312 23 341MB
English Pages [1085] Year 1929-32
THE
ENCYCLOPAEDIA BRITANNICA
FOURTEENTH
EDITION
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THE
ENCYCLOPJEDIA BRITANNICA FOURTEENTH EDITION ANEW
SURVEY OF UNIVERSAL KNOWLEDGE
VOLUME 19 RAYNAL
TO
SARREGUEMINES
• �66l
.
*'
THE
ENCYCLOPJEDIA
BRITANNICA
COMPANY.
LONDON ENCYCLOP.IEDIA BRITANNICA. INC. NEW YORK
LTD.
COPYRIGHT IN ALL COUNTRIES TO
THE
BERNE
SUBSCRIBING CONVENTION
BY THE
ENCYCLOPADIA
BRITANNICA
COMPANY,
LTD.
COPYRIGHT IN THE UNITED STATES OF AMERICA,
1929, 1930, 1932
BY THE ENCYCLOPEDIA
BRITANNICA,
INC.
Note: Pages v, viii, ix, 126, 127 and 130 were missing from the original digital version of this volume. Replacements were inserted from the 1929 edition.
INITIALS AND NAMES OF CONTRIBUTORS IN VOLUME XIX WITH THE ARTICLES WRITTEN BY THEM. A.A. D.
A.B. B. A.BL A.Cy. A.Do. A.F.P. A. G. F. A.Ha. A.m.
A.H.S.
ALAN A. DRUIWOND, M.Sc., A.I.C. Chemical Research Laboratory, Department of Scientific and Industrial Research, Resins. Teddington, England.
}
ALVIN BARTON BARBER. Manager of Transportation and Communication Department, Chamber of Comme rce of the United States since 1923. Director of National Conference on Street and Rule 0f H ighway Safety .
COLONEL
}} '
PRINCE ANTOINE BIBEsco. Rumanian Minister at Madrid. Rumanian Minister in Washington, 192o-6.
A.H.Sm.
A.R.S.
Ar.W.
·
Rumanian Langua(e and Literature (in part).
ARTHUR ERNEST CowLEY, D.L:rrr :.z.. HoN.LITT.D., F.B.A. Librarian Bodleian Library and i' ellow of Magdalen College, Oxford. Corresponding Samaritans .Member of the French Institute. Author of Catalogue of the Hebrew Manuscripts in the Bodleian Library,· The Samaritan Liturgy; etc.
•
}
AUSTIN DOBSON, LL.D. Poet and Man of Letters. Author of Eighteenth Century Vignettes; Hogarth,· Fa.tJny Richardson, Samuel. B r4rney ; etc. See the biographical article: DossoN, AusTIN,
}
ALFRED FRANCIS PRIBRAM, PH.D. Professor of Modern History in the University of Vienna.
A
.
} Renner, 1 1 Salt (in part) ., __ �
I GC���� �����e�h.�boratory, Clifford's Inn Passage, London.
ADOLF HARNACK. German Theologian. Author of Lehrbuch der Dogmengeschichte,· Das Miinchtum , seine Ideale und seine Geschichte; etc. See the biographical article: HARNACK, ADOLF.
}
·
Sabellius.
ALBERT HAUCK, D.TH., PH.�.} D.}URIS. Late Professor of Church History in the University of Leipzig. Editor of the 3rd Relics. Edition of Hauck-Herzog's Realencyklopii.die fur protesta.ntische Theologie und Kirche . Author of Kirchengeschichte Deutschlands: etc.
} }
REv. ARcmBALD HENRY SAYCE, D.LtTT.l. LL.D., D.D. Fellow of Queen's College, Oxford. t rof easo r of Assyriology , Oxford University, Sardanapalus 1891-1919. A uth or of The Hittites; Early History of the Hebrews,· Egyptian and Babylonian Religion; The Archaeology of Cuneiform Inscriptions; etc. '
A.H.Sa.
the Road (�n . part)
'
ARTHUR HENRY SAPP, A.B., LL.B. President of Rotary International. Member of the law firm of Sapp, Sees and Glenn, Rotary Club Huntington, Indiana. ARTHUR HAMILTON SMITH, C.B., M.A., F.S.A., F.B.A. Director of British School at Rome. Formerly Keeper of the Department of Greek and Roman Antiq uiti es in the British Museum. President of the Hellenic Society. Autho r of Catalogue of Engraved Gems in the British Museum.
}
Ring (in
(in pari).
part)
·
}.
A. R. SMYTHE, F.R.C.V.S. t Rinderpest' Professor of Materia Medica and Therapeutics, Royal Veterinary College, London. S
ARTHUR Wooos, A.B., HoN.A.M., HoN.LL D. . }Rockefeller Benefactions Chairman of Board of Trustees of Spe l man Fund of New York. Trustee of Rockepart ) feller Foundation, New York.
(in
·
A. S.Ba. A.Smi. A.S.T.
A. St. H.B. A.T.D. A. We.
RIGHT REv. MoNSIGNOR A:RTHUR STAPYLTON BARNES1 M.A. }R m Domestic Prelate to Pius XI.; C atholic Chaplain, Umversityof Cambridge, 1902-16, ar University of Oxford, 1918-:z6. Co -editor of The Dublin Review, 1915-7·
0P �) catholic Church
ALEXANDER SMIRNOl!'l!'. Formerly Military Correspondent to Rossiya.
A.
·
l Russo-Turkish "n7 wars. J
TRITTON, M.A., D.LITT. } Professor and Chairman of the Department of Arabic, Aligarh Muslim University, Sabaeans. . ��
s.
ALAN ST. HILL BROCK , A.R.I.B.A. Director of C. & T. Brock & Co's. "Crystal Palace" Fireworks, Ltd. Designer and producer of set-pieces and displays at the Crystal Palace and elsewhere. Author of Pyrotechnics,· The History and Art of Firework Making.
ocket and Rocket Apparatus.
}R
·
AoNEw T. Dxc�. President of Reading Company, Philadelphia.
}Reading Company
•
ALICE WERNER, L.L.A., D.LITT. Sometime Scholar and Fellow of Newnham College, Cambridge. Professor of Swahili Sandawe and Bantu Languages at the School of Oriental Studiea, London. Author of Na.ti11e Races of B..Wh C.mral Afriea.; lAngUG•e Families of Africa. v
Note: This page from 1929 edition.
}
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(�n '
INITIALS AND A. Wo.
NAMES
ABRAHAM WoLr, M.A., D.LITT.
OF CONTRIBUTORS
,
es
esso i d Scientific Method in the University of London. Sometime eee of =. JobasCollege, Cambridge. Fellow of University College, London.
-Royal Society, The (inpart).
Author of The Oldest Biography of Spinoza; Textbook of Logic. Editor of the Philosophy
and Psychology section, 14th Edition, Encyclopedia Britannica. P Woop Renton, G.C.M.G., K.C., M.A., LL.B. d = oe ee Supreme Court and Procureur and Advocate-General, Mauritius, Rent. 1901-5, Ceylon, 1905-15. Chief Justice, 1914. Author of Law and Practice of Lunacy; editor of Encyclopaedta of English Law; etc.
åA. W. R.
A. Yo.
LLYN Youne, Pag.D.
:
D
B. A. W. R.
Late Professor of Political Economy in the University of London. 7 nD ARTHUR WILLIAM RussELL, M.A., F.R.S. E and Fellow of Trinity College, Cambridge. Author of Philosophical Essays; The A. B. C. of Relativity; An Outline of Philosophy; etc.
B. F. C. A.
B. F. C. ATKINSON, PE.D.
B. E. L, H.
alr
B. Mack.
å
;
|Rent: In Economics. Sadie ineS P
,
hilosophical quences.
ts.
Under Librarian, University Library, Cambridge.
B. H.Histor Lippev. Hart, F.R.Hist.S. cee ian and Critic. Military Correspondent to the Daily Telegr aph. | St. Quentin, Battle of, 1918; Editor of the Military and Military History section, 14th Edition, Encyclopedia ( Salonika Campaigns. Britannica. BENTON MacK ave, A.M. Regional Planning Association of America, New York. Former investigator in the ; ; .
United States Forest Service. Author of The New Exploration; A Philosophy of Regional Planning (in part),
B. P.C. C. A. M.
Regional Planning. BENNING P. COOK. eee Director of Publicity, San Francisco Chamber of Commerce, California.
:
a
fa Trinit
E a Pasep
collec ege,
bridge. Cambridge.
}
:
San Francisco.
H.B.M. .B.M. Acting Acting Vice-Consul Vice-Consul forfor Austri stria,
Control Officer for Aoa, 1922-5. Intelligence Officer, League of poe of Habsburg;
,
Nations Union, 1926. Author of The Social Revolution in Austria; Survey of Inter- | Athenians.
C.
B.
national Affairs for 1925, Part II. (in part). Cyerm Baitey, M.B.E., M.A. Jowett Fellow and Classical Tutor of Balliol College, Oxford. of Rome; Religion of Ancient Rome; etc.
C. Ba.
Curtis BRown.
Managing Director of Curtis Brown, Limited, International Publishing Bureau, London and New York. Formerly London correspondent of various American newspapers and writer for magazines.
C.C. J. W.
CLEMENT CHARLES JULIAN Wezs, M.A., F.B.A.
C.C.K
CHARLES C. KNIGHTS.
C. De.
C.E.G C. E. T. C. E. Ta.
Lecturer in Salesmanship to the London County Council, More Sales; Building Retail Sales; etc. CALVIN DERRICK. Superintendent, State Home for Boys, Jamesburg, N. J. C. E. Gotprne, LL.D., F.S.S.
i
Reinsurance (in part).
jSalite.
Carpets, Oriental and European; Fine Carpets a the Rugs and Carpets. i
he Wilderness and Cold Harbour.
Scholar of Queen’s College, Oxford.
Author ofRossbach.
SIR CHARLES Grant RosrrTSON, C.V.O., M.A., Hon.L L.D. oo and Vice-Chancellor of Birmin University. Fellow of All Souls, Oxford. Senior Tutor in Modern Historygham , 1905-20, Magdalen College, Oxford . Author of England under =
the H anoverians; A
D
e
“vater Of the Legion of
of Transport.
Salesmanship.
Department of Textiles, Victoria and Albert Museum, South Kensington.
Joint Author of Handwoven Vectoria and Albert Museum. CHARLES FRANCIS ATKINSON.
C. H. Br.
i
fReformatory School (in pari).
Crcit EDGAR TILLEY, B.Sc., Pu. D., F.G.S. Demonstrator in Petrology, University of Cambridge. C P B.A.
Bismarck; etc.
Historical Atlas of Modern Europe;
C.B.E., F.S.I.
Honour, Chief Engineer, Roads
Depart
Divisional Road Engineer London), Minis try T P
C.H. R.
—
C. J.
fFrotessar 0 itecture, University of Liverpool. theoscoe Royal Institute of British Architects, Presi itis Author of several books on modern aau CPAD CHARLES JAMES.
C. J.F.
Author of Training for
Treaty Insurances, Ltd., London.
Major, Late East-Surrey Regiment.
C. G. Ro.
Royalties y :
Oriel Professor of the Philosophy of Christian Religion and Fellow of Oriel College, Oxford. Fellow and Tutor of Magdalen College, 1899-1922. Author of In Times of Sacrament : War; Divine Personality and Human Life, Kant's Philosophy of Religion; etc.
sistant,
C. F. A.
aN Roman Religion.
Author of The Legacy
sigtetra rare O.B.E., M.A,, F.R.LB.A,
;
}Reform Movement (in pari). ( ) Roads and Streets (i part).
i e
Member of Council of |Renaissance Architecture (i(in j Cofada ton of Azta PON r
Professor of Chemistry, University of New Hampshire, Durham, N.
H. LIEUTENANT-COLONEL CHARLES JAME S Fox, F.R.G.S. Formerl I y Chief Officer, ` í ; London Salvage ; Corps, ; and Presid t Associati fessional Fire Brigade Officers. Vice-Pre sident of NationalFire B
|Samarium. f
5
al
E
e Corps rps
(in (2 a
part).
INITIALS c. J. Hi.
AND
CHARLES JAMES Hrccrnson, C.B.E. Barrister-at-Law. Secretary and Hon. Supplies
Department,
1916-20.
Produce Exchange.
C. L. K.
NAMES
OF CONTRIBUTORS
vil
Director to the Restriction of Enemy’s | Restriction
Sometime
Secretary
to the Home
and Foreign
of Enemy
Supplies Department.
CHARLES LETHBRIDGE KINGSFORD, M.A., F.R.Hist.S., F.S.A. Richard Il; Assistant Secretary, Board of Éducation, 1905-12. Sometime member of the staff | Richard IE.:
of the Dictionary of National Biography. Ford Lecturer in English History, Univer- Salisb Thomas de sity of Oxford, 1923-4. Author of Life of Henry V. Editor of Chronicles of London and uy,
C. Ma.
Stow’s Survey of London. CHARLES Marriott, Hon.A.R.I.B.A.
C. Pf.
CHRISTIAN PFISTER, D-és-L.
Montacute. ee and Memorial
Art critic, The Times, 1924. Author of Modern Ari; Modern English Architecture; etc.
Chevalier of the Legion of Honour.
Professor at the Sorbonne, Paris.
Architecture.
N
:
Author of Salic Law (21 part).
Etudes sur le règne de Robert le Pieux.
Bertrand Arthur
ee
C. P. Sa.
CHARLES PERCY SANGER.
C. Se.
C. Srrcnosos, D-&s-L.
C. Si.
CHARLES SINGER, M.D., D.Lrtt., F.R.C.P.
C. Te.
CHARLES TENNYSON, C.M.G. Deputy Director of the Federation of British Industries.
C.T.R.
CHARLES TATE PT
Of Lincoln's Inn, Barrister-at-Law.
William (in part).
i
Professor of History at the Sorbonne, Paris.
;
Reform Movement (i part).
Formerly Lecturer in History of the Biological Sciences at Oxford and now Lecturer \ cojerno in the History of Medicine in the University of London. Author of Greek Biology and i Greek Medicine; History of the Discovery of the Circulation of the Blood.
: Safeguarding of Industry.
Formerly Assistant Legal
Adviser to the Colonial Office, London. Director of
M.A., F.R.S.
ee
Natural History Museum,
a London.
eee
en
ember of
Freshwater
Fis
m-
:
mittee, 1917-20. Author of British tresh Water Fisha: Animal Life and Human (Simon and Salmonidae rogress; etc.
3
:
C. Tu.
CHRISTOPHER TURNER.
C. We.
Ceci WEATHERLY.
i
c. W. J.
C. W. JOHNSON. Government Agent for Sarawak, Whitehall, London. oe errs ae ony ret Dr
, tSarawak (in part).
oo Author of Land Problems and the National Welfare; Our Food Supply; The Land ond Ral part).
i
:
Gn
the Empire.
C. W. Ro.
Saddlery and Harness.
Formerly Scholar of Queen’s College, Oxford. Barrister-at-Law. ;
a
j
Assistant Military Secretary, Headquarters of the Army, 1890-2. vernor an Secretary, Royal Military Hospital, Chelsea, 1895-8. Author of Siraiegy of the Peninsular War; etc.
Dana C. Munro, A.M., L.H.D. Professor of Mediaeval History, Princeton University.
: 7 Salamanca (én part)
; Author of Middle Ages; pRome (in part).
A Source Book of Roman History; Essays on the Crusades.
Davip EUGENE SuitH, Px.D.
Professor Emeritus of Mathematics, Teachers College, Columbia University, New York. Author of A Histery of Mathematics; Progress of Arithmetic in Twenty-five
Root.
Years. Editor of the Mathematics section, 14th Edition, Encyclopaedia Britannica. DonaLD Francis Tovey, M.A., Mus.Doc.
Reid Professor of Music in Edinburgh University. Author of essays in Musical Analysis, comprising the Classical Concerto, The Goldberg Variations, and analyses of pRhythm. many other classical works. Editorial Adviser, Music section, 14th Edition, Encyclopedia Britannica.
;
}
D. Gr.
DOUGLAS GRIESEMER.
D. H.
Davip HANNAY.
`
D. L. B.
Davw LAwReNce Bryce, F.R.S.E., F.R.M.S.
|Rotifera (in part).
D.M. S. W.
D. S. M.
E. A.
Red Cross (in part).
Director of Public Information and Roll Call, American Red Cross, Washington.
-
Sie
Formerly British Vice-Consul at Barcelona. Author of A Short History of Royat St eee ae 7 ? Navy, 1217-1688; Life of Don Emilio Castelar.
Salfords, Surrey. Davip MEREDITH SEARES WaTsON, M.Sc., F.R.S. Jodrell Professor of Zoology and Comparative Anatomy, University College, London. Reptiles Author of many papers on Vertebrate Palaeontology and connected subjects in i Proceedings of the Zoological Society; Journal of Anatomy; etc.
Russian Language and
Prince D. S. Mrrsky.
Lecturer in Russian Literature, King’s College, London University. Modern Russian Literature; Pushkin; Russian Literature, 1875-1925.
CARTON C
ecretary an
eee fet C.B., aa ief
Executive
Officer,
Sond Royal
United
ete
A
Author or} Literature (in Barh
Š
Services Institution since 1927.
of the Road at Sea:
Senior Naval Officer, Archangel River Expedition, 1918-9. Secretary and Editor of oe the Journal of the Royal United Service Institution, Editor of the Naval section, 14th Edition, Encyclopedia Britannica. E. Cam.
E. CAMPBELL.
E. CI.
E. CLOUZOT.
Head of secretarial department, International Red Cross Committee, Geneva.
`
(in part).
E
Rule of the Road (in part).
}Red Cross (in part).
INITIALS AND NAMES OF CONTRIBUTORS
Vlll E.Cu. E.D.Br.
E. E. X. E.E.L.
E.E.W. Wi.
E. F.
EDMUND CuRns1 M.A. Er:urnus Smrths Profeliii!Or of Modern ColleKC, University of Dublin.
J. R.
t Rhythm (in part); 5 Round Table.
} } } }.
Roman Catholic Church (itJ
part).
.
E. F. WtsF:, C.ll. M. P. for �.�ast Leicester. Economic Adviser in respect of foreiJ{!l trade to the All- Rus sian Co-Operative Russian Central Union of Consumers' Co-Operative Societies (Centrosoyus). ForOrganizations ' merly British Representative on Permanent Com m ittee or Inter-Allied Supreme 1:-:Conomic Coundl. EoMUNP Goss�: .M.A., C.B., LL.D., HoN.LITT.D. Librarian, Houll(' of Lords 1904-·14. Sometime Assistant Librarian, British M use um . Rimbaud, Jean Arthur; Clark Lecturer in English Literature, Trinity College, Cambridge, 18!14-90. President Rossetti, Christina Georgina; of the English Asaoritttion, 19:21. Author of /listory of Eighteenth Century Literature; Saga (in part). Cvlltt:lcti Poems; etc. See the biographical article: GossE, SIR EDMUND. •
t Salad' J l Rheinisch-Westfalische
GLADYS Ct.AR.KF:. Principal of the National Tr,dning School of Cookery.
�;. Jh:NKJo:. Director of the Rheinisch· Westfalische Elektrizitatswerk.
(
Elektrizitatswerk.
} St. Clair River.
}
StR E•)WAI!Il }0-operatively ignoring them, as in the constitution of the New York-New Jersey port authority. Economically, regional planning seeks the fullest development of local resources and skills, without be extravagant waste and degradation that accompanied this srocess in the past; in America this aspect of regional planning has yeen uppermost in the work of foresters and conservationists Hike Sifford Pinchot and Liberty Hyde Bailey. Socially, regional planing attempts to curb the growth of metropolitan slums and to Teate independent cities in more effective relationship with nature ind industry and to take care of further increments of population: in England, the garden city movement, which has built Letchworth and Welwyn, has emphasized this side of regional planning. In reports on the Deeside and the Doncaster districts in England, and the newly found coal-areas in Kent, as well as in the final
report of the New York State Housing and Regional Planning
commission, these various aims have been co-ordinated and fo-
cussed. Regional rather than metropolitan development has been aided by motor transport and the aeroplane, by the radio, telephone, and giant power; and regional planning tends to make the
fullest use
modern utilities like electricity on a regional, rather than a national or local scale, was embodied in a Fabian pamphlet in the
“New Heptarchy Series” on Municipalization by Provinces; the
first definitive project for a regional city was that issued by Sir Ebenezer Howard in Tomorrow (see GARDEN CiTIES) while nvmerous books and reports have appeared during the last twenty ears. i See Benton
MacKaye,
The
New
Exploration,
A
Philosophy
of
Regional Planning; Victor Branford and Patrick Geddes, The Coming
Polity; C. B. Fawcett, The Provinces of England; J. Charles-Brun, Le Régionalisme; J. Russell Smith, North America; J. M. Mackinder, Britain and the British Seas; the “Regional Planning” number of the
Survey Graphic, May 1925; and the Report of the New York State Housing and Regional Planning Commission
REGISTRATION: ELECTORAL Systems;
(1926). (B. Macx.; L. Mv.)
see BrrtH; Surppinc; Brix or Satz; Company Law; FRIENDLY Socretms:
Burtpinc Societies; Press Laws; PATENTS; LAND TITLES.
CopyricuHt; Trape MARKS:
REGIUM, a city of the territory of the Bruttii in South Italy, on the east side of the strait between Italy and Sicily (see Reccio). A colony, mainly of Chalcidians, partly of Messenians from the Peloponnesus, settled at Regium-in the 8th century B.c. About 494 B.C. Anaxilas, a member of the Messenian party, made himself master of Regium (apparently with the help of the Samians: see MEssINA) and about 488 joined with them in occupying Zancle (Messina). In 433 Regium made a treaty with Athens, and in 427 joined the Athenians against Syracuse, but in 415 it
remained neutral. An attack which it made on Dionysius I. of Syracuse ih 399 was the beginning of a great struggle which in 387 resulted in its complete destruction and the dispersion of its inhabitants as slaves: but it soon recovered its prosperity. In 280, Pyrrhus invaded Italy, the Regines admitted within their walls a Roman garrison of Campanian troops; these mercenaries revolted, massacred the male citizens, and held the city till in 270 they were besieged and put to death by the Roman consul Genucius. The
city remained faithful to Rome throughout the Punic wars, and Hannibal never succeeded in taking it. It took the name Regium Iulium under Octavius (Augustus); and the pedestal of a statue erected in his honour (as Augustus) has recently been found there. It continued to be a Greek city even under the Empire. Towards the end of the Empire it was made the chief city of the Bruttii, Seé P. Larizza, Rhegium Chalcidense (Rome, 1905) ; Orsi in Notizie degli scavi, 1922, 151 sqq. ,
REGIOUM DONUM
or Royar Girt, an annual grant for-
merly made from the public funds to Presbyterian and other Nonconformist ministers in Great Britain and Ireland. In 1690 William IIT. made a grant of £1,200 a year to the Presbyterian
ministers in Ireland as a reward for their services during his struggle with James II. Owing to the opposition of the Irish House of Lords the money was not paid in 1711 and some sub
sequent years, but it was revived in 1715 by George I., who increased the amount to £2,000 a year. Further additions were made in 1784 and in 1792, and in 1868 the sum granted to the Irish Presbyterian ministers was £45,000. The Regium Donum was withdrawn by the act of 1869 which disestablished the Irish
church.
Provision was made, however,
for existing interests
therein, and many Presbyterian ministers commuted these. on the same terms as the clergy of the church of Ireland.
In England the Regium Donum proper dates from 1721, when Dr. Edmund Calamy (1671-1732) received £500 from the royal bounty “for the use and behalf of the poor widows of dissenting
of these. Similar reports and surveys have been made ministers.” Afterwards this sum was increased to £1,000 and for the Ruhr district in Germany, for the French Alps, and, on a was made an annual payment “for assisting either ministers smaller scale, for agricultural communities in the Caucasus. or their widows,” and later it amounted to £1,695 per annum. It Among the precursors and intellectual preceptors of the modern
was given to distributors who represented the three denomina
REGLA—REGNIER tions, Presbyterians, Baptists and Independents, enjoying the grant. Among the Nonconformists themselves, however, or at least among the Baptists and the Independents, there was some objection to this form of state aid, and it was withdrawn in 1857. See J. Stoughton, History of Religion in England (1901) ; J.S. Reid, History of the Presbyterian Church in Ireland (Belfast, 1867); and E. Calamy, Historical Account of my own Life, edited by J. T. Rutt
(1829-30).
REGLA, formerly an important suburb of Havana, Cuba, opposite that city, on the bay; now a part of Havana. Pop. (1926) about 30,000. It was formerly the scene of the Havana bull-fights. The church is one of the best in Cuba; the building dates substantially from 1805, but the church settlement goes back to a hermitage established in 1690. Regla is the shippingpoint of the Havana sugar trade. It has enormous sugar and tobacco warehouses, fine wharves, a dry-dock, foundries and an electric railway plant. It is the western terminus of the eastern line of the United Railways of Havana, and is connected with the main city of Havana by ferry. A fishing village was established here about 1733. At the end of the 18th century Regla was a principal centre of the smuggling trade, and about 1820 was notorious as a resort of pirates. It first secured an ayuniamiento (city council) in 1872, and after 1899 was annexed to Havana.
REGNARD,
JEAN
FRANCOIS
(1655-1709),
French
comic dramatist, was born in Paris on Feb. 7, 1655. His masterpieces are Le Joueur (Théâtre Français, Dec. 19, 1696), and Le Légataire universel (1708). Regnard died on Sept. 4, 1709. Besides many plays Regnard wrote miscellaneous poems, the autobiographical romance of La Provençale, and several short accounts in prose of his travels, published posthumously under the title of Voyages. The first edition of Regnard’s works was published in 1731 (5 vols,, Rouen and Paris). There is a good selection of almost everything important in the Collection Didot (4 vols., 1819). A selection by L. Moland appeared in 1893. See also a Bibliographie et iconographie des oeuvres de J. F. Regnard (Paris, Rouquette, 1878); Le Poète J. F.
Regnard en son chasteau de Grillon, by J. Guyot (Paris, 1907}.
REGNAULT,
HENRI
(1843-1871), French painter, born
at Paris on Oct. 31, 1843, was the son of Henri Victor Regnault (g.v.). He studied successively under Montfort, Lamothe and Cabanel, and in 1864 exhibited two portraits at the Salon. In 1866, he gained the Grand Prix with “Thetis bringing the Arms forged by Vulcan to Achilles” (Beaux-Arts). In Rome Regnault came under the influence of the modern materialistic HispanoItalian school. His paintings include an imaginative picture of Marshal Prim at the head of his troops, inspired by a glimpse of his subject, received when travelling in Spain; “Judith” (1870), “Salome” and the realistic “Execution without Hearing under the Moorish Kings,” painted at Tangiers. Regnault was killed in the Franco-German War on Jan. 19, 1871, while serving under Buzenval. See Correspondance de H. Regnault; Duparc, H. Regnault, sa vie et son œuvre; Cazalis, H. Regnault, 1843-1871; C. Blanc, H. Regnault.
REGNAULT,
HENRI
VICTOR
(1810-1878),
French
chemist and physicist, was born on July 21, 1810, at Aix-laChapelle. His early life was a struggle with poverty, he worked in a drapery establishment in Paris until 1829. Then he entered the Ecole Polytechnique, and passed in 1832 to the Ecole des Mines. A few years later, after studying under Liebig (g.v.), he was appointed to a professorship of chemistry at Lyons. His most important contribution to organic chemistry was a series of researches, begun in 1835, on the halogen and other derivatives of unsaturated hydrocarbons. He also studied the alkaloids and organic acids, introduced a classification of the metals and
73
apparatus for a large number of measurements which is the standard apparatus of the present. Regnault executed a careful redetermination of the specific heats of many solids, liquids and gases. (See CALORIMETRY.) He investigated the expansion of gases by heat, and showed that, contrary to previous opinion, no two gases had precisely the same coefficient of expansion. By delicate experiments he proved that Boyle’s law is only approximately true for real gases. He studied the subject of thermometry (g.v.) critically; he introduced the use of an accurate air-thermometer, and compared its indications with those of a mercurial thermometer, determining the absolute expansion of mercury as a step in the process. He also paid attention to hygrometry and devised Regnault’s hygrometer.
In 1854 he was appointed as director of the porcelain manufactory at Sévres. He carried on his great research on the expansion of gases in the laboratory at Sévres, but all the results of his latest work were destroyed during the Franco-German War, in which also his son Henri (noticed above) was killed. Regnault never recovered from the double blow, and, although he lived until Jan. 10, 1878, his scientific labours ended in 1872. Regnault’s most important work is collected in vols. 2x1 and 26 of the Mémoires de l'Académie des Sciences. REGNIER, HENRI FRANÇOIS JOSEPH DE (1864), French poet and novelist, was born at Honfleur (Calvados) on Dec. 28, 1864, and was educated in Paris for the law. In 1885 he began to contribute to the Parisian reviews, and his verses found their way into most of the French and Belgian periodicals favourable to the symbolist writers. Having begun, however, to write under the leadership of the Parnassians, he retained the classical tradition, though he adopted some of the innovations of Moréas and Gustave Kahn. His gorgeous and vaguely suggestive style shows the influence of Stéphane Mal-
larmé. His first volume of poems, Lendemains, appeared in 1885, and among numerous later volumes are Poémes anciens et romanesques (1890), Les Jeux rustiques et divins (1890), Les Médailles d’argile (1900), the most famous and the most read of his books of verse, and La Cité des eaux (1903). He is also the author of a
series of realistic novels and tales, among which are La Conne de jaspe (2nd ed., 1897), La Double Maîtresse (sth ed., 1900), and Les Amants singuliers (1905).
His later works include; L’Amphisbéne (1912); La Pécheresse (1920) ; Vestigia Flammae (7th ed., 1921) ; Le Divertissement Provincial (1925); Proses datées (1925); L’ Escapade (1926). See also E. Gosse, French Profiles (x905) ; van Bever and Leautaud, Poétes d’aujourd’hui (x900); H, Berton, Henri de Régnier, le poète et le romancier (1910); A. Lowell, Six French Poets (1915); and R. Honnert, Henri de Régnier, son oeuvre (1923).
REGNIER,
MATHURIN
(1573-1613),
French
satirist,
was born at Chartres on Dec. 21, 1573, the son of Jacques Régnier, and Simone Desportes, sister of the poet. Little is known of his youth, except that he received the tonsure at eight years old, and it is chiefly conjecture which fixes the date of his visit to Italy in a humble position in the suite of the cardinal, Francois de Joyeuse, in 1587. Régnier found his duties irksome, and when, after many years of constant travel in the cardinal’s service, he returned definitely to France about 1605, he took advantage of the hospitality of Desportes. In 1606 Desportes died and Régnier obtained a pension of 2,000 livres, chargeable upon one of Desportes’
benefices. He was also made in ‘1609 canon of Chartres through his friendship with the lax bishop, Philippe Hurault, at whose abbey of Royaumont he spent much time in the later years of his dissipated life. The death of Henry IV. deprived him of his last hope of great preferments. He died at Rouen at his hotel, the
Écu d'Orléans, on Oct. 22, 1613.
effected a comparison of the chemical composition of atmospheric His undoubted work falls into three classes: regular satires in air from all parts of the world. In 1840 he became professor of alexandrine couplets, serious poems in various metres, and satirchemistry in the Ecole Polytechnique, Paris; he was elected a ical or jocular epigrams and light pieces, which often, if not almember of the Academie des Sciences, and in 1841 he succeeded ways, exhibit considerable licence of language. The real greatness Dulong (g.v.), professor of physics in the Collége de France. of Régnier consists in the vigour and polish of his satires, conIn 1847 he published a four-volume treatise on Chemistry which trasted and heightened as that vigour is with the exquisite feelhas been translated into many languages. Regnault’s work in ing and melancholy music of some of his minor poems. In these physics was remarkably accurate and painstaking. He designed Régnier is a disciple of Ronsard (whom he defended brilliantly
7+
REGNITZ—REGULATION,
against Malherbe), without the occasional pedantry, the affectation or the undue fluency of the Pléiade; but in the satires he seems to have had no master except the ancients, for some of them were written before the publication of the satires of Vauquelin de la Fresnaye, and the Tragiques of D’Aubigné did not appear until 1616. Régnier was an acute critic, and the
famous passage
(Satire ix., A Monsieur Rapin)
in which he
Satirizes Malherbe contains the best denunciation of the merely “correct” theory of poetry that has ever been written. All his merits are displayed in the masterpiece entitled Macette ou l'Hypocrisie déconcertée, which does not suffer even on comparison with Tartuffe; but hardly any one of the sixteen satires which he has left falls below a very high standard.
AUTOMATIC
erators and other such machines,
since these
devices
as con-
ceived, designed, built, sold, installed and maintained with the machines, belong to their machines and seldom can function on others.
Automatic regulation of the eight conditions listed above is,
however, a science, and the proper application of standardized automatic regulators to improve products and effect economies is a prominent branch of engineering. Development
of Automatic
Regulation.—For
every
in-
dustry it has been established that there is one best set of conditions for operation and manufacture. Before the World War, in searching for this “one best way,” workers were frequently required to watch indicators and manipulate valves and levers conLes Premiéres Oeuvres ou saiyres de Régnier (1608) included the stantly in order to maintain proper conditions, until a fairly suitable Discours au roi and ten satires. There was another in 1609, and automatic device was purchased or painstakingly contrived. Toothers in 1612 and 1613. The author had also contributed to two collections—-Les Muses gaillardes in 1609 and Le Temple d’Apollon day (1929) specialists may install the required automatic devices in 1611. In 1616 appeared Les Satyres et autres oeuvres folastres as soon as the particular requirements are known. One of the facdu sieur Régnier, with many additions and some poems by other tors that have made this possible is the spread of knowledge of hands. Two famous editions by Elzevir (Leiden, 1642 and 1652) formerly secret processes. This has led to “professional divisions” are highly prized. The chief editions of the 18th century are that of Claude Brossette (printed by Lyon & Woodman, London, 1729), within the larger engineering societies and to co-operative indusCompetition between which supplies the standard commentary on Régnier, and that of trial “institutes” and research bureaux. Lenglet Dufresnoy (printed by J. Tonson, London, 1733). The industries has also led to the exchange of formulae and data on editions of Prosper Poitevin (Paris, 1860}, of Ed. de Barthélemy automatic processes. Instrument-makers have pursued an increas(Paris, 1862), and of E. Courbet (Paris, 1875), may be specially mentioned. The last, printed after the originals in italic type, and ingly active policy of scientific research into processes, with two well edited, is perhaps the best. See also Vianey’s Mathurin Régnier objectives: (1) the development and standardization of classes (1896); M. H. Cherner, Brbtug:uphie de Maihurin Régnier (1884); and types of automatic regulators, based on industrial requireJean-Marc Bernard, L’introducteur de la satire en France: Mathurin ments; (2) the improvement and standardization of processes Régnier (1913) ; Emile Roy, Notes sur les deux poétes Jean et Mathurin through methods worked out by théir research staffs. Régnier (1910). All these tendencies point to the need of an agency for the sysREGNITZ, a river of Germany, 126 m. long, and a left-bank tematic utilization of scientific achievements. A central “institributary of the Main. It rises in the Jurassic rocks of the tute” under the auspices of instrument makers may ultimately be Frankish Jura, but its course is along the Trias, through an un- developed. The progress of the last decade will undoubtedly be dulating vine-clad country, past Fiirth, Erlangen, Baiersdorf and eclipsed when manufacturers thus combine their research and Forchheim, from which point it is navigable, and joins the Main at Bischberg, below Bamberg. The Ludwigs canal connects it present their united facilities to the instrument-using industries. with the Main and the Danube. Its main tributaries are the Peg- For example, the standardization of bulbs, connections, protective nitz, on which is Nurnberg, the Gründlach and the Wiesent sockets, thermocouples, charts, scales, ranges, etc., has been iniin the United States, but as yet only on a small scale. (right) and the Zenn, the Aurach and the Aisch (left). (See tiated Types of Automatic Regulators—All regulators require Marn and RHINE.) ; some form of power to operate a valve, damper, etc., in order to REGRATING, in English criminal law, was the offence of maintain the optimum condition. buying and selling again in the same market, or within four miles Self-operating regulators requiring no auxiliary power are dithereof (O. Fr. regrazer, to sell by retail). (See ENGROSSING.) rectly REGULA, the Latin word for a rule, hence particularly globe orinstalled (¢.e., on a steam line) and usually consist of a balanced valve operated by a bellows; the expansion of applied to the rules of a religious order. (See Monasticism.) the bellows being obtained in temperature regulators by the dilaIn architecture the term is applied to a rule, a square and the tion or evaporation of a liquid in a sensitive bulb, and in pressure short fillet or rectangular block, under the taenia (g.v.) on the regulators by the pressure which is to be regulated. This group of architrave of the Doric entablature. (See ORDER.) _ REGULAR (Lat. regularis, from regula, a rule, O.Fr. reule), devices includes thermostats and damper regulators. Air-operated regulators are the most wide-spread in industrial orderly, following or arranged according to a rule, steady, uniform, formally correct. Until the sixteenth century the adjective process service. They utilize the ample and flexible power of compressed air, controlling its flow to an operative mechanism was applied exclusively to the discipline and customs of religious which usually embodies an elastic diaphragm. Pilot valves add exorders bound by a rule, and to their members, who constituted. treme sensitiveness to ample power, obviating the use of bellows— the “regular” as opposed to the “secular” clergy. Thus, as a substantive, “regular” means a monk or friar; while there were a small capsular or spiral spring or Bourdon tube being sufficient. i bodies of canons regular and canons secular. In more recent (See Plate, figs. 6 and 7.) Electrically operated regulators function on the relay principle military usage, the regular forces was the name for the standing and actuate standardized electrical mechanisms. Heavy work may army organised on a permanent system, as opposed to “irregube performed through their agency but their on-and-off action prolars,” levies raised on a voluntary basis. duces the frequently objectionable “saw-tooth” record. On a temREGULATION, AUTOMATIC. Modern processing is re- perature application, for instance, the steam valve would “bunt” quired in the production of most of the articles of clothing, food- whereas air-operated regulators can provide exact throttling regustuffs, and other items that are used in every day life. Processing lation. (See Plate, fig. 1.) requires proper conditions not only in workrooms but in the endSteam-operated regulators utilize the power of the steam which less variety of boilers, ovens, furnaces, dryers, sterilizers and other they control. They embody the sensitive bulb, capillary tube and types of apparatus. To insure the proper conditions the automatic capsular spring. This latter operates a pilot valve so located that regulation of temperature, pressure, humidity, timing, liquid level, the pressure above a steam diaphragm may be varied with respect flow, specific gravity of the substance being processed and speed to the pressure below it. Pressure fluctuations of the steam supply of moving parts is of great importance. These eight conditions cannot destroy accuracy, for the differential principle is used. will be dealt with. Voltege (which must be regulated in many Valves up to 4 in. are successfully operated by diaphragms up to devices), current density (in electroplating, etc.) and other elec- Ir in. diameter. (See Plate, figs. 3 and 4.) trical conditions are discussed under INSTRUMENTS, ELECTRICAL, Temperature Systems. Fixed Stem.—It is sometimes possible and Evectriciry. No discussion is here given of the regulators, to use the “solid expansion” principle, and the sensitive member controllers or governors incorporated in engines, turbines, gen- then consists of a bimetallic stem (or of a carbon or quartz rod
REGULATION, AUTOMATIC
BY COURTESY COMPANY
OF
(1,
2,
4)
THE
C.
J.
TAGLIABUE
MANUFACTURING
INSTALLATIONS
OF
COMPANY,
(5)
AUTOMATIC
THE
BROWN
INSTRUMENT
COMPANY,
CONTROLLERS
1. Process controller in milk pasteurization. The automatic cycle controller, on the pedestal to left, regulates the filling of each of the separate pasteur'zation vats, to the right, with the proper quantity of milks; holds the fluid for the required length of time; maintains the proper heat at a uniform temperature, and empties the vats when the cycle has been completed. 2. Process controller in tyre manufacturing. Automatic combination controllers which maintain the correct cure temperature and the time in tyre vulcanization. 3. Regulating and indicating instruments in a modern boiler room, indicating and regulating the flow of steam, air, water and gas. 4. Steam-operated temperature controllers on a bottle washing -
(3)
THE
PLATE
REPUBLIC
IN VARIOUS
FLOW
METERS
COMPANY,
(6,
7)
THE
FOXBORO
INDUSTRIES
machine. 5. Decorating lehr, or heated oven, in a glass plant. High grade perfumery bottles are passed through the lehr for annealing and burning on the enamel decorations. An automatic control pyrometer governs the motor driven valve in the rectangular box to the right. 6. Interior of a temperature recorder-controller. Air-operatea recorder showing helical tubes which actuate a flapper valve, one for heat contro! ard the other for vapour or humidity control. All temperature variations are recorded graphically. J. Diaphragm temperature control valve, air-operated. Among other uses the valve may be installed in an oil still, dyeing machine, tyre press, or pasteurization vat
REGULUS—REICHENBERG within a metal tube) to which the instrument “head” with its graduated dial is directly attached. The great majority of applications, however, demand a remote bulb or thermocouple with either a closed system or an electrical system.
Closed Systems consist of bulb, capillary tube and Bourdon tube
or capsular spring. They are either completely filled with mercury, another liquid or a gas; or partially filled with a volatile liquid the
vapour pressure of which is utilized.
Thermoelectric Systems may be of the galvanometric or poten-
tiometric type. The latter has several advantages for “medium”
temperatures. Usual range limitations are 300° to 1,800° F with base metal and r,000° to 2,500° F with rare metal couples. Other Conditions. Pressure—The majority of pressure regulators are of the self-operating type, but for process work the airoperated type is being increasingly adopted. “Absolute pressure” and “differential pressure” regulators are in use in gas and byproduct plants.
Humidity. —ĪIn general, instruments regulating the humidity in dryers consist of a pair of automatic temperature regulators of the closed system type—the bulb of one being affected by “air temperature” while the bulb of the other is enclosed in a constantly moistened porous sleeve exposed to the cooling effect of fairly rapid air circulation. The dry-bulb regulator unit controls the source of heat, while the wet-bulb unit controls the “spray.” Many ingenious humidity regulators have recently appeared, including models which provide a “drying schedule.” Timing—tThe first automatic regulators for this purpose were “modified alarm clocks.” Modern ones dependably perform the complex cycles of operations required in vulcanization, dyeing, pasteurization of milk, etc. (See Rozorts.) Liquid Level—An “automatic liquid level regulator”iis to be found in every modern bathroom, but the industrial types necessarily differ. They utilize auxiliary power to operate large valves. Extra heavy and corrosion-resisting models are used in petroleum refineries and chemical plants under severe temperature and pressure conditions. Flow.—While flow meters are being increasingly adopted in power plants and numerous industries, the demand for automatic regulation of flow has not as yet brought about the full development of special instruments. Specific Gravity—Two types of devices which automatically regulate the density of the substance being processed are commercially manufactured. One utilizes the hydrometric principle and embodies a float chamber; the other utilizes the electrical resistance of the substance being processed. Speed.—Standardized commercial devices consist essentially of tachometers provided with electric contacts or other means of
operating levers, rheostats or other appliances. See The Instrument World (London) Pa.)}.
tortured to death (Horace, Odes, iii. 5). The story is insufficiently attested; it may have been invented to excuse the treatment of Carthaginian prisoners at Rome but it served to make Regulus the type of heroic endurance to the later Romans. See Polybius i. 25-34; Florus ii. 2; Cicero, De Officis, iii. 26; Livy, Epit. 18; Valerius Maximus ix. 2; Sil. “Ital. vi. 299-550; Appian, Punica, 43 Zonaras viii. 15; see also O. Jäger, M. Atilius Regulus (1878).
REHAN,
Electric Systems possess three advantages: (1) applicability to high temperature work, (2) practicability of long distance regulation, (3) replaceability of sensitive element. Radiation Pyrometric Systems are seldom used for automatic regulation. Resistance Systems are applicable for temperatures up to 300° F with base metal (nickel) elements and up to 1,500° F with platinum.
and Instruments (Pittsburgh, (M. F. BÉ.)
REGULUS, MARCUS ATILIUS, Roman general and consul (for the “second time) in the ninth year of the First Punic War (256 3.c.). He was one of the commanders in the naval expedition which shattered the Carthaginian fleet at Ecnomus, and Janded an army on Carthaginian territory (see Puntc Wars). The other consul was recalled, Regulus being left behind to finish the war. After a severe defeat at Adys near Carthage, the Carthaginians were inclined for peace, but the terms proposed by Regulus were so harsh that they resolved to continue the war. In 255, Regulus was completely defeated and taken prisoner by
the Spartan Xanthippus. There is no further trustworthy information about him. According to tradition; he remained in captivity until 250, when after the defeat of the Carthaginians at
T9
ADA
(1860-1916), American actress, whose real
name was Crehan, was born in Limerick, Ireland, on April 22, 1860. Her parents removed to the United States when she was five years old. She made her first stage appearance in Across the Continent at Newark (N.J.), in 1874. She was with Mrs. John Drew’s stock company in Philadelphia, John W. Albaugh’s in Albany and Baltimore, and other companies for several seasons, playing a variety of minor parts, until she became connected with Augustin Daly’s theatrical management in 1879. Under his training she soon showed her talents for vivid, charming portrayal of character in modern and older comedies. She was the heroine in all the Daly adaptations from the German, and added to her triumphs the parts of Peggy in Wycherly’ S Country Girl, Julia in the Hunchback, and especially Katharina in The Taming of the Shrew, besides playing Rosalind and Viola. Miss Rehan accompanied Daly’s company to England (first in 1884), France and Germany (1886). She died in New York city, on Jan. 8, 1916.
REHOBOAM,
son and successor of king Solomon (g.v.),
began to reign c. 937 B.C. He was not acceptable to the northern tribes of Israel, who recalled Jeroboam from his exile in Egypt and made Rehoboam ’s contemptuous refusal of their demands
the occasion for instituting a rival kingdom under Jeroboam (I Kings xii.). It is probable that this was done with the encouragement of Egypt. Shishak of Egypt attacked the kingdom of Judah c. 930, and despoiled the temple at Jerusalem of its treasures. Rehoboam’s reign was marked by constant conflict with the kingdom of Israel. An unfavourable judgment is pronounced on him by the editor of Kings because he favoured customs connected with Baal worship. The fact that his mother was an Ammonitess may in some measure account for this. He was succeeded after a reign of 17 years by his son Abijah (in I Kings, Abijam) of whom littleis known save a victory over Jeroboam.
REICHENAU, a picturesque island in the Untersee or west-
ern arm of the lake of Constance, 3 m. long by r broad, and connected with the east shore by a causeway three-quarters of a mile long. It belongs to the Republic of Baden. It had 2,055 inhabitants in 1925. The soil is very fertile, and excellent wine is produced in sufficient quantity for exportation. The Benedictine abbey of Reichenau, founded in 724, was long celebrated for its wealth and for the services rendered by its monks to the cause of learning. In 1540 the abbey, which had previously been independent, was annexed to the see of Constance, and in 1799 it was secularized. The abbey church, dating in part from the oth century, contains the tomb of Charles the Fat (d. 888), who retired to this island in 887, after losing the empire of Charlemagne.
REICHENBACH, a town in the Prussian province of Silesia,
situated on the Peile, at the foot of the Eulengebirge, a spur of
the Riesengebirge, 30 m. S.W. of Breslau by rail. Pop. (1925) . 16,093.
Among its industries are dyeing, brewing and machine
building and the manufacture of chemicals and glass buttons, and there is a considerable trade in grain and cattle. Here was held, in 1790, the congress which resulted in the convention of Reichenbach—between Great Britain, Prussia, Austria, Poland and Hol-
land—guaranteeing the integrity of Turkey. Here, too, in 1813, was signed the treaty for the prosecution of the war against France.
REICHENBACH, a town in the republic of Suny, situated
in the Vogtland, ıı m. S.W. of Zwickau, at the junction of the main lines of railway Dresden-Leipzig-Hof. Pop. (1925) 30,862. The earliest mention of the town occurs in a document of 1212. The woollen manufacture was introduced in the 15th century, and took the place of the mining industry. The industries include the manufacture of textile goods and: cara. and oa
Panormus he was sent to Rome on parole to negotiate a peace or exchange of prisoners. On his arrival he strongly urged the Senate to refuse both proposals, and returning to Carthage was| . REICHENBERG: sée Lerrec> -
>
ae
REICHENHALL—REICHSBANK
76
REICHENHALL, a town in the republic of Bavaria, on the however, one vital point of distinction. The Bank of England could
river Saalach, 1,570 ft. above sea-level, 9 m. S.W. of Salzburg Pop. (1925) 8,274. The brine springs of Reichenhall are mentioned in a document of the 8th century and were perhaps known
not exceed the limit without special authority from the Govermment, and so only did so four times in the 70 years 1844-1914, The Reichsbank could always exceed its limit on payment of a
five per cent. tax on the excess issue, and so habitually did so as a matter of course. Reichsbank and the World War.—On the outbreak of war Traunstein dates from 1618. The water of some of the springs, the sources of which are so ft. below the surface, is so strongly in 1914, the Reichsbank obligation to redeem notes in gold and saturated with salt (up to 249%) that it is at once conducted to its liability to tax on its excess note issue were suspended, while the boiling houses, while that of the others is first submitted to a Treasury bills and bonds, with less than three months to process of evaporation. Reichenhall is the centre of the four chief were authorized to be used as cover to the note issue. (Cover wag Bavarian salt-works: Berchtesgaden, Traunstein and Rosenheim, originally limited to Treasury notes redeemable in cash on demand, Reichenhall has become within the last century an important notes of the issuing banks which were allowed to be reckoned ag specie and bills carrying at least two good names and maturing health-resort.
to the Romans; but almost all trace of antiquity of the town
was destroyed by a conflagration in 1834. The brine conduit to
REICHSBANK. The Reichshank is the central bank of Germany, corresponding to the Bank of England. It was founded
in 1875, following upon the unification of the German empire. Under its original constitution, its management was divided between its shareholders, acting through a committee, and the Government, but the latter exercised the real control,
In considering the pre-war duties and functions of the Reichs-
within three months.)
A vigorous propaganda was instituted to
concentrate gold in the hands of the Reichsbank, and this met with some measure of success. On the other hand, the bank wag bound to discount such Treasury bills and bonds as the State re quired it to, and to issue notes against them. This was the
method by which currency inflation was carried out in Germany,
Dr. Schacht, in his book The Stabilisation of the M ark, states bank, it must be remembered that it did not “grow up” like the that the war inflation was such as to raise the per capita note Bank of England, but was founded as part of the set scheme of circulation from mks.110 to mks.430. The history of the postthe German empire. Hence the close control exercised by the war inflation period is told elsewhere (see CURRENCY; GERMANY; State, and hence the fact that it assumed certain duties which in Marx), but for the first few years the Reichsbank was under the England were performed by other organisms. _ control of the Government, and had to discount such Treasury The chief points of difference were: (a) that the Reichsbank did bills as were presented to it and to issue notes against them. The not confine itself to being a bankers’ bank; and (ad) it performed amendment of the Bank Law of July 8, 1926, authorizes the Bank the functions of the London provincial bankers’ clearing houses. to discount Treasury bills of the Reich with a maturity of not From these two points follows the fact that the Reichshank had more than three months, and to grant advances against such bills as many as 400 to 500 offices and agencies situated in every part up to 400,000,000 Reichsmarks. of the empire, and was also accustomed to discount paper which In 1922 the Reichsbank was freed by legislation from Governdid not invariably possess the standing required in London by ment control and so gained its nominal independence. For a few the Bank of England. months it.tried to arrest the fall in the mark, but the pressure of The “giro” or clearing system was based on that of the Ham- events was too much for it. The occupation of the Ruhr in early burg clearing house, which was absorbed by the Reichsbank on its 1923 gave the mark its death-blow. foundation, The clearing system of the Bank of Prussia was During most of 1923, the Reichsbank was perforce a passive taken over a year later, Clients, who might be other banks or spectator of the general collapse, and the first step to recovery, private Individuals, had to maintain a minimum “giro” balance namely the institution of the Rentenmark, was taken by an orwith the Reichsbank, which, in ¥QI3, averaged mks.25,000, and ganization nominally independent of the Reichsbank. Later on the could then have money due to them paid in by their debtors at Reichsbank was able to take definite and decisive action. At the any office of the Reichsbank and remitted to their credit free of end of 1923, it forced the Government to abandon its policy of charge. This system was inaugurated with the deliberate object ceaseless borrowing from the bank by the discount of of facilitating trade, and its success is measured by the fact that bills; in early 1924, under the presidency of Dr. Schacht,Treasury it pro1913 witnessed 26.5 million “giro” entries in the books of the moted the establishment of the Gold Discount Bank; and in April Reichsbank. It must be remembered that during the last century, 1924, it put into force a‘ general rationing of credit. (See Marx.) cheques in Germany were hardly in use. Hence the need for this Reconstitution of 1924.—During these months, the Dawes system, commission was at work, and among its duties was that of the Prior to 1871, the note issue was in the hands of various State reconstitution of the Reichsbank. In effecting this, the Dawes and private banks. Political and other considerations made it un- commission had two objects. One was the economic reconstrucwise to attempt to suppress these, but the Reichsbank was given tion of Germany, and the other was the organization of adequate the right of issue, and its notes eventually outweighed in number reparations payments. As regards the last, the scheme was for the and importance those of other banks. As has happened in Eng- German Government to pay the sums due into the accounts held land, some private banks allowed their right of issue to lapse, and by the agent-general for reparations at the Reichsbank, for him immediately prior to the war, only five banks were entitled to in his turn to transfer: to the recipient nations in such amounts issue notes beyond the limits of their gold cover. These were :— and at such times as the state of the foreign exchanges permitted.
R
oa pe
ey. ao
Bank of Bavaria could issue, uncovered, mks, . Bank of Würtemburg cauld issue, uncovered, mks.
Bank of Baden could issue, uncovered, mks. Mks. p - + 1 ee eg ye
es
! 32,000,000 . 10,000,000 . «30,000,000 eg 539,000,009
This second objective had a marked effect upon thè new con-
stitution of the Reichshank. Foreign control was clearly neces-
sary, and yet due regard had to be paid to German claims. Dr. Schacht gives in his book a very clear account of the negotiations.
In sum, a council was set up, composed of an equal number of | German and foreign representatives. This had certain powers, ineluding the appointment of the directors of the bank, who exerThe predominance of the Reichsbank is apparent. cised the executive control. These last, however, had to be GerThe Reichshank was in theory hound to redeem its notes in mans, and the president had to have his appointment confirmed gold on demand, but in practice it discouraged applications. This by the president of the State. In case of dead-lock, the presiwas a matter of national policy, as the Government was continu- dent could reject the first two nominees of the council, but the ` ally adding to the country’s gold stocks in preparation for future third choice of the council could be appointed over his head. events. The new note issue was based on the American ratio system, The existence of a fixed limit to the fiduciary issue of 470 and the relation between the various notes was fixed at r new million marks placed the Reichshank in a similar position:ta the Reichsmark=:1 Rentenmarks=1,000, 900,c00,0 00 old marks. The Bank of England (g.v.) under Peel’s Act of 844° ‘Thare ‘was, right of the Reichsbank to issue notes was extended from ro to —_
REICHSTADT—REID
77
so years, during which period the State could not abrogate it.| von Reichstadt (Stuttgart, 1878); H. Welschinger, Le Roi de Rome Of the note issue 40% had to be covered by gold or “gold ex-
change” (30% to be gold), and this cover was provided initially by the German loan floated internationally in the autumn of 1924. Furthermore, 40% of deposits had to be covered by “liquid assets,” such as short-term bills. The compulsory redemption by the bank of notes in gold was postponed pending a general return by other nations to the gold standard. Issue of uncovered notes beyond the 40% ratio is permitted, subjected to a graduated tax on the excess and regulations as to the bank’s discount rate. If by the issue of additional notes the ratio falls to 37-40%, the tax is 3%; between 35 and 37%, 59¢; and between 334 and 35%, 8%, rising by a point for every point fall below 333%. The discount rate must be at least 5%,
rising above this by at least one-third of tax payable. Other provisions included the organisation of the State’s debt to the bank, the reduction and fixation of the bank’s capital, the allocation of
profits between the shareholders and the State, and the retire-
ment of Rentenmark and other temporary notes. The independence of the bank from the State is definitely maintained. The new Bank law came into force on 11th October, 1924. The subsequent history of the Reichsbank is part of the general economic history of Germany (q.v.). It is sufficient to add that the Reichsbank has played its part in the economic resettlement of the world. (N. E. C.) REICHSTADT, NAPOLEON FRANCIS JOSEPH
CHARLES, DUKE oF (1811-1832), known by the Bonapartists as Napoleon II., was the son of the Emperor Napoleon I. and
Marie Louise, archduchess of Austria. He was born on March 20, 1811, in Paris at the Tuileries palace. He was at first named the king of Rome, after the analogy of the heirs of the emperors of the Holy Roman Empire. By his birth the Napoleonic dynasty seemed to be finally established; but in three years it crumbled
in the dust. At the time of the downfall of the empire (April 1814) Marie Louise and the king of Rome were at Blois with
Joseph and Jerome Bonaparte, who wished to keep them as hostages. This design, however, was frustrated. Napoleon abdicated in favour of his son; but events prevented the reign of Napoleon II. from being more than titular. While Napoleon repaired to Elba, his consort and child went to Vienna; and they remained in Austria during the Hundred Days (1815), despite efforts made by the Bonapartists to carry off the prince to his father at Paris. In the settlements of 1814 and 1815 (see Marte Lovise)—the powers opposed all participation of the prince in the affairs of his mother’s duchy of Parma. He therefore remained at Vienna. From this time onward he became, as it were, a pawn in the complex game of European politics, his claims being put forward sometimes by Metternich, sometimes by the unionists of Italy, while occasionally malcontents in France used his name to discredit the French Bourbons. In November 1816 the court of Vienna informed Marie Louise that her son could not succeed to the duchies. This decision was confirmed by the treaty of Paris of June 10, 1817. The title of “duke of Reichstadt” was conferred on him on July 22, 1818 by way of compensation. Thus Napoleon J., who once averred that he would prefer that his son should be strangled rather than brought up as an Austrian prince, lived to see his son reduced to a rank inferior to that of the Austrian archdukes. His education was confided chiefly to Count Dietrichstein, who found him precocious, volatile, passionate and fond of military affairs. His nature was sensitive, as appeared on his receiving the news of the death of his father in 1821. The upheaval in France in 1830 and the disturbances which ensued led many Frenchmen to
turn their thoughts to Napoleon IT.; but though Metternich dallied for a time with the French Bonapartists, he had no intention of inaugurating a Napoleonic revival. The duke’s indulgence in physical exercise far beyond his powers aggravated a natural weakness of the chest, and he died on July 22, 1832. See A. M. Barthelemy and J. P. A. Méry, Le Fils de Phomme
(Paris, 1829); Baron G. I. Comte de Montbel, Le Duc de Reichstadt
(Paris, 1832); J. de Saint-Félix, Histoire de Napoléon II. (Paris,
1853); Guy de PHérault, Histoire de Napoléon II. (Paris, 1853); Count Anton von Prokesch-Osten, Mein Verhiliniss zum Hèrzog
(Paris, 1897); E. de Wertheimer, The Duke of Reichstadt (Eng. ed., 1905); C. Tschudi, Napoleon’s Son (Eng. trs., 1912); H. Fleischmann, Le Roi de Rome et des femmes (1910) ; M. Rostand’s L’Azglon; Marie Louise, consort of Napoleon I., Private Diaries (1922).
REID, SIR GEORGE
(1841-1913), knighted in 1902, Scot-
tish artist, was born in Aberdeen on Oct. 31, 1841. He was apprenticed in 1854 for seven years to Messrs. Keith & Gibb, lithographers in Aberdeen. In 1861 Reid took lessons from an itinerant portrait-painter, William Niddrie, who had been a pupil of James Giles, R.S.A., and afterwards entered the school of the Board of Trustees in Edinburgh. His first portrait of interest was that of George Macdonald, the poet and novelist, now the property of the university of Aberdeen. In 1865 he went to Utrecht to study under A. Mollinger, whose work he admired for its unity and simplicity. For some years after this his work failed to please the Scottish authorities, but after his further studies under Yvon in Paris and Josef Israéls at The Hague, Reid’s success was assured. A typical landscape is his “Whins in Bloom,” which combines great breadth with fine detail. His flower-pieces, such as “Roses,” were brilliant, but his most individual work is found in his portraits, which show great insight. REID, SIR GEORGE HOUSTON, K.C.M.G., 1909 (1845-1918), Australian politician, was born on Feb. 25, 1845, at Johnstone, Renfrewshire, and emigrated in 1852 to Australia. He practised as a barrister in Sydney and was elected to the New South Wales parliament in 1880. In 1883-84 he was minister of public instruction and fromm 1891-94 was leader of the free trade party. In 1894 he became premier and retained office until 1899. Reid played a conspicuous part in the federation movement and was a member of the first Commonwealth parliament in root, leading the free trade opposition to Sir Edmund Barton. In 1904 he became Prime Minister, but he stood for a programme which was unacceptable to a predominantly protectionist country, and after his fall in the following year he never again held office. He led the opposition from 1905-08 and in the latter year retired from Australian politics. In 1909 he was appointed high commissioner in London; and on the expiration of his term entered the House of Commons as Conservative member for St. George’s, Hanover Square, London. He published My Reminiscences in 1917. He died on Sept. 12, 1918.
REID, ROBERT
(1862-1929), American artist, was born
at Stockbridge (Mass.), on July 29, 1862. He studied at the art schools of the Boston Museum of Fine Arts, the Art Students’ League, New York, and under Boulanger and Lefebvre in Paris. His early pictures were figures of French peasants, painted at
Etaples, but subsequently he became best known for mural decoration and designs for stained glass. He contributed with others to the frescoes of the dome of the Liberal Arts Building at the Columbian Exposition, Chicago, in 1893. Other work is in the Congressional Library, Washington, the Appellate Court House, New York, and the State House, Boston, where are his three
large panels, “James Otis Delivering his Speech against the Writs of Assistance,” “Paul Revere’s Ride,” and the “Boston Tea Party.” He executed a panel for the American pavilion at the Paris Exhibition, 1900, and in 1906 he completed a series of ten stained glass windows for a church at Fairhaven (Mass.), for the Rogers memorial. In 1906 he became a full member of the National Academy of Design. He died at Clifton Springs, New York, on December 2, 1929.
REID, SIR ROBERT GILLESPIE (1840-1908), Canadian
railway contractor, was born at Coupar-Angus, Scotland. When a young man he spent a few years in Australia gold-mining, and in
1871 he settled in America, where be began his career as a con-
tractor. ‘He built one section of the Canadian Pacific railway, and was responsible for the erection of the international bridge over the Niagara river, the international railway bridge over the
Rio Grande river and the Lachine bridge over the St. Lawrence.
In 1893 Reid signed a contract with the government of Newfoundland by which he undertook to construct a railway from St. John’s to Port-aux-Basques and to work the line for ten years in return for a large grant of land. In 1898 he further contracted. to work all the railways in Newfoundland for 50 years on condi-
78
REID
tion that at the end of this time they should become his property. This bargain, which included other matters such as steamers, docks and telegraphs, was extraordinarily favourable to Reid, who, by further enormous grants of land, became one of the largest landed proprietors in the world; public opinion was aroused against it, and eventually the terms of the contract were revised, being made more favourable to Newfoundland, and Reid’s interests were transferred to a company, the Reid Newfoundland Company, of which he was the first president (see NEWFOUNDLAND, Roads and Railways). Reid was knighted in 1907. He died on June 3, 1908.
REID, THOMAS
(1710-1796), the founder of the “Scottish
School” of philosophy, was born on April 26, 1710, at Strachan in Kincardineshire, where his father was minister. He graduated at Aberdeen in 1726, remained there as librarian for ten years, and was presented to the living of Newmachar near Aberdeen in 1737. His first philosophical work, Essay on Quantity, occasioned by reading a Treatise in which Simple and Compound Ratios are applied to Virtue and Merit, denying the possibility of mathematical treatment of moral subjects, appeared in the Transactions of the Royal Society (1748). In 1740 Reid married a cousin, the daughter of a London physician. In 1752 he became professor of philosophy at King’s college, Aberdeen. The Aberdeen Philosophical Society (the “Wise Club”), which numbered among its members Campbell, Beattie, Gerard and Dr. John Gregory, was mainly founded by Reid, who was secretary for the first year (1758). Reid propounded his point of view in the Enquiry into
the Human Mind on the Principles of Common Sense (1764). In this year, Reid succeeded Adam Smith as professor of moral philosophy at Glasgow.
After 17 years he retired to complete his philosophical system. The Essays on the Intellectual Powers of Man appeared in 1785, and their ethical complement, the Essays on the Active Powers of the Human Mind, in 1788. These, with an account of Aristotle’s Logic appended to Lord Kames’s Sketches of the History of Man (1774), conclude the list of works published in Reid’s lifetime. He died of paralysis on Oct. 7, 1796. The key to Reid’s philosophy is to be found in his revulsion from the sceptical conclusions of Hume. In several passages of his writings he expressly dates his philosophical awakening from
the appearance of the Treatise of Human Nature. In the dedication of the Enguiry, he says: “The ingenious author of that treatise upon the principles of Locke—who was no sceptic—hath built a system of scepticism which leaves no ground to believe any one thing rather than its contrary. His reasoning appeared to me to be Just; there was, therefore, a necessity to call in question the principles upon which it was founded, or to admit the conclusion.” Having decided that the rationalist philosophy was subversive of religion and morals he examined the doctrine, which he declared to be contrary to experience. He appealed not to eternal truths, but to the testimony of experience. He maintained that we do not start with “ideas,” and afterwards refer them to objects; we are never restricted to our own minds, but are from the first immediately related to a permanent world. There are certain presuppositions unassailable by doubt which are older and more authoritative than any philosophy. Among these he places the belief in a material external world and in the existence of the
soul. Reid has a variety of names for the principles which, by their presence, lift us out of subjectivity into perception. One of these, “principles of common sense,” which became the current one, conveyed a false impression of Scottish philosophy. Reid did not merely appeal from the reasoned conclusions of philosophers to the unreasoned beliefs of common life. His real mode of procedure is to redargue Hume’s conclusions by a refutation of the premises inherited by him from his predecessors. Reid everywhere unites common sense and reason, making the former “only
another name for one branch or degree of reason.” Reason, as judging of things self-evident, is called common sense to distin-
guish it from ratiocination or reasoning. And in regard to Reid’s favourite proof of the principles in question by reference to “the
consent of ages and nations, of the learned and unlearned,” it is only fair to observe that this argument assumes a much more
scientific form in the Essays, where it is almost identified with an
appeal to “the structure and grammar of all languages.”
structure of all languages,” he says, “is sense.” To take but one example, “the sible qualities and the substance to which thought and the mind that thinks, is not phers; it is found in the structure of all
must be common
“The
grounded upon common distinction between senthey belong, and between the invention of philosolanguages, and therefore
to all men who speak with understanding”
(Hamilton’s Reid, pp. 229 and 454). BrsrrocrapHy.—The best edition of Reid’s Works is that by Sir William Hamilton (2 vols.). See also “Reid and the Philosophy of
Common Sense” in J. F. Ferrier’s Lectures, ed. Grant and Lushington
(1866); A. C. Fraser, Thomas Reid (“Famous Scots Series,” 1898); K. Peters, Thomas Reid als Kritiker von David Hume (Leipzig, 1909): O. M. Jones, Empiricism and Intuitionism in Reid’s Common Sense Philosophy (1927).
REID, THOMAS MAYNE
(1818-1883), better known as
Mayne Ren, British novelist, the son of a Presbyterian minister, was born at Ballyroney, Co. Down, Ireland, on April 4, 1818. His own early life was as adventurous as any boy reader of his novels could desire. When 20 years old he went to America in search of adventure. He traded on the Red river, studying the ways of the red man and the white pioneer; he made acquaintance with the Missouri in the same way. In Philadelphia, where he was engaged in journalism from 1843 to 1846, he made the acquaintance of Edgar Allan Poe. When the war with Mexico broke out in 1846 he obtained a captain’s commission, was present at the siege and capture of Vera Cruz, and led a forlorn hope at Chapultepec, where he sustained such severe injuries that his life was despaired of. In one of his novels he says that he believed theoretically in the military value of untrained troops, and that he had found his theories confirmed in actual warfare. He offered his services to the Hungarian insurgents in 1840, raised a body of volunteers, and sailed for Europe, but arrived too late. He then settled in England, and began his career of a novelist with the publication, in 1850, of the Rifle Rangers. This was followed next year by the Scalp Hunters. He never surpassed his first pro-
ductions, except perhaps in The White Chief (1859) and The Quadroon (1856); but he continued to produce tales of selfreliant enterprise and exciting adventure with great fertility.” He died in London on Oct. 22, 1883. See Memoir (1890) by his widow, Elizabeth Mayne Reid.
REID, WHITELAW
(1837—1912), American journalist and
diplomatist, was born of Scotch parentage, near Xenia, O., on Oct. 27, 1837. He graduated at Miami University in 1856, and spoke frequently in behalf of John C. Frémont, the Republican candidate for the presidency in that year. In 1860 he became legislative correspondent at Columbus for several Ohio newspapers, including the Cincinnati Gazette, of which he was made city editor in 1861. He was war correspondent for the Gazette in 1861—62, serving also as volunteer aide-de-camp to generals Thomas A, Morris, William S. Rosecrans in West Virginia, and was Washington correspondent of the Gazette in 1862—68. In 1868 he be-
came a leading editorial writer for the New York Tribune, in the following year was made managing editor, and in 1872, upon the death of Horace Greeley, became the principal proprietor and editor-in-chief. In 1905 Reid relinquished his active editorship of the Tribune, but retained financial control. He served as minister to France in 1889-92, and in 1892 was the unsuccessful Republican candidate for vice president on the ticket with Benjamin Harrison. In 1897 he was special ambassador of the United States on the occasion of Queen Victoria’s jubilee; in 1902 was special ambassador of the United States at the coronation of King Edward VII., and in 1905 became ambassador to Great Britain. In 1881 he married a daughter of Darius Ogden Mills (1825-1910), a prominent financier. He died in London on Dec. 15, 1912. His publications include After the War (1867); Ohio in the War (1868); Some: Consequences of the Last Treaty of Paris (1899); Our New Duties (1899);. Later Aspects of Our New Duties (1899); Problems of Expansion (1900); The Greatest Fact in Modern History (1906); How America Faced its Educational Problem (1906); The Scot in America and the Ulster Scot
(912), and posthumously, American and English Studies (1913);
REIDSVILLE—REIMS See Royal Cortissoz, The Life of Whitelaw Reid (1921).
REIDSVILLE, a town of Rockingham county, North Caro-
79
Die Siellung d. Philos. Reimarus zur Religion (Leipzig, 1904), and J. Engert, Rezmarus als Metaphysiker (Paderborn, 1909).
REIMS (RuEeErms), a city of north-eastern France, chief town of an arrondissement of the department of Marne, 98 m. E.N.E. of Paris, on the Eastern railway. Pop. (1926) 97,825. Reims stands in a plain on the right bank of the Vesle, a tributary of shipping point, and has cotton and silk mills, and factories making the Aisne, and on the canal which connects the Aisne with the 60,000,000 cigarettes daily. The town was founded about 1860 Marne. South and west rise the “montagne de Reims” and vineand incorporated in 1873. It has a commission-manager form of clad hills. government. Before the Roman conquest Reims, as Durocortorum, was REIGATE, a market town and municipal borough in Surrey, capital of the Remi, from whose name that of the town was England, 24 m. S. by W. of London by the S.R. Pop. (1931) subsequently derived. The Remi made voluntary submission to 30,830. Reigate (Cherchefelle, Regat, Reygate), at a cross-road the Romans, and by their fidelity secured the special favour of on the Pilgrim’s Way, at the foot of the North Downs, had a castle, their conquerors. Christianity was established in the town by a stronghold of the De Warennes in the rath, 13th and r4th cen- the middle of the 3rd century, at which period the bishopric turies. On the death of Edith, the widow of Edward the Confessor, was founded. The consul Jovinus, an influential supporter of to whom it belonged, William I. secured the manor of Cherche- the new faith, repulsed the barbarians who invaded Champagne felle, as it was then called. It was granted by William Rufus to in 336; but the Vandals captured the town in 406 and slew St. Earl Warenne, through whose family it passed in 1347 to the earls Nicasus, and Attila afterwards put it to fire and sword. Clovis, of Arundel. The name Reigate occurs in 1199. Burgesses of Rei- after his victory at Soissons (486), was baptized at Reims in gate are mentioned in a close roll of 1348, but no early charter is 496 by St. Remigius. Later kings desired to be consecrated at known. The town was incorporated in 1863. It returned two Reims with the oil of the sacred phial which was believed to have members to parliament from 1295 till 1831, and afterwards one been brought from heaven by a dove for the baptism of Clovis member only until 1867, when it was disfranchised for corruption. and was preserved in the abbey of St. Remi. Meetings of Pope It is situated at the head of the long valley of Holmsdale Hollow. Stephen III. with Pippin the Short, and of Leo III. with CharleOf the old castle built before the Conquest, there only remains magne, took place at Reims; and here Louis the Débonnaire was the entrance to a cave beneath, 150 ft. long and from ro to 12 ft. crowned by Stephen IV. Louis IV. gave the town and countship high, excavated in the sandstone, which was used as a guardroom. of Reims to the archbishop Artaldus in 940. Louis VII. gave the The grounds are laid out as a public garden. Near the market title of duke and peer to William of Champagne, archbishop from house is the site of an ancient chapel dedicated to Thomas a 1176 to 1202 and the archbishops of Reims took precedence of Becket. In the chancel of the parish church of St. Mary (Transi- the other ecclesiastical peers of the realm. tional Norman to Perpendicular) is buried Lord Howard, the comIn the roth century Reims had become a centre of intellectual mander of the English navy against the Spanish Armada. Above culture, Archbishop Adalberon, seconded by the monk Gerbert the vestry is a library containing manuscripts and rare books. (afterwards Pope Silvester II.), having founded schools where The grammar school was founded in 16735. the “liberal arts” were taught. Adalberon was also one of the REIMARUS, HERMANN SAMUEL (1694-1768), Ger- prime authors of the revolution which put the Capet house in man philosopher and man of letters, was born at Hamburg, on the place of the Carolingians. The most important prerogaDec. 22, 1694. He was educated by his father and by the famous tive of the archbishops was the consecration of the kings of scholar J. A. Fabricius, whose son-in-law he became, and later at France—a privilege which was exercised, except in a few cases, Jena. He was professor of Hebrew and Oriental languages in the from the time of Philip Augustus to that of Charles X. Louis high school of his native city from 1727 till his death. His house VII. granted the town a communal charter in 1139. The treaty was the centre of the highest culture, and a monument of his in- of Troyes (1420) ceded it to the English, who had made a futile fluence in that city still remains in the Haus der patriotischen attempt to take it by siege in 1360; but they were expelled on Gesellschaft, where the learned and artistic societies partly the approach of Joan of Arc, who in 1429 caused Charles VII. to founded by him still meet. He died on March 1, 1768. be consecrated in the cathedral. A revolt at Reims, caused by the Reimarus’s reputation as a scholar rests on the valuable edition salt tax in 1461, was cruelly repressed by Louis XI. The town of Dio Cassius (1750-52) which he prepared from the materials sided with the League (1585), but submitted to Henry. IV. after collected by J. A. Fabricius. He also published Abkandlungen von the battle of Ivry. In the foreign invasions of 1814 it was capden vornehmsten Wahrheiten der natürlichen Religion (Hamburg, tured and recaptured; in 1870~71 it was made by the Germans 1754, 6th ed. 1791); Vernunftlehre (Hamburg and Kiel, 1756, sth the seat of a governor-general and impoverished by heavy reed., 1790); Betrachtungen tiber der Kunsttriebe der Thiere (Ham- quisitions. In the World War.—Reims suffered severely during the war burg, 1762, 4th ed., 1798). But his best-known work is his Apologie oder Schutzschrifi für die vernünftigen Verehrer Gottes of 1914-18. The town was heavily bombarded by the Germans in (carefully kept back during his lifetime), from which, after his September 1914, and the population took shelter in the huge death, Lessing published certain chapters under the title of the subterranean wine cellars, occupying old chalk quarries, where Wolfenbüttel Fragments (see Lesstnc). Other portions were pub- dormitories were made, schools were held, and a daily paper was lished by “C. A. Schmidt” (1787) and D. W. Klose (1850-52). published. In 1917 the civilian population which remained was evacuated; in 1918 the town was one of the objectives of the The original MS. is in the Hamburg town library. The standpoint of the Apologie is that of pure naturalistic Germans, but it was held until freed by the allied offensive in deism. Miracles and mysteries, with the exception of the Creation, October. Reims was then in ruins, and the cathedral was severely are denied, and natural religion is put forward as the absolute damaged, especially on the south-west side. The work of restoracontradiction of revealed. The essential truths of the former are tion of the cathedral, to the cost of which there was a large the existence of a wise and good Creator and the immortality of the American contribution, took many years to complete. The statue soul. These truths are discoverable by reason, and are such as of St. Joan of Arc, which stood in front of the cathedral, was can constitute the basis of a universal religion and lead to happi- removed during the war for safety, and replaced in 19215 many hess. A revealed religion could never obtain universality, as it of the art treasures, tapestries, etc., were also saved.’ could never be intelligible and credible to all men. The oldest monument in Reims is the Mars Gate (so called See the “Fragments” as published by Lessing, reprinted in vol. xv. from a temple to Mars in the neighbourhood), a triumphal arch of Lessing’s Werke, Hempel’s edition; D. F. Strauss, H: S. Reimarus 108 ft. in length by 43 in height, consisting of three archways und seine Schutzschrift fir die vernünftigen Verékrer Gottes (1862, 2nd ed., 1877); C. Voysey, Fragments from Reimarus (1879) (a flanked by columns. It is popularly supposed ‘to have ‘been erected by the Remi in honour of Augustus when Agrippa made translation of Strauss’s book, with the second part of :the seventh fragment, on the “Object of Jesus and his Disciples”); R. Schettler, the great roads terminating at the town, but probably belongs ‘to lina, U.S.A., in the northern part of the State, at an altitude of 822 ft.; on the Southern railway and Federal highway 170, 20 m. S.W. of Danville, Va. Pop. 5,333 in 1920 (37% negroes); and 6,851 in 1930 by the Federal census. It is an important tobacco-
80
REINACH—REINHARDT
the 3rd or 4th century. In its vicinity a curious mosaic, measur- | Germain; in 1893 he became assistant keeper, and in 1902 keeper ing 36 ft. by 26, with thirty-five medallions representing animals of the national museums. In 1903 he became joint editor of the and gladiators, was discovered in 1860. To these remains must Revue archéologique, and in the same year officer of the Legion of be added a Gallo-Roman sarcophagus, said to be that of the Honour. The lectures he delivered on art at the Ecole du Louvre consul Jovinus and preserved in the archaeological museum in the in 1902—3 were published by him under the title of Apollo. His other works include: Manuel de philologie classique (188~ cloister of the abbey of St. Remi. 1884); La Nécropole de Myrina (1887), written with E. Pottier; The cathedral of Notre Dame, where the kings of France used Répertoire de la statuaire grecque et romaine (3 vols., 1897-98) ; Réperto be crowned, replaced an older church (burned in 1211) built toire de peintures du moyen âge et de la Renaissance 1280-1585 on the site of the basilica where Clovis was baptized by St. (1903, etc.); Répertoire des vases peints grecs et étrusques (1900). Remigius. The cathedral, with the exception of the west front, In 1905 he began his Cultes, mythes et religions; and in roog he was completed by the end of the 13th century. That portion was published a general sketch of the history of religions under the title erected in the r4th century after 13th-century designs—the of Orpheus. REINCARNATION, the belief that the soul after death nave having in the meantime been lengthened to afford room for the crowds that attended the coronations. In 1481 fire destroyed the roof and the spires. The facade was one of the most perfect masterpieces of the middle ages. The three portals are laden with statues and statuettes. The central portal, dedicated to the Virgin, was surmounted by a rose-window framed in an arch itself decorated with statuary. The rose-window, the statue of the smiling angel, the still more famous “Beau Dieu” statue were all severely damaged in the World War. The gallery of the kings above the rose-window survived but the angel spire was destroyed. The archiepiscopal palace, built between 1498 and 1509, and in part rebuilt in 1675, was almost completely destroyed. The church of St. Remi (11th, 12th, 13th and 15th centuries) still retains intact its facade and two Romanesque towers; the nave and
returns to human life after a period of existence elsewhere, perhaps in animal or plant form or in some separate place, is found in many parts of the world. For an account of this doctrine in its social, religious and historical aspect see Metempsychosis. ,
executions, and denounced political corruption. But he is best known as the champion of Captain Dreyfus. At the time of the original trial he attempted to secure a public hearing of the case,
See M. Grant, “The Caribou,” 7th Annual Report, New York Zoological Society (1902); J. G. Millais, Newfoundland and its Untrodden Ways (1908).
REINDEER, a large Arctic and sub-Arctic deer, the American
species of which is called caribou. The reindeer constitutes the genus Rangifer, characterized by the possession of antlers by both sexes, though those of the male are larger and more complex. Reindeer are clumsily built animals, with large lateral hoofs, hairy muzzles, and a curious type of antler with the brow-tine dichoir were ruined, and the mausoleum of St. Remigius (1847), rected downwards. The compact, containing the reliquary of the saint, behind the high altar, had to dense coat is clove-brown in be reconstructed. colour above and white below, Reims is the seat of an archbishop, a court of assize and a sub-prefect, and a tribunal and a chamber of commerce. It with a white tail-patch. The ears is an important centre for the combing, carding and spinning of and tail are short and the throat BY COURTESY OF THE N.Y. ZOOLOGICAL is maned. A tarsal gland is preswool and the weaving of flannél, merino, cloth and woollen goods SOCIETY of all kinds. The manufacture of and trade in champagne are also REINDEER (RANGIFER TARANDUS) ent. The lateral metacarpal bones very important. The wine is stored in large cellars tunnelled in It inhabits arctic and sub-arctic are represented only by their lower extremities (see DEER). the chalk. Other manufactures are linoleum, safes, capsules, regions bottles, casks, candles, soap and paper. The town is well known The type of the genus (R. tarandus) is the Scandinavian wild form. Two main distinct races, possibly species of the American for its cakes and biscuits. REINACH, JOSEPH (1856-1921), French author and poli- form (R. caribou), are found—the woodland caribou, the largest tician, was born in Paris on Sept. 30, 1856. After leaving the of all reindeer, and the barren-ground caribou of the more northLycée Condorcet he was called to the bar in 1887. He attracted erly tundra, with a smaller body but larger antlers. The latter the attention of Gambetta by articles on Balkan politics published migrates south in huge herds at the approach of winter. A small in tbe Revue bleue, and in Gambetta’s grand ministére Reinach species (R. platyrhynchus) inhabits Spitzbergen and Novaya Zemwas his secretary. In the Républigue francaise he waged a bla. The reindeer has been domesticated by the Lapps and introsteady war against General Boulanger which brought him three duced as a domestic animal into Arctic Canada and Alaska. Reinduels, one with Edmond Magnier and two with Paul Dérouléde. deer feed largely on lichens, one species of which is the so-called Between 1889 and 1898 he sat for the Chamber of Deputies for “reindeer moss.” It is a mistake to suppose that the brow-tine is Digne. He brought forward many reform bills, advocated com- used to scrape away snow; this is done with the hoofs, the horns plete freedom of the theatre and the press, the abolition of public being shed at the beginning of winter.
and in 1897 he allied himself with Scheurer-Kestner to demand its revision.
He denounced in the Siècle the Henry forgery, and
Esterhazy’s complicity. His articles in the Siécle aroused the fury of the anti-Dreyfusard party, especially as he was himself a Jew and therefore open to the charge of bias. He lost his seat in the Chamber of Deputies, and, having refused to fight Henri Rochefort, eventually brought an action for libel against him. Finally, the “affaire” being terminated and Dreyfus pardoned, he undertook to write the history of the case, the first four volumes of
which appeared in rgor. This was completed in 1905. In 1906 M. Reinach was re-elected for Digne. He died in Paris on April 18, 1921. SALOMON RernacH (1858— ), born at St. Germain-en-Laye on Aug. 29, 1858, brother of Joseph Reinach (g.v,), was educated at the Ecole Normale Supérieure, and joined the French school at Athens in 1879. He made valuable archaeological discoveries at Myrina near Smyrna in 1880-82, at Cyme in 1881, at Thasos, Imbros and Lesbos (1882), at Carthage and Meninx (1883-84), at Odessa (1893) and elsewhere. He received in 1886 an appointment at the National Museum of Antiquities at St.
REINDEER
MOSS
(Cladonia rangiferina), a species of
lichen found in great abundance in Arctic lands. It is an erect, much branched plant, a few inches in height, which covers im-
mense areas somewhat in the manner of pasture grasses in the temperate regions. In many districts it forms the chief food of the reindeer, and it also provides forage for the barren-ground caribou and the musk-ox. (See LICHENS.) REINFORCED CONCRETE is a structural system utilizing fine concrete strengthened or reinforced in places by means of steel bars embedded within its mass. The concrete is so disposed as to resist the compressive or crushing stresses and form the general binding material while the steel bars act to prevent rupture at places where tension develops. The system is economical, durable and fire resisting and is adapted to an infinite variety of purposes in engineering and building construction, See Frrro-CoNcreETi and CONCRETE.
REINFORCED GLASS: see Grass, SAFETY, REINHARDT, MAX (1873), Austrian theatrical pro
ducer, was born in Raden, near Vienna, Austria, on Sept. 9, 1873 He was educated at the Untergymnasium, and then entered ¢
REINKENS—REINSURANCE
SI
bank, where he remained until 17 years of age. He studied for the | present important and widespread position. stage under Emil Burde, and in 1890 at the School of Acting of the j Reinsurance may be divided into two main branches :— Vienna Conservatorium. He began his professional career in 1893 |Facultative (or optional) and Treaty (or automatic or obligatory). Facultative Reinsurance.—This was the original form. By at the Stadt theatre in Salzburg, where his characterization of elderly roles attracted the attention of Otto Brahm, who engaged this method each risk is offered for reinsurance separately and him for the Deutsches theater, Berlin, in 1894. There he met with the ceding company has a free choice as to where it will offer notable success, creating such réles as Baumert in Hauptmann’s the business. Similarly the reinsurer has freedom to accept or The Weavers; Akim in Tolstoy’s The Power of Darkness; Eng- decline. The term facultative is derived from the power of choice, strand in Ibsen’s Ghosts; and many others. In 1903 he left the which this method implies. This system of reinsurance is cumberBrahm ensemble to begin his career as a director at the Neues some, as each risk reinsured has to be handled separately. The theater, Berlin, with the production of Shakespeare's A Midsum- particulars of the risk are first shown to the reinsurer on aslip, mer Nights Dream, in which he assumed leadership of the neo- which it initials for the share it is prepared to accept. This is romantic movement against the prevailing school of naturalism. followed by a request note; 7.e., a formal demand issued by the He soon transferred his activities to the Deutsches theater, where, ceding company to the reinsurer for the specified reinsurance. during the following years, he produced practically all the plays Upon this the reinsurer issues its take note, which is its official of Shakespeare, Moliére, Goethe, Strindberg, Wedekind, Ibsen, acceptance given pending the issue of a reinsurance policy. This Shaw and others, as well as musical comedies and operas, turning last is the final stage in the transaction, and forms the contract from the purely literary and historical conception of stage manage- between the parties in respect of the risk reinsured. ment to one essentially dramatic. In 1902, he opened his Kleines The facultative system served its purpose at a time when theater, and in 1906 his Kammerspielhaus. He was the first Ger- insurance was transacted on a small scale, and when the need man producer to be invited to produce plays in foreign countries. for reinsurance cover was neither great nor urgent. But the need Since 1909 he has given many productions in European cities, and arose in course of time for some more efficient method, and this in 1927-28 several notable ones in New York city. See Huntly was eventually found in the reinsurance treaty. Carter, The Theatre of Max Reinhardt (1914); Max Reinhardt Reinsurance by Treaty.—A treaty is an obligatory arrangeand His Theatre, ed. Oliver M. Sayler (1924). ment, under which the ceding company binds itself to cede, and REINKENS, JOSEPH HUBERT (1821-1896), German the reinsurer binds itself to accept, a fixed share of every risk, Old Catholic bishop, was born at Burtscheid, near Aix-la-Chapelle of a nature as defined in the contract, which the ceding company on March 1, 1821. He became professor of ecclesiastical history has to reinsure. A treaty, therefore, provides not for the reinsurat Breslau, and m 1865 rector of the university. In 1870, Reinkens ance of an individual risk, but for all the risks of a given class. opposed the proclamation of the dogma of papal infallibility. He The power of choice is here eliminated. The two parties are recipsigned the Declaration of Niiremberg in 1871, and took a con- rocally bound, one to cede and the other to accept. spicuous part in the Bonn conferences with the Orientals and This is an advantage to both, since the ceding company knows Anglicans in 1874 and 1875. The Old Catholics having decided on in advance that it can place the reinsurances and the reinsurer secession, Reinkens was chosen their bishop in Germany at Cologne can rely on receiving a regular flow of business under the treaty. in 1873 (see Orp Carmorrcs). His best-known theological It is a condition of all treaties that, as soon as a reinsurance is work is his treatise on Cyprian and the Unity of the Church placed thereunder the reinsurer’s liability commences from the (1873). In 1881 Reinkens visited England, and in 1894 he de- same moment as the liability of the ceding company, while the fended the validity of Anglican orders against his co-religionists, obligation to cede prevents the ceding company placing some of the Old Catholics of Holland. He died at Bonn on Jan. 4, 18096. its reinsurances with one reinsurer and some with another, or s Joseph Hubert Reinkens, by his nephew, J. M. Reinkens (Gotha, favouring one at the expense of another. In both these particulars I900). reinsurance by treaty differs from and represents a considerable REINSURANCE. Reinsurance is the term used to denote advance over the older facultative method. the transaction whereby a person who has insured a risk insures It is extremely rare for a ceding company to place a treaty again a part or the whole of that risk with another person. The with only one reinsurer, for this would be to entrust too great a purpose of reinsurance is to relieve the original insurer from a responsibility to one undertaking. It is therefore customary to lability which is too heavy for him to carry. There is no privity arrange a treaty so that a number of reinsurers share in it, each of contract between the reinsurer and the original insured, so accepting only a proportionate part of the business ceded. that the latter could not sue the former to recover any part of There are three kinds of reinsurance treaty in general use:— a loss, but the insuréd could recover in respect of a loss against Quota-share or Open Treaties; Surplus Treaties; and Excess of the original insurer up to the full amount of the policy, notwith- Loss Treaties. standing that part of it had been reinsured. Quota-Share Treaty—A quota-share treaty is one under In a reinsurance transaction the company which reinsures is which the ceding company agrees to cede a fixed share of every called the ceding company, the accepting company is called the risk which it accepts from its clients. There is a necessary reinsurer, and the transaction itself is termed a cession. tendency for reinsurance business to comprise risks of a second It is not known when reinsurance was first practised, though class nature, since the better the risk the more the ceding comthere is evidence of its existence at least as early as the first half pany keeps for itself. But in a quota-share treaty this feature is of the 18th century. In the early days of insurance insurers did not present. Every risk must be reinsured, whether it be good or not, as a rule, insure for greater amounts than they were prepared bad, large or small. For this reason the quota-share treaty is not to keep for themselves, and, even when this rule began to be greatly used, except by small companies, which can obtain sound relaxed, the arrangements whereby they relieved themselves of reinsurance cover only by offering attractive terms. heavy commitments partook more of the nature of co-insurance Surplus Treaty.—The surplus treaty is that in common use. than of reinsurance. Under such arrangements the original Under this the ceding company first fixes the amount it will keep, Insured was in contractual relationship with each of the insurers. which is called its retention, and the remainder of the amount However, in marine business reinsurance was known nearly 200 insured constitutes the surplus. This is divided amongst the years ago, for in 1746 an act of parliament made it illegal, a treaty reinsurers according to their due proportion. The whole prohibition which was not raised until 1864. It is thought by surplus is usually divided into percentages, each reinsurer taking some that the Act of 1746 really prohibited double insurance; 1% or more as agreed of every surplus. But the amount which 7.€., Where the insured covered his property twice, but the word can be ceded is always govérned by the ceding company’s retenused in the act is “reassurance.” However this may be, it is tion. certain that the growth of reinsurance in various sections of the Excess of Loss Treaty.—An excess of loss treaty is an agreebusiness was slow until well into the roth century, and it is only ment under which no part of any individual risk is reinsured, but during the past 30 years or so that it has developed into its the ceding company arranges to cover only the excess of any one
82
REISKE
Joss over and above an agreed figure. This is a treaty to guard against catastrophe. A ceding company may arrange to cover itself by reinsurance against the excess of loss over £50,000 in respect of any one fire, the cover to run, say, up to £100,000; 2.e., a further £50,000. Then if one fire results in a loss to that company of £50,000. or less, the reinsurers pay nothing, but if the cost of the fire exceeds that figure the reinsurers pay the amount of the excess, according to their agreed proportions. This kind of treaty is largely used in motor insurance; but in fire insurance its use is a modern development. In that branch it is operated independently of and in addition to the surplus treaty. The ceding company must still use its surplus treaty to limit its liability on individual risks, taking out an excess of loss cover only to protect itself against heavy conflagrations. Conditions of Reinsurance.—The conditions applying to a reinsurance are, as a rule, the same as those which apply to the original insurance. Thus the reinsurer receives the same rate of premium and must pay its proportionate share of any claim. There are, however, exceptions to this rule. Under an excess of loss treaty the reinsurer receives no specific premium, but is paid a percentage of the total premium income derived by the ceding company from the class of business to which the treaty applies. In marine reinsurance there is a practice to reinsure risks which are affected by a possibility of loss, and in such cases much higher premium may be paid than under the original policy. The share of premium payable to the reinsurer is subject to a deduction of commission, which varies from 20% to 35% or, in rare cases, 40% or 459. Reinsurance commission has to cover not only the agent’s commission paid on the original insurance, but also a part of the ceding company’s expense of obtaining and dealing with the business. The rate of reinsurance commission depends partly on the level of the expense of dealing with the business and partly on the quality of the treaty. Treaties giving consistently good results can command better terms than poor treaties. As well as commission deducted from premium, the reinsurer has to pay a commission—usually 10%—on the profits. In this way the profitable treaty automatically receives better terms than the bad one. The profit on a treaty is computed after making due provision for all claims and liabilities outstanding at the end of the year. The commission is payable on the average of the profit of the year of account, and of the two preceding years, so that a reinsurer shall not be required to pay away part of its profits in a year which follows a year showing a heavy loss. The reinsurer, being liable to pay its share of all losses, is entitled to a like share of any amounts recovered as salvage. The ceding company has the control of all loss settlements and may settle a loss or contest a claim as it thinks fit. The reinsurer is bound to follow the fortunes of the ceding company in this matter.
Disputes arising between the parties to a reinsurance treaty, as to any matter coming thereunder, are almost invariably settled by arbitration. Bordereaux.—Particulars of cessions made under a treaty are advised by the ceding company to the reinsurer by means of
bordereaux.
A bordereau is a statement giving the name and
address of the insured, the nature of the risk, the sum insured, the premium, the amount reinsured and the reinsurance premium. No reinsurance policies are issued under treaties, as the reinsurance cover operates under the treaty contract. In marine business, however, properly stamped policies have to be issued even for reinsurance, under the provisions of the Stamp Act, 1891, and the Marine Insurance Act, 1906. Retrocession.—A reinsurer, receiving particulars of its cessions by bordereaux, will itself deal with the business so received, and will in its turn arrange treaties to cede off its own surplus lines. A reinsurance of a reinsurance is called a retrocession. Retrocession is an important part of reinsurance business because where a reinsurer has a share of many treaties it will frequently receive a share of the same risk under many of its different treaties and must needs relieve itself by retrocession of the
(C. E. G.) accumulation of risk. United States—-The American reinsurance business has grown
by leaps and bounds in the last two decades.
For instance, ac.
cording to the New York State Insurance reports on casualty insurance the ratio of reinsurance premiums to net premiums was 3:5% in 1915, while in 1925 the ratio was 8-3 per cent. As ip the European countries Facultative and the three kinds of Treaty insurance are used, but the percentage of Facultative is rapidly
diminishing because of delay and uncertainty. What may be called a variation of the Fixed Treaty is the “Pool” or “Syndicate.” Here as many as thirty-five companies will enter into an agreement to share all insurance in a given territory on a basis of certain agreed proportions both as regards
premiums and losses.
In order to facilitate the placing of re.
insurance and to bring about greater uniformity of practice, re. insurance “Clearing Houses” or “Exchanges” have been estab-
lished. Here the detailed reinsurance agreement is subscribed to by the member companies who are all represented by a manager. Many of the life insurance companies still use the Facultative plan of reinsurance. There are two ways of reinsuring. The smaller companies will reinsure the amount at risk with term insurance. Most of the larger companies use the “Coinsurance” plan, whereby the reinsurance company receives a proportionate part of the premium and guarantees a proportionate part of all payments including expenses and taxes. There are to-day many companies whose business is entirely reinsurance. (R. Rer.)
REISKE, JOHANN JACOB (1716-1774), German scholar
and physician, was born on Dec. 25, 1716, at Zorbig in Electoral Saxony. From the Waisenhaus at Halle he passed in 1733 to the university of Leipzig, and there spent five years. He bought Arabic books, and when he had read all that was‘then printed he thirsted for manuscripts, and in March 1738 started on foot for Hamburg. At Hamburg he got money and letters of recommendation from the Hebraist Wolf, and took ship to Amsterdam. Reiske refused a generous offer from d’Orville at Amsterdam for his services as amanuensis. Ultimately he got free access to the Leiden collection, which he re-catalogued—the work of almost a whole summer, for which the curators rewarded him with nine guilders. D’Orville and Schultens helped him to find teaching and reading for the press. On the advice of Schultens he qualified as a doctor, after which, in 1746 he returned to Leipzig. But he failed to secure any medical practice at Leipzig, and lived, as before, on ill-paid literary hack work. Although the electoral prince gave him the title of professor he was not permitted to lecture. At length in 1758 the magistrates of Leipzig rescued him from poverty by giving him the rectorate of St. Nicolai, and, though he still met with hostility in the university, he enjoyed the esteem of Frederick the Great, of Lessing, Karsten Niebuhr, and many foreign scholars. The last decade of his life was made cheerful by his marriage with Emestine Miiller, who shared all his interests and learned Greek to help him with collations. Reiske died on Aug. 14, 1774, and his ms. remains passed, through Lessing’s mediation, to the Danish minister Subm,
and are now in the Copenhagen library.
i
Reiske surpassed all his predecessors in the range and quality of his knowledge of Arabic literature. In the Adnotationes his-
toricae to his Abulfeda (Abulf. Annales Moslemici, 5 vols., Copenhagen, 1789-91), he collected a veritable treasure of sound and original research; he knew the Byzantine writers as thoroughly as the Arabic authors, and was alike at home in modern works of travel in all languages and in ancient and mediaeval authorities.
He was interested too in numismatics, and his letters on Arabic coinage (in Eichhorn’s Repertorium, vols. ix—xi.) form, according to De Sacy, the basis of that branch of study. |
In Leipzig Reiske worked mainly at Greek. His corrections are
often hasty and false, but a surprisingly large proportion of them have since received confirmation. from MSS. His German translations shew more practical insight than was usual in his time For a list of Reiske’s writings see Meusel, xi. 192 seg. His chief
Arabic works (all posthumous) have been mentioned above. In Greek letters his chief works are Constantini Porphyrogeniti libri II. de ceremoniis aulae Byzant., vols. i. ii. (Leipzig, 1751-66), vol. iii. (Bonn, 1829) ; Animadv. ad Graecos auctores (s vols. Leipzig, 1751-66) (the
rest lies unprinted at Copenhagen) ; ‘Oratorum Graec. quae supersunt (8 vols., Leipzig, 1770-73) ; App. crit. ad Demos3thenem, (3 ‘vols.,' 2.;
REJANE—RELAPSING 1774-75);
Maximus
Tyr.
(ib, 1774); Plutarchus
83
(1x vols. ib.,| removal of the genital glands shows distinctly the nature of the
1374—79); Dionys Italic. (6 vols., ib., 1774—77); Libanius (4 vols. Altenburg, 1784-97). Various reviews in the Acia eruditorum and Zuverl. Nachrichten are characteristic and worth reading. Compare D. Johann Jacob Reiskens von ihm selbst aufgesetzte Lebensbeschreibung (Leipzig, 1783).
REJANE, GABRIELLE (Caartorre REjv) (1857~1920), French actress, was born in Paris, the daughter of an actor. She was a pupil of Regnier at the Conservatoire, and took the second prize for comedy in 1874. Her début was made the next year, during which she played attractively a number of light—especially soubrette—parts. Her first great success was in Henri Meilhac’s Ma camarade (1883), and she soon became known as an emotional actress of rare gifts, notably in Décoré, Germinie Lacerteux, Ma cousine, Amoureuse and Lysistrata. In 1892 she married
Porel, the director of the Vaudeville theatre, but the marriage was dissolved in 1905. Her performances in Madame Sans Géne
(1893) made her as well known in England and America as in
Paris, and in later years she appeared in characteristic parts in both countries, being particularly successful in Zaza and La Passerelle. She opened the Théatre Réjane in Paris in 1906. The
essence of French vivacity and animated expression appeared to be concentrated in Madame Réjane’s acting, and made her unrivalled in the parts which she had made her own. She died in Paris on June 14, 1920.
REJANG,
FEVER
a tribe of Proto-Malayan or mixed Indonesian
stock, partly akin to the Achinese, Bugis and Mangkassaras (gg.v). Though now Muslim they were formerly influenced by Indo-Javanese culture and retain an alphabet derived from that source, speaking a language of the Austronesian family. Their alphabet has been described as “pure Phoenician,” but is intimately related to others derived from the Indo-Javan culture.
influence of the internal secretion of these glands on the whole organism as affecting, not only the secondary male sexual characters, but also the growth and development of the body as a
whole, the brain and skin cells, the bones and tissues. The physical
and intellectual qualities of animals and of man are as intimately conditioned by the hormone secreted by the testicles as are the secondary sexual characters. There can thus be no doubt as to the nature of the relation between the general reduction of the forces of the organism and the disappearance of the internal secretion of the testicles. No organ can keep its vital energy and yield a full return if the cells are not stimulated and vivified by the testicular. hormone. It acts more or less directly on other endocrine glands, since castration is followed by hypertrophy of the anterior lobe of the pituitary gland and by regression of the thyroid body and epiphysis. If the genital glands remained active in old age, were they not the only glands which cease to secrete hormones, old age would certainly be delayed. : Eunuchs in Cairo who had been castrated at an early age and had therefore never been exposed to the activity of the testicular hormones, were never known to have been more than 60 at death. All had the appearance of old men, with desiccated skins, haggard eyes, bent, and looking like centenarians. It is obvious that the deprivation of the internal secretion of the testicles accelerates the advance of old age and shortens life. The only remedy is to graft a young testicle, whether that of a young human being or of an ape, by which the tone-giving substance is provided, so as to increase the vitality of all the cells which are weakened but are not yet atrophied and therefore still able to renew themselves, and thus effectively to rejuvenate the whole organism. So long as an organism, however old, continues to exist, its cells continue to be renewed and rejuvenated. Unfortunately, in old age this process of rejuvenation is slowed down, a certain number of the functional cells regress and are replaced by conjunctive tissue. The cells which escape this are renewed more slowly, but continue to be renewed to the extreme limit of
Ideas of ancestor-worship are strong, and metempsychosis (g.v.) is vaguely believed in, tigers in particular being regarded as embodying the souls of the dead. Worship of the sea also prevails. It is believed that invulnerability can be acquired. Teknonymy is practised, and persons object to mentioning their own names. The dead are buried in a chamber excavated to one side of the grave. | Betel is chewed. In blood-tariffs the value of a woman is nearly their vitality. With a rich addition of the testicular hormone, the cells acdouble that of a man except in the case of chiefs, only the highest quire new energy, grow more rapidly, proliferate more intensely of whom are rated higher than their wives. and rejuvenate the whole system. At the end of several years the See Marsden, History of Sumaira (1783)... (J. H. H.) REJERIA, the Spanish form of open-work screens made from beneficent action of the grafted gland is exhausted because the combinations of wrought and cast iron work. The word reja is grafts in turn are subject to positive regression. The organism is used for a screen, individually; rejeria properly signifies this again deprived of the stimulating hormones and the symptoms whole class of iron work. A magnificent example is the reja of the of old age reappear. In most cases testicular grafting is adequate, Capilla Mayor of Seville cathedral (1518-33). Many beautiful but in some cases thyroid grafts have to be added. See S. Voronexamples of this type are found as window guards in Spanish off, Rejuvenation by Grafting (1925). (S. V.) Renaissance houses. RELANDER, LAURI KRISTIAN (1883), presiREJUVENATION. In all multicellular animals the process dent of the republic of Finland, born May 31, 1883, and educated of regeneration, growth and rejuvenation is constant as is shown at Helsingfors university. He was a member of the central comtypically by the hair and nails. It is now possible to cultivate mittee of the agrarian party in 1909, sat in the Diet from 1910 tissues in suitable media (see Tissuzr CULTURE) and to keep them to 1913, and 1917~19, when he bécame its speaker. On Feb. 16, alive long after the death of the parent organism. This proves 1925, he was elected president of the republic. that death is not the inevitable end of cellular vitality, but is in RELAPSING FEVER (Febris recurrens), the name given every case the result of unfavourable conditions to which the to a specific infectious disease occasionally appearing as an cells are subjected at a given moment. epidemic in communities suffering from scarcity or famine. It The endocrine glands produce substances (hormones), which is characterized mainly by its sudden invasion, with violent they pour into the circulatory system and thereby influence the febrile symptoms, which continue for about a week and end in metabolic processes, the growth and morphology of the cells. One a crisis, but are followed after another week, during which the of these glands should have as its special function the secretion patient is fairly well, by a return of the fever. In exceptional of a substance which gives tone and stimulus to cellular vitality cases, second, third and even fourth relapses may occur. during a certain period of life and ceases to do this on the This disease has received many other names, the best known approach of old age. This cannot be the special function of the of which are famine fever, seven-day bilious relapsing fever, and thyroid, parathyroid, pituitary or suprarenal glands, since they spirillum fever. Like typhoid, relapsing fever was long believed continue to act during old age. The only gland which constitutes to be simply a form of typhus. The distinction between them an exception to this rule is the genital gland. It plays a double appears to have been first clearly established in 1826, in conrole. It secretes spermatozoa externally, and it secretes internally nection with an epidemic in Ireland. hormones which it passes into the blood stream, actively at In 1873 Obermeier discovered in the blood of persons suffering puberty and during maturity, but less and less thereafter, so that from relapsing fever minute spiral filaments of the genus Spirooa diminution and disappearance of its activity correspond with chaete, having. rotatory or twisting movements. This organism old age. os received the name of Spirillum obermeieri. Fritz Schaudinn Examination of male vertebrate animals, including man, after brought forward evidence that it is an animal parasite., Relapsing
ad
RELATIONSHIP
84
fever is most commonly met with in the young. One attack does not appear to protect froth others, but rather, according to some authorities, engenders liability. The incubation of the disease is about one week. The mortality in relapsing fever is comparatively small, about
5% being the average death-rate in epidemics (Murchison). The fatal cases occur mostly from the complications common to continued fevers. The treatment is essentially the same as that for typhus fever. Lowenthal and Gabritochewsky by using the serum of an immune horse succeeded in averting the relapse in 40% of cases.
RELATIONSHIP TERMS.
Relationship terms are studied
by the anthropologist not merely as so many words inviting philological analysis and comparison, but as correlates of social custom. Broadly speaking, the use of a specific kinship designation, e.g., for the maternal as distinguished from the paternal uncle, indicates that the former receives differential treatment at the bands of his nephews and nieces. Further, if a term of this sort embraces a number of individuals, the probability is that the speaker is linked to all of them by the same set of mutual duties and claims, though their intensity may vary with the closeness of the relationship. Sometimes the very essence of a social fabric may be demonstrably connected with the mode of classifying kin. Thus, kinship nomenclature becomes one of the most important topics of Social Organization. In the daily routine of savage life, relationship terms are not only important as at once ticketing the status of the person addressed or mentioned with reference to the speaker, but also because often there is no other mode of address. This is because of the widespread prejudice against the vocative use of personal names, for which accordingly kinship appellations are substituted, even to the extent of assuming a relationship where none exists.
TERMS
appellations family, kindred and clan systems, the “kindred” being a major bilateral unit.t These latter terms are, however, objectionable since they inject the inferential basis of a system into its descriptive definition. There are clanless tribes with clan systems in Rivers’ sense, and the result would be confusion. Apart from this terminological difficulty, the scheme fails to obviate a logical fault in Morgan’s earlier effort. “Descriptive” and “‘classificatory” do not relate to the same logical universe, hence are not complementary terms. “Classificatory” relates to the number of individuals defined, “descriptive” to the technique of defining a relationship. It is possible to augment or combine primary terms and then apply the resultant to an indefinitely large class of persons. The antithesis to “classificatory” is the concept “individualizing,” as Morgan felt, though he failed to express it. But the purging of the traditional terminology does not carry
us very far. How shall we characterize our simple English system if it embodies both individualizing and classificatory principles?
The answer is provided in Kroeber’s above-cited essay: a kinship terminology is not a logically coherent whole but must be resolved
into the several categories recognized.
Those enumerated by
Kroeber are: the difference of generations; the difference between lineal and collateral kin; the difference of age within one genera-
tion; sex; the speaker’s sex; the connecting relative’s sex; the
difference between consanguinity and affinity; and the life or death of the connecting relative. This pioneer attempt requires both revision and amplification. The last mentioned feature, e.g., is of purely local significance in western North America and of limited application where found. The differentiation between elder and younger sibling (brother or sister) means psychologically simply the intercalation of two additional generations. On the other hand, the reciprocity principle, linking by a common term distinct generations, merits independent status. Cognizance must also be taken of the frequent CLASSIFICATION OF KINSHIP TERMINOLOGIES duplication of terms in address and mere reference, the mode of The foundation of the scientific study of this subject was laid classiñcation itself sometimes differing. Extra-American termiby Lewis H. Morgan in his Systems of Consanguinity and Affinity nologies also suggest that the categories laid down by Kroeber of the Human Family (Smithsonian Contributions to Knowledge, might be materially increased. Even as it stands, however, his XVII., Washington, 1871). In this great work were assembled sketch furnishes a valuable instrument for the precise definition comprehensive schedules for every major area of the globe except Africa and Australia, for which data were largely or wholly inac- andIn comparison of distinct systems.5 the present state of our knowledge it is impracticable to do cessible to the author. Morgan grouped all terminologies under more than concentrate upon an unequivocally significant feature two main heads—the descriptive and the classificatory. The de- as a basis for classification in a world-wide survey, and to refine scriptive system, ascribed to the Aryan, Semitic and Uralian areally by supplementary characteristics. The trait that obfamilies, ‘describes collateral consanguinei, for the most part, by trudes itself on our notice is the treatment of collateral as coman augmentation or combination of the primary terms of relapared with lineal kin in the first ascending and descending gentionship” (pp. 12, 468). The classificatory system never describes erations. It is implicitly the phenomenon that impressed Morconsanguinei by a combination of primary terms but ranges them gan; it has a bearing on Tylor’s and Rivers’ theories (see below); into great classes or categories: “All the individuals of the same and constitutes one of Kroeber’s categories. Practically, the data class are admitted into one and the same relationship, and the same usually suffice to characterize systems from this point of view. special term is applied indiscriminately to each and all of them” The logical possibilities are as follows: (a) Collateral lines (p. 143). Two varieties of the classificatory type were recogare wholly merged in the lineal within a particular generation nized—the Malayan, which merged all kindred of one generation (generation system); (b) each generation is bisected so that irrespective of proximity in one category; and the Turanianonly half the collateral kin are merged in the lineal (bifurcate Ganowanian, in which only some of the collateral kin of a generamerging system); (c) the immediate collateral lines are distion were merged with the lineal, the remainder being separated tinguished from the lineal and from each other (bifurcate colby distinctive terms. lateral system); (d) collateral lines are distinguished from the This dichotomy is unacceptable. As Kroeber! and Rivers? remark, our words for uncle, aunt and cousin likewise range con- lineal, but not from each other (lineal). In standard samples of these four systems logical coherence sanguinez into large classes, so that the absoluteness of the disprevails: if the father’s brother is called father, he addresses his tinction breaks down. Furthermore, Rivers notes? that “descriptive” does not strictly apply to the English and related terminol- brother’s son as son; if there is a separate word for mother’s ogies, which rarely augment or combine the primary terms, That brother, there is likely to be one for nephew. However, discrepepithet may be properly reserved for such Norwegian words as ancies occur, and a system must sometimes be classed by the prefarbror and morbror for father’s and mother’s brother, respec- ponderance of its affiliations. Taking the classification of uncles tively; and hence for certain nomenclatures, e.g., the Arabic, which for illustration, the scheme may be illustrated by the table on largely employ expressions of this order. Thus, Rivers supplanted page 85. The second system, which Morgan and Rivers genetically conMorgan’s dualism with a tripartite scheme, recognizing denotative, nect with the first (though in a reverse sense), is not one whit descriptive and classificatory types. Elsewhere he suggests the
1A. L. Kroeber, “Classificatory Systems of Relationship,” Journal Royal Anthrop. Instit., 1909, 39: 77-84. *W. H. R. Rivers, Social Organization, 1924, 51-77.
oe ace “Kin, Kinship” in Hastings’ Encyclopaedia of Religion ICS.
farther from the third; and the bifurcate collateral system sets off
the immediate family as sharply from the rest of the universe as ‘Social Organization, 55 sq. SE. W. Gifford, California Kinship Terminologies (Univ. Cal. Pub., vol. 18, 1922).
RELATIONSHIP System
i
!Generation
Relatives
Father Father’s Br. Mother’s Br. One “‘father’’ term
Bifurcate Merging .
b
| Bifurcate Collateral
3?
i Ya
|
Lineal
Criterion
k
3?
Two terms; partial merging Three terms; no merging
E |
E 3?
Two terms;
merging only of collaterals
our English lineal system. All four systems actually occur in primitive communities, notwithstanding the widespread notion that they have only the first two, corresponding to Morgan’s classificatory types. With this provisional scheme it is possible to characterize the main areas of the globe. Since regional summaries are available
for Australia and North America, it will be best to begin with these continents. AUSTRALIA Australian kinship terminologies follow the bifurcate merging lan. a Certain other traits are characteristic. Among these is the use of separate terms for maternal and paternal grandparents. Thus, the Kakadu in Northern Australia call the father’s father kaga, but the mother’s father peipi. With many tribes this trait is coupled with the reciprocity principle: in Arunta, arunga designates simultaneously the father’s father and the son’s child. Again, the world-wide distinction between the speaker’s elder and younger siblings often displays refinement, so that in Arunta the father’s elder brother’s sons are “elder brothers,” while the father’s younger brother’s sons are “younger brothers.” More rarely, as among the Mungarai, the uncles and aunts themselves are distinguished with reference to their age as compared with the speaker’s
TERMS
85 NORTH
'
AMERICA
North America north of Mexico may be split into two main
' divisions. Among the Eskimo, in southern British Columbia, the ; Basin states, Washington, Oregon, and part of California, there | are predominantly lineal or bifurcate collateral systems; in the remainder of the continent the terminologies are bifurcate merging. These two main areas correspond roughly to a social organization on the family basis and a clan organization, respectively. Two Australian features, the reciprocity principle and the discrimination of maternal and paternal grandparents, occur exclusively, or nearly so, in the Far West. However, they do not appear with bifurcate merging traits. Primarily on the basis of cousin grouping Spier has established
eight varieties of nomenclature.* The Iroquois type maintains the separation of generations, treats parallel cousins as siblings, and designates cross-cousins by a specific cousin term. The Mackenzie Basin type drops distinctions between cousins, treating all alike as siblings. The Eskimo type resembles the foregoing in merging parallel and cross-cousins, but separates them from siblings. The Omaha systems, embracing several Californian as well as Central tribes, distinguish among cross-cousins. The father’s sister’s children are regarded as sister’s children, which classes them (on bifurcate merging principles) as children if the speaker is a woman. Correlatively, the mother’s brother’s daughter is classed as a mother, while the mother’s brother’s son is equated with the
mother’s brother. In the Crow type the reverse confusion of generations occurs; the father’s sister’s son is a “father” and addresses his mother’s brother’s children as his “children”; the father’s sister’s daughter is a father’s sister. Spier’s remaining varieties rest on other principles. His Salish type diverges in displaying lineal features. The Acoma type is segregated by virtue of its three grandparental terms,—one for a man’s grandfather, another for a woman’s grandmother, a third for a grandparent of the opposite sex. Finally, the Yuman variety is characterized by a refinement of age distinctions,—the father’s elder brothers and mother’s elder sisters being distinguished from their younger siblings, while parallel cousins are sometimes classed as elder or younger siblings according to their parents. While these features have parallels in remote areas, others seem parents’ rather than their own ages. distinctive. According to Radcliffe-Brown, all nomenclatures of Spier’s types avowedly embrace tribes neither geographically the region conform to two types, correlated with distinct forms nor linguistically close to their eponyms. Thus, the Iroquois type of marriage law. In type I., as found among the West Australian embraces the Iroquois, Ojibwa, Cree, Dakota, some Californian Kariera and the Urabunna of the Lake Eyre region, the father’s groups, and the Tsimshian of British Columbia. Based on diferent principles, Spier’s findings (for which he father is classed with the mother’s mother’s brother; by the correlated matrimonial rule a man is prohibited from marrying any deprecates any interpretation) are not at once wholly convertible woman unless she stands to him in the relation of a mother’s into our terminology. However, the Salish case, which he refuses brother’s daughter. In type II., the mother’s mother’s brother is to class by the cousin criterion as of the Mackenzie Basin category, distinguished from the father’s father, being often classed with is coextensive with the lineal type. Moreover, both his Omaha the mother’s mother; here the prescribed marriage is between the and Crow types are varieties of the bifurcate merging type. This, children of two female cross-cousins, a man marrying his moth- in its classical Seneca form, largely coincides with Spier’s Iroer’s mother’s brother’s daughter’s daughter. This second type is quois type, though his stressing of cousin terminology leads to the of wider distribution than the first, having been discovered among admission of several tribes who do not merge parents’ sibthe Dieri, the Central tribes generally, from the Arunta north- lings and parents. In Spier’s scheme, the Eskimo are segregated ward to the Anula and Mara, and among such West Australians as because they use a distinctive cousin term for all cousins. Their separation is undoubtedly warranted. Morgan himself, though the Mardudhunera.1 Probably most of the tribes substitute relationship terms for describing their system as “classificatory,” shows that the personal names in ordinary intercourse, but the central Australians nomenclature has “but two, out of ten, of the indicative features only tabu sacred appellations, while secular names are used in of the system of the Ganowanian family” and that “in the greater address, interchangeably with the kinship terms2 and most important fundamental characteristics of this system it : A feature worth noting is the absence of terms of affinity. This is wanting.”* On Morgan’s evidence, the use of individualizing is evidently to be correlated with the fact that in Australia mar- terms for the parents and the segregation of maternal from pariage is prescribed with definite blood relatives. Accordingly there ternal uncles and aunts, would place the Eskimo under the bifurIs no necessity for coining new words for connections by marriage, cate collateral head; more recent data for another local division This same trait may be expected to occur in greater or lesser de- are confirmatory. gree in other parts of the world where corresponding forms of Spier’s Acoma and Yuman varieties, logically outside his own marriage with blood relatives are either obligatory or at least scheme, hardly merit separate categories, as he himself admits in preferred. the Acoma case. A summary classification of the North American systems thus 1A. R. Brown, “Three Tribes of Western Australia,” Journ. Royal Anthrop. Instit., 1913, vol. 43, 143-194. leads to the following tentative scheme:
For Australia in general cf. Brown in Walter Hutchinson, ed., toms of the World, 160. B. Spencer and Gillen, The Native TribesCusof the Northern Territory of Australia, 1914, 65~82, and The Native Tribes of Central Australia, 1898, 66—91, 637.
3L. Spier, The Distribution of Kinship Systems in North America, Univ. of Washington Pub. in Anthropology, Seattle, 1925, vol. 1, 69-88. 4Morgan, op. cit., p. 277. *D. Jenness, The Life of the Copper Eskimos, Ottawa, 1922.
86
RELATIONSHIP
r. Bifurcate Merging 2. Bifurcate Collateral
3. Lineal
(a) Iroquois; Dakota; Ojibwa : (b) Omaha; Menomini, Sauk; Miwok, Wintun (c) Crow; Pawnee; Creek; Cherokee; Hopi; S. Pomo; Tlingit Eskimo, Mono :
from mother) indicates either inconsistency or inaccurate reporting.» The Tupi generic terms exist for aunt and uncle (aixe and tutyra), but the father term is said to be applicable to all the father’s male kin. In short, there is a mingling of lineal and merging features. More consistently, the Sipibo separate the
Salish; Nootka, Kwakiutl
The Generation system is lacking. Faintly adumbrated, it appears in Spier’s Mackenzie Basin type, but the generation principle is restricted in application, so that there is no approach to the Hawaiian scheme. Various Californian and Basin tribes classed by Spier as of the Mackenzie pattern appropriately fall under the bifurcate collateral group, deviating from the norm only in the grouping of cousins. Such tribes as the Northwestern Maidu belong to the same category and show how this may approach the merging type: parallel cousins here coincide with siblings, while cross-cousins are separated by a special term.! The gap between this Maidu and the Iroquois system is thus reduced to the distinction the former maintains between the father and his brother, the mother and her sister. ; Sporadically, instances occur in otherwise bifurcate merging systems of a partial failure to bifurcate. Thus, the Crow, though only in direct address, use one term for the mother and either kind of aunt. Personal names are generally eschewed in address. CENTRAL
AND SOUTH AMERICA
Central American systems are known mainly through such sources as Gilberti’s Diccionario de la lengua Tarasca (1559), Molina’s Vocabulario de la lengua Mexicana (1571), and Beltran’s Arte del idioma Maya (1742).2 The distinetion of elder and younger sibling is general, and so is the use of reciprocal terms between different generations. Thus, Maya mam is applied to the maternal grandfather and the daughter’s son. The principle of reciprocity occurs among the Miskito of Nicaragua, dapna designating father-in-law and son-in-law, as well as mother-in-law
and daughter-in-law in female speech. ‘The former. classification is shared by the Chibcha of Colombia. In the Ucayali region, the Sipibo apply the word rayos to parent-in-law and son-in-law, while the words for maternal uncle and sister’s son—cuca and cucu suggest a common stem.? In America there is thus a fairly continuous distribution of the reciprocity principle extending from. British Columbia through the Pacific and Basin States into Mexico and northern South America. Several tribes in Latin America recognize to an unusual extent Kroeber’s category of the speaker’s sex. While a Cakchiquel man calls bis son caol and his daughter mial, a woman uses val and vixocal. ` From the scanty material accessible it is not clear how commonly bifurcate merging systems occur south of the Rio Grande. Molina’s Nahuatl nomenclature is Hawaiian in grouping all uncles with the father, żlatli; but it is lineal in segregating aunts, auitl from the mother, nantli, and all nepotic kin as machtli from the son tepitizin and daughter, teichpuch. The Cakchiquel use of tate for father and paternal uncle is true to the bifurcate merging type, but the reported classification of the paternal aunt with the mother, te, while both maternal aunt and uncle are called vican is so anomalous as to call for corroboratory evidence.* Lineal uncle and aunt terms are reported for the Pomero on Arawak. On the whole, the frequency of lineal and bifurcat e collateral features arrests our attention. Thus, the Miskito, while using for the maternal aunt a word from the stem for mother (yapti; mother’s sister: yaptislzp), call the father aisa, the paternal uncle urappia, the mother’s brother tarti. A glossary of Arawaka n languages shows no discrimination between paternal and materna l uncles except in Siusi; there the bifurcate collateral rather than the bifurcate merging principle obtains since the father’s brother is not identified with the father. A single term for aunt (distinct 1K, W. Gifford, Californian Kinship Terminologies, Univ. of Cal. Pub., 1922, 18:43. 2A. C. Breton, “Relationships in Central America,” in Dec. 1919, 186-192. R. H. Lowrie, Culture and Ethnology, 1917, Man, i pen iden Steinen, Diccionario Sipibo, Berlin, 1904. 125.
reton, J.c.
TERMS
father, papa, from both the father’s brother, eppa, and the ma. ternal uncle, cuca, and similarly segregate the mother from the maternal as well as the paternal aunt (tite, huasta, yaya, respectively; it is not clear to what extent the matter is complicated by the use of separate words by men and women). The Araucanian terminology is in part bifurcate collateral: the father, chao, is distinguished from his brother, malle and hbis brother-in-law, huecu;
while the mother’s sister is designated by a derivative from the
mother term.’
It cannot be denied that there are nomenclatures of the usual
“classificatory” type. According to Ruiz de Montoya (1640), the Guarani was of this order. Nevertheless, the South American tendency toward collateral or lineal usage cannot be ignored. ASIA
In Asia the wide distribution of status terms expressive of relative seniority is noteworthy, differences of generation being sometimes disregarded, while again the relative seniority of relatives other than those immediately concerned may be significant. The system of the Turkic Yakut of northern Siberia illustrates some of the relevant complications. Radically of the bifurcate merging type, it groups together as agas the elder sister and all older women in the speaker’s clan, those younger being designated as babys, and the words for elder brother are similarly extended. But the seniority idea overrides the generation principle when ini designates not only younger brother or cousin within the clan, but also, the father’s younger brother and his son; or when ogom is applied indifferently to a child, a grandchild, and even to younger people without reference to relationship. Again, while the father’s elder brother is called by a derivative from the father term, this
same word is extended by the seniority principle to the mother’s
father; and while tay marks off the maternal from the paternal uncles, the mother’s sisters are called according to their age with reference to the mother, tay agas and tay babys. Thus, since the mother is yd, there is in so far forth bifurcation without merging.® When the two parental lines are discriminated and the parents’ siblings are set off from the parents by mere modifiers of the primary “parent” stem, it seems legitimate to speak of a basically bifurcate merging system. The primitive Sinitic languages in part present this phenomenon and suggest that the proto-Chinese system may have conformed to this model. Its present form is puzzling. Morgan vacillated between calling it Malayan or Turanian , i.e., a generation or a bifurcate merging system. If we stress the specialization of, say, uncles by modifiers rather than the use of a common primary stem, it would be recognized as collatera l; otherwise it might rank as a generation system. Some traits however, such as the classing of brother’s sons by males indicate bifurcation. It is evident that emphasis on status and seniority would cause a drift from the bifurcate merging toward the generation pattern. Of the primitive members of the Sinitic stock, the Sema, Ao, Angami and Lhota fall rather clearly under the bifurcate merging division, some of them definitely presenti ng the Omaha variety. Thus, Lhota omo, Sema angu, Chongli Ao okhu mean the maternal uncle and his son; Sema atikeshiu, Lhota orrho, and Chongli anok refer to the sister’s son and the father’s sister’s son in male speech. “W. E. Roth, An Introductory Study of the Arts, Crafts and Cus- ` toms of the Guiana Indians
(38th Rept. Bur. Amer. Ethnol.; 1924, p. 674). Th. Koch-Griinberg, Aruak-Sprachen Nordwestbrasil iens u. de eee Gebiete, Mitteill der Anthrop. Gesell. in Wien, 1911; 41:83 sq.
C. F. Th. von Martius, Beiträge sur Ethnographie u. Sprache nkunde Amerikas, zumal Brasiliens, Leipzig, 1876, 1:353. ee Birger, Acht Lehr- und Wanderjahre in Chile, Leipzig, 1909,
3S. A. Lafone Quevedo, Los términos de parentesco en la organización social sud-americana, Revista de la Univ. de Buenos Aires, 1917, 37:32 Sq.
°M. A. Czaplicka, Aboriginal Stberia, 1914, p. 509.
in
RELATIONSHIP The complete lack of certain kinship terms in some Assamese tribes is remarkable; in Angami, for example, parallel cousins can be designated only by their personal names. The Chinese may combine such names with the specific kinship terms.!
Typical nomenclatures of the bifurcate merging type occur among the peoples of Southern India (including the Toda) and the Vedda of Ceylon. Here, and in other tribes of the area showing this pattern in obscured form, the terminology is affected by cross-cousin marriage. Since a Kachin seeks to marry the daughter of his maternal uncle, he calls his father-in-law and his mother’s brother alike sa; while in Mikir the sister’s son and the son-in-law
are both a man’s osa, and the wife’s brother is his émg-so or “little maternal uncle,” in other words, his maternal uncle’s son.” The two Negrito tribes of Southern Asia differ radically inasmuch as in address the Semang of the Malay Peninsula avoid
personal names,
while the Andamanese
use them exclusively.
They resemble each other in stressing status in their nomenclature. Indeed, it seems doubtful whether the Andamanese have any true kinship terms. Though a parent may be individualized by prefixing the personal pronoun to an appropriate noun, this by itself expresses no bond of consanguinity but simply the status of being some one’s parent. Correspondingly, other words denote relative seniority in varying degrees: mama extends to all considerably older persons such as grandparents and parents-in-law. The Andamanese nomenclature lacks bifurcation completely and
might be treated as a variety of the generation system; this feature, linked with the vocative use of names, suggests affiliation with Polynesia, where however, generation terms are limited to actual kin. The Semang system is not so well known, but bifurcation seems undeveloped. From aż, father, designations for either parent’s elder and younger brother are formed by the addition of age-suffixes; the word for mother with the appropriate suffix means either parent’s elder sister, while a new stem designates a younger sister of father or mother. We shall not go far wrong in assigning this system also to the generation category.3
TERMS
87
distinct culture layers. An archaic system resting on the family may have been complicated by a bifurcate merging system, stressing the seniority idea. In other words, a palae-Asiatic layer may have had Yakut-like accretions.® AFRICA In the southern half of the continent bifurcate merging systems prevail. The Hottentot nomenclature approximates the Iroquois pattern, though the occasional classification of the mother’s brother’s son with the maternal uncle marks a deviation in the Omaha direction. For the Bushmen, data are inadequate, though reported suggestions of a “classificatory system” indicate another sample of the Iroquois form. With modifications of a minor character this holds for most of the Bantu. There is little to support Morgan’s interpretation that the terminology is “Malayan.” His guess that the stem for mother’s brother was a recently evolved substitute for the father term is refuted by its occurrence in much the same form among the Thonga and Wayao, while the concept is attested for as far north as Uganda and the Congo. The very fact cited by Morgan that a single word denotes the paternal aunt and the father proves the stress on bifurcation, even to the detriment of sex distinctions. The generation factor doubtless asserts itself
in the classification of all cousins with siblings, but this is far
from universal in Bantu speech. The Wayao, e.g., distinguish cross-cousins from parallel cousins by a distinctive designation. Moreover, the very essence of the generation principle is ignored by a number of tribes. The Thonga, like the Hottentot, may call the mother’s brother’s son malume, like the maternal uncle, while the daughter of the mother’s brother is a “mother,” and sometimes
the grandchild and the sister’s child fail to be distinguished. Again, the wife’s parent and the wife’s elder sibling fall into
the same Thonga category, and sometimes the grandfather term embraces the maternal uncle. Finally, the Wayao have a reciprocal term for parent-in-law and child-in-law.. There is thus no warrant for putting the Bantu with the Polynesians: their system is basiIn western Asia, the Semitic tribes have been treated as typical cally of the bifurcate merging type, madified locally by various of the “descriptive” pattern. As has been shown, the descriptive causes, sometimes along Omaha lines.® The Hamitic and Hamitoid tribes are generally credited with technique is wholly consistent with a “classificatory” meaning. The Arabic terminology is on the face of it bifurcate collateral. “descriptive” systems. In fact, the descriptive technique may be It is partly shaped by the custom of parallel-cousin marriage, so employed to an unusual degree, so that the ‘Afar of the East Horn that father’s brother and father-in-law are identified in fact and call a brother “mother’s son.” This, however, does not preclude in masculine speech. The absence of a common word for pa- a classificatory meaning for the descriptive designation, much less ternal uncle in Semitic languages has suggested the hypothesis, as for other parts of the same nomenclature. Galla abba, for exyet awaiting confirmation, that the proto-Semitic system was of ample, may be applied not only to the father but as an honorific appellation to any old man. The Somali system is definitely bithe merging type.* Lineal systems occur in northeastern Siberia among the Koryak furcate collateral. Among the Masai the paucity of genuine kinand Chukchee, where clans are lacking. Both tribes distinguish ship terms is no less-remarkable than certain correlated usages. younger and elder siblings, and the Chukchee have even a sepa- While father’s and-mother’s siblings are distinguished from the rate term for “middle” brother. The Yukaghir terminology pres- parents by descriptive phrases, this discrimination extends only to ents disparate features. In a sense, the parents are individualized, reference, while in-address the father’s brother is a father. Most the children are set off from nepotic kin, and the distinction be- kinsmen, however, are not called by terms of consanguinity or tween paternal and maternal uncles indicates a bifurcate collateral affinity but according to the livestock they have received from the system. However, some of the uncle-aunt words are etymological speaker: if he has presented-a man with a bull (ainoni), the benederivatives from the parent terms, suggesting a merging principle. ficiary is called b-ainoni, etc. Generations often fail to be sepaIn addition, the seniority principle of the Yakut order plays a rated: koko embraces aunt amd grandmother, and with a suffix the large part, putting both grandmothers in the same class with the word is applied to a woman’s grandson. Similarly, a reciprocal father’s elder sister, both grandfathers with the elder brother. stem embraces grandfather and a man’s grandson.’ Among the Sudanese negroes a great diversity obtains. The The technique is sometimes denotative, sometimes descriptive. It is plausible to regard this medley as at least partly the result of Timne terminology is lineal, the words for aunt and uncle being generic and distinct from the parent terms, while cousins in a lump Ching-Chao Wu, “The Chinese Family: Organization, Names and Kinship Terms,” Amer. Anthrop., 1927, 316 sq. L. H. Morgan, Systems, 413 sq. F. W. Baller, A Mandarin Primer, 1911, 369.. J. H. Hutton, The Angami Nagas, 1921, 132; id., The Sema Nagas, 1921, 138, oe J. P. Mils, Tke Lhota Nagas, 1922, 93; id., The Ao Nagas, 1926, 4. *E. Stack and Sir Ch. Lyall, The Mikirs, 20f. C. G. Seligmann, The Veddas, 1911, 64. W. H. R. Rivers, The Todas, 1906, 484. O. Hanson, The Kachins, Rangoon, 1913, 215 sq.
3A. R. Brown, The Andaman Islanders, 1922, 53-69. P. Schebesta, Bei den Urwaldzwergen von Malaya, 1927, 108. tC. S. and B. Z. Seligman, The Kababish, a Sudan Arab Tribe, Harvard African Studies, II., 1918, 123. B. Z. Seligman, “Studies in Semitic Kinship,” Bull. School of Oriental Studies, London. Institution, II., pt. 1, 1923, 51-68, 263-279.
SW. Jochelson, “The Koryak,” Mem. Amer. Mus. Nat. Hist., X.,
1905-08, 759; id. “The Yukaghir and the Yukaghirized Tungus,” zbid., XIII., 1910, 68. W. Borogas, Tke Chukchee, ibid., XI., 1907, 538. ' 6A, W. Hoernlé, “The Social Organization of the Nama Hottentots of Southwest Africa,’’ Amer. Anthrop., 1925, 1-24. I. Schapera, South African Journal of Science, 1926, XXIII., 847. Morgan, Systems, 465. H. Junod, The Life of a South African Tribe, r912 I., 217 sq. H. S. Stannus, The Wayao of .Nyasaland, Harvard African Studies, III., 1922, 281. E. W. Smith and A. M. Dale, The Ila-speaking. Peoples of Northern Rhodesia, 1920, I., 316 sg. R. S. Dennett, At: the Back of the Black. Maws Mind, 1906, 35.’ B. Z, Seligman, “Marital Gerontocracy in Africa,” Journal Royal Anthrop. Inst., 1924, 231°Sg...°: i ™Ph. Paulitschke, Ethnographie Nordost-Afrikas, 1893,°I., 188. M. Merker, Die Masai, 1904, Pp. 4%.) >°“ i ra a ON
88
RELATIONSHIP
TERMS
are separated from siblings. Some of the languages display an For most of Oceania Rivers has given a convenient summary, amazing paucity of primary stems, lacking even distinct vocables Broadly, the Melanesians refrain from using personal names for siblings. Thus, in Ewe “brother” is designated by the descrip- whenever there is a suitable term of relationship, while the tive compound “mother’s-child-male,” and the Edo construct de- Polynesians use personal names even for the closest relatives scriptive compounds for “brother” according to whether he is Of the Papuans, the Banaro, settled on a tributary of the Ay. fellow-child through the father or the mother. However, the gusta River, have been accurately described. The differentiation bifurcate merging principle is by no means eliminated since even of the maternal uncle suggests a bifurcate merging system, but in in Edo the paternal uncle is frequently classed with the father in other respects they have developed on generation lines, though address, Nor are typical systems on the bifurcate merging plan anomalous matrimonial customs colour the terminology. An inter. lacking. The Susu nomenclature conforms to the Iroquois stand- esting distinction is drawn between a paternal aunt who has and ard, and this essentially holds for the Ashanti also. Here, however, one who has not been exchanged for the speaker’s mother: the cross-cousin marriage in some measure has affected classification former is called “mother,” the latter “maternal uncle’s wife.” In and the rather extensive use of reciprocal terms partly breaks the contemporary generation, siblings are distinguished according down the barriers between generations. Thus, ase means spouse’s to seniority, cousins are treated as siblings, but are designated parent or child’s spouse; nana is applied to the grandparent and in accordance with the relative seniority of the connecting parhis sibling or to the grandchild and the sibling’s grandchild. Some ents. This feature is shared by such Melanesians of New Guinea relatives may be designated descriptively, but this does not inter- as the Jabim. These tribes fall into the bifurcate merging catefere with the “classificatory” use of the phrase. For example, gory. Reciprocal terms occur for grandfather and grandson, mathe father’s brother’s child is called either “brother” or “father’s ternal uncle and sister’s son, parent-in-law and child-in-law.4 child” without any individualization of meaning in either case. HISTORICAL AND SOCIOLOGICAL INTERPRETATIONS Finally, the Lango terminology is of the bifurcate merging type, the partial use of the descriptive technique being once more conMorgan inaugurated both historical and sociological interpretasistent with “classificatory” meanings. A noteworthy feature is tions of the facts he scheduled. Starting from the axioms that the anomolous designation of cousins. The maternal uncle’s son kinship classifications were “independent of the mutations of lanand daughter are designated by descriptive compounds; a dis- guage” (p. 506) and that they could not be diffused except if the tinct stem, with varying vocalic sex-prefix (okeo, akeo), is applied phonetic symbols themselves were borrowed, he accepted the to the paternal aunt’s children; another stem, similarly varied, similarity of systems as proof of racial identity. He thus inferred denotes the mother’s sister’s son and daughter; while the father’s the unity of the Dravidians and the American Indians, and that of brother’s children are treated as siblings. Thus, neither the two the Zulu and the Hawaiians (p. 466). Apart from the questionkinds of cross-cousins nor the two kinds of parallel cousins are ableness of the premises this argument would lead to the absurd grouped together. The classification of the father’s sister’s chil- conclusion that the Eastern North American Indians stood dren with the sister’s children exhibits an element of the Omaha racially much closer to the Melanesians and various Africans than variety, while other deviations from the generation principle can to their congeners of the Basin area. However, by his collation be derived from rules of widow-inheritance. The occasional of specific resemblan ces, Morgan paved the way for sound hisdesignation of a father’s sister’s son as father is contingent on in- torical conclusion heritance of a maternal uncle’s widow, making her children the certain Central s. For example, he recognized the likeness of Algonkian and southern Siouan systems (p. 179)— heir’s step-children. The Lango nomenclature has been partly a fact now interpreted as the result of diffusion. Diffusion evishaped by loans from Hamitic neighbours, which have been dently is the only possible explanation of the concentration west engrafted on the old Nilotic nomenclature? of the Rockies of such features as the discrimination between paternal and maternal grandparents. INDONESIA AND OCEANIA Sociologically, Morgan viewed his nomenclatures as indices of Morgan based his “Malayan” type on Polynesian terminologies. family life The “Malayan” as the simplest was considered the earliest; and since it failed to distinguish the mother’s brother For the Malay branch of the Malayo-Polynesian family he had a from the father, Morgan concluded that the two were identical, single incomplete report from Borneo, which seemed, however to conform to the Hawaiian norm. There is still great dearth , i.e., that a man had access to his own sister when the system origiof nated. material for this area. In the Philippines, bifurcation is generall The introduction of a term for maternal uncle was said to y result lacking and approximation to the generation system frequent from the prohibition of such unions when the Turanianly Ganowanian system arose. Finally, the “descriptive” terminol results. But even there the Tinguian, Professor Fay-Cooper Cole ogy, failing to merge any collateral relatives with the direct states, distinguish uncles and aunts from parents, 2.¢., fall line of into the descent, lineal category. This is at least partly true of some “Pagan” sys- parents’ was correlated with the rise of property rights and the tems from Borneo, where aunt.and mother are indeed merged, insistence on transmitting them only to direct descendants but (p. where the father is distinguished from uncles generally. 492f.). The scheme thus forms part of an evolutionary theory The imexplaining the portance some Malayans attach to status is probably signific ant; less promisc gradual rise of our civilized family out of more or where a parent is addressed teknonymously and a grandfa uous beginnings. ther reThese interpretations are now recognized as basically celves an appropriate title, people are on the high-road to stratifywrong. Morgan was not warranted in assuming that the Polynesian ing society in terms of generation. However, the Mentawei term islanders, representative of archaic Malayan culture, radically translated “father” implied procreation: the facts simply reveal differ from the Polynesians in not using personal a common status term for all kindred of one generation. names in Simpliaddress. They exhibit conflicting tendencies toward a generation, city here, as in many other linguistic phenomena, is a late development, not a badge of antiquity. Three independent investi a bifurcate merging, and a bifurcate collateral system: while “ina” gators, Sternberg in Siberia, Rivers in Oceania, Lowie in North is the term of address for mother and father’s sister alike, the America, latter has a separate term in non-vocative use ; the maternal uncle have been able to show recent transformations of bifurcate mergis distinguished from the paternal, and the latter is distinguished ing nomenclatures in the direction of generation systems. from the father except vocatively.3 Morgan’s extravagance led Kroeber to reject sociological interpretations almost iz toto. In reply to criticism by Rivers, IN. W. Thomas, Anthropological Report on Sierra he has Leone, I: Law long and Customs of the Timne and other Tribes, 1916, since receded from this position, specifically admitting the bological Report on the Edo-speaking Peoples of 103 sq.; id., Anthro- correlation of certain Nigeria, I., 1910, 112 terminological features with cross-cousin sg. R.S. Rattray, Ashanti, 1923, 24 sq. terminology. The issue was thus reduced to a differe 2J. H. Driberg, The Lango, a Nilotic Tribe of Uganda, nce in phi1923, 178 sq. losophi
‘Morgan, Systems, 451. Ch. Hose and Wm. McDouga Tribes of Borneo, 1., 80 sq. Kroeber, Kinship in the ll, The Pagan throp. Papers, American Museum of Natural History, Philippines, AnXIX., 1919, 75 sq. E. M. Loeb,
ms. on the Mentawei Islands.
cal attitude toward
cultural phenomena.
Rivers
pioned a rigid determinism, contending that “not only chamhas the 4R. Thurnwald, Die Gemeinde der Bénaro, 1921, man, The Melanesians of British New Guinea, 1910, 60 sg. C. G. Selig66, 481, 704.
RELATIVITY general character
of systems
of relationship been strictly de-
termined by social conditions, but every detail of these systems has also been so determined.” On the other hand, Kroeber insisted that “the infinitely variable play of the variable factors forbids any true determinations of causality of a sweeping character.”! Kroeber was unquestionably right in rejecting Rivers’ extreme claim, and in maintaining that since kinship terms were linguistic phenomena, they were subject to alterations of a linguistic character, e.g., extensions in meaning, independently of social conditions. However, he did not sufficiently consider that language represents reality and that in so far as it related to social phenomena it is likely to mirror them, even though imperfectly. The
empirical facts of distribution indicate that the correlation between
social custom and nomenclature is indeed far from perfect, but fairly high. First of all, there is an undeniable tendency to designate by
separate terms relatives with distinctive social functions.
89
we are not usually in a position to determine a simple cause-effect relationship. There are often alternative explanations: the mother’s brother may be identified with the father’s sister’s husband because of cross-cousin marriage or because they both belong to the same exogamous moiety or because two households arrange to marry off their respective daughters to the boys in the other household (Rivers). The safe rule is to reject any social determinant of a nomenclatorial trait unless it is reported as extant in the tribe or at least in the general area in question. Other phases of the problem must be considered. An institution may be overshadowed by coexisting institutions or it may not yet have had time to assert itself terminologically. The Miwok, e.g., practise cross-cousin marriage but their terminology shows a far deeper impress of rival forms of marriage. It seems a fair conclusion that the latter are of greater antiquity.’
Diffusion presents a further complication. While harmony beIt is tween the nomenclature and the social structure is frequent, there
not sheer accident that Polynesians generally lack a term for the maternal uncle, but that a term appears with the avunculate. Furthermore, the same term applied to different individuals is an index of their sharing the same duties and claims, as RadcliffeBrown has pointed out for Australia. Secondly, how are we to interpret the data of geographical distribution? Rivers found that neighboring Oceanians often differed more widely in their kinship systems than remote tribes. A survey of the world establishes this fact on a broader basis. Morgan’s solution of resemblances in Dravidian and Iroquois nomenclature
is impossible, but he put his finger on a real problem. When the Omaha of Nebraska resemble the Californian Miwok far more than their fellow-Siouans; when specific Omaha features crop up in some Assamese tribes and again on the upper Nile, the fact naturally arouses curiosity and calls for explanation. If the same social factors uniformly accompany the terminological resemblance, a genuine correlation is established. Thus, the grouping of the mother’s brother’s son with the maternal uncle in the tribes cited is linked with paternal descent, while the classification of the father’s sister’s son with the father, and of the father’s sister’s daughter with the paternal aunt generally accompanies maternal descent. We are not dealing with a simple causal nexus, for there are matrilineal tribes like the Seneca and patrilineal tribes like the Ojibwa who do not override the generation principle in this fashion. But a functional relationship remains. It is conceivable that the Omaha and Crow varieties of the bifurcate merging type depend on additional factors that may some time be discovered. That, without prejudice to other functional relations, a high correlation obtains between a clan organization and the bifurcate merging system, seems certain. Clanless tribes like the Andamanese, Chukchee, Basin Shoshoneans, Hawaiians, have no terminologies of this type; characteristic clan organizations are almost uniformly coupled with them. Tylor’s generalization, corroborated by Rivers and Lowie for Oceania and North America, respectively, seems to hold.? Yet it is possible to derive the terminology from the joint effect of the levirate and the sororate, institutions probably quite as widely distributed as the clan organization. True, they do not explain why in the common Iroquois variety of the type parallel cousins of the same sex are grouped together, while cross-cousins of the same sex are segregated under a common term of their own. Tylor’s idea that the moiety represents the
primeval clan does explain this; but large sections of the world
with the bifurcate merging nomenclature—notably Africa—lack
are discrepancies that can be most readily interpreted by borrowing. To exemplify, there are tribes with a bifurcate merging terminology that lack clans, but their location suggests that they have borrowed a neighbor’s nomenclature. It would be dangerous to infer that they had at one time been organized into clans, unless extraneous data so suggest. Finally, there are the linguistic factors stressed by Kroeber. When nearly all Siouan languages have a separate term for paternal aunt, the lack of such a word (in address only) among the Crow must be interpreted as a late development; and the use of the “mother” word appears as a characteristic sample of linguistic extension,—-the same phenomenon as when English uses “wife” as a special term of affinity while the cognate German Weib applies to woman generically. The reality of such phenomena militates against any attempt to reduce the whole of kinship terminology to social causes. There will always be residual phenomena resisting interpretation on any but linguistic lines. This means that they are in a sense unique facts that can be understood after they have
been observed but that could not be deduced from general
principles.‘ These cautions limit but do not destroy the sociological significance of relationship terminologies. When all allowances are made for disturbing factors, a host of correlations remain between kinship features and sociological factors. When more intensive studies of large linguistic families shall be available, it will be possible to balance with greater nicety the relative importance of
sociological and other factors as determinants.
RELATIVITY.
The progress
(R. H. Lo.) of natural science in the
first quarter of the present century was especially noteworthy through the appearance of the doctrine of relativity, and its almost immediate acceptance by the scientific world in general. The need for some such theory had long been felt and was becoming continually more urgent. As-far back as 1887 Michelson and Morley, experimenting for quite another purpose, had obtained results which obstinately refused to fit into 19th-century conceptions of the general nature of the universe. Experiments in other directions soon indicated that the difficulties thus revealed were not isolated difficulties confined to one special corner of science, but extended throughout a large part of electrical and optical science. Theoretical discussions by Lorentz, Larmor and others drew attention to the serious nature and extent of the difficulties which had arisen, and pointed, although somewhat vaguely, to the direction in which a solution was likely to be found.
In 1905 a paper appeared by Albert Einstein, then professor of theoretical physics in the University of Berne, which showed, although its implications were not at first fully understood, that while social correlations of terminological features are undeniable, the difficulties revealed by the experiment of Michelson and Mor‘Rivers, Kinship and Social Organization, 1914; id., H istory of Mela- ley, as well as others which had subsequently come to light, could nestan Society, II., 1x, passim. Kroeber, Classificatory Systems of be removed at the expense of pouring into the melting-pot all Relationship, 1909; id., “California Kinship Systems,” Univ. of Cal. the ideas then prevalent as to the fundamental nature and meanmoieties. In the present state of our knowledge, then, we may say that
Pub., vol, 12, no. 9, p.p. 385-396 (1027).
ing of space and time.
Inst. XVITI., 1889, 245-272. Rivers, Kinship and Social Organization.
I94, esp. 181 seg. (1916).
E. B. Tylor, “Ôn a Method of Investigating thè Development of Institutions, applied to Laws of Marriage and Descent,” Jour. Anthrop. Lowie, “Exogamy and the Classificatory System of Relationships,” Am. Anth., 1915, 223-239. .
In effect, although this again was not
3E. W. Gifford, “Miwok Moieties,” U. Cal. Pub., 1916, vol. 12, 139-
‘R. H. Lowie, “The Kinship Systems of the Crow and Hidatsa,” Proc. roth Intern. Congr. Americ., 1917, 340.
go
RELATIVITY
realized at the time, it went further and showed that the experiments in question actually compelled a recasting of these ideas. At this time gravitation held obstinately aloof from all other physical phenomena; an ether had been devised which explained optical and electrical phenomena with fair success, but it refused
to find room for the phenomenon of gravitation. In 19r5 Einstein published further papers which showed that gravitation admitted of a very simple explanation in terms of the new ideas as to the nature of space and time. The gravitation which was explained in this way was, however, just a shade different from the gravitation of Newton. When it was realized that the gravitation of nature was also just a shade different from that of Newton, and it was further discovered that nature ranged herself completely with Einstein in this matter, then the acceptance of Einstein’s theory was universal and complete. While gravitation fitted quite naturally into the new scheme of nature demanded by the theory of relativity, it was found to be less easy to fit in the general phenomena of electro-magnetism. The last few years have seen a great deal of discussion as to the way in which these must be joined on to Einstein’s general theory of relativity and, as we shall see below, the issue is still in doubt. General Nature of the Principle.—Science advances in two ways, by the discovery of new facts, and by the discovery of mechanisms or systems which account for the facts already known. The outstanding landmarks in the progress of science have all been of the second kind. Such, for instance, was the Copernican system of astronomy, which explained the already known motions of the planets; such was the Newtonian mechanism (the force of gravitation) which explained the elliptic orbits of the planets and the earth’s pull on terrestrial bodies; such was the Darwinian mechanism of natural selection, which explained the survival of some species and the extinction of others. Such also is the theory of relativity. The scientist’s desire to discover mechanisms or systems arises
no doubt primarily from the constitution of the human mind; our intellects, unsatisfied with a mere accumulation of facts, impel
us ever to search for the causes underlying the facts: Vere scire
est per causas scire. But to the working scientist the discovery
of a mechanism has an additional and more practical value. When he has found a mechanism which will account for certain laws, he can proceed to examine the complete set of laws which the mechanism demands. If his mechanism corresponds with sufficient closeness to reality he may in this way be led to the dis-
covery of new natural laws. On the other hand, the new laws
deduced from the supposed mechanism may be false. If the falsity of the new laws is not at once revealed science may for a time be led into wrong paths. When more accurate experimenting or observation discloses that the new Jaws are not true a recasting of ideas becomes necessary, and the branch of science concerned may experience a time of revolution followed by a period of rapid growth. An obvious illustration of these general statements is provided by the history of astronomy. The laws of the motions of the planets, as observed from the earth, were tolerably well known to the Greeks. They had also evolved an explanatory mechanism starting from the premise, which seemed to them to be necessary on metaphysical grounds, that the paths of the planets must necessarily be circles. The earth was the centre of the universe and round this revolved spheres to which the planets were atft tached. The retrograde motion of the outer planets was explained « by supposing that they were attached to secondary spheres revolving about points on the primary spheres which in turn revolved about the earth. This mechanism of cycles and epicycles as an planation of planetary motion held the field for 18 centuries. nally the observations of Tycho Brahe provided a test which ealed the falsity of the whole structure. The position of Mars found to differ from that required by the mechanism of epieles by an amount as great as eight minutes of arc. “Out of ese eight minutes,” said Kepler, “we will construct a new theory at will explain the motions of all the planets.” | ihe history of the succeeding century of astronomy need not recapitulated here. The earth yielded its place as the centre b
4
t
[PHYSICAL THEORY
of the universe, and the structure of cycles and epicycles crumbled away.
The laws of planetary motion were determined
precision
which
for
the
time
appeared
to
be
final.
with a
The
mechanism underlying these laws was supposed to be a “force” of gravitation. This force was supposed to act between every pair of particles in the universe, its intensity varying directly as the product of the masses of the particles and inversely as the square of
the distance separating them—the famous law of Newton. In science, history repeats itself and, in recent years, the theory
of relativity has provided a further instance of the general processes we have been considering. Under the Newtonian mechanism
every planet would describe a perfect ellipse about the sun as focus, and these elliptic orbits would repeat themselves indefinitely except in so far as they were disturbed by the gravitational forces arising from the other planets. But, after allowing for these disturbing influences, Leverrier found that the orbit of the planet Mercury was rotating in its own plane at the rate of 43 seconds a century. Various attempts have been made to reconcile this observed motion with the Newtonian mechanism. The gravitational forces arising from the known planets were demonstrably unable to produce the motion in question, but it was possible that Mercury’s orbit was being disturbed by matter so far unknown to us.
Investigations were made as to the disturbance to be expected from various hypothetical gravitating masses—a planet or a ring of planets between Mercury and the sun, a ring of planets outside the orbit of Mercury, a belt of matter extended in a flattened disc in a plane through the sun’s centre, an oblateness greater than that suggested by the shape of the sun’s surface, in the arrangement of the internal layers of the sun’s mass. In every case the mass required to produce the observed disturbance in the motion of Mercury would have also produced disturbances not observed in the motions of the other planets. The solution of the problem came only with the theory of relativity. Just as Tycho’s eight minutes of arc, in the hands of Kepler and Newton, revolutionized mediaeval conceptions of the mechanism of the universe, so Leverrier’s 43 seconds of arc, in the hands
of Einstein, has revolutionized
our
xgth-century
conceptions,
not only of purely astronomical mechanism, but also of the nature of time and space and of the fundamental ideas of science. The history of this revolution is in effect the history of the theory of relativity. It falls naturally into three chapters, a first narrating the building of the earlier physical theory of relativity, a second dealing with the extension of that theory to gravitation, and a third, which is still in process of being written, attempting to include electro-magnetism in the physical system presented by the existing theory of relativity.
THE PHYSICAL THEORY OF RELATIVITY The earliest successful attempt to formulate the laws governing the general motion of matter is found in Newton’s laws. The first law states that :-— Every body perseveres in its state of rest or of uniform motion in a right line unless it is compelled to change that state by forces impressed thereon. | In this law no distinction is made between rest and uniform motion in a straight line, and the same is true of the remaining
laws. Hence follows the remarkable property to which Newton draws explicit attention in his fifth corollary to the laws of
motion :— Lhe motions of bodies included in a given space are the same among themselves, whether that space is at rest, or moves uniformly forwards in a right line without any circular motion. As a concrete application of his principle, Newton instances “the experiment of a ship, where all motions happen after the same manner whether the ship is at rest or is carried’ uniformly forward in a right line.” Just as a passenger on a ship ina still sea could not determine, from the behaviour of bodies inside the ship, whether the ship was at rest or moving uniformly forward, so we cannot determine from the behaviour of bodies on our earth whether the earth is at rest or not. We believe the earth to be moving round the sun with a speed of about 3okm.
RELATIVITY
PHYSICAL THEORY]
QI
a second, so that there can be no question of the earth being |slight difference in the times of the total paths of the two beams permanently at rest, but we are unable to determine whether from O back to O. There would in any case be a difference owing it is at rest at any specified point of its orbit, or, in the probable to the necessarily imperfect equalization of the lengths of the arms
event of its not being at rest, what its absolute velocity may be. There is no more reason for thinking the sun, than the earth, to be at rest. Newton wrote as follows :— “It is possible that in the remote regions of the fixed stars, or perhaps far beyond them, there may be some body absolutely at
rest, but impossible to know, from the positions of bodies to one another in our regions, whether any of these do keep the same
position to that remote body. It follows that absolute rest cannot
be determined from the position of bodies in our regions.” The above quotations are all from the first book of the Principia Mathematica. Previous to them all Newton writes: “I have no regard in this place to a medium, if any such there is, that freely
pervades the interstices between the parts of bodies.” The two
centuries which elapsed after the publication of the Principia witnessed a steady growth of the belief in the reality of such an
all-pervading medium. It was called the ether, or aether, and by the end of these two centuries (1887) it was almost universally believed that light and all electro-magnetic phenomena were evidence of actions taking place in this ether. Light from the most distant stars was supposed to be transmitted to us in the form of wave motions in the ether, and we could see the stars only because the sea of ether between us and these stars was unbroken. Tt had been proved that if this sea of ether existed it must be at rest, for the alternative hypothesis that the ether was dragged about by ponderable bodies in their motions had been shown to be incompatible with the observed phenomenon of astronomical aberration and other facts of nature. On this view it was no longer necessary to go to Newton’s “remote regions of the fixed stars, or perhaps far beyond them,” to find absolute rest. A standard of absolute rest was provided by the ether which filled our Iaboratories and pervaded all bodies. Owing to our motion it would appear to be rushing past us, although without encountering any hindrance—“like the wind through a grove of trees,” to borrow the simile of Thomas Young. The determination of the absolute velocity of the earth was reduced to the problem of measuring the velocity of an ether current flowing past us and through us. In this same year (1887) the first experimental determination of this velocity was attempted by the Chicago physicist Michelson. The velocity of light was known to be, in round numbers, 300,000 km. a second, a velocity which was interpreted as representing the rate of progress of wave motion through the ether. If the earth were moving through the ether with a velocity of 1,00okm. a second, the velocity of light relative to a terrestrial observer ought to be only 299,o0ookm. a second when the light was sent in exactly the direction of the earth’s motion through the ether, but would be 3o1z,cookm. a second if the light was sent in the opposite direction. In more general terms, if the earth were moving through the ether, the velocity of light, as measured by a terrestrial observer, would depend on the direction of the light, and the extent of this dependence would give a measure of the earth’s velocity. The velocity of light FIG. 1.—DIAGRAM OF MIalong a single straight course does not per-
CHELSON’S
APPARATUS
mit of direct experimental determination, Designed to ascertain the but the same property of dependence on earth’s velocity through the ether direction ought to be true, although to a less extent, of the average to-and-fro velocity of a beam of light sent along any path and then reflected back along the same path. It was through this property that Michelson attempted to measure the earth’s velocity through the ether. ‘The apparatus was simple in principle. A circular table ABCD (see fig. 1) was arranged so as to be capable of slow rotation about its centre O. Light sent along CO was divided up at O into two beams which were made to travel along perpendicular radii OA, OB. The arms
OA, OB were made as equal as possible and mirrors were placed
at A and B to reflect the beams of light back to O. An extremely sensitive optical method made it ‘possible to detect even a very
OA, OB, but if the earth is moving rection OP, and if the table is made this difference ought itself to vary tion through the ether. Michelson,
through the ether in some dito rotate slowly about O, then on account of the earth’s moand afterwards Michelson and Morley in collaboration, attempted to estimate the amount of this variation. No variation whatsoever could be detected, although their final apparatus was so sensitive that the variation produced by a velocity through the ether of even 1km. a second ought to have shown itself quite clearly. Thus to the question “What is our velocity through the ether?” nature appeared to give the answer “None.” It was never suggested that this answer should be accepted as final; this would have brought us back to a geocentric universe. Clearly either the question had been wrongly framed or the answer wrongly interpreted. It was pointed out in 1893 by Fitzgerald, and again independently, in 1895, by Lorentz, that the null result of the Michelson-Morley experiment could be explained if it could be supposed that motion through the ether altered the linear dimensions of bodies. They both showed that the experiment would invariably and of necessity give a null result if every body moving through the ether with a velocity u was contracted in the direction 2 of its motion in the ratio |):—~, c being the velocity of light. c The supposition that such a contraction occurred was not only permissible—it was almost demanded by electrical theory. Indeed, Lorentz had already shown that if matter were a purely electrical structure, the constituent parts would of necessity readjust tbeir relative positions when set in motion through the ether and the
final position of equilibrium would be one showing precisely the contraction just mentioned.
On tbis view, there was no prima facie necessity to abandon the attempt to measure the earth’s velocity through the ether. The answer to the problem had merely been pushed one stage farther back, and it now became necessary only to measure the shrinkage of matter produced by motion. It was obvious from the first that no direct material measurement could disclose the amount of this shrinkage, since any measuring rod would shrink in exactly the same ratio as the length to be measured; but optical and electrical methods appeared to be available. Experiments to this end were devised and performed by Rayleigh, Brace, Trouton and Noble, Trouton and Rankine and others. In every case a null result was obtained. It appeared then that if the earth moved through the ether this motion was concealed by a universal shrinkage of matter, and this shrinkage was in turn concealed by some other agency or agencies. j At this time the word “conspiracy” found its way into the technical language of science. There was supposed to be a conspiracy on the part of the various agencies of nature to prevent man from measuring his velocity of motion in space. If this motion produced a direct effect x on any phenomenon, the other agencies of nature seemed to be in league to produce a countervailing effect —x. A long train of experiments had not revealed, as was intended, our velocity through the ether; they had merely created a conviction that it was beyond the power of man to measure this velocity. The conspiracy, if such there was, appeared to have been perfectly organized. A perfectly organized conspiracy of this kind differs only in name from a law of nature. The inventor who tries to devise a perpetual-motion machine may come to the conclusion that the forces of nature have joined in a conspiracy to prevent his machine from working, but wider knowledge shows that he is in conflict not with a conspiracy, but with a law of nature—the conservation of energy. In 1905 Einstein, crystallizing an idea which must have been vaguely present in many minds, propounded the hypothesis that the apparent conspiracy might be in effect a law of nature. He suggested that there might be a true law to the effect that “it is of necessity impossible to determine absolute motion by any experiment whatever.” This hypothetical law may
RELATIVITY
92
again be put in the equivalent form: “The phenomena of nature will be the same to two observers who move with any uniform velocity whatever relative to one another.” This may be called the hypothesis of relativity. The hypothesis in itself was not of a sensational character. Indeed, from the quotations which have already been given from Newton's works, it appears probable that Newton himself would have accepted the hypothesis without hesitation: he might even have regarded it as superfluous. The true significance of the hypothesis can only be understood by a reference to the scientific history of the two centuries which had elapsed since Newton. The Newtonian view that absolute rest was to be found only “in the remote regions of the fixed stars, or perhaps far beyond them,” had given place to a belief that absolute rest was to be found all around us in an ether which permeated all bodies. What was striking about the hypothesis was its implication—either that we could not measure the velocity relative to ourselves of a medium which surrounded us on all sides, or else that no such medium existed. The hypothesis demanded detailed and exhaustive examination. It was for the mathematician to test whether it was in opposition to known and established laws of physics, and to this task Einstein, Lorentz and others set themselves. If the hypothesis proved to be in opposition to a single firmly established law, then of course it must be abandoned. It was unlikely that such an event would occur among the well-established laws, for if it did, the phenomena governed by that law would enable direct measurement to be made of the earth’s velocity through the ether, a measurement which had so far eluded all attempts of experimenters. It
was among the more obscure and less well-established laws, if any-
[PHYSICAL THEORY
proceed from the general hypothesis to the detailed laws implieg in it; this has already been done, with completely satisfactory results as regards confirmation of the hypothesis. Or regarding the hypothesis of relativity as being itself a detailed law, we may attempt to generalize upward to something still wider. It is this possibility which must for the moment claim our attention. In 1905 Einstein examined in full the consequences of the hy.
pothesis that one simple optical phenomenon—namely, the trans. mission of a ray of light in free space—was, in accordance with the hypothesis of relativity, independent of the velocity of the observer. If an ether existed, and provided a fixed framework of reference, then light set free at any instant would obviously travel with a velocity which would appear to an observer at res} in this ether to be the same in all directions, and the wave front at any instant would be a sphere having the observer as centre. On the hypothesis of relativity the phenomenon of light trans-
mission must remain unaffected by the motion of the observer,
so that the light must appear, to a moving observer also, to travel with a uniform velocity in all directions, and thus to the moving observer also the wave front must appear to be a sphere of which he is the centre. It is, however, quite obvious that the same spherical wave front cannot appear, to each of two observers who
have moved some distance apart, to be centred round himself, unless the use either of the common conceptions of science or of the ordinary words of language is greatly changed. In fig. 2it is not possible, in ordinary language, that both O and P should at
the same instant be at the centre of the sphere ABC. The change to which Einstein was forced is one which has an intimate bearing
upon our fundamental conceptions of the nature of space and time; this change it will be necessary to explain in some detail. Suppose that two observatories, say Greenwich and Paris, wish to synchronize their clocks, with a view to, let us say, an exact determination of their longitude difference. Paris will send out a wireless signal at exact midnight as shown by the Paris clock, and Greenwich will note the time shown by the Greenwich clock at the instant of receipt of the signal. Greenwich will not, however, adjust their clock so as to show exact midnight when the signal is received; a correction of about -ooz second must be made to allow for the time occupied by the signal in traversing the distance from Paris to Greenwich. To turn to mathematical symbols, if f is the time at which a signal is sent out from one station, the time of
where, that discrepancies were to be looked for. It is impossible here to give a complete account of the many tests to which the relativity hypothesis has been subjected. The result of all can be summed up in one concise and quite general statement :—-Wherever the hypothesis of relativity has appeared to be in conflict with known or suspected natural laws, further experiment, where possible, has without a single exception shown the laws to be erroneous, and has moreover shown the alternative laws suggested by the hypothesis of relativity to be accurate. It is only in somewhat exceptional cases that the hypothesis of relativity suffices of itself to determine fully the form of a natural law; these cases constitute the most striking triumphs of the theory. As instances may be mentioned the determination of the law connecting the mass of an electron with its velocity; of the law expressing the velocity of light through a transparent medium in motion (Fizeau’s water-tube experiment); and of the formulae for the magnetic forces on moving dielectric media (experiments of Eichenwald and H. A. Wilson). Before leaving this general statement, particular mention must be made of one special case. A natural law which, at an early stage, was seen to be in conflict with the hypothesis of relativity was Newton’s famous law of gravitation—namely, that every particle of matter attracts every other particle with a force proportional to the product of the two masses, and to the inverse square of their distance apart. Hither, then, Newton’s great law had to be abandoned, or else the hypothesis of relativity had to be
astronomers will not, as they expect, synchronize their clocks, but set them at an interval apart equal to
tives that has led to the most surprising developments of the
which may, to an approximation, be put equal to =. c
discarded, in which case it would immediately become possible, in theory at least, to determine the earth’s velacity through space by gravitational means, It is the choice between these two alterna-
receipt at a second station is taken to be fae where x is their disc tance apart, and c is the velocity of light. This represents the ordi-
nary practice of astronomers, but it is clear that if the earth is travelling through a fixed ether with a velocity u in the direction of the line joining the two observatories, the velocity of transmission of the signal relative to the two observatories will not be c but
c-+-u, and the time of receipt at the second station will be bt CTY Thus it appears that it is impossible to synchronize two clocks
unless we know the value of v, and that the ordinary practice of
A
theory of relativity; and to these we shall return later. According to the hypothesis of relativity, it is impossible ever The hypothesis of relativity, as has already been explained in to determine the value of u, and so it is impossible ever truly to this section, postulates that the phenomena of nature will be the synchronize twọ clocks. Moreover, according to this hypothesis, same to two trained observers moving relative to one another with the phenomena of nature go on just the same whatever the value any uniform velocity whatever. The hypothesis has been so amply of u, so that the want of synchrony cannot in any way show itṣelf tested as regards all optical and electro-magnetic phenomena that —in fact, if it did, it would immediately become possible to measmo doubt is felt, or can rationally be felt, as to its truth with re- ure the effect and so arrange for true synchrony.
ct to these phenomena. The hypothesis can be examined and EPvcloped in two opposite directions. We may, on the one hand, ‘For references to the original papers dealing with these and other ts of the hypothesis of relativity see Cunningham,
The Principle
öf Relativity, or J. H. Jeans, Mathematical Theory of Electricity and Magnetism
(4th or sth ed.).
As the earth moves in its orbit, the value of ~ changes, so that
its value in the spring, for instance, will be different from its value in the autumn. One pair of astronomers may attempt to synchro-
nize a pair of clocks in the spring, but their synchronization will appear faulty te a second pair who repeat the determination in the
autumn, There will, so to speak, be one synchrony for the spring
RELATIVITY
PHYSICAL THEORY]
and another for the autumn, and nelther pair of astronomers will be able to claim that their results are more accurate than those of their colleagues. Diferent conceptions of synchrony will correspond to different velocities of translation. These elementary considerations bring us to the heart of the problem which we illustrated diagrammatically in fig. 2. The observer at O in the diagram will have one
conception of simul-
taneity, while the second observer who moves from O to P will, on account of his
A
different velocity, have a different conception of simultaneity. The instants at which the wave front of the light signal from O reaches the various points A, B, C in the
diagram will be deemed to be simultaneous by the observer who remains at O, but the 2 observer who moves from O to P will quite unconsciously have different ideas as to Fie 2-—pIAGRAM OF simultaneity. At instants which he regards motion OF OBSERVER as simultaneous the wave front will have AND LIGHT-SIGNAL some form other than that of the sphere ABC surrounding O. If the hypothesis of relativity is to be true in its application to the transmission of light signals, this wave front must be a sphere having P as its centre. Einstein examined mathematically the conditions that this should be possible. A precise statement of his conclusions can only be given in mathematical language. The observer who remains at O in fig. 2 may be supposed to make exact observations and to record these observations in mathematical terms. To fix the positions of points in space he will
map out a “frame of reference” consisting of three orthogonal axes, and use Cartesian co-ordinates x, y, z, to specify the projections along these axes of the radius from the origin to any given point. He will also use a time co-ordinate ¢ which may be supposed to specify the time which has lapsed since a given instant, as meas-
ured by a clock in his possession. Any observations he may make on the transmission of light signals can be recorded in the form of equations between the four co-ordinates x, y, z, £ For instance, the circumstance that light travels from the origin with the same velocity c in all directions will be expressed by the equation (of the wave front) :—
tyte—P=o
n
(1)
The second observer who moves from O to P will also construct a frame of reference, and we can simplify the problem by supposing that his axes are parallel to those already selected by the first observer. His co-ordinates, to distinguish them from those used by the first observer, may be denoted by the accented letters x’, y’, s’, #’, If his observations also are to show light always to travel with the same velocity c in all directions, the equation of the wave front, as observed by him, must be:— atLy?1 2/2 62729
(2)
A r1oth-century mathematician would have insisted that x, y, z, £ must necessarily be connected with x’, y’, 2’, 2’ by the simple relations :— x’ =4%—ut
y =y z =3
s
aa
ar
as
A)
r=
Indeed, he would have been unable to imagine that there should be any other relation connecting these quantities. It is, however, obvious that if these relations hold, then equation (x) cannot trans-
form into equation (2). Einstein showed that equation (1) will transform into equation (2) provided the co-ordinates x, y, z, £ of the first observer are connected with the co-ordinates x’, y’, 2’, ¥ of the second observer by the equations :—
x’ = B (x —ut)
wN —3 where § stands for (I -5)
93
To form some idea of the physical meaning of these equations, let us consider the simple case in which the first observer is at rest in the ether while the second moves through the ether with velocity u. The points of difference between equations (B) and (A) then admit of simple explanation. The factor $ in the first of equations (B) is simply, according to the suggestion of Fitzgerald and Lorentz already mentioned, the factor according to which all lengths parallel to the axis of x must be adjusted on account of motion through the ether with velocity u. The moving observer must correct his lengths by this factor, and he must correct his times by the same factor in order that the velocity of propagation of light along the axis of x may still have the same velocity c; this explains the presence of the multiplier 8 in the last of equations (B). The one remaining difference between the two sets of equa-
tions, namely, the replacement of ż in (A) by i-= in (B), repc resents exactly the want of synchrony which, as we have already seen, is to be expected in the observations of two observers whose velocity differs by a velocity u. Although the equations admit of simple illustration. by considering the case in which one observer is at rest in a supposed ether, it will be understood that the equations are more general than the illustration. They are in no way concerned with the possibility of an observer being at rest in an ether, or indeed the existence of an ether at all. Their general interpretation is this: If one observer O, having any motion whatever, finds, as a matter of observation, that light for him travels uniformly in all directions with a constant velocity c, then a second observer P, moving relative to O +
with a constant velocity u along the axis of x, will find, as a matter of observation, that light, for him also, travels uniformly in all directions with the same constant velocity c, provided he uses, for his observations, co-ordinates which are connected with the
co-ordinates of O by equations (B). This is the meaning that was attached to the equations by Einstein in 1905, but the equations had been familiar to mathematicians before this date. They had in fact been discovered by Lorentz in 1895 as expressing the condition that all electro-magnetic phenomena, including of course the propagation of light, should be the same for an observer moving through the ether with velocity u as for an observer at rest in the ether. For this reason the transformation of co-ordinates specified by these equations is universally spoken of asa “Lorentz transformation.” What Einstein introduced in 1905 was not a new system of equations but a new interpretation of old equations. The two observers whe used the co-ordinates x, y, z, £ and x’, y”, z’, t had been regarded by Lorentz as being one at rest in an ether and one in motion with a velocity u; for Einstein they were observers moving with any velocities whatever subject to their relative velocity being u. Lorentz had regarded ¢ as the true time and 2?’ as an artificial time. If the observer could be persuaded to measure time in this artificial way, setting his clocks wrong to begin with and then making them gain or lose permanently, the effect of his supposed artificiality would just counterbalance the effects of his motion through the ether. With Einstein came the conception that both times, ¢ and ¢, had precisely equal rights to be regarded as true time. The measure 7’ of time is precisely that which would be adopted naturally by any set of observers, or race of men, who disregarded their steady motion through space; their adoption of it would be above criticism if, as Einstein suggested, their motion through space had no influence on material phenomena, and it represents, as we have seen, the usual practice of astronomers in comparing time at different places. From this point of view neither measure of time is more accurate or more logical than the other. There are as many ways of measuring time as there are observers, and all are right. The investigator who ‘is trying to discover laws of nature will, in general, require to measure both time and space either directly or indirectly. If, to take a simple case, he is studying the motion of a single particle, he will measure out the position of the particle at definite instants as determined by his clock. He may specify the position of the particle at any instant by three measurements in space—for instance, he may say that two seconds after his particle started it was 6ft. to the E. of the point from which it
94 started, oft. to the N. and r2ft. vertically upward.
RELATIVITY The mathe-
matician would express this by taking axes x, y, z to the E., to the
[GRAVITATION
must be thought of as something real and objective, but the choice of axes is subjective and will vary with the observer, the relation
N. and vertically upwards, and saying that at time ¢=2 the particle between different choices being expressed mathematically by ow had co-ordinates x=6, y=9, z=12. Or he might, putting his time equations (B), the equations of the Lorentz transformation. An co-ordinate ¢ on the same footing as the space co-ordinates v, y, Z, inspection of these equations shows that the sets of axes chosen simply say that x=6, y=9, z=12, f=2 represented one position of by different observers have different orientations in the continuum, the particle. A complete set of readings of tbis type, each consist- so that what one observer describes as a pure space interval wil] ing of values of four co-ordinates, would give the complete history appear to another to be a mixture of time and space. The instant of time and point in space at which any event occurs of the motion of the particle. Such sets of simultaneous measurements form the common ma- can, be fixed by a single point in the continuum, so that the interval terial of investigations in both pure and applied science. For in- between two events will be represented by a finite line. The events stance, the engineer may measure the extension of a sample of and the interval between them are absolute, but the interval wil} steel corresponding to different loads; the electrician may measure be split up into time and space in different ways by different obthe amount of light given by an electric flament corresponding to servers. The interval between any two events, such as the great different amounts of current passed through it. In each of these fire of London and the outburst on the star Nova Persei, may be cases there are only two quantities to be measured simultaneously, measured by one set of observers as so many years and so many and an investigator can conveniently represent the result of the millions of miles, but another set of observers may divide the inwhole series of bis measurements in graphical form; a single read- terval quite differently. For instance a terrestrial astronomer may ing is represented by a point whose distances from two fixed per- reckon that the outburst on Nova Persei occurred a century before pendicular lines represent the quantities measured, and the curve the great fire of London, but an astronomer on the Nova may obtained by joining these single points will give all the informa- reckon with equal accuracy that the great fire occurred a century tion contained in the whole set of readings. before the outburst on the Nova. A third astronomer may insist We have seen that, in studying the motion of a particle in space, that the events were simultaneous. All may be equally right, alfour sets of quantities must be measured, so that the results ob- though none will be right in an absolute sense. At this stage we tained cannot be plotted graphically on a piece of paper. Their may notice one respect in which our pile of glass plates failed to proper representation demands a four-dimensional space, in which represent the true continuum. The mass of glass was stratified x, Y, z and £ are taken as co-ordinates. The practical importance of into different plates which represent different times for one parsuch graphical representation is zil, since it is impossible to con- ticular observer. To obtain a section which would represent what struct a four-dimensional graph, but its theoretical importance to an observer in motion relative to this first observer could regard the theory of relativity is immense. For if the hypothesis of rela- as simultaneous positions of the aeroplanes, we should have to cut tivity is true, then the four-dimensional graphs of any natural the mass of glass on the slant. The continuum is more closely repevent constructed by all observers, no matter what their relative resented by our plates of glass if they are annealed into a solid motions, will be identical. The influence of their motion will be mass from which all trace of the original stratification is made to shown only in that the axes of x, y, z and ¢ will be different for disappear. All observers, no matter what their motion, are then different observers, and the relations between these sets of axes equally free to cut a section to represent their individual ideas of will be those given by the foregoing equations (B). simultaneity. The importance of this conception can hardly be overestimated, Thus space and time fade into subjective conceptions, just as and it may be well to consider it further with the help of an illus- subjective as right hand or left hand, front and behind, are in orditrative example. Imagine a number of aeroplanes flying over Eng- nary life. The continuum alone is objective and may be thought of land, and, in order to eliminate one of the three directions in space as containing an objective record of the motion of every particle —the vertical—let us limit them to fly always at the same height, of the universe. The curve in which this record is embodied is say 1,000ft. above sea-level. Imagine a number of similar plates spoken of as the world line of the particle in question. To use the of glass prepared, each marked faintly with an outline map of words of Minkowski: “Space in itself and time in itself sink to England and with lines of latitude and longitude. Suppose that at mere shadows, and only a kind of union of the two retains an 12h.o.m. G.M.T. a plate is taken and the position of each aero- independent existence.” plane marked by a thick black dot. At 12h. rm. let a second plate GRAVITATION AND RELATIVITY be taken and similarly marked, and let this be done every minute for an hour. The 60 plates so marked will constitute a record of Since all the phenomena of light and of electro-magnetism are the motion of each aeroplane within this hour. If, now, we place believed, on almost incontrovertible evidence, to be in accordance the plates in order, one above the other, on a horizontal table, the with the hypothesis of relativity, it is necessarily impossible to mass of glass so formed will present a graphical representation, in determine absolute velocity by optical or gravitational means. On three dimensions, of the motions of all the aeroplanes. In this the other hand, as we have already mentioned, the Newtonian law graph the two horizontal co-ordinates represent motions in any of gravitation is readily seen to be inconsistent with the hypothesis two rectangular directions over England, say east and north, while of relativity. Three alternatives are open:— the third co-ordinate—the vertical—represents time. The indiGi.) The Newtonian law may be true, in which case it must be vidual black dots which represent the positions of any one aero- possible to determine absolute velocity by gravitational means. plane will form a dotted curve, and this curve gives a graphical (ii.) The Newtonian law may be untrue in its original form, but representation of the motion of the particular aeroplane. Our rec- may become true when amended so as to conform to the relativity. tangle of glass contains the history, for one hour, of all the aero- hypothesis. . planes in graphical form. (ii.) Neither of the foregoing possibilities may be true. To represent the motion of particles in the whole world of space Alternative (i.) was explored by Sir Oliver Lodge, who, assuma four-dimensional graph is required. The four-dimensional space ing the exact truth of the Newtonian law of gravitation, deduced in which it is constructed may, following the usual terminology, that the observed motion of the perihelion of Mercury could be oe spoken of as a four-dimensional continuum. The history of any accounted for if the sun were moving through space with a veyarticle in the universe—just as that of any aeroplane flying over locity of about 7okm. a second ina certain direction. This investiugh th(·y !Jot.h held the mediaeval d o c trin e that litl!ratu re should 1 each �orne abstruse truth beneath a veil of ftc l ion , differed from Dante in t hi s , that their poetry and prose in the vernacular abanclom·d bot h allegory and symbol. In the ir practke t hry ignored their theory; l'etrarch's lyri c s continue the I'rown�al t r � di t i on as it had been re:o�me:l in Tu s c any , with a subtlt•r anrl more mod:.!rn analysis of emotion, a purer and more cha�tened style than his masters could ho1st; Boccacdo's tales, in like manner, continue the tradition of the fahliaux, rai s i ng that literary spt'des to the rank of finished art, e nri c hing it with humour and strengt hcning its substance by keen i n s ight into all vari(:ties of charac.ter. The Canzo11icre and the Decameron distin�uish themselves from mediaeval literature, not by any return I o classical prececlcnts, but by free srlf -conscious handling of human nature. So much had to be premised in orcll:r to make it ckar in what rclal iun humanism sl ood to th e Renaissance sin c e the Italian work of Dante, Pctrarch and Borcacdo is su:Ji:ient to indicate the re-birth of tlw spirit after ages of apparent deadness. Had t he Revival of L e arni n g not interv e n ed , it is prob able that the vigorous dforts of these writers alone would have inaugurated a new a�c of European cull ure. Y ct., while noting this reservation of judgment it must also be r em arked that all t hree felt themselvt•s unde r �ome peculiar obli�ation to the classics. Dante, mediacval as his temper RCcms to us, rho�c Virgil for his guide, and ascribed his mastery of style to the study of Virg:Jian poetry. l't�lrarch and Boccarcio were, as we have st!en, the pioneers of 1 he n ew learning. They held their writings in the vernacular chl'ap, ami initiated that ronlempt for the mother tongue which was a note of the earlier Renaissance. Giovanni Villani, the first rhrunidrr who used Italian fur the compilation of a methodical history, t e l l s us how he was im p e l l e d to write by m u s i n g on the ruins of Ronw, and thinking of the v ani s he d greatness of the Latin race. We have, therefor!', to recognize that the four greatest writers of the qth Ct'nlury, while the Revival of Le arn in g was yet in its cradle, each after his own fashion acknowledged the vivifying touch u pon his spirit of the antique genius. They seem lu have been conscious that tlwy c.: ould not give the desired impulsc to modern literature and nrt without contact with the rla8�ics; and, in spite of the splendour of their achievements in Italian, thl'Y found no immediate followers upon that path. Scholarship and Literature.-Thc fascination of pure study was so powerful, the Italians at that epoch were so eagc·r to reco\'r.r the past, tha t during the rsth century we have before our eyes the spcrtade of this great nation deviating from the course of dt•Yelopnwnt begun in poetry by Dante and Petrarch, in pro:;c by Bocc:Jccio and Villani, into the channels of scholarship and antiQuarian n•sean:h. Tht� language of the C:mzmtiac and Dcrmncrcm was abandont·d fur n•vived L atin and discovered Greek. Acquisition supplanted invent ion; i mi t a tion of classical authors suppressed originality of style. The energies of the Ita li an people were dcvolt•d to transcribing the codices, settling texts, translating Greek books into Latin, compiling grammars, commentaries, encyclopaedias, dictionaries, e pi t ome s and ephemerides. During this century the bl'st historiC's-Bruni's and Po�gio's annals of Florence, for exampk�werc composed in Latin after the manner of Livy. The best dissertations, Landino's Camaldmlt'11st.·s, Valla's De Voluptate, were labour ed imitations of Cicero's Tuscu!a11s. The best verse, Pontano's elegies, Politian's hexamt"ters, were, in like m a nner Latin; public o ra t ion s upon ceremonial occ as ions were delivered in the Latin tongue; correspondence, o fficia l and familiar, was carried on in the same l a n gua �tc ; even the fabliaux recdvcd, in Poggio 's Faceti(ze, a dress of elegant La tinity. The noticeable barrenness of Italian l i t erat u re at this p er i od is r eferable to the fact that men of genius and talent devoted themselves to
I j
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erud iti on and struggled to express their thoughts and feelings in � speech which was not natural. Yet they were engaged in a wor� of incalculable importance. At the c los e of the c en tury the know!· edge of Greec e and Rome bad been reappropriated and place( beyond the possibili t y of destruction; the chasm between the ok and new world had been bridged; m edia e val modes of thinkin� and discussing had been sup ersed ed ; the s taple of education, th( c ommon culture which has brought all Europe into intellectua: agreement, was already in existenc e. Humanism was now an ac· tuality. Owing to the uncritical veneration for antiquity whid then p revai led , it had received a s t rong tincture of pedan try . It! p:ofessors, in t heir revolt against the middle ages, made light ot Christianity and paraded paganism. What wa s even worse froit an artistic point of view, they had contracted pueri lities o f style vanities of rhetoric, stupidities of wearisome citation. Still, at the op e ning of the 16th c en tu ry , it became manifest what fruit! of noble quali ty the Re vi va l of Letters was about to bring forU: for modem literature. Two great s c holars , Lorenzo de'Medici anc l'olit.ian, had a l ready returned to the practi c e of Italian poetry Their work is the first absolutely modern work-modern in tht sense of having a bsorbe d the stores of classic l earn i ng and repro· du ce d those treasures in forms of simple, n atu ral , native beauty lloiardo o cc upie s a similar position by t he fusion of classic my· thology wi th chivalrous romance in his Orlando lnnamorato. Bul the v i c tor ' s laurels were reserved for Ariosto whose Orlandt Furioso is the purest and most perfect extant e x a mple of Renais· �:mce poetry. It was not merely in what they had ac qu i red anc ::ssimilatcd from the classics that these poets showed the tr an s · f o :m a t ion efiectecl in the fields of literature by humanism . Tht whole method and spirit of the mediaeval art had been aban · doned. That of the cinque ce11to is positive, delined, mun dan e The deity, if de ity there be, that r ul es in it, is be au t y . Interest i! c c n fi nc d to th e actions, passions, s uffe ri ng s and joys of humar life, to its pathetic, tra�ic, hum orous and sentimental incidents Of the state of souls b eyon d the grave we hear and are supposec to care noth:ng. In the drama the pedantry of the Revival whid had not i n ju red romantic literature made itself perniciously felt Rules were collected from Horace and Aristotle. Seneca Wa! chosen as the model of tragedy; l'lautus and Terence supp lied th£ g ro und work of comedy. Thus in the plays of Ruccllai, Tri ssino Spcronc and other tragic poets, the nobler clements of humanism considered as a revelation of the world and man, obtained no fref development. Even the comedies of the best au th or s are too ob· servant of Latin precedents, although s om e pieces of Machiavelli Arioslo, Aretino, Cecchi and Gelli are admirable f or vivid delinea lion of contemporary mann ł
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1. The church of the Sorbonne, Paris. 18th century 2. St. Paul’s Cathedral, London, built 1675-1710, Sir Christopher Wren, architect 3. Ecole Militaire, Paris. Fagade on the Champs de Mars. Built 1752; Jacques IV. Ange
4. The Chateau at Blois, showing a gallery of the Louis XII. wing facing the courtyard
Gabriel, architect
(late 15th century)
RENAISSANCE
ITALY: SPAIN]
ARCHITECTURE
137
Peter's, by the majestic simplicity of its major parts and by its | sense of unreality. His stone churches in Venice including the great dome—the best example of the finest architectural inven- great composition of St. Georgio Maggiore with church, campation of the Renaissance—has a claim to a place in that movement nile, monastery, harbour and lighthouses in one scheme, facing it is in smaller buildings in Rome like the Farnese and Massimi the town across the lagoon, are sounder architecture because palaces, by Antonio Sangallo and Baldassare Peruzzi respectively, they are sounder building. Giaconio Barozzi da Vignola, commonly called Vignola, was that the full flavour of the culminating period is to be tasted. In them is to be found not only complete mastery of plan, by which much the same type of architect as Palladio and, like him, puball apartments flow together to make a whole out of well-shaped lished his designs and his rules of proportion. As Palladio ruled units, but both exteriors and interiors that show a similar mastery in England so Vignola did in France. Working chiefly in Rome of classical detail while maintaining the traditional form and expression of an Italian nobleman’s house. From Rome this mastery of classical forms and their adaptation to modern purposes, which makes Italian Renaissance architecture of importance to us to-day, flowed back to the provincial towns. In Bologna, his native city, Peruzzi built a number of astylar houses simple in composition yet completely unified and with detail almost Greek in its refinement. In Verona, Sanmichele, architect and military engineer, fortified the town, his birthplace, and gave to the palaces he built in it and in Venice qualities of strength and scale which are unsurpassed in the works of any master. Through his military engineering work he apparently learnt economy of means in obtaining his effects; for instance, in his series of great gateways through the walls of Verona he
reduced cornices to mere bands except in the central portion of his design in order to enforce his climax. His work shows a strength, grandeur and scale that surpasses in its finest qualities Roman work itself. His Grimani palace on the Grand canal at Venice is the strongest and most impressive of those built during the Renaissance. In the library of St. Mark’s at Venice, by Jacopo Sansovino, architect and sculptor, who like so many of his profession started life in Florence, the culminating period of the Renaissance reaches a note of greater richness if not greater grandeur. In its facades of two main storeys, each with fully developed order and arch in the Roman manner, Sansovino succeeded in combining these storeys into one whole by means of an enlarged frieze to the upper order, by low thin steps to the lower and by a crowning balustrade with statues. By the depth of his reveals and the doubling of his subsidiary order in the thickness of the wall, by his overlay of rich, sculptured ornament, he produced here perhaps the richest building before the full advent of the Baroque period. The building, nevertheless, with the assistance of the broad surfaces of its unfluted columns, carries Its richness with complete assurance and dignity. There is no feeling that it is overloaded. It is no wonder, therefore, that its façades have formed the main motives of many an opera house and theatre throughout the world, including the most famous, Garnier’s great opera house in Paris. Palladio
and
Vignola.—The
freer use of the orders was
carried a step further still by Andrea Palladio who practised chiefly in the small town of Vicenza in the second half of the 16th century but whose name nevertheless became more widely known than that of any of his contemporaries. Indeed, his use in his later buildings of a single order of columns or pilasters as the governing motive for a facade gave rise to the term Palladian in English architecture.
So great was his fame, assisted by his
book, that Vicenza became a centre of pilgrimage for English architects in the ryth and 18th centuries from Inigo Jones onwards. His written work like that of Serlio, Vignola and ọther Italian architects who wrote on their art, followed Vitruvius and was largely concerned in establishing a system of proportions for the orders and their accessories. Palladio’s buildings, however, are better than his writing. The Palazzo Consiglio, fọr instance, facing his more famous basilica, where he used a powerful Corinthian order of four columns running up the face of the building, with the cornice returned round each column as in the form of Nerva, shows the hand of the master in the modelling of his small building so that its scale throughout lives up to the giant size set by his columns. In the comparatively poor town of Vicenza to obtain the great effects he sought he was reduced to building
In brick covered with stucco and no doubt it was the fluidity of this latter material which gave to his buildings their slight
and the neighbourhood during the latter half of the 16th century he stood like Palladio as a bulwark against the increasing power of the Baroque. Michelangelo seems to have little influence upon him, except perhaps in the dramatic quality of his compositions, such as that of his great pentagonal villa at Capzarola and the magnificent climax achieved in his small one for Pope Julius JIT. in the Borghese gardens. With these two men, Palladio and Vignola, the work of the Italian Renaissance may be said to have reached the utmost limit of revived and revivified Roman architecture. The motives and orders of the Romans could be exploited no further. For fresh advance it required the genius of Michelangelo and the other founders of the Baroque, who, lifting Italian architecture from its orderly Roman basis of assembled units in plan and elevation, gave it new freedom by considering structure rather as so much plastic material for the fancies of the modeller than so much cubic content in rooms and walls for the imagination of the architect. While, however, the Baroque for a time conquered the known world, with perhaps the single exception of England, as new problems arose in later centuries calling for new solutions the whole of the Western world, including America, turned again to the architecture of the Italian Renaissance, for refreshment, for guidance and, most important of all, for sanity and clearness of expression. BIBLIOGRAPHY.—L. B. Alberti, De re aedificatoria, or I diecit Libri de Parchitetturra (1458, trans. by Leoni as Architecture in Ten Books, 3 vols., 1726) ; L. Gruner, Fresco Decorations and Stuccoes of Churches and Palaces of Italy, 2 vols., plates in folio and text in 4to. (1854); H. G. Nicolai, Das Ornament der Italienischen Kunst des XV. Jahrhunderts (1882); W. J. Anderson, Architectural Studies in Italy (1890); A. Schutz, Die Renaissance in Italien, 4 vols. (1891—95); W. J. Anderson, The Architecture of the Renaissance in Italy (1927); J.
Burckhardt, Geschichte der Renaissance in Italien (1912) ; G. Gromort, Histoire abregée de Parchitecture de la Renaissance en Italien (1912) ;
J. Durm, Baukunst der Renaissance in Italien (Handbuch der Architektur, 1914) ; H. Willich, Baukunst der Renaissance in Italien (1914); G. Biagi, The Architecture of the Renaissance in Italy; H. Strack, Central- und Kuppelkirchen der Renaissance in Italien, 2 vols. Florence: F. Ruggieri, Sceltz di Architéttura della Citta di Firenze, 4 vols. (1738); A. H. V. Grandjean de Montigny et A. Famin, Architecture Toscane (1874); H. von Geymuller and A. Widman, Die Architektur der Renaissance in Toscana (1885-1908); J. C. Raschdorff, Toscana (1888). Milan and Genoa: M. P. Gauthier, Les Plus beaux édifices de la ville de Génes, 2 vols. (1818); G. and F. Durelli, La Certosa di Pavia (1853); F. Callet et J. B. C. Lesueur, Architecture italienne: édifices publics et particuliers de Turin et Milam (1855); T. V. Paravicini, Die Renaissance Architektur der Lombardei (1878) ; R. Reinhardt, Genua (1886) ; O. Grosso, Portali e Palazzi di Genova, Rome: A. Palladio, 7 Quattro Libri del? Architecttura (1570. The
best English editions are those of Leoni and Ware) ; D. de Rossi, Studio Œ Architettura
Civile della Citta di Roma, 3 vols.
(1720~21);
O. B.
Scamozzi, Fabbriche e Disegni di Andrea Palladio, 4 vols. (1776-83) ; C. Percier and P. F. L. Fontaine, Choix de plus Célébres Maisons de Plaisance de Rome et de ses Environs (1809); T. F. Suys et L. P. Haudebourt, Palazs Massimi d Rome (1818); H. von Geymuller, Les Projets primitifs pour la Basilique de St. Pierre de Rome, 2 vols. o 80) ; Letarouilly, Le Vatican et la Basilique de Saint Pierre de Rome, 2 vols. (1882); H. von Geymuller, Tke School of Bramante (trans. 1891); H. Strack, Baudenkmaeler Roms des XV.~XIX. Jahrhunderts (1891) ; C. Ricci, Baroque Architecture and Sculpture in Italy (1912) ; M. S. Briggs, Baroque Architecture (1913). Venice: G. Leoni, The Architecture of Andrea Palladio (1715, 1721, 1742); P. Paoletti, L’Architettura e la Scultura del Rinascimento in Venezia, 3 vols. (1893); O. Raschdorff, Palast-architektur von OberItalien und Toscans-V enedig (1903); A. Haupt, Palast-architektur von Ober-Italien und Toscana (1908). (C. H. R.)
II. RENAISSANCE
ARCHITECTURE
IN SPAIN
Towards the latter part of the 15th century, the decorative motives of the Italian Renaissance began to make their appear-
138
RENAISSANCE
ance in the ornamentation of Spanish buildings. The prosperity which followed the conquests of Peru and Mexico and the national
ARCHITECTURE
[SPAIN
but of mass and of proportion, seemed more in keeping with the arrogant imperialism of Charles and Philip.
exaltation which accompanied the end of the long wars with the At any rate when these monarchs had extended their Moors had found expression in the construction of great Gothic power over Spain, the Empire, Holland, Naples, Burgundy and cathedrals, but for the decoration of these, and especially for the America, Renaissance architecture in Spain entered, quite abruptly, construction of minor works of architecture such as tombs, altars, its second phase. Monumental building succeeded ornamental retablos and rejeria (iron screens), Italian artisans were employed. Architecture became once more a form-giving art. Buildings These artisans, bringing with them many examples of Renais- seem no longer to have been addressed to the social spirit of man, sance design, taught their art to the Spanish and Moorish crafts- to seek to charm, to become a pleasing amenity in civic and men. The patronage of wealthy ecclesiastics who, travelling in ecclesiastical life; rather they seem to have been intended to overItaly on some business of the Church, had fallen under the spell awe, to express in plastic form the energy and might of a stupenof Italian art, gave an added impetus to this new school of orna- dous Government. The palace built by Charles V. at Granada js mentalists. From the chapels of the cathedrals the new style was a fine example of this political architecture. A part of the Alham. introduced into the palaces of the archbishops and into the uni- bra was destroyed to make room for it. One regrets, of course, versities and hospitals established by the Church; the wealthy the oriental palace, full of sensuous charm and aristocratic lovelifamilies of Burgos, Toledo and Salamanca soon adopted it for the ness, but the newer palace is not less beautiful. Still more impresdecoration of their patios and the facades of their houses; and sive is the great Escorial (1560—84), a vast monastery built around by the second decade of the 17th century it had become the a votive church and a mausoleum. This granite pile, which measaccepted style of ornament throughout Spain, profoundly modi- ures 675 ft. by 530 ft., achieves a majestic and awe-inspiring charfying the character of Spanish architecture. acter by sheer size and weight. The grandeur and consistency of the Plateresque.—This decoration, which in its delicacy of scale remarkably unified design, the dramatic setting against the mounand the exquisite perfection of its workmanship resembles silver- tains and above the plain of Madrid, make of this monument smith’s work—the
work of artisans rather than of architects—
has been called Plateresque (from platero, silversmith). The motives used are the arabesque, the rinceau, the grotesque, the candelabrum shaft, the panelled pilaster and the richly moulded entablature; and with these Italian forms there are mingled the geometric patterns inherited from the Moors and, not infrequently, Gothic forms such as the pinnacle, the crocket, cresting and the pierced balustrade. Moorish influence is felt, also, in the use of elaborate wood carvings, especially on the ceilings which are splendidly enriched with carved ornament and colour, and in the use of tiles, in superb coloured patterns, for walls and for stairs. Gothic influence survives in the occasional use of the ribbed vault. The use of the undraped human figure is infrequent except in the forms of children, but representations of animals in action, accurately observed and vigorously executed, are used in great profusion. Heraldry is also a source of many ornamental enrichments.
The exuberance of ornament, the fine craftsmanship and the refinement in modelling, in line and in the distribution of light and shade, are the architectural expression of a wealthy and proud aristocracy, which had discovered in Italy a new vocabulary of pleasure-giving forms. These forms were employed, oftentimes, with little understanding of their relation to structure; nor were they used, as in Italy, to give accent and significance to a composition in mass or space. They were used rather to enliven and enrich
the textures of walls—an embroidery applied to surfaces—as if the house, or the tomb, were an added garment worn by its owner to express his taste and his importance. Like the costumes of the time, the buildings are embellished with rich patterns, applied with an exquisite tact and with a fine feeling for rhythm and contrast In spacing. The masterpiece of the period is undoubtedly the Ayuntamiento, or city hall, of Seville (1527-35), a building whose ornament is not excelled in Europe in fertility of invention or in facility of execution. Second Phase.—The Plateresque architecture in Spain resembles the 15th century architecture of Lombardy and Venetia, and, like it, was succeeded by a colder and more monumental manner of building more correctly based upon Roman precedents. This change was due in part to the increasing knowledge of Roman art and to an admiration for the splendid monumental achievements of the 16th century masters, Bramante, Sangallo and Sanmichele, newly revealed to Spain. Her armies had overrun Italy; she had taken, and sacked, the city of Rome itself. But the change is also due to a change in the temper of the Spanish aristocracy. An architecture that was merely an embroidery applied to buildings could not, however lovely in itself, satisfy men who were masters of the world and who desired to express in an enduring form the grandeur and permanence of the political fabric that they had created. The colder and more abstract architecture of ancient Rome, vast in scale and in weight, an architecture, not of ornament
sublime symbol of the union of Spanish power and Catholic faith. The interior of the great cathedral of Granada, the Lonja, or exchange of Seville, and the hospital of San Juan Bautista,
Toledo, are other examples of this second phase of the Spanish Renaissance, which are not unworthy of comparison with the best work of contemporary Italy. This phase did not last long beyond the close of the 16th century. (See Barogue ArcutTECTURE.) Churrigueresque.—An architecture more congenial to the artistic spirit of Spain and derived from that of Fontana and Borromini appeared in the early part of the 17th century. It is characterized by a free plastic handling of masses, a broken or undulating skyline, an irregular, capricious distribution of light and shade, and a vast profusion of ornament; structure, geometric form and classic precedent are smothered under a lavish encrustation of luxuriant detail. At times this detail recalls that of the Plateresque; more often it differs from it altogether. It is bolder with far greater depths of broken shadow and vigorous projections; it is more fluid, the forms and planes melting into each other in rounded forms and an intricacy of curved lines; and there is lacking altogether the delicacy of line and shadow and the exquisite refinement in modelling that give distinction to the plateresque. The joyousness, the youth, of the early 16th century was replaced by a self-conscious and sophisticated spirit. Architecture was not, as in the Plateresque, a source of direct sensuous enjoyment; it was a language that attempted to translate passion and mysticism into plastic forms. The vocabulary of this new language is like that of Baroque Italy: there is the same prodigal use of volutes and consoles, of broken and scrolled pediments, of twisted columns, of reversed balusters and of elaborátely modelled finials. The cartouche, enmeshed in a fantastic frame of volutes and scrolls, and the human figure, emotionally rendered and set in a niche, are characteristic forms of ornament, and there is a lavish abundance of flowers, of modelled draperies, shells and festoons, often executed (in an altar or retablo) in onyx, lapis lazuli, bronze or some other richly coloured material. This Baroque style in Spain is often called the Churrigueresque, from the name of its most successful practitioner, José Churriguera. It reaches its fullest development in altar-pieces and in
the decoration of doorways. The west front of the Cathedral of
Marcia, although not completed until the 18th century, is a chàr-
acteristic example of the Spanish Baroque.
;
BIsLioGRAPHY.—M onumentos arquitecténicos de Espaiia (1859-81) } Andrew Prentice,
Renaissance Architecture and Ornament in S‘pain. (1890) ; C. Uhde, Baudenkmaler in Spanien und Portugal (1892); M. Junghandel, Die Baukunst Spaniens (1898) ; A. Shubert, Der Barockin Spanien (1908) ; A. Byne and M. Stapley, Spanish Architecture in the Sixteenth Century (1917); C. Moncanut (editor), Arte y Decoración en España (1922) ; A. Whittlesey, Architecture of Southern Spain and Architecture of Northern Spain (1922); Vicente Lampérez Romea,
Arquitectura Civil Española (1922).
(J. Hun.)
RENAISSANCE
FRANCE] Ill, RENAISSANCE
ARCHITECTURE
ARCHITECTURE
139
IN FRANCE
no clear understanding of the essence of classic architecture, ż.e., It has become customary to include under the classification of unity and purity of form, and a definite relationship of all the Renaissance architecture all the architecture produced in a coun- elements of 2 composition to a common standard of measure, but try after the Graeco-Roman revival in Italy from the 15th century there was an effort to attain harmonious distribution of these eleto the end of the 18th. In the course of three centuries, as must ments. The king was building, or remodelling, Villers-Cotteret, be clear, the types of buildings, their planning and their construc- Fontainebleau, Chambord, Madrid, St. Germain, La Muette and tion—#.¢., all that is vital and fundamental in the character of Blois, and, at’ his example, Renaissance forms were adopted for architecture—must vary widely, to meet the demands of changing Ecouen, Ancy-le-Franc, St. Pierre at Caen, St. Eustache and St. social systems; and thus the only characteristic common to such Etienne du Mont. The nobles, with the necessity for security dedissimilar types of architecture as, for instance, that of the time creasing as the king’s power grew, abandoned their old fortresses of Francis I. and that of the period of 1750, is the employment or transformed their family seats by large windows pierced in the of the classic orders as elements of the decorative design. Bear- towers, and by the addition of new wings. The plan of city resiing this in mind, then, the following divisions for the periods of dences remained Gothic, however, with the master’s dwelling French Renaissance architecture are essential: standing between the garden and the courtyard in front; the servRenaissance Proper (1475-1610).—Covering the period from ices were arranged at the sides of the courtyard, and the house the introduction of the Italian-revival classicism through the reigns faced the garden side; this disposition entre cour et jardin reof Charles VIII., Louis XII., Francis I., Henry II. and his suc- mained a favourite in France as late as the 19th century. Within cessors, up to 1589, and including, as a transitional period, the the dwelling, the walls—unless covered with tapestries—still period of reconstruction, after the religious wars, of Henry IV. showed their masonry, and the rooms still had Gothic timber-work (1589—1610). ceilings, but the huge fireplaces were adorned, on their pilasters Seventeenth Century Renaissance —Covering the period of the and niches, with the new arabesques (e.g., chimneys of Blois
development of French classic art, from its formation in the first
half of the century (reign of Louis XIII., 1610-43) through 1660, when the personal influence of Louis XIV. (1643-1715) was dominant, and up to about 1700. Eighteenth Century Renaissance.—Covering the last phase of the Louis XIV. period, the Regency, and the return, in the second half of the century, to the more academic style which terminated at the Revolution.
Renaissance Proper (1475-1610) .—In the last quarter of the 15th century the importations of Italian works of art increased steadily; the French nobles ordered funeral monuments and cabinet work in Italy, and brought over skilled Italian workmen; the military expeditions into Italy had familiarized many Frenchmen with the Italian Renaissance and created the desire to produce at home the masterpieces admired abroad. But the Gothic art (see GOTHIC ARCHITECTURE), though dying, was by no means dead, and Gothic edifices continued to be built as late as the 17th century. The Italian influence, therefore, did not find a clear course, but asserted itself simply in the replacement of certain Gothic forms of decoration by Renaissance details. A compromise was thus effected between the old and new traditions, and the work of
building went on as before under the guidance of the French
master-builders (heads of the various gilds). The plan of a building, and its vaults, high roofs, dormer windows and decorative chimneys followed the Gothic tradition; while on every space suitable for carving appeared the arabesques of the Italian pilaster, the medallions with profiles of the Caesars, and the capitals, mouldings and ornaments inspired by Roman precedent. This dualism of structure and ornament is the essential characteristic of French Renaissance architecture.
and Hotel D’Alluye). By the middle of the 16th century, the Gothic finally disappeared from domestic architecture, although in religious architecture—where evolution is always slower—the planning still
remained flamboyant Gothic (e.g., Brou, Troyes, transepts of Beauvais, and St. Nizier at Lyons). Then, in the period from 1547 to the beginning of the reign of Henry IV. (1589) there was an amazing development—the antique system of proportions was
mastered. The use of the Roman orders became general, but they were adapted to conditions so different from those prevailing in Italy that they acquired a character peculiarly French. Such innovations as open stair-wells, alternation of ordinances of pilasters and projecting columnated motives, and the French order of Philibert de l’Orme, are contributions to the architectural repertory that were widely used later. The giant order, embracing two
storeys, was developed simultaneously in France and in Rome. The names of three architects dominate this period: Philibert de ’Orme (1510-70), who built the Chateau d’Anet, part of Chenonceau and the earliest portion of the Tuileries; Pierre Lescot (1510P—78), who built a portion of the Cour du Louvre; and Jean Bullant (1525-78), who built at Fére-en-Tardenois, at Chantilly
(Chatelet), additions to Ecouen, and a part of the Tuileries. With the passing of this generation of great architects, the brilliant period closes,—having lasted for only 20 years,—and is succeeded by a period of sterility, due to religious wars and anarchy. Reign of Henry IV. (1589-1610) .—The architecture of the
short interval between the time of the entrance of Henry IV. into Paris and his death (1595-1610), may be called the architecture of a reconstruction period. It is characterized by a simplicity and effectiveness attained, not by the use of expensive ornament, but Authorship of Buildings.—The authorship of the principal by brick and stone employed in the old French tradition, the buildings of this first period has been the subject of long and vio- facades being decorated by quoins of rustication instead of by the lent controversies; but the argument of those who attribute it orders—a somewhat severe treatment which was softened by the almost exclusively to Italian architects is not overwhelmingly con- mellow colour of the walls under the firm silhouette of the slate vincing. This argument runs to the effect that “the ignorant mas- roofs. The outstanding contribution to architecture, however, was ter-builders whose names appear on the records were incapable of the king’s great undertaking to remodel the city, which had grown producing the work of the early Renaissance.” But these same up haphazardly—an undertaking such as had not been attempted “ignorant” master-builders had been, and were still, building mas- since the days of imperial Rome. To achieve his end, he made laws terpieces of Gothic architecture. The work of French designers regulating the heights of buildings and the paving and widening of is clearly marked by its fluency in the prevailing Gothic construc- streets, and prohibiting the overhanging upper stories of the tion, and its uncertainty in the Italian vocabulary of ornamenta- middle ages. Finally, by the contribution of such schemes of civic tion. To ascribe it, therefore, to Italian builders, compels the planning as the place Royale (now the place des Vosges) and the strange assumption that the Italian, in crossing the Alps, had for- place Dauphine, he inaugurated a school which, after reaching its gotten the very rudiments of forms of which his knowledge was apogee in the 18th century, furnishes models for city-developregarded as authoritative, while acquiring with the same miraculous ment to-day. Examples of this period are the important addisuddenness a complete knowledge of French Gothic forms! tions to Fontainebleau, the chateau of St. Germain en Laye and Buildings.—From the end of the 1th century to the reign of portions of the Louvre. Francis I., the buildings—late Gothic in everything but the introSeventeenth Century.—At the beginning of the century, duction of Italian ornamental detail—are the work of a transi- there was an unprecedented activity in building; the long period tional period. Then, in the reign of Francis I., the Gothic elements of wars had brought about the usual changes in private forof the facade were supplanted by new features. As yet there was tunes, and the “nouveaux riches” had to provide themselves i
I40 with splendid habitations.
