Recent Advances of Sarcopenia and Frailty in CKD 9811523649, 9789811523649

This book highlights recent advances in our understanding of sarcopenia and frailty in CKD. The prevalence of sarcopenia

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Table of contents :
Preface
Contents
1: Epidemiology of Sarcopenia and Frailty in CKD
1.1 Introduction
1.2 Current trends in CKD epidemiology
1.2.1 Renal Replacement Therapy (RRT)
1.2.2 Non-dialysis CKD
1.2.3 Clinical Outcomes of CKD
1.3 Epidemiology of Sarcopenia in CKD
1.3.1 Definition of Sarcopenia
1.3.2 Sarcopenia in Non-dialysis CKD
1.3.3 Sarcopenia in Dialysis Patients
1.4 Epidemiology of Frailty in CKD
1.4.1 Definition of Frailty
1.4.2 Modified Definition of Frailty in Japan
1.4.3 Frailty in Non-dialysis CKD
1.4.4 Frailty in Dialysis Patients
1.5 Association of Protein-Energy Wasting with Sarcopenia, and Frailty Phenotype
1.6 Conclusion
References
2: Molecular Mechanism of Muscle Wasting in CKD
2.1 Introduction
2.2 Molecular Mechanism of Muscle Atrophy in CKD
2.2.1 Protein Degradation in Muscle
2.2.1.1 Atrogenes: Atrogin-1, MuRF-1, and Autophagy-Related Genes
2.2.1.2 Myostatin and TGF-β
2.2.2 Protein Synthesis in Muscle
2.2.2.1 Akt-mTOR Signaling and Foxo Activation
2.2.3 Mitochondria
2.3 Initiating Factors Responsible for the Onset and Progression of Muscle Atrophy in CKD
2.3.1 Oxidative Stress and Inflammation
2.3.2 Glucocorticoids
2.3.3 Angiotensin II
2.4 Molecular Mechanism of Uremic Toxin-Induced Muscle Wasting
2.4.1 Uremic Toxin
2.4.2 The Distribution of Indoxyl Sulfate in Muscle Tissue
2.4.3 Redox Properties of Indoxyl Sulfate in Skeletal Muscle
2.4.4 Effect of p-Cresyl Sulfate on Insulin Signaling in Skeletal Muscle
2.5 Muscle–Kidney Crosstalk: Skeletal Muscle Affects the Renal Pathology
2.6 Kidney–Fat–Muscle Crosstalk: Parathyroid Hormone (PTH) Contributes to Muscle Atrophy Via PTH Receptor Expressed in Fat Tissue
2.7 Potential Therapeutic Interventions for CKD-Associated Sarcopenia in the Animal Model
2.7.1 Blocking Myostatin-ActRIIB Signaling
2.7.2 L-Carnitine
2.7.3 DPP-4 Inhibitor
2.7.4 AST-120
2.7.5 Ghrelin
2.7.6 Blockade of Leptin Activity
2.7.7 Others
2.8 Conclusions
References
3: Protein Energy Wasting in Chronic Kidney Disease
3.1 Introduction
3.2 Characteristics of Nutritional Status of CKD Patients
3.3 Evaluation of Nutritional Status Based on PEW Diagnostic Criteria
3.3.1 Multiple Assessment of Nutritional Status
3.4 Importance of Unique Index for Each Country
3.5 Relationship Between PEW, Sarcopenia, and Frailty
3.6 Causes of PEW
3.7 Dietary Therapy for CKD Patients
3.8 Strategy Against PEW
3.9 Dietary Counseling
3.10 Important Points of Dietary Therapy
3.11 Exercise Therapy
3.12 Summary
References
4: Benefit and Risk of Exercise Training in Chronic Kidney Disease Patients
4.1 Introduction
4.2 CKD and Physical Inactivity
4.3 Effects of Exercise Training in CKD Patients
4.4 Indications and Contraindications of Exercise Stress Test and Exercise Training in CKD Patients
4.4.1 Medical Checkups
4.4.2 Exercise Stress Test
4.4.3 Exercise Training
4.5 Barriers to Exercise Participation Among CKD Patients
4.6 Renal Rehabilitation
4.7 Adding Life to Years and Years to Life
4.8 Conclusion
References
5: Frailty in Patients with Pre-dialysis Chronic Kidney Disease: Toward Successful Aging of the Elderly Patients Transitioning to Dialysis in Japan
5.1 Introduction
5.2 Current Status of Dialysis in Japan
5.3 Frailty in CKD and Incident Dialysis Patients
