201 13 2MB
English Pages 323 Year 2016
Appreciating Local Knowledge
Appreciating Local Knowledge Edited by
Elisabeth Kapferer, Andreas Koch and Clemens Sedmak
Appreciating Local Knowledge Edited by Elisabeth Kapferer, Andreas Koch and Clemens Sedmak This book first published 2016 Cambridge Scholars Publishing Lady Stephenson Library, Newcastle upon Tyne, NE6 2PA, UK British Library Cataloguing in Publication Data A catalogue record for this book is available from the British Library Copyright © 2016 by Elisabeth Kapferer, Andreas Koch, Clemens Sedmak and contributors All rights for this book reserved. No part of this book may be reproduced, stored in a retrieval system, or transmitted, in any form or by any means, electronic, mechanical, photocopying, recording or otherwise, without the prior permission of the copyright owner. ISBN (10): 1-4438-9066-9 ISBN (13): 978-1-4438-9066-3
TABLE OF CONTENTS Preface
ix
Acknowledgements
xi
Chapter I Different Kinds of Knowledge—Epistemological Approaches ELISABETH KAPFERER ,QWURGXFWLRQ
CLEMENS SEDMAK 2QLRQVVRLOVDQGZDWHULQJSODQWV /RFDONQRZOHGJHDQGORFDOHSLVWHPLFMXVWLFH
5
IRYNA MATSEVICH 7KHKXPDQVFLHQFHVYHUVXV WKHSRVW6RYLHWKXPDQLWDULDQVFLHQFHV
MARIO WINTERSTEIGER 5HFRQVLGHULQJµ0\WKLF.QRZOHGJH¶ $FRQWULEXWLRQWRWKHKHUPHQHXWLFVRIµP\WKLF¶LQVLJKWV
GEOFF BIL %HWZHHQ0ƗRULDQG0RGHUQ"7KHFDVHRIPƗQXNDKRQH\
Chapter II Different Settings of Knowledge—Spatial Approaches ANDREAS KOCH ,QWURGXFWLRQ ELISABETH DONAT / MADELEINE KOCH ([SORULQJVRFLDODQGVSDWLDORSSRUWXQLWLHVWRPRYHZLWKLQDFLW\ $UHVLGHQW¶VSHUVSHFWLYHRQXUEDQPRELOLW\
YL
Table of Contents
ANDREAS KOCH 'HWHFWLQJSDWWHUQVRIHPHUJHQFH LQXUEDQVHJUHJDWLRQVLPXODWLRQZLWKORFDONQRZOHGJH THEO VURDUBAKIS / RAONI RAJÃO /RFDONQRZOHGJHDQGUHPRWHVHQVLQJ Identifying deforestation in Brazilian Amazonia ALICE NATARAJA GARCIA SANTOS :LQGHQHUJ\LQ%UD]LODQGVRFLRHFRORJLFDOFRQÀLFWV 7KHUROHRINQRZOHGJHLQSRZHUVWUXJJOHV
Chapter III Different Settings of Knowledge—Social Approaches ANDREAS KOCH ,QWURGXFWLRQ LAURA M. WESTHOFF Expertise and local knowledge DW+LJKODQGHU5HVHDUFKDQG(GXFDWLRQ&HQWHU STEFAN TOBLER &RPEDWWLQJSRYHUW\UHTXLUHVDORFDODSSURDFK $5RPDQLDQSHUVSHFWLYH MÁRTON LENDVAY 3RVWVRFLDOLVWFRPPXQLW\DQGORFDONQRZOHGJH (WKQRJUDSKLHVRIZDWHUPHORQSURGXFWLRQLQ+XQJDU\
Table of Contents
YLL
Chapter IV Different Kinds of Transfer—Socio-Cultural Approaches ELISABETH KAPFERER ,QWURGXFWLRQ SHALINI PANJABI 5HÀHFWLRQVRQRUDOFXOWXUHDVORFDONQRZOHGJH DE-VALERA N. Y. M. BOTCHWAY ³:KHQWKHµJOREDO¶PDUJLQDOL]HVWKHµLQGLJHQRXV¶´ 0DUFXV*DUYH\DQG.ZDEHQD'DPXDKDVPRUWDUWRWKHEULFNV RIthFHQWXU\$IURFHQWULFUHOLJLRXVUHIRUPDWLRQ THOMAS KURZ / THOMAS LAMPOLTSHAMMER /RFDONQRZOHGJHDVDGULYLQJIRUFHIRULQWHUFXOWXUDO FRUSRUDWHGHYHORSPHQW
&RQWULEXWRUV
PREFACE
7KLV YROXPH LV WKH UHVXOW RI D WZRGD\ FRQIHUHQFH LQ 1RYHPEHU LQ 6DO]EXUJ$XVWULDGHGLFDWHGWREULQJLQJWRJHWKHUUHVHDUFKHUVDQGSUDFWLWLRQHUVIURPGLIIHUHQWVFLHQWL¿FGLVFLSOLQHVLQRUGHUWRIROORZGLVWLQFWWUDLQVRI WKRXJKWDERXWORFDONQRZOHGJH²WKHSKHQRPHQRQLWVWKHRUHWLFDODQGSKLORVRSKLFDOUHÀHFWLRQPHWKRGRORJLFDOFRPSUHKHQVLRQDQGSUDFWLFDODSSOLFDWLRQ²LQDWUDQVGLVFLSOLQDU\IDVKLRQ ,QWKHOLJKWRIWKHJOREDOL]DWLRQSRVW PRGHUQL]DWLRQVRFLDOIUDJPHQWDWLRQ DQG HFRQRPL]DWLRQ RI PDQ\ RI RXU OLYLQJ FRQWH[WV ORFDO NQRZOHGJH has regained increased attention in social sciences like ethnography, SRYHUW\DQGLQHTXDOLW\VWXGLHVVRFLDODQWKURSRORJ\DQGVRFLDOJHRJUDSK\ WRPHQWLRQMXVWDIHZ&RPPRQO\ORFDONQRZOHGJHLQGLFDWHVDFRXQWHUSDUW to both rational forms of an explicit knowledge of facts and knowledge RIXQLYHUVDOYDOLGLW\/RFDONQRZOHGJHDWWHPSWVWRDSSUHFLDWHDPRUHFRP SUHKHQVLYHYLHZRISHRSOH¶VVNLOOVFDSDELOLWLHVH[SHULHQFHDQGVRSKLVWLFDWLRQ2QWKHRWKHUKDQGWKHUHIHUHQFHWR³ORFDO´LPSOLHVDERXQGHGDSSOLFDELOLW\RINQRZOHGJHLQVSHFL¿FVSDWLDOFXOWXUDOHQYLURQPHQWV7KXVWKHUH VHHPVWREHDVLPLODULW\LQQDWXUHWRLQGLJHQRXVNQRZOHGJH Beyond this scope of application, local knowledge can be either acknowOHGJHGDVLQVWUXPHQWDOLQRUGHUWRDFKLHYHVSHFL¿FJRDOVRUDVVRPHWKLQJ ZKLFKKDVLQWULQVLFYDOXHLQRUGHUWRGHDOZLWKVRFLDOUHODWLRQVVROLGDULW\ FRPPRQYDOXHVDQGQRUPVDFFRUGLQJO\6RFLDODQGVSDWLDOVHWWLQJVDSSHDUWR EHLQÀXHQWLDOIRUHYHU\ERG\¶VTXDOLW\RIOLIHSHUVRQDOLGHQWLW\DQGSROLWLFDO FRPPLWPHQW²DQGORFDONQRZOHGJHLVWKHHVVHQWLDOIRXQGDWLRQWRWXUQWKHVH VHWWLQJVLQWRDYLYLGDUHQD 7KH FRQWULEXWLRQV LQ WKLV YROXPH GLVFXVV ORFDO NQRZOHGJH DV D VSHFL¿FNLQGRINQRZOHGJHLQLWVGLIIHUHQWVHWWLQJVDQGPHDQVRIWUDQVIHU7KH FKDSWHUVDSSURDFKLVVXHVDQGTXHVWLRQVRIORFDONQRZOHGJHIURPPDQLIROG DFDGHPLFEDFNJURXQGVLQFOXGLQJVRFLRORJ\SKLORVRSK\VRFLDOJHRJUDSK\ HFRQRPLFVKLVWRU\LQWHUSHUVRQDOFRPPXQLFDWLRQVWXGLHVFXOWXUDOVWXGLHV DQGWKHRORJ\DQGKHQFHDGGUHVVWKHPVHOYHVWRDEURDGDFDGHPLFDXGLHQFH IURPGLYHUVHGLVFLSOLQHV 6DO]EXUJ/RQGRQ6HSWHPEHU Elisabeth Kapferer, Andreas Koch, Clemens Sedmak
ACKNOWLEDGEMENTS
,W LV WKDQNV WR WKH KHOS RI PDQ\ SHRSOH DQG LQVWLWXWLRQV WKDW WKH SURMHFW ³$SSUHFLDWLQJ /RFDO .QRZOHGJH´²WKH FRQIHUHQFH KHOG LQ 6DO]EXUJ LQ 1RYHPEHUDVZHOODVWKHVHFRQIHUHQFHSURFHHGLQJV²FRXOGEHUHDOL]HG ³$SSUHFLDWLQJ/RFDO.QRZOHGJH´LVSDUWRIWKHVFLHQWL¿FPRQLWRULQJRIWKH $XVWULDQ VRFLDO IHVWLYDO Keep the Ball Rolling. ZZZWXZDVDW²*HUPDQ RQO\ VHH DOVR WKH HGLWRUV¶ DQG YROXPHV SXEOLVKHG ZLWK &63 ³7KH/RJLFVRI&KDQJH,GHQWLW\3ODFH3RYHUW\DQG6RFLDO7UDQVIRUPDWLRQ 0HFKDQLVPV´DVZHOODV³6WUHQJWKHQLQJ,QWDQJLEOH,QIUDVWUXFWXUHV´ :HDUH JUDWHIXOWRWKHs!nnstifterDFRQVRUWLXPRI$XVWULDQSULYDWHIRXQGDWLRQV IRU WKHLUFRPPLWPHQWWRDQG¿QDQFLDOVXSSRUWRIWKHVRFLDOIHVWLYDO $VIRUWKHFRQIHUHQFH³$SSUHFLDWLQJ/RFDO.QRZOHGJH´KHOGLQ1RYHPEHUZHZDQWWRH[SUHVVRXUWKDQNVWRWKHBildungszentrum St. Virgil, LQ SDUWLFXODU WR -DNRE 5HLFKHQEHUJHU 6W 9LUJLO SURYHG RQFH PRUH WR EH DQ H[FHOOHQW YHQXH WKDQNV WR WKH H[FHOOHQW VWDII ZKR ZHUH RXWVWDQGLQJO\ FRRSHUDWLYHLQDQ\RUJDQL]DWLRQDOPDWWHU $OVRZHWKDQNWKHLQVWLWXWLRQVWKDWKDYHFRIXQGHGWKHFRQIHUHQFHIRU WKHLU¿QDQFLDOVXSSRUWWKHSalzburg Ethik Initiative, the Salzburg Community Development (Gemeindeentwicklung Salzburg WKH City of Salzburg, as well as the ,QWHUQDWLRQDO5HODWLRQV2I¿FHDWWKH8QLYHUVLW\RI6DO]EXUJ $VIRUWKHFRQIHUHQFHSURFHHGLQJVSXEOLVKHGKHUHZHZDQWWRFRUGLDOO\ WKDQNDOORXUFRQWULEXWRUVIRUWKHLUHIIRUWVDQGWKHLUGLVFLSOLQHGFRRSHUDWLRQ LQ¿QDOL]LQJWKLVYROXPH)RUFDUHIXOSURRIUHDGLQJZHH[SUHVVRXUWKDQNVWR 1LFROD6DQWDPDULDDQG/OR\G%DUWRQ²DQGZHGRVRDOVRRQEHKDOIRIRXU FRQWULEXWRUV:HWKDQN.DULQ%HUQHUIRUKHUSUHFLVHZRUNZLWKWKHOD\RXWRI WKHPDQXVFULSW)LQDOO\ZHDUHJUDWHIXOWR&DPEULGJH6FKRODUV3XEOLVKLQJ IRUDJDLQJUDQWLQJWKHRSSRUWXQLW\WRSXEOLVKWKHVHFRQIHUHQFHSURFHHGLQJV DV D VHTXHO WR WKH DIRUHPHQWLRQHG YROXPHV DQG IRU WKHLU FRRSHUDWLRQ DQG VXSSRUW ZZZXQLVDO]EXUJDW]HD ZZZLI]VDO]EXUJDW 6DO]EXUJ/RQGRQ6HSWHPEHU Elisabeth Kapferer, Andreas Koch, Clemens Sedmak
CHAPTER I DIFFERENT KINDS OF KNOWLEDGE— EPISTEMOLOGICAL APPROACHES
INTRODUCTION ELISABETH KAPFERER
$V DUJXHG E\ YDULRXV H[SHUWV RQ ORFDO NQRZOHGJH WKH FRQFHSW RI FHUWDLQ ERGLHV RI NQRZOHGJH ZLWK VSHFL¿F FKDUDFWHULVWLFV WKDW DUH EHVW GHVFULEHG E\ SUH¿[LQJ WKHP ZLWK ³LQIRUPDO´ ³LQGLJHQRXV´ ³IRON´ RU ³WUDGLWLRQDO´ RU LQ D PRUH VXPPDUL]LQJ ZD\ ³ORFDO´ RULJLQDWHG HVVHQWLDOO\ LQ DQWKUR SRORJ\DQGHWKQRORJ\+HUHWKLVNQRZOHGJHLVGLVFXVVHGZLWKUHIHUHQFHWR WKH VSHFL¿F LQWHUHVW WKDW GHYHORSPHQW FRRSHUDWLRQ IRFXVLQJ RQ SHRSOH LQ OHVVDQGWKHOHDVWGHYHORSHGFRXQWULHVDQGDUHDVRQWKHSODQHW KDVWDNHQLQ ERWKGLVFLSOLQHV*LYHQWKDWPHUHWHFKQRORJLFDODVVLVWDQFHDQGVXSSRUWKDV QRW SURYHG FRPSOHWHO\ VXFFHVVIXO LQ PDQ\ RI GHYHORSPHQW DLG¶V ¿HOGV RI DFWLRQWKHLGHDRILQWHJUDWLQJWKHNQRZOHGJHDQGVNLOOVRIVLPSOHVXEVLVWHQFH oriented societies and their members, knowledge that is emerging “bottom XS´KDVVHHPHGDSURPLVLQJSHUVSHFWLYHIRUQHZDSSURDFKHVWRDQGQHZ VWUDWHJLHVRIGHYHORSPHQWFRRSHUDWLRQFIIRUH[DPSOH6FKDUHLND DQG .RUII 2WKHU DFDGHPLF GLVFLSOLQHV VXFK DV SKLORVRSK\ KLVWRU\ DQGSROLWLFDOVFLHQFHVDQGKHUHHVSHFLDOO\WKHKLVWRU\RISROLWLFDOWKRXJKW KDYHDOVRIRXQGWKHLULQWHUHVWLQWKHVSHFL¿FHSLVWHPLFTXDOLWLHVRIVRFDOOHG ORFDONQRZOHGJHVHH&KDPEHUV*HHUW] 7KHFRQWULEXWLRQVWR WKHRSHQLQJFKDSWHURIWKLVYROXPHVKHGOLJKWRQGLIIHUHQWHSLVWHPLFDVSHFWV RIORFDONQRZOHGJHIURPYDULRXVSHUVSHFWLYHVIURPWKHKXPDQLWLHV ,Q KLV RSHQLQJ FRQWULEXWLRQ Clemens Sedmak GLVFXVVHV WKH QH[XV EHWZHHQ WKH VSHFL¿F HSLVWHPLF IRUPV RI ORFDO NQRZOHGJH DQG HSLVWHPLF MXVWLFH*LYHQWKDWORFDONQRZOHGJHQRWRQO\UHOLHVRQDQGLQWHUIHUHVZLWK VSDWLDOERQGLQJEXWDOVRZLWKVRFLDOQRUPVDQGFXOWXUDOFRGHVLWLVREYLRXV WKDWWKHTXHVWLRQLPSOLHGLVQRWVLPSO\ZKHWKHU³WRNQRZ´RU³QRWWRNQRZ´ EXWPRUHVLJQL¿FDQWO\LWLVDTXHVWLRQRIEHLQJ³LQSODFH´RU³RXWRISODFH´ 6HGPDNKHQFHDUJXHVWKDW³FKDOOHQJLQJORFDONQRZOHGJHPHDQVFKDOOHQJLQJWUXWKFODLPVHSLVWHPLFDQGVRFLDODXWKRULW\DQGFXOWXUDOFRGHV7KDWLV ZK\QHJRWLDWLQJWKHVWDWXVRIORFDONQRZOHGJHLVHSLVWHPRORJLFDOO\DVZHOO DV SROLWLFDOO\ VHQVLWLYH´ DQG LV PRVW UHOHYDQW IRU LQYHVWLJDWLQJ HSLVWHPLF MXVWLFH Iryna Matsevich, in her paper, broadens the meaning of local knowledge ZLWKDQDSSURDFKZKLFKDW¿UVWJODQFHDSSHDUVSDUDGR[LFDO0DWVHYLFKFKDOOHQJHVWKHHSLVWHPLFFDWHJRULHVE\LQWURGXFLQJDIRUPRI³DFDGHPLFORFDO
Elisabeth Kapferer
NQRZOHGJH´DQGGLVFXVVHVWKHVFLHQWL¿FVWDWXVRIKXPDQLWDULDQVFLHQFHVLQ WKH%HODUXVLDQDQG5XVVLDQDFDGHPLFFRQWH[W6XJJHVWLQJWKDWDPLVWDNHRI translation opened the path for this locally distinct academic tradition, she VKRZVKRZWKHQRYHOFRQFHSWFRXOG\HWMXVWL¿DEO\SHUVLVWLQWKHOLJKWRID SUHGRPLQDQWKXPDQLVWLFSKLORVRSK\RIWKHVRFLHWLHVLQYROYHG Mario WintersteigerLQKLVIROORZLQJZRUNSURORQJVWKHHSLVWHPLFYLHZ RI ORFDO NQRZOHGJH WKURXJK WKH VSHFWDFOHV RI SROLWLFDO WKRXJKW DQG HFRORJLFDOLQWHUHVW+HH[DPLQHVWKHDUFKDLFNQRZOHGJHRIP\WKV²RUP\WKLF NQRZOHGJH²DVDVSHFLDOPDQLIHVWDWLRQRIORFDONQRZOHGJH%\GLVFXVVLQJ WKHHSLVWHPRORJLFDOVWDWXVRIP\WKRORJ\DQGFXOWXUHERXQGV\PEROLFZLVGRP :LQWHUVWHLJHU QRW RQO\ WDFNOHV SRWHQWLDO LQVLJKWV LQWR ³LUUDWLRQDO´ YLROHQFH DQG DJJUHVVLRQ EXW DOVR WRXFKHV RQ HFRORJLFDO TXHVWLRQV +HQFH KLVFRQWULEXWLRQWKHPDWLFDOO\EXLOGVDEULGJHWRWKHZRUNRIGeoff Bil who, FRPLQJIURPDKLVWRULFDOEDFNJURXQGWDNHVWKHUHDGHUWR1HZ=HDODQGDQG WRWKHNQRZOHGJHRI0ƗQXNDDVPDOOORFDOWUHH KHOGE\0ƗRULSHRSOHDQG JUDGXDOO\ GLVFRYHUHG DQG PDGH XVH RI DOVR E\²ZHVWHUQ HGXFDWHG²XQLYHUVLW\UHVHDUFKHUVDQGELRSKDUPDFHXWLFDOFRPSDQLHV,WLVZLWKWKLVEDFNJURXQGWKDW%LOGLVFXVVHVWKHUHOHYDQFHRIORFDONQRZOHGJH,QGRLQJVRKH IRFXVHV³RQWKHFRQWLQJHQWFRQWHVWHGDQGDPELYDOHQWZD\VLQZKLFKWKHVH YHU\ FDWHJRULHV²ORFDO DQG JOREDO LQGLJHQRXV DQG (XURSHDQ WUDGLWLRQDO DQG PRGHUQ QRQVFLHQFH DQG VFLHQFH²KDYH EHHQ GH¿QHG WRJHWKHU ZLWK WKHFRQWHPSRUDU\FRQWH[WVLQZKLFKWKLVELQDU\WHQGHQF\LVERWKUHL¿HGDQG UHFRQVLGHUHG´
References &KDPEHUV5REHUW 5XUDO'HYHORSPHQW3XWWLQJWKH/DVW)LUVW3HDUVRQ+DUORZ *HHUW]&OLIIRUG /RFDO.QRZOHGJH)XUWKHU(VVD\VLQ,QWHUSUHWLYH $QWKURSRORJ\%DVLF%RRNV .RUII5GLJHU /RFDONQRZOHGJHEHWZHHQWKLFNGHVFULSWLRQLGHR ORJ\ DQG VFLHQFH KWWSVZZZXQLKRKHQKHLPGHLGSXEOLFDWLRQV NRUIIEKWPODWHVWYLVLW 6FKDUHLND1LNRODXV /RNDOHV:LVVHQ(WKQRORJLVFKH3HUVSHNWLYHQ ,Q1LNRODXV6FKDUHLND7KRPDV%LHUVFKHQN(GV /RNDOHV:LVVHQ— VR]LDOZLVVHQVFKDIWOLFKH3HUVSHNWLYHQ0QVWHU/,79HUODJ±
ONIONS, SOILS, AND WATERING PLANTS:
LOCAL KNOWLEDGE AND LOCAL EPISTEMIC JUSTICE CLEMENS SEDMAK Onions Sally Morgan dLVFXVVHVDFODVKRIHSLVWHPLFFXOWXUHVLQKHUDXWRELRJUDSK\ ³0\3ODFH´+HULOOLWHUDWHJUDQGPRWKHU³1DQ´ EHOLHYHGLQWKHHI¿FDF\RI RQLRQVDVSRZHUIXOWRROVWRHUDGLFDWHJHUPV²VKHZRXOGSXWRQLRQVDOORYHU WKHKRXVHLQFOXGLQJWKHEHGURRPVZLWKDOOWKHROIDFWRU\VLGHHIIHFWV6DOO\ FKDOOHQJHGWKLVNQRZOHGJHFODLPDVD\HDUROGKLJKVFKRROVWXGHQW³, DUULYHGKRPHIURPVFKRRORQHGD\ZLWKWKHIDFWVRIDVFLHQFHOHVVRQIUHVKO\ imprinted in my brain, and proceeded to inform Nan that when it came to HUDGLFDWLQJ JHUPV RQLRQV ZHUH WRWDOO\ XVHOHVV´7KH UHDFWLRQ ZDV KDUVK ³1DQZDVFURVVVKHVDLGKLJKVFKRROKDGJRQHWRP\KHDG´6DOO\SURFHHGHG WRJHWULGRIWKHRQLRQVLQKHUURRP³,ZDONHGLQWRP\URRPÀXQJEDFNWKH FXUWDLQVDQGFROOHFWHGXSDOOWKHRQLRQTXDUWHUVWKDWVDWQHDWO\DORQJP\EHGURRPZLQGRZVLOO,KHVLWDWHGDWSLFNLQJXSWZRRIWKHP7KH\ZHUHVOLJKWO\ PROG\DQGWKH\ORRNHGDWPHDVLIWRVD\UHPRYHXVDQG\RX¶OOJHWDGHDGO\ GLVHDVHMXVWOLNH\RXU*UDQGPRWKHUVD\V,JUDVSHGWKHPFRXUDJHRXVO\ZLWK P\EDUHKDQGVDQGÀXQJWKHPGUDPDWLFDOO\LQWKHNLWFKHQELQµ1RPRUH RQLRQV¶,WROG1DQTXLHWO\EXW¿UPO\«,ZDVWU\LQJWREHUDWLRQDODERXW WKHZKROHWKLQJ$IWHUDOO,ZDVVWXG\LQJVFLHQFH´ Needless to say, Sally’s JUDQGPRWKHUGLGQRWJLYHXSWKDWHDVLO\DQGFRQWLQXHGWRVPXJJOHRQLRQV LQWR6DOO\¶VURRP :KDWGRHVWKLVRQLRQLQFLGHQWWHOOXVDERXWORFDONQRZOHGJH" /RFDO NQRZOHGJHLQWKLVFDVHLV³SHUVRQDO´LHFRQQHFWHGWRDQDXWKRULW\¿JXUH ³WUDGLWLRQDO´LHZLWKDKDELWIRUPLQJKLVWRU\ DQG³ORRVHO\MXVWL¿HG´LH MXVWL¿HG ZLWK UHIHUHQFH WR DXWKRULW\ DQG WUDGLWLRQH[SHULHQFH ORFDO NQRZOHGJH LQ WKLV FDVH LV FKDOOHQJHG E\ ³XQLYHUVDO FODLPV´ EDVHG RQ WKH FODLPVRI³VFLHQWL¿FHYLGHQFH´ /RFDONQRZOHGJHLQWKLVFDVHLVOLQNHG WR DXWKRULWLHV WKDW KDYH PRUH WKDQ MXVW HSLVWHPLF EXW DOVR VRFLDO SRZHU
6DOO\0RUJDQMy Place/RQGRQ9LUDJR3UHVV>UHSULQW@ S ,ELG
Clemens Sedmak
,WWDNHVFRXUDJHWRJREH\RQGDQGDJDLQVWORFDONQRZOHGJHVLQFHORFDO knowledge is administered and protected by agents with local power and challenging local knowledge claims will change the local power balances DQGG\QDPLFV ³/RFDONQRZOHGJH´VRLWVHHPVLVQRWRQO\DPDWWHURIVRFLDOVWUXFWXUHV JUDQGPRWKHU ZLWK KHU SRZHU RYHU WKH JUDQGGDXJKWHU EXW DOVR D PDWWHU RI ³FXOWXUDO FRGHV´ WKDW QHJRWLDWH WKH ERXQGDULHV EHWZHHQ ³LQ SODFH´ DQG ³RXW RI SODFH´ 6FLHQWL¿F UHVHDUFK SURGXFHV GLIIHUHQW HSLVWHPLF FXOWXUHV ZLWKVSHFL¿FFXOWXUDOFRGHV&KDOOHQJLQJORFDONQRZOHGJHPHDQVFKDOOHQJLQJWUXWKFODLPVHSLVWHPLFDQGVRFLDODXWKRULW\DQGFXOWXUDOFRGHV7KDWLV ZK\QHJRWLDWLQJWKHVWDWXVRIORFDONQRZOHGJHLVHSLVWHPRORJLFDOO\DVZHOO DVSROLWLFDOO\VHQVLWLYH
Soils: The concept of local knowledge 7HUPVOLNH³LQGLJHQRXVNQRZOHGJH´³WUDGLWLRQDONQRZOHGJH´³IRONNQRZ OHGJH´ RU ³LQIRUPDO NQRZOHGJH´ KDYH EHHQ XVHG WR FKDUDFWHUL]H GLIIHUHQW QXDQFHV RI ³ORFDO NQRZOHGJH´ 7KH ¿UVW WHUP VHHPV WR EH OLPLWHG WR D VRPHWLPHV QHJDWLYH UHDGLQJ RI ³LQGLJHQRXV SHRSOH´ DV EHDUHUV RI NQRZ OHGJH7KHVHFRQGHPSKDVL]HVWKHVRXUFHDQGZD\RIWUDQVPLVVLRQDQGPD\ LQVLQXDWHDFHUWDLQODFNRIDGDSWLYHVWUHQJWK7KHWKLUGLVWDFLWO\FRQWUDVWHG ZLWK³VFLHQWL¿F´DQG³HYLGHQFHEDVHG´NQRZOHGJHDVLQWKHGLVFRXUVHVRQ WKH OLPLWV RI ³IRON SV\FKRORJ\´ RU WKDW ZLWK KLJKHU OHYHOV RI FRKHUHQFH MXVWL¿DELOLW\ DQG DXWKRULW\ DV LQ WKH GLVFRXUVH RQ ³IRON UHOLJLRVLW\´ 7KH IRXUWKUHIHUVWRWKHVWDWXVRIWKLVNQRZOHGJHDVQRWH[SOLFLWRUV\VWHPDWLF /RFDONQRZOHGJHLVFRQWUDVWHGZLWKRWKHUW\SHVRINQRZOHGJHDQGEHFDXVH RI WKH GLVFXVVLRQ RI YDOLGLW\ DQG MXVWL¿HG FODLPV RI NQRZOHGJH W\SHV LQ JHQHUDOLVFRQWHVWHGDQGSROLWLFDOO\VHQVLWLYH /RFDONQRZOHGJHFDQEHMXVWL¿HGDV³NQRZOHGJH´NQRZOHGJHLVDQHSLVWHPLFVLWXDWLRQFKDUDFWHUL]HGE\WKHDSSURSULDWHMXVWL¿FDWLRQRIWUXWKFODLPV /RFDONQRZOHGJHFDQEHXQGHUVWRRGWREHDW\SHRINQRZOHGJHWKDWLVDG PLQLVWHUHGE\HSLVWHPLFDJHQWVZLWKLQDSDUWLFXODUSK\VLFDOFXOWXUDOVRFLDO SROLWLFDO FRQWH[W/RFDONQRZOHGJHSUHVXSSRVHVIDPLOLDULW\ZLWKWKLVFRQWH[W )XUWKHUPRUHWKHYDOLGLW\FODLPVRIORFDONQRZOHGJHDUHJHQHUDOO\OLPLWHGWR WKLVSDUWLFXODUFRQWH[W7KHSULPDU\VRXUFHRIORFDONQRZOHGJHLVH[SHULHQFH DV VXFK LW LV ³NQRZOHGJH E\ DFTXDLQWDQFH´ NQRZOHGJH EDVHG RQ SUDFWLFH DQGHQFRXQWHU,WLVRIWHQWHVWHGRYHUGHFDGHVDQGHYHQFHQWXULHVRIXVH7KH ³ORFDOQHVV´RIORFDONQRZOHGJHUHIHUVERWKWRWKHLVVXHVRIORFDO DFTXLVL-
Onions, soils, and watering plants
WLRQDQGORFDO DSSOLFDWLRQ/RFDONQRZOHGJHLVDPHDQVRIRULHQWDWLRQLH DUHVSRQVHWRRULHQWDWLRQQHHGVZLWKLQDSDUWLFXODUFRQWH[W,WSUHVXSSRVHVD GHHS³WKLFN´ XQGHUVWDQGLQJRIWKHORFDOFRQWH[WDQGEHFDXVHRIWKLVDFFHVV FRQGLWLRQVFDQVRPHWLPHVEHHOXVLYHDQGHVRWHULFLHUHVWULFWHGWRJURXSVZLWK SULYLOHJHGDFFHVVWRORFDOFRQWH[WV,WLVQRWVXUSULVLQJDJDLQVWWKLVEDFNJURXQG WKDW³RULJLQ´SOD\VDPDMRUUROHLQWKHXQGHUVWDQGLQJDQGDVVHVVPHQWRIORFDO NQRZOHGJH &KDUOHV /LQGEORP DQG 'DYLG &RKHQ F KDUDFWHUL]H ORFDO NQRZ OHGJHRQWKHEDVLVRILWV³JHQHUDWLQJFRQGLWLRQV´DVDNLQGRI³NQRZOHGJHWKDW GRHVQRWRZHLWVRULJLQWHVWLQJGHJUHHRIYHUL¿FDWLRQWUXWKVWDWXVRUFXUUHQF\WRGLVWLQFWLYH«SURIHVVLRQDOWHFKQLTXHVEXWUDWKHUWRFRPPRQVHQVH FDVXDOHPSLULFLVPRUWKRXJKWIXOVSHFXODWLRQDQGDQDO\VLV´ The wording of WKLVFKDUDFWHUL]DWLRQSRLQWVWRWKHVHQVLWLYHLVVXHRIDMX[WDSRVLWLRQEHWZHHQ NQRZOHGJHRIW\SH$WKHUHVXOWRIVWDQGDUGL]HGWHVWLQJPHWKRGV DQGNQRZ OHGJHRIW\SH%ORFDONQRZOHGJHDVEDVHGRQ³FDVXDOHPSLULFLVP´ ZKLFK ZLOOEHGLVFXVVHGLQWKHVXEVHTXHQWVHFWLRQ2QDSRVLWLYHQRWHZHFRXOGVD\ WKDWORFDONQRZOHGJHWULHVWRGRMXVWLFHWRDORFDOFRQWH[W ,Q WKLV VHQVH RQH FDQ XQGHUVWDQG ORFDO NQRZOHGJH WR EH WKH UHVXOW RI HSLVWHPLFDGDSWDWLRQWRDQHQYLURQPHQW6LQFHWKH³ORFDO´LVDVSDWLDOFDWH JRU\LWLVQRWVXUSULVLQJWKDWORFDONQRZOHGJHLVRIWHQDVVRFLDWHGZLWKVSHFL¿FDQGVSHFLDOL]HGNQRZOHGJHRIWKHSK\VLFDOHQYLURQPHQWRIZLOGOLIHRU VRLO,WLVERWKDQHSLVWHPRORJLFDODQGDVRFLDOTXHVWLRQWRDVNLIORFDONQRZ OHGJH LV ³WRR SODFHVSHFL¿F´ WR SOD\ D UROH RXWVLGH LWV FRQWH[W RI JHQHVLV .RUII DUJXHV ³:KHQ ORFDO NQRZOHGJH LV WDNHQ RXW RI LWV VSHFL¿F VSDWLDO VRFLDODQGUHOLJLRXVIUDPHLWLVWUDQVIRUPHGDQGORVHVLWVORFDOVHQVH´5 This WRXFKHVXSRQWKHTXHVWLRQRIWKHYDOLGLW\RIORFDONQRZOHGJH,QRUGHUWR HQWHUWKLVGLVFXVVLRQLWZLOOEHKHOSIXOWRVHHWKHPDQ\IRUPVRIORFDONQRZ OHGJHDVZHOODVWKHGLIIHUHQWIRUPVRIHSLVWHPLFMXVWLFH Local knowledge may take the form of propositional knowledge (“know WKDW´ RUSURFHGXUDONQRZOHGJH³NQRZKRZ´ %HFDXVHRILWV³HPEHGGHG
