Structure of Arbitrary Purely Inseparable Extensions (Lecture Notes in Mathematics, 173) 354005295X, 9783540052951


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Lecture Notes in Mathematics A collection of informal reports and seminars Edited by A. Dold, Heidelberg and B. Eckmann, ZUrich

173 John N. Mordeson Creighton University, Omaha, NB/USA

Bernard Vinograde Iowa State University, Ames, lA/USA

Structure of Arbitrary Purely Inseparable Extension Fields

Springer-Verlag Berlin· Heidelberg· NewYork 1970

Lecture Notes in Mathematics A collection of informal reports and seminars Edited by A. Dold, Heidelberg and B. Eckmann, ZUrich

173 John N. Mordeson Creighton University, Omaha, NB/USA

Bernard Vinograde Iowa State University, Ames, lA/USA

Structure of Arbitrary Purely Inseparable Extension Fields

Springer-Verlag Berlin· Heidelberg· NewYork 1970

3-540-05295-X Springer-Verlag Berlin' Heidelberg' New York ISBN 0-387-05295-X Springer-Verlag New York· Heidelberg· Berlin This work is subject to copyright. All rights are reserved, whether the whole or part of the material is concerned, specifically those of translation, reprinting, re-use of illustrations, broadcasting, reproduction by photocopying machine or similar means, and storage in data banks. Under § 54 of the German Copyright Law where copies are made for other than private use, a fee is payable to the publisher, the amount of the fee to be determined by agreement with the publisher. © by Springer-Verlag Berlin' Heidelberg 1970. Library of Congress Catalog Card Number 70-142789 Printed in Germany. Offsetdruck: Julius Beltz, Weinheim/Bergstr.

Preface Starting with O. Teichmuller's basic concepts [56J, G. Pickert developed an extensive theory of purely inseparable extensions, especially the finite degree case

[43J.

In these

Notes we present an infinite degree theory, especially for the case without exponent.

In addition to our own research, we

include many relevant results from other sources which are acknowledged in the Reference Notes following each chapter. We stop short of the emerging Galois theory but have listed a number of references that may be consulted.

It is assumed

that the reader is acquainted with the elements of purely inseparable extensions such as appear

in Jacobson

[24J.

Throughout these Notes L/K always denotes a field extension of a field K of characteristic p f O.

1sl means the cardinality

of a set S and C means proper containment.

Contents I.

II.

III.

Generators .

1

A.

Relative p-bases

B.

Extensions of type

C.

Special generating systems •.•.••..•.•••••••••••••

24

D.

Modular extensions

50

E.

Extens ion exponents ...••.•••••••••.•••••••••••••••

62

9

R

Intermediate fields A.

Lattice invariants

B.

More on type

.

.

R •••••••••••••••••••••••••••••••••••

74 86

Some applications

A.

Extension coefficient fields

B.

Fie Ld compos i tes

93 .

...................................... 73, 92, ....................................................

113

Reference Notes

134

References

135

I. A. Relative p-bases.

Generators

We collect here some old and some new

facts about p-bases that will be used frequently in our work. 1.1. of

L/K

sets B

Definition. is a subset

B'

of

B

of

K(LP,B ')

L

K(LP,B).

C

subset

Definition.

M of

L/K

and

L

When

K

is perfect,

M of

L.

L/K

is a

is relatively p-independent

When

K

is perfect,

M is the

L.

Definition.

is a subset

M of

subsets

of

M'

M

L = K(LP,M).

usual p-base of

1.3.

A relative p-base

such that

B

such that for all proper sub-

is the usual (absolutely) p-independent subset of 1.2.

in

B,

A relatively p-independent subset

M,

a minimal set over

L

A minimal generating set such that

K(M') K

L.

C

if

L

=

K(M)

A subset

M of

L/K

and for all proper M of

L

is called

M is a minimal generating set of

K(M)/K.

1.4. let

Proposition.

M be a subset of

set of

L/K

p-base of

L.

Then L

=

be purely inseparable and M

is a minimal generating

K(M)

and

M

is a relative

L/K. If

M

L = K(M)

is a minimal generating set of and thus

relatively p-independent in such that

L/K

if and only if

Proof. obviously

Let

m

L = K(LP,M) . L/K,

If

L/K,

M

then there exists

K(LP,M-m) = K(mP,M- m).

Thus

m

then

is not m c M

is both

2 purely inseparable and separable algebraic over whence

m

K(M-m).

However this contradicts the fact that

M is a minimal set over

K.

is a relative p-base of

L/K,

K(L P)

Conversely if then

whence a minimal set over 1.5.

K(M-m),

Definition.

L/K

M

L

and

K(M)

M

is a minimal set over q.e.d.

K.

is said to have an exponent (or,

to be of bounded exponent) if and only if there exists a nonnegative integer LP

e

=

raP

e

Ia

exponent of

e L}.

L/K.

LP

such that

e

K,

where

The smallest such integer is called the A purely inseparable extension without

exponent is also said to be of unbounded exponent.

(Note that

an extension with exponent must be purely inseparable.)

1.6.

Corollary.

be a subset of L/K

if and only if Proof.

L

L.

If

= K(LP,M)

M

whence

Let

Then

L/K

M

have exponent

e

is a relative p-base of

=

e

K(L P ,M)

= K(M).

L/K.

L/K,

then

Hence the conclusion

follows from Proposition 1.4. 1.7. and let

Proposition. e

(a)

Let

B UC

Band

C

be subsets of

L/K

Then

is relatively p-independent in

a minimal generating set of if

q.e.d.

be a positive integer. B

M

is a minimal generating set of

M is a relative p-base of

L

and let

L/K

K(L P) (B,C)/K(LP) (B)

is relatively p-independent in

L/K

and

C

is

if and and

B n C

=

¢.

3 If

(b) B n C == ¢, -e L(C P )/K.

B U cP

then

L/K

then

If

(c)

is relatively p-independent in L/K and -e B n cP is relatively p-independent in

B U C

B U C -e

is a relative p-base of

L/K and -e L(C P )/K.

is a relative p-base of

Proof.

(a)

and

is a minimal generating set of

C

Suppose

B

b e B

If there exists exists

c

C

E:

property,

c

such that

C

K(LP)(B,C)/K(LP)(B).

c e K(L P) (B,C - c).

such that

b e K(LP)(B-b,C),

such that b

t K(LP)(B-b,C-c).

K(L P) (B, C - c),

then there

By the exchange

which is impossible.

The converse

is immediate. (b) e == 1. b

E:

q.e.d.

By induction, it suffices to prove the theorem for If there exists

K«L(C P

-1

b e B

such that

))P)(B-b,C) == K(LP)(C,B-b),

the relative p-independence of relatively p-independent in

B U C

L(C P

-1

in

)/K.

then we contradict L/K.

Hence

B

is

We now apply part (a)

-1

by showing c P is a minimal generating set of -1 -1 -1 K«L(C P ))P)(B,CP )/K«L(CP ))P(B). Suppose there exists such that

cP

-1

c

C

c

KP ( LP (cP ) )( BP , C - c)

2

¢,

is relatively p-independent in

c e C

Then there does not exist

B n C ==

K(LP(C))(B,CP K( LP) ( C - c)

the relative p-independence of

B UC

-1

- cP

-1

).

Then

which again contradicts in

L/K.

4 (c) B U cP (b).

Suppose

-e

B U C

is a relative p-base of L(C P

is relatively p-independent in K((L(C P

Now

-e

))P)(B,C P

-e

-e

)/K -e

K(LP(C,B))(C P

)

L/K.

Then

by part -e

L(C P

)

).

q.e.d.

1.8.

Proposition.

Let

L'

a purely inseparable extension (L: L'l


L/K.

b

then since

exchange property that b

is relatively p-independent in

If there exists

K(L P) (M- m, b),

E:

M U (b}

is distinguished in

L/K,

L/K.

When

we say that

L/L'

if and is also

is perfect

L/L'

preserves

p-independence. Proposition.

1.10.

L/K.

L'

Let

is distinguished in

a relative p-base of

L'/K

L'

be an intermediate field of

L/K

if and only if there exists

which is relatively p-independent in

L/K. Proof.

Suppose there exists a relative p-base

which is relatively·p-independent in X

in

L'

finite subset E:

K(LP)(X').

X' U [x} Let

of

M' eM

X

L/K,

L'/K,

but is

then there exists a

such that

L'/K

If there exists a set

which is relatively p-independent in

not relatively p-independent' in

x

L/K.

M of

x t X'

and

be a finite set such that

6 X' U [x ] EK(L'P)(M'). such that

Then there exists a subset

K(L,P)(M') = K(L,P)(X',x,M")

relatively p-independent in

L'/K

and

M'

have the same number of elements, say K(LP) (M') = K(L P) (X' , x, Mil). [K(LP) (M') : K(LP)

J

= p

is impossible since

n

and

of

Thus

Hence

> p n- l > [K(LP) (X' , x , Mil)

K(LP)]

K(L P) (X', x,M").

K(LP) (M')

which

The converse q.e.d.

1.11.

Proposition.

mediate field of M

is

X' U [x} U Mil

is trivial.

that

M'

X' U [x ] U Mil and

n.

Mil

n M'

=

¢

L/K. and

Let Let

L' ,be a distinguished interM

and

M' C L'.

M'

be subsets of

L

such

Then any pair of the following

conditions implies the third condition. is a relative p-base of

(a)

M

(b)

M'

(c)

M U M'

Proof. such that

is a relative p-base of

such that exists

m e: M

a contradiction. e K(LP)(M'-m',M),

such that

is distinguished in L (LP) (M - m) I

L/K.

then

L/K.

If there exists m

Hence

If there exists

m'

M ee

M'

then by condition (a) there since

m c K(LP) (M I, M- m)

which contradicts condition (a).

K(LP)(M,M ') = L.

m

K(LP) (L') (M - m)

m't K(LP) (M' - m',M - m)

is relatively p-independent in whence

(c):

m e K(LP) (M',M - m),

m'

L'/K.

is a relative p-base of

(a) and (b) imply

L' (LP) (M - m},

L/L' .

L/K.

Finally

Thus

L

I

C

MUM'

K(LP)(M,M ')

L'

7 (b) and (c) imply (a): m s L'(LP)(M-m),

then

If there exists

m

M such that

=

K(L,P)(W)(LP)(M-m)

m

which contradicts condition (c).

Also

L

K(LP)(M',M-m)

K(LP)(M',M)

= L' (LP) (M) . (a) and (c) imply (b): p-independent in

L'/K.

exists an element p-independent in a

t

K(LP)(M'),

such that

a

but

Suppose

in

L'/K a

By condition (c),

L'

L'

L/K

K(LP)(M',M).

rn e K(LP)(M',a ,M-m)

is relatively

K(L,P)(M'). M' U fa}

such that

whence in

M'

Then there is relatively

by hypothesis.

Thus

Hence there exists

L'(LP)(M-m)

q.e.d.

Proposition.

Let

a purely inseparable extension minimal generating set. L'/K

L'

be an intermediate field of

L/K

such that

L'/K

L'

has a

Then every minimal generating set of

can be extended to a minimal generating set of

and only if

M

which contradicts

condi tion (a). 1.12.

m

is distinguished in

L/K

and

L/L'

L/K

if

has a

minimal generating set. Proof.

Suppose every minimal generating set

can be extended to a minimal generating set of M' U M. and

L/K,

Then

M'

and

p-base of

L/L'.

L/K,

of

Hence

L'

is distinguished in

By Proposition 1.11,

Since

L

= K(M',M),

L

M

L'/K

say

M' U M are relative p-bases of

respectively.

by Proposition 1.10.

M'

L'/K L/K

is a relative

= L'(M).

Thus

M

is

8 a minimal generating set of distinguished in M.

Then

M

L/K

L/L '.

and

L/L'

Conversely, suppose

L/L'.

Let

M'

minimal generating set whence a relative p-base of

Thus

MUM'

MUM'

L'/K.

Then

L/K.

L/K

since

L/K.

Proposition.

1.13.

be a

is a relative p-base of

must be a minimal generating set of

it's a generating set of

is

has a minimal generating set

is a relative p-base of

by Proposition 1.11,

L'

q.e.d.

Let

L'

be an intermediate field of

L/K. (a)

If

(b)

Let

L'

is separable, then

L/L'

is distinguished in

L/K.

L'

is distinguished in Proof.

LP

be algebraic and let

L/L'

(a)

Suppose

and let GUM m

L/L'

are linearly disjoint over

is p-independent in G

L.

K(LP)(M-m),

L'.

then

m

be perfect.

is separable algebraic.

L/L'

is separable. L'P.

L'

Then

(b)

K

Suppose

S.

L'/K

L,P(G) = K(L'P)

such that

If there exists

m

and

M such that

K(L,P)(LP,M-m) ELP(G,M-m).

L'

is distinguished in L/L'

L/K.

L'

Since

preserves p-independence.

denote the maximal separable intermediate field of L

L'

is

L.

perfect, this means

Suppose

and

Thus every p-base of

However this contradicts the fact that every p-base of p-independent in

If

M be a relative p-base of

Let

be a subset of

is a p-base of

then

L/K,

K

Then there exists

c

L,

c t S

Let

K

is S

L/L'. such that

9 cP

S.

(a).

Any p-base

Now

SP(B)

B

of

L,P(B)

L'

is p-independent in

L'

whence

and purely inseparable over cP

SP(B).

such that

SP(B).

S

S

is both separable

Thus

S

=

SP(B).

By the exchange property, there exists SP(B - b,cP)

b

independent in

L

LP(B - b).

by part

Hence

B

Hence b

B

is not p-

which contradicts the hypothesis that

L/L'

preserves p-independence.

Therefore

B. Extensions of type

A relative p-base is not necessarily

R.

a minimal generating set. when

L/K

1.14.

This difference can occur only

L/K

is said to be of type

only if every relative p-base of a minimal generating set) of

if

L

f L'

that

proposition.

(b)

L' (L P)

f

if and

is a generating set (hence

is of type

L/K

(a)

for every intermediate field

R

L'

if and only of

L/K

such

L. If

Proof.

p-base

L/K

R

L/K.

L/K

is of type

R,

for every intermediate field

field of

q.e.d.

has no exponent.

Definition.

1.15.

L = S.

L/K M of

(a)

If

L

=

such that L/K.

Thus

L'

L' (LP) L' L

then of

L/L'

is of type

R

L/K.

where

L'

is an intermediate

then

L'

contains a relative

f

L,

::l

L' 2. K(M) .

Conversely, if there

10

M of

exists a relative p-base L = L (L P),

L -:} L (LP)

(b)

L

::J

then

K(M),

L" -:} L

L"

of

is of type

R.

for every intermediate field

II

such that

such that

L' = K(M) .

where

1

L/K

L"

since

::J

K

and

L/K

L/L'

q.e.d. Lemma.

1.16. M

Let

L/K

be purely inseparable and let

{m ... } be a relative p-base of L/K. If there exist l,m2, positive integers e l,e ... such that e i < e i+ l, i = 1,2, ... , 2, ei-e l and such that }:=l is a minimal set over K, then =

{ml

L/K

is not of type Proof.

Suppose

verified that L/K r

whence

M' L

such that

Hence

M

r

p tmlm2

L/K

=

1

K(M').

m L = l r ei-e l i

1

By our hypothesis j

R.

is of type

ei+l-e i 1 1+

1=

1

Now, it is readily

R.

is a relative p-base of

Therefore there exists a positive integer e 2-e l

e

1, ... , r + l}

3-e 2

L . r

is a minimal set over

M

r

er+l-e r , ... Set K.

). Lr+ 1 = K(Mr ).

Clearly,

e er+l-e r 3-e 2 p p ' ... ,mrmr+ l }. is a minimal generating ,m2m 3 L /K. Thus L /K is minimally generated by r r r

e 2-e l

set of

elements while the intermediate field generated

by

r + 1

elements over

ble by Proposition 1.8.

Hence

L/K

L

is minimally r+ l K. However this is impossiis not of type

R.

q.e.d.

11

Proposition.

L17.

set

I L'

D(L) = [L'

Let

be purely inseparable and

L/K

is distinguished in

exponent if and only if every element of Proof. that of

Suppose every element of has unbounded exponent.

L/K

Then

L/K.

unbounded exponent, sequence

M

is of type

D(L)

E:

R.

and

R

M be a relative p-base

Let L

is of type

D(L)

Since

D(L).

has

L/K

is an infinite set and there exists a

mi e M, e i < e i + l, i = 1,2, ... , and is the exponent of m. over

[mil:=l

e.

where

because

L = K(M)

has an

L/K

L/Kl.