RENAISSANCE The architecture of this time excels
in the planning of town residences (hôtels), with their admirable arrangements of the cour d'honneur, service courts and
noble garden elevations. The larger houses retained the “galeries” of the earlier Renaissance for the display of art treasures. The country estates are notable for their fine gardens, decorated with statues, basins and balustrades. In ecclesiastical architecture, the Jesuits cast the weight of their influence in favour of the adoption of Renaissance forms, and the churches and chapels designed by members of their order are inspired by the Gesu and the r6th century Italian examples (e.g., St. Paul and the Novitiate in Paris). To the influence of the Jesuit architecture and that of the Italian Baroque, rather than to the Flemish, may be ascribed the exuberant ornamentation prevalent in the early part of the century. Architects of the first rank were numerous, among whom the first is Francois Mansart (1598-1666), by far the greatest architect of his time, and, according to Blondel (a competent critic of the 18th century), “the most skillful architect France has ever produced.” Among other notable works he designed the wing added by Gaston d'Orléans at Blois, with its magnificent stairway, the additions to the Hétel Carnavalet with their exquisite refinement of detail, the Chateau de Maisons and the Val de Grace, a masterpiece which one has only to compare to St. Eustache, built 50 years before, to realize that French architecture had reached maturity. The palace of the Luxembourg, by Salomon de Brosse, the magnificent composition of the town and palace of Richelieu, the chapel of the Sorbonne, by Le Mercier, the Chateau of Tanlay (Burgundy), by Pierre le Muet, with its beautiful park, antedating the compositions of Le Nôtre, and finally the work of Louis Le Vau, who created the style of Versailles and Vauxle-Vicomte, of the hôtel Lambert and the collège des Quatre Nations, and who represents the transition from the period of Louis XIII. to that of Louis XIV., are some of the outstanding compositions of the early 17th century.
Louis XIV. Period.—The grand monarque placed the artists
of his time under a strict administrative discipline. The Académie de France was founded in 1666—five years after the king assumed full authority—and the Academy of Architecture in 167r. There followed a reaction from the empiricism of the preceding period, strengthened by the reverence of the academies for their classic doctrines, and by the king’s disdain of foreign influences. The academies were as suspicious of artistic independence as the king of political heterodoxy. The striking feature of this period is a Curious contrast between the classic composition of exteriors, free from the earlier experimental fantasies, and the elaborate ormamentation of interiors. There was a simplification both of the masses of a building, and of outward ornament, even to the silhouette of the roofs. The combining of few elements with unerring taste resulted in a stately dignity of proportion that lends even to the most unambitious work in provincial towns the noblesse of the greater constructions. On the other hand, the interiors were often overloaded with decoration. Le Brun, the court painter from 1664 to 1683, was in full authority at Versailles; a great decorator, he had the weaknesses of this aspect of his talent. Thus, refinement and intensity of expression were often sacrificed in the attempt to combine architecture, painting and sculpture into a single homogeneous effect. Among the principal architects of the time, are Claude Perrault (1613-83), who, besides the Porte St. Antoine, and the Observatoire, designed the three facades of the Louvre which have been praised and attacked beyond all measure, and the excellence of which is readily seen by a comparison with Bernini’s project for the same work; Francois Blondel (1618-86), who
designed the beautiful Porte St. Denis; Jules Hardouin Mansart (1646-1708), architect of Marly, the Grand Trianon, Place Vendôme, Place des Victoires and the “Dome des Invalides,” and who designed all the work at Versailles after 1676; and Liberal Bruant (1637-97), whose simple, powerful architecture may be seen in the Hôtel des Invalides and La Salpêtrière. A resumé of 17th century architecture would hardly be complete without a mention of Le Nétre (1613-1700), who brought to its highest development the composition of the formal garden.
ARCHITECTURE
[FRANCE
Eighteenth Century.—The change that began to make itself
perceptible in the last period of the reign of Louis XIV. and up through the first half of the succeeding century, 1s the further simplification
of exteriors,
coupled
with a still more
striking
change of interiors. The classic doctrine, with the orders, is stil
asserted in the designs of the fagades; but there appeared a bolder use of blank surfaces, relieved by chains of rustication, and more
restraint in the use of mouldings.
Thousands of houses of this
period are still to be seen, with quiet elevations whose harmonious
proportions are their only bid to attract attention, and with ski. ful interior planning which still serves as a model. The treat. ment of these 18th century interiors forms a striking contrast with the oppressive splendours of the heyday of Louis XIV, A reaction had set in against the conservatism, and the theatrical pomp of the 17th century, in which people moved like actors on a stage; the new tendency was toward greater freedom in the adaptation of the classic formulas, and lightness and elegance of effect, and intimacy. Even at Versailles, stately apartments were broken up into groups of smaller rooms, and houses were planned with corridors and an arrangement of rooms convenient to their uses. The wood panelling, which replaced the marble inlay of palaces or the bare walls of simpler dwellings, was treated as woodwork, with a scale of moulding and decoration suitable to the material and without imitation of stone architecture motives, Fabric and paper were introduced as wall coverings; the ceilings were no longer designed to imitate vaulting—the open beams and joists disappeared and plasterwork was treated frankly as such, The stairways were decorated only by their railings of admirably
wrought ironwork. In these interiors there is a complete emancipation from the Greco-Roman decorations of pilasters, cornices, etc. The examples of the architecture of this period are so numerous that only a few can be mentioned here: e.g., the stables of Chantilly, and the hétel Biron by Albert, la Malgrange (Nancy) and the hétel d’Amelot by Boffrand, the Palais Bourbon, by Giardini and l’Assurance. The work of public buildings and city planning counts in its first ranks the admirable ensemble at Nancy (places Stanislas, de la Carriére and du Gouvernement) by Boffrand and Hére de Corny, the bridges at Nantes and Blois by J. J. Gabriel, the place Royale at Bordeaux (Gabriel), and the place Belle. cour at Lyons (De Cotte). The religious architecture is exemplified by some imposing monasteries, which acquire with the excellent qualities of the domestic designing a certain touch of worldliness. Examples are St. Etienne at Caen, St. Ouen at Rouen, and the bishops’ palaces of Toul, Verdun and Strasbourg. Second Period.—Madame de Pompadour and her artistic advisers, such as Cochin and M. de Caylus, the archaeologists, and the architects Gabriel and Blondel had never looked with favour upon the infringements of the antique formulas that were con-
mitted in the Louis XV. period, and the new discovery of antiquities at Herculaneum and Pompeii infused the supporters of the classic doctrine with fresh conviction. Toward 1750, then, the fashion reverted to the close imitation of a Graeco-Roman style, newly baptized “a la Grecque.” De Caylus’s “Recueil d’Antiquités,” published in 1762, Leroy’s “Ruines des plus beau Monuments de la Grece” (1754), Soufflot’s work on Paestum, and Piranesi’s engravings, encouraged and facilitated the retum to antique example by giving more precise documentation Among the representative works of the architecture of the time
are the Petit Trianon, the Ecole Militaire, the wings of the en
trance court and the opera at Versailles, and the place de la Concorde, by J. A. Gabriel, the Hétel-Dieu at Lyon, the church of Ste. Genevieve at Paris, the Pantheon, etc., by Soufflot, and the works of Antoine, Mique, Ledoux, Victor Louis, Rousseau, (theatre of Bordeaux, mint and Palais de Justice at Paris). BrstiocrapHy.—C. Daly, Motifs Historiques (1870) ; L. Palustre, La Renaissance en France (1881); H. von Geymuller, Baukunst der Renaissance in Frankreich (1898) ; M. Fonquier, Les Grand Chateaus
de France (1907); M. Vachon, Les Grand Maitres Macons (1910); C. Martin, La Renaissance en France (1911); W. H. Ward, Architecture of the Renaissance in France (1911); P. Vitry, Hôtels et Maison
de la Renaissance Française (1912) ; Reginald Blomfield, A History of
French Architecture—1494 to 166r (1912), and A History of French
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of Florence, showing the dome
(1420-61)
OF THE
designed
by
Filippo Brunelleschi, and at the left the Campanile, or bell-tower,
begun
by Giotto
Fr. Talenti 2. The
Pazzi
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in 1334.
(1429)
and continued
in the cloister
designed by Filippo Brunelleschi
by Andrea
of Santa
Pisano and by
Croce,
Florence,
3. The Palazzo Strozzi, Florence, begun in 1489 by Benedetto da Maiano,
ITALIAN
RENAISSANCE
and continued by Cronaca
4. Cancelleria Palace, Rome, early 16th century, designed by Bramante and others
5. The Palazzo Massimi alle Colonne, Rome, 1532, with convex façade: designed by Baldassare Peruzzi
6. The church
of San Giorgio Maggiore,
Venice,
1565-80, and completed by Scamozzi in 1610
rebuilt by Palladio
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ARCHITECTURE RENAISSANCE PLATE IV
(¢ fI) ‘sHavasoloHd
VARIOUS COUNTRIES]
RENAISSANCE
Architecture, 1662 to 1774 (1921).
ARCHITECTURE
(P. P. Cr.)
IV. RENAISSANCE ARCHITECTURE IN GERMANY, FLANDERS AND HOLLAND
In the 16th century, Germany resisted, more than France or
Spain, the Italian influence. The classic spirit in art was apparently less congenial to her civilization, which lacked the Latin basis, and she had not suffered, like France and Spain, the disintegrating influences of a long destructive war which, by weakening the mediaeval and national traditions, had prepared the way for a new and alien art. The Italian motives appeared sporadically—
for example, in a Florentine belvedere built in Prague in 1536 and in the Lombardesque wing of the castle at Heidelberg, built
im 1556—but the Renaissance had to await the end of the 16th
century to win a wide acceptance north of the Alps. About 1580 the Baroque forms of Alessi were introduced into Germany. These forms, which were understood more as a system
of decoration than as elements in mass composition, became immediately popular in the South German cities: broken pediments, scrolls, consoles, cartouches, the human figure placed in a niche, began to appear in profusion on the facades of churches and houses which in composition were still mediaeval. This fusion of Gothic picturesqueness with the sophisticated Baroque ornament
gave to this first phase of German Renaissance an altogether
unique character. The great stepped gables of town houses and the transept ends or facades of churches, wholly mediaeval in mass and line, flower out at the top into a rich encrustation of modelled form in which all the elements of classic architecture seem to be melted together. Examples of such designs are the Merienkirche, at Wolfenbuttel, the Gewendhaus at Brunswick (1592) and the Pellerhaus, in Nuremberg (1625). After the Thirty Years’ War, which ended in 1648 and devastated the greater part of the Rhine countries, German Renaissance architecture entered a new phase. The Baroque spirit gained a more complete ascendancy and in many localities mediaevalism entirely disappeared. Naturally the Baroque was more completely accepted in the southern and Catholic countries where Italian architects, brought into Germany by the Jesuits, built, or helped to build, many churches and palaces. Along the Rhine the French influence was felt, but it was not until the 18th century (see Mopern ARCHITECTURE: r8tk and roth Centuries) that Germany turned directly to France for artistic inspiration. In that century the architecture of Versailles was widely imitated in the German courts, achieving there a compromise, or fusion, with the Italian Baroque. The result was a vigorous and original style, often piquant and full of that element of “surprise” which is a result of Baroque freedom and movement. Germany, having a larger number of capital cities—there were more than 300 in the 16th century—developed a greater variety of local styles than any other country. Vienna was of course the most important centre. The relief that was felt when in 1685 the Turks were driven from before her walls, the prosperity fostered by Leopold I. and Charles VI., and the renewed faith of the Catholic reaction, found expression there in a series of remarkable monuments. Fischer von Erlach and Lukas von Hildebrandt, the two great architects of Vienna, transformed the mediaeval city, as Bernini had transformed Rome, with fountains and pub-
lic places, with majestic churches, vast palaces and astonishing gardens. In their hands the exuberant Baroque, touched with an oriental fantasy, reached a magnificence altogether consonant with the gorgeous imperialism and the fervid piety of the times. The Karlskirche (1717-37) and the Hofbibliothek (1736), by von Erlach, and the Belvedere (1713-16), by Hildebrandt, are the most famous and perhaps most characteristic examples of this Viennese Renaissance. After Vienna, the smaller courts of Dresden and Munich furnished important opportunities for the Renaissance architect. In Dresden, Pöpplemann (1662—1736) built the court of the Zwinger palace (1711-22), an extraordinary assembly of fantastic pavilion, bizarre planting and agitated sculpture.
The Frauenkirche,
in
Dresden (1726-43), by George Bahr, is an original, free dnd virile design, perhaps the greatest achievement of the German
I41
Renaissance. In Munich, where the Italian architect Agostino Barelli had built a Neapolitan church, the Theatinerkirche (166775), the Wittelsbachs employed the French architect, François Cuvilliers, to add to their somewhat grandiose palace the altogether delightful Residenz-theatre (1752—60). Salzburg, with its cathedral (1614-34), 1ts University church, and its MirabelSchloss, is one of the loveliest of Baroque towns; Prague has the great Wallenstein palace (1673—1730), the work of the Italan Marini, as well as the more Teutonic Kinsky palace, the work ot the talented architect Kilian Ignaz Dientzenhofer; and in Potsdam, where, under Frederick the Great, French influence is most felt, the palace of Sans Souci (1716) achieves a delicacy and graceful freedom certainly not excelled in contemporary France. To this architecture of the city and court there is added the architecture of the monasteries. Placed picturesquely among the hills of the Danube or the Rhine, these vast buildings offered opportunities most congenial to the spirit of ryth century architecture. Melk (1707—36) is perhaps the most impressive; a colossal mass which commands the Danube from the top of a mighty cliff and throws against the sky a superb tangle of modelled spire and dome. In Flanders and Holland the development of architecture in the Renaissance was not essentially different from that of North Germany. The Jesuit influence was felt ın Flanders and the development of churches of the Il Gesu type, such as the church of St. Michael, in Louvain (1650) was parallel to the contemporary development in South Germany and France. In Holland, as in Germany, the stepped gables of the town houses were transformed by the addition of Baroque detail but the use of brick and of quoins and the need of economy often gave them a more sober aspect than their Germanic cousins. At times the French influence was felt, as, for example, in the Hotel de Ville
in Antwerp (1561), a design in which superimposed columns enframe round-arched windows with a gracefulness and distinction in detail that recalls the work of Lescot, BIBLIOGRAPHY.—W. Lubke, Geschichte der Renaissance in Deutschland (1882); A. Ortwein and A. Scheffer, Deutsche Renaissance (187188); K. E. O. Fritsch, Denkmaler deutsche Renaissance (1891); Gron Bezold, Die Baukunst der Renaissance in Deutschland, Holland, Belgien, und Dänemark (1908); Herman Popp, Der Architektur der Barock in Deutschland und in der Schweiz (1913); Karl Horst, Der Architektur der Deutschen Renaissance (1928). (J. Hup.)
V. RENAISSANCE
ARCHITECTURE IN ENGLAND
The Renaissance architecture of England may be conveniently divided into two phases which correspond roughly to the 17th and 18th centuries, to the period of the Stuarts and the period of the Georges. In the first phase the genius of two great architects, Inigo Jones and Christopher Wren, created for England a new system of design, based upon elements imported from Italy. In
the second phase a host of other architects, highly talented but less original, imitated and developed the architecture formulated by Jones and Wren. The 17th century supplied a mine of architectural motives and enriched England with a few supremely great masterpieces; the 18th century made use of that mine to create a great number of brilliant designs, no one of which quite achieves greatness.
(See MODERN ARCHITECTURE: r8th and zoth
Centuries.) There are not lacking in England many examples of the use of Renaissance forms before the 17th century, but the spirit of her architecture remained essentially mediaeval. In the Tudor period, when the cathedral-building impulse had come to an end, when the monasteries ceased to exist and when the building of
great country houses had become the chief preoccupation of architects, there grew up a certain simplicity and breadth of handling, a horizontal tendency in composition, which presaged the Renaissance. At the same time the ornamental motives of Italy appeared on the mantelpieces and around the doorways of the Elizabethan houses; and the craftsmen of Flanders, then numerous in England, employed these motives in their decorative work in plaster or. carved wood. Inigo Jones.—The failure of the national style of England to resist the imported Italian style is one of the remarkable
142
ARCHITECTURE
RENAISSANCE
The
circumstances of Renaissance architecture. Travel in Italy, where the cultivated Englishman might compare the masterpieces of Bramante and Michelangelo with the formless Tudor of his own land, and the importation of Italian books, prepared the way no doubt for the new architecture, but they do not explain its immediate success. That success appears to have been due to the genius and force of one man: Inigo Jones. Jones, almost single-handed, put an end to the mediaeval tradition and set up a national movement that rescued English architecture from the Tudor chaos and brought it back to the Roman road along which progress was possible. His supreme accomplishment was to revive in England the conception of architecture as a form-giving art, having an academic and intellectual basis, and to get this accepted as the foundation of a new, national development. This conception of architecture, rigorously developed by the somewhat intransigent architects of the 18th century, brought
secular buildings
were
[ENGLAND more
The additions made to Hampton
conventional
Court
in character,
(c. 1690) constitute a
sober essay in brick-and-stone architecture, somewhat crowded
in effect and lacking the repose that marks their Italian proto.
types. The Cambridge library (1678) follows the lines of the library at Venice, but is without the piquant proportion and
wealth of sculptured ornament that give the Venetian façades sọ much distinction and grace. Greenwich hospital is more imagnative, having a masterly plan in which four palatial masses are
grouped on an axis about two courts.
Two domed pavilions are
introduced to give the design unity and add life to the facades. All of these buildings, although exceedingly diverse and original
are of less importance than the great cathedral of London. The ruins of the Gothic cathedral having been cleared away after the Great Fire, Wren was commissioned in 1668 to construct a new St. Paul’s in accordance with a Renaissance design that he sub. mitted. During the period from 1675, when the first stone was laid, to 1710, when the work was completed, Wren made many departures from this accepted design, which grew steadily ip imaginative power and monumental unity, but at no time did he
into English architecture a certain artificiality which is no doubt the cause of much that is deplorable in the English tradition. A
lack of vitality and saliency results when architecture becomes, as it did in Georgian England, a wholly academic art, when the authority of books and of the Italian masters replaces a tradition in building to which the usages of the people, the needs of institutions, the climate and the temper of the nation have contributed. Nor did England develop great sculptors and mural painters to soften, as in France, the austerity of the Roman column and vault. The traditions of fine craftsmanship in plaster and in wood carving remained but they did not suffice to give English Renaissance architecture the warmth, the feeling of having become wholly assimilated, wholly expressive of a national temperament, that one finds in the Renaissance of Italy or Spain. The reputation of Inigo Jones rests in no small degree on the designs that he made for the great palace at Whitehall in the years 1619-25. This palace is comparable in size to the great projects of the Louvre and the Vatican. The design is splendid and monumental and the palace, had it been erected, would without doubt have been unrivalled, except perhaps by the Escorial, in grandeur of effect. The facades of its seven courts abound in original motives, in which Palladian architecture is skilfully made comformable to English needs. In this, as in all his designs, Jones displays the correctness In proportion and the vigorous and unaffected handling of space and detail, that give his style a nobility and strength excelling that of any other English architect. The Banqueting hall, which is the only part of the palace of
abandon his central idea, a classic monument contrasted with forms taken from the Baroque. The greatness of St. Paul’s is
derived, not from the perfection of detail, which is frequently open to criticism, but from the consistency and grandeur with
which it realized this idea. The central dome, definite and geo. metric in mass and in silhouette, imposing in scale, rises from a wide podium and is preceded, at the western end, by two spirited campaniles whose modelled surfaces, profuse shadow and broken silhouette contrast dramatically with the simpler forms with which they are associated. Eighteenth Century.—After the death of Wren there re mained the academic basis which Jones had established for English architecture and the compromise which Wren had brought
about between the Palladianism and the virile and free Baroque. These two traditions dominated English architecture and gave direction, in more or less equal degree, to its development during the 18th century. But gradually the academic triumphed. The largeness of conception, the grandiose effect, is forsaken towards the middle of the century in favour of purity and repose. John Vanbrugh (1666-1726), who did not begin to practice architecture until after the age of 35, was the most robust and daring of Wren’s successors and most resembled him in the power and breadth of his imagination. He was the builder of vast country
Whitehall actually executed, is an embodiment of these qualities, |houses, such as Blenheim (1710), 856 ft. long, and Castle Howard
Christopher Wren.—On the foundation laid by Jones, Sir | (1702), a private dwelling with a dome roo ft. high. These are Christopher Wren built the great masterpieces of English archi- monstrous buildings, with innumerable faults of technique and tecture. To the strength and sensitive feeling for proportion propriety, but magnificent in conception, piling up huge geometric possessed by Jones, he added one of the most active and resource- masses around the perimeters of immense courts in a kind of ful imaginations in the history of architecture. To a solid basis intoxication of architecture. Nicholas Hawksmoor (1661-1736), a pupil of Wren. and:an of Palladianism—that is to say, to correctness in academic design —Wren added the freedom and movement, the piquancy and assistant of Vanbrugh, found fewer opportunities than'either. For drama, of the Baroque. He could unite in one ensemble the two his fine Christ church, Spitalfields, he combined the most original currents into which architecture had divided in the 17th century, and spirited tower in England with an interior almost unrivalled the academic and the ingenious, so that they flowed together in formal elegance and classic beauty. The facade that he built into a reservoir of original and expressive motives that the 18th for Westminster Abbey is more successful than might have bees century was to find inexhaustible. Very characteristic of this expected from an age so out of tune with the mediaeval spirit, compromise are the 51 parish churches that Wren built in Lon- His rugged and simple work contrasts strangely with that of his don after the great fire of 1666. Among his secular buildings are more successful and versatile contemporary, James Gibbs (1682 important additions to Hampton Court, the library of Trinity 1754). Gibbs, like Hawksmoor, a builder of churches in the Wren tradition, shows great facility in adapting and developing college, Cambridge, and the great hospital at Greenwich. In the city churches Wren created a wholly new type.
motifs taken from Wren; but his care for correct detail and for
Built
for congregational use, with galleries, shallow chancels and meagre provision for services, they occupy irregular congested sites in the midst of crowded streets. The exteriors had to be severely plain, since funds were scarce; red brick and plaster for the interior were the materials employed. Yet with all these discouragements Wren produced interiors oftentimes full of charm, and exteriors that play a commanding part in their civic environment. These exteriors, plain and even box-like, have slender towers so placed |
elegance in technique oftentimes lessens the breadth and virility of his work. The church of St. Mary-le-Strand, in London, is4 good example of his style. The Radcliffe library, Oxford, is 4
more monumental building, but executed with less address. St. Martins-in-the-Fields, London, has a magnificent spire thrust through the roof of a Roman portico; a conception worthy ofthe greatest Baroque designers, boldly carried out and combined with
an interior full of dignity and feeling.
Gibbs was a scholarly architect, possessing that thorough traitas to be most effective mm the street-picture and modelled at the top into delicate spires or lanterns over which there is an ehcrusta- | ing in Palladian design which is characteristic of the xr8th centwy tion of classic forms. designers, but he found in Wren a source of vitality which counterre Ee ETN RES RAE SS act
RENAISSANCE
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DECORATIVE
THE
DIRECTOR
DETAILS
l. “The creation of Adam and Eve and their expulsion from Paradise,” a panel in bronze by Lorenzo Ghiberti (1378-1455) in the famous east door made for the Baptistery in Florence between 1425 and 1452, a masterwork of early Renaissance decorative sculpture 2. Vault of the Scala d’Oro in the Doges’ Palace, Venice, designed by Jacopo Sansovino (1486-1570) 3. Glazed polychrome terra cotta, “Assumption of the Virgin” by Luca della Robbia (1400-82), characteristic of the early Florentine Renaissance in its perfect blend of architecture and sculpture as well as in the exquisite delicacy of its modelling. In the Metropolitan Museum of Art, New York
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4. Swiss room, 17th century, the woodwork characteristic handling of Baroque motives. Now in the Berne Museum
in its free
5. Swiss panelled room, 17th century, with rich Baroque woodwork and a magnificent porcelain stove. Now in the Metropolitan Museum of Art, New York 6. The seat for the Archbishop of Canterbury incorporated in the choir stalls of St. Paul’s cathedral, London, executed by the wood carver Grinling Gibbons (1648-1720) in collaboration with the architect Sir Christopher Wren (1632-1723). It is characteristic in its dignified combination of restrained Baroque forms with figures, heads and naturalistic foliage
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1. Gallery of Francis |., Fontainebleau palace, France, begun 1528: its present form is largely due to the Italian painters Primaticcio (1490—1570) and If Rosso (1496—1541). Serlio (1475—1552) may have collaborated in the design. 2. Hall of the Great Council in the Doges’ Palace at Venice; Venetian early Baroque design with paintings by Veronese (1528-88) and Tintoretto (1518-94). 3. The gallery of Henry Il., Fontainebleau, decorated by him for Diane de Poitiers, with frescoes by Niccolo dell’ Abbato (1512-
6)
ALINARI
AND
ITALY
71) and Primaticcio. 4. Gallery of Apollo, the Louvre, Paris, designed by Charles Le Brun (1619-90) for Louis XIV. 5. Interior of the Collegio del Cambio (the hall of the bankers’ guild), typical of the early north Italian
Renaissance of the last half of the 15th century, decorated paintings by Perugino
(1446—1524)
and
his pupils.
the ceiling panels from the Collegio del Cambio tectural forms and grotesques of classic inspiration
in 1500
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showing
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APPLIED iron balcony from
the Palazzo
Bevilacqua,
ARTS
OF THE WALLACE
OF THE
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1. Wrought France, 2. Wrought iron gates in the Place Stanislas, Nancy, 1481-84. carved walnut de Corny. 3. Italian i 1752-55, style of Louisi XV., by E. Héré é 16th century. 4. Inlaid j ebony arm chair of the High folding i it Renaissance, i of a woods and inlaid brass and tortoise shell, cabinet with Madal of the of the type known as Boulle work; style of Louis XIV., last half (164217th century, probably from the ateliers of André Charles Boulle
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l. Halberds: left, German, 16th century, characteristic In Its fine decoration on the surface of the metal; right, Italian, 16th century, showing greater amount of modelling In the round and strong Baroque elements. 2. Louls XIV. tapestry, French, of the last half of the 17th century, showing the return of the Sabine women with the Roman soldiers; probably one of a set woven at the royal looms of the Gobelins. 3. Embroidered Italian altar frontal, with touches of naturalistic ornament, In the manner of Louls XIII. and early Louis XIV. textiles. 4. A three-quarter suit of Italian armour,
THE
RENAISSANCE
etched and gilded, and showing the arms cf the Barberini family, probably once the property of Taddeo Barberini, middle 17th century. It illustrates the lavishness of ornament applied to arms and armour in the Baroque period. 5. French Renaissance helmets: on the left, period of Henry Il.
showing with
the strong classic influence; on the right, period of Louis XIV.
typically
fantastic
outline.
6. French
silk
brocade
of about
1700,
showing a characteristic Louis XIV. mixture of Baroque line and naturalistic detail. 7. A dagger and scabbard, dated 1567, of Swiss manufacture
RENAISSANCE acted, to some extent at least, the frigidity of the master of Vincenza. Gibbs’ contemporaries were often less fortunate: Lord Burlington, a wealthy amateur whose actual accomplishments are still a subject of controversy; Colin Campbell (d. 1734), his protégé and the author of the Vitruvius Britannicus; and William Kent (1684-1748), who resided in Burlington House, form a
group of academic architects to whom adherence io the Italian
model seemed more to be desired than individuality of manner or a continuation of the English tradition of Wren. All were builders of great country houses. Kedleston Hall, by James Paine (1716-89), recovers to some extent the spirit of Vanbrugh, speaking the language of abstract architectonic form, rather than that of ornament. It is planned in the grand manner, with a porticoed central block flanked by smaller blocks, in which all the parts echo those of the centre.
On the major axis are two Roman rooms, one peristyled and one domed. Harewood House, Yorkshire, by Carr of York (1723-80), in which there is, as at Kedleston, a central block flanked by wings, illustrates further the rigid purity of the classic taste of the middle of the century, when the tradition of Wren was disappearing and correct proportion was allowed to take the place of inspiration. The Palladian bridge at Wilton, by Robert Morris, and the house at Prior park, Bath, by John Wood, are other examples. The last of the Renaissance architects were William Chambers
(1726-86) and Robert Adam (1728-92). To the former fell the greatest opportunity of the century, the building of the immense Somerset palace in London. A man of pure taste and of unusual executive powers, he succeeded in creating one of the finest palatial fagades in Europe; a facade, however, which has the excel-
lence of scholarliness and of technique rather than that of inspiration and power. Adams, who practised in partnership with his brother James, was even more academic in his outlook; his style is, on his exterior designs, simple, tenuous and dry in the extreme. His interiors, which often take unusual shapes in plan and in the modelling of ceilings, are enriched by a delicate and graceful system of decoration which, when skilfully executed, attains a unique loveliness. His influence was enormous and under his leadership the architecture of the Renaissance came to an end. BrstiocrapHy.—J. A. Gotch, Renaissance Architecture in England (1894); Belcher and MacCartney, Later Renaissance Architecture in England (1897) ; R. Bloomfield, History of Renaissance Architecture in England (1897) ; H. Field and M. Bunny, English Domestic Architecture of the r7th and r8ih Centuries (1904) ; J. A. Gotch, The Growth of the English House (1908); MacCartney, English Houses and Gardens of the ryth and 18th Centuries (1908); J. A. Gotch, Early Renaissance Architecture in England (1914) ; P. L. Dickensen, Georgian Mansions in Ireland (1915); S. A. Ramsay, Small Georgian Houses
(1919). RENAISSANCE
ART.
(J. Hun.) The revival of classic learning in
Italy, which was so marked a feature of Italian culture during
the 15th century, was paralleled by an equal passion for the beauty of classic design in all the artistic fields; and when this eager delight in the then fresh and sensuous
graciousness that
is the mark of much classic work—to the Italians of that time, Seemingly the expression of a golden age—became universal, complete domination of the classic ideal in art was inevitable. This turning to classic models was less sudden and revolutionary than it seemed. Throughout the history of Romanesque and Gothic Italian art, the tradition of classic structure and ornament still remained alive; again and again, in the r2th and 13th centuries classic forms—the acanthus leaf, moulding ornaments,
the treatment of drapery in a relief—are imitated, often with
crudeness, to be sure, but with a basic sympathy for the old
ART
143
artists, particularly sculptors, to turn definitely to Roman sculpture for inspiration. It was therefore only natural that Brunelleschi (1377-1476) should study the ruins of ancient Rome, and that, following his example, the whole artistic world of Florence turned to the same source of inspiration almost unanimously. Brunelleschi’s famous cupola over the cathedral of Florence completes the work of the preceding age and is not yet a Renaissance manifestation. The new style was displayed in the Pazzi chapel and in the plans for San Lorenzo and San Spirito. Florence was the great centre of this early Renaissance; whence it spread throughout Italy in the 15th century; the greater number of artists were Florence-trained. The enthusiastic patronage of art of the new type by Cosimo dei Medici (1389-1464), and Lorenzo dei Medici (1449-1492), who founded the famous Platonic Academy, gave a tremendous impetus to the movement, and the general Florentine method of art training, through bottege, or craftsman shops, assured the fact that the Renaissance was not confned to architecture and sculpture, but spread to all the industrial arts as well. Another element besides the influence of ancient Rome becomes evident as the Renaissance matured in such of the minor arts as textiles, pottery and metal work. This was the influence of tbe Near East. Commerce between Italy and the Turkish dominions was constant and large in amount, and Oriental pottery and textiles were much sought after. When the Italians started manufacturing their own goods to compete with this foreign source, limitation and adaptation of the Oriental patterns was natural. Thus the controlling designs of Venetian velvets and brocades, down to the 18th century, owe much to the carnation and the palmette of Persia, and in 16th and 17th century armour and silver-ware, there occur the spear-head shapes and bifurcated leaves and intricate interlaces of fine lines which characterize the inlaid brass, copper and steel of Damascus or Constantinople. By the beginning of the 16th century the tentative and experimental characteristics of the earlier Renaissance had, in Italy, given way to the mature, knowing, and facile use of classic forms which constitutes the High Renaissance or cinquecento (g.v.). In architecture, the orders were used with entire command; in the minor arts the decorative exuberance of the 15th century was yielding to sounder and more dignified conceptions. Yet the development of this polished classicism was limited and eager; creative imaginations refused to be bound by it. The result was the resurgence of untrammelled and, at times, unlicensed individualism in design, which is known as the Baroque or late Renaissance. Already, in the work of Michelangelo, 1474— 1564, and Cellini, 1500—71 (see SILVERSMITHS’ AND GOLDSMITHS’ Worx), Baroque elements are obvious, and by the year 1600 the ideals of climax, broken curves, magnificent composition and dynamic contrasts, which constitute the Baroque movement, were universally accepted, and the classic forms became merely an
inspirational frame-work for individual development and crea-
tion. The Baroque was a style curiously turgid, often gigantesque, theatrical, often denying or falsifying structural framework, yet magnificently alive; producing alike such over lavish and ill considered decorations as those of Andrea Pozzo (16421709) for the church of S. Ignazio in Rome and the dignified and monumental colonnades of the Piazza of S. Peter’s, by Bernini (1598-1680). During the 18th century the vitality of |
the Baroque degenerated into a chaos of contorted forms, to be in turn replaced, at the end of the century, by a recrudescence of stern, cold and rather sterile classicism. Yet the Renaissance in Spain was no mere copy of the Italian. | Renaissance feeling was introduced into Spain during the latter years of the 15th century by wandering Italian sculptors, but a school of native artists soon developed, and during the 16th century an individual school of Renaissance dominance was complete, despite the Italian impetus given by the campaign of Charles V., 1500-58, and the fanatical Romanism of his son
Imperial Roman methods of design. (See Goruic Art; RomanESQUE ART.) How much more at home seems the mediaeval Italian artist, who carved the spiralling acanthus leaves on the doors of Pisa cathedral (xrth century) than the designer of the laboured and stupid, crocketted capitals of the cathedral in Florence (14th century), or the contorted and unconvincing buttress pinnacles of Milan cathedral (begun 1386). The best of Italian Gothic art is always that which is least like northern Gothic, and is usually dominated by ideals, essentially those of Philip II., 1527-1598, whose palace monastery, the Escorial, by earlier Italian building, like the Byzantinesque palaces: of Venice. Juan Bautista (16th century) and Juan de Herrera (1530-97), is Niccolo Pisano (¢. 1206=1 280) was but the first of many Italian a stark and lonely’ monument to Philip II.’s Italian taste. Else-
144
RENAIX—RENAN
where, the Moorish influence was so strong as to modify the Italian forms profoundly; Moorish craftsmen controlled the potteries and often built the buildings. Moreover, perhaps due to the bleak and sombre character of so large a part of the Spanish territory, the emotional quality of the Spanish Renaissance work has a sharp pungency quite different from the usual graciousness of the Italian feeling. The style in Spain may be divided into three parts—ihe early Renaissance, or Plateresque (g.v.), in which Moorish influence is marked; the classic or Griego-Romano, a short and sterile attempt to introduce strict Italian classicism; and the Baroque or Churrigueresque, so-called from one of its main exponents, Jose Churriguera (died 1725). It was in this final style that the Spanish temperament found itself most at home. Particularly characteristic of the Spanish Renaissance is the work in certain of the minor arts, especially in iron work, as shown in the magnificent church screens, or rejeria (g.v.); in furniture, in which iron and wood were frequently combined; and in stamped leather, for which Spain was famous. In France, the history of the early Renaissance shows a style originally essentially an imported court fashion, gradually permeating all French life. The Italian campaigns of Charles VIII., 1470-1498, Louis XII., 1462-1515, and Francis I., 1494-1547, had given the French court an intimate knowledge of the comparative luxury, cleanliness and monumentality of the Italian cities. Italian artists were invited to the court; Italian decorators and architects helped Francis J. in his great building schemes. Yet this court fashion had to compete with a vivid and vital flamboyant, late Gothic style, and much of the charm of the early French Renaissance results from the naive, yet brilliantly executed combinations of the two influences. During the reign of
Henry H., 1519-1559, the classic ideal was dominant, though Gothic forms were still in use. Under Henry IV., 1553-1610, though the Gothic had at last passed away, Baroque freedom controlled design, and under Louis XIII., Louis XIV., Louis XV., and Louis XVI. whose reigns stretched from r6ro to 1793, there was a continual see-saw between academic classicism and imagina-
tive freedom. (See Lours STYLES.) From the beginning a court style, the French Renaissance remained essentially a luxurious style. AH of the arts of luxury flourished. Rich textiles—tapestries and brocades—are characteristic, and the lavish furniture was copied all over Europe,
especially during the 18th century. The development of pottery, first privately, and later under government auspices, culminated in the magnificent porcelains of Sévres. The development of the Renaissance in the rest of Europe was marked by common features. In England and the Teutonic countries, there was not only a late vital Gothic style, but definite characteristics of national taste and vastly different climatic and geographical conditions. Yet the humanistic impetus of the Renaissance existed almost everywhere and the beauty of the naturalistic painting and sculpture, as well as the exquisite productions of Italian goldsmiths, formed a continual invitation toward a change in artistic ideals. Thus, despite occasional purely classic work by Italian artists, such as Torregiano’s
tomb
of
Henry VII. in Westminster Abbey, London (1515), the early Renaissance in north Europe is chiefly characterized by the
in England and recognizably, though to a less extent, that of France and Spain. This confusion of international influences marked the Renaissance of the 18th century, the style movements in France being generally paralleled by those in other countries. Yet the er. ratic swing between license and classicism was indicative of 4
decaying style vitality, and new archaeological discoveries were giving to the classicism of the end of the century a motivation quite different from the simpler Renaissance tradition that was dying. With the fall of the French court, in the French revolution, more than a political system was swept away, for with it
went the last vestiges of Renaissance
ARCHITECTURE;
BRONZE
AND
Brass;
tradition.
INTERIOR
See Barooue
DECORATION:
PAINTING; POTTERIES AND PORCELAINS; RENAISSANCE ARCHITEC-
TURE;
Rococo,
Louis
STYLES;
RUGS
AND
CARPETS;
SMITHS’ AND GOLDSMITHS’ WorK; TAPESTRY.
SILVER-
(T. F. H.)
RENAIX, town, province of East Flanders, Belgium, 8 m. S. of Oudenarde, at the foot of the hills of Flanders. It has yielded many pre-Roman and Roman finds. There are manufactories for woollen and linen goods. Pop. (1925), 22,669.
RENAN,
ERNEST
(1823-1892), French philosopher and
Orientalist, was born on Feb. 27, 1823, at Tréguier.
His father’s
people were of the fisher-clan of Renans or Ronans. He was only five years old when his father died, and his sister, Henriette, twelve years older than Ernest, a girl of remarkable character, was henceforth morally the head of the household. Ernest was educated in the ecclesiastical college at Tréguier. In the summer of 1838 he carried off all the prizes at the college. Through his sister, who was teaching in Paris, Dupanloup heard of him, and sent for him at once, and placed him in the new ecclesiastical college of St. Nicolas du Chardonnet. He then proceeded to study for the priesthood at the Seminary of Issy, then at St. Sulpice, and finally he found his way to Stavistas, a lay college of the Oratorians. He soon found himself torn between his desire to lead the life of a Catholic priest and his intellectual inability to accept in its entirety the ordinary presentation of Catholic doctrine, or to submit to ecclesiastical authority. Even at Stavistas he found himself too much under the domination of the Church, and, after a few weeks there, he reluctantly broke the last tie which bound him to the religious life, and entered M. Crouzet’s school for boys as an usher. There he made the acquaintance, in 1846, of the chemist Marcellin Berthelot, then a boy of eighteen. To the day of Renan’s death their friendship continued. Renan was occupied as usher only in the evenings. In the daytime he continued his researches in Semitic philology. In 1847 he obtained the Prix Volney for his “General History of Semitic Languages.” The revolution of 1848 confronted him with the problems of Democracy. The result was an immense volume, The Future of Science, which remained in manuscript until 1890. L’ Avenir de la science is an attempt to conciliate the privileges of a necessary élite with the diffusion of the greatest good of the greatest number. In 1849 the French government sent him to Italy on 4 scientific mission. In Italy the artist in him awoke and triumphed over the savant and the reformer. On his return to Paris Renan
lived with his sister Henriette.
A small post at the National
Library, together with his sister’s savings, furnished him with the means of livelihood. In the evenings he wrote for the Revue
gradual creeping in of misunderstood classic decorative forms, often, caricatured. In none of these countries did classicism be- des deux mondes and the Débats the exquisite essays which apcome dominant until the 47th century, and even then it is peared in 1857 and 1859 under the titles Etudes d’histoire relkcoloured by local taste. Thus in Germany, the picturesqueness gieuse and Essais de morale et de critique. In 1852 his book on of late Gothic decorative design contralled all of the arts down Averroés had brought him not only his doctor’s degree, but his : frst reputation as a thinker. In his two volumes of essays Rena ‘shows himself a Liberal, but no longer a Democrat. Nothing, ‘according to his philosophy, is less important than prosperity. | The greatest good of the greatest number is a theory as dangerous as it is illusory. Man is not born to be prosperous, but to realize, many and Flanders, on the other hand, Baroque elements were | in a little vanguard of chosen spirits, an ideal superior to the ideal favoured, especially in woodcarving and the minor arts generally; iof yesterday. Only the few can attain a complete development. and through the diffusion of Flemish craftsmen consequent upon Yet there is a solidarity between the chosen few and the masses the confused religious and political conditions during the 17th which produce them; each has a duty to the other. The acceptance century, these northern varieties of Baroque forms were broad- of this duty is the only foundation for a moral and just society.
to the 18th century and even the pseudo-classic of the French inspired Rococo embodied many picturesque elements. In England, due to the influence of Inigo Jones, 1572~1652, and Sir Christopher Wren, 1632-1723, at least in architecture, classic forms were used with purity and unusual correctness. In Ger-
ee
cast over Europe, influencing markedly the later Renaissance work | The aristocratic idea has seldom been hetter stated..
RENARD—RENAUD DE MONTAUBAN
145
Renan now began to frequent more than one Parisian salon, | greater liberty in the intellectual world, since Caliban proves an and especially the studio of Ary Scheffer, whose niece and adopted| effective policeman, and leaves his superiors a free hand in the daughter, Cornélie, he proposed to marry in 1856. Henriette con- laboratory; how Ariel (the religious principle) acquires a firmer sented not only to the marriage, but to make her home with the | hold on life, and no longer gives up the ghost at the faintest hint young couple, whose housekeeping depended on the sum that she | of change. Religion and knowledge are as imperishable as the
could contribute. The history has been told by Renan in the| world they dignify. Thus out of the depths rises unvanquished memorial essay, Ma Soeur Henriette. In 1859 appeared his trans- | the essential idealism of Ernest Renan. lation of the Book of Job with an introductory essay, followed in At sixty years of age, having finished the Origins of Christianity,
1859 by the Song of Songs.
Renan began his History of Israel (3 vols., 1887-91) based on a
Renan was now a candidate for the chair of Hebrew and lifelong study of the Old Testament and on the Corpus InscripChaldaic languages at the Collège de France. The Catholic party, | tionum Semiticarum, published by the Académie des Inscriptions upheld by the empress, would not appoint an unfrocked seminarist, | under his direction from the year 1881 till the end of his life. a notorious heretic, to a chair of Biblical exegesis. Yet the | He died on Oct. 12, 1892. emperor wished to conciliate Ernest Renan. He offered to send| ‘There is no collected edition of Renan’s works. There is an English
him on an archaeological mission to Phoenicia. Leaving his wife :
at home with their baby son, Renan left France, accompanied by
Ce of oe hasa been de Jeeed in 2 yols. ae orrespondance
ee Sie (Paris, 1926-28).
For
Henriette Renan see Prof. Giraud, Soeurs de grands hommes (1926)
his sister, In the summer of 1860. Madame Renan joined them in | and Renan’s Lettres Intimes (1923). January 1861, returning to France in July. The mission proved See Desportes and Bournand, E. Renan, sa vie et son oeuvre (1892) ; fruitful in Phoenician inscriptions which Renan published in his | E. ee oa oe in T E303) ; er sy oe Mission de Phénicie. They form the base of his Corpus Inscrip- | €550? de brographie psychologique (1894); G. maî Monod, Les tionum Semiticarum. At Amshit, near Byblos, Henriette Renan Ae tigoY Miserg ra oe Poe. Renan (T003) Pie died of intermittent fever on Sept. 24, 1861. Her brother, himself | pig (1900) ; Brauer, Philosophy of Ernest Renan (1904); W. Barry, at death’s door, was carried unconscious on board a ship waiting | Renan (1905); Sorel, Le Système historique de R. (1905-06); J. M.
in harbour and bound for France. On Jan. 11, 1862, the Minister |Robertson, Ernest Renan (1924). of Public Instruction ratified Renan’s election to the chair of | RENARD,
ALPHONSE
FRANCOIS
(1842-1903), Bel-
Hebrew. But his opening lecture, in which, amid the applause of| gian geologist, was born at Renaix on Sept. 27, 1842. the students, Renan
declared Jesus Christ “an incomparable|
His first work (with Charles de la Vallée-Poussin, 1827-1904),
Man,” alarmed the Catholic party. Renan’s lectures were pro- | was the Mémoire sur les caractéres mineralogiques et stratigraphnounced a disturbance of the public peace, and he was suspended. | igues des roches dites plutoniennes de la Belgique et de l’Ardenné He refused the librarian’s post he was offered in exchange, and | francaise (1876). In later essays and papers he dealt with the thenceforth lived by his pen. structure and mineral composition of many igneous and sedimenVie de Jésus.—Henriette had told him to write the life of | tary rocks, and with the phenomena of metamorphism in Belgium
Jesus. They had begun it together in Syria, she copying the pages | and other countries. Still more important were his later researches as he wrote them, with a New Testament and a Josephus for all | connected with the Challenger Expedition. The various rock
his library. The book is filled with the atmosphere of the East. | specimens and oceanic deposits were submitted to him for examIt is the work of a man familiar with the Bible and theology, and| ination in association with Sir Jobn Murray, and their detailed
no less acquainted with the inscriptions, monuments, types and | observations were embodied in the Report on the Scientific Relandscapes of Syria. But it is scarcely the work of a great scholar. | sults of the Voyage of H.M.S. “Challenger.” Deep Sea Deposits Renan still used his literary gifts to pursue a scientific ideal. | (1891). The more striking additions to our knowledge included
He produced the Apostles in 1866, and St. Paul in 1869, after | “the detection and description of cosmic dust, which as fine rain having visited Asia Minor with his wife. His object was “to evoke | slowly accumulates on the ocean floor; the development of zeofrom the past the origins of Christianity.” In Sz. Paul, as in the | litic crystals on the sea-bottom at temperatures of 32° and under;
Apostles, Renan shows his concern with the larger social life, his |and the distribution and mode of occurrence of manganiferous
sense of fraternity, and a revival of the democratic sentiment | concretions and of phosphatic and glauconite deposits on the bed which had inspired L’Avenir de la science. of the ocean” (Geikie). Renard was professor at the Jesuit
The Franco-German War was a turning-point in Renan’s history. | College of Louvain and then at the University of Ghent. He Germany had always been to him the asylum of thought and | died at Brussels on July 9, 1903. disinterested science. Now his heart turned to France. In La| Obituary by Sir A. Geikie in Quart. Journ. Geol. Soc., Ix. 1904.
Réforme intellectuelle et morale (1871) he endeavoured at least|
to bind her wounds, to safeguard her future. At the same time|
RENARD
THE FOX: see REYNARD THE FOX.
RENAUD DE MONTAUBAN
(Rinaldo di Montalbano),
the irony always perceptible in his work grows more bitter. His | one of the most famous figures of French and Italian romance, Dialogues philosophiques, written in 1871, his Ecclesiastes (1882) | His story was attached to the geste of Doon of Mayence by the
and his Antichrist (1876) (the fourth volume of the Origins of| 13th-century trouvére who wrote the chanson de geste of Renaus
Christianity, dealing with the reign of Nero) show a disenchanted | de Montauban, better known perhaps as Les quatre fils Aymon.
and sceptical temper.
Gradually he aroused himself from his | The four sons of Aymon give their name to inns and streets in
disillusioned mood, and observed with genuine interest the strug- | nearly every town of France, and Renaud’s sword Floberge, and gle for justice and liberty of a democratic society. The fifth | his horse Bayard passed with him into popular legend. The poem
and sixth volumes of the Origins of Christianity (the Christian |opens with the dissensions between Charlemagne and the sons Church and Marcus Aurelius) show him reconciled with democ-|
of Doon
of Mayence,
Beuves
d’Aigremont, Doon
de Nanteuil racy, confident in the gradual ascent of man. | and Aymon de Dordone. The rebellious vassals are defeated by Later Works and Death.—In 1883 he published Souvenirs | the imperial army near Troyes, and, peace established, Aymon
denfance et de jeunesse, which have the Celtic magic of ancient | rises in favour at court, and supports the emperor, even in his romance and the simplicity, naturalness and veracity prized in the | persecution of his four sons, Renaud, Alard, Guichard and Toth century.
But
his Ecclesiastes,
published
a few months | Richard. At the end of the usual series of violent adventures
earlier, his Drames philosophiques, collected in 1888, give a more | catastrophes, Renaud gives himself up to religion, working and as a adequate image of his fastidious, critical, disenchanted, yet not |mason on the church of St. Peter at Cologne, where he receives unhopeful spirit. They show the attitude towards uncultured | martyrdom at the hands of his jealous fellow-labourers.
Socialism of a philosopher liberal by conviction, by temperament | The connection of the four brothers with Montessor, Dortan aristocrat. We learn in them how Caliban (democracy), the |mund, Mayence and Cologne, and the abundant ‘ocal tradition, mindless brute, educated to his own responsibility, makes after | mark the heroes as originating from the region between the Rhine all an adequate ruler; how Prospero (the aristocratic principle, or, | and the Meuse. Nevertheless, their adventures in Gascony, with if we will, the mind) accepts his dethronement for the sake of | the king of which they take service against the Saracens, are
146
RENAUDOT—RENDERING,
corroborated by historical evidence, and this section of the poem is the oldest. The enemy of Renaud was Charles Martel, not Charlemagne; King Yon was Odo of Gascony; the victory over the Saracens at Toulouse, in which the brothers are alleged to have taken part, was won by him in 721, and in 719 he sheltered refugees from the dominions of Charles Martel, Chilperic IL., king of Neustria, and his mayor of the palace, Raginfred, whom he was compelled to abandon. In a local chronicle of Cologne it is stated that St. Reinoldus died in 697, and in the Latin rhythmical Vita his martyrdom is said to have taken place under Bishop Agilolf (d. 717). Thus the romance was evidently composite before it took its place in the Carolingian cycle. In Italy Renaud had his greatest vogue, and many episodes were added, as well as the personage of the hero’s sister, Bradamante. Rinaldo di Montalbano had been the subject of many Italian poems before J] Rinaldo of Tasso. BrsiiocrapHy.—The chanson of Maugis d’Aigremont and the prose romance of the Conqueste de Trebizonde belong to the same cycle. The prose Ystoire de Regnault de Montauban (Lyons, c. 1480) had a great vogue. It was generally printed as Les quatre fils Aymon, and was published in English, The Foure Sonnes of Aymon, by William Caxton, and subsequently by Wynkyn de Worde and William Copland. See Hist. litt. de la France, xxii., analysis by Paulin Paris; Renaus de Montauban (Stuttgart, 1862), ed. H. Michelant; Storia di Rinaldino, ed. C. Minutoli (Bologna, 1865); F. Wulff, Recherches sur les sagas de Magus et de Geirard (Lund, 1873); Renout von Montalbaen, ed. J. C. Matthis (Groningen, 1873); Magus saga, ed. G. Cederschiöld (Lund, 1876) ; A. Longnon, in Revue des questions historiques (1879) :
R. Zwick, Uber die Sprache des Renaut
1884); The Richardson, monskindern to the study
von Montauban
(Halle,
ARCHITECTURAL
rate impression of the appearance of the proposed structure. Since words cannot adequately convey the architectural story, paintings or drawings are employed to render it, as it were, clear to the eye: they serve as a kind of communication. This is the most familiar application of the art; and, when so used, rendering may be de. fined as the medium whereby the renderer communicates a sense of the reality of a structure in advance of its concrete materialization. Occasionally, however, the architect has a rendering made
in the course of his own work and as an aid to his own study,
When an architectural conception first forms in the background of his mind, it has, of necessity, a certain nebulous character. By with the effort of expressing it on paper, in actual lines and tone values, it emerges, so to speak, and crystallizes. When so em. ployed, rendering serves as a definite step in the evolution of architectural conceptions.
Rendering has a third use; viz., in connection with already
existing buildings. When so used, renderings—as distinguished from the miscellaneous paintings and drawings that refer only incidentally to architecture—have, as their chief or sole concern,
to render clear the strictly architectural nature of the subject. By
this selection of architectural factors, they may enable the layman to grasp the significance of a building more readily than when
faced by its multitudinous and irrelevant details.
At the same
time, they may serve as a faithful record of the historic course of architectural design. In these three ways, rendering fulfills a recognized function, and has done so over a long period. In the last quarter of a century, there has developed an aspect
Four Sonnes of Aimon (E. E. Text Soc., ed. Octavia 1884); F. Pfaff, Das deutsche Volksbuch von den Hey(Freiburg in Breisgau, 1887), with a general introduction of the saga; a special bibliography of the printed editions of the prose romance in L. Gautiers Bibl. des chansons de geste (1897); rejuvenations of the story by Karl Simrock (Frankfort, 1845), and by Richard Steele (1897).
of architectural and engineering practice that involves rendering on a more extended scale—town and city planning (g.v.). A comprehensive plan for the future building development of any large
See E. Hatin, Théophraste Renaudot (Poitiers, 1883), and La Maison du Cog (Paris, 1885) ; Michel Emery, Renaudot et Pintroduction de la médication chimique (Paris, 1889); and G. Bonnefont,' Un Oublié, Théophraste Renaudot (Limoges, n.d.).
much by the traits of an architectural heredity as by the needs of
community is never the conception of a single mind; many minds must collaborate in it. Nor is it materialized in a few years, but in many years. In these circumstances, it becomes impractical for RENAUDOT, THÉOPHRASTE (1586-1653), French its whole purport to be carried only in any single given mind, or physician and philanthropist, was born at Loudun (Vienne), and for an accurate image to be postponed until the whole long scheme studied surgery in Paris. He was only nineteen when he received, has been consummated. The various contributory ideas and sugby favour apparently, the degree of doctor at Montpellier. After gestions must be assembled, in definitive terms, on the paper or some time spent in travel he began to practise in his native town. canvas of the rendering, in order that the prophecy may assume In 1612 he was summoned to Paris by Richelieu, received the titles sufficient reality to serve as a criterion and a guide. of physician and councillor to the king, and was desired to orAnother factor, which more clearly reveals the contemporary ganize a scheme of public assistance. Many difficulties were put field of rendering, is that Western architecture, as a whole, is in his way, however, and he returned until 1624 to Poitou, where passing through a period of transition and, therefore, of experiRichelieu made him “commissary general of the poor.” But in ment (see ARCHITECTURE). It is true that the practice of many 1630 he opened an information bureau in Paris at the sign of of the most prominent architects is to continue constructing mere the Grand Coq near the Pont Saint-Michel. This bureau copies, or very slightly modified copies, of those classic styles d'adresse was labour bureau, intelligence department, exchange which, in their impressionable years, they were led to regard as and charity organization in one; and the sick were directed to being the very body of architectural culture; their effort is to doctors prepared to give them free treatment. Presently he estab- emulate the classic designers in all respects, save, perhaps, the lished a free dispensary in the teeth of the opposition of the fac- latter’s logic, sense of congruity and ability to fashion novel forms. ulty in Paris. The Paris faculty refused to accept the new medica- Their public, accordingly, has been wont to feel the presence of ments proposed by the heretic from Montpellier, restricting them- architecture only in a building to which the architect has addeda selves to the old prescriptions of blood-letting and purgation. Greek colonnade, a Roman dome or a Gothic spire. In all this, Under the protection of Richelieu Renaudot started the first professional rendering has been able to French newspaper, the Gazette (1631), which appeared weekly; since the picture has been regarded as an play but a small part, end in itself simply to be he also edited the Mercure francais. In 1637 he opened in Paris made as attractive as possible; it could scarcely be employed asa the first Mont de Piété, an institution of which he had seen the means of rendering forth a new truth, more especially as the apadvantages in Italy. In 1640 the medical faculty, headed by Guy pearance of these styles of architecture has been known for Patin, started a campaign against the innovator of the Grand centuries. Coq. After the death of Richelieu and of Louis XIIL. the parleIn recent years, however, definite changes have occurred in ment of Paris ordered him to return the letters patent for the methods of construction and the manufacture of materials, as well establishment of his bureau and his Mont de Piété, and refused as in the general social and economic situation; and one notices to allow him to practise medicine in Paris. The Gazette remained, that in the larger centres of Western civilization a distinct type and in 1646 Renaudot was appointed by Mazarin historiographer of designer is making his presence in the architectural profession to the king. He died on Oct. 25, 1653. more and more strongly felt. These designers are inspired not s0
RENDERING, ARCHITECTURAL. Architectural rendering is a pictorial art whose object is to visualize architectural conceptions. When an architect is employed to design a building, it is desirable that he provide his client, in advance, with an accu-
contemporary environment. For them, the tremendous environmental changes that have occurred imply and demand a corresponding change in the architectural approach. They do not—to choose one example—employ a new material, steel, to support
facades, which have developed in other materials and can be
logical only therein. They are engaged, briefly, in developing new types of architecture. Certain limitations lie upon these practising
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EXAMPLES
OF VARIOUS
TYPES
OF RENDERINGS
1. Carbon pencil drawing on cameo paper: made to visualize a proposed structure; effect of mass remaining dominant in spite of thoughtful delineation of detail: sense of relation to surroundings. By Chester B. Price. 2. Crayon drawing: made to visualize proposed structure: arbitrary handling of tone values, details and entourage resulting in an unusual impression of mass. By Gilbert P. Hall. 3. Wash: made to visualize a proposed structures; grasp of architectural factors, sensitive feeling, conveyed through a cultured technique. By H. VanBuren Magonigle
RENDERING, ARCHITECTURAL
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EXAMPLES
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1. Water colour: made to convey general impression of a proposed structure in relation to its natural surroundings: adequate consideration of material reality of the general scene; architectural elements handled impressionistically with detail omitted; pictorial values predominating; emphasis on atmosphere and colour. By Birch Burdette Long
2. Lithograph: made to vivify an historical subject: cautious delineation cf material facts; intelligent exaggeration of scale, conveying emotion of dignity, mystery, spaciousness. By David Roberts (1796-1864) 3. Pencil drawing, with wash: made to visualize proposed structures: fine discrimination between essentials and details, resulting in a convine-
MEDIUM,
USE, CONTENT
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STYLE and
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By
Thomas R. Johnson
4. Water colour over pencil layout: made to visualize proposed interior; fidelity to material detail. By Houghson Hawley 5. Pencil drawing on tracing paper with water colour used after mounting: made to visualize proposed addition to existing structure; complete comprehension of architectural factors conveyed by a perfected technique. By Otto Eggers 6. Water colour and pencil: straightforward sensing of material facts, intelligent subduing of detail to dominant, absence of emotional bias
resulting in credible visualization.
By Cyril Farey
RENDERING, and experimental architects.
ARCHITECTURAL
It is sometimes too hazardous to
test a novel conception by actually carrying it out in a building which, whether a success or a failure, must stand for many years. But the conception may be quite thoroughly tested in a series of conscientious renderings. For example, the modern American
147
in itself, and discussion of it centres, in consequence, on purely technical questions: interest of composition, nicety of line, cleverness of brushwork, etc. Many such works are contributions to the
subject of technique and justify the enthusiasm of technicians;
but, lacking architectural significance, they are not, strictly speaking, architectural renderings. It 1s also a common practice to regard rendering as indeed a architects proceeded without pause to force the classical images means but to substitute for its authentic and natural ends, ends with which their minds were filled. More cautious architects that are special or perverted. For example,—as in the Beaux Arts sought to discover the basic structural types that the laws ad- curriculum—projects are often rendered in elevation (2e., the mitted; for this purpose, renderings were employed. Another representation is of but one facade of the building as this would limitation is that the projects of architects are practically bound appear were the eye directly opposite each and every point thereby the ideas and the financial resources of their clients; they can- on). This, obviously, produces a form which can exist only on not actually build in advance of their clients’ prepossessions. In paper; it is not the form which the human eye would perceive in renderings, however, they may freely express their real intentions, the building itself. Such a treatment serves a purpose, in that an and these renderings, when duly exhibited can, and in fact do, architect, when reading its conventionalized and inexact statemake a distinct contribution to the progress of architectural de- ment, can translate it, in his trained mind, mto at least an apsign. A third limitation is that no practising architect, however proximation of the truth. But just because it requires a translafortunate, has time to build more than a very few influential tion, and is, in itself, foreign to reality, it may be classified as a buildings during his lifetime. He may, however, record himself in special practice. Another common practice, of a different category, is to accomsoundly fashioned drawings and paintings whose content, though at first existing in only two dimensions, may, in due time, be plish, by means of a picture, an end which is positively opposed to architectural fact. The renderer may be called on to exagrealized in three. In addition to the functions thus far mentioned, rendering has gerate certain aspects of a proposed building in order to create a a rôle to play in what is doubtless the greatest concern of archi- more favourable advance impression; or to exaggerate certain factecture—the psychological influence it exerts on human life. A tors of an existing building in a way to advertise them. The archifew people, it is true, are fully conscious of the impressions that tect or advertiser may wish such a rendering as a result of delibthey receive in the face of noble buildings; the more pertinent and erate calculation or because his personal interest in particulars , important fact is that the vast majority of human beings are con- is so great as to obscure from his view the real appearance of the tinually, if unconsciously, influenced by the architectural forms building in its entirety. In any case, the executing of such comand spaces with which they come jn contact. Architects themselves missions falls rather into the class of commercialized art and may are often unaware of the extent of this influence; that is to say, be excluded from a discussion on rendering. the influence which is unconsciously received is unconsciously The twofold criterion of values remains to be applied to all initiated. Perhaps it is in consequence of this that the haphazard renderings: first, comprehension of the architectural essentials and miscellaneous architectural scene which is presented by most involved in the subject; second, effectiveness in pictorial commodern cities, and which is constantly before the population, is munication. left to impress the corresponding qualities upon the human psyche. ESSENTIALS TO BE RENDERED On the other hand, there have been periods in the past—the “great Mass.—From the renderer’s point of view a building is, in the periods” of architecture—when the designers must have been quite aware of the influence, and utilized it for conscious purposes. In first place, a material mass. While it is not, in actuality, a mass the Gothic cathedrals, for example, there is embodied, in terms in the sense that a mountain is a mass, 2.¢., it is not a solid, neverof form and space (terms safely beyond the vicissitudes of any theless the effect of solidity is essential to 1t. And while, in conparticular church) a potent and lasting influence for the better- structing a building, this effect may be the last to be realized, in ment of mankind. Buildings of the first category—depressing or drawing a building it is logically the first. The renderer must distracting buildings—are legion; those of the second—buildings realize the presence of mass before he can fully realize the presence which arrest or elevate—are rare. But the more significant forms of any appurtenant form. It may be likened to the clay which a may be repeatedly delineated and interpreted in drawings and sculptor must grasp before any particular shape can be given or paintings by whose agency they may be widely exhibited, published any details modelled. The first necessary attribute of a convincing and, so to speak, broadcast. Rendering, in short, by allying itself architectural rendering is, correspondingly, an adequate suggestion with the conscious and objective forces in architectural work, may of mass. Without this primary effect of solidity, all details which serve, by paraphrase, to bring home the laconic message of archi- may be delineated later must appear without body and the presentation as a whole must lack substance. tecture. ‘Form.—Being imbued with a sense of the substantial nature To sum up, rendering has six principal objects. The first three have long been recognized: to convey advance realizations of pro- that his subject, in general, possesses, the renderer addresses himposed structures, to aid in crystallizing ideas in the architect’s mind self to a study of its particular form. It is generally taken for and to interpret the architectural significance of: existing struc- granted that if accurate floor plans and elevations are available, tures. The other three remain largely for future development: to an accurate image of the building can be produced by following serve as criterion and guide in city planning, to assist in evolving the rules of perspective draughtsmanship—those rules are said new types of architecture and to strengthen the psychological in- to have originated with Leonardo and are commonly accepted as being correct and comprehensive. The fact is, however, that there fluence of architecture on human values. Whichever of these objects a given rendering is to serve, the is considerable question as to how forms really look. It is quite renderer—having comprehended why the drawing is being made— doubtful if the system of perspective draughtsmanship which we is faced with two fundamental considerations. The first is to grasp accept as a science, is more than a convention—a, convention what is the nature of the architectural subject to be rendered, to which, indeed, is usually of great help to accurate representation sO ponder it as to exclude non-essentials. The second is how to and yet, in numerous instances, is a specific hindrance. The form-
zoning laws involved a radical departure in the general forms of buildings, and into the strange spaces created by these laws some
employ the various devices of draughtsmansbip so as to communicate this realization to others. Between these two items—the nature of the subject and the process of rendering—there exists the distinction between ends and means, and it is important that the renderer have this distinction clearly in mind at the outset.
As a matter of common practice, this distinction is often not
made. The painting or drawing is often regarded as being an end
ing, in the human eye of images of buildings appears, in fact, to involve factors with which we, as renderers, have not yet ade-
quately dealt (see PERSPECTIVE). The Single Viewpoint.—One
item to be considered in this
connection is that, in laying out perspectives the draughtsman habitually assumes that the subject is being viewed from a single viewpoint. He establishes, on his draughting board, a specific
RENDERING,
148
ARCHITECTURAL
point, termed the “viewpoint” and his operations proceed from this base. But this assumption is adequate to the extent that the appearance which a building actually produces on a one-eyed man is inadequate as compared to that produced on a two-eyed man. In some cases, the discrepancy is not remarkable—as, for example, small forms viewed at considerable distances. But, in forms which are closely scrutinized, the discrepancy becomes pronounced; there is a definite lack of the three-dimensional quality to the single-eyed vision, and there is a corresponding flatness to the general run of perspectives laid out from the single viewpoint. The
Stationary
Viewpoint—A
second
item
is that
a
draughtsman in laying out his perspective assumes, according to the convention, that his single viewpoint is stationary. In reality, however, an observer in forming his image of a building, assumes a series of viewpoints. In seriously studying a building, one will purposefully view it from many different angles; but even if the interest is only casual one will instinctively look at it more than once—always from a viewpoint which is, of necessity, slightly altered. In all cases, it may be said that the image which the observer takes away with him is not the single first impression received from aliterally stationary viewpoint, but is a composite of several distinct impressions. This composite quality of the image is an essential which demands the renderer’s attention: how he may, by a cunning draughtsmanship, convey this aspect of the case is considered in this article under the heading of “Procedure.” The foregoing consideration involves a problem that often appears in rendering; viz., one is often faced with the necessity of choosing between a truthful pictorial statement of the building which is being drawn and a truthful statement of the viewpoint which happens to have been chosen. It is usually held that when a viewpoint has once been selected,
it is demanded by honesty that all items of the scene (including adjoining buildings) must be delineated exactly as they appear; that if one arbitrarily makes alterations (as, for example, showing adjoining buildings less prominently than they actually are) he is guilty of “faking.” Undeniably, many renderings are “faked”; at the same time, there is a distinction to be made. If the alteration has been made for the purpose of conveying a more favourable impression than the actual scene, then the charge of misrepresentation is, obviously, sustained. It often happens, however, that a, building possesses a very important feature which, while entirely visible from many points of view, may happen to be screened from the particular point of view that has been chosen. For instance, a building may possess a certain buttressing member which gives its tower integrity, and which may be visible from many viewpoints, but this member may be hidden from the chosen viewpoint by some extraneous and perhaps temporary obstruction. We may assume at the same time, that the renderer’s commission is to depict the building as truthfully and completely as possible in a single drawing. In such a case, it would appear that he is not so much permitted as actually required to slight incidental facts of his viewpoint in favour of the essential facts of the subject which he is viewing.
Perspective of Vertical Lines.—Another item demanding the renderer’s attention is that all effects of perspective which a building presents to the human eye apply to its vertical as well as to its horizontal extension. Although this is obviously so, the cur| rent convention of perspective generally disregards it, the hori| zontal lines, only, being drawn to meet in a “vanishing point,” but
| the vertical lines being arbitrarily drawn parallel to each other. | , | | '
In the case of very low buildings, the discrepancy is not important; but in the cases, now so numerous, of very tall buildings, the inaccuracy is serious. The convention not only produces distorted drawings, but so habituates onlookers to distortion that they become disinclined to recognize normal appearances. Method of Construction.—The renderer may, to a consider` able degree, express in his drawing such differences of appearance as exist, for example, between a building of solid masonry and one of steel grille construction. His medium allows considerable variety of indication of texture characteristic of stone, brick, terra-
Atmospheric Conditions.—Buildings are, of necessity, seen through a physical atmosphere and a suggestion of reality obvi. ously cannot be conveyed in a drawing in which an atmospheric condition
is not convincingly
suggested;
some
renderings, for
instance, fail by conveying the suggestion that the subject was viewed through a vacuum. The important question of colour belongs to a general study of
the painter’s art (see PAINTING; WATERCOLOUR PAINTING). In addition to these material factors, an architectural subject
presents others of a psychological nature. A realistic rendering
may, indeed, be produced by dealing honestly with only the physical facts; an authentic rendering, however, demands a realistic treatment of intellectual and emotional aspects as well. In
this connection, the following experiment is illustrative. An exact
perspective was laid out of the form of the Woolworth building, using the architect’s blue prints as a basis. A second study was
made, sketching from the building itself from an exactly corresponding viewpoint. The building was then photographed from this viewpoint. On comparing the three results it was found that the principal proportions were different in each case. The more striking conclusion was that none of them conveyed the sense of structural logic which the disposition of the steel members themselves conveys to the thoughtful observer; none of them suggested the emotion of soaring aspiration which the form itself suggests to the human onlooker. It becomes, indeed, one of the chief concerns of the renderer to comprehend the nature of the architectural idea which his subject embodies, the trend of thought the architect has expressed. Similarly, the renderer must especially aim to appreciate the emotional tone, the particular mood, of his subject. On entering these outlying psychological domains rendering, like the other arts, may attain its happiest freedom of movement. Yet just here, unfortunately, it must evade competent technical guidance. We have many paintings and drawings which succeed in conveying an isolated thought or an isolated emotion; but too often we find that the renderings which have attained this success have paid in distorted material proportions. Viewed in this way, renderings as a whole fall into certain rather well-defined groups. The largest, and most familiar, includes those in which the renderer has made a competent presentation of the material facts, but has failed to include any of those elements which, in architecture, stimulate the mind and arouse the emotions. It is as though he worked only with his hands, neither his thought nor feeling having been involved. The result is correct but chilling. A second group is that in which only an emotional aspect of the subject has been fully rendered, just as a third is that in which only an intellectual aspect has been emphasized. Such works, generally labelled “impressionistic,” “futuristic,” etc., often convey what was intended yet fail of permanent value in that they distort or omit the physical facts of the case. If, for example, the subject be a mausoleum which has, in actuality, an atmosphere of solemnity, such a rendering may—perhaps in a few dark washes—convey an emotion of solemnity but leave the mausoleum itself in doubt. Or, if the subject be a tower notable for its logical growth, the rendering may—perhaps in a few cold lines —suggest logical growth but refer to no particular tower. There follow, naturally, three further groups in which the result is more appealing or convincing: that in which the material facts have been accurately presented in a thoughtful manner; that in which they have been presented with appreciable emotion; and that in which, while the material facts have been presented inexactly, a clear architectural thought appears accompanied by deep feeling. The ideal, which would constitute a seventh group, would be to convey the material, the emotional and the intellectual facts in the same rendering. Why renderings should fall into these various groups is probably not difficult to ascertain: they do so by following the various per-
sonalities of the renderers. A draughtsman naturally draws that
aspect of a building which he is by habit inclined to appreciate.
From one renderer, we shall almost always get a very correct and cold drawing; from another a very bold and incorrect drawing. This suggests the reason why a perfectly balanced rendering has
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RENDERINGS
IN VARIOUS
1. Engraving: structural factors, accurately sensed, recomposed with a virile imagination, conveying powerful emotional impression. By Piranesi (1720—76). 2. Pencil drawing, coffee wash: made to visualize a civic project; primarily concerned with the architectural conception, yet adequate attention given to pictorial values. By Eliel Saarinen. 3. Etching: imaginary composition on historical motif; highly stimulating impressions. By
MEDIUMS
William Walcot. 4. Pastel: selection of architectural factors from an existing building; thoughtful composition of subject matter, affectionate attention to technique. By T. de Postels. 5. Pencil: example of a one minute sketch made to convey an architect’s conception to his assistants; attention
centred on essentials of the sketched). By Cass Gilbert
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RENDSBURG—RENE student of rendering. It may well be that he will develop his art not simply by cultivating whatever
tendency
he happened
to
exhibit in the beginning, but, rather, by seeking to add to his forces some tendency which was not habitual to him. For example, if he is in the way of being an excellent draughtsman, he might
seek to acquire an emotional appreciation of architecture in addition; just as, if he has always had strong feelings about buildings, he might seek to comprehend the pure logic by which all architec-
tural masterpieces are given form. When thus regarded, rendering becomes, for the renderer himself, not so much a matter of selfexpression as of self-development.
I.
149
BrstiocrapHy.—David A. Gregg, Architectural Rendering in Pen and Ink (1891); F. F. Frederick, Architectural Rendering in Sepia (1892); Frank A. Hays, ed., Architectural Rendering in Pen and Ink
(1915); A. L. Guptil, Sketching and Rendering in Pencil (1922);
H. V. Magonigle, Architectural Rendering in Wash (1926); A. L. Guptill, Drawing with Pen and Ink (1928). Articles on architectural rendering have also appeared in the following magazines during the years indicated: Arts and Decoration (New York, 1920) ; Pencil Points (New York, 1921~25); Architecture (New York, 1923). (H. Fe.)
RENDSBURG, a town in the Prussian province of Schles-
wig-Holstein, situated on the Eider and on the Kaiser Wilhelm canal, 20 m. W. of Kiel, on the Altona-F lensburg railway. Pop. (1925) 17,036. Rendsburg came into existence under the shelter PROCEDURE of a castle founded by the Danes about the year IIoo and was To answer the remaining question—how to make a rendering an object of dispute between the Danish kings and the counts —it is necessary, since there are numerous equally promising of Holstein. In 1252 it was adjudged to the latter and the town methods of procedure, to describe the method employed in a was surrounded with ramparts in 1539. The war of 1848-50 bespecific case. In the case of the rendering reproduced in fig. 1-6 of gan with the capture of Rendsburg by the Holsteiners and it formed the centre of the German operations. In Nov. 1863 the Plate III. the procedure was as follows:— A sheet of mounted Whatman paper 27 by 4o in. was tacked town was occupied by the Saxon troops acting as the executive of to a slightly larger drawing board and placed on a vertical easel. the German Confederation, and it was the base of the operations The draughtsman standing before the easel, made the assumption of the Austrians and Prussians against Schleswig in the spring of that, for the moment, the paper represented space. With the inten- the following year. Rendsburg was jointly occupied by Austrian tion of introducing into this space, the presence of mass, a number and Prussian military until 1866, when it fell to Prussia. It conof lines were lightly sketched in, using a 3B Wolff crayon (see sists of three parts—the crowded Altstadt, on an island in the fig. 1). These lines fall into three groups, according to their Eider; and new towns on the north and south banks of the river. direction; they proceed, respectively, from three previously as- Its importance rests on the commercial facilities afforded by its sumed “vanishing points” (see PERSPECTIVE). They serve the connection with the North sea and the Baltic through the Kaiser draughtsman as an adequate notation of the three-dimensionality Wilhelm canal, by which transit trade is carried on in grain, timwhich characterizes any mass in space. While sketching these ber, Swedish iron and coals. The principal products are dyes, generalized lines, he emphasized such as would tentatively indicate iron, artificial manures, machines and tobacco.
the particular form that he intended to give the mass—the form which, until now, had existed only in his mind. The next step was to confirm and solidify these outlines by introducing tone values— produced by drawing, rapidly, a number of freehand lines across the areas to be shaded (see fig. 2) and rubbing these lines together into a tone with a gloved finger or a paper “stump” (see fig. 3). In the rendering now under consideration, the degree of solidity which was desired at this stage was effected by producing three general tones—the background being the darkest, the planes of the building which face toward the left being intermediary, and the planes which face toward the right being the lightest. The last tone was produced by cleaning the areas with a “kneaded” eraser (see fig. 4). At this point, the draughtsman had before him a visualization, vivid enough for his own purposes, of the basic form of the building. His next step was to identify, in his mind, the principal subdivisions of his preconceived design and to indicate, on the paper, these modifications of the basic form. This involved a repetition, at a smaller scale, of his previous procedure; that is to say, he first sketched in the minor forms iw line and then solidified them with tone values, using glove, stump and eraser. At this point another tone value was added to contribute further to the effect of solidity; i.e., the cast shadows (see fig. 5). The same process of indicating form in line was repeated again and again—each time dealing with a category of smaller forms—until the building appeared in that degree of detail which seemed best calculated to serve the purposes for which the drawing was undertaken (see fig. 6). Of renderings of this sort, it might be said that the draughtsman begins his task in this spirit: he is, metaphorically, facing a building which, although it exists in its entirety, is completely hidden from him in a mist or fog. As he approaches his subject, how-
ever, he begins to discern the principal outlines of its mass. Soon
Its secondary and tertiary features appear. He is free to continue his approach until the most minute details have become plain.
Nevertheless, it is important that he halt at that point where his
subject has revealed all that is essential to his inquiry. The numerous other methods of rendering, all equally useful, can best be studied in reproductions of actual renderings; such ma-
terial, with explanatory notes, is shown in the accompanying
plates. They all point to the same conclusion—the draughtsman’s
best procedure is first to delineate the essentials of his subject, then to build all indication of detail on this foundation.
RENE I. (1409-1480), duke of Anjou, of Lorraine and Bar,
count of Provence and of Piedmont, king of Naples, Sicily and Jerusalem, was born at Angers on Jan. 16, 1409, the second son of Louis II., king of Sicily, duke of Anjou, count of Provence, and of Yolande of Aragon. By his marriage treaty (1419) with Isabel, elder daughter of Charles II., duke of Lorraine, the comte de Guise, as he then was, became heir to the duchy of Bar, which was claimed as the inheritance of his mother Yolande, and, in right of his wife, heir to the duchy of Lorraine. René, then only ten, was to be brought up in Lorraine under the guardianship of Charles II. and Louis, cardinal of Bar, both of whom were attached to the Burgundian party, but he retained the right to bear the arms of Anjou. When Louis of Bar died in 1430 René came into sole possession of his duchy, and in the next year, on his father-in-law’s death, he succeeded to the duchy of Lorraine. But the inheritance was claimed by the heir-male, Antoine de Vaudémont, who with Burgundian help defeated René at Bulgnéville in July 1431. The Duchess Isabel effected a truce with Antoine de Vaudémont, but the duke remained a prisoner of the Burgundians until April 1432, when he recovered his liberty on parole on yielding up as hostages his two sons, Jean and Louis of Anjou. His title as duke of Lorraine was confirmed by his suzerain, the Emperor Sigismund, at Basel in 1434. This proceeding roused the anger of the Burgundian duke, Philip the Good, who required him early in the next year to return to his prison, from which he was released two years later on payment of a heavy ransom. He had succeeded to the kingdom of Naples through the deaths of his brother Louis III. and of Jeanne II. de Duras, queen of Naples, the last heir of the earlier dynasty. Louis had been adopted by her in 1431, and she now left her inheritance to René. The marriage of Marie de Bourbon, niece of Philip of Burgundy, with John, duke of Calabria, René’s eldest son, cemented peace between the two princes. ‘After appointing a regency in Bar and Lorraine, he visited his provinces of Anjou and Provence, and in 1438 set sail for Naples, which had been held for him by the Duchess Isabel. In 1441 Alphonso of Aragon laid siege to Naples, which he sacked after a six months’
siege. René returned to France in the same year, and- though he retained the title of king of Naples his effective rule was never recovered. René took part in the negotiations with the English at Tours in 1444, and peace was consolidated by the marriage of his younger daughter, Margaret, with Henry VI. at Nancy. René
now
OF FRANCE—RENFREWSHIRE
RENEE
150 made
over the government
of Lorraine
to John, duke
of
Calabria, who was, however, only formally installed as duke of Lorraine on the death of Queen Isabel in 1453.
confidence
René had the
of Charles VII., and is said to have initiated the
reduction of the men-at-arms set on foot by the king, with whose military operations against the English he was closely associated. He entered Rouen with him in November 1449, and was also with
him at Formigny and Caen. After his second marriage with Jeanne de Laval, daughter of Guy XIV., count of Laval, and Isabel of Brittany, René took a less active part in public affairs, and devoted himself more to artistic and literary pursuits. The fortunes of his house declined in his old age. See ANJov. The king of Sicily’s fame as an amateur of painting has led to the attribution to him of many old paintings in Anjou and Provence, in many cases simply because they bear his arms. These works are generally in the Flemish style, and were probably executed under his patronage and direction, so that he may be said to have formed a school of the fine arts in sculpture, painting, gold work and tapestry. Two of the most famous works
formerly attributed to René are the triptych, the “Burning Bush,” in the cathedral of Aix, showing portraits of René and his second wife, Jeanne de Laval, and an illuminated Book of Hours in the Bibliothéque nationale, Paris. The “Burning Bush” was in fact the work of Nicolas Froment, a painter of Avignon. Among the men of letters attached to his court was Antoine de la Sale, whom he made tutor to his son, the duke of Calabria. He encouraged the performance of mystery plays; on the performance ef a mystery of the Passion at Saumur in 1462 he remitted four years of taxes to the town, and the representations of the Passion at Angers were carried out under his auspices. He exchanged verses with his kinsman, the poet Charles of Orleans. The best of his poems is the idyl of Regnault and Jeanneton, representing his own courtship of Jeanne de Laval. Le Livre des tournois, a book of ceremonial, and the allegorical romance, Congueste qu'un chevalier nommé le Cuer @amour espris feist d'une dame appelée Doulce Mercy, with other works ascribed to him, were perhaps dictated to his secretaries, or at least compiled under his direction.
His Oeuvres were published by the comte de Quatrebarbes (4
vols., Paris and Angers, 1845-46).
He died on July 10, 1480.
See A. Lecoy de la Marche, Le Roi René (2 vols., 1873); A. Vallet de Viriville, in the Nouvelle Biographie générale, where there is some account
of the mss.
of bis works;
and
J. Renouvier,
et enlumineurs du roi René (Montpellier, 1857).
RENEE
OF FRANCE
Les Peintres
(1510-1575), second daughter of
Louis XII. and Anne of Brittany, was born at Blois on Oct. 25, 1510. After being betrothed successively to Gaston de Foix,
Charles of Austria (the future emperor Charles V.), his brother Ferdinand, Henry VIII. of England, and the elector Joachim II. of Brandenburg, she married in 1528 Hercules of Este, son of the duke of Ferrara, who succeeded his father six years later. Renée’s
court became a rendezvous of men of letters and a refuge for the persecuted French Calvinists. She received Clément Marot and Calvin at Ferrara, and finally embraced the reformed religion. Her husband, however, who viewed these proceedings with disfavour, banished her friends, took her children from her, threw her into prison, and eventually made her abandon at any rate the outward forms of Calvinism. After his death in 1559, Renée returned to France and turned her duchy of Montargis into a centre of Protestant propaganda. During the wars of religion she Was several times molested by the Catholic troops, and in 1562 her chateau was besieged by her son-in-law, the duke of Guise. She died at Montargis. See B. Fontana, Renata di Francia : Rodocanachi, Renée de France (Paris, ae
RENFREW,
S
REE
royal, municipal and police burgh and county
town of Renfrewshire, Scotland, near the southern bank of the Clyde, 7m. W. by N. of Glasgow, via Cardonald, by the L.MS. railway. A small part of the burgh is in the parish of Govan,
Lanarkshire. Pop. (1931) 14,986. Industries include large shipbuilding works, engineering, weaving, and the manufacture of hosiery, rubber and soap. The Clyde Trust has constructed a large dock here, and there is a ferry to Yoker. Robert IIT. gave a char-
ter in 1396, but it was a burgh (Renifry) at least 250 years earlier Close to the town, on the site of Elderslie House, Somerled, lord of the Isles, was defeated and slain in 1164 by the forces of Malcolm IV., against whom he had rebelled.
In 1404 Robert It.
bestowed upon his son James (afterwards James 1. of Scotland) the title of Baron of Renfrew, still borne by the Prince of Wales
RENFREWSHIRE,
south-western county, Scotland,
bounded north by the river and Firth of Clyde, east by Lanark. shire, south and south-west by Ayrshire and west by the Firth of Clyde. A small detached portion of the parish of Renfrew, situ. ated on the northern bank of the Clyde, is surrounded on the landward side by Dumbartonshire. The county has an area of
151,431 acres (excluding water). The surface is low and undulating, except towards the Ayrshire border on the south-west, where the principal height is Hill of Stake (1,711 ft.), and the confines of Lanarkshire on the south-east, where a few points attain a height of 1,200 ft. The south-western hills are formed of volcanic rocks, basalts, porphyrites, tuffs and agglomerates of the age of the Calciferous Sandstone series. Practically all the area west of these rocks is occupied by the Carboniferous Limestone series. Boulder clays and glacial gravels and sands cover considerable areas. Much of the higher land in the centre is well wooded. The Clyde forms part of the northern boundary of the shire. In the north-west Loch Thom and Gryfe Reservoir provide Greenock with water, and Balgray Reservoir and Glen Reservoir reinforce the water-supply of a portion of the Glasgow area. Castle Semple Loch and other lakes are situated in the south and south-east. The Glasgow, Paisley and Johnstone canal was converted after 1882 into the track of the Glasgow & South-Western (now L.M.S.) railway. Strathgryfe is the only considerable vale in the shire. The scenery at its head is wild and bleak, but the lower reaches are pasture land. The wooded ravine of Glenkillock, to the south of Paisley, is watered by Killock Burn, on which are three falls. Agriculture and Industries.—The hilly tract contains much peat-moss and moorland, but over those areas which are not thus covered the soil, which is a light earth on a substratum of gravel, is deep enough to produce good pasture. In the undulating central region the soil is better, particularly in the basins of the streams, while on the flat lands adjoining the Clyde there is a rich alluvium which, except when soured by excessive rain, yields heavy crops. Of the total area over half is under cultivation, considerably more than half of this being permanent pasture. Oats are grown extensively, and wheat is also cultivated. Potatoes, turnips and mangolds are the leading green crops. Near the populous centres orchards and market gardens are found, and an increasing acreage is under wood. Horses are kept mostly for farming opera-
tions, and the bulk of the cattle are maintained in connection with
dairying. Sheep-farming, though on the increase, is not prosecuted so vigorously as in the other southern counties of Scotland, and pig-rearing is on the decline. Coal, iron and fireclay are the principal minerals of Renfrewshire. Granite, limestone and sandstone are quarried. The thread industry at Paisley is very extensive. Cotton and flax spinning, printing, bleaching and dyeing are carried on at Paisley, Renfrew, Barrhead and elsewhere; woollens and worsteds are produced at Greenock and Renfrew. Engineering works and iron foundries are found’ at Greenock, Port Glasgow, Paisley, Renfrew, Barrhead and Johnstone. Sugar is a staple article of trade in Greenock and there are chemical works at Cathcart, Paisley, Hurlet and Nitshill. Brewing and distilling are carried on at
Greenock and other places. Shipbuilding is especially important at Greenock and Port Glasgow. Paper mills are established in Greenock, Cathcart and Johnstone. Numerous miscellaneous industries—such as the making of starch, cornflour, earthenware
and soap are important in Paisley and elsewhere.
Trade and
fisheries are, centred at Greenock.
The L.M.S. railway runs westwards from Glasgow by Paisley to Greenock, Gourock and Wemyss Bay; south-westwards {0 Barrhead and other stations; and southwards to Busby. Other lines run to Greenock by Paisley, Johnstone and Kilmalcolm;
to Nitshill and other places south-westwards; by Lochwinnogh
RENNENKAMPF—RENNES (for Dalry and Ardrossan in Ayrshire); and to Renfrew jointly with the Caledonian. Population and Administration.—In 1931 the population numbered 288.575; 5 persons spoke Gaelic only and 3,042 Gaelic and English. Thus though the shire is but twenty-seventh in point of size of the 33 Scottish counties, it is fourth in respect of population. The chief towns are Paisley (pop. 86,441), Green-
ock (78,948). Port Glasgow (19,580), Johnstone (12,837), Barrhead (12,308), Renfrew (14,971 in Renfrewshire), Gourock (8.844). The shire returns one member to parliament for the eastern, and another for the western division. Paisley and Greenock return each one member. Renfrewshire forms a sheriffdom
with Bute, and there is a resident sheriff-substitute at Paisley and one at Greenock.
The county is under school-board jurisdiction.
For secondary and specialized education there are an academy
high school at Greenock and a grammar school and technical school at Paisley. History.—At the time of the Roman advance from the Solway
the land was peopled by the British tribe of Damnonii. To hold the natives in check the conquerors built in 84 the fort of Vanduara on high ground now covered by houses and streets in Paisley; but after the Romans retired (410) the territory was overrun by Cumbrian Britons and formed part of the kingdom of Strathclyde, the capital of which was situated at Alclyde, the modern Dumbarton. In the 7th and 8th centuries the region practically passed under the supremacy of Northumbria, but in the reign of Malcolm Canmore became incorporated with the rest of Scotland. During the first half of the 12th century, Walter Fitzalan, high steward of Scotland, ancestor of the royal house of Stuart, settled in Renfrewshire on an estate granted to him by David I. Till their accession to the throne the Stuarts identified themselves with the district, which, however, was only disjoined from Lanarkshire in 1404. In that year Robert ITI. erected the barony of Renfrew and the Stuart estates into a separate county, which, along with the earldom of Carrick and the barony
of King’s Kyle (both in Ayrshire), was bestowed upon his son, afterwards James I. From their grant are derived the titles of earl of Carrick and baron of Renfrew, borne by the eldest son of the sovereign. Apart from such isolated incidents as the defeat of Somerled near Renfrew in 1164, the battle of Langside in 1568 and the capture of the gth earl of Argyll at Inchinnan in 1685, the history of the shire is scarcely separable from that of Paisley or the neighbouring county of Lanark.
RENNENKAMPF,
PAUL
(1854-1918), Russian general,
was born in 1854 and entered the army in 1873. In 1882 he was appointed to the General Staff. Promoted to the rank of general in 1900, he distinguished himself in the Russo-Japanese war
(1904-05). In 1913 he was appointed to command of the troops in the Vilna Military District. In Aug. 1914 he commanded the I. Army which invaded Eastern Prussia. His inaction during the battle of Tannenberg, where the neighbouring army of Samsonov was destroyed on Aug. 26-29 was a bitter disappointment, and he was even suspected of treachery. Personally brave, Rennenkampf, as an army commander, showed himself in the strategic sphere alternately rash and timid, owing to his inability to grasp the situation as a whole. At the beginning of 1915 he was recalled, and later under the pressure of public indignation, dismissed from the service. In 1918 he was killed by the Bolsheviks.
RENNER,
KARL
(1870-
), Austrian politician, was
born on Dec. 14, 1870, the son of a peasant, at Dolni-Dumajovice, Moravia. He studied law at the university of Vienna, and early attached himself to the Social Democratic party. He became a leader of Neo-Marxism. He was a deputy from 1907, and, as leader of the Social Democrat party, he repeatedly attacked
the Government.
He deeply influenced the movement which
preceded the fall of the monarchy. After the collapse he became
head of the Government, and after the elections had given the Social Democrats and Christian Socialists an overwhelming majority, he formed a coalition ministry, as the leader of which he became the first chancellor of the Austrian republic.
Renner was largely responsible for the decrees of the national assembly which called for the dethronement of the dynasty of
151
Habsburg-Lorraine and the banishment of all members of this house if they did not submit entirely to the laws of the republic,
and he was in charge of the negotiations which led to the exemperor Charles leaving Austria in March rọrọ. He was responsible for thwarting the separatist endeavours of the different provinces and the demands which the Communists, supported by their partisans in foreign countries, made with the object of overthrowing the Government. On May 12, 1919, he went to Paris as head of the Austrian delegation to receive the conditions of peace. As the foreign minister, Otto Bauer (q.v.), resigned rather than take the responsibility for certain provisions of the treaty, Renner took over the conduct of foreign affairs and signed the Treaty of St. Germaine-en-Laye of Sept. 10, 1919. In Dec. tgrg he visited Paris again to depict Austria’s miserable situation to her former enemies and to beg, not without success, for help. Meanwhile, the first coalition ministry had been succeeded in Oct. 1919 by a second, in which Renner was again chancellor and secretary for foreign affairs. Relations between the Austrian Government and Hungary, which since the régime of the revolution had been succeeded by a reaction, were very strained. Renner, who, as a Social Democrat, was inimical to the reactionary Hungarian Government, refused to grant demands put forward to extradite the Hungarian revolutionaries who had fled to Vienna. This brought him into conflict with the Christian Socialists and their representatives in the Cabinet. The coalition broke up in June; but Renner remained in charge of foreign affairs in the so-called “proportional cabinet,” only resigning in Oct. 1920. He continued to take part in the parliamentary debates and the enterprises of the Social Democrat party; but his influence rapidly declined. His principal works are Grundlagen und Entwicklungsziele der Osterreichisch-ungarischen Monarchie (1906); Oesterreichs Erneuerung (1919); Die Wirtschaft als Gesamtprozess und die Sosialisierung
(1924).
(A. F. P.)
RENNES, a town of western France, formerly the capital of Brittany and now the chief town of the department of Ille-etVilaine. Pop. 73,866. Rennes is situated at the meeting of the Ille and the Vilaine and at the junction of several lines of railway
connecting it with Paris (232 m. E.N.E.), St. Malo (51 m. N.N.W.), Brest (155 m. W.N.W.). Rennes, the chief city of the Redones, was formerly (like some other places in Gaul) called Condate (hence Condat, Condé), probably from its position at the confluence of two streams. In Roman times it was in Lugdunensis Tertia, and became the centre of Roman roads. The oldest
chronicles named it Urbs Rubra from the bands of red brick in the foundations of its first circuit of walls. Conan le Tort, count of Rennes (late roth century), subdued the whole province, and his son and successor Geoffrey first took the title duke of Brittany. The dukes were crowned at Rennes, and before entering the city by the Mordelaise gate they had to swear to preserve the privileges of the church, the nobles and the commons of Brittany. In 135657 Bertrand du Guesclin saved it from capture by the English. The parlement of Brittany, founded in 1551, held its sessions at Rennes from 1561, they having been previously shared with Nantes. Henry IV. entered the city in state on May 9, 1598. In 1675 an insurrection at Rennes, caused by the taxes imposed by Louis XIV. was cruelly suppressed. The parlement was banished to Vannes till 1689, and the inhabitants punished. At the beginning of the Revolution Rennes was again the scene of bloodshed, caused by the discussion about doubling the third estate for the convocation of the states-general. In Jan. 1789 Jean
Victor Moreau (afterwards general) led the law-students in their demonstrations on behalf of the parlement against the royal government. It was the centre of the operations of the Republican army against the Vendeans. The bishopric, founded in the sth century, in 1859 became an archbishopric, a rank to which it had previously been raised from 1790 to 1802. The town was for the most part rebuilt of dark granite on a regular plan after the seven days’ fire of 1720. The old town or Ville-Haute occupies a hill bounded on the south by the Vilaine, on the west by the canalized Ille. The Vilaine flows in a deep
152
RENNET—RENOUVIER
hollow bordered with quays and crossed by six bridges leading
nary Control Service (1915), and one of the 12 experiment sty.
Rennes was rebuilt between 1787 and 1844 on the site of two
investigations for the United States on gold, silver, platinum, and
façade has twin towers. The archbishop’s palace occupies in part the site of the abbey of St. Melaine. The Mordelaise gate is a curious example of 15th-century architecture, and preserves a Latin inscription of the 3rd century, a dedication by the Redones to the emperor Gordianus. The finest building in Rennes is the 17th century parliament house, now the law-court. Rennes is the seat of an archbishop and a prefect, headquarters of the X. army corps and centre of an académie (educational division). Its university has faculties of law, science and letters, and a preparatory school of medicine and pharmacy. The town is also the seat of a court of appeal, of a court of assizes, of
pital for Mental Diseases (1882) and of a general hospital serving
to the new town or Ville-Basse on its left bank. The cathedral of
churches dating from the 4th century.
The Renaissance west
tribunals of first instance and commerce, of a board of tradearbitrators and of a chamber of commerce. Tanning, iron-founding, timber-sawing and the production of furniture and wooden goods, flax-spinning and the manufacture of tenting and other coarse fabrics, bleaching and various smaller industries are carried on. Trade is chiefly in butter made in the neighbourhood, and in grain, flour, leather, poultry, eggs and honey.
RENNET: see CHEESE; Damy FARMING. RENNIE, JOHN (1761-1821), British engineer, was the youngest son of James Rennie, a farmer at Phantassie, Haddingtonshire, where he was born on June 7, 1761. His first engineering work was the erection of flour mills, but his fame chiefly rests on his achievements in civil engineering. His skill solved the problem of draining and reclaiming extensive tracts of marsh in the eastern counties and on the Solway Firth. As a bridge engineer he built Waterloo, Southwark and London bridges—the last of which
tions of the United States Bureau
of Mines, handling al] the
the rare metals (1919). Reno is the seat also of the State Hos.
a wide area. Because of the relative ease with which a divorce may be secured in Nevada (the law recognizing seven grounds for an absolute decree and requiring only three months’ residence before bringing suit) Reno is the temporary residence of many
persons from New York and other States with less liberal laws on the subject. About 25 m. S.E. of the city are the famous min.
ing camps of Virginia City and Gold Hill, on the Comstock loge.
In 1859 (the year the Comstock lode was discovered) a roadhouse was built on the site of Reno for the accommodation of travellers
and freight-teams on the Overland Route and to the goldfields By 1863 the place had become known as Lake’s Crossing, and
five years later it was chosen for a station on the Central (now the Southern) Pacific railroad, then building through the Truckee valley.
It was named after General Jesse Lee Reno
(1823-62),
a Federal officer in the Civil War. The town was incorporated in 1879, and was chartered as a city in 1899 and again in 1903. In 1873 and in 1879 it suffered from destructive fires.
RENOIR,
PIERRE
AUGUSTE
(1841-1919),
French
painter, was born at Limoges on Feb. 25, 1841. He was the son of a tailor. At 13 he was apprenticed to a manufacturer of porcelain, and in painting on china he acquired a taste for pure and
transparent colour and subtle brushwork. After earning some money in painting fans and blinds he entered the studio of Gleyre, where he became the friend of Sisley and Monet. He was in spired by Courbet to study nature; he was interested in Delscroix’s colour technique; and the work of Monet and Corot he did not live to see completed (see Brinces: Construction). appealed to him. In his early work he followed, with pronounced A noteworthy feature in many of his designs was the flat road- modern modifications, certain traditions of the French r8th cenway. Among the harbours and docks in the construction of which tury school. In the work of a later period colour was made subhe was concerned are those at Wick, Torquay, Grimsby, Holy- servient to form under the influence of Ingres, and his search for head, Howth, Kingstown and Hull, together with the London dock volume and form induced him at the end of his life to take up and the East India dock on the Thames, and he was consulted by modelling. In the ’7os he threw himself into the impressionist the government in respect of improvements at the dockyards of movement and became one of its leaders. Renoir tried his skill Portsmouth, Sheerness, Chatham and Plymouth, where the break- in almost every genre—in portraiture, landscape, flower-painting, water was built from his plans. He died in London on Oct. 4, scenes of modern life and figure subject; he excelled in painting 1821, and was buried in St. Paul’s. nude figures of women. His art breathes sensuality, transfigured RENO, the largest city of Nevada, U.S.A., and the county seat by lyrical feeling and plastic sense. His finest works rank among of Washoe county; on the Truckee river, 14 m. from the western the masterpieces of the modern French school. Among these are boundary of the State. It is on Federal highways 40 and 50; has some of his nude “Bathers,” the “‘Rowers’ Luncheon,” the “Ball a municipal airport of 160 ac. and is a station on the transconti- at the Moulin de la Galette,” “The Box,” “The Terrace,” “Ls nental air-mail route; and is served by the Southern Pacific, the Pensée,” and the portrait of “Jeanne Samary.” He is represented Virginia and Truckee, and the Western Pacific railways, and ten in the Caillebotte room at the Luxembourg, in the collection of motor-stage lines. The population was 12,016 in 1920 (80% M. Durand-Ruel, and in most of the collections of impressionist native white) and was 18,529 in 1930 by the Federal census. The paintings in France, in the United States, in Germany and in the city covers 3 sq.m., at an altitude of 4,500 ft., near the foot of the Tate gallery, London. Renoir died on Dec. 17, 1919, at Cagnes Sierra Nevada mountains, amid magnificent and varied scenery. in Provence, where he had settled in 1900. See PAINTING, PI. XXV. It is the financial, educational and professional centre of the See A. Vollard, La Vie et L’oeuvre de Pierre-Auguste Renoir (1919) State, and the commercial centre for the adjacent districts of and Imbressionism; F. Fosca, Renoir (Eng. trans., 1924). California as well as for Nevada. Manufacturing is relatively unRENOUF, SIR PETER LE PAGE (1822-1897), Egypimportant, but the 57 plants in the city in 1926 had an output tologist, was born in Guernsey, on Aug. 23, 1822. He was edt valued at $4,500,000. In the suburb of Sparks, 2-5 m. E. (pop. in cated at Elizabeth College there, and proceeded to Oxford, which, 1920: 3,238), are extensive shops of the Southern Pacific rail- upon his becoming a Roman Catholic, under the influence of Dr. road. The banking business is large in proportion to the size of Newman, he quitted without taking a degree. He took an active the city. Clearings in 1927 amounted to $35,368,959, and debits part in church controversy, and his treatise (1868) upon the to individual accounts totalled $112,269,224. The University of condemnation of Pope Honorius for heresy by the council of Nevada (opened at Elko in 1873 and moved to Reno in 1885) Constantinople in a.p. 680 was placed upon the index of prohibited occupies a 60-acre campus on a low plateau overlooking the city. books. After holding various educational posts he became in Adjoining the campus is the 6o-acre farm of the agricultural 1866 Keeper of Oriental Antiquities in the British Museum, experiment station, given by the citizens of Washoe county in succession to Samuel Birch. He was also elected in 1887 presidentin 1899, and 4 m. S. of the city is the university stock-farm of 213 of the Society of Biblical Archaeology, to whose Proceedings he acres. The Mackay school of mines was founded in 1907 by Mrs. contributed, among other important papers, the translation of Jobn W. Mackay and Clarence H. Mackay in memory of John The Book of the Dead, with a commentary. He retired in 1891, W. Mackay, one of the pioneers of the Comstock lode. Affiliated and died in London on Oct. 14, 1897. with the university are the Nevada Agricultural Experiment staRENOUV IER, (1815-1903); tion (1887), the State Analytical laboratory (1895), the State French philosopher, CHARLES BERNARD was born Montpellier on Jan. I, 1815, 4 Hygienic laboratory (1909), the State Laboratory for Pure Food died on Sept. 1, 1903. His twoat leading ideas are a dislike for the and Drugs and Weights and Measures (1909), the State Veteri- Unknowabl e, and a reliance on the validity of personal experience.
RENSSELAER—RENT
153
e former accounts for his acceptance of Kant’s phenomenalism, | attaches at common law, giving the landlord a preferential right combined with rejection of the “thing in itself.” It accounts, too, over other creditors exercisable without the intervention of judicial for his polemic on the one hand against a Substantial Soul, a authority (see Distress). The increasing importance of socage Buddhistic Absolute, an Infinite Spiritual Substance; on the other tenure, arising in part from the convenience of paying a certain hand against the no less mysterious material or dynamic sub- amount, whether in money or kind, rather than comparatively stratum by which naturalistic Monism explains the world. He uncertain services, led to the gradual evolution of the modern holds that nothing exists except presentations, which are not view of rent as a sum due by contract between two independent merely sensational, and have an objective aspect no less than a persons. Classes of Rents.—Rents, as they now exist in England, are subjective. To explain the formal organization of our experience he adopts a modified version of the Kantian categories. The in- divided into two great classes—rent service and rent charge. A sistence on the validity of personal experience leads Renouvier to rent service is so called because by it a tenure by means of service a yet more important divergence from Kant in his treatment of is created between the landlord and the tenant. The service is volition. Liberty, he says, in a much wider sense than Kant, is now represented by fealty, and is nothing more than nominal. man’s fundamental characteristic. Human freedom acts in the Rent service is said to be incident to the reversion—that is, phenomenal, not in an imaginary noumenal sphere. Belief is not a grant of the reversion carries the rent with it (see REMAINDER). intellectual merely, but is determined by an act of will affirming A power of distress is incident at common law to this form of what we hold to be morally good. In his religious views Renouvier rent. A rent charge is a grant of an annual sum payable out of makes a considerable approximation to-Leibnitz. He holds that lands in which the grantor has an estate. It may be in fee, in tail, we are rationally justified in affirming human immortality and the for life—the most common form—or for years. A rent charge existence of a finite God who is to be a constitutional ruler, but may also be granted out of another rent charge (Law of Property not a despot, over the souls of men. He would, however, regard Act, 1925, s. 7, 122 [1]). A rent charge must be created by deed atheism as preferable to a belief in an infinite Deity. His chief or will, and might be either at common law or under the Statute works are: Essais de critique générale (1854-64); Science de la of Uses (1536). As from Jan. 1, 1926, a rent charge may be morale (1869); Uchronie (1876); Esquisse d'une classification created or reserved without the intervention of a use (Law of systématique des doctrines philosophiques (1885-86); Philosophie Property Act, 1925, ss. 65, 187). The grantor has no reversion, analytique de Vhistoire (1896-97); Histoire et solution des prob- and the grantee had at common law no power of distress, though lemes métaphysiques (1901); Victor Hugo: Le Poéte (1893); such power was given him by the instrument creating the rent Le Philosophe (1900); Les Dilemmes de la métaphysique pure charge. Annual sums charged on land by way of rent charge (1901); Le Personnalisme (1903); Critique de la doctrine de may be recovered (a) if unpaid for 21 days, by distress; (0) if unpaid for 40 days, by entry into possession of the land and apKant (1906, published by L. Prat). See L. Prat, Les Derniers entretiens de Charles Renouvier (1904)3 propriation of income, and/or demise. By s. 45 of the ConveyancM. Ascher, Renouvier und der französische Neu-Kriticismus (1900); ing Act, 1881, a power of redemption of certain perpetual rents E. Janssens, Le Néocriticisme de C. R. (1904); A. Darlu, La Morale in the nature of rent charges is given to the owner of the land de Renouvier (1904); G. Séailles, Za Philosophie de C. R. (1905); out of which the rent issues. Rent charges granted since April 26, A. Amal, La Philosophie religieuse de C. R. (1907). RENSSELAER, a city of Rensselaer county, New York, 1855, otherwise than by marriage settlement or will for a life U.S.A., on the east bank of the Hudson river, opposite Albany. or lives or for any estate determinable on a life or lives were It is served directly by the Boston and Albany and the New required, in order to bind lands against purchasers, mortgagees or York Central railways, is a part of the deep-water port of Al- creditors, to have been registered in the Land Registry in Linbany (under development, 1928) and shares in the other trans- coln’s Inn Fields (Judgments Act, 1855). After 1925, however, portation facilities of Albany (g.v.). Pop. (1920) 10,823; 1930 it rent charges of this character became equitable interests only, was 11,223. It has large railroad shops and other important and as such are overreached by conveyances to purchasers of a manufacturing industries, with an output in 1927 valued at $11,- legal estate in lands (Law of Property Act, 1925, s. 2). There 900,055. Among the leading manufactures are felts and blankets, was no need, therefore, to provide for the registration of such shoddy, aspirin and other pharmaceutical products, dyes, size and rent charges, and the Land Charges Act, 1925, enacted that after chemicals. A settlement called Greenbush was established here Jan. z, 1926, they should not be entered in the register of in 1631, on the large tract known as Rensselaerwyck. In 1810 a annuities (s. 4 [r]). Rent charges in possession charged on land square mile of land within the present city limits was acquired perpetually or for a term of years absolute are “legal estates,” by a speculator, who divided it into lots and offered them for registrable as such under the Land Registration Act, 1925 (ss. 2, sale, and in 1815 the village was incorporated. In 1897 it was 3, viii., xxv.); and certain classes of rent charge may be entered in the register of land charges under the Land Charges Act, 1925 chartered as a city under its present name. RENT. Various species of rent appear in Roman law (g.v.). (s. 10). Rent charges are barred by nonpayment or non-acIn English law rent is a certain and periodical payment or service knowledgment for 12 years (Limitation Act, 1874). The period made or rendered by the tenant of a corporeal hereditament and of limitation for arrears of rent is six years. As to the colonies issuing out of (the property of) such hereditament. Its character- see Burge, Col. and For. Laws (by Bewes, iv., pt. 2, 460). Forms of rent charge of special interest are tzthe rent charge istics, therefore, are (1) certainty in amount; (2) periodicity in payment or rendering; (3) the fact that rent is yielded and is, (see TiTHES), and the rent charges formerly used for the purpose therefore, said “to lie in render,” as distinguished from profits à of creating “faggot votes.” The device was adopted of creating prendre in general, which are taken, and are, therefore, said to parliamentary voters by splitting up freehold interests into a lie in prendre; (4) that it must issue out of (the profits of) a number of rent charges of the annual value of qos., so as to satisfy corporeal hereditament. A rent cannot be reserved out of in- the freeholders’ franchise. But such rent charges were rendered corporeal hereditaments such as advowsons (Co. Litt. 47a, 142a). ineffective by the Representation of the People Act, 1884, s. 4, But rent may be reserved out of estates in reversion or remainder which enacted (subject to a saving for existing rights and an (see Reat Property) which are not purely incorporeal. It is exception in favour of ‘owners of tithe rent charge) that a man not essential that rent should consist in a payment of money. should not be entitled to be registered as a voter in respect of | Apart from the rendering of services, the delivery of hens, horses, the ownership of any rent charge. A rent charge reserved without power of distress is termed a wheat, etc., may constitute a rent. But at the present day, rent Is generally a sum of money paid for the occupation of land. rent-seck (reditus siccus) or “dry rent,” from the absence of the ?
It is important to notice that this conception of rent was attained at a comparatively late period in the history of the law. The earliest rent seems to have been a form of personal service, and was fixed by custom. Rent service is the oldest kind of existing rent. It is the only one to which the power of distress
power was
of distress.
But, as power of distress for rents-seck
given by the Landlord and Tenant
Act, 1730, the legal
effect of such rents has been since the act the same as that of a rent charge.
Other Varieties of Rent.—Rents of assize or quit renis are a
154
RENT
relic of the old customary rents. They are presumed to have been established by usage, and cannot be increased or diminished. Provision was made in 1922 for the extinction after 1925 of quit rents and other manorial incidents (Law of Property Act, 1922, sS. 138, 144). Fee farm rents are rents reserved on grants in fee. They, like quit rents, now occur only in manors, unless existing before the statute of Quza Emptores or created by the Crown (see REAL Property). A rent which is equivalent or nearly equivalent in amount to the full annual value of the land is a rack rent. As to ground rent, see GROUND RENT. A dead rent is a fixed annual sum paid by a person working a mine or quarry, in addition to royalties varying according to the amount of minerals taken. The object of a dead rent is twofold—first, to provide a specified income on which the lessor can rely; secondly (and this is the more important reason), as a security that the mine will be worked, and worked with reasonable rapidity.
Rents in kind still
exist to a limited extent. All peppercorn, or nominal, rents seem to fall under this head. The object of the peppercorn rent is to secure the acknowledgment by the tenant of the landlord’s right. In modern building leases a peppercorn rent is sometimes reserved as the rent for the first few years. Labour rents are represented by those cases, not unfrequent in agricultural leases, where the tenant is bound to render the landlord a certain amount of team work or other labour as a part of his rent. As to the apportionment of rents, see APPORTIONMENT, and as to the rent of apartments, etc., see LopGER AND LODGINGS. Payment of Rent.—Rent is due in the morning of the day appointed for payment, but a tenant is not in arrears until after midnight on that day. Rent made payable in advance by agreement between a landlord and his tenant is called forehand rent. It is not uncommon in letting a furnished house, or as to the last quarter of the term of a lease of unfurnished premises, to stipulate that the rent shall be paid in advance. As soon as such rent is payable under the agreement the landlord has the same rights in regard to it as he has in the case of ordinary rent. Where a cheque in payment of rent is lost in the course of transmission through the post, the loss falls on the tenant, unless the landlord has expressly or impliedly authorized it to be forwarded in that way: and the landlord’s consent to take the risk of such transmission will not be inferred from the fact that payments were ordinarily made in this manner in the dealings between the parties. A tenant may deduct from his rent (i.) the “landlord’s property
tax” (on the annual value of the premises for income tax purposes), which is paid by the tenant, if the statute imposing the tax authorizes the deduction (which should be made from the rent next due after the payment); (ii.) taxes or rates which the landlord had undertaken to pay but had not paid, payment having thereupon been made by the tenant; (iii.) payments made by the tenant which ought to have been made by the landlord, e.g., rent due to a superior landlord; (iv.) compensation under the Agricultural Holdings Act, 1923 (s. 37), and Landlord and Tenant Act, 1927 (s. 11 [2]). A landlord’s main remedy for non-payment of rent is distress (g.v.). Besides distress the landlord has his ordinary remedy by
action.
In addition, special statutory remedies are given in the
case of tenants holding over after the expiration of their tenancy (see EyecTMENT). Under the Rent Restriction Acts, 1920-25, landlords of dwelling houses to which these statutes apply were prevented during their continuance from effectually raising the rents above specifed limits, and except in certain cases from recovering possession on the termination of the tenancy. The act of 1920 expired in England on Dec. 2s, 1927, and in Scotland on May 28, 1928. The provisions of Pt. II. of the act of 1923 continue in force for five years from the expiration of the act of 1920.
(See further LANDLORD AND TENANT.)
Under the Landlord and Tenant Act, 1927, the landlord of trade
premises may offer a renewal of the tenancy at such rent as, failing agreement, the statutory tribunal may consider reasonable, as an alternative to compensation for improvements (s. 2 [1] [d]) or goodwill (s. 4 [1]). The tenant of such premises may also apply for a new lease at a rent similarly approved (s. 5).
Scotland.—Rent is properly the payment made by the tenant
to the landlord for the use of lands held under lease (see Layp. LORD AND TENANT). In agricultural tenancies the legal terms fo, the payment of rent are at Whit Sunday after the crop has been
sown, and at Martinmas after it has been reaped. But a landlord
and tenant may substitute conventional terms of payment, either
anticipating (fore or forehand rent) or postponing (back or bachhand rent) the legal term. The rent paid by vassal to superior is called feu-duty (see Feu). Its nearest English equivalent is the fee farm rent. The remedy of distress does not exist in Scots law. Rents are recovered (i.) by summary diligence, proceeding on 3
clause, in the lease, of consent to registration for execution; (ii) by an ordinary petitory action; (iil.) by an action of “maills ang duties” (the rents of an estate in money or grain: “maills” was a coin at one time current:in Scotland) in the Sheriff Court or the Court of Session; and (iv.) in non-agricultural tenancies by procedure under the right of hypothec, where that still exists: the right of hypothec over land exceeding two acres in extent
let for agriculture or pasture was abolished as from Nov. 11, 1881; it was also excluded, by the House-letting and Rating (Scotland) Act, rgrz (s. ro), in lets to which that act applies,
from all bedding material and all implements of trade used by the occupier and his family and from furniture selected by him up to £10 value (see Distress; HypotHec); (v.) by action of re-
moving (see EyEcTMENT). Arrears of rent prescribe after the expiration of a period of five years reckoned from the time of the tenant’s removal from the land. Labour or service rents were at one time very frequent in Scotland. The events of 1715 and 1745 showed the vast influence over the tenantry that the great proprietors acquired by such means. Accordingly acts of 1716 and 1746 provided for the commutation of services into money rents. Such services may still be created by agreement, subject to the summary power of commutation by the sheriff given by the Conveyancing Act, 1874 (ss. 20, 21). They will no longer be eligible from and after
Jan. 1, 1935 (Conveyancing [Scotland] Act, 1924, s. 12 [7]). The Conveyancing (Scotland) Act, 1924, provides (s. 12) for the abolition or commutation of feu-duties payable in grain or other fungibles. United States—The law is in general accordance with that of England, apart from statute. The tendency of modern State legislation is unfavourable to the continuance of distress as a remedy. In the New England States, attachment on mesne process has, to a large extent, superseded it. Alabama, Colorado, Missouri, Montana, North Carolina and Oklahoma have refused to recognize the right of distress upon the ground that the landlord’s rights have been secured by the substitution of other remedies. In the District of Columbia, Indiana, Minnesota, New York and Wis-
consin it has been abolished by statute. “In those (states) in which it still exists, it has been modified by statutes, the general tendency of which is more or less to withdraw the control of the proceedings from the landlord and to rest it in public officials,
thus assimilating it to the process of attachment.” (2 Tiffany, Landlord and Tenant, section 325.) Other Countries—Under the French. Code Civil (art. 2,102) the landlord is a privileged creditor for his rent. If the lease:is by authentic act, or under private signature for a fixed term, he has a right over the year’s harvest and produce, the furniture
of the house and everything employed to keep it up, and (if a
farm) to work it, in order to satisfy all rent due up to the end of the term. If the lease is not by authentic act nor for a specified term, the landlord’s claim is limited to the current year and the year next following (see law of Feb. 12, 1872). The goods of 4 sub-lessee are protected: and goods bailed or deposited with the tenant are in general not liable to be seized.
The French law is
in force in Mauritius, and has been reproduced in substance in the Civil Codes of Quebec (arts. 2,005 seg.) and St. Lucia (arts.
1,888 seg.). There are analogous provisions in the Spanish Civil Code (art. 1,922). The subject of privileges and hypothecs is
regulated in Belgium by a special law of Dec. 16, 1851; and in Germany by ss. 1,113 seg. of the Civil Code. The law of British
India as to rent (Transfer and Property Act, 1882) and distress
RENT—REPARATIONS
AND
THE
DAWES
PLAN
155
tion’) or by employing it in cultivating rent-yielding lands more intensively (i.¢., at the “intensive margin of cultivation”). When South Wales (the consolidating Landlord and Tenant Act, 1899, the supply of a particular class of rent-yielding productive agents and Act 66 of 1915); Union of South Africa (Act 30 of 1921); cannot be increased as rapidly as the demand for the products Newfoundland (Act 4 of 1899); Ontario (Act 1 of 1902, s. 22, which they yield increases, they will command higher rents. Furgiving a tenant five days for tender of rent and expenses after thermore, unless there are compensating improvements in prodistress); Jamaica (Law 17 of 1900, certification of landlord’s ductive technique, production can be increased under such cirbailiffs}; Queensland (Act 15 of 1904). English rent restriction cumstances only by using instruments which had previously been legislation was followed in British India (e.g., Bombay, No. 3 of below the level of profitable use or by making more intensive use 1925; Burma, No. 1 of 1925) and in many of the colonies and of the latter instruments, że., by increasing the labour and other dominions (e.g., Hongkong, No. 8 of 1925; Malta, No. 1 of 1925; types of instruments used in conjunction with them. Whichever method is followed, increasing costs are encountered. This cirNew Zealand, No. 3 of 1925). cumstance is the basis of the doctrine that with a fixed supply BreviocrapHy.—English Law: W. M. Fawcett, A Concise Treatise of land an increased agricultural product can be had only at the on the Law of Landlord and Tenani (3rd ed., 1905); E. Foa, Landlord and Tenant (6th ed., 1924); W. Woodfall, Treatise on the Law expense of a more than proportionate outlay of labour and capiof Landlord and Tenant (21st ed., 1924). Scots Law: R. Hunter, tal—a doctrine to which the name, “law of diminishing returns,” 4 Treatise on the Law of Landlord and Tenant (4th ed., 1876); J. Erskine, Principles of the Law of Scotland (21st ed., 1911); Sir has been given. When economists refer to some other form of income or gain, J. Rankine, Law of Landownership in Scotland (4th ed., 1909) and A Treatise on the Law of Leases in Scotland (3rd ed., 1916); W. M. not derived from the ownership of land or of other productive inGloag and R. C. Henderson, Introduction to the Law of Scotland struments, as rent, they generally mean either that it may be (1927). American Law: Herbert Thorndike Tiffany, Landlord and Tenant (1910); John N. Taylor, The American Law of Landlord and looked upon as a differential return or that it may be conceived Tenant (oth ed., 1904); D. MacAdam, The Rights, Remedies and to be a surplus above costs. Thus, “rent of ability” is a name sometimes given to the differential element in personal earnings. Liabilities of Landlord and Tenant (4th ed., 1910). (A. W. R.) “Entrepreneur’s rent” denotes the profits of an ably-managed RENT: IN ECONOMICS. In economics, rent is the name and successful enterprise, conceived of as a differential above given to the income which the owner of a productive instrument the return secured by a marginal undertaking which is barely able gets by using it himself or by exacting a payment from another to meet its costs. “Consumer’s rent” is the difference between user. Much of the importance of the general theory of rent in the amount which the consumer pays and the value which he economics comes from its application to the special case of attaches to what he buys, as measured by the maximum amount income derived from land ownership. In the case of the incomes: which he would have been willing to pay if required. Similarly, yielded by the ownership of reproducible instruments of produc“nroducer’s rent” is the difference between what the state of the tion the principle of rent is subordinate, in the long run, to the market enables the producer to get for his goods and the amount principles which govern the rate of interest on capital, for the which would have sufficed to induce him to produce them. (See supply of such instruments will be maintained and increased if, also Economics and Lanp.) (A. Yo.) but only if, the prospective return is sufficient to induce the RENTON, a manufacturing town of Dumbartonshire, Scotinvestment of capital. At any given time, however, the incomeland. Pop. (192r) 4,996. It is situated on the Leven, 2m. N.N.W. yielding power of reproducible instruments of production is deof Dumbarton by the L.M.S. & L.N.E. railways. The leading termined, not by what they cost, but by the value of their proindustry is Turkey red dyeing, and calico-printing and bleaching ductive uses. That is, it is governed by the laws of rent. The are also carried on. The town was founded in 1782 by Mrs. specific hypothesis upon which the significance of the principle of rent depends is that the supply of the productive instruments Smollett (sister of Tobias Smollet); it was named after Cecilia which yield rent may be assumed to be given or fixed, so that the Renton who became her daughter-in-law. RENWICK, JAMES (1662-1688), Scottish covenanting question remains only of how they may best be used. Rent is generally held to have two distinguishing character- leader, was born at Moniaive, Dumfriesshire, on Feb. 15, 1662, the istics: first, it is a differential or graded return; second it is a son of a weaver. Educated at Edinburgh University, he joined the at Groningen he surplus above costs. That it is a differential return depends upon Cameronians about 1681. After studying theology was ordained a Scotland, he 1683. minister Returning to in the circumstance that productive instruments are described or measured in units (e.g., acres) which are not themselves units of became one of the field-preachers and was declared a rebel by the productive efficiency. It is obvious that if one acre of agricul- privy council. He was largely responsible for the “apologetical the tural land is better (more fertile or nearer to the market) than declaration” of 1684 by which he and his followers disowned ordering another it will command a larger rent. It is also obvious that the authority of Charles II.; the privy council replied by rent which any given piece of land commands may be taken to every one to abjure this declaration on pain of death. Renwick be a measure of its differential superiority over land which just refused to join the rising under the earl of Argyll in 1685; m falls short of being good enough to be worth using. That rent 1687, when the declarations of indulgence allowed some liberty may be regarded as a surplus over costs is a consequence of the of worship to the Presbyterians, he and his followers, often called circumstance that the supply of rent-yielding instruments is taken Renwickites, continued to hold meetings in the fields, which were as given. Even if they were produced or improved (as land is still illegal. A reward was offered for his capture, and early in 1688 improved) at a cost in the past, their past costs have no relevance he was seized in Edinburgh. He refused to apply for a pardon to the practical question of how and for what purposes the instru- and was hanged on Feb. 17, 1688. Renwick was the last of the ments shall be used. The only costs which need to be taken into covenanting martyrs. See R. Wodrow, History of the Sufferings of the Church of Scotland, account are the costs of using them. the Covenant Rent’s Relation to Product.——Why, then, should rent be vol. iv. (Glasgow, 1838); and A. Smellie, Men inof the Biographia also Renwick’s life by Alexander Shields (1904); paid? The reason is that rent-yielding productive instruments, Presbyteriana (1827). including rent-yielding land, exist in limited quantities, in the REP, REPP or REPS, cloth made of silk, wool or cotton. sense that if any one unit of them were withdrawn from use the aggregate product would be smaller. The rent of a given piece of The name is said to have been adopted from the French reps, a land or of a given farm tends to be approximately equal to the word of unknown origin; it has also been suggested that it is a value of the amount of product which is dependent upon using it. corruption of “rib.” It is woven in fine cords or ribs across the This amount can be determined by comparing the product which width of the piece. In various forms it is used for dresses, and to the given piece of land or farm will yield under proper cultivation some extent for ecclesiastical vestments. In wool and cotton it is with the product which could be got by employing the same also used for upholstery purposes. The amount of capital and labour on the best land which is not good REPARATIONS AND THE DAWES PLAN.
(cf., @.g., Act 15 of 1852) is similar to English law. The British
dominions generally tend in the same direction.
See, e.g., New
enough to yield a rent (é.e., at the “extensive margin of cultiva-
Treaty of Versailles in June 1919 did not directly deal with the
156
REPARATIONS
AND
question of reparations in its financial aspects. It placed on Germany the moral responsibility for all damage done to the population of the Allied countries (see VERSAILLES, TREATY OF). It set up a Reparation Commission to translate the treaty into actual figures by assessing the damage, to lay down the method and times of payment, and to come to its determination by May 10921.
I. FROM THE TREATY TO THE LONDON CONFERENCE San Remo to Spa.—In April and May 1920 the Allies (Great Britain, Belgium, France, Italy and Japan) met in conferences at San Remo and Hythe, and discussed the methods of computing the liability of the enemy countries and also of sharing the proceeds. The Supreme Council had their own experts making computations, the Reparation Commission in the meantime continuing their investigation of the damages and mode of collection. (At this stage there was a tentative agreement for France to pay her debt as and when she received payment from Germany.) In June 1920 at Boulogne, statements of actual amounts emerged. A minimum annuity of 3,000 million gold marks for 35 years, with a maximum aggregate of 269,000 million, was proposed; the actual amount to be settled by economic conditions. The costs of military occupation were to be a first charge on the “deliveries in kind,” of which coal was the chief, and customs and natural resources were to be employed as guarantees. At the important Spa Conference—July 1920 (following a meeting of experts at Brussels) and with Germany and Portugal represented,
THE
DAWES
PLAN
900,000, plus 26% of German exports. Three series of bonds were to be issued, two in 1921, (a) 600 million pounds, (5) 1,900
million, and the balance as series (¢) 4,100 million at such tine
as the Reparation
Commission might determine.
were to bear 5% interest, and 1% amortisation.
These bonds
Upon this report the London Conference issued an ultimatum
(May 5, 1921), giving effect to those decisions and also deciding
that deliveries of coal and materials, etc., were to continue, Cer.
many being given credit for the appropriate values. A Committee
of Guarantees was to be set up to report upon the German fiscal revenues and to supervise the actual machinery for delivering funds, etc. Occupation of the Ruhr Valley and penalties in re. gard to customs and other revenues were proposed in case Cer. many failed to accept the terms.
The first payment of one milliard gold marks due by Sept. 1,
1921, was actually paid over, partly out of foreign balances which had accumulated prior to May, partly by sales of paper marks on the Exchange, and partly by temporary advances from an inter.
national group of banks.
Deliveries in kind after May covered
the Nov. instalment. The export tax, a quarter of a milliard, was paid for the first quarter. In Oct. certain details were agreed between the French and German ministers at Wiesbaden in regard to deliveries in kind for France, in place of the 26% export tax, and the practical details of these agreements were subsequently accepted by the other
Governments concerned. Difficulties began to arise almost immediately in regard to the payment of the annuities. In Aug. ro21, Mr. J. M. Keynes first published his famous prediction that the instalments of Jan. and Feb. 1922 might be covered out of further “deliveries,” temporary advances and foreign assets of German industrialists, But the payment of April %o Yo “Sometime between Feb. and1922 would present more difficulty, France a a ee Aug. 1922 Germany will succumb . 52 Belgium . . . . .8 British empire . . . 22 Japan and Portugal - I-50 to an inevitable default. This is the maximum extent of ou Italy . . . - Io Others (Greece, breathing space.” In Dec. 1921 the German Government notified Rumania, etc.) . . 6.50 the Reparation Commission that their attempt to raise a foreign A priority for 2,000 million gold marks was given to Belgium. At loan having been abortive, they could not raise in addition to dethis conference the Germans expressed their views on the impor- liveries in kind, more than zoo million gold marks on account of tance of territorial integrity, and the necessity for first securing the payments for Jan. and Feb. 1922. There were conferences of an “export surplus” before making any payment in cash or kind. the Allied prime ministers at London in Dec. 1921 and Cannes The Paris Decisions.—In Dec. 1920 financial experts met in in Jan. 1922, as a result of which the Commission granted a Brussels and made recommendations to the Supreme Council, moratorium to Germany from the amounts due under the schedand on Jan. 29, 1921, the Allies reached the “Paris decisions.” ule of payments, accepting payments of 3: million gold marks every ten days. It was laid down that Germany was to present The fixed annuities were to be:— plans for balancing the budget, stabilizing the currency and pre(a) 2 annuities of 2 milliard gold marks. venting exports of capital. Shortly after, Germany made an (b) 3 annuities of 3 milliard gold marks. they discussed proposals for Germany to pay 42 annuities aggregating 240,000 million gold marks; coal deliveries were fixed at two million tons monthly forthwith. There was an actual agreement, which has survived, as to the division of the proceeds as follows :—
(c) 3 annuities of 4 milliard gold marks. (d) 3 annuities of s milliard gold marks reached by May 1932. (e) 3r annuities of 6 milliard gold marks reached by May 1963.
These 42 annuities were to be paid from rọ21 equal to 12% of the value of Germany’s exports. Supervision of Customs and occupation of the Ruhr in event of failure were discussed. In Feb. 1921 the various Allies had submitted their “claim” to the Reparation Commission. For damages alone the claims totalled about 100 milliard gold marks (1 milliard gold marks=so million sterling), but including other claims the total was about 22 5 milliard gold marks, or, say 11,600 million sterling. In March 1921 at the first London Conference, Germany proposed 1,500 million pounds in cash over 30 years, with credit for 1,000 millions already paid. In April through the United States a vastly increased offer was made with stipulations about the return of surrendered territory.
Ii. FROM
THE
LONDON CONFERENCE TO THE DAWES COMMITTEE The London Ultimatum.—On April 27, 1921, the Reparation Commission announced their “assessment” as 132 milliard gold marks (6,600 million sterling, or 58% of the claim). The decision did not refer to Germany’s “capacity to pay” at all— it was a computation of legal liability, on the terms of the treaty, The Allies decided that this was to be paid in annuities of £100,-
offer of 720 million gold marks per annum in addition to 1,450 million by deliveries in kind, agreeing to balance the budget, increase the coal and sales tax and check inflation by a compulsory loan. Germany asked for a reduction of the treaty payments to an amount within her capacity. At the Paris Conference in March (March rr, 1922) the Repar-
ation Commission was asked to consider the possibility of an external loan, but an international committee of bankers, which
met at the end of May, concluded that such a loan was impossible so long as Germany’s external liabilities remained at the figure arranged. Meanwhile in March 1922 the Reparation Commission agreed to a payment of 720 million gold marks inclusive, as the cash payment, suspending the schedule of payments in the meantime, and laying down that Germany should impose her new taxation at once or be exposed to the “sanctions” of the London Agreement. In Aug. 1922, after Germany had asked for 24 years’ mora-
torium, the third London Conference and the Reparation Commission suspended cash payments, and agreed to accept the balance of instalments for 1922 in six months’ bills at 44%. It was laid down that further default would, bring about tho seizure of
productive guarantees. In Nov. the German Government replied requesting a definite moratorium and the revision of the total payments. They asked for time to carry out the plans for stabilization recommended by the currency experts.
The British Proposals of Jan, 1923.—In Jan. 1923 there
REPARATIONS
AND
was a Conference in Paris of the prime ministers, when a somewhat complicated proposal was put forward by Britain for an
issue of 50 milliards of “A” bonds maturing in 1954, with interest deferred entirely for the first four years, and 1% for the next four down to the end of 1930. There was to be an
issue of “B” bonds, to be definitive unless Germany
proved
to a tribunal before April 1933 her inability to meet the pay-
ment, and deliveries in kind were to be continued for determined amounts, with any excess to be set off against the bond interest. This plan was linked up with the question of interAllied debts and their cancellation.
Germany was to agree to the
currency stabilization plan recommended by the foreign experts a few weeks previously. She was to balance her budget within two years and accept a foreign finance supervision which should
supersede the Reparation Commission in all executive functions. There were also conditions as to Germany’s forfeiture of customs and the allocation of loans, issued in the Allied markets, to the redemption of the bonds.
At the same time the French prime minister put forward a proposal to adhere to the capital sums determined in May 10921, with a moratorium of two years, giving Germany the power to repay under discount. The customs were to be retained as productive pledges, and the Reparation Commission were to take control of German finance. France agreed that if any of her debts to the Allies were remitted, she would be prepared to consider the question of reducing Germany’s total indebtedness. The Ruhr Occupation.—During the comparative deadlock that followed, France began to carry out her proposals for the cccupation of the Ruhr. In the immediate ensuing period considerable doubt existed as to the effect of the occupation upon reparations, but by May and June the Germans had become thoroughly alarmed, and their proposals for the evacuation of the Ruhr Valley and the restoration of Germany’s economic freedom, were contained in special German notes the net effect of which was that the capital debt should be fixed at 30 milliard gold marks, of which 20 milliards would be covered by an international loan in July 1927, 5 milliards two years later, and 5 milliards by July 1931, the proceeds to be given over to the Reparation Commission. As guarantees for the service of these loans they were to mortgage the railways for ro milliards, yielding 500 million gold marks per year; soo million from the general morlgage on the industries and natural resources of Germany and, thirdly, the pledge of their consumption taxes, ż.e., luxury, tobacco, beer, wine and sugar, to an amount probably exceeding 200
million gold marks. : Germany suggested an international conference to determine her capacity to make further payments. The effect of inflation and the general disintegration of German finance, became very marked, and Germany’s whole constitutional fabric was in grave danger. (See Germany: Economic and Social Conditions.) Appointment of the Dawes Committee.—Towards the end of the year active steps were being taken to set up an international committee of experts to consider Germany’s position, and to make proposals for stabilizing the currency and balancing the budget. The credit for this proposal has been variously assigned to Mr. Hughes of the United States, to Sir John (afterwards Lord) Bradbury on the Reparation Commission, and to the International Chamber of Commerce Conference at Rome. The representatives of this Committee were in form chosen by the
Reparation Committee and appointed by them.
But their se-
lection was made a matter of Government interest in each country, there being two representatives from France, Belgium,
Italy, Great Britain and the United States respectively. The chairmanship was put into the hands of the United States in the person of General Dawes, and this Commission became afterwards known as the “Dawes Committee,” and its report as the “Dawes report.” The personnel of the Committee was as follows: United States—General Charles G. Dawes, Owen D. Young; Great Britain—Sir Robert Kindersley, G.B.E., Sir Josiah Stamp, K.B.E.; France—J. Parmentier, Professor Alex; Italy—Dr. Al-
berto Pirelli, Professor Flora; Belgium—E. Franqui, Baron Houtart. (There was a second committee, under the chairmanship
THE
DAWES
PLAN
157
of the Rt. Hon. Reginald McKenna, set up “to consider the means of estimating the amount of German exported capital and of bringing it back to Germany.™) II. THE DAWES REPORT The Dawes Committee began its meetings in Paris on Jan. 14, 1924, and reported on April 9, 1924. Although neither the evacuation of the Ruhr nor the question of reparations was mentioned in the terms of reference they really were in the forefront of the task. In the first place, so long as the occupation of the Ruhr continued and Germany was not a complete fiscal unit, she had not entire control of her receipts and expenditure,
and there
could be no guarantee of a balanced budget. In the second place, the reparation liabilities under the treaty figured amongst the budgetary expenses, and if in excess of budgetary possibilities, made it impossible to guarantee that steps taken for the stability of the currency would be permanent and effective. The question of reparations, therefore, figured prominently in the report.
General Principles——The report adopted a business attitude
and considered political factors only in so far as they affect the practicability of the plan. It sought the recovery of debt, not the imposition of penalties, regarding the payment of that debt by Germany as her necessary contribution to repairing the damage of the war. The committee recommended it as in the interest of all parties to carry out this plan in good faith, these assurances being paramount having regard to the temper ruling at that time, and the suspicion of motives. They avoided the political guarantees which had been so prominent hitherto and proposed only economic ones. They were emphatic that for success in stabilizing currency and balancing budgets, Germany needed the resources of German territory as defined by the Treaty
of Versailles, and free economic activity therein. On the vexed question of military “sanctions” and occupation which were strictly beyond their terms of reference, they confined themselves to stating “within the unified territory, the plan requires that, when it is in effective operation :— 1. If any military organization exists, it must not impede the frée exercise of economic activities; 2, There shall be no foreign economic control or interference other than that proposed by the plan.”
The report treated stabilization of currency and the balancing of budgets as interdependent, though provisionally separable for examination, and insisted that currency stability could only be maintained if the budget were normally balanced; while the budget could only be balanced if a stable and reliable currency existed. Both were needed to enable Germany to meet her internal requirements and treaty payments. They laid stress upon Germany’s economic future as indicated by her productive power, plant capacity, increasing population, technical skill, material resources and eminence in industrial science. Organization of the Reichsbank.—In their proposal for the stabilizing of the currency they suggested that a new bank be set up or the Reichsbank reorganized. The main characteristics of the bank were given :— x. To issue notes on a basis stable in relation to gold, with an exclusive privilege;
2. To serve as a bankers’ bank, establishing the official rate of
discount; 3. To act as the control;
Government
banker,
but free of Government
4. Advances to Government to be strictly limited; 5. To hold on deposit reparation payments; 6. The capital of the bank will be 400 million gold marks; 7. It will be directed by a German president and managing board, who can be assisted by a German consultative committee; ` 8. The due observance of its statutes will be further safeguarded by a General Board, of which half of the members, including a commissioner, will be foreign.
They were emphatic that even granted full economic and fiscal sovereignty, balancing the budget would necessitate a period of
relief from reparation payments, though the pressure of political interests was too great to allow of a complete suspension of deliveries in kind. Although the budget might be balanced without the total capital debt of Germany being fixed, they maintained it could not be
REPARATIONS
158
AND
continuously balanced if there were any uncertainty as to the maximum annual charge that would fall upon it for some years, on a basis clearly prescribed in advance. The report deferred to the principle that the German people ought to bear a burden commensurate with that in the Allied countries, and they claimed to apply the principle “to the full limit of practicability.” The Transfer Committee.—A transfer committee of an international constitution was set up to control the “delivery” programme, to receive the payments in marks in Germany, and to be responsible for the extent to which, and the way in which, these
THE
DAWES
PLAN
Standard Year: Fifth year: from interest on railway bonds and industrial debentures, from transport tax and from budget; Total of i : r ‘ ; ; 2,500 *By subsequent agreement, Sept. 8, 1926, these two contingent payments were replaced by a single definite payment of 300 million gold marks during the third Annuity year.
The first year was to begin to run from the date when the Plan should have been accepted and made effective. These payments were to be absolutely inclusive of all the various expenses for sums were transferred abroad in foreign currencies. Thus the military purposes that were being thrown upon Germany. They mistake of forcing Germany beyond the economic point in the were also to include the value of deliveries in kind. purchase of foreign currencies, which had been made in the past, Securities for Payment.—The “securities” proposed were of was guarded against for the future. No attempt was made, as it three kinds: Taxes, railways and industrial debentures. As rewas outside the terms of reference, to assess the length of time gards railways, the whole system was to be made over to a comduring which these payments should be made, or the total amount pany and be no longer directly under the Reich. Railway bonds of the Reparation debt, but it was clear that the amount to be were to be set up. Eleven milliards of first mortgage railway paid in the standard year, viz., 24 milliards, would not do more bonds against a capital cost of 26 milliards to be created for than pay the interest on a portion of the liability imputed under reparations; these bonds to bear 5% interest and 1% sinking fund the treaty. It was provided, however, that the payments in the per annum; in view of reorganization, interest to be accepted standard year should be increased with the increasing prosperity as follows:-— of Germany, the measure to be determined by an “Index of 330 million gold marks. 1924-5 465 million gold marks. 1925-6 Prosperity” based upon comparative statistics of imports, exports, 1926-7 550 million gold marks. public revenues, population, consumption of sugar, etc. In this 1927-8 and thereafter: 660 million gold marks, way it was at least possible that the sums ultimately payable annually would be greatly in excess of the 24 milliards in the Behind the bonds there were to be created:— standard year. In the event of the economic circumstances of A milliards of preference shares to be reserved for sale to the public Germany’s foreign trade being such that the transfer committee an I3 milliards of common stock. could not succeed in transferring the whole sum to the Allies, it was provided that there should be an accumulation in Germany Three-fourths of the proceeds of the preference shares was to be up to a limit of 5 milliards, at which point, if necessary, the pay- applied, as required, to the payment of debt and for capital ment should be reduced. expenditure of the railways. The remaining 500 millions of The report set out the varying economic principles underlying preference shares and all the common shares were to go to the the payment of reparations—principles which, up to that time, German Government. They assigned the Transport Tax to the had not been generally recognized by the public or acted upon extent of the first 290 million gold marks for reparations. Indusby politicians. In this connection it was laid down, for example, trial debentures were recommended: Five milliards of industrial that: debentures were to be provided for reparation; these bonds to There has been a tendency in the past to confuse two distinct bear 5% interest and 1% sinking fund, z.e., 300 million gold marks though related questions, z.e., first the amount of revenue which Ger- per annum. Pending economic restoration, interest and sinking many can raise available for reparation account, and, second, the amount which can be transferred to foreign countries. The funds fund were to be accepted as follows:— raised and transferred to the Allies on reparation account cannot, in the long run, exceed the sums which the balance of payments makes
it possible to transfer without currency
and budget instability ensu-
ing. But it is quite obvious that the amount of budget surplus which can be raised by taxation is not limited by the entirely distinct question of the condition of external transfer. We propose to distinguish
sharply between the two problems, and first deal with the of the maximum budget of surplus and afterwards with the of payment to the Allies. In the past, the varying conclusions as to Germany’s “capacity” have often depended upon which two methods has been chosen. °
problem problem formed of these
Schedule of Payments.—The provisions made for payment
under the treaty were as follows:—
Budget; Moratorium Period: First year: from foreign loan and part interest millions) on railway bonds; Total of A ; ; ; : . Second year: from interest on railway bonds cluding 130 millions balance from first year) interest on industrial debentures and budget tribution, including sale of railway shares; Total of í : 3 k ; e í
Transition Period: Third year: from interest on railway bonds industria] debentures, from transport tax from budget; Total of
.
;
i
;
4
:
Million gold marks (200 l (inand con-
I,000
š
I,220
and and ;
Subject to contingent addition or reduction not exceeding 250 million gold marks.*
E
Fourth year: from interest on railway bonds and industrial debentures, from. transport tax and from budget; Total of Subject to contingent addition or reduction not ex-
ceeding 250 million marks.*
I,200
1,750
First year Second year Third year Thereafter
Nothing. 125 million gold marks. 250 million gold marks. 300 million gold marks.
As further guarantee, they proposed to pledge certain revenues as collateral security, i.e., the taxes on alcohol, tobacco, beer and sugar, and the customs, but only up to definite limits. An arrangement for control, simple in the ordinary course, but becoming drastic if circumstances demanded, was recommended. The new organization therefore required a trustee for railway and industrial bonds, three commissioners of (1) railways, (2) the bank, (3) controlled revenues, and they recommended an agent for reparation payments to co-ordinate the activities of the above and to preside over the transfer committee. The feature of the plan on which its whole inception depended was the raising of a foreign loan of 800 million gold marks, which had to serve the double purpose of a gold reserve and also financing the internal payment
for the treaty in 1924-25. The report claimed to take the question of “what Germany can pay” out of the field of speculation and put it in the field of practical demonstration.
IV. ADOPTION OF THE REPORT The reception of the report was immediately favourable, and it was finally adopted by the Governments concerned in the London Agreement on Aug. 30, 1924. Steps were immediately taken to put it into operation. So far as all formal acts and the
setting-up of the machinery for the future working of the Plan were concerned, it may be said that everything went satisfactorily. The Reparation Commission officially stated: “Germany is faithfully fulfilling her reparation obligations as far as they are
at present fixed.”
The actual test of the working of the full
apparatus would come later, since the reparation payments to be ~
REPARATIONS
AND
THE
made by Germany in its early stages were comparatively negligible. That a new spirit was secured is beyond question. The first
DAWES
(In Millions of Gold Marks)
Army | gian
peoples and to apply principles of reason and justice to a difficult, |
vital problem. The success of the Plan will be measured not alone in terms of payments effected. It will be determined also by the | extent to which it helps to replace distrust and discord with con-
Amer-
ican | Repara-
tution.|mixed | tions. claims. France
:
British empire Po g | Italy Germany has | Belgium...
The execution of the Plan is proceeding normally.
made all the payments required of her during the first nine months
of the third Annuity year, and deliveries and payments for the benefit Powers
Resti-|
have
gone
forward
interfering with the stability of the Exchange.
regularly
and without
The pivot of the whole Plan for the first year was the German External Loan of 40 millions sterling or 800 million gold marks. In the words of the report, this was necessary to assure currency stability and financing essential deliveries in kind during the pre-
liminary period of economic rehabilitation. It enabled the Allies to receive something on account of reparations without, at the same time, any burden being placed upon the
United States Other countries Totals
.
Total share.
596°5
Its early operation has fulfilled expectations.
In his report during the third year he said:
of the creditor
159
Revisep DISTRIBUTION OF THIRD ANNUITY—SHOWING SHARES OF THE RESPECTIVE POWERS
report of the Agent-General, Mr. S. Parker Gilbert, said: It is too early to draw conclusions regarding the ultimate effects of the Plan. Broadly, it is an endeavour to stimulate confidence among |
fidence and conciliation.
PLAN
25153 96-6
I
48°3
3-6 24°7 $
80-7
221-0 | 58-4 | 11-7 | 24°7 | 1,073°4 Service of German External Loan Costs of Inter-Allied Commissions
Discount on Railway Interest .
.
Total of Third Annuity
making arrangements for deliveries in kind and Reparation Recovery Acts. The latter in particular presented difficult questions which were described by the Agent General in his report. By forcing the German exporter to look to the German Government or Agent General for the deductions made by the British Government in respect of a total which had no relation to the Dawes Plan or to the sums transferable by the transfer committee, the British Government could virtually ride around the powers of the committee, “confronting them with an accomplished fact.” In the report of the negotiations between the British Treasury and the Agent General, it was arranged for the German exporters as a whole to deliver to the Reichsbank monthly 30%. of the sterling proceeds of their exports to Great Britain. Deposits are made at the Bank of England for credit to the Agent General’s
German budget. Negotiations were completed on Oct. 10, 1924, and on Oct. 13 the Reparation Commission constituted the service of the loan as a first charge on all the payments provided for under the Plan, and also on the collateral security of the controlled revenues and any other assets or revenues of Germany to which the powers of the Commission extended under the treaty. The transfer committee at its first meeting recognized the priority of the loan, and gave it an absolute right of remittance irrespective of the effects upon the exchange. This loan provided 800 million gold marks out of the total of 1,000 million gold marks, which constituted the first year’s annuity, and the balance of 200 million gold marks came from the German Railway Company as interest on the bonds. Apart from this 200 millions, there was no drain account. The transfer committee regains control and the system whatever on the current resources of Germany for the first year. adjusts itself automatically to the British Government’s share in the available annuity. Towards the end of 1925 Germany passed from a stage of comparatively easy conditions into an industrial crisis which reReceipts. tarded the full development of her fiscal resources towards the position demanded by the final scale of the Plan, but her subseCash withdrawn from ) Payment to various Alquent recovery was satisfactory from that point of view. proceeds of German lied countries External Loan,
1924
Interest on railway bonds Exchange differences and Interest received x
| Expenses of: | Reparation Commission. . . 5:6 Rhineland High Com. Ia w ok e G Military Com. of Contrl. wg Naval Com. of Control
.
- O'O7
European Commission | ofthe Danube . | Service of German Ex| ternal Loan : | On account of adminis| tration cost of office for reparation payi
ments, and discount on railway payments in advance. :
| Cash in hand, Aug. 31, | I9235 . a...
The Working of the Plan.—The first complete year of the Dawes scheme is shown in the preceding table of receipts and
payments.
The revised distribution of the third Annuity (year
V. THE INDUSTRIAL ASPECTS OF REPARATIONS It has been increasingly realized by the industrialists of the Allied nations that, just as the payment of reparations by Germany involved the necessity for her to maintain an export surplus, so the recipient countries may derive all they need of the goods involved by imports from Germany at the expense of the competing industries in the Allied countries, and that even if the surplus of German goods should go to neutral markets they may serve only to displace similar goods hitherto exported from the Allied countries. Hence the anomalous situation has arisen that reparation payments, speaking generally, have been ardently desired by the creditor Governments, but, speaking particularly, have been feared and resisted by the business men in the same countries. Balance of Trade Problem.—The Committee on Economic Restoration of the International Chamber of Commerce in Nov. 1924 set up a sub-committee (Sir Josiah Stamp, Dr. Alberto Pirelli and Count André De Chalendar) to study the question of international transfers of reparation payment. One report signed by all three, and a supplementary one by the English member, were presented in May 1925, and adopted at the conference in Brussels in June 1925. The chief items and recommendations | were :— The solution of the “balance of trade” problem, in relation to the
to Aug. under the Dawes Plan, is to be found in the following 31, 1927) showing the shares of the respective Powers is given in ee order:— the table in the next column. 1. By a considerable expansion of German exports to general world The transfer committee had time to examine their problem lore having to take any executive action on its chief difficulties.
were not called upon to decide delicate questions of ex-
© priority or pressure.
Their first years were taken up in
markets in the ordinary course and under those conditions normal to Germany without any special overhead organization or effort. This carries with itself the possibility of cash payments to the Allied Governments which is, of course, the ideal form for the latter of receiving reparation payments.
160
REPEAL—REPLEVIN
2. By arrangements between each Allied creditor country and Germany with a view of developing, in the widest possible manner compatible with national interests and the obligations of the transfer committee, deliveries in kind or services. This, though possibly in the long run not a major part of the total, is important. Serbia may want locomotives which she does not produce. Italy may want coal which she may not possess, France or Great Britain may want dyestuffs or potash. These are merely examples of a wide range of goods which Germany can probably deliver without difficulty. S 3. By the operation of certain international co-ordination in enterprise and public works, by research and study and practical action, of which we have in this report given an illustration called “Assisted Schemes.” 4. Where the three foregoing still leave a gap between the accumulation of reparation marks and their effective transmutation into external values, it may be possible to gain time and to defer the greater difficulties of forcing the Plan by two methods: (a) The sale of railway, industrial and eventually other German bonds on the international markets and (b) by making permanent investments in Germany which will belong to non-Allied or neutral holders. The method (a) above may play a very important part, either as redemption of capital debt or for the balance of the annuities. It must not be forgotten, however, that the extensive use of the plan throws a burden upon the future export surplus in addition to the fixed annuities. The system under (6) finds certain limitations under the Dawes Plan and in practice, but it may be e.g., that an Argentine resident or a Brazilian will become the owner of property in Germany, or of shares in German companies, by means of the export of food or raw materials to AHied individuals. These sales, as also these loans, are not an immediate method of externalizing German wealth, but they, so to speak, stave off the day of difficulty and gain time. The difficulty of exporting £1,000 outright is transmuted into the smaller difficulty of transferring £50 or £60 interest thereon annually in perpetuity, a difficulty capable of retransmutation into capital at some distant date after the export surplus is no longer monopolized by reparation pay-
ments, by Germans buying in the investments held by foreigners in their own country. While theoretically the “demand” of individuals in the Allied countries will be so increased by relief in taxation that it could, in amount, absorb a new supply of German goods, the demand will not fully coincide iz kind with the goods which are offered. There may be, in consequence of this maladjustment, important reactions in price which will make the burden greater for Germany to discharge, make full transfers difficult, and induce unduly severe competition in certain markets. Moreover, vested industrial interests in both capital and labour in the Allied countries may be adversely affected, and, for various reasons, if the whole question is left to uncontrolled economic forces political difficulties will arise. We have certain suggestions to make for co-ordinated and systematic international action which, while it may not affect a large sum in relation to the whole reparation annuity, may be of great importance in assisting a settlement of this residual problem. We conceive that there is everything to be gained by systematic study and the existence of a “safety valve” in the event of normal channels being inadequate for the purpose, to relieve the concentrated competition, and also to prevent the consequences of accumulation of reparation payments in Germany. Our proposal would tend to prevent existing channels of German trade being flooded by excessive supplies and by a prepared plan irrigate, without disaster and with ultimate profit to the world, a wider area than could otherwise be open.
The International Chamber decided to prosecute the idea of assisted schemes, but formed no organization to aid them. (J. S.) VI Final Settlement. The Dawes plan did not settle the total amount to be demanded from Germany in the form of Reparations, nor did it fix the
duration of annuity payments.
It was simply an arrangement
which permitted the beginning of payments at once without waiting for a final solution of an extremely complicated problem. However, to postpone a final settlement for long was impossible.
Under a decision taken at Geneva in 1928 a new commission of experts was appointed. Owen D. Young (g.v.), one of the two unofficial representatives from the United States was appointed chairman. Hjalmer Schacht (g.v.), head of the Reichsbank, was the chief German negotiator. The committee began its meetings at Paris in Feb., 1929, and brought them to a successful close early in June. Ratification of the Paris agreement by the parliaments of the various nations concerned still remained necessary. The new annuities are less than under the Dawes Plan and payments are limited to a fixed number of years so that the highest amount for which Germany is to be held responsible is therefore fixed. The Dawes Plan annuities had reached £123,000,000 at which level they were to continue. The Young Plan calls for annuities averaging £101,000,000 for 37 years, and then for annu-
ities averaging £85,700,000 until the s9th year when all pay. ments are to cease.
With the adoption of the new program the
machinery of the Dawes Plan is to be discarded, and the Repara. tions Commission will cease to exist.
To supersede the commis.
sion plans were worked out for a Bank for International Settle. ments
(g.v.) to handle all Reparations transactions.
The bank
will be governed by a board with representatives from each nation, BIBLIOGRAPHY.—J. M. Keynes, The Economic Consequences of the Peace (1919) ; J. M. Keynes, A Revision of the Treaty (1922); H. G,
Moulton and C. E. MacGuire,
Germany’s Capacity to Pay (1923).
H. G. Moulton, The Reparation Plan (1924);
G. Calmette, Recueil
de Documents sur Vhistoire de la Question des Réparations, ro19-s
Mai rozx
(1924); Reports of the Expert
Committee
appointed by
the Reparation Commission (1924); Report submitted to the Com. mittee on Economic Restoration of the International Chamber of
Commerce
(1925) ; Carl Bergmann, The History of Reparations, with
an introduction by Sir Josiah Stamp (1927) ; successive Reports by the Agent General for Reparation Payment, S. Parker Gilbert (Berlin),
Various pamphlets on the Dawes Plan and kindred matters have been published by the World Peace Foundation.
REPEAL, the abrogation, revocation or annulling of a law. (See ABROGATION and STATUTE.) The word is particularly used in English history of the movement led by Daniel O’Connell (¢.2,) for the repeal of the act of Union between Treland. (See IRELAND: History.)
Great Britain and
REPERTORY THEATRE: see Drama. REPIN, ILYA YEFIMOVICH (1844-1930),
Russian
painter, was born in 1844 at Tschuguev in the department of
Kharkov, the son of parents in straitened circumstances.
He
learned the rudiments of art under a painter of saints named Bunakov, for three years gaining his living at this humble craft. In 1863 he obtained a studentship at the Academy of Fine Arts of St. Petersburg (Leningrad), where he remained for six years, winning the gold medal and a travelling scholarship which emabled him to visit France and Italy. He returned to Russia after a short absence, and devoted himself exclusively to subjects having strong national characteristics. In 1894 he became professor of historical painting at the St. Petersburg academy. Repin’s paintings are powerfully drawn, with not a little imagination and with strong dramatic force and characterization. He died at Kuokkala in Finland on Sept. 29, 1930. His chief pictures are “Procession “The
Arrest,”
“Ivan
the Terrible’s
in the Government murder
of his Son,”
of Kiev,” and, best
known, “The Reply of the Cossacks to Sultan Mahmoud IV.”
REPINGTON, CHARLES A’COURT (1858-1925), British military critic, was born on Jan. 29, 1858, and commissioned
in the Rifle Brigade in 1878. After serving with distinction in the Afghan War, the Sudan and South Africa, he was appointed miltary attaché at Brussels and The Hague in 1900, being then a lieutenant-colonel. Two years later his military career ended abruptly through domestic causes, and he took up journalism, becoming military correspondent of The Times in 1904. In 1915, after staying with the British commander-in-chief in France, he came home to call attention to the shell shortage. In Jan. 1918 a divergence of views caused him to leave The Times for The
Morning Post, and after the War he became military correspond-
ent of The Daily Telegraph, a post which he held till his death at Hove, Sussex, on May 25, 1925. His works include Vestigia (1919) ; The First World War, 1914-18; Personal Experiences (1920) ; After the War; A Diary (1922) ; Policy and Arms (1924).
REPLEVIN,
a term in English law signifying the recovery by
a person of goods unlawfully taken out of his possession by means
of a special form of legal process; this falls into two divisions—(1) the “replevy,” the steps which the owner takes to secure the
physical possession of the goods, by giving security for prosecut-
ing the action and for the return of the goods if the case goes against him, and (2) the “action of replevin” itself. The jurisdic
tion in the first case is in the county court (g.v.); in the second case the supreme court has also jurisdiction in certain circumstances. At common law, the ordinary action for the recovery 0
goods wrongfully taken would be one of detinue (g.v.); but n0
means of immediate recovery was possible till the action was tri
and until the Common Law Procedure Act 1854 the defendant
REPNIN— REPORTING might exercise an option of paying damages instead of restoring the actual goods.
United States.—In the United States the action of replevin is almost entirely regulated by statute in each jurisdiction, and is
materially different from the use and construction of the common law action of replevin in England. The action is laid upon a
wrongful taking and a wrongful detaining or a wrongful detaining alone. It is a proceeding zm rem to recover goods and chattels, ie. every kind of personal property to which the plaintif has
the right to present possession, and also, by statute, a proceeding in personam, to recover damages for either the detention or both the caption and detention, according to the wording of the statute. It is a possessory action, the gist of which is the right of possession in the plaintiff, but in nearly all cases the title is determined since the owner is entitled to possession, and possession by ver-
dict where the title is in question awards title. It will not lie to
recover real property or fixtures attached to the freehold, nor can
it be maintained in any case in which the object sought is the determination of title to land. In some jurisdictions all damages growing out of the wrongful taking and detention may be assessed in the replevin action; in others, where the statute limits the
recovery of damages to detention only, a separate subsequent action may be brought to recover compensatory and punitive damages sustained by a malicious wrongful taking (Crockett v. Miller, 112 Federal 729; Petrie v. Wardman-Justice Motors, Sup. Ct. D. C. No. 71,338). This is a rule peculiar to replevin, where so
regulated by statute, and is at variance with the general rule
of law requiring the adjudication in one cause of action of all claims and demands growing out of a single tort. REPNIN, ANIKITA IVANOVICH, Prince (1668-1726), Russian general, and one of the collaborators of Peter the Great.
161
On the retirement of Potemkin (g.v.) in 1791, Repnin succeeded him as commander-in-chief, and immediately routed the grand vizier at Machin, a victory which compelled the Turks to accept the truce of Galatz (July 31, 1791). In 1794 he was made governor-general of the newly acquired Lithuanian provinces. The emperor Paul raised him to the rank of field-marshal (1796), and, in 1798, sent him on a diplomatic mission to Berlin and Vienna in order to detach Prussia from France and unite both Austria and Prussia against the Jacobins. He was unsuccessful, and on his return was dismissed from the service. See A. Kraushar, Prince Repnin in Poland, 1900); “Correspondence with Frederick the and Fr.), in Russky Arkhiv (1865, 1869, repeal True Anecdotes of Prince Repnin
1764-8 (Pol.) (Warsaw, Great and others” (Rus. 1874, Petersburg); M. (Rus.) (St. Petersburg,
1865).
REPORTING, the business of reproducing, mainly for newspapers, but also for such publications as the Parliamentary or Law Reports, the words of speeches, or of describing the events in contemporary history by means of the notes made by persons known generally as reporters. There was no systematic reporting until the beginning of the roth century, though there was parliamentary reporting of a kind almost from the time when parliaments began, just as law reporting (which goes back to 1292) began in the form of notes taken by lawyers of discussions in court. The first attempts at parliamentary reporting, in the sense of seeking to make known to the public what was done and said in parliament, were made by the Gentleman’s Magazine in 1736. Access to the houses of parliament was obtained by Edward Cave (g.v.), the publisher of this magazine, and some of his friends, and they took surreptitiously what notes they could. These were subsequently put into shape for publication by another hand.
Such reporting was a violation of the standing order of the House, passed in 1728, declaring the publication of any of its proem War. Defeated by Charles XII. at Holowczyn, he was de- ceedings to be a breach of privilege, and on the attention of the graded to the ranks, but was pardoned as a reward for his valour House being called in 1738 to the reports in the Gentleman’s Magat Lyesna and recovered all his lost dignities. At Poltava he azine it threatened to proceed with the utmost severity against commanded the centre. From the Ukraine he was transferred to the offenders. Thereupon Cave published his reports as “Debates the Baltic Provinces and was made the-first governor-general of in the Senate of Lilliput,” and instead of giving the first and last Riga after its capture in 1710. In 1724 he succeeded the tempo- letters of each speaker’s name, employed such barbaric terms as rarily disgraced favourite, Menshikov, as war minister. Catherine “Wingul Pulnub” for William Pulteney. Dr. Johnson composed I. created him a field-marshal. the speeches for the Gentleman’s Magazine from 1740 to 1743, the See A. Bauman, Russian Statesmen of the Olden Time (Rus.), vol. i. names of the speakers being given in full. Though he said he (St. Petersburg, 1877). ' took care not to let the “Whig dogs” get the best of it, he really REPNIN, NIKOLAI VASILIEVICH, Prince (1734- dealt out argument and eloquence with equal hand to both 180r), Russian statesman and general, grandson of the preceding, political parties. served during the Rhenish campaign of 1748 and subsequently In the latter half of the century the newspapers began to restudied in Germany. Peter III. sent him as ambassador in 1763 port parliamentary debates more fully, with the result that, in to Berlin. The same year Catherine transferred him to Warsaw, 1771, several printers, including those of the Morning Chronicle with instructions to form a Russian party in Poland from among and the London Evening Post, were ordered into custody for the dissidents, who were to receive equal rights with the Catholics. publishing debates of the House of Commons. A long and bitter Repnin convinced himself that the dissidents were too poor and struggle between the House and the public ensued. John Wilkes insignificant to be of any real support to Russia, and that the took part in it. The lord mayor of London and an alderman were whole agitation in their favour was factitious. At last, indeed, the sent to the Tower for refusing to recognize the Speaker’s wardissidents themselves even petitioned the empress to leave them rant for the arrest of certain printers of parliamentary reports. alone. The attempt had failed, and Repnin went to fight the But the House of Commons was beaten. In 1772 the newspapers Turks. At the head of an independent command in Moldavia published the reports as usual; and their right to do so has never and Walachia, he prevented a large Turkish army from crossing since been really questioned. Early in the roth century, greater the Pruth (1770); distinguished himself at the actions of Larga freedom of access to both Houses was given to newspaper reand Kagula; and captured Izmail and Kilia. In 1771 he re- porters. By the middle of the century special galleries for their celved the supreme command in Walachia and routed the Turks accommodation were provided in the legislative chambers of the at Bucharest. A quarrel with the commander-in-chief, Rumyant- new palace of Westminster erected in place of the old which was sev, then induced him to send in his resignation, but in 1774 he burned down in 1834. The press gallery of the House of Lords participated in the capture of Silistria and in the negotiations was first used in 1847, and the press gallery of the House of ComWhich led to the peace of Kuchuk-Kainarji. In 1775-76 he was mons in 1852. At this time the London newspapers had a ambassador at the Porte. On the outbreak of the war of the monopoly of parliamentary reporting. Only their representatives Bavarian Succession he led 30,000 men to Breslau, and at the were admitted to the galleries, which secured them this virtual subsequent congress of Teschen, where he was Russian pleni- monopoly. potentiary, compelled Austria to make peace with Prussia. DurThe Times established a supremacy for the best parliamentary ng the second Turkish war (1787—92) Repnin was, after Suvarov, report, which has never been shaken. The other London papers, the most successful of the Russian commanders. He defeated however, gave less and less attention to the debates while at the the Turks at Salcha, captured the whole camp of the seraskier, same time the public throughout the country wanted to know ssan Pasha, shut him up in Izmail, and was preparing to reduce more fully what their representatives were saying in parliathe place when he was forbidden to do so by Potemkin (1789). ment. Gradually the leading provincial newspapers adopted the He took part in all the principal engagements of the Great North-
&
162
REPORTING
practice of employing reporters in the service of the London journals to report debates on subjects of special interest in localities: and these reports, forwarded by tram or by post, were printed in full, but of course a day late. The London papers paid little attention to debates of local interest, and thus the provincial papers had parliamentary reporting which was not to be found elsewhere. Bit by bit this feature was developed. It was greatly accelerated by the arrangement of placing telegraphic wires from London at the disposal of provincial newspapers—of course on payment of a large subscription—from six o’clock at night till three o’clock in the morning. This was the beginning of the “snecial wire” which now plays so important a part in the production of almost all newspapers. The arrangement was first made by the Scotsman and by other newspapers in Scotland in the sixties. The special wires were used to their utmost capacity to convey reports of the speeches of leading statesmen and politiclans; and, instead of bare summaries of what had been done, the newspapers contained pretty full reports. When the telegraphs were taken over by the State in 1870 the facilities for reporting were increased in every direction. News agencies undertook to supply the provincial papers. These agencies were admitted to the reporters’ galleries in the houses of parliament, but the reports which any agency supplied were identical; that is to say, all the newspapers taking a particular class of report had exactly the same material supplied to them—the reporter producing the number of copies required by means of manifold copying paper. Accordingly attempts were made by leading provincial newspapers to get separate reports by engaging the services of some of the reporters employed by the London papers. The “gallery” continued to be shut to all save the London papers and the news agencies. The Scotsman sought in vain to break through this exclusiveness. The line, it was said, must be drawn somewhere, and the proper place to draw it was at the London press. But in 1880 a select committee of the House of Commons was appointed to consider the question. It took evidence, and it reported in favour of the extension of the gallery and of the admission of provincial papers. The press gallery of the House of Commons was accordingly enlarged and representatives of the leading provincial newspapers were admitted at the opening of the session of 1881. What is commonly called “descriptive reporting” has in some cases nearly shouldered the reporting of speeches out of newspapers. The special correspondent or the war correspondent is a “descriptive reporter.” The “interviewer” came into great prominence during the ’eighties and ‘nineties. The variety of work open to reporting causes considerable difference, of course, in the professional status of the journalists who do.such work. This subject generally is discussed in the article Newspapers, but one instance of the recognition of the modern reporter’s responsibility is worth special mention. In the year 1900, in the English case of Walter v. Lane (see CopyricHT), it was decided, on the final appeal to the House of Lords, that the reporter of a speech, printed verbatim in a newspaper, was under the Copyright Act of 1842 to be considered the “author.” Absurd as it might seem to call the reporter the author of another man’s speech, the decision gave effect to the fact that it is his labour and skill which bring into existence the “copy” to which alone can right of property
lished colleges or universities.
It may in general be said that the
reporter, whether instructed as a “cub” in the newspaper office or as a student in a professional school, learns that the newspaper,
while privately owned and published for profit, is in fact quasipublic in that it possesses a constitutional guarantee of freedom and owes to society commensurate responsibility to ventilate news which concerns public welfare. News is variously described, but it is generally held to be written record of any event of public interest, reported either on evidential authority of the writer or authenticated by a credited witness. It is assumed that the news.
paper may freely publish any news which may be discussed in decent society, which is true, which is not forbidden by law and which serves the public interest. This, of course, means that the reporter must use his powers to ascertain the truth and state it fairly in his report, guard against injustice or harm to individuals or institutions written about, avoid promotion of any private interest, keep confidences that are imparted to him, refuse to serve partisanship by exaggerating the favourable and suppressing the unfavourable factors in news columns and in every way write as considerately and fairly of strangers or antagonists as of pro-
tagonists and acquaintances. The reporter is called upon to keep faith both with those concerning whom he writes and those wha
buy and read his accounts. In modern practice the publication of the news writers’ opinion is prohibited, the newspaper reserving the editorial page for the purpose of expressing views, as distinguished from news. The rule is to avoid trespass upon private rights or feelings, except when such course is dictated by certain knowledge that the ends of justice or the welfare of the social order demand such action. A newspaper may not publish advertising in its news columns, without designation. The reporter and his newspaper are called upon by custom to make proper, full and free correction of errors previously made in print. These, sketchily, are the canons of American journalism. The nearest approach to a written code which has general acceptance is that of the American Society of Newspaper Editors, composed of the editors of many of the country’s leading newspapers. Organization.—The organization of the average American newspaper’s editdrial department is as follows: editor-in-chief, directing policy; managing editor, in control of the writing staff and the composing room; chief editorial writer, conducting the editorial page; city editor, controlling the local staff of reporters, photographers and, perhaps, artists; head of copy-desk, directing the actual preparation of the news as it will appear in print; rewriters, graduate reporters held in the office to write the news
that reporters transmit by telephone or rewrite their reports to meet the exigencies of the edition; foreman of the composingroom, responsible to the managing editor or editor-in-chief for the setting of type and delivery of forms of type to the stereotype and press rooms; telegraph editor, responsible for the editing oi news which comes by wire, product of the press associations and services and the newspaper’s special out-of-town correspondents. Such departments as sports, financial, commodity markets, woman’s page, religion, humour and the Sunday edition, if any, are conducted by editors appointed by the managzng editor or the editor-in-chief. The: three great sources of information are (1) material written by the local staff; (2) news coming by wire; attach. Strictly speaking, he is the author of the report of the (3) feature material delivered by syndicates, o£ which there are speech; but for literary purposes the report zs the speech. It more than 200 in the United States competing for newspaper must, however, be borne in mind that there may be more than patronage. In New York and Chicago local newspapers have one verbatim report, and therefore more than one “author.” See established co-operative news organizations through which the routine reports of courts, police headquarters, city hall and such also NEWSPAPERS; SHORTHAND; Press LAws; TELEGRAPH. public offices are supplied by a single reporter for all newspapers, (X.; M. Maco.) although all important events are covered by staff reporters UNITED STATES assigned by city editors. The rank and file of reporters are young men, or occasionally The system of newspaper reporting developed in America responds to a code of ethics which, although unwritten and without women, who have received public school and college education, centralized machinery to enforce it, is, nevertheless, a potent perhaps 15 or 20% of them having matriculated in journalism. influence throughout journalism. These governing rules naturally Those who are talented as fact-finders and as writers usually arise from newspaper experience and legends, and increasingly receive quick promotion, such recognition giving them higher take concrete form, somewhat by reason of the fact that 80 pro- salaries than is usually paid to young people in the professions or fessional schools of journalism have in recent years sprung up in the fields of finance, commerce or education. Reporting, in the the United States, most of them being departments of estab- matter of compensation, ranks with the arts and while true genius
REPOUSSE—REPRESENTATION reaps a quick and ample reward mediocre talent is only fairly ‘4 and the mere drudgery of reporting is as poorly paid as clerk(M. E. P.) ships or common labour.
REPOUSSE (Fr. “driven back”), the art of raising designs n metal by hammering from the back, while the “ground” is eft relatively untouched. The term is often loosely used, being applied indifferently to “embossing.” Embossing is also called repoussé Sur coquille and estampage, but the latter consists of embossing
by mechanical
means
and is therefore not to be
considered as an art process. Moreover, it reverses the method of repoussé, the work being done from the front, and by driving down the ground leaving the design in relief. Repoussé—a term of relatively recent adoption, employed to differentiate the process from embossing—has been known from remote antiquity. Nothing has ever excelled, and little has ever approached, the perfection of the bronzes of Siris (4th century pc. in the British Museum), of which the armour-plate— especially the shoulder-pieces—presents heroic figure-groups beaten up from behind with punches from the flat plate until the heads and other portions are wholly detached—that is to say, in high relief from the ground of which they form a part. Yet the metal, almost as thin as paper, is practically of constant thickness, and nowhere is there any sign of puncture.
The art was not only Greek and Graeco-Roman in its early practice; it was pursued also by the Assyrians, the Phoenicians, and other oriental peoples, as well as in Cyprus and elsewhere, and was carried forward, almost without a break, although with much depreciation of style and execution, into mediaeval times. In the r1th century the emperor Henry ITI. presented as a thankoffering to the Basle cathedral the altar-piece, in the Byzantine style, decorated with fine repoussé panels of gold (representing
Jesus Christ with two angels and two saints), which is now in
the Cluny Museum in Paris. Up to this time, also, repoussé mstead of casting in metal was practised for large work, and Limoges became a centre for the manufacture and exportation of sepulchral figures in repoussé bronze. These were affixed to wooden cores. By the time of Benvenuto Cellini the art was confined almost entirely to goldsmiths and silversmiths (who, except Cellini himself, rarely cast their work); and to them the sculptors and artists of to-day are still content to relegate it. The elementary principle of the method, after the due preparation and annealing of the plate, was to trace on the back of it the design to be beaten up, and to place it face downwards upon a stiff yet not entirely unresisting ground (in the primitive stage
of development this was wood), and then with hammers and punches to beat up the design into relief. According to Cellini, his master Caradosso da Milano would beat up his plate on a metal casting obtained from a pattern he had previously modelled im wax; but he is not sufficiently explicit to enable us to judge whether this casting was a hollow mould, which would result in true repoussé, or in the round, which is tantamount to repoussé
sur coquille, or embossing. Nowadays the plate is laid upon and affixed to a “pitchblock,” a resinous ground docile to heat, usually composed of pitch
mixed with pounded fire-brick, or, for coarser work such as brass, with white sand, with a little tallow and resin. This compound, while being sufficiently hard, is elastic, solid, adhesive and easy to
apply and remove. Gold and silver are not only the densest and
most workable but the most ductile metals, admitting of great expansion without cracking if properly annealed. The tools in-
clade hammers, punches (in numerous shapes for tracing, raising,
grounding, chasing and texturing the surfaces), together with a
Special anvil called in French a recingle or ressing, in English snarl.” The recingle, or small anvil with projecting upturned
pent, was known in the 16th century. This point is introduced
mto the hollow of the vase or other vessel such as punch and er cannot freely enter, which it is desired to ornament with
reliefs, A blow of a hammer on that part of the anvil where the
163
the smaller end upturned and ending in a knob—held firmly in a tightly screwed-up vice, whereby the blow is similarly repeated or echoed by vibration. The repoussé work, when complete, is afterwards finished at the front and chased up. (See also EmBOSSING; BRONZE; SILVERSMITHS AND GOLDSMITHS WorK.) (M. H. S.)
REPRESENTATION, a term used in various senses in different connections, but particularly in a political meaning, which has developed out of the others. The word “represent” comes from Lat. re-praesentare, to “make present again,” or “bring back into presence,” and its history in English may be traced fairly well by the citations given in the New English Dictionary of its earliest uses in literature in senses which are still common. Thus we find the verb meaning (1380) simply to “bring into presence,” and Barbour uses it (1375) in the sense of bringing clearly before the mind, whence the common sense of “explain,” “exhibit,” “portray.” In 1513 it is used as synonymous with “describe,” or “allege to be.” In 1460 we find it employed for the performance of a play or a part in a play, whence comes the sense of symbolizing, standing in the place of some one, or corresponding to something; and in 1655 for acting as authorized agent or deputy of some one. This is a notable point in the development of the word. In Cromwell’s speech to the parliament, Jan. 22, 1655, he says: “I have been careful of your safety, and the safety of those you represented.”
‘This strictly political use of the verb developed,
it will be seen, comparatively late. The noun “representation” passed through similar stages. In 1624 it comes to mean “substitution of one thing or person for another,” “substituted presence” as opposed to “actual presence,”’ or “the fact of standing for, or in place of, some other thing or person,” especially with a right or authority to act on their account. Its application to a political assembly then becomes natural, but for some time it is not so found in literature, the sense remaining rather formal. In Scots law (1693) it obtains the technical meaning of the assumption by an heir of his predecessor’s rights and obligations. The term “representative,” now specially applied to an elected member of a national or other assembly, deriving his authority from the constituency which returns him, appears to have been first used to denote not the member but the assembly itself. In the Act abolishing the office of king, after Charles I.’s execution, 1649, s. iv. runs: “And whereas by the abolition of the kingly office provided for in this Act, a most happy way is made for this
nation (if God see it good) to return to its just and ancient right of being governed by its own Representatives or national meetings in council, from time to time chosen and entrusted for that purpose by the people, it is therefore resolved and declared by the Commons assembled in Parliament,” etc., “and that they will carefully provide for the certain choosing, meeting and sitting of the next and future Representatives,’ etc. But the application of the term to the persons who sat in parliament was at all events very soon made, for in 1651 Isaac Penington the younger published a pamphlet entitled “The fundamental right, safety and liberty of the People; which is radically in themselves, derivatively in the Parliament, their substitutes or representatives.” It is worth while to dwell on the historical evolution of the various meanings of “represent,” “representation” and “representative,” because it is at least curious that it was not till the 17th century that the modern political or parliamentary sense became attached to them; and it is well to remember that though the idea of political representation is older and thus afterwards is expressed by the later meaning of the word, the actual use of “representation” in such a sense is as modern as that. In Burke’s speeches of 1769 and 1774-75, relating to taxation, we find the word in this sense already in common use, but the familiar’ modern doctrine of “no taxation without representation,” however far back the idea may be traced, is not to be found in Burke in those very words. The “originator of that immortal dogma of our
‘hongation first projects from it, produces, by the return spring,
(i.e. American) national greatness” was, according to the Amer-
’ Or snarling iron”—a bar of steel, with an inch or two of
ginia, who, moving to Boston and becoming speaker of the Massa-
* corresponding blow at the point which the operator desires to ican writer M. C. Tyler (Amer. Lit. i. 154), the politician and apply Within the vase. The same effect is produced by the modern philanthropist Daniel Gookin (1612-87), an Irish settler in Virt
r64
REPRESENTATION
chusetts legislature, became prominent in standing up for popular rights in the agitation which resulted in the withdrawal of the
is requisite,” although “a minority ought to, and can be, compelleg to give way.” The idea of representation and with it, majority
colonial charter (1686). But it was the vogue of the “dogma” in America, not its phrase, that he seems to have originated; and while the precise form of the phrase does not appear to be attributable to any single author, the principle itself was asserted in England long before the word “representation,” in a political sense, was current. In English constitutional history the principle was substantially established in 1297 by the declaration De Tallagio non concedendo, confirmed by the Petition of Right in 1628.
rule, makes its way into the political sphere through the church councils who adopted it from the law of corporation (Gierke, p. 64). But even in the church the canonists held that minorities
Political Representation.—The growth of the parliamentary
system in England is traced in the article PARLIAMENT. Under Henry III., in 1254, we have the writ requiring the sheriff of each county to “cause to come before the King’s Council two good and discreet Knights of the Shire, whom the men of the county shall have chosen for this purpose in the stead of all and of each of them, to consider along with knights of other shires what aid they will grant the king.” But the definite establishment of the principle of political representation, in a shape from which the later English system of representation lineally descended, may be traced rather to the year 1295, in Edward I.’s famous writ of summons to parliament, of which the following is the important part. In the volume of Select Documents of English Constitutional History (1901), selected by G. B. Adams and H. M. Stephens, whose version from the Latin we quote, the section is headed (antedating the use of the vital word), “Summons of representatives of the counties and boroughs” :— The king to the sheriff of Northamptonshire.
Since we intend
to have a consultation and meeting with the earls, barons and other principal men of our kingdom with regard to providing remedies against the dangers which are in these days threatening the same kingdom; and on that account have commanded them to be with us on the Lord’s Day next after the feast of St. Martin in the approaching winter, at Westminster, to consider, ordain and do as may be necessary for the avoidance of these dangers: we strictly require you to cause two knights from the aforesaid county, two citizens from each city in the same county and two burgesses from each borough, of those who are especially discreet and capable of labouring, to be elected without delay, and to cause them to come to us at the aforesaid time and place. Moreover, the said knights are to have full and sufficient power for themselves and for the community of the aforesaid county, and the said citizens and burgesses for themselves and the communities of the aforesaid cities and boroughs separately, then and there, for doing what shall then be ordained according to the Common Council in the premises, so that the afore-
said business shall not remain unfinished in any way for defect of this power. And you shall have there the names of the knights, citizens and burgesses, and this writ.
The words “Elegi facias,” instead of “venire facias” (which were retained in 1275; see PARLIAMENT), still appear to make the parliament of 1295 the model, rather than that of 1275, though im other respects the latter appears now to have established the summoning of county and borough representatives. In tnis summoning by the king of the two knights and two
burgesses with full and sufficient power for themselves and for the community, we find therefore the origin of political repre-
sentation of the commons, as opposed to the actual presence and
personal attendance of the peers. But it must always be remembered that the idea of “majority rule,” ż.e., that an assembly of persons could bind a minority of its members, is a conception of slow growth. The “Common Council’ of Magna Carta was far from holding that it had any right to bind any dissentient members. As McKechnie, in his “Commentary on Magna Carta” (r914}, aptly observes, “‘No new exactions without the consent of the individual taxed’ was nearer the ideals of r215 than ‘no taxation without the consent of parliament’.” Indeed in 1221, a member, the bishop of Winchester, of a council, summoned to consent to a scutage tax, refused to pay, after the council had made the grant, on the ground that he dissented and the Exchequer upheld his plea. In the case of the Commons, where each individual “represented” other persons besides himself, such an attitude was, of course, absent—the very fact of their election discountenanced it. But, as Gierke says (Political Theories of the Middle Age, pp. 64 and 166), the idea of old Germanic law was
that, even in a more or less “representative” assembly, “unanimity
had certain irrefragable rights and that matters of faith couy not be decided by mere majorities. The Theory of Representation.—The idea of “representa.
tion” as opposed to “presence in person” was applied to the Eng.
lish parliament, so as to give the commons a proper voice in it as well as the lords. It is unnecessary here to trace further the gradual increase in power of the House of Commons till it be. came the predominant partner in the English bicameral consti. tution. (See PARLIAMENT.) But from the point of view of histori. cal theory it is important to note that its representative character does not essentially depend upon the particular method (election by vote) by which its members have for so long been chosen. It
is a common error to regard the House of Commons as havinga national authority higher than that of the House of Lords merely on the ground that it is composed of elected members, and to stigmatize the House of Lords as “unrepresentative” because it is not elected. But in strictness the question of election, as such, has nothing to do with the matter. The proper distinction (ignoring for the moment the later inclusion in the House of Lords of a certain representative element—strictly so regarded—in the Scotch and Irish peers) is that the House of Lords, as still con. stituted in 1910, remained a presentative chamber, while the House of Commons was essentially a representative one; in the former the members, summoned personally as individuals, were entitled to speak in the great council of the nation, while in the latter the members were returned as the mouthpieces of whole communitates, to whom, in the person of the sheriffs, the summons had been directed to send persons to speak for them.
The preponderant authority of the House of Commons is due not to its members being elected—that is only one way of settling who the mouthpieces of the commons shall be—but to the progress of popular government. The two British houses have historically existed as assemblies of the separate estates of the realm—the House of Lords of the two estates of lords spiritual and temporal, and the House of Commons of the commons. The third estate has so increased in power as to become predominant in the country; but the authority of its own assembly simply depends
on the powers of those it represents. If the balance of political power had not been shifted in the country itself, the authority and competence of the peers, speaking for themselves in a primary assembly, would in theory actually appear higher, se far as their order is concerned, than that of members of the House of Commons, who can only “represent” the popular constituencies. Moreover, the fact that most members of the House of Commons are elected by a party vote is apt to make them very often even less authoritative spokesmen of their constitv encies—the communitates—than if they were selected by some
method which would indicate that they had the full confidence of the whole body they “represent.”
It is notorious that many members
of a modern House of
Commons, or of any other “representative” assembly, have only been elected: by the votes of a minority of their constituency, o
(where there have been more than two candidates) a minority
even of those who voted; and there always comes a time when it is certain that if a representative has to come again before the electorate for their votes he will be defeated; he, in fact, no longer reflects their views, while he still sits and legislates. The real desires of the commons ina certain British constituency may even be
more faithfully, even if only accidentally, reflected by a local
peer whose only right to speak in parliament is technically pre sentative. In his Vindication of the British Constitution (1835); Disraeli, writing of the Reform Bill of 1832, observed that “i
the effort to get rid of representation without election, it will be
well if eventually we do not discover that we have only obtained
election without representation.” A truer word was never spoke. A man may be representative, practically consensu omnium, a}
though no vote, resulting from a division of opinion, has been
REPRESENTATION
165
taken for the purpose of selecting him. The vote is merely a ‘commons and has had its measures rejected or distastefully method of selection when there is a definite division of opinion amended, have always been open to the criticism that if the ma-
involving an uncertainty; Commons many members
and even in the modern House of are returned “unopposed,” no actual
voting taking place. A well-recognized representative character (as regards the functions involved) attaches, for instance, in British public life to other persons in whose selection the method of popular voting has had no place; such as the king himself, the Cabinet (in relation to the political party in power), or the
bishops (as regards the Church of England). Expression of the “Will of the People.”—1It remains never-
theless the fact that, in politics, “representative” government means not so much government by men really representative of the nation as government in the name of the whole body of citizens (and predominantly the estate of the commons) through a chamber or chambers composed of elected deputies. The object in view is the expression of the “will of the people”—the people, that is, who are sovereign. Clearly the only pure case of such government can be in a republic, where there is only one “estate,” the free citizens. The home and historical type of representative government, the United Kingdom, is strictly no such case, since
the monarchy and the House of Lords exist and work on lines constitutionally independent of any direct contact with the electorate. British practice, however, is of vital importance for the theory of representative institutions, and it is worth while to point out that the “will of the people” may even so be effectively expressed—some people may think even more effectively expressed than in a pure republic. The king and the House of Lords are just as much part of “the people,” in the widest sense, as “the commons” are; they are an integral part of the nation. Until
191r they remained entitled and expected to use their historic
method of playing a part in the government of the State. They assist to constitute “the people” in the wider sense, and in the narrower sense “the people” (ż.e., the commons) know it and rely on it. Under the British constitution the commons have habitually relied on the monarchy and the House of Lords to play their part in the State, and on many occasions it has been proved, by various methods by which it is open to the commons themselves to show their real feeling, that action on the part of the monarch (e.g., in foreign affairs) or the House of Lords (in rejecting or modifying bills sent up by the House of Commons), in which a popular vote has played no initiating or controlling part, is welcomed and ratified, by consent of a large majority, on the part of the nation at large. But the Parliament Act of 1911 has changed
all that by reducing the function of the House of Lords to a purely suspensory veto on legislation, a veto the exercise of which may be automatically terminated in three sessions by the will of the Commons without any appeal to the electorate. It is notorious,
in the case of the House of Lords, that elected members of the House of Commons, tied by purely party allegiance and pledges, have constantly voted for a measure they did not want to see passed, relying on the House of Lords to throw it out. Ultimately, no doubt, the reconciliation of this “presentative”
element in the British form of constitution with the growth of democracy and the predominance of the “representative” system
depends purely on the waiving of historical theory both by king
jority in the House of Commons were really supported by the
electorate in the country they had the remedy in their own hands. The Suffrage.—The immense extension of the “representative principle” in government, by means of popular election, and its adaptation to municipal as well as national councils, has in recent times resulted in attracting much attention to the problem of making such elected bodies more accurately representative of public opinion than they frequently are. There are three distinct problems involved—(1) that of making the number of enfranchised citizens correspond to a real embodiment of the nation; (2) that of getting candidates to stand for the office of representative who are competent and incorruptible exponents of the national will, and (3) that of adopting a system of voting which shall result in the elected representatives forming an assembly which shall adequately reflect the balance of opinion in the electorate. ‘There are various interesting questions as to the principles which should govern the extension of the suffrage and its limitations, to which a brief reference may here be made. It is noteworthy that John Stuart Mill, the philosophical radical whose work on Representative Government (first published in 1861) is a classic on the subject, and who regarded the representative system as the highest ideal of polity, made a good many reservations which have been ignored by those who frequently quote him. Mill’s ideal was by no means that popular government should involve a mere counting of heads, or absolute equality of value among the citizens. While holding that “no arrangement of the suffrage can be permanently satisfactory in which any person or class is peremptorily excluded, or in which the electoral privilege is not open to all persons of full age who desire to obtain it,” he insisted on “certain exclusions.” Thus he demanded that universal education should precede universal enfranchisement, and laid it down that if education to the required amount had not become universally accessible and thus a hardship arose, this was “a hardship that had to be borne.” He would not grant the suffrage to amy one who could not read, write and perform a sum in the rule of three. Further, he insisted on the electors being taxpayers, and emphasized the view that, as a condition annexed to representation, such taxation should descend to the poorest class “in a visible shape,” by which he explained that he did mot mean “indirect taxes,” a “mode of defraying a share of the public expenses which is hardly felt.” He advocated for this purpose “a direct tax, in the simple form of a capitation” on every grown person. But even more than this, he was in favour of a form of plural voting, so that the intellectual classes of the community should have more proportionate weight than the numerically larger working-classes: “though every one ought to have a voice, that every one should have an equal voice is a totally different proposition.” Modern democracy may ignore Mill’s emphatic plea for plural voting, as it ignores his equally strong arguments against the ballot —his contention being that secret voting violated the spirit of, the suffrage, according to which the voter was a trustee for thg public, whose acts should be publicly known—but Mill’s discy sion of the whole subject proceeds on high grounds which are s@ worth careful consideration. Where a representative system,@ such, is extolled as the ideal polity, the reservations made by Mili"
and peers, and its adaptation to the fact of popular government a liberal thinker who cannot be dismissed as a prejudiced reactionthrough the recognition that their action rests for its efficient ary, should be remembered. Mill postulated, in any event, a state authority upon conformity with the “will of the people.” Thus it of society which was worthy of such a system, no less than the became an established maxim in England that while it was the necessary checks and balances which should make it correspond to proper function of the House of Lords to reject a measure which the real conditions of rational government. “Representative instiIn their opinion is not in accordance with the wishes of the na- tutions,” he pointed out, “are of little value, and may be a mere tion, they could not repeat such a rejection after a general elec- instrument of tyranny or intrigue, when the generality of electors tion had shown that its authors in the House of Commons were are not sufficiently interested in their own government to give Supported by the country. The experience of politics from 1832 their vote, or, if they vote at all, do not bestow their suffrages on to 1910 gave abundant justification to the House of Lords for public grounds, but sell them for money, or vote at the beck of Supposing that in such cases they were interpreting the desire of some one who has control over them, or whom for private reasons the country better than the House of Commons; the case of the they desire to propitiate. Popular election, as thus practised, inIrish Home Rule bill of 1893 is, of course, the classical example. stead of a security against misgovernment, is but an additional The violent attacks made on the House of Lords by the Liberal wheel in its machinery.” Party, on occasions when. that party has had a majority in the As regards the important question of the selection of candi-
166
REPRESENTATION
seats, while the Unionists, with 1,423,500, obtained 283 (ng counting 99 unopposed returns on the Liberal side, and rrr o persons), suitable discovering for available means the on partly the Unionist). So with subsequent elections. In 1906, the Union. of organization the by modern practice is entirely dominated returned only 28% of the political parties and the requirements of party allegiance. Though ist vote, though 44% of the total cast, members, and the Liberal majority, which in strict proportion members paying of not or desirability the to much has been said as was 256. for their services (see PAYMENT OF MEMBERS), this is certainly would have been 68, actually The definite emergence of a third party system in England overshadowed by the question of the availability of really capable men at all to the number required, for all candidates become “pro- with the rise of the Labour Party, has accentuated such paradoxes, fessional” politicians, whether paid or not. The ideal of havinga It frequently happens that with three candidates, Conservative “representative man” in the broader sense as a “representative” in Liberal and Labour, the candidate who heads the poll is returned the narrower is only very roughly attained where the conditions with a minority of the total number of votes cast. At the genera) of public life make a capacity for electioneering a necessity. To a election of 1924, over 16 million votes were recorded, but of the large extent the political candidate depends purely upon the sup- 615 members returned the Liberal party only won 39 seats al. port of a party organization. His choice rests with party wire- though nearly three million electors voted in its favour. Ona pullers, and the average individual elector is confronted with the purely numerical basis of votes it was entitled to at least 1 task of voting for some one of whom he may personally know representatives. Together, the two opposition parties, Liberal very little, except that, if returned, the candidate will in parlia- and Labour, actually polled some 250,000 more votes than the ment vote for measures embodying certain general principles as Conservative Party, but only secured 189 seats against 413 seats won by the Conservatives. indicated in some vague party programme. The establishment of mere party majority rule, which is char. Systems of Voting.—The more important point to be considered here is the third. When a representative assembly is to be acteristic of a representative system, is a necessity, no doubt, in elected by a direct popular vote, it is obviously necessary (a) popular government; but the way in which a substantial minority that either there should be some system by which the whole body of voters may only obtain a contemptible minority of members, as a unit should elect all the members en bloc, or, as this usually and may in practice be tyrannized over in consequence, somewhat appears impracticable, that the mass of electors should be divided detracts from its blessings, and leads to extreme party measures, within defined areas, or “constituencies”; and (b) that in the The division of the whole electoral body into constituencies is, latter case voting shall take place for the purpose of electing one after all, only a device for getting over the difficulty of the electors or more representatives of each such area according to some voting ex bloc, and it does not seem to justify the conversion of a method by which due effect shall be given to the preferences of real majority in the country into a minority as represented in the electors. In theory there can be no perfectly fair arrangement parliament, nor the complete exclusion of a substantial number of as between constituency and constituency, where a single repre- the electorate from parliamentary representation—so far as their sentative is to be returned, except on the terms that they are ex- views are concerned—at all. Yet under the English system such actly equal in the number of electors; each elector’s voice would results are possible as the capture of every seat in Wales (34), in then count equally with that of any other in the nation (or mutatis 1906, by the Liberal party, with 217,462 votes, the 100,547 mutandis in the municipality, etc.). But in practice it is difficult Unionist voters having no representation in parliament. Proportional Representation.—The attempt to rectify this to the point of impossibility to attempt more than an arbitrary distribution of electoral areas, more or less approximating to flaw in the representative method has led to the suggestion of equality; and recourse is had to the formation of constituencies various devices by the adoption of which the elected member out of geographical districts taken as units for historical or prac- may correspond more equally to the divisions of opinion in the tical reasons, and necessarily fluctuating from time to time in electorate. Under the plan of scrutin de liste (or “general ticket”) population or influence. It may become necessary periodically to larger districts are created, each returning several members, and revise these areas by what in England are called Redistribution each voter has as many votes as there are members to elect; but Acts, but it bas to be admitted that any perfect system of repre- while this system apparently provides the opportunity for the sentation is always stultifed by the necessary inequalities in- return of candidates with different views, it only requires a solid volved; and what is known as “gerrymandering” is sometimes the party vote to capture the whole of the representation for a me
dates (which depends partly on their willingness to stand, and
result, when a party in power so recasts the electoral districts as to give more opportunity for its own candidates to be returned than for those of its opponents. This flaw is particularly noticeable when the arrangement for the method of voting is that which allots only one member or representative to each district (scrutin d’ arrondissement). The essential vice of this single-member system, which prevails im Great Britain and the United States, is the lack of correspondence between the proportions in which the elected members of each party stand to one another and the proportions in which the numbers of the electors who returned them similarly stand; and it may well be that the minority party in the country obtains a
jority. What is known as the “limited vote” is a form of scrutin de liste by which the elector has less votes than there are seats to be filled; with (say) three to be elected, the elector has only two votes. Systems of “limited vote” are in force in Portugal, Spain and Japan. A somewhat better plan is the “cumulative
majority of representatives in the assembly, or at any rate that a substantial minority obtains an absurdly small representation. “As a result of the district system,” writes Prof. J. R. Commons of Wisconsin (Proportional Representation, 1907), “the national House of Representatives (in America) is scarcely a representative body. In the Fifty-first Congress, a majority of representatives were elected by a minority of the voters”; the figures being 5,348,379 Republican votes with 164 elected, and 5,502,581 Democratic votes with 16x elected. In the case of the Fifty-second Congress, the Democrats, with 506% of the votes, returned 71-1% of the representatives; the Republicans, with 42-9% of the votes, returning 26-5% of the representatives. Lord Avebury (Proportional Representation, 1890; new ed. 1906) has given various similar experiences in England; thus, at the general election of 1886, the Liberals, with 1,333,400 votes, only obtained 176
A more elaborate plan, but depending like the “limited” vole and the “cumulative” vote on the formation of constituencies returning three or more members each, is that of the “transferable
vote,” which gives each elector as many votes as there are mem
bers to be elected, but allows him to divide them as he pleases
(instead of giving only one vote to any one candidate). This enables an organized minority, by concentrating their votes, to elect at all events some representative; but the “cumulative vote’
works rather capriciously, and is commonly defeated by careful party organization.
vote.” By this device an elector can indicate on his ballot paper not only his first choice, but also his second or third, etc. To et
sure election a candidate need not obtain a majority of the vote polled, but only a certain number, so fixed that it can be obtained by a number of candidates equal to the number of seats to bt filled, but by no more; this number of votes is called the “quota.
At the first count first choices only are reckoned, and thos candidates who have received a “quota” or more are declarel
duly elected. If all the seats have not then been filled up, the sur plus votes of those candidates who have received more than the
“quota” are transferred according to the names marked (2)
them. If these transfers still do not bring the requisite number ¢
REPRESENTATION candidates up to the “quota,” the lowest candidate is eliminated
and his votes transferred according to the next preferences, and
so on till the seats are filled. This system, which is the one usually associated with the term “proportional representation” was first suggested by Thomas Hare, who published in 1857 a pamphlet on The Machinery of Representation, and in 1859 a more complete scheme in his treatise on The Election of Representatives. John
167
securing absolute majority, instead of relative majority, representation. Where the two-party system prevails, it is usual for only two candidates, one for each party, to stand for each singlemember constituency. But there is nothing to prevent a third or even a fourth candidate standing, and this multiplication of candidates becomes the more common in proportion as parliamentary
Organization is split up into groups. The consequence is that the candidate who heads the poll may well have only a relative, not an absolute, majority of votes, and to meet this objection the “second as one constituency, but by later supporters of the “transferable ballot” has been introduced in several European countries. Under vote” that plan was abandoned as impracticable; and the principle this system, if no candidate receives an absolute majority of all will work so long as the constituencies adopted each return several the votes, a second election is held, at which, as a rule, only the members. Lord Courtney, in his evidence before the British two candidates compete who received most; or in cases where Royal Commission in 1909, said that his minimum constituency more than one seat is to be filled, twice as many candidates comwould be a three-membered one, but he would create a 15-mem- pete as there are seats. In principle the second ballot has much in hered constituency without hesitation. The simple “transferable its favour, though it does not necessarily reflect the real opinion yote” has been adopted in Tasmania for all elections (1907), after of the electorate, but only what is practicable; and while leading experimental adoption in the constituencies of Hobart and to political bargaining it does nothing for minority representation. In England the importance of the whole subject of the method Launceston in 1896-1901, and in the election of the Tasmanian members of the Commonwealth legislature in 1900. It was pro- of elections was recognized at the end of 1908 by the appointment posed in the draft of the South African constitution, but aban- of a Royal Commission to enquire and report. Its conclusions doned. The principle was also adopted in the “list systems” of were published in 1910, after much interesting evidence had been Belgium, some Swiss cantons, Sweden, Finland and parts of Den- taken, but they attracted little attention, being in the main adverse mark, Wiirttemberg and Serbia, where candidates are grouped in to innovation. It may be said broadly that all the devices which have been lists and all votes given to individual candidates on the list count first as votes for the list itself, the seats being divided among the proposed for mitigating or redressing the defects of electoral lists in proportion to the total number of votes obtained by the methods ignore the essential fact that in any case a representative system can only result in a rather arbitrary approximation to corlist. The principle of proportional representation has been widely respondence with the opinions of the electorate. It is by no adopted in the many new constitutions that have been established means certain even that “proportional representation” in any of in Europe as the result of revolution or secession following on the its forms would always result in the return of a representative World War. The most notable is that established in Germany by assembly reflecting with mathematical accuracy the balance of the Electoral Law of April 27, 1920, for the Reichstag, whereby opinion in the electorate; and even if it did, the electors have a every party receives a degree of representation corresponding to way of changing their opinions long before their representatives the number of votes cast in the whole of Germany, one deputy come up for re-election. It was stated before the British Royal being returned for every 60,000 party votes cast. Minority votes Commission that in Belgium, in spite of “proportional reprein one constituency are added to the minority votes of the same sentation,” both in rg00 and in 1902 a majority of members was party complexion cast in another. Article 17 of the Reich con- returned by a minority of votes. While under majority rule, as stitution further imposes the system of proportional representa- Augustine Birrell once remarked, “minorities must suffer”— tion (Verhäliniswahl) on the elections to the State legislatures, even large minorities—it is on the other hand not likely to conduce though the form it has taken differs in the different States. The to the popularity of representative government that minorities principle was also adopted by s. 15 of the Government of Ireland should obtain too great a share of political power. Moreover its Act 1920 and is in consequence in force in Northern Ireland. By adoption sometimes, as in Germany, simply results in such a multiArticle 26 of the Irish Free State Constitution it has been adopted plicity of parties, sects and factions as to make a stable Governby the Irish Free State. The extension of the principle in Europe ment almost impossible. The fact is that no “representation” can in recent years has been extraordinary. Switzerland adopted it for reflect the views of those “represented” as accurately as “presenFederal elections by a referendum to that effect which resulted in tation” by those entitled personally to speak. This conclusion, its adoption in 1918 in the Constitution. The post-war constitu- while in no necessary degree qualifying the importance of “‘poputions of Poland (Art. 11), Czechoslovakia (Art. 13), Austria lar government,” undoubtedly detracts from the value of the representative method. The result is seen in the increasing desire (Art. 26), make similar provision. The use of the general term “proportional representation” is, in really democratic countries to supplement representative govhowever, somewhat misleading; people often suppose that only ernment by some form of Referendum, or direct appeal to the one identical system of voting is meant, whereas in fact some electors for their own personal opinion on a distinct issue—a 300 possible varieties have been proposed, and each of the States method which involves fundamentally the addition of a “presentamentioned has a different one from all the others. The only com- tive” element to the representative system. Alike in the British empire and the United States, in contrast mon element is the device of the “transferable vote,” z¢., the method of having an “electoral quota,” and the filling up of seats, to European countries, popular opinion is against the innovation where a quota is not provided by the first choices, by votes trans- of proportional representation. Queensland and certain western ferred from the second choices, and so on. It may be noted here provinces of Canada as also the western States of the U.S.A. have that the “transferable vote” is calculated to multiply candidates shown a definite preference for the “referendum.” This device, to a point at which the minds of the electorate may well be em- t.e., the reference of bills passed by a representative legislature to barrassed as to their preferences (the largest Belgian constituency a plebiscite of the whole electorate, is, of course, not an extension returns 22 members), and, while undoubtedly providing for “mi- of the representative principle, as expressed in schemes of “prohority representation,” to encourage what may be called “minority portional representation,” but a direct contradiction to it, as it thinking” and particularist politics. The “transferable vote” is implies that the “representative” legislators, even when elected commonly objected to as puzzling to the electors and too com- on the principle of “proportional representation,” are not sufhplicated for the scrutineers, while it is not much favoured by ciently “representative” of the will of the people to make their machine” party organizations, which generally prefer the simpler action in the legislature binding on the latter. Yet the fact that Plan of rough-and-ready majorities; but it has received a growing the very countries or some of them, such as Germany and amount of theoretical support, as well as success in practical Switzerland, which have adopted “proportional representation,” have also adopted or retained the “referendum” seems to indicate experiment, in recent years. The Second Ballot—The “second ballot” is a device for doubt as to the perfectibility of proportional representation.
Stuart Mill, in Representative Government (1861) warmly endorsed Hare’s proposal. Hare wished to treat the whole country
168
GOVERNMENT—REPRODUCTION
REPRESENTATIVE
Bravrocrapuy.—The
best
discussion
of the various methods
for
securing adequate representation is now to be found in the Report (1910) of the British Royal Commission on Systems of Election (Parliamentary Paper, Cd. 5,163). Itis chiefly valuable for its descrip-
tion of the devices in use in different countries and for its weighty criticism of the proposals for minority representation. Among other authorities may be mentioned the following: J. H. Humphreys, Proportional Representation (1911); Ostrogorski, Democracy and the Party System (1910) ; Beard and Schultz, Documents on the Initiative, Referendum and Recall (1912); Gierke, Political Theories of the Middle Age (Maitland’s translation, 1900) ; J. H. Humphreys, Practical Aspects of Electoral Reform (1923); Sir J. Fischer Williams, The Reform of Political Representation (1918); C. G. Hoog and G. H. Hollett, Proportional Representation (1926). (H. C.; X.)
REPRESENTATIVE
GOVERNMENT:
see
REPRE-
SENTATION.
REPRISALS, acts of retaliation by one belligerent to com-
pel the other belligerent to refrain from committing unlawful acts of war, and to comply with the recognized laws and customs of war. Reprisals should only be taken in the last resource. They should not be excessive and in no case be of a barbarous character. They should consist of a repetition of the same or similar acts, and, so far as possible, should be inflicted, not vicariously, but on the actual wrongdoer. The only authoritative rule is to be found in the Oxford Manual of the Laws and Customs of War on Land (1880) of the Institute of International Law. For the extent to which neutrals may be involved, see NEUTRALITY. Certain measures of redress, short of war, are also termed reprisals. At the present time they usually take the form of the occupation of a port or some part of the territory of the offending state, or the seizure of its customs duties, or the detention of its
or under certain environmental, e.g., seasonal, stimulation th reproductive organs become active,—a process which may bp linked to other physiological changes in the body generally. By biology is still far from an understanding of the physiological processes which lead, for instance, to the activation of a wil
bird’s gonads in spring. For most of the year they are in abey. ance, sometimes hardly visible on dissection, but suddenly become large and the seat of rapid multiplication of cells, Ip
some animals a special diet is required to activate the gonads:
thus in some Diptera a meal of blood is necessary.
Especially
as regards Algae and small crustaceans, much is known in regard to the environmental
conditions that bring on reproductive ar.
tivity, but generalization is still very difficult. (c) While the gonads are influenced by the body, there is also a converse influ. ence. For hormones which are produced by the testis or by the ovary are distributed by the blood throughout the body, and serve
to provoke new growths, such as antlers, or to excite previously
inactive organs, such as milk-glands. (d) In a great variety of animals there is a well-marked phase in which the sexes become aware of one another as desirable, or as opportunities for satis.
faction, and seek to secure sexual union, sometimes coercively,
but often by evoking mutual interest and excitement. This is a prelude to actual pairing, and it often attains to some artistic subtlety (see COURTSHIP OF ANIMALS). (e) The outcome is the actual liberation of the sperms on the male’s part, which may
or may not.be simultaneous with the liberation of ova on the female’s part, as in the cases of frogs and bees respectively. But all sorts of modes occur.
The sexes may not see or touch one
another, yet there may be simultaneous liberation of eggs and vessels lying in the territorial waters of the injured state, or the, sperms, as in sea-urchins, where the actual fertilization in the institution of a pacific blockade (g.v.). water is very fortuitous. In diverse fishes, though there is no See P. Cobbett, Leading Cases on International Law (1885); A. D. physical contact between the sexes, the proximity of the spawn. McNair, The Legal Meaning of War and the Relation of War to ing female is necessary as liberating stimulus to the male’s emis. Reprisals, Grotius Transactions vol. ii. (1926). sion of sperm. On the other hand, at many different levels, as from REPRODUCTION. The general term Reproduction in- dragon-flies and crabs to birds and mammals, there is some sort of cludes the whole sequence of processes or events by which new sexual embrace or amplexus in the course of which the sperms individuals arise and life is continued from generation to genera- pass from male to female. As in other successions of events among tion. It is often and rightly said that the major activities of organisms, there may be in reproduction an entire suppression of a organisms centre round the contrasted functions of nutrition chapter that is more or less typical of the ordinary trajectory of and reproduction, using both terms widely. Yet it is evident life. Thus most marine fishes suppress insemination—a tem that nutrition and reproduction are not necessarily two sharply which should be restricted to the transference of sperms from the circumscribed single functions, but may imply the direction male to the female, or from one hermaphrodite to another, as in of numerous activities towards two particular ends, the pres- earthworms and snails. (f) But whether there is insemination or not, there is in the ervation of the individual, on the one hand, and the continuance of the race, on the other. In studying higher animals, it is impos- great majority of animals the essential process of fertilization, the sible to consider either reproduction or nutrition apart from the intimate and orderly union of the sex-cells. (For exceptions, sve functions of moving and feeling, or apart from circulation and PARTHENOGENESIS.) As the nuclei of the ripe gametes have underthe hormones. Many functions may be ancillary to reproduction, gone meiotic division, the process of fertilization restores the which means much more than the activity of the reproductive or- number of chromosomes to the normal. It also implies the union gans or gonads. Moreover in the higher reaches of life, reproduc- of the paternal and maternal hereditary factors, a stimulus to the egg-cell to divide, and a blocking of the egg-cell against other tion has its psychological as well as its physiological aspect.
