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THE GLANCE OF THE EYE H eidegger, Aristotle, and the Ends of Theory
WILLIAM 1\11 CNEILL
State University of New York Press
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Library of Congress Cataloging-in-Publication Data McNeill, William, 1961The glance of the eye: Heidegger, Aristotle, and the ends of theory / William McNeill. p. cm. - (SUNY series in contemporary continental philosophy) Includes bibliographical references and indexes. ISBN 0-7914-4227-6 (he: alk. paper). - ISBN 0-7914-4228-4 (pbk. : alk. paper) 1. Heidegger, Martin, 1889-1976-Contributions in philosophy of theory. 2. Theory (Philosophy)-History-20th century. 3. Aristotle-Influence. I. Title. II. Series. B3279.H49M376 1999 121'.3S'092-dc21 98-48871 CIP
10 9 8 7 6 S 4 3 2 1
Liberation from the tradition is an ever new appropriation of its newly recognized strengths.
(GA 29/30, 511)
Contents
Preface
IX
Abbreviations of Works Cited
xiii
1 Introduction: Of an Ancient Desire
1
I Theoria and Philosophy: Heidegger and Aristotle 2 Vision in Theory and Praxis: Heidegger's Reading of Aristotle (1924) The End of Desire .. . . . The Complication of Praxis The Glance of the Eye Athanatizein . . . . . . . .
17 24 29 39 47
3
The Genesis of Theory: Being and Time (1927) The Natural Genesis of Theory . . . . . . . . Dispersions of Vision: Theory, Praxis, Techne The Existential Genesis of Theory .. The Thematizing Projection of Things Modification . . . . . . . . . . . . . .
4
Originary Praxis: The Trace of Phronesis in Being and Time 93 Originary Praxis and Authenticity 99 Seeing Oneself . . . . . . . . . . . . . . . . . 107 The Time of the Augenblick . . . . . . . . . . 114 Retrospect on the 1922 Treatise on Aristotle 123 Augenblick and World . . . . . . . . . . 131 VII
55 57 63 72 81 85
5
Theory and Praxis at the University: The Rectoral Address (1933)
137
II The Transformation of Theoria 6
Technovision: Modern Science and Technology The Age of the World Picture . The Contemplation of the Real . . . . . Grasping Things . . . . . . . . . . . . . Making Progess: The Future of Science. The Transformation of Presence: From Science to Technology The Collapse of Causality . . . . . . . . . . . . . . The End of Technology . . . . . . . . . . . . . . . The Turning of Presence at the End of Technology
161 166 173 178 181 187 192 202 210
III The Threshold of Representation: The A ugenblick in Heidegger's Reading of Nietzsche 7 Vision and the Enigma
221
IV Originary Theoria 8
In the Presence of the Sensible: Vision and Ecstasis Theoria in Retrospect: Philosophy, Science, and Curiosity Theoria and Divinity: The Philosophical Turn .. . . . . . . The Theoria of the Ancients . . . . . . . . . . . . . . . . . . "To Things Their Look ... ": The Origin of the Work of Art . The Look of the Other Absence of the Body Visions of Stillness . .
241 242 252 263 279 303 320 331
Selected Bibliography
341
Index of Names
349
Index of Subjects
353
Preface
The present study is an attempt to understand the phenomenon of the Augenblick in Heidegger's thought, and in particular its relation to the primacy of seeing and of theoria in Aristotle and in our philosophical and scientific tradition. In the title of the book, "the glance of the eye" is thus intended in both a broad and a narrow sense. In a broad sense, it refers to seeing and to the look, encompassing also the original sense of theoria as a "seeing" or pure beholding. In a narrower sense, it translates the German word Augenblick, and carries both a visual and a temporal sense, conveying the "momentary" character of seeing. The origins of this study may be traced to a question and a suspicion. On the one hand, there was the question of what exactly was at stake in the experience of the A ugenblick that seemed to me to occupy the very center of Heidegger's thought from early to late. While it seemed apparent that the A ugenb/ick marked an experience oflimit-of the limits of human understanding and of the intrinsic finitude of historical being-as an experience it nevertheless seemed to verge on the incomprehensible. Furthermore, although the phenomenon of the A ugenblick lies at the heart of Heidegger's thinking of being as time (so much so that one prominent commentator has described Being and Time as the attempt to elaborate a "philosophy of the A ugenblick"), 1 it also tends to be largely neglected even by those studies claiming to focus on Heidegger's thinking of temporality.2 On the other hand-and perhaps not unrelat.ed to this relative neglect-the very word A ugenblick arouses a certain suspicion in the modern, and especially "postmodern" philosophical ear, namely, the suspicion that this word carries or testifies to a continued complicity with the recognized primacy of the lOtto Poggeler, "Destruktion und Augenblick," in Destruktion und Ubersetzung, ed. T. Buchheim (Weinheim: VCH, Acta Humaniora, 1989), 18. 2 A neglect recently noted in a fine study by Hans Ruin. See Enigmatic Origins (Stockholm: Almqvist & Wiksell International, 1994), 176-77. IX
xu
PREFACE
I look at some of Heidegger's interpretations of theoria in its modern, scientific and technological forms. From the mid-1930s, Heidegger's thought becomes increasingly attentive to the intrinsically historical character of theoria, whose transformation into modern scientific and technological theory essentially governs the dominant political reality of the modern "world picture." Heidegger's analyses, I suggest, highlight the limits and ends of scientific and technological seeing in such a way as to manifest the originary finitude of the Augenblick as what is not only refused in such "technovision," but approaches us as thus refused. Part 3 of the study attempts to illuminate retrospectively an early, and for Heidegger quite pivotal, encounter with such limits in the work of Nietzsche by turning back to Heidegger's 1937 interpretation of Nietzsche's thought of the eternal recurrence of the same. This thought, in thinking the Augenblick, opens itself in a decisive manner to the limits of the theoria of modern representation and (in its proximity to the "will to power") intimates its technological mutation into the attempted self-production of the will to power as the "will to will," albeit in a manner that for Heidegger's questioning remains problematic. Finally, in part 4 I try to open a perspective on some traces of a pre- or proto-philosophical theoria and "seeing" in Heidegger's work, traces that are not unrelated to the A ugenblick: As a preparation for this, I turn first to consider the originary sense of ancient theoria, prior to its philosophical appropriation, drawing on the work of other scholars. From this perspective, I then try to read several texts of Heidegger in which something of this ancient sense of theoria and of seeing is in play: "The Origin of the Work of Art" (1936), the discussion of the look of the Other in the Parmenides lecture course (1942/43), and "The Anaximander Fragment" (1946). I implied earlier that the present study had its origins in a suspicion and a question of mine. That is untrue. Its origins certainly lie elsewhere: in an invitation by David Wood to present a series of seminars at the University of Warwick some years ago, which led to a first draft of chapter 1, and sent me further than I could have at that time foreseen; and beyond that, in my philosophical apprenticeship with David Farrell Krell, who first seduced Ipe to enter the Augenblick; and with Robert Bernasconi, without whose continual support and inspiration this project would have been impossible. This study is further indebted to my parents and family for their continual support over many years, and to Ruth Oliver, who encouraged me to finish it. lowe special thanks also 'to David Krell and to Daniel Price, both of whom read an early draft of the book and made numerous helpful suggestions, and to Daniel Selcer and Keith Peterson for their painstaking work on the proofs. Finally, I am grateful to DePaul University for a research grant and for a period of leave from my teaching responsibilities that enabled me to bring this project to fruition.
Abbreviations of Works Cited Works by Aristotle DA
On the Soul. With a translation by W. S. Hett. The Loeb Classical Library. Cambridge: Harvard University Press, 1957.
EE
The Eudemian Ethics. With a translation by H. Rackham. The Loeb Classical Library. Cambridge: Harvard University Press, 1952.
M
The Metaphysics. 2 vols. With a translation by H. Tredennick. The Loeb Classical Library. Cambridge: Harvard University Press, 1933/35.
NE
The Nicomachean Ethics. With a translation by H. Rackham. The Loeb Classical Library. Cambridge: Harvard University Press, 1934. -
P
Politics. With a translation by H. Rackham. The Loeb Classical Library. Cambridge: Harvard University Press, 1944.
Works by Gadamer GW
Gesammelte Werke. 10 vols. Tiibingen: J.C.B. Mohr, 1985ff.
Works by Heidegger BSD
Zur Frage nach der Besiimmung der Sache des Denkens. St. Gallen: Erker-Verlag, 1984.
BW
Basic Writings. Edited by David Farrell KrelL New York: HarperCollins, 1993. Xlll
ABBREVIATIONS OF WORKS CITED
XlV
EM
Einfiihrung in die Metaphysik. Tiibingen: Niemeyer, 1953. Translated by Ralph Manheim under the title An Introduction to Metaphysics. New Haven: Yale University Press, 1959.
FD
Die Frage nach dem Ding. 3rd ed. Niemeyer: Tiibingen, 1987. Translated by W. B. Barton, Jr. and Vera Deutsch under the title What is a Thing'? Chicago: Henry Regnery, 1968.
G
Gelassenheit. Pfullingen: Neske, 1959. Translated by John M. Anderson and Hans E. Freund under the title Discourse on Thinking. New York: Harper & Row, 1966.
GA 9
Wegmarken. Gesamtausgabe vol. 9. Frankfurt: Klostermann, 1976. Translated under the title Pathmarks, edited by William McNeill. New York: Cambridge University Press, 1998.
GA 17
Einfiihrung in die Phiinomenologische Forschung. Gesamtaus-
gabe vol. 17. Frankfurt: Klostermann, 1994. GA 19
P1aton: Sophistes. Gesamtausgabe vol. 19. Frankfurt: Klostermann, 1992. Translated by Richard Rojcewicz and Andre Schuwer uoder the title Plato's Sophist. Bloomington: Indiana University Press, 1997.
GA 20
Prolegomena zur Geschichte des Zeitbegriffs. Gesamtausgabe vol. 20. Frankfurt: Klostermann, 1979. Translated by Theodore Kisiel under the title History of the Concept of Time. Bloomington: Indiana University Press, 1985.
GA 21
Logik: Die Frage nach der Wahrheit. Gesamtausgabe vol. 21.
Frankfurt: Klostermann, 1976. GA 24
Die Grundprobleme der Phiinomenologie. Gesamtausgabe vol. 24. Frankfurt: Klostermann, 1975. Translated by Albert Hofstadter under the title The Basic Problems of Phenomenology. Bloomington: Indiana University Press, 1982.
GA 26
Metaphysische Anfangsgrunde der Logik im Ausgang von Leibniz. Gesamtausgabe vol. 26. Frankfurt: Klostermann, 1978. Translated by Michael Heim under the title The Metaphysical Foundations of Logic. Bloomington: Indiana University Press,
1984. GA 29/30 Die Grundbegriffe der Metaphysik: Welt - Endlichkeit - Einsamkeit. Gesamtausgabe vol. 29/30. Frankfurt: Klostermann,
ABBREVIATIONS OF WORKS CITED
xv
1983. Translated by William McNeill and Nicholas Walker under the title The Fundamental Concepts of Metaphysics: World, Finitude, Solitude. Bloomington: Indiana University Press, 1995. GA 33
Aristote/es, Metaphysik e 1-3: Von Wesen und Wirklichkeit de, Kraft. Gesamtausgabe vol. 33. 2nd ed. Frankfurt: Kloster-
mann, 1990. Translated by Walter Brogan and Peter Warnek under the title Aristotle's Metaphysics e 1-3: On the Essence and Actuality of Force. Bloomington: Indiana University Press, 1995. GA 34
Vom Wesen de, Wahrheit: Zu Platons Hohlengleichnis und Theiitet. Gesamtausgabe vol. 34. Frankfurt: Klostermann,
1988. GA45
Grundfragen de, Philosophic: Ausgewiihlte "Probleme" de, "Logik." Gesamtausgabe vol. 45. Frankfurt: Klostermann,
1984. Translated by Richard Rojcewicz and Andre Schuwer under the title Basic Questions of Philosophy: Selected "Problems" of "Logic". Bloomington: Indiana University Press, 1994. GA 53
Holderlins Hymne "Ver Ister." Gesamtausgabe vol. 53. Frankfurt: Klostermann, 1984. Translated by William McNeill and Julia Davis under the title Holderlins Hymn "The Ister" Bloomington: Indiana University Press, 1996.