1

such that

1

K(mo) means K. The strict inequality can be achieved because L/K would have bounded exponent if L/K(m ... ,m has bounded l, i) exponent for any finite subset

[rJ?1

the sequence [m ,

1

set

j

}"'.' 1

of

n.

m.

J=

J

ei-e l 1=

1

1.

1=

and

1

of

i}

M.

Now consider

Suppose there exists a subsequence

l'

j = 1,2,...

e.1. ,

J

(with

J

nl = m 1

f .-f

P J

convenience and without loss of generality), then is a minimal set over whence

K(N')

K.

is of type

Let R.

N'

=

[n j}j=l'

However

R.

Thus the subsequence

[n j lj=l

fore the intermediate field

L' = K([ml

that every relative p-base of p-base of

L'/K

containing

[nj}j=l

m l

L'/K

ei-e l

[n.

J

Then

satisfying the conditions of Lemma 1.16 so that of type

If we

with the following properties:

f.

J

[ml, ... ,m

1

00

}. 1 J=

K(N')

D(L)

is a sequence K(N')

is not

cannot exist.

1:=1)

for

There-

has the property

is finite because a relative

can be chosen from the generating

12 ei-e l

set exist.

1

Thus if

and a subsequence of the above type does not M'

is a relative p-base of

exists a positive integer

t

t+l t K(L'P) = K(L'P ),

Hence over

K.

Since

L'/K

unbounded exponent. over

t(M')

K(L'P)

K(L'P)

t

D(L)

K(L'P)

with t

K(¢)

is of course immediate that if

L/K

1.18. set

S (L)

D(L)

=

[L'

IL

Let

t

L/K

Proposition.

L'

Suppose that

L

type

R,

:=

and

L'L"

has bounded exponent then q.e.d.

R.

be purely inseparable and

L"

Let

L/K}. S(L)

L/K is of

are intermediate fields of L"/K

has an exponent.

then both

L'/K

and

L"/K

The conclusion for

L"/K

If there exists a relative p-base K(M), L'

be purely inseparable.

L/K

and

Proof.

of

It

R. 1.19.

L'

has

a contradiction.

has an exponent if and only if every element of type

K.

K(L'P )/K

is an intermediate field of

I

C

is relatively perfect

K,

is of type

Corollary.

t

as its relative p-base.

=

K(L ,p )

M'P

is relatively perfect

has unbounded exponent,

Thus, by hypothesis,

every element of

such that t

so

But since

t

K,

=

L'/K, then there

such

L/K

If

L/K

are of type

is of

R.

has already been noted.

M of

L'/K

such that

then there exists a proper intermediate field

such that

L'

L*(L'P)

and

exponent, in fact, such a field is

L'/L* L*

=

L*

has unbounded

K(M).

Now

L"

=

K(N),

13 where

N

positive integer whence

L**

I-

t.

Set

else

L, Now

ed exponent.

L/L*

=

L

L**

L*(N).

L (N)

L'Lli

I

FC(L)

Proposition.

[L'

I

[L: L '] < 00,

L'/K

I-

that is,

L'

Proof.

(a)

so

Let

L'

L**(LP)

L/K

for a proper

I-

L

K(LP). R

q.e.d.

be purely inseparable.

Set

such that

L/K L/K}.

L/K

is of type

R

for every

L' e Fc(L)

such that

... , n

r}

L'/K

L of

E:

if and only if

R

if and only

Suppose

is of type

L/K

is of type

R

by Proposition 1.19.

is finite, is of type

then

L

K(M) (LP) L/K

and

K(LP) (M - m)

whence

LI

If

R.

L/L '

is

for some finite subset L' (n l' ... s n r) L. Hence L L'Lli, where L" K(n n l,.·., r),

L/L'

base of

is of type

L'/K

Fc(L).

suppose every proper intermediate field

LI

-c L* ,

=

L*L,P(N)

is cofinite in

is of type

L/K

for every

l,

t

would have bound-

L'/L*

L

for some

L.

finite, then [n

L**P

is an intermediate field of

is of type

(b)

R

L'

Suppose

(a)

L'

c K

which contradicts part (a) of proposition 1.15.

1.20.

if

=

t

Then

and thus

That is, L**,

NP

is a minimal generating set, so

and M

L

I- ¢

for some

If

R.

K(M),

because m

2 K(MP) (M - m) (LP )

E:

M.

L'

L/K where L

Conversely, of

lS

such that

not of type

M

K(LP). Now

L/K

R,

is a relative pLet

K(LP)

K(mP) (M - m)(L IP) .

2 K(MP)(LP ),

If

14 L' == K(mP)(M-m),

then

Thus

L'::::) K(mP) (M - rn)

type

R

Suppose

L::::) K(L P).

and so we have that

L/K

L' /K

is of type

q.e.d.

Rand

1

L

K.

is of type

R.

The converse is immediate q.e.d.

Definition.

extension

L/K

A subset

M of a purely inseparable

is called a subbase of

L/K

if and only if

MeL - K, L == K(M),

and for every finite subset

of

K] ==

is a tensor product over

Proposition.

1.22.

of

a p-base of b

over

L.

K}.

Set

B - K

(2)

K == KP (c) .

(3)

c

(4 )

L == K(B)

subset of

r

IT (K( m.)

i==l K

= 1, ... , r.

that is,

1

Let

L/K

C == (b P

i

be purely inseparable and b e B,

i

is the exponent

is a subbase of

and

L/K.

K.

i K c LP (c), i

1,2, ...

( 1) implies (2) :

Let

-

be the exponent of

K

r}

of the simple extensions

is a p-base of

B

: K],

(m1 , ... ,m

Then the following conditions are equivalent:

( 1)

Proof.

i

Then

L e Fc(L).

1.21.

B

is not of

Thus, by part (a), it follows that for every

Fc(L), L'/K

because

a contradiction.

which contradicts the hypothesis.

(b)

L'

L == L'(m) == K(M),

and let

Then, since

e.

1

KP(C)

(bI'" ., b r

.s K,

1 be a finite b.

1

over

K,

15 e

e

p l ... p r > [KP(C) (b e e p l ... p r

over

l,

... ,b

Therefore,

KP(C),

whence

K

B'

=

[b

such that

1b

e: B,bP

=

KP(B') Thus

C

n

Since C'

i

KP(B)

are linearly disjoint

K

Since

K == KP(C),

Then

c'}.

L == K(B),

KP(C). there exists a subset

is a p-base of

KP(C')(B') == K(B').

L/K(B')

[K(b p ... ,br) : K] ==

KP(B) == KP(C).

Thus

(2) implies (3): of

: KP(C)]

K and

K c L == LP(B) == KP(B).

C'

r)

K.

Let

(K(B'))P(B')

Hence

B'

=

is a p-base of

preserves p-independence, whence

L == K(B')

Proposition 1.13 and the pure inseparability of B == B'

whence

C ==

Since

i K == KP (c), i == 1,2, ... K

=

KP(C)

and thus

B

L/K.

by

Thus

c'.

(3) implies (4):

Now

K(B').

.

implies

C

is a p-base of

is a p-base of

K(B) .

i

Hence Thus

(K(B))P(B) == K(B) L/K(B)

p-independence, from which it follows that

(4) implies (1):

we have

K S LP (c), i == 1,2, ...

Therefore K S KP(B) .

K,

L

preserves

= K(B).

B U ... U B be any finite subl r set of B - K where every element of B. has exponent i 1. over K, i = 1, ••• ,r. Suppose that B. has S. o elements 1. 1. Since C consists of P e -th powers of elements of the p-base

(*) [L

p i+ 1

B

of

L,

pi (C) (B i+1, ...

[K(Bl'" .,Br)

K]

Let

it follows that i

) : LP

i+l

(C)J

=

s. 1 s P 1.+ ..• p r.

[K(B l, ... ,B r) : K(Hi, ...

J. [K(Bi, ...

Now :

16

K( B

p2 2 "'"

2 ].

pi+l pi+l K(B i+1,···,Br ), p

si+1

... p

sr

r-l

.

• ••

Since

): Kl.

i+1

P K( BI? 1+ 1 " ' " Br

we have

otherwise we contradict equation

sl sr s2 sr [K(Bl'" .,B r) : K] = P ... p p ... p B - K is a subbase of L/K. 1.23.

Proposition.

p-base of over

K

L. if

otherwise}.

Set b

Let [bP

C

L/K

i

b

p

(*).

Thus

sl 2s 2 rSr p ... p

Hence q.e.d.

be an extension and B,

i+1

i

B

a

is the exponent of

is purely inseparable over

K

and

=

i

b

0

Each statement in the following list implies the

succeeding one. (1)

L/K

is purely inseparable and has a subbase.

(2)

K

(3)

There exists a p-base

LP

and

1

are linearly disjoint, B

of

L

i

=

1,2, . . . .

such that

i

KeLP (C), i = 1,2, . . . .

(4)

If

L/K

exponent, then Proof. Then for all M: 1

is purely inseparable and of unbounded

L/K

is not of type

(1) implies (2): i

Let

R. M be a subbase of

1,2, ... , M ==

has exponent at most

i

where every element of

over

K

and every element of

has exponent greater than i over K. Since L = i i i i i i LP = KP (Mi P ,M.P1 ) := (LP n K) (Ml ), i = 1,2, ... let of

b.

J

over

K, j

=

1, ... ,r.

L/K.

Then

e.

J

1

M. 1

1

For any

denote the exponent

) ]=

17

P

el-i

i e -i ... p r > i:(LP

n K) (bi

i s ••• ,

i b Pr )

LP

i

n K]

i i e -i e -i 1 r Thus > lK(bi , ••• , b P ) : Kl == P ... p r i linearly disjoint over LP n K, i 1,2, ... (2) implies (3) : LP

over

K = (LP

n K,

n K)(C o)

and

Co

j

n K, LP

i-I

in

Co

K

C ., j == 0, ... , i-I,

n K

(LP

i

i-I

n K)(

and

K

are

such that

is p-independent in

J

i

are linearly disjoint

K

and

there exists a set

that there exist sets C. c Lp

LP

Since

LP

L.

Suppose

such that i-2

' ... , Ci-I ) and i-I i-I i-2 P P is in L Then cP c p-independent U U U C. 1 0 1 1i i i-I P cP c U C.P 1 c LP n K and is p-independent in U U 0 1 1i i+l i+l Since LP and K are linearly disjoint over LP LP n K, i+l i i+l and LP n K are linearly disjoint over LP LP n K. J

ee

, ci

...

.

i Thus there exists C. c LP n K such that 1 i i+l i i-I LP n K = (LP n ,ci ' ... ,C i) and i

U

U Ci

LP

is p-independent in

i

Hence there exist i i sets C. , i == 0,1, •.. , C. c LP n K, LP n K == such that 1 1 i i-I i i+l i-I n and c P U c P , ... ,C ,C Pl U C. (L P U 1. i) 0 1

...

is p-independent in K == (LP

i

L

p

i

,

l'

n K)(C o , ... ,C.1- 1)

== 0 , 1 ,

...

whence

K

-i

00

i

1,2, . . . .

Furthermore,

U

i==O

1

Thus

is p-independent in

L.

18 -i

co

U

Augment C

=

[bP

to a p-base

i=O i

1i

B,

i

=

(LP

i

K

U C ..

C*

i=O

bounded exponent. K(LP)(B),

that Set

M c B. M

=

i

0

=

i

K

if

b

is

otherwise},

=

=

n K,

C

1,2, . . . .

Let L/K

B

be a p-base of

L

Suppose first that

Hence

satisfying

is purely inseparable and of unL

K(B).

there exists a relative p-base

B - K.

exponent

over

1,2, ... , C*

K(M) S K(B)

L.

C

M

e.1. (e.1. < e.1.+ 1)

over

K'

M

Then since of

L/K

Suppose that

Then by Proposition 1.22,

Hence there exist

L/K.

b

1.

condition (3), where

=

Then for

L.

KeLP (c), i

Thus

(3) implies (4):

L

and

n K)(C*), i

co

since

of

is the exponent of

purely inseparable over K

B

1.

M

=

K(B).

is a subbase of

such that

K(M'),

L

such

m.

1.

has

where

[m l,m ... J, i 1,2, . . . . Now it is readily verified 2, [m l,m2, ... J is a relative p-base of L/K' satisfying the

M' = M that

hypotheses of Lemma 1.16. Mit

of

L/K'

M' U M" Thus

such that

Hence there exists a relative p-base L

K'(M

It

is a relative p-base of

L/K

is not of type

R.

1.24.

Proposition.

Let

without exponent.

Let

)

By Proposition 1.11

.

L/K

and we have

K(M',M

It

q.e.d. L/K

be purely inseparable and

M be a relative p-base of

L/K.

Each

statement in the following list implies the succeeding one.

)

.

19

(1)

M

(2)

n K(M-m) meM

(3)

n K(M- m)

is a subbase of

meM

(4 )

=::

K.

.f

LP

i

L/K.

,

i =

is not of type

L/K

R.

(1) implies (2):

Proof.

1,2, ...

This is immediate from Definition

1.21.

(2) implies (3): integer

e,

(3) R.

e

{e

m

c

I

m

L

over M}

E:

If

for some positive

which is impossible. then

L => K(M) ,

For all K(M- m).

m e M,

[e

l,e 2

, ... }

m.

1

[m.}':' 1 1 1=

s

let

e

tern 1m

e,

E:

M}

whence Thus there

1

ei-e l mlf Now

t

K(M - mJ .

ml?1

ei-e l

Thus

is a minimal set over

K'.

That is,

satisfying the conditions in Lemma Hence, as in the proof of is not of type

1,2, ... ,

e., i =

implies

L/K

is unbounded

such that

corresponding to

M' == M -

denote the

m

tern 1m e M}

Then

is such that

is not of type

L/K

contradicting condition (3).

For the sequence

e

has a least upper bound

n K(M-m), meM

exists a subset

=> LP

meM K

C

L = K(M).

exponent of

LP

e

implies (4) :

Suppose

else

LP

then

n K(M- m)

If

R.

(3)

, ... } {m l,m2

1.6 (with

implies

(4)

K

I:

Set

K(M - mi ) ei-e l }:=l

[mlf

is a set

replaced by

of Proposition

K').

1.23, q.e.d.

20 1.25. If

Proposition.

L = K(m l,m2, ... )

Let

L/K

be purely inseparable.

mi e K(mi+l)J i

where

= 1,2, .•. ,

then

j. 1

the intermediate fields of 0 < j. < e. 1

(e

1

i = 1,2, .. 'J

i

Let

K(mo)

K, K(ml

m i

means

over

K(m

are whence

fields of Let

K'

then

K(mt) =

are

).

since

),

is finitely generated.

0

i=l

union over

for all

1

K(ml

C

c

)

::::J

of

K(c)

K(mi -1) C

bounded function of Example.

[K'

for some

by the previous argument.

1.26.

1

K(ml

1

If

c

c.

o
J

L'

L'

and

L'

and

Hence

has exponent •

Thus whence

for some integer ms+ l

L'.

By the division algorithm,

and

K(L P),

L'

By Proposition 1.25,

K(mi)

pt-s_l

Since

L'

by showing that for

remains irreducible over

Since

appear

Hence the irreducible polynomial of

over

L'

L.

s > O.

are linearly disjoint over

K'

L'

L'

for some integer

every proper intermediate field K'

K(LP)/K

Now suppose there exists an intermediate field

such that

L' n K(L P)

Hence by

n

LP.

c ' e L'. J

over

=

L) . J

and J

23 Writing

x

-p t-s-l

t-s-l

x

s-t-L

=

k-Pk 0

linear disjointness of

I

=

j

t-s-l

k 1 -- y P

an d

t

( mPt ) P

(* ),

we get for the example

in terms of

P

Thus

K(LP)

and

J.

t

J

J

By equa t '10n

x s+ l - y. r.

0,

0, ... ,pt-s - 1)

x s+l ..'" L'

t-s-l

+ k- P

1

L'

x -p t

Hence, by the

over

and since

is linearly independent over

-1

a contradiction.

x s +1

For the example in part (b), we get 1 t-s-l 1 - x s+2Y= - kl for e K. By an argument similar to that of the

1

=

suitable

ko,k l

example in part (a), we obtain If

L/K

is of type

yP

and

R

R.

above and

For instance, if

=

F

L(YP

-1

),

relatively p-base of

L/K

e L,

a contradiction.

is a finite degree purely

F/L

inseparable field extension, then type

-1

is not necessarily of

F/K

is the example in part (a) is a

then

F/K

such that

F:J

K(M).

