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Functional and Preservative Properties of Phytochemicals
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Functional and Preservative Properties of Phytochemicals Edited by
Bhanu Prakash
Academic Press is an imprint of Elsevier 125 London Wall, London EC2Y 5AS, United Kingdom 525 B Street, Suite 1650, San Diego, CA 92101, United States 50 Hampshire Street, 5th Floor, Cambridge, MA 02139, United States The Boulevard, Langford Lane, Kidlington, Oxford OX5 1GB, United Kingdom Copyright © 2020 Elsevier Inc. All rights reserved. No part of this publication may be reproduced or transmitted in any form or by any means, electronic or mechanical, including photocopying, recording, or any information storage and retrieval system, without permission in writing from the publisher. Details on how to seek permission, further information about the Publisher’s permissions policies and our arrangements with organizations such as the Copyright Clearance Center and the Copyright Licensing Agency, can be found at our website: www.elsevier.com/permissions. This book and the individual contributions contained in it are protected under copyright by the Publisher (other than as may be noted herein). Notices Knowledge and best practice in this field are constantly changing. As new research and experience broaden our understanding, changes in research methods, professional practices, or medical treatment may become necessary. Practitioners and researchers must always rely on their own experience and knowledge in evaluating and using any information, methods, compounds, or experiments described herein. In using such information or methods they should be mindful of their own safety and the safety of others, including parties for whom they have a professional responsibility. To the fullest extent of the law, neither the Publisher nor the authors, contributors, or editors, assume any liability for any injury and/or damage to persons or property as a matter of products liability, negligence or otherwise, or from any use or operation of any methods, products, instructions, or ideas contained in the material herein. Library of Congress Cataloging-in-Publication Data A catalog record for this book is available from the Library of Congress British Library Cataloguing-in-Publication Data A catalogue record for this book is available from the British Library ISBN: 978-0-12-818593-3 For information on all Academic Press publications visit our website at https://www.elsevier.com/books-and-journals
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Contents
List of contributors 1
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Antimicrobial and antioxidant properties of phytochemicals: current status and future perspective Bhanu Prakash, Akshay Kumar, Prem Pratap Singh and L.S. Songachan 1. Introduction 2. Plants as a source of antimicrobial and antioxidant agents: a historical perspective 3. Phytochemicals as a source of antimicrobial agents 4. Phytochemicals as a source of antioxidant agents 5. Phytochemicals as a source of functional food ingredients 6. Mechanism of action 7. Current existing limitations and role of modern science and technological innovations to boost the antimicrobial and antioxidant potential of phytochemicals in the food system 7.1 Use of waste material 7.2 Extraction technologies of phytochemicals 7.3 Biotechnology approaches 7.4 Nanotechnology approach 7.5 Bioinformatics 7.6 Mathematical modeling 7.7 Regulatory approval 8. Conclusion Acknowledgments References Further reading Functional food ingredients from old age cereal grains P. Anjali and P. Vijayaraj 1. Introduction 2. Taxonomic classification of millets 3. Global millet production and consumption 4. The general structure of millet grains 5. Millets: from coarse cereals to nutri grains
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Millet carbohydrates 6.1 Starch 6.2 Soluble sugars Millet proteins 7.1 Digestibility of millet proteins 7.2 Millet proteinsdapplications Millet lipids 8.1 Sorghum wax as edible biofilm Millet nutraceuticals 9.1 Phenolic acids 9.2 Tannins 9.3 Steryl ferulates 9.4 Carotenoids Antinutrients in millets 10.1 Phytic acid 10.2 Oxalates 10.3 Protease inhibitors 10.4 C-glycosylflavones Health benefits of millets 11.1 Prebiotic and probiotic source 11.2 Antioxidants Effect of processing in millet nutrition Conclusion and future perspectives References
Aquatic plants as a natural source of antimicrobial and functional ingredients Km Pooja, Sapna Rani, Vikrant Rana and Gaurav Kumar Pal 1. Introduction 2. Seaweeds 3. Seaweeds proteins 4. Bioactive compounds 5. Seaweed-derived bioactive hydrolysates/peptides 6. Methods used for the release of bioactive peptides 7. Computational approaches for exploring biological activity of peptides 8. Antimicrobial activity of the seaweed-derived bioactive compounds 9. Functional activities of the seaweed-derived bioactive compounds 9.1 Antioxidative activity 9.2 Antitumor activity 9.3 Neuroprotective activity 9.4 Anticoagulant activity 9.5 Immunomodulatory activity 9.6 Antiobesity activity 9.7 Antidiabetic activity
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Utilization of seaweeds and their derivates in healthier food products Conclusion References
Antimicrobial properties of selected plants used in traditional Chinese medicine Mishri Lal, Sandip Kumar Chandraker and Ravindra Shukla 1. Introduction 2. Character and significant features of Traditional Chinese medicine 3. Formulations of traditional Chinese medicinal plants 4. Antimicrobial properties of some common plants used in traditional Chinese medicine 4.1 Panax ginseng C. A. Mey 4.2 Ginkgo biloba L. 4.3 Ephedra sinica stapf 4.4 Artemisia annua L. 4.5 Alpinia officinarum hance 4.6 Angelica sinensis (oliv.) diels 4.7 Arctium lappa L. 4.8 Astragalus membranaceus (fisch.) bunge 4.9 Chrysanthemum morifolium ramat 4.10 Lycium chinense mill 4.11 Myristica fragrans houtt 4.12 Paeonia lactiflora pall 4.13 Paeonia suffruticosa andrews 4.14 Polygonum multiflorum thunb 4.15 Rheum palmatum L. 4.16 Salvia miltiorrhiza bunge 4.17 Schisandra chinensis (turcz.) baill 4.18 Scutellaria baicalensis georgi 5. Conclusion References
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Natural products from plants: recent developments in phytochemicals, phytopharmaceuticals, and plant-based neutraceuticals as anticancer agents 145 S. Priya and P.K. Satheeshkumar 1. Plants: nature’s chemical factories 145 2. Cancer and chemotherapeutic targets 146 3. Major classes of anticancer molecules 147 4. Anticancer compounds from plants 148 5. What is an ideal anticancer molecule? 149 6. Commercial success stories 150 7. Why do we need more medicines for cancer treatment? 151
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8. 9. 10. 11. 12. 13. 14.
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Traditional medicine resources for anticancer molecules High throughput screening for molecule identification Neutraceuticals with anticancer properties The proposed mechanisms of anticancer activity Can food ingredients be therapeutic? Our studies Future perspectives References
Foodborne microbial toxins and their inhibition by plant-based chemicals Somenath Das, Anand Kumar Chaudhari, Akanksha Singh, Deepika, Vipin Kumar Singh, Abhishek Kumar Dwivedy and Nawal Kishore Dubey 1. Introduction 2. Microbial toxins in food system 3. Factors affecting microbial toxins secretion in food system 4. Detection of microbial toxins in food system 4.1 Thin layer chromatography 4.2 High-performance liquid chromatography 4.3 High-performance thin layer chromatography 4.4 Gas chromatography-mass spectroscopy 4.5 Liquid chromatography-mass spectroscopy 4.6 Matrix-assisted laser desorption ionization-time of flight mass spectroscopy
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4.7 Fourier transforms infrared spectroscopy 4.8 Nucleic acidebased techniques 4.9 Immunological-based techniques 4.10 Biosensor for toxin determination 4.11 Fluorescence microscopy Safety limits in food system Major groups of phytochemicals inhibitory to mycotoxins 6.1 Terpenes 6.2 Phenols 6.3 Nitrogen containing compounds 6.4 Lectins Phytochemicals against microbial toxins Conclusion and future perspectives References Further reading
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Recent advances in extraction technologies of phytochemicals applied for the revaluation of agri-food by-products Sandra Pimentel-Moral, María de la Luz C adiz-Gurrea, Celia Rodríguez-Pérez and Antonio Segura-Carretero 1. Introduction 2. Phytochemicals from agri-food by-products 2.1 Carotenoids 2.2 Phenolic compounds 2.3 Dietary fiber 3. Extraction technologies applied for the revaluation of agri-food by-products 3.1 Conventional extraction 3.2 Ultrasound-assisted extraction 3.3 Microwave-assisted extraction 3.4 Pressurized liquid extraction 3.5 Pulsed electric field 3.6 Supercritical fluid extraction 3.7 Gas expanded liquids 4. Concluding remarks References Application of nanotechnology to boost the functional and preservative properties of essential oils Akshay Kumar, Priyanka Singh, Vishal Gupta and Bhanu Prakash 1. Introduction 2. Preservative and functional properties of essential oils 3. Nanotechnology: an efficient approach to enhance the bioactivity of essential oils 4. Delivery agents and techniques used for encapsulation of essential oils 4.1 Starch 4.2 Cellulose 4.3 Pectin 4.4 Guar gum 4.5 Chitosan 4.6 Alginate 4.7 Carrageenan 4.8 Dextrans 4.9 Cyclodextrin 5. Technique used for encapsulation of essential oils 6. Conclusion References Further reading
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Biotechnology: a tool for synthesis of novel bioactive compounds Sandeep Kumar, Praveena Bhatt and Sarma Mutturi 1. Introduction 2. Exploration and screening of novel bioactive compounds from microbial sources 2.1 Functional and homology screening 2.2 Other metagenomic surveys 3. Synthesis of oligosaccharides and peptides as bioactive compounds 3.1 Synthesis of oligosaccharides using microbial-derived enzymes 3.2 Bioactive peptides 4. Bioprobes for qualitative and quantitative detection of bioactive molecules/compounds 4.1 Biosensors for screening and detection of bioactive molecules 5. Systems biology enabled synthesis of bioactive compounds References Further reading Prospects of omics technologies and bioinformatics approaches in food science Bhanu Prakash, Prem Pratap Singh, Akshay Kumar and Vishal Gupta 1. Introduction 2. Foodomics: omics in the field of food science and nutrition 3. Role of bioinformatics in food science 4. Aflatoxin B1 inhibitory potential and therapeutic characterization of selected test compounds: selection of the receptor molecules 5. Modeling of the receptor molecules (ver-1 and omt A) 6. Selection of ligand molecules 7. Physicochemical characterization and drug-likeness scores of the compounds along with toxicity and their expected LD50 value 8. Docking 9. Observation 10. Concluding remarks and future perspectives Acknowledgment References Further reading Phytochemicals: extraction process, safety assessment, toxicological evaluations, and regulatory issues Monika Thakur, Karuna Singh and Renu Khedkar 1. Introduction 2. Phytochemicals 3. Types of phytochemicals 4. Phytochemicals and health benefits 5. Extraction process of phytochemicals
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5.1 Plant material 5.2 Choice of solvents 5.3 Choice of solvents 5.4 Extraction procedures Ethnobotanical studies on the use of phytochemicals Toxicological study Regulatory assessment Conclusion References
Phytochemicals: intellectual property rights Manoj Kumar Singh, Sandeep Kumar Singh, Anand Vikram Singh, Hariom Verma, Prem Pratap Singh and Ajay Kumar 1. Introduction 1.1 Phytochemical extraction 1.2 Phytochemicals in pediatrics and sports drink composition 1.3 Biological activity of the phytochemicals 1.4 Use claim of phytochemicals in patents 1.5 Plants and their extracted phytochemicals in legal terms 1.6 Patent protection: plant varieties and farmer’s rights act (2001) 1.7 Protection through the biological diversity act (2002) 1.8 Geographical indication of goods (registration and protection) act (1999)
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1.9 Traditional knowledge digital library (TKDL) 1.10 Important medicinal plants and their uses as medicines in India Conclusion References Further reading
Innovations and future trends in product development and packaging technologies Bababode Adesegun Kehinde, Ishrat Majid, Shafat Hussain and Vikas Nanda 1. Introduction 2. High hydrostatic pressure 2.1 Sterilization mechanism of HPP 2.2 Food-based applications of HPP 2.3 Fruits and vegetables 2.4 Milk and milk products 2.5 Cereal grains and legumes 2.6 Advantages of High Pressure Processing 2.7 HPP limitations 3. PEF 3.1 Principle 3.2 Mechanism of microbial inactivation
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3.3 Factors affecting PEF efficiency 3.4 Processing conditions 3.5 Electric field 3.6 Pulse wave shape 3.7 Treatment time and temperature 3.8 Product-related factors 3.9 Microbial factors 3.10 Advantages Cold plasma technology 4.1 Features of cold plasma technology 4.2 Principle of plasma 4.3 Classification of plasma 4.4 Applications in food processing 4.5 Inactivation of enzymes 4.6 Modification of food starches 4.7 Modification of packaging materials Nanotechnology 5.1 Food application 5.2 Nanocomposites 5.3 Lipophilic bioactives 5.4 Nanotechnology in dairy foods Future prospects of food packaging Biopackaging of food Active packaging Biosensors and food packaging 9.1 Categories of sensor packaging systems 9.2 Bioactive paper sensor 9.3 Enzymatic biosensor Conclusion References Further reading
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List of contributors
Bababode Adesegun Kehinde Department of Biosystems and Agricultural Engineering, University of Kentucky, Lexington, Kentucky, United States P. Anjali Department of Lipid Science, Central Food Technological Research Institute (CSIR), Mysore, Karnataka, India Praveena Bhatt Microbiology and Fermentation Technology Department, CSIRCentral Food Technological Research Institute, Mysuru, Karnataka, India María de la Luz C adiz-Gurrea Department of Analytical Chemistry, Faculty of Sciences, University of Granada, Granada, Spain; Research and Development Functional Food Centre, Health Science Technological Park, Granada, Spain Sandip Kumar Chandraker Laboratory of Bio-resource Technology, Department of Botany, Indira Gandhi National Tribal University, Amarkantak, Madhya Pradesh, India Anand Kumar Chaudhari Centre of Advanced Study in Botany, Institute of Science, Banaras Hindu University, Varanasi, Uttar Pradesh, India Somenath Das Centre of Advanced Study in Botany, Institute of Science, Banaras Hindu University, Varanasi, Uttar Pradesh, India Deepika Centre of Advanced Study in Botany, Institute of Science, Banaras Hindu University, Varanasi, Uttar Pradesh, India Nawal Kishore Dubey Centre of Advanced Study in Botany, Institute of Science, Banaras Hindu University, Varanasi, Uttar Pradesh, India Abhishek Kumar Dwivedy Centre of Advanced Study in Botany, Institute of Science, Banaras Hindu University, Varanasi, Uttar Pradesh, India Vishal Gupta Centre of Advanced Study in Botany, Institute of Science, Banaras Hindu University, Varanasi, Uttar Pradesh, India Shafat Hussain Division of Fishery Biology, Faculty of Fisheries, Sher-e-Kashmir University of Agricultural Sciences and Technology, Srinagar, Jammu and Kashmir, India Renu Khedkar Amity Institute of Food Technology, Amity University, Noida, Uttar Pradesh, India
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List of contributors
Akshay Kumar Centre of Advanced Study in Botany, Institute of Science, Banaras Hindu University, Varanasi, Uttar Pradesh, India Sandeep Kumar Microbiology and Fermentation Technology Department, CSIRCentral Food Technological Research Institute, Mysuru, Karnataka, India Ajay Kumar Department of Botany, Institute of Science, Banaras Hindu University, Varanasi, Uttar Pradesh, India Mishri Lal Laboratory of Bio-resource Technology, Department of Botany, Indira Gandhi National Tribal University, Amarkantak, Madhya Pradesh, India Ishrat Majid Department of Food Technology, Islamic University of Science and Technology, Awantipora, Jammu and Kashmir, India Sarma Mutturi Microbiology and Fermentation Technology Department, CSIRCentral Food Technological Research Institute, Mysuru, Karnataka, India Vikas Nanda Department of Food Engineering and Technology, Sant Longowal Institute of Engineering and Technology, Longowal, Punjab, India Gaurav Kumar Pal Department of Applied Agriculture, School of Basic and Applied Sciences, Central University of Punjab, Bathinda, Punjab, India; Department of Life Sciences, School of Life Sciences, Central University of Karnataka, Kalaburagi, Karnataka, India Sandra Pimentel-Moral Department of Analytical Chemistry, Faculty of Sciences, University of Granada, Granada, Spain; Research and Development Functional Food Centre, Health Science Technological Park, Granada, Spain Km Pooja Department of Botany, College of Education, Bilaspur, Greater Noida, Uttar Pradesh, India Bhanu Prakash Centre of Advanced Study in Botany, Institute of Science, Banaras Hindu University, Varanasi, Uttar Pradesh, India S. Priya Agro-Processing and Technology Division, CSIR-National Institute for Interdisciplinary Science and Technology (CSIR-NIIST), Trivandrum, Kerala, India Vikrant Rana Department of Applied Agriculture, School of Basic and Applied Sciences, Central University of Punjab, Bathinda, Punjab, India Sapna Rani Dairy Microbiology Division, ICAR-National Dairy Research Institute, Karnal, Haryana, India Celia Rodríguez-Pérez University College Dublin (UCD) Institute of Food and Health, UCD, Dublin, Ireland P.K. Satheeshkumar Centre of Advanced Study in Botany, Institute of Science, Banaras Hindu University, Varanasi, Uttar Pradesh, India
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Antonio Segura-Carretero Department of Analytical Chemistry, Faculty of Sciences, University of Granada, Granada, Spain; Research and Development Functional Food Centre, Health Science Technological Park, Granada, Spain Ravindra Shukla Laboratory of Bio-resource Technology, Department of Botany, Indira Gandhi National Tribal University, Amarkantak, Madhya Pradesh, India Manoj Kumar Singh Department of Chemistry, Indian Institute of Technology Delhi, Hauz Khas, New Delhi, India Karuna Singh Pradesh, India
Amity Institute of Food Technology, Amity University, Noida, Uttar
Prem Pratap Singh Centre of Advanced Study in Botany, Institute of Science, Banaras Hindu University, Varanasi, Uttar Pradesh, India Priyanka Singh Centre of Advanced Study in Botany, Institute of Science, Banaras Hindu University, Varanasi, Uttar Pradesh, India Sandeep Kumar Singh Department of Botany, Institute of Science, Banaras Hindu University, Varanasi, Uttar Pradesh, India Akanksha Singh Centre of Advanced Study in Botany, Institute of Science, Banaras Hindu University, Varanasi, Uttar Pradesh, India Anand Vikram Singh Department of Botany, Institute of Science, Banaras Hindu University, Varanasi, Uttar Pradesh, India Vipin Kumar Singh Centre of Advanced Study in Botany, Institute of Science, Banaras Hindu University, Varanasi, Uttar Pradesh, India L.S. Songachan Centre of Advanced Study in Botany, Institute of Science, Banaras Hindu University, Varanasi, Uttar Pradesh, India Monika Thakur Amity Institute of Food Technology, Amity University, Noida, Uttar Pradesh, India Hariom Verma Department of Botany, Institute of Science, Banaras Hindu University, Varanasi, Uttar Pradesh, India P. Vijayaraj Department of Lipid Science, Central Food Technological Research Institute (CSIR), Mysore, Karnataka, India
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Antimicrobial and antioxidant properties of phytochemicals: current status and future perspective
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Bhanu Prakash, Akshay Kumar, Prem Pratap Singh, L.S. Songachan Centre of Advanced Study in Botany, Institute of Science, Banaras Hindu University, Varanasi, Uttar Pradesh, India
1. Introduction Food spoilage due to microbial and oxidative deterioration is one of the major problems of food safety even in the 21st century. Microbial and oxidative spoilage may deteriorate the quantity and quality of food items and could impose several negative effects on the health of the consumer. Nowadays, food poisoning is one of the most common causes of illness in developing countries which is often associated with death (Doughari et al., 2007; Pirbalouti et al., 2009; Sapkota et al., 2008). As per an estimate approximately 9.4 million cases of foodborne diseases have been witnessed in both developing nations as well as in developed countries such as the USA (Scallan et al., 2011). Among the microbes, bacteria (Listeria monocytogenes, Escherichia coli O157:H7, Salmonella spp., Staphylococcus aureus, Bacillus cereus, Pseudomonas aeruginosa, Campylobacter spp., Clostridium perfringens) and molds (Aspergillus flavus, Aspergillus parasitic, Aspergillus niger, Penicillium and Fusarium spp.) are the most dangerous foodborne microorganisms (Kuorwel et al., 2011; Bukvicki et al., 2014; Prakash et al., 2018; Solomakos et al., 2008). Aflatoxins (AFB1, AFB2, AFM1, and AFM2), fumonisin, and zearalenone are the most common toxic secondary metabolite products of molds that impose several negative effects on the health of human beings and livestock. International agency for research on cancer has recognized aflatoxin B1 as a class 1 human carcinogen (IARC, 1993). In addition to microbial spoilage, oxidative deterioration such as lipid peroxidation and free radical damages of food items are other major causes of deterioration of nutritional quality. Hence, the combined effect of microbial and oxidative deterioration may cause the deleterious effect to overall quantity and quality of food items and also on consumers’ health. Nowadays, a range of synthetic preservatives (antimicrobial and antioxidant) along with the physical treatments (drying, chilling, freezing, UV or ionizing radiation, modified atmosphere packaging, and nonthermal treatments, viz., pulsed electric fields, oscillating magnetic fields, photodynamic effects) have been used to extend
Functional and Preservative Properties of Phytochemicals. https://doi.org/10.1016/B978-0-12-818593-3.00001-4 Copyright © 2020 Elsevier Inc. All rights reserved.
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Functional and Preservative Properties of Phytochemicals
the shelflife of food commodities and their byproducts, by working against microbial growth and oxidative deterioration (Davidson, 2001). The organic acids and their salts (sorbic acid, benzoic acid, propionic acid, sodium benzoates, propionates, potassium sorbates, nitrites, ascorbic acid, citric acid, etc.), antioxidants (butylated hydroxyl toluene (BHT), butylated hydroxyl anisole (BHA), tert-butylated hydroquinone (TBHQ), propyl gallate (PG)) are some of the currently used preservative agents (Kuorwel et al., 2011; Prakash et al., 2018). However, both physical (thermal and nonthermal) and chemical treatments have their own limitations that restrict their continuous use in the food system. For instances, the high intensities needed to achieve the required safety levels during thermal treatment may negatively alter the sensorial and nutritional properties of foods (Vasconcelos et al., 2015). Recent studies reported that the nonthermal technologies such as pulsed electric fields and high hydrostatic pressure (HHP) are insufficient to ensure food safety, as these treatments can lead only to sublethal damage to the bacterial cell wall (Manas and Pagan 2005; Liu et al., 2017; Wan et al., 2009). The prevalent antioxidants, viz., BHT, BHA, have suspected negative effect on the health including carcinogenic effect at high doses Kahl and Kappus (1993). Further, the microbial resistance to current synthetic chemicals has also been witnessed in the past few years resulting in the replacement of some of the prevalent synthetic preservatives. Therefore, food industries are looking toward alternative strategies to preserve the quantity and quality of food products. In this context, plant product such as herbs, spices, essential oils, and crude extracts which have been used as antimicrobial agent since long could be used as the preferred alternative to synthetic preservatives (Shan et al., 2007; Tiwari et al., 2009). Plants are the most abundant source of a wide variety of phytochemicals such as polyphenols, carotenoids, alkaloids, sulfur-containing group, terpenes, and terpenoids that possess inherent antimicrobial and antioxidant properties. Further, most of the plant-derived products are generally recognized as safe (GRAS) by US-Food and Drug Administration (FDA) (Burt, 2004). However, to date, only a handful formulations based on plant products are commercially available as food preservative agents. This chapter provides a brief overview of historical accounts on traditionally used plant products that possess antimicrobial and antioxidant activity. In addition, the current existing limitations and the potential role of recent advancement in science and technology to overcome the existing limitations with improved efficacy and worldwide applicability have been discussed.
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Plants as a source of antimicrobial and antioxidant agents: a historical perspective
As per an estimate approximately 250,000 to 500,000 plants species are available on Earth; of them nearly 1%e10% have been explored for their usefulness till now (Borris, 1996; Cowan, 1999). Ancient literature revealed that plant products, more often crude extracts, have been used as antimicrobial agents for the treatment of infectious diseases to most of the old age human civilizations. The hollyhock plant of family Malvaceae was used 60,000 years ago by the Neanderthals; in present-day Iraq it is known for
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its healing property (Cowan, 1999). The Holy Bible mentions the antimicrobial properties of traditionally used plants such as frankincense and myrrh (Cowan, 1999). Ancient records such as Sumerian clay tablets in cuneiform (Mesopotamia 2600 BC), Egyptian medicine (2900 BC), and Egyptian pharmaceutical record Ebers Papyrus (1500 BC) harbor excellent classical text about the antimicrobial activity of plant products. The use of plant such as willow (Salix alba L.), chamomile (Matricaria chamomilla L.), garlic (Allium sativum L.), onion (Allium cepa L.), nettle (Urtica dioica L.), common centaury (Centaurium erythraea Rafn), coriander(Coriandrum sativum L.), parsley (Apium crispum Mill.), and false hellebore (Veratrum viride Aiton) as antimicrobial agents have been well documented in ancient history record by Dioscorides (Wagner et al., 2017; Fierascu et al., 2018). Traditional Indian medicine (TIM) and traditional Chinese medicine (TCM) remain the source of knowledge about the use of the medicinal plants for the cure of disease and also to promote health in holistic fashion (Patwardhan et al., 2005). Many formulations based on the different plant parts such as leaf, flower, seeds, and twigs have been used for thousands of years to boost the body stamina as a traditional practice. For instances, spices such as garlic, black pepper, cumin, clove, ginger, and caraway have been used since long in traditional Indian system of medicine (Arora and Kaur, 1999). Traditional herbal formulations were made using different plant parts for different pharmacological actions, such as Kwatha (decoction), Phanta (hot infusion), Hima (cold infusion), Arka (liquid extract), Churna (powders), Guggul (resins and balsams), Taila (medicated oil) (Frawley and Ranade, 2001; Parasuraman et al., 2014). The Sarangdhar Samhita (1300 AD) of Ayurveda explores the benefit of plant-based formulations using different plants and their parts rather than the individual plants and highlights the concept of synergism in terms of polyherbalism. For instance, the formulation based on a combination of ginger, black pepper, and long pepper has better mucous-reducing effects, while the combination of cumin, black pepper, and asafoetida reduces bloating and (guduchi and turmeric) boosts the immunity (Parasuraman et al., 2014). The bark of cinchona tree has been used for the treatment of malaria in the ancient literature; later the antimalarial compound quinine was identified from the bark. Ancient history records revealed that herbal medicine had been used for the cure of diseases in Chinese, Greek, Egyptian, and Indian medicine. According to the World Health Organization, approximately 80% of the world’s inhabitants still rely on plant-based therapy for their primary healthcare. As per an estimate, nearly one-quarter to one-half of the currently used pharmaceuticals have been developed directly or indirectly based on higher plants. However, since the advent of antibiotics, the use of plant products sharply decreased in the past few decades. The recent reports on antibiotic resistance toward the major group of antibiotics have revived the interest of the scientific community in plant-based antimicrobials.
3. Phytochemicals as a source of antimicrobial agents Because of the suspected adverse effects of synthetic antimicrobial agents and the global demand for safe food with minimal chemical preservatives, the demand for plant-based antimicrobial agents has been increasing day by day. Plants harbor a range
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of phytochemicals which have evolved in vivo, more often as a defense against harsh environmental conditions (free radical, salinity, and temperature), pathogenic microbes (viruses, bacteria, and fungi), and insect pests. In general, the phytochemicals are nonnutritive plant products that often possess strong antimicrobial potential against a range of foodborne microbes and their associated toxins. Based on their complex chemical structure the phytochemicals are generally classified into major groups such as polyphenols, carotenoids, alkaloids, sulfur-containing groups, terpenes, and terpenoids. Polyphenols are the secondary metabolites products of plants that possess potent antimicrobial, antioxidant, antiinflammatory, anticancer, antihypertensive properties. Fruits, vegetables, nuts, seeds, and flowers are the most abundant source of polyphenolic compounds. Based on the chemical structure polyphenols can be divided into two major groups: flavonoids (flavonols, flavones, flavanols, flavanones, anthocyanidins, and isoflavonoids) and nonflavonoids (phenolic acids, stilbenes, coumarins, and tannins). The chemical structure of flavonoids show a basic skeleton of diphenyl propane, the two benzene rings (rings A and B) linked with three carbon chains form a pyran ring with benzene ring A. The flavonoids such as galangin, kaempferol, quercetin, and myricetin have been reported to have broad-spectrum antibacterial activity. Among nonflavonoid polyphenolics, gallic acid, ferulic acid, coumaric acid, stilbenes, resveratrol, tannins, and chlorogenic acid exhibit enormous antimicrobial activity against a range of microbes such as Vibrio cholerae, Escherichia coli, and Streptococcus mutans (Barbieri et al., 2017; Augustine et al., 2014; Shao et al., 2015). The phenolic acids, viz., gallic, caffeic, and ferulic acids exhibit superior antibacterial activity over the two conventional antibiotics (gentamicin and streptomycin) against bacterial species S. aureus, Listeria monocytogenes, E. coli, and Pseudomonas aeruginosa (Daglia, 2012). The plant carotenoids (fat-soluble compounds constituted by eight isoprenoid units) play an important role in photoprotection and also have antibacterial efficacy. In general, they can be divided into two major groups based on their structure as carotenes (a-carotene, b-carotene, and lycopene) and xanthophylls (b-cryptoxanthin, lutein, and zeaxanthin). Dos Santos et al. (2015) studied the antimicrobial activity of lycopene in combination with synthetic antimicrobials agents gentamicin, amoxicillin, cephalexin, and ciprofloxacin against E. coli and S. aureus and reported that the combination is more effective against E. coli. Amalya and Sumathy (2015) showed that the carotenoids extracted from the leaves and flowers of Peltophorum petrocarpum are effective against the bacterial species, viz., S. aureus, Enterobacter spp., Streptococcus spp., S. paratyphi, E. coli. Tao et al. (2010) studied the antimicrobial effect of carotenoids from the peel of Citrus grandis against Bacillus subtilis, S. aureus, E. coli, Aspergillus niger, Aspergillus flavus, Penicillium chrysogenum, Rhizopus oryzae, and Saccharomyces cerevisiae. They reported that the carotenoid extract exhibited broad antimicrobial activity with the Minimum inhibitory concentrations (MIC) ranging between 18.75 and 140 mg/mL. However, the extract does not affect the growth of A. niger, A. flavus, and P. chrysogenum. Alkaloids, the organic nitrogenous bases, are the classical example of plant-based compounds that have been used as an antimicrobial agent since ancient time. In general, the alkaloids possess one nitrogen atom in the form of primary amine (RNH2), secondary amine (R2NH), and tertiary amine (R3N), but its number may vary up to
Antimicrobial and antioxidant properties of phytochemicals
5
five. Sanguinarine (derived from the rhizomes of Sanguinaria canadensis), piperine (seed of Piper nigrum and Piper longum), and quinine (bark of Cinchona spp.) possess broad-spectrum antimicrobial activity against E. coli, S. aureus, and B. subtilis (Beuria et al., 2005; Skogman et al., 2012; Dusane et al., 2014). A range of alkaloids such as ascididemin, xinghaiamine A, eudistomin Y4, hapalindole I, prosopilosidine, clausenol, chelerythrine, agelasine D, and sanguinarine have been reported to have a strong antibacterial effect against gram-positive and gram-negative bacteria. Squalamine, lysergol, tetrandrine, tomatidine, and compound 8 are the chief naturally occurring alkaloids that exhibit antibacterial activity (Cushnie et al., 2014). The sulfur-containing groups are often associated with vegetables such as Allium cepa, Allium sativum, and Brassica spp. (broccoli, cauliflowers, and cabbage). Isothiocyanates (glucosinolates), allicin, and ajoene are the major sulfur-containing compounds found in Brassica seed oil, and garlic exhibits antimicrobial activity against gram-positive and gram-negative bacteria, and mold species (Barbieri et al., 2017; Kyung, 2011). Isothiocyanates and thiosulfinates derived from glucosinolates (Brassica) and sulfoxides (Brassica and Allium) are the two powerful antimicrobial plant volatiles containing sulfur compounds. The isothiocyanates and thiosulfinates are formed upon enzymatic activation of glucosinolates and sulfoxides, respectively. Terpenes are the dominant group of hydrocarbons (isoprene unit (C5H8) synthesized in the cytoplasm via the mevalonic acid pathway. The combination of isoprene units form different compound groups, viz., monoterpenes (C10H16), diterpenes (C20H32), triterpenes (C30H40), and sesquiterpenes (C15H24). In general, the terpenes exhibit low antimicrobial activity than the terpenoids. For examples p-cymene, limonene, terpinene, sabinene, and pinene have poor antimicrobial activity. Terpenoids are formed by the biochemical modifications of terpenes mediated by certain enzymes that add oxygen molecules and remove methyl groups (Caballero et al., 2003). For example: linalool, linalyl acetate, thymol, menthol, geraniol, and carvacrol exhibit remarkable antimicrobial activity. A literature review suggested that the terpenoids showed strong antimicrobial effect against a range of bacteria and fungi species and hence could be used as a broad-spectrum antimicrobial agent in the food system. Essential oils (EOs) of aromatic plants are a complex mixture of terpenes and terpenoids that often show strong fumigant toxicity against a range of microbes. In general, EOs exert their antimicrobial activity as fumigant that makes their application easier than the other phytochemicals with less chance of residual toxicity. Further, the EOs are mixtures of several volatile compounds that may target different sites at a time, thereby, reducing the chance of resistance development. EOs of aromatic plants, viz., Ocimum gratissimum, Piper betle, Zanthoxylum alatum, Boswellia carteri, Gaultheria procumbens, etc., exhibited strong antifungal activity against the foodborne microbes as well as mycotoxin (Prakash et al., 2018). Therefore, currently the EO-based antimicrobial agents have gained a considerable interest in the scientific community. Ambrosio et al. (2017) showed the antibacterial activity of the selected EOs, extracted from the leaves of Eucalyptus globulus, Eucalyptus exserta, Pimenta pseudocaryophyllus, and byproduct of orange juice (orange oil and citrus terpenes), alone and in binary blends, against the pathogenic bacteria (Salmonella enteritidis S. aureus, E. coli, Enterococcus faecalis, and Listeria innocua). Among all, the orange oil and citrus terpenes showed the highest antibacterial activity.
6
Functional and Preservative Properties of Phytochemicals
Arasu et al. (2019) reported the antimicrobial efficacy of essential oils of selected medicinal plants, viz., Acorus calamus, Allium sativum, Mucuna pruriens, and Sesamum indicum against fruit-spoilage microbes. The minimum inhibitory concentration of the selected EOs ranged from 11.3 2.3 to 617 4.9 mg/mL and 1.1 0.4 to 292 3.2 mg/mL against bacterial (Bacillus subtilis, S. aureus, Pseudomonas aeruginosa, E. coli, and Enterobacter aerogenes) and fungal species (Aspergillus niger, Aspergillus flavus, Penicillium notatum, and Rhizopus microsporus), respectively. Tu et al. (2018) examined the antibacterial activity of chemically characterized essential oils of anise, peppermint, clove, cinnamon, pepper, citronella, and camphor against the gram-positive (B. subtilis and S. aureus) as well as gram-negative (E. coli and Salmonella typhimurium) bacteria. Among all, cinnamon EO exhibited a remarkable efficacy with the MIC value ranging between 0.125 and 0.25 mg/mL. Nikkhah et al. (2017) studied the antifungal efficacy of essential oils of thyme, cinnamon, rosemary, and marjoram against fruit rotting fungi Penicillium expansum and Botrytis cinerea. The results demonstrated that thyme and cinnamon oils were superior to the other with the lower MIC 312e625 mg/mL and 625e1250 mg/mL against Botrytis cinerea and Penicillium expansum. They also pointed out that the combination of cinnamon/rosemary/thyme has a more inhibitory effect than single EO treatments. da Rocha Neto et al. (2019) reported the antifungal efficacy of essential oils of Cymbopogon martinii, Illicium verum, and Melaleuca alternifolia against Penicillium expansum and elucidated the mode of action. The test EOs caused absolute inhibition (100%) of germination at 0.125 g/l (star anise) and 0.25 g/L (melaleuca and palmarosa). Further, the considerable damages to the plasma membrane, DNA, protein and glucose, and lipid have been reported as the speculated mode of action. Kujur et al. (2019) prepared a nanoencapsulated formulation based on methyl salicylate (MS) and examined its antifungal and aflatoxin B1 inhibitory effect against Aspergillus flavus. The minimum inhibitory concentration of nanoencapsulated MS against the growth and toxin production was found to be 1.00 mL/mL which was lower that the free MS. The study also demonstrated that the decrease in the ergosterol content, leakage of vital ions (Ca2þ, Mg2þ, and Kþ), and impairment in the utilization of different carbon sources by Aspergillus flavus could be the speculated mode of action of MS. Yadav et al. (2019) demonstrated the antimicrobial efficacy of nanoencapsulated mace (Ne-MEO) essential oil against foodborne molds, and aflatoxin B1 contamination. Ne-MEO exhibited better efficiency than the free MEO, as it causes complete inhibition of the growth and AFB1 production at a low dose of 1.25 mL/mL than the free MEO 1.50 mL/mL. Kumar et al. (2019) have prepared a synergistic formulation based on the combination of plant-based bioactive compounds, viz., thymol, methyl cinnamate, and linalool and studied their effect against a range of foodborne molds and aflatoxin B1 contamination in vitro as well as in the model food system. They also pointed out that the nanoformulation of developed formulation causes complete inhibition of growth and AFB1 production at a low dose of 0.3 mL/mL and 0.2 mL/mL, respectively. The antimicrobial activity of traditionally used plants and their bioactive compounds have been summarized in Table 1.1.
Table 1.1 Antimicrobial activity of plant-derived bioactive compounds. Plants
1.
Melaleuca alternifolia (Maiden and Betch)
2.
3.
Major bioactive components
Results
References
Terpinen-4-ol, a-terpineol, linalool, a-pinene and b-pinene, and 1,8cineole
Candida albicans, C. parapsilosis, Saccharomyces cerevisiae, Trichosporon sp., Rhodotorula rubra, Epidermophyton floccosum, Microsporum canis, Trichophyton mentagrophytes var. interdigitale, Aspergillus niger, A. flavus, A. fumigatus, and Penicillium sp.
MICs of M. alternifolia was ranged 0.03%e5.0% (v/v) against all test microbes.
Hammer et al. (2003)
Rosmarinus officinalis L.
a-pinene, 1,8-cineole, and camphor
A. flavus (LHP-6)
MIC of essential oil, a-pinene, 1,8-cineole, and camphor against the growth of A. flavus and aflatoxin B1 production was reported as (1.5, >5.0, 4.0 and 3.0 mL/mL) and (1.25, >5.0, 3.5 and 3.0 mL/mL), respectively.
Prakash et al. (2015)
Piper betle L.
Eugenol and acetyleugenol
Aspergillus flavus, Aspergillus niger, Aspergillus fumigatus, Aspergillus terreus, Aspergillus sydowi, Aspergillus candidus, Penicillium italicum,
MIC of P. betle was ranged from 0.3 to 0.7 mL/mL against all tested molds.
Prakash et al. (2010)
7
Microbes
Antimicrobial and antioxidant properties of phytochemicals
S.No.
Continued
Table 1.1 Antimicrobial activity of plant-derived bioactive compounds.dcont’d Plants
Major bioactive components
8
S.No.
Microbes
Results
References
Fusarium oxysporum, Alternaria alternate, Cladosporium cladosporioides, Curvularia lunata, Mucor sp., Nigrospora sp., and Mycelia sterillia Salvia tomentosa (Miller)
b-pinene, a-pinene, and camphor
Staphylococcus aureus, Streptococcus pneumonia, Moraxella catarrhalis, Bacillus cereus, Acinetobacter lwoffii, Enterobacter aerogenes, Escherichia coli, Klebsiella pneumonia, Proteus mirabilis, Pseudomonas aeruginosa, Clostridium perfringens, Mycobacterium smegmatis, Candida albicans, and Candida krusei
MIC of S. tomentosa was ranged from 0.54 to 72.0 mg/mL against all microorganisms.
Tepe et al. (2005)
5.
Ocimum basilicum L.
Linalool, epia-cadinol, a-bergamotene and c-cadinene
Bacterial strains: Staphylococcus aureus, Escherichia coli, Bacillus subtilis, Pasteurella multocida pathogenic fungi: Aspergillus niger, Mucor mucedo, Fusarium solani, Botryodiplodia theobromae, Rhizopus solani
MIC of O. basilicum was ranged from 1.3 0.0 to 4.9 0.3 mg/mL against all test bacteria and fungi.
Hussain et al. (2008)
Functional and Preservative Properties of Phytochemicals
4.
Mentha piperita L.
Menthone, menthol, pulegone, and 1,8cineole
Escherichia coli, Staphylococcus aureus, Pseudomonas aeruginosa, Enterobacter aerogenes, Proteus vulgaris, Salmonella typhimurium, Klebsiella pneumonia, Yersinia enterocolitica, Listeria monocytogenes, Bacillus cereus, Staphylococcus epidermidis, Xanthomonas campestris pv. Phaseoli, Pseudomonas syringae pv. Phaseolicola, Pseudomonas syringae pv. Tomato, Pseudomonas syringae pv. Syringae, Xanthomonas campestris pv. Campestris, and Candida albicans
MIC of M. piperita was ranged from 0.07 to 5.0 mg/mL. While, MIC of menthone and menthol were ranged from 0.625 to 5.0 mg/mL against all tested microbes.
Iscan et al. (2002)
7.
Artemisia annua L.
Camphor, germacrene D, trans-pinocarveol, b-selinene, b-caryophyllene, and artemisia ketone
Escherichia coli, Staphylococcus aureus, Enterococcus hirae, Candida albicans, and Saccharomyces cerevisiae
Completely inhibit the growth of test microbes at 0.1e0.2 mg/mL. No significant activity was seen against E. coli and S. aureus.
Juteau et al. (2002)
8.
Cuminum cyminum L.
Cymene and Gammaterpinene
Absidia ramose, Alternaria alternate, Aspergillus fumigatus, Aspergillus flavus, Aspergillus glaucus, Aspergillus niger, Aspergillus terreus,
C. cyminum essential oil inhibited 100% mycelium growth of all test foodborne mold at 0.6 mL/mL except R. stolonifer.
Kedia et al. (2014)
Antimicrobial and antioxidant properties of phytochemicals
6.
9
Continued
S.No.
Plants
Major bioactive components
Microbes
10
Table 1.1 Antimicrobial activity of plant-derived bioactive compounds.dcont’d Results
References
9.
Callistemon lanceolatus Sm.
1,8-cineole
Absidia ramose, Alternaria alternata, Aspergillus fumigatus, Aspergillus flavus, Aspergillus niger, Aspergillus oryzae, Chaetomium sp., Drechslera sp., Fusarium nivale, Fusarium oxysporum, Fusarium sp., Mucor sp., Penicillium citrinum, and Trichoderma sp.
C. lanceolatus showed 100% mycelium inhibition against all test foodborne mold at 0.908 mg/mL.
Shukla et al. (2012)
10.
Mentha spicata L.
Carvone and DLlimonen
Absidia ramose, Alternaria alternate, Aspergillus
M. spicata essential oil inhibited 100% mycelium
Kedia et al. (2014a,b)
Functional and Preservative Properties of Phytochemicals
Aspergillus unguis, Cladosporium cladosporioides, Curvularia lunata, Fusarium oxysporum, Mucor sp., Mycelia sterilia, Penicillium citrinum, Penicillium italicum, Penicillium luteum, Penicillium purpurogenum, Penicillium, Rhizopus stolonifer and Spondylocladium australe
growth of all test foodborne mold at 1.0 mL/mL except A. terreus and A. luchuensis.
Ocimum gratissimum L.
Methyl cinnamate, g eterpinene, and 1,8-cineole
Aspergillus flavus, Aspergillus niger, Aspergillus fumigatus, Aspergillus terreus, Aspergillus sydowi, Alternaria alternate, Penicillium italicum, Fusarium nivale, Curvularia lunata, and Cladosporium spp.
Ocimum gratissimum essential oil inhibited 100% mycelium growth of all test foodborne mold at 0.7 mL/ mL except A. niger.
Prakash et al. (2011)
12
Zanthoxylum alatum Roxb.
Linalool and methyl cinnamate
Aspergillus flavus
MIC of Zanthoxylum alatum essential oil, linalool, and methyl cinnamate compound were found to 1.25, 2.0, and 0.6 mL/mL against A. flavus, respectively.
Prakash et al. (2012a,b)
11
11.
Antimicrobial and antioxidant properties of phytochemicals
fumigatus, Aspergillus flavus, Aspergillus glaucus, Aspergillus niger, Aspergillus terreus, Aspergillus unguis, Cladosporium cladosporioides, Curvularia lunata, Fusarium oxysporum, Mucor sp., Mycelia sterilia, Penicillium citrinum, Penicillium italicum, Penicillium luteum, Penicillium purpurogenum, Penicillium, Rhizopus stolonifer, and Spondylocladium australe
Continued
Table 1.1 Antimicrobial activity of plant-derived bioactive compounds.dcont’d Microbes
Results
References
13.
Caesulia axillaris Roxb.
DL-Limonene
Aspergillus flavus, Aspergillus niger, Aspergillus terreus, Aspergillus fumigatus, Fusarium sp., Curvularia lunata, Pencillium sp., Mucorales, and Mycelia sterilia
MIC of Caesulia axillaris essential oil was ranged 0.75e1.25 mL/mL against all tested molds.
Mishra et al. (2012)
14.
Cymbopogon citratus (DC.) Stapf.
Citral, neral, b-myrcene and geraniol
Aspergillus fumigatus, Aspergillus niger, Aspergillus terreus, Alternaria alternata, Cladosporium herbarum, Curvularia lunata, Fusarium oxysporum, Penicillum italicum, and Trichoderma viride
C. citratus essential oil inhibited 100% fungal growth at 0.75 mL/mL except A. niger and C. herbarum.
Singh et al. (2010) Ali et al. (2017)
15.
Origanum vulgare ssp. Hirtum and Origanum dictamnus L.
Carvacrol, gterpinene, and a-caryophyllene
Escherichia coli (NCIMB 8879 and NCIMB 12210), Pseudomonas aeruginosa (NCIMB 12469), Salmonella typhimurium (NCIMB 10248), Staphylococcus aureus (NCIMB 9518 and NCIMB 8625), Rhizobium leguminosarum (NCIMB 11478), and Bacillus subtilis (NCIMB 3610).
The both EO exhibited high levels of antimicrobial activity against test bacterial strain.
Sivropoulou et al. (1996)
and
Euasarone
Functional and Preservative Properties of Phytochemicals
Plants
12
Major bioactive components
S.No.
Eugenol
Aspergillus fumigatus and Aspergillus niger, Microsporum canis, Microsporum gypseum, Trichophyton rubrum, Trichophyton mentagrophytes and Epidermophyton floccosum, Candida parapsilosis and Candida krusei
MIC of S. aromaticum EO was ranged between the 0.08e0.6 mL/mL against all tested fungi.
Pinto et al. (2009)
17.
Foeniculum vulgare Mill.
(E)-anethole, fenchone and methyl chavicol
Alternaria alternate, Aspergillus niger, Aspergillus ochraceus, Aspergillus versicolor, Aspergillus flavus Aspergillus terreus, Cladosporium cladosporioides, Fusarium tricinctum, Penicillium ochrochloron, Penicillium funiculosum, Phomopsis helianthi, Trichoderma viride, Trichophyton mentagrophytes Microsporum canis and Epidermophyton floccusum
MIC of F. vulgare essential oil was ranged between 0.8 and 3.2 mL/mL against all tested fungi.
Mimica-Dukic et al. (2003)
18.
Ageratum conyzoides L.
Precocene II, precocene I coumarin, and Transcaryophyllene
Aspergillus flavus
A. conyzoides essential oil causes 100% inhibition of toxin production by the A. flavus at 0.1 mg/mL. However, at this dose it causes only 49% inhibition of growth.
Nogueira et al. (2010)
13
Syzygium aromaticum L.
Antimicrobial and antioxidant properties of phytochemicals
16.
Continued
Table 1.1 Antimicrobial activity of plant-derived bioactive compounds.dcont’d Plants
Major bioactive components
19.
Anethum graveolens L.
20.
14
S.No.
Results
References
Limonene, dillapiole, and carvone
Aspergillus flavus, Aspergillus oryzae, Aspergillus niger, and Alternaria alternata
A. graveolens essential oil completely inhibited the growth of all tested fungi at 2.0 mL/mL.
Tian et al. (2011) Mahran et al. (1992)
Cinnamomum jensenianum Hand.-Mazz
Eucalyptol and a-terpineol
Aspergillus flavus
C. jensenianum essential oil completely inhibited growth and AFB1 at 8.0 and 6 m/mL against A. flavus.
Tian et al. (2012)
21.
Gaultheria procumbens L.
Methyl salicylate
Aspergillus flavus (EC-03)
G. procumbens essential oil completely inhibited the growth and aflatoxin B1 at 1.50 mL/mL.
Kujur et al. (2017)
22.
Curcuma longa L.
Turmerone, a-Turmerone, and b-Turmerone
A. flavus (AF42)
C. longa essential oil causes considerable inhibition (93.41%) of growth at 8.0 mL/mL.
Ferreira et al. (2013) Hu et al. (2017)
23.
Olea europaea L.
Caffeic acid, verbascoside, oleuropein, luteolin 7-O-glucoside, rutin, apigenin 7O-glucoside, and luteolin 40 -Oglucoside
Gram-positive (Bacillus cereus, B. subtilis, and Staphylococcus aureus), gram-negative bacteria (Pseudomonas aeruginosa, Escherichia coli, and Klebsiella pneumoniae), and fungi (Candida albicans and Cryptococcus neoformans)
Leaf extracts contain high phenolic contents that exhibited considerable antibacterial and antifungal activity.
Pereira et al. (2007a,b)
Functional and Preservative Properties of Phytochemicals
Microbes
Magnolia grandiflora L.
Magnolol, honokiol, and 3,50 -diallyl-20 hydroxy-4methoxybiphenyl
Bacillus subtilis (ATCC 6633), Staphylococcus aureus (ATCC 6538), Escherichia coli (ATCC 10536), Pseudomonas aeruginosa (ATCC 15442), Mycobacterium smegmatis (ATCC 607), Candida albicans (ATCC 102311, Saccharomyces cerevisiae (ATCC 9763), Aspergillus niger (ATCC 16888), And Trichophyton mentagrophytes (ATCC 9972)
Phenolic compound, magnolol, honokiol, and 3, 50 -diallyl-20 -hydroxy-4methoxybiphenyl exhibited significant antimicrobial activity against grampositive bacteria, acid-fast bacterium, and yeastlike and filamentous fungi.
Clark et al. (1981)
25.
Cynara scolymus L.
Chlorogenic acid, cynarin, 3,5- di-Ocaffeoylquinic acid, 4,5-di-Ocaffeoylquinic acid, luteolin-7rutinoside, cynaroside, apigenin-7rutinoside, and apigenin-7-O-a-D glucopyranoside
Gram-positive bacteria: Bacillus subtilis (CGMCC 1.1849), Staphylococcus aureus (ATCC 6358P), Agrobacterium tumefaciens (CGMCC 1.1415), and Micrococcus luteus (CGMCC 1.880). Gramnegative bacteria: Escherichia coli (CGMCC 1.90), Salmonella typhimurium (CGMCC 1.1190), and Pseudomonas aeruginosa (CGMCC
MIC of test compounds were ranges between 50 and 200 mg/mL against all test microbes.
Zhu et al. (2004)
Antimicrobial and antioxidant properties of phytochemicals
24.
Continued 15
ˇ
Table 1.1 Antimicrobial activity of plant-derived bioactive compounds.dcont’d Plants
Major bioactive components
Microbes
Results
References
26.
Lupinus angustifolius L.
13aHydroxylupanine, lupanine, angustifoline
Staphylococcus aureus, Bacillus subtilis, Pseudomonas aeruginosa, Candida albicans, and Candida krusei
Alkaloids extracted of L. angustifolius causes 100% growth inhibition of S. aureus, B. subtilis, P. aeruginosa at 62.5 mg/L. While for C. albicans and C. krusei it was 250 mg/L.
Erdemoglu et al. (2007)
27.
Sida acuta Var.
Cryptolepine and quindoline,
Staphylococcus aureus, Enterococcus faecalis,Shigella boydii, Shigella flexneri, Shigella dysenteriae, Salmonella typhi, Salmonella paratyphi B, and Escherichia coli
Minimal bactericidal concentration (MBC) values range from 80 to 400 mg/mL against all tested bacterial spp.
Karou et al. (2006)
Functional and Preservative Properties of Phytochemicals
1.2031). Yeasts: Candida albicans (ATCC 10231), Candida lusitaniae (ATCC 2201), Saccharomyces cerevisiae (IFFI 1611), and Saccharomyces carlsbergensis (ACCCs 2166). Molds: Aspergillus niger (CGMCC 3.316), Penicillium oxalicum (CGMCC 3.4022), Mucormucedo (CGMCC 3.15), and Cladosporium cucumerinum (ATCC11,279)
16
S.No.
Antimicrobial and antioxidant properties of phytochemicals
17
4. Phytochemicals as a source of antioxidant agents Free radicals (atoms or molecules containing an unpaired electron in their atomic orbital) are unstable and highly reactive molecules that deteriorate the overall quality of food and confer various negative changes to the nutritional composition of food commodities. Superoxide anion, oxygen singlet, hydroxyl radical, hydrogen peroxide, nitric oxide radical, and peroxynitrite radical are some of the prevalent free radicals that confer damaging effect on biomolecules such as DNA, proteins, carbohydrates, and lipids. Although free radicals have played an important role in cellular homeostasis, the imbalance between free radical generation and antioxidant defense system of the cell leads to a critical condition called oxidative stress, responsible for the damaging effect to the biomolecules. In general, at low level the reactive oxygen species acts as a signaling agent; however, at high levels it becomes toxic. In the food system, the primary target sites of the free radicals are more often the lipids, nucleic acids, and proteins. Rancidity is a very common phenomenon of oxidation of lipid biomolecules that have a significant adverse effect on nutritional quality, flavors of food products, and overall quality of food items, making them unpalatable. A recent report suggests that lipid peroxidation products could have a negative impact on health including carcinogenic effect (Casadey et al., 2019). Therefore, the uses of antioxidants, either natural or synthetic, are recommended to prevent the damages caused by the free radicals. An antioxidant is a molecule that delays the oxidation process or neutralizes the free radical at lower concentrations than the substrate thereby reducing the damaging effect. The antioxidants can interact with free radicals and terminate the chain reaction required for the damaging effect of the vital cellular organ. Currently, vitamin E (a-tocopherol), vitamin C (ascorbic acid), b-carotene, butylhydroxyanisole (BHA), butylhydroxytoluene (BHT), propyl gallate (PG), and tertbutylated hydroquinone (TBHQ) are used as antioxidant agents in the food system. However, the prevalent synthetic antioxidant such as BHA, BHT, and PG are reported to have toxic, carcinogenic effect, and low solubility, respectively (Papas, 1999; Chanda and Nagani, 2010, 2013; Adamez et al., 2012; Botterweck et al., 2000). Therefore, the industries are looking for a natural alternative to synthetic antioxidants. In this context, traditionally used plant-based bioactive compounds (nonnutritive constituents usually occur in very small quantities), viz., flavonoids, carotenoids, phenolic acids, alcohols, tocopherols, lignans, stilbenes, tannins, and ascorbic acid that possess considerable antioxidant activity could be a preferred alternative to synthetic antioxidants that quench reactive oxygen species (ROS) with low toxicity (Ahmad and Aqil, 2007; Kasote et al., 2015). The green and black teas are the richest sources of antioxidants in the palatable form available to a significant number of the world population (Lin et al., 1998). Acacia catechu, Aegle marmelos, Allium sativum, Cinnamomum verum, Cinnamomum tamala, Curcuma longa, Emblica officinalis, Glycyrrhiza glabra, Momordica charantia, Murraya koenigii, Nigella sativa, Ocimum sanctum, Piper betle, and Zingiber officinalis (ginger) are some of the traditionally used plants that possess strong radical scavenging activity (Devasagayam et al., 2004). Currently, the essential oils of aromatic plants (Piper betle, Ocimum gratissimum, Zanthoxylum
18
Functional and Preservative Properties of Phytochemicals
alatum, Cinnamomum glaucescens, Cinnamomum zeylanicum Boswellia carteri, Rosmarinus officinalis) and their bioactive compounds (eugenol, geranyl acetate, 1,8-cineole, b-caryophyllene) have proven their efficacy as free radical scavengers (Prakash et al., 2010, 2011, 2012a,b, 2013, Kiran et al., 2016; Mishra et al., 2013). Lim et al. (2019) reported the antioxidant activities of Sargassum serratifolium using different solvent extracts such as ethyl acetate, hexane, ethanol, and methanol. They have reported that the hexane and ethyl acetate extract exhibited the strongest antioxidant activity over other solvents. Sargahydroquinoic acid, sargachromanol, and sargaquinoic acid have been identified as the major bioactive components responsible for antioxidant activity. Yadav et al. (2019) studied the free radical scavenging activity of Ne-MEO using DPPH (2, 2-diphenyl-1-picrylhydrazyl) assay and reported that the Ne-MEO exhibited promising antioxidant activity with IC50 2.1 mL/mL. Kiran et al. (2016) explored the antioxidant efficacy of Cinnamomum zeylanicum essential oil using DPPH, ferric reducing antioxidant power (FRAP), ABTS assay. They reported the total equivalent antioxidant capacities of oils using trolox as standard as 5.47, 11.99, and 2.66 mM trolox/mg for DPPH, FRAP, and ABTSþ respectively. The antioxidant activity was found to relate with the high phenolic content 106.95 mg gallic acid equivalents/mg. Samsonowicz et al. (2019) studied the antioxidant activity of acorns coffee infusions using DPPH, FRAP, ABTS, and phenolic content assay. Acorns coffee extract exhibited low EC50 values (EC50 ¼ 0.063e0.066 mgd.w./mL) for DPPH (EC50 ¼ 0.021e0.029 mgd.w./mL) for ABTS, and highest ability to Fe3þ reduction (FRAP) (w1.1 mmolFe/gd.w) with the high polyphenol (45e50 mgGA/gd.w) content. Da-Cruz et al. (2019) studied the comparative antioxidant activity of ripe and unripe acerola extracts with two prevalent synthetic antioxidants BHA and BHT using DPPH and ABTS assay. They have pointed out that even though the unripe acerola exhibited efficient antioxidant activity, it loses its efficacy in in vivo system that could be because of different factors such as chemical complexity, concentration, and localization of the oxidation site in the model organism or applicable system. Nowadays, different in vitro and in vivo methods have been used to investigate the antioxidant properties of plant-based bioactive compounds. In vitro methods such as DPPH scavenging activity, hydrogen peroxide scavenging (H2O2) assay, nitric oxide scavenging activity, peroxynitrite radical scavenging activity, ABTS radical cation decolorization assay, total radical-trapping antioxidant parameter (TRAP) method, ferric reducing antioxidant power (FRAP) assay, b-carotene linoleic acid method/conjugated diene assay are some the most common methods for screening of antioxidant potential of plant bioactive compounds. The in vivo assay such as reduced glutathione (GSH) estimation, glutathione peroxidase (GSHPx) estimation, glutathione-Stransferase (GST), reducing ability of plasma, superoxide dismutase (SOD), catalase (CAT) and lipid peroxidation (LPO) assay are used to decipher the antioxidant potential of phytochemicals in the model organism (Alam et al., 2013). Among all, the DPPH and LPO methods have been extensively used for in vitro and in vivo validation
Antimicrobial and antioxidant properties of phytochemicals
19
of antioxidant activity (Alam et al., 2013). The in vitro and in vivo antioxidant efficacy of plant-based bioactive compounds has been summarized in Table 1.2.