5
&KDUOHV(/LQGEORP'DYLG.&RKHQ8VDEOH.QRZOHGJH6RFLDO6FLHQFHDQG social problem solving1HZ+DYHQ&76XSSO@ SS±0)ULFNHU6LOHQFHDQG ,QVWLWXWLRQDO3UHMXGLFHLQ6KDURQ&UDVQRZ$QLWD6XSHUVRQHGV Out From the Shadows: Analytical Feminist Contributions to Traditional Philosophy2[IRUG 283
Onions, soils, and watering plants
PDGHVLOHQW.ULVWLH'RWVRQGLVWLQJXLVKHVWZRNLQGVRIVLOHQFLQJDNLQGRI ³WHVWLPRQLDOTXLHWLQJ´ZKLFKRFFXUVZKHQDVSHDNHULVQRWUHFRJQL]HGDVDQ HSLVWHPLFDJHQWDQGDVLWXDWLRQZKHUHDVSHDNHUIHHOVFRPSHOOHGWRDGMXVW KHU PHVVDJH WR WKH UHFHSWLYH H[SHFWDWLRQV RI D SRZHUIXO OLVWHQHU Axel +RQQHWKUHÀHFWVRQWKHH[SHULHQFHRI³VHHLQJWKURXJKRUSDVW´DSHUVRQDV DVRFLDOSDWKRORJ\7KHUHDUHGLIIHUHQWZD\VRILJQRULQJDSHUVRQLHDFWing as if she is not present, acting as if she is an object, or acting as if she is QRWDIXOOSHUVRQ7KLVLVDPDWWHURIUHFRJQLWLRQZKLFKLVXVXDOO\OLQNHGWR LQVWLWXWLRQDODUUDQJHPHQWV5HFRJQLWLRQLVGLVWRUWHGLIWKHUHLVDJDSEHWZHHQ WKHHYDOXDWLYHDFNQRZOHGJHPHQWRIWKHSHUVRQDQGWKHLQVWLWXWLRQDOFRQGLWLRQVQHFHVVDU\IRUWKHYDOLGDWLRQRIWKLVDFNQRZOHGJHPHQW7KLVFDQKDSSHQRQDORFDOOHYHO²SDUDGR[LFDOO\ORFDONQRZOHGJHZKLFKLVFRQWHVWHGLQ LWVHSLVWHPLFDOO\MXVWFRQVLGHUDWLRQFDQLWVHOIEHDUHVXOWDQGH[SUHVVLRQRI H[FOXGLQJSUDFWLFHV6RPHSHRSOHDUHGULYHQLQWRVLOHQFH+RQQHWKDFFHSWV Arendt’s idea that “the distortions of the social world are expressed in those GHYHORSPHQWVWKDWWKUHDWHQWRGHVWUR\WKHFRPPXQLFDWLYHUHTXLUHPHQWVIRU DSXEOLFGLVFXVVLRQRISROLWLFDODIIDLUV´([FOXVLRQIURPSXEOLFGHEDWHDQG
.'RWVRQ7UDFNLQJ(SLVWHPLF9LROHQFH7UDFNLQJ3UDFWLFHVRI6LOHQFLQJ¶Hypatia: A Journal of Feminist Philosophy SS±,QDQRWKHUSDSHU 'RWVRQGHVFULEHVDQRWKHULQFLGHQFHRIHSLVWHPLFLQMXVWLFHZKHQDQLQWHUORFXWRU LVZLOOIXOO\LJQRUDQWRIWKHKHUPHQHXWLFDOUHVRXUFHVXVHGE\WKHVSHDNHUUHVXOWLQJLQDGLPLQLVKPHQWRIWKHVSHDNHU¶VDELOLW\WRFRQWULEXWHWRWKHGLVFRXUVH² .'RWVRQ$&DXWLRQDU\7DOH2Q/LPLWLQJ(SLVWHPLF2SSUHVVLRQFrontiers SS±7KLVYHU\SRLQWDERXWZLOOIXOKHUPHQHXWLFDOLJQRUDQFHKDVDOVR EHHQ PDGH E\ *DLOH 3RKOKDXV * 3RKOKDXV -U 5HODWLRQDO .QRZLQJ DQG (SLVWHPLF,QMXVWLFH7RZDUGD7KHRU\RI:LOOIXO+HUPHQHXWLFDO,JQRUDQFH. Hypatia: A Journal of Feminist Philosophy>@SS± $+RQQHWK,QYLVLELOLW\2QWKH(SLVWHPRORJ\RIµ5HFRJQLWLRQ¶Proceedings of the Aristotelian Society6XSSOHPHQWDU\9RO SS±UHFRJQLWLRQSOD\VDPDMRUUROHLQWKHGLVFRXUVHLQHSLVWHPLFMXVWLFH²VHH-DQH0F&RQNH\.QRZOHGJHDQG$FNQRZOHGJHPHQW³(SLVWHPLF,QMXVWLFH´DVD3UREOHPRI 5HFRJQLWLRQPolitics SS±$SRZHUIXOPRQRJUDSKH[SORULQJW\SHVRILJQRUDQFHDQGVLOHQFHVDQGWKHQHHGIRUUHVLVWDQFHKDVEHHQSXEOLVKHG E\-RVp0HGLQD7KH(SLVWHPRORJ\RI5HVLVWDQFH*HQGHUDQG5DFLDO2SSUHVVLRQ(SLVWHPLF,QMXVWLFHDQG5HVLVWDQW,PDJLQDWLRQ>2[IRUG283@ $+RQQHWKDisrespect: The Normative Foundations of Critical Theory (CamEULGJH 3ROLW\ +RQQHWK VXJJHVWV QRW WRR IDU IURP$UHQGW¶V DSSURDFK ³UHÀH[LYH FRRSHUDWLRQ´ DV WKH EDVLV RI IXQFWLRQLQJ GHPRFUDWLF VRFLHWLHV² $+RQQHWK'HPRFUDF\DV5HÀH[LYH&RRSHUDWLRQPolitical Theory SS±
Clemens Sedmak
GLVFRXUVHLVHSLVWHPLFDOO\XQMXVWDQGDOVRSRWHQWLDOO\GHVWUXFWLYHDVHQVHRI IDOOLQJRXWRIQHWZRUNVRIVRFLDOUHFRJQLWLRQFDQUHVXOWLQGDQJHURXVIRUPV of social and political protest since there is the risk that recognition will be VRXJKW IURP H[WUHPLVW JURXSV ,I LQGLYLGXDO JURXSV DUH ³VLOHQFHG´ WKH ZKROHVRFLDOV\VWHPLVDWULVN2YHUFRPLQJHSLVWHPLFLQMXVWLFHLVDPDWWHURI VWUXFWXUDOFKDQJHVEXWHVSHFLDOO\DSSURSULDWHHSLVWHPLFYLUWXHV /RRNLQJDWLWPRUHV\VWHPDWLFDOO\HSLVWHPLFMXVWLFHFDQEHFRQVLGHUHGWR EHDSURSHUW\RIDQHSLVWHPLFVLWXDWLRQLHWKHVLWXDWLRQRI³NQRZHUV´DQG ³NQRZOHGJHFODLPKROGHUV´7KLVVLWXDWLRQLVDOZD\VDOVRDVRFLDOVLWXDWLRQ LQYROYLQJPRUHWKDQRQHSOD\HUEHFDXVHRIWKHVRFLDOGLPHQVLRQRIODQJXDJH DQG FRJQLWLYH FDWHJRULHV$Q HSLVWHPLF VLWXDWLRQ LV DQ\ VLWXDWLRQ LQ ZKLFK HSLVWHPLFJRRGVDUHJHQHUDWHGDGPLQLVWHUHGRUWUDQVIRUPHG7KHHSLVWHPLF VLWXDWLRQZHFRXOGDOVRVD\LVWKHHSLVWHPRORJLFDOO\UHOHYDQWDVSHFWRIDQ\ VLWXDWLRQLQYROYLQJNQRZHUV7KHFRQFHSWRIHSLVWHPLFMXVWLFHFRXOGEHDQDO\]HGDVDWKUHHGLPHQVLRQDOFRQFHSWLQYROYLQJD WKHUHODWLRQVKLSYLVjYLV DQHSLVWHPLFDJHQWE WKHUHODWLRQVKLSYLVjYLVDSDUWLFXODUFRQWH[WF WKH UHODWLRQVKLS YLVjYLV D SDUWLFXODU NQRZOHGJH FODLP +HQFH ZH FDQ GLVWLQJXLVKDSHUVRQDODFRQWH[WXDODQGDSRVLWLRQDOGLPHQVLRQRIHSLVWHPLFMXVWLFH7KLVZRXOGJLYHXVWKUHHNH\TXHVWLRQVWRXQGHUVWDQGHSLVWHPLFMXVWLFH GRHVWKHVLWXDWLRQHQVXUHMXVWLFHWRWKHNQRZHUMXVWLFHWRWKHFRQWH[WDQGMXVWLFHWRWKHNQRZOHGJHFODLPVPDGH"7KHSHUVRQDOGLPHQVLRQLVDERXWUHVSHFW DQGDFFHSWDQFHRIHSLVWHPLFDJHQF\WKHFRQWH[WXDOGLPHQVLRQUHIHUVWRWKH acknowledgment of the framework of this agency, and the positional dimenVLRQFRQFHUQVWKHSURSHUHYDOXDWLRQRIWKHNQRZOHGJHFODLPV DWVWDNH +HQFHHSLVWHPLFMXVWLFHFDQEHGH¿QHGZLWKUHJDUGWRHSLVWHPLFVLWXDWLRQVLQWKHIROORZLQJZD\ $QHSLVWHPLFVLWXDWLRQLVMXVWLI L WKHHSLVWHPLFVWDNHKROGHUVDUHUHFRJQL]HGDQGWKHLUHSLVWHPLFDJHQF\ acknowledged, LL WKHIUDPHZRUNRIWKLVHSLVWHPLFDJHQF\LHWKHVLWXDWHGQHVVRIWKHHSLVWHPLF VWDNHKROGHUV LQFOXGLQJ WKH HQYLURQPHQW LQVWLWXWLRQDO DUUDQJHments, material conditions and politics contexts is properly considered,
$ +RQQHWK 7KH 6RFLDO '\QDPLFV RI 'LVUHVSHFW 6LWXDWLQJ &ULWLFDO 7KHRU\ 7RGD\7UDQVO-)DUUHOOLQ3'HVHG Habermas: A Critical Reader2[IRUG %ODFNZHOO SS± 0LUDQGD)ULFNHU(SLVWHPLF,QMXVWLFHDQGD5ROHIRU9LUWXHLQ3ROLWLFVRI.QRZLQJMetaphilosophy± SS±
Onions, soils, and watering plants
LLL WKH NQRZOHGJH FODLPV UHDFK UHÀHFWLYH HTXLOLEULXP LQ WKH VHQVH RI D EDODQFHEHWZHHQGLIIHUHQWDVSHFWVGLIIHUHQWSHUVSHFWLYHVDQGEHWZHHQ JHQHUDODQGSDUWLFXODUFODLPV
Watering plants and soils—and eating onions: Local epistemic justice 7KH FRQFHUQ WR EULQJ ORFDO NQRZOHGJH DQG HSLVWHPLF MXVWLFH WRJHWKHU FDQ EHGLVFXVVHGZLWKUHJDUGWRDQXQGHUVWDQGLQJRI³ORFDOHSLVWHPLFMXVWLFH´ /RFDOHSLVWHPLFMXVWLFHLVDVLWXDWLRQZKHUHORFDONQRZOHGJHORFDOFRQGLWLRQVDQGORFDOHSLVWHPLFDJHQWVDUHDOOWDNHQVHULRXVO\/RFDONQRZOHGJH KDVEHHQFKDUDFWHUL]HGDVDVHWRIEHOLHIVDERXWWKHVXUURXQGLQJZRUOGEDVHG RQDFXOWXUDOO\HPEHGGHGMXVWL¿FDWLRQDVDUHVXOWRIUHVSRQVHVWRRULHQWDWLRQ QHHGV ZLWK D VSDWLDO GLPHQVLRQ ERWK LQ LWV JHQHVLV DQG LQ LWV DSSOLFDWLRQ (SLVWHPLFMXVWLFHKDVEHHQDQDO\]HGDVDSURSHUW\RIHSLVWHPLFVLWXDWLRQV LHDSURSHUW\RIVLWXDWLRQVLQZKLFKHSLVWHPLFJRRGVVXFKDVWUXWKFODLPV DUHJHQHUDWHGDGPLQLVWHUHGRUWUDQVIRUPHG,WKDVEHHQVXJJHVWHGWKDWDQ HSLVWHPLFVLWXDWLRQLVHSLVWHPLFDOO\MXVWLIWKHVWDNHKROGHUVDUHUHVSHFWHGWKH FRQWH[WFRQVLGHUHGDQGWKHNQRZOHGJHFODLPVSURSHUO\EDODQFHG /RFDO HSLVWHPLF MXVWLFH WKHQ PHDQV WR ³VHH´ WKH HSLVWHPLF DJHQWV LQYROYHG WR VHH WKH ORFDO SHRSOH DV ³NQRZHUV´ DQG ³NQRZOHGJH FODLP KROGHUV´ DQG WR UHVSHFW WKLV VWDWXV E\ WDNLQJ WKH FODLPV PDGH DQG WKH UHVRXUFHV XVHG VHULRXVO\ 7KLV GRHV QRW PHDQ WR ZKROHKHDUWHGO\ DFFHSW ZKDWHYHULVFODLPHGEXWLWGH¿QLWHO\PHDQVWRVXEVFULEHWR³SULQFLSOHVRI FKDULW\´LQWKHKHUPHQHXWLFVRIDSSURDFKLQJDSDUWLFXODUVLWXDWLRQ$QLOOXVWUDWLYHH[DPSOHZRXOGEHWKHVLWXDWLRQRIFKLOGSDWLHQWVZKRDUHQRWDOZD\V WDNHQ VHULRXVO\ LQ WKHLU FODLPV DERXW WKHLU KHDOWK VLWXDWLRQ Proper conVLGHUDWLRQRIWKHHSLVWHPLFDJHQWVLQYROYHGUHTXLUHV³HSLVWHPLFYLJLODQFH´ a sense of attention and openness that can also be linked to the concept of ³SUXGHQFH´ /RFDO HSLVWHPLF MXVWLFH PHDQV VHFRQGO\ WR PDNH DQ HIIRUW WRXQGHUVWDQGWKHORFDOFRQWH[WLQERWKLWVSDUWLFXODULW\DQGLWVKLVWRULFLW\
&I+&DUHO**\|UII\6HHQEXWQRWKHDUGFKLOGUHQDQGHSLVWHPLFLQMXVWLFH The Lancet SS± 6HH WKH FKDUDFWHUL]DWLRQ RI ³SUXGHQFH´ DV WKH RSSRVLWH RI D QXPEQHVV RI WKH VHQVHV LQ$TXLQDV Summa Theologica II–II SS ± FRQFHUQLQJ WKH WHUP ³HSLVWHPLFYLJLODQFH´VHH'DQ6SHUEHUHWDO(SLVWHPLF9LJLODQFHMind & Language SS±
Clemens Sedmak
+HQFH ORFDO HSLVWHPLF MXVWLFH LV FRQQHFWHG WR D FXOWXUH RI UHPHPEHULQJ WKHORFDOVWRULHVDQGKLVWRULHVWRDQH[SHULHQFHRIFRPPXQLFDWLYHPHPRU\ 0LODQ.XQGHUDDVZHKDYHVHHQKDVXVHGWKHLPDJHRI³ZDWHULQJSODQWV´ ZKHQWDONLQJDERXWWKHSDVW7KHHIIRUWWREULQJDERXWORFDOHSLVWHPLFMXVWLFH LV D ORW OLNH ZDWHULQJ SODQWV LQ WKLV VHQVH ,W LV QRW RQO\ D TXHVWLRQ RI WKH ³ZKDW´DQGWKHFRQWHQWRIUHPHPEHULQJEXWDOVRDTXHVWLRQRIWKH³KRZ´ DQGWKHPRGHRIUHPHPEHULQJ7KHUHDUHSRZHUTXHVWLRQVOLQNHGWRDQHWKLFV RIUHPHPEHULQJ7KHUHPD\HYHQEHJURXQGVWRFRQVLGHU³HSLVWHPLFGLVREHGLHQFH´LQWKHFXOWXUHRIUHPHPEHULQJ²WKHUHIXVDOWRDFFHSWIRUJHWWLQJ VXFK DV E\ WKH$UJHQWLQLDQ PRWKHUV RI WKH 3OD]D GH 0D\R7KLUGO\ ORFDO HSLVWHPLFMXVWLFHLVDERXWWKHSURSHUFRQVLGHUDWLRQRINQRZOHGJHFODLPV'R WKH\GRMXVWLFHWRWKHYDULRXVDVSHFWVWKHGLIIHUHQWSHUVSHFWLYHVDQGWRWKH G\QDPLFVRIJHQHUDOSULQFLSOHVDQGSDUWLFXODUG\QDPLFV" 8QGRXEWHGO\ WKHUH DUH GLIIHUHQW OHYHOV RI ³UHVSHFW´ 5HVSHFWLQJ ORFDO NQRZOHGJHLVRQHHOHPHQWLQWKHDWWHPSWWREULQJDERXWORFDOHSLVWHPLFMXVWLFH 5HVSHFWLQJORFDONQRZOHGJHFDQPHDQDQXPEHURIWKLQJVD DFNQRZOHGJLQJWKHDYDLODELOLW\DQGHVWDEOLVKPHQWRIORFDONQRZOHGJHE FRQVLGHULQJ ORFDONQRZOHGJHLQ¿QGLQJRULHQWDWLRQZLWKLQWKHORFDOFRQWH[WF DSSUHFLDWLQJORFDONQRZOHGJHLQDFFHSWLQJLWDVDPDMRUVRXUFHRIDKHUPHQHXWLFVRIWKHORFDODQGG DFFHSWLQJDQRUPDWLYHVWDWXVRIORFDONQRZOHGJH DV D ELQGLQJ DXWKRULW\ /RFDO HSLVWHPLF MXVWLFH FDQQRW PHDQ DFFHSWLQJ DV ELQGLQJZKDWHYHULVWKHUH²H[WUHPHSRVLWLRQVRI³ZHNQRZEHVW´RU³WKH\ NQRZEHVW´FDQKDUGO\EHMXVWL¿HG²EXWD E DQGF VHHPWREHSODXVLEOHFDQGLGDWHVIRUWKHFRQVWUXFWLRQRIORFDOHSLVWHPLFMXVWLFH)XUWKHUPRUH LW LV QRW HQRXJK WR VLPSO\ ³DFFHSW´ ORFDO VWUXFWXUHV 6DVNLD :LGHQKRUQ KDV XVHG D FRPSDULVRQ RI WZR DSSURDFKHV WR VKRZ WKDW WKH FRQVLGHUDWLRQ RI LQGLJHQRXV NQRZOHGJH FDQ OHDG WR WKH UHSURGXFWLRQ RI HSLVWHPLF LQ MXVWLFHVE\UHLQIRUFLQJKLHUDUFKLHVRINQRZOHGJH7KXVWKHIRUPDOUHFRJQLWLRQ RI FXOWXUDO GLYHUVLW\ GRHV QRW QHFHVVDULO\ HQWDLO D SURPRWLRQ RI HSLVWHPLFGLYHUVLW\DQGVRFLDOMXVWLFH³/RFDOHSLVWHPLFMXVWLFH´LQWKLVVHQVH
-RVp 0HGLQD 7RZDUG D )RXFDXOWLDQ (SLVWHPRORJ\ RI 5HVLVWDQFH &RXQWHU 0HPRU\ (SLVWHPLF )ULFWLRQ DQG Guerrilla 3OXUDOLVP Foucault Studies SS± &I)&OHDYHU3DUDGR[HVRISDUWLFLSDWLRQTXHVWLRQLQJSDUWLFLSDWRU\DSSURDFKHV WRGHYHORSPHQWJournal of International Development SS± 6DVNLD:LGHQKRUQ7RZDUGV(SLVWHPLF-XVWLFHZLWK,QGLJHQRXV3HRSOHV¶.QRZ OHGJH"([SORULQJWKHSRWHQWLDOVRIWKHFRQYHQWLRQRQELRORJLFDOGLYHUVLW\DQGWKH SKLORVRSK\RI%XHQ9LYLUDevelopment SS±
Onions, soils, and watering plants
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³VLWXDWHGQHVV´DQGWKH³ORFDOQHVV´RIHSLVWHPLFVLWXDWLRQV7KHPDLQFKDOOHQJHOLHV in the connection between proper consideration of the local and the application of trans-local standards as well as the transfer from one context to other FRQWH[WV7KLVLVWKHSRLQWZKHUHDPRGHORI³FRQYHUVDWLRQV´EHWZHHQORFDO FRPPXQLWLHVLVDVLPSRUWDQWDVWKHUHÀHFWLYHHTXLOLEULXPLQWKHQHJRWLDWLRQ RINQRZOHGJHFODLPV ,QRWKHUZRUGV\HVWKHUHLVORFDONQRZOHGJHDERXWRQLRQV\HVWKHUH DUH FKDOOHQJHV WR WKH NQRZOHGJH FODLPV PDGH LQ FRQQHFWLRQ ZLWK RQLRQV \HVWKHNH\SRLQWLQQHJRWLDWLQJFRQÀLFWLQJNQRZOHGJHFODLPVLVDFXOWXUH RIFRQYHUVDWLRQDFXOWXUHRI³ZDWHULQJSODQWV´7KLVZDWHULQJFDQKDSSHQ EHFDXVHZHDOO¿QGRXUVHOYHVRQDSODQHWLQDKXPDQVLWXDWLRQZLWKRQLRQV DQGVRLOVDQGZDWHU &ODXGH/pYL6WUDXVVKDVGHVFULEHGWKHG\QDPLFVRI WUDQVIRUPLQJWKH³UDZ´LQWRWKH³FRRNHG´6LPLODUG\QDPLFVRFFXUZKHQ ³UDZNQRZOHGJHFODLPV´DUHEURXJKWWRJHWKHUWKH\DUH³FRRNHG´LQDFRQYHUVDWLRQ«@ 3HRSOH NQRZ EXW GRQ¶W DOZD\V DFW RQ WKHLU NQRZOHGJH :H NQRZ YHU\ OLWWOH DERXW ZKDW WKLV NQRZOHGJH GRHVWRXVDVµV\PEROLFE\VWDQGHUV¶DQGZKDWZHGRZLWKWKDWNQRZOHGJH´ ³0HGLDWHG+XPDQLWDULDQ.QRZOHGJH´ 7KHTXRWDWLRQGUDZQIURPWKLVH[DPSOHFRQWDLQVDVLJQL¿FDQWQRWLRQRI ³V\PEROLFE\VWDQGHUV´ZKLFKPD\EHXVHGDVDEULGJHWRWKH5XVVLDQDQG %HODUXVLDQRXWOLQHVRIKXPDQLWDULDQVFLHQFHVGH¿QHGE\DSSHDOWRRQHRI WKHEORFNVRIVFLHQWL¿FNQRZOHGJHDORQJZLWKWKHVRFLDOQDWXUDODQGWHFKQLFDOVFLHQFHV7KHFRPPRQUHDFWLRQWRVXFKDWHUP¶VXVDJHLVPLVXQGHUVWDQGLQJ,ZRXOGOLNHWRFRQVLGHUWKLVWUDQVODWLRQZLWKRXWQHFHVVDULO\IDOOLQJ YLFWLPWRWKHKHDGLQHVVRILQWHUSUHWLQJLWDVDPLVWDNH
7KHKXPDQVFLHQFHVYHUVXVWKHSRVW6RYLHWKXPDQLWDULDQVFLHQFHV
7KHWHUP³KXPDQLWDULDQVFLHQFHV´PD\IXQFWLRQDVDXVHIXOLQVWUXPHQW IRU ODEHOOLQJ WKH UHVHDUFK ¿HOG DSSURSULDWHG E\ WKH 1DWLRQDO$FDGHP\ RI 6FLHQFHVRI%HODUXV1$6% ,QWKLVFRQWH[W,GRQRWFRQWHVWWKHSRVVLELOLW\ RILWVH[LVWHQFH+RZHYHUÀXLGDQGFRQWURYHUVLDOWKHGHVFULSWLRQVRIWKH¿HOG DUHWKHWUDGLWLRQSUHGRPLQDQWLQDSDUWLFXODUSDUWRIDFDGHPLDGHWHUPLQHV WKH SDWWHUQ 7KH VHQVH LQWHQGHG E\ KXPDQLWDULDQ VFLHQFHV LQ WKH 1$6% DFFRUGLQJWRWKHLURZQZRUGVSHUWDLQVWRWKHIROORZLQJSULRULW\LVVXHVDQG GLUHFWLRQVRIVFLHQWL¿FUHVHDUFK 7KHWKHRUHWLFDOPHWKRGRORJLFDOEDVHVRIIRUPLQJLQWKH5HSXEOLFRI%HODUXV WKHLQQRYDWLYHVRFLDORULHQWHGHFRQRP\ZKLFKHQVXUHVLWVVWHDG\GHYHORSPHQWLQLQWHUDFWLRQZLWKWKHZRUOGHFRQRPLFV\VWHPSKLORVRSKLFDOLGHRORJLFDOSUHUHTXLVLWHVDQGWKHORJLFDOPHWKRGRORJLFDOEDVHVRISXEOLFSURJUHVVDQG VRFLDOVWDELOLW\GHYHORSPHQWRISHUVRQDOLW\FXOWXUHDQGIRUPDWLRQIRUPDWLRQ RIWKHLGHRORJ\RI%HODUXVLDQVRFLHW\ 'HSDUWPHQWRI+XPDQLWDULDQ6FLHQFHV DQG$UWV
7KHLPSOLHGPHDQLQJRIWKHWHUPGRHVQRWDSSHDUWREHGLVWXUELQJ,WHQDEOHV UHFRJQLWLRQRIDVKDUHGPLVVLRQDPRQJVWGLYHUVHDFWRUVDQGDJHQFLHVLQWKH ¿HOG RI KXPDQLVWLF WKRXJKW ,W VHUYHV WR ZHDU WKRVH PDUNV ZKLFK EHLQJ HDVLO\UHDGDEOHDQGXQGHUVWDQGDEOHFDQEHLPSHUDWLYHVGLUHFWLQJVFLHQWL¿F DFWLYLW\LQSUDFWLFH7KLVLVSDUWLFXODUO\FOHDULQWKHFDVHRIIXQGLQJZKLFK UHTXLUHVIDUUHDFKLQJSUDFWLFDODSSOLFDELOLW\RIVFLHQWL¿FUHVHDUFK¿QGLQJV OHDGLQJWRWKHLQVWUXPHQWDOL]DWLRQDQGSUDJPDWLFUHIRUPXODWLRQRIDFDGHPLF WDVNV,QVXFKDZD\XSRQWKHDIRUHPHQWLRQHGGHOLQHDWLRQRIWKHKXPDQLWDULDQ GRPLQLRQ LWV LQVWLWXWHV ZHUH PROGHG VXEVHUYLHQW WR WKH VRFLDO DQG QDWXUDOVFLHQFHVDQGWRWKHLUGHPDQGVDQGFKDOOHQJHV )URPWKHODWWHUSHUVSHFWLYHLWLVQHFHVVDU\WREHFDUHIXOZKHQUHSODFLQJ WKH KXPDQLWLHV¶ PLVVLRQ ZLWK WKH KXPDQLWDULDQ RQH DQG RYHUHPSKDVL]LQJ WKHUROHRISUDJPDWLFYDOXHV6RRQHURUODWHUWKHFRQWHQWWUXQFDWHGE\WKH WHUPLQRORJLFDOVKLIWLHDQ\VHGLWLRXVRSLQLRQVRUWKRVHZKLFKPLJKWOHDGWR WKHPEUHDNVRXWLQWKHPLVEHKDYLRURIWKRVHZKRDUHQRWDEOHWRDFFHSWWKH VWDQGSRLQWRIWKHVWDWH³:RUNRQGLUHFWRUGHUVRIWKHPDQXIDFWXULQJVHFWRU VKRXOGEHPDGHDFRPPRQSODFHSUDFWLFH´³$OH[DQGHU/XNDVKHQNR&KDLUV *RYHUQPHQW0HHWLQJ´ 7KH %HODUXVLDQ 6WDWH 8QLYHUVLW\ %68 VXSSOLHV XV ZLWK PXFK PRUH VWULNLQJH[DPSOHVRIDFRPPRQSODFHSUDFWLFH,QORRNLQJIRUWKHKXPDQLWLHV RQWKHZHEVLWHRIWKH%68RQHPD\EHORVWLQ³KXPDQLWDULDQHGXFDWLRQ´ ³KXPDQLWDULDQ NQRZOHGJH´ ³KXPDQLWDULDQ VFLHQFHV´ ZKLFK GHVFULEH WKH VXEMHFWV RI VWXG\ LQ ³KXPDQLWDULDQ IDFXOWLHV´ ³7KH +LVWRU\ DQG 0RGHUQ 6WDWH RI WKH &KDLU´ :KHQ LQWHUQDWLRQDO VWXGHQWV QRWLFH WKH QDPH RI WKH
,U\QD0DWVHYLFK
VSHFLDOFRXUVH³KXPDQLWDULDQSDUDPHWHUVRIDPRGHUQVFLHQFH´WKH\ZRQGHU ZKHWKHULWLVDERXWKXPDQLWDULDQDLGWRPRGHUQVFLHQFH&HUWDLQO\WKH\DUH ULJKWEHFDXVHWKHVWULFWERUGHUOLQHEHWZHHQWKHKXPDQVFLHQFHVKXPDQLWLHV DQGKXPDQLWDULDQVWXGLHVGRHVQRWH[LVW 7KHGLYHUJHQFHRIPHDQLQJVRIWKHXQLYRFDOO\QDPHGLQVWLWXWLRQDOVWUXFWXUHVORRPVODUJHZKHQFRPSDULQJWKHLUFRXUVHVRIVWXG\)RULQVWDQFHWKH ³)DFXOW\RI+XPDQLWDULDQDQG6RFLDO6FLHQFHV´DW3HRSOHV¶)ULHQGVKLS8QLYHUVLW\ RI 5XVVLD 3)85 ³WKH RQO\ XQLYHUVLW\ LQ WKH ZRUOG ZKLFK HYHU\ \HDU XQLWHV VWXGHQWV IURP FRXQWULHV´ RIIHUV WKH IROORZLQJ SURJUDPV RI %$ VWXG\ KLVWRU\ VRFLRORJ\ SKLORVRSK\ SROLWLFDO VFLHQFHV DUWV DQG WKH KXPDQLWLHV LQWHUQDWLRQDO UHODWLRQV SXEOLF DGPLQLVWUDWLRQ ³)DFXOW\ RI +XPDQLWDULDQDQG6RFLDO6FLHQFHV´ 7DNLQJLQWRDFFRXQWWKHIDFWWKDWRQWKH ZHEVLWHRI3)85ZH¿QG³KXPDQLWLHV´DVZHOOWKH\DUHSUREDEO\VXSSRVHG WR EH LQFOXGHG LQ WKH UDQJH RI KXPDQLWDULDQ VFLHQFHV 7KDW LV DQ LOOXVWUDWLRQ RI D FRPSOH[ WHUPLQRORJLFDO WDQJOH ,Q IDFW VRPHRQH ZKR XVHV WKH WHUP³KXPDQLWDULDQVFLHQFHV´LVXVLQJDZRUGRIZLGHUH[WHQVLRQWKDQ³WKH KXPDQLWLHV´7KH\ DUH QRW OLPLWLQJ WKH IRUPHU WR WKH ODWWHU +RZHYHU WKH IRUPHUUHPDLQVXQFOHDUDQGVRXQGVOLNHDPHWDSKRUIRUWKHKXPDQVFLHQFHV WRPDQ\RIWKRVHZKRDUHDFDGHPLFDOO\WUDLQHGDEURDG )ROORZLQJ WKHVH FRQFHUWHG DWWHPSWV WR WLWOH LQVWLWXWLRQDO VWUXFWXUHV ³KXPDQLWDULDQ´ HYHQ LQ WKH IUDPHZRUN RI D ZRUOGUHQRZQHG XQLYHUVLW\ VXFKDVWKH3HRSOHV¶)ULHQGVKLS8QLYHUVLW\RI5XVVLDLWLVSRVVLEOHWRH[ SOLFDWH WKH SDUWLFXODU YLVLRQ RI HGXFDWLRQDO SKLORVRSK\ LWV YDOXHV QRUPV DQG SULQFLSOHV RI VHOILGHQWL¿FDWLRQ$W WKH VDPH WLPH WKH RSDFLW\ RI WKH WHUP¶VXVDJHOHDGVWRWKHQHHGWRFKHFNWKHPHDQLQJLQSURJUDPV¶SURVSHFWXVHV 2QWKHEDVLVRIWKLVFRPSDUDWLYHDQDO\VLVZHFRPHWRWKHFRQFOXVLRQ WKDWWKHUHLVQRVLQJOHGH¿QLWLRQJHQHUDOO\DFFHSWHGEH\RQGWKHZDOOVRID SDUWLFXODULQVWLWXWLRQ1HYHUWKHOHVVEHKLQGWKHRXWZDUGRSXOHQFHRILQWHUSUHWDWLRQVZHPD\UHYHDOWKHLUFRQVLVWHQF\DQGLPSOLFLWFRPPRQVHQVH 1RZOHWXVWXUQWRWKHQDPHVRIVFLHQWL¿FMRXUQDOV7KHSeries of Humanitarian Sciences in The Proceedings of the National Academy of Sciences of Belarus FDOOVIRUSDSHUVLQWKH¿HOGVRISKLORVRSK\VRFLRORJ\ODZHFRQRPLFV KLVWRU\ DUW VWXGLHV HWKQRJUDSK\ IRONORUH OLWHUDWXUH VWXGLHV DQG OLQJXLVWLFV ³3URFHHGLQJV´ )RU FRPSDULVRQ WKH MRXUQDO Humanitarian Sciences in Siberia SRLQWV RXW WKH IROORZLQJ IRXU DQQXDO LVVXHV SKLOR VRSK\DQGVRFLRORJ\ QDWLYHKLVWRU\ FXOWXUHVFLHQFHDQGHGXFDWLRQ OLWHUDWXUH DQG SKLORORJ\ ³+XPDQLWDULDQ 6FLHQFHV LQ 6LEHULD´ 7DNLQJ LQWRDFFRXQWWKHIDFWWKDWERWKMRXUQDOVLQFOXGHVRFLRORJ\RQHFRXOGLQIHU WKDWWKHVFRSHRIKXPDQLWDULDQVFLHQFHVLQWKHVHWZRFDVHVJRHVEH\RQGWKH