However the

following proposition gives a criterion for an extension to be of type 1.27. extension

R

when

L/K

Proposition. L/K.

If

some positive integer

L/K e,

is of type

F/L

R.

be an extension of an e is of type R and L = K(PP ) for

Let

then

F/L

F/K

is of type

R.

24 Proof.

Let

e K(LP)(NP )

L

=

N be a relative p-base of e+l e e K(F P )(NP) = K(F P ) = L.

tains a relative p-base e

K(F P )(N)

=

K(L P )/K L/K

=

is of type

is of type

=

K(M)(N)

Corollary.

1.28. e

L(N)

M of

If R

L.

Thus

F

F/K.

Then e Hence NP

= q.e.d.

K(N).

L/K

con-

is an extension such that

for some positive integer

e,

then

R.

C. Special generating systems.

We now derive and analyze some

generating systems associated with the towers -1 -2 and K C KP n L c KP n L c Proposition.

1.29.

Let

be subsets of

K(L P )/K, i

The subsets

Bi

be purely inseparable and let

such that

L

i

a relative p-base of A.

L/K

=

M.

1

-

M.

1+

1

and

Mr:'

i

1

is

0,1, . . . .

= Mi_ l - Mi, i =

1,2, .•. ,

satisfy:

00

(a)

U B.

i=l

i

Br:'

(2)

For all

1

i+l

00

U BP.

j=i J

i

and for

c K(L P

(1) K(L P

(b)

MO

1

i+l

1,2, ... ,

i

i i )(Bl+ 1,Bl+2 " " ) '

b e: B. , 1

b

has exponent

i

over

)(B i - b,B i+ 1 , ... ). is p-independent in

i

K(L P), i

=

1,2, . . . .

25 (c)

The cardinalities of

B.

1

and

M.1- l' i ; 1,2, ... ,

are invariants of the extension. B. B i

Mo of L/K(LP ) and subsets such that the conditions in (a) are

Given a generating set

in

L, i := 1,2, ... , co

satisfied, then K(L P

p-base of

M.

1

i

U B. j:=i+l J

==

)/K,

i

=

ME?

is such that

i

is a relative

1

0,1, . . . .

p i-l is a We first prove (b) . Since M.1- 1 i-l relative p-base of K(L P ) /K, we have for all b c B.1 that i-l i i-l i-l i-l bP ¢ K(LP )(Bl - bP ,Ml ). Hence i i i+l iii is p-independent of b P ¢ KP(L P )(Bl - b P ,Ml)' Thus BE?1 i i i i is p-independent in K(L P ). ThereME? in K(L P). Also ME? Proof.

A.

1

1

co

U BE? j=i J

for

i

is p-independent in co

For every

To prove (a), we first show that m

Mo'

Hence

there exists a positive integer m

M. 1

co

M

o

U

ee

i=l

B .•

M1? 1

i

n K

p.

such that co

Thus

n M.

i=O

P

;

1

mP

i

K.

whence

Now, to prove ( 1), we observe that

1

i

C

since

i

K(L P )

K(L P

i+l

i )(Ml)'

(1) implies that for all (b) implies that

i

Ml_

l

b

To show (2), we first observe that i i+l B b P e K(L P )(B i - b,M i) and i,

is p-independent in

i

K(L P).

Therefore,

26 if we set

S =0 (M U (B - b)) U [bPi}, we have that S is i i i i+l p-independent in K(L P )(S) K(L P )(B i - b,M i) by Proposition i i+2 )(Bl - bP,Ml), whence 1. 7. Consequently, b P t KP(LP i+l K(L P )(B i - b,M i ) · To prove (c), consider any other chain say N =0 No

Nl

...

base of

K(L P )/K, i =0 0,1, ...

i

= 1,2, ...

i

Ni

Fix

i

by (b), there exists a subset i

J..

is a relative P-

- N C =0 N i_ l i i,

Set

i

and set

i i K* =0 K(K*P)(Ml ) =0 K(K*P)(Nl ) i i base of K*/K and U J.. 1-

i

such that

:::J ••• ,

.

K* =0 K(LP). Then i Since is a relative PJ.. i M.PJ..- 1 is p-independent in K*

Go

of

K

such that i

i

i

Now ) U Bl is a p-base of K*. J.. J.. i-I i i i-I i-I = (K*(Ml_ I ))P =0 (K*(LP ))P =0 (K*(Nl_ I ))p = K*P(Nl 'Cl ). i i Therefore Go U J.. U is also a p-base of K*. Since :I.. i i and are relative p-bases of K*/K, there exists a :I.. :I.. i as well as subset G of K such that G0 c G and G U MI? Go U Ml

G U

NP.:I..

:I..

i

are p-bases of i

i G

o

U

:I..

i

G - Go' of

U :I..

and

K*/K*P(G 0'

G i

:I..

)

We already know that i

and

:I..

K*. :I..

-

Go'

and

i

:I..

U

i :I..

are p-bases of

Now

are relative p-bases of

K*/K.

Hence

are each minimal generating sets i

K*/K*P(Go,Nl)'

IB.I =0 IG - G01=0 Ic.l. :I.. :1..

K*.

1M.J.. I =0 IN.:I..I

respectively. because

Thus and

NP.:I..

i

27

B. Bl?

i C

J

Hence

For

P

j

i-j

K

(L

P

pj < i, B.

i+l

Thus

J

i

i

i i+l i K(L P ) = K(L P )(Ml)' Therefore it remains to be shown i i Ml? is relatively p-independent in K(L P )/K. Suppose

that i Ml? is not relatively p-independent. l i i i i+l P such that b P e K(LP )(Ml - b )

.

Then there exists Let

k

b

M. l

be the smallest

positive integer for which If

k

=

1,

Bi+k contains such an element b. then (2) is contradicted. Suppose k > 1 and that

cannot be represented as an element of without using elements from

U

pi Bi+k- l.

Then an element

i

bP . i

However this i+l iii ) (Bl+ k - b P , Ml+ k) contradicts the minimality of k. Thus b P e K(L P i+k-l i+k i+k-l i+k-1 i+k-1 from which it follows that b P e K(L P ) - bP ) (Bl+k , Ml+ k from the latter set can be exchanged for

P

i+k+l

=K(L

i+k i+k-l i+k-1 i+k-l P , Ml+ k ,Ml+k ) (Bl+k ) - b

But this contradicts (2).

Hence

i

K(L P )/K. 1.30.

Ml?

.i.

i

K(L

P

i+k+l ) (B i+k - b,M i+k)·

is a relative p-base of q.e.d.

Definition.

If

L/K

is purely inseparable and

Bl,B •.. are subsets of L satisfying the conditions in (a) of 2, Proposition 1.29, then {B ... } is called a canonical system l,B2, of L/K and Mo is called canonically ordered.

28 1.31.

Corollary.

A.

If

L/K

if there exist subsets

M. 1.

in

L

Ml

i

such that

is a minimal generating set of

then the subsets defined by

is purely inseparable and and

M1.' -::> M.1.+1

i K(LP )/K, i = 0,1, .•• ,

1,2, ... ,

B.1. = M.1.- 1 - M., 1. i

satisfy: 00

(a)

U B. = M

and for i = 1,2, ... , a i i i 1. -c 1.+ 1.+2 " " ) '

i=l 1.

( 1) (2)

For all

b

B., 1.

b

has exponent

i

over

K(B i - b,B i+ l,···)· Conditions (b) and (c) of

B. in

1.29 hold.

Given a generating set

L, i

1,2, ... ,

M

o

of

M. 1.

erating set of Proof. i

then B,

1.

If

U

B.

is such tha t

j=i+l J i K(LP )/K, i=O,l, . . . . i

i 1.

1.

i

i K(LP )/K.

Bl,B

2,

...

1.

is a minimal generating set of

Definition. are subsets of

If

L/K L

i K(LP )/K,

For (1) ,

1. pi pi _ pi+l pi pi then K(B. 1,B. 2"") - K(L )(B. 1,B. 1.+ 1.+ 1.+ 1.+2"") i+l P - b,B i+ l,···) = K(L )(B i - b,B i+ l,···)· 1.32.

B.

is a minimal gen-

is a minimal generating set of

is a relative p-base of

note that if

and subsets

such that the conditions in (a) are satis00

fied, then

L/K

(2) and i

K(LP )/K,

and q.e.d.

is purely inseparable and

satisfying the conditions in (a) of

29 1.31, then

Corollary

erating system of and

L/K

[B

L/K,

l,B 2

, ... }

is called a canonical gen-

Mo is said to be canonically ordered

is said to be canonically generated.

The elements of

00

U B.

i=l

are called canonical generators of

1.33. of

L/K

Example.

The existence of a minimal generating set

does not insure the existence of a canonical generating

system of

L/K:

Let

P

and

1

L -1

zP

However

=

K( xi

­i

I

i

­1

=

K(LP)

­1

'

, ... ) (zp

P.

Let

K

­1­2 , zP , ... ) .

=

2

K(L P )

=

... ,

i

K(LP )/K

whence

. )

Then

is a minimal generating set of

1,2, ... }

=

z,x l,x , 2 p(z,x l,x , 2

be a perfect field and

independent indeterminates over

[xI;>

L/K.

1

L/K.

can have no

minimal generating set.

1.34.

Proposition.

Suppose

L/K

and has a minimal generating set subsets

M.

in

1

M

such that

0

i

K(LP )/K

exponent over Proof. and

i­l P M. 1- 1

existence of

M.

1

­

There always exist

M

o

M.

1+

1

and

MI;>

i

1

is a

1

relative p­base of set of

=

M

is purely inseparable

Then if and only if

MI;>

is a minimal generating

1

B.

1

=

M.



1 -

M.

1

is of bounded

i

K(MI;>1 ), i = 1,2, ... Suppose

B.

1

is of bounded exponent over

is a minimal generating set of being assumed).

Then

i

K(Ml) (the and

30 i

since Bl? 1.

i

Assume whence

is a relative p-base of K(L P )/K we have i+l i i+l i i+l i P C K(L )(Ml) K(Ml_ l )(Ml ) K(Bl )(Ml)' i i i .i-i-n-rL i+n i+l Bl? C K(Bl? ), Bl? c K(Bl? Then l. ),n )(Ml 1. 1. 1. 1. i i i i+n+l i Bl?1. E K(Bl Thus ) )(Ml ). Hence Bl? K(Ml 1.

.

i

i

K(L P ) induction.

Therefore the desired result follows by

1.35.

Corollary.

relative p-base of of

q.e.d.

The converse is immediate. If

L/K

L/K

has an exponent, then every

yields a canonical generating system

L/K. When a subset

mean that

A

A

of

L

is called a subbase over

is a subbase of

K(A)/K.

K,

we

A subbase is called

equi-exponential if every element in it has the same exponent. If

L/K

has an exponent

e,

1.31 and

then Corollaries

1.35 and the following Proposition show that since Be+ l

= Be+ 2 = ...

manner: L

If

B.1.

f ¢,

¢, Bl, ... ,B e then

B.1.

can be chosen in the following is taken as a maximal subset of

with respect to the property that

subbase over exponent of

1.36.

K(B.1.+l' ... ,B) e

Suppose

The conditions in (a) of Corollary

L/K

has an exponent

e.

1.31 are equivalent to the then for all

If

has exponent

K(B;... - b,B.1...-'1' ... ,

over

is the

i

1, ... ,e.

following conditions: i

and

i

with exponent

L/K(B.1.+1'" .,Be ), i Proposition.

is an equi-exponential

B. 1.

)

and

e B., 1.

b

i

L

is the

31 exponent of Proof. hold.

LP

i

B.

over

Suppose the conditions in (a) of Corollary 1.31

If

then clearly for all

E K(B

over

K(B. - b,B.l+ l' •.. ,B e ).

b,B

i

b,B i + 1 ,

K(B i

K(B i - b,B

,B

i+ l,

i+ l,

... ,B

,B

L

i

c

n

be:B. l

must have exponent

since

e)

b

has exponent

Then (2) is immediate.

K(B. - b,B·+ 1 , ••• ,B ) == K(B';+l' ... ,Be). e

Assume

Thus

If we show that this implies

== 6k

0 < t

and t

s.

t t l s b l ... b s s

t l· .. l,

.. "

Since

i == 1, ... ,e.

< P L

i

where

k

By

q t 1'"

(2),

k

t l··· t s

q

t

t l· .. s

bP

i

e: K(M.), k J

j-1

= (bP)q

i

Bl?l -c

t 1 · .. t s

e: K'.

,

e: K', b 1,···,b e B. s J

t

s

over

< j

K(M.), J

q q pj pj e: K (M.)( Bl , .•• , B.) J

J

the products

implies

t t (bi) l ... (bi) s

== 0

for

t

l

+ ... + t

form and

Since q

K'

j-i

Thus

a linear basis of k

q == p

b e B.l ,

Now for

has exponent

Thus

over

and

then ( 1) holds by induction. i

i

Now

Let

bP

i

Conversely suppose the conditions of

e).

the Proposition hold. P

L

and

e)

b e: B., .i,

s

> O.

Hence

q.e.d.

.

32

If empty

of Proposition 1.29 or Corollary 1.31 are

B. 's 1

deleted and the remaining ones are relabeled keeping them in the same order, then we get similar results by making the substitutions

pe

non­empty.

i

for

pi

and

Bi

for

Be.'

where

B., {B.} ].].

and and

is

].

In this case we have

the cardinalities of

Be.

1

M.1- l'

i

e.

and

1

1,2, ... ,

are

invariants of the extension. 1.37.

Proposition.

Let

L/K

be purely inseparable and

let

M be a generating set of L/K. Suppose there exist non­ o empty disjoint subsets B.]. of M such that for distinct o positive integers

(a)

e

i

i,

1,2, ... :

co

U B. =

Mo i=l ]. q. 1 B. (1) c ]. (2)

and for q.

For all

b

=

i

1,2, ... ,

q.

B

E:

where b

i,

=

has exponent

Then there exists a reordering of the as in (1) and (2) such that (1),

qi

B.].

P

e·1

e..i,

, over

e.].

with the same

(2) and also (3)

el < e

2


1

such that

Jt

that

Then

B.

Ji

K =

¢

and

B. U B. U ... c K Ji+s Ji+s+l r

K (B. r

Ji+l

, ... ,B.

Ji+s-l

)(B.

Ji

b)

Then

since

Thus there exist finite sets

(t = i + 1, ... , i + s - 1) and B'.' c B.J. J. Jt q. /p J. b , ••• , B '.' ) (B ': ) , where e K (B '! r Ji+l Ji+s-l Ji B.

n

contains all but a finite number of the B. 's.

K (B. , ... , B. ) ::2 K(M:). r Ji+l Ji+s-l B':

j ..

r

-

such

rb}

Jt

¢

if

.U B.

B. c K. J r t K

r

Since

satisfies (1) and there exist finite sets

),

J i+s-1

J. /»

q. i

K r

B:

Ji+l

+ 1, ... , i + s - 1)

, ...

Ji+s-l

such that

Jt

b

and

) (B'.' ), Ji

q.

J

Jt

t

K (B r



if

J t+1

, ••• , B :

Ji+s-l

c K.

B.

1 + l, ... ,i + s -

1),

where

However this contradicts the above degree

r

Jt

(t

)

relation.

q.e.d.

L/K

In the above we deduced invariants for intermediate fields

i K(LP),

intermediate fields

(KP

-j

i = 1,2, . . . .

n

i L)(LP ) ,

by use of the

By considering the

we shall derive

additional invariants associated with a subclass of canonical generating systems.

But first we derive invariants for

by use of the intermediate fields Set

=

KP

-j

n

KP

-j

n L,

j

L/K

= 1,2, . . . .

= 0,1, .•.

and for the composite of j-i j-l with L:t:> set L .. =L·IL:t:> , j >i 1,2, . • . . J J For each positive integer j, let T.. be a relative p-base of JJ L·/L . . l' Making use of L:t:> 1 c L. 2' we find that if j > 1,

J

then

L.

J

j

J,J+

L. l '

J- ,J

J-

L.

J-

we can select from . l' J-,J·/L.J- 1 ,J+

L. 1

L,

-

L:t:> . J = L.J- 2 J,J+

T:t:>.