The antithesis between nutrition and reproduction, however, is one of the fundamental ideas in biology. Nutrition not only implies fuel for immediate consumption, it implies increase of capital, whether in growth or reserves. It has emphatically a plus sign, whereas reproduction is always minus, since it means parting with some of the living material, and the sacrifice is sometimes enormous. Yet the antithesis must not be pressed too hard. As
sperms.
(See FERTILIZATION.)
In flowering plants the process
of pollination would roughly correspond to insemination in animals, while the union of the microscopic male nucleus from the pollen-tube with the microscopic female nucleus in the egg-cell within the ovule’s embryo-sac, is the act of fertilization. flowerless plants and in the primitive flowering plants known as Cycads and Gingkos, the male cell is a locomotor sperm (antherozoid) as in most animals. (g) Development (see EmpryoLocy)—the process by which
Haeckel emphasized, reproduction may be regarded as a form of discontinuous growth, specialized for multiplication; and growth is the outcome of nutrition. In asexual modes there is a separation the fertilized ovum builds up an embryo—is a study by itself yet of surplus material accumulated by antecedent nutritive processes. it cannot be rigidly separated off from reproduction, for it is Even in sexual reproduction an elaborate nutritive preparation is through development that the organization of the parents is reoften necessary, as in the equipment of a huge number of eggs produced. Moreover, there is the peculiar occurrence of polywith yolk. embryony in some armadillos, e.g., Dasypus novemcinctus, and M
What Reproduction Implies.—In the simplest case repro-
duction is complete in one act—the division of a microbe into two, But this is not typical of higher forms. (a) Very generally reproduction implies the differentiation of two sexes, the egg-producing female, and the sperm-producing male; and with this many degrees of sex-dimorphism may be associated. Sexual fusion, however, is primarily not reproductive (see Sex). (b) At a certain age
some parasitic Hymenoptera, e.g., Encyrtus, where the developing egg normally produces several embryos, which is obviously a pre cess of multiplication. It would also be pedantic to try to &
clude from the rubric of reproduction the various ways in which
the maternal parent contributes to the development of the of spring while it remains within her body. In the gestation of ot nary mammals the placenta establishes what may be called a
REPRODUCTION
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Discus PROLIGERUS AND Ovum MORE ADVANCED FOLLICLE
MEMBRANA GRANULOSA
{NNER TUNIC OUTER TUNIC OF THE FOLLICLE
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VAGINA URETER |
Cowpen’s GLAND
PERINEAL GLAND
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SEPAL
CLITORIS
TOP ROW: THREE STAGES IN THE FERTILISATION OF OVUM OF STARFISH. SECOND ROW: HUMAN OVUM; EGG (SHOWING NUCLEUS) AND SPERM OF RABBIT, THIRD ROW; SECTION OF OVARY OF A BITCH; FEMALE REPRODUCTIVE ORGAN OF ADDER'S TONGUE FERN; SECTION OF PARTS OF THREE SEMINIFEROUS TUBULES OF A DOG. BOTTOM ROW; MALE AND FEMALE ORGANS OF RABBIT; DIAGRAM OF FEMALE (LEFT) AND MALE (RIGHT) ORGANS OF THE FLOWER OF SEED-PLANT
170
REPRODUCTION
symbiotic relation between the mother and the offspring; and of this, as Aristotle knew, there are anticipations even at the level of dogfishes. Hints of ante-natal linkage and nutrition are also seen in a few reptiles and even in the primitive Onychophora (g.v.). (A) The study of reproduction must also join hands with the study of heredity—the relation of organic continuity between successive generations, which tends to secure the begetting of like by like; and this is particularly the case when there is an intimate linkage between mother and offspring (or between the plant and its seed!) supplying the early “nurture” required if the hereditary “nature” is to express itself aright. (¢) Nor can we exclude a consideration of the diverse ways in which the new generation is separated from the old, whether by buds and fragments, or by ova, or by ova that have developed before liberation into larvae or into miniature organisms. And this may be complicated by the occurrence of alternation of generations. (j) Finally, biology cannot be content with a study of reproduction as a problem in the physiology of the individual, or even of the pair. There is a higher physiology or ecology of reproduction, which concerns itself with such questions as monogamy, polygyny
and polyandry (as in the cuckoo) and with the different forms of animal family (see Soctotocy, ANIMAL). Modes of Reproduction in Unicellular Organisms— Among one-celled organisms, whether protists, Protophyta, or Protozoa, the unit divides into two or more parts (by equal fission, or by giving off small buds, or by spore-formation); and each of these parts grows into the likeness of the whole. In the great majority of cases, the division of the unicellular organism is preceded by the division of the nucleus, and in some types this
division takes the form of intricate mitosis (g.v.). Yet there are some cases, such as the production of multiple buds around the margin of Arcella, or the very rough-and-ready fragmentation described in Schizogenes, where reproduction does not seem to be far removed from rupture. In all cases of division there is probably some plasmic instability within the cell, which leads to cytolysis; and it was perhaps one of the early tasks of organic evolution, so to speak, to regularize this disintegration, so that it led not to death, but to more life. The plasmic instability, which modern biochemistry and bio-physics are seeking to define, may be the natural outcome of growth. For it was pointed out by Herbert Spencer and Rudolf Leuckart that a growth-increase in the volume of living matter is not accompanied in regular shapes by a pro ianto increase in the surface by which the processes of keeping alive are effected. Thus in spheres, the volume increases as the cube of the radius, while the surface increases only as the square. The consequences of this may be partly evaded, as in Rhizopoda which acquire a large surface by flowing out in numerous pseudopodia; but the general idea is sound. And in addition to the volume-surface ratio, there is the relation (emphasized by R. Hertwig) between nucleoplasm and cytoplasm, which seems to have its optimum and its limits. When the cell divides, there is a reduction of volume, but a relative increase of the surface. Or there may be an adjustment of the ratio between nucleoplasm and cytoplasm; and in this connection the not infrequent occurrence of multiple nuclei should be considered. Of interest are the experiments of Gruber who showed that excised non-nucleated fragments of some Protozoa, which may live for a time and even show growth and repair, eventually fail to survive, the nucleoplasm, in some form or other, being apparently essential. It is suggested, then, that the beginnings of multiplication are to be looked for in cell-rupture following instability. But reproduction among unicellular organisms must be looked at from another side,—that of fertilization or, to use Weismann’s term, amphimixis. It is said that isolated cells sometimes flow together when exhausted, forming a small plasmodium. This has been described in the poured-out coelomic fluid of sea-urchins where moribund cells club together and survive for a time in small groups or plasmodia, not to be confused with clots. A somewhat similar viable coalescence of amoebulae was described by Haeckel in Protomyxa, and occurs in some Myxomycetes. From such plasmodium-formation it is but a step to multiple conjugation, as seen in some Heliozoa and other Protozoa, and also in some
Algae (qg.v.). A giant amoeba, in the genus Pelomyxa, may bẹ artificially built up by mingling two together with a needle, and then carefully adding a third and a fourth. Of common occurrence is the total conjugation of two indistinguishable units (isogamy) as in the large infusorian Noctiluca, or of two unequal units
(anisogamy) as in Vorticella. In many Protozoa, as in radiolarians specialized reproductive units (gametes) are produced by the division of the ordinary vegetative units. They are often di-
morphic, and unite in pairs to form a zygote, which either grows
into the original form, or proceeds to divide into many individuals,
Very suggestive, but on a special line, is the “partial conjugation,” familiar in Paramaecium and its relatives, where the two conjugants, after a process of nuclear reduction, pointing on to polar-body formation in ova and a similar meiotic division in
spermatogenesis, exchange micronuclear elements and then sep arate, the sequel being nuclear reconstruction in the ex-conju-
gants. This partial conjugation, obviously a sexual rather than a
multiplicative process, possibly increases the vigour and certainly promotes the variability of the stock. In artificially isolated “pure lines” (all descended fromasingle Paramaecium by generation after generation of fission) no conjugation occurs, and one would not expect any, since they are all the same. In ideal conditions, e.g., as regards aération, food-supply and the removal of waste-products, there seems to be no limit to asexual reproduction. In L. L. Woodruff’s famous experi ments the sequence of vigorous asexual generations was continued, without conjugation, for over ten years. But in these optimum artificial conditions, and in natural conditions for certain species (e.g., Paramaecium caudatum), there is a periodic, it may be monthly, occurrence of a remarkable process (endomixis) in which the nuclear organization is disintegrated and then re-constructed. The individual slipper animalcules, to give them their popular name, behave as if they were going to conjugate with one another. As in the pre-conjugation phases, there is a scrapping of the dimorphic nuclei, but no conjugation occurs, and reorganization follows. The disintegration and the re-integration here suifice to secure the continuance of vigour. In other Protozoa, however, in which endomixis never occurs, M. Hartmann has been able to obtain a similar indefinite continuation of asexual reproduction. These observations of Woodruff and Erdmann have, like most thorough observations, a significance far beyond the immediate subject-matter. Throughout the whole gamut of organisms there is a contest between life and death, that is to say
between the individual conservation and the individual disintegrative loss of energy. To put it in another way, there are processes in the living organism that tend towards senescence (to be
distinguished, as far as may be, from the diurnal running down of the clock); and there are counteractive processes that make for repair, recuperation, and rejuvenescence. In short, there are processes of aging and processes of regaining youth. In senescence it is not the living matter itself that gets wor out; it is rather the less labile framework of the cells; the furnishings of the laboratory, rather than the workers. This universal senescence-versus-rejuvenescence contest, is to be distinguished4s
far as may be, not as if they were au fond different, from the nor-
mal and continual recuperation of katabolism by anabolism. Au
organism may be balancing expenditure and income every day,
and yet there may be a serious depreciation of property. This is senescence, and there are various ways in which rejuvenescenceprocesses stave off the evil day of insolvency. In Paramcecunus one of these rejuvenescent processes is endomixis, and it may be that in the subtler and more intimate modes of reproduction a higher levels, some rejuvenescence is effectively secured by rte
arrangements.
In Polyzoa, for instance, there is a collapse of the
fatigued individual into a “brown body,” from a bud of which,
after rest and re-integration, a vigorous new individual arises.
Modes of Reproduction in Multicellular Organisms— (A) Many forms of asexual increase occur in multicellular
plants and animals, with this in common that a considerable portion of the parent is separated off, though not necessarily liberated,
to form a new individual. Thus the freshwater Hydra gives of
buds; a sea~anemone may split longitudinally into two; a nemet-
REPRODUCTION tine worm may break into several viable pieces; there are two or three starfishes that actually multiply by separating off their arms;
a liverwort may produce
minute
multicellular gemmae
which
float away in runlets of rain; a tiger-lily drops its bulbils; and a strawberry plant sends out runners, which root and form inde-
pendent individuals at well-spaced intervals.
In many cases the
asexual multiplication leads to the formation of physically continuous colonies, as in zoophytes and corals, Polyzoa and compound tunicates; while many hydroids, such as Obelia, illustrate the formation of polypoid buds which remain members of the
colony, and medusoid buds which are set adrift as sexual swimming-bells. It is certain that a knowledge of metabolic gradients
(see AXIAL GRADIENTS) will explain, as is already being indicated, why there should be at particular places in the organism lines of weakness, or reductions in the intensity of metabolism, or pro-
cesses of cytolysis, which bring about the separation of a bud or a bulbil, or the breaking of a worm into viable pieces.
But the large fact is that all the Metazoa and the great majority of the Metaphyta, exhibit sexual reproduction, though the asex-
ual mode may be retained. The chief mode of multiplication in Hydra is by separating off asexually produced buds, but there is also sexual reproduction by ova and spermatozoa. But in this case the relative unimportance of the sexual method, as far as multiplication of these polyps is concerned, is emphasized by the fact that the ovary contains only one mature egg, and that there is usually only one ovary. The highest animals to show asexual multiplication regularly and in the adult stage are the Tunicata. Thus in the salps, a solitary “nurse” buds off a chain of sexual individuals, which eventually separate. This case is interesting since the tunicates have reached a high degree of structural complexity. Twinning by division of a single egg or embryo is a form of asexual reproduction confined to the developmental period. (B) The term “sexual reproduction” covers several distinct facts: (1) the formation and segregation of special reproductive cells, as contrasted with those of the body or “soma” generally; (2) the differentiation of special reproductive cells, usually the dimorphic egg-cells and sperm-cells, the latter non-viable except in fertilizing the former; (3) the typical production of these specialized reproductive cells by different (male and female) organs or individuals. But to these three statements it is necessary to add several saving-clauses. (1) In many plants, most clearly in vascular cryptogams like ferns, one phase in the life-history has to do with the production of spores. These are special reproductive cells which develop without fertilization. Thus those that fall from the sporangia on the back of a fern-frond develop into small sexual prothalli (gametophytes). The egg-cell of a prothallus fertilized by a sperm-cell (or antherozoid), develops into an ordinary fern-plant (the sporophyte); and the life-history thus illustrates alternation of generations. This may be defined as the alternate occurrence in one life-history of two or more different forms differently produced. Spore-cells may also occur among multicellular animals, as is seen in the life-history of the liverfluke, where two larval stages (sporocysts and rediae) multiply by spore-cells, which are hardly differentiated enough to be called parthenogenetic ova, while the adult fluke reproduces by ova and spermatozoa as usual, except that self-fertilization or autog-
amy occurs.
(2) In some animals, such as certain rotifers, the
males are unknown; in other types, e.g., summer green-flies, they may he absent for long periods; in other cases, such as certain gallflies, the males are unnecessary even when present. In other words, parthenogenesis (g.v.), is common. Yet this launching of
an unfertilized ovum on the voyage of development should be
retained under the rubric of sexual reproduction, for although
there is no fertilization, there is multiplication by means of egg-
cells. (3) Many common animals, such as snails, earthworms and leeches, are hermaphrodite, each individual having both ovary and
testis, which often ripen at different times (protandrous and protogynous dichogamy).
In the cases mentioned
there is cross-
tion in spite of the hermaphroditism; in rare cases, such as the liver-fluke and some tapeworms, there is self-fertilization
ar autogamy.
To be distinguished from
thoroughgoing her-
maphroditism is the normal reversal of sex in the course of the
171
animal’s life. Thus among cymothoid and epicarid crustaceans, the females pass through a male phase, though they may not function as such. According to Cunningham and Nansen all the smaller hags (Jfyxine) have a testis, which is subsequently replaced by an ovary. (See Sex.) Advantages
of Sexual Reproduction.—Since
most multi-
cellular plants and animals exhibit sexual reproduction, either exclusively or along with a retained asexual multiplication, the question rises as to the advantages of the sexual process. (a) That sexual reproduction is fatal to the individual in many cases, e.g., butterflies and eels, does not contradict the general proposition that sexual multiplication is physiologically more economical than the asexual modes when there is a large number of progeny. (b) Although asexual multiplication may occur in complicated animals, such as tunicates, it would be attended with obvious difficulties in many of the highly differentiated and integrated types, such as arthropods and vertebrates. (c) The outstanding fact implied in having specialized. reproductive units is that these have not shared in the building up of the parental “body,” but have retained an organization (or equipment of hereditary factors) continuous in quality with that of the original fertilized egg-cell from which the parent arose. They are thus not very liable to be tainted by any of the mishaps which are likely enough to befall the “body” or “soma” which bears them. This gives them an advantage over buds or fragments, for these are liable to start with such disabilities as the parental body may have acquired. Plants, such as potatoes, that are artificially propagated by means of cut-off pieces, are apt to lose their good qualities in the course of a number of asexually-produced generations. (d) In the course of the life-history of the germ-cells, in the processes of final maturation, and in the mingling of hereditary factors that is effected in fertilization, there are opportunities for new permutations and combinations. Here is the crowning advantage of sexual reproduction, that it favours, more than the asexual process, the emergence of new variations. (e) Without falling into a teleological fallacy, we may look further ahead and recognize that sexual reproduction among animals leads to dimorphic and separate sexes, whence follow courtship and the dawn of the love of mates. Sexual reproduction has been a factor in evolution, as regards, for instance, the emotions, family life and speech. The first use of the voice was doubtless as a reproductive call. One does not, of course, account for origins by indicating the advantages accruing from the steps taken, but it is legitimate to point to cọnsequences as well as origins. Nutrition and Reproduction.—Growth tends to occur when nutrition is in excess of what is required for everyday recupera-
tion. In unicellular organisms the limit of growth is in most cases _ quickly reached, explicable exceptions occurring in special cases, such as giant Foraminifera, where there‘is a large pseudopodial surface. The frequent multiplication of unicellular organisms has its counterpart in the frequent cell-divisions that occur in the developing Metazoa and Metaphyte (multicellular organisms). But in most Metazoa there is a more or less definite limit of growth—the physiological optimum of size. Further growth is apt to be attended by the setting in of some detrimental instability, and it is after the limit of growth has been reached that reproduction usually occurs. Special explanations are needed for peculiar phenomena like precocious reproduction or paedogenesis, as in the liver-fluke, the gall-midge Miastor (in which there are larvae within larvae), and some Urodela, e.g., Amblystoma and occasional newts. It should also be noted that some fishes and reptiles seem to have no limit of growth, and have a very prolonged succession of breeding periods. When the nature of the organism allows of a very large surface in proportion to size, as in trees, there seems to be no definite limit of growth. On the whole, however, the proposition stands that reproduction does not usually occur until the limit of growth has been reached. Abundant nutrition favours asexual multiplication, but a check to the nutrition may bring about the separation of the buds. A simple illustration may be found in Hydra, where a bud often
produces buds of its own. Eventuallya check to nutrition occurs
172
REPRODUCTION,
and the buds drop off; and this may be followed by a phase of sexual reproduction. Similarly a planarian worm in good nutritive conditions may form asexually a chain of four; if a check to nutrition occurs, the links separate; and sexual reproduction may set in. Vigorously growing fruit-trees are often root-pruned because the check to nutrition favours the reproductive activity of flowering and fruiting. But if foliage and vegetative activity are desired, it may be useful to nip off the flower-buds. Other things equal, abundant nutrition favours asexual multiplication, but the formation rather than the separation of buds. On the other hand, a check to nutrition may act as a stimulus to sexual reproduction. Individuation and Genesis.—The rate of reproduction depends (a) on the constitution of the individual organism, and (b) on its immediate environment and nutrition. It is high in green flies and rabbits, low in golden eagles and elephants. The actual rate of increase, which is much more difñcult to estimate, when a periodic census is not readily practicable, depends on the wide and complex conditions of life which are summed up in the phrase “the struggle for existence.” Organisms sometimes show an extraordinary increase in numbers in favourable areas and seasons, witness plagues of voles or locusts; and in exceptional cases, where food continues abundant and checks continue to be slight, the increase may go on for many years, as with the rabbits in Australia or the potato beetles in North America. But in most of the cases known to-day the sudden floods of life soon cease. The increase meets checks of famine and weather and enemies, and a balance is automatically restored. Similarly, when the rate of increase fails to meet the elimination, there may be sudden rarity, as with the tile-fish, and even
sudden extinction, as with the passenger pigeon. But in most cases there is an automatic adjustment of the balance; thus the sudden decrease may relieve the intra-specifc competition, so that the mortality among the young stages is greatly reduced. Slight fluctuations in numbers are much commoner than sudden increases or decreases. Reference must be made here to Herbert Spencer’s thesis that reproductivity tends to decrease in the more highly evolved organisms. Including under the term “individuation” all the racepreserving processes by which the individual life is completed and maintained, and under the term “genesis” all the reproductive processes that lead to the formation of new individuals, Spencer maintained that individuation and genesis vary inversely. Genesis decreases as individuation increases, but not quite so fast; in other words, progressive evolution in the direction of individuation is correlated with a diminished rate of reproduction. In support of this conclusion Spencer adduced some general physiological reasons why individuation and genesis should vary inversely, and he brougbt forward inductively a number of instances of poorly individuated types, like tapeworms, that are | very prolific, and of highly individuated types, like golden eagles, that show greatly economized reproductivity. But he did not prove that high individuation directly lessens fertility. What is much more probable is that highly individuated types have resources which bave enabled them to reduce the ratio of elimination, and have thus allowed them to vary in the direction of economized reproductivity without decreasing their chances of survival. In mankind the psychological and social factors in individuation may operate directly in lessening pre-occupation with sex-indulgence and in lessening in monogamous married life, the physical incentives thereto, thus resulting in smaller families, but there is no proof that education or the like physiologically lessens fertility. Reproduction and Death.—While reproduction is concerned with the beginning of new lives, it is not infrequently associated with the death of the parent. In many organisms reproduction is the beginning of death, and the connection may be either direct or indirect. (a) In some Annelida, for instance, the multiplication of germ-cells distends the body and leads to fatal rupture, which is checkmated in the Palolo worms by the sacrifice of the bulk of the body, while the head end remains in a crevice of the coral reef and regrows a new body for the next season. Apart from the bursting of the body—a somewhat crude nemesis—a fatal strain
PHYSIOLOGY
OF
on the constitution of the animal may result from the amount of nutritive material required for the equipment of the eggs, ang from the fatigue involved in liberating either the eggs or th embryos. In the male the tumescence in the reproductive organs and, in vertebrates, the erotization of the body by reproductive hormones may lead to an orgasm so violent that it is sometimes fatal. Both sexes of the fragile butterfly and of the stoutly buit marine lamprey pay for their reproduction with their life. Among higher vertebrates there is a marked reduction of the physiological expensiveness of the reproductive process. The too familiar
tragedy of the human mother’s death in childbirth is an exception, due partly to the increase of brain size In man with consequent enlargement of the infant’s head, partly to the unhealthiness of civilized life. (6) But there is an indirect way in which death has come to be associated with reproduction. There is abundant evidence that the length of life, within certain limits of constitution, is adaptive, In the course of ages of natural selection the duration of life has
been automatically adjusted to the survival-welfare of the species,
and it is vitally important that reproduction should occur when the organism is in full vigour. It is against the welfare of the species that organisms should reproduce after they are long past
their best, and this is one reason why animals die after they reproduce. As Goethe said, death is nature’s device for securing abundance of life. BIBLIOGRAPHY.—Heerbert Spencer, Principles of Biology (1864-66); P. Geddes and J. Arthur Thomson, The Evolution of Sex (1889) ; Sex (Home University Library, 1914); E. Korschelt, Lebensdauer, Alters und Tod (Jena, 1922); F. H. A. Marshall, The Physiology of Reproduction (rev. ed., 1922); J. Meisenheimer, Geschlecht und Geschlechter im Tierreich (Jena, 1922); E. Godlewski, Physiologie der Zeugung Handbuch der vergleichenden Physiologie (ed. H. Winterstein, Jena, 1924, etc.); A. Lipschiitz, The Internal Secretions of the Sex Glands (1924); F. A. E. Crew, Animal Genetics (Edinburgh, 1925); John Hammond, Reproduction in the Rabbit (Edinburgh, r925); M. Hart-
mann, Allgemeine Biologie (Jena, 1927).
(J. A. Tx.)
REPRODUCTION, PHYSIOLOGY OF. It is common knowledge that the majority of animals and plants have more or less definite times at which they breed, though the ova (estimated at 100,000 in man) are probably preformed at birth. These depend often upon seasonal or environmental conditions and it is well known that spring and summer are the times for reproductive activity among birds, insects and a host of other animals. Unusual warmth or cold may hasten or check the periodic development of sexual activity and the accompanying internal and external changes which take place in the body. The connection between breeding and food supply is also generally realized. Moreover, where climatic and nutritive conditions are approximately uniform throughout the year, periodicity in the breeding habits of animals is often obliterated. Thus, Semper states that sexual periodicity is absent among molluscs, insects, and other land animals in the Philippine Islands. On the other hand, the regularity of the migratory movements, which directly relates to changes in the reproductive organs and the instincts for breeding, occurs to a great extent independently of temporary climatic conditions, though not wholly so. (See MIGRATION oF Birps.) It is clear, however, that, broadly speaking, the factors which control the periodic changes in the generative system in association with breeding are of two kinds, the external ones referred to above, and internal factors inherent in the animals themselves, and particularly in the essential reproductive organs. Before attempting to describe these changes and the manner in which they occur it will be well, briefly, to describe the reproductive organs, referring more particularly to the higher animals.
The Generative System.—Amongst vertebrates the sexes arè
nearly always separate, although a few species are hermaphrodite. The usual arrangement, however, is for each individual to have its own characteristic sexual organs, those of the other sex, if represented at all, failing to develop or undergoing early degenera-
tion. In the male of all lower vertebrates (including birds) the
testes lie dorsally inside the body cavity and discharge thet products, the spermatozoa, along with fluid secretions, into ducts communicating with the exterior by a passage (the cloaca) com mon to the urogenital and alimentary systems. In most mammals,
REPRODUCTION,
PHYSIOLOGY
OF
£73
(rabbit) or after continuing separate for a considerable distance may unite together to form the corpus uteri or body of the uterus gut) and the penis. The testes are largely composed of tubules (cow, sheep, mare, bitch, etc.) or they may extend for only a whose walls give rise to the spermatozoa and these latter are short distance before opening into the corpus uteri, which is a budded off into the interior as in other animals. Between the sac or bag (man). At the hind end the corpus uteri narrows seminiferous tubules are interstitial cells. These give rise to chem- down to form a neck (cervix) and this opens into the vagina by ical substances (hormones, g.v.) which pass internally into the the os utert. The uterus is the organ which contains the developblood. (See EnpocrINOLOGCY.) There is strong evidence that ing young during pregnancy. It has thick muscular walls on the these internal secretions by their power of stimulation are respon- outside and a mucous membrane with numerous glands lining the sible for the growth and development of the distinctively male cavity inside. These secrete a fluid which helps to nourish the characters and instincts. Thus, the presence of the testes is developing embryo during pregnancy and supplies a medium in which the spermatozoa swim after copulation. The vagina is the commonly regarded as the test for maleness. In all mammals the spermatozoa pass out from the testis by broad urogenital passage which extends backwards through the a number of short ducts (the vase efferentia) into a coiled tube pelvis and opens to the exterior at the vulva. The latter is constilying alongside it (the epididymis). This acts as a storehouse tuted by all the female generative organs visible externally. The for the spermatozoa until they are ejaculated. Spermatozoa may lateral boundaries are the labia or lips. The clitoris is a small remain alive within the epididymis and still be capable of fertiliz- rod-like erectile structure and corresponds to the penis of the ing ova for 30 days (rabbit). The epididymis is a long coiled male but is solid. The mammary glands, although not directly concerned with tube with muscular walls and the coils lie in juxtaposition so that the whole forms one discrete body closely applied to the testis. the reproductive processes, are dependent upon the ovaries for From each epididymis a duct (the vas deferens) passes back growth. They consist of milk-secreting tissue and are provided through the inguinal canal (a passage connecting the scrotum with with ducts which convey the milk to the nipple, whence it can be the body cavity). The two vasa deferentia open close together drawn off. The Reproductive Cycle.—At the approach of the breeding in the common channel with which the urinary bladder also communicates. This passage (the urethra) is continued within the season in most animals the gonads (testes and ovaries) undergo erectile copulatory organ or penis, at the end of which it opens to marked growth. This is very pronounced in fishes and is hardly the exterior. In addition to these organs there are several acces- less marked in birds. Thus in the sparrow in winter the testis is sory glands communicating with the common urogenital passage. no larger than a grain of mustard seed but at the breeding season These are the seminal vesicles, the prostate gland and Cowper's it reaches the size of a small cherry. glands, all of which contribute fluid substances to the semen in The male breeding season, when it occurs, is called the season of which the spermatozoa swim; the secretions are believed also rut. The increase in the size of the testes which occurs prior to to cleanse the urethra of urine prior to the ejaculation of semen. rut is accompanied by activity not only of the cells which give The above description applies more especially to man, but in the rise to the spermatozoa (the spermatogenetic tissue of the semmajority of the lower mammals the organs are similarly arranged. iniferous tubules) but also of the interstitial cells. In some The ovaries, the essential reproductive organs of the female, mammals the testes are not permanently retained in the scrotum likewise serve a double function. They produce the ova and also but descend thither at the beginning of rut and are withdrawn elaborate internal secretions comparable to those of the testes; into the abdomen again after the rutting season is over (e.g. these secretions are responsible for initiating the development of many rodents). In insectivores (e.g., mole and hedgehog) the the female characters, as well as being a necessary factor in the testes descend periodically into temporary receptacles. In the sexual and reproductive processes. In the lower vertebrates the mole it is estimated that the testes increase in size 64 times, and ova are large owing to the amount of food substances (yolk) the seminal vesicles, prostate and other accessory glands likecontained in them (as with the egg of the fowl), but in mammals wise show enormous growth. The time for sexual intercourse is they are microscopic, each being about zg, in. in diameter (this, continuous throughout rut, there being no short periods of however, is considerably bigger than a spermatozoon, which is quiescence within the breeding season as in the females of many about s4,in. in length). The ova are contained within little species. Amongst domestic animals generally there is no special sacs (Graafian follicles). These begin by being very small, but season of rut, the male being capable of service throughout the as they approach maturity their cavities enlarge until they pro- year, the semen evacuated normally containing an abundance of trude from the surface of the ovary; eventually (unless, as often spermatozoa. In this respect these species differ from their wild happens with some of them, they have degenerated) they dis- ancestors, for in the undomesticated state the male usually excharge their ova to the exterior in ovulation. periences a rutting season at the same time as the breeding season The ovaries are attached, one on either side, to the dorsal in the female. wall of the abdominal cavity by the broad ligament. The tubes In the female mammal the times for sexual intercourse, instead which convey the ova to the exterior are also suspended by this of extending continuously over a season of considerable duration, ligament, a double fold of tissue arising from the wall of the as with the male, are restricted to periods of “heat” or oestrus. body cavity. In the lower vertebrates the oviducts are provided These may recur at rhythmical intervals within one breeding with glands secreting albumen or egg-white which coats the ovum season (mare, cow, ewe, sow) or there may be only one oestrus as it passes down the tube. The egg-shell in those animals in to the season (bitch). The former condition has been described which it is formed is also secreted by a gland; in birds this is at by Heape as polyoestrous, the latter as monoestrous. The whole the posterior end of the oviduct just in front of where it opens cycle of changes is known as the oestrous cycle. In the case of a into the common urogenital passage. At the anterior end each typical monoestrous mammal, such as the dog, the oestrous cycle oviduct has a fimbriated trumpet-shaped aperture which expands is divided as follows: anoestrum (period of rest); prooestrum at ovulation and receives the eggs as they pass into the body (period of growth and preparation); oestrus (period of desire); cavity. The interior of the expanded end is provided with cilia pregnancy or (alternatively) pseudo-pregnancy. which direct the passage of the ova into and down the tubes. The During the anoestrum the reproductive system is, relatively oviducts are usually paired to correspond with the ovaries, but speaking, quiescent. The Graafian follicles which contain the ova in birds only the left ovary and oviduct are present. In mammals probably undergo slow growth and ripening, but they do not and birds the ova are usually fertilized by the spermatozoa in the become conspicuous upon the ovarian surface until near the end passage of the oviduct, but in the lower vertebrates (e.g., most of the anoestrum. The uterus is relatively anaemic and the fish) this often occurs outside the body. In mammals, the ovi- glands inactive. The mammary glands are also inactive unless ducts (small somewhat coiled tubes) swell out posteriorly to form lactation is in progress after recent pregnancy. The entire the cornua uteri, or womb. These may continue double through- anoestrum in the bitch lasts about three months.
on the other hand, the testes lie outside the main body cavity in
a double sac (the scrotum) between the anus (or opening of the
out their entire length and open separately into the vagina
The prooestrum is marked by increased activity of the genera-
174
REPRODUCTION,
PHYSIOLOGY
OF
tive system generally. It is the time of “coming on heat.” The pregnancy, lasts throughout that period (and correspondi follicles come to protrude visibly from the surface of the ovaries. during pseudo-p regnancy) and then undergoes degeneration, The uterus also undergoes growth, the blood vessels increase in In polyoestrous animals there is a succession of oestrous size and number, and the glands in the mucous membrane elab- periods within a single breeding season, that is to say, that if orate more secretion. At a slightly later stage a definite haemorcoition does not take place at the first oestrus, or if for some rhage occurs in the uterus and blood is passed out to the exterior other reason the ova discharged at ovulation are not fertilized, the at the vulva. The mammary glands may also become slightly animal, instead of experiencing a prolonged pseudo-pregn congested. The entire prooestrum lasts from one to two weeks followed by an anoestrum (as with the bitch), undergoes a short and external bleeding may go on for ten days, but it is usually period of apparent quiescence, called by Heape the dioest slight, consisting of no more than a sanguineo-mucous flow. and then “comes on heat” again. Thus with the sheep, the ewe, if Oestrus or “heat” is the period at which (and, ordinarily, only she fails to become pregnant at her first oestrus, “comes back tp at which) sexual intercourse takes place. It is marked internally the ram” (as the shepherds say) after about 1 5 days, and if she by ovulation, that is, the rupture of the Graafian follicles and the again fails, may experience a third oestrus after another 15 discharge of the ova, which then become mature and ready for days, and so on for a succession of cycles until the breeding sea. fertilization by spermatozoa. The wall of the uterus undergoes repair at this time but the glandular secretion is abundant and son is over or the ewe succeeds in becoming in-lamb. This shor (or dioestrous) cycle in the sheep is therefore 1 5 days. The more liquid in character, to provide a suitable medium for the number of dioestrous cycles which the animal is capable of er. spermatozoa. In the bitch oestrus lasts about a week. periencing depends partly on the breed and partly on the environ. Oestrus is succeeded by either pregnancy or pseudo-pregnancy. ment, whether favourable or otherwise. Among Sheep of all Each of these periods in the bitch lasts about two months. At breeds there is a complete gradation between the monoest rous their termination the uterus and the generative organs pass back condition of certain wild varieties and the extreme of polyoestrum to a condition of rest, and so the oestrous cycle is repeated . The exhibited by certain merinos, in which there may be no anoestrum complete cycle takes about six months in the bitch, there being (even in the non-occurrence of pregnancy) but (inthe absence typically two cycles and two oestrous periods in the year but of the ram) an unbroken succession of dioestro us cycles which there is a good deal of individual and racial variation. last the whole year. Many wild animals (é.g., rodents) are polyIf pregnancy takes place as a result of fertilization of the ova, oestrous and the dioestrous cycle may last for only a few days. discharged during oestrus, these Segment and become attached In polyoestrous animals ovulation typically occurs during to the inside wall (mucous membrane) of the uterus, which grows oestrus and is followed by the formation of the corpus luteum. around each of them. The structure formed in this way is highly The time of persistence of this structure varies according to vascular and serves as the organ of nourishment for the developwhether or not pregnancy occurs. In the absence of pregnanc ing embryos to which the ova give rise. (See VERTEBRATE y Em- the corpus luteum persists for the duration of the dioestrum and BRYOLOGY.) This organ is the placenta and is characteristic of nearly all mammals. The embryos are attached to the placenta then begins to degenerate as if to make way for the ripening of a fresh batch of follicles in the ovary and a new oestrous period. of the mother by the outer of a number of membranes, and vas- If, however, pregnancy takes place the corpus luteum continues cular processes (villi) grow out from this membrane (the chorion) into the hypertrophied uterine mucous membrane now in the ovary until parturition as in monoestrous animals, In reality, the dioestrum, instead of being a period of complete forming the maternal placenta. Thus a close connection rest, is formed is of the nature of a very abbreviated pseudo-pregnancy, and the between the embryo and the mother and the placenta acts as an uterus undergoes some growth changes in association with the organ of respiration, supplying the developing young with oxygen presence of the corpus luteum in the ovary. brought thither in the maternal blood, and an organ of excretion, In man there is typically no anoestrum (except among the getting rid of carbon dioxide and the waste nitrogenous products, Esquimaux in winter) and the menstrua l cycles, each lasting besides supplying the necessary nutriment. During pregnancy about a month, correspond to the dioestrous cycles of the polyalso the uterine muscles undergo a great hypertro phy, and are oestrous lower mamma) The actual menstrual phenomena responsible for a great part of the increased weight which occurs probably represent the degenera tive changes at the end of an in that organ. Thus, in the human subject, the virgin uterus abbreviated pseudo-pregnancy (or dioestrum) telescop weighs about 30 grams, whereas the same organ ed into at the close of the prooestrum of a new cycle. Ovulatio pregnancy, apart from the contained young, n takes place most comweighs 1,000 grams. monly about the 18th day after the beginning of the menstrual It is through the rhythmical contraction of the uterine muscles flow but it may occur at other times, though rarely, in the week that the young are expelled in parturition (the act of giving or ten days before the beginning of menstrua birth). The mammary glands undergo great devel tion, opment during In some animals (rabbit, ferret) ovulation only takes place pregnancy in preparation for the secretion of milk at its close, after coition. The actual process can be demonstrated in Tf the ova discharged at ovulation are not fertili an zed during anaesthetized rabbit whose ovaries have been exposed oestrus (as when coition does not occur) they to view die in the uterus (Hammond). It is probable that in man also ovulation may and disintegrate. N evertheless, in the bitch and many other sometimes require the additional stimulus set up by coition. In mammals the uterus and mammary glands pass through growth- most domestic animals (bitch, sow, ewe, cow, mare) ovulation changes which, though not so pronounced, are similar in character takes place spontaneously at or about the time of oestrus. to those during pregnancy. Thus, the mucous membrane beThe Testis and Ovary as Organs of Internal Secret comes highly vascular and the glands greatly enlarge ion— . The mam- It has been mentioned that the testis, besides producing the mary glands also undergo marked development and towards the spermatozoa, is also an organ elaborating an internal secretion end of the period secrete milk. Even virgin bitches secrete milk which is discharged into the blood. A similar stateme freely about two months after the cessation nt may be of oestrus end of this pseudo-pregnancy the generative system . At the made about the ovary. The evidence for these conclusions falls as a whole under three heads, (1) the effects of removin g these organs subsides into a condition of rest. (castration), (2) the effects of transplanting the testis or ovary The ovarian changes (at any rate in the bitch) are also similar into animals whose own gonads have previous in both pregnancy and pseudo-pregnancy. The ly Graafian follicle, and (3) the result of injecting tissue extracts been removed, prepared from after parting with its ovum, becomes converted into the corpus testes or ovaries. luteum or “yellow body,” so called on account of a pigmented fat The general effect of castration in all vertebrate animals (lutein) formed inside it. The yellow body is is formed by the to prevent the development of the seconda rapid hypertrophy of the cells surrounding the ry charact ers of sex, wall of the follicle; that is, of those characters which, while correlated with the sex in this is so great that the individual cells increase in size 16 or 20 question, are not directly concerned with reprodu times. This structure, which plays an import ction. This ant part during statement applies to ovariotomy or the extirpa tion of the ovaries
REPRODUCTIVE
SYSTEM,
ANATOMY
OF
175
semen is estimated at in the female as well as to castration in the male. It is essential, | charged in a normal ejaculation of human ova ejected at one ovulation however, that this operation should be perf ormed early in life 226,000,000, whereas the number of usually only one. For mammals generally the number of ova to have its full effect. It not only ensures permanent sterility ' is more than the average (whenever it is done) but if performed on the young stops the discharged is on an average only slightly the female rather that follows It litter. a in young of number the as well as characters sexual development of superficial the other hand, (On litter. the of size the controls male the than in accessory reproductive organs (prostate gland, etc.). Thus, in the number of reduction a that horses for shown has Sanders and face the on hair of growth the prevents castration man, the chances of the ovum being fertivarious parts of the body and arrests the enlargement of the spermatozoa may reduce two (sometimes three and larynx and the consequent deepening of the voice normally char- lized.) The sheep discharges one or the ewes, that is “flushing” by but oestrus, at ova more) rarely inhibits castration stags acteristic of puberty in the male. In and during before food stimulating or extra with them supplying the growth of the antlers and in those breeds of sheep which are and consequently a higher increased be may number the breeding, developprevents it female the in hornless and male the horned in proportion of lambs obtained. This is an example of the influence ment of the horns; moreover, the horn growth is arrested at any of favourable nutrition upon fertility. Too high feeding (resulting With performed. is castration which at t developmen of stage adiposity), however, promotes atrophy of the ova in the ovary in of t developmen the of fowls, castration is followed by an arrest so is conducive to sterility. There is evidence also that steriland the erectile structures about the head (comb, waitles, etc.). Casbe due to the absence of certain essential accessory food may ity the from animals domestic the on tration has been practised or vitamins (g.v.) and that such a vitamin is present substances earliest times, for it improves the quality of the flesh and favours (Evans). Degeneration of ova in the ovary may food green in greater a to conducive is and animals cing meat-produ in fattening to faulty nutrition of various kinds, but some due be therefore of effects disturbing tractability in working animals since the is normal. degeneration sexual desire no longer occur. Sterility may result from coition at an inappropriate time, that If the testes are removed from the normal position and grafted at too long an interval before or after ovulation, for Hammond is, transto an abnormal one (or if the testes of another male are the ova are nat capable of being planted immediately after castration), the organs exert their has shown in the rabbit that for longer than fertilized four hours after their release from the accessory and usual influence on the secondary sexual characters sexual glands, although their normal nerve connections have been ovary, and that the spermatozoa in the female passages do not for more than two days. (In severed. Since, then, the influence of transplanted organs cannot retain their power of fertilization they retain this power quiescent, are they where passage, male the seem would it be through intermediation of the nervous system that it must operate through chemical substances passed into the for 30 days.) It is probable that in many other mammals the ova is not widely blood and so into the general circulation. Thus, in experiments duration of viability of the spermatozoa and upon fowls the testes have been removed and broken up into different. In animals such as the mare, which has a prolonged pieces, which have attached themselves to different parts of the oestrus (a week or more), sterile unions may well be due to this alimentary canal or the wall of the body cavity, and the birds cause (Hammond). Artificial insemination is sometimes successfully resorted to in have developed into typical cocks with comb, wattle, etc., male cases where sterility has been due to an abnormal constriction of the Furthermore, voice, and sexual and combative instincts. experiments of Steinach and others have shown that the grafting the os uteri or to the presence of an acid secretion in the vagina. of testes into females whose ovaries had been removed may cause The practice is to inject the semen directly into the os uteri, thus the development of secondary male characters and bring about a avoiding the constriction or escaping the action of the abnormal partial or complete reversal of sex. There is some evidence that secretion. Walton has found that the semen of rabbits may be the grafting of additional testicular tissue into the aged may bring kept in a fertile condition in tubes outside the body at a medium about a general rejuvenation, and that if a similar operation is temperature for more than five days and that after a journey done upon an immature or young animal it may promote an in- by post from Cambridge to Edinburgh the spermatozoa concrease in growth and hastening of maturity (Steinach, Voronoff). tained therein could still successfully fertilize ova with normal
Ovariotomy leads to the suppression of the distinctly female characters.
If done before puberty the uterus and mammary
glands do not develop and the general bodily form tends towards a neutral condition not dissimilar to that of the castrated male. If performed after puberty ovariotomy is followed by cessation of the oestrous or menstrual cycles and the uterus undergoes atrophy in much the same way as occurs normally at the menopause (climacteric) or time of permanent cessation of reproduc-
tive activity (in women at from 45 to 50). If, however, the ovaries (or one of them) instead of being removed are grafted to an abnormal position such as the ventral wall of the body
cavity or into a kidney the oestrous cycle is continued and the uterus remains normal. Since the ovary in such a position is without its normal nerve supply it is presumed that its influence on the organism is due to internal secretions passed into the circulation. The corpus luteum is also believed to be an organ of internal secretion serving the special function of secreting into the blood substances essential for maintaining the raised nutrition of the uterus during pregnancy and for the development of the mammary glands, for if this structure be removed surgically pregnancy cannot continue, the uterus lapses, and the mammary glands fail to develop. The corpus luteum also plays some part in controlling the short or dioestrous cycle, for so long as it is present in its integrity heat cannot occur, but if it is extirpated some days before a new oestrous period is normally due, the period occurs shortly after the opération of removal. Thus Ham-
mond, by squeezing out the corpus luteum of a cow, has induced
oestrus after nine days instead of the usual 19 to 21.
Fertility and Sterility—The number of spermatozoa dis-
pregnancy as a result. Fertility, like other characters, is capable of being transmitted from one generation to another. Thus rams which were twin lambs may hand on the tendency to produce twins to the next generation of ewes, and by breeding from rams which were twins the fertility of a flock may be increased. Breviocrappy—F.
Physiology
(1925);
H. A.
Marshall,
The Physiology
An
Introduction
to Sexual
of Reproduction (1922);
J.
Hammond, Reproduction in the Rabbit (1925); The Physiology of Reproduction in the Cow (1926); A. Lipschiitz, The Internal Secretions of the Sex Glands (1924); J. S. Fairbairn, On ie
REPRODUCTIVE
SYSTEM,
ANATOMY
OF.
The
reproductive system in some parts of its course shares structures
with the urinary system (g.v.).
In this article the following
structures will be dealt with: In the male the testes, epididymis, vasa deferentia, vesiculae seminales, prostate, penis. and urethra. e eS female the ovaries, Fallopian tubes, uterus, vagina and
va.
MALE
REPRODUCTIVE
ORGANS
The festes or testicles are the glands in which the ductive cells are formed. They lie, one on each side, tum surrounded by the tunica vaginalis (see COELOM Memepranes). Each is oval, about one and a half
male reproin the scroAND SEROUS inches long
and has a strong fibrous coat (tunica albuginea), from which
septa penetrate into the substance, dividing it into lobules in. which
the seminiferous tubes are coiled. It is estimated that the total
length of these seminiferous tubes in the two-glands is little fete te short of a mile. (See fig. 1.)
Posteriorly, the fibrous sheath is thickened, and contains a
176
REPRODUCTIVE
SYSTEM,
plexus of tubules (rete testis) (see fig. 1), into which the seminiferous tubes open. In this way the secretion of the gland is carried to its upper and back part, whence from fifteen to twenty small tubes (vasa efferentia) pass to the epididymis. Each of these is convoluted before opening (conus vasculosus). Microscopically, the seminiferous tubules consist of a basement membrane surrounding several layers of epithelial cells, CONI VASCULOSI
ANATOMY
OF
prostate and perineum to the penis, which it traverses as far a the tip. It is divided into a prostatic, membranous and s
part, and is altogether about 8 inches in length. The prostatic urethra is about an inch and a quarter long, and a longitudinal ridge is seen in its posterior wall (verumontanum), on each side of which the numerous ducts of the prostate open. Near the lower part of the verumontanum is a little pouch, the utriculus
masculinus, about one-eighth of an inch deep, the opening of which is guarded by a delicate membranous circular fold, the mal hymen. Close to the opening of the utriculus the ejaculatory ducts open into the urethra by very small apertures. The part
of the urethra above the openings of these ducts really belongs to the urinary system only, though it is convenient to describe it here. After leaving the prostate the urethra runs more forward for about three-quarters of an inch, lying between the two layers of the triangular ligament, both of which it pierces,
This is known as the membranous urethra, and is very narrow, being gripped by the compressor urethrae muscle.
The spongy urethra is that part which is enclosed in the penis after piercing the anterior layer of the triangular ligament. At
first it lies in the substance of the bulb and, later, of the corpus
GLOBUS MINOR
FROM CUNNINGHAM, “TEXT-BOOK OF ANATOMY” (OXFORD MEDICAL PUBLICATIONS) FIG. 1.—DIAGRAM SHOWING THE STRUCTURE OF THE TESTIS, EPIDIDYMIS
AND
some of which are constantly being transformed into spermatozoa or male sexual cells.
The epididymis (see fig. 1) is a soft body lying behind the testis; it is enlarged above to form the globus major or head, while below is a lesser swelling, the globus minor or tail. The whole epididymis is made up of a convoluted tube about 2oft. long. Between the globus major and the testis two small vesicles (kydatids of Morgagni) are often found. The vas deferens is the continuation of the tube of the epididymis and starts at the globus minor; it runs up on the inner (mesial) side of the epididymis to the external abdominal ring. On its way up it is joined by testicular arteries, veins, lymphatics and nerves to form the spermatic cord. After entering the external abdominal ring, these structures pass obliquely through the abdominal wall, lying in the inguinal canal for an inch and a half, until the internal abdominal ring is reached. Here they separate and the vas passes down the side of the pelvis and turns inward
spongiosum, while finally it passes through the glans. In the greater part of its course it is a transverse slit, but in traversing the glans it enlarges considerably to form the fossa navicularis, and here, in transverse section, it looks like an inverted T (L), then
an inverted Y (A), and finally at its opening (external meatus) a vertical slit. Into the whole length of the urethra mucous glands (glands of Littré) open. As a rule the meatus is the narrowest part of the whole canal. Opening into the spongy urethra where it passes through the bulb are the ducts of two,small glands known as Cowper’s glands, which lie on each side of the membranous urethra. The penis is the intromittent organ of generation, and is made up of three cylinders of erectile tissue, covered by skin and subcutaneous tissue without fat. In a transverse section two of these cylinders (the corpora cavernosa) are above, side by. side, while
one, the corpus spongiosum, is below. At the root of the penis, the two corpora cavernosa diverge, become more and more fibrous in structure, and are attached on each side to the rami of the ischium, while the corpus spongiosum becomes more vascular and enlarges to form the bulb. The whole length of the corpus spongiosum is traversed by the urethra. The anterior part of the penis to meet its fellow at the back of the bladder, just above the is formed by the glans, a bell-shaped structure, apparently conprostate. The whole length of the vas is 12 to r8in. and it is re- tinuous with the corpus spongiosum, and having the conical ends markable for the thickness of its muscular walls, which gives it of the corpora cavernosa fitted into depressions on its posterior the feeling of a piece of whipcord when rolled between the finger surface. On the dorsum of the penis the rim of the bell-shaped glans projects beyond the level of the corpora cavernosa (corona and thumb. A little above the globus major a few scattered tubules are glandis). The skin of the penis forms a fold which covers the found in children in front of the cord; these form the rudimentary glans (prepuce or foreskin); when this is drawn back a median fold, the frenulum praeputit, is seen running to just below the structure known as the organ of Giraldés or paradidymis. The vesiculae semtnales are muscular sac-like diverticula, one meatus. After forming the prepuce the skin is reflected over the on each side, from the vasa deferentia. They are about 2in. long glans and here looks like mucous membrane. The structure of and run outward behind the bladder and parallel to the upper the corpora cavernosa consists of a strong fibrous coat, the tunica margin of the prostate for some little distance, but usually turn albuginea, from the deep surface of which trabeculae penetrate upward near their blind extremity. When unravelled each is about the interior and divide it into a number of spaces which are lined sin. long, sharply bent upon itself two or three times. Where with endothelium and communicate with the veins. Between the the vesiculae join the ampullae of the vasa deferentia the ejacu- two corpora cavernosa the sheath is not complete and, having 4 latory ducts are formed; these are narrow and thin-walled, and comb-like appearance, is known as the septum pectinatum. The run, side by side, through the prostate to open into the floor of structure of the corpus spongiosum and glans resembles that of the corpora cavernosa, but the trabeculae are finer and the netthe prostatic urethra. i The prostate is situated just below the bladder and traversed work closer. FEMALE REPRODUCTIVE ORGANS by the urethra; it is somewhat conical with the base upward in contact with the bladder. Vertically and transversely it measures The ovary is an organ which in shape and size somewhat about an inch and a quarter, antero-posteriorly it is only about resembles a large almond, though its appearance varies in different three-quarters of an inch, though its size is liable to great varia- individuals, and at different times of life. It lies in the side wall tion. It is enclosed in a fibrous capsule from which it is separated of the pelvis and is attached to the uterus by the ligament of the by the prostatic plexus of veins anteriorly. ovary, while its anterior border has a short reflection of periMicroscopically, it consists of masses of long, slender, slightly toneum (mesovarium), running forward to the broad ligament branching glands, embedded in unstriped muscle and fibrous tis- of the uterus. It is through this anterior border that the vessels sue; these glands open by delicate ducts (about twenty in num- and nerves enter and leave the gland. ber) into the prostatic urethra. Under the microscope the ovary is seen to be covered by 4 The male urethra begins at the bladder and runs through the layer of cubical cells, continuous near the anterior border with
REPRODUCTIVE the cells of the peritoneum.
SYSTEM,
Deep to these is the ovarian stroma
and embedded in it are numerous nests of epithelial cells, the Graafian follicles, in various stages of development. During the childbearing period some of these will be nearing the ripe condition and then contain one large cell, the ovum, surrounded by a mass of small cells forming the discus proligerus. At one point this is continuous with a layer of cells (stratum granulosum) which lines the outer wall of the follicle, but elsewhere the two layers are separated by fluid, the liquor folliculi. When the fol-
licle bursts, as it does in time, the ovum escapes on to the surface
of the ovary. The substance of the ovary also contains cells which are believed to form the ovarian internal secretion. The Fallopian tubes receive the ova and carry them to the uterus. That end of each which lies in front of the ovary has a
number of fringes (fimbriae) hanging from it; one of the largest of these is the ovarian fimbria and is attached to the upper or tubal pole of the ovary. The small opening among the fimbriae by which the tube communicates with the peritoneal cavity is the ostium abdominale, and from this the lumen of the tube runs from four to four and a half inches, until it opens into the cavity
of the uterus by an extremely small opening.
In fig. 2 the Fal-
lopian tube and ovary are pulled out from the uterus; this is not
ANATOMY
after the first pregnancy.
OF
177
On making a mesial vertical section
of the uterus the cavity is seen as a mere slit which is bent about its middle to form an angle the opening of which is forward. A normal uterus is therefore bent forward on itself, or anteflexed. In addition to this, its long axis forms a marked angle with that of the vagina, so that the whole uterus is bent forward or anteverted. As a rule, in adults the uterus is more or less on one side of the mesial plane of the body. From each side of the uterus the peritoneum is reflected outward, as a two-layered sheet, to the side wall of the pelvis; this is the broad ligament, and between its layers lie several structures of importance. Above, there is the Fallopian tube, already described; below and in front is the round ligament; behind, the ovary projects backward, and just above this, when the broad ligament is stretched out as in fig. 2, are the epoöphoron and paroöphoron with the duct of Gärtner. The round ligament is a cord of unstriped muscle which runs from the lateral angle of its own side of the uterus forward to
the internal abdominal ring, and so through the inguinal canal to the upper part of the labium majus.
The epodphoron or parovarium is a collection of short tubes
which radiate from the upper border of the ovary when the broad
ligament is pulled out as in fig. 2. It is best seen in very young
children and represents the vasa efferentia in the male. Near the ovary the tubes are closed, but nearer the Fallopian tube they open into another tube which is nearly at right angles to them, and runs toward the uterus, though in the human subject it is generally lost before reaching that organ. It is known as the duct coats, the latter being lined with ciliated epithelium (q.v.) and of Gartner, and is the homologue of the male epididymis and vas thrown into longitudinal pleats. Superficially the tube is covered deferens. Some of the outermost tubules of the epodphoron are sometimes distended to form hydatids. Nearer the uterus than the by peritoneum. The uterus or womb is a pear-shaped, very thick-walled mus- epodphoron a few scattered tubules (parodphoron) are occasioncular bag, lying in the pelvis between the bladder and rectum. ally found which are looked upon as the homologue of the organ In the non-pregnant condition it is about three inches long and of Giraldés in the male. The vagina is a dilatable muscular passage, lined with mucous two in its broadest part, which is above. The upper half or body is somewhat triangular with its base upward, and has an an- membrane, which leads from the uterus to the external generaterior surface which is moderately flat, and a posterior convex. tive organs; its direction is, from the uterus, downward and The lower half is the neck or cervix and is cylindrical; it projects forward, and its anterior and posterior walls are in contact, so into the anterior wall of the vagina, into the cavity of which it that in a horizontal section it appears as a transverse slit. As opens by the os uteri externum. This opening in a uterus which the orifice is neared the slit becomes H-shaped. Owing to the has never been pregnant is a narrow transverse slit, rarely a fact that the neck of the uterus enters the vagina from in front, circular aperture, but in those uteri in which pregnancy has oc- the anterior wall of that tube is only about 2$in., while the curred the slit is much wider and its lips are thickened and gaping posterior is 35. The mucous membrane is raised into a series of and often scarred. The interior of the body of the uterus shows transverse folds or rugae, and between it and the muscular wall are plexuses of veins forming erectile tissue. The relation of the vagina to the peritoneum is noticed under COELOM AND SEROUS PAROVARIUM LIGAMENT OF OVARY LATERAL ANGLE OF UTERUS MEMBRANES. FALLOPIAN TUBE The vulva or pudendum comprises all the female external generative organs, and consists of the mons Veneris, labia majora and minora, clitoris, urethral orifice, hymen, bulbs of the vestibule, and glands of Bartholin. The mons Veneris is the elevation in front of the pubic bones covered by hair in the adult. The labia majora are two folds of skin, containing fibro-fatty tissue and covered on their outer surfaces by hair, running down from the mons Veneris to within an inch of the anus and touching one FIMBRIATED END OF TUBE another by their internal surfaces. They are the homologues of
the position of the ovary in the living body, nor is it of the tube, the outer half of which lies folded on the front and inner surface of the ovary. The Fallopian tubes are made chiefly of unstriped muscle, the outer layer of which is longitudinal and the inner circular; deep to this are the submucous and mucous
ROUND LIGAMENT
BROAD LIGAMENT
FROM CUNNINGHAM, “TEXT-BOOK OF ANATOMY” (OXFORD MEDICAL PUBLICATIONS) FIG, 2.—-(LEFT) THE UTERUS AND BROAD LIGAMENT SEEN FROM BEHIND; (RIGHT) DIAGRAMMATIC REPRESENTATION OF THE UTERINE CAVITY, OPENED UP FROM IN FRONT :
a comparatively small triangular cavity (see figure 2), the anterior
and posterior walls of which are in contact. The base of the triangle is upward, and at each lateral angle one of the Fallopian tubes opens. The apex leads into the canal of the cervix, but between the two there is a slight constriction known as the os uteri internum. The canal of the cervix is about an inch long, and is spindle-shaped when looked at from in front; its anterior
and posterior walls are in contact, and its lining mucous membrane is raised into a pattern which, from its likeness to a cypress twig, is called the arbor vitae. This arrangement is obliterated
the scrotum in the male. The labia minora are two folds of skin containing no fat, which are usually hidden by the labia majora and above enclose the clitoris, they are of a pinkish colour and look like mucous membrane. The clitoris is the representative of the penis, and consists of two corpora cavernosa which posteriorly diverge to form the crura clitoridis, and are attached to the ischium; the organ is about an inch and a half long, and ends anteriorly in a rudimentary glans which is covered by the junction of the labia minora; this junction forms the prepuce of the clitoris.
The orifice of the urethra is about an inch below the glans clitoridis and is slightly puckered. The kymen is a fold of mucous membrane which surrounds the orifice of the vagina and is usually only seen in the virgin. As has been pointed out above, it is represented in the male by the fold at the opening of the uterus masculinus. The bulbs of the vestibule are two masses of erectile tissue
[78
REPRODUCTIVE
SYSTEM,
situated one on each side of the vaginal orifice: above they are
continued up to the clitoris; they represent the bulb and the zorpus spongiosum of the male, split into two, and the fact that -hey are so divided accounts for the urethra failing to be enclosed n the clitoris as it is in the penis. The glands of Bartholin are two oval bodies about half an inch long, lying on each side of the vagina close to its opening; they represent Cowper’s glands in the male, and their ducts open by minute orifices between the hymen and the labia minora. From the foregoing it will be seen that all the parts of the
ANATOMY
OF
the coelomic membrane, known as the mesorchium in the m
and the mesovarium in the female.
Lying dorsal to the genitg]
ridge in the intermediate cell mass is the mesonephros, consisting
of numerous tubules which open into the Wolffian duct. This a first is an important excretory organ, but during developmen becomes used for other purposes. In the male, as has been shown, it may form the rete testis, and certainly forms the vasa efferenti, and globus major of the epididymis: in addition to these, some
male external genital organs are represented in the female, -hough usually in a less developed condition, and that, owing to the orifice of the vagina, they retain their original bi-lateral form.
MULLERIAN DUCT WOLFFIAN DuCcT
EMBRYOLOGY
The development of the reproductive organs is so closely interwoven with that of the urinary that some reference from this article to that on the Urrvary System is necessary. It will here be convenient to take up the development at the stage depicted
PRONEPHRCS SESSILE HYDATID PEDUNCULATED HYDATID
SEXUAL GLAND
in the accompanying figure (fig. 3), in which the genital ridge is seen
on
each
side
of the
attachment
of the mesentery;
external to this, and forming another slight ridge of its own, is the Wolffian duct, while a little later the Miillerian duct is formed and lies ventral to the Wolffian. The early history of these ducts is indicated in the article on the Urtnary System. Until the fifth or sixth week the development of the genital ridge is very much the same in the two sexes, and consists of cords of cells growing from the epithelium-covered surface into the mesenchyme, which forms the interior of the ridge. In these cords are some large germ cells which are distinguishable at a very early stage of development. It must, of course, be understood that the germinal epithelium covering the ridge, and the mesenchyme inside it, are both derived from the mesoderm or middle layer of the embryo.
MESONEPHROS NEPHROSTOME MALPIGHIAN CORPUSCLE
URETER
METANEPHROS
BLADDER
RECTUM CLOACA
ORGAN OF GIRALDES
UTERUS MASCULINUS
About the fifth week of human embryonic life the tunica albuginea appears in the male, from which septa grow to divide the FIG. 4.—DIAGRAM OF THE FORMATION OF THE GENITO-URINARY APPAtestis into lobules, while the epithelial cords form the seminiferous RATUS (SUPPRESSED PARTS ARE DOTTED) tubes, though these do not gain a lumen until just before puberty. From the adjacent mesonephros, or perhaps, coelomic epithelium, of its separate tubes probably account for the vas aberrans and cords of cells grow into the attached part of the genital ridge, the organ of Giraldés (see fig. 4). In the female the tubules of or testis, as it now is, and from these the rete testis is developed. the epoophoron represent the main part, while the parodphoroa, In the female the same growth of epithelial cords into the like the organ of Giraldés in the male, is probably formed from mesenchyme of the genital ridge takes place, but each one is some separate tubes (see fig. 4). The Wolffian duct, which, in the early embryo, carries the excretion of the mesonephros to the cloaca, forms eventually the body and tail of the epididymis, the vas deferens, and ejaculatory NEURAL TUBE SPINAL GANGLION duct in the male, the vesicula seminalis being developed as a pouch in its course. In the female this duct is largely done away with, but remains as the collecting tube of the epodphoron, and in some mammals as the duct of Gartner, which runs down the side of the vagina to open into the vestibule. SPINAL NERVE The Miillerian duct, as it approaches the cloaca, joins its fellow of the opposite side, so that there is only one opening into the ventral cloacal wall. In the male the lower part only of it remains as the uterus masculinus (fig. 4), but in the female the Fallopian tubes, uterus, and probably the vagina, are all formed from it (fig. 4). In both sexes a small hydatid or vesicle is liable to be formed at the beginning of both the Wolffian and Miillerian duct (fig. 4); in the male these are close
together in front of the globus major of the epididymis, and are known as the sessile and pedunculated hydatids of MorFROM CUNNINGHAM, “TEXT-BOOK OF ANATOMY” (OXFORD MEDICAL PUBLICATIONS) FIG. 3.—-TRANSVERSE SECTION THROUGH A RAT EMBRYO SHOWING “POSITION OF GERMINAL EPITHELIUM
distinguished by a bulging toward its middle, in which alone the large. germ cells are found. Eventually this bulging part is broken up into a series of small portions, each of which contains one germ cell or ovum and gives rise to a Graafian follicle. Mesonephric cords appear as in the male; they do not enter the ovary, however, but form a transitory network (rete ovarii) in the mesovarium. As each genital gland enlarges it remains attached to the rest of the intermediate cell mass by a constricted fold of
gagni. In Fallopian the sessile beginning
the female there is a hydatid among the fimbriae of the tube which of course is Miillerian and corresponds to hydatid in the male, while another is often found at the of the collecting tube of the epodphoron and is probably
formed by a blocked mesonephric tubule. This is the pedunculated
hydatid of the male.
The development of the vagina, as Berry
Hart (Journ. Anat. and Phys. xxxv. 330) has pointed out, peculiar. Instead of the two Miillerian ducts joining to form the lumen of its lower third, as they do in the case of the uterus and its upper two-thirds, they become obliterated, and their place }s taken by two solid cords of cells, which later become cana. and the septum between them is obliterated. i i
REPRODUCTIVE
SYSTEM,
ANATOMY
OF
179
The common chamber, or cloaca, into which the alimentary, the sea squirts (Ascidians) belong, male and female generative urinary and reproductive tubes open in the foetus, has the glands (gonads) are present in the same individual; they are urinary bladder (the remains of the allantois) opening from its therefore hermaphrodite. ventral wall (see PLACENTA and URINARY SYSTEM). During development the alimentary or anal part of the cloaca is separated from the urogenital. According to F. Wood Jones,
the anal part is completely shut off from the urogenital and ends in a blind pouch which grows toward the surface and meets a new ectodermal
depression,
the
permanent anus, not being part
of the original cloacal aperture, but a new perforation. This de-
scription is in harmony with the malformations
occurring in this
region. The external generative organs have at first the same appearance in the two sexes and consist of a swelling, the genital FROM WALLACE, “PROSTATIC ENLARGEMENTS” eminence, in the ventral wall of (OXFORD MEDICAL PUBLICATIONS) the cloaca. This in the male be- FIG. 5.—TRANSVERSE SECTION OF comes the penis and in the female SHEEP’S PROSTATE; (A) PROSTATE the clitoris. Throughout the GLAND, (B) STRIATED MUSCLE generative system the male organs depart most from the undifferentiated type and in the case of the genital eminence two folds grow together and enclose the urogenital passage, thus making the urethra perforate the penis, while in the female these two folds remain separate as the labia minora. Sometimes in the male the folds fail to unite completely and then there is an opening into the urethra on the under surface of the penis—a condition known as hypospadias. In the undifferentiated condition the integument surrounding the genital opening is raised into a horseshoelike swelling with its convexity over the pubic symphysis and its concavity toward the anus; the lateral parts of this remain separate in the female and form the labia majora, but in the male they unite to form the scrotum. The median part forms the mons Veneris or mons Jovis. It has been shown that the testis is formed in the loin region of the embryo close to the kidney, and it is only in the later months of foetal life that it changes this position for that of the scrotum. In the lower part of the genital ridge a fibro-muscular cord is formed which stretches from the lower part of the testis to the bottom of the scrotum; it is known as the gubernaculum testis, and by its means the testis is directed into the scrotum.
Be-
In the Acrania (Amphioxus) there are some twenty-six pairs of gonads arranged segmentally along the side of the pharynx and
intestine and bulging into the atrium.
Between them and the
atrial wall, however, is a rudimentary remnant of the coelom, through which the spermatozoa or ova (for the sexes are distinct) burst into the atrial cavity. There are no genital ducts. In the Cyclostomata (lampreys and hags) only one median gonad is found, and its contents (spermatozoa or ova) burst into the coelom and then pass through the genital pores into the urogenital sinus and so to the exterior. It is probable that the single gonad is accounted for by the fact that its fellow has been suppressed. In the Elasmobranchs or cartilaginous fishes there are usually two testes or two ovaries, though in the dogfish one of the latter is suppressed. From each testis, which in fish is popularly known, as the soft roe, vasa efferentia lead into the mesonephros, and the semen is conducted down the vas deferens or mesonephric duct into the urogenital sinus, into which also the ureters open. Sometimes one or more thin-walled diverticula—the sperm sacs— open close to the aperture of the vas deferens. In the female the ova are large, on account of the quantity of yolk, and they burst into the coelom, from which they pass into the large Miillerian ducts or oviducts. In the oviparous forms, such as the common
dogfish (Scyllium), there is an oviducal gland which secretes a horny case for the egg after it is fertilized, and these cases have various shapes in different species. Some of the Elasmobranchs, e.g., the spiny dogfish (Acanthias), are viviparous, and in these the lower part of the oviduct is enlarged and acts as a uterus. In male elasmobranchs the anterior part of the Miillerian duct persists. Paired intromittent organs (claspers) are developed on the pelvic fins of the males; these conduct the semen into the cloaca of the female. In the teleostean and ganoid fishes (Teleostomi) the nephridial ducts are not always used as genital ducts, but special coelomic ducts are formed (see CoELOM AND SEROUS MEMBRANES). In the Dipnoi or mudfish long coiled Miillerian ducts are present, but the testes either pour their secretion directly into the coelom or, as in Protopterus, have ducts which are probably coelomic in origin. In both the Teleostomi and Dipnoi the testes and ovaries are paired. : True hermaphroditism is known among fishes, the hag
fore the testis descends, a pouch of peritoneum called the processus vaginalis passes down in front of the gubernaculum. through
(Myxine) and the sea perch (Serranus) being examples. In many
lum running between it and the uterus remains as the liga-
in the higher reptiles (Chelonia and Crocodilia) there is a single median penis rising from the ventral wall of the cloaca, composed of erectile tissue and deeply grooved on its dorsal surface for the passage of the sperm. .
others it occurs as an abnormality. In the Amphibia both ovaries and testes are symmetrical. In the opening in the abdominal wall, which afterwards becomes the inguinal canal, into the scrotum, and behind this the testis de- the snakelike forms which are found in the order Gymnophiona scends, carrying with it the mesonephros and mesonephric duct. the testes are a series of separate lobules extending for a long These, as has already been pointed out, form the epididymis and distance, one behind the other, and joined by a connecting duct vas deferens. At the sixth month the testis lies opposite the from which vasa efferentia pass into the Malpighian capsules of abdominal ring, and at the eighth reaches the bottom of the the kidneys, and so the sperm is conducted to the mesonephric scrotum and invaginates the processus vaginalis from behind, duct, which acts both as vas deferens and ureter. The Miillerian Soon after birth the communication between that part of the ducts or oviducts are long and often coiled in Amphibia, and processus vaginalis which now surrounds the testis and the gen- usually open separately into the cloaca. There is no penis, but eral cavity of the peritoneum disappears, and the part which re- in certain forms, especially the Gymnophiona, the cloaca is promains forms the tunica vaginalis. Sometimes the testis fails to trusible in the male and acts as an intromittent organ. Corpora pass beyond the inguinal canal, and the term “cryptorchism” is adiposa or fat bodies are present in all Amphibians, and probused for such cases. ably nourish the sexual cells during the hibernating period. In Reptilia two testes and ovaries are developed, though In the female the ovary undergoes a descent like that of the testis, but it is less marked since the gubernaculum becomes they are often asymmetrical in position. In Lizards the vas attached to the Miillerian duct where that duct joins its fellow deferens and ureter open into the cloaca by a common orifice; to form the uterus; hence the ovary does not descend lower than as they do in the human embryo. In these animals there are two the level of the top of the uterus, and the part of the gubernacu- penes, which can be protruded and retracted through the vent; but
ment of the ovary, while the part running from the uterus to the labium is the round ligament. In rate cases the ovary may be drawn into the labium just as the testis is drawn into the scrotum. COMPARATIVE
ANATOMY
In the Urochorda, the class to which Salpa, Pyrosoma and
In birds the right ovary and oviduct degenerates, and the left alone is functional. In the male the ureter and vas deferens open
separately into the cloaca, and in the Ratitae (ostriches) and
180
REPTILES
Anseres (ducks and geese) a well-developed penis is present in the male. In the ostrich this is fibrous, and bifurcated at its base, suggesting the crura penis of higher forms. Among the Mammalia the Monotremata (Ornithorhynchus and Echidna) have bird-like affinities. The left ovary is larger than the right, and the oviducts open separately into the cloaca and do not fuse to form a uterus. The testes retain their abdominal position; and the vasa deferentia open into the base of the penis, which lies in a separate sheath in the ventral wall of the cloaca, and shows an advance on that of the reptiles and birds in that the groove is now converted into a complete tunnel. In the female there is a well-developed clitoris, having the same relations as the penis. In the marsupials the cloaca is very short, and the vagina and rectum open separately into it. The two uteri open separately and three vaginae are formed, two lateral and one median. The two lateral join together below to form a single median lower vagina, and it is by means of these that the spermatozoa pass up into the oviducts. The upper median vagina at first does not open into the lower one, but during parturition a communication is established which in some animals remains permanent (see J. P. Hill, Proc. Linn. Soc. N.S. Wales, 1899 and 1900). From the marsupials upward the ovarian end of the Fallopian tube has the characteristic fimbriated appearance as in human anatomy. In some mammals, such as the sow and the cow, the Wolffian duct is persistent in the female and runs along the side of the vagina as the duct of Gärtner. It is possible that the lateral vaginae of the marsupials are of Wolffian origin. In marsupials the testes descend into the scrotum, which lies in these animals in front of instead of behind the penis. In some mammals, such as the elephant, they never reach the scrotum at all; while in others, e.g., many rodents, they can be drawn up into the abdomen or lowered into the scrotum. The subject of the descent of the testicles is treated by H. Klaatsche, “Ueber den Descensus testiculorum,” Morph. Jahrb., Bd. xvi. The prostate is met with in its most simple form in marsupials, in which it is a mere thickening of the mucous membrane of the urethra; in the sheep it forms a bilateral elongated mass of gland tissue lying behind the urethra and surrounded by a well-developed layer of striped muscle. In the sloth it is said to be altogether absent, while in many of the insectivores and rodents it consists of many lobes which usually show a bilateral arrangement. The vesiculae seminales are usually present in higher mammals, and sometimes, as in the hedgehog, are very large, though they are absent in the Carnivora. Cowper’s glands are usually present and functional throughout life. The uterus masculinus is also usually present, but there is grave doubt whether the large organ called by this name in the rabbit should not rather be regarded as homologous with part of the vesiculae seminales. The penis shows many diversities of arrangement; above the marsupials its two crura obtain an attachment to the ischium. In many mammals it is quite hidden by the skin in the fiaccid condition, and its external orifice may range from the perineum in the marsupials to the middle of the ventral wall of
the abdomen in the ruminants.
group arose, perhaps in Lower Carboniferous times, from the Labyrinthodont Amphibia, and was already varied at the end of the Carboniferous. During Permian times the class branched ow into many orders, one of which included the ancestors of the Mammalia, whilst from another the birds, crocodiles, Sphenodon, and
perhaps the lizards and snakes arose. The tortoises are the de scendants of another early group. In a recent survey by Nopcsa, it is pointed out that, of the 125 families into which he divides
the reptiles, only 18 are represented by living forms, whilst of the 19 orders only four are extant. The modern forms fall into the orders Crocodilia, including the crocodiles and alligators; the
Squamata, the lizards and snakes; the Rhynchocephalia, repre. sented only by the Tuatera lizard of New Zealand, and the Chelonia, the tortoises and turtles. ‘These living forms are characterized as follows: (1.) The animal breathes air by lungs. (2.) The body temperature is variable. (3.) The skin is covered with horny scales formed by the epidermis. (4.) Fertilization is internal, and an egg, consisting of a yolk surrounded by albumen and contained in a shell, is usually laid and hatched by the heat of the sun or of decaying vegetation. In some cases reptiles are viviparous. (5.) In the brain the cerebral hemispheres are comparatively small. Their roof tends to become thinned and may be almost membranous. There is a well-developed hypopallium which becomes assimilated to the corpus striatum, losing the original stratification of the neurones. The mid-brain is relatively large and its roof forms a pair of large optic lobes. (6.) The olfactory organ has its surface increased by a simple turbinal or concha, and there is a well-developed Jacobson’s organ.
LACHRYMAL
In the Marsupialia, Rodentia,
Chiroptera, Carnivora and some Primates an os penis is developed in connection with the-corpora cavernosa. The clitoris is present in all mammals; sometimes, as in the female hyena, it is very large, and at others, as in the lemur, it is perforated by the urethra. See Quain’s Anatomy; Gray’s Anatomy; Cunningham’s Text-Book of Anatomy; Macalister’s Anatomy; Oppel’s Lekrbuch der vergleich. mtkroskop. Anatomie der Wirbelthiere, Bd. iv. (Jena, 1904); Gegenbaur’s Vergleich. Anat. der Wirbelthiere; Wiedersheim’s Comparative Anatomy of Vertebrates, translated by W. N. Parker (London, 1907) ; E. R. Bundy, Textbaok of Anatomy and Physiology (sth ed., 1923); F. H. A. Marshall, Introduction to Sexual Physiology (1928) and The Phystology of Reproduction (2nd ed., 1922) ; J. Hammond, Reproduction în the Rabbit (1925); Buchanan’s Manual of Anatomy (sth ed., 1925); W. H. Howell, Textbook of Physiology (1927). (F. G. P)
REPTILES (Reptilia) is the name given to a class of vertebrates which hold a position in the animal kingdom intermediate between the amphibians and the birds, and the mammals. The
FROM PHILOSOPHICAL TRANSACTIONS OF THE ROYAL SOCIETY FIG. 1.—SKULL OF THE EMBOLOMEROUS AMPHIBIAN (A) FROM ABOVE. (B) FROM THE LEFT SIDE
PALAEOGYRINUS,
The posterior nares may be immediately below the external nostrils or may be carried back to the hinder end of the head. The eyes are usually present, but may be hidden in burrowing forms. The retina normally contains both rods and cones, but
may consist exclusively of either type. There is a pecten in the form of a folded sheet projecting into the vitreous humour. The internal ear shows a more marked separation of sacculus and uirzculus than obtains in Amphibia, a lagena always occurs and is associated with a perilymphatic duct, in some cases so 45 to form a rudimentary cochlea. The tympanic cavity lies high up
and the tympanic membrane is either superficial or lies at the end of a short external auditory meatus. The membrane is con-
II
REPTILES nected to that closing the fenestra ovalis by a straight rod, whose inner end, the columella, is bony, whilst the outer half, the extracolumella, is often four-rayed, a short dorsal process being connected to the end of the paroccipital process and a ventral process often continued into the hyoid. (7.) There is a well-developed tongue capable of free move-
ment. The mid-gut has the usual structure; there is a cloaca and
an urinary bladder of allantoic origin. The lungs are more elaborate than those of Amphibia and less than those of mammals.
(3.) The heart is three- or four-chambered, there being two
auricles and a ventricle more or less completely divided into two. There is no bulbus; three arteries arise from the ventricle; of these one is the right systemic, another the pulmonary, whilst the third is the left systemic and both carotids. The posterior
cardinals have both almost disappeared as such, the post-caval vein returning most of the blood from the posterior part of the animal to the heart. There is a coronary circulation.
(9.) The functional kidney in the adult is a metanephros dis-
charging by a ureter into the cloaca. The ovary is often single and the egg always large. The oviduct is provided with glands which secrete albumen and a shell. A copulatory organ is usually present in the male, but is variable in structure. (xo.) The pre-sacral part of the vertebral column is usually less clearly divided into regions than in mammals and birds. There are two sacral vertebrae and a longer or shorter series of caudals. The atlas consists of a pair of neural arches, a single inter centrum and a centrum which forms an odontoid, though it may not be fused to the axis. There is sometimes a pro-atlas. The vertebra of the rest of the column always consists of a neural arch and a centrum with inter-centra forming chevron bones in the tail. Small inter-centra may be present throughout the column. Ribs are usually present on all vertebrae except the posterior caudals; they may be single or double headed. A true sternum is usually present, connected to some of the dorsal ribs by sternal ribs. : The neural cranium is generally incompletely ossified, a good deal of the lateral walls anteriorly being membranous. It is often movably connected to the dermal bones of the skull roof and palate. There is a single occipital condyle, mainly basi-occipital but with contributions from the ex-occipital. A supra-occipital is present and articulates with the parietals. The inner ear lies within the opisthotic, usually fused with the ex-occipital, the proatic and the supra-occipital. An ossification in front of the prootic, in the side wall of the cranium, is absent in only two orders. There is an ossified basi-sphenoid, but the unossified pre-sphenoid is usually underlain by a para-sphenoid. The dermal bones of the skull form a roof, which may be very incomplete or, indeed, absent, over the masticatory muscles, whilst the orbit is surrounded by a ring of bones which are continuous with the maxillae and nasals which enclose the anterior end of the head. In the palate the pterygoids are always large bones articulating with the basi-sphenoid and extending back to the quadrate.
veloped into an aquatic larva which breathed by means of gills; subsequently, when this larva had reached a relatively large size, the gills were absorbed and the animal became dependent on the air for the main bulk of its oxygen. An aquatic animal may have, and in the case of the Amphibia did have, a soft skin which can only remain healthy if it be kept moist. Living Amphibia secure this condition by pouring out mucus and water from glands in their skin, which is therefore slimy. An animal which adopts this method has great difficulty in roaming far from water, the possibility of dying from desiccation being always present. Thus one of the first changes necessary to make an effectively terrestrial animal from an amphibian is to alter the character of its skin in such a way that it becomes water-tight, and has a dry outer surface. Such a change in a vertebrate is most readily achieved by thickening the epidermis and laying down keratin in its outer layers; continuation of this process leads to the formation of the horny scales of reptiles, which are made by localized patches of skin exceptionally active in the production of keratin. As such a skin does not require to be kept moist, glands are very poorly developed in the skin of reptiles. During the transition from water to air the sense organs necessarily undergo great modifications. The olfactory organ, which had become adapted to the relatively large amounts of odorous substances which could come to it in solution in water, had to be made capable of recognizing the much smaller amounts brought to it as vapour through the air. In the intervening stage of the Amphibia the nose becomes double, one part of it, Jacobson’s organ, functioning in water, the rest in air. When the reptiles became completely terrestrial, Jacobson’s organ took on the new function of smelling the material lying in the mouth, and the rest of the organ became the normal organ of smell. The eye, adapted for focussing objects under water, has to be so
Pre-vomers and palatines are always present and ectopterygoids
usually so. In many forms an epipterygoid is ossified. The lower jaw is complex, it articulates with the quadrate by an articular bone of endochondral origin, and at least five membrane bones contribute to its structure. Fore and hind limbs are usually present, but either or both may be absent. The shoulder girdle consists of a pair of scapulae and
“coracoids,” both contributing to the glenoid cavity. There are generally clavicles and an inter-clavicle. The hand and foot are primitively pentadactyl, the fourth digit being the longest. (r1.) Segmentation of the egg is incomplete (meroblastic). No primitive streak is formed and a rudimentary archenteron with both roof and floor may be established. There is an amnion and
an allantois, membranes developed for the protection, nutrition and respiration of the embryo.
Amphibian Ancestry.—The Amphibia, which were the an-
cestors of the reptiles, spent the greater part of their life in water, probably crawling on to land only to pass from one pool to
another. They laid small eggs, which were fertilized after they had passed out from the body of the mother. These eggs de-
FROM
PHILOSOPHICAL
FIG. 2.—SKULL LEFT SIDE
TRANSACTIONS
OF THE
OF THE COTYLOSAUR
ROYAL
SOCIETY
SEYMOURIA;
(A) FROM
ABOVE,
(B)
changed in its proportions as to see its surroundings through air. That part of the ear whose function is to determine the position of the animal with respect to gravity and to recognize changes in position, can remain unaltered, but the lagena, which, with its associated structures, the columella, middle ear and tympanic membrane, is concerned with hearing in the ordinary sense, necessarily undergoes changes on account of the very different specific gravity of the mediums, water or air, through which sound waves come to it. Aquatic Amphibia have, in common with fish, a special sense,
182
REPTILES
whose organ is the lateral line, which is concerned with the recog- |animal is very completely known, the doubt which exists as to its nition of movements in water; with the transition to land this systematic position illustrates vividly the completeness with which the gap between these two divisions has been bridged. sense is entirely lost. Any animal living in water is so nearly floating that the proSeymouria is a small animal about 2 ft. in length, with a comportion of its weight which has to be supported by the limbs is paratively small head, no visible neck, a somewhat stumpy body, extremely small. As soon as it comes out of water practically the and a short tail. The limbs were very muscular, but short. The whole of its weight falls on the legs. Thus the skeleton and mus- hands and feet were placed far away from the middle line, and the stride was exceedingly small Each limb has five digits. culature necessarily become more powerful. The most serious changes, however, are those in the mode of The skull of Seymouria consists of two parts, which could reproduction. An amphibian which lays its eggs in the water can have easily been separated from one another. These are the fertilize them there, but a terrestrial animal can only lay an egg brain-case, made of bones which have replaced the cartilage which existed in the embryonic skull, and a superficial coating covering the whole outer surface of the head (except for the nostrils, orbits and pineal foramen), and the roof of the mouth, made of bones
which have developed in the lower layers of the skin. The pat-
tern formed by these dermal bones is identical with that which is found in the more primitive Labyrinthodont Amphibia, and is important, because from it the structure of the corresponding parts of the skulls of all other reptiles can be derived, by a ECTOPTERYGOID process of reduction. The palate of Seymouria is, in essence, identical with that of an Embolomerous Labyrinthodont. The brain case, however, differs somewhat from those of the Amphibia. For example, the single occipital condyle is convex instead of being concave, and there is a large fenestra ovalis leading into the ear which does not exist in the Embolomeri. There are also variations in other details of the structure of the otic region. In the lower jaw, Seymouria is identical with an amphibian, but FROM PHILOSOPHICAL TRANSACTIONS GF THE ROYAL SOCIETY the vertebral column is very different. FIG, 3.—PALATE OF THE EMBOLOMEROUS AMPHIBIAN, BAPHETES In the amphibian the first vertebra articulates with the conif it be included in a shell which will protect it from mechanical dyle by a disc-shaped inter-centrum followed by a -disc-shaped injury and, a matter of more importance, from drying up. Such centrum, of the same character as those which succeed it. In a shell cannot þe perforated by a spermatozoan, so that fertiliza- Seymouria the rounded condyle articulates below with a contion must take place within the body of the mother before the cavity on an inter-centrum which represents only the lower half shell is formed. The uro-genital organs of both sexes have to of that of the amphibian, and with facets carried on the lower be so modified as to allow this to take place, and the oviduct of ends of the two halves of the neural arch. The centrum of the the female must be provided with the glands that are necessary atlas is a curious trefoil-shaped bone which fits in between the three elements which articulate with the condyle; this arrangefor the formation of the shell. The amphibian egg may be comparatively small; it only needs to ment is completely reptilian. The structure of a vertebra from contain a food supply sufficient to maintain the developing embryo the middle of the back of Seymouria is quite peculiar. There is to a stage when it hatches as a small larva capable of feeding on a small cylindrical centrum separated from the next by an interthe abundant food present in the water in which the egg was centrum having the shape of half a disc. The neural arch is laid. The animal, which hatches from an egg laid on land, must enormously heavy, it articulates with the centrum alone and the make its appearance at a stage in development when it can main- pre- and post-zygopotheses are produced laterally as masses of tain itself under conditions similar to those in which its parents bone which overhang the much smaller centrum. The arlive. The time taken in reaching such a stage of development is ticulating faces are quite flat and placed horizontally, so that considerable, and the egg included in its shell has no opportunity the back, although free to move from side to side, must have been of obtaining food or water from outside. Thus, when laid, the extremely stiff dorso-ventrally. Vertebrae of this type are known in no amphibian, but in a egg must contain everything necessary for the development of less exaggerated form occur in many of the more primitive repthe embryo up to the time of hatching. The reptile ovum, the yolk of the egg, contains the great bulk tiles. It is reasonable to believe that they were evolved as a of the food materials, whilst the albumen, the white which sur- clumsy method of giving that stiffness to the back which is rounds it, is mainly a water store. The egg-shell is porous and necessary to an animal which, living in air, has to support the transmits gases. The character of the development of the large whole of its weight. The ribs of Seymouria do not differ egg is necessarily modified by its bulk, much of the yolk remain- essentially from those of some Labyrinthodonts. The limb girdles ing undivided into cells until it is absorbed and converted into part and limbs are of the amphibian pattern except in one or two deof the animal’s own tissues. Special embryonic membranes, the tails, e.g., the occurrence of an ent-epi-condylar foramen piercing amnion and allantois, are produced during the development for the the humerus, and the number of the phalanges, which is two, three, protection of the embryo and for its nutrition and respiration, four, five, three, the characteristic reptilian number. Thus it is possible to be in doubt whether an extinct animal the allantois serving also as a reservoir for the nitrogenous were whose skeleton is completely known is an amphibian or a reptile, products produced by its metabolism. The great majority of these changes, including all those which the break between the two being completely bridged so far as the are of the greatest importance, cannot be determined from fossil skeleton is concerned. From a skeleton similar to that of Seymaterial, and we are driven back for the discrimination between mouria it is possible to derive those of all later reptiles,.and i fossil reptiles and fossil amphibians to the use of technical points this way, by sorting out separate evolutionary lines to establish 4 mainly of little functional importance to the animal. The break classification which may express not only differences of structure
between the Amphibia and Reptilia was regarded by Huxley and other. early workers as the most important in the vertebrate phylum; such contrasted terms as Ichthyopsida and Sauropsida, Ahamniota and Amniota emphasize its importance. None the less we. now know an animal, Seymouria, from the lowest Permian of Texas, which is regarded by one group of students as an am` phbibian and by another as a reptile. As the osteology of this
existing between the animals contained in it, but something of their phylogenetic relationships.
Evolutionary Development.—The reptiles, as a whole, with
a few doubtful exceptions, divide mammal-like reptiles and the rest. members of these two groups are structure of the brain case and the
into two great branches, the The differences between the to be found mainly in the back of. the skull. `In all the
183
REPTILES mammal-like reptiles the inner ear lies in the lower part of the side wall of the brain-case,
the brain extending far above
it,
whilst in all other reptiles the ear extends throughout the whole
of the side wall of the cranium and is not exceeded in height by the brain. In Seymouria the tympanic membrane is stretched
across a notch on the outer surface at the back of the skull; in the mammal-like reptiles this notch is destroyed, so that the occipital surface of the skull is flat and the tympanic membrane,
if it exists at all, lies ventrally in the neighbourhood of the hinder end of the lower jaw, to one of whose elements it is attached.
In the remaining reptiles the tympanic or otic notch is preserved, bounded above by a special process of the squamosal or tabular bone, and by the free distal extremity of the paroccipital. The tympanic membrane, when present, lies high up on the side of the head, far removed from the lower jaw. In the mammal-like rep-
articular and dentary, and an articular bone which, unlike that of all contemporary Amphibia, is not a mere part of the sur-angular. With this exception, the jaw is identical with that of a Labyrinthodont. The vertebral column is massive, there is no distinction of neck, trunk, and lumbar region, all the vertebrae from the atlas back to the sacrum bearing two-headed ribs; there is one sacral vertebra. In the shoulder girdle a coracoid is absent, the lower part of the primary structure being ossified entirely as a pre-coracoid. The glenoid cavity has the characteristic screw-shaped form of the early Tetrapod. The humerus is an extraordinary bone, nearly
as wide as it is long, whilst the fore arm is short. The hand is
short and broad, the five fingers ending in small claws. The pelvis is plate-like, the pubes and ischia being exceptionally large elements; the femur, short, broad and unusually mastiles the stapes is attached directly to the quadrate bone, whilst sive, exactly resembles that of contemporary Amphibia. The fibin the others it is continued by an extra columella which is ula is widened distally, and the tarsus is remarkable amongst reptiles in possessing three bones in its proximal row, the interinserted into the tympanic membrane. It is customary to recognize a primitive group of reptiles, the medium being still separate from the tibiale. The foot is five Cotylosauria, which includes the most primitive members of each toed, with the normal formula. The mammal-like members of the Cotylosauria belong to division of the reptiles. The animals included in it agree with Seymouria in that the dermal bones of the outer surface of the the group (B.) Captorhinomorpha. This group includes a considskull form a continuous sheet, perforated only by the nostrils, erable number of reptiles, all of Lower Permian age, which orbits and pineal foramen. This group is restricted to Permian vary a good deal in their general structure. The most typiand Triassic time, and its members thus possess very primitive cal are Captorhinus and its descendant, Labidosaurus. These limbs and limb-girdles. They are usually devoid of a neck, the animals are comparatively small, with no neck, rather long bodies shoulder-girdle lying immediately behind the head. The back is and not excessively long tails. They had a straddling gait, the short and the vertebrae of which it is composed have very massive ventral surface touching the ground and the feet being placed neural arches which articulate with one another by horizontal sur- well away from the side of the body. The head is pointed, the faces. The centra are perforated and transmit a continuous noto- face in front of the eyes narrow, whilst the temporal region was chord. There is usually a series of intercentra throughout the wide. The skull is completely roofed and there is no trace of an column. The shoulder girdle has three bony elements, the scapula, otic notch, the head having a square cut appearance posteriorly. procoracoid and coracoid in each side of the cartilage girdle; The brain case seems to be high, and is loosely connected’ with all of them contribute to the glenoid cavity. Cleithra are often the rest of the skull by the summit of the supraoccipital and the present, and clavicles and large inter-clavicles are universal. ‘The ends of the paroccipital process. The stapes is very massive and fore leg is short and massive, the humerus projecting out at right extends from the fenestra ovalis, which is placed below the level angles to the animal’s body and lying in a plane parallel to the of the brain, to the quadrate to which it is attached. The lower jaw differs from that of Seymouria by a lateral comground. It can only be moved backwards and forwards, and is incapable of rotation. The elbow joint is flexible, so that the fore pression of its hinder half, and by the reduction of the coronoids arm has much freedom of movement. The hand has five fingers, to one. The vertebral column is characterized by the massiveness of the the number of the phalanges being 2, 3, 4, 5, 3, In the digits from 1 to 5. The pelvis consists of an ilium, pubis and ischium on neural arches and the obsolescence of the neural spines. The each side, these bones meeting one another in continuous sutures,
so that the whole structure is “plate-like.”
The hind limb pro-
PREVOMER
jects out laterally and the knee was relatively inflexible; it could be stretched out straight, but, in many cases, could not be closed even to a right angle. The foot has five toes with a digital formula 2,3: 4, 5, 4This super-order can be divided into three sub-groups, as fol-
PALATINE
lows:—(A.)} Seymouria morpha, primitive forms represented by three genera, Solenodonsaurus, from Czechoslovakia; Seymouria, from the Kotlassia, from the Upper Permian properly belong to the group. These animals possess skulls which
the Upper Carboniferous of basal Permian of Texas, and of Russia, which may not
very greatly resemble those of the Embolomerous Amphibia. (See AMPHIBIA.) These skulls have a narrow otic notch differing from that of all other reptiles; the neural cranium is peculiar in that the powerful paroccipital processes which arise from the sides of the brain case extend outwards and upwards to support the tabular bones. The basioccipital, together with the exoccipitals, ‘form a rounded condyle. There are well marked basisphenoidal tubera and the basipterygoid processes of the basisphenoid are short, and in Seymouria support the pterygoid, not directly, but through the intervention of the epipterygoid. The parasphenoid is short and narrow. The palate is almost completely roofed with bone, there being small palatal nostrils and sub-temporal fossae in addition to a very conspicuous iter-pterygoid vacuity. The palatine bears a large tusk, the marginal teeth in the upper jaw form a uniform unbroken series and exhibit an indefinite replacement. The lower jaw is built up from
ECTO-PTERYGOID
PTERYGOID
FIG.
4.—SKULL
OF
THE
COTYLOSAUR
SEYMOURIA
(AFTER
WATSON)
centra are small and perforated, the intercentra much reduced. All the ribs are single-headed. The remainder of the skeleton does not differ materially from that of Seymouria, which has been described above. :
The earliest and most primitive members
of the group of
mammal-like ‘reptiles belong to the order Pelycosauria. The most primitive members of this group, such as Varanosaurus and
Mycterosaurus are small, rather slender: animals, with elonbenes, dentary, splenial, post splenial, angular, sur-angular ‘on gated pointed heads. They had no visible neck, the shoulder the outer surface, the series of three ‘coronoids between the pre- girdle being placed behind, the skull. Khe body was long and the
184
REPTILES
tail even longer. Their skulls differ from those of the Captorhino- masseter muscles. In order to give room for this powerful develmorpha most obviously in that the dermal roof is no longer com- opment the side of the roof of the skull, formed by the jugal postplete, but is perforated by a large lateral vacuity which is orbital and squamosal, is bowed out, with the result that the bounded by the jugal. postorbital and squamosal bones. This open- quadrate and quadrato-jugal, being fixed in position by their ing serves to give room for the thickening of the masticatory articulation with the lower jaw, become detached from the side muscles, which necessarily occurs when they are shortened so as of the head and remain inserted in a depression on the front face to close the mouth. of the squamosal, within the temporal vacuity. At the same time Another important difference is that the supraoccipital bone be- they are somewhat reduced in size. comes so widened that, with the overlying interparietal and tabuThe enlarged masticatory muscles require a more extensive area of attachment on the lower jaw, to provide which the upper and hinder end of the dentary becomes free and grows upward. At the same time, the hinder half of the jaw, composed of the
surangular, angular, articular and prearticular bones, become con-
verted into a thin sheet by a lateral compression, and the lower border of the angular is notched, a special lamina of the bone being reflected over the outer surface of its posterior part. To this reflected lamina the lower edge of the tympanic membrane
FROM
WILLISTON,
“OSTEOLOGY
OF
REPTILES”
(HARVARD
UNIVERSITY
PRESS)
seems to have been attached. The palate, though it still has the posterior nares placed far forward, is advanced because it is very much vaulted, owing to the downgrowth of the maxillae on each side of it. Posteriorly, the pterygoids, with a parasphenoid held between them, form a narrow girder which connects the basisphenoid with the anterior part of the palate. The stapes still articulates with the quadrate. The brain case is incompletely ossified in front of the point of exit of the fifth cranial nerve. The branches of that nerve pass on each side of the rod-like epipterygoid, and the cerebral hemispheres are enclosed in a single ossification homologous with the sphenethenoid of a frog. Cynognathus has advanced beyond Scymnognathus in that the face has become deeper and more rounded, and the nostrils larger. The temporal vacuity has enlarged so that it is bounded above by the parietal, and this bone is drawn up into a deep sagittal crest which allows of longer temporal muscles. The quadrate and quadrato-jugal have become greatly reduced in size, but retain their position and function. The coronoid process of the dentary has increased enormously, and now overlaps the rest of the lower jaw so greatly that it has
FiG. 5,—SKULL OF THE CALYLOSAUR, DIADECTES; (A) LEFT SIDE WITH LOWER JAW, (B) FROM ABOVE lar, it forms a plate on the hinder surface of the skull, which reduces the post-temporal fossae to very small proportions. nearly, but not quite, acquired an independent articulation on the The only important changes in the post cranial skeleton are squamosal., that the neural arches become light and narrow, the neural spines The hinder part of the lower jaw, though still retaining all its high, and the articulation faces of the zygapophyses are obliquely constituent bones, has become so small that it seems inadequate placed. to resist the very great stresses to which it might be subjected From such animals a series of short evolutionary lines arose, during feeding. The reflected lamina of the angular is still preswhich led to the development of some extraordinary forms in ent in the form of a slender downturned process. which the neural spines from the head to the root of the tail The palate has changed greatly, the original roof of the median become immensely elongated, and, in some cases, provided with area is still present in part, but it is concealed from view by a seclateral processes like the yard-arm of a ship. These animals, ondary palate exactly like that of a mammal, which is formed Dimetrodon and Naosaurus, must have been of grotesque ap- by ingrowths from the maxillae and palatines. By this change the pearance, one with a huge head with great piercing teeth, the posterior nares are driven so far backward that they open beother with a very small head with crushing dentition, each with hind the cheek teeth, and the animal became capable of breathing a crest, as high as its own length from head to the root of the whilst the mouth was full of food undergoing mastication. The tail. Animals so specialized naturally had only a short range in ectopterygoid is greatly reduced, and the posterior part of the time, they only occur in Lower Permian rocks, but the latter pterygoid, the quadrate ramus, has vanished altogether, its place ranged from Czechoslovakia to Texas. being taken by a process which grows backward from the root of More conservative members of the group gave rise to a number the epipterygoid. of reptilian orders whose remains have been found in the Middle The side walls of the brain case have become bony by a widenand Upper Permian rocks of Europe and South Africa, and in ing of the upper end of the epipterygoid, now recognizable as the the Trias of South Africa, Asia and North America. The most homologue of the mammalian alisphenoid. This arrangement inimportant of these orders, the Theriodontia, included the ancestors volves the inclusion in the cranial cavity of a space, the cavum of the mammals, and its members exhibit a series of stages which epiptericum, which in most other reptiles lies outside the cranium. seem to bridge the structural. gap between a Pelycosaur and a By a continuation of changes in the same direction as those which mammal very completely. converted a Gorgonopsid such as Scymnognathus into the CynoSome of these changes are illustrated by a comparison of the dent Cynognathus, a primitive mammalian structure is easily skulls of Scymnognathus and Cynognathus. reached. The skull of Scymnognathus, a Gorgonopsid, differs from that The face changes little, a disappearance of the internarial procof a primitive Pelycosaur in that in it the whole head is flattened, esses throws the bony nostrils into one, the prefrontal and post: the temporal vacuity, instead of facing laterally, is directed up- orbital disappear, and the orbit becomes confluent with the temward and is greatly increased in size; this change implies that poral fossa. | the muscles which close the mouth had changed, an originally Further growth of the dentary leads to the development of a tather simple mass splitting up inte pterygoidal, temporal and new temporo-mandibular joint between that bone and the squa-
185
REPTILES
mosal, and the quadrate and hinder part of the jaw, freed from | ally laid, when they are surrounded by a coat of albumen and a
any function in connection with the jaw, become available as auditory ossicles. The stapes persists, little changed, the quadrate,
shell which is often calcified. Cleavage is meroblastic, a primitive streak is not formed, the embryo is surrounded by an amnion and an allantois is developed. Cotylosauria. Archaic reptiles in whieh the Super-order.
long period, becomes the tympanic, and the surangular disappears.
eus roof of dermal bones.
further reduced in size, becomes the incus. The articular is the malleus, and the prearticular its processus folianus. The angular, +o which the tympanic membrane has been attached for a very This account of the origin of the mammalian auditory ossicles
is confirmed by the mode in which those bones develop in every
mammal; indeed, all marsupials are still born in a stage in which the lower jaw still moves on the old reptilian joint between the incus and malleus, and the musculus tensor tympani still functions as a jaw muscle. The palate of Cynognathus requires very few modifications to
hecome typically mammalian. The already minute ectopterygoid vanishes, the great flanges of the pterygoids, which exist to ensure the accurate closure of the mouth, become unnecessary when the new temporo-mandibular joint is established, and vanish, and the posterior ramus of the alisphenoid becomes the tympanic
temporal region of the skull is completely covered by a continu-
Stapes either articulating with the
quadrate or ending in a tympanic notch. Lower jaw usually with more than one coronoid. Presacral vertebrae (except in Pantylus) with very heavy neural arches with horizontal zygapophysial articular faces. Ribs one or two headed. No ossified sternum. Abdominal ribs sometimes present as fine bony rods. Shoulder girdle with scapula and precoracoid at least, a coracoid usually present
in addition. Cleithra usually, clavicles and an interclavicle always present. Humerus with (usually) a screw-shaped head, short and with widely expanded extremities. Pelvis, plate-like, the suture between the pubis and ischium extending from the acetabulum to the middle line, Order x. Seymouriamorpha. Cotylosaurs in which the skull
greatly resembles in all external features that of the Embolomerous ocess. The skull of Scymnognathus is connected to the complex atlas Labyrinthodonts, the dermal bones are sculptured and the otic by a single condyle composed of the basi and exoccipitals, that of notch extends far forward below the tabular and supratemporal,
Cynognathus has a mammal-like pair of exoccipital condyles.
More serious modifications have to be made in the ear region and brain case. The opisthotic and pro-otic of Cynognathus house only part of the inner ear, the summit of that organ lying in the
so that the quadrate slopes backward. Stapes ending in the otic notch. Fenestra ovalis low down on the cranium, below the level of the base of the brain. Intercentra present and very large, ribs one or two headed. Only one sacral vertebra. Shoulder girdle
supraoccipital. In mammals, the whole lies in a single bone, the periotic. The mammalian periotic is a much smaller bone than the
without coracoid or cleithrum, limbs primitive. l Upper Carboniferous to Upper Permian. Families, Seymoupro- and opisthotics of a cynodont, and, unlike them, it is compara- riidae, Kotlassiidae. Order 2. Captorkinomorpha. Cotylosaurs in which the otic tively unimportant as a buttress for the squamosal. None the less, it is not impossible to homologize the different regions of the notch has been obliterated by a movement backward of the upper end of the quadrate. Dermosupraoccipitals and tabulars, when two sets of structures. The post-cranial skeleton of Cynodonts shows a similar resem- present, restricted to the occipital surface. Stapes articulating blance to that of mammals, some of the more important features of the evolution being discussed in the section Locomotion of this article. Thus we know in considerable detail the evolutionary stages which lie between the structure of an embolomerous amphibian and that of a mammal. Unfortunately, we can trace no such ancestry for the birds. We are certain that they sprang from a group of reptiles very remote from the mammal stock, but we are still faced by a considerable gap. Classification.—The
classification
of reptiles is necessarily
based on skeletal characters, and is still in a state of flux. The existing divergences of view are not very important; they relate to the phylogenetic position of a few orders, and do not seriously affect the main outline. Class Reptilia.—Tetrapodous vertebrates, which breathe air throughout their life. The body temperature is variable. The heart possesses a sinus venosus, two auricles and a ventricle incompletely or completely divided into two; there is no conus arteriosus. Both systemic arches persist. The red blood corpuscles are nucleated, oval and biconvex.
The kidney is a metanephros,
and there is an allantoic bladder, in most forms. There is a cloaca, which in living reptiles is divided into a series of regions. The skin is either naked or covered with scales, never with feathers or hair. It includes very few glands, always placed in special situations, and not generally distributed. The skeleton is ossified. The skull comprises a cranium, of cartilage bones, and an extensive series of bones, which, dermal in origin, sink in and become membrane bones in the later forms. The occipital condyle is single or
double. The lower jaw articulates with a quadrate bone and is
built up of a number of bones. There is a rod-like columella auris. The vertebrae consist: mainly of centra and neural arches, intercentra, when present, being small. Ribs occur on all precaudal vertebrae, those in the thoracic region joining to form a sternum
in the mid-ventral line.
The pectoral girdle, when fully developed, includes at least a
scapula and precoracoid, clavicles and an interclavicle. The pelvic girdle, except in one or two cases, articulates with two or more
sacral ribs, The limbs are primitively pentadactyle and the phalan-
geal formula 2, 3, 4, 5, 3 or 4.
Fertilization is internal, the eggs are large and yolk laden, usu-
FROM
“CONTRIBUTIONS
FROM
THE
WALKER
MUSEUM,
CHICAGO
UNIVERSITY”
FIG. 6.—-SKULL OF PELYIOSAUR MYCTEROSAURUS; WITH LOWER JAW, (B) SKULL FROM ABOVE
(A)
RIGHT
SIDE
distally with the quadrate. Brain case behind the incisura prooticum short and high, fenestra ovalis ventrally situated. Intercentra usually present. One or two sacral vertebrae. Shoulder girdle with both precoracoid and coracoid. Cleithrum present or absent. Limbs primitive, though sometimes slender. Lower Permian. Families Captorhinidae, Pantylidae, Limnoscelidae. Order 3. Diadectomorpha. Cotylosaurs in which the otic notch is enlarged by a movement forward of the lower end of the quadrate, dermosupra occipitals .and tabulars when present on the
REPTILES SQUAMOSAL
JUGAL PREVOMER
Paaie
|
ECTO-PTERYGOID
BASIOCCIPITAL
PARIETAL
SUPRAOCCIPITAL
FIG.
7.—SKULL
OF PLACODUS;
(A)
LEFT SIDE,
(B)
FROM
upper surface of the skull, the latter overhanging the otic notch.
Stapes ‘terminating freely in the otic notch. Brain case long, fenestra ovalis placed at about the middle of its height. Intercentra usually present. Two to four sacral vertebrae. Shoulder girdle with a scapula alone or with three cartilage bones. Cleithrum usually present. Humerus always with expanded ends but often
of
advanced
structure.
Ilium
sometimes
backwardly
ABOVE,
(C)
FROM
BELOW,
(D)
OCCIPUT
(AFTER
BROLI)
Order 2. Deinocephalia. Theromorpha in which the pter7goids are attached to the basisphenoid by an immovable joint. The basioccipital and basisphenoid are produced downward below the occipital condyle as a thick sheet of bone. The quadrate is unreduced and the quadrato-jugal is on the lateral surface. The shoulder girdle in early forms has the glenoid cavity borne only to a very slight extent on the precoracoid, but it is screw-shaped; in later forms this structure disappears and the glenoid cavity is restricted to the scapula and coracoid. The limbs are of modernized type. The pelvis is plate-like, the ilium being attached to four sacral ribs.
directed. Lower Permian to Middle Trias. Families: Dzadectidae, Poriasauridae, Procolophonidae. Super-order Theromorpha (or Anomodontia). Mammal-like reptiles. Reptiles in which the temporal region of the skull is perMiddle Permian. Families: Tapinocephalidae, Titanosuchidae. forated by a single vacuity, bounded primitively by the postorbital Order 3. Dromcsauria. Small Theromorpha in which the facial and squamosal, but enlarging so that the parietal and jugal also region of the skull is very short, the temporal fossa is bounded enter its borders. Cranium short and high behind the incisura above by the postorbital and squamosal and the zygomatic arch prooticum, fenestra ovalis below the level of the base of the brain. is reduced to a narrow rod so that the quadrate and quadratoStapes articulating with the quadrate. The lower jaw, and espe- jugal project below it. Shoulder girdle with the glenoid cavcially its hinder end, laterally compressed, the angular in all ex- ity on the scapula and coracoid, precoracoid large. No cleithra. cept, perhaps, the most primitive forms, with a notch in its lower Pelvis plate-like. Limbs very long and slender, digital formula border. 2, 3, 3; 3; 3A pro-atlas present, the neural arch of the atlas usually a pair Upper Permian. One family only. ' of bones, which, with the intercentrum, rest on the anterior end of ‘Order 4. Dicynodontia (or Anomodontia). Theromorpha in a trefoil-shaped odontoid. Vertebrae with slender neural arches which the preorbital part of the skull is very short, whilst the with oblique articular faces, centra notochordal or deeply amphi- temporal vacuity is greatly enlarged. The latter is bounded above coelous. Intercentra usually present, at any rate in the cervical by the postorbital and squamosal. The quadrate and quadratoregion, ribs always two-headed anteriorly, usually single-headed jugal are reduced, and rest in a recess in the front face of the lower posteriorly. An ossified sternum sometimes present, abdominal end of the T-shaped squamosal, which is widely expanded laterally ribs present as slender rods in primitive forms. Pectoral girdle so as to form a sheet in the plane of the occipital surface. The with scapula, precoracoid and coracoid in all forms (except one, pterygoids are rigidly fixed to the basisphenoid, and are not proVaranops), clavicle with expanded lower end, and interclavicle a duced into transverse flanges. The premaxillae are fused and wide flat sheet. Cleithra usually present, but small. Pelvis very toothless, the maxillae may have a large canine or a series of variable, plate-like in primitive forms, with an obturator foramen small cheek teeth, or both, or be toothless. A horny beak like in later types. Ilium, directed forwards, vertically, or backward. that of a tortoise was always present. The articular of the lower Two to seven sacral vertebrae. Limbs exhibiting all stages of ad- jaw always has the unique feature of a convex articular surface. vance from primitive cotylosaur-like organs to a pro-mammalian Intercentra are absent except in the atlas and axis. The tail is condition. Digital formula primitively 2, 3, 4, 5, 3 or 4 reduced short. The glenoid cavity is entirely, or almost entirely, restricted to the scapula and to the coracoid. There is an acromium on the to 2, 3, 3, 3, 3 in later forms. | vs der 1. Pelycosauria. Primitive Theromorpha in which the scapula which also shows the beginnings of a mammal-like scapupterygoids articulate with the basipterygoid processes of the lar spine. There is an obturator foramen in the pelvis. The limbs are basisphenoid by a movable joint. The quadrate is relatively large and. the quadrato-jugal forms part of the lateral surface of the short and powerful, the track wide, and the digital formula 2, skull. The shoulder girdle has a screw-shaped glenoid cavity 3: 3: 373n Upper Permian to Middle Trias. Division into families not yet shared by the scapula, coracoid and precoracoid, and the limbs are primitive. The pelvis is plate-like. carried: out. . oa ‘Order 5. Theriodontia. Theromorpha in which there is 2 differen: Bpper Carboniferous and Lower Permian. Families: Polios&uridae; Ophtacodontidae, Sphenacodontidae, Edaphosauridae, tiation of the dentition into incisors, canine and cheek teeth. ' The Caseidac,. Bolosauridae, Palaeohatteridae. ee? OP face is.usually long, the temporal fossa, short'in primitive forms,
REPTILES
187
elongated in the more advanced types, the parietal entering into |Archosauria, and in addition contains a number of animals which belong to short-lived unsuccessful side branches. its border. Order 2. Crocodilia. Archosaurs usually of medium or large Quadrate and quadrato-jugal, fused, much reduced and carried in a recess on the front face of the squamosal. size, and adapted more or less completely to an aquatic habit. The Pterygoids forming great transverse flanges, behind which they skull is characterized most clearly by the fact that the quadrate suddenly contract to form a narrow girder extending back to the is very large, and lies at a very low angle with the horizontal. pasisphenoid. Palate at first with the large posterior nares placed The wedge-shaped otic cavity so formed is closed behind by a anteriorly, becoming vaulted, the air passage being finally cut off downgrowth of the squamosal, which, with the overlapping “ex-
from that for the food by a secondary palate. The dentary, always
extending above the surangular, in a free coronoid process. and their girdles variable.
Limbs
Sub-order zr. Gorgonopsia. Primitive Theriodonts, with the postorbital and squamosal meeting above the temporal fossa.
Single occipital condyle: No sub-orbital vacuities.
No secondary
palate. Scapula without acromion, plate-like pelvis, digital formula
(of hand) 2, 3, 4, 5, 3Upper Permian.
acromion. Pelvis with an obturator foramen.
tics or pterygoids. The vertebrae are amphiplatean or procoelous,
the ribs double-headed throughout the presacral part of the column,
Sub-order 2. Cynodontia. Advanced Theriodonts, with the parietal entering the temporal fossa. No sub-orbital vacuities. A secondary palate. Pair of exoccipital condyles. Scapula with
digital formula 2, 3, 3, 3, 3-
occipital” reaches the quadrate. The tympanic membrane lies some distance below the outer surface, and the external auditory meatus can be closed by a muscular flap. The elongated face is chiefly formed by the maxillae, the external nostrils, usually confuent in the bony skull lying quite anteriorly. There is always a secondary palate, the choanae lying posteriorly between the pala-
Limbs modernized,
the dorsal ribs articulating entirely with the neural arch.
The coracoid is elongated, clavicles are absent; and the sternum is unossified. The ilium is a small bone supported by two sacral ribs, and the pubis is excluded from the acetabulum. The hand is five-fingered, the foot has the fifth toe reduced to a stump of its metatarsal.
Lower Jurassic (Upper Trias) to Recent. Families: Teleosauridae, Metriorhynchidae, Dyrosauridae, Gontopholidae, Libycosuchidae, Pholidosauridae, Stomatosuchidae, Gavialidae, Crocodilidae. It is not improbable that the Crocodilia sprang from the family Erpetosuchidae of the order Thecodontia. Order 3. Saurischia (Deinosauria parts) Archosauria, with a parietal forming part of the temporal fossa. Large sub-orbital well-developed preorbital vacuity. The neck is sharply marked off from the trunk. The presacral ribs are two-headed, and the dorsal vacuities, a secondary palate. Single occipital condyle. ribs articulate only with the neural arch. Clavicle and interLower to Upper Trias. Order 6. Thalattosauria. A group of marine reptiles, still incom- clavicle are lacking, the coracoid is short. There are three or more pletely known, but perhaps allied to the Pelycosauria. If so inter- sacral vertebrae. The pubis and ischia form diverging rods, primipreted they may be defined by the following characters :—Skull tively the pelvis is plate-like, but the bones separate from one with a very elongated face formed by the maxillae and premaxillae, another in later forms. The acetabulum is perforate. The fore nostrils dorsal and immediately in front of the large orbit, nasals limb is shorter than the hind, and the femur moves in a plane small. The large temporal fossa is entirely lateral and is bounded parallel to the animal’s length. The body is thus held well above above by the postorbital and squamosal. Quadrate large. A supra- the ground, and the animal is often bipedal. Sub-order Theropoda. Carnivorous Saurischia, in which the temporal present. Parietals short and wide. Vertebrae with biconcave centra which are short cylinders, ribs single-headed. Scapula dentition consists of a single series of the codont, laterally comand coracoid incompletely ossified. Humerus with expanded ends pressed teeth in the premaxillae and maxillae. The cervical vertebrae may be opisthocoelus. The fore limb Is often very much and a twisted shaft. Radius and ulna short flattened bones. smaller than the hind, and the animals are usually bipedal. The Upper Trias. Super-order Archosauria (Diaptosauria). Reptiles in which the hand tends to be reduced to the first three fingers, which are temporal region of the skull is perforated by two vacuities, the provided with powerful claws, and the foot becomes functionally upper of these, the supratemporal fossa is bounded by the parietal, tridactyl and symmetrical about the third toe. Middle Trias to Upper Cretaceous. supratemporal, squamosal and postorbital the lower, the infra-. Families: Hallopidae, Podokosauridae, Coeluridae, Compsogtemporal fossa lies between the postorbital squamosal, quadratonathidae, Ornithomimidae, Plateosauridae, Zanclodontidae, Anjugal and jugal bones. The brain, at any rate in the later forms, is completely enclosed chisauridae, Megalosauridae, Spinosauridae. Sub-order Sauropoda. Herbivorous Saurischia, usually of giganby bone, a pair of latero-sphenoids surrounding the cerebral hemispheres and stretching back to have a suture with the pro-otic. tic size. The skull is extremely small, and the dentition feeble. The epipterygoid forms no part of the wall of the cranial cavity. The cervical and many or all the dorsal vertebrae opisthocoelic, The fenestra ovalis lies half way up the wall of the brain case. Accessory articulating faces are developed in the neural arch of the dorsal vertebrae. The dorsal centra are excavated laterally, There is always a distinct neck, often of eight vertebrae. _ The pectoral girdle contains a scapula and precoracoid on each so that they may be reduced to mere shells of bones. The animals are quadripedal, and walk on the ends of the metaside, the true coracoid never appearing. Cleithra are never present. The sternum usually ossifies from a pair of centres. The limbs are podials, both feet are five toed, but some of the digits have a never of the primitive Cotylosaurin character, and are often very reduced number of phalanges and most lack claws. Middle Jurassic to Upper Cretaceous. Families: Cetrosauridae, highly modified. The digital formula is 2, 3, 4, 5, 4 OT 3. Order r. Thecodontia, Primitive Archosauria in which a supra- Allantosauridae, Camarosauridae, Diplodocidae, Titanosuchidae. Order 4. Ornithischia (Deinosauria pars). Archosauria of herbitemporal, tabular and interparietal may be present in the skull. 4 preorbital vacuity may be present or absent. The ribs may have vorous diet. The preorbital fossa is usually small or absent, the nostrils very large. The quadrate, unless secondarily fixed, is one or two heads and a sternum if ossified is paired. lavicles and an interclavicle are always present, the pelvis is movable, a spherical head on its upper extremity resting in a cup in the squamosal. Premaxillae usually toothless, and covered with plate-like, and there are only two sacral vertebrae. Upper Permian to Upper Trias. Families: Eosuchidae, Phy- a horny beak, which opposes a similar structure carried by a tosauridae, Pseudosuchidae, Erythrosuchidae, Erpetosuchidae and special predentary bone in the lower jaw. Posterior end of the dentary raised into an upstanding coronoid process. The pubis others not yet defined. This order is, in a sense, artificial, it includes the ancestors, for bifid, a prepubic process stretching forward along the belly, and the’ greater part unknown, of the remainder of the orders of a posterior part passing downward and backward parallel to the Top of the Permian and Lower Trias. Sub-order 3. Therocephalia. Primitive Theriodonts with large temporal vacuities into whose border the parietal always enters. Large sub-orbital vacuities. No secondary palate or vaulting of the mid line of the anterior part of the palate. Single occipital condyle. Upper Permian. Sub-order 4. Bauriamorpha. Advanced Theriodonts, with the
REPTILES PREFRONTAL
PREMAXILLA
MAXILLA
PALATINE
INTER-PARIETAL
BY COURTESY
OF
THE
ZOOLOGICAL
SOCIETY
OF
LONDON
FIG.
8.—SKULL
OF
THE
GORGONOPSID
REPTILE,
SCYMMOGNATHUS
A. Right side, B. from above, C. from below, D. occiput
ischium. Ilium elongated anteroposteriorly. Acetabulam perforate. Fore leg shorter than the hind, the animal being often bipedal. Hand usually pentadactyl, foot often tridactyl. Rhaetic to Upper Cretaceous. Super-family Ornithopodidae. Families: Hypsilophodoniidae, Camptosauridae, Ignanodontidae, Trachodontidae. Super-family Stegosauridae. Families: Scelidosauridae, Stegosauridae, Acanthopholidae, Polocanthidae. Super-family Ceratopsidae, with one family. Order 5, Pterosauria. Archosauria fully adapted for flight. The vertebrae and many long bones are hollow and, where occupied by air sacs, arising no doubt, like those of birds, by extension of the bronchi. Skull elongated, triangular in plan, and peculiar in that the quadrato-jugal excludes the jugal from the border of the infra temporal fossa. Teeth may extend throughout the jaws, be restricted to their anterior ends, or be absent altogether. Cervical vertebrae large, procoelous, and very freely movable, head carried nearly at right angles to’the neck. Dorsal vertebrae small, sometimes largely fused, sacrum of four to 10 vertebrae, tail either very short or greatly elongated and quite stiff. Scapula and coracoids elongated slender rods, the latter articulating with a large shield-shaped sternum. Clavicular arch absent. Ilium long, pubis and ischium fused with it and with each other, not meeting in a median symphysis. Prepubic bones present. Fore limb supporting a wing, which is formed bya fold of skin arising from the side of the body and stretched between the upper arm, fore arm and greatly extended fourth finger, and the hind leg. Fingers one to three, present and clawed. Sub-order Rhamphorhynchoidae. Pterosaurs, with a long tail, wing metacarpal short, fifth toe well developed. Upper Trias? Lower Lias to Upper Jurassic. Sub-order Pterodaciyloidae. Pterosaurs, with a short tail, wing metacarpal long, and fifth toe reduced or absent. Upper Jurassic to Upper Cretaceous. Families: Pterodactylidae, Ornithocheiridae. ; The birds, class Aves, are certainly descendants of Archosaurian
reptiles; had the group become extinct in Cretaceous time it would be regarded as an order equivalent to those listed above. The remaining reptilian orders cannot usefully be grouped into super-orders. Order Rhynchocephalia. Reptiles in which the temporal region is perforated by two fossae; the supratemporal fossa seems to differ from that of Archosauria in that the post frontal enters into its margin, whilst the infratemporal fossa differs ‘by the exclusion of the quadratojugal.
_ The preorbital part of the skull is short, and there is no preorbital opening. The fenestra ovalis is placed high in the skull. The dentary bears a single series of acrodont teeth which bite into a groove between the similar teeth on the maxilla and palatine, so that with use they acquire a wedge-shaped section. The vertebrae have amphicoelous centra, and all the ribs are single-headed. An unossified sternum is present. The shoulder girdle includes scapulae, precoracoids, clavicles and an interclavicle.
The pelvis has an ilium attached to two sacral vertebrae and directed downward in front. The pubis and ischia are plate-like in primitive forms, but diverge widely in later times. The limbs are pentadactyl, and the fifth metatarsal has a hook-shaped upper extremity. One group of Rhynchocephalia, the Champsosauridae, became highly adapted to an aquatic life in estuaries. Middle Trias to Recent. Families: Rhynchosauridae, Sauranodontidae, Sphenodontidae, Champsosauridae.
Order Squamata.
(The following account does not include the
characters of the reptile Pleurosaurus, which is, perhaps, a member of the order.) Reptiles in which the dermal roof of the temporal region is so far reduced that only a single temporal arcade, or none at all, remains. The quadrate is thereby freed so that it can move, its rounded head articulating with one or two bones which are connected with the parietal. If two bones be present the inner is firmly applied to the front face of the posterior wing of the parietal, and rests against and may even be firmly fixed by suture to the front face of the end of the paroccipital process. This bone is either the supratemporal or squamosal, or, very improbably, tabular. The outer bone is fixed to the lateral surface of the inner, often overlapping it on to the parietal; it stretches forward as the hinder part of the temporal arcade, and meets the postorbital and sometimes the jugal. This bone is either the squamosal or quadrato-jugal. In the palate the pterygoid no longer reaches the prevomers, and the whole is often very lightly constructed. The vertebrae are usually procoelous, but may be amphicoelous; there are two sacrals or none. Ribs are single-headed throughout. The shoulder girdle, if present and fully developed, consists of scapulae and precoracoids, often enlarged and notched or fenestrated, clavicles, an interclavicle and a sternum. The pelvis has a forwardly and downwardly directed ilium, the pubes and ischia are divergent rods. The limbs are pentadactyl primitively, but may be reduced or absent.
Sub-order Lacertilia (Lizards). Squamata in which a temporal arcade is usually present, and in which the two rami of the lower
189
REPTILES jaw are connected suturally at the symphysis. An epipterygoid is present in the normal position and the anterior part of the brain case is very little ossified. The pterygoid articulates with the basipterygoid process of the basisphenoid.
Upper Jurassic to Recent. Division Ascalabota. Section Gekkota.
Families: Ardeosauridae, Gekkonidae, Uroplatidae. Section Iguania. Families: Zguanidae, and Agamidae. Section Rhiptoglossa. Family Chamaeleonidae. Division Antarchoglossa. Section Scincomorpha. Families: Yantusiidae, Scincidae, Anclytropudae, Flylinudae, Dibamidae, Gerrhosauridae, Lacertidae, Tejidae, Amphisbaenidae. Section Anguimorpha. Families: Euposauridae, Varaniidae, Dolichosauridae, Aigialosauridae, Mosasauridae, Pygopodidae, Glyptosauridae, Helodermatidae, Anguidae, Xenosauridae, Anniellidae, Zonuridae.
Sub-order Ophidia (Snakes).
Squamata in which the temporal
arcade has completely vanished, and the quadrate is very freely movable. The pterygoids have lost all connection with the basi-
sphenoid, and the palate has become mobile, connected to the cranium only by ligaments and by its connection with the maxillae
and quadrate. Much of the palate and the maxillae may vanish in burrowing forms. The brain case is completely ossified, the
The pentadacty! limbs are large, and are more or less completely converted into paddles by a flattening and shortening of the radius and ulna and tibia and fibula, and an increase in the number of phalanges. The shoulder girdle consists of scapulae and coracoids, which meet one another in median suture. Clavicles are probably always present, an interclavicle usually so. The ilium is small, the pubis and ischium, though separated by an obturator foramen, are expanded into flat sheets of bone. A strong plastron of abdominal ribs is always present.
Sub-order r. Trachelosauria. A single, small reptile, with a long neck consisting of 20 vertebrae whose centra support twoheaded ribs. Dorsal ribs single-headed and articulating with the long transverse processes of the dorsal neural arches. Ilium and femur like those of a land reptile. Lower Trias. Sub-Order 2. Nothosauria. Sauropterygia in which the limbs are still incompletely converted into paddles, the elbow and knee joints still being flexible. Phalangean formula 2, 3, 4, 5, 3 Or 4. In the skull the opisthotic is enlarged distally, and articulates with the squamosal quadrate and pterygoid, so as to close the middle ear cavity behind. Clavicular arch powerful; coracoids
epipterygoid being absorbed into it. The two halves of the lower
jaw are loosely connected by an extensible ligament. The vertebral column is extraordinarily long, in one case con-
taming 565 vertebrae. Each vertebra has a procoelous centrum and a heavy neural arch, on which additional articulating faces, the zygosphenes, and zygantra, are developed. The single-headed ribs are long and are very freely movable antero-posteriorly; by such movements they cause the transversely widened ventral scales to catch the ground, and force the animal along. There is never any trace of a fore limb or its girdle. All three elements of the pelvic girdle may be present in one family, the Glauconidae, but m most this limb is entirely absent. Upper Cretaceous to Recent. Families: T-yphlopidae, Glauconiidae, Ilystidae, Uropeltidae, Boidae (boa constrictors), Xenopeltidae, Colubridae. As the last family contains nine-tenths of all known snakes it is subdivided into the series Aglypha (harmless snakes), Opisthoglypha (poisonous but little dangerous to man) and Proteroglypha (typical
poisonous snakes). Sub-order Pleurosauria. A small group of extinct reptiles including only one or two genera, which may be related to the Squamata; if so, these are not, as usually held, derived from the Archosauria. Aquatic reptiles with a very long body and lizardlike limbs partially adapted for swimming. Limb girdles of Lacertilian type. Skull elongated and depressed, quadrate short and immovable. There is a single temporal fossa, bounded below by a broad arcade composed of the squamosal, postorbital and jugal. There is no supratemporal, and the outer surface of the
rae
is covered by a quadrato-jugal.
Upper Jurassic. One
y. Order Sauropterygia (Plesiosauria). Reptiles which show a progressive adaptation to a marine life. Skull with a single temporal vacuity surrounded by the parietal, squamosal, postorbital and post-frontal, and therefore apparently homologous with the upper temporal vacuity
of Rhynchocephalia, and not with the single fossa of Theromorpha and Squamata. The single temporal arcade is formed almost entirely by the squamosal and postorbital, the jugal
being a small bone wedged in between the postorbital and the hinder end of the maxilla. A quadrato-jugal is absent. The
fenestra, ovalis lies high in the side wall of the brain case.
palate is primitive, the posterior nares
The
being anterior, and
the pterygoids reaching the prevomers. Except in Placodonts, the neck is long, often exceedingly so (76 vertebrae in Elasmosaurus), the back is long and the
tail short; there are usually three sacral vertebrae, but may be
more. The cervical ribs, though double-headed in early forms,
articulate only with the centra, the single-headed dorsal ribs supported entirely by the long transverse process of
the neural arch.
|
FROM
ANNALS
& MAGAZINE
FIG.
A. From occiput
OF NATURAL
9.—SKULL
OF
the right side, with
HISTORY
THE
(TAYLOR
AND
CYNODONT,
FRANCIS)
CYNOGNATHUS
lower jaw, B. from above, C. frem below,
D.
meeting in a short symphysis, which lies behind a line Joining the glenoid cavities. Ilium articulating with both pubis and ischium. Middle Trias, perhaps just appearing in. the Lower ‘Trias. Families not discriminated. Sub-Order 3. Plesiosauria. Sauropterygia im which the limbs are completely converted into paddles, with no freedom of movement at any joint; the number of phalanges in the five fingers and toes is increased, reaching 6, 13, 15, 13,q or more. The distal
end of the opisthotic is slender, resting on the hinder’ surface of
190
REPTILES
the squamosal. Clavicular arch, when present, reduced to flat | neural arches and ribs become continuous. The limb girdles sheets of bone, supported by the greatly enlarged acromia of the are unique, in that they lie entirely within the ribs. Skull withoy scapulae. Coracoids with a symphysis which extends forward any temporal vacuity, but the continuous sheet of bone which, in between the glenoid cavities. Ilium articulating only with the the primitive forms, overlies the temporal muscles may be ischium. Rhaetic to Upper Cretaceous. Families not yet dis- emarginated either from the back or from below, or from criminated. so that in extreme cases the squamosal may be left without conSub-order 4. Placodontia. Sauropterygia in which the skull nection with any other bones of the skull roof. The powerful has become modified to support great crushing teeth in the maxil- vertically-placed quadrate is then only supported by its abutment in the pro-otic opistbotic and pterygoid. Postfrontals and lachrimals are always, nasals usually absent,
and the external nares are confluent.
Except in Triassochelys,
the jaws are toothless, and they always support a horny beak. There is often a small secondary palate, not homologous with tbat of mammals or crocodiles, formed by extensions of the palatines and prevomers. The eight cervical vertebrae are so
formed that the neck is flexible, bending into a vertical loop in Cryptodeira, and into a horizontal S in Pleurodeira.
The dorsal vertebrae are ten in number, the first being free, or nearly so, from the shell, whilst the rest are fixed immovably
by their attachment to the neural plates of the carapace; the two sacral vertebrae are similarly attached. The posterior dorsal vertebrae are peculiar, in that each of their neural arches rests on two centra.
FROM “PROCEEDINGS” PEARSON
BY
COURTESY
FIG. 10.—SKULL AND LOWER NEMEYERIA, RIGHT SIDE
lae and palatines.
OF
THE
JAW
ZOOLOGICAL
OF THE
SOCIETY
OF
DICYNODONT
LONDON
AND
REPTILE
DR.
KAN-
Neck with eight vertebrae, the cervical ribs
articulating with both centrum and neural arch; dorsal vertebrae with concave-articulations, ribs attached solely to the neural arch. Limb girdles essentially like those of Nothosauria, fore limb somewhat paddle-like, but with the primitive number of phalanges, Femur like that of a land animal. A well-developed armour of
dermal ossifications both dorsally and ventrally. Middle Trias to Rhaetic. Order Ichthyosauria. Reptiles which are fully adapted for a marine life. The head is elongated, the neck short and the tail very long and powerful, provided with a terminal fin, which is the most important swimming organ. The limbs are paddles, they are never large, and the bind limbs may become very small. The skull has a single temporal fossa which is surrounded by the parietal, supratemporal (often called squamosal) postfrontal, and sometimes frontal. This opening thus appears to differ in its boundaries from all found in other reptiles. The deep, but usually very short temporal arcade is very largely formed by a bone, often called the supratemporal, which is, perhaps, the true squamosal; it contains also processes of the postfrontal and supratemporal, and a quadrato-jugal. The postorbital and jugal are narrow bones round the enormous orbit. The nostril lies immediately in front of the orbit, and the long rostrum is built up from the premaxillae and nasals. The biconcave vertebral centra are extremely short, and the neural arches feeble. ‘The ribs are two-headed at least anteriorly, and articulate solely with the centra. There is no sacrum. The hinder part of the, tail is downturned very slightly in Triassic forms, nearly at right angles in those from the Upper Jurassic, in order that it
The shoulder girdle consists of a scapula, whose acromian process is produced into a long rod lying horizontally, and approaching its fellow in all forms except Triassochelys, and a coracoid which form a curious pedunculate glenoid cavity. Cleithra are present only in Triassochelys. Clavicles and an inter. clavicle are entirely detached from the shoulder girdle and form part of the plastron. The ilium usually articulates, not with the sacral ribs, but with the carapace; the pubis and ischium are Jacertilian-like. The limbs are much modified, in order to reach the girdles which lie
within the shell, and to allow of their withdrawal in the more primitive forms. The fifth metatarsal is hook shaped. Both feet are pentadactyl, the phalangeal formula never exceeding 2, 3, 3, 3, 3, and being sometimes reduced to 2, 2, 2, 2, o. The shell, in its fullest development, consists of a dorsal carapace, built up from a median row of nuchal, preneural, eight neural and two suprapygal bones, and lateral rows, each of eight costals, articulating with the neurals, a variable development of supra marginals may occur secondarily; in their absence the costals articulate with a continuous chain of marginals which connect carapace and plastron. The plastron consists of three plates anteriorly, the epiplastra which are clavicles, and an entoplastron, the Interclavicle; a pair of hyoplastra, two pairs of mesoplastra, one pair of hypoplastra and one of xiphiplastra. The neural bones are co-ossified with the neural spines of the dorsal vertebrae, the costals with the ribs of the second to ninth dorsals. Sub-order Amphichelydia. Chelonia with no power of com-
pletely withdrawing the head within the shell, mesoplastra present, pelvic girdle not fused with the plastron. Families not yet
discriminated. Middle Trias to Eocene. Sub-order Pleurodeira. Chelonia : which withdraw the head sideways. Mesoplastra usually present, pelvic girdle fused with may support the lower lobe of a vertical caudal fin whose upper the carapace, and usually with the plastron. Families: Pelomelobe has an unossified skeleton. dustdae, Chelyidae, Miolanidae, Plesiochelyidae. i Jurassic to The shoulder girdle consists, of scapulae and coracoids which Recent. : meet in a powerful median symphysis between the glenoid caviSub-order Cryptodeira. Chelonia which withdraw the head ties, and a rigid clavicular arch. ‘The pelvis has a narrow ilium vertically. Mesoplastra absent, pelvic girdle never and pubis and ischia, separated by an obturator foramen, but the plastron. Families: Thalassemydidae, Chelydridae, fused with Testudiniexpanded inte great sheets ‘in Triassic forms. In both fore and dae, Cinosteriidae, Platysternidae, Cheloniidae, bind limbs the proximal one is very short and widened distally, Dermochelyidae, Dermatemydidae, Trionychtida Protostegidae, e. Jurassic to the remainder of the limb, in the later forms, being reduced to Recent. ° an
interlocking nidss'of polygonal bones. The number of fingers
is often Increased to seven or more, and the phalanges increase to
avery greatsntmber.
Middle Frias to Upper Cretaceous. Ichthyosanitidae.
Families:
There is a considerable number of small Palaeozoic reptiles
which do not fall into any of the 19 orders defined above. Of
these the more important are: Eosaurus from the Coal Meas-
ures of the United States, which may be Cotylosaurian; Eunotosaurus from the Permian of South Africa, which may Order! Chelonia. Reptiles in which the trunk is enclosed in be an ancestor of theUpper Chelonia: Broomia from the Upper Permian a sell! built up from a series of dermal bones, with which the of South Africa, which may be an ancestral lizard; and AraeosMixosauridae,
r
'
IQI
REPTILES
celis, from the Lower Permian of Texas, which has also been | clavicular arch. This consists of pairs of cleithras and clavicles and an interclavicle. Each cleithrum is firmly attached to the front regarded as a lizard ancestor. Limbs and Locomotion.—The Lower Permian reptiles of all
groups possess limbs which either belong to a definite characteristic type or are clearly simple derivatives of it.
In all of them a distinct neck is absent, the body is of circular section, although variable in length, and the tail is usually of
considerable size. The fore limbs were attached to the body immediately behind the head, the upper arm lies parallel to the ground, and was
capable of being moved backward and forward only. The elbows were thus pointed directly outward. The forearm lay nearly
parallel to the principal plane of the animal, and made a very
small angle with the ground. The wrist was large in comparison
with the forearm, and the hand possessed five somewhat spread-
ing digits. The hind leg was attached to the body at a considerably
higher level than the fore leg. The thigh projected freely from the body, almost at right angles, and the lower leg made a wide angle with it, indeed the stiff knee could not, in many cases, be bent to a right angle. The ankle joint was flexible, and the five
toes greatly resemble the fingers of the same animal. As the large head makes the load larger than that on the hind, the foot. ree animals, like the lizards threw their backbones into lateral
carried by the fore legs rather hand is generally larger than
edge, and sometimes to the upper end of the scapula. The clavicle is firmly attached to the front face of the lower end of the cleithrum and has no contact with the scapula; its lower end is turned inward so as to underlie the thorax, and is usually widened, its lower end underlying the lateral margin of the interclavicle. The interclavicle is usally a thin flat bone, with a widely expanded anterior end, and a narrower shaft projecting posteriorly under the sternum, which is unossified. The whole girdle was held in position by muscles, the serrati passing from the ribs to the inner surface of the scapula and by others, sternomastoids and cleidomastoids passing from the head to the clavicular arch. Posteriorly, the coracoid is attached to the ventral surface of the abdomen. ` The humerus of these reptiles has its extremities very much widened and placed nearly at right angles to one another. The articular surface of the head is screw-shaped, and fits the glenoid cavity so accurately that the bone cannot be rotated, and is restricted to a to-and-fro motion along a definite track. The widened proximal end allows the muscles which pass from the humerus to the ventral part of the animal, the pectoral and coraco-brachials, to have a mechanically favourable insertion. The widened lower end of the humerus similarly secures a
and salamanders of to-day, waves as they walked. Their
procedure was as follows:—When the animal is standing with
its right fore leg advanced to the greatest possible extent, and the right hand on the ground, the head is turned to the left, and the left hand lies near to it but is ready to be lifted. The trunk is thrown over to the right side and the base of the tail to the left. This body flexure implies that the right hind leg is turned somewhat backward and the left hind leg is directed forward. The left hand is then lifted from the ground by movement at the elbow, and carried forward not only by a movement of the upper arm on the shoulder girdle and a straightening of the elbow, but alsa by a bending of the backbone so that the head becomes directed to the right. This movement of the back involves a corresponding twist of the pelvis, which brings the left hind leg to its backward position, and makes it necessary to lift the right foot from the ground. The right hind leg is then swung forward by motion, mainly at the hip far ahead as possible. During whole, has travelled forward raised. Its movements agree
QUADRATEO-JUGAL
joint, and the foot placed down as these movements the animal, as a and the right hand is ready to be exactly with those of the left, and
it is followed in turn by the left hind foot. Thus the animal progresses with a waddling gait, the head and bedy being constantly thrown from side to side of the line along which the animal is moving.
The feet are moved one at a time,
so that the animal is never standing on less than three of them, and are placed wide apart. This mode of walking must have extremely slow and clumsy; measurements suggest that a reptile about a yard in length, without the tail, must have made a track 15 in. in width, with a stride of some 6 or 8 inches. Fossil materials enable us to trace the steps whereby the later reptiles gradually improved their modes of walking, until on one
line, they became like the more primitive mammals, walking with their hodies raised high above the ground, the feet brought in
towards the middle line and the stride long, whilst along a second course they became bipedal, striding along on their hind legs, with their heads raised high in the air.
The nature of the skeleton and musculature which is associated
with the primitive type of locomotion is as follows:—The shoulder girdle consists of the pair of primary elements, each of which is in the most primitive forms, Seymouria and Varanops,
essified as two bones, the dorsal scapula and ventral precoracoid. The glenoid cavity has a characteristic shape in that its articular surface Is a rather narrow screw-shaped strip of a cylinder whose axs 1s nearly vertical. The glenoid cavity is shared nearly equally by the two bones. The two halves of the primary shoulder do not touch one another in the mid line ventrally; but
ave held in position with respect to one another by the powerful
FORAMENS FOR CRANIAL NERVES
PARIETAL
SUPRA-OCCIPITAL
TABULAR
FORAMEN FOR CRANIAL NERVE
SQUAMOSAL PAROCCIPITAL
BASI-OCCIPITAL
FIG. 11.—SKULL OF THE PRIMITIVE THECODONT, YOUNGURA A. Right side, B. from above, C. from below, D. occiput
favourable insertion for the flexor muscles which pass from it to the palmar surface of the hand and forearm, and take the whole weight of the anterior part of the body. The lower end of the humerus bears a hemispherical boss on its front face, with which the head of the radius articulates, and a cylindroid articulation on its end which fits into the sigmoid notch of the ulna. The distal ends of the radius and ulna are
widely separated; they articulate with the four bones: radiale, intermedium, ulnare and pisiform, of the proximal row of the carpus. The middle row of the wrist: usually consists of only two
102
REPTILES
bones, the centralia, one of which forms part of the inner border, | articulates only with the astragalus, whilst the fibula impinges on both astragalus and fibulare or calcaneum. The calcaneum i always in direct contact with the fourth and fifth (if present)
whilst the other separates the intermedium from the distal row. This consists of five bones, of which the fourth, which articulates with the ulnare, is the largest. The metacarpals articulate directly with the corresponding carpals and the number of phalanges is 2, 3, 4, 5, 3 respectively. This ensures that the ends of the fingers lie in a straight line at right angles to the animal, when the hand is placed on the ground. j The pelvis is attached to the vertebral column by the sacral ribs, which vary in number in Lower Permian reptiles from one PREFRONTAL LACHRYMAL NASAL PREMAXILLA
MAXILLA
BASIOCCIPITAL.
QUADRATE
distal tarsal, wbilst the astragalus is separated from the first three
distal tarsals by a row of two or more, usually one, centrale, the mammalian navicular. There are primitively five digits, the fourth being the longest. The phalangeal formula is 2, 3, 4, 5, 4.
The great majority of the changes which take place in the structures of these limbs during the evolution of ‘the reptiles cap be explained by a consideration of the mechanics of the structures
under modified conditions of locomotion. In the line of the mammal-like reptiles, and also in some of the other forms, the first change which takes place in the shoulder girdle is the addition of a bone, the coracoid, to the two existing in the primary shoulder girdle. These animals then acquire a pectoral girdle which resembles the pelvis in that the facet for articulating the proximal bone of the limb is carried almost equally on three bones. The glenoid cavity at first retains its screw shape, the humerus being restricted in its motion to an excursion along an arc lying nearly parallel to the ground Gradually, as an integral part of the whole process whereby these animals acquired a more rapid and less clumsy gait, the plane of this glenoid cavity becomes twisted round, so that the humerus moves freely in a dorso-ventral direction and the elbow is no longer directed outward, but is drawn in toward the side of the body, nearly to the stage in which it exists in the more primitive mammals. This change results in the restriction of the glencid cavity to the scapula and coracoid alone, the precoracoid no longer contributing to it. Concurrently with this change, the humerus took up a more vertical position, so that the muscles connecting it with the coracoid could become smaller, in part because the forces they had to exert were actually reduced and, in part, because their insertion became more favourable. Thus the coracoid and precoracoid suffer steady reduction compared with the scapula. Finally, in order to secure a larger surface for its attachment, one muscle, which serves to support the animal’s weight and to drive the humerus downwards, migrates on to the inner surface of the
scapula, the tendon by which it is attached to the humerus passing over a notch in the front border of the scapula below the point at which the clavicle is attached to that bone. In this way a defnite acromium becomes established, and the upper part of the anterior border of the scapula becomes recognizable as the
homologue of the spine of a mammalian scapula. The. most important change in the clavicular arch is the gradual reduction and final complete disappearance of the cleithrum. The other bones sink in from their original position in the skin, so FROM POMPECKJ AND HUENE, “GEQLOGISCHE UND PALAEONTOLOGISCHE ABHANDLUNGEN” that they become surrounded by muscles on all sides, but other(GUSTAY FISCHER) wise they suffer comparatively little change during the evolution FIG. 12.—-SKULL OF THE DINOSAUR, PLATIOSAURUS of the mammals. A. Right side with lower jaw, B. from above, C. from below, D. occiput The great changes in the position of the fore limb during the to four. It consists of three pairs of bones, the ilia, pubes and development of the mammal-like reptiles necessitate correspondischia. These meet in a triradiate suture, so that each supports ing modifications of the structure of the humerus and other limb about one-third of the acetabulum, with which the head of the bones. Of these, the most striking is the gradual narrowing of femur articulates. The pubis and ischium of the same side are the two ends of the humerus and their rotation until they become firmly united by a continuous suture and the two halves of the nearly parallel. pelvis articulate continuously, so that the whole structure is In the hand, the number of phalanges in the third and fourth usually described as plate-like. The femur is a straight bone, fingers is reduced to three, so that the formula becomes that with the articular face of its head placed on the end of the shaft. characteristic of mammals, 2, 3, 3, 3, 3. It is evident that this The condyles at the distal end are only slightly curved, well change is associated with a new pose in which the third finger, separated and placed at such an angle as to suggest that the knee which becomes the longest, lies parallel to the mid line of the could neither be extended into a straight lirfe nor flexed beyond animal and the others are symmetrically placed on each side of it. a right angle. In the pelvis, the most important changes are a widening of The tibia is a bone with an expanded upper end, and is always the upper part of the ilium associated with an increase in the shorter than the fibula, which is unusually massed. At their number of vertebrae in the sacrum, and the development of an lower ends the two bones are widely separated. The tarsus, in one obturator foramen, a gap lying in the suture between the pubis case (Seymouria) has a proximal row of three bones, the tibiale and ischium. i intermedium and fibulae, corresponding with those of the carpus, The femur so changes its shape that it can lie with the knee but in nearly all other reptiles and their descendants, the mam- directed as much forward as outward, and the lower leg become mals and birds, the intermedium is no longer found as an inde- capable of much freer movement. At the same time the astragalus
pendent bone, even during development, and has fused with the and calcaneum shorten so that the tibia and fibula rest partly tibiale ta form an astragalus. As a result of this fusion the tibia on their upper surface, thus forming an ankle joint which is on
REPTILES
193
the way to a mammalian structure and the phalangeal formula of | arose by an increase in the length of the hind legs, and concurrent reduction of the arms. They became predominantly bipedal, a the foot becomes reduced to 2, 3, 3, 3, 3. The non-mammal-like reptiles exhibit so many different types habit which necessitates the raising of the body so far above the of adaptation that a full analysis of the structures of their limbs ground that the whole animal balances about the pelvis. This pose is impossible;indeed, it has not yet been systematically attempted. can only be attained if the thighs are turned in until they lie Some of the main types of life are here discussed with reference parallel to the body of the animal, and the feet are placed on the line which marks the middle of the track. Such an arrangeto a particular case. Nondescript.—The majority of lizards and Rhynchocephalia ment ensures that the body need no longer be thrown from side exhibit a simple modification of the mode of locomotion found in to side, as it is in all more primitive reptiles. A further result is that, as the powerful muscles which are used the most primitive reptiles. In them the body and tail are thrown into lateral waves, which pass steadily backward so that each for propelling the animal forward no longer press the heads of point along the back swings from side to side across the animal’s the femora into the acetabula, this depression no longer needs a track as the creature moves forward. The hands and feet are floor and becomes perforated. At the same time, in order to widely separated, the body only just raised off the ground, and lengthen the muscles attached to them and thus enable the leg only one foot is moved at a time. In detail there is much variety; to swing through a larger arc, the pubis and ischium, both both fore and hind feet may be much everted, so that the first elongated, stretch downwards and away from one another, digits point forward and the toes increase in length from one to meeting only at the acetabulum. The reduction in size of the forefour, so that when in the natural position their claws end on a limb, which occurs because it is no longer required to carry the straight line at right angles to the body. In some cases, however, weight of the body, results in a reduction and final loss of the the fingers are directed forward and the hand is nearly symmetri- clavicular arch, and in a reduction in size of the precoracoid. Subcal about the third finger, and even the foot is less asymmetrical sequently, certain carnivorous dinosaurs increased greatly in size than in the more primitive forms. Nevertheless, these animals and became quadripedal again, retaining in many parts of their skeleton features which arose during the bipedal stage in their always retain the original phalangeal formula. These animals have a primary shoulder girdle consisting of ancestry. The long limbs which are necessary for a bipedal cursorial life, a scapula and precoracoid, the glenoid cavity has lost all trace of the screw shape of primitive reptiles and permits considerable involve elongated feet. These are secured by lifting the heel enfreedom of motion. In the larger and more advanced lizards the tirely off the ground, so that the animal walks on the ends of the anterior part of the scapula and coracoid is much enlarged, and metatarsals, the toes stretching out along the ground as they do in birds. As the foot is placed directly under the body it tends to these bones are perforated by fenestrae. The clavicles have an expanded, and sometimes fenestrated, become symmetrical about the middle third toe, and rapidly lower end, and the interclavicle is usually cross-shaped. There is becomes either functionally or actually tridactyl. The hand, which a large sternum, which is usually calcified although not ossified, serves as a grappling hook for catching the prey, is reduced to three fingers, all provided with claws, that on the thumb becoming with whose antero-lateral borders the precoracoids articulate. The pelvis of these reptiles is of very characteristic pattern, very large indeed in the latest forms. The other group of dinosaurs, the Ornithischia, pursue a somethe ilia are narrow rods with an expanded lower end which contributes to the acetabulum. It slopes downward and forward and what similar course of modifications; they also become bipedal, is firmly held by its articulation with the two sacral ribs. The some of them secondarily returning to a quadripedal life. But in pubis and ischium are separated by a large obturator foramen them the extension of the pubis and ischium into long downwardly which, in many cases in the bony skeleton, is confluent with that directed rods, which is necessary to afford suitable muscle attachdf the opposite side. The hind limb presents few features of in- ments, takes place in such a way that the pubis acquires two terest, but it may be noted that a patella is sometimes present, branches, one directed downward and forward, the other directed and that most of the motion at the ankle-joint takes place between backward so that it lies parallel to the ischium. The early stages the two rows of tarsals and not, as in mammal-like reptiles, of this arrangement are not known, but it persists throughout the whole group. between the tarsus and lower leg. Flight.—One group of lizards, the genus Draco, has the habit One universal and unexplained feature of the hind foot of these reptiles is that the fifth distal tarsal is absent, and that the upper of living in trees and of passing from tree to tree by making great end of the fifth metatarsal has moved up into contact with the calcaneum, and has become much widened so that the whole bone
is hook-shaped. As a result, the fifth toe tends to be widely separated from the other four. This feature occurs in Rhynchocephalia, Thecodontia, Crocodilia, Dinosauria, Squamata, and Chelonia, and has been held to imply a close relationship between these orders. Cursorial Progression.—The only group of non-mammal-like reptiles which became highly adapted for rapid progress on hard land was the .Dinosauria. They arose from. Thecodonts whose general body proportions and gait generally resembled those of certain lizards. These animals possessed slender scapulae and small precoracoids, clavicles and interclavicle were present, and there was, in some cases, a sternum with a single pair of ossifications. The fore limb was slender, the hand small and with five fingers. The pelvis had an ilium which was antero-posteriorly aee
extended, but so low that the acetabulum lay on the level of the
vertebrae. The pubis and ischium were plate-like, but much elon-
gated and directed largely downward.
The hind legs were much
longer and more massive than the fore, a condition made possible to a quadripedal animal by the presence of a long tail, which acted as a counterpoise to the body. Although it is certain that
these animals had a straddling gait, it is probable that the feet
Were placed unusually near to the middle line and the feet were
not so asymmetrical as those of most lizards.
From such reptiles the Saurischia, the carnivorous dinosaurs
BY COURTESY OF THE GEOLOGICAL SURVEY, DEPARTMENT OF MINES, CANADA FiG. 13.—SKULL AND LOWER JAW OF THE ORNITHOPODOUS KRITOSAURUS
leaps, whose length is made by flaps of skin and are supported by scarcely flight in any
DINOSAUR
extended by the presence of a parachute, which project from the sides of the body the much elongated ribs. Such gliding is true sense, it cannot be maintained by
any action of the animal whilst in the air, and its extent is limited by the speed acquired at the original jump and by the height of the point of departure. A similar gliding habit, carried out without any elaborate mechanism by a mere concavity of the ventral surface, is exhibited by certain arboreal snakes from Borneo. ‘The only reptiles which have acquired true flight were
194
REPTILES
the extinct Pterodactyls. There are two series of the animals, in one of which the tail is extremely short and probably functionless, whilst in the other the tail is a very long stiff rod bearing a horizontal fin at its hinder end. The presence of this fin renders the maintenance of the bedy on an even keel much easier than it can have been in the tailless forms. The wing of every pterodactyl consists of a fold PREMAXILLA MAXILLA
DENTARY
of skin surrounding the whole of the elongated digits. The Plesiosaurs carried this principle to its limit; in them each limb is a rigid oar, flattened and widened distally, circular ip
section where attached to the body. It was feathered when brought
forward, then turned so that its broad plane was vertical for the swimming stroke. The crocodiles, the semi-marine lizard Amblyrhynchus, and the sea snakes are the living exponents of the second mode of swimming. In them the powerful tail is laterally flattened, and is swung from side to side so that a series of waves passes along its
length. The limbs are used for steering and for maintaining sta-
bility in the water. The only groups of reptiles which have formed a caudal fin are the Ichthyosaurs and the marine crocodiles of the family Metriorhynchidae. In each case the end of the vertebral column is suddenly turned down so that it passes into the lower lobe of a forked fin whose upper lobe is supported only by non-
ossified structures. These animals show a reduction of the limbs,
the pelvic limb of Ichthyosaurs and the pectoral limb of the croco-
diles being reduced to a tiny paddle. Limblessness.—Many lizards belonging to unrelated families, but chiefly of burrowing or sand living habits, exhibit a reduction of limbs associated with an elongation of the body. The process
takes place gradually, all stages being known in one or other form between normally developed limbs and their complete absence. In snakes the reduction is always complete in the case of the fore limbs, whilst the hind limbs may be represented by a clawlike spur on each side of the vent. In some cases all three bones of the pelvis and the femur may be present. Normally, all trace of limbs, except for a rudimentary nerve plexus, is lost. Skin.—The fact that the reptiles were originally distinguished from the amphibians by their more completely terrestrial habits, implies that in them the skin had become capable of withstanding desiccation, and the serious wear to which it became exposed. FIG. 14,—SKULL OF A CROCODILIAN, THE ALLIGATOR; (A) LEFT SIDE, The skin of amphibians is maintained in good condition by a WITH LOWER JAW, (B) FROM ABOVE, (C) FROM BELOW, (D) OCCIPUT coat of mucus, poured out from glands which lie all over it; that (AFTER ANDREWS) of reptiles is dry and covered by a watertight layer of horn, very of skin which is supported by the greatly extended fourth finger well adapted for resisting abrasion. The horny layer, though and by the hind leg; it may or may not bave connected the hind continuous, is not of the same thickness throughout, but is divided legs together, either directly or by passing on to the base of the into specially thickened areas, the scales which are connected by tail. The structure of the fore limbs, which enabled these animals flexible regions. The scales may be flat, fitting together like a to perform automatically the many carefully-adjusted movements mosaic or separated widely, or they may be prolonged backwards which are necessary for flight, is so strictly determined by me- so that they overlap and are overlapped by others, like slates on a chanical considerations that it is practically uniform in all known roof. The scales often have a definite arrangement, which is used species of the group. in the classification of Squamata. In all of them, the scapula is an elongated narrow rod of bone The skin, as in other Amniotes, consists of a compound squamwhich may articulate with the neural spine of the dorsal verte- ous epithelium which rests on a corium built of connective tissues. brae. Its lower end forms the upper half of the glenoid cavity and The actual scale consists of the keratinized outer layers of the is fused with the coracoid. This bone is elongated and straight, epidermis, its thickness is increased by additions to its inner surits distal end rests in a groove in the front of the large sternum, face, and it grows in area either all round or at one end. The so that it is enabled to take directly the stresses resulting from area of the scale is always raised by a special papilla of the the powerful wing muscles. The humerus is short, and the radius corium, which may project so far that the scale overlaps that and ulna lie parallel to one another. The carpus consists of three behind it. The scale is colourless, its transparency allowing the bones, with the distal of which the wing metacarpal is articulated, pigment in the cutis to show through. so that it can revolve on its axis. The main joint at which the The outer layer of the keratinized epithelium is worn away wing was folded lay between the metacarpal and first phalanx. in crocodiles and Chelonia, but in the Rhynchocephalia and SquaThe movements at the elbow and wrist are.inseperably connected, mata it comes away either in flakes or, in some lizards and snakes, and serve to alter the camber and angle ‘of attack of the wing, in one piece. Such cast skins exhibit perfectly the continuity thus enabling the animal to fly at varying speeds. It is interesting of the horny skin, which in them even covers the eyes. This procto note that a successful aeroplane, with an unusual range of ess of shedding the skin is facilitated in some or all of these flying speed, has been designed:on lines suggested by the tailless reptiles by a special mechanism which allows the head to be dispterodactyls. Rae + tended with blood. The papilla of the corium which fills the centre Swimming.—Two extreme modes of swimming are open to a of each scale may, in crocodiles, some lizards and many fossil tetrapod. It may convert its limbs into paddles by whose actions reptiles, be ossified as a bony scute. it rows itself through the water, or it may use its tail as a proThe carapace and plastron of the Chelonia consist essentially
peller, either flathening it and causing waves to pass along its of such scutes. Each ossifies in the corium, the bone finally length or producizig a fin at the extreme tip, which can be used occupying nearly the whole thickness of that layer, leaving only like a screw propeller. Both types are found in reptiles. a thin sheet of connective tissue to support the peritoneum, and a The Chefonia include amongst the fresh water tortoises a num- similar sheet containing pigment cells below the epidermis in ber of animals which swim well with limbs which, except fox the which the horny shields are developed. The originally dermal webbing of the toes, are much like those of a land animal. But ossifications of the carapace extend so far down into the body of in.‘tHe marine turtles and in the fresh water Carettochelys from the animal that, in the end, they completely surround the middle New Guinea, the limbs are transformed into paddles,’ mere bags parts of the ribs, which first calcify and are then ossified by ex-
REPTILES tension of membrane bone from the scute.
_
195
there is a pair which open by longitudinal slits on the inner sides
Theriodont dentition is heterodont and mammal-like. The tooth crown may be elaborated into a crushing mechanism, in Placodonts, some Ichthyosaurs, and very effectively in the Trachodont dinosaurs, where several successive series of teeth are in use at one time, forming a splendid triturating surface, in Cotylosaurs, Theromorpha, and even, though imperfectly, in some lizards. The peculiarly specialized fangs of poisonous snakes are described in the article on these animals.
of the lower jaws, and another pair lie within the lips of the cloaca; these are present in both sexes. Crocodiles possess also a row of small sac-like glands without external openings along each
Chelonia, it is a short, broad, fleshy structure attached to the floor of the mouth over a large area. In crocodiles, a fold on
Most of the glands found in the skin of reptiles are scent glands,
which give to these animals their characteristic odour of musk, a these glands a which has, no oF 7 ee es
; d, multicellular structures opening by a pore on the ae their secretion is set free by disruption of cells.
The musk glands have the following distribution :—In crocodiles
ide
of the back.
E Chelonia there is a pair of inguinal glands opening near the hypoplastra, and sometimes an anterior pair similarly related to the hyoplastra. Sphenodon has a pair of cloacal glands. Lizards have cloacal glands and, in addition, in certain forms there are tbe so-called femoral pores, which extend along the lower and hinder surface of the thigh to pass on to the belly in front of the cloaca. They are present in, both sexes, but best developed in
males. Each pore opens in the middle of a scale and leads into a canal which ends in a pocket with many shallow diverticula. The cells of the walls of these become detached, filling up the lumen of the gland and duct, and forming a rod which may project beyond = surface of the E It is possible that these structures are of
Muscular
assistance In copulation.
System.—No
useful
account
of the muscles
of
reptiles can be given here, the functional effects of those used in locomotion are described in the section Locomotion. Body Cavity.—The body cavity of reptiles is always more or
less completely divided into sacs. A completely closed pericardium is always present. In lizards, a post-hepatic septum built up by special folds of the mesentery and suspensory ligament of the Ever, may reach the ventral surface and bring about an almost complete division of the peritoneal cavity into two. In
snakes, similar folds enclose the two lobes of the liver and the stomach in separate sacs. In Chelonia, the lungs lie above a fold of peritoneum which reaches the liver, excluding them from the general cavity. In crocodiles, there are two pleural cavities and a combination of other folds connected with the liver forms a complete transverse partition separating the pericardium, lungs and liver from the rest of the peritoneal cavity. This sheet is muscular, and probably functions in respiration like the nonhomologous mammalian diaphragm. Digestive System: Teeth.—The teeth of reptiles may be found on the pre-maxillae, maxillae, on all the bones of the palate, and on the dentary and coronoid bones of the lower jaw. Individual teeth are generally simple cones with a conical pulp which produces dentine and an enamel cap. They may be set in sockets (thecodont) or fused to their supporting bone (acrodont or pewodont). In the majority of reptiles they are shed periodically, and replaced as often as necessary. In reptiles, the marginal teeth of both jaws appear to belong to two series, whose members
Tongue.—A tongue is present in all reptiles. In crocodiles and
the hinder margin of the tongue engages with a similar structure of the palate, so as completely to separate the air passage from that for food. In lizards the tongue may be flat, broad and not protrusible; it may be narrow, cylindrical and capable of being extended out of the mouth, or its cylindrical anterior half may telescope into the posterior portion, so that the whole can be projected far in front of the snout. This last type reaches its climax in the chameleon (g.v.).
Buccal Glands.—The only salivary gland of universal occur-
rence in reptiles is a sub-lingual. Upper and lower labial glands occur only in lizards and snakes, where they are arranged in rows between the lips and the teeth. The poison glands of the lizard Heloderma, and of the snakes, are special developments of such upper labial glands. They are described in the article SNAKE. Gut.—In Chelonia, Sphenodon, lizards and snakes, the oesophagus passes gradually into the stomach, which is, in them, usually spindle-shaped, with its openings widely removed from one another. In crocodiles, the stomach is placed more transversely, the opening of the oesophagus and the pylorus being approximated. This stomach is an oval sac whose proximal portion is very muscular, recalling, in its arrangement, the gizzard of a bird; indeed, it customarily contains pebbles used for triturating food. The pyloric end of the stomach is distinct. The stomach always contains gastric glands.
DIGIS
WITH CLAWS META CARPALS
PTEROID BONE
SUPPORT OF WING MEMBRANE
RADIUS AND ULNA HUMERUS
akernate with one another, and in primitive forms were functonal alternately.
RNUM, CREST NOT SHOWN
Thus, in these animals two teeth are usually separated by an
pty emplacement in which a new tooth will arise, the original pair being shed together when it has grown to its full size. When
PREPUBIS
the original teth have been shed a new dental papilla passes outward from the lingual side to the empty
produces a new tooth.
ISCHIUM
socket and there
{AFTER H. vow MEYER)
In crocodiles this process has already
before the tooth is shed, so that these new tooth Gowns may often be found in the pulp cavity of the original
teeth. ‘Sphenodon, and some other recent reptiles with acrodont leeth, exhibit no replacement after maturity has been reached.
FIG. 15.—PTERODACTYLUS
SPECTABILIS
FROM THE LITHOGRAPHIC
STONE
A pyloric valve usually exists, and the duodenum is not usually sharply marked off from the rest of the small intestine; only in Tot mammal-like reptiles in their various orders show all stages crocodiles does it form a loop round the pancreas as it does in w thè reduction of tooth change from the primitive unlimited birds and mammals. The walls of the mid gut are usually thrown acement of all teeth to a mammalian condition in Cynodonts, into folds or. ridges, but seem to contain few or no glands. the ‘incisors, canines and pre-molars are replaced once .There is usually or always an ilio-colic valve separating the mid a = animal’s life, and the molars, when once formed, are from the hind gut; immediately beyond this the latter gives rise to a caecum in some lizards and snakes, The rectum ends in a aa dentition of reptiles is usually homodont, that is,’ uniform cloaca which is usually of elaborate structure. ‘Tegularly .varying from front to back, of the jaw, but the - Cloaca.—The cloacal opening leads into a proctodeum, a cham-
196
REPTILES
ber whose walls give origin to the copulatory organ or organs in an additional cloacal chamber, the coprodeum , which Serves fry the male, and their representative in the female duct to the pair the storage of faeces. of anal glands; the peritoneal canals when present open into it. Urogenital System.—The kidney of an adult reptile is al Copulatory organs are absent in Sphenodon, in Squamata they a metanephros, discharging by a single ureter. The kidney Thay are a pair of papillae capable of being protruded through the be elongated and its surface furrowed, or it may be a smal lateral ends of the transverse cloacal slit, and of being retracted, compact organ. The urine of Cheloni a and Crocodi being turned inside out by the contraction of special muscles that which is voided by snakes and lizards contains lia is fluid crystals of
insoluble urates, an arrangement which prevents waste of Water in these animals, which often live in very arid surroundings,
FROM WILLISTON, PRESS)
“WATER
REPTILES
OF THE
PAST
AND
PRESENT?
(UNIVERSITY
FIG. 16.-——SKULL OF THE RHYNCHOCEPHALIAN, SPHENODON; SIDE, (B) FROM ABOVE, (C) FROM BELOW, (D) OCCIPUT
OF
(A)
CHICAGO
LEFT
derived from the tail musculature. Each has a groove on its lateral surface which extends on the wall of the cloaca nearly to the opening of the vas deferens. In crocodiles and Chelonia, a median unpaired penis arises from the ventral wall of the proctodeum; it can be erected through the activities of corpora cavernosa, and is then extruded through the anterior end of the longitudinal cloacal slit. The dorsal or posterior surface of the penis is furrowed by a deep groove, which is probably converted into a canal during erection. The groove leads backward to the openings of the seminal ducts. The proctodeum is separated by a ridge which is, in effect, a sphincter, from the urodaeum, into which the ureters, vasa deferentia, oviducts and bladder open. A bladder is found in Sphenodon, Chelonia and most lizards; it is absent in all other reptiles. The urodaeum is partially subdivided in many reptiles; in snakes a dorsal recess receives the ureters and gonoducts; in crocodiles they open into the dorsal side of the urodaeum, whilst in Chelonia they discharge directly into the neck of the bladder. In Sphenodon, lizards and snakes, the oviducts open rather dorsally, in crocodiles and Chelonia ventrally, the vasa deferentia having a similar opening in all forms. The urodaeum is, in some aquatic Chelonia, produced into a pair of their walled sacs on the dorsal side, which are constantly filled and emptied of water, thus serving as accessory respiratory organs. In all reptiles except crocodiles and Chelonia there is
The ovaries are always paired, and large owing to the Size of the yolky eggs. Interstitial tissue is small in amount. The Oviducty have independent funnel-shaped ostia, and are usually provided with glandular walls which secrete the albumen and shell. Insome viviparous forms they can combine with the faetal membranes ty form a placenta. The elongated testes are connected with ar epididymis of mesonephric origin. _ Respiratory System.—aAll reptiles breathe by lungs. These are always produced by the elaboration of a median ventral ougrowth of the pharynx. The glottis lies immediately behind the tongue and is sometimes protected by a rudimentary upstanding epiglottis. There is a larynx, supported by arytenoid and cr. coid cartilages, there being no thyroid cartilages; muscles passing from the laryngeal cartilages to the “hyoid” enable the glottis to be opened and closed. There are often vocal chords, which give to Sphenodon, crocodiles, some tortoises and lizards a voice, usually a grunt or squeak. The trachea is often long and its cavity is kept open by cartilaginous rings. The bronchi may be very short in Sphenodon or very long in tortoises. The lung is very variable in its structure; it may be almost as primitive as in Amphibia or become comparable to that of a bird. In Sphenodon and snakes the cavity of the lung is single, but the walls are divided up into a series of cells by upstanding ridges or septa. In some lizards certain of these septa elongate so that the original single sac begins to be cut up into lobes, each with cellular walls. In crocodiles, this process has gone on so far that the lung is definitely divided into a number of chambers each of which receives a number of wide side canals, the parabronchi, in whose walls lie the alveoli. In Chelonia this process has gone so much further that the whole lung is spongy, the alveoli, through whose walls the whole of the respiratory exchange takes place, being connected with an irregularly branched series of bronchial tubes. Not only is the actual structure of the lung altered in this way, but reptiles show an advance over the Amphibia in an increased size of the lung resulting from the development of a special anterior projection, the prebronchial part, which, very small m
Sphenodon, becomes much more extensive in more advanced rep
tiles. In chameleons, long, hollow non-respiratory process of the lungs pass backward among the viscera; they are important 33 morphological forerunners of the air sacs of birds and Ptert dactyls. In elongated legless reptiles one of the lungs is usually reduced, and may be absent.
The mode of respiration in Reptilia is not well known. In all
except the Chelonia, movements of the ribs may be expected to
‘draw air into the lungs, whilst the muscular post-hepatic diz phragm of crocodiles is, no doubt, used as is the comparable structure in mammals. In Chelonia, and probably also in other reptiles, air is actively forced down into the lungs by movements
of the floor of the buccal cavity brought about by the hyoid and its musculature. In Chelonia, the protrusion and withdrawal from
the shell of the neck and legs gives a pumping action which, by
creating a virtual vacuum, draws air into the lungs. . Vascular System.—The heart of reptiles lies in the thoracic region, usually between the lungs. There is a sinus venosus, at least in most, which opens by a valve guarded slit into the right
auricle. Right and left auricles are completely separated, and open independently into the ventricle or ventricles.
edge of the interauricular
septum
is expanded
The lower
laterally into,
usually, very large right and left membranous valves, which direct
the arterial blood to the left, the venous to the right side of the
ventricular cavity. The ventricle is incompletely, or, in Crocodilia, completely divided by an upstanding ridge into right and ‘Jef
REPTILES is no halves. Except for a possible relic in Sphenodon, there arise arteries hree T . truncus a of nor sus arterio trace of a conus one round twisted then are independently from the ventricle, and That vessel . another one cross they that So rope, a like another arch, the whose origin is most to the right is the left systemic right systemiconext is the pulmonary arch, and the third is the of this arcarotid, from which arise both carotids. As a result a partially from arises arch ary pulmon rangement, in Chelonia the
197
into the left auricle. The venous blood is returned to the heart by the pair of precaval, and single postcaval veins which open into the sinus venosus. The branches of the precavals come from the head and fore limb, the subclavian often receiving an azygous vein from the anterior part of the body wall which represents part of the embryonic posterior cardinal. Nearly the whole of the blood which
cavum separated cavum pulmonale, and the two systemics from a blood the by systole during ed travers be to venosum, which has
from the left auricle, which is originally discharged into the es, cavum arteriosum on the left side of the ventricle. In crocodil the right systemico-carotid alone leaves the left ventricle, whilst both pulmonary arch and left systemic come off from the venous right ventricle: but in them the left and right systemics are connected by a special opening, the foramen of Panizzi at the point where they cross. Although it has been shown by the electrocardiograph that the nature of the contraction of the heart in tortoises is much as in mammals, very little is known of its general physiology. ‘Arterial System.—The pulmonary arch soon divides into two branches, one to each lung; in Sphenodon and some lizards it gives off a paired laryngotracheal artery which is a relic of a
PREMAXILLA
FIG. 18.—SKULL
OF THE LIZARD CHAMYDOSAURUS
A. Right side, B. from above, C. from below, D. occiput
enters the heart through the postcaval has previously passed through one of the portal systems. The renal portal system drains the tail, and part of the hind limbs, the afferent renals arising from the bifurcated anterior end of the caudal vein and the iliacs. The efferent renals open into the postcaval, whose hinder end is formed by them. The supra renal portal system consists of a series of afferent veins which come from the body wall; the efferents discharge with the gonadial veins into the postcaval. The hepatic portal system includes the series of veins from the gut, which form the true hepatic portal vein and also the median anterior abdominal vein, which is originally formed by a fusion in the middle line of pelvic veins, themselves built up from the iliacs and a series of vessels from the hinder part of the body FIG. 17.——-SKULL OF A TORTOISE, TESTUDO wall of the abdomen. The anterior abdominal passes along in a A. Left side, B. from above, C. from below, D. occiput mesenteric sheet in the ventral part of the body cavity to enter Urodela structure. The systemic arches unite to form the dorsal the liver and there receive the hepatic portal or a branch from liver passes by the aorta; from one or both of them arise coronary arteries to the it. Finally, the whole of the blood in the hepatic veins into the posterior cardinal. heart. From the right come off both subclavians, and the left Lymphatic System.—Definite lymphatic canals are well deusually gives off a coelic branch. The carotids may arise indein reptiles; those of the head unite into thoracic ducts veloped pendently from the right systemico-carotid, or may be formed by the branching of a single primary carotid. In snakes the right which open into the innominate veins. There is a pair of pos| terior lymph hearts discharging into the iliacs. čarotid is usually much reduced or absent. Blood.—The red blood corpuscles are oval, biconvex and nuVenous System.—The venous system is exceedingly compli-
cated, differing in details in the four orders but with a common
cleated; they are larger than those of birds and mammals, smaller
ground plan. The pulmonary veins pass straight from the lungs than those of Amphibia.
a.
pees
198
REPTILES
“Ductiess Glands.”—A
spleen is constantly present in rep- |mammals.
The nasal cavity finally opens to the palate by th
tiles, placed near the stomach or within the loop of the duodenum | internal nostril, which may be carried far back by the formatign behind the pancreas. The reptilian thyroid is a median structure | of a secondary palate.
placed somewhere on the ventral surface of the trachea.
POSTFRONTAL POSTORBITAL
PARIETAL SQUAMOSAL, JUGAL
QUADRATE Fic. 19.—-(A) SKULL AND LOWER JAW ‘OF PYTHON (NON-POISONOUS), (B) SAME FROM ABOVE, (C) LEFT SIDE OF SKULL AND LOWER JAW OF RATTLESNAKE (POISONOUS)
dorsal extremities of the fourth and fifth pouches. A variable series Of epithelial bodies, either dorsal or ventral, is present, and there is an ultimobranchial body of the left side, at any rate, in lizards. ' Nervous System: Sense Organs—Skin. Tactile corpuscles are found in the cutis of all reptiles. In crocodiles a group of them lies at the bottom ofa pit, filled with non-conified cells near the anterior border of each of the large ventral scales. In Chelonia they lie in the thin layer of connective tissue between the epidermal scutes and the bony shell. In certain Agamids some of the scales of the dorsal surface bear long rod-like projections and are surrounded by nerve endings so that they may function
as specialized tactile organs as do some mammalian ‘hairs. is clear
that some
sense
buds being probably on the tongue.
of taste exists,
a
the
| i
Jacobsen’s organ is, in Chelonia, a mere diverticulum ofi |
There are two pairs of thymuses in Sphenodon and lizards, | ventral part of the nasal cavity. In Squamata it becomes derived from the second and third pharyngeal pouches in the independent chamber, separated from the nasal cavity by the latter. In snakes there are usually two pairs derived from the septomaxillary bone; it then has a special opening to the palate and may be very highly developed, receiving a large proportie of the olfactory nerve fibres. Its function is clearly to smel food after it has been taken into the mouth. Jacobsen’s organ soon vanishes in crocodiles. A special nasl gland is developed in the concha of reptiles, and the naso-lachr. mal duct opens on the lateral wall of the nasal cavity. Eye.—The eyes of reptiles are normally provided with movabk upper and lower eyelids, and a nictitating membrane which x usually transparent and can be drawn across the cornea. Th nictitating membrane may vanish in some lizards; in snakes i is permanently drawn across the eye, fuses with the remnant of the upper eyelid, and has a cornified scale on its outer surface, which is shed with the rest at ecdysis. In some desert lizards the lower eyelid has a transparent window in the middle and is fused with the upper. In chameleons there is no nictitating membrane, and the upper and lower eyelids fuse, leaving only a small hole the size of the pupil. There ar Harderian, conjunctival and lachrimal glands, whose secretion i discharged into the nose and palate by the naso-lachrimal duct. The sclerotic coat of the eye ball often contains a ring of sup. porting ossicles, the cornea is convex. The crystalline lens is supported in a capsule by ciliary muscles, and accommodation can be carried out over a wide range. The iris is usually brightly-coloured, and the pupil can contrac either to a circular or a slit-like condition. The pupilary reflex to light is usually difficult to evoke. The retina is built up of
Taste.—It
|
taste
PRE- ARTICULAR SURANGULAR
: FROM “CONTRIBUTIONS
FROM THE WALKER
MUSEUM,
CHICAGO
UNIVERSITY"
FIG. 20.—SKULL OF THE PELYIOSAUR, SPHENACODON;
' Smell.—The sense of smell is well developed in all recent | WITH LOWER JAW, (B) FROM ABOVE
4
(A) RIGHT SIDE,
reptiles, although it was much reduced or absent in the later | small elements, both rods and cones being present in some forms,
Pterodactyls. rods or cones alone in others. The retina, like that of birds; ofte The external nostril, often provided with a valve, leads into | contains pigmented oil granules, yellow, red, green, and, i
a short vestibule, which opens out into the true olfactory cham- | Chelonia, blue and violet. Nutrition of the contents of the eye
ber, whose wall is lined with the sensory epithelium which con- | ball is secured, in many reptiles, by the presence ‘of a pecten, & tain the olfactory cells. The area of the surface of this epithelium | pigmented vascular projection, at first conical and when more is increased by the presence of a ridge, the concha, which stretches highly developed fanshaped which arises from the fundus. A
ito the cavity from the outer side. In crocodiles there is an | pecten is absent in Sphenodon and rudimentary m Chelonia: In additional concha, and there are reasons for believing that in | snakes its place is taken functionally by a vascularization of the }Cynodonts, ethmo- and naso-turbinals were developed as in| choroid. In chameleon there-is 2 racula'ind ‘fossa ‘like that’sf
|
| | | : I t
REPTILES birds or primates.
The eyes of reptiles are always laterally di- |
1909
The cranial nerves of reptiles differ from those of living Am-
rected, but can be moved through a small arc of about 20°. | phibia in the absence of all trace of the lateral line system, They possess the normal series of six eye muscles and a retractor except the auditory nerve, in the presence of a spinal accessory bulbi in addition. Reptiles appear to possess a colour sense, but nerve XI. and in the fact that the hypoglossal nerve XII. passes out through the exoccipital bone. accurate observations are lacking. Brain.—The reptilian brain is larger proportionately than Pineal Eye.—In Sphenodon and lizards the epiphysis of the brain lies in a foramen between the parietal bones, and is covered that of an amphibian of the same size. The cerebral hemispheres
hy a transparent scale. It ends in a vesicle whose outer wall is iens-shaped. whilst the lower surface is a pigmented retina.
It
ORBIT
appears to exhibit no perception of light. The immense size of
the pineal foramen in some fossil reptiles suggests that the pineal eve was functional in them.
QUADRATE
” Bar.—All reptiles have an inner and middle ear, an outer ear
being present in crocodiles and the extinct Cynodonts. The inner
ear is more advanced than that of Amphibia in that the utriculus is connected to the swollen sacculus by a duct from which the endolymphatic duct rises. There is a lagena which, in crocodiles, becomes much elongated and provided with a rudimentary organ of Corti seated on a basilar membrane. The endolymphatic duct ends blindly, usually within the skull, but in Geckos is extended into a sac under the skin of the neck. There is a special perilymphatic duct which forms a closed tube
definitely associated with the lagena.
In crocodiles this begins
to form definite scalae comparable to those of the mammalian cochlea.
The cavity of the middle ear is formed by an upgrowth from
PTERYGOID
the first visceral pouch; in Sphenodon and lizards the cavity communicates with the pharynx by a wide opening, in Chelonia
FORAMEN MAGNUM
by a narrow Eustachian
tube.
In crocodiles
the Eustachian
tubes of the two ears meet and form a duct running in a special canal between the basisphenoid and basioccipital to open in the middle line just behind the choanae; lateral branches from the
duct pass in canals between the basisphenoid and the pterygoids up into the supraoccipital and cranial roof, there enlarging into
air spaces which again communicate with the tympanic cavities. Finally, a tube rising from each cavity leads air down into the quadrate and lower jaw. The history of this elaborate arrange-
BY COURTESY OF THE CARNEGIE MUSEUM FIG. 21.—SKULL AND LOWER JAW OF THE ICHTHYOSAUR OPHTHALMO.SAURUS; (A) LEFT SIDE, (B) FROM ABOVE, (C) FROM BELOW
are pointed and usually pass gradually into the olfactory lobes. Their hinder ends are free and often project posteriorly so as to conceal the diencephalon. In Sphenodon and in Chelonia the whole of the upper surface of the hemisphere, from the hippocampus on the inner surface to the lateral face, is covered by a pallium, devoted to the sense of smell. This layer of cells then turns inward from the surface, and lies on the top of the corpus striatum, forming a hypopallium. In lizards, and especially in crocodiles, the dorsal surface of the hemisphere becomes less and less nervous until, in birds, it is a by a rod, whose inner end is an ossified columella or stapes, whilst mere membrane playing no part in the functioning of the brain. the mossified outer end is the extra columella. This is small and In these reptiles the hypopallium becomes broken up by a penesmple in Chelonia, absent in snakes, where the end of the stapes tration of nerve fibres, loses its pallial appearance and becomes articulates with the quadrate, and in Amphisbaenans. In lizards, assimilated to the corpus striatum. Thus, presumably in these the extra columella has a dorsal process attached to the end of the animals, and certainly in birds, behaviour is controlled and paroccipital process, and often detached, a ventral process applied memory exercised by a part of the brain quite different from to the quadrate, and a plate for insertion in the tympanic mem- that which fulfils these functions in mammals. In some reptiles, brane. The whole structure is of hyoidean ‘origin, and the hyoid at any rate, the first trace of the neopallium, which is the importarticulates with the end of the paroccipital process. In Sphenodon ant and developing part of the brain in mammals, is represented i fuses with the end of the extra columella, and in crocodiles by a small cortical area in which alone other senses than smell it arises from its shaft to pass down the air canal to the lower jaw gain a direct representation. and become continuous with Meckel’s cartilage. The mid brain of reptiles has its roof thickened and raised into Most or all reptiles are capable of hearing, but we know nothing a pair of optic lobes, which not only receive the endings of the optic nerves from the retina but are the motor area, stimulation oftheir ability to discriminate musical notes. Peripheral Nervous System.—The spinal nerves of reptiles of which brings about movements of the body. The cerebellum of reptiles is always larger and better develagree In all important characters with those of other Tetrapods, the only interesting peculiarity being the presence in snakes of oped than that of Amphibia, though in living forms it is not mentary pectoral and pelvic plexuses, relics of the limbs of externally divided into regions, as is that of a bird or mammal. The brain of the extinct pterodactyls is interesting because, ancestors. The sympathetic system presents an advance over that of most in the reduction of the olfactory lobe, the large size of the cereAmphibia in that many of the ganglia in the thoracic region are bellum and the lateral position of the optic lobes, it exactly fused into a single large ganglion, and that the cervical sympa- resembles that of a bird, is indeed more like that of recent birds icIs separated into deep and superficial portions, each running than is the brain of Archaeopteryx, which is the most primitive ment can be made out from fossil materials. In snakes, the tympanic cavity is totally obliterated. The outer wall of the tympanic cavity is the tympanic membrane, which, in crocodiles and most lizards, is a thin sheet sunk below the surface of the head at the lower end of an external auditory meatus. In Sphenodon and Chelonia it lies flush with the surface, and its outer surface is indistinguishable from that of the neck. In snakes and chameleons it is absent. The tympanic membrane is connected with the fenestra ovalis
continuously from the ganglion of the vagus to the thorax, the S varying in different orders. This arrangement is derived
from that of Urodeles and leads directly to birds.
| | member of that class. Reproduction.—Fertilization of the reptilian egg always takes place internally, in contrast to the condition in many Amphibia.
REPTILES
200
The egg is always large and provided with so large a store | sunlight, and falling at night, perhaps to freezing point. Th animal’s muscular activity always keeps it a very few degree,
of food materials in the form of yolk that the growing embryo, without any additional materials, can hatch in a form capable of
fending for itself. and is, indeed, usually a miniature copy of its
above the air temperature. Some idea of the variety of habit g reptiles may be gathered from the section on Locomotion in this
parents.
article, and further facts from the articles:
This ovum is surrounded by a semi-fluid layer of albumen, and enclosed in a membranous shell which may be calcified as is ORBIT
SQUAMOSAL
NOSTRIL
QUADRATE
ANGULAR
SURANGULAR
LIZARD, Torto
CROCODILE, SNAKE and SPHENODON. Geographical Distribution.—Apart from the limitation im
posed by temperature, no general statements can be made abot
reptilian distribution; any useful account would occupy mud
space, and involve a discussion of the interrelationships of th families of lizards and snakes, a disputed field.
Geologica: Distribution.—The earliest bone which has bee
referred to a reptile is an isolated femur from the Lower Car. boniferous of Scotland. Eosauravus, from the Upper Carbo.
iferous (Middle Coal Measures) of Ohio, is probably a reptile
and Solenodonsaurus, from the top of the Upper Carboniferousg Czechoslovakia is certainly one, The evolution of the reptiles was rapid, nearly all orders beig PREVOMER
MAXILLA
PALATINE
fully established by the end of Triassic times. Several importan orders became extinct at the end of the Trias, but the reptile
were the dominant group of vertebrates to the end of the Mew zoic, when, within a short period though not simultaneoush, many orders became extinct, leaving only the four which still survive. Economic Importance.—Reptiles are of slight importance ta man. Poisonous snakes are responsible for many deaths of maa and domesticated animals in all tropical and some temperate regions.
OCCIPITAL
QUADRATE
FROM THE CATALOGUE BRITISH MUSEUM
FIG.
OF
MARINE
22.—SKULL
A. From
OF
REPTILES
THE
OF
THE
OXFORD
PLESIOSAUR,
CLAY,
BY
COURTESY
OF
THE
MURAENOSAURUS
the left side, B. from above, C. from below
that of a bird. Usually the egg is laid before development has gone far, but in some cases it is retained within the oviduct until the foetus is ready to be born. These animals, including many lizards and snakes, are thus viviparous. In their case the egg shell is thin, and food materials may pass through it; indeed, in some cases it is practically absent, and the little lizard secures nourishment from its mother through a special placenta. Cleavage is meroblastic, resulting only in the formation of a primitive plate of cells. Gastrulation involves an actual invagination, resulting in the formation of an archenteron which has both floor and roof. The process is, indeed, similar in principle to that in the Gymnophionan Amphibia. No primitive streak is formed behind the blastopore in Chelonia, Sphenodon, lizards or snakes. The later development much resembles that of birds or monotremes. A headfold is formed, followed by tail and lateral folds, which gradually raise the embryo from the yolk and extraembryonic structures. An amnion arises from the extra embryonic
The marine turtle, Chelone midas, found in tropical waters g the Atlantic, Indian and Pacific oceans, provides the best of all soups; several other forms found in fresh water are often eater, the most familiar of these being the terrapins, of the genom Chrysemys. The eggs of various species are also eaten by wm civilized peoples.
The skins of crocodiles, and of certain of the larger lizards
and snakes, are tanned and used as leather. This consists only of the cutis, the horny epidermis being removed. This leather is extraordinarily tough and wear resisting, and the presence in it of the papillae which underlie the scales gives it a me
attractive surface.
The pigment, or at any rate such of it
INTERCLAVICLE
CLAVICLE
SCAPULA
STERNUM
EPICORACOW
somatopleure, as in birds, and an allantois is formed later by a ventral outpushing of the hind gut. It serves not only as a reservoir for the excretory products of the embryo, but also as a respiratory organ. The embryo breaks its way out of the shell by the aid either of an egg-tooth, placed mesially on its nose or of a caruncula on its head. Further details will be found in the article VERTEBRATE
STERNAL RIBS
om
PRECORACOID
FIG: 28,—SHOULDER GIRDLE OF A LIZARD AMBLYRHYNCHUS FROM BELOW, SHOWING THE RELATIONS OF THE CLAVICLES, INTERCLAVICLE PRECORACOID AND STERNUM TO ONE ANOTHER EMBRYOLOGY. Mode of Life.—No general statements can be made about the is melanine, may remain in the leather and give it characterisix habits of reptiles. If the extinct forms be taken into account it patterns. The use of reptilian leathers for ladies’ shoes will be found that they have occupied all the habitats which are handbags has become popular and led to the destruction of many to-day filled with mammals, except that they are excluded from polar regions by the impossibility of hatching their eggs there, and in extreme cases of achieving a sufficiently high rate of metabolism. The temperature of the body of reptiles, like that of Amphibia, and unlike that of the birds and mammals, is determined by that of their surroundings, rising when the animal is i a warm place, and sometimes becoming very high in bright
of these animals. That of alligators, however, is derived in pat from animals bred for the purpose.
Further information about reptiles will be found in the separat
articles: CROCODILE, DINOSAURIA, LIZARD, SNAKE, SPHENODO,
ICHTHYOSAURUS, PLESIOSAURUS, PTERODACTYL, TORTOISE, elt, and in the general articles, EmBRyoLocy, ANATOMY, PHYSIOLO6)
NEUROLOGY, ZOOLOGICAL DISTRIBUTION, etc,
(D. M. S. W.)
REPTON—REPUBLICAN REPTON, 2 village in Derbyshire, England, 8 m. S.W. of Derby, on the L.M.S. railway. Pop. (1921) 1,929. Its famous school was founded in 1557 by Sir Jobn Port. Its modern buildincorporate considerable portions of an Augustinian priory ‘ags
established in 1172. There was an ecclesiastical establishment on
this site in the 7th century, the first bishop of Mercia being estab-
lished here. The parish church of St. Wystan retains pre-Conquest work in the chancel. Pop. of rural district (1931) 18,178. REPUBLIC, a state in which the supreme power rests in the people, or in ofacers elected by them, to whom the people have
delegated powers sufficient to enable them to perform the duties
required of them. In the small republics of antiquity the people usually expressed their preferences directly, but in the larger republics of modern times representatives are elected to sit in lawmaking bodies. The head of the state is usually elected directly, and in modern usage this fact distinguishes a republic from a monarchy in which the head is hereditary. In the ancient world of Greece and Rome the franchise was in the hands of a minority, who were surrounded by, and who govemed, a majority composed of men personally free but not possessed of the franchise, and of slaves. Modern writers have often used the literal translation of the Latin respublica, as meaning only the state, even when the head was an absolute king, provided that
he held his place according to law and ruled by law. “Republic,”
to quote one example only of many, was so used by Jean Bodin, whose treatise, commonly known by its Latin name De Republica Libri Sex, first appeared in French in 1577. Englishmen of the middle ages habitually spoke of the commonwealth of England, though they had no conception that they could be governed except by a king with hereditary right. The coins of Napoleon bear the inscription “République française, Napoléon Empereur.” Except as
an arbitrary term of art, or as a rhetorical expression, “republic” has, however, always been understood to mean a state in which the head holds his place by the choice of his subjects. Poland was a republic because its king had in earlier times to be accepted, and in later times was chosen by a democracy composed of gentry. Venice was a republic, though after the “closing of the great council” the franchise was confined to a strictly limited aristocracy, which was itself in practice dominated by a small oligarchy. The seven states
which formed the confederation of the United Netherlands were
republics from the time they renounced their allegiance to Philip IL, though they chose to be governed by a stadtholder to whom they delegated large powers, and though the choice of the stadtholder was made by a small body of burghers who alone had the franchise. The varieties are many. What, however, is emphatically not a republic is a state in which the ruler can truly tell his subjects that the sovereignty resides in his royal person, and that he is king, or tsar, “pure and absolute,” by the grace of God, even though he may hasten to add that “absolute” is not “despotic,” which means government without regard to law. The case of Great Britain, where the king reigns theoretically by the grace of God, but in
PARTY
201
by the American Declaration of Independence, and again by the French in 1789. They could be vindicated only by revolt against monarchical governments in the old world and the new. They were incompatible with all the convictions which make monarchy possible as they embodied themselves in the modern democratic republics of Europe and America. It is a form of government not much more like the republic of antiquity and the middle ages than the French sansculottes was like Harmodius and Aristogeiton, whom he admired for being what they most decidedly were not— believers in equality and fraternity. But it does, subject to the imperfections of human nature, set up a government in which all, theoretically at least, have a voice in what concerns all. One of the major results of the World War was the discrediting of monarchical government in many European States. There swept over Europe a desire on the part of people for self-government which led to the adoption of republican forms of government by a number of previously monarchical states. As early as March 12, 1917, when the Emperor Nicholas II. abdicated, the Russian people began the conferences that led to the formation of the U.S.S.R. For analysis of this form of government see the articles UNION oF SOCIALIST SOVIÆT REPUBLICS and RUSSIA. Germany became a republic on Nov. 9, 1918, on the announcement of the abdication of the Emperor William II. The president is elected by direct vote of all the citizens over 20 years of age regardless of sex, and the members of the legislature are chosen by universal suffrage ‘on the proportional system. (See GERMANY.) Three days later the Austrian Republic was declared, and on Nov. IO, 1920, the new Constitution drawn up by the National Constitional Assembly went into effect. (See AUSTRIA.) On Nov. 14, 1918, the National Assembly of Czechoslovakia proclaimed the republican Czechoslovak State. The constitution passed Feb. 29, 1920, provided a Senate elected by a vote of all citizens over 26 years of age and a Chamber of Deputies elected by vote of all citizens over 21 years of age. (See CZECHOSLOVAKIA.) Between 1918 and 1925, in the order named, Finland, Estonia, Poland, Latvia, Lithuania, Turkey and Greece declared themselves to be republics. For details of franchise and representation see under separate articles. REPUBLICAN PARTY, THE, in the United States was organized in 1854. In 1860, it elected its first president, Abraham Lincoln, and since that time, in a very large measure, has directed the political history of the country. In the 68 years (1861—1929) a Republican president has been in office all but 16 years, and in Congress the party has been in the majority in the Senate all
but r2 years and in the House all but 22 years. The Republican Party has emphasized nationalism, first as against the doctrine of sectionalism and possible secession, later as against what is generally termed internationalism. A cardinal principle of its creed is the protective tariff. To the credit of its leadership are
the first trans-continental railway and the Panama canal; the acquisition of all U.S. possessions abroad; promulgation of the fact by a parliamentary title and under the Act of Settlement, is, “open door” oriental policy; the maintenance of financial stability. It opposed entrance into the League of Nations, and opposes ike the whole British constitution, unique. There is in fact a fundamental incompatibility between the con- adherence to any form of super-government. Since the World ceptions of a government as a commonwealth and as an institution War, under its leadership, the United States has established a based upon a right superior to the people’s will. Where these two record for payment of national debt unequalled by any country views endeavor to live together either the ruler will confiscate the in the world’s history, and for rigorous economy in governmental rights of the community to himself or the community, acting management. Origin.—Intense opposition in non-slave States to the further through some representative body, will confine the head of the extension of the slavery system, and the breakdown of the comgovernment to defined functions. The conception of a republic in which all males, who do not promise policy of Clay, with the Kansas-Nebraska bill and belong to an inferior and barbarous race, share in the suffrage is repeal of the Missouri Compromise as the incidental causes, one which would never have been accepted in the ancient or medi- brought the Party into being. ~The first actual meeting was eval world, for it is based on a foundation of which they knew possibly the one at Ripon, Wis., Feb. 28, 1854. The first convennothing —the political rights of man. When the Scottish reformer tion was held at Jackson, Mich., July 6, 1854. All opposed to John Knox based his claim to speak on the government of the slavery extension were welcome. An informal gathering, national realm on the fact that he was “a subject born within the same” he in scope, meeting in Pittsburgh Feb. 22, 1856 planned the first
advanced a pretension very new to his generation. But it was one national convention which assembled in Philadelphia, June 17. The right of the The chairman, E. D. Morgan of New York, declared the party’s
Which was fated to achieve a great fortune.
subject, simply as a member of the community, to a voice in the purpose to be to determine “not whether the South is to rule or community in which he was born, and on which his happiness depended, implied all “the rights of man” as they were to be stated
the North . . . but whether the broad national policy our fathers established, cherished and maintained is to be permitted
202
REPUBLICAN
to descend to her sons.” Opposition to slavery extension and to polygamy, the imperative necessity of a railroad to the Pacific ocean, and approval of Congressional appropriations for improvement of rivers and harbours, were the platform subjects. Gen. John C. Frémont, of California, and William L. Dayton were the nominees, but were defeated after a vigorous campaign. Many events rapidly consolidated and intensified the anti-slavery movement, and on May 16, 1860, probably the most historic of
all Republican national conventions assembled in the “wigwam” at Chicago. It established a majority rule for nominations in contrast to the Democratic two-thirds. Threats of secession were denounced by the platform, which favoured restriction of slavery, opposed re-opening the slave trade, and favoured a protective tariff. Abraham Lincoln was elected president, Hannibal Hamlin vice-president. The story of the Lincoln administration is very largely the story of the Civil War. Preservation of the Union at any cost was Lincoln’s policy, and emancipation and
other policies were largely incidental. In the midst of war, however, the party found time to establish in 1862 a national currency through a national banking system; to pass a high tariff law and internal revenue acts; and to begin construction of the first transcontinental railway. Despite earlier doubts, due to opposition to the extent of the war and its terrific cost in life, President Lincoln was re-nominated by acclamation and reelected in 1864, Andrew Johnson, of Tennessee, being selected as vice-president to secure the border States’ support. The war was continued to a successful conclusion, but the assassination of Lincoln on April 14, 1865, quickly terminated the celebrations of victory. Reconstruction.—Johnson’s outstanding problems, and those of the two following administrations, had to do with the socalled “reconstruction” of the seceded States. A marked difference of opinion as to the treatment to be accorded these States developed. Johnson’s policy was not rigorous to the extent demanded by powerful Congressional leaders. The result was a
contest between the Executive and Congress, culminating in Johnson’s impeachment and acquittal by one vote. Before he went out of office, Congress submitted the 14th and 15th amendments,
ae
“Let us have peace” was the slogan under which Gen. Ulysses S. Grant was elected president in 1868, with Schuyler Colfax of Indiana as vice-president. The problems of reconstruction, enactment of bills designed to enforce provisions of the 14th amendment and paving the way for a national civil service, together with the Senate’s refusal to ratify a treaty to annex Santo Domingo, were outstanding features of Grant’s administration. In 1872, certain Republicans opposed Grant’s re-election, and a liberal Republican party nominated Horace Greeley to run against him. The Democratic national convention endorsed Greeley, but only six States were carried by the fusion ticket.
Despite two troublesome years, with panic and scandal, there
was much of credit in constructive achievement and the U.S. foreign policies won especial respect abroad. In 1874, President Grant vetoed an inflation bill and a year later approved the resumption of specie payments. Economy and lower taxes were emphasized. l Making capital out of scandals and with the slogan, “Turn the rascals out,” the Democratic party won the House in 1874 and
almost won the presidential election of 1876. Rutherford B. Hayes, of Ohio, Republican nominee for president, won after an electoral commission, especially created, had decided one of the
most bitter political contests. William A. Wheeler, of New York, became. vice-president. President Hayes completed “reconstruc-
PARTY
first class postage rates, the beginnings of a new navy and step, looking toward an inter-oceanic canal were brought about. The campaign of 1884 was most bitter in personal recriminations both nominees, James G. Blaine, Republican, and Grover Cleve. land, Democratic, suffering unparalleled attacks. Certain Repub-
lican elements refused to support Blaine, and at the end, one
famous sentence, “Rum, Romanism and Rebellion,” lost for him the State of New York by 1,149 votes and so lost the electoral college. In 1888, Benjamin Harrison, of Indiana, defeated Cleve. land, and Levi P. Morton, of New York, became vice-president.
The tariff was a chief issue, but enactment of a higher rate bill, known as the McKinley Act, was delayed until just before the election of 1890. As a result, the country did not have time to
correctly appraise its effects and an overwhelming Republican defeat followed. The Harrison administration was noted for enactment of the Sherman anti-trust laws, additional coinage of
silver, admission of several new States, among them Wyoming with the first provision for woman suffrage, and the famous Reed enforcement of new rules in the House designed to prevent minority obstruction. Personal dislike of the president by certain prominent leaders was a large factor in bringing about Harrison’s defeat for re-election in 1892, when Cleveland was
returned to office with his party in control of both Houses of Congress for the first time since the Civil War. A drastically lower tariff bill was enacted; one of the worst panics and unemployment periods in U.S. history occurred. This made the tani a major issue for the campaign of 1896, but as this battle approached, much greater prominence was given the question of the coinage of silver in relation to gold. William McKinley, of
Ohio, was nominated by the Republicans on a gold standard platform, with Garrett A. Hobart, of New Jersey, vice-president. William Jennings Bryan, of Nebraska, won the Democratic nomination and stood upon the issue of the free coinage of silver at the ratio of sixteen to one. McKinley won. Soon after he took office, enactment of higher protective rates in the Dingley bill was followed by a tremendous revival of business and general prosperity. Expansion Abroad.—The outstanding event of the McKinley administration, however, was the war with -Spain over
Cuban liberation. Resulting from this, the United States acquired
the Philippines, Porto Rico, Guam and other possessions; Hawaii
was annexed.
The policy of continental isolation necessarily
came to an end with this expansion, and citizens of the United States began to take an interest in problems abroad. With McKinley’s assassination, after his re-election, Theodore Raosevelt, of New York, became president, and he was also the successful candidate in 1904. One of the most popular and vigorous men ever in the presidency, Roosevelt’s administration was characterized by the policies: strong emphasis on conservation of national resources; beginning of the. Panama canal; enactment of pure food and meat inspection legislation; legislation enlarging the functions of the interstate commerce commission s0 it could regulate railway rates against discriminatory practices; settlement of the anthracite coal strike; intervention to bring peace in the Russian-Japanese war; creation of a monetary commission; sending the American fleet around the world. Seldom has a president or an administration had a hand in so many issues that appealed so generally to the people.
William Howard Taft, of Ohio, was elected president in 190%, and James S. Sherman, of New York, vice-president. A new tariff law failed to appeal to the people as making good party pledges for lower rates, and a Democratic House was elected m 1910. The House was the scene of a so-called war against Cam
tion” in the South by withdrawing Federal troops, a policy which
nonism, with modified powers for the speaker resulting.
president in 1880, and upon his assassination in 1881, Chester A.
Woodrow Wilson, Democratic candidate for president in 1912.
brogght him Northern criticism because immediately after the r6th amendment to the Constitution, making possible a national troops were withdrawn Democratic leaders in Southern States income tax law, was submitted, and the parcel post system estabinaygurated the policy of negro disfranchisement. Specie pay- lished. A division of the party came between the followers| Roosevelt and Taft in 1912, and the formation of the Progressive ments were resumed. Chinese immigration was restricted. Domestic Questions.—James A. Garfield, of Ohio, was elected party with Roosevelt as leader brought about the election of Arthur, of New York, succeeded. A further extension of civil His party won control of both houses of Congress and re service laws, establishment of the Department of Labour, two-cent it for four years for the first time since 1860. A lower tariff,
REQUEST—RESACA was enacted and new banking laws creating the Federal Reserve Te
World War—The
World War occupied the attention of
the world 1914 to 1918. The rallying cry, “he kept us out of
war” proved sufficient to re-elect Wilson in 1916, but soon thereafter it was apparent that this campaign slogan was not prophetic, as the people had believed. The Republicans, while losing the presidency in 1916, won the House, but when President Wilson
asked for the participation of the United States in the war in 1917, Republicans vied with Democrats in support of the war
programme. An appeal by the President for a Democratic Con-
s in 1918 startled and angered the country, resulting in Republican control of both Houses by large majorities in the
66th Congress. The President did not appear to regard this as a rebuke of his personal leadership but went abroad and partici-
pated in the treaty negotiations at Versailles, his influence incorporating in the treaty provisions for a League of Nations. The Covenant of the League was considered by numerous leaders, some Republicans, some Democrats, as failing to protect American interests, but proposed clarifying reservations were refused by President Wilson. A long fight resulted, and the issue was projected into the campaign of 1920. The result was
a great Republican victory, electing Warren G. Harding, of Ohio, ident, and Calvin Coolidge, of Massachusetts, vice-president.
President Harding’s administration made a separate treaty of peace with Germany and Austria, summoned a naval arms con-
ference resulting in an international agreement limiting naval construction, made vast reductions in government personnel,
established the budget system, and placed strong emphasis on the uimost national economy. Loans were made to relieve farm depression. A debt commission was appointed to adjust World War loans to foreign nations. Higher tariff legislation was enacted.
President Harding made the first visit to Alaska ever made by an American president in Aug. 1923, but died very suddenly on his return. Calvin Coolidge succeeded him, and in 1924 was nominated and elected, with Charles G. Dawes, of Illinois, as vice-president. This administration was especially noted for its insistence.upon rigid economy and payment of the national debt. There was widespread. business development, which had been fostered and encouraged by the administration’s policy. The president’s proposal for adherence to the World Court was approved, but the United States has not become a member, as reservations insisted upon by Congress have not been accepted by the Court. The party
was the victim of unfortunate scandals, in connection with what are known as the Tea Pot Dome oil leases, carried out by Albert B. Fall, secretary of the interior under President Harding. President Coolidge enjoyed the widespread confidence of his countrymen, but when urged to run for re-election in 1928, he announced that
he “did not choose to run for President in 1928.” When efforts to “draft Coolidge” failed there was a widespread movement toward Herbert Hoover, secretary of Commerce in the Coolidge administration, a movement which the president approved of although he made no actual pronouncement to that effect previous to the meeting of the Republican Convention. Hoover was nominated and carried the party to victory by an electoral majority
wmprecedented in Republican history. For the first time since the Civil War, Virginia, North Carolina, Florida and Texas, of the hitherto solidly Democratic South, were found in the Republican column. Hoover entered office on March 4, 1929. BretiocraPHy.—James
G.
Blaine,
Twenty
Years
of Congress
(1886); John Sherman, Recollections of Forty Years in the House, and Cabinet (1898); Francis Curtis, The Republican Party
(1904); John Hay, Fifty Years of the Republican Party (1907);
Henry Luther Stoddard, As I Knew Them (1927); Harold R. Bruce, American Parties and Politics (1927); William Starr Myers, The
Republican Party, A History (1928).
(E. B.
W.; X.
-3
REQUEST, LETTERS OF. The legal terms “letters roga-
tory,” or “of request” (commission rogatoire), express a request
made by one judge for the assistance of another in serving a
cfation, taking the deposition of a witness, executing a judgment,
the doing of any other judicial act. The only trace of such
@ practice to be found in England or the United States, inde-
pendent of statutory enactment, is in the admiralty doctrine that
203
DE LA PALMA
the sentence of a foreign court of admiralty may be executed on letters of request from the foreign judge or on a libel by a party for its execution. See the authorities collected by Sir R. Phillimore in The City of Mecca, 5 P.D. 28. The British and United States courts issue commissions to private persons, generally, however, to consular officers, but sometimes to foreign judges in their private capacities, for the purpose of taking the depositions of witnesses. Many countries object to this process and require letters of request, which have to be forwarded through diplomatic channels (see Rules of the Supreme Court, 0.37). In ecclesiastical law, letters of request are issued for the purpose of sending causes from one court to another. Letters of request are also issued for other purposes: to examine witnesses who are out of the jurisdiction, to enforce a monition, etc.
REQUESTS, COURT OF, originally a committee of the king’s council in England. Petitions of poor persons were heard
by the justices in eyre and on the fall of the eyre were referred by the council to the chancery. By an Order in Council of 1390 these petitions were transferred to a committee of the council and the lord privy seal became its president. At first the court followed the king, but about 1516 Wolsey assigned to it a permanent seat in Whitehall, when it became known as the court of Whitehall or the court of poor men’s causes. Lastly, it obtained its official title of the court of requests. The judges were at first those privy councillors who happened to be present, together with judges and masters as assessors. Eventually four privy councillors, known as masters of requests, were appointed at fixed salaries. See I. S. Leadam, Select Cases in the Court Society, 1898).
REQUISITION
OF SHIPPING:
TRY OF; SHIPPING CONTROL COMMITTEE.
REREDOS
of Requests
(Selden
see Suiprinc, MInIs-
(rér’dés), an ornamental
screen of stone or
wood built up, or forming a facing to the wall behind an altar in a church. Reredoses are frequently decorated with representations of the Passion, niches containing statues of saints, and the like. In small churches the reredos is usually replaced by a hanging or parament behind the altar, known as a dossal or dorsal. (See also Attar.) The use of the word reredos for the iron or brick back of an open fire-place is obsolescent. "RESACA DE LA PALMA, abattlefield of the War between Mexico and the United States (1846-48), about 4 m. N. of Brownsville, Texas. On the morning of May 9, 1846, the day after the battle of Palo Alto, which had been indecisive, the United States’ troops under Brig. Gen. Zachary Taylor, ready to renew the conflict, were surprised to see the column under the Mexican Gen. Arista disappearing through the chaparral toward Matamoras. Unable to pursue with more than a few hundred men, because he must first put his wagon train in a state of defence, Taylor was slow in following his adversary. The latter had entered a dense growth that continued interruptedly to the Rio Grande, 7 m. to the south. After having marched about half-way through the thickets, Arista disposed his command behind an old river channel which
crossed the road at right angles. The bed (Resaca de Guerrero) was full of ponds and mud, impassable in many places. The Americans, about 1,700, came upon the Mexican guns planted in the road and almost immediately thereafter there was a collision. The dense growth of mesquite and cactus made it impossible for companies to see each other and it was difficult for Taylor’s artillery to operate. His soldiers, losing touch with one another, floundered and hacked their way toward their enemy. Although there was little direction or plan to the encounter, the discipline and training of his subordinates kept them pressing forward. The vigour of the U.S. troops in their assault dismayed the Mexicans. When one of Arista’s flanks was accidentally turned, a panic seized his whole force. It is estimated that about 4,000 out of some 5,000 succeeded in reaching the river where many were drowned in crossing. The American loss was comparatively small, Breciocraruy.—J. H. Smith, The War with Mexico, vol. i. (1919) ; G. B. McClellan, The Mexican War Diary (1917) ; C. M. Wilcox, History of the Mexican War (1892); W. A. Ganoe, The History of the United States Army
(1924) ; Original Correspondence and Reports in
204
RESCHEN
SCHEIDECK—RESEARCH
Oid Files Section, Adjutant General’s Office (Washington, D.C.). (W. A. G.)