7KHKXPDQVFLHQFHVYHUVXVWKHSRVW6RYLHWKXPDQLWDULDQVFLHQFHV
KXPDQLWLHVDQGRYHUODSVZLWKWKHQRWLRQRIWKHKXPDQVFLHQFHV7KHIRUPHU EHFRPHVHYHQWXDOO\HQFRPSDVVHGLQWKHODWWHU6XFKXVDJHKHUDOGVDWUHQG LQGLIIHUHQWUHJLRQV$QRWKHUH[DPSOHRIWKLVLVVXHFDQEHIRXQGLQWKHMRXUnal Economic and Humanitarian Sciences 6WDWH8QLYHUVLW\(63&5XVVLD 2UHO ZKLFKIHDWXUHVLQWKH/LVWRI/HDGLQJ3HHU5HYLHZHG6FLHQWL¿F-RXUnals and Editions Recommended by the Higher Attestation Commission 7KLVFRPSDULVRQGRHVQRWDWWHPSWWRHODERUDWHDGH¿QLWLRQZKLFKZRXOGEH DSSOLFDEOHWRDQ\MRXUQDORQWKHVDPHVXEMHFWHLWKHULQ5XVVLDRULQ%HODUXV As we may see from all these examples, the meaning of the term ³KXPDQLWDULDQ´VWUHWFKHVDFURVVDYHU\EURDGUDQJHRIGLVFLSOLQHV+RZHYHU GLYHUVHWKH\DUHWKHUHLVDOVRVRPHWKLQJLQFRPPRQWKDWWUDQVIRUPVDWHUP LQWRDQDEVWUDFWFRQFHSWZKLFKKDVQRW\HWEHHQVXEMHFWHGWRVFUXWLQ\%\ now, the only concept stated is the idea of compassion, sympathy, and a ORFDODJUHHPHQWDSSURYLQJLWVOHJDF\7KHRYHUDUFKLQJUROHRIKXPDQLWDULDQ V\PSDWK\LQVWUXFWXULQJGLVFLSOLQHVDURXQGWKHLGHDRIVHQVLWLYLW\WRWKHSDLQ of the Other is ascribed to the axiologically and ethically laden intention to DOOHYLDWHWKHVXIIHULQJRIDQ\HQWLW\ZKLOHQRWUHGXFLQJLWWRKXPDQQDWXUH 7KXV WKH KXPDQLWDULDQ PLVVLRQ JRHV EH\RQG WKH ¿HOG RI WKH KXPDQ DQG VRFLDOVFLHQFHVHQFRPSDVVLQJWKHQDWXUDODQGWHFKQLFDOVFLHQFHVHQTXLULQJ DERXWWKHSDLQRIERWKKXPDQVDQGQRQKXPDQV $VDFRQVHTXHQFHWKHWHUP³KXPDQLWDULDQ´IXQFWLRQVDVDQHPRWLYHO\ H[SORLWDWLYHRQH,WLVWLJKWO\FRQQHFWHGZLWKWKHLPDJHRIWKH6RYLHWSDVW IURP ZKHQFH WKH GH¿QLWLRQ RI WKH KXPDQLWDULDQ DFDGHPLF PLVVLRQ FRPHV DQGUHPDLQVGH¿DQWO\QRQLGHQWL¿DEOHEH\RQGWKH6RYLHWSDUDGLJP6XFKDQ DSSURDFKLVH[SUHVVO\GLVWLQJXLVKHGIURPWKDWZKLFKLVFKDUDFWHULVWLFRIERWK WKHKXPDQLWLHVDQGKXPDQVFLHQFHV 7KXV ZH PD\ QRWLFH KRZ SURWHDQ WKH WHUP¶V PHDQLQJV DUH ZLWKLQ WKH VDPH UHJLRQ LH WKH WHUULWRU\ RI 5XVVLD DQG %HODUXV HVSHFLDOO\ LI ZH WDNHLQWRDFFRXQWDOWHUQDWLYHH[DPSOHVVXFKDVWKHDIRUHPHQWLRQHG(XURSHDQ +XPDQLWLHV 8QLYHUVLW\ &HUWDLQO\ ZH PLJKW ¿QG UHSUHVHQWDWLRQV RI KXPDQLVWLFVFKRODUVKLSLQ%HODUXVDQG5XVVLD7KHTXHVWLRQZKLFK,UDLVH FRQFHUQVUDWKHUWKHLVVXHRIFRQVFLRXVDQGXQFRQVFLRXVXVDJHRIWKHWHUP
7KHUHSRUW³0DSSLQJWKH)XWXUH´ RQWHDFKLQJWKHDUWVDQGKXPDQLWLHVDW +DUYDUG&ROOHJHUHOHDVHGE\DFRPPLWWHHRIVFKRODUVIURPZLWKLQWKH)DFXOW\RI $UWVDQG6FLHQFHVXQGHUOLQHVWKDWWKHFRUHFKDUDFWHULVWLFRIWKHKXPDQLWLHVLVWKDW WKH\³HPSKDVL]HWKHLPSRUWDQFHRIOLQJXLVWLFWUDLQLQJ´³DQGWKHSRZHUVRIFRPPXQLFDWLRQWKURXJKDUJXPHQWLQWHUSUHWDWLRQDQGGLVFXVVLRQ´&RUUHVSRQGLQJO\ WKH\LQFOXGH³OLWHUDWXUHSKLORVRSK\WKHFODVVLFV¿OPVWXGLHVDUWKLVWRU\PXVLF DQGUHOLJLRXVVWXGLHV´³0DSSLQJWKH)XWXUH´
,U\QD0DWVHYLFK
In the case of the former, I was wondering what kind of interpretations may EHEURXJKWWRJHWKHU :KLOHWKHPDMRULW\RI%HODUXVLDQSKLORVRSKHUVIROORZHGWUDGLWLRQDOFRQYHQWLRQV WKH (XURSHDQ +XPDQLWLHV 8QLYHUVLW\ UHPDLQHG DQ H[FHSWLRQ ,W XQLWHG WKRVH ZKR ZHUH IRFXVHG RQ:HVWHUQ SDWWHUQV RI LQWHOOHFWXDO WKRXJKW and their ways of expression, being able to attract prominent professors VXFKDV6$YHULQWVHY,%DENRX(%RULVRY:%URJDQ9)RXUV0*DV SDURY-*URQGLQ$+DDUGW,,QLVKHY6.DSLWVD,0LNKDLORY90ROFKDQRY7 6KFK\WWVRYD9 3RGRURJD 3 5XGNRYVN\ * 6RUPDQ %7RSRUQLQ % :DOGHQIHOV . =DQXVVL DQG 6O äLåHN ,Q WKH 8QLYHUVLW\ ZDV H[SHOOHGIURP%HODUXVIRUUHDVRQVPHQWLRQHGLQIRRWQRWHLQWKH,QWURGXFWLRQ 2IFRXUVHWKHUHDVRQIRULWVH[SXOVLRQZDVQRWWKHXQLYHUVLW\¶VQDPH KRZHYHUVDOLHQWLWPLJKWVHHPZLWKLQWKHUDQJHRI³KXPDQLWDULDQLQVWLWXWLRQV´ 6HHQSKLORVRSKLFDOO\WKDWLVDIDUUHDFKLQJWKHPHRI³OLQJXLVWLFH[SXOVLRQ´ :K\KDGWKHXQLYHUVLW\¶VQDPHEHHQLQYLVLEOHIRUWKHPDMRULW\RIWKHVRFDOOHG KXPDQLWDULDQV"&DQVFKRODUVEHLPPXQHWRWKHFKDUPVRIDIRUHLJQODQJXDJH" 7KHVHTXHVWLRQVZLOOEHGHYHORSHGLQWKH¿QDOVHFWLRQGHDOLQJZLWKSKLORVRSK\ ZKLFKPD\SUHFOXGHFRQWUDGLFWLRQVRIQDwYHOH[LFRJUDSKLFDQDO\VLV
Underlying Philosophy ,QWKLVVHFWLRQ,DUJXHWKDWXVDJHRIWKHWHUPµKXPDQLWDULDQ¶KDVLWVRZQXQGHUO\LQJ SKLORVRSK\ DQG KLVWRU\ HYHQ LI LW KDV QRW \HW EHHQ UHFRUGHG LQ WH[WERRNV2QHRIWKHUHDVRQVIRULWVDEVHQFHLQVFKRODUPDQXDOVLVWKHIDFWWKDW WKHWHUPKDGQRSULRUOHJLWLPDWHH[LVWHQFHEHIRUHEHFRPLQJFRPPXQLFDWHGDV WKHQDPHRIGHSDUWPHQWVIDFXOWLHVLQVWLWXWLRQVDQGWKHLUVFLHQWL¿FMRXUQDOV 7KH FRQYHUVLRQ RI D QHZ SHFXOLDU FROORFDWLRQ LQWR DQ RI¿FLDO QDPH RFFXUUHG DV D UHVXOW RI UHÀHFWLRQ RQ WKH SKLORVRSK\ DQG PHWKRGRORJ\ RI VFLHQFHLQWKH6RYLHWHUD7KHKXPDQLVWLFPLVVLRQRI5XVVLDQWKLQNHUVEHIRUH WKH 5HYROXWLRQ ZDV GHVFULEHG PDLQO\ LQ WHUPV RI HLWKHU WKH QHR.DQWLDQ FULWLTXHRIMXGJHPHQWRUWKHWKHRU\RI³DOOXQLW\´7KHUDGLFDOWXUQWR0DU[LVPDIWHUWKH5HYROXWLRQGHPRQVWUDWHGDQHZYLHZRIWKHKXPDQLVWLFIXQFWLRQVRIVFKRODUVWKH\KDGWREHFRPHSUDFWLWLRQHUVLQVWHDGRIKLGLQJLQWKH WHPSOHRIDEVWUDFWMXGJHPHQWV(YHQ0DU[KDGWREHUHZULWWHQWREHFRPH UHDGDEOHLQWKHIRUPRIFOHDULQVWUXFWLRQVIRUSUDFWLFH3KLORVRSKHUVKDGWR VKRZWKHLULGHDVLQDFWLRQ,QWKLVUHJDUGZKHQZHUHIHUWRWHVWLQJLGHDVLQ SUDFWLFDOH[SHULPHQWVWKHKXPDQLWLHVKDGWREHWXUQHGLQWRVWULFWVFLHQFHE\ ³REMHFWLI\LQJ P\VWLFLVP´ %HUGLDHY ZKRVH ³SXULI\LQJ ¿UH´ KDG FRPH WR UHYHDO³MXVWWUXWK´SUDYGD
7KHKXPDQVFLHQFHVYHUVXVWKHSRVW6RYLHWKXPDQLWDULDQVFLHQFHV
5XVVLDQSKLORVRSK\RIWKHQLQHWHHQWKFHQWXU\IXHOOHGDSURFHVVRI\HDUQLQJIRUUHGHPSWLRQIURPWKHPXQGDQH7KHKXPDQLVWZRUOGZDVEXLOWDVDQ DV\OXPIRUKRPHOHVVNQLJKWVRQWKHZD\WRWKHDEVWUDFWLGHDRIWKHFRPPRQ JRRG$IWHUWKH5HYROXWLRQKXPDQLVWVKDGWRVKRZWKHLUDELOLW\WRDFW7KRVH ZKRZHUHQRWDFWLYHHQRXJKKDGWRIRFXVRQWKHPHWKRGRORJ\RIVFLHQFHWR FRQWULEXWHWRWKHSHRSOH¶VSUD[LVDQGWKH\WKXVEHFDPHVXEVHUYLHQWWRWKH QDWXUDOVFLHQFHVIURPZKHUHWKHSUHVHQWGD\KXPDQLWDULDQPLVVLRQGHULYHV WRMXVWLI\PHWKRGVRIGLVWULEXWLRQDQGHTXDOL]DWLRQ 7KHPRVWYRFDODGKHUHQWVWR0DU[LVWPHWKRGRORJ\KDGIROORZHGWKH*HUPDQWUDGLWLRQRIGHVFULELQJWKHKXPDQLWLHVE\XVLQJWKHZRUG³VFLHQFHV´ $ UHPDUNDEOH UHSUHVHQWDWLYH RI WKH %HODUXVLDQ DQG 5XVVLDQ SKLORVRSKLFDO PHWKRGRORJLFDOVFKRROLV9\DFKHVODY6WHSLQDGLVWLQJXLVKHG5XVVLDQSKLOR sopher ZKR JUDGXDWHG IURP WKH %HODUXVLDQ 6WDWH 8QLYHUVLW\ DQG LQ WKH VZDVFKDLURIWKHSKLORVRSK\GHSDUWPHQWWKHUH+HGHYHORSHGKLVRZQ FRQFHSWLRQRIVFLHQWL¿FNQRZOHGJHZKLFKZDVHPERGLHGLQWKHGH¿QLWLRQ RIWKH³KXPDQLWDULDQ´VFLHQWL¿FPLVVLRQ³WRVHWWOHQHZUHODWLRQVRIPDQDQG QDWXUH QRW PRQRORJXH EXW GLDORJXH´ 6WHSLQ (YHQWXDOO\ WKLV PLVVLRQ HPEUDFHV DOO GLVFLSOLQHV ³,Q WKH SDVW WKHVH DVSHFWV ZHUH FKDUDFWHULVWLFRIKXPDQLWDULDQNQRZOHGJH1RZWKH\SHQHWUDWHLQWRYHU\GLIIHUHQW VSKHUHVDQGEHFRPHSULRULW\SULQFLSOHRIDQDO\VLV´LELG , GUDZ WKHVH TXRWDWLRQV IURP WKH (QJOLVK WUDQVODWLRQ RI 6WHSLQ¶V ERRN Theoretical Knowledge SXEOLVKHG E\ 6SULQJHU 7KHUH ZH ¿QG WKH WHUPV ³KXPDQLWDULDQ VFLHQFHV´ ³KXPDQLWDULDQ FRJQLWLRQ´ ³KXPDQLWDULDQ FXOWXUH´³KXPDQLWDULDQNQRZOHGJH´DQG³KXPDQLWDULDQVSLULWXDOLW\´7KHZRUG ³KXPDQLWLHV´ LV DOVR XVHG EXW QRW VR RIWHQ DQG RQO\ LQ FRQMXQFWLRQ ZLWK WKHQDWXUDODQGVRFLDOGLVFLSOLQHVDVRQHRIWKHEXLOGLQJEORFNVRIVFLHQWL¿F GLVFLSOLQHV 7KHVW\OLVWLFPDWXULW\DQGWKHSHUVLVWHQFHRIWUDQVODWLRQVSXEOLVKHGE\ 6SULQJHURQHRIWKHOHDGLQJLQWHUQDWLRQDOVFLHQWL¿FSXEOLVKLQJFRPSDQLHV SRVHQHZTXHVWLRQV,VLWDNLQGRIUHVSHFWIRUDORFDOWUDGLWLRQZKHQ6SULQJHU WUDQVODWHVFHUWDLQQRWLRQVLQWKLVZD\RUVLPSO\LQGLIIHUHQFHWRWKHQXDQFHV RIGHWDLOV" ,Q DQ LQWHUFKDQJH RI RSLQLRQV EHWZHHQ WKH DXWKRU RI WKLV SDSHU DQG XQQDPHGLQWHUORFXWRUVUHSUHVHQWDWLYHVRIWKH1$6%DQGVWDWHLQVWLWXWLRQV RIKLJKHUHGXFDWLRQUHMHFWWKHLGHDWKDWVXFKDWUDQVODWLRQLVDPLVWDNH7KH possibility of an error was clearly dismissed in all attempts to explain the
±'LUHFWRURIWKH,QVWLWXWHRI3KLORVRSK\DWWKH5XVVLDQ$FDGHP\RI 6FLHQFHVEHIRUHWKH8665$FDGHP\RI6FLHQFHV
,U\QD0DWVHYLFK
PHDQLQJRIWKHWHUPLQLWVDSSOLFDWLRQWRWKHIXQFWLRQVLPSXWHGWRWKHFRUUHVSRQGHQWGHSDUWPHQWV 7KLVLQWHUSUHWDWLRQLVSXUSRUWHGWRSULRULWL]HWKH¿HOGRIDSSOLHGVFLHQFHV LQUHJDUGWRSKLORVRSK\²WKH¿HOGRIHWKLFVDQGD[LRORJ\WKHPHWKRGRORJ\ RI VFLHQFH DQG WKH SKLORVRSK\ RI WHFKQRORJ\7DONLQJ DERXW WKH \DZQLQJ JDSRIPHWDSK\VLFVRQHRIWKHLQWHUORFXWRUVDGPLWV³,WGRHVQRWPHDQWKDW ZHLJQRUHPHWDSK\VLFV:HDUWLFXODWHLWVNH\LVVXHVIDFLQJWKHSUHVHQWGD\ FKDOOHQJHVZKHUHE\WKHQHZLVKODQJXDJHKDVEHHQVKDSHG´,QGHHGWUDGLWLRQDO SKLORVRSK\ LQ %HODUXV DQG 5XVVLD GLVWDQFHV LWVHOI IURP WKH XWPRVW DEVWUDFWLRQV2XUSKLORVRSK\KDVDOZD\VEHHQSUDFWLFDOO\RULHQWHGMemorials 7KHSUHHPLQHQFHRIWKLVW\SHRISKLORVRSK\PD\EHUHÀHFWHGLQWKH WUDQVIRUPDWLRQRIWKHKXPDQLWLHVLQWRWKHKXPDQLWDULDQVFLHQFHV ,Q WKH HDUO\ PRGHUQ SHULRG WKH ¿UVW %HODUXVLDQ FRXUVHV LQ SKLORVRSK\ VWDUWHG PDLQO\ ZLWK$ULVWRWOH¶V QDWXUDO DQG PRUDO SKLORVRSK\ DQG GLG QRW UHDFKDQDXWRQRPRXV¿HOGRISKLORVRSK\EH\RQGWKHVFRSHRIVSHFXODWLRQ RQPRUDOLVVXHVMemorials /DWHUZHGLVFRYHUHG,PPDQXHO.DQWDQGKLV SUDFWLFDOUHDVRQLQGLYHUVHSRVW.DQWLDQLQWHUSUHWDWLRQV8SWRQRZDSHUVSLFDFLRXVHQJDJHPHQWZLWKQHR.DQWLDQLVPKDVDOZD\VEHHQTXLWHSHUFHSWLEOH $VDFRQVHTXHQFHIROORZLQJ.DQW¶VFDWHJRULFDOLPSHUDWLYHWKHKXPDQLWDULDQ VFLHQFHV ZHUH PRGXODWHG LQ VXFK D ZD\ DV WR FRQ¿UP WKH FDWHJRULHV ZKLFK DUH FRQVLGHUHG ZRUWK IXQGLQJ 2QO\ XQGHU WKH JXLVH RI SUDFWLFDO DSSOLFDWLRQDUH WKH\ DOORZHG WR H[LVW7KH FKDUPHG FLUFOHRI WKH PRVW H[SHULHQFHGSUDFWLWLRQHUVRIVWDWHLGHRORJ\H[SOLFLWO\GH¿QHVWKHERXQGDULHV ZLWKLQZKLFKWKHKXPDQLWLHVDQGKXPDQVFLHQFHVPLJKWEHDFFHSWDEOH:LWK LWV LGHRORJLFDO QDLYHWp WKH JRYHUQPHQW GH¿QHV WKH ¿HOGV RI IXQGDPHQWDO UHVHDUFKSURYLGLQJWKHPZLWKWKHDSSURSULDWHLPSHUDWLYHV ³2XUFRXQWU\LVQRWWKDWELJDQGULFKWRDIIRUGWRGHYHORSDZLGHUDQJHRI DUHDVRIIXQGDPHQWDOUHVHDUFK$QGSHUKDSVWKLVLVQRWWKHSRLQW7KHSRLQWLV KRZPXFKZHQHHGIXQGDPHQWDOUHVHDUFKDQGKRZVXFFHVVIXOZHFRXOGEH ,ORRNDWLWSUDJPDWLFDOO\ZHVKRXOGQRWWKURZPRQH\GRZQWKHGUDLQ:H¶G EHWWHUVSHQGPRQH\RQVHYHUDOEUHDNWKURXJKDUHDVVD\RQWKHth technologiFDOZDYHDQGZLOOIXUWKHUGHYHORSWKHDUHDVZKHUH%HODUXVKDVGHYHORSHG world-class traditions, for example, optics, laser physics, thermal physics, ELRRUJDQLFFKHPLVWU\DQGPDWHULDOVVFLHQFHDQGWKH\VHUYHDVWKHIRXQGDWLRQIRUIXUWKHUDSSOLHGUHVHDUFKDQGGHYHORSPHQWRIKLJKHUHGXFDWLRQ´WKH 3UHVLGHQWVDLG³$OH[DQGHU/XNDVKHQNR&KDLUV*RYHUQPHQW0HHWLQJ´
7KLVLVDTXLQWHVVHQWLDOO\%HODUXVLDQDSSURDFKWRVFLHQFHLQJHQHUDODQGWR WKHKXPDQLWLHVLQSDUWLFXODUVLQFHIHHGLQJIURPWKHVWDWHJRYHUQPHQWLVD SRVLWLRQWKDWVHHNVWRIRUPXODWHWKHSXUSRVHVRIWKHKXPDQLWDULDQVFLHQFHVLQ
7KHKXPDQVFLHQFHVYHUVXVWKHSRVW6RYLHWKXPDQLWDULDQVFLHQFHV
LGHRORJLFDOWHUPVLPSRVHGE\WKHSROLWLFDOUKHWRULFDOGLVFRXUVH,VLWDPLVWDNHRUDNLQGRIVDFUHGDSDUWQHVVRIRXU³FRPPXQDOLW\´"7RVRPHH[WHQW WKLVDSDUWQHVVWXUQVRXWWREHLQFRQYHQLHQWDQGHYHQUHVWULFWLYHHVSHFLDOO\ LQDFDGHPLFGLVFRXUVH $OUHDG\LQWKHZRUOGUHQRZQHG6RYLHWSK\VLFLVWDQG1REHOODX UHDWH3.DSLWVDSRLQWHGRXWWKDWWKHHPHUJHQWXOWLPDWHSXUSRVHRIXQLYHUVLWLHVLQWKHWZHQWLHWKFHQWXU\ZDVWRQXUWXUHWKHQH[WJHQHUDWLRQRIFXVWRPHUV 6XFK XQLYHUVLWLHV GR QRW WHDFK WKH\ HQOLJKWHQ XWWHUO\ UHPRYHG IURP WKH SULPDU\ SULQFLSOHV RI WKRURXJK VFLHQWL¿F UHVHDUFK 7KDW LV DQ LPSOLFDWLRQ RIWKHXQLYHUVDOULJKWWRKLJKHUHGXFDWLRQ7KHLGHDRIULYDOGLVWULEXWLRQRI JRRGVWDNHVLWVSODFHLQDFDGHPLDDVZHOO8QGHUJRLQJWKHLQFRQYHQLHQFHRI VKDULQJSXEOLFYDOXHVHYHU\ERG\JHWVDOLWWOHELWRIWKH*RRG,QWKDWUHVSHFW %HUGLDHYFULWLFL]HGWKH5XVVLDQLQWHOOLJHQWVLDEHFDXVHWKH\³UHJDUGHGSKLORsophical creation in precisely the same way as they regarded economic proGXFWLRQ´&RUUHVSRQGLQJO\LQWKH¿HOGRIVFLHQWL¿FWKLQNLQJWKHLU³FODLPV RIGLVWULEXWLRQDQGHTXDOL]DWLRQDOZD\VRXWZHLJKHGWKHFODLPVRISURGXFWLRQ DQGFUHDWLRQ´%HUGLDHY 7KLVDSSURDFKWRKXPDQLVWLFWKRXJKWKDV SHUVLVWHGWKURXJKWKH6RYLHWSHULRGWRWKHSUHVHQWDQGZDVIXUQLVKHGE\WKH YDOXHVRISUD[LV $Q LQFUHDVLQJO\ DFDGHPLFL]HG ¿HOG RI KXPDQLWDULDQ DLG H[KLELWV QHZ SURVSHFWVIRUWKHSUDFWLFDODSSOLFDWLRQRIDEVWUDFWKXPDQLVWLFFRQFHSWLRQV,W GHPRQVWUDWHVQRWRQO\WKHSKHQRPHQRQEXWUDWKHUWKHWKHRUL]HGDQGDQDO\WLFDOO\VWUXFWXUHGDFWLRQULJRURXVO\IXO¿OOHGLQDFFRUGDQFHZLWK¿[HGLQGLFDWRUVZKHUHE\KXPDQLWDULDQDLGLVDVVHVVHG7KLV¿HOGLVWKHFOHDUHVWHPERGLPHQWRI³DQRUJDQLFXQLRQRIWKHRU\DQGSUDFWLFHRIµMXVWWUXWK¶DQGµWUXH MXVWLFH¶´%HUGLDHY 5HSUHVHQWDWLYHV RI DFDGHPLD WKURXJKRXW WKH ZRUOG FDQYDVV WKH LVVXHV ZKLFKKDYHEHHQUHFHQWO\VKDUSHQHGE\WKHHFRQRPLFFULVLV:KDWLVPHDQW E\WKHSROLWLFDOUKHWRULFXQGHUSLQQLQJWKHKXPDQLWLHVLQWHUPVRIIXQGLQJ" 7KDWLVWKH³GHIHFWLYHWKLQNLQJ´3LDWLJRUVN\ RIWKRVHZKRGRQRWXQGHUVWDQGWKDWWKHSLYRWDOSRLQWRISROLWLFVLVQRWPRQH\+HQFHDQH[KDXVWLYH LQTXLU\LQWRWKHKXPDQLWLHVKDVWRGHPRQVWUDWHWKHDWWHPSWWR¿QGDVROXWLRQ ZLWKRXW\LHOGLQJWRHFRQRPLFSUHVVXUH 7KRVHKHURHVZKRVXUYLYHZLWKLQWKHZDOOVRISRVW6RYLHWXQLYHUVLWLHV DUH XQSDODWDEO\ FDOOHG WKH KXPDQLWDULDQ DFDGHPLF FODVV 7KH\ FORVH RII WKHZRUOGRXWVLGHE\PHDQVRIWKHLURZQPDUNVRILGHQWL¿FDWLRQFRGHVRI DFFHSWDQFHDQGGLVFULPLQDWLRQ+RZHYHUGHPRFUDWLFWKHVXUURXQGLQJZRUOG PD\VHHPWKHDFDGHPLFFRPPXQLW\DWWHPSWVWRSUHVHUYHLWVNH\YDOXHV,Q VWULYLQJ WR LVRODWH LWV RZQ ZRUOG WKH KXPDQLWDULDQ YRFDWLRQ KDV DFTXLUHG WKH UHOLJLRXV DVVRFLDWLRQV RI DQ LPDJH RI D SHUVRQ EHLQJ FDOOHG IRU WKH
,U\QD0DWVHYLFK
U HDOL]DWLRQ RI XOWLPDWH YLUWXHV DQG YDOXHV 6FKRODUV DUH VHOHFWHG LQ DFFRUGDQFH ZLWK WKHLU DELOLW\ WR JR SDWLHQWO\ WKURXJK D ORQJ SHULRG RI WUDLQLQJ ZLWKRXWH[SHFWLQJDQ\PDWHULDOVXSSRUWRUYHUEDOHQFRXUDJHPHQWIRUWKHLU KXPLOLW\7KLVDSSURDFKSURGXFHVDZLGHUDQJHRIKLJKO\VNLOOHG\HWORZ SDLG ¿QDQFLDOO\ XQYLDEOH ZRUNHUV$V D FRQVHTXHQFH WKH ³DUPVOHQJWK´ VWDWHVXEVLG\UHYHDOVWKHKXPDQLWDULDQGLPHQVLRQRIVFKRODUV¶YRFDWLRQV 7RGHULYHHYLGHQFHRIWKHYDOXHRIODERUper se,WKHPRVWHIIHFWLYHDGYRFDWHVRIWKLVNLQGRIVFLHQWL¿FSROLF\UHIHUWRWKHSDVWDQGLWVKHURHVZKR PDQDJHGWRRYHUFRPHWKHLULQGLYLGXDOQHHGVLQWKHQDPHRIWKHJHQHUDOZLOO :HVDFUDOL]HWKLVPLVVLRQ0RUHRYHUZHWUDQVIRUPWKHQHFHVVLW\RIKXQJHU LQWR WKH GULYHU RI WKH HFRQRP\³6FLHQWLVWVDUH VPDUW SHRSOHWKH\ VKRXOG NQRZKRZWRHDUQPRQH\IRUWKHPVHOYHVDQGIRUWKHFRXQWU\´³$OH[DQGHU /XNDVKHQNR&KDLUV*RYHUQPHQW0HHWLQJ´ $Q³RXWGDWHG´VRSKLVWLFDWHGUHSHUWRLUHRITXHVWLRQVDERXWWKHKXPDQLWDULDQ VWDWH RI VFLHQWLVWV PRYHV IURP RQH RI¿FLDO VSHHFK WR DQRWKHU ZLWKRXWEHLQJRSHUDWLRQDOL]HGIRUSUREOHPVROYLQJ,WLVGHVWLQHGWREHDOZD\V ³RXWGDWHG´VLQFHWKH%HODUXVLDQDJHQGDGRHVQRWWRXFKRQWKHLPSOLFDWLRQV RIWRGD\¶VVORZLQJGRZQLQWKHTXHVWIRU\RXQJUHVHDUFKHUVZKRDUHUHDG\ WR VDFUL¿FH WKHLU OLYHV HLWKHU WR WKH HWHUQDO EHDVW RI KXQJHU RU WR WKH VXEOLPHDVFHWLFLVPRIVFKRODVWLFPRQDVWHULHV7KHLGHRORJLFDOPLVVLRQRIRXU KXPDQLWDULDQ VFLHQFHV LQWLPDWHV ³WKH ZHOIDUH DQG LQWHUHVWV RI WKH SUROHWDULDW´%HUGLDHY 7KHVHREVHUYDWLRQVE\WKH5XVVLDQSKLORVRSKHU %HUGLDHYUHPDLQUHOHYDQWWRWKHSUHVHQWGD\VLWXDWLRQLQ%HODUXV³:HZHUH GRPLQDWHG ZKROO\ DQG GHVSRWLFDOO\ E\ D XWLOLWDULDQ VRFLDO VWDQGDUG DQG DOVRZKROO\DQGRSSUHVVLYHO\JRYHUQHGE\ORYHIRUWKHSHRSOHDQGWKHSUROHWDULDW:HZRUVKLSSHGµWKHSHRSOH¶WKHLUZHOIDUHDQGLQWHUHVWVDQGZHUH VSLULWXDOO\GHSUHVVHGE\SROLWLFDOGHVSRWLVP´%HUGLDHY 7KHVZHOOLQJUDQNVRISUDFWLWLRQHUVMXVWLI\WKHVRXQGQHVVRISROLWLFDODUJXPHQWVLQEXLOGLQJ³KRXVHVRIFXOWXUH´³FRQFHUWKDOOV´³VSRUWVVWDGLXPV´³DUW SDODFHV´DQG³5HSXEOLFSDODFHV´0HDQZKLOHTXHVWLRQLQJWKHNH\D[LRPV RIEXLOGLQJWKHFXOWXUDOVHFWRUIURPZLWKLQZHIDLOWRDFFRPSOLVKDQ\NLQGRI FULWLFLVP,QWKLVFRQWH[WLWLVUHDVRQDEOHWRDVVXPHWKDWWKHWHUP³KXPDQLWDULDQVFLHQFHV´LVDVKRUWKDQGIRUZRUNLQWKHQDPHRIWKH*RRGH[SOLFLWO\ GH¿QHGIURPDERYH /DWWHUO\WKHWHUPKDVEHHQWUDQVIRUPHGLQWRDFXHZKLFKLVXVHGWRJHW ULGRIRYHUO\OX[XULRXVDEVWUDFWLVVXHVDQGQRWLRQVVXFKDVPHWDSK\VLFV)RU VHYHUDO\HDUVZHKDYHEHHQGLVFXVVLQJWKHSODQRIGLVPLVVLQJWKH,QVWLWXWH RI3KLORVRSK\DWWKH1DWLRQDO$FDGHP\RI6FLHQFHVRI%HODUXV7KHZKROH GUHDPRIEHLQJIUHHGIURPSKLORVRSKLFDOVSHFXODWLRQVKDVEHHQSUHVHQWLQ WKH%HODUXVLDQDQG5XVVLDQFXOWXUHIURPWKH¿UVWGD\RIWKHLUDUWLFXODWLRQ
7KHKXPDQVFLHQFHVYHUVXVWKHSRVW6RYLHWKXPDQLWDULDQVFLHQFHV
)RUWKDWUHDVRQSKLORVRSK\LQRXUFXOWXUHLVUDWKHUDZD\RIEHLQJVXEMHFWHG WRVXIIHULQJUDWKHUWKDQUHÀHFWLQJRQLW7KHZKROHKLVWRU\RIRXUKXPDQLVWLF WKRXJKWLQWKLVFRQWH[WDSSHDUVWREHDQDWWHPSWWRPDVWHUWKHDUWRIOLYLQJ DQGVLOHQFLQJZKDWKDVEHHQVXIIHUHGDQGHQGXUHGDVDGLYLQHP\VWHU\RI HYHU\GD\QHVVFI95R]DQRYDQG0%DNKWLQ $WWKDWSRLQW,ZRXOGOLNHWRRYHUFRPHWKHKDFNQH\HGÀXVKRILURQ\DQG DYRLGDSURSKHWLFVSULQJERDUGLQWRDJHQHUDOL]HGFULWLTXHIRUWKHSXUSRVHRI UHYHDOLQJWKHRSSRUWXQLW\RIPHWDGLVFXVVLRQRQWKHVDPHLVVXHV3HUKDSV WKRVHZKRGHYHORSKXPDQLWDULDQVFLHQFHVDUHWKHORQHYRLFHVSURSKHV\LQJ WKHFURVVGLVFLSOLQLQJWKHRORJLFDOUHQDLVVDQFHLQXQLYHUVLWLHVZKHQLGHQWLI\LQJWKHIXQGDPHQWDOEHOLHILQFKDULW\DQGPHUF\WKHRQO\YDOXHVZKLFKVWLOO XQLWHXVLQWKHDFDGHPLFFRPPXQLW\
Conclusion 2YHU WKH ODVW GHFDGH WKH VRFDOOHG KXPDQLWDULDQ VFLHQFHV KDYH EHFRPH D FRPSUHKHQVLYH LQVWUXPHQW ZLWK ZKLFK %HODUXVLDQ DQG 5XVVLDQ VFKRODUV FRQGHQVH WKH SDLQIXO PHDQLQJV RI WKH KXPDQLWLHV DQG KXPDQ VFLHQFHV 7KHUHIRUHWKHFKDOOHQJHDKHDGIRUWKH³KXPDQLWDULDQV´RI%HODUXVDQG5XVVLDLVWZRIROG¿UVWWREHFRPHFRQVFLRXVRIVHOIODEHOOLQJLQGLIIHUHQWODQJXDJHVDQGVHFRQGWREHDEOHWRGHPRQVWUDWHWKHQHFHVVDU\JURXQGIRUWKH FKRLFHDQGXVDJHRIQDPHVLQHYHU\SDUWLFXODUFRQWH[WDQGWKHLUDSSOLFDWLRQ WRVFLHQWL¿FDQGHGXFDWLRQDOLQVWLWXWLRQV 7KHUH LV QR GRXEW WKDW IURP D SKLORORJLFDO SHUVSHFWLYH WKH HQYLVDJHG WUDQVIRUPDWLRQRIWKHDUWL¿FLDOO\FRQVWUXFWHGWHUP³KXPDQLWDULDQVFLHQFHV´ LQWR DQ RULJLQDO FRQFHSW PD\ EH VXEYHUWHG 1HYHUWKHOHVV WKH HUURU KDV EHFRPH VR GHHSO\ URRWHG LQ 5XVVLDQ DQG %HODUXVLDQ VFLHQWL¿F GLVFRXUVH WKDWLWLVKDUGO\SRVVLEOHWRLPDJLQHWKHKLVWRU\RIRXUDFDGHPLDZLWKRXWD KXPDQLWDULDQPLVVLRQ