JJ

J-

JJ

= L. 1

a relative p-base

Now, with

relative p-bases as follows:

j

. J- ,J+

T. 1 .

J- ,J

JJ

Hence

of

fixed, we continue to select Let

k < j

and suppose we have a

35 T . kJ

relative p-base

/TL -k,j+l

h

of

Then using the fact that

Hence we can select from

that is contained in we have

Lk-1

of

a relative p-base

For each

j,

this process ends after a

finite number of steps, namely, with the construction of

T l j.

We can think of this process as filling boxes in an upper triangular infinite grid.

¢

Tk j

for

When

L/K

has an exponent

e,

then

k > e.

j

co

U T

Now define of

j+l

L _ , k l

j:=k k,. J

is a relative p-base

Since

L k , k- L :2 ...

and

it follows that

T k

j+1 2

is relatively p-independent co

For convenience, we set

in i-j

T!?1J

(j -> i

=

1,2, ... ,

j

=

structed for

L/K

L/K

so

N.. n N.. 11 JJ

and

T .. JJ



=

N .. JJ

when

UT ..

and

j=l J J

::>

N.J- 1 , J.

i

.f

N ..

=

U T..

JJ

j.

The collection of subsets

and is denoted by

[T .. }. 1J

is called a lower tower set of

From the definition of IT .. 1 1J

and

INI

==

::>

The subset

00

N

1J

T.. con1J in the above fashion is called a lower tower

Definition.

1.38.

system of

1,2, ... ),

N:=

T.. and N 1J are invariants of L/K.

L/K. it follows that

36 Proposition.

1.39. L/K.

Then

1 < i < j

IN . . . l+J,J

= 1,2, ..•

.

[T .. }

Let

N.1)·1

be a lower tower system of

1)

is an invariant of

L/K,

= L.1., J+ . 1 ( T. .) a s a c ompo sit e of 1J 1.J Ll? . and L. . lover Ll+l,j+l' Let A be a relative p1.+1,J 1.,J+ base of L. . l/Ll? 1 l' Then there is a set A* c A such 1., J+ 1.+, Proof.

that p

A*

Consider

L ..

1 .. 1. J·/L!? 1.+, J

is a relative p-base of

P

Since

L.

(A* U T .. ) U (A - A*) and 1.J (A* U T .. ) U (rrJ? 1 . - T .. ) are relative p-bases of 1.J 1+ , J 1.J L 1.J .. ILl? . l' Since A - A* is independent of the lower tower 1+ 1 ,J+ L 1J .. c L.1.+1 ,J+ . l'

both

system and the cardinality of a relative p-base is unique, we deduce that

every choice of

1,(x) = max j k

I xP

denoted by

1, . s

k

term in the chain

1.41.

L/K.

x k

T

IN.+ 1 · 1.,)

N .. )J

then its length

j j,

c T. k .}. )- ,J

for

. ..

N.. 1 1.)

1S

T .. , J)

))

)

1, . , N. 1, . J )- j')

::J

The length of

t(x)

1,. = maxp(x) Ix e T .. }.

is defined by

By the definition of

with length

IA - A*I

q.e.d.

defined by

invariant

=

1.)

If

)

J

[T .. }.

Definition.

1.40.

.1

IN. 1 . - N.. \ = \ T l ? l ' 1.+ ,J 1+ ,J 1J

N. 1, . )- j')

::J

is the last non-empty ::J

...

::J

Nl j·

Also, the

is the number of elements in

T ..

))

j - i - 1. Definition.

The numbers

Let

INI, IN i j

lower tower invariants of

!,

[T .. } 1.J ]Ni+l,j

L/K.

be a lower tower system of

-

N.. 1, 1.)

1,. )

are called the

37

1.42.

Proposition.

lower tower systems of ing

and

g

of

N

onto

[T .. }

If

geN .. ) == N ., 1 < i < j

(2)

t(x)

INi+l,j

-

Hence when

j

i < j

be extended to a

1 -

N.

gj

onto

from

onto

Nj j "

I

any

Starting with

"

1

1 .,

J-"'j' J

i == j -

preserves lengths.

1

,J.

-

1

.I

-

J

such that

J

gj

generating set of

1.44.

I

L/K

Proposition.

Ni j

i < j

.

onto

onto 1 -

can

Ni+l,j' 1

maps

mapping Ni j

g

1 -

1

is now defined

g. 's.

q.e.d.

J

A lower tower system

and

L/K N

If

[T .. }

is called

if and only if

is called a lower tower

if and only if (a)

1.

t j, ... ,j

This mapping automatically

The required mapping

), j == 1,2, ... ,

J-

N..

for

-

i == j

mapping of

a lower tower generating system of L. == L. l(

for

N. 1 , J. we can construct a

t., ... ,j.

Definition.

IN .I

IN .. 1 ==

mapping of

Nj j

to be the union of the

1.43.

x c N.

and note that

N.. 1 ==

and

1,2, ...

for every

== t(g(x))

Fix

mapp-

1- 1

such that

(1 )

Proof.

are any two

then there exists a

L/K,

N'

[T . }

and

L/K

L == K(N). has bounded exponent,

then every lower tower system (set) is a lower tower generating system (set). (b)

If

L/K

has bounded exponent, then the set of e x, monomials of the following type: TI x a ex < p t(x)+l ,

xeN

38 where all but a finite number of the basis of

are zero, is a linear

x

L/K.

Proof. L./L. 1 J

e

(a)

for every

J-

(b)

T.

In this case,

is a relative p-base of

J

j. e

o

x x

II

By part (a), the monomials

< e

XE:T.

x

where

< p,

J

all but a finite number of the of Le

L./L. 1. J

are zero, form a linear basis

x

Since we have the sequence of fields

J-

...

e

La,

L/K

has a linear basis consisting of the basis

elements of the intermediate extensions. exponents, For

L/K

-

h(x) = j

has the given linear basis.

T .. , JJ

x

Thus, combining

the height of

q.e.d.

is defined to be the integer

x

l. 00

Let

U T .. j=l JJ

denote a lower tower set

N

of

T .. is a relative p-base of L . / L. 1 (Ll? 1)' T .. J JJ+ JJ JJ P) P), relative p-base of L (L / L l (L j = 1,2, ... j j_ contains a relative p-base of L/K.

Ms·

Example.

not be a minimal generating set of L = K(ZP

-3

,zP

-2 -3 P -1 x + yP ),

fect field and Then

{T .. } 1.J

T = {zp 33 T22

T12

-3

x,y,z

-3

xP

-1

.

Thus

where

K

L/K

=

p(x,y,z),

P

¢, TIl = {yP

-2

-1

}

},

T = {zp 23

.

Hence

-2

}, T

-3

,zP

P.

where:

L/K

{zp

need

is a per-

are independent indeterminates over

+ yP

N

Let

L/K:

is a lower tower system of ,zP

contains a

lower tower generating set of

A

Since

L/K.

13 -3

= {zp xP

-1

-1

},

+ yP

-2

,yP

-1

}

39 is a lower tower generating set of zP

-3 P -1 -2 x + yP }

1.46.

L/K

while

{zp

is a minimal generating set of

Proposition.

-3

,

L/K.

The following conditions are equi-

valent. (1)

Every lower tower set

p-base of

(3)

Lj

T..

implies

(2)

immediately.

is a relative p-base of

JJ TIl

j

=

Then

T ..

JJ

If

1, ... , i.

p-dependent set in

has exponent

j

=

J-

J+

1,

,

L/K

1,2,... .

i+l

U

j=l

N

T

jj

Li+l(LP)/Li(LP).

=

holds.

T ..

JJ

1,2, • . . .

Let it hold for

Lj(LP)/Lj_l(LP)

is a relatively

Since

j = i + 1.

N

is a relative p-base of Thus

1)'

= 1.

which contradicts (2).

(3) holds for

(2)

is not a relative p-base of

Suppose (3) holds and let

Then

which

Ll(LP)/K(LP).

is a relative p-base of T. 1 . 1

is a relative p-base of

L/K.

J

(3) holds if j

then we have that

induction.

L./L.

Lj(LP)/Lj_l(LP), j

has exponent 1, .i ,

L/K

Suppose

must be a relative p-base of

Since

= 1, ... ,

of

are linearly disjoint over

contains a relative p-base of

for

N

= 1,2, . . . .

(1)

Proof.

(2),

is a relative

L/K.

Lj_l(LP )

and j

j

L/K

There exists a lower tower set

is a relative p-base of

By

of

L/K.

(2)

Since

N

Thus

T.

1 . 1

2)

L.

Hence (3) holds by

be any tower set of Lj(LP)/Lj_l(LP),

is relatively p-independent in

L/K.

40

Clearly

L = K(LP)(N).

K C KP

We have refined the chain of fields KP

C

-i

n

L

... ,

i = 0,1, ... ,

n LP

(1) KP

-i+l

L

n

KP

and

L

K(LP)

-i

n

j

-1

n

L c

by introducing the fields

1,2, ... ,

), j

between

We now refine the chain of fields

L.

i

K(LP ) 2 ... ,

..•

q.e.d.

Therefore (1) holds.

i

=

0,1, ... ,

by introducing the

1,2, ... ,

between

fields i

K(LP )(KP

(2) and

K(LP

i-I

1.47.

-j

n

LP

i-I

),

j

).

Definition.

The ascending chain of fields in

is called the lower tower of

L/K

(1)

and the descending chain of

fields in (2) is called the upper tower of

L/K.

We now give a construction of the relative p-bases of the upper tower of fields.

Let

be a relative p-base of 00

=

L/K(LP)

relative p-base of a relative p-base of 1,2, ... , M 21

2 K(LP)/K(LP )

=

¢.

and

K(LP

2

and

U MI'

Then

1,2, ...

L/K.

2

Now

j=l

Ml'

J

J

is a

clearly contains say

M2 j,

j

=

00

Then

U M2 ·

j=2

J

Suppose

is a relative p-base of i-I P M. 1- I

00

U M .. . . 1J J=l

is a

i-I i is a relative relative p-base of K(LP )/K(LP) where M.. 1J i i-I i i-I P p-base of K(LP )(L; contains a )/K(L Now j

Ml

41

relative p-base of

say

¢.

j = i,i+1, ..• ,M.l+ 1 ,l. p-base of

i

i+l

K(LP )/K(LP

M:!?l

Then

)

i

= i

l+ 1 ,J.,

oo

U M. 1 . . '+1 l+ ,J J=l

K(LP )/K.

and

M.

is a relativE

The construction of

the

M.. 's can be thought of as filling boxes in an upper lJ triangular grid. When

L/K

is purely inseparable we have that

is a canonical system of -i+1

...

kt, .••

is linearly independent over

Thus,

and

xl' ... , x r E X

S = {K.

J

I K.

is modular} .

containment.

Now

L E S

J

is an intermediate field of

Then

S

whence

L/K

is partially ordered under set S =I

¢.

Let



be any simply

ordered subset of

S.

K* =

Let

Gc ES ,Kj J

but arbitrary positive integer. LP

over k

t

E K*

and

x

t

independent over hypothesis that LP

over K.

i

n

c

i

Let

EX, t LP

i

=

l, ... ,r.

n K.J

over

J

span of

(xl""'xm}

K. E S'. J

J

E S'.

Jo

K.

J

over

E S'. LP

i

0

is linearly Make the induction

is linearly independent

Let

If

n K.J

is a linear combination\of all

E S'.

K.

m < r,

K.

xl

=

S'

a

I

(K.

J

J

is in the linear

x m+ l for all

E S'0'

K.

J

LP

over

xl' •.. , x m

i

Pi

=L

n K.) J

n K*.

Hence, there exists

K.

Jl

E S' C S' 0

is linearly independent over fore, by induction, there exists

K. J

E S'

is linearly independent over

kl, ...

n

K.

J

for

n K*.

However, this contradicts the linear independence of

[Xl' ... , x r }

then

Equating these linear combinations, we find that

0

the coefficients all lie in

over

E S',

K.

is clearly linearly independent for all

K.

be a linear basis

Clearly

for any

Then

J -

i

where

for some

Jo

LP

C

n K*.

[xl' ... ,xm}, I

K.

X

be a fixed

i

Let

.

C

independent over minimal element.

Kj , kl K*.

= ... =

Since

Therefore,

=

O.

K* E S

n

K..

Jl

such that

remains linearly independent over

E K*

i

Thus,

K. J

(xl"

•. , x } r

Since

J

whence

There-

E S,

K .•

X

r}

such that

-

LP

(xl' ... ,x

is linearly S

has a q.e.d.

55 Since the existence of a subbase for a purely inseparable extension

is equivalent to the modularity of

L/K

L/K

in the

1.58 proves the existence of

bounded exponent case, Proposition

a maximal intermediate field with a modular base and a minimal intermediate field over which 1.59.

is modular:

L/K

K

Example.

= p(x,y,z),

, zP

-2

xP

-1

+ yP

P.

Then

{T .. } 1J

-1

x,y,z

)

where are independent

is a lower tower system

-1 -1 -2 -2 -1 T {zP , zP x P + yP }, T = {zP } and 2 2:= 12 -2 -1 -1 -2 -1 -1 h(zP x P + yP ), L/K Since i(ZP x P + yP )

where

L/K

¢.

TIl :=

-2

is a perfect field and

indeterminates over of

has a modular base.

Not every purely inseparable extension

Let L r K( zP

P

L

1.56.

is not modular by Proposition

The remainder of this section is devoted to the concept of modular closure as developed in [53J.

1.60. (a)

Lemma.

Let i

K(F P)

Land

F

L

K

be fields.

are linearly disjoint over

i

K(L L

n FP ), i:= 1,2, ... ,

n FP

F/L

and

i

and

K

is modular if and only if

F/K

are linearly disjoint for

is modular. i and (b) LP F/K

and

FP

i

i:= 1,2, •.. ,

and

nK

i := 1,2, ... , are linearly disjoint, i i is modular if and only if FP and K(L P ) are

linearly disjoint over is modular.

i

LP (K

n

i

FP ), i:= 1,2, ... ,

and

L/K

56

(c) K(L

n

i

FP ), i

disjoint, L

n FP i

LP (K

i

i

K(F P)

Land

i

i

1,2, ••• , i

K(L P )

and

n FP

1,2, ... , L P

=

=

=

), i

Proof.

are linearly disjoint over i

and

i

nK

and

FP

F/K

is modular if and only if

are linearly

are linearly disjoint over

1,2, ... , F/L

and

L/K

are modular.

This follows from the application of a well-known

property of linear disjointness (see Lemma in (24, p.162J) to the following diagram:

L

-----

K (L

i

K(LP )

K

___

FP )

.-----

----

---...

n

i

----------

. LP (K n F P )

K n FP

1

i ___

.>:

q.e.d. 1.61.

Lemma.

Let

F

L

K

be fields. is modular.

(a)

If

L/K

is separable, then

(b)

If

L/K

is separable algebraic, then

modular implies

(c)

If

F/L

F/L

L/K

F/K

is

is modular.

is separable, then

and only if

L/K

is modular.

F/K

is modular if

57

Proof. over

-i

Since Land KP are linearly disjoint i i i LP and Kover KP = LP n K.

(a)

K,

so are

(b)

Since

L/K

is separable algebraic,

c FP

and

FP

i

,

i

C

1,J+l -

T ..

f

L . . l(t) 1,J+

and by Lemma 2.10,

Lemma 2.10, using

e

t

where

t

E:

Since T .. },

1J

P

L.1- 1 , J+ . l(T.1 -1, J.)

we define

1-

1 , J.

P

f

to be

[t , p \ t P e: T . 1 . 1- , J

Hence

L i_ 1, j ... lub (Li_l, j+l (t' p)

I

Since

f

is a relative p-base, we have

that

L.1- 1 ,J+ . l(t )

f

1-

is 1

,

1

1 -

i-I.

and

T. l ' 1-

,

J

h

=

J N. . -

N.

1J

1

.\

l-,J

Li_l, j .

By the construction, there

satisfying (2) above with

i_ 1

That is,

. l(t' )}. 1- 1 ,J+

->

t ,p e T i-.r, j}

is a relative p-base.

. J

exists a mapping by

and

= I N1J

-

N

replaced

k 1

.\ •

l-,J

.. Then we define a 1J onto T . with the desired JJ ... ,T 1 j. Since the process is j,

This construction terminates with 1 -

1

mapping

g.

J

from

T .. JJ

properties with respect to

T

j

independent of the choice of defines a mapping of except that

[Tij}

N

onto

j,

the union of the

N'

g.'s J

with the desired properties,

was not an arbitrary lower tower system.