5.4 Physical Functional Decline in CKD and Incident Dialysis Patients
5.5 Cognitive Functional Decline in CKD and Dialysis
5.6 Effectiveness and Feasibility of Exercise Training in Elderly Patients with Pre-dialysis CKD
5.7 Does Guideline-Based “Usual Care” Help Elderly CKD Patients to Lead Successful Aging?
5.8 Toward Successful Aging of the Elderly Patients Transitioning to Dialysis
5.9 Conclusion
References
6: Exercise Interventions in Dialysis Patients
6.1 Introduction
6.2 The Prevalence of Physical Frailty in Hemodialysis Patients
6.3 Positioning Exercise Therapy for Hemodialysis Patients: Exercise Therapy for Disease Management
6.4 Physical Functions and Physical Activity Levels of Hemodialysis Patients
6.4.1 Status of Physical Functions and Physical Activity Levels
6.4.2 Prognoses with Relation to Physical Functions and Physical Activity Levels
6.5 Activities of Daily Living of Hemodialysis Patients
6.5.1 ADL Dependency Evaluations
6.5.2 ADL Difficulty Evaluations
6.6 The Practice of Exercise Therapy as Disease Management
6.6.1 Protocol of Exercise Therapy (Flow Chart)
6.6.2 The Therapeutic Exercise Program in Practice
6.6.3 Long-Term Effect of Introducing a Disease Management System
6.7 Future Topics
6.8 Conclusion
References
7: Exercise Intervention for Kidney Transplant Recipients: Recent Progress and Remaining Issues
7.1 Introduction
7.2 Systematic Review and Meta-Analysis About Exercise Intervention for Transplant Recipients
7.3 Expectations of Exercise Therapy for Transplant Recipients
7.3.1 Exercise Tolerance
7.3.2 Quality of Life
7.3.3 Metabolic Syndrome and Muscle Strength
7.3.4 Graft Function
7.4 Remaining Issues and Future of Exercise Therapy for Transplant Recipients
7.5 Conclusion
References
8: Role of Nutrition and Rehabilitation in the Prevention and Management of Sarcopenia and Frailty
8.1 Introduction
8.2 Sarcopenia
8.2.1 The Clinical Practice Guideline of Sarcopenia
8.2.2 Iatrogenic Sarcopenia
8.2.3 Sarcopenic Dysphagia
8.3 Frailty
8.3.1 The Clinical Practice Guideline of Frailty
8.3.2 Iatrogenic Frailty
8.3.3 Presbyphagia
8.4 Rehabilitation Nutrition
8.4.1 Definition of Rehabilitation Nutrition
8.4.2 The Clinical Practice Guidelines of Rehabilitation Nutrition
8.4.3 Rehabilitation Nutrition Care Process
8.4.3.1 Rehabilitation Nutrition Assessment and Diagnostic Reasoning
8.4.3.2 Rehabilitation Nutrition Diagnosis
8.4.3.3 Rehabilitation Nutrition Goal Setting
8.4.3.4 Rehabilitation Nutrition Intervention
8.4.3.5 Rehabilitation Nutrition Monitoring
8.5 Conclusion
References
9: Nutritional Interventions in Elderly Pre-dialysis Patients
9.1 Introduction
9.2 Recommended Protein Intake for Patients with CKD
9.3 Recommended Protein Intake for Elderly People with Sarcopenia and/or Frailty
9.4 Actual Protein Intake in Elderly People with CKD
9.5 Protein Sources
9.6 Conclusion
References
10: Nutritional Interventions in Dialysis Patients
10.1 Introduction
10.2 Concept of Frailty, Sarcopenia, Protein Energy Wasting
10.3 Standard Nutrition Intake in Dialysis Patients and Perspective of Dietary Counselling
10.4 Single Interventions to Nutrition in Dialysis Patients
10.5 Dual Intervention to Frailty (Nutrition Factor and Physical Factor)
10.6 Dual Intervention to Frailty (Mental Factor and Physical Factor)
10.7 Perspective of Intervention of Nutrition on Dialysis Patients
10.8 Conclusion
References
11: Pharmacological Intervention for Sarcopenia in Chronic Kidney Disease
