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BIBLICAL NARRATIVE AND PALESTINE’S HISTORY
Copenhagen International Seminar General Editors: Thomas L. Thompson and Ingrid Hjelm, both at the University of Copenhagen Editors: Niels Peter Lemche and Mogens Müller, both at the University of Copenhagen Language Revision Editor: James West Published Argonauts of the Desert: Structural Analysis of the Hebrew Bible Philippe Wajdenbaum Biblical Narrative and Palestine’s History: Changing Perspectives 2 Thomas L. Thompson Biblical Studies and the Failure of History: Changing Perspectives 3 Niels Peter Lemche Changing Perspectives 1: Studies in the History, Literature and Religion of Biblical Israel John Van Seters The Expression ‘Son of Man’ and the Development of Christology: A History of Interpretation Mogens Müller Japheth Ben Ali’s Book of Jeremiah: A Critical Edition and Linguistic Analysis of the Judaeo-Arabic Translation Joshua A. Sabih Origin Myths and Holy Places in the Old Testament: A Study of Aetiological Narratives Łukasz Niesiołowski-Spanò
Biblical Narrative and Palestine’s History Changing Perspectives 2
Thomas L. Thompson
Routledge Taylor & Francis Group LONDON AND NEW YORK
First published 2013 by Equinox, an imprint of Acumen Published 2014 by Routledge 2 Park Square, Milton Park, Abingdon, Oxon OX14 4RN 711 Third Avenue, New York, NY 10017, USA Routledge is an imprint of the Taylor & Francis Group, an informa business © Thomas L. Thompson 2013 Introduction © Philip Davies 2013 All rights reserved. No part of this book may be reprinted or reproduced or utilised in any form or by any electronic, mechanical, or other means, now known or hereafter invented, including photocopying and recording, or in any information storage or retrieval system, without permission in writing from the publishers. Notices Practitioners and researchers must always rely on their own experience and knowledge in evaluating and using any information, methods, compounds, or experiments described herein. In using such information or methods they should be mindful of their own safety and the safety of others, including parties for whom they have a professional responsibility. To the fullest extent of the law, neither the Publisher nor the authors, contributors, or editors, assume any liability for any injury and/or damage to persons or property as a matter of products liability, negligence or otherwise, or from any use or operation of any methods, products, instructions, or ideas contained in the material herein. ISBN: 978-1-908049-95-7 (hardcover) British Library Cataloguing-in-Publication Data A catalogue record for this book is available from the British Library. Library of Congress Cataloging-in-Publication Data Thompson, Thomas L., 1939– Biblical narrative and Palestine’s history : changing perspectives 2 / Thomas L. Thompson. p. cm. – (Copenhagen international seminar) Includes bibliographical references and indexes. ISBN 978-1-908049-95-7 (hardcover) 1. Narration in the Bible. 2. Bible. O.T.–Criticism, Narrative. 3. Bible. O.T.– History of Biblical events. I. Title. BS1182.3.T46 2012 221.6’7–dc23 2012022764 Typeset by JS Typesetting Ltd, Porthcawl, Mid Glamorgan.
To my colleague and friend Niels Peter Lemche
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Contents Acknowledgments Abbreviations Introduction Philip R. Davies 1. The Joseph and Moses narratives 4: narratives about the origins of Israel
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2. Historical notes on Israel’s conquest of Palestine: a peasants’ rebellion
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3. The background of the patriarchs: a reply to William Dever and Malcolm Clark
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4. Conflict themes in the Jacob narratives
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5. History and tradition: a response to J. B. Geyer
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6. Text, context, and referent in Israelite historiography
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7. Palestinian pastoralism and Israel’s origins
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8. The intellectual matrix of early biblical narrative: inclusive monotheism in Persian period Palestine
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9. How Yahweh became God: Exodus 3 and 6 and the heart of the Pentateuch
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10. 4QTestimonia and Bible composition: a Copenhagen Lego hypothesis
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11. Why talk about the past? The Bible, epic and historiography
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12. Historiography in the Pentateuch: twenty-five years after Historicity
163
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13. The messiah epithet in the Hebrew Bible
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14. Kingship and the wrath of God: or teaching humility
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15. From the mouth of babes, strength: Psalm 8 and the Book of Isaiah
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16. Job 29: biography or parable?
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17. Mesha and questions of historicity
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18. Imago dei: a problem in the discourse of the Pentateuch
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19. Changing perspectives on the history of Palestine
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Index of biblical references Index of authors
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Acknowledgments Seventeen of the nineteen studies contained in this volume appeared originally in the following journals and collections of scholarly papers, and are republished here by the kind permission of the respective publishers and editors, as listed below. Chapter 1: ‘The Joseph and Moses Narratives 4: Narratives about the Origins of Israel,’ originally published in J. M. Miller and J. H. Hayes (eds), Israelite and Judaean History (Philadelphia, PA: Westminster, 1977), 210–12. Chapter 2: ‘Historical Notes on Israel’s Conquest: A Peasants’ Rebellion,’ originally published in the Journal for the Study of the Old Testa ment 7 (1978), 20–27. Chapter 3: ‘The Background of the Patriarchs: A Reply to William Dever and Malcolm Clark,’ originally published in the Journal for the Study of the Old Testament 9 (1978), 2–43. Chapter 4: ‘Conflict Themes in the Jacob Narratives,’ originally published in Semeia 15 (1979), 5–26. Chapter 5: ‘History and Tradition: A Response to J. B. Geyer,’ originally published in the Journal for the Study of the Old Testament 15 (1980), 57–61. Geyer’s article was published in the same issue of the journal. Chapter 6: ‘Text, Context and Referent in Israelite Historiography,’ originally published in Diana V. Edelman (ed.), The Fabric of History: Text, Artifact and Israel’s Past (Sheffield: SAP, 1991), 65–92. Diana Edelman is to be thanked for many substantial improvements in the style and content of this paper. Chapter 7: ‘Palestinian Pastoralism and Israel’s Origins,’ originally published in the Scandinavian Journal of the Old Testament 6/1 (1992), 1–13. Chapter 8: ‘The Intellectual Matrix of Early Biblical Narrative: Inclusive Monotheism in Persian Period Palestine’ is dedicated to the graduate students at Marquette University. It was first presented at a 1992 symposium chaired by Diana Edelman at the annual meeting of the Society of Biblical Literature in San Francisco. It was subsequently published in D. V. Edelman (ed.), The Triumph of Elohim: From Yahwisms to Judaisms. Contributions to Biblical Exegesis and Theology (Kampen: Kok Pharos, 1995), 107–26.
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Chapter 9: ‘How Yahweh Became God: Exodus 3 and 6 and the Heart of the Pentateuch.’ This paper was first presented as the inaugural lecture at the University of Copenhagen on September 14, 1993 and was published under the title: ‘Hvorledes Jahve blev Gud: Exodus 3 og 6 og Pentateukens centrum’ in DTT 57 (1994), 1–19. The English version was published in Journal for the Study of the Old Testament 20 (1995), 57–73. Chapter 10: ‘4QTestimonia and Bible Composition: A Copenhagen Lego Hypothesis.’ This essay was first presented as a lecture at a congress on the Dead Sea Scrolls at Schaeffergården, sponsored by the Institute for Biblical Exegesis of the University of Copen hagen in June of 1995, and published in the collected papers of the congress in Frederick H. Cryer and Thomas L. Thompson (eds), Qumran Between the Old and New Testaments (Sheffield: Sheffield Academic Press, 1998), 261–76. Chapter 11: ‘Why Talk About the Past? The Bible, Epic and Historiography.’ This previously unpublished chapter was originally presented as a paper at the 1999 meeting of the Society of Biblical Literature. Chapter 12: ‘Historiography in the Pentateuch: Twenty-Five Years after Histor icity,’ originally published in the Scandinavian Journal of the Old Testament 13/2 (1999), 258–83. The title alludes to T. L. Thompson, The Historicity of the Patriarchal Narratives: The Quest for the Historical Abraham, BZAW 133 (Berlin: de Gruyter, 1974). Chapter 13: ‘The Messiah Epithet in the Hebrew Bible’ was presented as a paper at the annual Rostock–Copenhagen conference on biblical exegesis, which was held at the University of Rostock on April 29–30, 2001. It was published in the Scandinavian Journal of the Old Testament 15/1 (2001), 57–82 Chapter 14: ‘Kingship and the Wrath of God: Or Teaching Humility,’ originally published in the Revue Biblique 109 (2002), 161–96. Chapter 15: ‘From the Mouth of Babes, Strength: Psalm 8 and the Book of Isaiah,’ originally published in the Scandinavian Journal of the Old Testament 16/2 (2002), 226–45. Chapter 16: ‘Job 29: Biography or Parable?’ originally published in Thomas L. Thompson and Henrik Tronier (eds), Frelsens Biografisering (Copenhagen: Museum Tusculanum, 2004), 115–34. Chapter 17: ‘Mesha and Questions of Historicity,’ originally published in the Scandinavian Journal of the Old Testament 21/2 (2007), 241–60. Chapter 18: ‘Imago Dei: A Problem in the Discourse of the Pentateuch.’ This lecture was originally given on the occasion of my retirement from the Faculty of Theology of the University of Copenhagen on February 26, 2009. I have tried as best I can to maintain the structure and tone of the original. It is dedicated to Gerd Lüdemann, Professor of New Testament in Göttingen and his current struggle for academic freedom. It was first published in English in the Scandinavian Journal of the Old Testament 23/1 (2009), 135–48.
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Chapter 19: ‘Changing Perspectives on the History of Palestine.’ The first version of this lecture was presented in a meeting of the Society of Biblical Literature in Chicago in 1991, celebrating the 100th anniversary of William F. Albright’s birth, with the title ‘From the Stone Age to Israel.’ This was published in the Proceedings of the Eastern Great Lakes and Midwest Bible Societies 11 (1991), 9–32. Various revisions and parts of this paper have been given over the years at Johns Hopkins and Vanderbilt universities, and the universities of Berlin, Heidelberg, Edinburgh, Oxford, Münster, Copenhagen, and Damascus. The present revision was written in the summer of 2011 and tries to incorporate some of the results of the discussions I had in Damascus in December 2009 with the historian Firas Sawah. On this discussion, see F. Sawah, ‘The Faithful Remnant and the Invention of Religio-Ethnic Identity,’ in E. Pfoh and K. Whitelam, The Politics of Israel’s Past: Biblical Archaeology and Nation-Building (Sheffield: Phoenix Press, forthcoming); as well as T. L. Thompson, ‘What We Do and Do Not Know about Pre-Hellenistic al-Quds,’ and ‘The Faithful Remnant and Religious Identity: The Literary Trope of Return: A Reply to Firas Sawah,’ in the same volume. I wish also to thank my publisher Tristan Palmer, as well as my editors, Hamish Ironside and Gina Mance, for preparing this volume for press during a period when my participation in the process has been severely restricted due to eye surgery.
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Abbreviations AASOR AB ABD ABS ADAJ ADPV ANET AnOr AOAT AOF ARAB ArOr AUSS B&I BA BAR BASOR BASORS Bb BDBAT BETL BHS Bibl BTAVO BWANT BZAW CANE CB CBÅ CBQ CBQMS CBR CHANE CIS CKLR DBAT
Annual of the American Schools of Oriental Research Anchor Bible Anchor Bible Dictionary Archaeology and Biblical Studies Annual of the Department of Antiquities of Jordan Abhandlungen des deutschen Palästina Vereins Ancient Near Eastern Texts Relating to the Old Testament Antiguo Oriente Altes Orient und Altes Testament Altorientalische Forschungen Ancient Records of Assyria and Babylonia Archiv für Orientforschung Andrews University Seminar Studies The Bible and Interpretation The Biblical Archaeologist Biblical Archaeological Review Bulletin of the American Schools of Oriental Research Bulletin of the American Schools of Oriental Research Supplements Biblica Beihefte für Dielheimer Blätter zum Alten Testament Biblioteca ephemeridum theologicarum lovaniensium Biblia Hebraica Stuttgartensia Bibliana Beihefte zum Tübinger Atlas des vorderen Orients Beiträge zur Wissenschaft vom alten und neuen Testament Beihefte zur Zeitschrift für die alttestamentliche Wissenschaft Civilizations of the Ancient Near East Coniectanea Biblica Collegium Biblicum Årsskrift Catholic Biblical Quarterly Catholic Biblical Quarterly Monograph Series Currents in Biblical Research Culture and History of the Ancient Near East Copenhagen International Seminar Chicago Kent Law Review Dielheimer Blätter zum Alten Testament
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Abbreviations
DKNT Danske Kommentar til Det nye Testament DTT Dansk Teologisk Tidsskrift EI Eretz Israel ESHM European Seminar on Historical Methodology ET Expository Times FBE Forum for bibelsk eksegese FFC Folklore Fellows Communications FRLANT Forschungen zur Religion und Kultur des alten und neuen Testament Gads Bibel Leksikon GBL HANES History of the Ancient Near East Studies HKAT Handkommentar des alten Testament HLS Holy Land Studies HSM Harvard Semitic Monographs HSCL Harvard Studies in Comparative Literature HSCP Harvard Studies in Classical Philology HSS Harvard Semitic Studies HThR Harvard Theological Review IEJ Israel Exploration Journal Int Interpretation IS Islamic Studies JANES Journal of Ancient Near Eastern Studies JAOS Journal of the American Oriental Society JBTh Jahrbuch für Biblische Theologie JBL Journal of Biblical Literature JHS The Journal of Hebrew Scriptures JNES Journal of Near Eastern Studies JNSL Journal of Northwest Semitic Languages JSOT Journal for the Study of the Old Testament JSOTS Journal for the Study of the Old Testament Supplements JSP Judea and Samaria Publications JSS Journal of Semitic Studies KS Kleine Schriften KTU Die Keilalphabetischen Texte aus Ugarit LCL Loeb Classical Library LHB/OTS Library of Hebrew Bible/Old Testament Studies NEAEHL New Encyclopedia of Archaeological Excavations in the Holy Land NSK Neuer Stuttgarter Kommentar OA Oriens Antiquus OBO Orbis Biblicus et Orientalis OLP Orientalia Louvaniensa Periodica Or Orientalia OrAn Oriens Antiquus OTS Oudtestamentische Studiën OTSe Old Testament Series
Abbreviations
PEQ Palestine Exploration Quarterly PJ Preussischer Jahrbücher PEGLMBS Proceedings of the Eastern Great Lakes and Midwest Bible Societies PIOL Publications de L’Institute Orientaliste de Louvain POOTS Proceedings of the Oxford Old Testament Seminar PSAS Proceedings of the Seminar for Arabian Studies RA Revue d’Assyriologie Rencontre Assyriologique Internationale RAI RB Revue Biblique RBL Review of Biblical Literature SAB South Asia Bulletin SBLMS Society of Biblical Literature Monograph Series SBLSP Society of Biblical Literature Seminar Papers StBL Studies in Biblical Literature SBS Stuttgarter Bibelstudien SBT Studies in Biblical Theology SFQ Southern Folklore Quarterly SHAJ Studies in the History and Archaeology of Jordan SHANE Studies in the History of the Ancient Near East SHJ Studies in the History of Judaism SJOT Scandinavian Journal of the Old Testament SS Studi Storici SSN Studia Semitica Neerlandica SSU Studia Semitica Upsaliensia SWBAS Social World of Biblical Antiquity Series TA Tel Aviv TAVO Tübinger Atlas des vorderen Orients ThT Theology Today TZ Teologisches Zeitschrift UF Ugaritische Forschungen USFISFCJ University of South Florida International Studies in Formative Christianity and Judaism VT Vetus Testamentum VTS Vetus Testamentum Supplements WMANT Wissenschaftliche Monografien zum alten und neuen Testament ZA Zeitschrift der Assyriologie ZAH Zeitschrift für Althebräisch ZAW Zeitschrift für die alttestamentliche Wissenschaft ZDA Zeitschrift für Deutsches Altertum ZDMG Zeitschrift des deutschen morgenländischen Gesellschaft ZDPV Zeitschrift des deutschen Palästina Vereins ZDKKB Zeitschrift für Kunst und Kultur im Bergbau
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Introduction Philip R. Davies
Patriarchs and Pentateuch After his undergraduate studies at Duquesne University, Thomas Thompson spent a year in Oxford, before going to Tübingen, where he lived and studied with Kurt Galling and Herbert Haag from 1963 to 1975, and was a research associate on the Tübinger Atlas des vorderen Orients, publishing a book on the Bronze Age in Sinai and the Negev (1975) and on the Bronze Age in Palestine (1979). His PhD (Temple University) on the historicity of the patriarchs was published in 1974. After teaching part-time at the University of North Carolina from 1976 to 1978, he spent ten years as a private scholar before taking a post at Lawrence University, then at Marquette University in Milwaukee, where he remained until 1993. Denied tenure in that Jesuit school, he accepted a chair in Copenhagen, where he remains, having retired in 2009. In understanding and appreciating the work of Thomas Thompson it is important to realize how much his formation owes to Europe and how far his published views isolated him from mainstream American academic life. It is equally important to recognize that from the beginning he was as much, if not more, interested in literature, especially folk literature, than in history and archaeology. It was his Historicity of the Patriarchal Narratives, which, together with John Van Seters’s Abraham in History and Tradition, may be said to have buried the notion of a ‘patriarchal age,’ but Thompson’s interests were, as his subsequent work has shown clearly, less concerned with ‘historicity’ as an issue in itself, than with how we should read and understand such narratives. The patriarchs, and especially Abraham, are the means by which the biblical tradition has expressed Israel’s political, sociological and geographical ties with the world surrounding it … Understandably, the stories often are aetiological in intent and are used to explain the historiographical relationship between the eponymous ancestor or hero and the tribe, village, or region bearing his name.1
1. T. L. Thompson, The Historicity of the Patriarchal Narratives: The Quest for the Historical Abraham, BZAW 133 (Berlin: De Gruyter, 1974), 298.
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The chapters in this volume show how Thompson has clarified and refined the question of how we should understand narratives that we treat as ‘historiography.’ Indeed, he regards ‘historiography’ as an inappropriate category: such narratives do not attempt to reflect the realities of the past. In a social world whose time and space were not measured by scientific (rather than mythical) calendars and maps, and where the past was perceived only in story, ‘history’ in our modern sense is meaningless. Rather the past was – could only be – an extension of the present, configured by stories that inevitably conformed to literary conventions, to the point where, he comes to argue in his later work, modern historical reconstruction from such narratives is largely pointless. Such a conclusion, however, is not achieved or defended by ignoring the realia of Palestine’s past that are available to modern scholarship. The essays here also show that Thompson has always possessed a detailed knowledge of archaeology and of topography. However, rather than seeking ‘congruence,’ ‘correlation,’ or ‘confirmation’ of the narratives by various strategies, in the manner of the now-defunct ‘biblical archaeology,’ he insists that this kind of historical research is futile. Those of us who have recently come to understand that ‘cultural memory’ is a more appropriate conceptual tool for classifying these narratives can now look at Thompson’s work and see how, beginning forty years ago, he had anticipated this insight. The essays presented here demonstrate the increasing clarity and sophistication with which Thompson has explained how the Bible’s extended narratives work. It is fair to say that the majority of biblical scholars do not follow his path, at least to the end; but equally fair to say that (wrongly) the majority did not follow him forty years ago, either. Of the first four chapters, three work out a position on the issue of Israelite origins in critical reaction to other scholars. Chapter 2 is specifically a critique of Mendenhall’s ‘peasants’ revolt’ theory, but covers other conquest and pastoral models of Israel’s conquest/settlement in Palestine. Underlining the fact that there is actually no evidence for the ‘revolt’ theory, he makes the striking observation that the agreement among these theories about the chronology of Israel’s settlement ‘is rather a procedural consensus, wrought out of the uncertainty of how it happened and even of what happened.’ In 1977 Hayes and Miller’s Israelite and Judaean History appeared – a moment when much of this history was highly contested. Unfortunately, the chapter on the Patriarchs had already been assigned when Thompson was invited to contribute, and so he wrote instead (with Dorothy Irvin) on the Joseph and Moses narratives. But he did respond critically to the authors of the Patriarchs chapter, Dever and Clark. Chapter 3 is in fact a substantial review of the entire issue, which develops the case for an Iron Age terminus a quo, concluding with the assertion that ‘one cannot posit the existence of a tradition without the concomitant existence of the bearers of that tradition’ – in other words, no ‘Israelite’ tradition without an Israel. But his own chapter (with Irvin) on Joseph and Moses in turn came under attack from John Geyer, opposed to Irvin’s use of comparative oral tradition as a means of assessing historicity and to Thompson’s insistence that the Pentateuchal tradition was irrelevant to the history of Israel’s origins. In Chapter 5 (implicitly) and Chapter 6 (explicitly), Thompson rebuts
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these criticisms. In Chapter 5 the following insight seems to me significant: ‘To the extent that a traditional narrative can be recognized as “historical,” it can disclose meaning which has been brought to the past or associated with the past by tradition, and only accidentally and rarely meaning which that past itself might be given in a historical account.’ This principle became a crucial issue between the biblical archaeology methodology and the literary-critical. For the former, the goal is the retrieval of nuggets of ‘historical’ information from the literature, for the dual purpose of writing history and of verifying reliability: this depends, of course, on a literal reading of these texts For the literary-critical position – represented both by the school of Alt in Germany and by those who were later to be known as ‘minimalists’ – historical nuggets, where they could genuinely be found, were mostly of little help in writing a modern critical history and certainly irrelevant to the overall evaluation of the ‘reliability’ of the narratives. The primary task, not just for the literary critic but also for the historian, is to understand the structure and purpose of the traditions and the narratives (‘sources’) in which they were represented. Concern with ‘reliability’ prejudges this question by predetermining the narratives to have the purpose of relating history (in our sense of declaring ‘what really happened’). In this essay, however, Thompson passes beyond both positions by applying the method of comparative literature (e.g. folklore studies) and challenging the distinction between ‘myths,’ ‘folk-histories,’ ‘folktales’ within the Pentateuchal narratives. As he points out, the Bible does not mark any transition of genre between Genesis 11 and 12, and folkloric features within the Pentateuch cannot be extracted from the larger story into which they are woven. In Chapter 4 Thompson uses comparative literary methods on the Jacob story to construct a different kind of analysis of the Pentateuchal narrative as a series of ‘episodes’ forming a ‘chain.’ Not only are the conflict stories in the Jacob cycle, he argued, ‘literary fictions,’ but so is the larger narrative to which they now belong. The proper context for comparing them is not with reconstructed realia of Israelite social life but with the genre of the heroic tale, where the parallels are more soundly demonstrable and meaningful.
Beyond historiography With Chapter 6 we come to what I regard as the pivotal point in this collection, which deserves some extended comment. Here some very significant moves become evident. Thompson announces a fundamental break with literary- historical criticism by insisting that one cannot convert a composition theory into history. The Origin Tradition of Ancient Israel (1987), extending the work already undertaken on the Jacob stories, produced an analysis of Genesis– Exodus 23 as a single complex chain-narrative. This article, however, contains other important milestones in Thompson’s thinking: Exodus 23.20–24.8, for example, is concerned not with an initial entry in to the Promised Land:
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Biblical narrative and Palestine’s history The historical context of this literary referent is apparently the postexilic situation in which the tradition supports the hope of a new generation in Palestine who have identified with the return from the ‘wilderness’ of exile to the Promised Land. This hope is born, or promises to find its fulfillment, in their lives in the Persian period.
Here, it seems, Thompson implicitly accepts Wellhausen’s dictum that texts do not tell us about the time to which they refer but they do tell us about the time in which they were written. Hence there is a place for historical research in the literary analysis of biblical narratives. But the ‘return from exile,’ as Thompson’s later work will clarify, is not necessarily to be directly historicized as a context: rather, the hope is the context, and, as I read Thompson, whether this hope yields evidence of a historical ‘return,’ or even a historical ‘exodus,’ remains questionable. Thompson’s Early History of the Israelite People from the Written and Archaeological Sources, which appeared in 1992, represents a massive exposition of the whole issue for biblical historiography of literary versus non-literary data and their relationship. It contains a developed statement of his view of the nature of the literary tradition, which drives a deep wedge between the ‘Israel’ both presented by the biblical narrative and reconstructed in much scholarly literature, and the ‘Israel’ that could be reconstructed from non-biblical sources. The biblical ‘Israel’ is, in this analysis, a literary rather than a historical phenomenon. In Chapter 6 he formulates this assertion as follows: It has also become a viable method for one significant aspect of Israel’s history; for the development of the tradition reflects the historically significant formative process by which ‘Israel,’ through its use of tradition, was created out of the political and historical disasters of the Assyrian and neo-Babylonian periods. The formation of biblical narrative – this ideologically motivated, originating process that makes Israel – begins at the earliest during the course of Assyria’s domination of Palestine. At the latest, the Israel we know from the tradition comes to be during the pre-Hellenistic postexilic period.2
The biblical ‘Israel’ is seen as a vision of a new Israel, and thus necessarily born out of the destruction of the old one: as he puts it, in the ‘twilight and destructions of the states of Samaria and Jerusalem.’ But whereas much of Thompson’s work to this point has been concerned with ‘tradition,’ he now queries this notion itself. The historical evidence strongly suggests that ancient Israelite written literature, and the scribal institution that this implies, cannot be dated before the eighth or (‘perhaps even better’) seventh century bce. The biblical literature is thus the product of ‘a small handful of scholarly bibliophiles,’ and the ‘tradition’ represented in its narratives is not a popular cultural memory (the term had
2. T. L. Thompson, The Early History of the Israelite People from the Written and Archae ological Sources (Leiden: Brill, 1992).
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not yet been introduced, of course), nor concerned with preserving a realistic account (Thompson would say, now if not then, any account) of the past. Earlier stories may be embedded within, but also tropes belonging to the ancient Near Eastern literary tradition itself, well known to these ‘scholarly bibliophiles,’ but with no historical rooting. The narratives as a whole are the product of scholarly imagining, of intellectual reflection, of theology, even. This conclusion anticipates Thompson’s later work, in which the context of all biblical literature is seen, not as a world of history but of literary tropes. The currency of this scholarly elite, cycled and recycled, produced a web of intertextuality incapable (on the whole) of untangling in synchronic terms at all, or at least in terms of historical development – and so precluding the spinning of history out of text. The distinction between biblical and non-biblical representations of the past is taken up in Chapter 7, where Thompson summarizes elements of his Early History, most importantly (in my view) the section entitled ‘The separate origins of “Israel and Judah”.’3 Thompson distinguishes the Iron I settlement of the central highlands from the contemporary settlements in Galilee (which together belonged to the kingdom of Israel) and the Iron II settlement in Judah, which along with the northern Negev and Shephelah, formed the kingdom of Judah. The notion of a ‘twelvetribe Israel,’ indeed of an ‘Israelite nation,’ is part of the biblical story, but not part of history. Any history must now be a history of Palestine in which the societies and states and provinces of Judah and Israel/Samaria are a part, and the genre ‘History of Israel’ is dead. It is as disappointing as it is inevitable that such conclusions have evoked an imputation of anti-Semitism. Thompson has not overtly engaged in such polemics, but he has engaged with Palestinians and (along with Ingrid Hjelm) with the Samaritans – a dwindling and threatened community who have better reason than their Jewish neighbors to claim a historic right to the ancient territory of Israel. This (as one who shares these views) I regard simply as a recognition of the need to remember the history of the land and all its peoples correctly and not skew it in the interests of any modern ideology. The issue of monotheism and its origins is a major aspect of the distinction between a ‘biblical’ Israel and the historical societies of Judah and Samaria, and two essays here are devoted to this topic. In Chapter 8 the emphasis is on an inclusive monotheism located within a late Persian matrix, in which the various profiles of the deity in older stories are recast as images of a High God. Specially mentioned are Exodus 3 and 6, two theophany stories that are treated in more detail in the following essay. An important advance evident especially in Chapter 9 is the attention Thompson pays to the Hellenistic period, in which he acknowledges the influence of his Copenhagen colleague Niels Peter Lemche. He has now moved his terminus ad quem (see above), drawing attention both to evidence of editing of the Hebrew Bible in the Hasmonean period in the Masoretic chronologies (as he had already in his earlier work) 3. Thompson, Early History of the Israelite People, 401–11.
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and also in the development of exclusive monotheism, about which he writes: ‘The need to reject syncretism and the dominance of Greek culture in exclusive monotheistic terms created a need to affirm the indigenous tradition of inclusive monotheism in exclusive anti-Hellenistic terms.’ The instances examined here of such a recasting of earlier stories about gods represents the working of a kind of literary history unlike that still largely favored in Germany, where texts are fragmented into successive and multiplying ‘redactions.’ Instead, the uncertainties of such precise delineations and hypothesized ‘redactors’ are replaced by an analysis based on ideological and literary features that indicate a developing intellectual matrix. Like the documentary hypothesis of the nineteenth century, there is an interplay between the perception of nuances or cultural assumptions in the literature and the historical development of the historical societies that produced the texts. The game is played in much the same way, but the pieces have changed to reflect the new knowledge we have and the refined methods of analyzing literature. Yet here we can also see the beginnings of another step in the evolution of Thompson’s ideas – his treatment of Isaiah 7 leads him to consider the issue of Messianism as a theme unifying the Old and New Testaments. This betrays that interest in intertextuality within the Bible, a movement towards a perception of the Hebrew Bible/Old Testament as a single ‘tradition,’ that we noted earlier. One other question left over from these discussions, and perhaps never quite resolved, is how far Thompson will accept cultural evolution and cultural influence (i.e. historical factors) in what is essentially a historical and even synchronic hermeneutic. This question, indeed, forms a suitable bridge to the next phase of the discussion.
From historiography to theology? Thompson’s rejection of the biblical narratives as ‘historiography’ abolishes the entire literary-critical methodology, and it is hardly to be expected that this will command much support, given the huge and longstanding investment in this, an investment that many see as important in establishing the freedom of biblical studies from ‘scripture,’ a discipline where interpretation is essentially synchronic and intertextual. Thompson’s intertextuality is, of course, not theological in the sense of reflecting and justifying the dogmas of Christianity (Judaism to a much lesser extent). But in abandoning history he has, as he would willingly acknowledge, found himself voyaging back towards theology as the proper means of access to the meaning of all biblical literature – for, as I see it at least, the distinction between ‘historical’ and other forms of writing in the Bible is now set aside. The remaining essays to be considered are devoted to the task of explaining why the genre of ‘historiography’ is inappropriate for biblical narratives and why, in consequence, literary-historical criticism must be abandoned. Thompson offered a comprehensive account of his thesis in a book that perplexed publishers enough to warrant two different titles. Originally published in the UK (1999) as The Bible in History: How Writers Create a Past, its US
Introduction
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e dition appeared (more provocatively) as The Mythic Past: Biblical Archaeology and the Myth of Israel. Chapter 11 is linked to the appearance of this book, among other things comparing Genesis–2 Kings with epic literature (Ugaritic and Greek) and engaging in particular with Van Seters’s influential In Search of History. The remaining chapters develop further the thesis of the ‘mythic past,’ demonstrating how folklore studies offer a more convincing tool for analysis of compositional techniques and setting the biblical stories in the context of the ancient Near Eastern literary tradition. Among the building blocks of this tradition – one thinks of the analogy of mediaeval art with its rich symbolism and almost complete lack of concern for historical veracity – are symbolic figures such as desert, water, and spirit. Such a treatment of biblical stories would, of course, surprise none of the literary critics who have in recent years devoted their attention to biblical stories, for many of whom all literature inhabits an intra-referential world. Chapter 12 revisits the Historicity of the Patriarchal Narratives, with the author now able to state his view of how these stories are to be read: not only within the Bible, nor even within the Near Eastern literary tradition, but as part of a universal discourse. One of the central themes of that discourse is ‘messiah,’ and Chapter 13 aims to show how pervasive and also how allusive this epithet is. ‘Divine wrath’ is subjected to a similar treatment, and introduces what Thompson calls the ‘syntax of polarity’ that recurs in the Pentateuch and Prophets in dealing with the ‘old’ and the ‘new’ Israel. These two ‘Israels’ in fact constitute, as I read Thompson, a major (if not the major) preoccupation of the biblical writings, and lead one to expect a major inroad into the New Testament. In fact, this has not (yet) taken place – the skeleton is of course already there, in The Mythic Past and elsewhere – but Thompson’s recent work has concentrated rather on the Samaritans, a topic that engages him with modern Palestinian politics (as noted earlier). As much as the Palestinian Arabs, the Samaritan community is marginalized and threatened by the Zionist carriers of their national mythology. Whatever reservations I have with the destination of Thompson’s work (and these reservations are not necessarily final), my own work on history and cultural memory bring me towards a conclusion that his own work anticipated some time ago: that myth, like memory, has its own rules and conventions, is more powerful than history in determining individual action, and is never more dangerous than when it is misunderstood as history. It is perhaps worth noting that Chapter 17, on the Mesha stele, aims to undermine even further the historical agenda of biblical scholarship. The role of literary convention in many ancient Near Eastern inscriptions is already well known, but in applying his own hermeneutic, Thompson goes further, arguing that it shares with biblical texts a ‘mythic character’ that renders it unsafe for historical reconstruction. This will leave even less ground for constructing an ancient history: how reliable are artifactual evidence and survey data, after all? Archaeology has its own fundamentalists, and perhaps they too need to be chastened? My overwhelming impression of this collection is of a logical working out of positions taken early and systematically exploited. With hindsight one can see
8
Biblical narrative and Palestine’s history
how dissatisfaction with the historical-critical method, as applied to Genesis, then the Pentateuch, has led to a rethinking of entire methodology in its implications for how to read the biblical narratives. The majority of biblical scholars who find Thompson’s ahistorical destination unpalatable – and the (increasing?) minority who do not – should each benefit hugely from reading this volume, which illustrates with remarkable clarity just how organic is the growth of his thought: we find virtually all of his later ideas already embedded in earlier work. These ideas have also made a deep impact on the direction of biblical scholarship; but what most of us have so far failed to do – rightly or wrongly – is to follow him to the logical end, as he sees it, of these ideas. Whether or not we finally agree in abandoning history and embracing myth, it is important that we ask ourselves at what point we depart from Thompson on his journey, and, more importantly, why, and what our own destination is. Like most scholars, I find it hard to give up on linking the biblical narratives to history, but Thompson has made it absolutely imperative that if we continue to do so, we have to do it differently.
1 The Joseph and Moses narratives 4: narratives about the origins of Israel 1977
The literary form of the Pentateuchal narratives is significant in a discussion of the early history of Israel not only because of the ahistorical nature of the tales that make up the Pentateuch, which prevents us from assuming that historical events, however veiled or hidden, lie at the source of these tales, but also because the narrative framework that links the narratives in a construct of Heilsgeschichte is essentially secondary and derivative from the conjunction of originally independent narratives. In fact, it may even be ventured that the Book of Exodus itself lacks an exodus narrative, historiographically speaking, and that such a perspective is an accidental distortion of the intentionality that formed the narratives related in this biblical book and has resulted from the union of tales that have a quite other literary and theological motivation. Nor can it really help the historian to refer to those narratives that in some demonstrable way irreducibly relate or refer to the origins of Israel in Egypt and to argue, however inconclusively, that some historical reality must have lain behind this consciousness which has subsequently dominated the theology and cult of Israel, for the originality of a narrative and its irreducible adherence to a given setting, or even the observable historical presuppositions of the narrator, are not truly relevant to questions about historical authenticity or historicity. This methodological impasse becomes apparent in a brief review of the more important primary and irreducible narratives and references to the origins of Israel. In the Joseph narratives the stories relating to Joseph in the Pharaoh’s court have their original setting in Egypt, but this refers only secondarily to the origins of Israel until it is taken up into the final redaction of the Joseph narratives under the overriding theme by which Jacob enters Egypt to become there the people of Israel. This, however, is an editorial bridge of the Pentateuchal narratives as a whole, linking the patriarchal to the Moses narratives, to answer the question of how Israel came to Egypt. The story of Joseph and his master’s wife has no essential geographical setting, but acquires an Egyptian setting by its inclusion in the Joseph cycle. On the other hand, the Moses birth narratives, the story of Israel’s enslavement, the plague narratives, and the related stories of the Passover and the crossing of the sea in Exodus 14 (in the base narrative), all seem to have been originally set in Egypt by their narrators. Though none of these manifests an explicit historiographical intention of placing the origins
10
Biblical narrative and Palestine’s history
of the people of Israel in Egypt, the Passover narrative, which is an etiological narrative of origins, does place the context and etiology of one of Israel’s central festivals in Egypt and the other narratives at least presuppose that Egypt is a land of patriarchal activity. The explicit intentionality of Deuteronomy 26:5-9, on the other hand, does seem to link Egypt with the origins of Israel historiographically, though the references to patriarchal events in Egypt do seem to be secondarily derived from the Pentateuch’s narratives as a whole. The Pentateuch also has narratives of Israel’s origins in the wilderness, both at Kadesh and at Sinai. These, like the Passover narrative, are fundamentally etiological narratives of origin. However, the primary content of these etiologies is not one aspect of Israel’s existence, but that existence itself. Nevertheless, these narratives are both mutually exclusive and disjunctive of the narratives with Egyptian settings. If either of the wilderness narrative cycles were to be seen to reflect the historical Israel, this would de facto exclude any such origin in Egypt, unless one were to follow a collective theory of Israel’s origins in the manner of Siegfried Hermann.1 However, the storytellers of ancient Israel hardly limited themselves to the wilderness and Egypt as places for Israel’s ultimate origins. The Joshua narratives, the Jacob–Esau narratives, and the genealogy of Nahor2 presuppose an origin of Israel in the separation of its people from related Semitic tribes of the Transjordan. Similarly, some irreducible elements in the Jacob–Laban narratives place the homeland of the patriarchs on the fringe of the Syro-Arabian desert, east of Palestine (Gen. 29:1).3 Other non-derivative Pentateuchal narratives place the homeland of Israel in Mesopotamia. Both J (Gen. 11:28-29; 15:7) and P (Gen. 11:31) have irreducible sources that place Israel’s origins in Ur of a Chaldean (i.e., southern) Mesopotamia. P also has a tradition that sees Israel’s origins in the north Mesopotamian city of Harran (Gen. 12:4b), which corresponds to the North Mesopotamian orientation of the revised genealogy of Shem (Gen. 11:10-26),4 which places the origin of Israel’s ancestors there. Independently, Genesis 2 places the origin of mankind (and, by implication, Israel) in Mesopotamia. Deuteronomy 26:5, on the other hand, refers to an unknown patriarch of Israel as an Aramean, apparently implying an origin in the northern Transjordan or Syrian steppe. Also, references to the family of Abraham from Padan Aram imply a Syrian origin of the Israelites. From a slightly different perspective, the stories of David’s conflicts with the Arameans of Damascus, and (at least possibly) the reference to Eleazer as Abram’s heir in Genesis 15:2-4,5 relate how Israel came to exist as an independent nation as a result of its struggles against Damascus. Similarly, the tales about the battles of Samson, Saul, and David are tales about Israel’s origin: 1. S. Hermann, Israel’s Aufenthalt in Ägypten (Stuttgart: Katholisches Bibelwerk, 1970). 2. T. L. Thompson, The Historicity of the Patriarchal Narratives: The Quest for the Hist orical Abraham, BZAW 133 (Berlin: de Gruyter, 1974), 300. 3. Ibid., 301. 4. Ibid., 298–311. 5. Ibid., 203–301.
The Joseph and Moses narratives 4
11
how it was forged as a nation out of the wars with the Philistines. The origin of Israel spoken of in Ezekiel 16:3-22 relates undoubtedly to unknown narratives that place the origin of the southern kingdom and its people in the land of Canaan: ‘Your birth and your nativity is of the land of Canaan …’ But also in the Pentateuch we find narratives that relate the origin of Israel to Palestine itself. The stories of Abraham and Lot, and particularly the separation narrative in Genesis 13, relate the origin of Israel in the separation of the Israelite peoples from those of the Moabites and Ammonites. Similarly, the Abraham/Ishmael narratives separate Israel from its southern neighbors. Granted that these narratives are essentially etiological, with references to political or social realities of Israel of the time in which the narratives are told, are they not nonetheless historiographically oriented to questions about Israel’s origins, and do they not show that the narrators are free to relate any account consonant with their own etiological purpose? Must not the same be said, methodologically, of the narratives which refer Israel’s origins to Egypt or the wilderness, to Mesopotamia, Syria, or Transjordan: the narrow etiological purpose of any given narrative can be determinative of both the substance and the setting of a story? Of all of the origin narratives listed above, the David narratives appear the most amenable to the historian, not only because they are set closer in time to the historical Israel, but also because they offer a causality for the founding of a nation that is, at least in broad outlines, plausible. Nevertheless, they are not to be preferred, for fundamental methodological reasons. First, their historiographical intentionality is at least questionable. Second, not only is their historical relevance and accuracy unattested, but their literary genre is essentially ahistorical and the guiding motivations of their construction are fundamentally disruptive of historical categories. Of these narratives, as well as all of the narratives of the Pentateuch, the historical problem is not so much that they are historically unverifiable, and especially not that they are historically untrue, but rather that they are radically irrelevant as sources of Israel’s early history.
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2 Historical notes on Israel’s conquest of Palestine: a peasants’ rebellion 1978
Scholars today are in nearly unanimous agreement about the chronology for the origin of Israel: the transition in Palestine from the Late Bronze Age to the Iron Age. However, this consensus is not the conclusion of a problem solved after long debate; for there is no agreement whatever on the evidence for the consensus. It is rather a procedural consensus, wrought out of the uncertainty of how it happened and even of what happened. The adherents of the two most dominant interpretations (Albrecht Alt’s settlement hypothesis in contrast to William F. Albright’s conquest) are not themselves entirely convinced by them.1 In such uncertainty, it is not only important to be aware of the many alternatives available, but also to see clearly the presuppositions and methods of each. It is this service that Hauser attempts with his discussion of the thesis of Mendenhall and Gottwald. In many ways, his discussion is a reaffirmation of Manfred Weippert’s thorough rebuttal of the Mendenhall thesis in 1967.2 However, it can be argued with some justice3 that Weippert’s critique was premature, since at that time Mendenhall’s thesis was based on only a single popular article.4 Now, a decade later, the literature has grown greatly, and the thesis, though little changed, has become increasingly influential. I have great reservations about Hauser’s reiteration and affirmation of some of the basic arguments of Alt and Noth,5 and I am nonplussed by his strange assertion that the biblical narratives are ‘the only substantial body of source material we possess that treats Israel’s origin in Palestine,’ since not only must very significant epigraphic, archaeological, and geographical evidence be considered (see below), but the question of the 1. For a recent, sound and comprehensive survey, see J. M. Miller, ‘The Israelite Occupa tion of Canaan,’ in J. H. Hayes and J. M. Miller (eds), Israelite and Judaean History (Philadelphia, PA: Westminster, 1977), 213–84. 2. M. Weippert, Die Landnahme der israelitischen Stämme in der neueren wissenschaftlichen Diskussion, FRLANT 92 (Göttingen: Vandenhoeck & Ruprecht, 1967). 3. G. Mendenhall, ‘Review of M. Weippert, Die Landnahme der israelitischen Stämme in der neueren wissenschaftlichen Diskussion,’ Biblica 50 (1969), 432–6. 4. G. Mendenhall, ‘The Hebrew Conquest of Palestine,’ BA 25 (1962), 66–87. 5. A. J. Hauser, ‘Israel’s Conquest of Palestine: A Peasants’ Rebellion?’ JSOT 7 (1978), 9–11.
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Biblical narrative and Palestine’s history
a dmissibility of the biblical narratives as including valid sources for Israel’s early history has formed a major part of the contemporary debate.6 I also cannot share Hauser’s strong distrust of what he calls ‘socio-economic interpretations’ of history. Rather, I will suggest below that Mendenhall and Gottwald do not take the socio-economic aspects of history seriously enough. Nevertheless, the ten objections Hauser raises against Mendenhall’s thesis should be strong enough to dampen current enthusiasm. One important item that has been lacking in discussions of the Mendenhall proposal is a comprehensive view of the available historical and archaeological sources for the economic and social structures of early Palestine. The following notes are intended to draw attention to these sources, since the formation of any historical hypothesis cannot legitimately ignore the concrete data we have. A more systematic treatment of the three issues discussed below is planned for the future. A comprehensive collation of the archaeological sources for Bronze Age Palestine, and a brief economic analysis of them, can be found in my contributions to Tübinger Atlas des vorderen Orients.7
Nomadism Mendenhall’s thesis that Israel originated in a rebellion of the peasants and pastoralists of Palestine against foreign rulers of the cities has been proposed essentially as an alternative to the dominant ‘nomadic’ understanding of early pre-Israel. It is an antithesis, whose first, central, and only viable premise is this attack on the concept of ‘nomadism.’ Particularly, Gottwald’s arguments here
6. M. Wüst, Untersuchungen zu den siedlungsgeographischen Texten des alten Testa ments I. Ostjordanland, BTAVO 9 (Wiesbaden: Dr. Reichert Verlag, 1975); S. Mittmann, Deuteronomium 1:1–6:3 literarkritisch und traditionsgeschichtlich untersucht, BZAW 139 (Berlin: de Gruyter, 1975); for a comprehensive treatment, see Miller, ‘The Israelite Occupation.’ 7. T. L. Thompson, The Settlement of Sinai and the Negev in the Bronze Age, BTAVO 8 (Wiesbaden: Dr. Reichert Verlag, 1975); T. L. Thompson, The Settlement of Palestine in the Bronze Age, BTAVO 34 (Wiesbaden: Dr. Reichert Verlag, 1979); T. L. Thompson, ‘Palästina in der Frühbronzezeit,’ TAVO, map B II 11a (Wiesbaden: Dr. Reichert Verlag, 1978); T. L. Thompson, ‘Palästina in der Übergangszeit der Frühbronze/Mittelbronzezeit,’ TAVO map B II 11b (Wiesbaden: Dr. Reichert Verlag, 1978); T. L. Thompson, ‘Palästina in der Mittelbronzezeit,’ TAVO map B II 11c (Wiesbaden: Dr. Reichert Verlag, 1978); T. L. Thompson, ‘Palästina in der Spätbronzezeit,’ TAVO map B II 11d (Wiesbaden: Dr. Reichert Verlag, 1978); T. L. Thompson, ‘Sinai und Negev in der Frühbronzezeit,’ TAVO map B II 10a (Wiesbaden: Dr. Reichert Verlag, 1982); T. L. Thompson, ‘Sinai und Negev in der Übergangszeit der Frühbronze/Mittelbronzezeit, TAVO map B II 10b (Wiesbaden: Dr. Reichert Verlag, 1982); T. L. Thompson, ‘Sinai und Negev in der Spätbronzezeit,’ TAVO map B II 10c (Wiesbaden: Dr. Reichert Verlag, 1982).
Historical notes on Israel’s conquest of Palestine
15
carry great conviction.8 On the other hand, the claims of the ‘nomadic hypothesis’ are not easily dismissed, even when they are not ultimately convincing. Most recent proponents of this position, and, indeed, most scholars who speak of nomadism during the second millennium, do not use the term in the way that Steuernagel did in 1901.9 But it is Steuernagel’s understanding that is basically attacked and definitively overturned by Gottwald and Mendenhall with the help of the analogy of Luke’s study of tribal groups from Mari.10 Not even Kupper11 and Moscati12 are guilty of such naivety,13 and certainly Weippert has never been.14 Rather, there has existed a great vagueness about the term ‘nomadism,’ and, like its counterpart ‘sedentary,’ this word is lazily used for a variety of forms of economies and societies, as is revealingly suggested by the impenetrable synonyms ‘semi-nomadism’ and ‘semi-sedentary.’ The range of this term ‘nomadism’ is only slightly larger than that of Gottwald’s own ‘transhumance pastoralist.’ Some of the forms that have (at times, with justice) been included under this term are: farmers with small herds who leave their villages seasonally, full-time shepherds directly associated with the agricultural regions – some of whom live in villages and others in tents, cave-dwellers with land-based economies in agricultural regions, dwellers of the steppe for whom agriculture is subsidiary to pastoralism (with variations in their degree of settlement), people who live in oases of the wilderness in both a variety of permanent structures and tents, as well as traders, caravaneers, miners, societies of the wilderness and steppe that have developed in symbiosis with mining and trade industries – also variously involving permanent and transient settlements, military personnel, guards at border outposts, as well as outlaws, scavengers, refugees, and so on. All of these and more are found in the sources from the second millennium bce in the regions of Palestine, and the steppe and desert areas of the south and east. And all of these need to be distinguished before the structures of ancient Palestinian society can be adequately defined. Precision is possible only when concrete historical data are used.
8. N. K. Gottwald, ‘Domain Assumptions and Societal Models in the Study of PreMonarchic lsrael,’ VTS 28, (1974), 89–100; F. S. Frick and N. K Gottwald, ‘The Social World of Ancient Israel,’ SBLSP (1975), I, 165–78. 9. C. Steuernagel, Die Einwanderung des israelitischen Stämme in Kanaan. Historisch kritische Untersuchungen (Berlin: de Gruyter, 1901). 10. J. Tracy Luke, Pastoralism and Politics in the Mari Period: A Re-examination of the Character and Political Significance of the Major West Semitic Tribal Groups on the Middle Euphrates ca. 1828–1758 (PLD dissertation, University of Michigan, 1965). 11. J. R. Kupper, Les Nomades en Mesopotamie au temps des rois de Mari, Bibliotheque de la Faculty de Philosophie et Lettres de I’Université de Liege (Paris: Belles lettres, 1957). 12. S. Moscati, I Predecessori d’Israele, Studi Orientali publicati a cura della scuola orientale, IV (Rome: Dott Giovani Bardi, 1956). 13. Contra Luke, Pastoralism and Politics. 14. Contra Mendenhall, ‘Review’; G. Mendenhall, The Tenth Generation (Baltimore, MD: Doubleday, 1975).
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Biblical narrative and Palestine’s history
A second reason for the ineffectiveness of the ‘socio-economic’ critique of the older ‘nomadic’ hypothesis is that, aside from the only marginally enlightening analogy of Mari,15 and brief reference to the Š3sw,16 the historical information about Late Bronze and early Iron Age non- or quasi-sedentary groups in and around Palestine has not been adequately reviewed by Mendenhall and Gottwald. This data is certainly more considerable than they have allowed. The many groups and peoples that occur in Egyptian and cuneiform sources are frequently referred to in scholarly literature.17 The question as a whole deserves systematic treatment. There is also a great deal to be learned from the archaeological remains and settlement patterns of Sinai and the Negev.18 There have been found in these regions not only the occasional pastoral settlement or encampment near oases and along the fringe of the agricultural regions, but there also existed during this early period quite a considerable population living in a variety of sedentary forms in a symbiotic relationship with the mining industry and trade routes. Third, what is perhaps best referred to as the ‘problem’ of the origins of the Aramaeans is staggering, and has hardly yet been addressed. It is by no means so clear that the question of Israel’s origins is independent of what may well have been a migration of Aramaeans. Certainly, it cannot yet be confidently dismissed! Finally, the expansion of settlement in Edom and Moab during late Iron I, or more probably Iron II,19 may conceivably be a rather close analogy to the settlement and expansion of settlement in those regions of Palestine that later formed the states of Israel and Judah: perhaps a closer analogy than any other known historical event. As long as these issues continue to be ignored, the explanation of Israel’s settlement by migration from outside will remain viable.
Transhumance pastoralism Mendenhall and Gottwald give historical context to their concept of the ‘trans humance pastoralist,’ a form of land use with which they associate the protoIsraelites who allegedly rebelled against city-state overlords, through the dissertation of Tracy Luke on Mari.20 In doing this, the analogy between ‘tribal’ 15. As proposed by Luke, Pastoralism and Politics. 16. N. K. Gottwald, ‘Were the Early Israelites Pastoral Nomads?’ in J. J. Jackson and M. Kessler (eds), Rhetorical Criticism, Essays in Honor of James Muilenburg (Pittsburgh, PA: Theological Monograph Series I, 1974), 223–55. 17. W. Helck, Die Beziehungen Ägyptens zu Vorderasien im 3. und 2. Jahrtausend v. Chr., Ägyptologische Abhandlungen 5 (Wiesbaden: O. Harrassowitz, 1962); Weippert, Die Landnahme, 102–23; R. Giveon, Les bedouins Shosou des documents égyptiens, Documenta et Monumenta Orientis Antiqui (Leiden: Brill, 1971); Miller, ‘The Israelite Occupation.’ 18. Thompson, Settlement of Sinai and the Negev. 19. Miller, ‘The Israelite Occupation.’ 20. Luke, Pastoralism and Politics.
Historical notes on Israel’s conquest of Palestine
17
groups referred to in the Mari texts and the origins of Israel is made to bear a considerable interpretive weight, though a half millennium separates the two periods! Mendenhall and Gottwald fail, however, to consider that nowhere in Palestine, the Transjordan, the Negev, or the Sinai is the geography and ecology – and concomitantly the agricultural and pastoral economies and their associated social structures – comparable to those at Mari, where the fertile Euphrates valley enters the steppe. In Palestine, almost all of the agricultural regions, which are settled during the Bronze Age, lie apart from the steppe, and, in most cases, isolated from it.21 Particularly during the Late Bronze period, animal husbandry, within the most densely settled agricultural zones, appears to have been closely associated with the town–village agricultural economy, and was hardly affected – even when it involved some ‘transhumance’ – by the structural relationships of groups or whole settlements within the greater society, although, without question, the lives of many individuals were thereby affected. Those pastoralists who may have been associated with the larger steppe regions in and near Palestine – especially the northern Negev and the grasslands of eastern Transjordan (to mention only the largest) – were, during the Bronze Age and early Iron I period, certainly very few. If they had close associations with the many outlying agricultural villages of Palestine, and undoubtedly they did, they were, nevertheless, like so many of those fringe villages, independent of and isolated from the major Late Bronze city-states of the coastal plains and the great inland valleys.22 There is little here that can be compared with the close association that existed between the state of Mari and North Mesopotamian steppe pastoralism.
Social polarity in the Late Bronze and Early Iron Ages Constantly reiterated by Mendenhall and Gottwald, but supported historically only by vague references to the Amarna tablets, is the ‘domain assumption’ that during the Late Bronze Age in Palestine a centralized and repressive citystate structure was in effect, which, under the Egyptian empire, dominated the peasantry of Palestine. In this context, the emergence of Israel – tacitly associated with the archaeological transition to the Iron Age – is specifically understood as a successful rebellion carried out by this ‘oppressed’ peasantry. Independent villages emerge in the midst of disintegrating city-states. This scenario does not correspond in the least with what we know of Late Bronze settlement in Palestine, nor with the Iron Age settlement of those regions which have been closely associated with early Israel.23 The social polarity and dichotomy asserted by Mendenhall and Gottwald to have existed between the Late Bronze
21. Thompson, Settlement of Palestine. 22. Ibid. 23. For the following, see Thompson, Settlement of Palestine and its associated maps in TAVO 1982.
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Biblical narrative and Palestine’s history
city-state and the village farmer/pastoralist is difficult to associate with even the largest of the Bronze Age settlements of Palestine. Essentially, such a city is a comparatively large – sometimes walled – village, whose primary economy is agriculture, with a small variety of regionally determined auxiliary speciali zations in animal husbandry, fishing, and hunting. These appear to have been the most crucial economic factors influencing size, and indeed wealth. Some growth and wealth was certainly fostered in many towns by trade, but this appears to have been regional and limited, as do the growth and proliferation of industries. In the coastal plain, the major valleys of the Jezreel and Nahal Tavor, the Hula Basin, the northern Jordan just south of the Sea of Galilee, as well as the Beth Shan Valley, a need for small-scale, centralized planning of land drainage and irrigation certainly supported and was supported by a political system centered in the local patron, which positively affected the importance and power of the indigenous city-states of Palestine, since, indeed, in these more densely populated regions a wholly independent existence was ecologically impossible. These areas, however, of indigenous centralizing patronages, were regionally circumscribed by geographic exigencies. Hundreds of small settlements outside the major agricultural zones were relatively isolated and independent. During the Late Bronze period, especially in the central valleys, one finds a markedly high proportion of very large settlements. This marks well the dominance of the political power of city-states. However, in these same regions, the smaller outlying ‘satellite’ villages of the Early Bronze, Early Bronze IV/Middle Bronze I, and Middle Bronze II settlements disappear almost entirely during the Late Bronze period. It is clear that during this period the bulk of the agricultural/ pastoral economy of Palestine lay in the major towns themselves. It cannot be so flatly asserted that these large Late Bronze towns exploited smaller settlements in the more marginal and less agriculturally oriented regions, such as the hill country. Rather, during the Late Bronze Period, there was very little large city-state influence in the mountains of either Palestine or the Transjordan, and hardly any occupation at all in the central hills of Samaria. The archaeological evidence from these central hills alone makes it categorically impossible to assert – as Mendenhall and Gottwald do – that the villages of Israel emerged out of an oppressed Late Bronze Age peasantry. Not only was there no such peasantry, but most of the major valleys of Palestine – the regions that were dominated by large Late Bronze towns – did not fall under Israelite control until the rise of patronage kingdoms of the Iron II period; namely, Mendenhall’s revisionists!24 The Iron Age settlement patterns of most of the regions that formed the early patronage kingdom of Israel, especially the central hill country, are intriguing – though unfortunately still uncertain. Present surveys suggest a widespread and very gradual process of new settlement over a period of at least two centuries, and continuing well into the Iron II period. In these regions, patterns of settlement are unusually discontinuous in regard to the quite limited occupation during the Late Bronze period. New settlements – particularly those 24. Mendenhall, The Tenth Generation.
Historical notes on Israel’s conquest of Palestine
19
in the central hill country – are established in regions that appear to have been agriculturally marginal at the level of Bronze Age technology. Enabling this transition, three new technological developments may well have been involved: terracing, slaked-lime cisterns, and iron tools. Such developments are difficult to associate with any non-agricultural people or, indeed, any migration from outside of Palestine. Finally, the character of the small Iron Age settlements (judging from the analogy of the Middle Bronze II period) suggests that they were undertaken during a period of political and military stability; that is, centralizing, peace-keeping forces – perhaps Egyptian – were effectively involved in the settlement of Iron Age Palestine. Finally, it must be recognized that much of Mendenhall’s understanding of the origins of Israel depends upon his assertion of the historicity of Exodus 20.25 In considering the origins of this people, however, from a sociological and economic perspective, the question of origin must first of all be a question of the origin of the settlements and peoples that became Israel. That is, we are dealing primarily with historical questions, and only potentially and derivatively with questions of biblical interpretation.
25. G. E. Mendenhall, ‘The Relation of the Individual to Political Society in Ancient Israel,’ in J. M. Myers (ed.), Biblical Studies in Memory of H. C. Alleman (Locust Valley, NY: J. J. Augustin, 1960), 92–3.; G. E. Mendenhall, Law and Covenant in Israel and the Ancient Near East (Pittsburgh, PA: The Biblical Colloquium, 1955), G. E. Mendenhall, ‘Biblical History in Transition,’ in G. E. Wright (ed.) The Bible and the Ancient Near East: Essays in Honor of William Foxwell Albright (Garden City, NY: Doubleday, 1965), 37–58; G. E. Mendenhall, The Tenth Generation, 1; cf., however, T. L. Thompson, ‘The Joseph and Moses Narratives,’ in J. H. Hayes and J. M. Miller (eds), Israelite and Judaean History (Philadelphia: Westminster, 1977), 149–212 [160–62, 210–12].
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3 The background of the patriarchs: a reply to William Dever and Malcolm Clark 1978
Introductory remarks This text is written in response to the recent chapter of Malcolm Clark and William Dever in the new Israelite and Judaean History by Hayes and Miller.1 The first part attempts to clarify my position for giving an Iron Age post quem dating for the origin of the Genesis narratives, while the second part discusses the sociologically descriptive term ‘dimorphic’ as used by Dever in his article, and as it has been variously used in the writing of Mesopotamian history. I then discuss the limits of the use to which such parallels or analogies can be put in developing a history of Palestine. The EB IV/MB I period is then used as an example of the effect of sociological and anthropological questions on the writing of a history of Palestine, while the final discussion deals with the complexity of settlement patterns in Bronze Age Palestine and the variety of political structures implied by such patterns, as well as the impact of such observations on the history of the Late Bronze and Early Iron Ages. The changes that have occurred during the last decade in publications dealing with the historical background of the patriarchs, beginning with Morton Smith’s 1968 presidential address to the Society of Biblical Literature and the publication of the English version of a 1969 article of Benjamin Mazar have dramatically altered our perspectives on both the Pentateuchal tales and the late pre-history of Palestine.2 The
1. W. G. Dever, ‘The Patriarchal Traditions I: Palestine in the Second Millennium BCE: The Archaeological History,’ in J. H. Hayes and J. M. Miller (eds), Israelite and Judaean History (Philadelphia, PA: Westminster, 1977), 70–120; W. M. Clark, ‘The Patriarchal Traditions. 2: The Biblical Traditions,’ in Hayes and Miller (eds), Israelite and Judaean History, 120–48. 2. M. Smith, ‘The Present State of Old Testament Studies,’ JBL 88 (1969), 19–35; B. Mazar, ‘The Historical Background of the Book of Genesis,’ JNES 28 (1969), 73–83; T. L. Thompson, The Historicity of the Patriarchal Narratives: the Quest for the Historical Abraham, BZAW 133 (Berlin: de Gruyter, 1974); T. L. Thompson, ‘The Joseph and Moses Narratives 1: Historical Reconstructions of the Narratives,’ in Hayes and Miller (eds), Israelite and Judaean History, 149–66; T. L. Thompson, ‘The Joseph and Moses
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chapter written by William Dever and Malcolm Clark admirably reflects this change. While both authors show respect for the ambiguities of early historical and archaeological data, both also attempt to mark off clearly the considerable grounds of agreement which now exist among scholars, and to suggest guidelines for possible future consensus on a number of far-reaching problems. So comprehensive is their representation of current scholarship that one can hardly object to the general conclusions drawn from their survey. Nevertheless, it is clear in both articles that a consensus on a reconstruction of the historical context of the patriarchal stories has not yet been reached, but only cast in the future. The present situation, in fact, is immensely unstable, and fraught with new methodological problems and assumptions that had not been apparent in earlier discussions.3 The concurrent uncertainties in Pentateuchal criticism add a complexity and depth to discussions about the patriarchs that also had not existed a decade ago.4
The patriarchal narratives as Israelite traditions In discussing the ‘date and setting of the patriarchal traditions’ Clark sets out four important rules: extra-biblical data must be accurately and independently evaluated; such data should not be arbitrarily selected on the basis of preconceptions about the biblical narratives; the biblical text should be examined, prior to any comparison, to avoid harmonization; and, in comparing similarities between the biblical and extra-biblical materials, differences as well as likenesses must be candidly dealt with.5 Although these four principles essentially outline the methods I used in re-examining the so-called ‘Nuzi parallels to patriarchal customs,’6 I cannot wholeheartedly agree with them as proposed and understood by Clark. My hesitation is not due to any objection to the rules themselves, but only to their limitations. Such rules are best applicable where a clearly defined ‘parallel’ is in question and a direct affirmation or negation is sought, such as in the cases of the Nuzi contracts or early West Semitic names. For a general methodology, however, Dever’s call for a divorce between the
Narratives 2: The Joseph–Moses Traditions and Pentateuchal Criticism,’ in Hayes and Miller, Israelite and Judaean History, 167–80. 3. W. Weidmann, Die Patriarchen und ihre Religion im Licht der Forschung seit Julius Wellhausen, FRLANT 94 (Göttingen: Vandenhoeck & Ruprecht, 1968); R. de Vaux, Histoire ancienne d’Israë1 I, II (Paris: Gabalda, 1971/1974); Thompson, Historicity, 1974. 4. J. Van Seters, Abraham in History and Tradition (New Haven: Yale University Press, 1975); H. H. Schmid, Der sogenannte Jahwist: Beobachtungen und Fragen zur Pentateuchforschung (Zürich: Theologischer Verlag, 1976); R. Rendtorff, Das Überlieferungsgeschichtliche Problem des Pentateuch, BZAW 147 (Berlin: de Gruyter, 1977). 5. Clark, ‘The Patriarchal Traditions II,’ 143. 6. Thompson, Historicity, 196–297.
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disciplines of archaeology and biblical studies seems more appropriate. Dever recommends an independent historical discipline dealing with analogues and ‘sociological models.’ Procedures leading to the affirmation or negation of identifications as outlined by Clark play a very secondary role to that of grasping the essential, comprehensive and contextual significance of what is basically fragmented, pre-historical data. Of course, the point of departure of the questions being asked by Dever and Clark are vastly different. Dever, as a historian, is writing the early history of Palestine and discussing its possible association with the pre-history of Israel. Clark, as an exegete, is interested rather in an interpretive context for understanding the origin and development of the Genesis narratives. These two quite different types of inquiry have frequently been assumed to proceed in tandem. To this writer, they increasingly appear wholly unrelated.7 Moreover, Dever sees more clearly than Clark the primacy of determining the historiographical character of narratives before asking historical questions of them;8 for if the patriarchs do not represent something more than themselves – ancestral heroes in tales – then there is nothing that archaeological research can say to biblical studies. Archaeology and historical criticism can only engage the Genesis narratives directly if these tales can be related to the historical realities and problems of the historical entity Israel in some form. This is also the central issue – not that of dating the narratives to either the ninth or sixth centuries – on which point J. Van Seters’s approach radically diverges from my own.9 I have expressed elsewhere my doubt that the setting and date of the patriarchal narratives is important to either exegesis or history.10 Once it has been shown that there is nothing historically known that can directly associate the narratives with the historical and archaeological data of the second millennium – and that much has not yet been conceded – these narratives can be of only marginal interest in the positive alternative task of writing a comprehensive early history and pre-history of Palestine. The tenth- to ninth-century dating I have given the narratives11 is essentially based on an ethnic identification of the tales as Israelite. Tales themselves cannot be dated; only their bearers. We know as fact that Israel and Judah existed as self-conscious political and national entities from at least the tenth century bce. To the degree that these traditional narratives were transmitted as specifically Israelite or Judaean, then this literature should be dated within the known chronological limits of those bearers, unless there is positive indication that this constitutive context (i.e., the existence of Israel and Judah) does in fact go beyond these limits. If, on the other hand, the narrative traditions, as 7. See Chapter 1, this volume; also T. L. Thompson, ‘A New Attempt to Date the Patriarchal Narratives,’ JAOS 98 (1978), 76–84; T. L. Thompson, ‘The Jacob–Esau Conflict Narratives,’ Semeia 15 (1979), 5–26. 8. Dever, ‘The Patriarchal Traditions I,’ 120. 9. Van Seters, Abraham in History and Tradition. 10. Thompson, ‘A New Attempt to Date the Patriarchal Narratives,’ 76–9. 11. Thompson, Historicity, 324–6; cf., however, T. L. Thompson, ‘A New Attempt to Date the Patriarchal Narratives.’
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such, cannot be shown positively to be either pre-Israelite or extra-Palestinian, then my suggested dating, ‘that the stories were taken up into the Yahwistic tradition directly from the contemporary Canaanite/Israelite milieu,’12 is not only acceptable, but is patent! Traditional narratives can persist; in one form or another, for millennia.13 What we are dealing with, however, is a specific tradition, and the question of the cultural identity, continuity, and coherence of the tradition’s formation. In principle, our ability to give an early dating to our narratives is limited to our ability to uncover the origins, not so much of the narratives themselves, but of the historical Israel, whether or not such an origin is reflected within the traditions. Prior to some form of a historical Israel, there were no traditions which were relevant to it. To identify the traditions as Israelite, and to relate them specifically to the monarchy as the first coherent and unequivocal historical reality which can be meaningfully identified with Israel, is the as-yet-earliest date which is entirely legitimate, since, a priori, the myriad, potentially pre-Israelite variations of our tradition and its components, before it reached its canonical form, lead well beyond the confines of both Palestine and the Iron and Bronze Ages. Formulae, motifs, episodes, and tale types have a persistence and a mobility – to the best of our knowledge – as great as humanity’s. Dever is certainly most correct, in the early part of his essay, when he insists that archaeology has only a modest role to play in questions of biblical criticism.14 The independence of Palestinian archaeology, which he advocates, is all the more to be welcomed, however, because it is to archaeology, rather than to biblical studies, that the question of the origin of the people of Israel and Judah – independent of questions relating to the interpretation of the Pentateuch or of Joshua and Judges – is to be directed.15 The changes which brought about the settlement in villages and towns of the regions occupied by the states of Israel and Judah, and caused to form a geographical and cultural unity, are events that are essential to understanding the origin of Israel, and are also the ultimate possible context for the formation of our origin traditions. The explication of these changes is a question which is addressed exclusively to Palestinian archaeology. It is, moreover, a question which now seems largely answerable, given Dever’s recommendation of a greater involvement of Palestinian archaeology in ecological, anthropological, and sociological concerns.
12. Thompson, Historicity, 324–6. 13. D. Irvin, ‘The Joseph and Moses Narratives 3: The Joseph and Moses Stories as Narrative in the Light of Ancient Near Eastern Narrative,’ in Hayes and Miller (eds), Israelite and Judaean History, 180–209; D. Irvin, Mytharion: The Comparison of Tales from the Old Testament and the Ancient Near East, AOAT 32 (Neukirchen: Neukirchener Verlag, 1978). 14. Dever, ‘The Patriarchal Traditions I,’ 74–5. 15. See Chapter 1, this volume.
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‘Dimorphism’ in Mesopotamia Dever makes a strong case for a ‘new’ archaeology with an anthropological orientation.16 Only a few years ago, Peter Parr had complained that Palestinian archaeology has paid only occasional attention to those comprehensive hallmarks of pre-historical archaeology, such as settlement patterns, urban planning, and technological adaptations to environment, which are the key to any meaningful large-scale historical reconstruction, and which form the basis for analyzing those social, economic, and political relationships of which Dever speaks.17 It is to emphasize this new concern that, in discussing my 1974 book on the patriarchs, Dever points to my failure to address the new ‘ethnographic and anthropological’ studies of the Early West Semites of ancient Mesopotamia. He suggests in his critique that such a concern would have given a comprehensiveness to my analysis that, without it, remains essentially a negative appraisal of ‘earlier, admittedly dated, models.’18 Specifically, he finds my book on the patriarchs to fail in its analysis of the Early West Semites, in that I did not offer an alternative model by which ‘nomadism and socio-political change’ could be understood. Although a comprehensive and positive treatment of the Early West Semites in Mesopotamia is more complex and formidable than Dever believes, he is nevertheless essentially correct in his criticisms. Though I had worked on the basis of the analyses of Jean R. Kupper, Sabatini Moscati and the earlier studies of Horst Klengel,19 and had also responded favorably to the limited analogous use of the Mari texts in relationship to the origin of the Israelites20 by Manfred Weippert,21 George Mendenhall,22 and especially
16. Dever, ‘The Patriarchal Traditions I,’ 72–9; cf. the similar arguments of M. E. Martin, The Appraisal of Argument in Biblical Archaeology (unpublished dissertation, University of Leiden, 1976), esp. 114. 17. P. Parr, ‘Settlement Patterns and Urban Planning in the Ancient Levant: the Nature of the Evidence,’ in P. J. Ucko, R. Tringham, and G. W. Dimbleby (eds), Man, Settlement, and Urbanism (London: Duckworth, 1972), 805–10. 18. Dever, ‘The Patriarchal Traditions I,’ 117. 19. J. R. Kupper, Les Nomades en Mésopotamie au temps des rois de Mari (Liège: Bibliotheque de la Faculté de Philosophie et Lettres de l’Université de Liège, 1957), fasc. 142; S. Moscati, I Predecessori d’Israele, Studi Orientali publicati a cura della scuola orientale, IV (Rome: Dott Giovani Bardi, 1956); H. Klengel, Benjaminiter und Hanger zur Zeit der Könige von Mari (Dissertation, Berlin, 1958); H. Klengel, ‘Zu einigen Problemen des altvorderasiatischen Nomadentums,’ Ar Or 30 (1962), 585–96. 20. Thompson, Historicity, 87–8. 21. M. Weippert, Die Landnahme der israelitischen Stämme in der neueren wissenschaftlichen Diskussion (Göttingen: Vandenhoeck and Ruprecht, 1967), 106 and 110; English translation: The Settlement of the Israelite Tribes in Palestine: A Critical Study of Recent Scholarly Debate SB 11 (London: A. R. Allenson, 1971). 22. G. E. Mendenhall, ‘The Hebrew Conquest of Palestine,’ BA 25 (1962), 66–87; G. E. Mendenhall, Review of M. Weippert, Die Landnahme, Bib 50 (1969), 432–6; cf.
26
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M. B. Rowton,23 I nowhere attempted a comprehensive treatment of either the Early West Semites or the question of nomadism. Hardly exhaustive, my treatment of the texts from Mesopotamia had very limited, but not entirely negative, goals: I questioned the basis for the common comparison between the patriarchal tales and cuneiform historical texts relating to the Early West Semites. Alternative interpretive ‘models’ or analogues were offered in my suggestion that the biblical tales be compared rather with ancient Near Eastern narratives than with historical materials. In more recent publications, I made this alternative much more explicit.24 I also denied any direct historical continuity between the Early West Semites of Mesopotamia and the population of Palestine, a continuity which had been maintained by William F. Albright, Martin Noth, Kathleen Kenyon and Dever.25 This denial has much in common with the more specialized studies of J. Tracy Luke, M. B. Rowton, Alan Haldar, H. Klengel, C. H. J. de Geus, and especially Mario Liverani.26 An alternative interpretation to hypothetical migrations of Amorites was offered in my 1974 study; namely, that Early West Semites were indigenous to Palestine.27 This has received additional support
however, Thompson, ‘Historical Notes on Israel’s Conquest of Palestine: A Peasants’ Rebellion,’ JSOT 7 (1978), 20–27. 23. M. B. Rowton, ‘The Physical Environment and the Problem of the Nomads,’ RAI 15 (1967), 109–21. 24. See Chapters 1 and 4, this volume; systematic treatments, cf. especially Irvin, ‘The Joseph and Moses Narratives 3’; Irvin, Mytharion. 25. W. F. Albright, From the Stone Age to Christianity (Garden City: Anchor, 1957); M. Noth, ‘Mari und Israel. Eine Personennamenstudie,’ Festschrift A. Alt, 127–52 in M. Noth, Aufsätze zur biblischen Landes- und Altertumskunde I-II (Neukirchen: Neukirchener Verlag, 1953), 213–33; K. Kenyon, Amorites and Canaanites (London: Oxford University Press, 1966); Dever, ‘The Patriarchal Traditions I,’ 82–4. 26. J. T. Luke, Pastoralism and Politics in the Mari Period: A Re-examination of the Character and Political Significance of the Major West Semitic Tribal Groups on the Middle Euphrates, ca. 1828–1758 (PhD dissertation, University of Michigan, 1965); M. B. Rowton, ‘Autonomy and Nomadism in Western Asia,’ Orientalia 42 (1973), 247–58; M. B. Rowton, ‘Urban Autonomy in a Nomadic Environment,’ JNES 32 (1973), 201–15; M. B. Rowton, ‘Dimorphic Structure and Topology,’ OrAn (1976), 17–31; M. B. Rowton, ‘Dimorphic Structure and the Problem of the ’Apirû-’Ibrîm,’ JNES 35 (1976), 13–20; A. Haldar, Who Were the Amorites?, Monographs of the Ancient Near East I (Leiden: Brill, 1971); H. Klengel, Zwischen Zelt und Palast (Vienna: Schroll, 1972); H. Klengel, ‘Nomaden und Handel,’ Iraq 39 (1977), 163–9; C. H. J. de Geus, ‘The Amorites in the Archaeology of Palestine,’ UF 3 (1971) 41–60; C. H. J. de Geus, The Tribes of Israel: An Investigation into Some of the Presuppositions of Martin Noth’s Amphictyony Hypothesis, Studia Semitica Neerlandica 18 (Van Assen: Gorcum, 1976); M. Liverani, ‘The Amorites,’ in D. J. Wiseman (ed.), Peoples of Old Testament Times (Oxford: Clarendon, 1973), 100–33. 27. Thompson, Historicity, 89–117 and 144–171, as is also maintained by Haldar, Who Were the Amorites?, Liverani, ‘The Amorites,’ and de Geus, The Tribes of Israel.
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from new texts discovered at Tall Mardikh,28 which indicate an established Early West Semitic presence in western Syria and Palestine already in the Early Bronze Age. Dever, however, seems unaware of how inseparable the migratory aspect of the old ‘Amorite hypothesis’ is from the biblical story.29 Indeed, it is only in Genesis that any indication of a migration from the Euphrates region can be found. It is, moreover, fundamental to Albright’s methodology that no single part of a historical synthesis is substantiated independently of the other components of a reconstruction.30 I also concluded that the Early West Semitic groups in the cuneiform sources were – in spite of their related language(s) – unrelated economically, politically, sociologically, and historically; that is to say, there was no comprehensive people to be described, but only historically distinct groups.31 I maintained that to view them primarily from the perspective of a potentially ethnic designation was to distort rather than to clarify our texts.32 A comprehensive interpretation could hardly have been attempted within the structure of a book dealing essentially with Palestinian tales. Indeed, there certainly is serious doubt that a comprehensive interpretation of the society of Mesopotamia and, with it, the many roles played by Early West Semitic groups and individuals, can be achieved today. Particularly with the kind of sociological and anthropological analysis as recommended, for example, by Rowton, Liverani, and others, it is impossible to proceed critically without a much greater data base than has been used to date.33 Though written sources from Mesopotamia are considerable during some periods, the archaeological basis for such a study is wholly inadequate. Rowton and Liverani, themselves, are fully aware of this. The situation in western Syria,34 however, and especially in Palestine,35 is archaeologically far more promising. A comprehensive view of the history of Palestine which could serve as an alternative to the harmonizing and theologically oriented hypotheses of ‘biblical archaeology’ cannot be attempted without first developing methods whereby largely unrelated and accidental finds can be given interpretive
28. P. Fronzaroli, ‘West Semitic Toponomy in Northern Syria in the Third Millennium, B.C.,’ JSS 22 (1977), 145–66. 29. Dever, ‘The Patriarchal Traditions I,’ 94–5. 30. Thompson, Historicity, 52–7. 31. Cf. J. Renger, ‘Who Are All Those People?,’ Or 42 (1973), 259–73 [264]. 32. See, also, Haldar, Who Were the Amorites? and, especially, Liverani, ‘The Amorites’; M. Liverani, ‘Review of H. Klengel, Zwischen Zelt and Palast,’ OrAn 15 (1976), 68–73; M. Liverani, ‘Review of R. de Vaux, L’Histoire ancienne d’Israel I.II,’ OrAn 15 (1976), 145–9. 33. Compare Thompson, ‘Historical Notes’ and N. K. Gottwald, ‘The Hypothesis of the Revolutionary Origins of Ancient Israel: A Response to Hauser and Thompson,’ JSOT 7 (1978), 37–52. 34. Haldar, Who Were the Amorites?; Liverani, ‘The Amorites.’ 35. T. L. Thompson, The Settlement of Sinai and the Negev in the Bronze Age, BTAVO 8 (Wiesbaden: Dr. Reichert Verlag, 1975); T. L. Thompson, The Settlement of Palestine in the Bronze Age, BTAVO 34 (Wiesbaden: Dr. Reichert Verlag, 1979).
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s tructures, which would enable us to create needed inter-relationships of function and change, that we might give meaning to fragmented data. Dever’s stress on the attempts of Rowton and others to develop such interpretive structures goes to the heart of the current uncertainty in the historiography of the Bronze Age. In the past, discoveries relating to the Bronze Age in Palestine had been given coherence and historical meaning largely through biblical studies. Now that this is no longer possible, it has become necessary to develop a specifically archaeologically based interpretive structure. The use of sociological and anthropological ‘models,’ however, particularly when such ‘models’ are borrowed from Mesopotamian studies as recommended by Dever, raises as many problems as it solves. Sociological analysis, or what used to be understood as the study of historical background, of social ‘context’ or ‘setting’ (in Germany: Sitz im Leben des Volkes), can help the historian by means of analogies, to an intimation of the complex variability in the forms of society, and of the diversity of economic and historical factors implicit in social forms. With a ‘sociological–anthropological approach,’ our always very limited data can be amplified with a variety of possible implications, significances, and contexts. ‘Models’ do give us structures, but they do not do away with the necessity of having something to structure. They are related to the writing of history as tools and they are constructs of the analyst, not the ancient societies which are studied. They are not real. Sociological forms are essentially configurations of language and their usefulness is in direct proportion to their ability to classify actual data and enable us to recognize patterns in the actions of individuals and groups. However, the patterns which are defined are not abstract universals. All concrete reality is essentially distinct; so all societies of the past are different. Conclusions drawn from one region or society are not transferrable to the history of another region and the analysis of its society.36 In applying such methods to the study of the ancient society of Palestine, three very concrete determinative factors, which form the structures of every society, must inform our analysis; namely, the environment, the economy, and change.37 For these reasons, it is disconcerting to find that Dever borrows the concept of ‘dimorphism’ for Palestine, and, on the basis of a single MB II site, described as a ‘satellite village,’ attempts to portray the background of the patriarchs as a dimorphic society of the MB II period.38 This is unfortunate because the concept 36. R. M. Adams, ‘Development Stages in Ancient Mesopotamia,’ in S. Struever (ed.), Prehistoric Agriculture (Garden City, NY: National History Press, 1971), 572–90 [572]. 37. Similarly, R. M. Adams, ‘Early Civilizations, Subsistence, and Environment,’ in S. Struever (ed.), Prehistoric Agriculture, 591–614 [591–3]; K. A. Wittfogel, ‘Develop mental Aspects of Hydraulic Societies,’ in S. Struever (ed.), Prehistoric Agriculture, 557– 71 [559]; P. E. L. Smith, ‘Land-Use, Settlement Patterns, and Subsistence Agriculture: a Demographic Perspective’ in P. J. Ucko, R. Tringham, and G. W. Dimbleby (eds), Man, Settlement, and Urbanism (London: Duckworth, 1972), 409–26; N. K. Gottwald and F. S. Frick ‘The Social World of Ancient Israel,’ Society of Biblical Literature, Seminar Papers I (Missoula: Scholars Press, 1975), 165–78 [172–4]. 38. Dever, The Patriarchal Traditions I, 102–17.
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‘dimorphism’ has been used in very different ways in discussions in the Mari texts by both Luke and Rowton to facilitate independently conceived radical departures from earlier, no longer tenable, concepts of nomadism. Although Rowton’s usage is more widely known and has been adopted by Liverani and others, Dever’s understanding of the term as relating to Mari seems to be drawn essentially from Luke’s unpublished dissertation. Although Luke seems to misunderstand both Kupper and the Mari texts, his description of some of the Early West Semitic groups at and near Mari as having been ‘dimorphically’ both sedentary and transitory, consisting of both farmers and pastoralists, is acceptable as a description of some of these groups.39 It does appear correct to speak of such groups as the Ha as a single socio-political entity with, however, two distinguishable patterns of life: sedentary and transitory, which are largely dependent upon the regionally separable, but integrated economic functions of agriculture and animal husbandry. However, this description does not fit all of the West Semitic groups, and can certainly not be used to describe the society of Mari. The city itself, and most of those agricultural towns and villages dependent on the irrigation works administered from Mari, can hardly be described other than as sedentary. Luke’s description is applicable to those on the periphery of Mari’s society. Yet one must doubt the entire appropriateness of the term ‘farmer-shepherd’ as used by Dever and applied to such groups, however applicable this term might be to some of the more sedentary agriculturalists here and elsewhere in the Near East. It oversimplifies. Very different small groups live on the periphery of Mari: some entirely pastoral; others entirely agricultural; some perhaps with a pastoral, more transitory past. Still others follow a pattern of patch cultivation in a mixed economy with seasonal migration. Moreover, the situation current among these peripheral groups at the time of the Mari texts was not of their own making, but rather the direct result of specific historic actions taken by the Mari administration to settle into alanu and kupratum – for purposes of control and taxation – some of the migratory steppe dwellers within the Mari domain.40 Sociologically speaking, the marginal agricultural and sedentary character of many of these groups is a direct effect of the groups’ subordination to the state bureaucracy and military. I do not mean to imply that agriculture had been previously foreign to these groups, but wish only to underline that the uniquely mixed economies reflected in the Middle Bronze texts from Mari are related to quite specific historical actions, and that the social structures resulting from such actions can be used properly as analogues only in situations where similar actions have been taken by great states in an attempt to control subordinate groups. Rowton’s concept of ‘dimorphism’ offers a much more satisfying interpretive structure for understanding the steppe dwellers of Mesopotamia. Rowton
39. See Weippert, The Settlement, 117–18; Thompson, Historicity, 71. 40. Weippert, The Settlement, 117–23; similar action was taken by Idrimi of Alalakh against the steppe dwellers: J. B. Pritchard, Ancient Near Eastern Texts Related to the Old Testament (Princeton, NJ: Princeton University Press, 1969), 98.
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restricts his description of ‘dimorphic societies’ largely to those belonging to the great Syrian steppe: generally that region apart from the irrigated portions of the Euphrates valley, which lie in areas that receive between 200 and 400 mm of rainfall annually. Unlike Luke and Dever, Rowton contrasts such societies – among which would be the Ubrabeans, the Amnanites, and the Rabbeans – with the society of Mari.41 ‘Dimorphism’ for Rowton is a concept used to analyze forms of nomadic society peculiar to the Near East, and dependent upon the manner in which the steppe abruptly meets the agricultural zones under irrigation. A major weakness of his concept, however, and in direct contradiction to his own often repeated axiom that history begins in topography, is his assumption that this concept ‘dimorphism’ is applicable to the entire Near East and to most historical periods.42 Moreover, the polarities and dichotomies of Rowton’s analysis are applied from the perspective of the subordinate, less sedentary, sheep-herding groups, and not from that of the Mesopotamian society as a whole. Granted that every partial entity within a whole deals symbiotically with either the centralizing authority or with some or all of the other groups within the whole, to describe the polarity of such relationships as ‘dimorphic’ is to suggest an analysis that is not objectively descriptive, but which rather proceeds from the very limited perspective of a single entity and of the impact of its relationship with a central power upon its own circumscribed economic and political structures. Rowton’s analysis is useful primarily as a tool for studying subordinate societies belonging to marginal regions during those periods, which knew a significant occupation of the steppe zone. His analysis proceeds in terms of polar abstractions: (i) urban (=sedentary) versus nomadic (=transitory); (2) agricultural versus pastoral; and (3) state (=sovereignty) versus tribe (=autonomy). These abstractions allow for a concentration of the analysis upon the variety of forms of settlement, economy, and political structure that might occur, providing us with a wide choice of possible interpretations for archaeologically and textually derived data.43 This strictly analytical approach44 also allows Rowton to shift the analysis away from the steppe region and its ‘dimorphic societies,’ to include other areas under a concept of ‘dimorphic structures’ insofar as nomadism, animal husbandry, and tribal associations play a role in these areas. Though Rowton is aware of the distinctiveness of these three analytical spectra, there is a strong tendency in his writings to merge them into one single polarity of urban and agricultural, versus nomadic, pastoral and tribal – assuming thereby that the occurrence of a single characteristic is to be accepted as indicative of the others.45 This prevents rather than enhances our ability to
41. Rowton, ‘Urban Autonomy,’ 204. 42. Rowton, ‘Dimorphic Structure and the Problem of the ’Apirû-’Ibrîm,’ 29. 43. See R. Tringham, ‘Introduction: Settlement Patterns and Urbanization,’ in P. J. Ucko, R. Tringham, and G. W. Dimbleby (eds), Man, Settlement, and Urbanism (London: Duckworth, 1972), xix–xxviii [xxiii]. 44. Martin, The Appraisal of Argument, 16–18. 45. Rowton, ‘Autonomy and Nomadism,’ 251–2; ‘Urban Autonomy,’ 202–3.
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structure concrete historical data where such distinctions are essential.46 The three spectra are conceptually independent and coalesce only under quite specific historical and geographical circumstances. Nomadism does not of itself imply pastoralism47 and pastoralism is only one of the many economic forms, frequently and often causally associated with nomadic peoples.48 Nomadism is one of many types of territorial occupation which has a large variety of forms of dwelling structures, which need to be analyzed along a continuum according to their stability and transitoriness. This continuum ought properly to include also the immense variety of what is often globally understood as sedentary – city, town, village, hamlet, homestead, and so on, all of which have sociologically considerable transitory elements in their society.49 Although animal husbandry is frequently a mainstay of nomadic economies in modern societies ‘nomadic’ or ‘transhumance’ pastoralism, as reflected by some of the groups living on the Mesopotamian steppe during the Mari period, was a relatively new economic development which was dependent on and subsidiary to the large-scale state irrigation networks. Nomadism, as such, in earlier pre-historic and even Bronze Age times has been more typically associated with a variety of hunting and food-gathering economies, as well as with forms of swidden and patch agriculture. Animal domestication, on the other hand, is indigenous, not to the steppe zones generally associated with Bronze Age nomadic groups, but to the agricultural zones with a Mediterranean climate.50 In Palestine and Syria, animal husbandry is from very early times associated with intensive forms of agriculture and is necessary to the heavy cropping systems typical of Palestine since at least the Early Bronze Age. Indeed, it is extremely doubtful that nomadism, as a form of society, played any significant role in the Palestinian economy, though shepherding frequently has taken the form of a specialized trade (further below). It is also not indicated by historical evidence that tribal political structures can be understood as peculiarly nomadic.51 Well-known examples of sedentary tribes can be cited from south Arabia52 and modern Africa, as well as ancient Israel. Nor has it yet been shown clearly that even the pastoral groups at Mari 46. Similarly, L. R. and S. R. Binford, New Perspectives in Archaeology (Chicago: Aldine Press, 1968), 13; see also Liverani’s review of Klengel, on the use of some of these concepts in Palestine. 47. Contra Rowton, ‘Autonomy and Nomadism,’ 252. 48. Thompson, ‘A New Attempt to Date the Patriarchal Narratives.’ 49. Adams, ‘Patterns of Urbanization in Early Southern Mesopotamia,’ in P. J. Ucko, R. Tringham, and G. W. Dimbleby (eds), Man, Settlement, and Urbanism (London: Duckworth, 1972), 735–49 [735]. 50. K. W. Butzer, ‘Agricultural Origins in the Near East as a 1971 Geographical Problem,’ in S. Struever (ed.), Prehistoric Agriculture (Garden City, NY: Natural History Press, 1971), 209–35 [214–15]; Luke, Pastoralism and Politics. 51. Contra Rowton, ‘Dimorphic Structure and Topology,’ 17; cf. Klengel, ‘Nomaden und Handel,’ 163. 52. C. H. J. de Geus, ‘The Importance of Archaeological Research into the Palestinian Agricultural Terraces, with an Excursus on the Hebrew Word gbi,’ PEQ 107 (1975), 65–74; de Geus, The Tribes of Israel, 129.
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were tribal societies,53 though this failure may be due to inadequate sources.54 Finally, it must be doubted that agriculture is wholly identifiable with sedentary forms of occupation.55 Not only do most nomadic groups practice some form of agriculture, but forms of swidden agriculture frequently require very transitory forms of settlement.56 Rowton not only has difficulty in maintaining systematic distinctions throughout his analysis, but he is inclined to view the essentially abstract poles of his paradigmatic structures as dichotomous, and this is perhaps an inevitable result of what is finally a misuse of the word ‘dimorphic.’ Though undoubtedly contiguity and symbiotic associations lie at the base of most class stratification, social oppositions and conflicts,57 and though they can even be understood as determining the form of some historical upheavals, they do not themselves generate the dichotomies characteristic of such conflicts. Moreover, the binary concepts ‘state versus tribal’ and ‘agricultural versus pastoral’ are not true polarities or opposites as is the structure ‘sedentary versus nomadic.’ Rather they are distinct types, among others, of political structures and economies. Within Rowton’s analysis of Mari, the functions ‘tribal’ and ‘pastoral’ are not truly dimorphic, but relate to forms which are subsidiary to the state and to its primary economy of agriculture, as are other political and economic subgroups. There are many autonomous groups within a sovereign state; as there are many specialist trades associated with large-scale irrigation agriculture. The methodological leitmotif of the above criticisms of the studies of Luke and Rowton is that form is not an alternative to content, nor structures to data. Methods must be made appropriate to the materials studied, and conclusions must be drawn from evidence.58
Shepherds and farmers in Palestine Given the precariousness of these sociological analyses of the Mari letters, it is important to stress against Dever that the behavior of the Early West Semites of Mari has no direct relevance to either Palestinian or biblical studies, and can at best be used as one among many analogies of the essentially quite different events of Palestine.59 Dever’s suggestion that the studies of the society of Mari are directly related to the study of Palestine, yet still ‘analogous,’ is 53. Rowton, ‘The Physical Environment,’ 121. 54. Thompson, Historicity, 85. 55. E. Marx, Bedouin of the Negev (Manchester: Manchester University Press, 1967). 56. D. R. Harris, ‘Swidden Systems and Settlement,’ in Ucko, Tringham, and Dimbleby (eds), Man, Settlement, and Urbanism, 245–62. 57. R. Layton, ‘Settlement and Community,’ in Ucko, Tringham, and Dimbleby (eds), Man, Settlement, and Urbanism, 377–82 [380]. 58. F. S. Frick and N. K. Gottwald, ‘The Social World of Ancient Israel,’ Society of Biblical Literature, Seminar Papers I (Missoula: Scholars Press, 1975), 165–78 [172]. 59. Thompson, Historicity, 87–8.
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inappropriate, contradicting the first principle of Rowton’s analysis: that history begins in topology.60 It is not accidental that Rowton’s analyses of ‘dimorphic’ aspects of society are most satisfying in the discussion of the Mesopotamian steppe regions, since it is from the perspective of the steppe, as it abuts directly on some of the most densely populated agricultural zones of the ancient world, that his analogy was originally built.61 It is specifically this environment of the great Syrian steppe which both limits and legitimizes Rowton’s study. Mari is a border state, but it is not agriculturally marginal. It is rather built on an intensively cultivated irrigation plain, supporting thousands of people.62 The environmental topography of Palestine is so radically different as to require a completely independent analysis.63 Environmentally, Palestine brings together many different, dramatically contrasting, ecological zones. These different sub-regions of Palestine are reflected in settlement patterns as well as in economic and historical development. Since 1969, I have been engaged on a project of identifying the known Bronze Age sites of Palestine, the Negev, and Sinai (some half of which had been unpublished). I succeeded in establishing catalogues of approximately 2,500 separate (often excavated) sites, and after a systematic collation of the sources for each site, I distinguished them by name, location, and chronological history within the Bronze Age, as well as determining whether they were clearly defined archaeological sites, scattered remains, cave dwellings, ancient mines, or burial sites. I systematically associated their location in relation to valleys, hills, slopes, sources of water and relative size, quantity of finds from a given period, and whether the site had been excavated or known only from surface examination. Whenever a given site had been previously published, I gave the relevant literature. I then presented this systematically differentiated data cartographically, creating maps for each of the major periods of the Bronze Age; that is, EB, EB IV/MB I, MB II, and LB. Comparing these maps with maps and studies on geomorphology, soils, water resources, climate, and agriculture, I was able to sketch the first ecological history of these regions and included a discussion of the economy and land use of the settlements, region by region. Publication of this work began with a small volume on Sinai and the Negev. A much larger and more detailed volume on Palestinian Bronze Age settlements, involving over 1,700 individual sites and several hundred excavations followed. In addition, seven maps in the scale of 1:500,000 and 1:1,000,000 appear in the Tübinger Atlas des vorderen Orients (TAVO).64 60. Rowton, ‘Autonomy and Nomadism,’ 248. 61. Rowton, ‘Dimorphic Structure and Typology,’ 31. 62. Wittfogel, Developmental Aspects, 560. 63. Thompson, ‘Historical Notes.’ 64. Thompson, Settlement of Sinai and the Negev; Thompson, Settlement of Palestine; T. L. Thompson, Palästina in der Frühbronzezeit, TAVO B II 11a (Wiesbaden: Dr. Reichert Verlag, 1978); T. L. Thompson, Palästina in der Übergangszeit der Frühbronze/Mittlebronzezeit, TAVO B II 11b (Wiesbaden: Dr. Reichert Verlag, 1978); T. L. Thompson, Palästina in der Mittelbronzezeit, TAVO B II 11c (Wiesbaden: Dr. Reichert Verlag, 1978); T. L. Thompson, Palästina in der Spätbronzezeit, BTAVO B II d
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Based on this work, the following is my first attempt to write an archaeologically based ‘history’ of the Bronze Age. In sharp contrast to Mesopotamia, the steppe zones of Palestine are peripheral and, for the most part, geographically isolated from regions of great population density, and areas of large-scale irrigation agriculture. Only in the Jordan rift (i.e., in the Beth Shan Valley and immediately to the south) does one find, during the Bronze Age, a close association of the steppe with irrigation fields of significance.65 However, large-scale irrigation works involve only one area of the Beth Shan Valley. This irrigated area is apparently very densely settled, and the regional occupation is probably continuous throughout the Bronze Age. Yet this irrigation zone is quite separate from most of the very large sites of the valley, including Tall Beisan. The maintenance of the hydraulic works and large-scale irrigation and drainage networks of the valley can be associated with any of the valley’s largest towns only with difficulty. It is more appropriate to suggest forms of federated cooperation among many smaller settlements on the irrigation plain, which are directly dependent on this form of agriculture. The nearby Jordan flood plain also supported a considerable population, whose farming was a form of seepage agriculture with small-scale drainage systems and needed no large scale planning. The larger settlements in the Beth Shan Valley are on higher ground with well-drained, rich soils and abundant groundwater. Small-scale irrigation and drainage seem quite sufficient to maintain the population. The comparatively large size of these sites reflects the agricultural richness of the area. The settlement pattern of this region hardly suggests a movement towards political centralization, even regionally, throughout most of the Bronze Age. By the beginning of the Late Bronze period, however, there is a decided reorganization of the settlement along the western slopes of the Beth Shan valley. Site clusters disappear, and the area is divided into zones, each of which are dominated by one of the major tells, which are apparently larger than during previous periods. This transition – found in most of the areas with a dense settlement history66 – seems to reflect a rapid increase in the number of towns: an organization of settlement that has its roots in defensive functions rather than in agriculture. These towns, dotting the landscape of Late Bronze Palestine, are not to be confused with the great hydraulic states of Mesopotamia, with economic bases in state property and irrigation projects. No significant irrigation projects are opened in the Late Bronze period. Rather, previously intensively settled areas, such as the great triangular plain between the Jordan and the Yarmuk, just south of the Sea of Galilee, are abandoned. A fundamentally different understanding of the proliferation of the so-called ‘city-state’ of (Wiesbaden: Dr. Reichert Verlag, 1978); Sinai und der Negev in der Frühbronzezeit, B II 10a (Wiesbaden: Dr. Reichert Verlag, 1980); T. L. Thompson, Sinai und der Negev in der Übergangszeit der Frühbronze/Mittelbronzezeit, B II 10b (Wiesbaden: Dr. Reichert Verlag, 1980); T. L. Thompson, Sinai und der Negev in der Spätbronzezeit, B II 10c (Wiesbaden: Dr. Reichert Verlag, 1980). 65. Thompson, The Settlement of Palestine, 27–32. 66. Thompson, The Settlement of Palestine, passim.
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the Palestinian Bronze Age must be developed than what is appropriate for Syria and Mesopotamia. Much as the agricultural zone of the Beth Shan Valley is significantly different from that of Mari, so the steppe which meets the Beth Shan Valley to the south is radically different from the great Syrian steppe of Mesopotamia. The Jordan Valley is much more arid, its rainfall decreases rapidly from an average of about 250 mm near the Beth Shan Valley to less than 100 mm near the Dead Sea. Its climate ranges from semi-steppe to desert, and much of the area is given over to badlands. Significant agriculture or herd grazing is limited to the fans of the wadis, descending from the hill country. In the desert climate of the extreme southern valley, agriculture is largely limited to oases. Small pockets of settlement are separated from each other, not by steppe grazing lands, as in Syria’s Jebel Bishri area, but by desert. Although some winter grazing is certainly to be assumed in these regions, it involved a small number of people. The economy and social forms can hardly be described as mixed or ‘dimorphic.’ The small, agricultural zones follow a pattern similar to the irrigation regions of the northern valley, while the steppe zones are also quite small and lacking all but the most transient occupation. The Judaean desert to the south and southwest forms a significant barrier between the rich oases of the southern Jordan Valley and the grasslands of the northern Negev. The small size of the population involved does not seem to allow the development of an indigenous society, distinct or separable from the sedentary population of Palestine as a whole, in the manner that such groups did develop on the Syrian steppe. What grazing there was seems far more easily explained as a subordinate trade of farmers, providing fertilizer, wool, milk, cheese, and meat as a supplement to the area’s agricultural products. Sheep and goat herding should be viewed as one trade among others – such as cattle herding, beekeeping, weaving, transport, and in specific areas (fishing, shipping, dyeing, textile production, mineral extraction, etc.). Not only is most of Palestine’s arable land separated from a relatively small steppe region, but Palestinian agriculture is dependent upon animal husbandry for the maintenance of its intensive cropping systems. Nor is there evidence that Palestine had developed distinct ethnic groups specifically associated with sheep and goat herding as did Mesopotamia, consigning this industry to groups associated with the steppe, and as Old Kingdom Egypt had, confining so much of its herding to the more ‘Asiatic’ Delta.67 Part of the reason for this surely was that, in Palestine, much agriculture – particularly the majority small-scale dry agriculture of the plains and valleys – was carried out within short distances of grasslands within the Mediterranean climate, which were grazed over long periods of the year.68 That is, the primary areas of shepherding in Palestine were within and near agricultural zones, with the likely consequence that individuals and families, not peoples, carried out this trade. The hill country of Palestine was not heavily settled and appears to have been largely
67. Adams, ‘Early Civilizations,’ 599. 68. See the discussion of the Wadi al-Amud, the Northern Jordan Valley, the Jezreel, and the coastal plain in Thompson, The Settlement of Palestine.
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wooded during the Bronze Age. Though deforestation began at least as early as the Early Bronze Age, it does not seem to have been irreversible in most areas until the Iron Age. Although most settlements in the hills, particularly during the EB and MB II periods, were associated with agriculturally oriented valley and enclosure terracing,69 a number of dwellings, some of which were in caves, are probably to be associated with less sedentary economies, such as herding. The primary reason for arguing against an assumption of large groups of nomadic or transhumance pastoralists over long periods in the unsettled portions of Palestine is not so much the lack of evidence for such groups grazing flocks within the plains, and in the hills of central Palestine. It is rather that there was no need for such groups during most periods; nor, given Palestine’s peculiarly local and regional fragmentation, much room to accommodate them. However, those areas which border on the steppe and desert lands of the east and south, developed essentially distinctive patterns of settlement, both in relation to their more arid climate, and, ultimately, in the forms of their economies. The coastal area south of Ashqelon, and the Beersheva and Arad basins, with their semi-arid climate and rich steppe grasslands, form a continuous, and historically most significant, steppe zone in Palestine. It is an area of transition between the Negev and Sinai deserts to the south and southwest and the Palestinian hill country and coastal plain to the north. Because of aridity and the irregularity of rainfall, permanent settlement during the Bronze Age throughout this extensive area is unstable and transhumant.70 Villages and towns in this transition zone are confined almost entirely to the areas of highest agricultural potential and are usually found in the northern part of the region, along the major drainage wadis. There is some possibility that at least the larger of these towns were not so dominantly agricultural as towns in the rest of Palestine, but were much more economically dependent on grazing. A substantial investment in animal husbandry would give greater stability to what must have been otherwise a precarious economy. Herding would also add to the town’s much greater area of economic exploitation than would otherwise be allowed by severely limited farmlands. In addition, it is possible that these settlements were markets and centers for the larger population, which may have included non-sedentary groups grazing flocks within the plains, and in the hills of central Sinai and the Negev, whose economy was perhaps supplemented by patch agriculture, carried out in the smaller wadi beds of the upland regions. On the basis of such a mixed economy of the towns of the northern Negev and the southern coast, as well as the necessary symbiotic political and social relationships that would have resulted from such an economy, one might describe the social structure as ‘dimorphic,’ signifying not that farmers were also shepherds, but that the economic importance of shepherding was such that it supported significant transitory groups, who,
69. Z. Ron, ‘Agricultural Terraces in the Judaean Mountains,’ IEJ 16 (1966), 33–49 and 111–22. 70. Thompson, Settlement of Sinai and the Negev, 5–11; T. L. Thompson, Settlement of Palestine, 7–9 and 60–62.
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having developed distinctive social and political traits appropriate to their way of life, dealt symbiotically with the sedentary population of the border towns of Palestine, which, in turn, developed a significant dependence on the nonsedentary groups. The lack of direct archaeological evidence of such groups, however, makes such an interpretation dependent on the interpretation of quite limited texts. Since the towns are oriented towards the most fertile arable lands, which are independent for long periods of time, it ultimately rests upon a concrete analysis of historical changes in the settlements of this region. A similar interpretation might be applied with more conviction to the Bronze Age settlement of the southern part of Transjordan between the Wadi Hasa and the Wadi Wala, some ten kilometers south of Amman. This area is bordered on the east by a 10–30 km strip of steppe, just west of the watershed. Though large areas are barren, much of this area is grassland. Permanent settlement during the Bronze Age was confined to the hill country within a narrow Mediterranean zone. This region is sharply broken by deep gorges, and, on the plateau north of the Wadi-Mujib, by intermediate steppe zones, which form excellent grazing areas but hardly support agriculture other than occasional patch cultivation. The known settlement of south Transjordan is very limited throughout this region during all periods of the Bronze Age. Broken up into isolated agricultural pockets, regional groupings among these settlements could have been neither strong nor very large. Individual settlements generally require some form of larger social and political context,71 and the marked isolation of these sites suggests a connection with the steppe. The higher mountains to the south, not too far from the grasslands, could support a form of transhumance pastoralism in limited numbers, which could find markets and supplementary agricultural products from the villages. The essential requirement of historical evidence is finally satisfactorily met by the settlements of the central Negev during the EB IV/ MB I period.72 The several hundred settlements in the central Negev from this period have been found in two economically distinct environmental zones. The largest number of settlements and dwellings and all of the large villages, lie on the northwest slopes of the central hills. In spite of the desert climate of the region (less than 100 mm rainfall), these sites were supported by an agriculture based on wadi terracing in which arable fields were kept under cultivation by run-off water. The necessary maintenance of the wadi terracing suggests an intensive form of cultivation, rather than the patch or swidden agriculture more typical of arid regions. This, in turn, suggests long-term, perhaps continuous, occupation.73 Several large sites, with a long history of occupation, such as Tel Yeroham, confirm this. The most typical form of housing structure – apparently small round huts, generally ranging from 3 to 7 m in diameter, related in
71. See, however, Wittfogel, ‘Developmental Aspects,’ 56. 72. Thompson, Settlement of Sinai and the Negev, 13–24. 73. B. A. L. Cranstone, ‘Environment and Choice in Dwelling and Settlement: an Ethnographical Survey, in Ucko, Tringham, and Dimbleby (eds), Man, Settlement, and Urbanism, 487–504 [487]; Harris, ‘Swidden Systems,’ 245.
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homestead-like clusters and distinguished by separate functions (cooking, storage, sleeping, hospitality, etc.) – has been found in other cultures, periods, and climates, associated with both sedentary and transitory forms of dwelling.74 In the Negev of the EB IV/MB I period, large numbers of the same type of dwelling structures were found in areas where there appear to be insurmountable obstacles to any form of agriculture beyond an occasional patch cultivation. Most of these have been found in the high lying regions of Ramat Matred, Har Romem, Nahal Sin, and the upper Nahal Nisana. In these regions, however, considerable long-term winter grazing is available, and the economy of these settlements seems undoubtedly oriented to animal husbandry. I have earlier suggested that the settlement of the central Negev as a whole during this period was based on some form of mixed economy of agriculture and grazing.75 There does seem, therefore, some reason to describe this mixture as ‘dimorphic.’ Yet some form of transhumance may be more probable, since two distinct environments were exploited,76 with the long-term grazing of flocks through the winter growing season and a return to the lower northwest slopes for the dry summer season grazing on the post-cropping stubble of the agricultural fields. After the first autumn rains, the wadi terraces are planted and the flocks grazed in the unfarmed gullies and on the nearby sparse hillside vegetation. When this gives out, the flocks are moved to the highlands in the south to winter over. The settlement patterns of the south suggest the possibility that groups were confined to specific areas and that some form of grazing rights was in force. In the spring, herds are returned to the fields in the hill country after the harvest, while summers are spent in repairing the agricultural terraces, sheep-shearing, spinning, and weaving.77 Agriculture provides a home base, and produces grains, fruits, vegetables, nuts, oils, and summer feed for the flocks. The herds produce wool, dung, milk, butter, cheese, and meat,78 and protection from the undoubtedly frequent crop failure in this marginal area. The area as a whole is isolated from the southern border of Palestine by a 30 km stretch of sand desert, and is open to the Sinai in the west. If this occupation had lasted for any considerable time, one might have been able to expect the development of social and political structures appropriate to a life of transhumance. However, such settlement occurs during EB IV/MB I and perhaps only for a short duration.
The EB 1V/MB I settlement of Palestine Dever has argued that the non-sedentary West Semitic groups of Mesopotamia are to be understood as living in a symbiotic relationship with the settled 74. Cranstone, ‘Environment and Choice.’ 75. Thompson, Settlement of Sinai and the Negev. 76. W. Allen, ‘Ecology, Techniques, and Settlement Patterns,’ in Ucko, Tringham, and Dimbleby (eds), Man, Settlement, and Urbanism, 211–26 [221]. 77. For an analogous use of this region, see Marx, Bedouin of the Negev. 78. Adams, ‘Early Civilizations,’ 596.
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p opulation; that is, as forming an integrated part of the Mesopotamian economy.79 He nevertheless also argues that the EB IV/MB I period in Palestine was the result of these same ‘Amorites infiltrating Palestine,’ coming ‘from a seminomadic culture.’ This claim appears arbitrary unless it can be shown with some concrete evidence that the culture of EB IV/MB I in Palestine was indeed ‘seminomadic’ and that it in fact derived from the Syrian steppe. Historians now generally agree80 that the population of Palestine and Syria was already predominantly West Semitic before the end of the Early Bronze Age. Furthermore, the overwhelming conviction of Palestinian archaeologists is that the Palestinian EB IV/MB I pottery tradition is essentially derived from indigenous EB forms.81 The term ‘semi-nomadic’ is also notoriously ambiguous, and Dever, in outlining current possible points of unanimity among scholars about EB IV/MB I, identifies this with the term ‘semi-sedentary.’82 Much more importantly, he refers to Prag’s description of this period as essentially in agreement with his own. Prag, in her very important study, stresses some of the evidence for ‘both permanent villages and well-established campsites,’83 and summarizes much of the evidence known from excavations about agriculture during the EB IV/MB I period, concluding that her study differs from previous studies principally in pointing to ‘a degree of sedentary existence and agriculture.’84 Although I am unable to accept her suggestion that a ‘secondary wave of West Semitic people’ caused the transition from EB to EB IV/MB I period in Palestine, the evidence she gives of sedentary occupation in some areas, and of more transitory long-term encampments in others, is based on sound observation and forms the starting point for any interpretive analysis of the period as a whole. Prag’s study is also of immense importance in that it is the first major interpretation of this period by a field archaeologist, which, in attempting to reconstruct the origin, economy, and social structures of this period, is built on the basis of what has been found rather than on a lack of evidence.85 The variety of climatically distinct sub-regions of Palestine makes it extremely difficult to use the discoveries from one site or from one type of region for all of Palestine. This is particularly true of the Bronze Age, and especially of the EB IV/MB I period, when severe drought brought radical differences in settlement and land use throughout Palestine. Furthermore, much of the evidence for settlement during this period is published rarely or not at all and is unavailable to many scholars. Interpretations are often based on the limited 79. Dever, ‘The Patriarchal Traditions I,’ 86. 80. Haldar, Who Were the Amorites?; de Geus, The Tribes of Israel, preface; Liverani, ‘The Amorites’; Fronzaroli, ‘West Semitic Toponomy.’ 81. K. Prag, ‘The Intermediate Early Bronze–Middle Bronze Age: An Interpretation of the Evidence from Transjordan, Syria, and Lebanon,’ Levant 6 (1974), 69–116; Dever, ‘The Patriarchal Traditions I.’ 82. Dever, ‘The Patriarchal Traditions I,’ 84. 83. Prag, ‘The Intermediate Early Bronze–Middle Bronze Age,’ 102. 84. Ibid.,103. 85. Thompson, Historicity, 144–71.
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excavations at EB IV/MB 1 levels (undertaken mostly within the hill country), on surface explorations by Nelson Glueck, or on very brief reports in archaeological journals.86 This limitation of our sources for a regionally oriented history of Palestine during EB IV/MB I has led to an understanding that is essentially based on tradition. As Prag seems aware, this traditional picture is of a topsyturvy world: marginal areas (the Transjordan, the Negev) are occupied with permanent villages and the agricultural heartland of Palestine is occupied by semi-nomadic pastoralists. The unquestioning dominance of this picture is but a short step from a classic invasion hypothesis (mitigated by some as ‘infiltration’) to explain what was thought a transitory form of settlement, providing archaeologists with an efficient cause for the end of the Early Bronze ‘cities.’87 Prag’s article is a major step towards a re-evaluation, formed as it was independently of both biblical tropes of semi-nomadic patriarchs and undifferentiated, theoretical concepts of flock-herding nomadism. My own understanding of this period is that the population is indigenous to Palestine and that the form of settlement is a cyclic development from that of the Early Bronze Age.88 An economy based on pastoralism, independent of a sedentary agricultural population is foreign to Palestine’s Bronze Age. During EB IV/MB I, the heaviest concentration of settlements was, in fact, not on the periphery: the Transjordan or the Negev. Rather, this settlement was similar to and largely continuous with the EB occupation, concentrated in those regions where rich and extensive agricultural fields are found in connection with plentiful water. The greatest population was near fields under irrigation, especially those in the northern Jordan Valley, the Beth Shan Valley and in the Jordan Plain to the north of Beth Shan, in the Nahal Harod, the Jezreel Valley and the Wadi al-Fari’a. Typical of both EB and EB IV/MB I settlement in these areas were small unwalled villages and hamlets, directly oriented to the cultivated fields of the area. Such settlements of course did raise pigs, cattle, sheep, and goats, and were dependent upon them both for food and to maintain soil fertility, but it is unlikely that they can be legitimately described as pastoral. Other major areas of considerable small village settlement were the coast of Palestine and the northern Transjordan. The settlement patterns of both, however, vary considerably. Along the coast, to the north of the Haifa Bay, occupation follows a pattern similar to EB, but settlements are fewer and restricted to areas near the banks of streams and springs,89 suggesting the use of simple irrigation techniques. The restriction of settlements to wellwatered zones suggests that, if grazing had been carried out in the plain, it did not develop a society or settlement separate from the agricultural villages. If shepherding was a subordinate function of the villages, the climate and topography is such as to make it unlikely that grazing was either seasonal or migratory. 86. For a very incomplete collection of sites and sources, see Thompson, Settlement of Sinai and the Negev and Thompson, Settlement of Palestine. 87. For a description of this theory, see Thompson, Historicity, 160–61. 88. On this and the following, see T. L. Thompson, ‘The Settlement of Early Bronze IV– Middle Bronze I in Jordan,’ ADAJ (1974), 57–71. 89. Thompson, Settlement of Palestine, 52.
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A small number of sites along the shore of the Haifa Bay, near Atlit, and along the central coast,90 suggest that some fishing and perhaps sea trade was carried out during this period. The extensive occupation of the central coast is largely confined to the banks of major rivers, again suggesting a decided preference for irrigable lands. The area of greatest EB settlement, the broad alluvial plain near the eastern hills which had probably been developed by dry farming techniques and a system of intensive cropping, an area where also heavy grazing is possible, is abandoned during the EB IV/MB I period. As one moves further to the south, into the more arid zones of the coast, the restriction of EB IV/MB I settlement to well-watered regions is even more marked. Near the Nahal Soreq, where rainfall is close to 500 mm, settlement is still intensive, though restricted to the river banks. South of this river, however, as the steppe zone is approached, settlement gives out almost completely – in contrast to all other Bronze Age periods. The rich grazing lands of the wide southern coast lies beyond the fringe of EB IV/MB I settlement. The area of the northern Transjordan is another area of Mediterranean climate with extensive agricultural settlement during EB IV/ MB I. Here, the sedentary character of settlement has never been in doubt and is primarily based on dry-farming techniques. Attempts to date these settlements to earlier than those of western Palestine have been unconvincing.91 As in the MB II and LB periods, the center of EB IV/MB I settlement was in the Irbid depression.92 The pattern of settlement within this area reflects an intensive agricultural occupation which was relatively stable throughout the Bronze Age. In the higher area of the ‘Ajlun, a rugged area with plentiful rainfall (more than 600 mm), a large number of EB sites have been found, typically situated on isolated flat-topped bluffs and ridges. Most of these settlements are small and relatively unstable. Few sites survive the EB period and the regional settlement is limited and sporadic during all subsequent Bronze Age periods. A similar pattern is found (except in the more stable area just to the south of Wadi ar-Rab) in the extreme northern area of Transjordan, just south of the Yarmuk, where a large number of relatively small EB settlements are found in isolated, rugged terrain. The following period reflects a collapse of regional settlement and a widespread abandonment of the area. In western Palestine, very similar changes in settlement appear in the very rich but isolated agricultural plain of the Carmel coast. After a very intensive EB settlement, based in irrigation agriculture, and a number of cave dwellings in the eastern hills, probably based in animal husbandry, the plain is largely abandoned by the end of the EB period and during all subsequent Bronze Age periods. Similar patterns of the collapse of EB occupation of agricultural regions are also noticed in the hill country of western Palestine. In the (for the Bronze Age) agriculturally marginal Allonim hills,93 EB settlement is limited to the isolated
90. Ibid., 54, 56 and 58. 91. Martin, The Appraisal of Argument, 85. 92. Thompson, Settlement of Palestine, 18–20. 93. Ibid., 41–2.
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valleys of Nahal Hillazon and Nahal Sippori, where settlement is supported by rich soils and available spring water. However, such isolated regions are abandoned in the course of the EB period, and remain unsettled during EB IV/MB I. A similar pattern is followed in the isolated Biq’at Beit Natofa. This pattern is in contrast to the stable and regionally continuous occupation of the well-watered, easily accessible and relatively unified regions closer to the Jordan Valley and Sea of Galilee, especially along the Wadi al-’Amud, the Biq’at Yavne’el, and the Nahal Tavor.94 In the Carmel range, EB sites are usually restricted to small villages, supported by valley terracing along the lower, westward draining streams. The relative isolation of these sites and the consequent precariousness of settlement here undoubtedly affected the collapse of the region which did not begin to recover until the LB period. In the more accessible and well-watered areas along the Nahal Daliya and the Nahal Tanninim, however, regional settlement is maintained and is relatively continuous through subsequent periods. In the Sahl Arraba, just north of the hills of Samaria, the EB occupation is very large, proportionate to the occupation of the major valleys of Palestine. Settlement is continued, however, during EB IV/MB I, at very few sites, suggesting a very marked demographic collapse in this region. The Bronze Age settlement of the central hills is dispersed, because of the restriction of agricultural settlement to a few hilltops, plateaus, and, more frequently, to the valleys. In spite of these limitations, the EB settlement is nevertheless impressive, particularly in the higher altitudes. The collapse of these settlements and the abandonment of the entire central hills are marked until the MB II resettlement.95 The marginal character of the few quite small settlements that have been found from EB IV/MB I suggests that these settlements had a mixed economy and were less dependent on more sedentary forms of agriculture than the settlements of this period in the great valleys. In the more arid, yet more coherent Judaean hills, the EB IV/MB I settlement, largely confined to areas near the watershed, reflects a sharp decrease in the size of the population and the area of displacement rather than an outright regional gap as in the north. A number of cave settlements suggest some transitory occupation. However marginal the association with agriculture was, limited settlement throughout the Judaean hills allows for considerable dependence on herding. Excavated sites near Hebron suggest a combined economy of agriculture and herding, similar to the settlements of the more marginal regions of the southern Transjordan and the lower Jordan Valley.96 In these areas, however, the limitations of the EB IV/MB I occupation is a response to regional climatic and environmental conditions. In the Judaean hills, the EB IV/MB I settlement is unique for the Bronze Age and has its cause in the drought which brought about 94. Ibid., 42 and 45–50 for the following. 95. On the settlement of this region, see M. Kochavi (ed.), Judaea, Samaria, and the Golan: Archaeological Survey 1967–1968 (Jerusalem: Carta, 1972). 96. See above, and especially the discussion of Tall Umm Hamad in Prag, ‘The Intermediate Early Bronze–Middle Bronze,’ 90–91.