GA 54
Parmenides. Gesamtausgabe vol. 54. Frankfurt: Klostermann, 1982. Translated by Andre Schuwer and Richard Rojcewicz under the title Parmenides. Bloomington: Indiana University Press, 1992.
GA 55
Heraklit. Gesamtausgabe vol. 55. Frankfurt: Klostermann,
1987. GA 56/57 Zur Bestimmung de, Philosophie. Gesamtausgabe vol. 56/57. Frankfurt: Klostermann, 1987. GA 60
Phiinomenologie des' Religiosen Lebens. Gesamtausgabe vol.
60. Frankfurt: Klosterman, 1995. GA 61
Phiinomenologische Interpretationen zu Aristoteles. Einfiihrung in die phiinomenologische Forschung. Gesamtausgabe vol.
61. Frankfurt: Klostermann, 1985.
ABBREVIATIONS OF WORKS CITED
XVl
GA 63
Ontologie (H ermeneutik der FaktiiHtiit). Gesamtausgabe vol.
63. Frankfurt: Klostermann, 1988. GA 65
Beitriige zur Philosophie (Vom Ereignis). Gesamtausgabe vol.
65. Frankfurt: Klostermann, 1989. GA 79
Bremer und Freiburger Vortriige. Gesamtausgabe vol. 79.
Frankfurt: Klostermann, 1994. H
Holzwege. Frankfurt: Klostermann, 1950.
ID
Identitiit und Differenz. 8th ed. Pfullingen: Neske, 1986. Translated by Joan Stambaugh under the title Identity and Difference. Bilingual edition. New York: Harper & Row, 1969.
KPM
Kant und das Problem der Metaphysik. 4th ed. Frankfurt: Klostermann, 1973. Translated by Richard Taft under the title Kant and the Problem of Metaphysics. Bloomington: Indiana University Press, 1990.
NI, NIl
Nietzsche. 2 vols. Pfullingen: Neske, 1961. Translated by David Farrell Krell under the t'itle,Nietzsche. 4 vols. in 2. New York:
"-
HarperCollins, 1991. PIA
QT
"Phiinomenologische Interpretationen zu Aristoteles (Anzeige der hermeneutischen Situation)." Dilthey lahrbuch fur Philosophie und Geschichte der Geisteswissenschaften 6 (1989): 235-74. Translated by Michael Baur under the title "Phenomenological Interpretations with Respect to Aristotle: Indication of the Hermeneutical Situation," in Man and World 25 (1992): 355-93. References are to the original manuscript pagination, as indicated in both the German and the English text. The Question Concerning Technology and Other Essays.
Translated by William Lovitt. New York: Harper & Row, 1977. SA
Schellings Abhandlung Uber das Wesen der menschlichen Freiheit (1809). Tiibingen: Niemeyer, 1971. Translated by Joan Stambaugh under the title Schelling's Treatise on the Essence of Human Freedom. Athens, Ohio: Ohio University Press, 1985.
SD
Zur Sache des Denkens. Tiibingen: Niemeyer, 1976. Translated by Joan Stambaugh under the title On Time and Being. New York: Harper & Row, 1972.
ABBREVIATIONS OF WORKS CITED
XVll
SDU
Die Selbstbehauptung der deutschen Universitat. Frankfurt: Klostermann, 1983. Translated by Karsten Harries under the title "The Self-Assertion of the German University. The Rectorate 1933/34: Facts and Thoughts." Review of Metaphysics 38 (1985): 467-502.
SG
Der Satz vom Grund. 6th ed. Pfullingen: Neske, 1986. Translated by Reginald Lilly under the title The Principle of Reason. Bloomington: Indiana University Press, 1991.
SZ
Sein und Zeit. Halle a. d. S.: Niemeyer, 1927. Translated by John Macquarrie and Edward Robinson under the title Being and Time. Oxford: Blackwell, 1987. Where reference is made to marginalia, I have used Sein und Zeit, 15th ed. Tiibingen: Niemeyer, 1979.
TK
Die Technik und die Kehre. 6th ed. Pfullingen: Neske, 1985.
UK
Der Ursprung des Kunstwerkes. With an Introduction by Hans-Georg Gadamer. Stuttgart: Reclam, 1978.
US
Unterwegs zur Sprache. 6th ed. Pfullingen: Neske, 1979.
VA
Vortrage und Aufsatze. 5th ed. Pfullingen: Neske, 1985.
VS
Vier Seminare. Frankfurt: Klostermann, 1977.
W
Wegmarken. Frankfurt: Klostermann, 1967.
WD
Was heifJt Denken? 4th ed. Tiibingen: Niemeyer, 1984. Translated by J. Glenn Gray under the title What is called Thinking? New York: Harper & Row, 1968.
WDP
Was ist das-die Philosophie? 7th ed. Pfullingen: Neske, 1981. Translated by Jean T. Wilde and William Kluback under the title What is Philosophy? Bilingual edition. Albany: N.C. U .P. Inc.
ZS
Zollikoner Seminare. Frankfurt: Klostermann, 1987.
A Note on Terminology Being In the following essay the German Sein has been translated as "being" (in the lowercase) and should be understood in a verbal sense. The noun das Seiende has generally been rendered as "beings," or occasionally as "an entity" or "entities." Where "a being" is used, the meaning will generally be that of "an entity in its being," unless the context indicates otherwise. Praxis Where the word praxis is italicized, it refers to the Greek JtpiX~lC;, which, as the essay will explain, may itself carry a number of different senses (see chapter 2, note 14). Where the term appears as praxis or "praxis," it is meant in the loose, modern sense of the word, which refers to any direct involvement with the world and is generally opposed to "theory" (see chapter 3 for further discussion). The Greek praxis, by contrast, can also include theoret.ical activity. Beginning Throughout the present study, the German word A n/ang will be translated as "beginning." It should be- noted that this term does not imply a determinate point of onset in either a spatial or temporal sense for Heidegger, but has the sense of a more remote, more indeterminate gathering that leads to the emergence of an action or of a historical epoch. In this sense it may be compared to Heidegger's thinking of a destiny or "destining" of being. In his 1934/35 lecture course on Holderlin, Heidegger equates An/ang or "beginning" with Ursprung, "origin," and distinguishes it from the ordinary sense of the "start" of something (in German, Beginn) as the onset of an event: The 'start' is something other than the 'beginning' [An/ang]. A new weather situation, for example, starts with a storm. Its beginning, however, is the complete change of air that brings it about in advance. A start is the onset of something; a beginning is that from which something arises or springs forth. The world war began centuries ago in the political and spiritual history of the Western world. The world war started with battles in the outposts. The start is immediately left behind, it vanishes as an event proceeds. The beginning, the origin, by contrast, first appears and comes to the fore in the course of an event and is fully there only at its end. (GA 39, 3) Compare Heidegger's discussions of An/ang in the Rectoral Address and in "The Origin of the Work of Art" (see chapters 5 and 8 of the present study).
Chapter 1
Introduction: Of an Ancient Desire Pantes anthropoi tou eidenai oregontai phusei, "All human beings by nature desire to know," begins Aristotle's Metaphysics. The translation offered by Heidegger in Being and Time, "The care for seeing is essential to man's being," 1 is-like many of his translations of Greek texts-unorthodox, but in this context relatively unproblematic. As the footnote in the English translation by John Macquarrie and Edward Robinson indicates, Heidegger here is understanding eidenai-connected with eidos, the visible form of something-in terms of its root meaning, "to see." 2 And Aristotle indeed proceeds to identify our tendency to prefer vision (horan) over all the other senses, whether in respect of action (prattein), Or even when no action is anticipated. For, Aristotle continues, "of all the senses, sight best brings about [poiei] knowledge of things and reveals many distinctions." Yet what kind of seeing is at stake in the "knowing" referred to in this first sentence of the Metaphysics? It is clearly not a matter of mere sense-perception. The esteem in which we hold such perception or aisthesis in general is merely a sign or indication (semion) of our desire to see or to know in some "higher" sense of the word. Aristotle does not immediately specify what this higher sense of seeing is. The seeing referred to has not yet been differentiated in accordance with the five forms of knowledge or intellectual virtue through which the soul can attain truth: techne, the kind of know-how pertaining to artisanship; episteme, theoretical or "scientific" knowledge; phronesis, practical wisdom; sophia, wisdom in the highest "1m Sein des Menschen liegt wesenhaft die Sorge des Sehens" (SZ, 171 Y. and Time, trans. John Macquarrie & Edward Robinson (Oxford: Blackwell, 1987), 215 n. 2. 1
2 Being
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2
sense; and nous, pure apprehending-each of these having their own kind of seeing. 3 We do not yet know, in these opening paragraphs, which kind of seeing will be the subject of the Metaphysics; we merely have a "sign" that it will not be mere sensory apprehending. Two comments should be made here on Heidegger's appropriation of this statement from Aristotle. First, it should be noted that Heidegger translates the Greek oregontai (from orexis, usually rendered as "desire") by Sorge, care. Care is of course the term used in Being and Time to designate the being of Dasein, the being of that entity which we ourselves are. Existing as care, Dasein is not only already in the world, in a certain disclosed ness and alongside (bei)4 whatever worldly things it is involved with. Over and above this, before all this, it is always already stretched out ahead of itself: it is essentially futural. In terms of its practical activities, it has already anticipated and thus in in its very being already knows, or has already "seen," what it is about to do, that which has not yet been accomplished and is yet to come. Its seeing is a foreseeing. This, as Macquarrie and Robinson indicate, is in keeping with the literal meaning of the Greek word orexis: to "reach out for." Reading with Heidegger, then, all hUinans in their being not merely desire to see, but, prior to all practical-activity and all comportment toward each and every being, have already seen. ' What is most striking here is that what is thus presented in Being and Time as an interpretation of a traditional Platonic-Aristotelian model of knowledge (namely a prior sighting or vision) also seems to accord exactly with what Heidegger, some years later, will appear to pronounce unambiguously as his own definition of knowledge. It runs: Wissen heijJt: gesehen haben. "To know means: to have seen." We shall comment on this "definition" in a moment. For now, it suffices to raise the general question of whether Heidegger's definition is in fact the traditional definition of knowledge underlying Western metaphysics. That the answer is no, or-more cautiously-yes and no, should be apparent from a second comment that ought to be made. Heidegger, as the context indicates, is well aware of the primacy accorded to vision in the philosophical tradition from the Greeks onward. His citation of this first line of the Metaphysics occurs in §36 of Being and Time, and serves to introduce a discussion of this very tradition. Heidegger remarks that the philosophical primacy accorded to vision was recognized particularly by Augustine in Book X of his Confessions, which discusses the concupiscentia oculorum, the desire ofthe eye. ~'Originary and genuine truth," as Heidegger See NE, 1139 b14ff. German preposition bei does not primarily have a spatial sense, but implies being "with" in the sense of being "in the presence of" something or someone. 3
4 The
OF AN ANCIENT DESIRE
3
puts it, "lies in pure beholding [or intuiting: Anschauung). This thesis has remained the foundation of Western philosophy ever since" (SZ, 171). Yet is it not quite remarkable that Heidegger should here locate a discussion of this tradition and its emphasis upon seeing within a section that bears the simple title "Curiosity" (Die Neugier)? A section which, in a few sentences, spans Parmenides, Aristotle, Augustine, and Hegel: Western philosophy from its first beginnings to its culmination! Is Heidegger implying that the whole of Western philosophy can somehow be reduced to curiosity? It is difficult to avoid this impression, notwithstanding the assertion that curiosity does not seek to understand what is seen, but seeks "only to see," or "only to see and to have seen," as Heidegger later puts it (SZ 172, 316). Notwithstanding also the assurance that "Curiosity has nothing to do with contemplating beings and marvelling at them-with thaumazein." For it could be that an originary thaumazein was precisely what died out when philosophy entered the scene. This might indeed be re'l.d into the beginning of Aristotle's Metaphysics. Book I, chapter two of the Metaphysics remarks: It is through wonder [thaumazein) that men now begin and originally began to philosophize, wondering in the first place about the aporias at hand .... Now he who wonders and is perplexed feels ignorance [agnoein 1... therefore it was to escape ignorance that men studied philosophy .... (M, 982 b12)
Yet would not an escape from ignorance necessarily entail the disappearance of thaumazein? Is not the association of thaumazein with ignorance already symptomatic of the appropriation of thaumazein by philosophy?5 Is there perhaps a more originary "contemplation" of beings belonging to the prephilosophical experience of thaumazein-more originary, that is, than the theoria or contemplation of the philosophers?