RESCHEN
SCHEIDECK.
there may well be close co-operation, and possibly joint control, but the spheres are distinct. In any modern factory a works
This Alpine pass is in a way | laboratory of some sort is essential, to check the purity of the ma. terials employed and to ensure that the product is up to standard: an engineering works will have its chemical laboratory for this ang
the pendant of the Brenner Pass, but leads from the lower Engadine to the upper valley of the Adige. Near the summit (4,902 ft.) is the hamlet of Reschen, while some way below is the former hospice of St. Valentin auf der Haid, mentioned as early as 1140. Starting from Landeck, the motor road runs up the Inn valley to
Pfunds, whence it mounts above the gorge of Finstermiinz to the village of Nauders (274 m.) joining the road from the Swiss Engadine (534 m. from St. Moritz). Thence it mounts gently to the pass, and then descends, with the Adige, to Mals (154 m.), whence the pass is sometimes wrongly named Malserheide. The road now descends the upper Adige valley, or Vintschgau, past Meran (374 m.) to Botzen (20 m. from Meran) where the Brenner route is joined.
RESEARCH, INDUSTRIAL.
Industrial research aims at
similar purposes, its testing laboratory where the strength ang
character of its manufactures are sampled before they are py upon the market; but such work is not research; though it often may indicate where research is necessary, and lead up to original investigations of high value to the firm. The works manager knows that for success the temperature at some point in a complicated process must be kept within narrow limits, whereas during other operations large variations of tem. perature have little effect. Samples which fail come to the works
laboratory for examination, and inquiry shows that the temperature limits at this critical stage have been exceeded.
Such an
occurrence naturally leads a competent chemist to inquire what is
applying to industry the truths wrested from nature by workers in the nature of the action which takes place at this critical temperascience. In 1893 Sir W. Anderson wrote ““The days are past when ture; how does the product produced, when the temperature limits an engineer can acquit himself respectably by the aid of mother are over-stepped, differ from the proper article? This inquiry may wit alone or of those constructive instincts which in the past led lead to a long and intricate investigation with results of the utmost our predecessors to such brilliant results.” Each year makes the importance to the firm. It may be found, for example, that a truth of his words more manifest; industrial research is one slight change in the composition of the material will render the important stone in the foundation of our modern civilization. close limits unnecessary and will reduce greatly the care and attenBut appreciation of this truth has been slow of growth, at any tion required for the manufacture. The problem has become one rate in England. In Germany during the later years of the roth for industrial research, not merely for routine testing, and the century the Reichsanstalt and the Materials Prüfungs Amt were consequences of that research have proved to be simplification of founded, and their work, along with investigations at technical in- manufacture and cheapening of the product. stitutes, had no small effect on German industry. The beginning In Great Britain nearly 50,000,000 people must be supplied with of the 2oth century saw the establishment of the National Physical food, mostly brought from beyond the seas, and this food must be Laboratory in Great Britain, followed almost immediately by that paid for with the products of industry at home, by the goods manof the Bureau of Standards at Washington, while in Paris there ufactured in great part from materials purchased from abroad but was the Laboratoire Central d’Electricité and much renewed dependent on the coal and iron of English mines and by the activity at the Laboratoire d’Essais in the Conservatoire des Arts knowledge and skill of English manufacturers. It is of the utmost et Métiers. But it needed the shock given by the World War be- importance that the high quality of those goods should be mainfore the truth of Sir W. Anderson’s words was fully grasped. tained, the methods of their manufacture improved and the costs Industrial research does not necessarily differ from so-called of production reduced. In the words of a recent report: “Scienpure research in its methods; it is the object with which the inves- tific and industrial research is an essential factor in the national tigation is made that constitutes the difference; and of course effort on which the continued maintenance of our present populamuch work is necessary before the laboratory discovery, or the tion unquestionably depends.” And these words, though used here brilliant intuition of the inventor, verified by striking experiments, for England, apply to the other nations of the world as well. can be translated into the practice. And now we come to consider the means taken to promote inMendel’s Work.—It was the desire for knowledge, pure and dustrial research and its present position and work in various simple, that led the Abbé Mendel in his monastery at Brünn to lands. unravel some of the laws of heredity (g.v.) by crossing various ‘These means are various; the state in a number of instances kinds of peas. When, at an agricultural institute, the laws that he has organized research laboratories devoted mainly to industrial discovered and the methods he employed are utilized to improve problems; large private firms have established similar laboratories the breed of cattle or to produce new and more valuable forms of under their own control, while attempts have been made by the wheat, the research has become industrial. formation of research associations to combine the efforts of a The Structure of Matter—aAt present physicists in many number of firms concerned in the same industry. The universities, countries are investigating the properties of matter by X-ray too, and technical colleges have aided the endeavour by organizing analysis, determining the forms of lattice in which the atoms more fully the teaching of science and giving facilities for the which constitute the substance are arranged and endeavouring to training of research workers. draw conclusions applicable to all matter; this is a great work of Germany.—It needed a catastrophe to produce the results pure research. The metallurgist employed in some works or indus- which have been attained. The Reichsanstalt in Berlin was a direct trial research laboratory seeks to use the results of the physicist outcome of the war of 1870. Established in two divisions, the one and the methods which have been devised to enable him to learn, devoted to pure science, the other to its applications, its founders for example, why steel is hardened by quenching, what is the cause realised the close interdependence of the two, and while the first of the deleterious effect of phosphorus on copper, or why cast division dealt to a large extent in questions bearing on the fundametal which is brittle can be made soft and ductile by heat treat- mental units and standards of measurement whether in heat, elecment and mechanical.work. This is industrial research. Such a tricity, light or any other branch of physics, the second division worker must carry his investigations further in order that they was concerned mostly in the application of the principles which may be of use to industry. In his laboratory some method devised resulted from these investigations to the advancement of German for making and treating a new and valuable alloy works perfectly industry and manufacture. or some instrument designed to register the course of a factory At the same time technical colleges were established in a number process appears foolproof and without a fault; in the factory the of centres; of these, perhaps the colleges at Charlattenburg and alloy cannot be worked or the instrument fails under the first real Darmstadt were the most important, and from their professors test; it is his business to find out why; to make the advances of students came a stream of scientific facts and discoveries, many sclence—advances due in part to his own researches—available of great value to industry, which were eagerly seized upon and for industrial purposes. assimilated by men at the head of great industrial concerns who Here a distinction should be drawn between the research Hab- had realised that science was the foundation of their success. oratory of a works and the works laboratory; where both exist In their own factories these men were no less active and far-
RESEARCH
205
seeing. Charlottenburg and the Materials Prüfungs Amt at Gross | become necessary. From this need arose the Bureau International
Lichterfelde which developed from it taught the engineer and the
1864 was the first to investigate the structure of metals and alloys
des Poids et Mesures at Sèvres and various international associations such as the International Electrotechnical Association or the Association for Testing Material. In 1908 the British Government summoned an International Congress in London at which the system of electrical units, now universal throughout the world,
by the aid of the microscope, but his work was not pursued until,
was adopted.
metallurgist the value of research. its professors devised delicate instruments for use in investigating the properties of materials; the Martens Extensometer is an example. Sorby, of Sheffield, in
at a later date, Osmond in France and Martens in Germany took
up the study independently and showed its importance to the industrialist. In electrical science, also, the work of the Reichsanstalt had a marked effect and the great electrical firms—the Allgemeine Elec-
tricitats Gesellschaft, Siemens and Halske and others—established research laboratories to develop for their own purposes and private
benefit the results of scientific investigations.
Nor should the great chemical firms be forgotten. Perkin, in England, was the founder of the modern dye industry, but it was
m Germany that this teaching first bore practical results. The
Badische Anilin Fabric and other similar works were founded and huge sums were spent in developing new methods and inventing
new dyes. Artificial indigo took the place of the natural pro-
duct, with the inevitable result to the Indian industry. Germany had learned the lesson, and industrial research promised, unless other countries woke up, to give her the leading position among the manufacturing nations of the world.
Great Britain.—In England, until towards the end of the roth century, the danger was hardly appreciated. At meetings of the British Association and elsewhere Sir O. Lodge and others had pointed out the value of the Reichsanstalt to Germany, the need that England should have a similar institution.
In 1goo the Na-
tional Physical Laboratory began in a small way—the expenditure during the first year was £5,479—in the old buildings of the
Kew Observatory at Richmond. In 1gor the work was transferred
to Bushy House, Teddington, with a staff of eight scientific assistants and six attendants in addition to the director. The scientific character of its work was secured by placing the ultimate control in the hands of the Royal Society, while a close connection with industry was maintained by having representatives of the great engineering societies on its governing body. The laboratory, at the time the only public institution in the country devoted to the application of science to industry—to industrial research—grew slowly and prospéred for the next 12 or 14 years, and when the World War came, it was in a position to be of material service to the country. About the same time, the British Engineering Standards Committee was founded, chiefly at the instance of Sir John Wolfe Barry, who had realised the loss caused by the infinite number of standards used by engineers and the advantages to be gained by a system based on accurate measurement and a careful investigation of the properties of the materials employed in constructures. In this work the National Physical Laboratory co-operated very fully. Meanwhile at an earlier date industrial research of importance had gone on in a few laboratories attached to firms in Shef-
feld and elsewhere. The work of Sorby on the micrographic structure of metals has already been referred to and at a later date Roberts Austen of the Mint utilized this method of inquiry in his investigation of a broken rail which had led to a serious accident on the Great Northern Railway. Manganese steel was produced from the laboratory of Sir Robert Hadfield in 1882 as an outcome of
a scientific inquiry into the properties of alloys; many results of
high value have since come from the same source.
France.—In France, work of value was being done in various
places; the Laboratoire d’Essais and the Laboratoire Central dElectricité both contributed. The metallurgical work of Osmond and Le Chatellier was of marked importance, while the discovery of the special properties of Invar—an alloy of nickel steel—by Gulleaume has proved of value in many industries.
International Standards.—One of the marked consequences
of industrial research has been the realisation of the importance of international standards of measurement, and as a result inter-
national co-operation between the standardizing laboratories in Various countries and other bodies concerned with standards has
War Problems.—This is not the place to give any account of the influence of science on war; experience showed it to be vital and the phrase that Science won the War, interpreted to mean that without science the War would have been lost, only expresses the truth. In the Allied countries on both sides of the Atlantic, men and women were at work solving problems of vital importance. Facilities for research were open to them, funds undreamed of in peace time were at their disposal, and the results of their endeavours contributed to a more general acceptance of the view that in peace time industry would benefit in the same way from scientific inquiries wisely guided and pursued. Department of Scientific and Industrial Research—And
so, in Great Britain as elsewhere, a movement was started to organize in some more definite way the connection between science and industry. The establishment of the Department of Scientific and Industrial Research was the outcome of this movement. This was announced by Lord Crewe, Lord President of the Council, at the end of 1916 in reply to a deputation from the Joint Board of Scientific Societies headed by Sir Joseph J. Thomson, P.R.S. An advisory council of scientific men was established and the sum of £1,000,000 was placed at the disposal of the department to be used in the application of science to industry. The financial responsibility for the National Physical Laboratory, with a staff which before the end of the War had grown to 600, was transferred to the department; boards were set up for fuel research, food investigation, building research and various other subjects, while a number of co-ordinating bodies were estab-
lished to deal with researches of importance to Government departments, especially those bearing on industry. These researches are carried on either in special laboratories or at one or other of the national laboratories; the Geological Survey and Museum became one of the activities of the new department, which thus undertook the task of guiding and supervising the various official agencies for making the advarices of science of service to national
progress, The department also aids the work of the Aeronautical
Research Committee which—at first as the advisory committee for aeronautics—has contributed in no small degree to the science of aviation. Co-operative Reseatch.—But the department has done more
than this. In Germany and America many of the great industrial firms have their own research laboratories; reference has already been made to some of the results on German industry. But research laboratories are costly; in many industries in England the firms concerned are small, a private research laboratory is too expensive to be contemplated, besides a number would produce wasteful overlapping. Hence the attempt was made to introduce a system of co-operative research. In an effort to lead manufacturers to rely more on scientific results, research associations have been set up. Each of these consists of a body of men engaged in the same industry who associate themselves for the purposes of research bearing on their industry. Each association has its own director of research, or similar official, under whose guidance the work planned by its council is carried on either in their private laboratory or by arrangement at the National Physical Laboratory or in the laboratories of some university or technical college.
The work is financed in part by the associated firms, in part from the million fund, usually on a pound to pound basis guaranteed under certain conditions for five years and with a limit of £5,000 a year to its amount. In 1927 there were 24 such associations in existence; the balance in the million fund is now £352,292; a substantial part of this is required to complete the payments already promised. In a number of cases the first five years for which the grant was made have elapsed and the department, with a view to determining its future course, has arranged for a report from some independent body on the work and progress in each
206
RESEARCH
case. In a recent report to the committee of the Privy Council responsible for the work of the department, the advisory council writes of the associations: “We have no doubt that they have already produced results of financial value far greater than their whole expenditure and have been instrumental in introducing scientific methods and encouraging scientific spirit in industry.” It is clear from the general tenor of these reports that 5 years is insufficiently long even under the most favourable conditions to set a research association on its feet and make it independent of government assistance. To devise a programme, collect an efficient staff and obtain results all take time. Besides, there is much educational work to be done; half-hearted supporters need to be converted by results before they will contribute freely; trade rivalries tend to prevent „complete co-operation; trade has been bad and returns barely sufficient to keep old ventures going; there has been little to spare towards an expenditure of whose value the manufacturer is only half convinced. And so the department has now under consideration the steps that can be taken to maintain the work for some years to come and, in the case of some important associations, has already settled the terms of future grants (see report of the Department for 1925-6). Training of Workers.—But there are other ways in which official support is being given to industrial research, and among these the schemes for training research workers is most important. Under this scheme young graduates are assisted to carry out researches under the guidance of some competent professor, while, in a number of cases, funds have been granted to prominent workers to enable them to pursue inquiries of importance. The royal commission for the exhibition of 1851 administers for the advancement of education and research funds arising from the balance left when the exhibition closed. For many years past its scholarships and studentships have been of great value. The commission has Inaugurated a number of Industrial bursaries given on the recommendations of the universities and technical schools to men trained in science who were prepared to enter, as apprentices or students, engineering or other works. In this way, a stream of trained workers in science is provided for industry. Private Research Laboratories.—Before concluding, reference should be made again to the research laboratories of prominent firms; in England, the laboratory of the General Electric Co. at Wembley occupies a leading place; but it is to Germany and America that we turn for striking examples of what a works re-
Pittsfield,
Mass„
and Cleveland,
O.; the Goodyear
Tire ang
Rubber Co., Akron, O.; the General Motors Corporation, Detroit, Mich.; Thomas A. Edison, Orange, N.J.; the B. F. Goodrich Co., Akron, O.; the Westinghouse Lamp Co., Bloomfield, NJ. the New York Edison Co., New York city; the United States
Rubber Co., New York city and Detroit, Mich.; the Eastman Kodak Co., Rochester, N.Y.; and the National Carbon Co., Ine, Cleveland, O.
In the last 20 years numerous companies have taken advantage of the industrial fellowship system of Mellon Institute of Indus. trial Research (qg.v.) as a means of solving problems in manufac. turing practice. In 1928, 53 fellowships were being sustained by as many different companies, largely chemical manufacturers, while x12 more fellowships were being supported by trade asso. ciations. About 70 individual companies in the field of chemical industry
are making research grants to educational institutions. Chief among
them in 1928 are E. I. du Pont de Nemours and Co., supporting 20 fellowships, and the Grasselli Chemical Co., which sustains five university researches. The American Petroleum Institute is administering a research contribution of $100,000 annually for five years from John D. Rockefeller and the Universal Oil Producis Co. The fund is distributed among selected institutions to support investigations of basic problems in petroleum technology. There are at least 190 college laboratories that are used not only for purposes of instruction, but also to a considerable extent for industrial research work and for commercial testing. A considerable number of companies, mostly small concerns that have no laboratories of their own, or larger companies that encounter time, are There are try, and
few problems or are engaging in research for the first regular or occasional clients of consulting laboratories. about 300 of these commercial laboratories in the cowsome of them are strongly staffed and extellently
equipped for scientific investigation, particularly in specific industries. For example, a Western firm of consultants, which has a main laboratory and also three branches in other cities, employs 180 scientists and their assistants for varied research. Another
firm operates nine laboratories. Most of these commercial organizations do testing as well as research work. Trade Association Research.—The U.S. Department of Commerce has expressed the opinion that “among constructive activities of trade associations none is more fitting nor more profitable than scientific research.” The study of production and distribu tion problems to evolve more efficient and more economical methsearch laboratory can do (see below). (R. T. GL.) ods has in fact become a leading association activity. We shall THE UNITED STATES describe here associative industrial or technological research, and The history of American technology reveals plainly that within not commercial or economic investigations, which, while entirely the past four or five decades, and mostly within the last 25 years, different in nature, are often related to the former. manufacturing practice has progressed vastly more than in any Five different procedures are being applied with success in cosprevious era. In all the important branches of industry empiri- ducting associative industrial research. (1) A number of associacism has been supplanted by industrial research. It was estimated tions are co-operating with Government departments and bureaus im 1927 that there were at least 16,000 scientists and engineers in accordance with the research associate plan. (2) Other assoengaged in research on behalf of the industries of the United ciations are sustaining scientific investigations in Mellon Institute States. Assuming this figure to be approximately correct, as it of Industrial Research at Pittsburgh, according to the industrial undoubtedly is, over $100,000,000, probably $110,000,000, is be- fellowship system of this institution. (3) Some associations are ing expended annually in supporting industrial research. About supporting fellowships or scholarships in educational institutions. half of this amount is spent on chemical laboratory investigations, (4) Still other associations are carrying on research in commercial most of which are conducted by companies in their own plant establishments, such as the laboratories of professional consultants. laboratories. F (5) A few associations have founded their own laboratories. | Industrial Research by Companies—The largest research The Research Associate Plan.—For about 35 years the sciestablishment in the United States is the Bell Telephone Labo- entific and technical research facilities, of various Governmental ratories, Inc., in New York City, which employs about 2,000 phys- departments have been available, by legislative enactment, to duly icists, chemists and engineers for original investigation and de- qualified workers (Supp. Rev. Stat., 2, 71-2, 1532; Stat. L., 27, velopment of new. forms and improvement of existing forms of toro; Bureau of Standards Circular No. 296). This plan has been apparatus and equipment for electrical communication.. Next in developed especially in the National Bureau of Standards, where collective sige are the five laboratories and the main-office chem- there were in 1928 over roo research associates employed by 63 jeal organizations of E. ¥. du Pont de Nemours and Co., WH- associations or specific groups. Each associate is subject to the maington, Del., wherein over 850 chemists.and engineers are study- bureau’s regulations and has most of the rights and privileges ing problems of the heavy chemical; paint, lacquer; solvent, dye, of the members of the bureau staff. The investigational results rubber and explosive industries. Other great laboratories:are oper- are immediately accessible to the industry concerned and are pubated by the International Harvester Company of America, Chi- lished by the bureau. The bureau's staff of specialists may be con-
cago, Il; the General: Electric Co., Schenectady, N.Y., Lynn and | sulted by the association and its research worker, andthe latter
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BY COURTESY
OF THE
U,S.
DEPARTMENT
OF COMMERCE,
BUREAU
LABORATORIES
OF STANDARDS,
OF THE
WASHINGTON,
BUREAU
l. Precision longitudinal comparator for measuring line standards of length
2. View of 88-in. integrating sphere used in illumination studies, for measuring
mean
spherical
candlepower
3. An elaborate blown-glass apparatus constructed by the Bureau of Standards for the fractiona! distillation of gases at low temperature
D.C.
OF STANDARDS,
WASHINGTON,
D.C.
4. Apparatus for determination of colour in terms of dominant wave length,
purity and brightness 5. Capacity and Density Laboratory
6. Analytical sugar laboratory of the polarimetry section
RESEARCH
PLATE IÍ
BY
COURTESY
OF
(1,
2,
6,
8)
THE
SCENES
MASSACHUSETTS
IN SOME
INSTITUTE
OF
OF THE
TECHNOLOGY,
(4,
S)
RESEARCH
1. One of the huge wind tunnels used for aeronautical research at Massachusetts Institute of Technology. The tunnel is 80 ft. long and 7 ft. in diameter at centre sections. Model planes are tested under artificial wind velocities up to 90 m. per hour. 2. Scale model of an airplane underground airport test in one of the big wind tunnels at Massachusetts Institute of Technology. The various wire cables leading up from the models are connected with instruments which register the pressure on various parts of the plane. A 14-ft. propeller at end of tunnel generates the gales in which models are tested. 3. World's largest testing machine, at the Bureau of Standards, Washington, D.C.; capable of exerting a force of 10,000,000 Ib.
THE
GENERAL
ELECTRIC
LABORATORIES
COMPANY
(U.S.A.),
OF THE
(3,
7)
UNITED
THE
U.S.
DEPARTMENT
OF
COMMERCE
STATES
in compression. 4. Liquid air experiments at the General Electric Research Laboratory. The white cloud is due to the condensation and freezing of water vapor and carbon dioxide of the air at the extremely low temperature of the liquid. 5. Experimenting with mercury arc rectifiers, the function of which is to connect alternating current to direct current. 6. An X-ray research laboratory in the Department of Physics at the Massachusetts institute of Technology. 7. Apparatus used to measure the gravitation con-
stant at the Bureau of Standards. &. An individual physics research laboratory in the Department of Physics at the Massachusetts Institute of Technology
207
RESEDACEAE—RESENDE is also permitted to use the scientific equipment, special labo-
ratories and shops of the institution. In general, this flexible, closely co-operative plan has been suc-
cessfully applied. There are in fact several notable instances of economic savings to technology from research in the bureau. It
is reported (Department of Commerce, Domestic Commerce Se-
ries No. 20, “Trade Association Activities,” 1927) that $15,000,-
ooo is being annually saved to industry and the public from the
bureau's brake-lining research, that the annual savings from its tire
investigations amount to $40,000,000, and that the motor-fuel studies are saving $100,000,000 each year. Research in the bureau also eventuated in the founding of a dextrose industry in the
United States. The following are among the outstanding investigations in progress in 1928: portland cement, paper, headlighting, welded rail joints, metal roofing, textiles, elevator safety equipment, gas appliances, gypsum, tile, steam, terra cotta, and fuels. The Bureau of Chemistry and Soils and the Forest Products Laboratory of the Department of Agriculture and the Bureau of Mines of the Department of Commerce have also advanced technology by researches on behalf of various industries. The Bureau of Mines is conducting various investigations in mining, metallurgy, health and safety, and on the economics of the pro-
duction, preparation and utilization of minerals. The research laboratory of the American Society of Heating and Ventilating Engineers is located in the Pittsburgh station of this bureau. The American Gas Association and also 28 companies representing the electrical, mining and metallurgical industries are supporting jointly ten research studies in mining and metallurgy at Carnegie Institute of Technology in co-operation with the Bureau of Mines. Certain researches of the Public Health Service of the Department of the Treasury—particularly the investigations of dusty trades, illumination of buildings, and motor fuels—have likewise benefited industry. The Industrial Fellowship System.—About 23% of the
research of Mellon Institute (in 1928) is sustained by associations of manufacturers, according to the institution’s industrial fellowship system (see MELLON InstiTuTE oF InpustrRIAL REsEARCH). These association fellowships pertain to hat technology, sewer pipe, garment renovation, insecticides, refractories, laundering, pine products, alcohol denaturation, fur, iodine and stearic acid. The Laundryowners’ National Association, constituted of 2,000 members, has been supporting extensive investigation in the institute since rọr5. Its fellows have contributed much to the knowledge of the properties of textiles and of the uses and effects of laundry supplies; they have eliminated defects in laundering practise, have worked
out washroom
procedures that are now
standard, and have drawn purchase specifications for soaps, sodas, bleaches, starches and blues. The American Refractories Institute’s multiple industrial fellowship has been in continuous operation since 1917. Its incumbents have enriched both refractories technology and metallurgy by their broad studies of the evaluation of refractories for specific purposes and by the improvements that
they have made in manufacturing and testing methods. An association fellowship of this type enables direct research service to a number of industrial concerns instead of to an individual company. Its activities also give rise to stable relations of co-operation among the members of the association by the exchange of technical experience and research results. An association
fellowship usually acts as a clearing-house of information for the
sustaining organization, and gives technical assistance and scien-
tific advice to the company-members. One of the prominent advantages of association research is that it enables a small manufacturer, who cannot afford to have a research laboratory of his
own, to profit from the investigational work in the same way as a r manufacturer. Association research reduces the cost factor to @ minimum and thus promotes the welfare of manufacturers m the field concerned, without respect to size. Moreover, prob-
kms may be studied that require more time and expense than
| be borne by a single manufacturer or company, in view of the wider application of the results. The correlation of research
& such as is done in the fellowships supported by associations,
prevents unnecessary duplication in scientific inquiries. Association Fellowships in Educational Institutions.— This class of research has become important in many industrial fields. It serves to train technical specialists as well as to aid in solving production problems. Columbia university, Iowa State college, and the universities of Illinois, Michigan, Wisconsin, Minnesota, Chicago, Cincinnati and Pittsburgh are in the fore of the
institutions that are encouraging industrial research by associations and also by individual companies. Association Owned Laboratories.—Industrial research is not conducted in any set type of laboratory or in accordance with any fixed plan. The nature of the problems, the financial support available and the uses to which the research findings are to be put mainly determine the method. If the problems are extensive and the association members are so appreciative of the value of research that they will contribute to the building and maintenance of a laboratory, it is often advisable for an association to do its own research. Co-operating Agencies.—The National Research Council serves as a general clearing-house of information regarding research work undertaken throughout the country. Its division of engineering and industrial research endeavours to co-ordinate the scientific resources of the nation as regards engineering and secures the co-operation of engineering agencies in which investigational facilities are available. It works in co-operation with the
Engineering Foundation (qg.v.) and the various national engineering and technical societies. Associations or companies undertaking research may ascertain from the council what work has already been done or is in progress along similar lines, thus avoiding duplication of effort. The American Engineering Standards Committee, the American Society for Testing Materials and the American Engineering Council are some of the organizations whose effectiveness depends in many cases on the collaboration that they receive from trade associations as well as individual concerns that carry on research. (W. A. Ha.)
RESEDACEAE, in botany, the mignonette family, dicotyledonous plants, mostly xerophytic herbs. There are six genera and about 60 species. Reseda odorata is the mignonette (g.v.); R. lutea is dyer’s woad. (See Woap.) RESENDE, ANDRE DE (1498-1573), the father of archaeology in Portugal, began life as a Dominican friar, but about 1540 passed over to the ranks of the secular clergy. He travelled in Spain, France and Belgium, where he corresponded with Erasmus and other learned men. He was also intimate with King John III. and his sons, and acted as tutor to the Infante D. Duarte. In Portuguese he wrote: (1) Historia da antiguidade da cidade de Evora (1553); (2) Vidc do Infante D. Duarte (1789). His chief Latin work is the De Antiquitatibus Lusitaniae (Evora, 1593). See the Life in Farinha’s Collecção das antiguidades de Evora (1785).
RESENDE,
GARCIA
DE
(1470-1536), Portuguese poet
and editor, was born at Evora, and began to serve John TI. as a page at the age of ten, becoming his private secretary in 1491. He was present at his death at Alvor on Oct. 25, 1495. He continued to enjoy the same favour with King Manoel, whom he accompanied to Castile in 1498, and from whom he obtained a knighthood of the Order of Christ. In 1514 Resende went to Rome with Tristao da Cunha, as secretary and treasurer of the famous embassy sent by the king to offer the tribute of the East at the feet of Pope Leo X. In 1516 he was given the rank of a nobleman of the royal household, and became escrivão de fazenda to Prince John, afterwards King John III., from whom he yeceived further pensions in 1525. Resende built a chapel in the monastery of Espinheiro near Evora, the pantheon of the Alemtejo nobility, where he was buried., E Resende collected the best court verse of the time in the Cancioneiro Geral, probably begun in 1483 though not printed until 1516. : The Cancioneiro is redeemed from complete insipidity by Re-
sende himself, and his fine vérses on the ‘death of D. Ignez de Castro inspired the great episode’ in. ‘the’ Lustads of Camoens (g.v.). Resende is the compiler.of a gossiping chronicle of ‘his
208 patron Jobn II., which, Ruy de Pina (¢.v.), has a rhymed commentary which is annexed to his interest, and as a poem
RESERVE—RESERVOIRS though plagiarized from the chronicle by a value of its own. Resende’s Miscellanea, on the most notable events of his time,
Chronicle, is a document full of historical not without merit.
His Cancioneiro appeared in 3516, and was reprinted by Kausler at Stuttgart (3 vols., 1846-52). A new edition was published by the Hispanic Society of America in 1904. The editions of his Chronicle are those of 1545, 1554, 1596, 1607, 1622, 1752 and 1798. For a critical study of his work, see Antonio de Castilho, Excerptos, seguidos de ume noticia sobre sua vida e obras, um juizo critico, apreciação de bellezas e defeitos e estudo da lingua (Paris, 1865). Also Anselmo Braamcamp, As sepuliuras do Espinheiro (1901) passim, especially pp. 67-80, where the salient dates in Resende’s life are set out from documents recently discovered; and Dr. Sousa Viterbo, Diccionario dos Architectos ... Portugueszes, ii. 361~74.
storage which should be provided to maintain this flow=—= In many cases it is not necessary to provide so large a Storage, as some quantity may be required which is less than the average
flow of the stream during the three driest consecutive years, Fig. 1 gives the relation between the maintainable yield and the capacity to be provided for catchment areas in the British 4000
100
90 3500
RESERVE: see Ary and the sections “Defence” of FRANCE,
80
GERMANY, UNITED STATES and other countries.
RESERVES: see BANKING AND CREDIT. RESERVES, NATURAL: see PHYSICAL RESOURCES. RESERVOIRS. These may be divided into two classes,
“impounding reservoirs” and “service reservoirs,” the latter being concerned with the distribution of water (see WATER SUPPLY).
Impounding Reservoirs.—Owing to the fact that the flow
3 3000
`
7
įS 2500
F ZA"
of streams and rivers varies greatly throughout the year, it is
Š
necessary to provide works to store water if any substantial use is to be made of the annual discharge. Such works are known as impounding reservoirs, their function being to store water when
AA
Š2000
Tf
the stream flow is ample for the purpose of augmenting the natural flow in dry weather. The urgency for the construction of such reservoirs must have
become apparent in very early times in countries where the climatic conditions were such that the streams ran dry for a portion of the year, and records exist of one being made in Ceylon as early as 504 B.c. Anciently reservoirs were formed by an embankment across the valley through which a stream flowed, and were sometimes of vast extent, the Padavil-Colan Tank in Ceylon, for instance, having an embankment 11 m. long and, in parts, 70 ft. high.
Storage.--Having selected a catchment area capable of yielding sufficient water, the capacity of the reservoir has next to be determined. This will depend upon the incidence and intensity of the rainfall and the loss by evaporation and absorption, conditions which vary within wide limits. In countries subject to Jong periods of drought, the necessary capacity will be greater than in those enjoying a temperate climate, and in India, for instance, where the rain falls only during monsoon periods, two
years’ storage of the daily quantity may be necessary. Few records exist of the flow of streams in the British Isles taken over a sufficiently lengthy period to be of service, and
23
i
:
31000
iF + ELF
LI
fh
Lf —
; aeee
ee
g
= 50 p
i 5
§
5
A Littl
FIG.
1
Isles having a mean annual rainfall varying from 100 to 30 In, and is due to the investigations of Dr. G. F. Deacon. The capacity of the reservoir in gal. per ac. of catchment area 3 shown on the base line, and the yield of the reservoir in gal. per ac. per diem is given by the length of the vertical line between that capacity and the curve of average rainfall, the yield in gal. per ac. per diem being read from the vertical scale at the lefthand side. The storage required for any particular average rain-
recourse has generally to be made to the annual rainfall records, from, which the annual discharge of the stream is deduced. Long period rainfall gaugings show that the rainfall of the driest year is about two-thirds, the mean fall of the two driest years about three-quarters, and the rainfall of the three driest consecutive years about four-fifths, of the average annual rainfall. Notwith- fall to balance the average stream discharge during different standing the wide variation of climatic conditions, these propor- series of consecutive dry years, is given by the diagonal lines tions hold fairly well over a large portion of the land surface of which intersect the curve of rainfall on the diagram. the globe (see “The Variations of Rainfall,” by A. R. Binnie, The diagram gives the capacity above the lowest draw-off Proc. Inst. C.E., vol ~a9). level of the reservoir, and as it is undesirable to abstract muddy As storage increases in relation to the average flow of a stream, water for supply, this level should be well above the bottom of the maintainable yield increases in a decreasing ratio until a the reservoir. The loss by evaporation from a water surface Js maximum is reached where there would be little advantage in greater than the loss on the catchment area, and in the British further increase, and im the British Isles the economic limit is Isles the depth of the reservoir should be about 6 in. more than generally taken as that capacity which would be sufficient to would be required to give the gross storage, whereas in tropical equalize the flow of the three driest consecutive years. countries the allowance may be as muck as 6 ft. The average annual rainfall of the three driest consecutive TYPES OF DAMS years, being approximately four-fifths of the average annual rainfall; and the average annual loss by evaporation and absorpDams may be divided into two classes, masonry or embanktion being about 14 inches; the average annual discharge of the
streami during the three driest consecutive years would be that due: to ¢ average rainfall—-r4 inches running off the catchment area, which may be denoted by f. The formula known, from its author, as the Hawksley Formula gives fhe number of days
ments; and the selection of the particular type will depend upon the nature of the materials on which they will rest, and which are available for construction. Where goed sound rock exists at no great depth from the surface, a masonry dam is to be preferred, but where the rock cam
RESERVOIRS only be reached at a considerable depth, the cost is prohibitive.
Core Wells.—Puddle is the material generally used in the British Isles to form the core wall, and reinforced concrete in America. Puddle is not an absolutely impermeable material, and the thickness of a puddle core wall must be much greater than that of a concrete core wall. The use of concrete core walls has been limited in the British Isles owing to the apprehension that such walls would crack under pressure due to unequal settlement of the embankment. That such fears are unfounded is proved by the numerous successful examples of such construc-
Masonry Dams.—Masonry dams should be arched in plan
concave to the water face where the length of the dam is not too great, as such a form adds to the stability, and the pressure of the water tends to close temperature
at right angles to the axis of the dam.
or contraction cracks
It is desirable to slope
the foundations towards the water face, especially where the depth below the surface is moderate, as this reduces the tendency to slide on the foundations and the possibility of overturning due to the uplifting pressure of water penetrating between the
tion in America. The very greatest care must be exercised in the construction of a puddle core wall to prevent the occurrence of any layer
masonry and the rock. The design should avoid the development of tension in the masonry,
209
tending to rupture the dam on a
horizontal plane; and the maximum pressure at any point in the masonry should be limited to ro-r5 tons per sq.ft., depend-
through which water could pass owing te the erosion which may
take place, causing the formation of a cavity and the failure of ing on the materials used for construction and the nature of the the bank; whereas no erosion of the concrete would take place, underlying rock. Prof. Rankme pointed out the importance of and a crack would soon be sealed by earth carried in suspension avoiding tension, and evolved the theory on which most modern by the water. dams have been designed, viz.: that the resultant pressure due Tunnel Ouilets—It is necessary to divert the stream during to the weight of the masonry and the water thrust must fall within construction, and for this purpose it is advisable te construct a the inner third of the dam if tension is to be avoided. Any fissure tunnel round one end of the bank through which the stream may developing at the water face due to tension tends to increase flow, and through which the supply pipe can ultimately be laid owing to the water pressure, and may ultimately lead to the from the Valve Tower. A cheaper form of construction is tọ failure of the dam (see Prof. Unwin, Proc. Inst. C.E., vol. 126, build a culvert under the bank, but many cases of whole or and E. P. Hill, vol. 129). partial failure of such culverts have occurred due to the varying The masonry of a dam is not isotropic as horizontal planes of earth pressure. (See C. J. Wood, “Tunnel Qutlets,” Proc. Inst. weakness, where new work is superimposed upon that which has C.E., vol. 59.) Flood Works.—When a reservoir formed by a masoary dam set, are difficult to avoid. It is advisable therefore to step the masonry at the water face so as to avoid the construction of a overfiows, water passes harmlessly over the top of the masonry horizontal joint between old and new work. into the stream below. It is obvious, however, that water cannot The arched form of dam is economical when the radius of be allowed te overflow an earth embankment, as the material curvature is comparatively small, as the sectional area can be would rapidly erode, leading to the failure of the bank. It is decreased by designing the dam as a horizontal arch transmitting therefore necessary to allow for the escape of flood water in
the water thrust to its abutments. For reasons of economy modi- | such a way that the water level can never rise to a height that
would endanger the bank. The usual flood escape is provided by a weir cf such a length and placed at such a level below the top ef the bank as will ensure that the water in the reservoir can never rise above it, the weir discharging into a masonry channel placed in the hillside at one end of the bank. Another and more economical escape consists of a vertical shaft communicating below with the tunnel through which the stream was diverted during construction and terminating above in a bell-mouthed opening, the periphery of which forms the overflow weir. Flood Intensity.—The maximum intensity of the flood dis-
fications of the simple type of masonry dam have been introduced; these dams are of ferro-concrete construction, the pressure of the water being transmitted to buttresses by means of steel reinforced slabs or arches. Earth Embankments.—The profile of the embankment requires careful study of the materials of which it will be composed, and slips have frequently occurred, leading to the complete or partial failure of banks, due to lack of local study and the adoption of a design which was unstable. Light sandy soils will stand at a high angle of repose, but clays or plastic materials require
flatter slopes, the inclination decreasing as the base of the embank-
charge over the weir will depend om the extent of the catchment area, the maximum intensity of rainfall during a period bearing
relationship to that area, and mamy other factors, such as the inclination of the valey, the | steepness of the slopes, the per‘OBSERVATIONS-In ENGLAND !870-I926-¢ j meability of the surface, and the o F ee odes] presence @f lakes or obstructions which would delay the discharge. | It is impossible to determine the ———
FIG. 2
ment is approached. On fig. 2 the inner line profile would apply to good banking material, and the outer line to clay or plastic
material,
Care must be exercised to prevent the saturation of the outer
Slope of the bank, and when possible it should be composed of freely draining material.
When such materials are not available,
outer portion should rest on a layer of stone terminating in
a stone toe, vertical drains of dry stone being carried up through the bank at intervals.
a
incHes HOUR. PER "S
9
R
s
DURATION OF FALLIN Hours.
FIG. 3.—MAXIMUM
exact effect of many of these face tors, and therefore recourse must be made to actual records of the maximum discharge from :catchments of different areas.
‘The main factor in determining the maximum intensity of.a fload
RAINFALLS OF myct byiously be the amount of
PARE INIENSIY
rain which fell in a given period,
a condition which varies so widely in different parts of the
Cat-of Trench.—In order to prevent percolation below the globe, that records of flood discharge in one country would not
m of the embankment, a trench is first excavated across the valley bottom, carried down—if possible—to an impermeable
be applicable to another.
The curve on fig. 3 shows ‘the relationship ‘between rainfall
tratum and continued into the hillsides, so as to cut off any and period, and is derived from tthe formula determined by Prof. percolation below top water level. This is filled with impermeable Tatbat as applicable to the Eastern United States for maximum
material, preferably concrete, so as to form a barrier to per- rainfalls -during different periods. The small circles show :actual
de
On below the bank; and an impermeable cone wall is brought
aiy with this barrier to prevent percolation through
observations made in the British Isles, fram which it appears that
Talbot’s curve fits British conditions fairly well. This fact is .of | importance as indicating that records of floods in the Eastern
2I0O
RESHT—RESINS
States are of assistance in arriving at the maximum intensity of
ABODE; DoMICcIL.)
RESIDEN T, a political agent or officer representing the discharge from different catchment areas in the British Isles. The larger the catchment, the smaller is the flood discharge per Indian government in certain native states in India; he resides in the state and advises on all matters of government, legislative oy unit of area. Unfortunately, the estimates of maximum flood discharges executive. In certain other dependencies or protectorates of the from small catchment areas, are scanty and not very reliable. British Empire the representative of the government is termed Most reservoirs are placed at comparatively high altitudes, where a resident or political agent, notably in Nepal, Aden, Sarawak, the catchment area is small, in order to impound water free from British North Borneo, etc. In general, where the state to which pollution and to furnish water to the district of supply by gravity. a resident is attached is not an independent one, he exercises conFailures of such reservoirs, due to insufficient provision for the sular and magisterial functions. For “Resident” as the title of a diplomatic agent see Drprodischarge of flood water, are not infrequent, and demand serious consideration owing to the consequent loss of life and property. MACY. RESINS. A natural resin is a sticky substance exuded in The formula Q=750/4 M, where Q denotes the maximum flood intensity in cu.ft. per sec. per sq.m. and M the drainage area brown gummy drops by trees (Greek féeuv, to flow), especially in sq.m., agrees fairly well with the records of maximum flood pines and firs. These drops gradually harden in the air and form intensity in Great Britain. (See also WATER SUPPLY; DAM; what most people recognize as a resin. Rosin, the commonest type of resin, is well known as a material for treating violin bows, CATCHMENT AREA.) (W. J. E. B.)
RESHT, the capital of the province of Gilan in Persia, in Resins of industrial importance are obtained from trees of varied
37° 17° N., and 49° 36’ E., on the left bank of the Siah Rud which is a branch of the Safid Rud and flows into the murdab or lagoon of Pahlavi (Enzeli). The population in 1928 exceeded 70,000, chiefiy Gilakis, with a few merchants and officials, known locally as Iraqis. During the Bolshevik invasion in 1920 about 8,000 refugees left the town, but have since returned; and a large part of the bazaar was burnt. The town is situated in low malarious ground and was originally buried in jungle, but the Russians during their occupation of the place in 1723-24, cleared most of the jungle and it is now surrounded by rice fields. The summer climate is damp, sultry and unhealthy, with an average minimum temperature of 84-5° in August and a rainfall of 32 to 59 inches. The houses are red-tiled or thatched, and raised from the
ground, with broad verandahs and overhanging eaves.
Most of
the streets are paved with cobble stones, an improvement which was begun in 1910; and Resht is almost unique in Persia in having the nucleus of a sewerage system running from the bazaar to the river. There are many caravanserais. Resht is the centre of important roads in Gilan. The metalled road from Tehran (226 m. distant) via Kazvin to Pahlavi skirts the town on the east, upon which a regular motor transport service is in operation. There is a similar road to Pir i Bazar (4 m. up the river of the same name which runs into the lagoon), whence there is a regular daily service of flat-bottomed sailing boats to Pahlavi. Launches also run between the bar at the mouth of the Piri Bazar river and Pahlavi. A narrow gauge railway runs alongside the Resht-Pir i Bazar road. A carriageable road also runs laterally from Kasma through Resht to Lahijan, Langarud and Rud-i-Sar on the Caspian sea, following in great part a raised causeway through rice fields, with innumerable wooden bridges over irrigation canals. Resht is a centre of the rice trade and of the activities of the silk industry of Gilan, but the principal centre of the latter is Lahijan. There is a town telephone service with trunk lines to Pahlavi, to Rud-i-Sar, to Piri Bazar and to Kasma. The Imperial bank of Persia has a branch at Resht and the town is lit by electric light. ‘Resht suffered a good deal during the World War, first from the Russian army and, afterwards in 1918, when the Dunsterville force a to fight its way to Pahlavi, strongly opposed by Kuchak Khan. IBLIOGRAPHY.—G. N. Curzon, Persia and the Persian Question (g2); G. Ferrand, “Notes sur Resht et le Guilan,” Bull. Soc. Geogr. a (1902); A. V. Williams Jackson, Persia past and present (1906); d’Allemagne, Du Khorassan au pays des Backhtiaris. Trois mois fe sels en Perse (1911); H. L. Rabino, journey in Mazanderan (from Resht to Sari),” Geogr. J. (1913); L. C. Dunsterville, “From
Baghdad to the Caspian in 1918,” Gere J. (1921) ; and The Adventures of Dunsterforce (1920); ea . Fortescue, “The western Elburz and Persian Azerbaijan,” Geogr. F (1924); and “Les provinces cas-
pionne de la Perse,” La Géographie (1925).
(P. Z. C3
| RESIDENCE, in general, a place of abode. In law, it usually
means costinuance in a place. ‘The ordinary meaning of the word has been defined as “the place where an individual eats, drinks and sleeps, or where his family or his servants eat, drink and sleep” (R. v. North Curry, 1825, 4 B. & C. 959). For certain purposes, however, a man may be said to have his residence not only where he sleeps, but also at his place of business. (See
types growing in different parts of the world. Varnishes contain resin as an important constituent, and the long established connection between resins and varnishes is seen in the derivation of the word varnish, which has been considered to originate from
Berenice, the golden-haired queen of Cyrene (mediaeval Latin, verenice and vernis) whose name the Greeks applied to the goldencoloured amber, a resin now mainly employed for beads and decorative ware, but used in earlier times for varnish. I. NATURAL
RESINS
` The natural resins are mostly obtained by collecting the gummy substance which exudes from cuts made in the bark of the tree; some are fossil in origin, being found in a hard condition buried in the ground; shellac is distinct in being formed as a secretion by insects feeding on certain trees. There are also other sticky secretions of trees known particularly as gums. True gums, as distinct from resins, are soluble in water, as, for example, gum arabic (q.v.) used for making adhesives. The term resin is technically restricted to products which are insoluble in water but which will dissolve in liquids like methylated spirit, or which by special treatment will dissolve in oils, like linseed oil and turpentine, to form varnishes. To differentiate clearly between such resins (which are also spoken of as “gums” by the varnish maker) and the water-soluble gums, the former are often referred to more definitely as varnish resins. Properties and Classification.—Varnish resins are to be recognized by their transparency and translucency, their brittleness and glass-like fracture, and the brown or yellow colour. They possess as a rule no taste or smell in the solid condition; on heating, they melt or soften and finally burn with a smoky flame giving an aromatic odour. Solutions of such resins can be made in methylated spirit, turpentine and other essential oils. In using resins with oils, such as linseed oil, a special treatment of the resin, known as “running,” is usually necessary in order to make it soluble; ‘this involves heating in the molten condition for some time, when some decomposition and loss of weight occurs, and the resin is considered to assume a simpler molecular structure, undergoing what is known as a depolymerizing process, thus becoming more readily soluble in the oil. Solubility and hardness are the chief criteria used technically in classifying a resin, and on these lines resins may be divided into: —
Spirit-soluble resins which are (1) soft, such as the balsams and Burgundy pitch; (2) medium, such as mastic; (3) hard, such a5 damar, sandarac and shellac.
Oil-soluble resins which are (x) soft, such as some Manila copals; (2) medium, such as Kauri copal: (3) hard, such as Zanzibar copal and amber. Much overlapping necessarily occurs in such a classification.
The Spirit-soluble Resins.—As the name balsam, or balm,
suggests, these resins, of a fluid character, are of chief use as healing preparations in pharmacy. They are also called oleo
resins, containing a large proportion of volatile essential oil which usually consists of esters of cinnamic or benzoic acìd. s
À`
RESINS resin can as a rule be obtained from balsams by evaporating the essential oil. Turpentine, for example, as obtained from the tree, is an oleo-resin which yields solid rosin by evaporating or distilling away the essential oil of turpentine. Burgundy pitch, from Bor-
deaux turpentine, is used in medical plasters. Elemi is a fluid or semi-solid balsam, in a condition approaching that of an ordinary solid resin; it is sometimes used in special spirit varnishes. A medium resin, such as mastic, is still of a soft nature but not fuid like the oleo-resins. It is mainly used in the preparation of high-grade varnishes of pale colour for the protection of paintings.
It is obtained from one of the islands in the Grecian archipelago, from a tree of the Pistachia genus. A solution of mastic in turpentine, with linseed oil added, produces the artist’s medium known
as “megilp.” Mastic is soluble in alcohol to the extent of about 90%, and melts at about 95° C. Acaroid or gum accroides, melting at about 100° C, is obtained from the Australian grass tree as a yellow or red resin. It contains phenolic compounds which give it
medicinal value as a tincture suitable for treating affections of the mucous membrane.
The
crimson-red
resin known
as Dragon’s
Blood exudes from the fruits of the rattan palm, growing in the East Indies.
It was used as a varnish by Italian violin makers.
Among the hard resins, damar is usually met with in the form of clear pale yellow nodules (melting point about 140° C), although varieties of various colours are collected. It is obtained from coniferous trees of the Dipterocarpaceae family in the Malay States. Damar varnish is prepared as a solution in turpentine, in which about 30% of the resin dissolves. It can be used as a paper varnish on account of its lustre and pale colour. North African and Australian cypress pines are the source of sandarac, a hard resin from which a colourless spirit varnish can be produced, suitable for coating paper labels, leather, wood and metals. Ft melts between 135° C and 145° C, after previous softening at about 100° C. It is completely soluble in ether and methylated
spirit, but only slightly soluble in turpentine, benzene and petrol. Shellac requires an animal intermediary for its production, thus diferentiating this resin from other natural resins. Insects (Tacckardie lacca), belonging to the Coccidae or scale insects, attach themselves for feeding purposes to certain Indian trees of the acacia family, and produce a scaly covering consisting of an amberlike material, which is the basis of lac or shellac. This resinous secretion is ground, washed and filtered, by squeezing while hot and molten through a cotton bag, on to hot plates or water-cooled rollers from which it is removed in the familiar flaky form. Lac i8 œe of the most widely used resins in industry, providing an electrical insulating material, a stiffening agent for felt hats, etc., a preservative coating for wood and metal, and a binding agent for moulding
compositions.
The
gramophone
absorbs about 60% of the output of shellac.
record industry
It is marketed in
various grades and under various descriptions, e.g., stick lac, seed lac, button lac and garnet lac. The bulk of the shellac manufac-
tured bears the mark “T.N.,” a term the origin of which is lost
m antiquity, although presumably the letters are the initials of an
early manufacturer. The melting point lies between 77° C and 82° C. Chemically, shellac consists largely of esters of aleuritic
acid, HO-CH2- (CH2)s-CH(OH)-CH(OH)-(CH2)r- COOH, together
with a red colouring matter, wax and moisture. It dissolves in methylated spirit forming a cloudy solution which clarifies on standing. For hat-stiffening, shellac is dissolved in a water solution of borax. A white shellac can be obtained by a bleaching process, frem which colourless transparent lacquers can be made. The Oil-soluble Resins.—Useful varnishes can be made with
res and China wood oil, an oil of somewhat similar character to inseed oil. Soap and paper-making are also responsible for the
consumption of considerable quantities of rosin. Compounds of rosinwith certain metals known as resinates provide the important ingredients in paint and varnish called “driers” (see VARNISH).
Rosin as the sole resin basis of a varnish is not desirable on ac-
Count of its susceptibility to the action of air and moisture. It is ' a8 a flux in melting the harder resins and preparing them for use m varnishes.
French rosin is obtained from the Pinus maritima. The flow
oleo-resin is stimulated by cutting the bark in a manner sys-
211
tematically controlled as to size of incision, position on the tree trunk, and season at which the cutting takes place. One tree can be made to yield rosin for three or four years, after which several years’ rest are given. The annual production in France of rosin is about 100,000 tons, and turpentine 25,000 tons. American products are obtained from various kinds of pine grown in the south-eastern portions of the United States. The long leaf pine, Pinus palustris, is the most important.
Rosin remains in the still after removing, by distillation (g.v.) in the presence of water, the turpentine spirit or essential oil of turpentine from the oleo-resin exudation. The vapours liberated are condensed into two layers, one of turpentine and the other of water. The best grade of French rosin is clear and of a pale amber colour.
American grades vary from WW
(water white),
WG (window-glass), through brown to black. The specific gravity of rosin lies between 1-070 and 1-080. Good qualities melt at 120°-135° C, and dissolve in all the usual solvents, except water. Abietic acid, CooH3902, melting at 166° C, is the chief constituent of rosin, together with certain inert substances known as resenes. Current chemical opinion attributes a phenanthrene
DN
nucleus (see CHEMISTRY: Organic, “Homocyclic Divi-
sion”) to resin acids of the abietic acid type. The properties of rosin as a varnish resin may be modified by heating with metallic oxides, such as lime or zinc oxide, or with glycerine, the products being known respectively as hardened rosin or ester gum.
Rosin
modified in these ways is present in spar, boat and other varnishes.
The copals form an important group of varnish resins (Spanish, from Mexican copalli, incense). They vary from soft to hard according to their age. Soft Manila copal collected direct from the tree is easily soluble in methylated spirit and oils, whilst the hard fossil varieties such as Pontianak require heat treatment before they can be mixed with linseed oil. Oil varnishes containing Manila resin are used for interior work. Kauri copal, melting at about 150° C, a valuable varnish resin from a New Zealand pine, is usually obtained as a fossil about 4 ft. underground, but sometimes is found buried as deep as 20 feet. The cheaper Congo copal, also a fossil resin, melting at about 200° C, is becoming a rival of Kauri. Sierra Leone copal, obtained by tapping the tree, and consequently not so hard as the fossil Congo copal, finds a use in making good pale-coloured varnishes. Zanzibar copal is one of the hardest resins used by the varnish maker, and is dug up now mostly from the mainland opposite the island of Zanzibar. Nodules of this resin, marked with distinctive “goose-flesh” markings, are found as a rule about 3 ft. in the ground. The melting point may be as high as 360° C. Amber, the hardest resin known, is little used in the varnish industry. It is found in the ground im East Prussia, in the Baltic region, and efforts are being made in Germany to develop more fully the uses of this natural product. Japanese and Chinese lacquer are obtained chiefly from the
Rhus vernicifera (Urushi No-ki or Tsi-chou, varnish tree). The sap collected is a grey-brown viscous fluid, darkening in the air and forming a tough skin. A remarkably protective coating is obtained by using this fluid as a varnish. It is peculiar in requiring a moist atmosphere to enable the hardening process to take place. Chemically, the lacquer contains compounds of a vhenolic char-
/OH(z) acter, of which urishiol CsH.—OH(2)
is the chief.
NCurHe(4)
II, SYNTHETIC RESINS
Synthetic or artificial resins possess most of the physical characteristics of natural resins, and in addition may have, in certain types, the unique property of becoming infusible and insoluble after heat treatment. Chemically, a certain degree of resemblance is traceable between the phenolic synthetic resins and Japan lacquer and acaroid among natural resins, compounds of phenolic
212
RESINS
character having been shown to be present in the latter products. Although produced by the’chemical interaction of substances of definite composition, synthetic resins are usually of complicated and indeterminate composition. They are of industrial interest as substitutes for natural resins in the varnish industry, as insulating material in the electrical industry, and as a basis for the production of moulded articles for decorative purposes, such as umbrella nandles, buttons, beads, brush backs, door-plates, knobs, etc. Physical Classification.—It is possible to group synthetic resins according to solubility. There are resins which always remain soluble and those which are initially soluble but become finally insoluble under the action of heat, so called “heat-hardening” resins. The resins from formaldehyde and phenol, such as Bakelite, are of the latter class. Resins in the permanently soluble class may be further divided into (a) alcohol- or spirit-soluble resins, and (0) benzene- and oil-soluble resins. The resins suitable for varnishes are either spirit-soluble (chiefly of formaldehyde-phenolic type), forming substitutes for shellac and the softer varnish resins; or oil-soluble (chiefly the coumarone type, and also modified formaldehyde-phenolic types), forming substitutes for hard natural resins. The modified oil-soluble formaldehyde-phenolic types referred to are produced from the Spirit-soluble phenolic resins, by a process of melting with a ' natural resin akin to the “running” process adopted with natural resins. Moulded Compositions.—Artificial resins are used extensively In preparing moulding compositions. Moulding resins, usually of heat-hardening phenolic type, are used either as pure unmixed resin, producing as a rule transparent mouldings, or incorporated with some inert “filling” material, such as sawdust, asbestos or clay, and pressed in heated moulds; or they may be used for
impregnating paper or woven fabrics. By submitting these preparations to a process of pressing in heated moulds, highly durable mouldings in almost any desired form can be obtained. In order to give them maximum resistance to heat, chemical action and electrical forces, the mouldings, on removal from the moulds, are baked further, thus completing the chemical reaction in the resin. A material of considerable value for insulating purposes in the electrical industry is thereby obtained. The electrical properties are somewhat similar to those of ebonite. Moulding compositions can also be prepared in a form suitable for the production of domestic articles, cups and saucers, bowls and plates, and the like. Textile materials can be decorated with beads made from artificial resin. Numerous other decorative uses are continually being found for artificial resins. Chemical Classification.—Two main classes may be distinguished, (a) condensation resins, such as those of the formaldehyde-phenolic type, condensation being, in its simplest form, the chemical process whereby molecules unite, with elimination of water; (6) polymerization resins, such as those of the coumarone type. Polymerization is the chemical process in which relatively simple molecules of a compound become complex by combination amongst themselves. The term “polymerization resin” is used to distinguish a resin which is formed directly by the polymerization of a chemical compound, without passing through a preliminary stage of condensation. Polymerization is usually initiated by the action of light, heat, strong acids or alkalis. Formaldehyde-phenolic Resins.—Bakelite, invented by L. H. Baekeland in 1909, is the leading representative of one main class of synthetic resins produced to-day in most countries in one form or another. The preparation involves the interaction of phenolic substances, such as phenol (see Carsportic Acw) and
cresol (g.v.), with aldehydes, particularly formaldehyde
(g.v.).
The output of such resins and their derivative moulding compositions is a growing one. In America alone nearly 7,000 tons were manufactured in 1925, representing double the production of 1922. Other countries, of which Germany, France and Great Britain are the chief, manufacture something like an equal amount between them. The process of manufacture is one of condensation, usually facilitated by the use of a small addition of acid or alkali. The details of one method of procedure are as follows: Equal parts
of pure phenol and formaldehyde
solution
(formalin) with a
small quantity of caustic soda are heated together in a steam.
jacketed pan with stirring gear. The mixture gradually becomes cloudy and finally an oily layer separates. This layer is removed
and from it, by further heating, sometimes under diminished pressure, a molten resin is obtained. This resin, on cooling, sets to a brittle, transparent product. In this condition it is ready for dissolving in alcohol for use as an impregnating solution
for sawdust or other “filler,” to form moulding compositions Mouldings made by pressing such a composition are then baked to bring about the final change to the inert resistant condition. The simplest condensation products of phenol and formalde.
hyde are saligenin or o-hydroxybenzyl benzyl alcohol.
alcohol and p-hydroxy-
Further mutual condensation of these compounds
leads to a syrupy product which, on continued heating, gives a resin somewhat
akin to Bakelite.
No definite conclusions have
yet been made as to chemical constitution, owing to the small reactivity of the resin in its final form. The fully polymerized formaldehyde-phenolic resin is insoluble in all the usual solvents and chemical reagents, except nitric acid and caustic alkali, Jt is more than probable that the final fully polymerized resin, prepared industrially, contains, in addition to a polymerized molecule of high molecular weight, a mixture of other substances, which are retained by the resin during hardening, such as free phenols
and formaldehyde and crystalline intermediates formed during
the condensation reaction. A number of mouldings are made with resins of the Bakelite type. A variety of useful mouldings are obtained from wood-meal-resin moulding composition, and also from laminated resin-paper and fabric compositions. The advantages of this type of material consist in its power to withstand temperatures at which rubber, ebonite, celluloid and natural resins soften and liquefy, or even decompose, together with the accuracy and high finish of the mouldings. For electrical insulation it is used in wireless apparatus, telephones, electric lamp sockets, generators, transformers and other electrical equipment.
Paper or woven fabric compositions have been used for silent transmission gears and also, experimentally, for aeroplane propellers. Grinding wheels containing resin and emery, and selflubricating bearings containing resin and graphite, can be built up. Laboratory apparatus for handling corrosive acids, especially hydrofluoric acid, has also been made. Modified Formaldehyde-phenolic Resins.—The German Albertols and American Amberols are soluble in linseed oil and are prepared from formaldehyde-phenolic resins by heating with common rosin. They are now being further modified by the inventors by neutralizing the acidic part of the rosin component with glycerin. One such modified resin softens at r0o0° C and melts at 120° C, whereas the rosin used in its preparation softened at 59° C and melted at 65° C. These resins are used mostly as substitutes for oil-soluble natural resins in varnishes, although some varieties are proposed for the replacement of shellac in the preparation of bonded mica sheets, such as micanite. Certain formaldehyde-phenolic resins containing sulphur have some application in electrical insulation; thiolite, a resin of French origin, is prepared by the action of sulphur chloride on a condensation product of formaldehyde and cresol. It contains 12% of sulphuw.
Fotrmaldehyde-urea Resins.—Formaldehyde may also be condensed with urea, or its sulphur analogue, thiourea. ‘Thiourea can be made from a by-product in gas manufacture. Opaque or transparent colourless resins are produced which, by continued heating, become insoluble. They are finding application in Great Britain, particularly the Beetle resin, in moulding powders from
which table and decorative ware, very artistically tinted with delicate colours, can be produced. The transparent variety, particularly the German Pollopas, is proposed for use as a substitute for glass in motor-car wind-screens. Efforts are being made te render them suitable for electrical insulation. The moulded table-
ware can be washed with soap or weak soda solution without ill effect, and will stand temperatures of r10°—120° C. The specific gravity varies from 1-4-1-5. The chemical basis of this form © resin is probably a dimethylol derivative of urea or thiourea.
Glycerin Resins.—Glycerin and phthalic anhydride (¢.2-)
RESISTANCE—RESONANCE
POTENTIALS
213
capable of moving in the proper period. react to give a resin of industrial interest, which in America is vibration of some body An illustration of resonance is seen when two heavy pendulums of in soluble and yellow pale nt, transpare is It Glyptal. as known the the same period are mounted upon a wooden frame which yields acetone, but becomes insoluble on heating to 220° C. In insoluble condition it retains some degree of flexibility and finds slightly to their motion and one pendulum is set vibrating. In application in the electrical industry, especially for amalgamating
mica fakes to form insulating sheets. Such sheets when properly
prepared compare favourably in electrical properties with similar
sheets in which shellac is used as the binding resin. Pure acrolein,
obtained from glycerin, is polymerized in the cold by the addition of an alkali, forming a white powder melting between 80° C
a varnish. and 100° C. It can be dissolved in alcqhol and used as in the resin hard a form to phenol with reacts also Acrolein presence of about 15 of caustic soda. These resins of French origin have electrical properties of the order of those of ebonite. An American resin, acrolzte, can be prepared from glycerin and phenol by heating to between 160° C and 190° C, in the presence
of a small quantity of sulphuric acid. Coumarone Resins—Coumarone
resins are prepared from certain fractions distilled from coal-tar naphtha, and are used
in varnishes, and also to some extent as softening agents in rubber mixing. Their method of production involves no preliminary
condensation but consists in direct polymerization of coumarone, indene and unsaturated cyclic compounds of this class, contained in the naphtha distillate, by means of strong sulphuric acid. They vary in colour from light yellow to black. They are miscible with
drying oils and will dissolve in benzene but not in alcohol.
BIBLIOGRAPHY r—General: C. Ellis, Synthetic Resins and their Pisstics (1923); Clément and Rivière, Matières Plastiques (1924); Barry, Drummond and Morrell, The Chemistry of the Natural and Synthetic Resins (1926). Manufacture and Application: E. Hemming, Plastics and Moulded Electrical Insulation (1923); H. W. Rowell, Jour. Soc. Chem. Ind. (1927). Constitution of Phenolic Resins: L. H. Baekeland, Industrial and Engineering Chemistry (1909 and 1925).
Physical Properties: A. V. Mory, Industrial and Eng. Chem. (1927).
Viscosity and Solubility:
A. A. Drummond,
Jour. Soc. Chem. Ind.
(1924) ; Jour. Oil and Colour Chemists’ Assoc. (1927).
(A. A. D.)
RESISTANCE, MEASUREMENT OF. That bodies offer
resistance to the passage of the electric current through them is shown by the heat developed when the current passes. This heat production was made the basis of a method of comparison by Henley (1774) and Nairne (1780) who concluded from his experiments that “iron wire resists the passage of the electric fuid much more than copper.” (Phil. Trans. [Hutton] z4 p. 688.) Davy (Phil. Trans., 1821, p. 430) showed that the conducting power
of wires is proportional to their cross-sectional area divided by their length, but exact ideas were lacking until the importance of Ohm’s Law (1827) was appreciated. An absolute unit of resistance could then be defined as the resistance of a conductor in which unit potential difference produces unit current. The practical unit of resistance is the International Standard Ohm defined (1894 and 1908) as “the resistance offered to an invariable electric current by a column of mercury at the temperature of melting ice, 14-4521 grammes in mass, of a constant crosssectional area, and a length of 106-300 centimetres.” This unit is equal to about 1-0005 X 10° absolute C.G.S. units. The megohm is one million ohms, and the microhm one millionth of an ohm.
Specific resistance, or resistivity, is defined by p in the equation length
Resistance = p ———————_—_— R area of cross-section
and is therefore measured in ohm-cm. The practical measurement of resistivity involves many processes and instruments (see INSTRUMENTS, ELECTRICAL}; but the methods employed may be classified as Comparison Methods
and Absolute Methods.
In the former a comparison is effected
between the resistance of the material in a known form and some
standard resistance, in the latter, the resistivity is determined with reference to the fundamental units of length, mass and time. Special methods are required to determine the resistance of in-
sulating materials and of electrolytes. (See INSTRUMENTS, ELEC-
TRICAL; ELECTROLYSIS; ELECTRICITY, CONDUCTION OF: Solids.)
RESONANCE, a term used in physics and related fields de-
noting a prolongation or increase of sound due to sympathetic
a few minutes it will be seen that the second pendulum is acquiring vibratory motion through the support. Its motion gradually increases until the two are swinging with equal amplitude but with a phase difference of a quarter period. The second pendulum continues to lag behind the first, gradually absorbing its energy until the first is brought to rest, after which the phenomenon is repeated in the reverse order. See Puysics, ARTICLES ON. The counterpart of this phenomenon is applied to electricity (g.v.). See ELECTRIC WAVES and articles related to radio.
RESONANCE
POTENTIALS.
We are brought to the
consideration of resonance potentials, which are also called critical potentials or excitation potentials, by the consideration of the passage of an electron through a gas. We must first premise that the energy, and consequently the velocity, of an electron is usually expressed in volts, a velocity of so many volts meaning the velocity which an electron would acquire in moving freely through a potential difference of that number of volts. It has been established by the experiments of J. Franck and G. Hertz that electrons of small energy, 7.e., with velocities of a few volts only, behave like minute gas atoms when they strike a gaseous atom. The impact follows the laws of the impact between two perfectly elastic spheres, the electron bouncing off with practically no loss of velocity, since the mass of the gas atom is relatively so great. When we are considering the passage of electrons through inert gases, metallic vapours of small electron affinity, and certain other gases, it is found, however, that, as the velocity of the electrons is raised, a certain critical value is reached; for all velocities greater than this critical velocity the electron loses a definite amount of energy in the collision, or makes what is known as an inelastic impact. The kinetic energy so lost goes temporarily to increase the internal energy of the atom, and ultimately appears in some other form. If the velocity of the electron be further increased the loss of energy at impact remains the same until a step is reached when another sudden loss of energy takes place on impact, this time of greater magnitude. In general, as the potential which accelerates the electron is increased a series of values will be found, at each of which a different type of inelastic collision with the gaseous atom first takes place. These particular values are the resonance potentials characteristic of the gas in question: they vary in magnitude from gas to gas. Finally, a potential can be found which gives the electron sufficient energy for it to be able to ionise the gas atom which it strikes, that is, displace an electron from it. This potential is the zonisation potential of the gas.
Theoretical Importance of Resonance Potentials.—The
resonance potentials have assumed great importance in modern physics from the direct confirmation which they give of the most fundamental assumption of Bohr’s theory of atomic structure. (See ATOM, QUANTUM THEORY.) On this theory an atom can exist in a series of stable states—or stationary states, as they are called —to each of which pertains a given energy, but cannot exist in any state of energy intermediate between these. We can get a
picture of these states by assuming that the electrons of the atomic structures have certain preferential orbits, to each one of which corresponds a certain energy of the atom (see Atom), but this picture is not indispensable for our present purpose. To transform the atom from its normal state, of energy E, to a stationary state of greater energy E’, clearly demands a certain input of energy: when the atom returns from this excited state to its normal state —either in one step or more steps—the energy is given out again, in general in the form of radiation (in general, because it is possible for the energy to appear as kinetic energy of another particle), the frequency of the radiation being given by
hv=E'—E where # is Planck’s constant, v the frequency. We should therefore expect that if an electron strikes an atom, and its energy is less than that required to raise the atom to the first stationary state above the normal, it will be unable to communicate any-
214
RESONANCE
POTENTIALS
thing to the internal energy of the atom, and will spring off elastically. If, however, the energy E. of the electron in question equals or exceeds E’;—E, where E^; is the energy of the frst stationary state. it can raise the atom to that stationary state, and will proceed after the collision with diminished energy E.—(E1—E). We neglect the kinetic energy communicated to the atom as a whole, since, on account of the great mass of the atom, this is negligible. Similarly, if the energy of the electron exceeds E’,—E, when E’s is the energy of the second stationary state, the electron can raise the atom to that state, experiencing itself a correspondingly greater loss of energy. In the first case the atom, on returning to its normal state, should emit the first spectral line of
i small field between E’ and R has, however, little effect on the passage of positive ions to R, because these are accelerated by a |comparatively large potential fall, and have sufficient energy to | overcome the opposing field. In this way radiation potential and | ionisation potential can be E clearly distinguished. Lenard’s $ f method has also been modified by i t ` Franck and Hertz in a famous 4 Val F £ =r series of experiments which dealt
a series, in the second case the second line, of higher frequency,
clear confirmation of Bohr’s theory. There are, for instance, resonance potentials at 4-9 volts FIG. 2.—GOUCHER'S ARRANGEMENT and 6-7 volts. The wave-lengths FOR DISTINGUISHING RESONANCE POTENTIALS AND IONISATION PO- which correspond, on the quanTENTIALS tum theory of spectra, to these potentials can be calculated from the fundamental equation he I hv x energy = eV —— 300 when e is the electronic charge, V the potential in volts, h is Planck's constant, c the velocity of light, A the wave length, To 4-9 volts corresponds a wave-length of 2520 A.U., to 6-7 volts a wave-length of 1844 A.U., which agree, within the experimental error of these measurements, with 2336 A.U. and 1849 A.U., the wave-lengths of the two strong lines of the mercury spectrum to be anticipated on the theory. G. Hertz has more recently worked out some very delicate methods of measuring both resonance and ionisation potentials. One of the methods detects, by a skilful disposition of the gauzes, the abrupt loss of velocity of electrons which takes place when the accelerating potential reaches a critical value: this method there-
and higher critical potentials should be able to excite lines of still higher frequency. The resonance potentials therefore provide a double experimental check on Bohr’s hypothesis. In the first place we can, by electrical methods, measure the velocity of the electron before and after impact with the gas atom, observe at what potentials the abrupt losses of velocity take place, and compare these potentials with those to be anticipated from the known values of Ay for the appropriate lines of the spectrum of the atom. In the second place we can observe the radiations from the gas which attend the passage of electrons of different velocities, and find out at what potentials the different lines first appear—.e., we can carry out the so-called step-by-step excitation of spectra, and measure the excitation potentials. Both methods lead to brilliant quantitative confirmation of Bohr’s hypothesis of stationary states, and of the quantum theory of spectral series. The electrons lose energy in steps, at the stages to be anticipated from the theory, and the spectral lines appear in turn at the potentials calculated. Experimental Methods.—The pioneer worker on the subject
was Lenard, who in 1902, long before Bohr’s theory was put forward, showed that an electron must possess a minimum energy before it can produce ionisation in a gas. He released the electrons from a metal plate P photoelectrically (see PHOTOELECTRICITY), and accelerated them by means of a parallel gauze E maintained at the desired potential, the gas pressure being low enough for the greater part of the electrons to pass through the space between P and E without a collision (fig. 1). He detected the formation of ions by means of a plate R, charged negatively, so that, while electrons cannot reach it direct, any positive ions formed are at once attracted, and make their presence known by a sudden change in the current from R. In this way he found that no ions were
produced unless the accelerating potential exceeded a certain threshold value. However, as pointed out by Bohr and van der Bijl, a change in the current from R does not necessarily indicate ionisation in the gas between E and R, for if the electron impact is not sufficiently energetic to Yy make the atoms struck lose an electron, but merely makes them emit radiation, then this radia5 tion will act photoelectrically on —> the plate R, causing it to lose electrons. As far as current effects go, loss of electrons by R or gain of positive ions by R m -æ am mn ee e m
CORE to the same thing. Lenard’s
original
method
has
FROM E. N. DA C. ANDRADE,
therefore tax rrou» (aert)
“STRUCTURE OF
been modified in various ways, to FIG. 1.--LENARD’S METHOD OF IN-
enable a distinction to be made. VESTIGATING IONISATION POTENbetween a resonance potential ee and an ionisation potential, It is also usual nowadays to produce the electrons by means of a hot wire (see THERMIONICS) instead of photoelectrically., Davis and Goucher introduced a second gauze EY (fig. 2) and arranged the potentials as follows: a potential V p, gréater than the accelerating potential V,, acts so as to stop the electrons reaching R, while a small potential V1, which can be
reversed, is maintained between E’ and R. When E’ is negative
to R; photoelectric electrons cannet escape from R, when E’ is pasive to R they can, so that the photoelectric effect of radiation -R can be detected at once. Reversal of the direction of the
especially with the resonance po-
t ee ee
t b
temtials of mercury vapour. This
b
ar
vapour has yielded particularly
we oe ETE on owe ad ee a am oe
FROM E. N. DA C. ANDRADE, THE ATOM” (BELL)
“STRUCTURE
OF
fore measures radiation potentials. The other method depends upon an annulment of the so-called space charge, which surrounds a hot wire, by the positive ions produced when, but not before, the accelerated electrons
have
sufficient
energy:
eee ee
this
method clearly detects ionisation potentials. A different type of experiment, that which relies on the excited radiation for a sign that the resonance potential has been reached, is represented by the work of Foote, Meggers, and Mohler. They use the disposition represented in fig. 3. The electrons are produced, as usual, by a hot wire, here of hairpin shape, and accelerated by the field between the wire and the grid, constituted by a close spiral coil. The comparatively large cylinder which surrounds the grid is kept at the same potential as the grid. The region in which the electrons are accelerated is narrow, so that there is little chance of an impact which would prevent an electron
TO SPECTROGRAPH
di
| SHAY).
FROM ANDRADE, (BELL)
FIG. ING
“STRUCTURE
OF
THE ATOM’
3.—APPARATUS FOR MEASURRESONANCE POTENTIALS, AS
DEVISED
BY FOOTE, MEGGERS AND
attaining its full velocity: the re- MOHLER gion between the grid and plate is wide, so as to give plenty of opportunity for impacts to produce radiation. The accelerating
potential is varied, and the values at which individual spectral lines appear carefully noted.
The study of resonance potentials
in this way was initiated by Franck and Hertz, who observed the potential which was just sufficient to excite the well-known mer-
cury line of wave-length 2536 AU.
They were followed by
McLennan and his students, who showed that either one or two
lines or the whole series could be excited, according to the potential. Since then other workers, notably Newman, have suce
215
RESORCINOL—RESPIRATION in producing certain spectral series line by line, each new line first appearing at the potential indicated by Bohr’s theory. All these experiments clearly show that energy can be communicated to atoms in definite amounts only, and that the communication of a definite amount of energy to an atom is followed
hy the emission of a spectral line or lines, the wave-length of these lines being connected with the energy communicated exactly
as indicated by the quantum theory of spectra. It should be added that not only can one electron be completely removed from an atom at the ionisation potential, but that a higher potential can be measured which suffices to remove two electrons, and so excite the so-called spark spectrum. (See SPECTROSCOPY.)
Applications of the Theory of Resonance Potentials.—
The established fact that a perfectly definite energy is needed to excite any given spectral line, or to separate an electron from an atom and so ionise it, has found wide application. The energy with which one atom strikes another at room temperatures is far below that which corresponds to the first resonance potential of any gas, and so we can expect no luminosity of gases at ordinary temperatures.
In a flame the temperature is already sufficient for
an appreciable fraction of the atoms to collide with sufficient energy to excite spectral lines. If metal atoms are introduced into a flame, the lines which are detected at the lowest temperatures are the lines with the lowest excitation potentials, and as the temperature of the flame is raised more and more lines appear, in accordance with the theory, the increased energy of the atomic
impacts corresponding to the increased energy of electron impact which we get as we raise the potential.
Again, elements with
spectra of low resonance potentials show in the flame more lines at a given temperature than those with high resonance potentials. More striking still are applications of the conception of ionisation and resonance potentials to astrophysical problems. By considering the ionisation of an atom as a chemical problem, in which the ionisation potential takes the place of the heat of dissociation, Saha has worked out the percentage ionisation to be expected under different conditions of temperatures and pressure, and applied his result to the spectrum of the sun, with very interesting results. He has especially considered the ionisation of calcium atoms in the sun’s atmosphere, and explained many peculiarities of the apparent distribution of the element. This work has been much extended, especially by R. H. Fowler and E. A. Milne.
(See Star.) BIBLIOGRAPEY.—P. D. Foote and F. L. Mohler, The Origin of Spectra (1922) ; K. T. Compton and F. L. Mohler, Critical Potentials (1924);
L. Bloch, Zonisatiom et résonance des gaz et des vapeurs (1925); J Franck, Anregung von Quantensprunge durch Stosse (1926); E. N. da C. Andrade, The Structure of the Atom (1927). (E. N. pa C. A.)
RESORCINOL,
one of the three dihydric phenols (g.v.),
was first obtained by Hlasiwetz and Barth (1864) by the potash fusion of certain natural resins (galbanum, asafoetida, etc.). It crystallises in colourless, odourless plates or rhombic prisms havmg a sweet taste; it melts at 118° and boils at 178°/16 mm. or at 276-5° C/760 mm. Its specific gravity is 1-2717, and 100 parts
of water dissolve 147 parts at 12-5° C. It is an important intermediate in the colour industry and for this purpose is prepared syothetically from benzene. This hydrocarbon is sulphonated with
fuming sulphuric acid to benzene meta-disulphonic acid and the
sodium salt of this acid is heated with caustic soda or potash
(24 parts) containing a little water to 270° C for 8 to 9 hours.
The cooled fusion is dissolved in water, acidified with hydrochloric acid and extracted with amyl alcohol or preferably ether. After distilling off the solvent from the extract the resorcinol is obtained
by distillation in vacuo and purified by sublimation or by crystallisation from benzene. It is also called resorcin, and is m-dihydroxybenzene, CsH,(OH)>. sé in Dye Manufacture.—Resorcinol is largely employed in the manufacture of xanthone dyes. When heated with phthalic
anhydride it furnishes fluorescein which on bromination and iodination yields the dyes eosin and erythrosin respectively. It couples
with many diazo-compounds giving rise to technically important azo-dyes. Its dinitroso-compound is Fast Green or Alsace Green. “fsorcinol serves as a developer in dyeing and printing. By heat-
mg with ammonia under pressure resorcinol is converted into meta-
aminophenol, a dye component, and the substitution of ammonia by the alkylamines and dialkylamines in the autoclave leads to the production of mono- and di-alkyl-meta-aminophenols, these substances being essential intermediates in the manufacture of the
rhodamine series of colouring matters. (See Dyes, SYNTHETIC.) Resorcinol has had varied uses in medicine. It possesses valuable antiseptic properties. In weak solution it is non-irritant to the skin and is used up to 5 or 10% in ointments for chronic skin diseases such as psoriasis, eczema and ichthyosis. Epithelioma and rodent ulcer have been treated with resorcinol ointments and plasters and it is applied locally to condylomata and mucous patches. When formerly employed in the United States as an antiseptic, the dose was 2 to 8 grains. A 2% solution is used as a spray in hay fever and whooping cough. In large doses resorcinol is a poison causing giddiness, deafness, salivation, sweating and convulsions. When applied externally to large surfaces it has proved dangerous and even fatal. Resorcinol monacetate, prepared by the action of acetyl chloride, is used under the name of euresol in a ro to 30% acetone solution in the treatment of acne, dandruff, seborrhoea and sycosis. For the detection of resorcinol the fluorescein reaction is the most delicate. Bromine produces a precipitate of tribromoresorcinol. Formaldehyde in hydrochloric acid gives an insoluble amorphous condensation product with an aqueous solution containing o-ocor% of resorcinol. BIBLIOGRAPHY.—J. C. Cain, The Manufacture of Intermediate Products for Dyes (1919), and The Manufacture of Dyes (1922); F. Ull~ mann, Enzyklopädie der Technischen Chemie, vol. 9 ae ay
RESPIGHI,
OTTORINO
(1879-
), Italian composer,
was born at Bologna on July 9, 1879, and studied at the Liceo of Bologna, at St. Petersburg (Leningrad), under Rimsky-Korsakov, and in Berlin under Max Bruch. In 1913 he was made professor at the Royal Liceo di S. Cecilia in Rome, and in 1923 director. The operas Semirama (1910) and La bella addormentata (1922) were followed by the successful Belfagor (1923), which reflects in the eclecticism of its style the cosmopolitan character of the composer’s training. His orchestral music includes the symphonic poems Aretusa (1911), Le fontane di Roma (1916) and Pini di Roma (1924); In the way of chamber music he has written a sonata for violin and pianoforte, and two string quartets, while a “concerto Gregoriana” for violin and orchestra may also be mentioned.
RESPIRATION.
The conception of life is so closely bound
up with that of respiration that the very word “expiration” has come to connote the extinction. of life, and “inspiration” its elevation to a super-human level. Respiration is a process common to all forms of animal life, the reason for which is that the chemical basis of life is essentially an oxidation of tissue. Rightly, we speak of the “flame” of life, for in the body, as in the fire, material is all the while being consumed, with concurrent consumption of oxygen, and the production of carbon dioxide. Respiration consists essentially in the transport of oxygen from the air to the place where the oxygen is used up by the body, and the transport of carbon dioxide from the place where it is produced to the external air. Many animals, of course, live in water; indeed, life presumably began in that medium. But even for them the ultimate source of oxygen is the atmosphere; from it the water acquires fresh stocks of oxygen as the animals which inhabit it use up the gas. The oxygen in water is for the most part in solu-
tion, not in bubbles; but in the sea the constant breaking of the waves has a most potent effect in oxygenating the surface layers
of the water. `
:
In the most primitive forms of life respiration is very simple. In the amoeba, which is little more than a minute particle of jelly, the respiratory process is carried on in this way: The amoeba lives in water, from the water oxygen soaks into the body of this animalcule, where it is always being used up, and because it is always being so used the potential of oxygen inside the amoeba is always less than the potential of oxygen in the water outside. The oxygen, therefore, by a simple process of diffusion, is ever tending to migrate from the place of higher to that of lower
RESPIRATION
216
potential, z.e., from the water to the interior of the amoeba, so a constant stream of gas is maintained. So also with the carbon dioxide; it is produced in the amoeba, from the interior of which it diffuses out, through the surface into the surrounding water. In the higher forms of life, there is no different principle involved, so far as is known, from that of the amoeba. The apparatus for effecting respiration becomes more complicated, but the actual process is the same, namely, the diffusion of gas, oxygen or carbon dioxide from the place of higher to the place of lower potential.
THE SUPPLY OF BLOOD TO THE LUNG
in and out of the lung by swallowing movements on the part of the newt, the stalk of the lung (or trachea) being an outgrowth of the gullet. Leaving for the moment
the consideration
to air and (2) the mechanism for perfecting the ventilation of the lung. Mechanism
for Increasing Exposed
water,
carrying
a continuous
supply
of oxygen-charged
water
over the surface of the gill feathers. The gill system of the lobster exhibits the principles on which the respiratory systems of almost all the higher animals are based, z.ێ., the exposure of a large surface of fluid which circulates in the animal (the blood) to a corresponding large surface of either air or water which is constantly being replenished. The oxygencontaining medium and the circulating blood are not in actual
contact, but are separated from one another by a membrane through which the oxygen (and carbon dioxide) must diffuse. One section of the animal kingdom has attempted a respiratory system on different lines, namely, the insects. In them the air is piped all over the interior body to, or almost to, the actual functioning cells. There is no intermediary circulating fluid. The whole tissues of the insects are therefore permeated by an elaborate sys-
tem of tubes, the tracheae, with walls stiff enough to prevent their
Surface of Fluid—
In the lung of the frog a much larger surface of blood can þe [ exposed than in that of the newt, for the inner surface of the lung is thrown up into ridges,
The necessity for some definite system of transport arises partly
from the greater size of animals as compared with the amoeba, and partly from the greater intensity of their oxidative processes. The inhabitants of an island a mile square would need no special transport system for the carriage of their fish, but the population of a continent does, and not only the mere machinery for moving the fish but all the accessory apparatus of cold storage and the rest for moving it in good condition. Moreover, if the continent be inhabited by persons with an insatiable craving for fish the capacity of the transport system must be correspondingly increased. In the more lowly organized aquatic animals the system of transport is as follows: A circulation is maintained throughout the animal of fluid which differs little from seawater. At some point, known as the gill, this circulation comes very near to the surface, being only separated from the seawater by the wall of the vessel in which it is coursing. That wall is no thicker than the body of the amoeba, and so the gases, oxygen and carbon dioxide, have no difficulty in diffusing into and out of the circulating fluid. The amount of gas which can be dealt with depends principally on the extent of the surface of circulating fluid that can be exposed at any one time to the water. Therefore, for the purpose of creating the maximal surface, the gills of some creatures take on curious and feathery forms. Such are those of the lobster, which may be seen by breaking away the shell at the side. Indeed, the surface is so great that the water around the gull would be completely denuded of oxygen were there not a special mechanism for ensuring a constant circulation of fresh
of the circulati
fluid, we may follow two other lines of development: (1) the mechanism for increasing the amount of surface of fluid exposed
called septa.
These again give
rise to secondary and even tertiary septa, as is shown in fig. rb,
All these septa are richly supplied with blood capillaries. FIG. 1.—SCHEMATIC REPRESENTA‘Lhe lung of the warm blood TION OF SECTIONS ee ee animals is more complicated still (A) ane of theneya te It may be likened, not toa grape, A
B
c
secondary and tertiary septa, (C) infundibulum of human lung showing
but to a bunch of grapes—indeed to several bunches of grapes,
primary- sopia The unit corresponding to a single grape is called the infundibulum. That corresponding to a bunch the lobule. Each infundibulum is intermediate in structure between the whole lung of the newt and that of the frog. It contains septa, but only primary septa (fig. 1c). These divide the
margin of the infundibulum into a number of chambers, the alveoli. The interior of the infundibulum is, therefore, a sort of honeycomb, the alveoli corresponding to the cells of the comb: indeed, they are often called the air cells. In microscopical sections of the lung the air cells are cut across in all sorts of quite irregular ways, but the general appearance much resembles that of a section of a rather broken honeycomb (fig. 2). Before birth the whole lung is folded up, the opposing walls of the air cells are in contact with one another and there is, of course, no air in the lung. Such a lung will sink if thrown inte water, in which respect it is in marked contrast to the normal organ. It is one of the abiding mysteries of creation, that, when the new born child expands his lungs for the first time, the whole system of lobulae, infundibula and alveoli unfolds and fills with air. From that time onwards air is always passing into and out of the lung. The quantity taken in at each respiration is called the tidal air and is normally about 300-550 cu.cm. Of this about I50 cu.cm. never goes further than the respiratory passages; the remainder becomes mixed up with the air in the air cells (alveolar air) of which there is, perhaps, three litres in the lung. The following table gives the percentage composition of inspired and alveolar air:— Component Inspired air . Alveolar air .
N:
O:
79 74°1
20-94 14-4
HO (vapour) 6-2
There are several ways of measuring the composition of alcollapsing. The tracheal tubes are often extremely narrow in bore. veolar air. That of Haldane and Priestley consists of blowing with This system has grave limitations. The rate at which gases can extreme suddenness and force down a rubber tube about 5 ft. in diffuse along very fine tubes is very slow, and sufficient oxygen length and about r in. in diameter. The air from the respiratory can only penetrate, therefore, for a short length. No portion of passages passes first along the tube and is washed out by the air the insect, therefore, can be far removed from the external air, from the deeper parts of the lung. If the subject has emptied and for that reason all insects are small; the largest development his lung to the maximum the tube, or at least, the portion next of which they seem capable is that of the dragon.fly, which has to his mouth will contain pure alveolar air. Immediately after the a relatively long but extremely attenuated body. Developmentally expiration, the tube is closed with the tongue. To it, about 1 in. the insects are side-tracked. fram the mouth, is fitted a vacuous sampling tube; by the open To return to the normal line of development, the principles of ing of a tap a sample of the air in the alveolar air tube can be respiration are simply portrayed im such an air breathing animal taken into the sampling tube for analysis. as the newt (fig. 14). Imagine a grape with a tubular stalk and Residual air is the volume of air remaining in the chest after With air inside the skin instead of fruit, and you have something the most complete respiratory effort. It ranges from 1,600-2,100 Hike the tung of the newt. In the substance of the wall the blood cu.cm, circulates, a large surface being exposed in a close network of Reserve or Supplemental Air is the volume of air which can be capillaries to the air in the lung, which air is intermittently forced expelled from the chest after an ordinary quiet respiration—about
RESPIRATION 1,500 cu.cm.
Complementai air is the volume of air that can be forcibly inspired over and above what is taken in by normal inspiration and is 1,600-2,100 Cu.cm.
Vital capacity is the quantity of air which can be expelled from the lungs by the deepest possible expiration, after the deepest possible inspiration. It obviously includes the complemental, tidal and reserve airs. The vital capacity of 73 Air Force pilots in the British army, tabulated by Col. Flack, varied between 5,500 cu.cm. and 2,800 cu.cm. Considerable importance is attached to the vital capacity as an index of the suitability of pilots for high flying. Vital capacity is measured by means of a spirometer, a graduated gasometer into which air is blown from the lungs. Lung Surface-—The whole surface presented by the walls of all the alveoli of a single human lung has been computed at
217
stood. The following quotation expresses the state of knowledge on the subject :— “In the bird the chest does not exist as a separate chamber. Expiration is effected by the thoracic and abdominal muscles,
CONNECTION OF THE INTERCLAVICULAR SAC WITH THE STERNAL Air - SPACES
FROH REPORT OF THE cHEMrcan About 1,000 sq.ft.; over the whole of this
mar oren
«there is a compact network of capillaries,
Fic. 2.—SECTION oF a Spread like a close pattern on a carpet. NORMAL LUNG OF GOAT ‘The blood in this vessel is separated from {B) The termination of a the air in the alveoli only by a membrane
small branchiole
of almost inconceivable thinness.
Minute Volume of Blood.—The quantity of blood which reaches the lung in man is variously computed as being from 3—7 litres per minute during rest, and may be increased probably to 20 or
30 litres per minute or even more during exercise and in athletic
persons. This blood comes from the right side of the heart, along the pulmonary artery, and parts with about 50 cu.cm. of carbon
dioxide per litre in its transit of the lung. Simultaneously it picks up about the same amount of oxygen or rather more. Provision, therefore, is required for air to ventilate the lung in sufficient quantity to carry off about 250 cu.cm. of carbon dioxide per minute during rest, and to supply about 300 cu.cm. of oxygen. AFTER C. HEIDER, IN SEDGWICK, “STUDENT'S TEXT-BOOK OF ZOOLOGY" (ALLEN & UNWIN) Moreover this oxygen must be contributed without so far depletFIG. 3.—DIAGRAM OF THE LUNGS AND AIR SACS OF THE PIGEON ing the air itself as seriously to reduce the rate of diffusion. which compress the thorax and abdomen, driving the air from In practice, the level of carbon dioxide in air of the alveoli is the air sacs, through the lungs and trachea. Inspiration is effected not allowed to rise above 5-5%, nor the oxygen to sink below by the elastic expansion of the thorax and abdomen on relaxation about 14% at the sea level. of the muscles; this expansion causes an inrush of air along the THE SUPPLY
OF AIR TO THE LUNG
To accomplish these ends a ventilation through the respiratory system of about 7 litres of air per minute must be maintained during rest, which may be increased up to something like 100 litres per minute during violent exercise. The primitive method of ventilation is quite inadequate for the needs of warm blooded animals. The frog carries out the following routine: (1) It fills its mouth with air; (2) closes its nostrils; (3) forces the air in the mouth into the lungs, which become distended; (4) opens the nostrils and lets out the air so that the lung partially collapses.
east
M
EEEN
E] |n IA
ie. |
ipil
COMMITTEE (HM. staTionenY orvicey > Both the bird and the mammal FiG. 2A.—DIAGRAM OF BRONCHIO-
have invoked the muscles of the
LAR TERMINATION OR ATRIUM WITH
body for the purpose of evolving
NFUNDIBULA OPENING OFF
special and efficient mechanisms
by which to ventilate the lungs. Their mechanisms are, however, FIG. 4 FIG. 5 very different, not to say contrary. The bird, like the mammal, possesses a trachea which branches into bronchi, but whereas in trachea and lungs into the air sacs, the lungs being thus filled with
the vertebrate each bronchus supplies one lung and that alone, in thebirds each bronchus leads not only to a lung but to a series of air sacs which ramify over a great part of the body, even penetrating the bones (see Diverticula in fig. 3), which gives an idea
of the size and situation of the air sacs. The function of the
fresh air.” The above description, given by Marshall and Hurst, refers to the bird at rest; when flying the movements of the wings probably have an important effect on inflating and deflating the chest. Mechanics of Respiration.—The mammal has elaborated a
air sacs appears to the present author to be incompletely under-
very special mechanism for the inhalation and exhalation of air.
218
RESPIRATION
By means of the diaphragm the portion of the body cavity which contains the lungs, the heart and the great vessels is shut off from the rest. The thorax is practically a closed box entirely filled by the lungs, heart and other structures contained within it. If we
were to freeze a dead body until all its tissues were rigid, and then were to remove a portion of the chest wall, we should observe that every corner of the thorax is accurately filled by some portion or other of its contents. If we were to perform the same operation of removing a part of the chest wall in a body not first frozen we should find, on the other hand, that the contents of the thorax are not by amy means in such circumstances bulky enough
to fill up the space provided for them. If we were to measure the organs carefully we should find that those which are hollow and whose cavities communicate with the regions outside the thorax are all larger in the frozen corpse than in that which was not frozen. In other words the organs in the thorax are distended somewhat in order that they may completely fill the chest cavity; and the nature of this curious and important condition may best be illustrated by the simple diagrams figs. 4 and 5 (from Hermann’s Physiologie des Menschen) where t is the trachea, / the lung, v the auricle of the heart, & the ventricle, z an intercostal space with its flexible membranous covering. When the interior of the vessel is rendered vacuous by exhaustion through the tube o, the walls of the lungs and heart are expanded until the limits of the containing vessel are accurately filled, while all flexible portions of the walls of the vessel (corresponding to the intercostal membranes of the diaphragm of the thorax) are sucked inwards. From this description it follows that the lungs, even when the thorax is most contracted, are constantly over-distended, and that when the cause of this over-distension is removed, the lungs, being elastic, collapse. It further follows that if the thorax is dilated, the flexible hollow organs it contains must perforce be still more distended—a distention which, in the case of the lungs,
intercostal nerves which supply the intercostal muscles. If the mechanism consisted merely of this centre and the motor nerves which it operates, respiration would be of a very curious type; for, apart from controlling influences, the natural rhythm of the centre is one which produces a series of gasps at slow intervals, Pursuing the analogy of the telephone exchange, the particular centre immediately responsible for the primitive gasping type of respiration, and known as the “respiratory” centre, is of the nature of a local exchange and is governed by two other centres in the brain, each of which modifies the natural gasping rhythm. One such centre imparts an inspiratory bias to the gasping rhythm, so
that the respiration of an animal possessing these two centres, and these only, consists of infrequent respiratory efforts between which the lung is distended and therefore full of air. The third centre in the brain imparts the smoothness and a rate which gives respiration a more normal character. Even so, there are other influences which conspire to impart the
usual rhythm to breathing. They come from without the central nervous system, and the most important of them arrive from the lung itself, along the vagus nerve. As has been shown by Hering and Breuer, and by Head, at each phase of respiration a message is sent from the lung up the vagus. The precise nature of this message is unknown, whether it merely demands the termination of that particular phase, or whether it demands the initiation of the next, or both, is uncertain; the certain thing is that the change from inspiration to expiration (and vice versa) which would take place in time apart from vagus influences, is accelerated by them, so that respiration is more rapid and less deep with the vagi intact than with them cut. Animals will, however, live for a long time without their vagi, and when they die it is not because the power of respiration is deficient. Of the other nerves which lead to the brain, that which most influences respiration is the fifth cranial nerve, as is is followed by an indrawing of air through the trachea in all cases shown when strong ammonia is placed beneath the nose. The where the trachea is open. Thus, as the act of respiration is pri- sensory nerves from almost any part of the skin, too, can influence respiration, as when cold water marily a dilatation of the thorax, the part played by the lungs is, is suddenly dashed on to the suras Galen knew, a purely passive one. face of the body. How is dilatation of the thorax effected? It has been pointed Types of Respiration.—The out that the rib-planes decline from the horizontal in two direcvisible characters of respiration tions, viz., from behind forin man vary considerably accordwards, and from the anteroing to age and sex. In men, posterior mesial plane outwards; while there is a moderate degree a glance at fig. 6 will make this of upheaval of the chest, there is double sloping clear to the reada considerable, although not preer. It has, moreover, been exponderating, degree of excursion ; plained that the diaphragm arches of the abdominal walls. In women A | upwards into the thorax in such a the chest movements are deP manner that the lateral parts of cidedly most marked, the excurthe arch are vertical and in consion of the abdominal walls being tact with the inner face of the thoracic walls. This being the FIG. 7.—MODEL OF PAIR OF RIBS comparatively small. Hence we structure of the thorax, the enmay distinguish two types of largement of its cavity is brought respiration, the costal and the abdominal, according to the pre| about (x) by raising the rib- ponderance of movement of one or the other part of the body planes until they approach the wall. In forced respiration the type is costal in both sexes, and so horizontal, and (2). by depressing it is also in sleep. The cause of this difference between men and the diaphragm and making its women has been variously ascribed (a) to constriction of the chest } rounded deme more cone-like in by corsets in women, (b) to a natural adaptation to the needs outline. A moment’s considera- of childbearing in women, and (c) to the greater relative flexibility FRON BERLE, “HANOBUCH DER SYSTEMATIGCHER ANATOMLE" (¥VIEWEG & SOHN) tion will show how these actions of the ribs in women permitting a wider displacement under the Fic. 6.—DIAGRAM SHOWING SLOPE enlarge the boundaries of the action of the inspiratory muscles. OF RIBS thorax. In healthy breathing the mouth should be closed and the ingoing Nervous Mechanism of Respiration.—The chest, then, for current should all pass through the nose. When this happens the purposes of respiration, consists of a box which dilates and con- nostrils become slightly expanded with each inspiration, probably tracts rhythmically; the actual rhythm is supplied by the nervous by the action of the M, dilatores naris. In some people this movesystem. Physiologists are not agreed as to the precise rôle which ment is hardly perceptible unless breathing be heavy or laboured: the brain plays, but the following conception has much to rec- As the air passes at the back of the throat behind the soft palate
ommend it. There is in the medulla oblongata a “centre,” ie., it causes the velum to wave very gently in the current; this is 2 purely passive movement. If we look at the glottis or opening into the larynx during respiration, as we may readily do with the muscles ef respiration. - Fhe principal nerves in question are the help of a small mirror held at the back of the throat, we may phrenic (4th cervical) nerves. which supply the diaphragm and the notice that the glottis is wide open during inspiration and that #
something analogous to a telephone exchange from which rhythmical messages pass down the nerves which connect it with the
RESPIRATION
219
becomes narrower by the approximation of the vocal chords dur- | blood into the alveolar air. Transport of the Oxygen.—Orxygen constitutes about 14% ing expiration. This alteration is produced by the action of the laryngeal muscles.
Like the movements of the nostril, those of
the larynx are almost imperceptible in some people during ordinary breathing, but are very well marked in all during forced respiration. GASEOUS EXCHANGE
The extent of gaseous exchange in man varies greatly with the size and age of the person, the degree of activity, etc. Litres of air breathed per
at o° C and | the prevailing barometric
pressure
Rest in bed Rest—standing . Walking on grass:
2 miles an hour
3 4 4h 5
7°67
Io-4
18-6
. : . : ;
: . i ;
24°8 37°3 46-5 609
The absolute minimum of oxygen consumption for any person
is known as the basal metabolism and is that which takes place when the person is at rest in bed some ten hours after a meal. The basal metabolism in persons of different size, but otherwise comparable, varies not proportionately to the weight but to the
body surface (see ANrmaL Heat) and is therefore expressed in calories (7.e., in units of heat produced) or in oxygen consumed per square metre of body surface per hour. i The basal metabolism varies with age, thus: Basal metabolism per sq. metre per hour
Mean age (years) Calories On. 12°6
i
ey s
cet. se
oe
13°7 165. 19°25
-
Oxygen used
CCC CLE EEE COCOA CC
litres (approx.)
57°5 50°4
I1°7
49°4 43
IQ'I
40°7
of the moist air which fills the pulmonary alveoli and therefore exerts a pressure of a little over 100 mm. of mercury. In order that blood exposed to so low a pressure should carry away any considerable quantity of the gas, it must needs be a fluid possessing very special qualities. These qualities blood owes to the red pigment in the corpuscles—haemoglobin. This material can unite with large quantities of oxygen at a pressure not exceeding 100 mm. of mercury and so leaves the lung charged with oxygen. But what is more remarkable—haemoglobin gives up this oxygen again when exposed to lower oxygen pressures. Thus, at about 30 mm. of mercury the blood surrenders one-half of the oxygen united to it; at 20 mm. it gives up about three-quarters and so on. The curve which represents the relation between the quantity of oxygen united with the haemoglobin in blood, and the pressure of oxygen to which the blood is exposed, is called the oxygen dissociation curve. There is one synthetic substance which attaches oxygen to itself if exposed to more than a certain critical pressure of that gas and from which the oxygen escapes if the oxygen pressure drops below the critical point—that substance which has recently been discovered by Prof. Moureu is rubrine, a complicated hydrocarbon. Though rubrine and haemoglobin seem to unite with oxygen after a manner not wholly dissimilar and, so far as other oxides are concerned, unique, they are otherwise not at all alike. Rubrine consists of three benzine rings united in a way not at present ascertained. Haemoglobin consists of a protein united with haematin, a substance which contains iron on the one hand and four pyrrol rings on the other. Moreover, it is clear from spectroscopic and other evidence, that the attachment of the oxygen to the haemoglobin has some relation both to the iron and to the pyrrol constitution of the substance. The constitution and properties of haemoglobin are of great theoretical importance because, but for it, the warm blooded animal could never have developed the high degree of vitality which he possesses. Oxy-
10*3
8-73
8-30
In warm blooded animals the total ventilation varies with the size of the organism, being more intense the smaller the creature.
a
=z o
E
< ms = = < n
ss
Total ventilation in litres per kg. per minute
The reason is as follows: The capacity for heat loss depends upon. the superficial area of the animal. The heat production naturally must equal the heat loss; therefore the heat production must also vary with the superficial area, z.e., in some way proportionally to the square of the linear dimensions on the animal. The weight, however, bears in proportion not to the square but to the cube; therefore, as the animal gets larger its area becomes relatively less
proportionally to its weight, z.¢., the heat production, and therefore the degree of oxidation per gram of animal diminishes as the size Increases. If the amount of oxygen required per gram of animal diminishes, the whole mechanism for its supply and therefore the total ventilation will diminish correspondingly.
30 FIG. 8.—OXYGEN BLOOD (ADAPTED
40 50 60 70 MM. OF OXYGEN PRESSURE
DISSOCIATION CURVES—ARTERIAL FROM HALDANE)
BLOOD
AND
VENOUS
Ordinate represents percentage and saturation with oxygen, Abscisse, pressure of oxygen
In mm. of mercury
`
gen is so insoluble in water that, apart from haemoglobin, blood could only carry to the tissues about one-sixtieth part
The exchange of gases in the lung is regarded by almost all of the quantity of oxygen which, it does; therefore to .mainauthorities as being a process of diffusion, the oxygen diffusing tain oxidation in the tissues at its normal level 60 times as much
from the alveolar air through the pulmonary epithelium into the blood would have to circulate as at present..As the blood already
blood which circulates through the capillaries in the alveolar wall.
(The most notable opponents of this view are Dr. J. S. Haldane, RS., and some of those who have been associated with him.
forms one-fifteenth of the weight of the body, without haemoglobin it must needs form four times the weight of the rest of the
body—an impossible burden. There are in the lower forms of life
views are fully set forth in his book Respiration.) The carbon some respiratory pigments not altogether dissimilar from haemoe likewise is regarded as passing by diffusion out of the globin. In the blood of some worms, for instance, is found a ma-
RESPIRATION
220
terial chlorocronorin, which is really a form of haemoglobin, but possessed of a somewhat different scaffold of porphyrin. In
some of the molluscs is found haemocyanin, also a protein body containing not iron but copper, and which, moreover, contains no porphyrin. These bodies like haemoglobin possess the power of condensing, transporting and yielding oxygen under suitable conditions.
The exact affinity of haemoglobin for oxygen Is an ex-
will pass through the pulmonary epithelium per minute, with a
difference of pressure of 1 mm. of mercury between the oxygen on the two sides of the membrane.
If the diffusion theory is correct, then not only must P be always
greater than J, but their relations must be such as to allow of quantities of oxygen ranging from 200 cu.cm. at rest to perhaps 3,000 during extreme activity, being driven through the pulmonary epithelium per minute. As all the quantities Q, k, P and T are susceptible of independent measurement, it should be possible to form a judgment of the applicability of the equation. The simplest case is the condition of rest. The following measurements of & are given for rz men, all of good physique at rest.
ample ef nice adjustment of the conditions under which the haemoglobin is found to the needs of the body. The affinity varies according to the saline concentration of the medium in which the haemoglobin is dissolved, according to the hydrogen ion concentration and according to the temperature. Moreover, there appears to be an assortment of haemoglobins specific to the forms of DIFFUSION COEFFICIENT OF LUNG CU.CM. OF 02 life im which they are found, and which have affinities for oxygen . | (x} (2) (3) | (4) (5) (6) (7) (8) (9) (x0)!(z1) suitable ta those forms of life. Transport of the Carbon Dioxide.—Carbon dioxide, unlike 32 36 | 38 42 25 43 43 43 45 45 | 65 oxygen, is carried largely in the plasma; a small quantity is in physical solution, but the major portion is in chemical combina- Assuming that each of these men was absorbing 250 cu.cm. per tion as sodium bicarbonate. The relative quantities in solution minute, the mean difference of pressure (P—T) between the and in chemical combination regulate the reaction (degree of oxygen in the alveolar air and capillary blood would have to be acidity or alkalinity} of the blood. The equation which connects MEAN DIFFERENCE OF PRESSURE IN MM. the concentration of hydrogen ions (see Hyprocen Ions, DETERMINATION OF} Cg to the concentration of carbon dioxide (CO2)
in solution, Vog, and in chemical combination Bgo, is
individ | ©)|] @ [0]@]O]O]@] 0]Go]Ga Mean
6a = hy Vo,
CO, It is often expressed logarithmically as: — Pg= Pki+log Fco
—log Boos-
To say that the carbon dioxide is present chiefly in chemical combination as sodium bicarbonate (NaHCOz) gives but a partial picture of its relation to the blood. Such a combination by itself would be very stable, and while it might provide a medium of suitable hydrogen ion concentration would not present the allimportant property of absorbing and parting with large quantities of carbon-dioxide with very little reaction and with very
little alteration in the partial pressure of carbon dioxide to which the blood is exposed. This double purpose is achieved by the presence in the blood of other acids, notably haemoglobin, which do not unite with carbon dioxide, but which compete with it for the sodium. The full beauty of the mechanism is only seen, how-
ever, when it is realized that haemoglobin is a stronger acid in combination with oxygen than when reduced. Now in passing through the tissues the moment when the blood requires to unite
with carbon dioxide is also the moment at which it looses oxygen; at that moment, therefore, the haemoglobin becomes less strongly acid, and a base is therefore liberated with which the carbon di-
oxide can unite. The reverse series of changes takes place in the
long. As the oxygen unites with the haemoglobin, that material becomes more strongly acid, claims more of the base, and so displaces carbon dioxide, raising the partial pressure of that gas and therefore assisting its diffusion from the blood. Diffusion of Gases Through the Pulmonary Epithelium.
—-With this understanding of the chemical processes which enable large quantities both of oxygen and carbon dioxide to pass into
and out of the blood, as the result of only very small alterations in the pressure of those gases in the medium to which the blood is exposed, let us return to the proof of the general thesis that the passage of gases through the pulmonary epithelium is due simply to diffusion. : | The basal principle of diffusion is that the quantity of gas which passes through a given membrane depends upon the difference of pressure of the gas on the two sides of the membrane. Regarding the lung as a membrane through which gas diffuses, Q being the quantity of oxygen which will pass through it per minute, P the pressure of oxygen in the pulmonary alveoli, T the mean pressure of oxygen in the capillaries of the lung, and k a Geefficierst depending upon the area and nature of the lung, then
és
Q=k(P—T);
kimay be defined as the quantity of gas in cubic centimetres which
.
.| ro
8 | 7] 7] 6 {| 6 | 6 | 6 [6-5] es] g
These figures lead to the conclusion that at rest the pressure of oxygen in the alveolar air exceeds the average pressure in the capillary blood by about 6 mm. of mercury in the majority of well-developed persons. The average pressure in the capillaries is, of course, less than the pressure in the arteries and greater than that in the veins. Other data known concerning the individuals on whom these experiments were made lead to the conclu
sion that 6 mm. for the value of (P—T) when Q is 250 cu.cm. may likely enough be correct. Greater difficulties arise when Q becomes, say, 2,500 cu.cm. during degrees of activity of which probably all the above persons would have been capable. If the diffusion coefficient still remains on the average 40 cu.cm. the value of (P—T) would become 62-5 mm. It is hardly possible that the pressure of oxygen in the lungs should exceed the average pressure in the capillaries by so great an amount. We are therefore thrown back upon the position that in violent exercise the diffusion coefficient must alter, and there seems little doubt that an alteration on a sufficient scale takes place. The Regulation of Respiration— When. active exercise is taken both the depth and the rate of respiration are as a rule increased. The increase is effected by one or both of two mechanisms; of these the first to be considered is nervous, the second chemical. The nervous factor in the regulation of respiration has been well illustrated by the following experiment, devised by Krogh and Lindhart. The subject is placed on a bicycle ergometer of a special type, 7.¢., a bicycle which, instead of progressing, is made to work against a brake, the actual work done being measured by the brake. In this case the brake was an electromotor, the resistance to the worker and hence the work which he performed in overcoming it could be regulated by adjustment of the current passed through the motor. When work was commenced there was an immediate increase in the rate of depth of respiration and also in the pulse rate. Had these alterations been due
to the stimulating action of chemical products formed in the muscle on the respiratory centre, ehough time must have elapsed
to allow of the products being taken up by the blood, carried to
the heart, passed through the lungs and driven to the brain. ‘These
processes would have occupied upwards of half a minute. In point of fact, the augmentation of respiration came about much more quickly—in about five seconds from the commencement of
the exercise. An even more striking experiment of the same sort
was the following: The apparatus being as before the subject was
lead to suppose that the load on the machine (and consequently
the exercise he was to take) was to be suddenly and largely in-
creased by throwing in a powerful current. Actually the current
was not thrown in, though the pantomime of closing the switches,
RESPIRATION etc, was gone through.
The pulse and respirations were aug-
mented as before, though no extra work was done by the subject. Clearly, therefore, the increased respiratory efforts were not due
to chemical products produced by the work.
The chemical regulation of respiration was first clearly set
22I
as it passes through the carotid artery to the brain be warmed, tachypnoea results. But tachypnoea is probably also helped by a reflex nervous mechanism initiated by the actual heating of the skin, for it is claimed that the temperature of the blood may even be lowered. The purpose is clear. The heat loss is, of course,
forth by Haldane and Priestly, the demonstration of it following
proportional to the amount of aqueous vapour which leaves the
tion of the lung, and hence the respiratory efforts must be greater the higher the barometer and the lower the altitude. Any effort
amount of nuclear tissue. Thus glandular organs for the most part have a resting metabolism of from -os—oz cu.cm. per gram per minute, while muscle at rest has an oxygen requirement in the next decimal place. The figures below refer to the dog or cat under anaesthetic conditions.
body, and the aqueous vapour in its turn is roughly proportional mining the composition of alveolar air. The essential point to the total ventilation. Therefore, by establishing a large total emerged that at various altitudes which ranged between that of ventilation the body temperature is kept from rising, but if there the top of Ben Nevis and the bottom of the Dolcoath mine, al- were also a large alveolar ventilation the loss of carbon dioxide though the percentage of carbon dioxide in the alveolar air alters, would be too great, the respiration being, however, shallow the the percentage becoming lower as the barometric pressure in- alveolar ventilation is not greatly increased. Tissue Respiration.—The ultimate object of respiration is to creases, the actual partial pressure of carbon dioxide in the alveoli and hence the concentration of that gas in the blood remains at supply each tissue in the body with the oxygen required, and to such altitudes almost unchanged. This constancy of the pressure of carry off the carbon dioxide produced. Different tissues require carbon dioxide in the alveolar air means that the greater the very different quantities of oxygen, and even the requirements of barometric pressure the more the carbon dioxide produced by the the same tissue vary greatly according to the degree of activity body is diluted in the lung. As the carbon dioxide produced by which they exhibit. Speaking generally, the tissues which show the body is approximately constant in amount, the total ventila- the highest basal metabolism are those which contain the greatest immediately on their discovery of a satisfactory method of deter-
to increase the carbon dioxide pressure in the blood, as by inhal-
ing carbon dioxide or shedding it into the blood as the result of muscular exercise, has the effect of stimulating the respiratory centre and increasing the respiratory efforts more especially as regards the depth of respiration. Controversy has ranged round the question of whether carbon dioxide is a specific stimulus to the respiratory centre, or whether its presence in the blood acts indirectly and, by increasing the concentration of hydrogen ions, stimulates the centre; the hydro-
gen ions and not the carbon dioxide acting as the stimulus. In favour of the latter view is the fact that after violent exercise,
when the hydrogen ion concentration of the blood is increased and concentration of carbon dioxide diminished (lactic acid being present in considerable quantities), breathing may still be very laboured. It is certain also that, as shown by Winterstein, the administration of other acids to animals will cause dyspnoea (laboured breathing). On the other hand, other acids do not produce at all so striking an effect as carbon dioxide. It is probable that COz does act not specifically but by virtue of its power of increasing the hydrogen ion concentration in the brain; and that its potency in this respect is due to the ease with which it diffuses from the blood into the tissue of the brain itself. It is ultimately the hydrogen ion concentration inside the nerve cells which constitute the respiratory centre which would affect their stimulation—a fact which has been stressed by Gesell. According to his conception, if the activity of the respiratory centre is heightened as the result of nervous impulses playing upon it, the cells themselves will work harder, produce more CO:
and undergo a sort of secondary stimulation. In the language of
Wireless, the original nervous stimulus will be “amplified.”
Sim-
larly, if the carbon dioxide in the blood be increased, that pro-
duced by the cells will be unable to escape and will stimulate the centre, _ in the above description it has been assumed that the irritability of the cells, że., the degree of response which any particular stimulus will provoke, remains constant. This is not so in all circumstances. Many drugs, such as morphia, depress the centre,
but the most interesting case of altered irritability of the centre
is that of oxygen want (see ANOXxAEMIA). If the respiratory centre be insufficiently supplied with oxygen over considerable
periods of time the irritability is heightened, a given amount of
exercise will then produce a much greater degree of breathlessness than it evokes in normal circumstances.
Oxygen requirement per gram of resting organ per minute Suprarenal gland Submazillary gland Pancreas ae Kidney . Intestines . . . Liver (fasting animal) . Voluntary muscle . Unshaped muscle . Heart . .
cc. 0°045 0°03 0°03 O03, 0°02 0-02—-0-01 0003 0004 0007
The exchange of gases between the capillaries and the actual tissue cells is the converse of what takes place in the lungs; oxygen leaves the blood and passes into the tissues; carbon dioxide leaves the tissues and passes into the blood. As there is not known to be any mechanism other than diffusion for effecting this transference, it follows that the oxygen pressure in the tissues
must be lower than that in the venous blood, and the carbon dioxide pressure higher.
The pressure of oxygen in the tissues is regulated by (1) the rate at which oxygen is being used, and (2) the rate at which it is being supplied. The former depends upon the activity of the organ, the latter on nature of the blood supply, ze., the quantity of blood which circulates through the organ, the surface which it presents in the capillaries, and the pressure of oxygen which exists in the capillary blood. All these factors are subject to considerable variations. The mean oxygen pressure in the capillary blood being perhaps the least inconstant, and being in the region of 40 mm. of mercury. The variations in oxygen consumption in various organs are very great. In skeletal muscle the oxygen used per gram of muscle per minute varies from 0-003
to 0-08 cu.cm.
The mechanism by which the quantity of blood
to organs is regulated is discussed in VASCULAR SYSTEM. The variations in the surface which the blood presents have been investigated recently by Krogh; in the resting organ relatively few of the capillaries are open; as the activity of the organ increases the number of open capillaries increases also, so that the surface of blood from which diffusion can take place is very much increased. Information on the subject of what happens toa the oxygen when it arrives in the cell is still rather obscure, but
_ Temperature has an important effect upon respiration. This is Jess marked in man than in animals, which do not sweat; if he dog or goat, for instance, lies in the sun, shortly the respira“on will become very rapid and shallow, a great volume of air much work has been carried out since the World War and the
pass in and out of its respiratory passages, but the amount of air which ventilates the alveoli is not correspondingly increased. alteration in the type of respiration (tachypnoea) may, in
Part, be due to rise in the temperature of the blood. If this blood,
following statements may perhaps be made: (1) As a model the following reaction may be considered: In the presence of a ferrous salt (A} and hydrogen peroxide (B) the oxygen of the air will oxidize butyric into aceto-acetic acid.
RESPIRATION
222
(2) In potatoes in the presence of some substance A, which plays the same rôle as a ferrous salt and which is precipitable by alcohol, a lecithin-like substance is turned into a peroxide B which in air will oxidize, guiacum turning it blue. The lecithin-like sub-
stance is not precipitated by alcohol. The substance A is called a peroxidase, the substance forming B is called an oxygenase, or
auto-oxidizable substance. The associate oxygenase and peroxide are together called an oxidase system. This type of system seems to exist in many vegetable cells. (3) A material glutothione was discovered by Hopkins in 1921 in most animal and some other tissues. This material is probably capable of forming hydrogen peroxide and so playing a rôle similar to an oxygenase. Certain material contents of the animal cell known as “thermostable tissue residues” which are only
oxidized very slowly in air, become oxidized rapidly if a little glutothione be added.
(4} Peroxidases are present in most animal tissues; of these one called cytochrome is known in some detail. It contains iron and is nearly related to the haemoglobin of blood. THE RESPIRATION
OF INJURIOUS
ATMOSPHERES
Carbon Dioxide.—Until within recent years it was supposed that carbon dioxide was harmful when inhaled even in small quantities. In any but the most recent textbooks the estimates of the quantity of air necessary for the efficient ventilation of a room are based on the assumption that the carbon dioxide present must not rise above a certain level. The figure usually given is 0-1%. This rule is probably not a bad one, but it is now known that carbon dioxide in such small quantities is quite innocuous and even in much greater quantities would have to be breathed before an injurious level was reached. Men can inhale 5% for some hours without suffering from much more than discomfort, and untutored persons would not be conscious of the presence of 2% of carbon dioxide in the air if it were otherwise pure. The rule that the air of dwelling rooms should not contain more than 0-19 carbon dioxide is therefore useful, because air laden beyond that limit with carbon dioxide is also probably laden with other things to an injurious degree. Meaning of “Ventilation.”—Indeed the connotation of the word “ventilation” has been rendered somewhat vague by the more recent discoveries of science. If the use of the word be stretched to cover such sources of health as may be secured by the practice of opening the window, there are at least four such. (1) The removal of aqueous vapour; (2) the movement of air over the skin; (3) the removal of germs, and (4) the admission of ultra-violet rays of light. Considering the above points, the benefits of ultra-violet rays are treated elsewhere (LicuHt and Rapratrons in relation to health). Here it is only necessary to say that ordinary window glass is relatively opaque to ultra-violet light and even specially manufactured glasses are often much less penetrable than is the open window. The beneficial effects of changing the air in a room on the disposition of germs has been demonstrated beyond dispute
that the conditions were more tolerable the first day than the second, and examination of their work bore out that statement,
The benefits of movement are probably due to two causes: (r) the actual stimulating effect of moving air passing over the skin, and (2) the fact that moving air evaporates moisture from the skin much more readily than still air. The relative importance of these factors probably differs much in different persons. The moral of the above experiment is not to disparage purity. It is to emphasize the necessity of combining purity with movement. Carbon Monoxide and Coal Gas.—For the theory of carbon
monoxide poisoning see ANOXAEMIA
and Boop.
Here it need
only be said that the following are given as the percentages of carbon monoxide in the air which must be inhaled to produce the results stated. Time and concentration= 300 or less, no perceptible effect 3}
33
33
3?
33
27
33
33
3?
600, a just perceptible effect tll 900, headache and nausea =1,500, dangerous.
In the above table time is measured in hours and the concentration in parts of carbon monoxide per million of air. The figures assume that the subject is at rest and inhaling about seven litres of air per minute. If he is active and therefore inspiring greater quantities of air, the time necessary to produce death or unconsciousness is cut down directly in proportion to the magnification of the quantity of air breathed per minute. In practice it is not easy to attain the concentrations of carbon monoxide necessary to produce fatal results. The experiments of Haldane have shown that the walls of ordinary dwelling rooms are quite permeable to the gas. This fact, together with the gradual movement of air, even through ill-ventilated rooms, as a rule prevents dangerous concentration of carbon monoxide being maintained, even where there is a slight escape of gas. High Atmosphere Pressure.—Where men work under water at considerable depth, it is necessary to supply them with air at a pressure as great as, or greater than, the combined pressure of the atmosphere and of the water under which they are working. Unless the pressure be very high this in itself has no injurious effects and men may go confidently and quickly into such pressures; great care, however, must be exercised in emerging from a high atmospheric pressure into a normal one. The danger is due to the nitrogen dissolved in the blood. The quantity of
this gas held in solution in the blood depends upon the pressure
of oxygen to which the body is exposed. Normally, each litre of blood holds about 15 cu.cm. of nitrogen; at depths of 33 it. under water the pressure of air in the diving apparatus would be two atmospheres, in which case each litre of blood would hold 30 cu.cm. of gas in solution. As the gas is not removed by the formation of any chemical compounds with other materials in the body, when the pressure is lowered it forms minute bubbles of nitrogen in the plasma. These bubbles when carried to the capillaries form emboli. Indeed, the danger is not confined to the blood, for if the worker be long enough exposed to the high pressure, all juices which permeate all the tissues of the body by experiments carried out by Leonard Hill. He dissipated a become charged with abnormally large quantities of nitrogen certain number of germs into a room with the windows shut; which, when the pressure is reduced, renders itself evident by the 20 min. later he exposed a plate of gelatine and found on it 39 formation of small bubbles. These appear in many situations in germs. On a second occasion he dissipated the same number of the body, notably in nerve cells in the brain and elsewhere. Such germs into the room, opened the windows, and on exposure of bubbles are the cause of the condition known as “bends” associated with pain and paralysis, which may be even fatal. the plate after 20 min. only one germ settled on it. Chlorine.—The inhalation of chlorine in concentration of The advantage of keeping the air in motion may be illustrated by the following experience. On two successive days (on each more than one part per million of air for an indefinite period is of which the outside air was hot and still) a small over-crowded dangerous; for half-an-hour the maximum allowable is four parts room was occupied for 8 hours by 11 typewriting clerks at work, per milion; 40 to 60 even for short periods is dangerous. Chlorine a doctor and two experimenters. On the first day all avenues is typical of a number of gases which produce inflammation of of ventilation were as far as possible closed, the chimney stuffed the lungs, death being due not directly to the gas, but to asphyxi2up, Curtains put over the doors, etc., but the air in the room was It is of particular historic interest as being the first gas used on aċtively circulated by’ electric fans. The percentage of carbon a large scale as a lethal weapon in war; clouds of the gas being dioxide rose to about 2%. On the second day the fans were not liberated from cylinders in the German lines were carried by the
in motion, but panes were abstracted from the windows. Chemical analysis showed that the air, though still, was pure. The steno-
graphers who were unaware of the point of the experiment agreed pat,
j
favourable wind over to the lines of the Allied armies, where it produced the most devastating effect. More potent asphyxiants than chlorine, but much less used in commerce, are phosgene
RESPIRATORY
SYSTEM
223
paratus is particularly useful in atmospheres containing carbon e.g., the air in mine galleries after an explosion, and is indispensable to rescue parties. 2. In various forms of respirators the mask is attached to a canister containing some chemical absorbent. The outer air is comes deadened to the smell, so that persons may easily walk 1| inhaled during inspiration, but on into stronger concentrations of the gas, being deceived by his ;t} its way this air is filtered nose into the idea that he is walking out of it. When the ship is i{| through the absorbent and so rid opened up after fumigation particular care must be taken that || of the poisonous principle. The Canaries pockets. in remain not do gas the of fatal concentrations expired air passes out from the are much more sensitive to HCN than men, and may be used mask through a valve. Naturally gas. the detect to the absorbent employed depends Aniline, Nitrobenzine and other bodies which contain NH, upon the nature of the poison to NO, and NO: groups, are met with in the dye industry and in be met. the appropriate to is action the manufacture of explosives; their BIBLIOGRAPHY.—E. H. Starling, haemoglobin of the blood, turning it temporarily into methaemoPrinciples of Human Physiology globin. (See ANOXAEMIA.) The following table gives an idea of (1912; 4th ed., 1926); J. Barcroft, their toxicity. The Respiratory Function of the and chloropicrin. Other gases which act similarly are sulphuretted
monoxide, hydrogen, sulphur dioxide, nitrous acid and acid fumes. Other Gases Having Deleterious Effects.—Hydrocyanic or Prussic Acid is much used for the fumigation of passenger steam- , ers in port; for while poisonous to practically all forms of animal life, including vermin, it does not attack paint work. It is invisible and though it has a distinctive odour, the nose rapidly be- '
,
Parts per million of air Nitrobenzine
Slight symptoms after several hours exposure.
O°2-0'4,
Maximum amount that can be inhaled for ır hour without serious disturbance . ;
Aniline 7°0-26°0
Toluidine 6-23 WaisiN
Na
105-170
a
INLET VALVE
ei e ee sarme me r a IRON aa a m aA A a AE me se E L m ino a ea
Sulphides of Arsenic, Phosphorus and Hydrogen.— Arsene sometimes contaminates the air in the vicinity of storage batteries, for the charging of which impure sulphuric acid is being used, Thus in submarines whole crews may be affected. The poison is a cumulative one; small quantities inhaled accumulate
in the body until a toxic concentration is reached.
Phosphine is
evolved when water acts on calcium phosphide and is used as an illuminating gas, in buoys, etc. Hydrogen sulphide may contaminate the air in chemical works, but is more frequently the cause of accident in sewers, where sewer gas may accumulate in pockets. Toxicity: Parts per million parts of air Arsine
Maximum amount which | = be inhaled, for one ae Rapidly fatal
Phosphine
Hydrogen sulphide
200-300 T,000-3,000
Dichlordiethylsulphide—the so-called “mustard gas” or “Yperite”—was by far the most devastating gas used in the World War. It owed its potency largely to the fact that it was extremely inde-
siructible, contaminating the ground and giving off small quantities of vapour which, if breathed for long periods of time, pro-
duced an inflammation of the respiratory passages which was either itself fatal or was liable to doom the lung to subsequent infection by bacteria. This gas also caused intense inflammation
of the eyes and blistering of the skin. Toxic Smokes such as dichlorarsine and dicyanarsine which when inhaled caused intense irritation of the nose and throat, kading to uncontrollable fits of sneezing and coughing, were also
used as shell fillings in the World War.
Respirators—Both in war and in industry the entry of poison-
ous gases into the respiratory system is prevented by the use respirators. These are of two general types:
I. The oxygen breathing set consists of an air-tight mask (a)
comected to a cylinder supplying oxygen; and (b) containing a cartridge of soda-lime or some other absorbent of carbon diox-
‘The whole apparatus is self-contained, so that the subject has
Rot and need not have access to the outer air. This form of ap-
FROM
HAGGARD
AND
HENDERSON,
GASES" (CHEMICAL CATALOG CO.)
“NOXIOUS
= FIG. 9.—GAS MASK IN SECTION
Blood (1914; 2nd ed. 1925); J. S. Haldane, “Respiration,” Silliman Memorial Lectures No. 14 (New Haven, 1922); L. E. Hill, Sunshine and Open Air (1924; 2nd ed., 1925); J. C. Meakins and H. W. Davies, Respiratory Function in Disease (1925); C. A. L. Evans, Recent Advances in Physiology (1925; 2nd ed., 1926) ; Y. Henderson and H. W. Haggard, Noxtous Gases and the Principle of Respiraoe
E ioe foe
e alsM sdical calProblem Researchof Flying,” Counci Tha
Rep. No. 53 (H.M.S.0., 1920), and “The Acid-Base Equilibrium of the Blood,” Rep. No. 72 (H.M.S.0., 1922). - (J. Bar.)
RESPIRATORY
SYSTEM,
ANATOMY
OF.
The
respiratory tract consists of the nasal cavities, pharynx, larynx,
trachea, bronchi and lungs. For the first two parts see OLFACTORY SYSTEM and PHARYNX. Larynx.—The larynx is the upper part of the air tube specially modified for the production of notes of varying pitch, though it is not responsible for the whole of the voice. Its framework is made up of cartilages which are moved on one another by muscles, and it is lined internally by mucous membrane. The larynx is situated in the front of the neck and corresponds to the fourth, fifth and sixth cervical vertebrae. For its superficial anatomy see ANATOMY, Superficial and Artistic. The thyroid cartilage is the largest in the larynx and consists of two plates or alae joined in the mid-ventral line. At the upper part of their junction is the thyroid notch and just below that is a forward projection, the pomum Adami (‘‘Adam’s apple”), best marked in adult males. From the upper part of the posterior border of each ala the superior cornu rises up to be joined to the tip of the great cornu of the hyoid bone by the /ateral thyrohyoid ligament, while from the lower part of the same border the inferior, cornu passes down to be fastened to the cricoid cartilage by the crico-thyroid capsule. From the upper border of each ala the thyro-kyoid membrane runs up to the hyoid bone, while near the back of the outer surface of each the oblique line of the thyroid cartilage runs downward and forward. The cricoid cartilage (see figs. 1 and 2) is something like a signet ring with the seal behind; its lower border, however, is horizontal. To the mid-ventral part of its upper border is attached the mesial part of the crico-thyroid membrane, which attaches it to the lower border of the thyroid cartilage; the lateral parts of this membrane pass up internally to the thyroid cartilage and their upper free edges form the true vocal cords. On the summit of the signet
part of the cricoid are placed the two arytenoid cartilages (see fig. 2), each of which forms a pyramid with its apex upward. The base articulates with the cricoid by a concave facet, surrounded by the crico-arytenoid capsule, and the two arytenoids can glide toward or away from one another, while each can rotate
224
RESPIRATORY SYSTEM
round a vertical axis.
From the front of the base a delicate
process projects which is attached to the true vocal cord (vocal
process), while from the outer part of the base a stouter process attaches the two crico-arytenoid muscles (muscular process). EPIGLOTTIS
cricoid, by pulling up which they make the upper part of the signet, with the arytenoids attached to it, move back and sq tighten the vocal cords. (2) The thyro-arytenoids (see fig. 4), which run back from the junction of the thyroid alae to the fron of the arytenoids and side of the epiglottis; they pull the aryte. noids toward the thyroid and so relax the cords. (3) The single
HYOID BONE
CARTILAGO TRITICEA THYRO-HYOID MEMBRANE
HYOID BONE
7 hee ÏN"
SUPERIOR CORNU OF THYROID CARTILAGE
HYO-EPIGLOTTIDEAN LIGAMENT CARTILAGE OF EPIGLOTTIS
SUPERIOR TUBERCLE ON THE ALA OF THYROID CARTILAGE
OBLIQUE LINE
FATTY PAD THYRO-HYOID MEMBRANE
INFERIOR CORNU OF THYROID CARTILAGE
CRICO-THYROID MEMBRANE
CRICOID CARTILAGE
P
FALSE VOCAL CORD
INFERIOR TUBERCLE
PEEM
i
2
ATA
LARYNGEAL SINUS
ELEVATION PRODUCED BY CUNEIFORM CARTILAGE
PHILTRUM VENTRICULI ELEVATION PRODUCED BY ARYTENOID CARTILAGE
TRUE VOCAL CORD
THYROID CARTILAGE
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ARYTENOID MUSCLE PROCESSUS VOCALIS
FROM
CUNNINGHAM,
“TEXTBOOK
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MEDICAL
CRICOID CARTILAGE
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See
of
CRICOID CARTILAGE
FIG. 1—PROFILE VIEW OF CARTILAGES AND LIGAMENTS OF LARYNX The epiglottis (see fig. 3) forms a lid to the larynx in swallowing; only the box moves up io the lid instead of the lid moving down to the box. It is leaf-shaped, the stalk being attached to the junction of the thyroid cartilages inside the larynx, while the anterior surface of the leaf is closely attached to the root of the EPIGLoTNS OID BONE
CARTILAGO TRITICEA
THYRO-HYOID MEMBRANE SUPERIOR CORNU ' OF THYROID CARTILAGE
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CUNNINGHAM,
“TEXTBOOK
OF
ANATOMY”
(OXFORD
MEDICAL
PUBLICATIONS)
FIG. 3.—MESIAL SECTION THROUGH LARYNX TO SHOW OUTER WALL OF RIGHT HALF arytenoideus muscle, which runs from the back of one arytenoid
to the other and approximates these cartilages. (4) The lateral crico-arytenoids (see fig. 4) which draw the muscular processes of the arytenoids forward toward the ring of the cricoid and, by
so doing, twist the vocal processes, with the cords attached, inward toward one another; and (5) the posterior crico-arytenotds (see fig. 4) which run from the back of the signet part of the cricoid to the back of the muscular processes of the arytenoid and, by pulling these backward, twist the vocal processes outward and so separate the vocal cords. All these muscles are supplied by the
recurrent laryngeal nerve, except the crico-thyroid which is innervated INFERIOR CORNU OF THYROID CARTILAGE.
RICOID CARTILAGE
FROM
CUNNINGHAM,
“TEXTBOOK
OF
ANATOMY"
(OXFORD
MEDICAL
PUBLICATIONS)
FiG. 2.—CARTILAGES AND LIGAMENTS OF LARYNX SEEN FROM BEHIND tongue and body of the hyoid bone. The posterior or laryngeal surface is pitted for glands. All the cartilages of the larynx are of the hyaline variety except the epiglottis, the cornicula laryngis and the cuneiform cartilages, which are yellow elastic. The result
is-that all except these three tend to ossify as middle age is approached. The muscles of the larynx are: (1) the crico-thyroids, attached to the lower border of the thyroid and the anterior part of the
by
the
external branch of the superior laryngeal (see
NERVES, Cranial). The mucous membrane of the larynx is continuous with that of the pharynx at the aryteno-epiglottidean folds which run from the sides of the epiglottis to the top of the arytenoid cartilages (see fig. 3). To the outer side of each fold is the sinus pyriformss (see PHarynx). From the middle of the junction of the alae of the thyroid cartilage to the vocal processes of the arytencids the
mucous membrane is reflected over, and closely bound to, the true vocal cords which contain elastic tissue and, as has bee mentioned, are the upper free edges of the lateral parts of the
crico-thyroid membrane. The chink between the two true vocal cords is the glottis or rima glottidis. Just above the true vocal cords is the opening into a recess on each side which runs upward
and backward and is known as the leryngeal saccule; its opening
is the laryngeal sinus. The upper lip of this slit-like opening
RESPIRATORY
SYSTEM
225
called the false vocal cord.
of these long tubes or stem bronchi is outside the lung and in the The mucous membrane is closely bound down to the epiglottis | middle mediastinum of the thorax, the lower part embedded in and to the true vocal cords, elsewhere there is plenty of sub- the substance of the lung. The structure of the bronchi is
practically identical with that of the trachea. (See G. S. Huntington’s “‘Eparterial Bronchial System of the Mammalia,” Am. lined by squamous epithelium, but elsewhere the epithelium is Journ. Med. Sci. [Phila. 1898]. See also Quain’s Anatomy, Loncolumnar and ciliated: it is supplied by the superior laryngeal don, last edition.)
mucous tissue. In the upper part of the front and sides of the and over the true vocal cords the mucous
membrane is
Lungs.—The Lungs are two pyramidal, spongy, very vascular organs in which the blood is oxygenated. They are pink normally, but, often in city dwellers are slate-coloured from local deposition of soot particles. Each lies in its own side of the thorax and is
surrounded by its own pleural cavity (see CozrLom AND SEROUS MEMBRANES), and has an apex which projects into the side of THYRO-HYOID MEMBRANE
the root of the neck, a dase which is hollowed for the convexity of the diaphragm, an outer surface which is convex and lies against the ribs, an inner surface concave for the heart, peri-
SACCULE OF LARYNX THYROID CARTILAGE
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COMMON CAROTID ARTERY
FROM CUNNINGHAM, “TEXTBOOK OF ANATOMY” (OXFORD MEDICAL PUBLICATIONS) FIG, 4.—DISSECTION OF THE MUSCLES IN LATERAL WALL OF LARYNX SHOWN WITH THE RIGHT ALA OF THE THYROID CARTILAGE REMOVED SUBCLAVIAN ARTERY
branch of the vagus nerve and above the glottis is peculiarly sensitive. Trachea.—The Trachea or windpipe (see fig. 5) is the tube which carries the air between the larynx and the bronchi; it is from four to four and a half inches long and lies partly in the neck and partly in the thorax. It begins where the larynx ends at the lower border of the sixth cervical, and divides into its two bronchi opposite the fifth thoracic vertebra. The tube is kept always open by rings of cartilage, which, however, are wanting behind, and, as it passes down, it comes to lie farther and farther irom the ventral surface of the body, following the concavity of the thoracic region of the spinal column. In the whole of its downward course it’ has the oesophagus close behind it, while in front are the isthmus of the thyroid, the left innominate vein, the
LEFT BRONCHUS PULMONARY ARTERY
Ke HYPARTERIAL BRONCHI
innominate artery and the arch of the aorta. On each side of
It and touching it is the vagus nerve.
_ The cervical part of the tube is not much more than an inch m length, but it can be lengthened by throwing back the head.
This is the region in which tracheotomy is performed, and it should be remembered that in children, and sometimes in adults, the great left innominate vein lies above the level of the top of
EPARTERIAL BRONCHUS HYPARTERIAL BRONCHUS
sternum.
_ The trachea is made up of an external fibro-elastic membrane m which the cartilaginous rings lie, while behind, where these
mags are wanting, is a layer of unstriped muscle which, when x contracts, draws the hind ends of the rings together and so
diminishes the calibre of the tube. Inside these is plentiful sub-
laucous tissue containing mucous glands and quantities of lymo
eid tissue, while the whole is lined internally by columnar epithelium.
eronchi—The Bronchi (see fig. 5) are the two tubes into
Which the trachea divides, but the branches, which these tubes five offlater, are also called bronchi. Put shortly, they are two
| tapering tubes which run from the bifurcation of the trachea fo the lower and back part of each lung, and give off a series of ventral and small dorsal branches.
The upper part of each
PULMONARY ARTERY FROM
CUNNINGHAM,
“TEXTBOOK
FIG. 5.—-TRACHEA DOTTED LINE
AND
OF ANATOMY”
BRONCHI,
(OXFORD
MEDICAL
INDICATING
PUBLICATIONS)
THE THYROID
BODY
BY A
cardium and great vessels, a sharp anterior border which overlaps the pericardium and a broad, rounded posterior border which lies at the side of the spinal column. Each lung is nearly divided into two by a primary fissure which runs obliquely downward and forward, while the right lung has a secondary fissure which runs horizontally forward from near the middle of the primary fissure. The left lung has therefore an upper and lower or basal lobe, while the right has upper, middle and lower lobes. On the inner surface of each lung is the root or hilum at which alone its vessels, nerves and ducts (bronchi) can enter and leave it.
226
RESPIRATORY
SYSTEM,
The structures contained in the root of each lung are the branches and tributaries of (1) the pulmonary artery, (2) the pulmonary veins, (3) the bronchi, (4) the bronchial arteries which supply
the substance of the lung, (5) the bronchial veins, (6) the bronchial lymphatic vessels and glands, (7) the pulmonary plexuses of nerves. Of these the first three are the largest and, in dividing the root from in front, the veins are first cut, then the arteries and last the bronchi. As the bronchi become smaller and smaller by repeated division, the cartilage completely surrounds them and tends to form irregular plates instead of rings—they are | therefore cylindrical, but when the terminal branches (lobular bronchi) are reached, the cartilage disappears and hemispherical bulgings called alveoli occur (fig. 6 A). At the very end of each lobular bronchus is an irregular
chamber, the atrium (fig. 6 B), FIG.
6.—DIAGRAM
OF TWO
LO-
and from this a number of thin- BULES OF THE LUNG walled sacs, about r mm. in diameter, open out. These are called the infundibula (fig. 6 C), and their walls are pouched by hemispherical air-cells or alveoli like those in the lobular bronchi. Each lobular bronchus with its atrium and infundibula forms a lobule of the lung, and these lobules are separated by connective tissue, and their outlines are evident on the surface of the lung. The muscular tissue, which in the larger tubes was confined to the dorsal part, forms a complete layer in the smaller; but when the lobular bronchi are reached, it stops and the mucous membrane is surrounded by the elastic layer. In the lobular bronchi, too, the lining epithelium gradually changes from the ciliated to the stratified or pavement variety, and this is the only kind found in the infundibula and alveoli. Surrounding each alveolus is a plexus of capillary vessels so rich that the spaces between the capillaries are no wider than the capillaries themselves, and it is here that the exchange of gases takes place between the air and the blood.
Embryology.—tThe respiratory system is developed from the ventral surface of the foregut as a long gutter-like pouch which reaches from Just behind the rudiment of the tongue to the stomach. Limiting the anterior or cephalic end of this is a (-shaped elevation in the ventral wall of the pharynx which separates the ventral ends of the third and fourth visceral bars and is known as the furcula; it is from this that the epiglottis, aryteno-epiglottidean folds and arytenoid cartilages are developed. Later on the respiratory tube is separated from the digestive by two ridges, one on each side, which, uniting, form a transverse partition. In the region of the furcula, however, the partition stops and here the two tubes communicate. The caudal end of the respiratory tube buds out into the two primary bronchi, and the right one of these, later on, bears three buds, while the left has only two; these are the secondary bronchi, which keep on dividing into two, one branch keeping the line of the parent stem to form the stem bronchus, while the other goes off at an
DISEASES
OF
vascular wall of this bladder. In the Dipnoi (mud-fish) the open.
ing of the swim bladder shifts to the ventral side of the pharyny and the bladder walls become sacculated and very vascular, s
that, when the rivers are dried up, the fish can breathe altogether by means of it. In the S. American and African species of mut fish the bladder or lung, as it may now be called, is divided by a longitudinal septum in its posterior (caudal) part into right and left halves. In this sub-class of Dipnoi, therefore, a general agreement is seen with the embryology or ontogeny of Man's lungs. In the Amphibia the two lungs are quite separate though
they are mere
sacculated bags without bronchi.
A trachea,
however, appears in some species (e.g., Siren) and a definite larynx with arytenoid cartilages, vocal cords and complicated muscles is established in the Anura (frogs and toads). In most of the Reptilia the bag-like lungs are elaborated into spongy organs with arborizing bronchi in their interior. From the crocodiles upward a main or stem bronchus passes to the caudal end of the lung, and from this the branches or lateral bronchi come off, The larynx shows little advance on that of the Anura. The respiratory organs of birds are highly specialized. The larynx is rudimentary, and sound is produced by the syrinx, a secondary larynx at the bifurcation of the trachea; this may be tracheal, bronchial or, most often, tracheo-bronchial. The lungs are small and closely connected with the ribs, while from then numerous large air sacs extend among the viscera, muscles and into many of the bones, which, by being filled with hot air, help to maintain the high temperature and lessen the specific gravity of the body. This pneumaticity of the bones is to a certain extent reproduced by the air sinuses of the skull in crocodiles and mammals. Still, the amount of air in the bones does not necessarily correspond with the power of flight, for the Ratitae (ostriches and emeus) have very pneumatic bones, while in the sea-gulls they are hardly pneumatic at all. In mammals the thyroid cartilage becomes an important element in the larynx, and in the Echidna the upper and lower parts of it, derived respectively from the fourth and fifth bronchial bars, are separate (R. H. Burne, Journ. Anat. and Phys. xxxvii. p. xxvii.). The whole larynx is much nearer the head than in Man, and in young animals the epiglottis projects up behind the soft palate. This prevents the milk trickling into the larynr during suckling, and is especially well seen in the Marsupials and Cetacea, though evidences of it are present in the human embryo. In the lower mammals an inter-arytenoid cartilage is very fre-
quent (see J. Symington, “The Marsupial Larynx,” J. Anat. ond Phys. xxxiii. 31, also “The Monotreme Larynx,” ib. xxxiv. go). The lungs show much variation in their lobulation; among the porcupines forty lobes have been counted in the right lung, while in other mammals no lobulation at all could be made out. The azygous lobe of the right lung is a fairly constant structure and is situated between the post-caval vein and the oesophagus. It
is supplied by the terminal branch of the right stem bronchus and, although it is usually absent in Man, the bronchus which should
have supplied it is always to be found. RESPIRATORY SYSTEM, DISEASES
OF.
(F. G. P.) The great
extent of the respiratory system reaching from the lips and nostrils
to the ultimate air cells of the lungs, the numerous muscles, it angle. By the repeated divisions of these tubes the complex trinsically and extrinsically concerned with respiratory movements, “bronchial tree” is formed and from the terminal shoots the the object of respiration, to wit, aeration of the blood, the mani infundibula bud out. The alveoli only develop in the last three fest interrelationships between heart, kidneys, skin, nervous system months of foetal life. The thyroid cartilage is probably formed and lungs, are sufficient to indicate that diseases of the respiratory from the fourth and fifth bronchial bars, while the cricoid seems system cover a very wide range. Many of the subjects belonging to be the enlarged first ring of the trachea. Before birth the thereto are dealt with in special articles, notably ASTHMA; BRONlungs are solid and much less vascular than after breathing is CHITIS; BRoNcHIEcTASIS; DIPHTHERIA; EMPHYSEMA; INestablished. (For further details see Quain’s Anatomy, vol. i, FLUENZA; LaryNncitTis; Miners’ Purists; Purists; PLevLond. 1908.) RISY; PNEUMONIA; PNEUMOTHORAX; TUBERCULOSIS; WHOOPING Comparative Anatomy.—In the lower vertebrates respira- CoucH; Heart AnD LUNG, SURGERY OF; EAR, Nose AND THROAT, tion is brought about by the blood vessels surrounding the gill DISEASES OF; PLEURO-PNEUMONIA IN CATTLE; RADIOTHERAPY. clefts (see Puarynx). In the higher fishes (Ganoids and TeleosBut viewed from another standpoint these diseases are rele teans} the “swim bladder” appears as a diverticulum from the tively simple. The pathological processes underlying them are the dorsal wall of the alimentary canal, and its duct sometimes familiar ones of inflammation and new growths and the symptoms remains open and at others becomes a solid cord. In the former produced depend upon the particular part of the tract. involved. caseit isprobable that the blood is to some extent oxygenated in thé For example, in diphtheria the disease may affect the tonsils and 4
RESPIRATORY
SYSTEM,
soft palate; in this case the local symptoms are relatively small and the constitutional effects produced by the absorbed diphtheria toxin are great. Or it may affect the larynx when the local obstruction dominates the picture. Or again, from the larynx the
DISEASES
OF
227
e.g., fever, delirium, altered secretions by virtue of the pathological conditions underlying them, and by the interference they impose upon oxygenation of the blood they induce secondary changes in
other organs. The more complex those organs the sooner they show the strain; heart, kidney, brain fail sooner than skin, muscle, bronchi and their branches and lead to a bronchopneumonia sim- bone. Nevertheless in time even the last show changes; skin beilar, except for its ultimate aetiology, to that met with in measles, comes obviously oedematous, muscle gains or loses water as eviwhooping cough or influenza. This bronchopneumonia, in its turn, denced by its specific gravity, and bone may undergo associated resembles that constituting pulmonary tuberculosis with such changes as in the so-called pulmonary osteoarthropathies. Hitherto the relations considered have been those pertaining to modifications as depend upon the acuteness or chronicity of the tuberculous inflammatory process and the extent to which it is the various parts of the body, but diseases of the respiratory simple or complicated by secondary infections. The same is true system also are related to the composition of the air inhaled. Irriwith regard to new growths; the type of growth may or may not tating gases as ammonia, chlorine, poison gases as used in the be histologically the same in different parts of the tract but the World War induce oedema of the glottis, bronchitis, oedema of the symptoms produced depend upon the situation of the growth and lung, pneumonia; even tobacco smoke in excess leads to granular its size and behaviour relative to the region it affects. pharyngitis, irritable larynx, excessive secretion of mucus in the Wide Inter-relationships.—The far-reaching effects of respi- bronchi. Air-borne bacteria as B. tuberculosis and possibly the ratory diseases may only become obvious on special occasions. organisms or viruses of influenza, pneumonia, common catarrh, The levator ani muscle seems far removed from the possible effects pleuro-pneumonia in cattle induce inflammatory changes, more or of morbid conditions in the throat or lungs, and yet if an abscess less acute, in bronchi and pulmonary tissue. Dust particles inbe forming in the neighbourhood of the anus, the act of coughing haled in the course of occupation occasion a whole group of induscauses a sharp stab of pain locally because the levator is an trial diseases. These affect stone-masons, knife-grinders, miners, extraordinary muscle of respiration and is called into play in wool and cotton spinners, indeed, any trade wherein the air of the coughing. This example serves to show how nerve conditions such factory is heavily laden with dry particles. In all these instances as paralysis of the phrenic nerve which supplies the diaphragm the lung condition is chronic and therefore associated with great (q.v.) or of intercostal nerves which supply the intercostal mus- formation of fibrous tissue (fibroid pneumonia) and lung damcles, or morbid processes in other regions such as peritonitis, may aged in this way is peculiarly liable to tuberculosis. Hence the interfere with the normal expansion and contraction of the lung industrial diseases under consideration consist in the main of tissue and induce pulmonary changes by disturbing the muscular fibroid tuberculosis (fibroid phthisis). There is reason to believe movements that control them. that silica particles when inhaled are particularly injurious perThe pleura, lying between the lung and the thoracic wall, is in haps by the local formation of small quantities of silicic acid. the main liable to disease by extension from one side or the other (W. S. L.-B.) Means of Diagnosis.—Some notable advances in the technique and rarely escapes involvement. Pulmonary tuberculosis is always associated with tubercle of the pleura and in cancer of the breast of diagnosis and in the means of treatment, both medical and the disease often extends to the pleura. In both instances nodules surgical, of diseases of the respiratory system have been evolved in the normally smooth membrane lead to inflammatory changes in the present century. Many of them are still in the process of with exudation of fluid into the serous cavity and adhesions be- development, but the results so far obtained have been encouragtween its walls. ing. Direct methods of investigation, so long familiar in regard If attention be directed more particularly to the lungs and to the mouth, pharynx and larynx, have been extended to the pleura, the concentration of pulmonary and systemic vascular trachea and bronchi, by means of the bronchoscope. The trachea, systems in the heart, with participation of each side of the heart the main bronchi and their principal subdivisions can now be m both circulations, results in a peculiar relationship of diseases directly iHuminated and observed. The importance of this in of the respiratory system with those of the heart. Regurgitation regard to the presence of inhaled foreign bodies is obvious, but it at the mitral valve is immediately felt throughout the lungs and has also proved helpful in connection with obscure pathological as far back as the pulmonary valves, as is evidenced by the conditions of these tubes. A notable application of the same prinaccentuated pulmonary second sound. (See Heart: AUSCULTA- ciple of direct illumination has been made by Jacobaeus of StockTION.) The rise of blood pressure within the lungs is borne ulti- holm to the pleura and lungs. To enable this to be done, an artimately by the right ventricle, and failure here, with the resulting ficial pneumothorax (q.v.) is first established, whereby the lung mcompetence of the tricuspid valve, leads to pulmonary conges- retracts from the chest wall except where it is prevented from so tion and exudation of oedematous fluid into the air spaces and doing by adhesions. At a suitable time after this, a small tube is into the pleural cavities. Similarly, some diseases of the kidney, inserted through an intercostal space under local anaesthesia, and indirectly by reason of the changes they induce in the heart, and, a special instrument with electric light and a system of lenses is perhaps, directly by the altered composition of the blood they fitted into it. By this means a clear view of the state of the pleura mply, lead to pulmonary and pleural congestion and exudation. and of the surface of the lung may be obtained. Small adhesions, Blood conditions, too, whether dependent upon anaemia or circu- preventing the complete collapse of the lung, in the application of lation of toxic materials, bacterial or other, act upon the heart the artificial pneumothorax treatment to various conditions, may muscle and secondarily upon the lungs. It is in this way that be successfully divided. The method promises also to be helpful so-called hypostatic congestion and pneumonia are produced in the in the diagnosis of certain tumours of the lung and pleura. later stages of acute febrile disorders. Improvements in the technique of X-ray methods have greatly Secondary Effects. The various diseases of the respiratory sys- increased their value in diagnosis. Their use is now almost a routem occasion modifications of respiration in absolute rate, ratio tine matter in cases of obscure intra-thoracic disease. In the disbome by inspiration to expiration and rhythm. Thus the absolute tinction between fluid in the pleura and solid conditions of the disease may extend to the bronchioles by way of the trachea,
mte is increased in acute pneumonia owing to diminution of the
available area for respiration and to the fever; in anaemia when extra exertion is called for, because the necessary oxygen is not provided at a normal rate of breathing owing to the déficient haemoglobin content of the red blood corpuscles. Similarly, ex-
piration is prolonged in emphysema because the elasticity of the E tissue is impaired, and rhythm is modified in exhaustion of
the respiratory centre in the medulla oblongata (Cheyne-Stokes
). They lead to the introduction of abnormal respiratory
€.g., cough, and to a whole series of constitutional changes, } t
lung, in the diagnosis of the extent of the disease in tuberculosis
of the lungs and to some degree in the assessment of its type, in the early recognition of tumours of the bronchi, lungs, pleura or mediastinal glands, X-ray investigation is invaluable, and sometimes indispensable. !
A recent extension of their use in regard to the diagnosis of bronchiectasis or dilatation of the bronchial tubes is already proving of great value. A measured quantity of lipiodol, a liquid substance opaque to the X-rays, is injected down the trachea, through the crico-thyroid membrane or directly in between two of the' car-
228
RESPIRATORY
SYSTEM, DISEASES
OF
tilaginous rings of the trachea, under good local anaesthesia, the patient usually being placed in such a way that the lipiodol goes chiefly into the main bronchus of the side it is desired to investigate. The lipiodol rapidly diffuses into the bronchi of that lung, and in an X-ray film taken shortly afterwards the bronchial tree and its abnormal dilatations, if present, are seen with extraordinary clearness and accuracy. Applications of an old method, the study of so-called “vital capacity,” that is, the amount of air it is possible to exhale by a maximum expiration after a maximum inspiration, promise to give valuable information in diagnosis. The further developments of bacteriological and other laboratory methods in the period under consideration have been helpful but not dramatic in their results.
tively called antigens, by means of scratches to which they are applied in solution, it would be possible to discover the particular agents to which the patient was susceptible, with a view either to avoiding contact with them if possible, or to desensitization by inoculation with minute but increasing doses of the particular sub-
animals, such as the horse, dog, cat, etc.; or from articles used as foods; or again they may be toxic agents produced by bacteria. , This aspect of the disease has been closely studied by Chandler Walker in America and by Fleming and Coke in Great Britain. It was hoped that by testing the sensitiveness of the skin of asthmatic patients to large numbers of such substances, collec-
helpful in regard to chronic or recurrent effusions, more especially such as occur in association with malignant disease. As regards empyema, the treatment of collections of pus in the pleura has changed considerably. The method employed varie with the cause of the empyema. In cases due to the pneumococcus, early drainage by means of removal of a small piece of rib is now
stances concerned. Some good results are on record, but on the whole this method has been disappointing. Probably hypersensitiveness is not the only factor in asthma, and there may be, in addition, an inherited or acquired instability of the centre in the brain controlling the innervation of the bronchi. The non-specific method of treatment of hypersusceptibility called protein shock therapy (see THERAPEUTICS) has been exten. sively tried in this disease, with some benefit in certain cases, but on the whole also with disappointing results. Of medicinal agents, DISEASES OF THE AIR PASSAGES apart from the iodides and the antispasmodic group of drugs such General Measures.—An important function of the nose is as belladonna, stramonium, grindelia and lobelia, small injections to see that the air reaches the lungs, warmed, moistened and of adrenalin or of pituitrin, alone or together, have proved most filtered from micro-organisms. In this connection the importance useful. Bronchiectasis.—Bronchiectasis (g.v.), was for a long period of adequate treatment, either medical or surgical, of conditions causing nasal or pharyngeal obstruction and therefore leading to almost the despair of treatment. The application of surgical mouth breathing, has become more generally recognized. For the methods in suitable cases, if employed sufficiently early, seems same reasons, the treatment of septic conditions in the nose and to promise hope of real amelioration, or even of actual cure. Ina nasal sinuses is more commonly carried out. The value of scien- small proportion of the cases, where pleural adhesion has not octifically devised breathing exercises is also more widely accepted. curred, artificial pneumothorax may be sufficient; but, in the Such measures lessen the risks of catarrhal infections, and in majority phrenicotomy or a more or less extensive thoracoplasty young people prevent deformities of the chest with their attendant may be necessary. By these means the sputum may be lessened or disadvantages. The use of the bronchoscope has proved to be of entirely lost, and its offensive character ended. great value in the extraction of inhaled foreign bodies. In America, DISEASES OF THE LUNGS Chevalier Jackson of Pittsburgh has pioneered this method with Pneumonia.—Study of the causal organism, the pneumobrilliant results. By its means the majority of inhaled foreign bodies can be removed, and the serious and often fatal results so coccus, by Duchez, Gillespie and Cole in America, served to explain in some degree the failure of serum treatment in this disease common formerly are obviated. The use of vaccines (see VACCINE THERAPY) in the prevention in the past. They have shown that there are at least four types of of the “common cold” and the more serious forms of catarrh of pneumococcus, each with different serum reactions, called respecthe air passages has given encouraging results. It is usual to em- tively types I., II., III. and IV. Attempts have been made to préploy a “‘stock” vaccine, containing a mixture of catarrh-producing pare specific anti-sera for each of these, but so far only that for organisms. An autogenous vaccine, że., one made from the type I. has proved to be of real value in treatment, though a patient’s own infective organisms, is, however, sometimes em- serum has been used in type II. Unfortunately, no effective antiployed. At present, however, these protective vaccines have not serum has been obtained for type ITI., which is responsible for the proved as generally effective as the use of antityphoid and anti- most serious and fatal form of pneumonia. Pneumococcal vacparatyphoid vaccines in the prevention of the enteric fever group cines have been used in the treatment of acute pneumonia, but of diseases. With increasing knowledge of the catarrh-producing though sometimes successful they have not achieved any wideorganisms, 2 somewhat large and diverse group, and of the condi-. spread recognition. If they are to be of real value they must be employed early in the course of the disease. It has been recomtions favouring their activity, greater success may be obtained. In the case of bronchitis, the use of vaccines in treatment has mended to use a stock vaccine as soon as the disease is recognized, proved somewhat disappointing, except in the form due to the and then if possible to prepare and use an autogenous one. Vacpneumobacillus of Friedlander, though in chronic cases they are cines seem to be more helpful in cases of delayed resolution. ‘Other Diseases.—As regards abscess and gangrene of the lung, helpful. Gassing.—The employment of irritant and poisonous gases in although some cases are successfully treated by medical measures, the World War largely increased our knowledge of their effects, notably in the case of gangrene by injections of arsphenamine, the and in some measure led to advances in means for the prevention greatest success has been achieved from improved surgical methof such effects and for the treatment of the resultant conditions ods. In the case of tumours of the lung, mediastinum and pleura, the occurring in civil life from accidental or occupational causes. Some of these, such as chlorine and phosgene, lead to oedema of the application of artificial pneumothorax promises to render some of lungs; others, such as mustard gas, to acute bronchopneumonia; these more easy to recognize and to deal with surgically. With respect to pulmonary mycoses and spirochaetosis, imand others, such as carbon monoxide, to changes in the blood. Tuberculosis as a sequel of gassing has proved to be relatively proved laboratory methods have enlarged our knowledge of condi infrequent, but severe chronic bronchitis and emphysema are tions due to some organisms such as moulds and spirochaetes, common. which occasionally cause pulmonary infections. (For pulmonary Asthma.—tThe idiosyncrasies of asthmatics are well known, and tuberculosis see TUBERCULOSIS.) : their susceptibility to the emanations of certain animals was long DISEASES OF THE PLEURA ago recognized by Hyde Salter. This peculiarity has found a rational explanation in recent work on anaphylaxis (g.v.). Some, Pleurisy with Effusion and Empyema.—New methods of if not all, cases of asthma seem to fall into a group of toxic tapping the pleura have been introduced, including the replaceidiopathies—i.e., disease conditions due to hypersusceptibility to ment of the fluid by sterile air or oxygen by means of an apparatus certain foreign protein substances. These may be derived from like that for inducing pneumothorax. This may be particularly
RESTAURANT the rule. In those due to streptococcal invasion repeated aspira-
tion is adopted, until the process is localized, or until the fluid withdrawn is actually pus instead of thin turbid fluid, after which drainage by removal of a piece of rib is employed. In both cases many surgeons now employ special appliances for drainage, whereby a negative pressure is maintained in the pleural space to pro-
mote re-expansion of the lung. In empyema associated with tuber-
culosis, aspiration with gas replacement is the rule. Surgery of the Pleura and Lungs.—War experience gave a
yaluable impetus to the surgical treatment of respiratory condi-
229
Stock Exchange, and similarly Lloyds’ Coffee House in Lombard street and Abchurch lane was the underwriters’ headquarters and the cradle of Lloyds of to-day. Other famous ordinaries were the Rainbow, in Fleet street, frequented by Dr. Johnson, Boswell and other notables, the Old Cock, Nando’s, the Goose and Gridiron, also near St. Paul’s, which, as the Mitre, was the first “musick house,” and Simpson’s Fish Dinner House, Bird-in-Hand court, Cheapside. The lastnamed was founded in 1723. It served a 2/— “fish ordinary” of soup, three fish courses, haunch of mutton and cheese 200 years
tions. The treatment of empyema has already been referred to.
ago, and was doing the same in 1929. Though no ordinary is served
like any other effusion, and aspirated or gas-replaced if necessary.
and the steak, kidney, lark and oyster pudding of the days of Dr. Johnson. Reference to the “ordinaries” may be found as long ago as 1577 (Hollinshed). In the 17th century the more expensive or-
Haemothorax or blood effused into the pleural space is now treated
If infected it is treated like empyema (q.v.). Artificial pneumo-
thorax is proving of great value as a preliminary to other operative
edures, apart from its uses as a means of treatment of pul-
monary tuberculosis. The operation of exairesis or avulsion of the distal part of the phrenic nerve as a means of treatment of chronic
basic img conditions, including pulmonary tuberculosis, is on. its trial and bids fair to be useful. More extensive operative proce-
dures are ligature of branches of the pulmonary artery, and
there, the Cheshire Cheese in Fleet street retains the atmosphere,
dinaries were frequented by men of fashion, and gambling usually followed, so that the term “ordinary,” by which was understood either the establishment or the meal was then more synonymous with the gambling house than the tavern. In the early part of the 18th century, however, the character changed again, and the
lobectomy or removal of diseased portions of the lung.
choice of such establishments was great in number and varied in
Operations designed to promote collapse of the lung when this is impracticable by artificial pneumothorax are pneumolysis and thoracoplasty. In pneumolysis attempts are made to collapse the
quality. Steele in the Tatler (1709) refers to a board being hung
hmg, by the insertion outside the pleura of fat tissue or some
extraneous substance such as paraffin. In thoracoplasty, sufficient portions of as many ribs as may be necessary are removed to allow the chest wall to fall in and thereby collapse the lung. The outlook in regard to the surgery of the lung and pleura is distinctly encouraging. BrerroGRAPHY.—Sir R. D. Powell and Sir P. H. S. Hartley, Diseases of tke Lungs and Pleura (6th ed. London, 1921, bibl.) ; F. W. Price (ed.), Textbook of the Practice of Medicine (1922); G. W. Norris and H. R. M. Landis, Diseases of the Chest (3rd ed. Philadelphia, 1924, bibl); M. Fishberg Pulmonary Tuberculosis (3rd ed. London, 1922, bibl.);E. L. Opie and others, Epidemic Respiratory Disease (London, 1921, bibl.) ; Sir W. Osler and T. McCrae Modern Medicine (3rd ed., vol. iv., London, 1927, bibl.); S. E. Jelliffe Postencephalitic Respiratory Disorders (New York, 1927, bibl.); J. G. Townsend and E. Sydenstricker, Epidemiological Study of Minor Respiratory Diseases (Pub. Health Rep. 1927, xlii., 99); M. W. Hal, “Respiratory Group of Diseases as they Affect Soldiers and Sailors” (Mic. Surgeon, 1927,
k, 1 bibl.).
RESTAURANT.
(R. A. ¥.)
This term was first used for an establish-
ment where refreshments and meals were provided by one Boulanger, or Champ d’Oiseau, who opened the first establishment of the kind in the rue des Poulies, Paris, about 1765. The success of the house was almost instantaneous,
and brought imitators,
other restaurants being opened by chefs and stewards who left their employers. A notable advance followed the Revolution, when rumed aristocracy could no longer afford large retinues. Amongst the early restaurants was one managed by Antoine Beauvilliers.
The “Ordinary.”—The earliest predecessors in England of the
modern restaurant were the old coffee-houses and taverns which had a daily “ordinary’—a mid-day dinner or supper, generally noted for a particular dish, and served at a common table at a fred price and time. Some of the more ancient of these arose in
the middle of the 17th century. The first coffee-house was opened m St. Michael’s alley, Cornhill, by Pasqua Rosee, a Greek. This
youth was the first to teach the method of roasting coffee and to mtroduce the drink into England. i Nearly roo years before it was burnt down in the Great Fire of 1666, the Castle ordinary, off Paternoster Row, was a great
place for booksellers and literary men.
It was rebuilt after the
ureat Fire, and attained its greatest fame as Dolly’s Chop House,
t Queen’s Head Passage, Paternoster Row, when “Dolly,” a pro-
puetress, introduced pretty serving maids in place of men. For #50 Years it was famous for its beef steaks and gill ales, and among Its customers were Fielding, Defoe, Smollett, Richardson,
Swift, Dryden, Pope, Gainsborough and Handel. It was demolMm 1885. Jonathan’s Coffee House in Change alley, opened at
the time of the South Sea Bubble speculation, was a luncheon rendezvous for stock jobbers long prior to the establishment of the
out of a window announcing “an excellent ordinary on Saturdays and Sundays.” In the Journey through England (1714) it is remarked, “At two we generally go to dinner. Ordinaries are not so common here as abroad yet the French have set up two or three good ones in Suffolk street, where one is tolerably well served.” Pontack’s was considered one of the finest, and Defoe says that dinner there cost from 4s. to 5s. each, or anything up to a guinea. In addition a man could “‘dive,” take his food in a mixed company of footmen and chair men for 2$d., have a sausage at a “farthing fry,” or go to one of the taverns where the real “ordinary,” a very good dinner of several courses, was served at from 6d. to Is. Johnson records that he used to dine regularly for 7d. The usual hours for the meal were between 1 and 4, and there were 33 taverns serving ordinaries in the area between Threadneedle and Lombard streets and Gracechurch and Bishopgate streets. Some of these have lasted until now, but the majority have had to give way to bank and office premises.
Of the old ones, Birch’s,
formerly in Cornhill, dates from 1700, and Stone’s Chop House in Panton street W., from 1770. The restaurant habit as known to-day in Londor dates from the later decades of the roth century when large fashionable hotels began to cater to the needs of fastidious diners on an elaborate scale. Suppers after the theatre became popular, and the establishments attached to hotels competed at widely varying prices while small restaurants sprang up in Soho, run by French and
Italiah proprietors, and provided good dinners tastefully served, at reasonable prices. Modern grill rooms are an even later offshoot of the hotels and restaurants, and owe their existence largely to the travelling American who, with his own ideas of comfort, felt he did not wish to dress every night, but that otherwise he would be out of place in a fashionable restaurant. The grill room made no demand for dress, and offered an excellent dinner, long or short as required,
served with rapidity in luxurious surroundings. London’s first grill room was opened by Spiers and Pond in the ’60s under the arch at Ludgate Hill, and the Savoy hotel was the first of the large hotels to inaugurate a similar room. One of the first restaurants in London was that opened at Whiteleys in 1873, purely for the benefit of customers, but that it was not enthusiastically received is shown in the first year’s loss of £183 on £1,629 turnover. But from then on the idea grew in favour and the takings annually. Soup or fish, meat and vegetables were served for 1s. 6d. In 1884 the first A.B.C. teashop was opened near London Bridge Station, and was ridiculed, the coffee shops with their high-backed benches being still popular. Ten years later J. Lyons and Co. (g.v.) opened at 213 Piccadilly, their first teashop which was still open in 1928. All the larger restaurants have banqueting halls and other rooms where Masonic, regimental, club and other festival dinners may be .
RESTIF—RESTRAINT
230
had at varying prices. Among the “classic” restaurants are the Carlton, Savoy, Berkeley, Ritz, Claridge’s, Oddenino’s, Verrey’s and the Café Royal. and latterly the May Fair, the Devonshire, and the Green Park. t
UNITED
STATES
The word restaurant in America was first applied to the dining rooms of the better class hotels and to a few high class à la carte restaurants. As establishments of different types came into being their character was fixed by some such expression as coffee-house, as in England. Then came cafés, lunch rooms, dairy lunch rooms, cafeterias, tea rooms, waffle houses, fountain lunches, sandwich shops and many others, all included in the general use of the word restaurant.
The early American eating places were patterned after the inns, taverns and coffee houses in England and on the Continent. In Philadelphia there was the Blue Anchor Tavern, opened as early
as 1683 or 1684. Ye Coffee House was opened in 1700, the proprietor being Henry Flower, who was also the postmaster of the province. In fact, the Coffee House was in all probability used as the post office for a time. The London Coffee House, opened in 1702, and the second London Coffee House, established in 1754 by William Bradford, printer of the Pennsylvania journal, and the City Tavern (1773) were meeting places for the sea captains, merchants and others who went there to transact their business, as well as social gathering places for the leading citizens. The City Tavern, later known as the Merchants Coffee House, was long considered the largest and best coffee house in America. Ye Crown Coffee House, in Boston, was built in 171 on the Boston Pier, or Long Wharf, by Jonathan Belcher. In New York the famous old Fraunces’ Tavern at Broad and Pearl streets near the Battery still stands, only the ground floor being used as a restaurant. Upstairs the Sons of the Revolution protect the collection of mementoes of Washington’s life and times in the room in which he said farewell to his officers. Brown’s Chop House was famous for many generations not only for its chops and steaks but for its unique collection of old photographs, prints and autographs. For years it was the rendezvous of journalists, authors, actors and painters. The Old St. Denis on Broadway at rith street in the go’s; Fleischman’s Vienna Garden, opposite the St. Denis, with its continental touch; Dorlon’s on 23rd St., famous for its sea food; the old Hoffman House; Café Martin and the Holland House should be at least mentioned. But supreme over all until Sherry opened was Delmonico, first built on Broad street, later moved to 26th street and finally to 44th street and Fifth avenue. Soon after Delmonico moved to 44th street, Sherry opened diagonally across the avenue and, attracting the younger generation, threatened for a time to usurp the crown so long worn by Delmonico. But the two great restaurants were both destined to go. Delmonico closed its doors, and the Sherry of to-day is not the old-time Sherry. Bégué’s, opened over 60 years ago in New Orleans for the butchers of the city, is now a fashionable rendezvous.
Don’s and the El Dorado House, famous for their Spanish
cooking, were the earliest eating places in San Francisco in the pioneer days. Lavish feasts and exorbitant prices were the order
of the day. The most fashionable restaurant was the Iron House made of sheet iron which had been brought in a sailing vessel around the Horn. Unique among the restaurants was the Baz-
zuro, opened by an Italian. The first restaurant by that name was a sailmg vessél which had run aground in the bay. Later this spot was filledm with land and a house built on the same site. The restaurant 3s still run by members of the original family. Other
Sacy (Yonne) on Oct. 23, 1734. He was educated by the Jansenists at Bicétre, and on the expulsion of the Jansenists was received by one of his brothers, who was a curé. Owing to a scandal in which he was involved, he was apprenticed to a printer at Auxerre,
and, having served his time, went to Paris. Here he worked ag a journeyman printer, and in 1760 he married Anne or Agnes Lebégue, a relation of his former master at Auxerre. Restif produced about two hundred volumes, many of them printed with his own hand, on almost every conceivable subject. He
drew on the episodes of his own life for his books, which dis. play an extraordinary licence in choice of subject and in treat.
ment.
They provide useful documents
for the history of the
underworld of the period. They include: Le Pied de Fanchette,a
novel (1769); Le Pornographe (1769), a plan for regulating pros.
titution which is said to have been actually carried out by the Emperor Joseph II., while not a few detached hints have been adopted by continental nations; Le Paysan perverti (1775), a novel with a moral purpose, sufficiently horrible in detail; La Vie de mon père (1779); Les Contemporaines (42 vols., 1780—1785), a vast collection of short stories; Jngénue Saxancour, also a novel (1785); and, lastly, the extraordinary autobiography of Monsiewr Nicolas (16 vols., 1794-1797; the last two are practically a
separate and much less interesting work), in which at the age of sixty he has set down his remembrances, his notions on ethical
and social points, his hatreds, and above all his numerous loves, real and fancied. The original editions of these, and indeed of all his books, have long been bibliographical curiosities owing to their rarity, the beautiful and curious illustrations which many of them contain, and the quaint typographic system in which most
are composed.
Just before his death (Feb. 2, 1806) Napoleon
gave him a place in the ministry of police. See J. Assézat’s selection from the Contemporaines, with excellent introductions (3 vols., 1875), and the valuable reprint of Monsieur Nicolas (14 vols., 1883-84) ; also Eugen Dithren, Rétif de la Bretonse, der Mensch, der Schrifisteller, der Reformator (Berlin, 1906), and Rétif-BibEothek (Berlin, 1906).
RESTITUTION: see Divorce; Larceny. RESTRAINT, in law, a restriction or limitation. The word
is used primarily in four connections: Restraints on Alienation.—When real property is conveyed in fee simple, restricting the right of the grantee to alienate it, thereby derogating from the grant, it was considered by the common law so inimicable to the policy of permitting the ready transfer of land that such restrictions were stricken down by the courts as illegal. A general restraint upon alienation was thus void, though the courts would uphold restraint limited with reference to time or to a class of persons. See Gray, Restraints on the
Alienation of Property (and ed. 1895).
Restraints on Anticipation.—A restraint on anticipation consists of an attempt by the grantor of an estate for life to pre-
vent the grantee from anticipating the income by alienating i voluntarily or involuntarily prior to its acquisition. In England
such restraints are invalid save with reference to restraints m-
posed upon a married woman as to her separate estate during the period of coverture. See Conveyancing Act, 1881, s. 39; Married Women’s Property Act, 1883, s. 29. In the United States such restraints accompanying the creation of a spendthrift trust are valid in many States. See Trust.
Restraint of Marriage—A gift or bequest to a person may
have a condition attached in restraint of marriage. A condition in general restraint of marriage is void, as being contrary to public policy, although a condition in restraint. of a second marriage is
not void. A condition in partial restraint of marriage is valid,
and may be either to restrain marriage with a particular class of
eating places of special interest were the Tehama House, fre- persons, €.g., a papist, a domestic servant or a Scotsman, or under
quehted by the army and navy officers; Marchand’s, where the food was cooked in the window to entice the passerby; and the Mint, which boasted an old Southern mammy in the kitchen. Few ef these famous places survived the San Francisco fire of 1906.
a certain age.
Restraint of Trade—aA contract in general restraint of trade was deemed void at common law as against public policy (Mitchel
v. Reynolds, 1 P. Wms. 181 [1711]), though a contract in parti -sy full description of chain restaurants and mass feeding is restraint of trade accompanying the sale of a business or the emgiven in the article Foon SERVICE OF THE WORLD. ployment of an individual is valid (United States v. Addyston RESTIF, NICOLAS EDME (1734-1806), called Restir Pipe and Steel Co., 85 Fed. 271 [1898]). The modern attitude, DE LA BRETONNE, French novelist, son of a farmer, was born at however, is that the test that should determine the validity of cor
RESTRICTION
OF
ENEMY
bly tracts in restraint of trade should be whether they are reasona necessary to protect the interests of the parties and not unnecessarily harmful to the general public (Nordenfelt v. Nordenfelt
Guns and Ammunition Co. [1894], Appeal Cases 535). Legislation and judicial decision in recent years have widely affected the doctrines of restraint of trade. See TRUSTS.
For the United States see Kales, Contracts and Combinations in Restraint of Trade (1918) ; Henderson, The Federal Trade Commission Trade Associations. (1924); National Industrial Conference Board, (1925).
Their Economic Significance and Legal Status
RESTRICTION
OF ENEMY
SUPPLIES
DEPART-
MENT, a department of the British Ministry of Blockade created in May, 1916. On the outbreak of the World War, the
British Government set up an advisory committee, khown as the Restriction of Enemy Supplies committee, to examine and report n blockade matters. In Sept. 1915, this was merged into the War Trade Advisory committee, in order to co-ordinate the work of the War Trade Department, the Contraband committee, the Restriction of Enemy Supplies committee and the commit-
tee controlling the export of Coal, Cotton, Rubber and Tin.
Neither the Restriction of Enemy Supplies committee nor the War Trade Advisory committee had any executive power. They carried out investigations, examined reports and drew up recommendations for submission to the cabinet on questions of policy, but the execution of the schemes recommended and adopted con-
tinued to devolve upon various executive departments. But as the work of the blockade required to be consolidated and brought
under a single control in charge of a recognized minister who
should be a member of the Government, the Ministry of Blockade was formed in May 1916, with Lord Robert Cecil at its head. A department of that ministry was organized under the name of the Restriction of Enemy Supplies department, with the late Rt. Hon. F. Leverton Harris as director. He was succeeded in Jan.
1917 by Sir William Mitchell-Thomson, Bart. The functions of
the department were to bring effective pressure to bear upon those neutral countries situated within the ring of the naval blockade, so as to limit as far as possible their exports to Germany of home products, manufactures and minerals. The department took over the administration of certain agreements which had previously been entered into, and laid before the minister of blockade, for submission to the cabinet, further proposals designed to meet the end in view. When sanctioned, the work of carrying them into elect devolved upon the department. Practical Work.—The Restriction of Enemy Supplies Department began operations by sending a mission to Holland, the outcome of which was an agreement whereby Dutch dairy and agricultural produce, which, until then, had been going almost entirely to Germany, was thereafter divided in agreed proportions. This result was attained, partly by using the supply of fertilizers and similar commodities as a lever, and partly by employing a system
of purchase and bonus. By this means, not only was the quantity of produce available for Germany substantially reduced, but the supply of foodstuffs to Great Britain was materially augmented. Between Aug. 1916, and Dec. 1918, the amount of dairy and agri-
cultural produce diverted from Germany came to nearly 200,000 tons and, in addition, the non-export from Holland of certain important commodities
was
secured.
The
department
DEPT.—RETAILING
SUPPLIES
also con-
claded agreements with the Dutch trawler owners and the Dutch herring drifter owners, in order to restrict the export of fish to Germany. It is computed that not less than 40,000 tons of her-
mgs and 14,000 tons of trawl fish were prevented from being ‘aported to the enemy. In the course of time, owing to the losses
sustained by the Dutch trawlers by submarines and mines, the
amount of fish available for export from Holland diminished,
watil it became a negligible quantity. | As regards Norway, the department took over from an earlier Committee the administration of an agreement which had been in operation, and they also made a new agreement with the Norwegian Government by which only 15% of all fish and fish oil led m Norway could be exported, and even that quantity was
Subject to conditions rendering the export difficult. A staff of sn employees was organized throughout Norway to control
231
the operations of the agreement. A total of nearly 330,000 tons of herrings, salt fish, fish oil, etc., was diverted from Germany. In view of the supreme importance to Germany of steel hardening material, particularly in connection with high-speed tools, the department also obtained the control of practically the whole of the output of molybdenum from Norway. The department also successfully carried out the salvage of certain extremely valuable supplies of tin, copper, ferro-tungsten and nickel destined for Russia, which were lying derelict along the Finnish frontier, and which were in danger of falling into enemy hands. In the case of Sweden, the department was able to secure the total prohibition of the export of fish to Germany, and, later on, the prohibition of the export of mica. Under the arrangements adopted in the case of Denmark, upwards of 160,000 tons of bacon and eggs were exported to the United Kingdom up to October, 1917. Earlier in that year, all fodder and feeding stuffs were stopped from going to Denmark and Holland and thereafter the export of dairy produce in any direction from both those countries fell off rapidly. (C.J. Ht.) See also BLOCKADE; RATIONING (BLOCKADE).
RESURRECTION-PLANT
(Anastatica hierochuntina), a
small herb of the family Cruciferae, called also rose of Jericho, native to Arabia, Persia and Egypt. Upon the ripening of the seeds during the dry season, the leaves fall off and the branches curve inward so that the dry plant assumes a globular form. It
then rolls about in the manner
of a tumble-weed
(g.v.), until
the rainy season. When wetted the branches unfold and it assumes for a time the appearance of a living plant. The name is also given to several moss-like species of Selaginella, which also dry up into a ball and expand when wetted, as S. lepidophylla, called also bird’s-nest moss, found from Texas southward to Peru, which, even when dead, will expand when placed in water.
RESZKE,
JEAN
DE
(1850-1925),
operatic singer, was
born at Warsaw on Jan. 14, 1850. His parents were Poles; his father was a State official and his mother a capable amateur singer, their house being a recognized musical centre. He studied law before adopting singing as his profession and going to Italy to study. He made his first public appearance, as a baritone, at Venice in Jan. 1874, as Alfonso in La Favorita, and in the following April he sang for the first time in London, appearing at Drury Lane theatre, and a little later in Paris. He was not entirely successful and retired for a further period of study, during which his voice gained remarkably in the upper register; so that when he made his first reappearance at Madrid in 1879 it was as a, tenor, in the title-réle of Robert le Diable. His great fame as a singer, especially in Wagnerian parts, dates from this time. He appeared at the Metropolitan Opera House, New York, from 1893 to 1899. In 1904 he retired, but he continued teaching almost to the day of his death, on April 3, 1925.
RETABLE,
a term of ecclesiastical art and architecture,
applied in modern English usage to an altar-ledge or shelf, raised slightly above the back of the altar or communion table, on which are placed the cross, ceremonial candlesticks and other ornaments. Retables may be lawfully used in the church of
England (Liddell & Beale, 1860, 14 P.C.). RETAILING is that part of the distributive process that is concerned with the selection, purchase, display and sale at retail
of commodities to the consumer. The object of retailing is to obtain for a given community appropriate merchandise in such grades and in such quantities that it will give the purchaser complete satisfaction and that it can'be sold at a profit. The units of merchandise sold in the greatest volume at retail are food products, clothing, clothing accessories and articles for the furnishing | of homes. The most significant developments in retailing in the five years ending in 1929 have been:
(a.) The rapid changes in style and design of many commodities that were formerly relatively staple;
(b.) The inauguration of hand-to-mouth buying because
of the need for greater turnover in sales and also because of the quicker obsolescence of merchandise caused by its rapid style changes;
RETAINER—RETFORD
232
tc > The elimination of the wholesaler in certain lines as an important link in the «bain of distribution, caused by more and more retailers purchasing direct from manufacturers; (do The rapidly increasing cost of distribution, and, 1e: The phenomenal growth of chain store or multiple skup systems which are becoming very important factors in reducing the cost of distribution. It is authuritatively estimated that in the United States of America, the volume of sales at retail for the year 1923 aggregated S41.000,00¢.000. Of this volume, it is estimated that:
S:5.200 000 coo or G11 represents sales by small independ„ent
specialty
and
neighbourhood
stores;
represents sales by large departmental stores: 6.150 occ. .000 or 16% represents sales by chain stores; 1.400 000.000 or 24°; represents sales by mail order concerns: represents sales by company stores 800.000.000 or 2°% operated by various firms for their staffs; represents sales by house to house 890,000.000 or 2% canvassers; 100,000,000 or } of 16% represents sales by consumers’ cooperative stores. The volume of retailing carried on by small independent stores is exceedingly large because it has been easy for anyone with very small capital to engage in retailing. But out of every roo independent retail stores opened during the past 25 years, not over 10 have been really successful. A recent survey made by the University of Buffalo revealed that of 7,225 independent retail grocery stores which engaged in business in Buffalo between 1918 6 z230 900,000 or 16%,
and 1926, only 242 had survived—~a mortality of approximately
97!
and combinations of department stores for the purpose of reduci overhead expense through research activities and of reducing the cost of merchandise through group buying or central buy;
Most department stores in America and many in England ap
now combined either in associations or in financially controll combinations. The future will determine whether public opinion will support both the department store and the chain store. Thy chain store represents a standard but rigid type of store with lin. ited selections of merchandise at standardized prices which is sok generally speaking, on a cash and carry basis. Certain of the chai,
stores distributing food products deliver merchandise. The de. partment store represents an institution with policies that ap more flexible and more in harmony with the needs of its locality
as these change from time to time.
As the competition between chains becomes increasingly keen and as department stores attempt to meet chain store competition through overhead economies effected by mergers and the saving effected through central buying and group buying, there may de-
velop again in distribution a place for the independent retailer, See CHAIN Stores and DEPARTMENT STORES. (P. J.R.) RETAINER, properly the act of retaining or keeping for oneself, or a person or object which retains or keeps; historically a follower of a house or family, and particularly used of arma followers attached to the barons of the middle ages. Retainer of Counsel—When it 1s considered desirable by a
litigant that the services of any particular counsel (barrister) should be obtained for the conduct of his case, it is necessary te
deposit with counsel a form of retainer together with the neces. sary fee in cash, from which time counsel is bound to give the party who has thus retained him the first call on his services ia the matter in which he has been retained. Retainers are either
general or special. A general retainer retains counsel for all pre
ceedings in which the person retaining is a party. A special retainer is one which only applies to some particular cause or action. In
In the past three years it has been especially difficult for the the United States, the retainer is much less formal than in Eng. small independent retailer in spite of affiliating with other inde- land, and is used to refer to the preliminary fee given a counsel pendent retailers in group buying and thus obtaining price con- to take or defend proceedings. See ADVOCATE; BARRISTER. Retainer of Debt.—In connection with the administration of cessions from the manufacturers, to succeed in competition either with the large department stores or with the chain stores or an estate under a will, it is the right of the personal representa. multiple shops. Consequently, it is safe to predict that the trend tive—whether executor or administrator—of a deceased persoa of distribution both in America and in Europe will be toward a to retain in respect of all assets which have come into his hands a decreasing proportion of commodities sold by the small independ- debt due to himself in his own right whether solely or jointly with ent specialty stores and an increased volume of merchandise another person as against creditors of an equal degree, and this even though his debt is barred by the Statutes of Limitation (sæ distributed by departmental and chain stores. The growth of group buying and the development of central Administration of Estates Act 1925, s. 34; Taylor v. Deblois, Fed. buying by the chain stores is tending toward the elimination of Cas. No. 13,790). The appointment of a receiver deprives the repthe wholesaler in some lines. The effect of this change has been resentative of his right except as regards assets which come to his to transfer the wholesaling function to the manufacturer, who in hands prior to the appointment of the receiver. RETENE, an aromatic hydrocarbon occurring in wood tars many lines must manufacture in advance and carry “fill in” stocks to render the services to the retailer that the wholesaler and obtained by distilling resinous woods. It crystallises in colourCHs formerly rendered. Some wholesalers have maintained their positions in the distributive process by acquiring a financial interest in a number of retail stores.
The amount of merchandise sold at retail through the chain stores is increasing more rapidly each year than that sold through departmental] stores. This is due to the fact that the chain store unit can distribute merchandise at a lower overhead expense than the departmental store. The principal commodities distributed by chains are hosiery and underwear, women’s ready-towear, women's and men’s shoes, men’s clothing and furnishings, household utensils, hardware, millinery, furniture, drugs and toilet articles, groceries and sweets. The tremendous purchasing power of these chains enables them to buy in such quantities that manufacturers are impelled to quote them prices as low as those formerly quoted to wholesalers. Since the chain stores do not provide the convenience either of charge accounts or free delivery they usually are able to sell their standardized articles more cheaply than those independent department stores which provide complete assortments of new merchandise, delivery service and the privilege of returning merchandise that is not satisfactory.
The competition from the chain stores is resulting in affiliations
CH(CHs)s
less plates melting at 98-5° C and boiling at 394° C. Chrome acid oxidises the hydrocarbon to retene quinone (an ortho diketone) and permanganate oxidises the quinone to 3-hydroxy isopropyldiphenyl-z :’:2’-tricarboxylic
acid.
These
reactions
show that retene is ethylisopropylphenanthrene, CigHis, with the adjacent structural formula. See A. E. Everest, The Higher Com Tar Hydrocarbons (1927). RETFORD (officially East Retrorp), a market town and
municipal borough in Nottinghamshire, England, 1384 m. N. by W. from London by the L.N.E.R., the station being a junctice Pop. (1931) 14,228. Retford (Redforde, Ratford) owes its int
portance to its position near one of the Roman roads and on the
river Idle, where there was a ford. In 1086 the archbishop 4 York owned a mill at Retford, and Roger de Busli had rights here.
Retford was a borough by prescription, and was in the hands of the crown when, in 1276, Edward I. granted it to the burgesses in fee-farm with the right of electing bailiffs. This charter was confirmed by Edward III., Henry VI. and Elizabeth. In 1607
RETHEL—REUCHLIN James I. granted a charter of incorporation to the bailiffs and , under which the town was governed until 1835, when it was reincorporated under a mayor. East Retford returned two
members to parliament in 1315, and again from 1572 till 1885,
when it was disfranchised. There is a large trade in corn and cheese, and the town possesses iron foundries and works, paper and comm mills and rubber works. Coal is mined in the vicinity. (1816-1859), German historical RETHEL, ALFRED inter, was born at Diepenbend near Aix-la-Chapelle on May 15, 116. At the age of 13 he executed a drawing which procured his
admission to the academy of Diisseldorf, where he studied for sev-
eral years. In 1836 he removed to Frankfiirt, and was selected to
decorate the walls of the imperial hall in the Römer with figures of famous men. Four years later he was commissioned to ornament
the restored council house of bis native city with frescoes from
the life of Charlemagne, but the execution of this work was delayed for some six years.
Returning to Aix, in 1846, he com-
menced his Charlemagne frescoes. But mental derangement, remotely attributable to an accident in childhood, began to manifest itself. While he hovered between madness and sanity, Rethel produced some of his most impressive work—“Nemesis pursuing
a Murderer,” “Death the Avenger,” and by contrast “Death the Friend.” Rethel also executed a powerful series of drawings— “The Dance of Death”’—suggested by the Belgian insurrections
of 1848. He died at Düsseldorf on Dec. 1, 1859.
His “Peter and John at the Beautiful Gate of the Temple,” is in the
Leipzig museum,
and his “St. Boniface” and several cartoons for
233
with the payment of arrears. The last seventeen years of Retz’s life were passed partly in his diplomatic duties (he was again in Rome at the papal election of 1668), partly at Paris, partly at his estate of Commercy, but latterly at St. Mihiel in Lorraine. His debts were enormous, and in 1675 he resolved to make over to his creditors all his income except twenty thousand livres, and, as he said, to “live for” them. He died in Paris on Aug. 24, 1679. One of the chief authorities for the last years of Retz is Madame de Sévigné, whose connection he was by marriage. De Retz’s Memoirs were certainly not written till the last ten years of his life, and they do not go farther than the year 1655. They are addressed in the form of narrative to a lady who is not known, though guesses have been made at her identity, some even suggesting Madame de Sévigné herself. They display extraordinary narrative skill. The Memoirs very
imperfect
of the Cardinal de Retz were condition
in 1717 at Nancy.
first published in a The
first satisfactory
edition was that which appeared in the twenty-fourth volume of the collection of Michaud and Poujoulat (Paris, 1836). They were
then re-edited from the autograph manuscript by Géruzez (Paris, 1844), and by Champollion-Figeac with the Mazarinades, etc. (Paris, 1859). In 1870 a complete edition of the works of Retz was begun by M. A. Feillet in the collection of Grends Ecrivains. The editor dying, this passed into the hands of M. Gourdault and then into those of M. Chantelauze, who had already published studies on the connection of St. Vincent de Paul with the Gondi family, etc. (1882). See also L. Batiffol, Le Cardinai de Retz (1927).
REUBEN, according to Gen. xxix. 32, was the eldest son of
Jacob, by his first wife, Leah. From this it may be inferred that at one time Reuben ranked as the foremost of the Hebrew tribes. But for reasons which are obscure the tribe lost this preeminence and the monograph by Max Schmid in Knackfuss’s Kinstlerbiographat an early period of the history. In Gen. xxxv. 22 Reuben is ien, vol. 32 (1898). RETHEL, a town of France, capital of an arrondissement in said to have been intimate with his father’s concubine, and the the department of Ardennes, on the Aisne and the Ardennes canal, story, which breaks off abruptly, probably went on to record a 31 m. S.W. of Mézières by rail. Pop. (1926) 5,586. Rethel, of curse pronounced upon him in consequence. This would be rethe frescoes at Aix are in the Berlin national gallery. See his Life, by Wolfgang Müller von Königswinter (1861); Art Journal, Nov. 1865;
Roman origin, was from the roth century the seat of a countship beld successively by the families of Flanders, Burgundy, Cleves, Foix and Gonzaga. of the latter. In to Mazarin, whose a subprefecture, a and manufactures,
In 1581 it was erected into a duchy in favour 1663 it was sold by Charles VI. de Gonzaga family held it till the Revolution. Rethel has board of trade arbitrators, a chamber of arts and carries on wool-spinning, the weaving of
light woollen fabrics, and the manufacture of farm implements. RETZ, JEAN FRANCOIS PAUL DE GONDI, Car-
DINAL DE (1614-1679), French churchman and agitator, was born at Montmirail in 1614. The family had acquired great estates in Brittany, and Retz himself always spelt his designation “Rais.” He was 2 third son, and was destined for the church. He studied at the Sorbonne, and when he was scarcely eighteen wrote the remarkable Conjuration de Fiesque, a little historical essay, of which he drew the material from the Italian of Augustino Mascardi, but which is all his own in the negligent vigour of the style and the audacious insinuation, if nothing more, of revolutionary principles. Anne of Austria appointed him in 1643 to the coadjutorship and the reversion to the archbishopric of Paris. Retz acquired great influence with the Parisians, which he gradually tumed against Mazarin. No one had more to do than Retz with the outbreak of the Fronde in October 1648, and his history for
the next four years is the history of that confused and, as a rule, much misunderstood movement. Of the two parties who joined in it Retz could only depend on the bourgeoisie of Paris. But although he had some speculative tendencies in favour of popular
liberties, and even perhaps of republicanism, Retz represented
no real political principle, and when the break up of the Fronde
came he was left in the lurch. In 1652 he was arrested and im-
prsoned, first at Vincennes, then at Nantes; he escaped, however, after two years’ captivity, and for some time wandered about
m various countries.
He had been made a cardinal before his
downfall, and had no small influence in the election of Alexander VIL In 1662, he was received back again into favour by Louis
XIV. and on more than one occasion he served as envoy to Rome. Retz, however, was glad in making his peace to resign his claims
to the archbishopric of Paris. In compensation he received the mich abbacy of St. Denis and restoration to his other benefices
garded as a sufficient explanation of the decline of the tribe (cf. Gen. xlix. 4, and see I. Chron. v. r). It is possible that the story
may be a personifcation of some aggressive move made by the tribe Reuben against the Bilhah clan. The subsequent history of the tribe is obscure, The territory which later traditions assign to it east of the Dead Sea is not clearly delimited or distinguished from the territories of Gad and Moab. A Reubenite name is found on the west of the Jordan (Josh. xv. 6, xviii. 17), and the reference to Reuben in the Song of Deborah (Judges v. 15-17) would naturally mean that Reuben was a pastoral tribe on the west of the Jordan, since of the next tribe mentioned it is definitely stated “Gilead abode beyond Jordan.” (See C. F. Burney, Fsraeľs Settlement in Canaan, pp. 50-52.) W. L. W.)
REUCHLIN, JOHANN (1455-1522), German humanist and Hebraist, was born on Feb. 22, 1455, at Pforzheim in the Black Forest, where his father was an official of the Dominican monastery. The name was graecized by his Italian friends into Capnion. Reuchlin constantly writes himself Phorcensis. He learned Latin at the monastery school at Pforzheim, and spent a short time in 1470 at the university of Freiburg. His fine voice gained him a place in the household of Charles I., margrave of Baden, and he was chosen to accompany to the university of Paris the young prince Frederick. In Paris he learned Greek, and he attached himself to the leader of the Paris realists, Jean Heynlin, or à Lapide (d. 1496), whom he followed to the vigorous young university of Basel in 1474. At Basel Reuchlin took his master’s degree (1477), and began to lecture, teaching a more classical Latin than was then common in German schools, and also explaining Aristotle in Greek. His Greek studies were continued at Basel under Andronicus Contoblacas, and he became acquainted with the bookseller, Johann Amorbach, for whom he prepared a Latin lexicon (Vocabularius Breviloquus, 1st. ed., 1475-76). Reuchlin soon left Basel to study under George Hieronymus at Paris. He then studied law at Orleans (1478), and at Poitiers, where he þecame licentiate in July 148r. On his return to Germany he was engaged as interpreter by Count Eberhard of Württemberg, for a tour in Italy. They started for Florence and Rome in February 1482. His connection with the count became permanent,
234
REUNION
and after his return to Stuttgart he received important posts at Eberhard’s court. About this time he appears to have married, but
order confiscating the Augenspiegel. Reuchlin was timid, but be
was honesty itself.
He was willing to receive corrections i
little is known of his married life. He left no children; but in theology, which was not his subject, but he could not unsay wha later years his sister’s grandson Melanchthon was almost as a son he had said; and as his enemies tried to press him into a corner lp met them with open defiance in a Defensio conira Calumniatory to him till the Reformation estranged them. In 1490 he was again in Italy. Here he saw Pico della Miran- (1513). The universities were now appealed to for opinions, aad dola, to whose Cabbalistic doctrines he afterwards became heir, were all against Reuchlin. Even Paris (August 1514) condemned and also made the friendship of the pope’s secretary, Jakob Ques- the Augenspiegel, and called on Reuchlin to recant. Meantime a tenberg. On an embassy to the emperor Frederick at Linz in formal process had begun at Mainz before the grand inquisitor 1492, he began to read Hebrew with the emperor’s Jewish physi- but Reuchlin by an appeal succeeded in transferring the questie cian Jakob ben Jehiel Loans. In 1494 his rising reputation had to Rome. Judgment was given in July 1516; and then, though the
been greatly enhanced by the publication of De Verbo Mirifico.
In 1496 Eberhard of Wiirttemberg died, and Reuchlin was glad
to accept the invitation of Johann von Dalberg (1445-1503), bishop of Worms, to Heidelberg, which was then the seat of the “Rhenish Society.” In this court of letters Reuchlin made translations from the Greek authors. He was during a great part of his life the real centre of all Greek teaching as well as of all Hebrew teaching in Germany. Reuchlin pronounced Greek as his native teachers had taught him to do, i.¢., in the modern Greek fashion. This pronunciation, which he defends in Dialogus de Recta Lat.
Graecique Serm. Pron. (1519), came to be known, in contrast to that used by Erasmus, as the Reuchlinian. At Heidelberg Reuchlin had many private pupils, among whom Franz von Sickingen is the best known name. With the monks he had never been liked; at Stuttgart also his great enemy was the Augustinian Conrad Holzinger. On this man he took a scholar’s revenge in his first Latin comedy Sergius, a satire on worthless monks and false relics. Through Dalberg, Reuchlin came into contact with Philip, elector palatine of the Rhine, who ‘employed him to direct the studies of his sons, and in 1498 sent him on a mission to Rome. He came back laden with Hebrew books, and found when he reached Heidelberg that a change of government had opened the way for his return to Stuttgart, where his wife had remained all along. His friends had now again the upper hand, and knew Reuchlin’s value. In 1500, or perhaps in 1502, he was given high judicial office in the Swabian League, which he held till 1512, when he retired to a small estate near Stuttgart. For many years Reuchlin had been increasingly absorbed in Hebrew studies, which had for him more than a mere philological interest for as a good humanist he could not rest satisfied with the Vulgate text of the Old Testament. In 1506 appeared his epochmaking De Rudimentis Hebraicis—grammar and lexicon—mainly after Kimhi, yet not a mere copy of one man’s teaching. The edition was costly and sold slowly. One great difficulty was that the wars of Maximilian I. in Italy prevented Hebrew Bibles coming into Germany. But for this also Reuchlin found help by printing the Penitential Psalms with grammatical explanations (151 2), and other helps followed from time to time. But his Greek studies had interested him in those fantastical and mystical systems of later times with which the Cabbala has no small affinity. Reuchlin’s mystico-cabbalistic ideas and objects were expounded in the De Verbo Mirifico, and in the De Arte Cabbalistica (1517). Unhappily many of his contemporaries thought that the first step to the conversion of the Jews was to take from them their books. This view had for its chief advocate the bigoted Johann Pfefferkorn (1469—1521), who secured the ear of the emperor Maximilian. In 1510 Reuchlin was summoned in the name of the emperor to give his opinion on the suppression of the Jewish books. He proposed that the emperor should decree that for ten years there be two Hebrew chairs at every German university for which the Jews should furnish books. The other experts proposed that
all books should-be taken from the Jews; and, as the emperor still hesitated, the bigots threw on Reuchlin the whole blame of their
ill success. Pfefferkorn circulated at the Frankfort fair of 1511 a
gross libel (Handspiegel wider und gegen die Juden) declaring that Reuchlin had been bribed; and Reuchlin retorted as warmly
in the. Augenspiegel (1511). His adversary’s next move was to declare the Augenspiegel a dangerous baok; the Cologne theologi-
cal faculty, with the inquisitor Jakob von Hochstraten (d. 1527), took up this cry, and on Oct. 7, 1512, they obtained an imperial
decision was really for Reuchlin, the trial was simply quashed.
The result had cost Reuchlin years of trouble and no small part
of his modest fortune, but the obscurantists received a blow in Germany. No party could survive the ridicule that wa
poured on them in the Epistolae Obscurorum Virorum.
Reuchlin did not long enjoy his victory in peace. In 1519 Stuttgart was visited by famine, civil war and pestilence. Reuchia sought refuge in Ingolstadt and taught there for a year as pro fessor of Greek and Hebrew. He was now called to Tiibinges and again spent the winter of 1521-22 teaching in his own sy.
tematic way. He died at the baths of Liebenzell on June 30, 1522,
leaving in the history of the new learning a name only second to that of his younger contemporary Erasmus.
See L. Geiger, Johann Reuchlin (1871), which is the standan biography; also D. F. Strauss, Ulrich von Hutten; S. A. Hirsch, “John Reuchlin, the Father of the Study of Hebrew among the Christians,”
and his “John Pfefferkorn and the Battle of Books,” in his Essays
(London, 1905). Some interesting details about Reuchlin are given in the autobiography of Conrad Pellicanus (g.v.), which was no published when Geiger’s book appeared. See also the article oa Reuchlin in Herzog-Hauck, Realencyklopadie, and literature there cited.
REUNION, known also by its former name BOURBON, aa
island and French colony in the Indian Ocean, 400 m. SE. of Tamatave, Madagascar, and 130 S.W. of Port Louis, Mauritis It is elliptic in form and has an area of 970 sq.m. It lies betwee 20° si’ and 21° 22S. and 55° 15’ and 55° 54’ E. The coast-line is little indented, high and difficult of access and the harbours are usually sunken craters. The narrow coast-lands 1 to 3 km. wide are succeeded by hilly ground which gives place to mountain masses and tableland, which occupy the greater part of the island. The main axis runs N.W. and S.E., and divides the island into a windward (E.) district and a leeward (W.) a trict, the dividing line being practically that of the watershed The whole relief is very complex owing to vulcanicity. First was formed a mountain whose summit is approximately represented
by Piton des Neiges (10,069 ft.), an immense denuded crater,
w and at a later date another crater opened towards the E., piling the mountain mass of Le Volcan. The oldest erupted rocks belong to the type of the andesites; the newest are varieties of basak.
The two massifs are united by high tablelands.
In the oke
massif the most striking features are now three areas of sub sidence—the cirques of Salazie, Riviére des Galets and Cilaos-
which lie N.W. and S. of the Piton des Neiges. The first, which
may be taken as typical, is surrounded by high almost perpendict
lar walls of basaltic lava. Towards the S. lies the vast stratum @
26, 1875, suddenly sweeping dow from the Piton des Neiges and the Gros Morne, buried the little
rocks which, on November
village of Grand Sable.
The seçond massif, Le Volcan, is cut off from the rest of the island by two “enclosures,” each about 500 or 600 ft. deep. The outer enclosure runs across the island in a north and south diet
tion; the inner forms a kind of parabola with its arms stretching
E. to the sea and embracing not only the volcano proper but
the great eastward slope known as the Grand Brilé. The 30m. el mountain wall round the volcano is perhaps unique in its astonish ing regularity. It encloses an area of about 40 sq.m. knows 8 — the Grand Enclos. There are two principal craters, each on # elevated cone,—the more westerly, now extinct, known as $
Bory Crater (8,612 ft.), after Bory de St. Vincent, the geologist and the more easterly called the Burning Crater or Fournas (8,294 ft.). The latter is partially surrounded by an “enclosure
on a small scale with precipices 200 ft. high. Eruptions,
REUNION
235
not infrequent (thirty were registered between 1735 and 1860), the capital of the island, lies on the N. coast. It is built in the are seldom serious; the more noteworthy are those of 1745, 1778, | form of an amphitheatre, and has several fine public buildings and 1791, 1812, 1860, 1870, 1881. After 40 years of inactivity Four- centrally situated botanic gardens. The only anchorage for vesnaise was in eruption for four months from Dec. 1925 to April sels is an open roadstead. St. Pierre (pop. 20,479), the chief town 1926. Hot mineral springs are found on the flanks of the Piton on the leeward side of the island, has a small artificial harbour. des Neiges: the Source de Salazie, 2,860 ft. above sea-level, has Between St. Pierre and St. Denis, and both on the leeward shore, a temperature of go° F, and discharges water impregnated with are the towns of St. Louis (pop. 15,867) and St. Paul (pop. bicarbonate of soda, carbonates of magnesium, lime, iron, etc.; 21,643). Afew miles N. of St. Paul on the S. side of Cape Pointe that of Cilaos is 3,650 ft. above the sea with a temperature of 100°; and that of Mafate 2,238 ft. and 87°.