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catastrophic changes in many regions of Palestine late in the EB period. In spite of major destructions of fortified towns mentioned in excavation reports, agricultural continuity of most highly populated regions was maintained from the EB through the MB II period. In addition to town destructions at the end of EB II,97 two types of region were either abandoned or the size of the population dramatically decreased towards the end of the EB period and recovery was not achieved until the MB II period or even later. Most typically in the hill country, there were relatively isolated, regionally fragmented, far-flung villages that lacked adherence to larger groups and were vulnerable. In spite of the Mediterranean climate and the proven technological ability to settle these regions, they were unable to sustain their population. Regions most affected were the more arid, agriculturally marginal areas, bordering on or lying within steppe zones – areas where water sources were limited, with fragile soils vulnerable to devastating effects from drought or over-population. Surprisingly, however, the semi-arid and arid zones of Palestine reflect an extremely mixed response to the catastrophes which also struck other areas. In southern Transjordan, where only a very small population had been supported throughout the Bronze Age, almost no change can be noticed in the pattern or size of settlement during EB IV/MB I. In the southern Jordan Valley, the instability of settlement is probably to be explained by the extremely marginal ecological context alone, rather than by any major trans-regional upheaval at the end of the EB period. There is here no marked change in regional settlement. In the central Negev, on the other hand, there is a near total absence of evidence for EB exploitation of the region; yet, during EB IV/MB I, several hundred new settlements, including a number of large villages, occupy the area on the basis of a mixed economy. The contrast is even more striking when seen over against less arid steppe zones in the northern Negev and on the southern coastal plain. During EB, agricultural areas of the southern coast extend at least as far south as the banks of the Wadi Gaza, where rainfall falls below 300 mm. It is also possible that farming was carried out as far south as the Wadl al ’Arish.98 During EB IV/MB I, however, settlement was abandoned throughout the entire area south of Nahal Shoreq, just 10 km south of Tel Aviv. In the Beersheva and Arad Basins, aridity (200–300 mm) agriculture was generally restricted to areas where ground water was plentiful and stable; that is, to fields along the banks of the Wadi Gaza. Settlements along the northern arm of the Wadi Gaza are large and stable, showing occupation during all periods of the Bronze Age. In the more arid south, however, EB settlement concentrated around major springs, such as ’Ain as-Shallala and ’Ain al-Fari’a. By the end of this period, these villages are abandoned, and almost the whole of the Beersheva plain south of Nahal Gerar is empty. West of the modern city of Beersheva and the Arad Basin, settlement was similarly affected and the land was given over to wilderness.
97. Thompson, Historicity, 161. 98. Thompson, Settlement of Palestine, 7–8, 60–61.
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The observation of both excavation reports and settlement patterns is that the end of the Early Bronze Age was catastrophic, involving destruction of cities, widespread impoverishment, the dramatic shrinkage of population, the abandonment of large regions, and the dispersal of population into areas which earlier had been wilderness. Explanations which depend upon assumptions of vast numbers of landless pastoral peoples invading Palestine are unsatisfactory.99 The disruptions of the Early Bronze period occur over a span of half a millennium! Moreover, the hallmark of the most intensively settled regions during the EB IV/MB I period is water exploitation: a continuation of the Early Bronze irrigation networks and the opening of new areas based on wadi terracing and run-off collection systems. Conversely, the inability to maintain settlement in Palestine’s best grazing regions hardly supports confidence in a description of Pastoral dominance. Nor is there any reason to see this period as involving a new population. Indigenous burial traditions,100 the ephemeral character of so many of the settlements, widespread frugality and population decline require other explanations. The roots of the disaster which overcame the Early Bronze period could lie within the period itself: in its large cities and its relatively large population. The prosperity of EB II is not just a counterpoint to the poverty of EB IV/MB I; it is perhaps its ultimate cause. EB II witnessed an unprecedented expansion of population in Palestine. Cities of over 20 dunams (l dunam = 1000 m2) with thousands of inhabitants were found in nearly all of the fertile regions of Palestine. Small villages and hamlets proliferated. Settlement expanded through enclosure and wadi terracing into the more difficult hill country, wherever good soils and water were abundant. The population also expanded beyond these regions – into steppe zones capable of supporting only limited populations over time. The one near constant of history, demographic growth,101 however, made such settlements precarious, and, with growth, ever more dependent on favorable weather and soil conditions: as was the case during EB II. Also with growth, grazing and cropping intensified. Longer fallows gave way to shorter ones and ever more marginal land was brought under cultivation. In the primary agricultural zones, once maximum population density was approached, pressure for migration mounted, not only to newer regions – into the hills and the steppe – but equally into the towns and non-agricultural economies, increasing yet more an already growing market for the agricultural sector, which, in turn, became less capable of meeting the demands made on it. With the burgeoning of the towns and consequent inflation, the potential for eventual catastrophe was there. In marginal regions, collapse may have been inevitable. In areas where agriculture depended largely on dry-farming techniques, even normal
99. Thompson, Historicity; Martin, The Appraisal of Argument, 61; Haldar, Who Were the Amorites?, 49, 66. 100. Prag, ‘The Intermediate Early Bronze–Middle Bronze,’ 99–102; E. M. Meyers, Jewish Ossuaries and Secondary Burials in their Ancient Near Eastern Setting (dissertation, Harvard University, 1969). 101. Adams, ‘Early Civilizations,’ 591.
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climatic variations can result in crop failure in drier years. Long-term drought or frequently recurring dry spells cause not only crop failure but a lowering of the water table and a loss of springs and wells. With ever larger areas opening up to relatively simple methods of cultivation, already poor soils must fail to produce consistently high yields. With compensation through a shortening or even abandonment of fallow systems, much of the land increasingly becomes subject to salinization. In heavily overpopulated marginal regions, such as the Arad Basin, drought can result not only in agricultural failure but also overgrazing and a consequent denudation of the soils.102 Once serious food shortages began to occur, danger of widespread famine increased, increasing the political and military importance of stabilizing and regulating limited resources, however incapable they were of dealing with the causes of the shortages. Even short-term famines, spread over large regions, could, once the stores of the towns were threatened with depletion, bring about political conflict and regional wars. Such conflicts, however, might be contained for considerable periods of time, with only episodic fighting and the occasional destruction of villages and weaker cities. Nevertheless, a long period of instability, with frequent hostilities within major regions, also has the capability of so disrupting normal life as to cause an internal collapse of the economy of a region and the abandonment of areas where settlements were relatively isolated and consequently insecure and incapable of fielding an adequate defense. Such collapse, even when regionally contained, creates large numbers of refugees to strain further limited supplies, thereby increasing insecurity through the growth of robber bands. In the early Bronze period, the destruction of major cities and abandonment of settlements within the agricultural heartland had begun already during EB II. The end of the Early Bronze period witnesses recurrent destructions of fortified towns. By the EB IV/MB 1, whole regions had been given up and agriculture in most of the hill country and outlying, marginal lands had collapsed. The population – diminished through starvation, warfare and emigration – was concentrated in the very richest and largest agricultural zones, where continuous fertility was supported through irrigation. Yet the economy was frugal, village-oriented, and isolated from any world beyond Palestine. Even so, a lack of major fortifications suggests a return to military stability and an absence of population pressure. The steppe zones, ecologically the most fragile, were perhaps the first areas that were abandoned. New settlements were undertaken by immigrants and refugees in the agriculturally more difficult, but also more viable Central Negev. A mixture of the economy there and heavy dependence on herding undoubtedly provided a satisfactory margin against periodic drought. Similarly, the stability of the marginal areas of the southern Transjordan and the lower Jordan Valley – in contrast to more fertile and better watered regions – may be understood, if we
102. For analogies, see Smith, ‘Land Use’; T. C. Young, Jr., ‘Population Densities and Early Mesopotamian Urbanism,’ in Ucko, Tringham, and Dimbleby (eds), Man, Settlement, and Urbanism, 827–42; Harris, ‘Swidden Systems’; Allen, ‘Ecology, Techniques, and Settlement Patterns.’
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assume a mixed economy of agriculture and grazing. Numerically, the population of Palestine did not recover until the prosperity of MB IIB.
The town in Palestine A number of possible variations of the herding economy in Palestine have been explored, and the difficulties of dealing historically with non-sedentary forms of occupation have been mentioned in passing. I have argued, on the basis of the nature of Palestinian agriculture and the close relationship of Palestine’s settlements to its environment, that nomadic pastoralism, in its variety of forms, was a phenomenon that played a major role on the borders and in the steppe zones, but was insignificant, perhaps non-existent, within the heartland. Dever, in discussing ‘dimorphism’ as a potential key to the interpretation of Bronze Age Palestine, refers to the recent archaeological excavation of a small site near Tall ar-Rumela as archaeological evidence for a ‘dimorphic society.’103 Excavations show that this site was a small agricultural hamlet occupied during the MB IIB period.104 The homogeneity of the pottery suggests that the settlement was relatively brief. This factor and the unwalled character of the settlement suggest that it was a ‘satellite village’ of Tall ar-Rumela, and consequently ‘dimorphic.’ This is a very important observation for Dever’s argument for dimorphism, since this site serves as a paradigm for what he feels is typical of MB II, and is at the heart of his subsequent argument that patriarchal society is both historical and to be dated to the MB II period.105 Though Dever’s argument is not entirely coherent, it centers essentially on his understanding of Palestine as progressively urbanized during MB II. The period as a whole is understood in terms of prosperous, heavily fortified towns, described as city-states.106 Tall ar-Rumela lies in an area that is sparsely settled during the Bronze Age. The regional potential for pastoralism is patent. However, should we accept that the existence of an agricultural hamlet is evidence for pastoralism, and hence ‘dimorphism’? Town dwellers from Tall ar-Rumela may have been as likely as farmers from this hamlet to herd sheep. An unwalled site, though perhaps ‘ephemeral,’ is not obviously representative of a less sedentary form of life. Much more importantly, the one factor that permits the interpretation of a ‘dimorphic’ form of society – the agricultural limitations of the region for intensive Bronze Age settlement – is, in fact, an ecological indication that the economy of Tall arRumela and its neighboring settlements cannot be used as a paradigm for the MB II period throughout Palestine. Understanding Dever’s hamlet as a ‘satellite village’ is at first attractive. Another nearby site, perhaps also dated to the MB
103. Dever, ‘The Patriarchal Traditions I,’ 111–12. 104. Possibly site no. 1412.06 (Palestine grid: 1481.1274) in Thompson, Settlement of Palestine, 359. 105. Dever, ‘The Patriarchal Traditions I,’ 112–20. 106. Dever, ‘The Patriarchal Period, 84–9.
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II period, might be similarly described.107 However, the issue of interpretation is complex, and depends on much more than relative size and duration of settlement. Are there also economic or historical reasons for assuming a dependent relationship? During the EB period, there were several such small sites near Tall ar-Rumela, all of which may have been occupied for a considerable length of time.108 Yet since the EB occupation of Tall ar-Rumela had apparently been quite small,109 it is unlikely that we should understand the surrounding hamlets of that period as ‘satellites.’ Moreover, if the existence of a ‘city-state’ was not necessary for the maintenance of such settlements during EB, what grounds do we have in the evidence from MB II for assessing the kind of political subordination implied in the terms ‘city-state,’ and ‘satellite,’ rather than the more neutral, but also politically possible descriptions, such as ‘agricultural hamlet’ and nearby ‘marked town’? In fact, a relative independence and less centralized ownership of land might be suggested, failing historical indications to the contrary, by the direct relationship of small-scale agricultural with techniques and production. In the labor-intensive dry farming typical of the hill country, land ownership and political control may be efficiently decentralized.110 Small – even temporary – settlements may be indicative merely of new lands open to production, or reflective of a farmer’s desire to be closer to fields while they are under cultivation. A singularly independent settlement may be indicative of a separate region being exploited. Potential military functions provided by the fortified town may find reciprocity in the villages in both taxes and personnel, which historically might be used as a basis for political subordination. On the other hand, the lack of political subordination might be one cause for the frequent abandonment of so many such sites. A brief survey places the issue in sharper focus. In many regions, there appears to be an inverse ratio between the growth of larger, fortified towns and the frequency of smaller, open sites. There are at least five major regional patterns of settlement.111
Independent isolated villages The most widespread type of settlement in Palestine is the regionally very stable occupation of environmentally circumscribed agricultural zones where both large and small (but usually isolated) villages occur. At times, a small number of settlements, perhaps dominated by a larger town, are found within geographically
107. Thompson, Settlement of Palestine, site no. 1513.07 (Palestine grid: 1549.1320), 341. 108. Ibid., 339, 357–58, sites 1413.06.09 and 1412.01.-04), including one site with considerable EB pottery (1412.03). 109. See the bibliography for this site in ibid., site no. 1412.05, 358. 110. Allen, ‘Ecology, Techniques, and Settlement Patterns,’ 221. 111. On the method of analysis uses, see K. V. Flannery, ‘The Origins of the Village as a Settlement Type in Mesopotamia and the Near East: a Comparative Study, in Ucko, Tringham, and Dimbleby (eds), Man, Settlement, and Urbanism, 23–54.
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very limited regions. This is a pattern in areas such as the Upper Galilee, Mount Carmel, the Lower Galilee, the southern Jordan Valley, the Judaean hills, the steppe zones of the southeast, as well as most of the Transjordan. Though each of these regions has significant local variations, most representative are sites in the Upper Galilee, where very small hamlets are found with very large towns (e.g., Tall Qadas measures 100 dunams) in regional isolation, on top of large hills or plateaus, near springs or in larger valleys. Economically, the relative importance of a site is based on the wealth and stability of its environmental context: the larger the area under cultivation, the larger the potential political importance. Regional hegemony, if it existed, appears to have been more the result than cause of size and wealth. Beyond individual and small regional organizations, there is every reason to suppose that there existed only fragmented and transient political organization. Stability within these regions is very high throughout the Bronze Age. Changes in economic and political structures are not notable. The possibility of major economic and political involvement with nomadic pastoralists, particularly in the more arid regions, would of course increase the environmental context of these sites. Yet this only affects their political structure marginally, since both the size of the steppe zones and the numbers of nomads potentially involved are limited. Similarly, in regions with a more Mediterranean climate, other industries – particularly fishing and logging – alter the geographical and economic context of sites considerably. Such militarily weak regions are vulnerable to imperial exploitation. However, the lack of regional centralization makes the cost of imperial control over isolated and frugal settlements prohibitive. Not until the Iron Age, with its great increase in population in these regions through the expansion of terracing beyond the valleys, hilltops, and occasional spring-fed slopes, developing an intensively productive dry agriculture on the newly terraced slopes of the hills, do these regions become more densely populated, centralized, economic units. First, then, does their regional importance become significant and find expression in the patronage kingdoms of the first millennium.
Regionally dominant towns The second type of region is found in the most stable and important areas of Palestine, including the Jezreel Valley, the lower Hula Basin and the Jordan rift north of the Sea of Galilee, the Irbid depression, and the inter-related valleys of the central hill country in the immediate vicinity of Tall Balata. These are all large, open, intensively settled, and prosperous regions: areas which witness long continuous settlement, with many large tells showing occupation throughout the whole of the Bronze Age. There are also a number of small settlements, occupied only for short periods. The displacement of the largest towns suggests that the larger valleys may have been regionally subdivided, with each subdivision often dominated by a single major settlement. A variety of possible coalitions of subdivisions bay have developed pyramids of considerable political power and permanence, such as at Megiddo and Taanach. In some of the
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smaller, but still environmentally rich, regions, entire geographic areas tend to be dominated by single great tells, such as Qedesh and Hazor in the lower Hula area or Shechem in the central hills, and Gezer and Lachish in the Shephelah. These are sites, more than any others, which best fit the popular understanding of ‘city-state,’ as the term has been used of ancient Palestine: states consisting of a geographically limited region, dominated by a single town, often controlling a number of subject villages and hamlets. That the political structure of such settlements should be described as ‘feudal’ rather than patronage is doubtful. The primary agricultural economy and land ownership in these areas is only marginally dependent on centralized control. Irrigation, for the most part is on a small scale, and much of the agricultural production can be maintained through the labor of individuals and families. Trade routes on the other hand, and the defensive importance of many of the largest towns, would certainly have demanded that these towns play a major historical role in foreign imperial plans to control and exploit Palestine. Though these towns were occasionally destroyed, regional settlement is remarkably continuous. During the Late Bronze period, there is a marked increase in the size and the importance of the very largest towns. Also during this period, many fewer small villages and hamlets are occupied. This possibly indicates long-standing military insecurity. The basic pattern of settlement, however, with its marked dominance of large towns, is not noticeably changed in the early Iron Age.
Regional federations A very interesting variation of this pattern of settlement occurs in some of the coastal regions, most clearly pronounced along the northern and central coast. Essential is the inter-relation of two adjacent, but ecologically distinct, zones: largely agricultural and grazing lands on the coastal plain on the one hand, and the western coastal area near the shore on the other hand, with a broad mixture of economies (such as fishing, shipping, mineral extraction, occasional grazing, agriculture in the valleys and deltas, etc.). In earlier periods, a proportionately large number of fortified towns, regionally spaced along the agriculturally rich eastern edge of the coastal plain, is marked. In the central coastal areas, fortified towns are also found along the major river valleys, where the richest agricultural contexts are present. A number of smaller, largely ephemeral, unfortified settlements are also found near the fortified towns. These are, however, usually of short duration. Some pyramiding of power by many of the larger towns was certainly a recurrent phenomenon, given the absence of geographical barriers in the area. Such centralization may have been particularly frequent in distinctive subregions, such as along the banks of major rivers. In contrast, one finds, after the beginning of MB II, an increasingly large number of settlements near the shore, at a considerable distance from the major towns. They are of mixed size, and some may be industrial rather than dwelling places. In the central region, there occur a large number of small unwalled hamlets, scattered in the alluvial pockets between the rivers. In the Haifa Bay area, the coast itself is settled by
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large port towns, geographically spaced along the shoreline, while the less favorable agricultural plain is occupied during the LB period by small villages or hamlets, set on high ground to the east of the plain. These patterns are severely sharpened at the end of the MB II period and during LB. The settlement on the shore continues to expand, with an ever-larger number of settlements. In the areas of the great tells, however, the LB occupation is largely confined to the largest towns, which increase in size. In the central coastal areas, there is some indication of serious long-term disturbance. Several regions are abandoned at the end of MB II, particularly along the swamp-prone lower Nahal Hadera and Nahal Poleg. Politically, the coastal regions are obviously dominated by the large towns. However, though many of the richer agricultural towns and the Haifa Bay port settlements could be understood as independent ‘city-states,’ the continued spread of largely unprotected villages and hamlets in adjacent areas during a period of considerable disturbance suggest rather larger, transregional, political structures such as federations of villages and towns or the like, where, for example, defence is less localized and related to strategic coalitions, the maintenance of borders and police networks. In a federation of political units, the defensive requirements for new settlements do not include site-by-site fortification. A transregional orientation of defences may explain much that is unusual in the southern coastal area and along the border between coastal Palestine and the Sinai. As typical of settlements in marginal lands, most villages, and towns here are situated in the alluvial oases of the wadis which drain towards the Mediterranean. They have the appearance of independent villages and hamlets, loosely organized in sub-regions near major springs or in areas where the water table is high. Large sites are found near rich soils and abundant water, and appear to be – even if fortified – large villages. Their political hegemony over smaller settlements is difficult to assume, except perhaps those few within their immediate environs. It is possible, however, that they provide markets for a very large area. Their proximity to the North Sinai trade route112 would certainly strengthen this function. The separateness of these sites, however, may be misleading. The largely unsettled, but rich grasslands of this region, with the opening to Sinai in the south and the southwest, suggests the possibility that the larger border towns such as Tall Jamma may have formed, during some periods, symbiotic associations with pastoralists and other non-sedentary groups of the Negev and Sinai.113 Similarly, the many fishing villages and installations along the southern coast in areas where agriculture was unlikely must have developed a symbiosis with the larger agricultural towns. The long-term political disturbances at the end of the MB II period and throughout the LB is also here quite marked, especially along the Nahal Shiqma, which is abandoned in the open plain. In other areas, large and fortified sites increase in their relative importance
112. Thompson, Settlement of Sinai and the Negev, 9–13. 113. Cf. the exciting discoveries of E. Oren, ‘The Overland Route Between Egypt and Canaan in 1973 the Early Bronze Age,’ IEJ 23 (1973), 198–205; Thompson, Settlement of Sinai and the Negev, 12.
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and size. Along the coast, however, settlement is maintained, and small unfortified hamlets and villages survive. Presumably they are under the protection of sites which are beyond their immediate regional context. The apparent importance and remarkable size of the southernmost settlements might then also find explanation as border towns of a military region, unified through political coalitions or federations.
Irrigation agriculture The three types of sedentary political organization discussed above, representing independent isolated villages, regionally dominant towns, and regional federations, supported the most stable areas of Palestine. The following types were far less stable. One such type is found in the regions of the upper Jordan Valley just south of the Sea of Galilee, the Beth Shan Valley, the Nahal Ha’rod, and possibly the Wadi al-Fari’a. It reflects some of the agriculturally most productive and densely settled regions of Bronze Age Palestine. The variety of agricultural production is great. Even within very small areas, there are found large-scale drainage systems, seepage agriculture, irrigation from freshwater springs, dry farming and enclosure terracing. The largest towns are outside the flood plains and most directly associated with dry farming and systems of spring- and riverfed irrigation. In the EB and MB II periods, large tells are typically found in areas of great fertility, immediately adjacent to other large settlements. Regional spacing of the larger towns, as found in the Jezreel Valley, is not noticeable. Smaller villages and hamlets – numbering in the hundreds – result from the exploitation of limited, circumscribed regions or, in some cases, extending larger settlements into new regions. Some sub-regions (e.g., the Jordan Graben) are settled primarily by small hamlets; others (e.g., the Wadi al-Fari’a) by large villages. A pattern of centralization or subordination is difficult to identify in these regions before the end of MB II. Moreover, very many of the small hamlets are stable and have occupation histories comparable to the largest tells. Although considerable centralization of some lands must be supposed in areas of major irrigation and drainage networks, relative autonomy ought to be assumed for other regions. The impact in these regions of the disruptions at the end of MB II and during LB was substantial. The settlement of whole areas collapsed. Large numbers of small villages and many large towns, with histories of settlement going back to the Early Bronze, were abandoned throughout the LB period. At the expense of the countryside, a movement of the population into well-fortified towns occurred, with the consequent abandonment of many farms far from the towns. During the Late Bronze period, many of these towns are spaced out in the valleys, suggesting a political polarization, and perhaps independence – a pattern sharply contrasting with earlier periods. This shift is especially noticeable in the Wadi al-Fari’a, which is dominated by only three very large towns, situated at great distances from each other. Abandoned (though fertile) lands, having become insecure and difficult for agricultural settlement, may have formed the basis for the development of autonomous unsettled groups of refugees and
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displaced persons, turning to animal husbandry and pastoralism, and developing independent living patterns.114
Independent subsistence farmers The problem of displaced persons or refugees created by the large-scale abandonment of lands becomes even more acute for the fifth type of settlement. War, enslavement, and resettlement in towns may well account for the majority of people displaced by the collapse of settlement in Palestine’s major valleys. The population of insecure territories need not be assumed to be very great. However, in the central hill country (excluding the ecologically distinct Shechem enclave), the disaster was more complete. In the synclinal trough of the Carmel range, lying between the Nahal ’Iron and the ’Emeq Dotan, a gently rolling plateau is open to both the coast and the Jezreel. The easy slopes, good communications, deep rich soils, large number of springs, and adequate rainfall (more than 600 mm) make this a prosperous and important agricultural region. As might be expected, the settlement of the area is extensive, especially during the EB and MB II periods, and sites are found along the streams and on the watershed, near springs, and on the slopes above the Jezreel. The absence of large springs, however, and the cyclic drying up of springs in summer, prevented large settlements, and the intensive MB II settlement consists primarily of a very large number of hamlets and small unfortified villages on the central rolling plateau. These were, apparently, independent subsistence-farming communities, without major forms of political centralization, regional control or substantial defences. Their open, unprotected conditions made them particularly vulnerable to the disruptions at the end of the Middle Bronze Age. Almost the entire area, except for a very few sites along the Nahal Daliya and Nahal Tanninim, is abandoned. This disruption in an area without large settlements (except, of course, Tall ’Ara, protecting the east–west trade route to the Jezreel) undoubtedly created considerable numbers of homeless, adding substantially to the insecurity of the region. A very similar catastrophe overtook the settlements of the central hills of Samaria. The earlier settlement pattern here resembles that of the Galilee. There were many large and small settlements in the small western valleys, along the gentler slopes and especially in the many basins in the north. Given technological limitations for terracing and water storage during the Middle Bronze Age, the size of individual settlements and the density of regional occupation were in proportion to then relevant agricultural possibilities. Particularly in the larger basins, many towns were larger. The area as a whole was not unified, but divided into many, probably independent, sub-regions, each with its own autonomy. Unlike the settlements of the Upper Galilee, most of the settlements in the central hills, and especially in the western valleys, were not isolated and remained unprotected from the dislocations at the end of the MB II period. Most 114. For an analogy, see Adams, ‘Patterns of Urbanization,’ 744.
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of the settlements of this vast and complex area are abandoned by the beginning of the Late Bronze period. Outside the large unified region around Tall Balata, LB settlement is largely restricted to a few small ephemeral sites near springs in the south. The disruption in this region is more extreme than anywhere else in the north. Recovery is noticeably slow, although the settlement of many areas is re-established in the Iron I Period. However, several potentially prosperous areas are not resettled until Iron II, when the region as a whole experiences a widespread expansion, with the increased use of slope-terracing.
Concluding remarks The analysis of settlement patterns offers significant access to a large number of historical problems. There is a pressing need, however, to integrate the archaeological data and interpretations drawn from archaeologically derived reconstructions with what we know of the history of Palestine from written sources. On one hand, the cause of the initial disruptions and destructions of the MB II settlement of Palestine needs clarification, as does the nature of the continued insecurity of some regions, particularly in the central hill country. On the other hand, the political nature of the final pacification of disturbed regions and the causes of a surge of new settlements, culminating in the development of regional monarchies in Iron II is obviously at the heart of the question of the origin of the patronage kingdoms which gave unity to these regions. The origin of Israel can be observed archaeologically, since it is the unification of settlement in the hill country of Palestine which constituted that origin. However, our observation is still oblique. The specific causes of pacification and surge to new settlement is not yet explicit. Moreover, the exact nature of the continuity and discontinuity of this settlement with that of the Bronze Age – that is, the indigenous quality of this new settlement – needs much more critical reflection. I would like to return in conclusion to the question of dating the origin of Israel’s Pentateuchal traditions, which has been dealt with in the first section of this chapter. The recognition of an agricultural, potentially indigenous, Palestinian origin of the Iron Age population of the territory of Israel115 makes it critically important to recognize that a history of Israel prior to the Iron Age, with its implication that the existence of an entity or concept – of an Israel with national implications – is not only as yet unidentified, but should no longer be seriously considered! If Israel is the political structure that gives definition to the unification of the hill country, it cannot exist independently of the settlement and unification of that territory. Its traditions, as traditions about Israel’s ancestors,116 also find meaning first here. One cannot posit the existence of a tradition without positing the concomitant existence of the bearers of that tradition.
115. Thompson, ‘Historical Notes.’ 116. Thompson, Historicity, 326.
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4 Conflict themes in the Jacob narratives 1979
The current standard interpretation of the conflict themes in the Jacob narratives understands the stories as more or less historiographic traditions that reflect real historical or sociological conflicts between ancient Israel and neighboring or related groups of people, or, as in the Joseph narratives, conflicts within Israel itself. This interpretation took its initial impetus from two form-critical articles of Hermann Gunkel, published in 1919 and 1922.1 In the first of these articles, Gunkel argued that the earliest pre-literary form of the Jacob tradition – from which he understood the rest of the tradition to have been a family tale (about the good man and his evil brothers, without any historiographic connotation). In a very early secondary development, Gunkel understood the Joseph narrative to have been reinterpreted in terms of the twelve tribes of Israel, adding to the narrative not only the names of Joseph and his brothers, but also a historiographic level of meaning heretofore absent in the narrative. Consequently, the story comes to serve as a means of expressing the conflicts and inter-relationships of the tribes of Israel. Whether the historiographic intent is etiological or historical is irrelevant to our discussion here, though it is by no means irrelevant in scholarly discussions following Gunkel.2 Otto Eissfeldt, while chiding Gunkel for his conscious bypassing of the results of source criticism,3 nevertheless takes up and develops Gunkel’s recognition of 1. H. Gunkel, ‘Jakob,’ PJ 176 (1919), 339–62; ‘Die Komposition der Josephgeschichten,’ ZDMG 76 (1922), 55–71; cf. also H. Gunkel, Genesis (Göttingen: Vandenhoeck & Ruprecht, 1911) and H. Gunkel, Das Märchen im alten Testament (Tübingen: Mohr, 1917). 2. See, most recently, B. O. Long, The Problem of Etiological Narrative in the Old Testament, BZAW 108 (Berlin: de Gruyter, 1968); T. L. Thompson, The Historicity of the Patriarchal Narratives: The Quest for the Historical Abraham, BZAW 133 (Berlin: de Gruyter, 1974); T. L. Thompson, ‘A New Attempt to Date the Patriarchal Narratives,’ JAOS 98 (1978), 76–84; T. L. Thompson and D. Irvin, ‘The Joseph and Moses Narratives,’ in J. H. Hayes and J. M. Miller (eds), Israelite and Judaean History (Philadelphia: Westminster, 1977), 149–212; W. G. Dever, ‘The Patriarchal Traditions I: Palestine in the Second Millenium, B.C.E.: the Archaeological Picture,’ in Hayes and Miller (eds), Israelite and Judaean History, 70–120; J. Van Seters, Abraham in History and Tradition (New Haven, CT: Yale University, 1975). 3. O. Eissfeldt, ‘Stammessage und Novelle in den Geschichten von Jakob und von seinen Söhnen,’ in KS I (Tübingen: Mohr, 1962), 84–104.
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possible historiographic elements in the patriarchal narratives, which, following Gunkel, he classified under the type: tribal tale (Stammessage). This critique of Gunkel,4 while thoroughly justified in its context, goes beyond the concerns of this paper. Eissfeldt objected to the suggestion that the early interdependence of the Laban and Esau episodes existed prior to their present context. Eissfeldt’s distinctions between oral and literary are here far too rigid, however.5 His contention, moreover, that the L source is in its composition older than the J or E sources, and thus closer to an ‘original’ form of the narratives, is itself contingent on the unjustifiable presupposition – common among early source critics – that the differences found in tale variants are related to the distinct composition of the various classical sources; namely, L, J, E, and P, with the implication that the earlier source would probably reflect more purely the ‘original’ tale as well as the concomitant hypothesis, explicitly developed by Noth and Speiser,6 that the variant traditions found in Genesis go back to an original unified ‘Tradition’ or Grundlage.7 Recent developments in form criticism8 amply demonstrate the need to view the development of tale variants separately and show that the similarity of plot rests rather on an independent use of common plot motifs. What is still relevant in our discussion of the analysis of Gunkel and Eissfeldt is not their debate about the earliest form of the narratives under discussion but about their recognition of distinct formal intentions within the patriarchal narratives. Eissfeldt’s understanding of these narratives has now achieved the status of received opinion among contemporary scholars of a moderately critical persuasion and is dominant in the historical evaluations of the Genesis narratives found, for instance, in the works of Bright, Noth, and de Vaux,9 who would 4. O. Eissfeldt, ‘Die Bedeutung der Märchenforschung für die Religionswissenschaft, besonders für die Wissenschaft vom alten Testament,’ in KS I (Tübingen: Mohr, 1962), 23–32; O. Eissfeldt, ‘Stammessage und Menschheitserzählung in der Genesis,’ Sitzungsberichte der Sächsische Akademie der Wissenschaften zu Leipzig 110 (Leipzig: Akademie-Verlag, 1965), 5–21; O. Eissfeldt, ‘Israel und seine Geschichte,’ in KS III (Tübingen: Mohr, 1966), 159–67; O. Eissfeldt, ‘Achronische, anachronische, und synchronische Elemente in der Genesis’ in KS IV (Tübingen: Mohr, 1968). 153–69; O. Eissfeldt, ‘Jakob-Lea und Jakob-Rahel,’ in KS IV (Tübingen: Mohr, 1968), 170–75. 5. T. L. Thompson, ‘A New Attempt.’ 6. M. Noth, Überlieferungsgeschichtliche Studien (Tübingen: Niemeyer, 1948); E. A. Speiser, ‘Genesis,’ AB 1 (Garden City, NY: Doubleday, 1965), xxvii–lii; for a critique, see Thompson, Historicity, 6–8, 202–3; Thompson, ‘The Joseph and Moses Narratives,’ 174–7. 7. Cf., recently, R. Rendtorff, Das überlieferungsgeschichtliche Problem des Pentateuch, BZAW 147 (Berlin: de Gruyter, 1977). 8. Especially, D. Irvin, Mytharion: The Comparison of Tales from the Old Testament and the Ancient Near East, AOAT 32 (Neukirchen: Neukirchener Verlag, 1978). 9. J. Bright, A History of Israel (Philadelphia: Westminster, 1973); M. Noth, The History of Israel (New York: Harper & Row, 1960); R. de Vaux, Early History of Israel: To the Period of the Judges (Philadelphia: Westminster, 1966); recently W. M. Clark, ‘The Patriarchal Traditions II: The Biblical Tradition,’ in Hayes and Miller (eds), Israelite and Judaean History, 120–48.
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understand the narratives about the patriarchs and especially the conflict narratives as reflecting behavior and conflicts of nations and tribes which formed or were related to Israel in its earliest memories of its existence. Wide disagreement, of course, exists among these authors regarding the extent and the nature of the history that can be gleaned from such narratives; but there is a surprising unanimity among them that the stories, in however symbolic a manner, are in fact talking about real social and historical conflicts of the states of Israel or Judah, whether of the early formation of the nation during a ‘time of the judges’ or during a yet earlier ‘patriarchal period,’ or even from the time of the early monarchy. My own earlier study of the patriarchal narratives was itself far too influenced by Eissfeldt10 and fails to challenge this interpretation of the narratives adequately. Scholars more conservative than Bright, Noth, and de Vaux, such as Albright and Speiser,11 who would understand the narratives to be about historical individuals of the past, still see the movements and conflicts of these heroes as representative of larger historical and sociological realities.12 This form-critical evaluation, implied by both these groups of scholars, is of cardinal importance in the interpretation of the patriarchal narratives because it touches upon the intention of the narratives, their purpose, and their context. How the understanding of a tale is affected can clearly be seen in Eissfeldt’s contrasting Abraham with Isaac and Jacob by arguing that Abraham is, in all probability, a historical individual in Israel’s past, but ‘that Isaac and Jacob portray personifications of groups, and that the union of the three in our traditions in a father-son-grandson relationship is at least an unhistorical construction.’13 Eissfeldt classifies the stories into three categories which reflect degrees of historicity and are distinguished one from another on form-critical grounds according to the intention of the narrative: (1) the historical narrative about individuals; (2) the tribal tale wherein the protagonist in the narrative represents or personifies a historical group; and (3) literarily constructed unhistorical material, often redactional in nature and serving to bring together and harmonize narrative materials of different types. Eissfeldt’s classification, however, is methodologically weak, first of all because there are historiographical differences in the narratives of great importance that cannot be subsumed under one or other of his classifications. Second, it is not clear that his first type is really distinguishable, on form-critical grounds, from his all-important second type. While the recognition of his third type shows the inadequacies of Gunkel’s interpretation, it is not clear that his alternative is more adequate. It is important to the discussion to add to the above classification two further types which are implicitly and explicitly discussed by Gunkel
10. Thompson, Historicity, 324–6. 11. Speiser, ‘Genesis’; W. F. Albright, Yahweh and the Gods of Canaan: A Historical Analysis of Two Contrasting Faiths (Garden City, NY: Anchor, 1968). 12. Also, now, Dever, ‘The Patriarchal Traditions I,’ 102–20. 13. Eissfeldt, ‘Die Bedeutung der Märchenforschung,’ 154.
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and Eissfeldt in the above-mentioned literature; namely, the already mentioned situation tale and the etiological narrative or narrative element. Furthermore, what Eissfeldt has referred to as achronische Elemente is also of importance. This is certainly much better understood in light of the research of Dorothy Irvin on the structure of early folktale, and into the development and transmission of plot-motifs, traditional episodes, and tale-types.14 The achronistic character of the structure of the ancient Near Eastern tale would be characteristic not of one type alone but of all of the above classifications, except the very ill-defined historical narratives about individuals. Narratives lend themselves to a form-critical classification of this type, not according to historical value or historicity, but according to historical intention (i.e., historiography). Thus, Eissfeldt’s third type should best be limited to secondary redactional elements which bring together or harmonize originally separate narrative materials. His first type is perhaps better classified as heroic or family tales, which deal with individuals. Such narrative elements have, on form-critical grounds, no observable historiographical character. That is, they are either fictional or indistinguishable from fiction and involve the achronistic ‘literary’ characteristics of the folktale. Nothing internal to the tale suggests that the narrative is explicitly or symbolically dealing with either the past or the sociological inter-relationships of the present. Eissfeldt’s second type, the tribal tale, on the other hand, is very much a historiographical tool, whereby the narrator relates historical events and inter-relationships through the structure of his story. How it is distinguishable from other types within the Jacob narratives is discussed below. His third type, redactional elements, generally does not develop independent narratives in its own right but rather inter-relates originally distinct and even divergent and contradictory tales. Much of the redactive material commonly classified as ‘P’ distinguishes the tradition as historical-critical.15 Such redactional elements are, however, even more obviously unhistorical, dependent as they are on received traditions. The fourth type, the situation tale (what Eissfeldt and Gunkel refer to as Standessage), is similar to the second type in that it depends upon a symbolic representation of groups. It is distinct in that it expresses the stereotypical interaction of groups rather than events. It is absolutely necessary to distinguish the second and the fourth types on the grounds of intention, rather than follow Gunkel and Eissfeldt who have classified them on the basis of whether tribal and regional or occupational groups are referred to. Tales about Paul Bunyan are most generally Stammessage, but the story of the tortoise and the hare is a Standessage! The second type can be said to be historiographical, in contrast to the metaphysical intentionality of type 4. Related to both of these is the fifth type, etiology. The essential distinguishing factor of this type is that it attempts to relate contemporary reality in terms of an original past or Urzeit. It is the only of the above types which can be understood as mythological. It is a historiographical form, but it argues from the basis of
14. Irvin, Mytharion. 15. Thompson, Historicity, 308–11.
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known contemporary realities to the construction of an original cause which is fundamental. In the tales under discussion, several of these narrative types coexist as levels of intentionality within single tales. As has been already seen in the discussion of our narratives by Eissfeldt and Gunkel, basic to an understanding of the conflict stories in Genesis is the extent to which type 2, the tribal tale, is original to the narratives. However, the problem cannot be understood as simply involving a discussion of the stories’ historical development, as earlier discussions had. It is insufficient to debate whether the symbolic representation of groups in the form of heroes is original to (so Eissfeldt) or secondary to (so Gunkel) our narratives. Equally important is the degree to which this historiographical characteristic affects the tale as a whole and the extent to which it can be seen as a single contributing element of the story among other elements: whether it develops a symbolic level of meaning in its own right so that the actions of the hero can be understood as the actions of a group, class, or tribe, or rather whether it is to be understood as contributing to the narrative only as a ‘point of attraction.’ In this latter case, the hero of the story acts as such, with all of the individuality of the hero of a heroic tale but with the added element that he (or she) is a hero-for-us; that is, a hero for a specific group. The motive factor of this kind of element is very similar to the attraction or identification effected in so-called ethnic stories or jokes. The actions and also the character of the hero may become flavored by both the prejudices and the special knowledge which the narrator has for and against the group identified by the hero. Yet, nevertheless, the essential behavior of the hero has an independent life of its own, bound by normal storytelling conventions of a heroic tale. To the extent that the symbolization of a people or a group is limited to that of a contributing element or ‘point of attraction,’ the story as a whole lacks both the historiographic intention characteristic of tale type 2 and the sociologically descriptive purpose characteristic of types 4 and 5. The essential structure remains that of the first type, the heroic tale. The importance of this categorization for an understanding of the conflict themes can be seen in a brief review of the Genesis narratives under discussion. Preliminary to this review, however, a brief discussion of the genealogies of Genesis is appropriate. The Seper toledot of Adam in Genesis 5:1a, 3-32 and the toledoth of Genesis 10 are etiologically motivated family trees, reflecting the distribution of peoples in the ancient world. Genesis 11:1026 is a situation tale in the form of a genealogy whose original purpose was to illustrate the inter-relationships of various Palestinian groups by means of a narrative fiction relating their respective ancestors: Abram, the patriarch of the Ishmaelites, Edomites, and Israelites; Nahor, the patriarch of the Aramean tribes of northern Transjordan; and Haran, the patriarch of Moab and Ammon.16 In the secondary redactional effort (11:27, 31b, 32b; 12:5), a historiographical meaning is assumed by the redactor to belong to the genealogy of 11:10-26, which would place the origin of the patriarchs or of possibly related 16. Ibid., 306–7.
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peoples in North Mesopotamia. This historical assumption was then harmonized with other traditional narrative materials available to the redactor. In this development, we have interplay of various different types of literary motivation. The historiographic or Stammessage element is, however, completely redactional and secondary. While it can be said that the redactor had understood these groups or the patriarchs to have come from North Mesopotamia, it also can be clearly affirmed that the historicality of this narrative was purely the redactor’s construction. The Jacob–Laban/Jacob–Esau narratives are open to a similar analysis. A discussion of the use of eponymous names in Genesis would require a paper in itself.17 In brief: an eponymous ancestor – in contrast to a heroic ancestor – derives his name directly from that of a people (e.g., Ishmael, the father of the Ishmaelites, or Argos, the king of Argos). Because of this, the use of such an ancestor in a tale may be in itself an indication that the tale has the historiographical function of the Stammessage. However, once created, the eponymous ancestor has a life of his or her own, independent of the group or place which lay at its origin. Subsequent tales about this ancestor may either lack totally such a historiographic meaning or this element in the narrative might be reduced to a mere ‘point of attraction.’ Heroic ancestors, in contrast, are originally independent heroes, like Gilgamesh and Abraham, about whom stories are told; they are not simply arbitrarily chosen, early names as Gunkel would have it. Only secondarily, and then only in the context of larger extended narratives, are such heroes at times identified (usually by means of eponyms) as representative of peoples (e.g., Jacob’s identification with Israel in Genesis 32:28, 29). Once such an identification is made, however, analysis becomes extremely complex since subsequent tales can then assume eponymous character for an originally heroic ‘ancestor.’ Similarly, redactional efforts often bring heroes into relationship with largely eponymous genealogies, lending eponymous significance to subsequent developments in the traditions about the heroes. Also, other tales about the hero can then be reinterpreted by the tradition on the basis of his secondary eponymous status (so Genesis 17:5). Some of the heroic ancestors in Genesis are Nahor, Haran, Abraham, Lot, Isaac, Jacob, Esau, and Joseph. Some of the more obvious eponymous ancestors are Ishmael, Israel, Ephraim, Judah, and Benjamin. These last three are clearly derived from geographically names. Generally, the identification of the twelve sons of Israel as eponymous of the twelve tribes as such is doubtful, given the very serious unresolved problems relating to their historicity. Within the history of transmission they are used eponymously (so Genesis 49). However, historical knowledge of the eponymic referents for Genesis 49 as tribes or peoples is lacking. Given this preliminary discussion, it becomes apparent that the conflict themes in the Jacob narratives can no longer be understood simply as mirroring historical and sociological conflicts related to the life and history of early Israel.
17. M. D. Johnson, The Purpose of the Biblical Genealogies, SNTSMS 8 (London: Cambridge University Press, 1969); Thompson, Historicity, 50–51, 298–308, 311–14.
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The development of each episode must be examined in its own right. In turning to a more detailed discussion of these narratives, it is first to be noticed in regard to the Jacob–Esau birth episode of Genesis 25:19-34 that the narrative in its present form, consisting of a patterned repetition of three variants of a single plot development (19-23, 24-28, and 29-34), is presented in the narrative form of a genealogical expansion of the ‘genealogy’ in Genesis 25:19-22. This fictive genealogical context is parallel to Genesis 25:12-18 and is used here in order to place the succeeding complex tale about Jacob–Esau within the tradition of the Abraham–Isaac/Ishmael stories. This context is clearly historiographical in form, though possibly not in intention. The first of the three ‘beginnings’ of the Jacob–Esau conflict narrative uses the ‘traditional birth episode,’18 within which a conflict motif is drawn and interpreted within the narrative (v. 23) as a conflict between the peoples of Edom and Israel, which conflict is resolved on the basis of the literary motif of the success of the unpromising; namely that the younger Jacob/Israel shall be served by the older Esau/Edom. The primary intentionality is that of a heroic tale about individuals within which, however, a description is given of the eponymic referents and of the nature of their relationship (the element is more that of Standessage than of Stammessagel). This gives to the heroic tale of the birth of these awesome children a powerful ‘point of attraction’ for the Israelites at the expense of the Edomites. It is very difficult to understand this narrative as a historiographical reference to a past or contemporary hegemony of Israel over Edom, and it is certainly not possible that Israel is understood here by the narrator as historically later in origin than Edom – whatever the real history of these peoples may have been – for the past ‘ancestral event’ is not referred by the narrator to either his contemporary world or to the world of the historical past of Israel and Edom. It is rather a claim of superiority-byassociation by the Israelite narrator that its ancestor bested Edom’s. The second variant episode similarly uses the basic form of the heroic tale about individuals without, however, any admixture of Stammessage. It is also doubtful that the references to Esau as a hunter and to Jacob as a tent-dweller are to be understood as a situation tale element as, for example, may well be the case in the Cain/Abel story. These occupational functions of the patriarchs here rather seem to serve as an introduction to (and accordingly this segment is essentially connected to) the two parallel conflict episodes in Genesis 25:2934 and 27:1-45. The first narrative episode is the sub-tale about the sale of the birthright, a purely heroic tale, which by its context within the patriarchal narratives as a whole secondarily attains a ‘point of attraction’ for the Israelites. The conflict, however, is a literary conflict using again the motif of the success of the unpromising. Jacob, though the younger son, gains the birthright. This narrative also makes a play on the folk-etymological meaning of the name Jacob as deriving from the root ‘qb’ – ‘over-reaching’ and ‘grasping,’ and by extension ‘deceitful,’ ‘insidious’ (Jer 9:3, 17:9). Genesis 27, dealing with the deception of Isaac by Jacob, develops the same basic motif of the success of the 18. Irvin, Mytharion.
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unpromising and the younger son. It also expands the theme of the sly Jacob which will be found again in the subordinated tale of Jacob outwitting and bankrupting Laban in Genesis 30. Under the influence of the patriarchal narratives as a whole, which form a secondary context of the Jacob narratives, the end of the sub-tale in Genesis 27 has developed a historiographical element of tribal tale in the blessing of Esau. This blessing, like that in Genesis 49, as well as those of Jacob, establishes the destiny of the people represented by their ancestor. It is important to notice, however, that in this context of blessing it is neither a conflict between Israel and Edom nor the subservience of Edom to Israel which carry the central weight of the blessing in verses 38-40. Rather, the conflict and subservience are elements belonging to the patriarchal realm of Jacob–Esau, deriving from Jacob’s deception and the resulting blessing which Israel’s patriarch had received. Note that Jacob’s blessing does not refer in its historiographical connotation to Edom; Esau’s blessing has two quite distinct functions: the tale function of overcoming the difficulty which Jacob’s blessing has raised for Esau, and the establishment of the destiny of Esau’s descendants, Edom, in independence and power (cf. Ishmael in Genesis 21). This multi-level problem is handled deftly; the weight of the scene is thrown upon the ultimate reclaiming of Edom’s independence. The conflict between Jacob and Esau and the hegemony of Jacob over Esau is represented as a conflict and a hegemony which belonged to the patriarchs and to that narrative time; but when Esau/ Edom increases in strength, that is, becomes a people, the conflict is resolved in Edom’s independence (Genesis 33:16, 36). The historical referent was Edom’s independence but, given the literary (i.e., fictional) tale of conflict between the two brothers – understood also as eponymous ancestors – a bridge was needed to link the heroic with known reality. Genesis 27:41-45 and 29:1 form a redactional transition which has several purposes. It originally links the narrative in 27:1-40 with Genesis 29. In doing this, it prepares ultimately for the otherwise enigmatic meeting with Esau upon Jacob’s return (Genesis 32). By the time that Jacob has stayed with Laban (‘for a time,’ 27:44), Esau has become a people and has achieved his independence, threatening Jacob when he crosses the Jabbok on his return home. The threat is overcome and the passage is peaceful as a result of the cleverness of Jacob (32:13-31). The narrative reads on two levels. The superficial one relates the peaceful reunion of the brothers foretold by Jacob’s mother. This, however, involves the solution of their conflict on a second, more fundamental level. Jacob purchases his passage through Edomite territory, a symbolic reference to (but not representation of) the tribes of Israel’s passage to the promised land, which is related in the Joshua narratives. This historiographical allusion is emphasized by the secondary narrative segments attracted to it in the process of a later historiographically motivated revision of the Jacob narratives. Genesis 32:9-12, the prayer of Jacob, echoes the Joshua narratives while at the same time referring to an ‘original’ division between the people of Jacob and the people of Esau. Genesis 32:24-32, which is given a structural or ‘chiastic’ balance with the theophany of Genesis 28:11-15, explicitly identifies Jacob with Israel and is used to signify the intentionality of this secondary redaction, that
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the Jacob story is the history of Israel. Narrated within the primary Jacob–Esau conflict story and in conjunction with it, forming the complex-narrative about the adventures of the clever, grasping, struggling Jacob, we find a series of episodes forming a tale within a tale, the Jacob and Laban conflicts. The opening episode (Genesis 29:1-14) follows the pattern of the family tale and is very similar to the Moses story in Exodus: the hero waters sheep for the daughter(s) of his future father-in-law. Genesis 29:15 develops the tale further in the pattern of the folktale motif of working for a set number of years for his father-in-law in order to pay the bride-price. However, by means of the motif of the success of the unpromising (the ugly, unloved Leah versus the beautiful, beloved Rachel) and the motif of deception by disguise (cf. Genesis 27:15-40), Jacob’s desire for Rachel is thwarted, and he marries Leah. With consummate irony (and also, incidentally, indicating the close relationship of this episode with the Jacob–Esau tale), Laban’s actions are justified on the basis of Leah being the first-born. The deception sets the stage for a double conflict: between the elder, hated wife and the younger, beloved (and here, it cannot be denied, we have an ‘element of attraction,’ playing on the empathy of older and younger wives in a polygamous society), as well as the conflict of wits between Laban and Jacob. The first conflict is played out in a family tale in which the wives compete for the affection of the husband through bearing children. It should be stressed that throughout this contest no element of Stammessage or historiography enters the narrative; we are not dealing with a historical classification of the tribes of Israel into Rachel and Leah tribes! The folk etymologies explaining the names of the children are in terms of the contest of the story and bear no relationship to hypothetical tribes of a historical Israel. Nor is the order of the children’s birth perceived as referring to tribal relationships or any possible chronology for their origin in Israel. The Rachel–Leah conflict episode here is purely literary and fictive. The second conflict develops the plot of the sly Jacob, who outwits Laban and impoverishes him by means of imitative magic, becoming himself rich in the process (so Gen. 30: 25-43; Gen. 31:1-16 is perhaps an apologetic revision of the narrative, exonerating Jacob). Jacob then runs off with his gains and his host’s daughters. The present narrative involves two significantly separable issues in the chase, one with Laban and his sons and their anger at being duped and the other dealing with Rachel’s theft of Laban’s gods. The final harmonization has Laban angry that Jacob ran off with his daughters, which anger is rebuked in the unsuccessful hunt for the stolen gods and the divine warning given to Laban. The search account is enhanced by the use of the literary motif of the unknowing condemnation of the beloved by the hero (cf. also the story of Jephthah’s daughter). The conflict, and this episode of the narrative, is concluded in the Jacob–Laban debate (Genesis 31:36-54) with the iteration of both sides of the argument, at the same time totally true and totally opposed. The conflict is resolved in the full settlement of the marriage agreement (Genesis 32:44, 46-50, 55), which had been so long demanded by Jacob and so long put off by Laban. Only in a secondary revision of the narrative is this agreement between Laban and Jacob marginally understood as Stammessage (Genesis 32:45, 51-54), as having been between Laban’s people and Jacob’s people
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resulting in miming a territorial boundary between them. However, there does not seem to be sufficient indication that this was indeed perceived as a boundary dispute or the establishment of a boundary between historical Aramaeans and historical Israelites. Rather, it reflects a late understanding of the tale as a representation of peoples of the patriarchal time and an attempt to place the story geographically in the mountains of Gilead. The boundary covenant is an interpretation of the story and is not intended to have meaning of itself: This is where the people of Jacob and the people of Laban formed their boundary after their dispute during tradition’s patriarchal period. It shares the perspective and resembles the kind of imaginative, fictional, tribal tale about the ancient past, which is also found in the passage of Jacob (not Israel) through the territory of Esau’s Edom (Genesis 32-33). The historicizing revisions referred to interpret the complex tale of the Jacob–Laban–Esau conflicts from a perspective which is shared by the narrator of Genesis 28. Genesis 27:46 serves this very crucial central revision of the complex tale by introducing the theme of marriage as the reason for Jacob’s departure, here to Padan Aram. It also introduces an independent variant of the blessing of Jacob (Genesis 28:1-5), which not only is totally unaware of Esau and the preceeding conflict, but also radically changes the tone of the narrative, having its major motivation in the reiteration of the central etiological reinterpretation of the patriarchal narratives as a whole: that Jacob will become a great people (Israel) who will inherit the land promised to their father Abraham. It should be emphasized that this is not to be understood as growing out of the prior conflict between Jacob and Esau, but rather radically revises the perception of that tale! Under the influence of this second blessing of Jacob (Genesis 28:1-5), Genesis 28:6-9 sets itself the task of interpreting the Esau-Jacob conflict in terms of Genesis 27:46. I am inclined to see this entire revision as strongly influenced by the intentionality of the Stammessage, and to suggest that the narrative is intended to be read on two levels describing the inter-relationships of ‘tribes’ (whether fictive or historical is a moot question) in terms of the marriage relationships of the eponymously endowed ancestors. The theophany of Genesis 28:11-15 – structurally balanced with the etiological episode of Genesis 32:2432 – introduced by 28:10, is a reiteration to Jacob of the promise of Abraham, reemphasizing the blessing of verses 1-5. As such, this final redaction should be seen as a historiographic etiology, which attempts to identify the land of Canaan as the possession of the historical Israel and as a land which was originally promised them by Yahweh. In the complex tale of Jacob as a whole, we find elements of tribal tale or Stammessage fundamental to our narratives only in the episode of Jacob’s return and in the secondary, historicizing revisions such as that dealing with the boundary settlement between Jacob and Laban. It is difficult to see either of these, however, as relating directly and unequivocally to the historical Israel or her neighbors. There is a consciousness of such peoples in the narratives, but only in the lesser sense of offering a ‘point of attraction.’ Throughout the development of the patriarchal traditions, there is an awareness of the patriarchs as ancestral heroes of the distant past, which is never displaced by their representative
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f unction as eponymous ancestors. When this representative function is primary to the narrative or narrative segment, as is the case in these passages under discussion, the awareness of the heroic stature of the protagonists allows the representative function to refer only to peoples of the distant past beyond the experience of the world of the narrator and his audience. This is also characteristic of the more peripheral uses of the Stammessage element when it goes beyond that of a mere ‘point of attraction.’ It may be taken, then, as a substantial hypothesis that the Jacob narratives – and perhaps the biblical narratives of similar form – are to be understood as literary fictions, not only in the primary construction of the individual narrative segments but in the development of the larger complex tales of the patriarchal tradition. Those historiographical elements that occur in the narratives and in their transmission and development are similarly constructed on this essentially fictional literary basis. If this analysis can be born out in an examination of the remaining patriarchal traditions of Genesis and Exodus, the use of these narratives as history or as useful for the reconstruction of Israel’s early historry or pre-history must be abandoned. Furthermore, that these narratives reflect the lived sociological structures of pre-monarchic Israel, giving us information about modes of life or historical inter-relationships of tribes and their neighbors, may well be a willful scholarly construction when such a historiographical intention is lacking in the narratives themselves. In the examination of any past traditions for their historical relevance, internal formcritical examination is preliminary to any discussion of historical accuracy or historicity. The heroic-tale type of narrative is, in its structure and development, unhistorical.19 Individual historical accretions to the traditions – if they exist at all – are generally subsumed and transformed by the needs of an unhistorical literary base. If an individual hero of a narrative is also a historical figure (e.g., Sargon, Ahab, and perhaps Gilgamesh), this fact seems largely irrelevant to the growth of the tradition about him or her, and neither the hero’s existence nor any aspect of a biographical nature can be reconstructed solely on the basis of the tales about the hero. This form of narrative is too old to enable us to guess at the ultimate causes which would lead to the development of such narrative forms. Their character and the reasons they have been cherished and transmitted, however, lend themselves to detailed analysis and study, yielding a rich understanding of the imaginative life of any given people.
19. Irvin, Mytharion.
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5 History and tradition: a response to J. B. Geyer 1980
Geyer’s article1 centers on two distinct issues in the recent treatment of the ‘Joseph and Moses Narratives’ in Hayes and Miller’s Israelite and Judaean History, namely, the use of comparative literature in exegesis as an alternative to the traditional interpretations of Pentateuchal stories, which have proceeded from questionable assumptions about the tradition’s genesis and historicity, as well as the question of whether the Pentateuch tradition is relevant to the work of the historian as evidence of Israel’s origins. The first issue was raised by Dorothy Irvin in an essay2 in which she extends to the Joseph and Moses stories her earlier analysis of some of the tales of Genesis.3 Geyer poorly understands Irvin’s use of analogy. She neither identifies nor equates the literature compared. Nor do assumptions about literary origins, borrowing, or dependence have a legitimate place. What is comparable is at the same time – and by that fact – understood as different. One classifies, and classification enables one to clarify the individuality of each text in its own context.4 Irvin’s comparative analysis of some of the tales of Genesis and Exodus demonstrates a procedure by which one can define and clarify the intention and the implicit values borne by the narrative. Geyer’s claim that the Old Testament is ‘theological reflection on events believed to have taken place’ may well be true of the deuteronomistic redaction of the former prophets. It might also be legitimately argued that the final redaction of the Pentateuch perhaps dealt with ‘events believed to have taken place.’ That this, however, is clearly not the case with much of pre-deuteronomistic biblical literature raises formidable problems for their use as historical sources.5 Moreover, it is Irvin’s intention to argue that 1. J. B. Geyer, ‘The Joseph and Moses Narratives: Folk Tales and History,’ JSOT 15 (1930) 4–56. 2. D. Irvin, ‘The Joseph and Moses Narratives 3: The Joseph and Moses Stories as Narrative in the light of Ancient Near Eastern Narrative,’ in J. H. Hayes and J. M. Miller (eds), Israelite and Judaean History (Philadelphia, PA: Westminster, 1977), 180–209. 3. D. Irvin, Mytharion: A Comparison of Tales from the Old Testament and the Ancient Near East, AOAT 32 (Neukirchen: Neukirchner Verlag, 1978). 4. Irvin, Mytharion, 112–15. 5. The degree of historiography implied must be evaluated with each stage of a tradition’s development. See my The Historicity of the Patriarchal Narratives: The Quest for the Historical Abraham, BZAW 133 (Berlin: de Gruyter, 1974), 3. For an examination of the historiographic quality and intentionality of the Jacob tales, see Chapter 4, this volume.
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theological motivation is not only found in the redactional Heilsgeschichte of the tradition as a whole, but is also in the plots of the tales. This theology reflects an intentionality that is quite other than historiographic. The second issue raised by Geyer is my claim that the Pentateuch’s stories are irrelevant to the historian of Israel’s origins. This is a conclusion drawn on the basis of three observations:
• modern scholarship’s inability to identify any element of these narratives with a historically established occurrence or situation of the second millennium;6 • the place of identifiable historiographic intent in the earliest and primary elements of the tradition;7 and • the growing ability of historians and archaeologists to write a history of Israel’s origins largely independent of biblical interpretation.8
It is important to note that all three of these observations relate to the current achievements and abilities of biblical exegetes and historians. They relate to what scholars do and to what they use to understand and reconstruct Israel’s origin. I do not think that the current issue is centrally one of the narrative’s historicity or truth. We have rather a dispute over what is relevant to, or useful for, writing history. I also do not think it is a conflict between conservative and liberal theologians, as Geyer’s opening allusion to a book edited by Hick suggests. It was above all in the nineteenth-century liberal circles of higher criticism that the history of Israel, and particularly of Israel’s origins, came to be so closely related to interpretations of Israel’s traditions. Still today, it is in such liberal circles that the bible is claimed to be the main source of Israel’s early history.9 In regard to the current generation of handbooks on the history of Israel, one needs to recognize the irony of the liberals’ dependence on biblical tradition for Israel’s history and their rejection of most archaeological and historical materials as irrelevant to a reconstruction of Israel’s earliest time.10 An over-riding assumption 6. This issue is discussed not only in the Hayes and Miller article referred to by Geyer (T. L. Thompson and D. Irvin, ‘The Joseph and Moses Narratives,’ in Hayes and Miller (eds), Israelite and Judaean History, 147–212, esp. 151–66), but is also the central theme of my Historicity. 7. T. L. Thompson, ‘The Joseph and Moses Narratives 2: The Joseph–Moses Traditions and Pentateuchal Criticism,’ in Hayes and Miller (eds), Israelite and Judaean History, 167–80 [177]; also Chapter 4, this volume. 8. Thompson, ‘The Background of the Patriarchal Narratives,’ JSOT 9 (1978), 5–38, esp. 37. 9. For example, the recent article in JSOT 1 (1978) by A. Hauser: ‘Israel’s Conquest of Palestine: A Peasant’s Rebellion?’ 10. See also my response to Hauser: ‘Historical Notes on Israel’s Conquest of Palestine: A Peasants’ Rebellion,’ JSOT 7 (1978), 20–27. 10. I think above all of Gunneweg and Fohrer, but also of Hayes and Miller’s volume, Israelite and Judaean History, in contrast to, for example, Bright, de Vaux, and Hermann, to say nothing of ultra-conservative theologians.
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c ommon to both liberals and conservatives; namely, that the so-called ‘biblical view of history’ is in fact a ‘view of history,’ lacks warrant. In approaching the origin of Israel, one can no longer take one’s starting point from within Israel’s traditions. Additional support for a methodical separation of the Pentateuch and the modern task of writing Israel’s early history is given by the comparative analysis of traditional narrative urged by Irvin, that the general classification of literature with which we must deal, hardly allows us to assume without direct evidence that, in dealing with traditional narrative, there is a ‘truly historical’ to be distinguished from an ever-recurrent and much to be regretted imagined historical.11 On the other hand, I think it is necessary to take the discussion a step further. Particularly when one wishes to include in the question most of the traditional narratives found in the books of the ‘Former Prophets,’ the issue is clearly not one of historicity; that is of whether the tales are true or untrue historically. In fact, a large number of irreducible elements within the traditions cannot categorically be assumed to be fictitious. Among such are not only various traditions of origin both from within and without Palestine,12 but, above all, such irreducible themes implied in the ever-recurring implication of the Israelites not being indigenous to the ‘land of Cana’an’ and the understanding of the land as divine gift, as well as various themes of warfare and conquest, of a wilderness past, of freedom from Egypt, of a process of unification and amalgamation, and so on.13 Nor can the heroic protagonists of these tales – from Abraham and Jacob to David and Solomon – easily be thought of as entirely imaginary. For reasons given elsewhere, however,14 it does appear that some of these themes and characters are indeed fictional and cut from whole cloth. Yet analogies from cultures where historical data is readily available make it emphatically clear that historical events commonly foster narrative traditions, especially of the sort found in the books of Joshua–II Kings. The likelihood that critical events in the history of Palestine had creative influence on Israelite tradition is very strong. Nevertheless, the present stage of research into the origin traditions of Israel has only begun to distinguish between the real and the imagined. Even the little we can already do is – with very few exceptions – negative: a process of discounting what is obviously not historical, the miraculous, motifs which
11. Geyer’s plea that the biblical narrative be accorded at least as much historical relevance as the literary traditions of Israel’s neighbors is ingenuous. The claim that Marduk’s rise to power in the Enuma Elish is based on political events in Babylon of the previous millennium is mere assertion. The claim that a Ba’al cult supplanted an earlier hegemony of ’El is not supported clearly by either literature or history, in spite of arguments by Cassuto, Kapelrud, and Pope. 12. Thompson, ‘The Joseph and Moses Narratives,’ 210–12. 13. M. Weippert, ‘Fragen des israelitischen Geschichtsbewusstseins,’ VT 23 (1973), 415–42, points out a similar fundamental consciousness within the traditions, which he sees as historiographically relevant. I am indebted to the students and the faculty of the University of Sheffield for an earlier discussion of this issue. 14. See Chapter 4, this volume.
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clearly derive from stereotypical literary tropes or direct fictional intentions, most of the more complex plot developments, as well as the clearly editorial and derivative passages. Positive appraisals, on the other hand, are much more difficult and can only first begin when we have a detailed historical understanding, which is independent of the tradition in question.15 When this is once done – and I do think just such an independent history of Israel is the task of historians today – we will be able to judge more accurately a tradition’s historicity. The value of such progress to literary criticism and to exegesis would be great, but we must not expect too much historically from such analysis. To the extent that a traditional narrative can be recognized as ‘historical,’ it discloses meaning which has been brought to the past or associated with the past by tradition, and only accidentally and rarely meaning which that past itself might be given in a modern historical account. A distinction between ‘folktale’ and ‘folk-history’ is difficult. We still depend upon the criterion of plausibility used with much effect by Herodotus. This criterion is inadequate for biblical studies. Although I must believe with Gunkel that in history iron does not float on water, still every measure of plausibility is so culture-bound (on one side by experience and imagination, and on the other by susceptibility) that it must remain a very uncertain guide (pace Bultmann!) in theological issues. Encouraged by over a century of scholarship, we find it common to make a distinction today between the antediluvian tales or ‘myths’ in Genesis, possessing no substantial historicity and so-called ‘folk-histories’ of the patriarchal narratives, of the Exodus and other of the origin stories of old Israel. But are the stories of the wilderness, of the murmuring, of Jericho’s walls, of the rape of Dinah, or of the fleecing of Laban in any recognizable way more relevant for history writing than the garden story, or Genesis 6’s reference to the time that giants once lived on earth? In the common judgment about the antediluvian tales, two factors of the past century of scholarship have been overwhelmingly influential: constant attention to comparative literature of the ancient Near East and the possession of a historical view of the past which developed largely independently and at times in opposition to biblical tradition. This analogy from the history of biblical scholarship is drawn here to encourage the acceptance of the ahistorical character of traditional narrative, until such materials can be shown to be historiographically valuable through a study of both comparable literature and an independent history of Palestine. I stress that these methods are functional and procedural. Necessity – for all the seeming rigor of logic – is a very uncertain criterion for writing history. While it may be necessary, with Geyer and Ringgren, to invent a Moses, one must point out that an equally necessary Adam and Eve were invented! We must not forget in the heat of discussion that the possibilities of history are as infinite as the god of history. Evidence is what is limited.
15. The need for recognition of this axiom has recently been supported in David Gunn’s review of the so-called ‘history of David’: D. M. Gunn, ‘The Story of King David,’ JSOTS 6 (Sheffield: JSOT Press, 1978).
6 Text, context, and referent in Israelite historiography 1991
The dictum of Wellhausen that a biblical document reflects the historical context of its own formation rather than the social milieu of its explicit referents in a more distant past1 is one that has hardly been overcome by any of the attempts to synthesize the tradition-historical understanding of the Pentateuch and archaeological research during the past century. The Altean and Albrightean syntheses of biblical and extra-biblical research,2 especially when viewed in the light of the encyclopedic accomplishments of a Galling or a de Vaux,3 have only intensified the Wellhausean impasse. From another direction, the form-critical analyses of the pre-history of the Pentateuch’s documentary traditions, following the leads of Gunkel, Eissfeldt, Noth, and Nielsen,4 have substantially modified perceptions of the historical contexts of traditions and redactions. Such analyses have lent support particularly to the now-axiomatic assumption – strongly influenced by the ‘biblical theology’ movement – that biblical traditions originated in events. These post-Wellhausean scholarly movements have shared a common goal and common presuppositions. The goal was to reconstruct the history of Israel’s
1. J. Wellhausen, Prolegomena zur Geschichte Israels (Berlin: de Gruyter, 1905), 316. This dictum played a central role in the development of his evolutionary history of Israelite religion. 2. A. Alt, Kleine Schriften, 3 vols (Munich: Beck, 1953); W. F. Albright, From the Stone Age to Christianity (Baltimore, MD: Johns Hopkins University Press, 1940; 3rd edn, 1957). 3. K. Galling, Biblisches Reallexikon (Tübingen: Mohr, 1977); R. de Vaux, L’histoire d’Israel I–II (Paris: Gabalda, 1971). 4. H. Gunkel, Das Märchen im alten Testament (Tübingen: Mohr, 1921); H. Gunkel, Genesis, Altes Testament Deutsch (Göttingen: Vandenhoeck & Ruprecht, 1966); O. Eissfeldt, Einleitung in das alte Testament (Tübingen: Mohr, 1965); H. Gunkel, ‘Stammessage und Novelle in den Geschichten von Jakob, und von seinen Söhnen,’ in Eucharisterion, Gunkel Festschrift I (Göttingen: Vandenhoeck & Ruprecht, 1923), 56–77; M. Noth, Uberlieferungsgeschichte des Pentateuchs (Stuttgart: Kohlhammer, 1948); M. Noth, Uberlieferungsgeschichtliche Studien, I (Königsberg: Niemeyer, 1943); E. Nielsen, Oral Tradition (London: SCM Press, 1954).
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past and of its origins through a historical-critical appraisal of the complex biblical tradition. It was commonly assumed that the tradition’s literary fixation first came about during the time of the ‘United Monarchy’ or slightly later. The existence of a considerable oral pre-history of the texts, which leads back to the central core of the tradition’s referents in a yet more distant past, was taken for granted. This assumption that the traditions maintained an ‘essential historicity’ or that they were ‘rooted’ in historical events of the past is fundamental to an understanding of a historical period of the Judges, and, for some, of even more distant ‘Mosaic’ or ‘patriarchal’ periods. In spite of these substantial changes, the essential thrust of Wellhausen’s axiom continues to haunt us, illustrating a perspective necessary to an understanding of the biblical traditions through their historical context. As archaeologically oriented historical scholarship has finally adjusted its assumption that biblical and extra-biblical research are open to direct synthesis, mutual confirmation, and conjectural harmonization, much progress in the secular history of Palestine for the Bronze and Iron Ages has become possible.5 Moreover, as tradition-historical assumptions of a historical core to biblical traditions have been questioned and gradually abandoned, this direction of research has found value and legitimacy as an aspect of compositional theory.6 It has also become a viable method for one significant aspect of Israel’s history; for the development of the tradition reflects the historically significant formative process by which ‘Israel,’ through its use of tradition, was created out of the political and historical disasters of the Assyrian and neo-Babylonian periods. The formation of biblical narrative – this ideologically motivated, originating process that makes Israel – begins, at the earliest, during the course of Assyria’s domination of Palestine. At the latest, the Israel we know from the tradition comes to be during the pre-Hellenistic post-exilic period.7 In the twilight and destructions of the states of Samaria and Jerusalem, the Israel of tradition first presents itself to history, like the phoenix, ever in the form of an Israel redivivus, whose true essence and significance – and future glory – is traced in the legends of the patriarchs, of the wilderness and the Judges, and of the golden age of the United Monarchy. Idealistic sentiments of futuristic incipient messianism ring throughout this revisionist tradition with the recurrent affirmation of one people and one God. It is this God, the only true king and emperor, who will, some day, finally, really rule from his throne in the temple of the future Jerusalem and who will draw all nations to him through his chosen remnant. This is the Israel of tradition. 5. H. Weippert, Palästina in vorhellenistischer Zeit (Munich: Beck, 1988); G. W. Ahlström, A History of Ancient Palestine (Sheffield: JSOT Press, 1993). 6. T. L. Thompson, The Origin Tradition of Ancient Israel, I (JSOTS 55; Sheffield: JSOT Press, 1987); T. L. Thompson, The Early History of the Israelite People from the Written and Archaeological Sources (Leiden: Brill, 1992). 7. See also on this E. A. Knauf, ‘The Archaeology of Literature, and the Reality of Fictitious Heroes,’ Scandinavian Journal for the Old Testament 6 (1992); A. Knauf, Midian: Untersuchungen zur Geschichte Palästinas und Nordarabiens am Ende des 2. Jahrtausends ADPV (Wiesbaden: Otto Harrassowitz, 1988).
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To understand the orientation of this literature to any real world of history, renewed focus needs to be given to the context and referent of the text. This is Burke Long’s challenge: Does this sacred book render history?8 I have often argued that it does not. Nevertheless, I agree with Axel Knauf’s recent objection to the tendency of my 1987 volume Origin Tradition to deny that the literary figure of Abraham ‘betray(s) any historical traits.’ In fact it does; or perhaps more accurately, at least it must. How it does is not yet clear. Yet Knauf is most certainly correct: the text cannot be divorced from its historical context without loss or grave distortion. Certainly, the near-generational hemorrhaging of literary critics from any serious effort at historical criticism is a huge disaster, diminishing biblical studies through growing ignorance of the world from which our text comes. Knauf points to a strong tendency to a categorical error and reasserts the obvious for all of us who are inclined to the easy road of ahistorical exegesis: even totally ‘fictional heroes … reflect the time, place, and conceptual world of their authors.’ This is axiomatic for any serious study of literature from the past. No text is understood apart from its context. However difficult historical criticism may be and however uncertain its conclusions, the questions it asks are adamantly fundamental to reading and have no alternative. Only a text that we ourselves write, and even that for only a brief, fleeting time, can be read univocally and simplistically as a coherent, signifying, holistic entity, created fully – whole and entire – in itself in its final form. And this is so, not because we are aware of the process of its formation and may be ignorant of that process in the work of another, but rather, more sacramentally, because we, as authors, in its final form, signify it as such. It is that final form that we own and not its sources, nor its many drafts. If a text, however, presents itself to us as a composite, a holistic and univocal reading of its final form significantly distorts that text, unless we can reasonably believe that the final form was a significant and inherently functional construct of that given text’s composition and not a unity and reality given to it externally. Such an external unity and reality could arise, for example, through its inclusion centuries after its composition in an extraneous and, to its world foreign, canon. We must always ask about those structural unities of a text that signify meaning. All meaning-bearing structures, to the extent that they are translatable, have a historical contingency or context that must be unlocked if we are to make it ours. Meaning does not signify apart from a historical context, real or assumed. Historical-critical thought is nothing more than the systematic task of reducing the blindness and ignorance of our assumptions. The final form of most biblical texts rarely purports to be a unit whole in itself. Within a canon, biblical texts never do. Anthological, historiographic and archival motives and functions are so common that the signification of much of what the extant form brings together bears meaning primarily in marked independence from the context in which it is collected and only secondarily 8. B. O. Long, ‘On Finding the Hidden Premises,’ JSOT 39 (1987), 10–14.
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as an element of a larger context. I submit that this distinctive peculiarity of so many of the units of biblical tradition is the result of their having been collected as meaningful traditions in themselves. They are voices apart from the collector, historiographer, or archivist, which spoke to them, as they do to us, from the past. An insistence on analysis from the perspective of the final form of the tradition is valid insofar as what is meant is that our point of departure is the extant biblical texts. This is valid because it requires us to read the texts we have and not some other more imaginary tradition. This is an issue of authenticity and the directness of our observation of evidence; it is the issue of objectivity. However, what is at times spoken of as a canonical reading of biblical tradition is essentially misleading to anyone who wishes to discover the signification of the tradition that was Israel’s. Such reading distorts the tradition from the perspective of a theologically biased ideological orthodoxy of late antiquity. Such canonical context has no relevance either to the biblical tradition’s original signification, nor does it bear any intrinsic meaning of the text for us. The value added to these texts by their canonical context is extraneous and intrinsically separable from them. The wishful thinking of this so-called criticism may have its place in formulating theological desiderata. Canonical criticism certainly has an important role to play in early church history – but it does not belong in a field that purports to speak critically about ancient Israel and about the literature of that ancient people,9 who had neither a canon nor anything that can be described as a ‘biblical community.’ The assumption that the process of the formation of the canon was already an aspect in the process of Torah composition10 not only takes far too much for granted in Pentateuchal composition theory, but anachronistically projects a social construct such as a rabbinate back into the early Persian period. Even an assumption of such a social reality dominating the early Palestinian Judaism of R. Akiba (110–135 ce) stretches credulity unnaturally. The coercive essence of canonicity reflects a historical contingency that goes well beyond mere literary context or favored lists of divinely favored manuscripts. It is normative in
9. The understanding of Brevard Childs (Introduction to the Old Testament as Scripture, London: SCM Press, 1979) that canon began already in the early Israelite period is certainly anachronistic, as is the assumption of J. Sanders (Torah and Canon, Philadelphia, PA: Fortress Press, 1972) about a ‘biblical community’ in the early and pre-Persian periods. T. Sheppard’s presentations (Wisdom as a Hermeneutical Construct: A Study in the Sapientializing of the Old Testament, Berlin: de Gruyter, 1980; and esp. ‘Canonization: Hearing the Voice of the Same God through Historically Dissimilar Traditions,’ Int 36, 1982, 21–33) are substantially more sophisticated. N. K. Gottwald’s incisive criticism of Childs’s tendencies to dehistoricize theology and the reading of scripture (‘Social Matrix and Canonical Shape,’ ThT 42, 1985, 320) cannot be overstressed. However, his attempts to trace an analogy to the ‘canonical process’ in a legendary revolutionary, tribal confederation (313), lacks historical warrant. 10. As presented by S. Z. Leiman, The Canonization of Hebrew Scripture: The Talmudic and Midrashic Evidence (Hamden: Ktav, 1976).
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character and, as such, necessitates a norm-producing and sustaining context, a situation that did not pertain either in Judaism or Christianity before the fourth to sixth century ce. It is hardly before the late first and second centuries ce that competing lists and the validity of the now Christian LXX for Judaism might be seen to focus attention on the limits of the sacred. A more likely period – subsequent to the unanimity of so-called canonical lists – for canonical coerciveness of Akiba-like intensity would be the doctrinal and gnostic controversies of the following third to fifth centuries in which both Judaism and Christianity first began to form their distinctive orthodoxies. It is in this context of incipient orthodoxy that origin legends about Yavneh such as those of Yohanan ben Zakkai and Vespasian,11 and, on the Christian side, about the LXX such as the ‘Letter of Aristeas’, helped establish the foundations of a new conservative traditionalism. Similarly, perspectives such as ‘audience-response’ criticism have a tremendously important historical-critical role to play, not only in regard to Knauf’s essential historical context of narrations and their successive revisions, but also throughout subsequent stages in the text’s history of interpretation, where audience and eventually canonical context became two foci of one continuing project of interpretation. An example might be useful. To understand the LXX as translation is a thoroughly profitable orientation when a scholar is attempting to reconstruct the various possibilities of Hebrew Vorlage, which may have existed in the second to first centuries bce. Such a perspective would provide an invaluable and necessary historical context for questions asked of the text. Similarly, to read the LXX as literature requires the assumption – and hopefully the explication – of the historical context of that text in the second century bce. However, to read the LXX as Luke–Acts’ Bible requires an understanding of an entirely different historical context, the explication of which involves such issues as the similarities of Luke’s Bible to extant manuscripts of the LXX, as well as an investigation of the enormous differences that exist between Hellenistic Alexandria and the Greco-Roman world of the New Testament. To confuse such thoroughly historical-critical subgenres of both tradition and church history with the reading of a literature that is understood as directly relevant to today’s audience (i.e. the Bible of Judaism and Christianity) is to make a historically contingent blunder. That is religion, not biblical scholarship. Such a blunder is comparable to the anachronistic metaphysics of many sociological approaches to Israel’s history. It is wholly unacceptable to assume even for a moment that the text, metaphysically transcending historical context, is not of a very specific past. The past context of a text must always form a part of any contemporary understanding. It was written in a now dead language, within a culture which ceased to exist more than two millennia ago. Although a substantial core of Israelite tradition has survived until today in the form of our much later extant manuscripts, any perspective, theological or literary, that starts from the mythical premise
11. J. Neusner, ‘Beyond Historicism after Structuralism: Story as History in Ancient Judaism,’ Henoch 3 (1981), 171–99, esp. 189, 194–5.
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that biblical texts exist in themselves or speak directly to us, having us for their audience, is more uncritical than simply ahistorical.12 That some of these efforts, such as ‘structuralism,’ claim to seek an objectivity of their research compounds our problems. What is ‘objective’ is the extant text that exists apart from any contemporary reader. Old texts hold images, meanings, and intentions that are as historically contingent as the images, meanings, and intentions of very specific individuals now long dead. To discover their signification is the task of exegesis. The neo-fundamentalist rejections of historical criticism I have mentioned, although they avoid its problems, leave little hope of understanding texts of the sort we find in the Bible. The primary point of departure for critical exegesis is and always remains historical context, which enables us to recreate the conceptual world of the tradition’s authors.13 The specific manner in which we find the historical context and conceptual world refracted by the tradition requires yet further discussion. Unfortunately, Pentateuch scholarship, and tradition-historical literary criticism generally, are not yet at the point at which we can reconstruct history directly from tradition. The interpretive problem involving the historical changes that moved the people of ancient Palestine to forge a sense of ethnicity out of the political and military disasters that overtook the indigenous states of Samaria and Jerusalem at the hands of the Assyrians and Babylonians is one that can hardly be dealt with apart from an understanding of the initial formulation and development of the specific traditions and ideologies that first gave expression to this ethnicity. These traditions and ideologically motivated perspectives are not so much direct refractions of ancient Israel’s past as they are themselves intrinsically and substantially causative forces in the development of what, in spite of our dependence on these perceptions, we today understand as Israel.14 As Max Miller has clearly and convincingly argued, any examination of the origins of Israel is forced to move in lock-step with an examination of the development of Israelite tradition.15 Apart from biblical tradition, this Israel never existed as a 12. Such a perspective is to be expected in theologically oriented exegesis and may even be understood as legitimate in the context of homiletics. I have rather in mind such efforts as those of R. Alter (The Art of Biblical Narrative, New York: Basic Books, 1983) on the one hand, and D. Jobling (The Sense of Biblical Narrative, JSOTS 7, Sheffield: JSOT Press, 1978) on the other. An interesting discussion of some of these issues is found in R.N. Whybray, ‘On Robert Alter’s, The Art of Biblical Narrative,’ JSOT 27 (1983), 75–86, esp. 77–8, and in D. Jobling, ‘Robert Alter’s, The Art of Biblical Narrative,’ JSOT 27 (1983), 87–99. 13. Similarly, Neusner, ‘Beyond Historicism,’ 196. 14. This does not involve a judgment about the historicity of various aspects of the biblical tradition, especially of 2 Kings, but addresses only the process by which older narratives and historiographic sources are understood as traditions about an Israel, which, transcending its pre-exilic status as the state of Samaria, takes on the contours of the Israel of tradition (also G. Garbini, History and Ideology in Ancient Israel, J. Bowden [trans.], New York: Crossroads, 1988). 15. Orally, at the annual convention of the Society of Biblical Literature in Chicago in 1988.
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historical reality open to independent historical research and judgment. It was in the formation of the tradition as such that – to borrow a phrase from Abraham Malamat – the Israel of tradition, for the first time, became a dominant reality in the history of ancient Palestine.16 From this perspective, one must agree with Miller’s conviction that Israel’s tradition is in a radical and fundamental way our starting point for the history of Israel.17 Without it, we cannot write a history of Israel, because, within the context of the Persian renaissance, the tradition itself created the population of Palestine as Israel out of the ashes of the Assyrian and Babylonian empires. Biblical tradition is related to Israelite history when we use it teleologically and understand Israel as the end result of a literary trajectory. If, however, we use the tradition as historical evidence for a history prior to the historical context of the tradition, such a history can hardly avoid being anachronistic in its essence. Nevertheless, when understood teleologically, the tradition gives focus and direction to our research; for it is the Israel of tradition that we need to explain historically. I hope it is true that the great divide between Genesis 11 and 12, demarcating myth from history or heroic epic, has finally disappeared from our textbooks. Nowhere in the narrative tradition of Genesis–2 Kings do we have such a watershed.18 The stories within this extended tradition generally bear the character of ‘traditional narratives’ that stand somewhat apart from both history and historiography.19 Chronicles, Ezra and Nehemiah also do not stand substantially closer to a recoverable ‘history,’ for they too took their shape long after the events of which they might be thought to speak. The purported referents of these later works are also distinct from their contexts. Nor is the intent underlying their collection so obviously a historiographic one, however much they have been structured chronologically.20 Any interpretive matrices, which we may be tempted to draw from the biblical story itself, render for us only hypothetical historical contexts, events, and situations whereby our texts only seem to take on meaning as literary responses. The matrix, however, remains imbedded in the literary vision and is not historical.
16. A. Malamat, ‘Die Frühgeschichte Israels: eine methodologische Studie,’ TZ 39 (1983), 1–16. 17. J. M. Miller and J. H. Hayes, A History of Ancient Israel and Judah (Philadelphia, PA: Westminster Press, 1986). 18. Contra J. A. Soggin, ‘The Davidic and Solomonic Kingdom,’ in J. H. Hayes and J. M. Miller (eds), Israelite and Judaean History (Philadelphia, PA: Westminster, 1977), 332. Cf. Chapter 5, this volume. See also J. Rogerson, Myth in Old Testament Interpretation, BZAW 134 (Berlin: de Gruyter, 1974). 19. Following D. Gunn, The Stories of King David, JSOTS 4 (Sheffield: JSOT Press, 1976). 20. P. Welten, Geschichte und Geschichtsdarstellung in den Chronikbiichern, WMANT 42 (Neukirchen: Neukirchener Verlag, 1973); H. G. M. Williamson, Israel in the Book of Chronicles (Cambridge: Cambridge University Press, 1977); R. L. Braun, ‘Chronicles, Ezra and Nehemiah: Theology and Literary History,’ in J. A. Emerton (ed.), Studies in the Historical Books of the Old Testament (Leiden: Brill, 1979), 52–64.
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This danger of eisegesis is particularly serious when assumptions akin to Eissfeldt’s imaginary Stammesgeschichte are present,21 where fictional stories are understood as refracted pantomimes of supposedly real political and social struggles. As with other forms of allegorical interpretation, these efforts bypass all critical evaluation.22 Fairly mainstream historical-critical exegetical efforts are implicated in this criticism. For example, recent scholarly efforts have tried to associate such a central tradition complex as Numbers 16–18 with a presumed historical Levitical conflict in the pre-exilic period or to an equally imaginary post-exilic, Aaronide hegemony over the cult.23 Both options are unverified fictions, created wholly from the traditions themselves. They share the common categorical error of assuming the very history they seek to reconstruct. Similarly, the increasingly common temptation to associate the Abraham wandering tales or the Exodus stories with a historical context in the exile, interpreting these stories as implicit reflections of the return and of the exiles’ self-understanding as gerim, is equally suspect.24 Not even the Pentateuch’s golden calf story or Bezalel’s construction of the Ark and tent of meeting can, with any reasonable security, be related to any alleged historical matrices by making them retrojections of presumably reliable depictions of cultic innovations undertaken by the Jeroboam and Solomon of a historicized 2 Kings. The tales of 2 Kings are also traditions, not history, and as such they are fully equivalent to their variants set in yet more hoary antiquity. One does well to reflect on both the multivalent and distinctive nature of so many of the traditions found within biblical historiography. We find parallel patterning of narration in such tradition variants as the two crossings of the sea in Exodus and the comparable miracle at the Jordan in Joshua, or in the recurrent use of common motifs as in Genesis 16 and 21; Genesis 12, 20, and 26; Genesis 19 and Judges 19; or Genesis 12:10 and Ruth 1:1. Equally importantly, however, are the variant traditions of ‘events’ such as in Genesis 10 and 11:1-9; or in the accounts of the three distinct conquests of Jerusalem and of Lachish. Similarly, there are variant persons of biblical heroes – not only the many Abrahams, or the two or more Moseses of the pre-wilderness narratives, but also the two Judahs: the son of Jacob and the first of the Judges (Judg. 1:27). Apart from a consideration of the many lost traditions unavailable to us, the immense complexity involved in the history of the extant traditions alone must give pause to any scholar employing a method of historical research that prefers 21. O. Eissfeldt, ‘Stammessage und Menscheitserzählung in der Genesis,’ in Sitzungsberichte der Sächsischen Akademie der Wissenschaften zu Leipzig, Phil-hist Kl 110, 4 (Berlin: Akademie-Verlag, 1965), 5–21. 22. See Chapter 4, this volume. 23. J. Milgrom, ‘The Rebellion of Kora, Numbers 16–18: A Study in Tradition History,’ in K. H. Richards (ed.), SBLSP (Atlanta, GA: Scholars Press, 1988), 570–73; E. Rivkin, ‘The Story of Koran’s Rebellion: Key to the Formation of the Pentateuch,’ in Richards (ed.), SBLSP, 574–81. 24. Here, I am reacting to my own inclination to reinterpret these traditions as stories originating in an exilic or early post-exilic context. Cf. my Origin Tradition, 194–8.
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one element of the tradition as more viable historically than another. Without concrete external evidence, such selective preference is not critical. As long as we continue to work with historical contexts that are not based on independent evidence, plausibility and verisimilitude cannot be recognized as valid criteria for historicity. Plausibility and verisimilitude are characteristics that are to be attributed even more to good fiction. Reasonableness is far more a characteristic of the fictional genre of literature than it is of history. History happens; meaning and coherence are created. When we are dealing with univocal traditions without extant variants, we have precious few25 means which enable us to recognize and confirm positively a reference to a real past26 or to measure in any significant way the manner and extent to which the tradition reflects its own historical context. Valid negative conclusions are many, come immediately to hand and certainly do not need emphasis in this forum.27 Knauf’s suggestions for the analysis of the various discrete social contexts in our tales certainly carry us in the right direction. However, our need to situate such potentially relevant contexts geographically and chronologically is, given the known variability and constant flux in human societal forms, all the greater if the suggestions and methods involved are ever to be trusted. Moreover, the recognition and clarification of explicit and implicit referents and conceptual contexts do not define the limits of positive contributions to be expected from a study of the historical world of our narratives. Of equal importance is the growing realization that the redactional techniques of the comprehensive traditions of the Pentateuch, of the so-called deuteronomistic tradition and of their variants in Chronicles, Ezra, and Nehemiah reflect not merely the occasional historiography’s intentions of a redactor, but also and more frequently the pedantic, antiquarian efforts of curiosity and preservation.28 These are not 25. This lack is rapidly diminishing in recent years, not only through the dozens of monographs and hundreds of articles that have revolutionized the history of Palestine, but also through the recent comprehensive handbooks of H. Weippert, Palästina in vorhellenistischer Zeit, Handbuch der Archäologie, Vorderasien II/1 (Munich: Beck, 1988) and G. Ahlström, The Early History of Ancient Palestine From the Paleolithic Period to Alexander’s Conquest (Sheffield: Sheffield Academic Press, 1993). 26. See Chapter 4, this volume. 27. One might note the discussions in M. Weippert, Die Landnahme der israelitischen Stämme in Palästina (Göttingen: Vandenhoeck & Ruprecht, 1967); Thompson, Historicity Hayes and Miller (eds), Israelite and Judaean History (Philadelphia: Westminster Press, 1977); J. A. Soggin, The History of Israel (Philadelphia, PA: Westminster Press, 1984); N. P. Lemche, Early Israel, VTS 37 (Leiden: Brill, 1985); Miller and Hayes, History of Ancient Israel and Judah; Garbini, History and Ideology. 28. Recent comparisons of biblical narrative with Greek authors, especially Herodotus (J. Van Seters, In Search of History, New Haven, CT: Yale University Press, 1983; and R. N. Whybray, The Making of the Pentateuch, JSOTS 54, Sheffield: JSOT Press, 1987), underscore the importance of this more detached scholarly aspect of our traditions. Such detachment is to be contrasted to the more politically and ideologically motivated genre of historiography. Cf. further on this, T. L. Thompson, ‘Historiography,’ ABD (1992).
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only distinct from historiography but at times inimical to it. Historians ask the question of historicity and critically distinguish and evaluate their sources. They ‘understand’ history, and therefore often slip into tendentious ideologies and theologies – so Thucydides.29 The antiquarian, on the other hand, shares the more ecumenically pluralistic motivations of the librarian (not without significant discrimination and occasional critical control) classifying, associating and arranging a cultural heritage that is greater than both the compiler and any single historiographic explanation – so perhaps Herodotus,30 Philo of Byblos,31 29. The issue here is not one of historicity but of historiography and it pertains to the intention of the author, not his success. On this, see the interesting discussion of W. R. Connor, ‘Narrative Discourse in Thucydides,’ in W. R. Connor (ed.), The Greek Historians: Literature and History, A. E. Raubitschek Festschrift (Saratoga, NY: Saratoga University Press, 1985), 1–17; P. Robinson, ‘Why Do We Believe Thucydides? A Comment on W. R. Connor’s “Narrative Discourse in Thucydides”,’ in Connor (ed.), Greek Historians, 19–23; and S. W. Hirsch, ‘1001 Iranian Nights: History and Fiction in Xenophon’s Cyropaedia,’ in Connor (ed.), Greek Historians, 65–86. 30. For recent discussions of historiography in Herodotus: H. R. Immerwahr, Form and Thought in Herodotus, Philological Monographs 23 (Cleveland, OH: Western Reserve University Press, 1966); H. Fahr, Herodot und altes Testament (Frankfurt: Lang, 1985), 266; P. R. Helm, ‘Herodotus’ Medikos Logos and Median History,’ Iran 19 (1981), 85–90; K. D. Bratt, ‘Herodotus’ Oriental Monarchs and Their Counsellors’ (dissertation, Princeton University, 1985); J. M. Balcer, Herodotus and Bisitun, Historia 49 (Stuttgart: Steiner, 1987); H. Sancisi-Weerdenburg, ‘Decadence in the Empire or Decadence in the Sources?,’ in H. Sancisi-Weerdenberg (ed.), Achaemenid History I (Leiden: Brill, 1987), 33–45; F. Hartog, The Mirror of Herodotus: The Representation of the Other in the Writing of History, The New Historicism: Studies in Cultural Poetics 5 (Berkeley, CA: University of California, 1988). 31. H. W. Attridge and R. A. Oden, Philo of Byblos: The Phoenician History, CBQMS 9 (Washington DC: Catholic Biblical Association, 1981). Other ancient Near Eastern historiographic ethnographies and related genres might profitably be compared with Old Testament literature and themes. See, e.g., W. W. Hallo, ‘Assyrian Historiography Revisited,’ EI 14 (1978), l–7; W. W. Hallo, ‘Sumerian Historiography,’ in H. Tadmor and M. Weinfeld (eds), History, Historiography, and Interpretation (Leiden: Brill, 1984), 9–20; W. W. Hallo, ‘Biblical History in its Near Eastern Setting: A Contextual Approach,’ in W. W. Hallo (ed.), Scripture in Context (Pittsburgh, PA: Pickwick Press, 1980), 1–26; N. E. Andersen, ‘Genesis 14 in its Near Eastern Context,’ in Hallo (ed.), Scripture in Context, 59–78; P. Veyne, Did the Greeks Believe in Their Myths? (Chicago, IL: Chicago University Press, 1988); F. Rochberg-Halton, ‘Fate and Divination in Mesopotamia,’ ArOr 19 (1982), 363–71; M. Liverani, ‘The Ideology of the Assyrian Empire,’ in M. T. Larsen (ed.), Power and Propaganda, Mesopotamia 7 (Copenhagen: Academisk 1979), 297–317; P. Michalowski, The Lamentation over the Destruction of Sumer and Ur (Winona Lake, IN: Eisenbrauns, 1989); M. Weinfeld, ‘Divine Intervention in War in Ancient Israel and in the Ancient Near East,’ in Tadnor and Weinfeld (eds), History, Historiography and Interpretation, 121–47; H. Tadmor, ‘Autobiographical Apology in the Royal Assyrian Literature,’ in Tadnor and Weinfeld (eds), History, Historiography and Interpretation, 36–57; H. Cancik, Mythische und Historische Wahrheit, SBS 48 (Stuttgart: Katholische Bibelwerk, 1970); H. Cancik, Grundzüge der Hethitischen und alttestamentlichen Geschichtsschreibung ADPV (Wiesbaden: Harrassowitz, 1976).
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and certainly the Pentateuch!32 In recent discussions by Giovanni Garbini, Axel Knauf, and especially David Jamieson-Drake33 concerning the ancient scribal profession and issues involved in book formation and library collections, all have agreed that we cannot seek an origin of literature in Palestine prior to the eighth or (perhaps even better) the seventh century bce at the height of Judah’s influence in the hill country north of Jerusalem that had formerly been part of the state of Samaria. An eighth or seventh century historical context pertains not only to the conceptual world of the narrators of biblical tradition, but equally as powerfully to the world of the collectors of those narrations.34 In a world that knows libraries, not only does the non-utilitarian function of writing find room to expand and proliferate, but the genre of the collected literature itself undergoes structural alteration. Tales are linked and become chains of narration, which, in turn, extend in a theoretically infinite succession of chains. In the broad conceptual context of a library, chronology, the linear progression of a series of heroic persons or the great periods and epochs of the past steps outside of the semantic and historiographic nuances of past, present and future and provides an order and structure that is uniquely external to the literature itself. Chronology becomes capable of relating a multiplicity of literature within a comprehensive framework. The resulting succession of episodes and narratives has only the appearance of history.
32. Van Seters, In Search of History; Whybray, Making of the Pentateuch; Thompson, Origin Tradition. For a dissenting voice on the comparison between the Pentateuch and Herodotus, see R. E. Friedman, ‘The Prophet and the Historian: The Acquisition of Historical Information from Literary Sources,’ in R. E. Friedman (ed.), The Past and the Historian, HSS 26; (Cambridge, MA: Harvard University, 1983), 1–12. On Israelite historiography: H. Schulte, Die Entstehung der Geschichtsschreibung im alten Israel, BZAW 128 (Berlin: de Gruyter, 1972); M. Weippert, ‘Fragen des israelitischen Geschichtsbewusstseins,’ VT 23 (1973), 415–41; G. W. Trompf, ‘Notions of Historical Recurrence in Classical Hebrew Historiography,’ in J. A. Emerton (ed.), Studies in the Historical Books of the Old Testament, VTS 30 (Leiden: Brill, 1979), 213–29; D. I. Block, ‘The Foundations of National Identity: A Study in Ancient Northwest Semitic Perceptions’ (dissertation, University of Liverpool, 1981); R. Schmitt, Abschied der Heilsgeschichte? (Frankfurt: Lang, 1982); J. A. Soggin, ‘Le Origini di Israele Problema per lo Storiografo?’ in Le Origini di Israele (Rome: Accademia nazionale dei lincei, 1987), 5–14; B. Halpern, The First Historians (New York: Harper & Row, 1988); Garbini, History and Ideology. 33. Garbini, History and Ideology; Knauf, Midian; and D. Jamieson-Drake, Scribes and Schools in Monarchic Judah: A Socio-Archaeological Approach, SWBAS 9 (Sheffield; Almond Press, 1991). For earlier studies: Rogerson, Myth in Old Testament Inter pretation; A. Lemaire, Les écoles et la formation de la Bible dans l’Ancien Israel, OBO 39 (Göttingen: Vandenhoeck & Ruprecht, 1981); and Halpern, First Historians. 34. That the Old Testament is a ‘collection’ or a library of literature authored by many is commonplace in biblical studies. This description also describes the function of the collection of traditions of Genesis–Ezra–Nehemiah as library, substantially explaining the textual context of the works included in this collection. That there is not a normative role in such collections or anything similar to a canon is obvious.
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The collection of literature from Genesis–2 Kings was expanded in the late Persian or early Hellenistic period with Chronicles, Ezra and Nehemiah and, even later, with the Megilloth. Many of the extended traditions contained in this library have survived because they were ‘popular’ or because they were ‘in demand’; that is, they found echo and meaning in the lives of their possessors, the handful of collectors and those limited few who used books for leisure. For them, these traditions held relevance for both their political and social worlds, often lending these fragmented worlds of experience interpretive contexts of their own. One ought not to assume, however, that such Sitze im Leben lie im Leben des Volkes. Rather, we are dealing only with a small handful of scholarly bibliophiles.35 We cannot then assume that the traditions as such necessarily reflect either indirectly or explicitly the real world of their tradents and collectors. They are only meaningful to that world either in terms of contemporary signification or of a more distant future projection. The issue of the sources for the final compositions and collections is of critical importance in understanding our text. It is in the context of the discrete traditions themselves being from the past that we come to deal for the first time with the originating signification of their historical context. Our understanding of collectors and redactors, such as the author of the tôledôt structure of Genesis or the collector of the wilderness variants found in the second half of Exodus and in Numbers does not supply us with that primary context which can be understood as a historical matrix of tradition. Nor can the world of such compilers be understood as the referent of the tradition, that is, the situations or events which the tradition is about. Rather, research into the historical context of such redactions, even of a ‘final’ redaction, renders only a secondary usage and perspective, only a world in which our traditions have become meaningful or useful. This world was earlier than, but nonetheless comparable to, the much later Sitz im Leben of the traditions in one or another canon of the early church or synagogue. From the perspective of the world of the collectors, we do not understand the historical referent. Nor are we able to reconstruct specific historical and sociopolitical contexts that somehow (with Knauf) must be reflected in such traditions from the past, whether or not they have been fragmented and transformed by these secondary contexts. In addition, the more the narrator or collector of such composite traditions is convinced that the ‘realities’ of such traditions represent the distant past or more recent events, or are significant to his worldview, the less we will be able to understand his sources in their own context and signification. To the extent, on the other hand, that they have not been transformed by their inclusion in this ‘library’ and by their association with the other discrete works that surround them – each with its own context, referent and intention – to that extent they become amenable to a historical-critical analysis
35. These, however, do not form a class of ‘elite.’ Uncritical assumptions such as B. Lang’s (Monotheism and the Prophetic Minority, SWBAS 1, Sheffield: Almond Press, 1983) seeming equation of literacy with political and economic dominance is without historical justification.
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of both their originating context and their historicity. In addition, the traditions become open to being understood in their own terms, meanings and intentions, apart from what they have been made to mean in the accumulating, distinct contexts of their tradents. The issue of whether or not the biblical traditions of Genesis–2 Kings and Chronicles–Ezra–Nehemiah are literarily unified, dealing with Israel’s past ex novo, whether they are primarily tendentious, ideological and/or theological historiographic redactions of traditions, whether they were originally oral or literary, or whether they are the gatherings of a bibliophile or librarian are of immense interpretive importance. That they are traditions of the past is the primary raison d’être for their inclusion. How past they are is a subject of examination for each recognizably distinct tradition collected. The nature of both the manner of composition and the tendentiousness of historiography, however, renders it exceedingly difficult to recognize and distinguish the discrete sources of historiography. What we can know is largely restricted to the understanding of the world and of tradition at the time of the writing of the historiography. Even when a more ancient source is claimed by the putative historian, our judgment regarding the veracity of such claims must derive almost totally from the world we understand to be contemporary with the historiography. The pursuit of a specific Traditionsgeschichte must by necessity be limited to the analysis of changes that are specifically observable in the text, and even such observable transitions may reflect a variety of contemporary understandings rather than an evolutionary development that might carry us into a pre-history of the text. The unproven assumption that the Pentateuch tradition is historiographic and the creation of a single literary hand – perhaps undergoing successive revisions and editions by subsequent authors36 – can speak only to the successive secondary contexts within which the growing tradition finds a home. In only a limited fashion does it speak to our tradition’s originating matrices or its significant referents. Such historiographic traditions must be seen as largely irrelevant to critical historical reconstruction because any questions regarding the sources or bases of the successive author’s assumptions and perspectives are essentially closed to us. Also lacking is any criterion for establishing either a relative or absolute chronology for strata within the tradition. Indeed, we lack criteria for confirming the existence of any distinctive strata at all, since the basis for the recognition of distinctive ideologies is itself derived primarily from internal considerations without any demonstrable relationship to any realities apart from the text, which at least prima facie is a unit. To assume that the alleged source, referred to as J2, for example, is to be dated to the exilic period because it is easier to interpret it within that context is wholly inconsequential as a historical-critical evaluation. However much the process of this tradition-formation might presumably reflect the worlds of the redactors or collectors, each with their distinctive political, social and religious
36. I am thinking here for instance of examples such as the revisionist hypothesis of Van Seters, Abraham in History and Tradition (New Haven, CT: Yale University Press, 1975).
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realities, it can hardly be used directly for reconstructing these worlds that are largely unknown to us. Even less can they be used for a reconstruction of the circumstances and events of the tradition’s past referents. The tradition, within its field of semantic references, lives within both a real and a literary world. Without a detailed and independent understanding of the historical contexts within which a tradition has relevance, our ability to distinguish or even identify the historical contexts of the tradition is fleeting and sporadic. Furthermore, both the historiographic and antiquarian concerns that sought to preserve traditions after the collapse of the old order do not pretend to present any coherent or univocal truth about the past.37 Unlike the collections of laws at Qumran, but comparable perhaps to the seemingly omnivorous collections of tradition found in Greek literature or those attributed to Yavneh, the efforts at tradition collection and preservation reflected in the Pentateuchal and deuteronomistic corpora grew out of the collapse and destruction of the societies of Samaria and Jerusalem. It was these disasters that gave the traditions and tradition fragments a historical context as collection and grounded its significance as as revered tradition. However, the specific content of the narratives that have been suspended out of their own time and held as meaningful to these late pre-exilic, exilic, and post-exilic tradents does not directly reflect either the exilic or the post-exilic world in which the traditions had found their final form. The narratives do not even reflect the pre-exilic world they so desperately tried to preserve. Like the traditions of Yavneh, the biblical traditions reflect only incoherent, part-fictive remnants of a past that the survivors of the destruction and their descendants were able to put together and give meaning to in the radically new worlds into which they were thrown. It is their significance as meaningful expressions of the old order, giving hope and direction to the new that affected these traditions’ preservation, not their dependability in preserving past realities, so painful and ineffective as they were. Both the form and the content of the preserved past have been strongly affected – I hesitate to use the word determined – by the needs of the tradents. Understandably, the realities of the referents were often perceived as having less significance. It is indisputable that many elements of the received tradition reflect the exigencies of the exilic and early post-exilic periods. Yet other elements refer to what has become a fictionalized or literary past. Clear examples of a past existing in literature only are the referents of the immensely instructive phrases in Exodus 15:26d and 23:21. The appeal to ‘Yahweh, your healer,’ in 15:26d is a blind motif within the tale episode of 15:22-26, wherein Yahweh neither plays nor is called upon to play the role of healer. Nor does this divine title derive from the larger context of Exodus 1-23, where Yahweh provides and protects, guides and saves, but never heals. On the other hand, the close variant
37. One might note an analogous indifference to a thoroughgoing ideology in the efforts made to collect the traditions of the schools of Hillel and Shammai by Hillelites after the fall of Jerusalem in 70 ce. Cf. J. Neusner, From Politics to Piety (New York: Orbis Books, 1979), 100.
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tradition found in Numbers 21:4-9 presents a deity with whom the motif of healing might be associated, and another variant in Deuteronomy 7:12-15 not only presents Yahweh as healer, but also refers to a now lost account of an episode in Egypt in which Israel, too, suffered disease. It is noteworthy that Yahweh’s healing is presented as a reward for obedience to his ordinances in both Exodus 15:22-24 and Deuteronomy 7:12-15. A process of literary allusion, not historical reference, is apparent here. Even more striking is Yahweh’s speech to Moses in Exodus 23. In its context of the early constitutional tradition of Exodus 23:1–24:8, the speech by Yahweh who is sending his angel to lead Moses and his people against his enemies in ‘the place [he] has prepared’ refers to a future transgression, which Yahweh will not forgive (v. 21). The immediate and original context (Exod. 23:1–24:8) makes it very clear that the unforgivable transgression to which this speech directs us is Israel’s entering into covenants with the peoples and gods of Eretz Israel. The referent then is historiographical and external to the tradition. The threatened punishment for this unforgivable transgression refers to the destruction of either Jerusalem or Samaria, understood theologically and ideologically as having been caused by their own God as a result of what is here attested as Israel’s fault. The suggested historical context of this original narration is obviously, then, the post-destruction period, either the seventh or the sixth centuries. This context is perhaps pre-Persian since the potential transgression is understood as unforgivable. Yet this must remain uncertain as the remnant ideology of post-exilic prophetic tradition epitomizes a theological solution of Yahweh’s mercy with the forgiveness of the unforgivable. Within the context of the whole of the Pentateuch, our pericope of Exodus 23:20–24:8 radically alters its referent. No longer does Yahweh’s speech reflect immediate preparations for the conquest of Palestine. Rather, it serves as an opening to the wilderness wandering. The book of the covenant that Moses wrote (Exod. 24:4, 7) is quickly displaced by Yahweh’s tablets (Exod. 24:12), themselves displaced by Moses’ copy (Exod. 34:4-6, 27-29) as he runs up and down the mountain for successive variations on the traditions of Exodus 19 and 20. Within this context, the referent is literary and internal. It is the transgression of continued murmuring and the sins of Miriam and Aaron, and of Aaron and Moses, in the growing conglomerate of narrative, explaining the entrance into the Promised Land of a new generation rather than the generation addressed by Yahweh in Exodus 23. The historical context of this literary referent is apparently the post-exilic situation in which the tradition supports the hope of a new generation in Palestine who identified with the return from the ‘wilderness’ of exile to the Promised Land. This hope is born, or promises to find its fulfillment, in their lives in the Persian period. Although many primary elements of the tradition reflect the historical contexts of periods earlier than the received tradition’s formation, their narrative contexts, both primary and secondary, imply a historical context associated with the complex secondary level of the tradition. This suggests in turn that the compilation of the extant tradition is, in terms of intellectual history, clearly distinct from its sources. Such a distinction between an originating historical context
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(i.e. historical matrix) and a secondary historical context is particularly pertinent when dealing with traditions that appear to be largely irrelevant to their received contexts, yet assumed by this secondary context to derive from hoary antiquity. Here one might well think of Leviticus 16, but perhaps also those tales introduced into larger narratives by means of ‘postintroductory inclusion’38 such as Genesis 12:10-20, Genesis 26 and Genesis 38. It is equally necessary for the historical critic to sort out the potentially distinctive literary and historical referents and contexts of narratives that appear to exhibit historiographical or literary harmony (e.g., Gen. 11:26–12:4)39 or an editorial dovetailing of successive variant narrations of what was perceived as an equivocal episode or tale (e.g., Gen. 6–9; Exod. 5–13; and Exod. 14).40 Given the complex manner in which the tradition has functioned as survival literature, our ability to relate the historical context of various redactive moments to the late pre-exilic, the exilic, or the post-exilic periods does not substantially help our arriving at either the specific historical and intellectual milieu of their received form or, ultimately, the specific socio-historical matrix of their origins, except in the grossest and most general terms. As survival literature, the traditions render a composite ideological understanding to these periods. The traditions are not so much a direct reflection of or reference to their periods of origin and composition as they are an explanation that gives meaning to them. That is, the ideological and theological Tendenz of the received or extant traditions, to the degree that they are oriented to the world of the final stages of the tradition’s formation, may well preclude their use for any historical reconstruction based on assumed events from a greater past. For such past worlds refracted from the redactions are constructs of a world contemporary to the redaction. Indeed, they stand outside of any historical field of reference other than intellectual history. The historical significance of the received tradition, holistically perceived, lies primarily in its dual functions as meaningful literature and as library in post-compositional times. One must indeed incline towards the Persian period for the historical context in which our narratives have their significance as a tradition of Israel. At such a late date considerable portions of the tradition’s original contextual content have already lost much of their intrinsic relevance. While these traditions have been transvalued in the process of transmission and have acquired an even wider meaning than they bore as reflections of the often opaque world of their original historical context, they have also lost much cohesion with their specific origins in antiquity. Unlike the problems surrounding the historical context of a literary unit, the problem dealing with their intentional referent involves one immediately with the many variant degrees of fictional and historiographic intent as well as with the externally oriented issues of accuracy and historicity. Internally, one necessarily distinguishes a number of discrete formal categories as relevant: (a) etiologies,
38. Thompson, Origin Tradition, 169. 39. Thompson, Historicity of the Patriarchal Narratives, 308–11. 40. Thompson, Origin Tradition, 74–7, 139–46.
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(b) traditional tales, (c) Standesgeschichte, (d) Stammesgeschichte, (e) genealogical tales, (f) romances, (g) ethnographies, and (h) historiographies.41 Their intentional referent distinguishes them. For instance, etiology is different from historiography in that the referent of an etiology is typically some contemporary reality, while historiography refers to the perceived past. Historiographic narrative is distinct from the often literarily comparable traditional tale in that historiography involves a critical reflection on sources for the past with the intention of presenting the reality of the past, while traditional narratives are preserved either for antiquarian motives (because they are from the past) or because of their hermeneutic and heuristic value to the tradent. Propaganda, on the other hand, and other ideologically tendentious literature are essentially anti-critical, intending to distort or to create a past for extraneous reasons. Stammesgeschichte, Standesgeschichte, and genealogical tales, all with their signification born of attraction to the tradents are essentially sub-varieties of historiography, propaganda or romances. Romances are distinct from traditional tales in that they are fictional histories and literary expressions of the aura surrounding the heroes and events of the past. Certainly Genesis 14 fits this category (pacem Cancik!), perhaps the song of Deborah in Judges 5, and with little doubt the song in Exodus 15. Only very few Israelite narratives involve historiography at a primary level of the tradition.42 Such a genre is most notably present in the larger redactions and final forms of composition. Even there, a comprehensive, historiographically motivated critical perspective rarely surfaces in our literature. The sweeping assertions common today that boldly refer to ‘historians’ and the like existing long before Thucydides43 say much more than they properly can. The hard times that have come upon historical-critical research in its effort to write a history of Israel reflect a positive growth in awareness of the biblical tradition’s lack of historicity and historiography. Much of the historical-critical research of the past that has been written in reaction to Wellhausen has been committed to the preservation of these two endangered species and has supported the now defunct dogma that a critical history of Israel is rendered through a synthesis of biblical archaeology and biblical criticism. Very recent efforts to write a history of the 41. Cf. further Chapter 4, this volume. 42. On this particular issue, see the early chapters of Miller and Hayes, History of Ancient Israel and Judah and Soggin, History of Israel. The more recent and more radical presentations of N. P. Lemche (Ancient Israel: A New History of Israelite Society, Sheffield: JSOT Press, 1988) and Garbini (History and Ideology), though less comprehensive, are closer to the writer’s position; cf. my Early History of the Israelite People. 43. E.g., Van Seters’s In Search of History. One might also refer to similar assumptions of B. Long (‘Historical Narrative and the Fictionalizing Imagination,’ VT 35, 1985, 405–16) and C. Meyers (‘The Israelite Empire: In Defense of King Solomon,’ in M. P. O’Connor and D. N. Freedman (eds), Backgrounds for the Bible, Winona Lake, IN: Eisenbrauns, 1987, 181–97). See, on the other hand, the very interesting discussion of H. M. Barstad, ‘On the History and Archaeology of Judah during the Exilic Period: A Reminder,’ OLP 19, 1988, 25–36.
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United Monarchy as a development from the sedentarization of the central hill country in terms of Saulide and Davidic ‘chieftainships’ are to be commended for many reasons. They attempt a new synthesis of archaeological evidence and biblical tradition, while at the same time dealing competently and critically with the issues of historiography and historicity.44 The hypothesis of the existence of ‘chieftainships’ in the central hills of Palestine during the Iron I period, identified as the historical reality from which the biblical traditions sprang, is useful for illustrating the benefits and pitfalls of synthetic reconstructions of the history of Palestine. This is particularly true of the hypothesis of a ‘Saulide chieftainship.’ Not only are some, perhaps primary episodes of the biblical narrative isolated, but the historical reality of such a political structure, limited to the central hills of Palestine as J. M. Miller has long argued,45 can be justified as possible with considerable persuasiveness.46 The arguments for such a synthesis, however, must, given the lack of specificity in our archaeological sources, proceed along the lines of verisimilitude – what is often perceived as ‘probability.’ The strength of such a model, based as it is on historical-like observations of a Finkelstein-like archaeological summary of surveys and excavations in the hill country,47 is considerable as long as a close association between Iron I Ephraim and the Israel of tradition can be maintained. The validity of such a comprehensive hypothesis, however, does not directly relate to these issues, even when the archaeologically oriented discussion appears most persuasive. The validity of any such synthetic hypothesis, even when carried out with detail and care, stands or falls on issues of
44. Most notable among these studies are Lemche, Early Israel and I. Finkelstein, The Archaeology of the Israelite Settlement (Jerusalem: IES, 1988). The Chicago dissertation of D. Edelman (The Rise of the Israelite State under Saul, 1987; see especially her ‘Saul’s Rescue of Jabesh Gilead [1 Sam. 11:1–11]: Sorting Story from History,’ ZAW 96, 1984, 195–209; and her 1989 paper, ‘The Deuteronomist’s Story of King Saul: Narrative Art or Editorial Product?,’ in C. Brekelmans and J. Lust (eds), Pentateuchal and Deuteronomistic Studies, BETL 94, Leuven: Leuven University Press, 1990, 207– 20) deserves particular focus both because of its critical control of much of the recent progress in Palestinian archaeology, but also because of its detailed concentration on the tales of the ‘United Monarchy’ that are historically the most viable. Because of this heuristic value, the following remarks have Edelman’s dissertation most in mind. The recent ‘holistic’ interpretation of the David stories by J. Flanagan (David’s Social Drama: A Hologram of Israel’s Early Iron Age, SWBAS 7 and JSOTS 73, Sheffield: Almond Press, 1989), on the other hand, does not share Edelman’s control of the archaeological material and takes a largely uncritical perspective of the biblical tradition. Consequently, it is of less value for a theoretical and methodological discussion. 45. J. M. Miller, ‘The Israelite Occupation of Canaan,’ in Hayes and Miller (eds), Israelite and Judaean History, esp. 213–45. 46. Edelman, ‘Rise of the Israelite State,’ who, however, argues for a Saulide kingship, not a chieftainship. 47. I. Finkelstein, The Archaeology of the Israelite Settlement (Jerusalem: Israel Exploration Society, 1988)..