5. Phytochemicals as a source of functional food ingredients Since ancient time plant products have been used as a source of food, as well as for the treatment of chronic health diseases. Even in the modern era of science, as per an estimate by the World Health Organization, nearly 80% of the world population still relies on plant-based formulations for their primary healthcare. In general, plants harbor a complex mixture of bioactive compounds that possess functional properties claiming beneficial physiological effects, in addition to their nutritive function (Prakash et al., 2017). Plant-derived bioactive compounds such as isoflavones (soy extracts), lycopene (tomato) lutein, and zeaxanthin (spinach and collard greens), b-glucan (oat), allicin, allylic sulfides (garlic), curcumin (haldi), and (-)-epicatechin, (-)-epicatechin-3gallate, (-)-epigallocatechin, and (-)-epigallocatechin-3-gallate (green tea) have already been used as food supplements to boost health (Prakash et al., 2017). Thus, plant-derived bioactive compounds could be used as functional food (food that provides health benefits beyond the essential nutrients) ingredients to design the fortified food for the effective treatment of chronic disease through diet. Table 1.3 summarizes the functional properties of plant-derived bioactive compounds and their probable mode of action.
6. Mechanism of action Phytochemicals exert their antimicrobial activity through different mechanisms. In general the antimicrobial mechanism of action of phytochemicals is related to changes in the cell morphology, membrane disruption associated with ion leakage, reduction of membrane potential, impairment in the intracellular pH homeostasis, changes in proteome and transcriptome, inhibition of ATP-ase activity, enzymatic reaction, toxins biosynthesis, biofilm formation, antiquorum sensing, suppression of virulence factors, inhibiting nucleic acid synthesis, altering the lipid profile composition, mitochondrial dysfunction, and impairment in the carbon source utilization (Vasconcelos et al., 2018; Lagrouh et al., 2017; Kumar et al., 2019). Thus, the plant bioactive compounds cause considerable alteration in the various biological functions of the cell that lead to impairment in the vital cellular processes required for the survival of the cell (Fig. 1.1) (Oussalah et al., 2007). The antioxidant mechanistic investigation is related to depleting molecular oxygen, removing prooxidative metal ions, and quenching of reactive oxygen species such as superoxide anion radical, hydrogen peroxide, and scavenging chain-initiating radicals (hydroxyl HO$, alkoxyl RO$, or peroxyl ROO$). Based on the mechanism of action, the antioxidants can be divided into two groups, primary and secondary. The primary
Table 1.2 In vitro and In vivo antioxidant activities of plant-derived bioactive compounds. Major compounds
Antioxidant methods
20
Plant
Results
References 1
Myrcene, a-pinene, and limonene
DPPH FRAP ABTS•þ
IC50 ¼ 29.64 3.04 mg mL , IC50 ¼ 38.57 4.22 mg mL1, IC50 ¼ 73.80 3.96 mg mL1
Bouyahya et al. (2019)
Mentha piperita L. (Peppermint)
Menthol, menthone, transcarane
DPPH b-carotene NO radical activity
IC50 ¼ 4.45 0.75 mL mL1 IC50 ¼ 0.37 0.05 mL mL1 IC50 ¼ 0.42 0.01 mL mL1
Riachi & De Maria (2015)
Mentha piperita L. (Chocolate mint)
Menthol, menthone, 1,8cineole
DPPH b-carotene NO radical activity
IC50 ¼ 19.86 1.25 mL mL1 IC50 ¼ 5.07 0.17 mL mL1 IC50 ¼ 0.31 0.06 mL mL1
Tsai et al. (2013)
Citrus lumia Risso
D-Limonene,
b-carotene ORAC DPPH Folin- Ciocalteu FRAP TEAC
IC50 ¼ 22 mg mL1 IC50 ¼ 46 mg mL1 IC50 ¼ 104 mg mL1 IC50 ¼ 181 mg mL1 IC50 ¼ 202 mg mL1 IC50 ¼ 233 mg mL1
Smeriglio et al. (2018)
Cananga odorata Hook.f. and Thomson
Linalool, Linalool acetate, a-Pinene, Eugenol, a-Terpineol, acetate, etc.
DPPH b-carotene
IC50 ¼ 1.30 0.03 mL mL1 51.28 0.34% inhibition
Prakash et al. (2012a); Cheng et al. (2012)
Achillea millefolium subsp. millefolium Afan.
Eucalyptol, camphor, a-terpineol, b-pinene, and borneol
DPPH OH LPIC
IC50 ¼ 1.56 0.03 mg mL1 IC50 ¼ 2.70 0.03 mg mL1 IC50 ¼ 13.50 0.07 mg mL1
Candan et al. (2003)
Ocimum labiatum
Labdane
DPPH FRAP CUPRAC Crocin bleaching assay
IC50 ¼ 13 0.8 mg mL1 IC50 ¼ 53.62 0.57 mg mL1 IC50 ¼ 47.32 0.76 mg mL1 IC50 ¼ 54.86 1.28 mg mL1
Kapewangolo et al. (2015)
Linalool, Linalyl anthranilate, b-Pinene, and a-Terpineol
Functional and Preservative Properties of Phytochemicals
Pistacia lentiscus L.
Naringin, chlorogenic acid, quercetin, gallic acid, and rosmarinic acid
DPPH
IC50 ¼ 12.87 mg mL1
Rebey et al. (2019)
Allium cepa L.
Quercetin, Protocatechuic acid, and Isorhamnetin
DPPH FRAP OH
IC50 ¼ 43.24 mg mL1 IC50 ¼ 560.61 mg mL1 IC50 ¼ 12.97 mg mL1
Ouyang et al. (2018)
Pinus koraiensis
Chlorogenic acid, apigenin hexoside, phloretin-Chexoside, quercetin 3-Opentoside, etc.
ABTS•þ DPPH
IC50 ¼ 523.44 36.98 mg (VCE)/g IC50 ¼ 111.26 17.09 mg VCE/g
Wang et al. (2019)
Zanthoxylum alatum Roxb.
Linalool, methyl cinnamate, DL-limonene, b-myrcene
DPPH b-carotene
IC50 ¼ 5.6 00.06 mL mL1 29.08 0.31% inhibition
Prakash et al. (2012b)
Citrus lumia
Chlorogenic acid, vanillic acid, ferulic acid, eriocitrin, neoeriocitrin, hesperidin
TEAC DPPH ORAC Folin-Ciocalteu b-Carotene FRAP
IC50 ¼ 73.19 mg mL1 IC50 ¼ 533.03 mg mL1 IC50 ¼ 2.57 mg mL1 IC50 ¼ 8.94 mg mL1 IC50 ¼ 118.21 mg mL1 IC50 ¼ 5.22 mg mL1
Smeriglio et al. (2019)
Passiflora ligularis Juss.
Ellagic acid, gallic acid, and rutin
DPPH ABTS•þ FRAP O• 2 radical activity NO• radical activity • OH radical activity
IC50 ¼ 19.13 mg mL1 9800.94 mmol L1 trolox equi/g 43.06 mmol Fe (II)/mg 78.27% inhibition 79.95% inhibition 77.90% inhibition
Saravanan and Parimelazhagan (2014)
Malus domestica
Favanoid, flavanol, tannin
ABTS DPPH FRAP
3.10e67.36 mmol AAE kg1 FW 4.99e14.06 mmol AAE kg1 FW 4.70e39.21 mmol AAE kg1 FW
Bahukhandi et al. (2018)
21
Continued
Antimicrobial and antioxidant properties of phytochemicals
Pimpinella anisum L.
22
Table 1.2 In vitro and In vivo antioxidant activities of plant-derived bioactive compounds.dcont’d Results
References
Gallic acid, protocatechuic acid, 3, 4dihydroxyphenylacetic acid, chlorogenic acid, 4hydroxybenzoic acid, caffeic acid, etc.
DPPH ABTS CUPRAC FRAP
29.45 0.46 mg TE/g dp 32.34 1.76 mg TE/g dp 73.17 0.30 mg TE/g dp 41.89 0.55 mg TE/g dp
Elfalleh et al. (2019)
Rosmarinus officinalis
a-pinene, 1,8-cineole, and camphor
DPPH b-carotene
IC50 ¼ 0.042 mL mL1 71.05% inhibition
Prakash et al. (2015)
Syzygium cumini
Gallic acid, quercetin, caffeic acid, sinapic acid, and delphinidin chloride
DPPH ABTS FRAP
6.7 mM TE/g dw 8.2 mM TE/g dw 7.5 mM TE/g dw
Singh et al. (2016)
Thymus mastichina subsp. mastichina
Chlorogenic acid, caffeic acid, rosmarinic acid, luteolin glucoside, and luteolin
DPPH FRAP
44e98 mg TE/g DW 52e115 mg TE/g DW
Méndez-Tovar et al. (2015)
Gastrocotyle hispida
b-Sitosterol, b-sitosterol 3glucoside, 1-Ob-glucopyranosyl-1, 4dihydroxy-2prenylbenzene, 6-hydroxy2, 2-dimethyl-3-chromen, rosmarinic acid
DPPH ABTS
IC50 ¼ 10.2e234 mg mL1 IC50 ¼ 5.2e241.8 mg mL1
Shahat et al. (2019)
Cinnamomum zeylanicum Blume
Phenol, 2-methoxy-3-(2propenyl), caryophyllene, 2-propenal, 3-phenyl, etc.
DPPH FRAP ABTSþ
5.47 mM trolox/mg 11.99 mM trolox/mg 2.66 mM trolox/mg
Kiran et al. (2016)
Major compounds
Stachys tmolea
Functional and Preservative Properties of Phytochemicals
Antioxidant methods
Plant
Quinolone (4-carbomethoxy6-hydroxy-2-quinolone)
DPPH
IC50 ¼ 36.4 mg mL1
Chung & Woo (2001)
Fumaria officinalis
Protopine, cryptopine, sinactine, parfumine, adlumine, fumariline, fumaritine, fumarophycine, stylopine, bicuculline, and corlumine
DPPH ABTS•þ LPIC
IC50 ¼ 15.74 0.04 mg mL1 IC50 ¼ 70.71 0.04 mg mL1 IC50 ¼ 41.67 0.17 mg mL1
KhamtacheAbderrahim et al. (2016)
Fumaria bastardii
Protopine, stylopine,fumaritine, fumaricine, fumarophycine, fumariline, fumarofine
DPPH
IC50 ¼ 50 mg mL1
Maiza-Benabdesselam et al. (2007)
Ocimum gratissimum L.
Methyl cinnamate, geterpinene, 1,8-cineole, isoleden, P-allylanisole, etc.
DPPH b-carotene
IC50 ¼ 5.5 mL mL1 27.12% inhibition
Prakash et al. (2011)
Coptidis Rhizoma
Berberine, magnoflorine, palmatine, jateorrhizine, epiberberi ne, coptisine, and groenlandicine
NORAC
IC50 ¼ 0.78e23.06 mM
Jung et al. (2009)
Stephania rotunda
Cepharanthine and fangchinoline
DPPH ABTS•þ DMPD•þ
IC50 ¼ 6.4e22.2 mg mL1 IC50 ¼ 3.90e7.26 mg mL1 IC50 ¼ 19.4e21.6 mg mL1
G€ ulçin et al. (2010)
Plumula nelumbinis
Norcoclaurine, argemexirine, lotusine, norisoliensinine, etc.
DPPH ORAC FRAP
IC50 ¼ 81.86e99.85 mg mL1 0.25e5.53 mmol Trolox/mg DW 0.43e1.50 mmol Fe (II)/mg DW
Tian et al. (2018)
23
Continued
Antimicrobial and antioxidant properties of phytochemicals
Oryza sativa cv. Heugjinmi
24
Table 1.2 In vitro and In vivo antioxidant activities of plant-derived bioactive compounds.dcont’d Results
References
Iraqiine, kareemine, muniranine, kinabaline, Omethylmoschatoline, Nmethylouregidione
DPPH
IC50 ¼ 48.77e144.15 mg mL1
Aldulaimi et al. (2019)
Crinum latifolium
4,8-dimethoxy-cripowellin C, 4,8-dimethoxy-cripowellin D, 9-methoxy-cripowellin B, 4-methoxy-8-hydroxycripowellin B
DPPH ABTS•þ
IC50 ¼ 62.1e130.7 mM IC50 ¼ 52.2e125.6 mM
Chen et al. (2018)
Ocimum minimum L.
Eugenol, a-terpinolene, 1.8cineole, terpineol-4, germacrene D, etc.
FRAP DPPH TBARS
2.7 mmol Trolox/L 95.9% inhibition 87.2% inhibition
Alves-Silva et al. (2013)
Pergularia daemia
40 5,7 Trihydroxy isoflavone, a- carotene, 11 Octadecanoic acid methyl ester, heptadecanoic acid 16 methyl-methyl ester, etc.
SOD CAT GPx GSH Vitamin C
0.55e3.84 min/mg ptn 4.23e6.98 mmol/min/mg ptn 3.23e4.58 min/mg ptn 0.33e0.43 min/mg ptn 365e460 mg/mg ptn
Sridevi et al. (2018); Packirisamy et al. (2017)
Azima tetracantha Lam.
FRIEDELIN (40 MG/KG) þ CCL4
SOD CAT GPx GSH
42.47 U/mg protein 163.66 U/mg protein 284.33 mU/mg protein 3.33 m/mg protein
Sunil et al. (2013)
Major compounds
Alphonsea cylindrica
DPPH ¼ 2,2-diphenyl-1-picrylhydrazyl, ABTS•þ ¼ 2,20 -azino-bis(3-ethylbenzothiazoline-6-sulphonic acid), FRAP ¼ Ferric Reducing Antioxidant Power, TBARSs ¼ Thiobarbituric acid reactive substances, ORAC ¼ Oxygen Radical Absorbance Capacity, LPIC ¼ Lipid Peroxidation Inhibition Capacity, DMPD ¼ N, N-dimethyl-p-phenylenediamine,CUPRAC ¼ Cupric Reducing Antioxidant Capacity, TEAC ¼ Trolox Equivalent Antioxidant Capacity, NORAC ¼ Peroxynitrite Averting Capacity, SOD ¼ Superoxide Dismutase, CAT ¼ Catalase, GPx ¼ Glutathione Peroxidase, GSH ¼ Reduced Glutathione.
Functional and Preservative Properties of Phytochemicals
Antioxidant methods
Plant
Table 1.3 Functional properties of plant-derived bioactive compounds and their mode of action. Functional activity
Mechanism of action
References
Acemannan
Aloe vera
Wound healing activity
Induction of cell proliferation along with hard tissue regeneration and stimulation of Vascular Endothelial Growth Factor (VEGF) and type I collagen synthesis
Sanchez-Machado et al. (2017)
Andrographolide
Andrographis paniculata
Decreased platelets aggregation
Induced by thrombin concentration
Thisoda et al. (2006)
Allicin
Allium sativum
Antioxidant activity
Thiol containing proteins, particularly those which possess very reactive or unshielded SH-groups
Rabinkov et al. (1998)
Acetogenins
Annona muricata
Anticancerous activity(enhancing the effect of chemotherapy)
Block production of adenosine triphosphate (inhibition of the mitochondrial complex I (NADH: ubiquinone oxidoreductase))
Zafra-Polo et al. (1998)
Cannabinoids
Cannabis sativa
Antiemetic effect (Prolonged nausea and emesis/vomiting as side effect of cancer chemotherapeutic drugs)
Induce inhibition of digestive tract motility caused by blockage of acetylcholine release and act on CB1 receptors that are localized in the dorsalevagal complex of the brainstem (region that controls the vomiting reflex)
Guzman (2003)
Saponins
Centella asiatica
Wound healing effect
Decrease the expression of interleukin 1 beta (il-1b) and nuclear factor kappa light-chain-enhancer of activated b cells (NF-kB), reduce the expression of matrix metalloproteinases, increase epithelialization, and enhance collagen synthesis
Mahmood et al. (2016)
25
Plant source
Antimicrobial and antioxidant properties of phytochemicals
Compounds
Continued
26
Table 1.3 Functional properties of plant-derived bioactive compounds and their mode of action.dcont’d Plant source
Functional activity
Mechanism of action
References
Matrine
Sophora flavescens
Treatment of Autoimmune diseases (Sclerosis)
Inhibit ICAM-1, VCAM-1 (adhesive molecule), CCL3 and CCL5 (chemokines)
Kan et al. (2013)
Quinine
Cinchona calisaya
Antimalarial effect
Target the metabolic process of parasite
Foley and Tilley (1997)
Artemisinin
Artemisia annua
Antimalarial effect
Alkylation of heme along with protein, causing inhibition of PFATP6, accumulating within neutral lipids and damaging parasite membrane
O’Neill et al. (2010)
Plumbagin
Plumbago zeylanica
Antidiabetic effect
Enhance GLUT 4 translocation of glucose causing glucose homeostasis
Sunil et al. (2012)
Catechins
Camellia sinensis
Neuroprotective effects
Inhibit neurodegenerative cascade leading to the prevention of cell death and induce eNOS production, which acts as a neuroprotectant
Sutherland et al. (2006)
Lycopene
Solanum lycopersicum
Antioxidant activity
Can trap singlet oxygen
Trejo-Solís et al. (2013)
Curcumin
Curcuma longa
Antiinflammatory properties
Formation and utilization of cellular arachidonic acid for the generation and release of proinflammatory eicosanoids, such as prostaglandins and leukotrienes
Joe et al. (2004)
Functional and Preservative Properties of Phytochemicals
Compounds
Antimicrobial and antioxidant properties of phytochemicals
27
antioxidants are free radical scavengers that act by donating a hydrogen atom to prevent/delay the various steps in autooxidation and propagation. Butylated hydroxytoluene (BHT), butylated hydroxyl anisole (BHA), tert-butylated hydroquinone (TBHQ), and propyl gallate (PG) are the commonly used primary antioxidants, in the food system, which donate the H2 atom to free radicals such as ROO. and convert them into stable antioxidant radicals, and thereby prevent the further progress of the reaction. Contrary to this, the secondary antioxidants exert their efficacy by chelating the prooxidants and converting the hydroperoxides to nonradical species, scavenging oxygen, absorbing UV radiation, inhibiting the various enzymes. For instances, ascorbic acid, ascorbyl palmitate, and sulfites prevent oxidation by scavenging oxygen; carotenoids (b-carotene, lycopene, and lutein) quench the singlet oxygen; citric acid and ethylenediaminetetraacetic acid (EDTA) chelate the metals (Figs. 1.2) (Makris and Boskou, 2014).
7. Current existing limitations and role of modern science and technological innovations to boost the antimicrobial and antioxidant potential of phytochemicals in the food system Although plant products have been used for millennia as a source of antimicrobial and antioxidant agents, the availability of raw materials, seasonal variation, and high cost
Figure 1.1 Schematic representation of antimicrobial activity of phytochemicals.
28
Functional and Preservative Properties of Phytochemicals
Figure 1.2 Schematic representations of commonly used antioxidant methods of phytochemicals and their speculated mode of action.
compared to synthetic preservatives restrict their commercial use. In addition, most of the information available is often limited to in vitro tests which are insufficient for a better understanding of the preservative and functional utility of phytochemicals in the food system. The study of the effects of absorption, distribution, metabolism, bioavailability, and toxicity during in vivo applications is lacking/limited so far in the literature. Further, more often the phytochemicals could not exert their full preservative effect in the food system compared to in vitro assessment. Therefore, it is imperative that the current existing limitations of phytochemicals must be considered as a priority of research. To achieve this, an effective transdisciplinary collaboration between research institutions, universities, food industries, and regulatory authorities at regional, national, and international levels is required. In view of recent consumer awareness toward green consumerism, the use of plant-based bioactive compounds has been preferred as a safer alternative to synthetic food additives. Therefore, there is a strict need for evaluation of stability, sensory acceptance, toxicity, and regulatory aspect of phytochemicals either alone or as adjuvant in the food system. Further, the use of modern science and technological innovations such as biotechnology, extraction methods, nanotechnology, and bioinformatics could expand the application domain of high-value phytochemicals and also overcome the current hurdles faced in the commercial production and utility of plant-based preservative agents in the food system.
7.1
Use of waste material
The plant waste materials such as leaves, flowers, vegetable, and fruits peels during harvesting and processing in various industries are currently one of the primary causes of environmental pollution. A recent study revealed that such waste products possess potent antimicrobial and antioxidant activity and could be used as economical alternative sources of bioactive phytochemicals. In spite of tremendous antimicrobial and
Antimicrobial and antioxidant properties of phytochemicals
29
antioxidant potential, these plant wastes are thrown into the environment as unused items due to lack of awareness, technological advancement, and support from the local authorities. Vegetable and fruit waste material such as peels, seeds, stems, and pulp are the richest source of flavonoids, phenolic vitamin C, carotenes, tocopherols, terpenes, and sterols (Anwar et al., 2018; Guo et al., 2003). Therefore, these waste products are currently gaining considerable interest as an environmentally friendly and costeffective source of bioactive compounds. We hope that diversified use of all available techniques, especially extraction process, could enhance the application domain of waste materials as a source of the plant-based antimicrobial and antioxidant agent in the near future. The antimicrobial and antioxidant activity of waste plant materials have been summarized in Table 1.4.
7.2
Extraction technologies of phytochemicals
The modern extraction technique offers low-cost isolation, separation, and purification of phytochemicals than the conventional method. The recent advancement in the extraction technologies such as ultrasound-assisted extraction, microwave-assisted extraction, pressurized liquid extraction, supercritical fluid extraction, and pulse electric field have explored the application domain of phytochemicals in the food industries. Nowadays, ultrasound-assisted extraction and microwave-assisted extraction have been widely used to extract biologically active phytochemicals from plant materials. These techniques have significantly reduced the extraction time with low solvent volume and high yield of phytochemicals. Further, the spectroscopic techniques such as UV-visible, infrared, nuclear magnetic resonance, and mass spectroscopy have revealed the structure of phytochemicals which help in the prediction of toxicity and mechanism of action against the targeted microbes.
7.3
Biotechnology approaches
The recent advances in genomic, transcriptomic proteomic, and metabolomic studies could play an important role in the identification of biosynthetic genes, mRNAs, proteins which are responsible for the production of all kinds of primary and secondary metabolites. The study of RNA transcripts produced under specific circumstances could enhance the practical potential of phytochemicals. Today, a range of bioactive compounds that possess antimicrobial, antitumor, enzyme inhibiting, immunemodulating, fungicidal, and herbicidal properties have been discovered with their targeted site of action. The application of biotechnological advances could enhance the application domain of phytochemicals in the food industries.
7.4
Nanotechnology approach
Nowadays, nanotechnology has been used to encapsulate the plant bioactive compounds to enhance their inherent bioactivity, stability, and bioavailability at the targeted site. Currently, a range of nanodelivery systems such as solid lipid nanocarriers, nanoemulsions, and nanoliposomes have been used for the effective
Table 1.4 Antimicrobial and antioxidant activity of waste plant parts. Sr. No. Plants
Part (waste material) Major compounds
1
Rosa damascene Mill.
Flower
2
Citrus sinensis L.
3
Citrus aurantifolia Christm.
Antimicrobial
Antioxidants
Microbes
Results
Method
Results
References
Phenyl ethylalcohol, citronellol, nerol, and geraniol
Chromobacterium violaceum (ATCC 12472), Escherichia coli (ATCC 25922), Pseudomonas aeruginosa (ATCC 27853), Bacillus subtilis (ATCC 6633), Staphylococcus aureus (ATCC 6538), and Erwinia carotovora (ATCC 39048).
Strong antimicrobial activity against all test microbes; C. violaceum 12472 was reported as most sensitive (inhibition zone >25 mm).
DPPH (phosphomolybdenum complex) Antioxidant capacity
74.51% inhibition of free radical (at 100 ppm). 372.26 0.96 mg/g extract equivalent to ascorbic acid.
Ulusoy et al. (2009), Ozkan et al. (2004)
Peels
D-Limonene
Salmonella typhi, Bacillus MIC ranged between 0.5 ABTS DPPH and 2.0 mg/mL cereus, Staphylococcus against all tested aureus, and Listeria microbes. monocytogenes.
IC50 ¼ 68.40 0.39 mg/mL Torres-Alvarez IC50 ¼ 70.17 5.15 mg/mL et al. (2017)
Peels
b-pinene, limonene, gterpinene, terpinolene, a-terpineol and citral
DPPH MIC against all test Bacillus subtilis, microbes were ranged ABTS Enterococcus durans, from 0.25% to 1.00% Enterococcus hirae, v/v Listeria monocytogenes, Staphylococcus aureus, Staphylococcus epidermidis, Enterobacter cloacae, Proteus mirabilis, Pseudomonas aeruginosa, Escherichia coli, Serratia marcescens¸ Salmonella typhi, and Candida albicans
IC50 ¼ 201.3 3.2 mg/mL IC50 ¼ 19.6 1.1 mg/mL IC50 ¼ 42.6 mg/mL after 60 min
Costa et al. (2014), Tundis et al. (2012)
Limonene, geranial, neral, Alternaria alternata, Rhizoctonia solani, geranyl acetate, Curvularia lunata, geraniol, Fusarium oxysporum, b-caryophyllene,nerol, and Helminthosporium and neryl acetate oryzae
MIC of C. reticulate was DPPH found to be 0.2 mL/ 100 mL for A. alternata, R. solani, and C. lunata.
EC50 ¼ 0.179 mg/mL
Chutia et al. (2009), Tumbas et al. (2010)
Citrus lemon L. Peels
Limonene, a-Terpineol, linalyl acetate, and Linalool
Aspergillus niger, Aspergillus flavus, Penicillium chrysogenum, and Penicillium verrucosum
DPPH Complete inhibition of growth of test molds b-carotene bleaching at concentration of 0.94% of essential oil
IC50 ¼ 15.056 mg/mL IC50 ¼ 40.147 mg/mL
Viuda-Martos et al. (2008), Hsouna et al. (2017)
6
Citrus paradisi L.
D-limonene,
b-Myrcene, a-Pinene, and Caryophyllene
Aspergillus niger, Aspergillus flavus, Penicillium chrysogenum, and Penicillium verrucosum
DPPH Complete inhibition of growth of test molds ABTS at concentration of 0.94% of essential oil
EC50 ¼ 40 mg/mL EC50 ¼ 25.7 mg/mL
Viuda-Martos et al. (2008), Ou et al. (2015)
7
Punica Fruit peel granatum L.
IC50 ¼ 302.43 1.9 mg/mL, IC50 ¼ 294.35 1.68 mg/mL
Barathikannan et al. (2016)
4
Citrus Reticulate Blanco
5
Peels
Peels
5-hydroxymethylfurfural, Escherichia coli MTCC 4-fluorobenzyl alcohol 441, Klebsiella pneumonia ATCC 1705, Streptomyces diastaticus MTCC 1394, and Enterococcus faecalis MTCC 439. Enterobacter aerogenes,
Studied the effect of solvent extract (hexane, ethyl acetate, methanol) and reported that ethyl acetate extract exhibited broadspectrum antimicrobial activity
DPPH Total antioxidant activity
Continued
Table 1.4 Antimicrobial and antioxidant activity of waste plant parts.dcont’d Sr. No. Plants
Part (waste material) Major compounds
Antimicrobial Microbes
Results
Antioxidants Method
Results
References
IC50 ¼ 29.48 mg/mL
Tripathi et al. (2012)
Klebsiellapneumoniae, Enterococcus faecalis, Staphylococcus epidermidis, Mycobacterium smegmatis and Escherichia coli, Aspergillus flavus, A. niger, and Curvularia lunata 8
Tagetes erecta L.
Flower
cis-ocimene, L-limonene, (E)-tagetone, (E)oscimene, and b-caryophyllene
Staphylococcus aureus (MTCC 3160), Klebsiella pneumonia (MTCC 7028), Pseudomonas aeruginosa (MTCC 2581) and Xanthomonas oryzae (ITCC B-47) Rhizoctonia solani, Sclerotium rolfsii, and Macrophomina phaseolina
MIC of essential oil was DPPH ranged between 20.83 and 93.33 mg/mL against bacteria. It also showed remarkable antifungal activity against R. solani (EC50 ¼ 235.00 mg/ L), S. rolfsii (EC50 ¼ 483.349 mg/ L), and M. phaseolina (EC50 ¼ 1280.98 mg/l)
DPPH (2 2-diphenyl-1-picrylhydrazyl), ABTS (2,20 -azino-bis(3-ethylbenzothiazoline-6-sulphonic acid)), MIC, MTCC ¼ Microbial Type Culture Collection, ITCC ¼ Indian Type Culture Collection, ATCC ¼ American Type Culture Collection.
Antimicrobial and antioxidant properties of phytochemicals
33
delivery of plant-based bioactive compounds in the food system. In general, the nanoencapsulated bioactive compounds exhibited strong efficacy over the free form due to the increased surface area, protection of encapsulated compounds from external (oxygen, light, and moisture) as well as the internal environment (pH variation, chemical composition of food, and water activity) of food system with controlled release. Although the use of nanotechnology in the food science has enormous potential to boost the preservative potential of plant-based bioactive compounds, the lack of information about the possible interaction of nanoparticles with the food components, living cells, and consumers’ organs limits the regulatory approval of most of the carrier agents in the food system. Therefore, a detailed understanding of the possible interaction between the nanomaterials and food component as well as its intended effect on the consumers’ health must be explored for their worldwide application.
7.5
Bioinformatics
Bioinformatics plays a central role in almost every field of biological science, and it also has a revolutionary impact on food science. The technique helps in compilation of huge data obtained from genomic, transcriptomic, proteomic, and metabolomic approaches to obtain useful information related to biological activity of plant-based bioactive compounds. In the past few years, bioinformatics has received significant attention from the researchers for the preliminary screening of bioactive compounds and their biological activity with the target sites. The bioinformatics approaches reduce the time expense during the pipeline process, viz., target selection, lead compound identification, optimization, and in vitro evaluation of selected bioactive compounds. Thus, the use of in silico-associated molecular tools such as computer modeling, virtual screening, and properties predictions significantly decrease the time and money consuming steps during the screening process of novel bioactive compounds.
7.6
Mathematical modeling
The availability of raw material of the active ingredient of plant is one of the obstacles for their commercial use. Further, in most of the cases, the active phytochemical constituents of plants are usually present in very less quantity; hence their use for commercial purpose is not possible. Therefore, currently the use of semisynthetic formulation based on the combination of plant bioactive compounds and the available synthetic preservative agent would have more prospect than the individual compound in a sustainable manner. Further, the literature review suggested that the combined effect of phytochemicals have a more significant result compared to the individual effect of a single plant due to the synergism. Therefore, the mathematical approaches such as simplex centroid design, partial least squares regression modeling, full factorial design, etc., could be used for the development of novel synergistic formulation to address the insufficient availability of raw material and cost-benefit ratio, thus expanding the application domain of plant-based compounds in food industries.
34
7.7
Functional and Preservative Properties of Phytochemicals
Regulatory approval
Before commercial application of phytochemicals that possess strong antimicrobial and antioxidant activity in food system, their safety assessment including toxicity, their interaction with the vital cellular components of food items, and product chemistry must be scrutinized for worldwide acceptability. Therefore, any food additive either based on phytochemicals or their derivatives must be approved by the regulatory authorities, viz., USFDA, European Food Safety Authority (EFSA), Food Safety and Standard Authority of India (FSSAI), and China Food Additives Association (CFAA). A range of traditionally used essential oils, plant extracts, and their bioactive products have been listed in Generally Recognized as Safe (GRAS) by US-FDA that could be used as food preservatives (Prakash et al., 2018). Hence, in the near future effective regulation of plant-derived antimicrobials and antioxidants could be expected for their worldwide application.
8.
Conclusion
The plant-based bioactive compounds exhibited potent antimicrobial, antioxidant, and functional activity and proved their potential use as a preferred alternative to the chemical preservative agents. Many of them have been recognized as GRAS by US-FDA, which enhances their potential use in the food system with minimal safety concerns. However, the insufficient availability of raw materials, toxicity, low stability, high production costs, unknown mode of action, and lack of effective regulatory system limit the commercial uses of plant-based bioactive compounds. Therefore, the present obstacles of plantbased bioactive compounds must be addressed for their commercial use and worldwide acceptability. We hope that the transdisciplinary research between the research institutions, universities, food industries, and regulatory authorities at local, regional, national, and international levels could successfully address the current obstacles and help in developing cost-effective plant-based preservatives and functional food ingredients.
Acknowledgments The authors acknowledge the financial support from the Science and Engineering Research Board (SERB), New Delhi, India, under Early Carrier Research Awards (Project ECR/2016/ 000299).
Conflict of Interest The authors declare no conflict of interest.
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Functional and Preservative Properties of Phytochemicals
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Functional and Preservative Properties of Phytochemicals
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Further reading Anastasaki, E., Zoumpopoulou, G., Astraka, K., Kampoli, E., Skoumpi, G., Papadimitriou, K., Tsakalidou, E., Polissiou, M., 2017. Phytochemical analysis and evaluation of the antioxidant and antimicrobial properties of selected herbs cultivated in Greece. Industrial Crops and Products 108, 616e628.
Antimicrobial and antioxidant properties of phytochemicals
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Bardaa, S., Halima, N.B., Aloui, F., Mansour, R.B., Jabeur, H., Bouaziz, M., Sahnoun, Z., 2016. Oil from pumpkin (Cucurbita pepo L.) seeds: evaluation of its functional properties on wound healing in rats. Lipids in Health and Disease 15 (1), 73. Eswaraiah, G., Peele, K.A., Krupanidhi, S., Kumar, R.B., Venkateswarulu, T.C., 2019. Studies on phytochemical, antioxidant, antimicrobial analysis and separation of bioactive leads of leaf extract from the selected mangroves. Journal of King Saud University Science. https:// doi.org/10.1016/j.jksus.2019.03.002. € Ferdes, M., Al Juhaimi, F., Ozcan, M.M., Ghafoor, K., 2017. Inhibitory effect of some essential oils on growth of Aspergillus Niger, Aspergillus oryzae, Mucor pusillus and Fusarium oxysporum. South African Journal of Botany 113, 457e460. Fyfe, L., Armstrong, F., Stewart, J., 1998. Inhibition of Listeria monocytogenes and Salmonella enteriditis by combinations of plant oils and derivatives of benzoic acid: the development of synergistic antimicrobial combinations. International Journal of Antimicrobial Agents 9 (3), 195e199. Hammer, K.A., Carson, C.F., Riley, T.V., 1999. Antimicrobial activity of essential oils and other plant extracts. Journal of Applied Microbiology 86 (6), 985e990. Hasheminejad, N., Khodaiyan, F., Safari, M., 2019. Improving the antifungal activity of clove essential oil encapsulated by chitosan nanoparticles. Food Chemistry 275, 113e122. Okunowo, W.O., Oyedeji, O., Afolabi, L.O., Matanmi, E., 2013. Essential oil of grape fruit (Citrus paradisi) peels and its antimicrobial activities. American Journal of Plant Sciences 4 (07), 1. Oliveira, A.P., Valent~ao, P., Pereira, J.A., Silva, B.M., Tavares, F., Andrade, P.B., 2009. Ficus carica L.: metabolic and biological screening. Food and Chemical Toxicology 47 (11), 2841e2846. Shiban, M.S., Al-Otaibi, M.M., Al-Zoreky, N.S., 2012. Antioxidant activity of pomegranate (Punica granatum L.) fruit peels. Food and Nutrition Sciences 3 (07), 991. Tang, X., Xu, C., Yagiz, Y., Simonne, A., Marshall, M.R., 2018. Phytochemical profiles, and antimicrobial and antioxidant activities of greater galangal [Alpinia galanga (Linn.) Swartz.] flowers. Food Chemistry 255, 300e308.
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Functional food ingredients from old age cereal grains
2
P. Anjali, P. Vijayaraj Department of Lipid Science, Central Food Technological Research Institute (CSIR), Mysore, Karnataka, India
1. Introduction Millets are ancient cereal grains consumed as traditional staple food in developing countries of Asia and Africa. They are small seeded, tall, annual grasses that can grow in poor agronomical (marginal soil fertility and moisture) and extreme climatic conditions (drought and high temperature). Millets require only 350e400 mm annual rain fall, minimum pesticides, and fertilizers to give optimum yield. They possess a short growing season of 65 days compared to 100e120 days for rice and wheat and have a long shelflife of minimum 2 years under proper storage conditions. They are a host of nutrients; serve as a single rich source for proteins, dietary fibers, polyunsaturated fatty acids (PUFAs), vitamins, and minerals; have a low glycemic index; and are gluten free. Also, they are alkalizing grains which make digestion easy and soothing and least allergenic with no reported tolerance. Due to these features, millets are often labeled as “super grains, miracle grains, famine reserves and poor man’s rice.” Millets have gained more prominence in the last few years as they are gluten free, have low glycemic index, and are rich in beneficial phytochemicals making them a suitable diet for people with metabolic disorders. They have the potential to be the ideal crops of future, where the situations will not be favorable for other crops to grow, like less cultivation area, poor soil fertility, drought, climate changes, and high population. The commonly known millets include small or minor millets, pearl millet, and sorghum. The smaller or minor millets comprise proso millet, kodo millet, little millet, foxtail millet, finger millet, browntop millet, and barnyard millet.
2. Taxonomic classification of millets Millets belong to the grass family, Poaceae or Graminaceae. There are about 10 genera and at least 14 species (Bora, 2013). The common taxonomic classification and details of individual millets are given in Tables 2.1 and 2.2, respectively. The grain stalk structures of common millets are shown in Fig. 2.1.
Functional and Preservative Properties of Phytochemicals. https://doi.org/10.1016/B978-0-12-818593-3.00002-6 Copyright © 2020 Elsevier Inc. All rights reserved.
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Functional and Preservative Properties of Phytochemicals
Table 2.1 Taxonomic classification of millets. Kingdom
Plantae (plants)
Subkingdom
Tracheobionta (Vascular plants)
Super division
Spermatophyta (Seed plants)
Division
Magnoliophyta (Flowering plants)
Class
Liliopsida (Monocotyledons)
Subclass
Commelinidae
Order
Cyperales/Poales
Family
Poaceae/Graminaceae
Table 2.2 Taxonomic details of commonly cultivated millets. S.N.
Scientific name
Order
Family
Common names
1
Panicum miliaceum
Poales
Poaceae
Proso millet, broomcorn millet, common millet, broomtail millet, hog millet, Kashfi millet, red millet, and white millet
2
Paspalum scrobiculatum
Cyperales/ Poales
Poaceae
Kodo millet, cow grass, rice grass, ditch millet, Indian paspalum
3
Setaria italica
Poales
Poaceae
Foxtail millet, dwarf setaria, foxtail bristle-grass, giant setaria, green foxtail, Italian millet, German millet, and Hungarian millet
4
Eleusine coracana
Poales
Poaceae
Finger millet, African millet, Koracan, Natcheny, ragi
5
Echinochloa frumentacea
Poales
Poaceae
Indian barnyard millet, sawa millet, billion dollar grass
6
Pennisetum glaucum
Poales/ Cyperales
Poaceae
Pearl millet, bulrush millet, candle millet, dark millet
Functional food ingredients from old age cereal grains
49
Table 2.2 Taxonomic details of commonly cultivated millets.dcont’d S.N.
Scientific name
Order
Family
Common names
7
Urochloa ramosa
Poales
Poaceae
Dixie signal grass, brown top millet
8
Panicum sumatrens
Poales
Poaceae
Little millet
9
Sorghum Bicolor
Poales
Graminaceae/ Poaceae
Jowar, great millet
10
Echinochloa esculenta
Poales
Poaceae
Japanese millet, Japanese barnyard millet
11
Digitaria exilis
Poales
Poaceae
White fonio, hungry rice, hungrymillet, acha
12
Digitaria iburua
Poales
Poaceae
Black fonio, black acha
13
Urochloa deflexa
Poales
Poaceae
Brachiaria, signal grass, guinea millet
Figure 2.1 The grain stalk structures of different millets.
3. Global millet production and consumption Millets were in use in different parts of the world from prehistoric period. The major production was in Asian and African countries. According to a survey by Food and Agriculture organization (FAO, UN) from 1994 to 2016, the global millet production has not changed much during two decades (1994d28,050,180 tons, 2016d28,357,451 tons) (Fig. 2.2), though there was a reduction in the total harvested area (1994d38,521,427 ha, 2016d31,705,489 ha) (Fig. 2.2). Also, sorghum and millets are ranked fifthand sixth, respectively, in the world cereal production after wheat, maize, rice, and barley (FAOSTAT, 2016).
50
Functional and Preservative Properties of Phytochemicals
Figure 2.2 Global millet production and area harvested.
Figure 2.3 Major millet producing countries.
The top millet producers include India, ranked first, followed by Nigeria, Niger, China, and other African countries. According to various reports, the global millet production is 29,870,058 tons where India contributed 42% of the production (Fig. 2.3). Pearl millet accounts for almost half of the global millet production (excluding sorghum). They are the most climate-resilient crops that contribute to food security in some of the hottest and driest cultivation areas where other crops fail to grow. Foxtail millet ranks second in global production followed by proso and finger millets (Annex I, FAO). Millets and sorghum serve as multipurpose grains worldwide; as food grains, fodder for livestock, bird feed, and for brewing. They are staple food for millions of people living in the arid and semiarid regions of African countries. Africa serves as the home for the origin, domestication, and cultivation of diversity of millets and has a pool of genetic varieties. Sorghum, pearl, and finger millets are widely cultivated in Africa. In addition, white fonio, black fonio, and guinea millets are cultivated in West African dry lands (Garí, 2002; Orr et al., 2016). Millets were indigenous food in developing nations like India, but Green revolution, urbanization, and different
Functional food ingredients from old age cereal grains
51
government policies favored the cultivation of rice and wheat more, which eventually resulted in a decline in millet production and consumption. A decline in cultivation area: 80% for small millets, 46% for finger millet, 59% for sorghum; and 23% for pearl millet and a 76% decrease in total production of small millets were reported in India during 1961e2009 (Dhan foundation, 2012). India harvests sorghum as well as different varieties of proso, kodo, foxtail, finger, pearl, little, Indian barnyard, and browntop millets. Several reports indicate that Japanese millet was domesticated in the northeastern Japan where the other crops like rice suffered cool weather damage (Yabuno, 1987; Nasu and Momohara, 2016). Proso millet and foxtail millets are used in China and some parts of Europe as cereal food. In the United States, proso millet was primarily used as fodder and bird feed but now human consumption of sorghum and proso millet is on the rise. In general, the millet popularity is rising, people are realizing their importance in terms of nutrition and agronomic benefits, and thus there is a global trend to increase their production and consumption.
4. The general structure of millet grains Although the basic kernel structure of different millets and sorghum are pericarp, germ or embryo, and endosperm, they have considerable difference in their size, shape, structure, color, and certain anatomical structures. Sorghum and pearl millet have caryopsistype kernel (pericarp is completely fused to the endosperm) whereas finger, proso, and foxtail millets have utricle type kernel (saclike pericarp, loosely attached to the endosperm at only one point). The structural information of the millets as given by FAO is summarized in Tables 2.3 and 2.4.
5. Millets: from coarse cereals to nutri grains According to Organisation for Economic Co-operation and Development (OECD) definition, coarse cereals are the grains that are used primarily for animal feed or brewing. Unfortunately, millets were in use as coarse cereals from past few decades. Human consumption of millets was reduced due to various reasons and limited as fodder. The emerging consequences of metabolic diseases made the world to adapt to the ancient life style, which slowly returned the millets back to diet. They have turned to be an interesting area for research too. Millets are known to contain different bioactive molecules beyond serving the basic nutrition. The following tables (Tables 2.5e2.9) summarize the overall nutritional profile of several millets and regular grains. Most of the millets have a nutritional profile similar to that of whole rice and wheat. The fact still remains that we majorly consume polished rice and wheat where the total nutrition is much lower than the raw grains. Among the millets, foxtail, proso, and pearl millets have 12% of protein which is 2%e4% higher than the major grains. Carbohydrate content is almost similar among all millets (60%e70%) and wheat (64%),
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Functional and Preservative Properties of Phytochemicals
Table 2.3 Structural features of kernels of sorghum and few types of millets. Seed coat No of layers
Endosperm: Pigmented germ
Gray, yellow, white, brown, purple
1
Sometimes
4.5:1
Spherical
White, yellow, red, brown
1
Sometimes
8:4:1
Utricle
Globose
Yellow, white, red, brown, violet
5
Yes
11:1
Proso millet
Utricle
e
e
1
No
12:1
Foxtail millet
Utricle
e
e
1
e
12:1
Grain
Type
Shape
Color
Pearl millet
Caryopsis
Ovoid, hexagonal, globose
Sorghum
Caryopsis
Finger millet
which is much lower than rice (74%). Millets and wheat therefore have a low glycemic index than rice. As is well known, finger millet has the highest calcium content among all cereals (Devi et al., 2014) and is approximately threefold higher than milk. Calcium levels of other millets are also higher than that of rice and maize, which make them a promising option in place of calcium fortified foods. Kodo millet, pearl millet, finger millet, and sorghum carry iron content two to six times higher than rice, 0e2 fold higher than wheat, and 0e3 fold higher than maize. Thus, regular consumption of these millets will be beneficial for improving diet-based anemia prevalent in women and children worldwide. The levels of other minerals such as potassium, magnesium, and phosphorus are also comparable with that of the major cereals. Toxic minerals such as arsenic, cadmium, lead, and mercury are below the minimum risk level. Millets are rich in vitamins and possess a unique composition. The folate (vitamin B9) content in the millets ranges from 34 to 39 mg/100 g, which is higher; 23%e28% than rice, 4%e9% than wheat, and 9%e14% than maize. Except niacin (vitamin B3, high in proso millet), biotin (vitamin B7, high in little millet), ergocalciferol (vitamin D2, high in finger millet), and phylloquinones (vitamin K1, high in sorghum), the levels of all other vitamins are comparable among the millets and cereals.
Starch granules Grain
Diameter (mm)
Peripheral zone (mm)
Corneous zone (mm)
Sorghum
20e30
Pearl millet
10e12
6.4
6.4
Finger millet
3e21
8e16.5
Proso millet
2e10
Foxtail millet
10
Protein bodies Floury zone (mm)
Type
Size (mm)
Location
Simple
0.3e3
All areas
7.6
Simple
0.6e0.7
All areas
3e19
11e21
Simple/ compound
2.0
Peripheral/ corneous
3.9
4.1
4.1
Simple
0.5e1.7
Peripheral
e
e
e
e
e
e
Functional food ingredients from old age cereal grains
Table 2.4 Characteristics of starch granules and protein bodies of sorghum and millets.
53
54
Table 2.5 Proximate and dietary fiber composition of millets and major cereal grains per 100 g edible portion. All blank spaces in the table represent below detectable limit (Longvah et al., 2017). Moisture (g)
Protein (g)
Proso milleta
e
12.50
Kodo millet
14.23 0.45
08.92 1.09
Pearl millet
8.97 0.60
Little millet
Total fat (g)
Carbohydrate (g)
Energy (g)
1.10
70.04
341
1.72 0.27
2.55 0.13
66.19 1.19
1388 10
10.96 0.26
1.37 0.17
5.43 0.64
61.78 0.85
1456 18
14.23 0.45
08.92 1.09
1.72 0.27
2.55 0.13
65.55 1.29
1449 19
10.89 0.61
07.16 0.63
2.04 0.34
1.92 0.14
66.82 0.73
1342 10
e
12.30
e
4.30
60.09
331
e
06.20
e
2.20
65.55
307
Sorghum
09.01 0.77
09.97 0.43
1.39 0.34
1.73 0.31
67.68 1.03
1398 13
Rice raw brown
09.33 0.39
09.16 0.75
1.04 0.18
1.24 0.08
74.80 0.85
1480 10
Wheat whole
10.58 1.11
10.59 0.60
1.42 0.19
1.47 0.05
64.72 1.74
1347 23
Maize
09.26 0.55
08.80 0.49
1.17 0.16
3.77 0.48
64.77 1.58
1398 25
Finger millet Foxtail millet
a
Barnyard millet
a
a
Nutritive value of Indian foods, NIN e 2007.
Ash (g)
Functional and Preservative Properties of Phytochemicals
Millets & cereals
Table 2.6 Mineral and trace element composition of millets and major cereals per 100 g edible portion. All blank spaces in the table represent below detectable limit (Longvah et al., 2017).
a
Millets & cereals
Aluminum (mg)
Arsenic (mg)
Cadmium (mg)
Calcium (mg)
Chromium (mg)
Cobalt (mg)
Copper (mg)
Iron (mg)
Lithium (mg)
Lead (mg)
Proso milleta
e
e
e
e
0.020
e
1.60
e
e
e
Kodo millet
1.07 0.83
e
e
15.27 1.28
0.021 0.027
0.005 0.003
0.26 0.05
2.34 0.46
0.027 0.003
e
Pearl millet
2.21 0.78
0.97 0.24
0.003 0.001
27.35 2.16
0.025 0.006
0.030 0.015
0.54 0.11
6.42 1.04
0.003 0.001
0.008 0.002
Little millet
e
0.49 0.15
0.001 0.000
16.06 154
0.016 0.006
0.001 0.00
0.34 0.08
1.26 0.44
e
e
Finger millet
3.64 0.69
e
0.004 0.004
364 58
0.032 0.019
0.022 0.009
0.67 0.22
4.62 0.36
0.003 0.003
0.005 0.002
Foxtail milleta
e
e
e
e
0.030
e
1.40
e
e
e
Barnyard milleta
e
e
e
20
0.090
e
0.60
5
e
e
Sorghum
2.56 0.59
1.53 0.04
0.002 0.002
27.60 3.71
0.010 0.003
0.012 0.007
0.45 0.11
3.95 0.94
0.001 0.001
0.008 0.003
Rice raw brown
0.60 0.18
e
0.002 0.001
10.93 1.79
0.005 0.002
0.011 0.003
0.37 0.14
1.02 0.35
e
0.002 0.001
Wheat whole
0.55 0.23
e
0.002 0.001
39.36 5.65
0.006 0.003
0.003 0.002
0.49 0.12
3.97 0.78
0.005 0.004
e
Maize
2.82 0.16
e
e
8.94 0.61
0.010 0.006
0.010 0.003
0.45 0.23
2.49 0.32
0.002 0.001
e
Nutritive value of Indian foods, NIN e 2007.
Table 2.7 Mineral and trace element composition of millets and major cereals per 100 g edible portion. All blank spaces in the table represent below detectable limit (Longvah et al., 2017). Millets & cereals
Magnesium (mg)
Manganese (mg)
Mercury (mg)
Molybdenum (mg)
Nickel (mg)
Phosphorus (mg)
Potassium (mg)
Selenium (mg)
Sodium (mg)
Zinc (mg)
Proso millet
e
e
e
e
e
e
e
e
e
e
Kodo millet
122 5.9
0.33 0.05
0.74 0.15
0.020 0.007
0.074 0.019
101 5.2
94 10.7
14.12 2.26
3.35 0.04
1.65 0.18
Pearl millet
124 19.5
1.12 0.17
0.77 1.48
0.050 0.025
0.056 0.022
289 25.3
365 18.0
30.40 5.22
4.11 0.09
2.76 0.36
Little millet
91.41 12.63
0.23 0.08
0.020 0.010
0.086 0.029
130 27.5
105 15.7
40.41 24.09
4.77 0.14
1.82 0.14
Finger millet
146 10.7
3.19 0.88
3.96 1.41
0.011 0.008
0.078 0.020
210 58.4
443 59.6
15.30 6.23
4.75 0.14
2.53 0.51
Foxtail millet
e
e
e
e
e
e
e
e
e
e
Barnyard millet
e
e
e
e
e
280
e
e
e
e
Sorghum
133 14.8
1.19 0.11
2.62 2.15
0.042 0.021
0.059 0.021
274 35.7
328 25.1
26.29 11.08
5.42 0.21
1.96 0.31
Rice raw brown
93.91 9.11
1.70 0.45
e
0.053 0.026
0.038 0.024
267 64.9
199 40.9
2.26 0.43
3.64 0.08
1.68 0.33
Wheat whole
6125 14.8
3.19 0.59
e
0.073 0.030
0.014 0.005
315 41.8
366 59.6
47.76 5.96
2.50 0.20
2.85 0.65
145 12.4
0.71 0.08
3.19 2.64
0.035 0.014
0.035 0.013
279 35.3
291 27.7
8.69 1.81
4.44 0.18
2.27 0.23
Maize
Millets & cereals
Thiamine B1 (mg)
Riboflavin B2 (mg)
NiacineB3 (mg)
Pantothenic AcideB5 (mg)
Total B6 (mg)
BiotineB7 (mg)
Total folateseB9 (mg)
Proso milleta
0.41
0.28
4.50
1.20
e
e
e
Kodo millet
0.29 0.054
0.20 0.018
1.49 0.08
0.63 0.07
0.07 0.017
1.49 0.18
39.49 4.52
Pearl millet
0.25 0.044
0.20 0.038
0.86 0.10
0.50 0.05
0.27 0.09
0.64 0.05
36.11 5.05
Little millet
0.26 0.042
0.05 0.008
1.29 0.02
0.60 0.07
0.04 0.005
6.03 0.57
36.20 7.04
Finger millet
0.37 00.041
0.17 0.008
1.34 002
0.29 0.19
0.05 0.007
0.88 0.05
34.66 4.97
Foxtail milleta
0.59
0.11
3.20
0.82
e
e
e
Barnyard milleta
0.33
0.10
4.20
e
e
e
e
Sorghum
0.35 0.039
0.14 0.014
2.10 0.09
0.27 0.02
0.28 0.023
0.70 0.06
39.42 3.13
Rice raw brown
0.27 0.023
0.06 0.011
3.40 0.12
0.16 0.04
0.37 0.035
1.38 0.21
11.51 1.69
Wheat whole
0.46 0.067
0.15 0.041
2.68 0.19
1.08 0.21
0.26 0.036
1.03 0.58
30.09 3.79
Maize
0.33 0.32
0.09 0.009
2.69 0.06
0.34 0.03
0.34 0.017
0.49 0.05
25.81 1.44
Functional food ingredients from old age cereal grains
Table 2.8 Water-soluble vitamins profile of millets and major cereals per 100 g of edible portion. All blank spaces in the table represent detectable limit (Longvah et al., 2017).
a
Nutritive value of Indian foods, NIN e 2007.
57
Table 2.9 Fat-soluble vitamins profile of millets and major cereals per 100 g of edible portion. All blank spaces in the table represent below detectable limit (Longvah et al., 2017). Tocotrienols (mg)
Ergocaliferol a (mg)
a
b
g
d
a
b
g
d
Phylloquino nes (K1) mg
Proso milleta
e
e
e
e
e
e
e
e
e
e
Kodo millet
e
0.03 0.010
0.19 0.05
0.19 0.05
03.75 0.63
Pearl millet
5.65 0.27
0.10 0.01
e
1.42 0.20
e
e
e
e
e
2.85 0.63
Little millet
3.75 0.80
0.28 0.14
0.67 0.40
e
e
e
e
0.28 0.09
e
4.47 0.38
Finger millet
41.46 3.12
0.09 0.01
e
0.66 0.06
e
e
e
e
e
3.00 0.44
Foxtail milleta
e
e
e
e
e
e
e
e
e
e
Barnyard milleta
e
e
e
e
e
e
e
e
e
e
Sorghum
3.96 0.30
0.04 0.01
e
0.27 0.03
e
e
e
e
e
43.82 4.84
0.62 0.08
0.05 0.02
0.42 0.57
0.05 0.02
0.02 0.01
2.00 0.83
0.37 0.12
e
e
0.07 0.03
e
e
1.75 0.26
1.29 0.17
0.38 0.05
0.05 0.00
Rice raw brown
a
Tocopherol (mg)
Millets & cereals
Wheat whole
17.49 3.51
0.60 0.33
Maize
33.60 2.82
0.21 0.04
Nutritive value of Indian foods, NIN e 2007.
0.43 0.12
0.03 0.02 e
2.50 0.76
Functional food ingredients from old age cereal grains
59
6. Millet carbohydrates For millions of people from developing countries, millets serve as the major source of carbohydrates. Millet carbohydrates are composed of both structural (cellulose, hemicelluloses, and pectin) and nonstructural carbohydrates (starch, sugars, and fructosans), whereas sorghum has starch, soluble sugar, and fiber (pentasons, cellulose, and hemicellulose) (Dayakar Rao et al., 2017).
6.1
Starch
Starch is the major nonstructural carbohydrate component in the millets that accounts for upto 70% of the seed and determines the quality of millet products. Millet starch granules are simple, with mostly spherical and polygonal shapes (Zhu, 2014). The study conducted by various research groups shows the starch yield varying from 52% to 93.7% for different millets (Table 2.10). Millet starches generally exhibit higher gelatinization temperature and water binding capacity but slow enzymatic hydrolysis than wheat or rice starches (Seetharam et al., 1989). The millet starch is composed of amylase and amylopectin. Amylase is a more water-soluble form in which the D-glucose molecules are linked by a (1 / 4) glycosidic linkage. It has a tightly packed helical structure because of which it is resistant to digestion and thus forms the resistant starch and is the storage starch preferred by plants. Amylopectin is water insoluble, formed by the linear arrangement of D-glucose linked by a (1 / 4) glycosidic bond and branched at every 24 to 30 glucose units with a (1 / 6) glycosidic bond. The quality of the starch is known to play a pivotal role in the metabolic consequences. Several studies have shown that amylose starch diet reduces postprandial glucose levels, weight gain, and fat pad mass, and improves insulin sensitivity because of slower digestion (Aziz et al., 2009; Matsumoto et al., 2016; Robertson et al., 2005). Different studies have determined the amylase percentage in the millets which is summarized in Table 2.10. The variability in the results would be due to the difference in the genotype studied and the method of measurement. Finger millet and pearl millet have about 30% amylose content, while all other millets have more than 10% amylose content. Though a detailed comparison is difficult, the amylose content probably could be contributing to their beneficial effects such as prevention of hyperglycemia, hypercholesteremia, gall stone formation, and colon cancer (Sajilata et al., 2006).