Climate.—The year divides into two seasons—that of heat and rain from November
to April, that of dry and more bracing
weather from May to October. The prevailing wind is the southeast trade wind, which sometimes veers round to the south, and more frequently to the north-east; the west winds are not so
steady (three hundred and seven days of east to fifty-eight of west wind in the course of the year). As over all the Indian Ocean cyclonic storms are frequent at the change of seasons. The raz de
marée occasionally does great damage. The relief of the land causes quite appreciable climatic differences, the leeward side
getting much less rain than the windward. On the coast and lower
zones on the windward side the mean temperature is about 73° in the “winter” and 78° in the “summer.” On the leeward side the heat is somewhat greater. In the Salazie cirque the mean annual average is 66°; at the Plaine des Palmistes 62°. On the mountain heights snow falls every year. In general, the higher parts of the island are healthy, but fever is prevalent on the coast. Fauna and Flora.—The fauna of Réunion is not very rich in variety of species. The mammals are a brown maki (Lemur mongoz, Linn.) from Madagascar, several bats, a wild cat, the tang or tamec (Centetes setosus, Denn.), rats, etc. Among the more
familiar birds are the “‘oiseau de la vierge” (Afuscipeta borbonica), the tectec (Pratincola sybilla), Certhia borbonica, the cardinal (Foudia madagascariensis}, various swallows, ducks, etc. The visitants from Madagascar, Mauritius and even India are very numerous. Lizards and frogs of more than one species are common, but there is only one snake (Lycodon aulicum) known in the island. Various species of Gobius, a native species of mullet, Nestis cyprinoides, Osphronamus olfex and Doules rupestris are among the freshwater fishes. The heat, humidity and fertility of the volcanic soil have given Réunion an abundant and varied vegetation. In the forest region of the island there is a belt, 4,500-5,000 ft. above the sea, characterized by the prevalence of dwarf bamboo (Bambusa alpina); and above that is a similar belt of Acacia heterophylla. Besides
this last the best timber-trees are Casuarina laterifolia, Foetida mouritiana, Imbricaria petiolaris, Elaeodendron orientale, Calophylum spurium (red tacamahac), Terminalia borbonica, Parkia speciosa. A species of coffee plant is indigenous. Fruits grown are; the banana, the coco-nut, bread-fruit and jack-fruit, etc. Forests originally covered nearly the whole island; the majority of the land has been cleared, but the administration has in part replanted the higher districts with eucalyptus and caoutchouc trees,
Inhabitants.—Réunion, strictly speaking, has no indigenous population. The inhabitants include creoles, mulattoes, negroes, indians and other Asiatics. The creole population is descended from the first French settlers, chiefly Normans and Bretons, who married Malagasy women. Three quarters of the inhabitants are
of European origin. Three kinds of creoles are recognized—those of the towns and coasts, those of the mountains, and the petits créoles, originally a class of small farmers living in the uplands, now reduced to a condition of poverty and dependence on the
des Galets is the port of the same name, the only considerable harbour in the island. It was completed in 1886, it covers 40 acres, is well protected, and has 28 ft. of water. A railway serving the port goes round the coast from St. Pierre, by St. Paul, St. Denis,
to St. Benoit (a town on the E. side of the island with a pop. of 12,523), a distance of 834m. Telegraphic communication with all parts of the world was established in 1906. Industries.—The greater part of the land under cultivation on the island is occupied by sugar-cane plantations, the remainder being under either maize, manioc, potatoes, haricots, or coffee, vanilla and cocoa. The sugar-cane, introduced in 1711 by Pierre Parat, is now the staple crop. In the 18th century the first place belonged to coffee (introduced from Arabia in 1715) and to the clove tree, brought from the Dutch Indies by Poivre at the risk of his life. Both are now cultivated on a very limited scale. Vanilla, introduced in 1818, was not extensively cultivated till about 1850. Bourbon vanilla, as it is called, is of high character, and next to sugar is the most important article of cultiva-
tion in the island. There are small plantations of cocoa and cinchona; cotton-growing was tried, but proved unsuccessful. The sugar industry has suffered greatly from the competition with beet sugar and the effects of bounties, also from the scarcity of labour, from the ravages of the phylloxera (which made its appearance in 1878) and from extravagant methods of manufacture. It was not until 1906 that steps were taken for the creation of central sugar mills and refineries, in consequence of the compulsory shutting down of many small mills. Rum is largely dis-
tilled and forms an important article of export. There are also manufactories for the making of geranium essence, St. Pierre being the centre of this industry. Other articles exported are aloe fibre and vacoa casks. The mineral wealth of the island has not been exploited, except for the mineral springs which yield waters highly esteemed. Cattle are imported from Madagascar; rice from Saigon and India; petroleum, for factories, from America and Russia; almost everything else comes from France, to which country go most of the exports. Over 75% of the shipping is under the French flag. Fishing is an important occupation. Commerce.—In 1926 the exports were valued at 164,895,913 francs and the imports at 164,883,564 francs. The currency consists of notes of the Banque de la Réunion with a capital of 6,000,000 francs (guaranteed by the government) and nickel token money. Administration and Revenue.—Réunion is regarded practically as a department of France. It sends two deputies and one senator to the French legislature, and is governed by laws passed by that body. All inhabitants, not being aliens, enjoy the franchise, no distinction being made between whites, negroes or mulattoes, all of whom are citizens. At the head of the local administration is a governor who is assisted by a secretary-general, a procureur général, a privy council and a council-general elected by the suffrages of all citizens. The governor has the right of direct communication and negotiation with the government of South Africa and all states east of the Cape. The council-general has wide powers, including the fixing of the budget. For administrative purposes the island is divided into two arrondissements, the Wind-
planters. The créoles blancs de villes, the typical inhabitants of ward, with five cantons and nine communes, and the Leeward, the island, are in general of a somewhat weak physique, quickwitted and of charming manners, brave and very proud of their sland, but not of strong character. The creole patois is French mixed with a considerable number of Malagasy and Indian words, ad containing many local idioms. The population, about 35,000
towards the close of the 18th century, now numbers 186,637 inhabRants of whom 180,694 are of French extraction.
Towns and Communication. —St. Denis, pop. (1926) 23,390,
eS paa
with four cantons and seven communes.
The towns are subject
to the French municipal law. The 1926 budget gives receipts as 52,502,932 francs, expenditures 46,076,028 francs. History.—Réunion is usually said to have been first discovered in April 1513, by the Portuguese navigator Pedro Mascarenhas, and his name, or that of Mascarene islands, is still applied to the archipelago of which it forms a part; but it seems probable that it must be identified with the island of Santa Apollonia discov-
REUNION
236
ered by Diego Fernandes Pereira on Feb. 9, 1507. When in 1638 the island was taken possession of by Captain Gaubert, or Gobert, of Dieppe, it was uninhabited; a more formal annexation in the
name of Louis XIII. was effected in 1643; and in 1649 Etienne de Flacourt repeated the ceremony. He also changed the name of the island from Mascarenhas to Bourbon. By decree of the Convention in 1793, Bourbon in turn gave place to Réunion, and though during the empire this was discarded in favour of Ile Bonaparte, and at the Restoration people naturally went back to Bourbon, Réunion has been the official designation since 1848. The first inhabitants were a dozen mutineers deported from Madagascar by Pronis, but they remained only three years (1646—49). Other colonists went thither of their own will in 1654 and 1662. In 1664 the Compagnie des Indes orientales de Madagascar, to whom a concession of the island was granted, initiated a regular colonization scheme. Their first commandant was
Etienne Régnault, who in 1689 received from the French crown the title of governor.
The growth of the colony was very slow,
and in 1717 there were only some 2,000 inhabitants. It is recorded
that they lived on excellent terms with the pirates, who from
officially, at a later stage these conversations were held with th cognisance of the Archbishop of Canterbury. They were carrigg on in an atmosphere of friendship and respect; but the recey papal encyclical (1928) laid down the only terms of reunion with Rome: unconditional surrender. The
Church
of England
and
the
Orthodox
Easter,
Church.—Negotiations between the Church of England and th Eastern Orthodox Church for mutual recognition and fellowship have a fairly long history, but the pace has been quickened largely owing to events which followed the World War. In Jay 1920, an Encyclical Letter was issued from the Patriarchate of Constantinople “unto all the Churches of Christ wheresoeve they be.” It was an earnest plea for closer contact and better mutual understanding; and as a means to this end it suggested that there should be a uniform calendar for Christian feasis intercourse between theological schools, exchange of students impartial and more historical examination of doctrinal differ. ences, etc. Following this, a “proposed concordat? was drawa up by the American Episcopal Church. After setting forth points of agreement in faith and order, it concludes:— “In accordance with the preceding agreements, we do solemnly
1684 frequented the neighbouring seas for many years. The French Revolution effected little change in the island and occa- declare our acceptance of the sacramental acts each of the other, sioned no bloodshed; the colonists successfully resisted the at- and that they are true and valid. And, holding fast the truth tempts of the Convention to abolish slavery, which continued until once delivered to the Saints, we pronounce that intercommunig 1848 (when over 60,000 negroes were freed), the slave trade is desirable and authorised for all our members wherever an being, however, abolished in 1817. In 1809 the British attacked whenever it is deemed convenient and practicable by the prape the island, and the French were forced to capitulate on July 8, local and ecclesiastical authorities.” To this the locum tenens of the Oecumenical Patriarchate 1810: the island remained in the possession of Great Britain until April 1815, when it was restored to France. From that period the sent a sympathetic reply. The next step was the presence of a island has had no exterior troubles. The Third Republic con- delegation of the Patriarchate at the Lambeth Conference ia ferred the full rights of French citizenship including the vote July t920. Their subsequent report to the Holy Synod was on the negro population in 1870. The immigration of coolies be- marked by a good deal of reserve. The latitude of the Church gan in 1860, but in 1882 the Government of India prohibited of England proved to be a source of difficulty. The delegation the further emigration of labourers from that country. Réunion also pointed out that the Lambeth Appeal puts forward “meas. ures in relation to the non-episcopal Churches which also, a suffered from disastrous cyclones in 1879 and 1904. Breriocrapuy.—A. G. Garsault, Notice sur la Réunion (1900), a spite of goodwill, manifestly conflict with venerated principles and monograph prepared for the Paris exhibition of that year; E. Jacob systems.” Subsequently the Eastern Churches committee apde Cordemoy, Eiude sur Pile de la Réunion, geographie, richesse pointed by the Archbishop of Canterbury issued a statement naturelles etc. (Marseilles, 1905); W. D. Oliver, Crags and Craters;
Rambles in the island of Réunion (1896); C. Keller, Natur und Volks-
leben der Insel Réunion (Basel, 1888); J. D. Brunet, Histoire de Passociation générale des francs créoles de Vile Bourbon (St. Denis, Réunion, 1885); Trouette, L’ile Bourbon pendant la période révolutionnaire (1888). Of earlier works consult Demanet, Nouv. Hist. de Afrique francaise (1767); P. U. Thomas, Essai de statistique de File Bourbon (1828); Dejean de la Batie, Notice sur Pile Bourbon (1847); J. Mauran, Impressions dans un voy. de Paris à Bourbon (1850) ; Maillard, Notes sur Pile de la Réunion (1862); Azéma, Hist. de Vile Bourbon (1862). The geology and volcanoes of Réunion were the object of elaborate study by Bory de St. Vincent in 1801 and 1802 (Voyages dans les quatre principales îles des mers T Afrique,
1804), and have since been examined by R. von Drasche (see Die Insel Réunion, etc., Vienna, 1878, and C. Vélain, Descriptions géologique de... Vile de la Réunion . . ., 1878).
REUNION,
CHURCH.
The movements for the Reunion
of the Churches, especially among English-speaking Christians, are due mainly to two causes. In the first place, the reasons for division, which seemed once to be based on spiritual principles about which no compromise was possible, have grown fainter than they were. Few men cling to them so tenaciously as they did, e.g., in the 17th century. Secondly, there is a widespread feeling of the ineffectiveness of the churches in face of the tasks and problems of civilisation since the outbreak of the World War in 1914. To a large extent this is attributed to the divisions and consequent lack of unity of witness and aim among the churches themselves. These movements for reunion are concerned with the divisions outside the Roman Catholic Church, which takes no part in them. On principle it cannot do so, as it has its own terms, surrender and not adjustment, from which there can be no departure.
An apparent exception to this statement occurred in what are known as the Conversations at Malines (1921-25).
At the invi-
tation of Cardinal Mercier a small body of English theologians met a similar body of Roman Catholic scholars for the purpose of exploring their grounds of difference. Begun quite un-
of terms of intercommunion.
In Feb. 1923, the Archbishop aw
nounced that the Holy Synod at Constantinople, after careful consideration, had decided in favour of the validity of Anglcan ordinations. He pointed out, however, that this decision mus be endorsed by all Patriarchates or by a General Council before it could become an oecumenical act. The Church of England and the Free Churches.—The Lambeth Appeal, though addressed to all Christian people, has has had its most important effect in the field of English ecclesiastical life. It has forced the great nonconformist bodies to recon sider their relations to the Church of England and the grounds of their separation, and to do so in an atmosphere of friendliness and goodwill. The terms on which the appeal believes that unica is possible are as follows :—
“We believe that the visible unity of the church will be found
to involve the whole-hearted acceptance of—
The Holy Scriptures, as the record of God’s revelation of
Himself to man, and as being the rule and ultimate standard of faith; and the Creed, commonly called Nicene, as the sufficient statement of the Christian faith, and either it or the Apostle’s Creed as the baptismal confession of belief;
The divinely instituted sacraments of Baptism and the Holy
Communion, as expressing for all the corporate life of the whole fellowship in and with Christ; A ministry acknowledged by every part of the Church 3
possessing not only the inward call of the Spirit, but also the commission of Christ and the authority of the whole body.” It is claimed that the Episcopate is the one means of providing
such a ministry. “But we greatly desire,” it is added, “that the
office of a Bishop should be everywhere exercised in a represenia-
tive and constitutional manner, and more truly express all ought to be involved for the life of the Christian family m the title of Father-in-God.”’? These proposals have been the subject of prolonged discussion between representatives of the Church
REUNION land on the one hand and a joint committee of the Federal ' ation.” Council of the Evangelical Free Churches (g.v.) and the National , drafted
237 Conferences under
which
followed, and in 1914 a constitution was the Church
would
be both
national
and
Free Church Council (g.v.) on the other, but so far no agree- ' free. No further progress was possible till 1919, owing to the ment has been found possible on two matters of essential impor- War. In 1920, the articles of the constitution were approved tance, viz., the use of the Creed and the necessity of episcopal and in July 1921, an Enabling Bill was passed by Parliament. Certain questions connected with the property and endowments ordination. On the first point, the Free Church position is expressed in the of the Church of Scotland remained to be dealt with by a departresolutions adopted by the annual assembly of the Federal mental committee appointed in 1922 and presided over by Lord Haldane. It reported in 1923, and its recommendations are Council in Sept. 1922:— “We regard the place given to the two ancient Catholic creeds as embodied in The Church of Scotland (Property and Endow_. , subordinate to the inspired Word and living Spirit; and these ments) Bill of r924. (On reunion in Canada see METHODISM; creeds are received not as a complete expression of the faith, but PRESBYTERIANISM.) as preserving ‘essential elements’ in it ‘in the form handed down REUNION IN THE MISSION FIELD through many centuries,’ and with reasonable liberty as to their The need for union in the mission field is illustrated by the interpretation and their use. We hold as not only consistent with this, but as implied in it, alike the fullest freedom in the intellec- negotiations between the Episcopal Synod of India and Ceylon tual investigation of Truth and the most single-hearted disciple- and the South India United Church. The latter is a union of Christian congregations connected with the London Missionary ship to the Mind of Christ.” In regard to episcopal ordination the difficulty turns upon the Society and the American Board of Commissioners for Foreign question of the validity of the Free Church ministry. There is Missions (both Congregational), the Church of Scotland, the on the one hand a natural refusal to accept anything which im- United Free Church of Scotland, the Dutch Reformed Church plies that the Free Church minister must be re-ordained before in America and the Basel Mission. A joint committee was constihe can administer valid sacraments in a united Church, and on tuted in 1920 and several reports have been issued. As in Engthe other there is disinclination on the part of the Church of land, the difficulty of agreement turned chiefly to the insistence England to advance beyond the admission that many Free Church
ministries have been “manifestly blessed and owned by the Holy Spirit as effective means
of grace,’ and consequently must be
regarded as “real ministries of Christ’s Word and Sacraments in the Universal Church,” though they may be in varying degrees
“irregular or defective.” General Resulis-—The difficulties indicated above are still unsolved, in spite of many discussions and explanatory statements marked by a very conciliatory spirit. In a memorandum signed by the Archbishops of Canterbury and York and the Moderator of the Federal Council in June 1925, it is stated that the joint conference believes that there should be a suspension of its activities in order that the documents already submitted may be studied with care. At its annual meeting in Sept. the Federal Council concurred, and at the same time recorded its conviction that the conferences which have taken place “have dene much to bring representative members of the Churches concerned into closer fellowship and to a better understanding of each other’s position; and, further, that they have prepared the way to further progress towards unity in the future.” METHODIST
AND PRESBYTERIAN
REUNION
Methodist Reunion.—The movement for reunion among the three branches of the Methodist Churches in England has reached a stage when it seems likely that it will soon be an accomplished fact. A scheme has been drawn up, and in 1924 the Wesleyan Conference, the Primitive Methodist Conference and the United
Methodist Conference passed a practically identical resolution in the following terms:—
“The conference is of opinion that, provided the Methodist
people desire the organic union of the three Methodist Churches concerned, the scheme now submitted (which is the result of
prolonged deliberation and exhaustive inquiry) affords a basis of union which would ensure harmonious working without the sacrifice of any principle vital to Methodism. The conference fore commends the scheme to the prayerful consideration
of the Methodist people.” In 1925 the Wesleyan conference took the further necessary
step of declaring in favour of the union of the three Methodist
Churches, provided that substantial agreement can be secured as to the measures to be adopted for effecting union. The required agreement has been secured, and the necessary Act of ent passed. The Churches of Scotland—The first step towards union
hetween the Church of Scotland and the United Free Church of Scotland was taken in 1908, when the General Assembly of the
Church of Scotland resolved “to request the other Presbyterian urches to confer with them on the present ecclesiastical situ-
upon episcopal ordination for all ministers of the United Church. It is suggested that the fact of episcopacy should be recognised without insistence upon any doctrine of its meaning, and that a joint service should be held te commission all ministers who desired full status in the United Church on reciprocally equal terms. The South India United Church also insists that it cannot
allow itself to be cut off from these non-episcopal churches with which it is now in full communion. It treasures its present catholicity too highly to take any step
that would diminish
or destroy the fellowship which it now
enjoys with Evangelical Christendom.—(Resolution, Aug. 1923.) A brief reference must be made to some of the movements of co-operation among different bodies of Christians, which have grown in strength and number since the end of the World War. Though these movements do not deal directly with the problem of reunion, the same motives lie behind them, viz.: a sense of the weakness of the Christian witness in the world due to division and a desire to co-operate in large fields of Christian enterprise which are recognised as common ground. (a) The World Alliance for promoting International Friendship through the Churches, founded at Constance on Aug. 2, 1914. Its object is set forth in the following resolutions :-— 1. That, inasmuch as the work of conciliation and the promotion of amity is esentially a Christian task, it is expedient that the Churches in all lands should use their influence with the peoples, parliaments and governments of the world to bring about good and friendly relations between the nations, so that, along the path of peaceful civilisation, they may reach that universal goodwill which Christianity has taught mankind to aspire after. 2. That inasmuch as all sections of the Church of Christ are equally concerned in the maintenance of peace and the promotion of good feeling among all the races of the world, it is advisable for them to act in concert In their efforts to carry the foregoing resolution into effect. The Alliance consists of 28 national councils and is representa-
tive of the organised Christianity of the world with the exception of the Roman Catholic Church. The international committee meets once every three years. Its meetings in Copenhagen (1922) and Stockholm (1925) did much to focus Christian thought upon the question of peace. The expense of the international work of the Alliance is borne by the American Peace Union. International Missionary Council.—The functions of this body are defined in the following resolutions adopted in 1921 :— 1. To stimulate thinking and investigation on missionary questions, to enlist in the solution of these questions the best knowledge and experience to be found in all countries and to make the results available for all missionary societies and missions. 2. To help to co-ordinate the activities of the national mis-
230
REUS—REUTER
sionary organisations of the different countries and of the societies
they represent, and to bring about united action where necessary in missionary matters.
3. Through common
consultation to help to unite Christian
public opinion in support of freedom of conscience and religion and of missionary liberty. 4. To help to unite the Christian forces of the world in seeking justice in international and inter-racial relations. The Council is responsible for the publication of the International Review of Missions. Universal Christian Conference.—The universal Christian conference on Life and Work held its first meeting at Stockholm in Aug. 1925. Six hundred and ten delegates were present, representing 31 communions and 37 nations. As a result, a message to all followers of Christ has been issued, setting forth the findings of the conference in the sphere of economics, of social morality and of international and inter-racial relationships. A continuation committee has been appointed. BIBLIOGRAPHY.—Towards Reunion, being contributions to mutual understanding by Church of England and Free Church Writers (1919); George Eayrs, British Methodism (1920) ; various writers, The Problem of Christian Unity and Fellowship (1921); G. K. A. Bel, ed., Documents on Christian Unity, 1920—24 (1924); G. K. A. Bell and W. L. Robertson, eds., The Church of England and the Free Churches
(1925). See also “The Church in the Twentieth Century” in art. EncLAND, CHURCH OF; The Conversations at Malines (Oxford, 1928) ; and also the original documents ed. by Lord Halifax (1930) and Report of Church Congress (1928). See also CHRISTIAN UNITY. . H. Dr.)
REUS, a city of north-east Spain, in the province of Tarra-
bourg from 1828 until 1888, for sixty years, having become fuk professor in 1836. His most important works are: Geschichte der
heigen Schriften N. Test. (1842), Histoire de la théologie Chrétienne au siècle apostolique (1852); L'Histoire du canon des saintes écritures dans église chrétienne (1863): La Bible, nouvelle traduction avec commentaire (1874, etc.); and Geschichte der heiligen Schriften A. Test., a veritable encyclopaedia of the history of Israel from its earliest beginning till the taking of
Jerusalem by Titus. He died at Strasbourg on April rs, 1891,
For many years Reuss edited with A. H. Cunitz (b. 1812) the Beiträge zu den theologischen Wissenschaften. With A. H. Cunitz and J. W. Baum (1809—1878), and after their death alone, he
edited the monumental edition of Calvin’s works (38 vols., 1863 ff.). His critical edition of the Old Festament appeared a year after his death. See the article in Herzog-Hauck, Realencyklopadie, and cf. Otte Pfleiderer, Development of Theology in Germany since Kant (1890),
REUSS, the name of two former German principalities (Reuss-
Greiz and Reuss-Schleiz-Gera) which have amalgamated into Thuringia (q.v.).
been, since IQ18,
History.—The princes of Reuss traced their descent to Henry (d. about 1120), who was appointed by the emperor, Henry IV, imperial bailiff (Ger. Vogt, from Lat. advocatus imperii) of Gen and of Weida. His descendants called themselves lords of Weida.
The land under their rule gradually increased in size, and it i said that the name of Reuss was applied to it Owing to the fact
that one of its princes married a Russian princess, their son being
gona, on the Saragossa-Tarragona railway, 4 m. N. of Salou, its called der Russe, or the Russian. In 1564 the family was divided port on the Mediterranean. Pop. (1920), 30,266. Reus consists into three branches by the sons of Henry XVI. (d. 1535). One of of two parts, the old and the new, separated by the Calle Arrabal, these died out in 1616, but those of Reuss-Greiz and Reusswhich occupies the site of the old city wall. The earliest records Schleiz-Gera survived as sovereign houses till the revolut ion of of Reus date from about the middle of the 13th century. Its 1918. The lords of Reuss took the title of count in 1673; and the modern prosperity is traced to about the year 1750, when a head of the elder line became a prince of the empire in 1778, and
colony of English settled here and established a trade in woollens,
leather, wine and spirits. The principal incidents in its political history arose out of the occurrences of 1843 (see Spar, History), in coLnection with which the town received the title of city, and Generals Zurbano and Prim were made counts of Reus. The city was the birthplace of General Prim (1814-1870) and of the painter Mariano Fortuny (1839-1874). The city has important flour, wine and fruit export houses. REUSCH, FRANZ HEINRICH (1823-1900), German theologian, was born at Brilon, Westphalia, on Dec. 4, 1823. He studied general literature at Paderborn, and theology at Bonn, Tübingen and at Munich, where he was a friend and pupil of Dollinger. In 1854 he became Privatdozent in the exegesis of the Old Testament in the Catholic Theological Faculty at Bonn; in 1858 he was made extraordinary, and in 1861 ordinary, professor of theology in the same university. From 1866 to 1877 he was editor of the Bonner Theologisches Literaturblatt. In the controversies on the Infallibility of the Pope, Reusch, who had been ordained priest in 1849, attached himself to Déollinger’s party, and he and his colleagues Hilgers, Knoodt and Langen were interdicted by the archbishop of Cologne in 1871 from pursuing their courses of lectures. In 1872 he was excommunicated. For many years after this he held the post of Old Catholic curé of Bonn, as well as the position of vicar-general to the Old Catholic Bishop Reinkens, but resigned both in 1878, when, with Dollinger, he disapproved of the permission to marry granted by the Old Catholic Church in Germany to its clergy. He was made rector of Bonn university in 1873. In 1874 and 1875 he was official reporter of the Reunion Conferences held at Bonn. He
produced with Déllinger the Geschichte der M oralstreitigkeiten în der Romisch-Katholischen Kirche seit dem XVI. Jahrhundert, and the Erérterungen über Leben und Schriften des hl. Liguori.
the head of the younger line in 1806. In 1807 the two princes
joined the confederation of the Rhine, and in 1815 the German confederation. In 1866 both principalities became members of the
North German confederation.
A curious custom prevailed in the house of Reuss. The mak members of both branches of the family all bore the name of Henry (Heinrich), the individuals being distinguished by numbers, See H. von Voss, Die Ahnen des reussischen Hauses (Lobenstein, 1882) ; O. Liebmann, Das Staatsrecht des Fiirstenthums Reuss (1884); C. F. Collmann, Reussische Geschichte. Das Vogtland im Mittelalter (Greiz, 1892); B. Schmidt, Die Reussen, Genealogie des Gesamthauses Reuss (Schleiz, 1903). |
REUTER
(roi’ter) FRITZ (1810-1874), German novelist,
made Plattdeutsch a literary language. Born Nov. 7, I8ro, at Stavenhagen, in Mecklenburg-Schwerin, he studied at Rostock and at Jena, where he was a member of the political students’ club, or German Burschenschaft, and in 1833 was arrested in Berlin by the Prussian Government. Although the only charge which could be proved against him was that he had been seen wearing the Burschenschaft colours, he was condemned to death for high treason. The sentence was commuted to imprisonment for 30 years in a Prussian fortress. In 1838, through the personal intervention of the grand-duke of Mecklenburg, he was handed over
to the authorities of his native state, and in 1840 was set free by
a general amnesty.
.
In 1850 he settled as a private tutor at the little town of Trep-
tow in Pomerania.
Here he married Luise Kunze, the daughter
of a Mecklenburg pastor. Reuter’s first publication was a collection of miscellanies, written in Plattdeutsch, and entitled Lauschen
un Riemels (“anecdotes and rhymes,” 1853; a second collection
followed in 1858). There followed Polterabendgedichte (1855), and De Reis’ nah Belligen (1855). In 18 56 Reuter left Treptow
and established himself at Neubrandenburg. His
next book (pubHe died on March 3, 1900. lished in 1858) was Kein Hiisung, an epic in which he presents | REUSS, EDOUARD GUILLAUME EUGÉNE (1804- with great force and vividness some of the least attractive aspects 1891), German Protestant theologian, was born at Strasbourg on July 18, 1804. He studied philology in his native town (181922}, theology at Göttingen under J. G. Eichhorn; and Oriental languages at Halle under Wilhelm Gesenius, and afterwards at Paris under Silvestre de Sacy (1827-28). He taught at Strasa
of village life in Mecklenburg. This was followed, in 1860, by Hanne Niite un de lütte Pudel, the best of his verse compositions.
In 1860 he published the first series of his Olle Kamellen (“old stories of bygone days”), which contained Woans ick tau'ne Fre kam and Ut de Franzosentid. Later volumes were entitled Ui
REUTER— REVENTLOW nine Festungstid (1861); Ut mine Stromtid (3 vols. 1864); and
REUTERS,
239
the principal British and International News
Darchlduchting (1866)—all written in the Plattdeutsch dialect of Agency, founded over eighty years ago by Baron Julius de Reuter, the author’s home. Ut mine Stromtid is by far the greatest of who established a system of offices and correspondents throughReuters writings. Ut de Franzosentid describes the deep national out the world. He concentrated in London the news from these impulse under which Germany rose against Napoleon.
Ut mine
Stromtid deals with the revolution of 1848. In 1863 Reuter moved to Eisenach; and here he died on July Sämtliche Werke, in 13 vols., were first published in 1863va 68. To these were added in 1875 two volumes of Nachgelussene
Schriften, with a biography by A. Wilbrandt; and in 1878 two supplementary volumes to the works appeared. A popular edition in 7 vols. was published in 1877-78 (new edition, 1902); there are also editions by K. F. Miiller (18 vols., 1905), and W. Seelmann (7 vols., 1905-06). See Briefje F. Reuters an seinen Vater, ed. F. Engel (2 vols., 1895); A. Römer, F. Reuter in seinem Leben und Schaffen (1895); G. Raatz, Wahrheit und Dichtung in Reuters Werken (1895); E. Brandes, Aus F. Reuters Leben (1899); K. F. Miiller, Der Mecklenburger Volksmund und F. Reuters Schriften (1902). A complete bibl. will be found in the Niederdeutsche Jahrbuch for 1896 and 1902.
REUTER, GABRIELE (1859), German novelist, was born at Alexandria, Egypt, on Feb. 8, 1859. Her first novel, Glück und Geld, appeared in 1888. One of her early novels, Aus guter Familie, had reached its 25th edition in 1907. Among her works are Frauenseelen (1901); Jugend eines Idealisten (1916); and Benedikta (1923).
REUTER,
PAUL
JULIUS,
Baron
be
(1816-1899),
founder of Reuter’s News Agency, was born at Cassel, Germany. At the age of thirteen he became a clerk in his uncle’s bank at Göttingen, where he met Gauss, whose experiments in telegraphy were then attracting some attention. In 1849 there was a gap between the end of the new German telegraph line at Aix-la-Cha-
pelle and that of the French and Belgian lines at Verviers. Reuter
organized a news-collecting agency at each of these places and
correspondents and then redistributed it. In 1865 de Reuter transferred his business to a joint stock company, of which he became the governing director; he was succeeded in 1879 by his elder son, Baron Herbert de Reuter (d. 1915). The Hon. Mark F. Napier was chairman of the company from rgr1o to 1919, and in conjunction with him, Sir Roderick Jones, the present chairman and managing director, for national reasons arising out of the World War, converted the agency from a public company into a private trusteeship. This involved buying out the then existing shareholders for a sum of considerably over half a million sterling. Ten years later Sir Roderick reorganized the trusteeship in conjunction with the Press Association to ensure
the passage
ultimately of the complete ownership of Reuters to the newspapers of the United Kingdom. The principal news agency in every country in the world is affiliated with Reuters. Reuters’ correspondents
resident in the respective
countries
enjoy the ex-
clusive call for Reuters’ purposes upon the news of these agencies. Where Reuters do not supply their telegrams direct to the newspapers, they deliver their service to these agencies to be disposed of by them in their territories. In addition to their services of imperial and foreign political news Reuters have greatly extended, especially to the Continent and to the East and the Far East, their services of commercial and financial prices and intelligence; and at the present time (1929) they conduct from the Rugby and Northolt Stations the largest wireless telegraph service of its kind in the world, consisting every twenty-four hours of over roo emissions which are received simultaneously, and for all practical purposes instantaneously, in each of the great world business
(W. L. Mv.) On the establishment of centres. REUTLINGEN, a town of Germany, in the republic of through telegraphic communication, Reuter endeavoured to start a news agency in Paris, but finding that the French government’s Württemberg, on the Echatz, an affluent of the Neckar, 36 m. by restrictions would render the scheme unworkable, removed in rail S. of Stuttgart. Pop. (1925) 30,501. Reutlingen, which is 1851 to England and became a naturalized British subject. The first mentioned in 1213, became a free imperial town in the 13th first submarine cable—between Dover and Calais—had just been century and was fortified by the emperor Frederick IT. It came laid, and Reuter opened a news office in London. At first, how- into the possession of Wiirttemberg in 1802. Its industries include ever, his business was practically confined to the transmission of cotton spinning and weaving, dyeing and bleaching; also the private commercial telegrams to places not connected with the manufacture of leather and machinery. REVEL: see TALLINN. new system. He appointed agents at the telegraph termini on the REVELATION, BOOK OF: see Arocatypse. Continent to forward these despatches by rail or pigeon-post to the addresses. His efforts to induce the English papers to publish REVELSTOKE, town, British Columbia, on the Columbia his foreign news telegrams were unsuccessful, until in 1858 The river and a divisional station on the Canadian Pacific railway, Times published the report of an important speech by Napoleon 381 m. E. of Vancouver. Pop. (1931) 2,736. It is the supply bridged the interval by a pigeon-post.
If. forwarded by Reuter’s Paris agent. Reuter now extended his sphere of operations all over the world) In 1866 he laid down a special cable from Cork to Crookhaven, which enabled him to circulate news of the American Civil War several hours before the steamer could reach Liverpool. A concession for a cable beneath the North Sea to Cuxhaven was granted him by the king of Hanover in 1865, and in the same year a concession was granted him for a cable between France and the United States, the line being worked jointly by Reuter and the Anglo-American Telegraph Company. Reuter was in 1871 given the title of baron by the duke of Saxe-Coburg and
Gotha, and by a special grant of Queen Victoria he and his heirs were authorized to have the privileges of this rank in England. Reuter died at Nice on Feb. 25; 1899.
REUTERHOLM,
GUSTAF
ADOLF,
Baron
(1756-
1813), Swedish statesman. After a brief military career he was appointed Kammerherr to Sophia Magdalena, queen consort of
Gustavus III., and became intimately connected with the king’s brother, Charles, then duke of Sudermania. He was imprisoned of a time in 1789 with other malcontents opposed to Gustavus HI. On the death of Gustavus and the assumption of the regency tles he was made a member of the council of state and
one of the “lords of the realm.” His policy became increasingly
reactionary and on the accession of Gustavus IV. he was expelled
from Stockholm. He died in exile in Schleswig on Dec. 27, 1813. See Sveriges Historia (Stockholm, 1877-81), vol. v.
centre for a mining and lumbering district, with railway shops. REVENTLOW, CHRISTIAN DITLEV FREDERICK,
Count
(1748-1827), Danish statesman and reformer, born on
March 11, 1748, was educated at Sor6 and Leipzig, and made an extensive tour of western Europe to study economic conditions before he returned to Denmark in 1770. In 1774 he held a high position in the Kammerkollegiet, or board of trade, two years later he entered the Department of Mines, and in 1781 he was a member of the Overskattedirectionen, or chief taxing board. In 1784, he was placed at the head of the Rentekammeret, which took cognisance of everything relating to agriculture. He appointed a small agricultural commission to better the condition of the crown serfs, and amongst other things enable them to turn their leaseholds into freeholds. Reventlow induced the Crown Prince Frederick, in July 1786, to appoint a grand commission to take the condition of all the peasantry in the kingdom into immediate consideration. This
agricultural commission resulted in a series of reforms of the highest importance. The ordinance of June 8, 1787, modified the existing leaseholds, greatly to the advantage of the peasantry; the ordinance of June 20, 1788, abolished villenage and completely transformed the much-abused hoveri system whereby the feudal tenant was bound to cultivate his lord’s land as well as his own; and the ordinance of Dec. 6, 1799, did away with koveri altogether. Reventlow also started public credit banks enabling small cultivators to borrow money on favourable terms. ©» ;:
REVENUE—REVIVAL
240
But the financial distress of Denmark, the jealousy of the duchies, the ruinous political complications of the Napoleonic period, and, above all, the Crown Prince Frederick’s growing jealousy of his official advisers, prevented Reventlow from completing his reforms. On Dec. 7, 1813, he was dismissed, and retired to his estates in Laaland, where he died on Oct. 11, 1827. See Adolph Frederik Bergsée, Grev. C. D. F. Reventlows Virksomhed (Copenhagen, 1837) ; Louis Theodor Alfred Bobe, Efterl. Papirer fra den Reventlowske Familiekreds (Copenhagen, 1895-97).
REVENUE,
income, return, or profit; more particularly the
receipts from all sources of a Government or State (O. Fr. revenu, from revenir, to return). The revenue of a State is largely made up of taxation, and the general principles of taxes are discussed in TAXATION and in a number of articles to which a guide will be found under Frnance. In some countries the public or State domain may contribute substantially to the revenue, as do the forests in Russia, while in other countries important contributions are made from the State railways, post and tele-
graph services, etc. (See Customs AND. Excise; INLAND REvENUE.) REVERBERATORY FURNACE: see Furnaces, MErALLURGICAL. REVERE, PAUL (1735-1818), American engraver and patriot, was born in Boston, Mass., on Jan. 1, 1735. He had a meagre schooling, and in his father’s shop learned the trade of a gold- and silversmith. In 1756 he was 2nd lieutenant of artillery in the expedition against Crown Point, and for several months was stationed at Ft. Edward, in New York. He became a proficient copper engraver, and engraved several anti-British caricatures in the years before the American revolution. He was one of the Boston grand jurors who refused to serve in 1774 because parliament had made the justices independent of the people for their salaries; was a leader in the Boston Tea Party; was one of the 30 north end mechanics who patrolled the streets to watch the movements of the British troops and Tories; and in Dec. 1774 was sent to Portsmouth, N.H., to urge the seizure of military stores there, and induced the colonists to attack and capture Ft. William and Mary—one of the first acts of military force in the war. His midnight ride from Charlestown to Lexington on April 18-19, 1775, to give warning of the approach of British troops from Boston, is Revere’s most famous exploit; it is commemoeee EE S
m g
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Er
Ba
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HISTORICAL
tion. After his return he was accused of having disobeyed the orders of the commanding officer, was tried by court martial, ang
was acquitted. After the war he engaged in the manufacture oj gold- and silverware, and became a pioneer in the production ip America of copper-plating and copper spikes for ships. In 1705,
as grand master of the Masonic fraternity, he laid the cornerstone of the new State House in Boston. He died in Boston on May ro, 1818.
ms Charles F. Gettemy, The True Story of Paul Revere (Boston, 1905).
REVERE,
It is
served by the Boston and Maine and the Boston, Revere Beach and
Lynn
railways.
Pop.
(1920)
28,823
(31%
foreign-bom
white) ; 1930 Federal census 35,680. It is a residential suburb ang pleasure resort.
Revere beach, extending from the promontory
of Winthrop on the south to the Point of Pines on the north, is to Boston what Coney Island is to New York.
The first settle.
ment here (called Rumney Marsh) was made in 1626.
It was
part of Boston until 1739, and then of the town of Chelsea untij in 1846 North Chelsea was set off and incorporated as a separate
town.
In 1871 North Chelsea changed its name to Revere (in
honour of Paul Revere) and in 1914 it was incorporated asacity.
REVEREND, a term of respect or courtesy, now especially
used as the ordinary prefix of address to the names of ministers of religion of all denominations. The uses of Med. Lat. reverendus
do not confine the term to those in orders; Du Cange (Gloss. s.v.) defines it as titulus honorarius, etiam mulieribus potioris dignitatie concessus,
and in the r5th century in English it is found
as a term of respectful address. In the Church of England deans are addressed as “very reverend,” bishops as “right reverend,” archbishops as “most reverend.” The Moderator of the Church of Scotland is also styled “right reverend.”
REVERSING LAYER, of the sun or stars, the layer where
the absorption indicated by the dark lines in the spectrum occurs The reversing layer proper lies near the top of the photosphere where the pressure is usually about TE of an atmosphere; but some of the dark lines are due to absorption at higher levels in the chromosphere.
REVERSION,
in biology, the phenomenon of an organism
“throwing back” to some remote ancestor. (See ATAVISM.) For reversion in law, see REMAINDER. REVILLAGIGEDO, an isolated, uninhabited group of rocky islands in the North Pacific, 18° N., 112° W., belonging to Mexico, and forming part of the State of Colima. ‘They are about 420m. from the Mexican coast and comprise the large island of Socorro (San Tomas), 24m. long by an average of om. wide, and the three widely separated islets of San Benedicto, Roca Partida and Clarion, with a total area of 320sq.m. The island of Socorro has an extinct volcano 3,66o0ft. high. The archipelago derives its name from the Spanish viceroy who governed Mexico from 1746 to 1755.
RELIGIOUS, is a renewed interest in reti-
gion, coming, as a rule, after a period of indifference or decline. Revivalism and evangelism are frequently used as identical terms, but evangelism stands for a certain interpretation of Christianity, emphasizing the objective atonement of Christ, the necessity of a
eae
PHOTOGRAPH
a city of Suffolk county, Massachusetts, U.S.A,
on Massachusetts bay, adjoining Boston on the north-east.
REVIVAL,
kas
i ae| LAS
He served in an expedition to Rhode Island in 1778, and in the following year participated in the unsuccessful Penobscot expedi.
CO.,
BOSTON
THE HOUSE OF PAUL REVERE IN BOSTON, MASS.; BUILT ABOUT 1676, THE DIAMOND WINDOW PANES BEING A RESTORATION rated by Longfellow, who, however, has “paid little attention to exactness of fact” (Justin Winsor). In 1775 Revere was sent by the Massachusetts provincial congress to Philadelphia to study the
working of the only powder mill in the colonies, and although he was allowed only to pass through the building, obtained sufficient information to enable him to set up a powder mill at Canton. He was commissioned a major of infantry in the Massachusetts militia in April 1776; was promoted to the rank of lieutenant-colonel of artillery in November; was stationed at Castle William, defend-
ing Boston harbour, and finally received command of this fort.
new birth or conversion, and salvation through faith. Revivalism, on the other hand, connotes certain methods of presenting evargelical doctrine, and the religious awakening resulting therefrom. Revivalism, in the modern sense, begins with the Wesleyan te
vival in England in the year 1737 when a little group of Oxford students, who had been known as Methodists at the university, moved to London and began to preach to the masses. The leaders of this movement were John and Charles Wesley and George
Whitefield. Whitefield above everything else was a preacher, Charles Wesley was one of those sweet spirits gifted in the writing of religidus verse, and his hymns were soon being sung in every
corner of the kingdom. But the centre of the movement, and the
organizer of its results was John Wesley. He was able throug
REVOLUTIONARY
TRIBUNAL—REWA
the Methodist movement to offer a permanent contribution, not
alone to the religious life of the 18th century, but to the religious
life of the world. The method used to bring the gospel to the ople was through a system of itinerant preachers, who travelled definite circuits, preaching wherever an opportunity was afforded, and then gathering the converts into small groups for encouragement and instruction, called “classes” under “leaders.” The whole
work in England, Scotland, Wales and Ireland and finally America was under John Wesley, who by the middle of the century was annually touring the United Kingdom, travelling from 4,000 to 6.coo m. each year, making during his long life 42 visits to Ire-
land alone. The Methodist revival was, until after the death of John Wesley, a movement within the Church of England, and a strong and permanent evangelical party was developed within the Church. When Wesley died there were 100,000 Methodists. While the Wesleyan revival was getting under way in England, a great revival known as the Great Awakening was sweeping over
the English colonies in America. This revival movement had three distinct phases, the first being the New England revival which
began at Northampton, Mass., in 1734 under the earnest preaching of the Congregational minister, Jonathan Edwards. Before the winter was over more than 300 professed conversion in that little frontier town. This was but the beginning of a movement
which swept throughout the New England colonies and continued through several years. The second phase of the Great Awakening was in the Middle colonies, where the movement was led by Theodorus J. Frelinghuysen, minister of the Dutch Reformed Church at Raritan, N.J., and the four sons of Rev. William
Tennent, Presbyterian minister at Neshameny, Pa., all of whom, with 12 others, had been educated at his “log college.” Gilbert Tennent, Presbyterian minister at New Brunswick, N.J., became the centre of the movement. Both in New England and the middle colonies, as well as in Virginia and the other southern colonies, the revival movement was greatly strengthened by the
evangelistic tours in America of George Whitefield.
Seven times
Whitefield visited America from 1739 to 1770, making preaching tours from New England to Georgia. The last phase of the American revival was the Virginia Awakening, first among the Presbyterians, then among the Baptists and finally among the Methodists and continuing from about 1760 to 1790. One of the most remarkable revivals of modern times was that which swept over the western part of the United States during the years 1797 to 1805 and called the Great Revival of the West or the Kentucky revival. It had its beginnings among the Presbyterlans, but soon spread to the Baptists and the Methodists, and eventually affected all the churches. Meetings were held in the woods and were attended by great emotional excitement, people often falling unconscious, or being taken with such strange exercises as the “‘shakes” and the “jerks,” or the “laughing” or “‘barking” exercise. Out of the western revival came the camp meeting, an institution which was destined to exercise a great influence on the religious life of the newer sections of the United States. Undoubtedly the outstanding revivalist both in England and America of the last quarter of the roth century was Dwight L. Moody. He was a layman and without education, but from 1861 to his death in 1899 he was constantly employed and with great success In revivalistic efforts. He made three extensive visits to England and Scotland (1873-75, 1881-83, 1891-92) and thousands of people professed conversion under his persuasive preaching. Associated with Moody was a remarkable singer, Ira D. y, whose gospel songs added greatly to the effectiveness of
the meetings.
Also associated with Moody in Edinburgh was
cory Drummond, who later, when he became professor of nat-
wal science in the University of Glasgow, continued his evangelstic efforts, especially in the interest of young men students in
KANTHA
24I
since the publication of E. D. Starbuck’s Psychology of Religion in 1899, and of William James’ Varieties of Religious Experience in 1902. BIBLIOGRAPHY.—Jonathan Edwards, Thoughis on the Revival of Religion in New England, 1740 (n.d.); Joseph Tracy, The Great Awakening: A History of ihe Revival of Religion in the Time of Edwards and Whitefield (1842) ; C. G. Finney, Autobiography (1876) ; A. Ritschl, Geschichte des Pietismus (1880~-86) ; J. H. Overton, Evangelical Revival in the Eighteenth Century (1886); G. A. Smith, The Life of Henry Drummond (1899); E. D. Starbuck, Psychology of Religion (1899); J. W. Chapman, Present Day Evangelism (1903) ; F. Davenport, Primitive Traits ix Religious Revivals (1905) ; Henri Bois, Le Reveil au Pays de Galles (1906); H. E. Lewis, With Christ among the Miners (1907); C. C. Cleveland, The Great Revival in the West 1797-1805 (1916) ; W. W. Sweet, Rise of Methodism in the West (1920); C. H. Maxson, The Great Awakening in the Middle Colonies (1920) ; W. M. Gewehr, The Great Awakening in Virginia, ms. (1922) ; S. G. Dimond, The Psychology of the Methodist Revival (1926); Gamaliel Bradford, D. L. Moody, a Worker in Souls (1928). as (W. W. S.
REVOLUTIONARY TRIBUNAL, THE (Cle tribunal révolutionnaire), a court which was instituted in Paris by the Convention during the French Revolution for the trial of political offenders, and became one of the most powerful engines of the Terror. The news of the failure of the French arms in Belgium gave rise in Paris to popular movements on March g and 10, 1793, and on March 10 on the proposal of Danton, the Convention decreed the establishment in Paris of an extraordinary criminal court, which received the official name of the Revolutionary Tribunal by a decree of Oct. 29, 1793. It was composed of a paid jury, a public prosecutor, and two substitutes, all nominated by the Convention; and from its judgments there was no appeal. With M. J. A. Hermann as president and Fouquier-Tinville as public prosecutor, the tribunal preserved, at first, at least the forms of a court of justice, but on June 10, 1794, was promulgated the infamous law of 22 Prairial, which deprived prisoners of the right to be represented by counsel, suppressed the hearing of
witnesses and made death the sole penalty. Before 22 Prairia] the tribunal had pronounced 1,220 death-sentences in 13 months; during the 49 days between the passing of the law and the fall of Robespierre 1,376 persons were condemned, including many innocent victims.
The tribunal was suppressed on May 31, 1795.
BIBLIOGRAPEHY.—See C. Berriat Saint-Prix, La Justice révolutionnaire
È Paris, Bordeaux, Brest, Lyons, Nantes . . . (1861), and La Justice révolutionnaire (août 1792-prairial an II.) d’aprés des documents originaus (1870); E. Campardon, Le Tribunal révolutionnaire de Paris (2nd ed., 1866); H. A. Wallon, Histoire dw tribunal révolutionnaire de Paris (1880-82); also G. Lenôtre, Le Tribunal révolutionnaire (1908).
REVUE: see Musica ComeDy. REWA, an Indian state in the Bagelkhand agency of Central India. It is the only large state in Bagelkhand, and the second largest in Central India, having an area of about 13,000 sq.m. The population of the state in 1921 was 1,401,524. Many of the inhabitants of the hilly tracts are Gonds and Kols. More than one-third of the area is covered with forests, yielding timber and lac; but the State possesses also valuable coal deposits in the Umaria field. The history of the state, until it came under British guarantee in 1812, was a record of almost continuous warfare. In the Mutiny of 1857, the chief gave valuable help to the British. The present ruler has the title of Maharaja and a salute of 15 guns. He is Rajput of the Baghela branch of the Solanki race. The town of Rewa is 13r m. south of Allahabad. Pop. (1921), 20,977. It has a high school, also the Victoria and Zenana hospitals and a model gaol. The political agent for Bagelkhand resides at Satna, on the East Indian railway: pop. (1921) 7,998.
REWA KANTHA, a political agency or collection of native
states in India, subordinate to the government of Bombay. It the universities of Scotland. stretches for about 150 m. between the plain of Gujarat and Amore recent years revivals have occurred in Wales (1904-06) the hills of Malwa, from the river Tapti to the Mahi, crossing and in various parts of the United States and Great Britain. Re- the Narbada or Rewa, from which it takes its name. The number cent revivalists haye been largely imitators of Moody and Sankey, of separate states is 61. The only important one is Rajpipla such as J. W. Chapman, William A. Sunday, R. A. Torrey and., (q.v.). It includes also five second-class states entitled Chota Gypsy” Smith. Modern psychology has given considerable Udaipur, Baria, Santh, Lunavada and Balasinor. Total area, attention to the study of conversion and the revival, especially 4,946 sq.m. In 1921 the population was 66s ooa
242
REWARD—REYNOLDS
REWARD. In English law the offering of rewards presents two distinct aspects: (1) with reference to the nature of the information or act for the giving or doing whereof the reward is offered; (2) with reference to the nature of the relation created between the person offering and the person claiming the reward. 1. Courts of assize and quarter sessions are empowered to order the payment of rewards to persons who have been active in or towards the apprehension of persons charged with certain specified crimes against person and property (Criminal Law, 1826, ss. 28, 29; Criminal Justice Administration act, 1851, ss. 7, 8). The rewards are payable according to a scale fixed by the
home secretary.
(See Larceny.)
Baldwin the Ass, Tibert the Cat, Hirsent the She-wolf, had Ger-
man names, most of which were used as person-names in Lorraine.
But it was in France that the cycle obtained its greatest Vogue, The Roman de Renart as printed by Méon (4 vols., 1826) mms to over 40,000 lines. Renart was a popular epic parodying feudal institutions as represented in the romances of chivalry. The early French originals are lost, the most ancient existing
fragments being in Latin. The fable of the lion’s sickness and his cure by the wolf’s skin occurs in the Ecbasis cujusdam capti per Tropologiam (ed. E. Voigt; Strasbourg, 1875), written about 940. Vsengrimus (ed. E. Voigt; Halle, 1884), a clerical satire written by Nivard of Ghent about 1148, includes the story of the lion’s sickness and the pilgrimages of Bertiliana the Goat. Most
2. Where a reward is lawfully offered for information the person who first supplies the required information, z.e., satisfies the later versions of Reynard have been derived from the Flemish conditions on which the reward is payable, is entitled to recover Van den vos Reinarde (ed. E. Martin, Paderborn, 1874), writ. by action the reward offered. Performance of the conditions is ten about 1250 in East Flanders by Arnout and Willem. The an acceptance of the offer (Carlill v. Carbolic Smoke Ball Co., Flemish epic is a poem of 3,476 lines. The corresponding branch 1893, 1 Q.B. 256,270). of the French Roman de Renart (for which see FRENCH LrreraIn the United States the law is practically the same. TURE) is one of the earliest and best of the great French cycle. REWARI, a town of British India, in Gurgaon district of the The fable was known in England. The English poem of the Punjab, 32 m. S.W., of Gurgaon. Pop. (1921) 23,129. It is an im- Fox and the Wolf dates from the 13th century; and the “Nonne portant centre of trade. The chief manufacture is brassware. Preestes Tale” of Chaucer in which, however, the fox is Rossel REWBELL, JEAN FRANCOIS (1747-1807), French and the ass Brunel, is a genuine Reynard history. A Dutch version politician, was born at Colmar (then in the department of Haut- of the Reynard poem, Hystorie van Reynaert die Vos, was printed Rhin) on Oct. 8, 1747. He sat in the constituent and legislative at Gouda in 1479. On this Caxton based his Historye of reynart assemblies and in the Convention. He took part in the reactionary the foxe (reprinted by E. Arber, 1878), which he finished on June movement which followed the fall of Robespierre, and became a 6, 1481. As a satire on the church, especially on monks and nuns, member of the reorganized committees of public safety and gen- Reynard became popular with reformers, and numerous versions eral security. His moderation caused his election by 17 depart- followed in England and Germany. The modern German version ments to the Council of Five Hundred. Appointed a member (1794) of Goethe has been often reprinted, notably in 1846, of the Directory on Oct. 1, 1795, he became its president in 1796, with illustrations by Wilhelm von Kaulbach. and retired in 1799. He then entered the Council of Ancients. BIBLIOGRAPHY.—The best edition of the Roman de Renart is by After the coup d’état of 18 Brumaire he retired from public life, Ernest Martin (3 vols., Strasbourg and Paris, 1881-87). See also Jacob Grimm, Sendschreiben an C. Lachmann iiber Reinhart Fuchs (Leipzig, and died at Colmar on Nov. 23, 1807. See L. Sciout, Le Directoire (1895-97).
1840) ; Léopold Sudre, Les Sources du roman de Renard (Paris, 1890); Gaston Paris, “Le Roman de Renard” in the Journal des savants (Dec. 1894 and Feb. 1895); Kaarle Krohn, Bär und Fuchs (Helsingfors, 1888) ; H. Gagering, Van den Vos Reynaerde (Münster, r9ro). A modernized version of Caxton’s translation appeared in 1926.
REYMONT, LADISLAS STANISLAS (1867-1925), Polish novelist, was born at Kobiele Wielkie in the county of Piotrkow on May 7, 1867. He spent his youth in various occupations and his first novels were written when he was superintendent of a small REYNOLDS, JOHN FULTON (1820-1863), American railway sector. The Comédienne (1896, Eng. trans. 1921), Fer- soldier, was born at Lancaster (Pa.), Sept. 20, 1820, and gratments (2 vol., 1897) and Lily (1899) were objective novels de- uated from West Point in 1841. He was breveted captain and scribing the every day life of a troupe of provincial actors. In major for gallantry in the Mexican War. In 1859 he was made 1899 appeared The Promised Land (2 vol., Eng. trans. 1928) commandant of cadets at West Point. At the outbreak of the modelled on Zola and describing industrialism in £6dz. Reymont’s Civil War in 1861 he was made a lieutenant colonel of infantry and best-known work, The Peasants, appeared in four volumes 1904—09 some time later brigadier general of volunteers. In Nov. (Eng. trans. 1925-26). He describes the four seasons’ labours of 1862, after having been in numerous actions, he was coma peasant and brings to light his primitive instincts, inward dig- missioned major general of volunteers, and appointed to comnity and almost religious attachment to the land. This great mand the I. Corps of the Army of the Potomac, took part in the peasant epic brought Reymont the Nobel Prize for literature in battle of Fredericksburg and gave Gen. Meade his whole-hearted 1924. While Tke Peasants was being prepared, a number of novels support in the three critical days preceding the battle of Gettysand short stories appeared, the most important of which are Before burg (g.v.). He was placed in command of the left wing and Dawn (1902), Komurasati (1903), From a Diary (1903) and The thrown forward to Gettysburg to cover the concentration of the Storm (1907). As a historical novelist, Reymont, primarily an army of the Potomac. The battle which ensued there, July 1, observer of the direct processes of life, was less successful: the 1863, took its shape from Reynolds’s resolution to support Butrilogy 1794 (The Last Diet, 1913, Nil Desperandum, 1916 and ford’s cavalry with the I. and XI. Corps. Reynolds himself was Phe Insurrection, 1918), though not lacking in literary merit, re- killed very early in the day by a tifle bullet. A bronze statue was vealed a lack of historical exactness. He died on Dec. 5, 1925. (See placed on the field of Gettysburg and a portrait in the library at POLISH LITERATURE.) West Point by the men of the I. Corps. The State of PennsySee J. Matuszewski, Twórczośći Twérey (Warsaw, 1904); Z. Debicki, W. S. Reymont (Warsaw, 1925); J. Lorentowicz, Ladislas vania erected a granite shaft where he fell, and an equestrian bronze statue stands in Philadelphia. Reymont, prix Nobel r924 (1925). REYNOLDS, SIR JOSHUA (1723-1792), the most promREYNARD THE FOX, a beast-epic, current in French, inent figure in the English school of painting, was born at Plymp Dutch and German literature. The cycle of animal stories colton Earl, in Devonshire, on July 16, 1723. He received a fairly lected round the names of Reynard the Fox and Isengrim the good education from his father, who was a clergyman and the Wolf in the r2th century seems to have arisen on the borderland master of the free grammar school. At seventeen, the lad was of France and Flanders. The tales, like those of “Uncle Remus,” apprenticed in London to Thomas Hudson, a native of Devonwere amusing in themselves; they were based on widely diffused shire, who, though a mediocre artist, was popular as a folklore, and Reynard and his companions were not originally painter. Reynolds remained with Hudson for two years, portrait and it men disguised as animals. Jacob Grimm (Reinhart Fuchs, 1834) 1743 he returned to Devonshire, where, settling at Plymouth Dock, maintained their pepular origin. he employed himself in portrait painting. By the end of 1744 he Fhe principal names of the Reynard cycle were German. Reywas again in London. He was well received by his old master, nard himself (Raginohardus, strong in counsel), Bruin the Bear, from whom he appears previously to have parted with some cold-
REYNOLDS
243
ness. Hudson introduced him to the artists’ club that met in Old | for him as to write for him!” Slaughter's, St. Martin’s Lane, and advised him as to his work. Sir Joshua was too successful an artist to escape the jealousy Reynolds now painted a portrait of Captain the Hon. John Hamil- of his less fortunate brethren, and it must be admitted that his ton, the first that brought him any notice, with those of other le of some repute.
/
Meanwhile Reynolds had made the acquaintance of Lord Edg-
cumbe, who introduced him to Captain (afterwards Viscount) Keppel.
Keppel was made aware
of Reynolds’
desire to visit
Italy; and, as he had just been appointed to the command of the Mediterranean squadron, he invited the artist to accompany him
in his ship, the “Centurion.” The offer was gladly accepted. While Keppel was conducting his negotiations with the dey of Algiers, relative to the piracy with which that potentate was charged, Reynolds resided at Port Mahon, the guest of the govemor of Minorca, painting portraits; and in December 1749 he
sailed for Leghorn, and then made his way to Rome. Of the early Italians he praises the “simplicity and truth” and observes that
they “deserve the attention of a student much more than many later artists.” In Venice he made memoranda of the gradations of light and shade in the pictures, “and this without any attention to the subject, or to the drawing of the figures.” After more than two years in Rome, where he caught a severe
cold which resulted in permanent deafness, Reynolds, in the spring ot 1752, spent five months in visiting Parma, Florence, Venice and other important cities of Italy. Returning to England, Reynolds,
after a brief stay in Devonshire, established himself as‘a portrait painter in St. Martin’s Lane, London, whence he afterwards removed to Great Newport Street, and finally, in 1760, to Leicester
Square, where he continued to paint till his death. In London, Reynolds stepped at once into a foremost position as the fashionable portrait painter of the day. In this he was greatly helped by his success in society. Throughout his career his social occupations claimed the next place to his painting. Lord Edgcumbe was a generous patron, and exerted himself to obtain commissions for his protégé, of whose ability the portraits which he now produced—especially the famous full-length of his old friend Keppel—were sufficient guarantee. In 1755 his chents for the year numbered 120, and in 1757 the number of sittings recorded reached a total of 677. He maintained his position unimpaired. During his year in London he had made the acquaintance of Dr. Johnson, which became a friendship for life. To him Burke and Goldsmith, Garrick, Sterne and Bishop Percy were before long added. Most of them were members of “The (Literary) Club,” established at Reynolds’ suggestion, in 1764. In 1760 the London world of art was greatly interested by the novel proposal of the Society of Artists to exhibit its works to the public. In the month of April a successful exhibition was opened, the precursor of many that followed. Reynolds contributed four portraits. In 1765 the association obtained a royal charter, and became known as “The Incorporated Society of Artists”; but much rivalry and jealousy were occasioned by the management of the various exhibitions, and an influential body of painters withdrew from the society. They had access to the young
king, George III., who promised his patronage and help. In December 1768 the Royal Academy was founded, and Reynolds,
whose adhesion to the movement was for a time doubtful, was hailed by acclamation its first president. In a few months the king signified his approval of the election by knighting the new
president, and intimating that the queen and himself would honour him with sittings for portraits to be presented to the Academy. Reynolds did not take any part in the educational work of the new institution, but on the social side he set the Academy on the lines it has followed with the greatest worldly success ever
since. At his suggestion the annual banquet was instituted. To
the specified duties of his post he added the delivery of a presidential address at the distribution of the prizes, and his speeches
attitude towards
some
of his contemporaries
was wanting in
generosity. His relations with Gainsborough, who on his part was in fault, would require more space for discussion than can here be afforded, but he was not just either to Hogarth or to Richard Wilson. Cosmo Monkhouse in the Dictionary of National Biography speaks of “the beauty of his disposition and the nobility of his character,” but adds: “he was a born diplomatist.” In 1784 Reynolds was appointed painter to the king.
In the summer of 1789 his sight began to fail; but he continued occasionally to paint till about the end of 1790, delivering his final discourse at the Academy on Dec. 10. On Feb. 23, 1792, the great artist passed peacefully away. As a painter Reynolds stands, with Gainsborough, just behind the very first rank. There can be no question of placing him by the side of the greatest Venetians or of the triumvirate of the 17th century, Rubens, Rembrandt, Velasquez.
He could not draw
the figure properly; nor could he as a rule compose successfully on anything like a monumental scale. He was all his life devoured by what he calls “a perpetual desire to advance.” The weight and power of the art of Reynolds are best seen in those male portraits, “Lord Heathfield,” ‘“‘Johnson,” “Sterne,” “Goldsmith,” “Gibbon,” “Burke,” “Fox,” “Garrick,” that are historical monuments as well as sympathetic works of art. In this category must be included his immortal “Mrs. Siddons as the Tragic Muse,” now in the Huntington Library and Art Gallery, San Marino, Calif. In portraits of this order Reynolds holds the field, but he is more generally admired for his studies of women and of children, of which the Althorp portraits of the Spencer family are classic examples. No portrait painter has been more happy in his poses for single figures, or has known better how to control by good taste the piquant, the accidental, the daring, in mien and gesture. “Viscountess Crosbie” is a striking instance. When dealing with more than one figure he was not always so happy, but the “‘Duchess of Devonshire and her Baby,” the “Three Ladies decking a Figure of Hymen,” and the “Three Ladies Waldegrave’ are brilliant successes. He was felicitous too in his arrangement of drapery. Few painters, again, have equalled the Reynolds in dainty and at the same time firm manipulation of the brush. The richness of his deeper colouring is at times quite Venetian. In the “Discourses” Reynolds unfolds his artistic theories. The first deals with the establishment of an academy for the fine arts, and of its value as a repository of the traditions of the best of bygone practice. In the second lecture the study of the painter is divided into three stages,—in the first of which he is busied with processes and technicalities, with the grammar of art, while in the second he examines what has been done by other artists, and in the last compares these results with Nature herself. In the third discourse Reynolds treats of “the great and leading principles of the grand style”; amd succeeding addresses are devoted to such subjects as “Moderation,” “Taste,” “Genius,” and “Sculpture.” The fourteenth has an especial interest as containing a notice of Gainsborough, who had died shortly before its delivery; the concluding discourse is mainly a panegyric on Michelangelo. His other literary works comprise his three essays in The Idler
for 1759-1760 (“On the Grand Style in Painting,” and “On the True Idea of Beauty”), notes to Du Fresnoy’s Art of Painting, Remarks on the Art of the Low Countries, brief notes in Johnson’s Shakespeare, and two singularly brilliant fragments, imaginary conversations with Johnson, which were never intended for
publication, but, found among his papers after his death, were given to the world by his niece, the marchioness of Thomond. Sir Joshua left to his niece, Mary Palmer, the bulk of his property, about £100,000, with works of art that sold for £30,000
on these occasions form the well-known “Discourses.” These disCourses entitle their author to literary distinction; indeed, when were first delivered, it was thought impossible that they could the production of a painter, and Johnson and Burke have been
more. There were, besides, legacies amounting to about £15,000. His body rests in St. Paul’s. In the United States, of the representative paintings by Rey-
tant exclamation—‘Sir Joshua, sir, would as soon get me to paint
others are as follows: New York Public Library, “Mrs. Billington
credited with their composition, in spite of Dr. Johnson’s indig- nolds, fourteen are in the Metropolitan Museum of Art, and
244
REYNOLDS—REZEKNE
as ‘St. Cecilia’ ”; the Frick collection, New York city, “Lady Elizabeth Taylor” and “Lady Selena Skipwith”; the Frick Collection, Prides Crossing (Mass.), “Lady Cecil Rice,” “Lady Margaret Beaumont,” and “Sir George Howland Beaumont”; the Joseph Widener Collection, Philadelphia, “Portrait of Lady Cornewall” and “Portrait of Nelly O'Brien”; Boston Museum of Fine Arts, “Kitty Fisher” and “Sir Thomas Mills”; A. E. Newton Collection, Philadelphia, “Samuel Johnson”; Chicago Art Institute, “Lady Sarah Bunberry”; Cleveland Museum of Art, “Portrait of Mrs. Collyear”; Detroit Institute of Arts, “Sir Brooke Boothby, Bart.” See J. Northcote, Memoirs of Sir Joshua Reynolds (1813), and Supplement thereto (1815); J. Farrington, Memoirs of the Life of Sir Joshua Reynolds (1839); Leslie and Taylor, Life and Times of Sir Joshua Reynolds (2 vols., 1865); R. Reynolds, Life of Joshua Reynolds, by his son (1839); E. Hamilton, A Catalogue Raisonné of the Engraved Works of J. Reynolds (1755-1820) (1874); Graves and Cronin, A History of the Works of Sir Joshua Reynolds (4 vols., 18991901); Sir Walter Armstrong, Sir Joshua Reynolds (1900; also a shorter work, 1905) ; Lord Ronald Gower, Sir Joshua Reynolds (1902). For Reynolds’s literary works, see Malone, The Works of Sir Joshua Reynolds (3 vols., seven editions 1799-1851); Leisching, Sir J. Reynolds zur Aesthetik u. Technik der bildenden Künste (Leipzig, 1893); Discourses delivered to the Students of the Royal Academy by Sir Joshua Reynolds, Kt., ed. by Roger Fry (1905); M. Osborn, Joshua Reynolds (Künstler-Monographien, 1908).
REYNOLDS, STEPHEN (1881-1919), English author, was
born at Devizes on May 16, 1881, and educated at Manchester
university and the Ecole des Mines at Paris. He became subeditor of an Anglo-French review in 1902, and in 1903 began an association with the Woolley brothers, fishermen of Sidmouth, becoming a recognized authority on fisheries. He was a member of the committee of enquiry into Devon and Cornwall Fisheries (1912), of the departmental committee on Inshore Fisheries
(1913), and in that year was appointed adviser on Inshore Fisheries to the Development Commission. In 1914 he became resident inspector of fisheries for the south-western area. He died at Sidmouth on Feb. 14, 1919. His books include A Poor Man’s House (1908), a classic in its own kind; Alongshore (1910); The Lower Deck, the Navy and the Nation (1912); The Holy Mountain (a novel, 1909).
REYNOLDS, WALTER
(4d. 1327), archbishop of Canter-
bury, was the son of a Windsor baker, and became aclerk, or chaplain, in the service of Edward I. In 1307 Reynolds was appointed treasurer of England; in 1308 he became bishop of Worcester and in 1310 chancellor. When Robert Winchelsea, archbishop of Canterbury, died in May 1313 Edward II. prevailed upon Pope Clement V. to appoint his favourite to the vacant archbishopric, and Reynolds was enthroned at Canterbury in Feb. 1314. He continued the struggle for precedence between the archbishops of Canterbury and of York and in 1317 he laid London
under an interdict after William de Melton (d. 1340), archbishop
of York, had passed through its streets with his cross borne erect before him. Reynolds remained in general loyal to Edward II. until 1324, when with all his suffragans he opposed the king in defence of the bishop of Hereford, Adam of Orlton. In the events which concluded Edward’s life and reign the archbishop played a contemptible part. Having fled for safety into Kent he returned to London and declared for Edward IIL, whom he crowned in Feb. 1327. He died at Mortlake on Nov: 16 following. REZANOV, NICOLAI PETROVICH DE (1764-1807), Russian administrator under Catherine IL, Paul I. and Alexander I. He was the first Russian to represent his country in Japan (1804), and instigated the first attempt of Russia to circumnavigate the globe (1803), commanding the expedition himself as far as Kamchatka. But Rezánov’s monument for many years after his death was the great Russian-American Fur Company;
privileges analogous to those granted by Great Britain to the East India Company. He had just succeeded in persuading Catherine to
sign his charter when she died, and he was obliged to begin again with the ill-balanced and intractable Paul.
Rezanov’s skill
subtlety and address prevailed, and shortly before the assassination of Paul he obtained his signature to the instrument which granted to the Russian-American Company, for a term of twenty
years, dominion over the coast of N.W. America, from latitude 55 degrees northward; and over the chain of islands extending
from Kamchatka northward and southward to Japan. This famous “trust,” which crowded out all the small companies and inde. pendent traders, was a source of large revenue to Rezanov and the
other shareholders, including members of the Imperial family,
until the first years of the roth century, when mismanagement and
scarcity of food threatened it with ruin. Rezanov, his humiliating
embassy to Japan concluded, reached Kamchatka in 1805, and found commands awaiting him to remain in the Russian colonies as Imperial inspector and plenipotentiary of the company, and to correct the abuses that were ruining the great enterprise. He trav. elled slowly to Sitka by way of the Islands. At the end of a winter in Sitka, the headquarters of the company, he sailed for the Spanish settlements in California, purposing to trade his tempting American and Russian wares for foodstuffs, and to arrange a treaty for the provisioning of his colonies twice a year from New Spain. He cast anchor in the harbour of San Francisco early in April 1806, after a stormy voyage which had defeated his intention to take possession of the Columbia river in the name of Russia. Although he was received with courtesy, he was told that the laws of Spain forbade her colonies to trade with foreign powers, and that the governor of all the Californias was incorruptible. Rezanov, had it not been for a love affair with the daughter of the comandante of San Francisco, Don José Arguéllo, and for his personal address and diplomatic skill, with which he won over the clergy to his cause, would have failed again. As it was, when he sailed for Sitka, six weeks after his arrival, the “Juno’s” hold was full of bread-stuffs and dried meats, he had the promise of the perplexed governor to forward a copy of the treaty to Spain at once, and he was affianced to the most beautiful girl in California. Shortly after his arrival in Sitka he proceeded by water to Kamchatka, where he despatched his ships to wrest the island Sakhalin of the lower Kurile group from Japan, then started overland for St. Petersburg to obtain the signature of the tsar to the treaty. He died of fever and exhaustion in Krasnoiarsk, Siberia, on March 8, 1807. The treaty with California, the bare suggestion of which made such a commotion in New Spain, was the least of Rezánov’s projects. It was sincerely conceived, for he was deeply and humanely concerned for his employees and the wretched natives who were little more than the slaves of the company. His correspondence with the company betrays a clearly defined purpose to annex to Russia the western coast of North America, and encourage immediate emigration from the parent country on a large scale. Had he lived, he might have accomplished his object. The treaty was never signed, the reforms of Rezdnov died of discouragement, the fortunes of the colonies gradually col lapsed, the Spanish girl who had loved Rezdnov became a nun; and one of the ablest and most ambitious men of his time was forgotten in the cemetery of a poor Siberian town.
See H. H. Bancroft, History of California (1889) and History of
Alaska (1887); Tikhmener, Istoricheskoye obozryeniye obrazovaniys Rossiisko-Amerikanskoi Kompanii (1861—63) ; T. C. Russell, ed., The
Rezánov Voyage to Nueva California (1926); A. Yarmotinsky, “A
Rambling Note on the Russian Columbus,” New York Public Library Bulletin, vol. xxxi. (1927). (G. AT.)
REZEKNE, a town of Latvia in 56° 30’ N., 27° 20’ E., at a railway junction between north-south and east-west lines. In spite of its position on the railway, it has not much trading im-
and his interest to students of history centres round the policy portance and its population is under 20,000. Founded in 1285, involved in that enterprise. Meeting (in 1788) Shelikov, chief of the Shelikov-Golikov Fur under the name of Roziten, by the Teutonic Knights as a fort Company, Rezdnov became interested in the merchant’s project against the Lithuanians and Letts, the position of the town has to obtath a monopoly of the fur trade in those distant dependen- rendered it perpetually subject to attack. In 156x the Teutonic cies. He became a partner, and, after the death of Shelikov in Knights gave it in pawn to Poland and, though captured by the 1765, the leading spirit of the company, and resolved to obtain Russians in 1567 and 1577, and dismantled by the Swedes during
245
REZONVILLE—RHEA the war of 1656-60, it continued Polish till 1773 when White Russia was united with the Russian empire. During the 1914-20
riod the town was in the war zone and again suffered severely.
In 1918 it passed from Russian to Latvian rule. REZONVILLE, BATTLE OF. The name given by the
French to the battle of Vionville~Mars-la-Tour
(q.v.) in the
Franco-German War (q.v.).
AMANTHUS, in Greek mythology, son of Zeus and
Europa, and brother of Minos, king of Crete. Homer represents him as dwelling in the Elysian fields (Odyssey, iv. 564). Accord-
ing to later legends, on account of his inflexible integrity, he was made one of the judges of the dead in the lower world, together with Aeacus and Minos.
RHAETO-ROMANCE
LANGUAGES.
The Rhetic, or
with regard to this group is that whereas between 1850 and 1890 the population composing it declined from 42,436 to 36,472, it had risen to 37,662 in Igro and to 39,029 in 1920. II. CentraL Group.—~This includes the patois of (1) the Burgraviato (Burggrafenamt), (2) the basin of the Noce, (3) the basin of the Avisio, (4) Livinallongo, (5) Ampezzo, (6) Comelico, (7) the basin of the Gardera, (8) Gardena, (9) Pusteria, (x0) the valley of the Isarco (11) and of the Rienza; about 12,000 souls. III. Eastern Grovup.—Constituted by Friulian, at present spoken by some 450,000 persons in the province of Udine. This is divided by C. Battisti as follows:—1. Friulano del piano, including (a) the Udinese-goriziano group; (b) the Sacilese group (strongly penetrated with Venetian). 2. Friuleno della Carnia, including (a) group of the Degano; (b) group of the But; (c)
Rhaetic, idioms consist of several patois which form three dis-
group of the Fella; (d) the Tolmezzano-gemonese group, which
which German and Italian are spoken. They represent the Latin spoken in Raetia, whither it was first brought by the legions of Tiberius and Drusus (subjugation of Raetia 15 B.c.), and the
Brsriocrapay.—C. Battisti, Rassegna critica degli studi dialettologicz ladinoaltoatesini (Bibl.), in Revue de linguistigue romane, T. i.
tinct groups separated one from another by tracts of territory in might also be called “prealpino.”
Latin spoken in Noricum after the tribes inbabiting that country
had been defeated by Publius Sirius (16 B.c.). From the close of
the sth century Raetia and Noricum became the scene of numer-
ous migrations and Germanic invasions; cut off from theneighbouring romance-speaking populations (French and Italian) they pursued an evolution of their own. They fought hard and ceaselessly io maintain themselves against German and Italian inroads and assaults, but the long struggle resulted in a considerable diminution
and disaggregation of the once very extensive and compact Rhaeto-romance domain. The study of documents of diverse kinds and resourceful philological device have established the foregoing
facts, the data for which have been recently assembled by C. Pult in a paper entitled “Raetia Prima in the Middle Ages.” (See LITERATURE.) There is evidence, for instance, of traces of romanization persisting round the Lake of Constance even after the 8th century, whilst at the same time there were still compact groups of Romani in the district of Salzburg. In certain areas of central and eastern Tirol, Ladin held out beyond the 13th century and in western Tirol beyond the 16th; it subsisted, indeed, later still in various localities round Venosta and Montafon. On the Rhine the country round Ragaz and Pfavers remained almost undilutedly romance down to the 17th century and in this region the Rhetic dialect lived on till the close of the same century. Sargans, Mels and the principality of Liechtenstein were German-
ized at an earlier period. The district of Werdenberg up to Buchs as well as Flums with its environs, as regards romanization, appear to have been in like condition with Ragaz. North of Buchs as far as Hirschensprung the traces of romanization are less-numerous. In the Glaris canton Germanization did not take place before the rth century, and romance survived until considerably later in Kerenzerberg, on the south bank of the Lake of Walenstadt. The Unseren valley continued romance beyond the 11th century. In
(Juillet-—Déc. 1925), p. 414-439; C. Pult, “Historische Untersuchungen über die sprachlichen Verhältnisse einiger Teile der Raetia prima im Mittelalter” (Bibl.), in Revue de linguistique romane, T. iii. (JanvierJuin 1927), p. 157-205. See following numbers of the same review
which in its issue of January-June 1927 announces: Rassegna critica degli studi dialetiali sul friulano.
RHAMPHASTIDAE: see Toucan. RHANKAVES (commonly also RHANcaBE), ALEXAN-
(1810-1892), Greek savant, poet and states-
DROS RHIZOS
man, was born at Constantinople of a Phanariot family on the
25th of December 1810. He was educated at Odessa and the mili-
tary school at Munich. Having served as an officer of artillery in the Bavarian army, he returned to Greece. He subsequently became ambassador at Washington (1867), Paris (1868), and Berlin (1874-1886), and was one of the Greek plenipotentiaries at the congress of 1878. After his recall he lived at Athens, where he died on June 29, 1892. He was the chief of a school of literary men whose object was to restore as far as possible the ancient classical language. Of his various works the most important are
Hellenic Antiquities (1842-1855), Archaeologia (1865-1866), an
illustrated Archaeological Lexicon (1888-1891), and a History of Modern Greek Literature (1877). A complete edition of his philological works in nineteen volumes
was published at Athens (1874-90), and his ’Arouynuovebara (Memoirs) appeared posthumously in 1894-95.
See Sandys, History of Classical Scholarship, vol. iii.
RHAPSODIST, originally an epic poet who recited his own
poetry; then, one who recited the poems of others (see Homer).
or KRAMERIA
RHATANY
ROOT, in medicine, the
dried root either of Para or of Peruvian rhatany.
Its action is
due to rhatania-tannic acid, and resembles that of tannic acid,
the Grisons canton, Prattigan and Schamfigg retained their Rhetic dialect till the beginning of the rsth century. The chief town of Grisons, Coire (Chur) clung to Ladin till the beginning of the isth century. The Rhetic dialect is at present in process of extinction in the basins of the Noce and Avisio.
EF
_ Manifold reasons explain this gradual shrinkage of the Rhetic
idioms: their lack of cohesion, the multiplicity of patois pre-
C. Battisti, (L. B.
r `a
senting exceptional divergences between places not far apart, the impossibility of efficient literary output for lack of any predomi-
i
d
hP
ae Fy À
LA
a
WY
faye
*
A
k
ie
Wy Zo
h .
a
Tye S
POY
. being a powerful astringent. An infusion is used as a gargle for relaxed throats; and lozenges, particularly those containing rhatany and cocaine, are useful in similar cases. The powdered extract may be applied as a local haemostatic. All preparations of rhatany taken internally are powerful astringents in diarrhoea and intestinal haemorrhage.
h
RHEA,
\
the American
“os-
trich,” a Ratite bird confined to South America. Three species : 5 as e. we are recognized: R. americana, in these circumstances, the activity displayed by the Rhetic ranging from Paraguay to PataWY LE: HY Ta à == idioms is the more remarkable. Their literature, an entirely artigonia; R. darwini, confined to cial product, counts many poets of talent. Patagonia; and R. macrorhyncha, m A Veet na e three groups of Rhetic idioms are constituted as follows:— (RHEA AMERICANA), RHEA of north-east Brazil. Consider_L Western Group.—Till recently this group was subdivided THE ably smaller than the ostrich, the ato Romansh and Engadinian. The classification now adopted is FOUND ONLY IN SOUTH AMERICA nto (1) Sursiluanian, from the sources of the Rhine to Trins; (2) rheas are further distinguished by the possession of three toes, -eniral Grison, including Subsilvaniam and Surmeirian (super the absence of fine plumes and the general brownish colour of nurum); (3) Engadinian, including Upper Engadinian and Lower the feathers, which, in R. darwini, are tipped with white. The Sagadinian (with the valley of Münster). A noteworthy fact feathers have a considerable market value. The rhea is polyg-
nant dialect, their state of general inferiority as towards the strongly constituted languages by which they have been ousted.
EPF
AA
N ie
H
H
i
;
4
f
f
AA
r as
ee
È
=
-
g
fa
5
SRO TD =. =
`
E
RHEA—RHETORIC
24.6
amous, and the cock bird performs the duties of incubation. Rheas frequently associate with deer or guanacos to form “mixed herds” similar to those formed by the ostrich with zebras and antelopes. See also OstrRICH, Brrp, RATITAE. See C. R. Darwin, Voyage of the Beagle; History of the Straits of Magellan.
Cunningham,
Natural
RHEA, a Titaness, sister and consort of Cronus and mother of Zeus. For her legend, see Cronus. Very little cult of Rhea existed, but she was commonly identified in historical times with Cybele (see Great MOTHER OF THE Gops). Hence such legends as that in Virgil (dem., iii. 111), that Cybele originally came from Crete; and indeed the various mother goddesses of the Mediterranean, while not actually the same, closely resemble one another and are the product of the same Class of ideas and practices. RHEINBERGER, JOSEPH GABRIEL (1839— 1901), German composer, was born at Vaduz, Liechtenstein, on March 17, 1839. He studied at the Munich conservatorium from 1851 to 1854, and in 1859 became a professor there. He was from 1860 to 1866 organist of the Michelskirche, and then court BY COURTESY OF THE METROPOLITAN MUSEUM conductor. His compositions in- or arr clude the operas Die sieben Raben A JAR SHOWING RHEA, A GODDESS
(Munich, 1869) and Türmers OF THE Téchterlein (Munich, 1873), the INFANT,
oe ZEUS,
ae Be mE
oratorio Christoforus, 120; PR E SE the well-known quartet for piano and strings in E flat, op. 38; the nonet for wind and strings, op. 139, and seventeen organ sonatas. Rheinberger’s organ music is original in method, and breaks loose from the Bach tradition in many points. He died at Munich on Nov. 25, IQor. RHEINISCH-WESTFALISCHE ELEKTRIZITATS-
WERK
A.G., THE,
is the largest electricity supply con-
cern in Germany. It supplies with its combined undertakings 2-1 milliards of kilowatt hours yearly in its net-work in 115 towns and districts, distributes over 42,000 sq. kilometres in round figures, which are supplied wholly or partly with current. The power works connected by means of high tension lines produce, in round figures, 540,000 kw. or 750,000 h.p. The large power works, Goldenberg-Werk, lying in the Cologne peat coal district, the largest steam-power works in Germany, produce about 290,000 kw. Arrangements have been made to increase this to 390,000 kw.; 2,040 km. high tension lines are working and executed, to which belong 41 high tension stations. Among these there is the first installation in Europe for 220,000 volts, connecting the power works of north-western Germany and the Alps, covering about 800 km. at the utmost. The lne ıs already working from the Rhine
share in the publishing enterprises of Joannes Froben (q.v.). In 1526 he returned to Schlettstadt, and devoted himself to a life of learned leisure, enlivened with epistolary and personal inter. course with Erasmus (the printing of whose more important works he personally superintended) and many other scholars of hy time. He died at Strassburg on July 20, 1547. His earliest publication was a biography of Geiler of Kaisersberg (1510). Of his subsequent works the principal are Rerum Germanicarum Libri IIT. (1531), and editions of Velleius Pater. culus (ed. princeps, from a MS. discovered by himself, 1522). Tacitus (1519, exclusive of the Historzes); Livius (1535): and Erasmus (with a life, 9 vols. fol., 1540-41). See A. Horawitz, Beatus Rhenanus
(1872), and by the same, Der
Beatus Rhenanus literarische Tätigkeit (2 vols., 1872); also the notiœ by R. Hartfelder in Allgemeine deutsche Biographie.
RHENIUM or DVI-MANGANESE, a chemical element, atomic number 75, the existence of which has only been demonstrated spectroscopically; appears to occur in extremely minute traces in salts of manganese. (See V. DolejSek, G. Druce, and J. Heyrovsky, Nature, 1926.)
RHEOBASE:
RHEOSTAT,
see CHronaxie.
a device that is used for readily varymg the
resistance of an electric MENT OF.)
RHESUS MONKEY
circuit.
(See RESISTANCE,
MEASURE-
(Macacus rhesus), probably the best
known of all monkeys, a native of India.
It is brown in colour,
with long hair and a naked area on the buttocks, and is gregarious. (See MACAQUE.)
RHETICUS
or RHAETICUS
(1514-1576),
a surname
adopted by Grorce JoacHim, German astronomer and mathe. matician. Born at Feldkirch on Feb. 15, 1514, he studied at Tiguri with Oswald Mycone and afterwards went to Wittenberg, where he was appointed professor of mathematics in 1537. Being greatly attracted by the new Copernican theory, he resigned the professorship in 1539, and went to Frauenberg to associate himself with Copernicus (g.v.), and it was owing to his enthusiasm that Copernicus completed the De Orbium Revolutione. Rheticus now began his great treatise, Opus Palatinum de Triangulis, published in 1596, and continued to work at it while he occupied his old chair at Wittenberg, and indeed up to his death at Cassovia in Hungary, on Dec. 4, 1576.
RHETORIC,
the art of using language in such a way as
to produce a desired impression upon the hearer or reader. Rhetoric as an art was taught in Greece by the Sophists (¢.v.). The power of eloquent speech is recognized in the earliest Greek writings, but the founder of rhetoric as an art was Corax oi Syracuse. In 466 a democracy was established in Syracuse. One of the immediate consequences was a mass of litigation on claims to property, urged by democratic exiles who had been dispossessed by Thrasybulus, Hieron or Gelon. Such claims, going many years back, would often require that a complicated series of details should be stated and arranged. The claimants also, in many instances, would lack documentary support, and rely chiefly on inferential reasoning. Hence the need of professional advice. The facts known as to the “art” of Corax perfectly agree with these
conditions. He gave rules for arrangement, dividing the speech into five parts,—proem, narrative, arguments (dydéves), subsidiary remarks (rapéxBacts) and peroration. Next he illustrated the topic of general probability (eixés), showing its two-edged use: e.g., if a puny man is accused of assaulting a stronger, he can say, circumference of the equator. The whole territory including the 15 daughter companies is “Is it likely that I should have attacked him?” If vice versa, marked off by contracts with the Government electro works and the strong man can argue, “Is it likely that I should have comthe Prussian State as actual spheres of interest as compared with mitted an assault where the presumption was sure to be against the State undertakings from the sea coast on the Weser extending me?” This topic of eixés, in its manifold forms, was in fact the up to Frankfort on Main and thereby recognized as a natural great weapon of the earliest Greek rhetoric and it was further developed by Tisias, the pupil of Corax, as we see from Plato’s electric exploitation district. (E. Hx.) RHENANUS, BEATUS (1485-1547), German humanist, Phaedrus. ; Its later developments were largely due to Gorgias and Lysias, was born in 1485 at Schlettstadt in Alsace, where his father, a native of ‘Rheinau Chence the surname Rhenanus), was a butcher. and in a greater degree to Antiphon and Isocrates (see thet He was educated at the famous Latin school of Schlettstadt, and separate biographies). But the detailed study of the art begms afterwards (1503) went to Paris. In 1511 he removed to Basel, with Aristotle’s Rhetoric (written 322-320 B.c.) Aristotle’s “Rhetoric.”—Aristotle sets out from the propostwhere he became’ intimate with Erasmus, and took an active up to Stuttgart. The further distribution is obtained by means of medium-iension and lower-tension nets on a total length of 23,000 km. in round figures. This corresponds to about half the
24.7
RHETORIC tion that rhetoric is properly an art, because when a speaker persuades, it is possible to find out why he succeeds in doing so. It
is, in fact, the popular branch of logic. Hitherto, Aristotle says,
writers on rhetoric have concerned themselves mainly with the exciting of emotions. All this is very well, but “it has nothing to do with the matter in hand; it has regard to the judge.” The rue aim should be to prove your point, or seem to prove it.
Aristotle does not sufficiently regard the matter of experience, is most persuasive? persuasive with the more select hearers of is for the many, and with the many appeals
question: What, as a Logic may be more rhetoric; but rhetoric to passion will some-
times, perhaps usually, be more effective than syllogism.
No
formulation of rhetoric can correspond with fact which does not leave it absolutely to the genius of the speaker whether reasoning
(or its phantom) is to be what Aristotle calls it, the “body of proof” (cpa qigrews) or whether the stress of persuading effort should not be rather addressed to the emotions of the hearers. His statement, that the master of logic will be the master of
Rhodes. But Cicero further made an independent use of the best among the earlier Greek writers, and he could draw, at least in the later of his treatises, on a vast fund of reflection and experience. The result is certainly to suggest how much less he owed to his studies than to his genius. Some consciousness of this is perhaps implied in the idea which pervades much of his writing on oratory, that the perfect orator is the perfect man. The same thought is present to Quintilian, in whose great work, De IJnsiztuttone Oratoria, the scholastic rhetoric receives its most complete expression (c. A.D. 90). He treats oratory as the end to which the entire mental and moral development of the student is to be directed. Thus he devotes his first book to an early discipline which should precede the orator’s first studies, and his last book to a discipline of the whole man which lies beyond them. After Quintilian, the next important name is that of Hermogenes of Tarsus, who under Marcus Aurelius made a complete digest of the scholastic rhetoric from the time of Hermagoras of Temnos (110 B.c.) in five extant treatises, remarkable for clearness and acuteness. Hermogenes continued for nearly a century and a half to be one of the chief authorities in the schools. Longinus (q.v.)
rhetoric, is a truism if we concede the essential primacy of the logical element in rhetoric. Otherwise it is a paradox; and it is not in accord with experience, which teaches that speakers in- (c. AD. 260) published an Art of Rhetoric which is still extant; capable of showing even the ghost of an argument have some- and the more celebrated treatise On Sublimity (epi yous), if not times been the most completely successful in carrying great audi- his work, is at least of the same period. In the later half of the ences along with them. Aristotle never assumes that the hearers 4th century Aphthonius (g.v.) composed the “exercises” (mpoyvuof his rhetorician are asot xaplevres, the cultivated few; on the vaouara) which superseded the work of Hermogenes. At the reother hand, he is apt to assume tacitly—and here his individual vival of letters the treatise of Aphthonius once more became a bent comes out—-that these hearers are not the great surging standard text-book. Much popularity was enjoyed also by the excrowd, the dxAos, but a body of persons with a decided, though ercises of Aelius Theon (of uncertain date; see THEON). (See further the editions of the Rhetores Graeci by L. Spengel and imperfectly developed, preference for sound logic. What is the use of an art of rhetoric? It is fourfold, Aristotle by Ch. Walz.) Rhetoric Under the Empire.—During the first four centuries replies. Rhetoric is useful, first of all, because truth and justice are naturally stronger than their opposites. When awards are not of the empire the practice of the art was in greater vogue than duly given, truth and justice must have been worsted by their ever before or since. First, there was a general dearth of the own fault. This is worth correcting. Rhetoric is then (1) correc- higher intellectual interests: politics gave no scope to energy; tive. Next, itis (2) instructive, as a popular vehicle of persuasion philosophy was stagnant, and literature, as a rule, either arid or for persons who could not be reached by the severer methods of frivolous. Then the Greek schools had poured their rhetoricians strict logic. Then it is (3) suggestive. Logic and rhetoric are the into Rome, where the same tastes which revelled in coarse luxury two impartial arts; that is to say, it is a matter of indifference to welcomed tawdry declamation. The law-courts of the Roman them, as arts, whether the conclusion which they draw in any provinces further created a continual demand for forensic speakgiven case is affirmative or negative. Suppose that I am going to ing. The public teacher of rhetoric was called “sophist,” which plead a cause, and have a sincere conviction that I am on the was now an academic title, similar to “professor” or “doctor.” right side. The art of rhetoric will suggest to me what might be In the 4th century B.C. Isocrates had taken pride in the name of urged on the other side; and this will give me a stronger grasp copiers, which, indeed, had at no time wholly lost the good, or of the whole situation. Lastly, rhetoric is (4) defensive. Mental neutral, sense which originally belonged to it. Vespasian (A.D. 70-79), according to Suetonius, was the first efort is more distinctive of man than bodily effort; and “it would be absurd that, while incapacity for physical self-defence is a re- emperor who gave a public endowment to the teaching of rhetoric. proach,” incapacity for mental defence should be no reproach. Under Hadrian and the Antonines (A.D. 117~180) the public Rhetoric, then, is corrective, instructive, suggestive, defensive. chairs of rhetoric became objects of the highest ambition. The But what if it be urged that this art may be abused? The Rhetorical school (@pdvot) had two chairs, one for “sophistic,” the objection, Aristotle answers, applies to all good things, except other for “political” rhetoric. By “sophistic’ was meant the virtue, and especially to the most useful things. Men may abuse academic teaching of rhetoric as an art, in distinction from its “political” application to the law-courts. The “sophistical’”’ chair strength, health, wealth, generalship. The Period from Alexander to Augustus.—Aristotle’s was superior to the “political” in dignity as in emolument, and method lived on in the Peripatetic school. Meanwhile the fashion its occupant was invested with a jurisdiction over the youth of of florid declamation or strained conceits prevailed in the rhetori- Athens similar to that of the vice-chancellor in a modern univercalschools of Asia, where, amid mixed populations, the pure tra- sity. The Antonines further encouraged rhetoric by granting imditions of the best Greek taste had been dissociated from the use munities to its teachers. Three ‘‘sophists” in each of the smaller of the Greek language. The “‘Asianism” of style which thus came towns, and five in the larger, were exempted from taxation (Dig. to be contrasted with “‘Atticism” found imitators at Rome. Her- xxvii. 1, 6, §2). The wealthier sophists affected much personal magoras of Temnos in Aeolis (c. 110 B.c.) did much to revive a splendour. The aim of the sophist was to impress the multitude. conception. Using both the practical rhetoric of the time His whole stock-in-trade was style, and this was directed to astonore Aristotle and Aristotle’s philosophical rhetoric, he worked ishing by tours de force. The scholastic declamations were chiefly upthe results of both in a new system—following the philosophers of two classes. (1) The suasoriae were usually on historical or
80 far as to give the chief prominence to “invention.” He thus e the founder of a rhetoric which may be distinguished as scholastic. Through the influence of his school, Hermagoras
legendary subjects, In which some
course
of action was
com-
mended or censured (cf. Juv. Sat.). These suasorice belonged to deliberative rhetoric (the BovAevrixdéy yévos, deliberativum for Roman eloquence very much what Isocrates had done for genus). (2) The controversiae turned especially on legal issues, Above all, he counteracted the view of “Asianism,” that. and represented the forensic rhetoric (duxamxov -yevos iudiciale ratory is a mere knack founded on practice, and recalled atten- genus). But it was the general characteristic of this period that all subjects were treated alike in the style and spirit of that third ti to the study of it as an art. era’s rhetorical works are to some extent based on the branch which Aristotle distinguished, the rhetoric of émidevEs or System to which he had been introduced by Molon at
“display.” This academic oratory is shown under various aspects,
RHEUMATISM
248
and presumably at its best, by such writers as Dio Chrysostom at the end of the rst century, Aelius Aristeides (see ARISTEIDES,
Westermann, Gesch. der Beredtsamkeit (1833-35); Cope, in the Com. bridge Journal of Classical and Sacred Philology (1855-57) ; introdye.
AELIUS) in the 2nd (the chief rhetorician under the Antonines)
Sandys) ; Volkmann, Die Rhetorik der Griechen und Römer in system,
Themistius, Himerius and Libanius in the 4th. Amid much which is tawdry or vapid, these writings occasionally present passages of true literary beauty, while they constantly offer matter of the highest interest to the student. The Middle Ages and the Renaissance.—In the mediaeval system of academic studies, grammar, logic and rhetoric were the subjects of the trivium, or course followed during the four years of undergraduateship. Music, arithmetic, geometry and
astronomy constituted the quadrivium, or course for the three years from the B.A. to the M.A. degree. These were the seven liberal arts. In the middle ages the chief authorities on rhetoric were the latest Latin epitomists, such as Martianus Capella (5th
cent.), Cassiodorus (5th cent.) or Isidorus (7th cent.). After the revival of learning the better Roman and Greek writers gradually returned into use. Some new treatises were also
produced. Leonard Cox (d. 1549) wrote The Art or Craft of Rhetoryke, partly compiled, partly original, which was reprinted in Latin at Cracow. The Art of Rhetorigue, by Thomas Wilson (1553), afterwards secretary of state, embodied rules chiefly from Aristotle, with help from Cicero and Quintilian. About the same time treatises on rhetoric were published in France by Tonquelin (1555) and Courcelles (1557). The general aim at this period was to revive the best teaching of the ancients. At Cambridge in 1570 the study of rhetoric was based on Quintilian, Hermogenes and the speeches of Cicero viewed as works of art. An Oxford statute of 1588 shows that the same books were used there. In 1620 George Herbert was delivering lectures on rhetoric at Cambridge, where he held the office of public orator. The decay of rhetoric as a formal study at the universities set in during the r8th century. The function of the rhetoric lecturer passed over into that of correcting written themes; but his title remained long after his office had lost its primary meaning. If the theory of rhetoric fell into neglect, the practice, however, was encouraged by the public exercises (“acts” and “opponencies”) in the schools. The college prizes for “‘declamations” served the same purpose. Modern Writers on Rhetoric.—The fortunes of rhetoric in the modern world, as briefly sketched above, may suffice to suggest why few modern writers of ability have given their attention to the subject. One of the most notable modern contributions to the art is the collection of commonplaces framed (in Latin) by Bacon, “to be so many spools from which the threads can be drawn out as occasion serves,” a truly curious work of that acute and fertile mind, and quite in the spirit of Aristotle’s treatise. The popularity enjoyed by Blair’s Rhetoric in the latter part of the 18th and the earlier part of the roth century was merited rather by the form than by the matter. Campbell’s Philosophy of Rhetoric, which found less wide acceptance than its predecessor, was superior to it in depth, though often marred by an imperfect comprehension of logic. But undoubtedly the best modern book on the subject is Whately’s Elements of Rhetoric, Starting from Aristotle’s view, that rhetoric is “an offshoot from logic,” Whately treats it as the art of “argumentative composition.” He considers
tions to Ciceros De Oratore
(A. S. Wilkins)
and Orator (J. E
Übersicht (ed. 2, 1885) ; Norden, Die Antike Kunstprosa (1898): (R. C. J.; X)
RHEUMATISM, a general term for various forms of disease
subdivided more accurately as follows: Acute Rheumatism or Rheumatic Fever.—This disease the chief characteristics of which are inflammatory affections oj the joints with severe constitutional disturbances, is usually asso. ciated with inflammation of the pericardium and of the valves of the heart. In childhood the heart is especially liable to be dam.
aged, whereas in adults joint manifestations and constitutional disturbances are more in evidence. It is essentially a disease of childhood and early adult life, first attacks being most common
about the seventh or eighth year of life and later attacks up ts about the twenty-fifth year. It never occurs under two years of age and is comparatively rare over forty. Heredity is commonly supposed to be a predisposing cause but it is very doubtful
whether this is correct. The importance of climate is shown by the prevalence of the disease in the temperate zone and by its seasonal incidence (October to March) in England; on the other hand, troops in Egypt and South Africa suffer from the disease, Pretoria being notoriously bad. The disease is urban rather than rural in distribution and is essentially one of children of the artisan class living in damp rooms in an industrial town, attending an elementary school and suffering from tonsillar sepsis. It is now generally agreed that rheumatism is a specific infeetious disease, but there is still some difference of opinion as te the exact nature of the causal micro-organism. Most authorities, however, agree that the causative organism belongs to the group
of streptococci (see BACTERIOLOGY) and gains entrance to the body through the tonsils. Evidence has been produced that in children whose tonsils have been removed a subsequent attack of rheumatism is likely to be less severe in all its manifestations except chorea. (See below.) Symptoms.—Although the main features of the disease in children and adults are different, it is probably all one disease, having
periods during which it remains latent for a longer or shorter time between acute exacerbations. In childhood a history of sore throats and indefinite pains—‘growing pains”—can usually be obtained; the constitutional symptoms are often ill-marked and the child does not appear very ill. This insidious onset makes the disease of vast importance to the country, as in many cases its presence is not recognized until irreparable damage has been caused to the heart. Chorea or St. Vitus’s dance is a common manifestation in children, and in these cases the heart is less likely to be damaged. Small, painless, rather hard subcutaneous nodules attached to tendons may appear and indicate that the disease is passing into a chronic condition.
suasion (=Aristotle’s 76inn and manri) miorıis); (3) style; (4) elocution, or delivery. But when it is thus urged that
In adults the most marked feature is the affection of the joints. The onset is abrupt, being fully developed in 24 hours. The attack begins with a feeling of malaise and pain in one or more joints generally of medium or large size. Usually only one or two joints are affected at first, but soon others become attacked very often symmetrically. The affected joints are swollen, hot and acutely painful; the temperature is raised to about 1or® to 103° F; the tongue is coated with a thick fur and the body bathed in a profuse perspiration which has a characteristic sour smell;
All a rhetorician’s rules But teach him how to name his tools,
able duration up to some weeks, and relapses are common during
it under four heads: (1) the address to the understanding (=
Aristotle’s Aoyex mioris) ; (2) the address to the will, or per-
the assumption is tacitly made that an accurate nomenclature and classification of these tools must be devoid of practical use. The conditions of modern life, and especially the invention of printing, have to some extent diminished the importance which belonged in antiquity to the art of speaking, though modern democratic politics and forensic conditions still make it one which may be cultivated with advantage. BIBLIOGRAPHY.—Among more modern works are J. Bascom, Philosophy of Rhetoric (New York, 1885); and numerous books on voice culture, gesture and elocution. For ancient rhetoric see Sir R. C. Jebb’s translation of Aristotle’s Rhetoric (ed. J. E. Sandys, 1909), and his Attic Orators (1876); also Spengel, Artium Scriptores (1828);
the face is flushed and the pulse rapid. The attacks are of vari-
convalescence. The most dangerous complication is hyperpyrenia or rapid and extreme rise of temperature (see FEVER) possibly up to 110° F, when death speedily ensues unless prompt measures are taken such as tepid sponging or icepacks. This is not 2 common complication and for some unknown reason is becoming rarer; it appears most commonly in the second week of the first
attack but never in a person under 12 years of age. The disease 1
not fatal, the mortality not exceeding 3%, and is less virulent than formerly; it is, however, the cause of much chronic disease in later life owing to its effect upon the heart. It is esti
mated that in England and Wales 25,000 persons die annually
RHEUMATOID
ARTHRITIS—RHIANUS
from heart disease of rheumatic origin.
Treatment —Absolute rest in bed is essential to prevent, if pos-
gle, damage to the heart. The patient should lie between blank-
ets and wear flannel garments; the affected joints should be given complete rest and be wrapped in cotton wool and the weight of the bed clothes supported over them.
Sodium salicylate appears
to have a specific effect in the acute stages by relieving pain, lowering temperature and cutting short the attack. It should be given frequently and in fairly large doses for the first 24 hours and then
the interval lengthened and the dose decreased; care must be exercised not to produce toxic symptoms. The drug is of less use in children than in adults as it does not seem to have any influence
in arresting the cardiac inflammation. Aspirin may succeed when
salicylates fail. Some authorities render the urine alkaline with sodium bicarbonate. Subacute Rheumatism.—No definite dividing line exists between this and the acute condition. All symptoms are less marked, heart lesions are common and the duration may be long. Chronic Rheumatism.—This is a term loosely applied to pain and stiffness in the joints. Some think it cannot be separated from rheumatoid arthritis (g.v.), others that it is an infammation of the fibrous tissues round a joint. One or more joints may
be affected and become slightly swollen, and after a time they may be felt to creak on movement. It is usually brought on by cold and wet, and the pain is most marked after rest. The general health is little affected unless the pain be severe and continuous. It rarely follows acute rheumatism.
Muscular Rheumatism.—tThis is a painful affection of volun-
tary muscles due to inflammation of their fibrous and tendinous
attachments. It results from overstrain and exposure to cold and
damp. There is intense pain on attempted movement involving
the muscles affected; when the muscles are at rest the pain disappears. The commonest forms are: (1) Lumbago (q.v.), affecting the lower part of the back. Stooping, and more especially rising again, cause severe pain; (2) Torticoliis or stiff neck, affecting the muscles on one side of the neck. Salicylates are sometimes of use in the chronic varieties, but active treatment is usually required such as the various applications of heat, massage, hot douches or electricity. In chronic rheumatism the waters at various spas are often of great benefit, and wintering in a warm, dry, sunny climate is an advantage when practicable. In muscular rheumatism rest of the affected muscles is essential. Special clinics for rheumatic diseases are in existence in Europe apart from that treatment given to chronic forms in the various spas. (See MINERAL WATERS.) At the time of writing the British Red Cross is proposing to establish in thickly populated centres of the country fully equipped clinics for the treatment of rheumatism in adult sufferers. The project is receiving cordial support by the Ministry of Health, various friendly societies and trade unions and the medical profession.
249
but is often less. As the attack subsides the swelling diminishes but there is usually considerable muscular wasting and marked contractures which may result in severe deformity, fixation and loss of function of the joints, the patient becoming a complete cripple. (2) The Chronic or Osteo-Arthritic Type.—The onset is usually between 40 and 60 years of age, the causes assigned being injury, general ill-health and exposure to cold and wet.
Pyorrhoea alveo-
laris or decayed or deficient teeth are practically always present. The onset is chronic and generally polyarticular; pain is variable and may be slight throughout. The swelling of the joints is nodular in shape and practically confined to the joint itself, affection of the periarticular structures being slight. When the condition is polyarticular usually a few large joints are affected, but none are immune; when monarticular the hip or knee is most likely to be affected. The formation of the new bone occurs and may cause great limitation of movement or even ankylosis; when this occurs in the spine the condition known as “pokerback” results. In the later stages the limitation of movement and muscular wasting may render the patient absolutely helpless but the condition is then often quiescent and painless. (3) A third type of arthritis which occurs in children is known as Stills disease. The onset at about three to six years of age is usually insidious but may be acute. The joints become swollen and fusiform in shape and there is severe muscular wasting and limitation of movement. There is generalized enlargement of glands, sweating is common and the temperature is often persistently about 100° F. The prognosis of all forms is bad, exacerbations and advance being the rule; in children an intercurrent disease is often fatal. Early diagnosis is essential for successful treatment. Search should be made for a septic focus, which should be removed if found. The general health should be attended tọ and improved, the diet not being stinted: meat and vegetables may be given freely but indigestible articles avoided. The patient should live on a dry soil. In the acute stage the joints should be given complete rest in a good position and oil of wintergreen applied. In the chronic forms and as the acute stage passes off the joints should not be kept completely at rest, massage and passive movement followed later by active movement up to a moderate amount of exercise being desirable to counteract muscular wasting and contractures. Spa treatment, radiant heat, hot-air baths and electrical treatment are also of use, and in recent years radium has been used. If an X-ray photograph shows that bony outgrowth is limiting movement, an operation for its removal should be considered; similarly adhesions may have to be broken down forcibly under an anaesthetic. Whatever the form of treatment adopted it
must be persevered with for some weeks before being given up as of no value. (P. L.-B.)
YDT, a town in the Prussian Rhine province, situated
on the Niers, 19 m. W. of Diisseldorf, on the main line of railway 1926) and Bacteriology and Surgery of Chronic Arthritis and to Aix-la-Chapelle, and at the junction of lines to Crefeld and ism, with End-resulis of treatment (London, 1927). Stolberg. Pop. (1925) 45,095. Rheydt is an ancient place, but (P. L.-B.) its industrial importance Is of very recent growth, and it only RHEUMATOID ARTHRITIS, a disease characterized by received municipal rights in 1856. The principal products of its destructive changes in the joints. Its origin is unknown but it is numerous factories are silk, cotton, woollen and mixed fabrics, probably caused either by micro-organisms themselves affecting velvet, iron goods, machinery, shoes, cables, soap and cigars. the joints or by the absorption of the toxins of micro-organisms Dyeing, brewing and distilling are also carried on. x some other site such as the intestine, or mouth. In many cases S, Greek poet and grammarian, a native of Crete, wuy appears to be the determining factor and any condition friend and contemporary of Eratosthenes (275—195 B.C.). Suidas tending to lower the general health may act as a predisposing says he was at first a slave and overseer of a palaestra, but obtained a good education later in life, and devoted himself to In adults there are two main groups: grammatical studies, probably in Alexandria. Of his works none (1) The Acute or peri-articular type in which the onset is usu- have been preserved except elevem epigrams. But he was between 20 and 40 years of age and women are more often chiefly known as a writer of epics, the most celebrated of which aected than men. It is usually acute and many joints may be was the Messeniaca in six books, dealing with the second Mes- , at the outset, the condition being mistaken for acute senian war and the exploits of Aristomenes. Other similar poems meumatism; pain is variable but often severe except at rest. The were the Ackaica, Eliaca, Thessalica and Heracleia. wats become swollen and fusiform in shape and tender to the Fragments in A. Meineke, Analecta Alexandrina (1843); for touch; those most frequently attacked are (a) hands and feet; Rhianus’s work in connection with Homer, see C. Mayhoff, De Rhiant See H. Warren Crowe, Chronic Arthritis and Rheumatism (London,
(b} wrists; (c) ankles; (d) knees; but any other joint may be
e temperature in the acute onset may rise to 103° F
Studiis Homericis (Dresden, 1870); griechischen Litéraiur (1898).
also W. Christ, Geschichte der
250
RHIGAS—RHINE
RHIGAS, CONSTANTINE, known as Rhigas of Velestinos {| Black forest massifs and was initiated in Lower Oligocene times. (1760-1798), Greek patriot and It meanders as a wide stream with low banks and containing many poet, was born at Velestinos, and was educated at Zagora and islands. The river, which in the interests of navigation has been (Pherae), or Rhigas Pheraios
at Constantinople, where he became secretary to Alexander Ypsilanti. In 1786 he entered the service of Nicholas Mavrogenes, hospodar of Wallachia, at Bucharest, and when war broke out between Turkey and Russia in 1787 he was inspector of the troops at Craiova. Rhigas then became interpreter at the French Consulate at Bucharest, where he wrote the famous Greek version of the Marseillaise, well known in Byron’s paraphrase as “sons of the Greeks, arise.” He founded the patriotic society called the Hetaireia. He went to Vienna to organize a revolutionary movement among the exiled Greeks and their foreign supporters in 1793, or possibly earlier. There he founded a Greek press, but his chief glory was the collection of national songs (posthumously printed 18r4) which, passed from hand to hand in MS., roused patriotic enthusiasm throughout Greece. While at Vienna Rhigas entered into communication with Bonaparte, to whom he sent a snuff-box made of the root of a laurel tree taken from the temple of ApoHo, and he set out to meet him at Venice. But before leaving Vienna he forwarded papers, amongst which is said to have been his correspondence with Bonaparte, to a compatriot at Istria. These fell into the hands of the Austrian
frequently “corrected,” lies in a flat valley 20 m. wide which ends abruptly against the massifs on both sides. Also flowing in the valley is the tributary (left), the Ill, which rises near Basle
and flows parallel to the Rhine for over 50 m. to join it below Strasbourg. The Rhine forms the boundary between France and Germany from Basle to near Lauterbourg, opposite Karlsruhe, beyond which the river, flowing through Germany, passes Mannheim. where it is joined by the Neckar (right), Worms and Mainz where it is joined by the Main (right). Here its course is blocked by the Armorican range of the Taunus and so the river turns sharply westward through a steep sided gorge to Bingen where it is joined by the Nahe (left). After Bingen it again resumes a northerly course but its valley is still a narrow cut through
contorted Devonian slates and greywackes. It is joined by the Lahn (left) and then at Coblenz by the Moselle (left) which rises in the Vosges and drains, with its tributary the Saar, the
region between the Vosges and the Ardennes. At Coblenz the valley becomes wider only to narrow again as the river passes on to Bonn, between the Eifel and the Westerwald uplands. At Bonn the river leaves the Armorican ranges and passes on government, and Rhigas was arrested at Trieste and handed over with his accomplices to the Turkish authorities at Belgrade. His to Tertiary, glacial and alluvial deposits, but the hills continue five companions were secretly drowned, and Rhigas was shot. to rise on the right of the river as far as Diisseldorf. The Rhine See Rizos Nérofilos, Histoire de la révolution grecque (Paris, 1829) ; now passes through the great industrial region of western GerI. C. Bolanachi, Hommes illustres de la Gréce moderne (Paris, 1875); many, is very sluggish and meanders over an almost level plain. and Mrs. E. M. Edmonds, Rhigas Pheraios (London, 1890). Holland.—In Holland its course is again westward. Almost RHINE, one of the most important rivers in Europe. It is immediately after entering this country the river divides into about 850 m. in length. It rises in Switzerland, later forms the two arms, the larger of which, carrying off about two-thirds of boundary between Switzerland and Austria, then between Switzer- the water, diverges to the west and is called the Waal, whilst land and Germany, France and Germany, then flows through Ger- the smaller, which is still called the Rhine, sends off another arm, the Ijssel, to the Zuider Zee. The Waal is joined on the left by many and finally through Holland to enter the North sea. Switzerland.—In the Swiss portion two mountain rivers, the the Maas (Meuse) and after passing Nijmegen and Dordrecht ; Hinter Rhein and the Vorder Rhein, unite at Reichenau, 6 m. enters the North sea by way of the Hollandsch Diep. Further subdivision takes place and the entire district betw south-west of Coire, to form the main stream. The principal stream the Hinter Rhein, issues (7,271 ft.) from the glaciers of the Waal and the Ijssel in reality belongs to the delta of the the Rhemwaldhorn (Adula group) west of Spliigen and flows famous river, built by alluvium from the Alps and Britain in preeastward through the Rheinwald as a subsequent stream, parallel glacial times, covered by glacial deposits and latterly in places to the strike of the tectonic structures at this point (for geology again covered with mud of the great river. Navigation.—The Rhine has been one of the chief waterways see ALPS). On reaching the Schams valley it is diverted northward and flows towards Reichenau parallel to a number of conse- of Europe from the earliest times; and its channel has been comquent streams (their direction having been determined by the paratively easy to keep open. The position of the river is highly original structural surface of the land) some of which the Vorder favourable for the development of its trade. It flows through Rhein has already beheaded. It receives many tributaries, the regions rich in mineral resources and the most populous of Europe, to discharge into one of the most frequented seas opposite most important being the Albula (right) below Thusis. The Vorder Rhein, a subsequent stream flowing along the strike Great Britain. Besides serving as a natural outlet for Germany, of the structures, rises in Toma lake (7,691 ft.) near the Oberalp Belgium and Holland, it is connected with a great part of cenpass and is joined by a number of consequent (right) and obse- tral and southern France by the Rhine-Rhone and the Rhinequent streams (left) as it flows eastward past Disentis and Marne and other canals, and with the. basin of the Danube by the Ludwigskanal. _ Ilanz to Reichenau. In 1831 a system was agreed upon which practically gave free The valley of the combined river nów becomes wider and is alluvium-filled. The consequent northward direction is again fol- navigation to vessels of the riverine states, while imposing aà lowed below Coire (Chur) as far as Lake Constance. The largest moderate tariff upon foreign ships. After the war of 1866, Prussia negotiated with Baden, Bavaria and Hesse-Darmstadt with & affluents still join it on the right. Below Buchs the valley becomes wider, the river meanders view to the removal of all tolls, but it was not until 1868 that about, “is corrected” in many places, shortened by a canal at the river was thrown open without any restriction. The manageDiepoldsau and finally enters Lake Constance (g.v.)} across a ment of the channel and navigation was then vested in a central marshy delta. Between Sargans and the lake it forms the boun- commission meeting at Mannheim each year. The treaty of Ver-
dary between Switzerland and Liechtenstem and Austria. On leaving the lake at Constance the Rhine flows westward as far as Basle. It drops goo ft. along this stretch, the first part of which is across the Tertiary and Jurassic rocks of eastern Switzerland. —
Between Constance and Basle it receives important affluents along:its left bank. Draining the northern slopes of the Glarus and Bernese Alps are a number of consequent streams the most important being the Linth (Limmat), Reuss and the Aar. ' Germany.—aAt Basle the Rhine turns sharply northward and assumes an entirely new complexion. Its course lies through the famous rift valley of the Rhine between the Vosges and the
sailles (1920), while deciding that the act of Mannheim should
under certain conditions continue to regulate navigation on the Rhine, put the vessels of all nations on the same footing as ves-
sels belonging to the Rhine navigation. The composition of the central commission was modified by the admission of Switzerland,
Belgium, Great Britain and Italy. The Versailles terms were completed in 1921 by a protocol of adhesion on the part of the Netherlands. The Barcelona convention (1921) applies to the Rhine and takes precedence, if necessary, over the Mannheim convention. For details of the international régime see INLAND WATER TRANSPORT.
The introduction of steam has greatly increased the shipping
RHINELAND on the Rhine, and small steamers ply also on the Main, Neckar, Maas and Moselle. The steamboat traffic has especially encour-
the influx of tourists. Large passenger boats ply regularly between Mainz and Düsseldorf, and sometimes extend their journey as high up as Mannheim, and as far in the other direction as Rotterdam.
The
river is navigable
without
interruption
from
Basle to its mouth, a distance of 550 m. Above Spires, however, the river craft are comparatively small. Between Basle and Stras-
bourg the depth of water is sometimes not more than 3 ft., between Strasbourg and Mainz it varies from 5 to 2s ft., while below Mainz it is never less than 9 or 10 feet. The efforts of the river authorities are being directed to the deepening and improvement of the navigable channel from the sea to Strasbourg. Two navigable channels of sufficient depth for all vessels which ply up and down that part of the stream, have been blasted out where rapids occur near Bingen. The difficulties in the river channel above
Strasbourg, which are augmented by a steep gradient and swift current, are such that any plans to improve the river in this
stretch are too expensive to be feasible. A parallel canal in the lateral plains of Alsace to the left is the solution proposed. It will begin at Huningue, where a huge dam will be constructed to regulate the water, and continue to Strasbourg, having at each of its
tight locks a gigantic power plant. The total power generated by
the plants should be about 790,000 h.p. which will be available for the industrial establishments in the region, and help also to pay the cost of the project. At the chief river-mouth ports, Rotterdam, Antwerp and Amsterdam, merchandise is transferred from ocean steamers to river steamers or vice versa. Nearly three-fourths of the Rhine trafic passes through Rotterdam which is the only one of these ports directly on the Rhine. Amsterdam is connected by the Merwede canal and the difficulties of navigation in the canal have considerably reduced this port’s share of the traffic. The passage to Antwerp is indirect and plans are going forward to
connect the Belgian city directly with the Rhine by extending the Scheldt-Meuse canal to Ruhrort. Duisburg, Ruhrort and Cologne are the principal export ports in the central reaches of the river. They have expanded rapidly with the exploitation of the coal mines and the building up of the great industrial region of the Rubr valley. Capacious harbours have been formed in the lowlying basins of the valley, and river facilities are supplemented by the Herne canal which traverses the heart of the Ruhr section
and continued as the Ems canal connects with the intricate inland waterway system of central and northern Germany. The chief ports of the Upper Rhine—Mannheim, Rheinau, Ludwigshafen and Strasbourg—are places of transfer from river to railway. They deliver and collect from the southern markets of Germany and Switzerland. From Mainz there is passage via the Main river ad the Ludwig canal, which it is expected to improve or supplement, to the Danube river. '
Four-fifths of the Rhine traffic is made up of fuels, ores and cereals, all heavy commodities. Trade in them thrives best when
they may be shipped by water routes. Coal at present constitutes the principal cargo. Originating in the Ruhr district it supplies
Holland and Belgium at the mouth of the river, reaches Switzer-
land and even Italy to the South and supplies the extensive industrial and domestic demands of the territory in between. Its presence has given value to the ores which form the second most mportant cargo and the two in combination have given rise to
the extensive metallurgical industries of the Rhine region which have built up the Rhine cities and increased the density of populabon. In the demands of the latter originates the cereal cargo, made Necessary since the Rhine raises little of its foodstuffs, The
come principally from Russia, Rumania, the United States
and Argentina, being trans-shipped from the river-mouth ports.
don, Hamburg, Bremen and the chief Baltic ports also par€ in the Rhine traffic. These extensive ramifications
have made the control of Rhine navigation an international proble m rather
than one affecting only Rhine states.
,
commerce carried on by the river itself is supplemented by merous railways which skirt its banks and converge to its
PeRcipal towns. Before the introduction of railways, there were
251
ho permanent bridges across the Rhine below Basle; but now trains cross it at a dozen different points in Germany and Holland. The Rhine has always exercised a fascination over the German mind. “Father Rhine” is the centre of the German’s patriotism and the symbol of his country. In his literature it has played a prominent part from the Nibelungenlied to the present day;
and its romantic legends have been alternately the awe and delight
of his childhood. The Rhine was the classic river of the middle ages. But of late years the beauties of the Rhine have become sadly marred; the banks in places, especially between Coblenz and Bonn, disħgured by quarrying, the air made dense with the smoke of cement factories and steam-tugs, commanding spots falling a prey to the speculative builder and villages growing up into towns. For the demilitarization of the Rhine under the Versailles TREATY see RHINELAND, THE, below. BIBLIioGRAPHY.—H. J. Mackinder, The Rhine (1908) ; J. P. Chamberlain, The Régime of the International Rivers, Danube and Rhine,
Columbia Univ. Studies in History, vol. cv., 1 (1923); G. Haelling,
Le Rhin: politique, économique, commercial (1921); E. de Martonne, Conditions physiques et économiques de la navigation rhénane (1921) ; A. Antoine, L’oménagement du Rhin de Béle é Strasbourg (1922).
RHINELAND, THE. In the loose political sense the word
“Rhineland” is used to designate the Prussian province called Rhein-provins as well as parts of the Prussian province of HesseNassau, parts of the Free State of Hesse, the Bavarian Palatinate and most of the Free State of Baden. The Prussian Rhine province, situated on both banks of the Rhine, embraces 24,547 sq.km. with 7,256,978 inhabitants (exclusive of the nearly 1,910 sq.km. of the Saar with 770,000 inhabitants). French Plans and the Treaty Settlement.—The old Rhenish territory, a medley of feudal states partly lay, partly clerical, had been annexed by France by the peace of Lunéville ror. Most of them were handed over to Prussia by the Congress of Vienna on Feb. ro, 1815. On the conclusion of the World War French policy aimed at detaching the left bank of the Rhine, which would cut away from Germany 8% of her territory, 11% of her population, 12% of her coal supply and 80% of her iron ores. Including Alsace, in order to ensure the security of France. In the end a compromise was effected: 1. The left bank of the Rhine remained German. 2. It was to be occupied together with the bridgeheads by allied troops in three zones for 15 years, the northern zone to be evacuated after five, the next after ten, the third after 15 years, if Germany faithfully carried out the conditions of the peace. (Art. 42829.) The left bank of the Rhine and a strip of 50 km. on the right bank was to be completely demilitarized. (Art. 42-44.) The occupation was to serve the double purpose of guarantee for the execution of the treaty, and of security to France against military aggression. An interallied commission was set up by a separate Rhineland agreement, composed of representatives of France, England, Belgium and the United States, with the right to issue ordinances for the security of the Allied forces. It was not to interfere with the ordinary civil German administration, but might erect a custom barrier in order to safeguard the economic interests of the population (Art. 270). The Separatist Movement.—France had allowed the Rhineland to remain part of the German republic, on the understanding that a pact of guarantee would be made with her by England and the United States. As the United States refused to ratify it, this guarantee lapsed completely. Even before this failure, French military authorities had fostered separatist movements on the left bank of the Rhine. An old established anti-Prussian prejudice of the Catholic population of the Rhine province had been worked up by a fear of the spread of Bolshevism. A genuine movement for decentralization had arisen, whose demands went as far as the creation of a new Rhineland State within the German republic. The French military authorities strongly supported Dr. Dorten’s enterprise to create an independent Rhenish republic though all German parties kept aloof from it. It failed from the start as the commander in chief of the American expeditionary forces refused to have anything to do with it (May 22, 1919).
When Dr. Dorten was arrested on German unoccupied territory
252
RHINELANDER—RHINE
(July 24, 1920) the French high commissioner demanded his extradition to the occupied territory and his subsequent release. The occupation of the Ruhr (g.v.) by French and Belgian troops (Jan. 10, 1923) extended to Karlsruhe (March 2, 1923) and to the districts between the bridgeheads on the right bank of the Rhine (Feb. 25). The American army withdrew on Jan. ro, 1923. The British thereafter were in a minority on the Rhineland commission. They prevented however the extension of its rule over the newly occupied districts, which were put under military control. But they could not stop the Rhineland commission from stretching its powers and from issuing decrees for the Rhineland, identical with those made by the military for the Ruhr district, though they did not carry them out in the Cologne zone, a British zone, which for some time was almost blockaded by the French. The expulsion of German officials and leading citizens and the disarmament of the people gave the Separatist movement new life. Though official cognizance was strongly denied, preparation as well as execution were favoured by the French (and Belgian) military authorities. In many cases the Separatists had been armed with their connivance, whilst the local police when fighting them was either disarmed or arrested or otherwise hampered by the military. Notwithstanding their support, the rising in Diisseldorf (Sept. 30, 1923) was quickly quelled by the local authorities. The Rhineland republic proclaimed in Aix-la-Chapelle (Oct. 21, 1923) lasted until Nov. 2, when under pressure of the British the Belgian government disavowed the movement. The “Putsch” in Coblenz, Wiesbaden and Mainz organized by Dorten and Matthes quickly collapsed in the first month of the new year. It was only in the Bavarian Palatinate that the movement, which was almost officially fathered by General de Metz, lingered a little longer. He informed the Bavarian government on Oct. 25 that the Palatinate had ceased to be part of Bavaria. The Separatists ejected nearly 20,000 people with French help. The population strongly retaliated and there was a kind of civil war, in which the Separatists fared badly. Early in February the legitimate officials returned. But it was only in March 1924 that complete order was restored. The transfer of General de Metz in Nov. 1924 definitely marked the end of this episode. The expenditure for the passive resistance in Rhine and Ruhr had completely drained Germany’s financial resources. After stabilization it was doubtful whether she would be able to go on supporting the occupied provinces. The complete cessation of all relief was suggested. This being done, the responsibility for Rhine and Ruhr was to be thrown on the Allies. At no time since the armistice, was the French policy of wrenching the Rhineland from the Reich nearer its goal than during Nov. 1923.
The Dawes Plan
and Locarno.—The
acceptance
of the
Dawes plan led to the evacuation of the Ruhr and later on of Diisseldorf, Duisburg and Ruhrort. The changed attitude of the new French Government placed the discussion of the Rhine prob-
PROVINCE
After the evacuation of the Ruhr, Germany suggested a pact between the powers interested in the Rhine which should give a mutual guarantee for the existing frontiers. The so-called Locarng Pact was signed on Oct. 16, 1925, and by it this mutual guarantee
was given. The conclusion of the Locarno agreement was almost automatically followed, though not immediately, by Germany's entry into the League of Nations. Immediately after the entry of Germany into the League the possibilities of an early complete evacuation were discussed he. tween Stresemann and Briand. As a price the French suggested the marketing of German
reparation bonds, which could not be
done without further financial concessions from Germany.
This
might give France a capital sum, which would enable her to star the stabilization of the franc. The plan failed, being premature from a financial point of view. The German government insisted on a réduction of the strength of the occupying army. They main-
tained, moreover that, as Germany was a member of the L of Nations, the continuation of occupation was quite illogical. Germany had carried out all her obligations as set down in the Treaty—apart from the reparation payments, which had become subject to a separate régime, to which occupation guarantees were no longer applicable (Art. 430). At the meeting of the League in Geneva Sept. 1928 and again at the League Council’s meeting at Lugano, they strongly pressed their legal point of view that, Germany having complied “‘with all the undertakings resulting from the (present) Treaty” (Art. 431) —apart from reparations which were rearranged by the Dawes Agreement—the occupying forces should be withdrawn immediately. The French and British Governments interpreted clauses 429 to 431 in a different way. But the British Government declared their willingness to consider the questions involved not as legal, but as political issues, to be settled by negotiations in the spirit of Locarno. The way to such negotiations is opened by the following resolution passed at Geneva:
(1) The opening of official negotiations relating to the request put forward by the German chancellor regarding the early evacuation of the Rhineland, (2) The necessity for a complete and definite settlement of the reparation problem and for the constitution for this purpose of a committee of financial experts to be nominated by the six Governments. Brsriocrapay.—R. S. Baker, Woodrow Wilson and World Settkment (New York, 1923); H. Oncken, Die Rheinpolitik Kaiser Napoleons III. von 1865-1870 und der Ursprung des Krieges von 1870-71 (Stuttgart, 1926) ; A. Tardieu, La Paix (Paris, 1921) ; A. J. Toynbee,
Survey of International Affairs (London, 1925 and 1927), Supplement 1925 (London, 1928); K. Strupp, Das Werk von Locarno (Berlin,
1926); see also German official publications.
(M. Bo.)
RHINELANDER, a city of northern Wisconsin, U.S.A., on
the conditions of the Treaty (§ 429). The reparation question having been settled for the time being, difference of opinion arose over disarmament. Germany insisted that her disarmament was complete; the Allies announced that evacuation could not take place on the appointed day (Jan. 10), as the final report of the
the Wisconsin river, 254 m. N.N.W. of Milwaukee; the county seat of Oneida county. It is on Federal highway 8; has a municipal airport; and is served by the Chicago and North Western and the Soo Line railways. Pop. 6,654 in 1920 and 8,or9 in 1930.. Itis in the midst of the great north pine woods, and there are 232 lakes within a radius of 12 miles. The city has important manufacturing industries, including large saw and planing mills, paper mills, veneer works, a refrigerator factory, iron works, boiler shops and creameries. Rhinelander was settled in 1882 and chartered as 4
military control commission could not be ready by that time. During the ensuing protracted negotiations England advocated
government.
lem on a new basis. On Jan. 10, 1925 the evacuation of the northern zone was to take place if Germany had faithfully carried out
evacuation as soon as Germany had carried out the outstanding disarmament terms, whilst France interpreted the fulfilment clauses in the wider sense of giving her complete security. The Locarno negotiations for a security pact enabled the Allies to concentrate on disarmament proper. By presenting Germany with a list of her shortcomings as to disarmament, most of which Germany was ready to amend, an agreement was reached. Cologne was evacuated on Nov. 30, 1926, by the British, whilst the last vestiges of the occupation of the northern zone disappeared at midnight Jan. 31, 1926. The occupation had lasted over a year longer than had been foreseen in the Treaty of Versailles. The Locarno treaty had separated the security problem from the occupation problem, basing the former on quite different principles. ‘
city in 1894.
RHINE
Since 1926 it has had a city-manager form of
PROVINCE
or Rurnetanp, the most westerly
province of Prussia, bounded on the north by Holland, on the east by the Prussian provinces of Westphalia and Hesse-Nassau, and the Republic of Hesse, on the south-east by the Bavarian Palatinate, on the south and south-west by Lorraine, and on the west by Luxemburg, Belgium and Holland. The small district of Wetzlar in the midst of the province of Hesse-Nassau also belongs to the Rhine province, which, on the other hand, surrounds the Oldenburg province of Birkenfeld. The districts of Eupen and Malmedy in the West were ceded to Belgium in 1920.
The extent of the Rhine province is 9,474 sq.m., excluding the Saar District, which has an area of 574 sq. miles.
It includes
about 200 m. of the course of the Rhine, which forms the eastera
RHINOCEROS frontier of the province from Bingen to Coblenz, and then flows through it in a north-westerly direction.
The southern and larger part of the Rhine province, belonging geologically to the Devonian formations of the lower Rhine, ys hilly. On the left bank are the elevated plateaus of the Hunsriick and the Eifel, separated from each other by the deep valley of the Mosel, while on the right bank are the spurs of the Westerwald and the Sauerland, the former reaching the river
in the picturesque group known as the Seven Mountains (Siebengebirge).
The highest hill in the province
is the Walder-
heskopf (2,670 ft.) in the Hochwald, and there are several other summits above 2,000 ft. on the left bank, while on the right
there are few which attain a height of 1,600 ft. Most of the hills are covered with trees, but the Eifel (g.v.) is a barren and
bleak plateau. To the north of a line drawn from Aix-la-Chapelle to Bonn the province is flat, and marshy districts occur near the Dutch frontier. The climate varies considerably with the contion of the surface. That of the northern lowlands and of the sheltered valleys is the mildest and most equable in Prussia, with a mean annual temperature of 50°, while on the hills of the Eifel the mean does not exceed 44°. The annual rainfall yaries in the different districts from 18 to 32 inches. Almost the whole province belongs to the basin of the Rhine, but a small district in the north-west is drained by affluents of the Meuse. Of the numerous tributaries which join the Rhine within the
province, the most important are the Nahe, the Mosel and the Abr on the left bank, and the Sieg, the Wupper, the Ruhr and the Lippe on the right. The only lake of any size is the Laacher See, the largest of the extinct crater lakes of the Eifel. Little except oats and potatoes can be raised on the high-lying plateaus in the south of the province, but on the lower ground cereal crops and fruit are grown, and tobacco, hops, flax, rape, hemp and beetroot (for sugar) are cultivated for commercial purposes. Vine-culture occupies about 30,000 acres, about half of which are in the valley of the Mosel, a third in that of the Rhine itself, and the rest mainly on the Nahe and the Ahr. The choicest varieties of Rhine wine, however, such as Johannisberger and Steinberger, are produced higher up the river, beyond the limits of the Rhine province. In the hilly districts more than half the surface is sometimes occupied by forests, and large plantations of oak are formed for the use of the bark in tanning. Considerable herds of cattle are reared on the rich pastures of the
lower Rhine, but the number of sheep is small. The wooded hills are well stocked with deer, and a stray wolf occasionally finds its way from the forests of the Ardennes into those of the Hunsrück. The salmon fishery of the Rhine is very productive, and trout abound in the mountain streams. The Rhine province is very rich in mineral resources. Besides parts of the carboniferous measures of the Saar and the Ruhr,
it also contains important deposits of coal near Aix-la-Chapelle.
Iron ore is found in abundance near Coblenz, the Bleiberg in the Eifel possesses an apparently inexhaustible supply of lead, and aac is found near Cologne and Aix-la-Chapelle. The mineral products of the district also include lignite, copper, manganese, vitriol, lime, gypsum, volcanic stones (used for millstones) and sates. By far the most important item is coal. Of the numerous mineral springs the best known are those of Aix-la-Chapelle and
Kreuznach.
The mineral resources of the Prussian Rhine province, coupled with its favourable situation and the facilities of transit afforded by its great waterway, have made it the most important manufacturing district in Germany. The industry is mainly conceatrated round two chief centres, Aix-la-Chapelle and Diisseldorf (with the valley of the Wupper), while there are naturally
few manufactures in the hilly districts of the south or the marshy fats of the north. The largest iron and steel works are at Essen, usen, Duisburg, Düsseldorf and Cologne, while cutlery and other small metallic wares are extensively made at Solingen,
cheid and Aix-la-Chapelle.
The cloth of Aix-la-Chapelle
and the silk of Crefeld form important articles of export.
The
f industries of Elberfeld-Barmen and the valley of the Wupper #ecotton-weaving, calico-printing and the manufacture of turkey
253
red and other dyes. Glass is manufactured in the Saar district and beetroot sugar near Cologne. Though the Rhineland is par excellence the country of the vine, beer is largely produced; distilleries are also numerous, and large quantities of sparkling Moselle are made at Coblenz. The imports consist mainly of raw material for working up in the factories of the district, while the principal exports are coal, fruit, wine, dyes, cloth, silk and other manufactured articles of various descriptions. The population of the Rhine province in 1925 was 7,214,533; excluding the Saar District, then under the administration of the League of Nations, and estimated to contain 571,872 inhabitants. The great bulk of the population is of Teutonic stock, and about a quarter of a million are of Flemish blood. The province contains a greater number of large towns than any other province in Prussia and more than half the population is industrial and commercial. There are universities at Bonn (founded 1786 and refounded 1818) and Cologne (refounded 1918). For purposes of
administration the province is divided into the five districts of Coblenz, Diisseldorf, Cologne, Aix-la-Chapelle and Trier. Coblenz is the official capital, though Cologne is the largest and most important town.
The province is a modern creation, formed in 1815 out of the duchies of Cleves, Berg, Gelderland and Jiilich, the ecclesiastical principalities of Trier and Cologne, the free cities of Aix-la-Chapelle and Cologne, and nearly a hundred small lordships and abbeys.
RHINOCEROS, the name for such perissodactyle mammals (see PERISSODACTYLA)
as bear one or two
median
horns
on
the bead, and for their extinct relatives. Rhinoceroses are large, massively built animals, with little intelligence and a bad temper. The horns, which are composed of modified hairs, are borne on the nose and are used as weapons. The animals are dull of sight, but their hearing and scent are very acute. They are vegetarian in diet and largely nocturnal. The skin is very thick and
tough. In the Miocene and Pliocene, rhinoceroses inhabited both eastern and western hemispheres, but they are now restricted to tropical Africa and Asia. An interesting feature is that the horn appears to have been independently evolved in several separate groups of rhinoceroses. Living forms fall into three sub-genera: (rz) With a single nasal horn and the thick skin raised into folds on the shoulders and thighs. There are two species. The Indian rhinoceros (Rhinoceros unicornis), standing 5-53ft. high at the shoulder, with a horn rift. in length, is now confined to the Assam plain. The Javan rhinoceros (R. sondaicus) is smaller and in the female the horn is often absent. It inhabits Bengal, Burma, the Malay peninsula, Java, Sumatra and Borneo. It prefers hilly forests. (2) With a large nasal and a small frontal horn and the skin not thrown into folds. The only species is the Sumatran
rhinoceros (R. [Dicerorhinus] sumatrensis) with the same range as the Javan species, except that it does not extend into Java. It reaches a height of 44ft. and inhabits hilly forests. A form
with hairy ears and skin is regarded as a local race. (3) With two horns, no skin folds and no lower incisors. This group (Diceros) is confined to Africa and comprises two species. The black rhinoceros (R. [D.] bicornis) is the smaller, weighing just
SOCIETY
GREAT INDIAN RHINOCEROS
NOCEROS UNICORNIS)
(RHI-
over a ton, with a pointed, prehensile upper lip. It inhabits Africa south of Abyssinia, though in reduced and diminishing numbers, dwelling in the wooded, watered
districts.
The white rhinoceros
(R. [D.] simus) is the largest living land mammal
except the
elephant and feeds largely on grass. It now inhabits only a reserve in Zululand and the Lado enclave on the Upper Nile. It
may stand sft. 8in. at the shoulder and measure 15ft. in length, but is very swift of foot. The flesh is said to be excellent to eat, especially in the autumn and winter. The woolly rhinoceros (R. antiquitatis), which inhabited Europe, became extinct during the glacial epoch.
254 RHINTHON
RHINTHON—RHODE
ISLAND
(c. 323-285 3.c.), Greek dramatist, son of a
they flow swiftly and are useful in supplying power for many.
potter. He was probably a native of Syracuse and afterwards settled at Tarentum. He invented the /ilarotragoedia, a burlesque of tragic subjects. He was the author of thirty-eight plays, of which only a few titles (Amphitryon, Heracles, Orestes) and lines have been preserved chiefly by the grammarians, as illustrating dialectic Tarentine forms. The metre is iambic, in which the greatest licence is allowed. The Amphitruo of Plautus, although probably imitated from a different writer (Archippus of the Middle Comedy), may be taken as a specimen of the manner
factories. The Providence river is really an arm of Narragansett bay, into which flow the waters of the Pawtuxet and the Blact. stone rivers. The latter stream at Pawtucket has a fall of abo
in which such subjects were treated. There is no doubt that the hilarotragoedia exercised considerable influence on Latin comedy,
the Rkhinthonica
(i.e. fabula) being mentioned by various au-
thorities amongst other kinds of drama known to the Romans. Scenes from these travesties are probably represented in certain vase paintings from Lower Italy, for which see H. Heydemann, “Die Phlyakendarstellungen auf bemalten Vasen,” in Jahrbuch
des archéologischen Instituts, i. (1886). Fragments in monograph by E. Volker (Leipzig, 1887); see also E. Sommerbrodt, De Phlyacographia Graecorum (Breslau, 1875); W. Christ, Geschichte der griechischen Literatur (1898).
RHIZOPODA, the name given by Dujardin (pro parie, 1838) to a group of Sarcodine Protozoa. They are distinguished by their pseudopods, simple or branched, passing by wide bases into the general surface, never fine radial nor fusing into complex networks; skeleton absent or a simple shell (“test,” “‘theca”), never (?) a calcareous shell, nor represented by a siliceous network, nor spicules. Reproduction by binary fission; by division or abstriction of buds after the body has become multi-nucleate; or by the resolution of the body into numerous uninucleate zoospores (amoebulae or flagellulae) which may conjugate as gametes; plasmodium formation unknown; encystment (in “resting cysts” or “hypnocysts’”) common. Without a knowledge of the history it is impossible to distinguish a naked Lobose from the Amoebula (pseudopodiospore) of a Myxomycete or Proteomyxan. As to the name, Dujardin included the thecate Lobosa, the Filosa, and the Reticularia or Foraminifera. For further particulars see PROTOZOA.
50 ft., and the Pawtuxet river also has a number of falls along its course. Mount Hope bay is a north-eastern arm of Narragan.
sett bay and is also the estuary of the Taunton
river. The
Sakonnet river is a long bay separating Aquidneck or Rho Island from the mainland on the east. The Pawcatuck river forms the boundary between Rhode Island and Connecticut. Climate.—Rhode Island has a more moderate climate than that of the northern sections of New England. There are mw
great extremes of either heat or cold, and a number of the towns and cities, especially Newport and Narragansett Pier, have be. come noted summer resorts.
Narragansett Pier has a mean anmal
temperature of 49°, a mean summer temperature (for June, July and August) of 68°, and a mean winter temperature (for Decem ber, January and February) of 29°. The mean annual tempera. ture at Providence is 49-8°; the mean for the summer, 709°: and for the winter, 29-3°; while the highest and lowest temperatures ever recorded are respectively 100° and —12°. The mean annual precipitation is about 50 in. Population.—The population of Rhode Island on Apmil 1, 1930 was 687,497, according to the U.S. census. The popuINHABITANTS
RHODE ISLAND, popularly known as “Little Rhody,” is a GRAPH OF GROWTH OF POPULATION IN RHODE ISLAND (1790-1925) North Atlantic State of the American Union, belonging to the WITH PERCENTAGE OF FOREIGN BORN New England group, and lying between 41° 18 and 42° 37 N. and 71° 8 and 71° 53° W. It is bounded, north and east, by lation of the State at certain of the decennial censuses was Massachusetts; south, by the Atlantic ocean; and west, by Con- as follows: 68,825 in 1790; 69,122 in 1800; 108,830 in 1840; 174,620 in 1860; 276,531 in 1880; 428,556 in 1900; 542,610 in necticut, from which it is separated in part by the Pawcatuck river. Rhode Island is the smallest State in the Union, having 1910; and 604,397 in 1920. The State enumeration in 1925 an extreme length, north and south, of 48 m., an extreme width, showed a population of 679,260; the Federal census of 19309, east and west, of 37 m. and a total area of 1,248 sq.m., of which 687,497. The increase from 1920-30 was 83.100 or 13-7%. Rhode Island was, in 1920, the most densely populated State in the 181 sq.m. are water-surface. Physical Features.—The region of which Rhode Island is Union, having 566-4 inhabitants to the square mile; in 1930 also a part was at one time worn down to a gently rolling plain near with 644-3. The percentages of urban and of rural population in sea-level, but has since been uplifted and somewhat dissected 1925 were 97-8% and 2-2% respectively; as compared’ with by stream action. As a result the topography is characterized by urban, 96:7%, and rural, 3-3% in 1910. The following are the low, rounded hills but is nowhere mountainous. Since the uplift cities of Rhode Island having a population of over 25,000 in 1930 and stream dissection a slight depression has allowed the sea and percentage increase in the 1920-30 period :— to invade the lower portions of the river valleys, forming the bays known as Narragansett bay, Providence “river,” Sakonnet To 1930 1920 | Increase į “river,” etc. Glaciation has disturbed the river systems. 1920-30 In the north-west is Durfee Hill, which attains an elevation of gos ft., and is the highest point within Rhode Island. The mean Providence . 252,981 | 237,595 6:5 elevation for the entire State is 200 feet. The coast-line, inPawtucket . 77,149 | 64,248 20°1 Woonsocket 49,376 43,496 13°5 cluding the shores of the bays and islands, is extensive; its Cranston. . : ; 42,911 20,407 459 western portion is only slightly indented, but its eastern portion East Providence (town) . 29,995 | 21,793 | 37% is deeply indented by Narragansett bay, a body of water varying Newport . . 27,612 | 30,255 | — 37 in width from 3 to 12 m., and extending inland for about 28 Central Falls 25,898 245174 7I miles. Within Narragansett bay there are the numerous islands Of the total population in 1920, 98-3% were white and 1-7% characteristic of an area which has suffered comparatively recent depression, the largest being Rhode Island (or Aquidneck), were negroes. The proportion of native whites in 1925 Was Conanicut Island and Prudence Island. Of these the most im- 71-79%, as compared with 69-6% in 1920; of foreign-born whites portant is Rhode Island, 15 m. long and 3 m. wide, which has in 1925, 26-7%, as compared with 28-7% in 1920. The Irish given the State its name. Lying about ro m. off the coast and were the largest foreign-born element until 1910. In both 1920 and 1925 the Irish were numerically inferior to the English, the south of the central part of the State is Block Island. The rivers of the State are short and of no great volume, but French-Canadian and the Italian. In 1925 the French-Canadian
RHODE numbered 35.545; the Italian, 34,671; the English, 26,885; the Irish, 19,800 and the English-Canadian, 5,303.
Government.—Rhode
ISLAND
255
tax on local property valuations, the corporate excess and fran| chise
tax, the tax on
savings
deposits,
the tax on
insurance
Island is governed under the Consti- |premiums, the tax on public service corporations, receipts from
tution of 1842, with amendments
adopted in 1854, 1864, 1886, |the United States for roads, the gasoline tax and the inheritance
1388, 1889, 1892, 1893, 1900, 1903, 1909, 1911 and 1916. Amend- | tax. The principal expenditures were for highways, parks and ments to the Constitution must be passed by both houses of the | bridges $3,976,118; penal, corrective and charitable $2,263,794; ral assembly at two consecutive sessions, and must then be | education $1,296,605; and administrative $1,163,411. On June
ratified by three-fifths of the electors of the State voting thereon. | 30, 1926, there were 38 banking institutions within the State with
Citizenship.—All native or naturalized citizens of the United | resources of $531.992,000, and deposits of $458,282,000. States residing in Rhode Island are citizens of the State. To vote Education.—The public school system of Rhode Island was a citizen must be at least 21 years of age and have resided in the | established in 1800, abolished in 1803, and re-established in State for one year and in a Rhode Island town or city at least | 1828. At the head of it is a commissioner of education, appointed six months preceding the election. annually by the State board of education, which is composed
Administration_—The
executive and administrative officers | of the governor, the lieutenant-governor and six members elected
elected by the people at elections held in November of even- | by the general assembly (two biennially) numbered years are a governor, a lieutenant-governor, a secre- | town has a school committee
tary of State, an attorney-general and a treasurer.
for six years.
Each
elected by the people and inde-
The State | pendent of the town or city council. School attendance is com-
auditor is elected by the general assembly triennially, and the | pulsory for'children between the ages of seven and 16. An act to
commissioner of education is appointed annually by the State | promote Americanization was passed in rọrọ obliging illiterate
board of education. In addition to the officers above named, | minors (16-21) to attend evening school. Rhode Island in IQI7 there are numerous commissions, boards and commissioners, such accepted the provisions of the Federal vocational act, and a part as the State board of public roads, the public utilities commission, | time trade school was opened for boys over 14 years of age at the State board of agriculture, the public welfare commission, | Providence. The total population between four and 21 years of the State board of health, the State board of education, the | age as shown by the Jan. 1926 school census was 201,955. The commissioner of labour, the factory inspectors, etc. The powers | average number attending the public schools in 1925—26 was of the governor are small. 101,132; the total expenditure for school purposes in 1924-25
Legislative Power.—The legislative power is vested in the | was $9,178,575. general assembly, which consists of a senate made up of the} The institutions of higher education supported by the State
leutenant-governor and of one senator from each of the 39 | are the Rhode Island College of Education at Providence and
cities and towns in the State, and a house of representatives of | Rhode Island State College at Kingston, a land grant college oo members, apportioned according to population, but with the | under the Morrill Acts of 1862 and subsequent acts.
There are
proviso that each town or city shall have at least one member | training-schools for teachers at Providence, Cranston,
Bristol, and none shall have more than one-fourth of the total. Members | Burrillville, Central Falls. Cumberland, East Providence, Jamesof the general assembly are elected biennially in November. | town, Pawtucket, N ewport, South Kingstown, Warren, Warwick,
Judiciary.—At the head of the judicial system is the supreme | Westerly and West Warwick.
The State also makes appropria-
court with final revisory and appellate jurisdiction. Below this | tions ($25,000 in 1926) to the Rhode Island school of design at are the superior court, the 12 district courts, the juvenile courts, | Providence.
Institutions for higher education other than those
the town councils, probate courts in the more populous towns and | supported by the State, are Brown university (g.v.) and Provi-
justices of the peace.
The five judges of the supreme
court, | dence college, both at Providence.
the eight judges of the superior court and the district judges are}
Charities and Corrections.—The ma jority of the charitable
elected by the general assembly; the supreme and superior court | and penal institutions of the State are under control of the State justices hold office until dismissed by the general assembly or | Public Welfare Commission. The institutions under the control
found guilty of official misdemeanours, and the district judges | of the commission in 1928 were the Exeter school (for feeble-
bold office for a term of three years. The judges of the district minded) in the town of Exeter; the State home and school for courts also hold the juvenile courts. Probate courts are held by| children at Providence; and a group of institutions situated upon either the town council or a judge appointed by that body. | what is known as the State farm, in the city of Cranston, includJustices of the peace are aping the State hospital for mental diseases, the State infirmary, the pointed by the governor trienState reformatory for women, the State prison and Providence wally. Each county has a sheriff county jail, the Sockanosset school for boys, and the Oaklawn elected by the general assembly | u.s.bday. school for girls. The two latter institutions are departments of for a term of three years. The the State reform school. In addition to the institutions under the
town is the unit of local gov-
Public Welfare
fmment, the county being recognized only for judicial purposes and to a certain extent in the appointment of several State administrative boards. There are
five counties and 39 towns and
Finances.—The valuation of : talable property in the several
MALE
FEMALES
aoe
32.7%
ims and cities, as returned by PERCENTAGE OF POPULATION (TEN boards
of assessors,
aS
there are four others supported
agricultural State. Chief among the reasons for this low rank are
Cries,
Of YEARS
June 15, 1926, was $1,237,174,-
Commission
wholly or in part by the State: the Rhode Island School for the Deaf at Providence, The Soldiers’ Home at Bristol, Butler Hospital (for insane) at Providence and the State Sanatorium. Agriculture.—Rhode Island, with a total crop value in 1926 estimated at $4,700,000, ranked at the bottom of the list as an
OF
AGE
AND
OVER)
EM-
PLOYED IN GAINFUL OCCUPATIONS
813. The rate of State tax in 1927 IN RHODE ISLAND (1920)
WaS aine cents on each $100, and an additional tax of three cents
for the care of State roads. For the fiscal year ending Nov. 30, 1996, receipts were $9,402,766; expenditures $10,196,648; funded $14,039,000; and sinking fund $2,978,865.
The estimated
ts and expenditures for the fiscal year 1927 were $10,232,-
#53 and $10,748,544 respectively. The chief sources of revenue order named were: automobile licences, the direct State
the smallness of the State and the sterile nature of the soil. The boulder clay or “hard pan” of which most of the surface lands are composed, form a very indifferent support for vegetation. The farm acreage declined from 443,308 ac. in 1910 to 309,013 ac. in 1925. Of this total only 76,003 ac. were classified as crop land and only 69,368 ac. produced crops for harvest in 1924. The number of farms fell from 5,292 in 1910 to 3,911 in 1925; but the average area per farm (79 ac.) decreased but slightly. Only 472, or 12-1% of the farms were cultivated by tenants. In the total value of all farm property there was a slight increase during the period 1910~25, the values being $32,990,739 and $33,446,425 respectively. The chief crop in«1926 was cultivated hay. The 45,000 ac. devoted to hay produced 58,000 tons valued at $1,450,ooo, The crop next in value was potatoes, which had a yield of
256
RHODE
450,000 bu. valued at $810,000. The only cereal crops produced on a commercial scale were Indian corn and oats. Apples were the principal orchard crop. The live stock products of Rhode Island are of greater value than the field crops. Live stock on the farms on Jan. 1, 1927, consisted of about 5,000 horses, 4,000 Swine, 2,000 sheep and 27,000 cattle. Of the latter 21,000 were kept for dairy purposes. Minerals.—Rhode Island, in mineral wealth, ranked 47th among the States of the Union. The total value of all mineral
ISLAND crease from the figures for 1923. Textiles held in 1925 the fry place among the manufactures of the State, employing over one. half the persons engaged in manufacturing. In the manufacture of worsted goods, Rhode Island was surpassed by Massachusetts
only. The State ranked fourth in the dyeing and finishing of teg.
tiles; fifth in the manufacture
of cotton goods; and sixth in the
manufacture of silk. Rhode Island has long been a leader in the manufacture of jewellery; the product of the State in 1925 was exceeded by that of New York only. The table below shows the
ro principal manufacturing industries in 1925, the number of active establishments, and wage-earners and value of products No. of
Sere:
Industry Worsted goods Cotton goods
eae a IMO
ey aera APY TAA a
eS
E
etc-
distinction, but not to the liking of Ismail. The khedive, hc ever, felt compelled to nominate Riaz minister of the inter in the frst Egyptian cabinet (Sept. 1878~April 1879). WI Ismail dismissed the cabinet and attempted to resume autocra rule, Riaz fled the country. Upon the deposition of Ismail,- Ji 1879, Riaz was sent for by the British and French controllers, a he formed the first ministry under the khedive Tewfk. 1
binary and ternary cannot develop a very strong ictus, though Holst manages in the ballet of The Perfect Fool to make some good dance-rhythms of %. But they tend to flow like speechrhythms, and they are very reluctant to change their pattern. A rhytbm of 5 falls into either 3+2 or 2+3. The famous s-time administration was overthrown by the agitation which had movement in Tschaikowsky’s Pathetic symphony is 2+ 3 and is figure-head Arabi Pasha (g.v.). On the evening of the oth in absolutely square 8-bar rhythm throughout. Again 7-time will September 1881, after the military demonstration in Abdin Squa be some form of 4 and 3, or will suggest 8 with a beat clipped. Riaz was dismissed; broken in health he went to Europe, rema Ravel, in his pianoforte trio, showed that it is possible to divide ing at Geneva until the fall of Arabi. After that event R 8 into 3-++-2++3 so inveterately that no listener can possibly hear accepted office as minister of the interior under Sherif Pas! it as 4+-4. The effect is excellent, and other versions of it are Had Riaz had his way Arabi and his associates would ha used in a much quicker tempo and with more variety by Holst been executed forthwith, and when the British insisted tt in his Fugal Overture. But we must call things by their right clemency should be extended to the leaders of the revolt Ri names and not say that a thing is complex when it clings like resigned (Dec. 1882). He took no further part in public affa grim death to its one pattern and falls into phrases of 2--2 for until 1888, when, on the dismissal of Nubar Pasha (g.v.), he w pages together. The Pantoum of Ravel’s trio blends an impish summoned to form a government. He worked in harmony wi iwith a sanctimonious ¢ very amusingly. An early piano- the British agent (Sir Evelyn Baring—afterwards Lord Crome forte sonata by Cyril Scott attempts to get away from all regu- until May r8g1. In the February following he again became prir larities. Its 13s and 3s do not always succeed in avoiding straight- minister under Abbas II., being selected as comparatively accer ening out into plain 16 == 4 > 4; and when successful are con- able both to the khedivial and British parties. In April 1894 Ri scientious rather than impulsive. The rhythms of Greek tragedy, finally resigned office on account of ill-health. Superior, probab! interpreted syllabically, are suggestive, and so are many oriental both intellectually and morally to his great rival Nubar, he lack thythms. But they are not
body-rhythms; and it may be doubted whether any great increase in variety of strong body-rhythms is imminent at present. (D. F. T.) RHYTINA, the northern sea-cow (Rkytina stelleri), a gigantic relative of the manati and dugong (gg.v.), formerly inhabited Bering and Copper islands, in the north Pacific, where it was discovered during Bering’s voyage in 1741, and described by Steller, who accompanied that expedition as a naturalist. About the year
the latter’s broad statesmanship as well as his pliability. Ria: standpoint was that of the benevolent autocrat; he believed th the Egyptians were not fitted for self-government and must | treated like children, protected from ill-treatment by others a: prevented from injuring themselves. In 1889 he was made ; honorary G.C_M.G. Riaz died on June 18, 1911.
remarkable independence of character.
Jesuit Missions in America (1921).
RIBADENEIRA,
PEDRO
A. (1527-1611), hagiologi:
was born at Toledo on Nov. 1, 1527. As a lad he repaired 1768 the species, which was the sole representative of its genus, Rome for study, and there on Sept. 18, 1540, was admitted t e exterminated. The Rhytina was the largest member of Ignatius Loyola, in his thirteenth the order Sirenia, attaining a length of nearly 2oft.; and had a Jesus, which had not yet receivedyear, as one of the Society | papal thick, bark-like skin. The jaws, which were bent downwards, were his studies at Paris (1542) in philosophy andsanction. He pursue theology. Loyola, mprovided with teeth but carried ridged horny plates. The tail 1555, sent him on a mission to Belgium; in pursuance of it was deeply forked; and the flippers were short and truncated, visited England in 1558. In 1574 he settled in Madrid, where I} lacking the terminal joints of the digits. died on Sept. ro, 1611. His most important work is the Life « n discovered, these Sirenians were numerous in the bays Loyola (1572). That Ribadeneira was, though an able, a ver of Bering island, where they browsed upon the abundant sea- credulous writer, is shown by his lives of the successors of Loyo. langle. Their extirpation is due to the Russian sailors and traders in the generalship of the Society, Lainez and Borgia; and esp Visited the island in pursuit of seals and sea otters. cially by his Flos Sanctorum (1599-1 610), a collection of saint PASHA (c. 1835-1911), Egyptian statesman, born lives, entirely superseded by the labours of the Bollandist s. 1835, was of a Circassian family, but said to be of Hebrew See his autobiography in his Bibliotheca Scriptorum Societatis Je: extraction, Ismail Pasha discovered him, and made him one of his (1602 and 1608, supplemented by P. Alegambe N. Sotwell ; Mimsters, to find, to his chagrin, that Riaz was possessed of a 1676); H. F. De Puy, An Early Account of theandEstablishm ent
When Ismails financial
Straits compelled him to agree to a commission of inquiry Riaz .RIBAUL or RIBAUT, JEAN (c. 1520-1 565), Frenc "#5 Vice-president of the commission. He filled this office with navigator, wasT born at Dieppe, about 1 520, Appointed by Admir:
RIBBON-FISHES—RIBERA
280
Coligny to take French Protestants to America, Ribault sailed on Feb. 18, 1562, with two vessels, and on May 1 landed at Florida at St. John’s river, or, as he called it, Riviére de Mai. Having settled his colonists at Port Royal harbour (now Paris island, S.C.),
and built Fort Charles for their protection, he returned to France. In 1563 he appears to have been in England and to have issued True and Last Discoverye of Florida (Hakluyt Soc., vol. vii.). In April 1564 Coligny despatched another expedition under René de Laudonniére, but meanwhile Ribault’s colony, destitute of supplies, revolted against their governor and attempted to make their way back to Europe in a boat which was happily picked up by an English vessel. In 1565 Ribault was again sent out to satisfy Coligny as to Laudonniére’s management of his new settlement, Fort Caroline, on the Riviére de Mai. While he was still there the Spaniards attacked the French ships at the mouth of the river. Ribault set out to retaliate but his vessels were wrecked
near Matanzas Inlet and he had to return to Fort Caroline by land. The Spaniards by this time had slaughtered all the colonists except a few who got off with two ships under Ribault’s son. Induced to surrender by false assurances, Ribault and his men were put to the sword in Oct. 1565. BIsLIOGRAPHY.—See E. and E. Haag, La France protestante (184659}; F. Parkman, Pioneers aj France in the New World (new ed. 1912); J. Ribaut, Tke Whole and True Discoverye of Terra Florida, a reprint of the London ed. of 1563 with notes and biography (Deland, Florida, 1927).
RIBBON-FISHES: see OARfISH and DEALFISH. RIBBONISM, the name given to an Irish secret-society movement, which began at the end of the 18th century in oppo-
sition to the Orangemen (g.v.), and which was represented by various associations under different names, organized in lodges, and recruited all over Ireland from the lowest classes of the people. The actual name of Ribbonism (from a green badge worn
by its members) became attached to the movement later, about 1826; and after it had grown to its height, about 1855, it declined in force, and was practically at an end in its old form when in 1871 the Westmeath Act declared Ribbonism illegal. (See also IRELAND: History.)
RIBBONS.
By this name are designated narrow webs, com-
monly of silk or velvet, used primarily for binding and tying in connection with dress, but also applied for innumerable useful,
ornamental, and symbolical purposes. Along with that of tapes, fringes, and other small wares, the manufacture of ribbons forms
Resende (g.v.). He took part in the historic Serdes do Paco, or
palace evening entertainments, which largely consisted of Doetical
improvisations; there he met and earned the friendship of the poets Sa de Miranda (g.v.) and Christovéo Falcio who soon became his literary comrades and the confidants of his romantic
passion for a lady who has been variously identified by literary
historians. All that is certain is that the upshot of the affair was banishment from court. Ribeiro had poured out his heart in fiye
beautiful eclogues, the earliest in Portuguese, written in the popular octosyllabic verse. He is said to have gone to Italy, and
possibly was there when he wrote his moving knightly and pastoral
romance Menina e Moça, in which he related the story of his passion, personifying himself under the anagram of “Bimnarder,” and the lady under that of “Aonia.” When he returned home in 1524, the new king, John III., restored him to his former post,
But his mind was already unhinged by trouble. About 1534 a long illness supervened, then melancholia. In 1549 the king gave him a pension; in 1552 he died insane in All Saints hospital in Lisbon. The Menina e Moça was not printed until after Ribeiro’s death (Ferrara, 1554.) It is divided into two parts, the first of which is certainly the work of Ribeiro (ed. Dr. José Pessanha, Oporto, 1891), while as to the second opinion is divided.
See Visconde Sanches de Baena, Bernardim Ribeiro
Theophilo Braga, Bernardim Ribeiro e o Bucolismo A. F. G. Bell, Portuguese Literature (1922).
RIBERA, GIUSEPPE
(1895); Dr.
(Oporto, 1897) ;
(1588-1652), called Lo SpAGNOLETTO
or “little Spaniard,” a leading painter of the Spanish and partly Neapolitan school. He was born at Jatiba near Valencia in Spain on Jan. 12, 1588. He studied painting under Francisco Ribalta (c. 1551-1628), the Spanish Caravaggio, whose “tenebroso technique” with marked contrast of light and shade, he acquired. He then proceeded to Italy. In Rome he studied Raphael’s frescoes
in the Vatican; in Parma Correggio’s works; he probably also visited Padua and Venice. Eventually he settled at Naples, where he married Catarina Azzolino, the daughter of a painter, in 1616. His work attracted the attention of the Spanish viceroy, the duke
of Ossuna, who favoured him, and whose patronage was continued
by his successors, among whom was Count Monterey. For this nobleman he painted the wonderful “Conception” (1635) in the Augustine monastery of Salamanca. After 1637 he was employed
on important work in the Carthusian church of S. Martino at Naples. Commissions flowed in upon Ribera. In 1626 he was
a special department of the textile industries. RIBEAUVILLE (Rappoltsweiler), a town of France, in the
elected a member of the Academy of St. Luke in Rome; he was
department of Haut-Rhin. Pop. (1926) 4,031. It lies at the entrance of the valley of the Strengbach, under the Vosges mountains, 33 m, S.W, of Strasbourg on the railway to Basle. It is in part surrounded by ancient walls, and has many mediaeval houses and two fine Gothic churches, of St. Gregory and St. Augustine. The Carolabad, a saline spring with a temperature
Naples. His influence was felt throughout Italy and Spain, and the popularity of the painters known as the Tenebrosi and naturalists depended as much on the example of Ribera as on that of
of 64°, made Ribeauvillé a watering-place.
Rappoltsweiler, known in the 8th century as Rathaldovilare, passed from the bishops of Basel to the lords of Rappoltstein, famous nobles of Alsace. The lord of Rappoltstein was the protector of wandering minstrels. When the family became extinct in 1673 this office of king of the pipers (Pfeiferkdnig) passed to the counts palatine of Zweibriicken-Birkenfeld. The minstrels had a pilgrimage chapel near Rappoltsweiler, dedicated to their patron saint, Maria von Dusenbach, and here they held an annual feast on Sept. 8. Near the town are the ruins of three famous castles, Ulrichsburg, Girsberg and Hohrappoltstein.
RIBEIRA, 2 town of north-western Spain, in the province
of Corunna, on the extreme south-west of the peninsula formed between the Ria of Muros and Noya and Arosa bay. Pop. (1920) 15,834. Ribeira is in a hilly country, abounding in wheat, wine, fruit, fish and game. Its port is Santa Eugenia de Ribeira.
RIBEIRO, BERNARDIM
(1482-1552), the father of bu-
colic prose and verse in Portugal, was a native of Torro in the Alemtejo. He studied at the University of Lisbon, was introduced by one of his relatives to the court of King Manoel, and became secretary to King John ITI. in 1524. Ribeiro’s early verses are to be found in the Cancioneiro Geral of Garcia de
decorated by the pope with the insignia of the order of “the Abito di Cristo” in 1644. Velasquez is said to have visited him at
Caravaggio.
Luca Giordano was his most distinguished pupil.
The close of Ribera’s career was shadowed by his grief over the abduction of his second daughter by Don Juan of Austria. Ribera was one of the most able naturalist painters, but he was also a poet. His drawing was precise and also powerful; his figures are true in form but also full of feeling, especially those of old men. In his earlier style, founded on Ribalta (some say on Caravaggio), he displays an excessive love of strong shadows. His later work was more luminous and of a rich golden tone. Pacheco rightly called him one of the. great colourists of Spain. Ribera’s religious pictures are free from sentimentality and essentially Roman Catholic in spirit. Owing to his realistic rendering of scenes of martyrdom of Christian saints it has been said that he delighted in subjects of horror. Thus to quote Byron: “Spag-
noletto tainted his brush with all the blood of all the sainted” (Don Juan, XIV. 71). Among Ribera’s principal works we may mention: “The Martyrdom of St. Bartholomew” (1630) in the
Prado; “The Pietà” (1637) in S. Martino, Naples; “St. Agnes” (1641) in the Dresden gallery; “The Descent from the Cross” (1644) in the Neapolitan Certosa: “St. Januarius emerging from
the Furnace” (1646) in the cathedral, Naples; and “The Adora-
tion of the Shepherds” (1650) in the Louvre. He also painted
mythological subjects such as “The Silenus” (1626) in the gallery of Naples and “Venus and Adonis” (1637) in the Galleria Nazion-
RIBOT—RICARDO ale, Rome. He was the author of several fine male portraits such
as “The Musician” from the Stroganoff collection now in the
museum of Toronto, Canada.
less than so of his paintings.
The Prado, Madrid, contains no
As an etcher he belonged to the Italian school, and his plates all date from a late period (1621-48). They are masterpieces in direct drawing especially “the Drunken Silenus with Satyrs” (1628) and “Don
Juan on Horseback”
(1648).
Bartsch enu-
merates 18 plates, of which three are studies of features.
e C. Bermudez, Diccionario Historico; Dominici, Vite de’ Pittori
(Naples 1840- 46); A. L. Mayer, Ribera (Leipzig, 1923).
RIBOT, ALEXANDRE FELIX JOSEPH (1842-1923), French statesman, was born at St. Omer on Feb. 7, 1842. After a brilliant career at the University of Paris, he rapidly made his mark at the bar. He was secretary of the conference of advocates and one of the founders of the Société de législation comparée.
After entering the Chamber of Deputies in 1878 he devoted himself especially to financial questions, and in 1882 was reporter of the budget. He became one of the most prominent republican opponents of the Radical party, distinguishing himself by his attacks on the short-lived Gambetta ministry. He refused to vote the credits demanded by the Ferry cabinet for the Tong-
king expedition, and shared with M. Clémenceau in the overthrow
of the ministry in 1885. At the general election of that year he was defeated, but re-entered the chamber in 1887. After 1889 he sat for St. Omer. His fear of the Boulangist movement con-
yerted him to the policy of “Republican Concentration,” and he entered office in 1890 as foreign minister in the Freycinet cabinet. He gave a fresh direction to French policy by the understanding with Russia, declared to the world by the visit of the French fleet to Cronstadt in 1891, and subsequently ripened into a formal treaty of alliance. He retained his post in the Loubet ministry
(Feb-Nov. 1892), and on its defeat became himself president
of the council, retaining the direction of foreign affairs. The nt resigned in March 1893 on the refusal of the chamber
to accept the Senate’s amendments to the budget. On the election of Félix Faure as president of the Republic in Jan. 1895, Ribot
again became premier and minister of finance. On June Io he
made the official announcement of a definite alliance with Russia. On Oct. 30 the ministry fell. After the fall of the Méline ministry
in 1898 Ribot tried in vain to form a cabinet of “conciliation.”
The policy of the Waldeck-Rousseau ministry on the religious teaching congregations broke up the Republican party, and Ribot was among the seceders; but at the general election of 1902, though he himself secured re-election, his policy suffered a severe theck. He actively opposed the policy of the Combes ministry and denounced the alliance with Jaurès, and on Jan. 13, 1905, he was one of the leaders of the opposition which brought about the fall of the cabinet. Nevertheless, he now announced his willingness to recognize a new régime to replace the Concordat, and gave the government his support in the establishment of the Associaions cultuelles, while he secured some mitigation of the severities attending the separation. In June 1914 M. Poincaré summoned Ribot to form a cabinet. He succeeded in doing so but his Government did not survive the frst ministerial declaration. He returned to office in Aug. 1914 as minister of finance in M. Viviani’s reconstituted ministry of national defence. He held the same office in the ministry formed
by M. Briand on Oct. 29, 1915, and again in the reduced cabinet efDec. 1916. In March 1917 he succeeded M. Briand as prime minister and minister of foreign affairs. He gave way in Sept. ofthe same year to M. Painlevé, in whose Government he retained the ministry of foreign affairs, which he resigned in the following month. M. Ribot was a member of the Académie Franaise and of the Académie des Sciences Politiques et Morales. He
died in Paris Jan. 13, 1923. See M. Laurent, Nos gouvernements de guerre (1920). RIBOT, THEODULE ARMAND (1839-1916), French peychologist, was born at Guingamp oti Dec. 18, 1839, and died
281
his most important and best known book. Following the experimental and synthetic methods, he collected instances of inherited peculiarities; he pays particular attention to the physical element of mental life, ignoring all spiritual or non-material factors in man. Of his works the following have been translated into English:— English Psychology (1873); Heredity: a Psychological Study of its Phenomena, Laws, Causes, and Consequences (1875); Diseases of Memory: An Essay in the Positive Psychology (1882); Diseases of the Will (1884); German Psychology of to-day, tr. J. M. Baldwin (1886) ; The Psychology of Attention (Chicago, 1890); Diseases of Personality (Chicago, 1895) ; The Psychology of the Emotions (1897) ;
The Evolution of General Ideas, tr.F. A. Welby
(Chicago, 1899);
Essay on the Creative Imagination, tr. A. H. N. Baron (1906).
RICARDO, DAVID
(1772-1823), English economist, was
born in London on April 19, 1772, of Jewish origin. His father, who was of Dutch birth, was a successful member of the Stock Exchange. In 1786 Ricardo entered his father’s office, where he showed much aptitude for business, but in consequence of his adoption of the Christian faith about 1793, when he married Miss Wilkinson, he was separated from his family and thrown on his own resources. He continued a member of the Stock Exchange and by 1797 was sufficiently wealthy to be able to turn to scientific pursuits; but, having read Adam Smith’s great work, he
threw himself into the study of political economy. His publication of a tract on The High Price of Bullion, a Proof of the Depreciation of Bank Notes, in 1809, gave a fresh stimulus to the controversy respecting the resumption of cash payments, and indirectly led to the appointment of a committee of the House of Commons, commonly known as the Bullion Committee, to consider the question. The repert of the committee confirmed Ricardo’s views, and recommended the repeal of the Bank Restriction Act, but the House of Commons declared that paper had undergone no depreciation. In 1811 he met James Mill, who, while influencing Ricardo politically, was under obligations to him in the economic field. Mill said, in 1823, that he himself and J. R. M’Culloch were:Ricardo’s only genuine disciples. In 1815, when the Corn Laws were under discussion, Ricardo published his Essay on the Influence of a Low Price of Corn on the Profits of Stock, directed against a tract by Malthus entitled Grounds of an Opinion on the Policy of Restraining the Free
Importation of Foreign Corn. His arguments were based on the
theory of rent, which, as Ricardo admitted, had been clearly enunciated by Malthus in his Inquiry into the Nature and Progress of Rent, and which had earlier been stated by Anderson. In this essay are set forth the essential propositions of the Ricardian system, such as, that an increase of wages does not raise prices; that profits can be raised only by a fall in wages and diminished only by a rise in wages; and that profits, in the whole progress | of society, are determined by the cost of the production of the food which is raised at the greatest expense. These ideas were afterwards incorporated in the Principles of Political Economy. In the field of the theory of banking and currency some of ` Ricardo’s best work appears. His main ideas are expressed in three pamphlets: (1) The High Price of Bullion (1810), in which he discusses the available means of testing the value of paper money, and the power of the Bank of England to regulate thé supply. (2) Proposals for an Economical and Secure Currency (1816), in which he elucidates the quantity theory, and pronounces in favour of a mono-metallic standard. (3) A Plea for a National Bank (1824), which was, in fact, an indictment of the methods of the existing bank, particularly in connection with its issue of paper money.
Ricardo’s chief work, Principles of Political Economy and Taxation, appeared in 1817. The fundamental doctrine of this work
is that, on the hypothesis of free competition, exchange value is determined by the labour expended in production. Ricardo’s theory of distribution has been briefly enunciated as follows: “(r)
The demand for food determines the margin of cultivation; (2) this margin determines rent; (3) the amount necessary to maintain the labourer determines wages; (4) the differerice between m Dec. 9, t916. In 1888 he became professor of psychology at the amount produced by a given quantity of labour at the margin the Collège de France. His thesis for his doctor’s degree, repub- and the wages of that labour determines profit.” These theorems In 1882, Hérédité: étude psychologique (sth ed., 1889), is
require much modification to adapt them to real life. His theory
282
RICASOLI— RICCI
of foreign trade has been embodied in the two propositions: “(1) International values are not determined in the same way as domestic values; (2) the medium of exchange is distributed so as to bring trade to the condition it would be in if it were con-
ducted by barter.” A considerable portion of the work is devoted to a study of taxation, which requires to be considered as a part of the problem of distribution. A tax is not always paid by those on whom it is imposed; it is therefore necessary to determine the ultimate, as distinguished from the immediate, incidence of every form of taxation. Smith had already dealt with this question. Ricardo, in developing and criticising his results, arrives at the conclusion that a tax on raw produce falls on the consumer, but will also diminish profits; a tax on rents falls on the landlord; taxes on houses will be divided between the occupier and the ground landlord; taxes on profits will be paid by the consumer, and taxes on wages by the capitalist. Having retired from business and become a landed proprietor, Ricardo entered parliament as member for Portarlington in 1819.
He contributed to bringing about the change of opinion on the question of free trade which led to the legislation of Sir Robert Peel on that subject, and made some valuable speeches on economic questions. In 1820 he contributed to the supplement of the Encyclopedia Britannica (6th ed.) an “Essay on the Funding system.” In this besides giving an historical account (founded on Dr. Robert Hamilton’s valuable work On the National Debt, 1813, 3rd ed., 1818) of the several successive forms of the sinking fund, he urges that nations should defray their expenses, whether ordinary or extraordinary, at the time when they are incurred, instead of providing for them by loans.
Ricardo died on Sept. rr, 1823, at his seat (Gatcomb Park) in Gloucestershire, from a cerebral affection.
James Mill, who
was intimately acquainted with him, says (in a letter to Napier of November 1818) that he knew not a better man, and on the occasion of his death published a highly eulogistic notice of him in the Morning Chronicle. A lectureship on political economy, to exist for ten years, was founded in commemoration of him, M’Culloch being chosen to fill it. In forming a general judgment respecting Ricardo, we must have in view not so much the minor writings as the Principles, in which his economic system is expounded as a whole. By a study of this work we are led to the conclusion that he was an economist rather than a social philosopher like Adam Smith or
e
John Mill, for there is no evidence of his having had any but the narrowest views of the great social problems. He shows no trace of that sympathy with the working classes which is apparent in the Wealth of Nations; and he regards the labourer as merely an instrument in the hands of the capitalist. Ricardo’s main con-
tributions to economics relate to foreign trade, money, and paper issues and rent. He was responsible for the doctrine of comparative costs, as applied to foreign trade, a clear statement of ` the quantity theory, and a rather involved discussion of the nature of rent. His work suffers from ambiguity of expression, which has led to erroneous interpretations by his successors. The criticisms to which Ricardo’s general economic scheme is open do not hold with respect to his treatment of the subjects of currency and banking. These form precisely that branch of economics where the operation of purely mercantile principles is most immediate and invariable. They were, besides, the departments of the study to which Ricardo’s early training and practical habits led him to give special attention; and they have a lasting value independent of his systematic construction.
Besteuerung
übersetzt und erläutert
(1837), also J. H. Hollander
David Ricardo (1910) and A. Graziani, Ricardo e J. S. Mill (1921). RICASOLI, BETTINO, Baron (1809-80), (ré-kak’sé-li), Italian statesman, born at Broglio March 19, 1809. In 1847 he founded the journal Ze Patria, and sent to the grand duke of Tus. cany a memorial suggesting remedies for the difficulties of the state. In 1848 he was for a short time gonfaloniere of Florence As Tuscan minister of the interior in 1859 he promoted the union of Tuscany with Piedmont. Elected Italian deputy in 1861, he succeeded Cavour in the premiership. As premier he admitted the Garibaldian volunteers to the regular army, revoked the decree of exile against Mazzini, and attempted reconciliation with the Vatican; but his efforts were rendered ineffectual by the non
possumus of the pope. He found himself obliged in 1862 to resign office, but returned to power in 1866. On this occasion he refused Napoleon III.’s offer to cede Venetia to Italy, on condition that Italy should abandon the Prussian alliance, and also refused the Prussian decoration of the Black Eagle because Lamarmora, author of the alliance, was not to receive it. After the French troops left Rome in 1866 he attempted to conciliate
the Vatican with a convention, in virtue of which Italy would have restored to the Church the property of the suppressed religious orders in return for the gradual payment of £24,000,000, He conceded the exequatur to 45 bishops inimical to the Italian régime. The Vatican accepted his proposal, but the Italian Chamber proved refractory, and, though dissolved by Ricasoli, returned more hostile than before. Without waiting for a vote, Ricasoli resigned office. He died at Broglio on Oct. 23, 1880. His private life and public career were marked by a rigid austerity which earned him the name of the “iron baron.” See Tabarrini and Gotti, Lettere e documenti del barone Bettino Ricasoli, xo vols. (Florence, 1886—94); Passerini, Genealogia e storia C jens Ricasoli (1861) ; Gotti, Vita del barone Bettino Ricasoli
1894).
RICCATI, JACOPO FRANCESCO, Count (1676-1754), Italian mathematician, was born at Venice on May 28, 1676, and died at Treviso on April 15, 1754. He studied at the University of Padua, where he graduated in 1696. His authority on all questions of practical science was referred to by the senate of Venice. He corresponded with many of the European savants of his day, and contributed largely to the Acta Eruditorum of Leipzig. He was offered the presidency of the academy of science of St. Petersburg (Leningrad), but he declined, preferring the leisure and independence of life in Italy. Riccati’s name is best known in connection with his problem called Riccati’s equation, published in the Acta Eruditorum, Sept. 1724. A very complete account of this equation and its various transformations was given by J. W. L. Glaisher in the Phil. Trans. (1881). His works were collected and published by his sons (1758, 4 vok.).
RICCI, MATTEO
(1552-1610), Italian missionary to China,
was born of a noble family at Macerata in the March of Ancona on Oct. 7, 1552. After some education at a Jesuit college in his native town he went to study law at Rome, where in 1571, m opposition to his father’s wishes, he joinéd the Society of Jesus. In 1577 Ricci and other students offered themselves for the
East Indian missions. Ricci, without visiting his family to take
leave, proceeded to Portugal. His comrades were Rudolfo Acquaviva, Nicolas Spinola, Francesco Pasio and Michele Ruggieri,
all afterwards, like Ricci himself, famous in the Jesuit annals.
They arrived at Goa in Sept. 1578. After four years spent m India, Ricci was summoned to the task of opening China to Ricardo’s collected works were published, with a notice of his life evangelization.
Several fruitless attempts had been made by Xavier, and since his death, to introduce the Church into China, but it was not till the arrival at Macao of Alessandro Valignani on a visita(ed. J. H. Hollander, 1895); Letters to H. Trower and Others (ed. tion in 1582 that work in China was really taken up. For this J. Bonar and J. H. Hollander, 1899) ; Notes on Malthus’ Principles of object he had obtained the services first of M. Ruggieri and then Political Economy (ed. J. H. Hollander and T. E. Gregory, 1928). of Ricci. After various disappointments they found access to A. HBrench translation of the Principles by F. S. Constancio, wıth Chow-king-fu on the Si-Kiang or West River of Canton, where notes by J. B. Say, appeared in 1818; the whole works, trans. F. S. the viceroy of the two provinces of Kwangtung and Kwangst Constancio and A. Fonteyraud, form vol. xiii, (1847) of the Collection and ‘writings, by J. R. M’Culloch in 1846. The Principles. were edited, with an introduction, bibliography, and notes, by G..C. K. Gonner (r891), who also edited the Economic Notes (1923). See also Letters to T. R. Malthus (ed. J. Bonar, 1887); Letters to J. R. M’Culloch
des principauaz economistes, with important notes. See also E.'Baumstark, David Ricardo’s Grundgesetze der Volkswirthschaft und die
then had his residence, and by his favour were able to establish
themselves there for some years.
Their proceedings were very
RICCOBONI—RICE
283
cautious and tentative; they excited the curiosity and interest | Letires in the names of Adelaide de Dammartin (comtesse de of even the more intelligent Chinese by their clocks, their globes Sancerre) (2 vols., 1766), Elizabeth Sophie de Vallière (2 vols., and maps, their books of European engravings, and by Ricci’s 1772), and Milord Rivers (2 vols., 1776) were among her works. knowledge of mathematics, dialling and the projection of maps. Deprived by the Revolution of her small pension from the crown, Eventually troubles at Chow-king compelled them to seek a new she died on Dec. 6, 1792, in great indigence.
home; and in 1589, with the viceroy’s sanction, they migrated to
See Julia Kavanagh, French Women of Letters (2 vols., 1862), where an account of her novels is given; J. Fleury, Marivaux et le marivaudage (1881) ; J. M. Quérard, La France littéraire (vol. vii., 1835); and notices by La Harpe, Grimm and Diderot prefixed to her Oeuvres (9 vols., 1826); E. A. Crosby, Une Romanciére oubliée, Mme. Riccoboni (1926).
With the sanction of the visitor it was ordered that in future the missionaries should adopt the costumes of Chinese literates, and,
thropist, founder of the “Irish Christian Brothers,” was born at Westcourt, near Callan, Kilkenny, on June 1, 1762. He abandoned his provision merchant business to devote himself to education and in 1808 he and nine others, meeting at Waterford, took religious vows from their bishop, assumed a “habit” and adopted an additional Christian name, by which, as by the collective title “Christian Brothers,” they were thenceforth known. Schools were established in Cork (1811), Dublin (1812), and Thurles and Limerick (1817). In 1820 Pope Pius VII. issued a brief sanctioning the order of “Religious Brothers of the Christian Schools (IreJand),” the members of which were to be bound by vows of obedience, chastity, poverty and perseverance, and to give themselves to the free instruction, religious and literary, of male children, especially the poor. Rice held the office of superior general of the order from 1822 to 1838. He died on Aug. 29, 1844.
Chang-chow in the northern part of Kwangtung, not far from the well-known Meiling Pass. During his stay here Ricci was convinced that a mistake had been made in adopting a dress resembling that of the bonzes, a dass who were the objects either of superstition or of contempt. in fact, they before long adopted Chinese manners altogether. Chang-chow, as a station, did not prove a happy selection, but
it was not till 1595 that an opportunity occurred of travelling northward. For some time Ricci’s residence was at Nan-changfu, the capital of Kiang-si; but in 1598 he was able to proceed under favourable conditions to Nanking, and thence for the first time to Peking, which had all along been the goal of his missionary
ambition. But circumstances were not then propitious, and the
patty had to return to Nanking.
The fame of the presents
which they carried had, however, reached the court, and the Jesuits were summoned north again, and on Jan. 24, 1601, they entered the capital. Wan-li, the emperor of the Ming dynasty, in those days lived in seclusion, and saw no one but his women and the
RICE, EDMUND
IGNATIUS
(1762-1844), Irish philan-
emuchs. But the missionaries were summoned to the palace; RICE, JAMES (1843-1882), English novelist, was born at their presents were immensely admired, and the emperor had the Northampton on Sept. 26, 1843. Educated at Queens’ college, curiosity to send for portraits of the fathers themselves. Cambridge, where he graduated in law in 1867, he was called to They obtained a settlement, with an allowance for subsistence, the bar at Lincoln’s Inn in 1871. In the meantime (1868) he in Peking, and from this time to the end of his life Ricci’s esti- had bought Once a Week, which proved a losing venture for him, mation among the Chinese was constantly increasing, as was at but which brought him into touch with Walter Besant, a conthe same time the amount of his labours. Visitors thronged the tributor. (See Besant’s preface to the Library Edition [1887] of mission house incessantly; and inquiries came to him from all Ready-money Mortiboy.) There ensued a close friendship and paris of the empire respecting the doctrines which he taught, or a literary partnership between the two men which lasted ten the numerous Chinese publications which he issued. As head years until Rice’s death. The first of their joint works was Readyof the mission, which now had four stations in China, he also money Mortiboy (1872), dramatized by them later and unsuccessdevoted much time to answering the letters of the priests under fully produced at the Court theatre in 1874. In rapid succession hm, a matter on which he spared no pains or detail. In May followed My Little Girl (1873); With Harp and Crown (1874); 1610 be broke down, and after an illness of eight days died on This Son of Vulcan (1876); The Golden Butterfly (1876): The the 11th of that month. Monks of Thelema (1878) and others. (See Besant, Sr WALRiccis work was the foundation of the subsequent success at- TER.) James Rice died at Redhill on April 26, 1882. tamed by the Roman Catholic Church in China. When the misRICE, a well-known cereal, botanical name Oryza sativa. Acsionaries of other Roman Catholic orders made their way into cording to Roxburgh, the Indian botanist, the cultivated rice with China, twenty years later, they found great fault with the manner all its numerous varieties has originated from a wild plant, called in which certain Chinese practices had been dealt with by the Jesuits. The controversy burned for considerably more than a in India Newaree or Nivara, which is indigenous on the borders century with great fierceness. (For a list of the controversial of lakes in the Circars and elswhere in India, and is also native in tropical Australia. The rice plant is an annual grass with long works see Cordier, Bibliographie de la Chine.) _ Probably no European name of past centuries is so well known linear glabrous leaves, each provided with a long sharply pointed m China as that of Li-ma-teu, the form in which the name of ligule. The spikelets are borne on a compound or branched spike, Ricci (Ri-cci Mat-teo) was adapted to Chinese usage, and by erect at first but afterwards bent downwards. Each spikelet conhe appears in Chinese records. The works which he com- tains a solitary flower with two outer small barren glumes, above which is a large, tough, compressed, often awned, flowering glume, posed In Chinese are numerous; a list of them (apparently by ao means complete, however) will be found in Kircher’s China which partly encloses the somewhat similar pale. Within these
Wusirata, and also in Abel Rémusat’s Nouveaux Mélanges Asia-
agues (ii. 213-15).
The chief facts of Ricci’s career are derived from the account
rougnt home by P. Nicolas Trigault, De Expeditione Christiana apud Sinas Suscepta ab Soc. J esu, extracted from Ricci’s commentaries and
ed at Augsburg and at Lyons.
(H. Y.; X.)
are six stamens, a hairy ovary surmounted by two feathery styles which ripens into the fruit (grain), and which is invested by the husk formed by the persistent glume and pale. The cultivated
varieties are extremely numerous, some kinds being adapted for marshy land, others for growth on the hillsides. Carleton gives the following provisional arrangement of wild and cultivated
rices:—(1) Oryza granulata (wild rice), (2) Oryza officinalis (wild RICCOBONI, MARIE JEANNE (1714-1792), née rice), (3) Oryza sativa (cultivated rice), (a) utilissima, (i.) comboras de Mézières, was born at Paris in 1714. She married Lain (large kernelled rice), (ii.) minuta (small kernelled rice), 1735 Antoine Francois Riccoboni, a comedian and dramatist, munes (b) glutinosa (glutinous rice). Whom she soon separated.
did not succeed on the stage.
She herself was an actress, but
Her works are examples of the
novel of. “Sensibility,” and the nearest English parallel to her
Work is to be found in the work of Henry Mackenzie
(g.v.).
es demistress Fanny Butler (1757); the remarkable Histoire marquis de Cressy (1758); Milady Juliette Catesby (17591780), like her other books, in letter form; Ernestine (1798), wich La Harpe thought her masterpiece; and three series of
See G. Watt, Dictionary of the Economic Products of India (1908) ; C. B. Carleton, The Small Grains (1916) ; W.. W:‘Robbins,)Tke Botany of Crop Plants (1924). j D B.) 'Y
World Trade in Rice.—The
F
©
$
.
rice plant:is. grown in many
lands, but most successfully in hot countries with plenty of water obtainable. By far the greater part of the enormous crop is grown in the plains, with the roots standing in. water; there is, however, so-called hill rice, which is sown broadcast; on ordinary arable'land,
284
RICE
BIRD—RICH
and never irrigated.
with the ration and, strange to say, parboiled rice is innoxioy, World Crops (Tons of clean rice)
Average I909 tO 1913 27,500,000 5,600,000 I,100,000 500,000 3,300,000 2,500,000 1,700,000 500,000 2,200,000 44,900,000
1926 34,000,000 6,200,000 2,700,000 700,000 3,700,000 3,200,000 2,800,000 1,200,000 2,900,000 57,400,000
British India . Japan Korea Formosa Indo-China . s Dutch East Indies Siam ; f Philippine Islands Other Countries *World Total
*China not included, crop estimated at about 30,000,000 tons.
Exports in the year 1926 were 6,300,000 tons, of which 2,360,000 were furnished by British India, 1,200,000 by Indo-China and 1,100,000 by Korea and Formosa. China imported 1,050,000, Dutch East Indies 600,000, Japan 340,000 and Ceylon 470,000 tons, the rest being shared round amongst many countries. The United Kingdom imported 72,000 tons of cleaned and 46,000 tons of broken rice. British India supplied 43,000, Spain 25,000 and
The rice is parboiled before the skin is removed, then it is dried in the sun. It appears that the process fixes the vitamin of the cuticle in the rice berry. Rice milling is almost a lost industry in Great Britain, only three mills now being at work. Continental and Eastern millers haye captured the trade, by reason of their lower working costs. Speci machines are used for husking, for milling or whitening (removing the cuticle by attrition), grading, polishing and facing. Such term; as husking, whitening and grading are almost self-explanatory, by it may be useful to mention that grading is necessary to remove the rough broken rice, which is then further graded as to siz and finally put on the market as “broken rice,” of which there ar several classes. Facing and glazing give the rice an attractiye appearance and have no other value, except that the facing may protect the surface and save the rice from deterioration. Oiled rice is obtained by running the white rice through a special mixing machine with the bran containing the oily germ. The rice bran which contains small broken grains, is used as cattle food and js in much request for the manufacture of special feeding cakes. The broken rice is used for brewing and distilling, for the many facture of starch and to a small extent for the manufacture of rice flour. (G. J. S. B.)
RICE BIRD: see BOBOLINK. RICE PAPER. The substance which has received this name
in Europe, through the mistaken notion that it is made from rice. consists of the pith of a small tree, Aralia papyrifera, which grows in the swampy forests of Formosa. The cylindrical core of pith is rolled on a hard flat surface against a knife, by which it is cut into thin sheets of a fine ivory-like texture. Dyed in various colours, rice paper is extensively used for the preparation of artificial flowers, while the white sheets are employed by native
artists for water-colour drawings. : RICH, BARNABE (c. 1540-1617), English author and
soldier, was a distant relative of Lord Chancellor Rich. He fought in the Low Countries, rising to the rank of captain, and afterwards served in Ireland. He shared in the colonization of Ulster, and spent the latter part of his life near Dublin. In the intervals of his campaigns he produced many pamphlets on political questions and romances. He died on Nov. 10, 1617. His best-known work is Rzche his Farewell to Militarie Profession conteining verie Pleasaunt discourses fit for a peaceable tyme (1581). Of the eight stories contained in it, five, he says, “are forged only for delight, neither credible to be believed, nor hurtful to be perused.” The rest are translations from the Italian. Among his euphuistic tales are The Strange and Wonderful Adventures of Don Simonides (1581), with its sequel (1584); and The Adventures of Brusanus, prince of Hungaria (1592). His authenticated works number 24, and includes works on Ireland. See “Introduction” to the Shakespeare Society’s reprint of Riche his Farewell (1846); P. Cunningham’s “Introduction” to Rich’s Honesty of this Age (reprinted for the Percy Society, 1844) ; and the life by S. Lee in the Dict. Nat. Biog.
RICH, JOHN
(1692-1761), English actor, the “father of
English pantomime,” was the son of Christopher Rich (d. 1714), the manager of Drury Lane, with whose quarrels and tyrannies Colley Cibber’s Apology is much occupied. John Rich opened the new theatre in Lincoln’s Inn Fields left unfinished by his BY COURTESY
RICE
OF THE
(ORYZA
BRITISH
MUSEUM
SATIVA),
(NATURAL
SHOWING
HISTORY)
GENERAL
HABIT
A. Single flower with part removed to show branched B. Single stamen (Both A and B are enlarged)
OF
GROWTH
stigma and 6 stamens
the United States 7,000 tons, the remainder coming in smaller lots from many countries. Preparation of Rice.—All parts of the rice plant are useful; even the husk is valuable as fuel for the mills. Rice is good food, but it cannot be said to be very popular with Western people and
there is no record of any civilized community discarding other céreals and making rice its main food. A diet limited to polished
ricé renders Eastern people very liable to a disease known as beri-beri, But this disease can be avoided by mixing some pulse
father, and here, in 1716, under the stage name of Lun, he first appeared as Harlequin in a piece which developed into an annual pantomime. Rich was less happy in his management of Covent Garden, which he opened in 1733, until Garrick’s arrival (1746), when a most prosperous season ensued, followed by a bad one when Garrick went to Drury Lane. During Rich’s management occurred the rival performances of Romeo and Juliet—Batry
and Mrs. Cibber at Covent Garden, and Garrick and Miss Bellamy at Drury Lane—and the competition between the two rival actors in King Lear. Rich died on Nov. 25, 1761. Garrick has described his acting in pantomime: When Lun appeared, with matchless art and whim, He gave the power of speech to every limb: Tho’ masked and mute, conveyed his quick intent,
And told in frolic gesture what he meant.
RICH—RICHARD
I.
285
RICH, PENELOPE, Lavy (c. 1562-1607), the Stella of Sir | new country, with the advantages offered to colonists. The only Philip Sidney's Astrophel and Stella, was the daughter of Walter Devereux, 1st Earl of Essex. She was a child of fourteen when Sir Philip Sidney accompanied the queen on a visit to Lady Essex in 1576, on her way from Kenilworth, and must have been
known copy of this tract, dated 1610, is in the Huth Library.
A
reprint edited by J. O. Halliweil-Phillips appeared in 1865.
RICHARD, ST., of Wyche (c¢, 1197-1253), English saint and
frequently thrown into the society-of Sidney, in consequence of
bishop, was named after his birthplace, Droitwich in Worcestershire. Educated at Oxford, he soon began to teach in the univer-
Sept. 1576. He had sent a message to Philip Sidney from his death-bed expressing his desire that he should marry his daughter, and later his secretary wrote to the young man’s father, Sir Henry Sidney, in words which seem to point to the existence of a
in Paris and in Bologna. About 1235 he became chancellor of the diocese of Canterbury under Archbishop Edmund Rich, and he was with the archbishop during his exile in France. Having returned to England some time after Edmund’s death in 1240
definite understanding. But her relative and guardian, Henry Hastings, earl of Huntingdon, secured Burghley’s assent in March
he became vicar of Deal and chancellor of Canterbury for the
the many ties between the two families. Essex died at Dublin in sity, of which he became chancellor, probably after he had studied
1581 for her marriage with Robert Rich, 3rd Baron Rich. Penelope is said to have protested ‘in vain against the alliance with Rich, who is represented as a rough and overbearing husband. The evidence against him is, however, chiefly derived from sources as interested as Sir Philip Sidney’s violent denunciation in the twenty-fourth sonnet of Astrophel and Stella, “Rich fooles there be whose base and filthy hart.” Sidney’s serious love for
Penelope appears to date from her marriage with Rich. The eighth song of Astrophel and Stella narrates her refusal to accept him as a lover. Lady Rich was the mother
of six children by her husband
when she contracted in 1595 an open liaison with Charles Blount, sth Lord Mountjoy, to whom she had long been attached. Rich
obtained a legal separation in 1601, and Mountjoy acknowledged her five children born after 1595. Mountjoy was created earl of Devonshire on the accession of James I., and Lady Rich was in high favour at court. In 1605 they legitimized their connection
by a marriage celebrated by William Laud, the earl’s chaplain. This proceeding, carried out in defiance of canon law, was followed by their banishment from court. Devonshire died on April 3, 1606, and his wife within a year of that date. See the editions of Astrophel and Stella by Dr. A. B. Grosart, E. Arber and A. W. Pollard; also the various lives of Sir Philip Sidney, and Mrs. Aubrey Richardson’s Famous Ladies of the English Court (London, 1899). See also references under SIDNEY.
RICH, RICHARD,
ist Baron Ricu (c. 1490-1567), Eng-
lish lord chancellor, was born about 1490, in St. Laurence Jewry,
London. After holding various preferments, he was knighted in 1533, and became solicitor-general, acting under Thomas Cromwell in the demolition of the monasteries. He played a malicious part in the trials of Sir Thomas More and Bishop Fisher. Rich became first chancellor (1536) of the court of Augmientations,
and benefited vastly by its disposal of the monastic revenues.
In the same year, he was speaker in the House of Commons. He was a Roman Catholic by conviction, and was a willing agent in the Catholic reaction after the fall of Thomas Cromwell.
Rich was one of the executors of Henry VIII.’s will. In 1548 be became Baron Rich of Leez. As chancellor in succession to Wriothesley he supported Protector Somerset until Oct. 1549,
when he deserted to Warwick, and presided over the trial of his
former chief. At the close of 1551 he retired from the chancellor-
ship on the ground of ill-health at the time of the final breach
between Warwick (now Northumberland) and Somerset.
Lord Rich was an active persecutor during the restoration of the old religion in Essex under Mary’s reign. He died at Rochford, Essex, on June 12, 1567, and was buried in Felsted church. The chief authorities are the official records of the period covered
by his official life, calendared in the Rolls Series. P ollard, England
under
Protector
Somerset
See also A. F.
(1900);
P.
Morant,
History of Essex (2 vols., 1768); R. W. Dixon, History of the Church
of England (6 vols., 1878-1902) ; and lives in J. Sargeaunt’s History
of Felsted School (1889); Lord Campbell’s Lives of the Lord Chan-
ceRors (1845-69) ; and C. H. and T. Cooper’s Athenae Cantabrigienses
(2 vols., 1858—61).
RICH, RICHARD
(f. 1610), English soldier and adven-
turer, the author of Newes from Virginia, sailed from England on
June 2, 1609, for Virginia, with Captain Christopher Newport and the three commissioners entrusted with the foundation of the new colony.
In his verse pamphlet he relates the adventures
undergone by the expedition, and describes the resources of the
second time. In 1244 he was elected bishop of Chichester, being consecrated
at Lyons
by Pope
Innocent
IV. in March
1245,
although Henry III. refused to give him the temporalities of the see, the king favouring the candidature of Robert Passelewe (d. 1252). In 1246, however, Richard obtained the temporalities. He died at Dover in April 1253. It was generally believed that miracles were wrought at his tomb in Chichester cathedral, which was long a popular place of pilgrimage, and in 1262 he was canonized at Viterbo by Pope Urban IV. His life by his confessor, Ralph Bocking, is published in the Acta Sanctorum of the Bollandists, with a later life by John Capgrave.
RICHARD
(d. 1184), archbishop of Canterbury, was a Nor-
man, who became a monk at Canterbury, where he acted as chaplain to Archbishop Theobald and was a colleague of Thomas Becket. In 1173, more than two years after the murder of Becket, it was decided to fill the vacant archbishopric of Canterbury; there were two candidates, Richard, at that time prior of St.
Martin’s, Dover, and Odo, prior of Canterbury, and in June Rich-
ard was chosen, although Odo was the nominee of the monks.
Objections were raised against this election both in England and in Rome, but in April 1174 the new archbishop was consecrated at Anagui by Pope Alexander ITI., and he returned to England towards the close of the year. The ten years during which Richard was archbishop were disturbed by disputes over the respective rights of the sees of Canterbury and York. Richard died
at Rochester on Feb. 16, 1184, and was buried in his cathedral. See the article by W. Hunt in the Dict. Nat. Biog. val. xlviii, (1896); and W. F. Hook, Lives of the Archbishops of Canterbury.
RICHARD
I. (1157-1199),
king of England,
nicknamed
“Coeur de Lion” and “Yea and Nay,” was the third son of Henry II. by Eleanor of Aquitaine. Born in Sept. 1157, he received at the age of 11 the duchy of Aquitaine, and was formally installed in 1172, In his new position he was allowed, probably from regard to Aquitanian susceptibilities, to govern with an independence which was studiously denied to his brothers in their shares of the Angevin inheritance. Yet in 1173 Richard joined with the young Henry and Geoffrey of Brittany in their rebellion; Aquitaine was twice invaded by the old king before the unruly youth would make submission. Richard was soon pardoned and reinstated in his duchy, where he distinguished himself by crushing a formidable revolt (1175) and exacting homage from the count of Toulouse. In a short time he was so powerful that his elder brother Henry became alarmed and demanded, as heir-apparent, that Richard should do him homage for Aquitaine. Richard having scornfully rejected the demand, a fratricidal war ensued; the young Henry invaded Aquitaine and attracted to his standard many of Richard’s vassals, who were exasperated by the iron rule of the duke. Henry II. marched to Richard’s aid; but the war ended abruptly with the death of the elder prince (1183). . Richard, being now the heir to England and Normandy, was invited to renounce Aquitaine in.favour of Prince John. The proposal led to a new civil war; and, although a temporary compromise was arranged, Richard soon sought the help of Philip Augustus, to whom he did homage for all the continental possessions in the actual presence of his father (Conference of Bonmoulins, Nov. 18, 1188). In the struggle which ensued the old king was overpowered, chased ignominiously from Le Mans to Angers, and forced to buy peace by conceding all that was demanded of him; in particular the immediate recognition of Richard as his successor.
286
RICHARD
But the death of Henry IT. (1189) at once dissolved the friendship between Richard and Philip. Not only did Richard continue the continental policy of his father, but he also refused to fulfil his contract with Philip’s sister, Alais, to whom he had been betrothed at the age of three. An open breach was only delayed by the desire of both kings to fulfil the crusading vows which they had recently taken. Richard, in particular, sacrificed all other interests to this scheme, and raised the necessary funds by the most reckless methods. He put up for auction the highest offices and honours; even remitting to William the Lion of Scotland, for a sum of 15,000 marks, the humiliating obligations which Henry II. had imposed at the Treaty of Falaise. By such expedients he raised and equipped a force which may be estimated at 4,000 men-at-arms and as many foot-soldiers, with a fleet of r00 transports (1191). Richard did not return to his dominions until r194. But his stay in Palestine was limited to 16 months. On the outward journey he wintered in Sicily, where he employed himself in quartelling with Philip and in exacting satisfaction from the usurper Tancred for the dower of his widowed sister, Queen Joanna, and for his own share in the inheritance of William the Good. Leaving
II.
governed by Hubert Walter (q.v.), and his personal authority was seldom asserted except by demands for new subsidies. The rule of the Plantagenets was still popular in Normandy and Aquitainebut these provinces were unable or unwilling to pay for their own defence. Though Richard proved himself consistently the superior
of Philip in the field, the difficulty of raising and paying forces
to resist the French increased year by year. Richard could only stand on the defensive; the keynote of his later policy is given by
the building of the famous Chateau Gaillard at Les Andelys (1196) to protect the lower courses of the Seine against invasion from the side of France. He did not live to see the futility of such bulwarks. In 1199 a claim to treasure-trove embroiled him with the viscount of Limoges. He harried the Limousin and laid siege to the castle of Châlus; while directing an assault he was wounded in the shoulder by a crossbow bolt, and, the wound mortifying from unskilful treatment or his own want of care, he died on April 6, 1199. He was buried by his own desire at his father’s feet in the
church of Fontevrault. Here his effigy may still be seen!. Though contemporary, it does not altogether agree with the portraits on his Great Seal, which give the impression of greater strength and even of cruelty. The Fontevrault bust is no doubt idealized. The most accomplished and versatile representative of his gifted family, Richard was, in his lifetime and long afterwards, a
.Messina in March 1191, he interrupted his voyage to conquer Cyprus, and only joined the Christian besiegers of Acre in June. The reduction of that stronghold was largely due to his energy favourite hero with troubadours and romancers. This was natural, and skill. But his arrogance gave much offence. After the fall of as he belonged to their brotherhood and himself wrote lyrics of Acre he inflicted a gross insult upon Leopold of Austria; and his no mean quality. But his history shows that he by no means emrelations with Philip were so strained that the latter seized the bodied the current ideal of chivalrous excellence. His memory is first pretext for returning to France, and entered into negotiations stained by one act of needless cruelty, the massacre of over two with Prince John (see JoHN, king of England) for the partition of thousand Saracen prisoners at Acre; and his fury, when thwarted or humbled, was ungovernable. A brave soldier, an experienced Richard’s realm. Richard also threw himself into the disputes respecting the and astute general, he was never happier than when engaged in crown of Jerusalem, and supported Guy of Lusignan against Con- war. As a ruler he was equally profuse and rapacious. Not one rad of Montferrat with so much heat that he incurred grave, useful measure can be placed to his credit; and it was by a though unfounded, suspicions of complicity when Conrad was fortunate accident that he found, in Hubert Walter, an adminisassassinated by emissaries of the Old Man of the Mountain. None trator who had the skill to mitigate the consequences of a reckless the less Richard, whom even the French crusaders accepted as fiscal policy. Richard’s wife was Berengaria, daughter of Sancho
their leader, upheld the failing cause of the Frankish Christians VI., king of Navarre, whom he married in Cyprus in May tror. with valour and tenacity. He won a brilliant victory over the She was with the king at Acre later in the same year, and during forces of Saladin at Arsuf (1191), and twice led the Christian his imprisonment passed her time in Sicily, in Rome and in host within a few miles of Jerusalem. But the dissensions of the France. Husband and wife met again in 1195, and the queen long native Franks and the crusaders made it hopeless to continue the survived the king, residing chiefly at Le Mans. She died soon struggle; and Richard was alarmed by the news which reached after 1230. Berengaria founded a Cistercian monastery at Espau. BiBLIioGRAPHY.—The more important of the general chronicles are: him of John’s intrigues in England and Normandy. Hastily patching up a truce with Saladin, under which the Christians kept the the Gesta Henrici Secundi, ascribed to Benedict of Peterborough Series, 2 vols., 1867); the Chronica of Roger of Hoveden coast-towns and received free access to the Holy Sepulchre, (Rolls (Rolls Series, 4 vols., 1868-71); the Chronica of Gervase of CanterRichard started on his return (Oct. 9, 1192). bury (Rolls Series, 1879);` the Imagines Historiarum of Ralph of His voyage was delayed by storms, and he appears to have been Diceto (Rolls Series, 2 vols., 1876); the Historia Rerum Anglicarum perplexed as to the safest route. The natural route overland of Wiliam of Newburgh (in Chronicles of the Reigns of Stephen, Rolls Series, 2 vols., 1884—85) ; the De rebus gestis Ricardi Primi through Marseilles and Toulouse was held by his enemies; that etc., of Richard of Devizes (in Chronicles of the Reigns of Stephen, etc., through the empire from the head of the Adriatic was little safer, vol. iii., Rolls Series, 1886); the Ckronicon Anglicanum of Ralph of since Leopold of Austria was on the watch for him. Having Coggeshall (Rolls Series, 1875); the Flores Historiarum of Roger of adopted the second of these alternatives, he was captured at Wendover (Rolls Series, 3 vols., 1886—89) ; the Gesta Philippi Augusti Vienna in a mean disguise (Dec. 20, 1192) and strictly confined in of Rigord (Société de Vhistoire de France, Paris, 1882) and of Guillaume le Breton (op. cit.). A detailed narrative of Richard’s the duke’s castle of Diirenstein on the Danube. His mishap was crusade is given in L’Estoire de la guerre sainte, a rhyming French soon known to England, but the regents were for some weeks un- chronicle by the minstrel Ambroise (ed. Gaston Paris, Paris, 1897), certain of his whereabouts. This is the foundation for the tale of and in the Latin prose version known as the Itinerarium O. Perehis discovery by the faithful minstrel Blondel, which first occurs grinorum et gesta Regis Ricardi; this last, with some valuable hisletters, is printed in W. Stubbs’s Chronicles and Memorials of in a French romantic chronicle of the next century. Early in torical the Reign of Richard I. (Rolls Series, 2 vols., 1864-65). Of modern 1193 Leopold surrendered his prize, under compulsion, to the em- works the following are useful: W. Stubbs’s preface to vols. iii. and peror Henry VI., who was aggrieved both by the support which iv. of Hoveden; the same author’s Constitutional History of England, _ the Plantagenets had given to the family of Henry the Lion and vol. i. (Oxford, 1897) ; Miss K. Norgate’s England under the Angevin vol. ii. (1887) and Richard the Lion Heart (1924); Sir J. H. also by Richard’s recognition of Tancred in Sicily. Although the Kings, Ramsay’s Angevin Empire (1903); R. Rohricht’s Geschichte des detention of a crusader was contrary to public law, Richard was Königreichs Jerusalem (1898); W. B. Stevenson’s Crusaders in the compelled to purchase his release by the payment of a heavy ran- East (Cambridge, 1907) ; A. Cartellieri’s Philipp II. August (Leipze, (H. W. C. D.) som and by doing homage to the emperor for England. The 1899, etc.). ransom demanded was 150,000 marks; though it was never disyounger son England, of king RICHARD II. (1367-1400), charged in full, the resources of England were taxed to the utmost of Edward the Black Prince by Joan “the Fair Maid of Kent, for the first instalments; and to this occasion we may trace the was born at Bordeaux on Jan. 6, 1367. He was brought to Engbeginning of secular taxation levied on movable property. remains of Richard, together with those of Henry II. and Richard reappeared in England in March 1194; but his stay his1The queen Eleanor, were removed in the 17th century from their tombs lasted only a few weeks, and the remainder of his reign was en- to another part of the church. They were rediscovered in 1910 during irely devoted to his continental interests. He left England to be the restoration of the abbey undertaken by the French Government.