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historiography and historicity. Some of the difficulties of accepting a Saulide chieftainship as a historically viable reality, in spite of the truly impressive archaeological illustration of such hypotheses, are as follows. 1. Given the more recent dating of 1–2 Samuel, there exists a three-to-fourcentury gap between the biblical tradition and the reconstructed events to which the ‘primary’ traditions supposedly refer. This weakness is particularly awkward since the necessary continuity between a hypothetical Saulide chieftainship and the royal dynasties of the state of Samaria, and, through them, the Israel of tradition, is essentially supported by an obviously fictional or, at least, fictionalized association with the legendary Davidic dynasty of a neighboring state.48 2. Following the line of argument developed in Israeli scholarship by B. Mazar, Y. Aharoni and M. Kochavi, there is an assumed equation of the sedentarization of the central hills of Iron I with the origins of the state, which is later known in both tradition and international politics as Israel.49 Regardless of objections to a simplistic identification of the pre-Saulide Iron I settlements as ‘Israelite’ and in spite of the lack of historical warrant for that identification, this equation allows an association of the Saulide chieftainship with the Iron I settlements of this region. 3. This caution is intensified by the observation that we are also lacking any direct evidence for a process of regional centralization in the central hills before the foundation of Samaria during Iron II. Thus, such an association in the Iron I period remains in the realm of mere possibility. 4. To assert the existence of a historico-political entity ‘Israel’ as early as Iron I – however small a ‘chieftainship’ or ‘kingship’ that might be – seems to create enormous difficulties for illustrating political continuity and unity: continuity with the state of Samaria in Iron II and unity with the early settlements of other regions, including the Jezreel, the Upper 48. I am thinking here, for example, of the well-worn numerical motif of 40 for the number of ‘Israelite’ kings between Saul and the Judaean exile. 49. Cf. esp. B. Mazar, Canaan and Israel (Jerusalem: Bialik, 1974); B. Mazar, ‘The Early Israelite Settlement in the Hill Country,’ BASOR 241 (1981), 75–87; Y. Aharoni, ‘The Settlement of the Israelite Tribes in Upper Galilee’ (Hebrew University dissertation, 1957); Y. Aharoni, ‘New Aspects of the Israelite Occupation in the North,’ in J. A. Sanders (ed.), Near Eastern Archaeology in the Twentieth Century, Glueck Festschrift (New York: Doubleday, 1970), 254–65; Y. Aharoni, ‘Nothing Early and Nothing Late: Rewriting Israel’s Conquest,’ BA 39 (1976), 55–67; M. Kochavi, ‘The Period of Israelite Settlement,’ in I. Eph’al (ed.), The History of Eretz Israel II: Israel and Judah in the Biblical Period, 19–84 (Jerusalem: Israel Exploration Society, 1984); M. Kochavi, ‘The Land of Israel in the 13th–12th Centuries bce: Historical Conclusions from Archaeological Data,’ in Eleventh Archaeological Conference in Israel 16 (Jerusalem: Israel Exploration Society, 1985); Finkelstein, Archaeology. In his paper at the 1990 SBL Convention in New Orleans, Finkelstein rejected the necessity of an association with biblical Israel.
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Galilee, and the Iron II sedentarization of Judah. To relate, for example, a hypothetical Davidic chieftainship with the Hebron and northern Negev region does not lessen the problem of continuity, however judiciously these associations might be expressed and however much it may help bypass issues of historicity with arguments of comprehensiveness, bolstered by plausibility. 5. The greatest problem of such a synthetic reconstruction touches upon the paramount issue of the effervescent relationship between biblical literature and historical research. One cannot but question any alleged ‘reliable pool of information.’ Reminiscent of the syntheses of the Albright school in the fifties and sixties, the concept of a Saulide or Davidic state or chieftainship is a hybrid, bearing little resemblance to either the Israel of tradition or the historical associations potentially derived from archaeology. Real historical issues are not those infinite ones of possibility and necessity (history is Wissenschaft, not metaphysics), but rather those of reconstruction, related to evidence established. If historicity cannot be granted to the biblical tradition as a whole or even to very specifically defined parts of it, why should we be tempted to adopt a perspective that is derivative from the comprehensive tradition? Why should we assume that Saul’s kingdom was a precursor to the Davidic monarchy and had its roots in the divinely rejected northern hills? And if such anachronistic reconstruction cannot be supported, what benefit is derived from attributing such political unification to Saul? These efforts to harmonize archaeological evidence and biblical tradition remind me of a poem by Milne: Halfway up the stairs Isn’t up And it isn’t down. It isn’t in the nursery, It isn’t in town. And all sorts of funny thoughts Run round my head. It isn’t really Anywhere! It’s somewhere else Instead!50
In suggesting that the essential interpretive context of the narrative tradition of Genesis–2 Kings is that period during which the tradition achieved its role as survival literature, a perspective is recommended which is quite different from that usually taken by tradition history. Again as Max Miller has argued, it is unlikely that we will be able to correlate adequately the earlier strata of the tradition with concrete historical events in Israel’s past, or even with any of the 50. A. A. Milne, When We Were Very Young (London: Dutton, 1972), 83.
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episodes of the tradition, as if they were, somehow, memories of a real past. Determining the potential historical referents of the tradition and determining that tradition’s relevance to the writing of a history of Israel is the more possible the closer we are chronologically to the received form of the tradition. However, this is true only to the extent that such late formulations and revisions relate to or are identical with those issues and events which inform the ultimate redactions. The hypothesis that the received traditions once existed in antiquity in substantial form at a time prior to such late compositions needs reinvestigation. Certainly Wellhausean forms of ‘documents’ dating from as early as the United Monarchy must now be abandoned – if only because of the tenuous hold on existence the period of the United Monarchy has. Furthermore, much recent scholarship has questioned the existence of such extensive and coherent portions of the received text at such an early period and variously recommends a historical context in the late pre-exilic, exilic, or early post-exilic periods.51 An early date certainly seems impossible now. However, too-specific late dates appear arbitrary and based on circular arguments. Our understanding of the Josianic reform and of the prophetic and covenant-oriented ideologies, which presumably supported it, is essentially based on a naïve, historicist reading of 2 Kings.52 Similarly, in dating the prophets – Amos, Hosea, 1 Isaiah, Jeremiah, and Ezekiel – we too quickly assume that the prophetic traditions had original nuclei deriving from the events and persons alleged by the traditions themselves, which continued to have significance in a post-destruction world. In fact, however, we know historically little of such traditions or persons. The external evidence we have for these assumptions is both fragmentary and oblique. The very knowledge we have of exilic and post-exilic periods rests on the presupposition that Chronicles, Ezra and Nehemiah can somehow be translated into refractions of historical reality. Yet we know that these traditions were also written and edited as traditions of Israel’s past long after the exilic and early post-exilic periods. Because of this, the assumption that they can render history is no longer obvious and has to be tested with each unit of tradition. The synthetic approach to historiography, which has dominated our field since Eduard Meyer, must be abandoned. If we are ever to allow 51. H. Vorländer, Die Entstehungszeit des Jehowistischen Geschichtswerkes, EHST 23 (Frankfurt: Lang, 1978), 109; Van Seters, Abraham in History and Tradition; Van Seters, In Search of History; H. H. Schmid, Der Sogenannte Jahwist: Beobachtungen und Fragen zur Pentateuchforschung (Zurich: Theologischer Verlag, 1976); Lemche, Early Israel; E. Blum, ‘Die Komplexität der Uberlieferung: Zur synchronen und diachronen Analyse von Gen 32:23–33,’ DBAT 15 (1980), 2–55; E. Blum, Die Komposition der Vätergeschichte, WMANT 57 (Neukirchen: Neukirchener Verlag, 1984); M. Rose, Deuteronomist und Jahwist, ATANT 67 (Zurich: Theologischer Verlag 1981) and F. Kohata, Jahwist und Priesterschrift in Exodus 3–14, BZAW 166 (Berlin: de Gruyter, 1986). 52. Lowell Handy’s recent paper to the SBL Midwest regional convention in 1990 at Madison (‘Assyro-Babylonian Cult Narratives and Historical Probability for Josiah’s Reform’) is a serious effort to redress this perspective.
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biblical narrative to be heard and understood within our discipline, we must first establish, in fullness and detail, an independent history of early Palestine and Israel that might serve as the historical context from which our narratives speak. Without such an interpretive matrix, we read the biblical tradition in faith – through a glass, darkly.
7 Palestinian pastoralism and Israel’s origins 1992
A number of recent studies into Israel’s origins and the early history of Palestine have taken up the difficult challenge of trying to describe the structure of ancient Palestinian society in the light of the growing conviction since the 1950s that emergent Israel of the Iron Age is both indigenous to Palestine and closely associated with the new Iron I settlements of the central highlands.1 This has brought not only a welcome clarity to Albrecht Alt’s original paradigm of the origins of Israel in his model of transhumant Pastoralists of the Late Bronze period,2 but also promises to resolve some long-standing misconceptions about early Pastoralists in Palestine.3 This has been encouraging, especially for those among us who have been influenced by such scholars as Manfred Weippert,4 1. Y. Aharoni, The Settlement of the Israelite Tribes in Upper Galilee (Jerusalem: Israel Exploration Society, 1957); G. E. Mendenhall, ‘The Hebrew Conquest of Canaan,’ BA 25 (1962), 66–87; M. Kochavi, Judea, Samaria, and the Golan: Archaeological Survey 1967–1968, (Jerusalem: Israel Exploration Society, 1972); J. M. Miller, ‘The Israelite Occupation of Canaan,’ in J. H. Hayes and J. M. Miller (eds), Israelite and Judaean History (Philadelphia, PA: Westminster, 1977), 213–84; N. K. Gottwald, ‘Were the Early Israelites Pastoral Nomads?,’ BAR 4 (1978), 2–7; N. K. Gottwald, The Tribes of Yahweh (New York: Maryknoll, 1979); T. L. Thompson, ‘Historical Notes on Israel’s Conquest of Palestine: A Peasants’ Rebellion,’ JSOT 7 (1978), 20–27; T. L. Thompson, The Origin Tradition of Ancient Israel I, JSOTS 55 (Sheffield: SAP, 1987), 15–40; D. C. Hopkins, The Highlands of Canaan (Sheffield: Sheffield Academic Press, 1985); N. P. Lemche, Early Israel, VTS 37 (Leiden: Brill, 1985); G. W. Ahlström, Who Were the Israelites? (Winona Lake, IN: Eisenbrauns, 1986); R. B. Coote and K. W. Whitelam, The Emergence of Early Israel in Historical Perspective (Sheffield: Sheffield Academic Press, 1987); I. Finkelstein, The Archaeology of the Israelite Settlement (Jerusalem: Israel Exploration Society, 1988). 2. A. Alt, ‘Die Landnahme der Israeliten in Palästina,’ KS I (1925), 89–125; ‘Erwägungen über die Landnahme der Israeliten in Palästina,’ KS I (1939), 126–75; M. Weippert, Die Landnahme der israelitischen Stämme in der neueren wissenschaftlichen Diskussion, FRLANT 92 (Göttingen: Vandenhoeck und Ruprecht, 1967), passim. 3. See above all the discussions of C. H. J. de Geus, The Tribes of Israel (Amsterdam: Van Gorcum, 1976); Lemche, Early Israel. 4. M. Weippert, Edom: Studien und Materialen zur Geschichte der Edomiter auf Grund schriftlicher und archäologischer Quellen (dissertation, University of Tübingen, 1971); M. Weippert, ‘Semitische Nomaden des zweiten Jahrtausends,’ Biblica 55 (1974), 265–80, 427–33.
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Max Miller,5 and Gösta Ahlström,6 and not least their effort to fragment what had appeared to be the near-global ethnicity we used to call ‘Canaanite’ or ‘Amorite,’7 in favor of a more regional approach to Palestine’s early history.8 This new paradigm for writing the history of this region has been presented largely independently in the Chicago dissertations of Doug Esse and Diana Edelman,9 the book-length studies of Niels Peter Lemche, Robert Coote and Keith Whitelam, and Israel Finkelstein,10 is already presupposed in Axel Knauf’s Midian,11 and has achieved near-normative status in Helga Weippert’s encyclopedia of archaeology and Gösta Ahlström’s History of Palestine.12 Although the influence of the universities of Chicago and Tübingen is obvious in this historical revision, we are not dealing with any particular school of thought so much as with the confluence of a broad range of scholarship from biblical, archaeological, and Semitic studies and the emergence of a consensus which our fields have not experienced for more than a generation.13 One of the major issues these scholars have attempted to clarify is the indigenous quality of the potentially ‘Israelite’ settlement of the central hill country in terms of the functional character of a specifically Palestinian form of the Mediterranean economy. In theory, the population of Palestine, in responding to stress on the agricultural sector that is particularly noticeable in the most marginal zones, typically undergoes a recurrent process or cycle of sedentary collapse and resettlement, involving at times substantial demographic shifts from a dominance of intensive agriculture and horticulture to a dominance of grain agriculture and pastoralism. In this theory, pastoral nomadism is not seen 5. Miller, ‘The Israelite Occupation.’ 6. G. W. Ahlström, ‘Where did the Israelites Live?,’ JNES 41 (1982), 133–8; G. W. Ahlström, ‘The Early Iron Age Settlers at Hirbet el-Mshash (Tel Masos),’ ZDPV 100 (1984), 35–52; G. W. Ahlström, ‘Giloh: A Judahite or Canaanite Settlement?,’ IEJ 34 (1984), 170–72; Ahlström, Who Were the Israelites?; G. W. Ahlström, The Early History of Palestine from the Paleolithic Period to Alexander’s Conquest (Sheffield: SAP, 1993). 7. W. F. Albright, From the Stone Age to Christianity: Monotheism and the Historical Process (Baltimore, MD: Johns Hopkins University Press, 1940). 8. R. de Vaux, L’Histoire d’Israël I (Paris: Gabalda, 1971); T. L. Thompson, The Settlement of Palestine in the Bronze Age, BTAVO 34 (Wiesbaden: Dr. Reichert Verlag, 1979). 9. D. L. Esse, Beyond Subsistence: Beth Yerah and Northern Palestine in the Early Bronze Age (dissertation, University of Chicago, 1982); D. Edelman, The Rise of the Israelite State under Saul (dissertation, University of Chicago, 1987). 10. Lemche, Early Israel; Coote and Whitelam, Emergence of Early Israel; Finkelstein, Archaeology of the Israelite Settlement. 11. E. A. Knauf, Midian ADPV (Wiesbaden: Harassowitz, 1988). See also E. A. Knauf, Ismael, 2nd edn, ADPV (Wiesbaden: Harassowitz, 1989). 12. H. Weippert, Die Archäologie Palästina in vorhellenistischer Zeit (Munich: Vandenhoeck und Ruprecht,1988). 13. J. Bright, Early Israel in Recent History Writing (London: SBT, 1956); Weippert, Die Landnahme; J. H. Hayes and J. M. Miller (eds), Israelite and Judaean History (Philadelphia, PA: Westminster, 1977); G. W. Ramsey, The Quest for the Historical Israel (London: SCM, 1982).
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as intrinsically opposed to Palestine’s indigenous agricultural population, but an extension of it. Both pastoralism and agriculture are variables of the economy of greater Palestine. The recent articles by Larry Geraty for the Madaba Plains Project and Shirley Richards for the Khirbet Iskander excavations14 make it very clear that we are not dealing with simple shifts from sedentary agriculture to pastoral nomadism but with cycles involving town decline, collapse, and regeneration,15 following ‘cycles of abatement and intensification of land use,’16 which should direct us to an examination of regional differences in response to climatic, demographic, and technological change, and require us to cast a much larger chronological net. The current focus on the Iron I and the central highlands, however much this period and this region may hold the answers to questions concerning Israel’s origins, carries with it the danger of myopia, not only distorting the methodological paradigm we are exploring, but threatening to beg the question of origins altogether. Rather than moving immediately to such an easy solution, I would suggest that we pause to consider for a moment the challenges implied in Ahlström’s theory of the disintegration of Albrecht Alt’s Canaanite–Israelite polarity and Helga Weippert’s forthright appraisal of the twilight of the Late Bronze period and the whole of Iron I as a transitional period of economic depression and dislocation prior to the period of growth and stability that emerges in the course of Iron II.17 This enlarges the field of focus. When we add to this some of the newly won insights in Semitic linguistic history that have been presented by by O. Röíler, I. M. Diakanoff, and P. Fronzaroli,18 made so palatable to biblical
14. L. Geraty et al., ‘Madeba Plains Project: A Preliminary Report of the 1987 Season at Tell el-Umeiri and Vicinity,’ BASORS 26 (1990), 59–88; S. Richards, ‘The 1987 Expedition to Khirbet Iskander and its Vicinity: Fourth Preliminary Report,’ BASORS 26 (1990), 33–58. 15. Richards, ‘1987 Expedition,’ 56. 16. Geraty et al., ‘Madeba Plains Project,’ 59. 17. de Geus, The Tribes of Israel; Lemche, Early Israel; de Vaux, L’Histoire d’Israël I; Thompson, Settlement of Palestine in the Bronze Age. 18. O. Röíler, ‘Verbalbau und Verbalflexion in den semitohamitischen Sprachen,’ ZDMG 100 (1950), 461–514; O. Röíler, ‘Der semitische Charakter der lybischen Sprache,’ ZA 50 (1952), 121–50; O. Röíler, ‘Ghain im Ugaritischem,’ ZA 54 (1961), 158–72; O. Röíler, ‘Eine bisher unbekannte Tempusform im Althebräischen,’ ZDMG 111 (1961), 445–51; S. Moscati, An Introduction to the Comparative Grammar of the Semitic Languages (Wiesbaden: Harassowitz, 1969), 16; I. M. Diakonoff, Semito-Hamitic Languages (Moscow: Nauka, 1965); I. M. Diakonoff, ‘Earliest Semites in Asia,’ AOF 8 (1981), 23–74; P. Fronzaroli, ‘Le origini dei Semiti come Problema Storico,’ Academia Nazionale dei Lincei, Rendiconti della Classe di scienze morali, storiche e filologiche 15 (1960), 123–44; P. Fronzaroli, ‘Studi sul Lessico Commune Semitico’ I–VI, in Academia Nazionale dei Lincei, Rendiconti della Classe di scienze morali, storiche e filologiche Series 8, vols 19–20, 23 and 24 (1964–69); also, W. Tyloch, ‘The Evidence of the ProtoLexikon for the Cultural Background of the Semitic Peoples,’ in J. Bynon and T. Bynon (eds), Hamito-Semitica (The Hague: Tyloch, 1975), 55–74.
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scholarship by Knauf,19 and the increasingly viable correlations of geology and archaeology in climate history,20 we might be inclined to follow this lead away from a reliance on simpler models of transhumance and pastoralism towards an evolutionary understanding of the development of nomadism in Palestine and its adjacent regions.21 The more complex picture is not only more legitimate from a historical perspective, but also allows us to integrate into a history of Israel’s origins some of the hard-won spoils of Lemche’s spectrum analysis from sociology and anthropology.22 The complexity of the analysis I am suggesting might be illustrated by the observation that we are dealing, apart from the inter-related chronological, ethno-linguistic and regional issues (leaving aside for the moment a particularistic history of events), with at least four distinct interlocking spectra informing our understanding of the political, economic, and social development of our region. For the sake of balance only, I have formulated these spectra triadically. There is no question but that each of their complexities are in fact greater historically: (a) the settlement Patterns of market towns, villages, and encampments; (b) the subsistence strategies of sedentarization, transhumance, and nomadism; (c) the economic specializations requiring markets of animal husbandry and their associations and disassociations with intensive agriculture, horticulture, and grain agriculture; and (d) political associations not only involving centralizing proto-state regional formations, but also lineage-based pre-tribal entities, and independent acephalous groups. Each of these spectra plays a decisive role in the development of specific historical ethnicities, which is the paramount issue in a history of Israel’s origins, compared with which specific questions of historicity and chronology pale.23 If this new paradigm holds as a matrix for our historiographical discussion, then contemporaneous changes throughout greater Palestine need to be considered as causally inter-related. We must not only include the development of the fragile highland and steppe economies within Palestine, but also changes within the greater steppe and desert regions to the south and east, as well as the less vulnerable economies in the northern lowlands, the valleys and the coastal plains. The recurrent cycles of economic depression in Palestine find their counterpoint in peaks of prosperity and dense sedentarization. Chronologically, peaks are marked by the relative affluence of the Early Bronze II, Middle Bronze II, 19. Especially Knauf, Ismael, 135–60 and Knauf, Midian, 64–77, but also Knauf, ‘Bedouin and Bedouin States,’ ABD (1992). 20. For bibliography and discussion, T. L. Thompson, The Early History of the Israelite People: From the Written and Archaeological Sources, SHANE 2 (Leiden: Brill, 1992), 215–21. 21. Knauf, ‘Bedouin.’ I am responding to questions raised by de Geus (Tribes of Israel), Lemche (Early Israel), and H. Weippert (Die Landnahme). See also T. L. Thompson, The Settlement of the Sinai and the Negev in the Bronze Age, BTAVO 8 (Wiesbaden: Dr. Reichert, 1975); Thompson, ‘Historical Notes’; and Chapter 3, this volume. 22. Lemche, Early Israel. 23. Thompson, The Origin Tradition, 28–40.
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p erhaps Late Bronze II and Iron II periods. These might be understood as representative of the ordinary economic potential of Palestine, given a historically specific adequate climatic, political, and technological basis for growth and expansion. Significant departures from these norms away from sedentarization and a balanced Mediterranean economy towards forms of nomadism and a dominance of pastoralism, however cyclic they appear, call out for explanation. To the extent that we can identify the causes of such depressions (which at times border on near total collapse), to that extent we may be in a position also to recognize the factors involved in increased sedentarization, with its varieties of political consolidation and linguistic differentiation so characteristic of ethnic formations. From at least as early as the Chalcolithic EB I period, we find our earliest evidence for ‘pre-Bedouin’ nomadism in the Sinai existing at a great distance from Palestine, and subsisting on metallurgy, some pastoralism, hunting, and limited patch agriculture, supported by a sub-pluvial rainfall regime.24 Similar semi-sedentary groups in much larger numbers are found in the Early Bronze II period.25 Both the size of this early population in the Sinai and the distance from the larger steppes, which border on the agricultural heartlands of Palestine, suggest a potential for the development of an independent cultural entity, separate and distinct from that found in the sedentary regions of Palestine. Such forms of ‘pre-Bedouin’ nomadism stand in marked contrast to potential forms of pastoralism in the northern Negev, the southern coastal plain and eastern Transjordan. Although these regions are undoubtedly richer in grazing potential and can support (at least seasonally) a much larger population, forms of pastoralism were much more likely to be of the transhumant variety, involving seasonal migration between two different climatic zones, grazing on the steppe during the winter and in the agricultural heartland in the summer, while developing relationships of dependence on the villages and towns in the close symbiotic relationship of a specialized trade. Whether this formed a distinctive society would depend on specific historical, social and political developments, but this is perhaps likely, given the large geographical range of such pastoralism in contrast to the intense sedentarization of the agricultural heartland. A third form of seasonal nomadism might be defined by the inner-steppe regions of Palestine which are most notably found throughout the lower Galilee, the Issachar plateau, the eastern and southern slopes of the highlands, as well as the plains of the Jordan and the valley of the Wadi al-Fari’a. Especially during the Early Bronze sub-pluvial, the winter pastures of these regions could well support the herds of the agricultural villages and towns. Such seasonal nomadism is unlikely to form distinctive societies, but rather functions as an adjunct to Palestinian sedentary agriculture. 24. T. L. Thompson, Settlement of the Sinai and the Negev, 29, and T. L. Thompson, Early History. The terminology for the variety of bedouin forms follows E. A. Knauf, Ismael, 135. For some aspects of metallurgy, see H. G. Bachmann and A. Hauptmann, ‘Zur alten Kupfergewinnung in Feinan und Hirbet en-Nahas im Wadi Arabah in Südjordanien,’ ZKKB 4 (1984), 110–23; B. Rothenberg, Timna (London: Barnes and Noble, 1972/1988). 25. Rothenberg, Timna.
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Extreme drought and the associated conflicts which might be expected from a severe and long-lasting drought, which seem to have brought the Early Bronze Age to such a disastrous close, dislocated the population in the whole of the southern half of Palestine and the central hills, including significant numbers in the northern hills and in Transjordan.26 The Early Bronze IV depression, with its shift towards a dominance of pastoralism, grain and patch agriculture, and the spread of its population along the northern slopes of the central Negev and central Sinai (as well as the central and southern Transjordan plateau), might be understood in terms of a drought-driven dislocation and diffusion of the population, at first into ever larger and ever more marginal lands, establishing sedentary homesteads and campsites where viable, but ultimately away from Palestine: northeastwards towards the Syrian steppe, south and southeastwards into the Negev, the Sinai, and Arabia.27 While the population of the northern heartland of Palestine and areas of the Transjordan may have survived by a shift to forms of transhumance, this is unlikely except in passing in the central Negev or the Sinai, where the only marginal variations of climate hardly supported such strategies over time. The spread of pastorally dominant ecomomies in EB IV over such large areas undoubtedly fostered continuities and coherence in material, social, and linguistic culture as well as ethnic integration over an immense area. With the Passing of the drought and a return to intensive sedentarization in the Middle Bronze II period, regional differentiation became more marked, and continuities in the population were increasingly subject to fragmentation by (a) the rapid development of small centralized political structures dominating the towns, which are both reflected in the ‘Execration Texts’ and confirmed in excavations;28 (b) the increase of regionally oriented economic specializations involving not only forms of pastoralism and metallurgy, but also horticulture, timber, fishing, shipping, and other industries; and (c) the development of both inter-regional and international trade, augmenting and supporting both this regional specialization as well as a distinctive self-identification.29 Certainly at the height of the prosperity of MB II, we have pastoral nomadic groups in many regions of greater Palestine, which are clearly distinguishable from the town-dominated, agricultural and sedentary population (and we need not depend too heavily on Egyptian texts such as Sinuhe, cuneiform references to the šutu, or even the many references to pastoralists of the great Syrian steppe
26. See Chapter 3, this volume; also Thompson, Early History of the Israelite People. 27. Also E. A. Knauf, ‘The West Arabian Place Name Province: Its Origin and Significance,’ PSAS 18 (1988), 39–49; Knauf, Ismael, 136. 28. T. L. Thompson, The Historicity of the Patriarchal Narratives: The Quest for the Historical Abraham, BZAW 133 (Berlin: de Gruyter, 1974). 29. A necessary correlate of ethnic differentiation is the interaction with other groups separated by economic, geographical, linguistic, or other barriers: N. Buchignani, ‘Ethnic Phenomena and Contemporary Social Theory: Their Implications for Archaeology,’ in R. Auger, M. F. Glass, S. MacEachern and P. H. McCartney (eds), Ethnicity and Culture (Calgary: University of Calgary, 1987), 15–24, especially 20–22.
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in the Mari letters).30 Not only do we have evidence for pre-Bedouin groups in the Sinai in the area of Serabit al-Khadim who were supported by metallurgy,31 but the more favorable climatic conditions and the return to prosperity support the possibilities of considerable transhumant pastoralism in the steppe-lands of the eastern and southern Transjordan, the northern Negev and the southern coastal region, feeding the large market towns of the coast and the overland trade route to Egypt. Demographically, such groups are likely to have been derivative of the more sedentary EB IV steppe dwellers who, in more favorable climatic conditions, adjusted their subsistence strategy towards a greater specialization in pastoralism. The economic depression at the end of the MB II period, coinciding with the onset of an extended period of sub-normal rainfall patterns, hit the agriculturally marginal zones of Palestine and its neighboring steppe zones the hardest. Town centers in the agricultural heartland suffered a reduction of population, and forms of intensive agriculture in many small sub-regions were abandoned (such as in the Jezreel and the eastern coastal plain). Centralized forms of political control established in the towns (later bolstered by Egyptian imperial rule)32 maintained the stability of many settlements in the most favorable agricultural areas, and the protection of trade supported a limited prosperity. However, the hill country settlements did not survive. Olive production in some areas collapsed,33 and large areas of the highlands were given over to wilderness.34 Some of the most important of these were the Judaean highlands (except for the Jerusalem saddle and the Ayyalon Valley), most of the hills of Samaria (apart from the Nablus downfold), the Allonim hills, the Issachar plateau, and much of the lower Galilee. There are indications of severe stress throughout the steppe and desert regions of the south and southeast as well. While pre-Bedouin continue involvement in the metallurgy and turquoise industries of the extreme south, diversification is indicated by the considerable numbers of campsites spread across the north of Sinai, the people living in symbiosis with the coastal trade route. 30. So: V. Matthews, Pastoral Nomadism in the Mari Letters (Cambridge, MA; Harvard University, 1978). 31. Thompson, Settlement of Sinai and the Negev. This industry probably also involved some skilled craftsmen from Palestine. 32. S. Ahituv, ‘Economic Factors in the Egyptian Conquest of Palestine,’ IEJ 28 (1978), 93–105; J. M. Weinstein, ‘The Egyptian Empire in Palestine: A Reassessment,’ BASOR 241 (1981), 1–28; N. Na’aman, ‘Economic Aspects of the Egyptian Occupation of Canaan,’ IEJ 31 (1981), 172–85; R. Gonen, ‘Urban Canaan in the Late Bronze Period,’ BASOR 253 (1984), 61–73. 33. N. Lipschitz, ‘Olives in Ancient Israel in View of Dendroarchaeological Investigations,’ in M. Heltzer and D. Eitam (eds), Olive Oil in Antiquity, 139–45 (Padua: Sargon, 1988); N. Lipschitz, ‘Overview of the Dendrochronological and Dendroarchaeological Research in Israel,’ Dendrochronologia 4 (1986), 37–58. 34. T. L. Thompson, The Settlement of Palestine in the Bronze Age, BTAVO 34 (Wiesbaden: Dr. Reichert Verlag, 1979), 66–7.
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In the course of this period, early Arab Bedouin, having domesticated the camel long ago in the third millennium, began to influence the region of Palestine by establishing overland trade links, as discoveries at Tell Jemmeh and Deir ’Allah have demonstrated.35 Evidence of proto-bedouin forms might be indicated by the wide dispersion of the Š3sw, living as pastoral nomads and extending over a large territory from southern Edom northwards to the fringe of Palestine, entering the agricultural zones and the central highlands by the Amarna period.36 The growth and territorial expansion of the pastoralist Š3sw was supported not only by the extreme town orientation of Late Bronze farmers, but also by the sub-economies of raiding, brigandage, and mercenary employment, which certainly justifies the near-defining prejudice about Bedouin as ‘belligerent.’37 Whether these Š3sw groups were formed in part by dislocated refugees from the MB II collapse is a difficult question to answer, however attractive it may be.38 The potential proto-ethnicity of the Š3sw, their coherent pastoral orientation and the possible continuity they may have with the Middle Bronze shutu, militate against this. The non-pastoral and extra-societal orientation of the hab/piru would be more characteristic of such refugees, particularly as their lack of cohesion would facilitate reintegration into the sedentary population, following a return to prosperity.39 Certainly, assumptions regarding either a supposedly natural transition from sedentary forms of agriculture to nomadic forms of pastoralism or a fluent passage from dislocated and disenfranchised outsiders to such a specific economic form as pastoralism, are hardly axiomatic. Beginning late in the thirteenth century, added stress to the sedentary population results from the onset of major drought conditions throughout most of the eastern Mediterranean basin, leading to significant migrations into Palestine from the north and from the Aegean.40 This occurred all along the coastal strip, creating refugees in the wake of the immigrants. Already in the Late Bronze Age, prior to the incursions, a shift in subsistence strategy is under way and 35. P. Wapnish, ‘Camel Caravans and Camel Pastoralists at Tell Jemmeh,’ JANES 13 (1981), 101–21; M. M. Ibrahim and G. van der Kooij, ‘Excavations at Tell Deir Alla, Season 1982,’ ADAJ 27 (1983), 577–85; E. A. Knauf, ‘A Late Bronze Age Camel Caravan at Tell Deir Alla,’ Newsletter of the Institute of Archaeology and Anthropology, Yarmouk University 4 (1987), 7. 36. M. Weippert, The Settlement of the Israelite Tribes in Palestine, trans. J. Martin, SBT 21 (London: SCM Press, 1971); R. Giveon, Les Bedouins Shosou des documents Égyptiens (Leiden: Brill, 1971); R. Giveon, ‘Schasu,’ Lexikon der Ägyptologie, fascicle 36, 53–5. 37. So Knauf, ‘Bedouin.’ 38. As in Finkelstein, Archaeology of the Israelite Settlement, 338–48. 39. On the Hab/piru see now O. Loretz, Habiru-Hebräer: Eine sozio-linguistische Studie über die Herkunft des Gentiliziums ‘ibri vom Appelativum habiru, BZAW 160 (Berlin: de Gruyter, 1984). 40. For a general discussion of this migration, A. Nibbi, The Sea Peoples and Egypt (Park Ridge, NJ: Noyes Publications, 1975); A. Strobel, Der spätbronzezeitliche Seevölker sturm, BZAW 145 (Berlin: de Gruyter, 1976); T. Dothan, The Philistines and Their Material Culture (New Haven, CT, 1982); and especially H. Weippert, Die Archäologie Palästina; and Ahlström, History of Palestine.
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new small villages and hamlets are established in the southern coastal plain and along the seashore itself.41 In the course of the twelfth century, spurred by the ‘sea-peoples’ migrations, by the extended duration of the drought, by the collapse of Mediterranean trade, and by the eventual lessening of Egyptian control of the region, the lowland population of the agricultural heartland was dispersed in large numbers of new small villages and hamlets. This dispersal extended throughout the Jezreel and Jordan valleys, the western coastal plain, the lower hills on the northern fringe of the Jezreel, into the highlands of Samaria, The Ayyalon Valley and the Jerusalem saddle, and throughout the Shephelah.42 The Š3sw established forms of village-bound, transhumant pastoralism over large areas of the Transjordan43 and the new population of the central highlands of western Palestine established patterns of both transhumant pastoralism (centered in grain agriculture and herding) and transhumant agriculture (focused in intensive agriculture and terrace-dependent horticulture) across three, regionally distinct, ecological zones of steppe land, intermontane terra rossa soils, and the central highland’s rugged western slopes.44 The development of market towns in the northern Negev such as Tell Mshash suggest not so much a resedentarization of nomads45 as
41. Thompson, Early History, 260–78. 42. Ibid., 288–93. 43. Geraty et al., ‘Madeba Plains Project’; Weippert, Edom; M. Weippert, ‘The Israelite “Conquest” and the Evidence from Transjordan,’ Symposia, F. M. Cross (ed.) (Cambridge, MA: Harvard University, 1979), 15–34; S. Mittmann, Beiträge zur Siedlungs- und Territorialgeschichte des nördlichen Ostjordanlandes (Wiesbaden: Dr. Reichert Verlag, 1970); R. H. Dornemann, ‘The Beginnings of the Iron Age,’ in A. Hadidi (ed.), Transjordan, SHAJ (Amman: Department of Antiquities, 1982), 135–40; R. H. Dornemann, The Archaeology of Transjordan in the Bronze and Iron Ages (Milwaukee, WI: Milwaukee Public Museum, 1983); B. MacDonald, ‘The Late Bronze and Iron Age Sites of the Wadi al-Hasa Survey,’ in J. Sawyer and D. Clines (eds), Midian, Moab and Edom, JSOTS 24 (Sheffield: SAP, 1983), 18–28; J. R. Bartlett, Edom and the Edomites, JSOTS 77 (Sheffield: SAP, 1989), 67–82; R. L. Gordon and L. E. Villiers, ‘Telul edhDhahab and Its Environs Surveys of 1980 and 1982: A Preliminary Report,’ ADAJ 27 (1983), 275–89; R. D. Ibach, ‘Archaeological Surveys of the Hesban Region,’ AUSS 14 (1976), 119–26; R. D. Ibach, ‘Expanded Archaeological Survey of the Hesban Region,’ AUSS 16 (1978), 201–13; J. Mellaart, ‘Preliminary Report on the Archaeological Survey on the Yarmuk and Jordan Valley,’ ADAJ 6–7 (1962), 126–57; M. Ibrahim, J. A. Sauer, and K. Yassine, ‘The East Jordan Valley Survey, 1975,’ BASOR 222 (1976), 41–66; R. G. Boling, The Early Biblical Community in Transjordan (Sheffield: SAP, 1988), 26–35. 44. Thompson, Early History; I. Finkelstein, Archaeology of the Israelite Settlement, 184– 200; S. Mittmann et al, Palästina: Siedlungen der Eisenzeit (ca. 1200–550 vChr.), TAVO B IV 6 (Wiesbaden: Dr. Reichert Verlag, 1992). 45. V. Fritz, ‘Erwägungen zur Siedlungsgeschichte des Negeb in der Eisen I Zeit (1200–1000 vChr.) im Lichte der Ausgrabungen auf der Hirbet el-Mshash,’ ZDPV 91 (1975), 30–45; ‘Die Kulturhistorische Bedeutung der früheisenzeitlichen Siedlung auf der Hirbet elMshash und das Problem der Landnahme,’ ZDPV 96 (1980), 121–35; ‘The Israelite “Conquest” in the Light of Recent Excavations at Khirbet el-Meshash,’ BASOR 241
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the continued efforts of the sedentary population (perhaps dislocated from the coastal plain) to maintain symbiotic trade relations with the Š3sw pastoralists and the Arabs to the south and southeast.46 Our chronology is very poor, and trans-regional coherence cannot be expected.47 However, towards the end of the eleventh or early in the tenth century, the sedentary population begins to stabilize. The onset of Iron II is marked by the increasing dominance of intensive agriculture and a rapid expansion of terracebased horticulture and farming. This supported a massive expansion of the sedentary population far beyond what one might expect from normal demographic growth.48 This expansion is not only considerable within regions already established during Iron I, such as the central hills, the lowlands and the Transjordan, but it also extended into wilderness areas of the Lower Galilee, the Issachar plateau, the hills of Judea, Edom and into many marginal sub-regions of the southern coastal plain, and the Beersheva basin.49 It is during this period, especially during the early ninth century, that I would see a movement away from pastoral nomadism towards an intensive sedentarization of Palestine’s marginal lands, re-establishing in these regions a Mediterranean economy.50 Perhaps Knauf is correct that the Midianites disappear from history at this time.51 Certainly, the development of a system of northern Negev forts or border settlements suggests efforts to enforce sedentarization throughout the South.52 Any vacuum in (1981), 61–73; V. Fritz and A. Kempinski, Ergebnisse der Ausgrabungen auf der Hirbet el-Mšaš (Tel Masos) 1972–1975, ADPV (Wiesbaden: Harassowitz, 1983). 46. P. Parr, ‘Contacts Between Northwest Arabia and Jordan in the Bronze and Iron Ages,’ in A. Hadidi (ed.) SHAJ, (Amman: Department of Antiquities, 1982), 127–33; P. Parr, G. L. Harding, and J. E. Dayton, ‘Preliminary Survey in N. W. Arabia 1968,’ Bulletin of the Institute of Archaeology, University of London 8–9 (1970). 47. This is discussed in J. M. Miller, ‘Archaeology and the Israelite Conquest of Canaan: Some Methodological Observations,’ PEQ 109 (1977), 87–93. H. Weippert’s concept: ‘Die Gleichzeitigkeit der Ungleichzeitigen’ (Archäologie Palästina) is particularly helpful. I. Finkelstein’s efforts to establish a chronological progression from East to West in the early Iron I settlements in Ephraim (Israelite Settlement, 195–198) is essentially circular. 48. Mittmann et al, Palästina: Siedlungen der Eisenzeit. 49. Ibid. Certainly Finkelstein’s argument that the settlement of the Judaean highlands is developed from an overflow from the central hills (Israelite Settlement, 326–7) is difficult to accept. The expansion of settlement in Iron II occurs in all regions of Palestine and there is no reason whatever to see the hills of Ephraim as the matrix for that expansion. 50. W. G. Dever, Recent Archaeological Discoveries and Biblical Research (Seattle, WA: University of Washing Press, 1990), 97. 51. Knauf, Midian; Knauf, ‘Bedouin.’ 52. R. Cohen, ‘The Iron Age Fortresses in the Central Negev,’ BASOR 236 (1979), 61–79; C. Meyers, ‘Kadesh Barnea: Juda’s Last Outpost,’ BA 39 (1976), 145–51; Y. Aharoni, ‘The Negev During the Israelite Period,’ in A. Schmueli and Y. Grados (eds) The Land of the Negev (Tel Aviv, 1979), 209–25. For an analogous situation in Transjordan, see H. G. Reventlow, ‘Das Ende der ammonitischen Grenzfestungskette,’ ZDPV 79 (1963), 127– 37; K. von Rabenau, ‘Ammonitische Verteidigungsanlagen zwischen Hirbet el‑Bishara und el-Yadude,’ ZDPV 94 (1978), 46–55.
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the steppe created by such efforts would undoubtedly strengthen the increasing control of the Negev and the Sinai by early Arab Bedouin. In conclusion, a number of statements can be made. Although drought conditions create severe stress on sedentary agriculturalists, forcing change, they create even greater stress on pastoral sectors of the economy. A cyclic recurrence of prosperity and depression is not immediately translatable into a corresponding cyclic Pattern to and from agriculture and pastoralism, let alone sedentarization and nomadization. Subsistence strategies responding to drought and stress move the population, whether agricultural or pastoral, into ever larger areas of exploitation: sedentary agriculturalists into ever more marginal lands, and nomadic pastoralists into the better watered agricultural heartland. Economic depression, when sufficiently severe and prolonged, can create nomads out of a sedentary population. However, prosperity creates stability in the nomadic sector as well. In terms of ethnicity, sedentarization enhances ethnic differentiation, while nomadization enhances ethnic confluence within an economic specialization. While we have not touched directly upon the origins of biblical Israel, some observations can be suggested: The origins of the populations of Ephraim and Judah are substantially separate and distinct, both chronologically and socio-economically. While the settlements in the north seem to be a result of subsistence strategies of the sedentary agricultural population of Palestine and are already established in Iron I, those in the Judaean highlands seem more likely linked to a sedentarization process from steppe, with a horizon in Iron II.
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8 The intellectual matrix of early biblical narrative: inclusive monotheism in Persian period Palestine 1995
In John Van Seters’s 1992 publication, Prologue to History, he continues his revision of Wellhausen’s documentary hypothesis by attempting to define the work of the classical source J as a blend of historiographic and antiquarian interests that is drawn from Greek historiography within a context in the Jewish Diaspora in Babylon during the exilic period.1 Van Seters resolutely and convincingly establishes the thesis that the Yahwistic tradition is a product of the re-emergence of Israel rather than of its ‘Golden Age.’2 The completion of this huge project and Van Seters’s rejection of any possible context for the Pentateuch’s tradition within the time periods reflected in Genesis–2 Kings is unequivocally a major achievement. The circularity of argument, however, is not entirely broken. On internal grounds alone, this core of the Pentateuch postdates any biblical view of history the literature projects. Van Seters presents an argument for the dating of J and the Pentateuch that rests finally on his assumption that there is a historical exilic period to which he assigns the tradition, but such a period as such is unknown apart from the tradition. Van Seters’s approach begins from within the literature, and, assuming the rationalistic paraphrase of Israel’s history that our field has created for him, asks only after the earliest appropriate date for the tradition within the paraphrase that has been known as the history of Israel. The appropriateness of the date is then seen to be confirmed by the citation of analogous Greek and Babylonian texts drawn from literature that is ideologically and formally comparable. Similar arguments might be made to epitomize the earliest possible intellectual world appropriate for the tradition to identify as historical context. So might be seen the Persian period, with a construction of a temple in Jerusalem and the consolidation of a self-conscious formation of a people understanding itself 1. J. Van Seters, Prologue to History: The Yahwist as Historian (Louisville, KY: Westminster/John Knox, 1992). 2. Contra T. L. Thompson, ‘A New Attempt to Date the Patriarchal Narratives,’ JAOS 98 (1978), 76–84.
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as the remnant of Israel, which that construction would have initiated.3 Such arguments, however, do not establish an independent historical context for the literature so much as they point to literary and intellectual worldviews, which are not adequate for dating the traditions historically. At most they provide only the earliest possible dates. Both the exilic period and the construction of the second temple under Ezra and Nehemiah are not periods or indeed events known from independent evidence. They are known from tradition, not history, and as such are not entirely viable as historical contexts. It is very important to allow evidence to dominate discussions over against any rational coherence we might attribute to an imaginary past. In this question we do not have the luxury of the higher road of biblical criticism. We are compelled to begin, not from theory, but from the foundation of what is known historically about the tradition; that is, from the contexts in which the traditions have been handed down. Only from such secure, albeit later, contexts can the earlier periods that are implicitly more speculative be tolerably entered. Arguments based on literary and intellectual contexts are not destroyed by this discussion. It is only the historical anchors and the security of what is only seemingly known that are cut loose. As Niels Peter Lemche argued so well in a recent programmatic article, it is only the perception of a post-exilic world that is gained from the literary world of the Bible that marks both this and the ‘exile’ as distinctive periods in which to find a home for the Old Testament.4 Such perceptions do not render historical context. The Septuagint version of the Old Testament, which can reasonably be dated to the second century bce or later, can only to a limited extent be described as a translation of the Hebrew Bible. Many of its traditions are wholly independent of the Hebrew Bible; many originated in Greek and yet others might be plausibly described as variant traditions of the extant Hebrew tradition, which itself betrays many characteristics of the Hellenistic period. In the Septuagint text of 2 Maccabbees 2:14, there is an interesting reference to a collection of writings, understood as traditional, that the writer of 2 Maccabbees describes as texts that had survived the Maccabean wars. Whether this is a plausible and accurate depiction of a known library or is ideologically oriented rhetoric attempting to present the collection as surviving remnants of very ancient tradition is uncertain. The offer to lend books from the collection, while conceivably a fictitious claim of historicity, nevertheless asserts the significance of ‘library’ as meaningful and essential to the ideology fundamental to tradition collection. The additional reference in 2 Maccabbees to the library of Nehemiah that was lost in the distant past is a much more potent ideological concept. While perhaps only a reference to a legend, it suggests that the author knows of no earlier collection of
3. T. L. Thompson, The Early History of the Israelite People: From the Written and Archaeological Sources (Leiden: Brill, 1992), 415–23. 4. N. P. Lemche, ‘Det Gamle Testamente som en hellenistisk bog,’ DTT 55 (1992), 81–101; updated English version: ‘The Old Testament – A Hellenistic Book?,’ SJOT 7 (1993), 163–93. This article underscores what is known about the textual evidence of the Old Testament and, particularly, its character as a product of the Hellenistic period.
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written tradition that survived the Maccabean wars, but still sees Nehemiah as meaningful in the formation of national tradition. In 2 Maccabbees 4, which is dedicated to a recounting of the survival of past tradition, neither the traditions of Ezra’s lawgiving nor that of Nehemiah’s library are accessible to the writer of 2 Maccabbees 2:14; only, it is claimed, the efforts by Judas Maccabeus to preserve a past that is now fragmented. In itself, this text offers a serious argument against understanding the final redaction of the Hebrew Bible as a whole significantly prior to the second half of the second century bce. Moreover, the Hebrew Bible underwent a considerable and integral redaction some time after the so-called rededication of the Jerusalem temple in 164 bce. This orientation of the Masoretic text to the second-century temple has been known for more than a century and needs no further discussion here,5 except to point out that this revision of tradition substantially affects access to earlier strata of the tradition. The legends of Ezra and Nehemiah are centered in the national ideology of the temple in Jerusalem, a theology that has its first and most clearly secure context in the events surrounding the efforts by Antiochus IV to drive a wedge between the potentially pro-Ptolemaic Jews of Jerusalem and the Jews of Alexandria. His conflict with the Ptolemies for the control of Palestine cast him in the role of enemy, particularly among the most Hellenized portion of the population of Jerusalem and Yehud. The conflict led him increasingly into more insistent demands that the Jewish form of Hellenism in Jerusalem now be led from Antioch, the new seat of political power, rather than from Alexandria, as it had been. In doing this, he was seen as attacking not only Jerusalem’s religious and intellectual leadership but some of what are presented as Jerusalem’s most cherished customs as well. The highly charged intellectual movement of nationalism, which ensued, supported and substantially altered the character of the originally reactionary, pro-Ptolemaic Maccabean revolt. The intellectual and cultural character of this nationalism was institutionalized in the rededication of the temple, the event that structures internal Masoretic chronology. This renders an a quo, not an ad quem, dating of the extant tradition. It is in the historical context of the Maccabean state that Palestine clearly possesses, for the first time, both the independent state structures and the national consciousness necessary for the development of a library and of a coherent collection of tradition so marked by self-conscious ethnicity.6 Unlike earlier periods in Palestine, there is every reason to believe that the Hellenistic period was immensely creative and literate. The development of tradition, an aspect of intellectual history, requires no broad chronological spectrum. It is both synchronic and diachronic. 5. See T. L. Thompson, The Historicity of the Patriarchal Narratives: The Quest for the Historical Abraham, BZAW 133 (Berlin: de Gruyter, 1974), 4–15. 6. This is not a situation involving government administrative archives that might have been expected to exist in Jerusalem under the Persian empire or under any earlier political state, but specifically a collection of national traditions. See further on this E. Posner, Archives in the Ancient World (Cambridge, MA: Harvard University Press, 1972) and, more recently, K. A. D. Smelik, Converting the Past: Studies in Ancient Israelite and Moabite Historiography, OTS 28 (Leiden: Brill, 1992).
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When the traditions are examined for an understanding of the formation of tradition, the earliest possible context for the onset of the process of collection must be placed with the formation of the Jewish people and their identification as ‘Israel.’ Van Seters’s discussion has clearly shown that the issue of Greek influence in the collective tradition need not necessarily lock in a date in the Hellenistic period. But it also does not free the collection from such a date. The understanding of such perceptions as ‘Greek’ reflects more a comparison of Greek literature with an ancient Near Eastern worldview, which has only been assumed of the tradition in the past, rather than a comparison with any large body of contemporary literature. Arguments of derivation are fragile and tendentious. Palestine, on the Mediterranean fringe of the Persian world, comes into contact with the Aegean world at least from the onset of hostilities between the Greek city-states and Persia. What is typically defined as Greek thought might far better be understood as a specific regionalization of intellectual understanding that reflected increasingly shared perceptions of reality across the entire ancient world, with each area developing its own literature that was geographically and linguistically particular: in far-off India as in Egypt, in Babylon as in Syria–Palestine and in Old Persia as in Anatolia. The Hebrew expressions are not themselves intrinsically Greek. They reflect rather a comparable or shared worldview. For purposes of clarity, I would recommend that the discussion be cast in terms of three discrete categories: (1) traditions and fragments of traditions that reflect a viable intellectual context independent of and logically prior to the process of tradition collection, and which can verifiably be traced to earlier periods or which reflect an origin in collected tradition; (2) traditions and the composites of collected traditions that either reflect an originating worldview expressive of an emerging form of universalist and inclusive monotheism or which recast the traditions collected in terms of such a pluralistic worldview; and (3) those traditions and aspects of the tradition that, in reaction to syncretism, reject tolerance of alternative religious expressions in favor of a universalist but exclusive monotheism. Accordingly, to understand the chronological spectrum of the texts, an analysis of received tradition should be followed that highlights what might be recognized as specific paradigmatic transvaluations: definable impulses to tradition building, which might then be associated as definable intellectual points of departure. Axiomatic to this approach is the assumption that the tradition had been formed into a coherent literary whole that created Israel’s self-identity under the influence of a fluid and changing Zeitgeist and through the efforts of teachers and their associates. Those responsible for the tradition are called philosophers by the Greeks and Josephus and Zaddiqim by Jews.
Surviving fragments from the past Some of the collected materials can be shown to preserve or reflect original contexts that can be understood only in terms of very early periods, even as
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early as the Assyrian period. Some of the best candidates preserving such early references are parts of the Ishmael traditions, the Shem and Ham genealogies, the Bileam legend and the Israelite dynastic data from Omri on, as well as aspects of the destruction accounts of Samaria and Jerusalem. There are many more, and we need to be open to even earlier possibilities, however unlikely this may seem. Such confirmable elements of historicality in these traditions clearly support the understanding that they reflect a representation of the past that is not wholly fictive. The use of such materials and remnants of the past for historical purposes, however, must proceed with great caution. Both their fragmentary character and their displacement from their original contexts prevent a reconstruction of their original significance and an identification of their original contexts should not be confused with their later contexts, when they become part of a meaning-bearing tradition.
The worldview of inclusive monotheism Concepts and literary works commonly thought to be exilic and post-exilic have referents recognized as adhering to the defining ideology of exile – whatever the trope of exile’s actual historicity. In such literature, the exile is presented first of all as an event of the mind within the intellectual world of early Judaism and functions as a literary matrix for large portions of the Bible. This is true whatever events may have occurred, which could be regarded as a ‘return.’ What are commonly designated as exilic and post-exilic texts, as well as some of the larger composite collections of the Old Testament, whether the Septuagint or the later Masoretic collection called the Hebrew Bible, all flow from this intellectual matrix and must, therefore, be chronologically subsequent. The relationship between purported event and perceived event is fragile and complex. So-called exilic and post-exilic texts are datable only in terms of a relative chronology. They were created no earlier than the onset of the ideology of exile. This central concept, ‘exile,’ is quite distinct from historical context and is rather a multifaceted and very comprehensive interpretation of tradition, both living and shattered. The specific body of literature that is known as wisdom literature relates to the collections of Torah and Prophets as hermeneutics does to tradition. That is, specific collections of writings such as Proverbs, Qohelet and Job provide an entry into the intellectual visions that have cast the collections that come as Torah and Prophets. In their explicitly self-conscious understandings as works of the intelligentsia about tradition, their visions reflect the intellectual transvaluation that the concept of exile brings to the traditions. It is through the inclusive monotheistic and universalistic lenses of such a text as 2 Isaiah that the immediate and inescapable corollary is drawn that 2 Isaiah and comparable texts are logically prior to the perception and inclusion of such a text as 1 Isaiah within the tradition. This is because they provide meaning for the composite tradition. It needs to be argued that in such literary productions as Job, Qohelet and 2 Isaiah an intellectual ferment is reflected that is fully analogous to what
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occurred in the Aegean in the writings of a Plato or a Sophocles. This is glimpsed only piecemeal and incompletely in cuneiform literature: for example, in the dedications in the temple of Sin in Harran and in the kind of Persian propaganda reflected in the Cyrus cylinder; in Aramaic texts, from those containing early references to ba’al shamem to the Elephantine letters; and in Hebrew citations from real or imagined Persian documents in 2 Chronicles, Ezra and Nehemiah. All of these texts seem marked by a philosophical and theological perception that is substantially more than the commonplace understanding of much ancient Near Eastern literature that might legitimately be understood as particularized and polytheistic. From at least the twilight of the Assyrian empire, the intellectual perception of reality had been forced into a defining crisis, created by the growing awareness of the irrelevance of past tradition. This crisis was eventually resolved in the course of the late Persian and early Hellenistic periods in a variety of very specific and unique ways across the immense geographical spectrum of the ancient world. In the Aegean, the intelligentsia rejected the gods and the cosmology of Homer and Hesiod as no longer viable – so clearly reflected in the distinctions by the early historians that separated legend from research, in Plato’s portrayal of the ideal philosopher as a servant of reflection and even in the hermeneutics of mockery found among so many Greek playwrights. This twilight of the gods is already apparent in forms of religious syncretism in the Assyrian period. Not just Greece, but Asia also had to deal with gods of clay feet. This intellectual crisis was resolved in the clear distinction between the reality of spirit, the true abode of the divine, and the realities of the human world, including the gods of human art, which are intrinsically partial and increasingly understood as fallacious, reflective of the real world of spirit through misdirection. In the Semitic world, the crisis of tradition was resolved in a contrast between the perceived and the contingent, limited human perceptions of reality, over against those invisible and ineffable qualities of spirit that were divine reality. Traditional understanding and religion were not so much false as human. Traditions needed not to be rejected, only reinterpreted. Older traditions of the gods that were interpretable as transcendent: both those reflecting transregional manifestations and images of the heavenly court and those that portrayed the divine realm as far removed from humanity and its religious preoccupations, were thrown into a polarized contrast to what was perceived as the limitations of human activity with its prolific manufacturing of gods. The latter approach is now understood as fragile and the result of incomplete efforts to express a reality that was intrinsically transitory in humans: the reality of spirit and of life. Such ideas were still very much alive in the middle of the Hellenistic period and they did not run their course for many additional centuries. In Palestine they already had a potentially long history beginning at least from the efforts of the imperial Persian administration to expand centralized rule in forms of indigenous home rule. The military and administrative conception of the emperor as king of kings corresponded with Persian religious ideology of the transcendent
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god of spirit, Ahura Mazda.7 In addition, this concept corresponded with the perceptions of the ultimately divine as understood among conquered peoples in the distinct regions of the empire, whether as Marduk of Babylon, Sin of Harran, Baal Shamem of Syria or their counterparts, the elohei shamayim of Palestine or the Yahu/Elohaya of Elephantine. The intellectual associations involved in the identification of these referents to the divine as spiritual reality are fundamental issues of translation. Intrinsic to the evocation of such a perception of the divine is lack of specificity. The divine is no longer perceived equivocally in terms of gods needing names – it is only the human world that needs a defining quality, such as a name. Rather, the existence of expressions that located the divine in heavenly, life-giving spirit in terms of specific, regionally defined names confirms the validity of provincial traditions and gives them viability as specifically human expressions about the ultimately one and true divine spirit. The use of elohaya Shamayim by the Persian administration to designate the overlord of the empire when addressing its subjects in Elephantine is not simply a manipulative move. Nor does it arise from a difference in the perception of reality. Rather, it reflects a worldview that distinguishes relative perceptions that are contingent, geographically and religiously, from an assertion of ultimate reality that is beyond human expression, perception, and understanding.8 The divine title reflects a perception that is grounded in the religious traditions of a specific past. This solution of the crisis of past tradition was resolved in Asia within a conceptual framework that can be epitomized in the term ‘inclusive monotheism.’ Its initial development can be observed already during the Persian Period. In contrast to Greek historians, philosophers, and playwrights, the intellectuals of Asia chose not to reject, but to affirm the traditions of the past as expressions of true reality: a reality which previously had only been perceived darkly in limited human terms. This defining concept of inclusive monotheism is one that finds its home in efforts to maintain polytheistic and henotheistic conceptions in universalistic terms. Inclusive monotheism is not primarily antagonistic towards polytheism. Rather, it interprets and restructures it. In biblical tradition such a perception is particularly clear in what most scholars would recognize as late (i.e. Hellenistic) texts. In the citation of the Cyrus decree in Ezra 1:1-3, in contrast to the less nuanced citation in 2 Chronicles, elohei Shamayim, identified with Yahweh, the ancient god of Israel, charges Cyrus to re-establish his people 7. M. Boyce, ‘Persian Religion in the Achaemenid Age,’ in W. D. Davies and L. Finkelstein (eds), The Cambridge History of Judaism, 3 vols (Cambridge: Cambridge University Press, 1985), 279–307. See also M. Smith, ‘Jewish Religious Life in the Persian Period,’ in Davies and Finkelstein (eds), The Cambridge History of Judaism, 219–78. The Persian religious ideology moved in a dualistic direction, while much of the Semitic world eventually subordinated the different powers of evil in the interests of an increasingly exclusive monotheism (e.g., as reflected in both Judaism and Islam). 8. For both this discussion and others in this paper, I am indebted to the insights and observations of my former student, Thomas Bolin, who completed his doctoral dissertation at Marquette University in 1995 (see also note 12 below).
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by building a temple dedicated to Yahweh of Israel in Jerusalem of Judah. In the perspective of this text, the center for the worship of Yahweh, God of Israel, has been moved in the Persian period to Yehud’s Jerusalem from Samaria.9 The best place to look for the origins of the literary Israel of the Bible is in the decision to build a temple to Israel’s Yahweh in Jerusalem; for this decision and the literary Israel reflecting that decision was made in the context of Persian administration. In this text, the author of Ezra 1 expresses an understanding of the people of the province of Yehud not only as the legitimate successors of the neglected or forgotten Yahweh traditions of ancient Israel (i.e., Samaria) but also identifies those traditions as traditions about the transcendent God (i.e., ’elohei hashamayim). Similarly, at the core of the origin traditions of the Pentateuch, lies an editorial hand that not only collects but recasts old traditions and reinterprets them as a whole: Exodus 3 and Exodus 6. I am uncertain whether the prophetic foreshadowing of the prophets of doom in Exodus 23:20-25 is intrinsic or subsequent to the narrative revisions of Exodus 3 and 6. It unquestionably recasts the future, whether of the wilderness wanderings or of Israel in the land, in terms familiar from the prophetic collections. As meaningful traditions, prophecies of doom logically presuppose the theology of repentance and forgiveness of a saved remnant. These two passages of Exodus present variant theophanies. In terms of story and plot they both perform the functions of identifying the deity and of linking the figure of the Moses of the theophany with the Moses of the Exodus story. In terms of tradition collection, however, these very distinct episodes perform not so much similar as complimentary tasks, to be alienated from each other only by scholarly presuppositions of a documentary sort, where issues of theology and ideology play a more dominant role than those of an intellectual coherence that is endemic to tradition building. The central objection I have to the ‘documentary hypothesis’ is that it encourages an avoidance of a coherent reading of the text we actually have by marking its comprehensive role as an unintended accident of the history of composition. Ultimately, it excuses dissonance and incoherence in the text by asserting that various vaguely defined sources had long been revered sacred traditions before they were collected and marked unchangeable by pedantic though misunderstanding redactors. Originality is attributed to sources but hardly to the creative transmitters of the tradition. Unfortunately, this ignores the significance of the hundreds of known and actually observable changes that have created links of transition from the creation story of Genesis 1 to the closure of Deuteronomy. In Exodus 3, Moses goes to the mountain of Elohim. There he experiences a theophany, expressive of divine ineffability: a bush burning but not burning up. 9. Contra P. R. Davies, In Search of Ancient Israel, JSOTS 148 (JSOT Press: Sheffield, 1992), 78, who writes: ‘And given the centrality of Judah in the biblical literature, there can hardly be any doubt that this is where we need to look for the origin of the literary Israel. That may be one of the few uncontroversial statements of this book.’ Davies’s statement reflects a thesis that presupposes the historicity of a divided monarchy, as is indicated by his reference to a choice between Israel and Judah.
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As a narrative, the story encounters great difficulties because it has a ‘messenger of Yahweh’ appearing to Moses as well as Yahweh, himself, speaking to him directly: a quite common but poorly explained variation in theophanies in both Genesis and Exodus. The narrative as such loses meaningful plot coherence, unless, in this composite theophany of tradition, the three numina: ’elohim, mal’ak yahweh and yahweh are understood as identical to the one god of Israel. This is not a compositional observation. The ‘documentary hypothesis’ begins with the reasonable and correct observation that differences in divine names and titles; for example, Yahweh, ’elohim, ’el shaddai,’el qana,’el ’olam, yahweh ’elohim,’el ’elohei yisra’el, yahweh ’elohei yisra’el, ’elohim ha’avot and many others have significance. Even in terms of plot, the Yahweh stories of Genesis can hardly be understood as consonant with the narrative of Exodus 6, where it is claimed that Yahweh has first revealed his name! He had already done so to Moses in Midian. Nevertheless, the division of the tradition into different sources – distinguishing those that use the name of Yahweh for their God from those that use ’elohim – does not really resolve the problems of the text, but only puts them off to a later stage of the tradition’s development. Whether early or late, it still needs to be asked how it came about that Yahweh could be understood as ’elohim or as one or other of the ’els of Israel, and how ’elohim could be understood as Yahweh – and this is the very function of this narrative episode within a meaningful coherence of the tradition. Who is Yahweh? Is it Yahweh or is it ’Elohim who is the God of biblical literature? There is a substantial difference between these two narrative figures. Yahweh is identified with the ‘elohim of Israel. But is such an identification always and everywhere implied? And does this reflect the understanding of the divine of the tradition as a whole? Or is this concept rather a later addition: an intrusion into the tradition at a very secondary stage? And what is the significance of the plural form of this title and how do we define the recurrent ideological function it fulfills: conceptualizing the divine not so much in its plurality, but in its totality and transcendence? Just such signification is found not only in individual tales, but also in the structures of the tradition as a whole. And indeed, this is the very function of the episode as meaningful tradition. The deity identifies himself: ‘I am the ’elohim of your father, the ’elohim of Abraham, the ’elohim of Isaac, and the ’elohim of Jacob.’ Notice in this narration that, however the name yhwh is used, the referent is Elohim, and yhwh is his name, now identified with the ancestral deities of the patriarchs. However philosophically the pun on Exodus 3:14 is understood – a pun whose degree of sophistication is not foreign to the Hellenistic period – ’elohim is identified with the name of the traditional deity of Palestine; namely Yah or Yahu, known to us from both personal names and several Iron Age inscriptions, who in turn is identified in Exodus with the ancestral gods of the patriarchs. Not only does this identification establish Exodus as the interpretive matrix of Genesis, but it establishes ’elohim as the ultimate referent of the Exodus tradition. In this matrix, the mountain of ’elohim becomes the geographical interpretive center, regardless of the range of names for the divine mountain in various collected traditions (i.e. Horeb, Sinai or Kadesh). The Pentateuch becomes a narrative kaleidoscope, reflecting ultimate reality in the
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variability of tradition, understood in the variable human contingency of the past. While Exodus 3 concentrates on identifying the ancestral deities of the patriarchs with the transcendent, recreated with its play on the name yhwh, Exodus 6 reflects a greater ambition. It expands the philosophical implications of Exodus 3. Not only is it implicit that Yahweh is ’elohim, who is to be equated with the gods of the patriarchs, but these gods, even when not known as Yahweh, but for example as ’el shaddai, are henceforth to be understood as really, in truth, referring to the one God of spirit, whose name in the tradition is Yahweh. It is a mistake to identify early adherence to the god Yahweh exclusively with Israel or Judah. Religious cults and association with Yahweh had a much greater geographical spread. For example, textual evidence regarding the Shasu of Yahweh is not directly relevant to the origins of Yahwism in Israel and Judah as these political entities are considerably later than this inscription. References in Assyrian texts to a prince of Hama with the name Ilu-/Iaubidi are not evidence of Israelite or Judahite dispersion. Similarly, the existence of Yau and Yahu names in Babylonia are not a direct measure of either the existence or the status of specifically Judahite or Israelite exiles there. While the existence of such names may suggest religious and linguistic associations with greater Palestine, they hardly reflect ethnicity, given the many groups, such as the people of Edom and Teman, known to be associated with a Yahweh cult. Nevertheless, the identification of Yahweh with Israel and Judah drives most scholarly analysis of Judahite or Israelite ethnicity. However, an analysis that is historically sensitive and which focuses on the specific name of the divine figure of biblical tradition and dating to the Persian period, particularly regarding the function of the deity’s name as an ethnic marker, neither centers itself in the name Yahweh nor does it focus on any of its other originative components. The God of Israel as exemplified in the composite of biblical tradition is not Yahweh – though it is explicitly identified with Yahweh. Yahweh was once the most important deity of the former state of Israel and of the dislocated and deported former population of the Iron Age state of Judah. Yahweh is still a significant deity elsewhere, such as in the town of Ekron in Palestine, in the province of Idumea and among other groups abroad, such as the ‘Jews’ in the Persian colony of Elephantine. He is also one of the central deities of most of the stories, songs and oracles, collected by traditionists. Nevertheless, this deity is not to be identified simplistically with ‘the God of Israel,’ around which such traditionists have created the biblical figure representing an ethnic unity of ‘Israel,’ as a figure reflecting an intended people of Palestine. In the received tradition, Yahweh is identified as the name – and increasingly the ineffable name – of the divine that transcends both the particularistic Yahweh and the traditions attached to that name. For the creators of the tradition, the divine is expressed by the non-specific, inclusive literary concept ’elohim, which is, by definition, not a God of any cult, story or oracle. This is clear, though implicit, in the forms used by 2 Chronicles and Ezra: ’elohei hashamayim. Historically, Yahweh was a very specific deity, probably having originated in the Shasu regions of Seir or Edom. Certainly, Judah of the eighth to sixth centuries and Samaria from the ninth century held Yahweh among their dominant deities, along with ’El, Ba’al, Hadad, Anat, Asherah,
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Astarte and others. In biblical tradition, Yahweh is understood to have originated from Seir and Sinai. Inscriptions from Kuntillat ’Ajrud and Khirbet alQom locate his cult in both Teman and Samaria. In the personal name of a Syrian prince in Hama, he is identified with El/Ilu. That some in Judah also saw his consort as Asherah is hardly any longer debatable, but that he was the sole god of Jerusalem or of the state of Judah seems unlikely. One should hardly identify such multiply Yahwehs than one would the various Ba’als or ’Els (with whom also Yahweh is identified) of the region. The complete and whole tradition reflects the providence of ’elohim, who had been previously known in the forgotten traditions of the past by the name Yahweh.10 In this, the antiquarian efforts of tradition collection and traditionbuilding recreate a meaningful tradition from what was no longer a viable past, whether real or perceived. The multi-faceted biblical sources identify Yahweh with Ba’al and with ’El. He is ’El Qanah and ’El ’Emounah; he used to be ’El Shaddai. In stories, he may be ’El Ro’i and in essence he is to be described as ’El Qone Aretz, but the final form identifies him as ’Elohim, an inclusive concept with generic and universalistic implications. In the Hebrew Bible, ’El is used as a personal name or as a name combined with an epithet. ’Elim is used as a grammatical plural, signifying ‘gods.’ ’Eloha, on the other hand, is a common noun, to be translated ‘god’ as in the phrase Yahweh, ’eloha yisra’el: ‘Yahweh, god of Israel.’ ’Elohim, though usually functioning as a singular in spite of its plural form, is not used as a personal name in biblical tradition and only rarely is it used as a common noun in the sense of ‘a god.’ It is rarely used outside of a context that may understand it as an inclusive theologoumenon, such as, ‘the divine,’ or the like. In the context of the Persian Period and later, such an inclusive monotheistic concept of ’elohim is necessary, if adherence to Yahweh is to survive. The origins of the god of Israel, however, are thereby transposed and given new significance. Neither ’El nor Yahweh, ancient deities of Palestine’s past, are any longer viable as such. Yahweh does survive, but specifically as the signifier of the ultimately unnamed and unnamable deity of tradition. As such, he is comparable to Ahura Mazda of Persian tradition. This revisionary transvaluation of Palestine’s ancient traditions can be seen full-blown in the long-recognized critical recasting of historiographical poems found in the prophetic books: Hosea 2, Amos 5 and 9, Micah 4–5, and especially Micah 6:2–7:7, but nowhere more clearly than in Isaiah 44:28–45:13, read in context with 1:1–2:5 and Isaiah 6. The collectors cast these poems into the hoary antiquity of the Assyrian period, using a tradition-building technique of storywriting that is far better understood in the commentaries of Ruth, Jonah, and Esther, and is dominant in the collected traditions of Genesis–2 Kings. They not only recast Yahweh as the universal God of heaven, but they recreate Palestine’s past as meaningful tradition, identifying the ‘new Jerusalem’ of the future as the remnant of Israel saved. The underlying doctrine of transcendence is that God is the author of the world, both evil and good, and that he had created it for his 10. Contra A. Alt, Der Gott der Väter, BWANT 12 (Stuttgart: W. Kohlhammer, 1929).
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own purposes, not those of humanity. History (i.e., tradition) reflects his glory. Israel, having committed unforgivable crimes, is forgiven. How else describe the wonder of the God of mercy? The task of the prophetic audience is not to hope, but to reflect on the tradition and to understand the task of philosophy. In Genesis 2 and 6:1-4, life is characterized as a divine element: the breath of yahweh ’elohim which resides only fleetingly11 in the physically delineated multiplicity of creatures. In this mortal world, the divine spirit is transient. It defines the human. It is only a quite late development in Hellenistic thought that allows Plato’s world and spirit dichotomy to be read through the lenses of matter and form polarity, allowing the collusion of individuation and immortality. Yahweh of the Pentateuchal tradition is only indirectly identified with the divine. That is, the traditions centered in the figure of Yahweh can be understood and interpreted as a reflection of what is understood as truly divine through explicit and implicit associations with ’Elohim – a concept that implicitly embodies the ’elohei hashamayim, which is associated in tradition with the name of the ancient god of Palestine’s past: Yahu. This enabled the creators of the Pentateuch to express through the tradition their own understanding of a universal world order under the singular and coherent concept of a universal and transcendent deity, ’Elohei Shamayim (‘the heavenly divine’). At the same time, they could preserve the personal aspects of the divine which is endemic to the traditional world of folklore in Palestine, which was, it may be assumed, expressed through stories and myths. In terms of intellectual history, the worldview of the creators of the written tradition was expressed through the integration of a coherent concept of ultimate reality and considered to be transcendent and universal (namely, ’elohim) with the personal aspects of the divine that are characteristic of a long established, popular and regionally oriented, religious language. This might be described as a middle ground between the idealism of Plato, which makes the world of the gods redundant and irrelevant, and various forms of Hellenistic syncretism, which rationalizes that world. It expands the understanding of the divine to include both the personal and the universal. This enabled the creators of the Pentateuch to pursue their primary goal of preserving the shattered and fragmented traditions of the past through a revision, which treats them in a manner consonant with their new worldview. In this process, they also transformed that worldview. The interpretive matrix of this understanding of tradition can be found expressed in the figure of Yahweh ’elohim (‘the divine Yahweh’): a hardly redundant status constructus. It identifies Yahweh as Yahweh ’elohei Shamayim and as Yahweh ’elohei Yisra’el, whose temple is to be rebuilt in Yehud’s Jerusalem, there to form the core of a redeemed Israel through the self-identification as a reconstructed nation and people of God, whose origin and identity is that of the ‘remnant saved’: returning from its exile from both tradition and its God. The Semitic difficulty in understanding personal immortality need not be taken to express a lack of philosophical worldview, nor should it be
11. In this respect, hevel of Genesis 4:2-4 should be considered, along with the contrast of hevel and ruah in Qohelet.
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taken as an indication that this group resided at a lower level of intellectual evolution. It is historically more sensitive to understand these metaphors to reflect an integral part of their worldview that presents itself as substantially other than school Platonism, not one emphasizing an understanding of the individuality of the human spirit, but rather one that contrasts the divine world of spirit (a metaphor derived from the experience of life, understood as ineffable and transcendent) with that of this world, understood as transient, tragic and whimsical. Reflection on this derek zedeqah (i.e., philosophy) not only promotes a salient humility regarding the divine, as is clear in the hermeneutical rendition of Job and Qohelet, but reflects a substantial and abiding awe and respect for life, both human and animal, as well as an ultimate disrespect for the assured dogmatism of religion’s answers to humanity’s impenetrable tragedies. The answer to Job’s dilemma and challenge to the divine as justice is clear and succinct, explicit in prophets such as Hosea, Isaiah and Micah, and pervasive in much of the earliest writings of the Old Testament: the Divine creates and is responsible for both good and evil, but his mercy is without end. This perception of reality is neither paternalistic nor indifferent to suffering, but a realistic reflection on experience. It does not so much fail to answer the hypothetical problems of suffering and justice as it refuses to assert an answer in ignorance, as human values and hopes collide with human experience.
The worldview of exclusive monotheism A discriminating ideology is apparent in ancient texts from as early as the efforts by Xerxes to consolidate and centralize the government’s control over religious ideology by banning indigenous religious associations that were perceived to pose a threat to the centralizing thrust of imperially supported dogma.12 The concept of the spirituality of the human person, which may have originally been a Greek idea, ultimately developed its intrinsic claim to immortality. This concept found a platform in Asia, where the path had long been laid through traditions of language which had individualized competing perceptions of the 12. Efforts by M. Boyce to interpret Persian texts from the perspective of a Zoroastrianism current in the Hellenistic period share many of the weaknesses of biblically oriented tradition histories (‘Persian Religion in the Achemenid Age,’ 293). Both yield a recreation of the past based on ideology that is mistakenly thought to reflect history. Nevertheless, her comparison between Xerxes’ intolerance for certain cults and Isaiah 45:7 is both pertinent and illuminating. Such exclusivist religious campaigns, whether or not they are found within a monotheistic or a polytheistic perception of the divine world, are functionally equivalent tendencies of the universalist worldview they share in common. It does not matter whether they are presented as a struggle between Ahura Mazda and Daiva or, as in 2 Kings, as a struggle between Yahweh and Baal. Nevertheless, this commonality does not support Boyce’s claim that 2 Isaiah is directly dependent on Zoroastrianism. Rather, it marks these traditions as parallel, regionally specific intellectual developments.
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divine. In the western province of Yehud, a refraction of this movement that was discriminating (but potentially intransient, intolerant and repressive) might be inferred from some biblical traditions, especially parts of Ezra, which have been described quite accurately to reflect a worldview of exclusive monotheism. This worldview is epitomized in the totality of the metaphor of goodness and power at war with false gods who ride this slippery slope of metaphor towards a personification of both good and evil.13 The deep-rooted merchant’s penchant for syncretism in the world of the Seleucids, with its inevitable tendency to see a plurality of religious expression as essentially a problem of commerce, met a bitter and reactionary resistance in Palestine. There, in contrast to the more dominant, international and inclusive religious perceptions, the exclusivity of an alternative traditional and regional deity of Yahweh represented for many the sole signification of the heavenly spirit. In contrast to their perception of what had been understood as the support of the Jews’ ’elohei hashamayim by the Persian and Ptolemaic empire, Antiochus IV’s insouciant indifference and lack of discrimination to the originative location of true and false and good and evil in the world of divine metaphor allowed what was perceived as a foreign danger of syncretism eventually to become a rallying cry of both traditionalists and nationalists against the dominant greater world of the Hellenistic empire. The world represented an all-pervasive power that (with the Seleucid takeover) was seen to threaten their very existence: their language, their tradition, and their God. The ideology of this conflict not only found success in, but was forged by the resistance and revolt that led to independence behind the armies of the Maccabean insurrection, the success of which marked Palestinian Judaism with a sharply distinctive national consciousness. Exclusive monotheism, logically a secondary and reactionary development in the intellectual history of ideas, nevertheless comes into being close to the time of the formation of our traditions. The need to reject syncretism and the dominance of Greek culture in exclusive monotheistic terms created a need to affirm the indigenous tradition of inclusive monotheism in exclusive anti-Hellenistic terms. This created a large spectrum of political, religious, and philosophical divisions, relating to both syncretism and Hellenization among Jews, which was not to be fully played out for some four centuries.
13. Inclusive and exclusive forms of monotheism are at most older and younger contemporaries of the Persian and Hellenistic worlds.
9 How Yahweh became God: Exodus 3 and 6 and the heart of the Pentateuch 1995
The two theophanies of Exodus 3 and 6 can be described with much justice as the heart of the Pentateuch. These passages have been at the center of the historical-critical controversies over the composition of the Pentateuch for three quarters of a century.1 They have been used in defining the distinctiveness of the documentary source E from J in Exodus 3 and both of these sources as radically different from the E of Exodus 6. They have been helpful as well in our understanding of the early religious history of the Israelite people as reflected in the Pentateuch: marking out the historically earlier and uniquely distinctive ‘god of the fathers’ and shaddai.2 They have helped distinguish the effervescent but supposedly later mal’akim from the more commonly used yhwh and ’elohim. Finally, these two theophany stories with their themes of divine self identification, covenant and promise of salvation have been pivotal passages in every theology of the Old Testament since Ernst Sellin.3 Certainly they have affected our understanding of the formation of the Pentateuch, of the history of Israel and of the Old Testament’s theology. A reading of these two texts, however, has become especially difficult in the past two decades because the historical-critical method, which has invested so much in these two passages has all but entirely collapsed. The Elohist has gone the way of Marvin Pope’s El at Ugarit: remembered, but, no longer of any account.4 The Yahwist, whether he or she still exists at all, is, nevertheless, now post-exilic, and with D (often mistaken for Dtr) is today little more than an insider’s way of referring to one or other comprehensive editorial structure of Genesis, Exodus or Deuteronomy. Methodologically, however, the four sources of the Pentateuch are hardly distinct from each other or from comparable structures in Joshua, Judges, Isaiah, or Job. Old Testament theology has had a hard time finding itself since the collapse of the Biblical Theology Movement. Beginning already in the 1970s 1. J. Skinner, The Divine Names in Genesis (London: Hodder & Stoughton, 1914), 12–18. 2. A. Alt, Der Gott der Väter, BWANT 12 (Stuttgart: Kohlhammer, 1929). 3. E. Sellin, Alttestamentliche Theologie auf religionsgeschichtlicher Grundlage, 2 vols (Leipzig: Deichert, 1933). 4. M. Pope, El in the Ugaritic Texts (Leiden: Brill, 1955).
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and increasingly until recently with such works as those by Gösta Ahlström, Bernhard Lang and Rainer Albertz,5 the history of Israelite religion has threatened to replace Old Testament theology altogether. At least such seemed fleetingly possible when we still had a history of Israel (or, one might say with greater accuracy, an Israel to have a history of!). Given the collapse of this tradition of scholarship, I have made an effort to read these texts once again. Before dealing with this reading, however, I would like to describe briefly and summarily what I believe we can say and reconstruct today about the contexts of passages such as these in Exodus – at least their historical, intellectual and literary contexts, free of some of the restraints that both training and prior understanding have given us.
Historical context My colleague Niels Peter Lemche has taught us that the Old Testament, in both its Greek and Hebrew variants, is a Hellenistic book.6 Here we must learn to think not only of Daniel, the books of Maccabbees, Qohelet, Chronicles and the like. Nor should we limit the Hellenistic contributions in the Torah and the so-called historical books to the final fixation of the chronologies, or to a few isolated editorial glosses and marginal changes. Rather, the bulk of the Bible’s composition belongs to this period: its collection as tradition, its redaction, and its commitment to written forms – what had been piously attributed by the author of 2 Maccabbees 2:14 to the efforts of Judas Maccabeus, as an attempt to recreate something of the legendary library of Nehemiah by preserving what had been lost and destroyed by the wars. Wherever there is clear evidence for dating any of the larger compositions or traditions, we find ourselves dealing with a Hellenistic chronology. That is where the evidence is. Nevertheless, we must also consider seriously that some – and perhaps even many – of the literary pieces and traditions collected in this Hellenistic book derive from a period substantially earlier than the second half of the second century bce, though hardly from Nehemiah’s legendary library itself. Some few small traditions or tradition motifs of the Pentateuch can be shown to come from the Assyrian period, such as the Ishmael genealogies dated by Ernst Axel Knauf.7 However altered by time, many royal names and elements of the political and diplomatic fortunes of ancient Jerusalem and Samaria, the names of dynasties such as that of Bit Humri, as well as the names of gods 5. G. Ahlström, Aspects of Syncretism in Israelite Religion (Lund: C. W. K. Gleerup, 1963); B. Lang, Monotheism and the Prophetic Minority (Sheffield: Sheffield Academic Press, 1983); R. Albertz, Religionsgeschichte Israels in alttestamentlicher Zeit (Göttingen: Vandenhoeck & Ruprecht, 1992). 6. N. P. Lemche, ‘Det gamie Testamente som en hellenistisk bog,’ DTT 55 (1992), 81–101; ‘The Old Testament – A Hellenistic Book,’ SJOT 7/2 (1993), 163–93. 7. E. A. Knauf, Ismael: Untersuchungen zur Geschichte Palästinas und Nordarabiens am Ende des zweiten Jahrtausends ADPV, 2nd edn (Wiesbaden: Harrassowitz, 1989).
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and states, of towns and of battles have been preserved in such works as 2 Kings and Chronicles as well as Isaiah, Jeremiah and Amos, or even Jonah and Daniel. However, our tradition, as a tradition identified with the remnant of Israel, does not and could not have its historical context or referent in the Assyrian period. There was never in that period, and there could not have been, any unifying structure: intellectual, political, social, or economic, which could be identified with ‘biblical Israel’: a concept that did not exist in Palestine before the midfifth century at the earliest.8 That it existed already then is yet another question. The earliest possible date is not necessarily the most likely one – even for a sacred tradition’s beginnings. With all necessary caution about the legitimately questioned historicity of Cyrus’s decree cited in Chronicles, Ezra and Isaiah (or indeed of the decrees of Cyrus’ successors), it must be argued that many of the central biblical traditions could well have had an originating context as early as the Persian deportation to Jerusalem of West Semitic groups from Mesopotamia, the planning of the reconstruction of the city and the efforts under the Persian governor Nehemiah to reorganize southern Palestine and the provincial administration of Jehud around a temple in Jerusalem that was dedicated to the ancient traditional deity yhwh of the old – now nearly three centuries, long past – state of Israel. An a quo dating for the Bible’s composition therefore begins with Cyrus, though we have undoubtedly better reason to think of Xerxes’ empire which stretched from the Nile valley to the Indus. Our ad quern dating should be placed sometime after the rededication of the temple in 164 bce (given the complex integrity of the Masoretic chronology) and comfortably within the second half of the second century bce. Three centuries are, of course, far longer than is necessary for a composition that shares a common intellectual and linguistic world, as the Bible seems to do. I will return to the issue of intellectual context in a moment, but, linguistically, we are dealing with an artificial Bildungssprache9 within a scholastic and educated tradition that is self-consciously archaic and antiquarian. The conservatism of this context – as of academic circles everywhere – of necessity undermined the normal rapid changes in both language and thought. When we are considering the range of possible development, we should allow for as long a period as possible.10 My reluctance to follow Lemche wholeheartedly begins with what I see as a potentially serious problem. Both our sources and the Western tradition of education have conspired to make the world of Hellenism far more accessible to us than that of the Persian Empire. I cannot agree with this tendency which Lemche shares with Van Seters, to turn to the Greeks for our answers, and then argue that because we have found what we were looking for there, we must understand
8. P. R. Davies, In Search of ‘Ancient Israel,’ JSOTS 148 (Sheffield: JSOT Press, 1992); T. L. Thompson, The Early History of the Israelite People from the Archaeological and Written Records, SHANE 4 (Leiden: Brill, 1992). 9. E. A. Knauf, ‘War Biblisch-Hebräisch eine Sprache?’ ZAH 3 (1990), 11–23. 10. See Chapter 8, this volume.
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the Greeks – or at least their world – as the originating context for our texts. The belief in the originality and seminal influence of the classical Greek and Hellenistic worlds may not be entirely appropriate. However justified this belief in the Greek origins of ‘civilization’ may be, we must agree that it was one of the more successful products of Christian librarians of a later period.
Intellectual context When we turn to the intellectual context of our stories in Exodus and of the Pentateuch generally, few can have any difficulty with the kind of detailed associations with Greek tradition to which Lemche and Van Seters have directed our attention.11 Such texts and traditions are clearly part of the milieu we need to make reference to if we are to understand our texts. Yet the very best textual analogies that have survived and are still available to us do not give us the kind of specific contextual and referential coherence that would satisfy us that our writers were talking about the same things as were the Greeks. We must build a spectrum, a range of possibilities within which these texts and any analogous to them, might find a place. A very interesting spectrum might be drawn out of at least one central issue involved in the theophanies of Exodus 3 and 6; namely, the intellectual preoccupation with divine transcendence in antiquity. The ‘clay feet’ of the traditional gods of antiquity was no more a unique discovery of Jeremiah than was the perception that pure form and spirit was truly divine a peculiar product of Greek philosophy. Even the concept of ‘false gods’ was as much the product of Artaxerxes’ Persia as of the Greek playwrights. One should not miss the mockery in Genesis’s mixed metaphor of Yahweh’s bow as rainbow to serve as a reminder to a viscerally violent and impulsive deity, any more than the literary echoes in the sweet smelling variant of Noah’s sacrifice to the fly-swarming pantheon of its Babylonian variant. Not just the Greeks, but the whole world – from Europe to India – had trouble believing in the old gods of stories. The monuments of pageantry and state, images and cults, possessed a referent, claiming a power and stability that transcended them. As states collapsed, however, and politics were reshuffled, as regional power gave way to imperial, such traditional referents became relative and needed a new language and renewed reflection to survive. Already beginning in the late eighth and seventh centuries, as the Assyrians began to integrate Syria and Palestine into their empire, the international rationalization of economics and politics, the wholesale transportation and resettlement of population groups across the empire, the eventual ascendance of Aramaic – first as a lingua franca and then by the fifth century as a language of the people’s choice – undermined not only militarily and politically resistant groups, but local languages, customs,
11. Lemche, ‘Det gamie Testamente’; J. Van Seters, Prologue to History: The Yahwist as Historian (Louisville, KY: Westminster/John Knox, 1992).
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traditions and beliefs.12 The concept of universal divine power had long taken root in the Middle East, though the size and extent of people’s very different worlds varied considerably. Palestine’s Phoenician mentors and the seeds of commerce – and Palestine’s Mediterranean economy depended on trade – had always encouraged divine competitiveness and territorialism to give way to syncretism. The implicit abstraction of syncretism allowed El to be identified with Yahweh and Ba’al with Chemosh, marking such understanding with the perception of transcendence.13 The radicalized distinction between matter and form, so patent in the creation of humanity in both the creation and the garden stories, the individuation implicit in material realities,14 including the perceived unreality and transience of all that belongs to human experience, is found throughout the pre-Socratics, as well as in much Egyptian, Babylonian and biblical wisdom literature and story. It is well known that the concept of a universal and transcendent divine spirit – certainly defining the soul of monotheism, if not characteristic of monotheism itself or of its more exclusive and polemical forms – is found in very early texts. It is the universal and transcendental qualities that these widely variant traditions share in common. While the Hebrew and Greek traditions developed respectively in the direction of forms of a more or less personal monotheism, the Assyrian/Aramaic and Babylonian traditions maintained inclusive hierarchical pyramids for their theological metaphor. The Persians, of course, by the Hellenistic period, had already moved in the direction of a clearly defined dualism, while the developing monotheistic traditions reduced the darker aspect of their metaphors to a less than divine status under the influence of a rationalism that responded to the less tolerant, exclusive forms of monotheism. Already in Assyrian period Aramaic texts, references to Ba’al Shamem carry this transcendent and universal significance, as does the Neo-Babylonian deity Sin and, in many texts, the Persian deity Ahura Mazda. We find this inclusive perception in Old Testament texts most clearly in such forms and contexts as the ’elohei Shamayim of Isaiah, the Yahweh ’elohim of the Pentateuch, the ’elohim of Genesis 1 and especially the ’elyon of Deuteronomy 32, where Yahweh resides among the sons of ’elohim (Deut. 32:8). While the impulse is certainly monotheistic here, it is not antagonistic to nor does it exclude polytheistic metaphors. It rather supports, preserves, and interprets them. All of these expressions of the divine spirit and creator of the world share – along with Plato’s One, ‘good, true and beautiful’ – a common intellectual worldview, transcending local and regional language and tradition, that by the late Persian period had a geographical spread comparable to that of the empire. All, however, did not think alike or come to the same answers to the central intellectual questions of the day. In tradition and language history, 12. Thompson, Early History. 13. See Chapter 8, this volume. 14. I am referring here to the Platonic/Aristotelian axiom that individual realities are material representations of a single form. In Gen. 2, for example, life is divine breath creating what is essentially material (i.e. clay) into a living being. At death, the body returns to the earth, and life to God.
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the many regions of this very large area were uniquely differentiated. Nor were ideas and thoughts simply borrowed and transferred across thousands of kilometers as oil, wool and wheat were. Rather, each borrowing or transference, each act of influence, each new question or innovative perception or rhetorical technique, changed the ideas, stories and traditions as it transported them from one context to another. Throughout the second half of the first millennium bce, religious thought in most of the ancient world was involved in an intellectual shift that was as inevitable as unavoidable, caused as it was by the increasingly patent irrelevance of the worldview of traditional religions, cults and stories about gods and heroes of the past. It is one thing for clever people to make beautiful gods, but it is quite another to understand that clever people make gods. To discover that the world one perceives is neither true nor lasting invites intellectual deconstruction, undermines that world and creates the impetus for the collapse of any religion or belief that is reflective of that perceived world. Our context is one of widespread deterioration of local traditions and belief: political, legal and indeed religious. The intellectuals of each sub-region were each faced, individually and as a group, with their own quite specific need to respond and give meaning to their new situation. In the self-consciously professional literature of the Bible (such as Job, Qohelet and Jonah), one finds responses that have echoes in Greek classical and early Hellenistic writings. Study, reflection on life and critical understanding are the more admired forms of piety. The greatest virtue is sedaqah, ‘philosophy,’ and those few precious saints who commit themselves to a life devoted to an understanding of the tradition were the sâddiqîm, the ‘philosophers.’ It is in the commitment to holy wisdom that one comes as close as one does to the divine in what is understood by the reflective person after all as a god-bereft, god-forsaken world where not only were the gods silent, but where prophets had spoken the truth and miracles had happened only long ago in the context of tradition and story. This is the divine for the writers of the Old Testament, no less than for the Greeks. The Bible presents itself as distinctive – though not unique – in the recurrent effort displayed in so many of its texts to resurrect and preserve the past, to shape and transform Palestine’s indigenous traditions from within the perspective of the world and understanding of collectors and authors of tradition, supporting and enabling their self-identification as benei yisra’el with the Israel of the perceived history that was created through the tradition’s formation. What had been destroyed, lost, forgotten and betrayed could – at least in terms of Torah – be preserved and made whole through repentance and renewed commitment to the original divine plan by this remnant of Israel. Here the greater value of the spiritual over the material has distinct advantages. The remnant of Israel are those faithful who understood their ancestors to have survived destruction and exile and to have returned to the promised land, and who were committed to the spiritual renewal of that lost tradition and that forgotten past. Betrayal of Torah and covenant, exile, a remnant mercifully saved, unmitigated divine wrath and a promised land are all resounding metaphors, but such metaphors – taken out of context and apart from each other – quickly become discordant. To understand their substance, we need to attend to the
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specific traditions that were collected and formed, and especially to the literary contexts that were given these traditions and which created them as meaningful and significant to the creators and tradents of biblical tradition.
Literary context The old historical critics were not wrong because of their excessively detailed form of analysis, nor even because of their ‘cut and paste’ techniques. These are often both valid and necessary, and we all have experienced that Wellhausen and Kuenen can still be read with great profit. Their failure rather lay in their confidence that such analysis rendered an understanding of the tradition’s historical development and, in this they have been almost complete in their lack of critical perception. Their arrangement of individual parts and fragments of tradition along a historical continuum that was built entirely from arbitrarily selected samplings of the fragments themselves, has enabled German scholarship – Americans have never been able to think with such subtlety – to create out of whole cloth a historical world of an entire region. This creation included an understanding of the Bible as a developing tradition that had responded to and refracted this past world. However, in reality, this history existed – like events in the land of Narnia – only within the pages of books! Efforts at Traditionsgeschichte have given license to the pervasive habit of reconstructing a coherent past, perceived as an originating context, from the parts and fragments of the very tradition collected. This has been at the cost of recognizing and understanding what was perceived as meaningful and important by the collectors and tradents of the tradition, who had understood their past in fact as lost and shattered! When we make an effort to read these narratives and tradition fragments contextually (that is, within the literary contexts that have been given to them), and when in doing so we begin to glimpse what has been done intellectually through this pursuit of old dead traditions, the perceptions of the text so read are often breathtaking, not only because of the complexity and subtle nuances of their task – and such texts should never be underestimated as products of primitive thought – but also because of the considerable intellectual freshness that these newly refurbished traditions are capable of. The relationship between Exodus 3 and Exodus 6 has been central to me in my efforts to understand the Pentateuch within more appropriate contexts than that offered by historical criticism. When we read them with the lenses of the documentary hypothesis and Gunkel’s Gattungsgeschichte, we find ourselves faced with three fragments all of which are pivotal to three distinct sources. Those of J and E are almost indecipherably jumbled together in chapter 3. To make any sense out of these at all, one is sorely and arbitrarily pressed to make up large parts of each tradition. With E, one is even driven to create connections with the rest of E. Even so, one is always left with a few bits and pieces that hardly fit any interpretation. Only P’s chapter 6 reads as a whole, even if with only halting clarity. But even this relatively meaningful text becomes understandable to commentators only through the naked assertion that it embodies a
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folkloric etiology that supposedly tells the reader when the name Yahweh was first used. I suspect, however, this carries conviction only because of non-P place-name etiologies in Genesis. The concurrence of the two passages creates the perception among commentators, who have taken their point of departure from issues of historicity and historical accuracy, not only that the Exodus passage offers a variant etiology, but that the two variants contradict each other. This creates evidence for scholars that Exodus 6 – ignorant of the earlier and contradicting etiology of Genesis – must have originally belonged to a different source. Each source is allowed to have only one tale at a time!15 Exodus 6’s reference to ’El shaddai connects this passage for some to a very few stories of Genesis, and opens speculation of a potential, partially lost, cycle of ’El shaddai patriarchal stories to which Exodus 6 retains its referent.16 Such speculation is dangerous to the documentary hypothesis, however, as it undermines this story’s integral relationship to P – and this is a very crucial text – which, of course, has known God as Yahweh since the creation story brought the garden story into its creation! By identifying perceived inconsistencies in Exodus 3 as belonging to E, commentators find it possible to render a meaningful episode within J’s larger story. However, not only can we not confidently identify these bits and pieces of tradition with E, but their excision from a so-called J text derives from the clear recognition that this central story of J is riddled with elements perceived as conflicting with the coherence and meaning that one was used to attribute to J. Unfortunately, our problems are not solved by dismissing the documentary critics. The ‘final form’ of the text, so central to more modern literary critics, is nearly impenetrable as a narration. One can hurry by the difficulties in some leveling translations and paraphrases, but in Hebrew, we do not have a story. The call of Moses from Exodus 3:1-7:1 has so little coherence and makes so little sense that the question whether narrative sense was in fact intended in this text’s composition is both immediate and patent. Why the text had been formed is a question that must take precedence over those related to narration. How the text is to be read is the first task of exegesis. The problems begin with the divine characters of our narrative. In Exodus 3, we find ourselves with Moses at the mountain of ’elohim, where a mal’ak Yahweh appears to Moses. In the very next verse, this narrative figure of our story is referred to both as Yahweh and as ’elohim. This is not an unusual situation in biblical narrative. It brings to mind immediately the figure of the mal’ak ’elohim in the form of a cloud of Exodus 14, who, the next morning and five verses later (verse 24), seems to be identical to Yahweh in the form of a pillar of fire and cloud. Less confusing is the passage in Exodus 23:20–24:28. Here, closing the so-called covenant code, a deity, speaking in the first person as ‘Yahweh your God,’ promises to send his mal’ak to attend Israel in the role of
15. Surely it is a systemic excess to assert that ancient narrative be confined to a single etiology for any given issue. 16. Indeed, the referent to ’El shaddai in Genesis 17:1 seems to reflect an effort to substantiate Exodus’s comment on patriarchal beliefs.
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a patron’s enforcer. This future mal’ak is clearly identified with the speaker at the closure of the address. This is helpful, as in Exodus 3 a similar identification seems to be taking place, where the mal’ak Yahweh/mal’ak ’elohim/Yahweh of the theophany’s opening has explicitly identified himself with the ’elohim of Moses’ father as well as with the possibly distinct ’elohim(s) of Abraham, of Isaac and of Jacob. Moreover, Exodus 23:25 has ‘Yahweh, your ’elohim,’ which might be a very interesting variant of the concept of having (possessing?) a deity, one that also underlines our text’s syntactic distinction between the noun ’elohim and the name Yahweh. The reference to the patriarchs Abraham, Isaac and Jacob in Exodus 3 also forces us to concern ourselves with the patriarchal stories of Genesis 16 and 21, where some of the same patterns of narrative pertain. In Genesis 16, the saving mal’ak Yahweh is synonymous with Yahweh, but also with an ’el ro’i in the closing naming etiology, who in turn is identified by Hagar with ’elohim. The documentary hypothesis cannot rescue us here because the child naming motif – an integral and necessary part of the saving theophany episode – creates a pun on the child’s name ’Ishma’el (namely, ‘El has heard’) with the etiology: ‘Yahweh has heard.’ We find a less surprising variant of the same etiology on Ishmael’s name in Gen. 21:17: ‘For ’elohim has heard.’ This sheds only flickering light, however, as the story in Genesis 21 begins as a story of Yahweh’s fulfilling Genesis 18’s promise, which Yahweh had made to Sarah, which promise, of course, ’elohim carries out in chapter 21. We find the episode closing in verse 33, with Abraham calling on the name Yahweh, which divinity is identified to the reader as ‘the everlasting ’elohim.’ Moreover, we also find that just as the variant story in Genesis 16 is followed by a theophany of ’el shaddai, so Genesis 21 is followed by the ’elohim story of Isaac’s sacrifice, where the mal’ak Yahweh makes an appearance from heaven to reward Abraham for fearing ’elohim. Here, after a false closure in a Yahweh place-name etiology, the mal’ak Yahweh again speaks from heaven, but now as a prophet, defining Abraham’s destiny. Whatever our understanding, and whatever solutions we might suggest to the variance and fluidity of the divine protagonists in these stories of the Pentateuch, the regularity and consistency in the patterns of usage discourage us from seeing these variations as either insignificant or accidental. Nor is the problem easily resolved by assigning different divine characters to different story sources, for what is striking about both the Genesis and the Exodus analogies to the theophany stories of Exodus 3 and 6 is that the story episodes in which the divine names are found are much more coherent in their plots than a jumbled complex of distinct sources would be expected to allow. Outside of the greater narration of Genesis 1 to Exodus 23, a composition, which I have elsewhere argued had been a coherent unit of tradition,17 we
17. T. L. Thompson, Origin Tradition of Ancient Israel (Sheffield: Sheffield Academic Press, 1987); T. L. Thompson, ‘Some Exegetical and Theological Implications of Under standing Exodus as a Collected Tradition,’ in N. P. Lemche and M. Müller (eds), Fra Dybet: Festschrift til John Strange i anledning af 60 års fødselsdagen den 20 juli 1994 (Copenhagen: Museum Tusculanum, 1994), 233–42.
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do not find any comparable fluidity or confusion of divine names, even when an equally complex source division has been posited. This supports the assumption that this play on divine names is part of the narrative’s signification. The inclusion of these other stories of Genesis and Exodus within the interpretative literary matrix of Exodus 3 and 6 can also be argued on thematic grounds. Not only is the pool of divine characters shared in common, and not only are they dealt with in similar, only seemingly disjunctive ways, but all of these stories present at the heart of their narration a common plot motif of naming and identifying one or other traditional deity as ’elohim. Whether such traditional deity is in fact a god of the real historical past, as Yahweh was, or whether the deity’s name reflects only a god of story, much as ’el ro’i does, or, perhaps ’el shaddai, is irrelevant to our effort to understand the intentions of the formers of the tradition in the late Persian or early Hellenistic periods. The variant nuances of this identification are, however, very relevant, as they mark each story with a unique and sometimes surprising perspective. The mal’ak ’elohim of our stories take on divine characteristics, which are identifiable with transcendent and universal ’el ’olam or ’elohei shamayim. The figure of Yahweh, on the other hand, is not quite so easy to explain. This is clearly a god’s name with a historical past, in contrast to ’elohim, which is a noun or epithet, a theologoumenon, perhaps best translated as ‘a deity’ or ‘god,’ yet preserving the nuance of its grammatical plurality, as in ‘the divine.’ It is open to a variety of linguistic hypostases, such as Yahweh, ’el ‘olam, ’el emounah, ’el shaddai, ’elohei ha’avot, ’el ’elohei ’avraham and so on. If the central perception of the divine behind the inter-related composition of these texts is the inclusive monotheistic perception of the divine spirit, ’elohei shamayim of Isaiah, Ezra or, historically, Elephantine, the variety of gods and names of gods in this world as well as the variety of gods in the stories of tradition, seemingly distinct from each other and differentiated by geography, by usage, by language and by the individuality intrinsic to all human experience, can all be understood as capable of reference to the one ineffable divine (as in the books of Job or Jonah) whose essence lay beyond human perception and understanding. There is a linguistic and thematic coherence in the stories of Exodus 3 with the narratives of Exodus 14 and 23 that is often associated with the documentary hypothesis. The figure of the mal’ak Yahweh of chapter 23, which is to be sent to guide Israel, is functionally equivalent to Exodus 14’s mal’ak ’elohim’s pillar of cloud as well as Yahweh’s pillars of cloud and fire. They each lead and protect Israel as a hypostasis of divine providence. The stereotypical list of Israel’s enemies in Exodus 3 and 23 (the plot does not have room for such a list in chapter 14) has long been noticed, if only as a marker of source criticism’s J source. This identification with J has been maintained with striking inconsistency with the form-critical identification of Exodus 23:20–24:28 as the closure of the hypothetical covenant code. Also important – but not so obvious – is the complex and striking use of possessive pronouns, connecting the different protagonists of our stories. The thematic and ideological purpose of this leitmotif is clear: to link the two variant theophanies of Exodus 3 and Exodus 6 into a common narration. The classic and clearest formulation of this motif occurs in
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the speech of ’elohim in Exod. 6:7, where it is neither complex nor intrusive but direct and integral. ‘I will take you for my people and I will be your ’elohim.’ This is the same Exodus episode in which ’elohim has identified himself with the ’el shaddai of Abraham, Isaac and Jacob of the implied audience’s forgotten past, which closes with the confirmation that the land that had been promised these patriarchs would become the property of the benei yisra’el. Here, the possessiveness of the language is emphatic. Exodus 3 also shares the thesis with Exodus 6 that ’elohim is historically justified in identifying himself as Israel’s God, because he long ago had been Abraham, Isaac and Jacob’s deity. In this story, however, ’elohim does not merely say that he was the same ’el shaddai which the patriarchs used to know, but rather that he is the ’elohei ’avraham, the ’elohei yishaq and the ’elohei ya’aqov. The comprehensive inclusiveness of the divine concept here is striking. The first time that ’elohim identifies himself in the Moses story comes just before this verse. The theophany story has begun with a yet-to-be-identified Moses. He has been described as a shepherd of his father-in-law: a Midianite priest called Jethro. This Moses is a close variant of the Moses who had married the priest Reuel’s daughter in chapter 2. When Moses turns aside to stare at the burning bush, the ’elohim who appears to him identifies himself as the ’elohim of Moses’ father. This self-identification of Moses’ family deity by the generic ‘elohim opens a plot line about who the characters of the story are. This narrative line begins in Exodus 3:11 with the question: ‘Who am I that I should … bring the benei yisra’el out of Egypt?’ The question of identity continues to dominate considerable portions of chapters 4 and 5 as a leitmotif, and this question remains unanswered until we come to Exodus 6:14-26. The text is out to show that this deity is not just any god, but ’elohim himself. The function of this metaphor is threefold. In the story plotline, it legitimizes and identifies the deity manifest. In its intellectual referent, however, it legitimizes and identifies the gods of the patriarchal stories and of Israel’s ancestors as truly expressive of the transcendentally divine. Finally, in bringing these elements together, the story accomplishes the emotional task of identifying the divine possessively: their god – the god of their forgotten tradition – is God himself. One is no longer surprised by verse 7, when Yahweh, picking up the motif of the people of Israel complaining of their slavery of chapter 2, refers to ‘my people.’ Moses’ task is to bring Yahweh’s people (verse 10) out of Egypt. He is instructed to describe this saving deity as ‘the god of your fathers.’ Just this is expressed in verses 13 and 15 in the episode where Moses asks ’elohim his name, and is given a sound pun on the name Yahweh in reply. In this passage, the affirmation of the ’elohim of your fathers,’ which includes this or these traditional deities as one with ’elohim, is not to be understood as a reference to the ’elohim of Abraham or of the other patriarchs of Genesis, but, much like that theologically very different text of Joshua 24, refers to other ancestral deities implicit to the tradition. Here in Exodus, the traditions of these gods are affirmed, not rejected. This specific story line, involving such complex differentiated language about the divine, is what drives the text. It is no accident of sources.
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Immediately following the Yahweh/’ehyeh pun of verse 14 where ’elohim and Moses are the protagonists, Moses is instructed by ’elohim in a variant of verse 14, ‘Say this to the people of Israel: ‘Yahweh, the ’elohim of your fathers, the ’elohim of Abraham, etc. has sent me.’ The third variation of this motif, found in verse 16, ties the scene once more backwards to the affliction of chapter 2 and forwards to the land of destiny of chapter 23. It is now Yahweh who is described as their God. Once again in verse 18, the complexity of this self-identity and association builds further. In the expansion of this motif, ’elohim identifies himself in terms of Egyptian perceptions: Yahweh, the ’elohim of the Hebrews’ is immediately identified as ‘our ’elohim.’ This does not so much identify the implied audience as Hebrews as it identifies ‘our ’elohim’ with a deity that the Egyptians – from within the story’s perspective – will recognize. Chapter 4 deepens the emotional input of this now established theme of mutual adherence by having Yahweh declare Israel as his first-born son – the closest and most endearing of all associations in Hebrew narrative. This both predicts the future death of Pharaoh’s first-born and maintains plot continuity through these early chapters of Exodus. Chapter 6, as already discussed, finds this theme of Israel’s bond with the divine at center stage. It is similarly dominant in the closure of Exodus 23, where the implications of this theme are drawn out in the contrast between the gods of Israel’s legendary enemies, referred to as ‘their ’elohim’ and Yahweh who is referred to as ‘your ’elohim.’ The narrative as a whole closes in Exodus 24:3-8, with the people freely accepting the commitment of this mutual adherence and the obedience it demands. The entire episode is closely linked with three successive and variant theophanies on the mountain: Exodus 19:3-8 where Moses goes up to ‘elohim and Israel is declared to be Yahweh’s unique possession; Exodus 20:1-17, the ten commandments, and Exodus 20:22–23:19, a long miscellaneous collection of wisdom sayings. These passages are tied together not only by the interplay of language and metaphor about the divine, but through linking the language of the sending of the messenger episode of Exodus 23:20–24:28 with the closing lines of the wisdom collection. In this way, the story’s ‘You will serve Yahweh your ’elohim’ of verse 25 joins verse 19 in language: ‘The first fruits of the ground you will bring into the temple of Yahweh your ’elohim.’ The common language of our variant episodes and scenes, and above all the intelligent patterning of themes, motifs and plotlines seriously undermine the documentary hypothesis and help us focus on the coherence of the whole. Certainly the complex referencing of divine numina presents itself as belonging to the collective strata of the greater tradition rather than to any distinctively earlier contexts. In the closing speech of this greater tradition, in Exodus 23:20–24:28, ’elohim, who identifies himself in the story as Yahweh, Israel’s ’elohim, promises to send his mal’ak to guide Israel. Further, echoing the greater tradition’s understanding of the historical disasters that had overwhelmed the lost states of Samaria and Judah, this ’elohim warns: ‘Listen to him, and hearken to his voice. Do not betray him, for he will not pardon your crime, for my name is in him.’ The prophetic function of declaring unforgivable condemnation of Israel’s future betrayal and rebellion is grounded in this story in the messenger’s possession of ’elohim’s name. What is ’elohim’s name?
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Moses had asked that question in chapter 3 and had been given an answer with the striking sound pun of verse 14: ’ehyeh ’asher ’ehyeh: ‘tell the people of Israel, ’ehyeh has sent me.’ This, of course, echoes the allegorical pun of verse 12: ’ehyeh ’imak, ‘I will be with you,’ which is of singular importance in the understanding of ’elohim’s name in the closure of chapter 23. It is interesting that the story of chapter 3 does not interpret or translate the pun, which is itself transparent. Verse 15, rather, carries the plot forward by answering the question in a different way: ‘Yahweh … This is my name forever, and so I am to be remembered from generation to generation.’ That the pun of Exodus 3:14 is a pure sound pun becomes clear when 4:1516 uses the same (now triple) pun both to close the episode and to answer to the question posed by the riddle of verse 14’s pun. Rather than closing with the still enigmatic ’ehyeh ’imak of 3:12, the closure of chapter 4 seeks transparent clarity: ‘I will be with your mouth and with his [i.e., Aaron’s] mouth. He shall speak for you to the people, and … [here most translations stumble seriously by eliding the two Hebrew words, hayah and ’ehyeh, losing the pun entirely] he shall be for you as a mouth, and you shall be for him as ’elohim.’ That is, both (a) Aaron will be as if he were Yahweh to Moses as if he were ’elohim, and (b) Aaron will function as Moses’ mouth. This is built on the analogy of Yahweh, as Israel’s ‘elohim, quite specifically understood as a manifestation or hypothesis of the divine. He is namely the divine for Israel. With this passage, most of the problems of Exodus 1–23 as regards its redactional organization fall into place and become readable. Yet a third variant of this motif, in Exodus 7:1, drives the ideological issue that is at stake home: Yahweh says to Moses, ‘See, I make you as ’elohim to Pharaoh and Aaron, your brother, will be your prophet.’ Aaron is here Moses’ prophet on the analogy of Yahweh as ’elohim’s prophet! Yahweh can be the guardian messenger of Exodus 14’s pillars. He can also be the prophetic messenger of Exodus 23, protecting and condemning Israel, and he is so specifically as Yahweh, ’elohim’s name. The burden of Exodus 3 and 6 within the literary context of Exodus 1–23 is to represent the old deity of Palestine’s past, Yahweh, and the stories about him, as a representation and expression of the truly divine, and, indeed, to find acceptable the ancient ancestral gods of Palestine’s history and tradition as both historically contingent and specific hypostases of the one true god, ’elohei shamayim. As Ba’al is ’elohim for the Phoenicians, so Yahweh is Israel’s ’elohim. This is what Exodus 6:7 signifies when it presents Yahweh saying: ‘I will take you for my people, and I will be your ’elohim.’ That is: ‘As Yahweh, I am ’elohim for you.’ Here again Exodus 19 may be allowed to carry the interpretative weight of our narration as ’elohim speaks to Moses as Yahweh: ‘You shall be my own possession among all peoples, because all the earth is mine,’ a passage that finds echoing clarification in a context as distant as Deuteronomy 32, in Moses’ song to the assembly of Israel: a passage whose theological presuppositions in the LXX version have often been thought to clash with the rest of the Pentateuch: ‘When ’El ’elyon gave the nations their inheritance and distinguished people, he fixed nations’ borders according to the numbers of ’elohim’s messengers/or angels. So Yahweh’s part was his people, Jacob his
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determined destiny.’ This traditional deity of Palestine’s historical past, Yahweh, is, by means of the Pentateuch’s tradition (Gen. 17; Exod. 3–6; 23:20–24:28; Deut. 32:8), reinterpreted and revivified as the divine messenger and prophet of Israel; that is, he stands in the role of Immanuel: ehyeh ’imak: the way in which the heavenly divine is with Israel: through his name. In this form of inclusive monotheism of the late Persian and Hellenistic period, there is but one god for Israel: ’elohei Shamayim. The gods of nations and the gods of tradition alike are but human traditions: representations, manifestations, prophetic voices, trying to name the one universal spirit, who lies at the center of the universe, beyond understanding.
10 4QTestimonia and Bible composition: a Copenhagen Lego hypothesis 1998
In the formation of the Old Testament, it is not so clear that we are dealing with ancient traditions as that we are dealing with – from the very first compositions that we know – traditions that have been presented and understood as ancient. The long-standing separation of scholarship in our field between those who are engaged in the relatively hard science of lower criticism and those in the very soft, theologically driven speculation of higher criticism has helped us to avoid some of the implications of this observation, and has allowed many higher critics a security and self-confidence that is not properly ours. Transmission, as we all know, whether oral or written, transposes. Biblical traditions, as we first know them in the Dead Sea Scrolls, are specifically – from the historical perspective of the Hellenistic period and from our perspective of the texts as artifacts – not so much ancient as textual manifestations of Hellenistic and Greco-Roman literature, which relates, at best, to what is only known as a narrated or transmitted past. The referents of these texts do not in fact carry us into a tradition earlier than that implied by the conglomerate of the extant texts themselves. The richness and variety found among the Qumran texts, I believe, not only open up many alternative explanatory possibilities for biblical composition, they also present us with concrete examples of those processes that are involved in the creation and transmission of books and other texts in this part of the ancient world. In many ways, Qumran provides us with our field’s SerboCroatian singer of tales,1 with the help of which analogy we might not only test hypotheses from the perspective of antique patterns of composition, but might also expand the quantity and testifiable variance of material that is now available to higher criticism. The Qumran collection offers us our extra-biblical and archaeological evidence: that external control that has always been absent to biblical composition theory. With Qumran, we have an entry into the actual world of text-making, tradition composition and transmission. I am afraid our approach is going to have to be radical in more than one way. Once we have begun dealing with compositional issues, involving specific texts 1. Here I refer to the Serbo-Croatian singer who was studied in the 1930s by M. Parry and later by his student, A. B. Lord. See A. B. Lord, The Singer of Tales, Harvard Studies in Comparative Literature 24 (Cambridge, MA: Harvard University Press, 1960).
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that existed prior to the formation and redaction of individual biblical books, we are going to have to deal with such materials in a very different context than that of a hypothetical final or canonical text of any specific biblical book, as has been the usual practice. I hope you will agree with me in the course of this presentation that a specific book of the Bible in its so-called final form – whether it is Isaiah (the 36- or the 66-chapter version), Genesis or Psalms – is not a terribly productive focal point for biblical composition theory. The publication of Sinaiticus and Vaticanus – and we certainly cannot speak intelligently about final or canonical form of any earlier text – surely are far too late to serve as direct witnesses to issues of composition. Unlike some modern books, the significant units of biblical tradition do not seem to have been organized along a single trajectory. Final forms do not offer us a satisfactory vantage point for viewing the historical process of composition. This is true whatever our theological needs might be. The Dead Sea Scrolls make it both possible and necessary to understand our texts from a time before the process of tradition formation had been completed. They present us with sources, drafts and versions of what, at a much later date, came to be recognized as biblical tradition. In themselves, however – in their own historical contingency – they are not biblical, but independent of such a final form and significance as the word Bible suggests. These scrolls and text fragments reflect literary contexts both logically and empirically prior to any academically constructed, biblical world. The implications of this seem worth exploring, however briefly. To some extent we need to return to some of the problems of tradition history, but we are not required to fall into the traditionhistorical trap of discussing texts we do not have. If we should find ourselves talking about phenomena such as the wilderness tradition, we need to avoid prejudicing our discussion by thinking too specifically from an all too familiar perspective drawn from the canonical Exodus/Numbers tradition. In the context of the Hellenistic world of our texts, it is not yet clear that this specific variant of the wilderness tradition had yet taken pride of place. Before we are finished, we will have many reasons for doubting that this particular variant of the wilderness trope was historically primary. We also need to adopt some of the old-fashioned strategies of formalism and comparative literature. We need to develop spectra of techniques, metaphors and genres and approach them from at least three distinguishable perspectives: structural and technical characteristics as, for example, beginnings, endings, transitions, inclusions, settings, the mixing of genres, and so on; the themes and literarily referential motifs of our texts: stories out of time, wilderness, exodus, exile, preserving the law, saving, guiding, providing, murmuring, backsliding, fall from grace, and so on; and, finally, formalistic criteria and taxonomies, both small and large. To some extent, the individual books of the extant or final form seem to have been strikingly arbitrary products of collection techniques – here, I think especially of Obadiah and Joel, but also of Exodus and Isaiah – rather than the result of coherent, conceptual or ideological productions that mark such books as offering to their implied readers an intellectual matrix supporting a whole and coherent understanding. What appears to have been present in the collective process of tradition creation seems reflected
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rather in efforts to collect and propose variable expressions and explorations of themes and ideas. These sorely need analysis to make them clear. We have a large number of texts from the caves of the Dead Sea that lead me to question the sharp distinction that we have made between the process of text transmission and their composition. I am here thinking of the many segments or blocks of tradition, reflecting very brief compositions that can and have been recognized as variants of biblical texts because they resemble or are nearly identical to passages that are found in the Bible. Yet other Dead Sea texts are judged unlikely derivatives from biblical texts. I also doubt that we can any longer speak intelligently about identifying specific texts as either expansions or abbreviations of biblical texts simply on the basis of their being larger or smaller forms of our canonical versions. Certainly the widespread mixing – not only at Qumran but in so-called intertestamental literature – of biblical and non-biblical texts requires that we entertain the possibility that our authors and collectors may not have understood what a ‘biblical text’ was. The frequent association in the Qumran texts of multiple small text segments and fragments does not always accomplish complete coherence nor does it always reflect what we might understand as sense or sound reason. Rather, often partially motif- or themedependent analogies have been used in the manner of a coupling principle. I have taken 4QTestimonia as my model because this particular Qumran text not only puts together several Pentateuch-like segments or text units of the sort that we find scattered throughout Exodus, Leviticus, Numbers and Deuteronomy, but 4QTestimonia also has, in addition, its own unique text segment. 4QTestimonia has a clear and sufficient leitmotif and orders itself in the form of successive divine utterances and predictions. It possibly selects text blocks that bear potential messianic overtones, but it is not so obvious that the text creates an interpretation or signification of the segments as collected. I think it doubtful that this text implies the self-conscious secondary qualities of the sort that is so apparent in the targumim. Thematically, a contrast between a promise regarding a good prophet, like Moses, and the man from Belial or the like, stands at the center of our text. Moses, Baalam ben Peor, Levi and Jacob are all positive heroes and are comparable to those of the same name whom we find in the Bible. But I am uncertain that 4QTestimonia has actually used these texts from biblical contexts, or whether such so-called biblical segments, in fact, had been used from within other independent contexts, comparable to the way 1 Samuel and 1 Chronicles are dependent on a context reflecting an independent, third composition. 4QTestimonia’s first sentence resembles Deuteronomy 5:28-29. In the Bible’s text, however, the words of the people are spoken to Moses. In the segment from Qumran, it is Yahweh who has been addressed. Nevertheless, this does not appear to be either a tendentious or a contextually relevant change, as in both cases the segments’ settings are wholly comparable. If this variant is not entirely arbitrary, one might suggest that the received texts are both independently derived from a common stream of tradition. The second sentence of 4QTestimonia resembles Deuteronomy 18:18-19, rendering a succession of text as in the Samaritan version of Exodus 20:21
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and comparable to fragment 6 of 4Q158. In this sentence, 4QTestimonia presents a text that is a nearly verbatim rendition of Deuteronomy’s, except that 4QTestimonia – with a flexibility common to so many transmission variants – introduces the word ‘prophet’ somewhat earlier in the narration than does Deuteronomy. With the third segment, 4QTestimonia has its own introductory clause that only resembles that of Numbers 24:15a. Here, again, one needs to ask whether this is the result of arbitrariness or whether it is reflective of an independent source. I would suggest that the source of this passage was the same for both the biblical and the Qumran text, and tentatively would conclude that one or both of the respective authors acted arbitrarily. The fourth segment is identical to Deuteronomy 33:8-11. The fifth segment of this text, however, offers a surprise. Here, even though the biblical and the Qumran texts are very similar to each other, the comparable text of Joshua 6:26 is integrally bound to the story of Jericho’s fall, while 4QTestimonia has nothing at all to do with this particular narration or this particular fortress. Nevertheless, the segment of 4QTestimonia does not have any independent entry to its story variant. It speaks rather of the songs of Joshua, of destiny and thanksgiving in the manner we are familiar with from the songs of Qumran. Instead of Joshua’s ‘Jericho,’ we read in our Qumran text: ‘this town,’ and, indeed, Jerusalem is now clearly the text’s reference. Similarly, instead of Joshua’s ‘youngest,’ the Qumran text reads ‘your Benjaminite,’ which seems to imply a reference to the biblical story of Joseph. After such variations, the Qumran text goes its own way, at least in its description of Jerusalem’s destiny-determining evil and hatefulness,2 while Joshua 6 closes more simply with Joshua’s oath. Not only are the first three segments of the text provided without commentary, but I doubt that we can follow Brooke3 here in seeing this segment as evidence of a midrashic interpretation of biblical texts cited. Only the prior assumption of dependence or citation supports such a reading. This segment of 4QTestimonia shows rather that the text has its own independent significance and referent. How then, might one explain the synoptic similarities? Particularly instructive is the observation that 4QTestimonia is not a fragment of a larger text, but rather a complete, albeit damaged, composition in its own right. One needs to seek an interpretation of it as a whole composition, for its form is neither accidental nor arbitrary. There are, of course, many possible explanations regarding its origin. Has the author of 4QTestimonia used biblical texts as a basis for writing his own? Or should we perhaps understand 4QTestimonia as a variant biblical-like tradition which had failed to make a canon, as its comparable segments did in the Samaritan and Masoretic Pentateuchs? Did some biblical texts, in their many variations, originally
2. It is precisely here, however, that 4QTestimonia echoes the Psalter’s well-known congruence of curses and thanks related to the metaphor of walking in the path of the torah or of righteousness. 3. J. B. Brooke, ‘Melchizedek (11Q Melch),’ A&D IV, 687–8.