11.1 Introduction
11.2 Pharmacological Approach
11.2.1 Myostatin Inhibition
11.2.2 Anabolic Steroids
11.2.3 Ghrelin
11.2.4 Ursolic Acid
11.2.5 The Other Candidates
11.3 Conclusion
References
12: Oral Health Management for the Prevention of Sarcopenia and Frailty
12.1 Introduction
12.2 Oral Health Status and CKD
12.2.1 Oral Health Condition in CKD Patients
12.2.1.1 Pre-dialysis Patients
12.2.1.2 Patients on Dialysis
12.2.1.3 Diabetic Patients on Dialysis
12.2.2 Association Between Oral Health and CKD
12.2.2.1 Possible Effects of Chronic Inflammation in Periodontal Lesions on the Progression of CKD
12.2.2.2 Oral Health and Mortality in Hemodialysis Patients
12.2.2.3 Possible Effects of the Progression of CKD on the Progression of Periodontitis
12.2.3 Need for Special Care in Oral Health Management of Patients with CKD at Each Stage
12.3 Oral Health Status and Sarcopenia/Frailty
12.3.1 Association Between Oral Health Status and Diet/Nutrition Intake
12.3.2 Association Between Oral Health Status and Physical Activity
12.3.3 Association Between Oral Health Status and Sarcopenia/Frailty
12.4 Oral Frailty
12.4.1 Oral Frailty as a Presage of General Frailty
12.4.2 Oral Frailty as a Possible Predictor of General Frailty
12.4.3 A Comprehensive View of the Prevention of Oral Frailty
12.5 What Patients with CKD Need to Prevent Sarcopenia/Frailty
12.5.1 Periodic Checkup by a Primary Care Dentist
12.5.2 Review of the Oral Environment and Dietary Habits
12.5.3 Efforts to Maintain Oral Hygiene and Oral Function
12.5.4 Use of Public Health Services
12.6 Conclusion
References
13: Frailty and Cognitive Impairment in Chronic Kidney Disease
13.1 Introduction
13.2 Cognitive Impairment in CKD Patients
13.2.1 Brain Atrophy in Patients Receiving HD
13.2.2 Brain Atrophy in Patients Receiving PD
13.2.3 Association Between Brain Atrophy and Cognitive Function in CKD Patients
13.2.4 Factors Associated with Cognitive Impairment
13.2.4.1 Anemia
13.2.4.2 Albuminuria and Decreased Kidney Function
13.2.4.3 Oxidative Stress
13.2.4.4 Renin-Angiotensin System
13.2.4.5 Uremic Toxins
13.2.5 Dialysis Modalities and Cognitive Impairment
13.3 Association Between Frailty and Cognitive Impairment
13.3.1 Non-CKD Patients
13.3.2 CKD Patients
13.3.2.1 NDD-CKD Patients
13.3.2.2 HD Patients
13.3.2.3 PD Patients
13.3.2.4 Kidney Transplant Patients
13.3.3 Mechanism of the Association of Frailty with Cognitive Impairment
13.4 Effect of Exercise on Cognitive Function
13.4.1 Non-CKD Patients
13.4.2 CKD Patients
13.5 Conclusion
References
14: Polypharmacy and Frailty in Chronic Kidney Disease
14.1 Introduction
14.2 Polypharmacy
14.2.1 Cause of Polypharmacy: Elderly and CKD
14.2.2 Cause of Polypharmacy: Multimorbidity
14.2.3 Cause of Polypharmacy: ADRs, ADEs, Prescribing Cascade, and PIMs
14.3 Frailty in CKD
14.4 Intertwining Relationships Among Frailty, Polypharmacy, and CKD
14.4.1 Polypharmacy Associated with Frailty and CKD
14.4.2 Drugs That Require Attention When Used to Treat Elderly CKD Patients
14.4.3 Drugs Related with Frailty
14.5 The Approach to Polypharmacy in CKD
14.6 Conclusion
References
15: Anemia Management and QOL and Frailty in CKD
15.1 Introduction
15.2 Pathophysiology of Involvement HRQOL in CKD and Anemia
15.3 Hemoglobin Target and HRQOL
15.4 Conclusion
References
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Recent Advances of Sarcopenia and Frailty in CKD Akihiko Kato Eiichiro Kanda Yoshihiko Kanno Editors