References ³$ERXWWKH)DFXOW\RI3KLORVRSK\DQG6RFLDO6FLHQFHV´+RPHSDJHBelaUXVLDQ 6WDWH 8QLYHUVLW\ :HE $XJ KWWSZZZEVXE\HQ PDLQDVS["JXLG ³$OH[DQGHU/XNDVKHQNR&KDLUV*RYHUQPHQW0HHWLQJRQ'HYHORSPHQWRI 6FLHQFHLQ%HODUXV´7KH2I¿FLDO,QWHUQHW3RUWDORIWKH3UHVLGHQWRIWKH Republic of Belarus. $XJ:HE6HSWKWWSSUHVLGHQW
,U\QD0DWVHYLFK
JRYE\HQQHZVBHQYLHZDOH[DQGHUOXNDVKHQNRFKDLUVJRYHUQPHQW PHHWLQJRQGHYHORSPHQWRIVFLHQFHLQEHODUXV %HUGLDHY1LNRODL³3KLORVRSKLFDO9HULW\DQG,QWHOOLJHQWVLD7UXWK´VEKHI Landmarks7UDQVDQGHG0DUVKDOO66KDW] -XGLWK(=LPPHUPDQQ 1HZ@ HVSSDQGSSI,DQ%UDGOH\'HUNHOWLVFKH :HJ .HOWLVFKHV &KULVWHQWXP DXI GHQ EULWLVFKHQ ,QVHOQ GDPDOV XQG KHXWH )UDQNIXUWD0-RVHI.QHFKW HVSSS±DQGS 2QWKDWFILELGHVSSS± )RUWKHVHROGVRXUFHVFI.DOWHQEUXQQHU(XURSDSS± 2QWKHTXHVWLRQRIDµKLVWRULF¶0HUOLQFILELGSSII &ILELGS &ILELGSSSIDQGSSI &ILELGSDQGSSI )RUDIHZH[DPSOHVFILELGSSI&XUU\'HIHQGLQJ0LGGOHHDUWKSSI &I0LUFHD(OLDGH9RQ=DOPR[LV]X'VFKLQJLV.KDQ5HOLJLRQXQG9RONVNXOWXU LQ6GRVWHXURSD.|OQ/|YHQLFK+RKHQKHLP SDQGS &ILELGSS± &ILELGSS±
0DULR&:LQWHUVWHLJHU
ORZV$ FRXSOH RI VKHSKHUGV HQY\ RQH RI WKHLU IHOORZV ZKRVH KHUGV DUH ELJJHU WKDQ WKHLUV 6R WKH\ FRQVSLUH WR PXUGHU KLP:KHQ WKHLU LQWHQGHG YLFWLP¿QGVRXWDERXWWKDWKHZHDULO\GLFWDWHVKLVODVWZLOOUHTXHVWLQJWKH PHDGRZVDVKLVEXULDOVLWHLQRUGHUWRUHVWLQQDWXUHDQGWREHQHDUKLVDQLPDOVHYHQLQGHDWK:HFDQQRWFRQVLGHULQGHWDLOWKHPDQ\ORFDOYDULHWLHV of the “0LRULĠD´DPRQJWKHPFDUROVIURP7UDQV\OYDQLD or the role of WKHDXJXUDOODPEWKDWDSSHDUVLQWKHEDOODGYHUVLRQWRDOHUWWKHVKHSKHUG 1HLWKHU ZLOO ZH HQJDJH LQ WKH ROG GLVFXVVLRQ RI ZKHWKHU ³0LRULĠD´ WHOOV XVVRPHWKLQJVSHFLDODERXW5RPDQLDQLGHQWLW\:KDWLVUHOHYDQWIRUWKH WRSLFRIHFRORJLFDOFRQVFLRXVQHVVLVWKHSURWDJRQLVW¶VVWURQJORYHRIµFRVPLF¶QDWXUH$FFRUGLQJWR(OLDGHWKLVYLHZRIDµVDFUHG¶ZRUOGLVLQVSLUHG E\UDWKHUµDUFKDLF¶SDWWHUQVRIWKRXJKWWKDWVHHPHQDVVWURQJO\LQWHJUDWHG LQWRQDWXUH ,IZHDSSO\WKHKHUPHQHXWLFVRIµP\WKLFNQRZOHGJH¶WKDWZHUHSUHVHQWHG HDUOLHULWVHHPVWREHHVVHQWLDOWRSHQHWUDWHWKHVXUIDFHRIVXFKDP\WKLQ RUGHU WR ZRUN RXW D SRVVLEOH SKLORVRSKLFDO PHVVDJH EHKLQG LWV ³SRHWLF´ PDQLIHVWDWLRQV In the case of the aforementioned myths, the point of conWDFW EHWZHHQ P\WKRORJ\ DQG SKLORVRSK\ VHHPV WR EH WKH TXHVWLRQ RI WKH UHODWLRQVKLSEHWZHHQPHQDQGQDWXUH$V5DP$GKDU0DOOQRWHVDSKLORVRSKLFDOLQTXLU\WKDWLVEDVHGRQH[SHULHQFHZLOOKDYHWRDGPLWWKDWPDQLV SDUWRIQDWXUHDQGWKHUHIRUHOLYLQJXQGHULWVUK\WKPVHYHQWRDODUJHUH[WHQW WKDQ PDQ\ V\VWHPV RI WKRXJKW DUH ZLOOLQJ WR DGPLW While some ideoORJXHVWHQGWRIRUJHWDERXWQDWXUH0DOOSRLQWVRXWWKDWµQDWXUH¶LVSULRUWR µFXOWXUH¶DQGWKDWLWWKHUHIRUHSURYLGHVDµFRVPLF¶IUDPHZRUNZLWKRXWZKLFK KXPDQNLQGFRXOGQRWH[LVW2IFRXUVHWKHDQWKURSRORJLFDOLQVLJKWPHQWLRQHGE\0DOOFDQEHUHDFKHGE\PHDQVRIHPSLULFDOVFLHQFH So why then
&ILELGSS±DQGS 2QWKHPFILELGSSI 2QLWVUROHFILELGHVSSS±DQGSSII )RUWKDWTXHVWLRQFILELGSS± 2QWKLVDWWLWXGHFILELGHVSSSIIDQGSSI &ILELGSSI 2QWKLV³SRHWLF´DSSHDUDQFHRISKLORVRSK\FI6WUDXVV3HUVHFXWLRQDQGWKH$UW RI:ULWLQJS &I 5DP $GKDU 0DOO 0HQVFK XQG *HVFKLFKWH :LGHU GLH $QWKURSR]HQWULN 'DUPVWDGW:LVVHQVFKDIWOLFKH%XFKJHVHOOVFKDIW SS± )RUWKLVGLDJQRVLVFILELG &ILELGSS± &ILELGS
Reconsidering ‘Mythic Knowledge’
55
VKRXOGZHQHHGVRFDOOHGµP\WKLFNQRZOHGJH¶FRPLQJIURP³WKHHQFKDQWHG DUHDV´"1LVEHW :KHQRQHFRQVLGHUVWKHUROHRIDUWLQLQVSLULQJVFLHQFH LWFRXOGEHWKDWLWLVQHHGHGDVDUHVHUYHUHPLQGHURIZKHQWKHµUDWLRQDOLVWLF¶ YLHZWXUQVLQWRZKDW&XUU\FDOOVWKH³KDQGPDLGHQWRWKHGHVWUXFWLRQRI>«@ QDWXUH´,QVXFKDFDVHRQHFRXOGWU\WRµUHWUDQVODWH¶WKHµP\WKLF¶LQVLJKW DQGWKHUHIRUHUHFRYHULWIRUSKLORVRSK\
5. Local ceremonies, ‘irrational’ violence and the relevance of ‘mythic’ insights 7KHDERYHPHQWLRQHGHYDOXDWLRQLVVLPLODUWRDSRVLWLRQDOUHDG\FLWHGLQThe ‘Art’ of Social ‘Mythmaking’, namely Bohrer’s appreciation of certain µP\WKLF¶LQVLJKWVDVDµSHVVLPLVWLF¶FXUHIRUVRPHLOOXVLRQVRIµRSWLPLVWLF¶ DQWKURSRORJ\0\WKRORJ\WKHQVHHPVWREHDPHGLXPFDUU\LQJDQLPSRUWDQWSKLORVRSKLFDOPHVVDJH According to Bohrer, these ‘mythic’ patterns FDQVKHGOLJKWRQWKHP\VWHU\RIPXFKWHUULI\LQJKXPDQEHKDYLRUDQGWKHUHIRUH FRQWULEXWH WR WKH SV\FKRORJ\ DQG VRFLRORJ\ RI YLROHQW DFWV While KH SRLQWV WR *UHHN WUDJHG\ DQG WKH PRUH UHFHQW SURGXFWV RI FLQHPD OLNH Apocalypse NowDPRYLHWKDWXVHVDµP\WKLF¶DSSURDFKWRZDUGVWKHKRUURUVRIWKH9LHWQDP:DU ZHZLOOHQGRXUUHÀHFWLRQVE\UDLVLQJWKHTXHVWLRQRIKRZDNLQGRI³ORFDONQRZOHGJH´WKDWLVDVVRFLDWHGZLWKP\WKVDQG ULWXDOVFDQEHFRQGXFLYHWRRXUSV\FKRORJLFDODQGSROLWLFDOXQGHUVWDQGLQJ RIµOXQDWLF¶WHUURUDQGWKHµGDUN¶VLGHRIPDQNLQG
1LVEHW6RFLRORJ\DVDQ$UW)RUPS 2QWKDWUROHFILELGHVSSSIDQGS &XUU\'HIHQGLQJ0LGGOHHDUWKS 2QWKHUHODWHGSUREOHPRI³WUDQVODWLRQ´FI/HDPDQ,V$YHUURHVDQ$YHUURLVW" SDQGS &I:LQWHUVWHLJHU7KHµ$UW¶RI6RFLDOµ0\WKPDNLQJ¶SSI &I%RKUHU5FNNHKUGHV0\WKRV" 2Q³SRHWU\´DVDPHGLXPIRUWKH³GHSUHVVLQJ´LQVLJKWVRISKLORVRSK\FI6WUDXVV /LEHUDOLVPDQFLHQWDQGPRGHUQSII &I%RKUHU5FNNHKUGHV0\WKRV" &ILELG 2Q WKHVH IRUPV RI ³ORFDO NQRZOHGJH´ FI $QWZHLOHU /RFDO .QRZOHGJH DQG /RFDO.QRZLQJSDQGS2QµGDUN¶ULWXDOVFI%RKUHU5FNNHKUGHV 0\WKRV" 2QDOOWKDWFILELG
0DULR&:LQWHUVWHLJHU
:KHQ GLVFXVVLQJ WKH ZRUOG RI WKH µLUUDWLRQDO¶ DQG DJJUHVVLYH 5HQp *LUDUGWXUQVRXUDWWHQWLRQWRµVDFUL¿FLDO¶YLROHQFHLWVYLFWLPVDQGWKHHWKQRORJLFDO HYLGHQFH IRU WKHVH SKHQRPHQD Indeed, there are many local PDQLIHVWDWLRQVRIDOOWKRVHWKLQJV2QHRQO\QHHGVWRVWXG\-DPHV*HRUJH )UD]HU¶V FODVVLF The Golden Bough LQ RUGHU WR JHW D SLFWXUH RI SHRSOH¶V DWWHPSWVWRIUHHWKHPVHOYHVIURPZKDWHYHU³HYLO´E\D³VFDSHJRDW´RUE\ SHULRGLF FHUHPRQLHV Among the many examples are not only immolaWLRQVRIDQLPDOVZKLFKFDQEHIRXQGLQYDULRXVFXOWXUHV RUQRLV\H[SXOVLRQVOLNHWKRVHNQRZQIURP5RRN,VODQGQH[WWR1HZ*XLQHD EXWDOVR WKHROG&HQWUDO(XURSHDQWUDGLWLRQVWKDWVWDQGEHKLQGWKHDFWLYLWLHVRQ³:DOSXUJLV 1LJKW´ :KHQ RQH LV FULWLFDOO\ H[DPLQLQJ VXFK µP\WKLF¶ DFWV LW VHHPV WR EH RI HVVHQWLDO LPSRUWDQFH WR XQGHUVWDQG WKH DVSHFWV WRXFKHG RQE\WKHSKLORVRSKHU*LUDUGQDPHO\WKHWUDJLFDVSHFWVRIWKHµLUUDWLRQDO¶ DQGWKHµPDQDJHPHQW¶RIKXPDQYLROHQFH2IFRXUVHDKHUPHQHXWLFVRI WKHORFDOµP\WKLFNQRZOHGJH¶LQTXHVWLRQZLOOFRPHXSZLWKVRPHZKDWGLI IHUHQWDGYLFHIURPWKHRQHXVHGIRULQWHUSUHWLQJWKHµHFRORJLFDO¶P\WKRORJ\ WRXFKHGRQDERYH:KHUHDVWKHODWWHUHQFRXUDJHVDPRUHWKRXJKWIXOYLHZ RIQDWXUHLQJHQHUDOWKHP\WKVRIYLROHQFHVHHPWRZDUQXVWKDWZHVKRXOG QRWEHWRRQDLYHO\FUHGXORXVDERXWµKXPDQQDWXUH¶0RUHRYHUWKLVLQVLJKW LQYLWHV RQH WR UHÀHFW RQ WKH QDWXUH RI DJJUHVVLRQ DQG KRZ D VRFLHW\ FDQ UHVWUDLQYLROHQWDFWV &HUWDLQO\VRPHµVDFUL¿FLDO¶IRUPVRIµP\WKLFNQRZOHGJH¶GRQRW¿WLQWR DµKXPDQLVWLF¶SHUVSHFWLYH,QRWKHUUHODWHGFHUHPRQLHVWKHFRORUIXOSKHQRPHQDRIORFDO³IRON´WUDGLWLRQFDQEHVHHQ among them remnants of
&I5HQp*LUDUG'DV+HLOLJHXQGGLH*HZDOW=ULFK%HQ]LJHU SSII &I-DPHV*HRUJH)UD]HU7KH*ROGHQ%RXJK$6WXG\LQ0DJLFDQG5HOLJLRQ 1HZL@W LV QRW VXUSULVLQJ WKDW 'U 3HWHU 0RODQ RI WKH 8QLYHUVLW\ RI :DLNDWR LQ 1HZ =HDODQG EHJDQ WR LQYHVWLJDWH WKH KHDOLQJ DQHFGRWHV RI 0DQXNDKRQH\´
0ƗRULDQGPHWK\OJO\R[DO $W OHDVW RQH LQWHUQHW DQHFGRWH GRHV LQ IDFW SRLQW WR 0ƗRUL LQÀXHQFH RQ Molan’s original honey work, WKRXJK 0RODQ KLPVHOI FUHGLWV ³WKH UHSXWDWLRQ RI PDQXND KRQH\ LQ 1HZ =HDODQG folk medicine for its antiseptic SURSHUWLHV´DVDQLQLWLDOLQVSLUDWLRQDQGYLUWXDOO\QRQHRIKLVSHHUUHYLHZHG ZRUNPDNHVDQ\UHIHUHQFHWR0DRUL,QWKLVUHFHQWVFLHQWL¿FUHVHDUFKLWLV PHWK\OJO\R[DO WKDW PDUNV WKH SULQFLSDO GLIIHUHQFH EHWZHHQ URQJRƗ 0ƗRUL DQG PRGHUQ PHGLFLQH 0DQXND +HDOWK 1HZ =HDODQG FRQVLGHUV LW ³WKH GRPLQDQWPHDVXUDEOHLQJUHGLHQW´WKDWJLYHVPƗQXNDKRQH\³WKHDFWLYLW\IRU ZKLFKLWLVIDPRXVDURXQGWKHZRUOG´ %HWZHHQ 0ƗRUL DQG PHWK\OJO\R[DO KRZHYHU PRUH WKDQ LQVSLUDWLRQ PD\ EH DW ZRUN IRU D VHULHV RI XQNQRZQV ZHDNHQ WKH FDVH IRU FRQVLGHULQJ ORQJVWDQGLQJ 0ƗRUL DQWLELRWLF XVH RI PƗQXND DV ZKROO\ XQUHODWHG WR
.LPEHUOH\ 0RRUH ³0DQXND KRQH\ SURYLGHV VZHHW UHOLHI IURP 056$´ The Wild Bee New Zealand Imports, Ltd ODVW DFFHVVHG 2FWREHU KWWS ZZZVLUDGHOOFRPILOHV0$18.$+21(P@DQXND LV RQH RI RXU 7DRQJD XVHG IRU LWV PHGLFLQDO SXUSRVHV E\ RXU 7XSXQDDQFHVWRUV «7KLVUHVRXUFHLVXVHGIRUIRRGDQGPHGLFLQDOSURGXFWV WKURXJKRXWWKHZRUOGZLWKQRUHWXUQVIRURXUSHRSOHLQWKHSDVW:LWKWKH UHFHQWDUULYDORIWKH0DQXNDKRQH\LQGXVWU\RXUSHRSOHRI1RUWKODQGKDYH EHHQ«JLYHQWKHFKDQFHWRDFTXLUHKHDOWKZHDOWKDQGHGXFDWLRQWKURXJK WKH QDWXUDO XQWRXFKHG 0DQXND IRUHVW ZKLFK ZH DV WKH GHVFHQGDQWV KDYH LQKHULWHGIURPRXUDQFHVWRUV
,QGHHGWKHFRPSDQ\:DWVRQ 6RQ/WGGLIIHUVIURPRWKHUPƗQXNDKRQH\ HQWHUSULVHV LQ LWV RSHQ DFNQRZOHGJPHQW RI 0ƗRUL FXOWXUDO DQG WHUULWRULDO LQWHUHVWV$PRQJRWKHUWKLQJVWKHVLWHPDNHVIUHTXHQWUHIHUHQFHWR0ƗRUL RUDO KLVWRULHV DVVRFLDWHG ZLWK ODQGV LQ ZKLFK LWV KLYHV DUH EDVHG ODUJHO\ EHFDXVH WKLV LV DOVR ZKHUH PDQ\ RI WKH ODUJHVW UHODWLYHO\ KRPRJHQHRXV PƗQXNDVWDQGVDUHIRXQG DQGDOOXGHVWRZRUNLQJSDUWQHUVKLSVZLWK1RUWKODQG (DVW &DSH :DQJDQXL DQG :DLUDUDSD LZL 7KH FRPSDQ\ FRQWLQXHV WR SDWHQW PƗQXND KRQH\UHODWHG DSSOLFDWLRQV WKURXJK D UHVHDUFKRULHQWHG VXEVLGLDU\ 7KLVDQJOHRQPƗQXNDKRQH\¶VLQWHOOHFWXDODQGFXOWXUDOSHGLJUHHEHDUV RQ WKH DIRUHPHQWLRQHG LQ VHYHUDO UHVSHFWV 0RVW REYLRXVO\ WKLV H[DPSOH GHPRQVWUDWHV WKDW :HVWHUQ LQGLYLGXDOV DQG LQVWLWXWLRQV DUH QRW WKH RQO\ HQWLWLHVQDYLJDWLQJWKHWUDGLWLRQDOPRGHUQQH[XV)RUPRVWFRPPHQWDWRUV DVZHKDYHVHHQIURP-RVHSK+RRNHUWRSUHVHQWGD\PƗQXNDKRQH\SUR-
'HQLV (ULF :DWVRQ ³&RPSRVLWLRQV FRPSULVLQJ KRQH\ DQG D VXSHUDEVRUEHQW PDWHULDO´86¿OHG-XQHLVVXHG2FWREHU ³6SLULWV %D\´ Watson and Son ODVW DFFHVVHG )HEUXDU\ KWWSZZZ ZDWVRQDQGVRQFRQ]VSLULWVED\ 6HHKHDGLQJVIRUWKHVHDUHDVXQGHU³2XU/DQG´Watson and SonODVWDFFHVVHG )HEUXDU\ KWWSZZZZDWVRQDQGVRQFRQ]RXUODQG 6HH 0DUN 6KDQH 6WXDUW'XQFDQ *HRUJH 0DFNLQWRVK7DQLD /HHDQQH 6PLWK )LRQD 0DULH 0LOOHU ³+RQH\ EDVHG FRPSRVLWLRQV RI D FRQVLVWHQF\ WKDW FDQ EH GHOLYHUHGWRWKHUHVSLUDWRU\V\VWHP´86¿OHG1RYHPEHU LVVXHG-XO\DQG.HU\Q-RKQVRQ&\QWKLD6XQ8OULNH+XEO-DJDQPRKDQ %LOODNDQWL³$QWLLQÀDPPDWRU\SURWHLQVDQGSHSWLGHVDQGPHWKRGVRISUHSDUDWLRQDQGXVHWKHUHRf ´:2¿OHG-XQHLVVXHG'HFHPEHU 55
*HRII%LO
GXFHUV DQG GLVWULEXWRUV ORFDO 0ƗRUL NQRZOHGJH DQG PRGHUQ VFLHQFH DUH HLWKHUXWWHUO\RSSRVHGRUHOVHWKH\DUHVXWXUHGWRJHWKHUDWDVXSHU¿FLDOOHYHO WKDWODFNVHPSLULFDOJURXQGLQJLH0ƗRULXVHRIPƗQXNDKRQH\³IRUFHQWXULHV´ )RU :DWVRQ DQG 6RQ /WG RQ WKH RWKHU KDQG PƗWDXUDQJD 0ƗRUL can be traditional and modern, local andVFLHQWL¿FZLWKRXWFRQWUDGLFWLRQRU FRPSURPLVH7KLV0ƗRULFHQWHUHGSHUVSHFWLYHRQPHGLFLQDOPƗQXNDKRQH\ WKXVKLQWVDWWKHH[SURSULDWLRQLVWORJLFDWZRUNLQGLFKRWRPLHVWKDWH[FOXGH ³WUDGLWLRQDO´FRPPXQLWLHVZLWKWLHVWRORFDOODQGDQGNQRZOHGJHIURPWKH SURFHVVDQGSUR¿WVRI³PRGHUQ´VFLHQFH,WDOVRSRLQWVWRWKHFRQVWUXFWHG DQGFRQWHVWHGQDWXUHRIUHFHLYHG²DQGRWKHUZLVHH[SHGLHQW²ZD\VRIFODVVLI\LQJ FXOWXUHV DQG ZD\V RI NQRZLQJ LQ D VWLOOXQIROGLQJ KLVWRULFDO DQG FRORQLDOFRQWH[W
CHAPTER II DIFFERENT SETTINGS OF KNOWLEDGE— SPATIAL APPROACHES
INTRODUCTION ANDREAS KOCH
The VSDWLDOSHUVSHFWLYHVHHPVWREHHYLGHQWZKHQIRFXVLQJRQORFDONQRZ OHGJH EHFDXVH LW LV WKH GLVWLQFWLYH QDWXUH RI WKLV NLQG RI NQRZOHGJH WR EH FORVHO\ WLHG WR WKH LPPHGLDWH VSDWLDO FLUFXPVWDQFHV 7KH ³ORFDO´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³ORFDO´²VRPHWLPHVPRUHLPSOLFLWO\VRPHWLPHVPRUHH[SOLFLWO\2QHGLUHFWLRQKDVEHHQ GHYHORSHGE\+HQUL/HIHEYUHSI ZKRLQWKHOLJKWRIDFULWLFDO GLVFXVVLRQDERXWWKHFDSLWDOLVWLFORJLFRIH[SORLWDWLRQRIODQGXVHLQDQXUEDQ FRQWH[WKRXVLQJFRPPHUFHODERUWRXULVPHWF SRLQWHGRXWWKDWVSDFHLV VRFLDOO\SURGXFHG6SHFL¿FDOO\KHDUJXHVIRUWKUHHGLVWLQFWEXWFRQQHFWHG IDFHWV ³Spatial practice7KHVSDWLDOSUDFWLFHRIDVRFLHW\VHFUHWHVWKDWVRFLHW\¶V VSDFH LW SURSRXQGV DQG SUHVXSSRVHV LW LQ D GLDOHFWLFDO LQWHUDFWLRQ LW SURGXFHVLWVORZO\DQGVXUHO\DVLWPDVWHUVDQGDSSURSULDWHVLW Representations of spaceFRQFHSWXDOL]HGVSDFHWKHVSDFHRIVFLHQWLVWV SODQQHUVXUEDQLVWVWHFKQRFUDWLFVXEGLYLGHUVDQGVRFLDOHQJLQHHUV>«@ 7KLVLVWKHGRPLQDQWVSDFHLQDQ\VRFLHW\ Representational spacesVSDFHDVGLUHFWO\livedWKURXJKLWVDVVRFLDWHG LPDJHVDQGV\PEROVDQGKHQFHWKHVSDFHRIµLQKDELWDQWV¶DQGµXVHUV¶>«@
Andreas Koch
7KLVLVWKHGRPLQDWHG²DQGKHQFHSDVVLYHO\H[SHULHQFHG²VSDFH>«@ ,WRYHUOD\VSK\VLFDOVSDFHPDNLQJV\PEROLFXVHRILWVREMHFWV´ :KLOH ³UHSUHVHQWDWLRQV RI VSDFH´ PD\ EH VHHQ DV WKH OHYHOOLQJ HIIHFWV RI JOREDOLPSDFWVRQORFDOLGLRV\QFUDVLHVWKH³UHSUHVHQWDWLRQDOVSDFHV´IRUP WKHVSDWLRWHPSRUDOUHVXOWVRIORFDOWUDQVODWLRQVRIWKHIRUPHUWKHGLDOHFWLF V\QWKHVLV DPDOJDPDWHV LQWR WKH ³VSDWLDO SUDFWLFH´ ZKHUH ORFDO DQG JOREDO NQRZOHGJHRIFRPPXQLWLHVPHUJHVWRJHWKHU The second direction, in a sense, draws attention to the origins and HIIHFWVRIWKHSURGXFWLRQRIVSDFHVDQGLVDWULEXWHWRDFWRUQHWZRUNWKHRU\ %UXQR/DWRXU GLVFDUGVWKHLGHDRIPRGHUQLW\DVD³ZRUNRISXUL¿FDWLRQ´EHOLHYLQJLQDQRQWRORJLFDOGLFKRWRP\RIKXPDQVDQGQRQKXPDQV DQG IDYRUV WKH ³ZRUN RI WUDQVODWLRQ´ WKDW LV FKDUDFWHUL]HG E\ QHWZRUNV RI UHODWLRQVEHWZHHQGLYHUVHVHWWLQJVRIREMHFWVLQDZLGHVHQVH 7KHZRUNRI WUDQVODWLRQLVWKXVWKHW\SHRIZRUNZHVKRXOGDSSUHFLDWHEHFDXVHLWDOORZV XVWRLQWHJUDWHDEVWUDFWJOREDOWUHQGVLQWRVSHFL¿FORFDOFRQWH[WVDQGH[WHQG ORFDO NQRZOHGJH HJ LQ PHGLFLQH WRZDUGV D JOREDO GHPDQG /DWRXU¶V S FODLPWKHUHIRUHLV³WRUHORFDWHWKHJOREDO´³WRUHGLVWULEXWHWKH ORFDO´DQG³WRFRQQHFWWKHVLWHVUHYHDOHGE\WKHWZRIRUPHUPRYHV´ $OOIRXUFRQWULEXWLRQVLQWKLVFKDSWHUGHDOZLWKWKHVHWHQVLRQVRIJOREDO ORFDO²JORFDO²UHODWLRQVKLSV WKRXJK LQ GLIIHUHQW ZD\V DQG DW GLIIHUHQW LQWHQVLWLHVElisabeth Donat and Madeleine Koch address the topic of a spatially inspired local knowledge on mobility and action spaces at the city OHYHO³E\WKLQNLQJDERXWSHRSOHPRYLQJWKURXJKWLPHDQGVSDFHZLWKWKHLU LQGLYLGXDODQGPDQLIROGSXUSRVHVFDSDELOLWLHVDQGGHPDQGV$VDQHPHUJHQWSURSHUW\PRELOLW\LWVHOIOHDGVWRVRFLRVSDWLDOLQFOXVLRQDQGH[FOXVLRQ SURFHVVHVDQGVRFKDOOHQJHVWKHXUEDQSODQQLQJV\VWHPLQSUDFWLFHDQGUDLVHV TXHVWLRQVDERXWVSDWLDOMXVWLFHDWDVRFLHWDOOHYHO´7KH\WLHWKHLUWKHRUHWLFDO UHÀHFWLRQVWRDQHPSLULFDOVXUYH\GRQHLQWKHFLW\RI6DO]EXUJ$XVWULDLQ order to detect mobility patterns that correlate with the kind of knowledge SHRSOHKDYHRIWKHLUHQYLURQPHQW²VSHFL¿FDOO\RIWKHWUDQVSRUWDWLRQLQIUDVWUXFWXUH Andreas Koch GHOLQHDWHV WKH SKHQRPHQRQ RI XUEDQ VHJUHJDWLRQ²WKH VLPXOWDQHRXV SURFHVV RI DUFKLWHFWXUDO VRFLDO DQG FXOWXUDO XSJUDGLQJ RI LQQHUFLW\ GLVWULFWV DQG WKH GLVSODFHPHQW RI SHRSOH ZKR DUH XQDEOH RU XQZLOOLQJWRSD\IRUWKLVXSJUDGHPLJUDQWVWKHXQHPSOR\HGVLQJOHSDUHQW KRXVHKROGVWKHHOGHUO\ ²DVDWHQVLRQEHWZHHQPLFURPRWLYHVDQGPDFUR EHKDYLRU+RXVHKROGVHTXLSSHGZLWKORFDONQRZOHGJHRIGLIIHUHQWTXDOLW\ GXHWRGLIIHUHQWW\SHVRIVRFLDOQHWZRUNVDQGWLPHVRIUHVLGHQFHVHHPWR VKDUHDFRPPRQSUHIHUHQFHIRURWKHUKRXVHKROGVZLWKVLPLODUVRFLDOFKDUDF
,QWURGXFWLRQ
WHULVWLFV 7KLV SUHIHUHQFH DW WKH LQGLYLGXDO OHYHO GRHV QRW PHDQ WKDW WKH\ ZLVKWROLYHLQDVRFLDOO\SXUL¿HGQHLJKERUKRRG7KHPDFURHIIHFWKRZHYHU UHVXOWVLQH[DFWO\WKHVHSXUL¿HGDUHDVDQHIIHFWZKLFKLVUHIHUUHGWRDVHPHUJHQFHWKHZKROHLVPRUHWKDQDQGGLIIHUHQWIURPWKHVXPRILWVSDUWV +H LVLQWHUHVWHGLQZKDWWKHFRQWULEXWLRQRIORFDONQRZOHGJHWRWKHSURFHVVRI HPHUJHQFHLVRaoni Rajão and Theo Vurdubakis explore the ways in which WKHSUREOHPRI³ORFDO´YHUVXV³JOREDO´NQRZOHGJHLVHQDFWHGLQLQYHVWLJDWLRQVRILOOHJDOGHIRUHVWDWLRQLQWKH%UD]LOLDQ$PD]RQ'UDZLQJRQDQHWKQRJUDSKLFVWXG\RIWKHXVHRIVDWHOOLWHLPDJHVJHRJUDSKLFLQIRUPDWLRQV\VWHPV DQG JOREDO SRVLWLRQLQJ V\VWHPV WKHLU HVVD\ LQYHVWLJDWHV WKH UROH WKDW VXFK V\VWHPVSOD\LQWKH³NQRZOHGJHZRUN´SHUIRUPHGE\IRUHVWUDQJHUVLQWKH FRXUVHRIHVWDEOLVKLQJWKH³IDFWV´DERXWSDUWLFXODUVLWHVDFWVDQGDJHQFLHV RIGHIRUHVWDWLRQ7KHVHODERUVDQGWKHIRUPVRI³ORFDO´NQRZOHGJHZKLFK LQIRUPWKHPHQMR\LWLVDUJXHGDQDPELJXRXVVWDWXVEHLQJERWKQHFHVVDU\ WRWKHRSHUDWLRQRIVXFKV\VWHPVDQG\HWDWWKHVDPHWLPHHUDVHGLQRI¿FLDO UHSUHVHQWDWLRQVRIWKHSURFHVV Alice Nataraja Garcia Santos directs her attention to the recent proFHVVRIDFFHOHUDWHGLPSOHPHQWDWLRQRIZLQGIDUPVLQ%UD]LODQGWKHUHVXOWLQJ VRFLRHFRORJLFDO FRQÀLFWV E\ HPEHGGLQJ WKLV GLVFRXUVH LQWR WKH NH\ UROHORFDONQRZOHGJHSOD\VDVDSRZHUVWUDWHJ\WRVROYHRUDWOHDVWPLWLJDWH WKHVHFRQÀLFWV+HUVSDWLDODSSURDFKLVEDVHGRQHQYLURQPHQWDOMXVWLFHWLHG to political ecology in order to detect mechanisms of exercises of power on land whose ownership and physical, as well as symbolic, meaning is a FRQWLQXRXVVRXUFHRIVWUXJJOHVDQGGLVSXWHV7KHFDVHVWXG\ORFDWHGLQWKH QRUWKHDVWRI%UD]LOLQYHVWLJDWHVTXHVWLRQVRIZKREHQH¿WVIURPZLQGIDUPV DQGZKRPXVWSD\WKHVRFLDOHFRORJLFDOFRVWVRIWKLV²DJDLQJOREDOORFDO SRZHUSOD\
References /DWRXU%UXQR 5HDVVHPEOLQJWKH6RFLDO2[IRUG2[IRUG8QLYHUVLW\ 3UHVV /DWRXU%UXQR :H+DYH1HYHU%HHQ0RGHUQ&DPEULGJH0DVVDFKXVHWWV+DUYDUG8QLYHUVLW\3UHVV /HIHEYUH+HQUL 7KH3URGXFWLRQRI6SDFH0DOGHQ86$%ODFNZHOO 3XEOLVKLQJ
EXPLORING SOCIAL AND SPATIAL
OPPORTUNITIES TO MOVE WITHIN A CITY.