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derive from just such texts as 4QTestimonia? Or are we to entertain yet other possibilities? We find problems comparable with those of 4QTestimonia in 4QFlorilegia, which plays with the Bible texts in the manner of the targumim, but without an accompanying biblical recitation. Selected text segments are thematically ordered in terms of the ‘house of David’ and are markedly theological in their signification. We should not neglect to ask whether we might far better see in the florilegia a type of interpretive targum on texts such as 4QTestimonia! 4QFlorilegia, in the manner of 4QTestimonia, references text segments similar to what we find in 2 Samuels 7:10, Isaiah 8:11 and especially Ezekiel 44:10, but which are significantly different from their Masoretic variants, so that one might better think of a type of 4QTestimonia, rather than a Bible text, as its Grundtext. This suggests that texts like 4QTestimonia were understood as worthy of interpretation. There is a large variety of such texts among the Dead Sea scrolls. The variants at Qumran of this kind of text have a large range. Interesting are those which have been described as ‘expansions.’4 4Q158 is particularly surprising in that this text, although resembling the Esau–Jacob story of Genesis 32:25-33, is a complete story, and it is the Genesis narration that breaks off uncompleted between verses 29 and 30! Similarly, Genesis (perhaps to be understood as a shortened form of a story like 4Q158?) speaks of a blessing, but fails to actually give it! Should we perhaps understand the florilegia as theological traditions comparable to those we find in the Bible? There are reasons to believe that we should think further about the composition of biblical texts: not only concerning whether one or other such text or text fragment from Qumran may well represent an earlier witness than the text we have in the Bible, but also whether the composition of biblical texts, including those of the Pentateuch, ought better be understood as due to a process of composition which is also common to these texts, specifically involving the question of tradition transmission as one of composition’s primary functions, rather than, for example, the function of creative narration. Compositions similar to these that I have discussed from Qumran are also frequently found elsewhere. For example, Deuteronomy 34:10 immediately follows 18:18 not only at Qumran but in the Syriac peshitta as well. Differences or variants in the form, as well as in the contexts of segments of the tradition, are ubiquitous. In the Testimony of Judah, it is particularly interesting to observe that the sons of Judah descend immediately from Judah’s son Shelah and not – as in Genesis 38 and the book of Ruth – from Judah himself. Is the Tamar story unknown? Or do we have a wholly independent tradition reflected here? It is clear that our biblical traditions are still undergoing significant compositional type changes at the close of the second century bce and even later. It is also obvious that we can no longer claim that this type of text, as we have found in the Qumran caves, is simply commentary on biblical literature. The historiographies of Isaiah 36-39, 2 Chronicles 29-32 and 2 Kings 18:1–20:21 4. So 4Q364–5.
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present us with independent variants of a tradition, with Isaiah and 2 Kings dependent on the same source. Apart from 2 Kings 20 and Isaiah 38, these three texts are identical. Isaiah 38 not only transmits Hezekiah’s monologue but the previous story is also transmitted in a variant form. However, the specification of Hezekiah’s sickness in Isaiah 38:21 is not very firmly anchored to its context of Hezekiah’s deathbed scene in Isaiah 38:1-6 and it is also not to be found in the story as presented in 2 Kings. Since both Isaiah and 2 Kings close at the same point, they might well be understood as variants that have used different sources that are quite distant from the story of Hezekiah as it is found in 2 Chronicles. A biblical book in its final form is not very useful for questions of composition, since final forms of texts are rather the foundations for explaining a text’s transmission, its quality and its importance. If one speaks of final form, one is talking about a reference to the implied reader. Such questions regarding the final form of our text belong properly to ‘reader response’ and reception criticism. They can hardly help us if we wish to investigate the historical process of our texts’ composition! It is equally clear that in the analysis of form and genre, form criticism of any acceptable question is ever undermined by its inability to deal with the problem of Sitz im Leben. Literary forms and genres are the creations and representations of authors. They are neither very tightly linked with a text’s purpose nor with the decisive and determining techniques of authorship that are important for meaning, intention and compositional process, with the many different methods, patterns, motifs, themes and play that drive creative works. Authorial identity, form and genre, intention and purpose, Tendenz and ideology are secondary products. In art, music and literature of this type, composition is driven by a spectrum of changing variables and by the many possibilities offered by motifs and themes of a work’s small unities and complexes rather than by the prospect of some completed whole, which, in the process of the work, can only offer a provisional concept or vision that is not to be determined until after the work is completed. The subtitle of this chapter, ‘A Copenhagen Lego Hypothesis,’ takes its point of departure from the observation of what one might define as ‘the smallest units of the tradition that have the ability to persist and to recur in variable forms.’ The definition is borrowed from classic formalism, but it is less abstract than formalism’s ‘motif’ or ‘plot-motif.’ That is why I try to evoke the very physical sense of the ubiquitous (at least in Denmark) Lego block. Within a given tradition continuum, transmission of such units is quite concrete, sometimes involving verbatim and nearly identical variants of a tradition block or segment. This is irrespective of genre or literary typology, and often determines tradition building, affecting both the smallest and largest units of tradition. All biblical genres are what might be called segmented genres; they are complex units of tradition that are composed of multiple smaller segments of material. In a quite substantial way, larger tradition units are created through the joining or selecting of smaller units. In biblical poetry, for example, it is common to recognize that the independent quality and mobility of a poem’s segments can be easily exchanged as they take part in one or many psalms and songs. I list only three examples, but almost the whole of the Psalter and all songs in narratives are implicated:
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1. The ‘son of God’ motif as we find it in Psalm 2:7 is directly echoed in Psalm 89:26-27, 2 Samuels 7:14-16 and 1 Chronicles 17:12, and finds a more developed form in Psalm 132:11. 2. The pattern of the introduction to the oracle which is placed in David’s mouth at his death in 2 Samuels 23:1 is not only echoed in the introduction to Balaam’s oracle of Numbers 24:3-4, but also again in verses 15-16 where it is internally expanded with the addition of another segment. 3. The etiological creation of an Asaph song at David’s direction in 1 Chronicles 16, integrating into the context of 1 Chronicles’ story variants of four psalm segments found also in three non-Asaph songs of the Psalter.5 This text is discussed below. We find this same compositional technique in the production of many of the songs that have been collected under the structures that are called prophetic books. For example, we have a long song about the Moabites in two variant forms. We find one in Jeremiah 48, as a saying of Yahweh in the context of a series of such divine utterances against various enemies of Israel. The second is in Isaiah 15 and 16. Here, again, the context is that of a series of divine sayings: in this case by Yahweh Sebaot. In Isaiah’s use of this song material, the content is richer than in Jeremiah’s, but nevertheless only superficially integrated into the narration of the prophet’s life. The song is called an oracle: a prophetic utterance. Somewhat inconsequentially, we are told at the song’s closure that this was a word of Yahweh, which had been uttered against Moab in the past. Why? On the basis of Isaiah, we cannot know. However, the variant passage in Jeremiah reads: ‘In the end I will restore the destiny of Moab.’ In the closure of Isaiah 16:1-5, which also reads somewhat inconsequentially in context, we find the basis for Jeremiah’s optimism about Moab’s future: ‘When the oppressor is no more, destruction has ceased, and marauders have vanished from the land, then a throne shall be established in steadfast love in the tent of David. On it shall sit in truth a ruler who seeks justice and who is swift to do what is right.’ This small block or text-segment is not to be explained as a gloss. I would rather suggest that this Lego block has been intentionally integrated with reference to Jeremiah as a saving grace against the murderous lions establishing the destiny of the remnant of the land pronounced in Isaiah 15:9b. We find recurrently such text-segments echoing the motif of saving grace as thematic counterpoints to prophecies of doom, and we must conclude that such is their proper context. We also constantly find such short segments of text being set in multiple variant biblical contexts throughout the prophetic books, as, for example, in the verbatim variants dealing with Yahweh’s torah and Zion in Isaiah 2:2-4 and Micah 4:1-4. Only the context is different. Nevertheless, both passages are fully and successfully contextualized. The Isaiah variant presents the utterance as a vision of the saving word over Jerusalem and Judah, while, in Micah, the saving word is bound to an utterance against Israel and closes with 5. 1 Chron. 16:7-36; Ps. 105:1-15; Ps. 96:1-13; Ps. 106:1, 47-48.
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the motif – echoing the theology of Ezra 1:3 – that the saving grace of Israel’s God will now come out from Jerusalem. It is clear that Micah’s collected series of sayings holds together implicitly independent utterances, creating, as it were, a form of text collage. As might be expected, substantial structural variants, which are in their content and language as far apart as, for example, the Judah–Tamar story is from Ruth, also occur frequently in poetry. Some are essentially thematic variants, such as the utterances against Edom that we find in Obadiah 1:1-9 and Jeremiah 49:7-22. To protect us from the temptation of offering a historical explanation of this type of variant, we should focus on the closure of the Jeremiah saying in verses 21-22, which has a nearly verbatim variant in the very next chapter (Jer. 50:44-46), but this time presented as an oracle not against Edom but against Babylon. In this, we have not only a brilliant integration of a single saying with utterances both against Edom and Babylon, we also have a form of significancebuilding expansion or abbreviation. In reality we are presented with two distinct transmissions of one and the same tradition segment. The techniques involved in the composition of wisdom literature resemble those of poetry. In the genre of wisdom couplets, we typically find as building blocks for Weisheitsspruche sentences and half-sentences that can both travel and be used in a variety of variations. For example, in Proverbs 13:19 we read: ‘A desire fulfilled is sweet to the soul; but to turn away from evil is an abomination to the foolish.’ Each half of this couplet can be used in different contexts and be paired with other tradition segments in a comparably satisfying matching. Further, collections of such traditional couplets offer multiple contexts for the very same proverb, as is the case for Proverbs 20:16 and 27:13, where a proverb about surety for strangers is built through the parallelism of two closely variant segments and finds itself both in a miscellaneous collection of maxims and in a collection of admonitions and wisdom presented as of a teacher, reflecting a trope which reiterates the style of Amenemope. Such variants can be complex and rich. The couplets of Proverbs 22:28 and 23:10 present us with the opening segment: ‘Do not remove the ancient marker,’ which is completed by two variant closures playing on the verbal motif of ‘father’: ‘which your fathers have set’ and, alternatively, ‘or enter the fields of the fatherless,’ and in their variance rendering radically different signification. While this opening segment echoes a proverb of the Egyptian Amenemope’s ‘Admonitions,’ it is also found in Deuteronomy 19:14 – in a very close variant of the Proverbs 22 couplet, in the context of a ‘law’ of Moses: ‘Do not remove your neighbor’s marker; which the men of old have set,’ a ‘legal’ motif, which in a poem of Hosea is referenced as an analogue, condemning a lawless Judah: ‘The princes of Judah have become like those who remove the marker’ (Hosea 5:10). Such economy of composition is one of the central factors reflected in the close formal proximity of biblical traditions presented as songs and those offered as wisdom. In Job 7:17 and Psalm 8:5 we find the famous interrogatory entrance: ‘What is a person?’ Job completes the query not merely adding the segment ‘that you make so much of one,’ but coupling it with ‘and that you pay attention to one,’ a couplet open to a positive orientation. Job, however, expands the parallelism
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with a contextualizing closure: ‘that you visit one every morning and test one every morning.’ Psalm 8, offers a variant query: ‘that you are mindful of one,’ and closes its couplet with a matching variant: ‘or the son of man that you care for him,’ and then – also expanding – parallels this block with the splendid: ‘Yet you have made him a little less than ’elohim and have crowned him with glory and honor.’ We find this tradition segment yet again in Psalm 144:3-4, with not only a doubling interrogatory expansion comparable to Psalm 8 – ‘O Yahweh, what is a person that you would know one, or the son of man that you would think of him’ – but also including a responsorial expansion that closes this part of the song by answering (and this we should mark well) an unexpanded query, ‘A person is like a breath, whose days are like a passing shadow,’ borrowed from a Qohelet’s desk. Thematically, the segment in Job and these two tradition blocks in the book of Psalms belong to a single literary discussion. So, too, does the thematically similar variant in the expansive variant of Eliphaz’s speech in Job 4:17-19 (‘Can a mortal man be righteous before God?’, etc.) as well as in a briefer version we find in Job 15:14 (‘What is man that he can be clean, or he that is born of a woman that he can be righteous?’) as well as the far more distant variant in Job 15:16: ‘How much less one who is abominable and corrupt, a person who drinks iniquity like water.’ One text reflecting a type of variant often described in terms of expansion and paraphrase is found in the tradition blocks of Job 21:14-16 and 22:17-18. Only a half-sentence is rendered verbatim in both variants: ‘They say to God: let us alone!’ In Job 22, this segment is completed with ‘What can the almighty do to us,’ to form a single statement. In chapter 21, chapter 22’s statement (beginning with ‘They say to God: let us alone’) is expanded with: ‘We do not want knowledge of your ways’ – or just as easily understood as abbreviated by deleting ‘What can the almighty do to us’ – to render: ‘What is the almighty that we should serve him and what is our profit in praying to him?’ It is exactly at this point, however, that a discussion about expansion and abbreviation explains nothing, as at this point the seemingly obviously abbreviated tradition block in chapter 22 now expands itself: ‘the counsel of the wicked is far from me; the righteous see it and are glad’ and so on. This technique of creating texts is also found, as we are all aware, in the collections of laws and cultic regulations of the Pentateuch, entertaining a wide range of variants. We find casuistic legal sayings, such as those we find in the so-called covenant code of Exodus 20:22–23:33 – with a wide range of variants in cuneiform monumental inscriptions such as the Hammurapi Code, as well as in Plato’s nomoi: a mixture of casuistic sayings with narrative-driven apodictic forms as in Deuteronomy 12–26, as well as in the didactic forms of blessings and curses as in Deuteronomy 27–28. Naturally, we also have the famous story variants of Exodus 20:1-17, Exodus 34, Leviticus 19 and Deuteronomy 5–6. A rich store of examples is also found among the cultic regulations. We might profitably compare Exodus 29’s treatment of priestly ordination with that of Leviticus 8. Exodus 29:38-42’s text for the daily burnt offering has its closest variant in Numbers, but it also shows up in a new context in Ezekiel’s variant of 46:13-15. Exodus 23’s cultic calendar is a tradition segment that has life
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also in four different contexts: once again in Exodus, in chapter 34, Leviticus 23 and Deuteronomy 16. I can hardly hope to discuss all the stories of the Old Testament that use this composition technique, but I would like once again to take up three illustrating examples. 1. 1 Chronicles 16:7-36 writes a new Asaph song. It is built on the basis of four segments found in three different canonical songs (none of which, I might add are Asaph songs). Verses 8-22 of 1 Chronicles 16 reiterate Psalm 105:1-15; verses 23-33 echo Psalm 96:1-13; and verses 34-36 are like the beginning and nearly identical to the end of Psalm 106. It is interesting that in bringing together Psalm 106:1, 47, 1 Chronicles creates a threefold command as closure: ‘Give thanks … Say “deliver us” … Blessed be Yahweh,’ rendering a much more sophisticated and significant ending for its Psalm than that offered in Psalm 106. In addition, 1 Chronicles 16:36b: ‘Then all the people said “Amen” and praised Yahweh,’ is far better used to anchor the song to Chronicles’ story than as a kind of antiphony as used in Psalm 106. In discussing 1 Chronicles 16, one must also think of that great song: ‘Yahweh is my rock, my burg and my salvation,’ which we find in David’s mouth in 2 Samuel 22 and possibly dependently in Psalm 18. We should also think of David’s unique deathbed song of 2 Samuel 23:1-7 that has been attracted to the salvation song because of its ‘rock’ and ‘Burg’ motifs. The integration of the Chronicles’ and Samuel’s songs into their narratives is remarkable. The prose introduction in 2 Samuel 22:1: ‘David addressed the words of this song to Yahweh,’ is also found in a close variant in the untypical prose introduction to Psalm 18. Moreover, when we note that Psalm 18’s entry: ‘I love you, Oh Yahweh, my strength,’ is absent in 2 Samuel’s song, it becomes difficult to see the book of Psalms as 2 Samuel’s source! Furthermore, not only are none of the Psalms that 1 Chronicles uses themselves Asaph songs, but there is also a significant conceptual variance between Psalm 105:5-6 and 1 Chronicles 16:12-13. The book of Psalms reads: ‘Remember the wonderful works that he has done; remember his miracles and the judgments he has made, you descendents of Abraham his servant, children of Jacob, his chosen.’ The variant statement in 1 Chronicles, however, reads instead of Abraham: ‘you descendants of Israel his servant!’ This, of course, is according to the central understanding of Abraham as Aber hamon: the father of many peoples, a concept which plays a central role in the late integrating theophany of Genesis 17, but is hardly integrated into the primary Abraham chain narrative, which rather understands Abraham as quintessentially Israel’s.6 Given that the psalm of Chronicles is also fully integrated both in its entry and closure into 1 Chronicles’ story of David, I would recommend that we entertain a view of 1 Chronicles 16
6. T. L. Thompson, The Origin Tradition of Ancient Israel, JSOTS 55; (Sheffield: JSOT Press, 1987).
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as reflecting a typical act of biblical composition: a reuse of traditional materials in a new context for new purposes. 2. Compare 2 Chronicles 7:3-6 with its variant in 2 Chronicles 5:11b-14, set in the time of Solomon, but contrasting it to David’s time. This block of tradition reiterates the giving of thanks to Yahweh ‘for his steadfast love endures for ever.’ We are here faced with a text-segment which can hardly be explained in any other way than as a kind of narrative Lego block of tradition. This observation, I think, appears conclusive when we look at the word beyadam in 2 Chronicles 7:6d, which the RSV renders ‘opposite them.’ Unlike chapter 5, 2 Chronicles 7 – though also set in Solomon’s time – looks back to a comparable tradition-segment from David’s time: The priests stood at their posts; the Levites also, with the instruments for music to the Yahweh which King David had made for giving thanks to Yahweh – for his steadfast love endures for ever – whenever David offers praises by their ministry: opposite them the priests sounded trumpets, and all Israel stood. At that time Solomon held a feast …
The beyadam has been left in the Davidic period of the text segment that had been introduced even as the context requires that the text’s audience returns to the time of Solomon. With good sense, the Syriac eliminates the problem by excising the offending beyadam. A comparable, but not nearly so perfect, example is found in 2 Chronicles 1:1-4, the story in which Solomon, reiterating the activities of David, goes up to the high place at Gibeon, ‘for the tent of meeting … was there.’ Verse 4 then finds it necessary to explain that David had taken the ark to ‘the place prepared’ and had pitched another tent in Jerusalem for it. I would suggest that this gloss comes from the compositor’s own pen. Why does the tradition used here send Solomon to Gibeon when everything has been already moved to Jerusalem by David? That, I think, is implicit but clear. In Jewish stories, if one sets out to prepare for temple building, whether one is a David or a Solomon, one simply begins with the tent at Gibeon. 2 Chronicles 1 along with its variant of 1 Kings 3 about Solomon, and 1 Chronicles 21 with its variant in 2 Samuel 24 are simply four variant renditions of the same tradition-segment. 3. The story variants of 1 Samuel 31, 2 Samuel 1 and 1 Chronicles 10. The problem of these narrative variants lies at the center and climax of what is often called the Succession Narrative, and the problem is that we do not have a narration here. Rather, Saul’s death stops the plot entirely. Instead of a story narration, we are treated to a series of plot segment variants, which are collected successively while Saul’s body and armor hang in the temple and his head rolls across the forgotten battlefield. Instead of a narrative dealing with the transition of Saul’s kingdom to David’s, as the scholarly world has led us to expect, we find, echoed and reiterated, a variety of narrative segments all dominated by a motif that originally had entered the narrative back in 1 Samuel 14 and 16: the fear about killing
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Biblical narrative and Palestine’s history Saul as Yahweh’s messiah, which had first induced David to take the risk of being faithful to his role as Saul’s son and as Yahweh’s servant. Here, at the close of Saul’s life, this fear subdues everyone who steps onto the scene as the narration recites successively a chain of variant segments concerning Saul’s death. Entirely apart from the so-called David history, we find altogether at least three and possibly five different and independent tradition segments concerning this ‘event.’ In 1 Samuel 31, we have Saul and his armor-bearer. Both commit suicide. In 2 Samuel 1 – which follows immediately upon the 1 Samuel’s version – Saul’s armor-bearer becomes an Amalekite. He knows that Saul is dead, because in this narration he says that he had killed him. The story in 1 Samuel and that in 1 Chronicles are very similar insofar as they render Saul’s death, but the difference in narration is significant in considering what happened with the bodies, his armor and his head.
There is certainly no doubt that, with these examples, we are not playing with history recounted. Nor are we dealing with the mixture of incomplete pieces of tradition gathered around one or other hero, theme or motif. These biblical texts construct a tradition of shattered shards of stories, which have been collected and organized and ordered. Such texts are difficult simply to call literature. They are rather traditions established to give echo to and call up a forgotten past. However much it may help us in distinguishing and classifying texts, we also need to get away from a concentration on ideology, with its assumption of self-conscious Tendenz, as our primary interpretative focus. Far better, we might concentrate rather on ideation, the formation of ideas, themes and motifs within the ancient text, the nature of formulas and secondary verbal formations and the questions of how they affect and shape understanding. Unless we can first trace the process of ideation in any specific literary expression, we cannot hope to understand its Tendenz or its ideology. The reiteration of a tradition segment is not of itself a reiteration of the contextualized thought that once may have governed such formulas. Nevertheless, the units of tradition – through their formulaic character – create the perception of reflecting a reality that functions as an ideological referent of a text as tradition. In this respect, intertextuality is the legitimate exploration of such perceived reality. In the process of ideation, the transcendent quality of text accesses reality in a manner unavailable to event and history. It may well be a serious error of reading to continue to consider tales in the form of coherent units of tradition. We have long correctly learned to read larger units, such as the Abraham cycle, as composite – indeed, segmented – wholes, freeing ourselves of the need for consistency and integrated resonance. So, too, we might approach much smaller units of the tradition; for example, 2 Samuel 1. If we read the story, we find that, as we pass from story segment to story segment, each block must be comprehended out of context, where it has its integrity (asking the question about the ‘Amalekite’). Even in the story’s closure, the tale escapes integration, remaining fragmented, and only in the last scene do we gain any inference of the purpose or intention of the narrative as constructed: underlining mimetically the sacred quality of Yahweh’s messiah.
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Is it to be so taken for granted as to shape our very point of departure in interpretation that these text segments – when the intentionality of biblical composition is addressed – typically had any specific Sitz im Leben that we ought see them as songs, oracles or proverbs of the society rather than as a specific written product that has presented itself as such? Did the actual texts we have, indeed, ever have concrete political and historical referents, reflected implicitly in their contents and formulation? Do the segments as such – as tradition blocks – always have what we might seriously identify as an implied reader or author?
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11 Why talk about the past? The Bible, epic and historiography 1999
There has been a long history of discussion about whether the biblical narrative and, in particular, the long prose narrative from the beginning of Genesis to the end of 2 Kings is to be compared not only to the historiography of an Herodotus or Thucydides, but even more to the epic literature of antiquity, and especially to Gilgamesh and, in the classical world, to the works of Homer and Virgil. This was taken up in the debates regarding assumptions of an oral or written Vorlage of biblical prose narrative. In Germany, the early discussion had long been dominated by Hermann Gunkel and Hugo Gressmann through their formalistic work on Gattungen within the context of comparative literature,1 which was tied to some of the early research of the Folklore Fellows during the first quarter of the twentieth century.2 From this perspective of the Religionsgeschichtliche Schule, Eduard Meyer had expressed deep reservations about the use of biblical tradition for a reconstruction of the past already by the turn of the century.3 1. H. Gunkel, ‘Jakob,’ PJ 176 (1919), 339–62; H. Gressmann, ‘Sage und Geschichte in den Patriarchenerzählungen,’ ZAW 30 (1910), 1–34; H. Gunkel, ‘Ursprung und Entwicklung der Joseph-Sage,’ in H. Schmidt (ed.), Eucharisterion, Festschrift für H. Gunkel (Göttingen, 1923), 1–55. 2. H. Gunkel, Schöpfung und Chaos in Urzeit und Endzeit (Göttingen: Vandenhoeck & Ruprecht, 1895); H. Gunkel, Genesis übersetzt und erklärt (Göttingen: HKAT, 1901); H. Gressmann, Die Ursprünge der israelitischen-jüdischen Eschatologie, Forschungen zur Religion und Literatur des alten und neuen Testaments 6 (Göttingen: Vandenhoeck & Ruprecht, 1905); A. Aarne, Verzeichnis der Märchentypen, Folklore Fellows Com munications, FFC 3 (Helsinki: Folklore Fellows, 1910); A. Aarne, Leitfaden der vergleichenden Märchenforschung, FFC 13 (Helsinki: Folklore Fellows, 1913); J. Bolte and G. Polivka, Anmerkungen zu den Kinder- und Hausmärchen der Brüder Grimm, 5 vols (Leipzig: Dieterich’sche Verlagsbuchhandlung, 1913–22); K. Krohn, Übersicht über einige Resultate der Märchenforschung, FFC 96 (Helsinki: Folklore Fellows, 1931); S. Thompson, Narrative Motif Analysis as a Folklore Method, FFC 161 (Helsinki: Folklore Fellows, 1955); S. Thompson, Motif Index of Folk Literature, 6 vols (Bloomington, IN: University of Indiana, 1955–58); S. Thompson, The Types of the Folktale: A Classification and Bibliography, FFC 184 (Helsinki: Folklore Fellows, 1961). 3. E. Meyer, ‘Der Stamm Jakob und die Entstehung der israelitischen Stämme,’ ZAW 6 (1886), 1–16; E. Meyer, Forschungen zur alten Geschichte (Darmstadt : Wissenschaftliche
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Although considerable energy in the 1970s had been invested in the as yet unresolved questions regarding oral and written composition,4 the center of the field5 has explored the alternative possibilities of historiography as the dominant genre of biblical studies.6 Noth himself, however, had argued for a far less creative evolution of tradition in his insistence on an oral Vorlage for the Pentateuch.7 The discovery and translation of Ugaritic poetry since 1929 and particularly the tendency to identify one cycle of the Ras Shamra texts as ‘the Keret epic’ gave added impetus to efforts to find epic roots for biblical prose narrative in early West Semitic narrative poetry. Frank Cross8 and Umberto Cassuto9 both used the Ugaritic poems in an attempt to revive Arvid Bruno’s much earlier efforts10 to find an epic predecessor of biblical prose, and – with the help of Sigmund Mowinckel’s assertion11 of a ‘national epic’ on the basis of a liturgical understanding of the psalms of David – to propose the existence of a Hebrew national epic as a direct continuation of Ugarit’s tradition. In the generation of Cross’s Buchgesellschaft, 1892); E. Meyer, Die Israeliten und ihre Nachbarstämme (Darmstadt: Wissenschaftliche Buchgesellschaft, 1906). 4. See Chapters 4 and 5, this volume; also T. L. Thompson, ‘A New Attempt to Date the Patriarchal Narratives,’ JAOS 98 (1978), 76–84; D. Gunn, The Story of King David: Genre and Interpretation, JSOTS 6 (Sheffield: JSOT Press, 1978); T. L. Thompson, The Fate of King Saul, JSOTS 14 (Sheffield: JSOT Press, 1980). 5. Taking its departure from Martin Noth’s Überlieferungsgeschichtliche Studien (Tübingen: Niemeyer, 1948). 6. H. Cancik, Mythische und historische Wahrheit, SBS 48 (Stuttgart: Katholisches Bibelwerk, 1970); H. Cancik, Grundzüge der Hethitischen und alttestamentlichen Geschichtsschreibung, ADPV (Wiesbaden: Harassowitz, 1976); the important monograph of J. Van Seters has had enormous influence: In Search of History: Historiography in the Ancient World and the Origins of Biblical History (New Haven, CT: Yale University Press, 1983); also J. Van Seters, Abraham in History and Tradition (New Haven, CT: Yale University Press, 1975); also having great influence within conservative American biblical studies have been Baruch Halpern’s two studies: The Emergence of Israel in Canaan, SBLMS (Chicago, IL: SBL, 1983); and The First Historians (San Francisco, CA: 1988). In more recent years, however, the question of genre has lost considerable focus; so B. Peckham, History and Prophecy: The Development of Late Judaean Literary Traditions (New York: Doubleday, 1993). 7. M. Noth, Überlieferungsgeschichte des Pentateuchs (Stuttgart: Kohlhammer, 1948), 40–44; M. Noth, Geschichte Israels (Göttingen: Vandenhoeck & Ruprecht, 1954); M. Noth, ‘Der Beitrag der Archäologie zur Geschichte Israels,’ VTS 7 (1960), 262–82; M. Noth, Die Ursprünge des alten Israel im Lichte neuer Quellen (1961); cf. E. Speiser, Genesis, Anchor Bible Commentary 1 (New York: Doubleday, 1965), xxvii–xliii. 8. F. M. Cross, Canaanite Myth and Hebrew Epic: Essays in the History of the Religion of Israel (Cambridge, MA: Harvard University Press, 1973). 9. U. Cassuto, The Israelite Epic, Biblical and Oriental Studies II (Jerusalem: Magnes, 1975), 69–109. 10. A. Bruno, Das Hebräische Epos (Uppsala: Almqvist, 1935); A. Bruno, Rhytmische Untersuchungen von Gen, Ex, etc. (Uppsala: Almqvist, 1953–59). 11. S. Mowinckel, ‘Hat es ein israelitisches Nationalepos gegeben?’ ZAW 53 (1935), 130– 53; S. Mowinckel, The Psalms in Israel’s Worship (Oxford: Blackwell Publishing, 1962).
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students and in the United States generally12, one also – somewhat inconsistently – finds discussions promoting the acceptance of an originally prose epic tradition. Shemaryahu Talmon of the Hebrew University,13 on the other hand, takes his departure from Umberto Cassuto’s theological assertion of a Mosaic monotheism for the earliest of biblical literature and rejects both Cross’s and Cassuto’s assertions of an original Hebrew epic on the basis of his understanding of the epic genre’s essential roots in polytheistic myth. Talmon asks, rather, whether Israel hadn’t developed alternative forms to fulfill the functions of the epic in its national literature. In particular, he points to prose narrative as Israel’s alternative to the epic genre.14 Already beginning in 1975, when John Van Seters lowered the dating of the earliest sources of Genesis–Numbers to the sixth century,15 and especially since 1983, when Van Seters linked tradition history’s deuteronomistic narrative not to epic tradition at all but rather to Greek historiographic literature and particularly to a near contemporary Herodotus,16 the commonly assumed distinctiveness of biblical tradition from early ancient Near Eastern ‘polytheistic’ mythology found a diachronic explanation. Van Seters’s separation of the biblical tradition from Ugarit and his reorientation of biblical narrative towards the genre of historiography, standing in sharp contrast to the genre of epic, has left
12. R. E. Friedman, The Creation of Sacred Literature: Composition and Redaction of the Biblical Text, Near Eastern Studies 22 (Berkeley, CA: University of California Press, 1981); F. M. Cross, ‘The Epic Traditions of Early Israel: Epic Narrative and the Reconstruction of Early Israelite Institutions,’ in R. E. Friedman (ed.) The Poet and the Historian: Essays in Literary and Historical Biblical Criticism, HSS 26, (Chico, CA: Scholars Press, 1983), 23–9; R. E. Friedman, Who Wrote the Bible (New York: Summit, 1987); R. S. Hendel, The Epic of the Patriarch: The Jacob Cycle and the Narrative Traditions of Canaan and Israel, HSM 42 (Atlanta, GA: Scholars Press, 1987); G. W. Savran, Telling and Retelling: Quotation in Biblical Narrative (Bloomington, IN: Indiana University Press, 1988), S. B. Parker, The Pre-Biblical Narrative Tradition: Essays on the Ugaritic Poems of Keret and Aqhat (Atlanta, GA: Scholars Press, 1989); R. B. Coote and D. R. Ord, The Bible’s First History: From Eden to the Court of David with the Yahwist (Philadelphia, PA: Fortress, 1989); Peckham, History and Prophecy, esp. 1–28. 13. S. Talmon, especially: ‘Did There Exist a Biblical National Epic?’ Literary Studies in the Hebrew Bible: Form and Content (Jerusalem: Magness, 1993), 91–111; also: ‘Eschatology and History in Biblical Thought,’ Literary Studies, 160–91; and ‘The Comparative Method in Biblical Interpretation: Principles and Problems,’ Literary Studies, 11–49. 14. Talmon, ‘Did There Exist?’ On the assumption of a biblical monotheistic revision of ancient Near Eastern perceptions, cf. T. L. Thompson, The Bible in History: How Writers Create a Past (London: Cape, 1999; published in the US as The Mythic Past: Biblical Archaeology and the Myth of Israel, New York: Basic Books, 1999), 293–301, 317–22; also, T. L. Thompson, ‘Historieskrivning i Pentateuken: 25 År efter Historicity,’ FBE 10, G. Hallbäck and J. Strange (eds) (Copenhagen: Museum Tusculanum, 1999), 67–82. 15. J. Van Seters, Abraham in History and Tradition. 16. J. Van Seters, In Search of History.
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the field deeply divided.17 There has been an especially sharp division between the models of Cross and Cassuto’s assertion of epic roots of biblical narrative in Ugaritic poetry on the one hand, in contrast to the tradition-historical explanation expressed in Van Seters’s hypothesis of a non-epical and more direct literary production of historiography in the manner of Herodotus on the other. Talmon’s rejection of the genre of epic for biblical literature on theological grounds – while superficially supporting Van Seters’s historiographical alternative – has, because of Talmon’s early dating, substantially removed any hope for consensus in the foreseeable future. In spite of its profit and interest, I find the debate about whether there was once a Hebrew epic that somehow stood as the ancestor of biblical prose narrative and whether biblical literature fulfills epic functions, or whether biblical literature can be understood as a progressively redacted literary composition fulfilling historiographic functions, a decidedly false debate, given that we have hardly defined, save by example and the use of Homeric epitome, what an epic is or what functions it might serve. We have not yet determined the syntax of epic literary expression. The search for definition is quite deceptive. Gilgamesh’s Uruk and Keret’s Ugarit are hardly national societies; their implied authors cannot be seen as spokesmen for any very specific folk. It was not the genre of epic as such which gave Gilgamesh, Odysseus or Aeneas their roles in folk etiologies and origin stories. It was not the Aeneid, but its reception’s Roman tradition that recast its hero, Aeneas, as ancestor in Roman origin stories. Nor was the genre as such responsible for such stories’ reception as canonical texts within the educational traditions of antiquity. It has been rather their later refractions in the commentary and discourse of their reception, not anything implicit to their authorial voices. Similarly, it has been the reception of their traditions which defined their roles as rendering self-understanding for the bearers of these narratives. Nor is biblical literature as such a text, rendering any national understanding. Epic tradition cannot be described as a national literature any more than early historiography can – however much scholars may have anachronistically asserted such nationalism in their historiographies about the origins of nations. It is after all an element of the surface plot of biblical narrative which created the metaphor of Israel lost as our biblical entry into the world of ethné. It is this metaphor, not something associated with any real society’s self-identity or any biblical text’s implied author, which corresponds best with Herodotus’ idealistic concept of ethné. The tradition’s epitome within a historical Judaism, on the other hand, with its decidedly secondary and derivative voice of a new Israel and a repentant remnant, found a religious – not a national – identification. Israel, as a topos of self-identity is not among the goyim, but ever a ‘people of
17. Such division of opinion is obviously responsible for the lack of clarity in questions of genre as, for example, reflected in S. Mandell and D. N. Freedman, The Relationship Between Herodotus’ History and Primary History, South Florida SHJ 60 (Atlanta, GA: Scholars Press, 1993), as well as in F. A. J. Nielsen, The Tragedy in History: Herodotus and the Deuteronomistic History, CIS 4 (Sheffield: SAP, 1997).
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God.’ This identification reflects the universal rather than nationalist character of so many figures of biblical literature – from Noah and Abraham to Saul and David, Job and Jonah, which render it attractive across many cultures, which variously found their more particularist tradition’s point of departure. Another avenue of biblical research, with roots in the Religionsgeschichtliche Schule of Gunkel and Gressmann within biblical studies, had early been supported both by Russian formalism as reflected in the theories of Vladimar Propp and Axel Olrik, as well as by such international and comparative literature and folklore projects as that of James Frazer’s Golden Bough.18 It had been strongly and positively affected by the Babel–Bibel debates as well as the ‘Myth and Ritual’ school.19 It turned to questions of composition and tradition not so much out of a search for origins or historical roots, but as a part of comparative literature and intellectual history. How can the literature of one region help with the understanding of another was ever its implicit question. In the 1950s, Cyrus Gordon worked on parallels of literary motifs between the Bible and Homer,20 Eduard Nielsen investigated oral tradition21 and Walter Baumgartner studied taletypes.22 In the present generation of research, the work of Robert Culley on oral forms,23 of Dorothy Irvin on ancient Near Eastern motifs and episode patterns,24
18. V. Propp, Morphology of the Folktale (Austin, TX: University of Texas Press, 1968); A. Olrik, ‘Epische Gesetze der Volksdichtung,’ ZDA 51 (1909), 1–12; A. Olrik, Folkelige Afhandlinger (Copenhagen, 1919); J. Frazer, Folklore in the Old Testament, 3 vols (London, 1919); J. Frazer, The Golden Bough, 7 vols (London: Macmillan, 1913–22). 19. F. Delitsch, ‘Babel and Bible,’ lectures 1–3 (London, 1906); J. Ebach, ‘Babel und Bibel’ oder das ‘Heidnische im alten Testament,’ in R. Faber (ed.), Die Restauration der Götter: Antike Religion und Neo-paganismus, (Würzburg: Königshausen & Neumann, 1986); see now R. G. Lehmann, Friederich Delitsch und der Babel-Bibel Streit, OBO 133 (1994); S. H. Hooke, Myth and Ritual: Essays on the Myth and Ritual of the Hebrews in Relation to the Culture Pattern of the Ancient Near East (London: Oxford University Press, 1933); S. H. Hooke, The Labyrinth: Further Studies in the Relation Between Myth and Ritual in the Ancient World (London, 1935); S. H. Hooke, The Origins of Early Semitic Ritual, Schweich Lectures for 1935 (London, 1938). 20. C. H. Gordon, The World of the Old Testament (Garden City, NY: Doubleday, 1958); C. H. Gordon, Before the Bible (London: Collins, 1962); C. H. Gordon, The Common Background of Greek and Hebrew Civilizations (New York: Norton Library, 1965). 21. E. Nielsen, Oral Tradition: A Modern Problem in Old Testament Introduction, SBT 11 (London: SCM, 1954). 22. W. Baumgartner, Zum alten Testament und seiner Umwelt (Leiden: Brill, 1959). 23. R. Culley, Oral Formulaic Language in the Biblical Psalms, Near and Middle Eastern Series 4 (Toronto: University of Toronto Press, 1967); R. Culley, Studies in the Structure of Hebrew Narrative, Semeia Supplements (Chico, CA: Scholars Press, 1976); R. Culley (ed.), Perspectives on Old Testament Narrative, Semeia 15 (Chico, CA: Scholars Press, 1979). 24. D. Irvin and T. L. Thompson, ‘The Joseph and Moses Narratives,’ in J. H. Hayes and J. M. Miller (eds) Israelite and Judaean History (Philadelphia, PA: Westminster, 1977), 147–212; D. Irvin, Mytharion: The Comparison of Tales from the Old Testament and ancient Near East (Neukirchen: Neukirchener Verlag, 1978).
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and of Jack Sasson on tale types25 were all highly productive efforts of the 1970s which took their point of departure from the field of comparative literature, especially from the commentary of Bolte and Polivka on Grimm’s Märchen, the field research of Parry and Lord on Serbo-Croatian oral song and the comprehensive analytical index of motifs of Stith Thompson.26 It is this tradition of scholarship which is most in evidence in Copenhagen. Formalism marks our approach to literary and comparative studies and it is that approach that informs and structures the need to create an analytical index of the theological motifs and motif-clusters of biblical tradition. Such a project will enable us to establish theological links not only to the early Jewish literature of the Apocrypha, Pseudepigrapha, and Qumran, but to the New Testament as well. It is now thirty years ago that Heike Friis and Niels Peter Lemche27 took their leave from Noth’s tradition history and in particular from its dependence on an internal chronology of Israelite history and Bible composition.28 There was a similar break from the Albright tradition and the comparative method’s early tendencies at crosscultural harmonizing that was so essential to Cross and Cassuto’s assumption of Ugaritic origins for biblical narrative.29 Not only do I think it important to follow an absolute chronology in dating the formation of biblical tradition rather than the relative chronology of Van Seters, but this is also based on textual evidence rather than on an internal, evolutionary ground of tradition development. Intellectually, biblical composition takes place within a Jewish rather than an Israelite context.30 I had long ago objected both to Van Seters identification of the earliest stratum in the Pentateuch as ‘oral,’ on the basis of the rules of evidence – the texts we have are all written texts and the techniques of transmission from oral to written are essential to literary techniques – as well as to his methodologically crippling distinction between oral and literary societies, on socio-historical grounds – all societies are oral, even literate societies! Rejecting both Van Seters’s historiographic compositional unity and Cross’s search for an
25. J. Sasson, Ruth (Baltimore, MD: Anchor, 1979). 26. Bolte and Polivka, Anmerkungen; Thompson, Motif Index; M. Parry, L’Épithète Traditionelle dans Homère (Paris, 1928); M. Parry, ‘Studies in the Epic Technique of Oral Verse Making: Homer and the Homeric Style,’ HSCP 41 (1930), 73–147; M. Parry, ‘The Homeric Language as the Language of Oral Poetry,’ HSCP 43 ( 1932), 1–50; M. Parry and A. B. Lord, Serbocroation Heroic Songs, 2 vols (Cambridge, MA: Harvard University Press, 1954); A. B. Lord, The Singer of Tales, HSCL 24 (Cambridge, MA: Harvard University Press, 1960). 27. In two prize essays at the University of Copenhagen in 1968. These have been subsequently published as H. Friis, Die Bedingungen für die Errichtung des davidischen Reiches in Israel und seiner Umwelt, BDBAT 6 (Heidelberg: DBAT, 1986); N. P. Lemche, Israel i Dommertiden (Copenhagen: Akademisk Forlag, 1972). 28. M. Noth, Überlieferungsgeschichtliche Studien. 29. T. L. Thompson, The Historicity of the Patriarchal Narratives: The Quest for the Historical Abraham, BZAW 133 (Berlin: de Gruyter, 1974). 30. For a brief overview, see T. L. Thompson, The Mythic Past (New York: Basic Books, 1999), Part III.
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epic unity in a pre-history of our texts, I am inclined to see biblical composition as driven by antiquarian motives, and the present form of canonical books – developing from a tradition of commenting on, collecting and classifying by topic and genre a considerable breadth of literature – as a singularly useful technique appropriate to the transmission of a multi-variant and discursive intellectual heritage. I am strongly opposed to Cassuto and Talmon’s historicistic reading of biblical theology, which attempts to assert a monotheistic Moses tradition against its environment without need for either historical development or context. Talmon’s question of whether biblical literature had other forms which fulfilled the functions of the epic, however, is still important, though it starts from false assumptions of an essentialist epic genre, to which other traditions presumably need to comply. Not only do we need to attend to function as well as form in comparative studies, but we should also attend to the literature we in fact have within the specific cultures of our investigation. In this respect, the Hebrew prose narrative we have needs to be the focus of our questions of comparison and potentially interpretative literary contexts and not some other construct that would be more typical of an epic our theory would prefer. Nor should we be too restrictive in our focus on any single chain of narrative. We also, for example, need to consider the composition techniques implicit in many close variants to the stories of Genesis to 2 Kings which we find in 1–2 Chronicles, the Book of Jubilees, 1 Enoch, the Damascus Covenant, the Testament of Moses, the Genesis Apocryphon, and even the Book of Deuteronomy, insofar as it is understood to be an independent variant or paraphrase of Exodus–Numbers. Moreover, just as the recognition of literary function is a goal of analysis, this departure from an essentialist approach to genre should encourage us to take up the rich collections of Hebrew song from Isaiah to the Psalms and Job, as well as the wisdom literature from Deuteronomy and Leviticus to Proverbs and Ecclesiastes in an effort to understand narrative, historiography and tradition collection. On the basis of an analysis of comparable themes and motifs, such texts give access to a discourse implicit in the intellectual continua within a literary world that our narratives dramatize and historicize. The choice of texts with which we might approach the question of whether there is a biblical literature comparable to what we call ‘epical,’ such as Gilgamesh, Keret, the Iliad, the Odyssey, and the Aeneid, breaks arbitrary confinements not only of genre but of authorship. We might also free ourselves from scholarly prejudices related to assumptions of national singularity. The culturally unifying components of a biblical literary corpus – especially if one includes the early targums – is a religiously coherent, not a nationally motivated formation and transmission of Hebrew, Aramaic, and Greek texts. This world of text development is Jewish not Israelite, a product of the Persian and Hellenistic imperium, rather than of Palestine’s Iron Age. The central issue is one of text production not of sources: historical or literary. Methodologically, I believe we must move towards formalism as a means of controlling and systematizing our analysis of an integrated intellectual world. Lines of literary development and theories of book composition can hardly be seen as either linearly simple or chronologically progressive within an enclosed perception regarding single
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compositions. In fact, the evolutionary theories of the historical-critical method – whether regarding a Pentateuch or a deuteronomistic historian – must allow for exegetical questions of the text’s implicit rhetoric. Diachronic questions about borrowing, redaction and dependence – now loosened from their purported historical contexts – need to be integrated with synchronic questions of literary and intellectual associations related to reception. The seductive powers of comparative literature laid out on a broad canvas seem now irresistible. The once great debate between oral and written sources, in an effort to solve problems regarding the origins of biblical tradition, has resolved itself peculiarly. The unequivocal rebuttal of the hypothesis of an oral Grundlage: that the tradition we have is not oral at all but written, at least as a written revision of only hypothetically oral stories,31 has been tenacious. Failing a history of Israel as appropriating context, a hypothetical Grundlage – theoretically allowing access to the past – defies definition. Text-Archäologie, without a firm stratigraphy, is reduced to treasure hunting. The deconstruction of a historicized biblical Israel has destroyed the tools for doing an internal tradition-history of our texts. Not only is the historicity of a ‘Josianic reform’ shaken, but the use of a specific exilic period as a diachronic watershed for biblical texts has become unmanageable. The ideology of remnant theology informs all our texts – from the Abraham story’s transition from Babel to Hezekiah’s Jerusalem, as well as the thrice empty Jerusalem of Jeremiah – and the exile motif separates not Israelites from Jews, but the old Israel of a legend’s lost past from a new Israel of religious hope. Any pre-history for the tradition has lost its roots in its biblical revision. All biblical qualities, and indeed any folktale, lies in the tradition’s reception.
The Bible in its literary and theological environment This reflection on the Bible as part of a literary world is supported by the many close parallels that have been drawn between the Bible and Homer as with Amenemope, Gilgamesh, and Ugarit. Rather, such comparisons become necessary to a reading of our texts. The ‘big bow-wow’ heroes, the self-defining heroic quest, the theme of humanity’s struggle against the gods as every theme of tragedy, the envy of a divine eternity, story closures in self-understanding and humble acceptance of the human condition, all cross the hardly intrinsic geographical, linguistic, and chronological boundaries of inter-related disciplines. The more specifically biblical cadences of narrative rhythms, composition parallelisms, and the chain structures of story-plot find comparable features in both Greek and cuneiform canons. These are pervasive characteristics common to high literature in antiquity, defining as much the operatic tragedy about
31. See Thompson, ‘A New Attempt to Date the Patriarchal Narratives,’ 76–84; T. L. Thompson, The Origin Tradition of Ancient Israel, JSOTS 55 (Sheffield: SAP, 1987), 61–8.
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Israel and its silent God in the Book of Job and the dramatic presentation of the Oedipus legend, as it does the world that we have chosen too narrowly to speak of as epical. The values attached to the boundaries between poetry and prose, which played such a central role in defining what an epic was and which had supported the seemingly interminable debate about whether there was or had ever been a Hebrew or biblical epic, hardly seem of critical importance any longer. Biblical narrative – the literature of first interest to the comparative scholar of international epics – is prose. It is well defined as Kunstprosa.32 It is recurrently marked by reiterative parallelism, density of alliteration, interpretive word puns, lists of various sorts, and naming etiologies. It displays an everintrusive, tradition oriented, implicit discourse on both narrative plot and on theme. Leitmotifs abound and thematic reiteration structures the continuity of a firmly linked chain of narrative. It frequently uses inspired song as interpretive commentary, marking an ever-variable passage between the world of gods and humanity. It is a philosophical dialogue, witnessed by a compositionally motivated assembly of variants that mark plot, scene and theme, between both the multiple implicit authors of a text and the audience of its reception. These features of early Hebrew prose define the function of biblical story as ephemeral illustration and discursive refraction, not reflecting a past so much as a transcendent reality. On the plot-driven surface of biblical narrative, gods – as in Greek literature – are ever misunderstood by men. This marks such narration essentially as tragic; for it is the gods that control human destiny. Exodus 15, Deuteronomy 32, and 2 Samuel 22 all present songs as theologically motivated closures and interpreters of larger prose narratives. Exodus 15, the ‘Song of the Sea’ interprets Israel’s crossing of the sea as a new creation, echoing Genesis 1 and Psalm 89: a people is born through the Divine Wind’s cosmic victory over the sea. The Egyptians are cast in the role of the ‘kings’ and ‘nations’ in uproar as in Psalm 2:1-2. Like Psalm 1:4’s chaff, they are blown away as froth on the surface of the waters.33 Moses sings a song of thanksgiving, reiterating the creation story of Genesis 1, not to identify a great event of Israel’s past, but to interpret the transcendent meaning of the story as a new creation. Similarly, Deuteronomy 32 – another song of Moses – closes the long narrative of the Pentateuch by interpreting it, within an inclusive monotheistic framework, as an origin story about Yahweh as Israel’s god and Israel as the first-born of Yahweh’s inheritance. As one of the sons (or messengers) of El Elyon, the old deity of Israel past is interpreted as a refraction of the truly divine. He was the divine as Israel had known it. The function of such song within prose narrative, offering a theological interpretation of the tradition’s storyline, becomes particularly clear with the reiteration of Psalm 18 and 1 Samuel 22. David sings this song after Yahweh had saved him from all of his enemies. Reiterating both 1 Samuel 25’s blessing of Abigail and 2 Samuel 7’s prophecy of Nathan, the song
32. Allan Petersen, The Royal God: Enthronement Festivals in Ancient Israel and Ugarit?, CIS 5 (Sheffield: SAP, 1998). 33. See Chapter 12, this volume.
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interprets David and his story as ephemeral illustrations of a transcendent myth about Yahweh and his messiah that we find in Psalms 2, 8, 89 and 110. David, as the singer of Psalm 18 at the close of his narrative, epitomizes the pious student of Torah. Fearing God, trusting in Yahweh as his salvation, he seeks refuge against the enemies of chaos. With this song, the story closes, mythically transformed in the light of eternity. John Van Seters has underlined an implicit dichotomy in Old Testament comparative studies through his insistence that biblical narrative from Genesis to 2 Kings is literarily driven historiography. Tradition collection, he argues, is part of the process of this historiography. In this hard-won assertion, he stands opposed to all but a most limited assumption of independent oral tradition in the formation of the Pentateuch. This, I believe, has been fundamental to his decision to look to such an author as Herodotus and the Greek tradition of historiography for his comparative analogues, rather than to Homer and early Greek epic and mythic traditions. The dichotomy seems both unnecessary and idealistic, as oral tradition, whatever our knowledge of its influence in the formation of the biblical tradition, belongs to the unrecoverable past. Scholarly fascination with this genre needs tempering. The assumption that mythic traditions are more appropriately associated with epic than historiographic literature is equally unsubstantiated by knowledge. Van Seters’s narrow definition of Herodotus as historiographer carries additional distortions, not least the obscuring of that – for Van Seters – central historiographic function of national self-understanding. Does an assumed chronological synchrony prejudice his choice of Herodotus as analogue for biblical narration? If one wishes to epitomize ancient historiography for purposes of comparison with biblical composition, I would find an international spectrum of Hellenistic antiquarians far more convincing than the ethnographically oriented Herodotus. Egypt’s Manetho, Mesopotamia’s Berossus and the possibly fictive source of Phoenicia’s Philo of Byblos. This spectrum of texts, while perhaps helpful in genre definition, does nothing for chronology. It leads one rather to think of Jewish analogues more in the direction of such tendentiously paraphrastic works as Josephus’ Antiquitates than of biblical narrative as such. From yet another perspective, a selection of such authors as Thucydides and Xenophon on the Greek side might bring to mind the likes of 2 Maccabbees or Josephus’ Bellum Judaicum as a Jewish analogue. I do not wish to question the analogy of the Bible and Herodotus at all, as I find the parallels that have been assembled both interesting and palpable. What I do question is that such comparability should affect our judgment about either genre or chronology. Moreover, it is of the essence of a critical comparative method that a spectrum of comparison be established before conclusions based on such comparison are drawn.34 The common ground between Herodotus and biblical 34. For several systematic examples of spectrum analysis, see T. L. Thompson, The Historicity of the Patriarchal Narratives: The Quest for the Historical Abraham, BZAW 133 (Berlin: de Gruyter, 1974), 17–51; 196–297; N. P. Lemche, Early Israel: Anthropological and Historical Studies on the Israelite Society before the Monarchy (Leiden: Brill, 1985), 95–136; 170–84; 209–44.
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narrative lies both in their prose form and in what, following Flemming Nielsen, I would prefer to call for the moment a ‘corporate narrative perspective,’35 rather than the national self-identity that Van Seters is inclined towards. As Herodotus speaks of the history of all Greeks, he defines Hellas in its struggle against a world-dominating Persian ‘kingdom.’ This is defensibly historiographic since it epitomizes a worldview which is neither mythical nor fictitious in its defining essence. The narrative surface itself reflects the self-understanding of the historiography it supports. In both his narrative’s surface and in the causality of his argument, Herodotus’ work thus differs markedly from Homer.36 Van Seters defines his biblical genre on the basis of its similarities to Herodotus. He understands Genesis–2 Kings to present the narrative of a people of Israel who find self-understanding through their history of struggle against the nations. This literature, he argues, is written to support or create the national self-understanding of an ancient Israel. Functions of material causality and factuality are presented as vehicles of tradition collection. As historiographic functions, however, material causality and factuality are far more at home in Hittite annals and NeoBabylonian chronicles than they are in Herodotus. They are, moreover, quite rare in biblical tradition which can be seen as fully as mythical and folkloric as Homer. The Bible’s commitment to a fictive and mythic past seems so intrinsic to Genesis–2 Kings, that the self-understanding, which Van Seters sees as the primary goal of the tradition’s formation, appears rather more as retrospective reflection on an ‘Israel’ that exists idealistically: not as the origin tradition of a nation, but as a transcendent and mythical people of God. If one must look for Greek comparisons, such a perspective shares far more as an analogue to Plato’s Republic than it does with either Homer or Herodotus.
Contrasting epic with historiography If we take up a comparison of biblical narrative – with Homer and the epic traditions on one side and Herodotus and historiography on the other side of our spectrum – we find a number of significant criteria that link it both with the epical genres and with historiography, but, nevertheless, identify it with neither. I confine myself to six examples: 1. Epic heroes. In cryptic agreement with Talmon37, biblical narrative avoids heroic protagonists with difficulty. David’s winning his bride through the folkloric quest for a hundred Philistine foreskins – like Samson ripping his lions apart like kids – has a grandeur of the epic’s heroic test of valor, that not only contrasts well with Jason’s search for the golden fleece and the glyptic portrayal of Enkidu’s exploits on early seal cylinders, but
35. Nielsen, Tragedy in History, 82. 36. Ibid., 83–4. 37. Talmon, ‘Did There Exist?’
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also has a biting irony that rivals Don Quixote’s caricatures of the heroic genre. Against Talmon, however, biblical literature hardly avoids association with the figure of the hero. The riddle of the honey and the bees in the carcass of Samson’s lion echoes pages of Stith Thompson’s catalogue of folk motifs. The biblically more central, Israel-defining figure of Jacob wrestling with God as night-dæmon to win his role as Israel’s eponymous ancestor, illustrates not so much the past of a people as the tragic essence of humanity’s epical struggle with the divine. Here, we might listen well to the barmaid’s admonishing song to Gilgamesh as he sets out for the land-of-far-away in his quest for eternal life. On the other hand, the historiographic pedantry of Genesis 10’s geographic table of nations and of the Chronicler’s account of lineages of return, hardly gives us confidence in any too-easy rejection of a historiographic genre in favor of an epic. Genesis’s more folkloric tower of Babel story is far more at home as part of humanity’s mythic journey, seeking understanding with Gilgamesh. 2. Oral and written tradition. The debate about oral and written origins of the Bible – like the debate between historiographical and mythical interpretations of the tradition – is a debate about reading. Van Seters presents a theory of successive revisions of a historiographic work which finally becomes Genesis–2 Kings of the Hebrew Bible. One is led to expect integration and coherence to present itself as the historian’s causally grounded logic unifies and harmonizes originally disparate traditions. Yet many texts, such as Exodus 3–6, remain wholly unreadable as story. The issue is more than the assumed original dissonance of sources surviving an imperfect harmonization. As I have argued elsewhere, it is the theology that has swallowed the narrative in Exodus. The text stands lamed and fragmented with purpose. Traditions are collected instead, one on top of the other, as the deity shows himself in the many facets of the past. He is Yahweh of tradition future. Ehyeh ’imak: he will be with them in their name for him just as he has been known in so many different ways of the past: as Isaac’s god and as Abraham’s, as the god of all their fathers – even as El Shaddai which they have forgotten. This element of fragmentation, presenting us with a tradition destroyed and lost, is a fascinating aspect of our traditions. The story of the death of Saul, which one would expect to find as a critical passage in any assumed account of David’s rise to power, defies all historiographic coherence. As many as five different accounts tumble over each other, trying to find their place in the tradition. Who killed Saul is my favorite exegetical question to the student of these passages. Certainly, all are afraid to kill Yahweh’s messiah, except for that poor dumb foreigner who is executed by Saul’s enemy for his trouble! The body of his armor bearer which lies dead on the stage at the curtain for act two has been inadvertently removed by a stagehand by curtain time for act three! The murder of Saul’s own sons vies for the dramatic center with Saul’s death. Has the audience left or is their attention merely divided? At times his sons and their bodies are with Saul, and then they are forgotten and most awkwardly lost, much as the narrative looses Saul’s head which
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is even today rolling around somewhere out on that ancient battlefield in Narnia. This is neither story nor historiography. It is tradition collected, and the tradition is still arguing theologically about its variants and the dread theological implications of the death of the messiah. 3. Reiterative events. Biblical events are rarely singular and biblical narrative rarely carries aspects of historiography’s linear time. It is essentially interpretive: using genealogy to create an identifying legitimation and an eternity-bound context for a succession of heroes, each, in turn, offering illustration to a cyclical reiteration of human destruction and new birth, from Noah’s flood to the hopeful pregnancy of Jeremiah’s daughter of Jerusalem. The governing principle of reality that there is ‘nothing new under the sun,’ voiced by Solomon in Ecclesiastes, not only shares in the Homeric cosmology of fate and destiny, it offers a philosophical rebuttal of historiography and places all reality in the beginning, with God’s creation. Event and history are illusory. The Bible’s progress through time is reiterative: neither linear nor historical. Like the epic, its quest is for understanding: to see the past in the light of eternity. Causation; that is, destiny and fate, are in the hands of the gods. On the other hand, the Masoretic Bible’s folkloric, chronological structure of forty generations over 4000 years, harmonized with a chain of eponymous ancestors, saviors, prophets and divinely chosen kings, rendering a chain of continuity and succession from the creation and Fall to the story of Jerusalem’s election and rejection. This chain is epitomized in the synchrony of royal succession in order to draw out the intrinsic parallelism of the fall of the royal houses of Samaria and Jerusalem as examples of ‘the way of all flesh.’ 2 Kings’ audience is linked to the eternal through its illustrative discourse on Palestine’s past. 4. Historical causes. The issue of historical causation is central to the debate about the Bible as myth or historiography. The biblical witness is irresolutely mixed and we have time for only a single example for illustration: that of ‘Good King Josiah.’ In the Book of Chronicles, Josiah stands as one in a progression of kings of Israel and Judah who had opposed God’s will and were punished for their sins. Josiah is killed. The Chronicler’s goal in contrast was historiographical, drawing moral lessons from the past. He justifies God, arguing that the king had rashly opposed Pharaoh Necco, who was Yahweh’s servant in his war against the Assyrians. In 2 Kings, however, one finds an ever-good Josiah. Never has there been seen such a king in Israel, before or since. The story is quintessentially Jewish. Human goodness is destroyed, unprotected and unmourned. The narrative evokes the remorseless deity of the flood story. Yahweh regrets that he has created humanity and he is beyond repenting the evil he intends against Jerusalem already when the story opens. As in Gilgamesh and Homer, the implicit authorial voice points out how difficult the gods have made it to be human. As in his decision to accept and reject sacrifices in the Cain story, 2 Kings’ Yahweh establishes destinies as he chooses because he chooses, untrammeled by logical cause, but simply by his arbitrary will.
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This brief notation of Josiah’s death in fact opens a chain of scenes about Jerusalem’s fall, marking the long tragic narrative of old Israel’s fall from grace which had begun in Saul’s tragic opposition to David as Yahweh’s messiah, and reached its climax with Hezekiah preparing Jerusalem’s bed in his invitation to the Babylonians. Also before Josiah, Saul too had been a good king, who did all which he saw to be good for his people and his god. For this, he was rejected. 5. Mythic interpretation of events. Comparable to Van Seters’s characterization of historiography as centered in a narrative about a people, in contrast to the stories about great individuals like Gilgamesh and Odysseus, is the distinctive particularity he argues for of themes and stories, with a surface presentation as events of the past, offered as a vehicle for moral lessons. Van Seters is here very close to Von Rad in his understanding of theologies of history. My assertion of reiterative history stands, however, opposed to the implicit assumption of a causal chain capable of developing any such thematically effective linear chronology, which would be capable of creating interpretive evolutionary structured theological arguments such as Heilsgeschichte or a supersessionist covenant theology with national overtones. While the causal chain of historiographic narrative orients the events of the past progressively to the present of the implied author, and the links of this chain are understood as determinative even of events future to the author, a mythic or reiterative understanding of narration accumulates an ever present past. The succession of events, past or future, is arbitrary. Each story synchronically illustrates the one comprehensive act of God’s creation with its ever-reiterated struggle against the nations of chaos. That is the reality behind the tradition. The whole of old Israel’s history is already captured in the narrative chain of Genesis 1–11. Jerusalem falls in ruins together with Babylon’s tower. Already in Genesis 1:2, the creative force of the divine spirit (ruach ’elohim) destroys for all the chaos of nothingness (tohu wa-bohu). The rest of the story – as we learn from Jeremiah 4 – is illustration. 6. National identity. I have a quibble with Van Seters placing the people of an ancient historical Israel at the focal center of our narrative tradition. From the story of Abraham as the father of many nations and that of Jacob becoming Israel’s eponymous ancestor, the reiterative past of biblical narrative plays at best an ambivalent, duplicitous game with the theme of identity. This quarrel I see potentially resolved in the recognition of the tradition as a narration about an Israel past, an Israel lost and rejected, insofar as the voices of the text and its implied audience stand within the narrative’s construct of Israel’s self-understanding as Israel redivivus: an essentially supersessionist ‘new Israel.’ This understanding of a people of God is not of a nation like other nations. That was the ‘House of David’ built by men’s hands; that was the narrative surface of our texts. The wish that the structures of the destiny of old Israel had led to Yahweh’s flood story’s regret that he had created Israel, which had led to their rejection and destruction as a nation, not to its creation, finds its self-understanding
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as a repentant remnant, returning from the cosmic desert of its exile from its God. Playing on a theme of the benei Yisrael as heirs of biblical tradition, the voice of reception ever speaks with 2 Isaiah’s voice, with the sectarian voice of Ezekiel and the Chronicler: with the voice of piety’s new covenant, but hardly with a voice of a nation. The search for the new Jerusalem is not an expression of national hope, but is rather an answer to Adam’s search for all humanity’s way back to the ‘tree of life’ that stands blocked by the flaming sword of Yahweh’s cherubim. Put simply: the Old Testament is not an origin story of ancient Israel, but of a new Israel that is commensurate with early Judaism. This is religious and philosophical self-understanding, explicitly contradicting ethnicity. It has its roots in mythic and theological, not historiographic, perspectives. In concluding this chapter, I struggle against a compulsion to close with three further examples featuring explicit theological discourse related to tradition collection: The Cain story of Genesis 4 evoking discussions of both the theology of election and of the moral and legal implications of murder; most expansively, the headings given to thirteen of David’s psalms, which have contributed to a mutually interpretive discourse between the stories of the Book of Samuel and the mythology implicit in the Psalter – the typology of these headings reveal one of the central techniques used by the Bible’s antiquarians in their collections of narrative and song; and, finally, the great Phoenix-echoing discourse on resurrection in Isaiah 10 used to interpret the Immanuel prophecies of Isaiah 7–9. However, I have treated each of these briefly in my Mythic Past. Here let me merely draw one tentative conclusion; namely, that the biblical traditions present themselves as neither historiography nor as great narrative epic. Why does The Bible then talk about the past? Again – most tentatively – by way of illustration in answer: the text has brought the implied voice of reception into a philosophical discussion: one that I would suggest is epitomized in the opening of Psalm 1: ‘Happy is the one who … has his delight in Yahweh’s Torah and meditates on his instruction day and night.’ That is: the Bible presents itself as instruction and discourse. Its identification with the past is vicarious. Traditions are opened and fragments are presented. The Bible presents transposed and reinterpreted traditions. Our texts discuss; they seek understanding in a theological discourse that runs across the entire spectrum of our texts. The Bible – neither epic nor historiography – is a secondary tradition.
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12 Historiography in the Pentateuch: twenty-five years after Historicity 1999
It is hardly an exaggeration to claim that a modernist perception of history and history-writing as a distinct genre from narrative fiction has been the singularly most tenacious distortion in the past generations’ scholarly reading of the Bible. In the recent Danish lexicon for biblical studies, Gads Bibel Leksikon, for example, Hans Jørgen Lundager Jensen’s quite intelligent article on ‘historie’1 recognized modern scholarship’s intense self-identification with this concept. Accordingly, he found it necessary to concentrate his article entirely on distinguishing biblical narrative perceptions from a modern perception of history or of the Bible as useful for our historical reconstructions. With Lundager Jensen, I find myself much at odds with what seems implicit in the title of my essay. Given modern perceptions of historiography, one seems condemned to write about what the Bible is not. If, however, one chooses to write about biblical perceptions and what is implicit in the Bible’s use of the past, and of time in its narration instead of history and history writing, one struggles against the very language one uses.2 One hardly escapes the anachronistic distortion one is so aware of. Is it possible that biblical writers simply did without a concept of history in their historiography, and didn’t do anything in particular ‘instead of’? The Dantesque destiny that condemns historical-critical research to inescapable anachronism also cripples our efforts to discuss the ideology of narration implicit in biblical traditions. Whether or not one identifies the Pentateuch with the biblical concept of Moses’ torah, it too is an anachronistic concept in regard to perceptions implied by the voices of our texts. The existence of the Pentateuch for both its authors and commentators is hardly an idle question, but one that has had great influence in determining how we read the Bible’s first five books. Both the Pentateuch and historiography in the sense of history writing are two anachronisms of our critical language which beg resolution. In an effort to cope with the problems of this unwanted legacy, I have added the reference to my book on historicity, published
1. H. J. Lundager Jensen, ‘Historie,’ GBL (Copenhagen: Gad, 1998), 306; see also, P. Bilde, ‘Historieskrivning,’ GBL, 306. 2. T. L. Thompson, ‘Historiography: Israelite,’ ABD (Garden City, NY: Doubleday, 1992).
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twenty-five years ago, to help define my perspective and my questions. Since the appearance of this dissertation, the historicity question has expanded beyond Genesis and its patriarchs to include not only the Pentateuch, but also the whole of the extensive narrative chain of Genesis–2 Kings and its many wide-ranging variants, including the dramatic projections of prophets, sages and psalmists used in the Bible’s different collections of song and wisdom. The question of historicity has infected as well the whole of our understanding of the traditional past related to the Israel and Judah we know from our Bible. Already in the conclusion to Historicity, I came to argue that the problems of the Bible and history could not be resolved merely on the basis of the Bible’s acceptability as history. Rather, such resolution rested on our ability to understand literary forms of biblical narrative which are foreign to us.3 In this way, my book closed on an unanswered question: What then is it if it is not historical? What then does the tradition do, if it does not recount the past? This twenty-five-year-old question I wish now to reassert as perhaps a viable alternative to whatever one wishes to suggest with the word ‘historiography.’ It is, I think, hardly useful any longer to write about either history or historicity and the Bible. Lundager Jensen has given an eloquent answer to my question about historicity. Others have as well. The forms of language foreign to us have come to inform us and the variable ideologies implicit in biblical composition stand opposed to what we had once thought as history writing.4 Lundager’s audience, however, still has the strength to entrap him and demand of him the redundancies he offers in an article condemned to strive at its best for eloquent irrelevance. It has become unseemly, I repeat, to continue the debate on historicity, which uncritical theology and biblical archaeology’s self-interest perpetuates. The current discussion is only about history when it stands apart from the world as perceived by the Bible. Asking whether the Bible is in some way historical no longer informs. It gets in the way of reading our texts. I have argued the benefits of separation of these worlds in many different ways: from that of removing the distortions to our historiography which the continued biblical orientation brings, to an awakening of exegesis to some of the theological dimensions of ancient biblical discourse.5
3. T. L. Thompson, The Historicity of the Patriarchal Narratives: The Quest for the Historical Abraham, BZAW 133 (Berlin: de Gruyter, 1977), 328. 4. For purposes of clarity, allow me to prescind here from John Van Seters’s excellent discussion of ancient historiography as an essentially fictive genre of ethnography and tradition building, especially J. Van Seters, In Search of History: Historiography in the Ancient World and the Origins of Biblical Historiography (New Haven, CT: Yale University Press, 1983); J. Van Seters, Der Jahwist als Historiker (Zürich: Theologische Studien, 1987). This is a discussion I plan to take up in another article shortly. 5. Thompson, Historicity, 52–7, 294–6, 326–30; T. L. Thompson, The Origin Tradition of Ancient Israel (Sheffield: SAP, 1987),11–40; T. L. Thompson, The Early History of the Israelite People, SHANE 4 (Leiden: Brill, 1992), 158–70; T. L. Thompson, The Bible in History: How Writers Create A Past (London: Jonathan Cape, 1999; published in the US as The Mythic Past: Biblical Archaeology and the Myth of Israel, New York: Basic Books, 1999), 3–99.
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Ideology in biblical composition In a recent book, I have presented a hypothesis of tradition collection and composition,6 which centers on the analysis of techniques of reiteration and variation: a presentation of stories and song which in their echoes of each other open an implicit, interpretive discourse about the tradition. A considerable literary field of reference seems implicated in this discourse. Both the implied voice and audience of our texts expose again and again a sectarian voice of philosophical pietism: what my colleague, Niels Peter Lemche, has referred to as a Taliban mentality,7 and I see as epitomized in Psalm 1’s ‘theology of the way.’8 The texts tell us much of their implied historical context. It is a double and reiterated world which is referenced: a narrative world of story, illustrating a recurring struggle between a transcendent heaven, which determines human fate against the transient world of men, resisting understanding. While its goal is enlightenment, the central opposition is expressive of the tragic irreconcilable differences between the divine and the human, exemplified with the themes of life, understanding and ever-creative fertility. The events of old Israel and its losing struggle with its god, Yahweh, belong to the realm of mankind. This realm stands in illustrative polarity of another, mythological world, reflecting the ultimately unknowable and transcendent realm of truth and wisdom. The narratives that have come to us in the first five books of the Bible – ‘stories of creation and origins’ – play a significant role in this construct. Central to the question of historiography is Genesis’s starting point at the creation, a point of departure whose Greek analogies John Van Seters and others have rightly emphasized.9 Genesis, even more than Chronicles, begins at the beginning. From there, biblical narrative continues in a loosely associated succession of 6. Thompson, The Bible in History. 7. N. P. Lemche, The Israelites in History and Tradition (Philadelphia, PA: Westminster, 1998). 8. T. L. Thompson, ‘Salmernes bogs “Enten-Eller” spørgsmål,’ in T. Jørgensen and P. K. Westergaard (eds), Teologien i Samfundet: Festskrift til Jens Glebe-Møller (Frederiksberg: Anis, 1998), 289–308. 9. E. Meyer, Geschichte des Altertums II (Berlin: Topelman, 1913), 282–5; C. H. Gordon, The Common Background of Greek and Hebrew Civilizations (London: Collins, 1962); H. Cancik, Grundzüge der hethitischen und alttestamentlichen Geschichtsschreibung, ADPV (Wiesbaden: Harrassowitz, 1976). Van Seters, In Search of History; J. Van Seters, Prologue to History: The Yahwist as Historian in Genesis (Louisville, KY: Knox, 1992); N. P. Lemche, ‘The Old Testament: A Hellenistic Book?,’ SJOT 7 (1993), 163–93; N. P. Lemche, ‘Indledningen til Davids Salmer: Nye betragtninger vedrørende Salme 2,’ in L. Fatum and M. Müller (eds), Tro og Historie: Festskrift til Niels Hyldahl, FBE 7 (Copenhagen: Museum Tusculanum, 1996),142–51; T. M. Bolin, ‘When the End is the Beginning: The Persian Period and the Origins of the Biblical Tradition,’ SJOT 10 (1996), 3–15; F. J. Nielsen, The Tragedy in History: Herodotus and the Deuteronomistic History, CIS 4 (Sheffield: Sheffield Academic Press, 1997); A. R. Petersen, Prose and Parallelisms: The Beginning and the End of the Documentary Hypothesis (unpublished dissertation, University of Copenhagen, 1998); Thompson, The Bible in History.
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stories and collections of tradition through twelve books, finding a closure at the end of the book of 2 Kings in a brief episode of the humiliated last scion of Israel and Judah’s forty kings receiving his daily ration of Babylonian hospitality ‘all the days of his life.’ Neither the story nor its composition is continuous. Not only does one find a chain of ancestors and heroes lightly linked in their succession, as well as in competing chains of periods and books, but one also finds a more ideological and thematic coherence which has fed several generations of scholarly debate over compositional units and their dissonance. Such factors weigh heavily in the issue I wish to explore, but cannot be directly engaged in this chapter. No effort is made to argue more than that the reception of Genesis–2 Kings has perceived this extended chain of narrative as a coherent whole. The stories move progressively in a third person narration through time, linearly, from beginning to end. The received voice of the narrative chain stands both at the creation and at Jerusalem’s fall. This voice, whether integral to the text itself or implied by the tradition’s reception, is also anachronistic. This is always the story about Israel past: the whole story, from beginning to end. It is more appropriate to our purpose to recognize that it is this anachronistic voice that has been most frequently misunderstood as our text’s historiographic voice.10 The placement of Chronicles–Ezra–Nehemiah, as well as of the Greek Bible’s Books of the Maccabbees have in their turn been understood as implicit expansions of and variations on this chain: as extensions of its assumed historiographical voice into ever later epochs of the tradition past. The tendency to read the Bible’s narrative as history in the spirit of a Manetho or Berossus, however, finds an instructive corrective in the collections of prophetic expansions, such as we find in the books of Isaiah, Jeremiah and Jonah, offering commentary and interpretation to 2 King’s story of Old Israel, the defining voice of whose reception has been oriented to the understanding produced by such self-identifying metaphors as the Chronicler’s new Israel and Ezra’s restoration. Such was the point of narrative departure for this biblical tradents’ flight into the past.11 It needs to be emphasized that such secondary voices of Genesis–2 Kings’ reception do not speak with a voice of the exile, any more than our narration’s later historiographically inspired expansions speak respectively with a voice of Persian restoration or Hasmonean hegemony, however much they legitimately provide the modern historian of tradition with a dating a quo for these respective traditions. One need hardly go further than the far from historiographical epitome of this same tradition as expressed in Ben Sira 17 or the history of reception of the tradition as reflected in our variable canons. Far from the ordinary voice of the biblical text’s omniscient narrator, the secondary voice of reception has no knowledge whatever of the events of tradition. Nowhere is this clearer than in the recurrent intrusion and usurpation of the tradition’s authorial voice. Such explicit usurpation of the voice of narration is well recognized. We need
10. As, for example, in our perceptions of a Pentateuch, Tetrateuch, Hexateuch and Deuteronomistic History. 11. G. Garbini, History and Ideology in Ancient Israel (New York: Crossroad, 1988), 151–2.
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only point to the explicit reference to the Passover seder in Exodus 12:26-27. Implicit intrusions, however, need further argument, which this chapter hopes to engage by example. I offer the following motif-analytical commentary on Genesis 1:2, with special regard to certain ideological nuances of biblical theology and composition on the themes of desert and destruction, spirit and creation, water and land. The dominant motifs belonging to this creation topos function paradigmatically in the development of the Bible’s narrated world. In examining the implicit voices of the tradition’s reception, I hope to find a way of addressing the question posed already: if such ideology is not historiographical, what is it? The themes we confront in the very opening of the Pentateuch center on a recurrent metaphor of self-identification illustrated most clearly in stories of testing and struggle, from Abraham’s sacrifice on Mount Moriah to Jacob’s struggle with the night demon. Both the creation of the world and the creation of Israel arise from a single transcendent struggle.
The polarity of ruah ’elohim and tohu wa-bohu Genesis begins with creation. Where does creation begin? Is there anything before creation? Does creation begin in the beginning or not? Within linear time as opposed to infinity, it does so by necessity; one begins with Aristotle’s prime mover. Creation is of its essence ex nihilo. I have no intention in opposing the logic of such a worldview. However, our question does not in fact relate to the world’s existence, whether or not we assume for it a beginning. It is about how Genesis begins its story of creation. Stories in the ancient world do not begin creation simply with nothing. The well-known Babylonian creation story Enuma Elish begins in the world of the gods, in a mythological battle between Marduk and Tiamat. Creation proceeds from the division of Tiamat’s corpse by the four divine winds wielded by Marduk into the two opposed realms of salt and sweet waters.12 While this Babylonian story has left indelible traces on biblical myth, particularly in the pre-existent opposition of earth as tohu wabohu on one hand and the divine ruah ’elohim moving over tehom on the other: presenting the world as nothingness and the eternal spirit of God as the source of life and creation. Hellenistic creation stories generally take up a model of creation which we first find reflected in the Egyptian prayer to Atum already in the pyramid texts of the third millennium’s sixth dynasty.13 Here creation of the world begins in Heliopolis with the descendents of the children of the God Atum, which includes the four cosmic hypostases of the divine from the second and third generations: Shu the god of air and his spouse Tefnut the goddess of water, Geb the god of earth with his spouse Nut the goddess of heaven. This early mythological interpretation of the transcendental qualities of the reality
12. A. Heidel, The Babylonian Genesis, (New Haven, CT: Yale University Press, 1942). 13. J. Pritchard (ed.), ANET (Princeton, NJ: Princeton University Press, 1969), 3. Hereafter referred to as ANET.
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within which humanity finds itself is demythologized by Aristotle in terms of natural philosophy. The four classic cosmic elements of creation synthesized by Thales of Miletus: earth, air, fire, and water, become illustrative of the four great philosophers of a pre-Socratic past. Lemche is quite right in pointing out that the doubly paired elements called upon in Genesis 1, with which God sets out his creation – light parting with the darkness from which it was separated and the seas with the earth they had covered – provide a close variant of the Greek’s version of the Egyptian divine couples present at the creation: the hot and the cold, the dry and the wet.14 In a comparable way, nothing other than the divine word stands before the creation in Genesis, evoking creativity. ‘In the beginning God created the heavens and the earth and the earth was deserted and empty.’ Not the heavens, but the earth is where nothingness is found. God’s creative spirit ‘moving over the water’ stands in dramatic contrast to this world of nothingness, as the four cosmic elements of creation are called on. Tohu wa-bohu has some complex overtones which need to be explored. It is an obvious variation of the Greek concept of chaos as the void which creation orders. Replacing chaos, form is given to undifferentiated matter. Creation structures chaos, just as surely as transcendent form defines matter’s existence against chaos’s non-existence. Creation from the nothingness of chaos is not an event of the past but an ongoing realization of the ideal. We find echoes of this among biblical creation motifs. The motif of tehom, ‘the deep,’ is reiterated in the flood story (Gen. 7:10-11). The earth is held in creation and the deep in check by Yahweh in Psalms 46:3-6; 65:7-8; 89:10; 93:1, 4; 96:10, and so on. The motif of the permanent divine engagement of creation implicit in a creation out of chaos ideology is also fundamental to biblical myth. The mighty acts of God are creative acts and creation is reiterated throughout the whole of the tradition. So we find in Exodus 15:10, in Yahweh’s victory over the sea, expressed by a scene in which the power of the divine spirit blows over the deep, creating Israel as his people. They pass through the sea unharmed. This new creation comes through the destruction of Pharaoh and his horsemen. This demonstration of Yahweh’s power over the Egyptians evokes yet another dominant motif of biblical poetry: ‘What is a man as compared to Yahweh?’ Hosea answers his question with a reference to Samaria’s king in a mixed metaphor that bears with it a blind echo of the Exodus’s Egyptians: humanity can be ‘removed like foam on the surface of the water.’ The motif is not specific to the destruction of great armies or kings. An understanding of all humanity is implicated in the story of Yahweh’s victory over the sea. ‘When Yahweh’s wind blows, (people) wither like grass’ (Isa. 40:7). Even better, however, is this motif in Exodus 15:10, to be understood as a narrative illustration of ‘the way of all flesh’ as it is expressed, for instance, in Psalm 39:12 or Psalm 103:16’s description of humanity as ‘a puff of wind, and he is no more’; or as in a more sectarian version expressed in Psalm 1:4: ‘The godless are like chaff that the wind blows
14. Lemche, ‘The Old Testament: A Hellenistic Book?’ 171.
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away.’15 Genesis 1:2’s motif of the creativity of the divine spirit is well recognized and generally unproblematic and needs no further discussion here. The lyric beauty of Job momentarily playing Adam’s role in Job 33:4 well illustrates the theological centrality of celebrating life in biblical story: ‘I was created by the spirit of God, the breath of the almighty gave me life.’ In contrast, the motif of a man’s creation can also support a negative reading of the Enlightenment’s argument that all are created equal; for all are made of clay (Job 33:6). While one finds an ever-recurrent creative spirit playing through the Bible’s texts, it is the motif of the divine spirit of destruction that brings out best the reiterative qualities of the Bible’s narrative ideology. The creative spirit is inseparably paired – as in Exodus 15 – with the darker motif of destruction and war, much like the blessings and curses of the Pentateuch. With a direct reference to Genesis 1’s creation story, Psalm 33:6 sees the divine breath as creative of a heavenly army. In fact, a myth-making clustering of the motifs of God’s spirit and destruction is so recurrent that even comic scenes – such as those in Judges 13–16, which find the divine spirit coming over Samson that he might tear apart lions, Philistines and pagan temples like kids – must be seen as variant, illustrative echoes of the well-recognized narrative motif of Yahweh’s irrascibility.
The desert as metaphor for destruction and new beginnings Job 4:9 offers us an argument to affirm this. Anticipating Pesher Nahum’s lion of wrath, Yahweh takes for himself the role of the Lion of Judah: ‘By the breath of God they die; by the wind of his rage they are consumed.’ Job’s metaphor is yet another variant of Exodus 15’s divine wind’s Janus-faced role of destructive wrath against the Egyptians, creatively protecting Israel. Isaiah 30:27-33 can also be cited as an epitomy of the creative’s spirit’s destructive power, a text which, in its, can be understood as reiterating motifs of the Sodom story of Genesis 19: ‘The spirit of Yahweh is as a stream of brimstone … sifting the nations with a sieve of destruction’ (30:28, 33). This theme of destruction at the hands of God provides a leitmotif for the Pentateuch. As soon as we move from the creation etiologies and enter the book of ‘mankind’s toledoth’ in Genesis 5,16 we find ourselves within a thematic polarity of creation and destruction. The complex irony of this motif is richly exploited in the flood story, as Yahweh regrets he had created mankind and sets out to destroy it with a flood, only, after once again smelling the sweet savor of a proper sacrifice, coming to repent the evil he had planned against mankind (Gen. 6:5-8; 8:20-22): This highly successful revision of the divine regret of the Mesopotamian flood story comes to structure a dominant tale-type of the Pentateuch, which finds in the wilderness
15. The questions of allusion, illustration, and interpretation raised by these texts relate so much to the function of biblical narrative, that a synthetic treatment of these issues must go well beyond the more formalistic analysis I offer here. 16. Thompson, Origin Tradition, 167–72.
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narrative an expansive threefold reiteration as Yahweh also comes repeatedly to regret creating Israel: first in the golden calf story in Exodus 32:1-14; in the story of the quails in Numbers 11:1-35 and in the story of the scouts in Numbers 14:1-35. This same tale-type is reiterated once again in 1–2 Samuels’ plot-structuring chain of eternal promises, given and regretted from Levi to Samuel and from Saul to David. That God regrets the evil he does and promises never to send the waters of chaos again (Gen. 8:21), however much it is bundled with motifs of covenant and hope, has its primary literary function of introducing variations of the theme of destruction. The first of these variants we meet already in Genesis 11. The tower of Babel story illustrates several motifs we find in the garden story. Just as Eve’s hubris in seeking wisdom had lead to the expulsion from the garden, with the way to the tree of life blocked to it, so too when hubris again leads humanity to seek heaven in building a city and a tower, mankind’s tragic exile from the garden and tree of life is reiterated as Yahweh scatters the nations over the face of the earth. So too at the projected close of the narrative, old Israel is driven from the temple’s garden and scattered among the nations. Genesis 11’s variant of the garden story is reiterated not only in Isaiah’s song of Yahweh’s vineyard (Isa. 5:1-7), but throughout the books of Kings and Jeremiah, and its most important variations are played out richly in the stories of the fall of Samaria, Jerusalem and Babylon itself. The template of this tale-type is perhaps best recognized in the cluster of motifs captured in the myth-bearing poem of Isaiah 24:1-12. It is no particular or historical city’s destruction that is given focus here. As in the garden story and in Genesis 11, it is a universal city of humanity that is destroyed; its population scattered over the face of the earth. The cosmic element of a return to the creation story’s empty chaos of tohu wa-bohu is evident already from the song’s opening line. It echoes the close of Babel’s story: ‘Yahweh ravages the earth and makes it a desert; he spreads the people across its surface.’ The people of this city? They had ‘broken the covenant with ’olam.’ Yahweh responds by crushing qiryat tohu: the ‘city of emptiness’ (Isa. 24:10). The story’s moral center? ‘Because of our city’s emptiness, Yahweh has decided to make its center a desert’ (Isa. 24:12). This desert variation to the flood story’s motif for Yahweh’s choice of ‘evil’ has its best-known example in the etiological tale of Sodom’s destructive chaos. For the historically interested, the tale comes replete with an impressive geographic confirmation of its historicity in Genesis 19:28. In a distinctive variation on the common biblical motif of the freedom of God to accept or not to accept as he chooses, a motif that, for example, opens the Cain and Abel story, Malachi 1:2-4 marks those that Yahweh has refused to accept as standing opposed to creation. They belong rather to the wilderness of a godless chaos. Malachi chooses Edom to play the role of its qiryat tohu. Edom is marked out for eternal hatred: ‘Esau is the brother of Jacob … yet I love Jacob and hate Esau; I have made his mountains into a desert, his inheritance into a wasteland … [Edom] will be called “the land of the godless” and its people “they whom Yahweh hates with an eternal hatred” [“ad ’olam”].’
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This theme, with its open scorn against the peoples of the Transjordan, does not imply a chauvinistic or nationalistic hatred so much as it reflects a radical strain within what remains a universalist voice. In their story roles, Ammon, Moab, and Edom play the godless. In this shared function, they epitomize humanity as such: not the non-Israelite, historical world of Palestine, but rather the more myth-oriented ‘nations’ of Psalm 2:1 and its many variants. The nations are condemned to become an eternal wilderness. They stand apart from the world of God’s creation. In a critical variation of the motif of qiryat tohu in Jeremiah 25:9-11, Yahweh calls his servant, Nebuchadnezzar, the king of Babylon, to turn the whole land to ruin, to empty it and make of Jerusalem an ‘eternal desert.’ However much this poem draws on allusions we think of as history, Jerusalem’s wasteland (like that of Malachi’s Edom and Genesis’ Sodom and Gomorrah) is the cosmic desert ad ’olam. As Yahweh regrets what he has made, all nations fall victim to the emptying of creation. Jerusalem becomes the desert of Nehemiah and Lamentations’ opening chapters. Yahweh roars not from historical Jerusalem’s qiryat tohu, but rather from his ‘holy city’ (Jer. 25:30): a mythic entity standing opposed to Jerusalem’s Babel. Similarly, Yahweh’s anger is not intent on Jerusalem’s fall to Nebuchadnezzar’s army. That is but an illustration: a single reiteration among many. The lion of wrath roars against ‘all who live on the earth (Jer. 25:29-30)’ from Egypt’s pharaoh to the king of Babylon (Jer. 25:19-26). This reiterative variation of the flood story’s destruction reverses creation; for that is the world which is turned into a desert and empty chaos. ‘The roar reaches to the ends of the earth; Yahweh indicts all peoples; he brings his judgement against all flesh; the godless he gives over to the sword’ (Jer. 25:31).17 In yet another reiteration of God’s cosmic judgment on the intrinsic evil of mankind (so Gen. 6:5), Yahweh again regrets his creation. Evoking for another context the image of the garden story’s philosopher, the woman who ate of the divine fruit of knowledge of good and evil, Yahweh complains of old Israel in Jeremiah 4:22: ‘My people … do not know me … They are clever at doing evil, but have no understanding of what it is to do good.’ It is therefore that Jeremiah 4:23-26 renders Yahweh and the earth’s curses against Adam and Cain in Genesis 3 and 4 complete. The earth is described as an empty-desert chaos, having lost creation’s light. ‘I looked at the earth and behold, it was tohu wa-bohu, and at the heavens: the light was gone!’ Yahweh’s vision ends in a reiteration of the universal destruction of the nations of Jeremiah 25: ‘there was no mankind … all its [the world’s] cities were laid waste’(Jer. 4:25-26). Both the intrinsic polarity of a world standing apart from creation and the mythical
17. The Book of Job offers a refractive reiteration of this metaphor put to the service of a discourse on divine justice. Faced with his humanity’s burden of suffering, Job responds to the poem of the godless perishing by the breath of God: that lion’s roar. Job forms his dreadful question, ‘Can a human be more righteous than God?’ (Job 4:9-17), a question that introduces the trial that gives his book’s complaint its setting.
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refraction of a universal destruction as in the flood story, are implicated: ‘The whole of the earth has become a desert … I have spoken and I will not repent … I have decided and I will not budge … every town is deserted, not a single person lives’ (Jer. 4:28-29). Already before this destiny is decreed, at the crescendo of Yahweh’s damning judgment, hope intrudes into the text as Yahweh again regrets his judgment: ‘But the whole of it I will not do’ (Jer. 4:27c). The dissonance of this reversal, coming as it does in the middle of a vision of Yahweh’s anger being carried out in the image of storming troops (Jer. 4:2829), is a clear variation on God’s grace to Noah. That it is intended becomes clear, when, at the closure of this terrifying vision in Jeremiah 4:30-31, a paraphrase is introduced of the well-worn story of Yahweh and his faithless bride (Ezek. 23–26 and Hos. 1–3). Particularly to be noted is the reiteration of Isaiah 9:2-7’s metaphor for Jerusalem’s destruction as the bride of Yahweh – Zion’s daughter – in labor. Jerusalem gives birth to a new Israel, for which Yahweh had so wished in the Pentateuch. Within Jeremiah’s desert chaos of destruction lies the implicit promise of a new creation. In this song of Jeremiah, the desert of destruction shows itself as also a time of labor and testing. The hope for the coming child comes through humiliation. The foundational metaphor of the anguish of the woman giving birth – mixed though it is with the theme of qiryat tohu – introduces the identifying metaphor of her child as Yahweh’s ‘first-born.’ ‘The daughter of Zion screams, groans and stretches out her hands; “horror: my courage fails in the face of murderers!” At the center of these poems of rejection, Jerusalem’s suffering under Yahweh’s wrath allows broken fragments of divine regret, giving hope to show themselves: ‘the whole I will not lay waste … suffering, but not totally … even on that day I will not wholly destroy … but they will glean a remnant of Israel’ (Jer. 4:27; 5:10-18; 6:9), and so on. They will go to a land of strangers (Jer. 5:19). Jerusalem, whose children ‘have eyes which did not see and ears which did not hear (Jer. 5:21), ‘Yahweh will make into a desert and an empty land’ (Jer. 6:8). Yahweh instructs them to ‘seek the paths of ’olam and walk in the good way.’ The rejection of this way again leads to the threat of destruction and pain ‘as of a woman in labor’ (Jer. 6:24). The way of goodness ‘this path of ’olam’ plays a central role in this cluster of motifs. The motif of an only son also clusters, but it is now mourning that is required (Jer. 6:26). Jerusalem is tried by fire as Jerusalem’s ‘silver slag’ is rejected (Jer. 6:30). These metaphors of the desert of Zion’s labor, of war and of destruction emptying the land, of mourning the loss of the first-born, of the fire of testing and refining silver – all centered around an exhortation to follow the path of transcendent goodness – give place to the sermon of repentance in Jeremiah 7, where the theme of entering the temple is supported. Hope is given to those who change their paths that ‘they might live forever in this place, in the land that once long ago had been given to their ancestors’ (Jer. 7:7). In Isaiah 55:13, the transformation of the land from desert to fertility marks an eternal covenant and sign: echoing the flood’s rainbow motif. However, not only the flood story, but the story of Abraham and Sarah in Genesis 18–21 also plays illustratively in Jeremiah 4–7, effectively exposing an implicit theological function, evoking the
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transcendent struggle which both stories reiterate. While the introduction to this dramatic discourse on the suffering and horror involved in repentance (Jer. 4:27) again marks the universalist non-historiographic quality of our text’s voice as the whole of humanity is implicated in the daughter of Zion’s struggle to give birth to a new Jerusalem. The legends of the ancestors bring out a common narrative pattern as Jeremiah plays a variant of the role of Abraham in Genesis 18, where Abraham stood before Yahweh to argue on behalf of the righteous few of Sodom: that, for their sake, the city might be saved (Gen. 18:22-33), while, in Jeremiah 5:1, the prophet searches all the streets of Jerusalem for not ten but a single one who does justice and seeks truth that Yahweh might pardon her. The advancement of proof for Sodomite perfidy in Genesis 18:21 is surpassed by Jeremiah 5:1’s reiteration. The implicit overtones of discourse are complex. The screams of Zion’s daughter as in labor (Jer. 4:30-31) is portrayed as a wilderness of testing. This metaphor prepares the audience for the coming sermon of repentance and salvation (Jer. 7). Jeremiah runs through the streets of the Jerusalem who becomes a widow in Jeremiah’s Lamentations; indeed Lamentations 1:1 and 5:18-19 call the same streets an ‘empty desert.’ Yet, in the desert trial of the daughter of Zion’s labor, the streets hold hope implicit. Just as Jeremiah’s metaphor of the screams as of a woman in labor, which has its audience waiting for the birth of a ‘new Jerusalem,’ gives way to the motif of a desert surviving Jerusalem from a world turned to empty chaos, much as Genesis 20–21’s Sarah survived her desert trial in Gerar, where she had lived in exile among strangers. The desert not only returns humanity to the chaos and nothingness from which it was created, it also prepares the reader for a new creation. From her wilderness exile, in which her womb had been closed by Yahweh’s judgment, Sarah returns to give birth to her first-born. Ezekiel, in speaking of Israel’s return from the exile, uses a similar template. The mountains and hills, ravines and valleys, the wasteland and desert cities of Israel (Ezek. 36:4), like Isaiah’s more famous dead stump of Jesse, spring forth new branches to give fruit to Yahweh’s people. The trees of this new Israel of Ezekiel are illustrations of the theological metaphor of the fruit-bearing righteous of Psalm 1:3. This is the divine spirit of Joel 3:1-6, which calls to the survivors of Jerusalem’s drought and destruction, which illustrate this same spirit’s wrath (Joel 1:7). The close connection in the Pentateuch’s narrative ideology between such destructive nuances of the divine spirit and the creative spirit of Genesis 1:2 finds a parallel to Joel in Hosea 13:12-15. The fate of Ephraim is at risk. ‘Should he be ransomed from the power of she’ol?’ The answer is negative: ‘the east wind, the spirit of Yahweh, will come blowing out of the desert; his source will dry up, his spring will be parched; his treasury emptied of its treasure.’ In this disaster, it is Samaria’s fate which is sealed. The spirit of God creates a desert. It is, however, from such a desert that Joel’s new Israel springs. The Janus-faced role of the divine, desert-creating wind matched by its life-giving spirit finds a recurrent variant in the stock role of the child of the prophets and their wives in such images as Hosea’s ‘Not-my-people’ being recreated as ‘My-people.’ This role is also found in the mocking and often ironic illustration of divine presence and the ideal of piety as ‘fear of God,’ which the
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prophetic motif of the ‘day of Yahweh’ is used to evoke (Isa. 7:11-14; 13:6; Joel 1:15; Gen. 3:8!).
Twelve variations on the motif of tohu wa-bohu In Genesis 1, the divine spirit moving over the waters is placed as a counterpoint to the emptiness of chaos, which is first given its fourfold cosmic form by divine command. However playful its alliteration, and however much its doubling may be derivative of Egypt’s divine couples sharing in the creation, the biblical tohu wa-bohu bears with it many nuances which expose a semantic field that carries us well beyond a signification of passive formlessness or emptiness. The cosmic need for continuous creation, to hold chaos in check, suggests as much. In analyzing the ideology of the narrative’s progress, such nuances are important. Tohu wa-bohu in its nothingness – like the spirit in its fullness – is before creation and anticipates it. It is specifically in the widespread biblical reiteration of this motif of tohu wa-bohu as creation’s point of departure that the rhetorical function of the creation story to epitomize biblical narration is clarified. This has already been seen in the reiterative interplay of motifs associated with Jeremiah 4:23’s use of chaos’ tohu wa-bohu as a metaphor for Jerusalem’s destruction, offering an expectation of a new creation. Tohu wa-bohu is but one specific example of a mirrored motif. Because of Hebrew’s penchant for parallelism and epitomizing word-play, there are many variations of such a trope. A brief survey of several of these well illustrates both a common intellectual climate and the all-important, implicit intertextual discourse surrounding this motif. 1. Boqeq … u-bolqach (Isa. 24:1) and zarim we-zeruach (Jer. 51:2): It is in the opening of Isaiah’s song about qiryat tohu that we find our most explicit variant of tohu wa-bohu. Yahweh reverses creation by making the land boqeg … u-bolqach. The destructive significance of the desert theme is even more emphatic in Isaiah’s use of boqeq than in Jeremiah’s and Genesis 1’s use of the more cosmic tohu wa-bohu. Nevertheless, the destructive chaos of the song’s opening verse in Isaiah 24 explicitly develops a cosmic fiqure in the use of qiryat tohu in Isaiah 24:10. The city turns to chaos as Yahweh withdraws his fertility from the land. The land becomes desolate. The thematic clustering of motifs in Isaiah’s song is fully structured within the same spectrum as Jeremiah 24, suggesting a common mythic template. The variations of vocabulary, while maintaining shared nonsense overtones in a punning couplet exemplify a reiterative function of the texts. Transcendent creation from chaos is stands as prototype for recurrent punctuation through history. The use of bqq in Jeremiah 51:2, with a similarly discursive echo of Genesis 1:2, becomes particularly clear in Jeremiah’s use of Babel to epitomize qiryat tohu. The city is ‘made into a wasteland’ by Yahweh’s destroying ‘wind’ on the transcendent day of wrath. Here the word-pair signifying chaos is zarim we-zeruach, the ‘threshers’ who ‘thrash’ Babylon on the day of wrath.
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Yahweh’s wind that blows during creation blows also here, and, as in Exodus 15:10, in a destructive reversal of creation. It is Babylon, however, rather than Egypt which is marked out as Psalm 1:4’s godless and blown away like chaff. The threshing arms of Yahweh’s cosmic messengers, perpetrators of divine destruction in Jeremiah 51:2, offer an echoing variant of the motif of the outstretched arms of Yahweh’s messenger Moses in Exodus 17:8-13. The heavenly threshers, themselves, fill the same role as the shar-tseva,’ the divine commander of Yahweh’s troops, in Joshua 5:13-15. With a similar ambivalence as bqq’s ‘devastation’ – with creatively fertile implications of ‘growing’ and ‘flourishing’ within its semantic range – zarim in Jeremiah’s universalist song also bears for its text a cryptic prophecy of hope for Babylon, offering an ‘outstretched arm,’ not alone of the thresher, but of one who is also the ‘sower’ of new ‘seeds.’ Are these the zarim of Abraham in which all nations are to be blessed (Gen. 17:5.9; 18:18)? 2. Shemamah u-meshammah (Ezek. 6:14): When Yahweh stretches his hand out in destruction in Ezekiel 6:13-14, he returns the fertile land to chaos. Like tohu wa-bohu, a punning nonsense word-pair, shemamah u-meshammah is tied to evoke a transcendent, Elijah-like struggle for victory over the godless idols and for control of fertility’s rain. At the close of Ezekiel 6’s diatribe against the highlands of Israel, Yahweh ‘desiccates’ the land, that old Israel might acknowledge that ‘I am Yahweh.’ As in Genesis 1:2, a spirit-parched desert stands over against the waters of creation where the divine wind blows. It is in Ezekiel 23:32-33 that the theme, building on motifs of fertility and scorn for godless idols, holds together most significantly. It echoes for the modern reader the scene of Adapa being offered the drink and food of life or death by Anu.18 Yahweh’s bride Jerusalem, who has had intercourse with the gods of Assyria and Babylon, is forced to drink the waters of death from Samaria’s cup. Directly evoking the ‘desert’s emptiness’ of tohu wa-bohu, this cup of shammah u-shemamah is the cup of ‘desiccation’s desert.’ Just such a cup of destruction is offered to Edom in Lamentations 4:21. The opposite of this desolate cup is found in several positive variations on Genesis 3:24’s ‘tree of life’ such as Psalm 23:5’s ‘overflowing beaker’ and 116:13’s ‘cup which brings salvation.’ In Ezekiel 33:28-29, the land and Israel’s hills return to desert’s chaos so that in Ezekiel 36:7 Yahweh can raise his hand once again that these desiccated hills and deserted cities might flourish once again. They bear fruit as Israel returns home, cities are re-peopled and ruins rebuilt (Ezek. 36:10). Ezekiel 36:11 underlines the cosmic significance of this return to creative fertility in its reiteration of the flood story’s reference to all flesh, to both men and animals, who ‘become fruitful and multiply’ once again. However much we might be tempted to read Ezekiel as if it were a form of historiographically significant collection representing a prophet’s 18. ANET, 101–3.
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r evelations, Ezekiel 35:3, 9, in which the desert of Se’ir is the mythic desert of ’olam, is a quite specific reiteration of the same motif used of Babylon in Jeremiah 25:12 and 51:26, 62. 3. Kazav wa-shod (Hos. 12:2). Hosea 12:1 begins this song with the conceptual reiteration of lies and betrayal, with which Ephraim surrounds Yahweh. Chaos’s kazav wa-shod results from Israel following an evil spirit, expressed with the metaphor of the desert’s eastern wind, which veils from a modern reader an implicit reference to Cain’s mythic land of Qedem. Rather than the way of Abel, whose sacrifice was acceptable to Yahweh in Genesis 4, Ephraim’s seeking of Qedem’s spirit in Hosea 12 is described in the language of betrayal, of following ‘one’s own way’ (12:1) rather than Yahweh’s. This path of betrayal, so familiar to the readers of the Books of Judges and Samuel, leads Ephraim to kazav wa-shod: ‘lies and desert.’ This is a particular interesting word-pair, since kazav has a context-appropriate sense of falseness, lying and deceiving, while some aspects of the semantic range also include a sense of barrenness (as with Shua’s barrenness [bikziv] in Gen. 38:5; so also yekazbu in Isa. 58:11). Shod bears a sense of violence and the closure and finality of defeat as in the similarly paired-nouns of like meaning: chamas wa-shod in Jeremiah 20:8, which one might translate ‘violence and destruction.’ That Jeremiah 20 introduces a psalm about ‘Yahweh of heaven’s army’ (Jer. 20:12) within a narrative about Jerusalem being called into exile, attractively suggests that the entire range of motifs which cluster around tohu wabohu is implicated in both of these variants in Hosea and Jeremiah. The implied semantic cluster of motifs around kazav wa-shod in Hosea 12 is reiterated in Psalm 4:3, where, however, kazav is paired with riq: ‘lies and emptiness’ (Ps. 4:3). In direct contrast to the affirmation of the ‘happy’ or ‘blessed’ in Psalm 1:2, who love the torah and study it day and night, Psalm 4:3 addresses a mankind (benei ’ish) who loves nothingness and who, like Hosea’s Ephraim, follows or seeks the lie. Both the root meaning of riq and the context within the psalm interpret humanity’s emptiness as something which, like Ichabod of 1 Samuel 4, reflects a shame affronting God’s glory. It stands within the same philosophical context of sectarian pietism as Psalm 1. David, of this psalm’s setting, plays the role of one who – in contrast to Saul, the portent to she’ol and all who love nothingness – instructs the audience in the virtue of one who prays and seeks refuge with Yahweh alone. Although the specific vocabulary of the psalm’s use of the motif is distinct, Psalm 4 bears a strong echo of Qohelet. The harmony of the psalm’s motif with the language of Qohelet is suggested by a similar polarity of kazav with the hevel as in Psalm 62:10. This song is also presented as a psalm of David, who, opening the song with the same confidence as Psalm 23, offers a paraphrasing citation of Psalm 18:3 and 2 Samuel 22:3, which illustratively presents David as an epitome of the virtuous man who seeks refuge in God (Ps. 62:1-2, 6-9). The stillness and security of the song’s opening is contrasted to those who, like Ephraim of Hosea 12, love a lie (kazav; Ps. 62:5). Describing the
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same benei ‘adam/benei ‘ish as he does in Psalm 4:3, David finds them in Psalm 62:10 ‘fleeting’ and like ‘a breath’ (hevel). He likens mankind to the nothingness of the lie (kazav). 4. Ha-hevel wayehvalu (Jer. 2:5): The understanding of mankind’s nothingness before God as expressed by hevel, is, of course, most famously illustrated by the figure of Abel as Genesis 4’s fleetingly eponymous hero of our fleeting and passing existence. It is in Jeremiah 2:5 that the term both reiterates Hosea 12’s mythological overtones and at the same time identifies the effect of such betrayal within the ephemeral world of mankind. In this song of Jeremiah, one finds a description of old Israel, seeking and following other gods, as betrayal. The nothingness of these gods is contagious. Israel sought hevel and, as a result, ha-hevel wayehvalu: they themselves become hevel. The song follows a theologically potent logic of like to like: one is made in the image of the god one worships. These two associated motifs, both of being created in the image of gods and of emptying one’s existence as a result, are reexamined in Jeremiah 10. Yahweh speaks to Israel as teacher: ‘The customs of the nations are empty’ (hevel; Jer. 10:3). ‘One cuts a tree from the forest and a workman prepares it with an axe. One covers it with silver and gold and holds it firm with a hammer and nail so that it doesn’t wobble …’ Verses 14-15 contrast Yahweh to these gods, who shame the craftsmen who built them. The gods are hevel, because they have no ru’ah in them. The creative spirit marks the contrast between chaos’s eternal nothingness and the reality of a true god’s creation. Like Jeremiah 2, Isaiah 44:9-20, collecting a series of variants around this same cluster of motifs to mock the craftsman creating his Ichabod-gods of shame, makes the common logic of this stock theme explicit. Like the gods they make, the workmen become nothingness. One becomes the nothing one does. Jeremiah’s hevel is Isaiah’s tohu! It is in such a context as Jeremiah and Isaiah present that we must understand Qohelet 12:8’s reference to chaos’s nothingness. The doubling intensification of hevel hevelim, ‘nothing’s nothingness’: the emptiness to which we commit ourselves creates us in its image. This is the nothingness that comes from nothing: ‘all has become hevel.’ As this closure of Ecclesiastes carries us back to Solomon’s opening lines: hevel hevalim, amar Qohelet, hevel hevalim, ha-kol hevel (Eccl. 1:2), we find the teacher commenting on the whole of mankind’s efforts ‘under the sun.’ ‘Nothing is new under the sun’ (Eccl. 1:3-10), he concludes. This is the unhappy business that God has given the children of mankind to do. It is in the second phrase of verse 14 that the teacher, with yet another variant of tohu wa-bohu, captures our tradition’s ever-reiterated return to chaos’s nothingness with yet another variant on the motif of tohu wa-bohu: hakol hevel u-re’ut ru’ach. Even philosophy’s goal, seeking the spirit, finds us chasing an empty wind and returns us to the nothingness of chaos. Qohelet recreates the chaos/spirit dichotomy of Genesis 1:2 as a conflict between the divine and the human, between God’s actions and human effort. With his punning word-pair he empties the spirit of existence and
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of its substance. The philosopher-king watches his own ’adam chasing its empty wind. Even this human effort returns us to the chaos and nothingness from which we come and have our being. 5. Tetivu we-tare’u and me’ayin/me’afa (Isa. 41:23-24): The collection of wisdom we call Ecclesiastes is not alone in seeing the creation story’s contrast of the creative divine spirit and the emptiness of chaos’s wasteland in terms of contradiction and contrast. The dichotomous word-pair of me’ayin and me’afa, standing in parallelism in Isaiah 41:24, express for the prophet the philosopher-king’s dominant motif: the nothingness and emptiness of human ambition. Such ambition stands in contrast to our human inability to do anything, either good or evil and – as in Genesis 3:22 – marks such ability as an exclusively divine prerogative. Thematically echoing Qohelet’s argument, Isaiah sets his proverb within the context of the future and the past and offers an implicit commentary on the meaning of human history and the events of time. ‘Interpret for us what it means: what has happened before … Tell us what is to come that we might know you are gods. Do then good or do evil’ (Isa. 41:23). Creation’s cosmic context is implicit, not only in the echoes of the garden story, but in the polarity which Isaiah casts between humanity’s nothingness and the divine spirit’s creative effectiveness. Jerusalem’s counsel is Psalm 1:1’s ‘counsel of the godless.’ It stands opposed to the good news that brings Isaiah 42’s divine servant of Yahweh to tramp the princes of this world like a potter stamping his clay. ‘You are but nothing; your actions nothingness’ he declares in 41:24. Isaiah’s song closes the stanza in 41:29 with an interpretation that offers a variation on Qohelet. The closure restresses the word-play of verse 24 and sets me’ayin in parallel with verse 29’s qulam ’aven, in order to pair it with the negative particle ’efes: ‘All [humanity] is a bother. What they do is nothingness.’ This is not the creative ruach ’elohim of Genesis 1:2! Rather, these gods are empty spirits: they are ru’ach we-teho, ‘wind and emptiness.’ This defines the meaning of mankind. As in Qohelet, Isaiah looks upon a humanity without God as a refraction of chaos’s nothingness.
The emptiness of spirit Balance and appropriateness, we have seen, require the theological logic that since mankind is made in the image of God, humanity becomes what it worships. Theologically, the worship of gods of nothingness is a rejection of creation. It returns us to the primeval nothingness from which we came. The complex discourse, surrounding the word-play of chaos as tohu wa-bohu and its reiterating variants throughout the tradition, marks the theophany at Sinai in Exodus 20: ‘You must not have other gods before me,’ as moral sermon rather than a nation’s historiography or cultural etiology. Similarly, the clusters of motifs surrounding the theme of Jerusalem’s emptiness is not rooted in a historiographical description of the past, whether real or imagined. This theme functions by defining
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the tradition’s reception. Its humanity is that of Jerusalem in the wilderness. The past is cast as a future of hope. This is precisely how Hosea interprets the wilderness for the tradition’s audience: Yahweh ‘will seduce her; he will bring her out into the desert and talk to her heart; on that day you will call me “husband,” no longer “my Ba’al”’ (Hos. 2:16-17). Rather than offering historiography, Hosea reverses time. Genesis’s promises belong to his audience’s future. Rather than national identity, the present’s future is utopian, standing opposed to the past of tradition. ‘Israel will be as numerous as the sands of the sea … once “you are not my people” now you will be called “children of the living God.”’ The implicitly theological premise that becoming the people of God is a struggle against the creation story’s chaos is hinted at in 1 Samuel 12:20-21. Samuel’s instruction to the people echoes Qohelet’s Solomon as the metaphor of a cosmic tohu is mythically identified with the emptiness of the gods. ‘Serve Yahweh with your whole heart. Do not seek after emptiness … because they who do are chaos.’ This is a close companion of a perhaps more psychologically comfortable saying cited in Jeremiah 2:5, where those who ‘worship emptiness return to chaos.’ If one brings such texts together with passages such as Isaiah 44:6-17, we discover much of the personal pietism of the psalms at the center of prophetic diatribe. Isaiah 44:7’s Yahweh asks a challenging question of Israel that in another context and book is addressed to Job: ‘Who is like me?’ Yahweh presents an answer with echoes from the greater tradition: ‘There is no other rock’ (Isa. 44:8; Ps. 19:15; 28:1; 42:10; 62:3; 78:35; 95:1). Indeed, Yahweh is the ‘rock of ’olam’ as in Isaiah 26:4. It is in Isaiah 44:9’s scornful rejection of godless idols, however, that the question bears the full weight of the creation story’s idolatrous humanity in its clarification of Psalm 1’s piety: ‘Those who make images of the gods, are [themselves] nothing [tohu]; what they love does not succeed’ (cf. Ps. 1:4, 6). It is in a desert’s context of Psalm 1’s lovers of the torah, who are likened to a tree planted by the side of a canal, that Isaiah sets his struggle against false gods and the godless made in their image. It is with the psalms that Isaiah finds his saving contrast for those who seek him: If the helpless and the poor look for water and there is none, and their tongues dry out in thirst, I Yahweh will answer them, I the God of Israel will not abandon them. I will let a river flow over the naked land, I will make springs open in the valleys; I will make the desert into an oasis, the dry land into a fountainhead.19
Job 12:23-25 and Psalm 107:33-43 both play on the theme of Yahweh’s creative power, turning the desert into fertile land and the fertile land into desert. Job plays this motif within the mythical theme of ‘the nations’: those long-suffering tools and toys – so central to the Psalter’s understanding of the cosmos – that are used to demonstrate Yahweh’s power. Yahweh ‘can make the nations great or he can lay them waste’ (tohu: Job 12:23). Psalm 107 sets its moral sermon 19. Isaiah 41:17-18; cf. Ps. 107:33, 35.
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in wisdom’s context of sedaqah in order to play much the same themes as does Hannah’s song in 1 Samuel 2. One might multiply examples of such variants. They form a common discursive voice for the tradition. The one example that I find marks the eternal reiteration of creation’s struggle most clearly in both cosmic and personal terms is Psalm 89’s closing address. Yahweh reverses the fate of both his messiah and Jerusalem, while David, illustrating the virtue of the ‘fear of God,’ sings of the refuge he seeks with Yahweh. It is Job’s voice of old Israel which David uses to sing his lament. ‘Will you hide yourself forever? Remember how short my time is … remember the nothingness with which you created all the sons of mankind [bnei ’adam] …’ (Ps. 89:47-48). The theme of moral emptiness and hopelessness with which Psalm 89 closes, finds, in its turn, a rejoinder in Isaiah 59-60, within a long moral diatribe drawn from the only seemingly historiographic argument that it was Israel’s sin that has separated the nation from its God (Isa. 59:1-15). ‘Truth stumbles in the streets and righteousness has no entrance; the place of truth stands empty’ (Isa. 59:14-15). It is in such despair that Isaiah introduces his reversal, illustrating the new creation of Israel’s return to its God. Where ‘no man was to be seen’ (Isa. 59:16) a redeemer is announced for Zion: identifiable with Yahweh’s name and glory. This stands against the flood of affliction which Yahweh’s creative spirit blows away (Isa. 59:19-20). The spirit of Genesis 1:2 moves against the flood of Genesis 6–9 and creates Isaiah’s new pact. The destructive past of Yahweh’s regret is undone. Isaiah’s god creates a new beginning and a new past. Yahweh’s glory reiterates creation’s light that it might disperse the darkness that covers the earth (Isa. 60:1-2). This light draws Israel’s sons from afar, filled with light and (pachad) fearing God (Isa. 60:5). It is only on the surface of narrative plot-line that the Pentateuch’s traditions precede the destructions of old Israel. There is no linear, historiographic time. The tradition brings creation present reality to its reception. It is now: in the sunlight of Yahweh’s glory, creating ‘righteousness’ and ‘fear of God.’ Hosea, for example, deftly reverses linear perceptions of time by identifying the new Israel with the promises to Jacob. Hosea 1:10–2:1 offers a commentary on Genesis 13:16 in which Israel’s fate is reversed and the past made present. Hosea takes a historiographic-like perspective that is quite breathtaking in its ambition. The Israel of Hosea’s prostitute’s children is the Israel of history past. To contrast this old Israel of rejection with a hope-filled present, Hosea echoes Genesis’ promise to Abraham (Gen. 13:16). This new Israel will be ‘as numerous as the sands of the sea … where once they were named “You are not my people,” they will now be called “children-of-the-living-God”.’ Hosea reverses time once again. His new Israel reflects the image of the united kingdom. Yahweh’s day of wrath and punishment becomes ‘a great day of the Jezreel.’ Jehu becomes now the good Jehu against an evil Ahab. Hosea’s boy can now be called: ‘You-are-mypeople.’ His sister becomes ‘You-have-found-mercy.’ In few literary strokes, Hosea gives us a picture of Yahweh as the divine master over history. The structure of our text shows itself as discourse. There are no prophecies of doom; they illustrate rather the motif captured so well by Jonah’s divine mercy without restriction. God rejected old Israel; with equal freedom a new Israel is accepted.