6.1.1
Enzyme digestibility of millet starch
The extent of in vivo digestion of any starch is determined by its susceptibility toward the gastrointestinal amylases, which is determined by starch source, amylose content, structure of amylose and amylopectin, granule size, etc. Gelatinized starch is more susceptible to digestion than native starch (Wankhede et al., 1990). Though different studies on millet starch a-amylose hydrolysis are available, a comparison is difficult because of the difference in the species, variety, and experimental conditions followed (Zhu, 2014). Annor (2013) investigated the effects of starch-protein-lipid interaction
60
Functional and Preservative Properties of Phytochemicals
Table 2.10 The starch and amylose composition of millets. No of genotypes studied
Starch yield (%)
Amylose (%)
Reference
Proso millet
1
93.7
33.9
Annor et al. (2014)
3
84.4e85.67
1.2e21.5
Kim et al. (2012)
Kodo millet
1
e
19.6
Kumari and Thayumanavan (1998)
Pearl millet
1
70.4
32.5
Annor et al. (2014)
3
53.1e56.5
24e31.9
Hoover et al. (1996)
1
60.2
22.8
Wankhede et al. (1990)
1
63
34.1
Malleshi et al. (1986)
e
63
17
Shelton and Lee (2000)
Little millet
1
e
18.8
Kumari and Thayumanavan (1998)
Finger millet
1
63.4
32.4
Annor et al. (2014)
1
55.7
38.6
Malleshi et al. (1986)
3
57.5e59.2
14.4e16.2
Wankhede et al. (1979)
1
52
32
Malleshi et al. (1986)
1
56.2
16.9e17.5
Wankhede et al. (1979)
1
67.5e68.5
3.3e11.4
Kim et al. (2009)
Barnyard millet
1
e
20.0
Kumari and Thayumanavan (1998)
Sorghum
3
68.2e71.4
14e23.7
Sang et al. (2008)
e
60e77
21e28
Shelton and Lee (2000)
22.6e26.1
Carcea and Acquistucci (1997)
Millet
Foxtail millet
White fonio
2
Rice
e
71.31 1.91
0.2e25
Longvah et al. (2017); Zhou et al. (2002)
Wheat
e
56.82 2.69
3e25
Longvah et al. (2017); Chen et al. (2016)
e
63e72
23.4e27.6
Shelton and Lee (2000)
e
59.35 0.83
25e35
Longvah et al. (2017); Wang. et al. (1993)
e
64e78
24
Shelton and Lee (2000)
Maize
Functional food ingredients from old age cereal grains
61
on millet starch hydrolysis rates and glycemic index. The increased starch hydrolysis and glycemic index were observed while removing the proteins, lipids, or both, with starch-lipid interaction having more effect than starch-protein interactions. The complexing index (CI) of fatty acids with millet starches was observed to be increased with increasing degree of unsaturation, and cis-oleic acid was very effective in reducing millet starch hydrolysis rates while linoleic acid-complexed starches were much less resistant to hydrolysis. Different studies have compared slowly digestible (SDS) and resistant (RS) fractions of millets and the major cereals. Enzyme susceptibility to porcine pancreatic a-amylase was similar in maize and proso millet starches (Yanez and Walker, 1986) whereas rice starch was more susceptible than both native and gelatinized starch of finger millet (Madhusudhan and Tharanathan, 1995). In another study, the resistant starch content in the kodo millet flour starch was found to be high than the rice and wheat flour starch (Annor, 2013). Also, the millet starches that have more of long amylose chains with long chain segments between branch points would likely have lower enzymatic starch hydrolysis. In conclusion, the low glycemic and insulinemic response of the millet starches vary depending on the species, genotype, processing techniques, and interaction with other macromolecules, such as proteins and lipids.
6.1.2
Uses of millet starch
The millet starch is in use by various food and nonfood industries (Table 2.11) either in the native or modified form. Millet flourebased baked foods such as bread, muffins, cookies, and pasta are already in the market. Despite providing the additional nutrition than wheat-based products, millets are a sigh of relief to the people with celiac disease. Different studies from decades have concluded the conditions most suitable for baking millet flour with high sensory qualities (Badi and Hoseney, 1976, Olatunji et al., 1992; Marston et al., 2016; Ferreira et al., 2016). Sorghum is also used for beer production, mainly in African countries. From Nigeria alone, beer production using sorghum in 2012 was around two billion liters (Taylor and Taylor, 2018). Sorghum being a starch rich grain is suitable for bioethanol production (Ai et al., 2011). Approximately 1.7 billion liters of bioethanol was produced from sorghum in the United States in 2016 (Taylor and Taylor, 2018). The starch composition of sorghum is similar to maize and uses the same fermentation method for bioethanol production. Suresh et al. (1999) developed a method for ethanol production from damaged and high quality sorghum, where raw flour starch was saccharified by Bacillus subtilis and fermented by Saccharomyces cerevisiae. The ethanol yield from the damaged grain and the high quality sorghum grains were 3.5% and 5%, respectively. The effect of decorticating sorghum prior to starch hydrolysis and ethanol fermentation was investigated by Corredor et al. (2006), where decortication decreased the protein content of the samples up to 12% and increased starch content by 5%e16%. An increase in the ethanol yield of 3%e11% for 10% decorticated sorghum and 8%e18% for 20% decorticated sorghum was observed. The ethanol fermentation of the pearl millet using S. cerevisiae was also investigated (Wu et al., 2006). The final ethanol yields were
62
Functional and Preservative Properties of Phytochemicals
Table 2.11 The nonfood applications of millet starch. Millet
Form
Use
Reference
Sorghum
Raw flour
Bioethanol production
Suresh et al. (1999)
Pearl millet
Native
Bioethanol production
Wu et al. (2006)
Pearl millet
Native
Tablet formulation of calcium carbonate, sodium bicarbonate, sulphadimidine, and chloroquine phosphate
Akande et al. (1991)
Pearl millet
Pre-gelatinized/ acid modified/ native
Tablet formulation of chloroquine
Odeku and Alabi. (2007)
Finger millet
Acetylated/ oxidized
Tablet and capsule formulation
Afolabi et al. (2012)
Proso millet
Neutralized
Nanoparticle production
Sun et al. (2014)
8.7%e16.8% (v/v) at dry mass concentrations of 20%e35% with an efficiency of 94.2%, which is similar to that of maize and sorghum. The pregelatinized millet starch was used for preparing the biodegradable polymer mud which is highly pure and more suitable for drilling operations (Ukachukwu et al., 2010). Native and differently modified starches have been utilized for tablet formulations (Akande et al., 1991; Odeku and Alabi, 2007). Odeku and Alabi (2007) compared the pearl millet chloroquine formulation with that of corn starch, where there was no significant difference in the mechanical and drug release properties of native millet and corn starches, but tablets containing the modified forms of millet starches showed significantly lower values of disintegration and dissolution times than those of corn starch. Sun et al. (2014) prepared starch nanopartices of size 20 e100 nm from proso millet starch using a green and facile method combined with enzymolysis and recrystallization. In general, the millet starches are yet to be studied in detail and explored for successful nonfood applications. Again, the properties of individual millet starches and possible applications have to be investigated in detail.
6.2
Soluble sugars
The soluble sugar content is a varying factor during development of grains. Sucrose and glucose serve as the major soluble fraction in all the millets. The soluble sugars of various millet grains have concluded in Table 2.12.
Millet
Fructose (g)
Glucose (g)
Sucrose (g)
Maltose (g)
Raffinose
Stachyose
Total free sugars (g)
Proso millet
e
e
e
e
0.08
e
e
Kodo millet
e
0.89 0.11
0.40 0.02
e
e
e
1.29 0.10
Pearl millet
0.21 0.01
0.60 0.02
e
e
0.71
0.09
0.81 0.01
Little millet
e
0.24 0.10
0.13 0.01
e
e
e
0.37 0.09
Finger millet
e
0.25 0.06
0.12 0.02
e
0.07
e
0.34 0.06
Foxtail millet
e
e
e
e
0.04
e
e
Barnyard millet
e
e
e
e
e
e
e
Sorghum
0.57 0.07
0.10 0.01
0.60 0.04
e
0.10e0.39
0.10
1.27 0.05
Rice raw brown
e
0.55 0.08
0.14 0.02
e
e
e
0.69 0.08
Wheat whole
0.72 0.03
0.78 0.05
0.30 0.02
e
e
e
1.80 0.06
Maize dry
0.16 0.03
0.80 0.01
0.70 0.03
e
e
e
1.66 0.04
Functional food ingredients from old age cereal grains
Table 2.12 The soluble sugar composition of millets and major cereals (per 100 g of edible portion) (all blank space in the table represent below detectable limit).
Longvah et al., 2017; Subramanian et al., 1980, FAO data sheet.
63
64
6.2.1
Functional and Preservative Properties of Phytochemicals
Dietary fiber
Dietary fibers have gained considerable attention in past few decades due to their protective role in health. A fiber-rich diet is already a health habit for many and millets have turned to be a choice for the same. Table 2.13 represents the dietary fiber composition of millets and the major cereal grains. According to FDA (Food and drug administration), the recommended daily value of dietary fiber is 25 g/day. The daily intake of whole millets provides 24%e44% depending on the millet, which is higher than 16% from brown rice and is equal to whole wheat. The dietary fibers can be either soluble or insoluble. Generally they exist in 1:2 ratios. The soluble fibers will dissolve in water forming a viscous gel, bypass the digestion in small intestine, and are fermented by the microflora in the colon (Lattimer and Haub, 2010). Examples include some hemicelluloses, pectins, b-glucans, inulin-type fructans, etc. According to the available data, the soluble fiber content of millets is around 2% which is higher than major grains. Ugare et al. (2014) have reported 4% soluble fiber in barnyard millet. Zhao et al. (2018), have explained a positive correlation between dietary fibers, short chain fatty acid (SCFA) producing gut microbiota, and type 2 diabetes. The soluble dietary fibers will promote the growth of SCFA producing strains in the colon, and they indeed inhibit the growth of other strains that produce detrimental compounds. These effects together will prevent/improve type 2 diabetes. Relatively high soluble fiber content in the millets will thus help to have a healthy gut microbiota which ultimately ameliorates the metabolic and cardiovascular diseases. Table 2.13 The dietary fiber composition of millets and major cereals (per 100 g of edible portion). Dietary fiber (g)
Minerals and cereals Total
Soluble
Insoluble
e
e
e
Kodo millet
06.39 0.60
2.11 0.34
4.29 0.82
Pearl millet
11.49 0.62
2.34 0.42
9.14 0.58
Little millet
06.39 0.60
2.27 0.52
5.45 0.48
11.18 1.14
1.67 0.55
9.51 0.65
8.07 0.89
e
e
12.6
4.2
8.4
Sorghum
10.22 0.49
1.73 0.40
8.49 0.40
Rice raw brown
04.43 0.54
0.82 0.15
3.60 0.55
Wheat whole
11.23 0.77
1.60 0.75
9.63 0.19
Maize
12.24 0.93
0.94 0.18
11.29 0.85
Proso millet
a
Finger millet Foxtail millet
a
Barnyard millet
a
b
Anju, and Sarita, 2010. Ugare et al., 2014. Longvah et al., 2017. b
Functional food ingredients from old age cereal grains
65
Insoluble fibers neither solubilize in water nor get fermented by microbiota in human GI tract. Cellulose, lignin, and some hemicelluloses are the examples. Insoluble fiber content in the millets varies from 4.2% to 9.5%. Pearl millet, finger millet, and sorghum have higher insoluble fiber content among millets. The high insoluble fiber content will prevent colon cancer, constipation, and helps for weight loss. The arabinoxylan composition of millets is less explored. The pearl millet arabinoxylan is highly branched (Nandini and Salimath, 2002), whereas the purified arabinoxylans from finger millet exhibited different molecular weights with a different extraction method (Prashanth and Muralikrishna, 2014). The same group has also reported the immune modulatory effects of arabinoxylans. The alkali extracted from arabinoxylans showed mitogenic activity, activation of macrophages including phagocytosis, and directly proportional to the amount of bound ferulic acid content, and independent of molecular weight as well as arabinose/xylose ratio (Prashanth et al., 2015). Hydroxycinnamic acid bound arabinoxylans (HCA-AXs) from finger, proso, barnyard, and foxtail millets have shown potential antioxidant activity (Bijalwan et al., 2016). Together, the dietary fiber content in the millets will help to improve digestive health, bowel movement, blood glucose levels, serum cholesterol levels, and support the growth of beneficial gut microflora. The dietary fiber components except arabinoxylan (exists in endosperm cell walls) are mainly associated with the pericarp and endosperm cell walls due to which a considerable loss will happen during manual or mechanical decortications. Thus like any other cereals, the whole millet intake will be more beneficial than the processed one.
7. Millet proteins As is the case with carbohydrates, millets and sorghum serve the major portions of dietary proteins for a significant population in Africa and part of Asia. Millet proteins are gluten free. They are distributed as endosperm (80%), germ (16%), and pericarp (3%) (Taylor and Schussler, 1986). The amino acid composition of the millet proteins are summarized in Table 2.14. A comparison among the millets and cereals is difficult with the available data, since their composition can be varied with agronomic conditions and genotype. Kalinova and Moudry (2006) evaluated the protein content and quality of eight varieties of proso millets, where it was shown that protein content was significantly influenced by weather during the year. The dry conditions increased the protein content but quality was compromised. The similar difference was also reported on a study of 14 varieties of foxtail millet (Monteiro et al., 1982). Tryptophan, lysine, and sulfur containing amino acids (methionine and cysteine) are limited in millets and sorghum. In case of foxtail millet, utilization of lysine and isoleucine were found to be interfered by excess leucine content (Monteiro et al., 1982). However, Ravindran (1992) concluded that millets are fair sources of essential amino acids except lysine. Also, on a comparative study of proso, foxtail, and finger millet, the latter one was found to be better for a balanced protein diet. Contrarily, Han et al. (2019) reported that diets based on proso millet and foxtail millet require more amino
Table 2.14 The amino acid composition of millets and major cereals (per 100 g of edible portion). Millets & cereals
Histidine
Isoleucine
Leucine
Lysine
Methionine
Cysteine
Phenyl alanine
Threonine
Tryptophan
Valine
Proso milleta
2.4
4.9
14
1.7
4.1
1.0
6.3
4.1
e
6.4
Kodo millet
2.14 0.07
4.55 0.22
11.96 1.65
1.42 0.17
2.69 0.16
1.92 0.05
6.27 0.34
3.89 0.16
1.32 0.19
5.49 0.23
Pearl millet
2.15 0.37
3.45 0.74
8.52 0.86
3.19 0.49
2.11 0.50
1.23 0.33
4.82 1.18
3.55 0.40
1.33 0.30
4.79 1.04
Little millet
2.35 0.18
4.14 0.08
08.08 0.06
2.42 0.10
2.21 0.10
1.85 0.14
6.14 0.10
4.24 0.12
1.35 0.10
5.31 0.16
Finger millet
2.37 0.46
3.70 0.44
08.86 0.54
2.83 0.34
2.74 0.27
1.48 0.23
5.70 1.27
3.84 0.45
0.91 0.30
5.65 0.44
Foxtail milleta
2.3
5.1
16
1.9
4
1.1
6.2
4.5
e
6.3
Barnyard millet
e
e
e
e
e
e
e
e
e
e
Sorghum
2.07 0.20
3.45 0.63
12.03 1.51
2.31 0.40
1.52 0.50
1.06 0.30
5.10 0.50
2.96 0.17
1.03 0.21
4.51 0.71
Rice raw brown
2.36 0.18
4.08 0.05
08.40 0.55
3.63 0.29
2.39 0.26
2.02 0.12
5.50 0.49
3.38 0.25
1.00 0.17
6.72 0.36
Wheat whole
2.65 0.31
3.83 0.20
06.81 0.33
3.13 0.26
3.13 0.26
2.35 0.23
4.75 0.38
3.01 0.17
1.40 1.10
5.11 0.05
Maize
2.70 0.21
3.67 0.22
12.24 0.57
2.64 0.18
2.10 0.17
1.55 0.14
5.14 0.29
3.23 0.29
0.57 0.12
5.41 0.71
a Ravindran, 1992. Longvah et al., 2017.
Functional food ingredients from old age cereal grains
67
acid supplementation than those based on wheat, brown rice, oats, and buckwheat, based on DIAAS (Digestible Indispensable Amino Acid Score) values. The major storage proteins of millets and sorghum are prolamines followed by glutelins. Unlike maize prolamines, sorghum prolamines otherwise known as kafirins are hydrophobic in nature (Shewry and Halford, 2003) and form disulfide linkages because of their high protein content. They are distributed in four groups; a, b, g, and d. Alpha-type forms are the major prolamin components in sorghum, which are similar to the maize zeins. b and g kafirins are analogous to b and g maize zeins and are also present in millets and sorghum, whereas d zein analog in sorghum does not contain a methionine-rich region, but there is some indication that they do exist in millets (Belton and Taylor., 2004). The kafirins are rich in glutamine, proline, alanine, and leucine but contain little lysine (Taylor and Belton, 2002). The presence of two methionine rich proteins named as a and b setarins are reported in the prolamine fractions of foxtail millet and fonio (Naren and Virupaksha, 1990; Shewry and Halford, 2003). Monteiro et al. (1982) have observed a positive correlation between the total protein content and prolamine content that the increase in protein is largely due to an increase in the prolamin content. Three protein fractions: albumin-globulin, prolamin, and glutelin were analyzed in the same study; prolamin fraction was rich in glutamic acid, proline, leucine, and phenylalanine. Albumin-globulin fraction contained basic amino acids such as lysine and arginine, and the glutelin fraction had high amounts of lysine and histidine. The prolamine fraction had least lysine content among the three due to which an increase in the prolamine content negatively affects the protein quality. In conclusion, millets have adequate quantities of protein with a less balanced essential amino acid composition. The generation of varieties with reduced prolamine fraction and increased albumin-globulin and glutelin fractions can improve the protein quality of millets.
7.1
Digestibility of millet proteins
Unlike wheat, barley, and rye, kafirins of sorghum are slow digesting and nonallergic for celiac people. The absence of toxic gliadinlike peptides was confirmed in sorghum by genome and immunochemical studies (Pontier et al., 2013). The poor digestibility of these proteins is multifactorial resulting from both endogenous and exogenous factors (interactions of proteins with nonprotein components such as polyphenols, starch, nonstarch polysaccharides, phytates, and lipids). Other factors contributing to the slow digestion of the millet proteins include low protein solubility, digestive enzyme inhibitors (proteases and tannins), poor enzyme accessibility due to rigid cell walls and/or seed coat, etc. (Becker and Yu, 2013). The in vitro protein digestibility (IVPD) has been studied by different groups which have been reviewed in detail by Annor et al. (2017). The solubility of sorghum proteins was reduced during heating due to the formation of disulfide-mediated protein crosslinking (Duodu et al., 2003). The proso millet proteins are similar to that of kafirins. Gulati et al. (2017) have reported that the proso millet protein processed by both heat and wet drying have a low digestibility (50% lesser) than the unprocessed flour due to the formation of hydrophobic aggregates. An inverse relationship between tannin content and IVPD was reported in finger
68
Functional and Preservative Properties of Phytochemicals
millet, where tannins are associated with the glutelin fraction (Ramachandra et al., 1977). Ravindran (1992) reported an improved IVPD for proso foxtail and finger millets suggesting the presence of heat-labile antiproteinase factors in the uncooked flours. Since the reasons of slow digestibility are different among the millets, it has to be studied individually in detail.
7.2
Millet proteinsdapplications
Kafirins are used to prepare edible or nonedible, biodegradable biofilms. The brewers spent grain and distillers dried grains with solubles (DDGS), the coproducts of sorghum brewing and bioethanol production, respectively, are the ideal raw materials for biofilms (Taylor and Taylor, 2018). The starch fermentation increases the protein concentration by up to 40% for brewers spent grain (Holmes et al., 2013) and 30%e45% for DDGS (Yan et al., 2011) and thus give a high yield of kafirin. The kafirin extracted from bran layers (removed by food industries) is used for biofilm production (da Silva and Taylor, 2005). Thus, Taylor and Taylor (2018) suggested that kafirin extraction and bioplastic manufacture would have to occur on the same site as sorghum bioethanol production, where there is a constant supply of high-protein feedstock from DDGS. Taylor et al. (2006) have reviewed the different studies of kafirin biofilm production and modification. Kafirin films had similar tensile and water vapor barrier properties to films made from commercial maize zein when plasticized with glycerol and polyethyleneglycol (PEG) 400 but were intensely colored than the latter (Buffo et al., 1997). Taylor et al. (2006) also mentioned the use of kafirin coating on fruits. Coating pears with kafirin delayed ripening, reduced stem-end shriveling, and increased their shelflife, whereas the same caused an unacceptable darkening of the litchi peel surface. In both cases, it was found that kafirin coating reduced respiration rate.
8.
Millet lipids
Millet lipids are less studied compared to starch and proteins. Free lipids constitute 60%e70% of the total lipids in millets. They are located in the scutellar area of the germ and are thus significantly lost during decortication or degermination. Millet oils are rich in mono and polyunsaturated fatty acids (Table 2.15). Osagie and Kates (1984) have studied the lipid composition of pearl millet, where the total lipid consisted of 85% neutral lipids, 12% phospholipids, and 3% glycolipids. Triacylglycerols are the major components in neutral lipids and small amounts of mono- and diacylglycerols, sterols (campesterol and stigmasterol), free fatty acids were also present. Among phospholipids, lysophosphatidylcholine was the major phospholipid (42%) followed by phosphatidylcholine (24%); lysophosphatidylethanolamine (21%); and trace amounts of phosphatidylglycerol, phosphatidic acid, phosphatidylserine, and phosphatidylinositol. Glycolipids were present as esters: sterol glycoside, monogalactosyldiacylglycerol, digalactosyldiacylglycerol, and cerebrosides. Sorghum oil has similar fatty acid composition of maize oil with palmitic acid, oleic acid, and linoleic
Table 2.15 The fatty acid composition of millets and major cereals (per 100 g of edible portion). Millets & cereals
Palmitic acid (C16) (mg)
Palmitoleic acid (C16: 1) (mg)
Stearic acid (C18) (mg)
Oleic acid (C18:1) (mg)
Linoleic acid (C18: 2) (mg)
Linolenic acid (C18:3) (mg)
TSFA (mg)
TMUFA (mg)
TPUFA (mg)
Proso millet
e
e
e
e
e
e
e
e
e
Kodo millet
211 0.9
3.21 0.11
28.40 1.22
291 7.2
576 17.8
21.02 1.20
246 2.3
297 6.8
597 18.4
Pearl millet
729 21.3
6.97 0.45
128 19.6
1040 39.8
1844 56.7
140 5.8
875 34.5
1047 39.9
1984 55.0
487 26.1
e
102 11.9
868 24.2
1230 42.9
47.20 5.17
589 31.9
868 24.2
1277 47.5
290 15.4
e
27.86 2.43
585 36.3
362 15.3
68.58 11.85
317 17.0
585 36.3
431 20.7
6.40
e
e
e
e
e
e
e
e
Barnyard millet
10.80
e
e
e
e
e
e
e
e
Sorghum
149 5.6
e
14.22 0.79
314 13.7
508 18.3
16.54 1.31
163 6.2
314 13.7
524 18.3
Rice raw brown
273 14.9
2.77 0.46
33.01 4.34
197 15.4
490 33.2
16.10 0.92
346 20.3
203 15.7
506 33.6
Wheat whole
176 7.4
e
4.83 2.25
141 9.4
616 22.1
38.51 3.88
191 8.0
141 9.4
654 23.7
Maize dry
363 4.6
e
42.45 2.76
700 17.9
1565 18.2
40.76 2.43
413 5.6
706 17.4
1606 18.5
Little millet Finger millet
a
Foxtail millet
a
a
Nutritive value of Indian foods, NIN e 2007. Longvah et al., 2017.
70
Functional and Preservative Properties of Phytochemicals
acid being the major fatty acids (Osman et al., 2000). The oil content of the germ, bran, and endosperm were 28.1%, 4.9%, and 0.6%, respectively. The bran oil contained more wax (Rooney, 1978). In proso millet, free lipids in the bran and flour were higher than that of bound lipids and ranged from 3.2% to 4.06% and 3.45%e6.84%. The prevalent fatty acids are linoleic acid, oleic acid, and palmitic acid (Lorenz and Hwang, 1986). Liang et al. (2010) studied the lipid composition of foxtail millet bran oil. The crude oil availability was 9.39 0.17%, majorly composed of linoleic acid (66.5%), oleic acid (13.0%), palmitic acid (6.4%), and stearic acid (6.3%). It was observed that linoleic acid is present abundantly in the sn-2 position (71.2%). Trilinoleate (LLL, 29.3%) and dilinoleoyl-monoolein (LLO, 17.2%) were the dominant triglyceride species present. The total lipids amounted to 8.3%, 5.1%, and 8.0% in little, kodo, and barnyard millet cereals, respectively (Sreedhar and Lakshminarayana, 1992). Linoleic (18:2), oleic (18:1), and palmitic (16:0) acids were dominant in all lipid classes.
8.1
Sorghum wax as edible biofilm
Weller and Hwang (2005) have reported that wax and other lipid classes can be extracted from the distillers dried grains (DDG) remains of sorghum after bioethanol production using n-hexane. Reports on extraction with other nonpolar solvents are also available. Sorghum wax has a high melting point (77 C e85 C) similar to the carnauba wax. Hwang et al. (2002) have reviewed various studies on the chemical composition (alkanes, aldehydes, alcohols, and acids) of the sorghum wax and analyzed the inconsistencies in the wax composition among research groups. However, different groups have attempted the use of sorghum wax as edible biofilm. Sorghum wax/medium chain triglyceride (MCT) oil mixture was used to coat gelatinbased candies and compared with carnauba wax coat. Samples treated with the laboratory-extracted sorghum wax rated lower than carnauba wax-treated samples for surface reflection, clarity, chalkiness, off-flavor, and aftertaste on sensory analysis (Weller et al., 1998a). In another study, Weller et al. (1998b) have reported that sorghum and refined carnauba wax are equally effective in improving water vapor barrier properties of zein films. Further research is needed to explore the uses of sorghum wax.
9.
Millet nutraceuticals
Exploring natural curatives over the synthetic counterparts for lifestyle disorders is in demand. Millets are known to contain several bioaccessible compounds with beneficial effects. The major nutraceutical components of the millets are summarized below.
9.1
Phenolic acids
Millets are abundant source of a variety of conjugated and free phenolics. Their composition is varied among the genotypes and with respect to the extraction methods. About 90% of phenolics is concentrated in the seed coat, and the rest of it is distributed
Functional food ingredients from old age cereal grains
71
in the endosperm cell walls (Chethan and Malleshi, 2007). Thus milling process will remove a major portion of the phenolics. According to Chandrasekara and Shahidi (2011b), the insoluble bound phenols attached to the cell wall contribute majorly to the millet phenolics and the soluble extracts of kodo whole grain millet has the highest total polyphenols and proso millet has the least. This was further confirmed by a study of Hegde and Chandra (2005), where the kodo millet flour showed highest DPPH quenching activity (70%) compared to other millet extracts (15%e53%). Also, the white varieties of sorghum, finger millet, and foxtail millet had a lower quenching activity than their colored counterparts, indicating that phenolics in the seed coat could be responsible for the antioxidant activities. In finger millet, 90% phenolics were in seed coat and 10% in endosperm wall (Chethan and Malleshi, 2007). The major phenolics of millets are hydroxybenzoic acids, hydroxycinnamic acids, and flavanoids. Their composition is similar among millets. The available phenolic compositions of millets are given in Table 2.16.
Table 2.16 Phenolic composition of millets. Millet
Class of phenolics
Examples
Reference
Finger millet
Hydroxybenzoic acids and Hydroxy cinnamic acids
Gallic, protocatechuic, vanillic, gentistic, syringic, p-hydroxy benzoic, ferulic (most abundant), caffeic, pcoumaric, cinnamic, sinapic
McDonough et al. (1986), McDonough et al. (1986), Rao and Muralikrishna (2001)
Flavanoids
Quercetin, apigenin, rutin, procyanidins, catechin, epicatechin, vitexin, tricin, luteolin, myricetin, epicatechin, epigallocatechin, naringenin
Xiang et al. (2019), Shobana et al. (2009)
Hydroxy cinnamic acids and Hydroxybenzoic acids
Coumaric acid, caffeic acid, cinnamic acid, ferulic acid, p-hydroxy benzoic acid, vanillic acid
Chandrasekara and Shahidi (2011a,b,c), Zhang et al. (2017)
Flavanoids
Catechin, quercetin, kempherol, epigenin
Shahidi and Chadrasekara. (2013)
Flavanoids
Luteolin and tricin
Watanabe, Mitsuru. (1999)
Foxtail millet
Barnyard millet
Continued
72
Functional and Preservative Properties of Phytochemicals
Table 2.16 Phenolic composition of millets.dcont’d Millet
Class of phenolics
Examples
Reference
Proso millet
Hydroxy cinnamic acids & Hydroxybenzoic acids
Coumaric acid, ferulic acid, sinapic acid, caffeic acid, vanillic acid, syringic acid
Chandrasekara and Shahidi (2011a,b,c), Han et al. (2018), Zhang et al. (2014)
Flavanoids
Myricetin, kempherol, and apigenin
Shahidi and Chadrasekara. (2013)
Hydroxy cinnamic acids & Hydroxybenzoic acids
p-hydroxybenzoic acid, protocatechuic acid, gallic acid, caffeic acid, p-coumaric acid, sinapic acid, transferulic acid, syringic acid, vanillic acid, chlorogenic acid
Shahidi and Chadrasekara. (2013)
Flavanoids
Vitexin, isovitexin, luteolin, quercetin, apigenin, kempherol
Hydroxy cinnamic acids & Hydroxybenzoic acids
Gallic acid, protocatechuic acid, p-hydroxybenzoic acid, gentisic acid, salicylic acid, vanillic acid, syringic acid, coumaric acid, ferulic acid, sinapic acid, caffeic acid, cinnamic acid
Flavanoids
Apigeninidin, apigeninidin 5glucoside, luteolinidin, apigenin, luteolin, naringenin, taxifolin, apiforol, luteoforol, catechin
Hydroxy cinnamic acids & Hydroxybenzoic acids
Vanillic acid, syringic acid,salicylic acid, coumaric acid
Nambiar et al. (2012)
Flavanoids
Glucosylvitexin, glucosylorientin, and vitexin
Reichert (1979)
Kodo millet
Sorghum
Pearl millet
Awika et al. (2004), Bate-Smith (1969), Nip and Burns (1971), Gujer et al. (1986), Gupta and Haslam (1978), Hahn et al. (1983)
Functional food ingredients from old age cereal grains
73
Table 2.16 Phenolic composition of millets.dcont’d Millet
Class of phenolics
Examples
Reference
Little millet
Hydroxy cinnamic acids & Hydroxybenzoic acids
Vanillic acid, syringic acid, gallic acid, protocatechuic acid, ferulic acid, gentisic acid, syringic acid, phydroxy benzoic acid
Pradeep and Guha (2011)
Flavanoids
Apigenin
9.2
Tannins
Tannins act as a double-edged sword in case of nutrition. They are potential nutraceuticals (antioxidants) as well as antinutrients (impairs the protein digestibility and mineral absorption) in millets. They are present mainly in the testa layer of millets, are the reason for the dark color (Siwela et al., 2007), and exhibit high variance in the composition. Among millets, brown and dark brown varieties of finger millets have high tannin content ranging from 0.04% to 3.74% of catechin equivalents (Rao and Deosthale, 1988). Condensed tannins known as proanthocyanidins or procyanidins are present in some varieties of sorghum (Dykes and Rooney, 2006). Lorenz (1983) evaluated the tannin content in the proso millet which was 0.357%e1.301% of catechin equivalents in hulled grains and 0.023%e0.034% in dehulled grains. Tannin content of barnyard millet varieties ranged from 3.25 to 3.96 mg/g according to Panwar et al. (2016). In addition to the well-known antioxidant properties, Links et al. (2016) studied the antihyperglycemic effect of kafirin-encapsulated tannins and found that they are efficient in decreasing blood glucose levels and insulin levels in rats. In contrast, tannins impaired mineral absorption in pearl millet varieties (Lestienne et al., 2005).
9.3
Steryl ferulates
Steryl ferulates (SFs) are the esters of phytosterols/triterpene alcohols and ferulic acid. Oryzanol (mixture of cycloartenyl ferulate, 24-methylenecycloartanyl ferulate, campesteryl ferulate, campestanyl ferulate, and b-sitosteryl ferulate) present in the rice bran is the most studied class of SFs. They are excellent antioxidants and improve the metabolic diseases like hypercholesteremia and diabetes (Kikuzaki et al., 2002, Chen and Cheng, 2006). These health claims are highly dependent on their composition. Different studies have explored the presence of SF compositions in other cereal brans like wheat, barley, and rye (Nystr€ om et al., 2005). Tsuzuki et al. (2018) reported the presence of unique steryl ferulate compositions in barnyard and foxtail millets. The whole foxtail millet had SF content which is about 80% of oryzanol in brown rice. Though stigmastanyl ferulate, stigmastanyl coumalate, b-sitosteryl ferulate, campestanyl ferulate, and campestanyl coumalate were identified as major SFs in both foxtail and barnyard millets, their percentile composition was significantly different. The SF composition in other millets and their physiological effects are yet to be studied.
74
9.4
Functional and Preservative Properties of Phytochemicals
Carotenoids
The whole millets are rich sources of carotenoids. The total carotenoid content of pearl millet, kodo milet, sorghum, finger millet, and little millet are 293 55.7, 272 25.1, 212 48.9, 154 25.6, 120 09.0 ug, respectively (Longvah et al., 2017). The major carotenoids present in millets are b-carotene, lutein, and zeaxanthin.
10.
Antinutrients in millets
Antinutrients are compounds that interfere with the absorption of nutrients. The millet antinutrients are yet to be studied in detail.
10.1
Phytic acid
Phytic acid (myo-inositol-1,2,3,4,5,6-hexakisphosphate or InsP6), the abundant storage form of phosphorus, is the major antinutrient present in the millets. Phytic acid will chelate with the mineral cations, particularly to the divalent cations of iron, magnesium, calcium, and zinc and impair their bioavailability. They also inhibit the digestive enzymes like pepsin, a amylase, and trypsin. During germination, the endogenous phytase will degrade phytate, releasing stored phosphorus, myo-inositol, and bound mineral cations which are utilized by the developing seedling. Ravindran (1991) analyzed the phytic acid content of proso, finger, and foxtail millets, which ranged from 0.5% to 0.7% higher than that of polished rice and lower than wheat and maize. In pearl millet, the levels were found to be 179e306 mg/100 g and vary according to the location and genotype. It was slightly lower than wheat and present high in germ than endosperm (Simwemba et al., 1984). In another study, pearl millet contained 354e796 mg/g phytic acid which forms 77% of total phosphorus (Abdalla et al., 1998). According to Panwar et al. (2016) phytic acid content in seeds of barnyard millet varieties ranged from 3.30 to 3.70 mg/g, whereas in finger millet varieties it ranged from 5.54 to 5.58 mg/g. Mohammed et al. (2011) reported 317.65 mg phytic acid/ 100 g in sorghum flour. To our knowledge, the phytate levels of other millets are scanty.
10.2
Oxalates
Oxalates interfere with the calcium bioavailability. An oxalate content of 21e29 mg/ 100 g dry weight was reported in proso, finger, and foxtail millets (Ravindran, 1991). Pearl millet is having a slightly higher oxalate content: 36e64.8 mg (Suma and Urooj, 2014) and the unprocessed whole sorghum flour had 1.12 mg/g oxalate content (Ojha et al., 2018). In general, the oxalate content in the millets is relatively low and similar oxalate content has been reported in different fruits and vegetables. Thus they are not raising any major nutritional challenge. Also, 50%e70% of the oxalates are present in the soluble form which will be leached out during normal cooking (Ravindran, 1991).
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Protease inhibitors
The protease inhibitors are other nutritional barrier for millets. Chandrasekher et al. (1982) analyzed the protease inhibitors of trypsin, chymotrypsin, and pepsin in the different millet varieties in detail. Proso and kodo millets have not showed any detectable inhibition, whereas finger millet showed both antitryptic and antichymotryptic activity. Antitryptic activity alone was exhibited by pearl and foxtail millets. Except two varieties, sorghum exhibited higher antichymotryptic activity than the antitryptic activity. Ravindran (1991) reported that the antitryptic activities of proso, finger, and foxtail millets were high compared to their antichymotryptic activities. Proso millet was having higher antitryptic activities than the other two, and foxtail millet had no detectable antichymotryptic activity under the assay conditions used. There was no any significant difference observed in trypsin inhibition activity of barnyard millet (7.87%e8.37%) and finger millet (8.02%e8.36%) varieties (Panwar et al., 2016). Veerabhadrappa et al. (1978) showed that during germination, the antitryptic activity and antichymotryptic activity were markedly reduced in the endosperm of finger millet. Udupa and Pattabiraman (1985) isolated and characterized the inhibitor protein from Japanese barnyard millet. It was a 14 Kda protein which inhibited bovine trypsin at 1:2 and bovine chemotrypsin at 1:1 ratios in a noncompetitive manner. Amino and guanido groups were found to be essential for antitryptic activity, whereas only guanido groups were essential for antichemotryptic activity. Pearl millet is reported to have amylase inhibitor, which is more in the debranned sample (Sharma and Kapoor, 1996). Amylase inhibitor identified in the barnyard millet was 10.72 kDa protein, which was expressed from 7 to 28 days of development (Panwar et al., 2018). We observed apparent discrepancies in the studies which are due to difference in genotype, age of seeds, extraction procedures, assay sensitivity, and the stability of inhibitors.
10.4
C-glycosylflavones
Millets are notorious for the claim of inducing goiter. Gaitan et al. (1989) analyzed this hypothesis in pearl millet using in vitro and in vivo models. The fractions rich in three Cglycosylflavones present in millet, glucosylvitexin, glycosylorientin, and vitexin, were significantly inhibited by thyroid peroxidase when compared to the control methimazole. They concluded that a millet diet along with iodine deficiency will contribute to the genesis of endemic goiter. Fermentation was shown to increase the goitrogenic activity by removing considerable amounts of Mg (>50%), Zn (27%e39%), and K (45%) (Elnour et al., 1998). Development of goiter and enterohepatonephropathy was observed in Nubian Goats fed with pearl millet for 62 days (Gadir and Adam, 1999). The antithyroid effect of fonio was reported to be due to apigenin and luteolin (Sartelet et al., 1996). However the studies on other millets are limited.
11.
Health benefits of millets
Millets are popular as a potent alternative for common grains because of their added nutritional and health benefits. They possess the richness of minerals, phenolics, dietary fibers, and polyunsaturated fatty acids, as well as the lack of gluten. However, a detailed study on the health benefits of many millet types are lacking.
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11.1
Functional and Preservative Properties of Phytochemicals
Prebiotic and probiotic source
Presence of short chain oligosaccharides, dietary fibers, and resistant starch in millets will promote the growth of beneficial gut microbiota. Also, fermented millet products act as probiotics. Di Stefano et al. (2017) have developed a millet-based fermented food in milk by adding Lactobacillus rhamnosus GR-1 and Streptococcus thermophilus C106 and was favorable in sensory evaluation. Xylooligosaccharides (XOS) from water-soluble xylan of finger millet also showed as a potential prebiotic source (Palaniappan et al., 2017). Murtaza et al. (2014) have reported that finger millet bran supplementation improved the abundance of beneficial gut microbiome (Lactobacillus, Bifidobacteria, and Roseburia) and suppressed the abundance of Enterobacter in high fat diet-fed LACA mice. The same group reported that kodo millet supplementation exerts the same effect on gut microbiome (Sarma. et al., 2017).
11.2
Antioxidants
Abundance of phenolics makes millets a potential source of antioxidants. Presence of tocopherols, tocotrienols, and carotenoids also enhance their antioxidant property (Asharani et al., 2010). Chandrasekara and Shahidi (2010) have evaluated the soluble and insoluble-bound phenolic extracts of finger, foxtail, little, kodo, proso, and pearl millets for antioxidant activity using different assays. They reported that both fractions are rich in phenolics and all the millets have high antioxidant potential. Hegde et al. (2005) have reported that whole millet grain diet can improve hyperlipidemia, and oxidative stress from alloxan in Wistar rats. Of the two millets (finger and kodo) studied, kodo millet was more efficient in improving serum glucose and cholesterol levels. In another study, the methanolic extract of bran-rich fraction of foxtail millet showed higher scavenging activity than the whole millet fraction (Suma and Urooj, 2012). The condensed tannins in the black sorghum hybrids have increased antioxidant activity (Dykes et al., 2013). Bijalwan et al. (2016) analyzed the role of hydroxycinnamic acid bound arabinoxylan as antioxidants. Among the five millets studied (proso, kodo, foxtail, finger, barnyard), kodo millet was having the hydroxycinnamic acid bound low branched arabinoxylan which exhibited higher antioxidant activity. In conclusion, antioxidant properties have been reported for all millets.
11.2.1
Diabetes
The intake of whole grains is commonly suggested for diabetic patients. Thus, millets with low glycemic index and high dietary fiber content are a suitable option. Also, the presence of antinutrients like tannins can be responsible for the hypoglycemic effect due to the impairment in starch digestion. Kim et al. (2011) evaluated the a-glucosidase and a-amylase inhibitory effects of ethanol extracts from whole sorghum, foxtail millet, and proso millet, where only sorghum exhibited higher inhibitory activity. According to the study by Pradeep and Sreerama (2018), the soluble and bound phenolic
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fractions of foxtail and little millet showed strong inhibition toward a-glucosidase and a-amylase, and little millet displayed superior effect. Finger millet is well-known food for diabetic patients in India. Phenolic compounds from finger millet seed coat are reported to have strong inhibitory effect toward a-glucosidase and pancreatic amylase (Shobana et al., 2009). The same group have also reported the protective effects of finger millet seed coat in diabetes-related complications such as cataract and altered kidney pathology. Chung et al. (2011a) have analyzed the antidiabetic effects of different Korean sorghum phenolic extracts in streptozotocin-induced diabetic rats. One variety showed significant hypoglycemic activity similar to known antidiabetic drug glibenclamide. A 28-day intervention carried out in type 2 diabetic and nondiabetic volunteers with dehulled and heat treated grains of barnyard millet was found to improve serum glucose and lipid levels (Ugare et al., 2014). The polyphenol rich ethyl acetate fraction of barnyard millet inhibited the a-glucosidase enzyme in vitro assays. The potential inhibitors of the fraction were N-p-coumaroyl serotonin, feruloyl serotonin, and luteolin. Also, N-p-coumaroyl serotonin, feruloyl serotonin significantly inhibited the rat intestinal sucrase activity (Seo et al., 2015). Kodo millet extracts have showed reversion of serum glucose, lipids, and glycated hemoglobin levels in alloxan induced diabetic rats (Jain et al., 2010). Hegde et al. (2002) reported that the methanolic extracts of kodo and finger millets inhibit collagen glycation and crosslinking in vitro which are associated with late diabetic complications like retinopathy and nephropathy. Foxtail millet aqueous extract was also shown to improve the serum glucose, lipid, and glycated hemoglobin levels in streptozotocin induced diabetic rats (Sireesha et al., 2011). In a self-controlled clinical study, the consumption of foxtail millet steamed bread, containing 50 g in raw weight for 12 weeks, improved serum glucose and insulin levels (Ren et al., 2018). The hypoglycemic effects of other millets are not available up to our knowledge. Also, the detailed studies on the compounds responsible for the antidiabetic effects and their mechanisms of action are lacking.
11.2.2 Obesity Obesity and diabetes concurrently occur in many patients. Thus, most of the animal/ human studies carried out with millet diet has showed an improvement in serum lipid profiles. The high dietary fiber content of millets play a role in the hypolipidemic effects, as they delay gastric emptying, glucose absorption, and reduce the LDLcholesterol fraction without affecting HDL-cholesterol levels. On a comparative study of finger millet whole grain and finger millet bran supplementation in high fat diet-fed LACA mice for 12 weeks, the latter was more efficient in preventing body weight gain and improving hyperlipidemic and inflammatory status (Murtaza et al., 2014). They further examined the effect of finger millet arabinoxylan supplementation on high fat diet-fed mice and reported a beneficial effect on body weight gain, serum lipid profile, hepatic lipid accumulation, and inflammation (Sarma et al., 2018). The same group also showed similar effects with kodo millet supplementation in Swiss albino mice (Sarma et al., 2017). The ethyl acetate extract of sorghum has shown to significantly reduce the plasma total cholesterol and triglyceride levels in obese rats on two weeks supplementation (Chung et al., 2011a,b). As mentioned above, each millet species has to be subjected to a detailed study to unravel their mechanism of action.
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11.2.3
Functional and Preservative Properties of Phytochemicals
Antimicrobial activity
Finger millet is reported to have antibacterial activity. The seed coat extract of finger millet has showed higher activity against Bacillus cereus and Aspergillus flavus (Varsha et al., 2009). The fermented flour of finger millet inhibited S. typhimurium and E. coli (Antony et al., 1998). In another study with albino mice, the long-term intake of a prebiotic beverage prepared from whey, germinated pearl millet flour, and barley reduced the infection induced by Shigella dysenteriae (Ganguly et al., 2019). The fermented foxtail millet flour also showed significant inhibition against S. aureus (Amadou et al., 2013). Radhajeyalakshmi. et al. (2000) reports the antifungal activity of chitinase purified from pearl millet against Trichoderma viride. Xu et al. (2011) have isolated an efficient antifungal peptide from foxtail millet seeds, which could interrupt the cell wall. Mousa et al. (2016) have concluded from their study that finger millet has fungal endophytes which synthesize antifungal compounds. They purified eight antifungal compounds of which four compounds have the potential for the breakage of F. graminearum hyphae (Mousa et al., 2015, 2016).
11.2.4
Millets and cancer
The abundance of phenolics in the millets contributes to the antiproliferative effects. Zhang et al. (2014) have evaluated the antiproliferative properties of three varieties of proso millet using breast cancer cell line MDA and liver cancer cell line HepG2. The free extracts of edible proso millet showed to have relatively higher antiproliferative activities toward MDA cells than bound extracts in a dose-dependent manner. They also claimed that the activity is not caused by cytotoxicity. Similar kind of study on Chinese proso millet varieties was carried out by Shen et al. (2018) where the nonwaxy proso millet varieties showed better activity than the waxy varieties. In another study, millet phenolic extracts have shown inhibition of human colon adenocarcinoma proliferation in a time- and dose-dependent manner. Among the millet varieties studied, kodo and proso millet extracts demonstrated superior antiproliferative activity than the others, and pearl millet showed the least activity. Despite having the lower total phenolics and total flavanoid content, abundance of free caffeic and gallic acid content were expected to be responsible for better antiproliferative activity of proso millet (Chandrasekara and Shahidi, 2011a,b,c). The antiproliferative mechanism of bound polyphenols of inner shell (BPIS) from foxtail millet was exploited by Shi et al. (2015). Over different studies it has been shown that BPIS can inhibit the human colorectal cancer through the reactive oxygen species (ROS) generation (Shi et al., 2015), which leads to reduction in the pro-inflammatory cytokines and increase in the antiinflammatory cytokines by blocking the NF-kB nuclear translocation (Shi et al., 2017). Further, BPIS has shown to reverse the multidrug resistance in colorectal cancer human cells and ferulic acid and p-coumaric acid were the main active components (Lu et al., 2018). The proanthocyanin extracts from the sorghum bran were effective against hepatocellular carcinoma (Zhu et al., 2017).
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Effect of processing in millet nutrition
Processing of grains will improve the shelflife, nutritional quality, bioavailability, and digestibility and eliminate the antinutrients. Processing converts the millets to edible forms like rice, flour, roasted, popped, sprouting, salted ready-to-eat grains, porridges, and fermented products (Jaybhaye et al., 2014). As for other grains, the common processing methods employed for millets include decortications, milling, soaking, cooking, germination, fermentation, malting, popping, etc. The efficiency of the processing is highly dependent on the size of the seed, structure, and endosperm thickness. The smaller size makes the decortications of the millets difficult. Also, Hama et al. (2011) reported that the effects of decortication varied according to the type of grain. In their study, more germ was removed in sorghum than in pearl millet. Moreover, most of the nutrients are located in the pericarp or aleurone layer. Therefore, the nutrient loss is unavoidable with decortication. Germination improves the nutritional availability and digestability, mainly due to the increased phytase activity and removes the antinutrients. Fermentation of millets is practiced in African and Asian countries (Saleh et al., 2013). Few researchers have studied the effects of several combined processing techniques. Sripriya et al. (1997) concluded that fermentation of the germinated finger millets improved the sugar and free amino acid content, reduced phytate content, and thus enhanced the zinc availability. Chandrasekara and Shahidi (2012) analyzed the effect of processing on the antioxidant potential of the millets (kodo, finger, proso, foxtail, little, and pearl millet) and was in the order of hull > whole grain > dehulled grain > cooked dehulled grain. Some of the common processing methods are summarized in Table 2.17. Since the processing methods are very vast and discussed in detail elsewhere we are not explaining further. Table 2.17 Different methods of millet processing. Method Decortication/ Dehulling
Millet studied Finger millet Pearl millet Sorghum Proso millet
Effects
References
Remove hull and make the millets, reduce mineral content, polyphenols, dietary fibers and tannins, increase the bioavailability of calcium, zinc, and iron, decrease phytic acid content, increase protein digestibility No effect on the fat content Decrease in fat content No difference in the protein and fat content, decrease in crude fiber, dietary fiber, minerals, total phenols, and antioxidant activity
Krishnan et al. (2012), Lestienne et al. (2007), Hama et al. (2011), Bagdi. et al. (2011)
Continued
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Functional and Preservative Properties of Phytochemicals
Table 2.17 Different methods of millet processing.dcont’d Method
Millet studied
Effects
References
Germination and malting
Proso millet Finger millet Pearl millet Foxtail millet
Increase in free amino (lysine and tryptophan) acids, albumin, globulin, and sugars Decrease in dry weight, prolamine content, and starch content Increase in mineral extractability Malting improved the in vitro protein (14%e26%) and starch (86%e112%) digestibility Increase in soluble sugars, vitamins, minerals, phytase and amylase activity Decrease in total phenolics and fat content
Parameswaran and Sadasivam (1994), Mamiro et al. (2001), Sehgal and Kawatra. (2001), Coulibaly and Chen. (2011)
Popping
Foxtail millet Finger millet
Reduction in the crude fat and fiber content, high carbohydrate content Decrease in calcium content, oxalic acid content, trypsin inhibitor activity, increase in iron and phosphorus content
Choudhury et al. (2011), Chauhan (2018)
Fermentation
Pearl millet Finger millet Different millets
Decrease in the phytic acid content thus improved bioavailability Reduction in the total phenolics, condensed tannins, and phytic acid content, no difference in the bioaccessibility to zinc and iron Decrease in starch and long chain fatty acid content Improved bioaccessibility to phenolic compounds, release of the phenolic compounds bound to the insoluble fibers
Di Stefano et al. (2017), Gabaza et al. (2018), Antony et al. (1996), Chandrasekara and Shahidi (2012)
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Table 2.17 Different methods of millet processing.dcont’d Method Cooking
13.
Millet studied Pearl millet Foxtail millet
Effects
References
Decrease in globulin and true-prolamin fractions, increase in prolamin-like, true-glutelin, albumin, and insoluble proteins Effects of cooking on volatile aroma compounds a. Boilingdincrease in several unsaturated aldehydes, alcohols, and benzene derivatives. b. Roastingdincrease in pyrazine content
Ali et al. (2009), Bi et al. (2019)
Conclusion and future perspectives
Millets are foreseen as the “grains of future” due to their agronomic and nutritional attributes. They provide additional health benefits apart from ensuring food security. Thus, United Nation declared the year 2018 as “international year of millets” to promote the acceptance of millets over other staple grains. The salient features of millets include; a. Highly resilient cropsdcan survive in dry, poor soil, and drought conditions where other crops can’t grow. b. Need no fertilizers or pesticides for optimum yield. c. They have a short growing season compared to rice and wheat. d. Total carbohydrate content of the millets are similar to rice and wheat, but have a low glycemic index because of the high content of resistant starch and dietary fibers. e. Foxtail, proso, and pearl millets have higher protein content than the major cereals, and millet proteins are gluten free. f. Contain higher percentage of polyunsaturated fatty acids than other cereals. g. Rich source of iron, calcium, folate, polyphenols, and other nutraceuticals. h. Provide added health benefits like source of prebiotics and exert antioxidant, antidiabetic, anticancer, and hypolipidemic effects.
The major antinutrients present in the millets are phytic acid and protease inhibitors. The processing methods like germination and fermentation are effective in reducing phytic acid content. Also, pearl millet-based diet along with iodine deficiency was reported to induce goiter in in vivo models. These factors have to be studied in different populations and with different varieties. Since millets are already a part of daily diet for many, these factors may not be a major global concern. Also more research has to be carried out for improving the processing methods with minimum nutrient loss.
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Genetic transformation of the millets is an emerging interest to improve the yield, seed size, palatability and softness of the grain, and resistance to biotic and abiotic stress (Dosad and Chawla, 2018). Most of the transformations are performed by biolistic particle delivery system. Agrobacterium-mediated transformation is in growing stage with successful reports in finger and foxtail millets (Ceasar et al., 2017, Ceasar and Ignacimuthu, 2011). Genetic modifications can create better millet varieties with improved qualities. This will ensure global food security in future, when the agronomic conditions will not be suitable for the cultivation of other crops.
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Chandrasekher, G., Raju, D.S., Pattabiraman, T.N., 1982. Natural plant enzyme inhibitors. Protease inhibitors in millets. Journal of the Science of Food and Agriculture 33 (5), 447e450. Chauhan, E.S., 2018. Effects of processing (germination and popping) on the nutritional and anti-nutritional properties of finger millet (eleusine coracana). Current Research in Nutrition and Food Science Journal 6 (2), 566e572. Chen, C.W., Cheng, H.H., 2006. A rice bran oil diet increases LDL-receptor and HMG-CoA reductase mRNA expressions and insulin sensitivity in rats with streptozotocin/ nicotinamide-induced type 2 diabetes. Journal of Nutrition 136 (6), 1472e1476. Chen, G.X., Zhou, J.W., Liu, Y.L., Lu, X.B., Han, C.X., Zhang, W.Y., Xu, Y.H., Yan, Y.M., 2016. Biosynthesis and regulation of wheat amylose and amylopectin from proteomic and phosphoproteomic characterization of granule-binding proteins. Scientific Reports 6, 33111. Chethan, S., Malleshi, N.G., 2007. Finger millet polyphenols: characterization and their nutraceutical potential. American Journal of Food Technology 2 (7), 582e592. Choudhury, M., Das, P., Baroova, B., 2011. Nutritional evaluation of popped and malted indigenous millet of Assam. Journal of Food Science and Technology 48 (6), 706e711. Chung, I.M., Kim, E.H., Yeo, M.A., Kim, S.J., Seo, M.C., Moon, H.I., 2011a. Antidiabetic effects of three Korean sorghum phenolic extracts in normal and streptozotocin-induced diabetic rats. Food Research International 44 (1), 127e132. Chung, I.M., Yeo, M.A., Kim, S.J., Kim, M.J., Park, D.S., Moon, H.I., 2011b. Antilipidemic activity of organic solvent extract from Sorghum bicolor on rats with diet-induced obesity. Human and Experimental Toxicology 30 (11), 1865e1868. Corredor, D.Y., Bean, S.R., Schober, T., Wang, D., 2006. Effect of decorticating sorghum on ethanol production and composition of DDGS. Cereal Chemistry 83 (1), 17e21. Coulibaly, A., Chen, J., 2011. Evolution of energetic compounds, antioxidant capacity, some vitamins and minerals, phytase and amylase activity during the germination of foxtail millet. American Journal of Food Technology 6 (1), 40e51. da Silva, L.S., Taylor, J.R., 2005. Physical, mechanical, and barrier properties of kafirin films from red and white sorghum milling fractions. Cereal Chemistry 82 (1), 9e14. Dayakar Rao, B., Bhaskarachary, K., Arlene Christina, G.D., Sudha Devi, G., Vilas, A.T., 2017. Nutritional and Health Benefits of Millets. ICAR_Indian Institute of Millets Research (IIMR), Rajendranagar, Hyderabad, p. 112. Devi, P.B., Vijayabharathi, R., Sathyabama, S., Malleshi, N.G., Priyadarisini, V.B., 2014. Health benefits of finger millet (Eleusine coracana L.) polyphenols and dietary fiber: a review. Journal of Food Science and Technology 51 (6), 1021e1040. Di Stefano, E., White, J., Seney, S., Hekmat, S., McDowell, T., Sumarah, M., Reid, G., 2017. A novel millet-based probiotic fermented food for the developing world. Nutrients 9 (5), 529. Dosad, S., Chawla, H.S., 2018. Genetic transformation of millets: the way ahead. In: Biotechnologies of Crop Improvement, vol. 2. Springer, Cham, pp. 249e286. Duodu, K.G., Taylor, J.R.N., Belton, P.S., Hamaker, B.R., 2003. Factors affecting sorghum protein digestibility. Journal of Cereal Science 38 (2), 117e131. Dykes, L., Rooney, L.W., 2006. Sorghum and millet phenols and antioxidants. Journal of Cereal Science 44 (3), 236e251. Dykes, L., Rooney, W.L., Rooney, L.W., 2013. Evaluation of phenolics and antioxidant activity of black sorghum hybrids. Journal of Cereal Science 58 (2), 278e283.
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Weller, C.L., Hwang, K.T., 2005. Extraction of lipids from grain sorghum DDG. Transactions of the ASAE 48 (5), 1883e1888. Wu, X., Wang, D., Bean, S.R., Wilson, J.P., 2006. Ethanol production from pearl millet by using Saccharomyces cerevisiae. In: 2006 ASAE Annual Meeting. American Society of Agricultural and Biological Engineers, p. 1. Xiang, J., Apea-Bah, F.B., Ndolo, V.U., Katundu, M.C., Beta, T., 2019. Profile of phenolic compounds and antioxidant activity of finger millet varieties. Food Chemistry 275, 361e368. Xu, W., Wei, L., Qu, W., Liang, Z., Wang, J., Peng, X., Zhang, Y., Huang, K., 2011. A novel antifungal peptide from foxtail millet seeds. Journal of the Science of Food and Agriculture 91 (9), 1630e1637. Yabuno, T., 1987. Japanese barnyard millet (Echinochloa utilis, Poaceae) in Japan. Economic Botany 41 (4), 484e493. Yan, S., Wu, X., Bean, S.R., Pedersen, J.F., Tesso, T., Chen, Y.R., Wang, D., 2011. Evaluation of waxy grain sorghum for ethanol production. Cereal Chemistry 88 (6), 589e595. Yanez, G.A., Walker, C.E., 1986. Effect of tempering parameters on extraction and ash of proso millet flours. Cereal Chemistry 63 (2), 164e167. Zhang, L., Li, J., Han, F., Ding, Z., Fan, L., 2017. Effects of different processing methods on the antioxidant activity of 6 cultivars of foxtail millet. Journal of Food Quality 1e9. https:// doi.org/10.1155/2017/8372854. Article ID 8372854. Zhang, L., Liu, R., Niu, W., 2014. Phytochemical and antiproliferative activity of proso millet. PLoS One 9 (8), e104058. Zhao, L., Zhang, F., Ding, X., Wu, G., Lam, Y.Y., Wang, X., Fu, H., Xue, X., Lu, C., Ma, J., Yu, L., 2018. Gut bacteria selectively promoted by dietary fibers alleviate type 2 diabetes. Science 359 (6380), 1151e1156. Zhou, Z., Robards, K., Helliwell, S., Blanchard, C., 2002. Composition and functional properties of rice. International Journal of Food Science and Technology 37 (8), 849e868. Zhu, F., 2014. Structure, physicochemical properties, and uses of millet starch. Food Research International 64, 200e211. Zhu, Y., Shi, Z., Yao, Y., Hao, Y., Ren, G., 2017. Antioxidant and anti-cancer activities of proanthocyanidins-rich extracts from three varieties of sorghum (Sorghum bicolor) bran. Food and Agricultural Immunology 28 (6), 1530e1543.
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Km Pooja 1 , Sapna Rani 2 , Vikrant Rana 3 , Gaurav Kumar Pal 3,4 1 Department of Botany, College of Education, Bilaspur, Greater Noida, Uttar Pradesh, India; 2 Dairy Microbiology Division, ICAR-National Dairy Research Institute, Karnal, Haryana, India; 3Department of Applied Agriculture, School of Basic and Applied Sciences, Central University of Punjab, Bathinda, Punjab, India; 4Department of Life Sciences, School of Life Sciences, Central University of Karnataka, Kalaburagi, Karnataka, India
1. Introduction Marine plants survive and live within complex communities and in close association with others in a competitive and hostile environment. Aquatic plants have developed the physiological adaptations, including the synthesis of bioactive compounds which confer them defense against several grazers. They produce complex secondary metabolites as a response to ecological pressure, such as competition for space, predation, and tide variations. Some of the secondary metabolites or compounds produced by aquatic plants may be useful for inhibiting the growth of pathogenic microorganisms (Pérez et al., 2016). The aquatic plantsederived photochemical compounds, crude extracts, and their partially purified or purified components may exhibit anticoagulant, antiviral, antioxidant, antihelminthic, antibacterial, antifungal, anticancer, and antiinflammatory activities (Pérez et al., 2016). In the last few decades, the number of research studies on the properties of plantsbased antimicrobial compounds’ has been increased consistently, as they are considered as potential sources of biologically active compounds. Due to this reason, aquatic plants have attracted the interest of scientific community and shown themselves as promising sources of bioactive compounds for their utilization as antimicrobial and functional food ingredients (Rossi et al., 2011). Various research studies have shown the potential of aquatic plantsebased compounds as a potential source of the antimicrobial agents as well as have other functional activities that could lead to the development of functional food ingredients (Rossi et al., 2011). Hence, aquatic plants are one of the sources of a variety of biologically active compounds with anticancer, antimicrobial, antifungal, antiviral, antiinflammatory properties, and are potential sources of novel functional food ingredients (Pérez et al., 2016). The development of emerging strategies by foodborne pathogenic microorganisms to avoid the effect of antibiotics leads to the development of multiple drug resistant microbial strains. There are many published reports on the foodborne microbial
Functional and Preservative Properties of Phytochemicals. https://doi.org/10.1016/B978-0-12-818593-3.00003-8 Copyright © 2020 Elsevier Inc. All rights reserved.