By Proposition l.42, there exists a composite mapping that has the desired properties when

{T . } 1J

is arbitrary.

q.e.d.

2.12.

Proposition.

Suppose

L/K

and

L'/K

are purely

inseparable extensions and (a) then

If

L'/K

L/K

has a lower tower generating system (set),

has a lower tower generating system (set) with the

same lower tower invariants. (b)

L/K

and

L'/K

have the same canonical invariants and

the same upper tower invariants. Proof. set of

J

(a) J-

1

(See Proposition 1.50.)

By Lemma 2.7, because

is a minimal generating

J

is one of

T.

J

L./L. l' JJ

conclusion follows here by use of Lemma 2.10 and

(b)

arguments similar to those used in Proposition 2.13.

Example.

When

L/K

and

L'/K

2.9.

q.e.d.

have the same canon-

ical generating invariants, their respective lattices

and

need not be isomorphic:

Let

-2

-1

L'

K(ZP

,zP

-2

yP

-1

+ xP

K )

p(x,y,z), L

where

P

K(ZP

x,y,z are independent indeterminates over P. -2 -1 tZP ,yP } is a modular basis of L/K, but L'/K

be isomorphic.

Now,

and

,YP-1 )

is a perfect field

and

have a modular basis.

-2

Then does not

Hence by Lemma 2.7, the lattices cannot tZP

-2

,yP

-1

}

and

[zp

-2

,zP

-2

yP

-1

+ xP

-1

1

are respective canonical generating systems with the same canonical invariants.

That

L'/K

does not have a modular base we know

by Example 1.59, but it also follows from (4) of Proposition 1.51, for -2 -1 -1 -2 (zp yP + x P )p C (L'P n K)(ZP )p). (L/K and L'/K also

84 have the same upper tower invariants.) 2.14.

Example.

When

L/K

and

L'/K

have the same lower

tower generating invariants, their respective lattices need not be isomorphic:

!'

K(ZP

-3

,zP

where

-3

P

xP

-1

+ yP

Let

-1-1

,wP )

K

P.

it follows that

L/K

elements while

Since

L'/K

yP

=

L'

and

is a perfect field and

terminates over

= p(x,y,z,w), K(ZP

x,y,z,w

-1

-3

-3

,zP

-3

xP

-1

+ yP

-1

=

-2 -1 -3 P -1 x + yP ,YP )

are independent inde-

is not needed to generate

has a minimal generating set with has one with

elements.

2

Lemma 2.7, the lattices cannot be isomorphic. [zp

,zP

L

-1

,wP }

and

and

!

{zp

-3

,zP

-3

xP

L'/K,

3

Hence, by

Now -1

+ yP

-2-1

,YP }

r P -3

_

are respective lower tower generating sets and T l.. Z , 33 -3 -1 -1 -2 -1 zP xP + yP }, T {zp }, T = {zp }, T22 = T12 = ¢, 23 13 -1 -3 -3 -1 -2 -2 TIl = and T = {zp ,zP + yP }, T = {zp }, 23 33

{wP } -1

{yP

}, T22 = Ti2 = ¢, Til have the same lower tower invariants. Ti3

=

xP

[zp

mapping

g

2.15.

-1

}.

Thus

L/K

and

In fact, there exists a

of the type described in Proposition 2.11. Example.

When

L/K

and

L '/K

L'/K

q.e.d.

have the same upper

and lower tower invariants, their respective lattices

s.

and

-4 need not be isomorphic: Let K = p(x,y,z,w), L = K(ZP , -4 -1 -1 -4 -4 -2 -3-1 p-3 zP x P , + yP ,xP ) ) and L' = K(ZP ,zP x P + y

!'

wP

where

P

is a perfect field and

terminates over

P.

x,y,z,w

are independent inde-

It is easy to verify that

L/K

and

L'/K

85 have the same lower tower invariants and the same upper tower invariants from the following lists.

fzP

-3

L

T == fzP 24 -2

-2

I.

T22 == fyP }, L/K and and

fyP

-1

respectively:

1.J

== fzP

fzP

-3

, zP

-4

-3

,zP

xP

have

},

-1

Mi4 == fzP

L'/K

have the following upper tower systems

fM . },

¢,

and

Ti4 ==

rwP }, M2 2 ==

L/K

-2

,zP

-2

M == fzP 14

-3

+ yP

-2

}, M

23

-4

,zP

-3

xP

M == fzP ,zP x + yP 24 -1 + yP }, M == ¢, M == 44 33

-4 P -2 -3 x + yP }, Mi3

-1

-4

== M

¢, Mil

Mi2 ==

22 ==

¢, M}4

== fzP

-2

-1

+ yP

},

}, and -1

==

-2

-3

,zP

-2

},

x

-1

M == ¢, M == fzP }. 44 33 -3 -3 -2 -3-2 Now K(L P) == K(ZP ,zP x + yP ) == K(ZP ,yP ) K(L'P) base

= K(ZP while

-3

,zP

-3 P -1 -2 x + yP ).

K(L,P)/K

does not.

mediate field lattices of

K(LP)/K

Hence

K(LP)/K

and

has a modular

Thus by Lemma 2.7 the interand

K(L,P)/K

are not

86 isomorphic.

Hence

B. More on type

and

R.

are not isomorphic by Lemma 2.10.

We now extend the investigation started in

I B.

2.16. of

L/K.

subset of

Definition. Set

S(L/K) == (L'

S(L/K).

only if for all

and

When

K

eeL)

for

2.17. lattice of S(L)

L/K

L'

£

Let

IL

be the intermediate field lattice £}.

I

Let

e(L/K)

is said to be of type

e(L/K),

L'/K

is of type

denote a

R(C) R.

is the fixed ground field, we often write S(L/K)

and

Definition. L/K. {L'

Let

e(L/K),

I L' e

Fc(L) == (L '

respectively.

be the intermediate field

£

£},

I L' e S(L),

L'

is distinguished in

[L: L'] < oo}.

we also define F(L) == (L ' IL'

S(L),

Bc(L) == (L' 1 L' c S(L), (L

I

Nc(L) == (L'

IL

I

S (L),

I L' e S(L),

[L

I

:

L/L' L'/K L/L'

K] < oo}, has an exponent}, has an exponent}, is modular },

1 L' e S (L),

L'/K

is modular 1,

U(L) == {L' 1 L' c S (L),

L'/K

has no exponent},

N(L)

(L

I

S(L)

In addition to the already defined sets

D(L) == (L' 1 L ' c S(L),

B(L)

if and

L/K},

87 UC(L)

:=

Uu(L)

:=

G(L)

:=

E(L)

I L' e S(L),

[L'

has no exponent},

L/L'

[L' I L' S(L), L/L' and -i [KP n L I i := O,l, ... }, i [K(LP ) I i := O,l, ••. J,

where the subscript

c

have no exponent} ,

L'/K

suggests cofinite, cobounded, comodular

and counbounded. Since R(B),

U(L) U B(L)

S(L)

and

L/K

we have by Corollary 1.18 that

if and only if R(U c)

:=

and

L/K

R(U u)

is always of type

L/K

has an exponent.

is of type

R(U)

Extensions of type

have an exponent if and only if relatively

perfect intermediate fields other than

K

are absent, as shown

by the Corollary to the following proposition. Proposition.

2.18.

Let

L/K

be purely inseparable.

Then the following conditions are equivalent:

if L'

(1)

L/K

is of type

R(U c) .

(2)

L/K

is of type

R(U u) .

(3)

For every intermediate field

L/L'

has no exponent then

Proof.

(1) implies (2) because

implies (3), let that of

L/L' L'/K.

is of type type

R.

L'

R. Hence

L"/K If

L/K,

has an exponent (that is

Uu(L)

E

Uc(L).

be an intermediate field of

has no exponent. If

of

L' e B(L)).

implies

Uc(L)

L'/K

L'

Let

L"

L'/K

L" e Du(L)

has an exponent, then

is of type

L/K

such

be an intermediate field

has no exponent, then L"/K

For (2)

R(S) .

Thus

L"/K L'/K

so is of has an

L"/K

88 exponent by Corollary (1) because by (3) type

Uc(L)

s

(Hence B(L)

Uu(L)

and

=

L/K

¢.)

(3) implies

is always of q.e.d.

R(B). 2.19.

K

1.18.

Corollary.

Let

L/K

be purely inseparable.

is the only relatively perfect intermediate field of

If L/K, then

(1), (2) and (3) of Proposition 2.18 are each equivalent to L/K

has an exponent. Proof.

nent. L)

L/K

Then there exists an intermediate field

of

L/K

not of type L'/K

Suppose condition (3) holds and

such that

L/L'

L'

(possibly

has an exponent and

L'/K

L'

:::>

Let

K(M).

have no exponent, otherwise e,

L'

=

L"

K(M).

L".

Hence

by condition (3) .

which contradicts the fact that perfect intermediate field of

K L/K.

Thus

L'/L"

Now

every

must

L"/K has an e+l e ), K(L'P ) = K(L'P

is the only relatively Hence

L/K

has an q.e.d.

exponent. If

is

M of

Then there exists a relative p­base

R.

such that

exponent, say

has no expo-

L/K

is of type

L' e S(L)

then

by Proposition

L/L'

1.15.

is of type Thus if

type

Rand

L/K*

is modular, then by Proposition 1.23

nent; hence

K*

R,

L/K*

is an intermediate field of

R

L/K L/K

L/K*

is of such that

has an expo-

has a modular basis by Proposition

The existence of a minimal

K*

is proved in Proposition 1.58.

such that

L/K*

for

1.56.

is modular

2.20. Suppose

Definition.

eeL)

L*

E:

If 1.20.

We say that

eeL)

such that

L/L*

is finite,

L*/K

is of type

[L },

then

eeL)

==

I

e S(L)

==

L/K

is of type

L'

Suppose and

Rm(e)

L'/K

semilattice in 2.22.

is of type

L/K

is of type

R(S) .

Let

is of type

Rm(e)

(b) Suppose that for

Rj(e)

is of type

if and only if

is of type base of

Since R

L/L'

R(e)

L/K

(a) Suppose

is cofinite in type

Then (1)

constitutes a L/K

is of type

L/K

L e e(L),

L/K,

(over

K).

Ll L

l

L/K

L' e S (LL L'/K

is

R.

Rm(e) .

is of type Let

L/K

is

is type

R(S) .

is of type L/K

eeL)

if and only if

is of type

by Proposition 1.15· and set

(a) Suppose

L e eeL).

L'/K

e S (L) .

R(e)}.

Set

constitutes a complete join-

finitely generated implies

L'

R( C) •

S(L).

L/K

Proof.

L(e)

and (2)

s(LL

L(e)

Proposition.

is cofinite.

is cofinite by Proposition

if and only if

complete meet-semilattice in if and only if

R(e) .

is cofinite.

F c (L)

Definition.

L(e)

K,

is cofinite if and only if and for all

2.21.

of type

containing

R(e)

In fact,

Rj(e)

L

is of type

such that

eeL)

fL'

as a fixed ground field.

L/K

L

S(L)

K

is defined for every field

eeL) S S(L). for all

Consider

R

Let whence

L/L'

M be a relative p-

n

L' (M - m). Since L'(M-m) meM is the intersection of fields of ==

Thus

Ll/K

is of type

R(e).

If

go L

L', then since LI/K I this process, replacing L

is of type by

LI.

R

we can continue

Hence there exists a

well-ordered set of intermediate fields of [L,L

L/L', namely

is

... }, each of type R(C) such that their intersection I, L'. Therefore L'/K is of type R(C) whence of type

R.

Hence

L/K

is of type

separable, then

L/K

R(S).

(If

is of type

Rj(C)

has an exponent by Corollary 1.18.) (b)

L'

L/K

is of type

Rj(C).

L'

lUb{K(a)

I a e L'}.

L'/K

is of type

R(C), L' L'/K

S(L),

L'/K

type

R(S).

of type

if and

L'/K

is of type

Suppose

is of type (If

Rm(C)

2.23.

L'

R(C).

L/K

K(a)/K

R(C).

L/K

Rj(B c)' Rj(F c)' Rj(E) Proof.

L'

which are composites

Hence we see that if

Rj(C)

if and only if

L L/K

is purely inseparable, then L/K

Suppose

and

Rj(N

C(L), is of L/K

has an exponent.)

L/K

has an exponent:

Each of the sets

an d each contains L.

is of type

Then, in particular,

The following types are identical, and if and only if

then

Conversely, suppose for all

if and only if

Corollary.

S(L),

for those

R(C).

L/K

The converse is obvious.

Since each

R(C)

of fields of type L/K

If

if and only if

is of type

is of type

is of type

then

S(L),

t

is purely in-

L/K

We first show that

only if for all

L/K

is q.e.d.

is purely inseparable. L/K

is of this type

Rm(B Rm(F Rm(E), c)' c)

c)'

Bc (L), Fc (L), E (L) are

cofini te q. e • d .

91 2.24.

Corollary.

The three types C

=

N, B, F

L'

R(C), Rm(C)

or

Proof.

Suppose and

is purely inseparable.

Rj(C)

are identical when

G.

For every subset

S(L),

L/K

L'/K

B'(L)

of

is always of type

B(L)

R(B').

and for every

Thus if

the intersection or composite of fields of type

L'

is

R(B' ),

then

is of type R(B'). Therefore the three types R(B' ), Rm(B' ) and Rj (B' ) are identical. If L/K is of type R( N),

L'/K

then

by Proposition 1.23.

N cB

Proposition.

2.25.

=

U c

U u

or

Proof. If L"/K

L"

Suppose

is purely inseparable.

L/K

R(C), Rm(C)

Then the three type C

q.e.d.

and

Rj(C)

are identical when

.

Suppose

L/K

is any element of is of type

was arbitrary,

R.

is of type Uc(L'),

Thus

of Proposition 2.22.

L"

Rj(U

L'

Let

S(L). Hence

Uc(L).

Since

R(U c)'

L'

as in the proof of (b)

c) and

Rj(U

are identical. c) By Proposition 2.18, the intersection of any collection of fields in

Uc(L)

nent over

K.

Suppose

L/K

type

S(L), Uu(L') R(U u)

= ¢.

Uc(L),

is of type

is of type

Proposition 2.18 whence L'

R(U c)

is again in

Hence L/K

Hence

then

is of type

L'/K

is of type

L/K

R(U c ).

L/K

R(U u)'

in fact of bounded expoRm(U c)' Then Uu(L)

is of type

Hence for all

L'

Rm(U u)'

=

¢ by

Also for all

S(L), L'/K

is of

so that in the proof of (b) of Proposition 2.22, q.e.d.

Reference Note for Chapter II The result 2.4 is due to Pickert [45J. invariants are treated in [15J, R

material is in [37J.

[17J.

The lattice

The additional type

Based on the fact that a proper

purely inseparable extension has non-trivial derivations, a Galois theory has been emerging;

some of the results of this

theory can be found in sources included in our reference list, in particular, [5J,

[13J, [22J, [24J, [55J, [57J.

III.

Some Applications

A. Extension coefficient fields.

We now consider for certain

commutative algebras the connection between our generating systems and the existence of coefficient fields containing the base field. Let

A

field g

be a commutative algebra with identity over the

A).

If

N

is a fixed maximal ideal of

is the natural algebra epimorphism of

identify

K

and

gK

in

A/N

A

onto

A

and if

A/N,

we

and sometimes denote

A

by

(A,K,N,g). We give a direct definition of the type of coefficiept fields with which we are concerned.

The well-known definition

and existence theorems in the case of complete local rings (see for example, [7J and [40J) do not in general imply the existence of our type. 3.1.

Definition.

coefficient field (or,

(A,K,N,g)

K-coefficient field)

and only if there exists a field and

is said to have an extension

F

in

A

F

for

N

such that

if

gF

=

gA

KeF. Even the tensor product

K(a) 0 F,

purely inseparable extension of exponent proper intermediate field of 1 0 F - coefficient field.

K(a)/K

where

K(a)

e > 1

and

is a simple F

is a

does not possess a

(Here and below,

0

means

0

K.)

94 3.2. H

Lemma.

K e L.

Suppose

H, K, L

There exists a subset

tive p­base of both

and

L/K

are fields such that

M of

L/H

L

which is a rela-

if and only if

=

K(LP )

H(LP ) . Proof. L/H(LP )

Suppose

M exists.

has exponent

1

K(LP ) = H(LP )

Then

K(L P ) £ L.

H(LP )

and

since

The converse q.e.d.

is immediate.