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Concluding remarks It has only been possible in the space of this article to deal broadly with a few motifs which cluster around the dramatic opening line of Genesis 1’s creation story: an opening scene which in its reiteration throughout Israel’s tradition gives proof to Qohelet’s dictum that there is nothing new under the sun. All history finds its roots and meaning in the creation. Genesis 1–11 is a composition that epitomizes biblical mythology. The long historiographic narrative that follows Genesis 1–11 is but an expansive and ephemeral illustration of this mythical world, dramatizing the truth of the torah, as found in the songs of the Psalter and the prophets. The analysis of motifs and motif clusters which has been pursued in this chapter builds on methods which still require substantial refinement and control, particularly in regard to our ability both to falsify and to confirm results. We need both a systematic glossary of literary motifs and motif-clusters in the Bible and early Jewish literature and an expanded analysis of their function and theological resonance. Nevertheless, I believe it is already clear that this method sheds needed light on at least two issues of intellectual history and composition theory. The recurrent patterns implicit in so many of the texts referenced by the polarity of the motifs of desert nothingness and creative spirit suggest the possibility of a common mythological understanding that is implicit throughout a large number of different texts. Certainly the appropriateness of the metaphors of Malachi 1’s ‘eternal hatred’ with which Edom is hated, as well as Jeremiah 25’s ‘desert of ’olam,’ to the role that tohu wa-bohu plays in the creation story of Genesis 1, is such that one must ask whether a specifically dualistic mythology is implied in our tradition, which has determined in a wide range of texts both language and metaphor. Similarly, the analysis of the implicit voice of reception suggests a possible resolution of the challenge which Lemche has raised against Van Seters’s understanding of the Bible’s relationship to Greek historiography with his use of Occam’s razor for biblical chronology. The central issue of comparative studies involved in this dispute is hardly to be limited to the question of dating texts. It also involves genre identification (a primary historiography in the spirit of Herodotus versus a secondary tradition of discourse). The discourse about the tradition recounted which seems implicated in an implicit intertexuality and reiterative ideology of our narratives places secondary tradition-creating functions as a potential focus for composition theory, rather than the authors of historiography, as Van Seters has argued.
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13 The messiah epithet in the Hebrew Bible 2001
Historical-critical perspectives on the roots of messianism At the first Princeton Symposium on Judaism and Christian origins in 1985, the members of the symposium unanimously endorsed the opinion that the term ‘messiah’ in the Hebrew Bible refers ‘to a present, political and religious leader who is appointed by God, applied predominantly to a king, but also to a priest and occasionally a prophet.’1 The statement paraphrases J. J. M. Roberts’s paper, in which his very brief comments on the occurrences of the term messiah in the Hebrew Bible distinguish its use as an adjective defining priests2 from its use in a nominal form in a construct state: ‘the anointed one.’3 ‘With one exception, he concludes, all these occurrences (of the nominal form) refer to the contemporary Israelite king, and … seem intended to underscore the very close relationship between Yahweh and the king whom he has chosen and installed.’4 The exception he claims is, of course, Isaiah 45:1, where Cyrus is the king referenced.5 P. D. Hanson largely concurs, and, having done so, can follow Charlesworth,6 and turn to an understanding of the Hebrew Bible in terms of history and realism and of messianism as a later development within Judaism, beginning in the ‘proto-messianic’ context of Zerubbabel’s restoration in Haggai and Zechariah.7 1. J. H. Charlesworth (ed.), The Messiah: Developments in Earliest Judaism and Christ ianity (Minneapolis, MN: Fortress, 1987), xv. 2. In Exod. 28:41; 30:30; 40:15; Lev. 4:3, 5, 16; 6:15; Num. 3:3; 35:25. 3. ‘Yahweh’s anointed’ in 1 Sam. 24:7, 11; 26:9, 11, 16, 23; 2 Sam. 1:14, 16; 19:22; Lam. 4:29; ‘the anointed of the God of Jacob’ in 2 Sam. 23:1; and ‘his,’ ‘my,’ or ‘your anointed’ in 1 Sam. 2:10-35; 12:3, 5; 16:6; 2 Sam. 22:51; Isa. 45:1; Hab. 3:13; Ps. 2:2; 18:51; 20:7; 28:8; 84:10; 89:39, 52; 132:10, 17; 2 Chron. 6:42. 4. J. J. M. Roberts, ‘The Old Testament’s Contribution to Messianic Expectations,’ in Charlesworth (ed.), The Messiah, 39–51 [9]. 5. However, Hazael of Syria is also to be anointed by the prophet Elisha (1 Kgs 19:15–16). 6. J. H. Charlesworth, ‘From Messianology to Christology: Problems and Prospects,’ in Charlesworth (ed.), The Messiah, 3–35 [3]: ‘For the most part, I am convinced, Jewish Messianology developed out of the crisis and hope of the non-messianic Maccabean wars of the second century, bce.’ 7. P. D. Hanson, ‘Messiahs and Messianic Figures in Proto-Apocalypticism,’ in Charlesworth (ed.), The Messiah, 67–75 [67].
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Certainly both Hanson’s and Roberts’s essays on the messiah in the Hebrew Bible are vulnerable to the critique of W. S. Green about scholars of Judaism: that they assume that ‘the best way to learn about the Messiah in ancient Judaism is to study texts in which there is none.’8 Roberts and Hanson, moreover, have bypassed any sustained discussion of texts in the Hebrew Bible that use the messiah of God epithet. They favor rather a historicist assertion that all such epithets – apart from exceptions – refer to a contemporary Israelite king. This widespread understanding is, unfortunately, unargued in spite of its unanimous and explicit adoption by the conference members. Historically considered, the statement is baffling as – in every case – the author of our biblical text has cast the story or song, with its king, as part of Israel past. In many cases, the king is not identified, and in some, he is far from this-worldly. Their summary statement about the use of messiah in the Hebrew Bible seems patently false. S. Talmon, who also shares this historicist perspective of biblical literature, is more circumspect. He understands the epithet messiah in the Hebrew Bible ‘in reference to an actual ruling king or his immediate successor,’ distinguishing this, as do the other members of the conference, from ‘messianism,’ which he identifies as a substantially later development of Jewish thought with a ‘credal and visionary dimension that transcends the original terrestrial signification of the term.’9 Talmon argues for the implicit realism of the earliest understanding of messiah not only by distinguishing messiah from (later) messianism, but by his thesis that messiah is ‘an intrinsically sociopolitical notion which must be assessed primarily in the historical setting and the conceptual context of the biblical institution of kingship.’ The developing transference of a historical messiah – the king – to a unique and future oriented, super-terrestrial savior, he attributes to a ‘second temple period,’ which culminates in an idealized figure after 70 ce.10 The Hebrew Bible is thereby structurally insulated from anachronistic intrusions of later developments; and the assumption of the origins of messianism in a later Judaism is, accordingly, secured by default. Once that has been done, Talmon takes up the biblical idea of the messiah. He begins by reading – with historical realism – Nathan’s prophecy of 2 Samuel 7, assuring for the house of David eternal divine support. From this, ‘grew the image of the ideal 8. W. S. Green, ‘Introduction: Messiah in Judaism: Rethinking the Question,’ in J. Neusner, W. S. Green and E. S. Frerichs (eds), Judaisms and Their Messiahs at the Turn of the Christian Era (Cambridge, MA: Harvard University Press, 1987), 1–13 [6]. This critique is also appropriate to the article by de Jonge, ‘Messiah’ in the Anchor Bible Dictionary IV, 777–88, which, after reiterating the realism thesis of the Princeton Symposium, uses some two-thirds of his article to deal with motifs that are taken up in a purportedly later messianism. 9. S. Talmon, ‘The Concepts of Messiah and Messianism in Early Judaism,’ in Charlesworth (ed.), The Messiah, 79–115 [80]. 10. Ibid., 81–3; see further, S. Talmon, ‘Kingship and the Ideology of the State,’ in his King, Cult and Calendar in Ancient Israel (Jerusalem: The Magnes Press, 1986), 9–38; S. Talmon, ‘Types of Messianic Expectation at the Turn of the Era,’ in King, Cult and Calendar, 202–24.
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anointed king.’11 Within the future orientation of this ideal king, Talmon distinguishes both a ‘utopian’ and a ‘restorative’ messianism.12 The utopian passages, associated with the Psalter and the prophets, he sees as foreshadowing idyllic pictures of the future, while restoration forms of messianism, seen as an ‘age to come,’ projects the past into the future.13 The structure of Talmon’s argument present messianism as specifically Jewish in origin: ‘No equal to the messianic idea – its essence and its diversity – can be found outside the framework of the Judeo-Christian culture and belief systems.’ Talmon argues specifically against the significance of ancient Near Eastern messianic figures in his developmental history.14 In speaking of the Jewishness of messianism, Talmon does not speak only of the quantity or intensity of such messianism, but of both the significance and depth of specific elements, particularly of the concepts of anointed, universal salvation and cosmic peace. On this basis, he concludes that any examination of post-biblical messianism (including the New Testament) must take its departure from the Hebrew Bible.15 Talmon’s explanatory goal is historical, oriented towards an evolutionary development of ideas. He also seeks clarification in terms of social events in history. So, he attributes the origin of the ‘custom of anointing’ to the Israelite monarchy’s effort to join the charismatic leadership of a ‘time of the Judges,’ characterized by the election of one marked by the divine spirit, to the dynastic government of the monarchy, ‘totally devoid of any religious or spiritual dimension.’16 This reading of 1 Samuel 7, however, does more to falsify than historicize our story. Talmon’s assertion that dynastic kingship is devoid of any religious or spiritual dimension is simply mistaken in regard to all known kingships of the ancient world. It is, I think, significant that the effort to present a historical evolution of the development of messianism draws primarily on the narratives of Saul, David, and Zerubbabel, but makes no effort to establish either 11. Talmon, ‘Concepts,’ 86. 12. Ibid., 86; see, further, S. Talmon, ‘Biblical Visions of the Future Ideal Age,’ in King, Cult and Calendar, 140–64. 13. Talmon, ‘Concepts,’ 83. He describes the frame of reference for messianism as timesupplanting place and nation with an all-embracing universalism. 14. Ibid., 84. In making this claim, Talmon attempts to give historical support to Martin Buber’s essentialist theological understanding of messianism as one of the foundation pillars of Judaism’s originality: so, M. Buber, Drei Reden über das Judentum (Frankfurt, 1911), 88–91. 15. Talmon, ‘Concepts,’ 84. On the motif of ‘anointed’ Talmon objects particularly to the conclusions of J.-G. Heintz, ‘Royal Traits and Messianic Figures: A Thematic and Iconographical Approach (Mesopotamian Elements),’ in Charlesworth (ed.), The Messiah, 52–66. On the more generic concepts of universal salvation and cosmic peace, Talmon seems to be arguing within a context of comparative religion, specifically opposing the legitimacy of well-known comparisons with cargo cults. See, further, S. Talmon, ‘Der Gesalbte Jahwes – biblische und frühnachbiblische Messias und Heilseerwartung,’ in S. Talmon, Heilserwartungen bei Juden und Christen (Regensburg: Pustet, 1982), 27–43. 16. Talmon, ‘Concepts,’ 85.
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a historical context or a relative chronology for the use of the messiah epithet in these stories or elsewhere. References to the anointing of these kings are taken as directly reflective of ‘events’ narrated; indeed as the historical origin itself of anointing in Israel. The effort to cast the messiah epithet as a product entirely of Israelite or Jewish history, fails, moreover, because it is ill-defined as intrinsically Jewish. Figures fully comparable to the messiah are well known from both Egyptian and cuneiform literature from at least the Bronze Age.17 Already in our earliest texts, substantially the same coherent and inter-related complex of thematic elements that we find dominating extra-biblical Jewish messianism is in place in both ancient Near Eastern and biblical tradition. Rather than an outgrowth of Nathan’s prophecy of eternal divine support to David, the widespread ancient Near Eastern myth of the ideal king is the intellectual foundation for the stories of both covenant and eternal reign, including themes of both restoration and an idyllic age. ‘Restorative messianism’ is a central aspect of the motif of the power to determine destiny, expressed in stock metaphors clustering around the trope of Shalom of the holy war theme, as well as the blessings and curses of divine patronage, while universal messianism is itself an implicit aspect of many imperial texts.18 Biblical texts do not simply absorb or borrow metaphorical elements from royal ideology as Talmon asserts. They use them specifically to transform Yahweh into a universal and imperial god of ancient Near Eastern character, quite comparable to Asshur or Marduk. The Bible transforms an imperial ideology for theological purpose.19 The thematic elements cluster coherently around the messiah epithet and reflect a mythic reiteration of early ancient Near Eastern royal ideology, with the purpose of giving literary expression to divine immanence. ‘Messianism,’ hardly unique, does seem to historicize the transcendental, and interprets both the biblical and ancient Near Eastern traditions within time by casting a language of myth into an apocalyptic future. However, historicizing is only one possible reading that is particularly attractive to modernist interpretation. The elemental structure of apocalypticism, so classically illustrated in the Book of Revelation, is not entirely conducive to chronologically oriented theories of literary development. Not only is apocalypticism not uniquely Jewish, we find it already centrally placed within the mythology of both the ancient Near East and the Hebrew Bible from very early times. The collusion of the utopian metaphor of peace, expressive of the transcendent and eternal (’ad ’olam) is not only found in such central texts as Isaiah 7:14; 9:16; 11:1-8, but a well-recognized apocalyptic text such as Revelation 22:16 hardly does more than inter-relate themes long 17. Ibid., 87–8 for further references. I do not mean to argue that kings were not anointed (see Heintz, ‘Royal Traits’), only that the term messiah does not immediately imply such a custom. 18. T. L. Thompson, ‘Holy War at the Center of Biblical Theology: Shalom and the Cleansing of Jerusalem,’ in T. L. Thompson (ed.), Jerusalem in Ancient History and Tradition, CIS (London: T&T Clark International, 2003), 223–57; I. Hjelm and T. L. Thompson, ‘The Victory Song of Merneptah, Israel and the People of Palestine,’ JSOT 27 (2002), 3–28. 19. See Chapters 8, 12, and 14, this volume.
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centrally present in Jewish messianism, as in Numbers 24:17 and Isaiah 11:1. The eternal and utopian future of a universal and eternal kingdom of peace; for example, is already basic to eighteenth and nineteenth dynasty royal ideology,20 and the theme is equally well known in texts from Mesopotamia.21 In his discussion of Judges 8–9, on the other hand, Talmon has made the important critical point that the presence or absence of the motif of anointing has literary and ideological, but not historical, warrant. Messiah is an epithet or title, related not so much to any particular political-historical ‘custom,’ asserted on the basis of the word’s historical etymology and the etiology of some plot motifs as in 1 Samuel 16:1-13, so much as it identifies the holder of a function, and is comparable to such terms as paqid (‘official’), nagid (‘prince’), qatziv (‘chief’), nashi’ (‘head’), nasik (‘king’), and nabi’ (‘prophet’). The term must therefore be understood in terms of its literary syntax, rather than through a historicized etymology.22 I concur with this critical observation and use it as my point of departure in the following analytical sketch of the use of the messiah epithet in the Hebrew Bible, as well as some of its literary associations within the context of the Psalter and ancient Near Eastern texts embodying the mythic trope of the king at war. Against Talmon,23 I have argued elsewhere24 that both of the themes of new creation and the maintenance of creation by the king are hardly uniquely Jewish, but are fundamental to ancient Near Eastern royal ideology and hardly new with the Bible. They are also utopian in their essence, recreating what had been intended since the beginning of time.25 On the other hand, I find myself emphatically in agreement with Talmon26 that a historically developed ‘expectation of 20. Chapter 14, this volume. 21. So, for example, Heintz, ‘Royal Traits,’ 64, citing a Babylonian prophecy from the reign of Nebuchadnezzar (604–562 bce): ‘He will renovate Uruk. The gates of the city of Uruk he will build with lapis lazuli. The canals and the irrigated fields, he will refill with the plenitude of abundance … After him his son will come as king in Uruk and he will reign over the four regions of the earth. He will exercise sovereignty and royalty over Uruk. His dynasty will last forever. The king of Uruk will exercise sovereignty like the gods.’ See also further below. 22. Talmon, ‘Concepts,’ 87–9 for further references. I do not mean to argue that kings of the ancient world were not anointed (see Heintz, ‘Royal Traits’), only that the term messiah does not immediately imply such a custom in ancient Israel. Talmon makes an error in method when he asserts, on the basis of the narratives about the anointing of kings, that the ritual of anointing embodied historically a formal ‘expression of approval of the anointed by representatives of the religious-cultic echelons of the society.’ These stories are at least as easily understood as etiological tales. That anointing rendered protection for the king historicizes what is otherwise an important literary element of the narrative. 23. Talmon, ‘Concepts,’ 113. 24. See Chapter 14, this volume. 25. Hjelm and Thompson, ‘Merneptah.’ 26. S. Talmon, ‘Concepts,’ 113, and against, for example, A. Laato, A Star is Rising: The Historical Development of the Old Testament Royal Ideology and the Rise of the Jewish Messianic Expectations, USFISFCJ (Atlanta, GA: SBL, 1997), 236–60, who discusses
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the messiah’ is not an integral aspect of messianism in Judaism. In fact I intend to argue in this chapter that the use of the thematic element of messiah in biblical and early Jewish texts is not best understood as oriented towards very specific social-political realities of the Hellenistic world of Judaism. It is rather an aspect of theological perspectives, common to the entire ancient Near East, which long antedate the Bible. The function of transcendence and immanence in myth and the implicit symbol system of royal ideology are part of an inherited worldview rendering our literature meaningful, rather than of any past or future oriented historical expectations of an eschatology related to a world outside our texts. Again, the issues are literary and intellectual rather than historical. In understanding the function of the messiah metaphor in this way, I am using the term ‘royal ideology’ as expressive of the worldview implicit in our texts rather than as Anti Laato has, as reflecting an individual author’s opinion and judgment about the value of monarchy or the reign of a specific king. In this respect, I will attempt to argue – against Laato – that the Old Testament does reflect, in fact, a coherent royal ideology and myth that had been part of the intellectual world informing biblical texts, but not itself a new product of these texts.27
The use of the messiah epithet in the Hebrew Bible: messianic times It is astonishing that the passage of 2 Samuel 1:21 is often raised as a singular exception to the use of messiah as an epithet for a person, and therefore as irrelevant for understanding the messiah epithet in the Hebrew Bible.28 This is one of the few passages in which the metaphorical description of the king specifically as anointed carries interpretive weight. It is Saul who is identified with the phrase: magen Sha’ul beli Messiah bashemen (‘he is the shield’), which, unlike Yahweh, is itself without protection and gives none to those who seek refuge in him. The metaphor of shield is central to the understanding of the anointing, through which Yahweh gives protection to his messiah. Yahweh is the messiah’s shield, his kavod (Gen. 15:1, as in Ps. 3:4; 18:3; 28:8; 84:12; 144:2-3), which enables him to be, in turn, the shield of those who, in piety, identify with the messiah by seeking their refuge in Yahweh alone (so, precisely, Ps. 5:13; 18:31; 84:10; 91:4). That David’s lament over Saul’s death deals in messianic themes is also confirmed by other imagery of the song (2 Sam. 1:19-27): Saul is ‘the hero who has fallen.’ As with Samaria’s destruction, rejoicing at Saul’s fall must in considerable detail an understanding of the rise of such expectations in early Judaism. See also his discussion of the messiah in relationship to the Hezekiah story in A. Laato, ‘About Zion I will not be Silent’: The Book of Isaiah as an Ideological Unity, OTSe 44 (Lund: CB, 1998), 121–3. 27. A. Laato, A Star is Rising, 4. 28. So Roberts, ‘The Old Testament’s Contribution,’ 40, for example, dismisses this passage as relevant to a discussion of the messiah epithet in the Old Testament on the grounds that it refers to the oiling of a shield, rather than of a person.
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be rejected. Gilboa has become a desert, for Israel’s kavod is fallen (2 Sam. 1:19; Mic. 2:9). No ‘happy day’ of a new world here; for in Saul’s death, as in Samaria’s disaster, the singer also prophesies Jerusalem’s undoing (Mic. 1:816). This is not a time of shalom, but a time of evil (Mic. 2:3); it is not the messianic time, but a foreshadowing of the exile to come: a prelude to the messiah. In Daniel 9, the time of exile is calculated as seventy years on the basis of Jeremiah’s calculations (Jer. 25:11; 29:10). As Chronicles 36:21 put it, until the land has been given expiation for its Sabbaths; that is, (after Lev. 25:4) the seventh year in which the land should have lain fallow. The logic of such measured time is Holy War’s logic of retribution.29 In an expansion on the first commandment in Leviticus 26, Yahweh explains that if Israel obeys his commandment, he will grant rains at their time and give them all fertility and security. He shall give peace, and their enemies will flee from them (Lev. 26:1-13).30 He will be with them. However, if they do not obey, then their destiny will be disastrous (Lev. 26:14-33): the land will be turned into a desert and its towns into ruins. The land must rest and find expiation for its Sabbaths because it wasn’t able to rest while you lived there (Lev. 26:34-35). Reciting this story, Daniel then turns in prayer. Pointing out that because of his people’s sins Yahweh’s city has become a laughingstock among the nations, and so he should save it for his own sake (Dan. 9:15-19). Gabriel then tells him that the time of seventy weeks has been set for expiation to be complete; before eternal righteousness comes, prophetic visions sealed and the holy of holies anointed (cf. Zech. 1:12-17). Whatever the historicization of this text, Daniel 9’s attribution to the messiah of the role of one coming at the fullness of time to rebuild the temple, refers to a messianic role which, in Psalm 102:13-15, is given to Yahweh, who rebuilds Jerusalem ‘in the time for showing mercy.’ Although Isaiah, in reference to the temple decree, casts Cyrus, Yahweh’s shepherd, in precisely this messianic role of rebuilding the temple (Isa. 44:28–45:4), his song about ‘the time for showing mercy’ and the ‘day of salvation’ (Isa. 49) presents this role to a new Israel. Yahweh’s servant, Jacob, was called from his mother’s womb (Isa. 48:20–49:3) to restore Israel’s remnant. In this time of favor, Yahweh now answers the one, namely Israel, who had been ‘despised, detested, a slave of rulers, who is made into a covenant people to restore the land’ (Isa. 49:8). As mountains are turned into roads and roads to mountains, the heavens, earth and the mountains themselves shall shout the good news: Yahweh’s mercy to the helpless. In Isaiah 49:1421, it is Zion who plays this role of the messiah, complaining, like the singer of Psalm 89:39-52, that Yahweh had betrayed his messiah and forgotten him. Yahweh denies the charge. He is like a mother who has given birth to Zion (cf. Ps. 2:7). The ones who will carry out the royal task of rebuilding the temple are already hurrying on the way. This idealized, utopian view of a messianic time, marking God’s rule on earth, stands in contrast to the time oriented story, and is
29. Thompson, ‘Holy War.’ 30. Lev. 26:8 echoes the rhetoric of Josh. 23:10 and both find their retributive contradiction in Deut. 32:30.
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expressed as a fullness of the reiterative cycle of the past: scattered from paradise and destroyed by the return of the waters of chaos, God’s new creation is once again scattered from Babylon, led back to Zion with Abraham, only again to be sent out among the nations and brought back to the promised land under Joshua, ever searching for the new Israel, which, with a pure heart, can find its return to the paradise of heaven’s Zion. In this implicitly utopian search of every generation for a pure heart, our literature’s secondary use of the metaphors of the ‘day of wrath’ and of the ‘happy day’ of his mercy are reiterative techniques, casting a single theme in its many manifestations in time. The ruling principle of messianic sacred time can be epitomized with the help of Qohelet’s axiom that nothing is new under the sun. All that happens has been established at the creation. Its function in literature can be expressed in a threefold schema: 1. In primary texts, such as in Egyptian victory steles and accession songs, royal ideology reflects the roots of a messianic time as the divine son and servant enters into or establishes the kingdom of God on earth.31 In such texts, time is determined by the divine control of human fate and destiny through the acts of the king in holy war.32 The king’s rule is forever or a million years and is reflective of the transcendent shalom of divine patronage on earth. 2. In the secondary discourse of biblical literature, time functions as closed time, oriented towards a utopian ‘new Israel,’ ‘new covenant’, or ‘new Jerusalem.’ As in Psalm 1, we find the dichotomy of the pious, who bear the fruit of their lives in their due season, in contrast to the godless who are blown away. The orientation of such ideology is towards pre-determined divine blessing and punishment, expressed in such tropes as the ‘day of wrath’ and the ‘time of grace.’ The fullness of time is exposed through the literary technique of a fulfillment of prophecy, as, for example, in Ezra’s ironic commentary on Jeremiah’s ‘new Jerusalem.’ As in the accession hymn of Ramses IV (see below), it is implicit in the announcement of the ‘good news’ of Mark’s gospel and explicit in the fulfillment motifs of Matthew’s birth story. 3. A messianic time of expectation, on the other hand, is rather a function of a secondary exegesis of scripture, as in the pesherim of the Dead Sea scrolls, rather than an aspect implicit in our texts themselves. Such expectation is expressed in fundamentalism’s perception of the Bible as a historical past, in messianism’s interests in the transcendent implications (or signs) of the present and in millenarianism’s obsession with the future.33 31. This is discussed with reference to Egyptian texts and the Enuma elish in Chapter 14, this volume, and Hjelm and Thompson, ‘Merneptah.’ 32. See also, M. Liverani, ‘Guerra santa e Guerra giusta nel Vicino Oriente antico (ca. 1600–600 a-C.)’ in M. Liverani (ed.), SS 3 (2002), 633–59. 33. On such exegesis, see the interesting discussion of Sadik J. al-Azm, Islamic Fund amentalism Reconsidered: A Critical Outline of Problems, Ideas and Approaches, SAB,
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Expiation and mediating the transcendent Linked thematically to Daniel’s messiah, who brings mercy at the appointed time, Numbers 35 uses the logic of retribution34 to bind such mercy to the death of Yahweh’s messiah. One who has fled to a town of refuge because of unintentional manslaughter must remain there ‘until the death of the high priest [hakohen hagadol] who has been anointed with oil’ (Num. 35:25). That is to say, the anointed one is his protection, a role which the anointed of the Psalms also plays for the new Israel. In the historicized narrative discourse of Numbers, however, the messiah is a living priest who, of course, dies. It is his office which is eternal or transcendent. In ending the exile of one responsible for an unintentional manslaughter, Numbers draws on a logic that is explicit in Isaiah, addressing the new Israel in its exile: ‘Speak tenderly to Jerusalem, and declare to her that her term of service is over; her crime expiated’ (Isa. 40:2). That this is the messianic fullness of time in which the messiah reigns in peace is very clear from the new creation preparing for the return from exile by leveling mountains and straightening valleys, which immediately follows (Isa. 40:3-5; cf. Mal. 3:1-7; 4:5), a trope which offers a variation on ‘the poor man’s song’35 and links the role of the messiah in Numbers 35 to the motifs of the end of exile and the establishment of a new Israel. It also needs to be argued, on the basis of this and other related texts of the Pentateuch, that the thematic element of expiation from sin, linked with the role of the anointed, should be identified as the indigenous location for the development of the coherent trope surrounding the messiah figure. Both the dramatic mythic color of anointing and the specific role of expiating sin are characteristics that are secondarily linked to the classic ancient Near Eastern role of the heroic warrior and king as savior, shepherd and shield of his people against the enemies of chaos, typically identified as divinely chosen son of god and linked to the eternal powers of destiny: life and death, creation and nothingness, and fertility and drought. The understanding of the death of the anointed high priest (hakohen hagadol) as expiating for sin in Numbers can be compared with hakohen hamessiah of Leviticus 4:1-21, which also deals with unintended sin. If it is the anointed priest on whom such guilt falls, he, of course, cannot, as in Numbers 35, protect or redeem himself. When the guilt falls on the people, whom the priest then represents before God, he will make expiation for them and they will be forgiven. If the people themselves had sinned unknowingly, the anointed Comparative Studies of South Asia, Africa and the Middle East (Durham, NC: Duke University, 1995), 40–41. 34. For a discussion of this principle, see Thompson, ‘Holy War.’ 35. On the poor man’s song, see below and Chapter 14, this volume; also the implicit discourse in Jn 1:19–34 and Mt. 3:1–17, interpreting John the Baptist as the one preparing the way for the messiah and Mt. 11:1–15 and Lk. 7:18–35, which, like the ‘sermon on the mount’ of Mt. 5:3–11, reiterates the trope of ‘the poor man’s song.’ See further, T. L. Thompson, The Bible in History: How Writers Create a Past (London: Jonathan Cape, 1999), 238–44.
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priest will likewise make expiation for them and they will be forgiven. This central text on the theme of corporate guilt clearly marks the role of the messiah as representative and mediator of the people before God. It also prepares the reader for the role of the messiah as both cause and the one who himself suffers divine wrath.36 The mediation, which the role of priest entails, also involves mediation of the divine for the people. The reiteration of Leviticus 2 in chapter 6:7-16 is particularly helpful in that it transposes Leviticus 2’s instruction for a meal offering, so that it can function in the anointing of Aaron and his sons. That is, this reuse of tradition, should be understood as an origin story of the anointing of the high priest and as an etiology of the high priest as messiah. In Leviticus 6:11-12, the instruction for the eating of the remainder of the offering by the high priest is revised to fit the day of his anointing. It is: håq’olam ledoroteichem me’ashei yahweh ‘their transcendent portion of Yahweh’s holocaust for all their generations.’ The statement concludes ambiguously: kål ’asher-yiga’ bahem yiqdash ‘anyone (or anything) that touches them shall be holy.’ My quibble about ambiguity is not easily dismissed. Leviticus 2:3, for instance, had used the phrase qodesh qadashim me’ishei Yahweh to say something comparable. However, this ‘most holy part of the holocaust’ is already implied by Leviticus 6:11’s håq-’olam: a portion, which makes what touches it holy; namely, the high priest. Here, I suggest, is our etiological tale for some of the messiah’s transcendent qualities. The understanding of the messiah as holy is confirmed in a variant etiology: the story of the making of Aaron’s medallion, in Exodus 28:36-41, to be placed on his forehead. The inscription on the medallion reads: qodesh layahweh. At the end of this description of the high-priest’s clothing, we are also informed that Aaron’s priesthood is ‘eternal’ or, perhaps better, ‘transcendent’: qohat ’olam. Leviticus 8:10-12, similarly, makes Aaron, the altar, and the altar utensils holy by anointing them, explaining quite literally how Yahweh’s messiah can be spoken of as among Yahweh’s holy ones, as well as why the altar can be a place of refuge. In these etiological tales, the messiah is presented as one dedicated to Yahweh, much as Samuel is in 1 Samuel 1:11 and who, like Samson, becomes closely associated with the somewhat legendary Nazarene tradition. Sirach 45:6-17 paraphrases Exodus and explains the messiah’s function as bound by eternal covenant to offer sacrifice, make atonement, exercise authority and judgment, teach the testimonies, and enlighten with the law. He is like Moses (Sir. 45:1-5) and equal to the holy ones. The role of the messiah as mediating with the divine has a wonderful illustration in the narrative of 1 Samuel 12:1-5, which, in describing Samuel’s deathbed declaration of his life’s innocence, echoes ancient Near Eastern oath and treaty formulae which call upon the divine to act as guarantors of a solemn declaration
36. E.g., Ps. 89. On David’s role as representative of the pious, see T. L. Thompson, ‘Historie og Teologi i overskrifterne til Davids salmer,’ CBÅ (1997), 88–102; T. L. Thompson, ‘Salmernes bogs “enten-eller” spørgsmål,’ in T. Jørgensen and P. K. Westergaard (eds), Teologien i samfundet: Festskrift til Jens Glebe-Møller (Frederiksberg: Anis, 1998), 289–308.
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made in their presence. The biblical roots of this story are clearly exposed as not only Yahweh, but also his messiah exercise their function as guarantors of Samuel’s oath. The coherence of the symbol system implied in our narratives is perhaps best made clear by reference to Exodus 30:22-38, where we have the recipe for making the oil that makes one holy (Exod. 30:22-25). No one may make the like again or use the oil on any other person. A reiterating gloss assigns the task of making the magic oil to Bezalel (Exod. 31:1-11), because he uses God’s knowledge to make the oil and is filled with the ruah ’elohim, creating an etiology for the messiah’s (and the Nazarene’s) association with such creative power.37
A warrior dedicated to Yahweh The use of the motif of the anointed in biblical literature is dominated by association with the figure of the high priest in the Pentateuch and by the king in the so-called ‘Deuteronomistic History’ and in the Psalter, but is not restricted to these roles. The anointed seems rather to identify a figure through whom the divine presence is effected, much as it is through the prophets, as is suggested in Psalm 105:15 (cf. 1 Chronicles 16:22 and 2 Chronicles 6:40-42). A more universal function of this role as associated with ruah ’elohim can be seen in Isaiah 61:1 and especially Joel 3:1. The anointed is associated with holy war in Psalm 2’s ‘nations in uproar against Yahweh and his anointed,’ as it is in 1 Kings 19:15-18 where an Aramean Hazael fights Yahweh’s war for him. Similarly, Isaiah 45:1 has a Persian messiah inaugurate shalom. So too, the Assyrian king, Nebuchadnezzar, seems to play the messianic figure of one who understands God’s ways, as does Samson, who, son of God and filled with the holy spirit, plays the divine-like role of the heroes of old, from which the Damascus Covenant 2:12 might well derive its very pertinent derivative phrase in referring to ‘those anointed with his holy spirit.’38 The central thematic elements of the transcendent and eternal roles of the messiah are intrinsic parts of the roles of both the priest and the king in the ancient Near East. They are also well-known parts of both the priestly and the kingly profile of the messiah in the
37. Exod. 40:1-16 is a close variant of Exod. 30–31, but Aaron’s sons are anointed generally (not just the high-priest) with the purpose of serving in the function of priest, thus linking the transcendence expressly to the durative. Num. 3:1-4, deals similarly with Aaron’s sons anointed in order to serve as priests. 38. F. G. Martinez, The Dead Sea Scrolls Translated: The Qumran Scrolls in English (Leiden: Brill, 1994), 34. Such messiahs are recounted in CD 3; they are the men of renown on God’s side! CD 6:1 has ‘the holy anointed ones’ to refer to prophets. This is rather comparable to the messiahs in 2.12; namely ‘the men of renown,’ and here such men who played a role comparable to Moses in their time: referring to the leaders of Israel’s story (L. H. Shiffman, ‘Messianic Figures and Ideas in the Qumran Scrolls,’ in Charlesworth (ed.), The Messiah, 116–129 [117]).
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Bible. Both strains of the tradition struggle constantly to maintain ’olam’s role as doorway between the transcendent and the ephemeral. At the very opening of 1 Samuel, in the story of succession from Eli to Samuel, within the context of an oracle from a man of god, Yahweh regrets his eternal promise to the house of Eli (1 Samuel 2:30). Playing relentlessly on the ambiguity of ’olam in its relationship to the house of the messiah, this story sets one of the central plot-lines of the Saul–David story. Because of the evil of Eli’s sons – as of Aaron’s sons in the past and Samuel’s in the future – Yahweh chooses Samuel to be faithful priest. He is a figure dedicated to Yahweh from before his birth, his mother having been filled with the holy spirit. He is himself called by God and answers that call in the manner of Abraham before him (1 Sam. 1–2).39 Samuel certainly fits the role of one who, unlike Saul, is ‘given over to Yahweh’ and who will ‘do all that Yahweh wishes and intends … walking before his messiah’ all his days’ (1 Sam. 2:35). This story of Samuel’s supersession over Eli effectively creates a harmonic bridge through a chain of supersession from the Pentateuch stories of the high priest as messiah to the Deuteronomistic History’s narrative of the royal messiah and David’s supersession over the house of Saul. As Eli’s house is condemned to eternal punishment (1 Sam. 3:13), so Hannah sings of the messiah’s power over the fate of She’ol in 1 Samuel 2:6 in order to set the stage for Saul’s (sha’ul) fall from grace. Within the context of Hannah’s victory song (1 Sam. 2:1-10) are a cluster of motifs attributed to Yahweh, which refer to the destruction of heroes and their weapons (including a variation of the ‘poor man’s song’; see further below); namely, Yahweh’s power to determine destiny (including the power to send one down to or raise one up from She’ol), the protection of the pious faithful and punishment of the wicked who trust in human strength, as well as the destruction of Yahweh’s enemies and the universal judgment of the world. All such divine attributes are given to ‘his king’ as his representative on earth. The primary sign of this divine power is the fertility which brings order over chaos, a symbol for which is recurrently expressed by the phallic imagery of the rising of his Messiah’s horn.40 As the priest both represented God to the people and stood in the place of the people before God, one of the central roles that David plays in the Psalter is also an everyman role, pedagogically enabling an Imitatio Christi. In the illustrative story of the anointing of David in 1 Samuel 16:1-13, the central theme of the messiah as a guide to biblical piety is perhaps best given focus. Samuel, coming to anoint the messiah of Yahweh’s choice, expects to find a second Saul, someone a head taller than everyone else. And so he guesses … it must be Eliab. But Yahweh explains: don’t pay attention to his height, for God does not judge like a man, but rather sees into men’s hearts. Samuel, like a Cinderella’s prince searching for his bride among the step-sisters, must search among David’s seven brothers for the true messiah. He too is not among the sons Jesse presents to Samuel. He, like Idrimi and Esarhaddon before him, is
39. See my paraphrase of this story and its variants in The Bible in History, 337–52. 40. On this motif, see Hjelm and Thompson, ‘Merneptah.’
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one chosen by God himself. The reuse of this little folktale motif gives voice to the Psalter’s quest for purity of heart, which is the theological matrix of David’s role as everyman.41 In his role as messiah, Saul had been a client of Yahweh.42 As such, he belonged to the deity and was therefore under his protection (1 Sam. 24:7, 11), so much so, that David, when his men put Saul’s life in his hands, rebukes his men and refuses to allow them to kill Saul. To understand why David reproaches himself for having cut off Saul’s ‘fringe’ (1 Sam. 24:6: berit et-kanaf: ‘emasculate’), the scene needs to be glossed with reference to the Egyptian military practice of marking enemy dead by cutting off a hand of those who had been circumcised (i.e., dedicated to a deity), rather than their penises as they did with uncircumcised enemy dead.43 David cannot treat the messiah as an enemy. The close doublet of this first tale of Saul and David (1 Sam. 26) has David warn Abishai that no one can harm the messiah with impunity (1 Sam. 26:9, 11). Yahweh is his patron and, therefore, Yahweh alone can kill Saul. The interpretation leans on a logic that has already been drawn in the related story of Yahweh’s liquidation of Nabal in 1 Samuel 25:38-39, which, in its turn, points ahead to 2 Samuel 1:14, where David executes the Amalekite for having killed ‘Yahweh’s anointed.’ A rhetorical logic of retribution governs the punishment. As with the fate of the parable’s dimwitted and ugly Nabal with his wise and beautiful wife, the evil of the Amalekite ‘falls on his own head’ (1 Samuel 25:39; 2 Samuel 1:16). In accord with such logic, the lack or presence of protection (1 Sam. 26:16) and respect (1 Sam. 26:23) for the life of the messiah have an appropriate punishment or reward. A related logic is found in the tale of Shimei’s ‘happy day’ when he avoids death for having cursed the messiah David, because he had repented and prayed for forgiveness on the day of shalom when the messiah returned to his kingdom (2 Sam. 19:16-24). David’s song of lament over the death of Saul (2 Sam. 1:19-27) uses balanced rhetoric to mark the story of Saul’s death with messianic themes. Contrasting Saul’s death with the potency of a living messiah’s horn, ever raised to bring fertility to his land, David calls on the hills of Gilboa to create drought because the anointed one lays dead. In a contrasting discourse with David’s song, Lamentation 4:20 presents Yahweh’s messiah as cause of life’s breath, in much the same manner that Merneptah and other pharaohs before him had brought the breath of life to the nations under their patronage. In David’s song, Saul’s protection is gone, to be likened to an unoiled shield. Other themes cluster: rather than announcing the good news of victory over Saul, as, for example, the good news of victory over chaos had been broadcast throughout the world at Ramses IV’s birth, Saul’s death must not be mentioned at all, lest the Philistines (Ps. 2:2’s ‘nations’) – those not dedicated to
41. See the discussion of 2 Sam. 15 in T. L. Thompson, ‘If David had not Climbed the Mount of Olives,’ in J. C. Exum (ed.), Virtual History and the Bible (Leiden: Brill, 2000), 42–58. 42. For the following, see Thompson, The Bible in History, 45–52. 43. Hjelm and Thompson, ‘Merneptah.’
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Yahweh in circumcision – rise in uproar. The reiterated declamation: ’eik nafelu givorim in 2 Samuel 1:19, 25, 27, ‘How heroes have fallen,’ allows the song to close by evoking but a ghost of shalom: an absence of war, the weapons of heroes being broken (2 Sam. 1:27b; cf. 2 Sam. 2:4). In David’s lament for the messiah’s death, he likens Saul and his son to kings and gods at war: They were ‘swifter than eagles’ and ‘stronger than lions’ (2 Sam. 1:23)! Metaphors of kings at war and of their gods as wild bulls, lions, and birds of prey are ubiquitous in both Assyrian and Egyptian texts.44 Adad can be pictured as a roaring lion, or as a deity with thunder bolts, as Assur at war, represented by the attacking eagle in the sky, flying above his mirrored image of the king in his chariot.45 Jeremiah’s Lamentations (Lam. 4:17-20) draws on a negative refraction of this same trope. Jerusalem’s end is near and there is no hope. ‘Those who pursue us are quicker than the eagles of the sky.’ The parallel half of Lamentations 4:19 holds a lion implicit: ‘they hunt us in the hills and lie waiting for us in the desert,’ while Yahweh’s messiah (Israel’s life), lies caught in the traps laid for them. Again, the bitterly ironic logic of retribution governs throughout: the tragedy of loss is all the greater as it had been in Yahweh’s shadow that Israel had lived among the nations, sheltered in his eagles’ wings.
David as messiah of the Psalter In the colophon of David’s last song (2 Sam. 23:1-7), a song that is structurally parallel to Moses’ last song to the tribes of Jacob (Deut. 33) as well as to Jacob’s own last song to his sons (Gen. 49),46 David is identified as ‘the messiah of Jacob’s God, whom the Most High raised up.’ He is interestingly identified as the darling of Israel’s songs, through whom the spirit of Yahweh speaks and finds voice. The continuation of the song attributes to David metaphors that richly cluster around the motif of the messiah in the songs of the Psalter, just as they do around the figure of the Babylonian king in the ritual of the Akitu festival and of the pharaohs in their hymns.47 Like both Solomon and Hammurapi, David rules over men in righteousness. Like that of his Babylonian counterpart, David’s rule is carried out with humility. As in Psalm 110:3 and in the hymns about the pharaohs of the eighteenth and nineteenth dynasties, David is likened to the dawn. His rule is transcendent, with an eternal dynasty whose covenant is established in transcendence (Ps. 89:20-38). Also like the pharaoh,
44. See I. Hjelm, Jerusalem’s Rise to Sovereignty in History and Tradition, CIS (London: T&T Clark, 2004). 45. Heintz, ‘Royal Traits,’ 63. For this type of metaphor, particularly involving the analogy of the roar of thunder, bulls, and lions, see also Num. 23:24; 24:8-9; Deut. 33:17; Ps. 18:14; 22:13-14; 29:3-9; Job 16:9-10 and Amos 3:8.12; a perhaps competitive use of the lion as a metaphor for Judah is in Gen. 49:9. 46. Thompson, ‘Holy War.’ 47. Ibid.; Hjelm and Thompson, ‘Merneptah.’
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he is responsible both for fertility and the determination of fate: the discernment between what grows green and what is cast away as brambles (Ps. 1:3-4). If one considers the themes which meaningfully cluster within a psalm, or a song’s function as an expression of specific intellectual tropes, Psalm 104 unquestionably needs to be considered in the classification of the Bible’s most messianic psalms,48 though it has neither a messiah nor a David as its protagonist. This classic messianic cluster of themes, reflecting divine presence in this world, is rather associated directly with Yahweh, much as its predecessor, the Egyptian hymn to the sun god, had associated these same thematic elements with the Aten rather than with his king, Akhenaten. A similar association of motifs, centering on Yahweh’s messiah, identifies Psalm 2 in its role with Psalm 1 as introduction to the Psalter, and, as such, as a Psalm of David.49 The setting which opens Psalm 2, of the nations in uproar and the kings of the earth in a conspiracy against Yahweh and his messiah to break the chains that bind them, is a classic of a great king at war.50 A victory stele of Seti I at Beth Shan opens the narrative of the war with a description of a conspiracy gathered at Hamath and allied with Pella.51 A similar opening describing the enemy in uproar introduces Seti I’s victory against the Shasu, who were ‘plotting rebellion’: ‘Their tribal chiefs are gathered in one place, waiting on the mountain ranges of Kharu.’52 Similarly, in the annals of Shalmaneser III, the description of the recurrent campaigns against Syria and Palestine are frequently introduced with the stock rebellion of the ‘12 kings of Hatti’53 and Sargon II offers us many well-known examples of rebellion as a stereotypical casus belli against the powers of chaos.54 These inscriptions hold implicit the king’s role as servant of the universal God and, as such, patron over all nations. A nation at war with the great king is, ipso facto, a nation in rebellion against the divine. One might well argue that the role of the nations in inscriptions is to go into conspiracy and rebellion, so that the king, in trampling on them in battle, might use them as examples for his messianic role of setting chaos in order and
48. Chapter 14, this volume. 49. See N. P. Lemche, ‘Salme 2 – midt imellem fortid og fremtid,’ in M. Müller and J. Strange (eds), Det gamle Testamente i jødedom og kristendom, FBE 4 (Copenhagen: Museum Tusculanum, 1993), 57–78; N. P. Lemche, ‘Indledningen til Davids Salmer: Nye betragtninger vedrørende Salme 2,’ in L. Fatum and M. Müller (eds), Tro og Historie: Festskrift til Niels Hyldahl, FBE 6 (Copenhagen: Museum Tusculanum, 1996), 142–51; T. L. Thompson, ‘Salmernes Bogs “enten-eller” spørgsmål.’ 50. See M. Liverani, Prestige and Interest: International Relations in the Near East, ca. 1600–1100 bc, HANES 1 (Padua: Sargon, 1990), 126–50. 51. J. Wilson, ‘A Campaign of Seti I in Northern Palestine,’ in ANET, 253. 52. J. Wilson, ‘Campaigns of Seti I in Asia, text a,’ ANET, 254. See also the similar description of the ’apiru in J. Wilson, ‘Beth Shan Stele of Seti I,’ ANET, 255. 53. ANET, 276–81. 54. ANET, 284–7; see also the use of conspiracy in the description of Sennacherib’s siege of Jerusalem (ANET, 287–8).
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creating a new world.55 Psalm 2:3’s use of the metaphor of chains to describe the bonds of Yahweh’s patronage, as the messiah’s advice to the kings of the earth to learn the fear of Yahweh and to submit to him with trembling, are stereotypical motifs of holy war. The short song of Jer 5:4-6 turns these same motifs against Jerusalem, whose great men have similarly broken from Yahweh’s patronage.56 The role of his anointed as enforcer of Yahweh’s patronage is essential to an understanding of the messiah. As in Psalm 2, it is well captured in the irony of Yahweh’s laughing scorn and anger expressed in this passage of Jeremiah. This king enthroned on Zion finds perhaps its richest ironic illustration in the story of the disaster which overcomes Sennacherib’s general and his troops because of laughing scorn in Isaiah 37–38, when Hezekiah, in his tears and prayer, fills the role of Yahweh’s suffering and repenting messiah. Having scorned Hezekiah’s fear of Yahweh, the Assyrians suffer retribution for their hubris, while Hezekiah – in his role as messianic model of humility – prays for Jerusalem’s remnant in the temple. The Assyrian army is struck down by Yahweh overnight, and Sennacherib himself dies in the retributive logic of his own temple prayer (Isa. 37:38).57 Isaiah 38:3-5’s reiteration of Hezekiah’s prayer in the temple and message to Isaiah in 37:1-5, illustrates the child’s voice which protects one in Psalm 8:3. The messianic child of a new Jerusalem which did not have strength to be born in Isaiah 37 has his prayer heard and his tears seen in Isaiah 38:5-6. Like the great kings of the Babylonian Akitu and Egyptian Sed festivals, Hezekiah is given another fifteen years of life and his city finds peace in his day.58 Another thematic element of major importance in Psalm 2’s use of the messiah is the divine declaration or decree that he is Yahweh’s son, born on that day by God (Ps. 2:7). This is comparable to the official publication of cosmic joy and good news at the accession to the throne of Ramses IV: ‘O happy day! Heaven and earth are in joy, for you are the great lord of Egypt.’59 Similar to the messianic son of Yahweh of Psalm 2:7, Ramses IV is the son of Re. As Horus, Ramses, like Akhenaten before him, takes the throne of his father ‘who sent him forth.’60 Similar to Ramses rule and protection over all nations, Psalm 2’s king and messiah governs Yahweh’s kingdom: the nations are in his patronage, which embraces the entire world. Like Merneptah, who banishes wrong at his accession and causes evildoers to fall on their face, Psalm 2’s messiah is given the
55. See especially M. Liverani, Prestige and Interest, 126–34; Hjelm and Thompson, ‘Merneptah’ and Thompson, ‘Holy War.’ 56. For a discussion of the role of Israel and Judah as primary targets for the Bible’s theme of holy war, see Thompson, ‘Holy War.’ 57. On the Hezekiah story, see Hjelm, Jerusalem’s Rise to Sovereignty. 58. See Chapters 14 and 15, this volume. Hjelm, Jerusalem’s Rise to Sovereignty, also draws on the reverse implications of the child as Assyria’s destiny, without strength for birth as defining this ‘day of need, punishment and shame’ (Isa. 37:3). 59. See J. Wilson in ANET, 378–9; also the similar text regarding Merneptah’s accession to the throne in ANET, 378. 60. On the motif of Yahweh giving birth to the messiah, see Chapter 14, this volume.
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power to shatter and crush the nations. Finally, Psalm 2 closes with the phrase: ‘happy are those who seek refuge in him,’ a verse which reiterates the beatitudes of Psalm 1’s eightfold contrast between the way of righteousness and the way of the ungodly. The announcement of Ramses IV’s accession presents a similarly structured ninefold version of this poor man’s song in order to describe the ‘happy day’ for those who come under the king’s divine patronage, a trope that plays a central role in the Bible’s messianic tradition: They who were fled have come back to their towns; they who were hidden have come forth again. They who were hungry are sated and gay; they who were thirsty are drunken. They who were naked are clothed in find linen; they who were dirty are clad in white. They who were in prison are set free; they who were fettered are in joy. But troublemakers have become peaceful.61
This song marks the messiah with the power to determine destiny. The thematic gap between the positive cadences of Ramses IV’s song and Psalm 1’s sectarian contrasts are easily and explicitly linked through the variant in Hannah’s song in 1 Samuel 2:4-9, which similarly has eight parallel segments and a ninth capping the closure: The bows of heroes are broken; but the weak are strapped in strength. Those who were filled must sell themselves for bread; but the hungry are no longer in need. The barren bear seven; but the mother of many is left alone. Yahweh kills and he brings to life; he sends down to She’ol; and he brings back. Yahweh makes poor and he makes rich; he humiliates and gives pride. He raises the poor from the dust and lifts the needy from the dunghill; he sets them among nobility and gives them seats of honor. The pillars of the earth belong to Yahweh; he has set the world on them. He protects the steps of the pious; but the godless die in darkness For it is not by strength that men prevail.
Comparable cadences can be recognized not only in the teaching of the beatitudes, but in the response that Luke has his Jesus give to the disciples of John who ask whether he is ‘the one who it to come, or are we to look for another… Go and tell John what you have seen and heard’:
61. ANET, 379. The very close association between songs of blessings and curses and the poor man’s song is argued systematically in T. L. Thompson, The Messiah Myth: The Ancient Near Eastern Roots of Jesus and David (New York: Basic Books, 2005).
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The blind receive their sight and the lame walk; Lepers are cleansed and the deaf hear; The dead are raised up and the poor have the good news preached to them. Blessed is he who takes no offense in me. 62
The messiah as mediator of the divine and as piety’s representative As Hezekiah sought refuge with Yahweh, and as the humility of his prayers and tears became the turning point of his story, creating a narrative imitatio illustrating the messianic tropes of Psalms 2:12 and 8:3, the songs within the narratives of 1–2 Samuel also reflect a similar pedagogical purpose, interpreting the role of the messiah as representative of piety. As Hannah’s ‘poor man’s song’ goes over into a citation of Psalm 1:6 (= 1 Sam. 2:9ab), it supports not only a teacher’s statement of universal value (1 Sam. 2:9c: ‘It is not by strength that men prevail’), but an interpretation that provides a key to understanding the Saul–David narrative as illustrating messianic virtues.63 The song of 2 Samuel 22 (= Ps. 18), whose placement under Yahweh’s protection ‘from all his enemies’ reiterates 1 Samuel 7’s evocation of God’s eternal kingdom, closes the David story with a similar secondary voice. It paraphrases David’s significance as illustrator of piety and offers an interpretive key for its narrative. In the Psalter, Psalm 18 takes its place among the small group of thirteen psalms which have been given an illustrative and dramatizing setting within the events of the David tradition.64 The Psalm itself, however, is not limited to this context as part of the David narrative. Like Psalm 89, it is sung within the greater biblical tradition of the messiah. Not only does the heading avoid identifying Saul as among David’s enemies, it seems unaware of an equally anointed Absalom. By placing the song at the end of his mortal days, the heading makes specific and transient life a universal and representative role for all those seeking refuge with Yahweh (Ps. 89:3). Furthermore, verse 7 has Yahweh hear his messiah’s voice in the Psalter’s temple, much in the manner that Yahweh heard Hezekiah’s voice in Isaiah 37, even though the David story has no temple. It is especially in the final verses of the song within its setting in 2 Samuel 22, which gives a key to the narratives which follow, that the song takes on more universal overtones. As in Psalm 89, the theme of Yahweh’s eternal hesed given to the messiah, is attributed to David’s successors. It is, in fact, not David, himself, which is the focus of the song sung in 2 Samuel 22, but rather a mythic messiah and his role in Israel.
62. See Lk. 7:18-23; also Mt. 11:2-6. One might consider just a few of some of the many variants of this in the wide range of this trope in biblical texts: so Ps. 107:33-38; 113:7-9; Isa. 29:18-20; 35:5-7; 41:18-20; 61:1-3; Mt. 5:3-12; Lk. 4:18-19; 6:20-26. 63. Compare the strength of Saul in 1 Sam. 15 with the David of 2 Sam. 15 who, weeping, goes to the mount of olives to pray. See, further, Thompson, ‘If David had not Climbed.’ 64. Thompson, ‘Historie og Teologi.’
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This song reiterates Psalm 132’s reference to the memory of David who had sought a home for Yahweh. This Ba’al-like, homeless deity has chosen David’s Zion as the place where the ark can finally find its rest. Psalm 132 is itself set, in the form of a dedicatory prayer in Solomon’s mouth in 2 Chronicles 6:40-41, as a prayer for Jerusalem’s acceptance: a prayer for the new Jerusalem as heir to Yahweh’s promise to David. Yahweh’s acceptance of Zion finds its earthly realization in his acceptance of the new Jerusalem; for it is that Jerusalem which is the anointed in the Chronicles’ context. Psalm 89, whose closing stanza is echoed in 2 Chronicles’ citation, is a song about the eternal transcendence of Yahweh’s hesed as it is to be announced in every generation (Ps. 89:2) and as it is expressed through the covenant which similarly confirms David’s throne in all generations (Ps. 89: 2-5). The song’s progress can be sketched simply: Yahweh is the transcendent creator, incomparable among the gods, whose rule is based in righteousness and grace (Ps. 89: 6-15). Happy are all who know the holy one of Israel (Ps. 89:16-19). Yahweh announces that he has chosen and anointed a hero as his servant, namely David, to control chaos; namely, the sea and the kings of this world (Ps. 89: 20-28). This faithfulness will endure even if his sons abandon his laws. Yahweh will punish them but he, himself, will be true (Ps. 89:29-37). The singer challenges the truth of such promise, because, in fact, Yahweh has shortened his life and covered the messiah with shame (Ps. 89:38-46). While so central to the understanding of the king’s role as divine servant in the ancient Near East is the virtue of humility or fear of God – the recognition of the limitations of our humanity and the contrasting reality of the divine65 – the Psalmist here, like Job, accuses Yahweh of a comparable limitation in his understanding of us. Has he forgotten how fleetingly fragile the life of every human that, in fact, belongs to she’ol (Ps. 89:47-49)? Psalm 89’s closing expression of horror so encompasses the virtue of tzedaka that the closing reference to Yahweh’s enemies scorning the footsteps of the messiah (Ps. 89:50-51), exposes the associative transference of the singer’s messianic role. This messiah is, in fact, the singer – or just as equally – those for whom he sings. Such is the identifying transfer which closes Psalm 18, marking not so much David or one of his sons as the messiah singing to his people, but marking Israel itself, speaking from its exile to ‘the God of my deliverance’ (Ps. 18:47-51). The David story takes its closing context in the exile, from which Yahweh’s praises are sung among the nations. This is the significance of its variation in Psalm 28:8: ‘Yahweh’s is the pillar of his people,66 and the fortress of his messiah’s deliverance.’ The implicit function of the first person voice of the messiah – with a self-identification as the new Israel – is made explicit. Just such an ideology of identification with piety’s values is similarly implicit in Psalm 45:8’s second person song to the anointed king. The ‘love of righteousness and the hatred of evil’ is the reason that God has anointed the king ‘with an oil of gladness.’ Transference becomes even more explicit in a perspective reflected in Psalm 20. The opening stanza addresses the
65. Chapter 14, this volume. 66. Following here the LXX.
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pious with an everyman’s world of trouble. The singer prays that help will come to him from Zion and that those who sing this song will rejoice in the victories of the pious, that his every wish be fulfilled (Ps. 20:2-6). This simple conceit is, however, linked with a second stanza which functions as mythic paradigm, confirming its truth. A credal statement opens the stanza: ‘Yahweh gives victory to his messiah,’ and, given this confession, an appropriately corresponding prayer closes and binds the two stanzas with a single meaning: ‘Yahweh, save the king; answer us when we call’ (Ps. 20:10). The pious who sing such song themselves take on messianic identity. The divine is made present in them. It is with similar judgment that the reference to the messiah in Psalm 84:10 is to be read. The life of piety is mythically transposed in the language of holy war as Yahweh’s messiah, in the role of warrior against chaos, is tied to Jerusalem’s temple as the location for holy war’s shalom. The singer identifies Yahweh’s anointed with a shield, not the un-oiled shield of Saul which protects no one, but a shield for those who live without blame and trust in God rather than men. They find their happiness living in the mythic peace of his temple.
The messiah and the new Israel 2 Chronicles 6:36-42 is relatively unique among the prose texts referring to Yahweh’s messiah in that it is apparently a secondary narration, reflecting an interpretation of the messianic tradition. It deals with a context that is built from the David tradition; specifically, 2 Samuel 7, Isaiah 55:1-5 and Psalm 132. Israel, having sinned as all men do and having suffered punishment, now repents and turns to Yahweh with their purified hearts. Solomon prays to Yahweh that he pardon them, and, reversing Isaiah 6:10-12’s metaphor of a people with stopped-up ears and sealed eyes and, neither hearing nor seeing, cannot repent and save themselves, Solomon, as messianic mediator playing David’s role, does it for them: may God’s eyes, he prays, be open and may His ears be attentive so that He may hear the prayer that the messiah offers from a new Israel’s temple. May this new Jerusalem be the resting place for both Yahweh and his ark, where his pious might now rejoice in the good. Solomon’s prayer that Jerusalem might find its promised messianic shalom closes on the reiterating and interpreting tones of Psalm 89’s closing prayer that Yahweh not reject his messiah, but remember his servant David. Isaiah 45:1-8, similarly links Israel with the messiah’s role. The text draws on an identifying parallelism between the call of Cyrus as Yahweh’s messiah and the call of Israel, who did not know Yahweh. The cosmic universalism and inclusive monotheism of Yahweh,67 in this address to Cyrus and Israel, is expressed with stereotypical tropes belonging to the theme of the messiah as divine warrior. We find not only the motifs of leveling hills and other cosmic war imagery against the kings of the world, but also the metaphor of the king being grasped with his right hand 67. See Chapter 8, this volume, 108–17.
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(cf. Ps. 110:5), which clusters with Isaiah’s previous song’s epithet for Cyrus as ‘my shepherd,’ the one who carries out Yahweh’s will in rebuilding the temple. An identification of Yahweh’s people and his messiah is also found in a firstperson song in Habakkuk 3, which is structured much in the manner of a hymn of the messiah in the Psalter (Hab. 3:1b, 19d), illustrating the cosmic war theme of Psalm 2. Yahweh is described with the metaphors of the divine warrior who brings terror to all the cosmic powers, using motifs of the sun and moon, earth quake and the leveling of mountains, the storm and the sea. Yahweh’s arrow and spear are likened to lightning, as he strides the earth in his wrath. The nations are trampled while Yahweh’s people are saved (Hab. 3:12-13). This last theme reiterates a retributive contrast between the destruction of the nations and the salvation of Yahweh’s people that is central to the debate about holy war and the new Israel in Ezra and Nehemiah.68 In Habakkuk, the salvation of the messiah is used to echo Israel’s salvation, as Yahweh is given the epithets of divine warrior. In fact, the first person voice of the song imitates a David’s voice from the Psalter, marking this late69 final chapter of Habakkuk and, in particular, its use of the messianic figure with an implicitly reiterating function. It is the messiah who speaks in Habakkuk’s song, addressing Yahweh. In crushing the nations, the warrior Yahweh destroys the house of Psalm 1:1, 6’s ‘ungodly.’ Implicit to such sectarian strife70 is pietism’s life and death struggle between the leader of the ungodly and the leader of the forces of good (Hab. 3:12-15), defining an eschatological role for the messiah comparable to what we find in the Dead Sea scrolls. The messianic ‘I’ offers the plaint of the suffering pious (Hab. 3:16), longing now for a day of wrath – as a day of salvation – turned towards the impious.
68. Thompson, ‘Holy War.’ 69. For example, only Hab. 1–2 is witnessed by the Pesher Habakkuk of the Dead Sea texts. 70. Thompson, ‘Salmernes bogs “enten-eller” spørgsmål.’
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14 Kingship and the wrath of God: or teaching humility 2002
Introduction This article continues the discussion I began in my article on the Pentateuch and reiterative history writing in my contribution to the last Copenhagen Forum,1 a study which dealt with the ideological polarity of the mythological motifs of creation and destruction in a discussion of the motif ‘cosmic desert’ as it has been used in the narratives of biblical story. It became clear that the syntax of motifs in polarity, such as that of creation and destruction as expressed in the contrast of Genesis 1:2’s tohu wa-bohu to ruah ’elohim, first becomes clear in the many variants of tohu wa-bohu that are used in the stories about old Israel in the Pentateuch and the Prophets. In pursuing what I defined as the biblical genre of reiterative narrative collected within a secondary use of tradition and viewed as an alternative to historiographical composition, it became clear that defining the function of motifs – and not merely their significance – was essential. In furthering this goal, I examined how stories recounting the destruction of Jerusalem past had been used to illustrate an intellectual discourse, which evokes a mythical perception of a repentant and reborn Israel within the functional ‘symbol system’ accessed through biblical literature.2 Its past, in turn, is recounted as reflective of a recurrent and transcendent struggle, leading to the 1. T. L. Thompson, ‘Historiografi i Pentateuken: 25 År efter Historicity,’ in J. Strange and G. Hallbäck (eds), Bibel og historieskrivning, FBE 10 (Copenhagen: Museum Tusculanum, 1999), 67–82; revised in English as Chapter 12, this volume. 2. The anthropological term, ‘symbol system,’ as discussed by R. Geertz (The Interpretation of Cultures, New York: Basic Books, 1973, 91–9), is suggested by B. E. J. H. Becking, ‘Verder na Vriezen, Kanttekeningen bij zij hoofdlijnen,’ in M. Dijkstra and K. Vriezen (eds), Th. C.Vriezen Hervormd theoloog en oudtestamenticus: Studies over theologie van het Oude Testament, bijbelse theologie en godsdienst van Oud-Israël bij de honderdste geboortedag van Th. C. Vriezen (Kok: Kampen, 1999), 83–105 [103]. The term is particularly instructive as referent to the coherence of the ancient intellectual world’s literary context. See further on this, T. L. Thompson, The Bible in History: How Writers Create A Past (London: Jonathan Cape, 1999; published in the US as The Mythic Past: Biblical Archaeology and the Myth of Israel, New York: Basic Books, 1999), 293–374.
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violence, destruction, and nothingness from which this ‘new Israel’ was created. In this reading, the need to identify dominant themes and their structural inter-relationships was central to analysis and interpretation. Why a particular story is told, and the ideological association it refracts, became decisive in defining the clustering and patterning of the motifs essential to early Jewish selfidentification.3 This exegetical effort is continued in the present article. While my earlier article had proposed a perspective that questioned our understanding of the Pentateuch as historiographic, it identified a number of basic motifs that are continued in the Bible’s representation of Jewish identity. The present effort attempts to challenge a different assumption of the historical critical method: the historical-ideological role we associate with a text’s context: that texts reflect the times and ideologies of their composition.4 Given the secondary nature of our traditions,5 the meaning-bearing capacity of our texts in fact far exceeds the capacity of the biblical authors or indeed the culture they strove to represent. When one considers the implications of the reuse of tradition – and indeed every act of authorship involves such – one must consider that as writers we write what we do not entirely intend: our souls are not entirely our own. The process of identity creation involved in tradition building is not merely creative (and certainly does not involve creatio ex nihilo), but is itself created by the tradition it reinterprets and uses once again. This leads me in the present article to take up the implicit association of some of our biblical motifs which are at home within ancient Near Eastern origin myths. The motif of violence associated with creation mythology is considered in this chapter from the perspective of the pedagogical function of the motif: ‘wrath of God,’ understood thematically and in terms of function as a divine anger promoting understanding. Within Genesis’s story of creation, motifs of divine anger and destruction are found delayed and first enter the narrative in the garden story and in the motifs that follow, especially in the flood narrative.6 The recognition of such a specific function implied in the association of narrated threats or actions of divine violence – with corresponding responses of humility or repentance – involves an exploration of a mythological context that will carry us beyond both the geographical and chronological boundaries of biblical literature and attempt to include a variety of secondary variations of any specific tradition’s literary reception.7 An analysis of literary motifs 3. See Chapter 11, this volume. 4. So, J. Wellhausen, Prolegomena zur Geschichte Israels, 6th edn (Topelman: Berlin, 1905, 316) very famously asserted that the patriarchal narratives gave us historical knowledge first from the period in which the narratives became part of the folklore of Israel. See also T. L. Thompson, The Historicity of the Patriarchal Narratives: The Quest for the Historical Abraham, BZAW 133 (Berlin: de Gruyter, 1974), 7. 5. See Chapter 11, this volume. 6. The biblical association of violence with creation is also explicit in texts like Gen. 19, Exod. 15 and Ps. 89. 7. For a discussion of some of the methodological issues implicit in this analysis, see Chapter 10, this volume; T. L. Thompson, Early History of the Israelite People: From
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necessarily involves considerable abstraction. It associates common denominators implicit to the plot and characterization of literary elements that are brought into the comparison from specific texts which bear explicitly their own individual signification. No direct association or dependence between any given text under comparison nor any original source of any specific text, however, is argued or intended. The central themes and motifs within ancient Near Eastern traditions – both Egyptian and Mesopotamian – underwent periods of popularity and decline, and earlier periods of great literature were revisited in antiquarian enthusiasms of renaissance.8 The reign of Nabonidus, for example, ushered in a renaissance centered in Old Babylonian and Sumerian texts, in many ways comparable to the Assyrian period renaissance during the reign of Asshurbanipal. The contemporary Saitic dynasty, and later Ptolemaic dynasties, brought comparable renaissance movements to Egyptian literature, in which eighteenth dynasty and Amarna period texts played a significant role. Such recurrent developments in the history of literature in the ancient Near East preclude rather than support the use of such parallels for dating biblical traditions. The libraries of the ancient world – and especially that of Alexandria – were the products of such renaissance thinking, and their function and influence in literary production directly undermined both the chronological and geographical borders of ancient literature.9 Common ideological associations of international literature are already markedly pronounced in the Assyrian period.10 When one deals with secondary traditions, one needs to attend well to the interpretive role of a text, motif, or ideology, which is reused within a new and independent context which has its own integrity. Not only is a common chronology not implied in the sharing of traditions, but a shared understanding and function can hardly be assumed to be implied. The history of specific Akkadian, Egyptian, and Hebrew traditions must be based on the development of texts within that specific culture, and not on any Sitz im Leben or tradition history that seems implied by the content of the texts, for it is that content that has capability of transcending any single culture’s use of a tradition.11 The principle question fundamental to comparative literature relates
the Written and the Archaeological Sources (Leiden: Brill, 1994), 358–66; Thompson, The Bible in History. 8. As discussed, for example, in H. Friis, ‘Eksilet og den israelitiske historieopfattelse,’ DTT 38 (1975), 1–16 and substantially implied in N. P. Lemche’s later discussions: ‘Salme 2 – midt imellem fortid og fremtid,’ FBE 4 (Museum Tusculanum: Copenhagen, 1993), 57–78; N. P. Lemche, ‘Indledningen til Davids salmer: nye betragtninger vedrørende Salme 2,’ FBE 7 (Copenhagen: Museum Tusculanum, 1996), 142–51. 9. Notice, for example, the interesting prologue in 2 Macc. 1:18–2:32, including the references – legendary or not – to the library of Nehemiah and the collection of Judas Maccabeus in 2 Macc. 2:13-15. 10. See Chapter 8, this volume; also H. Niehr, Der Höchste Gott, BZAW 190 (Berlin: de Gruyter, 1990). 11. Here I disagree strongly with the traditional-historical arguments dealing with cultural borrowing in respect to royal ideology in the study of A. Laato, A Star is Rising: The
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not to chronology or issues of borrowing or dependence, but to the structural importance and functional quality of a motif encountered within a specific story and its variants. In what follows, it is the clustering of motifs of violence and divine wrath with plot-developments evoking repentance or humility in several well-known creation stories which are tied closely by royal ideologies that guides my association of narratives that otherwise share only in the broad inter-related, intellectual context of ancient Near Eastern literature. While, on the one hand, such a broad spectrum of texts precludes any significant discussion of a tradition’s history or concrete social and historical context, just such breadth seems necessary to draw out the implied intellectual associations of such texts. The very limited range of ancient literary motifs and themes known from the ancient Near East support such comparative strategies. Although I am convinced that the form of biblical literature as secondary tradition12 properly calls for a comparison of its composition methods and techniques with other secondary traditions that we find, for example, as early as the works of Herodotus and frequently in the historiographically paraphrastic compositions from Manetho and Berossus to Josephus rather than to the more immediate compositions we find in cuneiform and hieroglyphic texts, often of a much greater antiquity,13 we will find that comparisons with earlier compositions are useful for an understanding of the basic functions of the motifs themselves. I make, however, no claims in this article to any chronological association of our biblical texts with such early texts, or even to any of the geographical or historical paths of association of biblical literature within such settings in antiquity – that would be inappropriate in an article whose aim is essentially limited to the formalistic and exegetical – except perhaps to make an obvious if critical interpretive observation; namely, that the earlier we might date our written texts, the less they can be assumed to be embedded within a specifically Jewish tradition of reception.
Creation stories While the Bible’s creation ideology is both limited and highly equivocal in its range of expression and explicit coherence,14 it shares both theme and syntax with many ancient Near Eastern traditions. Most fundamental in ancient Near Eastern tradition generally is the association of creation with motifs of violence and destruction.15 Nowhere is the association of creation and violence more Historical Development of the Old Testament Royal Ideology and the Rise of Jewish Messianic Expectations, USFISFCJ (Atlanta, GA: Scholars Press, 1997). 12. See Chapter 11, this volume. 13. Thompson, The Bible in History, 5. 14. Gen. 1 and Ps. 104 are among the most developed of the primary ‘creation’ texts in the Bible, but there are a large number of secondary texts which refer to such ideology (so e.g., Gen. 2; Ps. 24; Ps. 89; Job 40–41; Jn 1 and many more). 15. See Chapter 12, this volume.
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clearly recognized than in the Babylonian ‘creation story,’ the Enuma Elish, where creation follows from Marduk’s conquest of primeval waters in the form of the gods, Kingu and Tiamat.16 The Enuma Elish, moreover, has long been profitably compared to the creation narrative of Genesis17 and may well serve us now as a template for this particular association of motifs. Like Genesis’s creation story, the Enuma Elish is also well described as a ‘secondary tradition that has undergone a considerable history of reinterpretation.’18 Not only is the Enuma Elish used as a dramatic reading within the Akitu – or ‘New Year’ festival, celebrating the reinvigoration of the monarchy through themes of a new creation – during the whole of the first millennium bce, but the text as it has come to us since as early as the Old Babylonian period shares an intellectual and mythological world as expressed in its dominant themes and motifs with a considerable range of ancient traditions. In the latest versions of this tradition we possess, we find it mixed together with elements reflecting the ancient story of Atrahasis. This is found in the mildly demythologized and reinterpreted paraphrases of the Hellenistic epitomizer Berossus which can be found in Eusebius and Josephus.19 Creation begins when all was darkness and water. Monstrous creatures were created from the water and were ruled over by a female named Thalath or Thalassa (‘the sea’). In one version, the god Bel divides the woman in two. Half of her was used to create heaven and the other half the earth. This, however, is interpreted by Berossus allegorically: that all existence had its origins in liquid. So too humanity is created from the death and blood of a god. This origin reflects the evaluation of human understanding as sharing in divine wisdom. An alternative version likewise interprets the tradition allegorically, bringing together the motifs of light and air as synonyms. Heaven and earth were created within darkness, but when the god Bel saw that the land, without light, was a barren wilderness, he commanded one of the gods to mix his blood with the ground, that a humanity might be created that could tolerate the air. This particular version shares much of the biblical anthropology.
16. U. and A. Westenholz, Gilgamesh. Enuma Elish: Guder og Mennesker i oldtidens Babylon, Verdensreligionernes Hovedværker (Viborg: Spektrum, DK, 1997), 171–233; ANET, 60–72; additions to tablets V–VII: ANET, 501–3; W. W. Hallo, The Context of Scripture I: Canonical Compositions from the Biblical World (Leiden: Brill, 1997), 390–402. 17. Including such clear verbal and structural variants as between the opening words Enuma Elish – ‘When on high the heaven had not been named, firm ground below had not been called by name … then it was that the gods were formed within them’ (ANET, 60–61) – and the garden story’s opening: beyom ’asot Yahweh ’lohim ’eretz weshamayim – ‘When God’s Yahweh made earth and heaven and no plant of the field was yet on the ground and no herb had yet sprung up, because God’s Yahweh had not yet caused it to rain on the earth and there was no man to work the ground … then God’s Yahweh formed humanity,’ and so on (Gen. 2:4-7). 18. See the excellent discussion in Westenholz, Gilgamesh, 175–7; also Chapter 11, this volume. 19. Westenholz, Gilgamesh, 177–9.
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The Enuma Elish itself has much in common with the Sumerian and Akkadian versions of the creation story of Ninurta and Anzu,20 where Ninurta is the one who conquers the chaos-monster and secures the tablets of destiny, a role that Marduk plays with royal overtones in the Enuma Elish. While the conflict among the gods in the Enuma Elish ensues as a result of the need for divine rest in the face of the noise of the lesser gods – whose fulfillment as a need for a Sabbath rest becomes the goal of the creation in Genesis 1 and its absence an offense that defines the human in the Old Babylonian Atrahasis version of the flood story21 – the Ninurta story’s cosmic conflict begins in a theft of the tablets of destiny perpetrated by the Anzu-bird while Enlil was bathing. This scene itself finds an echo in the Gilgamesh story where the plant which would renew Gilgamesh’s youth and kingdom is stolen beside the well of his bath by a serpent.22 In the legend of the Anzu-bird, it is Ninurta who plays Marduk’s role in the battle against chaos and, similarly, it is the proclamation of her names that closes this legend. The similarities are also found in detail. The four winds and cosmic bow and arrow are the hero’s weapons in both stories. Not only the duel fought against the chaos-monster, but also the subordinate struggles against eleven monsters not only play in both creation narratives, but this cosmos ordering function, so significant to royal ideology in the ancient world, continues to find a role in the ancient literary world in battle inscriptions of the Assyrian period, where it shows itself lightly in the stereotypical and reiterated description of the twelve enemy kings of Hatti-land.23 Like Ninurta and Marduk before them, the king plays the role of creator in his eternal war against chaos. The central theme of the Enuma Elish, the war against the sea or primeval deep, whose biblical echoes have been well recognized in Genesis 1:2, Exodus 15:10 and Psalm 89:10 is also known in early West Semitic texts from Mari to Ugarit 20. Westenholz, Gilgamesh, 175–6, who assumes direct borrowing and dependence. See, also W. G. Lambert, ‘Ninurta Mythology in the Babylonian Epic of Creation,’ in K. Hecker and W. Sommerfeld (eds), Keilinschriftliche Literaturen (Berlin: de Gruyter, 1986), 55–60; T. Jacobsen, ‘The Battle Between Marduk and Tiamat,’ JAOS 88 (1968), 104–8; T. Jacobsen, The Treasures of Darkness (New Haven, CT: Yale University Press, 1976), 167–90. For texts in English, see A. K. Grayson, ‘The Myth of Zu,’ ANET, 514–17; and W. W. Hallo, ‘The Eridu Genesis,’ in W. W. Hallo, The Context of Scripture I: Canonical Compositions from the Biblical World (Leiden: Brill, 1997), 513–15. 21. ANET, 104, ll. 2–4. For biblical echoes of this motif, see below. The Atrahasis story also includes the closely related motif of humanity being created from the blood of gods in order to free the gods from their work (Westenholz, Gilgamesh, 176). 22. Which as ‘earth-lion’ bears possible overtones of the chaos monster: see Gilgamesh Tablet XI, ll. 290–96: ANET, 96; cf. Westenholz, Gilgamesh, Tablet XI, ll. 298–314, 134–5. 23. For example, the reiterated motif of twelve enemy kings in the inscriptions from the reigns of Shalmaneser II and Shalmaneser III in ANET, 276–81, but also the allusions to the plant of life and cosmic battle that is engaged in the description of Adadnirari III’s campaign against Palestine (ANET, 281), as well as the nearly ubiquitous selfdescription of Assyrian kings as usum gal, ‘the Great Dragon,’ a description which first appears on the Hammurapi stele (ANET, 276).
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and beyond.24 It is in the context of the Babylonian creation story’s reception, as expressed in the ritual instructions for the Akitu-festival establishing Marduk as king,25 that the creation story’s close ties to the ideology of kingship – with its pedagogical goal expressed in the wisdom motif of repentance or humility resulting from violence – come to the fore. These connections are revealed in prayers of the high priest on the fourth day of the month of Nisan to Marduk and to ‘My Lady.’26 The prayer to Marduk is addressed from the perspective of a royal ideology that echoes the Psalter’s understanding of Yahweh as Israel’s king, with David as his messiah, given the rule over his people in so far as he fears God. Just so, Marduk is ‘lord of the great gods’; he is the one who measures the sea, determines destiny; he is the ruler and source of light for his city.’27 The priest’s prayer to ‘My Lady’ describes the goddess as one who impoverishes the rich and enriches the poor. She destroys the enemy and those who do not fear her; she frees the prisoner and takes the downtrodden by the hand. She is asked by the priest to secure the destiny of the king who fears her and, in doing so, gives life to Babylon’s citizens who stand under her protection. These prayers and praises form a specific cluster of motifs which surround description of the divine as the ‘poor man’s savior.’ In biblical tradition, we find this cluster most explicitly in the song of Hannah in 1 Samuel 2:1-10 and in the song of David sung at the end of his career in 2 Samuel 22. These songs offer a mythological and interpretive structure to the David narratives that centers understanding of David and his life’s struggles within the mythology of Yahweh’s battle with the sea (e.g., 2 Sam. 22:14-20 and further below). On the fifth to twelfth days of the month, further prayers are sung and sacrifice is offered to Marduk and ‘My Lady’ with reiterated emphasis on motifs of divine mercy and humble rule, on divine fertility, the conquest over the sea, on the divine role as light of the world overcoming darkness, and on the creative names of the goddess. Introducing 24. Following Westenholz, Gilgamesh, 176–8; see also Jean-Marie Dunand, ‘Le Myth ologème du combat entre le dieu de l’orage et la mer en Mésopotamie,’ Mari VII (1993), 44; cf. also the struggle between the deities Yam and Mot in the Ugaritic texts (esp. KTU 1.5), in which Mot plays a polar role of drought (see J. H. Grønbæk, ‘Baal’s Battle with Yam – A Canaanite Creation Fight,’ JSOT 33, 1985, 27–44) and – as an example of reused tradition – 1.83, in which there appears to be an effort to overcome the dragon by binding him at the mountain (of God?). The motif of battle of cosmic desert and sea is replayed in Egypt in the Seth-Astarte legends (ANET, 17–18). 25. See Westenholz, Gilgamesh, 185–95; see further W. G. Lambert, ‘The Great Battle of the Mesopotamian Religious Year: The Conflict in the Akitu House,’ Iraq 25 (1963), 189–90; T. Jacobsen, ‘Religious Drama in Ancient Mesopotamia,’ in H. Goedicke and J. J. M. Roberts (eds) Unity and Diversity, (Baltimore, MD: Johns Hopkins University Press, 1975), 65–97; also J. A. Black, ‘The New Year Ceremonies in Ancient Babylon: “Taking Bel by the Hand” and a Cultic Picnic,’ Religion 11 (1981), 39–59. 26. Westenholz, Gilgamesh, 188–9. 27. Cf. the motifs of David as ruler in connection with the motifs of the fear of god, the limit of the sea and source of light and destiny in for example, Pss. 2:10-11; 4:7; 16:5-6; 22:19; 27:1; 28:9; 36:10; 37:18; 38:11; 61:6; 68:10; 89:7-8,16; 125:3; 139:11; 1 Sam. 10;1; 14:42; 26:19; 2 Sam. 15:25-26; 21:17; 22:29; 23:4.
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this ceremony after the cleaning of the temple in the final stages of the ritual, as the king is led into the temple Esangil, the high priest first removes the king’s scepter, ring and mace. He removes the royal crown from the king and lays them on a chair before Marduk.28 He then goes back to the king and, striking him on the cheek, leads him before Marduk. Pulling him by the ear he makes him kneel on the floor. The king then recites a prayer of humility, declaring his innocence of crime and constant commitment to good government (including not hitting or humiliating his ministers).29 When the king’s prayer is completed, the priest tells him ‘Do not fear … the Lord has heard your prayer.’ He will establish the king’s rule ‘for ever; he will scatter the king’s enemies; destroy those who hate him.’30 The priest then restores the king’s role and returns to him the scepter, ring and mace. He brings out the crown and, giving them to the king, slaps his face once again. The text of the ritual comments upon itself: ‘When the king is struck, if his tears flow, the Lord will be merciful.31 If, however, his tears do not flow, the Lord will be angry with him, his enemy will attack him and bring him down.’32 While the remainder of our text is missing, it is particularly clear that a central purpose of the Akitu festival is to re-establish the king’s rule in humility. The New Year festival establishes a new creation, and the central battle against the chaos-dragon holds the kingdom in existence in the context of a divinely given eternal covenant with a king, who is himself capable of repentance and mercy. Implicit in both the Akitu festival’s use of the Enuma Elish and in much comparable ancient Near Eastern literature is that compassion is expressive of the divine while the corresponding human virtue is humility:33 a virtue required of kings and sons of god, guarding them against hubris. While, the dramatic representation of violence and threat of violence in close association with both a creation mythology of cosmic struggle and an implicit theory of kingship finds many echoes in both the Davidic psalms and 1–2 Samuel, which can be 28. Westenholz, Gilgamesh, 192–3. 29. Ps. 65:4; 89:2-9. 30. Westenholz, Gilgamesh, 192; cf. Ps. 89:23-24, 29-30. 31. Cf. Ps. 89:28-37. 32. Cf. Ps. 89:38-45. 33. The human virtue of ‘righteousness’ is expressed as the ‘fear of god,’ which distinguishes the way of god from the way of mankind; T. L. Thompson, ‘Salmernes bogs “enteneller” spørgsmål,’ in T. Jørgensen and P. K. Westergaard (eds), Teologien i samfundet: Festskrift til Jens Glebe-Møller (Frederiksberg: Anis, 1998), 289–308. Learning the divine quality of compassion is a leitmotif of the book of Jonah and appears first in biblical narrative in the Cain story, where Cain’s hard rhetorical question ‘Am I my brother’s keeper?’ is answered with the protective mark of Cain that Yahweh offers to protect even a murderer from his crime (see Thompson, The Bible in History, 328–37). In Egyptian creation ideology, we find an instructive variant of the king’s tears in the common etiology for the word ‘men’ (romet) in the Egyptian creation theme’s play with the word for ‘tears’ (remet). Much in the way that Genesis finds humanity’s essence sealed in its understanding of humanity as created in a ‘divine likeness,’ the Egyptian tradition finds human destiny in the tears of the creator; it is here that men discover and understand their essence (ANET), 8n6.
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engaged in a comparison with the Akitu festival with considerable exegetical profit, the specific motif of humility or repentance as a response to violence or the threat of violence, has complex associations both in the Bible and in ancient Near Eastern literature which should first be explored among the many destruction of mankind stories. Violence or the threat of destruction in these stories leads to divine rather than to human repentance as in the Akitu festival. It is a humbling, divine horror that the gods learn from the violence they themselves have unleashed. In the very opening of the biblical flood story, for example, as Yahweh observes humanity’s evil to increase over the earth (Gen. 6:5a), he takes up the role which belongs to the king in the Akitu festival. Seeing that the human heart was itself corrupt, constantly and committed to evil (Gen. 6:5b), Yahweh repents having made humanity on earth; it has ‘cut him to the quick’ (Gen. 6:6). The humbling of Yahweh is so pronounced in verse 6, that it associates Yahweh’s regret and repentance – expressed in Genesis 6:6-7 as leading to his ‘removal of the human I have made from the earth’s surface’ – in a reversal of the creation repented of. In Genesis 1:26, humanity had been created to rule over the fish of the sea, the beast and the bird of the air and over all the earth and the snake creeping on the ground.’ As in the Akitu festival, if the king shows himself incapable of humbling himself, so also now in Genesis, both the king and his kingdom are destroyed, the whole of it is removed ‘from humanity to the beast, snake and bird of the air.’34 The forces of the deep are loosed and creation annihilated. Just so, again, at the close of the flood story, Yahweh once more repents of his behavior in having sent the flood. His is a nostalgic reaction to the sweet smell of Noah’s sacrifice (Gen. 8:21), a well-known echo of the Atrahasis story.35 The economy of biblical theology requires that Yahweh play two distinct roles within the story, both destroyer and savior roles, which, in the Mesopotamian traditions are usually given to different players. In a thematically related, Egyptian doublet-tale of the destruction and salvation of mankind, one finds, however, a comparable dissonance of roles assigned to transcendent Re, the father of the gods.36 This text’s first episode opens with Re’s appointment of Hathor as destroyer of mankind. Re expresses the wrath of the gods while Hathor plays the role of Sekhmet, ‘the destroyer.’ In the second tale of the doublet,37 however, Re plays a role of savior, expressing compassion and fear 34. Fish survive the destruction; perhaps, for the sake of a flood story’s logic. 35. This motif is also found in the Eridu and Gilgamesh stories of the flood. For a convenient table comparing the central motifs of ancient flood stories, see J. M. Sasson (ed.), CANE IV (New York: Scribners, 1995), 2346–7. 36. ANET, 10–11. 37. I do not find the narrative of this text either corrupt or confused (contra Wilson, ANET, 10). Identifying this story as a doublet-tale – with its essentially contrasting function – seems the best way of understanding the seeming dissonance created by the narrative’s secondary composition from variants. Perhaps, the clearest example of a ‘doublet-story,’ functioning much as does a diptych in painting, is the story of Moses killing the Egyptian and then being treated as a threat by the Israelites in the double tale sketched in Exodus 2:11-15. See T. L. Thompson, The Origin Tradition of Ancient Israel: The Literary
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of Hathor. It is Re, himself, who mixes the ochre with beer to disarm Hathor’s fury and give her the restful sleep the gods had sought. While in the Bible the motif of Yahweh learning compassion functions to introduce a variant etiology to the play on the rainbow with Ishtar’s necklace in Gilgamesh: the motif of the warrior god’s bow set in the sky to remind him of the lesson he has been taught about the nature of mankind,38 it does not lead to a restoration or to the re-establishment of human rule over the world (Gen. 1:26-28). Nor does it lead to the peace out of destruction that Genesis 5:28 had intimated and Yahweh’s wrath had sought. In the Enuma Elish,39 Apsu’s expressed wish to destroy mankind is disputed among the gods and in a first scene of the destruction theme, it is Tiamat who introduces the motif of repentance,40 setting in motion a reiterative delay within the story’s plot.41 Apsu’s threatened wrath strikes such fear among the gods that they are paralyzed. The ensuing silence has Apsu fall asleep. Ea then, playing the role of priest in the Akitu festival, removes all of the symbols of royal office from Apsu, kills him and puts the royal adviser Mummu in chains. Ea builds a temple over Apsu and lives there with his bride, Damkina. A child is born to them ‘in the heart of Apsu.’ This savior is described as the son of the sun god; indeed, himself, ‘the sun of the gods.’ He is Marduk, with a double portion of divinity. Anu creates the four winds and gives them to the child Marduk as his toys. The plot thereby enters a reiteration of the motif of noise that finds Tiamat sleepless from the noise of the baby and soon ready to stand at the head of the gods’ rebellion. It is in this struggle with and final defeat of the forces of darkness that Marduk, the son of the sun god, takes up the power of kingship among the gods. With a comparable reiteration of plot as its goal, Genesis 9:2 predicts a world after the flood ruled by ‘bitterness and terror.’ Such is the nature of human governance. The function of reiteration in both of our stories needs to be understood heuristically: establishing both the inevitability of the conflict as well as of the destiny of the world created from such conflict. It is also plot orientated: both delaying the resolution of the conflict and building to a crescendo to the climax in, respectively, Marduk’s battle with Tiamat and Yahweh’s destruction of Israel in the desert. This wilderness destruction, in which Israel is marked as a surviving remnant, allows the development of a never-ending story, to be expanded throughout the biblical narrative to the fall of Jerusalem and beyond. As in Genesis 9:2, concerning the role of humanity in this world, motifs associFormation of Genesis and Exodus 1–23 (Sheffield: Sheffield Academic Press, 1987), 135. 38. See the discussion in N. P. Lemche, ‘Are We Europeans Really Good Readers of Biblical Texts and Interpreters of Biblical History?,’ JNSL 25/1 (1999), 185–99. 39. As in the speech of Apsu in Tablet 1, ll. 39–40: ‘I will destroy them and put an end to their uproar, let peace be reestablished that we might have rest.’ 40. Tablet I, ll. 45–6: she declares: ‘shall we wipe out our descendents: even though they bare themselves terribly, let us accept this with patience.’ 41. Tablet I, ll. 55–125. Similarly, in the flood story of Gilgamesh, Ea revolts and gives the secret of the gods to Utnapishtim asleep in his reed hut.
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ated with the powers of the sea are aligned against creation, rather than with an ideal king’s just and humble rule of the world. The reiterated battle with the sea is intimated in Exodus 15:23’s entrance to the wilderness chain of narrative with the use of the motif ‘waters of bitterness,’ which are made sweet after Yahweh’s victory over the sea (also Num. 5:18-19, 23-24). The other half of Genesis 9:2’s motif-couplet finds a similar reiteration in 1 Samuel 2:4, rendering none other than ‘fearful troops’ made harmless by the promised birth of Hannah’s divine son that opens a cycle of stories with its center in the rule of David (who in the Psalter takes up a role comparable to Marduk’s divine sonship) to fight the battle against chaos’ forces.42 In a plot-oriented context, threatened violence followed by repentance finds a double rendition in the Moses–Yahweh debates of the wilderness narrative about the golden calf. It is the people’s noise when they ‘rise up to play’ (Exod. 32:6) that leads to Yahweh’s wrath and his threat to destroy them (Exod. 32:10). Moses objects and asks Yahweh to repent of the evil he wishes against his people, if only that Yahweh not give the Egyptians cause for scorn (Exod. 32:12). Yahweh’s repentance, however, leads to a doubling of the scene. As Moses brings the tables of testimony down the mountain, ‘Joshua hears the noise of the people as they shouted.’ It is now Moses’ turn to be angry, while Yahweh reserves his punishment for yet another occasion (Exod. 32:34). While this threat from ‘the noise of the people’ ultimately will resolve itself in the destruction of the entire wilderness generation, the expectation of future conflict and future wrath is reiterated as a leitmotif of Exodus’s plot (Exod. 23:20-21; 32:34; 33:3). While most of Old Testament narrative uses such reiterated tales of old Israel as its epitome for rebellion against the divine,43 Psalm 2:1-2 is closer to Genesis 9:2’s more universalist imagery of human rebelliousness. It is especially in Psalm 65:8’s ‘noise of nations’ that the Enuma Elish’s rebellious noise finds its closest echo. Likened to the ‘roaring of the sea,’ it is stilled by Yahweh and turned into ‘shouts of joy’ (Ps. 65:9). National epitome is combined with universalist imagery in a reiteration of Psalm 65’s war against chaos in an expansive addition to Isaiah 17’s oracle of Damascus illustrating ‘that day’ of Yahweh’s coming wrath. ‘Oh, the noise of many nations … the peoples roar like the roar of the sea’ (Isa. 17:12-13). This is an uproar that evokes divine wrath: ‘Behold in the evening: terror; and in the morning: they are nothing’ (Isa. 17:14a). The text adds an interesting peshering gloss: ‘This is the fate of those who plunder us, the lot of those who despoil us’ (Isa. 17:14b). Isaiah 17’s gloss is allowed cryptically to point ahead to the Assyrian siege of Jerusalem of the Hezekiah narrative in 2 Kings 18–20, from Isaiah 36–37.44 Not only do we have common plot motifs such as the plundering of the gold from Yahweh’s temple (2 Kgs 18:15-16), the 42. For example, Pss. 2:6-11; 72:8-11; 89:27-30; 110:1-3. 43. Thompson, The Bible in History, 92–8. 44. For a literary rather than historical reading of the Hezekiah story, which places this narrative within the structure of 2 Kings and as part of early Jewish intellectual discourse, see I. Hjelm, ‘Tabte drømme og nye begyndelser: Bibelsk tradition som reiterativ diskurs,’ FBE 11 (Copenhagen: Museum Tusculanum, 2000).
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rebuking of the Assyrians for their noise (2 Kgs 19:22; Isa. 37:24) and the nighttime visitation of Yahweh’s plague, destroying the Assyrian army (2 Kgs 19:35; Isa. 37:36), but the language of 2 Kings 19:28 (Isa. 37:29) ‘because you have raged against me’ echoes Psalm 2:1’s ‘people in uproar’: a psalm that celebrates Yahweh’s victory over the nations with the enthronement of his son as king on Zion, much in the manner of the story of Marduk who is born in the house of Apsu in the first tablet of the Enuma Elish. That both Psalm 2 and Isaiah 37 offer related refractions of a larger discourse, related to royal creation ideology and including the Hezekiah story, can also be argued from the markedly similar language and structures of Isaiah 37:22-23 (compare Isaiah’s phrasing with that of Psalm 2:5-6. Similarly, Psalm 2:4’s scorn for kings who make noise is a converse echo of the Rabshakeh speech of scorn for Yahweh in 2 Kings 18 (see esp. 18:22).45 Nor should the two mildly variant accounts of Hezekiah’s tears of repentance go unnoticed in this discussion. In 2 Kings 20 and Isaiah 38, Yahweh rejects Hezekiah in his anger and tells him to die. In response, the scene of Hezekiah’s prayer (Isa. 38:3; 2 Kings 20:3) both illustrates and echoes not only Psalm 6, but the most central virtues of one who seeks refuge with Yahweh (Ps. 2:12c);46 namely, to walk in Yahweh’s path (Ps. 1:2, etc.) in truth (Pss. 15:2; 51:8; 86:11) and with a pure heart (Pss. 15:2; 17:3; 24:4; 27:8; 37:31; 51:12; 84:6; 86:11; 119:10; 138:1) and ‘to do what is good in Yahweh’s eyes.’47 It is in Yahweh’s response to Hezekiah, however, that the story not only lends itself to the greater structure of Kings and as introduction to the story of Jerusalem’s fall, but, in doing so, comes closest to the royal ideology of the Enuma Elish’s Akitu festival: ‘I have heard your prayer; I have seen your tears. Behold, I will add fifteen years to your life’ (Isa. 38:5; 2 Kgs 20:6)! The underlying motif is that of rebirth: the New Year brings new life and vigor to the king, who, having demonstrated his understanding, and, having come to the tears of repentance and humility, is allowed to take up his role of king anew. A comparable narrative discourse in 2 Chronicles 12:1-1648 stresses the decisive and central function of testing the king’s humility that we saw in the Akitu festival. The story begins within the significant festival-oriented motif of the strengthening and establishment of Rehoboam’s reign (2 Chron. 12:1). As soon as his rule is confirmed, he ‘abandons Yahweh’s law’ (2 Chron. 12:1b). 45. Both Ps. 22:9 and 37:5-6 variously offer reflective commentary to 2 Kgs’ tale. 46. On the integral character of the virtues related to the ‘theology of the way’ cf. T. L. Thompson ‘Historie og teologi i overskrifterne til Davids salmer,’ CBÅ 1997 (Copenhagen, 1998), 88–102; Thompson, ‘Salmernes bogs “enten-eller” spørgsmål.’ 47. On this virtue that plays as a leitmotif of the David story in 1–2 Samuel, beginning with Eli’s definition of Yahweh in 1 Sam. 3:18, see T. L. Thompson, ‘Das alte Testament als theologische Disziplin,’ Religionsgeschichtliche Israels oder Theologie des Alten Testaments, JBTh 10 (1995), 157–73. 48. A variant of a story found in 1 Kgs 14:21–31. The association of the Hezekiah story with 2 Chronicles’ story of Rehoboam’s humbling himself, is discussed in I. Hjelm, The Samaritans and Early Judaism: A Literary Analysis, CIS 7 (Sheffield: Sheffield Academic Press, 2000).
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As the father had admonished ‘his son’ in Proverbs 4:2, 4 and, especially, 7:2 – ‘do not abandon my torah’; ‘keep my commandments and live; keep my torah …’ – so his betrayal, like that of Hezekiah’s, will cost Rehoboam his life. The punishment is appropriate. As he had abandoned Yahweh’s torah, he will now be abandoned into Shisak’s hand (2 Chron. 12:5). Here too, the Akitu festival – with its test of the king’s humility – holds well as a template for our story. Rehoboam, facing death, now repents, ‘humbling himself.’ When Yahweh sees that he has humbled himself, Rehoboam is allowed to take up his rule once again. ‘The princes of Israel and the king have humbled themselves… They have humbled themselves and therefore I will not destroy them … my anger will not be poured out over Jerusalem by Shishak’s hand’ (2 Chron. 12:7).49 Other related texts also play on these same motifs of destruction, noise, rebellion, and the enthronement of the king. Psalm 89:9-10, for example, contrasts interestingly with Psalm 65:8 in that, while reiterating 65:8a-b’s conquest over the ‘roaring sea’ (within a creation ideology that echoes Marduk’s destruction of Tiamat), it does not include the ‘noise of the nations’ in the final phrase of 65:8c. In contrast to Psalm 2 – entirely centered in the theme of an all-too-assured victory over the ‘rebellion of the nations’ that finds the enthronement of the divine son as messiah centered within the pietism of its introductory role to the Psalter50 – the much more complex Psalm 89 sets itself before that victory. The first half of the psalm begins with expressions of piety (Ps. 89:1-2) and presents recurrent allusions to the enthronement or confirmation of Yahweh’s son and his messianic rule (Ps. 89:3b-5, 20-25, 27-30). It expands its creation ideology to establish Yahweh as king over both heaven and earth (Ps 89:6-9, 12-19) with motifs drawn from the battle with the sea (Ps. 89:10-11, 26). From verse 31 on, however, the psalm turns to a debate over the theme of Yahweh’s betrayal of his messiah. Accordingly, it is here that we meet the motifs of noise and angry scorn (Ps. 89:39, 40, 42, 43, 46) to the very close of the psalm (Ps. 89:51-52) where it is the nations’ and the enemies’ scorn and ridicule that is emphasized and held at the psalm’s closure. Psalm 89 – much in the spirit of the Book of Job51 – interprets its messianic king’s role as an allegory of Jerusalem’s own history. The psalmist lends his voice to an ever implicit reiteration of verse 47’s question to Job’s silent deity: ‘How long, Yahweh, will you hide yourself?’52
49. So David (2 Sam. 15:30-31) who, with his men barefoot and his head covered, climbs the Mount of Olives weeping to pray to Yahweh and have his kingship renewed. 50. For Psalm 2’s integral connection to Psalm 1 and its role as introduction, see N. P. Lemche, ‘Indledningen til Davids Salmer.’ 51. Hjelm, The Samaritans. 52. The continued vitality of these motifs within the Psalter can be seen in Ps. 93:3-4’s reiteration of Ps. 89:10 and 65:8a-b, apart from the motifs of messiah or divine son. The shouting in Psalm 93 is not in rebellion. The voices of the rivers are raised in praise and affirmation: ‘greater than the deep and the waves of the sea.’ Cf. also Ps. 72:1-4; 96:10; 97:1-8.
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The Son of God and a new creation In the discussion above, while the link between the Old Testament narrative of creation with the tradition in the Enuma Elish of the divine conquest and binding of the sea – perceived as a force of emptiness and evil53 – is clearly marked and echoed in many biblical texts, the connection between the early narratives of Genesis and the power or re-establishment of kingship is dealt with in the relatively minor roles of the human as ruler of the world in Genesis 1:26 and 9:2. The specific creation ideology of kingship in the Old Testament, whether of Yahweh or of David as his anointed, engages us with a much wider range and variety of texts than the creation poem of Genesis 1 or the flood story of Genesis 6–9. Especially the Davidic psalms and the stories of the monarchy echo and allude to this mythology. The assembly of motifs, for example, in such songs as Exodus 15, Psalm 68 or Psalm 89 argue for an at least implicit association between the flood story and other less explicitly cosmic stories of destruction in terms of maintaining established order through the binding of the deep. A variant of Genesis 1:2’s cosmic wind hovering over tehom has long been recognized in the Enuma Elish’s winds that Marduk uses as weapons to control Tiamat and establish the order of creation. Elements of such association with creation can be found not only in ubiquitous associations of storm and wind with the creative power of the divine that demands humility in human response (Job 38, 39:37-38), they can also be found within its syntax of polarity with divine wrath, reflecting the divine power of ‘binding’ and ‘loosing’ that is typically linked to kingship (Ps. 89:26). While in ancient Near Eastern literature this recurrent and ubiquitous theme is found, for example, in texts ranging from a ideologically very similar mythically oriented Egyptian text of ‘The Repulsing of the Dragon’54 and the wonderful parody, with its motif of the essence of humanity as humble tears of Re, in the story of Hathor competing with Ishtar in drunken thirst for the blood of men,55 and in Assyrian royal inscriptions that
53. See also Chapter 12, this volume. 54. A text from Middle Kingdom ‘Coffin Texts,’ found in the 108th chapter of the Book of the Dead, whose mythic themes are often cited in Egyptian texts. When the sun bark enters the evening, it is threatened by an evil dragon. Seth’s task is to bind the snake and make her harmless (ANET, 11–12). 55. ANET, 10–11. In this comic variant from the close of the Bronze Age (but possibly deriving from a much earlier period) the story plot celebrates mankind’s escape from divine wrath. We find implicit echoes of flood story motifs and its anthropological perspective, as well as much common ground with Genesis’s Urgeschichte and the Enuma Elish’s story of Marduk’s battle with Tiamat. The story is set in the time when Re was king of the gods, when he and the four gods of creation are together in Nun (the waters of the deep and source of creation) and begins with a rebellion of mankind against him. Re’s eye, whose tears had created humanity out of a pun on the Egyptian word for ‘tears,’ searches to find them. But humanity escapes into the desert. The role of the desert – where God cannot speak to them and Re’s eye cannot reach – implies a dualistic perception of good and evil, evoked also in the use of the motif of ‘cosmic desert’ as in Genesis 1:2’s tohu
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celebrate military victories over historical enemies.56 In the chronologically and culturally more coherent biblical tradition, we find an equally wide range of texts echoing the binding of Mummu in the Enuma Elish:57 from the mythically reiterative songs setting borders to an unruly sea as in Job 38, and Psalm 104, to the binding and loosing of the chains of enemies, to the pedagogically contrasting motif-pair of being bound by Yahweh’s chains or by the chains of death that is illustrated so clearly within the theology of the way as expressed in Jeremiah 5:4-6.58 It is with Psalm 2:3 however – a fundamental text of the theology of the way59 – that we find the clearest mythical description of the nations and enemies of Yahweh bound in chains,60 as also the best link between the Babylonian Akitu festival’s interpretation of the Enuma Elish and the comparable Egyptian Sed festival, known to us best from Amarna period texts.61 The Sed festival was not performed annually but, similar to a Jubilee, was identified with the thirtieth regnal year of Pharaoh, but was also in fact celebrated at various intervals and dedicated, like the Babylonian Akitu festival, to the reinvigoration of the king and his potency. It is particularly in this motif of reconfirmation of royal authority that the Akitu and Sed festivals find their common ground in Psalm 2. Marduk, the hero of the Enuma Elish and the victor over Tiamat, is not present when the lesser gods create such an uproar that Apsu cannot sleep. In fact, he is not yet born until after Apsu is murdered and a temple built over his body. ‘Marduk is born in the house of Apsu; his father Ea created him; his mother Damkina gave birth to him; his was the birth of a hero.’62 It is the birth of the child, Marduk, as we have seen, that reiterates the plot and opens wa-bohu: see Chapter 12, this volume. Instead, Hathor is asked to destroy mankind. Working a motif that is played with equal comic irony in Exodus 1:10, Re is determined that his rule over humanity is best accomplished by diminishing them, a theme which is dominant in both the garden and tower of Babel stories of Genesis. The second half of the text deals with Re’s regret and wish to save mankind from Hathor. Mixing red ochre with beer, he floods the fields of the impending slaughter with this sleeping draught that Hathor might find peace from humanity’s uproar. Hathor, Narcissus-like, admires her beautiful face in the beer, drinks and finds peace. 56. The binding of enemy kings in chains, placing a king under the Assyrian yoke, using enemies as a footrest, having them prostrate before him as slaves, as well as the Assyrian emperor’s power of binding and loosing nations under his patronage are all literary and pictographic variations of motifs of royal authority (ANET, 275–87). 57. Hjelm observes (‘Tabte drømme’) that the comprehensive structure of the Book of Psalms – beginning in Psalms 1–2 and closing in Psalms 149–150 – throws emphasis on the contrast between the binding of the kings of the earth and piety’s joy on Zion. 58. Thompson, The Bible in History, 285–8; Thompson, ‘Salmernes Bogs “enten-eller” spørgsmål.’ 59. See Lemche, ‘Indledningen til Davids Salmer’; Thompson, ‘Salmernes Bogs “enteneller” spørgsmål.’ 60. As we find, in the language of pietism, in Jeremiah 2:20. 61. A connection between Psalm 2 and possible Egyptian contexts has been taken up in Lemche’s studies: ‘Salme 2’ and ‘Indledningen til Davids Salmer.’ 62. Tablet I, ll. 80–84; Westenholz, Gilgamesh, 198.
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a new cycle of ‘noise’ and violence caused by Marduk’s playing and the gods demanding rest. This leads to Tiamat’s rebellion against which Marduk takes up the reins of a renewed kingship, creating a new order through his battle against the waters of chaos. The festival is a festival for the king; it centers itself in the theme of new birth and resurrection: a new year for his kingdom. Thematically, Psalm 2 belongs to David, forming, together with Psalm 1, an introduction to the Psalter, by uniting the theme of dedication to Yahweh’s Torah with the interpretation of David as Yahweh’s messiah and representative of Israel in its cosmic ‘struggle against the nations.’63 Although neither the David story of Samuel nor Chronicles gives David a birth within the ancient genre of ‘the birth of a hero,’ 1 Samuel does begin with such a tale-type; namely, the classical ‘birth of a savior’ narrative, describing the birth of Samuel by Hannah in 1 Samuel 1–2, a story that reiterates the Sargon of Akkad and Oedipus birth stories.64 1 Samuel 16:4-13’s narrative of David’s call as messiah, moreover, pivots on the related ‘youngest son’ and ‘Cinderella’ motifs that evoke expectations of ‘success from unpromising beginnings,’ as in the Idrimi story.65 One could well argue, formalistically, that the birth story of David is to be found in the Book of Ruth (esp. Ruth 4:16-22), where primary emphasis has been placed on the divine grace of the promised child who – in an interesting variation of the more typical rendering of this motif – reverses the hopeless future of virtuous but childless Ruth: a central motif in such variants of the ‘birth of a hero’ as in the stories of Sarah’s conception of Isaac in Genesis 18, Hannah in 1 Samuel 1–2, and Zachariah and Elisabeth in Luke 1–2. It is in Psalm 2 that we come closest to the Enuma Elish’s ‘birth of a hero’ for David. In fact, there appear to be two variants discernible. In Psalm 89:20-38, David is chosen to be Yahweh’s servant (Ps. 89:4-5). He is a Marduk-like warrior–hero, given power (Ps. 89:20). Yahweh supports him, 63. So it can be compared thematically with the David Ps. 8; Ps. 110 and especially Ps. 89:27-30. For the ties with Psalm 1, see Lemche, ‘Indledingen til Davids Salmer’; and, for the role of David, Thompson, ‘Historie og Teologi i overskriftene.’ 64. T. L. Thompson and D. Irvin, ‘The Joseph and Moses Narratives,’ in J. H. Hayes and J. M. Miller (eds), Israelite and Judaean History (Philadelphia, PA: Westminster, 1977), 181–209; Thompson, The Bible in History, 337–52. Among the biblical stories fitting this classical ancient Near Eastern genre of the ‘birth of a hero’ are the episodes of the birth of Cain, Ishmael, Isaac, Moses, Samson, Samuel, Jesus, and John. Echoes of the story genre can also be seen in the references to the birth of Seth, Jacob/Esau and Jacob’s sons. Influence of the tale type can also be seen in the birth of a child to the wife of Yahweh or of his prophets in Hosea, Isaiah, Jeremiah, and Ezekiel (see The Bible in History, 361–71. The Sargon birth story, which has long been associated with the story of Moses’ birth story in Exodus, can be found in both Neo-Assyrian and Neo-Babylonian versions and is in Pritchard, ANET, 119. For the story of Oedipus, the central figure in the Theban cycle of sagas, see the LCL edition of Sophocles by F. Storr, Sophocles: With an English Translation, LCL 20–21 (London: Heinemann, 1912). 65. ANET, 557–8. Note the flight from his kingdom and the later return in triumph, as well as Idrimi’s seven years in the wilderness among the Habiru: important motifs that are also found variably in Sargon’s, Moses’, and Oedipus’ stories. Idrimi’s success as a soldier of fortune is also echoed in both the David story and in Abraham’s story of Genesis 14.
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and it is in Yahweh’s name that the king’s fertility-bringing horn is raised (Ps. 89:18.25). The motif ‘to raise a horn’ has an interesting metaphorical variation in this psalm. ‘Raising the horn’ of Yahweh’s messiah in Psalm 89:25 has David exercise divine power under Yahweh’s patronage, and signifies royal or divine ‘power,’ reiterating verse 15’s divine ‘grace and loyalty.’ Psalm 89:18’s use of the metaphor, however, has Yahweh raise his people’s horn on the strength of the king as their protection. This suggests the maintenance of the metaphorical imagery with its implications of fertility. In 1 Samuel 2:1b, Hannah sings ‘my horn is lifted in Yahweh.’ However euphemistically the metaphor might be received, the meaning of qrn in this instance not only corresponds well, but shares the same cluster of messianic motifs, with the more explicitly phallic motif of Psalm 112:9: ‘He gives lavishly to the poor; his righteousness stands; his horn is raised in glory.’ Psalm 132 typically reiterates a cluster of motifs belonging to royal ideology, praising Yahweh’s support for David, his messiah, including the growth of his horn (Ps. 132:17), the betrayal of the messiah (Ps. 132:10), the eternal and conditional support of his throne (Ps. 132:11-12), the humiliation of his enemies (Ps. 132:18), the enthronement of the king on Zion as Yahweh’s temple (Ps. 132:12-14), the ‘poor man’s song’ (Ps. 132:15) and a context within the piety of the ‘theology of the way’ (Ps. 132:9, 12). Yahweh’s chosen one is given power over the sea and rules the waves (Ps. 89:26). He humbly fulfills the goal of Psalm 2:12’s ideal of piety, seeking his refuge in Yahweh. Calling to Yahweh as his father, he becomes his first-born (Ps. 89:27‑29). This psalm – in which emphasis is centered in David’s role as ‘chosen of Yahweh’ and as ‘Yahweh’s first-born’ – is closely in accord with the David story as rendered in 1–2 Samuel. There are close ties to Psalm 89’s motif of humility in the recognition of Yahweh as father in prophetic stories of a child born,66 a motif that shows itself most emphatically in the mutual recognition of Saul and David. King Saul, confronted by David’s address to him, calling him ‘father’ and declaring his innocence (1 Sam. 24:12), humbles himself in tears and finally recognizes David as his ‘son’ (1 Sam. 24:17). The importance of the motif of David as ‘chosen’ and as ‘son’ is emphasized through the threefold reiteration of Saul’s blessing of David as his ‘son’ in 1 Samuel 26:17, 21, 25. Psalm 110 remains difficult to reconstruct satisfactorily. Translations of the Hebrew of Psalm 110:3 are generally awkward, and influenced by the implication of such texts as Micah 5:6, which uses the metaphor of dew from Yahweh in connection with ‘the children of mankind,’ and consistent with the enthronement ideology of Psalm 89:27-30. This renders something like ‘when the dew of your youth, from the womb of the dawn was on you.’ That is, it is the dawn that gives birth, rendering an enthronement or renewal67 as of a king in his youth. Alternatively, the Greek version of Psalm 110:3, while sharing most of the motifs of cosmic war and transcendent kingship with Psalm 89,68 lays 66. The Bible in History, 359–72. 67. But hardly ‘adoption’ as is ubiquitous among commentaries. 68. Note particularly the song of praise in Ps. 89:6–19, which begins with the heavens praising Yahweh, with none among the sons of God being his equal, and closes with Ps. 89:19,
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emphasis on the birth of the king, itself. It is Yahweh that gives birth. Such a transcendent birth of a divine king is set in a cosmic context and seems to reflect an independent solar metaphor of the king likened to dew at dawn, born on Zion’s hill (Ps. 110:2): ‘On the holy mount I have given birth to you like dew from the dawn’s womb,’ a fully consonant variant of the Zion ideology and metaphor of Yahweh giving birth in Psalm 2:6-7. It is particularly the independent variance of this solar metaphor of the dawn in Psalm 110:3 that supports the Greek interpretive reading comparable to what we have in Psalm 2. Whether or not an ‘original’ Psalm 110:3 is to be salvaged, both the solar imagery of enthronement on Sinai at the dawn in this verse and the implications of Yahweh himself giving birth in the text of Psalm 2, are important theological issues in need of some confirmation. Such confirmation has indeed been found in the Enuma Elish’s portrayal of Marduk as the divine son born to Ea and his wife Damkina on Apsu’s holy hill on which Ea had built his temple. There is also a very interesting Mari prophecy that relates a variation of the metaphor of Psalm 2, which includes three central motifs of royal ideology: of the god as father to the king, of renewing his kingship and of patronage, and, as in Samuel–Kings, building a house for the king: ‘Am I not Adad, lord of Kallassu, who reared him between my loins and restored him to the throne of his father’s house? After I restored him to the throne of his father’s house, I have again given him a residence.’69 Its most striking confirmation, however comes in the Egyptian Heb-sed festival, whose function was to renew the divine pharaoh’s strength and vitality in his role as the son of Re. The Sed festival is a Jubilee celebration, with origins in the Old Kingdom and traditionally (but not exclusively) associated with the thirtieth year of a king’s reign. On a small limestone relief at the Fitzwilliam Museum in Cambridge, Pharaoh Akhenaten is represented in Jubilee cloak, worshipping the sun.70 The relief is a diptych, a narrative representation in two scenes read successively. In the first, the king is presented with his hands raised in an attitude
not only associating David with Yahweh as the implied author’s ‘shield of protection,’ but also identifying the king as belonging to the heavenly world: ‘Our king is among the holy ones of Israel.’ 69. For text, see B. Lafont, ‘Le Roi de Mari et les prophètes du dieu Adad,’ RA 78 (1984), 7–18. For a discussion of the biblical parallel, see A. Malamat, ‘A Mari Prophecy and Nathan’s Dynastic Oracle,’ Prophecy: Essays Presented to G. Fohrer, BZAW 150 (Berlin: De Gruyter, 1980), 68–82. A. Laato (A Star is Rising, 41–2) associates this text with an earlier Eshnunna ‘prophecy’ from the nineteenth century bce. In this inscription, the goddess Kititum functions as conduit for the secrets of the gods to the king and supports the king in his rule by securing the prosperity of the land. Kititim establishes a protective spirit to watch over the king much like the messenger of Yahweh in Exodus 23:20-26. 70. Seen at the Museum of Fine Arts in Boston on November 16, 1999, in a display entitled: Pharaohs of the Sun: Akhenaten, Nefertiti Tutankhamen, cat. no. 25: catalogue edited by R. E. Freed, Y. J. Markowitz, and S. H. D’Auria (Boston: Bulfinch Press, 1999), 56–8, 208–9.