*** Let us leave some of these questions suspended for now. But what of this apparent alignment between the philosophical desire to see and that of curiosity? Is such an alignment too hasty? Alternatively, perhaps, one might complicate matters by insisting on the necessity to distinguish between curiosity as an everyday desire to see, and the philosophical desire to see, SThis weakening of the experience of thaumazein in Aristotle has been suggested by Hannah Arendt in The Life of the Mind, vol. 1 (New York: Harcourt Brace Jovanovich, 1978), 114. On philosophy and wonder, see also John Sallis, Double Truth (Albany: State University of New York Press, 1995), chapter 11; and especially his essay ..... A wonder that one could never aspire to surpass," in The Path of Archaic Thinking, ed. K. Maly (Albany: State University of New York Press, 1995), 243-74. See also Walter Brocker, Aristoteles, 5th ed. (Frankfurt: Klostermann, 1987), 18-23.
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of which our everyday tendency would be a reflection or "indication," yet by no means identical to it. And neither of these, perhaps, would be the same as Heidegger's later conception of knowing as having seen. If this division were to prove tenable, we would thus have three conceptions of the desire to see: (1) The first and most obvious of these would be the everyday desire to see, as manifest in our everyday curiosity. The desire behind this "seeing," as a mode of Dasein's understanding, is not restricted to seeing with one's eyes (SZ, 170). It also encompasses, for example, a desire to hear and to have heard. Yet nor is it restricted to a pure sensory apprehending, if by sensory apprehending we mean the straightforward apprehending of a given object that affects our senses. This is not to say, however, that this everyday form of the desire to see is directed toward a suprasensible "beyond." For it indeed remains a general orientation toward the sensible realm, yet in this orientation is directed beyond those objects given as present, directed toward something not yet visible, something not yet present. The desire behind the vision of curiosity is, quite simply-as the German Neugier implies-a desire for the new. Its vision is a seeing in the sense of a kind of understanding, as §31 of Being and Time, "Da-sein as Understanding," has already made clear. Yet it is not an understanding that seeks to understand in the sense of to know (Wissen) or to Be "knowingly in the truth." It is a seeing that seeks only to have seen, a knowing that seeks "merely to have known" (SZ, 172). The word have is important here. For it indicates that in curiosity, we somehow evade our own having-been. And this is why Heidegger, when later analysing the temporality of curiosity, will describe it in terms of Dasein's fleeing before its own thrownness, before the mortality of its own being-toward-death: ultimately, as a fleeing in the face of the A ugenblick, of a vision immanent in the "glance of the eye" and belonging to the originary and primordial time of our existence. 6 (2) The interpretation of this everyday curiosity as a desire only to have seen already points to a second possible conception, which would be that of the philosophical desire to see, as represented by the history of ontology or metaphysics. This desire would indeed seek to see, but this time in a nonsensory manner of apprehending, and would do so in order to understand or gain knowledge of the truth. To that extent it would not be mere curiosity; it would not seek merely to have seen, but precisely to hold fast to its object, to secure its vision, to remain in pure contemplation of the truth. This second form of desire differs from the first, therefore, not only in its directedness, but in its desire to remain in the presence of its object. Yet in another respect this philosophical desire may be nothing other than 6 See
SZ, §68c, 346ff.
OF AN ANCIENT DESIRE
5
a reflection, or the repetition on another level, of the everyday tendency. 7 For it remains, first, a desire to see; and, second-as we shall indicate in a moment-a desire to have seen. Moreover, with the emergence of this kind of understanding, a priority of vision or of the visual metaphor comes to impose itself in the domain of human knowledge: the seat of knowledge is ultimately located in the "eye of the soul" (omma ies psuehes) referred to by Plato and Aristotle. It seems that Heidegger, in this section on curiosity, provides us with a sketch of the initial genesis not only of curiosity, but also of philosophical knowledge. It is when our everyday concern with worldly things is interrupted, writes Heidegger, when we rest or take a break from things, that the vision (Sieht) pertaining to our everyday circumspection (Umsieht) becomes freed. Ontologically, this means that care then becomes a tarrying alongside these worldly things; it seeks to see them merely in their "outward appearance" (Aussehen) (SZ, 172). Now this "freeing" of vision that Heidegger describes here is not yet that of a developed philosophical desire (it does not yet seek the nonsensible idea or eidos); but nor is it as yet the desire that characterizes curiosity, for a description of the latter, without any further account of its genesis, is introduced only in the subsequent paragraph bearing the reservation "however" (aber). Curiosity is the opposite of a tarrying alongside: it is a nontarrying that brings about "the continual possibility of dispersion [Zerstreuung]" (SZ, 172). In other words, this initial account of the desire to see the world merely in its look is not yet a description of curiosity, if the latter is to be understood as a desire merely to see, for it has not yet 7The unsettling similarity between the two is noted in Plato's Republic (475c-e): "But the one who feels no distaste in sampling every study, and who attacks his task of learning gladly and cannot get enough of it, him we shall justly pronounce the lover of wisdom, the philosopher, shall we not?" To which Glaucon replied: "You will then be giving the name to a numerous and strange band, for all the lovers of spectacles (philotheamones 1are what they are, I fancy, by virtue of their delight in learning something. And those who love to hear some new thing are a very strange lot to be reckoned among philosophers. You couldn't induce them to attend any kind of serious debate or discussion, but as if they had farmed out their ears to listen to every chorus in the land, they run about to all the Dionysiac festivals, never missing one, either in the towns or in the country villages. Are we to designate all these, then, and similar folk and all the practitioners of the minor arts as philosophers?" "Not at all," I said, "but they do bear a certain likeness to philosophers." "Whom do you mean, then, by the true philosophers?" "Those for whom the truth is the spectacle of which they are enamoured (Tous Us aletheias ... philotheamonas]," said I.
THE GLANCE OF THE EYE
6
been interpreted in contrast to possible knowledge of the world, in terms of possible truth. Only then can this phenomenon be regarded as the desire only or merely to see, as opposed to "grasping" and "being knowingly in the truth." Yet the outward appearance or "look" of something, which somehow comes to excite and arouse in advance the desire of curiosity, enigmatically giving rise to its emergence, is also at the starting point of the philosophical desire. Aussehen, the outer appearance, look, or aspect of something, is Heidegger's translation of the Greek eidos, which, via Plato and Aristotle, comes to be interpreted as the nonsensible idea or primary form. That Heidegger is indeed also alluding to the genesis of philosophical knowledge here is supported by a more detailed, though still concise account of cognitive knowledge (Erkennen) provided early in §13, whose title identifies this kind of knowledge as a founded mode of being-in-the-world. It is an account which, moreover, has its precedent in Aristotle. How does such cognitive knowing arise? Seeing as theoretical, "scientific" knowing, eidenai qua epistime, Aristotle tells us, began with leisure, when practically all the necessities of life had been provided. s Heidegger, paraphrasing, writes that cognitive knowledge arises on the basis of a''''deficiency'' in our involvement with things, a holding oneself back, an interruption of our being captivated ' by worldly activities: In holding back from any kind of producing, manipulating, and the like, concern puts itself into what is now the sole remaining mode of being-in-the-world, a merely tarrying alongside .... On the basis of this way of being toward the world-one which now lets us encounter entities within the world merely in their pure outward appearance (eidos )-and as a mode of this way of being, an explicit looking at [Hinsehen auf] what we thus encounter is possible. This looking at is in each case a specific way of taking up a direction toward something, a setting our sights on what is present-at-hand. It takes over an "aspect" [Gesichtspunkt] in advance from the entity which it encounters. Such looking-at itself enters the mode of dwelling autonomously alongside entities within the world. (SZ, 61) An early formulation of the same account, in the 1922 treatise "Phenomenological Interpretations with Respect to Aristotle," actually identifies such "merely looking at" -which "is accomplished as a determinative looking at, and can organize itself as science"-with curiosity. The German Neugier, Heidegger there adds parenthetically, means cura, curiositas. It is 8M, 981 b14f.j 982 b23f.
OF AN ANCIENT DESIRE
7
thus a mode of caring, of Sorgen as curare. 9 Significantly, this early account from 1922 makes no attempt to distinguish between a merely looking-at in the everyday sense that would seek only to have seen, and a scientific or philosophical contemplation that would desire to see a more concealed truth of things. Being and Time, in any case, here provides a concise account of the genesis of philosophical and theoretical comportment, of the life of theorein: a possibility which, Heidegger goes on to say, can develop into science and as such may come to govern our being-in-the-world. And this is indeed what has happened. What was once philosophical knowledge became science, today subservient to technology which orders the contemporary world. Our present existence is overwhelmingly dominated by technology. As is well known, one of Heidegger's later concerns is that our contemporary, technological understanding of being-of being as a particular configuration and ordering of presence-is unduly and perhaps dangerously restrictive, and that this understanding has arisen because philosophical knowledge was itself unduly restrictive from the beginning. It arose, Heidegger alleges, in the light of a reductive understanding of techne, namely techne considered in terms of productive activity as craftsmanship. Yet why and how this reductive understanding of techne itself came to dominate is less easy to ascertain. Its ascendancy occurred-as Plato's Republic documents clearly enough-under the pressure of a certain political necessity, a "necessity" that is becoming more and more worthy of question for us today. Philosophical knowing as founded by Plato and Aristotle was not, of course, a sighting of the eidos as the sensible outward appearance of something. Such seeing is merely the sensory apprehending of a particular thing, but not yet an explicit knowledge of the essence (ousia), or of what the thing truly is as such. This essence must be given (as Heidegger indirectly indicates in the passage just quoted) by the sighting of a particular "aspect" or eidos "in advance." This is the nonsensible eidos that can be "seen" by the eye of the soul. The exemplary vision of such an eidos is the form sighted in advance by the artisan before producing his actual product. This form or eidos is not reducible to an image, and, moreover, is independent of all the particular examples that the craftsman may produce of his product. As such, it is at once common to all (koinon), universal (katholou),· and yet not bound to any particular image or sense-perception. Furthermore, unlike the actual thing produced, the eidos is what is most constant, even "eternal": it is not (or not yet) subject to material decay in the realm of the sensible. Finally, and most importantly in view of subsequent historical 9PIA, 7-8. Of. GA 63, 103.
8
THE GLANCE OF THE EYE
developments, it is that which is earlier or prior to the particular product: the eidos as essence is what Aristotle characterizes as the to ti en einai: that which the thing already was before its actualization. As such, it constitutes the genos or origin of the product and determines its morphe, its eventual figure or form in each instance. The eidos is cause, aition. The genesis of beings comes to be sought in their nonsensible and primary form. Philosophical knowledge, then, according to this model which finds its exemplary moment already latent within the activity of artistic production, is understood as a seeing, a pure theorein of the nonsensible eidos in the soul. Such knowledge lies in the sighting of the eidos that comprises the uni versal origin and determinative essence (essentia) of each sensible object as that which already was: the apriori. Because the artisan's sighting of the nonsensible eidos (which is already a theorein, although not yet "pure" or disinterested, since it is part and parcel of the productive activity) governs in advance the being of the eventual product, the vision that truly sees this eidos will know in advance what governs the order of being. Much of this is familiar enough. Yet why in the first place did seeing and vision come to be the privileged manner of access to things in the explicit unfolding of knowledge, whether of cognitive knowledge or of the more essential knowing ascribed to wisdom? Why not hearing or smelling, touch or taste? Elsewhere, Heidegger argues that the priority of vision comes about not only (as Aristotle claims) because things appear to be most clearly delimited through vision, in terms of their outline, figure, or form, but also because they thereby appear most constantly present (GA 34, 102). For only sight grants the simultaneity of what is present and what has been (the hama of which Aristotle speaks in Metaphysics Book IX), holds them together in one vision, as opposed to the mere sequential apprehending that occurs through the other senses. 10 Of all the senses, only vision grants the possible apprehending of a relative constancy of presence, even while allowing for change. The act of seeing, as Aristotle explains in Book X of the Nicomachcan Ethics, is intrinsically complete and perfected at the moment of seeing: " ... the act of sight [horasis 1appears to be perfect [te/cia 1at any moment of its duration; it does not require anything to supervene later in order to perfect its form" (NE, 1174 a14f.). Seeing was regarded as the most powerful of the senses, according to Heidegger, because it was, for the Greeks, the most powerful way in which things could be given as present: Seeing, having or keeping something in view, is indeed the predominant, most obvious, most direct and indeed the most 10M, 1048 b23. For an extensive discussion of this simultaneity which inheres in vision, see Hans Jonas, "The Nobility of Sight," Philosophy and Phenomenological Research 14, no. 4 (June 1954): 507-19.