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pathogens that show resistance to various group of antibiotics. Public health is one of the major priorities that leads to explore the natural compounds/ingredients, especially aquatic plants, because it is cheaper and have effective natural antimicrobial agents with better potential, less side effects compared to antibiotics, good bioavailability, and minimal toxicity toward the control of drug-resistant foodborne pathogens (Pérez et al., 2016). Hence, It is also worthwhile to test the aquatic plantebased antimicrobials for possible synergism with existing drugs (Arya et al., 2019). Therefore, the main objective of this chapter is to explore the potential of aquatic plant (especially seaweed)ebased compounds toward the development of novel antimicrobial agents and functional food ingredients.
2.
Seaweeds
Seaweeds are one of the taxonomically diverse groups of the marine plants from which the land-based plants diverged. Traditionally, they were classified based on the color of the plant such as green, brown, and red. However, the modern molecular biology level systematic evidences suggest that these plants are extraordinarily diverse and nonvascular. It is also well reported that there are several species of edible seaweeds which are projected as a major source of future foods (Bast, 2014). Seaweeds are also considered as one of the future aquatic plants, and have been projected as the viable and sustainable source for biofuel production without disturbing the global food scenario, and also have a number of pharmaceutical, industrial, and biotechnological applications. Seaweeds are also important to humanity in a number of ways, such as a source of medicines, food supplements, industrial chemicals, and a potential candidate for biofuel research (Bast, 2013).
3.
Seaweeds proteins
Seaweeds are consumed traditionally as food, sea vegetables, or as herbal medicine due to their high nutritional and pharmaceutical values, for treating and prevention of several diseases and disorders (Cermeno et al., 2019; H. K. Kang et al., 2019; Okolie et al., 2018). They are also used as animal feed, fertilizer, fungicides, herbicides, condiments, dietary supplements, and as a resource of agar, alginate, and carrageenan for various industrial and pharmaceutical applications (Pangestuti and Kim, 2015; Peng et al., 2015). It is well known that seaweeds have been efficiently utilized as a protein source since from several decades globally, especially in developing countries. Nowadays, seaweeds have become a cheaper alternative source of protein mainly due to presence of essential amino acids in high-value proteins (Pangestuti and Kim, 2015; Peng et al., 2015). In the major species of seaweeds, the protein content varies in the range of 10%e40% on the basis of dry weight. It was also stated that the highest protein content in seaweeds was found during the period of winter and the least during summer
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(Pangestuti and Kim, 2015). The minimum protein content in summer might be due to the destruction of phycobiliproteins, which are the major part of proteins present in the seaweed. It is also reported that red seaweeds contain high protein content as compared to green and brown seaweeds (Pangestuti and Kim, 2015). Sometimes, the protein content of red seaweed is comparable to protein-rich vegetables such as soybean (S.-K. Kim, et al, 2011). Seaweed proteins are majorly grouped in to two functionally active proteins called lectin and phycobiliproteins (Pangestuti and Kim, 2011). Lectins are usually glycoproteins which bind with carbohydrates and participate in many biological processes like intercellular communication and have the ability to agglutinate red blood cells. Phycobiliproteins are fluorescent proteins found in red seaweeds, which are highly stable and soluble (Pangestuti and Kim, 2015). Phycobiliproteins (phycocyanins, allophycocyanins, and phycoerythrins) are light-harvesting pigments present in red seaweeds and are commonly used as fluorescent probes in scientific experiments (Glazer, 1994; Sekar and Chandramohan, 2008). The structural and biological activities of the seaweed proteins are still not documented well. However, most of the seaweed bioactive constituents including proteins are intracellular under a highly rigid and structural complex cell wall, which is a major obstacle to the efficient extraction and digestibility of seaweed-derived protein fractions. It is also stated that the seaweed protein is highly cohesive due to the presence of polysaccharides (Adalbj€ ornsson and J onsd ottir, 2015; Admassu et al., 2018; Fleurence et al., 2012; Harnedy and FitzGerald, 2013; Wang et al., 2010; Wijesinghe and Jeon, 2012b). Therefore, novel emerging technologies such as microwave-assisted extraction, supercritical fluid extraction, pressurized solvent extraction, ultrasoundassisted extraction, pulsed electric fieldeassisted extraction, and enzyme-assisted extraction have been recently used to extract the protein with higher yield and desirable functional properties (Admassu et al., 2018; Jiménez-Escrig et al., 2011; Samarakoon and Jeon, 2012; Wijesinghe and Jeon, 2012a, 2012b).
4. Bioactive compounds Research investigation of the biochemical composition and general phytochemistry of seaweeds has been widely carried out throughout the world. Nutrients (proteins, minerals, vitamins, dietary fiber, and lipids) and numerous structurally unique secondary metabolites from various species of seaweeds have been reported (Pangestuti and Kim, 2015). Most of the aquatic plants (especially seaweeds) are widely used as potential and valuable sources of bioactive compounds in a wide range of industries, including food, pharmaceutical, cosmetic, nutraceutical, and biomedicine industries (Peng et al., 2015). These bioactive compounds have various antibacterial, antifungal, antimicrobial, antiviral, and other functional biological properties (Gupta and Abu-Ghannam, 2011; Khalid et al., 2018). The compounds which are responsible for these activities comprise phenolic compounds, sulfated polysaccharides, organic acids, and complex
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mixtures of phytochemicals which possess antimicrobial and functional properties (Gupta and Abu-Ghannam, 2011). Some of the natural factors such as geographical location, seasonality, environmental conditions (light, temperature, and salinity), life stage, reproductive state, and age of the seaweed also affect the antimicrobial activities of aquatic plants, which is attributed due to the presence of a single compound (H. K. Kang et al., 2019; Khalid et al., 2018; Pangestuti and Kim, 2015; Peng et al., 2015). However, some times the antimicrobial activities and other functional activities of the aquatic plants could also be related to a combination of two or more than two metabolic compounds. Seaweeds are the potential sources of a great variety of metabolites and natural bioactive compounds such as polysaccharides, polyunsaturated fatty acids, phlorotannins, other phenolic compounds, and carotenoids with antimicrobial as well as other functional biological activities (Khalid et al., 2018).
5.
Seaweed-derived bioactive hydrolysates/peptides
Bioactive peptides are specific and small protein fragments (2e20 amino acids in size) that are inactive within the sequence of their parent protein. In the past decades, bioactive peptides derived from marine sources have been recognized as novel functional ingredients in food, as well as in pharmaceutical sectors. Bioactive molecules have a positive impact on the body function and may influence the human health. It is also been reported to mimic hormones and exhibit druglike activities. Bioactive peptides could also be able to alter the physiological functions or create a positive impact through binding to specific receptors and interacting with target cells or inhibiting enzymatic reactions (Samarakoon and Jeon, 2012). Seaweeds-derived, protein-based bioactive peptides can be released by chemical and biological (gastrointestinal digestion, food processing, or fermentation) processes. Enzymatic hydrolysis methods are most commonly used to release the bioactive hydrolysates and peptides from various sources (Pal and Suresh, 2016a,b, 2017b; Pooja and Rani, 2017; Pooja et al., 2017; Rani and Pooja, 2018; Rani et al., 2017; Rani et al., 2018). A number of natural sources have gained much attention to release the potential biologically active hydrolysates and peptides due to their lower cost and higher availability (Mohan et al., 2015; Rani et al., 2018). The biological and functional activities of peptides are usually based on their amino acid position and composition (Pal and Suresh, 2016a,b, 2017a,b). The bioactivity of peptides also depends on the primary sequence of protein and specificity of the enzymes used to release the peptides from parent sequence (Harnedy and FitzGerald, 2012; Pal and Suresh, 2016b, 2017b; Rani et al., 2018). The structural characteristics of peptides most probably influence their profiles of biological and functional activities. The presence of tyrosine, phenylalanine, tryptophan, proline, valine, leucine, lysine, isoleucine, and arginine in peptides strongly influences the binding of peptides with angiotensin converting enzyme (ACE) (Harnedy and FitzGerald, 2012; Pooja et al., 2017; Rani et al., 2018). The activities of antimicrobial peptides is associated
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with positively charged residues. The radical scavenging activity is associated with histidine, leucine, tyrosine, methionine, and cysteine amino acid residues (Pal and Suresh, 2017a). Hydrophobic amino acids (proline and hydroxyproline) appear to play a major role in the inhibition of lipid peroxidation (Harnedy and FitzGerald, 2012; Rani et al., 2018). The most abundantly present amino acids in brown, red, and green seaweed species are aspartic and glutamic acid which play an important role in the development of flavor and taste (umami) sensations, respectively (Pangestuti and Kim, 2015). Red, brown, and green seaweeds contains a good combination of essential amino acid profiles. In most of the brown seaweeds, glutamic acids content is highest (Samarakoon and Jeon, 2012). Plant, animal, and microbial enzymes can be utilized to improve protein digestibility of seaweed fibers and also separation and purification of bioactive peptides (Rani et al., 2018). The commercialization of seaweedderived bioactive peptides can be utilized in several industries and also have potential interest in the nutraceutical and pharmaceutical sectors.
6. Methods used for the release of bioactive peptides After the extraction of seaweed-derived proteins, these proteins are subjected to hydrolysis in order to release bioactive peptide fragments with their specific bioactivities. The most common methods used for the development of seaweed-derived bioactive hydrolysates and peptides are chemical, biological, and integrated methods. The bioactive hydrolysates and peptides can be generated by chemical hydrolysis (acid and alkali hydrolysis) process. These hydrolysis methods are cost-effective, easy to operate, and require short hydrolysis time (Anal et al., 2013; Rani et al., 2018). In biological methods, the bioactive hydrolysates and peptides are majorly released using exogenous enzymes, endogenous enzymes, fermentation, and gastrointestinal digestion process (Admassu et al., 2018; Jiménez-Escrig et al., 2011). Enzymatic hydrolysis is favored by several food and pharmaceutical industries to avoid the chemical and physical treatments as well as to preserve the functional and nutritional values of the released peptides (Samarakoon and Jeon, 2012). Therefore, enzymatic hydrolysis is the most widely used method to improve the functional and nutritional characteristics of protein hydrolysates and peptides released from various natural sources (Fig. 3.1). The molecular weight of peptides is one of the most critical parameter, as it is also extensively reported that low molecular weight peptides can be easily absorbed in the gastrointestinal tract and cardiovascular circulation system and finally exhibit physiological-regulating properties (Pooja and Rani, 2017; Pooja et al., 2017; Rani et al., 2017, 2018). The commercial available food grade and non-food-grade proteolytic enzymes from microbes, plants, and animal sources have been widely used for the release of seaweed proteinederived peptides with functional activities. The choice of enzyme and enzyme reaction conditions play a crucial role in the release of bioactive peptides with desirable characteristics (S.-K. Kim and Wijesekara, 2010; Kumar and Rani, 2017; Samarakoon and Jeon, 2012; Samaranayaka and Li-Chan, 2011).
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Figure 3.1 Protocol for the preparation and exploration of the biological activity of the peptides derived from the seaweeds.
It is also well known that only few peptides have the potential functional activity among the peptides released after hydrolysis. Therefore, it is important to stress here that in vitro analysis to evaluate the biological and functional activity of the peptides is not enough and needs to be confirmed by in vivo methods to observe a real health benefit. The bioactive peptides must be resistant to the gastrointestinal digestive
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enzymes and further reach the target site for exhibiting its biological activity. The length of amino acid chain and its composition are key factors that play a crucial role in absorption and resistance to degradation by gastrointestinal digestive enzymes (Lopez-Barrios et al., 2014; Rani et al., 2018). However, the cost of enzyme is a rate limiting step for the successful preparation of bioactive hydrolysates and peptides. Hence, it is recommended to use cheap sources of enzymes, those derived from byproducts of microorganisms (Fig. 3.1). Most of these cost-effective enzymes are derived from microbial sources (Agyei and Danquah, 2011; Agyei et al., 2018; Zambrowicz et al., 2013).
7. Computational approaches for exploring biological activity of peptides In the last decade, various research studies have been focused on the identification, characterization, and purification of bioactive peptides from seaweeds. Classical or traditional approaches, in silico or computational approaches, and a combination of both, i.e., integrated approaches can be used to explore the potential of bioactive peptides (Rani et al., 2018). There has been growing interest in the use of computational-derived approaches for screening of bioactive peptides from the novel substrates especially from the seaweeds (Agirbasli and Cavas, 2017; Bleakley et al., 2017; Cermeno et al., 2019; Chang and Alli, 2012; Huang et al., 2015; Huang et al., 2015; Iwaniak et al., 2016; Kumagai et al., 2019; Minkiewicz et al., 2008, 2011). The screening for biological activities containing peptides from novel substrates using conventional methods is an expensive and time-consuming process as compared with in silico analysis (Pooja and Rani, 2017; Pooja et al., 2017; Rani and Pooja, 2018; Rani et al., 2017, 2018). However, this process can be simplified using computational approaches such as basic local alignment search tool (BLAST) (Altschul et al., 1997, 2005), BIOPEP (Iwaniak et al., 2016; P. Minkiewicz et al., 2011; Piotr Minkiewicz et al., 2008), PeptideRanker (Mooney et al., 2012), PeptideLocator (Mooney et al., 2013), Pepdrew, Pepcalc (Rani and Pooja, 2018; Rani et al., 2018), ToxinPred (Gupta et al., 2013), and Allergencity (Dimitrov et al., 2014), etc. In classical approaches, various steps are involved in the release of bioactive peptides. Firstly, the selection of particular enzyme and its sources (food-grade and non-food-grade enzymes) for the release of peptides. Subsequently, prepared protein hydrolysates are subjected to fractionation and purification. The most potential bioactive hydrolysates/peptide sequences are subjected to identification using mass spectrometry method. Further, activities of released peptides are validated by chemically synthesized peptides (Agyei et al., 2018; Udenigwe, 2014; Udenigwe and Aluko, 2012; Udenigwe et al., 2013). It is a time-consuming process which may lead to lower yields of desirable bioactive peptides. During the purification process, loss of some potential bioactive peptides may occur (Hayes et al., 2015). The computational simulated approaches can be used for predicting the release of potential bioactive peptides from known parental protein sequences. It is a suitable and
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emerging approach for exploring the novel and unexplored proteins and peptides which have not been previously studied as sources of bioactive peptides (Lafarga and Hayes, 2014; Lafarga et al., 2014). Several popular bioinformatics tools, such as BLAST, BIOPEP database tool, PeptideDB, CAMP, APD2 or PepBank, and QSAR (quantitative structure-activity relationship) have been well employed to predict and design the potential bioactive peptides from the plants, animals, and food-derived proteins (Pripp et al., 2005; Rani et al., 2018; J. Wu et al., 2006). PeptideCutter, EnzymePredictor, PeptideRanker, or PeptideLocator tools can be used to predict possible cleavage sites of the given protein sequences (Mooney et al., 2013, 2012). In silico approaches have several advantages over classical approaches toward the exploration of potential bioactive hydrolysates and peptides. It is a time-saving, economical process for prediction of biologically active protein fragments that can also be used to investigate bioactive peptides derived from various food-source proteins. The utilization of computational approach can also reduce the number of experiments performed (Rani et al., 2018). It was also reported that the peptides released from computational-derived approaches may not be generated experimentally due to the complex interaction between enzymes and proteins, as well as their posttranslational modifications (Mohan et al., 2015). The predicted bioactive peptides need to be evaluated by real laboratory synthesis under optimal temperature and pH conditions, and their bioactivity also needs to be validated by in vitro as well as in vivo methods (Rani and Pooja, 2018; Rani et al., 2018). Therefore, insilico analysis is regarded as an important tool by food scientists, as a result of this approach may reflect in in vitro and in vivo results.
8.
Antimicrobial activity of the seaweed-derived bioactive compounds
Clinical health problems are sometimes very difficult to treat due to antimicrobial resistance. Therefore, to overcome the problem of antimicrobial resistance several new types of antimicrobial agents are developed. It has been revealed that marine environment is a rich source of natural antimicrobial compounds when compared to terrestrial environment (Cox et al., 2010; Eom et al., 2012). Among most of the marine organisms, seaweeds have been recognized as a special source of bioactive compounds of medical interest. Seaweeds are potential sources of different types of metabolites that might be an indicator for checking the presence of antimicrobial activity of compounds. Various secondary metabolites present in seaweeds are known to possess a wide range of biological activities. These activities are antimicrobial, antioxidant, antiinflammatory, and so on. The antibacterial activity of seaweeds also depends on the species, the extraction method efficiency, and also on the exact concentration of the bioactive molecules (Gupta et al., 2010; Kajiwara et al., 2006; Rajauria et al., 2013; Vlachos et al., 1997). Several research studies have been done on the antibacterial activity of the seaweed extract and seaweed-
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derived other bioactive components against multidrug resistance and pathogenic microorganisms (Bansemir et al., 2006; Devi et al., 2008; Moubayed et al., 2017; Rao and Parekh, 1981; Reichelt and Borowitzka, 1984; Shanmughapriya et al., 2008; Val et al., 2001). Bioactive compounds from seaweeds have shown antimicrobial action against pathogenic and nonpathogenic gram positive and negative bacteria. Seaweeds have soluble dietary fibers and indigestible polysaccharides (such as laminarin, fucoidan, ulvan, and alginate) that possess strong antimicrobial activities (Lynch et al., 2010). Phlorotannins, terpenes, and lipophilic compounds found in macroalgae have potential antimicrobial activity (Eom et al., 2012). Phlorotannins isolated from Ecklonia kurome, Ecklonia cava, and Fucus vesiculosus showed antimicrobial bioactivities against gram positive and gram negative bacteria (Hayes, 2015). Recently, seaweeds and seaweed extracts have been explored as an alternative to the antibiotics (Bach et al., 2008; Craigie, 2011; Gardiner et al., 2008; Kajiwara et al., 2006; Makkar et al., 2016; Patra et al., 2008). The antimicrobial activity of seaweed constituents showed a better influence on gut microbiota, which could be used to improve the prevalence of beneficial microorganisms even at lower concentrations. The prevalence of enterohemorrhagic E. coli O157 and O157:H7 in seaweed supplemented animals was reduced by 33%e36% in hide swabs and 9%e11% in fecal samples (Bach et al., 2008; Braden et al., 2004). Kajiwara et al. (2006) investigated the antimicrobial browning-inhibitory effects of volatile compounds in the essential oils of several seaweed species (Lonicera japonica, Kjellmaniella carrifolia, Gracilaria verrucosa, and Ulva pertusa). This study reported that presence of flavor compounds ((3Z)-hexenal, (2E)-hexenal, and (2E)-nonenal), which have strong antimicrobial activity. The study has been conducted to determine the effects of brown seaweed extract (Ascophyllum nodosum) supplementation on skin and carcass microbial contamination in goats. Study indicated that the goats subjected to seaweed extract dietary treatment had the lowest skin E. coli counts. Therefore, seaweed extract supplementation before slaughtering can be used as a viable decontamination strategy in goat processing (Kannan et al., 2019). Six different seaweeds (Chnoospora implexa, Dictyota dichotoma, Gracilaria corticata, Hynea panosa, Enteromorpha intestinalis, and Caulerpa racemose) have been studied to control the downy mildew and powdery mildew of grapes under field trial. The results revealed that 19 compounds were present, among them d-Mannitol, 1decylsulfonyl might be majorly responsible to reduce the mildew diseases (Thankaraj et al., 2019). Two seaweeds species (Hypnea musciformis and Enteromorpha intestinalis) were studied to evaluate their antimicrobial activities. The ethanol extracts of H. musciformis and E. intestinalis have inhibited the growth of selected bacterial strains (Pseudomonas sp., Staphylococcus aureus, Klebsiella sp.). Results indicated that seaweed extracts possessed higher amount of phytochemicals and showed promising antimicrobial activities (Hasan et al., 2019).
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9.
Functional and Preservative Properties of Phytochemicals
Functional activities of the seaweed-derived bioactive compounds
Traditionally, alginate, carrageen, and agar have been derived from the various types of seaweeds, which come under the category of excellent gelling agents. Carrageenan and agar could be able to form the thermally reversible gels on cooling their aqueous solution. Peptides derived from natural sources can be used as potential alternatives of chemosynthetic drugs in the food, pharmaceutical, and biotechnological sectors. Due to the increasing consumer awareness regarding the safety and cost of bioactive peptides, there is a need to understand the molecular mechanism of actions of bioactive peptides on specific cellular targets (Admassu et al., 2018). The huge diversity of the seaweeds is explored for various commercial food, agricultural, horticultural, pharmaceutical, cosmetic, and bioenergy applications (Beaulieu et al., 2016; Harnedy and FitzGerald, 2011). Therefore, seaweeds are considered as potential reservoirs of novel biologically active components. Specifically, they are rich sources of proteins and amino acids and can be used as potential starting materials in the production of bioactive peptides with a wide range of bioactivities (Agirbasli and Cavas, 2017; Daud et al., 2016; Harnedy and FitzGerald, 2011).
9.1
Antioxidative activity
Usually, antioxidants are used to neutralize the free radicals and provide protection to humans against infection and degenerative diseases. The antioxidant molecules play a significant role to reduce the oxidative processes in human body, as well as in several food commodities. In food commodities, antioxidant molecules/compounds are able to retard the protein oxidation, lipid peroxidation, and secondary product formation during lipid peroxidation (Airanthi et al., 2011; Bansemir et al., 2006; Chandini et al., 2008; Devi et al., 2008; Ganesan et al., 2008; Heo et al., 2005; Moubayed et al., 2017; Rao and Parekh, 1981; Reichelt and Borowitzka, 1984; Val et al., 2001). Currently, researchers are looking for natural antioxidants as compared to synthetic antioxidants, which is most probably due to the safety and human health prospective. The antioxidant activity can be measured by various radical scavenging methods (beta carotene, total phenol content, total antioxidant capacity and 1,1-diphenyl-2picrylhydrazyl activity (DPPH)). The antioxidant activity were found in the various types of seaweeds (Moubayed et al., 2017; Palanisamy et al., 2017; Pérez-Larran et al., 2019; Val et al., 2001). The natural-derived antioxidants and synthetic antioxidants are widely used to maintain the flavor, texture, and color of the food product during storage. Artificial or synthetic antioxidants such as butylated hydroxytoluene (BHT), butylated hydroxyanisole (BHA), and tert-Butylhydroquinone (TBHQ) are most widely used in the lipid containing foods. Nowadays, the natural antioxidants (such as vitamin C, tocopherols, rosemary, and tea extracts) have been well known as alternative to synthetic antioxidants (Rani et al., 2017, 2018; Sila and Bougatef, 2016). In the various plant
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sources, natural antioxidants such as beta carotene, polyphenols, and alpha tocopherol are found in rich amount and can prevent the various chronic diseases. Among all the natural antioxidants, phenolic antioxidant compounds are widely found in seaweeds. It was reported that various seaweed species contains different types of phenolic compounds which could be used as a source of natural antioxidants (Ganesan et al., 2008; Heo et al., 2005; Matanjun et al., 2008). Seaweeds are the potential source of various novel antioxidant molecules and compounds, which may have a variety of structures and biological activities. Seaweeds could be able to play a vital role in hindering the free radicals. Therefore, they are widely used in life science, food, and medical sectors. However, there is scanty information on the antioxidant activities of seaweed-derived protein hydrolysates and peptides. For a better understanding of antioxidant activities of hydrolysate and peptides from seaweeds, the peptides contributing to those activities need to be studied. The antioxidant potential of the protein hydrolysates and peptides derived from various sources (animals, plants and other sources such as milk, soy, egg, fish, etc.) have also been demonstrated (Admassu et al., 2018; Agirbasli and Cavas, 2017; Gallego et al., 2019; Hayes et al., 2015; Korhonen and Pihlanto, 2006; Lopez-Barrios et al., 2014; Pooja et al., 2017; Rani et al., 2017; Shanmughapriya et al., 2008; J. Wu et al., 2006; R. Wu et al., 2017; Yan et al., 2015). Nowadays, seaweeds have been receiving increasing attention as a promising natural source of antioxidants (Marinho et al., 2019). The seaweed extract of sugar kelp, Saccharina latissima, has been studied to evaluate the seasonal variation in the antioxidant activity. The results of the study revealed that there is a strong positive correlation between total phenolic content and total antioxidant capacity. Additionally, total phenolic content and total flavonoid content have been reported to contribute positively to the radical scavenging activity (Marinho et al., 2019). The various extracts (water and ethanolic) of 26 species of seaweeds collected from the Kuwait coast of Arabian Gulf have been studied for phytochemicals, phenolics, and antioxidant activities (Farvin et al., 2019). The results of the study revealed that Canistrocarpus cervicornis and almost all of the selected Sargassum species showed better radical scavenging and reduced power activity. The seaweeds from this geographical location contain more flavonoids than phlorotannins. Almost all of the studied seaweeds contained hydroquinone which is known as a skin whitening agent. This study concluded that seaweeds could be potentially rich sources of antioxidants for food and pharma sectors (Farvin et al., 2019). The antioxidant activities of three Indian brown seaweeds (Sargassum marginatum, Padina tetrastromatica and Turbinaria conoides) have been studied using in vitro methods such as total antioxidant activity, DPPH radical scavenging, and deoxyribose assays (Chandini et al., 2008). The results of the in vitro study indicated that methanolic extracts from three seaweeds showed potential antioxidant activity in the dose dependency manners (Chandini et al., 2008). The study reveals that the seaweeds showed the highest antioxidant activity and protect the cell against hydrogen peroxide (Sathya et al., 2017). It is also reported that the natural antioxidants is one of the important area among the present research scenario of seaweed application and utilization (Airanthi et al., 2011; Chandini
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et al., 2008). Therefore, it has got many demands in food and pharmaceuticals industries for the development of natural bioactive, antiaging, and anticarcinogenic compounds that may cause detrimental effects on health. Various naturally available antioxidants are derived from the seed oil, fruits, spices, and various other natural sources.
9.2
Antitumor activity
Cancer is a pathological condition and remains one of the leading causes of human death in the world. Globally, breast cancer is the second leading cause of death in women among all types of cancer (Bray et al., 2018). Presently, chemotherapy is widely used for the treatment of cancer with a wide range of side effects. The ocean contains a wide diversity of plant and animal organisms; among these organisms seaweeds are considered as a rich source of natural products and bioactive compounds such as polyphenols, peptides, polysaccharides, vitamins, and fatty acids with different structures and functional properties, which provide the numerous health benefits to living organisms (Ganesan et al., 2008; Gardiner et al., 2008; Hayes, 2015; Okolie et al., 2018; Synytsya et al., 2010; Wijesinghe and Jeon, 2012b). Many groups of researchers are focusing on these issues to identify potent natural compounds with minimal side effects. Seaweeds contain a group of sulfated hetero polysaccharide compounds known as fucoidan, which have been reported to perform various admirable biological activities such as antioxidant, antiinflammatory, antiobesity, anticoagulant, antiallergic, antitumor, antiviral, antiuropathy, antihepatopathy, and antirenalpathy effects (Gutiérrez-Rodríguez et al., 2018; Vo and Kim, 2013; L. Wu et al., 2016). The seaweed-derived fucoidan has been shown to be effective in inhibiting the growth of various cell lines as studied by in vitro assays. The anticancer potential of fucoidan was evidenced by clinical trials of various types of the cancer patients (Bray et al., 2018; Palanisamy et al., 2017; Synytsya et al., 2010; Vo and Kim, 2013). Studies have been done to isolate and purify the fucoidan and also investigate their antitumor activity (Synytsya et al., 2010). The results of this study indicated that miyeokgui fucoidan showed antitumour activity against PC-3 (prostate cancer), HeLa (cervical cancer), A549 (alveolar carcinoma), and HepG2 (hepatocellular carcinoma) cells (Synytsya et al., 2010). The study has also been done to extract the six heterofucans from the brown seaweed Dictyopteris delicatula (Magalhaes et al., 2011) and result of the study indicated that heterofucans showed antitumor activity (Magalhaes et al., 2011). The polysaccharides extracted from the brown seaweed Sargassum pallidum showed significantly higher antitumor activity against the HepG2 cells, A549 cells, and MGC-803 cells (Ye et al., 2008). The sulfated polysaccharides have been isolated from brown seaweeds (Saccharina japonica and Undaria pinnatifida), and their antitumor activity was tested against human breast cancer T-47D and melanoma SK-MEL-28 cell lines (Vishchuk et al., 2011). Fucoidans from S. japonica and U. pinnatifida noticeably inhibited the proliferation and colony formation in breast cancer and melanoma cell lines in a dosedependent manner (Gutiérrez-Rodríguez et al., 2018; Vishchuk et al., 2011; L. Wu et al., 2016). Therefore, the results obtained from the various studies indicated that
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the use of seaweeds-derived molecules might be a potential approach for the cancer treatment (Vishchuk et al., 2011).
9.3
Neuroprotective activity
Oxidative stress leads to the generation of reactive oxygen species (ROS) which may cause extensive damage to proteins, lipids, and DNA. It results from an imbalance of antioxidant homeostasis and plays a crucial role in neurodegenerative diseases (Pal and Suresh, 2016b). Parkinson disease is commonly related with neuroprotective factor. It is common in elderly individuals and increasing rapidly. It has a very complicated mechanism as this disease is directly linked with dopaminergic neuron loss (H. Liu, Wang et al., 2018). Ten fucoidan derivatives have been successfully synthesized and their neuroprotective, anticomplement activities were determined by employing various established in vitro systems. All fucoidan derivatives showed considerable neuroprotective and anticomplement activities and had stronger activities than fucoidan in certain tests (H. Liu et al., 2018). The result of the study also indicated that sulfate and benzoylate groups could enhance the neuroprotective activity of fucoidan (H. Liu et al., 2018). Alzheimer and Parkinson diseases are increasing with the population age and related to the nerves and neurons. Crude fucoidan had been extracted from Saccharina japonica and its fractions were tested for their neuroprotective activities. The results obtained from this study indicated that a fraction of fucoidans have neuroprotective effects and also suggest that heteropolysaccharides might contribute to their neuroprotective activity (Jin et al., 2013). Marine brown seaweed Bifurcaria bifurcata was studied for its antioxidant and neuroprotective activities. Neuroprotective effects of seaweeds were evaluated in a neurotoxic model which is induced by 6-hydroxydopamine in a human neuroblastoma cell line (SH-SY5Y) (Silva et al., 2019). The study also investigated the mechanisms associated to neuroprotection by determination of H2O2 production, Caspase-3 activity, mitochondrial membrane potential, and DNA fragmentation observation. The isolated diterpenes (eleganolone and eleganonal) fractions exhibited the best neuroprotective activities by preventing the changes in mitochondrial potential, reduction of H2O2 levels and an increase in cell viability (Silva et al., 2019). Therefore, the results obtained from various research studies indicated that seaweedsderived molecules are potential natural sources of the molecules with neuroprotective activities (Alghazwi et al., 2016; Alghazwi et al., 2019; Suganthy et al., 2010).
9.4
Anticoagulant activity
Anticoagulant molecules are used as an in vivo medication for thrombotic disorder. In past years, many efforts have been undertaken to obtain an enhanced form of anticoagulants, which may have less risk of hemorrhage. Seaweeds are the rich source of sulfated polysaccharides, which have potential anticoagulant properties. These polysaccharides usually have the ability to prevent coagulation and obtained from the red and brown seaweeds. Nowadays, there is a growing interest in the alternative
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anticoagulant agents from various natural resources. It is also stated that polysaccharides from brown, red, and green algae are the promising sources for anticoagulant activities (Carvalhal et al., 2019; Venkatesan et al., 2019). Novel water-soluble polysaccharides were isolated from three selected Indian seaweeds Enteromorpha compressa (green algae), Gracilaria filiforms (red algae), and Turbinaria conoides (brown algae) and their therapeutic applications were evaluated. The results of the study showed that all the three seaweeds demonstrated pronounced in vitro anticoagulant activities, which confirmed the unambiguous role in the prolongation time of the intrinsic coagulation pathway (Venkatesan et al., 2019). The seaweed (Monostroma angicava) polysaccharides were evaluated for their anticoagulant property by in vitro and in vivo methods and results indicated that polysaccharides effectively prolonged the clotting time and exhibited strong anticoagulant activity in in vitro and in vivo conditions. Therefore, results suggested that seaweed derived polysaccharide is a potential novel anticoagulant agent (X. Liu et al., 2018). An anticoagulant-active sulfated polysaccharide was extracted with boiling water from the green seaweed Monostroma angicava; it has been reported to have a high anticoagulant activity (Li et al., 2017). Sulfated and pyruvylated galactans isolated from three tropical species of the green seaweeds Penicillus capitatus, Udotea flabellum, and Halimeda opuntia showed a moderate anticoagulant activity as evaluated by general coagulation tests (Arata et al., 2015).
9.5
Immunomodulatory activity
Immunomodulation is known as the work or action taken under medication on auto regulating processes that enhance the immunological defense system. Currently, research focusing on the natural compounds that can modulate the immune system is gaining attention (Pérez-Recalde et al., 2014). It is also well reported that seaweed-derived molecules could be a promising source for enhancing the immunomodulatory activity. However, the effects of polysaccharides from seaweeds on the immune system are much less studied (Pérez-Recalde et al., 2014). Water-soluble sulfated polysaccharides from the red seaweed (Nemalion helminthoides) were investigated to determine their in vitro and in vivo immunomodulatory activities and results suggest that seaweed polysaccharides could be a strong immunomodulators (Pérez-Recalde et al., 2014). The aqueous extract of Sargassum vulgare, Padina tetrastromatica, and Amphiroa fragilissima exhibited promising immunomodulator properties (Talluri et al., 2017). Watersoluble sulfated polysaccharides extracted from Enteromorpha prolifera were also investigated to determine their in vitro and in vivo immunomodulatory activities and results suggest that the sulfated polysaccharides are strong immunostimulators (J.-K. Kim, Cho et al., 2011).
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Antiobesity activity
Obesity is a disorder that can be defined as the increase in body weight caused by excess body fat accumulation that may impair health (C.-H. Wu et al., 2010). As per World Health Organization, overweightness and obesity are the fifth leading risk for global death, and at least 2.8 million death cases have been reported due to overweightness or obesity (Chandrasekaran et al., 2012). Many researchers have been trying to find natural remedies to combat life-threatening obesity. In some studies, it was reported that the seeds of Hunteria umbellata, Panax ginseng, and Embelia ribes showed effects in high-fat diet (HFD)-fed mice (Adeneye et al., 2010; Bhandari et al., 2013; Lee et al., 2013). Study conducted by Kang et al. (2016) reported that Plocamium telfairia extract (PTE) decreased the expression of adipogenic-specific proteins peroxisome proliferator-activated receptor-g, CCAAT/ enhancer-binding protein-a, sterol regulatory element-binding protein 1, and fatty acid-binding protein 4 compared with that in the untreated 3T3-L1 cells. This study also indicated that the oral administration of PTE was found to significantly reduce body weight, fatty liver, amount of white adipose tissue, and levels of triglyceride and glucose in the experimental tested animals (M.-C. Kang et al., 2016). The lipids from edible seaweed, Undaria pinnatifida (consisting mainly of carotenoid and fucoxanthin), showed significant increase in mitochondrial uncoupling protein 1 (UCP1) in white adipose tissue (WAT), although there is little expression of UCP1 in WAT of mice fed with control diet (Maeda et al., 2005). Diet rich in fucoxanthin-rich wakame lipids (WLs) along with high fat (HF) showed significant reduction in body weight and WAT (Maeda et al., 2009). Similarly, fucoxanthin from brown seaweeds induces UCP1 in abdominal WAT mitochondria, leading to the oxidation of fatty acids and heat production in WAT (Miyashita et al., 2011).
9.7
Antidiabetic activity
Morgen and Sørensen (2014) state that the number of people suffering from glucose and lipid metabolic disorders has increased exponentially in recent decades, and diabetes has become a major public health problem worldwide (Morgen and Sørensen, 2014). Glucose and lipid metabolic disorders induce type 2 diabetes mellitus which is a common metabolic disorder characterized by high blood glucose and relative lack of insulin secretion (Morgen and Sørensen, 2014). Most of the marine algae are rich in bioactive ingredients with diverse biological activities and potential health benefits (Zhao et al., 2018). Prebiotics which are the derivatives of marine macroalgal polysaccharides and oligosaccharides have various effects on animal health, including the modulation of gut microbiota. Brown seaweed Sargassum confusum (SCO) has a sequence of sulfated anhydrogalactose and methyl sulfated galactoside units. Fasting blood glucose levels were significantly decreased after SCO administration (Yang et al., 2019). Study conducted by Oh et al. (2016) reported that consumption of brown seaweeds did not prevent long-term HFD-induced obesity in C57BL/6N mice; it reduced insulin resistance and circulation of proinflammatory cytokines (Oh et al., 2016).
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It was also reported that including edible brown seaweed in the diet has a number of positive bioactivities including antidiabetic and so on. The study showed that the seaweed contains nutrients such as protein, vitamins, minerals and dietary fibers which further could be able to act as antidiabetic agents (L. Wang et al., 2018).
10.
Utilization of seaweeds and their derivates in healthier food products
In the recent decades, the role of food commodities in human health and diet is progressively gaining more attention. The foods not only contain essential nutrients but also have other bioactive compounds and metabolites which have been found to be considered as important for good health and disease prevention (Gupta and Abu-Ghannam, 2011). Seaweed has been used as an important dietary component for centuries in East Asia, due to its health benefits. However, seaweeds are attracting attention of the researchers and industries as a valuable food source in other parts of Asia, Africa, and Western parts of the world, and growing interest to explore the all possible seaweed interventions, including functional food product development (Birch et al., 2019). The main focus of new formulations of the food products usually depends on the consumer interest toward healthier foods (Khalid et al., 2018). In most cases, seaweeds are used in foods for their mineral contents or for the functional properties of their polysaccharides. However, seaweeds are rarely promoted for the nutritional value of their proteins (Pangestuti and Kim, 2015). Edible seaweeds are a promising source of antioxidants, dietary fibers, essential amino acids, vitamins, phytochemicals, polyunsaturated fatty acids, and minerals. Several research studies have evaluated the gelling, thickening, and therapeutic properties of various species of the seaweeds when they are used individually (Roohinejad et al., 2017). Food products enriched with seaweeds and seaweed extracts may have improved nutritional, textural, sensorial, and health promoting properties. Various seaweeds have been incorporated in various food products such as meat, fish, bakery, and other food products (J onsd ottir et al., 2016; Moreno et al., 2016; Rioux et al., 2017). Moreover, foods enriched with seaweeds and seaweed extracts showed positive effects on the different lifestyle diseases such as obesity, hypertension, dyslipidemia, and diabetes. The results of various studies demonstrated that the addition of seaweeds (either in powder or extract form) can significantly improve the nutritional and textural properties of food products (Senthil et al., 2011). Moreover, the addition of seaweeds also affected the properties of food products such as color etc. (Jonsdottir et al., 2016; Rioux et al., 2017). As well as, low-fat products with less calories and less saturated fatty acids can be prepared using seaweeds. The results of several research studies demonstrated that the health value, shelflife, and overall quality of foods can be improved through the addition of either seaweeds or seaweed extracts (Rioux et al., 2017).
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The effects of dietary supplementation with seaweed extracts, vitamin E, and galacto-oligosaccharides in porcine diets for 5 weeks have been studied on the color, microbiology, lipid peroxidation, and antioxidant status of the meat. Compared to basal diet, dietary supplementation with seaweed extracts and galactooligosaccharides exhibited lower bacterial count throughout the storage period. These results demonstrate the potential for the incorporation of seaweed extracts into muscle foods (Rajauria et al., 2016).
11.
Conclusion
Seaweeds are the promising and good reservoir of bioactive molecules and compounds with numerous potential biological and biomedical activities. They are good source of natural antioxidants, antimicrobials, and hydrocolloids molecules. Incorporation of seaweeds and their derivates into the food systems can improve the shelflife, nutritional, textural, organoleptic, sensory, and also improve the health promoting activities of final products. However, there is a need to optimize the amount of seaweed in the formulation of desired food products composition. Usually, seaweeds are enriched with remarkably amount of polymers such as sulfated polysaccharides, and fucoidan. However, the proteins present in the seaweed need to be explored to release their bioactive peptides from the parental sequences. Computational-derived approaches can be used to explore the seaweed as a source of various bioactive peptides that may have various applications in the food, pharma, and other biotechnological sectors. Seaweeds are also considered as a potential source of food ingredients especially in the Asian countries, and further studies need to be conducted on the functional characteristics of seaweeds and its utilization for various food and pharmaceutical applications.
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Antimicrobial properties of selected plants used in traditional Chinese medicine
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Mishri Lal, Sandip Kumar Chandraker, Ravindra Shukla Laboratory of Bio-resource Technology, Department of Botany, Indira Gandhi National Tribal University, Amarkantak, Madhya Pradesh, India
1. Introduction There are various types of microorganisms in nature, which can cause multiple infectious diseases in human beings. The leading cause of morbidity and mortality are still microbial contagious diseases. The microbial illness remains a dominant threat to the world, regardless of efforts and progress in the development of modern medicine (Cos et al., 2006). According to a WHO report, infectious or microbial diseases are responsible for approximately half of the deaths occurring mainly in tropical and developing countries worldwide (Kuete et al., 2011). The effect of microbial diseases is particularly significant in these countries, where there is limited access to modern medications, and costs are mostly unaffordable when the latter are available (Lulekal et al., 2014). The number of multidrug-resistant microbial strains and the appearance of isolates with reduced susceptibility to antibiotics are continuously increasing (Selvamohan et al., 2012). Currently, the increasingly dangerous threat from drugresistant microorganisms invokes a global effort to discover novel solutions, based on natural products obtained from plants (Theuretzbacher, 2012). Many naturally occurring compounds found in medicinal plants were identified with antimicrobial activity that can be used as sources of antimicrobial agents against pathogenic microorganisms without side effects caused by synthetic antimicrobial agents (Teng and Lee, 2014). Therefore, there is a need to search for a new infection-fighting approach to control microbial infections. Herbal medications have been used to treat infectious ailments since the early ages of humanity. The main reason for the dependence on traditional medicines is socioeconomic condition and unavailability of modern medicine. As new infections and microbial resistance are continually emerging, the search for novel medications from herbal formulations to combat microbial infection is always needed. Plants had been utilized empirically long before the concept, and recognizable proof of etiologic infectious agents had been developed. In general, plant products targeted different sites against drug-resistant microbial pathogens other than those used by prevalent antibiotics (Padalia et al., 2017). Many recent studies showed significant agreement between the traditional use of plants in the treatment of infectious diseases and experimental antimicrobial activity in the laboratory (Fabricant and Farnsworth, 2001). Functional and Preservative Properties of Phytochemicals. https://doi.org/10.1016/B978-0-12-818593-3.00004-X Copyright © 2020 Elsevier Inc. All rights reserved.
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Traditional Chinese medicine (TCM) continues to be used today and has deep and rich roots that have been growing for over a 1000 years. In addition to being an alternative treatment process for certain chronic diseases, traditional Chinese medicine is useful in understanding that it offers more personalized remedies than Western medicine and emphasizes the body. It is centered on acupuncture, moxibustion, cupping, and herbal medicine. The treatments in traditional Chinese medicine focus on balance within and between the body and the environment around the body. The traditional Chinese medicines are relatively safer than synthetic alternatives with very few side effects, high effectiveness, offering profound therapeutic benefits, and inexpensive treatment (Padalia et al., 2017).
2.
Character and significant features of Traditional Chinese medicine
The essence of traditional Chinese medication has dependably been the most advanced and experienced in the world. TCM is a system with its very own luxurious customs and a sizable collection of information from more than 3000 years of persistent use and refinement through observation, testing, and critical thinking. In theory and practice, TCM is not quite the same as Western medication, both as far as thinking about how the human body functions and how ailment occurs and should be treated. Its extensive system is full of practical medical technology and proven experiences, which have been gradually included in modern medicine. It has knowledge which can affect the future direction of therapeutic development, yet its philosophy is simple enough to fit changing times and different cultures. TCM is an overall system of health care that uses a variety of treatments and therapies to deal with the disease and to get optimum health for patients. TCM can help manage stress and infectious diseases and enhance understanding of healthy and balanced community life. Traditional Chinese medicinal plants promise an excellent source of natural antimicrobial agents.
3.
Formulations of traditional Chinese medicinal plants
Chinese therapeutic formulations are prepared in various ways; such as herbal decoctions, herbal powders, syrups, etc. Decoctions: The most traditional form of developing a herbal formula in China, the decoction can involve lengthy preparation and result in “tea” it has strong flavor and aroma. Due to these reasons, decoctions are not as popular or as widely used in the West. Powders: Herbal Powder, which can be mixed with hot water to make tea, is easier to prepare and use and is not as sharp as a traditional decoction. Syrups: It is a soothing preparation for cough and sore throat, and also a convenient way of administering herbal formulations for children.
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4. Antimicrobial properties of some common plants used in traditional Chinese medicine 4.1
Panax ginseng C. A. Mey
The plant, commonly known as “Ginseng” or “Ren-Shen” is utilized in TCM as a tonic and an adaptogen to lessen fatigue and boost the immune system. Ginseng is a perennial adaptogenic herb plant belonging to the genus Panax of the family Araliaceae. As of late, ginseng extracts are shown to have both bacteriostatic and bactericidal activities and seem to exert their effects by several systems, including interruption of biofilms, inhibition of majority detecting and harmfulness factors, and altering motility (Kachur and Suntres, 2016). It has also shown antifungal properties as demonstrated by its ability to inhibit the growth of several mold and yeast species. The extract obtained from the root has potent antiviral activity against the RNA viruses in cell cultures and animal models. The major phytocompounds or bioactive compounds of ginseng are ginsenosides, panaxans, sesquiterpenes, and acetylenic compounds. But ginsenosides are the primary pharmacological components in Ginseng that have various biological functions, including antidiabetic, immunomodulatory, antitumor, antiaging, and anti-inflammatory properties (Peng et al., 2012). Ginsenosides are also one type of saponin, and at least 289 saponins have been reported in different species of Ginseng or Panax species (Yang et al., 2014). According to Jia et al. (2009) and Ru et al. (2015) ginsenosides are dammarane-type, triterpenoid saponin compounds found in most parts of the plant, but are most often extracted from the roots (Fig. 4.1). Ginsenosides inhibit the growth of human pathogenic fungi such as Candida albicans, Saccharomyces cerevisiae, and Trichosporon beigelii (Sung and Lee, 2008). Investigations in the mechanisms of antifungal activity of these ginsenosides revealed
OH O
HO
HO
H
H
H
OH O OH
H O
OH
H
O
HO
OH OH
OH Figure 4.1 Chemical structure of ginsenoside.
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that decreased growth rate of fungi and cell death are due to the ability of ginsenosides to inhibit the cellular membrane of the fungus (Kachur and Suntres, 2016). Pretreatment or coadministration of ginsenosides with antifungal agents may increase the viability of existing antifungal medications by permitting their administration at lower, nontoxic dimensions. Ginsenosides also have good antibacterial activity against Pseudomonas aeruginosa, Listeria monocytogenes, and Helicobacter pylori (Song et al., 1997a,b; Kim et al., 2017). Ginsenosides also are capable of reducing influenza viral infections (Yoo et al., 2012; Park et al., 2014; Song et al., 2014). Recently, Kim et al. (2019) investigated the antimicrobial potential of metabolites extracted from ginseng bacterial endophyte Burkholderia stabilis against ginseng pathogens.
4.2
Ginkgo biloba L.
Ginkgo biloba is an old Chinese gymnosperm tree and commonly known as “Bai Guo.” The plant is the leading surviving member from the Ginkgoaceae family, which appeared 250 million years ago; therefore, it is also called as “living fossil.” Now for a long time, Ginkgo biloba is being used as a herbal medicine not only in China but also in the United States and Europe for various diseases, and the demand for its extracts in many natural products is increasing day by day (Blumenthal, 2002; Mahadevan and Park, 2008). Concentrated and partly purified products made from Ginkgo biloba constituents have been marketed widely under different trade names, for the treatment and management of cognitive deficiencies, other age-related impairments, and many other chronic and acute diseases such as cardiovascular and bronchial pathologies (Fig. 4.2) (Kanowski et al., 1996; Diamond et al., 2000).
O
O O
H O
HO
O
OH
O
O H
(A)
OH OH OH
(B)
(C) Figure 4.2 Chemical structures of (A) Bilobalide, (B) Ginkgolic acid, and (C) Alkylphenol.
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Ginkgo contains several biologically active compounds such as ginkgolides, bilobalides, flavonol, glycosides, ginkgolic acid, ginkgols, bilobols, and alkylphenols. Many of them show good antimicrobial activity against pathogenic microbes. Ginkgolides and bilobalides are the same type of terpenes which show perfect antiviral and antifungal activity (De Tommasi et al., 1990; Watanabe et al., 1990; Anke and Sterner, 1991). Bombardellii and Ghione (1993) reported bilobalide to be active in vitro against pathological bacterial strains of Trichomas vaginalis, Staphylococcus aureus, Enterococcus faecalis, Escherichia coli, and Lactobacillus spp. A similar investigation was also done by Lee and Kim (2002) with the help of flavonol glycosides against Clostridium perfringens and E. coli. Itokawa et al. (1987) reported weak antimicrobial activity by alkylphenols (bilobol and cardanol) against S. aureus and E. faecalis. In contrast, Choi et al. (2009) reported vigorous exercise of hydroxyalkenyl salicylic acids (ginkgolic acid) as low as 2 mg/mL against vancomycinresistant Enterococcus spp.
4.3
Ephedra sinica stapf
Ephedra sinica belongs to the Ephedraceae family. Ephedra sinica has a long history in traditional Chinese medicine (approximately 5000 years), with uses in the treatment of allergies, nasal congestion, bronchial asthma, coughs, and flu. The drug is known under the name of “Ma-huang” which was traditionally obtained from the dry stems of Ephedra sinica. The plant contains many bioactive components such as alkaloids, i.e., ephedrine, pseudoephedrine (isoephedrine), nor-pseudoephedrine (cathine), nor-ephedrine, methyl ephedrine, methyl pseudoephedrine, tannins, and other constituents, including quinoline and 6-hydroxy kynurenic acid (Friedrich and Wiedemeyer, 1976; Cui et al., 1991; Caveney and Starratt, 1994). The phenolic compounds isolated from Ephedra exhibit substantial antimicrobial activity against Pseudomonas aeruginosa, a gram-negative bacterium, Staphylococcus aureus, a gram-positive bacterium, and Aspergillus niger, a fungus (Khan et al., 2017). From the n-BuOH-soluble fraction of the EtOH extracts from E. sinica, 12 A-type proanthocyanidins are isolated and identified. These compounds are tested by measuring the minimum inhibitory concentrations (MIC) against bacteria (both gram-positive and gram-negative) and fungi, with a concentration range of 0.00515e1.38 mmol/L (Zang et al., 2013) (Fig. 4.3).
NH
OH Figure 4.3 Chemical structure of ephedrine.
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4.4
Functional and Preservative Properties of Phytochemicals
Artemisia annua L.
Artemisia annua L. is one of the famous traditional Chinese medicines commonly known as “Qing Hao.” It has been used in China for more than 2000 years to treat many disorders. In China, it is traditionally used for the treatment of fever (especially malaria) and hemorrhoids. It is used in the crafting of aromatic wreaths, as a flavoring for spirits such as vermouth, and as a source of essential oils for the perfume industry. A large variety of compounds have been extracted from A. annua such as sesquiterpenoids, flavonoids, coumarins, lipids, phenolics, purines, steroids, triterpenoids, aliphatics, and artemisinin (Kim et al., 2015). Artemisinin is the primary bioactive compound of A. annua. Galal et al. (2005) reported antifungal activity of A. annua (Artemisinin derivatives) against two opportunistic pathogens, Candida albicans, and Cryptococcus neoformans. The antibacterial properties of artemisinin have been tested on a wide range of bacteria, such as E. coli, S. aureus, P. aeruginosa, Mycobacterium intracellulare, Bacillus subtilis, Bacillus thuringiensis, and Salmonella sp. (Sack, 1975; Slade et al., 2009; Appalasamy et al., 2014). Kim et al. (2014) also reported antimicrobial activity of the plant extracts against the periodontopathic microorganisms Aggregatibacter actinomycetemcomitans, Fusobacterium nucleatum subsp. animalis, Fusobacterium nucleatum subsp. polymorphum, and Prevotella intermedia (Fig. 4.4).
4.5
Alpinia officinarum hance
Alpinia officinarum (Gao Liang Jiang) is one of the most popular Chinese herbal medicines, belonging to Zingiberaceae family. It is native to Lingan Range in southern China and is cultivated for food in Guangdong Province. Modern pharmacological studies have indicated A. officinarum to have bioactivities such as antibacterial, antiviral, antitumor, antioxidant, as well as suppressive properties for gastrointestinal bleeding. Diarylheptanoid is the main component of this plant; however, flavonoids and volatile oils (alpha-pinene, cineole, linalool, sesquiterpene, lactones) are the primary bioactive compounds of A. officinarum (Fig. 4.5). Several investigations show the volatile oil of A. officinarum having an excellent antimicrobial activity. Srividya et al. (2010) investigated that the methanolic extracts
O O
H
O O H Figure 4.4 Chemical structure of artemisinin.
H O
Antimicrobial properties of selected plants used in traditional Chinese medicine
O
125
O
HO
OH OCH3
OCH3
Figure 4.5 Chemical structure of diarylheptanoid.
showed moderate to potent antimicrobial activity against Bacillus cereus, S. aureus, P. aeroginosa, and E. coli but no antifungal activity against Aspergillus niger and C. albicans. However, methanolic extract from the rhizome displayed antifungal activity on clotrimazole resistant C. albicans at a MIC value of 2.5 mg/mL (Bonjar, 2004). Hexane, ethanol, and acetone extracts obtained from the rhizome inhibited 50% growth of C. albicans (Liu et al., 2012). Chen et al. (2004) reported antimicrobial activity from the methanolic extracts of A. officinarum against food microorganisms E. coli and S. aureus. In contrast, Zhang et al. (2013) reported that ethanolic extract showed no antifungal activity on C. albicans at a concentration of up to 1 mg/mL. In the same report, 100% growth inhibition was observed against S. aureus. Lakshmanan et al. (2018) suggested that the potential application of plant against bacterial virulence and drug resistance considering the swarming motility property of P. aeruginosa is vital to exerting its effect on host cells. Indrayan et al. (2007) investigated antimicrobial activity against S. aureus, Bacillus subtilis, E. coli, Klebsiella pneumoniae, Salmonella typhi, and the fungus C. albicans from the essential oil of A. officinarum. Honmore et al. (2016) reported that various isomers of diarylheptanoids induced a potent in vitro and in vivo antitubercular effect against a dormant strain of Mycobacterium tuberculosis with IC50 values of 0.34e47.69 mM and 0.13e22.91 mM, respectively, comparable to positive controls rifampicin and isoniazid with lesser effects.
4.6
Angelica sinensis (oliv.) diels
The roots of A. sinensis have a long history of remedy for women’s disorders in traditional Chinese medicine (Hou et al., 2005; Deng et al., 2006; Kuang et al., 2006). Traditionally, it is known as “Dang Gui” or “Female ginseng.” In addition, A. sinensis root is used as a dietary supplement of women’s care in Asia, Europe, and America. A. sinensis in specific formulation is prescribed for women in China as a remedy for menopausal symptoms and improves their health by strengthening body organs and nourishing the blood (Haines et al., 2008). To extract bioactive compounds for medicinal applications or to further purify it for therapeutic synthesis, it is impractical to use the root as a rootstock (Zhao et al., 2018). The active constituents of A. sinensis roots appear to include polysaccharides, organic acids, and phthalides. The main bioactive components of A. sinensis are phthalides, ferulic acid, decursin, n-butylidenephthalide, pyranocoumarins, Z-ligustilide, and coniferyl ferulate (Katoh
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Functional and Preservative Properties of Phytochemicals
HO
O
OH
O
HO
OH O
O
O
(A)
O
(B) O O
O
O
O
(C)
O
(D)
O
O
(E) Figure 4.6 Chemical structure of (A) Ferulic acid, (B) Coniferyl ferulate, (C) n-Butylidenephthalide, (D) Pyranocoumarins, (E) Z-Ligustilide.
et al., 2011; Jeong et al., 2015; Tan et al., 2015; Wei et al., 2016). Coniferyl ferulate shows antioxidant, antiinflammatory, anti-Alzheimer functionalities, and antibacterial, anticancer effects (Fig. 4.6). Several investigations show good antimicrobial activity of A. sinensis. Antimicrobial property of A. sinensis was reported against two biomonitor strains, Chromobacterium violaceum CV026, and Pseudomonas aeruginosa PAO1. Han and Guo (2012) reported antimicrobial activity of A. sinensis against E. coli, S. aureus, and Shigella sp. (Z)-Ligustilide, which is one of the major components of A. sinensis, showed antiviral properties and antimicrobial activity against gram-positive bacteria, gram-negative bacteria, and yeast (Beck and Stermitz, 1995). A. sinensis oil was also evaluated for antifungal activity against three Colletotrichum sp. (C. acutatum, C. fragariae, and C. gloeosporides), which cause anthracnose disease on strawberry, using directbioautography assay and a strawberry detached leaf assay (Tabanca et al., 2008).
4.7
Arctium lappa L.
Arctium lappa, commonly known as “Niu Bang Zi” in CTM system, is believed to be a healthy and nutritious food in Chinese societies. It is a perennial herb belonging to the Asteraceae family and also known as Burdock. In traditional medicine, the seeds of burdock are crushed to form a mixture that provides relief against measles, arthritis,
Antimicrobial properties of selected plants used in traditional Chinese medicine
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tonsillitis, throat pain, and common cold. Burdock root can also be used to treat gout, rheumatism, ulcers, acne, eczema, and psoriasis. Chinese also used dried burdock as a diuretic, diaphoretic, and a blood purifying agent. It purifies the blood by removing dangerous toxins. The extract from different parts of A. lappa has long been considered to be good for health because it helps to enhance the body’s immune system and improves metabolic functions (Lin et al., 2002). Tannin, arctigenin, arctiin, beta-eudesmol, caffeic acid, chlorogenic acid, inulin, trachelogenin, sitosterol-beta-D-glucopyranoside, lappaol, and diarctigenin are the main active ingredients isolated from this herb. Antiinflammatory, anticancer, antidiabetic, antimicrobial, antiviral, and other biological activities and pharmacological functions have been reported for A. lappa (Chan et al., 2011) (Fig. 4.7). There are also restrictive effects of chlorogenic acid isolated from the leaves on E. coli, S. aureus, and Micrococcus luteus (Lin et al., 2004). Thikra et al. (2015) evaluated the in vitro antimicrobial activity of crude extract of A. lappa on some grampositive and gram-negative pathogenic bacteria, i.e., P. aeruginosa, S. aureus, Salmonella typhimurium, E.coli, Listeria monocytogene, Streptococcus pyogenes, Brucella abortus, and Bacillus anthracis. Aboutabl et al. (2013) evaluated the antimicrobial activity of volatile constituents from the roots, leaves, and seeds of A. lappa against gram-positive bacteria (Bacillus subtilis), gram-negative bacteria (E. coli), and fungi (Aspergillus niger and C. albicans). Lyophilized extract from A. lappa leaves have been reported to exhibit antimicrobial activity against oral microorganisms and are most effective against endodontic pathogens including Bacillus subtilis, C. albicans, Lactobacillus acidophile, and P. aeruginosa (Pereira et al., 2005). Gentil et al. (2006) observed that A. lappa ethyl acetate fraction was used effectively as an intracanal medication for 5 days in teeth infected with C. albicans, E. coli, L. acidophilus, P. aeruginosa. A. lappa also showed antiviral activity. Strong inhibitory effects on herpes virus (HSV-1, HSV-2) and adenovirus (ADV-3, ADV-11) are present in phenolic constituents, like caffeic acid and chlorogenic acid (Chiang et al., 2002). Arctigenin, one of the lignanoid ingredients, has demonstrated in vivo and in vitro activity against human immunodeficiency virus type-1 (HIV-1) (Schroder et al., 1990; Eich et al., 1996).