3.3. KeF

proposition.

L/F

Land

Let

K, F, L

has exponent

be fields such that

e.

Then the following

conditions are equivalent.

(1)

There exists an intermediate field

J/K

L/F

L

=

@K

as usual).

(2)

There exists a canonical generating system fBI" i i i P n K)(0:' ) where K. such that B!;> (L = a l l

of

L/F

F(B.l+ 1'" .,Be ), i

(3)

=

is modular and

such

L/K

that (@

J @ F,

of

J

is modular

.. ,Be}

1, ... ,e.

For all canonical generating systems

fBI, ... ,Be}

of

i

n K) (Kl L Proof. exponent one for

e

i

=

(1) implies (2):

1, ... , e.

Since

L

@ F,

J

J/K

and every canonical generating system of

L/F.

Since

generating system modular base of

J/K

is modular,

[Al, ... ,Ae}

J/K.

Clearly

J/K

such that [A

l,

... ,A

e}

also has

J/K

is

has a canonical

Al U ... U A is a e satisfies (2).

95 (2) implies (3): ating system of

L/F

Let

...

be a canonical gener-

satisfying the conditions in

(2).

Set

means F. Then where i == 1, ... ,e, Ki == F(B i+l,·· LP == Kl(Bl) so that (L P n K) (Kl) (Bl) == (L P n K)(Kl)' i i i Make the induction hypothesis that LP ee (LP n K) (Kl ). Then i+l i+l i+l i+l i+l i+l P ) == LP == (L n KP)(Kl ) E (LP n K)(Kl+ l i+l i+l i+l i (L P n K)(Kl+ l ) E LP • Hence by induction LP i i whence (LP n K) (Kl ) i == 1, ... LP

i

(LP

i

n K)(FP

i

i

i

), i

...

Thus LP

,

(L P

i

n

i F)(BI? 1, ...

Hence, by Proposition

i e

1.56, if

generating system of

), i == 1, ... , e.

tBi, ...

then i i

i

is any canonical

== 1, ... ,e.

is a relative p­base of BI?lU ... UBPe i i and LP /(LP n F) . By Lemma it follows that since i i i i IP U is a relative p­base of LP /(LP n it Bi+l U BeIP i i i i is also one for LP /(LP n K)(F P ). Thus LP == i i i i i i i (LP n K)(FP ... because LP /(LP n K)(F P ) i i i i i has an exponent. Hence BiP C (L P n K)(F P ..• ) Now

...

(LP

i

i

n K)(Kl ),

i

== i , ...

96 (3) implies (1): erating system of Assume

L

Let

fBl, ... ,B be any canonical gene} i i i Then LP = (L P n K)(Kl ), i = l, ... ,e.

L/F.

o K(A.l ­ 1) 0 F(B., ... ,B) l e

K(Al) 0

tAl'" .,A.l ­ 1,B., .•. ,B e } l

and

is a canonical generating system of i

i

of LP n K such that L/F. Take a subset Cl i i i i i KP (Ai, ... ,Al_l,cl)· Then LP i i i i i i i P ( AI'" P P ­P )( FP ) . Hence L = K .,Ai_l,Li ,BPi + l,·· .,BP e A U l is a relative p­base of L/F .

F(A l,·· .,A.l ­ 1,C.,B. 1'" .,Be ). l l+

Select

... U A.

e



1 U A. U B. l

l+

1 U ... U B

A.l -c C.l

By the induction hypothesis it follows for all

so that

b

B. l

and for i

F* = F(A l, ... ,Ai_I' Bi + l, ... , Be) that [L: F*(B i ­ b ) ] = p . Hence [B.} is a canonical generating system of L/F* with l

exponent fA.} l

i

i.

Since

A.l

is a minimal generating set of

is a canonical generating system of

L/F*

L/F*,

with exponent

by the invariance conditions of canonical generating systems. i

Thus, since

Al

E K,

L

K(A l) o ... 0

K(A i ) 0 F(B i + l ,

Therefore condition (1) holds by induction with (Also

L 0 Ki

has

K(Al,

efficient field, i = l, If

F/K

,A i)

o K.l

F/K

J 0 F

K(Al,

J/K,

thus for

L/K

,A e ) .

l

q.e.d.

is separable algebraic, then Proposition 3.3 not L/K

to be the tensor

of its maximal separable intermediate field

and the intermediate field of all purely inseparable

elements

).

10K. ­ co­

,e.)

only gives sufficient conditions for product

as a

=

J

,

but also criteria for to be modular by

(c)

J/K

to be modular, and

of Lemma 1.61.

97 We noted that (3) implies the condition:

(4) of

L/F,

For all canonical generating systems L @ K.

has

[Bl, ... ,Be}

1 @ K. - coefficient field, l

i

l, ... ,e.

=

Now (4) implies the following condition:

(5)

There exists a canonical generating system of

L/K

efficient field, Thus we have (1)

3.4.

C1L (2L

i

=

L

such that

e

K. l

has a

l, ... ,e.

(3)

(2)

Proposition.

(4)

If

F/K

(5). or

L/K

Suppose

F/K

or

L/K

is modular.

are linearly disjoint over

=

is modular, then

(3), (4) and (5) are equivalent.

Proof.

i

1 @ K.l - co-

Then

n

K

and

K,

1, ... , e.

We use this property to show that (5) implies (1).

Let

[Bl'" .,Be} be a canonical generating system of L/K which satisfies the conditions in (5) . Then L @F K has a coi efficient field containing 1 @F K. , i == 1, .. " e. We use the a symbol K e_ l

=

@ e F(B

to denote the tensor product with respect to e).

We now show

L/F

has a modular base.

Make the

induction hypothesis that cient field (i base

=

implies that

1, ... ,e)

for all extensions

has a

L @F Ki

L/F

L @ K. e

has a

l

has a modular

L/F

< e.

There

L @F K.l

onto

L

1 @ K. - coefficient field, e

coeffi-

with exponent

exists a canonical F-epimorphism of so

-

1 @F Ki

l

@

e K... l

i = l, ..... e - 1.

L/K has a modular base, say B'1 U . . . U B'e-l" by e_ l the induction hypothesis. We may assume that B U ... U B' e-l l' is canonically ordered. Since B , •.. , B:l - 1" Be satisfy the l'

Then

conditions in part B of Corollary 1.31, a canonical generating system of

L/F.

fBI" ... , B'e- l' B} e

is

L @F K l has e_ a 1 @F K coefficient field, there exist subsets B-lf -c e-l J j P that c 1 L @F K such f B-lf = and B-lf @F Ke-l e-l J J J (j = 1, ... , e - 1), where f is the canonical F-epimorphism of

L @F K e_ l

onto the residue field

maximal ideal. all where

b*

Bj

E: C

Now

BjP

j

it follows that

s eLand

e bI?

s J

Hence

c,p

j

j

elements of

Be'

b

s

By the division algorithm..

e

< p ,

pe,

rest) t

we have

where and

modulo its

j

@F 1)[1 @F

where

B:J+ 1 U ... U B'e- 1 U Be' b*P

L @F K e_ l

whence.for j j pJs pJ s '" p I t b*P = LJSC @F b ... b l t s

divides

E: F

l

j

b l, ... ,b t

nCs) + res), Since

S (LP

Because

i

=

1....... t.

it follows that where fb*P

c· e L. j

s

F(B e)

Also, with

n F(MjP

j

is a monomial in the

is a linear basis that includes

).

99

Thus each Since j

=

l, ... ,e - 1.

fBt ]

=

k

j

equals some

n j

C

]]

(L P

i

whence

j

n F)(M!P ), ]

{Bl', ... ,B ' 1,B} is a canonical gene­ e erating system satisfying (2) of Proposition 3.3 with K = F there.

Hence

We assume L 0

F

Hence

L/F

By, ... ,

of

L 0

such that

F

gBt1

L 0 i

e 1 0 K(FP ).

F

onto

=

LF

Since

g

L.

i

subsets

l, ... ,e,

=

and

is the canonical K-

Let

b

B!.

Then

By hypothesis there exists a subset

i

Ls s ms' where a s E: L i i i 6 s a Ps 0 mP = 6 s a P 0 (6 t s s a

b

where

k

and i

0

LP

st

= »,

{Ai, .•.

i

i

3.5.

m e F. s

)

=

n K and ms = 6 t kstXi

i k s t e LP .

i

Thus

(L

1

P

i

Also, Hence i

i

.

Suppose

are linearly disjoint over is modular.

i

= xP t

Hence for each i

n K)(F P ). L/F

i

,

t,

Therefore satisfying

3.3.

q.e.d. co

Lemma.

bP 0

is a canonical generating system of

(2) of Proposition

L/K

1

which is a linear basis of both i i i K(PP )/K. Now b P = 6 t k 0 { ,k e K. t t

and

kt

=

is a field, where

epimorphism of

FP

e

1 0 F ­ coefficient field, there exist

(1 0 F)[B!, ...

of

U A'.

1

is canonically ordered.

A'1 U . . . U A'e

has a

A' U

has a modular base, say

n KeLP

i

) = K.

If

i=l r pi L n K(L P ), i < r

LP

i

and

1,2, ••. ,

r K(LP ) then

100

Proof. LP

that

i

Let

i r

K(LP)

and

intersection for subset of i

LP.

K

Then our hypothesis implies

are linearly disjoint over their i +

be a maximal P i) Pi which is linearly independent over L n K(L ==

X

Then

be fixed.

r ==



LP

K

X

is certainly linearly independent over each of

the smaller fields because

Let

r

i

== L,

+

i

.

are linearly disjoint and

r

K(LP ), X remains maximally linearly independent over

C

independent over i

LP

n K.

basis of

K/LP

basis of

r i K(LP )/LP

+ 1,... .

i

== .i ,

r

i

n

K.

Since

n

Also,

we show that LP

r K(LP ),

r

c LP

==

r

i

and there would exist a subset

mality of where

k

X.

Thus for any

r.

+

i

X U [x}

independent over

r

n

would not be in the linear span of

K

is clearly linearly

X

X

X X

is a linear is a linear if no t ,

...

over in

K

that is linearly

which contradicts the maxi-

k e

k

and

x r. e

==

j==O,l, . • • .

... ,

Hence

J

J

the coefficients in these linear combinations are in

n conclusion now holds because LP

i

.

X

K.

The desired

is linearly independent over q.e.d.

101

3.6.

Corollary.

Let

L/K

be purely inseparable.

n K(L P

(Xl

L/K

has a canonical generating system and

i

)

i=l

Suppose K.

Then the following conditions are equivalent. (1)

There exist subsets

A

l,A2,

every canonical generating system every positive integer and of

where

(3) i

(LP

c

-

L/K, L 0

i

L/K :=

K.

L/K

0

K(A e) 0

and K(Me)

is a canonical generating system

M == B e e+ l U Be+2 U

... .

i i n K) (Bl+ 1 ' Bl+2' . . . ) , i

has a

3.

::=

1 ® K.

3.

-

[BI' B2, ... )

of

[Bl' B2, ..• }

of

1,2, ...

coefficient field, where

1,2, . .. .

There exists a canonical generating system L ®

such that

K.

3.

has a

[B l,B

... } 2, 1 ® K.3. - coefficient field,

1,2, ... Proof.

Let

e

be any fixed positive integer.

any canonical generating system [B l, ... ,B

e}

F

Since

:=

of

For all canonical generating systems

K(M.3. ), i

(5)

i

K(A l) 0

such that for

}

For all canonical generating systems

(4 )

K.3.

l,B2,

L

.

L/K

L/K, Bl?3.

of

There exists a canonical generating system fBl' B ... } 2, i i i i such that Bl?3. E (L P n K)(Bl+ l,Bl+2" .. ), i 1,2, ...

(2)

of

L

[AI' ... ,Ae,Be+l,Be+2' ... } L/K,

of

e,

[B

...

K

e



[B

l,B2,

... }

of

is a canonical generating system of

i

i

n K)(Bl+ l,Bl+2' ... ),

Then for

L/K, L/Ke.

Set

we have the equivalence of (1), (2)

102

(3)

and

3.3.

by Proposition

(5).

implies

Now

(5)

(4)

Clearly (1) implies

implies a similar condition

which

(5')

in

e K(LP )

replaces K and the tensor product is with e e respect to K(L P ). Letting F == K(LP ) in Proposition 3.4, e we have that L/K(LP ) has a modular base. That is, (5' )

which

implies

e

L/K(LP )

Hence by Lemma

is modular for any positive integer

3.5,

proceed as in the proof of where we use the fact i

n

),

i

Setting

is modular.

L/K

(3)

L/K

e.

F::=K,

we

e

implies (1) of Proposition

3.3

modular implies that

= 1, ... ,e.

(1).

Hence we obtain (5) implies

q.e.d.

3.7.

Let

E/K

intermediate fields of

E/K,

Suppose e

Lemma.

beE

and

e

)n + kn_l(XP )n-l + .•. + k

rability of K

b

over

K.

and

i==O, ••• ,n

Proof.

and

S

separable algebraic.

in an indeterminate

o

where

Suppose Then

b

E:

n

over

is the degree of sepa-

S, F SF

x

are linearly disjoint

if and only if

p-e

k.

1

e F,

1.

Suppose

b

SF.

are linearly disjoint over K. e [K(bP ) : K] ::= n , Hence [F(b) S/K

S/K

F

is a root of the irreducible polynomial

0, ... ,n - 1,

over

be a field extension,

is separable algebraic,

Since Thus F] SF/F

bP

e E:

e S, K(bP )

and

F

e [F(bP ) : F] = e [F(b) : F(bP )]. n.

Since

is separable algebraic.

103 e b e F(bP )

Hence

[F(b): F] = n ,

and

'!herefore

b

is a

root of an irreducible polynomial of the form

+ ao Let F*

F*

over

F FKP

denote the composite

are linearly disjoint over

argument,

[F* (b) : F*] = n ,

where

-e

K.

in

a.1 c F, i = 0, ... ,n - 1. -e E(KP ). '!hen S

Similarly as in the above

'!h us it follows that

b

is a root -e

n p-e n-l of the irreducible polynomial q(x) = x + kn_lx + .•• + k oP -e over F* F. Hence k1? = a. e F, i = 0, ... ,n - 1. 1 1

-e

Conversely, suppose over

. Slnce

F.

separable over

x K

and

algebraic over

F.

K

q(x)

-e

Since

b

Hence

b

is separable

is also purely inseparable over q.e.d.

ElK

is finite,

purely inseparable over

F K

the intermediate field of all elements and

S

the maximal separable

intermediate field, then Proposition that

is irreducible and

SF. If

E

¢ S 0 F

sufficient for

ElF

implies that

exceptional extensions.

3.8.

q(x)

is irreducible and

=KP-e

, ...

is a root of

b

+ k n- IXn-l + -e

separable over

S, b

n

Then

F.

1

E

=S 0

Proposition.

intermediate field of

3.1 in [47, p.22l] shows always gives rise to

3.7 gives a necessary and

Lemma F. Let

L/K

L/K, and

denote a set of generators of

be algebraic,

F/K

Lis

S

maximal separable

a field extension. and for

b

t

G

let

Let

G

104

(x

pe)n + k _ ( x pe)n_l + ... + k o n 1

polynomial over e, n

K

which has

functions of

=

b, i

denote the monic irreducible

b

as a root

1, •.. ,n - 1).

unique composite and (2) for all if and only if (3) Proof. field.

=

LF LF

S 0 F

Suppose

For any

b

(1)

L/S

K

kl-e

beG,

and

LF

(2)

and

G, b

hold.

By

(1)

Then

l, ••. ,n - 1

is a

3.7.

Hence

Sand

F

in

(1)

LP

e

is purely inseparable and

S ® F

is a field, we q.e.d.

corollary. c Sand

FP

Suppose e

K,

a coefficient field of 3.10.

and let

f

f(S ® 1)

=

(2)

(in

k P.

-e

1

e

J

LF.

fel 0 S).

, i

=

LF)

FP

(2)

Proof. J ® F

If

00

then

K,

Let Let

L, K, S, F J

and

S ® F

G

is

Suppose Then (1)

L

n

F

L ® F

S

L ® F

Suppose (1), is a field.

for

Ker f

and

(2) and (3) hold. Thus

J

and

in

L/K

L ® F

LF

onto

and

has no nilpotent elements,

if and only if

1, ... , n - 1,

be defined

be an intermediate field

is a unique composite and

coefficient field of

imply

or

is a unique composite.

denote the canonical K-epimorphism of

a field composite

JF

3.8.