A RESIDENT’S PERSPECTIVE ON URBAN MOBILITY
ELISABETH DONAT / MADELEINE KOCH 1. Interest & aim “AllHYHU\GD\DFWLYLWLHVUHTXLUHWKHQHJRWLDWLRQRIVSDFHDQGWLPH´-DUYLV E\LQGLYLGXDOVWRPHHWWKHPXOWLSOHUHTXLUHPHQWVRIZRUNIDPLO\ DQGRWKHUVRFLDOQHWZRUNVDVZHOODVJHQHUDOVRFLHW\%HVLGHVWKHLQGLYLGXDO PRELOLW\WKDW¿WVWKHGLVWLQFWQHHGVRIDSHUVRQPRELOLW\SDWWHUQVRIYDULRXV VRFLDOJURXSVDVVRFLDWHGZLWKGLIIHUHQWOLIHVW\OHVHPHUJHDVDFRQVHTXHQFH RIWKHFRRUGLQDWLRQRIWKLQJVDQGSHRSOHLQVSDFHDQGWLPH5HVWUDLQWVRQ PRELOLW\EHDUVRFLDOFRQVHTXHQFHVVXFKDVOLPLWDWLRQVWRVRFLDOSDUWLFLSDWLRQ6KRYH EHFDXVHHYHQWRGD\PRVWHYHU\GD\SUDFWLFHVHJZRUNLQJGDLO\VKRSSLQJFDWFKLQJXSIULHQGVHGXFDWLQJRQHVHOIWDNLQJFDUHRI RWKHUVUHTXLUHFRSUHVHQFH 6KHOOHU 8UU\GUDZDWWHQWLRQLQWKHLUDUWLFOH³7KH1HZ0RELOLW\ 3DUDGLJP´WRWKHLGHDWKDWWKHUHLVDODFNRINQRZOHGJHDERXWKRZSHRSOH DQGWKLQJVPRYHVXSSRUWHGE\FKDQJLQJREMHFWVDQGWHFKQRORJLHV7KHDFWXDO IUDJPHQWHGVRFLRWHPSRUDORUGHUWKHFKDQJLQJUHTXLUHPHQWVRILQGLYLGXDO À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¿FSRVLWLRQLQVSDFH 7KHSXUSRVHRIWKLVSDSHULVWRDGGUHVVWKHWKHPHRI³PRELOLW\DFWLRQ VSDFHVDQGORFDONQRZOHGJH´ZLWKLQDFLW\E\WKLQNLQJDERXWSHRSOHPRYLQJ WKURXJKWLPHDQGVSDFHZLWKWKHLULQGLYLGXDODQGPDQLIROGSXUSRVHVFDSD-
(OLVDEHWK'RQDW0DGHOHLQH.RFK
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and genders, social positions, from ethnic minorities as well as migrants, to H[SORUH WKH H[SOLFLW VW\OHV RI PRELOLW\ RI SHRSOH OLYLQJ LQ VSHFL¿F FLUFXPVWDQFHV:HDVNHGDERXWWKHLQGLYLGXDOFRQVWUDLQWVWKDWLQÀXHQFHWKHSHUFHSWLRQDQGXVHRIDFWLRQVSDFHVWDNLQJDOOHYHU\GD\DFWLYLWLHVLQWRDFFRXQWHJ WUDYHOOLQJWRZRUNPHHWLQJSHRSOHXVHRIOHLVXUHWLPHDQGSHRSOHVµPDQLIROG DUUDQJHPHQWV:KDWGRORFDOSHRSOHNQRZDERXWWKHLUXVHRIWKHFLW\¶VXUEDQ VSDFHV" +RZ GR PRELOLW\ VW\OHV DUWLFXODWH PRELOLW\ QHHGV"$QG ZKDW FDQ XUEDQSODQQLQJOHDUQIURPWKLVWRYDORUL]HXUEDQVSDFHVDQGVWUHHWVDQGE\ GRLQJWKLVDGDSWWRDOWHULQJPRELOLW\VW\OHVDQGQHHGV"
2. Theoretical relations between mobility and local knowledge ,I LQGLYLGXDOV DUH DVNHG WR UHÀHFW RQ WKH PHDQLQJ RI PRELOLW\ IRU WKHLU HYHU\GD\ OLIH DV ZDV GRQH LQ RXU VWXG\ LQ WKH FLW\ RI 6DO]EXUJ PRVW RI them associate mobility with the mode of transport they are familiar with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
([SORULQJVRFLDODQGVSDWLDORSSRUWXQLWLHVWRPRYHZLWKLQDFLW\
tioning in social space of lifestyles and, by doing this, mobility is widely inÀXHQFHGE\WKHEHKDYLRUDQGYDOXHVRIRWKHUV7KHDULVLQJFROOHFWLYHPRELOLW\ SDWWHUQVRIFHUWDLQVRFLDOJURXSVHJXSSHUPLGGOHFODVVFDUGULYHUV KDYH PRVWO\EHHQXQQRWLFHGDQGXQGHUHVWLPDWHGLQWKHLUHIIHFWVRQWKHPRELOLW\RI RWKHUXUEDQUHVLGHQWVHJPLJUDQWZRPHQZLWKRXWDFDU 6RZKHQWDONLQJ DERXWPRELOLW\LQXUEDQHQYLURQPHQWVLWLV¿QDOO\HVVHQWLDOWRKLJKOLJKWWKH VLJQL¿FDQFH RI LQGLYLGXDO PRELOLW\ IRU WKH DFTXLVLWLRQ RI VSDFH WR HQDEOH HDFKFLWL]HQWRIXO¿OOWKHLUHYHU\GD\QHHGVDQGGDLO\URXWLQHV 7KXVPRELOLW\FDQEHGH¿QHGDVDQHOHPHQWDU\QHHGRIHDFKLQGLYLGXDO LQRUGHUWRIXO¿OOWKHEDVLFUHTXLUHPHQWVRIVRFLDOOLIHDQGDVDQHPHUJHQW SKHQRPHQRQWKDWLVFRQVWLWXWHGE\LQGLYLGXDOVDQGVRFLHW\LQWKHLUHYHU\GD\ SUDFWLFHRIIXO¿OOLQJWKHLUEDVLFQHHGV0DQGHUVFKHLG DQG'DQJVFKDW DQG6HJHUW GLIIHUHQWLDWHIXUWKHUEHWZHHQWKHQHHGWREHPRELOHIRUFHV WR EH PRELOH DQG WKH VDWLVIDFWLRQ RI QHHGV E\ EHLQJ PRELOH DOWKRXJK WKH ERUGHUEHWZHHQWKRVHWKUHHVHHPVWREHÀXLG7KHUHOHYDQFHRIPRELOLW\WR DSHUVRQ¶VZHOOEHLQJEHFRPHVHYHQPRUHHYLGHQWLQWKH:+2¶VGH¿QLWLRQ RITXDOLW\RIOLIH³7KH:+2GH¿QHV4XDOLW\RI/LIHDVLQGLYLGXDOV¶SHUFHSWLRQRIWKHLUSRVLWLRQLQOLIHLQWKHFRQWH[WRIWKHFXOWXUHDQGYDOXHV\VWHPV LQZKLFKWKH\OLYHDQGLQUHODWLRQWRWKHLUJRDOVH[SHFWDWLRQVVWDQGDUGVDQG FRQFHUQV,WLVDEURDGUDQJLQJFRQFHSWDIIHFWHGLQDFRPSOH[ZD\E\WKH SHUVRQ¶VSK\VLFDOKHDOWKSV\FKRORJLFDOVWDWHOHYHORILQGHSHQGHQFHVRFLDO UHODWLRQVKLSV SHUVRQDO EHOLHIV DQG WKHLU UHODWLRQVKLS WR VDOLHQW IHDWXUHV RI WKHLUHQYLURQPHQW´:+2 7KH:+2GH¿QLWLRQUHÀHFWVWKHLQWHUGHSHQGHQFHRIPRELOLW\KHUHXQGHUVWRRGDVDOHYHORILQGHSHQGHQFH ZLWK RWKHUSDUDPHWHUVRIZHOOEHLQJSK\VLFDODQGPHQWDOKHDOWKVRFLDOQHWZRUNV DQGHQYLURQPHQWDOFLUFXPVWDQFHVOLNHDYDLODEOHLQIUDVWUXFWXUHDQGKRXVLQJ FRQGLWLRQV)LJXUHGLVSOD\VWKHLQWHUGHSHQGHQFHRIWKHVHYDULRXVFRPSRQHQWVDQGJLYHVD¿UVWLPSUHVVLRQRILQGLFDWRUVIRUWKHVL[PDLQGLPHQVLRQV LQWHUPVRIXUEDQPRELOLW\ 8QGRXEWHGO\ TXDOLW\ RI OLIH LV PRVW RIWHQ DFFRPSDQLHG E\ VRFLDO LQ HTXDOLW\ ³6RFLDO LQHTXDOLW\ LQ D EURDGHU VHQVH LV LQKHUHQW ZKHUHYHU SRVVLELOLWLHVWRDFFHVVFRPPRQO\DYDLODEOHDQGGHVLUDEOHVRFLDOJRRGVDQGRU SRVLWLRQVDUHDIIHFWHGE\XQGHUO\LQJHQGXULQJUHVWULFWLRQVZKLFKWKHUHIRUH OLPLWHQKDQFHOLIHFKDQFHVIRUWKHLQGLYLGXDOVJURXSVRUVRFLHWLHVLQYROYHG´ .UHFNHOWUDQVODWLRQ(' 7KLVGH¿QLWLRQRIVRFLDOLQHTXDOLW\GRHV QRWRQO\IRFXVRQHTXDODFFHVVWRVRFLDOJRRGVSRVLWLRQVFDXVHV EXWDOVR RQWKHFRQVHTXHQFHVRILQHTXDOLW\LHXQHTXDOOLIHFKDQFHVDQGTXDOLW\RI OLIH3HUFHSWLRQVRIRSSRUWXQLW\VWUXFWXUHVDQGUHDFWLRQVWRZDUGVWKHPFDQ RIFRXUVHYDU\3RRUDFFHVVWRPRELOLW\LQIUDVWUXFWXUHVLVQRWDOZD\VDFFRPSDQLHGE\IHHOLQJVRIGHSULYDWLRQ*ODW]HU
(OLVDEHWK'RQDW0DGHOHLQH.RFK
Housing conditions Infrastructure: eg. availability of public transport ENVIRONMENT Energy, fitness
PHYSICAL HEALTH
QUALITY OF LIFE Feelings of belonging/ integration
LEVEL of INDEPENDENCE
Mobility
SOCIAL RELATIONSHIPS
MENTAL HEALTH PERSONAL BELIEFS
Networks: weak and strong ties
Values, attitudes
Figure 1: 4XDOLW\ RI OLIH GH¿QLWLRQ E\ WKH :+2 DSSOLHG WR WKH ¿HOG RI XUEDQ PRELOLW\6RXUFHDXWKRUVPRGL¿HGIURP:+2
&DVV6KRYHDQG8UU\ VXJJHVWDQDO\]LQJVRFLDOLQFOXVLRQDQGH[ FOXVLRQZLWKLQDVRFLHW\DVDQHPHUJHQWSURSHUW\XVLQJDVFKHPDWLFPRGHO ZKLFKLQWHUOLQNVD VRFLDOREOLJDWLRQDQGSUDFWLFHVE LQGLYLGXDOUDWLRQDOLWLHVDQGUHVRXUFHVDQGF SK\VLFDOLQIUDVWUXFWXUH,QDGGLWLRQ6KRYHKLJKOLJKWVWKHLPSRUWDQFHRIVRFLDOFDSLWDOLQKHUGH¿QLWLRQ³6RFLDOLQFOXVLRQ H[FOXVLRQLHIDLOXUHRUDELOLW\WRPHHWQRUPDOFRQYHQWLRQVRUDFFRPSOLVKPHQWV QHFHVVDU\ IRU PHPEHUVKLS RI VRFLHW\ DV DQ HPHUJHQW SURSHUW\ RI WKHVHWKUHHHOHPHQWV>«@PXFKGHSHQGVXSRQWKHVRFLDOJURXSVWRZKLFK SHRSOHEHORQJRUZDQWWREHORQJ DQGZKDWSUDFWLFHVWKLVUHTXLUHVRIWKHP´ 6KRYH ,Q RUGHU WR IXO¿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
([SORULQJVRFLDODQGVSDWLDORSSRUWXQLWLHVWRPRYHZLWKLQDFLW\
FDQOHDGWRDJURZWKRIORFDONQRZOHGJHDQGLQGLYLGXDOVFDQJDLQLQVLJKWV LQWRWKHLUORFDOHQYLURQPHQWE\WUDYHOLQJ1HYHUWKHOHVVWUDYHOEHKDYLRULV VWURQJO\LQÀXHQFHGE\URXWLQHV9HUSODQNHQ :RRG ZKLFKDUHRQO\ UHHYDOXDWHGLIPDMRUFKDQJHVLQWKHFRXUVHRIOLIHPRYLQJQHZMREHWF RFFXU7KHUHIRUHWKHDFTXLVLWLRQRIORFDONQRZOHGJHPLJKWDOVRIDFHVRPH VDWXUDWLRQ IRU ORQJ WHUP UHVLGHQWV (YHQ PRUH KDELWXDO WUDI¿F EHKDYLRU PLJKW OHDG WR VRPH LJQRUDQFH RI DQG IDWLJXH WRZDUGV WKH VXUURXQGLQJ HQYLURQPHQWDQGWKHUHIRUHGHFUHDVHVWKHOHDUQLQJFXUYHLQORFDONQRZOHGJH ,WFDQEHFRQFOXGHGWKDWORFDONQRZOHGJHGRHVQRWHPHUJHDUELWUDULO\EXWLV DOVRDSURGXFWRIPRWLYDWHGDWWHQWLRQ :KLFK SDUDPHWHUV DFWXDOO\ OHDG WR XQHTXDO GLVWULEXWLRQV RI VSDFH DQG ORFDONQRZOHGJH"7KHXQHTXDOGLVWULEXWLRQRIVSDFHLVEHLQJGLVFXVVHGDORW FXUUHQWO\DFFRUGLQJWRWKHVRFDOOHG³VSDWLDOWXUQ´ZKLFKKDVWDNHQSODFHLQ WKHVRFLDOVFLHQFHVGXULQJWKHODVWGHFDGH7KHGLVFXVVLRQRIVSDFHIROORZHG WKHQRWLRQRID³FRQWDLQHU´IRUDYHU\ORQJWLPH/|Z ,QWKLVVHQVH VSDFH KDV EHHQ PDLQO\ GLVFXVVHG DV D UDWKHU XQLQWHUHVWLQJ SUHUHTXLVLWH RI VRFLDOOLIHDQGKDVEHHQSHUFHLYHGDVD¿[HGDQGLQÀH[LEOHHQWLW\,QLWLDOO\ $QWKRQ\*LGGHQVSLFNHGXSWKHFRQFHSWRIVSDFHLQWHQVLYHO\LQKLVWKHRU\RI VWUXFWXUDWLRQ*LGGHQV 6SDFHEHFDPHRQHRIWKHPDLQGHWHUPLQDQWV of social action in his theoretical approach and was described as the corset LQZKLFKDOOVRFLDOOLIHWDNHVSODFH+RZHYHUWKHFUHDWLRQIRUPDWLRQDQG UHGH¿QLWLRQRIVSDFHE\VRFLDODFWLRQDUHVWLOOQRWHODERUDWHGE\KLVWKHRUHWLFDODSSURDFK/|ZWUDQVODWLRQ(' LVPLVVLQJDQH[SODQDWLRQIRU KRZVSDFHVFDQFKDQJHLQWKHVHIRUPHUFRQFHSWV³7KHDEVROXWLVWQRWLRQRI VSDFHUHFRJQL]HVPRYHPHQWVZLWKLQVSDFHVEXWQRPRYHPHQWDQGFKDQJH RIWKHVSDFHVWKHPVHOYHV´ /|ZVWUHVVHVDQHZGH¿QLWLRQRIVSDFHDVDUHODWLRQDORUGHUDQGDUUDQJHPHQWRIKXPDQ ERGLHVZKLFKDUHFRQVWDQWO\LQPRWLRQDQGWKHUHIRUHSHUSHWXDOO\ FKDQJH WKHLU UHODWLRQV DQG GLVWDQFHV LQWR QHZ VSDWLDO GH¿QLWLRQV The perception of space and its spatial components and the reassembling RIWKHVHLQWRDVSDWLDOGH¿QLWLRQDUHLQÀXHQFHGE\ELRJUDSKLFDONQRZOHGJH DQG LQGLYLGXDO HGXFDWLRQ DQG VRFLDOL]DWLRQ 7KLV SURFHVV RI SHUFHSWLRQ LV FDOOHG³V\QWKHVL]LQJ´E\/|Z DQGLQFOXGHVSHUFHLYLQJLPDJLQJDQG UHPHPEHULQJ DV FRUH PHFKDQLVPV 7KH HYHU\GD\ VRFLDO FRQVWUXFWLRQ RI VSDWLDORUGHUVLVQRWGRQHIRUWKH¿UVWWLPHEXWFDQUHO\RQH[LVWLQJVFKHPHV ZKLFK DUH D SURGXFW RI RXU UHSHDWHG DFWLRQV 7KLV UHSHWLWLYH EHKDYLRU LV UHVSRQVLEOHIRUWKHHPHUJHQFHRIVRFLDOVWUXFWXUHVDQGLQVWLWXWLRQVLQVSDFH 9LFH YHUVD WKHVH VWUXFWXUHV LQÀXHQFH WKH SHUIRUPHG EHKDYLRU ZKLFK FDQ HDVLO\EHLPDJLQHGDVWUDYHOEHKDYLRUZKLFKLVPRVWO\GULYHQE\KDELWV9HUSODQNHQHWDO 7KHPHUHDUUDQJHPHQWRIWKLQJVDQGKXPDQVFDQQRW
(OLVDEHWK'RQDW0DGHOHLQH.RFK
DORQHEHGH¿QHGDVDVSHFL¿FVSDFHWKHSHUFHLYHGFRPSRVLWLRQ¿UVWKDVWREH VWXFNWRJHWKHUE\V\QWKHVL]LQJLQRUGHUWRIRUPDFRQFUHWHspace2EYLRXVO\ ORFDONQRZOHGJHLVDNH\UHVRXUFHGXULQJWKHSURFHVVRIV\QWKHVL]LQJ 7KHUHODWLRQDORUGHUZKLFKFDQEHSHUFHLYHGLQDVSDWLDOFRPSRVLWLRQLV notGULYHQDWUDQGRPEXWLVLQPDQ\FDVHVLQGXFHGE\FRQVFLRXVDQGVWUDWHJLFSODQQLQJWKHWKLQNLQJDQGDFWLQJRILQGLYLGXDOVRUJURXSV$OOVSDWLDO RUGHU OLNH WKH DUUDQJHPHQW RI EXLOGLQJV WKH VSDFH UHVHUYHG IRU WUDQVSRUW DQGYDULRXVYHKLFOHVRUSHGHVWULDQVDQGWKHSODFLQJRIKXPDQVLQVLGHWKLV PDWHULDOZRUOGLVQRWDUUDQJHGUDQGRPO\7KHUHIRUHLWKDVWREHTXHVWLRQHG ZKLFK LWHPVKXPDQV DUH DUUDQJHG LQ WKLV RUGHU DQG ZKR KDV WKH SRZHU ULJKWDELOLW\WRDUUDQJHWKHVHWKLQJVDQGKRZWKLVSURFHVVRISODFLQJRFFXUV 3LHUUH%RXUGLHX KDVGH¿QHGVRFLDOVSDFHDVDFRQVWDQW³EDWWOH¿HOG´ IRUYDULRXVVRFLDOJURXSVGHIHQGLQJWKHLUFODLPRIRZQHUVKLS7KHYDULRXV DPRXQWVRIHFRQRPLFVRFLDODQGFXOWXUDOFDSLWDORIWKHDFWRUVLQÀXHQFHWKHLU DELOLW\WRQHJRWLDWHDQGWRGHYHORSOREELHVLQRUGHUWRGHIHQGWKHLULQWHUHVWV %RXUGLHX $FFRUGLQJWRWKHWUDI¿FQHWZRUNRIDFLW\YDULRXVLQWHUHVW JURXSVDQGOREELHVFDQEHGHGXFHGE\DQDO\]LQJWKHDPRXQWRIVSDFHZKLFK LVSURYLGHGIRUPRWRULVWVF\FOLVWVSHGHVWULDQVDQGSXEOLFWUDQVSRUWE\WKH FLW\FRXQFLO)XUWKHUPRUHSHRSOHZKRUDQNKLJKO\LQWKHVRFLDOVWUDWDGLVSRVH RI PRUH PDWHULDO DQG V\PEROLF VSDFH ZKLFK FDQ EH REVHUYHG IRU H[DPSOHE\WDNLQJDORRNDWDFLW\¶VKRXVLQJSROLF\DQGOHYHORIVHJUHJDWLRQ 4XLWH VLPLODU WR %RXUGLHX¶V FRQFHSW RI VRFLDO LQHTXDOLW\ /|Z GLIIHUHQWLDWHV IRXU GLPHQVLRQV RI VRFLDO LQHTXDOLW\ ZLWK UHVSHFW WR WKH FRQVWLWXWLRQ RI VSDFHV XQHTXDO FKDQFHV DFFRUGLQJ WR XQHTXDO PDWHULDOUHVRXUFHVXQHTXDONQRZOHGJHUHVRXUFHVXQHTXDOVRFLDOSRVLWLRQVDQG XQHTXDODI¿OLDWLRQVWRWKLVVSDFH6RFLDOLQHTXDOLW\FRQFHUQLQJDFFHVVDQG GLVWULEXWLRQ RI VSDFH RFFXUV ZKHQHYHU WKHVH LQHTXDOLWLHV EHFRPH LQVWLWX WLRQDOL]HGLQWKHSURFHVVRIV\QWKHVL]LQJ6LQFHWKHFRQFHSWRI³FODVV´KDV been the object of widespread skepticism in general social sciences, the conFHSWRIPLOLHXVKDVVLPXOWDQHRXVO\JDLQHGPXFKLQÀXHQFHLQXUEDQ¿HOGVRI VRFLDOUHVHDUFK,QGLYLGXDOL]DWLRQJOREDOL]DWLRQDQGLQFUHDVLQJO\FRPSOH[ VRFLDO VWUXFWXUHV KDYH OHG WR D YDULHW\ RI OLIH VW\OHV DQG GLYHUVH SDWWHUQV RIYDOXHVDQGDWWLWXGHV1HYHUWKHOHVVWKHLQLWLDOHXSKRULDDERXWWKHPLOLHX DSSURDFKKDVEHHQUHSODFHGE\DPRUHGLIIHUHQWLDWHGYLHZUHHPSKDVL]LQJ WKHLPSRUWDQFHRIREMHFWLYHOLIHFLUFXPVWDQFHVOLNHDJHJHQGHUHWKQLFLW\RU LQFRPH6FKHLQHU 'DQJVFKDWDQG6HJHUW XVHG6,1860LOLHXV LQWKHLUVWXG\RIVXVWDLQDEOHPRELOLW\LQYDULRXVVRFLDOPLOLHXV7KH\FODVVL¿HG SUHIHUHQFHV IRU DQG DYHUVLRQV WR VSHFL¿F PRELOLW\ VW\OHV LQ YDULRXV VRFLDOPLOLHXV7DEOH DVDUDWKHUVKRUWHQHGYHUVLRQRIDPRUHFRPSOH[ SLFWXUH
([SORULQJVRFLDODQGVSDWLDORSSRUWXQLWLHVWRPRYHZLWKLQDFLW\
Table 1: 0RELOLW\SUHIHUHQFHVLQYDULRXVVRFLDOPLOLHXV'DQJVFKDWDQG6HJHUW WUDQVODWLRQ('
Milieu segment
8SSHU0LOLHX
Milieu Established Post-materialists Modern performers
@ 7\SHV RI HPHUJHQFH FDQ UDQJH IURP ZHDNV\QFKURQLF DQG ZHDN GLDFKURQLF WR VWURQJV\QFKURQLF DQG VWURQJGLDFKURQLF 6WHSKDQ >@ SS II :HDNV\QFKURQLF HPHUJHQFH LV FKDUDFWHUL]HG E\ D GLVWLQFW
'HWHFWLQJSDWWHUQVRIHPHUJHQFHLQXUEDQVHJUHJDWLRQVLPXODWLRQ
SURSHUWLHVRIWKHPDFUROHYHOV\VWHPE V\QFKURQRXVGHWHUPLQLVPRIWKH V\VWHP EHKDYLRU DW WKH PDFUR OHYHO WKURXJK WKH PLFURVFDOH HQWLWLHV DQG PHFKDQLVPVDQGF RQWRORJLFDOUHGXFWLRQLVPRIPDFURDQGPLFUROHYHO 7KH GLDFKURQLF HPHUJHQFH W\SH DGGV XQSUHGLFWDELOLW\ WR WKH PDFURVFDOH VLPXODWLRQUHVXOWV DQG WKH FKDUDFWHUL]DWLRQRI HPHUJHQFH DV VWURQJ UHIHUV WRDQRQWRORJLFDOGLIIHUHQFHEHWZHHQPLFURDQGPDFURV\VWHPOHYHOVDGLI IHUHQFHWKDWPHDQVWKDWWKH\FDQQRWEHUHGXFHGWRRQHDQRWKHU
3. The meaning of communities The general hypothesis of this paper is that socio-spatial segregation and LQHTXDOLW\LVJURXQGHGLQVWURQJGLDFKURQLFHPHUJHQFHDQDVVXPSWLRQWKDW FDQQRWEHYHUL¿HGZLWKFODVVLFDOVHJUHJDWLRQPRGHOV7KHPRGHOWKHRUHWLFDO MXVWL¿FDWLRQRIWKLVK\SRWKHVLVLVWKDW6FKHOOLQJEDVHGPRGHOW\SHVLQVLVWRQ WKH SULQFLSOH RI PHWKRGRORJLFDO LQGLYLGXDOLVP *HUWHQEDFK HW DO >@ S0DQ]R>@S ZKLFKDWWULEXWHVWKHSRZHURIGHFLVLRQPDNLQJ DQG DFWLQJ H[FOXVLYHO\ WR LQGLYLGXDO HQWLWLHV 7KH H[LVWHQFH RU DW OHDVW LQÀXHQFH RI FRPPXQLWLHV PXVW VWLOO EH JHQHUDWHG WKURXJK WKH SURFHVV RI UHVLGHQWLDOPRELOLW\7KHH[SOLFLWDVVXPSWLRQWKDWDKRXVHKROGZRXOGSUHIHU WROLYHLQFORVHSUR[LPLW\WRVRFLDOO\PRUHRUOHVVLGHQWLFDOKRXVHKROGVGRHV QRWLQFOXGHDQ\FDXVDODUJXPHQWIRUDSUHH[LVWLQJFRPPXQLW\$FRQWHPSRUDU\ XQGHUVWDQGLQJ RI VHJUHJDWLRQ WKXV LQVLQXDWHV WKDW HYHU\ KRXVHKROG ZRXOGOLNHWREHVXUURXQGHGE\DFHUWDLQPRVWO\VPDOO VKDUHRIOLNHPLQGHG KRXVHKROGVDQGWKLVIDFWVHHPVWREHVXI¿FLHQWIRUODUJHVFDOHVHJUHJDWLRQ $QHLJKERUKRRGFRPPXQLW\ZRXOGDWOHDVWLPSOLFLWO\DOVRHPHUJHLIVHJUH JDWLRQGLGQRWUHVXOWIURPUHVLGHQWLDOPRELOLW\,QFRQFOXVLRQDWKHRU\RI FRPPXQLW\LVQRWDFRQVWLWXHQWRID6FKHOOLQJEDVHGPRGHO6D\LQJWKLVZH DUJXHWKDWWKLVW\SHRIVHJUHJDWLRQPRGHOUHSUHVHQWVDZHDNGLDFKURQLFW\SH RIHPHUJHQFH $ WKHRU\ RU WKHRULHV RI FRPPXQLW\ PXVW EH FRQVLGHUHG ULJKW DW WKH EHJLQQLQJRIDVLPXODWLRQPRGHORIVHJUHJDWLRQKRZHYHU7KLVLVWKHVRFLDO WKHRUHWLFDO MXVWL¿FDWLRQ IRU D VWURQJGLDFKURQLF IRUP RI HPHUJHQFH &RPPXQLWLHVXQGHUVWRRGKHUHDVQHLJKERUKRRGVGRQRWDULVHZLWKWKHSURFHVV RI VHJUHJDWLRQ EXW H[LVW DW DQ\ WLPH LQ WKH VLPXODWLRQ 6LPLODUO\ DFWRUV EHORQJWRFRPPXQLWLHVDWHYHU\VWHSRIWKHVHJUHJDWLRQVLPXODWLRQ,WLVWKH QDWXUHRIQHLJKERUKRRGFRPPXQLWLHV²WKHLUVRFLDOPHDQLQJLQWHQVLW\VSDWLDODQGWHPSRUDOFKDQJH²ZKLFKDOWHUVZLWKVHJUHJDWLRQ7KHTXHVWLRQLV KRZDQGZKHWKHULWLVDQWLFLSDWHGLQDVLPLODUZD\E\LQGLYLGXDODJHQWV,Q WKLVFRQWH[WLWLVRIPLQRUWKHRUHWLFDOUHOHYDQFHZKHWKHUWKHLQGLYLGXDOLV
Andreas Koch
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per se which HPHUJH EXW D KRPRJHQL]HG DOORFDWLRQ RI QHLJKERUKRRGV 7KLV LV DQRWKHU UHDVRQZK\VHJUHJDWLRQLVVHHQDVDVRFLDODQGVSDWLDOSKHQRPHQRQ $QRWKHU FKDOOHQJH LV WR WDFNOH WKH SUREOHP RI DQ LQVXI¿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tion of local knowledge stocks one is able to approach, specify and weigh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µZH¶DQGµWKHRWKHUV¶.RFK>@ $QGUHJXOD-
'HWHFWLQJSDWWHUQVRIHPHUJHQFHLQXUEDQVHJUHJDWLRQVLPXODWLRQ