O
O
O O
O O HO
O
O O
O OH
HO
O OH
-O
OH
(A)
OH
(B)
OH O
O
(C)
Figure 4.7 Chemical structure of (A) Arctiin, (B) Caffeic acid, (C) Arctigenin.
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4.8
Functional and Preservative Properties of Phytochemicals
Astragalus membranaceus (fisch.) bunge
Astragalus membranaceus (Huang Qi) root is being used in TCM since long. The root juice of the plant is one of the most popular herbal tonics in China. It is an energy drink especially to make people young and active. It increases stamina and endurance, and improves resistance to the cold. Astragalus was found to have some promising effects in reducing proteinuria and increasing hemoglobin and serum albumin as adjunctive therapy to conventional therapies (Zhong et al., 2013). Polysaccharides, saponins, flavonoids, isoflavonoids, sterols, and astragalosides are the major chemical components of A. membranaceus roots. Two families of cysteine-rich peptides (CRPs), known as a- and b-astratides, identified and characterized by the A. membranaceus roots possess potent antifungal activity (Huang et al., 2019). Astragaloside IV is extracted, isolated, patented, and marketed as a longevity agent under the name TA-65 (Fig. 4.8). Bai et al. (2018) reported the antibacterial activity of the seed extract of A. membranaceus against Bacillus dysenteriae, Staphylococcus aureus, and Escherichia coli. Lai et al. (2018) evaluated the antimicrobial activity of aqueous root extracts of the plant against pathogenic bacteria Alcaligenes faecalis, Aeromonos hydrophila, Bacillus cereus, Salmonella newport, and Shigella sonnei. The methanolic and ethanolic extracts of the plants have reported potential antibacterial activity against diarrheal pathogens E. coli, Salmonella enteritidis, Shigella sp., and Campylobacter (Balachandar et al., 2012). b-astratides possessed potent antifungal activity against four phytopathogenic fungal strains, i.e., Fusarium oxysporum, Alternaria alternata, Rhizoctonia solani, and Curvularia lunata (Huang et al., 2019).
4.9
Chrysanthemum morifolium ramat
Chrysanthemum morifolium, known as “Ju Hua,” in China is a bitter herb used in Chinese medicine for thousands of years. Health benefits of chrysanthemum flowers have been reported as antiinflammatory, antipyretic, sedative, antiarthritic, and antihypertensive (Bensky et al., 2004). Flavonoids, phenolic acids, and lignans are the major phyto-compounds of C. morifolium. OH O HO
O O
OH O
OH
OH OH
OH OH
Figure 4.8 Chemical structure of astragaloside.
O
OH
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Cui et al. (2018) reported that the plant inhibits growth of gram-positive bacteria (S. aureus, Listeria monocytogenes, Bacillus cereus, and Bacillus subtilis) as well as gram-negative bacteria (E. coli, Salmonella enteritidis, and Salmonella typhimurium). Five bacterial strains (Bacillus cereus, S. aureus, Streptococcus pneumoniae, E. coli, and Shigella flexneri) were investigated for comparative analysis of the antimicrobial activity of C. morifolium extracts (Nowrid, 2017). Yeasmin et al. (2016) evaluated the antibacterial activity of pink, yellow, and white flower extracts of C. morifolium against five gram-positive bacteria, viz. S. aureus, Bacillus cereus, Streptococcus-b-haemolytica, Bacillus subtilis, Sarcina lutea ,and four gramnegative bacteria, viz. Klebsiella pneumonia, P. aeruginosa, Salmonella typhi, and Shigella dysenteriae.
4.10
Lycium chinense mill
Lycium chinense or “Chinese desert thorn” is a well-known traditional Chinese herb which is considered to be an ingredient for eternal youth and long life. A tonic is prepared from the plant that reduces the risk of arteriosclerosis and arterial hypertension (Wang et al., 2009). The fruits of L. Chinense are used in traditional Chinese medicine as a mild Yin tonic, enriching the liver and kidneys, and moistening lungs (Bensky et al., 2004). It is used to treat blurry vision and diminished visuality, infertility, abdominal pain, dry cough, fatigue, and headache. The berries are also used in folk medicine to increase longevity and to prevent premature gray hair (Chen et al., 2004). D-glucopyranoside, flavonols, cinnamic acids, catechins, lyciumlignan D, and lyciumphenyl propanoid A are the major bioactive compounds of L. chinese. Lycium-lignan D and lyciumphenyl propanoid A were isolated from the root bark of L. chinense (Fig. 4.9). Mocan et al. (2014a,b) reported antimicrobial activities of L. chinense extracts against S. aureus, Bacillus subtilis, Listeria monocytogenes, E. coli, and S. typhimurium. D-glucopyranoside, isolated from an ethyl acetate extract of the root bark, exhibited potent antimicrobial activity against antibiotic-resistant bacterial strains, methicillin-resistant Staphylococcus aureus (MRSA), and human pathogenic fungi C. albicans (Lee et al., 2005).
OH O
HO
OH
OH OH
Figure 4.9 Chemical structure of D-glucopyranoside.
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Functional and Preservative Properties of Phytochemicals
O
O
O
OH
O
(A)
(B)
(C)
(D)
Figure 4.10 Chemical structure of (A) Myristicin, (B) Myristic acid, (C) Alpha-pinene, (D) Beta-pinene.
4.11
Myristica fragrans houtt
Myristica fragrans, popularly known as “‘Rou Dou Kou” or “Nutmeg” belongs to the family Myristicaceae. According to TCM, the most common applications of nutmeg are in preventing diarrhea and gastroenteritis. Nutmeg also helps to reduce symptoms associated with digestive problems, such as nausea and vomiting, and can increase appetite. The major bioactive chemical constituents of M. fragrans are myristicin, myristic acid, elemicin, saffrole, eugenol, palmitic acid, oleic acid, alpha-pinene, betapinene, etc. (Fig. 4.10). Sylvester et al. (2018) reported antimicrobial activity of aqueous seed extract of M. fragrans against E. coli, S. aureus, Bacillus sp., and Streptococcus sp. Nurjanah et al. (2017) investigated the antibacterial activity of M. fragrans essential oil against gram-positive bacteria, viz. S. aureus, Staphylococcus epidermis, and gram-negative bacteria, viz. Shigella dysenteriae and Salmonella typhi. Ethanolic and methanolic extracts of M. fragrans were investigated for antibacterial activity against five foodborne pathogens P. aeruginosa, S. aureus, E. coli, Salmonella typhi, and Vibrio sp. (Anibijuwon et al., 2013). M. fragrans was also evaluated for its bactericidal potential against three gram-positive cariogenic bacteria (Streptococcus mutans ATCC 25,175, Streptococcus mitis ATCC 6249, and Streptococcus salivarius ATCC 13,419), and three gram-negative periodontopathic bacteria (Aggregatibacter actinomycetemcomitans ATCC 29522, Porphyromonas gingivalis ATCC 33277, and Fusobacterium nucleatum ATCC 25586) (Shafiei et al., 2012). Narasimhan and Dhake (2006) reported antimicrobial activity of ethanolic extract of M. fragrans seeds against enterohemorrhagic E. coli O157. Some important antimicrobial compounds in M. fragrans seeds like alpha-pinene, beta-pinene, p-cymene, carvacrol, and b-caryophyllene were found effective against Acinetobacter calcoaceticus, Alcaligenes faecalis, Bacillus subtilis, Beneckea natriegens, Brevibacterium linens, Brocothrix thermosphacta, Citrobacter freundii, Enterobacter aerogenes, Erwinia carotovora, E. coli, Flavobacterium suaveolens, Klebsiella pneumoniae, Lactobacillus plantarum, Micrococcus luteus, Moraxella sp., Proteus vulgaris, Salmonella pullorum, Serratia marcescens, S. aureus, and Yersinia enterocolitica (Dorman and Deans, 2004).
4.12
Paeonia lactiflora pall
Paeonia lactiflora is regarded primarily as a women’s herb and mostly used by Chinese women as tonic. The plant is commonly known as “Bai Shao Yao.”
Antimicrobial properties of selected plants used in traditional Chinese medicine HO OH HO
HO HO
O O
HO HO
HO
HO
O O (A)
O O O O
HO HO
OH
O
O O
OH
(B)
131
O
O
HO
OH OH
•HC O
(C)
Figure 4.11 chemical structure of (A) Paeonol, (B) 1,2,3,4,6-Pentagalloylglucose, (C) Pyrethrin.
P. lactiflora is predominantly used for menstrual disorders, viz. dysmenorrhoea or menorrhagia and various painful inflammatory conditions such as cholecystitis. However, it is also recommended for dysentery, hypertension, and spermatorrhoea (Hempen and Fischer, 2009). Paeoniflorin, paeonol, pyrethrin, albiflorin, palbinone, casuariin, pedunculagin, strictinin, casuarictin, benzoic acid, methyl gallate, 1,2,3,4,6-pentagalloylglucose, glycoside oxypaeoniflorin, paeoniflorigenone, 1O-galloyl-beta-D-glucose, 1,2,3-tri-O-galloyl-b-D-glucose, and 1,2,6-tri-O-galloylb-D-glucose are the primary bioactive compounds of P. lactiflora (Fig. 4.11) (Parker et al., 2016). Lee et al. (2018) evaluated the antimicrobial activities of the ethanol extract of P. Lactiflora against enine common bacterial strains like Streptococcus mutans, S. sanguinis, S. parasanguinis, S. sobrinus, S. ratti, S. criceti, S. downei, S. anginosus, S. gordonii, and against bacterial pathogens present in the oral cavity like Aggregatibacter actinomycetemcomitans and Fusobacterium nucleatum. Methanol extracts of P. lactiflora roots showed good antibacterial activity against Bacillus subtilis, and also showed a pivotal inhibition role in the trafficking of viral glycoprotein in virus-infected baby hamster kidney cells (Boo et al., 2011). Ngan et al. (2012) assessed the bactericidal and inhibitory activities of root extract components like paeonol, benzoic acid, methyl gallate, and 1,2,3,4,6-penta-O-galloyl-b-d glucopyranose against Helicobacter pylori. Aqueous extract of P. lactiflora was tested for antimicrobial activities against food-putrefactive microbes viz. Corynebacterium xerosis, C. albicans, Listeria monocytogenes, and Pseudomonas syringae (Park and Cho, 2010).
4.13
Paeonia suffruticosa andrews
The plant is traditionally known as “Chi-shao.” The root of the plant is used for herbal preparations in traditional Chinese medicine. In traditional Chinese medicine, P. suffruticosa is used to treat bleeding or lack of blood movement. The plant extract
132
Functional and Preservative Properties of Phytochemicals HO HO
O
HO
O
HO
OH O
O
OH
O
OH
O
O
H O
O
O H
O
O
H O
HO
OH
HO
(A)
H O O
O
O OH OH
(B)
Figure 4.12 Chemical structure of (A) Galloylpaeoniflorin and (B) Mudanpioside-H.
is believed to stop platelet aggregation. P. suffruticosa contains major bioactive compounds such as galloylpaeoniflorin, 6-O-vanillyoxypaeoniflorin, mudanpioside-H, paeoniflorin, oxy-paeoniflorin, benzoylpaeoniflorin, albi-florin, paeoniflorigenone, and lacioflorin (Fig. 4.12). The methanol extract of P. suffruticosa was studied for their antibacterial activity against E. coli (Espiritu et al., 2014). The extracts of P. suffruticosa also displayed in vitro antibacterial activity against antibiotic-resistant pathogens like Acinetobacter baumannii, P. aeruginosa, S. aureus, and Escherichia (Yang et al., 2014). The compounds 6-O-vanillyoxypaeoniflorin, mudanpioside-H, galloyl-oxypaeoniflorin were isolated from the root bark of P. suffruticosa and showed moderate antibacterial activity against Salmonella paratyphi, S. typhi, Shigella dysenteriae, S. flexneri, and Vibrio cholera (An et al., 2006).
4.14
Polygonum multiflorum thunb
Polygonum multiflorum is known as the “Chinese climbing knotweed” or “He Shou Wu.” Root extracts of the plant have been used for centuries in traditional Chinese medicine for a multitude of conditions and as an agent to prevent aging. It is also used as a tonic in liver and kidney problems and to fortify muscles and bones. Trans-2,3,5,4-tetrahydroxy-stilbene-2-O-d-glucoside and catechin are the main bioactive compounds of P. multiflorum (Fig. 4.13). HO OH O OH HO OH
Figure 4.13 Chemical structure of catechin.
Antimicrobial properties of selected plants used in traditional Chinese medicine
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The antimicrobial activity of P. multiflorum root extracts were investigated against gram-negative bacteriadE. coli and Salmonella enteritidis, as well as against grampositive bacteriadS. aureus, Bacillus subtilis, and Listeria monocytogenes (Quoc et al., 2018). They also reported antifungal activity of the plant against Fusarium equiseti, Aspergillus niger, and Trichoderma asperellum. Methanolic extracts of P. multiflorum roots were used for antimicrobial activity against pathogenic microorganisms like S. aureus, P. aeruginosa, E. coli, and pathogenic fungi Fusarium oxysporum, and A. niger (Thiruvengadam et al., 2014).
4.15
Rheum palmatum L.
Rheum palmatum (Da Hung) belongs to Polygonaceae family and is one of the most popular traditional Chinese medicines used to control various diseases. R. palmatum plays the roles of anticoagulation and antithrombosis agent and improves microcirculation through lowering the endotoxin-induced permeability of microvascular tissue, reducing tissue edema, decreasing inflammatory exudation and necrosis, and enhancing cytoprotection mechanism. The major bioactive components of R. palmatum that are responsible for antimicrobial activites are five hydroxyanthraquinones (HAQs), namely aloe-emodin, rhein, emodin, chrysophanol, and physcion (Fig. 4.14) (Wang et al., 2010). In vitro inhibitory activity of two major compounds (rhein, and aloe-emodin) isolated from R. palmatum were evaluated against Saprolegnia mycelial growth and spore germination (Yao et al., 2017). Aly and Gumgumjee (2011) evaluated antimicrobial activity of methanol and butanol extract of R. palmatum against seven pathogenic bacteria and six fungi (E. coli, P. aeruginosa, Shigella dysenteriae, Klebsiella pneumoniae, Bacillus subtilis, S. aureus, Micrococcus roseus, C. albicans, Candida OH
O
OH
OH OH
O
O
O
OH
HO O
(A) OH
O
(B) O
OH
OH O
(C)
OH
O
OH
(D)
Figure 4.14 Chemical structure of (A) Aloe-emodin, (B) Rhein, (C) Emodin, (D) ChrysophanolI.
134
Functional and Preservative Properties of Phytochemicals
tropicalis, Candida neoformans, Alernaria solani, Fusarium oxosporium, and Aspergillus niger). The five hydroxyanthraquinones (HAQs) inhibited the growth of Bifidobacterium adolescentis and the sequence of growth inhibition of five compounds are as follows: rhein > emodin > aloe-emodin > chrysophanol > physicion (Wang et al., 2010).
4.16
Salvia miltiorrhiza bunge
Salvia miltiorrhiza, commonly known in China as “Danshen,” is a member of the Lamiaceae family. It is one of the best-known Chinese traditional herbs. The roots of the plants are used in the treatment of cardiovascular disease, neurasthenic insomnia, liver fibrosis, and cancer. It is also used in health supplements and cosmetics as an ingredient. The main active ingredient in the roots of S. miltiorrhiza include water-soluble phenolic acids such as rosmarinic acid, salvianolic acid, fat-soluble diterpenoid quinines such as dihydrotanshinone, cryptotanshinone, tanshinone I, and tanshinone IIA (Fig. 4.15). Lee and Kim (2016) reported antifungal activity of the ethanol extract from S. miltiorrhiza against C. albicans. The antimicrobial activity of S. miltiorrhiza hexane fraction against S. aureus and methicillin-resistant S. aureus was demonstrated by its ability to inhibit expression of resistant gene, mecA, mecR1, and femA (Lee et al., 2007). Zhao et al. (2011) isolated and identified four diterpenoid tanshinones (tanshinone IIA, tanshinone I, cryptotanshinone, dihydrotanshinone I) and three phenolic acids (rosmarinic acid, caffeic acid, danshensu) from the crude ethanol extract of hairy roots of S. miltiorrhiza. These compounds were evaluated to show a broad antimicrobial spectrum on test microorganisms including eight bacterial and one fungal species, viz. Agrobacterium tumefaciens, E. coli, Pseudomonas lachrymans, Ralstonia solanacearum, Xanthomonas vesicatoria, Bacillus subtilis, Staphylococcus aureus, Staphylococcus haemolyticus and Magnaporthe oryzae (Zhao et al., 2011).
4.17
Schisandra chinensis (turcz.) baill
Schisandra chinensis is a member of the Schisandraceae family and commonly known as “Wu Wei Zi.” It is initially found in northern China and neighboring Russian and OH
HO O
HO
O
O HO HO
HO
O O
(A)
O OH OH
HO OH
OH
(B)
OH
Figure 4.15 Chemical structure of (A) Salvianolic acid, and (B) Rosmarinic acid.
Antimicrobial properties of selected plants used in traditional Chinese medicine
135
O O
OO
O O
Figure 4.16 Chemical structure of deoxyschizandrin.
Korean regions. It is used for the treatment of cough, asthma, nocturnal emissions, and chronic diarrhea in traditional Chinese herbal medicines. Lignans (schizandrin, deoxyschizandrin, gomisin) triterpenes, and volatile oils are the main bioactive components of S. chinensis (Fig. 4.16). In a conference report, the methanol extract of S. chinensis was evaluated for their antimicrobial activity against four common gastrointestinal bacteria like E. coli, Bacillus lincheniformis, Bacillus subtili, Lactobacillus bulgaricu s (Yu, 2016). Six dibenzocyclooctadiene lignans showed antibacterial activity in human epithelial cells against pathogenic Chlamydia pneumoniae and Chlamydia trachomatis (Hakala et al., 2015). According to Mocan et al. (2014a,b) in an antimicrobial assay, the extract of S. chinensis leaves was found more active than the fruit extract against target bacteria (S. aureus, B. subtilis, L. monocytogenes, E. coli, S. typhimurium). S. schisandra seed oils have been tested for sensitivity to five bacterial strains including foodborne pathogens E. coli and Bacillus cereus, as well as raspberry and mulberry deteriorating Micrococcus luteus, Enterobacter aerogens, and Serratia marcescens (Teng and Lee, 2014).
4.18
Scutellaria baicalensis georgi
Scutellaria baicalensis (Huang Quin) is a perennial herbaceous plant which belongs to the family Lamiaceae. Chinese people have used the dried root of this medicinal plant for more than 2000 years. It is known as Huang-Qin in the traditional Chinese medicine system and now listed officially in the Chinese Pharmacopoeia. Baicalin, wogonoside, and wogonin are the major bioactive compounds of S. baicalensis (Fig. 4.17). Da et al. (2019) investigated two components baicalein and wogonin from the crude extract of S. baicalensis with potent antifungal activity. Baicalein showed potent antifungal activity against the common human pathogenic fungi, viz. Trichophyton rubrum, Trichophyton mentagrophytes, Aspergillus fumigatus, and C. albicans. However, wogonin displayed antifungal activity against all four fungi except C. albicans. Trinh et al. (2018) evaluated in vitro antimicrobial activity of S. baicalensis ethanol extract against pathogenic fungi (Aspergillus niger, Aspergillus oryzae, C. albicans, Candida tropicalis, and Candida glabrata), gram-negative bacteria (E. coli and
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Functional and Preservative Properties of Phytochemicals
O
OH
HO
O
OH O O
O
HO
OH
OH
O
O OH
O O
OH
O O
OH
(A)
OH OH
(B)
O
OH
O (C)
OH O
Figure 4.17 Chemical structures of (A) Baicalin, (B) Wogonoside, and (C) Wogonin.
Pseudomonas aeruginosa), and gram-positive bacteria (Bacillus subtilis and S. aureus) by using broth microdilution assay, modified-disc diffusion, and agar dilution methods. Leach (2011) investigated antimicrobial properties of S. baicalensis water extracts against E. coli, S. aureus, and Saccharomyces cerevisiae by using the disc diffusion method with water as a negative control and vancomycin as the positive control. Baicalin, isolated from S. baicalensis, has been applied as a natural antibacterial agent against foodborne pathogens such as Salmonella spp. and Staphylococcus spp. in homemade mayonnaise (Bruzewicz et al., 2006).
5.
Conclusion
Many pharmacological studies have been conducted on traditional Chinese medicinal plants, which are potential sources of new medicines, and can improve the effects of conventional antimicrobials, and quality of treatment. Regardless of the importance of traditional Chinese medicine in Asian countries and their growing popularity in the industrialized West, the therapeutic potential of traditional Chinese medicinal plants must be addressed scientifically in the context of antimicrobial potential. Bioavailability, pharmacodynamics, the understanding of therapeutic synergy and possible network of complex blends, and more rigorous studies on pharmacology are essential for making real progress in this field.
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Natural products from plants: recent developments in phytochemicals, phytopharmaceuticals, and plantbased neutraceuticals as anticancer agents
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S. Priya 1 , P.K. Satheeshkumar 2 1 Agro-Processing and Technology Division, CSIR-National Institute for Interdisciplinary Science and Technology (CSIR-NIIST), Trivandrum, Kerala, India; 2Centre of Advanced Study in Botany, Institute of Science, Banaras Hindu University, Varanasi, Uttar Pradesh, India
1. Plants: nature’s chemical factories Plants belong to one of the most diverse living kingdoms on earth and are represented by nearly 3,90,000 identified species. It is estimated that our knowledge about the actual diversity is not yet complete as many new species are reported every year. Even though plants were used in the medical practices of ancient civilizations worldwide, the development of a unified nomenclature and cataloging during the 17th and 18th century customized the usage of plants in the therapeutic preparations. Among more than 450 families of plants, around 20 plant families are known for its medicinal properties. Some of the families like Lamiaceae, Asteraceae, Amaranthaceae, Arecaceae, Aristolochiaceae, Cucurbitaceae, Piperaceae, Rubiaceae, Ranunculaceae, Zingiberaceae, Rutaceae, Solanaceae, etc., are characterized by the presence of specific classes of active molecules (Reddy, 2017). For example, while many Zingiberaceae members contain flavonoids and terpenoids like monoterpene and sesquiterpene as their major active molecule constituent along with other compounds, Fabaceae members contain flavonoids, tannins, phenolics, and alkaloids as the major active compounds (Macêdo et al., 2018). However, there has been a steep decline in the number of plant-based therapeutics reaching the market during the past few decades. Despite the challenges existing in developing therapeutic molecules from plants, many research groups and companies worldwide are engaged in the search of plant-based active principles. Plants produce a huge number (more than 30,000) of chemical compounds as secondary metabolites and many of them have their proven roles in the defense strategies against various pathogens and predators. Other than their natural occurrence, studies
Functional and Preservative Properties of Phytochemicals. https://doi.org/10.1016/B978-0-12-818593-3.00005-1 Copyright © 2020 Elsevier Inc. All rights reserved.
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have also revealed that plants produce many unnatural compounds as a part of their defense strategy when exposed to extreme conditions of the environment. They are highly diverse based on their chemical structure, composition, solubility, and the pathways by which they are synthesized. The structure of secondary metabolites falls into many chemical scaffolds with varying substitutions of active moieties. Some of the secondary metabolites have significant health effects which are exploited in traditional healthcare practices. Plant-derived compounds are used as medicines and many contemporary pharmaceuticals are natural products or their derivatives. The research on plant-derived medicines started in the 17th century but the real breakthrough happened by the discovery of first purified plant compound (alkaloid) morphine from opium. The first antimalarial compound quinine was isolated from the bark of the cinchona tree. Acetylsalicylic acid (aspirin) is the derivative of salicin, which was isolated from the willow tree and is the first pain reliever used by ancient Greeks. More than 25% of the currently used drugs are derived from plants. Other than the direct therapeutic application against diseases, many of the plant parts are known for its disease prevention activity. The scientific literature of the 20th century showed many examples of such activity against many lifestyle diseases like diabetes, hypertension, cardiovascular diseases, kidney and liver diseases. Various plant products are available commercially to serve the purpose of nutrition and to improve the overall resistance against various diseases. The commercial companies further expanded its application by isolating the active principle and making it as food additives/flavors and an ingredient in many artificial health supplements.
2.
Cancer and chemotherapeutic targets
Cancer is the prominent cause of death worldwide after cardiovascular diseases. It is a term used to describe a group of diseases which is characterized by an uncontrolled division of abnormal cells and some of them gradually gain the ability to invade other tissues (metastasis). Metastasis is the main reason responsible for the mortality associated with cancer. International Agency for Research on Cancer (IARC) has postulated an estimated incidence and mortality of cancer worldwide using GLOBOCAN 2018. The study estimated 18.1 million new cases and 9.6 million deaths in 2018. With 11.6% of total cases, lung cancer was the most commonly diagnosed and lethal cancer (18.6%), which was closely followed by breast cancer, prostate cancer, and colorectal cancer. The major hallmarks of cancer cells include self-sufficiency in growth signals, unresponsive to inhibitory signals, escape from apoptosis, unlimited proliferation, sustained angiogenesis, and tissue invasion and metastasis. In males, lung cancer is the most commonly diagnosed cancer followed by prostate and colorectal cancer. However, in females, breast cancer was the most incident cancer followed by colorectal, lung, and cervical cancer (Bray et al., 2018). The root cause of cancer is usually genetic or epigenetic alterations, but the progression of cancer involves multiple steps associated with a complex interplay between the tumor cells and their environment; genetic or epigenetic mutation in a critical gene which leads to uncontrolled proliferation giving rise to a clone of dividing neoplastic
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cells. For the unimpeded growth of tumors beyond a certain size and its metastasis, proximity to the vasculature is very essential. As the tumor size increases, the core loses access to oxygen and nutrients, and this leads to the recruitment of new blood vessels toward the tumor in the process known as angiogenesis (Sever and Brugge, 2015). The invasion and migration of cancer cells can only be possible when the adherent epithelial cells can detach and invade the surrounding tissues. This is made possible by the transformation of the polarized primary tumor cells into motile and invasive mesenchymal cells in the process known as an epithelial-mesenchymal transition (EMT). The metastatic cascade involves multiple steps such as invasion, intravasation, and extravasation, leading to secondary tumor formation at a distant site. The treatment of cancer mainly depends on the type, location, and stage of development. Chemotherapy makes use of the application of drugs or chemicals that are loaded in the bloodstream to reach cells. Chemotherapeutic drugs are usually cytotoxic or cytostatic toward cells with increased cell division potential like cancer cells. This is the reason behind the side effects associated with chemotherapy, as fast-dividing normal cells are also affected in the treatment process (Chakraborty and Rahman, 2012). Despite this, it has been successfully applied for the treatment of various cancer cells. So far, there are several different classes of anticancer drugs based on their mechanisms of action, and they include alkylating agents, antimetabolites, antibiotics, topoisomerase inhibitors, mitotic inhibitors, DNA crosslinking agents, monoclonal antibodies, etc. (Huang et al., 2017). The chemotherapeutics induce a well-organized string of events, known as apoptosis, leading to the destruction of cancer cells. Apoptosis or programmed cell death is activated by both intracellular and extracellular signals. Two different pathways lead to the induction of apoptosis: the intrinsic (mitochondria-mediated) and extrinsic (death receptor) pathways that correlate with the signal type. Most of the current anticancer drugs target diverse cellular functions to mediate apoptosis. Epigenetics is the alterations in the gene expression without changing the genome structure. Epidrugs is the new class of drugs that target enzymes that induce epigenetic changes, and several epigenetic targets are currently under validation for new anticancer therapies. The prominent targets include histone deacetylases (HDAC) and DNA methyltransferases (DNMT), along with several other classes of enzymes which can operate posttranslational modifications to histone tails. DNMT and HDAC inhibitors induce DNA demethylation and histone acetylation, respectively, leading to reactivation of silenced genes, and dramatic morphological and functional changes in cancer cells (Verma and Kumar, 2018). Energy metabolism in most cancer cells differs remarkably from that of normal cells. The glycolytic enzymes, PFK-2 and PKM2, have also gained attention as important molecular targets for anticancer compounds (Chen et al., 2015).
3. Major classes of anticancer molecules Classically the anticancer drugs are classified according to the treatment modality in which they are used such as chemotherapy, hormonal therapy, and immunotherapy. Chemotherapy mainly includes cytotoxic drugs that have been further classified based on their structure and function. Major classes of cytotoxic drugs include
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1. Alkylating agents: Crosslinking of DNA appears to be of major importance to the cytotoxic action of alkylating agents resulting in the inhibition of DNA synthesis and function, and replicating cells are most susceptible to these drugs. Cyclophosphamide, chlorambucil, and busulfan are a few of the drugs from this class. 2. Antimetabolites: These drugs target the metabolism of cancer cells by inhibiting DNA synthesis. They include antifolates (capecitabine), purine antagonists (6-mercaptopurine), deoxycytidine analogs (cytarabine), and fluoropyrimidines (5-fluorouracil). 3. Topoisomerase enzyme inhibitors: Epipodophyllotoxins inhibit DNA topoisomerase II enzyme thereby interfering with DNA replication. Examples are etoposide and teniposide. Camptothecins inhibit topoisomerase I, the critical enzyme required for cutting and joining single-stranded DNA which ultimately results in DNA damage. Topotecan and irinotecan are the two camptothecin analogs currently used in clinical practice. 4. Antitumor antibiotics: Most of these microbial antibiotics bind to DNA through intercalation between specific bases and block the synthesis of RNA, DNA, or both; causing DNA strand breaks; hence interfering with replication. Anthracyclins are widely used cytotoxic drugs that act through four major mechanisms: inhibition of topoisomerase II, inhibition of the synthesis of DNA and RNA through intercalation, generation of semiquinone free radicals and oxygen free radicals, and binding to cellular membranes to alter fluidity and ion transport. Doxorubicin and idarubicin are a few of the currently used anthracyclins. Mitomycin is a DNA crosslinking agent while bleomycin binds to DNA releasing oxygen free radicals to cause single and double-stranded DNA breaks. 5. Platinum analogs: They form intrastrand and interstrand DNA crosslinks, binding to nuclear and cytoplasmic proteins and interrupting DNA synthesis. They include cisplatin, carboplatin, etc. 6. Microtubule inhibitors: They inhibit the microtubules which are part of the structural elements in the cell. It can affect the rapid cell division in the cancer cells. For example, Vinca alkaloids inhibit tubulin polymerization thereby disrupting the mitotic spindle assembly; they includes vincristine, vinblastine, and vinorelbine. Taxanes inhibit mitosis and cell division by enhancing microtubule polymerization and include drugs like paclitaxel and docetaxel.
A major source of consternation associated with cancer chemotherapy is the short and long-term side effects that diminish the standard of life of the patients. Some of the wellinvestigated symptoms include nausea, vomiting, hair loss, muscle toxicity, neurotoxicity, gastrointestinal ulceration and associated anemia, fatigue, weight loss, etc. Various drugs and methods are employed currently to alleviate many of the sideeffects, but they are often ineffective, thereby demanding the need for new approaches to reduce sequelae associated with chemotherapy. Studies have shown that the use of natural bioactive compounds along with standard drugs especially during the later stages of disease increases the chemosensitivity and lowers the adverse effects (Nurgali et al., 2018).
4.
Anticancer compounds from plants
Plants use many chemicals for their normal growth activities including stress adaptation and defense against different types of their enemies. These chemicals with a highly specific structure and activity are shown to be effective in protecting the plants from adverse
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conditions. Many of such plant compounds proved to have activity against different disease conditions in animals. The major groups of compounds include alkaloids, terpenes, flavonoids, saponins, lignans, vitamins, beta carotene, alpha-tocopherol, fiber, kaempferol, caffeic acid, tannin, ascorbic acid, essential oils, gums, and many primary and secondary metabolites. With the advancement of cancer research, more and more anticancer drugs are being discovered from plants and other organisms, owing to the need for more potent, selectively toxic, chemosensitive agents. Many existing anticancer drugs in the market have been derived from natural resources such as plants, microorganisms, and marine life forms (Ratovitski, 2017). Plant-derived drugs are considered to be more tolerated and less toxic toward normal cells. A recent review stated that only 10% of the available plant species had been investigated for drug discovery. Polyphenols include a complex assortment of chemicals such as flavonoids, tannins, curcumin, resveratrol, and gallocatechin. Resveratrol is usually found in dietary products such as peanuts and red wine while gallocatechin is present in green tea. Even the consumption of such polyphenol-rich food in the diet was reported to be chemopreventive. Purified flavonoids extracted from Erythrina suberosa, namely 4‟methoxy licoflavanone and alpinum isoflavone induced apoptosis in HL-60 cells (Kumar et al., 2018). Polyphenols attenuate cancer through several mechanisms including oxidative DNA fragmentation. Derivatives of Vinca alkaloids from Catharanthus roseus such as vincristine, vinblastine, vinorelbine, vindesine, and vinflunine are drugs which on binding to b tubulin, inhibit its polymerization and hence mitosis. Derivatives of taxanes from Taxus genus, namely paclitaxel and docetaxel, are microtubule-targeting agents that bind to polymerized microtubules and prevent tubulin depolymerization, leading ultimately to cell death by apoptosis. Compounds including sulforaphane, isothiocyanates, isoflavones, and pomiferin are considered to be HDAC inhibitors. They reactivate epigenetically silenced genes in cancer cells, leading to cell cycle arrest and apoptosis. Studies suggest that dietary constituents, such as the isothiocyanates, can act as HDAC inhibitors. Sulforaphane is an isothiocyanate found in various cruciferous vegetables like broccoli or its sprouts that inhibit HDAC activity in cancer cells. The antioxidant activity of green tea is attributed to its most abundant catechin, epigallocatechin-3-gallate (EGCG). Epipodophyllotoxin is an anticancer compound derived from Podophyllum peltatum that has shown proapoptotic effects and cell cycle inhibition toward lymphoma and testicular cancer. Combretastatin A-4 phosphate from Combretum caffrum shuts down vascular support to the tumors. Roscovitine from Raphanus sativus inhibits cell cycle progression. Flavopiridol from Dysoxylum binectariferum and noscapine from Papaver somniferum are in phase II clinical trials (Greenwell and Rahman, 2015).
5. What is an ideal anticancer molecule? Cancer is the uncontrolled division of cells, and an ideal cancer drug should target and destroy only those cells, which lose its control over mitotic division. This can be the simplest definition of an ideal anticancer molecule at the beginning of the disease. One
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of the factors which may differentiate cancer from other diseases is its pathology when it is affecting different organs or parts of the body. As the disease progresses, the manifestations of the disease start affecting other organs and if it is metastatic, other parts of the body. So the drug should be able to take care of all the negative effects which are part of the disease progression. The drugs which are used as chemotherapeutic agents act on different biochemicals, which may play crucial roles in the pathology. Even though certain drugs are highly efficient against a certain type of cancers, the same drug may be ineffective against other types. So, it is needed to develop a cancerspecific drug, which can be a combination of more than one drug, and acts upon different mechanisms involved in the disease pathology. The modern medicine proposes the development of “personalized” or “precision” medicines for each patient depending on the individual difference in the immune system, physiology, and the overall health conditions. So the drug represents a combination of inhibitors specific to over or underexpressed cancer-specific molecules such as growth factors, receptors, ligands, adaptors, enzymes, cytokine/chemokine, etc. (Maeda and Khatami, 2018). But the studies reveal that the success rates of such treatments are highly variable and the inefficiency sometimes increases the patients’ burden (Mattina et al., 2017). In this aspect, it can be argued that the traditional phytochemical preparations used for cancer treatment contain extracts from different plant species, and it represents the active principles targeting different pathways of cancer progression.
6.
Commercial success stories
Development of any medication in the present time requires a lot of investment in terms of time, money, infrastructure, and scrutiny by the experts, as it is important to ensure the safety and efficacy of the drug. Compared to the second half of the 19th and 20th century, the discoveries of vital plant therapeutic molecules are quite less in the 21st century. This is because of the knowledge we have gained about the mechanism involved in the pathology of disease and the mode of action of the drug molecules. Refining which is targeted to increase the efficiency and safety of new drugs demands more detailed evaluations about the drugs’ action and negative effects. This pushes the companies who are working in the pharma field to invest huge on clinical trials and the related analysis, making the drug development a costly affair. The same applies to cancer medicines also, as most of the medicines used at present are developed and got approval in the 20th century, and the novel medicines are mainly immunotherapeutic. There are few plant-based compounds which are found to be promising in the clinical trial (Cravotto et al., 2010). Time since the beginning of modern medicine in the early 18th century, which was based on the scientific research, attempts have been made to utilize the galore of information available with the traditional medical practitioners all around the world. Ancient civilizations present in different parts of the globe had their healthcare systems mainly rely on native plants and animals. Traditional medicine preparations used to treat various diseases by different populations were analyzed extensively with the
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help of modern scientific methods to identify the components and understand the mechanism of action of each component in an individual and synergistic mode. Identification of secondary metabolites in plants and their purification accelerated the invention of plant-based anticancer molecules. At present, there are 17 drugs of natural origin among the total of 174 molecules in the market to treat different cancers (Newman and Cragg, 2016). There are nine plant-derived compounds approved by the FDA for use as anticancer drugs including vinblastine, vincristine, taxol, navelbine, etoposide, topotecan, teniposide, taxotere, and irinotecan. There are few plantderived compounds like curcumol, curdione, 10-hydroxycamptothecin, homoharringtonine, lycobetaine, colchicinamide, monocrotaline, gossypol, and D-tetrandrine in the clinical trials, which may also hope to get approved soon for the commercial use.
7. Why do we need more medicines for cancer treatment? It is estimated that by 2020, 20% of all the human deaths on earth will be due to cancer. Compared to other diseases, developing a drug against cancer is very difficult as only less than 5% of the total candidate drugs entered in the clinical trials succeed to come to the market. But in general, in the last few decades, more than 30% of the new drugs approved by the FDA have their origin in plants (Newman and Cragg, 2012). Considering the complexity of the disease, the treatment methods used for various types of cancer are found to be inefficient in controlling the overall negative impacts in many common cancers. Sideeffects associated with the drugs against cancer sometimes fasten the deterioration of health for the patients. The treatment methods like chemotherapy, immunotherapy, surgery, radiation therapy, stem cell transformation, or a combination of any of these methods generally result in various sideeffects (Wang et al., 2012). It may affect the normal functioning of the vital organs, complicating the treatment, especially in old people. Different chemotherapeutic drugs working with a common method may impart entirely different side effects. For example, both doxorubicin and irinotecan are topoisomerase inhibitors used commonly in the treatment of many types of cancers. While doxorubicin is cardiotoxic, irinotecan exhibits neurotoxicity, neutropenia, and diarrhea. There are many cell types such as bone marrow cells and hair follicle cells in our body that divide rapidly under normal conditions. The drugs meant to destroy the cancer cells also target these normal cells. Moreover, prolonged use of certain drugs leads to the development of drug-resistant cancer cells (Vinogradov and Wei, 2012). There are few reports on the combined use of plant-derived compounds with the cancer drugs which showed less toxicity than the drugs used alone (Aung et al., 2017). Drugs of plant origin mostly belong to the category of secondary metabolites and obviously are part of the membrane transport system. This feature makes them more amenable for stability within the human body, more bioavailability, and possibility to reach the site of action.
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Traditional medicine resources for anticancer molecules
Evolution of the human race from a nomadic lifestyle to an advanced society is the subsequent product of the knowledge, mankind had gained throughout. Since the most ancient civilization which was estimated to be around 10,000 BCE, nature was the primary source of all the necessities of life including healthcare. Highly established and well-documented treatment modalities using plants or plant products such as medicines against various diseases are evident in the history of many ancient populations. Ayurveda practiced in ancient India was one of those well-established traditional systems of healthcare. All around the world, there are traditional healthcare systems, which use plant products for the treatment of various cancers. India with its diverse fauna and flora, second most diverse in the world, has the richest tradition of known use of plants as therapeutic agents and offers a magnificent opportunity in searching for novel therapeutics. Ayurveda, one of the oldest healthcare systems on earth dates back to more than 5000 years. Charaka and Sushruta Samhitas explain cancer as an inflammatory or noninflammatory swelling in the body and indicate that in malignant tumors, the body system made of three basic factors (Vata, Pitha, Kapha) gets out of control (Tridosha). It causes a complete alteration in functions leading to the proliferation and metastasis of cancer (Balachandran and Govindarajan, 2005). The ayurvedic preparations used in the cancer treatment contains more than one plant product, which may represent multiple active compounds working on different biochemical pathways of cancer development or progression (Smit et al., 1995). This holistic approach considering all the vital systems of our body may be beneficial as cancer affects not only the organ in which it is present but other organs also. There are more than 30 plants including Ocimum sanctum, Andrographis paniculata, Piper longum, Tinospora cordifolia, Semecarpus anacardium, Phyllanthus niruri, Baliospermum montanum, Pandanus odoratissimum, Oroxylum indicum, Morus rubra, Pterospermum acerifolium, Barleria prionitis, Prosopis cineraria, Amorphophallus campanulatus, Emblica officinalis, Raphanus sativus, Ficus bengalensis, Curcuma domestica, Curcuma longa, etc., mentioned in the ayurvedic texts with anticancer properties; they were proved to contain active principles against different cancers using modern scientific studies. Chinese traditional medicine, evolved through centuries, has given significant contributions to anticancer molecules. Ancient Chinese have developed specific molecules and combinations to treat successfully many diseases including cancer (Huang et al., 2018). Recent studies have proved its efficacy by evaluating the anticancer properties of the components involved in the preparation on different animal models. Some of the plant-derived products with anticancer property used by Chinese are, green tea, Prunella vulgaris, Ginseng, Scutellaria barbata, curcumin, rosmarinic acid, and honokial (Jiao et al., 2018). There are few reports on the clinical trials using the traditional medicines for cancer treatment. Effect of green tea on the precancerous mucosa lesions was studied in a clinical trial and confirmed that compared to the control group the treated group has showed difference in the proliferating index (Li et al., 1999). Another study
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with green tea also suggests that there is an inverse relation between green tea consumption and head and neck cancer (Huang et al., 2014). ATB (antitumor B) is a combination formula made of components from six different Chinese traditional plants. A study conducted with more than 2500 volunteers revealed that the cancerization rate of esophageal dysplasia has been reduced by 52.2% in the third year, 47.3% in the fifth year, and 42.1% in the ninth year (Ding et al., 1999). Combination therapy with the traditional Chinese medicine is also found to be reducing the negative effects of chemotherapy. Ginsenoside Rg1 obtained from the plant ginseng can alleviate cisplatin-induced hepatic injury in mice, and baicalein from Scutellaria radix can relieve doxorubicin-induced cardiotoxicity (Yu et al., 2018). According to recent studies, many of the Islamic countries like Jordan (35%), Iran (42%), and Ethiopia (90%) use conventional medicines for cancer treatment (Afifi et al., 2010; Montazeri et al., 2007). Traditional Arabic and Islamic methods use many vegetables and fruits including cabbage, tomato, apples, and grapes. Other than the commonly used beverages and spices like tea, garlic, ginger, cumin, black pepper, etc., many portions of cereals and olive are reported to be used in the medical practices of Arab populations. Many of the traditional plants used in cancer treatment are found to contain anticancer compounds in modern scientific studies (Ahmad et al., 2017). There are more than 40 Arabic traditional medicinal plants with anticancer properties against several cell lines that were reported.
9. High throughput screening for molecule identification Classical pharmacology deals with the screening of extracts from natural sources or synthetic small molecules on the cells or whole organism to identify its therapeutic effect on the target tissue. Depending on the assay used, the number of molecules which can be identified per screening was highly restricted in these procedures and the amount of molecule in the extract played a major role in detection. Advancements in the scientific instrumentation led to the development of screening methods in which thousands of molecules are screened at the same time and the detection sensitivity has been increased considerably. In High Throughput Screening (HTS), large number of compounds (biological or synthetic) can be tested in an automated manner (Broach and Thorner, 1996). HTS process involves the target identification, reagent preparation, assay development, screening, and data analysis. The data will be further validated by the similarity algorithm and the structure activity relationship will be determined. Once a strong significant interaction is proved, the molecule will be made in large quantity, either by purification from its natural source or by chemical synthesis, for the elaborated activity assays. Combinatorial chemistry can be used extensively to make the synthetic mimics which are varied slightly in their structure and the efficacy of the molecule can be tested. HTS can be used to identify only the lead compounds and the final drug may or may not be the same molecule identified in the HTS (Macarron et al., 2011). It depends on the factors like, bioavailability,
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toxicity, absolute specificity, and pharmacokinetics of the molecule. So it may be possible that a modified biomimic may be a more suitable candidate molecule than a natural compound from which the mimic is developed. NPCARE is a public database domain which contains information about the natural products from different sources with anticancer properties. This website contains a list of more than 730 plant species of 197 families, with anticancer compounds. Each of the entries was annotated for the activity on specific cancer types and cell lines, scientific explanations for the source plant, PubChem ID, and information about the target genes (Choi et al., 2017). NPCARE is expected to reduce the repetition in the natural product research by providing a comprehensive idea about the plant and the compounds along with its anticancer activity on various cancer types and cell lines.
10.
Neutraceuticals with anticancer properties
The nutritional need of any animal including humans is highly specific especially during different stages of its growth and development. Ingredients need to be included in the food preparations, in general, are classified into carbohydrates, protein, vitamins, minerals, antioxidants, fats, and lipids. The functional role that each of these compounds play in the body is different. When the equilibrium is lost for a long time and if the food is continuously lacking the presence of any of the above ingredients, the body ends up having a deficiency of the specific compound, which leads to diseases. It is shown that several herbal components can interfere with vital systems and one such example is the anticoagulant properties of garlic supplements. So the drugs used to treat the patients for blood coagulation malfunctions can be affected by the nutritional supplement containing garlic. In cancer, organosulfides of garlic suppress the function of cytochrome P4502E1, involved in the metabolism of analgesics like acetaminophen used in the treatment (Gwilt et al., 1994). While the anticancer properties of many of the conventional food have been studied extensively, many of them possess a rather unexplored property of a therapeutic supplement. Neutraceuticals differ from therapeutics in such a way that they are consumed in an assumption that they contain certain specific ingredients that have the ability to prevent a specific disease, i.e., they provide both nutrition and therapeutic effects. There are many categories of neutraceuticals used for different purposes such as for antidiabetic properties, to control blood pressure, to reduce aging, to control cardiovascular diseases and neurological disorders. And it is also noticed that the nutraceuticals are used as alternative medicines. There are many plant-based nutraceuticals in the market claiming to be beneficial in preventing the occurrence of cancer. A study conducted among the cancer survivors of 13 countries indicated that around 30% of the cancer patients used some type of alternative medicines during treatment (Ernst and Cassileth, 1998), but the percentage varies from 65% to 95% in different locations with other studies (Richardson et al., 2000). Most of the patients used dietary products either in the form of multivitamins or herbal-based dietary supplements. The neutraceuticals like pepper, clove, ginger, fenugreek, grape, green tea, soy, and turmeric are reported
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to inhibit various cancer types in the in vitro studies and in the model organisms using different mechanisms. Even though, there are no direct indication of the plant products’ involvement in preventing the cancer occurrence, consumption of neutraceuticals along with modern medicines has proved to be beneficial especially in the later stages of cancer treatment (Wargovich et al., 2010).
11.
The proposed mechanisms of anticancer activity
A considerable increase in the cancer case is attributable to excess weight, physical inactivity, and unhealthy dietary habits (Behrens et al., 2018). The development of cancer is a complex multistep process in which, we cannot control the genetic changes once it occurs, but we can modify some of the risk factors which have the potential to further complicate the disease. One study in the United States showed that 70%e80% of cancers diagnosed are due to unhealthy eating styles. Research indicates that plantbased foods have the best chemopreventive properties and 30% of death associated with cancer can be prevented by diet alone. Phytochemicals present in the foods can interfere with cellular communication and inflammation which stimulate cancer growth and metastasis. Ursolic acid, vitamin D, curcumin, epigallocatechin gallate, sulforaphane, quercetin, apigenin, etc., are few to mention for their cancer prevention properties. Nutritionists call the cruciferous vegetables as a green superfood because of the enormous property of cancer prevention due to the presence of compounds like sulforaphane, indole 3 carbinol, vitamin C, quercetin, and beta carotene (Abbaoui et al., 2018). The person following an unhealthy diet plan for a long time could induce inflammation and oxidative stress which lead to chronic diseases. In recent years gut microbiota has emerged as an important research topic because of its disturbance due to junk food and other lifestyles leading to cancer, inflammatory and metabolic disorders. Nutrition can potentially enhance the immune response against cancer and supplements like omega 3, polyphenols, etc., could benefit for immunotherapy (boosting immune system) (Soldati et al., 2018). Different types of food and drinks have the potential to make epigenetic marks on DNA which leads to a healthy outcome. The isothiocyanates in broccoli and other cruciferous vegetables increase histone acetylation, ECCG in green tea and genistein the isoflavone from soy decrease histone methylation. These epigenetic modifications are reversible, and there is great interest in finding dietary molecules to prevent the development of cancer (Zhang, 2015). Metastasis is the major reason for morbidity and mortality in cancer patients. Nutrients/specific phytochemicals in fruits, vegetables, and spices can inhibit metastasis and can be availed for cancer prevention. American Cancer Society and World Cancer Research Fund gave two guidelines for preventing cancer: (1) Eating nonstarchy plant foods with anticancer properties (2) decrease the consumption of red meat as a source of protein. Natural substances can modulate the epigenetic mechanism and many of the tumor suppressor genes work through this mechanism. No clear data are available on how diet can manipulate the epigenetic modulation of tumor suppressor genes. Also, it
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is important to consider the additive or synergistic effects of natural compounds on metastatic suppression (Meadows, 2012). High levels of dietary saturated fats increase the cancer risk by inducing inflammatory markers and activating Akt/mTOR pathway. High-fat diet fuels cancer cells by overexpressing CD36, highlighting that the fat-fed diet promotes metastasis (Pascual et al., 2017). The bioactive compounds like antioxidant from berries, curcumin from turmeric, and isothiocyanates from cruciferous vegetables induce the activation of tumor suppressor genes. Flavonoids like apigenin and luteolin present in parsley, celery, etc., have shown to decrease the pancreatic cell proliferation in vitro. The nutritive flavonoid-rich sweet potato foliage arrests the PC3 cell growth in G1 phase and induces apoptosis by upregulating Bax. The molecules such as schweinfurthins present in some edible leaves can interfere in the PI3K-Akt signaling pathway and prevent cancer cell proliferation. Curcumin and docosahexaenoic acid have the ability to reduce colon cancer cell proliferation by inhibiting the MEK-ERK signaling pathway. Aged garlic extract is found to inhibit the mitotic cycle in colon cancer cells by inactivating NF-kappaB. Prebiotic foods which enhance the gut microbiota have also a role in cancer prevention. Pterostilbene from berries and almonds induced cell cycle arrest at the G2M phase in gastric carcinoma cells by decreasing the phosphorylated Rb and cyclin/cdk complex and reactivation of tumor suppressor system. Targeting glycolysis is an important approach in cancer therapy and resveratrol and quercetin have shown to have effects on this. Vitamin E and tocotrienols have the potential to suppress HIF-1 by inhibiting VEGF and modulate the glycolysis pathway in cancer cells. Vitamin D and bioactive compounds from raspberries have anticancer effects through immunomodulation. Lycopene and beta carotene are associated with decreased risk of various types of cancers mainly because of their antiangiogenic effects. Lycopene exerted its effects by upregulating IL-12, inhibiting MMP-2, UPA, and VEGFR2 mediated PI3K/Akt/mTOR and ERK/p38 pathways. Consumption of ECCG from green tea and capsaicin from chilli pepper prevents various types of cancer by preventing angiogenesis (Chen et al., 2017).
12.
Can food ingredients be therapeutic?
Anticancer diet/dietary supplements can be an important strategy by which one can prevent or reduce the risk of cancer (Iqbal et al., 2017). G-BOMBS is an acronym for the best anticancer food health-promoting foods on the planet where G-stands for greens. The health benefits of leafy greens are so compelling and extra research on how they can serve better is worth much. Greens are the powerhouse of low glycemic nutrition, and daily dietary consumption should be two cups for adult/teenagers, one cup for ages 4-8, and 1/2 cup for 2e3 year olds. Leafy vegetables like spinach, kale, lettuce, mustard greens, chicory have a wide range of carotenoids such as lutein and zeaxanthin along with saponins and flavonoids, and research indicates that these can inhibit certain types of breast cancer, skin cancer, lung cancer, and stomach cancer (Donalson, 2004). Spinach is regarded as a functional food due to its diverse
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nutritional composition which contributes to anticancer, antiobesity, and hypolipidemic effects (Roberts and Moreau, 2016). Selenium compounds have demonstrated anticancer effects clinically and preclinically. Leafy vegetables such as Amaranthus hybridus, Amaranthus sp., Cucurbita maxima, Ipomoea batatas, Solanum villosum, Solanum scabrum, and Vigna unguiculata were explored for their capabilities to accumulate selenium when grown on selenium-enriched soil and for use as a potential source of selenium-enriched functional foods (Mabeyo et al., 2015; Evans et al., 2018). Dark greens can supply a significant amount of folate and colon polyps (responsible for colon cancer) are 30%e40% less in people with high folate intake. Also diet low in folate increases the risk of breast, cervix, and lung cancers. A higher intake of green leafy vegetables is associated with lower risk of non-Hodgkin lymphoma (Chiu et al., 2011). Selected cruciferous vegetables including canola leafy greens were effective in reducing AOMinduced colon cancer in male rats (Miller-Cebert et al., 2016). High amount of dietary fibers are associated with a high intake of whole grains and leafy vegetables. Experimental and clinical studies suggest that the risk of colon cancer and other types of cancers may be reduced with a large intake of dietary fibers and other dietary components from fruits and vegetables. Also, scientific evidence from human and animal models indicate that dietary fibers reduce the risk of breast cancer by modulating the endocrine mechanism. Vitamin A and E have a role in cancer prevention. Retinol, the preformed vitamin A found in deep greens has the ability to boost the immune system. Retinoids can inhibit the malignant transformation in cells induced by radiation, chemical carcinogen, testosterone, etc. The carotene-rich foods have protective effects against lung cancer also (Pal et al., 2012). Anthocyanins and phenolic pigments from greens have cell-protective effects, inhibit tyrosinase activity, and obstruct initiation of malignant melanoma. Other pigments such as lutein, astaxanthin, violaxanthin, and antheraxanthin are good antioxidants and protect from colon cancer by inducing cell cycle arrest and apoptosis (Upadhyay, 2018).
13.
Our studies
We are working extensively in the field of anticancer molecules of natural origin. We have purified and characterized a few molecules and studied their mechanism of action. Morus alba (white mulberry) is a valuable medicinal plant, and we have purified and characterized a cytotoxic galactose-specific lectin from it. The isolated lectin showed toxicity in breast cancer cells (MCF-7) with a GI50 value 8.5 mg and colon cancer cells (HCT-15) with GI50 value 16 mg (Deepa and Priya, 2012). Further studies have shown that this lectin is capable of inducing apoptosis by the activation of caspase and cell cycle arrest in breast and colon cancer cells (Deepa et al., 2012). Anoikis is a type of programmed cell death when the cells are detached from the surrounding extracellular matrix. Unfortunately, cancer cells evade anoikis and remain in the circulatory system, which is the prime reason for metastasis. Compounds which can induce anoikis in cancer cells have prime therapeutic value. Our studies revealed that the
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isolated lectin from mulberry leaf has the potential to induce anoikis, thereby preventing metastasis. The lectin was able to sensitize anoikis in breast cancer cells by activation of caspase 99-mediated mitochondrial apoptosis by the blockage of fibronectin-mediated integrin FAK signaling through Ras activation and activation of p38 MAPK (Saranya et al., 2017b). We have also found out that the methanolic extract of M. alba leaf showed cytotoxicity in MCF-7 cells (GI50 value 9.2 mg/mL) and colon cancer cells (GI50 value 13.8 mg/mL). The HPLC analysis identified major phytomolecules in it as epicatechin, myricetin, quercetin, luteolin, and kaempferol. The mechanism of action in inducing apoptosis is by the downregulation of nitric oxide produced by inducible nitric oxide synthase (Deepa et al., 2013). Zingiberaceae family of plants is widely used in traditional medicines and their rhizomes are a rich source of sesquiterpenes like zerumbone, humulene, and camphene. Out of these molecules, zerumbone has a wide range of pharmacological activities like anticancer, antioxidant, antiinflammatory, etc. Structural modifications of zerumbone gives rise to a number of anticancer compounds, and among this one pendant derivative namely ZPD was found to be highly active compared to zerumbone. The GI50 value of the parent zerumbone was found to be 16.6 mM in HeLa cells whereas for ZPD it was found to be 6.35 mM. Moreover, it was nontoxic to normal cells. ZPD induced programmed cell death in HeLa cells, which was confirmed by nuclear fragmentation, phosphatidylserine translocation, increased activity of caspase 3, upregulation of the proapoptotic proteins Bax, and downregulation of antiapoptotic BCl-2. ZPD also inhibited the cancer cell migration, decreased the production of MMP-2, 9 and downregulation of vascular endothelial growth factors required for tumor angiogenesis (Saranya et al., 2017a). Another plant molecule that we have purified and studied was epoxyazadiradione (EAD), a limonoid present in neem. Azadirachta indica (neem plant) is known as the drug house of nature, and it has been extensively used in traditional medicines for several ailments. Diverse type of limonoids in the category like azadirone type, gedunin type, and nimbin type are in general responsible for anticancer properties of neem and nimbin, azadirachtin, gedunin, nimbidiol, and nimbidin are few cytotoxic compounds isolated from it. We have observed the GI50 value of EAD was 7.5 mM in cervical cancer cells (HeLa) and nontoxic to normal cells. It modulates the cells to undergo apoptosis through the intrinsic pathway, and it inhibits the nuclear translocation of NFƘB, thus demonstrated as a safe therapeutic agent (Shilpa et al., 2017).
14.