RICHARD tand in 1372; and after his father’s death was, on the petition of
feCommons in parliament, created prince of Wales on Nov. 20, 13 “6.
When Edward III. died, on June 21, 1377, Richard became
Popular opinion had credited John of Gaunt with designs king. the throne. This was not justified; nevertheless, the rivalry of
ieboy-king’s uncles added another to the troubles due to the
war, the Black Death and the prospect of a long minority. At frst the government was conducted by a council appointed by rliament. The council was honest, but the difficulties of the
III.
287
established it if he could have exercised it with moderation. But he declared that the laws of England were in his mouth, and supported his court in wanton luxury by arbitrary methods of taxation. By the exile of Norfolk and Hereford in Sept. 1398 he seemed to have removed the last persons he need fear. He was so confident that in May 1399 he paid a second visit to Ireland, taking with him all his most trusted adherents. Rebellion and Deposition.—Thus when Henry landed at Ravenspur in July he found only half-hearted opposition, and
“uation were too great. The ill-considered poll-tax of 1381 was when Richard himself returned it was too late. Ultimately Richard ae occasion, though not the real cause, of the Peasants’ Revolt ‘surrendered to Henry at Flint on Aug. 19, promising to abdicate in thatyear., The ministers were quite unequal to the crisis, and if his life was spared. He was taken to London riding behind his phen Wat Tyler and his followers
got possession of London,
Richard showed a precocious tact and confidence in handling it.
He met and temporized with the rebels on June 13 at Mile End, and again next day at Smithfield; and with courageous presence of mind, he saved the situation when Tyler was killed, by calling on them to take him for their leader.
From this time Richard began to assert himself.
ministers, appointed by parliament
in 1382, were
His chief
the earl of
Arundel and Michael de la Pole. Arundel Richard disliked, and dismissed next year, when he began his personal government. Pole. whom he retained as chancellor and made earl of Suffolk, was a well-chosen adviser. But others, and especially his youthful favourite Robert de Vere, promoted to be marquess of Dublin
and duke of Ireland, were less worthy. Further, Richard made his own position difficult by lavish extravagance and by outbursts of temper. He chafed under the restraint of his relatives, and therefore encouraged John of Gaunt in his Spanish enterprise. Thereupon, Thomas of Gloucester, supported by Arundel, attacked his nephew’s ministers in the parliament of 1386, and by
open hints at deposition forced Richard to submit to a council of
control. When Richard, with the aid of his friends and by the advice of subservient judges, planned a reversal of the parliament, Gloucester, at the head of the so-called lords appellant, anticipated him. Richard had been premature and ill-advised. Gloucester had the advantage of posing as the head of the constitutional party. The king’s friends were driven into exile or executed, and he himself forced to submit to the loss of all real power (May 1388). Richard changed his methods, and when the lords appellant had lost credit, asserted himself constitutionally by dismissing Gloucester’s supporters from office, and appointing in their place well-approved men like William of Wykeham. In the next parlia-
rival with indignity. On Sept. 30, he signed in the Tower a deed of abdication, wherein he owned himself insufficient and useless, reading it first aloud with a cheerful mien and ending with a re-
quest that his cousin would be good lord to him. The parliament ordered that Richard should be kept close prisoner, and he was sent secretly to Pontefract. There in Feb. 1400 he died: no doubt of the rigour of his winter imprisonment, rather than by actual murder as alleged in the story adopted by Shakespeare. The mystery of Richard’s death led to rumours that he had escaped, and an impostor pretending to be Richard lived during many years under the protection of the Scottish government. But no doubt it was the real Richard who was buried without state in 1400 at King’s Langley, and honourably reinterred by Henry V. at Westminster in 1413. Richard ITI. is a character of strange contradictions. It is difficult to reconcile the precocious boy of 138r with the wayward and passionate youth of the next few years. Even if it be supposed that he dissembled his real opinions during the period of his constitutional rule, it is impossible to believe that the apparent indifference which he showed in his fall was the mere acting of a part. His violent outbursts of passion perhaps give the best clue to a mercurial and impulsive nature, easily elated and depressed. He had real ability, and in his Irish policy, and in the preference which he gave to it over continental adventure, showed a statesmanship in advance of his time. But this, in spite of his lofty theory of kingship, makes it all the more difficult to explain his extravagant bearing in his prosperity, In appearance Richard was tall and handsome, if effeminate. He had some literary tastes, which were shown in fitful patronage of Chaucer, Gower and Froissart. Richard’s second queen, Isabella (1389-1409), was
born in Paris on Nov. 9, 1389, and was married to the English king at Calais in October, or November, 1396, but on account of the bride’s youth the marriage was never consummated. When Richard lost his crown in 1399 Isabella was captured by Henry IV.’s partisans and sent to Sonning, near Reading, while In Jan. 1383 Richard had married Anne of Bohemia (1366— her father, Charles VI., asked in vain for the restoration of his 1394), daughter of the emperor Charles IV. Her death on June 7, daughter and of her dowry. In r4ozr she was allowed to return 1394 was a great shock to Richard, and incidentally had important to France; in 1406 she became the wife of the poet, Charles, duke consequences. Richard sought distraction by an expedition to of Orleans, and she died on Sept. 13, 14009. BIBLioGRaPHY.—The best contemporary authorities are the Chroniheland, the first visit of an English king for more than two cen-
ment of 1390 the king showed himself ready to meet and conciliate his subjects. The simultaneous return of John of Gaunt from Spain put a check on Gloucester’s ambition. For seven years Richard ruled constitutionally and on the whole well.
turies. In his policy there he showed a wise statesmanship. At the same time he was negotiating for a permanent peace with France, which was finally arranged in Oct. 1396 to include his
om marriage with Isabella, daughter of Charles VI., a child of seven, Gloucester criticized the peace openly, and there was some
show of opposition in the parliament of Feb. 1397. Period of Absolute Monarchy.—But
there was nothing to
foreshadow the sudden stroke by which in July Richard arrested Gloucester and his chief supporters, the earls of Arundel and Warwick. The others of the five lords appellant, Henry of Boling-
broke, afterwards King Henry IV., and the earl of Nottingham,
con Angliae down to 1388, Walsingham’s Historia Anglicana, the Annales Ricardi I1., Knighton’s Chronicle (all these in the Rolls Series), the Vita Ricardi II. by a Monk of Evesham (ed. T. Hearne), and the Chronique de la traison et mort (English Hist. Soc.}. Froissart wrote
from some personal knowledge.
A metrical account of Richard’s fall,
probably written by a French knight called Creton, is printed in Archaeologia, xx. The chief collections of documents are the Rolls of Parliament and the Calendar of Patent Rolls. H. A. Wallon’s Rickard II. (Paris, 1864) is the fullest life, though now somewhat out of date. For other modern accounts see W. Stubbs, Constitutional History, and C. W. C. Oman, The Political History of England, vol. iv., and The Great Revolt of 1381. (C. L. K.)
RICHARD III. (1452-1485), king of England, youngest son
how supported the king. Richard’s action was apparently in of Richard, duke of York, by Cicely Neville, was born at Fothereliberate revenge for the events of 1387-88.
Gloucester, after
a forced confession, died in prison at Calais, smothered by his
hephew’s orders. Arundel, in a packed parliament, was condemned and executed; his brother Thomas archbishop of Canterbury was
exiled. The king’s friends, including Nottingham and Bolingbroke,
made dukes of Norfolk and Hereford, were all promoted in title i estate. Richard himself was rewarded for ten years’ patience
y the possession of absolute power.
He might perhaps have
inghay on Oct. 2, 1452. After the second battle of St. Albans in Feb. 1461, his mother sent him with his brother George for safety to Utrecht. They returned in April, and at the coronation of Edward IV. Richard was created duke of Gloucester. As a mere child he had no importance till 1469-70, when he supported his brother against Warwick, shared his exile and took part in his triumphant return. He distinguished himself at Barnet and Tewkesbury; according to the Lancastrian story, after the latter battle
288
RICHARD—RICHARD
he murdered the young Edward of Wales in cold blood; this is discredited by the authority of Warkworth (Chronicle, p. 18); but Richard may have had a share in Edward’s death during the fighting. He cannot be so fully cleared of complicity in the murder of Henry VI., which probably took place at the Tower on the night of May 22, when Richard was certainly present there. Richard shared to the full in his brother’s prosperity. He had large grants of lands and office, and by marrying Anne (14561485), the younger daughter of Warwick, secured a share in the
Neville inheritance. This was distasteful to George, duke of Clarence, who was already married to the elder sister, Isabel. The rivalry of the two brothers caused a quarrel which was never appeased. Richard does not, however, seem to have been directly responsible for the death of Clarence in 1478; Sir Thomas More, who is a hostile witness, says that he resisted it openly “howbeit somewhat (as men deemed) more faintly than he that were heartily minded to his wealth.” Richard’s share of the Neville inheritance was chiefly in the north, and he resided usually at Middleham in Yorkshire. In May 1480 he was made the king’s lieutenant-general in the north, and in 1482 commanded a successful invasion of Scotland. His administration was good, and brought him well-deserved popularity.
Protectorate——On Edward’s death he was kept informed of
OF CIRENCESTER feeling in favour of his rival Henry Tudor strengthened. Henry landed at Milford Haven on Aug. 7, 1485, and it was with dar;
forebodings that Richard met him at Bosworth on the 2anq The defection of the Stanleys decided the day. Richard wa killed fighting, courageous at all events. After the battle his body
was carried to Leicester, trussed across a horse’s back, and buried without honour in the church of the Greyfriars. Richard was not the villain that his enemies depicted. He hag good qualities, both as a man and a ruler, and showed a sou
judgment of political needs. Still it is impossible to acquit him of the crime, the popular belief in which was the chief cause of his ruin. He was a typical man in an age of strange contradictions of character, of culture combined with cruelty, and of an emotional temper that was capable of high ends, though unscrupulous of means. Tradition represents Richard as deformed. It seems clear that he had some physical defect, though not so great as
has been alleged.
Extant
portraits show
an intellectual face
characteristic of the early Renaissance, but do not indicate any
deformity. BrsrioGRAPHY.—The chief original authorities are Sir Thomas More’s History of Richard III., based on information supplied by Archbishop Morton, and therefore to be accepted with caution; the more trustworthy Continuation of the Croyland Chronicle in Fulman’s Scriptores, the History of Polydore Vergil, written in a Tudor spirit: the Chronicle of London (ed. C. L. Kingsford, 1905), and its biased expansion in Fabyan’s Chronicle. See also Letters and Papers Illustrative of the Reigns of Richard III. and Henry VII., ed. J. Gairdner, in Rolls Series. Of later accounts those in Stow’s Annales (preserving some oral tradition) and George Buck’s Richard III. ap. Kennet
events in London by William, Lord Hastings, who shared his dislike of the Woodville influence. On April 29, 1483, supported by the duke of Buckingham, he intercepted his nephew at Stony Stratford and arrested Lord Rivers and Richard Grey, the little king’s half-brother. It was in Richard’s charge that Edward was History of England deserve mention. Horace Walpole attempted 2 brought to London on May 4. Richard was recognized as pro- vindication in his Historic Doubts (1768). The best modern account tector, the Woodville faction was overthrown, and the queen with is James Gairdner’s Life of Richard III. (and ed., 1898). The latest and fullest defence is given in Sir Clements Markham’s Richard III, her younger children took sanctuary at Westminster. For the His Life and Character (1906); G. B. Churchill’s Richard the Third time the government was carried on in Edward’s name, and June up to Shakespeare (Palaestra X., 1900) is a valuable digest of (C. L. K. 22 was appointed for his coronation. Richard was nevertheless material. gathering forces and concerting with his friends. In the council RICHARD, earl of Cornwall and king of the Romans (1209there was a party, of whom Hastings and Bishop Morton were the 1272), was the second son of the English king John by Isabella chief, which was loyal to the boy-king. On June 13 came the of Angouléme. Born in 1209, Richard was the junior of his famous scene when Richard appeared suddenly in the council brother, Henry III., by fifteen months; he was educated in Engbaring his withered arm and accusing Jane Shore and the queen land and received the earldom of Cornwall in 1225. From this of sorcery; Hastings, Morton and Stanley were arrested and the date to his death he was a prominent figure on the political stage. first-named at once beheaded. A few days later, probably on June In the years 1225-27 he acted as governor of Gascony; between 25, Rivers and Grey were executed at Pontefract. On June 22 1227 and 1238, owing to quarrels with his brother and dislike of Dr. Shaw was put up to preach at Paul’s Cross against the legiti- the foreign favourites, he attached himself to the baronial opposimacy of the children of Edward IV. On the 25th a sort of tion and bade fair to become a popular hero. But in 1240 he took parliament was convened at which Edward’s marriage was declared the command of a crusade in order to escape from the troubled invalid on the ground of his precontract with Eleanor Talbot, and atmosphere of English politics. He was formally reconciled with Richard rightful king. Richard, who was not present, accepted Henry before his departure; and their amity was cemented on his the crown with feigned reluctance, and from the following day return by his marriage with Sancha of Provence, the sister of Henry’s queen (1243). In 1257 a bare majority of the German began his formal reign. Usurpation of the Throne.—On July 6, Richard was crowned electors nominated Richard as king of the Romans, and he ac: at Westminster, and immediately afterwards made a royal prog- cepted their offer at Henry's desire. In the years 1257-68 Richard paid four visits to Germany. He ress through the Midlands, on which he was well received. But in spite of its apparent success the usurpation was not popular. obtained recognition in the Rhineland, which was closely conRichard’s position could not be secure whilst his nephews lived. nected with England by trade relations. Otherwise, however, he There seems to be no reasonable doubt that early in August was unsuccessful in securing German support. In the English Edward V. and his brother Richard (whom Elizabeth Woodville troubles of the same period he endeavoured to act as a mediator. had been forced to surrender) were murdered by their uncle’s On the outbreak of civil war in 1264 he took his brother’s side, of orders in the Tower. Attempts have been made to clear Richard’s and his capture in a windmill outside Lewes, after the defeat memory. But the report of the princes’ death was believed in the royalist army, is commemorated in the earliest of English England at the time, “for which cause king Richard lost the vernacular satires; he remained a prisoner till the fall of Montfort. hearts of the people” (Chronicles of London, 191), and it was But after Evesham he exerted himself, not without success, to referred to as a definite fact before the French states-general in obtain reasonable terms for those who had suffered from the January 1484. The general, if vague, dissatisfaction found its vengeance of the royalist party. He died on April 2, 1272. His end is said to have been hastened by grief for his eldest son, Henry expression in Buckingham’s rebellion. Richard, however, was fortunate, and the movement collapsed. of Almain, who had been murdered in the previous year by the He met his only parliament in Jan. 1484 with some show of sons of Simon de Montfort at Viterbo. Authorities--The original sources and general works of reference triumph, and deserves credit for the wise intent of its legislation. as for the reign of Henry III. G. C. Gebauer’s Leben He could not, however, stay the undercurrent of disaffection, and are the same Herrn Richards von Cornwall (Leipzig, 1744), H. Kochs und Thaten his ministers, Lovell and Catesby, were unpopular. His position Richard von Cornwall, 1209-1257 (Strassburg, 1888), and A. Busson's was weakened by the death of his only legitimate son in April Doppelwakl des Jahres, 1257 (Minster, 1866) are se nonce 1484. His queen died also a year later (March 16, 1485), and RICHARD OF CIRENCESTER (c. 1335-¢. 1401), his public opinion was scandalized by the rumour that Richard intended to marry his own niece, Elizabeth of York. Thus the torical writer, was a member of the Benedictine abbey at West-
RICHARD
OF DEVIZES—RICHARDSON
289
and his name (“Circestre”) first appears on the detected in his works. In the Paradiso Dante has placed Richard chamberlain’s list of the monks of that foundation drawn up in among the greatest teachers of the Church. His writings came
minster,
the year 1355- In the year 1391 he obtained a licence from the
abbot to go to Rome, and in this the abbot gives his testimony +9 Richard’s perfect and sincere observance of religion for some so years. In = ea as ae path the pened died in the following . His only known extan Historiale de Gestis Regum Angliae, 447-1006. ee The ms. of this is in the university library at Cambridge, and has
heen edited = panes eae (No. 30) by Professor J. E. B. ror (2 vols.,
1803—09).
pe ARD OE DEN nk of
St.
Swithin's
a (a SB house a
inchester.
n
chiefy known, is an account
of
a Land during the third crusade.
events In
England
e
Chron-
a eee an
BrIBLioGRAPHY.—Oeuvres, edited in the Patrologia latina by Migne, vol. cxcvi.; W. Kaulich, “Die Lehren des Hugo und Richard von St.
Victor” (Abhandlungen der K. bokmischen Gesellschaft der Wissenschafien). V. Folge, vol. xili. (2nd ed. Paris, 1905), p. 231 (Prague, 1864);
P. C. F. Daunou,
article in Histoire
littéraire
de la France,
tome xiii. (Paris, i869) ; G. Buonamici, Riccardo da S. Vittore (Alatri, 1899); J. Ebner, Die Erkenntnislehre Richards von St. Viktor (Beiträge z. Gesch. d. Phil. vol. 19, Miinster, 1917); full bibliography in
Uberweg, Gesch. d. Phil, Bd. 2 (1928).
pe
Oe Bas gestis Ricardi Primi, = T
into favour again in the 16th and 17th centuries, six editions of his works having been printed between 1506 and 1650.
e
RICHARDS, HENRY BRINLEY (1819-1865), English pianist and composer, born at Carmarthen. He is principally reo
for writing the song “God bless the Prince of Wales”
1862).
RICHARDS, THEODORE WILLIAM (1868-1928), American chemist, was born in Germantown (Pa.), on Jan. 31, 1868. He graduated from Haverford college (S.B., 1885) and Series, 1886); the Annales de Wintonia in H. R. Luard’s Annales Harvard University (A.B., 1886; Ph.D., 1888); Gottingen, LeipMonastici, vol. ii. (Rolls Series, 1864—69). zig, and the Dresden technical school. He was appointed assistRICHARD OF HEXHAM (f. 1141), English chronicler, ant professor of chemistry at Harvard in 1894 and professor hecame prior of Hexham about II41, and died between 1163 and in rigor, and was made director of the Wolcott Gibbs memorial 1178. He wrote Brevis Annotatio, a short history of the church laboratory in 1912. He was best known for his researches on of Hexham from 674 to 1138, for which he borrowed from Bede, atomic weights. The results were generally accepted, and for his Fddius and Simeon of Durham. This is published by J. Raine in contributions he received the Nobel Prize in chemistry in 1914. The Priory of Hexham, its Chroniclers, Endowments and Annals He also gave much time to physico-chemical investigation, espe(Durham, 1864-65). More important is his Historia de gestis clally concerning electro-chemistry and chemical thermo-dynamics, regis Stephani et de bello Standard, valuable for the history thermometry (especially calorimetry), piezo-chemistry, and surof the north of England during the earlier part of the reign of face tension. Of these, his contributions to atomic compressibility, Stephen, and for the battle of the Standard. It has been edited to the relation between the change of heat capacity and the change for the Rolls Series by R. Howlett in the Chronicles of the of free and total energy and to the thermo-dynamics of amalgams Reigns of Stephen, Henry II. and Richard I., vol. iii. (1886); are noteworthy. In 1907 he was Harvard exchange professor at and has been translated by J. Stevenson in the Church Historians Berlin, in 1908 Lowell lecturer. He was president of the Ameriof England, vol. iv. (1856). can Chemical Society (1914), the American Association for the RICHARD OF ILCHESTER or or Toctyve (d. 1188), Advancement of Science (1917), and the American Academy of Bath, of diocese English statesman and prelate, was born in the Arts and Sciences (1919). (See Atomic Wer1cHTs.) He died at where he obtained preferment. Early in the reign of Henry IL, Cambridge, Mass., on April 2, 1928. however, he is found acting as a clerk in the king’s court, probRICHARDSON, HENRY HOBSON (1838-1886), Ameriably under Thomas Becket, and he was one of the officials who can architect, was born in the parish of St. James, La., on Sept. 29, assisted Henry in carrying out his great judicial and financial 1838, of a rich family, his mother being a grand-daughter of the reforms. In 1162, or 1163, he was appointed archdeacon of Poi- famous Dr. Priestley, the English dissenting refugee and man of tiers, but he passed most of his time in England, although in the science. He was graduated from Harvard university in 1859, next two or three years he visited Pope Alexander III. and the and went immediately to Paris to study architecture, entering the Emperor Frederick I. in the interests of the English king, who was Ecole des Beaux-Arts. The Civil War, which broke out in the then engaged in his struggle with Becket. For promising to sup- United States while he was in the school, prevented his return ated port Frederick he was excommunic by Becket in 1166. In to Louisiana, and stripped his family of their possessions. RichMay 1173 he was elected bishop of Winchester, being conseardson provided for his own support by working in the offices of crated at Canterbury in October 1174. In 1176 he was appointed practising architects in Paris, till the fall of 1865. He then estabjusticiar and seneschal of Normandy, and was given full control lished himself in New York, where he soon made his way into assi on Dec. 21 or 22, practice as an architect. In 1878 he moved to Boston, designing ee. a ane B of . — Winchester cathedral. 1188, and was buried in See the editions of the Chronicon de rebus gestis Ricardi Primi by J, Stevenson (Eng. His. Soc., 1838) and by R. Howlett in Chronicles of the Reigns of Stephen, Henry LI. and Richard I, vol. ii. (Rolls
See the article by Miss K. Norgate in the Dict. Nat. Biog., vol.
PETEN, = Y R. W. Stephens and W. W. Capes, The Bishops inchester (1907).
RICHARD
OF ST. VICTOR
(d. 1173), theologian and
mystic of the rath century. Very little is known of his life; he was
bom in Scotland or in England, and went to Paris, where he entered the abbey of St. Victor and was a pupil of the great mystic, Hugh of St. Victor. He succeeded as prior of this house in
1162, The best known of Richard’s writings are the mystical treatises: De statu hominis interioris, De praeparatione animi ad contemplationem, De gratia contemplationis, De gradibus cantatis, De arca nuptica, and his two works on the Trinity:
De trinitate libri sex, De tribus appropriatis personis in Trinitate.
there most of the work that made his reputation. He married in 1867 Miss Julia Gorham Hayden of Boston; he died there on April 27, 1886.
Richardson’s career was short, and the number of his works was small indeed compared with the attention they attracted and the influence he left behind him. The most important and characteristic are: Trinity church and the so-called Brattle Square church, in Boston; the alterations in the State Capitol at Albany; the county buildings at Pittsburgh; town halls at Albany, Springfield and North Easton; town libraries at Woburn, North Easton,
Quincy, Burlington and Malden; Sever hall and Austin hall at Harvard university; the Chamber of Commerce at Cincinnati. Trinity church, the Pittsburgh buildings and the Capitol at Albany
(1)
were works of great importance, which have had a strong influence on men who followed him.
productions of nature and of art; (3) study of character; (4) study of souls and of spirits; (5) entrance to the mystical region
The best known book about Richardson is Mrs. Schuyler van Rensselaer’s H. H. Richardson and his Works (Boston, 1888).
According to him, six steps lead the soul to contemplation:
contemplation of visible and tangible objects; (2) study of the
Which ends in (6) ecstasy. RICHARDSON, OWEN WILLANS (1879~ ), EngHis theory of the Trinity is chiefly based on the arguments of lish physicist, was born on April 26, 1879, at Dewsbury, Yorkélm of Canterbury. The influence of neo-Platonic terminology, shire. He was educated at Batley Grammar school and at Trinity swell as of the works of the pseudo-Dionysius, can be clearly college, Cambridge, whete he became a fellow. He held the post
290
RICHARDSON
of professor of physics at the University of Princeton from 1906 to 1913, and was Wheatstone professor of physics at King’s college, London, from 1914 to 1924. He was then appointed a Yarrow research professor by the Royal Society and director of research in physics at King’s college. Richardson’s best known work is on the emission of electricity from hot bodies. He has made this subject peculiarly his own and has given it the name “thermionics.” Richardson was elected
About 1744 we begin to hear something of the pros Richardson’s second and greatest novel, Clarissa; or the of a Young Lady, usually miscalled Clarissa Harlowe. T edition was in seven volumes, two of which came out i 1747, two more in April 1748 and the last three in De Upon the title-page of this, of which the mission was as ¢ as that of Pamela, its object was defined as showing the di that may attend the misconduct both of parents and chil F.R.S. in 1913. relation to marriage. Virtue, in Clarissa, is not “rewarde He is the author of two standard works: The Electron Theory ‘hunted down and outraged. The chief drawbacks of Clar of Matter (1914) and The Emission of Electricity from Hot its merciless prolixity (seven volumes, which cover c
Bodies (1916).
RICHARDSON,
SAMUEL
(1689-1761), English novelist,
was the son of a London joiner, who, for obscure reasons, probably connected with Monmouth’s rebellion, had retired to Derbyshire, where, in 1689, Samuel was born. He was apprenticed at seventeen to an Aldersgate printer named John Wilde. Here he became successively compositor, corrector of the press, and printer on his own account; married his master’s daughter accord-
ing to programme; set up newspapers and books; dabbled alittle in literature by compiling indexes and “honest dedications,” and ultimately became Printer of the Journals of the House of Commons, Master of the Stationers’ Company, and Law-Printer to the King. Like all well-to-do citizens, he had his city house of business and his “country box” in the suburbs; and, after a thoroughly “respectable” life, died on July 4, 1761, being buried in St. Bride’s Church, Fleet Street, close to his shop (now demolished), No. 11 Salisbury Court. The origin of Pamela dates back to a request from Rivington of St. Paul’s Churchyard and Osborn of Paternoster Row, two book-selling friends who were aware of Richardson’s epistolary gifts, to suggest that he should prepare a little model letter-writer for such “country readers” as “were unable to indite for themselves.” The result was Pamela; or Virtue Rewarded. He completed it in a couple of months (Nov. 10, 1739 to Jan. 16, 1740). In Nov. 1740 it was issued by Messrs, Rivington and Osborn, who, a few weeks afterward (Jan. 1741), also published the model letter-writer under the title of Letters written to and for Particular Friends, on the most Important Occasions. Both books were anonymous. The letter-writer was noticed in the Gentleman’s Magazine for January, which also contains a brief announcement as to Pamela, already rapidly making its way without waiting for the reviewers. A second edition, it was stated, was expected; and such was its popularity, that not to have read it was judged “as great a sign of want of curiosity as not to have seen the French and Italian dancers’”—t.e., Mme. Chateauneuf and the Fausans, who were then delighting the town. In February a second edition duly appeared, followed by a third in March and a fourth in May. At public gardens ladies held up the book to show they had got it; Dr. Benjamin Slocock of Southwark openly commended it from the pulpit; Pope praised it; and at Slough, when the heroine triumphed, the enraptured villagers rang the church bells for joy. The other volume of “familiar letters” consequently fell into the background in the estimation of its author, who, though it went into several editions during his lifetime, never acknowledged it. Such a popularity, of course, was not without its drawbacks. That it would lead to Anti-Pamelas, censures of Pamela and all the spawn of pamphlets which spring round the track of a sudden success, was to be anticipated. One of the results to which its
rather sickly morality gave rise was the Joseph Andrews (1742) of Fielding (g.v.). But there are two other works prompted by Pamela which need brief notice here. One is the Apology for the Life of Mrs. Shamela Andrews, a clever and very gross piece of raillery which appeared in April 1741, and by which Fielding is supposed to have alluded to Joseph Andrews. The second noteworthy result of Pamela was Pamela’s Conduct in High Life (Sept. 1741), a spurious sequel by John Kelly of the Universal Spectator. Richardson tried to prevent its appearance, and, having failed, set about two volumes of his own, which followed in December, and professed to depict his heroine “in her exalted condition.” It attracted no permanent attention.
OJ
months); the fact that (like Pamela) it is told by lette a certain haunting and uneasy feeling that many of the h obstacles are only molehills which should have been read mounted. Between Clarissa and Richardson’s next work appea Tom Jones of Fielding—a rival by no means welcome elder writer, although a rival who generously (and perhar tently) acknowledged Clarissa’s:rare merits. Pectus inaniter angit,
irritat, mulcet, falsis terroribus implet, ut Magus
Fielding had written in the Jacobite’s Journal. But ev could not console Richardson for the popularity of the “s brat” whom Fielding had made his hero, and his next eff the depicting of a genuine fine gentleman—a task to wl was incited by a chorus of feminine worshippers. In tł tory of Sir Charles Grandison, “by the Editor of Pam Clarissa” (for he still preserved the fiction of anonymi essayed to draw a perfect model of manly character and c In the pattern presented there is, however, too much bu too much ceremonial—in plain words, too much priggisl to make him the desired exemplar of propriety in excels; he is not entirely a failure, still less is he to be regardec more than “the condescending suit of clothes” by which unfairly defines Miss Burney’s Lord Orville. When Richard lineated Sir Charles Grandison he was at his best, and his ences and opportunities for inventing such a character w finitely greater than they had ever been before. And nothing of his gift for portraying the other sex. Harriet Clementina della Porretta and even Charlotte Grandison, whit behind Clarissa and her friend Miss Howe. Sir | Grandison, in fine, is a far better book than Pamela. Grandison was published in 1753, and by this time Rick was sixty-four. Although the book was welcomed as war it predecessors, he wrote no other novel, contenting him. stead with indexing his works, and compiling an anthology “maxims,” “cautions” and “instructive sentiments” the tained. To these things, as a professed moralist, he had attached the greatest importance. He continued to corr relentlessly with a large circle of worshippers, mostly 1 whose counsels and fertilizing sympathy had not a litt tributed to the success of his last two books. He was a n highly strung little man, intensely preoccupied with his and his feelings, hungry for praise when he had once ta: and afterwards unable to exist without it; but apart fron things, well meaning, benevolent, honest, industrious and re Seven vast folio volumes of his correspondence with h friends, and with a few men of the Young and Aaron Hi are preserved in the Forster library at South Kensington. of it only have been printed. There are several good port) him by Joseph Highmore, two of which are in the N Portrait Gallery. Richardson is the father of the novel of sentimental a As Sir Walter Scott has said, no one before had di deeply into the human heart. No one, moreover, had | to the study of feminine character so much prolong search, so much patience of observation, so much interest indulgent apprehension, as this twittering little printer ol bury Court. That he did not more materially control the of fiction in his own country was probably owing to the nev tion which was given to that fiction by Fielding and Sr
RICHBOROUGH—RICHELIEU ghose method, roughly speaking, was synthetic rather than anawc. Still, his influence is to be traced /in Sterne and Henry
Mackenzie, as well as in Miss Burney and Miss Austen, both
ui whom, it may be noted, at first adopted the epistolary form. But it was in France, where the sentimental soil was ready for ‘he dressing, that the analytic process was most warmly wel-omed. Extravagantly eulogized by the great critic, Diderot,
modified with splendid variation by Rousseau, copied (unwill-
ingly) by Voltaire, the vogue of Richardson was so great as to
rempt French critics to seek his original in the Marianne of a contemporary analyst, Marivaux. As a matter of fact, though ‘here is some unconscious consonance of manner, there is nothing ghatever to show that the little-letter author of Pamela, who
was also ignorant of French, had the slightest knowledge of \farivaux or Marianne. sopular than in France.
In Germany Richardson was even more Gellert, the fabulist, translated him;
Wieland, Lessing, Hermes, all imitated him, and Coleridge dests him even in the Robbers of Schiller. What was stranger sil, he returned to England again under another form. The French comédie larmoyante, to which he had given a fillip, crossed the channel as the sentimental comedy of Cumberland and Kelly, which, after a brief career of prosperity, received its death-blow at the hands of Goldsmith and Sheridan. Richardson’s novels were edited by Mangin (rg vols., 1811), and an edition in 12 vols. was published by Sotheran in 1883 with preface by Sir Leslie Stephen. A Collection of the Moral and Instructive
Sentiments, etc., was published in 1755. A selection from Richardson’s
Correspondence was published by Mrs. A. L. Barbauld in 1804, in
six volumes, with a valuable Memoir.
Recent lives are by Miss Clara
L. Thomson, 1900, and by Austin Dobson (“ Men of Letters”), 1902. å convenient reprint of the novels, with copies of the old illustrations by Stothard, Edward Burney and the rest, and an introduction by Mrs, E. M. M. McKenna, was issued in 190z in 20 volumes.
(A. Do.; X.)
RICHBOROUGH, England, a port on the Stour, in Kent, 11m. from Sandwich. Richborough castle is one of the most
291
he became governor of Odessa. Two years later he became governor general of the Chersonese, of Ekaterinoslav and the Crimea, then called New Russia. In the eleven years of his ad-
ministration,
Odessa rose from
a village to an important
city.
The central square is adorned with a statue of Richelieu (1826). A magnificent flight of nearly 200 granite steps leads from the Richelieu monument down to the harbours. Richelieu returned to France in 1814; on the triumphant return of Napoleon from Elba he accompanied Louis XVIII. in his flight as far as Lille, whence he went to Vienna to join the Russian army, believing that he could best serve the interests of the monarchy and of France by attaching himself to the headquarters of the emperor Alexander. As the personal friend of the Russian emperor his influence in the councils of the Allies was likely to be of great service. He refused, indeed, Talleyrand’s offer of a place in his ministry, pleading his long absence from France and ignorance of its conditions; but after Talleyrand’s retirement he succeeded him as prime minister. The events of Richeliew’s tenure of office are noticed elsewhere.
(See France: History.)
It was mainly due to his efforts that
France was so early relieved of the burden of the allied army of occupation. It was for this purpose mainly that he attended the congress of Aix-la-Chapelle in 1818. There he had been informed in confidence of the renewal by the Allies of their treaty binding them to interfere in case of a renewal of revolutionary trouble in France; and it was partly owing to this knowledge that he resigned
office in December of the same year, on the refusal of his colleagues to support a reactionary modification of the electoral law. After the murder of the duc de Berry and the enforced retirement of Decazes, he again became president of the council (Feb. 21, 1821); but his position was untenable owing to the attacks of the “Ultras” on the one side and the Liberals on the other,
and on Dec. 12 he resigned.
He died of apoplexy on May 17,
1822. Part of Richelieu’s correspondence, his journal of his travels in Ger-
remarkable monuments of the Roman occupation of Great Britam. It marked the beginning of Watling street, and guarded many and the Turkish campaign, and a notice by the duchesse de Richelieu, are published by the Imperial Historical Society of Russia, the channel of the Wantsum, then separating the Isle of Thanet vol. 54. See also L. de Crousaz-Crétét, Ze Duc de Richelieu en Russie from the mainland. Richborough was a landing place and base et en France (1897) ; L. Rioult de Neuville in the Revue des questions for Roman legionaries. The extant remains of the castle include historiques (Oct. 1897); R. de Cisternes, Le Duc de Richelieu, son the north wall of the castellum, 460 ft. long and 22 ft. high. There action aux conférences d’Aix-la-Chapelle (1898). is a cruciform platform of concrete, 144 ft. long and ro4 ft. RICHELIEU, ARMAND JEAN DU PLESSIS DE, wide. It is believed to have borne a lighthouse. A subterranean CARDINAL (1585-1642), French statesman, was born of an anpassage runs round the foundations of the platform. During the cient family of the lesser nobility of Poitou. The cardinal’s War of 1914~18, to relieve the traffic in military stores through father, Francois du Plessis, seigneur de Richelieu (d. 1590), Dover, the old port was re-established. Work began in 1916 with fought through the wars of religion, first as a favourite of Henry the widening and deepening of the Stour, and the cutting of a II., and after his death under Henry IV. His mother, Susanne canal across a large bend; 250 ac. of sea marsh were reclaimed, de La Porte, belonged to a legal family. Armand was the third and nearly a mile of wharfage built and equipped. In six months son and was born in Paris, Sept. 9, 1585. In 1606, at the age regular cross-channel services of barges to Calais and Dunkirk of twenty-one, he was nominated bishop of Luçon by Henry IV. were begun. In 1925 the port of Richborough with I,500 ac. As he was under the canonical age, he went to Rome to obtain of land, the remaining equipment, and the fleet of ferries and a dispensation and was consecrated there in April 1607. In the barges, was sold for development in connection with the underwinter of 1608 Richelieu went to his poverty-stricken little takings in the Kent coalfields. RICHELIEU, ARMAND
EMMANUEL
SOPHIE
SEPTEMANIE DU PLESSIS, Duc vE (1766-1822), French
Salesman, was born in Paris on Sept. 25, 1766, the son of Louis Antoine du Plessis, duc de Fronsac and grandson of the marshal de Richelieu (1696-1 788). The comte de Chinon, as the heir tothe Richelieu honours was called, was married at fifteen to
Rosalie de Rochechouart, a deformed child of twelve, with whom his relations were never more than formal. After two years of foreign travel he entered the Queen’s dragoons and next year recelved a place at court, where he had a reputation for Puritan austerity. He left Paris in 1790 for Vienna, and in company with friend Prince Charles de Ligne joined the Russian army as @ volunteer, reaching the Russian headquarters at Bender on the - of November. By the death of his father in February 1791, s Succeeded to the title of duc de Richelieu. He returned to aris shortly afterwards on the summons of Louis XVI., but he
Was not sufficiently in the confidence of the court to be informed the projected flight to Varennes. In July he obtained a passtom the National Assembly for service in Russia. In 1803
bishopric, and for the next six years devoted himself seriously to his episcopal duties. In 1614 he was elected by the clergy of Poitou to the last States-general which met before the Revolution. There he attracted the attention of Marie de’ Medici, the queen-mother, and was chosen at its close to present the address of the clergy embodying its petitions and resolutions. After the States-general was dissolved he remained in Paris, and the
next year he became almoner to Anne of Austria, the child-queen of Louis XIII. He was appointed in 1616 a secretary of state to the king. But he owed all to Concini, and his taste of power ended with the murder of his patron on Aug. 24, 1617. The reign which Richelieu was to dominate so absolutely began with his exile from the court. He resigned himself to the post of chief adviser to Marie de’ Medici in her exile at Blois. Here he sought to ingratiate himself with Luynes and the king by reporting minutely the actions of Marie and by protestations of loyalty. As this ungrateful work brought no reward, Richelieu retired once more to his bishopric. But he was exiled to Avignon, with his brother and brother-in-law, on April 7, 1618. ‘There he wrote “A Defence of the Main Principles’ of the Catholic Faith,” but
292
RICHELIEU
the escape of Marie de’ Medici from Blois, on Feb. 22, 1619, again opened paths for his political ambition. Luynes and the king recalled him to the post at Angouléme with the queenmother, who allowed him to sign the treaty of Angouléme with the Cardinal de la Rochefoucauld, acting for the king. By this treaty Marie was given liberty to live wherever she wished, and the government of Anjou and of Normandy with several castles was entrusted to her. Richelieu was made a cardinal by Pope Gregory XV., on Sept. 5, 1622. Luynes’s death on Dec. 15, 1621, made possible a reconciliation a month later between the king and his mother. Richelieu seized his opportunity. He furnished Marie de’ Medici with political ideas and acute criticisms of the king’s ministry, especially of the Brularts. Marie zealously pushed her favourite towards office, and eventually, in 1624, the king named him a member of his council. In August he became chief minister of Louis XIII.
Home Policy.—For the next eighteen years, he worked to make the royal power—his power—absolute and supreme at home, and to crush the rival European power of the Habsburgs. At home there were two opponents to be dealt with: the Huguenots and the feudal nobility. The former were crushed by the siege of La Rochelle and the vigorous campaign against the duc de Rohan. But the religious toleration of the edict of Nantes was reafirmed while its political privileges were destroyed, and Huguenot officers fought loyally in the foreign enterprises of the cardinal. The suppression of the independence of the feudal aristocracy was inaugurated in 1626 by an edict calling for the destruction of castles not needed for defence against invasion. There was no serious opposition to the new minister. The first serious conspiracy took place in 1626, the king’s brother, Gaston of Orleans, being the centre of it. His governor, Marshal D’Ornano, was arrested by Richelieu’s orders, and then his confidant, Henri de Talleyrand, marquis de Chalais and Vendôme, the natural son of Henry IV. Chalais was executed and the marshal died in prison. The overthrow of the Huguenots in 1629 made Richelieu’s position seemingly unassailable, but the next year it received its severest test. Marie de’ Medici had turned against
her “ungrateful” minister with a hatred intensified, it is said, by unrequited passion. In September 1636, while Louis XIII. was very ill at Lyons, the two queens, Marie and Anne of Austria, reconciled for the time, won the king’s promise to dismiss Richelieu. He postponed the date until peace should be made with Spain. When the news came of the truce of Regensburg Marie claimed the fulfilment of the promise. On Nov. 10, 1630, the king went to his mother’s apartments at the Luxembourg palace. Orders were given that no one should be allowed to disturb their interview, but Richelieu entered by the unguarded chapel door. When Marie had recovered breath from such audacity she proceeded to attack him in the strongest terms, declaring
that the king must.choose between him or her. Richelieu left the presence feeling that all was lost. The king gave a sign of yielding, appointing the brother of Marillac, Marie’s counsellor, to the command of the army in Italy. But before taking further steps he retired to Versailles, then a hunting lodge, and there, lis-
tening to two of Richelieu’s friends, Claude de Saint-Simon, father of the memoir writer, and Cardinal La Valette, sent for Richelieu in the evening, and while the salons of the Luxembourg were full of expectant courtiers the king was reassuring the cardinal of his continued favour and support. The “Day of Dupes,” as this famous day was called, was the only time that Louis took so much as a step toward the dismissal of a minister
who was personally distasteful to him but who was indispensable. The queen-mother followed the king and cardinal to Compiégne, but as she refused to be reconciled with Richelieu she was left there alone and forbidden to return to Paris. The next summer
she fled across the frontiers into the Netherlands, and Richelieu
was made a duke. Then Gaston of Orleans, who had fled to Lorraine, came back with a small troop to head a rebellion to free the king and country from “the tyrant.” The only great noble who rose was Henri, duc de Montmorenci, governor of Langue-
doc, and his defeat at Castelnaudary on the xst of September
1632, was followed by his speedy trial by the parlement of Toy-
louse, and by his execution. Richelieu had sent to the block tk |
first noble of France, the last of a family illustrious for seve. § centuries, the head of the nobility of Languedoc. He knew no mercy. The only other conspiracy against him which amoung § to more than intrigue was that of Cinq Mars in 1642, at th F
close of his life. This vain young favourite of the king was treate: | as though he were really a formidable traitor, and his friend Dk $
Thou, son of the historian, whose sole guilt was ‘not to hays revealed the plot, was placed in a boat behind the stately barge
of the cardinal and thus conveyed up the Rhone to his trial ang |
death at Lyons. Foreign Policy.—Richelieu’s foreign policy was as inflexibk | as his home policy. To humble the Habsburgs he aided the Protestant princes of Germany against the emperor, in spite of | the strong opposition of the disappointed Catholic party i | France, which had looked to the cardinal as a champion of th §
faith.
The year of Richelieu’s
triumph over the Huguenots
(1629) was also that of the Emperor Ferdinand’s triumph in § Germany, marked by the Edict of Restitution, and France wa; threatened by a united Germany. Richelieu, however, turned against the Habsburgs young Gustavus Adolphus of Sweden, pay. | ing him a subsidy of a million livres a year by the treaty of f Barwald of Jan. 23, 1631. The dismissal of Wallenstein was oi | double value to Richelieu when his Swedish ally marched south After the treaty of Prague, in May 1635, by which the emperor was reconciled with most of the German princes, Richelieu wa; finally obliged to declare war, and, concluding a treaty of offensive alliance at Compiégne with Oxenstierna, and in October one at
St. Germain-en-Laye with Bernard of Saxe-Weimar, he proceeded himself against Spain, both in Italy and in the Nether. lands. The war opened disastrously for the French, but by 1642, when Richelieu died, his armies,—risen from 12,000 men in 162 to 150,000 in 1638—-had conquered Roussillon from Spain; they held Catalonia, which had revolted from Philip IV. of Spain, and had taken Turin and forced Savoy to allow French troops om the borders of the Milanese. In Germany Torstensson was sweep-
ing the imperialist forces before him through Silesia and Moravia. The lines of the treaty of Westphalia, six years later, were already
laid down by Richelieu; and its epochal importance in European
history is a measure of the genius who threw the balance of power from Habsburg to Bourbon. Personality.—His own personality was ‘his strongest ally. The king himself quailed before that stern, august presence. His | pale, drawn face was set with his iron will. His frame was sickly | and wasted with disease, yet when clad in his red cardinals | robes, his stately carriage and confident bearing gave him the | air of a prince. His courage was mingled with a mean sort of cunning, and his ambition loved the outward trappings of power as well as its reality; yet he never swerved from his policy in order to win approbation, and the king knew that bis | one motive in public affairs was the welfare of the realm—that § his religion, in short, was “reason of state.” | No courtier was ever more assertive of his prerogatives. He claimed precedence over even princes of the blood, and one § like Condé was content to draw aside the curtains for him te | pass, and to sue for the hand of Richelieu’s niece for his son, the §
“Great Condé.” His pride and ambition were gratified by the § foundation of a sort of dynasty of his nephews and nieces, whose hands were sought by the noblest in the realm. Like all states § men of his time, Richelieu made money out of politics. He came to court in 1617 with an income of 25,000 livres from his eccle- § siastical benefices. In the later years of his life it exceeded | 3,000,000 livres. He lived in imperial state, building himself the | great Palais Cardinal, now the Palais Royal, in Paris, another
at Rueil near Paris, and rebuilding his ancestral château m
Poitou.
In January 1641 the tragedy of Mirame, which was said
to have been his own,
Richelieu unworthy an author especially
was
produced
with great magnificence.
was anxious for literary fame, and his writings are net of him. But more important than his own efforts a were his protection and patronage of literary me, of Corneille, and his creation of the French Academy |
RICHELIEU—-RICHMOND 163g. When he died, on Dec. 4, 1642, he was buried in the tape of the Sorbonne, still stands as he built it. His tomb, an din 1694, though which rifled at the Revolution, still rae writings are attributed to Richelieu, although exists. owing to his „pit of working with
oie how much
substitutes and assistants it is difficult to
of what
passes
under his name
is authentic.
Les
293
the time of his death. He died on Dec. 11, 1926. His son, Jacques Richepin (b. 1880), the author of La Reine de Tyr (1899), La Cavaliére (1901), Cadet-Roussel (1903) and Falstaf (1904), also made his mark on the stage.
RICHERUS (ji. roth cent.), monk of St. Remi at Reims, and
a chronicler of the roth century, studied at Reims under Gerbert, afterwards Pope Silvester II. He was still living in 998, but there is no mention of him after that date. His Historiae has a unique value as giving us the only tolerably full account by a contemporary of the revolution of 987, which placed the Capets iereine Marie de Medici, femme de Henry IV. (The Hague, 1743); on the throne of France. From 969 onwards Richerus had no Mémoires sur le régne de Louis XIII., 1610 to 1638, and of which the earlier history before him, and his work is the chief source for arlier portion is a reprint
Tuileries La Grande Pastorale, Mirame, and the other plays, have toneheen forgotten; but a permanent interest attaches to his Mémoires and correspondence: Mémoire d Armand du Plessis de Richelieu, "année 1607 à 1610, ed. by A. Baschet (1880); Histoire de la mère + dy fils (Marie de Medici and Louis XIII.), sometimes attributed $ Wezeray (Amsterdam, 1730) and, under title Histoire de la régence
of the Histoire de la mère et du fis, Petitot’s collection (1823, seg.); Testament politique d’Armand du Plessis, cardinal de R. (Amsterdam, 1687, seq.) ; Journal de 1630-31
1648); “Lettres, instructions diplomatiques, et papiers d'état,” publ, hy d'Avenel in the Coll. de doc. îned. (1853—77); these, with the
Mémoires in J. F. Michaud and J. Poujalat’s collections, are the most
the period.
There are French
translations by Guadet
(1845, Soc. de Phist. de
France); Poinsignon (Reims, 1855, pub. de l’Académie de Rheims).
RICHFIELD
SPRINGS, a village of Otsego county, New
York, U.S.A., 22 m. S.S.E. of Utica, on Federal highway 20, near mportant sources for Richelieu’s statesmanship. BruioGRaPHY.—M. Topin, Louis XIII. et R. (1876); B. Zeller, the north end of Canadargo lake; served by the Lackawanna and R. et les Ministres de Louis XIII. (1880) ; A. Desprez, R. ef Mazarin: electric railways. Pop. 1930, 1,333 Federal census. It is a health ‘eur deux politiques (1883); G. d’Avenel, R. et la monarchie absolue and summer resort, at an elevation of 1,500 ft. above sea-level, 1884); L. E. Dussieux, Le Cardinal de R.; étude biographique (1886) ; in the midst of beautiful scenery, and supplied with sulphur G Hanotaux, Hist. du Cardinal de R. (2 tom. 1893-1903), and springs, of value in cases of gout, rheumatism and skin diseases. “Masmes d’état et fragments politiques,” in the Coll. de doc. ined; RICHMOND, EARLS AND DUKES OF. The title earl 1H. Mariejol, Henri IV. et Louis XIII. (1905), in Lavisse, Hist. de `‘Fr, tom. IV.; S. Leathes in Camb. Mod. Hist., vol. iv. (1906); of Richmond appears to have been in existence in England a E.C. Price, Cardinal de R. (1912); P. Denis, Le Cardinal de R. et la considerable time before it was held in accordance with any strict riforme des monastéres benedictines (1913); M. Deloche, Autour de legal principle. Alan, surnamed “Le Roux,” and his brother Alan laPlume du Cardinal de R. (1920) ; W. Mommsen, Kardinal R., seine (c. 1040-1089), surnamed “Le Noir,” relatives of Geoffrey, count Politik im Elsass und Lothringen; bibl. (1922); F. C. Palmer, Tke Economic Policies of R.; bibl. (1922) in Univ. of Illinois Studies in of Brittany, and kinsman of William the Conqueror, took part the Social Sciences; Hilaire Belloc, Richelieu (1929). « in the latter’s invasion of England; and Le Roux obtained grants of land in various parts of England, including manors formerly RICHELIEU, LOUIS FRANÇOIS ARMAND DU
PLESSIS, Duc pe (1696-1788),
marshal
of France, was
a
grandnephew of Cardinal Richelieu, and was born in Paris on
March 13, 1696. As ambassador to Vienna (1725-29) he settled in 1727 the preliminaries of peace; in 1733—34 he served in the Rhine campaign. He fought with distinction at Dettingen and
held by Earl Edwin in Yorkshire, on one of which he built the castle of Richmond, his possessions there being formed into the honour of Richmond, to which his brother Alan Le Noir, or Alan Niger (c. 1045-1093), succeeded in 1089. The latter was in turn succeeded as lord of the honour of Richmond by Stephen (d. 1137), count of Penthievre, who was either his son or another brother. These Breton counts are often reckoned as earls of
Fontenoy; three years afterwards he made a brilliant defence of Genoa; in 1756 he expelled the English from Minorca by the Richmond, though capture of the San Felipe fortress; and in 1757-58 he closed his The same should they were not so in the strict and later sense. perhaps be said of Stephen’s son Alan Niger-II. military career by those pillaging campaigns in Hanover which procured him the sobriquet of Petit Père de la Maraude. In hbis (c. 1x116—1146). This Alan married Bertha, daughter and heiress of Conan, erly days he was thrice imprisoned in the Bastille: in 1711 reigning count of Brittany; and his son Conan (c. 1138—1171), at the instance of his stepfather, in 1716 in consequence of a duel, and In 1719 for his share in Alberoni’s conspiracy against the who married Margaret, sister of Malcolm IV. of Scotland, asserted his right to Brittany, and transferred it in his lifetime to his regent Orleans. He died in Paris on Aug. 8, 1788. se H. Noel Wiliams, The Fascinating Duc de Richelieu (1910); daughter Constance (e. 1162-1201). As he left no sons the L. A. F. Du Plessis, Mémoires authentiques du Maréchal de Richelieu, honour of Richmond and his other English possessions passed to ENE
1788
oe ; P. d’Estrée,
(1917).
Le
Maréchal
de Richelieu
r1696-
RICHEPIN, JEAN (1849-1926), French poet, novelist and dramatist, the son of an army doctor, was born at Medea (Algeria) on Feb. 4, 1849. He served as a franc-tireur in the
Franco-German War, and was afterwards actor, sailor and stevedre. Richepin became famous with the publication, in 1876, of a volume of verse entitled Chanson des gueux; the outspoken-
the king in 1171, though Constance is also loosely spoken of as countess of Richmond in her own right. Constance was three times married, and each of her husbands in turn assumed the title of earl of Richmond, in conjunction with that of count, or duke of Brittany. They were: Geoffrey Plantagenet (1158-1186), son of Henry II., king of England; Randolph de Blundevill, ear! of Chester (c. 1172-1232), the marriage with whom Constance treated as null on the ground of consanguinity; and Guy de Thouars (d. 1213), who survived his wife for 12 years. The only
ws and the revolutionary defiance in these verses resulted in imprisonment and a fine for outrage aux moeurs. Later volumes son of the first marriage, Arthur of Brittany (1187-1203), was Were: Les Caresses (1877), Les Blasphémes (1884), La Mer styled earl of Richmond in his mother’s lifetime, and on his murder at the hands of his uncle, King John, the earldom was resumed
(1886), La Bombarde (1899). His novels developed in style ftom the morbidity and brutality of Les Morts bizarres (1876), Ls Glu (1881) and Le Pave (1883) to the more thoughtful psythology of Grandes amoureuses (1896) and Lagibasse (1899), and themore simple portrayal of life in Miarka (1883), Truandailles (1890) and Flamboche (1895). His best work is to be found ih Nana Sahib (1883), in which he himself played with Sarah Berntardt, Monsieur Scapin (1886), Par le glaive (1892), Le Che-
mneau (1897), Le Chien de garde (1898), Les Truands (1899), %
Quichotte (1905), most of which were produced at the
medie francaise, of which he was for some time director. He
by the crown.
By her third husband Constance had two daughters, the elder of whom, Alice, was given in marriage by Philip Augustus, king of France, to Peter de Braine in 1213, after which date Peter was styled duke of Brittany and earl of Richmond till about 1235, when he renounced his allegiance to the king of England and thereupon suffered forféiture of his English earldom. In 1241 Henry IIT. granted the honour of Richmond to Peter of Savoy (1203-1268), uncle of Queen Eleanor, who was thereafter described as earl of Richmond by contemporary chroniclers,
though how far he was strictly entitled to the designation has been ikowrote Miarka (1905), adapted from his novel, for the music disputed. By his will he left the honour of Richmond to his Alexandre Georges, and Le Mage (1897) for the music of niece, the queen consort, who transferred it to the crown. In the ssenet. He was director of the Académie francaise at
same year (1268) Henry III. granted the earldom specifically to
294
RICHMOND
John, duke of Brittany (1217-86), son of Peter de Braine, in whose family the title continued—though it frequently was forfeited or reverted to the crown and was re-granted to the next heir—till 1342, when it was apparently resumed by Edward III. and granted by that sovereign to his son Jobn of Gaunt, who surrendered it in 1372. It was then given to John de Montfort, duke of Brittany, but on his death without heirs in 1399, or possibly at an earlier date through forfeiture, it reverted to the crown. The earldom now became finally separated from the duchy of Brittany, with which it had been loosely conjoined since the Conquest, although the dukes of Brittany continued to assume ` the title till a much later date. From 1414 to 1435 the earldom of Richmond was held by Jobn Plantagenet, duke of Bedford, and in 1453 it was conferred on Edmund Tudor, uterine brother to King Henry VI., whose wife, Margaret Beaufort, was the foundress of St. John’s college, Cambridge, and of the “Lady Margaret” professorships of divinity at Oxford and Cambridge. (See RICHMOND AND DERBY, MARGARET, COUNTESS OF.) When Edmund Tudor’s son Henry ascended the throne as Henry VII. in 1485, the earldom of Richmond merged in the crown, but in 1525 Henry Fitzroy, natural son of Henry VIII. by Elizabeth Blound, was created duke of Richmond and Somerset and earl of Nottingham, all these titles becoming extinct at his death without children in 1536. Ludovic Stuart, 2nd duke of Lennox (1574—1624), who also held other titles in the peerage of Scotland, was created earl of Richmond in 1613 and duke of Richmond in 1623. These became extinct at his death in 1624, but his Scottish honours devolved on his brother Esmé, who was already earl of March in the peerage of England. (See Marca, EARLS OF; and LENNOX.) Esmé’s son, James, 4th duke of Lennox (16r2—1655), was created duke of Richmond in 1641, the two dukedoms as well as the lesser English and Scottish titles thus becoming again united. In 1672, on the death of his nephew Charles, 3rd duke of Richmond and 6th duke of Lennox, whose wife was the celebrated beauty called “La Belle Stuart” at the court of Charles II. (see RICHMOND AND LENNOX, FRANCES TERESA, DucHEsS oF), his titles became extinct. In 1675 Charles II. created his illegitimate son Charles duke of Richmond, earl of March and baron Settrington. This Charles (1672-1723), on whom his father the king bestowed the surname of Lennox, was the son of the celebrated Louise de Keroualle, duchess of Portsmouth. His son Charles, 2nd duke (1701-1750), added to the titles he inherited from his father that of duke of Aubigny in France, to which he succeeded in 1734 on the death of his grandmother the duchess of Portsmouth; these honours are still held by his descendant the present duke of Richmond. The seven dukes of Richmond of the Lennox line have all borne the Christian name of Charles. The 2nd duke, by his marriage with Sarah, daughter of the rst Earl Cadogan, was father of Lady Caroline Lennox, who eloped with Henry Fox, and was the mother of Charles James Fox, and of the beautiful Lady Sarah Lennox (1745-1826) with whom George ITI. fell in love and contemplated marriage, and who afterwards married, first, Sir Thomas Bunbury, from whom she was divorced, and secondly George Napier, by whom she was the mother of Generals Sir Charles and Sir William Napier.
Charles, 3rd duke of Richmond (1734-1806), was famous for
his advanced views on the question of parliamentary reform. Having succeeded to the peerage in 1750, he was appointed British ambassador extraordinary in Paris in 1765, and in the following year he became. a secretary of State in the Rockingham administration, resigning office on the accession to power of the earl of Chatham. In the debates on the policy that led
to the War of American Independence Richmond was a firm supporter of the colonists. Richmond also advocated a policy of concession in Ireland, with reference to which he originated the
master-general of ordnance; and in 1784 he joined the minis
of William Pitt. He now developed strongly Tory opinions, ay;
his alleged desertion
of the cause
of reform led to a violer
attack on him by Lauderdale in 1792.
Richmond died in Dez
1806, and, leaving no legitimate children, he was succeeded i
the peerage by his nephew Charles.
j
The 5th duke (1791-1860), while still known by the courtesy
title of earl of March, served on Wellington’s staff in the Penh. sula, being at the same time member of parliament for Chichester He was afterwards a vehement opponent in the House of Lords ¢ Roman Catholic emancipation, and at a later date a leader oj the opposition to Peel’s free trade policy. In 1836, on inheriting
the estates of his maternal uncle, the 5th and last duke of Gordon,
he assumed the name of Gordon before that of Lennox. On ki:
death in 1860 he was succeeded in his titles by his son Charles Henry, 6th duke of Richmond (1818—1903), a statesman who held various cabinet offices in the Conservative administrations of Lord Derby, Disraeli and the marquess of Salisbury; and who in 1876 was created earl of Kinrara and duke of Gordon. These honours in addition to the numerous family titles of more ancien
creation passed on his death in 1903 to his son Charles Heny Gordon-Lennox (1845—1928), 7th duke of Richmond and Lennox and 2nd duke of Gordon. The 7th duke was succeeded by his son Charles Henry Gordon-Lennox (b. 1870). See Sir Robert Douglas, The Peerage of Scotland, edited by Sr J. B. Paul; G. E. C., Complete Peerage, vol. vi. (London, 1893); Lady Elzabeth Cust, Some Account of the Stuarts of Aubigny in France (1891). For the dukes of the creation of 1675 see also, Anthony Hamilton, Memoirs of Grammont, edited by Sir W. Scott. new edition (2 vols., 1885); Horace Walpole, Letters, edited by P. Cunningham (9 vols., 1891), and Memoirs of the Reign of George Ill, edited by G. F. R. Barker (4 vols., London, 1894); the earl of Albemarle, Memoirs of Rockingham and his Contemporaries (2 vok,
1852); The Grenville Papers, edited by W. J. Smith (4 vols., 1852); Earl Stanhope, Life of William Pitt (4 vols. 1861); Lord Edmond Fitzmaurice, Life of William Earl of Shelburne (3 vols., 1875); the duke of Richmond, The Right of the People to Universal Suffroge and Annual Parliaments (1817), being an edition of the 3rd duke's famous “Letter to Lieut.-Colonel Sharman,” originally published im 1783; Lord William Pitt Lennox, Memoir of Charles Gordon-Lennts, 5th Duke of Richmond (1862).
RICHMOND,
LEGH
(1772-1827),
English divine, was
born on Jan. 29, 1772, at Liverpool, and was educated at Cambridge. He wrote The Dairyman’s Daughter, of which as many as four millions in nineteen languages were circulated before 1849. A
collected edition of his stories was first published in 1814 under the title of Annals of the Poor. He died May 8, 1827. See T. S. Grimshawe, A Memoire traiture (1833).
(1828); T. Fry, Domestic Por-
BLAKE, K.B. 1897 SIR WILLIAM RICHMOND, (1842-1921), English painter and decorator, was born in London
on Nov. 29, 1842. At the age of 14 William Richmond entered
the Royal Academy schools, where he worked for about three
years. A visit to Italy in 1859 had an important effect upon his
development. His first Academy picture was a portrait group (1861), and several other pictures of the same class followed. In 1865 he returned to Italy, and spent four years there, living chiefly at Rome. On his return in 1869 he exhibited “A Processioa in Honour of Bacchus” at the Academy. He became Slade professor at Oxford, succeeding Ruskin, in 1878, but resigned three years later. He was elected A.R.A. in 1888 and R.A. in 1895;
he received the degree of D.C.L. in 1896, and became professor of painting to the Royal Academy. Apart from his pictures, he is notable for his work in decorative art, his most conspicuous of St. Paul’s cathedral. He died at Hammersmith on Feb. 11. 1921. His portrait by George Phoenix is in the National Portrait Gallery. See The Richmond Papers, ed. A. M. W. Stirling (1926).
RICHMOND: see MELBOURNE.
‘RICHMOND, a municipal borough in Surrey, England, 9 ™ famous phrase “a union of hearts.” In 1779 the duke brought W.S.W. of Charing Cross, London. Pop. (1931) 37:791 Tt lies a bridge ‘forward a motion for retrenchment of the civil list; and in 1780 on the right bank of the Thames, which is here crossedwasbyanciently Richmond he embodied in a bill his proposals for parliamentary reform, which included manhood suffrage, annual parliaments and equal electoral areas. Richmond sat in Rockingham’s second cabinet as
carrying the main road to Twickenham.
called Syenes and afterwards Schene and Sheen (a name pre served in the village of East Sheen, adjacent on the London side
RICHMOND
aD
until the name was in 1500 changed to Richmond by command of
merged in the Richmond division of the North Riding. In 188ọ, Henry VII., who was earl of Richmond in Yorkshire. It grew Richmond became the seat of a sufragan bishop in the diocese up round the royal manor house, of which nothing but a gateway of Ripon. remains. Edward I. received the Scotch commissioners at his The church of St. Mary is transitional Norman, Decorated manor of Sheen in 1300. The palace was rebuilt by Edward II., and Perpendicular, and is largely restored. The church of the xho died here in 1377. It was frequently used by Richard II., Holy Trinity is ancient and was restored to use from ruins; who afterwards caused it to be demolished. By Henry V., how- only the nave and a detached tower remain. The tower of a aver, it was rebuilt, and a great tournament was heid here in 1492 Franciscan abbey, founded in 1258, still exists. Close to the oy Henry VII., who after its destruction by fire In 1498 restored town are the ruins of Easby Abbey, a Premonstratensian foundai. Henry VIII. gave it to Wolsey to reside in, after the latter tion of 1152, beautifully situated by the river. The remains inpresented him with the new palace of Hampton Court. James I. clude a Decorated gateway, an Early English chapel and fragsettled it on his son Henry, prince of Wales, who restored it. ments of the transepts and choir of the church, with sufficient Charles I. added to it the new deer park, Richmond park,
2,253
acres in extent surrounded by a wall. After the execution of the sing, the parliament presented the park to the citizens of London, who again presented it to Charles II. at the Restoration. Though naty dismantled, the palace was the residence of the queen cowager till 1665, but it was parcelled into tenements about 1720. In the old deer park extending northwards from the site of the palace, Kew Observatory was erected in 17609, occupying the site
of a Carthusian convent founded by Henry V. The White Lodge was built by George I. To the south-east of the town is Rich-
mond hill with its famous view of the Thames.
A theatre, first
established in 1719, was during his later years leased by Edmund Kean. Richmond was incorporated in 1890.
RICHMOND, a municipal borough in the North Riding of
portions of the domestic buildings to enable the complet e plan to be traced. The free Grammar School was founded by Elizabet h, but the present Gothic building was not erected until 18 50.
The principal trade is in agricultural produce, and as Richmond possesses the only railway station in Swaledale, the market is still important. See R. Eale, Registrum Honoris de Richemond (1722); History and Antiquities of Richmond (Richmond 1821); C, Clarkson, T. D. WhitoS a History of Richmondshire (1823); Victoria County History: orkshire.
RICHMOND,
a city of Contra Costa county, California,
U.S.A., on the eastern shore of San Francisco bay, adjoining Berkeley on the north, 8 m. N.E. of San F rancisco, with which it is connected by passenger and automobile ferries. It is served by the Santa Fe and the Southern Pacific railways, and is a port of call for vessels operating in coastwise, inter-coastal and foreign trade. Pop. 16,843 in 1920, 21% foreign-born white; and in 1930, 20,093 by the Federal census. Richmond is a rapidly growing industrial centre of the “Eastbay district,” with a factory output
Yorkshire, England, 15 m. S.W. of Darlington by a branch of the LNE. railway, of which it is the terminus. Pop. (1931) 4,769. It is situated on the left bank of the Swale, where the valley is sill narrow and steep-sided before it emerges from the Pennines into the Vale of York. The town is chiefly interesting because of the castle, which in 1927 valued at $55,312,976. The major industries include the occupies the summit of a high cliff. The castle was founded about largest refinery of the Standard Oil Company, terminal repair
1071 by Alan Rufus of Penthièvre in Brittany, who is said to
have rebuilt the town on obtaining from William the Conqueror the estates of the Saxon earl Edwin, which embraced some two hmdred manors of Richmond and extended over nearly a third oi the North Riding. This tract was called Richmondshire at this time, but the date of the creation of the shire is uncertain. Wiliam the Lion of Scotland was imprisoned in the castle in the reign of Henry II.; otherwise the town owes its importance chiefy to its lords. It was a valuable possession in the middle ages, and was usually in royal or semi-royal hands. The whole shite reverted to the crown on the accession of Henry VII. Henry VIII. gave it to his son Henry, afterwards Duke of Richmond, and the title was also bestowed upon a son of Charles II. The original castle covered an area of 5 acres, but the only portions tmaining are the Norman keep, with pinnacled tower and walls too ft. high by rr ft. thick, and some smaller towers. The name of Richmond (Richemont, Richemund) has not been raced further back than 114s, but it is probable that there was an earlier settlement on the site. As far as is known, the earliest charter was granted in 1145 giving the burgesses the borough of Richmond to hold for ever in fee farm at an annual rent of £20,
but a charter dated 1146 shows that the burgesses “me municipal liberties at an earlier period. Other fanied in 1150, and in 1268, the latter pointing to ofa market at Richmond, but there is no grant of 278, a yearly fair was granted and in r 328, Edward frst Royal Charter to the town.
had enjoyed charters were
the existence it extant. In III. gave the
A charter of incorporation, under the title of aldermen and esses Was
granted in 1576 by Queen Elizabeth, who
also towed a market each Saturday, an animal market every fortught, and a fair each year on the vigil of Palm Sunday. In 1668,
lesH. granted a charter under the title of mayor and aldermen, This charter, though superseded later, was restored the 82 of James IL, and, until the passing of the Municipalin Rehe Act of 183 5, Was regarded as the governing charter of the
ae
Although Richmond received a summons as early as
326, 2 Was not represented in parliament until 1584, from which chsIt usually sent two members. In 1867, the number was
ced to one, and since 1885, the representation has been
shops of the Santa Fe railroad and of the Pullman
Company, a
Ford assembly plant and large establishments making vitreous china, enamelled iron, roofing, linoleum, high explosives, steel barrels and containers, pressed brick, tile and various other commodities. There are 16 miles of harbour frontage. Richmond was settled about 1900 and incorporated in 1905. By 1928 it had an assessed valuation of $30,508,267. It is under a councilmanager form of government.
RICHMOND, acity of Indiana, U.S:A., 68 m. E. of Indian-
apolis, near the Ohio state line, on the east branch of the Whitewater river; the county-seat of Wayne county. It is on Federal highways 27 and 4o, and is served by the Chesapeake and Ohio and the Pennsylvania railways. The population was 26,765 in 1920; In 1930, 32,493. The city has broad, well shaded streets, several parks and substantial public buildings. It is the seat of a state hospital for the insane (1890) and of several charitable institutions under religious auspices. Adjoining its western boundary is the beautiful campus (120 ac.) of Earlham college, established in 1847 by the Society of Friends. Richmond has a large wholesale trade and important manufacturing industries. Richmond was founded by Quakers from North Carolina and Pennsylvania, and for many years was the principal centre of the Society of Friends west of Philadelphia. Settlement began in the vicinity in 1806. Richmond was incorporated as a village in 1818 and chartered as a city in 1840.
RICHMOND, acity of eastern Kentucky, U.S.A., the county
seat of Madison county; 125 m. S.E. of Louisville, on Federal highway 25 and the Louisville and Nashville railroad. Pop. 5,622 In 1920, 30% negroes; 6,495 in 1930 by the Federal census. It 1s in the blue-grass region, near the foot-hills of the Cumberland mountains, about 1,000 ft. above sea-level. There is a sulphur spring in the heart of the city. Natural gas is available, and hydroelectric power from the development on the Dix river. Richmond is an important market for thorough-bred live stock and burley tobacco, of which 10,000,000 Ib. are handled in a normal season.
It is the seat of the U.S. Trachoma hospital (1926) and of the Eastern Kentucky State Teachers’ college (1906) which has an enrolment of 4,500 students (1928), and a beautiful so-ac. campus, formerly occupied by Central university (founded 1874,
RICHMOND sonsolidated in 1901 with Centre college at Danville). The
(1896).
marked in 1770 by 21, passed through vay, and one of the ption is now in the
The city has 23 public parks, covering 652 ac., and 12 play. grounds for small children. There are many fine monuments ang
Squire Boone, who preceded his brother Richmond, over what is now the Dixie huge sandstone slabs on which he cut an Court House yard. Along this trail was
it the battle of Richmond (Aug. 30, 1862) when the ConfedGeneral Edmund Kirby Smith won a decisive victory. Ft. esborough (erected 1775) and the town founded by Daniel e were about 12 m. south of Richmond. id mansions in the city and its environs.
There are many
‘CHMOND, the capital and largest city of Virginia, U.S.A., t of entry, the county seat of Henrico county (but adminively independent of it), and from 1861 to 1865 the capital e Confederate States of America; at the head of navigation xe James river, Ioo m. S. by W. of Washington. It is on ral highways zr and 6o; has a municipal airport; and is d by the Atlantic Coast Line, the Chesapeake and Ohio, . square, was built (1785-92) after designs prepared from del and plans of the Maison Carrée at Nimes, which Jeffersecured while he was minister to France. It contains the jon statue of Washington (1796) and a replica of the bust afayette by Houdon which was presented by Virginia to the of Paris. In this building Aaron Burr was tried (1807); the nia Secession Convention met (1861); and the sessions of Sonfederate Congress were held.
The oldest building in the
is a stone dwelling erected in 1737. St. John’s Episcopal ch (1740) was the meeting-place of the Virginia Convention 778, before which Patrick Henry made his famous speech ig, “Give me liberty or give me death!” Jefferson Davis attending services in St. Paul’s church when word reached (April 2, 1865) from Lee that Richmond must be evacuated. executive mansion of the Confederacy, occupied by Jefferson s 1862-65, a house built in 1819, is now a Confederate wm. The home of Chief Justice Marshall (built in 1795) the war-time residence of Gen. Lee’s family, also house rical collections. The Valentine museum, devised by Mann alentine in 1892 as a public trust, includes many books of rsth and 16th centuries. The State library has a valuable ction of old manuscripts. The Edgar Allan Poe shrine and Father Tabb library commemorate those two poets. ichmond is an important educational centre. The public ols have an annual budget of $1,700,000, and include the inia Mechanics’ institute, founded in 1856. The University ichmond (1832) including Richmond college for men, Westpton college for women, and the T. C. Williams School of , has an extensive campus of 293 ac. in the western suburbs he city. The Union Theological seminary (Presbyterian; .) has been in Richmond since 1898. The Medical college of
inia (1838) is the oldest medical school in the South. Vir| Union university for negroes (created in 1899) combines
statues,
among
them
the Washington
monument
in Capito
square, designed and the noble equestrian Hollywood cemetery Monroe, John Tyler, Matthew F. Maury,
largely executed by Thomas Crawford, ang statue of Robert E. Lee, by Mercié. Jr are the graves of Jefferson Davis, Jame John Randolph of Roanoke, Commodore several Confederate generals, and r6.o%
Confederate soldiers.
Oakwood cemetery contains the graves of
18,000 Confederate soldiers. Two miles north-east of the city i a national cemetery with 6,600 graves of Union men, most of whom were killed in the actions around Richmond.
Richmond has a mayor-council form of government, with ar advisory board consisting of the directors of the five depart. ments, together with the mayor. It owns and operates its water.
gas and electric plants, and has an annual budget of $8,500,000, A city plan has been adopted and zoning ordinances are in effect, The assessed valuation of property subject to taxation was $239.
101,845 in 1927. Richmond is the financial and commercial metropolis of a large area of the South and the leading manufac. turing city of Virginia. It is the seat of the Federal Reserve Bank of the fifth district. Bank debits in 1927 amounted to $1,711. 049,000, and postal receipts totalled $2,197,000. Five insurance companies have their home offices here. The wholesale and jobbing houses do an annual business of over $150,000,000. Richmond i: one of the oldest and largest tobacco markets, and one of th largest hog markets, in the United States. Its principal manu factures are cigars and cigarettes (500,000,000 and 40,000,000,00¢ annually) and other tobacco products. In 1927 the total value of the city’s manufactures was $220,742,721. History.—Richmond was founded in 1733 by Col. William Byrd, owner of much land along the James, who held important
offices in the Colony and was the author of some of the best accounts of contemporary scenes and events, and whose family has been conspicuous in the history of Virginia since 1637. He was an ancestor of Harry F. Byrd, governor 1926-30, and of Richard E. Byrd, explorer (g.v.) An exploring party from Jamestown had sailed up the river in 1607 and erected a cross on one of the small islands here; a short-lived settlement had been made within the present city limits in 1609, and a second had been attempted 3 m. below by Capt. John Smith on land he bought from the Indians; and in 1645 Ft. Charles had been built as a frontier defence at the falls. Col. Byrd (who had been educated in England) called the town Richmond, probably because of the similarity of its site to that of Richmond on the Thames. It was laid out in 1737 by Maj. William Mayo and was incorporated as a town in 1742. In 1777 the public records were brought here from Williamsburg, and in May 1779, Richmond was made the capital of the State. The town was partly
burned on Jan. 5, 1781, by British troops under Benedict Arnold. It was chartered as a city in 1782. At the opening of the Civil War it was an important port and commercial centre. with a population of about 38,000. On May 8, 186:1, it was made the capital of the Confederacy, and for the next four years was the objective of military operations to which the greatest lead-
ers and the finest armies were devoted.
(See AMERICAN CIVIL
War.) The city was defended by three encircling lines of fortifcations. On March 1, 1862, President Davis placed it under mattial law, together with the environs within a radius of ro miles. The opening of McClellan’s peninsular campaign (see YORKTOWN) in 1862 caused great apprehension in Richmond, and preparations were made to ship the government records to & safer place. On the approach of the “Monitor” and the Union
gunboats many persons fied from the city and President Davis
js) and Hartshorn Memorial college. Both the University 'irginia and the College of William and Mary maintain extencentres in Richmond. The daily papers (both Democratic)
appointed a day of prayer. Confidence was restored by the checking of the fleet at Drewry’s Bluff on May 15, 1862, the battle of Fair Oaks, and the Seven Days (qq.v.). In May 1864. Grant began the final campaign against Richmond. (See WILDERNESS and PETERSBURG.)
Dispatch (1850) and the Times (1886), and the News-Leader
ated, after the ironclads, the bridges and many of the tobacco
land
seminary
(1865),
Richmond
Theological
seminary
the Times-Dispatch, formed in 1903 by the consolidation of
On the fall of Petersburg (April 2, 1865) Richmond was evact-
RICHMOND
AND
d military warehouses had been set on fire. When the Federal 7
made their entrance the next morning a serious conflagra-
Bar as under way, Which was not extinguished until a third of a the city was in ruins. The Tredegar iron works, still a leading ndustry of Richmond, was the principal iron foundry of the i federacy, where most of the cannon were cast. A tobacco
conse aad ship-chandlery (built in 1845 by Luther Libby)
ae as a prison, chiefly for Federal officers, throughout the = Frequently it was terribly overcrowded, housing at times
pee as 1,200, and the sufferings and the death-rate were
Seale In 1888-89 Libby prison was moved to Chicago to be aa museum. Within 25 years after the close of the war
ts population of Richmond had doubled (reaching 81,388 in 1890). $14,000,000 was invested in manufacturing plants, annual
iobbing sales amounted to $31,500,000 and bank clearings to $93,500,000. In the next 30 years (1890-1920) the population again.
cCHMOND AND DERBY, MARGARET, Countess
cr (1443-1509), mother of the English king, Henry VIIL., and
iqundress of St. John’s and Christ’s colleges at Cambridge, was
the daughter and heiress of John Beaufort,
297
DERBY—RICHTER
duke of Somerset,
and was born on May 31, 1443. In 1455 she married Edmund Tudor, earl of Richmond, who died in the following year; she then married Henry (d. 1482), son of Humphrey Stafford, duke
of Buckingham, and later Thomas Stanley, afterwards earl of Derby. She was in constant communication with her son, the future Henry VII., during his exile in Brittany, and with her
husband, Lord Stanley, aided him to gain the crown in 1485. Under the influence of her confessor, John Fisher, afterwards bishop of Rochester, the countess founded the Lady Margaret nofessorships of divinity at the universities of Oxford and Cambridge. She completed the foundation of Christ’s College,
Cambridge, and much of her wealth was left for building and
endowing St. John’s College in the same university. She died on the 29th of June 1509.
consistent advocate of the economic doctrines of the Manchester School, he was also keenly interested in the working-class co-operative movement, on which he wrote a book. In 1867 he was tried for revolutionary tendencies but acquitted. In 1867 he was elected a member of the Reichstag, and in 1869 of the Prussian parliament. A member of the Progressive party, in 1880 one of the founders, and eventually the leader, of the Freisinnige, he was always in opposition. Next to Windthorst he was Bismarck’s most dangerous opponent, and leader of the opposition to the introduction of protection, to the new colonial policy introduced after 1878, and to State Socialism. He also strongly opposed all increases in the army and navy; and it was his opposi-
tion to the army measures of 1893 which finally split his party, leaving him with only a small following. In 1885 he founded the Freisinnige Zeitung, which he edited himself; he also wrote many political brochures and works on Prussian finances. Jena, on Jan. 26, 1906. See his reminiscences Jugenderinnerungen Reichstag (2 vols., 1894-96).
RICHTER,
HANS
(1892)
He died at and
Im
alten
(1843-1916), Hungarian musical con-
ductor, born at Raab on April 4, 1843, was the son of the kapellmeister at the cathedral, whose wife, née Josephine Csazinsky, was an operatic singer. He studied (1860-65) at the Vienna Conservatoire. In 1871 Richter was appointed conductor of the Hungarian National Opera at Budapest, and in May 1875 began. his long connection with the Vienna Opera, which terminated only with the century. In 1876 he directed the rehearsals and performances of Der Ring at Bayreuth, and in 1877 paid his first visit to England to conduct the Wagner Festival at the Albert Hall. There in 1879 he founded the Richter Concerts and quickly established himself as a prime favourite with the London musical public. Later, in 1892, he conducted a famous series of per-
formances of Wagner’s works (including the first in England of
Die Meistersinger and Tristan) at Drury Lane; while special See C. H. Cooper. Memoir of Margaret, Countess of Richmond and performances of German opera were also conducted by him at Derby (1874). Covent Garden from 1904 onwards. In 1900 he became conductor of the Hallé Orchestra in Manchester doing splendid service in RICHMOND AND LENNOX, FRANCES TERESA STEWART, Ducmess oF (1648—1702), daughter of a physician this capacity, while previously in 1885 he had established an inthe household of Queen Henrietta Maria when she was in exile equally happy connection with Birmingham as conductor of the after 1649, was born in 1648 and was brought up in France. Hen- Birmingham Triennial Festival. His last performance of Die tetta Maria sent her to England, where she was appointed maid Metstersinger was given at Bayreuth in 1911, and his last years of honour to Catherine of Braganza, queen of Charles II. Charles were spent in retirement there. He died on Dec. 5, 1916. As a If became infatuated with her, and it is stated that in 1667 he conductor Richter was supreme in the interpretation of Wagner, was considering the possibility of obtaining a divorce in order though hardly less great in that of Mozart, Beethoven, Brahms omake her his wife. This was at a time when he feared to lose and all the other great classical masters. ber as his mistress, since her hand was sought in marriage by RICHTER, JOHANN PAUL FRIEDRICH (1763Charles Stuart, duke of Richmond and Lennox. In March 1667 1825), usually called Jean PAuL, famous German author, was se eloped with Richmond and married him secretly; but on her born at Wunsiedel, in Bavaria, on March 21, 1763. His father return to court she retained her hold on the king’s affections. was a school master and organist at Wunsiedel, but in 1765 he RICHMOND RIVER AND BASIN, together with the became a pastor at Joditz near Hof, and in 1776 at Schwarzenwsins of the Tweed (g.v.) and Clarence Rivers, forms the largest bach, where he died in 1779. After attending the gymnasium at aea of coastal lowland in New South Wales, Australia (c. 125 Hof, Richter went in 1781 to the university of Leipzig. Unable to miles N.-S.;20—40 miles east-west). The area contains most of the maintain himself at Leipzig he returned in 1784 to Hof, where moductive portions of the North Coast Division which has 65% he lived with his mother. From 1787 to 1789 he served as a df tts total area (6,900,000 ac.) occupied, contains nearly half tutor at Topen, a village near Hof; and afterwards he taught the of the dairying holdings and makes nearly 60% of the butter children of several families at Schwarzenbach. (1925-26: 63,000,000 Ib.) made in the State (é.g., the butter Richter’s first work was Grénldndische Prozesse and Auswahl latory at Byron Bay is said to be the Jargest in Australia). The aus des Teufels Papieren, the former of which was issued in 1783Whole of the sugar produced in New South Wales is grown in this 84, the latter in 1789. In later life Richter had little sympathy aeg (1925-26: 8,700 acres [cut], yielding 297,000 tons cane or with their satirical tone. His next book, Die unsichtbare Loge,
123,500 tons raw sugar and molasses). The district is linked by ral with Sydney (North Coast Railway) and a through con-
‘ection with Brisbane is being constructed from Kyogle. RICHTER, EUGEN (1839-1906), German politician, was bom on July 30, 1839 at Diisseldorf. After attending the univerStes of Bonn, Heidelberg and Berlin, he entered the Government “tvice. In 1864 he was chosen burgomaster of Neuwied; but Was already known for his Liberal opinions, and the Government refused to confirm the appointment and transferred him to h mberg, in East Prussia. In consequence, he resigned from
public service, went to Berlin and entered journalism.
A
a romance, published in 1793, had all the qualities which were
soon to make him famous, and its power was immediately recognized. He then produced in rapid succession Hesperus (1795),
Biographische Belustigungen unter der Gehirnschale einer Riesin (1796), Leber des Quintus Fixlein (1796), Blumen- Frucht- und
Dornenstiicke, oder Ehestand, Tod und Hochzeit des Armenadvo-' katen Siebenkäs (1796-97), Der Jubelsenior (1797), and Das Kampaner Tal (1797). This series of writings won for Richter an assured place in German literature.
In 1797 he went to Leipzig, and in the following year to Weimar, where he had much pleasant intercourse with Herder, by whom he
298
RICHTHOFEN—RICINA
was warmly appreciated. He did not become intimate with Goethe and Schiller, to both of whom his literary methods were repugnant; but in Weimar, as elsewhere, his good talk and genial manners made him a favourite in general society. In 180x he married Caroline Meyer, whom he met in Berlin in 1800. They lived first at Meiningen, then at Coburg; and finally, in 1804, they settled at Bayreuth. Here Richter spent a quiet, simple and happy life, constantly occupied with his work as a writer. In 1808 he was delivered from anxiety as to outward necessities by the prince-primate, K. T. von Dalberg, who gave him a pension of a thousand florins. Before settling at Bayreuth, Richter had published his most ambitious novel, Titan (1800-3); and this was followed by Flegeljahre (1804-5), two works which he himself regarded as his masterpieces. His later imaginative works were Dr. Katzenbergers Badereise (1809), Des Feldpredigers Schmeizle Reise nach Flitz (1809), Leben Fibels (1812), and Der Komet, oder Nikolaus Marggraf (1820-22). In Vorschule der Aesthetik (1804) he expounded his ideas on art; he discussed the principles of education in Levana, oder Erziehungslehre (1807); and the opinions suggested by current events in Friedenspredigit (1808),
Déimmerungen
ftir
Deutschland
(1809),
Mars
und
Phobus
Thronwechsel im Jahre 1814 (1814), and Politische Fastenpredigten (1817). In his last years he began Wahrheit aus Jean Pauls Leben, to which additions from his papers and other sources were made after his death by C. Otto and E. Forster. In 1821 Richter lost his only son, and never quite recovered from the shock. He died of dropsy, at Bayreuth, on Nov. 14, 1825. Schiller said of Richter that he would have been worthy of admiration “if he had made as good use of his riches as other
men made of their poverty.” And it is true that in the form of his writings he never did full justice to his great powers. In working out his conceptions he found it impossible to restrain the expression of any powerful feeling by which he might happen to be moved. He was equally unable to resist the temptation to bring in strange facts or notions which occurred to him. Hence every one of his works is irregular in structure, and his style lacks directness, precision and grace. But he had an amazingly fertile imagination and a surprising power of suggesting great thoughts by means of the simplest incidents and relations. Richter was a great nature-lover and deeply religious in spirit; to him visible things were but the symbols of the invisible, and in the unseen realities alone he found elements which seemed to him to give significance and dignity to human life. His humour, the most distinctive of his qualities, cannot be dissociated from the other characteristics of his writings. It determined to some extent the form in which he embodied even his most serious reflections. It is sometimes extravagant and grotesque but never harsh or vulgar, and generally it springs naturally from the perception of the incongruity between ordinary facts and ideal laws. With all his wilfulness and eccentricity Richter was a man of a pure and sensitive spirit, with a passionate scorn for pretence and an ardent enthusiasm for truth and goodness.
the Philippines and Java, subsequently making an overland
from Bangkok to Moulmein and reaching Calcutta in 38 important work resulted from these travels, for much of hofen’s records and collections was lost. China was at t inaccessible owing to the Taiping rebellion, but Richtho} impressed with the desirability of exploring it, and after to California, where he remained till 1868, he returned to t} In a remarkable
series
of seven
journeys
he penetrat.
almost every part of the Chinese Empire. He returned t 1872, and a work comprising three large volumes and a which, however, did not cover the entire field or compl author’s plan, appeared at Berlin in 1877-85 under the China; Ergebnisse eigner Reisen und darauf gegriindeter §
In this standard work the author deals not only with geol with every subject necessary to a general geographical t Notably he paid close attention to the economic resources country he traversed; he wrote a valuable series of letters Shanghai Chamber of Commerce, and first drew attention importance of the coalfields of Shantung, and of Kiaochc port. In 1875 Richthofen was elected professor of geo Bonn, but being fully occupied with his work in China he take up professorial duties till 1879; in 1883 he became pr
of geography at Leipzig, and in 1886 was chosen to the sar
at Berlin, and held it till his death. He died Oct. 16, 1905 Among his other works are: Natural System of Volcanic (San Francisco, 1867); Aufgaben und Methoden der heutige graphie (an address delivered at Leipzig, 1883); Führer für ungsreisende (Berlin, 1886) ; Triebkräfte und Richtungen der Ei in R Jahrhundert (address on his election as rector,
1903).
RICHWOOD,
a city of Nicholas
county, West V
U.S.A., 6o m. E. of Charleston, on the Baltimore and Oh road. Pop. 4,331 in 1920, 92% native white; 5,720 in 1930 Federal census. It is in a farming and timber region foot-hills of the Alleghenies, and has lumber and papei a tannery, coal mines and several wood-working factorie town was founded and incorporated in 1go01, and in 19 chartered as a city.
RICIMER (d. 472), master of the Roman Empire in th
during part of the sth century, was the son of a prince Suebi and the daughter of Wallia, king of the Visigoth youth was spent at the court of Valentinian III., and } distinction under Aetius. In 456 he defeated the Vanda sea-fight near Corsica, and on land near Agrigentum in He then gained the consent of the Roman senate to an exp against the emperor Avitus, whom he defeated at Piace
Oct. 16, 456. Ricimer then obtained from Leo I., emperor ¢
stantinople, the title patrician, but in 457 set up Majoric his own emperor in the West. When, however, Majorianv to rule by himself, Ricimer forced him to abdicate and cau assassination on Aug. 7, 461. The successor whom Ricimer upon the throne was Libius Severus, who proved to be docile than Majorianus. Upon his death in 465—said to Richter’s Sdmiliche Werke appeared in 1826—28 in 60 vols., to which emperor-maker ruled the W were added s vols. of Literarischer Nachlass in 1836-38. Editions of to the poison of Ricimer—this eighteen months without an emperor, and then accepted selected works appeared in 16 vols. (1865), in Kiirschner’s Deutsche Nationalliteratur (edited by P. Nerrlich, 6 vols., 1884-87). The chief candidate Anthemius. Before long, however, Ricimer mo collections of Richter’s correspondence are: Jean Pauls Briefe an Milan, ready to declare war upon Anthemius. St. Epip F. H. Jacobi (1828) ; Briefwechsel Jean Pauls mit seinem Freunde C. of «Milan, patched up a truce, but in 472 Ricime bishop Otto (1829-33) ; Briefwechsel zwischen H. Voss und Jean Paul (1833) ; Leo had sent to pac Briefe an eine Jugendfreundin (1858); P. Nerrlich, Jean Pauls Brief- claimed as emperor Olybrius, whom two enemies, and after three months’ siege captured Ro. wechsel mit seiner Frau und seinem Freunde Otto (1902). See further the continuation of Richter’s autobiography by C. Otto and E. Förster July 1, 472. Anthemius was massacred and Rome was a } (1826-33) ; R. O. Spazier, J. P. F. Richter: ein biographischer KomRicimer’s soldiers. He himself, however, died on Aug. 18, « mentar zu dessen Werken (3 vols., 1833); F. J. Schneider, Jean Pauls malignant fever. Altersdichtung (1901), and Jean Pauls Jugend und erstes Auftreten in period are collected in Mon der Literatur (1906). All Richter’s more important works have been translated into English, Quintus Fixlein and Schmelzles Reise, by Carlyle; see also Carlyle’s two admirable essays on Richter.
RICHTHOFEN, FERDINAND, Baron von (1833-1905), German geographer and traveller, was born near Karlsruhe, Silesia, on May 5, 1833. He was educated at Breslau and Berlin, and in 1856 carried out geological investigations in the Tirol, subsequently extending them to Transylvania. In 1859 he accompanied as geologist the Prussian diplomatic mission to the Far East under Count von Eulenburg, and visited Ceylon, Japan, Formosa,
The main authorities for this Chron. Minora (3 vols., 1892—98). See also Gibbon ed. Bury (I 1907) p. 15-49. L. M. Hartmann, Geschichte Italiens im Mit vol. i. (1897).
RICINA, an ancient town of Picenum, Italy, 3 m. N
the modern Macerata, on the banks of the river Potenz: fertile valley. After it was refounded by Pertinax and Ser Severus, it bore the name Colonia Helvia Ricina Pe Considerable ruins of an amphitheatre and remains of bat other buildings (all of the imperial period) still exist; al
RICKETS—RICOTTI-MAGNANI
299
RICKMANSWORTH,
an urban district in Hertfordshire,
za. fragments of an ancient bridge over the Poten
RICKETS, 2 disease of children and young animals characterwed by deficient calcification of the bones and teeth and by other ‘dences of perverted nutrition (see METABOLIC DISEASES). Rick ts most commonly attracts attention about the end of the
$:p of life but the bony changes are preceded by digestive ue The child’s appetite is poor, and there is he a vomit-
ila , a me een fhe head, pertigrng wita sleepniy
England; 174 m. W.N.W. of London by the Met. and G.C. Jt. railway; served also by a branch of the L.M.S. railway from Watford. Pop. (1931) 10,810.
RICOCHET, a military term expressing the rebound of a
projectile that strikes
on a hard
French word ricochet is unknown.
surface.
The
origin of the
Its earliest known use (14th
and rs5th centuries) was in the sense of “repetition,” e.g. chanson du ricochet, “an oft-told tale.” Hence it came to be applied to the rebound of a flat stone skimmed along the surface of water, in the c oO KIC A ietsis great tenderness of the bones, as shown by the pain known familiarly in English as “ducks and drakes,” and so finally roduced on moving or handling the child. Gradually changes in in the military sense defined above, which found its way into the lines English language. the shape of the bones become obvious about the epiphyseal The use of the now obsolete “ricochet fire” in war is well at the ends of the long bones. Thus in the arm there is enlargeillustrated by “ducks and drakes.” The shot, striking the ground the at appearance knobbed a ribs ment at the wrists, and in the wnction of their ends with the costal cartilages. The bones from at a small angle, described for the remainder of its course a their lack of calcium salts become misshapen, by the action of the succession of leaps and falls. The discovery of this species of muscles and the superincumbent weight of the body. Those of the fire, usually attributed to Vauban (siege of Ath in 1697), had imbs are bent outwards and forwards, and the child becomes the greatest influence both on sieges and on operations in the on oe = field. In siege warfare, ricochet, especially when combined with o “bow-legged” or “in-kneed.” ee the latera enfilade, 7.¢. when directed along the enemy’s line of defence, wee owing to curvature of the spine, flattening of soon became the principal weapon of the besieger, and with the sternum the of forwards projection and ribs, the” Of os eee as zey system of parallels (¢.v.) gave the attack a superiority so comsat eee (“pigeon breast”). es plete that a siege came to be considered as the most certain that in the female may afterwar ce its diameters to a degree a ane a the poe child is operation of war. Enfilade fire by itself was neutralized by ee i to difficulties in tarce-looking in its upper part, the individual bones of the cranium traverses in the defences, but by the new method a shot could ie eons ieee ununited, while the face is small and be so aimed as to skip over each successive traverse and il-developed, and the teeth ee late and fall out or decay early. thus to search ground that was immune from direct fire. The application of ricochet fire to operations in the field came someThe spleen often is enlarged. ony, the disease terminates in recovery, with more or less what later. In the 18th century field artillery, which was not, deformity and dwarfing, the bones although altered in shape be- before Napoleon’s time, sufficiently mobile to close with the coming firmly ossified. But during the progress of the disease, enemy, relied principally upon the ricochet of round shot, which, various intercurrent ailments may cause death, such as the infec- sweeping a considerable depth of ground, took effect upon several tious fevers, bronchitis and other pulmonary affections, chronic successive lines of hostile troops. But once artillery was able to gallop up to the enemy and to use its far more terrible closehydrocephalus, convulsions, laryngismus stridulus, etc. range projectile, case-shot, ricochet fire came to be used less and Rickets is now eee N ies not rie! oa e treat- less, until finally, with the general adoption of shell (which, of (see VITAMINS). deficiency of vitamin D in the food ment isdirected towards the supply of this deficiency, e.g., by course, burst at the first contact with the ground), the round shot cod liver oil, exposure to sunlight or in its absence to ultra-violet disappeared altogether from the battlefield. Similarly in siege light. Recently ergosterol which has been exposed to ultra-violet warfare, as soon as high-angle fire with shells became sufficiently radiation, has been introduced to replace cod-liver oil. In addi- accurate, there was no further need of round shot and ricochet. The term “ricochet” is now only applied, in modern rifle tion general hygienic and nutritive measures must be adopted. Unduly prolonged suckling and artificial—especially starchy- shooting, to the graze of a bullet that has struck short. A modern foods given before the infant is able to digest them, are often bullet that has ricochetted inflicts a very severe wound, as its nickel or other hard envelope is torn and jagged by its contact noted in the histories of rickety children. An acute form of rickets of rare occurrence (really a form of with the ground. With its high remaining velocity it is dangerous scurvy, g.v.) has been described, in which all the symptoms de- even after more than one ricochet, except at extreme ranges. RICOLD OF MONTE CROCE (1242-1320), Italian velop rapidly, the result in many instances being fatal. The condition formerly known as foetal rickets (achondroplasia Dominican missionary, was born at Monte Croce, near Florence. o¢ chondrodystrophia foetalis) is now classed as a separate In 1267 he entered the Dominican house of Santa Maria Novella disease. Its chief characteristics are dwarfism with shortening in Florence, and in 1272 that of St. Catherine in Pisa. He started for Acre with a papal commission to preach in 14286 or 1287: af the limbs and enormous enlargement of the articulations. RICKETTS, CHARLES (1866— _—+), English artist, was in 1288 or 1289 he began to keep a record of his experiences in horn at Geneva on Oct. 2, 1866, and educated in France. In 1889 the Levant; this record he probably reduced to final book form he became joint editor with Charles Shannon of the Dial. In 1896 ih Baghdad. He travelled extensively in Syria, Asia Minor and he founded the Vale press, the output of which was a series of Persia. In Baghdad he stayed several years, studying the Koran beautifully designed and printed books. Of his pictures, “The and other works of Moslem theology, for controversial purposes, Plague” (gtr) is in the Luxembourg at Paris, and “Don Juan” arguing with Nestorian Christians, and writing. In 1301 Ricold (1916) in the National Gallery. He published The Prado and its again appeared in Florence: some time after this he proposed to Masterpieces (1903); A Bibliography of the Books issued by submit his Confutatio Alcorant to the pope, but did not. He : E and Ricketts (1904); Titian (1906); and Pages on Art died on Oct. 31, 1320.
ath
diarrhoea and wasting.
A common
early symptom is
RICKMAN, THOMAS (1776-1841), English architect, was = on June 8, 1776, at Maidenhead,
Berkshire, and died at
imingham on Jan. 4, 1841. He designed many churches, the
new court of St. John’s College, Cambridge and a palace for the bishop of Carlisle. These are all in the Gothic style, but show more knowledge of its outward form than real acquaintance with
ts spirit. Rickman nevertheless played a part in the revival of
nediaevalism perhaps second only to Pugin. His Attempt to disn the Styles of Architecture in England ran through many ns.
- The best edition of the Itinerary is by J. C. M. Laurent, in Peregrinatores Medii Aevi Quatuor, pp. 105 (101)-—41 (Leipzig, 1864 and 1873). The Epistles have been edited by R. Rohricht in Archives de Porzent latin, vol. ii. part ii. (Documents) pp. 258-96 (Paris, 1884). The Confutatio Alcorani, printed at Seville in 1500, at Venice in 1607, adds hardly anything to the sections of the Itinerary devoted to Moslem belief, etc. Ricold’s Libellus contra. Nationes Orientales and Contra errores Judaeorum have never been printed. See also C. Ray-
mond Beazley, Dawn of Modern Geography, iii. 190-202, 218, 390-391,
547, 554, 564.
RICOTTI-MAGNANI,
CESARE
(1822-1905),
,
Italian
general and knight of the Annunziata, was born at Borgo Lavezzaro
on June 30, 1822.
After serving from
1856 to 1859 as
RIDDELL—RIEGER
3200
director of the artillery school, he became general of division in 1864, commanding the sth division at the battle of San Martino.
In the war of 1866 he stormed Borgoforte, to open a
passage for Cialdini’s army. Upon the death of General Govone in 1872 he was appointed minister of war, and after the occupation of Rome bent all his efforts to army reform, in accordance with the lessons of the Franco-German War. He shortened the period of military service; extended conscription to all ablebodied men; created a permanent army, a mobile militia and a reserve; commenced the renewal of armaments; and placed Italy in a position to put 1,800,000 men on a war footing. Ricotti fell from power with the Right in 1876, but returned to office with Depretis in 1884, and amended his previous scheme of reform. Resigning in April 1887, he became a member of the senate in 1890, but took little part in public life until 1896, when, after the battle of Adowa, he formed a ministry; he made over the premiership to the marquis di Rudini, retaining for himself the portfolio of war, and sought to consolidate the tactical structure of the army without weakening its fighting power. Ricotti’s ideas were not acceptable at court, and he had to resign. Nevertheless, his prestige as creator of the modern Italian army remained unimpaired.
RIDDELL, GEORGE ALLARDICE RIDDELL, ist ), British newspaper proprietor, was born in Baron (1865London on May 25, 1865, and educated privately. He became
a solicitor in 1888 and settled in practice at Cardiff. There he acquired an interest in The Western Mail, and he eventually turned his energies mainly to newspaper management. He went to London and obtained control over the Sunday paper The News of the World, which he developed on popular lines, so that it ob-
tained a huge circulation during the first decade of the 2oth century and made its proprietor a wealthy man. He gradually extended his newspaper connections, becoming a director also of George Newnes Ltd., Country Life Ltd. and C. Arthur Pearson Ltd., etc. In 1909 he received a knighthood. He was a prominent member of the Newspaper Proprietors’ Association at the outbreak of the World War, and, owing to his intimate relations with Mr. Lloyd George, he gradually became the principal liaison between the Press and the Government so far as all matters of publicity were concerned. In this capacity he represented the British Press at the Peace Conference in 1919 and at all the important Allied conferences subsequently. He was created a baronet in 1918 and raised to the peerage as Baron Riddell of Walton Heath in 1920. His publications include Some Things That Matter (1922) and More Things That Matter (1925). (See CENSORSHIP.) RIDGEFIELD PARK, a village of Bergen county, New Jersey, U.S.A., on the Hudson river, opposite New York city (about 125th street). It is served by the New York, Susquehanna and Western and the West Shore railways and motor-bus lines. Pop. (1930) 10,764. It is a residential suburb.
RIDGEWOOD,
a village of Bergen county, New Jersey,
U.S.A., 22 m. N.W. of New York city and 5 m. N.E. of Paterson on the Erie railroad. Pop. (1920) 7,580 (86% native white); 1930 Federal census 12,188. It is a park-like residential suburb,
part of a zhing which corresponds roughly to an English county was called thrithjungr; in Norway, however, the thrithjunge seems to have been an ecclesiastical division. To the riding causes were brought which could not be determined in the wapentake and a matter which could not be determined in the riding wag
brought into the court of the shire. There is abundant evidence that riding courts were held after the Norman Conquest. Each of the ridings of Yorkshire has its own lord lieutenant and commission of the peace, and under the Local Government Act of 1888 forms a separate administrative county. They are distinguished as the north, east and west ridings, but the ancien divisions of Lindsey were known as the north, south and west
ridings respectively. See Dugdale, Monasticon Anglicanum, vol. vi. ed. by John Caley
and
others
(1846);
(Halle, 1888-89);
F. Liebermann,
Die
Gesetze
der Angelsachser
Stubbs, Constitutional History of England.
RIDING: see HORSEMANSHIP. RIDLEY, NICHOLAS (c. 1500-1555), English bishop and
martyr, was the second son of Christopher Ridley of Unthank
Hall, near Willemoteswick, Northumberland. He was sent about 1518 to Pembroke Hall, Cambridge. Having graduated M.A. in
1526 he went to study at the Sorbonne in Paris and at Louvain, and on his return to Cambridge was appointed Junior treasurer of his college. In 1534 he was one of the university proctors, and signed the decree of the university against the jurisdiction of the pope in England. Ridley was now chaplain to the university and began to show leanings to the reformed faith. In 1537 he became chaplain to Thomas Cranmer, archbishop of Canterbury, and in April 1538 vicar of Herne, Kent. In 1540 he was chosen master of Pembroke Hall; in 1541 he became chaplain to Henry VII. and canon of Canterbury. In 1543 he was accused of heretical teaching and practices but acquitted, although just after his excul-
pation he finally abandoned the doctrine of transubstantiation. In September 1547 Ridley was nominated bishop of Rochester. He was one of the visitors who were appointed to establish protestantism in the University of Cambridge; in 1548 helped to compile the English prayer book, and in 1549 was one of the commissioners who examined Bishops Gardiner and Bonner. He concurred in their deprivation, and succeeded Bonner in the see of London. Having signed the letters patent settling the English crown on Lady Jane Grey, Ridley, in a sermon preached at St Paul’s cross on July oth, 1553, affirmed that thé princesses Mary and Elizabeth were illegitimate, and that the succession of the former would be disastrous to the religious interests of England When Lady Jane’s cause was lost, however, he went to Framlingham to ask Queen Mary’s pardon, but was at once arrested and sent to the Tower of London. From his prison he wrote in defence
of his religious opinions, and early in 1554 he, with Cranmer and
Latimer, was sent to Oxford to be examined, He defended hinself against a number of divines, but was declared a heretic, and excommunicated. He refused to recant, and in Oct. 1555 he was
tried for heresy under the new penal laws, being degraded and sentenced to death. With Cranmer and Latimer he met his end at the stake in Oxford on Oct. 16, 1555. See Works of Nicholas Ridley D.D. (ed. H. Christmas, Parker Soc,, 1841). His Life was written by Dr. Gloucester Ridley in 1763; and there is a memoir of him in Moule’s edition of the bishops’ Decl-
in the foot-hills of the Watchung and the Ramapo mountains. The village, originally called Godwinville, was incorporated in 1894 and in rọI1r a commission form of ‘government was established.
ration of the Lord’s Supper (1895).
RIDGWAY, a borough ọf northern Pennsylvania, U.S.A., the county seat of Elk county; midway between Buffalo and Pitts-
ian conspirator, born at Florence on Nov. 18, 1531, settled m
burgh, on the Clarion river at the mouth of Elk creek.
It is on
Federal highways 120 and 219, and is served by the Buffalo,
Rochester and Pittsburgh and the Pennsylvania railways. Pop. (1920) 6,037; 1930 it was 6,313. The borough has an altitude of 1,380 ft. and covers nearly 3 square miles, It is in a natural gas field which has supplied many cities and towns within a radius of I50 m. since 1914, and is headquarters of the electric power company serving a large territory. Ridgway was founded in 1824 by Jacob Ridgway of Philadelphia and incorporated in 1880.
RIDOLFI or Rworro, ROBERTO
DI (1531-1612), Ital-
London about 1555. In 1570 he set to work on the plot against
Elizabeth which is usually associated with his name. His intention was to marry Mary, queen of Scots, to the duke of Norfolk and to place her on the English throne. In 1571 he visited the
duke of Alva at Brussels, Pius V. at Rome, and Philip IL.a
Madrid to explain to them his scheme and to gain their active assistance thereto. His messenger, by name Charles Baillie (1542" 1625), was, however, seized at Dover; Norfolk and Lesley wet
arrested, the former being condemned to death in January 157? Ridolfi, who was then in Paris, died at Florence on Feb. 18, 1612. term for the third part of a shire or county, ¢.g., the ridings of | RIEGER, PHILIPP FRIEDRICH VON (2818-1903)
RIDING, THRITHING or THRIDING, a Scandinavian
Yorkshire and of Lindsey in Lincolnshire.
In Iceland the third . Bohemian politician and publicist, was born on Dec. 18, 1818, #
RIEL—RIEMANNIAN Semil, Bohemia.
He first came into prominence as one of the
GEOMETRY
301
Slovnik naučny, the Czech national encyclopaedia and also helped
director, Schmalfuss, encouraged him in his mathematical studies by lending him books (among them Euler’s works and Legendre’s Theory of Numbers). In 1846 Riemann entered the university of Gottingen, where, although supposed to be studying theology,
to found the first Czech political daily newspaper published in
he attended lectures on the numerical solution of equations and
Czech leaders in the revolution of 1848. In 1853 he married a daughter of the historian Palacky. In 1858 he started the
Prague (1861), of which he was for a while the editor. After
the issue of the “October diploma” of 1860, Rieger, with Palacky, undertook the leadership of the reconstituted Czech party. In 1871 he conducted the negotiations with the Hohenenwarth ministry for a federal constitution of the empire, which broke down
owing to his extreme attitude in the matter of Bohemian inde-
pendence.
On the reappearance of the Czechs in the Bohemian
diet (1878) and the Austrian Reichsrath (1879) Rieger, as chief of the so-called “Old Czechs,” supported Count Taaffe’s government. In 1891, together with the other “Old Czechs,” he was defeated at the poll. In March 1897 he was created a baron (Freiherr) and given a seat in the Upper House, but his influence was now at an end. He died on March 3, 1903.
RIEL, LOUIS (1844-1885), Canadian agitator, son of Louis Riel and Julie de Lagemaundiére, was born at St. Boniface, on Oct. 23, 1844, according to his own account, though others place his birth in 1847. Though known as a half-breed, or Métis, and though with both Indian and Irish ancestors, his blood was mainly French. From July 1866 he worked for two years at various occupations in Minnesota, returning in July 1868 to St.
Vital, near St. Boniface.
In 1869 the transfer of the territorial
rights of the Hudson’s Bay Company to the dominion of Canada gave great uneasiness to the Métis, and in October 1869 a party led by Riel turned back at the American frontier the newly appointed Canadian governor; in November they captured Fort Garry (Winnipeg), the headquarters of the Company, and called a convention which passed a bill of rights. In December a provisional government was set up, of which on Dec. 29, Riel was made president, and which defeated two attacks made on it by the English-speaking settlers of the vicinity. So far the Métis had been within their rights, but Riel was fighty, vain and mystical, and his judicial murder on March 4, 1870, of Thomas Scott, an Orangeman from Ontario, roused against him the whole of English-speaking Canada. An expedition was equipped and sent out under Colonel Garnet, later Lord Wolseley, which captured Fort Garry on Aug. 24, 1870, Riel decamping. (See StratHcona, Lorp.) He was not arrested, and on Aug. 4, 1871, urged his countrymen to combine with the Canadians against a threatened attack from American Fenians, for which he was publicly thanked by the lieutenant-governor. In 1872 for religious reasons he changed his name to Louis David Riel, In October 1873 he became member of the Dominion parliament for Provencher, came to Ottawa and took the oath, but did not sit. On April 16, 1874, he was expelled from the House, but in September was again elected for Provencher ; on Feb. 10, 1875, he was outlawed, and the seat thereby again vacated. In 1877-78 he was for over a year a patient in the Beauport asylum for the insane, but from 1879 to 1884 he lived quietly in Montana. In 1884 in response to a deputation from the Métis, who had moved west to the forks of the Saskatchewan river, he returned to Canada to win redress for their wrongs. His own rashness and the ineptitude of Canadian politicians and officials brought on a rising, which was crushed after some hard fighting, and on May 15, 1885, Riel surrendered. He was imprisoned at Regina, was tried and on Aug. x found guilty of treason, and on Nov. 16 was hanged at Regina, meeting his fate with courage. His death was the signal for a fierce outburst of racialism in Quebec and Ontario, which nearly overthrew the Conservative government.
See J. S. Willison, Sir Wilfrid Laurier, vol. i; George Bryce, His-
tory of the Hudson’s Bay Company press for 1885,
RIEMANN »
GEORG
(1900) ; and the Canadian daily
FRIEDRICH
on definite integrals by M. A. Stern, on terrestrial magnetism by Goldschmidt, and on the method of least squares by K. F. Gauss. In 1847 he went to Berlin, where P. G. L. Dirichlet, C. G. J. Jacobi, J. Steiner and F. G. M. Eisenstein were professors. During this period he formed those ideas on the theory of functions of a complex variable which led to his great discoveries. In 1850 he returned to Göttingen and in 1851 obtained his doctorate with his celebrated thesis “Grundlagen fiir eine allge-
meine
Theorie
der Functionen einer veranderlichen
ture, chosen by Gauss, was “On the Hypotheses which form the
Foundation of Geometry.” (See GEOMETRY: Non-Euclidian.) This wonderful work was published in the Göttinger Abhandlungen (1868) and a translation by Clifford in Nature (vol. 8). Riemann’s health had never been strong and now under the strain of work he broke down, and retired to the Harz with his friends Ritter and R. Dedekind, where he gave himself up to excursions and ‘“‘Naturphilosophie.” After his return to Gottingen (Nov. 1857) he was made extraordinary professor, and his salary
raised to 300 thalers. Before this he had been in very straitened circumstances, and in 1855 was granted a government stipend of 200 thalers. On Dirichlet’s death in 1859, Riemann was appointed his successor in Göttingen. He died at Selasca, on Lake Maggiore, on July 20, 1866. Most of his memoirs are masterpieces—full of original methods, profound ideas and far-reaching imagination. See RIEMANNIAN GEOMETRY below.
The collected works of Riemann were published by H. Weber,
assisted by R. Dedekind (8vo, Leipzig, 1876; 2nd ed., 1892).
RIEMANNIAN
GEOMETRY.
BERNHARD
In 1840 he went to Hanover, where he attended the lyceum and two years later he entered the Johanneum at Liineburg. The
Any n independent vari-
ables x; where ż takes the values xı to n, may be thought of as the coordinates of an n-dimensional space, or variety Vn, in the sense that each set of values of the x’s defines a point of Vn. In a space as thus defined there is not an a priori basis for the determination of magnitude nor for the comparison of directions at two different points. Riemann proposed the study of the metric properties of a general Vn by introducing as the basis for measurement a quadratic differential form ~
lesen
2o giudsids;, v, J
where the g’s are functions of the x’s, subject that the determinant of the g’s is not zero and of the differentials the above sum is positive. distance ds between the points of coordinates given by
to the restrictions that for all values By definition the x; and x;-+-dx, is
l,e n
ds* =
>» 81g
04 ;.
AE]
(1)
This is a generalization of the first fundamental form of a surface in ordinary space when the surface is defined in terms of two parameters, as proposed by Gauss (see DIFFERENTIAL GEOMETRY). In this case the metric on the surface is induced by the Euclidean metric of the enveloping space, whereas in a general Riemannian space the metric is assigned. From the hypotheses concerning (1) it can be shown that at any point
Sana ij
(1826-1866), German mathematician, was born on Sept. 17, 1826, at Breselenz, near Dannenberg in Hanover.
complexen
Grosse.” In his Habilitationsschrift on the “Representation of a Function by Means of a Trigonometrical Series,” Riemann shows his usual originality and refined style. The subject of his trial lec-
Sij ds
Os
is less than unity for two different sets of differentials dx; and &%;. Consequently a real angle 6 is determined by the equation A: 3
cos@ = iT
dx
xz.
i} GO ds
YD; os ?
(2)
RIENZI
302
by definition it is the angle between the directions at the point
determined by the two sets of differentials. This is in keeping with the fact that the cosine of the angle between two tangents, at a
point, to a surface in ordinary space when expressed in terms of the induced metric, is given by an equation of the form (2). When
we
have
functions
n independent
œ; of the x’s the
equations (4=1,
x's = bi (x1, vey Xn)
ar) n)
define a transformation of coordinates of the space. If the g’s in (1) are such, which is rarely the case, that by a suitable trans-
formation the form (1) is reducible to
d=
lL.. n
>> (dx),
(3)
which is a generalization of the metric of ordinary space in cartesian coordinates, we say that the space is flat, or plane; otherwise it is curved. The locus of points defined by
x= faili), © t, Xn =fali) for all values of the parameter ¢ is called a curve. When these expressions are substituted in (x), we obtain an expression of the form ds=F(#)dt, and then the length of arc of the curve is given by integration. If the result of the integration is s=(t), by means of this equation the coordinates at points of the curve are expressible as functions of the arc s as parameter. The theory of curves involves 7-1 principal curvatures, which are generalizations of the curvature and torsion of a curve in ordinary space. Using the terminology of the calculus of variations, we say that the extremals of the integral
taneously tributions analogous of order 7
with the development of tensor calculus. These coninclude the study of a sub-space of a Riemannian space to that of a surface in ordinary space. Such a sub-space is the locus of points defined by the equations gi=piltn t,
where the w’s are independent parameters. When these expres. sions are substituted in (1), we obtain an induced metric for the
sub-space—a generalization of the first fundamental differentia} form of a surface (see DIFFERENTIAL GEOMETRY). There is also a generalized second fundamental form, whose coefficients enter in the relations between the curvatures
systems of curves, which are generalizations of these types of curves on a surface in ordinary space.
constitute a four-dimensional continuum whose metrical character is determined by the presence of matter, and that these spaces are of a particular kind defined in invariantive form by means of
the curvature tensor; in this theory the fundamental form (1)
is not positive for every choice of the differentials. This and other physical interpretations of differential geometry of spaces have stimulated the development of the theory.
Pax” 2
idz; dxk
iK Js
d:
(g=1,°°-,%),
=0
(4)
where the I’s are certain functions of the g’s and their first
derivatives. When the space is flat and the coordinates are those for which the fundamental form is (3), all the functions I’ vanish identically. Consequently in the coordinate system the equations of the geodesics of the flat space are xi =
lis + bi,
G=
Fig
ey n),
(5)
where the a’s and b’s are constants. Thus the geodesics of a Riemannian space are the analogues of straight lines of a Euclidean space. Riemann showed that in a general space a coordinate system exists such that all the geodesics through a given point are defined by ais (i=1,...2) =1, but those through other points are not given by (5). In such a coordinate system the Is vanish at the given point, but not their derivatives. Two sets of differentials dx; and dx; determine two directions at a point, and adx;-+-b6x;, where a and b are parameters, a linear pencil of directions at the point. The geodesics issuing from a point P in a linear pencil of directions constitute a surface; the Gaussian curvature (see DIFFERENTIAL GEOMETRY) of this surface at P was taken by Riemann as the measure of curvature of the space for the given pencil. It is expressed in terms of the directions, and the components of a tensor of the fourth order,
which involves the functions T*,, and their first derivatives; it is now known as the Riemannian curvature tensor (see TENSOR). Ordinarily the curvature varies with the choice of ‘the pencil. Schur showed that, if it is the same for all pencils at each point of the space, then it has the same value at every point; these are the spaces of constant Riemannian curvature; when, and only when, the constant is zero, the space is flat. From time to time important contributions
to Riemannian
geometry were made by Bianchi, Beltrami, Christoffel, Voss and others, and Ricci co-ordinated and extended the theory simul-
contributions is the concept of
Notable among the recent
parallelism of vectors in a general Riemannian space as introduced by Levi-Civita. In such a space parallelism is not absolute, as it is in Euclidean space, but is relative to the curve joining the
points of application of the vectors. Thus for a curve each set of solutions of the equations L,-
ds T 2
ds? +
Einstein based his theory
of gravitation upon the assumptions that physical space and time
A
ax,
of a curve in the sub-
space relative to the latter and the curvatures of the curve as of the enveloping space. Among the curves of the sub-space there are geodesics, lines of curvature, asymptotic lines and conjugate
de®
are the shortest lines, or geodesics, of the space. The geodesics are found to be the integral curves of a system of differential equations
(6)
(i=1,°°*,%),
Ur)
n
T?
jds
ng ds
2,;=f;(\)
(¢=1,°°+, 1)
(3)
are the components of a family of vectors at the points of the curve which are parallel to one another with respect to the curves. Certain Riemannian spaces admit one or more fields of vectors, such that any two of them are parallel with respect to any curve joining their points of application. When there are n independent fields of this kind, the space is flat. In particular, the tangents to a geodesic are parallel with respect to the geodesic,
» geodesics are as follows from (7) and (4), when we put £ = a S : the straight lines of the space. This concept of parallelism is involved in many of the recent developments of Riemannian geometry and its generalizations have opened up new fields (see AFFINE GEOMETRY). BIBLIOGRAPHY .—G. Ricci, Lezioni sulla teoria delle superficie (Padua, 1898); J. Struik, Grundzüge, Mehrdimensialen Differentialgeometrie (1922); J. A. Schouten, Der Ricci-Kalkiil (1924); E. Cartan, Le
géométrie des espaces de Riemann (1925) ; L. P. Eisenhart, Riemannian
geometry
(1926); T. Levi-Civita,
(Eng. trans. 1927).
The Absolute Differential Calculus
(L. P. E
RIENZI, COLA DI (c. 1313-1354), tribune of the Roman
people, was born in Rome,
the son of a tavern-keeper named
Lorenzo Gabrini. His father’s Christian name was shortened to Rienzo, and his own, Nicholas, to Cola; hence the Cola di Riend, or Rienzo, by which he is generally known. His early years were passed at Anagni, The study of the Latin writers, historians, orators and poets filled his mind with stories of the glories and the power of ancient Rome, and he dreamed of restoring his native city to its pristine greatness. His zeal was quickened by the desire
to avenge his brother, who had been killed by a noble. Riem
became a notary and a person of some importance in the city, and was sent in 1343 on a public errand to Pope Clement VI. at Avignon. He won the favour and esteem of the pope, who gavè him an official position at his court. Returning to Rome about April 1344 he gathered a band of supporters, plans were drawn up, and at length all was ready for the rising. On May 19, 1341: heralds invited the people to a parliament on the Capitol, and
on the 2oth, Whit-Sunday; the meeting took place. Dressed 18 full armour and attended by the papal vicar, Cola headed a pre cession to the Capitol; here he addressed the assembled crowd 02
RIESA—-RIESENGEBIRGE “he servitude and redemption of Rome.”
393
A new series of laws | Cola di Rienso und seine Zeit (Hamburg, 1841); Auriac, Etude his-
| torigue sur N. Riensi (Amiens, 1885); E. Rodocanachi, Cola di Rienzz were adopted by acclamation, and unlimited authority was given (Paris, 1888); Kiihn, Die Entwickelung der Bundnispline Cola di
to the author of the revolution. The nobles left the city or went
into hiding, and a few days later Rienzi took the title of tribune
Rienzos im Jahre 1347 (Berlin, 1905); A. von Reumont, Geschichte der Stadt Rom (1867-70); and F. Gregorovius, Geschichte der Stadt Rom im Mittelalter, vol. vi. (Eng. trans., by A. Hamilton, 1898)
contrast to the recent reign of licence. The tribune moved through
N.W. of Dresden, on the main line of railway to Leipzig, and at the junction of lines to Chemnitz, Elsterwerda and Nossen. Pop. (1925) 24,218. Riesa received municipal rights in 1632, and after
the hymn Veni Creator spiritus. Petrarch wrote, to him, urging
a period of decay was again raised to the rank of a town in 1859.
Nicholaus, Severus et clemens, libertatis, pacis justiciaegue tripunus, et sacre Romane Reipublice liberator). The new ruler governed the city with a stern justice, in marked the streets of Rome in state, being received at St. Peter’s with
tim to continue his great and noble work, and called him the new Camillus, Brutus and Romulus. In July in a sonorous decree he proclaimed the sovereignty of the Roman people over the empire, hut before this he had set to work to restore the authority of Rome over the cities and provinces of Italy, to make the city again caput mundi. He invited the cities of Italy to send representatives to an assembly to meet on Aug. 1, when the formation
of a great federation under the headship of Rome would be con-
sidered. On the appointed day representatives appeared, and after elaborate and fantastic ceremonial Rienzi, as dictator, issued an edict citing the emperor Charles IV., and also the imperial electors and all others concerned in the dispute, to appear before him in order that he might pronounce judgment in the case. On the following day the festival of the unity of Italy was celebrated.
Rienzi’s power was recognized in Naples, whence both Queen Joanna and her bitter foe, King Louis of Hungary, appealed to
him for protection. On Aug. 15 he was installed tribune with great pomp, wreaths of flowers being placed on his head. Gregorovius says this ceremony “was the fantastic caricature in which ended the imperium of Charles the Great. A world where political action was represented in such guise was ripe for overthrow, or could only be saved by a great mental reformation.” Rienzi then seized, but soon released, Stephen Colonna and other barons who had spoken disparagingly of him. But his power was waning. His extravagant pretensions excited ridicule. His government was costly, and he was obliged to lay heavy taxes upon the people. He offended both pope and emperor by his proposal to set up anew Roman empire, resting directly upon the will of the people. In October Clement gave power to a legate to depose him and bring him to trial. The exiled barons gathered some troops, and war began. Rienzi obtained aid from Louis of Hungary and others, and on Nov. 20 his forces defeated the nobles in a battle outside the gates of Rome, where Rienzi’s most distinguished foe, Stephen Colonna, was killed. But this victory did not save him. He passed his time in feasts and pageants, while in a bull the pope denounced him as a criminal, a pagan and a heretic, until, terrified by a slight disturbance on Dec. 15, he abdicated and fled from Rome. He sought refuge in Naples, but soon left that city and spent over two years in a mountain monastery. Emerging from his solitude Rienzi journeyed to Prague, which he reached in July 1350, and threw himself upon the protection of the emperor Charles ITV. Denouncing the temporal power of
the pope he implored the emperor to deliver Italy, and espe-
cially Rome, from their oppressors; but Charles kept him in prison for more than a year in the fortress of Raudnitz, and then handed him over to Clement. At Avignon, where he appeared in
August 1352, Rienzi was tried by three cardinals, and was sentenced to death, but this judgment was not carried out, and he remained in prison. In December 1352 Clement died, and his successor, Innocent VI., anxious to strike a blow at the baronial
tulers of Rome, pardoned and released his prisoner. Giving him
the title of senator, he sent him to Italy with the legate, Cardinal Albornoz, and Rienzi, with a few mercenaries, entered Rome in
August 1354. He was received with great rejoicing, and regained his former position. A tumult broke out on Oct. 8. Rienzi at-
tempted to address the mob, but the building in which he stood i fired, and while trying to escape in disguise he was murdered.
Q 1887 a statue of the tribune was erected at the foot of the Capitoline hill in Rome. Rienzi’s life and fate have formed the subject of a famous novel by
wer Lytton, of an opera by Wagner and of a tragedy by Julius
ane His letters, edited by A. Gabrielli, are published in vol. vi. of ont? per la storia d’Italia (Rome,
1890). See also Papencordt,
RIESA, a town in the republic of Saxony, on the Elbe, 30 m.
The town contains a castle, which is now used as a town hall. There are rolling-mills and saw-mills and ironworks. Other industries are the manufacture of furniture, beer, soap, carriages, marble wares, and bricks. The most important shipping station on the Elbe in Saxony, Riesa is the lading-place for goods to and from Bavaria, and a mart for herrings, petroleum, wood and grain. A passenger steamboat service is maintained with Meissen and Dresden.
RIESENER, JEAN HENRI
(1734-1806), French cabinet-
maker of the Louis XVI. period, was born at Gladbach near Cologne on July 4, 1734, and died in Paris on Jan. 6, 1806. At an early age he went to Paris, where he entered the workshop in the Arsenal of Jean Francois Oeben (g.v.). When his master died, Riesener became foreman of the works; two years later he married Mme. Oeben. By 1782 he had accumulated a fortune of about £40,000 and had received the title, formerly Oebens’s, of “Bbéniste du Roi.” Riesener was unquestionably the greatest of the Louis Seize cabinet-makers. His work is generally bold and graceful. His marquetry presents an extraordinary finish; his chiselled bronzes are of the first excellence. He was especially distinguished for his cabinets, in which he employed many European as well as exotic woods. Wreaths and bunches of flowers form the centres of the panels; on the sides are often diaper patterns in quiet colours. His high-water mark was reached in the Bureau du Roi, conceived by Oeben, finished in 1769 and consequently belonging rather to the Louis Quinze than the Louis Seize period, and a similar cylinder bureau believed to have been made for Stanislas Leszczynski, king of Poland, now in the Wallace Collection. At Buckingham Palace there is a third bureau on the For long same lines. These pieces are triumphs of marquetry. Riesener followed Oeben, but there was a gradual transition to a style more individual, more delicately conceived, with finer but hardly less vigorous lines. By the time he had been working alone for ten years he had completely embraced the Louis Seize manner —he had, perhaps, some responsibility for it. One of the most distinguished of his achievements for the court was the famous flat writing-table now at the Petit Trianon. Some of his creations are vitiated by being mounted with panels of Sèvres, Wedgwood and other china. Such is the beautiful little secretaire in the Jones collection in the Victoria and Albert Museum. See F. de Salverte, Les Ebénistes du XVIII. Siècle (Paris, 1927). RIESENGEBIRGE or GIANT MOUNTAINS, a lofty and rugged group on the boundary between Prussian Silesia and Bohemia, between the upper courses of the Elbe and the Oder. They are continued towards the north-west in the Erzgebirge, the Thuringian Forest and the Harz Mountains. Adj oining the Isergebirge and the Lausitzergebirge on the west, and the Eulengebirge and the Adlergebirge on the east and south-east, the Riesengebirge proper trend south-east and north-west between the sources of the Zacken and the Bober, for a distance of '23 m., with a breadth of 14 miles. They cover an area of about 425 sq.m., three-quarters of which is in Czecho-Slovakia, the rest in Germany. The boundary line follows the crest of the principal ridge (Riesenkamm, average height 4,000 ft.), which stretches along the northern side of the group. The principal peaks are the Reiftrager (4,430 ft.), the Hohes Rad (4,950 ft.), the Great Sturmhaube (4,862 ft.), the Little Sturmhaube (4,646 ft.), and, near the east extremity, the Schneekoppe (5,258 ft.), the loftiest mountain in northern or central Germany. Roughly parallel to this northern ridge, and separated from it by a long narrow valley of the Siebengriinde, there extends on the south a lower chain, of broad massive “saddles,” with comparatively few peaks. The chief
304
RIETI—RIGA
heights here are Kesselkoppe (4,708 ft.), the Krkonose (4,849 ft.), the Ziegenriicken and the Brunnenberg (5,072 ft.). From both ridges spurs are sent off, whence a magnificent view is obtained from Breslau to Prague; the lowlands of Silesia, watered by the Oder, and those of Bohemia, intersected by the Elbe and the Moldau, appear to lie mapped in relief (see SCHNEEKOPPE). A group of isolated columnar rocks known as the Adersbacher Felsen occur in a valley on the Bohemian side of the Riesengebirge, 9 m. from Braunau. On its northern side this mountain group has a rugged and precipitous slope from the Hirschberg valley; but on its southern slope, towards Bohemia, a more gradual one. The Bohemian ridge is cleft about the middle by a deep gorge through which pour the headwaters of the river Elbe, which finds its source in the Siebengründe.
A great number of small streams also rise among
these mountains
and small lakes and tarns are not unfrequent.
The Great and Little Schneegruben—two deep rocky gorge-like valleys in which snow remains all the year round—lie to the north of the Hohes Rad. A wide range of rock formations occurs in the Riesengebirge. Archaean gneisses and schists form an important part, but Palaeozoic and Mesozoic rocks (especially Jurassic and Cretaceous) are also important. Variscan and Tertiary folding affected the region and north-easterly faults run along the foot of the Isergebirge and Riesengebirge. Extensive peat moors occupy many of the mountain slopes and valleys. The lower parts of the mountains are clad with forests of oak, beech, pine and fir; above 1,600 ft. only the last two kinds of trees are found, and beyond about 3,950 ft. only the dwarf pine (Pinus Pumilio). Various alpine plants are found, some of them having been artificially introduced on the Schneekoppe. Wheat is grown to an elevation of 1,800 ft. above the sea and oats as high as 2,700 feet. The Riesengebirge is easily accessible by railway, several branches from the main lines on both sides, penetrating the valleys, and thus many spots are a good deal frequented in the summer. The Schneekoppe and other summits are annually visited by numbers of travellers, notably the spas of Warmbrunn (near Hirschberg) and Flinsberg on the Gneis, and Gorbersdorf, with its sanatorium. ‘The Riesengebirge is the legendary home of Number Nip (Riibezahl), a goblin of German folklore.
of Pickering. The name is probably a corruption of Rye Vale. Rievaulx abbey, one of the most beautiful ruins in Yorkshire, was founded by the Cistercians in 1131. The principal remains are those of a cruciform church which is mainly Early English in style and is of very fine workmanship. Considerable fragments of the refectory remain and the domestic buildings may be traced.
RIF CAMPAIGNS:
see Morocco, FRANCO-SPANISH Cay.
PAIGNS IN. RIFIS, the name given to the Berbers of the Rif district of Morocco, the mountain region bordering the north coast from Ceuta eastward nearly to the borders of Algeria and forming part of the Atlas range. The Rif dialect changes the Arabic “P to “r,” and this supports the derivation of “Rifi” from “Libi,” “b”? and “f” being interchangeable. See Morocco.
RIFLE: see SMALL ARMS. RIFLE-BIRD or RIFLEMAN-BIRD, the name applied to
birds of paradise (g.v.) of the genera Ptilorrhis and Craspidornis, probably because their plumage bears some resemblances to the full-dress uniform (green and black) of the British rifle regiments, There are five species, of which one inhabits New Guinea and the others the Australian continent. The best known is P. paradisea. See R. B. Sharpe, Monograph of the Paradiseidae.
RIGA, a seaport of Latvia, of which it is the capital, in 57°
3’ N., 24° 1’ E. Pop. (1923) 285,000. It is situated at the southern extremity of the Gulf of Riga, 8 m. above the mouth of the western Dwina, which is connected by means of inland canals with
the basins of the Dnieper and Volga. The Gulf of Riga is toom, long and 60 m. wide, with shallow waters of slight salinity anda
greatest depth of 22 fathoms. It is frozen for an average of 127 days in the year. The sea entrance has a depth of 244 ft. whichis being dredged to 26 ft. The channel up to the town is 24 ft. deep and the depth at the quays varies from 18 to 26 ft. There are vast warehouses and a large grain elevator. The port has two electric cranes (ro tons and 25 tons), a 25 ton floating crane and there are on order (1928) for the town 8 electrical portable cranes and one 130 ton crane as there is a growing transit trade with
Soviet Russia.
The Riga Exchange
Committee’s
slip dock at
Bolderaja is capable of taking ships up to 1,000 tons. Large ships
unload at Ust-Dvinsk (formerly Dunamiinde). The imports are herrings, foodstuffs, clothing, sugar, tobacco, industrial and agrRIETI (anc. Reate), a city and episcopal see of Italy, the cultural machinery, mechanical tools, railway equipment, coal, capital of the province of Rieti, 253 m. by rail and 15 m. direct coke and fertilisers, and the exports flax, timber, wooden goods, S.S.E. of Terni, which is 70 m. by rail from Rome. Pop. (1921) dairy produce, meat, pork and ham. The town manufactures 11,810 (town), 18,975 (commune). It occupies a fine position paper, wood-pulp, cellulose, matches, veneered goods, paints and 1,318 ft. above sea-level on the right bank of the Velino (a torrent varnish, textiles, especially cotton and linen goods, boots and shoes, subtributary to the Tiber), which at this point issues from the rubber goods, cement, vegetable oils, tobacco and alcoholic drinks. limestone plateau; the old town occupies the declivity and the Manufactures were seriously hampered by the destruction of hew town spreads out on the level. While with its quaint red- factories and plant during the World War, when Riga was occupied roofed houses, its old town walls (some Roman fragments, re- by German troops from 1917 to 1919. Trade in 1926 was about stored about 1250), its cathedral (13th and xs5th centuries), its 10% of that in 1973. Riga consists of four parts—the old town and suburbs on the episcopal palace (1283), and its various churches and convents bank of the Dwina (Latvian, Daugava), and the Mitau right Rieti has much mediaeval picturesqueness; it also displays a good deal of modern activity in corn, vine and olive growing and cattle- suburb on the left bank, the two sides being connected by 2 breeding. The fertility of the neighbourhood is celebrated both by floating bridge, which is removed in winter, and by a viaduct, 820 ft. long. The old town still preserves its Hanseatic features—high Virgil and by Cicero. For the disputes of Reate with the people of Interamna see storehouses, with spacious granaries and cellars, flanking the natTERNI. In 1149 the town was besieged and captured by Roger I. row, winding streets. The only open spaces are the market-place of Sicily. In the struggle between church and empire, it always and two other squares. The suburbs, with their broad and quit held with the former; and it defied the forces of Frederick IT. and boulevards on the site of the fortifications, are steadily growin. Few antiquities of the mediaeval town remain. The oldest Otho IV. Pope Nicholas IV. long resided at Rieti, and it was there he crowned Charles II. of Anjou king of the Two Sicilies. In the church, the Dom (St. Mary’s), founded in 1215, was burned i 14th century Robert, and afterwards Joanna of Naples managed 1547, and the present building dates from the second half of the to keep possession of Rieti for many years, but it returned to the 16th century, but has been thoroughly restored since 1883. [ts States of the Church under Gregory IX. About the year 1500, organ, dating from 1883, is one of the largest in the world. St. the liberties of the town, long defended against the encroachments Peter’s church, with a beautiful tower 412 ft. high, was erected if of the popes, were entirely abolished. An earthquake in 1785 was 1406-9. The castle was built in 1494-1515 by the master of the Knights of the Sword, Walter von Plettenberg, a spacious builein 1799 followed by the pillage of Rieti by the Neapolitans. See G. Colasanti, Rieti (Perugia, 1911).
RIEVAULX (ré-e-vi), a village, North Riding, Yorkshire, England, three miles west by north of Helmsley, which is served by the L.N.E. railway. Pop. (1921) ror. It is situated on the River Rye before it emerges from the York moors into the Vale
ing often rebuilt. The “House of the Black Heads,” a corporation. or club, of foreign merchants, was founded in 1330, and subse
quently became the meeting-place of the wealthier youth. _ The Livlandische Ritterhaus, the former place of meeting°
the Livonian nobility, still stands.
Near the city are extensiv
RIGAUD—RIGGING summer bathing beaches, with mile after mile of little wooden chalets nestling among pine trees. The Riga Polytechnic Institute became a university in 1919, Dorpat (Tartu) university,
which previously served all the Russian Baltic provinces, having
become Estonian property. History.—Riga was founded in 1158, as a storehouse at the
mouth of the river, by a few Bremen merchants. About 1190 the Augustinian monk Meinhard erected a monastery there, and in L1gg-1 201
Bishop
Albert
I. of Livonia
obtained
from
Pope
Innocent III. permission for German merchants to land at the new settlement, and chose it for his seat, exercising his power over the neighbouring district in connexion with the Teutonic Knights.
305
RIGG, JAMES
HARRISON
(1821-1909), English Non-
conformist divine, was born at Newcastle-on-Tyne on Jan. 16, 1821. In 1845 he entered the Wesleyan ministry, and during the
agitation of 1849-52 wrote successfully in exposition and defence of the polity of Methodism. In 1857 he published Modern Anglican Theology, an acute criticism of the writings of Coleridge, Hare, Maurice, Kingsley and Jowett. In 1868 Rigg was appointed Principal of the Westminster Wesleyan Training College for dayschool teachers, a post which he held for 35 years. In 1870 he
was elected on the first School Board for London. sat
on
the
Royal
Commission
of Education.
In 1886 he
In
1878
he
As early as the first half of the 13th century the young city ob-
was elected president of conference—and again in 1892. He resigned his principalship in 1903 and died at Brixton on April 17, 1909.
walls erected during Albert I.’s time. It joined the Hanseatic League, and from 1253 refused to recognize the rights of the bishop and the knights. In 1420 it fell once more under the rule of the bishop, who maintained his authority until 1566, when it was
See Life by John Telford (1909). His other works include: National Education in its Social Conditions and Aspects (1873); The Living Wesley (1875, reissued as The Centennial Life of Wesley in 189%); Character and Life-work of Dr. Pusey (1893); Oxford High Anglicanism and its chief Leaders (1895).
of Poland, took Riga in 1547, and in 1558 the Russians burned its suburbs and many ships in the river. In 1561 Gotthard Ketteler
term, in connection with ships, for the whole apparatus of masts, yards, sails and cordage. (See also Surp, Yacut and NAUTICAL Terms.) The word is also used as meaning the cordage only.
rained the right of electing its own magistracy, and enlarged the
abolished in consequence of the Reformation.
Sigismund II., king
publicly abdicated his mastership of the order of the Teutonic
Knights, and Riga, together with southern Livonia, became a Polish possession. After some unsuccessful attempts to reintroduce Roman Catholicism, Stephen Bathory, king of Poland, recognized the religious freedom of the Protestant population. Throughout the 17th century Riga was
a bone of contention between
Sweden, Poland and Russia. In 1621 Gustavus Adolphus, king of Sweden, took it from Poland, and held it against the Poles and the Russians, who besieged it in 1656. During the Northern War hetween Sweden and Russia, it was courageously defended (1700), but after the battle of Poltava it succumbed, and was finally taken in July 1710 by the Russians.
RIGAUD,
HYACINTHE
(1659-1743),
French painter,
born at Perpignan on July 20, 1659, was the descendant of a line of artists. He was sent to Montpellier to study under Pezet, and afterwards went to Lyons, and in 1681 to Paris. There he obtained the grand prix de Rome, but on the advice of Le Brun he allowed it to lapse and devoted himself to painting portraits. For sixty-two years he did as many as thirty to forty portraits a year. But Rigaud, although purely a portrait painter, set his heart on gaining admission to the Academy as a historical painter, and succeeded in Jan. 1700. He died on Dec. 27, 1743. His principal portraits at the Louvre are those of himself and his mother (Marie Serre), of the sculptor Desjardins, of Mignard and Le Brun, of Bossuet and of Louis XIV.
RIGBY, RICHARD
(1722-1788), English politician, was
the only son of Richard Rigby (d. 1730) of Mistley Hall, Essex, a merchant who made a fortune through his connection with the South Sea Company. Young Rigby became an associate of Frederick, prince of Wales, and entered parliament in 1745. He is chiefly known to fame through his connection with John Russell, 4th duke of Bedford, and the “Bloomsbury gang,” his audacity earning for him the title of the “‘brazen boatswain” of the “crew.” In 1758 he became secretary to Bedford, who was lord lieutenant of Ireland, and in the following year he was given the sinecure office of master of the rolls for Ireland. Following the political fortunes of the duke he became vice-treasurer of Ireland in 1765, and in 1768 he obtained the lucrative position of paymaster-general of
the forces. Rigby often spoke in parliament, and in 1769 he shared in the opposition to Wilkes. In 1784 he was obliged to resign his position as paymaster-general, and he was somewhat surprised and embarrassed when he was requested to pay over the
RIGGING
(AS. wrigan or wrihan, to clothe), the general
SAILING SHIPS Sailing vessels of all classes are classed according to their “rig,” i.e., the particular combination of spars, sails and cordage. “Cutter,” “brig,” or “ship,” are really convenient abbreviations for “cutter-rigged,” “brig-rigged,” or ‘‘ship-rigged.” The basis of all rigging is the mast whether it be composed of one or of many pieces of wood or of steel. The mast is supported against fore and aft or athwartship strains by fore and back stays and by shrouds, known as the “standing rigging,” because they are made fast, and not hauled upon. In the case of a mast composed of several parts, including topmast and topgallant mast, the stays, and other ropes which keep the top and topgallant masts in place, are however only comparative fixtures as they may be cast off when these masts are lowered down. The bowsprit, though it does not rise from the deck but projects from the bow, is in the nature of a mast. The masts and bowsprit support all the sails, whether they hang from yards, slung across the mast, or from gaffs, projecting from the mast, or, as in the case of the Jibs, or other triangular sails, travelling on the ropes called “stays,” which go from the mast to the bowsprit or deck. The bowsprit is subdivided like the masts. The bowsprit proper corresponds to the lower fore-, main- or mizzen-mast. The jib-boom, which is movable and projects beyond the bowsprit, corresponds to a topmast; the flying jib-boom, which also is movable and projects beyond the jib-boom, answers to a topgallant mast. The ropes by which the yards, booms and sails are manipulated for trimming to the wind or for making or shortening sail, are known as the “running rigging.” The rigging also provides the crew with the means of going aloft, and for laying out on the yards to let fall or to furl the sail. Therefore the shrouds (see below) are utilized to form ladders, the steps of which are called ratlines. Near the heads of the lower masts are the tops—platforms on which men can stand —and in the same place on the topmasts are the “‘cross-trees,” of which the main function is to extend the topgallant shrouds. The yards are provided with ropes, extending from the middle to the extremities or yard-arms, called foot-ropes, which hang down about 2 or 3 ft., and on which men can stand. The material of which the cordage is made differs greatly. Leather has been used but the prevailing materials have been hemp or grass rope, and,
in recent days, chain and wire. As the whole of the rigging is divided into standing and running, so a rope forming part of the great fortune when he died at Bath on April 8, 1788. Wrazxall rigging is divided into the “standing part” and the “fall.” The Says that Rigby “possessed talents for addressing a popular assem- standing part is that which is made fast to the mast, deck or 2 ii were sustained by a confidence that nothing could block. The fall is the loose end or part on which the crew haul. S 2a The block is the pulley through which the rope runs. A “tackle” RIGEL, the bright star at the heel of the constellation (q.v.) (pronounced “‘taikel”) is a combination of ropes and blocks Orion (g.v.). It is of magnitude 0.34, being one of the brightest which gives increased power at the lifting or moving end, as disStars in the sky. Its equivalent in the alphabetical series is B tinct from the end which is being “manned.” If fig. r is followed from the bow to the mizzenmast, it will be seen that a succession Orionis. (See Star.) large sum of public money which was in his possession. He left a
RIGGING
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THE SPARS, SAILS AND RIGGING OF A FULL-RIGGED SHIP Fore topgallant sail; 8. Fore upper topsails 9. Fore lower l. Flying jib; 2. Outer jib; 3. Inner jib; 4. Jib; 5. Fore skysail; 6. Fore royal; 7. Main topmast staysail; 14. Main skysail; 15. Main royal; 16. topsail; 10. Foresail; 12. Main royal staysail; 12. Main topgallant staysail; 13. Mainsail; 20. Mizzen skysail; 21. Mizzen royal; 22. Mizzen topgallant Main topgallant sail; 17. Main upper topsail; 18. Main lower topsail; 19. sails 23. Mizzen upper topsail; 24. Mizzen lower topsail; 25. Crossjack; 26. Spanker
of stays connect the masts with the hull of the ship or with one another. All pull together to resist pressure from in front. Pressure from behind is met by the backstays, which connect the topmasts and topgallant masts with the sides of the vessel. Lateral pressure is met by the shrouds and breast-backstays. A temporary or “preventer” backstay is used when great pressure is to be met. The bobstays hold down the bowsprit, which is liable to be lifted by the tug of the jibs and of the stays connecting it with the fore-topmast. If the bowsprit is lifted the fore-topmast loses part of its support. The running rigging by which all spars are hoisted or lowered and sails spread or taken in may be divided into those which lift and lower——the lifts, jeers, halliards (haulyards)—and those which hold down the lower corners of the sails—the tacks and sheets. A long technical treatise would be required to name the many parts of standing and running rigging and their uses. All that is attempted here is to give the main lines and general principles or divisions. The vessel dealt with here is the fully rigged ship with three masts. But the principles of others are the same. The simplest of all forms of rigging is the dipping lug, a quadrangular sail hanging from a yard and always hoisted on the side of the mast opposite to that on which the wind is blowing (the lee side). When the boat is to be tacked so as to bring the wind on the other side, the sail is lowered and rehoisted. One rope can serve as halliard to
rigging may be reduced to comparatively few, which can be classed by the shape of their sail and the number of their masts. At the bottom of the scale is such a craft as the Norse herring boat. This boat has one quadrangular sail suspended from a yard which is hung (or slung) by the middle to a single mast which is placed (or stepped) in the middle of the boat. She is the direct representative of the ships of the Norsemen. Her one sail isa “course” such as is still used on the fore and mainmasts of a fully developed ship; a topsail may be added (above the course) and then we have the beginning of a fully clothed mast. A very similar craft called a Humber keel is used in the north of England. The for lug sail is an advance on the course, since it is better adapted not is lug the When side. the on wind the sailing on the wind, with meant to be lowered, and rehoisted on the lee side, as in the dipping lug mentioned above, it is slung at a third from the end of the yard, and is called a standing lug. A good example of the
on which the wind is blowing. The difference between such a craft and the fully rigged ship is that between a simple organism and a very complex one; but it is one of degree, not of kind. The steps in the scale are innumerable. Every sea has its own type. (See Pl. I., figs. 1, 2, 3, 4, 5, 6, 7.) Some in eastern waters are of extreme antiquity, and even in Europe vessels are still to be met with which differ very little if at all from ships of the Norsemen of the
mast above the great one. The lateen sail (PI. I., fig. 2) is a t angular sail akin to the lug, and is the prevailing type of the Medi
hoist the sail and as a stay when it is made fast on the weather side
oth and roth centuries. For a full account of these varieties of rigging the reader may be referred to Mast and Sail in Europe and Asia (London, 1906), by H. Warington Smyth. When the finer degrees of variation are neglected the types of
lug is the junk (Pl. I., figs. 4, 6). The lug is a “lifting sail,” and
does. does not tend to press the vessel down as the fore and aft sail Therefore it is much used by fishing vessels in the North Sea. The type of the fore and aft rig is the schooner (PI. IL, fig. 9). The sails on the masts have a gaff above and a boom below. These ate spars have a prong called “the jaws,” which fit to the mast, and called beads threaded are which held in place by a “jaw rope” on trucks. Sails of this shape are carried by fully rigged ships on the
ar mizzenmast, and can be spread on the fore and main. They
then called trysails and are used only in bad weather when little 4 smal sail can be carried, and are hoisted on the trysail mast,
terranean. These original types, even when unmodified by mixture
with any other, permit of large variations. The number of masts
two of a lugger may vary from one to five, and of a schooner from large above the to five or even seven. A small lug may be carried
one, and a gaff topsail added to the sails of a schooner. A oe | masted fore-and-aft-rigged vessel may be a cutter (Pl. IL, fig. 1) | or sloop. But the pure types may be combined, in topsail schoorers, brigantines, barquentines and barques, when the topsail, 3
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PHOTOGRAPHS,
a
(b 2; 3: 7, 8)
DONALD
MCLEISH,
(4,
9) SPORT
AND
SAILING
GENERAL
PRESS
BOATS
AGENCY,
OF
(5)
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(6)
THE
NAUTICAL
PHOTO
AGENCY
NATIONS
DIFFERENT
Arab dhow with long overhanging forepart, an open waist and high poop Nile Native trading boat of the type frequently found on the River
Smal! fishing boat on an Italian lake Chinese junk Japanese sampans we AF pre
GALLOWAY,
6. Chinese junk 7. Broad beamed Venetian trading boat @. Dutch fishing boat as used on the Zuider Zee 9.
English fishing smacks
RIGHI quadrangular sail hanging from and fastened to a yard, slung by the middie, is combined with fore and aft sails. The lateen rig has
as the heen combined with the square rig to make such a rigging xebec—2 three-masted vessel square rigged on the main, and as lateen on the fore and mizzen. Triangular sails of the same type rigged the jibs can be set on the stays between the masts of a fully ship, and are then known as staysails. But it can only be repeated
that the variations are innumerable.
Studding-sails (pronounced
of “stun-sails”) are lateral extensions to the courses, topsails, etc., require that sails, of spread the increase to ship gged square-ri a
the support of special yards, booms and tackle.
The development of the rigging of ships is a very obscure sub-
ject. It was the work of centuries, and of practical men who wrote no treatises. It has never been universal. A comparison of the fouremasted junk given above with the figures of ships on mediaeval seals shows at least much similarity. Yet by selecting a few leading types of successive periods it is possible to follow the growth of the fully rigged ship, at least in its main lines, in modern times. For a time, and after the use of spritsails had been given up, the spritsail yard continued to be used to discharge the function now ‘The given to the gaffs. (See Smyth, Sailors Word-Book.) changes in the mizzen have an obscure history. About the middle
of the 18th century it ceased to be a pure lateen. The yard was retained, but no sail was set on the fore part of the yard. Then the yard was given up and replaced by a gaff. The resulting new sail was called the spanker. It was, however, comparatively narrow, and when a greater spread of sail was required, a studding-sail (at first called a “driver”) was added, with a boom at its foot. At a later date “‘spanker” and “driver”? were used as synonymous terms, and the studding-sail was called a “ringtail.”” The studding-sails are the representatives of a class of sail once more generally used. In modern times asail is cut of the extreme size which is capable of being carried in fine weather, and when the wind increases in strength it is reefed—ze., part is gathered up and fastened by reef points, small cords attached to the sail. Till the 17th century at least the method was often to cut the courses small, so that they could be carried in rough weather. When a greater spread of sail was required, a piece called a bonnet was added to the foot of the sail, and a further piece called a drabbler could be added to that. It is an example of the tenacious conservatism of the sea that this practice is still retained by the Swedish small craft called “lodjor” in the Baltic and White Sea. It will be easily understood that no innovation was universally accepted at once. Jib and sprit topsail, lateen-mizzen and spanker, and so forth, would be found for long on the sea together. The history of the development of rigging is one of adjustment. The size of the masts had to be adapted to the ship, and it was necessary to find the due proportion between yards and masts. As the size of the mediaeval ship increased, the natural course was to increase the height of the mast and of the sail it carried. Even when the mast was subdivided into lower, top and topgallant, the lower mast was too long, and the strain of the sail racked the hull. Hence the constant tendency of the ships to leak. Sir Henry Manwayring, when giving the proper propor-
tions of the masts, says that the Flemings (i.e., the Dutch) made them taller than the English, which again forced them to make the sails less wide. A few words may be added concerning the tops. In the earlier form of ships the top was a species of crow’s nest placed at the head of the mast to hold a look-out, or in military operations to give a place of advantage to archers and slingers. They appear occasionally as mere bags attached to one side of the mast. As a general rule they are round. In the 16th century there were frequently two tops on the fore- and main-masts, one at the head of
the lower, another at the head of the topmast, where in later times there have only been the two traverse beams which make
the crosstrees. The upper top dropped out by the 17th century.
The form was round, and so continued to be till the 18th century When the quadrangular form was introduced.
Rigging in Power Ships.—The steam and motor ship still
carries one or more masts for supporting derricks, for lifting
397
heavy weights in and out of the ship, for carrying wireless aerials, for providing a platform for look out aloft, for mounting the steaming lights and for visual signalling. In the bigger ships the masts are usually hollow steel structures, occasionally with an internal ladderway, while in some merchant ships they also act as uptake ventilators. Stays are usually provided on the same principle as in sailing days, but dead eyes have given way to bottle screws as rope has to wire. Where masts are provided with ladderways, either internally or externally on the iron structure itself, ratlines on the rigging are dispensed with. Modern battleships, battle cruisers and light cruisers in the British navy
usually have a tripod foremast in which the lower mast is supported by two inclined steel struts instead of rigging. This is to give the necessary rigidity for mounting the gun director,
(see GUNNERY, Navar) control top and rangefinder. The main mast usually carries the main derrick and is stayed on the old lines. Wooden topmasts and sometimes topgallant masts are fitted for wireless and signalling, while one or more signal yards are always carried on the foremast. In light cruisers the main mast is usually a small wooden pole. Destroyers and other light craft are fitted with a light wooden foremast and usually a short main or mizzen mast. The upper end of the standing rigging is shackled to steel bands round the lower masthead and their lower ends are secured to the deck by bottle screws and slips, the screw being locked by
a check piece which prevents it easing back, and together with its slip it is covered with painted canvas. The topmast rigging, consisting of the usual shrouds, stays and back stays is fitted with insulators so as to avoid interference with wireless and danger from lightning. In the case of ships with a tripod foremast it is set up to projections on a level with the base of the control top instead of being brought right down to deck level. A Jacob’s ladder gives access to the masthead, whilst above all is a lightning conductor connected by a copper strap running down the mast to the hull of the ship. Where a masthead flashing lamp is fitted, a gallows is provided for its reception. In flagships a pole 16 feet long is clamped to the fore topmast or fore topgallant mast head to carry the Admiral’s flag. Modern Running Rigging.—The only semblance to running rigging in a modern power ship is as follows: Gantlines, which can be rove through a sheave in the topmast for tricing weights aloft and general purposes. Clothes lines and hammock gantlines, used for drying clothes
or hammocks, which in warships are of thin flexible steel rope which lead through blocks on a shroud near the fore or main lower mast heads and are set up well forward or well aft. Dressing lines, leading from the foremast awning stantion over both topmasts and down to the after awning stantion. To these are attached flags for “dressing ship.” Signal halyards, made of light white line led through blocks on the yards and trucks for hoisting signal flags.
BIBLIOCRAPHY.—A Treatise on Rigging (about 1625), London, Society for Nautical Research, 1921; Sir Henry Manwayring, The Seaman’s Dictionary (1644); Darcy Lever, The Young Sea Officer's Sheet Anchor (1808); Sir George Nares, Seamanship (Portsmouth) ; Vice-Adm. Edmond Paris, La Musée de marine du Louvre (1883); Anderson, The Rigging of Ships—r6o00-1720 (Salem, Mass., 1927) ; Der gedfnete See-Hafen (Hamburg, 1700 and 1702); Lescalier, Traité pratique du Gréement des vaisseaux (Paris, 1791) ;.The Elements and Practice of Rigging and Seamanship (London, 1794); Commander Walker, R.N., Alston’s Seamanship; Manual of Seamanship, Vol. 1, 1926, H.M. Stationery Office.
RIGHI, AUGUSTO
(1850-1920), Italian physicist, was born
at Bologna on Aug. 27, 1850. He studied at Bologna, where he afterwards held several posts for the teaching of physics. In 1880 he was appointed professor of physics at Palermo university, and in 1889 to a similar post at Bologna, which he retained until he died, on June 8, 1920. Righi’s researches were on electricity, magnetism and light. He discovered the variation in the resistance of bismuth in a magnetic field, and applied this to the measurement of magnetic fields. Righi extended Kerr’s observations on the Kerr effect, and found the variation in the rotation of the plane of polarization with the wave length of the light. He examined the phenomena in
RIGHT
308
ASCENSION—RIMBAUD
RILA (Bulg. Ritsxor Seto), a village of Bulgaria, s: » a discharge tube and investigated the potential in the neighbourhood of the cathode. Righi observed the discharge of negative | S.S.W.|of Sofia, which can be reached by rail to Radomir ang electricit y irom a zinc slate when itluminated by ultra violet light, | Decauville. Ten miles further, up a gorge of the magnificent and this ied him to work on phozo-electricity. He worked with | Rila mountains, stands the monastery e ate the largest and electromagnetic waves and designed a Hertzian oscillator known | richest in Bulgaria. It was founded in the roth century, but the name. Righi Righi also also wrote wrote papers pavers on the he changes changes of length | present churc JAMES h and mostWHITCOMB of the courtyard date from Ameria the roth, by” hishis name. RILEY, (1853-1916), due to magnetization, change of size of insulators under electric poet, was born, of pioneer stock, in Greenfield (Ind.), Oct. 7, stress, ard on the phenomena of radioactivity. , Righi received many academic and other honours, and in 1905 1853. “The poet of the common people,” Riley was elected to +
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a
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.
7
the American Academy of Arts and Letters, received the gold medal of the National Institute of Arts and Letters, was given telegratia senza filo (with B. Dessau, 1902, etc.), L’Ottzca della several honorary degrees and in 1915 had his birthday declareg oscillasioni eletriche (1897), La moderna teoria det fenomem an official holiday throughout his home State in honour of “Indi. fisict (1907), Le nuove vedute sulla struttura della materia ana’s most beloved citizen.” After a happy boyhood, which he records in his poems, he found his father’s profession of lawyer (1907), Z fenomeni elettro-atomici sotto Vazsione del magnetismo distasteful and spent several years as an itinerant sign-painter, en(z918). RIGHT ASCENSION, in astronomy, that co-ordinate of a tertainer, and assistant to patent-medicine venders, all valuable heavenly body defined by the angle which the meridian passing experience, for it gave him the opportunity to compose songs and through it makes with the prime meridian through the vernal dramatic skits, to gain skill as an actor and to come into intimate touch with the rural folk of Indiana. His first reputation came equinox (see ASTRONOMY). through his poems contributed to newspapers—Leonainie, which RIGHT-HANDEDNESS: see HanpDEDNESS. RIGHTS OF MAN AND OF THE CITIZEN, DEC- purported to be a poem written by Poe, and the series in Hoosier LARATION OF, a sort of manifesto issued in 1789, by the dialect ostensibly written by a farmer, “Benjamin F. Johnson Constituent Assembly in the French Revolution, to be inscribed of Boone,” which he contributed to the Indianapolis Daily Jourat the head of the constitution when it should be completed. It nal and later published in book form as The Old Swimmin’ Hole stated the fundamental principles which inspired the revolution. and ’Leven More Poems (1883). Riley was for a short time local The Declaration was first drafted and proposed by the marquis editor of the Anderson (Ind.) Democrat, but his later life was de Lafayette, who had returned from America full of enthusiasm spent in Indianapolis, where he died, July 22, 1916. His verse is for the principles proclaimed in the Declaration of Independence. sentimental and although he used, sometimes to excess, the conThe final text voted by the Assembly and accepted by the king ventional devices of the humorist, the best of his verse has a singon Oct. 5, 1789, is much fuller than the American prototype. It ing quality and a simple charm which make it live. Of Riley’s numerous volumes, among the most outstanding are: contains a preamble and 17 articles. They proclaim and define political equality and liberty in its various manifestations, deter- The Boss Girl (1886; republished 1891 as Sketches in Prose), mine the character of the law and the conditions of its application, Pipes o’ Pan at Zekesbury (1889), Old Fashioned Roses (1888), and state at the same time the restrictions upon the individual The Flying Islands of the Night (1892), A Child-World (1896),
was elected a senator.
His principal works are: Ricerche di elettro-statica (1873), La
will which are necessary for the benefit of society. Similar declarations were attached to the constitution of 1793 and to that of the year ITI. See E. Blum, La Déclaration des droits de Phomme et du citoyen, text with commentary (1902); G. Jellinck, Die Erklärung der Menschen und Bürgerrechte (Leipzig, 1895). This study has been translated into English by Rudolf Tombo (New York), and aroused considerable controversy; see E. Boutmy, “La Déclaration des droits de Phomme et du citoyen et M. Jellinck,” in Annales des sciences politiques, July 15, 1902; also E. Walsh, La Déclaration des droits de Phomme et du citoyen et VPassemblée constituant, Travaux préparatoires (Paris, 1903).
RIGHT
WHALE
(Balaena mysticetus),
also called the
Home Folks (1900). Because of reprints under varying titles, it is most satisfactory to read him in one of the collected editions: Poems and Prose Sketches (Homestead ed., 16 vol., 1897-1914): the biographical edition prepared by his nephew and secretary
E. H. Eitel (6 vol, 1913); and the Memorial edition of his Complete Works (xo vol., 1916). Hewitt Howland collected Riley’s conventional English verse in The Lockerbie Book (10911) and his dialect poems in The Hoosier Book (1916). See Clara E. Laughlin, Reminiscences of James Whitcomb Riley (1916); also The Youth of James Whitcomb Riley (1919) and The Maturity of James Whitcomb Riley (1922), both by Marcus Dickey, and “James Whitcomb Riley” by Edgar Lee Masters in the Century Mag. (Oct., 1927).
Greenland whale, attaining a length of 6o ft. to 70 ft., the largest and most valuable of the whalebone whales, a single specimen sometimes furnishing 3,500 lb. of whalebone. It was formerly the mainstay of the whaling trade, but now almost extinct. An allied species exists in the southern hemisphere, but is also very rare.
was born at Prague, Dec. 4, 1875. Originally intended for an officer, he studied in Prague, Munich and Berlin, travelled in Russia, Italy and France, and frequented chiefly artistic circles,
a morality of compromise and a morality of pure indifference, — and signifies insistence upon the strictest interpretation of a principle, rule or criterion. Thus, in Roman Catholic theology, a rigorist holds that in cases of conscience the proper course is to adhere to the strict wording of the law in question.
who in 1860 abandoned his wife and family. From early childhood Arthur Rimbaud, who was severely brought up by his mother, displayed rich intellectual gifts and a sullen, violent
RILKE, RAINER
MARIA
(1875-1926), German author,
acting at one time as Rodin’s secretary. He afterwards lived in Vienna, Munich and Switzerland, where he died in Dec. 1926. RIGORD (c. 1150~c. 1209), French chronicler, was probably Rilke’s work includes both prose and verse; but the latter is the born near Alais in Languedoc, and became a physician. He en- better known, and from 1900-10 he, with Stefan George (¢.v.), tered the monastery of Argenteuil, and then that of St. Denis, was Germany’s foremost lyric poet. His writing is deeply artistic and described himself as regis Francorum chronographus. Rigord and deeply musical at once; a religious mysticism colours an wrote the Gesta Philippi Augusti, covering the period 1179-1206. extraordinarily rich and melodious style, which absorbed the best It was abridged and continued by William the Breton (q.v.). influences of most of the important European literatures. Its See Dom Bouquet’s Recueil des historiens des Gaules et de la France unique delicacy fully compensates for a certain lack of breadth (Paris, 1738-1876) ; another ed. by H. F. Delaborde (Paris, 1882-85) : and grandeur. French trans. in tome xi. of Guizot’s Collection des mémoires relatifs à Rilke’s works include: Traumgekrént (1897); Zwet Prager Phistoire de France (Paris, 1825). Geschichten (1899); Vom lieben Gott (1900); Das Buch der RIGORISM, a philosophical term applied by Kant specially Bilder (1902); Stundenbuch (1908); Neue Gedichte (1907); to those moralists who take up an anti-hedonist or ascetic stand- Sonette an Orpheus (1923); Vergers (poems in French, 1925). point (Lat. Rigor, stiffness, firmness). In general the term is RIMBAUD, JEAN ARTHUR (1854-1891), French poet opposed to “Jatitudinarianism” or “indifferentism,”—respectively and adventurer, born at Charleville, in the Ardennes, on Oct. 20, (See CETACEA; WHALE FISHERIES.)
1854.
He was the second son of a captain in the French army,
temperament.
He began to write when he was ten, and some 0
the poems which now appear in his works belong to his fifteenth
fascination.
year. Before he was sixteen, in consequence of a violent quarrel
(1897), and valuable reminiscences by his sister, Mlle. I:
with his mother, the boy escaped from Charleville with a packet of his verse, was arrested as a vagabond, and for a fortnight was
jocked up in the Mazas prison, Paris. A few days after being taken home Rimbaud escaped again, into Belgium, where he lived for some time as a tramp, almost starved, but writing verses with feverish assiduity. In February 1871 he left his mother for a third time, and made his way to Paris, where he knew no one, and whence, after very nearly dying of hunger and exposure, he
begged his way back to Charleville. There he wrote in the same
vear the extraordinary poem
of Le Bateau iure, which is now
hailed as the pioneer of the entire “symbolist” or “decadent” movement in French literature in all its forms.
He sent it to
Verlaine, who encouraged the boy of seventeen (whom he supposed to be a man of thirty) to return to Paris. Rimbaud spent
from October 1871 to July laine, partly as the guest of the army of the Commune. teen months, after the fall and Belgium, where in 1873
1872 in the capital, partly with VerThéodore de Banville, and served in
With Verlaine he travelled for thir-
of the Commune, through England he published the only work which he eyer printed, Une Saison en Enfer, in prose; in this he gives an allegorical account of his extravagant relations with Verlaine, which ended at Brussels by a double attempt of the latter to murder his young companion. On the second occasion Rimbaud was dangerously wounded by Verlaine’s revolver, and the elder poet was imprisoned at Mons for two years. Meanwhile Rimbaud, deeply disillusioned, determined to abandon Europe and literature, and he ceased at the age of nineteen to write poetry. He settled for a while at Stuttgart, studying German, and in 1875 he disappeared. He set out on foot for Italy, and after extraordinary adventures found employment as a day
labourer in the docks at Leghorn. Returning to Paris, he obtained
a little money from his mother, and then definitely vanished. For sixteen years nothing whatever was heard of him, but it is now known that he embarked as a Dutch soldier for the Sunda Isles, and, presently deserting, fled to Sumatra and then to Java, where he lived for some time in the forest. Returning to Europe, after a vagabond life in every capital, he obtained in 1880 some menial employment in the quarries of Cyprus, and then worked his way to Aden and up into Abyssinia, where he was one of the pioneers of European commercial adventure. Here he settled, at Harrar, as a trader in coffee and perfumes, to which he afterwards added gold and ivory; for the next eleven years, during which he led many commercial expeditions into unknown parts of northern Africa, Shoa and Harrar were his headquarters, and he lived almost entirely with the natives, and as one of themselves. From 1888 to 1891, having prospered greatly as a merchant, he became a sort of semi-independent chieftain, intriguing for France, just outside the borders of civilization. From documents which were first produced in 1902 it appears that from 1883 to 1889 Rimbaud was in close relations with the Ras Makonnen and with Menelek, then only king of Shoa. At the death of the Negus John, in 1888, he was concerned in the formation of the empire of Ethiopia. From this time Rimbaud had a palace in the town of Harrar, and intrigued with the French government in favour of Menelek and against Italy. Meanwhile, in 1886, believing Rimbaud to be dead, Verlaine had published his poems, under the title of Les I/Juminations, and they had created a great sensation in Paris. In this collection appeared the sonnet on the vowels, attributing a different colour to each: “A noir, E blanc, I rouge, U vert, O bleu voyelles.” But the
author, in his Abyssinian hut of palm-leaves, was, and remained,
quite unconscious of the fact. In March 1891 a tumour in his
knee obliged Rimbaud to leave Harrar and go to Europe for Surgical advice. He reached Marseilles, but the case was hopeless;
the leg had to be amputated, and Rimbaud died there in hospital
on Nov. ro, 1891. The poems of Rimbaud all belong to his earliest
youth. Their violent originality, the influence which they have exercised upon younger writers, the tumultuous existence of their
author, and the strange veil of mystery which still hangs over his character and adventures, have given to Rimbaud a remarkable
His life has been written by M. Paterne Ber
Rimbaud. His Oezvres were collected in 1898 by MM. Ber and Delahaye, and in rgor his statue was unveiled at Char] (E. See Lettres de Jean Arthur Rimbaud (Egypte, Arabie, Eth 1899, edited by P. Berrichon; Paul Verlaine, Les Poètes m (1884) ; George Moore, Impresstons and Opinions: Two Un. Poets (1891); A. Symons, The Symbolist Movement in Lite (1900) ; M. Coulon, Le Problème de Rimbaud, Poète maudit (I 1923); E. Delahaye, Rimbaud: Vartiste et Pétre moral (1923 Rickword, Rimbaud: the boy and the poet (1924). His Or complétes were published by the Mercure de France. For the significance of Rimbaud and his influence on post-war French v see P. Claudel.
RIME ROYAL, the name given to a strophe or stanza-. which 1s of Italian extraction, but is almost exclusively iden with English poetry from the rth to the early ryth centur
appears to be formed out of the stanza called ottava rima (i by the omission of the fifth line, which reduces it to seven of three rhymes, arranged ababbcc. It was earliest employed skill, if not invented, by Chaucer, who composed his long rom: poem of Troilus and Cressida in rime royal, of which the fol ing is an example:— “And as the new-abashéd nightingale, Thet stinteth first when she beginneth sing, When that she heareth any herdé tale, Or in the hedges any wight stirring, And, after, siker doth her voice out-ring,—~ Right so Cresseyda, when her dredé stint, Opened her heart, and told all her intent.”
In the 15th century this stanza was habitually used, in prefer to heroic verse, by Hoccleve and Lydgate, and, with more mel and grace, by the unknown writer of Tze Flower and tke L In the r6th century, it was regarded as the almost exclu classical form for heroic poetry in England, and ıt had long bee. accepted in Scotland, where The King’s Quair of King James the Fables of Henryson and The Thistle and the Rose of Dun had closely followed the pattern of Chaucer. After the í decade of the 17th century rime royal went out of fashion. Si then it has been occasionally revived, but not in poems of gr length or particular importance. Rime royal should always written in iambic metre, and be formed of seven lines of eq length, each containing ten syllables.
RIMINI, a town and bishop’s see of Italy (anc. Arimine
g.v.), in the province of Forlì, Emilia, on the Adriatic coast, 69 S.E. of Bologna by rail. Pop. (2921): town, 19,996; commu 57,672. The city is bounded on three sides by water. It fac the Adriatic to the north, has the torrent Aprusa, now call Ausa, on the east, and the river Marecchia, which has been < nalized to serve as a harbour for small boats, on the west. stands in a fertile plain, which on the southern side soon swe into pleasant slopes backed by the jagged peaks of the Umbri. Apennines. The foremost foothill of the range is the steep cr. of Monte Titano, crowned by the towers of the republic of S: Marino. Rimini attracts numerous visitors for the sea-bathin and has now extended as far as the coast, from which the old tov is nearly a mile distant. Apart from its ancient buildings, Rimi has some interesting churches, notably S$. Agostino in, the Ri manesque style (1247) with a lofty campanile; the Palazzi d Podesta (1304) and dell’Aréngo (1204) are good mediaeval buik ings; there is a municipal picture gallery and an archaeologic: museum. The ancient castle of Sigismondo Malatesta is no'
dilapidated. For the church of S. Francis see p. 310.
HISTORY. Rimini is the ancient Ariminum (g.v. for its early history an remains). Alternately captured by Byzantines and Goths, it wa rigorously besieged by the latter in A.D. 538. They were, however compelled to retreat before the reinforcements sent by Belisariu and Narses; thus the Byzantines, after various vicissitudes, be came masters of the town, appointed a duke as its governor, anc included it in the exarchate of Ravenna. It afterwards fell intc the power of the Longobards, and then of the Franks, who yieldec
310
RIMINI
it to the pope, for whom it was governed by counts to the end lover's juvenile verses, or than even the children Isotta had borne of the 1cth century. Soon after this period the imperial power; to him. For, more than allelse, the temple of St. Francis has
became dominant in Rimini. In 1157 Frederick I. gave it, by im- |served to transmit to posterity the history of their loves. Mala. perial patent. the privileze of coining money and the right of | testa decided to build this remarkable church as a thank-offerself-government; and in the 13th century we find Rimini an in- | ing for his safety during a dangerous campaign undertaken for dependent commune waging war on the neighbouring cities. Pope Eugene IV. about the year 1445. The first stone was laid in Rise of the Malatesta—In
the year
1216
Rimini, being | 1446, and the work was carried on with such alacrity that mass
worsted by Cesena, granted citizenship to two members of the | was performedin it by the close of 1450. Sigismondo entrusted powerful Malatesta family, Giovanni and Malatesta, for the sake | the execution of his plans to Leon Battista Alberti. The vault was of their aid and that of their vassals in the defence of the state never finished, and still shows its rough beams iand rafters. The and the conduct of the war. This family quickly struck root in| eight side chapels alone are complete, and their pointed arches the town: and in 1237 Giovanni was named podesta. spring from Renaissance pilasters planted on black marble ele. Giovanni Malatesta died in 1247 and was succeeded by his son | phants, the Malatesta emblem, or on baskets of fruit held by chil. Malatesta, born in 1212 and surnamed Malatesta da Verrucchio. dren. Everywhere—on the balustrades closing the chapels, round This chieftain. who lived to be 100 years old, was the real founder | the base of the pilasters, along the walls, beneath the cornice of of his house. Being repeatedly elected podesta for lengthy terms both the exterior and the interior of the church—therere i is one of office, he at last became the virtual master of Rimini. Pope | ornament that is perpetually repeated, the interwoven Initials of Boniface VIII. not only left Malatesta, as a Guelph champion, un- | Sigismondo and Isotta. This monogram is alternated with the pormolested but in 1299 conferred on him fresh honours and estates, | trait and arms of Malatesta; and these designs are enwreathed by so that his power went on increasing to the day of his death in| festoons linked together by the tyrant’s second emblem, the rose. 1312. He had four sons. Malatestino, Giovanni (called the | The most singular and characteristic feature of this edifice is the Lame), Paolo, and Pandolfo. Giovanni served under | almost total absence of every sacred emblem. Rather than to St. Giovanni da Polenta of Ravenna and won the hand of that Francis and the God of the Christians it was dedicated to the potentate's beautiful daughter, known to history as Francesca da| glorification of an unhallowed attachment. Nature, science, and Rimini. But her heart had been won by the handsome Paolo, antiquity were summoned to celebrate the tyrant’s é love for Isotta. her brother-in-law; and the two lovers, being surprised by GioSigismondo understood the science of fortification. He was also vanni, were murdered by him (1285). This episode has been | the first to discard the use of wooden bomb-shells and substitute immortalized in Dante’s Inferno. Giovanni died in 1304. Thus others cast in bronze. As a soldier his numerous ou campaigns had in 1312 Malatestino became lord of Rimini, and on his decease | shown him to be possessed of all the best qualities and worst dein 1317 bequeathed the power to his brother Pandolfo. fects of the free captains of his time. He took part in many
Pandolfo died in 1326, leaving two heirs, Malatesta and Gale- | hazardous campaigns against adversanes such as the duke of Ur-
otto. In 1355 the Malatesta were reduced to submission by Pope | bino, Sforza of Milan, Piccinino, and, worst of all, the Sienese Innocent VI. The two brothers divided their lands. Galeotto re- | pope, Pius II., his declared and mortal foe. This time Sigismondo tained the lordship of Rimini, ruling tranquilly and on good terms had blundered, and he was driven to make his3 su submission to the with the popes, who allowed him to add Cervia, Cesena, and pope, but, again rebelling, was summoned to trial in Rome (1460) Bertinoro to his states. Dying in 1385 at the age of 80, he left | before a tribunal of hostile cardinals. All the old charges against two sons—Carlo (1364-1429) and Pandolfo (1370-1427). Carlo | him were now revived and eagerly confirmed. He was pronounced left no sons. Of those of Pandolfo, the eldest, Galeotto (1411—| guilty of rapine, incendiarism, incest, assassination, and heresy. 32), was an ascetic, gave little or no attention to public business, Consequently he was sentenced e to i the deprivation ( of his state and, dying early, bequeathed the state to his brother Sigismondo | (which was probably the main object of the trial), and to be Pandolfo. The third son, Novello (1418-65) ruled over Cesena. burnt alive as a heretic. This sentence, however, could not easily Sigismondo Pandolfo.—Sigismondo (1417-68) is the person- | be executed, and Sigismondo was only burnt in effigy. He could age to whom Rimini owes its renown during the Renaissance, of| afford to laugh at this farce; nevertheless he prepared in great which indeed he was one of the strangest and most original rep- | haste for a desperate defence (1462). He knew that the bishop resentatives. He was born in Brescia, and when called to the suc- | Vitelleschi, together with the duke of Urbino, and his own brother, cession, at the age of 15, had already given proofs of valour in | Novello Malatesta, lord of Cesena, were advancing against him the field. His knowledge of antiquity was so profound as to ex- | in force; and, being defeated at Pian di Marotta, he was forced cite the admiration of all the learned men with whom he dis- | to go to Rome in 1463, again to make submission to the pope. coursed, even when, as in the case of Pius II., they chanced to be | This time he was stripped of all his possessions excepting the city his personal enemies. To him is due the erection of the church of Rimini and a neighbouring castle, but the sentence of excomof St. Francis, or temple of the Malatesta, the greatest of Rimini’s | munication was withdrawn, In 1464 he took service with the treasures. On assuming power in 1432, Sigismondo was already | Venetians, and had the command of an expedition to the Morea. affianced to the daughter of Count Carmagnola: but when In 1466 he was able to return to Rimini, for Pius II. was dead, that famous leader was arraigned as a traitor by the Venetians, and the new pope, Paul II., was less hostile to him. Indeed, the
and ignominiously put to death, he promptly withdrew from his | latter offered to give him Spoleto and Foligno, taking Rimini in
engagement and espoused Ginevra d'Este, daughter of the duke exchange; but Malatesta was so enraged by the proposal that he of Ferrara in 1434. In 1440 his wife died. Two years afterwards | went to Rome with a dagger concealed on his person, to kill
he marriéd Polissena, daughter of the famous condottiere, Fran- | the pope. But, being forewarned, Paul received him with great ceremony and surrounded by cardinals prepared for defence; erto. But by this time he was already madly in love with Isotta | whereupon Sigismondo changed his mind, fell on his knees, and degli Atti, and this was the passion which endured to his death. implored forgiveness, His star had now set forever. For sheer The lady succeeded in gaining an absolute ascendancy over him, | subsistence he had to hire his sword to the pope and quell petty rewhich increased with time. She bore him several children, but this | bellions with a handful of men. At last, his health failing, he redid not prevent his having others by different concubines. Such | turned to his family, and died in Rimini on Oct. 7, 1468, aged being the nature of the man, it is not astonishing that, as his 5I years. cesco Sforza, who in 1443 bore him a son named Galeotto Rob-
ardour for Isotta increased, he should have little scruple in ridding | Roberto Malatesta.—He was succeeded, according to hisde-
himself of his second wife. On June 1, 1450, Polissena died by sire, by Isotta and his son Sallustio (who were ousted by an ille-
strangling, and on the 3oth of the same month Isotta’s offspring| gitimate elder son by another mother, named Roberto Malatesta),
were legitimated by Nicholas V.
and died in 1470 in suspicious circumstances.
Roberto died> D
The Church of St. Francis—Her marriage with Malatesta | 1482; his son Pandolfo fled before Cesare Borgia in 1500. Rimini
did not take place until 1456; but of the ardent affection that had was captured by Pope Julius IT. after his victory at Ravenna over long bound them together there are stronger proofs than the| the Venetians in 1 512. Malatesta made more than one attempt to
RIMSKY-KORSAKOV—RINDERPEST win back his city, but always in vain, for his subjects preferred pal rule; and in 1528 Pope Clement VII. became definite master of the town. The history of Rimini practically ends with its : , ; B independence. Bmrrocraray.—Battaglini, Memorie Storiche di Rimini e de suoi
signori, publicati con note di G.A. Zanetti (Bologna, 1789); Fossati, Le tempi di Malatesta di Rimini (Foligno, 1794) ; Moroni, Dizionario di erudizione storico-ecclestastica (vol. lvii, s.v. “Rimini”); Ch. Yriarte, Rimini: Un Condottiere au XV. Siécle: Etudes sur les letives et les arts & la cour des Malatesta (1882) ; Tonini, Storia di Rimini (Rimini, 1848-62); E. Hutton, Sigismondo Malatesta (1906). (P. V.; L. V.)
RIMSKY-KORSAKOV, NICOLAS ANDREIEVICH (1844-1908), Russian composer, was born at Tikhvin, Novgorod, on March 18, 1844. He spent six years (1856-62) in the Naval
college at St. Petersburg, and at the end of that time received
a commission and spent three years afloat. But as a cadet he had been one of the musical amateurs who, with Borodin, Cui and
Moussorgsky, gathered round Balakirev in St. Petersburg in the days when Wagner was still unknown. During his cruise he
had written a symphony (in E minor) which in that year was per-
formed—the first by a Russian
composer—under
Balakirev’s
direction, and in 1873 he definitely retired from the navy, having been appointed a professor in the St. Petersburg Conservatoire. The same year witnessed his marriage to a talented pianist, Nadejda Pourgold, and the production of his first opera, Pskovitanka. ‘This was followed by May Night (1878), The Snow Maiden (1880), Mlada (1892), Christmas Eve (1894), Sadko (1895), Mozart and Salieri (1898), The Tsar’s Bride (1899), Tsar Saltana (1900), Servilia (1902), Kosichei the Immortal (1902), The Tale of the Invisible City of Kitezh (1905), and Le Cog @Or (1910). For all of these, with the exception of Mosart and Salieri, he chose Russian national subjects. But his operas attracted less attention abroad than his symphonic compositions, which show a mastery of orchestral effect combined with a fine utilization of Russian folk-melody. Notable among these
works are his first symphony, his second (op. 9) Aztar, his third (op. 32), and his orchestral suites including the well known Scheheraszade and overtures. He also wrote a number of beautiful songs, pianoforte pieces, etc., and he eventually took Balakirev’s place as the leading conductor in St. Petersburg, where he died on June 20, 1908. The influence of Rimsky-Korsakov on the Russian composers of his day was very great. His instrumentation was fresh and
original; he was direct and clear, with something of a painter’s vision, and he brought a wealth of learning and study to bear on his subject. Many came directly under his influence as his pupils at the Conservatoire, while many more studied his great treatise of The Foundations of Instrumentation. He did much also to promote the better appreciation of Moussorgsky and others of his fellow Russians, although during recent years he has been severely criticized for his alleged tampering with Moussorgsky’s original text in his edition of Boris Godounov. _ See his own History of My Musical Life (which has been translated into English); Stassov, Rimsky-Korsakov (1890); Rosa Newmarch,
ar
eDe
1915).
(1914) and Montagu Nathan, History of Russian
RINCEAU, in architecture and the decorative arts, an orna-
ment consisting of a continuous wavy line, from the sides of which there branch at intervals lines or forms that twist into
spirals; sometimes known as a branching scroll. RINDERPEST (German for “cattle-plague,” which is the English synonym), one of the most contagious, infectious and fatal diseases of oxen; transmissible to sheep, goats, and other Tuminants, both domesticated and wild; swine are doubtfully affected ; horses, etc., carnivora and man are immune. Rinderpest 1S 4 virulent eruptive fever which runs its course so rapidly and attacks such a large percentage of ruminants, when it is introduced into a country, that from the earliest times it has excited
terror and dismay. Endemic throughout Asia it has prevailed ex-
tensively in south-eastern Russia and neighbouring countries. It appeared in Egypt in 1844 and 1865, Abyssinia in 1890, Japan in
311
teenth century it was carried along the course of the Nile into South Africa involving many parts of the country. Outbreaks occurred in Belgium in 1920 and in Western Australia in 1923. It has been noted that its irruptions into Europe in the earlier centuries of our era always coincided with invasions of barbarous tribes in eastern Europe. One of the earliest recorded irruptions of cattle-plague into western Europe occurred in the sth century after the invasion of the Huns. Later invasions are recorded, and in several of these Britain was visited—as in 809-10, 986-87, 1223-25, 1513-14, and notably in 1713, 1745, 1774, 1799. In 1865 it was imported from Finland into the cattle markets of London and other large provincial towns; it raged for 14 years, destroying 500,000 cattle.
The last outbreak occurred in 1877.
The infective agent belongs to the group of filter passing viruses (g.v.). Under favourable conditions, as in bone marrow, the virus may long remain infective, but generally its virulence is lost after a few days on exposure to sunlight, putrefaction or disinfectants. It is known to exist in all the various secretions and excretions, in the flesh, blood and various organs of the body. Contagion may be direct or indirect, and the disease may be conveyed to healthy cattle by contaminated fodder, litter, water, clothing, pasture, sheds, railway wagons, hides, horns and hoofs. Attendants, cats, dogs, birds, vermin and flies may spread the infection. Definite symptoms of the disease may not be recognised until the expiration of three to nine days after exposure. Symptoms.—An exact knowledge of the symptoms and microscopical appearances of the disease is of the utmost importance, as its extension and consequent ravages can only be arrested through its timely recognition and the immediate adoption of the necessary sanitary measures. Intense fever, diarrhoea or dysentery, croupous inflammation of the mucous membranes in general, sometimes a cutaneous papular eruption, and great prostration, mark the course of the disease. Its introduction and mode of propagation can, in many instances, be ascertained only at a late period, and when great loss may already have been sustained. In the majority of cases the examination of the carcass of an animal which has died or been purposely killed is the best way to arrive at a correct diagnosis. Indeed, this is practically the only certain means of definitely deciding upon the presence of the malady. Among cattle indigenous to the regions in which this malady may be said to be enzootic the symptoms are often comparatively slight, and the mortality not great. So much is this the case that veterinary surgeons who can readily distinguish the disease when it affects the cattle of Western Europe, can only with diffculty diagnose it in animals from Hungary, Bessarabia, Moldavia, or other countries where it is always more or less prevalent. In these, fever is usually brief, and lassitude and debility are, in some instances, the only marks of the presence of this disorder in animals which may, nevertheless, communicate the disease in its most deadly form to the cattle of other countries. In the more malignant form the fever runs high, 106° to 107° Fahr., and all the characteristic symptoms are well marked: dullness, sunken eyes, eruption on the skin, discharges from eyes, nose and mouth, shivering fits, difficult breathing, dry harsh cough, miliary eruptions on the gums, accumulation of bran-like exudate within the lips, fetid breath, with certain nervous phenomena, and dysenteric dejections. Death generally occurs in four or five days, the course of the disorder being more rapid with animals kept in sheds than with those living in the open, and in summer than in winter. The post-mortem appearances are most marked in the digestive canal, and comprise red spots and erosions on the palate, lips, tongue and pharynx; intense congestion of the lining of the fourth stomach, which in places is covered with a
grey or reddish pultaceous deposit, under which the membrane is deeply ulcerated. Similar lesions are seen in the small intestine, caecum and rectum. The membrane lining the air passages is congested throughout,
and the lungs are emphysematous.
Remedial Measures.—Various methods of preventive inoculation have been elaborated in countries where the disease is endemic.
In South Africa the bile method (or the injection of
1892, and the Philippines in 1898, and towards the end of the nine- bile’ obtained from cattle dead of rinderpest), discovered by
312
RING
Roman Rings——The Romans appear to have imitated ihe Koch. in 1896; bile with admixture of glycerine, recommended by Edington; the simultaneous injection of serum and rinder- simplicity of Lacedaemonia. Throughout the republic none py pest blood. introduced by Turner and Kolle in 1897, and repeated iron rings were worn by the bulk of the citizens, and even thes injection of fortified serum alone. have been employed, more or were forbidden to slaves. Ambassadors were the first who were iess successfully, in conferring immunity. The simultaneous privileged to wear gold rings, and then only while performing som method has been extensively used in many countries, such as in public duty. Next senators, consuls, equites and all the chief S. Africa, Egypt, India, Turkey, with a large measure of success. officers of state received the ius annuli auret. In the Augustan It consists in the injection of one c.c. of blood of an animal age many valuable collections of antique rings were made, and affected with rinderpest, but free from protozoan and other in- were frequently offered as gifts in the temples of Rome. One of fection, into one side of the body and an appropriate amount of the largest and most valuable of the dactylothecae was dedicated hyperimmune serum into the other side. Elsewhere, precaution- in the temple of Apollo Palatinus by Augustus’s nephew Marcell; ary measures consist in legislation regarding importation of ani- (Pliny, H.N. xxxvii. 5). l , mals from infected countries. In Great Britain the disease is Different laws as to the wearing of rings existed during the scheduled under the Diseases of Animals Act. (A. R.S.) empire: Tiberius made a large property qualification necessary RING, a band of circular shape, made of any material and for the wearing of gold rings in the case of those who were ng for various purposes, but, particularly, a circular band of gold, of free descent; Severus conceded the right to all Roman soldiers: silver or other precious or decorative material used as an orna- and later still all free citizens possessed the ius annuli aurei, silver ment, not only for the finger, but also for the ear (see EAR-RING), rings being worn by freedmen and iron by slaves. Under Justinian or even for the nose, as worn by certain races in India and Africa. even these restrictions passed away. Egyptian Rings.—The earliest existing rings are those found Early Christian Rings.—Most early Christian rings date from in the tombs of ancient Egypt. The finest examples date from the 4th century onwards. Generally of bronze or gold they are about the XVIII. to the XX. Dynasty; they are of pure gold, often engraved with acclamations and invocations and occasionsimple in design, very heavy and massive, and have usually the ally with the owners bust or with Christian symbols, name and titles of the owner deeply sunk in hieroglyphic charCeltic Rings.—Large numbers of gold rings have been found acters on an oblong gold bezel. Rings worn in Egypt by the in many parts of Europe in the tombs of early Celtic races. They poorer classes were made of less costly materials, such as silver, are usually of very pure gold, often penannular in form—with a bronze, glass or pottery covered with a siliceous glaze and slight break, that is, in the hoop so as to form a spring. They are coloured brilliant blue or green with various copper oxides. Some often of gold wire formed into a sort of rope, or else a simple bar of these had hieroglyphic inscriptions impressed while the clay twisted in an ornamental way. Some of the quite plain penannular was moist. Other examples have been found made of ivory, rings were used in the place of coined money. amber and hard stones, such as carnelian. Another form of ring Throughout the Middle Ages the signet ring was a thing of great used in the XII. and subsequent dynasties of Egypt had a importance in religious, legal, commercial and private matters, scarab in place of the bezel, and was mounted on a gold hoop Episcopal Rings.—The episcopal ring was solemnly conferred which passed through the hole in the scarab and allowed it to upon the newly made bishop together with his crozier, a special revolve. formula for this being inserted in the Pontifical. In the earliest Cylinders,—In ancient Babylonia and Assyria the signet took references to rings worn by bishops, there is nothing to distinguish the form of a cone seal or of a cylinder cut in crystal or other them from other signet rings. In A.D. 6ro the first mention has hard stone and perforated from end to end. A cord was passed been found of the episcopal ring as a well-understood symbol of through the cylinder, and it was worn on the wrist like a bracelet. dignity. It is clear that it was derived from the signet. It was only Within the limits necessarily imposed by its purpose the finger in the r2th century and onwards that it was brought into mystical ring assumed a considerable variety of form, according to its connection with the marriage ring. In the time of Innocent II. date and place of origin. (1194) the ring was ordered to be of pure gold mounted witha In the Cretan and Mycenaean periods a characteristic form of stone that was not engraved; but this rule appears not to have ring had a broad flat bezel, not organically connected with the been strictly kept. It was the custom upon the death of a bishop hoop, and having an incised design in the gold. The use of inset for his ring to be handed over to the royal treasurer but many stones hardly occurs, but rings from Enkomi and Aegina of the rings with all the appearance of consecration rings have been dislate Mycenaean period have inset paste decorations. covered in the coffins of bishops. Among the collection of rings The Phoenician type of ring was primarily intended to carry formed by the naturalist Edmund Waterton, and now in the South a scarab or scarabaeoid, usually in a box setting on a swivel, Kensington museum, is a fine gold episcopal ring decorated with called for by the fact that the flat base of the scarab would be niello, and inscribed with the name of Alhstan, bishop of Sherborne wanted for sealing purposes, but in wear would be most con- from 824 to 867. In many cases an antique gem was mounted in veniently turned inwards. Strength being necessary, the hoop the bishop’s ring, and often an inscription was added in the gold became massive. A similar arrangement of the signet-scarab is setting of the gem to give a Christian name to the pagan figure. found attached to a twisted ring, which, from its shape, must The monks of Durham, for example, made an intaglio of Jupiter have been meant to be suspended, and which is shown thus worn Serapis into a portrait of St. Oswald by adding the legend capvt s. on some of the Cypriote terra-cottas. OSWALDI. In other cases the engraved gem appears to have been The Greek ring of an early period has a characteristic flattened merely regarded as an ornament without meaning—as, for exambezel, for an intaglio design in the gold. An alternative form was ple, a magnificent gold ring found in the coffin of Seffrid, bishop of a swivel ring for a scarab or scarabaeoid. Chichester (1125-1151), in which is mounted a Gnostic intaglio. Etruscan Rings.—The Etruscans used very largely the gold Papal Rings.—The papal “Ring of the Fisherman” (annul swivel ring mounted with a scarab, a form of signet probably in- piscatoris) bears the device of St. Peter in a boat, drawing a net troduced from Egypt. Some found in Etruscan tombs have real from the water. The first mention of it, as the well-understood Egyptian scarabs with legible hieroglyphs; others, probably the personal signet ring of the pope, that has been found, occurs m8 work of Phoenician or native engravers, have rude copies of letter of Clement IV. in 1265. After the middle of the rsth cet hieroglyphs, either quite or partially illegible. A third and more tury it was no longer used as the private seal of the popes, but was numerous class of Etruscan signet rings have scarabs, cut usually always attached to briefs. After the death of a pope the ring 1 in sard or carnelian. One from Etruria, now in the British Mu- broken. A new ring with the space for the name left blank is taken seum, is formed by two minutely modelled lions whose bodies into the conclave, and placed on the finger of the newly elected form the hoop, while their paws hold the bezel, a scarab engraved pontiff, who thereupon declares what name he will assume, a with a lion of heraldic character. An alternative type of Etruscan gives back the ring to be engraved. (See Waterton, Archaeology, ring has an incised design on the gold bezel, or a flat stone set in 40, p. 138.) the rigid bezel. The so-called papal rings, of which many exist dating from the
RING-DOVE—RIO imite blic n nd eVi
irst w rformi all t] the A are ma zome. was d hew M
ad du Jon n who y man£ li aure nder J ngs da gold t and o ian s re bee C race forming. T 2a sin
DE CONTAS
313
rth to the 17th centuries, are very large thumb rings, usually of gilt bronze
1917); Cabrol, Dictionnaire d'archéologie chrétienne, s.v. “Anneaux” ; coarsely worked, and set with a foiled piece of | articles of Waterton in Archaeologia and Archaeological
Journal. glass or crystal. On the hoop is usually engraved the name and 0 Q.H. Mr; A. H. Sm.; X.) arms of the reigning pope, the bezel being without a device. They | RING-DOVE, a name applied to the European wood-pigeon, are sometimes described as rings of investiture and according to| 4nd also to the Barbary or collared dove. (See Dove.) another hypothesis they were carried credentials by envoys.| _RINGWOOD, a market town in Hampshire, England, 1034 m. Such cumbrous ornaments cannot have asbeen worn by the popes S.W. by W.
from London by the Southern railway. Pop. (1921) and cardinals themselves. 5,131. It lies on the river Avon, which here divides into numerous Other Varieties.—The giving of a ring to mark a betrothal was | branches, flowing through flat meadow land. The church of
an old Roman custom.
The ring was probably a mere pledge, SS. Peter and Paul was almost entirely
reconstructed in 1854. pignus, that the contract would be fulfilled. In Pliny’s time con- |AR agricultural trade and some manufactur es are carried on. servative custom
still required a plain ring of iron, but the gold}
RINGWORM or TINEA TONSURANS, a disease mainly ring was introduced in the course of the ond century. This use of affecting the scalp; it consists of bald patches, usually round, the ring, which was thus of purely secular origin, received ec- | and half an inch up to several inches across, the surface showing clesiastical sanction, and formulae of benediction of the ring
exist the broken stumps of hairs and a fine whitish powdering of from the 11th century. The exact stages by which the wedding desquamated epidermic scales. The disease is due to a group ring developed from the betrothal ring can no longer be traced, | Of fungi distinguished, among other features, by the size of the Gold marriage
rings enriched with niello date from the sth cen- | Spores they form. In London and Paris Microsporon audovini tury though they may not have been used in the actual ceremony | Causes about three-quart ers of all cases of ringworm. If one of of marriage. the broken hairs be plucked out with forceps and pressed flat Posy rings, so called from the “poesy” or rhyme engraved on | under a cover-glas s in a drop of dilute caustic
potash, the microthem, were specially common in the same centuries, The name | scope will show it to be occupied by long rows of minute oval “posy ring” does not occur earlier than the 16th century, A | spores, very uniform in size. ; posy ring inscribed with “Love me and leave me not” is men-| Forms of ringworm are also met with in lower animals (e.g.
tioned by Shakespeare (Mer. of Ven., act v. sc. 1). The cus- cat dog) but according to J. G. Hare and P. Tate there is tom of inscribing rings with mottoes or words of good omen dates| littleand evidence that these infect children. (Journ. Hygiene, 1927,
in pen
from a very early time. Greek and Roman rings exist with words |xvii, 32). Modern treatmen t is by X-rays (see X-RAY TREATand is very effective. Thallium acetate has also been middle ages many rings were inscribed with words of cabalistic a
thing|
slay names of the Magi.
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€@ aiSO
LAVUS.
RIOBAMBA or ROYABAMBA, a town of Ecuador, cap-
In the 17th century memorial rings with a name and date of ital of the death were frequently made of very elaborate form, enamelled quil and province of Chimborazo, on the railway between GuayaQuito, about 85m. EN.E. of the former. Pop. (1900, in black and white; a not unusual design was two skeletons
along the hoop, and holding a coffin which formed the bezel.
bent | estimate) 12,000. It stands in a barren, sandy basin of the great
central plateau, drained by the Chambo, a tributary of the Cramp rings were much worn during the middle ages as a | Fastaza, on the old road running southward from Quito into preservative against cramp. They derived
their virtue from
P eru, 9,039ft. above sea-level, and in full view of the imposing blessed by the king; a special form of service was used for being this, |heights of Chimborazo, Carahuairazo (Carguairazo), Tunguragua
and a large number of rings were consecrated at one time, usually
and Altar. Though 3ooft. lower than Quito, its climate is considerably colder, Decade rings were not uncommon, especially in the rsth cen- | and the vicinity owing, perhaps, to its more exposed situation of snow-clad peaks. The present. town dates tury; these were so called from their having ten knobs
when the sovereign touched patients for the king’s evil.
along the from 1797, when
hoop of the ring, and were used, after the manner of rosaries, to |Old town then the great earthquake of that year situated 12m. W., near Cajabamba. say nine aves and a paternoster.
destroyed the
RIO CUARTO, a town of Argentina in the province of In the 15th and 16th centuries signet rings engrave Cérd with a doba, 119 m. S. of the city of that name, and about soo m. N.W. badge or trademark were much used by merchants and others: | of Buenos Aires. Pop. (1926) 18,400. It stands 1,440 ft. above these were not only used to form seals, but the ring itself was | sea-level and about half-way across the great Argentine pampas, often sent by a trusty bearer as the proof of the genuineness of| on the banks of a river of the same name which finds an outlet abill of demand. At the same time private gentlemen used mas- | through the Carcarafial into the Paraná near Rosario sive rings wholly of gold with their initials cut on the . The town bezel, and a| is built on the open plain and is surrou nded with attractive subgraceful knot of flowers twining round the letters. Other fine gold | urbs. It is the commercial centre of a large rings of this period have coats of arms or crests with district and has a graceful | large and lucrative trade. Its geographical position gives it great lambrequins, strategical importance, and the Government Poison rings with a hollow bezel were used in classica l times; | arsenal and a garrison of the regular army. maintains here a large as, for example, that by which Hannibal killed himself Previous to the activi, and the| ties of General Ivanovski in 1872 this poison ting of Demosthenes. Pliny records that, region was overrun by after Crassus | the Ranqueles, a warlike tribe of Indians. The surrounding counhad stolen the gold treasure from under the throne of Capitoline | try belongs to the partially arid pampa region and is devoted to Jupiter, the guardian of the shrine, to escape torture, gem of his ring in his mcuth and died immediately.” “broke the | stockraising. Irrigation is employed in its immediate vicinity. The me- | There are some manufacturing industries diaeval anello della morte, supposed to be a Venetia in the town. The n invention, |Andine National railway passes throug h Rio Cuarto, and branch was actually used as an easy method of murder. Among the elabo- | lines connect with the Buenos Aires and Pacific line—all of which rate ornaments of the bezel a hollow point made to work with a| give railway communication with Buenos Aires, Rosario, Tucuspring was concealed;. it communicated with a recepta poson in a cavity behind, in such a way that the murder cle for |mán, Córdoba, San Luis and Mendoza. er could | RIO DE CONTAS or VILLA DE CON TAS, a town of give the fatal scratch while shaking hands with his enemy. This | Brazil, in the State of Bahia, 230 m. S.W. from device was probably suggested by the poison fang the city of Bahia, of a snake. (See | on the Brumado (Contas-Pequef io), a head stream of the Rio de also SEALS; JEWELLERY; Gems.) Contas (Jussiape), which rises on the eastern slope manDRAPERY —Licetus, De Annulis antiquis (Udine, of the neigh1645);Kirch- bouring Serra das Almas, and flows south-east and east to the (1892) T T Maren oe 1657) oe a pt ged Rings |
Atlantic coast at Barra do Rio de Contas. Pop. Eea truscan in the Britisa, Greek, tal Roman and rural districts, 24,350. Stock-raising was former(1920), including h M potalogue of Finger ; 0. Rings, M . Dal ly an import paker Rings, Early Christi dum (3907)ine, ; O. Teuton an, Byzant M. ic, Dalton,Mediae Catalo of industry: here. The town was founded in 1715 by some “Pauli ant valgueand er n the British Museum (1912) x stas” ; G, F, Kunz, Rings (Philadelphia, | who discovered gold there in the sands of the river. It became a
RIO DE JANEIRO
314
“villa” in 1724, but was soon afterwards moved down the river 5 m. to a site on the high road between Bahia and Goyaz.
in some places close up to the margin of the bay, fo
the north by Minas Geraes, on the east by Espirito Santo and the Atlantic, on the south by the Atlantic, and on the west by Sao Paulo. It is one of the smaller states of the republic and has an area of 26,635sq.m.; pop. (1920) 1,505,601. The state is traversed longitudinally by the Serra do Mar, which divides it into a low, narrow, irregular coastal zone, and a broad elevated river valley through which the Parahyba flows eastward to the Atlantic. The eastern part of this valley widens out into a great alluvial plain on which are to be found some of the richest sugar estates of Brazil. The well watered Parahyba valley has long been celebrated for its fertilitv, and is the centre of the coffee-producing industry. Stock-raising has been slowly developing since the abolition of slavery (1888). The state is watered by the Parahyba (g.v.) and its tributarles and by numerous short streams flowing from the Serra do Mar to the coast. Manufacturing has been developed largely because of the fine water power supplied by the mountain streams, and among the manufactures are cotton, woollen, silk and jute fabrics, brick, tile and rough pottery, sugar, rum, vehicles, furniture, beer and fruit conserves. The state is well provided with railways, which include the Central do Brazil, Leopoldina, Melhoramentos and Rio do Ouro. The Central line runs from the city of Rio de Janeiro north-north-westward across the Serra do Mar to the Parahyba valley, where it divides into two branches at the station of Barra do Pirahy, one running westward to Sao Paulo, and the other eastward and northward into Minas Geraes. Besides these there are a number of short railways called the Theresopolis, União Valenciana, Rio das Flores, Bananal, and Vassourense lines. The total extension of these railways in the state In 1925 was 2,100m. Other than Nictheroy, the ports of the state are Sao Jodo da Barra, Macahé or Imbetiba, Cabo Frio and Paraty, visited only by the smaller coasting vessels. The capital of the state is Nictheroy (Pop. 1920, 86,238) on the east side of the Bay of Rio de Janeiro, and other cities and towns, with their populations in 1920, are: Campos (48,108), on the lower Parahyba in the midst of a rich sugar-producing region;
extend up their slopes and over the lower spurs, which, wit
picturesque valleys within the limits of the city. Some o
RIO DE JANEIRO, a maritime state of Brazil, bounded on residential quarters follow these valleys up into the mountair
Rio Bonito (17,763); Itaborahy (22,228); Barra Mansa (13,585), on the upper Parahyba; Rezende (7,876), in a fertile district of the upper Parahyba; Petropolis (38,025); Cantagallo (6,963), in a rich coffee district of the Serra do Mar; Paraty (7,885), a small port on the west side of the bay of Angra dos Reis; Valença (13,020); Vassouras (12,510); São Fidelis (13,829), a river port on the lower Parahyba having steamboat communication with Campos; Macahé (8,635), an old port on the eastern coast of the state at the mouth of the Macahé river whose original anchorage has been filled with silt, and that of Imbetiba, in the vicinity, with which it is connected by tramway, is now used by vessels both for the town and the Macahé and Campos railway; Barra do Pirahy (13,086), an important station and junction of the Central do Brazil railway on the north side of the Serra do Mar, with targe manufacturing and commercial interests; Parahyba do Sul (9,332), in a fertile, long-settled district in the north-east part of the state; Maricd (8,467); Cabo Frio (14,508); Pirahy (7,264); Saquarema (7,301); Nova Friburgo (23,261); and Araruama (10,374).
RIO DE JANEIRO
(in full, São Sesastrão po Rio DE
JANEIRO, colloquially shortened to Rro), a city and port of Brazil, capital of the republic, and seat of an archbishopric, on the western side of the Bay of Rio de Janeiro, or Guanabara, in lat.
22° 53” 42” S., long. 43° 13’ 22” W. (the position of the observatory). The city is situated in the south-east angle of the Federal District, an independent district or commune with an area of 538 sq.m., which was detached from the province of Rio de Janeiro in 1834. The city stands in great part on an alluvial plain formed by the filling in of the western shore of the bay, which extends inland from the shore-line in a north-westerly direction between a detached group of mountains on the south known as the Serra da Carioca, and the imposing wooded heights of the Serra do Mar on the north. The spurs of the Carioca range project into this plain, $
hills covered with buildings rising in the midst of the city, , picturesque appearance. At the entrance to the bay is the Loaf (Pão de Assucar), a conical rock rising 1,212 ft. aboy water-level and forming the terminal point of a short rang
tween the city and the Atlantic coast. The culminating po’
that part of the Carioca range which projects into and part
vides the city is the Corcovado
(Hunchback), a sharp
peak, 2,329 ft. high overlooking the Botafogo suburb an
proachable only on the wooded north-west slope. Considerab yond the limits of the city on its south-west side, but withi municipality, is the huge isolated flat-topped rock known a
Gavea, 2,575 ft. high, which received its name from its r blance to the square sail used on certain Portuguese craft. sky-line of this range of mountains, as seén by the approa traveller some miles outside the entrance to the bay, forr rough outline of a reclining figure called “the sleeping gian The entrance to the bay, between the Sugar Loaf on the and the Pico on the east, with fortress of Santa Cruz on on and the fort of São João on the other, is about a mile wid free from obstructions. Almost midway in the channel i little island and fort of Lage, so near the level of the sea th; spray is sometimes carried completely over it. On the west semicircular bay of Botafogo, round which are grouped the dences of one of the richest suburbs; on the east, the almost locked bay of Jurujuba. (See NictHERov.) The bay extends:
ward nearly 164 nautical miles, with a maximum breadth of The irregular shore-line has been modified by the constn of sea-walls and the filling in of shallow bays. Close to the are the islands of Villegaignon (occupied by a fort), C (occupied by fortifications, naval storehouses, hospital an docks), Santa Barbara and Enxadas, the site of the naval s: The oldest part of the city, which includes the comm section, lies between Castle and Santo Antonio hills on the and Sao Bento, Conceicao and Livramento hills on the nortt extends inland to the Praca da Republica, though the defe works in colonial times followed a line much nearer the bay. section during the roth century extended southward along th shore in a string of suburbs known as the Cattete and Bot: with that of Larangeiras behind the Cattete in a pretty vall the same name, and thence on or near the Atlantic coast as ] dos Leoes, Copacabana and Gavea, the last including the bot: garden. The greatest development has been northward and ward, where are to be found the suburbs of Cidade Nova Christovao, Engenho Novo, Praia Formoso, Pedregulho, Isabel, Tijuca, and a number of smaller places extending fa
on the line of the Central railway. The extreme length of th along lines of communication is little less than 20 m. The pc tion (1920 census) was 1,157,873. Climate.—The climate of Rio de Janeiro is warm and h the average temperature for the year being about 74° F, with
variation from month to month, and the rainfall (well tributed throughout the year) averages about 44 inches.
greater part of the city is only 2 or 3 ft. above sea-level, i:
rounded by mountains, and has large areas of water, swam] wet soil in its vicinity. But the unhealthiness of Rio de Ja In past years may be charged to insanitary conditions and n the climate. Yellow fever, whose first recorded appearance y Dec. 1849, was for many years almost a regular yearly vis and the mortality from it was terrible. This and other dang diseases disappeared as epidemics due to improved sanitary
ditions following the notable work begun by Dr. Oswaldo under whose direction Rio de Janeiro was made one of the healthy of tropical cities. The death rate has been reduced about 50 to 20 per thousand.