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of prayer pointing up towards the rays of the sun.71 Offerings are laid out on a table and the king carries a flail, his sign of office, over his right shoulder. In the second scene of the narrative, representing the outcome of his prayer – and, by implication, the Heb-sed festival – Akhenaten, walks upright in procession, his body bathed in the rays of the sun, bearing propitious ankh and was signs, representing life and governance.72 He is flanked by two priests bowing low in his presence, one bearing sandals and the other a papyrus role. What is, however, most striking is that the theme of the drawing centers on the person of Pharaoh in an advanced stage of pregnancy (sic!). He is moreover received by his priests as the object of worship and celebration. The relief reflects with great success the function of the festival: to effect the rebirth and renewal of the monarchy.73 It is informative and useful to understand this scene in Akhenaten’s Sed festival as an Egyptian variant of the description of Marduk in the Enuma Elish: ‘the son of the sun god’; indeed, himself, ‘the sun of the gods.’ Yet, the most appropriate passage for interpreting the festival scene (and Akhenaten’s relationship to the sun god) is one that, as a variant, is much closer to Psalm 2:7’s motif of Yahweh giving birth to the king than it is to the Enuma Elish. It is found in the famous ‘Hymn to the Sun-God,’ a central text involved in the long standing and concerted political effort of the Amarna pharaohs to reorient the Egyptian kingdom within its new context of empire. Ideologically, this festival is quite similar to the royal ideology of the Babylonian Marduk’s Akitu festival,74 identifying 71. The representation of the sun’s rays surrounding Akhenaten is quite dramatic and similar to other representations of Akhenaten or his family blessed by the sun god (e.g. Freed et al., Pharaohs of the Sun, cat. no. 53, 72). 72. Freed et al., Pharaohs of the Sun, 208. 73. A similar interpretation is given to the earlier Heb-sed festival of Akhenaten’s father Amenhotep III, two years before his death. In a pair of basalt torsos carved in full relief, Amenhotep is portrayed ‘with his abdomen distended like that of a pregnant woman.’ Embodying both Min, the god of fertility, and Taweret, the goddess of birth and fecundity, ‘the king can create himself by himself’ (Freed et al, Pharaohs of the Sun, 204, cat. no. 12). 74. While many of the elements of the Enuma Elish have roots in literary compositions of the Sumerian and Old Babylonian periods, the development of the tradition as centered on Marduk seems to have originated ca. 1600–1400 bce (Westenholz, Gilgamesh, 174). It should be noticed, however, that Sennacherib established an Assyrian version of the Euma Elish with the god Assur as its hero. The politically oriented Akitu New Year’s festival – establishing the destiny for the coming year – which gave to the Enuma Elish a cultic context for nearly a millennium, long antedates the Enuma Elish (Westenholz, Gilgamesh, 185–6). The enduring purpose associated with the annual Akitu festival overlaps considerably with the more occasional Egyptian Sed festival: reaffirming the king in his life, reign, and fertility, securing the defeat of enemies and determining the destiny of the state. Westenholz points to the Jewish holidays of Rosh Hashana and Yom Kippur continuing elements of this tradition, citing the reiterated prayer: ‘On Rosh Hashana it will be determined and on Yom Kippur it will be confirmed: who will live and who will die, who will be raised up and who brought low, who shall die by the sword and who of plague … However, prayer, repentance and a contrite heart can change the severe judgment’ (Westenholz, Gilgamesh, 195).
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kingship with both the creative and governing roles of the transcendent.75 In the introduction to the hymn, the song is identified as a song of praise to the Sun offered by Akhenaten himself.76 Identifying the role of the rays of the sun – throughout all the countries of the world – as an army of divine forces fighting against those who resist the subjugation of these countries to the pharaoh, the sun deity’s beloved son. Metaphorically, the dawn driving away darkness illustrates divine support for the pharaoh’s imperial conquest and rule (lines 2–4). The song is universal in scope and involves the whole of creation. It identifies the sun explicitly with the rule of the Egyptian empire over Syria and Nubia, controlling the destinies of all and bringing the Nile to them that they might live (lines 7–10). The rule of the sun is the source of all fertility, of breath and life itself (lines 5–6). In the closing stanza, the song addresses its royal ideology in a paraphrase of a story that places the destiny of creation in the pharaoh’s hands. Akhenaten, as divine son ‘holding the sun in his heart,’ is recognized as the sole source of divine knowledge and strength – the sole mediator between the divine sun and humanity. The power over human destiny expressed by the burning rays of the sun on earth is the power over life and death: ‘At your dawn, they live; in your setting, they die… . Since you created the earth, you bring them to life for your son who [himself] came forth from your body of fire, … Akhenaten, living and youthful for ever and ever.’ In its closure, the song not only offers a striking parallel to the reinvigoration of the king and royal governance of the Akitu festival, it also presents a textual variant of the pictorial metaphor in Akenaten’s diptych, celebrating the pharaoh’s renewed fertility during the Sed festival. In the hymn, it is the sun’s rays themselves which form that ‘body of fire’ giving birth to its son the king. In the diptych, the flames become marks of fertility and of divine grace, as it is the pharaoh himself who prepares to give birth. In the more distant biblical variation on this motif in Psalm 2, it is a heavenly Yahweh who gives birth to his son the king and who enthrones him on his holy mountain. The rising of
75. The ‘Hymn to the Sun-God’ is also called the ‘Great Hymn to Aten.’ The song is preserved in five variants from tombs of the period, the best of which comes from the tomb of Ay, the Commander of Akhenaten’s chariotry during Akhenaten’s reign and also pharaoh from 1322–1319, after the death of Tutankhamen (Freed et al., Pharaohs of the Sun, 26 and 99. English translations can be found in J. H. Breasted, The Dawn of Conscience (New York: Doubleday, 1933), 281–6; ANET, 369–71; and M. Lichtheim, ‘The Great Hymn to the Aten,’ in W. W. Hallo (ed.), The Context of Scripture (Leiden: Brill, 1997), 44–6. For the chronology, see W. J. Murnane, ‘The History of Ancient Egypt,’ in J. M. Sasson (ed.), CANE 2 (New York: Doubleday, 1995), 712–14. 76. The attribution of this hymn to Akhenaten reflects a well-known literary trope. (Cf. the opening lines of The Instruction of King Amenemhet – ANET, 418–19 – which speak of the instruction which the king gave to his son.) The hymn to the Sun God should be understood to reflect the ideology of his successors. In the tradition of posthumous attribution, the hymn is described on the walls of Ay’s tomb as representing and following the teaching of Akhenaten, arguing that this king himself gave instruction for it (Freed et al., Pharaohs of the Sun, 99).
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the kings of the earth – like the lions rising in the darkness against Akhenaten’s sun – rise in the Bible’s song against Yahweh and his messiah who hold them imprisoned and bound in chains. The messiah – like Akhenaten – is a divine mediator and determiner of the world’s destiny. He rules over all the peoples of the world. Although the Amarna Sed festival and its closely associated ‘Hymn to the Sun God’ help considerably in recognizing that the divine son-ship of the messiah is reflected in two variant representations, in Psalm 2 and Psalm 89, the biblical evocation of ancient Near Eastern tradition is not limited to the motif of divine childbirth or to the representation of the king as son of God and mediator between God and this world. The motifs of both ‘cosmic war’ and ‘new creation’ create close thematic associations between the ‘Hymn to the Sun’ and the Bible – associations which have had a profound effect on biblical poetry, especially with Psalm 104.77 Psalm 104, itself, is a universalist creation hymn, dedicated to the divine Yahweh as the sun. While many direct parallels can be easily established between the motifs of Psalm 104 and the much earlier Egyptian song, the extensive influence of such motifs and metaphors throughout biblical poetry and mythology supports the usefulness of the Enuma Elish as a guide or template for our comparative survey. It so affirms the multiple connections of creation and royal ideologies in both the Enuma Elish with its Akitu festival and the Egyptian traditions that one might well borrow our Egyptian hymn’s underground Nile waters to forward an hypothesis of an inter-related literary stream in antiquity, which waters many intellectual worlds, separated though they are linguistically, geographically, and chronologically. Viewing the biblical tradition from the perspective of Akhenaten’s hymn, one not only finds a similar solar imagery in Psalm 104:2’s identification of Yahweh with the sun, but the metaphor of the Nile – which in Egypt flows through the underworld – that it might rise and provide rain from the heavens for the fields and the towns of the ‘distant foreign countries’ of Asia, finds echoes in the separation of the waters above and below the earth in Genesis 1:6-7. So one might also argue that this universalist metaphor of the Nile going underground that it might rise once again in Asia is a close functional variant of the river which waters the garden in Eden, and in leaving the garden, becomes the four rivers watering the entire world (Gen. 2:10-14). This motif of the Nile finds reiteration again in Psalm 104:6’s more distant, Mesopotamianoriented, creation metaphor of Yahweh controlling the deep, which imagery itself is echoed in the motifs of the mountains covered and uncovered in the flood story. Yahweh not only binds the sea, but determines its destiny as a life giving function of the creation. Variously, this same function of the Egyptian motif is reiterated in Psalm 104:10’s metaphor of springs arising in the rivers flowing between the mountains, providing drink and food for animals, birds and man (Ps. 110:11‑14). This motif of life-bringing water itself has its parallel in
77. The connection with Ps. 104 is well recognized, pointed out long ago by J. Breasted, The Dawn of Conscience, 366–70. See also P. Auffret, Hymn d’Egypte et d’Israel: Etudes de structure litteraires, OBO 34 (Freiburg: Universitätsverlag, 1981).
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the Hymn to the Sun’s motif of life from the rising of the sun, creating fertility in women and men, maintaining and nursing a child in the womb of his mother (cf. Gen. 4:1), and particularly in the strikingly beautiful springtime motif of the sun creating breath to sustain us all. The contrast in the hymn’s third stanza, between the land in darkness (likened to death) and the sun’s light, can be compared to the Bible’s variant contrast between Genesis 1:2’s tohu wa-bohu and ruah ’elohim, as well as in the implicit role which ’or plays in the Bible’s creation narrative.78 Similarly, the control of the world through light and darkness – while only intimated in Genesis 1’s naming and ordering of days and nights and in the lights that are placed in the firmament to distinguish and rule over the day and night and establish the calendar – is directly echoed in Psalm 104:2021, including the sub-motif of a lion who comes out to hunt for prey. The reuse of what is an old Egyptian motif in Akhenaten’s Hymn to the Sun of praising the appearance of the dawn with upraised hands – as illustrated in the diptych of the Sed festival – is found in Psalm 104 in the contrast between the behavior of the prowling of the lions of the night and the work of men in the day, controlled by the coming of the dawn (Ps. 104:22-23). Psalm 104:24, which has Yahweh create the world with wisdom,79 contrasts most interestingly to the sun god’s creation ‘while you were alone.’ A most interesting variation of motif for tradition history is found in line 6, when the Hymn to the Sun expresses the praise of the birds at the sun’s dawn, the phrase ‘the ships are sailing north and south as well’ follows somewhat incoherently, while the next line refers to ‘fish darting’ as the sun’s rays strike the water. Psalm 104:25-27 offers a more functional, yet still mildly displaced metaphor. Beginning with the sea swarming with sea creatures without number and Leviathan – echoing the creation story’s swarming creatures of the sea in Genesis 1:21, which is followed by the blessing of fertility and feeding – our psalm adds the ships that sail on the sea, and then opens the motif of feeding (giving a context for ‘fish darting’ in the Egyptian hymn). When we attend to some of the differences between Psalm 104 and the Hymn to the Sun, we find Psalm 104, while reiterating most of the themes of the Egyptian hymn, also echoes imagery central to the Enuma Elish. The psalm, for example, has not only positive motifs such as life-giving water, but an even greater emphasis on Yahweh controlling the sea, which flees from his thunder like Tiamat did from Marduk’s winds. Yahweh sets borders for the sea so that it will not cover the earth.80 Psalm 104:10-28 present a creation which functions efficiently. It presents a tamed sea which Yahweh created (Ps. 104:25) and the psalm centers on the continued control of it. A central passage of Psalm 104 – echoing Genesis 3:19 and 6:3 – offers a variation of both the Enuma Elish’s and the Egyptian hymn’s central motif of the king’s control over destinies: ‘You take
78. See Chapter 12, this volume. 79. The motifs of the ‘word’ and ‘breath’ of Yahweh as tools for creation in Ps. 33:6 should be compared to the more complex variation using the thematic element of wisdom in Prov. 8:22-36 as Yahweh’s first-born at the beginning. 80. Ps. 104:6-9; cf. Job 39:9-10; Prov. 8:29 and Jer. 5:22.
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away your breath and they return to dust; you send your spirit and you renew the surface of the earth’ (Ps. 104:29-30), wonderfully expressing the primary cultic function of both the Akitu and Sed festivals. Psalm 104 does not merely reflect a late rendering of a borrowed cultural artifact from Egypt. Nor does it reflect a direct inheritance from the Hymn to the Sun. It is an essential part of the biblical expression of a much larger tradition held in common with Egypt. In a hymn of another eighteenth-dynasty Pharaoh, Thutmosis III, the ‘son of Amon-Re,’ is – like his successor Akhenaten – identified as ‘begotten by Amon-Re.’81 There is more; in a first person address to Thutmosis, the supreme god describes this famous king with many of the characteristics which we later find in Psalm 2 and in related descriptions of the Psalter’s presentation of David. This can be seen in the motifs clustered within the Thutmosis hymn. This first David, Thutmosis, is his father’s ‘avenger’ (Ps. 2:2, 12). Because of Re, he is victorious over (Ps. 2:8-9) and feared by foreign countries (Ps. 2; 11), ‘as far as the four supports of heaven’ (Ps. 65:9). Re ‘binds’ the foreign countries’ (Ps. 2:3) and causes the king’s enemies to ‘fall beneath his sandals’ (Ps. 110:1) and those in revolt to be crushed (Ps. 2:9). He gives the king the world as his dominion (Ps. 2:8). Moreover, Re’s heart is glad at Thutmosis’ entrance into the temple (Ps. 23:5-6; cf. Ps. 84:4) and gives him life (Ps. 21:5). The king is enthroned in Re’s dwelling-place (Ps. 2:6); he gives the king his protection (Ps. 89:21-23) and then – much like Akhenaten of the Sed festival – Amon-Re calls him ‘my son, my beloved’ (Ps. 2:7; 89:28), ‘whom I begot in the divine body’ (Ps. 2:7). The hymn closes with the declaration: ‘I have established you upon the throne of Horus for millions of years’ (Ps. 61:7-8; 89:5).82 81. English translation: J. A. Wilson, ‘The Hymn of Victory of Thutmosis III,’ ANET, 373–5. This rather ubiquitous epithet, rendering Pharaoh’s rule divine is found in the inscriptions of most rulers of the eighteenth and nineteenth dynasties, for example, Amenhotep III (ANET, 375), Merneptah (in the ‘Israel stele,’ ANET, 376–8; also ‘Joy at the Accession of Merneptah,’ 378) and Ramses IV (ANET, 379). A better parallel to the Akhenaten dyptich – and the hymn to the sun god in Ay’s tomb – can be found in an inscription at Karnak in which Thutmosis is described in the first person, ‘I am his (Amon’s) son, who came forth out of him …’ (ANET, 446–7). Similarly, the name Thutmosis itself can be translated: ‘Thoth has given birth,’ reflecting Thutmosis’ divine parentage (ANET, 447n16). At Luxor, one finds a text in which Ammon speaks of ‘my son of my body, my beloved King Ramses (II) … whom I brought up from the womb … whom I have begotten in the fashion of my own limbs to celebrate the going forth of my ka’; J. H. Breasted, Ancient Records of Egypt: Historical Documents, vol. III, (New York: Russell and Russell, 1906), §511 [218]. Similarly, an oracle from the temple in Memphis also states of Ramses II: ‘Thou art my son, the heir who came forth from my limbs’ (Breasted, Ancient Records of Egypt, §534, 225). 82. Given the long-standing awareness of such variants of the biblical tradition of David, combined with the equally long-standing neglect of any effort to integrate them into our exegesis and interpretation, we might expect some current fashions in ‘comparative’ Near Eastern studies to expand on the fringes of critical research, even as such efforts are ignored and dismissed for a seeming lack of seriousness (see, for example, G. Greenberg, The Moses Mystery: The African Origins of the Jewish People, Secaucus, NJ: Carol, 1996; A. Osman,
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The virtue of humility Central to the royal ideology of the Egyptian hymns is the king’s support for the downtrodden. This is related to the motif of the king’s demonstration of tears and humility in the Akitu festival. This is often expressed through a poem on the theme of a saving reversal of destinies brought about by the king, with a frequent leitmotif of resurrection. One might well describe the most common rendition of this often sentimentally expressed motif as the ‘poor man’s song.’ At times it appears but briefly in a single line or so. However, the motif can expand to dominate an entire song. In the eighteenth-dynasty Papyrus Boulaq 17, we find a hymn addressed to Amon-Re that contains many of the themes of creation expressed within royal ideology.83 In the fourth stanza, immediately following the destruction of the chaos serpent,84 the trinity of Re–Khepri–Atum creates the gods and people. In this creation account, Atum is described as the one ‘who hears the prayers of those in captivity. He is gracious of heart in the face of an appeal to him; saving the fearful from the terrible of heart; judging the weak and the injured … When he comes, people live.’85 Similarly, in the otherwise famous ‘Israel Stele,’ Merneptah is described as the one who establishes justice ‘that he might protect his people.’ He is the one ‘… who causes goods to flow to the righteous man; there is no cheat who retains his plunder. He who gathers the fat of wickedness and [takes away] the strength of others shall have no children… Ptah said about the enemy of Rebu: gather together all his crimes returned upon his own head.’86 This establishment of destinies is itself a creation motif. It is immediately followed by a description of Merneptah – like Ammon-Re – forcing the chaos dragon to disgorge his prey. The orientation of this kind of song to both creation and coronation is marked. Coronation hymns are particularly rich in such motifs, as can be noticed, for example, in the very brief hymn of Merneptah’s succession,87 which has the singular function of celebration for the prosperity established by the king’s enthronement. This hymn closes with the praise: ‘All you righteous, come that you might see: Right has banished wrong [or “Truth drives out lying”]; evildoers have fallen on their faces; all the rapacious are ignored.’ With Ramses IV, our ‘poor man’s song’ takes over nearly the entire celebration with its announcement of the ‘Good News’ of his accession to the throne: Out of Egypt: The Roots of Chrisitianity Revealed, London: Century, 1998; K. Salibi, The Historicity of Biblical Israel: Studies in 1 & 2 Samuel, London: Nabu, 1998; and J. Brook, Our Rock Who Art in Heaven; Hallowed Be Thy Name, Putney, KY: Sinclair, 1999). 83. First translated by E. Grébaut, Hymne á Ammon-Ra (Paris: Garibalda, 1874); English in ANET, 365–7. 84. ‘It is his eye that overthrows the rebels, that sends its spear into him that sucks up Nun (primeval waters) and makes the fiend disgorge what he has swallowed.’ ANET, 365–6. 85. Ibid., 366. 86. Ibid., 377. 87. Ibid., 378.
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A happy day! Heaven and earth are in joy for you are the great lord of Egypt! They who were fled have come back to their towns; they who were hidden, have come forth again. They who were hungry are sated and gay; they who were thirsty are drunken. They who were naked are clothed in fine linen; they who were dirty are clad in white. They who were in prison are set free, they who were fettered are in joy. The troublemakers in this land have become peaceful … the homes of the widows are open again … male children are born again… Thou ruler … thou art for eternity!88
In the Old Testament tradition, the best representative of the ‘poor man’s song’ is the well-known song of Hannah in 1 Samuel 2:1-10, which, centered on themes of the king as Yahweh’s messiah, is used to introduce the Saul and David story, and finds itself reused in two songs of the story of Jesus’ birth in Luke 1–2. This theme is well known89 and need hardly be emphasized here. Hannah sings a mythic song of fertility, interpreting the coming story and introducing its theme as the salvation to be brought about through Yahweh’s messiah. The king fights Yahweh’s wars and establishes his power in the world. Echoing the related Psalm 132, Hannah’s song celebrates messianic potency and identifies him as the one through whom the whole world is judged. A very important variant to some of the central themes of Hannah’s song is found in Isaiah 58:6-8, which, in reiterating the motifs of the breaking of chains and feeding the hungry, places them within the life-bearing context of the rising of the dawn. Related to the ‘poor man’s song’ is the well-known theme expressed in many first-person laments centered on suffering innocence: songs which petition the savior or king for relief.90 This intimate connection of personal piety to both royal ideology and creation myth is particularly clear in the markedly universalist Neo-Babylonian ‘Prayer of Lamentation to Ishtar,’ where both the themes of ‘reversal of destiny’ and a Job-like ‘innocent suffering’ are combined within the text’s own discourse.91 Line 39 begins the theme of the saving reversal of destinies in an introduction that marks Ishtar as a universal ruler over humanity: ‘O Deity of men, goddess of women, whose designs no one can conceive, where thou dost look, one who is dead lives; one who is sick, rises up; the erring
88. Ibid., 378–9. 89. Thompson, The Bible in History, 349–50. 90. This Job-like theme is marked by royal ideology and especially the motif of the king as shepherd of his people and as savior and determiner of destinies. It is quite common in ancient Near Eastern and especially Mesopotamian literature. See, e.g., G. L. Mattingly, ‘The Pious Sufferer: Mesopotamia’s Traditional Theodicy and Job’s Counsellors,’ in W. W. Hallo (ed.), The Bible in Light of Cuneiform Literature: Scripture in Context III, Ancient Near Eastern Texts and Studies 8 (Lewiston, NY: Mellon, 1990), 305–48. See also the ‘just sufferer compositions’ in W. W. Hallo, The Context of Scripture (Leiden: Brill, 1997), 485–95, 575–8 (also ANET, 589–91), all of which reflect this ideology. 91. Dated to the Neo-Babylonian period by A. Ungnad, Die Religion der Babylonier und Assyrer (Jena, 1921); for English translation, see ANET, 383–5.
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one who sees your face goes aright.’92 This is followed by a suffering servant’s song of lament: I have cried to thee, suffering, wearied and distressed, as thy servant. See me, O My Lady, accept my prayers; faithfully look upon me and hear my supplication; promise my forgiveness and let thy spirit be appeased. Pity for my wretched body which is full of confusion and trouble. Pity for my sickened heart which is full of tears and suffering. Pity for my wretched intestines (which are full of) confusion and trouble. Pity for my wretched house which mourns bitterly. Pity for my feelings which are satiated with tears and suffering.
The clustering of motifs in this hymn is particularly instructive as this movement of lament is immediately followed with a stereotypical cry of impatience which – reminiscent also of Psalms 2 and 22 – puts the motif of suffering together with the motif of war and the threat of enemies: ‘How long, O My Lady, shall my adversaries be looking upon me; in lying and untruth shall they plan evil against me; shall my pursuers and those who exult over me rage against me? How long shall the crippled and weak seek me out;93 one has made for me long sackcloth.’ The cry of impatience ends with a wonderfully ironic play on the ‘reversal of destinies’ theme: ‘The weak have become strong, but I am weak.’ The singer’s complaint never strays far from its pedagogical function, closing this plaintiff’s section with reference to the theology of the way’s central virtue of the ‘fear of god’ (Ps. 2:11): ‘I am treated as one who does not fear my god and my goddess.’94 The petitioner suffers the wrath and terror of both gods and men (line 70). His is the dark night of the soul: ‘Silent is my chapel; silent is my holy place … for my god (has) his face turned to the sanctuary of another; my family is scattered; my roof is broken up.’95 The singer thereafter closes his lament with the abasement and repentance of the petitioner that the divine rage that has been turned against him might be changed to mercy; that his enemies might be trampled by him like the ground, and in a metaphor – evoking images of subdued enemies in Egyptian art since the Narmer palette – that his foes might be forced to crouch down under him (Ps. 2:12a; 110:1d). The text closes in praise of the divinity (Ps. 89:53). While the two variant motifs of ‘innocent sufferer’ and the ‘poor man’s song’ are ubiquitous in the Psalter, they are also given major thematic treatment in 92. This last pedagogical note being amply illustrated in biblical literature, as, for example, in Job 42:5–6. 93. That is, the singer’s plight is so hopeless that even the crippled and weak are a threat to him. This motif is brought into the biblical tradition – along with considerable dissonance among its biblical variants – in the story of David’s siege of Jerusalem in scornful repartee in 2 Sam. 5:6-8. David offers reward to whoever ‘kills the lame and the blind who are hated of David’s soul!’ 94. ANET, 384. 95. Ibid.; compare Job 1:13–19, after Yahweh turns and follows Satan’s counsel.
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connection with both royal ideology and creation imagery. It is in Psalm 89 and Psalm 22 that the theme of Yahweh’s suffering servant and messiah are presented. While Psalm 89:28-36 raises the issue of Yahweh’s covenant with David even though his successors forsake Yahweh’s torah (cf. Ps. 1:2), the theme is an assured promise of Yahweh’s abiding mercy. David will be his first-born and Yahweh ‘will keep his truth’: ‘Once I have sworn by my holiness, I will not betray David’ (Ps. 89:36). In Psalm 89:39-52, however, the voice of the psalm changes, and strong cadences of lament dominate with unparalleled, dramatic pathos until the song closes. ‘You have rejected your messiah … you have taken his staff from his hand and thrown his throne to the ground’ (Ps. 89:45). Thoughout this second movement of Psalm 89, the Enuma Elish’s ritual removal of the king’s symbols of office to teach humility is never far distant. The king must be humbled. Psalm 22:2’s lament evokes the same needs, with, if anything, greater pathos: ‘My God, my God, why have you abandoned me?’96 Psalm 22:3’s ‘I cry in the daytime but you do not hear; in the night, but I find no rest,’ calls up its implicit obverse in Psalm 1:2’s ‘blessed is the man who commits himself to Yahweh’s torah day and night’ and in Psalm 65:2’s Yahweh ‘who does hear prayers.’ The singer identifies himself with him who in Psalm 61:9 praises Yahweh day and night. Offering us the reversal of his role in Psalm 2:4, where it is Yahweh who laughs at David’s enemies with scorn,97 Yahweh here is far from the innocent sufferer,98 whose Samaritan enemies99 are likened to ferocious beasts, like lions with gaping jaws (Ps. 22:13-14).100 The psalm centers itself in verses 7-8, in which David – like Job in Job 42:6 – humbles himself: ‘a worm, not a man: the subject of ridicule… and scorn.’ While the rest of the song, continues the theme of suffering. Having once learned humility, David can sing with confidence of his innocence until, in verse 11, he identifies himself as the ideal of piety: one, who – like John in Luke 1:41 – has recognized his god from his mother’s womb.
Conclusions The motif of divine wrath within the ‘symbol system’ of the world of the ancient Near East with which we opened this article, as it is linked with the motif cluster 96. For this particular form of royal lament, see especially Ps 28 (throughout), as well as Ps. 142:1, 6-7 and Ps. 143:7. 97. This motif is illustrated in 2 Kgs 18:22’s speech of Rabshakah as in Isa. 49:7 and Ps. 8:7. Similar motifs are brought forward in Ps. 69:7-8; Isa. 53:1-3 and Job 42:6 and Ps. 59:7-9, where it is connected with the solar motif of sunset. 98. Similarly, Ps. 35:22 and 38:22. 99. Here the reference to the ‘Bulls of Bashan’ – paralleling Amos 1:4’s ‘Cows of Bashan,’ who in their crushing of the poor, reverse the messiah’s rule on earth – is aimed directly at the self-understanding of the Samaritans as shomronim: see Hjelm, The Samaritans. 100. Job 16:9-10’s variant of this verse is most interesting as not only are his enemies portrayed as wild animals baring their teeth and threatening him, but also – like the priest in the Akitu festival – slap his cheek.
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of ‘cosmic war’ that the messiah fights with Yahweh and which plays such a large role in the Book of the Psalms, is found in many biblical texts. Within the Christian canon, this theme finds its closure in a marvelous rendition of the myth in the Book of Revelation 19:11-21. The royal king, God’s word, as messenger to the heavenly army rides a white horse, the first of the four of the Apocalypse, while the heavenly army follows him into battle against the nations, whom he destroys with the rage of the lamb. Their leader, the false prophet – in a reiteration of Genesis 19 – is thrown and burnt in the Dead Sea’s lake of brimstone.101 The metaphor is dense and complex. The four horses of the apocalypse bring the kingdom of death to the world. The white horse – reiterating the wind in the western corner of the world – brings exile to the west (just as the black horse, the symbol of the north wind, had carried Jerusalem to exile in Babylon). The horses are stopped by God’s angels until God’s servants are – like Cain102 – sealed against the lamb’s divine rage. In this reiteration of the greater tradition, the heavenly messenger of Revelation peshers Zechariah’s Old Testament vision of horses of destruction, which themselves have been transposed from the Enuma Elish’s four winds that Marduk sends against Tiamat.103 The role of David in the Psalms as king and, as such, as representative of the people, and the function of the attribution of the motifs of suffering and humility to David as messianic divine son and first-born, enables a metaphorical transference in the Psalter’s reception. The implied listener to the song – in selfidentification with the nation of Israel – becomes an implicit participant in the Psalter’s use of the role of the suffering king as representative of the individual. This threefold role of David as referent in the Psalter: as transcendent king and son of god, as having sung the psalms within the narrative adventures of tradition past104 and as singer of a pious reflective discourse of prayer, is comparable to the functional interplay of the ancient Near Eastern creation mythology with royal ideology. This represents a reality that is both transcendent and political, as it does one reflective of a personal piety’s ideals. These three levels correspond to the fields of reference within the ancient Near East’s intellectual world: namely, the transcendent world of myth, the narrative world of tradition, and the wisdom-oriented piety of reception. Perceived within the context of the Psalter, this literary world finds its reference to David expressed formally. The headings of the individual psalms, and occasionally – as in Psalm 89 – elements within a psalm itself, set the scene of the song as sung by David within a storied-world of tradition past, while the body of the psalm presents the transcendent David of mythology interpreted by the singer as an ideal expression of the path of righteousness. The pedagogical message of such texts is never far from the surface. The polarity of a ‘theology of the way,’ presents us with an only seemingly
101. Echoing Genesis 19’s Sodom and Gomorrah story. 102. Thompson, The Bible in History, 328–37. 103. For a partial survey of this motif cluster, see Zech. 1:8, 10; 2:10; 4:14; 6:1-8; for a fuller picture of Revelation’s use of this metaphor see also Rev. 6:2-8; 7:1. 104. Thompson, ‘Historie og teologi i overskrifterne til Davids salmer,’ 89–97.
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devalued humanity, centered in the dualistic contrast between existence and nothingness; light and darkness, life and death, in which all that is and has value is divine. It is humility that is required; the recognition that it is the gods, not the king, who rules over his people. In closing, I would like to return briefly to the question raised at the beginning of this chapter, concerning the assumption of the historical critical method that we should associate a text’s historical context through its ideological assumptions. The self-evident principle so well defined by Wellhausen that texts reflect the times and ideologies of their composition can be confirmed only with reservation. The ideological content of the metaphors and their motifs, drawn from contexts that are rooted in chronologically disparate contexts, reflect an intellectual tradition which is not only living and vigorous, but held in common. Whether those roots are drawn from Mesopotamia, Syria, or Egypt, they are drawn from an intensely interactive intellectual world. The clustering of motifs appropriate to royal ideology and creation myths has been maintained consistently, meaningfully and explicitly also within secondary biblical traditions. Even as they have been restructured within a more limited and specific referential frame of belief, they nevertheless evoke in their reception comparable responses, reflect a comparable anthropology, and imply comparable intellectual needs seeking expression.
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15 From the mouth of babes, strength: Psalm 8 and the Book of Isaiah 2002
If one attempts to understand the symbol-system that underlies any particular piece of literature, one cannot confine oneself to a single text or author. Every text speaks from and gives expression to an intellectual world, whose meanings far surpass the intentions of the individual or even the reflection of that world offered by any particular culture or historical context. Understanding texts as responses to a world of possible meaning introduces a larger question of literary goals, which lie beyond the question of the authorial intentions implicit in the surface of the text. The nexus between literary expression and historical context is often misrepresented in exegesis at the level of authorial intention, rendering an implicit distortion of a text by their assumed agenda: understanding a text reductively, as written with, for example, a specific political orientation and purpose. Of course, texts do have such author-implicit purposes, and the accurate identification of such purpose always helps in the reading of a text’s surface. Nevertheless, such exegesis inadequately exposes a text’s signification for any who are not already intimates of its intellectual world. For all of us who are not, it gives a false security to our necessarily anachronistic reading of the text, as if the author could share in the literary functions of our genres. Central to my purpose is exposing the agenda of the literary world implicit in our texts.
A New Testament interpretation This chapter is exploratory and analytical. I have chosen the complex metaphor used in Psalm 8: ‘from the mouths of babes and infants, a strength,’ because I find a challenge in its explicit riddle. If this challenge can be met, we might learn some of the ways in which a less directed exegesis can discover and follow associative paths that are implicit in antique evocations of meaning that are so commonplace in the Bible. This text, of course, is very famously interpreted in Matthew 21:16, in the third of three reiterative episodes. Matthew’s reading of Psalm 8:3 connects the metaphor of children’s voices with both the entry into Jerusalem and the cleansing of the temple, and interprets all within the theme of the proper form of prayer. The psalm’s ‘strength’ which comes from the mouth of babes – thematically connected with both the son of David and the
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salvation he brings by making present the divine name (echoing Mt. 21:9) – is unequivocally defined by Matthew as the ideal song of praise. Matthew draws his interpretation by way of the song of Isaiah 26:1-7, which contrasts ‘our city of strength’: a righteous nation keeping faith, with the merely ‘secure city’ that has been humbled. Matthew’s story of Jesus’ entrance into Jerusalem is centered in the episode of the cleansing of the temple and takes up the discourse on the theme of the ‘cleansing of Jerusalem,’ which is central to a discourse that Ezra 10 has with Nehemiah 9–10 against 1 Esdras 8–9, dealing with the question of how Jerusalem can serve God with a pure heart.1 In Matthew, Jesus reiterates the role of David, epitomizing the righteous nation, for whom Jerusalem opens its gates (Isa. 26:2). The moneychangers are given the ‘holy war’ role of those trampled underfoot ‘by the feet of the needy and the soles of the poor’ (cf. Mt. 21:13-14 with Isa. 26:5-6). If my associative reading is on the mark, I think it is important to recognize that the ‘high priests and the scribes’ also play a dramatic role: specifically, the generic wisdom role of those who do not understand. They think the shouting children identify Jesus as David’s son, awakening a righteous anger at a potentially blasphemous hubris. Jesus’ answer doubles the stakes of the Psalter’s riddle, which the wise-of-this-world do not understand: ‘Haven’t you read that it is from the mouth of babes from which the praise of God comes?’ This, I read, as signifying that Matthew is not talking about Jesus and the high priests so much as about their competitive interpretations of Jerusalem: Matthew sets in opposition two views of Jerusalem, drawing on Isaiah’s ironic contrast: the ‘secure city’ of the moneychangers against a, for Matthew, implicit ‘city of strength’ of Isaiah’s righteous nation; a victorious poor and needy overturning the secure. Yet further questions arise. Although Isaiah’s image of the poor and needy trampling the secure of this world underfoot is not precisely an evocation of the storming of the bastille, it is not far from it, thematically speaking. It deals with both political philosophy and oppressed humanity’s universal hope for justice by joining two metaphors. The first presents the reversal of fortune, which, as a sign of God’s presence in this world, belongs to royal ideology’s ‘poor man’s song’2 as, for example, Hannah and Mary sang in 1 Samuel 2:1-10 and Luke 1:46-55. The second brings us the role of the messiah as ruler over the nations as in Psalm 110:1, which role, in both Isaiah and Matthew, is identified with a new Israel, likened to the babes singing Psalm 8’s strengthdefining song of praise. If this reading of Matthew is appropriate, implications of reader-identification become significant, as the metaphors of strength and refuge, coming from the mouths of children, offer reversals of destiny. It is marked by humility, as is true of Isaiah’s poor and needy, who are described as themselves kings with a new world under their feet in a utopian vision of the new Jerusalem. Depending on the degree to which the whole of Psalm 8 is taken
1. This discourse is analyzed in my article: ‘Holy War at the Center of Biblical Theology: Shalom and the Cleansing of Jerusalem,’ in T. L. Thompson (ed.), Jerusalem in Ancient History and Tradition, CIS (London: T&T Clark, 2003), 223–57. 2. See Chapters 13 and 14, this volume.
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up in Matthew’s citation, Jesus does not play the role of protective humility’s strength itself, but of what is voiced by the children, which reverses Jerusalem’s destiny. In Matthew, this is epitomized as ‘Salvation from David’s son; blessed is he who comes in the name of the Lord’ (Mt. 21:9, 15), and in Psalm 8, this newborn’s voice is given context within a hymn of praise to Yahweh’s name (Ps. 8:2). However much Matthew sees Jesus as ‘coming in Yahweh’s name,’ and understands the ideal song of praise from children as residing in that recognition, it is in the protective strength – that which comes from the mouths of the babes themselves and from which a new Jerusalem’s salvation derives – that the riddle finds its pedagogical strength. Understanding Matthew’s text rests in the implicit recognition of his reading Psalm 8 in the light of Isaiah.
An ancient Near Eastern template The solution of a riddle is often best recognized with the help of other related riddles. Psalm 8’s epitome of Isaiah’s theme finds a hardly distant echo in the Akitu festival’s associative commentary on the Enuma Elish, which I have elsewhere argued offers a template for biblical royal ideology and messianic metaphor.3 Two scenes stand in implicit interpretive discourse: one from the festival itself and the other belonging to the transcendent myth it mirrors and interprets.4 The implicit degree of refraction is our immediate interest. Implicit in this discourse is a world of interpretation. One attends the festival and affirms its realization of the world of the gods in drama. On the ninth day, the king has his crown and scepter taken from him. The king has his face slapped by the high priest and is required to respond – if the festival is to succeed – by crying, with tears, which mark him as worthy of ruling Babylon. It is such humility that is proper to humanity, much in line with the ancient Egyptian etiology of mankind (romet) as deriving from the ‘tears’ of Re (remet).5 This scene of the Akitu festival finds its counterpart in the festival’s recitation of the Enuma Elish in a scene in which the newborn child, Marduk, plays with toys which will later be used as weapons against chaos’s uproar. Anu creates the four winds and gives them to the child Marduk. The chaos-dragon, Tiamat, however, suffers from insomnia because of the happy cries of the baby at play. She rebels against Anu’s reign – a thematic element reiterated in the Bible when Moses and Yahweh became enraged by the rebellious noise of the people at play in the wilderness – a rage which led to the first breaking of the tablets of Moses’ torah. Tiamat’s rebellion is put down by a warrior Marduk with his childhood’s winds become ravaging weapons of war. It is through this famous battle of Marduk against Tiamat and her defeat that Marduk, the son of the sun-god, takes up the power of kingship among the gods. It is in the cries of the child at play with the divine winds that the gods found
3. Chapter 14, this volume. 4. Ibid. 5. Ibid.
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their strength and refuge. In a variable rendition of this metaphor, Psalm 8’s ‘strength’ that comes from a newborn’s mouth is reflective of the use of the child Marduk’s toys, become a warrior-god’s divine winds against chaos in uproar. This threat, in the liturgical world of the Akitu festival, is guarded against by the ritual act of a king’s tears of humility. In my reading of Psalm 8’s presentation of the thematic element of humility, as of the wilderness story’s noisy refraction of this element in myth, three distinct perspectives in ancient literature seem to have their role to play. The world of the gods presents the dominant paradigm for reality in which the world of men is to be understood as a reflection. A world of kings and the traditions of the past develop a heroic world of failed imitation and pedagogically oriented examples of the human. Finally we are presented with the implied voice of biblical literature: the world of the pious and a world that could be: the world of the implicit reader, which reflect on the text.6 Two lines of Psalm 8 are implicated in Matthew’s interpretation and echo the psalm’s Babylonian template. They bring together and epitomize in evocative association two of the Bible’s most central metaphors. Verse 3’s metaphor of the child and his voice, pregnant with a grown man’s tears of humility, is reiterated rhetorically in verses 5-7: ‘What is a man that you remember him; or the child of a man that you give him attention, made him a little less than God and crowned him with kavod and honor, making him ruler over the work of your hands.’7 These two metaphors in Psalm 8 find an implicit context together of unparalleled creativity. Not only do they define the patronage of Yahweh as Lord of creation (Ps. 8:2), they also forward a question about the beginning of ancient wisdom: What is a man? This Asian counterpart of Plato’s ‘know yourself’ is closely linked to the ancient world’s understanding of our human world as a valley of tears. We must expect that the joy of the happy Marduk-child and of the Bible’s epitomizing children’s voices needs to be tempered in their joy by tears of humility if they are to express humanity’s lot. The gospel’s competitive discourse with Jesus’ debate with the ‘high priests and scribes’ takes part in a wide-ranging discourse that stretches well beyond the Bible. The surface of this interpretation in its striving for epitome touches a pedagogical critique of sophistication’s foolishness that it might contrast with the wisdom of innocence as a symbol of divine wisdom. Yet, the whole of the pericope’s resonance in world literature implies a much greater commentary for understanding a new Jerusalem’s meaning than we find in this single theme. Psalm 8’s reiterative praise of Yahweh’s name (Ps. 8:2, 10) sets the metaphor of the strength that comes from a child’s mouth as an enveloping and transposing answer to the rhetorical question of human nothingness: stilling the uproar of creation’s enemies and establishing the divine patron’s rule on earth (Ps. 8:3, 7).
6. On both the reiterative and secondary qualities of biblical metaphor, see Chapter 12, this volume. 7. See Chapter 10, this volume.
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The broader range of the biblical metaphor Neither the close association of these two great lines of verse, nor their use as paradigm for understanding the relationship between the divine and the human in the Bible, is limited to Psalm 8. Nor are they limited to the particular trope of the child’s strength as sign of the humility proper to humanity’s tearful role in this world. Nevertheless, this nexus of the tradition is particularly useful in exploring the mythic implications of texts; for the cryptic qualities of riddle, which each of our lines evoke, protect us from reducing a myth’s symbol system to a particular author’s intention. Psalm 8:5’s ‘What is a man that you are mindful of him?’ offers one of our Psalm’s keys, by way of intertextual reference to Genesis 4:26; namely, to Adam’s grandchild, Enosh, when mankind first began to call on Yahweh’s name. This not only echoes Psalm 8’s genre-determining envelope of praise, but identifies the ‘strength’ that comes from children’s mouths, which the Syriac of verse 3 appropriately interprets as ‘your glory.’8 The key to line 3’s riddle encourages me to attend to the Bible’s reiterative use of the thematic element of calling on Yahweh’s name, causing Yahweh to remember and care for his humanity. Yahweh always hears the cry of the child. He hears Ishmael’s’ cry in the desert (Gen. 21:16-17) and Esau’s tears to his father Isaac (Gen. 27:38-40). The Abraham story-chain’s dramatic and saving climax is reached in Genesis 22:7 when the child Isaac discloses his story’s enigma with an innocent question: ‘Father, where is the sacrifice?’ Those who understand, will find in Abraham’s answer to the child: ‘God will provide’ a paradigm for humanity’s suffering and a leitmotif of biblical narrative. One does well to continue through the Pentateuch in this stream of allusion with the scenes of Joseph’s tears (Gen. 45:2, 14-15), with the Egyptians’ seventy days of tears for Israel, just as his seventy children enter their exile in Egypt (Gen. 50:3). There they suffer until a cry of children in distress once again causes Yahweh to remember them (Exod. 2:23-24).
Isaiah’s suffering servant Although one might continue tracing this well-known reiteration of the children of Israel calling on Yahweh’s name throughout the wilderness story and into the Book of Judges, I restrict myself as best I can to the interplay of a thematic cluster of elements in Psalm 8 with a comparable cluster of metaphors in Isaiah. Psalm 8 can be read as a theological epitome of Isaiah’s mythic world. It is particularly in the servant song of Isaiah 49, announcing the good news9 of redemption from exile (Isa. 48:20), that I find an effective key to the enigma of strength coming from the mouth of babes. Jacob plays the role of a new humanity. In a first-person song, he speaks of God remembering him, returning to a 8. Biblia Hebraica Stuttgartensia. 9. For the particular element of proclamation as a genre, see Chapter 14, this volume.
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thematic element that had first been introduced in the songs of Isaiah 1–12 as a motif which belonged to the Bible’s ‘son of God’ motif-cluster.10 In the Enuma Elish, this motif is identified as belonging to then recognized tale-type: ‘Marduk was born in the house of Apsu; his father Ea created him; his mother Damkina gave birth to him; his was the birth of a hero.’11 In Isaiah, Jacob speaks of a time before his birth: ‘Yahweh called me before I was born; from my mother’s womb, he remembered my name’ (Isa. 49:1.5). A variant of this motif is found in the call of Jeremiah, who – like Samson and Samuel in the wombs of their mothers (Judg. 13; 1 Sam. 2) – is chosen and consecrated as ‘a prophet to the nations’ (Jer. 1:4-5) before he was born. Isaiah, giving his suffering servant Jacob a collective first-person voice to speak for the restored survivors of Israel, takes on a comparable role of a prophet called. He is addressed by Yahweh: appointed ‘as a light to the nations’ (Isa. 49:6).12 It is in the reiteration of Isaiah 6’s story of Isaiah’s call that we most clearly turn to the themes of the opening chapters in the servant song of chapter 49. This song helps us identify the ‘strength’ which comes from the mouth of a child as it makes that mouth a sharp sword (Isa. 49:2), concealed in the shadow of Yahweh’s hand like an arrow hidden in its quiver. Just as Isaiah 1’s stupid children, who offer the fat of unwanted offerings, are reiterated in the people of Isaiah 6, whose hearts are covered with fat that they not understand, stand in implicit contrast to the coming remnant which does understand, so too the mouth of Isaiah’s call burnt by glowing coals – circumcising his lips – is countered by the contrasting motif of the child’s mouth become sword in the hands of those who do understand. In this cluster of metaphors, the innocent, which babes and children epitomize, bear the innocence of the remnant’s understanding. The question of Psalm 8:5: ‘What is a man, and the son of man that you remember him?’ is a question that is answered by the child when Yahweh’s word comes to him. So, in Jeremiah 1:4-16, the child is known before he was in the womb, consecrated and named as ‘a prophet to the nations’ (Jer. 1:5). It is now Jeremiah’s mouth that is touched by Yahweh and given power to determine destiny and a messiah’s authority ‘to shore up and to tear down; to destroy and to level; to build and to plant.’ Behind this brief recitation lies the ‘poor man’s song,’ which in Hannah’s mouth, is used not only to deride her enemies but to express the strength of Yahweh’s king, the power of his messiah (1 Sam. 2:1-10).13 So, in Psalm 17:14, the retributive logic of Isaiah 49, brings this very weapon of strength from the mouth of Isaiah’s servant, as a sword, which will destroy the children of the godless (cf. Ps. 7:13-14). Another aid in understanding this cluster of motifs can be seen, 10. So for example, Judges 13:5; T. L. Thompson, The Bible in History: How Writers Create A Past (London: Jonathan Cape, 1999); published in the US as The Mythic Past: Biblical Archaeology and the Myth of Israel (New York: Basic Books, 1999), 323–74. 11. Tablet I, 80–84. 12. A similar function of the first person voice is found in Lam. 3, which transposes Psalm 23’s ‘I’ to a first person voice for Jerusalem: see P. J. P. van Hecke, ‘Lamentations 3:1–6: an Anti-Psalm 23,’ SJOT (forthcoming). 13. On the ‘poor man’s song,’ see Chapter 14, this volume.
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in a negative form, in Hosea, which, with echoes of the Hezekiah story, speaks of sealing Ephraim’s guilt: ‘… pains of childbirth come – he a child without understanding – for the time is not one of surviving the birth of children’ (Hos. 13:13). The density of the metaphor is apparent through its implicit overtones. In Hosea 13:15, for example, the motif of the ‘child without understanding’ finds its subtle reiteration in the metaphor of Ephraim as a child attacked by the exile-bringing winds of Yahweh, ‘though he flourishes among the reeds’: with a brilliantly ironic, threefold intertextual play. This is made most clear through the evocation of two scenes of the Pentateuch. Hosea 13:1a has already deftly evoked the Joseph story: ‘as Ephraim spoke – trembling – he was raised up in Israel,’ alluding to the scene in Joseph’s dream of his being fruitful among the symbolic reeds of his family (Gen. 37:7). Hosea uses this allusion to prophesy Ephraim’s coming loss of fertility and death (Hos. 13:1b-3). Ephraim is one with Psalm 8:5. He is a child of Adam, who has lost the fertility of Joseph’s reeds and become Psalm 1’s chaff, blown by Yahweh’s wind from the threshing floor (cf. Hos. 13:3c and Ps. 1:4).14 Similarly, Hosea 13:15’s ‘though he flourishes among the reeds’ evokes a contrasting scene of the child Moses, protected among the reeds on the bank of the Nile (Exod. 2:3): one who is saved by the Pharaoh’s daughter when he cried (Exod. 2:6). Even more ambitiously, Hosea assimilates his metaphor to the mocking blasphemy of Assyria’s Rabshakeh in the message he delivers to Hezekiah before the walls of Jerusalem (Isa. 36:410). In whom shall Hezekiah trust in his uproar against Assyria? Does he hide behind Egypt’s broken reed (one that will not protect him)? Tear a prisoner’s hole in his hand! That is what happens to those who trust in the pharaoh; or does he trust in Yahweh, whose own altars he destroyed? (Isa. 36:4-7). The story of Hezekiah’s remnant Jerusalem under siege is an introductory narrative iteration of the suffering servant songs in which the newborn child has Yahweh’s ruah protecting him ‘bringing judgment to the nations’ (Isa. 42:1; cf. 49:1). Such true judgment that he brings (Isa. 42:3-4), for which Yahweh, in the creation, had called his servant to be the light of the world (Isa. 42:5-6), is not a teaching that is understood by any man, one shouted in the streets. Nor is it one that is established by violent warfare in which a bruised reed will be broken (Isa. 42:3). To express the peacefulness of this torah judgment, which Israel brings to enlighten the world, Isaiah draws on the classic trope of royal ideology in a brief rendition of the ‘poor man’s song,’ which we saw in Jeremiah. It is now expressive of a victory of peace which ‘gives people their breath to breathe’ (Isa. 42:5): ‘opening the eyes of the blind; rescuing prisoners from prison and from the dungeon of darkness’ (Isa. 42:7). The metaphorical circle of Israel as bruised but unbroken reed is closed in the final of Isaiah’s servant songs where Isaiah raises the image of the servant with Israel’s exile-evoking, reed-pierced hands of the exile (Isa. 53:5). The integration of the servant songs with Isaiah’s
14. Following the associations argued by Ingrid Hjelm. For a further discussion of this motif in Hosea, see I. Hjelm, Jerusalem’s Rise to Sovereignty in History and Tradition, CIS (London: T&T Clark, 2004), 30–92.
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remnant theology closely ties the metaphors of creation with the wisdom of the child that we find in both Isaiah and Psalm 8, standing in contrast to old Israel’s men without understanding (Isa. 6:9). In identifying the suffering servant as Yahweh’s children and evoking Israel’s remnant, Isaiah 45:11 brings together Psalm 8’s cluster of motifs. ‘You asked me about my children, and you will question me on the works of my hands.’ Isaiah 45:13 then links – in reiterative identity – a messianic king with Psalm 8:5’s ben ’adam, whom Yahweh remembers and cares for, ‘rousing him in justice, leveling all roads and rebuilding my city. This not only stands within an enveloping parallelism to Isaiah 45:2’s ‘I will march before you and level the hills,’ but it also dehistoricizes the reference to the Persian Cyrus with a cryptic pun: ‘whose right hand I have grasped,’ identifying the conquering messiah of Psalm 110 as Hezekiah, the hero of Isaiah’s central example story (Isa. 36–39).
Hezekiah and the remnant Isaiah’s story of Hezekiah,15 it needs to be stressed, takes its point of departure in the good news of God’s saving arrival as expressed in the announcement of salvation through a full eightfold version of the ‘poor man’s song.’ This is the new creation whose way leads to Zion: The Retribution of God: he comes to save you. The eyes of the blind will be opened; the ears of the deaf unlocked. The lame will spring like the gazelle, and the tongue of the dumb shout; for water will spring from the desert and a stream in the wilderness; the baked earth will become a pool and the dry earth a fountain. Where jackals lived will become a marsh: a home to reeds and rushes. There a way will appear that will be called: the holy way… (Isa. 35:4-8).
Along that holy way, those whom Yahweh has ransomed return home, their sorrow and sighs also reversed to a child’s noises of joy and gladness (Isa. 35:10; cf. 51:11).16 In contrast to the interpretive function that such songs as Exodus 15, Deuteronomy 32–33 and 2 Samuel 22–23 provide for their respective narratives,17 the Hezekiah narrative about the king’s rebellion against Sennacherib, told as a tale of the nations in rebellion against Yahweh, gives a dramatic illustration of Isaiah’s servant songs. While much of Old Testament narrative uses either stereotyped variations of Genesis 10’s twelve nations of Canaan18
15. For the identification of the Hezekiah story as belonging to Isaiah, see Hjelm, Jerusalem’s Rise to Sovereignty, chapter 2. 16. See also the new heaven and the new earth reflecting a similar reversal of fortune in Isa. 65:17-19. 17. Regarding this discursive technique in relation to Joshua 24: see Thompson, ‘Holy War.’ 18. Gen. 10:15-20; 1 Chron. 1:13-16.
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or stories of old Israel to epitomize rebellion against the divine,19 Psalm 8, like Psalm 2:1-2, stands closer to Genesis 9:2’s more universal imagery of human rebelliousness. It is especially in Psalm 65:8’s ‘noise of the nations’ that the Enuma Elish’s rebellious noise finds its closest echo. Likened to the ‘roaring of the sea,’ it is stilled by Yahweh and turned into ‘shouts of joy’ (Ps. 65:9), much like the destruction of the Egyptians in Moses’s song of the sea leads to the dance and song of Miriam and the women in Exodus 15. National epitome is combined with universal imagery in a reiteration of Psalm 65’s war against chaos, through an expansive addition to Isaiah 17’s oracle against Damascus, echoing the Sennacherib story and illustrating ‘that day’ of Yahweh’s wrath. ‘Oh, the noise of many nations … the peoples roar like the roar of the sea’ (Isa. 17:12-13). This is also an uproar, evoking divine retribution: ‘Behold in the evening: terror; and in the morning: they are nothing’ (Isa. 17:14a). The text adds an interesting pesher-like gloss: ‘This is the fate of those who plunder us, the lot of those who despoil us’ (Isa. 17:14b). Isaiah 17’s gloss is allowed to point ahead cryptically to the Assyrian siege of Jerusalem of the Hezekiah narrative in Isaiah 36–37. Not only do we have common plot motifs, such as the plundering of the gold from Yahweh’s temple (2 Kgs 18:15-16 only), the rebuking of the Assyrians for their noise (Isa. 37:24) and the night-time visitation of Yahweh’s plague, destroying the Assyrian army before morning (Isa. 37:36), but the language of Isaiah 37:29 (‘because you have raged against me’ echoes Psalm 2:1’s ‘people in uproar.’ This psalm celebrates Yahweh’s victory over the nations, with the enthronement of his son as king on Zion, much in the manner of the story of Marduk, born in the house of Apsu, in the first tablet of the Enuma Elish. That both Psalm 2 and Isaiah 37 offer related refractions of a larger discourse, related to royal creation ideology and including the Hezekiah story, can also be argued for on the basis of the contrasting contradictions of the markedly similar phrasing of language and structure which is found both in Isaiah 37:22-23: ‘This is the word Yahweh has spoken about him … the holy one of Israel’ and in Psalm 2:5-6: ‘So he spoke to them in his anger … on Zion his holy mountain.’ Similarly, Psalm 2:4’s scorn for kings who make noise is a converse echo of the Rabshakeh speech of scorn for Yahweh (see esp. Isa. 37:22).20 The two mildly variant accounts of Hezekiah’s tears of repentance should not go unnoticed in this discussion. In 2 Kings 20 and in Isaiah 38, Yahweh rejects Hezekiah in his anger and tells him to die. In response, the scene of Hezekiah’s prayer (Isa. 38:3; 2 Kings 20:3) illustrates and echoes both the weeping of Psalm 6 and the righteous search for refuge in Yahweh of Psalm 7 (also Ps. 2:12c). Hezekiah walks in Yahweh’s path (Ps. 1), in truth (Ps. 15:2; 51:8; 86:11) and with a pure heart (Ps. 15:2; 17:3; 24:4; 27:8; 37:31; 51:12; 84:6; 86:11; 119:10; 138:1). He ‘does what is good in Yahweh’s eyes.’21 It is in Yahweh’s response
19. Thompson, The Bible in History, 92–8. 20. Both Psalms 22:9 and 37:5-6 variously offer reflective commentary to Isaiah’s tale. 21. On this virtue that plays as a leitmotif of the David story in 1–2 Samuel, beginning with Eli’s definition of Yahweh in 1 Sam. 3:18, see T. L. Thompson, ‘Das alte Testament
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to Hezekiah, however, that the story lends itself to the greater structure of Isaiah as introduction to the suffering servant songs. In doing so, it comes closest to Psalm 8 and the motif of new birth in royal ideology, as in Akhenaten’s Sed and the Enuma Elish’s Akitu festivals. ‘I have heard your prayer; I have seen your tears. Behold, I will add fifteen years to your life’ (Isa. 38:5; 2 Kgs 20:6). Both the Sed festival and the New Year re-inauguration of the king likewise cause a rebirth of the king’s reign. Though Chronicles does not include this trope or cluster of motifs in its paraphrastic version of the Hezekiah story, the theme can be seen in the narrative discourse of 2 Chronicles 12:1-16,22 which similarly stresses the decisive and central function of testing the king’s humility. The story begins within the significant festival-oriented motif of the strengthening and establishing of Rehoboam’s reign (2 Chron. 12:1). As soon as his rule is confirmed, he ‘abandons Yahweh’s law’ (2 Chron. 12:1b). As the father had admonished ‘his son’ in Proverbs 4:2, 4, and especially 7:2’s ‘do not abandon my torah … keep my commandments and live; keep my torah,’ so his betrayal, like that of Hezekiah’s, will cost Rehoboam his life. The punishment is appropriate. As he had abandoned Yahweh’s torah, he will now be abandoned into Shisak’s hand (2 Chron. 12:5). Here too the Akitu festival – with its test of the king’s humility – holds well as template for our story. Rehoboam, facing death, now repents, ‘humbling himself.’ When Yahweh sees that he has humbled himself, Rehoboam is allowed to take up his rule once again. ‘The princes of Israel and the king have humbled themselves … They have humbled themselves and therefore I will not destroy them … my anger will not be poured out over Jerusalem by Shishak’s hand’ (2 Chron. 12:7).23 Isaiah, having demonstrated Hezekiah’s understanding and having brought him to tears of humility, lifts Sennacherib’s siege of Jerusalem, as Hezekiah is once again allowed to take up his role as king. While Isaiah 36:1 began its Hezekiah narrative by placing Sennacherib’s invasion in the fourteenth year of Hezekiah’s reign,24 creating mild havoc with the Iron Age chronology of biblical scholars,25 the final scene of the story
als theologische Disziplin,’ Religionsgeschichtliche Israels oder Theologie des Alten Testaments, JBTh 10 (1995), 157–73. 22. A variant of a story found in 1 Kgs 14:21-31. The association of the Hezekiah story with 2 Chronicles’ story of Rehoboam’s humbling himself, is discussed in I. Hjelm, The Samaritans and Early Judaism: A Literary Analysis, CIS 7 (Sheffield: SAP, 2000), 148–52. 23. So David (2 Sam. 15:30-31) who, with his men barefoot and his head covered, climbs the Mount of Olives weeping to pray to Yahweh and have his kingship renewed. 24. For a discussion of the genre and form of this historicizing introduction to Isaiah’s story, see T. L. Thompson, ‘Historie og teologi i overskrifterne til Davids salmer,’ in O. Davidsen (ed.), CBÅ 1997 (1998), 88–102, esp. n7. 25. 2 Kgs 18:9, Samaria is besieged in Hezekiah’s fourth year and taken after three years. In 2 Kgs 18:13-16, in Hezekiah’s fourteenth year, Sennacherib attacks the towns of Judah and in this connection receives tribute from Hezekiah. He subsequently (2 Kgs 18:17) places Jerusalem under siege, while in Isa. 36:1-2, the siege of Jerusalem is set
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opens with the ironic death of Sennacherib in the temple of his hapless God in Nineveh: cut down with a sword (Isa. 37:38), which I am tempted to identify with Jacob’s mouth: a sword of retribution, which comes before the child is born and restores Israel to himself (Isa. 49:2-6). This motif is also reflected by the sword wielded by Samuel against Agag, the king of the Amalekites, whose own mother is to be childless in retribution for the childless mothers of Israel (1 Sam. 15:32-33). The motif also finds echo in the Passover story of Exodus 11–12’s angel of death, who ‘struck down the Egyptians but spared our houses’ (Exod. 12:27). In Hezekiah’s tale, the sword of retribution cuts down the Assyrian king in imitation of the angel’s vengeance, which had destroyed the Assyrian army,26 but brought life to Jerusalem and its king. Having dispatched Sennacherib in the closure’s opening scene, Yahweh turns to Hezekiah in the second scene to determine his fate through his prophet: ‘put your house in order for you will die and not live’ (Isa. 38:1). Hezekiah responds by asking Yahweh ‘to remember that he has walked before God in truth and with a pure heart. Hezekiah wept greatly’ (Isa. 38:3; cf. Ps. 34, esp. 34:1, 12, 16, 18). Yahweh hears Hezekiah’s prayer and sees his tears. Therefore, he reverses Hezekiah’s fate, rolling time backwards. Like an Akhenaten, pregnant with himself in the Sed festival,27 Hezekiah’s child that had not the strength during Jerusalem’s siege, has now renewed life. Hezekiah begins his reign once again. ‘I add fifteen years to your life’ (Isa. 38:5). Yahweh assures Hezekiah that this time he will protect Jerusalem. Such an interpretation is consistent with the closure’s third scene: the sign that Yahweh gives to show that he can do what he has promised. Offering an improvement on the motif in the story of Joshua at Gibeon when the sun stood still (Josh. 10:12-14), Yahweh turns back the clock on the sun-dial steps. The closure of the Sennacherib story plays with a ‘blind motif’ that was enigmatically lodged in the message of Hezekiah to Isaiah when he goes to in Hezekiah’s fourteenth year in direct connection with the attack on Judah. Otherwise, 2 Kings follows Isaiah rather closely. 2 Chron. 29–31 presents a story of the cleansing and reform of the temple by Hezekiah and the celebration of Passover, beginning in the first year of his reign. In 2 Chron. 32, Sennacherib invades Judah without reference to a specific year of Hezekiah’s reign. When Sennacherib lays siege to Judah’s fortified towns, Hezekiah sees the danger to Jerusalem, closes the springs that are outside the city and rebuilds its walls. Sennacherib then sends his men up to Jerusalem to address Hezekiah as Chronicles tells a shorter variation of the story we find in Isaiah and Kings. It also paraphrases the story of Hezekiah’s sickness unto death in a single verse (2 Chron. 32:24) and closes with an interpretation of the siege story as a story of God testing Hezekiah (2 Chron. 32:31), while referring his readers further to the narratives in Isaiah and (possibly) Kings. Hezekiah’s cure is described as a miracle and nothing is made of the renewal of his kingdom, which survives only in a single phrase of verse 22 that Yahweh ‘gave them peace on all sides.’ 2 Chronicles does follow Isaiah in having Hezekiah reign twenty-nine years (2 Chron. 29:1), but nothing is made of the motif of invasion in his fourteenth year or the renewal of his reign for fifteen years. 26. This motif reiterates the angel of death of the Passover story of Exod. 12. 27. See Chapter 14, this volume.
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the temple with his clothes torn in mourning, because of the Assyrian blasphemy (Isa. 37:1), creating a ‘day of need, of rebuke and disgrace.’ The motif of Jerusalem’s affliction under the siege is seemingly resolved by the destruction of the Assyrian army overnight, in an ironic story of the murder of Sennacherib when he, like Hezekiah, prays to his god. This day of peace is also Israel’s day of need, rebuke and disgrace. The singular, seemingly blind motif of the child ready, but without the strength to be born (Isa. 37:3) reiterates the similarly mysterious affliction in the Abraham story of the wife and women of Abimelek’s household, whose wombs had been closed because of Sarah. They are opened – together with Sarah’s own womb, when she returns from her desert exile for the birth of her happy child of laughter (Gen. 20:17–21:2). Abimelek’s submission to Yahweh, which had marked his happy day, stands in striking contrast to Sennacherib’s day of disgrace, which itself stands as a sign of Jerusalem’s incomplete suffering that awaits – like Hezekiah in Isaiah 39:2 – the arrival of the Babylonians. The patterns of the Hezekiah story are open to yet a further variation; the particular motif of the king’s tears of suffering, which offers a self-sufficient variant of Psalm 8’s strength that comes from the mouth of children. This motif of tears can be found in two variant streams of tradition: one which, as in the Hezekiah story, stays within the metaphor of suffering innocence and expands – especially in the Davidic psalms – to many variable forms of innocence. The other stream interprets the tears as tears of repentance. It is this stream which is used to transform Isaiah’s – and Hezekiah’s Jerusalem’s – remnant into a Jeremiah-like repentant remnant: a return-from-exile variation of a common trope.28
Hezekiah as suffering servant and Jerusalem as the repentant remnant The story’s happy closure on the peace of Hezekiah’s new reign and in the contrasting fates of Sennacherib and Hezekiah is delayed by the suffering of Isaiah 37:3’s women of Gerar who cannot give birth. The suffering of the unborn babes without strength for a new life is a theme that Isaiah readdresses in the servant songs. The theme opens with the comfort of Isaiah 40, announced to Jerusalem now that her time as servant is over (Isa. 40:1-2). The song of Zion in Isaiah 49:14-21 marks this theme with a complex intertextual discourse. First, by responding to the reiteration of comfort and return to Yahweh her husband, the Job-like woman’s voice of Zion complains that Yahweh has rejected her and forgotten her, a theme, that is reiterated in Psalm 89’s closure of the third book of the Psalter to identify a Hezekiah-like Davidic messiah as Yahweh’s suffering servant, rejected and betrayed by his God (Ps. 89:39-52). In Isaiah 49:15-16, Yahweh responds to both the Psalmist’s and the woman’s plaint rhetorically. It is with a woman’s own metaphor that Isaiah calls to mind Psalm 8’s strength 28. On this distinction, see Hjelm, Jerusalem’s Rise to Sovereignty, chapter 3.
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that comes from the mouth of the newborn: ‘Does a woman forget her suckling child; does she abandon that which she carried under her heart?’ Isaiah draws out the conclusion of his rhetoric with considerable bite in his presentation of Yahweh’s know-all competitiveness. Yahweh boasts to his Zion’s child bride: ‘Even if you could, I will never forget you; your walls are ever before me.’ We, as commentators, must look to the implicit reference, which might bear such scornful, superior knowledge. I have two candidates. The first understands Isaiah’s irony and metaphorical play as a variant of what we find in the complex songs of restoration, especially in Jeremiah 31:15-22. Here it is Rachel that resists comfort, and, like Hagar in Ishmael’s desert (Gen. 21:16), exchanges her voice for those of her children: refusing to be comforted because they are no more (Jer. 31:15). Yahweh hears this lament, but responds as to the cry of a woman in labor, whose child – as in Hezekiah’s metaphor – has not the strength for the birth. ‘There is gain from your labor; your children shall return to their land’ (Jer. 31:16-17). Now the child, Ephraim, cries and begs to be allowed to return, repenting of the sins of his youth (Jer. 31:18-19). Excepting the child as his son, Yahweh turns to speak to the resisting Rachel: a virgin Israel in rebellion, reversing Psalm 89’s plaintive ‘how long?’ Jeremiah 31:22’s closing sarcastic gloss – ‘Yahweh has created something new in this world: a woman protecting a man’ – is itself a competitive response to the woman’s love for her children in both Jeremiah 31 and Isaiah 49. If Yahweh is willing to welcome the child to life again, why should his no longer rejected spouse, his new Jerusalem bride ‘protect him’ from a Hosea-like marriage, a theme taken up in Isaiah 50? The new creation that Yahweh has made is also the new Israel: a repentant Ephraim, that rebellious child that Yahweh will bring back to Zion (Jer. 3:14, 22). It is also a kingdom in which destinies are reversed: as in Jeremiah 30:6’s vision of terror where young men hold their bellies like women in labor; so now – as in the good news of the poor man’s song – all roles are reversed in Yahweh’s new creation. My second candidate for Yahweh’s reference in his rhetorical question of Isaiah 49:15: ‘Does a woman forget her suckling child; does she abandon that which she carried under her heart?’ is less difficult and follows the poem’s own competitive and retributive logic of reversal. The unexpected answer is explicitly positive: ‘Even if a woman might forget her baby, Yahweh will not forget.’ The song’s rhetoric finds its function as a response to the Job-like plaint of Yahweh’s betrayal. Yahweh will not forget. He points to the children who are coming that, though unrecognized by Jerusalem, are like jewels which will crown her like a bride. Isaiah 49:8-19’s unremembered children gives us the first iteration of chapter 54’s ‘song of the barren’ and anticipates Abraham’s nations, the children of both Zion and her enemies, which, in returning to Zion, mark Yahweh’s presence in Isaiah 60. The theme of the new Jerusalem’s reversal of fortune overtakes the song (Isa. 49:19-23): the ruined and deserted land now overflows with fertility. Not only is the empty land crowded with settlers, but those that ravaged Jerusalem are gone. A reiteration of 49:15’s competitive satire is used to close the song with the stanza of Isaiah 49:20-26: ‘Can spoil be taken from a warrior; or captives from a victor?’ And the unexpected answer is again
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explicitly positive. Yahweh raises his hand against the nations (Isa. 49:22). We are living in a holy war’s shalom:29 a new Jerusalem’s happy reversal of fates. However, not only will this newly crowned bride’s children be released because Yahweh has not forgotten them, but Jerusalem’s oppressors will be made to eat their own flesh and get drunk on their own blood (Isa. 49:26). In this poor man’s retributive logic, the evil, which Jerusalem had suffered, is now to be borne by her enemies: ‘So will all mankind know that it is I that have saved you.’ The implied reference is interesting as it underlines the quality of the text’s references, which are far more generically motif-oriented than either specific or historical. While the Assyrian siege of Jerusalem under Hezekiah is a referent fitting to the poem’s place and purpose, there the threat of starvation is only just that, a threat. Far better is the Elijah tale we find in 2 Kings 6:24-31, where Ben Hadad lays siege to Samaria. A woman asks the king to help her, who, helpless, answers her rhetorically: ‘If Yahweh can not help you, how can I?’ In a biblical story, this rhetorical gambit should not be ignored. Can Yahweh help? The woman speaks again; she has haplessly been drawn into an agreement with another woman with child. They are first to eat her child and then, thereafter, the other’s. In this story of a siege’s starvation leading to cannibalism, we have a crime fit for retribution, and we have mothers forgetful enough of their children to eat their own! The story has a happy fault: one mother is creative in her forgetfulness and hides her child from them both for Yahweh to remember (2 Kgs 6:29). Indeed, she knows, as Isaiah 49:15 has argued, even if a nursing mother should forget, Yahweh will remember his suffering children. The Pentateuch text of Leviticus 26 lingers behind these tropes as Isaiah’s Yahweh remembers and turns his terror to joy. ‘If you follow my commandments … I will establish peace in the land … I will walk among you to be your god and you my people’ (Lev. 26:3-12). This promise is governed by the law of retribution, which, in due time, will be used to set the stage for the peace of a new Jerusalem and the poor man’s song’s reversal of Jerusalem’s fate: ‘But if you will not obey me, … terror … your enemies will rule over you … the land will not give its harvest… you will be childless.’ Four times they will be struck with sevenfold terror. Images of siege and starvation, including the horror of eating of their own children, the destruction of towns and land turned to desert close with the prophecy of Israel’s deportation among the nations. The leitmotif of sevenfold punishment is locked in the logic of retributive justice as the list reaches its goal and rests when the land finally receives compensation for its Sabbaths unrecognized (Lev. 26:14-35; cf. 25:4). The goal of Leviticus’s wilderness text, however, is not the destruction to come – neither Israel’s nor Jerusalem’s, but the repentant remnant in exile (Lev. 26:36). If, as in Numbers 13:32, they had been afraid of ‘a land that eats its inhabitants,’ this land of their enemies will devour them (Lev. 26:38). Then shall they repent their sin and that of their fathers; their uncircumcised hearts will be humbled; they will pay
29. See I. Hjelm and T. L. Thompson, ‘The Victory Song of Merneptah, Israel and the People of Palestine,’ JSOT 27 (2002), 3–18.
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for their guilt. Yahweh will remember them (Lev. 26:40-41 = Isa. 40:1-2). It is through suffering that understanding and a renewal of life come. The ritual logic and patterned trope of humble tears leading to renewal belongs also to the note struck in Isaiah 54, in which variations on the theme of women giving and not giving birth are used to create irony, that forms of despair and shame might become portents of hope. The song opens with Isaiah 37 on the day of shame and distress, offering an all-knowing rebuke to 1 Samuel 2’s Hannah for her tears. Rather, happy the barren who can not give birth. With echoes of the songs of Hosea 1–3, the children of rejected wives will come to outnumber those of the faithful (Isa. 49:20). Isaiah’s ‘Song of the barren’ again reiterates Hanna’s ‘poor man’s song,’ which, with its reversals of fortune, transforms Isaiah 37’s and Genesis 20’s closed wombs and women in suffering into Sarah- and Hannahlike servants of Yahweh (Isa. 54:17b): happy mothers of a new Jerusalem. In these great reversals of Isaiah’s ‘New Jerusalem,’ not only will there be no children born but to die, nor will there be screams and tears of children, as both gray-beards and infants live their full lives out (Isa. 65:17-20). These children will call and Yahweh will answer. Even while they speak, Yahweh will hear (Isa. 65:24 = Ps. 34:5, 7). It is this Hosea-like Yahweh who will never call Jerusalem ‘forsaken,’ nor her land ‘desert.’ Her name will be ‘my delight’ and her land ‘the betrothed’ (Isa. 62:4). In this world of reversals, it is Yahweh himself who must be given the primary role as the Bible’s Marduk-child of Psalm 8:3. It is his, whose mouth is like Enosh’s, ‘issuing righteousness, a word invincible’ (Isa. 45:22). In Isaiah’s world, it is only through Yahweh, that he can find ‘righteousness and strength’ and in whom all the world’s children are saved (Isa. 45:24). At the very end of the Book of Isaiah, in the song of Isaiah 66:514, Isaiah turns from the world of myth and legend and addresses his audience directly. He speaks to those who are concerned about the word, hated by their brothers and scorned because of Yahweh’s name: mockingly challenged that they let manifest Yahweh’s glory that they might witness their joy (Isa. 66:5; cf. Lk. 6:22-23;30 Mt. 5:11). In a few, deft lines, Isaiah speaks to those who do understand and interprets his metaphor with them in the role of Yahweh’s suffering servant. Jerusalem’s rebirth when Zion goes into labor will be easier than the births of the daughters of Israel in the stories the midwives told Pharaoh (Isa. 66:7-8; Exod. 1:19). Isaiah 66:9’s commentary on the Hezekiah story (Isa. 37:3) appeals to that story’s implications: would Yahweh ‘have allowed the birth to begin and stopped it?’ (Isa. 66:9). The Hezekiah story of Jerusalem’s remnant begins the birth of the ‘New Jerusalem.’ Yahweh is the mother who comforts her child (Isa. 66:13 = Isa. 40:1). Like Luke, Isaiah undermines those who scorn, by calling on his listeners to let their hearts be glad at the sight; for his hand is with his servants, as is his anger with his enemies (Isa. 66:14; cf. 66:5 = 40:5).
30. Note that Luke will have the disciples spring and hop, ironically demonstrating the joy at Yahweh’s glory that the mockers demand to see in Isaiah.
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16 Job 29: biography or parable? 2004
The purpose of this chapter is to clarify some of the central thematic elements used in Job 29:1-20’s nostalgic reflection on Job’s role at the city gate ‘when God was with him’: all stereotypical thematic elements, which are frequently associated with ‘messianic’ figures, supporting the pedagogical function of identity creation, through which the pious are attracted to a figure’s imitatio. That the development of such figures is hardly restricted by the presence of an anointed figure or even kingship, is already clear in the Book of Psalms.1
On borrowing and dependence: the issue of sources in traditional literature In a recent study, Antoinette Clarke Wire has attempted to relate the development of heroic stories by examining the oral character of early Jewish narratives and relating the elements so defined within an assumption of oral tradition.2 Much influenced by the studies of M. Parry and A. Lord’s research into SerboCroatian oral tradition in relationship to Homer,3 as well as by some of the early
1. See Chapters 13–15, this volume; also T. L. Thompson, ‘Historie og teologi i overskrifterne til Davids salmer, CBÅ (1997), 88–102; T. L. Thompson, ‘Jerusalem in the City of God’s Kingdom: Common Tropes in the Bible and the ancient Near East,’ IS 40 (2001), 631–47; T. L. Thompson, The Messiah Myth: The Ancient Near Eastern Roots of Jesus and David (New York: Basic Books, 2005); I. Hjelm and T. L. Thompson, ‘The Victory Song of Merneptah: Israel and the People of Palestine,’ JSOT 27 (2002), 3–18. 2. A. Clarke Wire, Holy Lives, Holy Deaths: A Close Hearing of Jewish Story Tellers, Studies in Biblical Literature 1 (Atlanta, GA: Society of Biblical Literature, 2002). 3. M. Parry and A. Lord, Serbocroatian Heroic Songs, 2 vols (Cambridge, MA: Harvard University Press, 1960); A. Lord, The Singer of Tales (Cambridge, MA: Harvard University Press, 1960); J. M. Foley, The Theory of Oral Composition Theory: History and Methodology (Bloomington, IN: University of Indiana Press, 1988); J. M. Foley, Immanent Art: From Structure to Meaning in Traditional Oral Epic (Bloomington, IN: Indiana University Press, 1991).
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studies of forms by A. Jolles4 and (more recently) D. E. Bynum,5 Clarke Wire set herself the task of applying some of the insights won from such research in epic literature to some of the shorter narratives or ‘legends’ of early Jewish tradition: narratives, which she sees as ‘apparently oral stories’ preserved in literary texts.6 She attempts to overcome the difficulties of identifying ‘storytelling performance’ by adapting methods developed by the folklore scholars, A. Dundes and D. Ben-Amos.7 Unfortunately, however, she assumes that the formalistic classification of her stories as ‘legend’ in fact determines or implies a specific oral quality of such stories. This assumption allows her to speak of ancient ‘legends’ as the product of storytellers, ‘retold’ and ‘written down’ in the first and second century ce, or even later.8 In dealing with ancient traditional literature,9 a formal distinction between the genres and rhetoric of written story, contrasting with the genres and rhetoric of oral narrative, is hardly obvious, not least because we cannot include oral narrative from this early period in our deliberations, however much we believe other forms lay behind the written ones we have.10 ‘Oral’ qualities of ancient literature are entirely in their reader’s eye. The claim that particular, identifiable narratives are dependent on oral traditions, which Clarke Wire shares with the Jesus Seminar, does not have any evidence to support it and lives on nothing more than the perceived need to present some aspects of the narrative and teachings of and about Jesus, which we read in the gospels as having originated in connection with the actual life of a historical figure, assumed to have lived some two generations earlier. The issue is not whether oral traditions generally are possible or likely to have been involved in the development of such traditional literature. We have very good reason to believe that they were often a factor and that their inter-relationship with written works had a history with origins far earlier than any figure of the
4. A. Jolles, Einfache Formen: Legende, Saga, Mythe, Rätsel, Spruch, Kasus, Memorabile, Märchen, Witz (Halle: Niemeyer, 1929). 5. D. E. Bynum, Daemon in the Wood: A Story of Oral Narrative Patterns (Cambridge, MA: Harvard University Press, 1978). 6. Clarke Wire, Holy Lives, 10–11. 7. A. Dundes, ‘Text, Texture and Context,’ SFQ 20 (1963), 251–61; D. Ben-Amos, Narrative Forms in Hagadah: Structural Analysis, (dissertation, University of Indiana, 1967); D. Ben-Amos, ‘Toward a Definition of Folklore in Context,’ in D. Ben-Amos, Folklore in Context: Essays (New Delhi: South Asian, 1982), 38–85. 8. Clarke Wire, Holy Lives, 6. 9. D. M. Gunn, The Story of King David: Genre and Interpretation, JSOTS 6 (Sheffield: Sheffield Academic Press, 1978); D. M. Gunn, The Fate of King Saul, JSOTS 14 (Sheffield: Sheffield Academic Press, 1980); D. Irvin, Mytharion: The Comparison of Tales from the Old Testament and the Ancient Near East, AOAT 32 (Neukirchen: Neukirchner Verlag, 1978). 10. T. L. Thompson and D. Irvin, ‘The Joseph and Moses Stories,’ in J. H. Hayes and J. M. Miller (eds), Israelite and Judaean History (Philadelphia, PA: Westminster, 1977), 147–212; T. L. Thompson, ‘A New Attempt to Date the Patriarchal Narratives,’ JAOS 98 (1978), 76–84.
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first century.11 The critical issue is rather whether we can identify some of the sayings and narratives as having a direct connection to a historical Jesus’ life and teaching. Discussions about an oral quality of the narratives, unfortunately, do not bring us any earlier than the form of the actually written narratives we have: those which Clarke Wire claims are ‘recording’ oral traditions, current at the time our written narratives were first fixed; that is, at the time in which Mark or Matthew were written, but not earlier. It is only the oral traditions of that time that our texts could access, if they in fact did. They reach no further back into the traditions’ pre-history. The alleged oral qualities of Luke’s rhetoric hardly support the burden of proof laid on it. Clarke Wire’s treatment of the dramatic story of Mary’s visit to Elisabeth in the opening chapter of Luke, is fairly representative (Lk. 1:39-56) of the unsupported claims about oral traditions and its use in explaining a text. Her explanation is addressed to some very well-known dramatic qualities of a highly polished, literary work. It may or may not have been comparable to the undoubtedly many unknown oral traditions of the period. Three central aspects of Mary’s speech to Elisabeth are stressed to support her argument:
• The direct speech of Mary’s blessing of God, supported by shouts of greeting and the dramatic account of the baby’s quickening, implies a dramatic oral presentation. • The dominant thematic element expressing a series of reversals, which combine the personal with the political. They turn the fate and destiny of the weak and strong, humble and proud, hungry and filled, which are implicitly understood as signs expressing the restoration of Israel and the expulsion of the powerful and which – in Clarke Wire’s understanding – reflect the hopes of ‘everyone in hard places.’ That is, Clarke Wire argues, we are not dealing with a literary text of the learned and the elite, but with a tale of the common people. • The central roles played by women in the scene; the motifs of expectant childbirth, the motif of the child in the womb and the cozy country scene of women visiting, all imply a context within the oral tradition of women story tellers.12
However reasonable this effort may seem to be within Biblical studies’ assumptions about the role of oral traditions in biblical composition, it is not a reading or a reflection rooted in the analytical methods of formalism or comparative literature.13 When comparative literature is considered in an analysis of the Lucan 11. T. L. Thompson, The Historicity of the Patriarchal Narratives: The Quest for the Historical Abraham, BZAW 133 (Berlin: de Gruyter, 1974), 311–14; T. L. Thompson, The Origin Tradition of Ancient Israel (Sheffield: Sheffield Academic Press, 1987), 41–50; T. L. Thompson, ‘At sette det guddommelige I verden,’ Bibl 3 (2002), 45–59. 12. Clarke Wire, Holy Lives, 84–5. 13. Motifs and thematic elements are not to be identified through the arbitrary guesswork of an anachronistic reader response. They are identifiable through their distinct literary
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tale Clarke Wire stresses in her examples, the rhetorical techniques used, evoking the atmosphere and dramatic characteristics of the scene, in fact, mark this story as reiterating a long and very well-attested written tradition, epitomizing the values of the good king as understood within ancient Near Eastern royal ideology. The tradition is hardly ‘folk,’ and even less an identifiable favorite among women’s lore. The scene and the tradition it reflects is thoroughly elitist, centered in the male values of warriors and imperial politics. (1) The direct and dramatic singing quality of Mary’s announcement rewrites a song that Hannah sang in 1 Samuel 2:1-10 on the comparable occasion of her conceiving one of Israel’s saviors. (2) The dominance of women in the scene, the motifs of childbirth and pregnancy and the homey qualities of the narration are rooted not so much in the hearth as in the ancient literary tale-type of the ‘birth of a hero.’ Just such clusters of thematic elements occur, for example, in the narrative of Moses’ birth, which is replete with midwives, birthing-stools and an ironic search for a nurse, which returns the child to his mother’s love (Exod. 1:15–2:10). The story of Samson’s birth, whose opening lines are full of the mother’s infertility, secret meetings and erotically naive responses to her ‘man of God,’ is a tale which gives attention to the intimately comic potential of razors not used in the womb before the child’s birth and to the – intertextually dramatic – naming of the child with the divine epithet, ‘Wonderful’ (Judges 13:1-18; cf. Isa. 9:5). Stereotypical scenes of the home are central to this tale-type. They are there with purpose. Rather than a reflection of the folklore of the countryside or of women, they are among the most effective tools of high literature in court and temple. The story shares the genre, which the Babylonian Enuma Elish refers to as ‘the birth of a hero.’14 In the tale of Marduk’s birth, recounted in the Enuma Elish – a story performed within the royal Akitu festival – comparable thematic elements of a child at play, of the distress created by its laughter and of the sleepnessness suffered by the adult gods as a result, all attract literary echoes of the same story’s chaos-dragon in uproar.15 Within the greater narrative, they call the hero from his very birth to a king’s task at the creation. (3) Finally, the highly stereotyped list of reversals of the fortunes of the poor and oppressed, whose character and function within ancient Near Eastern royal ideology I have identified as ‘the poor man’s song,’ have their roots within this same literary world of royal and imperial propaganda. It goes back in literary tradition to at least the sixth dynasty and is found in many more than a hundred written versions within the Old Testament alone. Such stereotypical lists of reversals of fate are stable elements of the myth of the good king, with its apocalyptic overtones of divine
functions, whose identification needs to be supported by evidence from a study of comparative literature: Hjelm and Thompson, ‘Victory Song.’ 14. N.Wyatt, ‘Arms and the King,’ in Und Moses Schrieb dieses Lied auf: Festschrift Oswald Loretz, AOAT 250 (Neukirchen: Neukirchner Verlag, 1998), 833–81; N.Wyatt, ‘The Mythic Mind,’ SJOT 15 (2001), 3–56. 15. Thompson, Messiah Myth, 172–4.
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judgment.16 Luke’s many variations on this trope show him to be a far more frequent visitor of the library than of the local coffee house. The never-ending quest for biblical historicity, which has supported such theories of oral tradition behind the composition of biblical texts, has also played a central explanatory role in regard to most synoptic problems within the rationalistic paraphrases of historical criticism’s composition theory. This is so, whether we are dealing with the comparability or reiteration of particular story patterns, discourses, and figures, reflected in the numerous doublet and triplet stories of the Pentateuch or within similar reiterations identifiable within Wisdom literature, the Psalter and the Prophets.17 The methodologically pernicious influence of such dislocating quests in regard to a comparison of larger compositions, such as is commonplace in research on Kings and Chronicles, Ezra, Nehemiah and 1 Esdras,18 First to Fourth Maccabbees19 and in the all too tendentious dogmas of composition theory related to both the reiterations within the synoptic gospels and the derivative necessity of a so-called Q,20 is well known. Concern for method within comparative literature also distances itself from some of the earlier efforts of identifying specific historical contexts or direct historical dependence between traditional compositions,21 such as we know in the Bible, and narrative literature known from ancient Near Eastern inscriptions, even as our interest in the developmental process of such genres as biography and parable present theories of dependence and borrowing in as seductive a light as do theories of origins in oral tradition.22 It is not so much dependence that needs to be doubted as our ability to trace such.
The production of biography The parable of Job and his suffering, for example, provides us with a very useful entry into the production of life stories in the Bible, not least because Job’s role as stranger in Old Testament theology’s torah epitomes protected him from fundamentalist passions for historicity. Nevertheless, this same role of stranger has exposed Job all the more to interpretive assumptions about borrowing and 16. Thompson, ‘Kingship,’ 189–94; T. L. Thompson, ‘A Testimony of the Good King: Reading the Mesha Stele,’ in L. L. Grabbe, Ahab Agonistes: The Rise and Fall of the Omri Dynasty, ESHM 6 (London: T&T Clark, 2007), 236–92. 17. See Chapter 10, this volume; also T. L. Thompson, ‘Historie og teologi i overskrifterne til Davids salmer,’ CBÅ (1997), 88–102. 18. T. L. Thompson, ‘Holy War at the Center of Biblical Theology: Shalom and the Cleansing of Jerusalem,’ in T. L. Thompson (ed.), Jerusalem in Ancient History and Tradition, CIS 13 (London: T&T Clark, 2003), 223–57. 19. I. Hjelm, Jerusalem’s Rise to Sovereignty: Zion and Gerizim in Competition, CIS 14 (London: T&T Clark, 2004). 20. Thompson, Messiah Myth. 21. Gunn, The Story of King David; Gunn, The Fate of King Saul. 22. Irvin, Mytharion.
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dependence in relation to comparable ancient Near Eastern works, which have served to hide the book’s own voice and function behind historicism’s quest for origins. The Book of Job is indeed a witness to a considerably broad spectrum of thematically related traditions and these can be traced to at least as early as the Sumerian ‘Lamentations to a man’s god’23 and the Akkadian Ludlul bel nemeqi,24 both of which relate the suffering of the innocent to idealistic and utopian promises of piety. The Book of Job also reiterates many aspects of its strikingly similar mate, the ‘Babylonian Theodicy.’25 Each of these chronologically earlier texts share with Job themes, ideas, structure and point of view, as well as identical or near-identical motifs and phrases,26 yet theories of borrowing and direct dependence cannot be tested and, I think, at the end of the day, mislead. I would not even assume dependent borrowing – whether oral or written – between Job and Proverbs, let alone Job’s own proverbs and eighth- to seventh-century Babylonian proverbs27 or the Aramaic ‘Sayings of Ahiqar,’28 which are close in both language and time to Job and – like the debate songs in Job’s book – are set within the context of a fictive drama. Known from an Aramaic text of the fifth century bce, the collection of Ahiqar’s sayings is set within a distant and legendary past, during the reigns of the famous Assyrian kings, Sennacherib and Esarhaddon,29 in order that Ahiqar might play for his Aramaic audience the stereotypical role – comparable to that of Egypt’s ‘eloquent peasant’30 – of the unpromising one who brings wisdom to the seat of empire. In Job, the foreigner’s tale, a similar note of attraction is struck.31 However, Job’s presentation as ‘the greatest of all the Sons of Qedem’ (Job 1:3) presents him with a well-worn task, which epitomizes ‘the stranger.’ In Hebrew literature, this role lies at the center of Torah debate and places Job’s book – with all of its international and universalist qualities – at the center of Old Testament discourse.32 Both the Babylonian proverbs and Ahiqar’s sayings have many passages which are identical or nearly identical to those in the Book of Job. Yet to argue
23. ANET, 589–91. 24. W. G. Lambert, Babylonian Wisdom Literature (Oxford: Oxford University Press, 1960), 21–56; ANET, 596–601. 25. ANET, 601–4. 26. See the discussion of principle in Thompson, Historicity, 4–9, 52–7, and 294–7; Thompson, Origin Tradition, 41–51); similarly W. W. Hallo, The Context of Scripture I: Canonical Compositions from the Biblical World (Leiden: Brill, 1997), xxiii–xxviii. 27. ANET, 426–7. 28. ANET, 427–30. 29. Both the proverbs collected and the figure of Sennacherib continued to have a powerful influence on wisdom literature well into early Christian times: see A. Harrak, ‘Tales about Sennacherib: The Contributions of the Syriac Sources,’ in M. Daviau, M. Weigl, and J. W. Wevers (eds), The World of the Aramaeans III (Sheffield: Sheffield Academic Press, 2001), 168–89. 30. ANET, 407–11. 31. See Chapter 4, this volume. 32. Thompson ‘Holy War.’
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for historical dependence and a direct relationship is not only more than we can know, it ignores common as well as unique qualities which need consideration, and which are well beyond issues of a single work’s chronological precedence or intellectual indebtedness. The comparability of technique, rhetoric, function, and sentiment goes well beyond the sharing of motifs and themes, or even entire segments of story, song, and philosophy. It reflects an intellectual world that was shared. The Bible is the result of some quite specific compositions, which Samaritan, Jewish and other Palestinian scribes produced and contributed as their share in transmitting that intellectual and cultural world, much as each of the ancient works we draw into our comparison were formed by a common stream of tradition and open their readers to a comparable worldview. Comparative literature, with its roots in Russian formalism, as it developed in Scandinavia and the United States,33 has long demonstrated that the intertextual influence of texts is, geographically and chronologically, so widespread and so unrestricted by language, social context or genre that to restrict our efforts to trace the development of specific themes and figures within but a single, linguistically or culturally identifiable body of literature is extremely tenuous. To identify direct dependence or borrowing between any two or three known works, especially when our knowledge is limited to a few surviving examples, can hardly convince. Our knowledge of the literature of antiquity is always fragmentary and restricted to but a handful of remnants. Indeed, the inter-related texts and oral traditions which we are aware had detailed influence on ancient literature, whenever we have comparative evidence surviving, underlines the ignorance we suffer under when such remnants are absent. One can assert, quite simply that, if one knows only two or three variants of a story or saying, one may be tempted to speak of borrowing or historical dependency of one in relation to the other. The strength of such temptation, however, is directly proportionate to the ignorance which feeds it. If one has a more adequate representation of such tales or sayings, reflecting a broad geographical and linguistic spectrum, issues of borrowing and dependence – and with them issues of origins – become irrelevant through the sheer quantity of examples and possibilities demanding consideration. The much beloved exercise among biblical scholars of reconstructing the sources behind our texts and of tracing the history of its subsequent redaction across centuries and, occasionally, millennia, is ever thought theoretically possible as long as adequate sources remain unavailable. While many still today pursue such theoretical possibilities and maintain the appearance of astonishing precision and conviction,34 the method had lost its 33. A. Olrik, Folkelige Afhandlinger (Copenhagen: FFC, 1919); J. Bolte and G. Polivka, Anmerkungen zu den Kinder und HausMärchen der Brüder Grimm (Leipzig: Topelmann, 1930); M. Parry, L’épithete traditionelle dans Homère (Paris: Gabalda, 1953); S. Thompson, Motif-Index to Folk Literature I–VI (Bloomington, IN: Indiana University Press, 1955–58); Parry and Lord, Serbocroation Heroic Songs. 34. The most sophisticated of such reconstructions frequently support the literary analysis with archaelogically oriented arguments related to place names and chronological elements thought implicit to the tales: D. Jericke, Abraham in Mamre: Historische und
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scientific credibility in as early as 1923. The folklore scholar, Walter Anderson, in a study on the redaction of story of King John and the Bishop,35 identified as many as 18 separate recensions of this single, short tale. His study is based on approximately 600 oral variants and 151 distinct literary versions of the tale. The implications of this eighty-year-old study alone undercut any effort to trace – with naively asserted, but nowhere established, precision – the origins of traditions through a theoretical pre-history. Anderson dealt with a whole tale: a very substantial and relatively easily traceable unit of a tradition. Nevertheless, literary elements are transmitted in yet much smaller units, which are capable of persisting in the history of every culture. Motifs, formulae, episodic structures, and themes have independent potential within the repertory of narrators and writers and they have a much wider mobility than have whole tales.36 Moreover, brief simple sayings or tales, which the Jesus seminar and the study of Clarke Wire have in mind, hardly stretch the outside limits of a tradition segment, which can persist as an integral unit of oral tradition. Complex tales and chains of poetry and proverbs of great length and complexity have persisted for centuries with a wide range in the quality of their verbatim reiteration. One is hardly pressed to resort to multiplying common denominators as supporting sources of independent written recensions. Theories of borrowing and imaginary scenarios defining the history of a text’s formation are always perilous – whenever they depart from the most simple and immediate observation. Every new recounting of a tradition forms its own unity and bears its own complex intention. If the words remain in spite of their revision, the meaning adjusts to its new context. If the words change, they often continue to bear a meaning which their author never considered.37 The stability in the transmission of such wisdom tradition as one finds in the Book of Job and Ahiqar is enhanced within a singular or inter-related language culture through the use of the heroic figure as narrative protagonist or implied author – whether or not such a figure has a prior fictive or historical reality. The presentation of the hero as composing or delivering the sayings within a tale of his teaching, travel or crisis on his life’s journey identifies the tradition segment as belonging to the hero, as a song of David, a proverb of Solomon, a law of Moses, or a saying of Jesus. Such identification can maintain its stability exegetische Studien zur Region von Hebron und zu Genesis 11:27–19:38, CHANE 17 (Leiden: Brill, 2003). A recent study of J. Van Seters, on the other hand, makes a clear and decisive break with biblical criticism’s nearly century-long effort to trace the redaction history of the traditions in the Pentateuch: J. Van Seters, A Law Book for the Diaspora: Revision in the Study of the Covenant Code (Oxford: Oxford University Press, 2003); J. Van Seters, ‘The Redactor in Biblical Studies: A Nineteenth Century Anachronism,’ JNSL 29 (2003), 1–19. 35. W. Anderson, Kaiser und Abt, FFC 42 (Helsinki: FCC, 1923). 36. S. Thompson, Narrative Motif Analysis as a Folktale Method, FFC 161 (Helsinki: Folklore Fellows, 1955); S. Thompson, Motif Index of Folk Literature, 6 vols (Bloomington, IN: University of Indiana, 1955–58). 37. T. L. Thompson, Origin Tradition, 43–4.
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within the greater tradition even as the same or comparable saying is associated with another figure.38 Knud Jeppesen,39 for example, has argued convincingly that the collection of oracles in the seven chapters of the Book of Micah uses contrasting curses and blessings over Jerusalem to create a broad but coherent discourse over the fate of that city. These oracles of divine judgment range from Yahweh’s curse, determining the city’s destruction (Mic. 3:12), to prophecies about the city’s future destiny as city of peace and spiritual center of all the nations of the world. While many of the oracles – and their associated themes – have a close affinity with oracles and poetic elements in the book of Isaiah (cf. Mic. 4:1-3 with Isa. 2:2-4), the most striking characteristic of this book is the way the intellectual progression of the collection runs away with the figure of its prophet, so that the prophet must be maintained by the greater tradition for the sake of his message. It is indeed as likely as it is relevant that all that ever existed of Micah from the town of Moreshet is presented in the stereotyped entry that he had had a vision when Jotham, Ahaz, and Hezekiah were kings in Judah (Mic. 1:1; cf. Isa. 1:1). One might worry that the length of this vision – extending through three reigns – hardly fits its rather myopic perspective. Micah’s pesher-like heading, however, casting his poems into an event of the past as it does, belongs far more to the structuring of the greater tradition, setting various books and larger segments of tradition – in this case the twelvefold collection of the Minor Prophets – within the theologically relevant context of Israel and Judah past.40 The prophet as a creature of the collection relates to a strata of the tradition far greater than Micah’s little book. Figures associated with such narrative settings in the Bible provide both dramatic qualities of narrative to sayings collected within a given work and an identifiable person, through whom the collection can fulfill its pedagogical function through processes of psychological transference and imitation.41 In Micah – as in Isaiah – the prophetic curses, determining Jerusalem’s destruction within known stories of the past, has led Israel into a suffering, through which wisdom and a universal peace of Yahweh’s divine rule in a future Jerusalem is to be achieved. The stereotypical patterns of such projection are particularly instructive for the creation of a more substantial personality, in which heroic figure and saying interact to create parable, such as we find in the discourse aspects of both Job and Ahiqar. The process can also be seen by considering the effect on the reader of the transformation between a song of David – such as 38. See Chapter 10, this volume. 39. K. Jeppesen, Græder ikke så såre (Aarhus: Aarhus Universitetsforlag, 1987) … I am particularly indebted on this point to Else Kragelund Holt and her discussion of prophetic biography at the annual meeting of the European Association for Biblical Studies, in Copenhagen in August, 2003. 40. On the stock character of such headings, see the discussion in Thompson, ‘Historie og teologi,’ esp. 98–9n7. 41. T. L. Thompson, ‘Salmernes Bogs “enten-eller” spørgsmål,’ in T. Jørgensen and P. K. Westergaard (eds), Teologien i Samfundet: Festschrift Jens Glebe-Møller (Frederiksberg: Anis, 1998), 289–308.
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Psalm 18 – collected within the Psalter, and that same song read in ‘its’ context in 2 Samuel 22. Moreover, once a figure has successfully taken on the substance of his work’s discourse, only an introductory narrative is needed to turn parable into biography. Ahiqar echoes characteristics shared by such figures of wise men like Joseph, Daniel, Zerubbabel, and Job. Nevertheless, Job also attracts to his figure more obvious royal and messianic themes. In this, he resembles the Jeremiah figure which one encounters in Jeremiah’s opening chapter. Opening with a very elaborate variation on the kind of heading we find for Micah, the author has tied the ‘coming of Yahweh’s word’ with the kings of Judah, much as Micah has done. Jeremiah’s author, however, provides the precision of a story-teller, imitating the annals of a king: ‘in the 13th year of Josiah’s reign.’ He deepens this by associating his collection of sayings and episodes with the theme of Jerusalem’s deportation and exile (‘in the 5th month of the 11th year of Zedekiah’s reign’). We hear a first person account of the revelation to Jeremiah: ‘Yahweh’s word came to me’ (Jer. 1:4), even as the message itself takes over the personality of the messenger from the start. The prophet’s individuality is diminished by the author’s use of stock thematic elements to support the role through which the themes of deportation and exile are transformed as acts of divine will. The dramatic presentation of the opening verses is startlingly ambitious as it draws its figure of Jeremiah in competition with the great prophets of the biblical story-world. Yahweh’s opening word (Jer. 1:5) competes with an Isaac (known before Yahweh had formed him in the womb: Gen. 18:10), a Samuel (consecrated to God before he was born: 1 Sam. 1:11), and an Isaiah (called as a prophet before his birth: Isa. 49:1). Jeremiah responds with similarly stereotypical language: ‘Ah, God Yahweh, I do not know how to speak, for I am but a young man’ (Jer. 1:6). The first part of this response reiterates the language of a stammering Moses (Exod. 4:10); he is one ‘with uncircumcised lips,’ so that neither Israel nor the pharaoh will listen to him (Exod. 6:12, 30). This same Jeremiah reiterates Isaiah, who in similar humility at his first encounter with the divine has unclean lips as he must speak to a people with unclean lips (Isa. 6:5). That Jeremiah is but a young man parallels the truth-telling Elihu, who, in his response to wisdom’s old man, Job, echoes the Psalter’s reversal of the motif of the wisdom of the elders (Ps. 119:99-100) and allows his young man’s truth to speak with the intoxicating spirit of a new wine (Job 32:6-8, 19).
Job’s life as parable Biblical narrative often sets its figures speaking or singing. What they say can involve either a single example or a substantial collection of traditional sayings or songs, as well as debates, cultic regulations, laws, or oracles of various kinds. The narrative and its figure can provide a context for such material, in which any particular saying may or may not contribute to its interpretation (cf. Gen. 2:24 and Exod. 20:1-17). Both etiological (e.g., Gen. 16:13-14) and thematic (e.g., Exod. 23:3, 6) association are commonly recognized methods for linking such material into a coherent collection, enhanced by being given to particular
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characters for their stories, much as stories themselves are often linked together to build more substantial chain narratives and – as in the cases of Abraham and Jacob – biographies of figures, bearing considerable impact on the tradition as a whole.42 The figure of Isaac might be considered a counterpoint: as an example of episodic tales – associated with both the Abraham and Jacob chains – but, like the stories of Ishmael and Esau, lacking a coherent self-sufficiency, which might have supported a comparable biography (Gen. 24; 26). The ‘origins’ of the sayings and songs in traditional narrative are particularly difficult to link to any particular figure or narrative context, however we might evaluate the narrative’s specific historicizing attributions, as in the proverbs of Solomon (e.g., Prov. 1:1), the oracles of Isaiah (e.g., Isa. 19:1a), or any of the songs of Moses (e.g., Exod. 15:1,13-17; Deut. 31:30) or David (e.g., 2 Sam. 22:1; Ps. 51:1).43 The much used figure of biblical story rarely speaks with a single mind, any more than an Abraham, Moses or a David are given a single life to live.44 I find it increasingly difficult to accept the rarely argued assumption that either figure or speech in the Bible can be understood as originating through oral tradition, transmitting the figure or speech of any historical person of the past. The narrative settings and the choice of speaker to whom the sayings and songs are given are not only stereotypical, they frequently imply a collector’s strategy within their present biblical context. Stereotypical reiterations of individual sayings and song segments can vary greatly in the size of the element reiterated (cf. Gen. 10:16 and Exod. 23:23, as well as Gen. 5; 10:2-31 and its rewritten variant in Gen. 11:10-26 with 1 Chron. 1:1-27 and Ezek. 27:13-22). They may be verbatim or nearly verbatim (cf. Gen. 1:27 with 5:1b-2; Ps. 18 with 2 Sam. 22), or they may involve interpretively related variations of a common theme (cf. Ps. 1:3 with Jer. 17:8). As in the well-known narrative reiterations of episodes or plotlines,45 the reiteration of themes, whether in prose or poetry, are often marked with substantial nuance and even implicit debate related to their story context (cf. Exod. 4:24-26 and Josh. 5:13-15 in context of Josh. 5:2-12) or protagonist (cf. Ps. 8:5-6 and Job 7:17-19). While the range of new meaning, which different contexts or figures can contribute to their themes is very broad, the freedom
42. Thompson, Origin Tradition, 155–62. 43. This problem not only plagues New Testament studies as in the analyses of Q and the Gospel of Thomas in the American Jesus seminar; see, for example, Kloppenborg, Excavating Q: The History and the Setting of the Sayings Gospel (Edinburgh: T&T Clark, 2000); B. L. Mack, The Lost Gospel: The Book of Q and Christian Origins (Shaftsbury: Element, 1993); J. D. Crossan, The Historical Jesus: The Life of a Mediterranean Jewish Peasant (Edingburgh: T&T Clark, 1991); but has also been particularly bothersome in Old Testament research of the prophetic books: see, for example, R. Carroll, The Wolf in the Sheepfold, (London: SCM Press, 1987). 44. See Thompson, Origin Tradition, 199–200, for a discussion of the difficulties in understanding the quite diversified collection of Abraham stories as stories related to a coherent personality. Abraham’s travels, so to speak, moved the figure of Abraham from place to place, that he might be attached to ever new stories. 45. E.g., Gen. 12:10–20; 20; 26:1–11; Thompson, Origin Tradition, 51–9.
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implicit in this never-ending blending of tradition is such that an identical phrase – when clustered with other similarly stereotypical segments of speech – can be presented in quite different contexts and uttered by quite different figures, so as to serve irreconcilable functions. That the reiterated speech segment or thematic element of narrative often demonstrably maintains its defining significance in spite of quite manifold contextualization contributes to the internal expansion of an implicit biblical discourse, which encourages the development of patterned clusters of reiterated elements, bearing their own significance beyond any single context or narrative in which they might appear.46 At times, such implicit discourse rises to the surface of the narrative, as most clearly in Matthew and Luke’s identical reiteration of a sixfold cluster of signs for ‘the one to come’ (Mt. 11:5-6; Lk. 7:22b-23). Such reversals of fate as are represented in this list are not merely an internal gospel commentary on the miracle stories in whose context the saying is set. Their function is hardly to be limited to a presentation of what might be considered Jesus’ sympathy with the oppressed or suffering. They are a direct answer to the question the story context poses and they express the significance of an entire tradition when they cap the stories with their implicit commentaries. Matthew and Luke do not share a common cause in their well-recognized reiteration of Isaiah in order to present Jesus’ life as context and ‘correction’ to the supposed messianic expectations of their implicit audience,47 any more than their function is to say something about Jesus by creating a biographical context to a Q-defined oral saying of Jesus. This is also unreasonably argued for the distinctive revisions of Psalm 1 in Matthew and Luke’s respective version of the beatitudes (Mt. 5:3-12; Lk. 6:20-26).48 The function of the sixfold list of signs given to John’s disciples is exposed in its closure’s epitome of what the signs signify: ‘good news to the poor’ (Mk 1:1). This function in Luke not only parallels the heart of Mary’s Magnificat, with which its author has rewritten Hannah’s song (cf. Lk. 1:46-55 and 1 Sam. 2:1-10), it also gives his list of signs its context within a response to the frame, which has followed Luke’s unique version of the widow’s son’s resurrection story reiterated from the Elijah tradition in order to answer John’s disciple’s question about the one to come (Lk. 7:11-17; cf. 1 Kgs 17:17-24 and its variant in 2 Kgs 4:8-37). Matthew’s brave effort to give his list a comparable context in Jesus’ spreading fame over ‘deeds’ resulting from his ‘teaching and preaching’ (cf. Mt. 11:2 with 11:1) pales in comparison to Luke’s brilliant illustration of his list’s fifth sign! The effort to sketch his story’s bearing figure with the help of Isaiah, Elijah, and Hannah through such complex balance of citation and illustration
46. Perhaps useful is an earlier discussion of such composition technique: Chapter 10, this volume. 47. M. Müller, Kommentar til Matthæusevangeliet, DKNT 3(Aarhus: Aarhus Universitets forlag, 2000), 275–7. 48. Kloppenborg, Excavating Q, 104–7; Mack, The Lost Gospel, 83 (QS 8) and 86 (QS 86); Crossan, Historical Jesus, 270–74.
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of the ‘poor man’s song’49 creates a reiterating chain, whose brightest cluster is the eightfold presentation of apocalyptic blessings and curses in his sermon on the plain. Impressive as it is as a narrative construction, it is hardly the first such effort to build a figure on the basis of this profile. Among several biblical figures playing the same or a similar role, a close and striking parallel to Luke’s reiterative techniques can be found in Job 29’s revisionist variation on 2 Samuel 22, a song itself borrowed from the Psalter (Ps. 18) to draw out David’s transcendent potential as messiah, a song which is placed with narrative obviousness and implicit theological irony at the end of David’s life’s story, ‘after Yahweh had saved him from all his enemies’ (Ps. 18:1; 2 Sam. 22:1), a stereotypical ancient Near Eastern rhetorical trope, expressing the transcendental fullness of a given king’s divine support. This same thematic element is used, for example, as a sign of the messianic kingdom in the closely related Psalm 20:5-6. Its role, as a sign of a utopian and eternal shalom, is rooted in ancient Near Eastern royal ideology and has a long history of reiteration in monumental inscriptions presenting biographies of the ‘Good King.’50 The last stanza of the song that closes David’s story (2 Sam. 22:44-50) offers us a quite interesting description of this utopian vision of peace, not least because of its sharp contrast with the murderous ‘holy war’ rhetoric of the previous stanza (2 Sam. 22:38-43), where David’s enemies are pursued relentlessly and crushed. Unable to rise, they call to Yahweh for help, but he does not answer. They are dust to be blown away by Psalm 1’s threshing floor’s wind, of no more worth than ofal in the street. The transition to the song’s final stanza expands on a theme from Psalm 2, where the kings of nations in uproar against Yahweh and his messiah are addressed by the king’s reflective advice to the nations to serve Yahweh in fear (Ps. 2:10-11). In 2 Samuel 22, these same nations in uproar, defeated and destroyed, accept the advice David has given them. As one absorbs the theological implications of the motif of the enemy’s unanswered call to Yahweh for help, the ground under the song’s rhetoric shifts. David presents himself above the storm and is no longer threatened. He has become the victorious ruler over the nations and foreigners. No longer his enemy, they now serve him, submitting to his rule with the humility of every good client. The panic-filled trembling of their surrender in 2 Samuel 22:46 is transformed in 22:47 into Psalm 2’s pious fear of God, which is expressed through their shout of allegiance: ‘Live Yahweh!’ (2 Sam. 22:47): rendering a quite remarkable scene of transformation from death to resurrection, whereby David’s defeated enemies and foreigners become loyal subjects of God’s kingdom. The use of this theme of the nations of the world submitting themselves to David as messiah is, however, less plot oriented than the song’s placement at the end of his life might lead us to believe. The association rather seems to be intertextual and reiterative than an aspect of the plot in the narrative of 49. This common trope of both ancient Near Eastern and biblical literature is defined and illustrated with some 200 variations in Appendix A of Thompson, Messiah Myth. 50. Thompson, ‘Testimony.’
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1–2 Samuel, recalling to the reader’s mind a similar transformation of foreign nations in the closing arias of Isaiah (cf. esp. Isa. 63-64, but also the vision of apocalyptic judgement in Isa. 66:5-17). When David comes to sing Psalm 18’s song in 2 Samuel 22, Psalm 2’s ‘uproar of the nations’ is ended, as the song casts the trope of a universal peace over David’s past struggles. Fulfilling Yahweh’s reiterated pledge to Abraham in Genesis 12:3, many nations submit to the utopia of David’s Jerusalem. Jerusalem is transformed by David’s song from the city of the cursed and impotent king of 2 Samuel and 1 King’s story-world of heroes into an Isaianic Zion, where David has become Yahweh’s transcendent messiah, a great king, ruling over the Kingdom of God. The closure of the story of David’s life in contrasting song and story transposes thematic elements, changing uproar to submission, foreigners to clients, enemies to servants, and death to life. This offers a convenient point of departure for sketching some of the comparable elements that need to be analyzed more closely in the methods of reiteration that are implicit in the presentation of Job’s life. Somewhat arbitrarily, Following Isaiah 1–12’s seven discourses on the Kingdom of God, I consider seven roles Job plays, which mark him as the king and epitome of the enemy and foreigner, turned faithful servant of that Kingdom.51 These seven roles cluster thematic elements of royal ideology together, which bear well-recognized messianic and apocalyptic overtones.52 The roles which Job is given to play in chapter 29 are also all found in strikingly similar forms throughout a wide spectrum of biblical stories that center on savior figures.
Job as servant of God When Job 29:25 sums up Job’s nostalgic reflection on his life ‘in the old days, when Yahweh had protected him, and had let the divine lamp light up his life’ (Job 29:2-3), Job describes himself in this ‘good life’ as ‘like a king.’ While this summation itself comes within the simile of a king sitting among his soldiers, comforting them in their losses, a comparative reading of this king-like figure’s nostalgic reflection, shows Job’s life when Yahweh had not yet been tempted by Satan. The presentation is given in the classic form of the tale-type of the
51. N. P. Lemche, ‘Messias i Jesajasbogen,’ in T. L. Thompson and H. Tronier (eds), Frelsens Biografisering, FBE 13 (Copenhagen: Museum Tusculanum, 2004), 99–114. 52. Contrary to what is implied in B. Ejrnæs’s critique (‘David, Salmernes Bog og konstruktionen af messias i Dødehavsskrifterne,’ in T. L. Thompson and H. Tronier (eds), Frelsens Biografisering, FBE 13, Copenhagen: Museum Tusculanum, 2004,79–98), I do not imply an essentialist understanding of ‘messiah,’ but use it rather to signify a relatively distinctive cluster of motifs, belonging to various narrative and mythological figures in the Bible, one of which motifs is ‘messiah.’ I have presented this argument in earlier analyses of such clustering in several articles (see, for example, Chapter 15, this volume; also Thompson, ‘A New Attempt’; Thompson, ‘Testimony’).
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‘Testimony of a Good King.’53 In fact, the comparative pattern is so striking that one must ask whether Satan’s wager does not directly evoke the integrity of this figure: a spotlight cast on the purity of his heart in wisdom’s foundation. In his opening conversation with Yahweh, after returning to the assembly of the gods, Satan is presented as having wandered ‘back and forth and up and down through the world’ (Job 1:7; 2:2): a role which is also evoked by Yahweh’s instructions to Jeremiah to make a similar search of Jerusalem’s streets ‘to find a man, one who does justice and seeks truth’ (Jer. 5:1). Responding to Satan’s search on his return, Yahweh’s question to Satan presents Job in the first and primary role of the king in the ancient Near East: ‘Have you seen my servant?’ In the Old Testament, the righteousness of the king as servant of the divine is measured by his commitment to justice, his fear of God and his turning away from evil.54 The role Job later takes up as one of Psalm 2’s princes in uproar is one that is ever forced on him and supports an ironic function. Job, like David when he was hunted by Saul (1 Sam. 26:19), had been thrust out of Yahweh’s service by his ‘opponent’ (satan). Job’s kiss is ever clean and his fear of God (Ps. 2:11-12) remains unshaken. In fact, the theme of Job’s loyalty and Satan’s bet is quickly dispatched when the story is hardly begun. Although the Book of Job’s ambitions are large, the question of whether Job will curse God and die as his wife so reasonably suggests to him and as, indeed, Satan has predicted in his challenge to Yahweh (Job 2:5b), or whether he will bless God and live is a single question answered within the Janus-faced equivocation of brkh’s syntax. The plot’s debate follows a path that follows the Book of Samuel and Isaiah’s closures and puts to rest any expectation that Job might fail his test with overtones of apocalyptic judgment. His tradition-laden response to his wife’s efforts to distinguish – like Eve’s garden story effort to know both good and evil – a curse from a blessing, returns such discernment to God, to whom alone all fatedetermining judgment belongs; for it is ever mankind’s humble role to accept the divine brkh: Job has given his response at the story’s outset: ‘If we accept the good from God, we must also accept the evil’ (Job 2:10).
Job as foreigner Like Satan his ‘opponent,’ Job also bears a cue name.55 In the book of Job as a whole, the most immediate resonance of antiquity’s royal ideology comes through reverse echoes. Job is ironically presented not so much as king but as foreign king and as the enemy implied through his name: representative of the ‘nations in uproar’ against Yahweh. As foreign enemy, Job personifies a theme shared with Jonah’s King of Nineveh. Job not only responds to Yahweh’s brkh which has struck both him and his family by imitating Nineveh’s king, whose
53. Thompson, ‘Testimony.’ 54. Job 2:3; cf. 1 Sam. 13 and 15; 2 Kgs 18:2–7; ANET, 159b; Thompson, ‘Testimony.’ 55. See Chapter 4, this volume.
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city had been similarly cursed, by taking off his robe to sit in his ashes (Jonah 3:6; Job 1:20; 2:8), but the author’s presentation of Job as ‘the greatest among all of the sons of Qedem’ (Job 1:3) clothes him with parallel royalty: as Qedem’s king of Babylon. The debates among these sons of Qedem are also tireless – in both language, with its fullness of Arabic nuance, and in its metaphors – underlining the debate’s all-dominating motif of alienation. Not only Job, but his book becomes a stranger and an enemy in uproar against the tradition.
Job as messiah In developing his role as faithful servant, to whom Yahweh is unfaithful (2 Sam. 22:51), the nostalgic Job of Job 29:6 draws his abandoned messiah in the figure of Deuteronomy’s Asher, whose oil-dipped feet find a possible echo in Job’s milk-washed step (cf. Job 29:6a and Deut. 33:24). This line’s echoing parallel in Job 29:6b supercedes Asher’s echo with Deuteronomy’s Israel-embracing Jeshurun, whose land’s oil-bearing flint ambitiously evokes Elijah’s magic oiljug to create for Job’s story a Moses-like rock, pouring out rivers of oil (cf. Job 29:6b; Deut. 32:14 and 1 Kgs 17:16): Job’s paths are anointed! The issue is not merely clever rhetoric; it reflects a complex symbol-system. Both the desert’s context of Deuteronomy 32:10-14 as a scene of testing and the setting of Elisha’s story in 1 Kings’ suffering drought support the presentation of the suffering figure of Job as desert king as a variation on Isaiah’s Israel as suffering servant.
Job as philosopher-king In Job 29:7-11, Job remembers the honor showed him when he presented himself at the city gate. Young and old gave place: princes and rulers were silent when he took up his role as judge at the city gate and spoke. The sign of humility is classic. When the great men lay their hands on their mouths (Job 29:9), their humility marks Job’s role to them with the same recognition as Job’s humility finally offers to Yahweh (Job 40:4)! That is, the messianic role of representing the divine, which Moses played for Aaron (Exod. 4:16) and Psalm 2:10 and 110’s king has for the world’s princes, Job, himself, held before his princes. Even as Solomon with his wisdom was great, much as Israel was to be great in number as the sands of the seashore, Job’s philosopher role before his people at the gate is similarly given overtones of the infinite, greater as he was than all the sons of Qedem (1 Kgs 3:8, 28; Job 1:3), Job, too, was the philosopher king in his wisdom, evoking in his people awe: playing a role of God for his people (Job 29:8-9; cf. Prov. 30:32; Job 21:5). It is with a fulsome irony that Job, having spoken once (sic!), humbly lays his hand over his mouth in Job 40:1-5. Again, Job’s narrative offers a mirrored image of Israel’s story, offering a nearly comic variation of Isaiah’s humility, one which demands his burning coals, removing his guilt before he will speak at all (Isa. 6:4-8). The idyllic
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p icture of Job’s philosopher’s role of king and judge of his people, evoked by the humility of his princes, is brought forward again in 29:11, with reverse echoes of Isaiah’s Israel; as Job’s people see and hear with understanding, whereas Isaiah’s Israel is without understanding, their ears kept heavy and their eyes closed by Yahweh’s prophet (Isa. 6:9-10). The intensity of this contrast between Job’s role as a foreign Solomon in Job 29’s vision of the kingdom of God, mirroring the stinging presentation of Isaiah’s Israel is such, that one must ask whether there is not a signifying function taken up by Job’s author to illustrate Ecclesiastes’ ‘Jerusalem’s king’s’ envious reflections on the stranger who enjoys the wealth, possession, and honor given to oneself by God (Eccl. 6:1-6).