123

Recent Advances of Sarcopenia and Frailty in CKD

Akihiko Kato  •  Eiichiro Kanda Yoshihiko Kanno Editors

Recent Advances of Sarcopenia and Frailty in CKD

Editors Akihiko Kato Blood Purification Unit Hamamatsu University Hospital Hamamatsu Shizuoka Japan

Eiichiro Kanda Medical Science Kawasaki Medical School Kurashiki Japan

Yoshihiko Kanno Department of Nephrology Tokyo Medical University Tokyo Japan

ISBN 978-981-15-2364-9    ISBN 978-981-15-2365-6 (eBook) https://doi.org/10.1007/978-981-15-2365-6 © Springer Nature Singapore Pte Ltd. 2020 This work is subject to copyright. All rights are reserved by the Publisher, whether the whole or part of the material is concerned, specifically the rights of translation, reprinting, reuse of illustrations, recitation, broadcasting, reproduction on microfilms or in any other physical way, and transmission or information storage and retrieval, electronic adaptation, computer software, or by similar or dissimilar methodology now known or hereafter developed. The use of general descriptive names, registered names, trademarks, service marks, etc. in this publication does not imply, even in the absence of a specific statement, that such names are exempt from the relevant protective laws and regulations and therefore free for general use. The publisher, the authors, and the editors are safe to assume that the advice and information in this book are believed to be true and accurate at the date of publication. Neither the publisher nor the authors or the editors give a warranty, expressed or implied, with respect to the material contained herein or for any errors or omissions that may have been made. The publisher remains neutral with regard to jurisdictional claims in published maps and institutional affiliations. This Springer imprint is published by the registered company Springer Nature Singapore Pte Ltd. The registered company address is: 152 Beach Road, #21-01/04 Gateway East, Singapore 189721, Singapore

Preface

There is increasing interest in actively addressing sarcopenia and frailty in the field of CKD. Experimental studies have demonstrated that uraemia facilitates skeletal muscle wasting via multiple mechanisms such as increased inflammatory cytokines, reactive oxidative species, insulin resistance, metabolic acidosis and accumulated uremic toxin. Recent advances have focused on skeletal muscle renewal, the role of mitochondrial pathophysiology and exercise mimetics. Skeletal muscle progenitor cells, termed as satellite cells, provide new nuclei to myofibres, thus contributing to the increase and maintenance of muscle mass. Abnormalities of mitochondrial structure, function and composition are also observed in muscular cells in uraemia. The prevalence of sarcopenia and frailty increases substantially in the advanced CKD stages. Sarcopenia and frailty are closely associated with adverse outcomes such as falls, bone fracture, cognitive impairment, major cardiovascular events and mortality. The frailty syndrome is also related to the risk of advancing to end-stage kidney disease. Recent clinical guidelines have recommended the interventions of regular exercise/physical activity and nutritional support in the prevention and treatment of sarcopenia and frailty. However, there is still debate about the best therapeutic approaches, as well as the impact on outcomes of current approaches based on different exercise and nutritional programmes. In this eBook, we aim to clarify the recent advances of diagnoses, epidemiology and clinical outcomes of sarcopenia and frailty in CKD patients. We further provide a better understanding of the prevention and management of sarcopenia and frailty in CKD patients to improve renal and overall health, as well as directions for future basic and clinical research. Lastly, we sincerely thank all the authors for writing the chapters despite limited time due to their busy clinical, educational and research work schedule. Hamamatsu, Japan