LF

L ® F.

Proposition.

as in Proposition

3.7.

Hence (2) holds by Lemma

K.

have that (1) holds.

3.9.

i

L 0 F.

S ® F

by (2) and Lemma

SF

k ,

is a

=

e F, i

is a coefficient field of

are linearly disjoint over

Since

t

i

Then (1)

conversely suppose (3) holds.

SF.

(k

F

(3) for all (4)

(5)

J 0 F L

beG,

is a

=

JS.

Then (1) and (2) (in

LF)

are

lOS

linearly disjoint over

K.

Hence

linearly disjoint over

K.

By Lemma

Thus

LF

JF

since

f(S 0 1)

(4) implies that over

K.

that

L/J

Hence (S) implies

J

L 0 F

S

J

(in

L)

are

(3) implies (S). Hence (4) holds.

f(l 0 S). and

F

are linearly disjoint

(3) by Lemma 3.7.

is separable algebraic.

L 0 J (J 0 F)

and

Since

Thus it follows

J 0 F

is a

has no nilpotent elements.

That

(1) holds.

q.e.d.

3.1l. and or

JP

(2)

has no nilpotent elements e e If ( 1) LP c S and JP =>

00

then

.:2

for If

J 0 F

is a coefficient field of

Ker f.

L/K

Proposition and

L ® F

Suppose

is a unique composite.

JF

L 0 F

Corollary.

is finite and

3.10 where

J/K

then

L

satisfies (S) of

is purely inseparable.

(3) of Proposition 3.10 hold.

Thus (2)

Hence (1) and (4) are equi-

valent in this case. If

J

is the intermediate field of

all elements of

L

3.12.

3.1 in

L/J

Proposition.

A

then

is not exceptional

p.221J). Let

be a complete local

algebra (not necessarily Noetherian). then

consisting of

which are purely inseparable over

(5) of Proposition 3.10 holds when (Proposition

L/K

If

A/N

is modular over

has an extension coefficient field if and only if

n

i

1,

. ..

.

106

Proof. i

Since

= 1,2, •..

p-base

B

of

A/N

A/N

i = 0

b

over

K

otherwise}.

Proposition 1.23.)

if

i

n K)

is modular over

such that

i = 1,2, .• . , c* = c n K nent of

g(AP

Suppose that

and

K,

there exists a

i K= «A/N)P n K)(C*), i is the expoC = [bP Ib e B, i

is purely inseparable over and

b

(See (*) in the proof of (2) implies (3) in

n

Since

i

K) = (A/N)P

n

K,

there

exists a set of representatives B' in A of B such that i AP [B' J contains c* (K and gK being identified) . Since i i i g(AP n K) = (A/N)P n K, we have K = (AP n K) (C*), i

1,2, . • . .

Thus

i

AP [B']

K, i

=

1,2, ... ,

whence with

co

respect to the

N-adic topology of

is a coefficient field of

A

A,

containing

n

i=l

(closure

K,

i

AP [B'J)

[58, p.306].

converse is immediate. When

The

q.e.d.

A/N

has no purely inseparable elements over K, i i then the condition g(AP n K) = (A/N)P n K always holds i pi since (A/N)P n K = K in this case. Also, if A/N is separable over

K,

then

A/N

is modular over

K.

The existence of an extension coefficient field is a particular case of the extension of a coefficient field of a subring to the whole ring [40J. this point of view.

We now give a few results of

107

3.13.

Proposition.

identity,

N

Let

A

be a commutative ring with

a maximal ideal of

homomorphism of

A

onto

A/N.

A Let

and R

g

the natural

be a complete local

ring (not necessarily Noetherian) of prime characteristic such that

R

A,

the identities of

A

and

M= R n N

is the unique maximal ideal of

R

R.

exists a coefficient field of A

A/N

RIM.

i

n RIM,

C

C

C'

(A/N)P

i

n RIM,

= 1,2, . . . .

i

i

RIM.

A

of

such that

B

is the exponent of

RIM,

is a p-base of

Suppose

g(AP

R

R

is a modular base of exponent over

K

over

A/N

that

gb'

is a coefficient field of Corollary.

b

= gb '

RIM and b' e B'

has over A.

Let

RIM,

B

- (RIM)

has the same

we see that

The converse is immediate.

K[B'] q.e.d.

A, N, R, M and g be defined as e e and gR = (A/N)P for some AP

then every coefficient field of

R

=

C'

Since

positive integer

A.

=

R)

has a coefficient field

If

extendable to one of

n

of

RIM} .

over

in Proposition 3.13. e,

B

i

where

C'

by the existence lemma as stated in [39J.

3.14.

Then there

Then there exists a set of repre-

1,2, ...

in

is

which is extendable to one of

is a p-base of

=

i

sentatives B' i {b'P b ' e B, Since

A/N

By Proposition 1.22, there exists a p-base

such that

(A/N)P

K

n R) =

if and only if Proof.

R

coincide and

Suppose

purely inseparable and has a modular base over

p

R

is

108

gK == (A/N)P for

(A/N)P

e

K

i

n

i g(AP n K) ::::: e K, i ::::: 1,2, ... , K(::::: gK::::: (A/N)P ). Clearly

K has a modular base.

over

Proposition

3.15.

Thus the conclusion follows from q.e.d.

Corollary.

Let

coincide.

Let

N

M M

be commutative rings

R

and the identities of

A

and

be maximal ideals of A and R, e e+l Suppose AP AP c R R n N.

for some non-negative integer R

and

A

A::J R

and

respectively, such that

(a)

A/N

3.13.

with identity such that R

e i-e «A/N)P )P

it follows that

e, e + 1, ... ,

i

Then

be a coefficient field of R. i e i Since (A/N)P n (A/N)P == (A/N)P

Let

Proof.

e,

P

:::::

characteristic of

R.

If

is a complete local ring (not necessarily

Noetherian), or e+l (b) AP

is a complete local ring (not necessarily

Noether ian) , then there exists a coefficient field of able to one of Proof.

e+i

(a)

Since

R

by Proposition

Corollary

R/M.

n (R/M), i

ficient field of E,

3.14,

which is extend-

A.

a modular base over (A/N)P

R

E

A/NP

e+l

S R/M

Now clearly

== 1,2, ...

e e (A/N)P , (A/N)P e+i g(AP n R) ==

Thus there exists a coef-

which is extendable to one of

3.13.

has

By identifying

E

and

say R

in

can be extended to a coefficient field of

A.

109

Since

(b) p-base and

e E R/M E (A/N)P ,

e+l

e such that (A/N)P e (A/N)P . Let G' E R

of

G UD

(R/M)(D)

(A/N)P

=

sets of representatives of

G

and

D,

there exists a

(A/N)P and

e+l

= R/M

(G)

D' CAP

e

be

respectively.

Now

e+l is a p-base of (A/N)P and e+l AP is complete, there exists a coefficient field e+l E[G' ] and AP such that E G'p U D'P. Hence K

Since E

of

E'

= K[D']

are coefficient fields of

3.14,

By Corollary

E'

Rand

e

AP,

respectively.

can be extended to a coefficient of

A.

q.e.d.

3.16.

Proposition.

unique maximal ideal

Let

A

be a quasi-local ring with

N and let

R

be a complete local ring

(not necessarily Noetherian) of prime characteristic that

R, M = R

A

coincide.

A/N R

p

N

If

e

n N and the identities of A and

=

for some positive integer

(0)

is separable over

RIM,

is extendable to one

A.

Proof. A/N

Let

K

where

B

A/N.

RIM,

RIM.

sets of representatives of e

if = (0), whence

L

is a field. e = AP [B',D'J

every p-base of

Hence let

is a p-base of

such R

e

and

then every coefficient field of

be any coefficient field of

is separable over

able to one of

P

BUD Let

Band

RIM

Since is extend-

be a p-base of

B' C K D,

R.

and

A/N

D' C A

respectively.

be

Since

Clearly

is a coefficient field of

A

as in

110

the proof of Corollary 3.14.

=

Now

L

=

e AP [B',D'J

e KP [B']

q.e.d.

K.

In Proposition 3.8 conditions, which include the case is purely inseparable, are given for

F/K

1 0 F - coefficient field.

existence of a

L 0 F

to have a

We now determine criteria for the

L 0 1 - coefficient field when

is purely

F/K

inseparable.

3.17.

Lemma.

Suppose either

Then there exists sets B U B L F

is a p-base of

Proof. set in

LF

L

=

(LF)P(F)

in

B* F

such that

BL U BF We may choose

=

F(LP).

e (L 0 F)P [B']

=

such that

is a p-base of

=

BL

B* L

and

Suppose

F/K

and

B* L

FP

e

.s

K,

(L 0

=

B F

and LF. of

LF. BF -c B* F

B F

or

BL

B* L

and

is a relative p-base of

has exponent

F)P

B* F q.e.d.

is a coefficient field of

Since

L(F P)

(LF)PCBt,B;)

L 0 F

is any set of a representatives of a p-base Proof.

F

which are p-independent

of

B L

B* so that either B or F L LF/F or LF/L, respectively. Lemma.

F

Thus

=

3.18.

in

(LF)P(Bt) = (LF)P(L)

Therefore there exist subsets

BF

B F

LF.

and a set

and such that

(LF)P(B;)

and

L

is algebraic.

F/K

It follows by Zorn's lemma that there exists a

in

B* L

in

B L

or

L/K

e C L 0

B 1.

e.

Then

where of

LF.

Thus

B'

III

e (LF)P.

is a field mapping naturally onto result by identifying

L ® F

with

A

We have the desired

and

(L 0 F)P

e

with

in the proof of Corollary 3.14.

3.19.

Proposition.

q.e.d.

Suppose

F/K

there exists an intermediate field L 0 F'

is a coefficient field of

B L

Land

of

LF'(= LF),

B F

of

F'

F'

has exponent of

L ® F,

such that

F/K

e.

If

such that

then for all subsets

B U B F L

e (1) L = K(LP )(B L),

we have that

R

is a p-base of (2) F' = K(B F)

e Conversely, if there (L ® F)P [B L ® 1,1 ® B F]. exist subsets B of L and B of F such that L F e (1' ) BL U BF is a p-base of LF, (2' ) L = K(LP ) (B L) and e then there exists an (L 0 F)P [B ® 1,1 0 BFJ, (3' ) K L

and

(3) K

intermediate field

F'

efficient field of

L 0 F,

Proof.

Suppose

of

L 0 F'

F/K

such that

namely

F'

=

K(B

L 0 F'

is a co-

F).

is a coefficient field.

By

Lemma 3.17, there exist subsets such that p-bases,

B U B L F

B of Land BF of F' L is a p-base of LF' = LF. For all such

e (L ® F)P [B

L

0 1,1 ® BFJ

is a coefficient field of

e by Lemma 3.18. Since (L 0 F)P [B L 0 1,1 0 BFJ L 0 F', e (L ® F)P [B L ® 1,1 ® BFJ = L ® F'. Thus K c e e (L 0 F)P [B L 0 1,1 ® BFJ whence K(L P )(B L) ® K(B F) e e = (L 0 F)P [B L o 1,1 o BFJ = L 0 F'. Hence L = K(LP ) (B L)

L 0 F

112 and

F'

K(B F).

=

hold.

Now

L 0 F

of

Conversely suppose (I'), (2') and (3') e

(L 0 F)P [B L 0 1,1 0 BFJ is a coefficient field containing K by (3'). Hence by (2')

e (L 0 F)P [B L 0 1,1 0 BFJ

=

e

K(L P ) (B L)

3.20.

q.e.d.

Corollary.

Suppose

F/K

there exists an intermediate field F'

0

L ®I«BF).

F' = K(B F).

Let

L

=

K(B F)

0

Bt U BF

Since

in

Land

is a p-base of

LF

and

K

(LF)P(Bt)

there exist BL U B F

and

Corollary. subsets

i

F/K

such that

BF

in

(LF)P(Bt)

= L whence

F

=

so that L(F P)

L

K, K

Suppose

F/K

has exponent

and

B F pe

B L

in LF

L and

(LF)

=

L.

= K(LP)(Bt).

FP

is a p-base of

tbP

of

Then

1.

L ® F.

Bt

3.21.

=

Choose

L 2 K(LP) (Bt) 2 (LF)P(Bt)

Then

F'

is a coefficient field of

Proof.

has exponent

(L 0 F)P(Bt ® 1).

in

F

(BV CF)

e.

q.e.d. If

such that

=

L

where

1b e

B i is the exponent of b over K}, then F, there exists an intermediate field F ' of F/K such that

CF

L ® F'

is a coefficient field of

Proof. Hence (L 0 F)

L

pe

L ® F.

We have

=

e K(L P )(B L)

(B

L 0 1,1 0 BF ] .

and

K

e

C

(L 0 F)P [B L ® 1,1 ® cFJ

(If it is assumed instead that

113

K

(LM)

C

pe

(BL,C F),

then

L

F

has a K-coefficient field.) q.e.d.

3.22.

Example.

field and L

=

K( c P

u, v

-f

=

K

p(u,v)

=

F

K(UP

-e

-e

,vP )

x)

If

f .::: e, then -f BL = fc P J and of

L

where

P

CF

over

K

B U B L F BF

=

=

and

e,

-e

is a perfect

c

F.

is a coefficient field of

L

F

When

If

(in an

LF

where is a p-base

BL U C F L

K(UP

f < e,

then

K(C)

by Proposition

L/K

Let

is a root of the

Thus by Corollary 3.21 L

P.

are positive integers [43J.

Clearly

}.

is a coefficient field of

B. Field composites.

f

is a p-base of

fu P

[u ] .

where

x 2 + ux + v

separable irreducible polynomial indeterminate

where

are independent indeterminates over

and

)

Let

-e

) F

3.8.

is purely inseparable and

F/K

is an arbitrary extension field, the analysis of the radical of

L

F

is useful for determining the structure of the

unique field composite

LF.

We now extend to fields which

have an exponent the basic methods and some of the results of the finite degree case [43J.

L/K

will be an extension

with exponent throughout this section. In the statement of the following proposition we use the simplifying fact that

F(LF)P

j

=

FLP

j

Also we omit the trivial

114 cases where one or both exponents are zero.

3.23.

Proposition. e

exponents

and

e'

,

chains of subsets of

and

LF/F

have positive

Then there exist two

L

:::J

:::J

M'

:::J

:::J

0

L/K

respectively.

M

0

Let

M.

1

J

:::J

:::J

:::J

:::J

M

:::J

e-l

M',

e -1

e =

¢

M'



M

:::J

e'

( 1)

such that i (a)

j

and

MJ? 1

i K(LP )/K

(i (b)

=

are minimal generating sets for

J

j

and

F(LP ) /F,

0, ... , e - 1; j

for each

j

respectively

0, ••• , e ' - 1),

and

there exists at least one

j'

such

that M.

J

Proof. by

A(S),

:::J

I

M

J

where

s

L,

J

+

1

(2)

j ' > j.

and

is an integer such that

s* ,

o -< s* -< e' ,

1 < s < e:

and two chains of

namely,

M e-s M'

:::J M. 1

:::J

e'-s*

such that:

M.,

Consider the proposition which we shall denote

There exists an integer subsets of

:::J

:::J

:::J :::J

-

M'

:::J

e'-l-

M'

e'

115

(1)

(2)

M.

The sets

and

l

j := e'-* 1) s , ... , e'-

have the properties (a)

and (b) of Proposition

3·23·

Either

s* := e'

s* < e'

F(LP

e'-(s*+l)

if

3.23.

and we are done, or p-independent in

is relatively p-independent in )/F

A(e)

i < e' - e* To prove

=

then

For, when e* < e'

F(LP

s

and

e'-(e*+l)

F(M o)'

M'

e'-s*+l

.1. M

r

e-s

is equivalent to the statement

is relatively p-independent in LF := F(K(Mo))

and

M', e -s *:= Me-s

First we note that of Proposition

or

and e'-(s*+l)

(ii)

M'e '-s* := M') 0 '

(hence

#e-s

( i)

Since

(i = e-s, ... ,e-l;

J

)/F.

=

e, then either e*:= e' e'-(e*+l) MP is relatively o

In the latter case,

F(L)/F.