Streets and Parks.—Some of the most modern streets
been laid out with Spanish-American regularity, but muc! greater part seems to have sprung into existence without any Most of the streets of the old city are parallel and cross at
RIO
DE JANEIRO
eie ne eee
he invented the heroic friendship of Roland and Oliver, 1560. The latter was translated from a Scots prose Version: `” motives of Ganelon’s treachery, and many
other details.
The Court of Venus was edited by Walter Gregor (1884). The' Seven
ROLLAND—ROLLESTON
338
Sages was printed in 1578, and reprinted by David Laing (1837).
generation. In his exaltation of the spiritual side of religion over
_—s+),_-French man of let- its forms, his enthusiastic celebration of the love of Christ, and ters, was born at Clamecy, Niévre, on Jan. 29, 1866. He was edu- his assertion of the individualist principle, he represented the cated at Clamecy, and later in Paris, where he had a distinguished best side of the influences that led to the Lollard movement, 7, academic career. From 1889-91 he was a member of the French was himself a faithful son of the church, and the political activity ROLLAND,
ROMAIN
(1866-
School in Rome, and in 1895 became professor of art history at the Ecole Normale Supérieure. Later he was appointed professor at the Sorbonne, where he introduced the study of the history of music. He produced many critical and historical works, among
them Les origines du théâtre lyrique moderne, Histoire de Vopéra en Europe avant Lulli et Scarlatti (1895); Des causes de la décadence de la peinture italienne (1895); Le théâtre du peuple (1901); besides studies on Millet (1902); Beethoven (1903) and MichelAnge (1906), Les Tragédies de la foi, Saint Louis, Aërt, Le Triomphe de la raison (1913). His most famous work, however, is the romance of Jean-Christophe (1904-12), the biography of a German musician. It is in three series, Jean-Christophe, JeanChristophe à Paris and La Fin du Voyage, and appeared in to volumes, the first L’aube, in 1904, and the last La Nouvelle Journée, IN I9I2.
of the Lollards was quite foreign to his teaching. The popularity of his devotional writings is attested by the numerous existing
editions and by the many close imitations of them. A very full list of his Latin and English works is given (pp. 36—43) in Dr. Carl Horstmann’s edition (1895-96) of his works in the Library of Early English Writers. Richard Rolle’s Latin treatises, De emendatione vitae and Me incendio amoris, the latter one of the most interesting of his works, because it is obviously largely autobiographical, were translated (1434-
35) by Richard Misyn (ed. R. Harvey, Early English Text Soc, 1896 and by F. M. M. Comper in 1914). The De emendatione de vitse
was also edited with an introduction, by D. Harford (1913). The Pricke of Conscience was edited (1863) by Richard Morris for the
Philological Society. His Commentary on the Psalms was edited by the Rev. H. R. Bramley (Oxford, 1884). Ten prose treatises Richard Rolle were edited by G. Perry for the Early English Text
Society in 1866, rev. ed. 1921. Partial ed. of his Latin works are Paris
When the World War broke out Rolland was in Switzerland, and although his open letter to Hauptmann expressed his horror of the burning of Louvain, he became extremely unpopular in France owing to a series of articles published in the Journal de
(1510), Antwerp (1533), Cologne (1535-36), Paris (1618); and ip vol. xxvi. of the “Bibliotheca Patrum Maxima” (Lyons, 1677), The office, which forms the chief authority for Rolle’s life, was printed in the York Breviary, vol. ii. (Surtees Soc., 1882), and in Canon Perry’s edition referred to above. The Meditaiis de passione Domini was edited in 1917, with introduction, by H. Lindkvist, and the Oficium et Miracula by R. M. Woolley in 1919. See Richard Rolles Version of the Penitential Psalms, with his Commentary (1928); The
(1919);
prosody, G. Saintsbury, Hist,
Genève during Sept. and Oct. 1914. These articles were subsequently published in book form under the title Au-dessus de la mélée, of which the ninth edition appeared in 1915. Although his of Gifts: from the works of Richard Rolle (ed, H. R. Cross, reputation in France suffered from his political views, it increased Mirror 1928). abroad, and the performances of Danton and Le 14 juillet, which See also Percy Andreae, who collated 18 mss. in the British Museum with Les Loups and Le Jeu de Pamour et de la mort belong to in his Handschriften des Pricke of Conscience (Berlin, 1888) ; Studies his Théâtre de la Revolution (1900), caused a furore in Berlin. uber Richard Rolle von Hampole unter besonderer Beriicksichtigung His work Mahaima Gandhi (1924) is an impassioned defence of seiner Psalmencommentare, by H. Middendorff (Magdeburg, 1888}, a list of mss., sources, etc.; J. Zupitza in Englische Studien the Indian leader. His later works include: Colas Breugnon with (Heilbronn, vols. vii. and xii.); A. Hahn, Quellenuntersuchungen su (1918); Les précurseurs (1919); Clerambault, Pierre et Luce | Richard Roles englischen Schriften (Halle, 1900); and for his Voyage
musical aux pays du passé (1919); Laluli (1919).
In 1922 appeared the first volume of a series entitled L’Ame Enchantée. To this series belong Annette et Sylvie (1922), L’Eté
of English Prosody, vol. i.
ROLLER, one of several birds, especially the common roller (Coracias garrulus), so called from its way of occasionally rolling
(1924), Mére et Fils (1927), Beethoven the Creator (1929). Rol- | in its flight, after the fashion of a tumbler pigeon. It is widely
land received the Nobel prize for literature in r915, though not numerously spread over Europe and western Asia in See Jan Romein, Romain Rolland (1918); I. Debran, M. R. Rol- | summer, breeding as far N. as the middle of Sweden, but retiring land, initiateur de défaitisme (1918); W. Kuechier, Romain Rolland | to winter in Africa. It occurs almost every year as a straggler in (1919). the British islands, Except the back, scapulars and tertials, which
ROLLE DE HAMPOLE, RICHARD (d. 1349), English | are bright reddish-brown, the plumage of both sexes is blue (of hermit and author, was born near the end of the 13th century, at | various shades, from pale turquoise to dark ultramarine) tinted in Thornton (now Thornton Dale), near Pickering, Yorkshire. His | parts with green. The bird is purely insectivorous. Coracias father, William Rolle, was perhaps a dependant of the Neville | forms the type of the family Coraciidae, allied to the bee-eaters
family, Richard was sent to Oxford at the expense of Thomas | (Meropidae) and king-fishers (Alcedinidae) (q.v.). A number of de Neville, afterwards archdeacon of Durham. At Oxford he| other species exist in Asia and Africa. : l gave himself to the study of religion rather than to the subtle-| ROLLER: see CULTIVATING MACHINERY. ties of scholastic philosophy, for which he professed a strong dis-| ROLLER-SKATIN G, a pastime which, by the use of small taste. At the age of 19 he returned to his father’s house, and, | wheels instead of a blade on the skate, has provided some of
making a rough attempt at a hermit’s dress, he ran away to | the pleasures of skating on ice without having ice as the surface follow the religious vocation. At Dalton, near Rotherham, he | (see Skatinc). Wheeled skates were used on the roads of Hol-
was recognized by John de Dalton, who had been at Oxford with | land as far back as the 18th century, but it was the invention of
him. After satisfying himself of Rolle’s sanity, Dalton’s father | the four-wheeled skate, working on rubber pads, by J. L provided him with food and shelter and a hermit’s dress. Rolle Plimpton of New York, in 1863, that made the amusement
then entered on the contemplative life, passing through the pre- | popular. Still greater advance was made by the Raymond skate liminary stages of purification and illumination, which lasted for | with ball and cone bearings. The wheels of rollers were first
nearly three years, and then entering the stage of sight, the full | of turned boxwood, but the wearing of the edges was a fault He is very exact in his dates, | which has been surmounted by making them of a hard composiand attained, he says, the highest stage of his ecstasy four years | tion or of steel. The floor of the rink on which the skating takes and three months after the beginning of his conversion. place is either of asphalt or of wood; the latter is nearly always revelation of the divine vision.
Richard belonged to no order, though he seems to have de- | used in newly made rinks. The best floors are of long narrow sired to form a rule of hermits, but met with much opposition. | strips of maple. Roller skating races were popular in some He finally contented himself with advising those who sought | American cities until about 1910, when the motorcycle and the
him out. He began also to write the songs and treatises by which | automobile displaced them. he was to exert his widest influence. He settled in RichmondROLLESTON, THOMAS WILLIAM HAZEN (1857shire, 12 miles from the recluse
Margaret. Kirkby, whom he had 1920), Irish scholar and author, was born in King’s Co., Ireland, cured of a violent seizure. To her some of his works are dedicated. | in 1857, and died at Hampstead in 1920. He was educated at Finally he removed to Hampole, near Doncaster, where he died | St. Columba’s college and at Trinity college, Dublin. He founded on Sept. 29, 1349. the Dublin University Review (1885-86). His works include a Richard Rolle had a great influence on his own and the next Life of Lessing (1889); Lessing and Modern German Literature
ROLLING (1900); Sea Spray, a book of verse
MILL—ROMAN (Dublin, 1909); Parallel
two books on Paths, a study in biology ethics and art (1908) ; and
Gaelic literature, The High Deeds of Finn (1910) and Myths and Legends of Celtic Race (1911). ROLLING MILL, an establishment where metal, especially iron and steel is rolled into plates and bars of various sections. (See IRON AND STEEL, Rolling Mil; SHEET STEEL; TIN AND
TERNE PLATE.)
ROLLOCK, ROBERT (c. 1555—1599), the first principal of the university of Edinburgh, son of David Rollock of Powis, near Stirling, received his early education at the school of Stirling from
Thomas Buchanan, a nephew of George Buchanan, and, after graduating at St. Andrews, became a regent there in 1580. In 1583 he was appointed by the Edinburgh town council sole regent
of the “town’s college”? (“Academia Jacobi Sexti,” afterwards the
University of Edinburgh).
In 1598 he was translated to the
parish church of the Upper Tolbooth, Edinburgh, and then to that of the Grey Friars (then known as the Magdalen Church). He ded at Edinburgh on Feb. 8, 1599. His Select Works were edited by W. Gunn for the Wodrow
Society (1844-1849).
A Life by George Robertson and Henry
Charteris was reprinted
by the Bannatyne Club in 1826. See also the introduction to the Sect Works, and Sir Alexander Grant’s History of the University of Edinburgh.
ROLLS-ROYCE
LIMITED,
a firm of motor-car manu-
facturers. A car designed by Mr. F. Henry Royce of the Manchester firm of Royce Ltd., was brought to the notice of the late Hon. C. S. Rolls of C. S. Rolls & Co., London, in the latter half of 1903. The success of this car led, in March 1906, to the merging of the Rolls and Royce interests into one company and, in December 1906, a public company was floated with £200,000 capital, under the style of Rolls-Royce Ltd. In this year Mr. Royce designed the 40—so h.p. side-valve engined chassis—known as the “Silver Ghost”—which was developed from that day until
May 1925, when the “Phantom” overhead-valve engined type was introduced. The Manchester works proving too small, the building of new works planned by Mr. Royce was begun at Derby in 1907. These’ works were opened by Lord Montagu of Beaulieu, and the manufacturing activities transferred thereto in 1908. Meanwhile Mr. Royce devoted himself to aero-engine dest, and produced three types of engine, known as the “Hawk,” “Falcon” and “Eagle.” At the end of the World War, there were Rolls-Royce aero engines in service of an aggregate of over 2,000,000 horse-power. Some of the outstanding events in Rolls-Royce post-war history were Sir John Alcock’s non-stop trans-Atlantic flight in a 360 hp. Rolls-Royce “Eagle VII.” enged Vickers “Vimy” bomber in June 1919 (this was the first direct flight across the Atlantic), the introduction in October 1922 of the Rolls-Royce 20 h.p., and the appearance in 1925 of the “Phantom” type 40-50 h.p. chassis. (M. Bv.)
ROMA, a town (pop. 4,000) in the south-east of Queensland, Australia, situated on the main Wéstern
W. of Brisbane.
railway line 318 m.
The town’s water-supplies
are drawn from
artesian wells (depth 1,300 ft., yield c. 200,000 gal. daily).
ROMAINS, JULES (188s—
_+), French poet and novelist,
was born on Aug. 26, 1885, at St.-Julien-Chapteuil in the Ardèche.
He went early to Paris and spent his childhood’ and adolescence m Montmartre. He entered the Ecole Normale Supérieure in 1906, and graduated in philosophy in 1909. For ten years he: taught philosophy in Paris and in the provinces, notably at Nice. His claim to fame is principally based on his position as-one of the heads of the unanimist school of writers: (Arcos, Vildrac,
ARCHITECTURE
389
how he gradually fades out of memory.
The dramatic works of
Jules Romains include farces, the best of which is undoubtedly
Knock (1925), and also dramatic prose poems, such as L’Armée dans la Ville (1911) and Cromedeyre-le-Vieil (1920), which give full expression to unanimist doctrines. He has also written two tragedies, Le Dictateur (1926) and Jean le Maufranc (1927), in which he attempts a dramatic embodiment of the antinomies of
modern social consciousness. ROMAN,
(G. Mı.)
capital of the department of Roman, Rumania, on
the main line from Czernowitz to Galatz, and on the left bank of the river Moldava, 24 m. W. of its junction with the Sereth. Pop. (1928) 25,000, about one-third being Jews. Roman has been the seat of a bishop-since 1401. Its seminary dates from 1402. There are ancient churches, including a cathedral, built in 1541.
ROMAN
ARCHITECTURE.
Like the rest of Roman.
civilization, Roman architecture is a manifestation’ of the essentially direct and practical Roman mind. It is concerned not with: the search for any ideal of beauty but with the solution of every-
day problems. Consequently while the elements of Roman architecture are derivative, being Greek, and Etruscan or rather Italic in origin, they are adapted and transformed. by the Roman genius in the-light of increased technical knowledge to fit altered conditions of life. The influence exerted on Roman architectural forms by the materials and methods of construction used, cannot’ be’ overestimated, and the enduring stability of Roman buildings may legitimately be ‘held to be due to the presence of good and durable: building material. The discovery of concrete in particular gave to the Roman builders an almost imperishable material which" could be moulded into a homogeneous mass exerting no thrust when set, and which thus enabled them to attack and to solve: entirely new problems in spatial planning. Building Materials.—The material employed by the Romans in tbeir earliest buildings was tufa, a volcanic rock’ of varying hardness, some‘soft' enough to be- worked with bronze tools. Later other harder volcanic stones were used, e.g., peperino, and the' stone from the Alban hills. Under: the- later republic and the' empire the most important stone for’ building was travertine which was quarried mainly at Tibur (Tivoli). This becomes very hard after exposure‘to air and weathers to a rich golden tone. An example of the use of travertine is the exterior of the: Colosseum. For- their concrete the Romans used’ pozzolana of’ which there are extensive beds at Pozzuoli, near Naples, and also round Rome: This is a fine chocolate red volcanic earth, which when mixed with" lime forms an -excellent natural hydraulic cement: which will set well even under water. With this cement was mixed an aggregatė'` of broken tufa, travertine, brick or even marble, pumice stone’ being used in vaults after the 1st century. A.D. to lighten the weight. Besides its extreme- durability this concrete is practically indestructible by fire. It is used in all the great imperial buildings, e.g., Pantheon, baths of‘Caracalla and basilica of Maxentius. The new forms of architecture which were developed by the use of this material spread all over the Roman empire. Unburnt bricks faced with stucco’ were’ used especially for’ private houses under the republic. It is to these bricks that’ reference is made-in’ Augustus’ famous saying’ ‘‘that he: found’ Rome of brick and left it of marble.” Of these, naturally, very’ few remain. Under the empire kiln-baked bricks and tiles were: the most: common ‘facing for concrete. They are never used to build:a whole wall/im the modern manner but merely as a protective skin. These bricks: or tiles are almost always used in
triangular shapes. Large tiles about 2 ft. square-called bépedales
Duhamel, Chenneviére and others).
Jules Romains’ work falls into three categories: poems, novels: were employed ‘as bonding courses.
The use madé-by the Romans ‘of marble was mainly decorative: It was-applied‘in slabs to brick and concrete’ wails, and set in The Odes et- Prières’ cement. If was used for’ pavements: either' in slabs cut and
and plays. The most important of his- books -of verse; La Vie
Unanime- (1908) , deals with what may be called the spiritual life
ent in the various ‘groups of humanity. (1913) and L’Ode Génoise (1925) should also be mentioned.
atranged-in: patterns, or as mosaic. Under the empire a great’ demand arose for coloured marbles and such stones as ‘porphyry, 0 2 sert of Rabelaisian verve and truculent jollity. Others are: granite and alabaster, which wete-imported from various parts’ a loftier: style. Mort- de Quelgwun (1910) traces the brief of.the empire. The abundant use of these marbles is well illussurvival of a-dead man: inthe society in which he had lived; and: trated by the remains-of the’ Flavian palace on the Palatine and of
some of his-novels, such as Les Copains (1913), owe their merit
39°
ROMAN
ARCHITECTURE
Hadrian's villa at Tivoli. The use of stucco over unbaked brick and over coarse stone was prevalent from the earliest times in Greece, Sicily and Italy.
It served as a protection from the weather and also as a finish. Later it was used over brick and concrete.
It was made of lime,
sand and fine marble dust and would take a high polish. Thus it became the usual ground for decoration especially in the interiors of houses. Examples of its use abound at Pompeii, and in Rome in the House of Livia, in Nero’s Golden House, etc. Another material the use of which was mainly decorative is bronze. Doors, grills, panels of ceilings, etc., were made of it. Construction.—Walls were built in two ways, either of ordinary masonry or of concrete (faced or unfaced). While there are several examples of early stone walling without courses (cyclopean and polygonal) especially in some of the towns, e.g., Norba, Praeneste, near Rome, most of the stone walls existing are built of squared blocks laid in regular courses as headers and stretchers (opus quadratum). The earliest of these walls are of tufa. Later come those of peperino and travertine. The blocks of stone in these walls are fairly large, 2 ft. x 4 ft. or more, and were often held together by iron cramps fixed in lead.
Concrete walls, except below ground, were always faced. They are divided into types according to the kind of facing used. (a) Opus quadratum, i.e., ordinary stone walling, is used as a facing for concrete, especially for important public buildings under the earlier empire, e.g., exterior of the Colosseum. (b) Opus incertum is the most common facing for ordinary concrete walls of the 2nd and rst centuries B.c. The face of the concrete is studded with 3 in. to 4 in. irregularly shaped pieces of stone, usually tufa. (c) Opus reticulatum came into vogue in the rst century B.C. and remained in use until the time of Hadrian. The construction is like that of opus incertum but the pieces of stone were pyramid shaped with square bases set diagonally and wedged into the concrete wall, Quoins 9 in. x 3 in. of the same material or of brick were used at the angles. (d) Brick and tile faced concrete (so called opus testaceum) is by far the most common material for walling under the empire. Triangular tiles were used with their points turned into the concrete and their long sides showing, thus giving the appearance of a wall built of thin bricks. Bonding courses of bipedales were employed at intervals of 2 or 3 feet. (e) Mixed brick and stone facing (so called opus mixtum) was popular under the later empire and especially under Diocletian. The stone arch occurs frequently in Italy from the middle of the 2nd century B.C. onwards, usually in city gates, bridges and aqueducts. The discovery of concrete, however, enormously facilitated the spread of arch construction. Concrete arches were faced with stone or tile voussoirs, and with the latter bipedales were used at every 6th or 7th voussoir. The vaults used by the Romans were simpler geometrical forms, łe., the barrel vault, the intersecting (groined) barrel vault and the segmental vault. By the rst century B.c. quite extensive systems of barrel vaulting were employed as in the substructions of the Tabularium in Rome, the temple of Hercules at Tivoli, etc. The later vaults were built up on brick rings about 2 in. apart, Joined by brick bonders, forming rectangular compartments which were filled with concrete. Additional layers of concrete were laid above. When set the concrete vault exerted no thrust. The surfaces of the vaults were tile faced or covered with stucco, A
fine example of Roman vaulting is the basilica of Maxentius. The construction of domes naturally follows that of vaults. Here again the fact that the concrete dome was a dead weight without thrust was of the greatest importance in simplifying the problem. Tie ribs of brick were used and sometimes relieving arches as in the case of the Pantheon where the facing bricks are laid horizontally. At the crown of the dome was a brick ring.
_ The Orders.—There are five Orders of Roman Architecture,
‘Euscan, Doric, Ionic, Corinthian and Composite,
Tuscan and
Composite being modifications of Doric and Corinthian respec-
tively. The rules followed by the Roman builders were elastic; few examples are of the same proportion and there was much licence allowed in execution. It has, however, been usually supposed that some system in which form and detail were definitely
[THE FIVE ORDERS
standardized was essential for the construction of Roman build
ings, built as they were at a high speed by ordinary workmen, Marcus Vitruvius Pollio, the Roman writer on architecture, would
at any rate have us believe that imperial architecture was brought under some such rules. But the greater part of Roman architec. ture is later than Vitruvius, an architect and engineer who lived,
and wrote in the time of Augustus. His book (De Architecture) is our great authority for the earlier Roman building and con.
struction, but was primarily a handbook for architects and is
based for the most part on the works of Greeks of the late 4th century B.c. and the Hellenistic period.
The Renaissance exalted
Vitruvius to the supreme authority on classical building; but it is none the less certain that there were no hard and fast rules, certain general proportions only being observed. It would be
impossible here to treat of the details of the Roman Orders (see ORDER). In general the proportion is slenderer than that of the corresponding Greek Order, and there is a tendency towards greater elaboration combined with a decline in the quality of the execution. Columns are often unfluted, but the faces of the entablature left plain in Greek work are covered with decoration.
The Doric Order has almost invariably a base moulding probably taken from the Etruscan Doric or Tuscan column. Examples of Roman Doric are to be found in the Tabularium (78 8.c.} and in the lowest order of the Colosseum (A.D. 79) where it is used in conjunction with the arch. The temple of Hercules at Cori (c, $a B.C.) is the only known Roman Doric temple. The Ionic Order is used tc a limited extent in temples and public buildings, though the number of isolated capitals found suggests that it had a certain vogue in private houses. The Romans seldom used the canted angle volute though in the temple of Saturn the capitals have four canted volutes. Other examples of this Order are the temple of Fortuna Virilis, the second orders of the theatre of Marcellus and the Colosseum, Trajan’s forum at Rome and various buildings at Pompeii. The Corinthian Order was by far the most popular with the Roman builder. It attracted by its richness and by the ease with which it could be used in any position owing to the identity of
the four faces of the capital. The columns removed (by Sulla)
from the temple of Zeus Olympios at Athens became the model, but the whole Order shows a progressive elaboration in detail with
an elimination of plain surfaces combined with inferior workmanship. Examples of this Order are the temples of Mars Ultor and of Castor and Pollux (the latter one of the most beautiful examples in Roman architecture) in Rome, the temple of Vesta at Tivoli, Agrippa’s portico to the Pantheon, etc. The Composite capital is really a Corinthian capital with the tendril at the corner replaced by an Ionic volute. Alternatively it may be regarded as a four-voluted Ionic capital enriched with an acanthus necking. Examples of this capital are to be found on the triumphal arches of Titus and Septimius Severus, the ba of Diocletian, etcWhile the Romans did not abandon the original structural use of the column, its employment as a purely decorative feature be-
came common.
It was used in conjunction with the arch; and
the skilful combination of these two opposing elements not only exerted a great influence on subsequent architecture but remains the great contribution of Rome to the history of architectural design.
The Roman
architects themselves never abandoned the
traditional idea of supremacy of the Order but its use in the simpler manner of the Greek facade was insufficient to meet the demands of Roman buildings. With the help of the arch the spacing of columns was no longer governed by the load to be carried. This opened up new possibilities in design, and all over Italy and the provinces we see the monumental use of column and arch for tritimphal arches from the time of Augustus to that of Constantine, as well as in such buildings as the baths of Cara-
calla and Diocletian, and the basilica of Maxentius. This naturally
led to the develapment of new details in the shape of pedestals, niches, keystones, etc. Eventually we find arcaded walls, without piers, the arch being taken direct on to the column and the en-
tablature run, over the arch as an archivolt. Examples of this
are in the great Propylaea at Baalbek and in the palace of Diocle-
|
ROMAN
ARCHITECTURE
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ROMAN
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i
Sar,
GARDEN
ETIAN
| EF G:STATE ROOMS OFTHE
me:
PALACE OF DOMITIAN
CAUGUSTIANA)
-HOUSE OF LIVIA Lai ĽPAEDAGOGIUM
AT SPALATRÓ >
`
AT LEFT AND TOP.THE PALACE PROPER BELOW AND TO '
THE RIGHT FACING THE ADRIATIC)
(CROSS VAULT; VAULT CONSTRUCTION) FROM CHOISY “L'ART DE BÂTIR CHEZ LES ROMAINS” (LIBRAIRIE GÉNÉRALE D'ARCHITECTURE. COPR. H. BONNAIRE); (TYPICAL TEMPLE PLANS) FROM HANDBUCH DER ARCHITEKTUR” (l. M. GERHARDT, LEIPZIG); (IMPERIAL FORA) BY: COURTESY OF H. CHALTON BRADSHAW; (PALATINE FROM “CENTRAL ITALY AND ROME" BY COURTESY OF MESSRS. BAEDEKER; (HOUSE OF CENTENARY) FROM D'ESPOUY “FRAGMENTS D'ARCHITECTURE ANTIQUE” COPR. H. BONNAIRE; (STREETHILL) IN OSTIA) BY ‘COURTESY OF PROFESSORS CALZA AND GISHONDI;
(PALACE
ỌF DIOCLETIAN)
FROM
HEBRARD
f
& ZEILLER
“SPALATO”
(MESSRS.
MARSIN. COPR. H. BONNAIRE)
ROMAN INGENUITY IN’ THE USE OF LOCAL MATERIALSIS SHOWN BY VARIOUS WAYS OF FACING ROUGH WALLS OF RUBBLE FACED WITH STONE OR BRICK. CONCRETE, BRICK AND) TILE WERE SKILLFULLY COMBINED IN VAULTING. THE IMPERIAL FORA, THE PALATINE’ HILL AND THE PALACE OF DIOCLETIAN ARE INGENIOUSLY COMPOSED. HOUSES AT POMPEII AND TENEMENTS AT OSTIA SHOW THE ADVANCED LIVING CONDITIONS
394
ROMAN
ARCHITECTURE
tian at Spalato. For buildings of more than one storey the Romans regularly
used the Orders above one another. There were four storeys on the Colosseum and seven (we are told) on the Septizonium of Septimius Severus on the Palatine.
Temples and Basilicas.—The Roman temples differed in many
[BATHS
orchestra or dancing space was not required and became part of
the auditorium. The only theatre in Rome of which any remain, exist is that of Marcellus built by Augustus (13 B.c.) but there are numerous examples throughout the Roman empire especially in Asia Minor. The theatre at Orange, France, is the best preserved example. Others of importance are the theatre at Tagr.
important respects from those of the Greeks. For the compara- mina, Sicily, two theatres at Pompeii, the theatre at Ostia, the tively low stylobate with its three steps all round, the Romans Odeon of Herodes Atticus at Athens, theatres at Telmessus, substituted a high platform or podium with a flight of steps on Alinde, Aizani, Aspendus in Asia Minor, etc. The Roman amphitheatre (g.v.) is in origin, as its name in. the entrance facade. Again while Greek temples are isolated from other buildings and almost always face east and west, those of the plies, a double theatre. The largest and most important of all Romans usually face the forum or are placed at the end of a the Roman amphitheatres is the Colosseum (g.v.) built by the street to close a vista, and are turned to all points of the compass, Emperors Vespasian, Titus and Domitian in A.D. 72-80 on the their orientation being governed by their relation to other build- site of Nero’s lake. It is a huge ellipse 62 ft. X 513 ft. covering ings. This results in an increased emphasis on the entrance facade six acres and shows remarkable skill in planning. It had seating with an increased depth to the portico. The cella is wider and the accommodation for about 45,000 spectators, and its 80 entrances colonnade which surrounds the Greek temple is often reduced to were so arranged that the whole building could be cleared in an a row of engaged columns or pilasters along the cella walls except incredibly short time. The whole is built of concrete, the exterior on the entrance front. In some cases the cella was vaulted in being faced with travertine and the interior with precious marbles concrete and might have an apsidal end, e.g., the so called baths that have long since disappeared. Other important amphitheatres of Diana at Nimes and especially the double temple of Venus in are those at Capua, Pompeii, Pozzuoli, Verona, Pola, Arles, Rome. The best preserved example of a Roman temple now Nimes, etc. Baths.—By the end of the republic, baths (balneae) had beexisting is that known as the Maison Carrée at Nimes. In Rome the most important temples of which remains exist are those of come a recognized feature of Roman life. Under the empire their Fortuna Virilis, Mars Ultor, Castor and Pollux, Concord and numbers increased until at the beginning of the 4th century ap, Antoninus and Faustina. Besides these there are in Italy the they numbered 1,000 in Rome alone. They were of the type of temple of Minerva at Assisi and the temples at Pompeii, and in the Turkish bath with rooms at different temperatures. Remains Syria the temples of Bacchus at Baalbek and of the Sun at Pal- of these ordinary establishments are common throughout the myra, etc. empire. The Stabian baths at Pompeii are the best preserved, The imperial thermae were more than baths. They were imThe most important circular temples are those of Vesta in the Forum, of Mater Matuta and the Pantheon in Rome, the temple mense establishments of great magnificence with facilities for of Vesta at Tivoli and those of Jupiter at Spalato, Rome and every gymnastic exercise, with halls to which resorted philosAugustus on the Acropolis at Athens, and Venus at Baalbek, ophers, poets and:rhetoricians and those who wished to hear them, which has detached Corinthian columns joined to the cella walls The earliest of these thermae were those built by Agrippa in 21 by a segmental architrave. The greatest circular temple and in B.c. Others were built by Nero, Titus, Trajan, Caracalla, Diomany respects the most important Roman building is the Pan- cletian and Constantine. The best preserved are the baths of theon (g.v.). This consists of a rotunda 142 ft. 6 in. in diameter Caracalla, which covered an area of rro yd. square, and those surrounded by concrete walls 20 ft. thick, in which are alternate of Diocletian with accommodation for 3,200 bathers. Parts of circular and rectangular niches. Light is admitted through a the latter are now occupied by the church of S. Maria degli Angeli central opening 28 ft. across, at the crown of the dome. In front and by the Museo delle Terme. The remains of these two great is a portico which originally belonged to, the temple built by establishments with their massive walls and great vaults.are among Agrippa and was altered from decastyle (ten columns) to. octa-. the most impressive examples of Roman concrete construction. style (eight columns) and re-erected when the rotunda was built The planning of the thermae is governed by two main principles, under Hadrian, A. 120-124. The construction of the rotunda that of axial planning, a distinctive feature in all Roman work, and dome is one of the finest examples of Roman concrete work, and the grouping of all subsidiary halls and rooms round a great the whole being strengthened by immense relieving arches and central hall. (See BATES.) Triumphal Arches and Gateways.—More usual than the tripiers of brick set above one another in the thickness of the walls. The interior was lined with precious marbles, the coffers of the umphal column, as exemplified by those of Trajan and Marcus dome were decorated with bronze rosettes and the dome itself Aurelius, is the triumphal arch commemorating some important covered externally with bronze plates. (See TEMPLE.) event or campaign. This is most commonly an isolated monvThe Roman basilicas were large covered halls facing the forum, ment not necessarily spanning a roadway; e.g., the triumphal affording protection from the weather and giving space for the arches df Septimius Severus at Rome and of Trajan at Ancona holding of courts of justice and for banking and other commercial are accessible only by flights of steps, while the archway itself transactions—all of which activities had in earlier days been car- Is too narrow for ordinary use. The triumphal arch was usually ried on in the open market-place. On the forum in Rome are the decorated with columns and bas-reliefs of the chief events it comBasilica Julia on the south side and the Basilica Aemilia on the memorated and was frequently surmounted by a group of sculpnorth side—both of which had a central hall and side aisles. ture. The most important of these arches are the arch of Titus The Basilica Ulpia in Trajan’s forum was similar in plan, but had (aD. 82) commemorating the capture of Jerusalem, the arches at either end semicircular halls which served as law courts. The of Septimius Severus and Constantine in Rome, and Trajan's fourth and greatest of the basilicas is that begun by Maxentius arches at Beneventum and Ancona. There are several other triand finished by Constantine, ap. 306-310. This huge building umphal arches in the provinces, notably those of Tiberius at covered 7,000 sq.yd. and followed in construction and plan the Orange, of Augustus at Susa and Caracalla at Tebesa. Others great hall of the Roman baths. The vaults over the bays on the exist at Rheims, Pola, Timgad, Maktar, etc. north side are still to be seen overhanging without support, a The monumental city gate while sometimes serving a comstriking testimony to the marvellous cohesion and enduring memorative purpose differs from the arch in being part of the strength of Roman concrete. The basilica at Pompeii is an ex- defences of the city and meant to be used. Of these one of the ample of the simpler type general in the provinces. most famous and best preserved is the Porta Nigra at Treves. Theatres and Amphitheatres—-The Roman theatres dif-Bridges and Aqueducts.—The bridges and aqueducts of the fered in several respects from the Greek. The auditorium was Romans may be treated as monumental works in spite of their not excavated and the walls surrounding stage and seating were utilitarian character. The most famous examples of Roman aquecontinuous, the entrance to the orchestra being by vaulted pas- ducts are the Pont du Gard, Nimes, and the aqueducts at Tarsages. As the chorus played no part in the Roman theatre the ragona and Segovia in.Spain. Those which -crossed the Campagn@
PALACES AND HOUSES]
ROMAN
ARMY
hringmg water to Rome from the hills are also well known and
393
while perfectly feasible in a country town such as Pompeii, would have made them beyond the means of all but the richest in a crowded city like Rome. From Latin writers we have long known that there were in Rome great blocks of flats or tenements to which the term insulae was applied. Recent excavations at Ostia
impressive in their decay. There are not many of the larger Roman bridges now remain-
ing. The best preserved is that built by Augustus and Tiberius at Rimini. The finest is that across the Tagus at Alcantara in Spain. Tombs.—The larger Roman tombs consisted of an earth mound or tumulus surrounded by a ring of masonry rising usually to a
(q.v.) have now revealed the design of tbese blocks. Planned on three or four floors witk strict regard to economy of space they depended for light from the exterior, unlike the domus with its central court. Independent apartments had separate entrances with direct access to the street. Since Ostia is a typical town of the rst and 2nd centuries A.D. and is almost a suburb of Rome
considerable height. Few of these now exist, the most notable peing the tomb of Cecilia Metella on the Via Appia and the maugleum of Hadrian, now the castle of St. Angelo. The smaller tombs, in particular those known as columbaria (g.v.), are uspally underground, though there is sometimes an upper storey, itself, it is natural to suppose that insulae at Rome would present eften in the shape of a small temple im antis, built of cut brick | similar features. (See House.)
from which steps lead down to the tomb proper.
There is a|
Town
Planning.—While
the Romans have become
justly
line of such tombs just outside Rome along the Via Appia and |. famous for the skilful planning of their towns all over the empire, ako along the Via Latina. Examples of Roman funeral monuments | Rome itsélf presents 2 strong contrast with its complete lack of of various kinds exist along the Street of Tombs at Pompeii and | any systematic scheme. For this the natural topography of the
in the provinces, in Syria at Palmyra, Jerusalem and Petra.
‘site is mainly responsible
together with
Palaces—By the end of the republican period the Palatine | which Rome grew into agreat city.
the conditions
under
(g.9.) hill bad become by far the most desirable residential quar- | _ The Forum (qg.v.), the original market place, remained always ter of Rome. It was therefore natural that the Roman emperors | irregular in plan and was soon far too small for the amount of from Augustus onwards should choose to: live on it, gradually | business transacted in it. The congestion was to some extent
acquiring further property until the whole hill, except that part | relieved by the forums built
Julius Caesar, Augustus, Nero, hallowed by tradition or by the presence of temples, became the | Vespasian and Trajan. These bywere all planned on axial lines. imperial residence. Augustus himself bought and enlarged the | Attempts were made to improve the street communications, the
house known as the House of Livia which still exists. Tiberius | most notable being Julius Caesar’s widening of the Via Lata, built a palace on the north-west side of the hill, Another palace | and colonnades and porticoes were built to protect passers-by
was built on the south-east corner of the hill by Claudius or | from the sun and rain. Various emperors also Iaid down regula-
more probably by Nero. Some rooms of this palace have recently |, tions governing the construction and height of buildings. None been discovered, though both it and the palace of Tiberius were | the less the planning of Rome was a series. of expedients without partially destroyed by fire. The central space was covered by the | any system, and after each of the fires which successively devas-
palace of the Flavians, Domitian with his architect Rabirius | tated great parts of the city, Rome grew up again on its old being responsible for a magnificent suite of State apartments |,lines, and the evils of its narrow streets, poor drainage and for the sunken garden called the hippedromus. Hadrian ex- | overcrowding became increasingly difficult to remedy. and general ended the palace towards the forum, and the House of the Ves-| The Roman town in the provinces om the. other hand is nortals and finally Septimius Severus raised a huge structure over- | mally planned round a central forum, close to, but separated
looking the Circus Maximus, partly on. the top of Hadrian’s work | from, the crossing of the two main roads which ran usually east and partly on an artificial platform supported on arches and |'to west and north to south. Less important roads run at right finishing with his Septizonium. Remains of these buildings, often |,angles to the main roads. The forum itself is surrounded by a ane above the other, cover the Palatine. colonnade. and facing it are the principal buildings, temples, ba-
Of the famous- Golden House of Nero. on the site now covered |silica, senate-house and covered market. The whole is planned, by the baths of Titus, the Colosseum and the basilica of Maxen- |in a logical way. The forum at Pompeii may be taken as atypical
tus, very little remains.
'example.
The Villa of Hadrian (g.v.) at Tivoli, begun about ap. 123, || The layout of a whole town can be most. easily seen in some was another sumptuous:
imperial residence with parks and gar- j|:of the towns in north Africa, e.g., Timgad, Tebesa, Thuburbo, aee structures and the unevenness of the site necessitated large |the original lines of the plan. (See TowN AND CITY PLANNING.. traces and flights of steps. All the buildings are Roman in | See also ARCHITECTURE; PERIODS OF ART.) dens on a large scale. There are remains of great brick and con- |:where there has been little or no subsequent. building to modify
style and method of construction, though with
Greek names. ! oe a T ae Pancas antiqPy aome a i rT: f : : : ‘new enlarged ed., 1843); J. AFergusson, istoryof Architecture oe Pe PAS at pay (Split), aa retired |vols., 1865—2nd and 3rd ed., by R. P. Spiers, 1893) ; A. Choisy, L’Art(3 : : ‘D. 305, Combines a palace with a fortress. |'de batiy chez les Romains (1873), and Histoire de EArchitecture (2 Itconsists of an immense rectangle surrounded by walls guarded |vols., 1899) ; Sir B. Fletcher, A History of Architecture on the Comoo on three sides and on the fourth to the south protected
' the sea. The
hele M eG (1896; ye ae a Er a
palace itself is-on the south side with a great | 2% overlooking the sea. XSee
Baukunst
der
Etrusker
ee
ae
E
u er Komer \otuttgart, 1905); F. Noack, Die Baukunst des Aliertums (1910; 2nd ed., 1912) ; F. Kimball and G. H. Edgell, A History of Architecture (with a bibl., x917) ; G. T: Parace.) iRivoira, Archétettura romana (Milan, r9r7; Eng. trans.. by G. McN. Private Houses.—In the Roman world there were two types ‘Rushforth, r925) ; W. J. Anderson and R. P. Spiers, The. Architecture of houses, the domus and the insula. The word villa is used to of Ancient Rome (with a valuable bibl., 1927). (H. C. Br.; M. Bra.) gallery s20 ft. lo = with 51 windows
b
ribe an estate complete with house, grounds. and subsidiary- , ROMAN
ARMY.
In the long life of the ancient Roman.
ngs. Of Romar villas. there. are very few remains and our ‘army, the most effective. and long-lived military institution known chief authority is Pliny. who gives a detailed description of his ito history, we may distinguish four principal stages. (1) In the. Laurentine villa. Hadrian’s villa at Tivoli, an imperial residence, ‘earliest age of Rome the army was a national or citizen levy such: amot be treated. as typical. The domus type of house as exem- 'as we find in the beginnings, of all states. (2) This grew into the. pied at Pompeii (g.v.), has long been regarded as the typical. Republican army. of conquest, which gradually subdued Italy andı oman house, though in Rome itself very few remains of the ithe Mediterranean world., A citizen army of infantry, varying in, have come to light, the chief examples being the House. ,size with the needs of each. year, it eventually developed into a, the Vestal Virgins on the forum, and that of Livia on the ‘mercenary force with long service and professional, organization.. - The domus consisted of suites of rooms grouped round. iThis became, (3). the Imperial. army: of defence,, which. developed. à central hall or atrium, to which were, often added further suites: ‘from. a strictly citizen army into one which, represented the provdgrouped round a colonnaded court or peristyle. There. are: |iinces as well as Italy, and was a garrison rather than. a. field army.,
fewwindows on the. street,, light. being obtained, from. the atrium. |'Lastly, (4) the assaults. of the Barbarian horsemen compelled, both; ™ peristyle. The amount of: ground required for such- a house. |the creation of a field force distinct from the. frontier garrisons.and
394
ROMAN
ARMY
the inclusion of a large mounted element, which soon counted for
much more than the infantry. The Roman army had been one of
foot soldiers; in its latest phase it was marked by that predomi-
4,500 men—3,000 heavy infantry, 1,200 lighter-armed (velites), 300 horse—though sometimes including as many as 6,000 men.
The heavy infantry were the backbone of the legion. They were
nance of the horseman which characterized the earlier centuries of levied from the whole body of Roman citizens who had some prithe middle ages. vate means and who had not already served 16 campaigns, and in So far as we can follow this long development in its details, it effect formed a yeoman force. For battle they were divided into was continuous. So unbroken, indeed, is the growth that many of 1,200 kastati, 1,200 principes and 600 triarii: all had a large shield, the military technical terms survived in use from epoch to epoch, metal helmet, leather cuirass, short Spanish thrusting and cutting unchanged in form though deeply modified in meaning, and or- sword, and in addition the hastatz and principes each carried two dinary readers often miss the diversity which underlies this seem- short heavy throwing spears (pila), while the triarii had ordinary ingly unchanged system. The term legio, for example, occurs in long spears. They were drawn up in three lines: (1) hastati, (2) all the four stages above outlined. But in each its significance principes, (3) triarii; the first two were divided into ten manipkes varies. Throughout, it denoted citizen-soldiers; throughout, it each (of 120 men, when the legion only counted 4,500), the third denoted also a force which was chiefly, if not wholly, heavy infan- into ten maniples of half the strength. According to the ordinary try. But the setting of these two constant features varies from age interpretation of our ancient authorities, the maniples were arto age. In the first period legio was the “levy,” the whole host ranged in a chess-board fashion (quincunx), the idea being that summoned to take the field. In the second period it was not the the front row of maniples could retire through the intervals in the whole levy, but one of the principal units into which developing second row without disordering it, and the second row could simiorganization had divided that levy; the “legion” was now a body larly advance. The procedure in fighting seems to have been of some 5,000 men—the number of “legions” varied with the cir- simple: the front line discharged a volley of pila and rushed in cumstances, and the army included other troops besides citizens, with the short sword—a sequence much like the volley and baythough they were for the most part unimportant. In the third or onet charge of the 18th century—and if this failed, the second line Imperial age there were many legions (indeed, a fixed number) went in turn through the same process; the third line of triari, quartered in fixed fortresses; there were also other troops, numer- armed with spear instead of pilum, formed a reserve. The velites, ous and important, if not yet so formidable as the legionaries. armed with javelins, came to be used as skirmishers. The cavalry Finally, the legions became smaller units, and the other troops of seem to have been of little account—a natural result if, as we have the army, notably the cavalry, became the real fighting-line of reason to think, the horses were small and stirrups were not used. Rome. (See LEGION.) Scipio Africanus alone developed his cavalry into a decisive inFirst Stage.—The history of the earliest Roman army is, as strument. one might expect, both ill-recorded and contaminated with much The officers of the legion consisted of: (a) Six tribunes, in part legend and legal fiction. We read of a primitive force of 300 elected by the comitia, in part appointed by the consuls, and holdriders and 3,000 foot soldiers, in which the horseman counted for ing command in rotation. They were either veteran officers, somealmost everything. But the numbers are clearly artificial and in- times even ex-magistr ates, or young noblemen beginning their vented, while the pre-eminence accorded to the cavalry has no career. (b) Sixty centurions, each commanding one century, or, sequel in later Roman history. We reach firmer ground with the rather, a pair commandi ng each maniple. They were chosen by organization ascribed to Servius Tullius. In this system the army the tribunes from among the veteran soldiers serving at the time included all citizens from 17 to 60 years of age, those under 47 and were arranged in a complicated hierarchy, by means of which for service in the field, the older men for garrison duty in Rome. a centurion might move upwards till he became primus pikis, The soldiers were grouped at first by their wealth—that is, their senior centurion of the first maniple of ériarii, the chief officer of ability to provide their own horses, armour, etc—into cavalry, that rank in the legion. (c) There were also standard-bearers and heavy infantry, a remainder which it would be polite to call light other under-offic ers, for whom reference must be made to specialist infantry, and some artificers. The heavy infantry counted for publications. most. Armed with long spears and divided into the three orders of (B) Besides the legions, composed of citizens, the Roman hastati, principes and triarii (the origins and real senses of these army included contingents from the Italian “allies” (socii), subnames are lost), they formed a phalanx, and charged in a mass, jects of Rome. These contingents appear to have been large; in while the cavalry protected the wings. The men were enrolled for many armies we find as many socii as legionaries, but we are iga year—that is, for the summer campaign; in the autumn, hike all norant of details. The men were armed and drilled like the legionprimitive armies, they went home. aries, but they served not in legions but in cohorts, smaller units of Second Stage.—From this Servian army a series of changes 400-500 men, and their conventional positions seem to have been which we cannot trace in detail produced the Republican army of on the wings of the legions. They were principally infantry, but conquest. Our ancient authorities ascribe the chief reforms to the included also a fairly large proportion of cavalry. half-legendary Camillus (g.v.), who introduced the beginnings of (C) Besides legionaries and soci, the Roman army included pay and long service, improved the armour and weapons, abolished non-Italian troops of special kinds, Balearic slingers, Numidian the phalanx and substituted for it an open order based on small horsemen, Rhodians, Celtiberiaris and others: at Trasimene, for subdivisions (maniples), each containing two centuries. example (217 B.c.), the Roman army included 600 Cretan archers. Whatever the truth about Camillus, some such reforms must at The numbers of these auxilia varied ; probably they were not some time have been carried through, to convert the Servian Sys- numerous till the later days of the Republic. tem into the army which was engaged for nearly three centuries Composition and Size of Armies in the Second Stage.—Accord(from 350 B.c.) in conquering Italy and the world. This army ing to the general practice, each of the two consuls, if he took the broke in succession the stout native soldiers of Italy and the moun- field alone, commanded an army of two legions with appropriate taineers of Spain and overthrew the trained Macedonian phalanx. soci. If the two consuls ‘combined their forces, commanding the Once only did it fail—against Hannibal. (See Punic Wars.) But joint force in rotation (as often occurred), the total would be— not even Hannibal could oust it from entrenchments, and not even according to our authorities—four legions, each of 4,200 infantry, his victories could permanently break its moral. Much of its the same number of “allied” infantry (in all 33,600 infantry), strength Jay in the same qualities which made the Puritan soldiers 1,200 legionary cavalry and about 3,600 “allied” cavalry = 38,400 of Cromwell terrible—the excellent character of the common sol- men. Such, for example; was the Roman army at Trebia (218 diers, the rigid discipline, the high training. Credit, too, must be B.C.), where (says Polybius) there fought .16,000 legionaries and given to the genius of Scipio Africanus and to the more common- 20,000 allied infantry. The total number of men in the field could plice capacities of many fairly able generals. But the organism be increased ; we even hear of 23 legions
itself ‘deserves attention, and, as it chances, we know much about
it; mamly from Polybius. Its elements were three:-— `` CAJ The principal unit was the legion, generally a division of
serving at one time in the
Second Punic War. Just before this war, in 225 B.c., the tc man-power of Rome was reckoned at three-quarters of a million
of which about 65,000 were in the field and''s'5,000 were in a re-
ROMAN serve at Rome;
of the total, 325,000 were Roman
ARMY
395
citizens and
the legions practically ceased and men were drawn from the Ro-
If Camillus began the system of
longer Italian, he was generally of citizen birth, and always of citizen rank, and his connection with the Empire and the Government was real. Each legion bore a number anda title (e.g., II. Augusta, IIT. Gallica). The custom of using such titles and numbers can be detected sporadically in the late Republic, and many titles and numbers then borne by legions passed on into the Empire with the legions themselves. As Augustus gradually became master of the world, he found himself with three armies, his own and those of Lepidus and Antony; from the three he chose certain legions to form his new standing army, and he left these with the titles and numbers which they had previously borne, although that concession resulted in three legions numbered III. and two numbered IV., V., VI. and X. respectively. Similar titles and numbers were given to legions raised afterwards either to fill up gaps caused by disaster or to increase the army. (B) Besides the legions Augustus developed a new order of auxilia. Auxiliaries (as is said above) had served oċcasionally in the Republican armies since about 250 B.c., and in the later Republic large bodies of them had been enlisted in the armies of contending generals. Thus Caesar in Gaul enrolled a division of native Gauls, free men but not citizens of Rome, which ranked from the first in all but legal status as a legion, the “Alaudae,” and in due
443,000 (apparently a rough estimate) were allies. The battle or- | manized towns of the provinces. Aftér Hadrian, each province der in normal circumstances was simple. In the centre stood the seems to have supplied most of the men for the legion (if any) legionary infantry: on each side of that was the allied infantry: on stationed in it, and so many sons of soldiers born during service wings the cavalry. But sometimes the legions were held in re- (castrenses) flocked to the army that a military caste almost grew serve and the brunt (and honour) of the fight was left to the allies. up. The term of service was, in full, 20 years, at least in theory, Frequently the attack was begun by one wing, as by Caesar at but recruiting was voluntary and when men were short discharges Pharsalus. At Ilipa in Spain Scipio surprised his enemy by a last were often withheld. On discharge the ex-legionary received a hour variation of the accustomed order. Putting his Spanish bounty or land: many coloniae (municipalities) were established gusiliaries in the centre, his Roman troops on the wings, he in the provinces by certain emperors for the special purpose of tak“refused” his centre and attacked with both wings. ing discharged veterans—according to a custom of which the first Development from the Second Stage to the Third.—Toinstances occur in the late Republican age. On the whole, the wards the end of the Republic many changes began to work them- legionary was still the typical “Roman” soldier. If he was no selves out in the Roman army.
pay and long service, it was effectually developed by long foreign wars in Spain and in the East. Moreover, the growth of Rome as a wealthy state tended to wreck the old theory that every citizen
was a soldier, and favoured a division of labour between, e.g., the merchant and the military, while the increasing complexity of war required a longer training and a more professional soldier. In
consequence, the old restriction of legionary service to men with some sort of private property was abolished by Marius about 104 p.c. and the legionaries now became wholly proletariate and professionals. By a second change, also connected with the name of Marius, the legion was reorganized as a body of 6,000 men in 60 centuries, divided into ten cohorts instead of (as hitherto) into 30
maniples; the unit of tactical action thus became a body of 600
instead of 120. ‘This was probably an adaptation within the legion of the system of cohorts already in use for the contingents of the sos. Soon after, the extension of the Roman franchise to all Italians converted allies and subjects into citizens, and the socii mto legionaries. A fourth change abolished the legionary cavalry andgreatly increased the auxilia (C., p. 396). Third Stage—The Imperial Army of Defence.—The evils of the Civil Wars (49-31 B.C.) furnished the first emperor, Augustus with both the opportunity and the necessity for reforming the amy, Disorganization had reigned for 20 years. It was needful to restore loyalty and system alike. Augustus did this, as he did all his work, by adapting the past: yet there is some truth in the view that his army reforms were his greatest and most original work, The main lines of his, work are simple. The Imperial army consisted henceforward of two classes or grades of troops, about equal in numbers if unequal in importance. The first grade was
course was formally admitted to the legionary list (legio V.). But this use of non-citizens had been limited in extent and confined in normal circumstances to special troops such as slingers or bowmen. This casual practice Augustus reduced, or rather extended, to system, following in many details the scheme of the Republican socii and veiling the novelty under old titles. Henceforward, regiments of infantry (cohkortes) or cavalry (alae), 500 or 1,000 strong, were regularly raised (apparently, by voluntary recruiting) the legions, recruited from Roman citizens, whether resident in from the non-citizen populations of the provinces and formed a Italy or in the provinces. The second grade was formed by the force almost equal in numbers (and ultimately much more than auxilia, recruited from the subjects (not the citizens) of the Em- equal) to the legions. The men who served in these units were less pie in the provinces, organized in cohorts and alae and cor- well paid and served longer than the legionaries; on their discharge responding somewhat to both the socii and the auxiliaries (B, C, they received a bounty and the Roman franchise for themselves, above) of the Republican army. There were also in Rome special their wives and children. They were commanded by Roman prae“household” troops (see PrazTorrans), and a large body of fect or tribuni, and were no doubt required to understand Roman wgiles who were both fire brigade and police. orders; they must have generally become Details of Troops-—(A) The legion of the Empire was what the citizenship, but they were occasionally Romanized‘ and fit for (at least in the rst cenMarius had left it—6,000 heavy infantry divided into ten cohorts: tury A.D.) permitted to retain tribal weapons and methods of fightAugustus added only 120 horsemen to serve as despatch-riders and ing and to serve under the command of tribal the ike. The supreme command was no longer in the hands of the once their chiefs and Roman officers. These leaders, who were at auxiliaries provided Sx tribunes. According to a practice which had sprung up in the both the of the archers, etc., and nearly the whole of the test Republic it was in the hands of a legatus legionis, deputy of cavalry ofwhole the army; they also included many foot regiments. A thegeneral (now of the emperor, commander-in-chief of the whole peculiar arrangement (to which no exact seems to occur amy) and a man usually of senatorial rank and position. The six in any other army) was that a cohort of parallel soo men might include tribunes assisted him in theory; in practice they were now little 380 foot and 120 horse and a cohort of 1,000 men or 760 foot and more than young men of good birth learning their business or wast- 240 horse (cohors equitata), and an ala might similarly include a mg their time. The real officers of the legion were the 60 centu- proportion of foot (ale peditaia). Each regiment bore a number Hans, men who (at least in the early Empire) generally rose from and a title, the latter often derived from the officer who had raised t ranks, and who knew their work. The senior centurion, primus the corps (ala Indiana, raised by one Julius Indus), or, still more » WaS an especially important officer, and on retirement fre- often, from the tribe which supplied the first recruits (cohors quently became praefectus castrorum, “camp adjutant,” or ob- Vil. Gallorum, cohors II. Hispanorum and the like). To what other promotion. Below the centurions were under-officers, extent recruiting fandard-bearers, o ptiones, clerks and the like. The men them- century, probably, remained territorial is uncertain: after the rst the territorial names meant in most cases very nveS,Were recruited from the body of Roman citizens (though little. vemay believe that birth-certificates were not always demanded). Composition of Armies and Distribution of Troops in the Third mag the rst century Italy, and particularly north Italy, pro- Stage.—If the system of legions and auxilia in the early Empire vided the bulk of the recruits. After A.D. 70, recruiting in Italy for was novel, the use made of them was no less so. The later Repub-
ROMAN
396
lic offers to the student the spectacle of large field armies, and though it also reveals a counter tendency to assign special legions
to special provinces, that tendency is very feeble. Augustus ended the era of large field armies: he could not afford to leave such weapons for future pretenders to the throne. By keeping the Empire within set frontiers, he developed the counter tendency. That policy exactly suited the military position in his time. The early Roman empire had not to face—like modern empires—the danger of a war with an equal enemy, needing the mobilization of all its national forces. From Augustus till A.D. 250 Rome had no conterminous foe from whom to fear invasion. Parthia, her one and dangerous equal, was far away in the East and little able to strike home. Elsewhere, her frontiers bordered more or less wild barbarians, who might often harass, but could not do serious harm. To meet this there was need, not of a strong army concentrated in one or two cantonments, but of many small garrisons scattered along each frontier, with a few stronger fortresses to act as military centres adjacent to these garrisons. Accordingly, a system grew up under Augustus and his immediate successors whereby the whole army was distributed along the frontiers or in specially disorderly districts (such as northwest Spain) in permanent garrisons. On the actual frontiers and on the chief roads leading to them were numerous cohorts and alae of auxiliaries, garrisoning each its own castellum of 3-7 acres in extent. Close behind the frontiers, or even on them, were the 25 legions, each (with a few exceptions of early date) holding its own fortress (castra stativa or hiberna) of 50—60 acres. Details varied at different times. Sometimes, where no Rhine or Danube helped, and where outside enemies were many, the frontier was further
ARMY Syria.
C ae Judaea Arabia Egypt
Africa
Spain
.
IV.
VI. III. X. HI.
II.
III. VII.
Seythica
Ferrata near Antioch (?), Gallica Fretensis (Jerusalem). Cyrenaica (Bostra).
Trajana (near Alexandria—a di orderly city). Augusta (Lambaesis), Gemina (Legio, Leon, in nort west Spain).
The total of legionaries may be put at about 180,000 men, t} auxiliaries at about 200,000. If we exclude the “household” troo at Rome, the police fleets on the Mediterranean and the loc; militia in some districts, we may put the regula army of the En pire at about 400,000 men. This army, as will be plain, was frame
on much the same ideas as the British army of the rgth centun
It was meant not to fight against a first-class foreign power, by
to keep the peace and guard the frontiers of dominions threatene
by scattered barbarian raids and risings. Field army there wa none, nor any need. If special danger threatened or some specie
area was to be conquered—such as southern Britain (A.D. 43)-
detachments (vexillationes) were sent by legions and sometime also by auxiliaries in adjacent provinces, and a field force wa formed sufficient for the moment and the work. Change from the Third Period to the Fourth.—Two prin cipal causes brought gradual change to the Augustan army. In th
first place, the pax Romana brought such prosperity to many dis
tricts that they ceased to provide sufficient recruits. The Romans like the British in India, had more and more to look to uncivilize regions and even beyond their borders. Hence comes, in the 2m fortified by a continuous wall of wooden palisades (as in part of century and after, a new class of numeri or cunei or vexillatione Germany; see Limes) or of earth or stone (as im Britain, see who used (like the earlier auxiliaries) their national arms and tac BRITAIN: Roman), or the boundary might be guarded by a road tics and imported into the army a more and more non-Roman el patrolled from forts planted along it (as in part of Roman Africa). ment. This tendency became very marked in the 3rd century am The result was a long frontier guard covering Britain and Europe bore serious fruit at its close. And, secondly, the old days of mer from the German ocean to the Black sea, and the upper Euphrates frontier defence were over. The barbarians began to beat on th valley, and the edge of the Sahara south of Tunis and Algeria and walls of the Empire as early as A.D. 160: about A.D. 250 they hen Morocco, while the wide Empire within saw little of its soldiers. and there got through, and they came henceforward in ever The following table shows the disposition of the legions about growing numbers. Moreover, they came on horseback, bringin; A.D. 120 and for many decades subsequently. It would be impossi- new tactics for the Roman infantry to face, and they came ir ble, even if space allowed, to add the auxiliaries, as the details of masses. We may doubt if any military system could have per their distribution are too Httle known. But as the number of manently stayed this series of human tides. But the Empire dic auxiliaries in any province was probably rather greater than the what it could. It enlisted barbarians to fight barbarians, anc number of legionaries, the sizes of the various provincial armies added freely to the non-Roman elements of the army. It increase can be calculated roughly. Thus Britain was held probably by the relative strength of its cavalry and began to organize a distind 35,000-40,000 men. Each provincial army was commanded either field force. by the governor of the province or (in a few exceptional cases) Fourth Period.—The results are seen in thé reforms of Dix
by the senior /egatus of the legions stationed there :—
Britain
-
a
II.
no o .
4 5
u =-
A .
Rhine)
.
Lower Germany
(=lower
3}
I. XXX. .- XXII.
bi
Upper Germany = Pannonia
5 (Danube to
3 5 E
VII.
i
i K 55
Upper Moesia (Middle Danube)
z
H
Dacia (now Transylvania)
Lower Moesia
VI. XX.
(Isca Silurum, now
Gaer-
Victrix (Eburacum, York). Valeria Victrix (Deva, Chester). Minervia (Bonna, Bonn). Ulpia Victrix (Vetera, Xanten). Primigenia (Moguntiãcum, Mainz). Augusta (Argentorate, Strassburg).
X.
Gemina
(Vindobona,
Vienna).
I.
j pest).
(Aquincum,
near Buda-
IV.
Flavia (Singidiinum, Belgrade).
XIV. Gemina (Carnuntum, Petronell). I. Adiutrix (Brigetio, near Komorn).
VII. XII.
(Lower l Danube}
os eon).
eletian and Constantine the Great (A.D. 284-cifca 320). Nen
I. XI.
Claudia (Viminacium, Kostolac).
Gemina
{Apulum, Karlsburg).
Italica (Novae, Sistov). Claudia (Durostorum, Silistria).
aiy ji Asia Minor (Cappadocia)
V. XV.
Macedonica (Troesmis, Iglitza). sail (Satala, Armenian fron-
M , Syria .
XI.
Fulthinata (Melitene, on Euphrates). Flavia (Samosata, on Euphrates).
3?
3?
5
XVI.
ier).
upper
upper
frontier guards, styled limitanet or riparienses, were established
and the old army was reorganized iù field forces which accom panied or might accompany the emperors in war (comitatenses ' palatini). The importance of the legions dwindled; the chief sol | diers were the mercenaries, mostly Germans, enlisted from amon
the barbarians. New titles now appear, and it becomes plain thal in many points the new order is not the old. The details of the
system are as complicated as all the administrative machinery 0! that age. Here it is enough to point out that the significance dl such officers and titles as the dux and the comes (duke, count} lie ahead in the history of the middle ages, and not in the past, th history of the Roman army itself.
|, War Office, General Staff—Under the Republic we do nol ,find, and indeed should not expect to find, any central body whict was especially entrusted with the development of the army system or military finance or military policy in wars. Even under th Empire, however, there was no such organization. The emipéror, as commandér-in-chief, and his more or less unofficial advisers doubtless decided questions of policy. But the army was so much
a group of provincial armies that much was left to the chief off cers in each province. Hete, as elsewhere in the Empire, we trace
a love if not for Home Rule, as least for Devolution. There was,
however, a central finance office in Rome for the ‘special purpose of meeting the bounties (or equivalent) due to discharged soldiers.
This was established by Augustus in 4.p. 6 with thé title aerariem
ROMAN militare, and had, for receipts, the yield of two taxes, a 5% legacy
duty and a 1% on sales (or perhaps only on auction-sales). The
legacy duty did not touch legacies to near relations or legacies of
small amount.
,
i
,
BretiocRaPHy.—Liebenam, “Exercitus,” in Pauly-Wissowa, Realencyklopadie; Domaszewski, Handbuch der ah tertiimer (and ined.,Mommsen-Marquardt’s Leipzig,
eee
397
barbus shortly before 30 3.c. (Plate II., fig. rr). Augustus enlisted art, as he did literature, in the service of the new order. The technical dexterity which characterizes all forms of art in this period—silver plate and stucco decoration, as well as sculpture in the round or in relief—is largely due to Greek
influence; but the form is filled with a new content, the result
1884), vol. v. . 31 : A “Geschichte der Kriegshunst, -i Is ond Pe eee
1907); E. Lammert,
ART
of a determination on the part of Augustus to shift the centre of artistic activity from Greece to Rome by associating it with new religious and political ideals. But the Roman spirit, after producing in harmony with that of Greece such brilliant results. triumphed once more under Trajan in that novel “epic in stone” with which the column that bears his name is adorned. Along the
“Die Entwicklung der römischen Taktik,” in
für das klassische Altertum, ix. 100-128, 169-187; Newe Jahrbüc ker “Legio” Cagnat’s article in Daremberg and Saglio, Dictionnaire des
antiquités grecques et romaines; E. G. Hardy, Studies in Roman History (London, 1906-09) ; Th. Mommsen, “Das römische Militärwesen sit Diocletian,” in Hermes, xxiv. 195-279; P. Coussin, Les Armes Romaines (Paris, 1926) ; the articles “Legio” and “Exercitus” in Pauly-
path thus marked out, Roman art continued to progress, scarcely
Wissowa, Realencyklopaddie; Macartney’s article “The Military Indebtedness of Ancient Rome to Etruria” in Memoirs of the American
disturbed by a brief renaissance of classicism under Hadrian. The historical reliefs which survive from the Antonine period, and more especially the sarcophagi, show that the new leaven was at work, though it soon mingled with new influences which brought
Academy in Rome i., 121 (1917). (F. J. H.) ROMAN ART. Modern archaeology has fully vindicated the significance of the Roman output in the field of art; yet the Romans do not, at the outset, present themselves as belonging to
about radical changes in the whole domain of plastic art. Colour, rather than form, began to take the highest place in the gamut ous capacity for art, and the impulse to artistic creation latent in of artistic values. Painting, as recent discoveries show, continued their character hardly began to develop before the 4th century B.c. to be practised with conspicuous success; the sister art of mosaic Up to that time such works of art as were produced in, or im- was carried to a high degree of technical perfection; and in sculpported into, Rome were apparently in the main Etruscan or ture new conventions, such as the plastic rendering of the iris and Graeco-Etruscan; and in Rome, as in Latium, Etruscan artists pupil of the eye, were dictated by the ever-growing need for conwere commissioned to decorate the temples of wood and terra- trasts of light and shadow. By the close of the 3rd century a furcotta which preceded the more sumptuous marble structures of ther transformation had taken place, which coincided with the the late republic and the empire. The discovery at Veii in 1917 of political revolution whereby the absolute monarchy of Dioclea magnificent Apollo in terra-cotta (see Errurta) of early sth tian succeeded the principate of Augustus. The portraits of Concentury style, satisfactorily confirms the tradition that Volca, an stantine and his house have dropped all traces of naturalism; they are monumental, both in scale and in conception, and their rigid artist from made cultus statue of the god for the temple | “frontality” carries us back to the primitive art of of Jupiter Veil, Capitolinus the the East. and executed statuary for other Roman temples as well, while from considerations of style and technique ` Architecture—For this branch of the subject see ARCHITECthe celebrated Capitoline Wolf is now assigned to the same cycle TURE; CAPITAL; COLUMN; ORDER; TRIUMPHAL ARCH: here it of Veientine art. Etruscan art, though originally dependent for suffices to note traits which persisted in later Western art. The many of its motives and for its technique on Greek models, de- Etruscans, by modifying the type of the Greek temple, profoundly veloped an art of portraiture in which we can from the first trace ` influenced Roman construction; the Etrusco-Roman temple was that small group of peoples endowed, as it were, with a spontane-
ons
that naturalism and close attention to detail which afterwards not, like the Greek, approached on all sides by a low flight of blossomed into the realism characteristic of Rome. The same į steps, but raised on a high platform (podium) with a staircase in desire for making permanent the memory of their dead, which led the front; in many instances the cella was square in order to house the Etruscans to decorate their funeral urns with a lid in the form the divine Etruscan triads (Jupiter, Juno, Minerva; Ceres, Liber, of the human head, prompted the Romans to produce waxen Libera, etc.); and this cella was faced by a deep portico, which masks, or imagines, which were preserved in the houses of the often occupied half the platform and thus restored to the outer Roman aristocracy and were carried in funeral processions of structure the canonical length of the classic temple. This high members of the family. The Barberini statue illustrates the podium is a first step in the development of building in a vertical custom.
In architecture, too, Roman builders learnt much from their Etruscan neighbours, from whom they borrowed the characteristic
direction, whereby, as H. B. Walters remarks, the Romans “paved
the way for mediaeval and more particularly Gothic architecture.” The round temple, which originated in the primitive Latin hut, form of their temples, and perhaps also the prominent use of the was adopted for the house of the king and for the ancient cults of arch and vault. But the stream of Etruscan influence was met by Vesta and of Hercules. The theme was repeated, with many varia4 counter-current from the south, where the Greek colonies in tions, from the circular temple by the Tiber to those fantastic pania provided a natural channel by which Hellenic ideas structures at Baalbek and at Petra which anticipate the innovareached the Latin race, and, at an early date, Roman architects tions of Borromini and the Baroque. For the irregular templemodified the purely Etruscan type of temple under the influence precincts of the Greeks, the Roman substituted the colonnaded of western Greek models. Greek modellers in terra-cotta came courts, in which—as in the Imperial Fora—the temple was often to Rome (first in 496 B.c., to decorate the temple of Ceres Liber set against the rear wall (Fora of Augustus, Nerva, Trajan, etc.). and Libera) and worked by the side of the Etruscans. The con- This type of enclosure was imitated throughout the Graecoquests of the later republic, however, brought the Romans into Roman world—Baalbek (q.v.) is a well known instance; from it more direct contact with the art of Greece proper; victorious are derived the forecourts of Christian churches and basilicas, and generals adorned their triumphs with masterpieces of Greek art, its inspiration is visible in Bernini’s colonnade at St. Peter's. and, when Philhellenism became the ruling fashion at Rome, Another specific achievement of the Roman architect was the wealthy connoisseurs formed private collections drawn from the application of the arch, the vault and the dome. The rectilinear Greek provinces, while Greek craftsmen were employed in the buildings of the Greeks, with their direct vertical supports, gave decoration of the palaces of the Roman nobles and capitalists. place to vaulted structures in which lateral thrust was called into Every empijre-builder—Sulla, Pompey, Caesar—dreamed in turn play, a constructional device which was a paramount influence in of modelling Rome on the plan of an Hellenistic city. Even por- the Roman architecture of the 17th century. The aesthetic effect ature borrowed an Hellenic character in the time of Caesar and of curves was well understood by the Romans; and they were the Cicero, Yet this period also saw the beginning of the historical, inventors of those decorative combinations of the Greek orders or, more properly, the commemorative method to whose develop- with the arcade, of which the more famous—the Triumphal Arch ment the empire gave so powerful an impulse. An early example and the Arcade order (see ORDER) had a far-reaching influence. 8 afforded by the reliefs representing a Roman sacrifice and other It is impossible, as Rushforth points out, to overlook the analogy fpisodes from the life of the army, which adorn the front face between the Arch of Constantine (to take a typical example) and of an altar believed to have been set up by Cn. Domitius Aheno- the decorative portals of mediaeval cathedrals, while, at a later
ROMAN
398
date, the triumphal arch influenced Baroque facades (fountains of Moses and of Trevi) besides being directly imitated in more modern times. Likewise, the superposed arcades adorned with columns or pilasters of a different order on each tier, formed a system of facade decoration which became almost as popular in the Renais-
sance as it had been in antiquity. Republican Sculpture.—The art of the republican period may best be studied in its portraiture, where the simple naturalism of the Etruscans gradually makes way for the careful if uncompromising realism of the Romans. Of republican portraiture we have many fine examples, such as the magnificent head—probably of Erutus—which competent authorities now date back to the
ART
[IMPERIAL SCULPTURE
the processional friezes introduce a human note which enhances the imperial beneficence. The glorification of empire is the keynote of all Augustan decoration. Imperial Sculpture.—In the portraiture of Augustus and his
successors the Hellenistic manner of the late republic is modifed by a return to Etruscan naturalism. This portraiture is well repre.
sented by the Prima Porta statue of Augustus, in which he js
shown in the attitude of a general addressing his army. Here again we find that the ideal mingles with the real; the emperor is net only bareheaded but barefoot, and the decoration on his corselet
symbolizes what his rule has done for Rome and the world, while the tiny Cupid at his side, riding a dolphin, indicates the descent
4th century, an early date which would account for its partially
of the Julian house from Venus. The colossal bronze head in the
Etruscan character (Plate I., fig. 1). Somewhat later are the statue of an orator (Arringatore) in Florence, in which the Etruscan manner is beginning to yield to the Roman, and the lovely head of a young man wearing the athlete’s cap, in the British Museum (Plate I., fig. 9). The bronze bust of the actor, Norbanus Sorix, in Naples, is an example of the first quality attributable to the age of the dictator Sulla. Numerous examples in stone or marble are provided by the funeral stelae, within which busts, clearly imitated from the wax imagines, are stiffly aligned (Plate IT., fig. 3); while the more purely Hellenic manner fashionable in the rst century B.c. may be studied in the well known heads of Pompey and of Cicero. Apart from portraiture, examples of republican sculpture, both in the round and in relief, are now slowly emerging from oblivion; we may quote the sepulchral urn, lately acquired by the British Museum, showing a company of knights, preceded by musicians, riding towards a small temple, in front of which a boy leads a sheep to sacrifice (Plate II., fig. 2). Though the relief retains something of the Etruscan style, subject and spirit are distinctly Roman. The fragment at Ny Carlsberg (Plate I., fig. 10), with a group of women looking on at a mule-race, is still more highly Romanized—a crowd being suggested by three or four figures, as in Julio-Claudian art. The well-known slab, in the Museo Mussolini, of Mettius Curtius leaping into the chasm, is presumably copied from an original of republican date, and akin to it is the fine fragment in Munich, recently claimed as republican by C. Weickert, which represents a group of trumpeters and gladiators, one of whom is shown, fallen and crouching, in three-quarters view from the back (Plate I., fig. 11). Again, a circular altar in the Villa Borghese, representing a Roman sacrifice in presence of Hercules and of Venus Genetrix— ancestress of the Julian house—is, according to the same authority, of republican date and commemorates the ludi Caesaris of the year 46 B.C. Another notable example of a Roman altar is the
British Museum (Plate I., fig. 3), found in grr at Meroe, in the Sudan, belongs doubtless to another notable presentment of
altar of Domitius Ahenobarbus, already referred to (Plate II., fig. 1z), in which the historical scene of one face is naively juxtaposed with the “marriage-procession of Poseidon and Amphitrite” represented on the sides; we thus have here the actual event with all its accessories, told in Roman style, while the naval victories and triumphs of the donor are given in the allegorical Greek manner. The same blend of realism and allegory recurs under Augustus in the Ara Pacis Augustae, executed between 13 and g B.c. in commemoration of the emperor’s pacification of the West. This altar stood in a walled enclosure with two entrances, measuring 114 by ro4 metres. The walls, with their plinth, were about 6 metres in height, and were decorated internally with a frieze of garlands and bucrania, treated with the utmost truth to nature, and externally with two bands of relief, the lower consisting of scrolls of acanthus varied with other floral motives, the upper showing processions passing across the field from east to west; on the south wall Augustus himself with the great officers of State, the flamens ‘arid
the emperor in armour, though we have no clue as to the style of the statue. The Augustus of Via Labicana, on the other hand, discovered in r909, represents the emperor as pontifex maximus
heavily draped, with head veiled, and in the act of sacrificing. The head (Plate I., fig. 2) has a poetic quality which we also find in certain portraits of women,
as in the admirable head at Ny
Carlsberg (Plate I., fig. 4), but which was unknown to earlier art. The portraiture of private individuals also had interesting developments, and not less so that of women; the charming statue from Ostia of a young girl represented as Artemis, is a good exampk (Plate II., fig. 4). The art of the Julio-Claudian period, like that of the republic, is slowly emerging into the light. Among notable Julio-Claudian fragments are the relief from Nola, at Budapest, showing a trumpeter giving the signal for a naval attack (Actium?); certain processional and sacrificial scenes in the Villa Medici, of similar character to those of the Ara Pacis, but later in style, and two reliefs discovered in the Corso only three years ago and removed to the new Museo Mussolini, which are attributed to the arch erected to commemorate the conquest of Britain by Claudius in A.D, 44. The more organic relation now attempted between the scenes represented and the background, leads gradually to that pictorial Flavian style best exemplified in the reliefs of the Arch of Titus, which represent the triumph of Titus and the spoils of Jerusalem (Plate III., fig. 2). These are eminently pictorial compositions in respect of depth of focus, and, so far as relief is concerned, the problem of representing form bathed in air and light is here solved. The same effects may be noted in Flavian orna-
ment, as for example in the pilaster from the monument of the
Haterii upon which is carved a tall vase, twined with roses that seem swayed by a light breeze. The delicate transitions and the subtle play of light bestow upon the best Flavian portraits
the same “illusionistic” quality. New and notable effects were attained by the formal wire-mounted toupets of the ladies; these were used to set off the face, which appears as within a niche—# characteristically Roman effect (Plate L., fig. 6). But even in the Flavian period we find by the side of the pic torial a more architectonic style, as in the friezes of the Flavian Forum Transitorium, which forms, as it were, the link between
Flavian and Trajanic art. To the principate of Trajan belong,
it is thought, four slabs of a long battle-scene, later walled mto
the Arch of Constantine (central passage and shorter sides of attics). The composition is fine, the heads of the barbarians full
of character, but the atmospheric effects sought by the Flavians are abandoned in these crowded scenes (Plate II., fig. 8). The various ‘episodes were linked together to suggest a continuous
whole, a method of composition of which the reliefs of the spiral column put up in Trajan’s Forum offer another example. These the imperial family; on the north the senators and a crowd of reliefs, which enfold the column like a strip of embroidery, tel
citizens with their children. On the western face, towards which the processions are directed, the “Sacrifice of, Aeneas’ on his arrival in Latium” (Plate II., fig. 9) symbolizes the link between
Rome and the ancient Troy.
To the east front (apparently)
belongs the beautiful group of the earth goddess (Tellus) and the
spirits of air and water, allegorical of prosperity and of thè fertility of nature under the new rule. The babes that cling to the
Baith Mother andthe children that accompany their ‘elders iti \
i
4
J
on
i
eee
a 4
Ae
J
W]
aar
the story of both of Trajan’s wars with the Dacians, a fo division Victory for the figures
between the two narratives being, made by a figure of setting up a trophy. Uniform excellence cannot be claimed reliefs, yet, considering that the column contains 2,500 (atranged, it is said, on 4oo slabs), the high level maim-
tained is amazing (Plate ITI., fig. 4). The' sacrificial pageants;
Trajan’s reception of’ troops; the opening of the bridge over the Danube; the dramatic scene of “the last water ration within the :
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hi afas
1
tp
oa
;
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ROMAN
ART
PLATE
RM a ea RR
BY COURTESY OF (3, 5, 9) THE TRUSTEES OF THE BRITISH MUSEUM; PHOTOGRAPH,
ANCIENT l. Bronze head of Brutus.
(1) ALINARI
ROMAN
PORTRAIT
An example of the sculpture of the Republican
period, dating probably from the 4th century, B.C. In the museum of the Palazzo dei Conservafori, Rome 2. Head of the statue of Augustus found in the Via Labicana, Rome, representing the Emperor Augustus
as pontifex maximus. In the Museo delle Terme, Rome 2 Colossal bronze head of the Emperor Augustus found in 1911 at Meroe in the Sudan, In the British Museum f. Sculpture
of a lady
Copenhagen
of the Julio-Claudian
period.
At
Ny Carlsberg,
period
(latter
itoline Museum, Rome
half of lst
century
A.D.).
In the Cap-
In the Stettiner Collection,
Rome
&. Head of a statue in armour at Barletta. It has been called a portrait of Theodosius, and also of Heraclius, but is more probably that of Valentinian 1. (latter half, 4th century) 9. Head of a young
man
wearing the athlete’s cap.
Republican
period.
In the British Museum 10. Fragment of a Roman-Etruscan relief, representing a group of women looking on at a horse-race. At Ny Carlsberg, Copenhagen 11. Relief representing
a group
to the Republican period.
5. Bronze figure of Hadrian found in the Thames. In the British Museum 6. Lady with a high coiffure, characteristic of portraits of women in the Flavian
SCULPTURE
7. Head of Septimius Severus.
of trumpeters
and gladiators.
In the Glyptothek, Munich
12. Head of Constantine the Great. Conservatori, Rome
In the museum
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PHOTOGRAPHS,
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RELIEFS
1. Tombstone of late republican date. In the British Museum. 2. Relief from a sepulchral urn, showing a company of knights preceded by musicians, riding toward a small temple. Republican period. In the British Museum. 3. Funeral stele of the republican period. In the British Museum. 4. Statue from Ostia of a young girl represented as Artemis. Imperial period. In the Museo delle Terme, Rome. 5. Mourning woman, a tomb statue of the Antonine period. In the Museo delle Terme, Rome. 6. Roman carrying his ancestral busts. In the Palazzo Barberini, Rome. 7. Antinous as Silvanus. Period of Hadrian (A.D. 117—38). In the Villa Albani, Rome,
8,
S,
10,
AND
11)
ALINARI
OTHER
SCULPTURES
&. Relief representing a battle scene, from the Arch of Constantine, Rome; thought to have belonged to the principate of Trajan and later walled into
the arch. 9. Relief from the Ara Pacis Augustae (altar of peace) erected by the senate 13—9 B.C. in commemoration of the pacification of the West by Augustus. In the Museo delle Terme, Rome. 10. Relief, probably of the
period of Trajan, from one of the balustrades.
In the Roman
Forum. 11.
Relief from an altar believed to have been set up by the Consu! Ahenobarbus (about 30 B.C.). In the Louvre
Domitius
TRAJAN’S COLUMN]
ROMAN
walls of the enemy's capital, Sarmizegetusa,” are spirited compo-
sitions by a great imaginative artist.
The principal character is
always the Roman army, and the artist’s first intention is to extol its warlike prowess, its courage, its endurance. But the re of the emperor stands out from the whole and controls the action agin oe eee in the chief, as in his the right of the Roman people. inthe Trajan Column pictorial relief received its death blow:
on a carved spiral that mounts in 21 windings up a column of 100 ft. high, precision of outline was imperative and perspectival or atmospheric effects out of the question. We may, however, suppose
that the whole was coloured in local tints (brown for the earth, green for the trees, etc.) and that details of armour and horse
trappings were added in metal. The column was dedicated in Ap.
113. On the top was a statue of the emperor in gilt bronze, and
ART
399
classical in pose and motive, which adorn the Hadrianeum cr temple of the deified Hadrian, and of which several are in the Palazzo dei Conservatori. Under Marcus Aurelius and Commodus, Roman art underwent further transformation. The earliest monument of the time is the base (in the Vatican) of the column (now destroyed) erected in honour of Antoninus Pius and Faustina. The contrast is remarkable between the classicistic representation of the apotheosis of the imperial pair, witnessed by the ideal figures of Roma and the Campus Martius (holding an obelisk), and the vigorous realism of the decursio, a ceremony performed by detachments of the praetorian guard on horse and foot, in which, with total disregard of perspective as tending only to obscure the action, the artist brings all the figures into the same plane and disposes them
on a few projecting ledges of equal size, a device that reappears on the column of Marcus Aurelius. The reliefs of the Aurelian column hardly suffer by comparison with the column of Trajan. We cannot, it is true, trace, as in the earlier instance, the march of events towards a dramatic nor does the artist attempt Arc), in honour of Trajan. The inscription bears the date ap. to produce an impression of a climax, chronological series of happenings. 114, but the prominence given in the attica to Hadrian, as well ds The figures are smaller and more crowded than those of the earlier Hellenizing traits in certain of the sculptures, have led to the column, and there is even less regard for perspective than in supposition that the arch was not finished till after Hadrian’s Trajanic art. Yet a deeper psychology informs the whole; the accession. The arrangement of the panels, which summarize Tra- note of humanifas rings clear in the groups of barbarians with jan’s achievements at home and abroad, is carefully calculated; their women and children; or in those scenes which centre in the onthe side facing the city the subjects refer to Trajan’s policy in person of the good and philosophic emperor; the monotony of Rome; on the side facing the country, to his settlement of the incident is relieved by the sculptor’s power of repeating the same empire. In significance, this arch is the most important monument idea in a surprising variety of ways. Many episodes are vividly of Roman commemorative art; each scene, though rounded off and treated, e.g., the famous scene of complete in itself, contributing to one dominating idea—the Christian tradition to the prayers the fall of rain, ascribed in of the “Thundering” Legion. apotheosis of empire. This is consistently worked out from the the strong realism of which is in contrast to the idealism of the picturesque relief of the passage way where the beneficent emperor Hellenistic Jupiter Pluvius in a scene of the Trajan Column. isseen in the midst of grateful citizens, many of whom carry their Contemporary portraiture also shows the invasion of new princhildren shoulder-high, to the grandiose panel of the attica facing ciples and a tendency to emphasize the contrast between hair towards Rome, where Jupiter offers the thunder-bolt to Trajan as and flesh, the face often showing signs of high polish. In the sapreme symbol a pone, acclaiming him by this act as the latter half of the 2nd century the contrast is heightened by a frinceps optimus of the inscription. new method of treating the hair, which is rendered as a mass of With the accession of Hadrian—the “Greekling,” as he was curls deeply undercut and honey-combed with drill-holes ; a fine called by writers hostile to his policy—a short-lived renaissance example is the Commodus of the Palazzo dei Conservatori. The of classicism set in, restricted, however, to certain eclectic modi- aim of the sculptor is to obtain an ornamental effect by the violent cations of Greek statuary which do not fall within our province, contrast of light and dark. This pictorial influence may be seen and to a change in the relation of background to figures in reliefat work in all branches of sculpture. The sarcophagi of the Ansculpture. The return to a background, either neutral or with the tonine and later periods, with their crowded compositions and character of a drop-scene that has no organic connection with deep shadows, attain the same effect. A tendency to isolate figures the figures, was doubtless responsible for the fact that the hisand groups also makes its appearance in Antonine relief, and is torical monuments of this and the following reign often lack strikingly exemplified in the famous sarcofagi a colonette, found ‘2e pregnancy of meaning, and vigour of execution, which disboth in Italy and in Asia Minor, and decorated with figures placed tnguish those of the Flavio-Trajanic period; mention may be like statues within niches between columns. We may quote as made of three reliefs in the Palazzo dei Conservatori, one of conspicuous examples the sarcophagus of “Homer and the Muses” Which represents the apotheosis of an empress. at Constantinople (from Sidamaria); the fragment of a similar On the other hand, the famous hunting medallions, which were example e transferred to the Arch of Constantine are vigorous and inter- cophagus in the British Museum (Cat. 3,312); the marriage sarat Florence in the Riccardi Palace, and the grand saresting compositions, full of the rich and varied incident charactercophagus at Melfi in Apulia. The Melfi example is adorned by iiic of Rome. In portraiture the most important work of this pe- figures symbolic of the soul’s ultra-mundane destiny and has a mod was the idealized type of Antinous, here represented by the full-length portrait of the deceased girl on the lid (Plate III., most exquisite of his effigies, which shows him as Silvanus (Plate fig. 5). Many of the statues inserted into the niches of these Ht,fig. 7) and thus invests the favourite of Hadrian with a divin- sarcophagi are considerable of art and exhibit the same Xy expressed in the terms of Roman art, as well as a pathos which quality of pathos that informsworks the remarkable tomb-statue, also ngs to-his own time. The inscription on the altar gives us the of the Antonine period, recently discovered near Rome (Plate mme of Antonianus of Aphrodisias in Caria, one of a family of II., fig. 5). It represents a mourning woman, closely draped eulptors domiciled in Rome since the time of Trajan. veiled, with strongly individualized features; the splendid and The Antonine Period.—This produced in the Marcus Aure- movement of the drapery, with the broken rhythm between the
within the high ee oe the golden urns containing Trajan’s ashes and those of his consort, Plotina. a striking contrast to the continuous spiral of the column are the fine reliefs of the arch put up at Benevento (see TrrumPHAL
$ of the Capitol a type of equestrian statue which has served
38 model for all subsequent figures of the kind. The poise must
ve been more perfect in antiquity before the loss of the barn that crouched under the horse’s right fore-hoof. Here We ay note the different manner in which the Trajanic age and
t of Hadrian, and his successor, Antoninus Pius, concei ved the
T res. symbolic of the subject-peoples of the empire.
Under
‘jan, Réman sculptors had produced the finely realistic statues #clan captives which now adorn the Arch of Constantine,
While to the period of Antoninus Pius belong the idealized figures,
hands, preannounces Gothic sculpture and has little or nothing
in common with its Greek prototypes. T Later Sculpture.—Under Septimius Severus, and his . successors, Roman art drifts steadily in its new directioņ. .'The reliefs of his arch at the entrance to the Forum represent the emperor’s campaigns in the East in a compromise between bird’seye perspective and the “continuous”. style,: which, though in sharp opposition to plastic and perspectival laws, has the magr nificently decorative effect of. Flemish tapestry. Other examplés, of the art of the period are the reliefs of the little gateway of the
400
ROMAN
ART
EPAINTING
Argentarii in the Velabrum (Plate III., fg. 8) and the relief now im the Palazzo Sacchetti, on which is carved the presentation of
Pictor, who earned his cognomen by decorating the temple of
In the togate statues of the Constantinian and later period, the
appears, has been mainly interested in the landscape which is
Salus on the Quirinal (302 B.c.). The chief works of specifically Caracalla to the senate as the destined successor of his father. Roman painting in republican times (other than the frescoes The political troubles of the 3rd century, the threatened in- which adorned the walls of temples) were those exhibited by roads of barbarism, the imminence of economic ruin did not affect successful generals on the occasion of a triumph; some idea of the production of art as seriously as might be supposed, nor did these paintings is afforded by the fragment of a fresco in the they check the continued “progress along the ascending line” of Museo dei Conservatori, discovered in a sepulchral vault on the certain of its manifestations. In the portraiture we first become Esquiline in 1889, which appears to date from the 3rd century aware of two different currents: the naturalistic in most imperial B.C. It represents scenes from a war between the Romans and an effigies, e.g., the bronze statue of Severus in Brussels, and the enemy who may almost certainly (from their equipment) be more monumental which invests with a new spiritual dignity the identified as Samnites. masterly portrait in the Stettiner collection (Plate I., fig. 7). We pass from the meagre remains of early Roman painting to It is conceived in accordance with the laws of frontality, which the decorative frescoes of Rome, Herculaneum and Pompeii, are still more operative in the grandiose head of an imperial which introduce us to an art influenced like the contemporary personage (unidentified) from the middle of the 3rd century, sculpture by Hellenistic models. The scheme of colour is ny found at Ostia (Terme). If we tum to technical methods, we longer conventional but naturalistic; the picture is concentrated note that the busts of the second quarter of the 3rd century A.D. in space, z.e., figures are no longer isolated on a neutral backare distinguished by the treatment of the hair and beard, which ground; difficult effects of linear and aerial perspective are atseem to have been closely clipped, and are indicated by a multi- tempted and the modelling of figures is oftem excellent. It must tude of fine chisel strokes on a roughened surface, a technique be premised that this style of wall-decoration was a new thing in practised with wonderful effect in the heads of Maximinus the the Augustan period. In the Hellenistic age the walls of palaces Thracian (A.D. 235-238) in Berlin; of the emperors Pupienus were veneered with slabs of many-coloured marble (crustae); and (A.D. 238) and Philip the Arabian (A.D. 244~249) both in the in humbler dwellings these were imitated im fresco. This “incrusVatican; in the remarkable bronze, Balbinus (a.D. 238) of the tation” style is found in a few houses at Pompeii, such as the Vatican library; and in a head of the Capitol (Strong, Rom. Sc., Casa di Sallustio, built in the 2nd century B.c.; but before the Pl. 127). In these heads the expressiveness is astonishing, the fall of the republic it had given place to what is known as the Capitoline head being justly noted for its sly look of craft and “architectural” style, in which columns and other architectural cunning. Under Gallienus (a.p. 253—268) there is a momentary features are introduced in order to give the ilfusion of outer return to a greater naturalism, evident in the treatment of hair space, and this illusion is heightened by the landscape backand beard, and in the emotional look; but in the so-called Probus grounds, which are often enlivened by figures. An example of (A.D. 276—282) of the Capitol, and the Carinus (A.D. 283-285) of such decoration is afforded by the “Odyssey landscapes,” disthe Palazzo dei Conservatori, frontality gets the better of natural- covered on the Esquiline in 1849, amongst the remains of a large ism till it prevails in the portraiture of Constantine (Plate I., private house, attributable at the latest to the period of Claudius. fig. 12) and his successors. Organic has been transformed into The walls of one room were decorated in their upper portion by architectonic structure; the bust (or statue) is no longer a true pilasters treated in perspective, through which the spectator apportrait—a block of marble made to pulsate with the life of the pears to look out on a continuous background of land and sea, subject represented—but a monument. diversified by scenes from the voyage of Odysseus. The artist, it deep cutting of the rigid folds contributes to the monumental sketched with great freedom, but he shows no scientific knowledge effect of the figure. Among the finer examples are the two cele- of perspective, and commits the natural error of placing the brated statues of consuls, in the Conservatori, attributable to the horizon too high. It is clearly to such works as these that Vitrusth century. By the side of these togate examples a place must vius refers (vii. 5) when describing paintings which “unfold be accorded to the statue in armour at Barletta (it has also mythical tales in due order, as well as the battles of Troy or the been called Theodosius and Heraclius, but is more probably wanderings of Odysseus through landscapes (éopia).” We should Valentinian I.), whose powerful head (Plate I., fig. 8) and doubtless reckon within the same elass those “small scenes from splendidly poised body show post-Constantinian art at its best. the Homeric cycle within a framework in which blue and gold The narrow bands of relief on the Arch of Constantine, some of are predominant” in a room of the beautiful hause on the Palawhich may even date back to the reign of Diocletian, partake of tine, identified by Ashby as the domus transitoria of Nero, and the same monumental character as the single statues of the time. the numerous examples from the Homeric cycle at Pompeii (cj. Where the subject permits, as in the reliefs showing Constantine especially the series in the “House of the Cryptoporticus” m in the Forum and Constantine distributing a dole, the frontality Insula 6, near the newty-explored Via dell’ Abbondanza). of the central figure and the strict symmetry of the grouping, The use of landscape in decoration is stated by Pliny (N.H. which imparts an almost geometrical regularity to the main lines XXXV., 116) to have become fashionable in Rome im the time of of the composition, show that Constantinian reliefs, like the por- Augustus. He attributes this to a painter named Stuadius, who traits, are calculated for architectonic rather than for plastic effect. decorated walls with “villas, harbours, Iandscape gardens, groves, Roman Painting.—The arts whose proper medium is colour woods, hills, fishponds, canals, rivers, shores,” and so forth, denjoyed a popularity with the ancients—Romans and Greeks versified with figures of “persons on foot or in boats, approackalike—at least as great as that of sculpture, though, owing to the ing the villas by land on donkeys or in carriages, as well as fishers perishable nature of the material, the record is even more frag- and fowlers, hunters and even vintagers,” a description which mentary. Etruscan painting in Italy reflected, throughout its exactly fits the continuous landscape of the yellow frieze in one early history, the phases through which the art passed in room of the house of Augustus (the so-called “house of Livia”) Greece. Thus the frescoes which adorn the walls of Etruscan on the Palatine. Vitruvius, too, in the passage above quoted, chamber-tombs show an unmistakable analogy with Attic vase- speaks of “harbours, capes, shores, sptings, straits, temples, groves, paintings in their neutral background, in the use of conventional mountains, cattle and herdsmen. .. .” Existing. paintings— flesh-tones, and in the predominant interest shown in line as op- those, for instance, of a columbartum in Villa Doria-Pamfili, posed to colour. This probably was the style of those early wall- recently transferred to the Terme—fully confirm the statements paintings at Ardea and Lanuvium, which existed “before the of ancient writers. In the villa of Livia at Prima Porta the walls foundation of Rome” (Pliny, N.H., xxxv. 18). It is probably-also of a room are painted in imitation of a park; from the villa of to an early date that we should refer those wall-paintings “in Fannius Synistor at Boscoreale we have a variety of Jandscapes famous temples,” of which Quintilian copied the archaic inscrip- and perspectives; and in the kouse discovered at Rome m the tions, but the first definite mention of painting in Rome is from grounds of the Villa Farnesina by the Tiber—the paintings of the close of the 4th century B.C., when we hear of one Fabius which are in the Museo delle Terme—we find a room decorat
FIGURE PAINTING]
ROMAN
with black panels, upon which landscapes are sketched in with
prush-strokes of white. Figure Painting.—In the architectural style figure-painting
on a large scale makes a first appearance. Occasionally it forms an integral part of the design. In the larger “Triclinium” at
Boscoreale, for instance, groups and single figures—possibly family portraits—are painted in the wall-spaces between pilasters and columns, while in one room of the “Villa of the Mysteries” at Pompeii, a continuous figure-composition is painted against a panelled background. This wall-painting, which represents a Dionysiac initiation, was discovered in 1911, and may be said to surpass in beauty of colouring and composition anything previously known (Plate II., fig. 7). But figures so arranged as to
appear to be moving within the room tend to confine the space. This is contrary to the principles of Roman and Pompeian wallpainting, and a commoner method, therefore, is to concentrate the figure-subject, which is usually of a mythological character, into a central panel clearly marked off from the rest of the wall and intended to be seen as through an opening in the wall. In the architectural style these subjects are usually framed in a species of pavilion or aedicula, sometimes painted in perspective,
ART
401
the ceilings and wall of which are entirely covered with reliefs in stucco; and from the principate of Domitian we have the fine stucco work in the cryptoporticus of this emperor’s villa at Castel Gandolfo. Painter and modeller also worked in conjunction, with admirable effect; the results are best seen in the tombs on the Latin Way (Plate IV., fig. 2). Painting continued to flourish under the later emperors. In a room of the Roman house, under the church of SS. John and Paul, may still be seen what is the largest and best preserved ancient painting so far found in Rome (Plate IV., fig. 10); the picture—remarkable for the freshness of colouring, and the beauty of the flesh-tints—can scarcely be later than the period of Marcus Aurelius. The subject is the meeting of the two divinities (Dionysos and Thetis?) on a sea-girt rock amid a joyous escort of tiny love gods, who guide their light craft over sunlit waters. Another room of the same house has decorative paintings of a mystical and religious character. To the period of the Severi may be referred the paintings, discovered near the Monte Mario, in the tomb of
the little girl, Otacilia, which represent a “children’s paradise,” and those wall-paintings in the hypogeum of the Aurelii, discovered in 1919 near the new Viale Manzoni, which apparently reflect which allows a vista of the landscape beyond (Plate IIL, fig. 6, the tenets of an heretical Christian sect. Among the Viale Manfrom the house of the Farnesina in Rome), but this motive zoni pictures the one of a farmhouse and its dependencies (Plate gradually loses its importance in the third style and becomes a III., fig. 9) shows the persistence of the Roman landscape style; purely conventional scheme of decoration, though in the fourth or that of the Good Shepherd (Plate IV., fig. 9) and the 12 sheep intricate style, which again reverts to true architectural forms, (symbolic of the Sermon on the Mount) is a pastoral in Virgilian however fantastic and bewildering in their complexity, the figure vein, while the heads of the 12 figures identified as the Apostles, subjects are plainly conceived as pictures and framed with a recall heads on the column of Marcus Aurelius. Sound Roman simple band of colour. In the later styles figure-subjects without traditions were still operative under Aurelian, as we see from the landscape are extremely common, but it has been shown that, tomb of Trebius Justus, with its picture of the building of a citye.g, in the triclinium of the Casa dei Vettii, which is decorated wall, and the portraits of the occupant of the tomb and his famwith a cycle of mythological paintings, the lighting is carefully ily, treated in a style of art which persists in the Christian catacalculated with regard to local conditions, so that the conception combs. The fact that painting was still vigorous in Rome under of an outlook into external space is not given up. Among Pom- Constantine is evident from the magnificent figure of Roma pelan paintings effects of lighting are at times attempted with found on the site of the old Lateran palace and assigned by Wilpert great success; for instance the groups of a striking composition to a group of the imperial family attended by allegorical figures —a ceremony of benediction—are executed in bold dashes of and divinities. Portrait Painting——From the few examples still extant we colour, especially white, according to the principles of modern mpressionism. The subjects of these Pompeian frescoes are | may assume that portrait-painting was of the same excellence as for the most part taken from Greek mythology, but this only portrait-sculpture: the group of Terentius Neo (long mistaken for proves that that source of inspiration was as freely drawn upon Paquius Proculus) and his wife at Naples, from Pompeii, is charm the art as in the literature of imperial Rome. Owing to the acteristic of the Augustan period, to which we may doubtless liketotal loss of Greek originals, the question how far these were wise refer the original of the fine mosaic representing the poet imitated in Pompeii (or Rome) is difficult to determine. The Virgil between two muses. Portraits of poets were a comwell known Medea, possibly influenced by the painting of mon feature of book-illustration, and the poet Martial (XIV. 186) Timomachus, may equally well be the contemporary version of an mentions a portrait of Virgil prefixed to an edition of the Aenezd. older theme. It would probably be correct to say of such a figure, The celebrated portraits in “encaustic’” from the Fayum, give us as of the mourning woman (Plate II., fig. 5), that if the frame- a series of examples from the Flavian period to the 3rd century. work is still Greek the spirit is Roman. Figure-subjects are also These paintings were executed In wax-—the usual technique of mtroduced within frames, directly imitated from actual pic- portrait painting, in which the colours were mixed with liquefied tures, and placed on stands, or shuttered like triptychs as in the wax and fixed by heat, whether in a molten state or not is unhouses of Livia and of the Farnesina at Rome, and in Pompeii. | certain, though it seems more likely that the pigments were laid Examples of ancient painting in Rome are still scarce, partly on cold and a hot instrument used afterwards. These tablets have because much that has been discovered of late years still awaits | been found exclusively in Egypt, where they were inserted into the publication. But the magnificent series of paintings from the mummy-case in place of the older plastic masks. Excellent exhouse of the Farnesina, which may be as early as Caesar, since amples of portrait-painting are provided by the medallions on they were found on or near the site of his gardens; the paintings gold glass, which have something of the value of our modern mimiof the house of Livia (architectural style); the famous scene of | atures. One of the finest is in the Museum of Arezzo; it may be a ritual marriage known, from its former possessor, as the “Nozze | attributed to the period of Marcus Aurelius, and represents a Aldobrandini” (library of Vatican); the decorative ceiling panels bearded man whose delicate features are drawn with the utmost from the newly-excavated parts of the Golden House; the lovely : subtlety on a blue ground (flesh on gold, with details in black, head of a shepherd piping, in the British Museum (Plate IV., drapery silver with violet streaks). Another little masterpiece,
fg. 6), found, it is said, in a tomb near Rome, show that the | later inserted as centrepiece of a cross now at Brescia (Plate FV.,
fig. 4) represents two ladies and a boy, now identified as Alexander Severus, in the year of his accession (AD. 221) when he was only 16, with his mother, Mammaea, and his grandmother, work in plaster with painting which is found at Pompeii and at, Naesa. Roman Book-illustration.— See TIELUMINATED MANUSCRIPTS. Rome, and is a feature of tombs of the 2nd century AD. In the| ugustan period we find exquisitely modelled stucco, used to or- ' This was a highly-developed branch of art in Rome, as appears hament vaulted ceilings in the “Farnesina? house. An example from the description of Varro’s 15 books of Jmagznes, illustrated of Julio-Claudian date is provided by the famous hypogeum of a with 7oo pictures, and from the passage in Martial already referred hagorean cult, discovered outside the Porta Maggiore in 1917, to. The extant material, however, is mostly later than the period art of the capital equalled, or even surpassed that of the buried mpanian cities. Mention must also be made of the combination of ornamental
4.02
ROMAN
we are concerned with. But the famous illustrations to a 4th century codex of the Ziad, in the Ambrosiana at Milan, reflect, ac-
cording to Wickhoff, the Romano-Pompeian style, while the illustrations of the Vatican Virgil, No. 3,235, seem to be 4th century copies of pictures of Augustan date. On the other hand, the pictures in the 4th century Virgil (Vat. 3,867), notably the “Assembly of the Gods,” are in the contemporary “frontal” style here illustrated by the Junius Bassus panel in opus sectile (Plate IV,, fig. 11). Roman influence inspires the celebrated Dioscorides of Vienna of the year 512, the style of which is closely akin to that of the Vienna Genesis, and is still vital in the roth century
in the Joshua rotulus of the Vatican, many of whose pictures clearly depend upon Roman historic relief. MOSAIC The gaps in the available knowledge of Roman painting can be filled up to a certain extent by what we learn from the remains of the sister art of mosaic, which, being less easily destroyed, have survived in thousands to the present day (see Mosarc). The Roman artists were, generally speaking, alive to the essential differences of principle between the arts, and did not seek to produce
the impression of painting, executed with a liquid medium, by the use of solid materials. Amongst the mosaics of Roman date which employ a large number of exceedingly minute cubes, an illusion akin to that of painting seems, it is true, to be the aim, though even here the Roman mosaicist never entirely transcends the limits imposed by his material. The most conspicuous examples of this more naturalistic manner are the pavement in the Lateran museum signed by the Greek Heraclitus, which appears to reproduce the “unswept hall” of Sosos of Pergamum (see Mosaic), and the mosaic of the doves from Hadrian’s villa, preserved in the Capitoline museum, inspired by the “Drinking Dove” of the same artist. The former of these contains about 120, the latter as many as 160 cubes to the square inch. A distinction must be drawn between opus tessellatum, consisting of cubes regularly disposed in geometrical patterns, and opus vermiculatum in which a picture is produced by means of cubes irregularly placed. The two methods were commonly used in conjunction by the Romans, who recognized that a pavement should emphasize the form of the room to which it belonged by means of a geometrical border, while figure-subjects should be reserved for the central space. The celebrated pavement at Palestrina (Plate IV., fig. 7), with an extensive view of the Nile and its surroundings, is possibly the earliest known Roman picture in mosaic. Though it can scarcely be dated to Sulla’s restoration of the Praenestine temple, it cannot be Jater than the second half of the 1st century, and seems early Augustan both in its Egyptianizing subject and in its landscape motives. Small mosaic-pictures isolated in geometrical pavements were called emblemata, and were often transported from the great centres of production to distant provinces, where pavements were prepared for their reception. The subjects of these emblemata, like those of the wall-paintings of Pompeii, were taken frequently from Greek mythology, and it is not easy to determine what degree of originality is to be assigned to Roman artists. We note a certain interest in the great figures of literature and philosophy. A subject commonly known as ‘‘The Academy of Plato” shows us a group of Greek philosophers engaged in discussion. In provincial pavements it is not uncommon to find portraits of poets or philosophers used to fill ornamental schemes of decoration, as in the famous mosaic at Trier signed by Monnus. The portrait mosaic of Virgil, mentioned on p. 401 discovered in a villa at Sousse in Tunisia (ancient Hadrumetum) shows a marked new interest in Roman literature, while it has also been shown that the mythological scenes depicted by the mosaic-workers of the later imperial period are frequently inspired, not by Greek poetry or even Greek artistic tradition, but by the works of Ovid; and the popularity of the legend of Cupid and Psyche is, doubtless, to be traced to its literary treat-
ment by Apuleius.
Besides a well-chosen repertory of geomet-
ART
[MOSAIC
allegorical figures of all kinds, forming elements in a scheme of decoration which, though often of great richness, is never lacking
in symmetry and sobriety.
Mosaic pavements were a common
luxury in the provinces, those of Gaul and of Roman Afric being specially celebrated; and there are fine examples from both Africa and Roman Britain in the British Museum. Wall and ceiling mosaics
from the classical period are rare
What appears to be the earliest example in Italy was identified
in 1928 by G. Lugli at the villa of Hadrian. It is a floral-geometric
design in black on a white ground of marble tesserae veined with a
vitreous blue paste, which adorned the vaulted ceiling of a house of republican date, afterwards transformed by Hadrian into the imperial residence. Another example of the 2nd century a.p., first noted by Ashby (P.B.S.R., ili., 1906, p. 104) is afforded by a circular domed nymphaeum near the Via Tiburtina, which is emtirely covered with a mosaic of plain white tesserae. But the de-
struction, partial or complete, of the imperial thermae and palaces has deprived us of the more elaborate means of passing judgment on the systems of opus musivum proper (see Mosaic), ie., the decoration of vaults and wall-surfaces with mosaics in glass, enamel or precious materials. We can, however, form some idea of these from the decoration of fountains at Pompeii and elsewhere, as well as from the compositions which adorn the walls
and apses of early Christian basilicas. The mosaic on blue ground of the god Silvanus, on a fountain niche from Ostia at the Lateran (Plate IV., fig. 8), shows a type of decoration whence derive the apsidal compositions of S. Pudenziana or of SS. Cosma and Damiano. On the other hand, the celebrated groups of Justinian and Theodora with their courts, in S. Vitale at Ravenna, continue the series of those imperial groups of which the families of Maximian and of Constantine Chlorus, painted in a hall of the palace of Aquileia, afforded a noted and celebrated example. The “Roma Barberini?” comes, as we have seen, from a similar group in Rome, and the Theodosius, with his sons and officers of State, on the silver plate in Madrid probably reproduced yet another. Further fine and instructive examples of opus musivum may be studied at S. Costanza in Rome, built by Constantine early in the 4th century A.D. The mosaics of the cupola were destroyed in the 16th century, but those of the annular vault which surrounds the baptistry, though much restored, show that the decorative schemes of Erotes, vine-patterns, medallions, etc., commonly found m pavements were also used by the muszvariz. When employed in the service of Christianity the old pagan themes were invested with a new spiritual meaning, and mosaic became the chief channel through which motives invented by paganism were transmitted to Christian art. The acanthus decora-
tion in green and gold on blue ground in the baptistry of S. Jobn Lateran continues the floral arabesques of the Ara Pacis, and sim ilar scrolls form the background of the arbor vitae at St. Clemente
(time of Pope Paschal II., rogg—r118), and frame the central group of the apse mosaic at S. Maria Maggiore (time of Nicholas IV., 1288-92). In other mosaics we find the pagan river motive, with pleasure boats floating down stream and boys angling from the bank, to symbolize the river Jordan or the rivers of paradise. Opus sectile, a marble intarsia of various colours, also deserves
to be noted. An interesting example in Palazzo Colonna, possibly as early as the 1st century, represents the “Infancy of Romulus
and Remus”; another, attributable to the 4th century, is provided
by the magnificent, though sadly scattered remains of the revetments in marble and mosaic of the basilica of Junius Bassus (con-
sul, A.D. 331) on the Esquiline. They are remarkable for brilliancy
of colouring and for the magnificent frontal composition of cer tain of the panels; the one chosen for illustration (Plate IV., fig. 11), which represents the consul himself riding into the circus sut-
rounded by mounted attendants, has the same pictorial quality (the same absence, for instance, of ground line), as the Ravenna mosaics of Justinian and Theodora.
= ° PRECIOUS METALS AND BRONZE FURNITURE
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“ROMAN l. Relief representing an augur taking the auspices.
car returning from Jerusalem
all
PHOTOGRAPHS,
AND
The
Various episodes in the emperor’s life are linked together in a spiral of 22 turns, to represent a continuous whole
S. Sarcophagus at Melfi, in Apulia, Antonine period (2nd century A.D.). A full-length portrait of the deceased girl is on the lid, and the sides 6 are ornamented with figures symbolic of the soul’s destiny
Wall-painting from the Roman house discovered in the grounds of the
(1,
2,
4, 7,
8,
10)
ALINARI,
(3,
6)
ANDERSON
RELIEFS Villa
Farnesina,
Rome;
thought
middle of the lst century B.C.
7. Fresco from
3. Detail of the column of Marcus Aurelius, Rome
4. Detail from the column of Trajan, Rome, dedicated In A.D. 113.
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Detail from a frieze
2. Detail of a relief from the Arch of Titus, in the Roman Forum, showing the emperor in the triumphal
mary e
the series representing
to be possibly
as
early as the
In the Museo delle Terme, Rome
a Dionysiac
initiation,
discovered
in 1911 in the so-called “Villa of the Mysteries’? at Pompell
&. Septimius Severus and Julia Domna sacrificing.
way of the Silversmiths (Argentarii), Rome
Relief from the gate-
9. Fresco painting of a farm scene: period of the Severi (about A.D. 200).
From the Hypogeum (underground chamber) of the Aurelii discovered in 1919 near the Viale Manzoni, Rome LO. Ivory diptych with double portrait of Honorius, about A.D. 406. In
the Treasury of the Cathedral, Aosta
Prate IV
ROMAN
BY COURTESY OF (5) WM. HEINEMANN LTD., (4) ALINARI, (7) BROGI
(6) THE TRUSTEES OF THE BRITISH MUSEUM,
MINOR
ARTS
3. Two silver goblets found in 1922 near Copenhagen, probably the work of the lst century. They are ornamented with scenes from the Homeric cycle. In Copenhagen 2. ` Stucco reliefs i i combined with i intings, from one of the tombs on the paintings, Latin Way, Rome. From the lst or 2nd century
medallion
identified
his mother
on glass, representing
as Alexander
two
The medallion
as the centrepiece of a cross. Now at Brescia
5. Cameo of Claudius.
ladies and a boy, now
Severus at the age of 16
and his grandmother.
(A.D. 221),
was
(11) THE DIRECTOR OF THE VICTORIA AND ALBERT MUSEUM;
OF ANCIENT
l and
4. Portrait
ART
with
later inserted
In the Royal Collection at Windsor Castle
6. Fresco of the head of a shepherd piping, said to have been found in a tomb near Rome. In the British Museum
7. Detail of a large mosaic pavement, showing a view of the Nile and its Surroundings; perhaps of the lst century B.C. In the Palazzo Barberini, Palestrina
PHOTOGRAPHS,
(2, 8) ANDERSON,
ROME
8. Mosaic of Silvanus, of a fountain niche at Ostia. In the Lateran Museum, Rome e S ae nee npe re . e Goo o eRome period (Plate pogeum o etlh,Severi. of epnerd; the Viale fresco Manzoni, z fig. 9) From
jo. Wall-painting
in a room
of the Roman
Church of SS. John and Paul, Rome.
house
discovered
The subject
under the
is the meeting
two divinities (Dionysos and Thetis?) on a sea-girt rock, surroundedof
by tiny love-gods.
One of the largest and best preserved ancient
paintings so far discovered
in Rome,
probably
not later than the
period of Marcus Aurelius (A.D. 161-180) 11. An example of opus sectile, a marble intarsia of various colours, from
the basilica of the Consul Junius Bassus, Rome. The subject is the consul riding into the circus surrounded by mounted attendants. About A.D, 331
ROMAN
ENGRAVING]
earlier chapter (xxxiii. I39) of the principal ateliers in which such
work was produced in his time, as well as by the numerous surviving examples of Roman plate. Of the utmost significance is the famous treasury discovered at Boscoreale (now in the Louvre), which contains pieces ranging from the age of Caesar to that of the Flavians. Many of the subjects are specifically Roman, like those of the pair of cups representing the triumphs of Augustus '
and Tiberius.
A Julio-Claudian cup in Vienna, from Aquileia,
shows in the same way as the corselet of the Augustus of Prima Porta, the benefits ensuing from the imperial rule. Other notable ist century examples may be seen in Naples. Roman plate travelled far and wide over the empire, and excellent examples have been
found at Berthouville in Normandy, at Hildesheim in Germany, and even in Denmark. The two goblets found as recently as 1922 pear Copenhagen (Plate IV., figs. 1 and 3), reproduce scenes from the Homeric cycle (ransoming of Hector and myth of Philoctetes) so popular among the Romans. The artist, who signs himself Cheirisophos, was probably a Campanian Greek in the service of Roman employers. The gold patera with Dionysiac
subjects (from Rennes, in the Cabinet des Médailles) shows the vitality of the art under Septimius Severus, and that it continued te flourish long after is attested by the silver disc of Theodosius
at Madrid, and of Valentinian at Geneva. Bronze furniture, too, was often of great beauty, and among
ART
403
Engraved gems are not the only examples of Roman work in precious metals. Amongst the portraits of the first dynasty none are finer than the small head of Agrippina the younger in the British Museum in plasma (root-of-emerald), and the lovely
head of Tiberius in turquoise, acquired by the British Museum during the World War, from a soldier, who found it in Egypt. Vases, again, were carved in precious stones, such as the famous onyx vase at Brunswick (Fiirtwangler, op. cit., figs. 185-88) with reliefs relating to the mysteries of Eleusis, and the smaller, but finer, onyx vase in the Berlin museum (Firtwangler, of. cit., figs. 183-184), representing the lustration or baptism of a prince of the Julian line—a rock surmounted by a small temple recalls one slab of the Ara Pacis, and the work seems of Augustan date. As mentioned before, coloured glass was used as a substitute for gems, and it is to the school which produced the cameos of the early empire that we owe the vases in white and blue glass
of which the Portland vase in the British Museum is a famous example. Pompeii furnishes a second in the amphora, decorated with vintage scenes, in the Naples museum. We must also class amongst the fine arts that of the die-sinker. Not only are the imperial portraits found on coins worthy of a place beside the works of the sculptor, but in the medallions of the 2nd century A.D. we find figure-subjects, often recalling those of contemporary reliefs, treated with the utmost delicacy and
pieces that deserve at least a mention are the lectica or litter of finish. Later lead medals often reproduce landscape motives and Augustan date In the Museo dei Conservatori; the couch with sil- actual views; e.g., medal of Diocletian, in Paris, with view of a
yer inlay in the same collection; the graceful tripod-stand at Naples, the tray of which is wrought with garlands in the style of the Ara Pacis; while the so-called Tensa Capitolina, with its rich bands of decoration and portrait medallions, is a notable example from the 3rd century AD.
city, its river and bridge; medal of Constantius Chlorus, found in 1922 near Arras, with the Thames and the port of London; medal of Constantine with the famous gate of Trier. The fine bronze medallion of Valens and Valentinian, enthroned side by side in frontal pose, shows that the art of the medallist was still vital in the 4th century A.D. ENGRAVING AND MINOR ARTS Ivory was a favourite material with the Romans, as it had been By far the greater part of the ancient gems which exist in with the Etruscans. It was worked both in the round and in relief the modern collections belong to the Roman period, and the great and often used for the adornment of furniture. A head of 1st popularity of gem-engraving amongst the Romans is shown by the century date—probably Augustus—in the Stroganoff collection, enormous number of imitative works, cast in coloured glass paste, and another representing a personage of mid 3rd century date, which reproduce the subjects represented in more precious ma- in the British Museum, rank with the best Roman portraiture. ‘tedals. In the Roman imtagli we can trace the various phases of The series of consular and other diptychs are discussed in a special Roman plastic art. A black agate in the Hague museum (Fiirt- article (Diptycus). Among them are masterpieces like the magwangler, Die Antiken Gemmen, pl. xlvii. 13), supplies a character- nificent Symmachorum-Nicomachorum diptych, one leaf of which iste portrait of the Ciceronian age. The splendid cornelian which is in the Victoria and Albert Museum and the other in the Cluny has passed from the Tyszkiewicz collection at Boston (inscribed Museum at Paris. Diptychs also largely helped to keep porHOHIA [for Popilius], AABAN [for Albanius], the names of two traiture alive; fine examples of this type are the diptych of Roman families), which portrays Augustus, in the guise of Posei- Probus at Aosta with the double portrait of Honorius (Plate don, in a chariot drawn by four hippocamps, should, doubtless, be III., fig. 10); that of Felix, of the year A.D. 428, in Paris and that referred to the victory of Actium. A sardonyx in Florence (Fürt- of Boethius, consul in A.D. 487, in the museum of Brescia. wangler, op. cit., pl. lix. 11) portrays an empress of the JulioOf the purely industrial arts it is unnecessary to speak at length. Ckudian line as Hera. Flavian portraiture is seen at its best in In the last century of the republic a flourishing manufacture of theaquamarine in the Cabinet des Médailles signed by Euhodos, red-glazed pottery was established, with its chief centre at Arretwhich represents Julia, the daughter of Titus. Amongst later ium (Arezzo); the signatures of the vases enable us to distinguish gms one of the finest is the “Hunt of Commodus” in the Cabinet a number of workshops owned by Romans who employed Greek
ds Médailles, engraved in a stone popular with Roman artists— ihe “nicolo,” a sardonyx with a bluish-grey upper layer used as
or oriental workmen. The repertory of decorative types reflects the cross-currents of classicism and naturalism which were conbackground, and a dark brown under layer in which the design is tending in later Hellenistic art. In the 1st century A.D. the Italian cut, But the masterpieces of Roman gem-cutting are to be found fabrics were gradually driven out of the market by those of Gaul, m the great cameos, cut in various materials, including single col- where the industry took root in the Cevennes and the valleys of cured stones such as amethyst or chalcedony, though the stone the Rhône and the Allier; and before long north-eastern Gaul most fitted by nature for this branch of art was the sardonyx in and the Rhineland became centres of production in the various ts two chief varieties—the Indian, distinguished by the warmth minor arts, which continued to flourish until the breakdown of and Instre of its tones, and the Arabian, with a more subdued scale the imperial system in the 3rd and 4th centuries A.D. Glass, though sf colour. Two masterpieces survive in the “Grand Camée de made in quantities for the Roman market, was usually of foreign
France” (cab. des Antiques, Paris), a magnificent Indian sardonyx n five layers representing the apotheosis of the Julio-Claudian , and the “Gemma Augustea,” an Arabian sardonyx which ows Augustus and Roma enthroned, receiving a victorious Punge, while in a lower zone are groups of captives and Roman
rs. Other examples of the first order are the cameo of Augustus from the Strozzi and Blacas collections, now in the Museum, the cameo of Claudius in the collection at WindSu (Plate IV., fig. 5); the busts of the same emperor and of members of his family set on cornucopiae, at Vienna.
manufacture, probably Syrian. The subject is fully treated in
Kisa, Das Glas im Altertum. E With only limited space at our disposal, we have confined ourselves in the above section to monuments in Rome, only going outside the capital for examples of exceptional importance: The products of local or provincial art and the special problems which they raise cannot be treated here, though some ‘clue to the literature of the subject will be found in the bibliography. The Museo del Impero Romano affords a well-arranged survey of Roman provincial art; it contains, along with much that is new, most.of
404
ROMAN ART
the objects from the Exhibition of the Roman Provinces held in the Baths of Diocletian in 1911, an account of which by E. Strong
appeared in the ist volume of the Journal of Roman Studies. SUMMARY It may be said that as the establishment of the Roman empire gave a political unity to the ancient world, and acceptance
of Christianity by its rulers assured the triumph of a universal religion, so the growth of a Graeco-Roman nationality, due to the freedom of intercourse between the subjects of the emperors, led to a unity of culture which found expression in the art of the time. Yet no sooner was the fusion of the elements which contributed to the new culture complete than the process of disruption began, which issued in the final separation of the Eastern from the Western empire. In the first, the oriental factors, which produced a gradual transformation in Graeco-Roman art, definitely
triumphed; and the result West it was otherwise. The in spite of the conventions asserted itself against the
is seen in Byzantine art. But in the realism native to Italy remained alive imposed upon it; the human interest decorative. Therefore, the Christian
art of the West is the true heir of the Roman, and, through the Roman, of the classical tradition. As we have seen, Roman art
in its specific aspect was an historical art; and it was for this reason eminently fitted for the service of an historical religion. The earliest Christian art whose remains are preserved is that of the catacombs; but though not devoid of technical merit (on this point see A. della Seta, Religion and Art, p. 331 seq.) this art is dominated by the single idea of deliverance from the grave and its terrors, whether this be conveyed by scriptural types or by representations of paradise and its dwellers. Not until the Church’s triumph was complete could she command the services of the highest art and unfold her sacred story on the walls of her basilicas; but, when the time came, the monumental art created
by the demands of imperial majesty was ready to pass into the service of Christianity.
It remains to note that the scientific study of ancient Roman art dates from a comparatively recent period. The great artists
of the Renaissance, headed by Raphael and Michelangelo, showed
no lack of appreciation for such models as the reliefs of Trajan’s Column; and Mantegna’s “Triumph of Caesar” vividly suggests
how great was the influence exerted by Roman historical sculpture upon their choice and treatment of monumental subjects; but their eyes were already fixed on the Greek ideal, however imperfectly represented by the monuments then available. In the 18th century the supremacy of this standard seemed established beyond challenge, and even the vision of the Magnificenza Romana, evoked by Piranesi, failed to arouse any response in Winckelmann and the apologists of Greece. The Greek antique, till then only dimly divined behind the copies that filled the palaces and galleries of Italy, was soon to be made more vivid by the recovery of the buried treasures of Herculaneum and Pompeii and the systematic excavation of the extant remains of Hellenic art, which began early in the 19th century and still continues, not unnaturally absorbed the attention of the majority of classical archaeologists, Nevertheless, towards the close of the roth century, when the main lines of Greek artistic development had been traced and interest aroused in its later offshoots, critics were led to examine more closely the products of the Roman period. In 1893, Alois Riegl entered the lists on behalf of Roman Art with his Stilfragen, a series of essays on the history of ornament, in one of which he expressed the opinion that “there was in the antique art of the Roman empire a development along the ascending line and not merely a decadence, as is universally believed.” This thesis was taken up two years later by Franz Wickhoff in a preface to the reproduction in facsimile of the illustrated ms. of Genesis in the imperial library at Vienna. in the year following the English translation (by E. Strong)
of Wickhoff’s work, Riegl published the first (which, by reason
of his untimely death, remained the only) volume of his Late Roman Industrial Art (new ed., 1927) in which he endeavoured to show that the later transformations of Roman art in the 2nd and succeeding centuries after Christ continue to mark a definite
advance.
[SUMMARY The fecundity of the leading ideas put forward by
Wickhoff and Riegl remains unimpaired, as Koch points out, ip spite of the attacks of Josef Strzygowski, who for 30 years ang
more has never ceased to dispute the originality of Roman art and to insist that Roman artistic achievement, whether of the imperial or early Christian period, was at all times dependant on the Hellenistic East. By thus shifting the ground of controversy
from the Mediterranean to the oriental area, Strzygowski, again to quote Koch, has immeasurably broadened the archaeological
horizon; but the net result of the long conflict, so far as Our enquiry is concerned, has been to bring out more Clearly the
essential characteristics of Roman art in the pre-Christian period,
and its high significance in the formation of the art of the Chris.
tian West.
The case for Roman art is stated anew by G. McN.
Rushforth in the chapter “Roman Art and Architecture,” con.
tributed to the Legacy of Rome (1923) and by Herbert Koch in
the admirable monograph, Römische Kunst (1925), already quoted. It will be seen from what has been said above that there is a new and growing interest in the post-Constantinian periods of Roman art, down to Justinian and later. Of this we have
the proof, not only in Riegl’s book quoted above, but also in Delbrueck’s magnificent publication of late Roman monuments— done by care of the German Institute—and in all the newer histories of ancient art—Rodenwaldt’s for instance. BIBLIOCRAPHY.—I. General: F. Wickhoff, Roman Art (trans. E. Strong, 1900); P. Gusman, L'art décoratif de Rome (1908); A, Michaelis, A Century of Archaeological Discovery (1908); H. B. Walters, The Art of the Romans (1911) ; H. Stuart Jones, Companions to Roman History (1912) ; E. Baumgarten, F. Poland and R. Wagner, Hellenistisch-Rémische Kultur (1913); A. della Seta, Religion and Art (trans. 1914, Etruria and Rome, pp. 245-291), Italia Antica (2nd ed., 1928), J Monumenii dell’ antichité classica (1926; Italia, p. 17 seg. and 123, etc.); E. Strong, Apotheosis and After Life (1915), for the religious element in later Roman Art; R. Cagnat and Y.
Chapot, Manuel d'archéologie romaine (2 vols., 1916, 1920); H. Koch,
Römische
Kunst
(1923);
A.
Springer,
Die
(12th ed., 1923); A. Riegl, Die Spatrémische
Kunst
des Altertums
Kunstindusirie (new
ror ae ; G. Rodenwaldt, Die Kunst der Antike (Hellas und Rom) 1927). IT. Architecture: A. Choisy, L'art de bâtir chez les Romains (1876), Histoire de Varchitecture, vol. i. (1899); H. Wölfflin, “Die antiken. Triumphbogen in Italien” in Repertorium f. Kunstwissenschaft (1893); J. Durm, Die Baukunst der Etrusker u. Römer (2nd ed., 1905); F. Haverfield, Ancient Town Planning (1913) ; K. Swoboda, Römische u. romanische Paläste (1919); F. Toebelmann, Römische Gebälke, vol. i. (1923) ; G. Giovannoni, “Building and Engineering,” in Legacy of Rome (1923) ; A. von Gerkan, Antiker Städtebau (1924) ; F. Noack, Die Baukunst des Altertums (Berlin), Triumph und Triumphbogen (1925-26) ; G. T. Rivoira, Roman Architecture (1926). ;
MI. Sculpture: W. Froehner, La Colonne Trajane (1872-74); C.
Roberts, Die Antiken Sarkophagreliefs (1890-1904); T. Schreiber, Hellenistische Reliefbilder (1894), for Roman reliefs; E. Petersen,
Die Marcussiule (1896); C. Cichorius, Die Relief der Trajanssiuk (1890) ; E. Corbaud, Le bas-relief romain à représentations historiques
(1899); E. Petersen, Ara Pacis Augustae (1902), Trajan’s Dakische Kriege (1899-1903); W. Amelung, Die Sculpturen der Vaticonishes Museen (2 vols. 1903 and 1908); W. Altmann, Die rémisches Grabaltére der Kaiserzeit (1905); E. Ferrero, L’Arc d’ Auguste a Suse (1910) ; F. Studniczka, Zur Ara Pacis (1909) ; British School at Rome, ed. H. S. Jones, Catalogue of Sculptures in the Museo Capitolino
(1912), Sculptures in the Museo det Conservatori (1926) ; E. Schmidt, Archdistische Kunst in Griechenland und Rom (1922); G. Lippold, Kopien u. Umbildungeu griechischer Statuen (1923); K. LehmannHartleben, Die TrajanssGule (2 vols., 1925), Grossbronzen der rim-
ischer Katserzeit (3 vols., 1927); E. Strong, Roman Sculpture from
Augustus to Constantine (1907), Italian trans. Scultura Romans (2 vols,, 1923 and 1926); J. Sieveking, “Das römische Relief,” in
P. Arndt Festschrift (1925); Münchner
Glyptothek”
C. Weickert, “Gladiatoren-Relief der
in Münchner
Jahrbuch
(2nd series, 1925),
Römisches Relief der Zeit Caesars in P. Arndt Festschrift (1925);
R. Delbrueck, Deukmäler der spätantiker Kunst (1927). IV. Portraiture: J. Bernoulli, Römische I konographir
1882-94) ; H. Brunn and F. Bruckmann,
Denkmäler
(4 vols,
grieschisch
römischer Skulptur (1888-1906) ; P. Arndt and F. Bruckmann, Grieckische und römische Porträts (1891, etc.) ; A. Hekler, Greek and Romen
Portraits (1912); R. Delbrueck, Antike Porträts (1912), Büdmise
römischer Kaiser (1914); C. Albizzatti, Rassegna d'arte (1918), for late portraiture; G. Kaschnitz-Weinberg in Römische Mitteilunges (1926), for Htrusco-Roman portraiture and in Die Antike, vol Ë 1926) for Constantine portraiture. : V. Painting and Stuccoes: D. Raoul-Rochette, Peintures antiques médites (1836); W. Helbig, Campaniens Wandgemälde (1868),
ROMAN
CATHOLIC
über die campanische Wandmalerez (1873) ; K. WoerUnters uchungen Die Landsc
haft in der Kunst der alten Vélker
(1876); A.
Soglian, Le pitture murali campåne (1879); A. Mau, Geschichte der )
yandmalerei in Pompen (1882); W. F. Petrie, Hawara (1889), chap. vii, for Fayoum portraits; G. Ebers, Antike Porträts (1893), for
. F. ann, Fayoun portals eee; t Herman, Aogermndine (2907),Denk-for ‘ler der Malerei des Altertums (1907) ; G. Rodenwaldt, Die Kompo-
ancient pictures In
nA A pompejanischen Wandgemälde (1909); M. Rostovtzeff, Die yellenistisch-romische Architekiurlandschaft (1911); Mystic Italy (1927); P. ae rage ee ee oo A ” . Graf (1922); E. Pfuhl, Malerei u. Zeichnung der — G vols., 1923) ; E. Strong and N. Jolliffe, “Basilica of Porta
Maggiore” in Journal of Hellenic Studies (1924); C. Cecchelli in Roma (1926), for hypogeum
of Viale Manzoni;
V. Macchioro, La
Ville dei Misteri (trans. H. Bosco, 1926) ; A. Eibner, Entwicklung und
Werkstofe der Wandmalerei (1926); J. Carcopino, Basilique Pythagoricienne de la Porte Majeure (1926); G. Bendinelli, in Monumenti
deiLincei (1927), for I. Minor Arts:
oes - oe Maggiore.
P.
Gauckler,
“Musivum
opus,”
a
i,
in
i
Saglio an
405
CHURCH
any gathering or assembly, secular or religious; actually it is commonly employed either to denote those who are united in a definite religious aim, or to signify the building in which they come together for united worship. In this article we are dealing
with the word in a strict theological sense. By it we mean the visible body or organization which Christ Himself set up to perpetuate for all time the authoritative teaching of the truths which He came on earth to reveal to mankind.
In this sense there
can be only one Church, divinely constituted, divinely protected, in order that it may accomplish its mission. A more technical definition would be as follows: “The Church instituted by Jesus Christ is the visible society of men who, having received baptism,
are united in the profession of the same faith and in one communion, and are seeking the same spiritual end under the authority of the Roman Pontiff, the successor of St. Peter, and of the bishops who are in union with him.”
To this Church Christ the
Founder has given the right and duty to guard, teach and maintain the doctrine which He taught, and to preach it to the whole world without let or hindrance on the part of any human power. Gauckler, Inventaire des mosaïques de Gaule et d'Afrique (1909-11) ; From the very nature of this one Church it is clear that men are W. R. Lethaby, “Late Ivories,” in Proc. Soc. Antiquaries (1912); bound to submit to its authority as soon as they become clearly C. Albizzatti in Römische Mitteilungen (1914), for glass medallions; aware of its existence and of its divine claims to their allegiance. K. Regling, Die Antike Münze als Kunstwerk (1924); M. Bernhardt, Handbuch zur Münzkunde der Römischer Kaiserzeit (1926); H. Such submission is necessary for salvation. Mattingly and E. Sydenham, Roman Imperial Coinage (2 vols., 1926) ; In this living organism, the Church, we may distinguish the die Dictionnaire des antiquités (1877-1919); A. Furtwängler, Die antiken Gemmen (3 vols., 1900); H. Graeven, Elfenbeinwerke sus Sammlungen in Italien (1900); J. G. de Pachtére and P.
R. Dabrurck; a RERAN part r(1927) ;oe Peirce on medallion of Brescia in Aréthuse (No. 14, Jan. 1927). VII. Provinces: G. Q. Giglioli, Catalogo del Museo dell’ Impero Romano (1927), (a) Britain: R. G. Collingwood, Roman Britain (1923); F. Haverfield, Romanization of Britain (4th ed., 1924). (b) Gaul and Belgium: J. Déchelette, Les Vases ornés de la Gaule romaine (1904); E. ee eae Recueil oe des ee ae Goule romaine (1907-25); F. Cumont, Comment la Belgique fut romanisée (2nd ed., 1918); C. Jullian, Histoire de la Gaule (8 vols., 1928). (c) Germany: F. Koepp, Die Römer in Deutschland (2nd ed., 1912); H. Dragendorf, Westdeutschland zur Römerzeit (2nd ed., 1919); K. Schumacher, Szedelungs- und Kulturgeschichte der Rheinlinde (1923) ; J. Colin, Les Antiquités romaines de la Rkénanie (1927). (d) Spain: E. S. Bouchier, Spain under the Roman Empire (1914);
body and the soul. The body is the visible union of the Faithful,
and their external government and organization; while the soul denotes all those invisible elements which give life to the body,
rendering it capable of attaining the supernatural end for which alone it exists, namely sanctifying grace, the infused virtues, the gifts of the Holy Spirit and the like. As sanctifying grace is essentially necessary for salvation, no one can be saved who does not belong to the soul of the Church, and who does not, at least
implicitly, desire and intend to belong also to its body.
Such
desire and intention are found in the sincere will to observe all the divine precepts and to take all means necessary for salvation. À. Schulten, Hispania (1921). (e) Italy and Eastern Europe: F. They are necessarily included in a real act of love of God and Studniczka, Tropaeum Trajani (Leipzig, 1904); E. Majonica, Fikrer perfect sorrow for sin. darch das Staatsmuseum von Aquileia (1911); E. Hébard and J. ‘Fhe Church, as we have said, has the right and duty of teaching Zeiler, Spalato, le palais de Dioclétien (1912); J. Weiss, Die Dobrudscha im Altertum (1912); C. Diehl, Salonique (1920); V. Parvan, all without exception. To those who by baptism have become its
subjects the Church proposes its doctrine and expects from them obedience to its teaching. Those who are not baptized are bound not by the authority of the Church, but by the divine law, to seek, and when found, to accept the truth which God has revealed. To sum up, Catholics believe that there is in the world a society which is both supernatural and visible, which is holy and champ) and g + a to the sound f (e.g. quod illum verum est for credo illud verum esse; (c) increase m gaudia > joie); # has totally disappeared. The intervocalic con- use and number of prepositions which in Vulgar Latin perform the sonants have proved less resistant; b has passed to v in all functions of the lost genitive, dative and ablative cases; (d} romance languages (even when orthographed 6 as in Spanish and creation of a definite article (from żle, illa) and an indefinite Gascon, it Is pronounced with the intermediary sound). Final article (from unus, una); (e) increase in number of tenses perm and n have disappeared apart from some rare exceptions (Sp. mitting greater precision in expression of the past (past anterior, quien, F. rien) and ns has been reduced to s, processes of which past imperfect and past conditional); (f) ingenious devices for signs are already visible in classical Latin. (Rumanian offers many formation of adverbs and prepositions more adequately expressing the shades of abstract thought, e.g., French, en, ens, dans, dedans, peculiarities: see RUMANIAN LANGUAGE AND LITERATURE.) 3. Morphology.—The following features set forth the double corresponding respectively to in, intus, de -+ intus, de + de + character which prevailed in the evolution of the romance languages (a) the modification of the declension and conjugation system, (b) the development of the analytical tendencies of romance as opposed to the synthetic character of classical Latin. The neuter has disappeared from all romance languages; a few relics of it still survived in the mediaeval period. The term
“neuter” used in Rumanian to designate the third declension applies to substantives conforming to the masculine declension in the singular and to the feminine declension in the plural, e.g., un cutit (a knife), niste cutite (knives). The two-case system of declension (nominative and accusative) characterising the early period of some romance languages (French, Provencal and perhaps Rhaeto-Romanic) has disappeared (see RuUMANIAN LANGUAGE AND LITERATURE); substantives and adjectives now possess only a
single case in the singular and in the plural. More numerous traces of declension are preserved by the personal and relative pronouns. The definite article and personal pronoun of the third person are in all romance languages derived from #Jle (or illz), illa. The cardinal numbers x to xro correspond in all romance languages to the Latin cardinals, but from rr onwards there are varied divergences.
A noteworthy feature of French is the use of 20 as multiplier.
The synthetic comparatives and superlatives have mostly been ousted by magis or plus preceding the positive, e.g., grandior, grendissimus, replaced by magis or plus grandis. The tense para-
digms. haye been profoundly modified; the future and conditional
intus; (g) complexity of certain interrogative forms best exempli-
fied by the French equivalent for the Latin Quid est?: Quest-ce que cest que cela? the etymological counterpart of which would be: Quid est eccehoc quod eccehoc est quod ecce illac? (Example quoted from the Dictionnaire Général). Brsriocraray.—G. Griber, Grundriss der romanéschem Philologie, vol. i. (2nd ed.). (1904-1906), vol. ii. (1897—1902); W. Meyer-
Luebke,
Romanisches
Etymologisches
Wérterbuch
(1911); P. Sav}-
Lopez, Le origini neolatine (1920) ; W. Meyer-Luebke, Die romanische
Sprachwissenschaft der letzten zwölf Jahre in Revue de lingusuqu romance p. 9-34 (1925). The ensemble of these gives a full bibliography. Mélanges de philologie et d'histoire oferts à Monsieur Antomt Thomas, 1927 (containing a complete. list of the contributions romance philology by the eminent French philologist). (L. B.)
ROMAN DE LA ROSE, a French poem of which the frst part was written about 1230 by Guillaume de Lorris (q.v.), and
which was completed about 46 years later by Jean de Mem
(q.v.). Guillaume de Lorris wrote an allegory, which is an artistic
presentment of the love philosophy of the troubadours. In 4 dream the Lover visits a park to which he is admitted by Idie-
ness. In the park he finds Pleasure, Delight, Cupid and other personages, and at length the Rose. Welcome grants him pér mission to kiss the Rose, but he is driven away by Danger, Shame,
Scandal, and especially by Jealousy, who entrenches the Ras and imprisons Welcome,
leaving the Lover
disconsolate.
story, thus left incomplete, was finished in 19,000 lines by Jes
ROMAN-DUTCH de Meun, who allows the Lover to win the Rose, but only after a long siege and much discourse from Reason, the Friend, Nature and, Genius. In the second part, however, the story is entirely subsidiary to picturesque and poetic digressions, and to violent
LAW
431
Procedure of Philip IL of 1570 and 1580; the Political Ordinance of the States of Holand of 1580; the Placaat on Intestate Succession of 1599. There was much legislation in the 17th and 18th
centuries, but it had little effect upon the general character of the
satire in the manner of the fabliaux against the abuse of power, inst women, against popular superstition, and against the celibacy of the clergy. The length of the work and its hetero-
legal system. Apart from legislation we derive our knowledge of the Roman-Dutch law from collections of decided cases, from collections of opinions, commonly termed consultatien or advijsen,
Chaucer Society, 1891), is generally admitted to be by another hand. For a list of books on the authorship of the English translation see G. Körting, Grundriss der engl. Lit. (Münster, 1905, 4th ed. p. 184). Three editions of the Roman de la Rose were printed at Lyons
treatise, a masterpiece of condensed exposition, remains to this
14967), by Jean du Pré (Paris, 1493?), by Nicholas Desprez for Marot modernized the
work of the old law is in use to-day. In the 18th century the most famous name is Cornelis van Bijnkershoek, for 20 years
The term Roman-Dutch law
of the century Dionysius Godefridus Van der Keessel, professor at Leyden, lectured on the jus hodiernum, of which he published
eous character proved no bar to its enormous popularity in and from a rich juristic literature. Systematization.—The first attempt to reduce the Romanthe middle ages, attested by the 200 mss. of it which have Dutch civil law to system was made by Hugo de Groot (Grotius) rvived. ence of Holland (Inleiding TheRomaunt of the Rose was translated into English by Chaucer in his Introduction to the Jurisprud ), written while he was a version the but leertheyd Women), he Rechts-ge Good of Hollandsc de tot Legende the to see the prologue which has come down to us (see an edition by Dr. Max Kaluza, prisoner in Loevestein in 1619-20, published in 1631. This short
hetween 1473 and 1490; two by Antoine Verard
(Paris, 1490? and
Jean Petit (Paris), by Michel le Noir (Paris, 1509 and 1519). In 1503 Jean Molinet produced a prose version.
text (1326), and his corrections were followed in subsequent editions. There is a modern English version by F. S. Ellis (3 vols., 1900).
ROMAN-DUTCH
LAW.
describes the system of law which existed in the province of Holland (see Horzanp) from the 15th to the roth centuries. This system, introduced by the Dutch into their colonies, was retained in those of them which passed to the British Crown at the end of the 18th and the beginning of the roth centuries. These
were the maritime districts of Ceylon, the Cape of Good Hope, and the settlements upon the coast of South America now com-
prised within the colony of British Guiana. In a secondary sense
therefore Roman-Dutch law is the original common law of these countries. In Ceylon this system has been extended to the Kandyan Provinces (annexed in 1815), while in South Africa it was carried forward with the expanding range of white settlement into
the Republics and Natal. To-day it is in force in the whole of British Africa south of the Zambesi, as well as in the Mandated Territory, known as the Protectorate of South-West Africa. In British Guiana on the other hand the Roman-Dutch law having been found unsuited to the existing conditions of the colony has by the local Civil Law of British Guiana Ordinance 1916, taking efect from Jan. 1, 1917, been to a very great extent replaced by the common law of England. When it is said that RomanDutch Jaw forms the common law of British South Africa and Ceylon, this must be understood with a reservation in favour of native law and custom, so far as these are recognized, and with the qualification that the general law of these countries, as will be
sen, has in many respects departed from its original type. Historical Development.—lIt does not fall within the scope of this article to investigate the historical sources of the old Dutch law. It is enough to say that in the r5th and 16th cen-
turies the Roman law was “received” in subsidium in the prov-
ince of Holland, as it was sooner or later in the Netherlands gen-
erally, as well as in Germany.
General and local customs, based
ultimately upon Germanic tribal law (Frankish, Frisian, Saxon),
aforced by privileges and by-laws (keuren), and affected, doubt-
ss, by an earlier “infiltration” of Roman law, held their ground. Hence resulted the mixed system for which Simon van Leeuwen in 1652 invented the term “Roman-Dutch law.” This remained im force until superseded in 1809 by the Code Napoléon, which in
1838 gave place to the existing Dutch civil code. The old law was abrogated in the Dutch colonies also, so that to-day the Romanlaw is no longer in force outside the British empire. (See
Roman Law.)
We have spoken of two elements in the Roman-Dutch system,
Roman law and Germanic custom.
To these must be added a
viz., legislative acts of the Burgundian and Spanish periods.
Such were the Great Privilege of Mary of Burgundy of 1476; the t of the emperor Charles V. of 1529, requiring immovable Koperty to be transferred before the local court; the Perpetual
day a legal classic. But after Grotius honor must be assigned to Johannes Voet (1647-1713), professor at Utrecht and Leyden,
whose Commentarius ad Pandectas (1698~1704.) more than any
president of the Supreme Court (1673-1743). Towards the end
a summary in Theses selectae juris Hollandici et Zelandici (1800). Copies of the lectures themselves, commonly known as Van der Keessel’s Dictata, circulate in ms., and these have been cited in judgments of the South African Courts. A younger contemporary of Van der Keessel was Joannes van der Linden, the author of a popular textbook, Regtsgeleerd, Practicaal en Koopmans Handboek. These two names conclude the list of the contemporary writers on the old Dutch law. The Dutch carried to their colonies the law of the home country, just as the English took with them their common law, and subject to the same necessary adaptation to local conditions. In practice the law of the province of Holland was followed. Hence
the extension to the colonial empire of the Roman-Dutch system of law. This was supplemented by local ordinances of the governors in council, and in the East Indies by laws made by the governor-general in council established at Batavia. These were collected by Van Diemen in 1642 and by Van der Parra in 1766. The supreme direction of the East India company was exercised by the Council of XVII. and of the West India company by the Council of X. The ultimate legislative authority was vested in the States General.
In the British Empire—When the Dutch colonies passed
to the British Crown, the old law was in principle retained, but during the century and more which has since elapsed it has undergone profound modifications due partly to changed social and economic conditions, partly to the incursion of rules and institutions derived from English law. In commercial matters, in particular, English influences have been predominant. This was so even in the South African republics, and after annexation their law was brought into closer harmony with that of the neighbouring colonies. The South Africa Act 1909 provided (sec. 135) for the continuance of all laws in force in the several colonies at the establishment of the Union until repealed by the Union parliament, or by the provincial councils within the sphere assigned to them. But since this Act took effect on May 31, 1910, the Union parliament and the appellate division of the Supreme Court of South Africa (which hears appeals not only from the Union, but also from Southern Rhodesia and the Mandated Territory) have been active in consolidating, amending and explaining the law, and will continue to introduce uniformity in place of diversity. Many of the rules of the old Jaw have already been pronounced to be obsoleté oe eee by disuse. But, except where the field is occupied by statute or invaded by English law, the law of South Africa (and in a less degree the In law of Ceylon) retains the character of a Roman law system. aré Juris Corpus the of texts the law the of nts many departme the still cited as authoritative. The approach to them is through writings of the Dutch jurists, Grotius, van Leeuwen, Voet, van der
dictof the same monarch of 1540, relating to clandestine marBi and other matters; the Maritime Laws of Charles V. of S and of Philip II. of 1563; the Codes of Criminal and Civil Keessel, van der Linden and the rest. The influence of English
434
ROMAN EMPIRE, LATER
CHISTORY
law has been profound, most of all in British Guiana, where its | the middle of the 11th century a decline began; besides the pervictory has been complete, less in Ceylon, least in South Africa. But at some points the Roman-Dutch law has offered a stubborn resistance. Thus, it is now settled for both South Africa and Ceylon that “consideration” is not necessary to the validity of a
petual dangers on the eastern and northern frontiers, the empire was menaced by the political aggression of the Normans and the
contract. South Africa (but not Ceylon) retains almost unchanged the old law of community of goods with its consequences in the proprietary relations of the spouses. Upon a general view it must be said that a system of law, which
survived the blow for 250 years, as a shadow of its former self
can draw at the same time upon the treasures of the Roman and
of the English law has great elements of strength, particularly in a virile and progressive community. But the need to resort to law-books of by-gone centuries is a serious inconvenience. BIBLIOGRAPHY.—Hugo de Groot, Inleiding tot de Hollandsche Rechtsgeleerdheid, with notes by Groenewegen and Schorer (1767) ; the same edit. by S. J. Fockema Andreae (3rd ed., revised by L. J. van Apeldoorn, 1926); Engl. trans. by Herbert (1845), Maasdorp (3rd ed., 1903), Lee (1926); Simon van Leeuwen, Het Roomsch Hollandsch Rechi, with commentary by Decker (1780; Eng. trans. and commentary by Sir J. G. Kotzé, 2nd ed., 1921) ; Johannes Voet, Commentarius
ad Pandectas (best ed., 4 vols., Paris, 1827—29) ; D. G. van der Keessel, Theses Selectae Juris Hollandict et Zelandici (1800; Eng. trans. by Lorenz, 2nd ed., 1901) ; Joannes van der Linden, Regtsgeleerd, Practicaal, en Koopmans Handboek (1806), Eng. trans. by Henry ,(1828), Sir H. Juta (4th ed. r904), Morice (2nd ed. 1922); A. S. Fockema Andreae, Hei Oud-Nederlandsch Burgerlijk Recht (Haarlem, 1906) and Bijdragen tot de Nederlandsche Rechtsgeschiedenis (1888-1900) ; A. S. de Blecourt, Kort Begrip van het Oud-Vaderlandsch Burgerlijk Recht (2nd ed., 1924); R. W. Lee, Introduction to Roman-Duich Law (2nd ed., 1925); Sir A. F. S. Maasdorp, The Institutes of Cape Law (4th and 3rd ed., 1922~26) ; Hon. J. W. Wessels, History of the RomanDutch Law (1908); Hon. W. Pereira, The Laws of Ceylon (and ed., 1913); Hon. LI. C. Dalton, The Civil Law of British Guiana (Georgetown, 1921). See also the Cape Law Journal and the South African Law Journal. (R. W. L.)
commercial aggression of Venice; then its capital was taken and
its dominions dismembered by Franks and Venetians in 1204, It During this long life its chief political rôle was that of acting as a defender of Europe against the great Powers of western Asia
While it had to resist a continuous succession of dangerous enemies on its northern frontier in Europe—German, Slavonic, Finnie and Tatar peoples—it always considered that its front was towards the east, and that its gravest task was to face the Powers which suc. cessively inherited the dominion of Cyrus and Darius. From this point of view we might divide the external history of the empire
into four great periods, each marked by a struggle with a differen Asiatic power: (1) with Persia, ending c. 630 with the triumph of
Rome; (2) with the Saracens, who ceased to be formidable in the rith century; (3) with the Seljuk Turks, in the rrth and roth centuries; (4) with the Ottoman Turks, in which the Roman power went down. Mediaeval historians, concentrating their interest on the rising States of western Europe, often fail to recognize the position held by the later empire and its European prestige. Up to the middle of the 11th century it was in actual strength the first Power in Europe, except in the lifetime of Charles the Great, and under
the Comneni it was still a power of the first rank. But its political strength does not express the fullness of its importance.
As the
heir of antiquity it was confessedly superior in civilization, and it was supreme in commerce. Throughout the whole period (to 1204) Constantinople was the first city in the world. The influence which the empire exerted upon its neighbours, especially the Slavonic peoples, is the second great rôle which it fulfilled for ROMAN EMPIRE, LATER. The reign of Constantine the Europe—a rôle on which perhaps the most speaking commentary Great forms the most deep-reaching division in the history of is the doctrine that the Russian Tsar was the heir of the Roman Europe. The external continuity is not broken, but the principles Caesar. which guided society in the Greek and Roman world are replaced HISTORICAL SKETCH by a new order of ideas. Emperor-worship, which expressed a belief in the ideal of the earthly empire of Rome, gives way to Diocletian’s artificial experiment of two Augusti and two CaeChristianity; this is the outward sign that a mental transforma- sars had been proved a failure, leading to 20 years of disastrous tion, which we can trace for 300 years before in visible processes civil wars; and when Constantine the Great (g.v.) destroyed his of decay and growth, had reached acrisis. last rival and restored domestic peace, he ruled for the rest of his Besides the adoption of Christianity, Constantine’s reign is life with undivided sway. But he had three sons, and this led to marked by an event only second in importance, the shifting of a new partition of the empire after his death, and to more dothe centre of gravity of the empire from the west to the east by mestic wars, Constans first annexing the share of Constantine making Byzantium a second capital, a second Rome. The founda- II. (340) and becoming sole ruler of the west, to be in turn detion of Constantinople (g.v.) determined the subsequent history stroyed by Constantius II., who in 350 remained sole sovereign of the State; it established permanently the division between the of the empire. Having no children, he was succeeded by his eastern and western parts of the empire—a principle already intro- cousin, Julian the Apostate (qg.v.). This period was marked by duced—and soon exhibited, though not immediately, the pre- Wars against the Germans, who were pressing on the Rhine and ponderance of the eastern half. The eastern provinces were the Danish frontiers, and against Persia. Julian lost his life in the richest and most resourceful, and only needed a Rome in their eastern struggle, which was then terminated by a disadvantageous midst to proclaim this fact; and further, it was eastward that the peace. But the German danger grew graver, and the battle of empire fronted, for here was the one great civilized State with Adrianople, in which the Visigoths, who had crossed the Danube which it was in constant antagonism. Byzantium was refounded in consequence of the coming of the Huns (see Gorus and Huns), on the model of Rome, had its own senate, and presently a prae- won a great victory, and the emperor Valens perished (378), anfectus urbi. But its character was different in two ways: it was nounced that the question between Roman and Teuton had erChristian and it was Greek. From its foundation New Rome had tered on a new stage. Theodosius the Great saved the situation a Christian stamp; it had no history as the capital of a pagan em- for the time by his Gothic pacification. The efforts of a series of pire. There was, however, no intention of depressing Rome to a exceptionally able and hard-working rulers preserved the empire secondary rank in political importance; this was brought about intact throughout the 4th century, but the dangers which they by the force of circumstances. weathered were fatal to their weaker successors. On the death of The Christian Roman empire, from the first to the last Con- Theodosius the decisive moment came for the expansion of the stantine, endured for 1,130 years, and during that long period, which witnessed the births of all the great modern nations of Europe, experienced many vicissitudes of decline and revival. In the 5th century it lost all its western provinces through the expansion of the Teutons; but in the 6th asserted something of its ancient power and won back some of its losses. In the 7th it was brought very low through the expansion of the Saracens and of the Slavs, but in consequence of internal reforms and prudent government in the 8th century was able before the end of the oth to initiate a new brilliant period of power and conquest. From
Germans, and they took the tide at the flood. There were three
elements in the situation.
Besides the Teutonic peoples beyond
the frontier there were dependent people who had settled within
the empire (as Visigoths in Moesia, Vandals in Pannonia), and further there were the semi-Romanized Germans in the service of the empire, some of whom had risen to leading positions (like
Merobaudes
and Stilicho).
A Germanization of the empire, o
part of it, in some shape was inevitable, but, if the rulers of the 5th century had been men of the same stamp as the rulers of the
4th, the process might have assumed a different form. The sons
HISTORY]
ROMAN EMPIRE, LATER
433
of Theodosius were both incapable ; and in their reigns the future
tion. Theodosius I. had committed the error of consenting to a
of the State which was divided between them was decided.
division of this buffer State in the Roman and Persian spheres of
The
dualism between the east (under Arcadius) and the west (under Honorius) developed under the rule of these brothers into an-
tagonism verging on hostility. The German danger was averted in the east, but it led in a few years to the loss of many of the
western provinces, and at the end of go years the immediate authority of the Roman emperor did not extend west of the Adriatic.
The reign of Honorius saw the abandonment of Britain, the estabfishment-of the Visigothic kingdom in Aquitaine, the occupation
of a great part of Spain by Vandals and Sueves (Suebi). Under Valentinian III. the Vandals
founded their kingdom in north
Africa, the Visigoths shared Spain with the Sueves, the Burgun-
dian kingdom was founded in south-east Gaul. The last Roman
possession in Gaul passed to the Franks in 486 (see Gorus; Vanpats; FRANKS). It is significant that the chief defenders of the empire against the Germans who were dismembering it were men of German race, Stilicho, who defended Italy against Alaric, Aëtius, whose great work was to protect the imperial possessions
influence, Persia having much the larger. The Sassanid Government tried to suppress the use of the Greek language. But the Government of Theodosius II. officially supported the enterprise of translating the Bible into Armenian (Mesrob had just invented the Armenian alphabet), and this initiated the production of an abundant literature of translations from the Greek, which secured the perpetual connection of Armenia with European culture, and not with Oriental. This reign is also distinguished by the building of the great land walls of Constantinople, by the foundation of a university there and by the collection of the imperial laws in the Codex Theodosianus, which is a mine of material for the social condition of the empire. It reveals to us the decline of municipal liberty, the decay of the middle classes in the West, the evils of the oppressive fiscal system and an appalling paralysis of Roman administration which had once been so efficient; it shows how the best-intentioned emperors were unable to control the governors
and check their corruption; and discloses a disorganization which
facilitated the dismemberment of the empire by the barbarians. In the reign of Zeno it seemed probable that an Ostrogothic kingdom would be established in the Balkan peninsula, but the teristic of this transformation of Europe that the Germans, who danger was diverted to Italy (see Gorms). The kingdom which were imbued with a profound reverence for the empire and its Theodoric founded there was, in its constitutional aspect, a conprestige, founded their kingdoms on Roman soil in the first in- tinuation of Odoacer’s régime. He, like Odoacer and Alaric, held stance as “federates” of the emperor, on the basis of formal con- the double position of a German king and a Roman official. He tracts, defining their relations to the native provincials; they was magister militum as well as rex. His powers were defined by sized their dominions not as conquerors, but as subjects. The capitulations which were arranged with the emperor Anastasius double position of Alaric himself, as both king of the Visigoths and loyally observed. The right of legislation was reserved to the and a magister militum of the empire, is significant of the situa- emperor, and Theodoric never claimed it; but for all practical purposes he was independent. tion. Justinian.—In the 6th century the emperor Justinian, whose The development of events was complicdted by the sudden growth of the transient empire of the Huns (g.v.) in central talents were equal to his ambitions, found himself, through the Europe, forming a third great power, which, reaching from the financial prudence of his predecessors, in a position to undertake Rhine to the Caucasus, from the Danube to the Baltic, might be the reconquest of some of the lost western provinces. The Vandal compared in the extent of its nominal supremacy, but in nothing power had declined, and Africa was won back in one campaign eke, to the empires of Rome and Persia. The Huns, whose first by Belisarius in 533. The conquest of Italy was far more diffappearance had precipitated the Germans on the empire, now re- cult. Begun by Belisarius in 535, it was not completed till 554, tarded for some years the process of German expansion, while by Narses. A portion of southern Spain was also won from the they failed in their own attacks upon the empire. On Attila’s Visigoths, so that the Romans again commanded the western death (453) his realm collapsed, and his German vassals (Ostro- straits. Justinian, possessed by large ideas and intoxicated with the majesty of Rome, aspired to be a great conqueror, a great goths, etc.) founded important kingdoms on its ruins. After the death of Valentinian ITI., the worst of his house, the lawgiver, a great pontiff, a great diplomatist, a great builder, and Theodosian dynasty expired in the west, and the authority of the in each of these spheres his reign holds a conspicuous place in western emperors who succeeded him in rapid succession reached the annals of the empire. His legal work alone, or the building litle beyond Italy. For most of this period of 20 years the gen- of Santa Sophia, was enough to ensure him immortal fame. But eral Ricimer, of German birth, held the scales of power in that deep shadows balance the splendour. The reconquest of Africa peninsula, setting up and pulling down emperors. After his death was thoroughly justified and advantageous, but Italy was bought the western throne was no longer tenable. First there was a at a ruinous cost. In the first place, the Persian empire was at this wsurpation; the general Orestes set up his child-son Romulus time ruled by one of its greatest kings, Chosroes I. (g.v.), who was Avgustulus against the legitimate Augustus, Julius Nepos, who far from peacefully inclined. Justinian was engaged in a long was acknowledged by the eastern emperor; but this temporary Persian and a long Gothic war at the same time, and the State Government was overthrown (476) by a Germanic military revo- was unequal to the strain. In the second place, it was all-imporition headed by Odoacer, who appropriated part of the soil to tant for his western policy to secure the goodwill of the Italian his German soldiers and founded an Italian kingdom under the provincials and the Roman bishop, and for this purpose he innominal supremacy of the emperor at Constantinople, who, how- volved himself in an ecclesiastical policy (see below) which caused ever unwilling, recognized his position (after the death of Nepos). the final alienation of the Syrian and Egyptian provinces. The The escape of the eastern provinces from the fate of the west- reconquest of the West was purchased by the disunion of the en illustrates the fact that the strength of the empire lay in the East. Thirdly, the enormous expenses of the Italian and Persian čast, These provinces were more populous and presented greater wars, augmented by architectural undertakings, caused a policy stacles to the invaders, who followed the line of least resistance. of financial oppression which hung as a cloud over all the brilit was of immense importance that throughout this period liance of his reign, and led to the decline which ensued upon his theempire was able to preserve a practically unbroken peace with death. Nor is it to be forgotten that he had at the same time Msgreat eastern rival. The struggle with Persia, terminated in 364 to fulfil the task of protecting the Danube against the Germans, the peace of Jovian, was not renewed till the beginning of the Slavs and Bulgarians, who constantly threatened the Illyrian ptovcentury. It was of greater importance that the rulers pursued inces. He spared no expense in building forts and walls. Jusa discreet and moderate policy, both in financial administration tinian’s name will always be associated with that of the gifted and in foreign affairs: and the result was that at the end of 100 Theodora, an actress of doubtful fame in her early life, who years the diminished empire was strong and consolidated. Theo- shared his throne. Their mosaic portraits are preserved in the tosius IT. was a weak prince, but his Government was ably con- contemporary church of San Vitale at Ravenna. She possessed ducted by Anthemius, by bis sister Pulcheria and by the eunuch great political influence, and the fact that she was a heretic
in Gaul, and Ricimer. It was also a German, Fravitta, who played a decisive part in suppressing a formidable Gothic movement which menaced the throne of Arcadius in 399~—400. It was charac-
Saphius. His reign was important for the Armenian ques-
(monophysite), while Justinian was devoted to orthodoxy, did
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ROMAN
EMPIRE,
not mar their harmony, but only facilitated the policy of extending secret favour to the heretics who were publicly condemned, and enabled the left hand to act without the knowledge of the right. The events of the half-century after Justinian’s death exhibited the weakness to which his grandiose policy had reduced the empire. It was attacked on the west, on the north and on the east, and at all points was unequal to coping with its
enemies. (1) Italy fell a victim to the Lombards (q.v.), and ina few years more than half of the peninsula had passed under their sway. (2) The Avars, a Hunnic people who had advanced from the Caspian, took possession of Pannonia and Dacia, and formed an empire, consisting of Slavonic and Bulgarian subjects, which endured for about 60 years. Their chief occupation was to invade the Illyrian peninsula and extort tribute and ransoms from the emperors. So far as the Avars themselves were concerned, these incursions had no permanent significance, but the Slavs who overran the provinces did more than devastate. These years saw the beginning of the Slavonic settlements which changed the ethnical character of the peninsula, and thus mark the commencement of a new period. Slavs occupied Moesia and a large part of Macedonia, even close to Thessalonica, which they besieged; they penetrated southward into Greece and made large settlements in the Peloponnesus (see GREECE, History, “Roman period,” ad fin.). They occupied the north-western provinces, which became Croatia and Servia, as well as Dalmatia (except some of the coast towns). In the northern part of the peninsula the Slavonic element remained dominant, but in Greece it was assimilated to the Greek (after the gth century) and has left little record of itself except in place names. (3) The empire was simultaneously engaged in the perennial strife with Persia. A short interval of peace was secured when the emperor Maurice assisted Chosroes II. to dethrone a usurper, but after Maurice’s death (602) the fina: and mortal struggle began (see Persa, History, section. “The Sassanian Empire”). Throughout the incompetent reign of Phocas the eastern provinces were overrun by the Persians, as the Illyrian were overrun by the Slavs. The unpopular rule of this cruel usurper was terminated in 610 by the intervention of the governor of Africa, whose son Heraclius sailed to Constantinople and, welcomed by an influential party, met with little resistance. Pho-
LATER
[RISE OF ISLAM
described as Greek. Justinian’s mother-tongue was Latin, and he was devoted to the Latin traditions of Rome, but even he found it necessary to publish his later laws in Greek and from
his reign Greek was the official language. Rise of Islam.—With the rise of Islam (see CALIPHATE; MoHAMMED) two universal religions, for the first time, stood face to face, each aspiring to win the universe The struggle, therefore,
which then began was not only a new phase of the strife between Europe and Asia, but was one in which the religious element was fundamental.
Fire-worship was only a national religion and dig
not present the danger of Islam. The creation of the politica] power of the Mohammedans was so sudden that it took the world
by surprise. Bostra, the fortress of Roman Arabia, fell into their hands in 634, and before the death of Heraclius in 641 they had conquered Syria and all Egypt, except Alexandria, which opened its gates to them in 643. The religious alienation of the Syrian and Egyptian peoples from Constantinople, expressing as it did a national sentiment antagonistic to the Greeks, was an important political factor in the Mohammedan (as in the previous Persian) conquest. Thus the Mohammedans definitely cut the empire
short in the East, as the Germans had cut it short in the West; Egypt was never recovered, Syria only for short periods and partially, while the integrity of Asia Minor was constantly menaced and Cilicia occupied for many generations. By ther conquest of Persia the Caliphs succeeded to the position of the Sassanids; this led to the conquest of Armenia (c. 654); while in the West, Africa was occupied in 647 (though the conquest was
not completed till the capture of Carthage and other strong places
in 698). Thus within 20 years from the first attack the empire was girt about by the new aggressive power from the precincts of the Caucasus to the western Mediterranean. Fortunately Constans II., grandson of Heraclius, was a man ot eminent ability and firmness. The State owed to him the preservation of Asia Minor, and the creation of a powerful fleet (see below) which protected the Aegean coasts and islands against the naval power which the Mohammedans created He was responsible for completing a new, efficient military organization, which determined the lines of the administrative reforms of Leo III. (see below). In his last years he turned his eyes te Italy and Africa cas, murderer of Maurice, was murdered by the people, and the He dreamed of restoring Old Rome as the centre of the empire. victor was crowned emperor to find himself in presence of a But he did not succeed in recovering south Italy from the Lomdesperate situation. Antioch, Damascus and many other great bards (Duchy of Beneventum), and having visited Rome he took cities were captured by the Persians; and in 614 Jerusalem was up his residence in Syracuse, where he was assassinated, having destroyed and the Holy Cross, along with the patriarch, carried lost two fleets which he sent against the Arabs of Africa The off to Ctesiphon. This event produced a profound sensation in strain lasted for another 50 years. Constantinople sustained two Christendom. In 616 Egypt was conquered. The army had fallen great sieges (673—677 and 717—718) which stand out as crises, for, into utter disorder under Phocas, and Heraclius so deeply de- if in either case the enemy had been successful, the empire was spaired of saving Constantinople that he thought of transferring doomed. the imperial capital to Carthage. But the extreme gravity of the The Heraclian dynasty, which had fallen on evil times and situation seems to have wrought a moral change among his sub- rendered inestimable services to the empire, came to an end mn jects; the patriarch Sergius was the mouthpiece of a widespread anarchy, which was terminated by the elevation of the Syrian patriotic feeling, and it was largely through his influence that (commonly called Isaurian) Leo. III., whose reign opens a new Heraclius performed the task of creating a capable army. His period. His reforming hand was active in every sphere of governefforts were rewarded in a series of brilliant campaigns (622-628), ment, but the ill-fame which he won by his iconoclastic policy which, in the emphasis laid on the contrast between Christianity obscured in the memory of posterity the capital importance of his and fire-worship and on the object of recovering the Cross, had work. His provincial organization was revolutionary, and his legisthe character of crusades. Heraclius recovered his provinces and lation departed from the Roman tradition (see below). From bis held Persia at his mercy (decisive battle at Nineveh, end of 627). reign to the middle of the roth century the continuous warfare This war is remarkable for the attempt of the Persians to take by land with the Caliphs consisted of marauding expeditions of Constantinople (626) in conjunction with the Avars and Slavs. each power into the other’s territory, captures of fortresses, gue Soon afterwards the Avar power began to decay, and the Slavs rilla fighting, but no great conquests or decisive battles The efand Bulgarians shook off their yoke. It seemed as if the Roman ciency of the army was carefully maintained, but the neglect of the Government would now be able to regain the control in the navy led to the losses of Crete (conquered by Muslim adventurers Illyrian lands which it had almost entirely lost. It seems probable from Spain 826) and Sicily (conquered by the Saracens of that Heraclius came to terms with the Slavs—Croatians and Ser- Africa). Panormus was taken in 832, Syracuse in 878 (see Srcit¥) vians—in the north-west; their position was regularized, as vassals The Africans also made temporary conquests, including Bari, m of the empire. But fate allowed no breathing-time to do more; south Italy. This period saw the loss of the exarchate of Ravenna the darkest hour had hardly passed when a new storm-cloud, from to the Lombards (750), the expansion of the Frankish power under
a unexpected quarter, overspread the heavens.
At this point we have to note that the Hellenic element in
thé State had definitely gained the upper hand before the end of the’ 6th: century, so that henceforward the empire might be
Pippin and Charlemagne in Italy, and in close connection there-
with the loss of Old Rome. i The iconoclast emperors pursued a moderate foreign policy, consolidating the empire within its contracted limits; but
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435
the “Macedonian” dynasty, which was of Armenian descent, it and the empire was exposed to their maritime attacks (Constanin expanded and became the strongest power in Europe. The tinople was in extreme danger in 860 and 941). In 945 a commergth century also witnessed a revival of learning and culture which cial treaty was concluded, and the visit of the princess Olga to had been in eclipse for 200 years. The reign of Basil I. was Byzantium (towards the end of the reign of the learned emperor marked by an energetic policy in south Italy, where his forces Constantine VII., Porphyrogennetos) and her baptism seemed a co-operated with the western emperor Louis I. The Saracens pledge of peace. But Olga’s conversion had no results. Sviatowere expelled from their strongholds, Bari was recovered, Calabria slav occupied Bulgaria and threatened the empire, but was decisaved, and the new province (Theme) of Longibardia formed. sively defeated by Zimisces (971), and this was virtually the end This secured the entrance to the Adriatic, and the increase of of the struggle. In 988 Prince Vladimir captured Cherson, but dominion here at the expense of the Lombards was a compensa- restored it to the emperor Basil, who gave him his sister Anna in tion for the loss of Sicily. Leo VI. did much for reorganizing the marriage, and he accepted Christianity for himself and his people. navy, but his reign was not fortunate; Saracen pirates plundered After this conversion and alliance, Byzantium had little to fear freely in the Aegean and, under the able renegade Leo of Tripolis, from Kiev, which came under its influence. One hostile expecaptured Thessalonica and carried off countless captives (904). dition (1043) indeed is recorded, but it was a failure. Much But a great tide of success began 50 years later. Nicephorus about the same time that the Russians had founded their State, Phocas won back Crete (961) as general of Romanus II., and then the Magyars (see Huncary; the Greeks called them Turks) as emperor recovered Cilicia and North Syria (with Antioch) migrated westward and occupied the regions between the Dnieper 968. Cyprus was also recovered. The tide flowed on under his and the Danube, while beyond them, pressing on their heels, equally able successor, John Zimisces (of Armenian race) and were another new people, the Petchenegs (g.v.). The policy of uder Basil II.; these reigns mark the decisive victory of the Byzantium was to make use of the Magyars as a check on the empire in the long struggle with the Saracens, whose empire had Bulgarians, and so we find the Romans (under Leo. VI.) and the been broken up into separate States. The eastern frontier was Magyars co-operating against the tsar Simeon. But Simeon played strengthened by the active policy of Basil II. in Armenia, which the same game more effectively by using the Petchenegs against was more fully incorporated in the empire under Constantine IX. the Magyars, and the result was that the Magyars before the end Basil I1.—The reign of Basil IT. marks the culmination of the of the gth century were forced to move westward into their prespower of the Eastern empire, for it also witnessed the triumphant ent country, and their place was taken by the Petchenegs. From conclusion of another conflict which had lasted almost as long. their new seats the Magyars could invade the empire and threatened the coast towns of Dalmatia. The conquest of Bulgaria In the reign of Constantine IV. the Bulgarians (see BULGARIA) hed founded a kingdom in Lower Moesia, reducing the Slavonic made the Petchenegs immediate neighbours of the empire, and tribes who had occupied the country, but less than two centuries during the 11th century the depredations of these irreclaimable sufficed to assimilate the conquerors to the conquered, and to give savages, who filtered into the Balkan peninsula, constantly preocBulgaria the character of a Slavonic State. The reign of Con- cupied the Government. In 1064 they were driven from the stantine V. was marked by continuous war with this enemy, and Dniester regions into Little Walachia by the Cumans, a people of Nicephorus I. lost his life in a Bulgarian campaign. This dis- the same ethnical group as themselves. They were crushingly aster was followed up by Prince Krum, who besieged Constan- defeated by Alexius Comnenus in rogor, and disappear from tinople in 815. His death was followed by a long peace. Prince history. : The Seljuk Turks.—In the Macedonian period a grave domesBoris was converted to Christianity (reign of Michael III.); a metropolitan see of Bulgaria was founded, dependent on the tic question troubled the Government. This was the growth of the patriarch of Constantinople; and the civilization of the Bulga- large estates of the rich nobles of Asia Minor, at the expense of nans, and beginnings of their literature, were entirely under small properties, to an excess which was politically and economiByzantine influence. The conversion was contemporary with the cally dangerous. The legislation against the evil began under work of the two missionaries Cyril and Methodius, who (while the Romanus I. and was directed to the defence of the poor against feld of their personal activity was in Great Moravia and Pan- the rich, and to protecting the military organization which was nonia) laid the south-eastern Slavs under a deep debt by inventing based on holdings of land to which the obligation of military the Glagolitic (g.v.), not the so-called “Cyrillic” alphabet (based service was attached. There was also danger in the excessive om Greek cursive) and translating parts of the Scriptures into influence of rich and powerful families, from which the great Slavonic (the dialect of the Slavs of Macedonia). The most military officers were drawn, and which were extensively related brilliant period of the old Bulgarian kingdom was the reign of by alliances among themselves. The danger was realized in the Smeon (893-927), who extended the realm westward to the struggle which Basil II. had to sustain with the families of shores of the Adriatic and took the title “Tsar (ée., Caesar) of Sclerus and Phocas. Various kinds of legislation were attempted. Bulgaria and autocrator of the Romans.” The aggression against Under Romanus I. alienation of property to the large landowners ihe empire which marked his ambitious reign ceased under his was forbidden. Nicephorus Phocas, whose sympathies were with successor Peter, who married a daughter of Romanus I., and the the aristocracy to which he belonged, holding that there had been Bulgarian Patriarchate founded by Simeon was recognized at enough legislation in favour of the poor, sought to meet the Byzantium. But the Byzantine rulers only waited for a favourable difficulty of maintaining a supply of military lands in the future tme to reduce this formidable Slavonic State. At length Zimisces by forbidding further acquisitions of estates by the church. Basil subjugated eastern Bulgaria and recovered the Danube frontier. II. returned to the policy of Romanus, but with much greater But while Basil II. was engaged in contending with rivals, the severity, resorting to confiscation of some of the immense private heroic Samuel (of the Shishmanid family) restored the Bulgarian estates; and he endeavoured to keep down the aristocrats of Asia power and reduced the Servians. After a long and arduous war Minor by very heavy taxation. Through the recovery of the Balkan of 14 years Basil (called the “Bulgar-slayer’) subdued all Bul- provinces he gained in Europe a certain political counterpoise to garia western and eastern (1018). He treated the conquered the influence of Asia Minor, which had been preponderant since people with moderation, leaving them their political institutions the 7th century. Asia Minor meant the army, and opposition to and their autonomous church, and to the nobility their privileges. its influence expressed itself in the rrth century in a fatal antie Bulgarian noble families and members of the royal house were Incorporated in the Greek nobility; there was Shishmanid
t m the families of Comnenus and Ducas. Greek domination s how established in the peninsula for more than 150 years. The Slavs of Greece had in the middle of the oth century ‘been
tought under the control of the Government. , te the reign of Basil II. the Russian question also was settled.
žhe
Dnieper and Dniester gave the Russiáns access to the Euxine,
military policy, which is largely responsible for the conquests of a new enemy, the Seljuk Turks, who now entered into the inher-
itance of the Caliphs (see CALIPHATE ad fin. and SELJUKS). Constantinople was haunted by the’ dread of a military usurpation. An attempt of the military hero George Maniaces (who had'made a remarkable effort to recover Sicily) to wrest the crown from Constantine IX. had failed; and when Isaac :Comnenus, who represented the military aristocrats ‘of Asia Minor, .ascended’ the
|
436
ROMAN EMPIRE, LATER
throne, he found himself soon compelled to abdicate, in face of the opposition. The reign of Constantine X., of the rival family of Ducas, marked the culmination of this antagonism. The senate was filled with men of the lower classes, and the military budget
was ruthlessly cut down. This policy reduced the army and stopped the supply of officers, since there was no longer hope of a profitable career. The emperor thought to meet dangers from external enemies by diplomacy. The successes of the Seljuks (after the fall of the great Armenian fortress of Ani in 1064) at length awoke the Government from its dream of security. The general Romanus Diogenes was proclaimed emperor. He had to create an army and to train it; he did not spare himself, but it was too late. He was defeated and captured by Alp Arslan on the decisive field of Manzikert (1071). Released by the sultan, who honoured his bravery, he was deposed in favour of Michael Ducas, and falling into the hands of his enemies, was blinded. The east and centre of Asia Minor were thus lost; the Seljuk kingdom of Rim was founded; Nicaea was captured by the Turks in 1080. The provinces which escaped the Seljuk occupation were thoroughly disorganized, a prey to foreign and native adventurers and usurpers (see SELJUKS). Thus in the ’7os of the 11th century the empire seemed through incompetence and frivolity to have been brought to the verge of dissolution. The disorder was terminated by the accession of the extraordinarily able statesman Alexius Comnenus (1081), who effected a reconciliation with the rival family of Ducas, established a strong Government and founded a dynasty. He had to deal with three great dangers—the Seljuks, the Petchenegs (see above), and in the west the Normans. The Normans had wrested from East Rome its possessions in south Italy (1041-71)—succeeding where German emperors had failed—and throughout the Comnenian period the empire was threatened by their projects of conquest beyond the Adriatic, projects which aimed at Constantinople itself. Four great attempts against the empire were made by the Normans; they were unsuccessful, but they heralded the Western conquest of 1204. (1) Expedition of Robert Guiscard, 1081-85,
repelled by Alexius with help of Venice; (2) Bohemond’s expedition, 1105-07, foiled by the able strategy of Alexius; (3) the invasion of Greece by Roger of Sicily, 1147; Venice supported Manuel Comnenus, and the Normans were driven from Corfù, 1149; (4) the expedition of William II. of Sicily, 1185, who succeeded in capturing Thessalonica; the invaders were defeated at Demetritsa, but they gained the islands of Cephallenia and
Zacynthus.
The First Crusade.—The two most important events in the reign of Alexius were the prices which he paid for help against his enemies. (1) He was obliged (1084) to grant to Venice (qg.v.) im return for her naval aid against the Normans, commercial privileges which practically made the empire commercially dependent on the republic. (2) He sought auxiliary forces in western Europe to help him against the Seljuks; the answer of the pope and Eatin Christendom was the First Crusade—a succour very different from that which he desired. Through his tact and discretion, the State was safely steered through the dangers with which the disorderly hosts of barbarous allies menaced it, and the immediate results were salutary; large parts of Asia Minor, including Nicaea, were restored to the empire, which was thus greatly strengthened in the East while the Turks were weakened (see Crusapes). But for this help Byzantium might not have recovered the transient strength and brilliance which it displayed under Manuel. In Asia Minor the crusaders kept the terms of their agreement to restore to the emperor what had belonged to him; but on capturing An-
[FIRST CRUSADE
to protect itself against the crusading expeditions which travelled to the Holy Land; and these precautions were regarded by the
western Powers as a hindrance to the sacred objects of the cry. sades. The bitter religious antagonism between the Greek and Latin Christians increased the mutual distrust and the danger, The history of the new relations between East and West dati
from the First Crusade is closely connected with the history of the futile attempts at bringing about a reunion between the Greek and Latin Churches, which had severed communion in 1054, To heal the hurtful schism and bring the Greek Church again under
the domination of Rome was a principal object of papal policy from Gregory VII. forward. Tue popes alternated between two methods for attaining this, as circumstances dictated: namely, a peaceful agreement—the policy of union; or an armed occupation of the empire by some western power (the Normans)—the
policy of conquest. Their views varied according to the vicisg. tudes of their political situation and their struggles with the
western emperors.
The eastern emperors were also constantly
preoccupied with the idea of reconciliation, constantly negotiating with a view to union; but they did not care about it for its own
sake, but only for political advantages which it might bring, and
their subjects were bitterly opposed to it. Manuel Comnenus
during the first part of his reign was the close friend and ally of the western emperor Conrad III., but after Conrad’s death he formed the ambitious plan of realizing in Europe a sovereignty
like that of Justinian, and hoped to compass
with Rome, the enemy of the Hohenstaufen.
it in conjunction
His forward policy
carried war into Italy; he seized Ancona. But his strength was unequal to such designs. His Latin sympathies, no less than his financial extravagance, made him highly unpopular at home; and the national lack of sympathy with his Western policy was exhibited—after the revolution which overthrew his son Alexius and raised his cousin Andronicus I. to the throne—by the awful massacre of the Latin residents at Constantinople in 1182, for which the expedition of William of Sicily (see above) and the massacre of the people of Thessalonica was the revenge. The short reign of the wicked and brilliant Andronicus was in al respects a reaction, prudent, economical and popular. His fal was due to the aristocracy against whom his policy was directed, and the reign of Isaac Angelus undid his efforts and completed the ruin of the State. Oppressive taxation caused a revolt of the Bulgarian and Walachian population in the European provinces; ‘the work of Zimisces and Basil was undone, and a new Bulgarian kingdom was founded by John Asen—a decisive blow to the Greek predominance which the Macedonian emperors seemed to have established. 2
Dismemberment of the Empire.—lIn the fatal year 1204 the
perils with which the eastward expansion of western Christendom (the Crusades and the commercial predominance and ambitions of
Venice) had long menaced the empire, culminated in its conquest and partition. It was due to a series of accidents that the cloud burst at this moment, but the conditions of such a catastrophe
had long been present. Isaac Angelus was dethroned by his brother Alexius III., and his son escaped (1201) to the west, where arrangements were being made for a new crusade, which Venice undertook to transport to the Holy Land. The prince persuaded Philip of Swabia (who had married his sister) and Bont face of Montferrat to divert the expedition to Byzantium, in order to restore his father and himself to the throne, promising to furnish help to the Crusade and to reconcile the Greek Church with Rome; Venice agreed to the plan; but Pope Innocent IH., the enemy of Philip, forbade it. Isaac and his son, Alexius IV., were restored without difficulty in 1203, and the crusading forces were tioch (1098) they permitted the Norman Bohemond to retain it, prepared to proceed to Palestine, if Alexius had performed his
in flagrant violation of their oaths; for to Antioch if to any place the emperor had a right, as it had been his a few years before, This was in itself sufficient to cause a breach between Byzantium
and the Latin kingdom of Jerusalem (founded 1099). But otherwise the new political situation created by the Crusade was dangerous, ultimately fatal, to the empire. For its lands and seas became a highway from western Europe to the Latin colonies in Syria; the Byzantine Government was forced to take precautions
promises. But the manner of this restoration, under Latm auspices, was intensely unpopular; he was not unwilling, but he was unable, to fulfil his pledges; and a few months later he was overthrown in favour of one who, if an upstart, was a patriot, Alexius V. Then the Crusaders, who were waiting encamped outside the city, resolved to carry out the design which the Normans had repeatedly attempted, and put an end to the Greek empire. The leaders of the Fourth Crusade must be acquitted of having
i l
ROMAN EMPIRE, LATER
pisMEMBERMENT]
437
formed this plan deliberately before they started; it was not
med I. found it necessary to ally himself with the emperor Manuel. But the pause was brief. Murad II. took Adrianople, and divide the empire amongst themselves (March); then they cap- tried (1422) to take Constantinople. It was small compensation that during this time the Palaeologi wed the city, which had to endure the worst barbarities of war. in partitioning the empire, which was now to become the spoil had been successful against the Franks in Greece. The situation of the conquerors, the guiding mind was the Venetian leader, the was desperate. The Turks were in possession of the Balkan peninblind doge, Henry Dandolo. He looked to the interests of Venice sula, threatening Hungary; there was no chance of rescue, except from the narrowest point of view, and in founding the new Latin from western Europe. John VI. and Manuel had both visited the empire, which was to replace the Greek, it was his aim that it West in search of help. The jeopardy of the empire was the opconceived before
£204.
They first arranged how they would
should be feeble, so as to present no obstacles to Venetian policy. The Latin empire of Romania was a feudal State like the kingdom of Jerusalem; the emperor was suzerain of all the princes who established themselves on Greek territory; under his own immediate rule were Constantinople, southern Thrace, the Bithynian coast, and some islands in the Aegean. But he was hampered from
ihe beginning by dependence on Venice, want of financial resources, and want of a fleet; the feudal princes, occupied with
iheir separate interests, gave him little support in his conflict with Creeks and Bulgarians; at the end of ten years the worthless fabric began rapidly to decline, and the efforts of the popes, for whom it was the means of realizing Roman supremacy in the East, were unavailing to save it from the extinction to which it was doomed in its cradle. Three Greek States emerged from the ruin of the Roman empire. A member of the Comnenian house had founded an independent State at Trebizond, and this empire survived till 1461, when it was conquered by the Ottomans. A relation of the Angeli maintained in Europe an independent Greek State known as the
Despotate of Epirus. But the true representative of the imperial
line was Theodore Lascaris, who collected the Byzantine aristoc-
racy at Nicaea and was elected emperor in 1206. He and his successors advanced surely and rapidly against the Latin empire, both in Europe and Asia. It was a question whether Constantinople would fall to the Walacho-Bulgarians or to the Greeks. But an astute diplomat and general, the emperor Michael Palaeologus, captured it in 1262. His object was to recover all the lost territery from the Latins, but he was menaced by a great danger through Charles of Anjou, who had overthrown the rule of the Hehenstaufen in the two Sicilies, and determined to restore the latin kingdom of Romania. To avert this peril, Michael negotated with Pope Gregory X.; he was ready to make every concession, and a formal union of the Churches was actually brought about at the Council of Lyons in 1274. The emperor had the utmost difficulty in carrying through this policy in face of clerical epposition; it aroused disgust and bitterness among his subjects; and it was undone by his successor. Meanwhile the pope had with
aificulty bridled Charles of Anjou; but in Martin IV. he found amore pliable instrument, and in 1282 he made vast preparations for an expedition against the Greek empire. It was saved by the
Sicilian Vespers (see Stctty), to be the prey of other Powers. The Ottoman Turks.—The end of the 13th century saw the nse of the Ottoman power in Asia and the Servian in Europe. The empire was assisted by a band of Spanish mercenaries (the Catalan Grand Company; see Greece, History, “Byzantine Period”)
agamst the advance of the distinguished themselves by Brusa (Prusa) became the sde the Servians (crushing
Ottoman Turks in Asia Minor; saving Philadelphia (1304). In Ottoman capital, while on the the Bulgarians in 1330) were
they 1326 other grad-
ually closing in on Byzantium. Under Stephen DuSan (1331-55) attamed the height of her power. The enemies were
Strengthened by the domestic struggles within the empire, first
een Andronicus II. and his son, then between John VI. and the usurper Cantacuzenus. But before the fate of Byzantium
was settled the two enemies on its flanks came face to face. In
1389 the Servian power was crushed on the field of Kossovo by
theOttomans (who had crossed the Hellespont in 1360 and taken ppopolis in 1363). Sultan Bayezid I. won Philadelphia, the lastAsiatic possession of the empire, and conquered Trnovo, the ran capital, in 1393.
Constantinople was now surrounded.
Ottoman power was momentarily eclipsed, and the career of
conquest checked, by the Mongol invasion of Timur and the great
t which it sustained in the battle of Angora (1402). Moham-
portunity of Rome, and the union of the Churches became the pressing question. It was taken up earnestly by Pope Eugenius
IV., and the result was the Decree of Union at the Council of Florence in 1439. The emperor and the higher clergy were really in earnest, but the people and the monks did not accept it, and the last agony of Byzantium was marked by ecclesiastical quarrels. Eugenius IV. preached a crusade for the rescue of the empire, and in 1443 an army of Hungarians and Poles, led by the Hungarian king, won a victory over Murad, which was more than avenged in the next year on the memorable field of Varna. The end came nine years later under Murad’s successor, Mohammed II. An army of about 150,000 blockaded the city by land and sea, and Mohammed began the siege on the 7th of April. The emperor Constantine XI., Palaeologus, on whom the task of the forlorn defence devolved (and whose position was all the more difficult because he was alienated from his subjects, having embraced the Latin rite), can have had little more than 8,000 men at his disposal; he received no help from the Western powers; but an experienced Genoese soldier of fortune, John Justiniani, arrived with two vessels and 400 cuirassiers and aided the emperor with his courage and advice. The resident foreigners, both Venetians and Genoese, loyally shared in the labours of the defence. The final storm of the land walls took place on the night of the 2gth of May. All looked to Justiniani for salvation, and when he, severely wounded, retired from the wall to have his wound looked to, a panic ensued. The enemy seized the moment, and the Janissaries in a final charge rushed the stockade which had been constructed to replace a portion of the wall destroyed by the Turkish cannon. This decided the fate of the city. Constantine fell fighting heroically. Soon after sunrise (May 30) the Mohammedan army entered Constantinople (Stambul = ’s rv addy, “the city”), which was in their eyes the capital of Christendom. The ultimate responsibility for this disaster is generally imputed to the political adventurers who dismembered the empire in 1204. It may indeed be said that at that time the Byzantine State seemed already stricken with paralysis and verging on dissolution, and it was menaced by the re-arisen power of Bulgaria. But more than once before (in the 7th century and in the 11th) it
had recovered its strength when it was weak and in dire peril; and, considering what the emperors of Nicaea and Michael VIII. accomplished, it seems probable that, if there had been no Fourth Crusade, it might have so revived and consolidated its forces in the course of the 13th century, as to be able to cope successfully with the first advances of the Ottomans. The true statement is that the Fourth Crusade was only an incident (not in itself de-
cisive) in a world-movement which doomed the Eastern empire to extinction—namely, the eastward movement of western Europe which began in the 11th century with the rise of the Normans and the First Crusade. Henceforward the empire was a middle State, pressed between expanding forces on the east and on the
west, and its ultimate disappearance was inevitable. CHURCH
AND
STATE
In making the State Christian, Constantine made the Church a State institution, and therefore under imperial control. Caesaropapism was the logical consequence. The sacerdotium was united with the imperium in the person of the monarch as in the pagan State. The Church acquiesced, and yet did not acquiesce, in this theory. When a heretical emperor sought to impose his views, champions of ecclesiastical freedom never failed to come forward. At the very beginning Athanasius fought for the independence of the Church against the emperor Constantius. But the political
principle which Constantine had taken for granted, and which was
4.38
ROMAN
EMPIRE,
an indispensable condition of his adoption of Christianity, was fully recognized under Theodosius I., and, notwithstanding protests from time to time, was permanent. It is significant that Constantinople, which had become a second Rome politically, with its senate and capitol, became then a second Rome ecclesiastically, and that the elevation of the see of Constantinople to patriarchal rank next to the Roman see was due to Theodosius
(381), who gave a permanent form to the dualism of the empire. The patriarch became a State minister for religion. The character of the Church as a State institution is expressed above all in the synods. The general councils are not only summoned by the emperor, but are presided over by him or by his lay deputies. The order of the proceedings is modelled on that of the senate. The emperor or his representative not only keeps order but conducts the deliberations and intervenes in the theological debates. It has been erroneously thought that at the Council of Chalcedon (451) the legate of Pope Leo presided; but the acts of that assembly teach us otherwise; the privilege which the Roman legates possessed was that of voting first (the right of the princeps senatus). The first general council at which a churchman presided was the seventh (at Nicaea, 787), at which the emperor (or empress) deputed, not a layman, but the patriarch Tarasius to preside. The resolutions of these ecclesiastical State-councils did not become the law of the empire till they were confirmed by imperial edicts. The emperors, in their capacity as heads of the Church, did not confine themselves to controlling it by controlling the councils. They soon began to issue edicts dealing with theology, by virtue of their own authority. It has been said that the council of Chalcedon closed an epoch of “parliamentary constitutionalism”; a general council was not summoned again for more than roo years, though the empire during that period was seething with religious disunion and unrest. The usurper Basiliscus in his short reign set an example which his successors were not slow to follow. He issued an edict quashing the decision of Chalcedon. Zeno’s Hendtikon issued a few years later was the second and more famous example of a method which Justinian largely used, and of which the Ecthesis of Heraclius, the Type of Constans II. and the iconoclastic edicts of Leo III. are well-known instances. It was a question of political expediency (determined by the circumstances, the intensity and nature of the opposition, etc.) whether an emperor supported his policy or not by an ecclesiastical council. The emperor was always able to control the election of the patriarch, and through him he directed the Church. Sometimes emperor and patriarch collided; but in general the patriarchs were docile instruments, and when they were refractory they could be deposed. There were several means of resistance open to a patriarch, though he rarely availed himself of them. His participation in the ceremony of coronation was indispensable, and he could refuse to crown a new emperor except on certain conditions, and thus dictate a policy (instances in 812, Michael I.; 969, John Zimisces). There was the power of excommunication (Leo VI. was excommunicated on account' of his fourth marriage). Another means of resistance for the Church was to invoke the support of the bishop of Rome, who embodied the principle of ecclesiastical independence and whose see admittedly enjoyed precedence and primacy over all the sees in Christendom. Up to the end of the &th century he was a subject of the emperor, and some emperors exerted their ecclesiastical control over Rome by drastic measures (Justinian and Constans IT.). But after the conquest of Italy by Charles the Great, the pope was outside the Byzantine domination; after the coronation of Charles in 800 he was associated with a rival empire; and when ecclesiastical controversies arose in the East, the party in opposition was always ready to appeal to him as the highest authority in Christendom. Under the iconoclastic emperors the image-worshippers looked to him as the guardian of orthodoxy. Theological Controversies.—As to the ecclesiastical controversies which form a leading feature of Byzantine history, their
political significance alone concerns us. After the determination
of the Arian controversy in 381 new questions (as to the union of the divine and human elements in the person of Christ: one or
two natures?) arose, and. it may seem surprising that such points
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[CHURCH AND STATE
of abstruse theology should have awakened universal interest ang led to serious consequences. The secret was that they masked national
feelings; hence their political importance and the at-
tention which the Government was forced to bestow on them The reviving sense of nationality (anti-Greek) in Syria and in Egypt found expression in the 5th century in passionate mono. physitism (the doctrine of one nature): theology was the sphere in which such feelings could be uttered. The alienation and
dissension which thus began had fatal consequences, smoothing
the way for the Saracen conquests of those lands; the inhabitants were not unwilling to be severed politically from the empire. This ultimate danger was at first hardly visible. What immediately troubled the emperors in the first half of the 5th century was the
preponderant position which the see of Alexandria occupied,
threatening the higher authority of Constantinople.
The Council
of Chalcedon, called by Marcian, an able statesman, was as much for the purpose of ending the domination of Alexandria as of settling the theological question. The former object was effected,
but the theological decision of the council was fatal; it only sealed and promoted the disunion. The recalcitrant spirit of Syria and
Egypt forced Zeno, 30 years later, to issue his Hendtikon, affirm.
ing the decisions of previous councils but pointedly ignoring Chalcedon.
This statesman-like document secured peace in the
East for a generation.
Rome refused to accept the Henatikon,
and when Justinian resolved to restore imperial supremacy in the Western kingdoms, conciliation with Rome became a matter of political importance. For the sake of this project, the unity of the East was sacrificed. The doctrine of Chalcedon was reasserted, the Hendtikon set aside; New Rome and Old Rome were again hand in hand. This meant the final alienation of Egypt and Syria. The national instinct which had been alive in the sth century grew into strong national sentiment in the 6th. One of the chief anxieties of Justinian’s long and busy reign was to repair the mischief. Deeply interested himself in matters of dogma, and prepared to assert to its fullest extent his authority as head of the church, he has been called “the passionate theologian on the throne”; but in his chief ecclesiastical measures political considerations were predominant. His wife Theodora was a monophysite, and he permitted her to extend her protection to the heretics. He sought new formulae for the purpose of reconciliation, but nothing short of repudiation of the Chalcedon acts would have been enough. The last great efforts for union were made when the Saracens invaded and conquered the dissident provinces. A new formula of union was discovered (One Will and One Energy). This doctrine of monotheletism would never have been heard of but for political exigencies. The Egyptians and Syrians would perhaps have accepted this compromise; but it was repudiated by the fanatical adherents of Chalcedon. Heraclius sought to impose the doctrine by an edict (Ecthesis, 638), but the storm, especially in Italy and Africa, was so great that ten years later an edict known a3 the Type was issued by Constans forbidding all disputation about the number of wills and energies. Constans was a strong ruler, and maintained the Type in spite of orthodox opposition throughout his reign. But the expediency of this policy passed when the Saracens were inexpugnably settled in their conquests, and in his successor’s reign it was more worth while to effect a reconciliation with Rome and the West. This was the cause of the 6th
Ecumenical Council which condemned monotheletism (680-681). Image-worship.—In the Hellenic parts of the empire devotion to orthodoxy served as a chrysalis for the national sentiment which was to burst its shell in the roth century. For the Greeks Christianity had been in a certain way continuous with paganism.
It might be said that the old deities and heroes who had protected their cities were still their guardians, under the new form of saints (sometimes imaginary) and archangels, and performed for them
the same kind of miracles. Pagan idolatry was replaced by Christian image-worship, which by the Christians of many parts of Asia' Minor, as well as by the Mohammedans, was regarded as
simply polytheism. Thus in the great iconoclastic controversy,
which distracted the empire for nearly 120 years, was invalved,
as in the monophysitic, the antagonism between different racial elements and geographical sections. Leo III., whose services as &
ROMAN EMPIRE, LATER
CHURCH AND STATE]
t deliverer and reformer were obscured in the memory of posterity by the ill-fame which he won as an iconoclast, was a native
of Commagene. His first edict against the veneration of pictures evoked riots in the capital and a revolt in Greece. The opposition was everywhere voiced by the monks, and it is not to be over-
ioked that for many monks the painting of sacred pictures was their means of existence. Leo’s son Constantine V. pursued the me policy with greater rigour, meeting the monastic resistance
by systematic persecution, and demned image-worship (753). my, $e, Asia Minor, and a copate, but it was not destined
in his reign a general council conIconoclasm was supported by the considerable portion of the episto triumph. When the Athenian
frene, wife of Leo IV., came to power after her husband’s death, as regent for her son, Constantine VI., she secured the restoration of the worship of icons.
The Iconoclastic Council was re-
versed by the 7th Ecumenical Council of 787. The iconoclastic
rty, however, was not yet defeated, and (after the neutral reign of Nicephorus I.) came again to the helm in the reigns of the Armenian Leo V. and the first two Phrygian emperors, Michael ti. and Theophilus. But the empire was weary of the struggle, and on the death of Theophilus, who had been rigorous in enforcing his policy, icon-worship was finally restored by his widow Theodora (843), and the question was never reopened. This was atriumph for the Greek element in the empire; the “Sunday of orthodoxy” on which iconoclasm was formally condemned is still
agreat day in the Greek Church.
The ablest champions who wielded their pens for the cause of icons, defending by theological arguments practices which really had their roots in polytheism, were in the early stage John of Damascus and in the later Theodore (abbot of the monastery of Sudium at Constantinople). The writings of the iconoclasts were destroyed by the triumphant party, so that we know their case oly from the works of their antagonists.
Schism Between the Greek and Latin Churches.—In this
struggle the Greeks and Latins were of one mind; the image-wor-
shippers had the support of the Roman see. When the pope resisted him, Leo III. confiscated the papal estates in Sicily and Calabria; and the diocese of Illyricum was withdrawn from the control of Rome and submitted to the patriarch of Constantinople. But when iconoclasm was defeated, there was no question af restoring Illyricum, nor could there be, for political reasons; smce the iconoclastic schism had, with other causes, led to the detachment of the papacy from the empire and its association with
iheFrankish power. By the foundation of the rival Roman empire in 800 the pope had definitely become a subject of another Sate. No sooner had the iconoclastic struggle terminated than
differences and disputes arose between the Greek and Latin Churches which finally led to an abiding schism, and helped to
foster the national self-consciousness of the Greeks. A strife wer the patriarchal chair between Ignatius (deposed by Michael
HI and supported by Rome) and Photius, the learned statesman
who succeeded him, strained the relations with Rome; but a graver @use of discord was the papal attempt to win Bulgaria, whose overeign, Boris, had been baptized under the auspices of Michael
I. (c. 865), and was inclined to play Old Rome against New
Rome. Photius stood out as the champion of the Greeks against
Te claim of the Roman see, and his patriarchate, though it did
wtlead to a final breach, marks the definite emancipation of the
xteks from the spiritual headship of Rome. This Ís the signifiance of his encyclic letter (867), which formulated a number of
ferences in rite and doctrine between the Greek and Latin
ches, differences so small that they need never have proved
amer to union, if on one side there had been no question of epal supremacy, and if the Greek attitude had not been the ex-
wsson of a tenacious nationality.
There was a reconciliation
t 900, but the Churches were really estranged, and the open td ultimate breach which came in 1054, when the influence of £ Cluny movement was dominant at Rome (Leo IX. was pope | ‘Michael Cerularius patriarch), sealed a disunion which had
bgexisted. Subsequent plans of reunion were entertained by € emperors merely for political reasons, to obtain Western supagainst their foes, or to avert (through papal influence) the
439
aggressive designs of Western princes. They were doomed to futility because they were not seriously meant, and the Greek population was entirely out of sympathy with these political machinations of their emperors. The Union of Lyons (1274) was soon repudiated, and the last attempt, the Union of Florence in 1439, was equally hollow (though it permanently secured the union of the Rumanians and of the Ruthenians). Part of the historical significance of the relations between the Greek and Latin
Churches lies in the fact that they illustrated and promoted by
way of challenge the persistence of Greek national self-consciousness. The emperors legislated against paganism and against heresy, not merely under ecclesiastical pressure, but because they thought
religious uniformity politically desirable. Theodosius the Great, a Spaniard, with no sympathy for Hellenic culture, set himself the task of systematically eradicating pagan institutions and customs. Though his persecution accomplished much, paganism was far from being extinct either in the East or in the West in the sth century. Not only did heathen cults survive in many remote districts, but the old gods had many worshippers among the higher classes at Rome, Constantinople, Antioch, Alexandria and Athens. The most distinguished Greek literati of that period were nonChristian. Justinian, who united theological enthusiasm with belief in the ideal of uniformity and, like Theodosius, was out of sympathy with Hellenism (““Hellene” now came to mean “pagan’’), persecuted polytheism more earnestly and severely than his predecessors. His measures created a panic among the higher classes at Byzantium, of whom many, as he suspected, were addicted to the ancient religion. He instituted a regular inquisition, exacted oaths of orthodoxy from all officials and teachers, and closed the philosophical schools of Athens. Missionaries (and it is remarkable that he employed monophysite heretics) were sent to abolish the old heathen worship which survived in many parts of Asia Minor where Christianity had hardly penetrated. By the end of the 6th century formal paganism had practically disappeared. In Asia Minor, especially in the east, there were many dissident communities which asserted independence of the Church of Constantinople and of all ecclesiastical traditions, founding their doctrines directly on the Bible. Most important of these heretics were the Paulicians (g.v.), a dualistic sect whom the Church regarded as Manichaeans. THE
MACHINERY
OF GOVERNMENT
The Autocracy and Its Constitutional Forms:—With Diocletian the Principate of Augustus had become undisguisedly an absolute monarchy, and this constitution prevailed to the end. There is virtually no constitutional history in the proper sense of the term in the later Roman empire, for there was neither evolution nor revolution. The monarchical system remained in all its essential points unchanged, and presents a remarkable example of an autocracy of immense duration which perfectly satisfied the ideas of its subjects. No attempt was made to alter it—to introduce, for instance, a limited monarchy or a republican Government; all revolts and conspiracies were aimed at the policies of particular autocrats, not at autocracy itself; generally they only represented sectional antagonisms and personal ambitions. The emperors inherited a deeply rooted instinct of legality as a tradition from Old Rome; and this respect for law which marked their acts, along with the generally good administration of justice, was a palladium of the monarchy. They were supreme in legislation, as well as in the administrative and judicial spheres; but they were on the whole moderate in wielding legislation as an instrument of licy. a Then were, however, recognized constitutional principles which it would have been impossible for the emperor to override.’ ‘ (x) The elective principle, inherited from the republic; was never changed. A new emperor had to be elected by the senate and acclaimed by the people. The succession never became automatic. But even Augustus had indirectly introduced the dynastic principle. Theodosius the Great, by causing his two sons, Arcadius
and Honorius, to be elected Augusti in their infancy, practically
elevated the dynastic idea into a constitutional principle; hence:
440
ROMAN
EMPIRE,
forward it was regarded as in the regular course that the son born to a reigning sovereign should in his infancy be elected Augustus.
Thus the election, though always an indispensable form, was only a reality when a dynasty came to an end. (2) When the position of Christianity was assured by the failure of Julian’s reaction, it was evident that profession of that religion would henceforward be a necessary qualification for election to the throne. This was formally and constitutionally recognized when the coronation of the emperor by the patriarch was introduced in 457, or perhaps in 450. (3) The sovereignty of the emperor was personal and not territorial. In this respect it always retained the character which it had inherited as the offspring of a Roman magistracy. Hence no Roman territory could be granted by the emperor to another power. For instance, the Western emperor Conrad III. could promise to hand over Italy to Manuel Comnenus as the dowry of his wife, but it would have been constitutionally illegal for Manuel to have made such a promise to any foreign prince; an Eastern emperor had no right to dispose of the territory of the State. Tendencies towards a territorial conception begin indeed to appear (partly under Western influence) in the time of the Palaeologi, especially in the custom of bestowing appanages on imperial princes. (4) While the senate of Rome generally lost its importance and at last became a mere municipal body, the new senate of Coristantine preserved its position as an organ of the State till the fall of Constantinople. For the imperial elections it was constitutionally indispensable, and it was able sometimes to play a decisive part when the throne was vacant—its only opportunity for independent action. The abolition, under Diocletian’s system, of the senatorial provinces deprived the senate of the chief administrative function which it exercised under the Principate; it had no legislative powers; and it lost most of its judicial functions. It was, however, still a judicial court; it tried, for instance, political crimes. In composition it differed from the senate of the Principate. The senators in the 4th century were chiefly functionaries in the public service, divided into the three ascending ranks of clarissimi, spectabiles, illustres. The majority of the members of the senatorial order lived in the provinces, forming a provincial aristocracy, and did not sit in the senate. Then the two lower ranks ceased to have a right to sit in the senate, which was confined to the dlustres and men of higher rank (patricians). The senatorial order must therefore be distinguished from the senate In a narrower sense; the latter finally consisted mainly of high ministers of State and the chief officials of the palace. It would be a grave mistake to underrate the importance of this body, through an irrelevant contrast with the senate of the republic or even of the Principate. Its composition ensured to it great influence as a consultative assembly; and its political weight was increased by the fact that the inner council of imperial advisers was practically a committee of the senate. The importance of the senate is illustrated by the fact that in the r1th century Constantine X., in order to carry out a revolutionary, anti-military policy, found it necessary to alter the composition of the senate by introducing a number of new men from the lower classes. (5) The memory of the power which had once belonged to the populus Romanus lingered in the part which the inhabitants of
New Rome, and their representatives, played in acclaiming newly
elected emperors, and in such ceremonies as coronations.
6th century the factions (“demes”)
Greens, appear
In the
of the circus, Blues and
as political parties, distract the city by their
quarrels, and break out in serious riots. On one occasion they shook the throne (“Nika” revolt, 532).
The emperors finally
quelled this element of disturbance by giving the factions a new
organization, under “demarchs” and “democrats,” and assigning them a definite quasi-political locus standi in the public ceremonies in the palace and the capital. The duty of providing
anem et circenses was inherited from Old Rome; but the free distribution of bread cannot be traced beyond the 6th century
LATER
[GOVERNMENT
the capital the people took little interest in politics, except when
theology was concerned; and it may be said generally that it Was
mainly in the ecclesiastical sphere that public opinion among the
masses, voiced by the clergy and monks, was an influence Which
made itself felt.