OF AN ANCIENT DESIRE
9
impressive and extensive way of having something present. On account of its exceptional way of making-present, sensible vision attains the role of the exemplary model for knowing, knowing taken as an apprehending of entities. The essence of vision is: it makes and holds things present, holds something within presence, so that it is manifest, there in its unconcealment. (GA 34, 159-60) Only because the Greeks implicitly understood the being or givenness of beings as presence could the eidos, as that which can be most constantly present amidst the flux of things, come to dominate over the event of unconcealment as such, determining the unconcealment of whatever appears. Yet for vision truly to see, and thus to be a genuine knowing, it must precisely remain with its object, in the presence of what it sees; what it sees must be that which abides in presence. It cannot immediately pass on to something else, like the productive activity of the artisan, who must put his hands to work, or the restlessness of the merely curious, who desire only to have seen. Like mere curiosity, the philosophical desire is certainly a desire to see. And to see is always already to have seen-the Greek word eidenai conveying precisely this perfect tense. Thus, translated more literally, the first line of the Metaphysics reads, "All humans by nature desire to see and to have seen." 11 Yet there is a decisive difference between seeing and having seen only to have seen, and seeing and having seen while remaining in the presence of what is thus disclosed. Only the latter can constitute a knowing that allows the seer to take a stand amidst the flow of appearances, to stand before what he sees, and thus to truly know and dispose over it. Only such tarrying in which one at the same time has seen and continues to see fulfils the sense of genuine knowing once conveyed in the Greek word episteme (literally, to stand before, over and against something). The philosophical desire is, therefore, in its very beginnings, also a desire to have seen, but to tarry in the presence of its (nonsensible) vision: such is the Greek determination of the life and activity of theorein as understood in its most decisive and influential form in Aristotle. Let us interrupt for now these preliminary remarks concerning this second form of the desire to see, the philosophical desire. The many complexities of this problematic will occupy us in the course of the present study. But it should be emphasized from the outset that Heidegger, in drawing attention to the interruptions of o~r involvement in worldly concerns, is not necessarily claiming that the techne pertaining to productive comportment is the ultimate ground of philosophical knowledge. This is not a claim that llThls point is made by Hannah Arendt in The LiJe oj the Mind, v.ol. 1,58,87.
10
THE GLANCE OF THE EYE
"theory" is grounded in "praxis." Rather, we shall see Heidegger argue that "praxis"-in the quite broad sense of concern with worldly things and its corresponding circumspection-is itself a founded kind of presence, founded in care, which may harbor a more originary kind of vision. (3) Is there a more primordial kind of vision? This brings us back to the question of a third kind of desire to see, the question of what appears to be Heidegger's own "definition" of knowledge. Wissen heijJt: gesehen haben. "To know means: to have seen," he announces. It is again an identification of knowing with seeing (one that implicitly recalls videre as the Latin root of Wissen) , and once more a matter of having seen. The statement appears in "The Origin of the Work of Art" (1936), but it is a "definition" Heidegger will repeat throughout his later work, his insistence upon the importance of "listening" to language notwithstanding. In knowing as having seen, the "seeing" in question is not simply opposed to hearing, for it is not reducible to sense-perception by the eyes as opposed to the ears or other sense organs. In the essay "Logos" (1951), for example, when speaking of the sophia of the Presocratics, Heidegger asks what is meant by such knowing. "If such knowing remains a having seen whose seeing is not that of the eyes as senses-just as having heardls not at all a hearing with the instruments of hearing-then having heard and having seen presumably coincide" (VA, 209). As this later context of a pre-philosophical sophia indicates, such having-seen, although it is not reducible to sense-perception, is also not that of the philosophical sighting of the nonsensible. 12 Now this definition of knowing as it appears in "The Origin of the Work of Art" explicitly identifies such knowing with techne. And the kind of seeing intended, Heidegger tells us, is to be taken "in the broad sense of seeing, which means: apprehending something present as such." Yet techne in this sense is not simply the making or producing accomplished by the artisan. Techne, says Heidegger, as a kind of knowing experienced by the Greeks, is a bringing forth [Hervorbringen] of beings in that it brings forth [her] what is present as such out of concealment expressly before [vor] us and into the un concealment of its outward appearance [Aussehen]; techne never means the activity of making. (H, 48)
Techne is not simply an activity of making, undertaken by a human "subject." It is a poiesis, a "bringing forth," but a bringing forth from out of concealment. Concealment itself is thus intrinsic to techne as a knowing having-seen. Such techne is of course not the same as philosophical knowledge. Yet we have noted that Heidegger's readings of the Greeks suggest 120n this point, see especially the discussion in Der Satz vom Grund,
sa,
85ff.
OF AN ANCIENT DESIRE
11
that it was indeed a particular, restrictive interpretation of techne that provided the model according to which such knowledge developed. Here, in "The Origin of the Work of Art," Heidegger appears to be seeking a broader, less restrictive understanding of techne via the context of a meditation on art, which, as he recalls, was also called techne by the Greeks. Thus, he continues: The artist is not a technites because he is also a craftsman, but rather because both the setting-forth [H er-stellen1of works and the setting-forth of items of use occur in that bringingforth-before us which in advance lets beings come before us [vor kommen 1 into their presencing in terms of their outward appearance. (H, 48)
Techne is not mere human activity, but a bringing forth that responds to a "letting come before us," which is to say: to a coming, a future, an arrival that has somehow already occurred "in advance." The outward appearance of the work, the presencing of its "look" which arouses our desire, would thus also have to be understood in terms of this letting. We shall not analyse this definition of knowledge any further at this point; we would have to approach the topic of that desire which the Greeks called eros in the context of Heidegger's discussion of art and the beautifulsomething to which we shall have to return. Let us for now conclude these remarks on this third kind of desire to see by recalling that Heidegger goes on to relate it to the ecstatic existence of Dasein as resolute openness (Ent-schlossenheit), a theme already broached in Being and Time. Knowing as having-seen is described as a preservation of the work, a letting-be, an ability to "let the work be a work"; it means both an openness toward being as unconcealment, and assuming a stance within what Heidegger calls das Ungeheure of this unconcealment as it occurs in the work (H, 54-55). What is das Ungeheure, the "extraordinary"? We shall meet it again. By way of anticipation, we may already suspect that it announces an opening onto otherness, onto an otherness perhaps unthought-or unforeseen-in the philosophical tradition hitherto. In marked contrast to the withdrawal from worldly concerns that came to characterize the theoria of the philosophers, "The Origin of the Work of Art," which is concerned primarily with the "great" work of art, that is, with the role of the artwork beyond its philosophical-political demotion (such as we find in Plato's Republic), emphasizes the work's relation to world, the way in which the work "opens up" a world and a vision of the world, giving things their "face" and human beings their "outlook" upon themselves (H, 32).
***
12
THE GLANCE OF THE EYE
By way of conclusion, let us return to the question of thaumazein and its relation to curiosity. The threefold conception of "having seen" which may already be in play in Being and Time, and the analysis of thaumazein that we have suggested, are further illuminated by some remarks made by Heidegger in a lecture course delivered in 1937/38 under the title Fundamental Questions of Philosophy. Speaking of the origin of philosophy, Heidegger there states the following: The customary accounts of the provenance [Herkunft] of philosophy from thaumazein usually give the impression that philosophy arises from curiosity [Neugier]-a feeble and pitiful determination of its origin, and one that is possible only where one has never given thought to what it is that is here to be determined in its "origin" [Ursprung] .... (GA 45, 156)
Thaumazein, then-as Being and Time already indicated-is not to be identified with curiosity. If there is a certain desire pertaining to such wonder or "astonishment" (Er-staunen )-for the latter is experienced only insofar as human techne turns toward an~runs up against phusis, against the self-emergent prevailing of beings as a whole-this desire and attunement intrinsic to thaumazein nevertheJes~ conceals an inherent danger, the danger of its own self-destruction. It can happen, Heidegger remarks, that the craving [Gier] to acquire knowledge and to be able to calculate takes the place of the fundamental attunement of astonishment. Philosophy itself now becomes one undertaking among others; it is made subordinate to an end that is all the more dangerous the higher it is set-as, for example, in Plato's paideia, a word that is poorly translated as "education" [Erziehung]. Even the fact that in Plato's Republic the "philosophers" are called upon to be the highest rulers, the basileis, is already an essential demotion of philosophy. As the grasping of beings, our acknowledging them in their unconcealment, unfolds into techne, those aspects [Anblicke] of entities that are brought into view in such grasping-the "ideas"-inevitably and increasingly become that which alone provides the measure of things. Grasping becomes a knowing familiarity with ideas, and this requires constant conformity to these ideas .... (GA 45, 180-81) This vocation of philosophy whereby the supremacy of theoria becomes subservient to the end of governing the polis (a tendency consolidated, as we shall see, by Aristotle), and eventually to the techne of calculative production, is not merely something that can happen; it has already happened
OF AN ANCIENT DESIRE
13
as the history of metaphysics, the history of Western science and technology. What is the upshot of this dislodging of the unconcealment of beings into the realm of the idea? Philosophy itself becomes an oddity, "a curiosity," eine K uriositiit. What does it mean, Heidegger asks, that philosophy has become a curiosity? It means that philosophy stands at the end of its first beginning [A nfang], in that situation which corresponds to its beginning-albeit only as its final predicament [EndzustandJ. Once philosophy was that which was most strange and seldom and singular-now it is the same, but now only in the form of a curiosity. (GA 45, 182-83) The very success of philosophy's offspring, science and technology, in the end brings about the end and legitimate completion of philosophy itself, which becomes increasingly marginalized and powerless, paradoxically subsumed by that which it once sought to resist. And this process, Heidegger argues, goes hand in hand with the loss or occlusion of the originary essence of aletheia, of "unconcealment." In what follows, we shall try to follow the complex trace of this desire to see and its mutations in Heidegger's work. We shall begin by considering the philosophical response, that of theoria, in the light of Heidegger's reading of Aristotle and in the perspective of Being and Time. In part 2, we shall examine the modern transformaLon of this same desire as manifest in the essence of modern science and technology, a transformation that brings the history of philosophy, as the history of theoria, to a definitive and very specific end. After considering Heidegger's reading of a decisive intimation of this end in Nietzsche's thought of the eternal return of the same (part 3), we shall turn, finally, back toward the Greek beginning in an attempt to better understand what the establishment of the philosophical theoria itself entailed (part 4).13
13 An early version of chapter 1 has appeared under the title Heidegger: Visions (University of Warwick, England: Center for Research in Philosophy and Ljterature, 1993).
Part I Theoria and Philosophy: Heidegger and Aristotle
Reaching back to Aristotle becomes an authentic recollection only if we philosophize in the Augenblick. (GA 26, 18)
Compared to the duration of the kosmos in general, human existence and its history is indeed most fleeting, only an 'Augenblick'-and yet this transiency is nevertheless the highest manner of being when it becomes an existing from out of freedom and for freedom. (GA 26, 23)
Only individual action itself-the Augenblickcan dislodge us from the most extreme brink of possibility into actuality. Philosophizing, on the other hand, can only ever lead us to the brink and always remains something penultimate in this respect. Yet it can only ever lead us this far if it actually runs ahead into this penultimate domain and thus grasps its own entirely precursory character and finitude. (GA 29/30, 257)
Chapter 2
Vision in Theory and Praxis: Heidegger's Reading of Aristotle (1924) The interpretation of curiosity outlined in Being and Time situates itself firmly within the existential-ontological perspective of the analytic of DaseiD, "and not," Heidegger emphasizes, "within the restricted orientation toward cognition": Even at an early date, and within Greek philosophy, it was no accident that cognitive knowledge [ErkennenJ was conceived in terms of the "desire to see." The treatise which stands first in the collection of Aristotle's treatises on ontology begins with the sentence, pantes anthropoi tou eidenai oregontai phusei: the care for seeing is essential to man's being. (SZ, 170-71) This 1927 analysis was, however, preceded by an earlier analysis, dating from 1924, in which Heidegger engaged with precisely this more restricted question, albeit in a manner already informed by a developed existentialontological problematic. The 1924/25 lecture course on Plato's Sophist was in fact introduced by an extensive interpretation of Aristotle, one that in retrospect appears crucial for understanding the extent to which an immanent "destruction" of the history of ontology-and especially of Aristotleis already being undertaken in the published divisions of Being and Time. 1 lThroughout the present study, the German word Destr'ILktion will be rendered as "destruction." Destr'ILktion does not have a merely negative sense for Heidegger, but entails the recovery of the originary sources of the philosophical tradition by dismantling those interpretations that tend to conceal the fundamental issues. See SZ, 22-23.