WRU\SULQFLSOHVSURYLGHDIUDPHQRWQHFHVVDULO\GHPRFUDWLFDOO\HVWDEOLVKHG ZKLFK H[SUHVVHV FRPPLWPHQW D SRVLWLYH FRQQRWDWLRQ DQGRU REHGLHQFH D QHJDWLYH FRQQRWDWLRQ 7KH K\SRWKHVL]HG W\SH RI VWURQJ HPHUJHQFH RI VHJUHJDWLRQKDVWKHUHIRUHWRLQFOXGHWKHQDWXUHRIWKHUHODWLRQVKLSEHWZHHQ µPH¶µXV¶DQGWKHµRWKHUV ¶ ,Q VR GRLQJ WKH GLPHQVLRQ RI DQ µLPDJLQHG FRPPXQLW\¶ DV RQH SRVVLEOHVLPXODWLRQUHVXOWFDQEHHQULFKHGE\LQWHJUDWLQJKDUGIDFWVWKDWKHOSLQ H[SODLQLQJDQGXQGHUVWDQGLQJPRGHVRIVergemeinschaftung of the segreJDWHG FRPPXQLW\ 7LHG WR VRFLDOWKHRUHWLFDO LPSOLFDWLRQV RI VHJUHJDWLRQ SURFHVVHVDUHWKHVRFLDOHWKLFDOLPSOLFDWLRQV)URPWKLVSHUVSHFWLYHVHJUH JDWLRQ LV FRQVLGHUHG DV D GLIIHUHQW SUREOHP EHFDXVH LW UHLQIRUFHV VRFLDO LQHTXDOLW\WKURXJKVSDWLDOLQHTXDOLW\DQGYLFHYHUVD&DSDELOLWLHVDQGVNLOOV RILQGLYLGXDOVLQVHJUHJDWHGDUHDVDUHUHVWULFWHGWRVRFLDODQGVSDWLDOFLUFXPVWDQFHVZKLFKLQKLELWSRWHQWLDOVDQGFKDOOHQJHV²FKDQFHVZKLFKDGLYHUVL¿HG DQG SOXUDOL]HG OLIH LQ VRFLDOO\ KHWHURJHQHRXV VXUURXQGLQJV LV XVXDOO\ DEOHWRSURYLGH &RPPXQLWLHV LQ JHQHUDO ERWK RIIHU DQG UHVWULFW RSSRUWXQLWLHV IRU SHU VRQDO LGHQWLW\ FUHDWLRQ ,GHQWLW\ KHUH LV XQGHUVWRRG DV DQ DPDOJDPDWLRQ RI VHYHUDO FULWHULD +RIVWDGWHU >@ .DXIPDQQ >@ .DXIPDQQ >@ :HLFKKDUW:HLVNHDQG:HUOHQ>@ D WKHµLGHQWL¿FDWLRQRI¶RWKHUSHRSOH and places as similar to one’s own needs and aspirations, or different from WKHPE WKHµLGHQWL¿FDWLRQZLWK¶RWKHUSHRSOHDQGSODFHVDVDQLQWHUDFWLYH IRUFH WRZDUGV EHORQJLQJ VROLGDULW\ DQG FRPPLWPHQW DQG F WKH µEHLQJ LGHQWL¿HG¶E\RWKHUSHRSOHDQGSODFHVDVDUHFLSURFDOSRZHUWRSUHVHUYHDQG RUDGRSWRQH¶VRZQQHHGVDQGDVSLUDWLRQV³7KHFRPPXQLW\LVQRWVLPSO\DQ DJJUHJDWLRQRILQGLYLGXDOVQRULVWKHUHVLPSO\DFDXVDOLQWHUDFWLRQEHWZHHQ WKHWZR7KHFRPPXQLW\LV>«@FRQVWLWXWLYHRIWKHLQGLYLGXDOLQWKHVHQVH WKDWWKHVHOILQWHUSUHWDWLRQVZKLFKGH¿QHKLPDUHGUDZQIURPWKHLQWHUFKDQJH ZKLFKWKHFRPPXQLW\FDUULHVRQ$KXPDQEHLQJDORQHLVDQLPSRVVLELOLW\ QRWMXVWde factoEXWDVLWZHUHde jure.´7D\ORU>@S :LWK UHVSHFW WR WKH IXQFWLRQV RI FRPPXQLWLHV DQRWKHU UHVHDUFK TXHVWLRQDULVHVZKDWDUHWKHHIIHFWVRILQFUHDVHGVHJUHJDWLRQDQGWKXVRIVRFLDO LQHTXDOLW\RQSHUVRQDOLGHQWLW\GHYHORSPHQWDQGVRFLDOFDSLWDODOORFDWLRQ" 7KHWKHVLVEHKLQGWKLVTXHVWLRQLVWKDWVHJUHJDWLRQFUHDWHVDEOLQGVSRWIRU SUREOHPV H[WHUQDO WR WKH VHJUHJDWHG FRPPXQLW\7KH FRQVHTXHQFHV GLIIHU ZLWKUHVSHFWWRWKHVHJUHJDWLRQW\SH7\SHVRIYROXQWDU\VHJUHJDWLRQVXFKDV JHQWUL¿HGDUHDVRUJDWHGFRPPXQLWLHVVXJJHVWKLJKLQWHUQDOFRPPXQLW\LGHQWL¿FDWLRQDQGVLPXOWDQHRXVO\DORZDZDUHQHVVRIH[WHUQDOVRFLDOSUREOHPV ,QYROXQWDU\W\SHVFDXVHGE\GLVSODFHPHQWLQWRVRFLDOO\LQIUDVWUXFWXUDODQG LQVWLWXWLRQDOO\LPSRYHULVKHGDUHDVPD\UHSUHVHQWWKHFRQYHUVHLQVWDQFH
Andreas Koch
7KHVRFLDOHWKLFDOSHUVSHFWLYHKDVGRXEWVDERXWWKHEHQH¿WRUVXUSOXVRI VHJUHJDWHGDUHDVIRUVRFLDOLQWHUDFWLRQDQGFRPPXQLFDWLRQDVZHOODVVROLGDULW\DQGPXWXDOVXSSRUW)URPDPRGHOWKHRUHWLFDOSHUVSHFWLYHRQO\DIHZ UHVXOWV DUH DYDLODEOH VR IDU %LDQ HW DO >@ 0HWFDOI >@ (PSLULFDOVXUYH\VPRUHRYHUFRPHZLWKDPELJXRXVLQWHUSUHWDWLRQVRQWKLVWRSLF 6RPHFRQFOXGHWKDWVRFLDOLQWHUDFWLRQVLQVRFDOOHGGHSULYHGDUHDVDVZHOODV DIÀXHQWH[FODYHVGRH[LVWWKHLPSOLFDWLRQVDUHKRZHYHUGLI¿FXOWWRHYDOXDWHLQDRQHGLPHQVLRQDOZD\%DXPJlUWQHU>@%UHLWHQEUXFK>@ SS II )ULHGULFKV DQG %ODVLXV >@ )UFKWHO &\SULDQ DQG %XGGH >@*HLOLQJ>@SS II.DUKRIIDQG5LHJH>@SSII /DQJ>@SSII6SLHFNHUPDQQ>@SSII=LHJOHU>@ SS II :KLOH LQ GHSULYHG DUHDV WKH HPHUJHQFH RI VWURQJ WLHV FDQ EH REVHUYHGZLWKHQDEOLQJDQGFRQVWUDLQLQJHIIHFWVGHSHQGLQJRQWKHOHYHORI H[FOXVLRQ LWLVDVVXPHGLPSOLFLWO\WKDWVXFFHVVIXOVRFLDOQHWZRUNVRIPXWXDO VXSSRUWDUHJRLQJWREHFUHDWHGLQDIÀXHQWDUHDVGXHWRWKHVRFLDOVLPLODULW\ RI WKH ORFDO SRSXODWLRQ7KLV RXJKW WR EH SURYHQ LQ D UHYLVHG VHJUHJDWLRQ VLPXODWLRQPRGHOE\WKHDSSOLFDWLRQRIWKHORFDONQRZOHGJHFRQFHSW
4. Methodological problems of investigating FRPPXQLW\EXLOGLQJLQDQXUEDQFRQWH[W %\WDFNOLQJWKHSUREOHPRIDQLQVXI¿FLHQWFRQVLGHUDWLRQRIDVRFLDOWKHRUHWLFDOXQGHUVWDQGLQJRIFRPPXQLWLHVLQUHFHQWVHJUHJDWLRQPRGHOVZHGR QRWRQO\UHWKLQNWKHSUREOHPIURPDWKHRUHWLFDOSRLQWRIYLHZ,QDGGLWLRQ ZHWDNHLQWRDFFRXQWFULWLFLVPVIURPPHWKRGRORJLFDOHSLVWHPRORJ\ZKLFK KDYHEHHQXWWHUHGIURPWKHSKLORVRSK\RIVFLHQFHE\DPRQJRWKHUV6DZ\HU S ³%XWLIWKHUHDUHUHDOHPHUJHQWVRFLDOSURSHUWLHVZLWKGRZQZDUG FDXVDO SRZHUV RYHU FRPSRQHQW LQGLYLGXDOV WKHQ PHWKRGRORJLFDOO\ LQGLYLGXDOLVW VLPXODWLRQ ZLOO IDLO WR SURYLGH H[SODQDWLRQV RI WKRVH VRFLDO SKHQRPHQD>«@>«@,IPDFURVRFLDOSURSHUWLHVDUHUHDOWKHQWKH\KDYHDQ RQWRORJLFDOVWDWXVGLVWLQFWIURPWKHLUUHDOL]LQJPHFKDQLVPV´$FFRUGLQJO\ 6DZ\HU¶VLELGS FRQFOXVLRQLVFRQYLQFLQJ³$OWKRXJKDOPRVWDOODUWL¿FLDOVRFLHWLHVDUHFXUUHQWO\LQGLYLGXDOLVW²ZLWKQRUHSUHVHQWDWLRQRIKLJKHU OHYHOVRFLDOSURSHUWLHV²WKHUHLVQRUHDVRQZK\FRPSXWHUVLPXODWLRQVFRXOG QRW EH H[WHQGHG WR PRGHO ERWK LQGLYLGXDOV DQG PDFURVRFLDO SKHQRPHQD DSDUWIURPDQLPSOLFLWFRPPLWPHQWWRPHWKRGRORJLFDOLQGLYLGXDOLVP´ 7KHUHIRUH ZH DUH QRW JRLQJ WR FRQ¿UP WKH VWDWHPHQW ³DQDO\WLFDO VR FLRORJ\¶V JHQHUDWLYH PRGHOEXLOGLQJ DFWLYLW\ LV FRPPLWWHG WR PHWKRGR ORJLFDO LQGLYLGXDOLVP´ 0DQ]R >@ S VHH DOVR %XFKDQDQ >@
'HWHFWLQJSDWWHUQVRIHPHUJHQFHLQXUEDQVHJUHJDWLRQVLPXODWLRQ
DOWKRXJK DQDO\WLFDO VRFLRORJ\ RIIHUV VRPH XVHIXO PHWKRGRORJLFDO LQVLJKWV ZKLFK KDYH WR EH WDNHQ LQWR DFFRXQW 7KH IROORZLQJ VWDWHPHQW E\ +HGVWU|PS KRZHYHUIDLOVWRDFFRXQWIRUDFRPSOHPHQWDU\OLQNDJH EHWZHHQPLFURDQGPDFURVFDOHEXWDVVXPHVDQXQEULGJHDEOHJDS³,IZH ZHUHDEOHWRSUHVVDSDXVHEXWWRQWKDWVXGGHQO\IUR]HDOOLQGLYLGXDOVDQGSUHYHQWHGWKHPIURPSHUIRUPLQJDQ\IXUWKHUDFWLRQV>«@DOOVRFLDOSURFHVVHV ZRXOGWKHQFRPHWRDQLPPHGLDWHKDOW´$SDUWIURPWKHIDFWWKDWFRPSXWHUV QHWZRUNVDQGSURJUDPVZRXOGGRWKHLUMREVLQGHSHQGHQWO\RIKXPDQEHLQJV DWOHDVWIRUDZKLOH LWLVWKHLGHDRIWKHµSDXVHEXWWRQ¶ZKLFKSRLQWVRXW WKDWDVRFLDOVWUXFWXUHLVQHFHVVDULO\SUHVXPHGDVDQa priori that, secondly, VHHPVWREHDEOHWRGHWHUPLQHWKHDFWLRQVRIDOODJHQWV7KHUHLVQR1:1 relaWLRQVKLSRQHLQGLYLGXDODQGRQHJOREDOFHQWUDOL]HG IDFW LQVWHDGZHDUJXH for an n:m UHODWLRQVKLSZKLFKJLYHVLQGLYLGXDOVDQGVRFLDOPHFKDQLVPVWKHLU FRQWLQJHQWEXWQRWDUELWUDU\ IRUP ,W KDV EHHQ DUJXHG WKDW WKH QHLJKERUKRRG FRPPXQLW\ LV WKH FHQWUDO LQVWDQFH ZKHUH EHORQJLQJ VROLGDULW\ DSSUHFLDWLRQ FRQÀLFWV H[FOXVLRQ LQFOXVLRQDQGLGHQWLW\JHQHUDWLRQHPHUJH³2IDOOWKHWHUULWRU\WKDWPDNHV XSWKHXUEDQODQGVFDSHWKHPRVWFHQWUDOLQOLIHLVWKHKRPHDQGLWVQHLJKERUKRRG>«@,WLVLQWKHQHLJKERUKRRGWKHQZKHUHWKHLQWHUDFWLRQEHWZHHQ VSDFH DQG VRFLHW\ JRHV SXEOLF´ &XII >@ S 7KH FDWHJRULHV RI GHVFULSWLRQ DQG H[SODQDWLRQ ZKLFK KHOS XV WR XQGHUVWDQG VRFLDOVSDWLDO LQHTXDOLWLHVRIVHJUHJDWLRQDFURVVDOOW\SHVRI VFDOHVDQGZKLFKHQDEOHD FRUUHODWLRQ ZLWK ORFDO NQRZOHGJH DUH SURYLGHG E\ /HIHEYUH¶V /HIHEYUH >@S WKUHHFRQFHSWVRIWKHSURGXFWLRQRIVSDFH VSDWLDOSUDFWLFH WKH V\QWDFWLFDO RU PDWHULDO GLPHQVLRQ UHSUHVHQWDWLRQV RI VSDFH WKHVHPDQWLFRUVLJQL¿HGGLPHQVLRQ DQG UHSUHVHQWDWLRQDOVSDFHVWKH SUDJPDWLF RU OLYHG LPDJLQHG GLPHQVLRQ 7KHLU PXWXDO UHIHUHQFLQJ FDQ EH V\QWKHVL]HG DV VWDQGDUGL]DWLRQ DQG IUDJPHQWDWLRQ RI HYHU\GD\ OLIH ,Q /HIHEYUH¶V WLPH WKH V DQG V VWDQGDUGL]DWLRQ DQG IUDJPHQWDWLRQ PDQLIHVWHGLQDOOLPSRUWDQWIXQFWLRQDOVSKHUHVODERUZDV)RUGLVWKRXVLQJ WZRJHQHUDWLRQDOUHFUHDWLRQFRQVXPLQJ6RFLDODQGWHFKQRORJLFDOFKDQJHV KDYH DOWHUHG WKLV NLQG RI FRQÀDWLRQ VLQFH WKHQ WKRXJK QRW HOLPLQDWHG LW ,QFUHDVHGVSDWLDOWHPSRUDOÀH[LELOLW\OHGDQGOHDGVWRLQFUHDVHGIXQFWLRQDO ÀH[LELOLW\ /DERU DQG KRXVLQJ IXQFWLRQV DUH PHUJHG WR D ODUJHU H[WHQW DV LV WKH FDVH ZLWK UHFUHDWLRQ SURYLVLRQ RI GDLO\ JRRGV DQG VHUYLFHV DQG HGXFDWLRQWHUPHGDVH/HDUQLQJH%DQNLQJH*RYHUQDQFHHWF 7KHVHWUDQVIRUPDWLRQVKDYHFRQWULEXWHGWRVRFLDOXSJUDGLQJDQGJURZLQJVHQVLWLYLW\RI KRXVLQJDQGQHLJKERUKRRGUHODWLRQV :LWK SKHQRPHQD RI VHJUHJDWLRQ RQH LV DEOH WR FRPSUHKHQG VWUXFWXUHV DQGSURFHVVHVZKLFKEHDUQHZDQGGLIIHUHQWLQHTXDOLWLHVDQGPD\KHOSERWK
Andreas Koch
WRH[SODLQFDXVDOUHODWLRQVKLSVDQGWRXQFRYHUQHZVRFLDOSUREOHPV3UHVHQW forms of standardization and fragmentation exhibit different patterns RI D VRFLDO SURGXFWLRQ RI VSDFH 2Q WKH RQH KDQG WKH\ PDUN D GLVUXSWLRQ FRPSDUHG WR LWV DQWHFHGHQWV EHFDXVH HYHU\GD\ DFWLYLWLHV LQFOXGLQJ WKHLU VSDFHVDQGUK\WKPVDUHVRFLDOO\PRUHGLYHUVH²SURGXFWLRQLVIXQFWLRQDOO\ OHVVIUDJPHQWHG2QWKHRWKHUKDQGWKH\OHDGWRDUDGLFDOVKLIWRIFDSLWDOLVW SURGXFWLRQZLWKDQHQKDQFHGHI¿FLHQF\RIDFWLYLWLHVRISURGXFWLRQUHSURGXFWLRQDQGFRQVXPSWLRQLQEDVLFDOO\HYHU\SODFHDWHYHU\WLPH&DVWHOOV >@ ²SURGXFWLRQLVVRFLDOO\PRUHIUDJPHQWHG /HIHEYUH¶V FRQFHSW RI VSDFH SURGXFWLRQ UHPDLQV FRPSDWLEOH ZLWK DQ DQDO\VLV RI VHJUHJDWLRQ SDWWHUQV 7KHUH DUH QHLJKERUKRRG FRPPXQLWLHV ZKLFK GLVSOD\ KLJKHU OHYHOV RI VRFLRHFRQRPLF GLYHUVLW\ WKDQ RWKHUV DQG WKHVDPHLVWUXHZLWKUHVSHFWWRGHPRJUDSKLFDQGVRFLRFXOWXUDOGLYHUVLW\ 2QH FKDOOHQJH LQ VHJUHJDWLRQ DQDO\VLV LV WR LQYHVWLJDWH KRZ VRFLDO GLYHUVLW\YDULHVZLWKVSDWLDOVFDOHDQGKRZVSDWLDOGLYHUVLW\YDULHVZLWKVRFLDO VFDOH:KLOHLQWKH¿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
'DV\PHWULFPRGHOLQJLVDJHRJUDSKLFDOOD\HUEDVHGWHFKQLTXHZKLFK³SURGXFHV ¿QHUHVROXWLRQHVWLPDWHVE\XWLOL]LQJUHODWLRQVEHWZHHQSRSXODWLRQGLVWULEXWLRQ DQGDQFLOODU\JHRJUDSKLFOD\HUV´1DJOHHWDOS $XWRFRUUHODWLRQDVVXPHVWKDWWKHYDULDQFHRIYDOXHVLVGHWHUPLQHGE\WKHLQWULQVLFORJLFRIWKHYDULDEOHXQGHULQYHVWLJDWLRQ,QJHRJUDSK\VSDWLDODXWRFRUUHODWLRQUHIHUVWRPHWULFDO GLVWDQFHEDVHGRQ7REOHU¶VS )LUVW/DZRI *HRJUDSK\³(YHU\WKLQJLVUHODWHGWRHYHU\WKLQJHOVHEXWQHDUWKLQJVDUHPRUH UHODWHGWKDQGLVWDQWWKLQJV´7REOHU:5 $FRPSXWHUPRYLHVLPXODWLQJXUEDQJURZWKLQWKH'HWURLWUHJLRQEconomic Geography SS± $FULWLFDOGLVFXVVLRQRQWKLVVWDWHPHQWLVJLYHQLQ2¶6XOOLYDQDQG3HUU\ S
'HWHFWLQJSDWWHUQVRIHPHUJHQFHLQXUEDQVHJUHJDWLRQVLPXODWLRQ
IURP DQ HSLVWHPRORJLFDO SHUVSHFWLYH WRR$Q LQGLYLGXDO GRHV QRW PDNH D KXPDQEHLQJWKLVZRXOGEHWKHIDOODF\RIRQWRORJLFDOLQGLYLGXDOLVP:KDW can be stated is “oro, ergo summus´I am talking, therefore weDUH DQG “oramus, ergo sum´we talk, therefore IDP $FRPSDWLELOLW\RIGLIIHUHQW EXWFRQQHFWHGOHYHOVLVDQHFHVVDU\FRQGLWLRQWRXQGHUVWDQGWKHFRPSOH[LW\ RIVRFLDODQGVSDWLDOVHJUHJDWLRQ3UREOHPVRIHPHUJHQFHDQGUHGXFWLRQLVP RXJKWWREHKDQGOHGZLWKDPXOWLSOHFULWHULDPXOWLSOHVFDOHVDQGPXOWLSOH HQWLWLHVDSSURDFKZKLFKLVWKHDLPRIWKLVSURSRVDO 5HIHUULQJ WR /HIHEYUH¶V DSSURDFK LV MXVWL¿HG QRW VLPSO\ EHFDXVH LW LV DGRSWHG LQ FRQWHPSRUDU\ GHEDWHV DERXW XUEDQ SROLWLFV +DUYH\ >@ +ROP DQG *HEKDUGW >@ 5DXWHUEHUJ >@ 5RQQHEHUJHU /DQ] DQG -DKQ>@7ZLFNHO>@ EXWDOVREHFDXVHRILWVFRQFHSWXDOPHUJLQJ RIVRFLRVSDWLDOSUD[LVHYHU\GD\OLIH DQGVSDWLDOUHSUHVHQWDWLRQ:LWKWKLV approach it is possible to link the spatial-temporal processes of segregation modeling—the abstract phenomena of emergence which are also empirically HYLGHQW²ZLWKPRVWRIWKHGLIIHUHQWDQGGLYHUVHDUWLFXODWLRQVRIQHLJKERUKRRGFRPPXQLWLHV²WKHFRQFUHWHJHQHUDWLRQDQGDOWHUDWLRQ6XUYH\LQJWKHVH DUWLFXODWLRQVE\ORFDONQRZOHGJHH[WUDFWLRQHQDEOHVXVWREHWWHUFRPSUHKHQG the tensions and contradictions of homogenization and differentiation on a QHLJKERUKRRGVFDOH +RPRJHQL]DWLRQDQGGLIIHUHQWLDWLRQZLOOEHFDSWXUHGFRQFHSWXDOO\E\WKH QRWLRQRIWKHµXUEDQ¶7KHXUEDQ³LVDPHQWDODQGVRFLDOIRUPWKDWRIVLPXOWDQHLW\RIJDWKHULQJRIFRQYHUJHQFHRIHQFRXQWHURUUDWKHUHQFRXQWHUV ,WLV a qualityERUQIURPTXDQWLWLHVVSDFHVREMHFWVSURGXFWV ,WLVDdifference RUUDWKHUDQHQVHPEOHRIGLIIHUHQFHV´/HIHEYUHLQ9RJHOSRKO>@ SVHHDOVR6HQQHWW>@SSII ,WSURPRWHVWKHSHUNVRIGLIIHUHQFH DQG GLYHUVLW\ ZKHUH QHHGV DQG DVSLUDWLRQV RI DQ XUEDQ SRSXODWLRQ FDQ EH DUWLFXODWHG 6HJUHJDWHG QHLJKERUKRRGV²RI WKH DIÀXHQW DV ZHOO DV WKH LP SRYHULVKHG²XQGHUPLQH WKLV de facto H[LVWLQJ GLYHUVLW\ DQG KLGH FRQÀLFWV DQG GLVFRXUVHV ZKLFK DUH VHHQ DV H[WHUQDO DQG QRQFRPPLWWDO 6HJUHJDWLRQ VXJJHVWVDQLQWHUQDOSUREOHPUHGXFWLRQDQGWKXVKDPSHUVWKHGHYHORSPHQW RI D SROLWLFDO XQGHUVWDQGLQJ RI VRFLHWDO SUREOHPV EH\RQG WKHLU RZQ VRFLDO DQGVSDWLDOERXQGDULHVDV6HQQHWWS FULWLFDOO\REVHUYHGIRU86 $PHULFDQ VXEXUEV RI WKH V ³7KH GHVLUH RI SHRSOH EH\RQG WKH OLQH RI HFRQRPLF VFDUFLW\ LV WR OLYH LQ D IXQFWLRQDOO\ VHSDUDWHG LQWHUQDOO\ KRPR JHQHRXVHQYLURQPHQWWKDWLVWKHFUX[RIPDWWHU>«@7KHVLPSOL¿FDWLRQRI WKHVRFLDOHQYLURQPHQWLQVXEXUEVLVWKHORJLFDOHQGLQWKHGHFOLQHRIGLYHUVH FRPPXQLWLHV´VHHDOVR6HQQHWW>@SDVDFRXQWHUH[DPSOH $ FHQWUDO DVVXPSWLRQ LV WKDW XUEDQ VRFLRVSDWLDO VHJUHJDWLRQ PXVW EH FRQFHSWXDOL]HG DV D FRPSOHPHQWDU\ LQWHUGHSHQGHQF\ RI PXOWLSOH VRFLDO
Andreas Koch
VSDWLDO DQG WHPSRUDO VFDOHV 6RFLDO VFLHQFH XSKROGV WKLV DVVXPSWLRQ ZLWK DFRXSOHRIWKHRULHVDPRQJRWKHUVDQGZLWKGLIIHUHQWHSLVWHPRORJLHVWKH WKHRU\ RI VWUXFWXUDWLRQ *LGGHQV >@ DFWRUQHWZRUN WKHRU\ /DWRXU >@ /DWRXU >@ /DZ DQG 0RO >@ DQG V\VWHP WKHRU\ (JQHU >@.RFK>@/XKPDQQ>@/XKPDQQ>@ 6LQFHZHSRLQW to the analysis of emergence theory by integrating local knowledge to H[SORUHPHFKDQLVPVDQGSDWWHUQVRIVHJUHJDWLRQZHGLUHFWRXUDWWHQWLRQWR WKHDFWRUFHQWHUHGSHUVSHFWLYHLHWKHERWWRPXSSURFHVVHVDQGIXQFWLRQDO UHODWLRQVKLSVDPRQJLQGLYLGXDOVDQGEHWZHHQLQGLYLGXDOVDQGFRPPXQLWLHV 7KH PDFURVFDOH RI VWUXFWXUHV IXQFWLRQV DQG SURFHVVHV FDQ WKHQ DPRQJ other options, be implemented by applying an indicator-based approach XVLQJRI¿FLDOGDWDRIDGLIIHUHQWUHVROXWLRQ
5. Conclusion: Local knowledge as a crucial determinant in urban segregation simulation 2XU FRQYLFWLRQ LV WKDW WKH DQDO\VLV RI XUEDQ VHJUHJDWLRQ SURFHVVHV E\ DQ DJHQWEDVHG VLPXODWLRQ PRGHO DSSURDFK VKRXOG EH FRPSOHPHQWHG E\ D ORFDO NQRZOHGJH DSSURDFK LQ RUGHU WR FRPSUHKHQVLYHO\ LQYHVWLJDWH WKH VRFLDO SUD[LV RI ORFDO QHLJKERUKRRG FRPPXQLWLHV /RFDO NQRZOHGJH ZLWK LWV URRWV LQ DQWKURSRORJ\ DQG HWKQRJUDSK\ *HHUW] >@ 6FKDUHLND DQG %LHUVFKHQN >@ KDV D VWURQJ IRFXV RQ GHYHORSPHQW FRRSHUDWLRQ EXW LV HSLVWHPRORJLFDOO\ DQG PHWKRGRORJLFDOO\ DSSURSULDWH WR XVH LQ VHJUHJDWLRQDQGLQHTXDOLW\UHVHDUFKDVZHOO7KH)$2)$2>@ VWUHVVHVLVVXHV VXFKDV³H[SHULHQFH´³UHOLDELOLW\´³DGDSWDWLRQ´³HPEHGGHGQHVV´³SUREOHPVROYLQJ´DQG³G\QDPLF´ZKHQGH¿QLQJORFDONQRZOHGJHDVDFROOHFWLRQ RIIDFWVZKLFKUHODWHWRFRQFHSWVEHOLHIVDQGSHUFHSWLRQVSHRSOHKROGDERXW WKHLUVRFLDODQGVSDWLDOHQYLURQPHQW1RZDGD\VWKHFRQFHSWRIORFDONQRZ OHGJHLVEHLQJXVHGLQDEURDGUDQJHRIUHVHDUFKFRQWH[WV2XUIRFXVGRHV QRWFRQVLGHUHFRQRPLFLPSOLFDWLRQVVXFKDVEHQH¿WVLQWUDGHUHODWLRQV'LH] 9LDODQG)HUQDQGH]2OPRV>@ LQWHOOHFWXDOSURSHUW\ULJKWV&RWWLHUDQG 3DQL]]RQ>@ RUOHJDOLVVXHVRIPHGLFDODQGSKDUPDFHXWLFDOWUHDWPHQWV XVLQJ QDWXUDO SURGXFWV 3RSRYD >@ :KDW DUH UHOHYDQW KRZHYHU DUH GHEDWHVDERXWGLIIHUHQFHVEHWZHHQSURIHVVLRQDODQGLQGLJHQRXVNQRZOHGJH LQORFDONQRZOHGJHSURGXFWLRQ%UDGOH\>@&DUVRQDQG.RFK>@ 0LOOHU>@6KDNHU>@ EHFDXVHLWSRLQWVWRWKHIDFWWKDWFRQFUHWH GHQVHDQGFRQWH[WXDONQRZOHGJHRIORFDOIDFWVFDQQRWEHGHULYHGVROHO\DQG VLPSO\IURPREMHFWL¿HGVWDWLVWLFDOGDWD
'HWHFWLQJSDWWHUQVRIHPHUJHQFHLQXUEDQVHJUHJDWLRQVLPXODWLRQ
/RFDO NQRZOHGJH WHUPHG DOVR DV µLQGLJHQRXV NQRZOHGJH¶ µDXWKHQWLFNQRZOHGJH¶RUµWUDGLWLRQDONQRZOHGJH¶)$2 JDLQVLWVUHOHYDQFH GXHWRWKHIDFWWKDWLWH[SOLFLWO\SRLQWVWRWKHSUDFWLFDOGLPHQVLRQRIDFWRUV¶ DFWLRQV ZLWKLQ FRQFUHWH VHWWLQJV 7KHVH VRFLDO DQG VSDWLDO VHWWLQJV LQ WXUQ IHHGEDFNWRWKHERG\RIORFDONQRZOHGJHDFWRUVXWLOL]H7KHUHIHUHQFHWR SUD[LVDQGDFWLRQFUHDWHVDOLQNWRZDUGV/HIHEYUH¶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³WKLQNORFDOO\and DFWORFDOO\EXWWKHLUFROOHFWLYHDFWLRQSURGXFHVJOREDOEHKDYLRU´VHHDOVR +ROODQG>@S 6XFKDQXQGHUVWDQGLQJRIORFDONQRZOHGJHJRHVEH\RQGH[SOLFLWWKRXJK FUXFLDONQRZOHGJHDQGLQWHJUDWHVGRPDLQVRIWDFLWNQRZOHGJHH[SHULHQFH DQG VRSKLVWLFDWLRQ 7KH FOLPD[ DWWHPSWV WR GHVFULEH KRZ DQG ZK\ ORFDO NQRZOHGJH FDQ EH FRQFHLYHG DV FRPSUHKHQVLYH RU KROLVWLF LQ VRPH ZD\ 5KHLQEHUJHU5KHLQEHUJHU>@S RXWOLQHVWKLVE\DVVRFLDWLQJH[SH ULHQFHZLWKLQWHOOHFWXDODFTXLVLWLRQ6RSKLVWLFDWLRQIXUWKHUPRUHLVFLUFXPVFULEHGDV³DFTXLUHGLQWXLWLRQ´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
