporated poor, 20-4 human emancipation see under Emancipation; see also Revolution
Universal
201
65-6, 67, 71-2,
Universality'
empirical, 20, 68
75-82 feudal, 86-7
estates and,
individual and, 61, 64, 80-1, 171
individual and, 61, 64, 171
knowledge, 65-6, 171 nuclear, 22, 143, 191
partial,
religion,
76,
78-9
20-2
87
particularity and,
78-9
and the poor, 27-30, 39
Index
and the proletariat, 104-6, 187 and propertylessness, 29-30 social, 65 and the state, 46,60,68,81,180 Unlearning,
5, 68,
also Practice
131, 137, 145; see
of subjectivity
Values, transvaluation
Voluntarism,
idealist,
Voting and the
state,
40 54-7 of,
37, 60, 61,
211
Wellmer, A., 145-6, 189, 192, 194, 201 on crisis in Marxism, 14, 149, 151
on emancipation, 141 on scientism, 10, 11, 148 Western Marxism, 132-4, 137, 195-8 Wolverton, T., 202
Wood
Theft
articles see
Poor
Wyckoff, H., 199
67-8
Young
Wage
labor,
Wartofsky,
Hegelians, 12, 74, 149, 189
189
M,
163,167
Index by
Ann
Hall
Hi