17
18
TIlE GLANCE OF THE EYE
Some of the far-reaching consequences of that "destruction" will be discussed in the following chapters. One immediate consequence, however, is that Being and Time should not simply be read (as even today tends to be the case) as another "theory" of human existence, or for that matter of the meaning of being. A failure to appreciate the extent to which the foundations of ancient philosophy are being taken up again, critically reinterrogated, and thereby interpretatively transformed means that even a careful and astute reading of Being and Time may discover only the repetition of traditional, deep-rooted philosophical "prejudices," without paying attention to the way in which such "prejudices"-which certainly are present, only not as something negative, but rather as the positive basis of the treatise itself-are also critically problematized and unsettled by the interrogative thrust of the inquiry. To mention only one such issue that will concern us in the present study, it is sometimes argued that Being and Time offers a theory of existence or Dasein that, for all its apparent radicality, merely repeats the most traditional philosophical prejudice of Platonic-Aristotelian thought: the view that contemplative, philosophical knowledge, existing in the splendid isolation prescribed by the authentic existence of Dasein, ought to govern the iii'authentic, fallen life of the many who exist in the fleeting realm of mere opinion and dispersed activity. The life of everyday praxis in the polis can be grounded and given meaning only via the pure theorein of the philosopher, whose contemplation of the good in itself is not just one praxis among others, but the highest and most authoritative of all. Despite his profound attentiveness to the importance of plurality and to the inevitable contingency and situatedness of the good in the realm of ethico-political human reality, even Aristotle (it is claimed) ultimately betrays a certain "Platonic" preference for the authority of the theoretical life. Being and Time if anything reinforces this "Platonic bias." 2 This reading of Being and Time remains problematically one-sided, however, to the extent that it highlights the repetition of traditional ontology without fully appreciating or acknowledging the radicality with which Being and Time simultaneously undermines these dichotomies centered around the "theoretical" life as opposed to the "practical." Indeed, the publication of the Sophist lectures might even seem to reinforce this reading insofar as it already employs much of the terminology of Being and Time in order to translate many key terms of Aristotle's ontology.3 The term 2 See Jacques Taminiaux, Lectures de I'ontologie fondamentale (Grenoble: Millon, 1989),149-89. See also Dana R. Villa, Arendt and Heidegger: The Fate of the Political (New Jersey: Princeton University Press, 1996). 3 Ta.miniaux, for example, appeals in this manner to a transcript of the Sophist lectures-since published as GA 19-in support of his interpretation. See Lectures de I'ontologie fondamentale, 182-89.
HEIDEGGER'S READING OF ARISTOTLE (1924)
19
"authenticity" (Eigentlichkeit), for example, is used by Heidegger in the Sophist lectures to designate the theoretical, contemplative life of sophia as distinguished from the ethical and practical disclosure of being in phronesis. Nevertheless, as we shall see in chapters 3 and 4, extreme caution should be exercised in any attempt to translate these correspondences into the analytic of Dasein in Being and Time, and this despite, or even because of the terminological similarities. In order to help us appreciate the critical distance that Being and Time takes with respect to the decisive foundations of Greek ontology-and particularly with respect to what Heidegger calls "their highest and purest scientific stage in Aristotle," a Temporal interpretation of which "cannot be presented" in Being and Time (SZ, 26)4-the present chapter focuses on one thread of lIeidegger's reading of Aristotle as presented in the Sophist course. Because the foundations of Aristotle's ontology are ultimately inseparable from a certain privilege accorded to the activity of theorein, we shall try to trace Heidegger's reading of this privileging of theoria in relation to praxis and techne. In particular, what exactly is the relation between theoria and praxis in Aristotle, as Heidegger presents it? And how are we to assess the status of Heidegger's own analysis? As Heidegger points out in §36 of Being and Time, Aristotle's Metaphysics is concerned with uncovering the origin of our scientific investigation of beings and their being "in terms of this specific manner of being of Dasein," that is, in terms of the "desire to see." It provides a Greek interpretation of "the existential genesis of scientific knowledge." "Scientific knowledge" here translates Wissenschaft. Although the character of the knowledge in question (i.e., Greek episteme and theoria) is clearly not reducible to that of modern science, translating Wissenschaft in any other way would obscure the essential connection Heidegger sees between the two. Yet it is not only, indeed not primarily the origin of modern science that is in question here. The development of modern science parallels the fate of philosophy itself. On the one hand, Wissenschaft in the context of AristQtle translates episteme. At stake, therefore, is a kind of investigative knowing or Wissen in the broad sense, which also includes philosophical knowledge. Yet this epistemic knowledge, Heidegger suggests, may be traced back to the "restricted" perspective of cognition or cognitive knowledge (Erkennen) , which for its part appears to be the "natural" outcome of a primacy of perception when it comes to orienting oneself toward the world. On the other hand, the term Wissenschaft. also points to what Heidegger already 4 Following convention, we shall translate Tempora.litiit as Temporality and tempora.l as Temporal, reserving the lower case to translate zeitlich and its cognates. The German Zeitlichkeit, temporality, is used by Heidegger to refer to the ecstases of time, while Temporalitiit refers more specifically to the horizona.1 dimension of ecstatic temporality. On this point see GA 24, 436.
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THE GLANCE OF THE EYE
regarded as the culmination and completion of philosophy in German Idealism (in particular in Hegel's Science of Logic, the Wissenschaft der Logik). Yet within German Idealism itself, the primacy of a contemplative model of knowing remains. Having recalled philosophy's beginnings in Parmenides' statement, to gar auto noein estin te kai einai ("for being and apprehending are the same"), Heidegger notes: Being is that which shows itself in pure, contemplative apprehending lim reinen anschauenden VernehmenJ, and by such seeing alone is being uncovered. Original and genuine truth lies in pure beholding [or pure "intuition": in der reinen Anschauung]. This thesis has remained the foundation of Western philosophy ever since. The Hegelian dialectic found in it its motivating conception, and is possible only on this basis. (SZ, 171) The history of Western philosophy, from Parmenides to Hegel, would thus tell the story of a singular desire. 5 In the Sophist lecture course of winter semester 1924/25, Heidegger attempts to trace the genesis of the supreme form of "scientific" knowledge or episteme, namely, the sophia beloved oJ the philosophers, a genesis depicted in the first two chapters of Metaphysics Book 1. 6 There, Aristotle presents his inquiry as starting from the generally held opinions and judgments about knowledge and its different levels. As Heidegger remarks, this account presents the self-interpretation of an understanding implicit in the "natural" or "everyday" Dasein ofthe Greeks. 7 Sophia, Heidegger stresses, bears witness to a specific orientation of Dasein: to Dasein's being oriented solely toward things being uncovered and made visible, toward their visibility (GA 19, 69). This intrinsic orientation of Dasein toward visibility culminates in an understanding of the highest possibility of human knowledge SIn The Basic Problems of Phenomenology (1927) Heidegger indeed credits Hegel with having brought philosophy to its completion. It is again a matter of having seen: "With Hegel philosophy, that is, ancient philosophy, has in a certain sense been thought to its end .... Hegel has seen everything that is possible. Yet the question is whether he has seen it from the radical center of philosophy, whether he has exhausted all possi bili ties of the beginning so as to be able to say he is at the end" (GA 24, 400). 6Note that Heidegger had presented an (as yet unpublished) interpretation of the first two chapters of Metaphysics Book 1 more than two years earlier, in a course on Aristotle delivered in summer semester 1922. For details see Theodore Kisiel, The Genesis of Heidegger's Being and Time (Berkeley and Los Angeles: University of California Press, 1993), 238ff. 7Heidegger does not define Dasein terminologically in the Sophist course. While it might be translated as "existence" (and on occasion will have to be thus translated), we have generally preferred to retain the German word, partly in order to preserve a certain continuity with Being and Time. It will become apparent in the course of our reading that Dasein is, already in 1924, also being understood from the perspective of the question of being as it will be developed in the later treatise.
HEIDEGGER'S READING OF ARISTOTLE (1924)
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as pure contemplation, or theorein. Given that philosophy is nothing other than a love (philein) of sophia, this implies that the "restricted orientation toward cognitive knowledge," once it is referred back to an underlying "desire to see," is the manifestation not merely of a particular tendency within philosophy, but of the philosophical desire itself in its entirety, from its arche to its telos. Nevertheless, the brief discussion of the first line of the Metaphysics provided in the Sophist course is not quite the same as the subsequent discussion in Being and Time. Not only is Heidegger's translation somewhat different, but more importantly, the immediate context of his interpretation is different: Because sophia is determined as pure theorein, Aristotle in the first line of the Metaphysics takes this way of existing [Dasein] as his point of departure: pantes anthropoi tou eidenai oregontai phusei. . .. "All human beings intrinsically strive to see." To existence [Dasein] there belongs "seeing," apprehending in the broadest sense; what is more: to existence there belongs orexis, a pursuit of seeing, of being familiar with .... (GA 19,69-70) Here, oregontai and orexis are not yet translated by "care," as they will be in Being and Time, but by "striving" and "pursuit." 8 A second difference of translation is that Heidegger here refers to "human beings" rather than to "man's being." Nonetheless, it is clear that for both Heidegger and Aristotle it is the phusis, that is, the intrinsic nature of human beings that is at issue, and Heidegger indeed goes on to refer to this as "the being of humans." Yet the horizon of Heidegger's interpretation, though certainly ontologically informed, is not yet that of an explicitly existential interpretation of Dasein, although Heidegger does note that the method of the interpretation is grounded in a "phenomenology of Dasein" that cannot be explicitly presented in the present context (GA 19, 62). Rather, the context of this part of the 1924/25 course is an attempt to trace the genesis of sophia as the ultimate possibility of pure contemplation, or theorein. Here, Heidegger will read the desire to see in terms of the ultimate possibility of contemplative knowledge. In the discussion of the first line of the Metaphysics in Being and Time, by contrast, we find no explicit mention of either theorein or sophia. At most, we find a reference to Wissenschaft and to the Greek interpretation of its "existential" genesis. AIl;d this may suggest that the desire to see 8The German for pursuit, Aussein auf ... , which suggests a being directed toward something, is used in the 1922 treatise "Phenomenological Interpretations with Respect to Aristotle" to convey the meaning of "care" (Sorgen, curare). Care, as the fundamental meaning of the facti cal movement of life, is directed toward its respective world in each case (PIA, 6). .
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is being submitted to a different horizon of interpretation in the existential analytic-a horizon that is neither simply that of theorein nor that of its corollary philosophia. For both these, as we have noted, would seem to fall within the logic of that "restricted orientation" toward cognitive knowledge from which Heidegger distances the existential analytic in Being and Time. In other words, perhaps the ultimate horizon of the "desire to see" will, in Being and Time, prove to be something other than pure theorein, the supreme fulfilment of sophia. Perhaps it will point accordingly to another horizon of knowledge, of Wissen, and to a different genesis of Wissenschaft·9 Perhaps it already points toward a horizon of seeing and knowing that is neither that of curiosity, nor that of the philosophical tradition described in the Sophist course. A third discussion of the first line of the Metaphysics appears in the course directly following the Sophist lectures: the Prolegomena to the History of the Concept of Time, delivered in the summer semester of 1925 and destined to be reworked into the first division of Being and Time. As in the magnum opus, the discussion again occurs in the context of an analysis of curiosity, but the analysis of curiosity is here embedded within an interpretation of "falling" as a way in whKh Dasein is "moved" in its being (GA 20, 378). Although a translation identical to that in Being and Time is offered, the interpretation displays significant deviations from the 1927 treatise. Most importantly, Heidegger in the 1925 course appears to criticize Aristotle for understanding metaphysical knowledge-still referred to as theorein-in terms of the desire to see. This desire is here explicitly identified with curiosity. But Aristotle's interpretation, Heidegger now objects, is one-sided, even "out of place" or "wrong": The treatise that stands first in the collection of Aristotle's writings on ontology begins with the sentence: pantes anthropoi tou eidenai oregontai phusei: the care for seeing is essential to man's being. Aristotle places this sentence at the beginning of his metaphysics, where this way of putting it is really out of place [verkehrt]; at any rate, this sentence begins his introductory remarks which have the task of clarifying theoretical comportment in respect of its origin as the Greeks then saw it. For him curiosity [Neugier] becomes an altogether originary comportment from which theoretical comportment, theorein-taken solely in the Greek sense-receives its motivation. That is an 9 A possibility that would also challenge the thesis of Jacques Tarniniaux, namely, that Heidegger leaves unquestioned. "the idea that perception ... is nascent science." See Lectures de I'ontologie fondamentale, 129. In chapter 3, we shall attempt to trace this other genesis of science in showing how Heidegger's conception of an existential genesis of science disrupts the very order of derivation that it attempts to thematize.