Akihiko Kato

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Contents

1 Epidemiology of Sarcopenia and Frailty in CKD ����������������������������������   1 Akihiko Kato 2 Molecular Mechanism of Muscle Wasting in CKD��������������������������������  15 Hiroshi Watanabe, Yuki Enoki, and Toru Maruyama 3 Protein Energy Wasting in Chronic Kidney Disease������������������������������  35 Eiichiro Kanda 4 Benefit and Risk of Exercise Training in Chronic Kidney Disease Patients����������������������������������������������������������������������������  57 Masahiro Kohzuki, Toshimi Sato, Chaeyoon Cho, and Naoki Yoshida 5 Frailty in Patients with Pre-dialysis Chronic Kidney Disease: Toward Successful Aging of the Elderly Patients Transitioning to Dialysis in Japan������������������������������������������������������������  71 Yugo Shibagaki 6 Exercise Interventions in Dialysis Patients����������������������������������������������  85 Atsuhiko Matsunaga 7 Exercise Intervention for Kidney Transplant Recipients: Recent Progress and Remaining Issues���������������������������������������������������� 111 Hideyo Oguchi and Ken Sakai 8 Role of Nutrition and Rehabilitation in the Prevention and Management of Sarcopenia and Frailty ������������������������������������������ 117 Hidetaka Wakabayashi 9 Nutritional Interventions in Elderly Pre-­dialysis Patients �������������������� 139 Hiroe Sato and Yoshiki Suzuki 10 Nutritional Interventions in Dialysis Patients ���������������������������������������� 147 Yasuyuki Nagasawa and Yoshihiko Kanno 11 Pharmacological Intervention for Sarcopenia in Chronic Kidney Disease���������������������������������������������������������������������������� 165 Kunihiro Sakuma and Akihiko Yamaguchi vii

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Contents

12 Oral Health Management for the Prevention of Sarcopenia and Frailty�������������������������������������������������������������������������������������������������� 179 Masami Yoshioka 13 Frailty and Cognitive Impairment in Chronic Kidney Disease������������ 197 Kazuhiko Tsuruya 14 Polypharmacy and Frailty in Chronic Kidney Disease�������������������������� 223 Hidemi Takeuchi, Haruhito Adam Uchida, and Jun Wada 15 Anemia Management and QOL and Frailty in CKD ���������������������������� 239 Mariko Miyazaki

1

Epidemiology of Sarcopenia and Frailty in CKD Akihiko Kato

Abstract

Chronic kidney disease (CKD) is very common in the elderly. CKD-related metabolic derangements increase the risk of skeletal muscle wasting, so the prevalence of sarcopenia and frailty are substantially higher in CKD patients compared to the general population. Sarcopenia is defined according to the Asian Working Group for Sarcopenia (AWGS), while frailty according to the Japanese version of the Cardiovascular Health Study (J-CHS) in Japan. Sarcopenia and frailty are closely associated with protein-energy wasting. Frailty is also more prevalent in female than in male in CKD patients. Sarcopenia and frailty are both related to survival prognosis and accelerated progression to end-stage kidney disease in patients with non-dialysis-dependent CKD. In dialysis patients, low muscle strength rather than muscle mass volume is more strongly associated with physical inactivity, inflammation, and total mortality. Frailty is also an independent predictor of cognitive impairment, hospitalization, and mortality in the dialysis population. Given the convincing relationship between sarcopenia, frailty, and adverse clinical outcomes, we should be more aware of the concept of sarcopenia and frailty and prevent their progressions especially in older patients with advanced CKD. Keywords