M o

Since

we may therefore set

Mi

=

Mo

for

to complete the second chain. A(l)

we consider the set e-l is relatively p-independent in [I!I,SL, I P e-l is relatively p-independent in K(LP )/K, e'-l F(LP )/F}. e-l e'-l ) and F t F(LP K t K(L P ), there exist elements e'-l e-l aP t K and t F. If 1

116

aP 1

e'-l

{F

then

1

[a } E S1 ) ,

2

(a

+ a )P l 2

tal + a

2

}

aP 2

or if

e-l

f

K

then

But if neither of these negations hold,

e-l

f K

and

E Sfl),

(a

Thus

e'-l

+ a )P l 2

¢,

sfl)

f F,

then

which implies

and from the elementary

properties of relative p-independence it follows that is inductive. in

s(l) 1

Hence there exists a non-empty maximal set 1

say

'

1,

Suppose that

IP

and that

IP

e-l

p-base for

K(LP

p-base for

e'-l F(LP )/ F,

aP

e-l

)/ K

e K( Ii

1

e-l

1

e-l

is not a relative

e'-l

is not a relative

1

Then there exist elements

) t =

K( L

P

e ) (

Ii

e-l

)]

and

aP 2 If

aP

if

aP 2

e'-l

1

e'-l

f F( Ii e'

f F(LP )(Ii

e-l

e'-l

e '-1

) [= F(LP

)

1

1

these contradicts the maximality of 1 1 U tal + a

2}

either

can be chosen for

chosen for

M', 1 e -

1 < t for

< e'. M', l' e -

E sfl),

)( Ii

e'-l

)].

1 1 U tal} E sfl),

then

then

e'

U [a } 2

1

1,

E S

1 1

);

and

each of

But now we get

which is again a contradiction,

= ... = M', t e -

M

e-l

or if not then

for some maximal integer

If in the former case the set then we do so and set

s* = 1,

1

1

Hence can be t,

can be chosen

otherwise we let

117

s* s*

= =

O.

In the latter

e'

and construct a chain for

e- 1 -C

M' +c M

o the set

-c

•••

suppose

0

IP

Let

1

in

K(L P

in

F(LP

e-l

IP

)

e'-(t+l)

e-l

K(L P

relative p-base for

F(L

e'-(t+l)

e-l

)

I

K

pe'-(t+l)

Hence either

=

t)

case of and so

II:

Define

8(3) 1

just as in the case of

2

M

e-l s*

II

(and if

=

t +

M

1

t + 1 < e ,)

(if

and obtain

is attained M e-l as an extension of A(l)

for

t

then

if

1

M'

3

comes

0

is proved.

is true and consider

Me-(s+l) can be chosen as Me-s' true with (s + 1)* = s*. If

= ... =

is not a

then we obtain a con-

then

e-l M'0 + C M C C M Thus e-l - ... o' A(S)

is not a

can be chosen as 2 In the latter case we proceed as in the

until either

Nowassume

e-l

2

then we set

or if

then construct

M'o

)1

IP

e'-(t+l)

can be chosen as

at least.

then we consider

s

If IP 2

and

1

can also be chosen as s*

namely

is relatively p-independent

81 2 ) .

tradiction of the maximality of

otherwise

Then let

using

< e'

t

e'.

) IF}.

relative p-base for

above.

=

is relatively p-independent

be a maximal element of

2

L/K

But if

M •

t

A(s +

A(s +

1)

1).

If

is already

then suppose maximal.

Consider the set

118

=

e-(s+l) [11M E I E L, I P is relatively p-independe-s e-(s+l) e'-(s*+t+l) ent in K(LP )/ K, IP is relatively F(LP

p-independent in A maximal element of

is either an

Me-(s+l) A(l),

(c Me-(S+l)).

and an

M: P J

) / F}.

Proceeding as in the case

. Me-(s+l)

e'-(s*+t+l)

or an

we obtain an

Finally, we note n K(LP )/ K for

n

is relatively p-independent in n c L and is relatively p-independent n < j because J J n in F(LP )/F for n < j. Hence if j' is the largest nonthat

negative integer such that in

K(LP

j' ) / K,

3.24.

then

wP

j'

is relatively p-independent

J

with

M . '+1 eM: eM., J J J

Definition.

j' > j.

q.e.d.

The two chains (1) in Proposition

will be called compatible generating chains.

3.23

We associate with

such a pair of chains a pair of compatible canonical generating systems: and

B

J

where

=

B.

=

M. 1 - M.

M: 1 - M'.. JJ

3.25.

Remark.

If

L/K

is an m-fold purely inseparable finite

extension, then the original canonical description of this

[43J

extension ( a)

q. a.

(b)

aI?

(c)

e

-1

has the form q.

L

q.

eo:

e K(a l,·· .,a i_ l),

l > e 2 2:.

...

-> e m.

q.

=

p

e..i,

,

e. > 0,

119

When the finite degree case is thus expressed, Proposition

3.23

m'

tells us that there exists an integer where

ditions analogous to (a), the analysis of

LF

(b),

m' < m.

such

-'

satisfy con-

a l, ... , am'

(c).

[43J.

in

s

This fact is critical to

Note that the ordering of the

generators is the reverse of the ordering that arises naturally in the infinite degree case. To effect a reduction from the case where exponent to the case where

L/K

L/K

has an

is of finite degree, the

following proposition will be used.

3.26.

Proposition.

... LF/F,

Let

=

...

::l

M e_ l

and

be compatible generating chains for

respectively.

D

Let

there exists a finite subset L*

M o

K(B*),

be a finite subset of B*

of

M o

L/K Mo'

and Then

such that, with

we have

=

n

(a)

D

(b)

the finite degree extensions

L*/K

are canonically generated by

B*

C

B*,

L*F

F(B*

and

and

L*F/F B*

n M'o

respectively, where the ordering of the generators is that induced by

M o

and where the structure

of the canonical minimal polynomials of the generators is exactly the same in L*F/F Proof.

Let

as in

L/K

{Bl, ..• ,B

e}

and and

L*/K

and

LF/F. [Bi, ...

J

be the

compatible canonical generating systems determined by the

120

given chains.

Apply Proposition

maximal integers

such that

i. > j (j == 2, ... , e ' ) , J

-. Mi

-

3.23 as follows:

and

::J M'1 ::J M . J.

2- 1 -

-.

2 ::JM

D == Dl

and

J- 1

-

J

-

Now, set

M.J..-

There exist

::J

::JM.J.

e '-1 -

-

e'

-

1 -::JM', e - l'

and recall that e

M.J.- 1 ==

U .B n , i == 1, ... ,e,

n==J. e'

M: 1 == J-

U . n' n==J B'

We commence the construction of

j

1, •.. ,e'.

B*

by considering

There exist finite (possibly empty) sets

D , ••• , D.

2

J.

2

D n B 1. 1 such

Consider There exists a finite set

D' eM'

2 -

1

such that

Hence i

P 2

s; K(D i

2

-1 }.

We

121

such that

there exist finite sets

P K(D.

[(D 12 U D +1 U i2

1

(3) _

i

-1

3

- D12 U D + 1 i2

D12

such that

D' eM'

3 -

2

Since

we have

::) M.1 - 1

-

3

we have

Hence D 13

n B1

D 13

n B

n B1, ... , D

= D

12

i2

n B

= D

D i 2",·, 13

12

.,

,

B

2

i 2)P

Also,

(D

13

n B.1

n Bi

U Di -1)

3

3

3

= D

12

-

-1'

n

2-

1

and

1 Hence

i

2 S K(Dl +1)' .. ,,(D 13 2 2 2

2)P

B

=

number of steps yields

(Dr2

n

2)P

B

A similar process for

yields DIe' ... -- D'e = ¢, e' ::)M. cF because B', (DIe - DIe I)P e 1 e' De' ' +1 --

n B.1

... ,(D13

B1)P S i

n B.1 - 1 2

13

(D 12 U D.1 + 1 U 2

W1' th

Set

).

3

Now Set

B*

=

DIe'

122 Then

L*F

has canonical exponent of

n

F(B*) = F(B*

B*,

b

0

b E B* -

If in

LF/F

then

b

and by the construction

has canonical exponent

0

in

L*F/F.

The

conservation of the minimal polynomials follows from the fact that

(B*

n B.) J

pj

pj pj K( B. 1 7 ... 7 B ). J+ e

C

-

q.e.d.

For a given pair of compatible generating chains, the construction of

B*

from

we require that

D k

and

p

M.

1

i 7

i

=

B' o

1, ... ,e; j

M - M' o

=

k

be minimal.

K(Ml)/ K

and similarly for Set

will lead to a unique

D i

are possible because

D

0

B*

if

The latter choices

is minimally generated by

i

F(MiP)/ F. and call

07l7 ... ,e'.

B.

1

n

J

the i 7j-cell where

consider the cells as objects

ordered lexicographically by the lexicographical ordering of the pairs

(i,j).

Each cell as a set is considered to have a

fixed but arbitrary well-ordering imposed on it.

3.27.

Definition.

When the cells and their elements are

ordered as described above, we say that the minimal generating and

M'

o

are compatibly ordered.

E B. n and 1 a J then we sometimes write b

If

b

b(3 E Bk n B'P,

and

(i, j) < (k 7 -e L

i;

for B. n < Bk n B 1 a < b(3' J additional clarity we also use the notation b for b a, i, j a Suppose M0 , M'0 are compatibly ordered and let b E M . In 0 a Proposition 3.26 let us set D [b } and denote the uniquely a associated B* by [b }*. Then we spell out the latter set by a

.

123

where

n

depends on

b

and the elements are listed according a to the compatible ordering. Thus L*: K([b and a}*) L*F: K([b n The canonical degree of an element of B'o a}* is defined as 1 and is denoted by We shall often

abbreviate the canonical degree by using the notation when

b E M o

q' (b)

=1

and

when

Now, in

b

q'

(b)

f

B'o '

L*/K

when

b

Thus in particular

E M'.

o

as well as in

q(b)

L/K

we have the unique

expression b

q(b ) a a

f(x l,· .. ,X n ) E Kt x l, ... ,xnJ

where

Similarly, in

L*F/F

and

as well as in

deg x k < q(ba(k))/q(ba). LF/F, we have the unique

expression b

where

q'

(b )

a

a

(4 )

g(x l, ..• ,x n) f F[x l, ... ,xnJ

deg x k < q'(ba(k))/q'(ba). Let LF. C.l C

Of course,

=

M

order.

@

and

f

g

depend on

denote the canonical F-epimorphism of

We denote the radical

= B.l

and

@ 1, 1,

=

i

and

l, ..• ,e; C'

=

of l

M' @ 1. o

:

l

@ 1,

L i

F

q(c ) : q(b ) a a

F

N.

Set

onto

O,l, •.. ,e';

Order these sets by the induced

For clarity we also use the notation

Finally, set

by

L

and

c

..

a,l,J

for

r(c a ) : q(c a )/q'(c a ).

ba'

c . a

124 Clearly, (3) is satisfied in L 0 F,

after replacing

Let

F

L 0 FIN F

We use

C

b

by

as well as in

=

denote the following complete residue system for

c

as an algebra over i(c)

[I;FI1c

=

c

L* 0 F

F

(that is, over

1 0 F):

c ", 0.:::. iCc) < q(c)}.

IcE

F

to form our unique counter images with respect to c that is, Now suppose for some b that q(b ) = q' (b ), a a a terms omitted for brevity, r( ca ) = 1. Then, with q'(c) q'(c) f(Ca(l)a ... ) - g(ca(l)a ... ) r(c) > 1,

When

we define

a

w a

=

c

q' a

(c ) a

w

a

= O.

by (following Pickert)

q' (c ) g(ca(l)a , ... )

(5)

r(w )

w

a

where

g*

to the ba E

a

(6)

indicates that the coefficients of power.

r(c a) B

e n

r(w ) w a = 0, ) a a

I),

=

0

g

are raised

We note in particular, that if then

r(w ) w a = a

ifa

e

E 1 o F.

Since

in this case.

w defined by (5), a and order them as induced by our original compatible ordering. Denote by

W the set of elements

125

3.28.

Proposition.

The following set

power products is a linear basis of

N

S

of distinct

(over

F):

S := [IT c i ( c ) w j (w) IcE C ' , w E W, 0 < i ( c ) < q' ( c ) , 0
01.

Proof.

S'

Let

be a finite subset of

Each element

S.

of

S'

involves a finite subset of

of

W.

Since the defining equations for the relevant elements

of

W

involve only a finite subset of

all the finite subsets of Set

D:= cp(T)

Then

S'

case

[43,

F.

C'

is a subset of

and a finite subset

C' ,

the union

of

T

thus involved is itself finite.

in Proposition

3.26

L* 0 F,

p.IOOJ we find that

Finally we note that

over

C'

S'

to obtain

L*

and

L* 0 F.

so by the known finite degree is linearly independent over

Ker cp := FS,

so

S

generates

N

F.

q.e.d.

Since there exist only a finite number of cells, the following lemma is readily deduced from the finite degree case [42, p. 99J. w a

I

0,

Recall that

r(c

a)

> 1

if and only if

and that by (5): c

q' a

(c ) a

Hence, whenever a power of in a power product

c

a

occurs with an exponent IT ci(c),

where

c E C'

and

126

o

iCc) < q(cL

then this power of

c

(a) a power of

c

a sum involving only < q'(c

(b) wa ,

a),

and

c

(c) certain

can be replaced by

a

with exponent

a p

's

with

c

a < cpo

3.29. of elements of fixed

(i, j),

cells

>

n

with coefficients in

]

from cells

w

w

.

for a

]

can be expressed as a polynomial in

c's a

n

>

belonging to cells

C'

> B. l

n

If

]

F

(i,j)

c

w's

from

involving only is fixed and

then

"

a,l,J

r(w )

w

a

a

(8)

where

occurs with an exponent

< r(wa(s))' s == involve only in

w's

from

c's

coefficients of

••. , m,

from cells

which belong to cells

l

F

c

occurring elements of

n

c

and

n

]

< r(w)

F

and has coefficients

in each

w's

from the

wand with

involving (in addition to initially

C')

only

c's

which belong to cells

]

3.30. F

l

]

and c C. Every polynomial

can be expressed as a polynomial in

Fc '

coefficients from

1.

> B.

-

same set of cells but of degree

> B.

n

> B.

F a r e In a

Definition.

A polynomial expression in elements of

W of the final form described in part C. of the Lemma

3.29, is called reduced. is reduced.

In particular, every element of

F

c

127

It is readily shown that the reduced polynomial

(8) above has no term free of

w's,

F

of

a

which is indeed a necessary

and sufficient condition for a reduced polynomial to be an element of Let

N. i

be a positive integer. i N

notes, let of

denote the usual sum of products of

and let

N,

[6 F c

N i

Ni

Note that

In the remainder of these

N i

i

elements

be defined by

n wi(w) I w

E w,O < i(w) < r(w), 6 i(w) > L},

and N . a re F -mo d u 1 es.

Finally, let

l

W.

denote

l

the set of cosets defined by Wi == [n wi(w) + Ni+lJ w E W,O < i(w) < r(w),

with

W == W. o 3.31. N. l

and

Let

i

be a fixed positive integer. if and only if

N.l+ 1

as a LF-module. W

Proposition.

q'(b ) < q(b) a a

W. l

is a linear

In particular N/N2

is a linear basis of

minimal ideal basis of 3.32.

i},

The following is readily verified.

Remark.

if and only if

i(w)

2 N -- N2

(that is, a

N). If those

q'(b) 's

a

are all equal, then

N. l

for all

i.

for which

128 Proof.

By Proposition

3.26,

w

a

is an element of some

in which it maintains the relation (8).

L* 0 F

Since

L*/K

is of finite degree, we can apply the known finite degree result [43, p.lOl] to the radical

of

B* a

L*/K

N(B*) a denotes a minimal generating set for

3.26.

by Proposition i.

Clearly

and

N.

:0

1

N a

3.33.

I all

a Hence

1

as determined

We have that

U [N(B*)

U N(B*) ..

where

IT 0 F,

Corollary.

i N

N(B*)i:o N(B*). for all a a 1 i B* for all w }, N U N(B*)i a a a N.. q.e.d. :0

:0

1

Given the hypothesis of Proposition

3.32 we have (a)

lwl

(b)

Iwi

Proof. equal

q'

:0

I B o'1

if


E(b ) a

b

q.e.d.

is in the cell immediately less than that of The proof of

Sa tz 30

in

a

[43, p.l04J depends on the

finite degree case of the following theorem, which is an extension of Satz 29 in [43J of

N,

where

may write

ml

[N/N2: LF].

=

W = [WI' ... ,wn}

elements of

W.

and deals with the defect

Let

Suppose

Iw! =

n