Job as divine warrior and apocalyptic judge When the ears and eyes of Job’s understanding and enlightened princes finally give voice to their silent and hushed respect, it is with looks of approval that they call him ‘blessed’ (Job 29:10-11), a motif which Elizabeth of Luke’s gospel comes to reiterate (Lk. 1:42) as Mary re-sings Hannah’s song from 1 Samuel, celebrating the messianic reversals of destiny and announcing the good news to the poor which inaugurates the kingdom of God.56 A variant of such signs of the kingdom of peace, celebrating the victory of ancient Near Eastern ‘holy war’57 immediately follows in Job 29:12-13, 15-16, an eightfold version of the classic ancient Near Eastern trope, epitomizing the good king.58 The good king in the kingdom of God’s shalom announces ‘the day of joy’ to end war (cf. Num. 10:9 and 10:10 with Isa. 40:9). Job’s caring support on their day of need has protected the poor, the orphan, the crippled, and the widow; the blind, the lame, the helpless, and the stranger.59 The reversal of the destiny of such classic representations of the suffering of this world provides signs of the kingdom in Isaiah (see esp. Isa. 35:1-10; 58:1-11), as well as of an apocalyptic judgment (Exod. 22:19-23; Zach. 7:9-14; Jer. 5:27-29; 7:5-6; 22:3-5). When Job closes his eightfold list with the stranger, does he intend to evoke the final stanza of Psalm 18, whose apocalyptic reversal of Psalm 2’s nations in uproar transforms David into a universal king, also over foreigners he does not know, so essential in giving David’s biography its universal messianic character (esp. 2 Sam. 22:44-46)? Job’s role in his care for the poor is that of an ideal, transcendent king. It is Job 29:14, placed at the center of this eightfold list, that arbitrates the song’s center in terms of judgment. ‘Righteousness clothed me as a judge’s cap’ is a figure that is developed positively in the joyful saving role of Psalm 132:9’s messiah, evoking joy among the pious, given to Solomon at prayer in 2 Chronicles 56. Cf. Lk. 1:46–56; 1 Sam. 2:1–10; ANET, 378–9; Thompson, ‘Jerusalem.’ 57. Hjelm and Thompson, ‘Victory Song’; M. Liverani, ‘Guerra santa e guerra giusta nel vicino Oriente antico, SS 3 (2002), 639–60; ANET, 378–9. 58. See Chapter 14, this volume; Hjelm and Thompson, ‘Victory Song’; Thompson, ‘Testimony’; Thompson, Messiah Myth. 59. Thompson, Messiah Myth.
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6:41‑42. It is a figure developed negatively by Isaiah 59:17’s clothes of the vengeance of righteousness, bringing retribution. The role Job is given in his nostalgia is also cosmic and mythological: the transcendent role of Yahweh’s messiah. While verse 14 has presented Job at the gate, dressed like Solomon at prayer or, like Psalm 132’s messiah, causing the pious to rejoice, verse 17 gives him the role of conquering king in holy war. This violent, paraphrastic closure of our eightfold list of royal piety marks the trope clearly with its apocalyptic essence. The author – summarizing – interprets the meaning of his good deeds: ‘I broke the fangs of evil; I ripped his prey from between his teeth.’ This presents Job in a mythic role: carrying out Yahweh’s conquest over evil, creating a kingdom of peace in which care for the poor, the widow, and the stranger reign. In doing this, he evokes the ancient Near East’s version of the myth of St. George and the Dragon. Psalm 3:8 presents a comparable metaphor, where Yahweh has broken the teeth of the wicked and Psalm 58:7 combines the snakelike character of ungodly fangs with the more literal jaws of a lion, enabling him to make such monsters vomit their booty. The metaphor itself is rooted in the Egyptian myth of the sun-god’s victory over the Apophis dragon. Although the dislocation of the evil one’s fangs may be a biblical gloss, ripping the prey from between the dragon’s teeth can be traced to ancient Egypt’s tale of Seth’s conquest of the dragon of the West: the Apophis dragon, the legendary representative of the enemies of Pharaoh, in which narratives this mythic conquest of evil is also associated with pedagogically oriented slogans, which encourage the care and protection of the oppressed.60 The evil one, who is identified in these texts, is rooted in the Egyptian figure of the dragon who attacks the sun-barque, threatening to prevent the sun from entering its course towards the dawn’s new day – perhaps evoking Job 29’s motifs of life and a rebirth, typically rendered by the messianic role of the morning star. Two well-known texts support this. The first, ‘A Hymn to Amon-Re,’61 builds directly on the Seth-Apohis myth. The Eye of Amon-Re, itself, defeats those in rebellion by sending a spear to pierce the evil dragon, to ‘make the fiend disgorge what he has swallowed’ (line iv, 1). The conquest over the dragon leads immediately to a song of praise, offering an Egyptian variation on the ‘poor man’s song’: Who extends his arms to him he loves, while his enemy is consumed by a flame. It is his Eye that overthrows the rebel and sends its spear into him that sucks up Nun and makes the fiend disgorge what he has swallowed. Hail to you, O Re, lord of truth, whose shrine is hidden, the Lord of the Gods, … who hears the prayer of him who is in captivity. Gracious of heart in the face of an appeal to him, saving the fearful from the terrible of heart, judging the weak and the injured … When he comes, the people live. He who gives scope to every eye that may be made in Nun, whose loveliness has created the light. In whose beauty the gods rejoice; their hearts live when they see him.62 60. ANET, 6a–8a, 10b–11b, 253a–b. 61. Ibid., 365–7. 62. Papyrus Bulaq 17, stanza 4.
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The theme is reiterated in stanzas ix–x, in which the crew of the sun-barque rejoices as the sun continues its course unhindered: The crew is in joy when they see the overthrow of the rebel, his body licked up by the knife. Fire has devoured him; his soul is more consumed than his body. That dragon: his power of motion is taken away; the gods are in joy; the crew of Re is in satisfaction; Heliopolis is in joy; for the enemies of Atum are overthrown.63
The reuse of these themes in the Merneptah stele, which is itself dominated by the tropes of the ‘poor man’s song,’64 not only attaches the myth of the defeat of the dragon to the victory over all of Pharaoh’s enemies, it also draws on the specific thematic element of the evil one, which Job forced to give up its prey from between its teeth, and places that element within a similar logic of retribution and compares the monster to a crocodile: ‘Ptah said about the enemy of Rebu: gather together all his crimes and return them on his (own) head. Give them into the hand of Merneptah-hotep-hiv-Maat, that he may make him disgorge what he has swallowed like a crocodile.’ One is forced to entertain the question whether the conquest over the monster – whose fangs are crushed and whose prey is ripped from between its teeth – a victory, accomplished through the eightfold compassion expressed in this version of the ‘poor man’s song,’ is not itself a parallel to Yahweh’s Leviathan, who is described in Job 40:25–41:36 as a fire-breathing crocodile who spreads terror even among the gods. The crocodile’s description as ‘king over all the children of pride’ ties it to the poor man’s song’s inexorable opposition between the perpetrator of evil’s pride and the humility of both the oppressed and their savior. Humility overcomes terror itself.65
Job as the source of fertility In Job 29:19, expanding on verse 18’s expressed expectations of a life secure and long, Job holds implicit an image of himself in the language of Psalm 1’s righteous tree on the day of judgment (Ps. 1:3; Jer. 17:6-8; Job 14:7-9), drawing water through his roots, with the dew heavy on his branches. He then unites both the poor man’s song and his implied tree much in the manner of the similar figure about Joseph in Genesis 49:22-26. Job is not only representative of piety in his care for the poor; he is Psalm 1:6’s righteous, whose leaves never wither. Job 29:20 marks this essential king’s role of fertility and potency with his expectations of endurance (unlike 2 Sam.’s Ichabod, Saul’s shame), Job expected the renewal of his kavod with the ever-renewed potency of his bow (again, in contrast to Saul whose bow is broken (2 Sam. 1:19-27). 63. ANET., 365–7. 64. Hjelm and Thompson, ‘Victory Song.’ 65. Thompson, Messiah Myth.
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Job as shepherd of his people Job closes his reflection on his former life by likening it to that of the king and chief of his people. He returns to his opening theme. As God had watched over him, he too is the good shepherd of Psalm 23, choosing their way for them (Job 29:25; cf. 29:2). As king and shepherd of his people, his story becomes parable. Similarly, Psalm 78 presents itself as a maskil, and Israel’s story as parable, through which the reader – like the reader of Isaiah – might learn from the history told. Job 29’s list of reversals of fate marking him with the figure of the good king is similarly oriented towards imitatio. The literary strategy is well represented. Like Psalm 78, the story reflects all mankind’s journey along the path of life – necessarily failing while the gods sleep – or, as in Job’s case, ceases to watch over him (Job 29:2). The test of Job, set by Yahweh and Satan for Qedem’s king, implies the same role Psalm 78 gives to David, the royal shepherd: to watch his flock with the integrity of his heart (Ps. 78:72). This role is again expressed in his reflections opening considerations of the time ‘when God’s candle shown on my head; when, with his light, I walked in darkness’ (Job 29:3; var 2 Sam. 22:29: ‘you will light my candle’). Job was the people’s light, mediating the divine (Job 29:3, 24-25). Reiterating Adam passing on his imago dei to his son (Gen. 5:3), Job passes his light to his people that the light of his face might shine in their darkness (Job 29:24-25). This interesting reference to Genesis’s reflection on humanity as imago dei (Gen. 1:26; 5:1; 9:2) is greatly expanded in the fresh new wine of Elihu’s interpretation of Job 29:14: ‘I put on righteousness and it clothed me.’ Drawing on Job’s reflections on his life as the divine spirit giving him life (Job 33:4), Elihu reminds Job that if God withdrew this life, all would die (Job 34:14-15). So too is it with righteousness: Elihu can know that God is righteous because Job is and that righteousness is God’s (Job 35:5-8). In Elihu’s argument, Job becomes piety’s legitimation. True to the theme of the king as God’s reflection on earth, all arguments about human identity have their corresponding reality in the divine. Job as a parabolic figure in chapter 29 epitomizes the values the tradition presents to the pious for imitation. A comparable figure of Job as a reiteration of the Abraham story of Yahweh testing his faithful servant can be recognized in the structural relationship of the envelope story of the death and resurrection of Job’s family (Job 1–2; 42) to the book’s dramatic presentation of testing Job through suffering, a testing of the king whose goal is all mankind’s enlightenment (Job 33:23-30; 34:21-30; 36:16-21; 37:21-23a). Job as a biblical figure for imitatio echoes Isaiah’s similar figure of Yahweh’s suffering servant, refracting the story of the story of Israel’s test through the exile’s desert.
17 Mesha and questions of historicity 2007
In the opening of his recent discussion of the relationship of the inscription on the Mesha stele to the Omri dynasty in Ahab Agonistes,1 André Lemaire classifies this text as a ‘commemorative/memorial royal inscription.’ This classification is explicitly opposed to an understanding of the text’s genre as ‘a fictive story or pure literature,’ a view Lemaire attributes to me.2 The disagreement involves the argument I opened at the 1998 Oslo congress that the historicism, dominating both the rhetoric and perspective of biblical archaeology, was not shared by authors of ancient texts.3 In this short presentation, I used the Deir Alla Inscription and the Mesha Stele as examples to make my point. In so doing, I also questioned the historicity of the narratives on these inscriptions. In discussing the genre of the Mesha inscription, I defined its function as giving honour to the divine Chemosh and – noting that it had been set up at a sanctuary to this deity – I concluded that it was a dedicatory inscription.4 I argued further that its narrative, rather than being historiography, belonged to a definable literary tradition of stories about kings of the past.5 This was argued from the comparable traits I saw in the inscriptions of Idrimi and Sargon. In my more detailed comparative study of this inscription, presented for the European Seminar for
1. A. Lemaire, ‘The Mesha Stele and the Omri Dynasty,’ in L. L. Grabbe (ed.), Ahab Agonistes: The Rise and Fall of the Omri Dynasty, ESHM 6 (London: T&T Clark, 2007), 135–44. This understanding of the genre of the Mesha stele follows the analyses of J. D. Davis (‘The Moabite Stone and the Hebrew Records,’ Hebraica 7, 1891, 178–82), J. M. Miller, ‘The Moabite Stone as a Memorial Stela,’ PEQ 106 (1974), 9–18 and J. Drinkard, ‘The Literary Genre of the Mesha Inscription,’ in J. A. Dearman (ed.), Studies in the Mesha Inscription (Atlanta, GA: Scholars, 1989), 131–54. 2. Lemaire, ‘Mesha Stele,’ 136, with reference to 321–2 of T. L. Thompson, ‘Problems of Genre and Historicity with Palestine’s Inscriptions,’ in A. Lemaire and M. Sæbø (eds), Congress Volume: Oslo 1998 (Leiden: Brill, 2000), 321–6. 3. Thompson, ‘Problems of Genre,’ 322, paraphrasing T. L. Thompson, The Historicity of the Patriarchal Narratives: The Quest for the Historical Abraham (Berlin: de Gruyter, 1974; Harrisburg: Trinity International, 2002), 328. 4. Thompson, ‘Problems of Genre,’ 323. 5. Ibid., 324.
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Historical Methodology at its meeting in Rome in 2001,6 I described the stele as oriented towards monumental display and defined its genre in accord with its function as a commemorative or memorial inscription, following Miller in his 1974 article.7 The primary difference between Lemaire’s and my understanding of this text lies not in a disagreement about genre: whether it is a dedicatory or a memorial inscription. Both possibilities are clearly recognized by both Lemaire and me. Neither of us, furthermore, have any doubt that the inscription has elements of propaganda, theological tendentiousness and exaggeration. We also both agree that the Mesha stele does not confirm the historicity of the story of 2 Kings 3, whatever that story’s ‘historical core’ might be.8 His caricaturing rejection of my understanding of the inscription points rather to the differences in our understanding of the implications of the rhetoric used in the inscription and in our evaluation of its stereotypical and mythic elements.9 We differ most seriously in the method and type of literary analysis, which we believe appropriate to an understanding of royal inscriptions.10 One of the conclusions of my comparative literary study was that the Mesha inscription alone does not provide an adequate basis for asserting the historicity of the events of its story.11 I think that Lemaire, Grabbe, Na’aman and others of the European seminar broadly agree in this, though the spectrum of judgments concerning the ‘plausibility’ and ‘probability’ of such events is very large. If I may, with Grabbe, draw on Liverani’s distinction in his history of Israel between part 1, ‘A Normal History’ and part 2 ‘An Invented History,’12 the Mesha inscription clearly belongs to Liverani’s ‘invented history.’ In principle, the distinction Liverani draws corresponds closely to the distinction I had earlier drawn in The Bible in History between part 1, ‘How Stories Talk about a Past’ and part 2, 6. T. L. Thompson, ‘A Testimony of the Good King: Reading the Mesha Stele,’ L. L. Grabbe (ed.), Ahab Agonistes: The Rise and Fall of the Omri Dynasty, LHB/OTS 421 (London: T&T Clark, 2007), 236–92. 7. Miller, ‘The Moabite Stone’; Thompson, ‘Testimony,’ 241 and n24. Grabbe, Ahab Agonistes, 333, also seems to misunderstand both Lemaire’s and Na’aman’s genre classification of the Mesha stele as a ‘commemorative inscription’ as somehow contrary to mine. 8. Lemaire, ‘Mesha Stele,’ 136; Thompson, ‘Testimony,’ 277–88. 9. Thompson, ‘Testimony,’ 240–41, specifically following M. Liverani, esp. his ‘Memo randum on the Approach to Historiographic Texts,’ Or 42 (1973), 178–94. 10. N. Na’aman’s recent analysis of the inscription, in ‘Royal Inscriptions versus Prophetic Story: Mesha’s Rebellion according to Biblical and Moabite Historiography,’ L. L. Grabbe (ed.), Ahab Agonistes: The Rise and Fall of the Omri Dynasty, LHB/OTS 421 (London: T&T Clark, 2007), 146–57, is much closer to my own analysis than is Lemaire’s. This is most apparent in Na’aman’s understanding of the numbers used in the story as expressions of ‘literary-ideological representations.’ 11. As pointed out by Grabbe, ‘Reflections on the Discussion,’ in L. L. Grabbe (ed.), Ahab Agonistes: The Rise and Fall of the Omri Dynasty, LHB/OTS 421 (London: T&T Clark, 2007), 333–4. 12. Ibid., 335–7, referring to M. Liverani’s Israel’s History and the History of Israel (London: Equinox, 2005), 32–247 (part 1), 250–360 (part 2).
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‘How Historians Create a Past.’13 Differences in our understanding lie first of all in the assumption, shared by Liverani and Grabbe, that the Bible’s ‘invented history’ addresses the same kind of perceived past, which we construct in modern constructions of ‘normal history,’ whereas I argue that stories, in talking about a past, use that construction allegorically: as parable or epitomizing ideal, related to the story’s implied present and future. Identifying the function of such fictive ‘invented history’ was one of the goals of my comparative literary analysis of the Mesha Inscription.14 I would also disagree with the many judgments regarding the understanding of biblical narratives as belonging to ‘normal history,’ when this has not been shown to be plausible on literary grounds.15 Plausibility and probability need to be shown on the basis of the expectations implicit within ancient literature, rather than on the basis of modern historicist assumptions and expectations.16 In my comparative analysis of the Mesha story, I had argued that this inscription centers on a summary presentation of the king’s reign in order to represent him as exemplar of ancient Near Eastern literature’s ‘good king.’ Mesha’s story speaks from within an intellectual context of ‘royal ideology.’ I compared Mesha’s narrative with twenty similar narratives on monumental and dedicatory inscriptions that reflect such an ideology. The purpose of such comparison was to identify stereotypical thematic elements and to classify how they function within their narrative: how they further that narrative’s goals and how they affect the symbol system in which they had been read and understood in antiquity.17 Basing myself on an earlier study of twelve thematic elements that reflected the royal ideology of two New Kingdom Egyptian hymns,18 I compared twentyone royal dedicatory or memorial inscriptions in the hope of identifying and defining their rhetorical patterns, episodic arrangements (i.e., their plot progression) and topoi. Establishing that the narratives of these inscriptions shared considerable common ground in their use of metaphor, dramatic expression, and social language, I concluded that they should be understood as belonging
13. See T. L. Thompson, The Bible in History: How Writers Create A Past (London: Jonathan Cape, 1999; published in the USA as The Mythic Past: Biblical Archaeology and the Myth of Israel, New York: Basic Books, 1999), 3–99 and 103–225, respectively. 14. Thompson, ‘Testimony’; similarly, Chapter 14, this volume; I. Hjelm and T. L. Thompson, ‘The Victory Song of Merneptah: Israel and the People of Palestine,’ JSOT 27 (2002), 3–18. 15. Relevant to this issue is the discussion about ‘thick’ and ‘thin’ histories at the 1989 SBL national meeting between J. M. Miller, ‘Is it Possible to Write a History of Israel without Relying on the Hebrew Bible?’ in D. Edelman (ed.), The Fabric of History: Text, Artifact and Israel’s Past, JSOTS 127 (Sheffield: Sheffield Academic Press, 1991), 93–102, and T. L. Thompson, ‘Text, Context and Referent in Israelite Historiography,’ 65–92 in the same volume (included in the present volume as Chapter 6). 16. As argued in T. L. Thompson, The Historicity, 326–30, and further in Chapter 12, this volume. 17. Thompson, ‘Testimony,’ 241–2. 18. See Chapter 14, this volume; also Hjelm and Thompson, ‘Victory Song.’
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to a genre or sub-genre of narrative: a tale-type, which I call ‘a testimony of the good king.’ The purpose of the present chapter is to consider specific issues of historicity that the previous paper had opened, but, in the eyes of some, had not adequately addressed.19
Dedication of the memorial In considering the function of the first thematic element,20 the dedication of the memorial, the Mesha stele, using a first-person address for dramatic and rhetorical purposes, declares that the king had ‘made this high place [bmh] for Chemosh in Karchoh … because he has delivered me from all kings [?] and because he has made me look down on all my enemies.’21 While some inscriptions using the first person address, such as the Idrimi text, are arguably posthumous, the first person voice of itself implies neither the personal commissioning of the inscription by the named king nor that it was written within or after the king’s lifetime.22 Those texts, which give the clearest indication of having been written posthumously do so through a rhetoric of completeness in describing the king’s reign or in the concluding thematic elements of the narrative, as in the Hadad and Panamuwa inscriptions, which address the king’s successors (as in the Hadad inscription) or present the text as having been written or completed by the king’s successor (as in the Panamuwa text). The Mesha stele has lost its closure and it is the function of dedication, which introduces the story of the king’s recapture of his kingdom that he might begin his reign, especially, with its reference to Chemosh as having given victory over all his enemies – a motif of closure – that the possibilities of a posthumous text or one written late in his reign show themselves. One might compare the same motif in 2 Samuel 22:1, opening 2 Samuel’s closure of the David story. The motif of the wholeness or completeness of the king’s reign does not imply, of itself, that the text is posthumous or written late in his reign, since both the themes of Chemosh’s patronage (see below) and the understanding of the king’s reign as partaking in a transcendent peace (see below) also associate themselves with motifs of completeness. The motif of Chemosh having granted him victory over all the king’s enemies may bear implications of lateness, but need not. In 2 Samuel 22:1’s reuse of Psalm 18’s heading to introduce this song of transcendent victory at the end of David’s life and story, when ‘Yahweh had saved him from all 19. So Grabbe, ‘Reflections,’ 333–6. 20. The list and order of thematic elements follows the analysis in ‘Testimony’ (passim). 21. The translation follows K. A. D. Smelik, ‘The Inscription of King Mesha,’ in W. W. Hallo (ed.), The Context of Scripture II: Monumental Inscriptions from the Biblical World (Leiden: Brill, 2003), 137–8. For the function of this element, see Thompson, ‘Testimony,’ 255–7. 22. For an earlier discussion on this element, see Thompson, ‘Problems of Genre,’ 326; see the critique of J. A. Emerton, ‘The Value of the Moabite Stone as an Historical Source,’ Vetus Testamentum 52 (2002), 483–92.
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his enemies and from Saul’s hand,’ this theme regarding the fullness of David’s victory over all his enemies merely finds its most appropriate place at the end of his life. This is, however, the third of a threefold chain of reiterated motifs. Such universal success was prophesied in 2 Samuel 7:9 and already in 2 Samuel 8:14 it is confirmed in David’s victory ‘wherever he went.’ Transcendence is the issue, not chronology. At the very opening of Mesha’s story, this thematic element sets the dedication of the sanctuary in the context of a transcendent peace that Mesha’s reign has brought to Moab. The second Nabonidus inscription23 uses this trope in a very similar way, marking the fullness of the king’s reign in order to present his rule as a divinely willed kingdom of peace. The gods not only give him victory over all his enemies; they break the weapons of his eternal foes (cf. 1 Sam. 2:4; 2 Sam. 22:22). Like Solomon, all the kings of the world send him messages of friendship (1 Kgs 10:1, 24). Like Mesha’s inscription, the Nabonidus text might well be set late in that king’s reign. It may even be understood as posthumous, since it, like the Hadad inscription, closes with instructions to Nabonidus’ successors. In contrast, his first inscription closes with a prayer for the blessing of a long rule to come.24 The dedicatory function supports the text’s theology of unlimited divine patronage, rather than a chronological setting within the king’s life.
Legitimation of the king’s reign The opening lines of the Mesha inscription describe Mesha as the son and successor of the king of Moab, Chemosh-X (probably Chemosh-yatti),25 the Dibonite.26 Among the texts I used in my comparative analysis, there are three strategies used in legitimizing a king’s reign.27 Most of these inscriptions, like Mesha’s, express the king’s legitimacy by identifying him as the son or son and grandson of his predecessor. A number claim their legitimacy by referring to the patronage of great kings, who had supported them or their fathers. Bar-Rakib, for example, identifies himself as the son of Panamuwa, king of Sam’al, client of Tiglath-Pileser. A third method is to present the king as divinely chosen by a 23. Thompson, ‘Testimony,’ 247. 24. Ibid., 246–7. 25. As pointed out by J. Emerton: ‘The Moabite Stone,’ 485–6. K. Smelik reconstructs this on the basis of the Kerak inscription: K. A. D. Smelik, ‘Inscription of King Mesha,’ 137, with reference to W. L. Reed and F. V. Winnett, ‘A Fragment of an Early Moabite Inscription from Kerak,’ BASOR 172 (1963), 1–9. 26. The rather unusual identification of the king as ‘the Dibonite,’ referring to the town of his origin – and where the stele was erected in Karchoh, may relate not so directly to the theme of legitimation, but rather to the dedicatory function of this stele; namely to reflect honor on the town in which it is erected: the home of the great, good king of the narrative, similar to the function of Uruk in the envelope of the Gilgamesh epic in I 8–19 and XI 305–10: E. A. Speiser, ‘The Epic of Gilgamesh,’ ANET, 73b and 97a. 27. Thompson, ‘Testimony,’ 257.
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god, who has a patronage like that of a great king. Zakkur, for example, claims to have been made king of Hazrach by Ba’al Shamem and, similarly, in the first of the Nabonidus inscriptions, the king is made ‘by the rule of Marduk.’ The thirty years given for the reign of Mesha’s father is doubtfully a ‘rounded number’ as suggested by Emerton and Lemaire.28 The comparative analysis rather suggests that the use of thirty years for the reign of Mesha’s father is to be understood within the context of thematically significant numbers (see, also, below).29 This number does not signify chronology at all, but rather attributes a divinely intended fullness to his father’s reign: one which bears the implication that Mesha’s succession must be seen as part of Chemosh’s plan for Moab. Apart from such numbers, the thematic element of legitimation has a relatively high potential for historicity. In some cases, as in the stories of Mursili II, Suppiluliuma, and Panamuwa, this potential is supported by a posthumous addition to the inscription, which identifies the deceased with the narrative’s central figure. Similarly, the Yahdun-Lim and Xerxes’ inscriptions are explicitly commissioned by the king, whose narratives are recounted. In ten of the inscriptions analyzed, including Mesha’s, mythic elements of a divinely determined fullness in the king’s reign are introduced and mark the story’s self-presentation of the king with a fictive quality that undermines its historicity. The historicity of the implied dynastic succession adhering to some examples of this element, nevertheless, is high. Occasionally, the rhetoric of dynastic succession is not to be read literally. In the first of the Nabonidus narratives, for example, Nabonidus is presented as the successor of Nebuchadnezzar and Neriglissar. In his mother’s inscription, however, Awel-Marduk is listed between Nebuchadnezzar and Neriglissar.30 In Mesha’s case, the stele can be understood as giving witness to Mesha as king of Moab at the time of or shortly before the stele was made. Although the inscription itself does not preserve the full name of Mesha’s father, it does identify his father as former king of Moab. Both his father’s name and his position are confirmed by an inscription from Kerak. 31
Declaration of divine patronage Although occasionally supporting a function of legitimation, thematic elements of divine patronage are usually presented with the claim that the king’s divine patron or a plurality of deities has originally chosen and now stands by the king, 28. J. Emerton, ‘The Moabite Stone,’ 486–7; Lemaire, ‘The Mesha Stele,’ 137. 29. This well-known literary strategy is discussed most recently in N. P. Lemche, ‘Prægnant tid i Det gamle Testamente,’ in G. Hallbäck and N. P. Lemche (eds), Tiden i bibelsk belysning, FBE 11 (Frederiksberg: Museum Tusculanum, 2001), 29–47. 30. T. Longman III, ‘The Adad-Guppi Autobiography,’ in W. W. Hallo, The Context of Scripture I: Canonical Compositions from the Biblical World (Leiden: Brill, 1997), 477–8. 31. W. L. Reed and F. V. Winnett, ‘A Fragment of an Early Moabite Inscription from Kerak,’ BASOR 172 (1963), 1–9.
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bearing the implication that the choice of the king is an aspect of the divine plan related to the blessing and protection of his people.32 The divine patron is the king’s protector; he leads him in battle, listens to his prayers, entrusts his kingdom to him, turns the hearts of the people towards him and saves him from past suffering. Kings are the favorites, the beloved of the gods. Sargon is Ishtar’s lover and her father’s gardener, while Zakkur has been personally raised by Ba’al Shamem. In Bar-Rakib’s story, such transcendent patronage is the gift of the great king, Tiglath Pileser. This thematic function of patronage is particularly rich in theological instruction. It presents the king and his god in the ideal roles of humble servant and compassionate patron. On the Mesha stele, Chemosh’s patronage is the single and most central dramatic element in the king’s story. The declaration that Chemosh ‘delivered me from all kings’ and ‘made me look down on all my enemies’33 (cf. 2 Sam. 22:1) sets the stage for the first opening movement of the narrative and explains the dedication of the shrine to Chemosh. That story begins in past suffering, when Chemosh had abandoned Moab. He now returns to his land. The second movement of the story presents a narrative of this reversal of fates through a holy war which Mesha fought against Israel. The story is told in three parts, describing victories over Ataroth, Nebo and Jahaz. The victories won, the enemies defeated and Chemosh returned to his land, the narrative presents the third movement in recounting a similarly threefold building campaign. A fourth movement apparently describes the conquest of new territories, as suggested by the opening of a campaign against Horonaim. The remainder of the text, however, has been destroyed. A possible short, fifth movement, closing the story and involving the thematic elements of prayers, blessings or curses might be surmised from the comparative texts. In the opening of Mesha’s narrative, Omri’s presence in Moab is attributed to the evil times when Chemosh had been angry and had decided to abandon his land. Omri is the tool of this divine anger. Omri’s son, however, also wished to oppress Moab for himself. Therefore, Chemosh ‘looked down on him and his house’ and brought it to ‘eternal ruin.’34 The reversal is stereotypical ethical parable, moving from pride to fall (cf. 1 Sam. 2:7b and esp. 2 Kgs 19:4-7) and standing in strong contrast to Mesha’s role as humble and obedient servant (cf. 2 Kgs 18:5, 7a). The defeated enemy’s ‘eternal ruin’ can be compared to Psalm 9:6-8’s comparably eternal erasure of the names of the godless, whose cities are turned into deserts and their memory lost. However, it also marks the story with the motif of the return of Chemosh’s patronage. Such descriptions of decisive and lasting destruction of evil echo the Merneptah stele’s description of the assertion of Pharaoh’s patronage over the nine bows, which is set within an ideal order of shalom, a mythic state which Merneptah’s victory over the Libyans had created. The rhetoric of Merneptah’s assertion of patronage over the land of Hurru personifies the region of Palestine through its eponym as a
32. Thompson, ‘Testimony,’ 258–9. 33. So, Smelik, ‘Inscription of King Mesa,’ 137. 34. Here following Smelik’s translation.
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woman. Hurru has become a widow ‘because of Egypt.’ This is paired to the related, eponymous personification of the people of the land by the figure of Israel (marked by the determinative ‘people’), who plays the role of Hurru’s former husband, ‘whose seed is no more.’35 In Mesha’s stele, just such figurative and even eponymous language arises in the portrayal of the enemy with the name Omri used as a figurative representation of Israel (= Bit Humri?). Having ‘taken possession of the whole land of Madeba,’ Omri (as the land’s patron) – like Chemosh before him – lived there not as an individual, but ‘[in] his days and half of the days of his son,36 forty years.’37 Omri’s patronage over Moab, oppressing Moab and ‘dwelling in Madeba,’ is reversed as Chemosh returns to dwell himself as patron over the land in Mesha’s time. Central to the theme of Chemosh’s return to his patronage, is Mesha’s placing the towns of Ataroth and Nebo under ban, offering their entire populations in sacrifice to Chemosh and resettling Ataroth with men from two Moabite towns. In addition, what Smelik translates as ‘the fire-hearth of his Uncle’ (?: dwdh), apparently some cultic item, is taken from Ataroth and placed in the sanctuary of Chemosh. From Nebo, there is also taken what Smelik reconstructs as ‘th[e ves]sels of YHWH,’ and this too is placed before Chemosh. Mesha notes that the ‘men of Gath’ (a tribe of Israel in biblical tradition) had lived in the land of Ataroth since ancient times. Furthermore, this section of the narrative is introduced by the clarification that the whole land of Madeba had been in the possession of Omri. The subsequent narrative describes how it has been restored to Chemosh’s patronage. The population of both Ataroth and Madeba seem to have been clients of Israel: Gadites or Israelites with a cult foreign to Chemosh. By eliminating and offering their populations in sacrifice, Mesha returns the land to Chemosh, while the divine Yahweh and dwdh are placed under Chemosh’s patronage. The rhetoric of the thematic element of patronage, contrasting Chemosh to Omri and his house, weakens the assumption that the text refers directly to specific Israelite kings and not more figuratively to Israel or to Israel’s patronage. As in the Merneptah stele, such language of divine patronage – and not least the language of cleansing the land, with all the absoluteness of its theological necessity – substantially undermines its narrative’s historicity. While the placing of foreign cultic elements in the sanctuary of Chemosh is a good candidate for historicity, both the human sacrifices offered at Nebo and the use of the ban 35. For this part of the inscription, see J. K. Hoffmeier, ‘The (Israel) Stela of Merneptah,’ in Hallo (ed.), The Context of Scripture II, 40–41. For a literary analysis, see Hjelm and Thompson, ‘Victory Song’, 3–18. 36. On this, see Thompson, ‘Testimony,’ 258–9; the translation follows Smelik, ‘Inscription of King Mesa,’ 137. It is possible to translate bnh as a plural here, with Lemaire (‘The Mesha Stele,’ 137–9). However, the text already uses bnh in the singular in line 6: ‘his son succeeded him.’ Nevertheless, Lemaire sees an advantage in the plural as it allows a reading of the 40 years – ‘referring to the entire Omride dynasty’ – as an actual or ‘rounded’ number. 37. Similarly, Lemaire (‘The Mesha Stele,’ 139) points out this rhetorical element and argues that Omri did not himself live in Moab but plays a representative role for Israel.
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at both Ataroth and Nebo seem more motivated by the totalitarian ideology of holy war than historical considerations. The cleansing of the land requires that all that is alien be removed and the slaughter of 7000 seems to carry conviction through the completeness of its magnitude.
Declaration of innocence, piety or virtue The declaration of the king’s piety deals with the king’s role as recipient of his god’s patronage as well as with his self-understanding as client, servant, and supporter of his god’s cult.38 Other elements describing the king’s virtues are also of interest to questions of historical construction and historicity. Specifically kingly deeds and virtues are the norm. While Sargon presents himself as mythic gardener for Ishtar’s father (cf. Gen. 2:15), Yahdun-Lim digs canals, builds buildings, and provides for his people. Many, like Esarhaddon, present themselves as wise and righteous rulers, who bring peace to their people. Some, like Xerxes, present themselves as teachers, or – more personally – as family to their people. Esarhaddon and Nabonidus show themselves to be humble, claiming not to have sought the power, which the gods had thrust on them. While Nabonidus expresses his piety by mourning the departure of the gods, others fear even enemy gods and follow their instructions. A common trope is the figure of the judicious king, who seeks divine guidance for his decisions (cf. 1 Kgs 3:7-9). Assurbanipal speaks the truth in his inscriptions. The thematic element of piety in Mesha’s story is so theologically subordinate to the theme of patronage, that the presentation of Mesha as Chemosh’s dutiful servant is recurrently implicit in his actions. Only in the dedication of captives in sacrifice to Chemosh does it show itself explicitly – offering a striking literary and theological parallel to 1 Samuel 15’s story of Saul and Agag. Unlike the presentation of Saul in 1 Samuel, Mesha’s story presents the king as the ideal and faithful servant of the true king, the divine Chemosh. Limited though the historicity of the elements furthering this theme is by both hyperbole and propaganda, they offer much insight into the values which support and define a king’s role.
Suffering and the anger of the gods While themes of patronage and piety present the context and rhetoric within which the story develops, its narrative plot typically opens on the theme of past suffering, establishing the need or problem which the narrative overcomes.39 Sargon’s story, in which he is set adrift in a basket of rushes on the Euphrates and his fate is to be raised by the laborer who saved him, prepares the reader for a story of a true king’s return to his land, a thematic function which is also
38. Thompson, ‘Testimony,’ 259–60. 39. Ibid., 260–62.
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shared by the abandoned child motif in the Oedipus and Moses legends and which is common to many folktales. The element of past suffering has the purpose of directing the narrative towards a saving reversal of fortune. The most dramatic finds variations in the Idrimi, Panamuwa, and Nabonidus inscriptions in a stereotyped plot development that is also found in the Egyptian tale of Sinuhe.40 In Idrimi’s story, hostile acts in Aleppo cause his family to flee to Emar. Idrimi, himself, goes to the desert to live among the Hapiru for seven years of hardship and adventure. This seven year motif is reiterated with seven years during which the Hurrian king, his family’s patron, was hostile to him. Panamuwa, in his story, survives the assassination of his father and seventy brothers by escaping with his chariot, while the usurper creates a desert of his city. Evil in Babylon was so great in the Nabonidus story that the god Sin decimated the city and forced Nabonidus to leave the city to wander in the desert for ten years until the appointed time for his return. All three are protected and helped by the gods during their flight and exile; all make friends and win the support of the people and all are ultimately placed on their thrones, which the gods had intended for them. The motif of foreign occupation during his father’s reign, which the Mesha story uses for its opening on the theme of past suffering, can also be compared to the long pre-history of rebellions and conspiracies, which dominate the opening of Mursili II’s narrative and culminate in the murder of his son. As in Mursili II and Mesha, several of our narratives find their theme of past suffering, not in recent events of the king’s own life, but in a more distant past. Kalamuwa refers to former times ‘when people lived like dogs,’ while Cyrus overcomes the ravages of the godlessness of Babylon’s former king, Nabonidus, to return the gods from their exile. In Mesha’s story itself, Chemosh had been angry at the land during his father’s reign. The deity had left the land and had used Omri to punish his people, whose son’s hubris challenged Chemosh’s role as patron of Moab and provided Mesha with his role as savior. The historicity of elements illustrating past suffering is very problematic as the specific information of such former situations of suffering are frequently obviously fictive.41 Such events are also placed in the past, before the king had been chosen by the gods to save his people. While Mesha’s narrative relates an implied antagonism between Israel and Moab and an occupation of Moab by Israel in that somewhat distant past, it is also possible that Mesha’s (or the inscription’s) perspective of Israelite–Moabite conflict reflects his own competing territorial claims over specific patronages. Rebellions, assassinations, plots and foreign occupation are hardly events that are absent from histories of events. Nevertheless, both the historical distance from the specific events and the stereotypical dramatic tendencies of this thematic element’s rhetoric stand in the way of a judgment in favor of historicity. The presentation of this theme in three associated inscriptions seems to support this. The first is the inscription of
40. See further on this, T. L. Thompson, ‘Archaeology and the Bible Revisited: A Review Article,’ SJOT 20/2 (2006), 286–313. 41. Ibid.
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Adad-Guppi,42 Nabonidus’ mother. The other two are the inscriptions attributed to Nabonidus I that were used in my comparative analysis. Adad-Guppi illustrates the theme of past suffering with a story about the anger of the god Sin at Babylon. Much like Chemosh in the Mesha stele, Sin punished the city by abandoning Babylon in the sixteenth year of Nabopolassar (626–605 bce). He had been the founder of the Neo-Babylonian dynasty and had died some 60 years before Nabonidus came to power. In the first inscription of Nabonidus (556–539 bce), the theme of past suffering is also illustrated by the anger of a god. Marduk is angry at the Assyrian Sennacherib (704–681 bce) and causes him to be killed by his own sons, a famous story well-enough known, but still some 150 years in the past. The resulting suffering is highlighted by the Mandeans who had destroyed the temples of Assyria. In contrast to such impiety, the Babylonian kings are declared innocent and mourn the destruction, until finally Marduk shows his people compassion by choosing Nabonidus to be king. In the second of the Nabonidus inscriptions, and my third example, the theme of past suffering comes as a result of Sin’s anger. He is not angry at foreigners, as Marduk was. Rather, he, like Chemosh in his land, abandoned Babylon because of the evil of both the people and its rulers, while Nabonidus himself (556–539 bce) is forced to suffer ten years exile in the desert, a motif, as we have seen, which is shared by Sinuhe, Idrimi, Panamuwa, and other more literary heroes. Both Adad-Guppi and Nabonidus, in the first of his inscriptions, draw on figures of the distant past to set this thematic element. Nabonidus’ second inscription, however, abandons this strategy, even while maintaining the motif of divine anger against Babylon. Sketching Sin’s rejection of the city ten years before he is called from exile, instead of a more distant past, provides the plot an occasion for his own flight to the desert, a motif that bears heroic dimensions. Mesha’s theme of past suffering is placed – as in Adad-Gubbi’s inscription – in an earlier generation. The longer and more arduous the suffering, the greater the wonder of its reversal through the pious king who answers the call from his god. Rather than a summary of Moabite history as Lemaire would suggest for lines 2–7,43 this description of the past has the very specific function of opening the narrative’s plot. The story celebrates Chemosh and his servant Mesha as savior and restorer of Moab. All of the inscription’s narrative events are oriented towards thanking Chemosh for the reversal of this suffering and the passing of his anger.
Recognition of the gods as lords of history While the plot-role of Chemosh as ‘lord of history’ finds itself in a recurrent iteration of his involvement in events, other elements also point to this theme with a clear, stereotypical function.44 This role is not present in all of our inscriptions.
42. See Longman, ‘The Adad-Guppi Autobiography,’ 477–8. 43. Lemaire, ‘The Mesha Stele,’ 136. 44. Thompson, ‘Testimony,’ 262–3.
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For some, the role of the divine patron is a passive one, while the gods are not mentioned at all in Bar-Rakib’s inscription. However, far more typical is Shamash, who listens to Yahdun-Lim and Marduk, orders the restoration of Babylon, and calls Esarhaddon to the throne. Assurbanipal and Nabonidus are chosen by their gods to become king. The gods also involve themselves in incidental events: Nebuchadnezzar is sent to cut timber by Marduk. This theme of the god’s control over history is at home primarily in the context of motifs of holy war, expressing a divine judgment in terms of blessing and curse: the god’s anger and his punishment or, alternatively, his mercy and protection. In Nabonidus’ story, Marduk had ordered Sennacherib to destroy Babylon, but he had also caused Sennacherib to be assassinated by his sons because of his crimes against Babylon. Cyrus too is ordered by Marduk to attack this city, where, however, the people, abandoned by their god, had already become like the living dead. In Nabonidus’ second narrative, the gods’ withdrawal turns the land into a desert. In the reversal, Marduk decrees that Cyrus, Persian though he is, be welcomed by the people, a love of the enemy which marks a divine mercy. Ahuramazda helps Xerxes put down rebellion and, like Yahweh before Joshua’s army, the gods march in front of Suppiluliuma’s forces, while the enemies die en masse. Such divine control of history is especially stressed in Nabonidus’ story. After Sin had turned Babylon into a desert, he appointed gods to watch over Nabonidus in exile. They do: Nergal breaks the weapons of his eternal enemies in Arabia; Ishtar causes enemy kings to seek friendship with him and Shamash causes the hearts of the people to return to him. In Mesha’s narrative, Chemosh is involved in scenes of holy war. Not only was he responsible for punishing Moab by leaving the land and causing Omri to oppress it, but when he returns in mercy, he restores Nebo, instructing Mesha to take the city. He drives the enemy from Jehaz and sends the king against Horonaim. The role that Chemosh plays, though less effective than the role the gods play in Nabonidus’ story, can be compared to Yahweh’s role in the stories of Joshua’s conquest of Jericho, Ai, and Gibeon (Josh. 6–10). The reiterative progression of the chain of battles, including the story of Mesha, setting Nebo under ban while Chemosh assures his battle’s victorious outcome, is, in fact, very similar to the reiterations in Joshua 10:28-43, where Yahweh leads and instructs Joshua’s conquest of Judah. The battles for individual towns are used as examples for the campaign as a whole. In considering the historicity of such narratives, the theologically oriented function of the motif of divine guidance does not support the historicity of any of the specific campaigns themselves – other than the implicit but important assumption that the text understands Moab to be free of Israelite dominance. The historicity of specific battles seems possible, but needs confirmation from other sources.
Victory over evil While the celebration of specific historic victories has been found in monumental inscriptions, as, for example, the celebration of Merneptah’s victory over
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the Libyans on the Great Karnak Stele,45 military campaigns which function as episodes within stories of the good king, such as is presented on the Mesha stele, celebrate a more comprehensive victory.46 We have seen in considering the dedicatory function that Chemosh had delivered Mesha ‘from all kings [?] and caused him comprehensively to look down on all his enemies.’ The threefold structure of Mesha’s victorious military campaign serves to illustrate this dedicatory introduction and marks the campaign as a divinely determined victory over evil. With a comparable hint at the transcendent, military victories eliminated ‘war and slander’ in the Hadad inscription, while the Panamuwa inscription uses a more decidedly mythic rhetoric in describing victory: he ‘kills the stone of destruction.’ The potential for historicity, which accounts of specific battles and victories hold, should not be ignored. Yet, their function within their stories is other than historiographic. For example, Suppiluliuma’s threefold victory over ships at sea before he comes ashore on Cyprus, where large numbers of enemies attack him and are defeated, is not merely generic. It uses the same stereotypical tripling rhetoric as the narratives of Merneptah, Suppiluliuma and Mesha do, with the specific function of marking the comprehensive completeness of a divinely guided victory.47 Similarly, the reiterative cadence of victories and reversals in Suppiluliuma’s long chain-narrative about the Kashka campaign, which culminates in a successful siege of Carchemish, also betrays an allegorical function. When the story-line is delayed by an Egyptian plot to destroy the peace by assassinating Suppiluliuma’s son, the king turns to the gods in prayer in his lament for his son’s death. They are brought over to the side of the king by this demonstration of humility, whereby he is enabled to re-enter his campaign with a series of victories, which appropriately culminate in his victory over the town of Timuhala, the ‘place of pride.’ Timuhala’s destiny is reversed as this ‘place of pride’ is forced to humble itself, as the town submits to the patronage of Hatti.48 The story thus functions as a ‘living parable’ of humility’s victory over pride.49 In the Idrimi inscription, a strikingly coherent and dramatically cumulative chain of success marks the theme of victory over evil. Having survived seven years of exile, Idrimi discovers that Adad had turned once again to him with favor. This change of fortune brings about the reversal of his past suffering and opens the road to victory and the inauguration of his kingdom. He builds ships, takes on soldiers and travels north, makes treaties
45. Hjelm and Thompson, ‘Victory Song,’ 5–7. 46. Thompson, ‘Testimony,’ 263–6. 47. H. Hoffner, ‘The Last Days of Khattusha,’ in W. Ward (ed.), The Crisis Years: The Twelfth Century bce: From Beyond the Danube to the Tigris (Dubuque, IA: Kendall/ Hunt, 1992), 46–52. On the function of threefold narratives see, further, T. L. Thompson, The Origin Tradition of Ancient Israel: The Literary Formation of Genesis and Exodus 1–23 (Sheffield: Sheffield Academic Press, 1987), 155–8. 48. H. Hoffner, ‘Deeds of Suppiluliuma,’ in Hallo (ed.), The Context of Scripture I, 185–92. 49. On ‘living parables’ within narratives, see T. L. Thompson, The Messiah Myth: The Near Eastern Roots of Jesus and David (London: Jonathan Cape/Pimlico, 2006/2007), 67–74.
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with allies, overcomes the hostility of his overlord and swears an oath of allegiance to him as king of Alalakh. He defeats kings to the right and the left. He puts an end to their warfare, attacks Hatti and a chain of its cities, takes booty and finally returns with prisoners in the final victorious entrance to his kingdom. In Mesha’s story, victory over past suffering also comes as a result of a reversal, marked by the returning of divine favor. The military campaign is even more coherent and comprehensive. Chemosh returns to his land, puts a final end to Israel and replaces the oppressive patronage of Omri and his son(s). ‘I looked down on him and on his house, and Israel has gone to ruin; yes, Israel has gone to ruin forever.’50 Chemosh is now compassionate patron of Mesha’s Moab, while Israel’s patronage, the earlier instrument of Chemosh’s divine wrath, is gone forever. The ensuing story, presenting a campaign which returns the land to Chemosh, follows from this victorious reversal, as Mesha takes on the role of savior. As in the stories of Suppiluliuma and Idrimi, divine victory is decisive from the campaign’s opening, as the ensuing campaign functions as illustration. Chemosh gave Mesha ‘victory, everywhere that he engaged [the enemy]’ (cf. 2 Sam. 8:14). This transcendent victory is illustrated through specific battles. Three towns are named as proud examples of fertile Dhiban’s hundred towns: Ataroth, Nebo, and Jahaz. The story of Nebo’s conquest is dramatic. This illustration of holy war offers a literary parallel to 1 Samuel 15. In the battle for Nebo, specifically mythic language enters the narrative as the successful onslaught is compared with the rising sun’s victory over darkness, reaching its zenith at high noon: ‘I went in the night and fought against it [Nebo] from the break of dawn until noon and I took it.’ The great Karnak inscription presents Merneptah’s victory over the Libyans in the same way: a six-hour battle, beginning with the first dawn, after a march through the night.51 Both Merneptah’s and Mesha’s story reflect the myth of the morning star,52 with the sun’s victory over the Apophis dragon closing its passage through the night. As with the theme of Chemosh’s divine control over history, the mythic rhetoric of this thematic function limits the historical value of the campaign account, so long as its details stand without corroborating evidence from other sources. Nevertheless, the conquest of Nebo is a likely choice in any attempt to use archaeology to confirm aspects of the historicity of Mesha’s campaign.
50. Smelik, ‘Inscription of King Mesa,’ 137. In his interpretation of this line, Smelik (137, n8) mistakenly reads this as referring to a ‘decline’ of Israel’s military strength and reads the ‘forever’ as hyperbole rather than as a mythic trope. For a comparison with a similar thematic element in the Merneptah stele, presenting Hurru as widow, and Israel as one whose ‘seed is no more,’ see the discussion above about divine patronage: Thompson, ‘A Testimony,’ 265–6. 51. J. H. Breasted, Ancient Records of Egypt III (New York: Russell and Russell, 1906), § 583, pp. 245–6; Hjelm and Thompson, ‘Victory Song,’ 6–7. 52. See Chapter 16, this volume.
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The reversal of destiny The thematic element of the ‘reversal of destiny’ illustrates divine control over human fate. It typically marks the re-establishment of the just world the gods had created. Such reversal brings the kingdom once again in line with divine will.53 This element stands in contrast to and reverses the thematic element of ‘past suffering.’ Such reversals are central to this type of story’s dominant ideology of divine patronage and they support the king’s fitness for his role in maintaining creation and marking the world with the divine will.54 In all of the larger inscriptions compared, this thematic element is basic to the narrative plot. Its mythic qualities bear the implicit promise of salvation in terms of divine blessing and new beginnings. In the Hadad inscription, for example, Panamuwa presents this function in the restoration of his land’s fertility and prosperity. In other inscriptions – and explicitly in Esarhaddon’s story – it is found in the return of divine love and mercy. It illustrates divine compassion. The gods return or are returned to their temples; abandoned ruins are resettled; the rebellious now submit to a just rule, while those who had been in prison are set free. Security replaces insecurity. Idrimi causes nomads to live in houses, while Xerxes, more simply, makes all that was bad good. In an interesting variation on this theme, Nebuchadnezzar presents himself as Lebanon’s savior, one who returns its people, who had once been scattered and in exile, to their homes that they might henceforth live in safety. Nebuchadnezzar’s role, in biblical stories, is given to Cyrus (cf. Isa. 44:38; 2 Chron. 36:22-23; Ezra 1:1-3). In his own story, Cyrus not only reverses his peoples’ suffering, but raises them from the dead. In Mesha’s narrative, Chemosh’s return to his land opens the story’s theme of reversals. It is illustrated by Mesha’s campaign of cleansing and reconquest. Towns destroyed and in ruins are rebuilt. The cult of Chemosh is restored, while that of Yahweh is expelled. The former people of Ataroth, who had been offered in sacrifice to Chemosh, are replaced with men from the Moabite towns of Sharon and Maharith. Both the plot-line as such and the intensive mythic orientation of this theme prevent any too ready acceptance of the historicity of the events used to illustrate this reversal of destiny. While the story of Mesha as a whole is unquestionably anti-Israelite, the reversals described should not be too readily accepted as historical events, without adequate and independent confirmation from other sources.
Establishing a name The function of establishing a name and bringing fame to the king is ever closely linked to themes of piety and patronage. The theme is, of course, implicit to the 53. See Chapter 12, this volume. 54. Thompson, ‘Testimony,’ 266–8. On the complex mythic role of the king, see Chapter 14, this volume.
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inscriptions as such, as well as to the biographical narratives of kings such as Mesha. Esarhaddon, who, like Sennacherib and Alexander, is often given the role of the good king within the long history of ancient Near Eastern fiction, boasts of having made many memorial steles – much as Assurbanipal created murals – to celebrate his name and his deeds.55 The closing colophon of the Idrimi inscription bears the same function: ‘I have described my labors on a statue. Let one look on them and continually bless me.’56 Within these inscriptions, this fame-seeking function is most commonly expressed in curses against any who dare remove or destroy the king’s name. Azatiwada, for example, curses one who might erase his name and uses an expansive, retributive justice: If a king among kings or a prince among princes, if a man who is a man of renown, erases the name of Azatiwada from this gate and shall place [his own] name on it … then shall Ba’al Shamem and El, creator of the earth and Shemesh, the eternal, and the whole group of the children of the gods erase that king and that man who is a man of renown!57
Yahdun Lim is described as a mighty king and famous hero, as are Assurbanipal and Suppiluliuma. Others speak of the recognition given them by nations and kings, while Suppiluliuma speaks of enemies who fear him. Cyrus calls Marduk his friend, while Sargon claims Ishtar as his lover. Some assert transcendent qualities of fame: Nebuchadnezzar is ‘eternal king,’ Azatiwada ‘blessed’ and Cyrus ‘righteous.’ In Mesha’s narrative, this function is implicit in most thematic elements of piety and patronage, especially those projected by the rhetoric of humility. Mesha’s story’s dedication to the glory of Chemosh’s name is everywhere implicit. An association with humility and piety is also found in the first Nabonidus inscription, in which the king’s every wish is to carry out the will of the gods. So too, his ‘enduring throne’ is requested under a condition illustrating the king’s humility: that Marduk wish it (cf. 2 Sam. 15:26-27). In his second inscription, Nabonidus insists that he, on his part, did not seek the kingship, but was himself alone in the world. He presents himself much in the way that Nabopolassar does in calling himself the ‘son of a nobody.’ Mesha too presents himself as one who understands the humility that is proper to a king,58 whose function is to represent the true ruler of his people; namely, Chemosh. The existence of the stele itself confirms and assures Mesha’s fame. On the other hand, the easy association of this trope in all of our inscriptions with common exaggerations and the lies of political propaganda support a scepticism regarding the historicity of the many particular claims used in illustration. Although the 55. Thompson, ‘Testimony,’ 268–70. 56. T. Longman, ‘The Autobiography of Idrimi,’ in Hallo (ed.) The Context of Scripture I, 480. 57. K. Lawson Younger, ‘The Azatiwada Inscription,’ in Hallo (ed.), The Context of Scripture II, 150. 58. See Chapter 14, this volume.
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mythic motifs are implicitly unhistorical, pedagogically oriented virtues, such as humility and piety as well as courage and heroic bravery, may, nevertheless, have actually had an influence on the behavior and values of both kings and individuals.
Building and restoration The building theme in royal ‘biographical’ inscriptions is closely tied to thematic elements, which support an understanding of the king’s reign as a reign of peace. As peace is understood as the goal of holy war, building projects mark the role of the good king since first the Gilgamesh epic pointed to the walls of Uruk the hero himself had built.59 Our narratives are nearly unanimous in linking repair and building projects with the king’s primary self-understanding as servant of the gods. Especially the building and repair of temples dominate, but the construction of other shrines and altars also attribute to the king an act of piety. Narrative elements of construction and repair are often connected to the theme of divine reversal of fortune in order to illustrate that the land has returned to its divinely intended prosperity. Canals are repaired, towns and villages rebuilt and the walls of cities restored. Bar-Rakib and Mesha, like Solomon in 1 Kings’ more ironic story, also build palaces (1 Kings 7). The theme of building embraces the whole of the third movement of Mesha’s story within a closely structured narration. Following the successful completion of his threefold holy war against Israel, closing with the conquest of Jahaz by Mesha and his two hundred men of Moab, the story turns to the theme of building. This too is drawn within the story’s dominating threefold structure. Thrice times three Mesha declares ‘I have built.’ First are Karchoh’s gates, towers, and palace. Then, separating this from the next stanza, a brief account reports that Mesha had provided cisterns for those who had none. Then, once again, ‘I have built’ is declared three times; namely, in regard to the towns of Aroer, Beth Bamoth and Bezer. Again a structural pause allows a declaration of kingship over Diban, a pause, delaying the final, threefold declaration: ‘I have built.’ Three names subordinate patronage houses under Mesha’s control: the House of Medeba, the House of Diblathaim, and the House of Baal Meon. Although the formal literary structure used suggests that the information has been ideologically filtered, specific and concrete projects have been selected to represent the completeness of Mesha’s success as king and servant of Chemosh. Such lists of building projects are positively open to a judgment of historicity and, with independent witness, confirmation. One should not attribute historicity, however, to the order of Mesha’s projects or to their association with military campaigns preceding them in the narrative. Such connections create a clearly stereotypical rhetoric. On the other hand, the correspondence of six of the toponyms in the Mesha story with names in two short lists in Numbers 32:33-38, although not directly 59. Thompson, ‘Testimony,’ 270–71.
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related to the issue of historicity, might suggest a mutual, literary dependence on a summary list of Moabite towns. Minimally, this coincidence should raise the issue of literary association. In Numbers, a rebuilding of Dibon, Ataroth, and Aroer is attributed to Gad – also mentioned in Mesha’s inscription – and Kiriathaim, Nebo, and Ba’al–Meon are described in Numbers as having been rebuilt by the tribe of Reuben.
The announcement of good news in the fullness of time This relatively specific thematic function marks elements in the story as being in accord with a divine plan. Elements supporting this function are usually subordinate to the theme of transcendent peace, which is the ultimate goal of the king’s reign, though this function is also used as a mark of divine favor and is often positioned as a turning point in the narrative’s plot-line. It is often presented in the form of divinely significant numbers.60 In Esarhaddon’s story, the theme of past suffering is due to Marduk in his anger having determined seventy years of desolation for Babylon. However, after a stereotypical ten years of exile, Marduk’s compassion overturns the city’s fate by declaring Babylon’s restoration in the eleventh year, the year he chose Esarhaddon – as Yahweh chose David – from among his older brothers. This saving ‘chronology’ is supported by a calculation that follows a play on the single vertical wedge used in cuneiform to signify both 60 and 1. When the 60 + 10 are reversed by Marduk as a sign for the reversal of Babylon’s fate, they serendipitously render 10 + 1!61 Marduk’s choice of Nabonidus as Babylon’s savior is also supported by a calendrical calculation, which complete his years of exile. ‘When the term of ten years had arrived, it happened on the very day that the king of the gods, the Divine Crescent, had predicted it; that is, on the 17th day of Tashritu, of which it is said: it is a day on which Sin is gracious.’62 Signifying numbers mark completeness and divine accord. Assurbanipal has forty (?) varieties of trees in his ‘garden of happiness’; Xerxes has thirty regions in his empire; Idrimi, who lived among the Hapiru for seven years, was also chosen from among seven brothers and endured his overlord’s rejection for seven years to rule for thirty years. Panamuwa’s seventy brothers are assassinated, while Suppiluliuma lays siege to Carchemish for seven days and captures 3330 prisoners. Hardly a number escapes this trope. This thematic element permeates Mesha’s story. His narrative is built on three movements, each with a threefold complement of deeds or events. Like Idrimi in his story, Mesha’s father reigned for thirty years. Similarly, the evil presence of Omri in the land during his own reign and the reign of his son is rendered by the similarly divinely significant forty. Such significant numbers can determine both a divine curse, bringing suffering or a
60. Thompson, ‘Testimony,’ 271–4. 61. W. W. Hallo, ‘Esarhaddon,’ in Hallo (ed.), The Context of Scripture II, 306. 62. A.L. Openheim, ‘Nabonidus and His God,’ in ANET, 563.
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blessing, providing a fullness of time. Such significant numbers on the Mesha stele are comparable, thematically, both to the forty years of punishment in the wilderness and to the forty years of fullness of David’s reign. In his battle for Nebo, Mesha, like Merneptah before him,63 attacks the enemy at the first dawn to win his victory in six hours at high noon. He offers seven thousand – a historically absurdly large number for this small town – in sacrifice to Chemosh, brings two hundred soldiers against Jahaz and wins one hundred towns for his kingdom. The mythic significance of such numbers undermines the historicity of both the chronology and description of the events in which they are found.64
Shalom and the peace of the gods The thematic element of shalom projects a utopian, comprehensive and, at times, transcendent state of peace, marking the accord of the king’s reign with the divine will. Peace is the goal of his reign and the purpose of holy war in his story. This thematic element is often implied by other subordinate elements of the narrative, such as the construction of a temple, the return of divine favor or a culminating period of great rejoicing.65 In Yahdun-Lim’s narrative, his story finds peace and rest in the expansion of his realm to the mountains, in the union of the region, and in the establishment of permanent tribute for his client states. There is an echo of such universalism in the Assurbanipal story, where his kingdom reaches the borders of chaos. Supporting a theme of shalom, we find a number of motifs, echoing both the story of Solomon and the garden story of Genesis, in the story of Esarhaddon, who has wisdom and knowledge and builds a palace and pleasure garden. The long prayer closing his story seeks an eternal endurance for his seed, Esagila and Babylon. Echoing also Gilgamesh’s story, it presents the king as the plant of life for his people, seeking a future to rule in justice until a ripe old age. An eternal throne and an enduring dynasty mark both Nebuchadnezzar and the first of Nabonidus’ inscriptions. Marduk assures that Nabonidus will receive all that he wishes, because Marduk hears him. While Cyrus’ reign opens a transcendent peace and Yehawmilk receives peace as a gift from Ba’alat, both Idrimi and Panamuwa of the Hadad inscription bring about a utopian end to war. Azatiwada destroys all evil, humbles the strong, and gives life, much as Nabonidus brings the dead back to life and Cyrus raises his people from the death the absence of the gods had caused. Finally, Panamuwa and BarRakib, Solomon-like, reorganize government, wealth, and wisdom. In Mesha’s story the thematic element of transcendent peace shows itself primarily in motifs of signifying numbers and in the strongly structured and 63. Hjelm and Thompson, ‘Victory Song.’ 64. See further, N. P. Lemche, ‘Pregnant tid i Det Gamle Testamente’, in G. Hallbäck and N. P. Lemche (eds.), “Tiden” i bebelsk belysning (Copenhagen: Mueseum Tusculanum, 2001), 29–47. 65. Thompson, ‘Testimony,’ 274–6.
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balanced account of building projects. It is also found in the declaration that he ruled in peace over the hundred towns he had added to his realm. It seems possible that the missing closure of the inscription added to this theme, as it is there that the theme is centrally played out in other inscriptions. The mythic character of the thematic elements supporting this building theme significantly undermines the historicity of the situations and events used for its illustration.
18 Imago dei: a problem in the discourse of the Pentateuch 2009
Moses in the desert When my generation of exegetes first left the university, Old Testament studies was understood as a historical-critical discipline, with but a limited and mostly traditional connection to theology. Today – a generation later – this dominance of historical-critical research is collapsing on all fronts. One no longer speaks, for example, of a historically implicit ‘Sitz im Leben des Volkes,’ but rather about the implicit symbol system of a text’s contemporary intellectual world. It is time once again to question the relationship of exegesis to theology.1 To further such a discussion, I would like to take up today the issue of the narrative figure of Yahweh as God, which is so problematic a representation of truth within the Pentateuch’s discourse. In my inaugural lecture to the faculty in Copenhagen more than fifteen years ago, I addressed the question of the concept of God in the Pentateuch on the basis of Exodus 3:12’s presentation of Yahweh’s self-understanding in the phrase, ’ehjeh ’imak, ‘I will be with you’ – a presentation, which is reiterated in Isaiah’s ‘Immanuel’ discourse and reused in the Gospel of Matthew (Isa. 7:14; 8:8, 10; Mt. 1:23).2 In the scene of his revelation to Moses at the burning bush in Exodus 3, Yahweh understands himself as the god, who is with Israel; namely, God as Israel comes to experience and understand during the course of the story: the god, which is known from tradition (cf. Deut. 32:7-9). Yahweh is presented not merely as he who brought his people up from Egypt. His self-identification as ’ehjeh ’imak in the story of Moses at the burning bush bears with it an echo of Job’s confession that his dispute with Yahweh was in fact rooted in a distorted understanding of God. Throughout his entire book, Job has spoken about what he hardly understood, as he had only known God from rumors about him (Job 42:1-6) – from what one hears about God. Exodus 3’s ’ehjeh ’imak, ‘I will be with you,’ presents a concept of God which closely resembles that in Job’s confession. Yahweh as Immanuel – God as he is with Israel; as Israel knew him – a god known from memory and rumor; namely, a figure in a story. Whether the 1. N. H. Gregersen, ‘Dogmatik som samtidsteologi,’ DTT 71 (2008), 290–310. 2. See Chapter 9, this volume.
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revelation scene at the burning bush veils or unveils this concept of God is a decisive issue for our reading of the narrative plot throughout the Pentateuch – not least, the divine plan to drive the peoples of Canaan from the land which flows with milk and honey (Exod. 3:8-9). The motif of Immanuel is always an ambiguous motif. The reader is always presented with two perspectives about having God ‘with’ Israel. Yahweh is a Janus figure of a God: he curses and he blesses; he punishes and he saves. This topos on God’s presence in and as associated with Israel implies simultaneously a discourse on the distance and absence of the divine, presenting us with a Yahweh who also breaks his eternal covenant and destroys Israel. In Exodus 3:14, Yahweh offers yet another definition of himself: one which builds on a folk-etiology of the divine name: ’ehyeh ’asher ’ehyeh: a royal self identification: ‘I am who I am …’ or, even better, ‘I will be whom I will.’ This claim plays repeatedly with the scenes, in which, through the course of the story, it is in fact not Yahweh himself, nor his independence, which controls what he does or his role in the narrative, but rather Moses or Yahweh’s vanity which determines his fate! Outside of the Pentateuch, this saying of Yahweh is reiterated by the priest, Eli, when he explains who Yahweh is to the boy Samuel: ‘He is Yahweh; he does what he will’ (1 Sam. 3:18). It is also found in Psalm 115’s confession: ‘Our God is in heaven; he does whatever he wants’ (Ps. 115:3). It is, moreover, this scene in Exodus, where Yahweh presents himself so ambiguously, that sets the story of Israel’s creation on its way (Exod. 3:15-22). One segment resembles the scene of Isaiah’s call quite closely (Exod. 4:10-17; cf. Isa. 6:5-10). Yahweh is in the process of instructing Moses about how he is to get both Pharaoh and the Israelites to agree to Yahweh’s plan for Israel’s emancipation. Moses interrupts Yahweh, complaining that he isn’t very good at speaking. And it doesn’t make it any better now that Yahweh has explained to him what he must come to say! Yahweh responds with irritation, giving the author the chance to play with Yahweh’s own self-conception as one who has power and gets things done: ‘Who makes dumb or deaf, seeing or blind?’ Yahweh, himself, will be with Moses’ mouth! As Moses protests further and asks Yahweh to send someone else, Yahweh’s anger ‘became enflamed against Moses.’ Yet, his hot temper doesn’t affect Moses’ firm inability to carry out the role Yahweh wants of him and the debate closes with Yahweh’s new suggestion that Moses’ brother Aaron might be used to resolve their conflict: ‘He will be a mouth for you and you will be God for him (Exod. 4:16). The story’s bold rhetoric is especially striking in its reiteration a bit later, when Moses protests that Pharaoh will hardly listen to him, because he, Moses, has ‘uncircumcized’ – that is, inexperienced – lips. In the story of Isaiah’s call, the prophet’s ‘unclean lips’ are circumcised by a Seraph’s burning coal, but, in Exodus, Yahweh’s answer to Moses’ humble complaint is yet bolder: Yahweh will make Moses into God for Pharaoh and Aaron will be Moses’ prophet (Exod. 6:29–7:1)! This direct comparison of Moses with God is the key to their relationship throughout the entire wilderness story in Exodus and Numbers. When Yahweh is with Moses later on at Sinai in the story of the golden calf (Exod. 32), their complementary roles are striking. In Moses’ absence from the
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people for 40 days, they demand of Aaron that he make a god for them, ‘who can go before us,’ because they do not know ‘what has become of that Moses who had brought them up from Egypt’ (Exod. 32:1) – reusing a stereotypical confession of Yahweh’s presence throughout Exodus and Numbers. With this statement, for example, Moses presents Yahweh in the first law-giving scene on Sinai, where the people’s fear of God is tested to prevent them from sinning (Exod. 20:2, 20). In Exodus 32 it is because of Moses’ long absence that the people become impatient and Aaron casts a statue of a calf in gold, announcing a feast for Yahweh: ‘Here is your God, Israel, who brought you up from Egypt’ (Exod. 32:3-6)! The calf now represents Israel’s savior and makes Yahweh present! Yet, Yahweh responds in anger and regrets that he had ever created Israel. He will destroy his people in his anger and make Moses into his new people! Moses, however, pleads with Yahweh for them; ‘Why must your anger be so enflamed against your own people? … Turn from your glowing fury and repent the evil you wish to bring on this people’ (Exod. 32:7-14)! Just as Yahweh’s violent fury, the flaming anger of the god from the burning bush, is subdued, the evil, with which he had threatened his people, is itself repented. Moses then goes down the mountain to see the golden calf as it is time for him to take up his role as God for Aaron! Like Yahweh’s, his anger becomes inflamed and he breaks the stone tablets with the Ten Commandments by throwing them to the ground. Aaron, true to expectations, plays Moses’ prophet by taking over the role of pleading for the people to Moses: ‘You must not be angry, my lord!’ Moses judges Israel with a divine punishment. Levites are chosen to kill three thousands ‘brothers, friends and neighbors’ with the sword. It is also in the image of Yahweh that Moses turns immediately to his other Janus-role of blessing, as he rewards the Levites for their actions (Exod. 32:15-29). One must ask: Who plays the role of whom? In a third and decisive, concluding segment of the story, Moses goes up to Yahweh in an effort to reconcile him with the people’s terrible sin. ‘If you will not forgive them, so erase also me from the book you keep!’ Moses’ demand forces Yahweh to give in and Yahweh’s ‘final solution’ for Israel is put off for a time. He calms down and limits his wrath to punishing only the guilty, who had sinned against him. These he eliminates with a plague (Exod. 32:30-35). Afterwards, Yahweh reiterates his plan to drive the nations of Canaan from the land, which flows with milk and honey (Exod. 33:1-6; cf. Exod. 3:8-9; Num. 13). However, he now decides to change his plan. Instead of himself being with Israel, he will send an angel in his stead. He no longer wants to be the god who is ‘with Israel’! He fears that his glowing fury will destroy the people (Exod. 33:1-6). Moses reproaches Yahweh for having given him the task of leading the people up from Egypt without telling him whom he will send with them and without pointing out the way in advance. Moses is adamant, insisting that the people do not belong to Moses. They belong to Yahweh! ‘If you won’t go up with them yourself, then you will not lead us from here at all (Exod. 33:15)!’ Once again, Yahweh gives in to Moses’ intercession and, grumbling, accepts the necessity of his destiny as god ‘with’ Israel. Yet, he is not humbled; nor has he learned anything from this story, but insists that it is he who decides, and it is he who
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shows mercy towards whom he will and will have compassion over whomever he will (Exod. 33:19-20). The story continues: not least to make new tablets for the Ten Commandments to replace those which had been destroyed. It is interesting that the narrative presents a scenario in which the tablets written with Yahweh’s finger are crushed just as easily as Aaron’s golden calf. The historian in me rises in protest against the tablets’ fragility, because the tablets, with the divine fingerprint that wrote them – the evidence for the story – are gone! In compensation, the scene creates a bold and brilliant subtext to the story. The Israelites have only what Moses, himself, wrote and the reader must accept that it is Moses who has written of the image of God the text speaks of! So too, it is not Yahweh’s, but Moses’ role as intermediary, standing between God and the people, encouraging Yahweh to control himself and remain true to his many promises, which must be understood. The role Moses plays presents an intensified echo of the role Abraham played in Genesis 18, pleading for mercy for a whole city. This role, as such, raises a central, critical philosophical question in the face of Yahweh’s troublesome tendency and desire to kill those who are innocent and righteous; namely, Abraham’s question about whether the divine judge of the world must himself be just (Gen. 18:22-27)! The author of Exodus presents us with a figure of the divine that is similarly comparable to that offered in the Book of Job and it is well worth thinking through. In Exodus 32, the people of Israel worship the golden calf as the god which had brought them up from Egypt. The casting of the image of the calf is understood by Yahweh as a breach of the covenant as well as of the Ten Commandments’ prohibition against images of God (Exod. 20:4), even as the Ten Commandments themselves are introduced with Yahweh’s stereotyped self-identification: ‘I am Yahweh, your God, who brought you up out of Egypt’ (Exod. 20:2). As the calf is presented by Aaron and understood by the people, in Yahweh’s absence, as a figure of Him in his most self-defining act, it awakens divine wrath! It is also instructive that the smashing of the stone tablets of the law introduces the scene of a parallel destruction of the golden calf (Exod. 32:15-20). The creation of the calf is a breach of covenant. Not so obvious a breach, however, are the prohibited images itself. The calf is, after all, a figure of Yahweh, specifically in his own self-defining role of leading Israel out from Egypt’s enslavement. Why is a representation of Yahweh forbidden? What is it about a golden calf that awakens Yahweh’s fury? A considerable number of biblical texts involve well-known parodies of foreign idols,3 for example: Their idols are silver and gold, made by human hands. They have mouths, but cannot speak; eyes, but cannot see; they have ears, but cannot hear; nostrils, but cannot smell; with their hands, they cannot feel; with their feet, they cannot walk, and no sound comes from their throats. Their makers become like them, and so do all who put their trust in them. (Ps. 115:4-8)
3. Isa. 40:19-20; 41:6-7; 42:17; 45:16-17; 44:9-20; 45:16-17, 20; 46:1-7; 48:5; Jer. 10:1-16; Hab. 2:18-19; Ps. 115:3-8; 135:15-18.
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The function of ridicule in such a parody points out what is unmistakable about divine figures and statues; namely, that they are only images. Psalm 115 also ridicules the piety of foreigners, in their efforts to imitate their gods! There are some dozen variations of this trope in Isaiah, which are used as the cause of Yahweh’s angry rejection of Israel. Isaiah’s generation is scorned for their lack of understanding. This trope has close parallels in Exodus–Numbers, not least in the creation of a lost generation by recreating the people of Israel in the image of idols much as caricatured in Psalm 115. They hear, but do not understand; see, but do not perceive. Their hearts are covered with fat; so that they cannot repent that they might be healed (Isa. 6:9-10)! When Isaiah asks Yahweh how long the people are to be kept deaf and blind, he answers: ‘Until the land is in ruins and deserted’ – a threatening reference to the coming destruction of Samaria and Jerusalem. Fundamental to this trope in Isaiah as in Exodus is a deep, ironic balance, which is ever implicit to the logic of retribution. A person becomes the image of the god he worships. Just as the people of Isaiah’s Israel, the generation lost in the desert of Exodus and Numbers’ story, are on their way towards destruction in Yahweh’s ‘final solution.’ Although one must read through 44 chapters before Israel finally breaks camp to leave Mount Sinai in Numbers 10:11, it is important to the understanding of the story of the desert wandering that the plot of this chain-narrative proceeds immediately from the story of the golden calf. Yahweh’s reluctant decision to be with Israel has been maintained as Israel begins its journey towards the promised land, flowing with milk and honey. The discipline of the march caricatures a military march, as we watch a scene of the ridiculous rag-tag army of Yahweh marching out to battle. Every time they set out, Moses shouted: ‘Arise, Yahweh. May your enemies be scattered; may your enemies flee before you!’ And every time they stopped, he shouted: ‘Turn down, Yahweh, you of the countless thousands of Israel’ (Num. 10:35-36)! Yahweh is ‘with Israel’ in this storming march towards the land he has promised them. Yet, throughout the march, his burning fury hovers ever on the edge of outburst. ‘Once, the people complained to Yahweh of their hardships!’ When Yahweh heard of it, ‘his raging anger flamed up!’ Yahweh’s explosive fire scorches the borders of the camp until, in terror, the people call for Moses to plead with Yahweh and subdue this dangerously irascible God (Num. 11:1-3)! This continuously dangerous discord grows as ‘greedy tramps and camp-followers’ encourage the people to complain over their food. The mannah (literally: ‘what is that?’), with which Yahweh has fed them throughout their journey through the desert – Yahweh’s miracle-food – has become boring! The people want to eat meat, fish, Egypt’s wonderful cucumbers, watermelons and onions (Num. 11:4-9). When Moses hears the peoples’ complaint and sees Yahweh’s terrible fury once again, he has had enough! He scolds Yahweh for treating him, a faithful servant, so shabbily. It wasn’t Moses who put this whole nation on earth! Why should it be he who must always be the one who has the job of step-father and babysitter? The burden is too much! It was Yahweh, himself, after all, who had promised this land to their fathers. ‘Kill rather me, so that I can escape from all this misery!’ pleads Moses. The motif of the overburdened, exhausted Moses now forces a furious Yahweh to find his own solution. He
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will send them food for an entire month: ‘until it comes out your noses and you become sick of it’ (Num. 11:20)! Moses, however, recognizes that Yahweh’s solution is not, after all, very bright and hardly deals with realities. So he puts my colleague, Niels Peter Lemche’s critical ‘historical’ questions to Yahweh: ‘Can you butcher so many sheep and cattle that there will be enough? If you caught all the fish in the sea, will it be enough? (Num. 11:22-23). Unmoved by Moses’ greater understanding, Yahweh, in his fury, sends a storm of quail over the camp. And, just as the people get the meat between their teeth, ‘Yahweh’s glowing wrath exploded and he killed a large number of them’ (Num. 11:31-34). The third link in this chain-narrative is a story – in Numbers 13–14 – which reiterates many of the elements of the tale of the golden calf. Moses sends twelve spies out to report on the enemy, who are gone for forty days. When the spies return, they describe a land, which has rivers which flow not with water, but with milk and honey. The land is so fertile that it takes two men to bear a single bunch of grapes. Rumors spread quickly, however: the land eats its own people! The spies saw giants there and they, themselves, felt that they were grasshoppers in their eyes (Num. 13:30-33)! When Joshua and Caleb, two of the spies that had been sent out, begin to prepare the people for the planned attack, they find their ‘army’ terrified and rebellious. Their terror is so great that they refuse to attack. The two spies, however, mockingly ridicule the giants as creatures whose very shadows have abandoned them. ‘Yahweh is with Israel. You will eat them’ (Num. 14:9)! They press the people to turn their terror into the fear of God, but without success, so great is the fear. The sin which brings about an entire generation’s destruction is their terror: their lack of fear of God. Their fear of giants paralyzes them in the face of Yahweh’s command that they go to war against such terrifying creatures. Yahweh’s response to the Israelites’ terror parallels his actions in the story of the golden calf closely. He strikes them with plague and regrets that he had created them. He now wishes to destroy them and create a new people with Moses. No longer will he be their God; no longer will he be with them (Num. 14:12)! Just as in Exodus 32 and Numbers 11, Moses takes his turn to plead for the people with Yahweh, objecting with all his strength and integrity to Yahweh’s plan to murder his own people. Rather must Yahweh forgive them! Indeed, he must do so for his own sake. The Egyptians well know, explains Moses, that Yahweh is the god who is with this people and who leads them. If the Egyptians tell the people living in the land of Israel’s destruction, they will scorn and laugh at Yahweh, thinking him unable to bring them into the land. Moses reinterprets Yahweh’s greatness, using Yahweh’s own self-understanding against him: ‘Long-suffering, ever faithful, a god who forgives sin and rebellion, but does not let the guilty go unpunished.’ Though he is a god who can punish the guilty to the fourth generation, Moses asks him to forgive his people now, just as he has always forgiven them since they had first left Egypt (Num. 14:13-22). Once again, Yahweh regrets the evil that he planned to do to his people and gives in to Moses’ demands. Once again, in spite of his humiliation, Yahweh insists, all the same, that he, Yahweh, is the one who makes the decisions!
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Nevertheless, once again, he submits to Moses judgment and punishes the guilty. This punishment is finely balanced with retribution. As the spies had taken forty days to search out the land, and as those who had refused to fight had been afraid that their families would be taken from them, so, now, will their dead bodies be spread out over the desert, where they will wander for forty years. Their families, for whose safety they feared, will now in their sted be those who enter the promised land. In contrast to this elaborate retribution, the text is brief and blunt concerning the fate of those who had spread the fatal rumors. As they are chosen to play the role of the guilty, their death is immediate and sudden (Num. 14:27-38). The story closes with a now repentant people refusing to listen to Moses’ warnings that Yahweh is no longer with them. Ever without understanding, heedlessly, they decide, to their sorrow, to attack the enemy (Num. 14:39-45). As in the story of the golden calf, Yahweh, whose identity is to be ‘with Israel,’ can no longer stand being in their presence! The story presents us with an immense mockery of a riddle. On the one hand, the people are faced with Yahweh’s unchecked anger and his willful destruction of an entire generation of his own people. On the other hand, is his conviction that their appropriate behavior as a people under his patronage is to be God-fearing: a virtue of ancient Near Eastern piety since the Sumerian period! Yahweh’s army must not submit to their own terror of an enemy, but seek rather their refuge in him (Ps. 2:12)! It is a hard lesson and one best taught through stories. The Israelites have not relied on their patron, because of their terror of giants; therefore, they have become the image of what they themselves were afraid: creatures whose very shadows have abandoned them. Deuteronomy 1 paraphrases of this parable’s wisdom, as Moses prepares the new generation for the conquest stories of Joshua: ‘Do not be afraid and have no terror for them [the enemy]. Yahweh, your God, who goes before you will fight for you’ (Deut. 1:29-30). In both the golden calf and the spies story, the relationship of the people to Yahweh is ever implicitly compared with foreigners and their ‘empty gods,’ who, as in Isaiah’s parody, were blind and deaf, without understanding. People become the images of gods and shadows without substance. Exodus–Numbers’ ever-present judgment of the wilderness generation in the stories of the golden calf, the quails, and the spies is based on a retributive allegory of humanity as created in the image of God – a central and well-known, but often undervalued leitmotif of the chain of narratives in Genesis 1–11. The irascible god of Exodus–Numbers’ Yahweh: a divine figure of narrative and a god who is in the process of learning righteousness and mercy is introduced also in these first chapters of Genesis.
Thematic presentation of Genesis’s threefold image of God motif Following the insight of my Doktor Vater, Professor Kurt Galling, in Tübingen, I see the plot of the Moses story in Exodus and Numbers as belonging to the
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older part of the Pentateuch and Genesis to the younger.4 As in so many texts, the introduction of the Pentateuch is written in response to the narrative of the main text, and attempts to interpret it. An explicit treatment of the particular motif of humanity as created in God’s image is found in the threefold, progressive leitmotif paraphrasing humanity’s creation in Genesis 1:26; 5:1-3 and 9:1-7. When mankind was created in Genesis 1, God said: ‘Let us create humanity in our image, that they be like us.’ He created them in his image, male and female, and he blessed them. They became so numerous that they could fill the earth and subject it that they might rule over all life on earth. He gave them all of the plants and fruit for food and completed his work, seeing that all that he had made was good. Finally, he rests on the seventh day (Gen. 2:2-3). Psalm 8 is sung on a similar note: ‘God has made mankind a little less than God … to rule over the work of his hands’ (Ps. 8:6-7). Genesis 1’s creation is an idealistic presentation – at least as it is often interpreted with reference to similarities with Isaiah 65, where vegetarianism becomes the first sign of an end to the world’s violence. This reference to Isaiah’s utopia should not, however, be engaged too quickly to create a problem-free rendering of the story of creation. We need first to ask whether God actually has created a world and a humanity that is as good as he sees it in the story of Genesis 1. This creation narrative opens a larger story that is first and foremost tragic, if not tragi-comic, in its essence! We must ask from the perspective of this greater whole, whether his work of creation really was so well done. The whole of the Old Testament narrative, from the creation on, is a painful story of never-ending failure. One must first come to the closure of Isaiah to meet his utopia’s new heaven and new earth: a new creation, where the wolf eats grass with the sheep and one no longer finds evil and destruction on ‘Yahweh’s holy mountain’ (Isa. 65:17-25). First here, after the story has closed and prophets speak of an unknown future, does the story offer a view of a world that is good. It needs to be recognized: the old world we know won’t do! The divine claim that it was good that humanity was created in God’s image and as his representative: to rule over the world, that God might rest in his heaven, is something which, in the light of Old Testament theology, illustrates only the ever-implicit, but ill-reflected arrogance of a stereotypical royal ideology. In relation to the Old Testament as a whole, humanity’s role as king is questionable (Deut. 17:14-20; 1 Sam. 8:1-18)! When Psalm 115 describes the world comprehensively – ‘The heavens are Yahweh’s heaven, but the earth he gave to humanity’ – it is to point to a future hope. The saying quoted functions as confessional commentary to this psalm’s parody of the gods. It creates irony and contrast between an ideal Jerusalem’s God, the living Yahweh of piety who does all that he chooses to do on the one hand, and the dumb and blind images of gods which are made by men and cannot do anything (cf. 1 Kgs 18). The second creation story in the Bible is a narrative allegory on the theme of Paradise Lost, structured as a narrative illustration of the creation as set within
4. K. Galling, Die Erwählungstraditionen Israels, BZAW 48 (Berlin: Toppelmann, 1928), passim.
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Yahweh’s ‘garden of delight,’ which evokes the Assyrian King Esarhaddon’s ornamental garden of pleasure, with its forty wonderful varieties of the trees of the world. Yahweh’s Eden as utopia – in contrast to Genesis 1’s trajectory towards Isaiah – expresses, however, merely wishful thinking on Yahweh’s part. The similarity of the garden story to Isaiah is rather one of parable: not an illustration of a new world, but rather one that is directly comparable to Isaiah’s tragic song of Yahweh’s vineyard: ‘My friend had a vineyard on a fertile slope. He dug it; cleared it of stones and planted it. … He waited for it to give grapes, but it bore sour grapes. … Why has it given me sour grapes?’ (Isa. 5:1-7). In Genesis, mankind, like Sargon of Akkad, is Yahweh’s gardener. He is created to serve and watch the garden (Gen. 2:15-16). Yahweh himself undermines the idealism of this scene. Humanity is tested. ‘You may eat from all the trees of the garden, save one: the tree of knowledge of good and evil’ (Gen. 2:17). In contrast to Genesis 1’s creator of the world, Yahweh is quite prepared to see faults in his creation, in his garden: ‘It is not good that the human be alone’ (Gen. 2:18)! Therefore, is the woman created after some clumsy mistakes in Yahweh’s attempt to shape one like the human he had first made! Nor does the reader come to learn directly whether Yahweh’s effort was in fact successful. He hears only the affirmation and bubbling joy of a man: ‘Yes! This is bone of my bone, flesh of my flesh!’ (Gen. 2:23) – a clear and ringing expression of equality, playing the same tune as Genesis 1’s sweeping expression about humanity’s similarity to God. As soon as the hearer understands that they are naked and don’t know it, a clever snake comes into the story, helped by a pun, playing with the snake, nakedness and its covering. His function in the story is to sow critical doubt on Yahweh’s ban of the fruit of the tree, which gives knowledge of both good and evil. Hearing the snake, the woman looks at the tree once more – no longer naively dependent on the representation of the garden Yahweh had given her: one that had so thoroughly frightened her (‘one must not even touch such fruit!’). She now looks with her own perspective (or is it the snake’s?) and judges it for herself. She, who had been made in the image of God in Genesis 1, sees, from her own interests, that the tree was good to eat from, lovely to look at, and good for making one wise. Therefore, she took from its fruit and ate and gave some to her husband … and he ate (Gen. 3:6)! Yahweh’s Janus mask of punishment is now taken up. What the snake had told the woman was in fact true: the man and woman have become like God after eating from the tree that gives knowledge. They have learned the good in this world, and it is now time for them to learn of evil, as Yahweh’s curses fill the garden (Gen. 3:5, 22)! Yahweh’s punishment destroys Eden’s harmony and fellowship. The woman’s husband becomes a tyrant and Yahweh’s final speech confirms the snake’s original seductive assertion of what God knew as Yahweh admits that ‘Humanity has become like one of us, knowing both good and evil.’ It is finally interesting for our topic that the naming of the woman as ‘mother of all living’ (Gen. 3:20) – Adam’s etiology on Eve’s name, heva (from the Akkadian hawah), ‘mother’ – bears with it the implication that the woman is created in the image of the goddess Inanna. Such a likeness to the divine world is both underlined and becomes Eve’s self-understanding, when it is reiteration
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in the opening of the following story, when Eve gives birth to her first child: ‘I have created a man with Yahweh,’ she declares (Gen. 4:1)! The text’s acceptance of Eve’s proud perception of parity with Yahweh is a central motif of the story’s plot. As the story turns from Abel’s birth to murder, Eve’s first-born, Cain, becomes a man who takes what his mother has created. Together, they can challenge what is ever a divine prerogative. Only at the very close of the Pentateuch, does Deuteronomy expose their pretentions when Moses writes that there is no other God than Yahweh. He alone kills and lets live (Deut. 32:39). Cain’s story moves quickly. Its language is simple, but chosen carefully that it might bear the weight of the story’s allegory. Cain’s head hangs in anger because Yahweh has accepted Abel’s offering, but not Cain’s. Yahweh asks him about this ‘burning anger’ and advises him that if he wishes to do what is good, he should hold his head high and control his anger. Cain, however, like Eve before him, decides for himself what seems to him to be good. His head no longer hangs; rather, he raises and lifts himself up to kill his brother (Gen. 4:8)! After Abel dies, Yahweh asks Cain where his brother is, but Cain’s answer opens what becomes the central core of the story’s allegory with a counter-question: ‘Am I the keeper [shomer] of my brother?’ The story reiterates Adam’s failure, in the previous story segment, where he had the roles of the garden’s ‘servant and keeper’ (Gen. 4:9; cf. 2:15). Cain, the ‘servant of the soil’ asks of his brother’s role: ‘the keeper of sheep.’ The irony is striking, especially when one considers the divine preference in the ancient Near East for meat! The tragedy of Abel’s death opens as Cain now takes up his role as representative of this world’s lost sheep (cf. the reiteration in Num 27:17!). Cain’s question, ‘Am I the keeper of my brother?,’ exposes not pride, but self-recognition and incapacity. As Cain’s uncertain fate as fugitive, in exile from his land and his God, an easy victim of anyone he should meet (Gen. 4:12-14), forces him to protest, Yahweh, himself, is forced to take over – now in Abel’s image – the role of mankind’s shomer! As Cain is marked with the sign of Yahweh’s protecting patronage (so also Num. 6:23-27), Cain’s life is protected by Yahweh’s promise of a sevenfold vengeance against anyone who should seek to kill him (Gen. 4:15). The story’s allegorical mirror turns immediately and brutally away from the Janus-faced Yahweh in his mercy, to expose the vengeance-eager protector of mankind, even as murderer. The story closes on the theme of the human tendency to create oneself in the image of God, as the rhythms of Cain’s great-great-grandson, Lamech’s, overtrumping song of vengeance is brought to dominate the story’s previous subtlety: ‘I can kill a man for a cut, a child for a scratch. If Cain is to be revenged 7 times, Lamech will be 77 times avenged!’ (Gen. 4:23-24). As the story spirals downward on its way to the flood story with a humanity which plans and seeks only what is evil (Gen. 6:5), the explicit literary play on Cain’s hanging and upraised head, his burning fury and the assault on Abel, draws the reader’s attention to the manner with which Cain has killed his brother. We must ask whether the course of the action is merely rhetorical or whether we are dealing with an important, even central, motif of the narrative’s plot and development. Nothing stands in the way of the parallel to Eve’s behavior in the garden story: she who is created in the image of God and, in that
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image, decides to do precisely the opposite of what Yahweh had commanded. Not only Eve, but also Cain mirrors Yahweh and his behavior. The most obvious divine parallel to Cain’s uncontrollable, murderous anger is the threefold presentation of the irascible Yahweh we have seen in the stories of Exodus and Numbers with the figure of a god, who dares not be with Israel for fear that he will destroy his entire people – a description, as we have seen, which follows a behavior which was itself reiterated in Moses’ irascible and reckless destruction of the stone tablets and killing of the three thousand ‘brothers, friends, and neighbors.’ Surely, that is a vengeance that fulfills the evil Lamech promises! The pattern of this trope, rooted as it is in the ‘devouring fire’ of Yahweh’s divinity,5 takes a different direction when it is used in the Book of Job, where it introduces a warning to all the world’s theologians, when, in the closing scene of the debates, Yahweh turns to Eliphaz in judgment: ‘My anger burns against you and your two friends because you have not told the truth about me as my friend Job has’ (Job 42:7). Reiterating Yahweh’s promised sevenfold revenge for Cain, Yahweh gives instructions to Eliphaz and his friends to make a sevenfold sin offering. As in Exodus–Numbers, where Moses interceded and pleaded on behalf of Israel, so Job pleads the case for his friends. Literarily, the author’s handling of the pattern is brilliant as he has Yahweh clarify this stereotypical scene’s logic: ‘I will grant his request and avoid throwing a tantrum6 with you; for you did not speak truthfully about me as my friend Job has done’ (Job 42:8)! Yahweh’s threatening tantrum and his volatile, burning wrath has been sparked by the friend’s arrogant claim to know and understand God. In contrast, Job’s righteousness lies in the humble confession of his ignorance about God – his admission that he had only heard rumors about the true God (Job 42:3-6). It is in the Cain story that the Pentateuch begins its immensely large theme of Yahweh’s possessive jealousy, which holds the plot of the Pentateuch moving ever on the brink of disaster. It is with this story’s exposure of Yahweh’s darker tendencies that the reader is better prepared for the divine judgment of a thoroughly evil mankind, reiterated with the unending depravity of the earth, which prepares the reader to the flood story’s overwhelming violence. The descriptive parallelism between the human and divine figures of the Cain story prepares us for Yahweh’s double regret, which structures the flood story. As in Exodus and Numbers, Yahweh regrets what he has created. But just so, his violent and destructive wrath also brings him to regret the evil that he does. Whatever Yahweh were to decide to do, he would regret it; for humanity has been made in Yahweh’s image, but he can tolerate no equal. With the conclusion of Cain’s story and Lamech’s representation of humanity’s divinely overtrumping revenge, the story begins once more. Adam’s genealogy is the third story of mankind’s creation. It begins with the harmonizing repetition of the garden
5. On this central motif of the Pentateuch’s understanding of Yahweh, see H.-J. Lundager Jensen, Den fortærende ild (Aarhus: Aarhus Universitetsforlag, 2004). 6. Literally: ‘creating a folly’; P. Guillaume and M. Schunk, ‘Job’s Intercession: Antidote to Divine Folly,’ Bb 88 (2007), 457–72.
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story’s famous echo of the opening words and title of the Enuma Elish, the Babylonian creation story: beyom ’asot yahweh ’elohim ’eretz weshamayim, ‘On the day that God’s Yahweh created heaven and earth’ (Gen. 2:4). The first words of the book of Adam’s toledoth consciously reiterate Genesis 1:26s: beyom bero’ ’elohim ’adam, bidmot ’elohim ’asah ’oto. ‘On the day that God created humanity, he created it in his image’ (Gen. 5:1). With this reiteration the integrity and coherence of the Bible’s first chapters are confirmed. Here too, the expression that humanity is created as male and female and in the likeness of God is stressed, but there is no suggestion at all that humanity should rule over the world as we find in Genesis 1:26-29. Rather, it is an alternative metaphor of royal ideology which is used: reflecting the relationship between father and son. When Adam has a son, that son is created in Adam’s image and likeness. The list of fathers and sons moves dynastically over ten generations to Noah and the flood story. In the New Testament, when Luke’s gospel describes this genealogy in reverse order in the service of his Jesus story, he closes the list of ancestors with ‘son of Seth, son of Adam, son of God,’ confirming and clarifying thereby Genesis’s metaphor of being created in God’s image. The line of development we find in the genealogy of Genesis 5 is clearly dynastic, as it moves from eldest son to eldest son (Adam, Seth, Enosh, etc.), until one comes to Noah. Here, other interests are taken up and another pattern is used to encompass Noah’s three sons: Shem, Ham and Japheth (Gen. 5:32), in order to parallel Terah’s three sons in the closing of Shem’s genealogy: Abram, Nahor, and Haran (Gen. 11:26). Inheritance of the divine image follows royal ideology in its direct line, while other sons and daughters are born in each generation. This is reiterated at the narrative’s conclusion: ‘When humans began to be numerous on earth and had daughters, the sons of God saw that the daughters of men were beautiful and so they took for themselves any they wanted’ (Gen. 6:1-2). This short description of the royal sons of God and their power to take whatever women they wished, forming the final segment of the creation narrative in Genesis, is a motif which also opens the epic of Gilgamesh as the king of Uruk, young and brave, but – in his recklessness, beating the young men and raping the young women of Uruk – an irresponsible tyrant. In the Bible, just such reprehensible behavior of kings is hinted at in Genesis 6, when such royal ‘sons of god’ recklessly take whichever women they found beautiful – regardless of whose wife or daughter they might be. This text stands together with the dire warnings which Deuteronomy and especially 1 Samuel give concerning the nature of a king’s tyranny (Deut. 17:14-17; 1 Sam. 8:13); it is also used to describe the action of David, which Yahweh saw as evil, namely, the murder of his faithful servant and one of the heroes of old, Uriah the Hittite, when David himself had stayed home, away from the war and found Uriah’s wife so very beautiful that he took her and made her pregnant (1 Sam. 11:1-27). In Genesis, the brief segment of chapter 6:1-4’s reference to ‘sons of god’ does not seem to deal with the legend of the morning star, Lucifer, and the fallen angels, as, for example, Enoch and the Book of Jubilees had understood. Genesis’s treatment of the Lucifer legend is better seen first after the flood, in the narrative segment dealing with the tower of Babel (Gen. 11:1-9), which,
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with the revised genealogy of Shem (Gen. 11:10-26) opens the patriarchal stories. The story of Babel carries a powerful allegorical echo of Jeremiah’s great closing diatribe against Babylon, the destruction of which great city introduces the return from exile and the inauguration of Jeremiah’s new and eternal covenant. The spreading of Babylon’s people over the whole world (Gen. 11:9), with which Jeremiah marks heaven’s victory over Lucifer’s assault, is reiterated in Genesis as a bridge story, introducing the chain-narrative of Abram as ger (Gen. 11:1-9; Jer. 50:1–51:58). In Jeremiah’s song, Israel comes home from exile to Bashan and to Carmel, in Gilead and in Ephraim, while the Judeans come together with Israel in their search for Zion (Jer. 50:4-5, 17-19). Similarly, in Abram’s story, Abram comes from the ‘city of Chaldea’; namely, Babylon. He is also described as coming from Harran (the place of Israel’s exile in Samaritan tradition). Similarly, his story is tied to Moreh of Shechem (= Samaria) as well as Jerusalem’s Moriah (Gen. 11:26–12:3, 6; 15:7; 22:14). In the beginning of Genesis’s revision of Gilgamesh’s and Atrahasis’ flood story, as Yahweh realized humanity’s great evil, he regrets that he had created the world, much as he regretted that he had created Israel in the stories of the golden calf, the quail, and the twelve spies in the wilderness narrative. He wishes to rid himself of the whole of mankind and, beginning with the pious Noah as a new Adam, to create a new humanity. After the flood, when Noah – like Utnapishtim and Atrahasis before him – comes out of the ark, he builds an altar and offers a burnt offering to Yahweh. Yahweh breathes in and, like the gods in Gilgamesh, smells the pleasing odor of the offering and regrets the evil that he has brought over the world. In Gilgamesh, the queen of heaven, Belet-illi lifted her lapis necklace and swore that she will never forget the day on which Enlil so unreasonably destroyed mankind. The god of justice, Ea, then decreed that, for the future, collective punishment was to be banned: only the sinner was to be punished: only the criminal must answer for his crime.7 This first principle of righteousness is left out of the corresponding scene in Genesis, when Yahweh regrets the evil he has done in sending the flood. This central question is rather taken up rather in the parallel story about the destruction of Sodom and Gomorrah in Genesis 18–19 and, in the threefold regret stories in Exodus and Numbers’ stories that we have already discussed. Genesis brings its story towards a new beginning for mankind – a development that is implied by, but which is not a part of either the Gilgamesh or Atrahasis stories. Mankind is blessed with fertility and encouraged to fill the earth, as it had been in Genesis 1’s creation story. Then, reiterating the central episode of the garden story, a new test is presented. Just as with the garden story’s assurance that the fruit from all of the trees of the garden could be eaten, save one, the creation of Genesis 9’s new world presents a new mankind, which is given all that moves for food. Only a single thing is forbidden: meat with its life, its blood, in it, echoing Leviticus’s cult of sacrifice (Lev. 3:17; 17:10-14;
7. B. J. Foster, ‘Gilgamesh (1.132),’ in W. W. Hallo, The Context of Scripture I (Leiden: Brill, 1997), 458–60.
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Deut. 12:16) in order to stress the theme that humanity is brought into accord with the cult’s image of God, one who enjoys the pleasant smell of an offering. The reiteration of the garden story’s test, on the other hand, hardly encourages the reader to have any expectation that this test and covenant will succeed better than that of the garden story. Nor does the story’s anthropology awaken confidence in the future. Human beings are no longer Genesis 1’s or Psalm 115’s peaceful rulers of the world, giving their creator the opportunity to rest on the Sabbath. Rather, all the animals of the earth and all the fish in the sea now face the terror which mankind’s god-imitating desire for meat presents for them, while Yahweh is given back the task of ruling the world, maintaining order through the calendar and cycles of this earth (Gen. 8:22). In his need to control the uncontrollable human wilfullness, Yahweh takes up the role of Ares, the Greek god of war, hanging his war-bow in the sky as a remembrance. The new mankind are in his image – they will be like Ares’ two sons, Deimos and Foibos – ‘Fear’ and ‘Terror’ (the moons of the god Mars in Roman myth; Gen. 9:2). Genesis’s story of the flood hardly closes peacefully, as the Akkadian story does with Belet-Illi’s necklace, a reminder and a promise of divine regret for the evil they did in the flood. The Bible has rather Yahweh’s ambiguous bow: the sign of the covenant, reminding him not to destroy all that lives (Gen. 9:12-17). Yahweh’s seeming promise of a rainbow’s protection, at the same time, marks also ancient Near Eastern myth’s great alternatives to the flood’s power to limit mankind: famine, plague, and the sword! Yahweh, our Hebrew Ares, ‘the most disgusting of all the Greek gods’ and mankind, in his image as Ares’ sons, will together be prepared to spread war over the face of the earth. They are the figures which project the Pentateuch’s narrative of holy war which will open when Yahweh meets Moses at the burning bush (Exod. 3). The narrative plot which Genesis 1–10 introduces is long and complex: a plot that opens in Abram’s journey from the city of the Chaldeans and from Harran: an ominous allegory introducing a story of a future loss and destruction, presenting an unmistakable evocation of Samaria and Jerusalem’s repentant return from exile in the story’s far distant future: a future that proceeds from holy war’s retributive destruction of Babylon’s pride, celebrated in Genesis’s parable of Babel’s tower – the fall of the proud and haughty, which spreads its people into exile and serves to open the story of Abraham. Abraham’s is an origin story which takes its point of departure in a prophetic pantomime of the story’s tearful closure: Israel’s surviving, repentant remnant, a utopia, offering not Ares’ bow of war, nor the fear and terror of old Israel’s covenant, but a new covenant for a new Israel: a god-fearing people with insight, who see and hear and understand. However we might think of Babylon’s fall, Israel’s destiny or piety’s fear of God, the Pentateuch’s ironic allegory of Yahweh’s self-understanding, created in the image of Moses, is firmly placed within a narrative world’s cabinet of mirrors.
19 Changing perspectives on the history of Palestine 1991–2011
Since the mid-1970s, the conviction among scholars has steadily grown that the biblical archaeological agenda of creating a historical synthesis of the biblical narrative with archaeological results is no longer viable. A convergence of the biblical tradition with historical and archaeological remains is very limited, and progress in historical reconstruction follows closely our ability to develop historical questions, which are independent of the allegorical world of biblical narrative. The problems of reading the Bible as a history of Palestine’s past are today well known. Nevertheless, there are still many biblical scholars and archaeologists who unfortunately continue to work within the biblical archaeological agenda in their efforts to develop what Megan Bishop Moore insists on calling ‘a critical history of ancient Israel,’ but which is rather an essentially tendentious biblical history that has at best been rationalized rather than corrected and confirmed through extra-biblical sources.1 The agenda itself is no better than that furthered in the work of William Foxwell Albright throughout the 1940s and 1950s.2 Indeed, most of the efforts to develop what is often called a ‘middle ground’ in the current debate about Palestine’s history – in recent books such as those by Mario Liverani,3 Nadav Na’aman,4 Israel Finkelstein,5 1. See M. Bishop Moore, Philosophy and Practice in Writing a History of Ancient Israel, LHB OTS 435 (London: T&T Clark, 2006). For a critique, see I. Hjelm, ‘Samaritans’ History and Tradition in Relationship to Jews, Christians and Muslims: Problems in Writing a Monograph,’ paper given at the conference of the SÉS in Papa, Hungary in July, 2008; see also her review of Bishop Moore’s book in SJOT 22/1 (2008), 150–54 and, the shortened version, in CBQ (2008), 579–80. 2. For a systematic critique of this method, see T. L. Thompson, The Historicity of the Patriarchal Narratives: The Quest for the Historical Abraham, BZAW 133 (Berlin: de Gruyter, 1974); J. Van Seters, Abraham in History and Tradition (New Haven, CT: Yale University Press, 1975). 3. M. Liverani, Israel’s History and the History of Israel (London: Equinox, 2005), esp. 128–42. 4. N. Na’aman, Ancient Israel and its Neighbors: Interaction and Counteraction (Winona Lake, IN: Eisenbrauns, 2005). 5. I. Finkelstein and N. A. Silberman, The Bible Unearthed: Archaeology’s New Vision of Ancient Israel and the Origin of its Sacred Texts (New York: Free Press, 2001); I. Finkelstein and N. A. Silberman, David and Solomon: In Search of the Bible’s Sacred
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Amihai Mazar6 and others7 – share the goal of creating a synthesis of historical and biblical studies by correcting the Bible’s story, but, nevertheless, make little effort to understand the biblical discourse from within its own context. It seems worthwhile, therefore, to use the first part of my chapter to discuss how perspectives on the history of Israel have changed since the 1950s so as to undermine any such synthesis.
Changing perspectives on Israel: historical-critical studies By the 1950s and early 1960s, there had developed three influential agendas for writing the ancient history of the South Levant and its peoples. The first of these was a historicizing paraphrase of the biblical narrative from Genesis to 2 Kings. Integrating insights from form and tradition history of the Bible with a rich understanding of Palestine’s geography, archaeological remains, and inscriptions from the Bronze and Iron Ages, Albrecht Alt developed a scenario to explain the transition in Palestine’s history from the Late Bronze period to the Iron Age with the help of a variety of analogies drawn from anthropological theory, religion, and law. Central to this reconstruction was his effort to describe the transition from a system of Canaanite city-states under the Egyptian empire in the Late Bronze Age to a political culture in the highlands, dominated by independent, national, regional states during the Iron Age, of which Israel, with origins in steppe pastoralism, was seen as one of the most dominant. Alt, following primarily Max Weber, proposed an abstract and stereotyped dichotomy between an indigenous agrarian society of Canaanites, who, having a polytheistic fertility religion and a literature and legal traditions which were influenced by Mesopotamia, were located primarily in the lowland towns of Palestine on Kings and the Roots of the Western Tradition (New York: Free Press, 2006); I. Finkelstein and A. Mazar with B. B. Schmidt (ed.), The Quest for the Historical Israel: Debating Archaeology and the History of Early Israel, ABS 17 (Atlanta, GA: SBL, 2007). 6. A. Mazar, ‘Remarks on Biblical Traditions and Archaeological Evidence Concerning Early Israel,’ in W. G. Dever and S. Gitin (eds), Symbiosis, Symbolism and the Power of the Past: Canaan (Winona Lake, IN: Eisenbrauns, 2002), 85–98; Finkelstein and Mazar, The Quest. 7. E.g., D. Edelman, The Origins of the ‘Second Temple’: Persian Imperial Policy and the Rebuilding of Jerusalem (London: Equinox, 2005); O. Lipschitz, The Fall and Rise of Jerusalem (Winona Lake, IN: Eisenbrauns, 2005). For broader discussions, see especially the series of volumes that have been published by the ESHM on its annual meetings from 1996 to the present and edited by L. L. Grabbe; see also the proceedings from a symposium in Rome in 2003 edited by M. Liverani and G. Garbini, Recenti tendenze nella ricostruzione della storia antica d’Israele (Rome: Accadamia Nazionale dei Lincei, 2005); see also the proceedings of a symposium in 2001at Trinity International University, in J. K. Hoffmeier and A. Millard (eds), The Future of Biblical Archaeology: Reassessing Methodologies and Assumptions (Grand Rapids, MI: Eerdmanns, 2004) and the POOTS from January 2001 to June 2003 in J. Day (ed.), In Search of Pre-Exilic Israel (London: T&T Clark: 2004).
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the one hand and Israelites, whom he understood to have originated in a coalition of what were described as ‘semi-nomadic’ sheep and goat herders,8 who were also described as having had a monotheistic religion, centered in a tradition of divinely revealed, ‘apodictic’ law and an ancestor cult of the ‘God of their fathers.’ Israel, he proposed, had first immigrated into greater Palestine in the course of the Late Bronze Age, while gradually and peacefully settling in the highlands from the beginning of the Iron Age. Not only was Alt’s proposed transition from the Late Bronze period to the Iron Age a subtle allegorizing of Genesis’ dichotomy between the twelve tribes of the cursed Canaan (Gen. 9:25-27; 10:15-19) and the twelve tribes of the chosen Israel (Gen. 32:27-30; 35:23-26), it allowed Alt to resolve a central problem in Palestine’s history – the apparent dislocation of the population of Palestine during the Late Bronze transition to the Iron Age – with the help of the Bible’s narrated past. Of course, one needed to look away from the conquest tales of Joshua and reinterpret the narrative of failed conquest one meets in Judges and see evidence of peaceful immigration! Closely linked to Alt’s revision of the biblical story was a sociologically oriented analogy of a tribal federation, or ‘amphictyony.’ This concept was essential to Alt’s understanding of the unity of the tribes which created an Israel as well as to his interpretation of the biblical and theological motif of covenant as a social contract among Greater Palestine’s pastoralists. He used his amphictyonic covenant to explain the creation of early Israel as a federation of twelve tribes. The evidence which supported his hypothesis, however, was a very general, Greek and Italian inspired analogy of tribal federation around a central sanctuary in the Hellenistic period.9 This fragile argument from analogy had hardly the structure of a critical, historical argument one could propose outside of biblical studies. Its ability to historicize the Bible was both its primary strength and greatest weakness. Rather than a historical synthesis of evidence drawn from both biblical studies and archaeology, it was a typologically based, harmonizing revision of Joshua and Judges.10 Alt, however, understood 8. The term ‘semi-nomadic’ is a vague and somewhat misleading term which has been used to distinguish primarily forms of transhumant shepherds from what was considered the ‘full nomadism’ of the camel-breeding Arabs, who dominated trade in the Iron Age. For a description and discussion of nomadism and its relationship to pastoralism, see, above all, N. P. Lemche, Early Israel: Anthropological and Historical Studies on the Israelite Society Before the Monarchy (Leiden: Brill, 1985); following Lemche on the issue of pastoralism in Palestine, see also Chapter 7, this volume; I. Finkelstein, ‘Arabian Trade and Socio-Political Conditions in the Negev in the Twelfth-Eleventh Centuries, bce,’ JNES 47 (1988), 241–52; see also T. L. Thompson, The Settlement of Sinai and the Negev in the Bronze Age, BTAVO 8 (Wiesbaden: Dr. Reichert Verlag, 1975), esp. 5–30. 9. A. Alt, ‘Ein Reich von Lydda,’ ZDPV 47 (1924), 169–85; A. Alt, Die Landnahme der Israeliten in Palästina: Reformationsprogramm der Universität Leipzig (Leipzig, 1925); A. Alt, ‘Erwägungen über die Landnahme der Israeliten in Palästina,’ Palästina Jahrbuch 35 (1939), 8–63 and esp. M. Noth, Das System der zwölf Stämme Israels, BWANT IV/I (Stuttgart: Niemeyer, 1930). 10. See Thompson, Historicity; Van Seters, Abraham; also A. Alt, Der Gott der Väter (1929), reprinted in Kleine Schriften zur Geschichte des Volkes Israel I (Munich:
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his argument as a historical one and presented it in an effort to define a specific development in the social-political organization of Palestine’s society: a transition from a Palestine controlled by a system of Late Bronze ‘Canaanite citystates’ to a Palestine dominated by national, regional states of the Iron Age,11 leading a historicist reading of the Bible immediately and unproblematically from Judges’ narratives of an extensive period of settlement and delayed conquest to the stories of the rise of the historical monarchy, which he drew from 1 Samuel. Alt and Noth’s methods of a ‘form-critical’ and ‘tradition-critical’ analysis of the Bible’s origin stories followed closely Otto Eissfeldt’s neo-orthodox revision of Gunkel’s Formgeschichte. This revision of Gunkel’s understanding of the origins of biblical narrative brought scholarship much closer to what was in fact a fundamentalist’s point of departure; namely, to the assumption that origin stories must have once reflected historical events.12 The twelve-tribe amphictyony, centered in a central sanctuary, establishing the unity of the tribes entering Palestine, stood at the center of this revision of our understanding of biblical narrative. It was this concept which was the first to collapse under criticism during the 1960s and early 1970s.13 The unique motif from biblical tradition – a specifically twelve-tribe amphictyony – was, at best, problematic, as,
C. H. Beck, 1953), 1–78; A. Alt, Der Staatenbildung der Israeliten in Palästina: Reformationsprogramm der Universität Leipzig (Edelmann, 1930); A. Alt, ‘Die Ursprünge des israelitischen Rechts,’ (1934), reprinted in KS I, 278–332; A. Alt, ‘Herren und Herrensitze Palästinas im Anfang des zweiten Jahrtausends v Chr,’ ZDPV 64 (1941), 21–39. Further, see M. Weippert, Die Landnahme der israelitischen Stämme in der neueren wissenschaftlichen Diskussion, FRLANT 92 (Göttingen: Vandenhoeck & Ruprecht, 1967) and T. L. Thompson, Early History of the Israelite People: From the Written and Archaeological Sources (Leiden: Brill, 1992), 27–34. 11. See also G. Buccellati, Cities and Nations of Ancient Syria: An Essay on Political Institutions with Special Reference to the Israelite Kingdoms (Rome, 1967). 12. B. O. Long, ‘On Finding the Hidden Premises,’ JSOT 39 (1987), 10–14; O. Eissfeldt, ‘Stammessage und Novelle in den Geschichten von Jakob und von seinen Söhnen,’ Eucharisterion: Festschrift H. Gunkel (Leipzig, 1923), 56–77; further on this issue, see Thompson, Early History, 8–10. 13. H. M. Orlinsky, ‘The Tribal System of Israel and Related Groups in the Period of the Judges,’ OA 1 (1962), 11–20; G. Fohrer, Altes Testament: “Amphiktyonie” und “Bund”? Studien zur alttestamentlichen Theologie und Geschichte (1949–1966), BZAW 115 (Berlin: de Gruyter, 1969), 84–119; N. P. Lemche, Israel i Dommertiden: En oversight over diskussionen om Martin Noths Das System der zwölf Stämme Israels (Prize essay with University of Copenhagen, 1968: Copenhagen: Gads Forlag, 1971); and especially N. P. Lemche, ‘The Greek Amphictyony: Could It be a Prototype for the Israelite Society in the Period of the Judges?’ JSOT 4 (1976), 48–59; A. D. H. Mayes, Israel in the Period of the Judges, SBTh 29 (Naperville, IL, 1974); A. D. H. Mayes, ‘The Period of the Judges and the Rise of the Monarchy,’ in J. H. Hayes and J. M. Miller, Israelite and Judaean History (Philadelphia, PA: Westminster, 1977), 285–331; C. H. J. de Geus, The Tribes of Israel: An Investigation into Some of the Presuppositions of Martin Noth’s Amphictyony Hypothesis, Studia Semitica Neerlandica 18 (Assen, 1976).
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h istorically, there had been quite different numbers of tribes (from 7 to 23) in the known Italian and Greek amphictyonies! That such federations were, more over, unknown before the Hellenistic period also created difficulties for any who would place such a biblical amphictyony in the Late Bronze and early Iron Age. Moreover, no central sanctuary, related to all of Israel’s tribes – including Judah – is known in the Bible. Nor can the tribal nature of any Old Testament covenant be supported and a national role of the Judges is nowhere apparent in the stories. Alt and Noth’s theory of a twelve-tribe amphictyony lacked even a storied substance. On the other hand, two of the dichotomies sketched by Alt – the Canaanite/ Israelite polarity and the marked, geographic differences in settlement patterns reflected in archaeological surveys of the highlands and lowlands of Palestine – continued to play a role in scholarly debates. Both dichotomies played a central role in the ‘social revolution model’ of Israelite origins, which had been presented by George Mendenhall in 1962 and fully developed by Norman Gottwald in the course of the 1970s.14 Rooted in Mendenhall’s effort to affirm the historicity of both the Mosaic covenant and monotheism on the basis of similarities with ‘contemporary’ fourteenth-century Hittite treaties, and asserting an Alt-like dichotomy within Late Bronze Canaan between impoverished peasants and oppressive overlords, Gottwald argued for Israel’s origins in a Vietnam inspired social revolution, which had been triggered by the arrival in Palestine of a ‘Moses group’ from Egypt, bearing the good news of a revolutionary religion. Although this argument draws on analogies from sociological models, its success was due to its usefulness for theology: not history. Its reception among historians in biblical studies, beginning already with Manfred Weippert’s extensive review in 1967, was, nevertheless, astonishingly positive.15 Although this acceptance certainly reflected the theological poverty of this branch of biblical studies, the key to the success of Mendenhall and Gottwald’s thesis was its recognition that it was first of all ideology which separated ‘Canaanites’ and ‘Israelites;’ that, indeed, the ‘Israelites’ had been indigenous to the land. It was with Niels Peter Lemche’s doctoral disputation, which systematically set Mendenhall and Gottwald’s use of sociology and anthropology under critique in
14. G. E. Mendenhall, ‘Law and Covenant in Israel and the Ancient Near East,’ and ‘Covenant Forms in Israelite Tradition,’ BA 17 (1954), 26–46, 50–76; G. E. Mendenhall, ‘The Hebrew Conquest of Palestine,’ BA 25 (1962), 66–87; G. E. Mendenhall, ‘Between Theology and Archaeology,’ JSOT 7 (1978), 28–34; G. E. Mendenhall, ‘Ancient Israel’s Hyphenated History,’ in D. N. Freedman and D. F. Graf (eds), Palestine in Transition: The Emergence of Ancient Israel, SWBAS 2 (Sheffield: SAP, 1983), 91–103; N. K. Gottwald, ‘Domain Assumptions and Societal Models in the Study of Pre-Monarchic Israel,’ VTS 28 (1975), 89–100; N. K. Gottwald, The Tribes of Yahweh: A Sociology of the Religion of Liberated Israel 1250–1050 bce (Maryknoll, 1979). 15. M. Weippert, Die Landnahme; cf., however, T. L. Thompson, ‘The Joseph and Moses Narratives 1–2,’ in Hayes and Miller (eds), Israelite and Judaean History, 149–80; and Chapter 2, this volume.