Andreas Koch
FDVHKRZHYHUSURGXFWLRQDQGPHDQLQJPXVWEHH[WHQGHGWRLQWHJUDWHWKH DVVLJQHGPHDQLQJRIVWUXFWXUHVGZHOOLQJVSXEOLFVSDFHVKRXVLQJEORFNV HWF ZKLFKKDYHQRWDOZD\VEHHQSURGXFHGE\WKHLQKDELWDQWVWKHPVHOYHV EXWE\JOREDOSOD\HUVDWFLW\OHYHO DQGHVWDWHDJHQFLHVODQGORUGVVRFLDO KRXVLQJFRPSDQLHVRUSODQQLQJDXWKRULWLHVWRPHQWLRQEXWDIHZ /RFDONQRZOHGJHDVDWKHRUHWLFDOFRQFHSWDQGPHWKRGRORJLFDOWHFKQLTXH LVDSSURSULDWHWRHQULFKWKHDJHQWV¶EHKDYLRUDQGGHFLVLRQPDNLQJVHWWLQJVLQ VHJUHJDWLRQPRGHOOLQJ:LWKUHJDUGWRPRGHOWKHRU\PHQWLRQHGHDUOLHUORFDO NQRZOHGJHH[SOLFLWO\UHVWULFWVDJHQWVWRWKHORFDOFLUFXPVWDQFHV,QVRGRLQJ LWLQGLYLGXDOL]HVDJHQWV¶DFWLRQVHWWLQJVZLWKLQDFHUWDLQVRFLDOIUDPHZKLFK LV OLPLWHG E\ PLFUR DQG FLW\ZLGH FRQGLWLRQV7KH DQDO\VLV RI HPHUJHQFH LV WKXV QRW MXVW UHVWULFWHG WR VRFLDO FKDUDFWHULVWLFV DWWDFKHG WR DJHQWV EXW LQFOXGHVVRFLDOUHODWLRQDOIHDWXUHVZKLFKVLJQL¿FDQWO\LQÀXHQFHUHVLGHQWLDO PRELOLW\2QHFHQWUDOTXHVWLRQIRUH[SORUDWLRQLVKRZVWURQJWKLVLQÀXHQFH RIORFDONQRZOHGJHRQVHJUHJDWLRQLV7KHK\SRWKHVLVLVWKDWDQHPHUJHQFH RIVHJUHJDWHGQHLJKERUKRRGVWDNHVSODFHEXWE\H[KLELWLQJPRUHFRPSOH[ SDWWHUQVDVLVWKHFDVHZLWK6FKHOOLQJW\SHVHJUHJDWLRQPRGHOV The methodological challenge with local knowledge is how to operaWLRQDOL]HDQGWKHQYDOLGDWHWKHGDWD7RVROYHWKH¿UVWSUREOHPDVHWRIHODERUDWHGPXOWLYDULDWHVWDWLVWLFVFDQEHXVHGVXFKDV$129$DQGGLVFULPLQDQW DQDO\VLV IRU QRQPHWULF YDULDEOHV DQG VRFLDO QHWZRUN DQDO\VHV WR H[SORUH UHODWLRQVSRVLWLRQVDQGIXQFWLRQVDPRQJDJHQWV9DOLGDWLRQFDQEHGRQHE\ XVLQJRI¿FLDOVWDWLVWLFVRIKLJKUHVROXWLRQ 6XFKDQDSSURDFKUHYHDOVIXUWKHUVFLHQWL¿FUHOHYDQFHLQRWKHUGLVFLSOLQDU\ UHVHDUFKFRQWH[WV)URPDPRGHOLQJSRLQWRIYLHZWKHTXHVWLRQRISROLWLFDO LPSOLFDWLRQV IRU XUEDQ SODQQLQJ DULVHV ,I FHUWDLQ NLQGV RI SDWWHUQV RI HPHUJHQFHGRPLQDWHWKHQWKHLPSDFWRIPDFURGHWHUPLQDQWVVXFKDVVSHFL¿FW\SHVRIKRXVLQJPDUNHWVRUSODQQLQJSDUDGLJPVRQLQGLYLGXDOUHVLGHQWLDOEHKDYLRUH[HUWVDGLVWLQFWLYHLQÀ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¿FXOW
'HWHFWLQJSDWWHUQVRIHPHUJHQFHLQXUEDQVHJUHJDWLRQVLPXODWLRQ
References %DUURV - ([SORULQJ 8UEDQ '\QDPLFV LQ /DWLQ $PHULFDQ &LWLHV 8VLQJ DQ$JHQW%DVHG 6LPXODWLRQ$SSURDFK LQ Agent-Based Models of Geographical Systems, HG$-+HSSHQVWDOO$7&URRNV/06HH 0%DWW\'RUGUHFKW+HLGHOEHUJ/RQGRQDQG1HZ)RXQGDWLRQIRUWKH,QGLJHQRXV3RSXODWLRQV@6LQFHLW ZDVRQWKHZD\WR&ROQL]DDQGLQGLJHQRXVODQGVKDYHSULRULW\,DVNHGWKHP >WKHUDQJHUV@WRFKHFNWKDW¿UVW$IWHUWZRGD\VZHZHUHQRWDEOHWR¿QGWKH LVVXHVSRLQWHGRXWE\)81$,+RZHYHUZHGLG¿QGORJVLQWKHUHJLRQ 7RGD\ZHKDYHMXVWIRXQGDQRWKHUORWZLWKPRUHWKDQORJV>«@)RUWKLV UHDVRQ,FDQVD\WKDWZHDOZD\VKDYHWRWDNHGHFLVLRQVRQWKHVSXURIWKH PRPHQW3HUVRQDOFRPPXQLFDWLRQ
7KXV *,6 GDWD DUH D NH\ EXW QRW WKH RQO\ IDFWRU DIIHFWLQJ WKH FKRLFH RI ORFDWLRQDQGWKHFRRUGLQDWLRQRIPLVVLRQV,QIDFWWKHSODQQLQJDQGFRRUGLQDWLRQRIPLVVLRQVLQYROYHVWKHFRQVWDQWMXJJOLQJRIDYDLODEOHUHVRXUFHV LQWKHOLJKWRIWKHFRQWLQJHQFLHVRIXQIROGLQJPLVVLRQVZKLFKFDQRQO\EH NQRZQDQGGHDOWZLWKORFDOO\
Locating deforestation (YHQWKRXJKWKHQRWLRQRIGHWHFWLQJGHIRUHVWDWLRQLQUHDOWLPHDQGFRQWUROOLQJ LW ³DW D GLVWDQFH´ &RRSHU UHPDLQV D PLUDJH LW ZDV SRVVLEOH WR QRWLFH PDMRU WUDQVIRUPDWLRQV LQ WKH ZDNH RI WKH LQWURGXFWLRQ RI '(7(5 1RZ WKH ZRUN RI ,%$0$ VWDUWV WKRXVDQGV RI NLORPHWHUV DZD\ IURPWKHIRUHVWLQ6mR-RVpGRV&DPSRVZKHUH,13(VFLHQWLVWVLQWHUSUHW incoming satellite images to identify new instances of deforestation (see )LJ 7KLV GDWD LV WKHQ VHQW WR ,%$0$ +4 ZKHUH VFLHQWLVWV DJJUHJDWH RWKHUGDWDWRWKHGHIRUHVWDWLRQ³SRO\JRQV´GHWHFWHGE\'(7(5HJURDGV
Identifying deforestation in Brazilian Amazonia
ULYHUVHWF 7KHVHDUHWKHQGLVWULEXWHGWRLWV$PD]RQEDVHVYLDDUHVWULFWHG ZHEVLWH 7KHUH ORFDO GLUHFWRUV RI ODZ HQIRUFHPHQW GHFLGH ZKLFK DUHDV VKRXOGEHJLYHQSULRULW\DQGVHOHFWDVHWRI³SRLQWV´WREHFKHFNHG7KHVH SRLQWVDUHWKHQDOORFDWHGWRDJURXSRI,%$0$DJHQWVWKDWOHDYHIRUWKH¿HOG XVXDOO\GLVWULEXWHGLQWZRRUWKUHHRIIURDGWUXFNV /RFDWLQJDQGµFKDUDFWHUL]LQJ¶LQDJHQF\MDUJRQ VSHFL¿FGHIRUHVWDWLRQ SRLQWVLVDFFRPSOLVKHGE\XVLQJD*36GHYLFHWRZKLFKWKHSRLQWVLGHQWL¿HG E\'(7(5KDYHEHHQGRZQORDGHG:KHQWUDYHOOLQJWRZDUGVWKHGHIRUHVWDWLRQLQGLFDWHGE\WKH*,6DQGWKHSRO\JRQPDSRQHUDQJHUDFWVDVDQDYLJDWRUXVLQJWKH*36WRREWDLQWKHGLUHFWLRQDQGGLVWDQFHIURPWKHGHIRUHVWDWLRQSRO\JRQZKLOHDQRWKHUDJHQWGULYHVWKHWUXFNWRZDUGVWKHWDUJHW%\ LQWHUSUHWLQJWKHIHDWXUHVRIWKHODQGVFDSHVXFKDVULYHUVDQGFOHDUHGDUHDV LQOLQHZLWKWKHVDWHOOLWHLPDJHDQGWKHFRRUGLQDWHVSURYLGHGE\WKH*36 WKHQDYLJDWRUDGYLVHVWKHGULYHURQZKHUHWRJR+RZHYHULQDGGLWLRQWRWKH *,6WKHUDQJHUVDOVRQHHGWRNQRZKRZWRGULYHRQURDGVZLWKSRRUFRQGLtions and how to identify tracks that are more likely to lead to the deforestaWLRQEDVHGRQFOXHVVXFKDVPDUNLQJVLQWKHJURXQGDQGEURNHQEUDQFKHV,Q DGGLWLRQWKHUDQJHUVRIWHQKDYHWRVWRSDQGDVNIRUGLUHFWLRQVIURPWKHORFDO
Figure 5: $Q,%$0$DQDO\VWXVLQJD*36GHYLFHDQGD'(7(5SRO\JRQPDSWR ORFDWHDµGHIRUHVWDWLRQSRLQW¶6RXUFHDXWKRUV
5DRQL5DMmR7KHR9XUGXEDNLV
IDUPHUV$VRQHUDQJHUSXWLW*36DOVRVWDQGVIRU³JOREDOµpeão¶V\VWHP´ (peãoEHLQJ3RUWXJXHVHIRUSHDVDQW Some agents are not comfortable with this emphasis on new technoORJLHV$VHQLRURI¿FHUUHSRUWHGWKDWVRPHWHFKQLFLDQVIURPWKHROGHUJHQH UDWLRQGRQRWNQRZKRZWRUHDGDVDWHOOLWHPDSRUKRZWRWDNHDQGLQFOXGH *36FRRUGLQDWHVZKHQQRWL¿HGRIDQLQIUDFWLRQ,QWXUQVRPHDJHQWVFRPSODLQWKDWWKLVXVHRIWHFKQRORJ\OLPLWVWKHLUIUHHGRPWRFKRRVHZKLFKGH IRUHVWDWLRQVWRLQYHVWLJDWHLQWKH¿HOG7KHIROORZLQJUHVHDUFKGLDU\H[FHUSW LOOXVWUDWHVWKLVLVVXH -DLUR, an old school technician, comments on the signs of recent deforestaWLRQ ZH KDYH SDVVHG RQ RXU ZD\ KHUH7KH WHDP KH DUJXHV VKRXOG KDYH VWRSSHGWRFKHFNWKHSURSHUW\³:KHQWKDWGHIRUHVWDWLRQVKRZVXSLQ'(7(5 WKHQZHZLOOEHWKHUH´UHSOLHV3HUHLUDDWHFKQLFLDQIURP&DPEDUi³WKH GLUHFWRURIODZHQIRUFHPHQW@ZLOOVD\WKDWZHDUHZRUNLQJRXWRIIRFXV´ H[SODLQV0DULRDQ,%$0$DQDO\VW
8QWLOPRVWLQIUDFWLRQQRWL¿FDWLRQVZHUHGRQHLQDQDSSUR[LPDWHZD\ IRU DOORZLQJ ODZ\HUV WR HDVLO\ RYHUWXUQ EUHDFKHV LQ DQ DGPLQLVWUDWLYH RU MXGLFLDODSSHDO)XUWKHUPRUHWKHORFDWLRQRIWKHGHIRUHVWDWLRQZDVXVXDOO\ UHFRUGHGXVLQJORFDOUHIHUHQFHVVXFKDVWKHYLFLQLW\WRDORFDOSXERUDQRWKHU QHLJKERULQJ SURSHUW\ 'XULQJ DQ LQIRUPDO FRQYHUVDWLRQ ZLWK DQ ,%$0$ WHFKQLFLDQKHH[SODLQHGWKLVWUDQVIRUPDWLRQ ,QWKHSDVWWKRVHPHDVXUHVZHUHGRQHXVLQJWKH³olhometro´>DVODQJWHUP GHULYHGIURPWKHFRPELQDWLRQRIWKHZRUGVolhoH\H DQGmetroPHWHU ZKLFKLQGLFDWHVDQ\PHDVXUHPHQWPDGHLQDQDSSUR[LPDWHZD\DQGZLWKRXW WKHXVHRIDWHFKQRORJLFDOGHYLFH@%XWWKHODZ\HUVFRXOGYHU\HDVLO\FRQWHVW WKHVHDSSUR[LPDWHPHDVXUHPHQWVPDNLQJRXUZRUNXVHOHVV7RGD\ZHGR QRWDSSO\¿QHVZLWKRXWXVLQJVDWHOOLWHLPDJHVWRWDNHWKHPHDVXUHPHQWVRI LOOHJDOGHIRUHVWDWLRQ,QWKLVZD\LWLVPXFKPRUHGLI¿FXOWWRFRQWHVWRXU¿QHV LQFRXUW
)LUVW,%$0$DJHQWVKDYHWRPHDVXUHWKHH[DFWORFDWLRQDQGH[WHQVLRQRI WKHGHIRUHVWDWLRQLQTXHVWLRQXVLQJWKH*36GHYLFHDQGWDNHPDQ\SKRWRgraphs of the deforested area in order to register the state of the terrain on the
$OOQDPHVRISDUWLFLSDQWVDQGPRVWSODFHQDPHVKDYHEHHQFKDQJHGLQRUGHUWR SUHVHUYHLQIRUPDQWDQRQ\PLW\$OOSKRWRJUDSKVXVHGZHUHWDNHQZLWKWKHVXEMHFW¶VSHUPLVVLRQ
Identifying deforestation in Brazilian Amazonia
LQVSHFWLRQGDWH7KH\ODWHUH[SODLQHGWKDWVDWHOOLWHSLFWXUHVDUHQRW\HWIXOO\ DFFHSWHG LQ FRXUW DV SURRI RI GHIRUHVWDWLRQ VR WDNLQJ WKH *36 SRLQWV DQG SKRWRVRIWKHORFDODUHDDUHFRQVLGHUHGHVVHQWLDOIRUPDNLQJWKH¿QHµVWLFN¶ 7RSURSHUO\FKDUDFWHUL]HGHIRUHVWDWLRQUDQJHUVKDYHWRDVVHVVWKHVWDWH RIWKHWHUUDLQ'HIRUHVWDWLRQXVXDOO\KDSSHQVLQDVHULHVRIVWDJHVDQGLWPD\ WDNH\HDUVWRFRPSOHWHWKHWUDQVLWLRQIURPGHQVHIRUHVWWRFOHDUFXWDUHD7KH ¿UVWVWHSLVWRFXWGRZQWKHPRVWYDOXDEOHWUHHVIRUVDOHRQWKHEODFNPDUNHW 7KHVHFRQGVWHSFRQVLVWVRIVHWWLQJ¿UHWRWKHYLUJLQIRUHVWGXULQJWKHGU\ VHDVRQWRWKLQLWRXWDQGWRZHDNHQWKHKLJKHVWWUHHV7KHQDIWHUDFRXSOH RI\HDUVRUPRUH RI\HDUO\¿UHVWKHUDLQIRUHVWVWDUWVWDNLQJWKHIRUPRID VDYDQQDKZLWKVPDOOHUWUHHVDQGEXVKHV7KHWKLUGVWHSLVWKH³correntão´ ZKHUHWZRWUDFWRUVGUDJDKHDY\FKDLQZKLFKFUXVKHVWKHUHPDLQLQJYHJHWDWLRQ7KHcorrentãoSUHSDUHVWKHVLWHIRUWKH¿QDOPDMRU¿UHWKDWZLOOH[SRVH WKHJURXQGPDNLQJLWUHDG\IRUFXOWLYDWLRQRQFHWKHEXUQWORJVDQGURRWV KDYHEHHQFOHDUHGDZD\%\VWXG\LQJWKHGLIIHUHQWWUDFHVWKDWVXFKSUDFWLFHV KDYHOHIWRQWKHWHUUDLQH[SHULHQFHGUDQJHUVDUHDEOHWRERWKUHFRQVWUXFWWKH KLVWRU\RIWKHKXPDQDFWLYLWLHVZKLFKKDYHVKDSHGWKLVSDUWLFXODUSDWFKRI JURXQGandWR¿JXUHRXWWKHODQGORUG¶VIXWXUHSODQVIRUWKHDUHD The second element in the ‘characterization’ of deforestation is the LGHQWL¿FDWLRQRIWKHagentRIWKHSRWHQWLDOHQYLURQPHQWDOFULPH6LQFHODQG UHJLVWU\RI¿FHVDUHGHHPHGXQUHOLDEOHDQGPRVWSURSHUWLHVLQWKH$PD]RQ DUHWKHUHVXOWRILOOHJDORFFXSDWLRQRISXEOLFODQGVWKHEHVWZD\WR¿QGWKH RZQHURIDSDUWLFXODUSDWFKRIODQGLVWRFDUU\RXWDQLQYHVWLJDWLRQLQWKH ORFDO FRPPXQLW\ 7KH ¿UVW VWHS LQ VXFK DQ LQYHVWLJDWLRQ LV WR VHHN RXW D QHDUE\ IDUPKRXVH ZKLFK FDQ EH D SDUWLFXODUO\ FKDOOHQJLQJ WDVN LQ ODUJH GHQVHO\ IRUHVWHG DUHDV 5DQJHUV HVSHFLDOO\ WKH PRUH H[SHULHQFHG µWHFK-
)LJXUH([DPSOHVRIWUDFHVOHIWE\WKHGHIRUHVWDWLRQSURFHVVDVFDUIURPFRUUHQWmR RQWKHOHIWDQGEXUQWYHJHWDWLRQRQWKHULJKW6RXUFHDXWKRUV
5DRQL5DMmR7KHR9XUGXEDNLV
QLFLDQV¶ DSSHDU SDUWLFXODUO\ VNLOOHG DW ¿QGLQJ WKHLU ZD\ LQ WKH IRUHVW E\ LGHQWLI\LQJWKHPRVWWUDI¿FNHGSDWKVDQGE\UHODWLQJIHDWXUHVLQWKHWHUUDLQ VXFKDVLWVULYHUVDQGWRSRJUDSK\DVVHHQLQWKHVDWHOOLWHSLFWXUHDQGRQWKH JURXQG WR WKH SUHIHUUHG ORFDWLRQ IRU IDUPKRXVHV 2QFH WKH QHDUHVW IDUPKRXVHKDVEHHQORFDWHGWKHUDQJHUVPD\ZLWKVRPHOXFN¿QGWKHODQGRZQHU RULQPRVWFDVHVDQHPSOR\HH7KH¿UVWTXHVWLRQWREHVHWWOHGLVZKHWKHU WKHQHZO\GHIRUHVWHGDUHDLVLQIDFWSDUWRIWKHSURSHUW\5DQJHUVDUHVNLOOHG DWHOLFLWLQJDQVZHUVWRWKHVHTXHVWLRQV)RUIDUPHUVGHIRUHVWDWLRQUHSUHVHQWV WKHFRPPRQSUDFWLFHRI³RSHQLQJ´DQHZDUHDIRUSDVWXUHDQGFURSVQRWD FULPH 5DQJHUV WKHUHIRUH DOZD\V TXHVWLRQ IDUPHUV XVLQJ WKHLU RZQ ³DJUL FXOWXUDO´ODQJXDJHLQVWHDGRIWKHOHJDOLQVWLWXWLRQDOGLVFRXUVHRIWKHDJHQF\ )RULQVWDQFHKHUHLVDGLDU\H[FHUSWGHVFULELQJDW\SLFDOHQFRXQWHUEHWZHHQ WKHUDQJHUVDQGDIDUPHUIRXQGQHDUDQDUHDGLVSOD\LQJVLJQVRIUHFHQWGH IRUHVWDWLRQ $IWHUDQKRXURIWU\LQJWRORFDWHWKHDUHDZH¿QDOO\¿QGDQDFFHVVSDWKDQG ORFDWHWKH*36SRLQW9DOHULDDQG2UODQGRWDNHVRPHSLFWXUHVRIWKHDUHDDQG ZULWHGRZQWKH*36FRRUGLQDWHV2UODQGRH[SODLQVE\SRLQWLQJWRWKHWUHHV KRZWKHGHJUDGDWLRQSURFHVVXVXDOO\ZRUNVLQWKDWUHJLRQ:HVHHDIDUPKRXVH LQWKHGLVWDQFHDQGJRWKHUHWRWU\WR¿QGWKHRZQHUWRQRWLI\:H¿QGD\RXQJ IDUPHUZKRH[SODLQVWKDWKHKDVUHQWHGWKHUHJLRQWZRPRQWKVDJR'XULQJWKH FRQYHUVDWLRQ²DFRQYHUVDWLRQWKDWLVFRQGXFWHGLQWKHIDUPHU¶VWHUPLQRORJ\ RIµFOHDULQJ¶DQGµPDNLQJSDVWXUH¶²KHORRNVTXLWHUHOD[HGDQGSURYLGHVWKH ODQGORUG¶VIXOOQDPHDQGDGGUHVV9DOHULDZULWHVDQRWL¿FDWLRQLQGLFDWLQJWKH *36SRVLWLRQRIWKHIDUPKRXVHDQGJLYHVLWWRKLPVRWKDWKHFDQKDQGLWRYHU WRWKHODQGORUG,QDVLPLODUIDVKLRQZLWKSUHYLRXVLQVSHFWLRQVUDQJHUVDYRLG PHQWLRQLQJWKHOHJDOVWDWXVDQGFRQVHTXHQFHVRIWKHLULQVSHFWLRQ,QVWHDGWKH\ XQGHUSOD\WKHVLJQL¿FDQFHRIWKHLUYLVLWWHOOLQJWKHIDUPHU³LI\RXKDYHDOOWKH OLFHQVHV2.HYHU\WKLQJZLOOEHDOOULJKW´,QIDFWWKH\NQRZWKDWLQFDVHV VXFKDVWKLV>DGHJUDGHG$UHDRI3HUPDQHQW3UHVHUYDWLRQ@LWLVQRWSRVVLEOH WREHµDOOULJKW¶,QDQ\FDVHLWLVTXLWHUDUHWR¿QGSURSHUWLHVZLWKWKHULJKW HQYLURQPHQWDO OLFHQVH DQG WKH\ NQRZ LQ DGYDQFH IURP WKH GHIRUHVWDWLRQ PDS ZKHWKHUWKHIDUPLVLQSRVVHVVLRQRIVXFKDOLFHQVHRUQRW³:HKDYHWR JRHDV\ZLWKWKHODQGORUGVRWKHUZLVHWKH\ZRQ¶WJLYHXVWKHLQIRUPDWLRQZH QHHGLQRUGHUWRDGPLQLVWHUWKH¿QH$Q\ZD\WKLVJX\KHUHKDVQRLGHDRIWKH WURXEOHKH¶VLQZLWKRXUYLVLW´VD\V9DOHULDLURQLFDOO\
5DQJHUVKDYHWRREWDLQWKHIXOOQDPHRIWKHODQGRZQHULQRUGHUWREHDEOHWR LPSRVHWKH¿QH,IWKHHPSOR\HHIRXQGLQWKHIDUPLVXQDEOHRUXQZLOOLQJWR SURYLGHWKHIXOOQDPHRIWKHRZQHUUDQJHUVJDWKHUDVPXFKLQIRUPDWLRQDV WKH\FDQLQVLWXDQGXVHWKHLUORFDONQRZOHGJHWRFRQWLQXHWKHLULQYHVWLJDWLRQ LQWKHQHDUHVWWRZQZKHUHWKHRZQHUXVXDOO\UHVLGHV
Identifying deforestation in Brazilian Amazonia
Recording deforestation 7KH LQWURGXFWLRQ RI UHPRWH VHQVLQJ WHFKQRORJLHV KDV KDG OLWWOH LPSDFW RQ WKHZD\VWKDWPDQ\HQYLURQPHQWDOFULPHVVXFKDVWKHLOOHJDOWUDQVSRUWDWLRQ RIWLPEHURUWKHWUDSSLQJRIZLOGDQLPDOVDUHSURVHFXWHG+HUHUDQJHUVDUH VWLOO DEOH WR IROORZ ORFDO OHDGV LQVSHFW DQG LVVXH ¿QHV RQ WKH VSRW:KHUH FDVHVRIGHIRUHVWDWLRQDUHFRQFHUQHGKRZHYHUUDQJHUVW\SLFDOO\LVVXHDnoti¿FDomRQRWL¿FDWLRQ PHUHO\UHTXHVWLQJIXUWKHULQIRUPDWLRQDQGQRWDQauto GH LQIUDomR ¿QH 7KLV UHSUHVHQWV DQ LPSRUWDQW VKLIW LQ WKH ZD\ ,%$0$ UDQJHUVZRUN5DQJHUVH[SODLQHGWKDWEHIRUHWKHLQWURGXFWLRQRI*,6WHFKQRORJ\WKH\ZRXOGKDYHKDQGHGWKHIDUPHUD¿QHRQWKHVSRWWKDWVSHFL¿HG WKH ORFDWLRQ RI WKH IDUP XVLQJ UHIHUHQFHV XQGHUVWRRG E\ ORFDO SHRSOH IRU LQVWDQFHURDGQDPHVRUODQGVFDSHUHIHUHQFHVVXFKDV³QHDUWKHWDOOQXWWUHH´ ZKLFK WKHUHIRUH ODFN VSHFL¿FLW\ DV WKH\ FDQ ¿W PDQ\ ORFDWLRQV DFURVV WKH $PD]RQ7KHWRWDODUHDRIWKHGHIRUHVWDWLRQLQTXHVWLRQZRXOGDOVRKDYHEHHQ established by reference to the ranger’s olhometro )LQDOO\ RQ WKH ERWWRP RIWKHGRFXPHQWZRXOGKDYHEHHQWKHYDOXHRIWKH¿QHDQGDEDQNVOLSSD\DEOHWR,%$0$%\FRQWUDVWWKHQRWL¿FDomRPHUHO\UHTXHVWVWKDWWKHRZQHU SUHVHQW WKH GRFXPHQWV FRQFHUQLQJ WKH SURSHUW\ QDPHO\ WKH ODQG WLWOH DQG HQYLURQPHQWDO OLFHQVHV DW WKH ,%$0$ ORFDO RI¿FH$V UDQJHUV H[SODLQHG XVXDOO\WKHUHTXHVWIRUWKHVHGRFXPHQWVLVDSUHWH[WWRREWDLQLQJWKHµPDSDQG ODQGWLWOH¶RIWKHIDUPDQGZKHUHSRVVLEOHUHODWLYHJHRJUDSKLFDOFRRUGLQDWHV LQRUGHUWRIDFLOLWDWHWKHLVVXLQJRIWKH¿QH7KHQRQFHWKHODQGRZQHUKDV VXEPLWWHGWKHGRFXPHQWVUHTXHVWHGLQWKHQRWL¿FDWLRQWKHIRUPDOFRQVWLWXWLRQRIGHIRUHVWDWLRQDVDIDFWZLWKOHJDOUHOHYDQFHFDQFRPPHQFH
Figure 7: 2QWKHOHIW,%$0$DJHQWVDSSURDFKDJURXSRIIDUPHUVIDUOHIW 2QWKH ULJKWDUDQJHUZULWHVDQRWL¿FDWLRQWRDIDUPHUWKH¿UVWOHJDOVWHSWRZDUGVWKHLPSRVLWLRQRID¿QH6RXUFHDXWKRUV
5DRQL5DMmR7KHR9XUGXEDNLV
Figure 8: 7HFKQLFDO DVVHVVPHQW RI GHIRUHVWDWLRQ XVLQJ VDWHOOLWH LPDJHV DQG *,6 6RXUFHDXWKRUV
Identifying deforestation in Brazilian Amazonia