Future perspectives
Plant-based molecules with medicinal properties can be useful in the treatment as a therapeutic and as a component to alleviate the negative effects of chemotherapy. The neutraceutical use of plant products is still a controversy. There are reports on the usage of neutraceuticals like green tea extract in a capsule form, which caused severe damage to the kidneys, maybe due to the toxic effect of the polyphenols present in it and the prooxidative properties of some of the components. It points to the fact that the effective dosage of the active component present in the preparation and the overall
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health condition of the person consuming it is important. Moreover, the concentration of the same component can be different in the same species collected from two different locations. So it is advised every time to go for a reliable method to ensure the same concentration in all the preparations and the maximum dosage to be used by a person also to be determined. More clinical trials are needed to get a clearer picture, which may facilitate the popularization of the usage of plant-based therapeutics in the combination therapy and as a neutraceutical. Even though there are many reports on the effect of many plant-based molecules, mainly identified due to their use in traditional medicine, a thorough scientific study is needed before they can be used for treatment purpose. It is because traditional medicine and the treatment methods were handled in the ancient communities by a restricted group of members in the society, which had few inverse effects. One, the member of the family will get a chance to be with the practitioner from a very young age, and secondly, it used to give him enough opportunities to improve himself in the preparations. More than the written information, the experience gained through the interaction made the practitioner successful. Opposite to this, the knowledge passed on to a normal student of traditional medicine may get the recorded information, but lacking the much needed experience. So the enrichment of the system is hampered by the broken links or incomplete information. The biggest challenge of modern scientists in decoding the traditional knowledge available with the practitioners lies in the fact that the information may be incomplete. It is observed that among the different populations on earth, some races are prone to certain diseases but some are highly resistant. There are many indications that traditional food materials used by the population have a positive effect on health. One of the studies conducted on the food habits of rural Indian women indicated a negative correlation between traditional food and the occurrence of breast cancer. A steep rise in certain cancers can be connected to the changed food habits of the modern lifestyle, which has replaced fresh leafy vegetables and other such ingredients with fried, fat-loaded food. The cleaning and resurrection of vital systems mainly attained through the ingredients of our consumption are dampened, and we become more receptive to many diseases like cancer. Going back to the traditional food habits which are close to nature can be an answer to many lifestyle diseases of the present century.
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Foodborne microbial toxins and their inhibition by plant-based chemicals
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Somenath Das, Anand Kumar Chaudhari, Akanksha Singh, Deepika, Vipin Kumar Singh, Abhishek Kumar Dwivedy, Nawal Kishore Dubey Centre of Advanced Study in Botany, Institute of Science, Banaras Hindu University, Varanasi, Uttar Pradesh, India
1. Introduction Prevention of food spoilage by bacteria, fungi, and their associated toxins is currently a burning issue. Spoilage is generally based on the change in qualitative, quantitative, and organoleptic properties of food with reference to off-flavor and off-odor (Kaczmarek et al., 2019). Microbe-mediated spoilage of food commodities generally relies on the postharvest storage conditions including variable temperature, rainfall, and relative humidity. It has been reported that 25% of globally produced food products are lost through post-slaughter and post-harvest conditions (Gram et al., 2002). The growth of food spoilage microorganisms and subsequent toxin secretion depend on chemical nature or ingredients of the substrate and different physical parameters such as pH, atmosphere, temperature, and relative humidity of the environment. Although every food commodity harbors specific microflora, secretion of toxins is largely associated with unlimited growth and favorable climatic as well as environmental conditions. Different species of bacteria and fungi have been reported to produce health hazardous and toxic metabolites (bacterial toxins and mycotoxins) in food system, which upon consumption can cause severe illness or even death of humans and animals (Bhunia, 2018). The most commonly encountered toxins produced in food by bacteria include emetin and enterotoxin by Bacillus sp. (Griffiths and Schraft, 2017), hemolysin and leucotoxins by Staphylococcus sp. (Otto, 2014), botulinum toxin by Clostridium sp. (Williamson et al., 2016), cytolethal distending toxin (CDT) by Campylobacter sp. (He et al., 2019), typhoid toxin by Salmonella sp. (Galan, 2016), shiga toxin by some species of Shigella, and Escherichia coli (Lamba et al., 2016) and cholera toxin by the Vibrio species. In addition to bacteria, fungi pose second major threat to human health. These fungi include the species of Aspergillus, Fusarium, and Penicillium, which produce several hundreds of mycotoxins in foods. Among different mycotoxins known so far, aflatoxin produced by Aspergillus sp., ochratoxins by Aspergillus and Penicillium sp., fumonisins and zearalenones by Fusarium sp. are the momentous concern due to their mutagenic, carcinogenic, teratogenic, immunosuppressive, nephrotoxic, and estrogenic hormone suppressive properties upon acute
Functional and Preservative Properties of Phytochemicals. https://doi.org/10.1016/B978-0-12-818593-3.00006-3 Copyright © 2020 Elsevier Inc. All rights reserved.
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exposure (Marroquín-Cardona et al., 2014; Chaudhari et al., 2019). Bhat et al. (2010) reported that approximately 1000 million metric tons of food commodities are spoiled due to molds and mycotoxin contamination globally. Several physical strategies like heat, irradiation and microwave-assisted treatments, and synthetic chemical preservatives have been used to remove these microbial toxins from contaminated foods; however, their adverse effect on food properties and residual toxicity to nontarget organisms can persuade the industrial sectors to develop some alternatives which are safe and ecofriendly in nature. Since past few years, different plant-derived secondary metabolites have been reported to act as an alternative food preservative to the chemical ones due to their potential antimicrobial activity as well as toxin degrading properties. Phytochemical is a broad term referring to a wide array of compounds that occurs naturally in plants and can be classified into different classes viz. terpenes, phenolics, flavanoids, bioactive compounds, etc. (Barbieri et al., 2017). Among terpenes, essential oils (EOs), volatile constituents made up of blended mixture of mono- and sesquiterpenes, are reported to be present in different parts of the plants. Different investigators have reported the antibacterial, antifungal, and antiaflatoxigenic properties of EOs and at the same time have also been claimed for their utilization as safe plant-based preservatives to protect the food items from microbial toxinemediated degradation thereby enhancing their shelflife (Burt, 2004; Kalemba and Kunicka, 2003; Kordali et al., 2005; Pandey et al., 2017; Fadil et al., 2018; Mehalaine et al., 2018; Sabo et al., 2019; Wi nska et al., 2019). Based on the above background, the article presents a detailed account on the role of different phytochemicals to overcome the challenge associated with foodborne toxicity caused by different bacterial and fungal pathogens. Further, the chapter addresses the important factors responsible for toxin secretion in foods, detection techniques for foodborne microbial toxins, and protection of food products by using important classes of phytochemicals.
2.
Microbial toxins in food system
Foods are commonly contaminated with bacteria, fungi, protozoa and their associated toxins causing serious illness, and regular consumption of the contaminated foods causes severe human health disorders in different regions of the world. Majority of mold species easily proliferate on the food system and secrete low molecular weight mycotoxins leading to major losses of different food substances. Scallan et al. (2011) reported 9.4 million foodborne illness, 1351 deaths and 55,961 hospitalizations in United Kingdom in each year. In Germany and France, shiga toxin secreted by Escherichia coli O104:H4 causing vast food poisoning has been reported for the death of millions of people (Frank et al., 2011). Till now, different types of bacterial food poisoning, viz. infection, intoxication, and secretion of enterotoxin have been reported. Several researchers have classified the food poisoning toxins into in general TX group. Heat labile, heat stable, verotoxin, and several proteinaceous toxins are known to be secreted by a number of food poisoning bacteria such as Campylobacter spp., Aeromonas spp., Salmonella spp. and Vibrio cholerae (Rose et al., 1989). Seven different
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toxins affecting neuromuscular system were detected in the food contaminated by Clostridium botulinum and C. tetani affecting Zn2þ transportation in neuronal proteins (Montecucco and Schiavo, 1994). Mycotoxin secretion is stimulated by a variety of environmental factors such as altered geographical variations, susceptible food bioactives, toxigenic races of fungi, and variable agricultural processing. Common filamentous mold species that easily sporulate and secrete mycotoxins in food systems under postharvest conditions are Aspergillus spp., Fusarium spp., Penicillium spp., Alternaria spp., and Cladosporium spp., while, species of Trichoderma and Trichothecium are major contaminants of different food products in the preharvest conditions (Snyder et al., 2019). Molds have been placed at the second rank for food grain damage after insect pests. Traditional harvesting practices, improper packaging, and less drying of food products easily contaminate the products with a major risk of mycotoxin occurrence (Bhat et al., 2010). The mold species are colonized as saprophytic, parasitic, and symbiotic agents in the food substrate and degrade different food chemicals such as carbohydrates, vitamins, proteins, and enzymes. However, pH, moisture, and water activity (aw) level may significantly contribute to food contamination in pre- and postharvest conditions (Suhr and Nielsen, 2004). Diverse toxicological nature and synergistic behavior of secondary metabolites has made the mycotoxins under the category of “common risk factor” for livestock as well as human beings. In consideration, varieties of mycotoxins with their potential health hazards have been listed. Among them aflatoxins, fumonisins, ochratoxins, patulin, deoxynevalenol, trichothecenes, and zearalenone are of common occurrence. However, other mycotoxins that are frequently detected in the food commodities are citrinin, fusaric acids, penicillic acids, cyclopiazonic acids, mycophenolic acids, sterigmatocystin, and gliotoxin (Bhat et al., 2010). Recent report of Venkatesh and Keller (2019) suggests that bacterial association enhances mycotoxin secretion in different species of Fusarium by inducing chlamydospore formation. In addition, cocontamination of Alternaria tenuissima and Fusarium culmorum in food system also stimulates the synthesis of zearalenone and deoxynivalenol by F. culmorum (Muller et al., 2012). Aflatoxins are commonly occurring foodborne mycotoxins secreted by Aspergillus flavus, Aspergillus parasiticus, and Aspergillus nomius. Four major types of aflatoxins (AFB1, AFB2, AFG1, and AFG2) are commonly isolated from food system (Barac, 2019). Aflatoxin M1 (AFM1) and aflatoxin M2 (AFM2) are hepatic metabolites of AFB1 and AFB2, respectively. AFB1, B2, G1, and G2 have been classified under class 1 human carcinogen, while AFM1, sterigmatocystin, and ochratoxins are classified into class 2B. Wu and Santella (2012) reported that synergistic interaction between AFB1 and hepatitis B virus can significantly promote the prevalence of liver cancers in human beings. Fumonisins are commonly secreted in maize products and are basically produced by Fusarium proliferatum and Fusarium verticillioides. Fumonisin contamination in silages and baby foods (maize products) leading to neural tube defects in several regions of South Africa and Netherlands is recognized. Fumonisin exhibits very low oral bioavailability in the range of 2%e3% which is generally excreted through bile (Fink-Gremmels and van der Merwe, 2019). Trichothecenes are primary byproducts of Stachybotrys atra and have been used as bio warfare agent. C12 and C13
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Functional and Preservative Properties of Phytochemicals
epoxides of trichothecenes are reported to generally substitute the C3 and C4 positions and efficiently inhibit 60S ribosomal subunit of protein synthesis pathway. Trichothecenes directly act on protein synthesis based on peptidyl transferase like aflatoxin metabolic adducts formation. Modified synthesis of immunoglobulins and lymphocyte formation is actively regulated upon exposure to combinations of trichothecenes A and B. Furthermore, diacetoxyscirpenol (a potent trichothecenes A) actively regulates the development of advanced malignancy and alimentary toxic aleukia. Zearalenone, an estrogenic pollutant in human and animals directly acts on MCF7 human breast carcinoma (Shier et al., 2001). Mechanism of toxicity of different bacterial and fungal mycotoxins gives a definitive cornerstone idea for biological plausibility and causation factors. Bacterial toxins mainly affect the host cellular membranes leading to formation of pores and ultimately causing haemolysis of cells. Sphingomyelinase b toxins secreted by Streptococcus aureus covalently cross the plasma membrane and promote the formation of biofilms in endocarditis infections (Huseby et al., 2010). Different species of Staphylococcus are reported to develop phenol-soluble surfactant-like toxins with at least eight genes (PSM a1, a2, a3, b1, b2, b3, PSM-mec, and delta toxin) in short peptides causing disintegration of cellular membrane and respiratory systems (Li et al., 2015). Shiga toxin secreted by Shigella dysenteriae causes immunomodulatory effect on endothelial cells, with offensive metabolite utilizing activity. Other classes of foodborne bacterial toxins that facilitate endospore formation are botulinum toxin, tetanus toxin, and zincdependent proteases that confer human illness as well as neuromuscular disorders. Enhanced transmission in different cellular organelles may change the plasma membrane antigen specificity receptors. Toxins produced by members of Yersinia, Staphylococcus, and Streptococcus cause changes in major histocompatibility complex and T-cell antigen receptor with trace level expression of superantigens (Xu and Mccormick, 2012). Among different mycotoxins, aflatoxins have been classified as class 1 human carcinogen and actively participate in the development of guanine N7 adduct and aflatoxin 8, 9 exoepoxides (Kumar et al., 2018). It also causes transition and transversion mutation in cellular system, as well as liver injury by hepatotoxic carcinoma development. Moreover, fumonisin also possesses considerable carcinogenic property with potential role in inhibition of ceramide kinase inflammatory pathways (Riley and Merrill, 2019). Trichothecene T2 may also alter leukocyte development, reduce hypersensitivity, and induce the depletion of antibody formation. A range of ochratoxins are described to severely disrupt the cellular respiration and ATP generation and subsequently hamper protein synthesis by aminoacyl acyl t RNA containing phenylalanine (Creppy et al., 1983).
3.
Factors affecting microbial toxins secretion in food system
Food systems are vital source of carbohydrate, proteins, fatty acids, and different types of minerals and ions which provide a pivotal platform for growth and proliferation of microbes and biosynthesis of several toxins upon onset of favorable physiological and
Foodborne microbial toxins and their inhibition by plant-based chemicals
169
environmental conditions (Corlett Jr, 1987). Several examples of mutualistic association of microbes with A. flavus and A. parasiticus actively participating in enhanced secretion of aflatoxins in food products are well documented. Negative correlation between bacterial species in relation to mycotoxin degradation was reported in Streptococcus lactis. Cureo et al. (1987) have reported frequent occurrence of Bacillus amyloliquefaciens and Hyphopichia burtonii with fungi contaminating maize grains causing stimulation of aflatoxin biosynthesis. Micronutrients of food commodities such as metal ions can also induce mycotoxin secretion in maize and chicken products. Versicolorin, a potent intermediate of aflatoxin biosynthesis, was stimulated by different concentrations of cadmium in growth media. Also, the differential role of ethylene in aflatoxin secretion in foods has been described by Tiwari et al. (1986) and Failla and Niehaus (1986). Genetic resistance and development of hybrid vigor are major factors that facilitate Fusarium spp. infestation in maize and mycotoxin secretion at variable temperature periods, rainfall, and maturation phases (Marasas et al., 2000). Millers (2001) suggested impact of drought stress on Fusarium verticillioides infection and fumonisin production in food system. Moreover, annual recurrence of insect pest also facilitates the fumonisin contamination in maize kernels. In postharvest storage condition, stimulation of deoxynivalenol by F. verticillioides was reported by Velluti and coworkers (2001). Several species of Aspergillus are reported to actively participate in inhibition of Fusarium growth without affecting the fumonisin production. All the fungal species and their mycotoxins can be regulated and coordinated by complex interaction of temperature, pH, relative humidity, water activity of substrate, and their genetic regulations (Marin et al., 2013). Fungal infestation that causes necrosis in food products may be regulated by differential expression of pH regulators with specific virulence factors (Alkan et al., 2013). In addition to fungal infestation, bacterial poisoning of food commodities is one of the major issues throughout the world, especially in Asian countries. Mostly enterotoxigenic bacteria severely contaminate food commodities which cause an outbreak of diarrhea, vomiting, epilepsy, lowering of blood pressure, and gastrointestinal disorders. According to an estimation of World Health Organization (WHO), 22 enteric foodborne pathogens are major burden of foodborne diseases (Keisam et al., 2019). Major groups of enterotoxin secreting bacteria such as Bacillus cereus, Staphylococcus aureus, Clostridium perfringens, Escherichia, Salmonella, Campylobacter spp., Yersinia enterocolitica, Brucella spp., and Listeria monocytogenes cause food poisoning based on their genetic regulations and environmental effects (Bennett et al., 2013). Enteritis, botulism, shigellosis, hepatitis A, and histamine poisoning are directly linked to the etiological behavior and different fatality rates. A schematic diagram of variable factors affecting microbial growth and toxin secretion is presented in Fig. 6.1.
4. Detection of microbial toxins in food system Foodborne diseases, originated by different pathogenic microorganisms which include bacteria, viruses, fungi, mycoplasma, etc., are the most serious human health concerns
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Functional and Preservative Properties of Phytochemicals
Food system Major ingredients Carbohydrate
Protein
Fatty acids
Ions and minerals
Suitable platform for bacterial, fungal infestation and toxin secretion
Fungal toxins
Bacterial toxins Clostridium, Salmonella,
Enterobacter, Bacillus
and
Vibrio spp. Entrotoxins and Heat labile toxins
Aspergillus flavus, A. parasiticus, A. candidus, Cladosporium cladosporoides, Alternaria alternata Fusarium oxysporum and F. verticilloides Aflatoxins, Fumonisins, Zearalenone, deoxynivalenole, ochratoxin, patulin and trichothecene
Environmental factors
Abiotic factors
Genetic factors
Temperature, rainfall, Relative humidity and maturation periods
pH, Moisture content and Aw
Transcriptome, metagenomics, sequencing, genetic resistance and hybrid vigour
Variable synthesis and regulation in food system
Figure 6.1 Factors affecting microbial growth and toxin secretion.
of the current generation. Salmonella sp., Listeria sp., Campylobacter sp., Escherichia sp., and Bacillus sp. have been categorized under etiologic agents of food contamination (Fusco and Quero, 2012). Not only bacterial contamination, but fungal contamination is also responsible for huge economic losses of agricultural food commodities up to 30% per year during the postharvest storage conditions (Rao et al., 2019). Therefore, WHO has documented food contamination as a global challenge and stated that “food contaminations that occur in one place may affect the physical condition of clients living on the other side of the globe” (Hussain, 2016). To overcome these economic losses, numerous advanced technologies have been employed for identification of pathogens and toxin quantification in order to ensure food sustainability and safety (Ge and Meng, 2009) along with the detailed information regarding genetic and metabolic profiling of the organisms (Pillai, 2004). Different instrumentation techniques for
Foodborne microbial toxins and their inhibition by plant-based chemicals
171
identification, detection, and quantification of microbial toxins (Fig. 6.2, Tables 6.1 and 6.2) occurring in food and food products under different environmental conditions are briefly presented.
4.1
Thin layer chromatography
TLC is based on the stationary and mobile phase where components move according to their affinities toward adsorbent. The solvent (mobile phase) is drawn up due to capillary action over the surface of the stationary phase. During movement, the compounds with higher affinity to mobile phase move faster while others move slower. Thus, components separated from the mixture (Bele and Khale, 2011) are used for identification, and quantification of microbial toxins. TLC is a commonly used technique due to its ease in operation, sensitive analysis, specificity, and high sample throughput properties. Ochratoxin and aflatoxins contamination in maize, wheat, triticale, and rye are reported to be separated by TLC (Braicu et al., 2008).
4.2
High-performance liquid chromatography
HPLC is a column chromatography in which mobile phase is liquid while stationary phase may be either liquid or solid. In HPLC, mobile phase is pumped through high
Figure 6.2 Instrumentation techniques for detection and quantification of microbial toxins produced under different environmental conditions.
Table 6.1 Important characterization and quantification techniques for bacterial toxins. Assay
Organisms
Treatment type
Food matrices
Limit of detection (LOD)
Limit of quantification (LOQ)
References
Nucleic acid based
Salmonella enteritidis
Nanoparticles
Raw milk
8 CFU/mL
24 CEU/mL
Bai et al. (2013)
Listeria monocytogenes
Nanoparticles centrifugation
Raw milk, salad
13 CFU/mL 103e105 CFU/mL
39 CFU/mL 3103e105 CFU/mL
Bai et al. (2013), Isonhood et al. (2006)
Escherichia. coli O157:H7
Metal hydroxide Filtration
Ground beef
103 CFU/mL
3 103 CFU/mL
Taylor et al. (2005), Cui et al. (2003)
Campylobacter jejuni
Immunomagnetic separation
Milk
1 CFU/mL
3 CFU/mL
Waage et al. (1999)
Salmonella typhimurium
ELISA
MilkJuice
107 cells/mL 106 cells/mL
3 107 cells/mL 3 106 cells/mL
Chattopadhyay et al. (2013)
E. coli O157:H7
Immunomagnetic separation
Vegetable Milk
6.8 102 CFU/mL 6.8 103 CFU/mL
20.4 102 CFU/mL 20.4 103 CFU/mL
Shen et al. (2014)
Botulinum neurotoxin serotypes B
Centrifugation
Milk
39 pg/mL
117 pg/mL
Scotcher et al. (2010)
Vibrio cholerae
Lateral flow immunoassay
Seafood
5105e106 CFU/ mL
15105e106 CFU/mL
Chaivisuthangkura et al. (2013)
Immunological based
Biosensor
FTIR
C. jejuni
Surface Plasmon resonance (SPR) immunosensor
Chicken
103 CFU/mL
3 103 CFU/mL
Wei et al. (2007)
E. coli O157:H7
SPR immunosensor
Milk, juice, beef Cucumber Iceberg lettuce
102e103 CFU/mL 3.4 103 to 1.2 105 CFU/ mL 10 CFU/mL
3102e103 CFU/mL 10.2 103 to 3.6 105 CFU/mL 30 CFU/mL
Waswa et al. (2007), Taylor et al. (2006), You et al. (2011)
Listeria innocua
Impedimetric biosensor
milk
105 CFU/mL
3 105 CFU/mL
Tolba et al. (2012)
Bacillus cereus
Filtration
Alfalfa, strawberries, lettuce, tomato
35 CFU/mL
105 CFU/mL
Pal et al. (2008)
E. coli, Bacillus subtilis, and Salmonella enterica
-
Sterile and contaminated solution
e
e
Quintelas et al. (2015)
Table 6.2 Instrumentebased characterization and quantification techniques of mycotoxins. Limit of detection (LOD)
Limit of quantification (LOQ)
0.3e1 mg/kg
0.9e3 mg/kg
Pons and Franz (1978)
Technique
Toxin
Detection type
Food commodities
HPLC
AFB1, AFB2
UV detector
e
AFG1, AFG2 AFB1 Citrinin Ochratoxin
Fluorescence
Rice
0.3e1 mg/kg 0.07 mg/kg 0.11 mg/kg 0.08 mg/kg
0.9e3 mg/kg 0.21 mg/kg 0.33 mg/kg 0.24 mg/kg
Pons and Franz (1978), Nguyen et al. (2007)
Fumonisin
OePhthalaldehyde postcolumn derivatization followed by fluorescence detector
corn
10 mg/kg
30 mg/kg
Akiyama et al. (1997)
Ochratoxin A
HPLC followed by immunoaffinity cleanup
wine
0.01 ng/mL
0.03 ng/mL
Visconti et al. (1999)
AFB1, AFB2, AFG1, AFG2, citrinin
Fluorescence
e
e
e
Betina (1985)
AFM1
Fluorescence with sulfuric spray
e
0.5 mg/kg
1.5 mg/kg
Serralheiro and Quinta (1985)
Aflatoxin
fluorescence
Peanut
e
e
Tosch et al. (1984)
TLC
HPTLC
References
AFB1, AFB2, AFG1, AFG2, Ochratoxin A
e
e
1 mg/kg and 50 mg/kg
3 mg/kg and 150 mg/kg
Aiko and Mehta (2015)
AFM1, Ochratoxin A, Zearalenone
With electrospray ionization triple quadrupole tandem mass spectrometry
Milk
0.003e0.015 mg/ kg
0.009e0.045 mg/ kg
Huang et al. (2014)
GC-MS
Trichothecenes
Heptafluorobutyric anhydride
Corn
10e40 mg/kg
30e120 mg/kg
Aiko and Mehta (2015), Milanez and ValenteSoares (2006)
Fluorescence microscopy
AFM1
With surface plasmon
Milk
0.6 pg/mL
1.8 pg/mL
Wang et al. (2009)
FTIR
DON
Near infrared spectroscopy
Wheat kernel
400 mg/kg
1200 mg/kg
Pettersson and Aberg (2003)
AFB1, Ochratoxin
Near infrared spectroscopy
Red paprika
e
e
Hernandez-Hierro et al. (2008)
AFB1
Rice
0.02 ng/kg
0.06 ng/kg
Reddy et al. (2009)
Fumonisin
beer
3 ng/mL
9 ng/mL
Torres et al. (1998)
LC-MS
ELISA
Radioimmunoassay (RIA)
AFB1
Solid-phase RIA
Corn, wheat
e
e
Sun and Chu (1977)
Ochratoxin A
e
Food and feed stuff
1 mg/kg
3 mg/kg
Fukal (1990) Continued
Table 6.2 Instrumentebased characterization and quantification techniques of mycotoxins.dcont’d Food commodities
Limit of detection (LOD)
Limit of quantification (LOQ)
References
Technique
Toxin
Detection type
Lateral flow immunoassay
Aflatoxin B1
e
Chili, pig feed
2 mg/kg
6 mg/kg
Saha et al. (2007), Delmulle et al. (2005)
Ochratoxin A
e
Chili
10 mg/kg
30 mg/kg
Saha et al. (2007)
Deoxynivalenol
Colloidal gold-based
Wheat
1500 mg/kg
4500 mg/kg
Kolosova et al. (2007)
Zearalenone
Colloidal gold-based
Wheat
100 mg/kg
300 mg/kg
Kolosova et al. (2007)
T2 toxin
e
Wheat and oat
e
e
Molinelli et al. (2008)
AFM1
e
Milk
e
e
Zhang et al. (2012)
AFB1
e
Groundnut, corn, wheat, cheese, chili
8 pg/mL
24 pg/mL
Aiko and Mehta (2015)
Ochratoxin A
e
Food and feed stuff
30 pg/mL
90 pg/mL
Aiko and Mehta (2015)
Zearalenone
e
Food and feed stuff
15 pg/mL
45 pg/mL
Aiko and Mehta (2015)
Signal amplification method
Foodborne microbial toxins and their inhibition by plant-based chemicals
177
pressure; hence, it gives high speed and high performance as compared to traditional column chromatography. In HPLC, resolution power is high and analysis time is short as compared to classical column chromatography because it permits us to employ very small size particle as packing material in column that gives high surface area for interactions between the molecules flowing in it and stationary phase (Kazakevich and LoBrutto, 2007; Sahu et al., 2018). This analysis was done to estimate the Aflatoxin contamination in Andrographis paniculata (Mishra et al., 2015) and Pistacia vera (Dwivedy et al., 2018) during storage condition.
4.3
High-performance thin layer chromatography
HPTLC is an extension of thin layer chromatography (TLC), which is rapid, robust, simple, and efficient tool in quantitative analysis of compounds. The working principle of HPTLC is based on the separation of components on their different affinity for a stationary phase and their differential solubility in a moving phase. The HPTLC profile disclosed the remarkable degradation of andrographolide content of raw materials of Andrographis paniculata during storage due to A. flavus contamination (Mishra et al., 2015).
4.4
Gas chromatography-mass spectroscopy
GC-MS is a combination of two analytical techniques, gas chromatography (GC) and mass spectrophotometry (MS). The samples are swept through the gas column where it is fragmented and sorted by mass to form a fragmented pattern and detected by MS (Hussain and Maqbool, 2014). GC-MS analysis is an efficient instrument to identify the presence of O-nitrophenol and indole, released from bacterial cells (Hameed et al., 2018).
4.5
Liquid chromatography-mass spectroscopy
Here, the separation of individual components of a mixture occurs on the basis of their mass/charge ratio and then subjected to an electron multiplier tube detector for identification and quantification (Pitt, 2009). LC-MS is used for detection of low molecular weight toxic components and residues in the food system. It is extensively used for quantification of DON, T-2 toxin, ZEN, AFs, OTA, and Alternaria toxin from maize, barley, peanuts, and other food commodities (Malachova et al., 2018; Ostry, 2008).
4.6
Matrix-assisted laser desorption ionization-time of flight mass spectroscopy
In this technique, samples are fixed in a crystalline matrix and are bombarded by a laser to make them ionized in MALDI-TOF mass spectrometer. Thereafter, based on mass to charge ratio, samples are analyzed by the time it takes for the ions to arrive at the detector. The high performance and potential of this technique are used for
178
Functional and Preservative Properties of Phytochemicals
identification of species and strain of Fusarium sp. (Dong et al., 2009; Kemptner et al., 2009), as well as characterization of the aflatoxigenic and nonaflatoxigenic strain of Aspergillus sp. (El Sheikha, 2019). MALDI-TOF has also been used for detection of Bacillus sp., Brucella sp., Yersinia sp., Francisella sp., and Burkholderia sp. (Lasch et al., 2016) in food samples.
4.7
Fourier transforms infrared spectroscopy
FTIR is infrared (IR) spectrumebased instrumentation technique used for characterization of substance within the specified wavelength range. It is coupled with the vibrations of excited molecules through IR beam and then the absorbance spectrum gives specific peaks that represent a distinctive feature of any chemical substance (Hameed et al., 2018). Ellis et al. (2004) have demonstrated the significant role of FTIR for quick detection of microbial contamination on meat surface.
4.8
Nucleic acidebased techniques
Nucleic acidebased tools have been rapidly used for detection, identification, and typing of those microorganisms which are associated with milk and dairy products. It may be done through polymerase chain reaction (PCR) and its derivatives, realtime PCR, fluorescent amplified fragment length polymorphism (FAFLP), etc. It has been extensively used in dairy industries due to its rapid outputs, high specificity, reproducibility, simplicity, and low detection limits (Lui et al., 2009). Sastalla et al. (2013) have identified hemolysin BL, nonhemolytic enterotoxin, enterotoxin T, and cytotoxin K contamination secreted from Bacillus cereus in the food system through this technology. PCR-based methodology has also been extensively used for the recognition of Aspergillus, Penicillium, and Fusarium strains as food contaminants (Konietzny and greiner, 2003).
4.9
Immunological-based techniques
An immunological-based technique works on the specific binding phenomenon of the antigen and antibodies (Hameed et al., 2018). Here, immunological reactions take place with various toxins which may help to distinguish the type of contamination in the food system. Hemagglutination, coagglutination, enzyme-linked immunosorbent assay (ELISA), enzyme-linked immunofiltration assay, reverse passive latex agglutination (RPLA), lateral flow immunoassay (LFI), and radioimmunoassay (RIA) are some immunological-based techniques for detection of microbial toxins (Pimbley and Patel, 1998). ELISA is rapidly used for detection of botulinum toxins, various enterotoxins produced by E. coli and for Staphylococcal enterotoxins A, B, C, and E (Foley and Grant, 2007). It is one of the most versatile immunoassay approaches in food diagnostics and assessment of food poisoning (V€alimaa et al., 2015; Nagaraj et al., 2016). This test is commercially offered for the recognition of mycotoxins, viz. AFM1, AFB1, DON, OTA, ZEA, T-2 toxin, fumonisin, trichothecenes, and citrinin in several foodstuffs (Goryacheva et al., 2007). Besides, by using
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179
immune-chromatographic approaches, viz. lateral flow immunoassay L. monocytogenes contamination in milk samples were detected (Cho and Irudayaraj, 2013). Blazkova et al. (2009) quantified Listeria sp. in milk sample with the use of lateral flow immunoassay with PCR.
4.10
Biosensor for toxin determination
The biosensor is a chemical sensing apparatus consisting of two main parts: i) biological components and ii) electronic parts that convert the biological response into electrical signal and further quantification with different physicochemical methods (Hameed et al., 2018). It has been improvised for real-time, rapid onsite and multiple analyses for bacterial and toxins detection in perishable and semiperishable food items (Baeumner et al., 2003; Bae et al., 2004; Shahdordizadeh et al., 2017).
4.11
Fluorescence microscopy
Fluorescence microscopy allows selective examination of a particular component in the form of fluorescence that results from the absorption of photons (Coling and Kachar, 1998). Boenisch and Sch€afer (2011) have reported the identification of Fusarium graminearum infection through fluorescence microscopy. Recently, the emergence of nanotechnology in food industries has also been proved as a unique approach for the detection of microbial toxins. Zhao et al. (2004) prepared dye-doped silica nanoparticles, and these particles were conjugated with E. coli O157: H7 antibodies for detection of bacterial contamination in ground beef within 20 min. In addition, nanotechnology along with microfluidic system has been successfully used to detect pathogens and their associated toxins (Ge and Meng, 2009). Verdoodt et al. (2017) have estimated Lactobacillus and Staphylococcus aureus contamination in food samples with the help of colorimetric biosensor and gold nanoparticles.
5. Safety limits in food system Sustainable nutrition, production, and food security are the major themes within the United Nations Sustainable Development Goals (UN, 2015). But, several pieces of literature have looked at the food-related health threats due to unprotected food consumption (Ohri-Vichaspati, 2014; Petruzzelli et al., 2018a,b). For that, the global food sectors announced different policies, standard regulations, and guidelines related to food safety (King et al., 2017). The European regulatory units have designed strict hygienic rules to ensure the safety of the end products that are mainly based on instructions written according to the Codex Alimentarius (2009) and included in the internationally recognized system, i.e., Hazard Analysis and Critical Control Point (HACCP) guideline (Trafialek et al., 2019). The HACCP approach is a precautionary approach to microbiological quality control and is planned to check problems before they happen rather than finding
180
Functional and Preservative Properties of Phytochemicals
them in the finished product (Smith et al., 1990). To ensure the safety of food system from microbial contamination, regulation 852/2004 requires up-to-date verification of the working status of HACCP by business operators (Powell et al., 2013; Trafialek and Kolanowski, 2014, 2017). Therefore, different regulatory organizations such as the Food and Agriculture Organization (FAO), Food and Drug Administration (FDA), World Health Organization (WHO) have confirmed the safety limit of microbial toxins in the food system. For example, regulatory risk assessment has defined the acceptable limits of bacterial toxins as 1 CFU/25 g in beverages, 5 CFU/25 g in meat products, 1 CFU/25 g in eggs and milk for E. coli: O157, 103 CFU/g in Alfalfa sprouts for Salmonella sp. (Bisha and Brehm-Stecher, 2009, 2010), and 103 CFU/g in milk for Bacillus cereus (Laflamme et al., 2009). Not only bacterial contamination, but fungal contamination in food system also affects human health by releasing several toxic secondary metabolites, i.e., mycotoxins. Therefore, several regulatory authorities have set the limits to control the risk of health hazards for balancing food security. For example, Joint FAO/ WHO Expert Committee on Food Additives (JECFA) have suggested the provisionally most tolerable daily intake for fumonisin as 10
Da Porto et al. (2017)
e
>8
Da Porto et al. (2014)
CO2 þ 20% EtOH
e
0.329; 2.18; 0.47
Yilmaz et al. (2011)
CO2 þ 20% EtOH
e
0.788; 0.35
Yilmaz et al. (2011)
t (min)
Extraction solvent (%)
40
0.8
6
900
CO2 þ 20% EtOH-H2O at 57% (v/v)
Grape seeds
40
0.8
6
900
CO2 þ 20% EtOH-H2O at 57% (v/v)
Oligomers of proanthocyanidins
Grape seeds
40
0.8
6
900
CO2 þ 20% EtOH-H2O at 57% (v/v)
Gallic acid, epigallocatechin, and epigallocatechin gallate
Grape seeds
50
3
0.3
60
Catechin and epicatechin
Grape seeds
30
3
0.3
60
Phenolic compounds
Grape seeds
Monomers of proanth ocyanidins
T, temperature; p, pressure; Q CO2, solvent flow rate; t, extraction time; *Standard liter/min.
References
Functional and Preservative Properties of Phytochemicals
Q CO2 (kg/h)
Source
T (8C)
Extraction yield (%, w/w)
p (MPa)
Phytochemical extracted
230
Table 7.5 Supercritical fluid extraction applications devoted to the extraction of phytochemicals from agri-food by-products.dcont’d
Recent advances in extraction technologies
231
57% (v/v), at 40 C, 0.8 MPa, and a CO2 flow rate of 6 kg/h (Da Porto and Natolino, 2017). Despite finding that decreasing pressure and increasing cosolvent, the total phenolic content was higher, earlier research studies using a single SFE step found the opposite. One example is the research carried out by Yilmaz et al. (2011) who reported that the amount of epigallocatechin was increased when pressure and the percentage of ethanol was increased. Due to the heterogeneity of the compounds present in the agri-food industry, the optimization of the extraction system is decisive to extract the compounds of interest.
3.7
Gas expanded liquids
A variation of SFE is GXLs. In this case, the liquids are expanded with a gaseous cosolvent, e.g., CO2 or ethane. The most commonly used class of GXLs is CXLs in which a variation in the CO2 composition, a continuum of liquid media ranging from neat organic solvent to scCO2 will be generated (Herrero et al., 2017). Most GXL applications have been focused on the extraction of mainly pigments, carotenoids, and fatty acids from algae (Gilbert-L opez et al., 2015; Reyes et al., 2014; Golmakani et al., 2012) and phytochemicals such as phenolic compounds from plant materials such as Moringa oleifera leaves (Rodríguez-Pérez et al., 2016a, 2016b). However, there is still a lack of research focused on the use of this extraction system for revalorizing agri-foods by-products. In this regard, Fuentes-Gandara et al. (2019) employed a downstream chemical fractionation using SFE followed by CXLs for the extraction of fatty acids, terpenes, or flavonoids from Helianthus annuus L. (sunflower) leaves. For this purpose, authors tested CO2 þ 50% EHOH/H2O mixtures varying the percentage of ethanol in water from 0% to 100%. The combination of the properties of typical solvent liquids with the transporting properties of supercritical fluids using of CXLs showed higher extraction yields compared to the use of SFE. The highest yield (w39%) was obtained using CO2/EtOH/H2O in the following proportions 50:25:25, respectively, 400 bars at 55 C for 4 h, and those parameters also allowed the recovery of compounds with different polarity range such as fatty acids, sesquiterpenes, triterpenes, sterols, diterpenes, flavonoids, lignans, and bisnorsesquiterpene. Despite very promising results in terms of extraction of bioactive compounds from several plant matrices and algae that have been described so far, GXL is a very promising extraction system that deserves to be exploited.
4. Concluding remarks The applications described in this chapter show the great potential of valorizing agrifood by-products. In fact, by-products used as sustainable ingredients or sources of bioactive compounds have been shown to be effective for a wide range of technological and nutritional purposes in food and cosmetic industry. This approach not only takes a step forward to waste reduction in the food chain but also offers new ways
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to diversify the production of agri-food products, creating the possibility of satisfying a market niche based on functional and sustainable products. On the other hand, it is necessary to evaluate the perception of consumers and potential safety on the use of by-products in food and cosmetic formulations.
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Vega-Vega, V., et al., 2013. Antimicrobial and antioxidant properties of byproduct extracts of mango fruit. Journal of Applied Botany and Food Quality 211, 205e211. https://doi.org/ 10.5073/JABFQ.2013.086.028. Vicente, G., et al., 2012. Supercritical fractionation of rosemary extracts to improve the antioxidant activity. Chemical Engineering & Technology 35 (1), 176e182. https://doi.org/ 10.1002/ceat.201100367. Vidal, L., Beltra, A., Canals, A., 2015. Microwave-assisted extraction of phenolic compounds from almond skin byproducts (Prunus amygdalus): a multivariate analysis approach. Journal of Agricultural and Food Chemistry. https://doi.org/10.1021/acs.jafc.5b01011. Vigano, J., et al., 2016. Pressurized liquids extraction as an alternative process to readily obtain bioactive compounds from passion fruit rinds. Food and Bioproducts Processing 100, 382e390. https://doi.org/10.1016/j.fbp.2016.08.011. Institution of Chemical Engineers. Wang, B., et al., 2018. Optimization of ultrasound-assisted extraction of flavonoids from olive (Olea europaea) leaves, and evaluation of their antioxidant and anticancer activities. Molecules 23 (10). https://doi.org/10.3390/molecules23102513. Wijngaard, H., et al., 2012. Techniques to extract bioactive compounds from food by-products of plant origin. Food Research International 46 (2), 505e513. https://doi.org/10.1016/ j.foodres.2011.09.027. Elsevier Ltd. Yang, Z., Zhai, W., 2010. Optimization of microwave-assisted extraction of anthocyanins from purple corn (Zea mays L.) cob and identification with HPLCeMS. Innovative Food Science & Emerging Technologies 11 (3), 470e476. https://doi.org/10.1016/ j.ifset.2010.03.003. Elsevier B.V. Yara-Varon, E., Selka, A., et al., 2016. Solvent from forestry biomass. Pinane a stable terpene derived from pine tree byproducts to substitute n-hexane for the extraction of bioactive. Green Chemistry 6596e6608. https://doi.org/10.1039/c6gc02191c. Royal Society of Chemistry. € Yilmaz, E.E., Ozvural, E.B., Vural, H., 2011. Extraction and identification of proanthocyanidins from grape seed (Vitis vinifera) using supercritical carbon dioxide. The Journal of Supercritical Fluids 55 (3), 924e928. https://doi.org/10.1016/J.SUPFLU.2010.10.046. Elsevier. Young, A., Lowe, G., 2018. Carotenoidsdantioxidant properties. Antioxidants 7 (2), 28. https:// doi.org/10.3390/antiox7020028. Yuan, B., et al., 2018. Valorization of hazelnut shells into natural antioxidants by ultrasoundassisted extraction: process optimization and phenolic composition identification. Journal of Food Process Engineering. https://doi.org/10.1111/jfpe.12692. Zardo, I., Espíndola, A. De, 2019. Optimization of ultrasound assisted extraction of phenolic compounds from sunflower seed cake using response surface methodology. Waste and Biomass Valorization 10 (1), 33e44. https://doi.org/10.1007/s12649-017-0038-3. Springer Netherlands.
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Application of nanotechnology to boost the functional and preservative properties of essential oils
8
Akshay Kumar, Priyanka Singh, Vishal Gupta, Bhanu Prakash Centre of Advanced Study in Botany, Institute of Science, Banaras Hindu University, Varanasi, Uttar Pradesh, India
1. Introduction Essential oils (EOs) are the volatile secondary metabolite products of aromatic plants obtained from different parts such as roots, wood, leaves, twigs, bark, buds, flowers, and seeds. Approximately, 17,000 aromatic plants belonging to the angiospermic families such as Myrtaceae, Rutaceae, Lamiaceae, Zingiberaceae, and Asteraceae have been identified as the source of essential oils. Essential oils are a complex mixture of volatile compounds such as terpenes, phenolics, ketones, alcohols, esters, amines, and amides that possess strong antimicrobial and functional properties. Terpenes are the major constituent of essential oils constituted by several isoprene units (C5H8). In general, terpenes have been classified into different classes based on the number of carbon atoms such as monoterpenes (C10H16), sesquiterpenes (C15H24), and diterpenes (C20H32). Terpenoids (monoterpenoids and sesquiterpenoids) are the most abundant form of terpenes obtained due to the enzymatic modification of terpenes that add oxygen molecules and remove methyl groups (Caballero et al., 2003). The essential oils were synthesized in the plant via two different pathways such as mevalonic acid and methyl-D-erythritol-4-phosphate (MEP) pathways in cytoplasm and plastids, respectively. Nearly 300 plants volatile oils are commercially available, particularly for the pharmacology; agronomy; food industries; sanitary, cosmetics, and perfume industries (Bakkali et al., 2008). Several different techniques have been used for the extraction of essential oil, viz. Hydrodistillation, Supercritical Fluid Extraction, Microwave-Assisted Hydrodistillation, and Ultrasound-Assisted Extraction (Rassem et al., 2016). However, hydrodistillation technique for extraction of EOs was first practiced in the East (Egypt, India, and Persia) (Guenther and Althausen, 1948) over 2000 years back and was improved in the 9th century by the Arabs (Burt, 2004). Gas chromatography and mass spectroscopy (GC-MS) is one of the most widely used techniques for the identification and characterization of essential oil components based on their retention time/mass spectrometry and computer-based library (Adams, 2007). Literature review suggested that most of the essential oils exhibited broad
Functional and Preservative Properties of Phytochemicals. https://doi.org/10.1016/B978-0-12-818593-3.00008-7 Copyright © 2020 Elsevier Inc. All rights reserved.
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Functional and Preservative Properties of Phytochemicals
spectrum activity, viz. bactericidal, virucidal, fungicidal, antiparasitic, anticancer, antiinflammatory, sedative, and analgesic effects (Bakkali et al., 2008). Therefore, in the past few decades essential oils have gained considerable attention from the industries such as pharmaceuticals, agriculture, and food industry as a green preservative to improve the shelflife, as well as the quality of food products (Prakash et al. 2015). However, the high volatility, hydrophobicity, susceptibility to oxidation, low stability, solubility, and unknown mode of action are major characteristic drawbacks that limit the widespread uses of essential oils (Prakash et al., 2015). Therefore, the use of suitable coating materials as the carrier agents represent an excellent strategy to overcome the current existing limitation of essential oilsebased products. The nanotechnology idea was first introduced in 1959 by the renowned physicist Richard Feynman; later in 1974, Norio Taniguchi first used the terminology “nanotechnology” (Handford et al., 2014). Nanotechnology is generally used in all fields of research such as biology, physics, chemistry, and material engineering, which deals with the particle size range between 1 and 100 nm. The nanosize of particle expanded surface area thus increases the practical application of phytochemicals (Rashidi and Khosravi-Darani, 2011). Nowadays, the nanoencapsulation of essential oils is a fast-growing practice to improve the bioactivity (antimicrobial and functional activity), thermal stability, and targeted site-specific delivery, with controlled release in the food system (LopezRubio et al., 2006; Bilia et al., 2014). Currently, a range of carrier agents, such as starch, cellulose, pectin, guar gum, chitosan, alginate, carrageenan, xanthan, dextran, and cyclodextrins, have been used as coating material of essential oils. The chapter highlights the antimicrobial, functional properties of essential oils and significance of encapsulation strategies to address the current existing challenges of essential oilse based preservatives and functional ingredients. In addition, currently used coating materials, techniques for encapsulation, and future prospects of nanoencapsulated essential oils in the food industries have been discussed.
2.
Preservative and functional properties of essential oils
Essential oils exhibit several biological properties such as antimicrobial, insecticidal, antioxidant, antiinflammatory, anticancer, antidiabetic, antiulcerogenic, and antianxiety activities (Ribeiro-Santos et al., 2017). In general, the biological properties of essential oils are based on their major compounds or due to the synergistic effect of major as well as minor components (Ribeiro-Santos et al., 2017). Essential oils exhibit their biological properties as a fumigant and have less/no toxic effect on the health; hence, they could be used as preferred alternative to synthetic preservative. Most of the EOs (Clove, oregano, thyme, nutmeg, basil, mustard, cinnamon) and their bioactive compounds (linalool, thymol, eugenol, carvone, cinnamaldehyde, vanillin, carvacrol, citral, and limonene) are kept in Generally Recognized as Safe (GRAS) category by US FDA. Arasu et al. (2019) investigated the antibacterial and antifungal activity of essential oils such as Acorus calamus, Allium sativum, Mucuna pruriens, and
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Sesamum indicum against the bacterial (Bacillus subtilis, Staphylococcus aureus, Pseudomonas aeruginosa, Escherichia coli, and Enterobacter aerogenes) and fungal species (Aspergillus niger, Aspergillus flavus, Penicillium notatum, and Rhizopus microsporus). The minimum inhibitory concentration of the essential oils were ranged (11.3 2.3 to 617 4.9 mg/mL) and (1.1 0.4 to 27 2.8 mg/mL) against the bacteria and fungi, respectively. Bertella et al. (2018) studied the antibacterial activity of Artemisia herba-alba essential oils against Staphylococcus aureus, Bacillus cereus, Proteus mirabilis, Salmonella enteritidis, Acinetobacter baumannii, and Klebsiella pneumonia. They also reported the minimum inhibitory concentration (5e 10 mg mL1) and the minimum bactericidal concentration (10e20 mg mL1) values against the test bacterial species. Akarca (2019) investigated the antibacterial activity of Hibiscus surattensis L. essential oils against Escherichia coli, Staphylococcus aureus, Listeria monocytogenes, Enterococcus aerogenes, Salmonella typhimurium, and Shigella flexneri. The result demonstrated that the EOs exhibited strong antibacterial effect on L. monocytogenes with a diameter zone of 25.26 mm, followed by Staphylococcus aureus (23.42 mm) and Escherichia coli (22.93 mm). Cui et al. (2019) studied the antibacterial activity of oregano essential oil against the Methicillin-resistant Staphylococcus aureus (MRSA) and reported the inhibition of tricarboxylic acid cycle pathway and its key enzymes along with downregulation expression of the pvl gene as the major target sites of action of test oil. In general, the gram-negative bacteria are less vulnerable than gram-positive bacteria due to the presence of hydrophilic lipopolysaccharides (LPS) in the outer membrane of gramnegative bacteria that interfere with hydrophobic compounds and make EOs less effective (Hyldgaard et al., 2012). Lasram et al. (2019) studied the antifungal and antiaflatoxigenic activities of Carum carvi L., and Coriandrum sativum L. seed essential oils and their major terpenes against Aspergillus flavus. C. carvi exhibited better antifungal property than Coriandrum sativum with a minimum inhibitory concentration of about 0.4% and 0.7%, respectively. Hu et al. (2017) investigated the antifungal and aflatoxin B1 inhibitory potential of Curcuma longa essential oils and reported their probable mode of action related to the disruption of fungal cell membrane; impairment in mitochondrial functioning; inhibition of ergosterol synthesis, mitochondrial ATPase, malate dehydrogenase, succinate dehydrogenase activities; and downregulation of expression of genes in aflatoxin biosynthetic pathway. The antimicrobial activities of some of the traditionally used essential oils and bioactive compounds have been reported by Prakash et al. (2015). In addition, essential oils exhibited potent functional properties such as acetylcholinesterase inhibition, antioxidant, antiinflammatory, antidiabetic, cognitive impairment, anticancer activity, etc. Alzheimer disease (old age dementia) is associated with decrease in the level of several neurotransmitters, such as acetylcholine, noradrenaline, and serotonin in brain (Byrne and Russon, 1998), responsible for the inhibition of signal transmission. Inhibition of acetylcholinesterase (AchE) enzyme activity is one of the primary target sites of action of compounds used for the cure of Alzheimer disease. Therefore, plant products such as galantamine and amaryllidaceae alkaloids possess acetyl cholinesterase inhibitory potential that could be used for the treatment of Alzheimer disease. Karak et al. (2018) reported the antiacetylcholinesterase,
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Functional and Preservative Properties of Phytochemicals
anti-b-glucuronidase, and cytotoxic properties of Piper betle L. leaves essential oil. A large number of plant essential oils and their bioactive compounds such as Mentha spp., 1, 8-cineole, a-pinene, eugenol, citral a-terpineol, eugenol, and terpinen-4-ol exhibited potent acetylcholinesterase enzyme inhibitory activity (Dohi et al., 2009). Myristicin, a major component of Myristica fragrans, exhibited hepatoprotective effect against liver damage by inhibition of TNF-a and suppression of apoptosis (Morita et al., 2003). Trans-citral, the major compound of aromatic plants such as lemon grass, enhances the activity of glutathione-S-transferase P enzyme. Thus trans-citral (geranial) could be used as the chemopreventive agent against inflammation-related carcinogenesis (Henderson et al., 1998). Afoulous et al. (2013) studied the anticancer, antiinflammatory, antioxidant, and antimalarial activities of leaves essential oil of Cedrelopsis grevei and reported that essential oil was active against human breast cancer cells MCF-7 cell lines (IC50 ¼ 21.5 mg/L), antiinflammatory (IC50 ¼ 21.33 mg/L), antioxidant activity against DPPH (IC50 > 1000 mg/L) and ABTS (IC50 ¼ 110 mg/L), and Plasmodium falciparum (IC50 ¼ 17.5 mg/L). Pavithra et al. (2009) investigated the anticancer (epidermal) properties of essential oil of Pamburus missionis. They have reported the significant changes in vital cellular activity such as induced nuclear condensation, loss of membrane integrity, DNA fragmentation, increase in sub-G1 DNA content, and elevation in intracellular ROS level in microbial cell exposed to EO. In addition, the essential oilsebased compounds such as thymoquinone (Nigella sativa), D-limonene (orange essential oil), D-limonene and b-myrcene (Foeniculum vulgare) elicit hepatoprotective activity (Mansour et al., 2001; Bodake et al., 2002; € Ozbek et al., 2018). Antidiabetic activities of Foeniculum vulgare Mill. essential oil was found to be related with the corrected hyperglycemia and pathological abnormalities in rat due to its antioxidative effect and restoring of redox homeostasis (El-Soud et al., 2011). Satureja khuzestanica essential oil significantly reduces the fasting blood glucose level in model system (diabetic rats) (Abdollahi et al., 2003). Essential oils of chamomile, eucalyptus, rosemary, lavender, millefolia pine, clove, and myrrh exhibited potent antiinflammatory activity, which could be used for the treatment of eczema, dermatitis, and irritation. Seed cones of Juniperus macrocarpa exhibited considerable antiinflammatory activity (Lesjak et al., 2014). Sarikurkcu et al. (2018) reported that the antioxidant ability of Marrubium parviflorum essential oil is related to its high phenolic content using various methods, viz. b-carotene-linoleic acid, 1,1diphenyl-2-picrylhydrazyl (DPPH) radical scavenging, and reducing power assays and reported that antioxidant activity of oils is because of high phenolic contents. Senthilkumar et al. (2019) investigated the antioxidant activity of Moringa peregrina essential oil extracted from seed kernel and reported the radical scavenging activities in terms of IC50 value for several assays such as DPPH•radical (IC50 ¼ 37.70 mg/mL), ABTS•þ radical (IC50 ¼ 34.03 mg/mL), superoxide anion (IC50 ¼ 36.57 mg/mL), nitric oxide radical (IC50 ¼ 29.15 mg/mL), hydrogen peroxide (IC50 ¼ 43.93 mg/mL), and hydroxyl radical (IC50 ¼ 29.99 mg/mL). The antioxidant activity of some of the traditionally used essential oils (Thymus caramanicus, Magnolia liliflora, Artemisia scoparia, Piper betle, Thymus algeriensis, Origanum majorana, Coriandrum sativum, Hedychium spicatum, Commiphora myrrha, Cananga odorata, etc.) and bioactive compounds (thymol, eugenol, geranyl acetate, 1,8-cineol, E-citral, b-asarone,
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b-caryophyllene, carvone, P-cymene, carvacrol) have been reported by Prakash et al. (2015). Thus, the plant essential oils possess remarkable antioxidant and functional activity that could be used as natural ingredients during the formulation of dietary product to prevent disease/stress through dietary management.
3. Nanotechnology: an efficient approach to enhance the bioactivity of essential oils In spite of tremendous biological activity the industrial application of EOs and their bioactive compounds are limited due to their high volatility, intense aroma (can alter the taste of food), photosensitivity (autoxidation of its component in the presence of high temperatures, UV light, or oxygen), hydrophobicity (negative interaction of its hydrophobic components with fat, starch, and proteins), low stability, and solubility. Therefore, to overcome these existing limitations of essential oilsebased preservative and functional ingredients, an additional innovative research is needed related to innovative cost-effective and safe delivery system to enhance the application domain of essential oilsebased products at industrial level. In this context, the use of nanoencapsulation technology holds great promise to boost the efficacy of essential oils in the food system. Nanoencapsulation offers several advantages such as protection of essential oils from degradation, increase solubility in aqueous medium, masking the intense aroma, avoiding the negative interactions with food components with enhanced bioactivity and targeted delivery, thereby reducing the effective dose to achieve the preservative and functional effect. The nanoencapsulation of essential oils can expand the concentration in the food zone where microorganisms are ideally situated, for instance, water-rich stages or strong fluid interfaces and improve their bioactivity, circulation time, and target specificity (Ribeiro-Santos et al., 2017). Risaliti et al. (2019) studied the antioxidant, anti-inflammatory, and antibacterial activities of Salvia triloba and Rosmarinus officinalis EOs-loaded nanovesicles and reported that liposomes-based formulations were stable over 1 month period with significant antioxidant, antiinflammatory, and antibacterial activities. Celia et al. (2013) reported the improved in vitro anticancer activity of Bergamot essential oil (BEO) against human SH-SY5Y neuroblastoma cells using liposomal formulation of BEO with improved water solubility. Giongo et al. (2017) reported the antiinflammatory effect of geranium nanoemulsion (NEG) using nitric oxide (NO), cytokines (interleukin IL-1, IL-6, and IL-10), tumor necrosis factor-a (TNF), and the expression levels gene of interleukin (IL-2), cyclooxygenase-2 (COX-2), and inducible nitric oxide synthase (iNOS). Ngwabebhoh et al. (2018) reported antiinflammatory, antimicrobial, and anticancer activity of nanoencapsulated emulsions of coumarin and curcumin with improved bioavailability against using human cell lines (L929 and MCF-7) and different microorganisms. Sun et al. (2014) reported that nanostructured lipid carriers (Q-NLC) enhanced the anticancer activities of quercetin by improving its bioavailability, solubility, stability, and increased content at targeted
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Functional and Preservative Properties of Phytochemicals
site. Gundewadi et al. (2018a,b) reported that the nanoemulsion of basil oil exhibited enhanced antimicrobial activity (up to 20%) against the two most common food spoilage fungi Penicillium chrysogenum and Aspergillus flavus. The prepared nanoemulsion at 1000 ppm causes significant growth inhibition (64%e67%) over the synthetic fungicide Carbendazim. Lee et al. (2017) prepared nanoencapsulation of silymarin using water-soluble chitosan and poly-gamma glutamic acid and reported that the nanoencapsulation significantly improved solubility (7.7-fold) and antimicrobial activity of silymarin. Mohammadi et al. (2015a) investigated the in vitro and in vivo antimicrobial activity of nanoencapsulated Cinnamomum zeylanicum essential oil (Ne-CEO) against Phytophthora drechsleri. The in vivo results showed that at 1.5 g/L Ne-CEO significantly reduced the disease severity and incidence of pathogen. Hasani et al. (2018) prepared the nanoformulation of lemon essential oil using chitosan (CS) and modified starch (Hicap) by freeze drying technique to enhance the physicochemical properties and thermal stability of essential oil. Literature review suggested that chitosan has been widely used as the carrier agent of essential oil, bioactive compounds, and formulations such as Zataria multiflora (Mohammadi et al., 2015b), insulin (Das and Chaudhury, 2011), oregano (Hosseini et al., 2013), thyme (Ghaderi-Ghahfarokhi et al., 2016), mace (Yadav et al., 2019), eugenol, menthol, t-anethol, thymol, methyl cinnamate, linalool, and formulations based on compounds such as EMT and TML with improved bioactivity (Kumar et al., 2019a,b). The antimicrobial and antioxidant activities of encapsulated essential oils have been summarized in Tables 8.1 and 8.2.
4.
Delivery agents and techniques used for encapsulation of essential oils
Currently a range of carrier agents such as starch, cellulose, pectin, guar gum, chitosan, dextran, and cyclodextrin have been used for the encapsulation of essential oils. Among all, chitosan and its modified form exhibited promising carrier agent properties, due to their biocompatible, biodegradable, mucoadhesive, safe, and economically viable nature. The molecular structure of the plant-based delivery agent such as starch, cellulose, pectin, and guar gum are suitable to entrap the essential oil. Therefore, in the past few years delivery agents either plant/microbes/animal-based have gained considerable interest of food industries as the carrier agent of volatile agent in food system (Prakash et al., 2018). Table 8.3 summarized the different type of delivery agents, sources, and their application.