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altogether one-sided interpretation, yet one that is motivated by the Greek way of seeing things. What is important for us is simply that eidenai (which is not to be translated as knowing [Wissen)) is indeed constitutive for the phusis of human beings. (GA 20, 380-81) The term verkehrt seems in this context to mean simply "wrong" or "mistaken" in the sense of "out of place." However, it more literally implies something being upside down or the wrong way round (as in Hegel's "inverted world," die verkehrle Welt). The implication here seems to be that the desire to see-at least if we take it in the sense of curiosity-does not amount to an "originary" manner of comportment in terms of which the origin and genesis of theorein could be explained. It does not, perhaps, constitute the phusis of human beings. And if eidenai is not to be rendered as "knowing," then this is presumably in order to retain and emphasize the original visual connotation of the word. One reading of this passage would be to understand it as repeating a classical gesture often made whenever an order of founding is at stake: the "higher" may not be explained by the "lower." Eidenai would not yet be metaphysical knowledge or Wissen; the latter would be achieved only in a consummate theorein. Accordingly, the order of founding implied by Aristotle would have to be reversed. Curiosity, the desire to see, would have to be understood on the grounds of the apriori constitution of theorein as its intrinsic "condition of possibility," and not vice versa. Curiosity would be a lesser stage of a consummate theorein, it would not yet have attained the ultimate object of its desire, an object that would always already determine it from the beginning. The appearance of this sentence at the outset of Aristotle's Metaphysics-which presumably ought to identify the origin of metaphysical knowledge in the phusis of human beings-would therefore be out of place. 1o Such a reading, however, might have to be tempered by another. Especially if, already at this early stage of Heidegger's work, knowledge or genuine Wissen no more amounts to theoretical comportment than it does to curiosity. And especially if the "desire to see" should ultimately-that is, from the beginning, in its very origins-prove to be something other than curiosity. For could it not be that Heidegger is here pursuing the suspicion that to understand the origin of theorein in terms of curiosity-or indeed vice versa, in Hegelian fashion, where pure theorein or intellectual intuition finally sees itself as the historical, albeit retrospective completion of its lesser stages-is to misunderstand what is ultimately at stake in the desire to see, thus to misunderstand that desire itself? 10 Such a reading is suggested by Hans Blumenberg in Das Lachen der Thrakerin: Eine Urgeschichte der Theorie (Frankfurt: Suhrkamp, 1987), 152-53.
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The End of Desire Again, everything depends upon the horizon of interpretation. For already in Heidegger's Sophist lectures the interpretive horizon of this desire is in fact not reducible to that of theorein, as will become apparent. Yet since the horizon of the Metaphysics is indeed that of the orcin, let us first accompany Heidegger in surveying, within the perspective of that horizon, what is said at the beginning of Aristotle's treatise. Aristotle begins Book I of the Metaphysics by discussing five different levels or degrees of "seeing" or knowing: aisthesis, empeiria, techne, episteme, and sophia. The first of these, aisthesis or sensory apprehending, is said to belong by nature to living beings in general. A second level of knowledge is that of empeiria, "experience." Whereas sensory apprehending is dependent at each moment on the givenness of an immediate object presented to it, experience implies having assumed a certain stance-an orientation or Gestelltsein, as Heidegger puts it (GA 19, 73)-and a relative constancy amid the alternation of sense data; it implies having already gathered a given manifold of sensations with respect to an underlying unity, that is, being able to hold together in a certai~continuity what would otherwise be dispersed temporal moments of sensory apprehension. In short, it entails the ability to retain phenomena, to hold things present (Gegenwiirtighalten) over and across a span of time. Aristotle grants a measure of experience-which by implication arises from a combination of sense-impressions and memory (the latter entailing also phantasia, "imagination")-to other animals as well as to humans. Yet having assumed a stance and orientation in the midst of other beings does not yet entail being able to relate to that very stance as such, that is, to attain selfhood in the sense of having freed oneself for one's own being. Such is possible only through the distance granted by logos, only through a "seeing" that sees beyond what appears in the experiential unity of senseperception. Thus, Aristotle continues, "humankind lives also by art and reasoning." The terms "art" and "reasoning" (techne kai logismois) are used in a fairly broad sense here, which is difficult to render in English. Techne means knowledge; it is clearly different from both sensory apprehending and from experience, while not yet being defined in the narrow sense of productive (as opposed to practical) knowledge. Logismois for its part refers to the faculty of logos, and recalls the Greek definition of the human being as zoion logon echon. The two indeed go together: the implication is that the move to the level of techne entails having logos. Unlike human beings, animals and other living beings by implication have neither logos nor techne. At this point Aristotle mentions a fourth level of knowledge, though without indicating more precisely what it means. It is through experience,
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he says, that humans acquire both art (techne) and "science" (episteme). Techne, Aristotle explains, first comes about when, out of many impressions (ennoematon) arising from experience, "a single universal judgment is formed with regard to like objects." Both experience and techne are kinds of knowing (gnosis): experience is knowledge of particulars; techne of universals. And yet, Aristotle states, "we consider that knowledge [eidenai] and proficiency belong more to techne than to experience, and we assume that artisans are wiser than people of mere experience ... " (M, 981 a24). The specific knowing to be found in techne is an eidenai, the "seeing" that in the opening sentence is identified as the specific goal of human striving. Experience, as Aristotle notes, certainly belongs to techne in the sense that such knowledge arises through experience: without experience, there could be no techne. Nevertheless Aristotle indicates that there is a qualitative leap from the seeing of particulars to the seeing of universals. Although experience is also a having-seen (and indeed a kind of having-seen that is crucial for the development of phronesis),l1 namely, a having run through and assimilated a number of "perceptions," this having seen remains as such a knowledge of particulars (of particular events, "facts," perceptions), of sensory experience, and is not yet a seeing of universals. Such "seeing" of universals, of the "forms" or eide, is implicit within techne, and it is on the basis of such universals that scientific knowledge or episteme can first develop. In his analysis of Metaphysice Book I, Heidegger emphasizes that in empeiria the particular phenomenon that appears is indeed present in its eidos, but this eidos is embedded in a referential context of involvement. This implies that it is experienced from out of whatever is presenting itself in a particular context, but is not explicitly anticipated or foreseen as such. In the development of techne, by contrast, that which can present itself is precisely anticipated in its eidos as arche, as that which is already there, that starting from which something arises (aition) and comes to presence. "That which the making-present [Gegenwiirtigung ) of the context ultimately anticipates is: putting the being in its presence [Anwesenheit] (ousia) at our disposal in uncovering it by going back to what is already there, the arche" (GA 19, 77). In this process of seeing more (mal/on eidenai) by foreseeing, by anticipation, the eidos becomes increasingly separated out-increasingly set into relief over and against its particular instantiation and appearance, even though it has not yet become the object of an independent and thematic contemplating, which first occurs at the level of episteme as rigorously defined by Aristotle. The eidos in this proto-independence is initially 11 Thus, Aristotle indicates, even animals may be said to have a kind of phronesis (M, 980 b22).
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"simply there," implicit within techne itself. Its increasing separationprecisely via the Platonic-Aristotelian determination of being--is nevertheless indicative, as Heidegger points out, of an increasing independence of the Greek logos itself. Within the process of dealing with things, of doing and making, "legein becomes more and more independent" (GA 19, 91). The eidos is, as it were, "read off" (abgelesen) from-which also means it is read into-the things themselves in their contextual presence (GA 19, 77); it is selected and gathered (legein) as such: it is anticipated as logos. What is at stake in this process is thus nothing less than the advent of the GreekWestern logos of scientific-technical rationality that claims to be the logos of beings themselves. Yet-as we shall see much later in our study-one of the things that Heidegger's thinking of being (the logos of Sein) will try to show is that this specific anticipation (this specific foreseeing as a prediction, a fore-telling of something in "how it comes to its being": GA 19, 91) does a certain violence to things themselves, to beings in the uniqueness of their self-showing. The eidos, as being (Sein), is not originarily logos. The fifth and final stage of knowledge discussed by Aristotle in the first chapter of Book I is sophia, wisdom. The general assumption that the artisans are wiser than people of mere experieQ.ce further implies, says Aristotle, that sophia "in all cases depends rather upon knowledge [eidenaiJ" (M, 981 a26). Aristotle also gives his reason for ~ssuming that artisans are wiser: it is because they "know," that is, have seen (isasin, related to eidenai) the "cause" (aitia). Knowledge as eidenai is thus a particular tendency lying within techne, a tendency that points already in the direction of sophia. In techne, as Heidegger puts it, sophia is already prefigured (GA 19, 77). This brief and very schematic outline already indicates something essential with respect to the distinction between experience, in its directedness toward aisthesis, and techne, and in particular with respect to the different kinds of apprehending involved. It points to something that will be crucial for Aristotle's distinguishing between theoria and phronesis, between contemplation and practical wisdom. Whereas in techne that which has yet to come into presence (the ergon, the "work" to be produced) has already been seen in advance in its determinative eidos-whereas the seeing in techne, as an eidenai, is a seeing and having seen-the particular object of senseperception that contributes to experience has not been seen in advance; in its singularity and uniqueness, it has always yet to be seen. Whereas the antecedent sighting (theorein) of the eidos in techne in principle already has the being (ousia) of its object at its disposal (barring the inevitable contingencies to which the actual process of making is exposed), this is not at all the case at the level of the aisthesis of experience, where that which presents itself has precisely not been seen in advance. This "already having present at one's disposal" is elsewhere identified by Heidegger as
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the primary meaning of being that comes to the fore in Greek philosophy: ousia, parousia, presence. 12 It is a sense of being already inscribed within the Greek eidenai. The development of this sense of "seeing" as a freely disposing over is further illuminated by Aristotle when he contrasts the person of experience, the craftsman, and the master craftsman or architekton. The person of experience sees the "fact," the "that it is" (to hoti), but not the "wherefore" (dioti). He sees that this is the case here and now, as the situation presents itself in a particular context, but does not see or know whence it arises, how it has come to be. The craftsman or artisan, by contrast, sees the wherefore, the "cause" (aitia). The master craftsman, however, sees more and is wiser than the mere craftsman. And this superiority is associated with the fact that the master craftsman has developed the ability to teach. To this extent, his knowledge already foreshadows the possibility of episteme, for (unlike that of the artisan) it has been freed from direct involvement in the productive process. Like the epistemic knowledge foreshadowed by it, the ability to teach is a possibility already latent within techne, a possibility which the master craftsman explicitly develops. Yet the master craftsman is still to some extent a craftsman. The vision of the master craftsman remains oriented toward the end of making and of production. And if wisdom is to be associated with being free and independent (eleutheros )-with freedom from involvement, with freedom for theorein, for overseeing and surveying existence as a whole-then there may be a knowledge that is still wiser and more free. The hierarchy of knowledge outlined by Aristotle at the close of the first chapter of Book I is thus summarized as follows: "the person of experience is held to be wiser than the mere possessors of any power of sense-perception, the artisan than the person of experience, the master craftsman than the artisan, and speculative knowledge [de theoretikai] more learned than productive [poietikon]" (M, 981 b31). The reason for this discussion of knowledge, Aristotle reminds us, is that we are investigating what is meant by sophia. General opinion has it that the kinds of knowledge discussed represent ascending stages of wisdom, because it is generally assumed that sophia is concerned with "the primary causes and principles" (ta prota aitia kai tas archas: M, 981 b29). Sophia is implicitly understood to mean knowledge of the first causes and principles, and this is identified with the developed tendency toward pure theorein. What is the ultimate object or end of the desire to see? According to Aristotle's analysis of the natural tendency, it is to be found in sophia, in that kind of knowledge in which we find a distinctive theorein and which constitutes an end in itself. Aristotle considers this ultimate mutation of 12See SZ, 25-26; also KPM, 233; GA 24, 214-15; and GA 26, 182-84.