CKD prevalence · Definition · Protein-energy wasting · Renal outcome · Mortality

A. Kato (*) Blood Purification Unit, Hamamatsu University Hospital, Hamamatsu, Shizuoka, Japan e-mail: [email protected] © Springer Nature Singapore Pte Ltd. 2020 A. Kato et al. (eds.), Recent Advances of Sarcopenia and Frailty in CKD, https://doi.org/10.1007/978-981-15-2365-6_1

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1.1

A. Kato

Introduction

Sarcopenia is a progressive and generalized “skeletal muscle disease” that is associated with increased likelihood of adverse outcomes including falls, fractures, physical disability, and mortality. In contrast, frailty is “a geriatric syndrome” that is observed as the decline over a lifetime in multiple physiological systems, resulting in negative consequences to physical, cognitive, and social dimensions. In this chapter, demonstrating after the current trends of CKD epidemiology, I review the epidemiology of sarcopenia and frailty in patients with non-dialysis and dialysis-dependent CKD.

1.2

Current trends in CKD epidemiology

1.2.1 Renal Replacement Therapy (RRT) More than 2 million people worldwide are being treated for end-stage renal disease (ESRD). The global incidence of dialysis more than doubled from 44 incidents per million people (pmp) in 1990 to 93  pmp in 2010 [1]. The global prevalence of maintenance dialysis has also increased 1.7 times, from 165 pmp in 1990 to 284 pmp in 2010. A systematic review [2] also estimates that 2.6 million people received RRT worldwide in 2010, whereas the number of patients requiring RRT is between 4.9 and 9.7 million. This review also points out that, with rising global incomes, worldwide use of RRT will be more than double to 5.4 million people in 2030, with the most growth in Asia (1.0 million to a projected 2.2 million) and most rapid relative increase projected in Latin America (from 0.37 million in 2010 to 0.90 million by 2030). In contrast, in already developed nations that provide universal access to maintenance dialysis, there has been a plateauing in rates of ESRD, with recent declines in incidence. In the USA, ESRD incidence adjusted for age, sex, and race/ethnicity was 386 pmp in 2003, but decreased to 356, 352, and 351 pmp in 2011, 2012, and 2013, respectively [3]. In Japan, the actual number of new dialysis patients with diabetic nephropathy has almost been unchanged for the recent few years [4].

1.2.2 Non-dialysis CKD A meta-analysis of 44 country prevalence studies [5] have demonstrated that the worldwide prevalence of CKD at 13.4% in 2010 (95% confidence interval [95% CI], 11.7–15.1%). A survey of 33 prevalence studies [6] also estimates worldwide prevalence of CKD at 10.4% in men (95%CI, 9.3–11.9%) and at 11.8% in women (95%CI, 11.2–12.6%), with a 15% higher prevalence in low- and middle-income countries compared with high-income countries. The Global Burden of Disease study [7] predicts that there were 21 million incident case of CKD

1  Epidemiology of Sarcopenia and Frailty in CKD

3

per year, 276 million prevalent cases, and nearly 1.2 million death and 35 million years of healthy life lost due to CKD in 2016. The prevalence of CKD is especially high in the elderly. Analyses of recent data from the US National Health and Nutrition Examination Survey (NHANES) demonstrated that the crude prevalence of CKD at stages G3 (eGFR from 30 to 59 ml/ min/1.73 m2) and G4 (eGFR from 15 to 29 ml/min/1.73 m2) were 4.1% in subjects aged 20–39 years and 10.8% in those aged 40–64 years, while it reached 31.5% in those aged 65–79 years and 65.0% in those over 80 years [8]. Similarly, in Japan, prevalence rates of stage G3 and G4 CKD have been estimated at 43.1% in males and 44.5% in females aged over 80 years old [9].

1.2.3 Clinical Outcomes of CKD In addition to being a precursor to ESRD, CKD is a potent risk factor for other adverse outcomes, such as acute kidney injury, cardiovascular disease, and mortality. The risk of ESRD, or death related to CKD comorbidities prior to dialysis initiation, varies by age. Analyses of data from a cohort of US veterans [10] demonstrated that younger patients (18–44  years old) were at risk of reaching ESRD before death at eGFR