4.1
Starch
Starch is one of the major storage polysaccharides in plant which consists of glucose units linked with a-d-(1 / 4) or a-d-(1 / 6) linkages (Fathi et al., 2014). Amylose and amylopectin are the two principal structural components of starch. In general, they are nontoxic, biodegradable, biocompatible, and costeffective that enhances their
Table 8.1 Antimicrobial activity of nanoencapsulated essential oils and bioactive compounds. Essential oil/ compounds
Delivery agents
1
Clove
2
Microbes
Results
References
Chitosan
Oil-in-water emulsion technique
Aspergillus niger
Encapsulated clove essential oil exhibited complete inhibition of A. niger mycelia growth at 1.5 mg/mL.
Hasheminejad et al. (2019)
Cinnamon and Clove
Chitosan-gum arabic
Emulsion
Gram-positive bacteria (Staphylococcus aureus ATCC 25923) and Gram-negative bacteria (Escherichia coli ATCC 25922)
Compared to the control film, 10% Cinnamon oil and 10% Clove films could reduce the OD values concerning to E. coli and S. aureus to 0.21, 0.13 and 0.26, 0.14 at 15 h, respectively.
Xu et al. (2019)
3
Origanum vulgare
Chitosan
Nanoemulsions, phase inversion temperatures
Staphylococcus aureus and Escherichia coli
The MIC value of nanoemulsion containing Origanum vulgare EO was reported at 0.56 and 0.60 mg while MBC value was found at 0.90 and 3.32 mg/mL for S. aureus and E. coli, respectively.
MoraesLovison et al. (2017)
4
Zataria multiflora
Chitosan
Ionic gelation technique
Botrytis cinerea
Zataria multiflora EO-chitosan nanoparticle completely inhibited fungal growth at 1500 ppm.
Mohammadi et al. (2015b)
5
Thymus vulgaris
Chitosan
Nanogel
A. flavus (ATCC 5004)
Nanoencapsulated T. vulgaris essential oil caused complete inhibition of A. flavus growth at 500mg/L.
Khalili et al. (2015) 247
Method
Application of nanotechnology to boost
S. N.
Continued
Table 8.1 Antimicrobial activity of nanoencapsulated essential oils and bioactive compounds.dcont’d Delivery agents
6
Citral
7
Method
Microbes
Results
References
Polyoxyethylene (10) oleyl ether
Nanoemulsions
S. aureus [American Type Culture Collection (ATCC) 27690], E. coli (ATCC 23815), Pseudomonas aeruginosa (ATCC 15442), Enterococcus faecalis (ATCC 29212), Salmonella typhimurium (ATCC 14028), and Listeria monocytogenes (ATCC 19113)
Antibacterial activity nanoemulsion containing citral were ranged 2.0 0.1 to 19.2 2.3 mm (inhibition zone) against the test microbes.
Lu et al. (2018)
Cardamom essential oil
Chitosan
Ionic gelation Process
E. coli and S. aureus
MIC of encapsulated cardamom essential oil was calculated to be 25%(v/v) for E. coli and 10% (v/v) for S. aureus.
Jamil et al. (2016)
8
Coriandrum sativum
Chitosan
Nanoemulsion
Aspergillus flavus
MIC ¼ 0.5 mL/mL; MAIC ¼ 0.4 mL/mL
Das et al. (2019)
9
Satureja hortensis L.
Chitosan
Oil-in-water (o/ w) emulsion
E. coli O157:H7 ATCC 33150, S. aureus ATCC 25923 and Listeria monocytogenes(ATCC 19118)
Encapsulated S. hortensis essential oil completely inhibited L. monocyto genes and E. coli bacterial growth in the broth, while growth inhibition of S. aureus is dose-dependent.
Feyzioglu and Tornuk (2016)
Functional and Preservative Properties of Phytochemicals
Essential oil/ compounds
248
S. N.
Carum copticum
Chitosan
Oil-in-water emulsion
Gram-positive bacteria S. aureus (ATCC 29737), Staphylococcus epidermidis (ATCC 12228), and Bacillus cereus (ATCC 11778) and three strains of gramnegative bacteria E. coli (ATCC 8739), Salmonella typhimurium (ATCC13311), and Proteus vulgaris (ATCC 6380)
Antibacterial activities of C. copticum loaded nanoparticle were ranged between 8.0 1.0 to 12.3 1.0 mm inhibition zone against the test microbes.
Esmaeili and Asgari. (2015)
11
Lime essential oil
Chitosan
Nanoprecipitation
S. aureus, Listeria monocytogenes,Shigella dysenteriae, and E. coli
For CSNPs-LEO (nanopart icle), the minimum inhi bitory volume (MIV) was 2.5 mL for E. coli and 1.25 mL for S. aureus, L. monocytogenes and S. dysenteriae. While for CSNCs-LEO (nanocapsules) it was 5 mL for S. aureus, L. monocytogenes, and S. dysenteriae and 10 mL.for E. coli.
Sotelo-Boyas et al. (2017)
12
Bergamot
Chitosan
Emulsion
Aspergillus flavus
A. flavus conidial germination was significantly inhibited (87%e90%) with the treatment of encapsulated bergamot EO compared with the control.
Aloui et al. (2014)
249
Continued
Application of nanotechnology to boost
10
Table 8.1 Antimicrobial activity of nanoencapsulated essential oils and bioactive compounds.dcont’d 250
Essential oil/ compounds
Delivery agents
Method
Microbes
Results
References
13
Myristica fragrans
Chitosan
Nanogel
Aspergillus flavus
MIC and MAIC ¼ 1.25 mL/mL.
Yadav et al. (2019)
14
Mentha piperita
Chitosan
Nanogel
Aspergillus flavus
Encapsulated M. piperita essential oils causes complete inhibition growth of A. flavus at 500 ppm.
Beyki et al. (2014)
15
Methyl salicylate
Chitosan
Nanogel
Aspergillus flavus
MIC and MAIC ¼ 1.0 mL/mL
Kujur et al. (2019)
16
eugenol, menthol and t-anethole (EMT) formulation
Chitosan
Nanogel
Aspergillus flavus
The MIC and MAIC value of Ne-EMT was found at 0.4 mL/mL and 0.3 mL/mL.
Kumar et al. (2019a)
17
Thymol (T), methyl cinnamate (M), and linalool (L) (TML) formulation
Chitosan
Nanogel
Aspergillus flavus
The MIC and MAIC value of Ne-TML was found at 0.3 mL/mL and 0.2 mL/mL.
Kumar et al. (2019b)
18
Gaultheria procumbens
Chitosan
Nanogel
Aspergillus flavus
Microencapsulated G. procumbens essential oil causes complete inhibition of A. flavus growth and aflatoxin B1 production at 1.0 mL/mL
Kujur et al. (2017)
Functional and Preservative Properties of Phytochemicals
S. N.
Pimenta dioica
Chitosan/kcarrageenan
Coacervation
Bacillus subtilis MIUG B106B, Bacillus cereus MIUGB107B, Rhodotorula glutinis MIUG D7, Candida utilis MIUG D8, Saccharomyces cerevisiae MIUG D9, Aspergillus niger MIUG M5, Penicillium glaucumMIUG M9, Geotrichum candidum MIUG M13
Encapsulated P. dioica essential oil zone of inhibition were ranged 1.1 0.13 to 4.8 0.21 against all tested bacteria.
Dima et al. (2014)
20
Ocimum sanctum
Chitosan
Nanoemulsion
Aspergillus flavus
MIC ¼ 60 mL/L; MAIC ¼ 30 mL/L
Singh et al. (2019)
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19
MIC ¼ Minimum inhibitory concentration, MAIC ¼ Minimum aflatoxin inhibitory concentration, MBC ¼ Minimum bactericidal concentration.
251
252
Table 8.2 Antioxidant activity of nanoencapsulated essential oils. Results Method
Free
Nanoencapsulated
References
1
Satureja hortensis
DPPH
-
Activity ranging between43.66% to 56.99%.
Feyzioglu and Tornuk (2016)
2
Coriandrum sativum
DPPH ABTS
IC50 ¼ 16.04 mL/mL IC50 ¼ 3.26 mL/mL
IC50 ¼ 10.26 mL/mL IC50 ¼ 2.41 mL/mL
Das et al. (2019)
3
Ocimum sanctum
DPPH
IC50 ¼ 2810 mL/L
IC50 ¼ 1390 mL/L
Singh et al. (2019)
4
Mace essential oil
DPPH
IC50 ¼ 3.89 mL/mL
IC50 ¼ 2.1 mL/mL
Yadav et al. (2019)
5
Peppermint oil
DPPH
IC50 ¼ 3.25 mg/mL
IC50 ¼ 1.61 mg/mL .
Shetta et al. (2019)
6
Green tea oil
DPPH
IC50 ¼ 0.81 mg/mL
IC50 ¼ 0.34 mg/mL
Shetta et al. (2019)
7
Thymus capitatus essential oil
DPPH; b-carotene
IC50 ¼ 300.00 3.06 mg/ mL IC50 ¼ 200.00 2.52 mg/ mL
IC50 ¼ 390.0 2.65 mg/mL IC50 ¼ 220.0 1.04 mg/mL
Jemaa et al. (2018)
8
Limonene
DPPH
-
IC50 ¼ 116 ppm
Sarjono et al. (2019)
- not evaluated.
Functional and Preservative Properties of Phytochemicals
S. N.
Nanoencapsulated essential oil/compounds
S.N. 1.
2.
Delivery agents to nanoencapsulation Plant origin
Animal origin
Source
Application
References
Starch
Specially cereals, legumes, potato, carrot, and banana
Drug delivery, food preservation
Fathi et al. (2014)
Cellulose
Wood pulp and cotton fibers
Essential oil encapsulation, enzyme immobilization, synthesis of antimicrobial and medical materials, green catalysis, biosensing, synthesis of drug carrier in therapeutic and diagnostic medicine
George and Sabapathi (2015)
Pectin
Plant cell wall
Drug delivery, pharmaceutic, gelling agents
Srivastava and Malviya (2011)
Guar gum
Cyamopsis tetragonoloba
Food applications, encapsulation, drug delivery
Mudgil et al. (2014)
Chitosan
crustacean group shells such as crabs, shrimp, and crayfish
Food applications, encapsulation, drug delivery
Elgadir et al. (2015); Prakash et al. (2018) 253
Continued
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Table 8.3 Types of delivery agents, their source, and application.
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Table 8.3 Types of delivery agents, their source, and application.dcont’d S.N. 3.
Algal origin
Microbial origin
Source
Application
References
Alginate
brown sea algae
Food applications, gelling agents, encapsulation, drug delivery
Lee and Mooney. (2012)
Carrageenan
Rhodophyceae family member such as Chondrus crispus, Eucheuma, Gigartina stellata, Iridaea, Hypnea, Solieria, Agardhiella, and Sarconema
Gelling agents, encapsulation, food application, drug delivery, stabilizing agents
Stanley (1987)
Xanthan
Xanthomonas campestris
Drug delivery, hydrogel, matrix Systems, nanoparticles
Benny et al. (2014)
Dextran
Family Lactobacillaceae and basically from Leuconostoc mesenteroids, Leuconostoc dextranicum, and Streptobacterium dextranicum
Food applications, gelling agents, encapsulation, drug delivery
Fathi et al. (2014)
Cyclodextrins
Bacillus amylobacter
Anticancer drug delivery, food application, siRNA delivery system, improvement in antitumor activity and reduction in toxicity
Gidwani and Vyas (2015)
Functional and Preservative Properties of Phytochemicals
4.
Delivery agents to nanoencapsulation
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industrial application as carrier agents of plant-based bioactive molecules in food system (Builders and Arhewoh, 2016). A range of carrier agents based on starch or its derivatives have been used for the delivery of bioactive compounds such as menthone (Qiu et al., 2017), insulin (Jain et al., 2008), lutein (Fu et al., 2019), flaxseed (Gokmen et al., 2011). The hydrophilic nature of starch limits its industrial application as encapsulating material of hydrophobic compounds. However, such a limitation could be overcome by acetylating of starch that not only elevates its hydrophobicity but also reduces swelling ability with significant resistance to enzymatic hydrolysis during its application as delivery systems for bioactive agents (Tuovinen, et al., 2004; Xu et al., 2019). Souza et al. (2013) investigated the antimicrobial activity of cinnamon essential oil coated within cassava starch films, and reported that essential oil incorporated with cassava starch composite films exhibited significant antimicrobial activity against Penicillium commune and Eurotium amstelodami.
4.2
Cellulose
Cellulose is one of the most abundant polysaccharides on the earth, consisting of glucose units linked with b-d-(1e4) linkages. Otoni et al. (2014) prepared coarse emulsions (1.3e1.9 mm) and nanoemulsions (180e250 nm) of Syzygium aromaticum and Origanum vulgare essential oils using methylcellulose through low-speed mixing/ ultrasonication. They have reported that nanosize particles exhibited improved antimicrobial properties and could be used as shelflife extenders of sliced bread (the model food). Liakos et al. (2016) reported that nanocapsules of lemongrass oil incorporated within the cellulose acetate have significant antimicrobial properties against E. coli and S. aureus at low doses. The current limitations such as large dimension and low water solubility of cellulose-based delivery agents could be overcome by physical, chemical, and biochemical modification in cellulose.
4.3
Pectin
Pectin is an anionic polysaccharide linked with a-d-(1 / 4) galacturonic acid residues. It is widely used as the carrier agent of acid-sensitive bioactive compounds, as it shows resistance to the enzymatic digestion in mouth and stomach (Sinha and Kumria, 2001). Based on the degree of esterification, it could be categorized in two forms: low methoxyl pectin (methoxylation ranged between 25% and 50%); high methoxyl pectin (methoxylation (50%e80%). However, low entrapment efficiency and fast release of encapsulated low molecular weight bioactive compounds are the few existing drawbacks of pectin-based carrier agent (Sonia and Sharma, 2012). Therefore, to overcome such limitations an effective combination of pectin with another polymer such as chitosan has been witnessed in past few years. Alvarez et al. (2014) reported that pectin films containing oregano essential oil (OEO) effectively reduced total coliforms, yeast, and mold contamination of storage shrimp and cucumber slices at 4 C by inhibiting quorum sensing (cell to cell communication mechanism).
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4.4
Functional and Preservative Properties of Phytochemicals
Guar gum
Cyamopsis tetragonolobus is the main source of natural guar gum (a water-soluble polysaccharide). Guar gum has been used as the delivery agent of clove oil (Thimma and Tammishetti, 2003) and tannic acid (Yang et al., 2019). Arfat et al. (2017) studied the potential application of guar gum/AgeCu nanocomposite films as an active food packaging material against Listeria monocytogenes (ATCC 19114), Salmonella enterica sv typhimurium (ATCC 14028). Esfahani et al. (2019) reported that gelatin-gum arabic based nanocarrier efficiently masks the undesirable flavor and odor of incorporated fish oil. The high viscosity, poor hydration, and low thermal stability are some of the current existing limitations of guar gum. However, these limitations could be overcome by depolymerization of guar using acids, enzymes, heat-induced acid hydrolysis, hydrothermal degradation, microwave mediated free radical degradation, ultrasonication, irradiation (Fathi et al., 2014).
4.5
Chitosan
Chitosan (poly[b-(1 / 4)-2-amino-2-deoxy-D-glucopyranose) is a natural biopolymer derived from deacetylation of chitin. The major sources of chitin are the shells of the crustacean group of animals such as crabs, shrimp, and crayfish. Nowadays, chitosan (a natural antimicrobial agent) has been widely used as a delivery agent of essential oils because of its abundant availability, biodegradability, biocompatibility, safety, and costeffectiveness. It dissolves easily in slightly acidic aqueous environment (pH < 6.5).
4.6
Alginate
Alginate is a type of polysaccharide, formed by rotating squares of 1e4 connected a-L-guluronic (G residue), and b-D-mannuronic acid (M residue) is obtained from brown sea alga. Sodium alginate is a water-soluble biopolymer and gellike structure. It has been utilized for encapsulation of various components such as lipid (Strasdat and Bunjes, 2013), lipase (Liu, et al.,2012), and turmeric oil (Lertsutthiwong et al., 2008). Alginate beads could be synthesized by adding the sodium alginate solution into calcium chloride solution leading to the formation of eggbox like configuration due to the interaction of the Caþ2 ions with blocks of G residues (Fathi et al., 2014).
4.7
Carrageenan
Carrageenan is extracted from red seaweeds such as Chondrus crispus, Eucheuma, Gigartina stellata, Iridaea, Hypnea, Solieria, Agardhiella, and Sarconema. It is a natural anionic sulfate polysaccharide and joined by a-1, 3 and b-1,4 glycosidic linkage by alternate units of D-galactose and 3,6-anhydrogalactose. Gundewadi et al. (2018a,b) reported alginate-based nanoencapsulated basil (Ocimum basilicum. L) oil exhibited potent antifungal efficacy against food-spoilage fungi Penicillium chrysogenum and
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Aspergillus flavus. In vivo result with model food system okra showed that nanoencapsulated basil oil could be recommended as plant-based antifungal agent to extend the shelflife of okra during postharvest storage.
4.8
Dextrans
Dextrans are synthesized by various countless microorganisms bound to the family Lactobacillaceae, especially from Leuconostoc mesenteries, Leuconostoc dextranicum, and Streptobacterium dextranicum. It is a polysaccharide of bacterial glucan, linked with a-(1e6) and some percentage of a-(1 / 3) linkage. Singh et al. (2018) reported that dextran/nanosoy/glycerol/chitosan-based nanocomposite of Aloe vera and manuka honey improved the antimicrobial (S. aureus), scar prevention, and wound healing properties of the prepared herbal formulation.
4.9
Cyclodextrin
Villiers (1891) first isolated cyclodextrin (a truncated cone-shaped oligosaccharide) from Bacillus amylobacter. It is a cyclic oligosaccharide containing glucopyranose units connected by a (1 / 4) linkage and those consisting of 6, 7, and 8 glucose units are called as a -, b -, and ge cyclodextrin (Takeji Shibatani 1996). All types of CDs (a-CD, b-CD, and g-CD) show diverse abilities to entrap the bioactive molecule (Marques, 2010). They have a lipophilic central core region surrounded by hydrophilic outside surface that makes it as an excellent carrier agent of poorly soluble, temperature sensitive, or chemically labile agents such as antimicrobials (Piercey et al., 2012), antioxidants (Krishnaswamy et al., 2012), essential oils (Prakash et al., 2015), and flavors (Choi et al., 2009). Silva et al. (2019) investigated the antimicrobial properties of coriander essential oil incorporated in dextrin-derived nanosponges (CD-NS). They have reported that a-CD-NS and b-derived-CD-NS could be used as controlled release system for coriander essential oil.
5. Technique used for encapsulation of essential oils Nowadays, a large number of methodologies have been used to encapsulate essential oils such as spray drying, coacervation, liposome, nanoemulsion, and freeze drying. Spray drying technology is one of the most commonly used techniques used for the encapsulation of essential oils due to its speed, relatively low cost, and reproducibility (Yeo et al., 2001). In spray drying technology the desired active components were dissolved in the polymer solution followed by atomization and spraying of the mixture in a warmed air chamber. However, this technique is not suitable for the encapsulation of aromatic or thermolabile bioactive components. Coacervation is one of the most effective techniques of encapsulation of plant-derived products in food industries. The main principle of this technique is the electrostatic attraction between oppositely charged molecules. Due to the electrostatic attraction, liquid coating material is efficiently deposited
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around the core material. The force is derived between plant-derived components and oppositely charged delivery agent. The essential oils/compounds are trapped in the matrix framed by the electrostatic complex of positively charged (chitosan) and negatively charged (gelatin and alginate) biopolymers (complex coacervation). This technique is used for both polar and nonpolar molecules (Fathi et al., 2014). Liposome, the principle of this method is the formation of a membranous structure of liposome colloid particle due to the dispersion of phospholipids in aqueous phase. Emulsification is one of the most common methods of encapsulation; traditionally, it has been achieved by homogenization process. In general, the process involves two major steps such as emulsification of the polymeric solution (polymer þ bioactive compounds þ organic solvent) using suitable emulsifier into an aqueous solution followed by homogenization process, and the second step involves the removal of solvent followed by polymer precipitation. Freeze drying or lyophilization technique is generally applied for the heat-sensitive material and to mask the intense aroma. Heat liable bioactive compounds could be efficiently encapsulated using this technique. The emulsion solutions contain a core material surrounded by the coating material. There is a four-step method in freeze drying, i.e., freezing, sublimation (primary drying), desorption stage (secondary drying), and storage. However, the main drawback of freeze drying is energy intensiveness, long processing time, and open porous structure (due to the ice sublimation). At present, the freeze drying method is a broadly utilized strategy to expel water from nanocapsules without changing their structure and shape. Table 8.4 summarizes the techniques used for the encapsulation of essential oils and their bioactive compounds.
6.
Conclusion
Most of the essential oils possess strong antimicrobial and functional properties. Hence, the use of essential oilsebased ingredients in the food system could enhance the shelflife of food commodities and would have beneficial effect on human health also. Nanotechnology is a promising technological approach to enhance the bioactivity (antimicrobial and functional) of plant-based ingredients in the food system. The application of the nanoencapsulation technology can overcome some of the existing limitations of essential oilebased food ingredients such as protection of essential oils from degradation, increase solubility in aqueous medium, masking the intense aroma, avoiding the negative interactions with food components, and targeted delivery. Nanotechnology is a promising tool for limiting the effective dosage of plant-based bioactive compounds to achieve the preservative and functional effect with increase in bioavailability and bioactivities. However, before the commercialization of nanoencapsulated food ingredients, it is imperative that the safety assessment of nanomaterials should be scrutinized. Hence, detailed investigations and guidelines concerning the effects of these nanomaterials on human and nature health should be led and built up to guarantee safe food for the consumers. Therefore, additional innovative research is needed related to innovative, costeffective, and safe delivery system to enhance the application domain of essential oils at the industrial level.
Nanoencapsulation technique
1
Spray drying
Dispersion, homogenization,atomization, dehydration of the atomized particles
Salvia hispanica,flaxseed oil,Mentha piperita
RodeaGonzalez et al. (2012) Carneiro et al. (2013) Baranauskien_e et al. (2007)
2
Coacervates
Electrostatic attraction between oppositely charged molecules, deposition, solidification of coating
Pimenta dioicalavender oil,orange oil
Dima et al. (2014) Xiao et al. (2014) Jun-xia et al. (2011)
3
Liposome
Formation of membranous structure of liposome colloid particle due to the dispersion of phospholipids in aqueous phase, Microfluidization, ultrasonication,reverse-phase evaporation
Anethum graveolens, Tea tree
Ortan et al. (2009) Biju et al. (2005)
4
Emulsification
Two immiscible liquids are dispersed in each other
Rosemary essential oil
Turasan et al. (2015)
5
Freeze drying
Sublimation (primary drying), desorption stage (secondary drying), and, finally, storage.
Flax oil,Limonene
QuispeCondori et al. (2011) Kaushik and Roos (2007)
Major steps in encapsulation technique
Encapsulated essential oils
References
259
S. N.
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Table 8.4 Various nanoencapsulation techniques, major steps, and encapsulated essential oils.
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Functional and Preservative Properties of Phytochemicals
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Ortan, A., Campeanu, G., Dinu-Pirv, C., Popesc, L., 2009. Studies concerning the entrapment of Anethum graveolens essential oil in liposomes. Romanian Biotechnological Letters 14, 4411e4417. Otoni, C.G., Pontes, S.F.O., Medeiros, E.A.A., Soares, N. de F.F., 2014. Edible films from methylcellulose and nanoemulsions of clove bud (Syzygium aromaticum) and oregano (Origanum vulgare) essential oils as shelf life extenders for sliced bread. Journal of Agricultural and Food Chemistry 62 (22), 5214e5219. € € urk, G., Ozt€ € urk, A., Pavithra, P.S., Ozbek, H., Ugras¸, S., D€ulger, H., Bayram, I., Tuncer, I., Ozt€ Mehta, A., Verma, R.S., 2018. Induction of apoptosis by essential oil from P. missionis in skin epidermoid cancer cells. Phytomedicine 50, 184e195. Pavithra, P.S., Sreevidya, N., Verma, R.S., 2009. Antibacterial activity and chemical composition of essential oil of Pamburus missionis. Journal of Ethnopharmacology 124 (1), 151e153. Piercey, M.J., Mazzanti, G., Budge, S.M., Delaquis, P.J., Paulson, A.T., Hansen, L.T., 2012. Antimicrobial activity of cyclodextrin entrapped allyl isothiocyanate in a model system and packaged fresh-cut onions. Food Microbiology 30 (1), 213e218. Prakash, B., Kedia, A., Mishra, P.K., Dubey, N.K., 2015. Plant essential oils as food preservatives to control moulds, mycotoxin contamination and oxidative deterioration of agrifood commoditiesePotentials and challenges. Food Control 47, 381e391. Prakash, B., Kujur, A., Yadav, A., Kumar, A., Singh, P.P., Dubey, N.K., 2018. Nanoencapsulation: an efficient technology to boost the antimicrobial potential of plant essential oils in food system. Food Control 89, 1e11. Qiu, C., Chang, R., Yang, J., Ge, S., Xiong, L., Zhao, M., Sun, Q., 2017. Preparation and characterization of essential oil-loaded starch nanoparticles formed by short glucan chains. Food Chemistry 221, 1426e1433. Quispe-Condori, S., Salda~na, M.D., Temelli, F., 2011. Microencapsulation of flax oil with zein using spray and freeze drying. Lebensmittel-Wissenschaft und -Technologie- Food Science and Technology 44 (9), 1880e1887. Rashidi, L., Khosravi-Darani, K., 2011. The applications of nanotechnology in food industry. Critical Reviews in Food Science and Nutrition 51 (8), 723e730. Rassem, H.H., Nour, A.H., Yunus, R.M., 2016. Techniques for extraction of essential oils from plants: a review. Australian Journal of Basic and Applied Sciences 10 (16), 117e127. Ribeiro-Santos, R., Andrade, M., de Melo, N.R., Sanches-Silva, A., 2017. Use of essential oils in active food packaging: recent advances and future trends. Trends in Food Science and Technology 61, 132e140. Risaliti, L., Kehagia, A., Daoultzi, E., Lazari, D., Bergonzi, M.C., Vergkizi-Nikolakaki, S., Bilia, A.R., 2019. Liposomes loaded with Salvia triloba and Rosmarinus officinalis essential oils: in vitro assessment of antioxidant, antiinflammatory and antibacterial activities. Journal of Drug Delivery Science and Technology 51, 493e498. Rodea-Gonzalez, D.A., Cruz-Olivares, J., Roman-Guerrero, A., Rodríguez-Huezo, M.E., Vernon-Carter, E.J., Pérez-Alonso, C., 2012. Spray-dried encapsulation of chia essential oil (Salvia hispanica L.) in whey protein concentrate-polysaccharide matrices. Journal of Food Engineering 111 (1), 102e109. Sarikurkcu, C., Ozer, M.S., Calli, N., Popovic-Djordjevic, J., 2018. Essential oil composition and antioxidant activity of endemic Marrubium parviflorum subsp. oligodon. Industrial Crops and Products 119, 209e213. Sarjono, P.R., Prasetya, N.B.A., Ariestiani, B., Kusuma, A.B., Darmastuti, N.E., Rohman, J.H., 2019. Antioxidant activity from limonene encapsulated by chitosan. IOP Conference Series: Materials Science and Engineering 509, 012113, 1-9 012113.
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Senthilkumar, A., Thangamani, A., Karthishwaran, K., Cheruth, A.J., 2019. Essential oil from the seeds of Moringa peregrina: chemical composition and antioxidant potential. South African Journal of Botany. https://doi.org/10.1016/j.sajb.2019.01.030. Shetta, A., Kegere, J., Mamdouh, W., 2019. Comparative study of encapsulated peppermint and green tea essential oils in chitosan nanoparticles: encapsulation, thermal stability, in-vitro release, antioxidant and antibacterial activities. International Journal of Biological Macromolecules 126, 731e742. Shibatani, T., 1996. Industrial application of immobilized biocatalysts in Japan. Progress in Biotechnology 11, 585e591. Silva, F., Caldera, F., Trotta, F., Nerín, C., Domingues, F.C., 2019. Encapsulation of coriander essential oil in cyclodextrin nanosponges: a new strategy to promote its use in controlledrelease active packaging. Innovative Food Science and Emerging Technologies 56, 102177. Singh, S., Gupta, A., Gupta, B., 2018. Scar free healing mediated by the release of aloe vera and manuka honey from dextran bionanocomposite wound dressings. International Journal of Biological Macromolecules 120, 1581e1590. Singh, V.K., Das, S., Dwivedy, A.K., Rathore, R., Dubey, N.K., 2019. Assessment of chemically characterized nanoencapuslated Ocimum sanctum essential oil against aflatoxigenic fungi contaminating herbal raw materials and its novel mode of action as methyglyoxal inhibitor. Postharvest Biology and Technology 153, 87e95. Sinha, V.R., Kumria, R., 2001. Polysaccharides in colon-specific drug delivery. International Journal of Pharmaceutics 224 (1e2), 19e38. Sonia, T.A., Sharma, C.P., 2012. An overview of natural polymers for oral insulin delivery. Drug Discovery Today 17 (13e14), 784e792. Sotelo-Boyas, M.E., Correa-Pacheco, Z.N., Bautista-Ba~nos, S., Corona-Rangel, M.L., 2017. Physicochemical characterization of chitosan nanoparticles and nanocapsules incorporated with lime essential oil and their antibacterial activity against food-borne pathogens. Lebensmittel-Wissenschaft und -Technologie- Food Science and Technology 77, 15e20. Souza, A.C., Goto, G.E.O., Mainardi, J.A., Coelho, A.C.V., Tadini, C.C., 2013. Cassava starch composite films incorporated with cinnamon essential oil: antimicrobial activity, microstructure, mechanical and barrier properties. Lebensmittel-Wissenschaft und -TechnologieFood Science and Technology 54 (2), 346-3. Srivastava, P., Malviya, R., 2011. Sources of pectin, extraction and its applications in pharmaceutical industry an overview. Indian Journal of Natural Products and Resources 2 (1), 10e18. Stanley, N., 1987. Production, properties and uses of carrageenan. Production and utilization of products from commercial seaweeds. FAO Fisheries Technical Paper 288, 116e146. Strasdat, B., Bunjes, H., 2013. Incorporation of lipid nanoparticles into calcium alginate beads and characterization of the encapsulated particles by differential scanning calorimetry. Food Hydrocolloids 30 (2), 567e575. Sun, M., Nie, S., Pan, X., Zhang, R., Fan, Z., Wang, S., 2014. Quercetin-nanostructured lipid carriers: characteristics and anti-breast cancer activities in vitro. Colloids and Surfaces B 113, 15e24. Thimma, R.T., Tammishetti, S., 2003. Study of complex coacervation of gelatin with sodium carboxymethyl guar gum: microencapsulation of clove oil and sulphamethoxazole. Journal of Microencapsulation 20 (2), 203e210. Tuovinen, L., Ruhanen, E., Kinnarinen, T., R€onkk€o, S., Pelkonen, J., Urtti, A., J€arvinen, K., 2004. Starch acetate microparticles for drug delivery into retinal pigment epithelium-in vitro study. Journal of Controlled Release 98 (3), 407e413.
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Turasan, H., Sahin, S., Sumnu, G., 2015. Encapsulation of rosemary essential oil. LebensmittelWissenschaft und -Technologie- Food Science and Technology 64 (1), 112e119. Villiers, A., 1891. Sur la fermentation de la fécule par l’action du ferment butyrique. Comptes rendus de l’Académie des Sciences 112, 536e538. Xiao, Z., Liu, W., Zhu, G., Zhou, R., Niu, Y., 2014. Production and characterization of multinuclear microcapsules encapsulating lavender oil by complex coacervation. Flavour and Fragrance Journal 29 (3), 166e172. Xu, T., Gao, C., Feng, X., Huang, M., Yang, Y., Shen, X., Tang, X., 2019. Cinnamon and clove essential oils to improve physical, thermal and antimicrobial properties of chitosan-gum Arabic polyelectrolyte complexed films. Carbohydrate Polymers 217, 116e125. Yadav, A., Kujur, A., Kumar, A., Singh, P.P., Prakash, B., Dubey, N.K., 2019. Assessing the preservative efficacy of nanoencapsulated mace essential oil against food borne molds, aflatoxin B1 contamination, and free radical generation. Lebensmittel-Wissenschaft und -Technologie- Food Science and Technology 108, 429e436. Yang, W., Zhang, M., Li, X., Jiang, J., Sousa, A.M., Zhao, Q., Liu, L., 2019. Incorporation of tannic acid in food-grade guar gum fibrous mats by electrospinning technique. Polymers 11 (1), 141. Yeo, Y., Baek, N., Park, K., 2001. Microencapsulation methods for delivery of protein drugs. Biotechnology and Bioprocess Engineering 6 (4), 213e230.
Further reading Ghasemi, S., Jafari, S.M., Assadpour, E., Khomeiri, M., 2018. Nanoencapsulation of d-limonene within nanocarriers produced by pectin-whey protein complexes. Food Hydrocolloids 77, 152e162.
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Biotechnology: a tool for synthesis of novel bioactive compounds
9
Sandeep Kumar, Praveena Bhatt, Sarma Mutturi Microbiology and Fermentation Technology Department, CSIR-Central Food Technological Research Institute, Mysuru, Karnataka, India
1. Introduction Food, medical, and agricultural sectors thrive on bioactive natural products. For instance, (i) food rich in phytochemicals (phenolics, vitamins, minerals, etc.) contribute to the functional attributes of well-being (ii) all the antibacterial, antifungal, antiviral, antiparasitic, antitumor, immunomodulators, etc., are derived from bioactive compounds (iii) bioactive compounds also contribute to most of the agrochemicals which are used as fungicide, herbicide, insecticide etc. Bioactive compounds also form the basis of synthesis of chemical analogs and their corresponding derivatives. The present chapter focuses on progress in bioactive compounds derived from microbial sources. David Perlman (1980) has postulated the famous laws of applied microbiology, which include (i) the microbe is always right, your friend, and a sensitive partner; (ii) there are no stupid microbes; (iii) microbes can and will do anything; (iv) microbes are smarter, wiser, and more energetic than chemists, engineers, and others; and (v) if you take care of your microbial friends, they will take care of your future. Highly revered natural product researcher, Prof. Satoshi Omura describes that the above five laws summarize the approach to finding novel bioactive compounds from the microorganisms (Omura, 2011). Initially, researchers focused on harnessing these bioactive compounds from soil microorganisms, which are cultivable in laboratory. This was the golden era of microorganism-derived antibiotics, where a single genus Streptomyces itself contributed to more than half of the entire antibiotics discovered during 1955e62 (Bérdy, 1974). However, post 1973, there was considerable decrease in the enthusiasm as the researchers were pessimistic about discovering new antibiotics. Many companies and research organizations have withdrawn screening for new antibiotics (Omura, 1992). The key in discovering novel bioactive compounds from the microbes primarily relies on robust screening procedures in order to save time and money. Rapid advancements in genomics and metagenomics, systems biology, and synthetic biology have changed the traditional view of discovering natural products. Several tools are now at disposal for not only screening novel bioactive molecules but also to modify the existing ones (Fischbach and Walsh, 2009).
Functional and Preservative Properties of Phytochemicals. https://doi.org/10.1016/B978-0-12-818593-3.00009-9 Copyright © 2020 Elsevier Inc. All rights reserved.
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The global microbiome is an excellent source for discovering novel bioactive compounds, which can perhaps act as an elixir for the problems encountered by mankind. Hence, researchers started screening bioactive compounds from sources other than soil such as the marine environment (bacteria, algae, sponges). It was also believed that marine environments are not crowded unlike soil, hence the microbiota might have evolved for specific defense mechanisms (via synthesis of bioactive compounds) for their survival (Zhang et al., 2005). There are also renewed interests in isolating extremophiles from both terrestrial and marine sources for screening bioactive compounds (Neifar et al., 2015). These extremophiles include thermophiles, psychrophiles, acidophiles, alkalophiles, halophiles, piezophiles, metalophiles, and radiophiles. Most of these might have evolved to produce niche enzymes and bioactive compounds for their survival at such extreme environments. There are also several reports on screening and identifying several bioactive compounds from cyanobacteria, e.g., family Nostocaceae (Nowruzi et al., 2018). Also recently, with the establishment of public repositories such as human microbiome project (https://hmpdacc.org/), there is scope for immense progress in screening bioactive compounds from microbial flora involved in human health and disease. The present chapter consolidates advancements in biotechnology of bioactive compounds’ research. Efforts were made to summarize the progress in screening, identification, and synthesis strategies for diverse class of bioactive compounds.
2.
Exploration and screening of novel bioactive compounds from microbial sources
According to Monciardini et al. (2014), the two major strategies for increased probability to find novel bioactive compounds are (i) sensitive detection assay and (ii) evaluating unexplored strains. Most of the pharmaceutical companies are uninterested, and lowered the emphasis on discovery of novel antibiotics due to high rediscovery rates (Katz et al., 2016; Hover et al., 2018). For instance, in actinomycetes the rediscovery rates are close to 99% (Handelsman et al., 1998). Majority of the existing antibiotics are derived from laboratory cultivable microorganisms only. However, there exists a microbiome in this world, which remains untapped as it cannot be easily cultivated in the laboratory conditions. Hence, there is a need to exploit this hidden microbiome using culture-independent discovery of bioactive molecules (Hover et al., 2018). Moreover, the biosynthetic gene clusters which are responsible for synthesis of bioactive compounds are usually not expressed in pure cultures (Katz et al., 2016). Therefore, screening such gene clusters directly from the environment becomes highly imperative. A detailed procedure for screening such clusters from environmental DNA (eDNA) which can be expressed in host organism is provided in Brady (2007). An overall pictorial representation of this procedure is provided in Fig. 9.1. Creation of libraries using eDNA is commonly termed as metagenomics, and has vast applications in the fields of ecology, biotechnology, medicine, agriculture, etc.
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Figure 9.1 Steps involved in screening of novel bioactive compounds using cultureindependent strategy. The figure is a pictorial representation of methodology proposed by Brady (2007).
Here, the interest is to exploit metagenomics for the discovery of novel bioactive compounds. There are two clear advantages for generating libraries of gene clusters from eDNA (Handelsman et al., 1998). Firstly, metabolic pathways in bacteria leading to production of bioactive compounds (usually secondary metabolites) are usually clustered, thereby making it highly feasible to create a library for pathways. Secondly the bioactive gene cluster is linked to resistance genes; therefore, the product is not detrimental to the host organism during expression. To harness bioactive compounds from the eDNA, two approaches have been proposed by Katz et al. (2016). The first approach is functional screening, where the eDNA libraries are screened in phenotypic assays as shown in Fig. 9.1. The second approach is called homology screening, which utilizes the already known DNA sequences for screening the gene(s) of interest using eDNA as template. Thus identified genes are later expressed in a host to obtain the compound of interest.
2.1
Functional and homology screening
Successful expression of eDNA into a host bacterium is a critical step toward identification of novel bioactive molecule using functional metagenomics (Iqbal et al., 2016). Escherichia coli has been the most preferred host bacterium for carrying such studies due to faster growth cycle, and established genetics. Screening of some of the bioactive enzymes using functional metagenomics is summarized in Table 9.1. In the case of homology screening PCR and/or colony hybridization is used to screen bioactive molecules belonging to already known gene families. Here the procedure is similar until step no. 7 as shown in Fig. 9.1. However, PCR is carried using degenerate primers for known gene families, where the metagenomic libraries are
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Table 9.1 Some of the enzymes screened using functional metagenomics and gene reporter assaysa. Sl. No.
a
Marker/Reporter assay
Product
Reference
1
5-bromo-4-chloro-3-indolyl caprylate (X-caprylate)
Esterases
Yao et al. (2011)
2
5-bromo-4-chloro-3-indolyl-b-Dgalactopyranoside (X-gal)
b-Galactosidases
Wang et al. (2010)
3
Triglyceride tributyrin
Esterases
Hu et al. (2011)
4
Skim milk
Proteases
Neveu et al. (2011)
5
Carboxymethylcellulose
Cellulases
Pang et al. (2009)
6
Product induced gene expression (PIGEX)
Amidases
Uchiyama and Miyazaki (2010)
7
Substrate induced gene expression (SIGEX)
Attenuators of quorum sensing
Uchiyama et al. (2005)
Adapted from Iqbal et al., (2012).
constructed in step no. 7. The pictorial representation is given in Fig. 9.2. Table 9.2 provides some key studies carried to identify bioactive compounds using PCRbased homology screening metagenomics. Degenerate PCR primers are designed to amplify conserved biosynthetic genes and the amplicons are sequenced to identify genes and gene clusters of interest.
2.2
Other metagenomic surveys
Conventionally metagenomics is applied to soil and marine microbiomes where genes and gene clusters are being identified that can lead to novel bioactive compounds. Apart from these, there exist microbiomes in animals and humans which can also be exploited to identify and map bioactive molecules. A pioneering work has been carried by Hess et al. (2011), where the uncultivable complex cow rumen microbiome was subjected to metagenomic analysis. Here a total of 268 gigabytes of DNA were sequenced and analyzed for identifying putative carbohydrate-active genes. Out of identified 27,755 putative candidates, 90 candidate proteins were expressed out of which 57% was found to be active against cellulosic substrates. The human microbiome project (HMP) with funding from NIH (US) was established in 2008, which generates resources for comprehensive characterization of human microbiome and analysis of its role in human health and disease (https://www. hmpdacc.org/). More than 2200 reference strains isolated from the humans have been sequenced. For further details the articles “A Framework for Human Microbiome Research” (Methé et al., 2012) and “Structure, Function and Diversity of the Healthy Human Microbiome” (Huttenhower et al., 2012) provide the outline of the work
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Figure 9.2 Homology screening. Adapted from Iqbal, H.A., Feng, Z., Brady, S.F., 2012. “Biocatalysts and small molecule products from metagenomic studies,” Current Opinion in Chemical Biology, vol. 16, no.1e2, pp. 109e116 and Katz, M., Hover, B.M., Brady, S.F., 2016. ‘Culture-independent discovery of natural products from soil metagenomes’, Journal of Industrial Microbiology and Biotechnology, vol. 43, no. 2e3, pp. 129e141.
carried by HMP. Human microbiome has been recognized as a potential niche for isolating secondary metabolites having therapeutic activity (Milshteyn et al., 2018). Several animal model studies have proven the link between host-associated bacteria to well-being of the host. Although such studies in human-associated bacteria are still at nascent stage, however, huge impetus is being given by carrying several clinical trials (Marchesi et al., 2016). It is believed that small molecules produced by humanassociated bacteria play a prominent role in both disease incidence and maintaining health (Milshteyn et al., 2018). Gut-microbiome is well recognized to enumerate such links, and several studies and clinical trials are currently being carried. As described earlier, both functional or homology screening procedures can be adapted to human-microbiome to identify genes or gene clusters leading to functional molecules. Lakhdari et al. (2010) used nuclear factor-kB (NF-kB) activation screening from human gut-microbiome fosmid library as described in Fig. 9.1. NF-kB is a transcription factor, which involves in immuno-inflammatory response in the gut. Human stool samples were used as source for creating a metagenomic library; later functional screening was carried using NF-kB-driven GFP reporter to identify a novel long-chain N-acyl amide, commendamide, which activates G-protein-coupled receptors (GPCRs) (Hanus et al., 2014). Several bioinformatic tools such as antiSMASH, eSNaPD, NP.searcher, ClustScan, MutliGeneBlast, ClusterFinder, etc., have been used to characterize novel biosynthetic gene clusters from the human microbiome and to understand the functional
Sl. No.
274
Table 9.2 Primer sets used for functional metagenomics and gene reporter assays. Product/ Gene cluster
Gene
Reference
1
F:GCCGGAATTCATGATCCC GGTCGCGGTCA R:GCCAATGCATAAGCTTCACCGCCCGGCACGCACCGC F:GCCGGAATTCATGAGCGC GAGGTTCCTGG R:GCCAATGCATAAGCTTCAGTCGACGGCGCGCACCAC F:GCCGGAATTCATGAGCAT CAGGACGGTGG R:GCCAATGCATAAGCTTCA GTCGCGTGGTGCACGCAC F:GCCGGAATTCATGACGAG CGAGCTGCTCG R:GCCAATGCATAAGCTTCA GTTCGCCGCGGTCACGAC
b-Ketoacyl synthases (KSb)
Type-II Polyketide synthases
Seow et al. (1997)
2
(First round) F:ATGCTSACSCCSGAGTTCACSGTVCGG R:GCAGTRRTGGAYGCCGTGCCCGAA (Second round) F:CTGTGYGARCTGCTCGGSRTCC R: CGACRCCRCCSAGGAKCAGC
OxyC: Gene coding for oxidative coupling enzyme present in glycopeptide gene cluster
Glycopeptide antibiotics
Banik and Brady (2008)
3
F:ATCATGAATAGAGATATTTTGCGAAC R:TCGGCCGTTCCTTAGTAAGAAGAAGACCAAG F:TTCATGAACCCAACCGCGCTCCAAATTAAG R:GCCGCGGCCGCAAACTTGAAAATGCTTAAAACG F:TTCATGCAACCAACCGCCCTCCAAATTAAG R:AACGGCCGTTAAAATGGCATCGGTGTAGGGTTC
patA patD truD
Pattelin Pattelin Trunkamide
Donia et al. (2011)
4
F: TTC GGS GGX TTC CAG WSX GCS ATG R: TCS AKS AGS GCS AXS GAS TCG TAX CC (X:deoxyinosine)
b-Ketoacyl synthase
Erdacin, Pentacyclic polyketide
King et al. (2009)
Functional and Preservative Properties of Phytochemicals
Primers
F: MGNGARGCNNWNSMNATGGAYCCNCARCAN MG R: GGR TCN CCN ARN SWN GTN CCN GTN CCR TG F:TGC AGG CGG TGT CTA TGG GT R:CAG GGT ATG CGG CCA AAA GT F:ACC GGG GGA TGT GCG TCG TAT TA R:CTG GCT CGT CTC CGG CTT CAA CT
KS, ketosynthase myc genes Psy genes
Polyketide Mycalamide Psymberin
Fisch et al. (2009)
6
F:TGGCATCGT GGGGAAAGGCTG R:GGCGCAGGTGCTGACACGC F: TTAGCCATCGAGAGTTACAGCTC R: AATCGCCGATAGCCATCGCCG F:GACGCCATGGATGCACTGCAC R:TATTGGATGCTCAGCACCGCAC F:GGGCTCAGTTTCCACCCTTATG R:CCGGCGCTGCAGAGCCAGG-
KS1, KS2, KS3, KS4,
Polyketide
Piel (2002)
7
F:CTNCCNTAYGAYGAYCCCGT R:NCKRTGNGCNCCYTTNACCAT F:MGIGARGCIHWISMIATGGAYCCICARCAIMG R: GGRTCICCIARISWIGTICCIGTICCRTG
PKS pathway genes KS1, ketosynthase
Apratoxin (potent cancer cell cytotoxin)
Grindberg et al. (2011)
8
F:GTSATGMTSCAGTACCTSTACGC R:YTCVAGCTGRTAGYCSGG RTG
Chromopyrrolic Acid (CPA) Synthase Gene
Tryptophan dimer gene clusters
Chang et al. (2013)
ketosynthase ketosynthase ketosynthase ketosynthase
Biotechnology: a tool for synthesis of novel bioactive compounds
5
275
276
Functional and Preservative Properties of Phytochemicals
characteristics of the coded metabolites from such clusters (Milshteyn et al., 2018). Several biosynthetic gene clusters (BGCs) (>14,000) were predicted from human microbiome using ClusterFinder algorithm which encodes diverse small molecules (Cimermancic et al., 2014; Milshtey et al., 2018). These BGCs were compared to metagenomic shotgun sequences derived from healthy humans to identify novel classes of ribosomally encoded and posttranslationally modified peptides (RiPPs) known as thiopeptides. Lactobacillus gasseri, a vaginal isolate, produces one such thiopeptide known as lactocillin which is effective against pathogens such as Staphylococcus aureus and Enterococcus faecalis at nonmolar-level (Donia et al., 2014). Microcin colicin V having similar activity has been identified from gut microbiota (Cohen et al., 2018). HMP sequence data is utilized to discover bioactive molecule, humimycin, from BGCs using algorithms and later synthesized chemically (Chu et al., 2016). In another study by Zvanych et al. (2014), pyro-phenylalanine, pyro-leucine, pyroisoleucine, and pyro-tryptophan were isolated from LC-MS studies using L. plantarum culture. Later, animal studies revealed that pro-phenylalanine and pyro-tryptophan decreased IFN-g, thereby inhibiting the inflammatory pathways. Such analytical procedures could unravel the specific functionality of prebiotic organisms. Staphylococcus lugdunensis isolated from nasal samples of healthy subjects was found to synthesize an NRPS-based bioactive compound, lugdunin, which was bactericidal against major pathogens including MRSA (Zipperer et al., 2016). Moreover, lugdunin did not develop resistance against S. aureus. The rationale was, S. aureus, an opportunistic pathogen residing in the nasal cavity, is in contact with other microbiota. Therefore the interaction among host-associated bacteria could be antagonistic to one another (Milshteyn et al., 2018). Above studies suggest the potential nature of human-associated microbiota for discovering novel bioactive compounds.
3.
Synthesis of oligosaccharides and peptides as bioactive compounds
Increasing health awareness in current lifestyle has boosted the demand for dietary carbohydrates. The health promoting effects of nondigestible carbohydrates such as dietary fibers, oligosaccharides, and resistant starch have been well documented (Nacos et al., 2006; Nabarlatz et al., 2007). A prebiotic is a nondigestible food component that has positive effects on beneficiary bacteria (Bifidobacterium, Peptococcaceae, Eubacterium) in the colon, and consequently improves host health (Saad et al., 2013). Among all nondigestible carbohydrates, functional short-chain carbohydrates (oligosaccharides) are gaining popularity in food market (Patel and Goyal, 2011). Oligosaccharides have been commercialized since the 1980s as low-calorie bulking agents. These oligosaccharides get fermented by endogenous bacteria (Bifidobacteria and lactobacilli) to release metabolic substrates, energy, and short-chain carboxylic acids as final products of fermentation (Quigley, 2010). These oligosaccharides are described in four different groups such as lactose oligosaccharides; sucrose oligosaccharides; starch oligosaccharides synthesized using lactose, sucrose, and starch as substrate,
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respectively; and the fourth category comprising other-oligosaccharides using maltose, xylose, galactose, fructose, etc. (Ibrahim, 2018). Functional oligosaccharides have chemical and medicinal benefits such as mild sweetness and texture, are heat stable, hydrolyze only at high acid environments, are highly soluble in water zero, and noncarcinogenic in nature (Crittenden and Playne, 1996; Ibrahim, 2018). Uses of prebiotics include decrease in serum lipids, removal of toxins from the body, lowering the glycemic index, improve mineral absorption, initiate lactose metabolism, maintenance of HDL/LDL ratio, decrease in blood cholesterol, improvement of blood pressure, and decrease in fecal pH (Ibrahim, 2018).
3.1
Synthesis of oligosaccharides using microbial-derived enzymes
To mention/name, few of the functional oligosaccharides which are synthesized by the enzymatic reaction are isomaltooligosaccharide (IMO), fructooligosaccharides (FOS), mannan-oligosaccharides (MOS), galactoligosaccharides (GOS), xylooligosaccharides (XOS), chitosanoligosaccharides (COS), and gentiooligosaccharides (GeOS). Different methods were used for achieving large amount of functional oligosaccharides, including extraction from plant tissues, in-vitro synthesis using physical, chemical, and enzymatic processes (Courtois, 2009; Ibrahim, 2018). Enzymatic synthesis of oligosaccharides has several advantages over physical and chemical synthesis. Enzymatic synthesis follows stereo- and region-selectivity of enzyme catalysis under mild conditions without group manipulation. These enzymes fall into two categories: hydrolases and transglycosidases. Under hydrolysis, enzyme catalyze hydrolysis of starch and breakdown into di, tri, or other oligosaccharides using specific enzymes such as a-amylase, glucoamylase, pullulanase, cyclodextrin glucanotransferase, and branching enzymes. To explain the hydrolysis, glucose moiety in starch is transferred to H2O and produces di, tri, and other small oligosaccharides. Further, the transglycosylation is defined as the transfer of a glucosyl residue to another hydroxyl group to yield functional oligosaccharides (Chen et al., 2010; Heyer and Wendenburg, 2001; Spohner and Czermak, 2016). Several studies have reported production of oligosaccharide using a-glucosidase, fructosyltransferase, and a-galactosidases (Chen et al., 2010; Kato et al., 2002; Spohner and Czermak, 2016; Møller et al., 2001). A comprehensive list of functional oligosaccharides and their composition is provided in Table 9.3. Enzymatic synthesis of the key functional oligosaccharides is provided below.
3.1.1
Fructooligosaccharides (FOS)
The term fructooligosaccharides (FOS) is used for fructose oligomers, which contain one molecule of glucose and 2 to 4 molecules of fructose attached by b-2,1 glycosidic linkages (Madlova et al., 2000). Attention on fructooligosaccharides has increased constantly since finding of beneficial effects in human health (Roberfroid and Delzenne, 1998). FOS can be produced using two schemes: (i) produced from sucrose via transfructosylation activity of b-fructofuranosidase enzyme (Sanchez et al.,
Table 9.3 List of enzyme-substrate combinations to produce functional oligosaccharides, and their composition. 278
Sl. No.
Composition
Enzyme
Enzyme source
Reference
1
Sucrose and inulin
Kestose, nystose, fructosyl nystose.
Inulinase
Aspergillus niger and Kluyveromyces marxianus NRRL Y-7571
Silva et al. (2013)
2
Sucrose
Kestose, 25% nystose, and 2% 1fructorianosyl nystose.
Fructosyltransferase
Aspergillus sp. N74
Sanchez et al. (2008)
3
Sucrose
1-kestose, nystose, and fructosylnystose.
Fructosyltransferase
Aspergillus terreus
Spohner and Czermak (2016)
4
Sucrose
GF2,GF3,GF4
Fructosyltransferase
Aureobasidium pullulans
Yun et al. (1990)
5
Sucrose
1-kestose,Nystose, and fructosylnystose
Fructosyltransferase
Aspergillus niger YZ59
Yang et al. (2016)
6
Sucrose
DP 10
Fructosyltransferase
Aspergillus sydowi IAM 2544
Heyer and Wendenburg (2001)
7
Sucrose
kestose þ nystose
Inulinase
Kluyveromyces marxianus
Santos and Maugeri (2007)
8
Lactose
Trans-galactosylated disaccharide,galactooligosaccharides
b-Galactosidase
Bifidobacterium angulatum
Rabiu et al. (2001)
9
Lactose
60 Galactobiose, allolactose, lactose,and 6’galactosyl lactose
b-Galactosidase
Kluyveromyces lactis
MartínezVillaluenga et al. (2008)
10
Lactose
3OS, 4OS, 5OS, and 6OS
b-Galactosidase
Aspergillus oryzae
Albayrak and Yang (2002)
Functional and Preservative Properties of Phytochemicals
Substrate
Lactose
Galactooligosaccharides
b-Galactosidase
Bifidobacterium bifidum
Møller et al. (2001)
12
Lactose
GOS, glucose, galactose, and lactose
b-Galactosidase
streptococcus thermophilus
Sangwan et al. (2015)
13
Lactose
6-Galactobiose, allolactose, 3galactobiose,4-galactobiose,60 -Ob-galactosyl-lactose,3-Ob-galactosyl-glucose, 60 -O-b-(6galactobiosyl)-lactose, 40 -Ob-galactosyl-lactose, 30 -Ob-galactosyl-lactose
b-Galactosidase
Aspergillus oryzae
Urrutia et al. (2013)
14
Birchwood xylan
Xylobiose and xylotriose
Xylanase
Streptomyces matensis DW67
Yan et al. (2009)
15
Xylose
Xylose, xylobiose, xylotriose, and xylopentaose
Xylanase
Thermoascus aurantiacus
Brienzo et al. (2010)
16
Sugarcane bagasse
Xylobiose and xylotriose
Endoxylanase (Sigma)
Trichoderma viride
Jayapal et al. (2013)
17
Xylose
Xylobiose, xylotriose and xylotetraose
Xylanase and b-xylosidase
Talaromyces thermophilus
Guerfali et al. (2009)
18
Oat spelt xylan
Xylotriose, xylotetraose and Xylopentaose
Xylanase
Paenibacillus sp. NF1
Zheng et al. (2014)
19
Dextran
Cyclodextrans (CIs) CI-7, CI-8, CI9, CI-10, CI-11 and CI-12.
Cyclodextran glucanotransferase
Bacillus circulans T-3040
Funane et al. (2007)
20
Maltose
Glucose, maltose, isomaltose, panose and isomaltotriose.
a-Glucosidase
A. niger
Chen et al. (2010)
21
Maltose
22
Maltose
Aspergillus nidulans
Kato et al. (2002)
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11
a-Glucosidase a-Glucosidase
279
Glucose, maltose, Isomaltose and panose
Continued
Table 9.3 List of enzyme-substrate combinations to produce functional oligosaccharides, and their composition.dcont’d 280
Substrate
Composition
Enzyme
Enzyme source
Reference
23
Maltose
Glucose, maltose, Isomaltose, panose, etc.
a-Glucosidase(a-G1 and G2)
Aspergillus awamori KT11
Anindyawati et al. (1998)
24
Maltose
Panose
a-Transglucosidase
Talaromyces duponti
Bousquet et al. (1998)
25
Maltose
Glucose, maltose, isomaltose, panose, and isomaltotriose.
a-Glucosidase
Aspergillus niger
Zhao et al. (2017)
26
Raw bananas
Glucose, maltose, isomaltotriose, isomaltotetraose, and maltooligoheptaose
Transglucosidase (Amano)
Aspergillus niger
Chockchaisawasdee and Poosaran (2013)
27
Maltose
Glucose, maltose, and maltotriose
a-Glucosidase
Ferroplasmaacidiphilum Y (DSM 12658)
Ferrer et al. (2005)
28
Maltose
Trehalose and maltooligosaccharides
a-Glucosidase
Chaetomium thermophilum var. coprophilum
Giannesi et al. (2006)
29
Maltose
Glucose, maltose, isomaltose, panose, maltotriose, isomaltotriose
a-Glucosidase (Jiangsu Ruiyang Biotech Co., Ltd)
A. niger
Wang et al. (2017)
30
Maltose
Glucose, maltose, isomaltose, panose, isomaltotriose.
a-Glucosidase
Aspergillus oryzae ZL-1
Wu et al. (2010)
31
Maltose
Maltotriose, 4-O-a-nigerosyl-Dglucose, and 4-O-a-kojibiosyl-Dglucose.
a-Glucosidase
Paecilomyces lilacinus.
Kobayashi et al. (2003)
32
Maltose
Glucose,isomaltose, isomaltotriose, maltose, panose, and maltotriose.
a-Glucosidase
Aspergillus niger
Casa-Villegas et al. (2017)
Functional and Preservative Properties of Phytochemicals
Sl. No.
Maltose
Glucose,isomaltose, maltotriose, maltose, panose, maltotetraose.
Transglucosidase
Aspergillus niger
Mccleary et al. (1989)
34
Maltose
isomaltotriose, isomaltotetraose, isomaltopentaose, and isomaltohexaose.
a-Glucosidase
Microbacterium sp.
Ojha et al. (2015)
35
Maltose
Glucose, maltose, maltotriose,panose; 5, 6-Oa-glucosyl-maltotriose; 6, 6-Oa-isomaltosyl-maltose.
a-Glucosidase
Xanthophyllomyces dendrorhous
Gutiérrez-Alonso et al. (2016)
36
Maltose as donor arbutin, salicin, orpolydatin as an acceptor
AG1 and AG2
a-Glucosidase
Thermoplasma acidophilum
Seo et al. (2011)
37
Solublestarch
Maltopentaose, maltotetraose,maltotriose, and maltose. Isomaltose, trehalose,and b-cyclodextrin
a-Glucosidase(hydrolysis)
Aspergillus niveus
Da Silva et al. (2009)
38
Maltose
Glucose, maltose, isomaltose, panose, maltotriose.