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eidenai in the second chapter of Book I of the Metaphysics, again by way of recollecting the various opinions and judgments as to what characterizes this supreme seeing and those who possess it. Sophia, Aristotle tells us, is an exceptional kind of episteme. For it entails knowing (epistasthai) all things, "so far as it is possible, without having knowledge of everyone of them individually" (M, 982 a8). Such knowledge is therefore not an "empirical" knowledge, not empeiria. It is not a matter of experiencing all things and thereby having knowledge of them, but rather of seeing the universal (katholou). This of course does not preclude its starting from experience in the sense of being acquired through (dia) experience, as are episieme and techne (M, 981 a3). However, wisdom is concerned with knowledge of "difficult things" (ta chalepa )-things that are difficult for most people to see, because they lie furthest removed from the senses (M, 982 a25). It is concerned with knowledge of the causes; indeed, as Aristotle has already indicated, with the primary causes and principles. And among the "sciences" or kinds of episteme, Aristotle states, that episteme which is desirable in itself, for the sake of itself (de ten autes heneken) and for the sake of eidenai (tou eidenai charin) is more nearly wisdom than that which is desirable for its results (M, 982 a15). Several points follow from this. First, as Aristotle has indicated, wisdom will belong to the theoretical or speculative sciences rather than to the productive sciences, for the latter aim at some result. Second, if we desire wisdom for the sake of eidenai, this is because such seeing is at root the very essence of sophia. Third, since we desire it for the sake of itself, sophia must be self-sufficient, self-grounding (although certain factical preconditions are of course required in order for it to emerge): it must be its own object or end. 13 And fourth, the same point is reflected again in the very structure of the hou heneka: the "for the sake of which," Aristotle will shortly indicate, is one of the causes (M, 983 a33). Sophia is to see the causes, and thereby also to see itself as self-caused, existing for the sake of itself and having no cause beyond itself. Sophia is thus the only free or independent science (M, 982 b27). For it is that seeing in which all "causality" begins and ends, in which the phusis of the human being first comes to itself and flourishes as such, in which it first attains its proper independence and freedom, its proper end. Such "seeing" first brings the human being explicitly into his own proper being, into his own proper end in relation to beings as a whole. Thus, wisdom as supreme knowing is said by Aristotle to know "the end of each action [prakteon], which is the good in each particular case," as well as "the highest good as a whole in all of nature" (M, 982 b5). The good 13 See NE, 1177 a27f., where Aristotle ascribes seif-,mfficiency (autarkeia) to the activity of theorein that belongs to sophia.
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means the end as that for the sake of which something exists; as such, notes Aristotle, it is one of the causes. What are the implications of all this for the knowledge under investigation? The inevitable conclusion has in fact already been drawn. It is already clear, Aristotle concludes in chapter one, that the knowledge of first principles and causes will be an episteme, and as such a specific form of theorein (M, 982 a3). It is clear (delon), because the knowledge at issue is something being investigated, that is, it is being explicitly sought after, pursued; and this seeking is itself nothing other than our pursuit of the "natural" human tendency and desire to see, the desire for eidenai. Given this "natural" desire, the question naturally follows: What is the highest or supreme seeing (ma/ista eidenai) attainable by human beings? Aristotle finds the answer in the supreme theorein of sophia, in a pure nous which, as he clarifies in Book XII, moves our being as the primary object of desire (hos eromenon) (M, 1072 b4). What is seen in this ultimate contemplation is nothing other than the permanent presence of the world as a whole, of the highest and divine good as it moves our being. Theorein, as a noein, an activity of nous, can see the being of particular beings (in the dianoein, the discursive noein found in episteme) only because it has always already somehow seen this whole. And this presence of world is simply the divine work of (an "active" or poietic) nous in us, to which our finite ("passive" or responsive) human nous can ascend in an ultimate activity of theorein. In one sense, then, the object of this sought-after knowledge is in fact already given and ultimately cannot be in question, insofar as Aristotle takes the "natural" attitude-ordinary understanding or opinion (doxa)as his starting point, as the arche of his own investigation. What is sought is already there, already given-but only as the c.oncealed end of natural desire. Yet paradoxically, therefore, it has not yet been given, precisely insofar as that desire has not yet reached its end, has not yet been fully unfolded and fulfilled. Aristotle's investigation into sophia merely makes explicit what is already presupposed in this natural desire, inscribing itself within that arche and telos, his logos thereby itself fulfilling and accomplishing that very desire. As Heidegger notes in his commentary, "this idea of sophia, which proceeds toward the aitia as such, and indeed in the direction of ta ex arches, that is, of the archai, makes explicit what Dasein implicitly strives for in a manner as yet unclear to itself" (GA 19, 96).
The Complication of Praxis Book I of the Metaphysics thus narrates the story of an uninterrupted unfolding of vision from its most primitive and basic stages of sense-perception
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into its supreme and highest form found in the theoT'ein belonging to sophia. It tells the story of what we may call the natural genesis of theoretical comportment, a genesis that unfolds by way of a seemingly unproblematic teleology of desire, of a desire that supposedly belongs to the "nature" of human beings. The philosophical desire itself, as the striving for sophia, would do nothing other than explicitly enact the stages prescribed by this natural genesis. Yet this genesis is itself threatened in its very principle when we consider that human comportment does not unfold merely in accordance with the necessity of innate or natural desire, but in accordance with desire that can be modified through logos, in other words, in accordance with human praxis. Theoretical contemplation, after all, is itself a praxis, a comportment freely chosen by human beings who are not simply subject to laws of natural necessity. The complication of praxis thus threatens to interrupt the story of a purely natural genesis of theoretical life. If there is a natural hierarchy of human vision and knowing, then such a hierarchy must first be grounded with respect to the logos itself. More precisely, it must demonstrate its legitimacy with respect to the relation between logos and desire, that is, with respect to the nature of the intrinsic. possibilities and limits of human praxis. In the 1924/25 Sophist course, Heidegger investigates precisely this complication via a reading of Aristotle's Nicomachean Ethics that focuses on Books VI and X. The entire interpretation hinges on the question of the relative priority of practical or theoretical wisdom, of phronesis or sophia as discussed by Aristotle at the end of Book VI. Indeed, Heidegger's reading of Metaphysics Book I occurs within an interpretation of the Nicomachean Ethics oriented to'..,ard understanding the respective claims of phronesis and sophia to be the highest mode of ontological disclosure. In the current section, we shall follow Heidegger's initial analysis that seeks to locate phronesis in a preliminary manner with respect to the other forms of knowledge examined in Book VI of the Ethics. We shall then be in a position to examine Heidegger's interpretation of the relation between theoretical and practical knowledge with regard to their modes of "seeing," considered as modes of disclosure. Book I of the Metaphysics indeed appears to allude to the Nicomachean Ethics as explicating the distinction between techne, episteme, and other forms of knowledge (M, 981 b26). Practical knowledge and its most excellent form, phronesis or practical wisdom, seems to differ in principle from theoretical or speculative knowledge, simply because practical knowledge is always already involved in a particular praxis. It does not have time to turn away or take a contemplative distance from the concrete situation of its immediate involvement. The horizon of praxis thus seems to lie outside that of theorein. And we might therefore expect practical knowledge to be
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different in principle from that "desire to see" which marks the starting point or arche of Aristotle's investigation into speculative knowledge. But is this in fact the case? For Aristotle, praxis is the highest and most distinctive possibility of human existence. 14 Unfolding in the midst of the temporal and the contingent, such existence can in no sense transcend the intrinsic finitude of its situation so as to attain directly an outside perspective on itself. Such a perspective would be possible only if one were to commit the hubris of identifying the human condition with that of the divine. Aristotle's account of the praxis of human life emphasizes the worldly character of human involvements and the inevitable unpredictabilities to which such an existence is exposed. Nevertheless, it remains striking that Aristotle will ascribe the fullest disclosure of human existence as such not to the kind of vision that remains attentive to and most fully apprehends such contingencies-the vision of phronesis or practical wisdom-but to the "theoretical" vision belonging to the sophia of the philosopher. The philosophical vision sees most transparently what human existence is as such. And yet, the relation between theoretical knowledge and praxis is not a simple opposition for Aristotle. As a kind of knowing, theoria may indeed be contrasted with phronesis, but, as we shall appreciate more fully later, this contrast is not an opposition. Aristotle not only identifies the activity of theorein as itself a praxis; he regards it as the highest praxis. Yet it is not as though theoria were merely one possibility or form of human praxis among others; rather, as we shall try to show, theoria is that kind of vision which first sees and thereby knows what praxis itself most truly is. Theoria as a praxis is so far from being severed from praxis and phronesis that it proves, on Aristotle's account, to be the most originary self-disclosure of praxis as such. 14 There are of course a number of different usages of the term praxis in Aristotle. At least three can be initially discerned: (1) Pra.xis is sometimes used to characterize the nature of "biological" life and its associated activities, as found in both humans and animals. (See, for example, De pa.rtihus animalium, 645 b15ff.; also Historia animalium, 589 a3.) Here, the praxis of life has the sense of an activity that maintains itself as such despite its dependence on environment and on other beings generally. Life in this organic sense is an end in itself. Thus, Aristotle also extends the term praxis to cover those subordinate activities which serve the overall activity of life, including generation, feeding, growth, copulation, waking, sleep, and locomotion. (2) Praxis is also used to refer to specifically human actions or activities, although still in a quite broad sense that includes making (poiesis) and contemplating (theiiria) as well as ethical and political activity. (3) Praz-is is used in a more restricted meaning to refer primarily to ethical and political life, to "deeds and words" as the truly human activities. Factual freedom from the necessities of life, including freedom from enslavement, is a precondition of human praxis in this sense. Of these three different registers, we shall be concerned only with the second and third in the present chapter. As will become clear, these two senses cannot always he clearly distinguished from one another, and this for fundamental reasons.
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We shall follow some of the details of this argument in the remainder of this chapter. But let us begin by situating, in a preliminary way, Aristotle's understanding of praxis and of practical wisdom in relation to theoretical or speculative knowledge. We shall do so within the context of Heidegger's reading. Heidegger's discussion of phronesis concentrates initially on Book VI of the Nicomachean Ethics, where Aristotle describes five ways in which the soul attains truth (aletheia) in affirmation or denial, that is, by way ofthe logos. These are identified as techne, episteme, phronesis, sophia, and nous. Judgment (hupolepsis) and opinion (doxa) are said to be capable of error or falsity. All these belong to the virtues of the "intellectual" or "noetic" part of the soul (noetikon) (NE, 1139 b12). Truth is here considered insofar as it can be apprehended by the soul itself. The soul, according to Aristotle, has two parts, one having logos, the other without it (NE, 1139 a5). Furthermore, there are two ways of having logos: a) epistemonikon, the epistemic or "scientific" faculty, and b) logistikon, the deliberative faculty. The first is concerned with episteme; the second with deliberation (bouleuesthai). The distinction is made on the basis of the kind of knowledge that each provides. The epistemic faculty is concerned with the contemplation (theorein) of those things whose archai are invariable, the deliberative faculty with things that are variable: not simply things that can "change" or move, as Heidegger explains, but things that in their very being can be otherwise than they are. Heidegger frames his reading of Book VI in the following manner. With respect to these two faculties, the task is to ascertain which disposition (hexis) of each faculty is best. The criterion for this will be the question of which disposition best discloses the ultimate arche or being of things. In the case of the epistemic faculty it will be shown to be sophia; in the case of the deliberative faculty, phronesis. The question will then arise of which of these two dispositions has priority. A comparative examination of the different kinds of knowing as dispositions of having logos is thus entailed. Aristotle begins his comparative investigation by considering episteme. Epistemic knowledge has as its object something that exists of necessity and is eternal (aidion). Its object cannot be subject to growth or decay (it is ageneta) (NE, 1139 b24). And this means that its being must remain constant even when the object is not being observed or contemplated: epistemic knowing must dispose over its object even exo tou theorein, "outside of an actual beholding at any given moment," as I1eidegger puts it. The knowing characteristic of episteme, as a manner of disclosure, can thus be seen as the preservation of the discoveredness of its object. It uncovers and preserves in such disclosedness the being of its object, yet in a very specific way. Heidegger states:
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It is a being disposed [Gestelltsein] toward the beings of the world that disposes over the look [Aussehen] of those beings. Episteme is a hexis of aletheuein (b3l). In this hexis the look of beings is preserved. (GA 19, 32)
This mode of preservation, however, by its very nature entails that the beings accessible to it and known in this way "can never be concealed." They cannot become other in their essential being, even when they are not purely present to our contemplation. "Scientific" knowing thus fundamentally denies the possible self-concealment of beings in its claim to knowledge, even though it must presuppose that very concealment as its own raison d'etre. The broader implications of this will become apparent as our study progresses. In addition to being a hexis of disclosure or discovery, episteme is a hexis of demonstration. It proceeds by deduction or "syllogism" rather than by induction (epagoge), since the knowledge pertaining to episteme can be taught, and "all teaching proceeds from that which is already known." In other words, episteme presupposes our already being in explicit possession of certain archai (NE, 1139 b18).15 As learnable and teachable, episteme constitutes an independent kind of knowledge-its logos remains true whether or not its objects are present for it, and yet precisely because of this it does not in itself provide access to the ultimate disclosed ness or true being of its objects (GA 19, 31f.). Such truth can be apprehended only by nous, for it concerns a truth of being and not merely a "logical" or apophantic truth. The second form of knowledge Aristotle considers is techne, here understood in the restricted sense of know-how that pertains to making or producing. Techne has as its object something that undergoes change. Its object (the product) undergoes change in the specific sense that prior to the productive process it does not yet exist in its eventual form. In this sense, the object of techne is something that can be other than it is. Techne, like episteme, entails a kind of theorein, but one specifically concerned with how to bring a thing into existence (NE, 1140 a13). Yet unlike episteme, this kind of seeing apparently contains the ultimate arche of its object within itself. Heidegger here refers to Aristotle's account from Book VII of the Metaphysics. Before producing something, a kind of deliberation is required which entails that the artisan must first contemplate how the product will look in its eidos. In the Metaphysics, Aristotle states that "that which properly produces [to poiou~], that from which movement [kinesis] begins, is the eidos in the soul" (M, 1032 b22). More precisely, it is the "seeing" of this eidos, its presence in the soul, which is there referred to I 5 Cf.