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198516 – a critique, which also maintained the indigenous quality of early Iron I settlements in the highlands – that the ‘social revolution model’ of Israel’s origins began to lose influence. The dichotomy implicit in Alt’s lowland/highland opposition, however, continued to mark a sharp geographical distinction between ‘Canaanites’ and ‘Israelites,’ and continued to play a decisive role in the biblically oriented analysis and interpretation of archaeological surveys of the West Bank, which had followed in the wake of the Six-Day war.17 My related study of the Late Bronze settlement history of the highlands showed that the scarcity of Late Bronze settlement in both the highlands of Judea and the central hills (apart from the Nablus syncline) contrasted sharply with the patterns of settlement in the highlands during both the Middle Bronze II and the Iron Age II periods:18 observations that eventually drew archaeologists away from Alt’s Canaanite–Israelite dichotomy, to embrace – with Lemche, Mendenhall, and Gottwald – the indigenous character of settlements in the highlands of the early Iron Age.
Biblical archaeology The American archaeologist and linguist W. F. Albright had shared Eissfeldt’s conviction that biblical stories originally reflected historical events and he maintained that these events could be discovered in the earliest levels of the tradition. Also sharing Alt’s goal of constructing a history of early Israel on the basis of a synthesis of biblical, archaeological, and ancient Near Eastern studies, as well as his belief in a pre-literary, oral transmission of biblical tradition, Albright attempted to identify convergences between biblical narrative and extra-biblical data. His ultimate goal was to fit a critically corrected biblical history of Israel into the framework of ancient Near Eastern history.19 It was, however, a Bible’s story, from Abraham to Ezra, which provided the structure for his history of the ancient Near East. While hundreds of critical discoveries were thought to both correct and confirm
16. Lemche, Early Israel. 17. M. Kochavi, Judaea, Samaria and the Golan: Archaeological Survey 1967–68 (Jerusalem: Israel Exploration Society, 1972). 18. T. L. Thompson, The Settlement of Palestine in the Bronze Age, BTAVO 34 (Wiesbaden: Dr. Reichert Verlag, 1979), 45–50, 63–68; T. L. Thompson, Palästina in der Spätbronzezeit, TAVO B II 11d (Wiesbaden: Dr. Reichert Verlag, 1980). 19. W. F. Albright, From the Stone Age to Christianity (Garden City, NY: Anchor, 1940); W. F. Albright, The Archaeology of Palestine (London: Taylor and Francis, 1949); W. F. Albright, Archaeology and the Religion of Israel (Baltimore, MD: Johns Hopkins University Press, 1953); W. F. Albright, Recent Discoveries in Bible Lands (New York: Funk and Wagnalls, 1955); W. F. Albright, The Biblical Period from Abraham to Ezra (New York: Harper, 1963); W. F. Albright, History, Archaeology and Christian Humanism (New York: McGraw-Hill, 1964); W. F. Albright, Yahweh and the Gods of Canaan (London: Athlone Press, 1968); see also Thompson, Early History, 10–26.
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his synthesis, the breathtaking ambition of his project was unfortunately seriously diminished by shallow historical and exegetical perspectives. The circularity of his arguments, the contamination of his sources, the lack of critical safeguards, and the absence of a clear method of analysis and verification ended in undermining his synthesis. Albright was neither exegete nor historian, but an archaeologist of great originality and a philologist of breadth and accuracy.20 Separated from the Bible and history, his work in these two fields continues to stand. The understanding of a ‘patriarchal period’ as a period in Palestine’s history, the assertion of the historicity of the Mosaic origins of monotheism and the placing of Joshua’s conquest in the Late Bronze – Iron Age transition period were the three major areas in which Albright attempted to correct and confirm the Bible ‘in the light of archaeology.’ Albright insisted throughout that ‘extra-biblical evidence’ was a necessary requirement for writing the history of Israel. For example, fundamental to his understanding of Joshua’s conquest was ever the correction of the Bible’s chronology for the conquest to the Late Bronze/Iron Age transition – a downward shift in biblical chronology of some two hundred years; for only then, claimed Albright, at the time of the destruction of the Canaanite cities, was Joshua’s conquest possible.21 The ruin of at-Tall had not been occupied between the Early Bronze II period, in the third millennium and the Iron II period, and therefore could hardly have been the ’Ai, which Joshua had conquered in the Bible’s story (Josh. 8:1-29). Albright argued that the historicity of the Joshua narrative could, nevertheless, be confirmed, but the story was to be understood as recounting, rather, the conquest of nearby Beitin (the biblical Bethel of Josh. 8:12)! Like Alt, Albright hardly assumed that all early biblical narratives were historical. Yet, for Albright – in contrast to Alt’s preference for the narrative of Judges 1 – Joshua 1–9 was provably the historically verifiable story of Israel’s entrance into Palestine. Original accounts of historical events had, in fact, survived in the Bible in fragmentary and partially fictionalized form. He cautioned his colleagues that the Bible’s historicity was ever to be confirmed as an ‘essential’ or ‘minimal historicity.’ Albright’s dominant convictions lay in the projection of a grand synthesis and he built its foundation on his ‘history of the patriarchal period.’ It embraced nearly every major discovery of preWorld War II archaeology: the Cappadocian tablets, the Execration Texts, inscriptions from Egypt’s First Intermediate and the great finds of cuneiform tablets from Ur III, Mari, Ugarit, Amarna, and Nuzi! Both site excavation and field survey from the whole of the Fertile Crescent played their role in this ever-expanding synthesis of just about everything we knew about the second millennium bce. After the war, Albright’s synthesis of a patriarchal
20. Thompson, Early History, 12–13. 21. A correction of biblical chronology which has been adamantly opposed by J. J. Bimson, Redating the Exodus and Conquest, JSOTS 5 (Sheffield: Sheffield Academic Press, 1981).
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period was presented as biblical archaeology’s most significant and lasting success. Central to it, was his projection22 of a region-wide migration of semi-nomadic pastoralist Amurru – identified through their distinctive WestSemitic names – during the period between 2000 and 1600 bce. Amurru first appear in texts from Ur in South Mesopotamia at the very end of the third millennium, when they gained power and established the Old Babylonian first dynasty. Shortly after this, Amurru are also known to control Mari in North Mesopotamia. We learn from the archives of Mari of tribal groups of Amurru, among which are the Binu-jaminu,23 in the area of Harran. The migration of Amurru is understood to have moved southwards into Palestine late in the third millennium on the basis of West Semitic names of the rulers of Palestine’s towns, which were found on the ‘Execration Texts.’ This migration Albright associated with the biblical ‘Amorites,’ using the term, now, however, as a linguistic and ethnic identity marker. The ‘Execration Texts’ from Egypt were first dated to the twentieth and nineteenth centuries bce, on which the names of town rulers from Palestine were listed in association with the names of towns and were interpreted as giving evidence of both a tribal and nomadic background for the population as a whole. This corresponded with the then dominant archaeological understanding of the ‘Middle Bronze I’ period in Palestine as a period in which Palestine had been overrun by semi-nomadic tribal groups who were migrating from Mesopotamia.24 It was but an easy step to expand this migration into Egypt, where texts refer to ’amw shepherds and ‘semi-nomadic’ raiders. The biblical narratives – and, in particular, the stories of Abraham’s migration from Ur to Harran and to Canaan in Genesis 11:26-30, including his further move into Egypt in the story of Genesis 12:10-20 – were understood as rendering a historical convergence with the history of Middle Bronze I Palestine. This harmonizing construction was thought further to have been supported by some 4000 cuneiform tablets written in the middle of the second millennium, which reflected family customs, which were interpreted as remarkably similar to ‘customs’ reflected in the stories of Genesis, but unknown at any other period. Already in 1932, Albright concluded that Abraham, Isaac and Jacob ‘now appear as true children of their age, bearing the same names, moving about over the same territory, visiting the same towns, practicing the same customs as their contemporaries. In other words, the patriarchal narratives have a historical nucleus throughout.’25Although there were some early criticisms of this trend in biblical studies, they were few and indirect. The
22. For this and the following, see Thompson, Historicity, 316–17. 23. Correcting my reading in Thompson, Historicity, 58–66, where I had wrongly argued that the name could not be associated with the biblical Benjamin. See, rather, A. Malamat, ‘Aspects of Tribal Societies in Mari and Israel,’ RAI 15 (1967), 129–38. 24. See, for example, The Pottery of Palestine in the EBIV/MB I Period, ca. 2150–1850 BC (unpublished dissertation, Harvard University, 1966). 25. W. F. Albright, The Archaeology of Palestine and the Bible (1932), 236.
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earliest came in the late 1950s.26 Most biblical scholars, however, seemed to agree with H. H. Rowley’s summation:27 The basic facts included such items as the movements of the patriarchs, their occupations, their relations with their neighbors, and their marriages and deaths. There is every reason for the modern scientific historian to accept the basic family history, which served as the foundation for the [Genesis] author’s religious history. The sciences of ancient Near Eastern history and especially of archaeology have shown that the underlying social, judicial, political, geographical and religious conditions in Genesis are precisely those of the second millennium and could not have been invented by an author living in a much later period.28
Only in the 1970s, with the systematic critiques of John Van Seters and the present writer,29 was there a systematic challenge made regarding how biblical scholars did history. Once the texts and evidence for the biblical archaeological synthesis which Albright and his colleagues had constructed were examined separately and independently, the synthesis collapsed. None of the ‘facts’ held. Although the Nuzi tablets provided us with one of the most coherent, single-period collections of family contracts, they illustrate the practice of social customs in the mid-fifteenth century bce. They appear as part of a common tradition, which began already before the end of the third millennium and continued until at least the Byzantine period. Rather than giving evidence of a centuries-long mass migration of semi-nomadic Amorites that threatened the ancient Near East for nearly a half millennium, the designation ‘Amurru’ is neither to be understood as ethnic nor indicative of nomadism. It identified individuals as ‘westerners’; namely, those who came from west of the Euphrates. Ur III and Old Babylonian inscriptions illustrated an integration of originally Sumerian, Akkadian and West Semitic speakers at all levels of the society. The
26. J. J. Finkelstein, ‘The Bible, Archaeology and History,’ Commentary 27 (1959), 341–9; M. Noth, ‘Der Beitrag der Archäologie zur Geschichte Israels,’ VTS 7 (1960), 262–82; G. von Rad, ‘History and the Patriarchs,’ ET 72 (1960/1961), 213–16; W. Stählin, Auch Darin hat die Bibel Recht (1964); M. Smith, ‘The Present State of Old Testament Studies,’ JBL 88 (1969), 19–35; B. Mazar, ‘The Historical Background of the Book of Genesis,’ JNES 28 (1969), 73–83. 27. Of course, the two very important challenges of J. Van Seters to the interpretation of the Nuzi tablets were the exception: ‘The Problem of Childlessness in Near Eastern Law and the Patriarchs of Israel’ and ‘Jacob’s Marriages and Ancient Near Eastern Customs: A Reexamination,’ both in J. Van Seters, Changing Perspectives I: Studies in the History, Literature and Religion of Biblical Israel, CIS (London: Equinox, 2011), 31–38 and 39–54, respectively. These were written in 1968 and 1969 in preparation for his major comprehensive critique of 1975: Abraham in Tradition and History (New Haven, CT: Yale University Press, 1975). 28. H. H. Rowley, Worship in Ancient Israel (1967), 5–7. 29. Thompson, Historicity, 1974; Van Seters, Abraham.
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Mari letters clearly showed evidence of tribally organized groups in the Mari area, living at various levels of integration with the town dwellers of Mari, whose homeland could be identified as Jebel Bishri in the Syrian steppe. Rather than an invasion of semi-nomads from Mesopotamia, Palestine’s Middle Bronze I period reflected an indigenous, impoverished, agrarian settlement with a larger than normal investment in sheep and goat herding. This was in response to long term drought conditions, following the Early Bronze sub-pluvial. The Execration Texts had been both misdated and misinterpreted. They list permanent towns and rulers of the late nineteenth and early eighteenth centuries; that is, the Middle Bronze II period. The term ’Amw of Egyptian inscriptions is wholly unrelated to the Accadian word Amurru and referred to indigenous Semitic speaking peoples of Egypt’s delta and eastern desert.30 The synthesis of biblical archaeology, based on an assumption that biblical stories must have originated in historical events, reflect a systematic distortion of history. Three principles can be drawn from these critiques:
• Archaeological and historical data must be independently interpreted, prior to any comparison with biblical traditions. • This data must not be distorted by using parallels drawn from one period, while ignoring comparable parallels from other periods. • The biblical text itself must be examined independently and interpreted on its own terms prior to drawing on any parallels that might be thought to be present in extra-biblical sources.31
In the mid-1970s, an independent historical construction of Palestine’s history, based on historical and archaeological evidence, was only beginning to be developed. The recognition that the history of Palestine stood apart and separate from the theological and mythic perspectives of the Bible opened, in fact, many new possibilities for both biblical studies and archaeology. The publication in 1977 of John Hayes and Max Miller’s, Israelite and Judean History,32 which brought together a summary of the then, current thinking on the relationship of biblical narratives to history, not only strengthened these conclusions but brought them to embrace the whole of the origin stories of the Bible from Genesis to the end of Judges. In J. Alberto Soggin’s words: ‘With the foundation of a united kingdom under David, the history of Israel leaves the realm of pre-history … The kingdom under David and Solomon constitutes a datum point from which the investigation of Israel’s history can be safely begun.’33 Nevertheless, even this statement, which moved the watershed between pre-history and history from 30. Thompson, Historicity, 1975, passim; Van Seters, Abraham, 1975, Part I. 31. Paraphrasing W. Malcolm Clark, ‘The Patriarchal Traditions,’ §2: ‘The Biblical Traditions,’ in Hayes and Miller (eds), Israelite and Judaean History, 120–48; see also Thompson, Historicity, 2–4, 52–7, 315–26. 32. Hayes and Miller (eds), Israelite and Judaean History. 33. J. A. Soggin, The Davidic-Solomonic Kingdom,’ in Hayes and Miller (eds), Israelite and Judaean History, 332–80.
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the Abraham stories of Genesis to the David stories of 1–2 Samuel was challenged within this same volume. Not only was the historical relevance of the David and Solomon stories of the Bible unattested, but their literary function was ahistorical. The ‘guiding motivations of their construction are fundamentally disruptive of historical categories.’34 Within just three years, the field as a whole had shifted from an unchallenged confidence in Biblical archaeology’s projection of the historicity of the patriarchal narratives and biblical origin stories in general to an emphatic rejection of any historical relevance.35 Although a few archaeologists attempted to maintain a historical patriarchal period and identify it with the Middle Bronze II period,36 few could support the historicity of Genesis to Judges. In less than a decade, two monographs solidified the conclusions about historicity from the 1970s and paved the way for writing a history of Palestine and Israel independently of biblical perspectives. John Van Seters’s In Search of History of 198337 placed biblical historiography within its ancient literary context and clearly described its fictional function. Niels Peter Lemche’s Early Israel 38 of 1985 not only reviewed the historicity of the Bible’s origin stories, involving a systematic refutation of Mendenhall and Gottwald’s revolution hypothesis, it proposed a method, based in sociological and anthropological theory, of analyzing the large and growing spectra of archaeological and historical data becoming available to us. The confrontation which came a few years later, in the 1990s, was inevitable.
A Zionist view of the past The third major program which had influenced the way the history of Israel and the South Levant was to be written was an effort to read the biblical myth of exile and return39 to support a nationalist Zionist agenda, which interpreted
34. See Chapters 1 and 5, this volume. 35. For a well-informed summary of this development, see G. W. Ramsey, The Quest for the Historical Israel (London: SCM Press, 1981). 36. W. G. Dever, The Patriarchal Traditions I: Palestine in the Second Millennium, bce: The Archaeological Picture,’ in Hayes and Miller (eds), Israelite and Judaean History, 70–120; cf. Chapter 3, this volume. 37. J. Van Seters, In Search of History: Historiography in the Ancient World and the Origins of Biblical History (New Haven, CT: Yale University Press, 1983). 38. N. P. Lemche, Early Israel: Anthropological and Historical Studies on the Israelite Society Before the Monarchy, VTS 37 (Leiden: Brill, 1985). 39. T. L. Thompson, ‘The Politics of Reading the Bible in Israel,’ HLS 7/1 (2008), 1–15; T. L. Thompson, ‘The Exile in History and Myth: A Response to Hans Barstad,’ in L. L. Grabbe (ed.), Leading Captivity Captive: The Exile as History and Ideology, ESHM 2 (Sheffield: Sheffield Academic Press, 1998), 101–118; P. R. Davies, ‘Exile? What Exile? Whose Exile?’ in Grabbe (ed.), Leading Captivity Captive, 128–138; N. Masalha, The Bible and Zionism: Invented Traditions, Archaeology and Post-Colonialism in Israel– Palestine (London: Zed Books, 2007).
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the biblical narrative as national epic in an effort to support an ethnocentric understanding of both history and archaeology, which actively involved the deArabization of Palestinian geographical names at great cost to the region’s historical heritage.40 This marked, politically directed apologetics and selectivity of biblical archaeology was integrated with a historically problematic function of nation building in modern Israel, an integration which is for historians highly problematic. The political agenda of creating a ‘Jewish’ state has involved not only the use of archaeology to create a coherent national narrative that could represent a single coherent heritage for the new state – unfortunately, a common enough political function of archaeology in many modern nation states41 – the building of the modern state of Israel also involved a reinterpretation of Judaism as a unified ethnic entity, embracing Palestine as a whole. This understanding has supported claims of the state over what it understood as the uniquely Jewish heritage of ancient Palestine. This political function has been created at the expense of a much more complex heritage reflected in the history of Palestine. Biblical archaeological histories of Israel, written in the early post-war period, fostered an image of Israel’s presence in the land as the fulfillment of God’s promise to Abraham, from the time of David to the end of the Bar Kochba revolt in 135 ce on the one hand and a time of Jewish exile, with an understanding of Palestine as an empty land on the other. Jewish exile had two manifestations: the first was the biblical exile at the hands of Nabuchadnezzar, the Babylonian, early in the sixth century. This period closed with a return under Ezra. The other is often referred to as the ‘great exile,’ lasting nearly two millennia from the revolt of Bar Kochba and the exclusion of Jews from Jerusalem in 135 ce to the founding of Zionism in the nineteenth century. Not only did such a nationalist and neo-colonial view of the past lend support to Zionist policies of ‘right of return,’ but, just as importantly, it eliminated such rights to the land’s indigenous population, whose large-scale removal in 1947 and 1948 had been carried out by policies of ethnic cleansing.42 Efforts to erase the historically indigenous character of the Palestinian in the land were supported with the help of the myth of the ‘empty land.’43 This early Zionist policy still continues to distort
40. On the de-Arabicization of the toponomy, see T. L. Thompson, F. J. Goncalvez and J. M. Van Cangh, Toponomie Palestinienne: Plaine de St Jean D’Acre et Corridor de Jérusalem (Louvaine La Neuve: Institute Orientaliste, 1988). 41. For example, even today, in Skåne, which now and for more than three centuries forms part of southern Sweden, school children are taught that this region was originally Swedish territory. Our earliest records (visiting Arabs), however, identify it as having been Danish (courtesy of N. P. Lemche, personal communication). 42. I. Pappe, A History of Modern Palestine: One Land, Two Peoples (Cambridge: Cambridge University Press, 2006), 135–40; I. Pappe, The Ethnic Cleansing of Palestine (Oxford: Oneworld, 2006). 43. T. L. Thompson, The Politics of Reading the Bible; see, further, Y. Zerubavel, Recovered Roots: Collective Memory and the Making of Israeli National Tradition (Chicago, IL: Chicago University Press, 1995); M. Prior, Zionism and the State of Israel: A Moral Inquiry (London: Routledge, 1999); N. Masalha, Imperial Israel and the Palestinians:
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the ancient history of the region through its transformation of the understanding of Judaism as a religion into a national and ethnic identity. The historical influence of Zionist nationalist understanding of Judaism on the study of Palestine’s ancient history has strongly affected both Israeli archaeology and biblical studies up through the early 1990s. Today, this project has met such extensive criticism within Israeli scholarship that it is no longer clear that it defines the agenda of Israeli archaeology as a whole. However, it continues to play a considerably disruptive role in scholarly debates. The nation-building functions of the history of the ancient past introduce extensive distortions in the construction of Israeli heritage, affecting national identity. The ‘cultural-historical paradigm’ of linking Jewish heritage with an ancient Israelite ethnicity on the basis of an methodologically mistaken tie to material remains of the early Iron Age is today recognized by many as bad history.44 In the words of Terje Oestigaard, ‘The archaeologist is not a disinterested observer, but part of the process, whereby certain parts of the past are given importance. The academic debate may deny a political engagement with the past, as in the case of the Palestinians, but the problems persist.’45
Ancient Near Eastern intellectual history The strategy of biblical archaeology since Albright had been to bring archaeology into harmony with a corrected biblical narrative. With the support of analogies, the Bible was read as an account of historical events. Certainly, the use of circular arguments to support the assumption that one can identify a particular biblical story as a context for the composition of biblical narrative – so that one might assert, for example, the historicity of a folk tradition about David’s flight into the wilderness in the tenth century with Israel Finkelstein and Neil Asher Silberman46 or place Deuteronomy and a so-called ‘Deuteronomistic History’ in the context of 2 King’s story of Josiah in which a lost Torah scroll is found in the
The Politics of Expansion (London: Pluto Press, 2000), esp. 105–62; Masalha, The Bible and Zionism; N. Abu El-Haj, Facts on the Ground: Archaeological Practice and Territorial Self-Fashioning in Israeli Society (Chicago, IL: Chicago University Press, 2001); R. Kletter, Just Past? The Making of Israeli Archaeology (London: Equinox, 2005). 44. K. W. Whitelam, The Invention of Ancient Israel: The Silencing of Palestinian History (London: Routledge, 1996), P. R. Davies, The Origins of Biblical Israel, LHB/OTS 485 (London: T&T Clark, 2007). 45. T. Oestigaard, Political Archaeology and Holy Nationalism: Archaeological Battles over the Bible and Land in Israel and Palestine from 1867–2000 (Gothenburg: Götteborg University, 2007), 150–52. 46. I. Finkelstein and N. A. Silberman, David and Solomon: In Search of the Bible’s Sacred Kings and the Roots of the Western Tradition (New York: Free Press, 2006); cf. T. L. Thompson, ‘Archaeology and the Bible Revisited: A Review Article,’ SJOT 20/2 (2006), 286–313.
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temple, which causes Josiah to launch a religious reform with Mario Liverani and Amihai Mazar.47 Such arguments construct a history by taking as its own the Bible’s story of the past. There is no evidence for such constructions. That the allegorical narratives of the Bible sprang from historical events, which are themselves captured by these same allegorical narratives is not only a wholly uncritical and arbitrary assertion that is held without evidence, but it reflects the enormous intellectual poverty of the way we read biblical texts. For such a history, one would merely need good stories. The breakdown of such arguments in the 1970s brought to biblical studies a basic principle of critical historical writing: without evidence, one does not write history. It is for this reason that sound methods demand that we try to distinguish between what we do from what we do not know about the past. Neither the tendency to date biblical works late, to understand biblical narratives as broadly fictive, nor to recognize the obvious lack of historicity of such figures of story, is based on presupposition. Such critical doubt, reflect conclusions which follow from separating history from tradition and archaeology from biblical interpretation. It is neither history’s nor archaeology’s function or purpose to confirm the historical accuracy or relevance of biblical narrative.48 To consider the mythic and allegorical functions of biblical narrative within a symbol system that is appropriate to their authors hardly ignores the deep roots they have in the past. While the Late Bronze texts from Ugarit represent early examples of Syria and Palestine’s role within ancient Near Eastern culture, biblical literature, in contrast, is a relatively late form of this region’s reflection of this intellectual and literary world. Genesis’s flood story offers us a creative revision of Atrahasis, much as Exodus’s so-called ‘covenant code’ forms a closely related echo of Plato’s Nomoi 49 as both reiterate Hammurapi’s codex and early Mesopotamian law and wisdom tropes from the Middle and Early Bronze Ages. Not only does Psalm 104, itself, but Psalms 2, 89 and 110 present us with a clearly coherent strain of biblical song, revisiting themes, lyrics and ideology of Egyptian New Kingdom hymnology, so well
47. M. Liverani, Israel’s History and the History of Israel (London: Equinox, 2005); I. Finkelstein and A. Mazar, The Quest for the Historical Israel: Debating Archaeology and the History of Early Israel, ABS 17, ed. by B. B. Schmidt (Atlanta, GA: SBL, 2007); also Van Seters, Abraham; Van Seters, In Search of History; see however, I. Hjelm, Jerusalem’s Rise to Sovereignty: Zion and Gerizim in Competition (London: T&T Clark, 2004), 272–93; T. L. Thompson, ‘A New Attempt to Date the Patriarchs,’ JAOS 98 (1978), 76–84; T. L. Thompson, ‘A Problem of Historical Method: Reiterative Narrative as Supersessionist Historiography,’ in M. Liverani and G. Garbini (eds), Recenti tendenze nella ricostruzione della storia antica d’Israele (Rome: Accadamia Nazionale dei Lincei, 2005), 183–196. 48. Mazar, in Finkelstein and Mazar, The Quest, 189–91. 49. See G. N. Knoppers and P. B. Harvey Jr., ‘The Pentateuch in Ancient Mediterranean Context: The Publication of Local Lawcodes,’ in G. N. Knoppers and B. M. Levinson, The Pentateuch as Torah: New Models for Understanding Its Promulgation and Acceptance (Winona Lake, IN: Eisenbrauns, 2007), 105–41; P. Wajdenbaum, Argonauts of the Desert: A Structural Analish of the Hebrew Bible, CIS (Sheffield: Equinox, 2011).
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reflected in Akhenaten’s hymn to the Sun.50 Proverbs has its earliest known roots in Sumer and comes to reiterate both the structure and content of such philosophers as the eleventh-century Egyptian Amenemope in his Admonitions or the fifth-century Assyrian Ahiqar in his ‘Sayings,’ while Job offers an ironic take on the Babylonian Ludlul bel Nemeqi.51
A crisis in the history of Palestine and Israel A discussion of the function of biblical literature from the perspective of its role within the literature of the ancient Near East has only begun. The wasteful debate over historicity has been reduced to a disagreement about whether we can use biblical stories, their themes and their narrative elements in a direct way to construct a history of a past for which we have no evidence apart from their presence in biblical narrative. Whenever evidence is available, there is little debate as most historical issues are hardly problematic in themselves: limited more by the equivocation of the antiquity of archaeological evidence, far more than by its facticity or historicity. Names in the Bible of many places, regions and peoples and of kings, including in some cases, the order of their succession and date are often quite accurate and that is hardly cause for surprise. Countless details of the ancient world, which we know first of all from Bible stories, are also reflected in historical sources. The biblical perspective, however, confronts us with literary allegory, with fictional themes and with traditional and reiterated tropes. The world of such literature has its place, but not within a history of events. It is rather in intellectual history based in a literature that is not modern. The mid-1980s publications of John Van Seters on the fictive and ideological character of ancient Near Eastern historiography and the very different comprehensive review of Lemche’s Early Israel, dealing with modern historical methods and the use of anthropology in the writing of Israel’s early history, closed the decade-long debate on Historicity which had marked the 1970s. These two central works consolidated gains and outlined central principles and methods. Lemche excluded both Alt’s theory of origins in an immigration of pastoralists and Gottwald’s thesis of a peasant revolution in order to argue that Israel’s origin lay in an indigenous transition in the sparsely settled highlands of the Late Bronze Period to an agrarian culture in the early Iron Age.52 Lemche’s 50. See Chapter 14, this volume. 51. Further, Chapter 17, this volume; also, T. L. Thompson, The Messiah Myth: The Ancient Near Eastern Roots of Jesus and David (New York: Basic Books, 2005; London: Jonathan Cape, 2006); T. L. Thompson, ‘A Testimony of the Good King: Reading the Mesha Stele, in L. L. Grabbe (ed.), Ahab Agonistes: The Rise and Fall of the Omride Dynasty, LHB/OTS 421 (London: T&T Clark, 2007), 236–92; N. Wyatt, The Mythic Mind: Essays in Cosmology and Religion in Ugaritic and Old Testament Literature (London: Equinox, 2005); N. Wyatt, Word of Tree and Whisper of Stone and Other Papers (Piscataway: Gorgias Press, 2007). 52. N. P. Lemche, Early Israel, 416–32.
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c onclusion, as speculative as it seemed in 1985, reflected new directions in which archaeological research had long been moving.53 The 1957 surveys of Iron I settlements in the Upper Galilee by Yohanan Aharoni,54 turned away from the methods of biblical archaeology, even as they still assumed a biblical historical perspective. The Bible had little to do with the questions Aharoni asked in his field work. Accordingly, massive new data was brought to bear on the transition from the Late Bronze to the Iron Age, which was independently understood within a regional context and orientation. Such early investment of Israeli archaeology in comprehensive surveys and regional settlement found important historical links in the publication of the West Bank surveys by Moshe Kochavi in 1972,55 which was able to confirm many hitherto unknown settlements in the West Bank. It was also this survey which helped me to give structure to the many site files housed in the antiquities’ departments of Jordan, Israel and the British Mandate in my effort to give an overview of Bronze Age sites for the Tübingen Atlas in the late 1970s, sketching also a very brief history of settlement and land use for each of Palestine’s many distinct regions.56 I was able to illustrate that agrarian settlement in the Late Bronze Age was largely limited to the broader valleys of the Shechem area near Nablus, while most of the rest of the hill country had been empty of settlement. This observation stood in marked contrast with both the earlier MB II period and the later Iron Age. The ecologically based shifts of settlement history and land use from the transhumant pastoralism of the EB IV/MB I and LB periods alternated with the sedentary and agriculturally dominant cultures of the EB II, MB II and Iron Age.57
53. See W. G. Dever, Archaeology and Biblical Studies: Retrospects and Prospects (Evanston, IL: Seabury Western Theological Seminary, 1974); W. G. Dever, ‘Retrospects and Prospects in Biblical and Syro-Palestinian Archaeology,’ BA 45 (1982), 103–7; W. G. Dever, ‘Syro-Palestine and Biblical Archaeology,’ in D. A. Knight and G. M. Tucker (eds), The Hebrew Bible and its Modern Interpreters (Philadelphia, PA: Fortress Press, 1985), 31–75; cf., however, W. G. Dever, Recent Archaeological Discoveries and Biblical Research (Seattle, WA: University of Washington Press, 1990), 3–36; M. Skjeggestad, Facts in the Ground? Biblical History in Archaeological Interpretation of the Iron Age in Palestine (doctoral dissertation, University of Oslo, 2001), 46–51. 54. Y. Aharoni, The Settlement of the Israelite Tribes in Upper Galilee (dissertation, Hebrew University, 1957). 55. M. Kochavi, Judaea, Samaria and the Golan Archaeological Survey 1967–1968 (Jerusalem: IES, 1972). 56. T. L. Thompson, The Settlement of Palestine in the Bronze Age, BTAVO 34 (Wiesbaden: Dr. Reichert Verlag, 1979), esp. 39–50, 63–7; T. L. Thompson, Palästina in der Früh bronzezeit, TAVO B II 11a (Wiesbaden: Dr. Reichert Verlag, 1980); T. L. Thompson, Palästina in der Übergangszeit Frühbronze IV/Mittelbronze I, TAVO B II 11b; T. L. Thompson, Palästina in der Mittelbro nzezeit, TAVO B II 11c (Wiesbaden: Dr. Reichert Verlag, 1980); T. L. Thompson, Palästina in der Spätbronzezeit, TAVO B II 11d (Wiesbaden: Dr. Reichert Verlag, 1980). 57. On cycles of nomadism and sedentarization in Palestine, see Chapter 7, this volume; also Thompson, Historicity, 144–71; T. L. Thompson, ‘The Settlement of Early Bronze IV-Middle Bronze I in Jordan,’ ADAJ (1974), 57–71; T. L. Thompson, Early History,
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In her dissertation,58 Diana Edelman attempted to identify Saul’s kingdom of biblical narrative as a ‘tribal chiefdom’ and to relate it with the Iron I settlements of the archaeological surveys in the region of Ephraim and Manasseh.59 That same year, however, Robert Coote and Keith Whitelam argued for a systematic separation of views of the past based on biblical narratives from constructions of history, which should be based on archaeology and extra-biblical texts.60 Central to the arguments of both Edelman and Coote and Whitelam was Gösta Ahlström’s thesis, probably following Lemche, that the ‘Israel’ of the Merneptah stele, which he believed referred to the population of the Iron I settlements in the central hills, had been historically indigenous to Palestine.61 That is, ancient ‘Israelites’ were not to be differentiated from so-called ‘Canaanites.’ In this, the biblical tradition was fatally misleading. It was, finally, Israel Finkelstein’s systematic interpretation of the archaeological Survey of Israel which decisively moved the field away from a biblical archaeological oriented history. Supporting Lemche’s critique of Gottwald’s revolt model, while also insisting on the indigenous character of the Iron I settlements, Finkelstein offered a systematic interpretation of the regional settlement of Palestine that definitively changed our approach to the questions of origins. He gave us a comprehensive, synthetic account of the archaeological remains, wholly independent of the biblical narrative by creating a region by region analysis of the survey results. 156–8; 230–31; D. Esse, Beyond Subsistence: Beth Yerah and Northern Palestine in the Early Bronze Age (dissertation, University of Chicago, 1982); R. B. Coote and K. W. Whitelam, The Emergence of Early Israel in Historical Perspective (Sheffield: Sheffield Academic Press, 1987); H. Weippert, Palästina in vorhellenistischer Zeit, Handbuch der Archäologie, Vorderasien II/1 (München, 1988); I. Finkelstein, The Archaeology of the Israelite Settlement (Jerusalem: Israel Exploration Society, 1988), 185–90.; L. Geraty et alii speak of this cycle in terms of ‘cycles of intensification and abatement in settlement and land use’ in ‘Madaba Plains Project: A Preliminary Report of the 1987 Season at Tell el-’Umeiri and Vicinity,’ BASORS 26 (1990), 59–88; S. Richards, on the other hand, describes the cycle as a ‘systemic perspective of urban collapse, decline and regeneration’ in ‘The 1987 Expedition to Khirbet Iskander and its Vicinity: Fourth Preliminary Report,’ BASORS 26 (1990), 33–58; see further: I. Finkelstein and N. Na’aman (eds), From Nomadism to Monarchy: Archaeological and Historical Aspects of Early Israel (Jerusalem: Yad Izhaq ben Zvi, 1994). 58. D. Edelman, The Rise of the Israelite State under Saul (dissertation, University of Chicago, 1987). 59. For an earlier version of this theory, see J. M. Miller, ‘The Israelite Occupation of Canaan,’ in Hayes and Miller (eds), Israelite and Judaean History, 279–84. 60. Coote and Whitelam, The Emergence of Early Israel; Thompson, Historicity, 1–9. 61. G. W. Ahlström, Who Were the Israelites? (Winona Lake, IN: Eisenbrauns, 1986); also T. L. Thompson, The History of Ancient Palestine from the Palaeolithic Period to Alexander’s Conquest (SAP: Sheffield, 1993). Ahlström’s monumental history of Palestine, largely finished by the late 1980s, also offers support to Coote and Whitelam’s insistence on a history of Palestine independent of biblical perspectives; cf., further, T. L. Thompson, ‘Gösta Ahlström’s History of Palestine,’ in S. W. Holloway and L. K. Handy, The Pitcher is Broken: Memorial Essays for Gösta W. Ahlström (Sheffield: Sheffield Academic Press, 1995), 420–34.
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While the initial reaction to Finkelstein’s dissertation was taken up with the relatively minor issue of whether the highland settlements were to be called ‘Israelite,’ several new studies concurred with his central views and shaped the coming debate. In 1990, Herbert Niehr published a study of biblical monotheism’s post-exilic adaptation of the older Syrian understanding of Baal Shamem,62 rejecting the understanding of Yahwistic monotheism as an independent development from a Northwest Semitic form of weather god from southern Palestine. The following year, Lemche published a brief study63 on the literary qualities of the biblical figure of ‘Canaanites’ as fictive protagonists of ‘Israelites.’ The corollary that these figures were ideological realities of literature rather than historical peoples was becoming obvious. Also in the same year, David Jamiesen Drake’s published dissertation showed that Jerusalem of the late tenth or early ninth century was a small provincial town, without capacity to maintain the bureaucracy of state. This seriously undermined the widespread assumption of the historicity of the United Monarchy.64 Philip Davies’s In Search of Ancient Israel65 followed: sharply distinguishing the ‘ancient Israel’ scholars attempt to reconstruct, the ‘early Israel’ that once existed and the many ‘Israels’ of the Bible, marking again the fictive character of biblical Israel.66 Also in 1992, I took up Wellhausen’s idea that it was unthinkable to have a history without a people, in order to write a monograph dealing with the development of the understanding of Israel as a people.67 I concluded that an Israel that also included Judah could not be understood as a coherent ethnic entity at any period from the end of the Late Bronze Age to the close of the Iron Age. The Bible’s concept of Israel as a people was centered in literary tropes of exile, return, and reconciliation and, therefore, must have originated in the Persian period or later. Implicit to Genesis–2 Kings was a self identification as the renewed, repentant remnant of Israel. In the autumn of 1992, Lemche published a lecture, which asked whether the Bible could be understood as a ‘Hellenistic book,’ a question that opened a debate on the dating of biblical narrative that lasted more than a decade.68 Finally, in late
62. H. Niehr, Der Höchste Gott: Alttestamentlicher JHWH-Glaube in Kontext syrischkanaanäischer Religion des 1. Jahrtausend v. Chr, BZAW 190 (Berlin: de Gruyter, 1990); see also H. Niehr, ‘The Rise of YHWH in Judahite and Israelite Religion: Methodological and Religio-Historical Aspects,’ in D. Edelman, The Triumph of Elohim: From Jahwisms to Judaisms (Kampen: Pharos, 1995), 45–72. 63. N. P. Lemche, The Canaanites and Their Land (Sheffield: Sheffield Academic Press, 1991). 64. D. Jamiesen Drake, Scribes and Schools in Monarchic Judah: A Socio-Archaeological Approach (dissertation, Duke University, 1988; published: Sheffield: Sheffield Academic Press, 1991). 65. P. R. Davies, In Search of Ancient Israel (Sheffield: Sheffield Academic Press, 1992). 66. Davies, The Origins of Biblical Israel; reviewed by the writer in the RBL 2008. 67. T. L. Thompson, Early History. 68. The lecture was given in Copenhagen on March 31, 1992: N. P. Lemche, ‘Det gamle Testamente som en hellenistisk bog,’ DTT 55 (1992), 81–101. The revised and expanded
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November of that same year, Diana Edelman organized a symposium on the origins and forms of ‘Jewish’ monotheism for the Society of Biblical Literature in San Francisco. This symposium identified the inclusive and exclusive monotheisms which characterize the implicit biblical understanding of the divine and placed its context clearly in the Persian and Hellenistic periods.69
The ‘House of David’ Before this change in the perspectives of the early 1990s could be thought through, debated, and integrated, a large fragment of an early eighth-century Aramaic inscription was found at Tell el-Qadi/Tel Dan in1993.70 Not only did the inscription provide our earliest reference to the title, ‘king of Israel,’ but the obvious possibility that one word on the stele – namely, bytdwd – could be read as ‘House of David’ led the original reading of the inscription to associate the stele’s text with the biblical narrative about the deaths of Kings Joram of Israel and Ahaziah of Judah at the hands of Jehu (1 Kgs 9-10). Unfortunately, the ‘debate’ that followed this discovery derailed the larger discussion of the Bible’s historicity and its intellectual matrix. I think the direction the discussion took was very unfortunate and it did not improve with the publication of the additional fragments of the inscription that were subsequently found. If the late ninth- or early eighth-century inscription(s) from Tall al-Qadi is indeed genuine,71 the English version appeared as ‘The Old Testament – A Hellenistic Book?’ in SJOT 7 (1993), 163–93 and reprinted in L. L. Grabbe, Did Moses Speak Attic? Jewish Historiography and Scripture in the Hellenistic Period, JSOTS 317 (Sheffield: Sheffield Academic Press, 2001), 200–24. Grabbe’s volume presents the European Seminar on Historical Methodology’s debate on the issue. 69. These lectures were published in D. Edelman (ed.), The Triumph of Elohim. The San Francisco symposium papers were those of L. K. Handy, ‘The Appearance of Pantheon in Judah,’ 27–43; T. L. Thompson, ‘The Intellectual Matrix of Early Biblical Narrative: Inclusive Monotheism in Persian Period Palestine,’ 107–24 (included as Chapter 8 of the present volume); and P. R. Davies, ‘Scenes from the Early History of Judaism,’ 145–82. 70. A. Biran and J. Naveh, ‘An Aramaic Stele Fragment from Tel Dan,’ IEJ 43 (1993), 81–98; A. Biran and J. Naveh, ‘The Tell Dan Inscription: A New Fragment,’ IEJ 45 (1995), 1–18; see now on the stele, G. Athas, The Tel Dan Inscription: A Reappraisal and a New Interpretation, CIS 12 (Sheffield: Sheffield Academic Press, 2003). 71. For the first publication of the inscription fragments, see A. Biran and J. Naveh, ‘An Aramaic Stele fragment from Tel Dan,’ IEJ 43 (1993), 81–98; A. Biran and J. Naveh, ‘The Tel Dan Inscription: A New Fragment,’ IEJ 45 (1995), 1–18; for a comprehensive discussion of the debate, see G. Athas, The Tel Dan Inscription: A Reappraisal and A New Interpretation, Copenhagen International Seminar 12 (London: Sheffield Academic Press, 2003) and H. Hagelia, The Tel Dan Inscription: A Critical Investigation of Recent Research on its Palaeography and Philology, SSU 22 (Uppsala: Uppsala University Press, 2006). For the most recent discussion of its authenticity, see N.P. Lemche, ‘“House of David”: The Tel Dan Inscription(s),’ in T. L. Thompson (ed.), Jerusalem in Ancient History and Tradition, Copenhagen International Seminar 13 (London: T&T Clark, 2003), 46–67.
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name bytdwd, which seems to function as a place name in the inscription, obviously follows a pattern, similar to the name Bit Humri of Assyrian inscriptions; namely to refer to the patronage, which is also mentioned on the Mesha stele by the name ‘Israel,’ with a reference (literal or figurative) to Omri and his son. The occurrence of the name, bytdwd, on the inscription seemed to many to refer to just such a patronage kingdom, like that of Bit Humri, and so it was identified with Jerusalem. That it also could be understood as evidence for the historicity of the biblical figure of David as having been founder of this patronage of Jerusalem was a conclusion that was also seen as obvious by many. The central difficulty of this interpretation was, however, that it hardly has found much support by our understanding of the very limited archaeological finds in the Judean highlands or in Jerusalem itself during the very early Iron Age. The historicity of the Davidic kingdom or ‘United Monarchy’ has hardly been questioned because of the storied figure of David alone, but rather and primarily because we lack evidence of a city of the tenth century in Jerusalem and, even more importantly, evidence of any significant population in the Judean highlands. Such historical discrepancies in our understanding of how the inscription could be integrated into the history of the settlement of the Judean highlands opened up a lively and at times, ill-tempered, debate. Some few suggested the less obvious interpretation that bytdwd might be understood to suggest the name of a shrine or temple: a ‘House of the Beloved’ (disputably, a divine epithet of Yahweh).72 Jerusalem, indeed, bore the name Urushalimm, suggesting just such a function for the city since the Middle Bronze Age; that is, bytdwd referred to a holy city: al Quds, in periods in which the town was either abandoned or without significant settlement.73 This interpretation finds suggestive biblical echoes in a number of punning allusions to the name David and the Hebrew gloss dwd.74 If bytdwd, however, were understood, with the majority of scholars, as ‘House of [the eponym] David,’ the limited archaeological remains in Jerusalem for a much earlier period might suggest yet another possibility; namely, that the political structure of the town was that of a regional family patronate rather than a kingdom, much as Beth Bamoth, Beth Medeba, Beth Diblataim, and Beth Ba’al Meon, all of which we find on the near contemporary Mesha stele,75 and none of which seems to refer to an eponymic dynasty or as a political label for a patronage
72. N. P. Lemche and T. L. Thompson, ‘Did Biran Kill David? The Bible in the Light of Archaeology,’ JSOT 64 (1994), 3–22. 73. T. L. Thompson, ‘What We Do and Do Not Know about Pre-Hellenistic al-Quds,’ in E. Pfoh and K. Whitelam, The Politics of Israel’s Past: Biblical Archaeology and NationBuilding (Sheffield: Phoenix Press, forthcoming). 74. T. L. Thompson, ‘“House of David”: An Eponymic Referent to Yahweh as Godfather,’ SJOT 9 (1995), 59–74. 75. Lines 26–29; see K. A. D. Smelik, ‘The Inscription of King Mesha’ in H. H. Hallo and K. Lawson Younger, The Context of Scripture II: Monumental Inscriptions from the Biblical World (Leiden: E.J. Brill, 2003), 137–8.
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kingdom, comparable to Assyrian references to bit humri.76 Moreover, the use of a toponym of bytdwd in the text of the stele is not equivalent to the literary trope ‘House of David’ in biblical narrative. Although reference to the ‘City of David’ (’ir Dawid) does occur as a variant name for Jerusalem, the biblical beyt in the phrase ‘House of David,’ as in ‘House of Saul,’ ‘House of Jonathan,’ and even ‘House of David’s father’ (2 Sam. 24:17b!), does not refer to place names, but to patronage relationships of narrative figures. At times, beyt dawid bears theological overtones, reflecting Yahweh as Israel’s true patron. The metaphor of the ‘House of David’ (understood as ‘the House of the Beloved,’ which Yahweh and not David had built) provides us with one of the key discourses within the David story (2 Sam. 7)77 and offers a theological and literary reading on the name of the hero of 1–2 Samuel’s allegorical play (2 Sam. 2:30-35).78 On the other hand, explanations of the inscription’s bytdwd as referring to a religious center or family patronate – would also converge well with the striking lack of evidence for any large or major public buildings in Urushalimmu/ bytdwd at Iron II levels, when it takes on the appearance of a regional center.79 Nor does it seem unreasonable to expect a temple or cult site in the Iron II town up on the Haram. Although such is necessarily unknown from any excavation, the name of the city, first mentioned in the Execration Texts (1810–1770 bce)80: Urushalimmu, and perhaps also, the Tel el-Qadi/Tel Dan inscription’s bytdwd support well an understanding of Jerusalem as a holy place with abiding religious significance.
Regional histories There is considerable agreement about the way we consider and interpret archaeological evidence historically, whether we are dealing with shifts in settlement patterns,81 reading Assyrian texts related to Sennacherib’s invasion82 or the limits of archaeology in identifying ethnic markers.83 Since the 1980s, 76. For a recent discussion of the occurrence of bit humri in Assyrian texts, see B. E. Kelle, ‘What’s in a Name? Neo-Assyrian Designations for the Northern Kingdom and their Implications for Israelite History and Biblical Interpretation,’ JBL 121/4 (2002), 639–66. 77. Thompson, The Messiah Myth, 264–7. 78. Thompson, ‘House of David; Athas, Tel Dan, 298–315. 79. M. Steiner, Excavations by Kathleen M. Kenyon in Jerusalem 1961–1967, III: The Settlement in the Bronze and Iron Ages, CIS (London: SAP, 2001), 52–3. 80. Thompson, Historicity, 106–13. 81. Compare Finkelstein and Na’aman (eds), From Nomadism to Monarchy with Thompson, Settlement of Sinai and the Negev, 13–24 and Chapter 7, this volume. 82. See, for example, the discussion in L. L. Grabbe (ed.), A Bird in a Cage and the discussion of biblical issues in I. Hjelm, Jerusalem’s Rise to Sovereignty: Zion and Gerizim in Competition (London: T&T Clark International, 2004), 30–168. 83. Compare Mazar in Mazar and Finkelstein, ‘The Quest,’ 91–4 with Thompson, Early History, 301–38.
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our perspectives in writing a history of Palestine has taken several new directions, especially in regard to the relationship between the Bible and history; for example, the changes that have occurred in our understanding when questions take up regional differences related to historical change. The progressive development of Palestine’s land use was regionally oriented from at least the beginning of the Early Bronze Age and a development in one region could not be assumed for other regions. Not only is the climate extraordinarily varied, region by region, but Palestine’s Mediterranean economy was centered in a threefold inter-related system of grain agriculture, horticulture (esp. fruits, olives, and wine) and herding. These involved very different methods of production, which were largely regionally determined.84 Political structures were patronage85 and patterns of prosperity depended primarily on climate and inter-regional trade. Longer periods of prosperity (EB II, MB II and Iron II), were marked by better than average climatic conditions and a broad spread of small villages and towns in the lowlands and hill country, west of the watershed. Settlement in these periods was disrupted by two major intermediate periods: the EB IV/MB I and the LB/Iron I transition periods, which were marked by severe drought,
84. For the historical and regional developments discussed here and in what follows, see Thompson, Settlement of Palestine, 5–68; Thompson, The Early History of the Israelite People, 141–6, 177–300; for a revised, more popular version, see my The Bible in History: How Writers Create A Past (London: Jonathan Cape, 1999; published in the US as The Mythic Past: Biblical Archaeology and the Myth of Israel, New York: Basic Books, 1999), 105–167. Most important for the early Iron Age is Finkelstein, The Archaeological Settlement, passim. For agriculture in the highlands in the early Iron Age, see also D. C. Hopkins, The Highlands of Canaan, SWBAS 3 (Sheffield: SAP, 1985); O. Borowski, Agriculture in Iron Age Israel (Winona Lake, IN: Eisenbrauns, 1987); see also the classical study of G. Dalman, Arbeit und Sitte in Palästina (Gütersloh, 1928–1942; reprinted in 7 volumes: Hildersheim, 1964–87). 85. M. Liverani, ‘The Ideology of the Assyrian Empire,’ Mesopotamia 7 (1979), 297–317; M. Liverani, Prestige and Interest: International Relations in the Near East, ca. 1600– 1100 bc (Padua: Sargon, 1990); N. P. Lemche, ‘Kings and Clients: On Loyalty between the Ruler and Ruled in Ancient Israel’ in D. A. Knight (ed.), Ethics and Politics in the Hebrew Bible (Atlanta, GA: Scholars Press, 1995), 119–32; N. P. Lemche, ‘Justice in Western Asia in Antiquity, or: Why No Laws were Needed’ CKLR 70 (1995), 1695–1716; N. P. Lemche, ‘From Patronage Society to Patronage Society,’ in F. Fritz and P. R. Davies (eds), The Origin of the Ancient Israelite States (Sheffield: Sheffield Academic Press, 1996), 106–20; T. L. Thompson, ‘House of David’; T. L. Thompson, ‘Das alte Testament als theologische Disziplin,’ in B. Janowski and N. Lohfink (eds), Religionsgeschichte Israels oder Theologie des alten Testaments? (Neukirchen: Neukirchener Verlag, 1995), 157–73; T. L. Thompson, ‘He is Yahweh: He Does What is Right in His Own Eyes: The Old Testament as a Theological Discipline II,’ in L. Fatum and M. Müller (eds), Tro og Historie: Festskrift til Niels Hyldahl (Copenhagen: Museum Tusculanum, 1996), 246–63; E. Pfoh, ‘De patrones y clientes: Sobre la continuidad de las prácticas sociopoliticas en la antigua Palestina,’ AnOr 2 (2004), 51–74; E. Pfoh, The Emergence of Israel in Ancient Palestine: Historical and Anthropological Perspectives, CIS (Equinox: London, 2009).
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which radically shifted the border of aridity northwards. Such extensive and long lasting drought brought about the collapse of international trade and forced a restructuring of the economy, away from agriculture and horticulture, towards herding.86 Although most discussions of the early Iron Age have concentrated on the new Iron I settlements of the central highlands in areas where settlement had been absent during the Late Bronze drought, significant and marked historical differences in the development of settlements prevailed from region to region. New Iron I settlements were also found in the Upper Galilee. They had different ceramic traditions, however, related rather to the traditions of Phoenicia than the central highlands. In the central coastal area, a number of very small single period new settlements have also been found already from late in the LB period. New Iron Age sites also appear in the Jezreel Valley, even as the larger towns were able to maintain considerable continuity of settlement. In the south, however, and in more arid regions, Iron Age settlement was considerably delayed. The Judean highlands, in sharp contrast to settlement in the north, continue throughout Iron Age I without significant settlement until the ninth century, when most of the hill country regions which were included in the patronage kingdom of Judah, including a number of pastoralists, were settled. The southern coastal plain, on the other hand, reflects immigration during the Iron I period from the Anatolian coast and shows a marked integration of these newcomers with the indigenous population.87 Obviously, if this period is in any way to be associated with ethnogenesis,88 one must seriously consider the possibility of the development of a number of distinct peoples, separated by their quite different histories. Alternative histories to those that have been offered by earlier biblical archaeology have proposed fragmented, regional histories for Palestine’s Iron Age and give little support for arguments of a comprehensive ethno-genesis. Furthermore, the basic continuity of the population that lived in the former patronage kingdom89 of Israel/Bit Humri after the fall of Samaria in 722 bce, seriously undermines any biblically centered history of Palestine. Moreover, the devastating effects of Sennacherib’s invasion in 701 bce, involving both destruction and deportation of a considerable portion of Judea’s population, make it difficult to speak historically of ‘the exile’ or ‘the return.’ Referring simply to the early sixth century BCE deportation to Babylon and the later return in the Persian period as both singular and inter-related events not only neglects other known ‘exiles’ and ‘returns’ in favor of a Jerusalem-centered, 86. See Chapter 7, this volume. 87. G. Ahlström, The History of Ancient Palestine, 282–333. 88. So Faust, Israel’s Ethnogenesis: Settlement, Interaction, Expansion and Resistance, Approaches to Anthropological Archaeology (London: Equinox, 2006); for a review of Faust from an anthropological perspective, see E. Pfoh, ‘On Israel’s Historical Method and Ethnogenesis,’ HLS 7 (2008), 213–19; N. P. Lemche, ‘Avraham Faust, Israel’s Ethnogenesis and Social Anthropology,’ in E. Pfoh, Anthropology and the Bible: Critical Perspectives (Piscatawy, NJ: Gorgias, 2010), 93–106; E. Pfoh, The Emergence of Israel in Ancient Palestine, CIS (London: Equinox, 2009). 89. On the concept of a ‘patronage kingdom,’ see Pfoh, ‘De patrones.’
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supersessionist perspective of the past, it neglects the historically relevant need to describe the known continuities and discontinuities of Palestine’s population, which have been silenced in favor of creating modern Jewish identity.
Patronage kingdoms and the ten lost tribes of Israel There is very good reason to understand the central highland region as having developed, like the kingdom of Moab to the east, an independent patronage kingdom in the early part of the ninth century, which had been centered in the Samaria of Ahab, who is not only mentioned as an opponent of Shalmanezer III at the battle of Qarqar, in 853 bce, but whose palace in Samaria can be described as ‘the largest and the most elaborate Iron Age edifice known in the Levant.’90 An historian is hardly bold in the conclusion that this early Iron Age kingdom of Israel developed as a quite significant power in the southern Levant, in competition with the Phoenicians in Tyre and the northern coastal region, for influence in the Galilee, with Aram for control of the northern rift valley and the Jezreel and with Moab to the east for influence in the Jordan Valley and the Transjordan. Assyria’s interest in the region and inscriptions related to their interest have provided us with a rich source for Palestine’s history from as early as the middle of the ninth and the whole of the eighth century, when it gradually incorporated the whole of Palestine within its empire either directly under its provincial system or as clients. When Samaria was set under siege and captured by the Assyrian army in 722 bce, its relationship to Assyria radically changed as it took on provincial status. Although Israel’s independence as a separate patronage kingdom was thereby lost and the Assyrian regime began to involve itself directly in directing the development of Israel’s political life, neither the city of Samaria nor the people who had lived in the central hill country disappeared or ceased to live in the land. Although the city suffered considerable destruction in the Assyrian takeover and most of the elite were sent into exile and the occupation on the Bethel plateau was noticeably and severely reduced, most areas of the central hills were far less altered. Some Arabs, possibly from Midian, were transported to the region and settled in Samaria and the city was reorganized and came, once again, to function as the administrative center for the central highlands, but now, as a province of empire. The tax burden was maintained and few changes can be marked in local pottery.91 It is only 2 Kings’ and Josephus’ sectarian and tendentious, anti-Samaritan assertions of foreign and pagan origins, excluding them so thoroughly from the Judean national narrative, which has led scholarship in general to distort their history. The city of Samaria and
90. Finkelstein in Finkelstein and Mazar, The Quest, 149. 91. B. Becking, The Fall of Samaria: An Historical and Archaeological Study, SHANE 2 (Leiden: Brill, 1992); G. N. Knoppers, ‘In Search of Post-exilic Israel: Samaria after the Fall of the Northern Kingdom,’ in J. Day (ed.), In Search of Pre-Exilic Israel, POOTS (London: T&T Clark, 2004), 150–80.
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the people who had lived in Israel before the Assyrian conquest continued to live their lives on the land after it. The region, having become an Assyrian province, continued to play its traditional, central role within Palestine’s history and politics. The lost tribes were in fact not lost.92 Most other regions of Palestine were likewise strongly influenced by Assyrian and Assyrian-related interests. For example, the northern coastal region as far south as Dor (Khirbet al-Burj, Tantura) was organized as part of Phoenicia and subordinated to Tyre, much as the southern coasts was controlled by Assyrian vassals from Jaffa and Ekron to Gaza. At the end of the Assyrian period, the Babylonian takeover changed little for Samaria, but rather maintained the city in its role as the provincial capital: a strategy which continued under the Achaemenids. Recent excavations have uncovered a temple on the top of Mount Gerizim, which dates at least as early as the fifth century bce93 and scholarship over the past ten years has raised considerable probability for arguing a continuity of the Samaritan community of the Hellenistic and Roman periods with the population of historical ancient Israel.94
Ethnogenesis in Iron Age Judea A quite different history of settlement in the southern region of Judah has to be written and, accordingly, a quite different development of its population. The Beersheva Basin was but sparsely settled in the early part of Iron I, with the exception of Tall Mishash. Settlement here reflected a dimorphic occupation of steppe pastoralists and grain farmers. The areas around Tall ‘Arad and Tall as Saba were settled somewhat later, first in the course of the eleventh century,95 while the Judean highlands did not develop its Mediterranean economy or significant settlement until well into the Iron II period,96 early in the eighth century bce, while the southern Shephelah seems to have been settled a bit earlier, with some substantial settlement already in the tenth century bce. The pattern of settlement in the Judean highlands is very similar to what we see somewhat later
92. See B. Becking, The Fall of Samaria; Hjelm, Jerusalem’s Rise to Sovereignty, 32–5, 41–6. 93. Y. Magen, H. Misgav and L. Tsfania, Mount Gerizim Excavations II: A Temple City (Jerusalem, Israel Antiquities Authority, 2008). 94. See on this, E. Nodet, A Search for the Origins of Judaism: From Joshua to the Mishnah, JSOTS 245 (Sheffield: SAP, 1997); I. Hjelm, The Samaritans and Early Judaism: A Literary Analysis, CIS 7 (Sheffield: Sheffield Academic Press, 2000); I. Hjelm, ‘What Do Samaritans and Jews Have in Common? Recent Trends in Samaritan Studies,’ CBR 3/1 (2004), 9–62; Hjelm, Jerusalem’s Rise to Sovereignty. 95. Z. Herzog, Beer-Sheba II: The Early Iron Age Settlements (Tel Aviv, 1984). 96. M. Kochavi, Judaea, Samaria and the Golan: Archaeological Survey 1967–1968 (Jerusalem: IES, 1972); M. Kochavi, ‘Khirbet Rabud = Debir,’ TA 1 (1974), 2–33; I. Finkelstein, The Archaeology of the Israelite Settlement (Jerusalem: Israel Exploration Society, 1988), 47–53; Thompson, Early History, 288–92.
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in Edom from the mid-eighth and early seventh centuries bce, in the areas south of the Wadi al-Hasa and the Dead Sea, with an urban administrative center developing in Bosrah (Tall Buseira). Both the Judean hills and Edom owed the development of their regional patronage kingdoms to the expansion of Assyrian influence in southern Palestine during the late eighth and seventh centuries bce, involving them as active clients in the integration of these climatically mixed (Mediterranean and steppe) regions with Assyria’s interests in mining at Tall al-Khaleifa and Feinan as well as in the closely related expansion of the Arab overland trade network.97 The gap in settlement in Jerusalem during the LB period continued into the early Iron Age and there is no town found on Ophel in the Iron I period, which seems to reflect the sparse pattern of settlement throughout the arid Judean highlands. Only after the region as a whole had been settled and a Mediterranean economy established during the Iron II period do we find a market town in Jerusalem late in the ninth century bce, a town which, according to Assyrian texts, maintained the name of Urushalimmu and, apparently its Bronze Age role as a holy place.98 The original settlement on Ophel expanded towards the end of the ninth century onto the southwestern hill and was defended with a thick defensive wall and two towers, though lacking any significant public buildings.99 The earliest clear reference to Jerusalem’s hegemony over the region of Judah as a whole is associated to a list of kings who paid tribute to Tiglath Pileser III in the period from 734 to 732 bce, in which Ahaz of Judah is mentioned alongside kings of Ammon, Moab, Edom, and Gaza.100 Jerusalem was organized as a small patronage kingdom and its hegemony over the region as the ‘city of Judah’ was maintained under Assyrian patronage during the reign of Sargon II.101 Its role as an Assyrian vassal was, however, seriously threatened, if not totally undermined, by Sennacherib’s punitive campaign against Judah in 701 bce.102 This devastating campaign not only led to the razing of Lachish, but to a thorough political reorganization of the Judean region, involving both destruction and the reassignment of patronage rights over many of the villages of ancient Judah to more loyal Assyrian clients in Gaza, Ekron, and Ashdod in the West and in Bosrah in the East. While one
97. G. Ahlström, The History of Ancient Palestine from the Palaeolithic Period to Alexander’s Conquest (Sheffield: Sheffield Academic Press, 1993), 639–64 [656, 661]. 98. T. L. Thompson, ‘What We Do and Do Not Know about pre-Hellenistic al-Quds,’ in E. Pfoh and K. W. Whitelam, The Politics of Israel’s Past: Biblical Archaeology and Nation Building (Sheffield: Phoenix Press, forthcoming). 99. Steiner, Excavations, 42–116. 100. E.g., D. D. Luckenbill, ARAB II, par. 801; ANET, 282; See further, B. Becking, The Fall of Samaria: An Historical and Archaeological Study, SHANE 2 (Leiden: Brill, 1992) 40–56; Ahlström, The History of Ancient Palestine, 665–701; W. Mayer, ‘Sennacherib’s Campaign of 701 bce: The Assyrian View,’ in L. L. Grabbe (ed.), Like a Bird in A Cage: The Invasion of Sennacherib in 701 bce, ESHM 4 (New York: T&T Clark, 2003), 168–200. 101. ANET, 287–8; Ahlström, History, 639–64 [657]. 102. Grabbe, Like a Bird in A Cage, passim.
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might do well to doubt the entire accuracy of the destruction of ‘46 Judean towns and countless small villages’ and the deportation of 200,150 Judeans, which Sennacherib boasted of, archaeological surveys do confirm that the devastation of Jerusalem’s hinterland was both thorough and devastating, marking the most radical known change in the continuity of Palestine’s indigenous population. With a mass deportation of a considerable portion of Judea’s population, Sennacherib effectively eliminated Jerusalem’s hinterland.103 The later, expansive resettlement of the Shephelah and Judea sometime around the mid-seventh century, along with a sudden and explosive growth of Jerusalem’s population during the Iron II B period, when an enlarged Jerusalem spread from the Ophel to the western hill,104 seems to reassert Jerusalem’s role as the primate city of Judah. Rather than attempting to reassert with Finkelstein,105 without unfortunately either evidence or argument for Alt’s old theory that Jerusalem’s rapid growth was due to an immigration of ‘refugees’ from Samaria after its destruction in 722 bce, this expansive development is probably best associated both with Assyrian consent and with Esarhaddon and Assurbanipal’s sedentarization policies,106 when Jerusalem seems to have been re-integrated into the Assyrian economic system in a role as a collection center and distributer of olives. The continued absence of large or public buildings in the expanded city should counsel historians to caution in assigning too much political or administrative importance to the city at this time. The expansion of sedentarization107 included especially Edom and southern Judah, as well as the Beersheba and Arad basins, where it was supported by the construction of fortresses across the northern
103. On Sennacherib’s incursion into Palestine, see both the discussion in Grabbe, Like A Bird in a Cage and Hjelm, Jerusalem’s Rise to Sovereignty, 33–7. For a discussion of the destruction of Level III at Tall ad-Duwer, see D. Ussishkin, The Conquest of Lachish by Sennacherib (Tel Aviv: Institute of Archaeology, 1982). 104. Steiner, Excavations, 105–11. As Hjelm has already pointed out (see Hjelm, Jerusalem’s Rise to Sovereignty, 272–93), the cause of the population expansions in both Judea and Jerusalem as the result of an immigration of refugees from Samaria and Israel as asserted, for example, by I. Finkelstein (‘Judah’s Great Leap Forward,’ in I. Finkelstein and A. Mazar, The Quest for the Historical Israel: Debating Archaeology and the History of Early Israel, Atlanta, GA: SBL, 2007, 152–7) not only lacks evidence, but is difficult to integrate with what we know of Sennacherib’s campaign against the area. 105. I. Finkelstein and N. A. Silberman, David and Solomon: In Search of the Bible’s Sacred Kings and the Roots of the Western Tradition (New York: Free Press, 2006), 134–8. 106. Ussishkin, however, places the expansion of settlement in the Shephelah and the resettlement of Lachish in Level II at Tall ad-Duwer, as having occurred later in the seventh century bce, subsequent to the reigns of Esarhaddon and Assurbanipal, based on an unfortunate historicizing of the Bible’s portrayal of Josiah’s reform (Ussishkin, The Conquest of Lachish, 129–30). See Hjelm, ‘I Makkabæerbogs helte,’ 63–4. 107. On ‘agropastoralism,’ see P. Briant, Etats et pasteurs au Moyen-Orient ancien (Cambridge: Cambridge University Press, 1982), 9–56; see also T. L. Thompson, The Settlement of Sinai and the Negev in the Bronze Age, BTAVO 8 (Wiesbaden: Dr. Reichert Verlag, 1975), 5–9, 13–29.
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steppe already in the first half of the seventh century bce,108 suggesting that, in both Edom and Judah, a large portion of this economic expansion and population increase occurred during the seventh century and involved the development of Bosrah as an administrative center, while the expansion of Jerusalem to its western hill, was due to an Assyrian policy to settle the steppe-dwellers of the ’Araba, southern Transjordan, the Negev and the Judean hills, not only in an effort to increase olive production in the Judean highlands and Shephelah but also to exploit the Araba’s copper mines and broaden the trade network.109 From the early seventh century, southern Judah (including the Northern Negev, the Hebron region and the southern Shephelah) and Edom hosted a considerable socio-economic continuum throughout a large steppe region, with the result that the populations of both regions were gradually integrated.110 Not only had Edom and Judah shared common historical roots, a common political context supported these two relatively small Assyrian client kingdoms, which was based in their closely parallel economies, fluid borders, common language and, not least, closely related religious traditions. The understanding of Yahweh as originating in Edom and areas closely associated with Edom (such as Midian, Seir, Paran, Teman, and Sinai) is echoed in biblical etiologies of Yahweh worship (Exod. 3:1; Judg. 5:4; Ps. 68:8; Hab. 3:3). When Samaria was conquered by the Assyrians in 722 bce, the damage to the city and the region had been limited and the continuity of the population and the indigenous society was correspondingly great. The political structure of a patronage state and its capital was changed into a province of empire under a more direct control of the Assyrians. As a social and religious entity, however, Israel maintained a coherent development from the past Judah, in the south, however, suffered a quite other fate under Sennacherib. Lachish was leveled to the ground and the towns of Judah were ravaged by the Assyrians, who deported the population in large numbers. Continuity with the past was linked to Jerusalem. When this town expanded to become a quite large city by the midseventh century and Lachish was rebuilt and the Shephelah resettled, Jerusalem was securely integrated into the Assyrian system, with an economy dominated in the Negev and the ’Araba by shared interests with Edom in mining and the Arab trade network as well as by an expansive olive industry in the highlands and the Shephelah which supported oil production in the presses from Ekron to Gaza on the coast. Jerusalem and Judah did not survive Assyria long. After having raided the Arabs in the steppe regions of Hatti in his sixth year, the Babylonian king Nebuchadnezzar II, the following year, laid siege to and captured ‘the city 108. On this, see Thompson, Early History, 278–88; further, E. A. Knauf, Die Umwelt des alten Testaments (NSK 29; Stuttgart: Katholisches Bibelwerk, 1994), 136–45; E. Stern, Archaeology of the Land of the Bible: The Assyrian, Babylonian and Persian Periods (New York: Doubleday, 2001), 273–9, 295–300. 109. On the Assyrian influence on Bosrah (Buseira), see C. M. Bennet, ‘Some Reflections on Neo-Assyrian Influence in Transjordan,’ in P. Parr and R. Moorey (eds), Archaeology in the Levant (Oxford: Aris & Phillips, 1978), 169. 110. M. Kochavi, ‘Tel Malhata,’ in NEAEHL III, 771–5; Stern, Archaeology, 268–93.
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of Judah,’ appointed a new king and took heavy booty.111 In the course of the ensuing decade, both Jerusalem and nearly all of the settlements of Judah were razed by the Babylonian army. The majority of the surviving population was deported, as once again, the indigenous population of this region was uprooted in a demographic catastrophe, which reached into regions as far south as the Northern Negev and the ’Araba. It was an impoverished and drastically reduced Judaea which was left in the land during the Neo-Babylonian period.112 The destruction and dismantling of the region included Lachish, Ramat Rachel and Arad, together with the Judean fortresses in the southern highlands and the northern Negev and most of the towns of the highlands and the Beersheva Basin to the South. Throughout the South was thoroughly plundered. The destruction, however, in the area of Benjamin, immediately north of Jerusalem, was less. In this normally well-populated region, three important towns survived undamaged: Bethel, Gibeon, and Tall al-Ful. The excavations at Tall an-Nasbeh, show that the town, though damaged, did survive and was rebuilt. Not only are there clear signs in Stratum 2 of continuity with the earlier settlement, but the town seems even to have prospered during the NeoBabylonian period.113 Indications of a continuity of settlement and significant changes in the city plan and fortifications have suggested that Tall an-Nasbeh became an administrative center and is possibly to be identified with Mizpah.114 The Babylonian destruction of Judah extended as far south as Tall al-Khuleifah and Feinan. These mining centers were abandoned in the sixth century bce and remained unexploited by the Babylonians.115 Edom, itself, was, however, not directly attacked by Nabuchadnezzar during his campaign against southern Palestine. It is likely that Bosrah, as a Babylonian client, had supported the Babylonian army in its campaigns in Judea: at least at such sites as Arad and
111. ANET, 563–4; Ahlström, History, 785–96; Stern, Archaeology, 325. 112. P. R. Davies, The Origins of Biblical Israel: Library of Hebrew Bible/Old Testament Studies 485 (London: T&T Clark, 2007). 113. Stern, Archaeology, 321–2; see also P. R. Davies, Memories of Ancient Israel: An Introduction to Biblical History, Ancient and Modern (Louisville/London: Westminster/ John Knox, 2008); P. R. Davies, ‘Biblical History and Cultural Memory,’ B&I, www. bibleinterp.com/articles/memory.shtml (April 14, 2009), 1–5. For a well-considered reconstruction of the region, see esp. O. Lipschitz, ‘Demographic Changes in Judah between the Seventh and Fifth Centuries, bce,’ in O. Lipschitz and J. Blenkinsopp (eds), Judah and the Judeans in the Neo-Babylonian Period (Winona Lake, IN: Eisenbrauns, 2003), 323–76. 114. Lipschitz, ‘Demographic Changes,’ 346–7; also O. Lipschitz ‘The History of the Benjaminite Region under Babylonian Rule,’ TA 26/2 (1999), 155–90; J. R. Zorn, ‘Tell en-Nasbeh: A Re-evaluation of the Architecture and Stratigraphy of the Early Bronze Age and Later Periods,’ (dissertation, University of California, Berkeley, 1993); J. R. Zorn, ‘Tell en-Nasbeh and the Problem of the Material Culture of the 6th Century,’ in Lipschitz and Blenkinsopp (eds), Judah and the Judeans in the Neo-Babylonian Period, 413–47. 115. Stern, Archaeology, 330.
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others in the Shephelah, where the Edomites had their own interests.116 This interpretation is supported by references to Edomite hostility in the Arad ostraca numbers 24 and 40.117 The collapse of settlement in Edom and the eventual abandonment of Bosrah, however, do not occur until the reign of Nabonidus, after the Babylonians had laid siege to and captured this ‘city of Edom.’118 The collapse or abandonment of Babylonian patronage over Edom’s kingdom was clearly related to the lack of Babylonian interest in the copper mines and Arab trade. The gradual incursions of Idumeans into the southern highlands and western areas of Judah could be expected to follow on the collapse of the mining and trade industries that had been centered at Tall al-Khuleifah and Feinan. That such incursions might have been supported by the Babylonians might well have come as a result of any cooperation the Idumeans had given Babylonian forces. After the collapse of trade and the abandonment of Bosrah, the socialgeographic continuum which united the southern Transjordan, the ’Araba and the Negev to Feinan now also included the whole of southern Judah. The populations of the two regions of Edom and Judah as a result became one119 and were, in the rebuilt Persian province of Idumea, centered since the mid-fifth century bce in the city of Lachish and continuing until the Hasmonean period.
Jerusalem’s elusive Persian period In contrast to the Province of Idumea, with its center in Lachish, which finally brought some recovery for the region after the Assyrian and Babylonian destructions of Judah, the settlement of Jerusalem itself and its immediately surrounding area hardly recover at any time over the course of the Persian period. The destruction of the city and its immediate environs by Nebuchadnezzar, with the deportations that followed, left the Judean highlands thoroughly devastated.120 Within a three-kilometre radius of the city, according to surface surveys, there was a drop from as many as 134 Iron Age find sites to merely 15 during the Persian Period. These statistics are confirmed by the discontinuation of many
116. As suggested by Ahlström, History, 785. 117. Dennis Pardee, ‘Arad Ostraca,’ in W. W. Hallo and K. L. Younger (eds), The Context of Scripture III: Archival Documents from the Biblical World (Leiden: Brill, 2003), 81–5. 118. Stern, Archaeology, 328; B. MacDonald, ‘The Wadi al-Hasa Survey 1979 and Previous Archaeological Research in southern Jordan,’ BASOR 254 (1982), 39–40; see also C. M. Bennett, ‘Excavations at Buseirah, Southern Jordan, 1974: Fourth Preliminary Report,’ Levant 9 (1977), 3–9. 119. For a different perspective on the presence of Jews in ‘Idumea,’ see now E. A. Knauf, ‘Biblical References to Judean Settlement in Eretz Israel (and Beyond) in the Late Persian and Early Hellenistic Periods,’ in D. V. Edelman and P. R. Davies (eds), The Historian and the Bible (London: T&T Clark, 2012), 175–93 [187–91]. 120. For this and the following, see O. Lipschitz, ‘Demographic Changes in Judah between the Seventh and the Fifth Centuries, bce,’ in Lipschitz and Blenkinsopp (eds), Judah and the Judeans in the Neo-Babylonian Period, 323–76.
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family tombs and a very sharp drop in the quantity of Persian period pottery in this region as a whole. The former city of Jeerusalem lay in ruins throughout the whole of the Neo-Babylonian period. Most fortresses and settlements in the Judean highlands were abandoned and followed by a considerable settlement gap. Tall ar-Rumeida (Hebron) and Tall Mshash, at the edge of the Northern Negev, were abandoned at the beginning of the sixth century and remained unsettled throughout the Persian period. At Lachish, the last Iron Age stratum was destroyed early in the sixth century and there is no evidence of renewal at the site until the mid-fifth century, when Lachish became the center of the new Persian province of Idumea, a political structure which was maintained well into the Hasmonean period. In the area immediately adjacent to Jerusalem, however, little increase of population is discernible through the whole of the Persian period, during which the settlement areas in the province of Yehud hardly measured more than an accumulated 150 dunams altogether, supporting, one must suppose, a population of hardly more than about 3000. If there had been a return from exile during this period, it left no visible demographic trace in the archaeological evidence. Estimates of the size of Jerusalem itself, under the Persian administration, have dropped considerably from Albright’s estimate in 1949 of 10,000–15,000 to recent estimates of merely 400–1000,121 hardly more than was perhaps sufficient to maintain the sites traditional religious significance. Finkelstein points out that there is, in fact, no evidence for a city wall122 and, certainly, the narrative projection in the Book of Nehemiah of the building of a twelve-gated wall is a highly successful and dramatic, fictive trope. Based on the evidence we do have,123 the city seems first to have become a large and important urban and administrative center in the middle of the second century bce, under Antiochus III. Although one should certainly not conclude that the site was entirely abandoned during the Persian period, what remains there has been found only in fills between later buildings or along the slopes to the east and west of the Ophel ridge.124 Few architectural finds are attested dating from the Persian period before the construction of a Hellenistic polis in the second
121. For an overview of archaeological finds in Judah and Jerusalem during the Persian period, see O. Lipschitz, ‘Achaemenid Imperial Policy, Settlement Processes in Palestine, and the Status of Jerusalem in the Fifth Century, bce,’ in O. Lipschitz and M. Oeming (eds), Judah and the Judeans in the Persian Period (Winona Lake, IN: Eisenbrauns, 2006), 19–53; O. Lipschitz, ‘Persian Period Finds from Jerusalem: Facts and Interpretations,’ JHS 9/20 (2009), 1–30. 122. I. Finkelstein, ‘Jerusalem in the Persian (and Early Hellenistic) Period and the Wall of Nehemiah,’ JSOT 32/4 (2008), 501–20. 123. Of major importance in the evaluation of this evidence is D. Ussishkin’s evaluation: ‘The Borders and De Facto Size of Jerusalem in the Persian Period,’ in Lipschitz and Oeming (eds), Judah and the Judeans in the Persian Period, 147–66. 124. For this and the following, see Finkelstein, ‘Jerusalem’; O. Lipschitz and O. Tal, ‘The Settlement Archaeology of the Province of Judah: A Case Study,’ in O. Lipschitz, G.N. Knoppers and R. Albertz (eds), Judah and the Judeans in the Fourth Century, bce (Winona Lake, IN: Eisenbrauns, 2007), 11–30.
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century bce. Nor are there any traces of rich tombs or cultural material, pottery shards or stamp impressions. From the western hill – where the city would be expected to expand if it had attained any significant size – only a few shards and other small finds have been recovered in later fills. In the ‘Tower of David’ region, no remains whatever are earlier than the second century. The western hill also was first resettled during the second century. Part of the Ophel and the northern part of the western hill did have some occupation in the ruins of the Iron Age town during the Persian Period. However, quarry remains indicate that at least one area of the western hill lay outside the city at that time. Generally speaking, a small impoverished settlement along the narrow ridge on the spur below and south of Ophel is all that existed. The main area of occupation is estimated from a minimum of 20 dunams to a maximum of 50. Yet, even so, the extent of settlement in these areas is probably quite limited, as there are few finds reported. A population of 1000 must perhaps be judged optimistic. The lower estimates of as few as 400 people as suggested by Finkelstein are, perhaps, to be preferred.125 This relative gap in settlement is not surprising as it so clearly corresponds to the severe downturn of the population in the whole of the southern highlands within the province of Jehud. There is clear evidence, nevertheless, of the recognition of Yirushlem (an Aramaic form of the Babylonian Urushalimmu) as a holy place in the fifth century. Among the letters from the fifth-century Egyptian garrison of Elephantine is the reference to a request, sent by Jews in Elephantine to both the high priest Yohanan in Yirushlem and to political officials in Samaria, for permission and help in rebuilding a Yahweh temple in Elephantine.126 The reference to Samaria’s political officials on one hand and to the high priest in Yirushlem on the other might support an understanding that Yirushlem had its center in a temple or cult place dedicated to Yahweh: a role which this place had maintained since the Middle Bronze Age. The existence of such a holy place on the Haram, above the Ophel, would provide both a function for this impoverished settlement and orient Yirushlem’s population to the service of the temple. That the high priest is given precedence in the letter over the political leaders of Samaria might reflect a special status for Jerusalem in the perspective of the community in Elephantine, as we know from excavations that Samaria had a temple on Gerizim as early as the fifth century bce.127 That the destruction of Jerusalem by the Babylonians and the deportations had been devastating, thorough and lasting, is patent. There is no evidence of recovery during the Persian period and no evidence for a return of the descendents of the earlier population. That the city lay in ruins over a very long period, reflecting a gap in settlement and absence of any effort to rebuild the town until the second century bce, is also supported by the closely similar
125. Finkelstein, ‘Jerusalem.’ 126. B. Porten, Archives from Elephantine: The Life of an Ancient Jewish Military Colony (Los Angeles, CA: University of California Press, 1968). 127. Y. Magen, Mount Gerizim Excavations II: A Temple City (Jerusalem: Flnè, 2008).
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s ettlement history of the Judean highlands as a whole.128 It seems that Persianperiod Jerusalem functioned as a holy place: a temple amid ruins, unwalled and undefended.129 The administrative center of the Persian province of Yehud was perhaps centered in Ramat Rachel,130 while Jerusalem maintained its role as religious center, which it had had since the Middle Bronze Age.131 In the middle of the fifth century, partial recovery came to Judea’s southern hill country and the Shephelah, as marked by the rebuilding of Lachish.132 Under the Seleucids, the province of Idumea also came to include the region of Ashdod (2 Macc. 12:32).133
Judaism’s religious hegemony in Palestine In the Hasmonean period,134 John Hyrcanus conquered Lachish and set the region under Jewish law and ritual.135 In his account of the Jewish subjugation of Idumea, however, Josephus’ reference to a ‘forced conversion and circumcision’ of the Idumeans seems more likely etiological than historical: a rationalizing ‘memory,’ explaining the common religion shared by Jews and Idumeans since the Iron Age, which – like that of the Samaritanism – hardly distinguished these regions.136 In the parallel discussion of Hyrcanus’ conquest of
128. Lipschitz and Tal, ‘Settlement Archaeology.’ 129. O. Lipschitz, ‘Achaemenid Imperial Policy, Settlement Processes in Palestine, and the Status of Jerusalem in the Fifth Century, bce,’ in Lipschitz and Oeming (eds), Judah and the Judeans in the Persian Period, 19–53; O. Lipschitz, ‘Persian Period Finds from Jerusalem: Facts and Interpretations,’ JHS 9/20 (2009), 1–30. 130. Lipschitz, ‘Demographic Changes,’ 330–32; see also N. Na’aman, ‘An Assyrian Residence at Ramat Rahel,’ TA 28 (2001), 260–80. 131. Thompson, ‘What We do and Do Not Know’; T. L. Thompson, ‘The Faithful Remnant and Religious Identity: The Literary Trope of Return – A Reply to Firas Sawah,’ in E. Pfoh and K. Whitelam (eds), The Politics of Israel’s Past: Biblical Archaeology and Nation-Building (Sheffield: Phoenix Press, forthcoming). 132. Lipschitz, ‘Demographic Changes,’ 341–5. 133. Josephus, Antiq. xii, 308. 134. See E. Nodet, A Search for the Origins of Judaism, passim; T. L. Thompson, ‘Hidden Histories and the Problem of Ethnicity in Palestine,’ in M. Prior (ed.), Western Scholarship and the History of Palestine (London: Melisende, 1998), 23–40; T. L. Thompson, Defining History and Ethnicity in the Southern Levant,’ in L. L. Grabbe (ed.), Can a History of Israel be Written?, ESHM 1 (Sheffield: Sheffield Academic Press, 1997), 166–87; Hjelm, Jerusalem’s Rise to Sovereignty, 254–93. 135. Josephus, Antiq. xii, 288–300. 136. See E. Nodet, A Search for the Origins of Judaism, 225–61 and 263–71; Hjelm, Samaritans, 53–75 and 273–85; and, especially, the very interesting recent discussion of the implications of Samaritan names for Jewish-Samaritan relations by G. N. Knoppers, ‘Aspects of Samaria’s Religious Culture During the Early Hellenistic Period,’ in D. V. Edelman and P. R. Davies (eds), The Historian and the Bible (London: T&T Clark, 2012), 159–74.
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Samaria,137 the destruction of the centuries-old Samaritan temple and the ‘forced conversion’ of Samaritans interpret the hegemony of ‘Jewish’ forms of observance and ritual as a part of Hasmonean political policy over the whole of Palestine.138 I would submit that it is, in fact, during the Hasmonean and Herodian periods – and not as a result of a ‘post-exilic’ return from exile in the Persian Period – that Judaism came to reflect the dominant religious self- understanding of the people of Palestine. It is also important to recognize, with Jacob Neusner, that Judaism at this period was essentially a complex, multidirectional religious movement, and that the most important historical processes which created such dominance in Palestine were not ‘ethnic.’139 The determining factor was, rather, a religiously and politically motivated, military conquest, beginning already with the expansion of Jerusalem’s power under Simon Maccabaeus but especially due to the imperial ambitions of John Hyrcanus and Alexander Jannaeus, once the Hasmoneans had succeeded in obtaining Roman recognition and legitimacy. The expansion of Judaism resulted not only in the destruction of the Samaritan temple, but came to involve the subjugation of most of the population of Palestine from Gaza to Ashdod, from Hebron and Idumea to Midian and Madeba in the south and east. In the north, Jerusalem’s army subjugated the Samaritans, driving them from Gerizim, and brought the Galilee, Iturea, and the Golan under the dominance of Judaism and Jerusalem. My own former understanding, expressed in my monograph from 1992 concerning the central role that the Bible’s ubiquitously expressed, self-identifying trope of ‘a repentant remnant, returning from exile,’140 seems no longer apparent and its function as historical explanation for Judaism’s origins no longer seems to have warrant. We have more than sufficient grounds to doubt and, indeed, exclude the historicity of the return as it is reflected in the Books of 1 Esdras, Ezra and Nehemiah.
The composition of the Bible: historical and political contexts In trying to explain both the lack of significant settlement in Jerusalem following its destruction by the Babylonians as well as the considerable polemic against Bethel in biblical literature, Philip Davies has drawn on what he refers to as a ‘cultural memory,’ which might be drawn from a reference to Mizpah in Benjamin as the location of the Babylonian garrison in Jeremiah 41–43, to 137. See on this Hjelm, Jerusalem’s Rise to Sovereignty, 210–22; also I. Hjelm, ‘Brothers Fighting Brothers: Jewish and Samaritan ethnocentrism in Tradition and History,’ in T. L. Thompson (ed.), Jerusalem in Ancient History and Tradition (London: T&T Clark, 2003), 197–222. 138. On this theme, see also the recent article by P. R. Davies, ‘The Hebrew Canon and the Origins of Judaism,’ in Edelman and Davies (eds), The Historian and the Bible, 194–206. 139. Already J. Neusner, From Politics to Piety (New York, 1979), 100. 140. T. L. Thompson, ‘The Early Matrix of Biblical Tradition,’ in The Early History, 415–23.
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suggest that the center of political power in Judea may have shifted to Mizpah during the Neo-Babylonian period and that Mizpah can therefore be understood, rather than Jerusalem, as the province of Yehud’s political center for some two centuries.141 I would certainly agree – given evidence from seals and coins – that the border of Yehud went to the north of Jerusalem and that political power did not reside in Jerusalem at this time. The continuity of the population of the Benjamin area, however, is dependent on a fragile and perhaps arbitrary identification of sixth-century pottery at Tall an-Nasbeh142, Tall al-Ful143 and in the Benjamin area generally. Nevertheless, current archaeological understanding does give support to Davies’s suggestion concerning the possibility that, after the destruction, power shifted northwards.144 This revision of our historical understanding of the Persian and early Hellenistic periods raises the difficulty of explaining how such a poor village economy, as is reflected in the excavations on Ophel, could have been responsible for the prolific literary achievements that are suggested for the Persian period. Could such a small Jerusalem – however religiously oriented – support the level of literary production implied by the Hebrew Bible´, as is now suggested by Charles Carter, Davies, and Firas Sawah, regarding Jerusalem’s role as a holy city and scribal center?145 Is a ‘return’ historically necessary to provide continuity for the group of scribes among the exiles who had been responsible for starting the ‘canonical process’ associated with the temple in Persian period Jerusalem? Jerusalem’s importance was as a spiritual center: as the ‘cradle of Judaism.’146 The understanding of al-Quds as a holy place is supported by the archaeological and inscriptionbased history of ancient Jerusalem; not least, by the surprising continuity in the
141. On this, see also further, P. R. Davies, The Origins of Biblical Israel (London: T&T Clark, 2007) and Memories of Ancient Israel: An Introduction to Biblical History – Ancient and Modern (Louisville, KY: Westminster John Knox Press, 2008) 142. J. R. Zorn, ‘Tell en-Nasbeh and the Problem of the Material Culture of the Sixth Century,’ in Lipschitz and Blenkinsopp (eds), Judah and the Judeans in the Neo-Babylonian Period, 413–47. 143. N. Lapp, ‘Casemate Walls in Palestine and the Late Iron II Casemante at Tell el-Ful (Gibeah),’ BASOR 223 (1976), 25–42; N. Lapp, ‘The Third Campaign at Tell el-Ful: The Excavations of 1964,’ AASOR 45 (Cambridge: ASOR, 1981). I am indebted to a discussion of the dating of Tall al-Ful’s pottery with Elizabeth Fried from the University of Michigan. 144. C. Carter, ‘Ideology and Archaeology in the Neo-Babylonian Period: Excavating Text and Tell,’ in Lipschitz and Blenkinsopp (eds), Judah and the Judeans in the NeoBabylonian Period, 301–22, and O. Lipschitz, ‘Demographic Changes in Judah between the Seventh and the Fifth Centuries, bce,’ in Lipschitz and Blenkinsopp, Judah and the Judeans, 323–76; F. Sawah, ‘The Faithful Remnant and the Invention of Religio-Ethnic Identity,’ in Pfoh and Whitelam (eds), The Politics of Israel’s Past. 145. Sawah, ‘The Faithful Remnant’; C. Carter, The Emergence of Yehud in the Persian Period (Sheffield: SAP, 1999); P. R. Davies, Scribes and Schools: The Canonization of the Hebrew Scriptures (Louisville, KY: Westminster John Knox Press, 1998). 146. Sawah, ‘The Faithful Remnant.’
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r eligious significance of its name since the Execration texts (1810–1770 bce).147 However, this understanding of Jerusalem as having been primarily a holy city and not an economic or political center solves only some of the problems. The, therefore, seemingly necessary assumption of scribal continuity with a Bible story’s Josianic reform is beyond our knowledge as long as evidence for neither scribal continuity nor such a reform in the Iron Age is available.148 A perceived need for continuity does not address the lack of evidence for a return! I had argued in 1992 that the literary trope of ‘return’ was the matrix of biblical tradition and the basis of Jewish ethnogenesis. However, the well-understood gaps in Jerusalem’s history suggest that – in contrast to Samaritanism – it may have been the very literary tradition as such that was Judaism’s historical matrix.149 Rather than considering Jerusalem as both ‘the cradle of Judaism’ and capable of producing the Bible, we might consider other sites which can be expected to have played a significant role in composing the Bible and, consequently, in forming early Judaism. Certainly the Samaritans on Gerizim (at times conflated with Bethel in the Hebrew Bible)150, with a temple known already from the fifth century and an associated city estimated by the excavators to have housed some ten thousand people in the early Hellenistic period,151 is a far more serious candidate than Jerusalem for having developed a scribal center capable of developing the Pentateuch and other texts.152 To the extent that a temple might imply a scribal culture, one should also consider the communities and Jewish temples in Egypt in fifth-century Elephantine and second-century Leontopolis as well as the community and temple at ‘Araq al- Amir near Amman from the Ptolemaic period. Intellectual centers known for having developed biblical texts are, of course and above all, Ptolemaeus I’s library at Alexandria and Qumran (or an alternative scriptorium for the Dead Sea scrolls). One must also consider political and administrative centers within Palestine, not least Idumaea’s Lachish, 147. T. L. Thompson, ‘What we Do and Do Not Know about Pre-Hellenistic al-Quds, in Pfoh and Whitelam (eds), The Politics of Israel’s Past. On the dating of these texts to the Middle Bronze Age, see T. L. Thompson, Historicity, 106–12. 148. On the Deuteronomistic History and its dating, see T. Römer, The So-Called Deuter onomistic History: A Sociological, Historical and Literary Introduction (London: T&T Clark, 2007); T. L. Thompson, ‘Martin Noth and the History of Israel,’ in S. L. McKenzie and M. P. Graham, The History of Israel’s Traditions: The Heritage of Martin Noth (Sheffield: SAP, 1994), 81–90. 149. As intimated already in Chapter 8 of this volume. Also (and even more directly to the point), see N. P. Lemche, ‘How Does One Date an Expression of Mental History? The Old Testament and Hellenism,’ in L. L. Grabbe, Did Moses Speak Attic? Jewish Historiography and Scripture in the Hellenistic Period, ESHM 3 (London: Sheffield Academic Press, 2001), 200–24. 150. See, on this conflation, Nodet, Origins of Judaism, 174–6; Hjelm, Samaritans, 56. 151. Y. Magen, Mount Gerizim Excavations II: A Temple City, JSP 8 (Jerusalem: Israel Antiquities Authority, 2008), 165–206. 152. Nodet, Origins of Judaism; Hjelm, Samaritans. For bibliography on Samaritan studies and the temple on Gerizim, see Hjelm, ‘What do Samaritans and Jews Have in Common?’
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Sebaste in the central hills and, if Philip Davies is correct, Yahud’s Mizpah. All could well have had an active intellectual society. The major centers of the Mesopotamian Samaritan and Jewish Diaspora, such as Babylon, Nippur and Harran, but also Tyre, Damascus and Antioch in Syria must be considered.153 A dominant Jerusalem over Judeo-Samaritan scribal traditions is hardly obvious and Jerusalem’s role in biblical composition seems first pertinent, historically, after the resurgence of the city during the reign of Antiochus III and under the Hasmoneans. A more complex perspective on the origins of the Torah and the Hebrew Bible is required, opening a new perspective with rich possibilities for the understanding of Samaritan and Jewish origins.
153. Hjelm, Samaritans, 258–61.
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Index of biblical references Genesis 134, 147, 156, 157, 165, 167, 171, 179, 206, 209, 314–15, 322 1 112, 123, 127, 155, 168, 169, 174, 180, 181, 210, 218, 226, 303 1–11 160, 181, 297, 304 1:2 160, 167, 169, 173, 174, 175, 177, 178, 180, 205, 210, 218, 226 1:6-7 225 1:21 226 1:26 213, 218, 270, 298 1:26-28 214 2 10, 116 2:4 302 2:10-14 225 2:15 279 2:17-18 299 2:23 299 2:24 260 3 171 3:5 299 3:6 299 3:8 173 3:19 226 3:20 299 3:22 178, 299 3:24 175 4 161, 171, 176, 177 4:1 226, 300 4:8-9 300 4:12-14 300 4:23-24 300 4:26 239 5 169, 261, 302
5:1 270 5:1-3 298 5:1a 3–32 59 5:1b-2 261 5:3 270 5:28 214 5:32 302 6 70 6:1-2 302 6:1-4 116 6:3 226 6:5 171, 300 6:5-8 169 6:5a 213 6:5b 213 6:6 213 6:6-7 213 6–9 86, 180, 218 7:10-11 168 8:20-22 169 8:21 170, 213 8:22 304 9 303 9:1-7 298 9:2 214, 215, 218, 243, 270, 304 9:12-17 304 9:25-27 307 10 59, 78, 158, 242 10:2-31 261 10:15-19 307 10:16 261 11 3, 77, 170 11:1-9 78, 302, 303 11:10-26 10, 59–60, 261, 303 11:26 302 11:26-30 312 11:26–12:4 86, 303 11:27 60
11:28-29 10 11:31 10 12 3, 77–8 12:3 264 12:4b 10 12:5 60 12:6 303 12:10 78 12:10-20 86, 312 13 11 13:16 180 14 87 15:1 188 15:2-4 10 15:7 10, 303 16 78, 127 16:13-14 260 17 132, 142 17:5 60, 175 18 127, 173, 220, 294 18–19 303 18:10 260 18:18 175 18:21 173 18:22-33 173 18–21 172 19 78, 169, 232 19:28 170 19–23 61 20 78, 249 20:17–21:2 246 20–21 173 21 62, 78, 127 21:16 247 21:16-17 239 21:17 127 21:33 127 22:7 239 22:14 303 24 261
344 24–28 61 25:12-18 61 25:19-22 61 25:19-34 61 25:29-34 61 26 78, 86, 261 27 62 27:1-40 62 27:1-45 61 27:15-40 63 27:38-40 239 27:41-45 62 27:44 62 27:46 64 28 64 28:1-5 64 28:6-9 64 28:10 64 28:11-15 63–4 29 60, 62, 137 29:1 10, 62 29:1-14 63 29:15 63 29–34 61 30 62, 137 30:25-43 63 31b 60 31:1-16 63 31:36-54 63 32 62 32:9-12 62 32:13-31 62 32:24-32 62, 64 32:25-33 137 32:27-30 307 32:28 60 32:44 63 32:45 64 32b 60 32–33 64 33:16 62 35:23-26 307 36 62 37:7 241 38 86, 137 38:5 176 38–40 62 45:2 239 45:14-15 239 46–50 63 49 60, 62, 196
Index of biblical references 49:22-26 269 50:3 239 51–54 64 55 63 Exodus 134–5, 158 1:15–2:10 254 1:19 249 1–23 84, 131 2 129–30 2:3 241 2:6 241 2:23-24 239 3 5, 112, 114, 119, 122, 125–9, 131, 291, 304 3–6 132, 158 3:1 332 3:1–7:1 126 3:8-9 292 3:11 129 3:12 131 3:14 113, 131, 292 3:15-22 292 4 129–31 4:10 260 4:10-17 292 4:14 131 4:15-16 131 4:16 266, 292 4:24-26 261 5 129 5–13 86 6 5, 112–14, 119, 122, 125–31 6:7 129, 131 6:14-26 129 6:29–7:1 292 7:1 131 11–12 245 12:26-27 167 12:27 245 13 129 14 9, 86, 126, 128, 131 15 87, 129, 155, 169, 218, 242, 243 15:1 261 15:10 168, 174, 210 15:13-17 260 15:22-24 85 15:22-26 84
15:23 215 15:26d 84 17:8-13 175 19 85, 131 19:3-8 130 20 85, 178 20:1-17 130, 141, 260 20:2 294 20:4 294 20:21 135 20:22–23:19 130 20:22–23:33 141 22:19-23 267 22:23 261 23 85, 127–8, 130–31, 141 23:1–24:8 85 23:3 260 23:6 260 23:20-21 215 23:20–24:8 3, 85 23:20–24:28 126, 128, 130, 132 23:20-25 112 23:21 84 23:25 127 24:3-8 130 24:4 85 24:7 85 24:12 85 27–29 85 28:36-41 192 29 141 29:38-42 141 30:22-25 193 30:22-38 193 31:1-11 193 32 292–3 32:1-14 170 32:6 215 32:10 215 32:12 215 32:15-20 294 32:34 215 33:1-6 293 33:3 215 33:15 293 33:19-20 294 34 141, 142 34:4-6 85
Leviticus 135, 153 2 192 2:3 192 3:17 303 4:1-21 192 6:7-16 192 6:11 192 6:11-12 192 8 141 8:10-12 192 16 85 17:10-14 304 19 141 23 142 25:4 189, 248 26 189, 248 26:1-13 189 26:3-12 248 26:14-33 189 26:14-35 248 26:34-35 189 26:36 248 26:38 248 26:40-41 249 Numbers 134–5, 141, 191 5:18-19 215 5:23-24 215 6:23-27 300 10:9-10 267 10:11 295 10:35-36 295 11:1-9 295 11:1-35 170 11:20 296 11:22-23 296 13 293 13–14 296–7 13:32 248 14:1-35 170 16-18 78 21:4-9 84 24:3-4 139 24:15-16 139 24:15a 136 24:17 187 27:17 300 32:33-38 288 35 191, 192 35:25 191
Index of biblical references Deuteronomy 135–6, 153 1:29-30 297 5:28-29 135 5–6 141 7:12-15 84–5 12–26 141 16 142 17:14-17 302 17:14-20 298 18:18 137 18:18-19 135 19:14 140 26:5 10 26:5-9 10 27–28 141 31:30 261 32 123, 131, 155 32:7-9 291 32:8 132 32:10-14 266 32:39 300 32–33 242 33 196 33:8-11 136 33:24 266 34:10 137 Joshua 307 5:2-12 261 5:13-15 175 6 136 6–10 282 6:26 136 8:1-29 311 8:12 311 10:28-43 282 24 129 Judges 176, 239, 307, 311, 315 1:2-7 78 5 87 5:4 322 8–9 187 13 240 13–16 169 13:1-18 254 19 78 Ruth 140, 220 1:1 78 4:16-22 220
345 1 Samuel 135, 144, 170, 176, 194, 200, 212, 221, 267, 315 1:11 192, 260 1–2 194, 220 2 179, 240, 249 2:1-10 194, 211, 229, 236, 240, 254, 262 2:1b 221 2:4 215 2:4-9 199 2:6 194 2:7b 277 2:9ab 200 2:9c 200 2:30 194 2:35 194 3:13 194 3:18 292 4 176 7 185, 200 8:1-18 298 8:13 302 11:1-27 302 12:1-5 193 12:20-21 179 14 143 15 279, 284 15:32-33 245 16 143 16:1-13 187, 194 16:4-13 220 22 155 24:6 195 24:7 195 24:11 195 24:12 221 24:17 221 25 155 25:38-39 195 25:39 195 26 195 26:9 195 26:11 195 26:16 195 26:17 221 26:19 265 26:21 221 26:23 195 26:25 221 31 143, 144
346 2 Samuel 170, 176, 200, 212, 220, 221, 315 1 143, 144 1:14 195 1:16 195 1:19 189, 196 1:19-27 189, 195, 269 1:21 188 1:23 196 1:27b 196 2:4 196 2:30-35 325 7 155, 185, 202, 325 7:9 275 7:10 137 7:14-16 139 15:26-27 286 19:16-24 195 22 142, 155, 200, 211, 259, 261, 263–64 22–23 242 22:1 142, 261, 263, 277 22:3 176 22:14-20 211 22:22 275 22:29 270 22:38-50 263 22:44-46 267 22:51 266 23:1 139 23:1-7 142, 196 24 143 24:17b 325 25 196 27 196 1 Kings 170 3 143 3:7-9 279 3:28 266 4:29-34 266 7 287 9–10 323 10:1 275 10:24 275 17:16 266 17:17-24 262, 264 18 298 19:15-18 193
Index of biblical references 2 Kings 137–8, 144, 156, 157, 159, 166, 170, 317, 322, 328 4:8-37 262 6:24-31 248 6:29 248 18 216 18:1–20:21 137 18:5 277 18:7a 277 18:15-16 215, 216, 243 18:22 216 18–20 215 19:4-7 277 19:22 216 19:28 216 19:35 216 20 138, 216, 243 20:3 216, 243 20:6 216, 244 1 Chronicles 135, 138–9, 142, 144, 153 1:1-27 261 10 143 16 139, 142–3 16:7-36 142 16:8-22 142 16:12-13 142 16:22 193 16:23-33 142 16:34-36 142 16:36b 142 17:12 139 21 143 II Chronicles 153, 201 1 143 1:1-4 143 5 143 5:11b-14 143 6:36-42 202 6:40-41 201 6:40-42 193 6:41-42 267 7 143 7:3-6 143 7:6d 143 12:1 216, 244 12:1-16 216, 244
12:1b 216, 244 12:5 217, 244 12:7 217, 244 29–32 137 36:22-23 285 Ezra 190, 203, 255, 338 1 112 1:1-3 111, 285 1:3 140 10 236 Nehemiah 171, 203, 255, 335, 338 Job 153, 154, 217, 294 1:3 265–266 1:7 265 1:20 265 1–2:42 270 2:2 265 2:8 265 2:10 265 4:9 169 4:17-19 141 7:17 140 7:17-19 261 12:23-25 179 14:7-9 269 15:14 141 15:16 141 21 141 21:5 266 21:14-16 141 22 141 22:17-18 141 29:1-20 251–70 29:2-3 264, 270 29:6 266 29:7-11 266–7 29:12-13, 15-16 267 29:14 267, 270 29:17 267–8 29:19 269 29:24-5 270 29:25 264 32:6-8 260 32:19 260 33:4 169, 270 33:6 169 33:23-30 270
Index of biblical references
34:14-15 270 34:21-20 270 35:5-8 270 36:16-21 270 37:21-23a 270 38 218, 219 39:37-38 218 40:4 266 40:25–41:36 269 42:1-6 291 42:3-6 301 42:6 231 42:7-8 301 Psalms 134, 141, 153, 191, 232, 251 1 161, 165, 176, 179, 190, 197, 199, 220, 241, 243, 263 1:1 178, 203 1:2 176, 216, 231 1:3 173, 261, 269 1:3-4 197 1:4 155, 168, 174, 179, 241 1:6 179, 200, 203, 269 2 156, 193, 197, 198, 199, 203, 216, 217, 219, 220, 222, 224, 225, 227, 230, 243, 263–4, 265, 267, 318–19 2:1 171, 216 2:1-2 155, 215, 243 2:2 196, 227 2:3 198, 219, 227 2:4 216, 231, 243 2:5-6 216, 243 2:6 227 2:6-7 222 2:7 139, 190, 198, 223, 227 2:8 227 2:8-9 227 2:9 227 2:10 266 2:11 230 2:11-12 265 2:12 200, 221, 227, 297 2:12a 230
2:12c 216, 243 3:4 188 3:8 268 4 176 4:3 176 5:13 189 6 216, 243 7 243 7:13-14 240 8 141, 156, 235, 236, 237, 238, 239, 242, 243, 244, 246 8:2 237, 238 8:3 198, 200, 235, 238, 239, 249 8:5 140, 239, 240, 241, 242 8:5-6 261 8:5-7 238, 298 8:7 238 8:10 238 9:6-8 277 11 227 15:2 216, 243 17:3 216, 243 17:14 240 18 142, 155, 156, 200, 201, 259, 261, 263, 267 18:1 263 18:3 176, 188 18:31 189 18:47-51 201 19:15 179 20 201 20:2-6 202 20:5-6 263 20:10 202 20:25 217 21:5 227 22 230, 231 22:2 231 22:3 231 22:7-8 231 22:13-14 231 23 176, 270 23:5 175 23:5-6 227 24:4 216, 243 27:8 216, 243 27–30 217
347 28:1 179 28:8 188, 201 33:6 169 34 245 34:1 245 34:5 249 34:7 249 34:12 245 34:16 245 34:18 245 37:31 216, 243 39:12 168 42:10 179 45:8 201 46:3-6 168 51:8 216, 243 51:12 216, 243 58:7 268 61:7-8 227 61:9 231 62:1-2 176 62:3 179 62:5 176 62:6-9 176 62:10 176 65 215, 243 65:2 231 65:7-8 168 65:8 215, 217, 243 65:8a-b 217 65:8c 217 65:9 215, 227, 243 68 218 68:8 322 78 270 78:35 179 84:4 227 84:6 216, 243 84:10 189, 202 84:12 188 86:11 216, 243 89 155, 156, 179, 180, 200, 201, 202, 217, 218, 221, 225, 231, 232, 246, 247 89:1-2 217 89:2 201 89:2-5 201 89:3 200 89:3b-5 217 89:4-5 220
348 89:5 227 89:6-9 217 89:6-15 201 89:7 200 89:9-10 217 89:10 168, 210 89:10-11 217 89:12-19 217 89:15 221 89:16-19 201 89:18 221 89:20 220 89:20-28 201 89:20-38 197, 220 89:21-23 227 89:25 221 89:26 217, 218, 221 89:26-27 139 89:27-29 221 89:27-30 221 89:28 227 89:28-36 231 89:29-37 201 89:31 217 89:36 231 89:38-46 201 89:39 217 89:39-52 190, 231, 246 89:40 217 89:42 217 89:43 217 89:45 231 89:46 217 89:47 217 89:47-48 180 89:47-49 201 89:50-51 201 89:51-52 217 89:53 230 91:4 189 93:1 168 93:4 168 95:1 179 96:1-13 142 96:10 168 102:13-15 189 103:16 168 104 197, 219, 225, 226, 227, 318 104:2 225
Index of biblical references 104:6 225 104:10 225 104:10-28 226 104:20-21 226 104:22-23 226 104:24 226 104:25 226 104:25-27 226 104:29-30 227 105:1-15 142 105:5-6 142 105:15 193 106 142 106:1 142 107 179 107:33 179 107:33-43 179 107:35 179 110 156, 221, 242, 266, 318–19 110:1 227, 236 110:1d 230 110:2 222 110:3 196, 221, 222 110:5 203 110:11-14 225 112:9 221 115 294–5, 298 115:3 292 116:13 175 119:10 216, 243 119:99-100 260 132 201, 202, 221, 229 132:9 221, 267 132:10 221 132:11 139 132:11-12 221 132:12 221 132:12-14 221 132:15 221 132:17 221 132:18 221 138:1 216, 243 144:2-3 188 144:3-4 141 Proverbs 153, 256 1:1 261 4:2 217, 244 4:4 217, 244 7:2 217, 244
13:19 140 20:16 140 22 140 22:28 140 23:10 140 27:13 140 30:32 266 Ecclesiastes 153, 159, 178 1:2 177 1:3-10 177 6:1-6 267 Isaiah 134, 137–8, 153, 161, 173, 174, 235, 240, 242, 244 1 240 1–12 264 1:1 259 1:1–2:5 115 1–12 240 2:2-4 139, 259 5:1-7 170, 299 6 115, 240 6:4-10 266 6:5 260 6:5-10 292 6:9 242 6:9-10 295 6:10-12 202 7 6 7–9 161 7:11-14 173 7:14 187, 291 8:8 291 8:10 291 8:11 137 9:2-7 172 9:5 254 9:16 187 10 161 11:1 187 11:1-8 187 13:6 173 15 139 15:9b 139 16 139 16:1-5 139 17 215, 243 17:12-13 215, 243
Index of biblical references
17:14a 215, 243 17:14b 215, 243 19:1a 261 24 174 24:1 174 24:1-12 170 24:10 170, 174 24:12 170 26:1-7 236 26:2 236 26:4 179 26:5-6 236 30:27-33 169 35:1-10 266 35:4-8 242 35:10 242 36:1 244 36:4-7 241 36:4-10 241 36–37 215, 243 36–39 137, 242 37 198, 200, 216, 243, 249 37:1 246 37:1-5 198 37:3 246, 249 37:22 243 37:22-23 216, 243 37:24 216, 243 37:29 216, 243 37:36 216, 243 37:38 198, 245 37–38 198 38 138, 216, 243 38:1 245 38:1-6 138 38:3 216, 243, 245 38:3-5 198 38:5 216, 244, 245 38:5-6 198 38:21 138 39:2 246 40 246 40:1 249 40:1-2 246, 249 40:2 191 40:3-5 191 40:5 249 40:7 168 40:9 267 41:17-18 179
41:23 178 41:23-24 178 41:24 178 41:29 178 42 178 42:1 241 42:3 241 42:3-4 241 42:5 241 42:5-6 241 42:7 241 44:6-17 179 44:7 179 44:8 179 44:9 179 44:9-20 177 44:28–45:4 189 44:28–45:13 115 45:1 183, 193 45:1-8 202 45:2 242 45:11 242 45:13 242 45:22 249 45:24 249 48:20 239 48:20–49:3 189 49 189, 239, 240, 247 49:1 240, 241 49:2 240 49:2-6 245 49:6 240 49:8 189 49:8-19 247 49:14-21 189, 246 49:15 247, 248 49:15-16 246 49:19-23 247 49:20 249 49:20-26 247 49:22 248 49:26 248 50 247 51:11 242 53:5 241 54 247, 249 54:17b 249 55:1-5 202 55:13 172 58:6-8 229 58:11 176
349 59:1-15 180 59:14-15 180 59:16 180 59:17 267 59:19-20 180 59–60 180 60 247 60:1-2 180 60:5 180 61:1 193 62:4 249 63–64 263 65:17-20 249 65:17-25 298 65:24 249 66:5 249 66:5-14 249 66:5-17 263 66:7-8 249 66:9 249 66:13 249 66:14 249 Jeremiah 170, 174, 176, 190, 241 1:4-5 240 1:4-6 260 1:4-16 240 1:5 240 2 177 2:5 177, 179 3:14 247 3:22 247 4 160 4:22 171 4:23 174 4:23-26 171 4:25-26 171 4:27 172 4:27c 172 4:28-29 172 4:30-31 172, 173 4–7 172 5:1 173, 265 5:4-6 198, 219 5:10-18 172 5:19 172 5:21 172 5:27-29 267 6:8 172 6:9 172
350 6:24 172 6:26 172 6:30 172 7 172, 173 7:5-6 267 7:7 172 9:3 62 10 177 10:3 177 10:14-15 177 17:6-8 269 17:8 261 17:9 62 20 176 20:8 176 20:12 176 22:3-5 267 24 174 25 171, 181 25:9-11 171 25:11 189 25:12 175 25:19-26 171 25:29-30 171 25:30 171 25:31 171 29:10 189 30:6 247 31 247 31:15 247 31:15-22 247 31:16-17 247 31:18-19 247 31:22 247 48 139 49:7-22 140 50:1–51:58 303 50:44-46 140 51:2 174, 175 51:26 175 51:62 175 Lamentations 171 1:1 173 4:19 196 4:20 195 4:21 175 5:18-19 173
Index of biblical references Ezekiel 161, 173 6 175 6:13-14 175 6:14 175 16:3-22 11 23:32-33 175 23–26 172 27:13-22 261 33:28-29 175 35:3 175 35:9 175 36:4 173 36:7 175 36:10 175 36:11 175 Daniel 191 9 189 9:15-19 189 Hosea 176, 249 1:10–2:1 180 1–3 172, 249 2 115 2:16-17 179 5:10 140 12 176, 177 12:1 176 13:1a 241 13:1b-3 241 13:3c 241 13:12-15 173 13:13 241 13:15 241 Joel 134 1:7 173 1:15 173 3:1 193 Amos 115 Obadiah 134, 140 Jonah 1:9 311 3:6 265 Micah 260 1:1 259 1:8-16 189
2:3 189 2:9 189 3:12 259 4:1-3 259 4:1-4 139 4–5 115 5:6 221 6:2-7:7 115 Habakkuk 3 203 3:1b 203 3:3 332 3:12-13 203 3:12-15 203 3:16 203 19d 203 Malachi 171 1 181 1:2-4 170 3:1-7 191 4:5 191 Matthew 190 1:23 291 5:3-12 262 5:11 249 11:1-2 262 11:5-6 262 21:9 236, 237 21:13-14 236 21:15 237 21:16 235 Mark 190, 262 Luke 253–4, 255, 262–3 1:42 267 6:20-26 262 7:11-17 262 7:22b-23 262 Revelation 186 19:11-21 232 22:16 187 1 Esdras 255, 338 8–9 236
Index of authors Aharoni, Y. 89, 320 Ahlström, Gösta 94, 120, 321 Albertz, Rainer 120 Albright, William F. 13, 26–7, 57, 71, 90, 305, 310–12, 317 Alt, Albrecht 13, 71, 93, 95, 306–9, 310, 319, 331 Anderson, Walter 257 Aristotle 167, 168 Baumgartner, Walter 151 Ben-Amos, D. 252 Berossus 156, 166, 208, 209 Bolte, J. 152 Bright, J. 57 Bruno, Arvid 148 Bynum, D. E. 252 Carter, Charles 339 Cassuto, Umberto 148, 149, 150, 152, 153 Charlesworth, J. H. 183 Clark, Malcolm 2, 21–3 Clarke Wire, Antoinette 251–4, 257 Coote, Robert 94, 321 Cross, Frank 148, 149, 150, 152 Culley, Robert 151 Davies, Philip 322, 338–9, 341 de Geus, C. H. J. 26 de Vaux, R. 57, 71 Dever, William 2, 21–6, 28–30, 32, 38, 46 Diakanoff, I. M. 95 Dundes, A. 252 Edelman, Diana 94, 321, 323 Eissfeldt, Otto 56–9, 71, 77–8, 308, 310 Emerton, J. 276
Esse, Doug 94 Eusebius 209 Finkelstein, Israel 88, 94, 305–6, 313(n26), 317, 321–2, 335, 336 Frazer, James 151 Friis, Heike 152 Fronzaroli, P. 95 Galling, Kurt 1, 71, 297 Garbini, Giovanni 80 Geraty, Larry 95 Geyer, John 2, 67–8, 70 Glueck, Nelson 40 Gordon, Cyrus 151 Gottwald, N. K. 13–18, 309–10, 315, 319 Grabbe, L. L. 272–3 Green, W. S. 184 Gressman, Hugo 147, 151 Gunkel, Hermann 55–6, 58–60, 70–71, 125, 147, 151, 308 Haag, Herbert 1 Haldar, Alan 26 Hanson, P. D. 183, 184 Hauser, A. J. 13–14 Hayes, J. H. 2, 21, 67, 314 Hermann, Siegfried 10 Herodotus 70, 80, 147, 149, 150, 156, 157, 181, 208 Homer 147, 154, 156, 157, 251 Irvin, Dorothy 2, 58, 67–8, 151 Jamieson-Drake, David 81, 322 Jensen, Hans Jørgen Lundager 163, 164 Jeppeson, Knud 259 Jolles, A. 252 Josephus 156, 208, 209
352
Index of authors
Kenyon, Kathleen 26 Klengel, Horst 25–6 Knauf, Ernst Axel 73, 75, 79–82, 94, 96, 102, 120 Kochavi, M. 89, 320 Kupper, Jean R. 15, 25, 29 Laato, Anti 188 Lang, Bernhard 120 Lemaire, André 271–2, 276, 278(n37), 281 Lemche, Niels Peter 5, 94, 96, 106, 120–22, 152, 165, 168, 181, 296, 309–10, 315, 319–20, 321, 322–3 Liverani, Mario 26–7, 29, 272–3, 305–6, 318 Long, Burke 73 Lord, A. B. 152, 251 Manetho 156, 166, 208 Mazar, Amihai 306 Mazar, Benjamin 21, 89 Mendenhall, George 2, 13–19, 25, 309–10, 315 Meyer, Eduard 91, 147 Miller, J. M. 2, 21, 67, 76–7, 88, 90, 94, 314 Milne, A. A. 90 Moore, Megan Bishop 305 Moscati, Sabatini 15, 25 Mowinckel, Sigmund 148 Na’aman, Nadav 272, 305–6 Nielsen, Eduard 71, 151 Nielsen, Flemming 157 Neusner, Jacob 322 Noth, Martin 13, 26, 56–7, 71, 148, 152, 308–9 Oestigaard, Terje 317 Olrik, Axel 151 Parr, Peter 25 Parry, M. 152, 251 Philo of Byblos 80, 156
Plato 110, 116, 123, 318 Polivka, G. 152 Pope, Marvin 119 Prag, K. 39–40 Propp, Vladimar 151 Richards, Shirley 95 Roberts, J. J. M. 183, 184 Röiler, O. 95 Rowley, H. H. 313 Rowton, M. B. 26–30, 32–3 Sasson, Jack 151 Sawah, Firas 339 Sellin, Ernst 119 Silberman, Neil Asher 317 Smelik, K. A. D. 275(n25), 278(n36), 284(n50) Smith, Morton 21 Soggin, J. Alberto 314 Sophocles 110 Speiser, E. A. 56–7 Steuernagel, C. 15 Talmon, Shemaryahu 149, 150, 153, 157, 158, 184, 185, 186, 187, 188 Thompson, Stith 152, 158 Thompson, Thomas 1–9 Thucydides 147, 156 Tracy Luke, J. 15, 26 Van Seters, John 1, 7, 23, 105, 108, 121–2, 149, 150, 152, 156, 157, 158, 160, 165, 181, 258(n34), 313, 315, 319 Virgil 147 von Rad, G. 160 Weber, Max 306 Weippert, Helga 94–5 Weippert, Manfred 13, 25, 93, 309 Wellhausen, J. 4, 71–2, 91, 322 Whitelam, Keith 94, 321 Xenophon 156