Transglucosidase
Aspergillus niger CCRC 31494
Yan and Chiou (1996)
39
Maltose and glucose
Isomaltose, panose, isomaltotriose, glucose, maltose, maltotriose,and maltotetraose.
a-Glucosidase
A. niger M-1
Zhang et al. (2011)
40
Maltose
isomaltose, panose, isomaltotriose,and tetrasaccharides.
a-Glucosidase
BioQ technologies (China)
Zhang et al. (2010)
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33
281
282
Functional and Preservative Properties of Phytochemicals
2008; Spohner and Czermak, 2016; Yang et al., 2016), and (ii) controlled enzymatic hydrolysis of the polysaccharide (inulin) using inulinases (Da Silva et al., 2009). FOS production also was observed using Sporotrichum thermophile in high sucrose submerged batch cultivation (Katapodis and Christakopoulos, 2008). The major producer of fructooligosaccharides is Meiji Seika Kaisha (Tokyo, Japan).
3.1.2
Galactooligosaccharides (GOS)
Galactooligosaccharides can be prepared from lactose by transgalactosylation reaction of b-galactosidase from Lactobacillus reuteri, Aspergillus oryzae, Kluyveromyces lactis, Bifidobacterium bifidum, Streptococcus thermophilus (Urrutia et al., 2013; Yanahira et al., 1995; Møller et al., 2001; Rabiu et al., 2001; Sangwan et al., 2015; Martínez-Villaluenga et al., 2008). In an earlier study it was described that a novel b-galactosidase from Bifidobacterium adolescentis preferentially hydrolyze the galactooligosaccharides (Van Laere et al., 2000). GOS synthesis can be achieved in continuous or batch system using membrane reactor (Pocedicova et al., 2010). Continuous production of GOS from lactose was carried out using a ceramic membrane reactor system (Ebrahimi et al., 2010). GOS is commercially manufactured by Snow Brand Milk Products (Tokyo, Japan), Nissin Sugar Manufacturing Company (Tokyo, Japan), and Yakult Honsha (Tokyo, Japan).
3.1.3
Xylooligosaccharides (XOS)
Xylooligosaccharides are oligomers made up of xylose units, and naturally found in wheat bran, barley hulls, gram husk, almond shells, bamboo, corn cob, straw, and brewery spent grains (Katapodis and Christakopoulos, 2008; Vazquez et al., 2000). XOS is produced from xylan using enzymatic hydrolysis (Katapodis and Christakopoulos, 2008). At an industrial scale XOS is produced using lignocellulosic materials such as hardwoods, bagasse, hulls, corn cobs, straws, malt cakes, and bran. Enzymatic synthesis of XOS is carried using xylanases, b-xylosidase, and endoxylanase enzymes (Brienzo et al., 2010; Guerfali et al., 2009; Jayapal et al., 2013). XOS synthesis can also be achieved by the combination of chemical-enzymatic methods from lignocellulosic by treatments with alkali such as NaOH, KOH, and Ca(OH)2 (Brienzo et al., 2010; Vazquez et al., 2000). Industrial products usually contain xylobiose, xylotriose (DP3), and xylotetraose (DP4) (Crittenden and Playne, 1996). Suntory Ltd. (Japan) manufactures XOS commercially.
3.1.4
Isomaltooligosaccharide (IMO)
IMOs are composed of 2e6 glucose units linked together with a (1 / 6) glycosidic bonds, which are naturally present in honey and fermented food products such as soy sauce (Kuriki et al., 1993). IMOs have been produced by the transglucosylation activity of enzymes from microorganisms, e.g., Aspergillus niger, Aspergillus nidulans, Talaromyces duponti, Xanthophyllomyces dendrorhous, and Microbacterium sp. (Bousquet et al., 1998; Duan et al., 1994; Kato et al., 2002; Marín et al., 2006; Ojha et al., 2015). Generally commercial IMO products contain isomaltose, panose
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283
and isomaltotriose (Pan and Lee, 2005). Production of IMOs begins with hydrolysis of starch using a-amylase (EC 3.2.1.1), and b-amylase (EC 3.2.1.2), pullulanase (EC 3.2.1.41), and then convert to a-(1,6)-linked oligosaccharides using transglucosidases (EC 2.4.1.24) and a-glucosidase (EC 3.2.1.20), and this reaction is called as transglucosylation (Takaku, 1988; Chen et al., 2010; Bousquet et al., 1998). Major manufacturers of IMO are Showa Sangyo (Japan), Hayashibara Shoji Inc. (Japan), Nihon Shokuhin Kako (Japan), and BioNeutra Inc. (Edmonton, Alberta, Canada).
3.2
Bioactive peptides
Proteins are widely acknowledged as an active constituent in the diet (Rizzello et al., 2016). Proteins from animal, plant, fungi, microbes and their products are high sources of bioactive peptides (Abdel-Hamid et al., 2017; Bhat et al., 2015; Carrasco-Castilla et al., 2012; Wang et al., 2017). It has been documented that dietary proteins provide a rich source of bioactive peptides. Bioactive peptides are considered as new group of biologically active regulators that can reduce microbial degradation and oxidation of food. These peptides can be used as functional foods (Haque and Chand, 2008) and nutraceuticals (Moldes et al., 2017) thus increasing the quality of life (Lemes et al., 2016). More than 3000 different bioactive peptides which play a significant role on human health have been catalogued in “Biopep” database (http://www.uwm.edu.pl/ biochemia/index.php/en/biopep). On the basis of mechanism of action, peptides can be categorized as antithrombotic, immunomodulatory, antimicrobial, opioid, mineral binding, antihypertensive, and antioxidative (Sanchez and Vazquez, 2017). Some of the functional biopeptides are compiled in Table 9.4. The most common methods to produce bioactive peptides are (i) enzymatic hydrolysis (Chang et al., 2014; Lassoued et al., 2015), (ii) microbial fermentation (Hayes et al., 2007; Rui et al., 2015; Wang et al., 2015), and (iii) chemical synthesis (Navab et al., 2009; Nguyen et al., 2006; Saito et al., 2003). Enzymatic and microbial fermentationebased functional biopeptides are discussed below.
3.2.1
Enzymatic hydrolysis
Enzymatic hydrolysis is the most efficient and reliable method for the production of the bioactive peptides due to its productivity, scalability, and reaction time. During the enzymatic hydrolysis more than one enzyme can be used to produce the bioactive peptides. Enzymes can be added sequentially or simultaneously depending on the suitable temperature, pH and duration of hydrolysis (Le Gouic et al., 2019; Zhang et al., 2016). These enzymes, essentially proteinases, can be categorized based on the mechanism of action they exhibit as exo or endo proteinases. Exopeptidases release the single amino acid or short peptides from the parental protein, whereas endoproteinases cleave protein and release peptides (Venkatesan et al., 2017). After the hydrolysis, downstream process is carried out to separate digested peptides from the row material (Nimalaratne et al., 2015; Zhang et al., 2016). These can be recovered by cross-flow membrane filtration (Ferri et al., 2017), freeze-drying, desalting (Zhang et al., 2012), ultrafiltration, gel filtration chromatography for desalting and separation on the basis of
Table 9.4 Functional bioactive peptides and their sequence. Amino acid sequence
Function
Reference
1
Antioxidative peptide
CERPTCCEHS
Antioxidative
Zeng et al. (2015)
2
Regulating cell-permeability peptide
NYKKPKLAAAPALLALLVAPLLAVAA
Regulating cell-permeable function
Du et al. (1998)
3
Opioid peptide
YYPG
Opioid
Garg et al. (2018)
4
Iron binding peptide
SVNVPLY
Iron chelating
Eckert E. et al. (2016)
5
VV-hemorphin-7
VVYPWTQRF
Ligand of mu, kappa, and delta opioid receptors
Garreau et al. (1995)
6
VV-hemorphin-5
VVYPWTQ
Ligand of mu, kappa and delta opioid receptors
Zhao and Piot (1997)
7
Antifungal peptide
FPSHTGMSVPPP
Antifungal
Muhialdin et al. (2016)
8
Precursor of vasopressin
CYFQNCPRGG
Precursor of neuropeptide
Hruby et al. (1990)
9
Neuropeptide
YKPR
Neuropeptide
Herman et al. (1980)
10
Tuftsin
TKPR
Immunomodulating peptide
Wieczorek et al. (1994)
11
Celiac toxic calreticulin fragment
YQLLQELCCQHL
Toxic in celiac disease
Karska et al. (1995)
12
Calcium binding peptide
YDT
Calcium-binding
Zhao et al. (2015)
Functional and Preservative Properties of Phytochemicals
Name
284
Sl.No
PSQQQP
Toxic in celiac disease
Cornell (1988)
14
ACE inhibitor
RVCLP
Inhibitor of AngiotensinConverting Enzyme (ACE)
Wu et al. (2015)
15
Precursor of tenecin-1 (35e43)
NGKRVCVCRG
Precursor of antimicrobial peptide
Lee et al. (1998)
16
Renin inhibitor
YA
Inhibitor of Renin
Udenigwe et al. (2012)
17
Antibacterial peptide
GLPGPLGPAGPK
Antibacterial
Ennaas et al. (2015)
18
Orphanin FQ/Nociceptin
FGGFTGARKSARKLANQ
Opioid
Reinscheid et al. (1995)
19
Alpha-amylase inhibitor
QITKPN
Inhibitor of alpha-amylase
Yu et al. (2012)
20
Alpha-glucosidase inhibitor
KLPGF
Inhibitor of alpha-glucosidase
Yu et al. (2012)
21
Dipeptidyl peptidase IV inhibitor (DPP IV inhibitor)
VPPFIQPE
Inhibitor of dipeptidyl peptidase IV
Uenishi et al. (2012)
22
Anticancer peptide
KENPVLSLVNGMF
Anticancer
Quah et al. (2018)
23
Immunostimulating peptide
GLF
Immunostimulating
Berthou et al. (1987)
24
HMG-CoA reductase inhibitor
VGVL
Inhibitor of HMG-CoA reductase
Soares et al. (2015)
25
Zinc-binding peptide
HNAPNPGLPYAA
-
Zhu et al. (2015) Continued
285
Celiac toxic peptide
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13
Table 9.4 Functional bioactive peptides and their sequence.dcont’d Amino acid sequence
Function
Reference
26
Peptide stimulating GLP-1 secretion
KAAVT
Peptide stimulating GLP-1 secretion
Caron et al. (2016)
27
Precursor of hemolytic peptide
KKLFKKILKFLG
Precursor of hemolytic peptide
Badosa et al. (2009)
28
Precursor of antifungal peptide
KKLFKKILKFLG
Precursor of antifungal peptide
Badosa et al. (2009)
29
Hemolytic peptide
LKLFKKILKVLw
Hemolytic
Badosa et al. (2009)
30
ACE inhibitor - LVV-hemorphin-5
LVVYPWTQ
Inhibitor of AngiotensinConverting Enzyme (ACE)
Zhao and Piot (1997)
31
Neuropeptide
LVAYPWT
Human P2X3 receptor antagonist
Jung et al. (2007)
32
Alpha-amylase inhibitor
DPAQPNYPWTAVLVFRH
Inhibitor of alpha-amylase
Siow and Gan (2016)
33
Antioxidative peptide
FFRSKLLSDGAAAAKGALLPQYW
Antioxidative
Siow and Gan (2016)
34
ACE inhibitor
MAW
Inhibitor of AngiotensinConverting Enzyme (ACE)
Balti et al. (2010)
35
Cytotoxic peptide
KENPVLSLVNGMF
Cytotoxic peptide
Quah et al. (2018)
36
Antioxidative peptide
QYP
Antioxidative
Ohata et al. (2016)
37
Dipeptidyl peptidase IV inhibitor (DPP IV inhibitor)
GPFPILV
Inhibitor of Dipeptidyl Peptidase IV
Zhang et al. (2016)
Functional and Preservative Properties of Phytochemicals
Name
286
Sl.No
LTFPG
Inhibitor of Renin
Aluko et al. (2015)
39
Opioid peptide
YPG
Opioid
Wu et al. (2006)
40
Antilisterial peptide
RHGYM
Antibacterial peptide against L. monocytogenes
Castellano et al. (2016)
41
ACE inhibitor from thornback ray muscle (Raja clavata)
IVGRPR
ACE inhibitor
Lassoued et al. (2016)
42
VV-hemorphin-7
VVYPWTQRF
Inhibitor of Angiotensinconverting enzyme
Zhao et al. (1994)
43
Antioxidative peptide derived from chicken egg white
AEERYP
Antioxidant peptide
Zou et al. (2016)
44
Alpha-glucosidase inhibitor from egg yolk
VTGRFAGHPAAQ
Inhibitor of alpha-glucosidase
Zambrowicz et al. (2015)
45
Antioxidant peptide from chickpea
TETWNPNHPEL
-
Torres-Fuentes et al. (2015)
46
Dipeptidyl peptidase IV inhibitor from egg yolk (DPP IV inhibitor)
YINQMPQKSREA
Inhibitor of Dipeptidyl Peptidase IV (EC 3.4.14.5)
Zambrowicz et al. (2015)
47
ACE inhibitor from dry-cured ham
AAATP
-
Escudero et al. (2013)
48
ACE inhibitor from walnut
WPERPPQIP
-
Liu et al. (2013)
49
Antioxidant peptide from barley (Hordeum vulgare L.)
PQIPEQF
-
Xia et al. (2012)
50
Immunomodulating peptide
VAGTWY
Stimulating proliferation of splenocytes
Jacquot et al. (2010)
287
Renin inhibitor
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38
288
Functional and Preservative Properties of Phytochemicals
molecular weight of the peptides (Naimah et al., 2018). Commonly used enzymes for the hydrolysis are neutrase (Bacillus amyloliquefaciens), pronase E (Streptomyces griseus), flavourzyme (Aspergillus oryzae), alcalase (Bacillus licheniformis), collagenase (Clostridium histolyticum), papain (Carica papaya), and bromelain (Ananas comosus) (Sanchez and Vazquez, 2017). Some of the milk-derived bioactive peptides were produced by pepsin, trypsin, and chymosin action (Mohanty et al., 2016).
3.2.2
Microbial fermentation
Bioactive peptide synthesis using microbial fermentation involves growth of bacteria, yeast (García-Tejedor et al., 2015; Rai et al., 2016), and fungi (Hou et al., 2014; Lima et al., 2015) using protein as substrates. The actively growing microorganisms produce proteolytic enzymes which hydrolyze parent proteins. Generally, after the growth of microorganism, cells are collected and whole cells were used for hydrolysis of the proteins (Aguilar-Toala et al., 2017; Naimah et al., 2018). The hydrolysis varies from strain to strain, fermentation time, and the type of protein used for hydrolysis. Hydrolyzing capability also depends on the microorganism used (Chen et al., 2014; El-Fattah et al., 2016). For instance, Lactobacillus helveticus, Lactococcus lactis, and Lb. delbrueckii ssp. bulgaricus contain cell wall bound proteinases like endopeptidases, aminopeptidases, dipeptidases and tripeptidases (Christensen et al., 1999). Soyabean fermented products, tempeh and Natto, contain antioxidant peptides, which are produced by the fermentation process by the action of fungal proteases (Wongputtisin et al., 2007). Similarly, use of Aspergillus spp. for the production of Douchi, a soybean fermented product (Sanchez and Vazquez, 2017), Bifidobacterium bifidum MF 20/5, L. helveticus DSM 13,137 (Gonzalez-Gonzalez et al., 2013) and L. helveticus H9 fermentation of milk product are good sources of bioactive peptide (Wang et al., 2015). Pictorial representation of biopeptides is shown in Fig. 9.3.
4.
Bioprobes for qualitative and quantitative detection of bioactive molecules/compounds
Qualitative and quantitative detection of bioactive molecules is integral to microbialbased biotechnological processes involving their synthesis. This section of the chapter describes the role of “bio”sensors in high throughput screening and detection of microbial bioactives. The role of biosensors in the field of discovery, screening, detection and development of bioactive molecules includes among many others; a) detection of known molecules after their synthesis by wild, improved, or novel microbial stains, b) easy label-free screening of microcosms/biocosms for novel bioactives, c) as a complementary/adjunct method for established protocols and bioassays to reduce time and cost. Conventionally, bioactive constituents/molecules are screened using bioassays by bioactivity guided fractionation procedures and later isolated and identified by analytical techniques such as HPLC, GC, GC/MSeMS, etc. This entire process is highly
Biotechnology: a tool for synthesis of novel bioactive compounds
289
Figure 9.3 Graphical representation of synthesis of bioactive peptides.
cumbersome and time-consuming although sensitive. The latter analytical methods also involve several sample prepreparation steps, requirement of trained personnel, and suffer from lack of flexibility and miniaturization. “Bio”sensors on the other hand typically eliminate the need for sample preparation, requirement for skilled manpower, are cost-effective, can be tuned for qualitative as well as quantitative detection platforms, and offer great sensitivity and analysis. Moreover, the most recent
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development in the field of biosensors has been the integration of the biosensing principle with high-throughput screening techniques. This approach enables simultaneous screening, as well as detection of molecules of interest. Undoubtedly, the biggest advantage of using biosensor technology has been its direct use in complex matrices, crude samples and ability for label-free sensing. A biosensor is defined as an analytical device which converts a biological response into a quantifiable and processable signal (Kissinger, 2005). It comprises of a biological or biologically derived sensing element, also called biorecognition element, which is in intimate contact with a physicochemical transducer. The transducer coupled to the biological recognition element converts or transforms the specific “molecular recognition event” between the biomolecule and the analyte (biological signal) into an electrical one (Fig. 9.4). The most important part of the biosensor is the “bio-probe” that is involved in the biorecognition event, which eventually can be converted into a signal in the biosensor device. The biorecognition element of the biosensor participating in the interaction for detection of analyte of interest include biomolecules such as enzymes, antibodies, whole cells, cell receptors, DNA, RNA, etc. The transducer that amplifies and converts the recognition event can generate identifiable signals such as electrochemical, optical, resistive, impedance, piezoelectric, etc. A schematic representation of biosensor classification is given in Fig. 9.5. A biosensor can therefore be classified either based on the biological element used, such as enzyme sensors, immunosensors, aptasensors, whole cell sensors, etc., or based on the transducer such as electrochemical sensors, piezoelectric sensors, optical sensors, etc.
4.1 4.1.1
Biosensors for screening and detection of bioactive molecules Enzyme biosensors
Enzymes are substrate-specific biological molecules that catalyze several chemical reactions. Enzymes as biorecognition elements in biosensors are very versatile and can be designed to detect metabolites or molecules by any of the four mechanisms involved in the process of enzyme catalysis a) the sensor detects the activation/deactivation of the enzyme b) detects the depletion of the substrate c) detects the product formed by enzyme-substrate reaction d) structural modification of enzyme as a result
Figure 9.4 Schema for working of a biosensor.
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Figure 9.5 Classification of biosensors based on bioreceptors and transducing element.
of binding. These catalytic sensors have been widely applied in the field of agriculture, environment, pharmaceuticals, and food processing. Enzyme sensors are amenable to several transduction approaches to detect the analyte and are therefore widely used in comparison to other biosensor types. Detection of bioactive antimicrobial compounds produced by microbes (e.g., antibiotics) using biosensors is widely reported. Among the different transduction principles, fluorescence-based sensors are very popular due to their high sensitivity. In a fluorescence-based assay, Chan et al. (2008) provided a proof of principle for design of a biosensor using a fluorescein-labeled mutant of beta-lactamase (E166Cf), which changed its fluorescence upon binding of beta-lactam to the enzyme and its consequent hydrolysis. In the study, hydrolysis of cefuroxime, penicillin G, and 6-aminopenicillanic acid to E166Cf led to enhancement of fluorescence, while regeneration of the enzyme led to weak signals which could be directly correlated to the concentration of the antibiotic present. The observed results with E166Cf were explained by the authors as a modified structural property of the fluorescein label upon substrate binding. The concept of enzyme inhibition/activation can be very well integrated with the synthesis of target molecules. For example, many researchers have developed biosensors based on acetylcholine esterase inhibition by organochlorine pesticides for the detection of these xenobiotic compounds (Bachmann et al., 2000; Del Carlo et al., 2004; Hildebrandt et al., 2008). Similarly, competitive binding between native microcystin and its fluorescent analog (Myc-Cys-FITC conjugate) with alkaline phosphatase immobilized on optic fiber was used as the biosensing platform to detect microcystin. Both Myc-Cys-FITC conjugate and free unlabeled microcystin were allowed to compete for the limited binding sites provided by the enzyme. The resulting signal was inversely related to the concentration of the unlabeled MC-LR (Sadik and Yan, 2004). An indirect quantification strategy using chloramphenicol acetyltransferase was developed by our group at CFTRI for the detection of chloramphenicol (CAM) (Sharma et al., 2017). This enzyme catalyzes the acetylation of CAM, where CoASH
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Figure 9.6 CoASH synthesis driven phenomenon for indirect detection of chloramphenicol using chloramphenicol acetyltransferase.
is produced as the product. We synthesized gold nanoparticles (AuNPs) using CoASH. Addition of higher quantities of the cofactor led to an increase in absorbance, as well as wavelength shift in extinction spectra of nanoparticles indicating higher synthesis and improved protection of AuNPs (Fig. 9.6). The sensitive detection of CoASH as a consequence of the above observation was directly proportional to CAM concentration. We opine that similar strategies can be designed for detection of new or novel antimicrobial compounds/antibiotics by wild or improved microbial strains using co-factor based enzyme catalysis phenomenon. In another interesting experiment, laccase enzyme was used by us for a fluorescence “turn off” detection of bioactive polyphenols in plant extracts. This optical biosensor, which led to the ultrasensitive detection of polyphenols, was based on the charge transfer phenomenon between quinones (the product formed from laccase catalysis) and quantum dots (QDs) (Fig. 9.7). Quenching of photoluminescence of QDs was directly
Figure 9.7 Laccase-based fluorescence turn off detection of polyphenols using energy transfer phenomenon between quinones and QDs.
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proportional to the quinone concentration formed from polyphenol oxidation by laccase. This system could detect individual and total polyphenols with high sensitivity (LOD-1 ng/mL) (Akshath et al., 2014). A fingerprint pattern was also observed for individual polyphenolic molecules as a result of differential photoluminescence response of QDs.
4.1.2
Immunosensors and nucleic acid sensors
Biosensors that use antigen-antibody (Ag-Ab) interaction as the biosensing mechanism are called immunosensors. Since the interaction between Ag-Ab is highly specific, immunosensors are highly sensitive and selective. In the field of bioactive molecule bioprospecting and discovery using biosensors, the surface plasmon resonance (SPR) technology has been the most promising in recent years. This technology enables both screening assays in complex matrices as well as label-free detection of molecules of interest. SPR has been extensively studied for detection of several bioactive analytes of interest such as antibiotics using antibodies (Abs) and/or aptamers (Apts) (oligonucleotides) as bioprobes. The SPR biosensor is an optical device which is based on surface plasmon transduction phenomenon. It monitors the changes on the surface of the sensor chip as a result of interaction between the bioelement (which is immobilized on the chip) and the detection molecule. The binding interaction causes a local change in refractive index of incident light and a variation of the propagation constant. This change is captured by the detector and correlated to the concentration of the analyte interacting with the bioprobe on the surface (Feriotto et al., 2001; Minnuni and Bilia, 2009; Scarano et al., 2015). The immobilization of bioreceptors (Abs or Apts) to the biosensor chip is achieved using covalent coupling methods such as amine, thiol, aldehyde coupling, etc., or by noncovalent coupling methods employing metal chelation, monoclonal antibody tags, or other affinity tags, such as biotin/streptavidin, etc. (Scarano et al., 2015). Since multibioreceptors specific to different analytes or bioreceptors for multianalytes can be immobilized on the sensor chip, SPR device is used extensively for label-free high throughput screening of biomolecules. For example, Haasnoot et al. (2005) developed a multisulfonamide biosensor immunoassay for the detection of sulfadiazine and sulfamethoxazole. The authors used the SPR to show the improved activity of mutated monoclonal antibodies generated by them against eight sulfonamides. The detection levels for this group of antibiotics improved many folds with the mutants. This technology was proven in real sample analysis (serum and milk) and the biosensor was shown to be robust, sensitive, and selective. Nucleic acids biosensors have mainly attracted attention in clinical diagnostics, forensic study, and gene analysis. They combine ssDNA with a transducer with the former responsible for selectivity and latter for sensitivity. Also called as “genosensors,” these biosensors make use of DNA hybridization event to detect target sequences. Minnuni and Bilia (2009) developed a biosensor for detection of bioactive molecules/fractions from crude complex matrices like plant extracts. The biosensor principle was based on the interaction between immobilized DNA and the molecule in the sample with the ability to intercalate it. This interaction was determined using
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SPR. As a unique step, the authors combined this biosensor assay with the classical fractionating approach and chemical screening methodology in order to obtain a bioactivity-guided fractionation. This type of a biosensor which was used in conjunction to the conventional technique of bioactivity screening resulted in simultaneous analysis of interesting compounds in terms of chemical characteristics, as well as the desired biological activity. Another high throughput screening based on interaction of peptide nucleic acidenano-sized graphene oxide (PNA-NGO) complex which was recently developed by Ryoo et al. (2018) described screening of novel bioactives with application in cancer and miRNA-based therapeutics. The fluorescent PNA-NGO integrated biosensor was designed for the screening of miRNA-21 expression levels in living cells. As is well known, elevated miRNA expression levels are observed in various cancer types including breast, ovarian, and lung cancers. Cellular screening of several molecules including enzyme inhibitors, FDA approved drugs, agonists was carried out by the authors, and it was possible to determine molecules that could suppress both miRNA-21 expression and cell proliferation, enhance miR-21 expression and reduce cell proliferation, suppress miR-21 expression and increase cell proliferation, and enhance both miR-21 expression and cell proliferation. This reported biosensor for screening of miRNA modulators was a huge deviation from reporter plasmid constructebased assays, which are extremely time-consuming and laborious. As discussed earlier, short sequence nucleic acids (oligonucleotides) have also been widely used for detection of bioactive molecules, especially antibacterial compounds. These oligonucleotides referred to as “aptamers” are generated synthetically. Biosensors utilizing aptamers as bioreceptors are called aptasensors. Aptamers are oligonucleotides (DNA, RNA) or peptides that represent an alternative to antibodies as recognition elements in biosensors. The aptamer selection is performed under real matrix conditions, which are particularly useful for developing probes for complex matrices. Aptamers can be modified for immobilization purposes and labeled with reporter molecules, without affecting their affinity. As nucleic acid sequences, aptamers can be subjected to repeated cycles of denaturation and renaturation, making it possible to regenerate the immobilized biocomponent function for repeated uses in a biosensor (Jayasena, 1999; O’Sullivan, 2002). Aptamers can be chemically modified and labeled more easily than antibodies. These modifications facilitate the functionalization of nanoparticles on their surfaces, which increases the sensitivity of these bioprobes for detection purposes. They can be excellent detection tools for diagnosis and for probing live cells. Aptamer-based biosensors for detection of antibiotics have been recently reviewed by Mehlhorn et al. (2018). In the background of growing multidrug resistance, aptasensor technology can offer a paradigm shift in the detection and screening of novel drugs at a much lower cost. Moving a step further, Kim and Lee (2017) described that combination of two different bioreceptor molecules increases sensitivity and selectivity of detection by several folds in a biosensor. Using an Apt-Ab pair in a sandwich assay for tetracycline (TC), detection levels in attomolar range were achieved. In their study, the DNA apt was immobilized on the SPR chip while the Ab was conjugated to gold nanostar (GNS). It was demonstrated that both the affinity probes (aptamer-antibody) could bind simultaneously to TC. The sandwich assay was highly selective and discriminative and demonstrated poor binding to TC
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derivatives namely oxytetracycline (OTC) and chlortetracycline (CTC). The study was also able to establish amplification of SPR detection signals by integrating nanoparticles with the bioreceptor. Such studies can be very useful in the design of sensing platforms where extremely low concentrations of bioactive molecules may be present in the matrix.
4.1.3
Whole cell/cell componentebased sensors
Whole cell/cell componentebased biosensors use whole cells or any cell component such as cell receptors, proteins, lipids. etc., as bioreceptors. Genome-specific bioprospecting using whole cell biosensors can offer huge advantages in the rapid screening of microcosms capable of synthesizing novel bioactive compounds. Urban et al. (2007) reported the design of novel whole cell sensors compatible with highthroughput screening for molecules that inhibit major biosynthetic pathways of microbes namely DNA, RNA, protein, cell wall, and fatty acids. They used Bacillus subtilis promoters fused to the firefly luciferase reporter gene suitable for the cellbased screening. The assay thus combined the advantages of the traditional wholecell screening approaches and the directed rational strategy of target-based assay especially useful in the discovery of antimicrobials. On the other hand, in comparison to whole cell sensors, cell componentebased bioprobes can also be extremely sensitive, fast, accurate, label-free, simple, and quantitative for the purpose of detection of bioactive molecules. They can be suitably designed based on the type of targeteanalyte interaction, opening wide avenues for rapid drug discovery. For instance, bacteriocins play a very important role in the survival of a microbial species in the gut ecology. Many of the beneficial flora of the gut like the Lactobacillus sp. produce bacteriocins. Several of the bacteriocins function as membrane disruptors. This phenomenon was used by Yadav et al. (2017) to develop a vesicle-based assay for the screening of bacteriocin producing lactic acid bacteria using phospholipid/polydiacetylene. The colorimetric assay was rapid, simple, and reliable for high throughput screening of antimicrobial peptide producing microbial strains. Such principles can be extremely useful for screening of molecules produced by the gut microbiome, which impair membrane functions of pathogenic species. In another study with cellular lipids, Yao et al. (2014) immobilized lipid A on an n-octyl bD-glucopyranoside-coated surface to identify antisepsis fractions from Chinese herbal extracts. The affinity-based platform led to the isolation of an active fraction (PSA-I-3), the antisepsis activity of which was demonstrated in both in vitro and in vivo experiments. The first report of a biosensor for detecting oxytetracycline production by Streptomyces rimosus in a soil microcosm was given by Hansen et al. (2001). The work by the authors was an altogether new approach of combining whole cell sensor with fluorescence-activated cell sorter (FACS) analysis. They constructed a tet-R regulated Ptet promoter from Tn10 which was integrated to FACS optimized green fluorescent protein gene, inducible in the presence of tetracycline. The plasmid was harbored by E.coli and oxytetracycline production by S. rimosus could be detected by encounters of single biosensor cells with the antibiotic using FACS. Further studies in similar lines by Sun et al. (2017) was based on secondary metabolite biosynthesis gene cluster
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encoding a metabolite-sensing repressor in place of reporter systems that detect expression of biosynthesis gene alone. The idea of the authors was to use Tet-R-like repressors, which are present either within or in the vicinity of secondary metabolite producing clusters in several Streptomyces. The Tel-R like repressor could bind to both the product of cluster and/or their precursors and hence could be coupled to the expression of the reporter and the production of the secondary metabolite in tandem. They were able to demonstrate the biosensing platform for coelimycin, where the bpsA reporter gene for indigoidine synthetase was placed under control of the promotor/operator regions controlled by the cluster-associated Tet-R-like repressors. Lineage-specific GFP transgenic zebrafish embryonic cells were used as fluorescent biosensor display for screening of small molecules that regulate cell differentiation. Huang et al. (2012), after testing the method with known cell regulators and different cell types, demonstrated its applicability in screening of proangiogenic molecules. Undifferentiated primary cells from flk1-GFP transgenic zebrafish embryos were used as the screening tool and out of several molecules, 11 molecules were shown to have proangiogenic activity. The method was also validated in mammalian cells and in vivo experiments demonstrating the applicability of the simple assay and its extrapolation for several cell types. This approach could be extremely useful especially to target molecules with bioactivity from the gut microbiome. Since bacterial cells (probiotics) and their metabolites have been shown to have proangiogenic activity, it would be worthwhile to explore the possibility of using biosensors for their activity determination.
4.1.4
Biomimetic biosensors and others
A label-free optical biosensor for rapid detection of bacteria was developed using a novel peptide-mimetic compound as the recognition element. An oxidized porous silicon (PSiO2) nanostructure used as the optical transducer was functionalized with a synthetic antimicrobial peptide (K-7a12). K-7a12 mimics the hydrophobicity and charge of natural antimicrobial peptides. Gram-positive and gram-negative bacterial lysates were exposed to the developed biosensor which showed preferential capture of E. coli cell fragments. The biosensor offered significant advantages in comparison with conventional antibody-based assays, in terms of their simple and cost-effective production, while providing numerous possible sequence combinations for designing new detection schemes for bioactive peptides (Tenenbaum and Segal, 2015). In recent times, molecular imprinted polymers (MIPs) are an addition to synthetic mimetic molecules that are based on the principle of lock and key using synthetic chemistry. MIPs are designed and synthetically produced using highly cross-linked polymers with highly specific receptor sites for binding of target molecules. NanoMIP-SPR sensor could detect glycopeptide antibiotic, the antibiotic at nanomolar levels using both direct and competitive assays in SPR device (Altintas, 2018). Metabolite sensors have also gained interest for evolution of bacterial strains and enzymes with high activity. Such systems claim ultrahigh throughput analyses and sorting of individual cells at rates higher than 107 cells/hr (Schallmey et al., 2014). An example of a metabolite sensor by Fraz~ao et al. (2018) monitored the detection
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of intracellular aldehyde with fluorescence-activated cell sorting (FACS) system. The sensor detected aldehydes in E. coli by employing an aldehyde-responsive transcription factor YqhC to drive the expression of the yellow fluorescent reporter protein SYFP2 (Fraz~ao et al., 2018). In the field of discovering new molecules with novel functionalities, a fairly recent advancement has been the low molecular weight “fragment screening libraries” using SPR. Unlike the conventional low molecular weight ligand binding, this technique uses fragment libraries where membrane protein drug targets like G-protein coupled receptors (GPCRs) are immobilized on the SPR surface. This technique has been validated with pharmacological measurements approximate to cell-based methods. A review of GPCR-based screening of fragment libraries with SPR is discussed by Shepherd et al. (2014). The field of biosensors is highly evolving and advancement in technology has enabled it to jump in leaps and bounds. Although, biosensor technology has not seen its full potential and is still taking baby steps, it may not be totally incorrect to say that this interdisciplinary field that transcends both science and technology arena will play an extremely important role in future for discovery of novel molecules of biological origin.
5. Systems biology enabled synthesis of bioactive compounds Apart from microbial-derived bioactive compounds, there exists a vast array of bioactive compounds derived from plant kingdom. However, some of the major concerns for extracting these useful compounds from plants are (i) plant growth is usually constrained by geography and season, (ii) amounts of bioactive compounds synthesized are very little, and (iii) requires several extraction and purification steps. To overcome such problems to an extent, plants were genetically modified. However, the regulations imposed on genetically modified plants and problems encountered during downstream processing of bioactive compounds have not been so encouraging to pursue such studies. Meanwhile, with rapid developments in omic studies, cheaper genome sequencing facilities, high precision gene manipulation techniques, and robust computational tools has evolved newer concepts such as systems and synthetic biology. Metabolic engineering, which deals with the directed improvement of product or cellular properties using recombinant DNA technology, has been used to improve yields and titer of native compounds in microorganisms (Bailey, 1991; Stephanopoulos, 1999). Extension of such studies to synthesize nonnative compounds in a simpler microbial host could be highly rewarding. One such early success story is the production of artemisinin in Saccharomyces cerevisiae by Prof. Jay Keasling and his team at University of California, Berkeley during the period 2003e13. Artemisinin, a sesquiterpene which acts as a potent antimalarial drug, is produced by the plant Artemisia annua. However, the production of plant-derived artemisinin is an inefficient and expensive process. Engineering of S. cerevisiae and the process development for amorphadiene
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(precursor) and artemisinic acid at laboratory scale were developed by Keasling group (Westfall et al., 2012; Paddon et al., 2013). Paddon et al. (2013) have reported production of artermisinic acid in an engineered S. cerevisiae using tools of metabolic engineering and synthetic biolog. Fermentation titers up to 25 g/L of artermisinic acid were achieved. Later, artemisinic acid is converted to artermisinin chemically using singlet oxygen. This success has been highly encouraging and several studies have been attempted, and being carried currently to synthesize nonnative bioactive compounds in microbial hosts. Let us briefly understand the history of metabolic engineering and how it can be helpful in understanding the cellular phenotype. Early definition of metabolic engineering according to Bailey (1991) is “the improvement of cellular activities by manipulations of enzymatic, transport, and regulatory functions of the cell with the use of recombinant DNA technology.” With the rapid progress in molecular, analytical, and computational tools, bringing a directed change inside the cell has become a reality and thus looking the cell in a more rational and holistic perspective has been the key of metabolic engineering (Stephanopoulos, 1999; Nielsen, 2001). Metabolic engineering emphasizes on integrated metabolic pathways of a cell instead of single metabolic reaction. On the other hand, systems biology has developed gradually into a new discipline where computational and mathematical modeling is used for studying biological systems (Nielsen, 2017). Systems of a cell indicate the complex metabolic and signaling networks. Systems biology also uses a holistic approach in contrast to molecular biology, where focus is on subsystems. Metabolic engineering has greatly benefited from systems biology of metabolism, as it is now possible to design cell factories for optimal production of desired biochemical/bioactive compound. The introduction of genome-scale metabolic models (GSMMs) as a bottom-up systems biology approach has enabled to model the metabolic network using stoichiometric information. Here a metabolic network is reconstructed using complete genomic map of the organism where each balanced reaction is specified with substrate(s), product(s), cofactor(s), and enzyme(s) involved. Such a model involving gene-protein relations (GPRs) can link the genotype to metabolic capacity (Nielsen, 2017). The reconstruction of newer GSMMs is on rise as the genome-sequencing projects are increasing at higher rate due to lower costs. At present, more than 277,847 genome-sequencing projects have been carried involving 359,915 organisms including 317,797 bacteria (http://www.gold.jgi.doe.gov). Approximately 85 different genomes have been reconstructed for genome-scale models spanning prokaryotes, archaea, and eukaryotes (http://bigg.ucsd.edu/models). When a metabolic network is represented by a mathematical structure along with certain rules and quantitative parameters, it then enables to predict fluxes of each reaction for the entire network. The metabolic flux is defined as the rate at which a material is processed (turnover of the compound) through a metabolic pathway (Stephanopoulos, 1999). Metabolic fluxes represent cellular regulation at several levels, and thus considered as representation of phenotype of the cell under specific conditions (Nielsen, 2003). When certain cellular constraints are imposed on the metabolic network and cellular fitness goal is maximized, then essentially we compute these in-vivo metabolic fluxes in an in-silico setup. This enables the experimenter to find feasible “in-silico” solutions for “what if” questions such as (i) what
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happens to the cell if the external environment is perturbed (ii) what happens to the phenotype if a specific gene is deleted, overexpressed, or even added heterologously (Durot et al., 2009). So this becomes immensely helpful to also find answers for reverse questions such as (i) what genes to be deleted or overexpressed or to heterologously express in order to maximize a cellular goal. This goal can be anything ranging from expanding the substrate specificity for the cell, improving titer or yield of a specific native or nonnative metabolite, preventing overflow metabolism, tolerance to specific environmental stress, etc. Synthetic DNA on the other hand, which is a key constituent of synthetic biology, has been aiding the metabolic engineering to design segments of DNA, which can serve the goal of metabolic engineering (Stephanopoulos, 2012). Therefore, with these tools tailoring of the microbial strains to improve bioactive compounds’ synthesis (both native and nonnative) has made researchers to look for possibilities beyond classical mutagenesis (nitrosoguanidine, ethyl methane sulfonate, and ultraviolet radiation) for strain improvement. Some of the generic metabolic engineering strategies include (i) improvement of precursor supply (ii) regeneration of cofactors (iii) downregulating competing pathways (iv) overexpression of transcriptional regulators (v) expression of nonnative genes (vi) improving enzyme specificity (Paramasivan and Mutturi, 2017). Application of metabolic engineering and synthetic biology for boosting the bioactive compound research is discussed by citing some examples. Polyketides (PKS) are a diverse class of bioactive molecules which are currently prescribed as immunosuppressants (FK506, rapamycin), hypocholesterolemics (lovastatin, compactin), anticancer agents (doxorubicin), antimicrobials (tetracyclin, erythromycin), animal health products (avermectin, tylosin, monensin), and agrochemicals (spinosyn) (Cummings et al., 2014; McDaniel et al., 2001). There are three different types of PKS: (i) Type 1 PKS, which are found in bacteria and fungi, have multifunctional enzymes possessing different catalytic domains such as ketosynthase (KS), acyl transferase (AT), acyl carrier protein (ACP), ketoreductase (KR), enoyl reductase (ER), dehydratase (DH), and methyltransferase (MT), (ii) Type II PKS are involved in biosynthesis of aromatic polyketides such as oxytetracycline and pradimicin. They have KSa, KSb, ACP, cyclase (CYC), MT, and glycosyltransferase (GT) domains, (iii) Type III PKSd plant-derived, major compounds such as flavanoids, stilbenoids, and curcuminoids belongs to this class. Several novel bioactive polyketides are discovered from microbial sources. However, the production costs are high due to poor titers, yields, and productivity. The production costs for pure compound are usually more than $1000/g (McDaniel et al., 2001). Hence several strain engineering and bioprocess strategies were carried to improve the yields. Heterologous expression involving microbial hosts such as S. coelicolor and S. lividans is widely carried for PKS synthesis. The basic steps involved in synthesis of matured PKS is as follows: (i) minimal PKS module formation with the help of acetyltransferase domains (ACP) using acyl-CoS substrate (ii) action of ketosynthases (KSs) on minimal PKS module to synthesize b-ketointermediates (iii) synthesis of cyclic intermediates with the action of cyclases and aromatases (iv) secondary cyclization and rearrangements and (v) finally post-PKS modifications with the help of aminotransferases, glycosyltransferases, oxidoreductases, etc. Several studies were carried to improve the biosynthesis of actinorhodin,
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frenolicin, erythromycin, picromycin, etc., to obtain titers in the range of 1e100 mg/L culture (McDaniel et al., 2001). Pathway-specific transcriptional regulators are targets for such metabolic engineering studies. In case of genus Streptomyces, which alone contributes to 2/3rd of known antibiotics, it has a family of regulatory proteins known as Streptomyces antibiotic regulatory proteins (SARPs), which regulate the production of polyketide antibiotics such as actinorhodin, daunorubicin, and nogalamycin (Wietzorrek and Bibb, 1997). Overexpression of these specific activators has improved the synthesis of polyketide antibiotics (McDaniel et al., 2001). For instance ActII-ORF4/ PactI activator-promoter system is used to express several polyketide synthases in S. coelicolor and S. lividans. There are also studies where promoters were replaced to have control over the synthesis of polyketides synthases. Also studies were carried to improve the precursor supply. Among the precursors acetyl-CoA, propionyl-CoA, malonyl-CoA, and methyl-malonyl-CoA, the latter has been targeted as it is specific for PKS synthesis. In the studies by Mutka et al. (2006), S. cerevisiae has been engineered to synthesize methyl-malonyl-CoA resulting in production of triketide lactone. Production of plant polyketides (type III PKS) in microbial hosts such as E. coli and S. cerevisiae is discussed in Lussier et al. (2012). Nonnative polyketides such as naringenin, pinocembrin, resveratrol, luteolin, apigenin, flavones, eriodictyol, stilbenes, curcumin, etc., have been synthesized in microbial hosts (Lussier et al., 2012). Wang et al. (2015) have heterologously expressed seven different biosynthetic genes from plants and bacteria to establish a biosynthetic pathway in E. coli to synthesize four phenylpropanoid acids (cinnamic acid, p-coumaric acid, caffeic acid, and ferulic acid), three bioactive natural stilbenoids (resveratrol, piceatannol, and pinosylvin) and three natural curcuminoids (curcumin, bisdemethoxycurcumin, and dicinnamoylmethane) using different combinations of gene expression. Lim et al. (2011) constructed an E. coli strain by heterologously expressing stilbene synthases from different plant species and optimized promoters to synthesize resveratrol to a high titer of 2.3 g/L. Li et al. (2015) describes metabolic engineering of S. cerevisiae for resveratrol production using tyrosine pathway (TAL). Here 4-coumaryl-CoA ligase from Arabidopsis thaliana and resveratrol synthase from Vitis vinifera were expressed in S. cerevisiae; in addition, deregulated the aromatic amino acid biosynthesis and finally with multiple copy integration and fed-batch cultivation of the engineered strain resulted in 531.41 mg/L using ethanol feeding. In another study by the same research group, instead of TAL pathway, phenylalanine pathway (PAL) was chosen where the S. cerevisiae strain was engineered and later cultivated in fed-batch fermentation to obtain final titer of 800 mg/L of resveratrol (Li et al., 2016). Due to their modular architecture, polyketides are also potential targets for synthetic biology (Cummings et al., 2014). All the enzymes involved in PKS synthesis are clustered as BGCs (biosynthetic gene clusters) as discussed earlier. Bringing diversity in the polyketide scaffold using combinatorial approach during such sequential synthesis could generate newer structures with newer functionalities. Protein engineering principles are applied to polyketide biosynthesis to carry combinatorial PKS synthesis. Some of the possibilities include decrease and increase of chain lengths, variation in precursor selection of starter acyl-CoA units, modification of b-keto reduction (Weissman and Leadlay, 2005). Also the nucleotides in BGCs can be replaced with the site
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directed mutagenesis. Xue et al. (1999) heterologously expressed three different plasmids harboring 6-deoxy-erythronolide B synthase genes (eryAI, eryAII, and eryIII) separately in Streptomyces lividans to obtain 6-deoxyerythronolide B (6-dEB, a precursor for erythromycin) at a level similar to that of a strain expressing all three genes in a single plasmid. Later selective mutations on each of the individual plasmids were carried and expressed to obtain a library of more than 50 derivatives of 6-dEB. Manipulation of deoxysugar pathways is another strategy to obtain diverse PKS (Rodriguez and Mcdaniel, 2001). In the study by Petkovic et al. (2003), the acytransferase (AT) domain of module 4 of erythromycin PKS was swapped with module 2 AT domain of rapamycin PKS to alter the substrate specificity. This led to synthesis of 6desmethyl erythromycin D. Deoxysugar glycosides formation during post-PKS modifications contribute to biological activity and hence are targets for combinatorial biosynthesis. For instance, oleandrosyltransferase for 30 -O-rhamnosyl derivatives of erythromycin, mycaminosyltransferase for tylactone synthesis, aminotransferase for picromycin/methymicin synthesis are some of the examples (Rodriguez and Mcdaniel, 2001). Another class of natural bioactive products which are diverse in nature and have immense applications is terpenes. Several studies have been carried to produce nonnative terpenes in microbial systems. E. coli and S. cerevisiae are widely used platforms to design robust cell factories using synthetic and metabolic engineering strategies. One of the early success stories of nonnative terpene in microbial host is taxadiene, precursor for anticancer drug, taxol. Ajikumar et al. (2010) engineered isoprenoid (methylerythritol-phosphate, MEP) pathway in E. coli by expressing taxadiene synthase from Taxus brevifolia yew tree among several other modifications to obtain 1 g/L titer. Paramasivan and Mutturi (2017) provide a comprehensive list of terpene synthesis in S. cerevisiae cell factory. With rapid advancements in whole genome sequencing along with molecular, computational, and analytical tools, the future seems to be highly encouraging for the production of bioactive compounds using microbial hosts.
References Abdel-Hamid, M., Otte, J., De Gobba, C., Osman, A., Hamad, E., 2017. Angiotensin Iconverting enzyme inhibitory activity and antioxidant capacity of bioactive peptides derived from enzymatic hydrolysis of buffalo milk proteins. International Dairy Journal 66, 91e98. Aguilar-Toala, J.E., Santiago-Lopez, L., Peres, C.M., Peres, C., Garcia, H.S., VallejoCordoba, B., Hernandez-Mendoza, A., 2017. Assessment of multifunctional activity of bioactive peptides derived from fermented milk by specific Lactobacillus plantarum strains. Journal of Dairy Science 100 (1), 65e75. Ajikumar, P.K., Xiao, W.H., Tyo, K.E.J., Wang, Y., Simeon, F., Leonard, E., Mucha, O., Phon, T.H., Pfeifer, B., Stephanopoulos, G., 2010. Isoprenoid pathway optimization for taxol precursor overproduction in Escherichia coli. Science 330, 70e74. Akshath, U.S., Shubha, J.R., Praveena, B., Thakur, M.S., 2014. Quantum dots as optical labels for ultrasensitive detection of polyphenols. Biosensors and Bioelectronics 57, 317e323.
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Further reading Minunni, M., Tombellia, S., Mascinia, M., Biliab, A., Bergonzib, M.C., Vincierib, F.F., 2005. An optical DNA-based biosensor for the analysis of bioactive constituents with application in drug and herbal drug screening. Talanta 65 (2), 578e585.
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Prospects of omics technologies and bioinformatics approaches in food science
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Bhanu Prakash, Prem Pratap Singh, Akshay Kumar, Vishal Gupta Centre of Advanced Study in Botany, Institute of Science, Banaras Hindu University, Varanasi, Uttar Pradesh, India
1. Introduction In today’s world, the consumers’ demands for safe, healthy, and nutritious food products with minimal synthetic preservatives is increasing day by day. As per an estimate by the World Health Organization (2019), approximately 600 million people are suffering from foodborne illnesses worldwide, associated with 420,000 deaths every year (Hoffmann et al., 2017). Thus, ensuring food safety and quality is an emerging task for food scientists, regulatory authorities, and the food industry worldwide. However, before reaching the consumer’s plate food commodities have to travel different stages such as harvesting, transportation, storage, processing, and distribution during which they are prone to attack by a variety of insect pests, microbes, and oxidative deterioration that significantly deteriorate the quality of product and also have a negative effect on consumers’ health. The various intrinsic (bioactive compounds, nutrient, pH, water activity (aw)) and extrinsic factors (gaseous composition, temperature, and microorganisms) of food ecosystem influence the growth of pathogenic microbes. The currently available methods of preservation, identification of biological contaminants, and their associated risks are insufficient, expensive, and have their own limitations. In this context, the recent advances in omics sciences (genomics, transcriptomics, proteomics, and metabolomics) could be used for systematic investigation for the detection, prevention, and control of foodborne microbes, toxins, and to understand the mechanism of action of bioactive compounds at the molecular level. Therefore, in the past few years the foodomics (an integration of different omics technologies), the omics concept in the food science, has been paid considerable attention by the industries and regulatory authorities to overcome the major issues related to food bioactivity, safety, quality, and traceability (Cifuentes, 2017). It provides a holistic overview of overall quality and components present in the food (foodome). The use of foodomics approaches such as genomics, transcriptomics, proteomics, and metabolomics can unveil the molecular mechanism of gene expression, RNA, protein, and metabolites in relation with the bioactivity/safety/quality of food (Cifuentes, 2017). In the past few years, bioinformatics, which deals with the interpretation of biological data using computational approach, has made significant progress in the field of
Functional and Preservative Properties of Phytochemicals. https://doi.org/10.1016/B978-0-12-818593-3.00010-5 Copyright © 2020 Elsevier Inc. All rights reserved.
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food science and nutrition. The bioinformatics tools can successfully manage and interpret the data obtained from “foodomics” technologies in relation to taste, flavor, safety, and food quality (Holton et al., 2013). The information generated through the effective combination of these approaches can explore and characterize the functional genes, proteins, and metabolite products-related response to the biological functioning of specific molecules. Furthermore, it also improves the knowledge about the role of particular food ingredients (preservative and nutritional agent) at molecular level, deciphering their interaction with targeted genes and their effect on proteins and metabolites products that could be helpful for designing effective products that possess preservative and functional potential. Thus, the integration of foodomics approaches and bioinformatics could successfully improve the quality and functionality aspect of food and also provide the mechanistic overview of the possible interaction between food and biological systems. The present chapter provides an overview of various foodomics and bioinformatics approaches in the field of food science. In addition, the role of bioinformatics to investigate the targeted gene related to antimicrobial and functional properties of phytochemicals has also been discussed.
2.
Foodomics: omics in the field of food science and nutrition
In the modern era, the consumers prefer safe and healthy food that not only satisfies hunger but also boosts the body’s health. Therefore, there is a strict need for rapid identification technique of all possible hazardous contaminants present in the food and their negative effect on food ingredients, nutrients, and consumers’ health. Hence, in the past few years, the interest of the scientific community in foodomics (a new discipline of science that studies the functional and nutritional aspect of food through the combined approach of advanced omics technologies) has been considerably increased (Alvarez-Rivera et al., 2018). The omics approaches (genomics, transcriptomics, proteomics, and metabolomics) can provide the information and adequate data to tackle the problem associated with food safety in a rational way. Genomics study deals with the study of the gene, their expression, and function. It can provide detailed genetic information about the biological contaminants present in the food and their shelved products. Due to the advent of modern, cutting-edge genomics technologies, such as next-generation sequencing technologies (whole-genome sequencing), the cost and time required for the study of the microbial genome are reduced. The whole-genome sequencing approach could be used for the inspection, monitoring, rapid identification, and studying outbreak of foodborne pathogens based on a genetic blueprint with the preventive step for the future outbreaks (World Health Organization, 2019). Further, in a way to develop a novel plant-derived pharmaceutical product, investigation of its biosynthetic pathway is equally significant to the exploration of its mechanism of action. Therefore, identification of functional genes involved in the biosynthetic pathway of secondary metabolite product must be elucidated. The genomic study provides the information about the origin, development,
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chemodiversity of the plant. The recent advancement in sequencing technologies such as high-throughput sequencing, restriction-site associated DNA sequencing, genotyping by sequencing of medicinal plants may elaborate the biosynthetic mechanisms of secondary metabolite production by the plant that could be used as functional and preservative agent (Boutanaev et al., 2015; Hao and Xiao, 2015; Mehta and Hasija, 2018). The molecular mechanism of synthesis of bioactive compound such as ursolic acid, luteolin, apigenin, taxol, oleanolic acid, sitosterol, and eugenol possess anticancer properties related to mutation of amino acid present at the loci of genes in Ocimum tenuiflorum plant, which has been explored by the sequencing of the entire genome (Upadhyay et al., 2015). Ayub et al. (2014) explored the antimicrobial activity of plant peptide (alfalfa snakin-1 (MsSN1)) and characterized the function gene involved in antimicrobial action using the genomics. Alagoz et al. (2016) implemented the CRISPR/Cas9-associated9 (Cas9) endonuclease system, the potent RNA-guided genome editing tool to knock out the 40 OMT2 gene to decipher its role in metabolism and biosynthesis of benzylisoquinoline alkaloids (BIAs) in Papaver somniferum L. Transcriptomics study deals with the study of the transcriptome (the complete set of RNA transcripts produced by the genome). The comparison of transcriptomes allows to decipher the expression of genes responsible for resistance/tolerance against the adverse environmental conditions, synthesis of biologically active compounds, nutrients, toxin production, biofilms formation, and the response of microbes against physical, chemical, or biological stress (Mehta and Hasija, 2018). Different highthroughput techniques such as Serial Analysis of Gene Expression, Massive Parallel Signature Sequencing, RNA-Seq techniques, Next-generation sequencing (NGS) technologies, and Microarray have been used to study the transcribed sequences to understand the biological mechanism related to food spoilage and biofilm formation (Bergholz et al., 2014; Lowe et al., 2017). Visvalingam et al. (2013) studied the transcriptional response of E. coli O157:H7 exposed to the cinnamaldehyde and reported that after initial response to oxidative stress within a short period of time pathogen was able to overcome the antimicrobial effect by converting cinnamaldehyde to cinnamic alcohol. Stasiewicz et al. (2011) reported the change in the transcriptome of Listeria monocytogenes exposed to individual and combined treatment of lactate and diacetate was related to shifting in fermentation pathway and production of acetoin resulting in reduced growth rate. Edmunds et al. (2012) reported that antiinflammatory activity of kiwifruit extract is related to the expression of genes involved in immune signaling pathways and metabolic processes in the colon using microarray technique Agilent (Cy3, Cy5). Valdés et al. (2012) studied the effect of rosemary polyphenols on leukemia cell lines through Affymetrix microarray analysis and reported that extract exhibited both cytotoxic and cytostatic activity (to a lesser extent) against the cell lines K562. The biosynthesis pathway of the gene responsible for the synthesis of medicinally important phytochemicals such as vinblastine, taxol, curcumin, and withanolides has been explored by the study of transcriptomes (Mehta and Hasija, 2018). McLoughlin et al. (2004) reported the genes involved in the antitumor activity of catechins using human HT 29 colon carcinoma cells through high density oligonucleotide microarrays technique. Vaccaro et al. (2017) reported the overexpression of genes in response to a mixture of methyl jasmonate and coronatine, which involve the
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biosynthesis of bietane diterpene (aethiopinone) in Salvia sclarea hairy roots using qRT-PCR and transcriptomic tools. Xu et al. (2015) employed genomic tools, viz. nextgeneration sequencing (NGS) and single molecule real time (SMRT) sequencing along with transcriptomic analysis to elucidate the complete biosynthetic pathway involved in the synthesis of tanshinone compound (antitumor agent) from the root tissues of Salvia miltiorrhiza. Proteomics study deals with the qualitative and quantitative comparison of proteomes (protein in complement to a genome) expressed in a biological system at different environmental conditions at a particular time. The study provides the mechanistic overview on biochemical and physiological changes at the molecular level expressed due to the effect of the biological contaminant and environmental stress (Bendexin et al., 2011). In food science, proteomics approach provides a brief account on protein structure, expression, function, and interaction with other bioactive components in the food matrix (Carbonaro, 2004). The technique could be used as a biomarker for identification of foodborne pathogenic microbes such as bacteria and molds based on their specific proteins and metabolites products. Traditionally, gel electrophoresis (two-dimensional, one-dimensional, and multidimensional gel electrophoresis) and immunoassays have been used by the industries to identify the allergic agent in the food and its authenticity. However, the recent advanced technologies such as mass spectrometric methods, viz. MALDI-TOF and LCeMS can detect the expression of specific protein that give an idea about the quality of product and also the possible contaminant and their effect to the health. Currently, a large number of web tools such as MOWSE, ProFound, MASCOT, FASTA Search Programs, and FindMod are available related to peptide mass mapping, protein and nucleotide database searching and sequencing, posttranslational modification of protein (Carbonaro, 2004). Bovine alpha 1 casein (major cow’s milk allergen), a peptide found in maternal milk, was identified as a possible cause of allergic sensitization in exclusively breastfed infants (Orru et al., 2013). The biological properties of curcumin such as antioxidant, antineoplastic, antiangiogenic, and anticancer and its derivatives have been explored by the expression study of protein (Fang et al., 2011). Manavalan et al. (2012) reported that the neuroprotective capacities of Gastrodia elata Blume (tianma) was related to inhibition of stress-proteins, activation of neuroprotective genes (viz. Nxn, Dbnl, Mobkl3, etc.) using isobaric tags for relative and absolute quantitation (iTRAQ) and LC-MS methods. The peanut allergens (Ara h1 to h8) in food have been detected from the food based on presence of peanut proteins or the DNA fragments encoding peanut allergens using protein/DNA-based methods (Koppelman et al., 1999a,b). Among all omics approaches, the metabolomics study has a significant impact on food safety, since the metabolite production by the organism is influenced by the intrinsic and extrinsic environmental condition that may have a negative effect on overall quality and acceptability of food product. Thus, nowadays food scientists widely use the metabolomic approaches to characterize a large number of toxic metabolite products present in the food. Metabolomics study deals with the quantification of the complete set of metabolites (metabolome) produced inside the cell or biological sample under the different environmental/physiological/genetic modification.
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Metabolomics study is used to identify and quantify the small molecules (