NE, 1140 b3lf. For a more detailed account, see Posterior Anaiytics, 99 bI5ff.
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as noesis (M, 1032 b15f.). This means, however, that the arche does not lie in the work or artifact itself, as does the arche of those things which exist "by nature" (kata phusin) (NE, 1140 a16). Furthermore, the end of the activity of making is other than the activity itself (NE, 1140 b4); the finished work lies outside (para) the productive process (NE, 1094 a6). As finished and completed, the artifact thus no longer falls within the purview of techne, but has been set forth and freed for other ends. In other words, the knowledge or theorein specific to techne, as concerned with poiesis, with the process of making, cannot wholly preserve within it the full arche of its object. The object of techne, as something made, is other than techne and as such already falls prey to contingency and chance (tuche) in the very process of making. The product may turn out to be a failure, even though the artisan had a clear vision of what he or she wanted to make (cf. NE, 1140 a19). The disclosure in techne of the being of its object is intrinsically deficient. Both the theorein found in episteme and that found in techne thus fall short in their ability to disclose the being of their respective objects. In the case of episteme, the deficiency is due to the fact that it necessarily refers to objects that lie beyond immediate observation (exo tou theorein) , proceeding via deduction on the basis of universal principles (logoi) already appropriated. The truths it discloses are thus in principle open to being regarded as merely "logical" truths, without any immediate or direct sighting (epagoge) of their object being required. A prime example, as Aristotle notes, is the ability of the young to learn mathematics, for the purely formal, deductive truths of mathematics do not require any direct experience on the part of the individual (NE, 1142 a15f.). And this amounts to saying that the theorein of episteme is distanced from an immediate access to and presence of the things themselves. "The first principles from which scientific truths are derived," as Aristotle concludes, "cannot themselves be reached by science" (NE, 1140 b32). In the case of techne, the deficiency is due to the contingency that attends the translation of the eidos into material existence. As a result, the end product may not accord in its being (eidos) with the cidos seen in advance. In each case, therefore, there is a spatiotemporal removal from immediate presence that limits (but also enables) the disclosive ability of the theorein involved. Precisely such removal seems not to obtain, however, in the case of the third kind of knowledge considered by Aristotle. Phronesis refers to knowledge belonging to human praxis insofar as such activity constitutes an end in itself. It is described as "a disclosive disposition that occurs by way of logos rhexis alethe meta logou], concerned with action in relation to what is good and bad for human beings" (NE, 1140 b7). Like techne, phronesis belongs to the deliberative faculty of the soul, since the latter
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apprehends objects whose archai are variable. However phronesis is not the same as techne, because "poiesis aims at an end that is other than itself, whereas in doing [praxis] the end is not other; doing well [eupraxia] is in itself the end" (NE, 1140 b4). In techne, knowledge is directed toward the finished product as the end or telos of that knowledge. In phronesis, on the other hand, knowledge is directed toward action itself as constitutive of the being of the phronimos, the person of practical wisdom. Phronesis is a knowledge attuned to human beings in their singularity and communal being with one another, concerned with the human being as "an origin of actions [arche ton praxeon]" {NE, 1112 b32).16 Accordingly, the ontological disclosure of the object of phronesis, the disclosure of the being of the self as an acting, is preserved in this direct and immediate relatedness. Phronesis discloses the being of the phronimos in its ontological "truth"; it discloses the truth of my own being as acting here and now. Unlike the ontological disclosure of true being in episteme, this disclosure is bound to the finite temporality of the moment; it is not a general truth already accessible in principle to an independent or supposedly neutral observer. Aristotle notes that phronesis too is commonly associated with a kind of theorein concerned with what is good for oneself and for human beings in general (NE, 1140 hID). Yet since the object of phronesis is none other than oneself, Aristotle points out that this kind of knowing does not constitute an independent body of knowledge in which we might come to excel. Phronesis is not like techne in this regard; it. is not an independent knowledge that could be applied to different cases. We cannot therefore speak of excellence in phronesis, as we can in the case of techne; rather, phr-onesis itself is an excellence or virtue (arete) (NE, 1140 b22f.). One cannot be in error in the sense that one's "seeing" would not in some way disclose one's ownmost being-even if only in an implicit manner not transparent to oneself. This also implies that phronesis, unlike techne, cannot simply be learned from others; it requires experience of oneself.17 Furthermore, whereas techne is learned and perfected by a process of trial and error, this is not the case in phronesis: In ethical action, one cannot, fundamentally, experiment with oneself in the manner in which a techne experiments with its object, namely, in such a way as to be capable of an indifference toward that object (cf. GA 19, 54). For phronesis is a seeing ("knowing") of oneself as an acting self, as the self that is acting in any particular situation, and not a seeing 16 Cf. NE, 1139 bS. That the actions and, accordingly, the kind of knowing in question are not those of an isolat~d "subject," but already embedded in a communal being with others, is indicated by Aristotle when he notes that actions done through our agency, or by us as individuals, may also include those done by our friends, "since the origin of their action is in us" (NE, 1112 b27). HO n this point, see Hans-Georg Gadarner, GW 1, 322ff.
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of oneself as an object whose very being is other than that of oneself. Nevertheless, the acting self in question is not at all a "subject" in any modern sense-not least because it cannot be represented. 18 Phronesis is an intrinsic relation to one's own being. To formulate it in terms that parallel Heidegger's characterization of Dasein in Being and Time-a parallel we shall investigate further in chapter 4-phronesis entails a seeing in which the being of the human being that I myself am is in question (and thus in some sense open, at stake, yet to be decided). It entails a kind of seeing whose own mode of being is not indifferent to it; its activity is structured as an ontico-ontological care for self.19 Insofar as the arche and te/os of phronesis coincide, phronesis thus seems to be a complete and self-contained form of knowing, which Aristotle will thus describe as a "seeing of oneself [to hautou eidenai]" (NE, 1141 b35). In our doing and acting, we "see" ourselves and are thus in a sense present to ourselves immediately, without any contemplative distance or objectification. Nevertheless, our originary, worldly relation to ourselves as acting beings not only presupposes concealment; this relation and its attendant concealment can themselves become concealed and covered over in and through our guiding interpretations of ourselves" and of the world. Phronesis is disclosive-it is an a/etheuein-precisely because concealment is intrinsic to the being of the self as acting. As ,Heidegger puts it, "Insofar as the human being himself is the object of the aletheuein of phronesis, the human being must be in a situation of being covered over from himself, of not seeing himself, so that an explicit a-letheuein is required in order to become transparent [durchsichtigJ to oneself" (GA 19,51). Self-disclosure, attaining transparency, is relative to the practical situation; it is radically finite and, as such, an infinite task, one that must be accomplished ever anew. 20 Furthermore, concealment of oneself is not only a possible result of a particular self-interpretation. As Aristotle indicates by reference to pleasure and pain, a mood or attunement can conceal the human being from himself, so that the arche "does not show itself" (ou phainetai) as SUCh. 21 And for this reason, phronesis must repeatedly be retrieved (soizei) by a certain composure (sophrosune) (NE, 1140 b10f.). Heidegger thus initially sums up phronesis as follows: Phronesis is thus nothing self-evident, but is a task that must be seized in a prohairesis . ... Phronesis is a hexis of aletheuein, 18See part 3 of the present study, "The Threshold of Representation." 19 Cf. our remarks in "Care for the Self: Originary Ethics in Heidegger and Foucault," Philosophy Today 42, no. 1/4 (Spring 1998): 53-64. 20GA 19, 56; see also chapter 4 below. 21 GA 19, 51-52; NE, 1140 b17.
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"a kind of disposition of human Dasein in which I dispose over the transparency of myself."22 (GA 19,52) But the fact that phronesis remains a task, and not a perfected accomplishment, points to something else that is important, namely, the fact that this kind of knowing is not an independent hexis or mode of disclosure: Phronesis is thus itself indeed an aletheuein, but not an independent one, rather it is an aletheuein in the service of praxis; it is an aletheuein that makes an action transparent in itself. Insofar as the transparency of a praxis is constitutive thereof, phronesis is co-constitutive of the proper accomplishment of action itself. Phronesis is an aletheuein, but, as noted, not in-
dependent; rather it guides an action. (GA 19, 53) In other words, the disclosure that occurs deliberatively in phronesis, by way of logos, is itself dependent upon and directed toward, that is, subservient to, a more originary disclosure. Phronesis, as we shall see, indeed guides an action, but in its deliberative capacity neither first discloses the practical situation of action, nor indeed does it disclose the primary end toward which an action is directed in advance. This is merely a preliminary situating of phronesis with respect to the other intellectual virtues, and a more careful analysis of praxis, and in particular of its specific seeing, will be required. Before proceeding to analyse phronesis in greater detail, Aristotle briefly considers the two remaining ways in which the soul attains truth by way of the logos, namely, sophia and nous. Sophia belongs to the epistemic faculty. In Book VI of the Nicomachean Ethics, Aristotle begins his consideration of sophia by reminding us that its counterpart, episieme, is itself unable to apprehend the first principles from which it demonstrates scientific truths. Nor do techne or phronesis enable us to apprehend these archai, for they deal with variable objects, whereas the epistemic faculty is concerned with objects that are invariable and exist of necessity. Yet somewhat surprisingly Aristotle then adds: "Nor is sophia the knowledge of first principles either, for whoever has wisdom has to arrive at some things by demonstration" (NE, 1141 a1). Recalling the dispositions whereby we attain truth and are never led into falsehood (iechne is now omitted, and this, Heidegger suggests, is because it now appears that techne may indeed lead us into falsehood),' Aristotle insists that the first principles or archai must be apprehended by nous. The implication is that sophia 22The citation is Heidegger's paraphrase of NE, 1140 b20f., where Aristotle describes phronesis as a hexis meta logo1/. alethe.
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is not merely a direct apprehending of first principles, for it also entails demonstration (apodeixis). And this because human apprehending is not a pure nous, but a nous that, in order to disclose itself (whether to itself or to others), must pass through the logos, that is, a nous that is a dianoein. It is an apprehending that apprehends things in their unity (in the arche of their respective being) only by way of separating out their being in relation to one another, by seeing things as being this or that and not something else. "On the basis of logos, of addressing something as something, noein becomes a dianoein" (GA 19, 59). Human nous is in need of logos: only by becoming dianoetic can it "demonstrate," that is, let things be seen in their being, as being this or that. Demonstration, we noted, is the method of episteme, which proceeds by deduction on the basis of certain archai already given. The principles themselves, howevt