5DQJHUVXVXDOO\DOWHUQDWHEHWZHHQDZHHNLQWKH¿HOGFDUU\LQJRXWYDULRXV W\SHVRILQVSHFWLRQDQGDZHHNLQWKHLUORFDORI¿FHVGRLQJZKDWZRXOGDSSHDU WRDQREVHUYHUWREHEXUHDXFUDWLFZRUN7KH¿UVWSKDVHRIWKLVZRUNIRFXVHV RQWKHVDWHOOLWHLPDJHVDQGWKHJHRGDWDSURYLGHGE\,13(:LWKNQRZOHGJH RIWKHVLWHZKHUHWKHGHIRUHVWDWLRQKDVRFFXUUHGWKHERUGHUVRIWKHSURSHUW\ FURVVUHIHUHQFLQJ*36SRLQWVWDNHQLQVLWXZLWKWKHGRFXPHQWVVHQWLQE\WKH ODQGRZQHU UDQJHUVXVHKLJKUHVROXWLRQVDWHOOLWHLPDJHVRIWKHIDUPLQRUGHU WRSURGXFHDµPDSLPDJH¶7KLVLVDGHWDLOHGFDUWRJUDSKLFUHSUHVHQWDWLRQRIWKH SURSHUW\VKRZLQJLWVVWDWXVLQUHODWLRQWRHQYLURQPHQWDOODZV7RSURGXFHWKLV PDSLPDJHWKHUDQJHUVQHHGWRKLJKOLJKWWKHFRQWRXUVRIWKHIRUHVWGHIRUHVWDWLRQERUGHURQWKHVDWHOOLWHLPDJHV7KH%UD]LOLDQHQYLURQPHQWDOFRGHLVYHU\ FRPSOH[DQGGHSHQGLQJRQZKHUHZKHQDQGKRZWKHGHIRUHVWDWLRQRFFXUUHG it will fall into different legal categories leading to different sanctions (from DOLJKW¿QHWRLPSULVRQPHQW ,WLVFUXFLDOIRULQVWDQFHWRHVWDEOLVKLIDSDUWLFXODULQVWDQFHGHIRUHVWDWLRQLVUHFHQWRUQRWLHZKHWKHULWRFFXUUHGZLWKLQ WKH ODVW \HDUV :KLOH LQ WKH SDVW WKH UDQJHUV FRXOG RQO\ UHO\ RQ XVXDOO\ XQFRRSHUDWLYHDQGRIWHQXQWUXVWZRUWK\ORFDOZLWQHVVHVQRZWKH\FDQDFFHVV VDWHOOLWHLPDJHVGDWLQJDVIDUEDFNDVWKHODXQFKRIWKH¿UVW/DQGVDW In this way, they can establish what they term the ‘deforestation dynamic’, VKRZLQJRQZKLFKGDWHDQGE\ZKLFKPHDQVLHVHOHFWLYHORJJLQJ¿UHV WKH GHIRUHVWDWLRQZDVFDUULHGRXWWKXV¿[LQJGHIRUHVWDWLRQLQVSDFHWLPH)LJ 7KHSURFHVVFRQFOXGHVZLWKWKHFRPSOHWLRQRIDWHFKQLFDOUHSRUWWKDWWLHVDOO WKHHOHPHQWVRIWKHFDVHWRJHWKHULQRUGHUWRµPDWHULDOL]H¶WKH¿QHDWHUPXVHG E\UDQJHUVDQGODZ\HUVWRGHVFULEHWKHIDFWXDOHYLGHQFHIRUWKH¿QH %R[VKRZVDQH[FHUSWIURPDWHFKQLFDOUHSRUWRIWHQXVHGDVDWHPSODWH IRUQHZUHSRUWVE\UDQJHUVLQWKHDUHDµ0RWLYDWLRQ¶ DQGWKH¿UVWSDUDJUDSKRIWKHµ'HVFULSWLRQRIWKHIDFW¶ LQWKHUHSRUWKLJKOLJKWWKHUROHRI WKHVDWHOOLWHLQLQLWLDWLQJWKHLQVSHFWLRQRIWKDWSDUWLFXODUIDUP,WLVWKHUHIRUH DV D FRQVHTXHQFH RI WKH VPRRWK IXQFWLRQLQJ RI WKLV LPSHUVRQDO VFLHQWL¿F EXUHDXFUDWLFDSSDUDWXVWKDWWKHUDQJHUVHQGHGXSLQWKDWSDUWLFXODUSURSHUW\ DQG QRW EHFDXVH RI WKHLU RZQ XOWHULRU PRWLYHV²DV WKH ODQGORUG¶V ODZ\HUV PLJKWODWHUDUJXH The location of the deforestation is still represented by means of local UHIHUHQFHV IDPLOLDU RQO\ WR WKRVH OLYLQJ LQ WKH UHJLRQ 6XFK ORFDOLW\ ERXQG UHIHUHQFHV DUH QRW PHDQLQJIXO WR DWWRUQH\V LQ %UDVtOLD WKRXVDQGV of kilometers away, who will need proof that this SDUWLFXODU ¿QH FDQ RQO\ refer to this SDUWLFXODU IDUP )RU WKLV UHDVRQ ORFDO UHIHUHQFHV QHHG WR EH VXSSOHPHQWHGE\µXQLYHUVDO¶ JHRJUDSKLFDOFRRUGLQDWHVZKLFKVHHNWRXQ DPELJXRXVO\ORFDWHWKHIDUPDQGLWVSURSULHWRULQD&DUWHVLDQSODQHHDVLO\ LGHQWL¿DEOHE\VRPHRQHZKRKDVQHYHUEHHQWRWKH$PD]RQ
5DRQL5DMmR7KHR9XUGXEDNLV
7KH µ'HVFULSWLRQ RI WKH )DFW¶ FRQFOXGHV WKDW ³LW ZDV SRVVLEOH WR HVWDEOLVKWKDWWKHDUHDKDVVXIIHUHGLQWHQVHORJJLQJIROORZHGE\¿UHV´DQG SURYLGHVµREMHFWLYH¶HYLGHQFHIRUWKLVVWDWHPHQWE\SRLQWLQJWRWKHSLFWXUHV DQGVDWHOOLWHLPDJHVDOOHJHGO\WUDQVSDUHQWUHFRUGVRIUHDOLW\ WDNHQRIDQG LQWKHDUHD:HDOVRUHDGWKDWVRPHRQHIRXQGLQWKHDUHDSURYLGHGWKHUDQJHUV ZLWKWKHQDPHRIWKHRZQHUWKHSHUVRQUHVSRQVLEOHIRUWKHDFW ,WLVZRUWK UHÀHFWLQJRQZKDWLVEHLQJdeleted/DZ LQWKHFRXUVHRIGRFXPHQWLQJGHIRUHVWDWLRQLQWKLVSDUWLFXODUPDQQHU,WVKRXOGEHFOHDUWKDWZLWKRXW HOLFLWLQJWKHFROODERUDWLRQRIWKHIDUPHUV,%$0$DJHQWVZRXOGEHXQDEOH WRFDUU\RXWWKHLUZRUN7KHUHODWLYHO\LQIRUPDOFRQYHUVDWLRQVFDUULHGRXWLQ IDUPVDQGFOHDULQJVVXFKDVWKHRQHGHVFULEHGLQWKHSUHYLRXVVHFWLRQ WHQG WREHFRQGXFWHGHQWLUHO\LQWKHµIDUPHU¶VODQJXDJH¶RIµRSHQLQJWKHIDUP¶ µPDNLQJSDVWXUH¶DQGµUDLVLQJFDWWOH¶²UDWKHUWKDQWKHOHJDODGPLQLVWUDWLYH WHUPLQRORJ\RIµGHIRUHVWDWLRQ¶,QGHHGUDQJHUVLQWKHFRXUVHRIWKHLUZRUN EHFRPHDVZHKDYHVHHQDGHSWDWPRYLQJbetweenWKHVHGLIIHUHQWGLVFXUVLYHUHJLVWHUV,QWKHFRXUVHRIFRPSLOLQJWKHRI¿FLDOUHFRUGKRZHYHUWKLV NLQG RI GLVFXUVLYH ZRUN LV W\SLFDOO\ HUDVHG 7KXV LQ WKH WHFKQLFDO UHSRUW WKHVH VHHPLQJO\ PXQGDQH FRQYHUVDWLRQV DUH FRQVWLWXWHG DV µREMHFWLYH¶ LQ WKHVHQVHRI'DVWRQDQG*DOLVRQ HYLGHQFHRIDFULPHFRPPLWWHG
INSPECTION REPORT 1.2 INSPECTION ORDER NO: ;; 1.3 MOTIVATION: 2SHUDWLRQ$UFR9HUGH 6XVSHFWHG RI GHIRUHVWDWLRQ GHWHFWHG WKURXJK VDWHOOLWH LPDJH 1.4 STAFF: >UDQJHUV¶QDPHV@ 1.5 LOCATION: *OHEH;;;;6HFWRU;;3DUFHO;;²7DSLUD &225',1$7(6;;;;¶;;´6H;; ;;¶;;´2 1.7 DESCRIPTION OF THE FACT: )ROORZLQJWKHLQVSHFWLRQRUGHUWKH,%$0$ODZHQIRUFHPHQWWHDP PHQWLRQHG DERYH WUDYHOOHG LQ VHDUFK RI WKH GHIRUHVWDWLRQ SRO\JRQ LGHQWL¿HG WKURXJKVDWHOOLWH,'LGHQWL¿HGE\'(7(5ZLWKLPDJHVIURP0DUFK ,QWKHLQGLFDWHGSODFHFRRUGLQDWHVDERYH LWZDVSRVVLEOHWRHVWDEOLVKWKDWWKH DUHDKDVVXIIHUHGLQWHQVHORJJLQJIROORZHGE\¿UHVSLFWXUHVDQG
Identifying deforestation in Brazilian Amazonia
,QWKHSRLQWZLWKFRRUGLQDWHV;;;;¶;;;´6RXWK;;;;¶;;;´:HVWWKH DJHQW>UDQJHU¶VQDPH@IRXQGDSHUVRQXVLQJDFKDLQVDZZKRLQIRUPHGXV>RUWKH DJHQW@WKDWWKHIDUPLVRZQHGE\>IDUPHU¶VQDPH@7KHWHDPZHQWWRWKHDGGUHVV PHQWLRQHGDERYHDQGLVVXHGDQRWL¿FDWLRQ>QRWL¿FDWLRQQXPEHU@UHTXHVWLQJKLP WRSUHVHQWWKHGRFXPHQWVUHODWLQJWRWKHFKDLQVDZDQGWKHSURSHUW\>«@ )URPWKDWZHSURFHHGHGHODERUDWLQJWKHJHRUHIHUHQFHGVDWHOOLWHPDSLPDJHRI WKHDUHDDQQH[HG ZKHUHLWZDVSRVVLEOHWRYHULI\WKHGLPHQVLRQRIWKHDUHD DIIHFWHGE\GHIRUHVWDWLRQ%DVHGRQWKHVDWHOOLWHPDSLPDJHZHSURFHHGHGWR WKHLVVXLQJRIWKH¿QH>¿QHQXPEHU@DQGZLWKWKHHPEDUJRDQGLQWHUGLFWLRQWHUP 7(, >HPEDUJRQXPEHU@XQIDYRUDEOHWR>IDUPHU¶VQDPH@ 2. AUTHORSHIP AND QUALIFICATION: >IDUPHU¶VQDPH@&3)>IDUPHUV,'FDUG@ 2.3 REASON: ³'HVWUR\HGKDRIQDWLYHIRUHVWLQWKH$PD]RQELRPHREMHFWRIVSHFLDO SUHVHUYDWLRQ´ 2.4 LEGAL FRAMEWORK: $UWRIWKH)HGHUDO/DZ $UWSDUDJUDSKV,,9,,H;,DQG$UWRIWKH)HGHUDO'HFUHHDQG $UWSDUDJUDSK,9IURPWKH)HGHUDO&RQVWLWXWLRQRI 3. SANCTION: 3.1 FINE/VALUE: %5/¶>DURXQG86'@ 3.2 DOSIMETRY: 7KH GHFUHH VWLSXODWHV D YDOXH RI 5 IRU HDFK KHFWDUH RU IUDFWLRQ GHVWUR\HG 3.3 APREENSION/EMBARGOE/DEPOSIT: 7KHDUHDVWD\VHPEDUJRHGREMHFWRIWKHLQIUDFWLRQQRWLFHQXPEHU;;;;;;' IRUDQ\IRUHVWU\DJULFXOWXUDORUOLYHVWRFNDFWLYLW\XQWLOIXUWKHUGHFLVLRQIURPWKH FRPSHWHQWHQYLURQPHQWDORUJDQ 4. SUMMARY OF THE DOCUMENTS: NOTICE OF INFRACTION
EMBARGO/ DEPOSIT
EMBARGO/ INTERDICTION
;;;;;'
;;;;;'
;;;;;'
DONATION/ RELEASE
5DRQL5DMmR7KHR9XUGXEDNLV
5. ANEXES: ; 3KRWRJUDSKLFUHSRUW ; 6DWHOOLWHPDSLPDJH 3/$&($1''$7( 6XFXSLUDRI'HFHPEHU 7. STAMP AND SIGNATURE OF THE TEAM %R[ ([DPSOH RI D WHFKQLFDO UHSRUW RI D ¿QH IRU LOOHJDO GHIRUHVWDWLRQ 6RXUFH DXWKRUV
TKH¿QH LVEDVHGRQWKHWRWDODUHDRIGHIRUHVWDWLRQ DQGFDOFXODWHG DFFRUGLQJWR*,6GDWDDQGQRWRQWKHEDVLVRIWKHUDQJHUV¶olhometro. 7KXV QHZJHQHUDWLRQ*,6EDFNHG¿QHVDUHOHJDOGRFXPHQWVWKDWLQDFWRUQHWZRUN WHUPV DUHEHWWHUDEOHWRWUDYHOORQJGLVWDQFHVDQGWRZLWKVWDQGOHJDO³WULDOV RIVWUHQJWK´/DWRXU 7KLVQRWWRVD\KRZHYHUWKDWWKHVHSURFHVVHVDOZD\VIXQFWLRQVPRRWKO\ RU WKDW ¿QHV DUH XQUHVLVWLQJO\ SDLG 5DQJHUV DQG DWWRUQH\V LQWHUYLHZHG LQ WKH FRXUVH RI WKLV UHVHDUFK QRWHG WKDW EUHDNGRZQV LQ FRPPXQLFDWLRQ DUH common despite (and sometimes because of WKHXVHRI*,6,QSDUWLFXODU VRPHWLPHVWKHODFNRIORFDONQRZOHGJHRIWKH$PD]RQE\DWWRUQH\VSUHYHQWV WKHPIURPSURSHUO\LQWHUSUHWLQJWKH*,6EDVHGUHSUHVHQWDWLRQVRIWKHUHJLRQ FRQWDLQHGLQWHFKQLFDOUHSRUWV6XFKDQLQFLGHQFHIRUH[DPSOHKDSSHQHG ZKLOHVKDGRZLQJDWHDPRIUDQJHUVLQDQ$PD]RQORFDORI¿FH:KLOVWVLIWLQJ WKURXJK WKH FRPPXQLFDWLRQV VHQW E\ WKHLU OHJDO RI¿FH D UDQJHU ZDV LQFHQVHGWR¿QGWKDWKLV¿QHKDGEHHQUHMHFWHGEHFDXVHKLVUHSRUWGLGQRW explicitlyVD\WKDWWKHIDUPLQTXHVWLRQZDVORFDWHGLQWKHUDLQIRUHVWELRPH HYHQ WKRXJK KH SURWHVWHG ³HYHU\ERG\ NQRZV WKDW WKH PXQLFLSDOLW\ RI >ZKHUHWKHGHIRUHVWDWLRQRFFXUUHG@LVEDQJLQWKHPLGGOHRIWKHUDLQIRUHVW´ )LHOGQRWH
Conclusion :HKDYHLQWKLVDUWLFOHVRXJKWWRVKRZVRPHRIWKHZD\VLQZKLFKWKHSUREOHPRIµORFDO¶YHUVXVµJOREDO¶DQGWKHUHE\µVFLHQWL¿F¶ NQRZOHGJHLVHQDFWHG LQLQYHVWLJDWLRQVRILOOHJDOGHIRUHVWDWLRQLQWKH%UD]LOLDQ$PD]RQµ/RFDO¶ NQRZOHGJHKHUHSULPDULO\UHIHUUHGWRIRUPVRINQRZOHGJHWUDGLWLRQDOO\XWLlized by the region’s farmers and ‘older generation’ forest rangers (‘techni-
Identifying deforestation in Brazilian Amazonia
FLDQV¶ ZKLOVWµJOREDO¶NQRZOHGJHLVEHVWH[HPSOL¿HGE\WHFKQRVFLHQWL¿F UHSUHVHQWDWLRQV VXFK DV VDWHOOLWH LPDJHV DQG *,6 DQG *36 GDWD KDQGOHG E\ QHZ JHQHUDWLRQ µDQDO\VWV¶ ,I ZH WU\ WR µIROORZ¶ LQ /DWRXU¶V >@ VHQVH VXFKLPDJHVDQGGDWDLQWKHLUMRXUQH\VIURPKHDYHQWRHDUWKDQGIURP 6mR-RVpGRV&DPSRVZKHUH,13(LVEDVHG WRWKHLUYDULRXVGHVWLQDWLRQV JRYHUQPHQWDO RI¿FHV IDUPV IRUHVW FOHDULQJV EXUHDXFUDWLF UHFRUGV WKHQ ZH ¿QG WKDW VXFK IRUPV RI VHHPLQJO\ LPPDFXODWHO\ FRQFHLYHG µJOREDO¶ NQRZOHGJHDSSHDUHQWDQJOHGLQZKDWZHPLJKWFDOOUHODWLRQVKLSVRIPXWXDO SDUDVLWLVP6HUUHV ZLWKWKHYDULRXVIRUPVRIµORFDO¶NQRZOHGJHWKH\ DUHPHDQWWRGLVSODFH5HFDOOKRZWKHUDQJHUV¶JOREDOSRVLWLRQLQJV\VWHP fails to eliminate their dependence on the ‘global peãoV\VWHP¶ 7KLVDUWLFOHKDVVRXJKWWRVKRZWKDWUDWKHUWKDQIRFXVLQJRQLGHQWLI\LQJ HVVHQWLDOGLIIHUHQFHVEHWZHHQµORFDO¶DQGµXQLYHUVDO¶µVFLHQWL¿F¶NQRZOHGJH PRUHDWWHQWLRQVKRXOGEHSDLGWRKRZGLIIHUHQWIRUPVRINQRZOHGJHFRPH LQWRFRQÀLFWFRPSOLFDWHDQGLPSOLFDWHRQHDQRWKHU$VZHKDYHVHHQORFDO NQRZOHGJHRIWHQIXQFWLRQVLQWKHVHVHWWLQJVDVD'HUULGHDQ µVXSSOHPHQW¶WRIRUPDOVFLHQWL¿FµJOREDO¶ NQRZOHGJHDVWKDWRVWHQVLEO\µLQHVVHQWLDOH[WUD¶ZKLFKQHYHUWKHOHVVQHHGVWREHDGGHGLQRUGHUWRFRPSOHWHDQG enhance the presence of something which is already claimed to be complete DQG VHOIVXI¿FLHQW 8QLYHUVDOVFLHQWL¿F NQRZOHGJH WKHUHIRUH ERWK GLVplaces andUHPDLQVGHSHQGHQWXSRQORFDONQRZOHGJH,QRI¿FLDODFFRXQWV RIWKLVSURFHVVKRZHYHUWKLVGHSHQGHQFHWHQGVWREHPLQLPL]HGDQGSODFHG XQGHUHUDVXUHµGHOHWHG¶LQ/DZ¶V>@VHQVH :HKDYHWKHUHIRUHVRXJKWWR SURYLGHDQDOWHUQDWLYHHPSLULFDOO\JURXQGHGDFFRXQWRIKRZVXFKGLVSODFHments cum VXSSOHPHQWDWLRQVDUHHQDFWHGLQSUDFWLFH
References &KLD5 Organized Worlds/RQGRQ5RXWOHGJH &RRSHU5 µ)RUPDO2UJDQL]DWLRQDV5HSUHVHQWDWLRQ5HPRWH&RQWURO 'LVSODFHPHQW DQG$EEUHYLDWLRQ¶ LQ 0 5HHG0 +XJKHV HGV Rethinking Organization/RQGRQ6DJH SS± 'DVWRQ/*DOLVRQ3 Objectivity1HZDQG ZRPDQ@ NQRZ WK\VHOf ´ ZKHQ FRQWH[WXDOLVHG LQ LQGLJHQRXV $IULFDQGHHSWKRXJKWEHFRPHVDFDOOIRUKXPDQVWRSXUVXHXQGHUVWDQGLQJ DERXWWKHSK\VLFDOVHOIDQGWKHHQYLURQPHQW,WHQFRXUDJHVWKHPWRVWULYHWR
6HH%+DYHUVNRUW:+LHPVWUDHGV Food for Thought; Ancient Vision and New Experiments of Rural People/RQGRQ=HG%RRNV%DQJDORUH%RRNVIRU &KDQJH
'H9DOHUD1%ODFN@*RG2QH$LP2QH'HVWLQ\´ EHFDPHWKH81,$¶VFUHGR*DUYH\VXFFLQFWO\UDWLRQDOL]HGWKHUHOHYDQFHRI DQLPDJHRIDQ$IULFDQ%ODFN *RGWKXV ,IWKHZKLWHPDQKDVWKHLGHDRIDZKLWH*RGOHWKLPZRUVKLSKLV*RGDV KHGHVLUHV,IWKH\HOORZPDQ¶V*RGLVRIKLVUDFHOHWKLPZRUVKLSKLV*RG
7 / +RGJNLQ Nationalism in Colonial Africa /RQGRQ )UHGHULFN 0XOOHU S *DUYH\RSFLWS +H HVWDEOLVKHG WKH 8QLYHUVDO ,VODPLF 6RFLHW\ LQ 'HWURLW 0LFKLJDQ ,WV VORJDQ ZDV³2QH*RG2QH$LP2QH'HVWLQ\´+HUHSDWULDWHGWR:HVW$IULFD *DUYH\RSFLWS
³:KHQWKHµJOREDO¶PDUJLQDOL]HVWKHµLQGLJHQRXV¶´
DVKHVHHV¿W:HDV1HJURHVKDYHIRXQGDQHZLGHDO:KLOVWRXU*RGKDV QRFRORXU\HWLWLVKXPDQWRVHHHYHU\WKLQJWKURXJKRQH¶VRZQVSHFWDFOHV DQGRQFHWKHZKLWHSHRSOHKDYHVHHQWKHLU*RGWKURXJKZKLWHVSHFWDFOHVZH KDYHRQO\QRZVWDUWHGODWHWKRXJKLWEH WRVHHRXU*RGWKURXJKRXURZQ VSHFWDFOHV7KH*RGRI,VDDFDQGWKH*RGRI-DFREOHW+LPH[LVWIRUWKHUDFH WKDWEHOLHYHVLQWKH*RGRI,VDDFDQGWKH*RGRI-DFRE:H1HJURHVEHOLHYH LQWKH*RGRI(WKLRSLD>$IULFD@WKHHYHUODVWLQJ*RG²*RGWKH)DWKHU*RG WKH6RQDQG*RGWKH+RO\6SLULWWKH2QH*RGRIDOODJHV7KDWLVWKH*RG LQZKRPZHEHOLHYHEXWZHVKDOOZRUVKLSKLPWKURXJKWKHVSHFWDFOHVRI (WKLRSLD$IULFD
7HDFKLQJWKDW*RGLVD8QLYHUVDO,QWHOOLJHQFHDQGDVVHUWLQJWKDW³8QLYHUVDO ,QWHOOLJHQFHDQGPDQZDV>VLF@FUHDWHGLQWKHLPDJHDQGOLNHQHVVRI*RG RQO\E\KLVLQWHOOLJHQFH´*DUYH\RSSRVHGDOOFRQVLGHUDWLRQVWKDWWKH8OWLPDWH5HDOLW\ZDVFRORUOHVVIRUPOHVVDQGVKDSHOHVV&RQVHTXHQWO\KHDGYRFDWHG WKH XVH RI D ³%ODFN &KULVW´ DQG ³%ODFN 0DGRQQD´ DV VDFUHG YLVXDO V\PEROVWRSODQWLQWKH$IULFDQ&KULVWLDQ¶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ÀXHQFH RI RQH V\VWHP RI UHOLJLRQ DQG WKH EHOLHILQ2QH*RG$QKRQHVWHIIRUWVKRXOGEHPDGHWRLQVWUXFWKLPLQKLV SDUWLFXODUGHVLUHVDQGQRWWRH[SORLWKLPE\WHDFKLQJKLPGLIIHUHQWUHOLJLRQV
+LVQRWLRQRIWKHFHQWUDOLW\RIDUHGHHPLQJ³%ODFN´'HLW\WRKLV³IUHHGRP WKHRORJ\´DQGLWVFXOWXUDOUDPL¿FDWLRQVGLUHFWO\DQGRULQGLUHFWO\HQFRXUDJHG WKH HPHUJHQFH RI GLIIHUHQW$IURFHQWULF PLOOHQQLDO PHVVLDQLF DQG UHYLYDO UHOLJLRXV PRYHPHQWV VHHNLQJ WR ³UHYLWDOL]H´ SRVLWLYH EXW QHJOHFWHG LQGL JHQRXV$IULFDQVSLULWXDOEHOLHIVDQGSUDFWLFHVLQWKHGLDVSRUDDQG$IULFD
,ELGS 0DUWLQRSFLW S 3DGPRUHRSFLW S 0DUWLQRSFLW S
'H9DOHUD1$IURFHQWULF VFKRODUV@ WKH UHWXUQ WR (J\SW LQ DOO GRPDLQV LV WKH QHFHVVDU\ FRQGLWLRQ IRU UHFRQFLOLQJ$IULFDQ FLYLOLVDWLRQV ZLWK KLVWRU\LQRUGHUWREHDEOHWRFRQVWUXFWDERG\RIPRGHUQVFLHQFHVLQRUGHUWR UHQRYDWH$IULFDQFXOWXUH)DUIURPEHLQJDUHYHOOLQJLQWKHSDVWDORRNWRZDUG WKH(J\SWRIDQWLTXLW\LVWKHEHVWZD\WRFRQFHLYHDQGEXLOGRXUFXOWXUDOIXWXUH ,QUHFRQFHLYHGDQGUHQHZHG$IULFDQFXOWXUH(J\SWZLOOSOD\WKHVDPHUROHWKDW *UHFR/DWLQDQWLTXLW\SOD\VLQ:HVWHUQFXOWXUH´6HH&KHLNK$'LRSCivilization or Barbarism: An Authentic Anthropology%URRNO\Q1HZW@ KH WLPH KDV FRPH IRU XV WR UHMHFW REQR[LRXV:HVWHUQ FXOWXUH >«@ IRUFHG RQ XV E\ WKH FRORQLDOLVWV$IULNDQLD ZLOO EUHDN DOO WKHVH GHIHFWV´$GGLQJ WKDW PRVW$IULFDQ FKXUFK OHDGHUV ZHUH PHQWDOO\ FRORQL]HG KH FDXWLRQHG WKHPWRXQIHWWHUWKHPVHOYHVDVKHKDGGRQH Afrikania aimed to help AfriFDQVEHFRPHFRQVFLRXVRIWKHLUULFKKLVWRU\LGHQWLW\DQGFRVPRORJ\DQGWR LQVSLUHWKHPWRUHVXVFLWDWHWKHLULQGLJHQRXVLQVLJKWV $FRUHSULQFLSOHIRU'DPXDKZDVWKHSURPRWLRQRIDQ$IULFDQTXHVWIRU GLUHFW NQRZOHGJH DQG VSLULWXDO WUXWK ZLWKRXW KXPDQ LQWHUPHGLDULHV IURP RQH SRZHUIXO WUDQVFHQGHQWDO 2ULJLQDWRU ZKRVH QDWXUH ZDV /RYH²³WKH IRUFHDQGSRZHULQHYHU\WKLQJWKDWH[LVWV´ Acknowledging that this power KDGPDQ\QDPHV'DPXDKDQG$IULNDQLDFDOOHGLW$PHQ5DRU$PRQ5D D QDPH IURP .KPHW$PHQ5D ZDV D PRWLYDWRU RI KXPEOH LQGLYLGXDOV ZKR GHPRQVWUDWHG WKH GLYLQH PHVVDJH RI /RYH )UHHGRP 3HDFH -XVWLFH (TXDOLW\'HYHORSPHQWDQG8QLW\LQGLYHUVHZD\VWRKXPDQNLQG'DPXDK according to the Afrikania HandbookZDV$PHQ5D¶VSURWpJpEHFDXVH³7KH $OPLJKW\DQG0HUFLIXO*RG>$PHQ5D@E\+LVGLYLQHSURYLGHQFHFKRVH +LVVHUYDQW>SURSKHW@'DPXDKWRSURFODLP+LVPHVVDJHWRPDQNLQGIURP DQ$IULNDQ>VLF@SHUVSHFWLYH´$OWKRXJKKHFDPSDLJQHGIRUWKHUHYLWDOL]D-
)UDQV:LMVHQ6HHGVRI&RQÀLFWLQD+DYHQRI3HDFH)URP5HOLJLRXV6WXGLHV to Interreligious Studies in Africa$PVWHUGDPDQG1HZW@REHD&KULVWLDQLVWRKDYHWKHUHOLJLRQRI&KULVWDQGVRWREHDEHOLHYHU RI0RKDPPHGLVWREHD0RKDPPHGDQEXWWKHUHDUHVRPDQ\UHOLJLRQVWKDW HYHU\PDQVHHPVWREHDUHOLJLRQXQWRKLPVHOI1RWZRSHUVRQVWKLQNDOLNH HYHQLIWKH\RXWZDUGO\SURIHVVWKHVDPHIDLWKVRZHKDYHDVPDQ\UHOLJLRQV LQ&KULVWLDQLW\DVZHKDYHEHOLHYHUV
5DGLFDOO\ 'DPXDK GHHPHG UHOLJLRXV WUDGLWLRQV ZKLFK GLG QRW HPDQDWH IURPLQGLJHQRXV$IULFDQFRQVFLRXVQHVVDVLQDSSURSULDWHIRU$IULFDQPHQWDO EDODQFHVRFLDOSHDFHFXOWXUDOVDQFWLW\DQGDGYDQFHPHQW7KH\ZHUH³VSLULWXDODUPV´RIIRUHLJQLPSHULDOLVPFRORQLDOLVPDQGQHRFRORQLDOLVPZKLFK DVVLVWHGLQSXWWLQJ$IULFDQVLQ³PHQWDOERQGDJH´³UHOLJLRXVERQGDJH´DQG ³FXOWXUDOERQGDJH´ZKLFKDUH³PHQWDOYLROHQFH´³LQYLVLEOHYLROHQFH´DQG ³FXOWXUDO VXLFLGH´ UHVSHFWLYHO\ +H FDOOHG RQ$IULFDQV WR DVVHUW WKHLU UHOLJLRXVVSLULWXDOWUDGLWLRQVDQGVKXQ³IRUHLJQ´UHOLJLRQV 7KHVLJQL¿FDQW$IURFHQWULFLQWHOOHFWXDOFRQWULEXWLRQVRIWKHWKLQNHUVWR VKDSLQJ WKRXJKW DERXW $IULFDQ VSLULWXDOLW\ DQG FXOWXUDO UHQDLVVDQFH KDYH RXWOLYHG WKHP 7KHLU PRYHPHQWV KLJKOLJKW WKH UHOHYDQFH RI ,. LQ SXEOLF GLVFRXUVHVDQGVHUYHDVUHPLQGHUVRIWKHQHHGWRWUDQVIRUPYHVWLJHVRIORFDO NQRZOHGJHLQWRDFWLRQWRDFKLHYHVSHFL¿FJRDOV²UHDFWLYDWLRQRISULGHLQWKH $IULFDQSHUVRQDOLW\DQGJHQLXVIRUDFRQVHTXHQWVKDUSHQLQJRIWKHVFLHQWL¿F LPDJLQDWLRQFXOWXUDODQGWHFKQRORJLFDOFUHDWLYLW\DQGJHQHUDONQRZOHGJH SURGXFWLRQRIWKHPLQG7KHLURSLQLRQVVWLOOH[HUFLVHPLQGV ,ILQWKHOLJKWRIWKHJOREDOL]DWLRQSRVW PRGHUQL]DWLRQVRFLDOIUDJPHQWDWLRQDQGHFRQRPL]DWLRQRIPDQ\RI$IULFD¶VOLYLQJPLOLHX[ORFDONQRZOHGJH is increasingly regaining attention among academics and policy makers as a YLDEOHHIIHFWLYHSDUDGLJPWKHQDQHTXDOUHYLWDOL]DWLRQRILWVRULJLQDOIRXQGDWLRQDOEDVHRIORFDOVSLULWXDOLW\DQGFRVPRORJ\VKRXOGEHHQFRXUDJHG$Q\ PHDQLQJIXOTXHVWWRUHYLYHDQLQWHUHVWLQDQGDZDUHQHVVDERXWWKHSUDJPDWLVP RI$IULFDQ,.VKRXOGFRQVLGHUWKHUROHDQGLQH[WULFDELOLW\RIVSLULWXDOLW\LQ WKDWHQWHUSULVH7KHWZRPXVWEHUHFRQFLOHGQRWGLYRUFHGIRULWLVLPSRVVLEOH WRGLVOLNHSLQHDSSOHMXLFHEXWOLNHHDWLQJSLQHDSSOH
*DUYH\RSFLWS
'H9DOHUD1