The court ceremonial of Constantinople, which forms such a marked contrast to the ostentatiously simple establishments of
Augustus and the Antonines, had in its origin a certain constitu tional significance. It was introduced by Aurelian and Diocletian, not, we must suppose, from any personal love of display, but rather to dissociate the emperor from the army, at a time when
the State had been shaken to its foundations by the predominance
of the military element and the dependence of the emperor on the soldiers. It was the object of Diocletian to make him independent
of all, with no more particular relation to the army than to any other element in the State; the royal court and the inaccessibility
of the ruler were calculated to promote this object. The etiqueite
and ceremonies were greatly elaborated by Justinian, and were
diligently maintained and developed. The public functions, which included processions through the streets to various sanctuaries of the city on the great feast-days of the Church, supplied enter. tainment of which the populace never wearied; and it did not escape the wit of the rulers that the splendid functions and solemn etiquette of the court were an effective means of impressing the imagination of foreigners, who constantly resorted to Constantinople from neighbouring kingdoms and dependencies, with the
majesty and power of the Basileus. The imperial dignity was collegial. There could be two or more
emperors (imperatores, BaotNels) at the same time; edicts were issued, public acts performed, in their joint names. Through the
period of dualism, in the 4th and sth centuries, when the administration of the Eastern provinces was generally separate from that of the Western, the imperial authority was also collegial. But after this period the system of divided authority came to an end and was never renewed. There was frequently more than one emperor, not only in the case of a father and his sons, or of two brothers, but also in the case of a minority, when a regent is elected emperor (Romanus I.; cf. Nicephorus II. and John Zimisces). But one colleague always exercised the sole authority, was the real monarch, the “great” or the “first” Basileus; the other or others were only sleeping partners. Under the Comneni a new nomenclature was introduced; a brother, e.g., who before could have become the formal colleague of the ruler, received the title of Sebastocrator (Sebastos was the Greek equivalent of Augustus). Legislation.—The ‘history of the legislation of the Eastem empire is distinguished by three epochs associated with the names of (1) Justinian, (2) Leo III., (3) Basil I. and Leo VI. For (1) the Justinianean' legislation, see JUSTINIAN. (2) Justinian’s reign was followed by a period in which juristic studies decayed. The 7th century, in which social order was profoundly disturbed, is a blank in legal history, and it would seem that the law of Justinian, though it had been rendered into Greek,
almost ceased to be studied or understood. Practice at least was
modified by principles in accord with the public opinion of Christian society and influenced by ecclesiastical canons. In a synod held at Constantinople in the reign of Justinian II. numerous rules were enacted, differing from the existing laws and based on ecclesiastical doctrine and Mosaic principles, and these were
sanctioned as laws of the realm by the emperor. Thus Church
influence and the decline of Roman tradition, in a State which
had become predominantly Greek, determined the character of the ensuing legislative epoch under the auspices of Leo II,
whose law book (A.D. 740), written in Greek, marks a new era and reflects the changed ideas of the community. Entitled a “Brief
Selection of Laws” and generally known as the Ecloga, it may be described as a Christian law book. In regard to the patria potestas increased facilities are given for emancipation from paternal con-
trol when the son comes to years of discretion, and the paternal is to a certain extent replaced by a parental control over minors. {had the loss of the Egyptian granary to do with its cessation? ), The law of guardianship is while the spectacles of the hippodrome lasted till the end. Outside marriage are transformed considerably modified. The laws of under the influence of the Christian
ROMAN
GOVERNMENT]
EMPIRE,
conception of matrimony; the institution of concubinatus is abolished. Impediments to marriage on account of consanguinity and of spiritual relationship are multiplied. While Justinian regarded iage as a contract, and therefore, like any other contract, dissoluble at the pleasure of the parties, Leo ITI. accepted the
LATER
441
pared the way for an administrative revolution, brought about by Stress of external necessities. In the 7th century all the energies of the empire, girt about by active enemies, were centred on war and defence; everything had to give way to military exigencies:
and a new system was gradually introduced which led ultimately to
Church view that it was an indissoluble bond. Ecclesiastical in- the abolition of the old. The change began in Italy and Africa, fuence is written large in the criminal law, of which a prominent
feature is the substitution of mutilation of various kinds for the
capital penalty. Death is retained for some crimes, such as murder and high treason; other offences were punished by amputa-
tion (of hand, nose, etc.). This system (justified by the passage
at the end of the 6th century, where operations against the Lombards and the Berbers were impeded by the friction between the two co-ordinate military and civil authorities (masters of soldiers, and praetorian prefects). The military governors were made su-
preme with the title of exarchs, “viceroys”; the civil authority
in the New Testament, “If thine eye offend thee,” etc.), though was subordinated to them in case of collision, otherwise remainto modern notions barbaric, seemed a step in the direction of ing unaltered. The change is an index of the dangerous crisis leniency; and it may be observed that the tendency to avoid through which these provinces were passing. In the East similar
capital punishment increased, and we are told that in the reign
of John Comnenus it was never inflicted.
circumstances led to similar results.
The Saracen danger hang-
(The same spirit, it ing imminent over Asia Minor imposed a policy of the same kind. may be noted, is apparent in the usual, though by no means in- And so before the end of the 7th century we find the empire di-
variable, practice of Byzantine
emperors
to render dethroned
rivals or members of a deposed dynasty innocuous by depriving them of eyesight or forcing them to take monastic orders, instead of putting them to death.) The Church, which had its own system of penalties, exercised a great influence on the actual operation of criminal law, especially through the privilege of asylum (recog-
nized by Justinian, but with many
reserves
and restrictions),
which was granted to Christian churches and is admitted without exceptions in the Ecloga. (3) The last period of legislative activity under Basil I. and Leo VI. represents a reaction, in a certain measure, against the Ecloga and a return to Justinian. The Ecloga had met practical
needs, but the Isaurian and Phrygian emperors had done nothing to revive legal study. To do so was the aim of Basil, and the revival could only be based on Justinianean law books or their
Greek representatives. These books were now treated somewhat as Justinian and his lawyers had treated their own predecessors. Ahandbook of extracts from the Institutes, Digest and Code was issued in 879 (6 mpdxetpos voyos, “the law as it is”), to fulfil somewhat the same function as the Institutes. Then a collection of all the laws of the empire was prepared by means of two commissions, and completed under Leo VI. It was entitled the Basilika. In many points (in civil, but not in criminal, Jaw) the principles of the Ecloga are set aside in favour of the older juris-
prudence. Thus the Justinianean ordinances on the subject of divorce were revived, and there remained henceforward a contradiction between the civil and the canon law.
After this there was no legislation on a grand scale; but there was a great revival of legal study under Constantine IX., who founded a new law-school, and there were many learned specialists who wrote important commentaries, such as John Xiphilin (11th century), Theodore Balsamon (12th century), Harmen-
opulos (14th century). The civil code of Moldavia (published
1816-17) is a codificatien of Byzantine law; and modern Greece,
although in framing its code it took the Napoleonic for its model,
professes theoretically to base its civic law on the edicts of the emperors as contained in the Hexabiblos of Harmenopulos.
_Administration.—Three principles underlay the administra-
tive reform of Diocletian: the separation of civil from military functions; the formation of small provincial units; and the scalar Structure which depended on the interposition of the vicar of a diocese and the praetorian prefect between the provincial govemor and the emperor. This system lasted unchanged for three and a half centuries. The few unimportant alterations that were
made were in harmony with its spirit, until the reign of Jus-
tman, who introduced certain reforms ‘that pointed in a new
on. We find him combining some of the small provinces into units, undermining the scalar system by doing away with Some of the dioceses and vicars, and placing in some cases mili-
tary and civil authority in the same hands.
The chief aim of
Diocletian in his general reform had been to secure central con-
l over the provincial Governments; the object of Justinian in
© particular reforms was to remedy corruption and oppresstion. These changes, some of which were soon cancelled, would dly in themselves have led to a radical change; but they pre-
vided into six great military provinces, three in Europe and three
in Asia: (1) Exarchate of Africa, (2) Exarchate of Italy, (3) Strategia of Thrace, (4) County of Opsikion (=obsequium), in-
cluding Bithynia, Honorias, Paphlagonia, parts of Hellespontus and Phrygia, (5) Strategia of the Amatolikoi, most of west and central Asia Minor, (6) Strategia of the Armeniakoi, eastern Asia Minor. In addition to these there was a naval circumscription, (7) the Strategia of the Karabisianoi (from xdpaBos, a vessel), including the southern coastland of Asia Minor, and the Aegean (see below under Navy). The lands of the old prefecture of Illyricum were not included in the system, because this part of the empire was then regarded as a lost position. On the contrary, here military powers were committed to the prefect of Illyricum, whose actual sphere extended little beyond Thessalonica, which was surrounded by Slavonic tribes. The Eastern changes, perhaps initiated by Heraclius, but probably due mainly to Constans II., did not interfere with the civil administration, except in so far as its heads were subordinated to the military commanders. But Leo III., who as a great administrative reformer ranks with Augustus and Diocletian, did away with the old system altogether. (1) Reversing Diocletian’s principle, he combined military and civil powers in the same hands. The strategos or military commander became also a civil governor; his higher officers (turmarchs) were likewise civil functionaries. (2) The scalar principle disappeared, including both the vicars and the praetorian prefect of the East (some of whose functions were merged in those of the prefect of the city); no authority interposed between the strategoi and the emperor. (3) The new provinces, which were called themes (the name marks their military origin: théma=corps), resembled in size the provinces of Augustus, each including several of the Diocletian divisions. This third and last provincial reform has, like its pred- | ecessors, its own history. The list of themes in the rrth century is very different from that of the 8th. The changes were in one direction-—the reduction of large provinces by cutting off parts to form smaller themes, a repetition of the process which. reduced the provinces of Augustus. Hence the themes came to vary greatly in size and importance. Leo himself began the process by breaking up the Anatolic command into two themes (Anatolic and Thracesian). The principle of splitting up was carried out systematically by Leo VI. (who was also responsible for a new ecclesiastical division of the empire). Imperial Officials.—In the central administration, the general principles seem to have remained unchanged; the heads of the great administrative bureaux in Constantinople retain the palatine character which belonged to most of them from the beginning. But there were many changes in these offices, in their nomenclature and the delimitation of their functions. There are great differences between the administrative corps in the sth, in the roth and in the 15th centuries. We can hardly be wrong in conjecturing that, along with his provincial reform, Leo III. made a rearrangement of the central bureaux; the abolition of the praetorian prefecture of the East entailed, in itself, modifications. But minor changes were continually being made, and we may note the fol-
ROMAN EMPIRE, LATER
4.4.2
lowing tendencies: (1) Increase in the number of ministers directly responsible to the emperor, (a) subordinate offices in the bureaux being raised to the rank of independent ministries; (5) new
offices being
created
and old ones
becoming
merely
titular. (2) Changes in nomenclature; substitution of Greek for Latin titles. (3) Changes in the relative importance and rank of the high officials, both civil and military. The prefect of the city (érapxos) controlled the police organization and adminisiration of justice in the capital; he was vicepresident of the imperial court of justice, and, when the office of prefect of the East was abolished, he inherited the functions of that dignitary as judge of appeals from the provinces. But the praefectus vigilum, commander of the city guards, who was subordinate to him, became an independent officer, entitled drungary of the watch, and in the 11th century superseded him as vice-
president of the imperial court. We are told that in the last years of the empire the prefect of the city had no functions at all; but his office survives in the Shehr-imaneti, “city prefecture,” of the Ottomans, in whose organization there are many traces of Byzantine influence. Instead of the quaestor of the sacred palace, whose duty was to draft the imperial laws and rescripts, we find in the oth century a quaestor who possesses certain judicial and police functions and is far lower in the hierarchy of rank. It has been supposed that the later quaestor really inberited the duties of another ofñcer, the quaesitor, who was instituted by Justinian. In the latest period the quaestor, if he still existed as a name, had no functions. The master of offices, who supervised the bureaux in the palace and was master of court ceremonies, also performed many functions of a minister of foreign affairs, was head of the imperial post (cursus), and of the corps of agentes in rebus or imperial messengers. This ministry disappeared, probably in the 8th century, but the title was retained as a dignity at all events till the end of the oth. The most important functions, pertaining to foreign affairs, were henceforward performed by the logothete of the post (Aoyoférys tov Ssduov). In the 12th century this minister was virtually the chancellor of the empire; his title was changed to that of great logothete by Andronicus II. The two financial ministers, comes sacrarum largitionum and comes rei privatae, continued to the end under the titles No-yobésnr Tov yev.xod (general logothete) and 6 éxl rod lécxod (Anastasius added a third, the count of the sacred patrimony, but he was afterwards suppressed). But in the gth century we find both these ministers inferior in rank to the sacellarius, or private pursekeeper of the emperor. Besides these there was a fourth important financial department, that of the military treasury, under a logothete. The employment of eunuchs as high ministers of State was a , feature of the Byzantine empire from the end of the 4th century. It is laid down as a principle (A.D. goo) that all offices are open to them, except the prefecture of the city, the quaestorship, and the military posts which were held by “domestics.” There were then eight high posts which could only be held by eunuchs, of which the chief were the parakoimdmenos and the protovestiarios
(master of the wardrobe).
[FISCAL SYSTEM
class of patricians. In the 9th century we find an entirely differ. ent system; the number of classes being largely augmented, and the nomenclature different. Instead of epithets, like illustres, the names are titles which had designated offices; “patrician” alone
survives. The highest rank is now (1) the magistroi; then come the patricians in two classes: (2) proconsular patricians, (3) re-
spectable
dishypatoi
patricians;
below
(= bis consules),
these
(4)
protospatharivi,
(6) spatharokandidatoi,
(5)
(7) Spa-
tharioi, and other lower ranks. Particular ranks do not seem now to have been inalienably attached to particular offices. The sirategos of the Anatolic theme, e.g., might be a patrician or only a protospathar. Whoever was promoted to one of these ranks
received its insignia from the emperor’s hand, and had to pay
fixed fees to various officials, especially to the palace eunuchs. In the provinces ordinary justice was administered by judges
(xpirai)
who were distinct from the governors of the themes,
and inherited their functions from the old provincial governors of Diocletian’s system. In Constantinople higher and lower courts
of justice sat regularly and frequently.
The higher tribunals
were those of the prefect and the quaestor, before whom different kinds of cases came. Appeals reached the emperor through the bureau of petitions (r&v denoéwv); he might deal with the case
immediately; or might refer it to the imperial court of appeal,
of which he was president; or else to the special court of the Twelve Divine Judges (Getor dixacrai), which was instituted by Justinian. Fiscal System.—While the administration of justice was one of the best features of the Eastern empire, its fiscal system, likewise inherited from the early empire, was one of its worst. If the Government had been acquainted with the principles of public economy, which have not been studied till comparatively recent
times, a larger revenue might have been raised without injuring the prosperity of the inhabitants. Taxes were injudiciously imposed and oppressively collected. The commerce of the empire was one of its great sources of strength, but the Government looked on the merchants as a class from which the utmost should be extorted. The chief source of revenue was the land. The main burdens which fell upon the landed proprietors throughout the whole period were the land tax proper and the annona. The land tax (capitatio terrena=the old tributum of the imperial, stipendium of the senatorial provinces) was based, not on the yearly produce, but on the capital of the proprietor, the character and value of the land being taken into account. In later times this seems to have become the xamvixéy, or hearth tax. The annona was an additional impost for supporting the army and imperial officials; it was originally paid in produce. The province was divided into fiscal districts, and the total revenue to be derived from each was entered in a book of assessment. The assessment was in early times revised every 15 years (the “indiction” period), but subsequently such revisions seem to have been very irregular. The collection of the taxes was managed through the curial system, while it lasted (till 7th century?). The decurions, or municipal councillors, of the chief town in each district were
responsible for collecting and delivering the
owed by depressed very decay in the organization, the principle of collective responsibility remained in the form of the mpor) or additional charge; that is, if a property was left without an owner, the taxes for which it was liable became an extra charge on the other members of the district. The taxes whole amount, and had to make good the sums faulters. This system of collective responsibility heavily on the decurions, and helped to cause their Western provinces. After the abolition of the curial
An emperor who had not the brains or energy to direct the affairs of the State himself, necessarily committed the task of guiding the helm to some particular minister or court dignitary who had gained his confidence. Such a position of power was outside the constitution, and was not associated with any particular office; it might be held by an ecclesiastic or a eunuch; it had been held by the eunuchs Eutropius and Chrysaphius in the reigns of Arcadius and Theodosius II. respectively. In later times, such a first minister came to be denoted by a technical term, 6 mapaôv-
kinds, of which the most important was the furnishing of horses,
father-in-law of Leo VI. Most of the emperors between Basil IT. and Alexius Comnenus were under the influence of such ministers. The orders of rank (which must be distinguished from titles of
The history of landed property and agrarian conditions in the Eastern empire still awaits a thorough examination. It may be noted that individual hereditary proprietorship was always the
7th centuries there were the three great classes of the ilustres, spectabiles and clarissimt; and above the illustres a small, higher
and that the commonly supposed extensive existence of communities possessing land in common is based on erroneous inter-
vacreiwy.
were collected by praktéres, who were under the general logothete. The peasant proprietors were
also liable to burdens of other
This was the position, for instance, of Stylianus, the vehicles, postboys, etc., for the State post (see ANGARIA).
office) were considerably increased in later times. In the 4th and
rule (on Crown and monastic lands as well as in other cases),
Y
ser
ROMAN EMPIRE, LATER
DEFENCE SYSTEM)
‘ation of documents.
When imperial lands were granted to
monasteries or as fiefs to individuals, the position and rights of the peasant proprietors on the estates were not changed, but in
themes, and varied at different sisted of 2 turmai (brigades) banda (regiments), each under of 5 pentarkhiai (companies)
443 periods. The Thěma (corps) conunder turmarchai; the turma of 5 a drungarios (colonel); the bandon under a komētes (captain). The
many cases the imposts were paid to the new master instead of to the fisc. In the 4th, 5th and 6th centuries the cultivators were pentarkhia, containing 200 men had 5 subdivisions under penteattached to the soil (coloni, ascriptici; see SERFDOM), in the in- kontarkhai (lieutenants); and there was a smaller unit of ten
rests of the fiscus; it has been supposed, on insufficient grounds,
that this serfdom was abolished for a time by Leo III., though it is probable that the condition of the peasants was largely changed by the invasions of the yth century. In any case the
system of compulsory
attachment
of peasants to their lands
mained in force, and the class of adscripticit (tvaréypadou)
men under the dekarkhes (corporal). The total strength in the gth century was 120,000; in Justinian’s time it was reckoned at 150,000.
Distinct from the military forces (@éuara) of the provinces were the forces (rayuara) stationed in or near the capital. The most important of these were the scholae and the excubitores.
existed till the latest times. The chief sources for agrarian conditions are, besides the imperial laws, monastic records, among
The scholarian troops were in early times under the master of offices, but subsequently their chief officer, the domestic of the which may be mentioned as specially valuable those of the schools, became the highest military commander in the empire monastery of Lemboi near Smyrna. next to the strategos of the Anatolic theme. In war, when the emperor did not assume the chief command himself, he might MEANS OF DEFENCE entrust it to any commander, and he often entrusted it to the The general principle of the military defence of the empire domestic. In the 11th century, after the conquest of Bulgaria, in the 4th century consisted in large forces stationary on the there were two domestics, one for the East and one for the West, frontiers, and reserve forces, stationed in the interior provinces, and under Alexius Comnenus the domestic of the West received which could be moved to any point that was in danger. Thus the title great domestic. Under the Palaeologi the great domestic the army was composed of (1) the limitanei, frontier-troops was superior in rank to all other ministers. (mder duces), and (2) reserve forces (under magistri militum) Besides the scholarians and the excubitores (who had been of two denominations, (a) palatini and (b) comitatenses. The organized in the 5th century), there were the regiments of the limitanei were the more numerous; it has been estimated that hikanatoi, the arithmos and the numeroi. The numeroi were footif they numbered about 350,000, the comitatenses and palatini soldiers. The optimatoi, also infantry, properly belonged to the together amounted to less than 200,000. It is to be noted that same category, though they were constituted as a theme. It is for the old legion of 6,000 men a smaller legion of 1,000 had to be observed that the demes or corporations of Constantinople been substituted, and that the proportion of cavalry to infantry were partly organized as militia, and were available for purposes was small) In the 6th century the fundamental principles of of defence. the system were the same; but the cavalry had become a much The great difference between this Byzantine army and that of more important branch of the service, and in the wars of the earlier empire is that its strength (like that of the feudal Belisarius the foederati, barbarian mercenaries of various races, armies of the West) lay entirely in cavalry, which the successors commanded by their own chiefs, played a great rôle. The peasants of Heraclius and the Isaurian emperors developed to great perof Illyria and Thrace, the mountaineers of southern Asia Minor fection. The few contingents of foot were subsidiary. The army still supply an important part of the army, but the number of was free from the want of discipline which was so notable in the barbarians (Heruli, Vandals, Goths, Slavs, Arabs, etc.) is much 6th century; it was maintained in Asia Minor, which was the larger. Solidity and a corresponding want of mobility character- great recruiting ground, by a system of military holdings of land ved at this time both cavalry and infantry; their great merit was (an extension of the old Roman system of assigning lands in the straight and rapid shooting: Belisarius ascribed his success in frontier districts to federate barbarians and to veterans). The Italy to the excellence of the archery. It is remarkable with what conditions of the marauding expeditions and guerilla warfare, small forces (not more than 25,000) the first conquest of Italy continuously carried on against and by the Saracens in the 8th, was achieved, though Belisarius was far from being a military gth and roth centuries, were carefully studied by generals and genius and the discipline in his army was flagrantly defective. tacticians, and we possess the theory of the Byzantine methods in Justinian carried out on the frontiers and in the exposed a treatise composed by the emperor Nicephorus Phocas, and provinces a carefully devised and expensive system of defensive edited by one of his pupils. Every detail of an inroad into works. Fortified towns along the limes were connected by inter- Saracen territory is regulated. vening forts, and at some distance behind was a second line of In the 8th and oth centuries there was a system of signals by more important fortresses more strongly garrisoned, which fur- which an approaching Saracen incursion was announced to Conmshed both a second barrier and places of refuge for the inhabit- stantinople from the Cuilician frontier. The news was flashed ats of the open country. There was an elaborate system of across Asia Minor by eight beacon fires. The first beacon was at signals by which the garrisons of the front stations could announce Lulon (which commanded the pass between Tyana and the not only the imminence of a hostile invasion, but the number Cilician Gates), the last on Mt. Auxentius in Bithynia. When and character of the enemy. In North Africa there are abundant this fire appeared, a light was kindled in the pharos of the imperial remains of the forts of the 6th and yth centuries, displaying the palace at Constantinople. The system was discontinued in the military architecture of the period and the general frontier system. reign of Michael III., probably after the capture of Lulon by The typical fortress had three defences: the wall flanked by the enemy in 860, and was not renewed, though Lulon was resquare towers of three storeys; at a few yards’ distance a second covered in 877. wall of stone; and outside a deep foss about 2oyd. wide, with The loss of a great part of Asia Minor to the Seljuks, and the oo sides, filled with water, and along its edge a rampart of disorganization of the provinces which they did not acquire,
The Army.—We have already seen how the disasters and lossesof the yth century led to a radical change in the military organization, and how the empire was divided into themes. The Preponderant influence which Asia Minor won and retained till the 11th century is reflected in the military establishment, which
mainly depended on the Asiatic provinces.
The strategos of a
ge theme commanded a corps of 10,000 and the scheme of the ons and subordinate commands has a remarkable resemblance € organization of some of the armies of modern Europe. e recorded scheme was probably not uniform in all the
seriously weakened the army, and the emperors had recourse more and more to foreign mercenaries and barbarian auxiliaries.
The employment of Scandinavians had begun in the roth century, and in 988 was formed the Varangian guard. In the arsenal of Venice are two lions, which were transported from the Peiraeus, inscribed with obscure Runic characters, carved perhaps. by Scandinavians in the army of Basil II. Under Michael IV. the famous Norwegian prince Harald Hardrada (described by a Greek writer as “Araltes, son of the king of Varangia”) fought for the empire in Sicily and in Bulgaria. But in the latter part of the 11th century foreign mercenaries greatly increased in numbers and importance, ;
444
ROMAN EMPIRE, LATER
[DEFENCE SYSTEM
The note of the Byzantine army was efficiency, and nowhere is the general reform of Leo, which united civil and military powers the immeasurable superiority of the civilization of the Eastern in the same hands, naturally placed the commanders of the two empire to the contemporary States of Europe more apparent. branches of the navy on a new footing, by making them provincial The theory of military science was always studied and taught; governors. In this and the following reigns, the tendency was to constant practice, interpreting and correcting theories, safeguarded neglect the fleet; the interest of the Government was concep. it against pedantry; and a class of magnificent staff officers were trated on the army. For a time this policy was prosecuted with trained, who in the roth century were the terror of the enemy. impunity, since the Omayyad dynasty was growing weak, and then The particular tactics of the various foes whom they had to face under the Abbasids, who transferred the capital from Damascus tg were critically studied. We have a series of military text-books, from the time of Anastasius I. to that of Basil II., in which we
can learn their principles and methods. In this army there was plenty of courage, and distinct professional pride, but no love of fighting for fighting’s sake, nor the spirit which in western Europe developed into chivalry. The Byzantines despised such ideas as characteristic of barbarians who had physical strength and no brains. The object of a good general, as Leo VI. shows in his important treatise on Tactics, was in their opinion not to win a great battle, but to attain success without the risks and losses of a great battle. The same author criticizes the military character of the Franks. Paying a tribute to their fearlessness, he points out their want of discipline, the haphazard nature of their array and order of battle, their eagerness to attack before the word was given, their want of faculty for strategy or tactical combinations, their incapacity for operations on difficult ground, the ease with which they could be deceived by simple artifices, their carelessness in pitching camps, and their lack of a proper intelligence department. These criticisms, borne out by all we know of feudal warfare, illustrate the contrast between a Western host, with its three great “battles,” rushing headlong at the foe, and the Byzantine army, with its large number of small units, co-operating in perfect harmony, under a commander who had been trained in military science, had a definite plan in his head, and could rely on all his subordinates for strict and intelligent obedience. The Navy.—Under the early empire, as Rome had no rival in the Mediterranean, it was natural that the navy and naval theory should be neglected. When Constantine the Great decided to besiege Byzantium by sea, both he and his opponent Licinius had to create fleets for the struggle. Even when the Vandals in Africa made transmarine conquests and became a naval power, the Romans did not seriously address themselves to building an efficient navy. The Vandals harried their coasts; their expeditions against Africa failed. And even when the Vandal power was in its decline and Belisarius set forth on his successful expedition of conquest, his fears for the safety of his squadron in case he should be attacked at sea allow us to suspect that the fleet of the enemy was superior to the Roman. The conquest of Africa secured for Justinian the undisputed command of the Mediterranean, but he did nothing for the naval establishment. It was not till the Saracens, aspiring to conquer all the Mediterranean coastlands, became a naval power that the Roman empire was forced, in a struggle for its being, to organize an efficient fleet. This, as we saw, was the work of Constans TI., and we saw what it achieved. In this first period (c. 650-720) the naval forces, designated as the Karabisianoi, were placed under the command of an admiral, with title of strategos. They consisted of two geographical divisions, each under a drungerios: the province of the Cibyrrhaeots (probably named from the smaller Cibyra in Pamphylia) which included the southern coast districts of Asia Minor, and the Aegean province, which embraced the islands and part of the west coast of Asia _Minor. The former was the more important; the marines of this province were the hardy descendants of the pirates, whose subjugation had taxed the resources of the Roman Government in the last years of the republic. It was a new principle to impose the burden of naval defence on the coast and island districts. Distinct from these fleets, and probably organized on a different principle, was the naval contingent stationed at Constantinople. Leo III.
changed the naval administration, abolishing the supreme com-
mand, and making the Cibyrrhaeot and Aegean provinces separate independent themes under strategoi. The change was due to two motives. There was a danger lest a commander of the whole navy sheuld become over powerful (indicated by the political rôle played by the navy before Leo’s accession); but apart from this,
Baghdad, the sea-power of the caliphate declined. But the neglect
of the fleet was avenged in the oth century, when Crete and Sicily were wrested from the empire, the loss of south Italy was imminent, and Muslim squadrons sailed in the Adriatic—losses and
dangers which led to a reorganization of the navy under Basil Į. and Leo VI. After this reform we find the navy consisting of two
main contingents: the imperial fleet (stationed at Constantinople), and the provincial fleets, three in number, of (a) Cibyrrhaeot
theme, (b) Aegean theme, (c) theme of Samos. A small distinc contingent was supplied by the Mardaites who, natives of Mt. Lebanon, had been transplanted (partly to Pamphylia, partly to Epirus, the Ionian islands and Peloponnesus). The imperial fleet
seems to have consisted of about 100 warships manned by 23,000 marines (the same men fought and rowed); the provincial fleets
of 77 warships manned by 17,000. When the fleets acted together, the admiral in supreme command for the time was called the “drungary of the naval forces.” The warships (6pduwyves, “dromonds”) were mainly biremes, but there were also uniremes, built for speed, called “galleys” (yaXatar), Pyrotechnic was an important department in the naval establishment; the manufacture of the terrible explosive known as liguid or marine fire (see Greex FIRE) was carefully guarded as a State secret. The navy, active and efficient in the roth century, is described by a military and therefore unprejudiced officer of the r1th as the glory of Romania. But towards the end of the 11th century it declined, the main cause being the disorganization of the naval provinces of Asia Minor, which, as we saw, was a result of the Seljuk conquest of the interior. This decline had important indirect consequences; it led to the dependence of the empire on the Venetian navy in the struggle with the Norman power, and for this help Venice exacted commercial privileges which injured Byzantine commerce and opened the door to the preponderant influences of the Venetians in eastern trade. In the period of the Palaeologi the imperial navy, though small, was active; and the importance which it possessed for the State is illustrated by the high rank at court which the admiral (who in the rzth century had received the title of great duke, weyas dove) then occupied; the only minister who was superior to him was the great domestic.
Diplomacy.—In protecting the State against the barbarians
who surrounded it, diplomacy was a weapon as important in the eyes of the Byzantine Government as soldiers or fortifications. The peace on the frontiers was maintained not only by strong military defences, but by more or less skilful management of the frontier peoples. In the later empire this kind of diplomacy, which we may define as the science of managing the barbarians, was practised as a fine art; its full development was due to Justinian. Its
methods fall under three general heads. (1) One people was kept
in check by means of another. The imperial Government fomented rivalry and hatred among them. Thus Justinian kept the Gepidae in check bythe Lombards, the Kuturgurs by the Utigurs, the Huns by the Avars. (2) Subsidies were given to the peoples on the frontiers, in return for which they undertook to defend the frontier adjacent to them, and to supply fighting men when ca upon to do so. The chiefs received honours and decorations. Thus
the Berber chiefs on the African border received a staff of silver, encrusted with gold, a silver diadem, white cloak, embroidered tunic, etc. More important potentates were invested with a costlier dress. In these investitures precedence was carefully observed. The chiefs thus received a definite position in the empire, and the rich robes, with the ceremony, appealed to their vanity. In some
cases they were admitted to posts in the official hierarchy,—being created patricians, masters of soldiers, etc. They were extremely fond of such honours, and considered themselves half-Romans. Another mode of winning influence was to marry barbarian princes
ROMANES—ROMANESQUE to Roman wives, and rear their sons in the luxury of the palace. Dissatisfied pretenders, defeated candidates for kingship, were welcomed at Constantinople. Thus there were generally some princes, thoroughly under Byzantine influence, who at a favourable opportunity could be imposed on their compatriots. Throughout Jusunian's reign there was a constant influx of foreign potentates to
Constantinople, and he overwhelmed them with attentions, pom-
pous ceremonies and valuable presents. (3) Both these methods were already familiar to the Roman Government, although Justin-
445
ARCHITECTURE
century it was an object of the Government to maintain the Kha-
zars (whose army consisted mainly of mercenaries) against the
Petchenegs; and hence, if it should become necessary to hold the Khazars in check, the principle was to incite against them not the Petchenegs, but other less powerful neighbours, the Alans of the Caucasus, and the people of “Black Bulgaria” on the middle Volga (a State which survived till the Mongol conquest). For this systematic diplomacy it was necessary to collect information about the peoples whom it concerned. The ambassadors
ian employed them far more extensively and systematically than sent to the homes of barbarous peoples reported everything of any of his predecessors. The third method was new and character- interest they could discover. We owe to Priscus a famous graphic istic. The close connection of religion and politics at Constanti- account of the embassy which he accompanied to the court of nople prepares us to find that Christian propaganda should go Attila. We possess an account of an embassy sent to the Turks in hand-in-hand with conquest, and that the missionary should co-op- central Asia in the second half of the 6th century, derived from an erate with the soldier. The missionary proved an excellent agent. official report. Peter the Patrician in Justinian’s reign drew up The typical procedure is as follows. In the land which he under- careful reports of his embassies to the Persian court. When fortakes to convert, the missionary endeavours to gain the confidence eign envoys came to Constantinople, information was elicited from of the king and influential persons, and makes it a special object them as to the history and domestic politics of their own countries. to enlist the sympathies of the women. If the king hesitates, it is It can be shown that some of the accounts of the history and cussuggested that he should visit New Rome. The attraction of this toms of neighbouring peoples, stored in the tr@atise of Constantine idea is irresistible, and when he comes to the capital, the pomp of Porphyrogennetos referred to above (furnishing numerous facts his reception, the honours shown him by the emperor, and the not to be found anywhere else), were derived from barbarian splendour of the religious ceremonies overcome his last scruples. ambassadors who visited Constantinople, and recorded by the Thenceforward imperial influence is predominant in his dominion; imperial secretaries. We may conjecture with some probability priests become his advisers; a bishop is consecrated, dependent on that the famous system of the Relazioni, which the Venetian Govthe patriarch of Constantinople; and the barbarians are trans- ernment required from its ambassadors, goes back originally to formed by the penetration of Byzantine ideas. By the application Byzantine influence.
of these various means, Justinian established Roman influence in BIBLIOGRAPHY.—1. General works: Gibbon’s Decline and Fall of Nubia, Ethiopia and south Arabia, in the Caucasian regions, and the Roman Empire; Finlay’s History of Greece (ed., Tozer; vols. i-iv., 1877); C. W. C. Oman, The Byzantine Empire (1892) (a on the coast of the Euxine. The conversion of the Lazi (of Colsketch). 2. Works dealing with special periods, or branches chis) was specially notable, and that of the Sabiri, who were politi- popular of the subject: T. Hodgkin, Italy and her Invaders (8 vols., 1879-99) cally important because they commanded the eastern pass of the (to aD. 800); J. B. Bury, History of the Later Roman Empire, AD. Caucasus known as the Caspian Gates. It will be observed that the 395-800 (2 vols., 1889); E. Pears, The Fall of Constantinople, being great prestige of the empire was one of the conditions of the the Story of the Fourth Crusade (1885), and The Destruction of the Greek Empire (1903). See bibliographies in the Cambridge Mediaeval success of this policy. History, vol. iv. (J. B. B.) The policy had, of course, its dangers, and was severely critiROMANES, GEORGE JOHN (1848-1894), British bioloczed by one of Justinian’s contemporaries, the historian Procopius. Concessions encouraged greater demands; the riches of gist, was born at Kingston, Canada, on May 20, 1848. He was the empire were revealed. It was a system, of course, which could educated at Gonville and Caius college, Cambridge, and early not be permanently successful without military power behind it, formed an intimate friendship with Charles Darwin, whose theand of course it was not infallible; but in principle it was well- ories he did much during his life to popularize and support. When studying under Sir J. Burdon Sanderson at University college, founded, and proved of immeasurable value. London, in 1874-76, he began a series of researches on the nervous In the roth century we have again the means of observing how the Government conducted its foreign policy on carefully thought and locomotor systems of the Medusae and Echinodermata. The out principles. The empire was then exposed to constant danger results were published in Jelly-fish, Star-fish, and Sea-urchins from Bulgaria, to inroads of the Magyars, and to attacks of the (1885). In 1879 Romanes was elected F.R.S. Meantime he had Russians. The key to the diplomatic system, designed to meet been also devoting his attention to broader problems of biology. ‘hese dangers, was the cultivation of friendly relations with the In 1881 he published Animal Intelligence, and in 1883 Mental Petchenegs, who did not menace the provinces either by land or Evolution in Animals, in which he traced the parallel developea and could be incited to act against Russians, Bulgarians or ment of intelligence in the animal world and in man. He followed Magyars. The system is explained in the treatise (known as De up this line of argument in 1888 with Mental Evolution in Man, ministrando imperio) composed by the emperor Constantine in which he maintained the essential similarity of the reasoning Porphyrogennetos (c. 950). The series of these northern States processes in the higher animals and in man, applying Darwin’s theory of evolution to the development of the mind. From vas completed by the kingdom of the Khazars (between the Cau- 1886—90 Romanes delivered a course of lectures on “The Philosasus and the Don), with which the empire had been in relation ince the time of Heraclius, who, to win its co-operation against ophy of Natural History” at Edinburgh, and was Fullerian profrsla, promised his daughter in marriage to the king. Afterwards fessor of physiology at the Royal Institution from 1888 to 18oq1. Khazars gave two empresses to New Rome (the wives of Jus- In 1892 he brought out an Examination of Weismannism, in man IT. and Constantine V.). Their almost civilized State steered which he upheld the theory of the hereditability of acquired charkilfully between the contending influences of Islam and Chris- acters. In 1890 he settled at Oxford, where he founded a lectureunity, and its kings adopted the curious means of avoiding sus- ship to be delivered annually on a scientific or literary topic. In #aon of partiality for either creed by embracing the neutral reli- 1893 he published the first part of Darwin and after Darwin, a non of the Jews. Commercial and political relations with the Kha- work dealing with the development of the theory of organic evous Were maintained through the important outpost of the empire lution, and physiological selection, first propounded in a paper t Cherson in the Crimea, which had been allowed to retain its re- contributed to the Linnean Society in 1886, which provoked much lican constitution under a president (mpwrebwy) and a munic- controversy; a second part appeared in 1895 after his death, which occurred at Oxford on May 23, 1894; the third part ig still pal board ( üpxovres), though this freedom was limited by the unpublished. Ppaintment of a
strategos in 833, a moment at which the Khazars Hre seriously threatened by the Petchenegs. The danger to be
eared from the Khazars was an attack upon Cherson, and it seems tobable that this was a leading consideration with Leo III. when e wedded his son Constantine V. to a Khazar princess. In the gth
His Life and Letters, by his widow, appeared in 1896; his essays
were edited by C. L. Morgan
(1897).
He was also the author of a
number of poems, a selection from which was published in 1896.
ROMANESQUE
ARCHITECTURE:
AND ROMANESQUE
ARCHITECTURE.
`
t
see
Byzantine
ROMANESQUE
4-40 ROMANESQUE
ART.
ART
The term Romanesque is used in | and countries in which a Scandinavian culture was imposed upos
widely varying senses by different authorities. In general, it denotes the art and culture of Europe exclusive of the eastern empire and Russia. from the time of the fall of Rome (476) down to the development of Gothic art which occurred at various dates in different countries. but entirely between rroo and 1300; in portions of Italy art remained dominantly Romanesque well into the 14th century. The attempt is sometimes made to limit the use of the word to the era following the Carolingian empire (800-
987); this, however, causes undue difficulties of chronology and complexities in the identification of much work, so that the broader sense is both more true and more simple. The dominant element in all Romanesque art is the attempt, increasingly successful with the passage of time, of peoples
originally barbaric, brought gradually into touch with the ruins of a magnificent culture, and at the same time under the inclusive and unifying influence of an enthusiastic Christianity, to develop, for themselves, art forms which they could, with their own skill, create and which would satisfy their own emotional demands, so different both from those of the Roman empire and those of the cultivated and Christianized earlier Roman provinces. At first, this attempt was most evidently influenced by Roman art forms and produced caricatures of them; only in such long Christianized provinces as Gaul did some traces of the traditional, technical skill persist through the much troubled pre-Carolingian times. As time went on, however, not only did the fast growing skill of the former barbarians and the conquered peoples under them lead to an increasing freedom from the Roman models, but other influences crept in. Thus, by the beginning of the r2th century, there is evident in all Romanesque work throughout Europe a combination of differing tendencies and traditions whose varying proportions in different localities gave rise to the individual characteristics of different schools of art. These commingled influences may be briefly listed. The first, and still the most important, is Roman art; the fact that Rome was the centre of the Christian church at the time added to its power. The second element was Byzantine, for in Constantinople, throughout the dark ages, the manufacture of all sorts of objects of great beauty continued unabated; with the growing culture of the west, Byzantine and Syrian artists and craftsmen were in great demand and apparently large numbers of them were at work, at least in France. The third element is that which comes directly from the near east, especially Persia and Mesopotamia, through the medium of textiles which were among the most prized church decorations of the time and whose ornamental forms were copied alike in stone carvings and on manuscripts. The last element, which is the most difficult to analyze and evaluate, is the influence of the northern background of Lombard, Goth, Teuton and Celt. The
a Celtic background, as in Ireland, the Scottish islands and western,
England, a much greater skill appears; traditional Scandinavian and Celtic forms, such as the intricate interlaces, frequently based
on dragon or snake forms, and much simplified human figures, often themselves worked into geometrical forms, are carved With brilliant decorative effect; the old Norse, pagan shapes merging with the new Christian symbolism, as in the famous stone Crosses of England and Ireland.
During the r2th century there was an enormous change throughout Europe, as if, almost suddenly, latent decorative
imagination and technical skill had come to maturity. Twelfth century sculpture, alike in France, Italy, Germany, Spain and England was accomplished, and at times, almost sophisticated. A blend of conventionalism and naturalism makes the porches of
hundreds of churches beautiful examples of architectural sculpture, In painting and mural decoration the influences at work were largely Byzantine. (See BYZANTINE ART.) Crude attempts to imitate Byzantine mosaic are found in much early Italian Romanesque work, and from manuscript accounts it would appear that similar attempts were once common in Romanesque churches farther west and north. Decorative painting shows also the dominance of Byzantine tradition into the xr2th century; here, however, various local schools of illuminated manuscripts (g.v) modified and freed mural decoration. Nevertheless, the chief aim was decorative rather than pictorial. Architectural members were richly patterned and wainscots painted with imitations of stone joints and hanging textiles, with little attempt at realism. Figures were painted flat, with little or no desire for light and shade, and arranged according to a purely decorative pattern; their size was frequently determined by relative importance or decorative necessity rather than any endeavour to achieve realism. The Romanesque genius found one of its most congenial outlets in the decoration and illustration of books. As early as the 7th century, a vivid school of manuscript design had developed in Ireland and from there spread to the Scotch islands. The works of the school are marked by rich capitals, borders made of geometric interlaces, which often also cover the field of the page, and an occasional use of dragon’s heads, birds and grotesque human figures. The complex beauty of these pages exerted a strong mm fluence on later Romanesque work in many parts of Europe and Carolingian manuscripts show a combination of Celtic interlaces with classic motives and drawings inspired by late Roman manuscripts. Later, the intricate Celtic forms passed out of use, the modified and naturalistic treatment ap-
Roman
traditions were
peared.
By the beginning of the r2th century manuscripts in all
the countries north of the Alps tended to resemble each other,
and the figures show many of the characteristics of 12th century itense vigour of Romanesque art, however crude, is evidence of sculpture; the same dignity, decorative design and convincing the power of this influence; to it are also probably due the obvious emotional quality. Borders and ornamental initials had lost the love of beasts and some of the grotesque element. intricate geometric shapes of the earlier period and the stylized This young and vigorous art found expression in many fields. leaves and flowers which were later to develop ‘into the glories of In architecture new forms were developed which eventually gave Gothic illumination were beginning to appear. birth to the Gothic style. (See ByzANTINE and ROMANESOUE South of the Alps manuscript decoration was following difARCHITECTURE.) The sculpture of the period is so largely archi- ferent lines. There, the influence of Byzantine manuscripts, with tectural that separate treatment of it can only consider part of its occasional reminiscences of classic work, remained dominant. purpose and effect. Up to the 12th century it is crude but treRomanesque metal work followed many of the same lines of mendously alive. Unable to render the polished graciousness of development as Romanesque sculpture. In early work that of classic forms, the early sculptor turned first to shallow imitations the Celtic countries was outstanding and magnificent silver-ware of Byzantine ornaments, and later naive interpretations in stone and jewellery were produced. Filigree (g.v.) was peculiarly conof manuscript decorations and miniatures. Only in Italy, where genial to the northern love of interlaces and complexities and was some remnants of earlier skill seem to have persisted, there frequently applied, with excellent decorative effect, in small areas, developed in the latter part of the r1th century any adequate to large, simple cups and chalices. (See DrinKING VESSELS.) sculptural technique. In Tuscany this seems to have been largely Meanwhile, Byzantine church silver-ware and goldsmith’s work based on classic tradition, but in Lombardy there appears a was widely imported into Europe and exerted a strong influence mixture of Byzantine elements absorbed from Venetia and more upon the metal work of the later Romanesque times. (See SILVER vivid and naturalistic elements, at times strongly impregnated SMITHS’ AND GOLDsmITHS’ Work.) Particularly important was with grotesque feeling, more like the Romanesque across the the development in France of a famous school of enamel workers, Alps. Meanwhile, farther north, sculptural technique was rudiwho worked both in clotsonné and champlevé. (See ENAMELS.) mentary. Anglo-Saxon sculpture consisted of hardly more than Little of the early wrought iron remains, but the exquisite work: Scratchings on stone, and the. earliest’ Norman work, both in manship and powerful design of many 12th century grilles, door France and England, is hardly more advanced: In Scandinavia hinges, etc., give evidence of a tradition which must have existed
ROMANESQUE ART
hn Ane reinsert Ln en nae ren eto A
Prare I
"Tate
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wf?
f
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BY COURTESY
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(1)
THE
METROPOLITAN
MUSEUM
OF
ART,
NEW
YORK,
ARCHITECTURAL l. Celtic cross of limestone from Monasterboice,
Ireland
PHOTOGRAPHS
DETAILS
(900—923?)
2. Church of the Madeleine (restored) at Vézelay, in central France. Built about 1130 by the Benedictine
order. Central door of the narthex (enclosed porch) looking into the nave. The circular doorway, richly
carved, with columns of varied design and recessed arches, is charac-
teristic of the French Romanesque style
(2,
4)
LEVY
OF THE
AND
NEURDEIN,
(3)
COLLECTION
ROMANESQUE
3. Columns
ne i * i © it aad #3
ARCHIVES
PHOTOGRAPHIQUES
PERIOD
and spring of the arches
of a doorway
in the Abbey
of St.
Denis, near Paris, begun 1137. The carving of the shafts as well as of the capitals of the columns, and the use of sculptured figures in the recesses of the arches, are features typical of the Romanesque and
early Gothic periods
4. A side door of the narthex in the Church of the Madeleine, Vézelay (see fig. 2)
PLATE
ROMANESQUE
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BY COURTESY OF (1, 2) THE TRUSTEES NATIONAL MUSEUM OF IRELAND
miur al irnar osmega See
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MUSEUM,
APPLIED I. A portion of Sth century. 2. “Gospel of St. Sicilian brocade buff on a green
er
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aw
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em
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METROPOLITAN
OF THE
the illuminated manuscript of the Alcuin Bible. English, An Illuminated page from the “Lindisfarne Gospels’’ or the Cuthbert.” English, about 700. 3. Reproduction of a of the Norman period (12th century). The design is in ground, with the details in silver thread. 4. Processional
ee me ve Praa
MUSEUM
2
OF
ART,
NEW
ROMANESQUE
YORK,
(5)
OSTERREICHISCHE
LICHTBILDSTELLE,
WIEN,
(6) THE
PERIOD
cross of silver repoussé work and Sanccia Guidisalvi, 12th century.
in the Vienna Museum.
parcel-gilt on a wood core. Designed by 5. The (reputed) sword of Charlemagne
6. The chalice of Ardagh, of gold, 7” high; believed
to be not later than the Oth century. 7. Reliquary or chasse of Limoges enamel (champlevé on copper). French, 12th or 13th century
y
ROMAN
DEFINITION]
jor some time. In these 12th century examples the chief beauty comes from the expression of structure and the harmony of the
decorative forms with their material. (See Bronze anp Brass.) The popularity of Byzantine and Persian textiles in Roman-
Burope was a distinct hindrance to the formation of native
schools of vital decorative textile design; in most cases products of Romanesque looms were the plainest and simplest materials for
practical use. There was, on the other hand, a great deal of rich embroidery produced, of which the Bayeux tapestry (11th century) is the best known example. There are also, in many church sacristies, altar frontals and occasional vestments which reveal a similar skill in the medium and an even greater richness and (See TEXTILES AND E-MBROIDERIES ; decorative imagination. TAPESTRY.) (T. F. H.) ROMAN LAW. The term “Roman law” is one of somewhat indefinite meaning. It denotes first of all the law of the city of Rome and of the Roman empire. This in itself is an enormously wide subject, for it includes, in the west, the law in
force at any period from the foundation of the city (traditional date 753 B.C.) until the fall of the Western empire in the sth
century A.D., and in the east, can be taken to include the law
of the Eastern empire, until it too fell with the capture of Consantinople by the Turks in 1453; for the law even of the later Eastern empire remained, in spite of changes, more Roman in character than most other branches of its civilization. But “Roman law” does not mean merely the law of those political societies to which the name Roman may in some sense
be applied, for the legal institutions evolved by the Romans have bad, not merely influence on those of other peoples, but in many eases actual application, in times long after the disappearance of the Roman empire as a political entity, and even in countries which were never subject to Roman rule. Thus, to take the most siriking example, in a large part of Germany until the adoption
of a common code for the whole empire in 1900, the Roman law asin force as “subsidiary law,” że., it was applied unless ex-
daded by contrary local ‘provisions.
This law, however, which
wasin force in parts of Europe long after the fall of the Roman empire, was not the Roman law in its original form. Its basis was indeed always the Corpus iuris civilis, i.e., the codifying kgislation of the Emperor Justinian (A.D. 527-565, see below), but frem the eleventh century onwards (see Goss; IrNERIUS, ACCUR-
sus) this legislation was interpreted, developed and adapted to bier conditions by generations of jurists, and necessarily received
additions from non-Roman sources. All the forms which it assmed in different countries and at different epochs can also claim
ibe included under the title “Roman law.” The importance of Roman law is, however, not confined to the atual application of its rules as such either in the Roman empire
elsewhere, for its influence on the development of law in
pmeral has been immense.
Even to-day, if we look at the legal
systems of peoples with a Western civilization, we can say that they fall (with some exceptions, especially the Scandinavian wuntries) into two groups—an English group, and a group in the main elements are of Roman origin. To the English gop belong England, nearly all the United States of America, td most of the British dominions and colonies; to the Roman group belong the rest. The nations of the Continent are, nearly of them, living to-day under Codes which, though they contain
much that is not Roman, are Roman in their structure, their udamental categories and their general method of thought. the British empire there is Scotland with a system funda-
mentally Roman, Quebec with-its French law, built largely with
Roman materials, and South Africa which, like Ceylon, has a
system known as “Roman-Dutch,” that is to say based on the Roman law as developed by the jurists of the Netherlands. Even
English law itself, though owing less to Roman law than any other
stem, has at different times and in different ways received conle accessions from Roman sources.
(See ENGLISH Law;
ande.g., Pollock and Maitland, History of English Law I. 88 seg., The term
ec
to tetiote the R civil law” is frequently used, in Englandto attheleast, native
“eemhon Sa
an system
in this sense, as opposed
LAW
44
Holdsworth History of English Law Il. 145-149, 176-178 ] 228 seq.) These developments however lie outside the scope of the arti which is confined to the history of private law within the emp up to the death of Justinian. Periods in the History of the Law.—Considerations space make it impossible to discuss separately the different stag through which Roman law passed during the 13 centuries whi elapsed between the foundation of the city and the death of Ji tinian, but some idea of the chief periods and their characteristi
is essential for the understanding of what follows, and we m perhaps divide as follows :— (a) The Period of Conjecture—This includes the monarc! (753-510 B.c. according to tradition) and the republic up to t passing of the XII. Tables (451-450). For this period we ha
really no evidence but unreliable tradition and inference fro later institutions.
(b) The Mid-Republican Period, from the XII. Fables Un About the Middle of the Second Century B.C.—Apart from fra ments of the Tables and from the historians, who are of cour chiefly of use for constitutional law, our evidence is not a gre deal better than for the previous period when it comes to deta and the history of law, like the rest of Roman history, suffe still from the destruction of records when Rome was burnt by tl Gauls in or about 387 B.c. However we know of some lav passed, of the existence of certain legal institutions and the nam of some famous lawyers, though no professedly legal work has su vived, and indeed few were written.
The period is pre-eminent
one of the ius civile, as opposed both to the ius honorarium « magisterial law and to the ius gentium, in the sense to be explains below. (c) The Late Republican Period.—For the last century ar a half of the republic the position as regards evidence is alreac different. A few quotations from legal writers of the time su vive in Justinian’s digest; we have Cicero, in all of whose worl there are numerous references to legal matters, and we have oth non-legal literature from which information on law can be deduce We have too the text of a few laws in inscriptions. The peric is that in which magisterial edict comes to be the chief reforn ing factor in Roman law and it may thus be described as tl period of the earlier ius honorarium. It was also the period : which the zus gentiwm began to be of importance, and these tv facts are not unconnected, for it was probably through the mediw of the Edicts that a large part of the ius gentium found its wa into the law as administered between citizens. Tus gentium is a difficult phrase to explain, because it has tw distinct, though related, meanings, the one practical, the othe theoretical. In the practical sense it means that part of tk Roman law which was applied by the Romans both to themselve and to foreigners, while ius civile, as opposed to it, means th: part which the Romans applied only to themselves. This dicho omy can only be explained historically. Roman law like othe ancient systems, adopted originally the principle of personalit: t.e. that the law of the state applied only to its citizens. The fo eigner was strictly rightless, and unless protected by some treat between his state and Rome could be seized, like an ownerle: piece of property, by any Roman. But from early times thei were treaties with foreign states guaranteeing mutual protectio) and even where there was no treaty, the increasing commerci: interests of Rome made it necessary for her to protect, by som form of justice, the foreigners who came within her borders. No’ a magistrate charged with the administration of such justice coul not simply apply Roman law, because that was the privilege c
citizens, and even had there not been this difficulty, the foreigner. especially those coming from Greek cities and used to a mor developed and freer system, would probably have objected to th cumbrous formalism which characterized the early ius civile. What the magistrate in fact did, was to apply a system cor posed of the already existing “law merchant” of the Medite: ranean peoples and a strong Roman flavouring, the Roman ele ment being, however, purged to a‘large extent of its formalis elements. This system was also adopted when Rome began to hav
ROMAN
448
provinces and her governors administered justice to the provincial peregrini (foreigners), a word which came to mean, not so much persons living under another government (of which, with the expansion of Roman power, there came to be fewer and fewer) as Roman subjects who were not citizens. The general principle adopted seems to have been to allow disputes between members of the same (subject) state to be settled by their own courts
according to their own law, while the governor’s courts applied ius gentium to disputes between the provincials of different states or between provincials and Romans. The law thus developed in its turn reacted on the law as administered between Romans, especially by way of making it less formal, with the result that to a considerable extent the two systems were identical, and this is true particularly of the law of contract. When therefore a Roman lawyer says that the contract of sale, for instance, is iuris gentium, he means that it is formed in the same way and has the same legal results whether the parties to it are citizens or not. This is the practical sense of żus gentium, but the idea is closely interwoven with a theoretical sense, that of a law common to all peoples and dictated by Nature which the Romans took from Greek philosophy. Aristotle had already divided law into that which is natural (ġvo:kóv) and that which is man-made (vouikóv) and had asserted that the natural part was in force everywhere. This conception ftted well with the Stoic ideal of a life “according to nature,” and became a commonplace which was borrowed by the Roman jurists, who, like other educated Romans, were much under the influence of the Stoic system. In their works this theoretical law of nature, “common to all mankind,” then becomes identified with the really practical law which the Romans administered to all free men, irrespective of citizenship, simply on the basis of their freedom. (d4) The Early Empire and the Classical Period.—The change from republic to empire did not make any immediate difference to private law, except in so far as, bringing peace after a century of turmoil, it was favourable to legal progress. Legal literature, too, increased in volume and a number of quotations from authors of the first century survive in the Digest. This age in fact merges insensibly into the classical period, which is generally taken to include the second century A.D. and the early third century, and is thus considerably later than the classical period of Latin literature. It falls roughly into two divisions, an earlier one covered by the reigns of Hadrian (A.D. 117—138) and the Antonine emperors (death of Commodus A.D. 193) and a later one under the Severi (accession of Septimius Severus A.D. 193—death of Severus Alexander a.D. 235). Not that there is any break in the continuity of development, but the work of the earlier period was of a more creative character, while the later represents the working out of existing principles over the whole field of law. In the Digest there are quotations from all the authors of the classical age, but those taken from three writers of the later period (Papinian, Paul,
Ulpian) alone comprise over half the work.
`
(e) The Post-classical Period—With the era of confusion that followed the murder of Severus Alexander, there came a rather sudden falling off in the value of the legal work done, and the restoration of order by Diocletian (A.D. 284—305) did not revive legal literature. The law, of course, did not stand still. New ideas were introduced, especially from Greek sources, through the establishment of tHe Eastern empire with its capital at Constantinople, and through the growth of Christianity, while the great social and political changes of the sinking empire necessarily had their repercussions on private law. But it was not until the age just preceding Justinian that there was something of an intellectual revival in legal matters, and this revival Justinian was able to use for his great purpose.
SOURCES
OF LAW
The Romans themselves divided their law into ius scriptum and ius non scripium; by “unwritten law” they meant custom, by “written law,” not only that derived from legislation, but, literally, that which was based on any source which was in writing and the tist of written sources comprises leges, plebiscita, senatus con-
LAW
[SOURCES
sulta, edicta magistratuum, responsa prudentium and constity. tiones principum. This list is repeated in Justinian’s Institutes though ever since the close of the classical period the only source of new law (apart from custom) had been the emperor’s cop. : stitutions.
A. Ius Non Scriptum or Custom.—Custom
(mos maiorum
consuetudo) was recognized by the Romans not only as having been the original source of their law, but as a source from which new law could spring. The theory given by the jurists is that the people, by adopting a custom, show tacitly what they wish to be law, just as they might do expressly by voting in the assembly, In the developed law it would seem, however, that custom as an independent source was not very fruitful, and that it exercised its influence rather through the medium of juristic opinion and the practice of the courts.
B. Ius Scriptum.—(r) Leges and Plebiscita.—Lex is properly an enactment of one of the assemblies of the whole Roman people, the comitia centuriata, tributa or curtata (see Comitia), but the most ancient of these, the comitia curiata, ceased, before the beginning of reliable history, to have any real political functions, though it continued right up to classical times to exist for certain formal purposes. The validity of plebiscità, i.e., resolutions of the purely plebeian assembly, was one of the chief matters of contention between the patricians and plebeians, and the struggle between the orders may be said to come to an end in 287 B.C. when, by the lex Hortensia, plebiscita were given the force of leges. Thereafter enactments which were strictly plebiscita were often loosely referred to as leges. Roman assemblies, like those of the Greek city states, were primary, ż.e., the citizen came and voted himself and did not send a delegate, but their power was restricted by the rule that only a magistrate could put a proposal before them and by the absence of any opportunity for amendment or debate. The only function of the people was to answer “yes” or “no” to the magistrate’s “asking” (rogatio), and constitutional practice further required that the magistrate should consult the senate before putting a proposal to the assembly. In the later republic, at any rate, rejection of a bill was practically unknown and the real power lay with the senate and the magistrates. Leges Regiae.—The historians have a good deal to say of leges passed in the time of the kings, but legislation at so early a date is unlikely. What they took for laws were probably statements of ancient custom from pontifical sources. Ihe XII. Tables—Of much greater importance are the XIL Tables, said to have been passed in 451—450 B.C., some 6o years after the expulsion of the kings. The accounts given by the historians of their compilation (see Rome, History) are inconsistent and mainly mythical, but tradition is no doubt right in representing it as‘an incident in the struggle of the plebeians for political equality. The moving cause was a desire to obtain a written and public code which patrician magistrates could not wrest at their will against plebeian litigants. What weight should be given to that part of the story which tells of a preliminary embassy sent to Athens to study the laws of Solon, has been much debated. That the embassy itself is legendary can,hardly be doubted, but on the other hand, that there was some Greek influence is clear. (See, e.g., Tab. VII. 2-D. 10.1.13.) In the main, however, the materials of the code were taken from native customary sources. The authenticity of the whole compilation has been attacked in recent’ times, but
the most authoritative modern opinion holds, in spite of all
scepticism as to details, that the XII. Tables really were an enacted code of law, and that tradition is not far wrong in ascribing them to the middle of the fifth century B.c.
The text of the code has not survived, a remarkable fact, fot
copies (probably in more or less modernized language) must have been abundant in Cicero’s time if, as he says (De Leg. 2, 23, 59)
it was still customary in his youth for boys to learn it by heart. All that we have is a number of “fragments” which have had to be collected from allusions and quotations in the works of various authors, e.g., Cicero. (Modern collections are to be found in Bruns’ Fontes iuris Romani antiqui, “7th ed., 1919, Girard’s
Textes de droit Romain, 5th ed., Paris, 1923, and Riccobonos
SOURCES]
ROMAN
LAW
4
pontes iuris Romani anteiustiniani.)
The change from republic to empire did not immediately n any difference, and the praetors continued to issue their ec did not immediately cease to function, but their assent to any (though we may doubt whether they ever made changes wit] sal was a mere formal ratification of the emperor’s wishes. imperial or senatorial authority), but in the long run their \ The last lex known to have been passed was a lex agraria under powers were evidently felt to be inconsistent with the empe Nerva (A.D. 96-98). Supremacy. Hadrian consequently, in or about a.p. 131, instru Senatus Consulte.—The senate acquired legislative power in the famous jurist Salvius Iulianus to revise and settle the pra early imperial times though this was never conferred on it by rian and aedilician edicts. The changes in substance do not ap] any imperial enactment. The resolution of the senate preceding to have been of a far-reaching character, but the edict as rev the placing of a bill before the people had always been practically was henceforward made unalterable except by the emperor I decisive, and with the decay of the comitia their assent evidently self. came to be regarded as a formality which might be omitted. The relationship between ius honorarium and ius civile has o Actually, the senate nearly always, if not always, legislated at been compared with that existing in England between com the instigation of the emperor, latterly, indeed, simply embody- law and equity. In both cases we find, as Maine put it (Anc ing his oratio or proposal in a resolution, and not long after the Law, p. 25) a “body of rules existing by the side of the orig ckssical period, the emperors ceased to use the senate as a ve- civil law, founded on distinct principles, and claiming incident hicle of their legislation. to supersede the civil law in virtue of a superior sanctity inhe. Edicta Magistratuum.—An edict is a proclamation, originally in these principles,” and in both cases the resulting duality e1 no doubt oral, later in writing, and any superior magistrate might mously complicates the law, but, of course, when we come to de find it necessary to issue such edicts regarding matters which the comparison no longer holds. came within his competence. A peculiarity of Roman law, howResponsa Prudentium—The force attributed to professic ever, is that the magistrates entrusted with jurisdiction made opinions of a certain type was another peculiar feature of particular use of this power and that their edicts became one of Roman system, and one which contributed in no small meas the most important sources of law. Originally the duty of iuris- to its success, for it was the “learned lawyers” (prudentes) dictio, which means supervising the administration of justice whom the moulding of the law into a coherent system was re rather than actually deciding cases (see p. 454, “Procedure”) had due. presumably lain with the king, from whom it descended to the Originally, according to an entirely credible tradition, law consuls. With the growth of business it became impossible for considered the special province of the pontifices (see PONTIFE the consuls to discharge this duty in addition to their other func- who seem to bave regarded it as a mystery to be exploited in tions and in 367 B.C. a new magistrate, the praetor, was appointed interests of their order. Their monopoly was however bro for the purpose. About the year 242 B.c. the increase of foreigners down, according to legend, in 304 B.C., by Gn. Flavius, a c] at Rome made it necessary to separate the conduct of suits in of Appius Claudius Caecus, who is said to have stolen from which they were concerned from those to which citizens alone master and made public, a list of legis actiones (i.e., forms were parties, and a second praetor, praetor peregrinus, was ap- words which had to be followed exactly in the conduct of 1 pointed to deal with cases in which a foreigner was invdlved. In suits), thereafter known as the ius Flavianum. The first knc contradistinction to him, the original praetor, now confined to legal treatise, called the “cradle of the law” by Pomponius, is On the establishment of the empire by Augustus, the assemblies
suits between citizens, came to bear the title urbanus!, Other judicial officers at Rome whose edicts were of imporlance were the curule aediles, whose duties included the supervision of the market place. In the provinces supreme judicial power lay with the governors, and quaestors carried out functions
analogous to those of the aediles at Rome. The law derived from the edicts of all these magistrates was called ius honorarium, as
opposed to žus civile in the sense of law based on legislation or custom, but owing to the pre-eminent position of the praetors, the phrase is often used simply as equivalent to ius praetorium. The nature of this magisterial law is peculiar. The praetor was not a legislator, and he could not therefore make law directly as could the sovereign people, but the Roman system of procedure {especially the formulary system, see p. 454) gave him a great power over the provision or refusal of remedies as well as over the form which remedies were to take, and consequently the
edict which he issued at the beginning of his term of office set-
tng out what he intended to do was a document of the greatest mportance. In it he could say, for instance, “If one man makes such and such an allegation against another, Z will give an action,”
even though the circumstances alleged would not give any right
at civil law. The edict called perpetuum (continuous) because it Was intended to announce the principles by which the praetor would be governed throughout his year of office, necessarily ceased to have any validity when that term expired, but it became
practice for each succeeding praetor to take over and reissue
as his own much of his predecessor’s edict, and by the end of the
“public, the part which was thus carried on from year to year
tralaticium) must have been considerable, for jurists were just hing to write commentaries on the edict, a practice which would not have been worth while if the greater part of it had been e to annual alteration. mt Is the usual story, but the historians in an endeavour to ncile discordant: tradition may have read back into early times
institutions of their own day. See E. Pais, Ricerche sulla Storia,
iv. (1921), 265 seq.
Tripertita of Sextus Aelius Paetus Catus (consul 198 B.c.) wh contained the text of the XII. Tables, the ¿interpretatio put u it by the jurists and the Zegis actiones. Probably the last part `
identical with the żus Aelianum which, according to Pompon was a collection of legis actiones like the earlier ius Flavian: It is plain in any case that from about 300 B.C. onwards th came into existence a class of men who made the study of the their special interest. These turis consulti or iuris prudentes w
not professional lawyers in the modern sense, but men of r. who sought by giving free legal advice to obtain popularity ; advancement in a public career. The responsa (answers) wł they delivered to those who consulted them were of grez
weight than are our modern “opinions of counsel” because person who actually decided a case under the Roman system procedure was not, as with us, a trained lawyer, but a lay iuc who did not, like our jurymen, have a judge to direct him points of law. Augustus empowered certain jurists to g responsa with the emperor’s authority, and this practice ' perhaps by insensible degrees, to the view that the index ° bound to abide by the responsum
of a jurist who had rece
this ius respondendi. Gaius at any rate mentions a rescript Hadrian which laid down that responsa were binding if t) agreed, and that if they disagreed, the zudex could decide for h self which to follow. (See Wlassak, Die klassische Prozessforn
p. 45.)
The practice of conferring the ius respondendi appears to h: fallen into disuse about the end of the third century a.D. when classical period was over, but in the meanwhile, responsa } certainly come to be regarded as binding not only for the c for which they were originally given, but also as precedents future cases, and, further, authority gradually came to be attack to the other writings of those jurists who had the emperor’s p ent. The “law of citations,” an imperial enactment of 426, u mately laid down that only the works of five jurists, Papini: Paul, Gaius, Ulpian and Modestinus, might be cited and,’ subj.
tg some provisos which are obscure, the works of authors: quoi
450
ROMAN
by these fve. If the authorities cited disagreed, the majority was to be followed; if numbers were equal, the side on which Papinian
LAW
[JUSTINIAN
main object was, as he himself expresses it, to clear the path of
legal authorities of the tangles with which it had become over.
stood was to prevail; if he was silent, the iudex might please grown during the course of centuries, and he set about the task almost immediately on ascending the throne. It must be noted himself. For the long succession of jurists reference must be made to however that he was no mere codifier, but also the author oj the individual articles, but mention must be made here of the two much new legislation, some of which was of the utmost importance “schools,” the Sabinians (or Cassians) and the Proculians, into for the later development of law. The emperor was no doubt which they were divided in the early empire. Labeo (died between largely responsible himself for the work undertaken, but it would A.D, 10 and A.D. 22), one of the greatest figures in the history of probably not have been possible to carry it through but for the jurisprudence, was the founder of the Proculians (who, however, genius of his chief minister, Tribonian, who was clearly the leading took their name from a successor, Proculus); Capito, that of the spirit throughout the work. The course of legislation was as Sabinians (so called from Massurius Sabinus, who was given the follows :— (1) The Old Codex—In Feb. 528, a commission of ten memius respondendi by Tiberius). What principles, if any, divided these schools, is unknown, though a number of controversies bers including Tribonian (who, however, was not president) was on particular points are preserved, especially in Gaius’ Institutes. appointed to compile a new collection of imperial constitutions It is probable, though by no means certain, that there were teach- which was to supersede the older ones entirely and, of course, to ing establishments or societies of some sort in connection with include legislation subsequent to the Theodosian. The commisthe “schools,” for otherwise the list of “heads” given by Pom- sioners were to cut out repetitions and contradictions and had ponius would be difficult to explain. The distinction does not large powers of alteration for this purpose. The work was rapidly seem to have survived the Antonine age; for Gaius, a Sabinian, done and published in April 529, with the force of law as from the is the last jurist of whom we know that he belonged to one or 16th. It has not survived as it was later superseded. (2) The “Fifty Decisions.”’—Justinian, probably partly with a other of the schools. Constitutiones Principum.—Neither Augustus nor his immediate view to facilitating the work of compiling the Digest, issued a successors expressly assumed legislative power, and yet Gaius, number of constitutions settling matters on which the writings of writing about A.D. 160, can say “there has never been any doubt the classical jurists disagreed and abolishing finally some instituthat what the emperor lays down has the force of law.” Ulpian, tions and distinctions which had ceased to be of practical imporindeed, refers the validity of constitutions to the so-called tance. Some go constitutions of this character are known to us, lex regia, passed at the beginning of each emperor’s reign; and but a collection of 50 seems to have been made and published there is indeed in the only surviving example of such a lex separately. Its exact date cannot be determined. (the lex de imperio Vespasiani line 17 seg., see Bruns Fontes (3) The Digest. (Digesta or Pandectae).—Instructions were p. 202) a clause conferring such wide powers on the emperor that given on Dec. 15, 530, to Tribonian to form a commission to collect legislation might be deemed to be included. Nevertheless it is excerpts from the works of the jurists. The collection was to now generally held that this was not the original meaning of the serve practical purposes and consequently everything obsolete or clause and that the emperor’s legislative power is a gradual growth. superfluous was to be cut out and, where necessary to bring the The chief forms of imperial legislation were:—(a) Edicta, i.e., matter up to date, alterations were to be made in the text. The proclamations which the emperor, like other magistrates, might excerpts were to be arranged in fifty books and the books into issue; but whereas the other magistrates were confined to their titles according to the subject matter, and the whole was to include own spheres, the sphere of the emperor was in fact unlimited. all that it was necessary to know of juristic as opposed to imperial (b) Mandata, 7.¢., instructions to subordinates, especially provin- law. The compilers were definitely instructed not to adopt the cial governors. (c) Rescripia, written answers to officials or others summary methods of the “law of citations” but where the authoriwho have consulted the emperor, in particular on a point of law. ties disagreed, to choose what they thought best for themselves. In such cases the rescript lays down the point of law applicable The commission, consisting of 16 members in addition to Triboand, since the emperor is supreme, the rule may be a new one. nian, rapidly completed their task and the Digest was published {d> Decreta, i.e., decisions of the emperor sitting as a judge. Here on Dec. 16, 533, with the force of law as from Dec. 30. Thencetoo the emperor may lay down a new rule. forth no reference might be made to any other text for juristic The Earlier Collections of Constitutions and the Legis- law. Justinian gives us some idea of the work involved when he lation of Justinian.—The growth of legal literature and espe- says that 2,000 books consisting of 3,000,000 lines were read and cially of imperial constitutions created a need for works of that this number was then reduced to 150,000 lines. The Direference which made itself felt long before Justinian, and a gest is the most important of Justinian’s works, for in it are beginning was made, almost certainly in Diocletian’s day, by a preserved the writings of the classical jurists who were really collection of constitutions known as the codex Gregorianus, which responsible for the greatness of Roman law, and the “inscription” was followed by the codex Hermogenianus, perhaps also dating at the head of each quotation enables us to see from which jurist in its original form from Diocletian. Both collections were un- and from which work it is taken. But of course as evidence for official, but their compilers must have had official countenance, for the classical law quotations must be used with care, for the comthey clearly had access to the imperial archives. The Gregorianus pilers made considerable use of their powers of alteration; much contained constitutions from Hadrian to Diocletian, the Hermo- ingenuity, especially within the last so years, has gone to the genianus almost exclusively those of Diocletian’s time; later discovery of their “interpolations.” constitutions attributed to it were probably only added in subseThe Institutes——The revision of the law by Justinian was acquent editions. It was clearly intended to supplement the Gregori- companied by a detailed scheme for the reform of legal education anus. Unlike these two, the codex Theodosianus was an official in the universities of Constantinople and Berytus, and one of the work compiled by a commission appointed under Theodosius II, requirements of this scheme was a new book to be used for eleand Valentinian II., it was given the force of law as from Jan. mentary instruction instead of the Institutes of Gaius which had I, 439. Constitutions from the time of Constantine the Great for centuries been the standard work. While the Digest was still onwards were, with very few exceptions, not to be valid unless unpublished therefore orders were given to Tribonian and two contained in it. For the earlier imperial legislation the older professors to compile a manual for this purpose, and the Institutes codices still had to serve. Nearly the whole of the codex Theo- were published on Nov. 21, 533, and given the force of law. The dosianus has been preserved, whereas we only have fragments work is based on Gaius’ Institutes, from which a great part 3 of the others. Theodosius had also planned a collection which copied literally, as well as on other elementary works of the would include juristic literature as well as imperial legislation, but classical period; occasional references to imperial legislation art this never came to fruition until it was taken up again by added. It is in fact almost as much a compilation as the Digest Justinian. but the references to the authors quoted are omitted and the w Justinians Legislation.—(See also JUSTINIAN I.) Justinian’s made to read like a lecture delivered by the emperor to his students.
ROMAN
LAW OF PERSONS]
The New Code (Codex Repetitae Praelectionis).—The 50 decisions and the many other new constitutions promulgated since 529 necessitated 2 revision of the old codex and Tribonian, together
with four others, was instructed shortly after the publication of the Digest, to prepare a new edition. This was published on Nov.
16, 534, and given the force of law as from Dec. 29. The Novels-—Although
the new
code completed Justinian’s
scheme for providing a collection of authoritative legal texts, he did not cease to introduce new legislation. In all 175 laws pubished after 534 are known and these are called Novellae Constijutiones or Novels. Nearly all are in Greek, which was becoming
more and more the official as well as the spoken language of the Byzantine Empire. Justinian never made any official compilation of them, but three private collections have come down to us, and the Novels, together with the Institutes, the Digest and the (new) Code together form what is known as the Corpus Iuris Civilis. THE LAW
OF PERSONS
I, Slavery.—‘The main distinction in the law of persons,” says Gaius, “is that all men are either free or slaves.” The slave according to Roman law was in principle a human chattel who
could be owned and dealt with like any other piece of property. As a piece of property the slave was not only at the mercy of his owner, but rightless, and (apart from criminal law) dutyless. This is the principle, but if the slave was, in law, a thing, he was, in fact, aman, and this fact produced modifications of the principle.
In particular, a slave might be manumitted and would then become in most cases not only free but a citizen.
451
LAW
it might result in any of three ways :— (1) by confarreatio, a religious ceremony confined to patricians.
(2) by coemptio, a type of mancipation (see below) which was
originally no doubt the Roman form of marriage by purchase; it was purely secular, (3) usus; if a woman lived with a man as his wife for a year, he acquired manus over her by a kind of prescription. The XII. Tables had already provided that this might be prevented if the woman absented herself for a space of three nights during the year (usurpatio trinoctii). Usus was already quite obsolete in classical times. It may be that at one time marriage with manus was the only form of union recognized as marriage at all, but by the time of the XII. Tables this was apparently no longer the case, for it is clear that the usurpatio trinocti, though it prevented manus, left the marriage subsisting, so that it was possible to be married without manus. In any case marriage without manus was by far the more common in all periods of which we have any real knowledge. It was formed (provided the parties were above the age of puberty and if under potestas had their fathers’ consent) simply by the beginning of conjugal life with the intention of being married, and this was normally evidenced by the bringing of the bride to the bridegroom’s house. It was however legally independent of all ceremonies whether pagan or Christian which might accompany it, and of consummation. The wife remained under her father’s potestas if he were still alive, if he were dead, she continued (so long as guardianship of women continued) to have the same guardian as before marriage. It was necessary that both spouses should be citizens, or if one was not, that he or she should have conubium, the right given to some non-Romans of contracting a
I. Citizenship.—This was of importance for the purposes of private law, because certain parts of private law applied only to citizens (¢us civile). ‘The general rule was that, if the status of the parents differed, the child followed that of the father, if the Roman marriage. The chief importance of this was that if a mion was one recognized as marriage by Roman law; otherwise Roman contracted a union with a foreign woman, the children that of its mother, but a lex Minicia of republican times enacted would not be in his potestas unless she had conubium. In marthat in cases of unrecognized unions between citizens and for- riage without manus the property of the spouses remained eneigners the child should always follow the inferior parent. The tirely distinct, and even gifts between husband and wife were ingreat extension of the citizenship by Caracalla in A.D. 212 reduced valid. It was usual however for a dowry to be given to the husthe importance of this part of the law. band on the marriage by the woman or her father; this originally HE Family.—(a) Patria potestas. The chief characteristic of became the indefeasible property of the husband, but in classical the Roman family is the famous patria potestas which the father times already the wife could recover it if the marriage ended by exercised over his children and over his more remote descendants divorce or by the husband’s death, and by Justinian’s legislation in the male line, whatever their age might be, as well as over those it had always to be returned to the wife or her heirs. brought into the family by adoption—a very common practice Divorce was always possible at the instance of the husband at Rome. This meant originally not only that he had control over in cases of marriage with manus, and in marriage without the persons of his children, amounting even to a right to inflict manus it was free to either party to put an end to the relationcapital punishment, but that he alone had any rights in private ship at will; a letter of repudium was usual, but any manifestation laws. Thus any acquisitions made by a child under power became of intention to end the relationship made clear to the other party the property of the father. The father might indeed allow a child and accompanied by actual parting was all that was legally neces(as he might a slave) certain property (peculium) to treat as his sary (see E. Levy, Der Hergang bei der romischen Ehescheidung). own, but in the eye of the law it continued to belong to the father. The Christian emperors imposed penalties on those who divorced In classical times there were already modifications of the sys- without good reason, but the power of the parties to end the martem; the father’s power of life and death had shrunk to that of riage by their own act was not taken away. Concubinatus was sight chastisement, and the son could bind his father by contract recognized in the empire as a sort of morganatic marriage, differwith a third party within the same strict limits as applied to ing from marriage only by the different intentions of the parties, saves and their masters. Sons too could keep as their own and excluding marriage, for a man could not have both a wife what they earned as soldiers (peculium castrense) and even and a concubine. Constantine first enacted that the children of
make wills of it. In Justinian’s day the position as regards Property had changed considerably; what the father gave to the
son still remained in law the father’s property, but the rules of
peculium castrense had been extended to many sorts of profes-
sonalearnings (pec. quasi castrense) and in all other sorts of acquisitions (¢.g., property inherited from the mother) the father’s
nghts were reduced to a life-interest (usufruct). At all times Patria potestas ceased normally only with the death of the father,
bat the father might voluntarily free the child by emancipation, and a daughter ceased to be under her father’s potestas if she was
lnarried in such a way as to come under the manus of her husband.
(b) Marriage —There were two types of marriage known to
» one with manus and one without, but the former was rare
lady in the late republic and had disappeared long before Jus-
inian’s day. Manus was the autocratic power of the husband
wer the wife, corresponding to patria potestas over the sons, and
such unions might be legitimated by the subsequent marriage of their parents, a rule which the mediaeval civil law extended to all
illegitimate children. ' (c) Guardianship.—(1) Of children. Persons under the age of puberty (14 for males, 12 for females) needed tutores if they were not under patria potestas. Such tutors could be appointed under the will of the pater familias; failing such appointment the guardianship went to the nearest agnates (see p. 453 “‘Succession”) until Justinian gave it to the next of kin whether agnatic or cognatic; if there were no qualified relation the magistrates
made an appointment. (2) Of women.
oO
|
Originally all women not under patria potes-
tas or manus needed tutores, who were appointed in the same way as those for children. In classical times already this perpetua
tutela mulierum was littlé more than',.a burdensome technicality and it had long disappeared from ‘Justinian’s law. ` a
452
ROMAN
(3) Of lunatics and spendthrifts. Originally such persons were placed under the cura of their agnates; later, magistrates appointed curators. (4) Of minors. Originally children were considered adult when of the age of puberty, but, by a long development, it became usual for those above puberty and under 25 to have curatores who were always magisterially appointed. PROPERTY AND POSSESSION The most striking thing to an English lawyer accustomed to the complexities of English real property law is the absence of any fundamental distinction between the treatment of land and the treatment of movables. Both can, in the law as we know it, be owned absolutely by individuals, though there may have been a time at Rome as elsewhere when land was subject to communal ownership of some sort. This conception of absolute ownership (dominium) is also characteristically Roman, as opposed to the relative idea of ownership as the better right to possession which underlies the Germanic systems, which also, originally, underlay that of Rome. This can be seen by comparing the form of a vindicatio (the claim of an owner out of possession) under the legis actio system of procedure with that which it later assumed under the formulary system. In the earlier system the plaintiff first makes kis assertion of ownership (“I say that this thing is mine”) and then the defendant makes a similar assertion. Finally, the thing goes to the one whose assertion is based on the better right. Under the later system there is no assertion by the defendant at all; the iudex is instructed to condemn the defendant if it appears to him that the thing belongs to the plaintiff, otherwise to absolve the defendant. Hence, unless the plaintiff makes good his title absolutely, the defendant, though he may have no title at all, remains in possession. A great part of what the jurists have to say on the subject of
property comes under the heading “methods of acquiring ownership.” These were divided into two classes according as they fell under the zus civile or the ius gentium. I. Methods of the Ius Civile (a) Mancipatio—This was a ceremonial conveyance needing for its accomplishment the presence of the tranferor and transferee, five witnesses (Roman citizens of full age) a pair of scales, a man to hold them (lbripens) and an ingot of copper. The transferee grasped the thing and said: “I assert that this thing is mine by Quiritarian law; and be it bought to me with this piece of copper and these copper scales.” He then struck the scales with the ingot which he handed to the transferor “by way of price.” Clearly this was, as Gaius says, a “symbolical sale,” and the relic of a real sale. Originally, when money was unknown, the price in uncoined copper had been really weighed out to the vendor. When this became unnecessary there was still a pretence of weighing, but the price was paid separately, and the form could be used as a conveyance where it was not intended that a price should be paid at all, e.g., because the transferor was making a gift to the transferee. (b) Im Iure Cessio.—This was a conveyance in the form of a lawsuit. The transferee claims before the magistrate that the thing is his, and the transferor who is the defendant, admits the claim. The magistrate then adjudges the thing to the transferee. (c) Usucapio—According to the XII. Tables, two years’ continuous possession gave title in the case of land, one year in the case of movables. In the developed law, possession must have begun in good faith, the thing must not be one which has been stolen (even though the possessor himself is quite innocent of the theft) or occupied by violence (this applies especially to land, which could not be stolen) and the possession must have had a justifiable beginning (iustus titulus). Usucapio, being an institution of the žus civile was possible only to citizens, but Justinian fused it with a similar institution (praescriptio longi temporis) which had grown up in the provinces. Under his system, three years were required for movables, ro or 20 for land. II. Methods of the Ius Gentium (a) Occupatio—Ownerless things, provided they are capable of private ownership (not, >g., res sacrae, such as temples) became the property of the first əerson to take possession of them. This applies e.g., to game, and
LAW
[PROPERTY AND POSSESSION
to articles which have been abandoned or left unattended by their Owners. (b) Accessio.—If an accessory thing belonging to A was joined to a principal one belonging to B, the ownership in the whole went
to B, e.g., if A’s purple be used to dye B’s cloth, the dyed cloth belongs wholly to B. By far the most important application of this rule is expressed by the maxim superficies solo cedit, ie., whatever is built on land becomes part of the Jand and cannot be separately owned.
(c) Specificatio.—If A made a thing out of material belong. ing to B the Proculians held that ownership went to A, the Sabinians, that it remained in B. Justinian adopted a famous “mid-
dle opinion,” according to which B retained ownership if reconversion to the original condition was possible (a bronze vase can be melted down), A obtained ownership if it was not (wine cannot be reconverted into grapes). (d) Thesauri Inventio—The final rule as regards treasure trove was that if it were found by a man on his own land, it went to him; if on that of another, half went to the finder, half to the landowner. (e) Traditio, i.e., simple delivery of possession with the intention of passing ownership. This was the method of conveyance of the zus gentium. It sufficed to pass full Quiritarian ownership . of res nec mancipt, but not of res mancipz (land in Italy, slaves, beasts of draft and burden, and certain rustic servitudes) for which either mancipatio or in iure cessto was necessary. If therefore A sold and merely delivered a slave to B, A remained at civil law owner of the slave until usucapion had taken place. The praetor however devised methods of protecting B’s possession in such a way that A’s title became valueless, and B was said te have the thing iz bonis. From this phrase later writers coined the expression “‘bonitarian” ownership.
Already before Justinian’s day
mancipatio and im iure cessio had become obsolete and Justinian took the final step of abolishing the theoretical distinction between Quiritarian and “bonitarian” ownership. Forms
of Property
in Land
Other
Than
Ownership—
The ordinary leaseholder according to Roman law had no protection beyond a contractual right against his landlord, and he could not assign his tenancy, but there were two kinds of tenure which, under the praetorian system, obtained protection against third parties as well, and became assignable. These were superficies and emphyteusis; the former resulting from building leases granted for a long term or in perpetuity, the latter from similar agricultural leases. Both appear to have first originated in grants by the State, or municipalities. Under emphyteusis the grantee did not become owner, though he enjoyed a jus in re aliena hardly distinguishable from ownership.
Servitudes.—(a)
Praedial
servitudes
(i.e.
easements
or
profits a prendre) were divided into two categories, rustic and urban, according as they served the need of agricultural land or
of buildings. Thus rights of way and of water are usually classed as rustic, while rights to light, to view or to support were urban. Praedial servitudes could only be appurtenant, z.e., they could not exist except as additional advantages attached to the ownership of a piece of land (the “dominant tenement”). (b) Personal Servitudes—The law of Justinian’s day brought under the heading of servitudes also the rights of usufructus and
usus. crops)
Usufruct was the right to use and take the fruits (e.g, of a thing and corresponded
to our life-interest.
Usus
was a more restricted right, also not extending beyond the life of the holder, merely to the use of a thing; thus the usuary of a house could live in it himself but could not let it, as that would be equivalent to taking the fruits.
Possession.—Implied in the absolute conception of ownership
is a sharp distinction between ownership and possession. The civil law did not protect possession as such, but one of the most important parts of the praetorian system was constituted by the interdicta (special types of remedy) which protected an existing possession irrespective of its rightfulness, z.e., anyone wishing to
interfere with it must bring an action and prove his title. If be
interfered on his own authority, the praetor would see that the original state of affairs was restored.
ROMAN
OBLIGATIONS] OBLIGATIONS
Obligations were classified by the jurists into two main cate-
gories, according as they arose from delict (tort) or contract: the remaining obligations the Byzantines placed under the headings of quasi-contract and quasi-delict.
I. Delict—The XII. Tables already show the law in a state of transition from the system of private vengeance to that in which the state insists on the acceptance of compensation instead
of vengeance by the person wronged and fixes its amount.
Thus
in the case of assault (iniuria) if one man broke another’s limb, talion was still permitted, z.¢., the person wronged could inflict the
same injury as he had received, but in other cases there were
fred money penalties, e.g., 25 asses for a blow. Theft involved a penalty of twice the value of the thing stolen, unless the thief was caught in the act (furtum manifestum) in which case he was flogged and “adjudged” to the person wronged. In classical times, praetorian reforms had substituted a fourfold penalty in the case of furtum manifestum and penalties for iniuria (which now included defamation and insulting behaviour) were assessed in each case by the court. The law of damage to
property was regulated by a statute (lex Aquilia) dating from the republic, but later than the XII. Tables, much extended by interpretation and by the praetor, and praetorian actions lay for a number of new delicts of varying importance. Il. Contract.—-At the time of the XII. Tables a law of con-
tract can hardly be said to have existed, though we know of an institution called nexum of which hardly anything can be said with certainty except that it was a kind of loan so oppressive in character that it might result in the debtor’s complete subjection to the creditor. It was obsolete long before classical times. The contracts of classical law were divided into four classes, literal, verbal, real and consensual. The literal contract was a type of fictitious loan formed by an entry in the creditor’s account book; if was comparatively unimportant, and obsolete in Justinian’s day. The verbal contract or stipulatio was of great importance, for it provided a form in which any agreement (provided it was lawful and possible) might be made binding by the simple method of reducing it to question and answer, e.g., “do you promise to pay me ten thousand sesterces?’’-—‘I promise.” Originally it was absolutely necessary that the words should be spoken, but it may be said (technicalities apart) that by Justinian’s day a written memorandum of such a contract would be binding, even though in fact there had been no speaking at all. If an agreement was not clothed in the form of a stipulation, it must, to be valid, fall, according to its content, under one of the types of real, or consensual contracts. A real contract is one which needs for its conclusion (in addition to the consent of the parties) that some thing should be transferred from one party to the other and that the obligation arising should be for the return of the thing transferred. The real contracts are mutuum (loan, e.g., of money), commodatium (loan, e.g., of a horse), deposit and pledge. Consensual contracts need
no element
for their formation
except
agreement—whether expressed in words or otherwise—between
the parties, and though there were only four such known to the law, these were the most important in ordinary life—emptio venditio (sale), locatio conductio (hire of things or services and
also giving out jobs to be done), societas (partnership) and mandatum (agency). In Justinian’s day it was further a principle that m any case of reciprocal agreement, e.g., an agreement for ex-
change (which was not sale), if one party had performed, he
could bring an action to enforce performance by the other Innominate contract”’).
SUCCESSION AT DEATH
I. Testamentary Succession.—That wills existed already at
the time of the XII. Tables is certain, and it is highly probable that form used was still that mentioned by Gaius as the oldest, will made publicly in the assembly of the curiae (testamentum comitis calatis), with the will made before the people drawn up
battle (testamentum in procinctuas) as a variant.
It may be
wever that the mancipatory will (testamentum per aes et ibram) had already been invented.
This began as an expedient
LAW
453
for effecting the purposes of a will in an emergency, when the other forms were impossible, and consisted in the use of mancipation to convey the estate of the dying man to a kind of trustee (familiae emptor} who then distributed it in accordance with the testator’s instructions. By the end of the republic, however, the older forms had disappeared, the mancipation had become a mere formality and the instructions of the testator, which were now contained in a written document, constituted a true will, operative only at death and revocable at any time during the testator’s lifetime by the making of a new will. In post-classical times the mancipation
had
ceased
to be necessary
and
the
commonest
form of will was the testamentum tripertitum, needing for its completion the seals of seven witnesses and the signatures of the witnesses and of the testator. In classical times the praetor had already given effect in most cases to a document sealed by seven witnesses. The first requirement of any Roman will of historical times was the appointment of one or more heredes. A heres is a universal successor, z.¢., he takes over the rights and duties of the deceased (in so far as they are transmissible at all) as a whole. On acceptance, the heir becomes owner where the deceased was owner, creditor where he was creditor and debtor where he was debtor, even though the assets were insufficient to pay the debts. It was thus possible for an inheritance to be damnosa, i.e., to involve the heir in loss. Until Justinian’s day this consequence could only be avoided by not accepting the inheritance, but Justinian made one of his most famous reforms by introducing the beneficium inventarii, i.e., the heir who, witbin a certain time after the acceptance made an inventory of the deceased’s assets, need not pay out more than he had received. In addition to appointing an heir, the testator might also leave legacies, i.e., particular gifts which are a burden on the heir. Freedom of testation was, however, not complete, a man being obliged to leave a certain proportion of his property to his children and, in some cases, to ascendants, and brothers and sisters. II. Intestate Succession.—The history of intestate succession consists broadly in the gradual supersession of a purely agnatic system (7.¢., one which takes account of relationship through males exclusively) by a cognatic system (in which relationship is traced indifferently through males or females). The agents in the change were first the praetors and afterwards imperial legislation. By the XII. Tables those first entitled were the suz heredes of the deceased, z.e., those who were in his potestas or manus when. he died and became free from power at his death. Failing these, the nearest agnatic relation (or relations, if there were several of the same degree) succeeded, and, if there were no agnates, the members of the gens (clan) of the deceased. Praetorian reforms placed emancipated children on an equality with suz and gave to the nearest cognates, or failing such, to the surviving spouse (in marriage without manus) rights of succession in the absence of agnates; gentile succession became obsolete probably in the first century A.D. Even under this system it will be seen that a woman would not succeed to a child of hers if any agnate (e.g., a paternal uncle) were alive, nor a child to its mother if there were any agnate of hers. Both these cases were dealt with before the end of the classical period, the former by the Sc. Tertullianum (under Hadrian) which gave certain rights of succession to mothers who had the zus liberorum (i.e., had borne three children) and the latter by the Sc. Orphitianum of A.D. 178, which gave to children the first right to succeed to their mothers. Succeeding emperors made many changes but it was not until Justinian’s day that the cognatic system completely triumphed. By Novel 118, completed by Novel 127, a new system was introduced, the principal features of which were the following: Descendants had the first claim, and failing these, a composite class consisting of ascendants, brothers and sisters of the full blood, and children of deceased brothers and sisters, Next came brothers and sisters
of the half blood and finally the nearest cognate or cognates if there were several in the same degree. Husband and wife were not mentioned, but their old (praetorian) rights were kept alive in the absence of any of the above
ROMANOFF
454 categories.
Justinian also gave to the poor widow a right to one
DYNASTY ROMANOFF DYNASTY, the rulers of Russia from 16; 3
quarter of her husband's estate unless there were more than three
to 1917.
children, in which case she shared equally with them. If, however, the heirs were her own children by the deceased, she only received the usufruct (life interest) in what she took.
Rurik, Tsar Theodor, son of Ivan (John) the Terrible, died in 1598. After him the throne was occupied first by his brother-in. law, Boris Godunov, then by an adventurer claiming to be a son
PROCEDURE
of Ivan the Terrible (usually known as the false Demetriys ), After his murder, in 1606, Prince Basil Shuiski was proclaimed
The earliest form of procedure known to have existed is that of the legis actiones; this was superseded by the formulary system, which in its turn, gave way to cognitio extraordinaria. Characteristic of both the earlier systems is the division into two stages, a preliminary one before the jurisdictional magistrate (in zure) and the actual trial before the iudex. The object of the first stage is to arrive at an issue, which under the legis actio system has to be achieved by the speaking of set forms of words by the parties and sometimes, at least, by the magistrate. Thus in a vindicatio (v. supra) each party, when making his assertion of ownership grasps the thing in dispute and lays a wand on it, alter which the magistrate intervenes and says “Let go both of you.” So formal was the procedure that a plaintiff who made the slightest mistake lost his case. For this state of affairs the formulary system provided a remedy. It superseded the older system, so Gaius tells us, as a result of the lex Aebutia (date much disputed, perhaps between 149 and 126 B.c.), and two leges Iuliae (of Augustus). Between the Jex Aebutia and the leges Iuliae the two systems were both in use. Under the new procedure the issue was formulated in written instructions (formula) to the iudex, couched in the form of an alternative, e.g., “If it appear that the defendant owes the plaintiff ten thousand sesterces the iudex is to condemn the defendant to pay the Plaintiff ten thousand sesterces; if it does not so appear, he is to absolve him.” A draft of the formula was probably prepared by the plaintiff before he came into court, but there could be no trial until it was accepted by the defendant; for there was always a contractual element about a lawsuit under both older systems. Pressure could, however, be exercised by the magistrate on a defendant who refused to accept a formula of which the magistrate approved, just as a plaintiff could be forced to alter a formula of which the magistrate disapproved, by the magistrate’s refusal to give his order to the zudex to decide the case unless the alteration were made. The process by which the cognitio extraordinaria took its place was gradual, and was accomplished in the provinces earlier than In Rome. Briefly, the new system meant that the magistrate used his administrative powers, always large, for the purpose of settling disputes. He could command, and thus if one man brought a complaint against another before him, he could investigate the matter and give the order he thought fit. As imperially appointed officers who had no iurisdictio in the old sense, superseded republican magistrates, so this administrative process became
more common. The result is that the old contractual element in procedure disappears, as well as the old division into two stages. Justice is now Imposed from above by the state, not, as originally, a kind of voluntary arbitration supervised by the
The last direct descendant
of the earlier dynasty of
tsar, but was dethroned four years later. The faction which was in power offered the crown to Vladislas, son of the king of Polang A Polish army advanced to support his claim. Another faction brought in a Swedish army to fight the Poles.
In the meantime
two more men sprang up in- succession, both pretending to be Demetrius, miraculously saved from death. The country was in confusion and civil war till Minin, a tradesman from Nijni-Novgo-
rod, joined hands with Prince Pojarski, one of the generals who had proved himself an efficient soldier. They formed an army and took Moscow in Oct. 1612; they then sent messengers all over the
country urging the people to choose representatives who would
assemble in Moscow to elect a new ruler. On Feb. 21, r613, Michael Romanoff was unanimously proclaimed tsar. The Romanoffs were not of Rurik’s stock, nor were they even of very ancient lineage. They descended from a German nobleman who had emigrated to Moscow early in the 14th century. His fifth son, nicknamed Koshka (the Cat), became head of the family of Koshkins, many of whom were prominent at the court of Moscow in the 14th and rsth centuries. Early in the 16th century one of them, whose first name was Roman, called himself Romanoff. His daughter, Anastasia, was Ivan the Terrible’s first wife; it was her son, Theodor, who was the last tsar of the Rurik dynasty. As Ivan the Terrible had no high opinion of his son’s mental powers, he appointed a council of noblemen to transact
business for his successor, and Anastasia’s brother, Nikita, was chairman of this council. He made himself very popular by his constant defence of common people’s rights, and one of his sons, Theodor, was celebrated for his learning and refined manners. Boris Godunov, fearing the popularity of the Romanoffs, had obliged Theodor and his wife to divorce and to become monk and nun. It was their son, Michael, who was elected tsar in 1613. Theodor’s monastic name was Philarete. After Boris Godunov’s death Philarete became metropolitan of Rostov. At the time of his son’s election to the throne, he was a prisoner in Poland. Michael was only 16 years old, and was living with his mother in a com vent. His personal reputation played a minor part with those who chose him, as in their eyes he was the lawful heir, bemg nephew to the last tsar descending from Rurik. His name had been often mentioned in those years of civil war as the only one on which all shades of opinion might meet. A popular rumour asserted that when Tsar Theodor was dying, he appointed his cousin Theodor Romanoff (now the monk Philarete) as his successor, but Godunov stepped in and prevented the tsar’s will being fulfilled. As Philarete had taken monastic vows, he could not ascend the throne; besides the boyars thought Michael, a mere boy, would be a more manageable sovereign. His election was ne doubt due to the general striving after legitimacy, which was satisfied by his close relationship to the extinct dynasty. Three years later his father returned to Moscow and was made patriarch;
state. BrsrioGRAPHy.—Among the chief modern text-books are:—W. W. he then reigned jointly with his son and up to his death in 1633 Buckland, A Text-book of Roman Law from Augustus to Justinian all State documents bore Philarete’s signature on a par with (Cambridge, 1921), and (shorter) A Manual of Roman Law (Cambridge, 1925); P. F. Girard, Manuel élémentaire de droit romain Michael’s. (7th ed,, Paris, 1924); R. Sohm, Institutionen des rémischen Rechts The main work of the Romanoff dynasty was to extend Russia (ryth ed., Munich and Leipzig, 1926) (English translation of goth edition by Ledlie, Oxford, 1901). For Sources and History see e.g., up to her natural geographical limits, and to turn her inte 4 P. Kriiger, Geschichte der Quellen und Literatur des rim. Rechts European State from the semi-Asiatic one she had become aiter (2nd ed., Munich and Leipsic, 1912) ; T. Kipp, Geschichte der Quellen being under Tatar rule. Though this policy is usually connected des rom. Rechts (4th ed., Leipsic, 1919); B. Kiibler, Geschichte des with the name of Peter the Great, it was actually started by bis rom. Rechts (Leipsic, 1925); G. Cornil, Droit romain, aperçu historique sommaire (Brussels, 1921); E. Costa, Storia del diritto grandfather and unswervingly pursued by his successors down to
romano privato (2nd ed., Turin, 1925); J. Muirhead, Historical Introduction to the Private Law of Rome, 3rd ed., London, 1916. In Holtzendorff’s Enzyklopddie der Rechtswissenschaft, Vol. x (and ed. of revised version, Munich and Leipsic, 1915) ; O. Lenel’s article on history and sources (Geschichte u. Quellen des rim. Rechts) and E. Rabel’s on the private law of classical times (Grundzüge des rom. Privatrechts) are both authoritative and contain full references to modern literature. (H.F. J.)
the zoth century. But though the general trend of Russia's i ternal and international development progressed along the same lines for three centuries, various undercurrents predominated at certain times and are characteristic
of definite epochs. Those
epochs, into which the history of the Romanoff dynasty may be divided for purposes of study, correspond fairly exactly with the customary division by cénturies.
The first epoch, when Moscow
ROMANOFF was the only important centre and when the general intercourse with western Europe was nearly as limited as in previous days, corresponds to the 17th century, as it lasted not only till 1680,
when Peter the Great became sole ruler, but more exactly till the end of 1698, when, after his first journey abroad, he began trans-
acting State business himself.
The second period, down to the
death of Paul I., corresponds to the whole of the 18th century, during which Russia, with St. Petersburg as principal centre, gradually became a European country and reached the shores of
all the seas borderine on the Russian plain.
The third period,
from the accession of Alexander I., in 1801, down to the overthrow of the dynastv in 1917, marks the highest point of Russia’s
activity as a European Power.
Whatever territorial enlargements
were acquired in this period were in Asia and mostly due to the necessity of reaching a natural and easily defensible frontier on
the Asiatic continent, whereas most of the Government’s energies were devoted to the work of internal progress, both economic and
educational.
I. THE 17TH CENTURY
The state of chaos to which the country had been reduced in the first years of the 17th century, set a hard task to the new dynasty. The pervading poverty, insecurity and disorder required protracted and patient labours before the country could overcome its weakness and disorganization. All the first tsars of the Romanoff house came to the throne at such an early age that no
personal guidance could be expected from any one of them for a long time. Michael, and his son Alexis, were both tsars at 16; Alexis’s eldest son Theodor, at 14; Peter the Great at to. Therefore the actual work of government was always in the hands of a council. The first three tsars never took any decision without its having been discussed by this council, but favouritism and intrigue
naturally influenced the choice of its members, and all through the century continual popular risings aimed at the exclusion of one boyar or another, to whose predominance or to whose cupidity common gossip attributed the calamities of the day. In order to disarm public opinion the Government was constantly convening assemblies of deputies from the whole land—sometimes to discuss a special question, sometimes for submitting all pending business to their decisions. In those assemblies, called zemski sobor, the permanent boyar council represented the nobles; in addition came deputies from the clergy and from “all the land,” both towns and vilages. The first nine years of Michael’s reign sobors sat in Moscow almost uninterruptedly; three more were called together in 1632, 1637 and 1642; in the first eight years of Tsar Alexis’s reign there were five sobors. Those of later days, between 1653 and 1682 became mere commissions for elaborating points of law and had no positive authority. The Government had become stronger and had built up an efficient staff of agents of its own. On the other hand the sobor of 1648-49 had promulgated a code of laws, which was commonly followed and did not require further
commissions to enforce universality.
Wars of the New Dynasty.—A great part of the country’s
strength was wasted in attempts to counteract the encroachments
effected by the neighbouring powers on its territory during the period of anarchy. Out of the first 70 years of the new dynasty’s
rule, 30 were spent in wars against Poland and Sweden. Russia got back Smolensk and Seversk, which had been seized by the Poles, and annexed Kief and part of Little Russia, east of the eper, owing to a rising against Poland of the Cossack hetman, Bogdan Khmelnitski, whom Moscow after long hesitations decided to back. But the effort required for obtaining those advantages did not allow of an equal amount being spent in the tion of the Baltic, where Sweden had put Russia’s weakness to profit and had annexed a large area of land. The wars against
eden led to no result in the 17th century, and Russia had to
Watt for Peter the Great in order to regain what she had lost
im the north-west. ` Down south, where since the 1 sth century a separate State, khanate of Crimea, had arisen under Turkey’s protectorate,
‘first Romanoffs waged no regular wars; but the danger of
atar incursions demanded the building up: of defences which
DYNASTY
455
slowly advanced into the Steppe, for when outposts gradually became prosperous towns, they required in turn a new line of forts to protect them. At the end of the 16th century the Crimean Tatars had twice raided the country up to the very walls of Moscow; i100 years later the fortified line of defence was already 400 m. south of the capital. But the farther Russia spread down in that direction the clearer it became that no peaceful agreement was possible so long as the Black sea was not reached, and that would have meant war with Turkey, a much too formidable opponent at that stage. A cossack hetman. Doroshenko, went to war with the Turks, applied to Moscow for help and was eventually supported; but this adventure merely led to a disastrous peace (1681) by which Western Ukraine had to be surrendered to Turkey. It took roo years more, and all the energy of Catherine II. and of Potemkin to reverse the situation. Taxation Reforms.—The finances of the country at the beginning of the new dynasty’s rule were perhaps ina still more disastrous condition than any other branch of public service. The main spring of former revenue, taxation of cultivated land, was no more adequate owing to so many fields having been abandoned during the years of anarchy. Besides, those peasants who returned to their devastated villages were often successful in defrauding the State of their taxes. The Government was obliged gradually to work out a new system, that of taxing no more the land, but the landowner, not the “field,” but the “house,” as owing to the. vast expanse of Russia and Siberia, where runaways could always escape with ease from official supervision, taxation of communal land laid too heavy and too iniquitous a burden on the thrifty agriculturists, whereas the lazy ones paid nothing. The same occurred with large landowners; they were responsible for the taxes due from peasants who were settled on their land, besides being obliged to come forward with a fixed number of soldiers in case of war. In order that they should be able to fulfil their obligations the peasants were gradually attached to the soil; and thus a serfdom arose which lasted up to 1861 and practically transformed the peasants into slaves.
Religious Matters.—The administration of the Church was at first entirely in the hands of Philarete, who was elected patriarch in 1616. Till his death, in 1633, he was the actual sovereign, and in ecclesiastical matters his power was absolute. In 16 52 the patriarchal see was again occupied by a strong personality, Nikon. Tsar Alexis called him his “particular friend” and gave him a free hand in the reforms he undertook. He revised and corrected the texts of prayer books, the mss. of which had been disfigured by ignorant scribes, and abolished ceremonial practices for which no authority existed. But his activity met with strong opposition, due in most part to Nikon’s tactlessness, and led to a schism, Raskol. Its followers, Raskolniki, are still numerous. Nikon’s opposition to secular legislation about monastic property, and his efforts to place his own authority above that of the tsar, eventually made Alexis alter his attitude towards him. He then retired to a convent and refused to perform his duties. For nearly ten years the tsar ruled the Church in his stead, till a council was convened which deposed Nikon and appointed a new patriarch. The danger of having a man next to himself who might succeed in usurping such a measure of power, made Peter the Great abolish the Russian patriarchate. A curious feature of the first Romanoffs is that notwithstanding ` their efforts to rule in accordance with the people’s wishes, and though each of them in turn manifested a total lack of personal ambition, circumstances so imperiously demanded a strong hand that autocracy was evolved and imposed upon a succession of totally ungrasping autocrats. This general leaning of the country towards a firm rule prepared the way for Peter the Great’s activities. ee II. THE 18TH CENTURY
The salient figures among the Romanoffs.of the 18th century are those of Peter the Great and of: Catherine II. With Peter, Russia reached the Baltic sea after 20 years’ war against Sweden: with Catherine, her southern frontier,’ after two wars against |. Turkey, came down to the Black sea, whereas, on the west, owing
ROMANOFF
456
to the partition of Poland, and the annexation of Courland, she came in contact with the Germanic confederation.
Two brilliant
episodic wars; that of the empress Elizabeth against Frederick the Great, when Russian troops occupied Berlin, and that of Paul I., against the French in Italy and Switzerland, were brought on by political alliances and led to no tangible results. Sweden’s two attempts (1741 and 1788) to regain by a sudden attack some of her lost advantages nearly led to Russia spreading further over south-east Finland. Though the conquest of Finland was based neither on historical nor on ethnographical considerations, it became necessary for the security of St. Petersburg, which was founded early in the 18th century and gradually became the seat of government. Two attempts at advance in Central Asia remained fruitless; Peter the Great’s conquest of the southern border of the Caspian in 1723 was annulled by the empress Ann in 1732 when the annexed provinces of Mazanderan and Ghilan were handed
back to Persia.
As for Peter the Great’s attempt
to seize Khiva and liberate the Russians who were there in bondage, the whole of his army perished in the desert. Reforms of Peter the Great.—Peter the Great’s decision to turn Russia into a Western Power demanded a complete upheaval of existing conditions. The emperor (he assumed this title in 1721 at the close of the Swedish war) carried through his reforms against a stubborn resistance of the greater part of the nation, with hardly any efficient supporters to back him. The whole of his tremendous energy was aimed at making Russia strong, and at opening her to the influence of Western science and art. He started alone in the field, and the motto he chose for his seal during his journey abroad in 1697 is most characteristic; “I am of those who must be taught and am seeking for teachers.” The
work he performed between 1699 and his death in 1725 is astounding. He created an army and a fleet, transformed the country’s culture by putting it on a secular instead of a religious basis, made the acquisition of riches and honour dependent upon services to the State instead of birthright, and enforced justice and legality independently of the persons concerned; he developed the natural resources of the country by encouraging industries, and opened schools and obliged his subjects to travel abroad so as to learn from other nations; he fought against ancient customs and costumes, which kept the people tied up in an atmosphere where any innovation was deemed impure, manifested absolute religious tolerance and encouraged the building of Roman Catholic and Protestant churches for the foreigners whom he invited to Russia, and dragged Russian women out of oriental seclusion; he tried every branch of knowledge himself and strove to impart all he knew to his subjects; he instituted a senate, supreme court of law and highest organ of administration and offices for all branches of public service; he founded a newspaper, opened a theatre, bought works of art, made some himself, ordered geographical maps, and sent naturalists to explore Siberia. Three weeks before his death, and already in ill-health and pain, he wrote instructions for Captain Behring, commissioning him to find out whether Asia and America were separated by a sea. He composed a multitude of laws, taught people how to build houses, erect stoves, extinguish fires, bridle horses, shave beards, pray in church, and generally how to behave under every probable circumstance. Catherine II. was wont to say that whenever she saw the necessity of a new regulation she first ordered a search
to be made in Peter the Great’s archives, where she invariably found a draft of what she had been pondering over. He not only set a marvellous example of what personal energy can accomplish, but he was also the first to put forward the idea of “citizen” or “servant of his country,” as being the highest aim of a man’s activity. The real motto of his reign is contained in the order of the day he addressed to his soldiers on the eve of the battle of Poltava, the turning point in his struggle against Charles XII. of Sweden: ‘As for Peter, remember that life is of no value to him unless Russia lives in happiness and glory,” and this formula became the leading principle of all the most representative members of his dynasty. He never hesitated to sacrifice even his only son when he saw he would undo his father’s work and lead a life
of ignorant self-indulgence.
Later in the century Catherine II.
DYNASTY also seized every
opportunity
of showing
that all her life and
energies were devoted to the service of the country. Her grandsons, Alexander I. and Nicholas I., and her great grandson Alexander II., proclaimed the same rule and symbolized it by always sleeping on camp-beds, with a soldier’s great coat for a
blanket, so as not to forget that they were ever ready to go where their duties might claim them.
In this respect Peter the Great
was ahead of his times, not only in Russia, but in Europe, since the first Western sovereign who prided himself on being the servant of his people was Frederick II., nearly half a century
later. Peter’s daughter, Elizabeth (1741-61) was also a pioneer in her way when she abolished capital punishment (1744), which from then on was not practised in Russia except in retribution for attempts to overthrow the existing order of government. She also opened a fine arts academy. The short reigns of Peter the
Great’s immediate successors, his widow and his grandson, during
which favourites ruled in their stead, prompted a group of political men to offer the throne in 1730 to Ann; a niece of the great reformer’s, but on the condition that she signed a promise to take no steps without the approval of a council of eight men
(themselves) and this council would recruit its members by free election. destroyed That was autocracy
Ann signed the paper and then, backed by the guards, it as soon as she reached Moscow for her coronation. the only attempt made in the 18th century for limiting in Russia.
The two 18th century sovereigns of the Romanoff dynasty whose political activity was not regulated by their sense of duty,
but merely by their personal whims, Peter IIT. and Paul I. rapidly became so unpopular, that conspiracies at once arose which did away with them, the first after six months, the second after four years rule. The one law of Peter III.’s which it was not possible to abrogate was that which freed the members of the nobility from being obliged to serve the country, an obligation which was the only justification of the privileges they enjoyed. Liberalism Under Catherine II—The 34 years of Catherine ITI.’s reign produced a fundamental change in all paths of life. Liberal ideas, those of the French encyclopaedists, became the foundation of her reforms. She convened a commission for preparing a new code of laws and composed instructions to guide this assembly in its labours. The fundamental principles she propounded were mostly taken from the works of Montesquieu and Beccaria, but though the author of this treatise was an empress, Louis XV.’s Government forbade the sale of the French edition as being too liberal. Catherine accomplished a vast number of reforms tending to economic prosperity and encouraging certam manifestations of local self-government. She did a great deal for art, protected artists and formed the nucleus of a collection which, under the name of the “Hermitage museum,” is well
known all over the werld, and has been a powerful instrument of culture in Russia. Ill. THE
19TH
CENTURY
The beginning of the century saw the last of Russia’s expansion in Europe, as the annexation of the Swedish province of Finland took place in 1809. The changes which occurred in the redistribution of parts of Poland and of Bessarabia, in the first half of the century, partook more of the character of frontier rectifica-
tions
than
conquest.
Russia’s
territorial
acquisitions
of the
century were mostly in Asia. In r8or the kingdom of Georgia was annexed to Russia, and that led to a gradual absorption of
Transcaucasia, the last part of which was pacified in 1864. Central
Asia (or Russian Turkistan with Bokhara and Khiva), that perpetual hotbed of raids and stronghold of the slave trade, was conquered between 1830 and 1876, with the addition of the Turkoman steppe in 1831. But Russia’s advance to the Black sea had
opened up a new question, that of the Straits (Dardanelles and Bosphorus), for, without a free passage into the Mediterranean, the Black sea was of small commercial value. Catherine II. had
obtained from Turkey the right of protection over Turkish subjects of the Orthodox faith. This new principle, akin to the more modern idea of “spheres of influence,” originated the efforts of the Romanoffs for the liberation of Slav nationalities from Tuk
ROMANOFF
DYNASTY
457
Michael. 1613-45
R Theodor, 1676—82
Sophie, oe
ty
|
|
John V., 1682—95
Peter I., 1682-1725
T
(1) Evdokia Lopookhine (1695) (2) Catherine I., 1725-27
Catherine
(Princess Mecklenburg-Schwerin)
(2) |
(1) |
Anne, 1730-40
Anne (D. Schleswig Holstein Coton:
Alexis 1718
Anne Leopoldovna (Prince Anton Ulrich)
eae
(3) |
1741-61
|
Peter Ha 1727-30
Peter ITI., 1761-62 | Catherine II., 1762—96 Paul, Me
Ivan VI., 1740-41
|
72764
Alexander I., 1801-25
|
Constantin, 1825
|
Nicholas I., 1825-55 Alexander II., 1855-81
Alexander a Nicholas II., 1894-1917 x918
1881-94
|
Michael, 1917
Alexis T1918
ish rule; Russia participated in the war for the independence of Greece and bore the greater part of the burden in those which
eventually led to the creation of Rumania, Bulgaria, Serbia and Montenegro. The same policy brought on the Crimean War, which was disastrous for Russia and bared her weakness, even in military matters, before the eyes of the world. For ever since the Napoleonic wars Russian military prestige had been on a high
level. Paul I.’s admiration for Prussian discipline and uniforms was inherited by his sons, and under their personal guidance the art of military parades reached such perfection that it often concealed important drawbacks of organization. The staunch qualities of the Russian soldier had left a durable impression in Europe from the time of the Napoleonic wars, but the Crimean War led to a general revaluation of Russian methods, both inside the country and abroad. Conservatism of Later Romanoffs.—However, the main characteristics of the Romanoffs’ rule in the roth and early 20th century is undoubtedly the opposition to the principles of revolution which had triumphed in France. When Alexander I. was confronted with them, as personified by Napoleon, he was beaten, then pretended to yield till his forces were ready for a second and triumphant struggle. He realized so well the true meaning of his victory that, though the halo of “liberator of Europe” put him in a situation in which he would hardly have met with a refusal on any point, he never turned Napoleon’s downfall to any merely material advantage for Russia. All he
had gone through; the disasters of Jena and Austerlitz, the humiliations of Tilsit and Erfurt, the fire of Moscow, the entry mto Paris, the Congress of Vienna, he used all that to enhance Russia’s prestige and to create a situation where his own voice would carry most weight against revolutionary propaganda.
The
HolyAlliance was the only harvest he sought to reap for having
led his army from Moscow to Paris.
Growth of Revolutionary Sentiment.—But this moral comfort was of short duration, and the emperor very soon perceived
that he and his allies were unable to cope with the tide. More-
over, In his own country a vast conspiracy was formed, of which
he was aware in the last weeks of his life, though he took no steps against it. A military revolt was organized the very moment brother and successor came to the throne (Dec. 1825), and though it was suppressed in the course of one day, the danger
he had undergone left its imprint on the whole of Nicholas I.’s
mind and behaviour. After 1848, when most European Governments gave way to political reform, the emperor of Russia remained almost the sole bulwark of legitimacy. His son, Alexander II., understood that however well the principles of his ancestors might have been adapted to the requirements of his country, they
had to be exercised in conformity with the spirit of the times, and he effected a number of important reforms, such as abolition of serfdom, new courts of law with participation of a jury, local self-government (zemstvo) conscription for the army, education for the masses, etc. But the enemies of tsardom used these liberal measures merely as a broader basis for revolutionary propaganda, and this at once became so strong that it led to the murder of the emperor (1881). His son, Alexander ITI., proclaimed his allegiance to reaction; the Constitution his father had elaborated and would have granted had he lived a few days longer, was forgotten, and a police régime was instituted which appeared to stifle a recrudescence of revolutionary activities but in reality drove them into underground channels. Outwardly, the country was quiet and prosperous. The political alliance with France, which was the personal achievement of the emperor, created an era of peace and permitted the whole force of the nation to be devoted to economic development. The building of railroads, without which no modern State can live, was bound in Russia, owing to her vast expanse, to be protracted over a much longer period than in other European countries; this work was, however, pushed on in gigantic strides; the trans-Siberian railway (due to the emperor’s personal initiative) being the most notable achievement in this branch. The last Romanoff emperor, Nicolas II., came to the throne at the age of 26, and strove to continue his father’s work along the same lines. He succeeded in creating a wonderful economic prosperity. His desire to obtain a strong footing on the Pacific, and thereby to prompt the development of Eastern Siberia, led to a war with Japan (1904), which ended in disaster. A revolution broke out, and though it was suppressed by rapid and forceful measures, the emperor attempted to pacify the land by granting constitutional rights (Oct. 1905). This, however, was done but half-heartedly, and led to incessant misunderstandings between the Government and the people’s representatives.
Final
Success
of Revolution.—Propaganda
was
already
strong, and every liberal concession, instead of quieting public opinion, gave fresh opportunities of carrying it on. The emperor,
ROMANONES—ROMAN
458
while well-intentioned, was scarcely strong enough in character to withstand the forces of unrest which from 1905 on became yearly more active. At last, Russia’s participation in the World War and the emperor’s wish to unite all classes in one effort against the enemy, cleared the ground for propaganda in the army; it was especially active in the hospitals, which were largely in the hands of volunteers. The general discontent and uneasiness produced by several years of war were put to use and a spark was sufficient for bringing on a general conflagration in the midst of which the last Romanoff emperor descended from the throne with chivalrous dignity. The three centuries of the Romanoffs’ rule correspond to a period of expansion and brilliancy such as Russia had not hitherto known. (M. Pat.) BrstiocraPHy.—P. Vt Dolgorukov, Notice sur les principales familles de la Russie (2nd ed. Berlin, 1858) ; H. H. Munroe, Rise of the Russian Empire (1900); K. Waliszewski, La derniere des Romanovs (1902); R. N. Bain, The First Romanovs (1905) ; K. Waliszewski, Les origines de la Russie (1909); R. J. Kerner, Slavic Egerope, a bibliography e 1918); and E. A. Walsh, Fall of the Russian Empire I925).
ROMANONES,
ALVARO
TORRES, Count pE (1863-
DE
FIGUEROA
Y
(491-518).
Having officiated as a deacon in the
church of the Resurrection at Berytus, he removed to Constantinople. According to the legend, when he was asleep in the church of Cyrus, the Virgin appeared to him and commanded him to eat a scroll. On awaking (it was Christmas Day), he immediately mounted the pulpit, and gave fourth his famous hymn on the Nativity. Romanos is said to have composed more than 1,000
similar hymns or contakia (Gr. xovraxior, “scroll”). The MS: of the hymns, written by his own hand, was said to have been preserved in the church of Cyrus, in which he was buried and celebrated as a saint on the rst of October. Editions: J. B. Pitra, Analecta Sacra, i. (1876), containing 29 poems, and Sanctus Romanus Veterum Melodorum Princeps (1888), with three additional hymns from the monastery of St. Jobn in Patmos. See also Pitra’s Hymmographie de lEglise grécque (1867); C. Krumbacher, Geschichte der byzantinischen Literatur (1897); and HYMNS.
ROMAN a small
RELIGION.
community
the ceremonial of treaty-making, the lapis used in the rain-making ritual and the boundary-stones (¢ermini) which marked the limits of properties. The sacred character of trees again is seen in the ficus Ruminalis (fig tree) and the caprificus (wild fig) of the Campus Martius and in the oak of Juppiter Feretrius, on which the
spolia opima were hung after a victory; and the sacred animals such as Mars’ wolf, later regarded as the attributes of deities may themselves have been originally the objects of worship, At the other end of the scale at least two of the numina seem already to have developed the character of anthropomorphic dei: Jupiter the sky-god, possibly an inheritance from the time before the Greek and Roman stocks had separated, and Mars, god alike of agriculture and war, and possibly in origin the “spirit” of growth in crops, cattle and the young warriors. Animism.—But notwithstanding survivals and anticipation,
Animism is the true background of the Roman religion, which
might be described as a polydemonism or more exactly in Latin
phraseology as a “multinuminism.”
The “spirits” worshipped
were primarily local in character: in the house they had their focuses of activity at the door, the hearth and the store-cupboard,
__—+), Spanish politician, born in in the countryside on hill-tops, in groves, in streams and springs,
Madrid, Aug. 1, 1863. He was president of the Madrid municipality, cabinet minister and home secretary (1905), before thrice taking office as prime minister—in Nov. 1912; from Dec. 1915 to April 1917, and from Dec. 3, 1918, to April 15, 1919. He was minister of justice, Dec. 1922—Sept. 1923, and after Primo de Rivera’s coup d’éiat in that month, he published in defence of the parliamentary parties Las Responsabilidades Politicas del Antiguo Régimen de 1875 @ 1922 (1924). ROMANOS, called 6 yerwdds, Greek hymn-writer, was born at Emesa (Homs) in Syria. He resided in Constantinople during the reign of the emperor Anastasius, probably the first emperor
of that name
RELIGION
The Roman people were in origin
of agricultural
settlers, which
gradually
won its way to the headship first of Latium, then of Italy and finally of a European empire. Its religion, which was always marked by an absence of dogmatism and a readiness to adopt foreign ideas, has therefore a shifting and ever widening character, which tends to obscure the original essentials; the genuine Roman religion becomes gradually buried or fossilized in formal observance. The careful analysis of survivals in literature and monumental remains, and in particular of the extant calendars, has enabled scholars, using the comparative method, to make good progress in separating the elements due to different periods and influences. Survivals.—Broadly speaking, the religion of the early agriculture settlement was arrested at the stage of Animism. It had passed beyond the primitive stages of magic and Fetishism or “Animatism,” which regards natural objects as themselves divine and the source of power, and had not yet entered the stage of Anthropomorphism, which recognizes “gods” (dei) as personal and independent beings; it is in essence a worship of “spirits” (numina) which are thought of as dwelling in external objects or localities. But it is in a state of transition. There are still traces of the earlier attitude in the recognition of the sacredness of stones, such as the szlex (flint) which played a prominent part in
To this conception Roman religion added a characteristic or peculiar development in a kind of “Higher Animism” which associated the “spirit”? not only with visible objects, but with states
and actions in the life of the individual and the community: function is added to locality. Every “spirit” had thus in either a local or temporal sense or in both, its own sphere of action. The
“spirits” were not conceived of in any anthropomorphic or theomorphic shape: their sex was often indeterminate (sive mas, sive femina, “whether male or female” was a frequent formula of prayer), they had no form of sensuous representation, nor did they need a home to dwell in: statue and temple were alien to the spirit of Roman religion. Nor could they have a personal history or relation to one another: there was no Roman mythology. But in their individual spheres they could influence the fortunes of men, and men could enter into relations with them. The primary attitude of men to the spirits was one of fear, expressed in the conception of religio, the sense of awe or “anxiety” in the presence of a superhuman power. But the practical mind of the Roman soon gave this relation a legal turn, and later the ius divinum, which regulated the dealings of men with the divine powers became a department of the zus publicum, the general body of civil law. The act of worship was a kind of contract: the “spirits,” if they were given their due, were bound to make a return to man, and the object of worship and festival was to place them under this obligation and so to secure the pax deum (a state of peace between gods and men). Ritual.—In such a religion exactness of ritual must play a large part—so large, indeed, that many modern critics have been misled into regarding the Roman religion as a mere network of formalities without any background of genuine religious feeling. This formalism shows itself in many ways. It was necessary in the first place to make quite certain that the right deity was being addressed: hence it was well to invoke all the spirits who might
be concerned, and even to add a general formula to cover omissions. Place, again, was an essential element even in the conception of the numen, and was therefore all-important in ritual. So, too, was the character of the offering: male victims must be sacficed to male deities; female victims to goddesses; white animals were the due of the di superi, the gods of the upper world, black animals of the gods below; the more rustic numina, such as Pales (q.v.), should be given milk and millet cakes rather than a blood-
offering. All-important, too, was the order of ceremonial andthe formula of prayer: a mistake or omission or an unpropitious interruption might -vitiate the whole ritual, and though such mis-
fortunes might occasionally be expiated by the additional offering
of a piaculum, in more serious cases the whole ceremony had to be recommenced from the beginning.
Household Worship.—In the original agricultural community, the unit both from the legal and religious point of view wa not the individual but the household. The household was thus at once the logical starting-point of religious cult, and throughout
ROMAN
RELIGION
Roman history the centre of its most real and vital activity. The
head of the house (paterfamilias) was the natural priest and had
control of the domestic worship: he was assisted by his sons as
acolytes (camillz) and deputed certain portions of the ritual to his wife and daughters and even to his bailiff (vilicus) and his bailiff’s wife. The worship was offere d to the
spirits indwelling in the sacred places of the round hut in which the family lived. Janus, the god of the door, came first in the prayer-formulae,
though unfortunately we know but little of his worship in the household, except that it was the concern of the men.
To the
women was committed the cult of the “blazing hearth,” Vesta,
the natural centre of the family life, and it is noticeable that even
Ovid (Fast., vi. 291-92) describes Vesta as “nought but the living
fame.” The Penates (q.v.) were the numina of the store-cup-
459
Vinalia Rustica and the Meditrinalia, connected with Jupiter. (3) The winter festivals were less homogeneous in character, but we may distinguish among them certain undoubtedly agricultural
celebrations, the Saturnalia (connected with the sowing of the next year’s crop), and a curious repetition of the harvest festivals to Consus and Ops.
State Religion.—In passing to the religion of the State we
enter on a later period and a more developed form of society.
The loose aggregation of agricultural households gives place to the organized community with new needs and new ideals. ‘Thus
we find two prominent notes of the State influence, firstly, the adaptation of the old ideas of the household and agricultural cults to the broader needs of the city-community, especially to the new
hecessities of internal justice and war against external enemies ; and secondly the organization of informal worship into a conwas developed, individualized by selection from the other divini- sistent system. Adaptation proceeded at first naturally enough on ties of household or state religion. the lines of analogy. As Janus was in the household the numen Lar and Genius.—To these numina of the sacred places must of the door, so in the State he was associated with the great gate be added two other important conceptions, that of the lar famili- near the corner of the forum: the Penates had their analogy in aris and the genius. The lar familiaris has sometimes been the Di Penates populi Romani Quiritium by whom the magistrates regarded as the embodiment of all the family dead and his cult took their oath on entering office, the Zar famtharis in the Lares as a consummation of ancestor-worship, but a more probable Praestites of the community, and the genius in the new notion explanation regards him as one of the lares (q.v.; numina of the of the Genius populi Romani or Genius urbis Romae. But the fields worshipped at the compita, the places where properties closest and most striking analogy is seen in the cult of Vesta. The marched) who had special charge of the house or possibly of the Vesta of the State was in fact the king’s hearth, standing in close household servants (familia); for it is significant that his worship proximity to the Regia, the king’s palace; the Vestal Virgins, who was committed to the charge of the vilica. The genius was origi- had charge of the sacred fire, were the “king’s daughters,” and as nally the “spirit of developed manhood,” the numen which is at- such even in republican times were in the legal power of the tached to every man and represented the sum total of his powers pontifex maximus. But adaptation meant also the widening of and faculties as the zuno does of the woman; each individual wor- old conceptions under the influence of reflexion. Thus, since the shipped his own genius on his birthday, but the household-cult door is used for the double purpose of entrance and exit, the was concerned with the genius of the paterfamilias. In the ordi- Janus of the State was represented as bifrons (“two-faced”): nary religious life of the family there was a more direct connection the thought of the door as the first part of the house to which one vith morality and a truer religious sense than in any other part comes produces the more abstract idea of Janus as the “god of of the Roman cult. The family meal was sanctified by the offer- beginnings,” in which character he had special charge of the frst ing of a portion of the food to the household numina: the chief hour of the day, the calends of the month and the first month of events in the individual life, birth, infancy, puberty, marriage, the year in the later calendar. But development proceeded also were all marked by religious ceremonial in some cases of a distinc- on broader lines. Jupiter in the rustic-cult was a sky-god contively primitive character. The dead, too, though it is doubtful cerned mainly with the wine festivals and associated with the whether in early times they were actually worshipped, at any sacred oak on the Capitol. Now he developed a twofold characrate had a religious commemoration as in some sense members ter: as the receiver of the spolia opima he became associated with still of the family. war, especially in the double character of the stayer of rout From the life of the household we may pass to the outdoor (Stator) and the giver of victory (Victor). As the sky-god again occupations of the fields, where the early Roman settler met with he was appealed to as the witness of oaths in the special capacity his neighbours to celebrate in religious ceremonies the various of Dius Fidius. In these two conceptions, justice and war, lie the stages of the agricultural year. Here we have a series of celebra- germs of the later idea of Jupiter as the embodiment of the life tions representing the occupations of the successive seasons, ad- of the Roman people, both in their internal organization and in d sometimes to numina who developed later on into the their external relations. In much the same manner the agriculseat gods of the State, such as Jupiter, Mars or Ceres, sometimes tural character of Mars became submerged by his functions as to vaguer divinities who remained always indefinite and rustic in war-god. Finally, we must notice, as the sign of the union of two tharacter, such as Pales and Consus. Sometimes again, as in the settlements, the inclusion of the Colline deity, Quirinus, apparLupercalia (q.v.) the attribution was so indefinite that it is hard ently the Mars of the originally rival community. In these three lodiscover who was the specjal deity concerned; at other fes- deities, Jupiter, Mars, Quirinus, we have the great triad of the bvals, such as those of the Robigalia and the Meditrinalia, the earliest stage of the State religion. worship seems at first to have been addressed generally to any Organization showed itself in the fixing of the annual calendar mierested numina and only later to have developed a specific of festivals, the development of the character and functions of y of its own. Roughly we may distinguish three main divisions the priesthood and ofthe calendar year, the festivals of spring, of the harvest and of gods of the State. in a new conception of the legal relation of the The State now approached the gods through water. (1) In the spring (it must be remembered that the old its duly appointed representatives, the magistrates and priests, an calendar began the year with March) we have ceremonials and the private citizen was required to do no more on festival of anticipation and prayer for the crops to come: prominent days than observe mong them were the Fordicidia, with its symbolic slaughter of religion had thus alessceremonial abstinence from work. The State direct connection with morality and the bregdant cows, addressed to Tellus, the C erealia, a prayer-service religious sense than the worship of the household, but it had its ia Ceres for the corm-crop, and the most important of the rustic ethical value in a sense of discipline and a consecration of the telebrations of lustration and propitiation, the Parilia, the festival spirit of patriotism . i al Pales. To these must be added the Ambarvalia (q.v.), the External Influences—The later stages represent not the Hon of the fields, a movable: feast (and therefore not spontaneous developm ent of the genuine Roman religion, but its “und in the calendars) addressed at first to Mars in his agri- alteration and supersess ion by new cults and ideas introduced cultural character (see Mars). (2) Of the harvest festivals the from foreign sources. Three periods may be recognized: (1) from. nietsignificant were the twin celebrations on Aug. 21 and 25 to the end of the regal epoch to the second Punic War—the period winity-pair Consus and Ops, who were both concerned with of contact with the peoples of Italy; (2) from the second Punic ' oring of the year’s
board, at first vague and animistic, but later on, as the deus-notion
produce, and two vintage festivals, thẹ
War to the end of the Republic—the period of contact with
ROMAN
460
Greece and the Orient; (3) the imperial epoch, opening with a revival of old religious notions and later marked by the official worship of the deified emperors and the wide influence of oriental cults.
Italian Influence.—By the end of the regal period Rome
was a really developed city-state. There was a large artisan class, excluded from the old patrician gentes and therefore from the State cult. At the same time the beginnings of commerce had opened relations with neighbouring peoples. The consequence was the introduction of certain new deities, the ds novensides, from external sources, and the birth of new conceptions of the gods and their worship. We may distinguish three main influences :— (a) Etruria—The last three kings of Rome were Etruscans and Etruscan influence under their rule was strong. From Etruria came Minerva, who, as the goddess of handicraft and protectress of the artisan guilds, was established in a temple on the Aventine. Soon a new Etruscan triad, Jupiter, Juno and Minerva, was enshrined on the Capitol in a magnificent new temple built by Etruscan workmen and decorated in the Etruscan manner. In this temple the deities were represented by images. (b) Latium —Secondly, in war and peace Rome formed relations with her neighbours of Latium, and, as a sign of the Latin league which resulted, the cult of Diana was brought from Aricia and established on the Aventine in the commune Latinorum D1anae templum ; about the same time the temple of Juppiter Latiaris was built on the Alban mount, its resemblance in style to the Capitoline temple pointing to Rome’s hegemony. Latin cults were introduced even inside the pomoerium, the old city limits, the worship of Hercules, which came from Tibur in connection with commerce, was established at the Great Altar in the forum boarium, and the Tusculan cult of Castor as the patron of cavalry found a home close to the forum Romanum.
(c) Magna
Graecia—Later
on contact
with the cities of
Magna Graecia brought about the wide-reaching introduction of the Sibylline books. They came from Cumae and were placed in the Capitoline temple under the care of a special commission; their “oracles,” which were referred to in time of great national stress, recommended the introduction of foreign cults. In this way were brought to Rome the Greek triad Demeter, Dionysus and Persephone, who were identified with the old Roman divinities Ceres, Liber and Libera, Apollo, Mercury, and Aesculapius Dis and Proserpina, with their strange chthonic associations and night ritual. With new deities came new modes of worship: the “Greek ritual” in which, contrary to Roman usage, the worshipper’s head was unveiled, the lectistermum (q.v.), an elaborate form of the “banquet of the gods” and the supplicatio, an appeal to the gods in which the whole people took part. In this period, then, we find first a legitimate extension of cults corresponding to the needs of the growing community and secondly a religious restlessness and a consequent tendency to more dramatic forms of worship. Foreign Influence.—The two chief notes of the next period were superstition and scepticism: both the populace and the edu-
cated classes lost faith in the old religion, but they supplied its place in different ways. The disasters of the early part of the second Punic War revealed an unparalleled religious nervousness: portents and prodigies were announced from all quarters, it was felt that the divine anger was on the State, yet there was no belief in the efficacy of the old methods for restoring the pax deum. Accordingly recourse was had, under the direction of the Sibylline books, to new forms of appeal for the divine help, the general vowing of the first fruits (Ver sacrum) and the elaborate Greek lectisternium after Trasimene in 217 B.c., and the human sacrifice in the forum after Cannae mm the following year. The same
RELIGION such curious results as the representation of the Lares under the form of the Dioscuri. But more far-reaching still was the order of the Sibylline books in 206 B.c. for the introduction of the wor. ship of the Magna Mater (see Great MOTHER OF THE Gons) from Pessinus and her installation on the Palatine in 191 ge. the door was thus opened to the wilder and more orgiastic cults of Greece and the Orient.
Oriental Deities—After Magna Mater came the secret cult of Bacchus, which had to be suppressed by decree of the senate jn 186 B.c., and later on the cults of Ma of Phrygia, and the Egyptian Isis were established. In all these more emotional rituals, the populace sought expression for religious feelings which were not satisfied by the formal worship of the older deities. Meap. while a corresponding change was taking place in the attitude of the educated classes owing to the spread of Greek literature. The knowledge of Greek legends set poets and antiquarians at work on the task of creating a Roman
anthropomorphic
mythology,
In this way grew up the “religion of the poets,” whose falseness and shallowness was patent even to contemporary thinkers. But more important was the influence of philosophy, which led soon enough to a general scepticism among the upper classes.
Scepticism.—In the last century of the Republic the two later Greek schools of Epicureanism and Stoicism laid hold on Roman society. The influence of Epicureanism was wholly destructive
to religion, but not perhaps very widespread:
Stoicism became
the creed of the educated classes and produced attempts at a reconciliation of popular religion with philosophy. Since, however, the former was regarded as untrue in itself, but a presentation of truth suited to the popular mind, the way was opened for statecraft to use religion as its tool. The result was twofold. Worship passed into formalism and
formalism into disuse. Some of the old cults passed away altogether, others survived in name but were wholly devoid of inner meaning.
The old priesthoods came to be regarded as tiresome
restrictions on political life and were neglected: from 87 to 1 B.c. the office of flamen Dialis was vacant. On the other hand religion passed into the hands of the politicians: cults were encouraged or suppressed from political motives, the membership of the colleges of pontifices and augurs was sought for its social and political advantages, and augury was debased till it became the mere tool of the politician. Little survived but the household cult, protected by its own genuineness and vitality. Imperial Religion.—The Augustan revival was largely political, a part of his plan for the general renaissance of Roman life focused no longer on the abstract notion of the State, but on the persons of an imperial house. He saw, however, that no revival could be effective which did not appeal to the religious sentiments of the populace. It was thus his business to revitalize the old forms with a new and more vigorous content. His new palace on the Palatine was to be the centre of the new popular religion. With this object he consecrated there his new temple of
Apollo (28 B.c.), whom he had adopted as his special patron at Actium, and transferred to its keeping the Sibylline books, thus marking the new headquarters of the Graeco-Roman religion.
Similar in purpose was his institution of the Secular Games (eudi saeculares) in 17 B.c
Horace’s hymn written for the festi-
val is a good epitome of Augustus’s religious intentions. Further he established a new shrine of Vesta Augusta within the palace.
Still more marked was the building of a great temple at the end of
his new forum to Mars Ultor—Mars, the ancestor of the Julian family now to be worshipped as the avenger of Caesar's murderers. He also erected on the spot where Caesar’s body had
been cremated in the Forum a permanent temple to his adopted
father, under the definitely religious title of divus Iulius. No
doubt he also did much generally to revive the ancient cults: be
spirit continues to show itself in the introduction of Greek deities and their ready identification with gods of the old religion. Thus we hear of temples dedicated to Iuventas = Hebe (ror B.c.),
rebuilt, as he tells us himself, 82 temples which had fallen into disrepair, he re-established the old priesthoods and filled once more the office of flamen Dialis. But religious feeling was now
Diana = Artemis (179 B.c.), Mars = Ares (138 B.c.), and find even the Bona Dea (q.v.) identified with a Greek goddess of women, Damia. At the same time cult statues are made in which the identified Greek type is usually adopted without change, with
to be mainly diverted to the reigning house, and this project was
aided by the natural prominence in the palace of the cult of the
genius of the emperor himself.
As the palace cults became
national, the worship of the genius was bound to spread, and
ROMANS,
EPISTLE
‘mately Augustus sanctioned its celebration at the compita ae) together with the worship of the old lares. But e
ne and the wiser of his successors drew the line, and though under oriental influence divine honours were paid to the living emperor outside Italy, they were never permitted officially in e. eth this last period the story of the genuine Roman religion draws to a close. For, though the form of the old cults was long served, the vital spirit was almost gone. In the popular mind the many exciting oriental cults held undisputed sway; and with
TO
THE
final and all-embracing revelation of God for mankind;
461 every
now and then the argument glows with passion, and the exposition thrills with the writer’s joy in expressing convictions which had become for him living powers and hopes. The outline of the epistle is as follows. After apologizing for his inability to visit the Roman Christians before now, he promises to visit them, bringing “some spiritual gift” to this world-famous church of the capital. Meantime he explains the gospel of which he is so proud, endeavouring to stir up his readers to a sense of its wonder and strength. Such is the theme of the first five chap-
the more educated a semi-religious philosophy gave men a clearer monotheistic conception and an idea of individual relations with the divine in prayer. It was with these elements (fiercely antagonistic because so closely allied in character) that the battle of
Christ to all men, apart from national restrictions. To be right with God, to enjoy His fellowship and favour, is a position which is His gift. Both pagans and Jews have hitherto missed it, but
tion, the old religion lingered on as “paganism” and died hard at
in Jesus Christ (iii. 21f) it is now brought within reach of all men, as they believe. Not that faith and revelation had been
Christianity was really fought, and though, after its official adop-
the end, it was really doomed from the moment when the Augustan revival had taken its irrecoverable bias in the direction of the emperor-worship. BrrroGRaAPHyY.—W. Warde Fowler, The Roman Festivals of the Period of the Republic (1899); The Religious Experience of the Roman People (1911) ; Roman Ideas of Deity (1914); Roman Essays
ters, God’s “righteousness” or salvation for faith offered in Jesus
absent from the earlier history of God’s people; the apostle shows that this was implicit in the religious experience of Abraham (iv.). Only, it required the divine revelation in Christ to overcome the sin of man, which had weakened the race hitherto (v. rf). From a philosophy of history he is now passing to the deeper experience of religion, and the magnificent sweep of the
and Interpretations (1920); W. R. Halliday, Lectures on the History
next passage (vi.—viii.) shows how this faith embodies the power
(1926) ; A. de Marchi, Il Culto privato di Roma Antica (Milan 1903) ; G. Boissier, La Religion romaine d’Auguste aux Antonins (1891); La fin du Paganisme (1891). F. Cumont, Orientic Religions in Roman
of receiving and realising the gift of God, since it invests man with the divine Spirit, which is the sole guarantee of a sound life in the present and of a secure life in the future. Reverting to history, he now (ix.—xi.) faces the problem of the Jewish nation’s antipathy to the gospel, seeking to reconcile this with the justice and promises of God in the Old Testament. God is not to blame for such unbelief, he argues. And, with patriotic pathos, he hopes it will not be final; the rejection of Christ by the Jews, he contends, is merely partial and temporary. But part ‘of his interest is to prevent Gentile Christians from depreciating their relation to God’s earlier revelation in Israel and from disparaging the historical link between themselves and the saving purpose of God in the world. All men are equally under the sweep of God’s marvellous mercy, he concludes, in an impassioned outburst (xi. 25-36). Such an experience of the divine mercy brings obligations in its train, however, and these are now outlined (xii.—xiii.) as they bear upon the conduct of Christians as members of the Church, of society, and of the State; love is the supreme law, and as the Day of the Lord is near, there is no time for indulgence in vice. “It is high time to wake up.” But, instead of dwelling on this motive, he proceeds to apply the law of Christian love to one special problem of contemporary ethic, viz., the strain set up between the narrower and the more liberal parties over total abstinence and vegetarianism (xiv.-xv. 13), pleading for consideration on the part of the liberal majority, and finally calling on all alike to glorify God for His mercy to them in Jesus Christ.
of Roman Religion (1922); H. J. Rose, Primitive Culture in Italy
Peganism (English translation) ; J. Toutain, Les Cultes Paiens dans rEmpire romain (1907). See further: GREEK RELIGION; ETRURIA; Rericion, and articles on the deities, festivals and priestly Coe
ROMANS, EPISTLE TO THE. The occasion of this New Testament epistle is revealed in 1.8f, xv. 14f. St. Paul had fin-
ished his mission in Greece and was on his way to Jerusalem with the proceeds of the collection made by his churches for the poor Christians in Judaea. Casting about for a new sphere, he turns to the extreme West of the Mediterranean, to Spain, where evidently no one had preached the gospel. On his way to Spain, after settling the business at Jerusalem, he proposes to visit the Christians at Rome. This corresponds to the situation outlined in Acts xx. 2f; it is probable, though not certain, that the apostle wrote the epistle from Corinth or on his way from Corinth eastward, 7.¢., after the Corinthian epistles. What is certain is that he takes this opportunity of stating his gospel in its width and range of appeal. In the light of his experience and in view of the fresh propaganda which he contemplated in the Western Empire, his aim is to reiterate the principles of the Christian religion as he preached it. There was an appropriate note in such an epistle being sent to Christians at the capital of the Empire. Besides, the apostle was not confronted here as, e.g., in Galatia, with any attacks upon himself by the Jewish Christian party in the Church. Hence the breadth of view and the comparative
Such is the outline of the epistle as a whole. It is not unfair
absence of controversial references. He sets himself to put forward what he regards as vital Christianity rather than to counterat any policy of his opponents at Rome, and this vital Christianty is stated in its relations to the older Jewish religion, with the
to suggest that faith dominates the first part (i—v.), hope the second (vi.-viii., ix—xi.), and love the third (xii-xv.), though
to have been Gentile converts, that the hopes and promises of Ged as revealed in the Christian gospel rest upon His previous
epilogue (xv. 14-33) reverts to the situation noted in the opening paragraph; the apostle tells them of his plans and asks for their prayers. The sixteenth chapter seems to contain a note intended for a
object of persuading the Roman Christians, most of whom seem
revelation to Israel, although they go far beyond that. The two
none of the three is ever isolated entirely from the others.
The
mam errors before his mind seem to have been a tendency to W over the earlier revelation and a tendency on the part of Jews to depreciate Christianity as morally inferior to Judaism.
different audience. It is possible that the apostle may have known a number of Christians who had found their way to Rome, but the probability is that the first part of this chapter (1-16, 1-20, epistle therefore is more of a treatise than any other; it or I-23), represents a letter of commendation for Phoebe, adhot ignore the Roman Christians, but it is not written with dressed to the church at Ephesus. The number of personal ref: oy in view, since their local situation offered no erences and the unusual wealth of detail point to some community Patiicular problems. But, while it is a tract, it does not contain with which St. Paul was more familiar than he could be with “y compendium of Christianity; topics like the sacraments, the Roman church. Ephesus answers this requirement better than Schatology, and the resurrection, for example, are not discussed almost any other sphere; besides, the sharp warning against er8they are in the First Epistle to the Corinthians. The predom- rorists in verses 17~20 applies to Ephesus at this period (1 Cor.
amg motive of the epistle is the desire to propound the faith xvi. 8-9, Acts xx. 29f) better than to what we know of the Roman
4 faith for all men, which has its roots in the earlier revelaben ofGod to the Jews and yet goes far beyond that. He pours
at his very soul in expounding the glory of the gospel as the
church, for it is improbable that the apostle meant the words to be a vague warning against something that might happen in the future. For these reasons many editors and critics detach xvi.
from the original Roman epistle.
The tone and style of xvi. 25-27 suygest also that it is an editorial addition, later than St. Paul. Indeed in some early copies of the epistle during the second century it is found after xiv. 23, perhaps in editions drawn up for reading in worship. This.is merely one of a number of textual phenomena, which are discussed fully in Lake's The Earlier Epistles of St. Paul (pp. 3351), in Lightfoot’s Biblical Essays, in Zahn’s Einleitung in das
Neue
LANGUAGE
ROMANSHORN—ROMANY
4.62
Testament
(section
22), in Westcott
and Hort’s
Greek
New Testament (appendix), and in the present writer's Jntroduction to the Literature of the New Testament (pp. 134f), as well as by the critical editors. Some early editions of Romans seem to have omitted the words “in Rome” at i. 7 and 15. Unless this was due to a desire to make the epistle a catholic document, or to Marcion’s revision, it may point to the fact that there were more than one edition of the epistle. Lake, for example, argues on textual grounds that Paul himself wrote an edition, without “in Rome,” consisting of i. i—xiv. 23, xvi. 25-27, as a companion letter to Galatians, and that later he edited the epistle as we have it for the special purpose of instructing the Roman church. Others, like Renan (St. Paul, pp. 461f), think of two editions, the first (i-xiv., xvi. 1-20) intended for Asia or Ephesus, the second for Rome—a hypothesis which assumes a variety of forms. But it is not easy to suppose that the apostle ever left xiv. 23 with xvi. 25—27 as a self-contained letter, even if the doxology be accepted as Pauline. It is fairly clear that the canonical epistle represents an edited form of the original, and one natural hypothesis is that the original ended with xv., whilst xvi. 1f contains an addition. As Deissmann points out, the papyri supply numerous analogies for a “letter of commendation plunging at once in medias res and beginning with ‘I commend’” (Light from the Ancient East, p. 235); and if Tertius wrote both, the smaller letter might be put in the wake of the larger, as the canonical editors drew upon the copybook in which both were preserved. The mechanical conditions for such a practice are discussed in Gregory’s Canon and Text of the New Testament (pp. 319f). It is no longer necessary to discuss theories that the whole episile is a later forgery: Schmiedel’s examination of this aberration (in Hibbert Journal i. 532f) sufficiently indicates the impossibility of taking such views seriously. Nor is it needful to criticize the theories which attribute xv—xvi. in whole or part to some later hand, much less the idea, voiced recently by H. Delafosse (L’epitre aux Romains, traduction nouvelle, avec introduction, notes et commentaire, Paris, 1926), that the canonical Romans represents an originally Pauline letter which was first edited by Marcion and then catholicized. The epistle as it stands was known early to writers of the second century like Justin and Polycarp, possibly even to Ignatius; indeed traces of it are to be found in the epistle of Clemens Romanus, which lies within the last decade of the first century, at the very latest (see for an even earlier date, G. Edmundson’s The Church of Rome in the first Century, 1913, pp. 14f, etc). BiIBLIOGRAPEHY.—The ablest editions of modern days are those by B. Weiss in Meyer’s Commentary (oth edition, 1899), R. A. Lipsius in the Handcommentar (1892), Sanday and Headlam (International Critical Commentary, sth ed. 1905}, Denney (Expositor’s Greek Tesic ment,
1901), Lietzmann in his own
Handbuch
(1906), Parry
(Cambridge
Greek Testament, 1912), E. Kühl (1913), P. Lagrange (Paris, 1916), and Hauck in Zahn’s Commentar (1925), although the older work of men like Godet (1879, Eng. Tr. 1888) and E. H. Gifford (in the Speakers Commentary, 1881) deserves attention still for its delicate exegesis. Lightfoot’s posthumously published notes do not go beyond vii. 25 (Notes on Epistles of St. Paul, 1895), but we have Hort’s invaluable Romans and Ephesians (1895) for a study of the general data of the epistle, as well as the chapters in Kirsopp Lake’s The Earlier Epistles of St. Paul, Liddon’s Explanatory Analysis (1893), Pfleiderer’s Primitive Christianity (vol. i. pp. 211f), G. Semeria’s Il pensiero di S. Paolo nella lettera ai Romani (Rome, 1903), and J. Drummond’s article in the Hibbert Journal (1913, pp. 787f£). The critical
movements are chronicled by C. Clemen in his Paulus (i. pp. 85f, ii. 238f), and by A. Robertson (Hastings’ Dictionary of the Bible, iv. 295f) and C. W. Emmett (Dictionary of tke Apostolic Age, ii. 408f). The first chapter of Matthew Arnold’s St. Paul and Protestantism discusses Romans, and Sievers has just published an edition in rhythmical
form, in the first volume of his Paulinische Briefe, klanglich untersucht und herausgegeben (Leipzig, 1926). (J. Mor.)
ROMANSHORN, an important commercial town in the Swiss canton of Thurgau, on the west shore of the lake of Cop. stance. By rail it is 514 m. N.E. of Zürich. In 1920 its Population was 6,474, mostly German-speaking, while there were 4,535 Protestants and 1,898 Roman Catholics. Originally a small fish.
ing village, it belonged to the abbot of St. Gall from 1432 to 1798 when it became part of the canton of Thurgau. In 1856 the rail-
way from Romanshorn increased
to Zürich was opened,
the commercial
importance
and this vastly
of Romanshorn.
Its
sition on the lake helps to make it the centre of a great transit trade, chiefly in corn and timber, and it has many establishments. ,
ROMANS-SUR-ISERE,
industrial
a town of south-eastern France,
in the department of Drôme, 124 m. N.E. of Valence on the rail-
way to Grenoble. Pop. (1926) 15,041. Romans stands on a height on the right bank of the Isère, a bridge uniting it with Bourg-de-
Péage (pop. 5,510) on the other side of the river. The present parish church belonged to an abbey founded in 837 by St. Bernard, bishop of Vienne. Romans
has a tribunal
of commerce.
Its industries include
tanning, leather-dressing and shoe-making, distilling and oil-refining. ROMANUS, the name of four East Roman emperors. Romanus I. (Lecapenus), who shared the imperial throne with Constantine VII. (g.v.) and exercised all the real power from grg to 944, was admiral of the Byzantine fleet on the Danube when, hearing of the defeat of the army at Achelous (917), he resolved to sail for Constantinople. Soon after the marriage of his daughter Helena to Constantine he was crowned colleague of his son-in-law. His reign, which was uneventful, except for an attempt to check the accumulation of landed property, was terminated by his own sons, Stephen and Constantine, who in 944 compelled him to become a monk. He died in 948.
Romanus
II. succeeded his father Constantine VII. in 959
at the age of twenty-one, and died—poisoned, it was believed, by his wife, Theophano—in 963. He was a pleasure-loving sovereign, but showed judgment in the selection of his ministers. The great event of his reign was the conquest of Crete by Nicephorus Phocas. Romanus III. (Argyrus), emperor 1028-1034, was an undistinguished Byzantine patrician, who was compelled by the dying emperor, Constantine IX. to marry his daughter Zoe and te become his successor. He showed great eagerness to make his mark as a ruler, but was mostly unfortunate in his enterprises, and in his endeavour to relieve the pressure of taxation disorganized the finances of the state. In 1030 he resolved to retaliate upon the incursions
of the Moslems
on the eastern frontier by
leading a large army in person against Aleppo, but sustained a serious defeat at Azaz near Antioch, after which he never recovered popularity. His early death was supposed to have been due to poison administered by his wife. See J. B. Bury in the English Historical Review
G. Schlumberger, L’Epopée
Romanus
byzantine
(1889), pp. 53-573
(Paris, 1905), iii. pp, 56-158.
IV. (Diogenes), emperor
1068-1071, had risen to
distinction in the army, when he was convicted of treason against the sons of Constantine X. He was pardoned, however, by the
empress
Eudocia, whom
he subsequently married.
After his
coronation he carried on three successful campaigns against the Saracens and Seljuk Turks; in a fourth he was disastrously defeated by Alp Arslan on the banks of the Araxes and taken prisoner. After releasing himself by the promise of a large ransom
and the conclusion of a peace, he turned his arms against the pretender Michael VII., but was compelled after a defeat to
resign the empire and retire to the island of Prote, where be soon died in great misery. It was during this reign that, by the surrender of Bari (1071), the Byzantine empire lost its last hold
upon Italy.
See J. J. C. Anderson in the Journal of Hellenic Studies (1897);
pp. 36-39. On all the above see also J. B. Bury’s edition of Gibbous, Decline and Fall of the Roman Empire.
ROMANY
LANGUAGE.
The strongest proof that the
gypsies came originally from India.is found in their language
ROMANY
LANGUAGE
For all its dialects are clearly Indo-Aryan, that is to say, modifica-
tions of the language from which have sprung all the Aryan ages of modern India and Ceylon, and of which Sanskrit,
463
but in an originally closed syllable as a, which is also the rep-
resentative of Skt. a: merel, “dies,” rak‘el, “keeps,” manus, “man”, from. mdraié, réksati, manusdh.
with its oldest document the Rgveda, is the literary expression.
Moreover, gypsy is not only derived from the same original
In the consonant-system, the chief innovation is the change of the voiced aspirates already mentioned. Of the surd aspirates,
source as the other Aryan languages of India, but must for many
bh appears to remain (p‘al, “board” from Skt. phdiak); ch loses
centuries after the Vedic age have shared their development within or near the borders of India. For in general it shows the netic and grammatical changes which the Indian languages
its aspiration in west European gypsy (W. Eur. éin-, “to cut,” S. E. Eur. &in- from Skt. chinnd-); kk perhaps becomes a
Christian era. Dialectical Position.—The question in which dialect-group of these languages gypsy had its origin has been much discussed.
spirant x (xanro, “sword” from Skt. khandakak). Intervocalic consonants, as in all other descendants of Sanskrit, are weakened. The gutturals and palatals disappear altogether; the cerebrals remain as 7 (S. E. Eur. 7), the labials partly as v, the dentals as / in the European and Armenian dialects and as 7 in the Asiatic.
One school holds that it belongs to the north-western and espedally to the Dardic, which comprises certain dialects of the
Sanskrit yükā “louse”
ss a whole did not reach long before the beginning of the
Hindu Kush and includes also the more important Kashmiri.
These languages, in some respects more conservative than those further in India, have kept certain features of the old Sanskrit sound-system unchanged, e.g., the preservation of two or more
sibilants (f, s, s) or of an r preceded by a consonant.
The gypsy
dialects also show some of these peculiarities. But the preservation by descendants of characteristics that existed in the parent
language is not proof that they have any specially close relation-
ship (other than common origin). The existence of the same early imovations in both is proffered by those who hold that gypsy belonged originally to a more central group of dialects, of which a typical modern representative in India is Hindi.
It is with
these it shares its earliest sound-changes. Gypsy does not, however, share other later innovations of the central group which had set in or were setting in at the time of Aéoka (c. 250 B.c.). They must, therefore, have severed their relations with this group
before that date.
The word rom, “Gypsy man,” south-east
European rom, Armenian Gy. Jom, Palestinian Gy. dam, is the
Gypsy Juvid.
stict “needle” suv id. kītáh “insect” kiri “ant” sthapdyatt “places” tovel id. yuvatih “young woman” Juvelid.
juér (Syr.)
Sanskrit &gatah “came”
vijanati “bears young” bidālah “cat” pibaiz “drinks”’ hrdayam “heart”
Gypsy alo id.
benel id. bléri (Syr.) id. piel id. yilo id.
&ri (Syr.)
Assimilation of consonant-groups has occurred generally, with the exception of r preceded by a stop and of sibilants followed by dental or cerebral stops (except in the Armenian dialect). Thus Sanskrit dugdkám “milk” bhråtā “brother” héstah “hand”
Gypsy tud (from duddham), Arm. lué*. p'ral id., Arm. p‘al, Syr. bar. vasi, Syr. dst, Arm. ag‘.
Grammar.—In grammar, too, the main structure of the better preserved dialects rests upon its Sanskrit original. The declension of the noun is based on two cases—a direct (descended from the
Sanskrit nominative and accusative) and an oblique (descended from the Sanskrit genitive) to which various postpositions can be added.
same word as the Skt. domba-, “‘alow caste of dancers and singers,” Sanskrit Prakrit Gypsy from whom the Doms of India also derive their name. It is Sing. nom. cõrák (-d) cori }7a acc. cordm coram probable that wandering tribes, perhaps of the same character gen. cordsya corassa (-asa) ores as some of the criminal tribes of modern India, speaking a Plur. nom. corah Cora éor central dialect, made their way to the north-west (probably gen. coranam chrdnam coren western Panjab or Peshawar district) before the middle of the The verb is built up of the old present stem, of which the in, yd century B.c. There, among speakers of the north-western dalect-group, they stayed until, at some time before the oth dicative, the imperative and the participle still survive, and of the century A.D., they left India behind them in a migration which past participle, which alone or combined with auxiliaries forms past tenses. spread them all over western Asia, Europe and even America. Sanskrit Gypsy Dialects.—It is not known whether the gypsies left India in Present indicative: Sing. rdéksdmi rak'av one or several separate migrations or whether there were even . rákşast rakes at that time marked dialectical variations in the language they réksati rak‘el Plur. rdéksimast rak‘as spoke. But at the present day there are at least three distinct véksathana rak'en groups of dialects, the Asiatic, the Armenian, and the European. råkşanti rak'en Oneof the most noticeable differences lies in the treatment of the original voiced aspirates of Sanskrit. The Asiatic dialects have The opposition between present stem and past participle, thougħ ether preserved these or, losing the aspiration, have reduced in most cases the latter has been remodelled on the former, m to simple voiced sounds; the European and Armenian still survives in a few verbs: dialects, on the other hand, have changed them to surd aspirates: _ Skt. máåratē “dies”, : mrtdh “dead” =Gy. merel : mulo. „ wyatt “goes” =: gatdh “gone” =,, jal : gelo. Skt. bh, dh, gh became Asiatic b,d, g, but Armenian and European
hih kh (i,k). Thus we find Skt. bhrdta “brother,” dhūmáķ smoke,” ghytém “melted butter” in Eur. Gy. p'ral, t‘uv, kil, m Pal. Gy. bar, dif, gir.
Gypsy has preserved the Sanskrit numerals x to 6, 10, 20, roo. But 7, 8, 9 and higher numbers are borrowed—by Asiatic gen-
To-day there is considerable dialectical variation even within asmgle group such as the European, dating probably from the time of separation within Europe itself. These dialects differ
various methods of addition or multiplication from existing
according to locality and to the degree in which they have been
examples can be dated back to the time when, leaving the central group of dialects in India, the gypsies sojourned among the speakers of the north-western group. Indeed, the borrowed
infuenced by surrounding languages.
In this respect they may
vary from the comparatively pure Indian idiom of, for example, Some of the Balkan gypsies or even of the gypsies of Wales, tomere jargons consisting of a framework of the local language,
forexample, English, in which a certain portion of the vocabulary 8 replaced by gypsy words. Sounds.—The vowel-system rests on that of Sanskrit. As in all de Indian dialects Skt. ai and au have become é and 6
leg, Arm. Gy. tel, “oil,” from tailém; mol, “price,” from maulyam).
the European dialect Skt. a in an open syllable appears as e, +
erally from Persian, by European from Greek—or are formed by
numerals. The borrowing of vocabulary has been extensive.
The first
words of a gypsy dialect disclose the itinerary of its migrations. When in the dialect of the gypsies of Wales we find borrowed words from Persian, Armenian, Greek, Rumanian, Bulgarian, Serbian, Czech, German, French and English, we may assume
that at some time or other the ancestors of this particular group passed through the countries where these languages were spoken. The form in which the words appear may give some clue as to the date when they were borrowed. The most numerous source
ROMBLON—ROME
404
for the European dialects is Greek, a fact which accords with the long stay the gypsies appear to have made in the Eastern empire. BretiocraPHy.—G. F. Black, A Gypsy Bibliography (1913, bibl.); Journal of the Gypsy Lore Society (from 1888); J. Sampson, The Dialect of the Gypsies of Wales (1923, bibl.), invaluable for the study of any gypsy dialect; R. L. Turner, Position of Romani in Indo-Aryan
(1927); R. A. S. Macalister, Language of the Nawar (1914); F. N.
Finck, Sprache der armenischen Zigeuner (1907); A. G. Paspati, Les Tchinghianés de empire ottoman (1870) ; R. von Sowa, Die Mundart der slovakischen Zigeuner (1887), Worterbuch des Dialekts der deutschen Zigeuner (1898); B. C. Smart and H. J. Crofton, The
Dialect of the English Gypsies (1875); F. Miklosich, Mundarten der
Zigeuner Europas (1872-80) ; Albert Thomas Sinclair, “An American Romani Vocabulary,” comp. and ed. by George F. Black, New York
safest points (the Palatine hill, probably the Capitoline and the outjutting spurs of the Esquiline) seem to have been chosen fgg the first communities.
The graves of these early people that have
been found in the Sepulcretum at the edge of the Forum shoy
that they were a cremating folk that possessed the same kind of utensils and pottery that have been found in the Alban cemeteries About the 8th century a related people, which however buried they
dead, came in from the older settlements of the Sabine hills ang built their straw huts on the Esquiline and Quirinal ridges. In the 6th century Etruscan princes seem to have conquered the whok of Latium. They soon organized these communities (which hag
apparently coalesced to some extent) into a city, and, bringing jt
ROMBLON, a municipality (with administration centre and 27 barrios or districts), capital and port of the province and
into connection with the rapidly growing Etruscan cities north of the river, laid the foundations of a flourishing principality. Before they were driven out, about 500 B.c., a large temple had been built
island of Romblon, Philippine Islands, about 187 m. from Manila. It bas a deep well sheltered harbour which makes it. one of the
been raised enclosing all the hill communities, and the forum Valley
Pub, Lib. Bull., vol. xix., pp. 727-738 (1915).
best ports south of Luzon. call from Manila.
(R. L. T.)
Pop. (1918), 10,467. It is a port of had been drained so that the area could be used as a common
Much copra is exported.
Romblon is famous
for its beautiful buri mats. The language spoken is a dialect of Bisayan.
ROME, a province of modern Italy, forming a part of the
district of Latium (Lazio) (g.v.). ROME, the capital of the kingdom of Italy, lies on the Tiber river, 17m. north-east from its mouth on the Mediterranean. It was the capital of the ancient Roman republic and of the Roman empire and became very early the headquarters of the Christian Church. With a longer record of continuous political and religious importance than any other city it is unique for its antiquarian interest., In the following account the general subject of Rome is treated broadly under two aspects, themselves subdivided.
These are: (1) the topography and growth of the city of Rome, the evolution of which is traced from the earliest times to the
present, and (2) Roman history, z.e., the political and social history of the Roman republic, empire, the mediaeval commune, and
briefly the modern Rome.
THE ANCIENT CITY The primitive city of Rome stood not in the Tiber valley, but on the ridges—so-called hills—of the Latin plain that jut unevenly into the valley. During the empire the city encroached more and more on the lower level till it covered the whole of the Campus Martius that lay in the wide bend of the river opposite the Vatican hill. These ridges, like the whole Latin plain, consisted of volcanic ash, partly cemented into hard tuff, which had, during a long series of eruptions in the Alban hills, filled an inland lake and built up an uneven plateau. In drilling wells outside of Rome’s gates the following strata, enumerated from top to bottom, are usually pierced: several layers of brownish ash or tuff, a stratum of cappellaccio or friable grey tufa mixed with alluvial sediment, sand and gravel of the former lake bottom, and finally pliocene clay. Where erosion has not been very active the volcanic deposit near Rome rises to about 100 feet. Nearer the Alban hills it is far deeper. Here and there drilling also encounters hardened streams of lava that flowed from the craters from time to time. The Appian way lies partly upon a tongue of hard lava that flowed northwards during one of the last eruptions, not long before historic times.
The First Settlements.—On the part of Latium covered by the ash deposits we have as yet no convincing proofs of human settlements prior to the early iron age (about 1000 B.c.), whereas on the calcareous areas of Latium—on the Sabine and Volscian hills—which this ash did not reach, numerous remains even of Neolithic settlements have been found. It would seem that the
site of Rome (and its neighbourhood on the south and east) was not an attractive place for settlement until about 1,000 years before our era, and the cause may well have been the activity of the Alban volcanoes. The first settlers coming from north of the Tiber seem to have taken possession first of the Alban hills and then of the Roman “hills.” They were apparently shepherd and agricultural peoples of the “Italic” branch of the Indo-European race, related to the Villanovans (g.v.) who were settling in southern Etruria at the end of the second millennium s.c. The highest and | >
to Jupiter, Juno and Minerva on the Capitoline, a stone wall had
market place.
In early Rome ordinary dwellings were straw huts or stray. thatched adobe huts, while temples and public buildings were erected in the Etruscan manner to suit the materials of the vicinity. The Capitoline temple, for instance, had walls of volcanic tuff well coated with stucco to hide the ugliness of the material. The ceiling beams which supported a tile roof were probably held up
by a cantilever brace. The roof of the portico rested on four tuscan columns of wood or stuccoed tufa. The wooden architraves were covered with figured terra-cotta slabs that provided some adornment and protection for the beams. The pediment figures
were also of terra-cotta. Because of the absence of good building
stone the.Etruscans early developed for architectural adornmenta
dignified plastic art in terra-cotta, and its artistic qualities can now be appreciated in the splendid Apollo-figure recently discovered in Veii, a few miles north of Rome. This Etruscan method of building sufficed for the city till Greek artists were brought to Rome in the second century B.C. The building of stone bridges and aqueducts during the 2nd century popularized the use of the stone arch. The concrete dome which became so striking an element in later Roman construction was not used to good effect till the latter part of the rst century of the empire when the art of making reliable concrete had been fully developed. Materials.—Since public buildings were frequently rebuilt and enlarged it is difficult to assign the present remains to their proper epoch, and the accounts of early Roman architecture do not by any means agree as to dates. It is only by careful observation of the materials! used that we can assign the remains of the republican period to their approximate periods. Before the Gallic fre in 387 B.C. practically the only stone used was the soft grey volcanic tufa called cappellaccio, the principal source of which was the quarry at the foot of the Capitoline where the Mamertine prison now stands. This is a very poor weathering stone so that it was regularly protected by a coat of stucco when used above ground.
After the Gallic fire, when Rome had gained possession of the Veientian quarries of Grotta Oscura near the Tiber some rom. north of the city, the yellowish grey tufa of that region came into popular use. This stone was as easily worked as the native ont, and being more uniform in texture was cut into larger blocks af 2x2 feet. The massive fortification walls of Rome were largely
rebuilt of this material during the 4th century, as were many of
the public structures that had been destroyed by the Gauls. For rough work some very ugly volcanic stone, full of inclusions of black scoria, was also used for a while. This was also found ™ southern Etruria, and the blocks that were used at Rome Ostia may have come from the abandoned walls of Fidenae, north
of Rome. The grey tufa of Grotta Oscura was the favourite build
ing stone of the city for over 200 years, while the scoria-fill
stone was soon abandoned. These materials also weathered poorly and proved too weak for IMiddleton, The Remains of Ancient Rome (1892) ; Lancian), ay
and Excavations Van
Deman,
The
(1897); Delbrück, Hellenistische Bauten (190713 Date
of Concrete
Monuments
Roman Buildings of the Republic (1924).
(1912); Frank
ROME
BUILDING MATERIALS]
heavy loads. Hence in the 3rd century architects went to the Alban hills for the stronger dark grey tufa (Lapis Albanus, peino) when in search for architrave beams and heavy column
drums. The Tullianum, Rome's first prison, which required a very hard stone, seems to be the first structure built of this material. it probably was constructed about 250 B.c., certainly not in the regal period as has been supposed. All the large temples built during the 2nd century B.C. used peperino for points of great stress
and weight. At the Gabine lake, an old volcanic crater which was nearer Rome, a tufa somewhat rougher than peperino, but equally strong, was then brought into use. This Gabine stone (Lapis Ga-
binus, sperone) was freely employed in massive walls for a cen-
tury or more, but its use was limited by the fact that it would not yield to ornamental cutting. Both of these stones were costly because of the heavy transportation charges. Hence during the
4605
bricks were not burned at Rome for use in wall-construction during
the republic. Immense heaps of fragments of broken roof-tiles had however accumulated, and the Augustan architects began to use these fragments in facing concrete walls.
When
this supply
gave out, triangular bricks were made for the same purpose—during the reign of Claudius—and when, after the great fire of Nero’s day, a vast programme of rebuilding followed, brick yards turned out an immense quantity of material for the facing of concrete walls. This material continued to be used freely through imperial times. Marble was very expensive and relatively few buildings were made of solid marble; but for veneering, for columns, entablatures
and decorative members large quantities of marble were imported. A few wealthy nobles had imported marble columns for their porticoes before Caesar’s day. While Caesar was governor of Cisalpine md century experiments were made with the brown tufas nearer Gaul his architects and engineers began to import to Rome CarRome. As can still be seen, the hills of Rome had an abundant sup- rara marble, found in that province, The architects of Augustus ply of this brown tufa lying above the cappellaccio, but these hills developed the Numidian quarries of Simitthu, which yielded a were now so well covered with buildings that quarrying inside the variety of yellow and cream coloured marbles of great beauty city was impracticable. South of the Janiculum, on Mt. Verde, a (giallo antico). The transportation costs were very heavy since it quarry was opened and used for several buildings of the second had to be brought room. over land before it was loaded on ships. century and of the early decades of the first. The Mt. Verde stone Its use was largely confined to decorative purposes. The pavonazis hard, close-grained, but too brittle for heavy burdens, and was zetto of Synnada, 200m. inland from Smyrna in Asia Minor, also seldom used after Sulla’s day. The brown tufa from the Anio came into use, as well as the greenish cipollino of Euboea, the marriver just above Rome proved to be very strong and uniform, in bles of Pentelicon, Hymettus and Paros, and the red granites of fact an excellent material except for its ugly appearance. After Aswan in Egypt. During the empire architects vied with each the fine arches of the Aqua Marcia were built of it in 144 B.c., it other in attaining new colour effects with contrasting veneers, and remained because of its durability and cheapness the favourite the Christian basilicas and churches of Rome which are decorated stone for ordinary ashlar masonry for two centuries. This Anio with the marbles stripped from Roman buildings are rich with tufa is now to be found in the ruins of more than half of the build- stones that the emperors had imported from all parts of the world. ings of the forum. During the 2nd century 8.c. two very important Besides those mentioned we may name the products of quarries of discoveries of materials were made. The travertine deposits at Chios (called Africano), Thasos (porta sania), Laconia (rosso Bagni on the road to Tivoli were found. This is a limestone of antico and nero antico), Thessaly (verde antico), and the alabasrecent formation caused by the deposit of the carbonate of lime ters and porphyries of Egypt. from the hot springs that arise at that point. Since the ground was Eatly Town Walls.—Tradition speaks of very early fortificalevel and covered with vegetation the splendid deposit had for cen- tions around the Palatine and Capitoline hills. These may have turies lain unobserved. The stone being rather soft when at first been earthen mounds bearing a fence of stakes. There is no doubt exposed is easily sawed and worked. It soon hardens under expo- that a stone wall was constructed of cappellacci o blocks around the sue. The Romans used it at first with some hesitation, but by whole city at the time of the Etruscan kings. This wall was almost Caesar’s day they had learned to appreciate its good qualities. wholly rebuilt after the Gallic fire (387 B.c.) with the stronger During the early empire it was freely used, as may be seen in the Grotta Oscura stone, and later strengthen ed and improved from massive walls of the Colosseum. Recently this stone has been time to time with better materials. This so-called Servian wall (at exported in large quantities to America. frst not including the Aventine) was nearly 6km. long. It began Unfortunately for the aesthetic qualities of Roman architec- at the Tiber near the present Ponte Rotto, had two gates between ture the process of making a cheap and durable, though ugly, con- the Tiber and the Capitoline hill, skirted the Capitoline on its west cete was discovered at about the same time. Since good sand is side (where a few blocks of the 4th-centur y wall are visible), then dificult to find near Rome, volcanic ash (pozzolana), which lies in proceeded across the valley to the edge of the Quirinal hill. A abundance everywhere in Latium, was substituted. This ash is of small gate (perhaps an embrasure for artillery) is still visible course a crushed dehydrated slag, and it was eventually found inside the Palazzo Antonielli, but this consists of Anio tufa and that if the ash was taken from deep pits where rain-water had not must date from about the time of the first civil war. The fragment destroyed its qualities it would mix with lime into a very firm of wall seen in the via Nazionale just above is of Grotta Oscura hydraulic cement. By adding a filler of tufa fragments a very stone belonging to the 4th century. From this point the wall folcheap and durable concrete could thus be made. Concrete was first lowed the edge of the Quirinal hill north-eastwards for over a mile used freely in the foundations and podia of the temple of Concord to the porta Collina. At the via Finanze may be seen a well preM120 B.c. and the temple of Castor in 117 B.C., but it is found portion Because served of the material this part in cappellacci o. ven earlier in a part of the platform that was constructed in front has usually been assigned to the 6th century, but the fine workof Castor several years before. This platform probably belongs to manship and þattering would rather indicate a 4th century reconGracchan period. Concrete however came into free use in struction. From the Porta Collina the wall turned southwards superstructures only in the age of Caesar, when marble was im- across the level plateau to the porta Esquilina, a distance of about ported in such abundance that it could be used as a veneer for a mile. Here the city was especially exposed to attack and the wall uglyconcrete walls. The great importance of concrete for Roman architecture lay in the fact that during the empire, when Rome was not only made with special care in the 4th century but was later frequently strengthened and repaired. In constructing this fequired very extensive structures, domes and vaults of immense portion a moat 3oft. deep and rooft. wide was dug and the earth pan could be built of this material. During the empire most of of this excavation was used for an agger about 4oft. thick. The. heavy walls were constructed of concrete because of its cheap- stone wall itself that stood behind the moat and supported the ‘Wess and durability. They were usually faced with brick or with mound was about roft. thick and more than 3oft. ‘high and was marble slabs. The bricks when used were generally triangular with made of Grotta Oscura stone. The inner side of the agger was supone angle stuck into the concrete; the marble slab veneering was ported by a lower cappellaccio wall. The numerous quarry marks usually held in place by iron clamps, found in the section near the railway station are probably those of Though the art of making good terra-cotta ware was known in the Etruscan workmen of the 4th century, while those found at Primitive Rome, and roof-tiles of terra-cotta of excellent quality Piazza Fanti seem to belong to the repairs of the second Punic freely been used for six centuries before Augustus’ day, War. The Gabine and Monte Verde stones of the reconstructed +
aes.
ROME
466
Viminal gate may belong to the time of the Social War, while the concrete work and Anio stone at Piazza Macao seem to be a part
of the repairs made during the Catilinarian Rebellion or the civil war. The original wall skirted the Palatine hill on the south side and ran directly to the river. Here several portions of the 4th-century wall, built in Grotta Oscura tufa and the scoriated Fidenae stone, have been found, but at the south-west corner of the hill a fragment of the original 6th-century wall in cappellaccio blocks may still be seen. During the 4th century the Aventine was also included in the fortifications. The large wall on the Via di porta S. Paulo, however, was repaired with Anio stone and a concrete backing during the Sullan period, and near the gateway arched openings for the placement of defensive artillery were neatly constructed. Streets.—It is doubtful whether Rome had paved streets before the znd century s.c. The earliest pavement that has been found is that of the street which ascends the Capitoline hill from the forum. It was laid in 174 B.c. The few remains of it still visible at the side of the temple of Saturn are hard rough lava blocks full of leucitic crystals. This lava was brought from beyond Civita Castellana and was preferred to the native lava of the Appian Way because the crystals furnish a rough surface which is essential on a steep roadway. During the Ist century B.C. most of the streets
were paved with large polygonal lava blocks neatly fitted and (at times) set in a concrete bedding and curbed with travertine. Outside of the city some of these pavements are still in use after 2,000 years of wear.
Bridges and Drains.—The first bridges of Rome were laid on wooden piles.
In 179, stone piers were built for the Aemilian
bridge (the ponte rotto). In the period between Gracchus and Sulla, architects had learned to make strong arches and then the Aemilian and the Mulvian bridges were constructed of splendid stone arches. The Fabrician bridge, contracted for apparently during Cicero’s consulship, with two vast arches, is still in use. The first large sewer which drained the forum and cattle market seems to have been an open channel lined with cappellaccio masonry. It was covered over early in the republic. The magnificent Cloaca
Maxima which opens out near the Palatine bridge and was in use till some 30 years ago was, to judge from its free use of Gabine stone, not constructed till the latter part of the 2nd century B.c. During the empire the whole city was as thoroughly drained with
well-built sewers as any modern city.
_
Aqueducts.—Before 312 B.c. the city depended upon wells and springs for its water supply. In that year Appius Claudius, the censor, constructed an underground aqueduct 7m. in length to supply water to the poor of the crowded sections of the city. Forty years later the Anio Vetus was added. In 144 the Aqua Marcia was laid bringing an abundant supply of excellent water from high in the Sabine hills 44m. away. Where it crossed the lower plain outside of Rome the conduit was raised on splendid arches so as to bring the water to the top of the Capitoline hill. Some of these arches are still standing near Porta Furba; and the city of Rome is still using the springs that supplied the Aqua Marcia. Augustus, Claudius and later emperors enlarged the water supply, Jaid an extensive system of leaden pipes in the streets and built numerous fountains, till in Trajan’s day the city was generously supplied with pure water.
THE FORUM! In the early days the valley between the Palatine hill and the Capitoline was marshy ground with an open pool, the Lacus Curtius, near the centre, another near the west end, the Lacus Servillus, which caught the spring waters of the Capitoline hill, and another, the Lacus Juturnae at the base of the Palatine. On the lower slope of the Capitoline hill, on a protruding ledge of rock, were altars to Saturn and to Vulcan, and between them a speaker’s platform. On the corresponding lower slope of the Palatine was the shrine of Vesta with the house of the vestals near by and the ‘Jordan, Topographie, i.; Lanciani, Ruins and Excavations; Huelsen , tr.}, The Roman Forum, with references to the reports of the excavators: Carlo F ea, Rosa, Fiorelli, Lanciani, Boni, et al.;
Thédenat, Le Forum Romain; Lugli, La Zona Archeologica di Roma.
[THE FORUM
office of the pontifex maximus. Below the Esquiline was an extensive burial ground. When the marsh was drained and the three
springs walled in the central part became an open market place— forum—which was soon lined with two rows of shops (tabernae) while the north-west corner was laid off for open-air town-meetings
(the comitium), and a speaker’s platform was early constructed
between the comitium and the forum.
Without regard for chro.
nology we shall briefly mention the more important buildings of
the forum of which there are remains, beginning at the Tullianum on the north-west corner.
The Tullianum? (“Mamertine prison”) took the place, as death. chamber, of the older quarry caverns that here ran deep into the Capitoline hill. It was apparently built in the 3rd century ac Alban stone—the hardest material available—was used. The
chamber was a truncated cone, about r2ft. high. It originally had
a ceiling of oak beams, and could be entered only from atrap-door above. In the 2nd century an arc of the circle was cut away to make room for the road in front, and a straight wall of Grotta
Oscura stone was built in its place. About r00 B.C. an upper
vaulted chamber of Mt. Verde and Anio stone was constructed above the Tullianum, and later the lower chamber was given a horizontal stone vault. Finally, in the reign of Tiberius, a massive
facade of travertine was built on the forum front. This is the chamber where noted prisoners like Jugurtha, the Catilinarian conspirators and Vercingetorix were kept before execution. It could never have been a well-house, as has been supposed, since the floor
is actually above the republican level of the comitium. The present floor is about 6ft. above the original, if Sallust’s measure of its depth is correct.
On the south of the Tullianum are the remains of the Temple of Concordia The original temple was erected to the deified abstraction of Concord in 366 to mark the temporary peace in the class conflict between the patricians and plebeians. The temple was rebuilt, partly with the earlier materials, and enlarged by the aristocratic consul Opimius in 120 B.c., to mark the end of the Gracchan class contests. The rededication to Concord was however considered an insult by the defeated Gracchans. Here Cicero delivered two of his Catilinarian speeches, using the temple for his
addresses not only because he wished to remind the people of his programme of concordia ordinum but also because of the suggestive proximity of the place to the death-chamber. Tiberius rebuilt the temple in marble to commemorate the Concord of the Augustan régime. This new temple had a large portico and entrance on the forum side and the concrete base of this comes forward nearly to the Vulcanal. Portions of the elaborately carved cornice and of some of the capitals and bases are still to be seen in the corridor of the Tabularium. The temple was one of the most richly decorated at Rome and became a veritable museum of precious works of art. The corner of the podium nearest the prison originally belonged to the senaculum—a gathering place of senators—but was incorporated in the enlarged portico of this later temple. ` Below the steps of the temple of Concord may be seen the remains of a very old Altar of Vulcan cut in the native cappellacco, and near by several cuttings in the rock which give evidence of an early cemetery here. Passing the Arch of Septimius Severus, 4 work of pleasing proportions though covered with confused re-
liefs of a decadent and boastful art, we reach the remains of the
old Rostra, the scene of Rome’s legislative struggles from the time of the Twelve Tables till Caesar.
democracy.
It is the birthplace of modem
In the centre of the mass may be seen a few of
old steps that may belong to the platform of the decemviral times. The name rostra derived from the iron rams taken as trophies
from the warships of Antium (338 B.c.) and fastened on the back of the platform (on the forum side). The outer steps of Mt Verde stone on the side of the Comitium and the circular rear
wall of concrete lined with reticulate blocks belong to a rebuilding
of the Sullan period. Between the rostra and the Arch lies a black stone pavement that marks a sacred area uncovered in the excavations of 1899 *Frank, Roman Buildings of the Republic, 39 ff.
SRebert and Marceau, in Memoirs of Amer. Acad. in Rome, V. $
TEMPLES AND COURTS]
ROME
The layer of gravel which covered this area as well as the pre-Sullan rostra shows that the sacred area was abandoned and covered
4.67
was still very crude! The pontifex himself had his home in the domus publica, the foundations of which, as it was when Caesar
up when the Sullan rostra were built. The objects found beneath lived there, may still be seen a few yards to the south-east of the the black stone are a 6th-century inscription of very great impor- regia. tance, though so much damaged that no line is complete, a trunThe extensive House of the Vestals,2 as it appeared in the late cated cone which probably supported a statue, a double base empire, has many of its walls intact. They date from several rewhich, according to Varro, supported two figures of lions, pre- buildings and additions made at various times during the empire. sumably such as Etruscans placed in front of important tombs, A few of the Vestal statues and honorary inscriptions remain, but and a great many votive objects of different periods—now to be not on their original locations, since all were found in a confused seen in the forum museum. Some of these objects were found heap ready for the limekiIn. Of the small republican structure in their original setting, others had been removed here and buried there are few remains except the simple mosaic floor visible at a as being too sacred to destroy at the time when the rostra were low level near the entrance. The foundation of the round shrine
rebuilt. The inscription is cut on stoneimported from Etruscan territory,
of Vesta is visible between this Atrium and the Regia, and near by are remains of the marble entablature cut in the decadent workand since the lettering is too archaic for the 4th century, when manship of Septimius’ day. Rome captured the region from which it came, we must assume Between the Regia and the open space of the forum stands the that it was brought here during the Etruscan period, z.e., before podium of the Temple of Divus Iulius which Augustus erected to 509 B.c. The “black stone’ was supposed by the Romans to mark the deified Caesar (dedicated 29 3.c.). This site was chosen bethe tomb of Romulus, of Faustulus or of Hostilius. The riddle has cause Caesar’s body was burned upon a speaker’s platform at this not yet been solved. place (probably the tribunal Aurelianum). The spot had first been The Curia or senate chamber, which stands in the comitium, is marked by an altar, the foundations of which may still be seen. the debased structure of Diocletian’s day, much altered and Augustus in building the temple respected the altar, indenting converted into a church. The first senate house (attributed to the portico so that the steps of the temple rose at the sides of the the king Hostilius) stood farther back, leaving room for a large altar. Hence the strange ground-plan. This temple was the first comitium between the Curia and the rostra. The original bronze striking proof at Rome of the acceptance of the theory of “Divine doors of Diocletian’s Curia may now be seen at the end of the rights” of Rome’s princes. Foundation walls of heavy masonry nave of the Lateran basilica. built outside of the concrete mass now visible supported the walls Crossing the narrow street, the Argiletum, which led into the of the temple. The temple itself was an Ionic hexastyle building Forum from the north, we come to the extensive remains of the of marble, the columns being about ten and a half metres high. Basilica Aemilia. This was a covered hall in which court could be The interior was very richly decorated with imported works of art, held when the weather was too inclement for sessions in the open but the architectural decoration of the entablature, fragments of forum. When building it in 179 B.c. Aemilius Lepidus and Fulvius which are still to be seen on the south side, was rather crude, as Nobilior also rebuilt the row of public shops (tabernae novae) was all such work at Rome during the period. A few feet south and included these under the same roof with a covered arcade in of this temple there still exist the foundations of the Arch of front. There was a hasty reconstruction by Aemilius Lepidus in Augustus erected only ten years later. Fragments of the marble 79. About the year 54 when Caesar planned his basilica along the decoration of this arch may be seen lying at the nearby corner of opposite side of the forum at a higher level he lent large sums the Regia. Though somewhat too graceful and delicate for the purto Aemilius Paullus to reconstruct the Aemilian basilica at a cor- pose of a triumphal arch those carvings are done with a care which responding level and in an appropriate style. This rebuilding, fre- shows a remarkable advance in such work during the ten years quently interrupted, was not completed for 20 years. The founda- after the construction of the temple of Divus Iulius. tions now visible are chiefly of this period, though the shop walls The famous temple of Castor and Pollux,’ which still has three reveal materials of all three periods. Augustus later provided Pentelic columns erect with a part of the entablature, is the most money for lavish repairs and decorations after the structure had prominent ruin of the Forum. The first temple on the site was been damaged by fire. Most of the splendid marble decorations built in the Tuscan style early in the republic (484 B.c.) to the now to be seen date from the Augustan period, deriving partly divinities of the Greek cavalry who aided the Romans at the battle from the Doric façade, partly from the interior porticoes dec- of Lake Regillus. Since these gods were adopted as the patronorated with Ionic and Corinthian columns. deities of the Roman knights, the temple became the official meetEast of this basilica stands the temple which Antoninus Pius ing place of the knights and wealthy business men of Rome, and built in honor of his deified wife Faustina. After the emperor’s these took some interest in maintaining it. They used its coffers death his name was added to the inscription. The columns are of for safety deposits, and its basement offices for the protection of the expensive and garish Carystian stone (cipollino) from Euboea, standard weights and measures and for an assay-laboratory for the the walls are of peperino, a good fire-proof material, and were of testing of coins and metals. It thus came to be Rome’s “Bureau of course faced with marble slabs. The frieze has a charming design Standards.” The cappellaccio blocks which may be seen in the podium remain from the first structure, while those found in a of griffins grouped in pairs around a candelabrum. In front of this temple are the remains of the Regia, one of the small room under the front stairway belonged to an early speaker’s oldest buildings of Rome. It may have been the office of the platform not directly connected with the first temple. Much of kings, and certainly was of the pontifex maximus throughout the inner core of concrete belongs to a reconstruction made by the republic. The cappellaccio podium of the main quadrangle Caecilius Metellus in 117 B.c., while the rest of the concrete, as may well date from the fifth century. Professor Huelsen, who well as the heavy masonry, are a part of-the reconstructed temple excavated the site, has drawings of a decorated terracotta slab built by Tiberius in a.p. 6. The splendid Pentelic columns seem, from its frieze which belonged. to the 5th-century structure. The however, to belong to a reconstruction of Hadrian’s day, though of tear wall, however, contains materials of a reconstruction, prob- this we are not yet certain. This last temple was Corinthian, octoably made in 148 B.c., when the place was damaged by fire. In style and peripteral, with 11 columns on each side, the whole this building were kept the important pontifical records and lists measuring about 30x50 metres. No temple at Rome reveals finer of magistrates which provided the skeleton of facts that historians decorative workmanship. eventually used in writing the story of the early republic. And Along the west side of this temple runs the vicus Tuscus which use of this historical association, Domitius Calvinus, when leads to a very large brick structure behind Castor. This has long rebuilding the house in 36 B.c. in marble, had a complete list of been called the temple of Augustus, though the brick-work belongs Magistrates and of triumphs inscribed on its walls. Some remains chiefly to the Flavian period and no traces of an earlier temple
ot these inscriptions, called Capitoline Fasti, are now preserved
m the Capitoline museum. The few architectural remains that lie near by reveal the fact that even as late as 36 B.c. marble cutting
1Tébelmann-Fiechter, Rémische Gebilke; p. 8 (1923).
2Van Deman, Atrium Vestae (1909). 3Memoirs Amer. Acad. in Rome, V. p. 79.
ok
ig
S
ROME
468
have been found. The suggestion has also been made that it was intended as an audience chamber by Domitian.! There are serious objections to both hypotheses. East of this massive structure one enters the remains of the mediaeval church, S. Maria ‘Antica, directly from the area of the Lacus Iuturnae. It contains frescoes— interesting to students of early Christian art, from the 7th, 8th
and oth centuries.?, What the building was before Christian times is still a matter of dispute: older authorities assumed that it was a library, though it has not the usual form of a Roman library. A more recent suggestion is that it was the Atrium Minervae where the records of honourable dismissal of legionaries were kept.
The impluvium, part of which is visible, belonged to the palace which Caligula had built here as an extension of his Palatine residence. West of the vicus Tuscus, in the forum, are the confused remains of the Basilica Iulia. Caesar first built this on the site of the small basilica Sempronia, dedicating it in 46 B.c. To gain the necessary space he removed the shops which lined the Via Sacra of the Forum, and built in their place a row of shops all along the rear colonnade of his basilica. The whole was a vast structure designed to serve as a set for the four lower civil courts as well as for a market place. After a fire Augustus rebuilt it with lavish adornments of Oriental marbles, but later rebuildings after fires in the 3rd and 4th centuries left little of these structures to be seen. The modern excavators attempted to outline the ground plan by erecting bases of brick and marble fragments, put succeeded only in confusing the evidence of the structure found. An accurate reconstruction is no longer possible. The old praetor’s tribunal, which stood in the forum in front of the Basilica Iulia, has now quite disappeared, but the remains of an inscription in honour of Naevius Surdinus, praetor, cut into the pavement blocks of the forum reveals the location. It was merely a low platform large enough to seat judges and jury, and was unprotected except for a canopy over the praetor’s seat. The place was seldom used after the larger basilicas were built to house the courts, but it was here that the principles of Roman law were first formulated. West of the Basilica Iulia, beyond the narrow street that was called the vicus Iugarius, stands a large part of the old temple of Saturn. The ugly granite columns with a portion of the entablature belong in part to a hasty reconstruction of the 4th century
A.D.
(a part of one column is even inverted).
The inscription
recording the final restoration avoids mention of the pagan god, and the building was then in secular use. Some fragments of the cornice are remains of the republican temple of 42 B.c.—from the period of crude stone-carving—while others are later work done on the same design. On the interior facing of the frieze may be seen some good decorative slabs that were actually filched from Trajan’s forum for this hasty patchwork. The podium has not a little of the splendid travertine masonry of Plancus’ temple of 42 B.c. The only remains of the original temple of the early republic (497 B.C.) are the few cappellaccio blocks visible in the podium {at the very base of the east side), and in the crude wall in front of the temple—remains apparently of the original altar. The low drain-vault that appears near the latter—also early work—carries a shelf on which was found a shallow trough, apparently the runnel constructed to carry away the blood of the victims sacrificed on the altar. Saturn was an early agrarian divinity, but since his temple stood not far from the senate house, the senators—who knew that temples alone might.escape looting in times of war—began to store State moneys in this temple. It thus became the official Aerarium or State treasury at Rome. West of the temple of Saturn stands the colonnade of the Dez Consentes, the 12 chief gods whose images were represented at public festivals, according to an imported Greek rite. The older parts of the structure belong to the 3rd century B.c., when the rite was introduced at Rome. The cult never received much attention. Between this and the temple of Concord is seen the podium of the Vespasian Temple, on which three fine Corinthian columns 1Delbriick, Jahrbuch des Instituts (1921). 2Rushforth, Papers of the British School
at Rame,
i. (1902);
Wilpert, Mosaiken und Malerien; M. Avery, in Art Bulletin (1925). ®TGbelmann-Fiechter, Ré6m. Gebdlke, p. 65 (1923).
[A JEWELLERS’ STREET
still stand. Titus began to build this temple to his deified father and after his death it was completed by Domitian. The wey
carved frieze and cornice are good examples of Flavian workman.
ship. Finally at the very head of the market place are the remains of the Rostra built by Caesar and Augustus. What we see is a semi. circular approach in travertine steps from the area of Concord to
the platform, and, on the forum side, the front foundation in tufa blocks (partly restored). The timber platform extending from
the one to the other was at first supported by travertine posts standing upright, a few of which are still visible. When these proved too weak brick piers were added. The fragment of a fine wall of tile seen on the inside seems to be Augustan, and is one of the earliest instances of brick (broken-tile) masonry of Rome.
It was removed in large part during the empire and the foundation which it lined was cut back into a semicircle to make room for a
small chamber.
The tufa wall on the forum side was originally
faced with marble and to this wall were attached the beaks of
ships (rostra) brought from the old platform of the comitium. The platform held numerous statues, and in the older concrete mass of Caesar’s period we may discern separate concrete bases which
probably supported such statues. trades that now
The interesting marble balus-
stand near the centre of the forum, decorated
with excellent representations of political and sacrificial scenes, were probably made for this platform in Trajan’s day. East of the forum along the Via Sacra in its course over the Velia the excavations have left many problems unsolved. Between the street and the Palatine there are remains of many residences of
the republican period. The foundations of old shops along the street—it was the jeweller’s street—are probably of the Gracchan era. After Nero’s fire the emperor covered the whole area with one vast commercial hall with an imposing portico of travertine arches
along the street.t Owing to faulty construction this building had
to be strengthened later with brick-lined concrete piers which are now seen everywhere throughout the building. North of the Via Sacra, beyond Faustina’s temple, stands the church of Cosmas and Damianus, which seems to have been the temple of the Penates* In front of this, later used as entrance to it, is an ugly round temple not yet identified with certainty. Beyond the narrow street is the massive Basilica of Constantine (almost completed by Maxentius) which Michelangelo and Bramante studied for their plans of Saint Peter’s, and which has influenced the architects of more than one structure in England and America. This basilica first had its entrance at the east end with its apse at the west. Constantine’s architect built a portico at the centre of the south wall on the street, and made a tribunal against the north wall opposite this new entrance. Of the immense marble monolith columns (brought from the sea of Marmora) one is still standing in the piazza in front of S. Maria Maggiore. The plan is that which had been developed for the central halls of Roman baths rather than for the earlier basilicas. The four enormous piers, for instance, bear the weight on the interior, whereas in the Basilica Iulia, which is only a third as large, 74 pillars are used, The material of this immense basilica was sumptuous to a degree, but the decorative carving reveals the tasteless exaggerations an lack of practised artistry of Constantine’s day. At the top of the Velia stands the tasteful arch of Titus, a$ restored by Valadier more than a century ago. It commemorates the capture of Jerusalem, A.D. 70, and is decorated with two ofthe
best reliefs that Roman art produced; the triumphal quadriga with the Dea Roma entering the city, and the floats that bore the chief objects of booty. PALATINE
HILL
The Palatine hill according to tradition, was the siteof the
earliest settlement at Rome. 4Van Deman,
Since the “hut of Romulus”
stood
in Memoirs Am. Acad. vol. v.
5Whitehead, “The Church of S.S. Cosma e Damiano,” Am. Jow.
hie Arch., 1927. 6Haugwitz, Der Palatin (1901); Jordan-Huelsen, Topograp (1907); Lugli, La Zona Archeologica di Roma (1924) ; ran Topography and Monuments of Ancient Rome (1911); Huelsen, Ti Forum and the Palatine (with bibliography and illustrations, 1928}.
PALATINE HILL]
ROME
on the southern brow of the hill above the Scalae Caci, farthest removed from the forum, that side was presumably the aristocratic quarter In the early day. Fragments of good terra-cotta revetments of temples and palaces of the 5th and 6th centuries B.c. have
heen found in this area, two large cisterns of early workmanship, and cappellaccio blocks of an early town wall. After the second Punic War many of the nobles are incidentally mentioned as living on the Palatine, especially on the northern brow of the hill, which overlooks the forum. In Cicero’s day the Clivus Victoriae, the street which ran near the crest of the hill above the house of the vestals, was lined with palaces of important men, e.g., Cicero, Catullus, Crassus, Metellus Celer, Scaurus and several members of the Claudian family. During the empire a large part of the hill
469
rate was connected with Livia’s. The temple foundation that projects into this platform at the southern corner has recently been identified with plausible arguments as that of the great temple of Apollo erected by Augustus in 28 B.C? (cf. Horace Odes J. 28 and Propertius’ description in Bk. II. 31). The final proofs have not yet appeared. The temple,
octostyle and peripteral, was of Luna marble, with Numidian columns. The acroterion represented the sun-god in his chariot, the pediment group Apollo with Artemis and Leto; the doors were covered with ivory reliefs of the defeat of the Gauls at Delphi and the death of the Niobids—two themes reminding of Apollo's power. This too became a museum of splendid works of art. Adjoining the temple area—in the space on the south-east of the
temple, if the identification is correct, was the extensive portico of the Danaids into which Augustus built the first great public library of Rome. ` The centre of the Palatine is occupied by the ruins of Domifamily at the north-west corner. Nero enlarged the Augustan tian’s palace (usually called the domus Augustiana) which faces palace, connecting it with the Tiberian structure. Vespasian aban- northwards. At the front are the audience and public chambers: (1) a “basilica” with an apse in the rear for the emperor’s tribunal, doned the Palatine palace for more modest quarters, but Domitian moved into the Augustan structure, enlarging it with magnificent used when he acted as judge in political cases; (2) on the east of State apartments and public halls. Septimius Severus finally threw this room, the aula or large audience room where foreign legations out on massive substructures a vast complex of wings toward the were heard and meetings of the senate were held; (3) farther to south-east corner of the hills with a lofty facade on the Appian the right a smaller room which is incorrectly called the lararium. Way. As early as Augustus’ day the word palatium began to be The centre of the palace was occupied by an extensive peristyle containing a garden with an elaborate fountain. In the rear was used to designate the imperial palace. We begin the topographical survey at the very south-west corner the large dining room flanked on both sides with curious fountainof the hill, where there may be seen a portion of the regal fortif- chambers. The emperor’s table apparently stood on a dais at the cations in grey tufa, as well as a large section of the 4th century end. All of these rooms were decorated with coloured marbles and town wall built in Grotta Oscura and Fidenae stone. Turning east- floor mosaics, and the architectural carving reveals the exquisite wards we pass apartments of the Antonine period, perhaps those designing of the Flavian architects. The large central audience of the imperial guard. Ascending the hill by the old Scalae Caci chamber was roofed with concrete vaulting, the earliest example we reach the confusion of walls that mark one of Rome’s most of such a vault employed on a large scale. Under this vast palace there are buried many houses of earlier venerated sites. From the area of Cybele’s temple a few steps, made of brown tufa (2nd century B.c.), lead down to the stone periods which have recently been excavated in part but not yet platform on which the rethatched hut of Romulus apparently stood described.* Under the basilica one enters the segments of a large in Cicero’s day. The stone water-trough around the platform indi- room that has not only wall paintings of the second style but also cates that the building above was incapable of bearing its own stuccoed reliefs of bold design. The masonry is not unlike that of water-gutter. South of this, and at a lower level, the native rock the house of Livia. If this is not a part of Octavian’s first palace of the hill has borings that seem to mark the position of poles that it must have belonged to one of his powerful friends. The room supported an early straw hut. Then are found a few stones of the was later abandoned for the construction of a large reservoir and 4th-century fortification, and immediately beyond an early in- finally cut through by a solid curved wall which must be a part of humation grave. This is probably a grave of the very early period, the foundations of Nero’s palace. Deep under the lararium are five since its position proves that it was there before the wall was built. rooms of an even earlier period; the oldest frescoes and mosaics The 4th-century urn found in it may have been placed there for of this house point to a period of about 75 B.c. Some important expiation when the grave was disturbed by the builders of the family of Cicero’s time lived here. Under the dining room there wall. Here then we have actual remnants of the primitive settle- are remains of two previous periods of the palace, the lower rooms ment though much confused by later builders. The two cisterns pertaining apparently to the reign of Claudius. The delicate dec- . near by probably belong to the same community. The one near orations of a fountain-house and the very charming wall-decorations in coloured stucco plaques that resemble those of the “golden the house of Livia has an interesting corbelled vault. The concrete foundation overgrown with ilexes near by is a part house” of Nero are as successful as anything in their kind at of the temple of Cybele or Magna Mater, first built soon after the Rome. Of the Domus Tiberiana which occupied a large part of the second Punic War. Here the first oriental cult gained entrance to Rome, and the orgiastic rites practised here probably inspired north-west corner of the Palatine and which is now covered with Catullus’ remarkable poem, the Attis. The concrete podium and pleasing gardens very little remains but the substructures with the peperino fragments from its stuccoed entablature date from a their dark rooms. Many of these rooms have not even been exrebuilding in r1z B.c, Augustus’ architects who reconstructed it cavated, and since they must have been used for servant quarters MAD. 3 seem to have used much of the old material, which they it is not likely that things of importance would be found here. testuccoed in a new design. This temple became very important Tiberius’ palace did not extend to the Clivus Victoriae on the brow in the empire, being considered the “mother church” of a widely of the hill because this street still retained several of its republican mansions when the palace was built. Caligula seems to have extended cult. East of this temple area is the house of Livia, the wife of connected this corner of the palace with a new wing on the forum Augustus. Its very low level is due to the desire of later emperors level behind the temple of Castor. The magnificent ramp that to preserve this house intact when the other palaces about it were zigzags down to the forum seems to belong to the Flavian period. ing raised on lofty substructures. It was built about 50 B.C., and The splendid arches thrown over the Clivus Victoriae to carry contains excellent wall paintings (now badly faded) which corre- the palace grounds forward to the very edge of the hill above the spond to the “second style” of decoration at Pompeii. The house is forum are attributed to the architects of Trajan and Hadrian. thebest preserved of Roman houses of its period. South of this These lend much to the picturesqueness of the Palatine as seen house is a level platform laid over the ruins of republican houses from the forum and to the long vistas over Rome when viewed was gradually covered by the expanding imperial palace.
Augus-
tus’ first palace arose south of the centre on property confiscated from republican nobles. The Claudian emperors, especially Tiberius and Caligula, built extensively on the old properties of the
hot yet excavated. On this platform, according to a plausible conkclure,' may have stoed Augustus’ first palace. The house at any Richmond, Jour. Roman Studies (1914).
2Pinza, Bull. Com. (1910 and 1913); Richmond, Jour. Rom. Stud.
{ror4)._
es
3Lugli, La Zona Archeologica di Roma, pp. 202 ff.
ii
ROME
Ee
[IMPERIAL FORA
from fire. The ceilings of the rooms were domed with concrete from the platform laid over these piers. The north-east quarter of the Palatine is still occupied by S. and an arcade of round and flat arches was developed far beyond Sebastian and S. Bonaventura. What buildings stood there in the usual architectural customs of the day to avoid the use of antiquity we do not know. The south-east quarter is occupied inflammable material. It is probably the first attempt at a hall of chiefly by the so-called “hippodrome” and the substructures of records that was to be absolutely impervious to the accidents of Septimius’ additions to the palace. The “hippodrome” (the word the elements, and the attempt was successful as the present condiwas sometimes used for gardens of the long oval type) seems to tion of the store-chambers proves. have been a large garden which was surrounded by high retaining THE IMPERIAL FORA? walls to keep the higher portions of ground from caving in. It cer-
tainly contained fountains, trees and walks, with a portico circling the whole within the wall. Perhaps the portico roof had hanging gardens. The masonry is of the Flavian period with additions and changes of a century later. The substructures of Septimius’ palace spread in several directions.
The central portion contained very
luxurious baths. The lofty ruins that extend along the brow of the hill were apparently substructures that supported apartments from which the emperor could view the games of the circus below, while farther south-east stood the Septizonium with its lavishly decorated facade which was to remind the African friends of Septimius on approaching Rome that one of their countrymen occupied the imperial palace. A large part of the Septizonium stood till the 16th century, when it fell a prey to the greed of Sixtus V. (1588). THE
CAPITOLINE
HILL
The Capitoline hill,! which in ancient times could be approached only from the forum, had in the regal period a fort (arx) on the northern height, an area sacred to Jupiter on the southern height and a wooded asylum on the depression that lay between these two. In the area sacred to Jupiter the last of the kings built a magnificent Etruscan temple with three cellas to the triad Jupiter, Juno and Minerva, and this, officially called the temple of Jupiter Optimus Maximus, was ready for dedication the first year of the
The Julian Forum.—Julius Caesar set aside a large part of the moneys which he derived from Gallic booty for the relief of the overcrowded forum. Thus he moved the comitium to the new
saepta farther north, and built in the forum the large basilica mentioned above.
His most extensive building, however, was a
new forum enclosure with high walls and numerous shops lin the walls north of the old forum. In the via delle Marmorelle there are remains of the portico and walls ingeniously constructed of the three varieties of stone best adapted to the requirements. This wall was veneered with marble. Beneath, not now visible, are the remains of several of the shops built of tufa and vaulted with concrete. In the centre of the forum Caesar erected a marble temple to Venus Genetrix, the “ancestress” of the Gens Iulia. This
temple he vowed at the battle of Pharsalus, doubtless intending that it should be a visible reminder of his own exalted claims. The forum itself was planned in 54 B.C. but not yet fully completed at Caesar’s death in 44. Forum Augusti.—Augustus completed the forum, of his
predecessor and built a larger one on adjacent ground chiefly for the purpose of enclosing a temple to Mars Ultor which he
vowed at Philippi, 42 B.c. To protect the temple from fire he’ raised a massive wall of Gabine and Alban stone about the area. This wall, one of the most imposing now at Rome, rises trooft. republic, 509 B.c. The foundations of this temple have long been high. On the outside the great blocks were left rustic, while on the known, and when in rọrọ the German embassy, which stood upon inside, where it was faced with marble, two rows of niches were cut it, was torn down to make place for an enlargement of the Capito- to hold statues and honorary tablets to the noted heroes of Roman line museum the old walls were excavated and measured. (Notizie history. The statues have disappeared but many fragments of the degli Scavi, 1919.) These foundations, built of the native cappel- tablets have been found. The area in front of the temple and on laccio, are now visible at two corners, and prove that though its north side was excavated in 1925-27 and revealed fragments masonry was still fairly crude in technique, the original temple enough of the entablature to ensure complete drawings of the was built on the magnificent scale that it had in imperial restora- whole structure. The marble decoration was of the best that the tions, about 6oxso metres. Since it was the largest temple in Augustan age could produce. The temple proves to be octostyle existence in Italy in that day we may conclude that the tradition with a row of columns on each side while the rear of the cella was not far from correct which held that Rome was a large and stands solidly against the massive enclosure wall. Forum. Vespasiani.—The next imperial forum to be built was wealthy city under the Etruscan princes. The first temple was probably, like the foundations, built of native tufa and covered that of Vespasian, through the area of which the Via Cavour with a white stucco. The porch was probably supported in four now runs. In its centre he constructed a magnificent temple to wooden columns set wide apart, and the wooden architraves were Peace, which is frequently mentioned for its library and its large i. Tuscan fashion covered with painted terra-cotta slabs. A few collection of works of art—among them statues of Phidias and fragments which may possibly belong to the early temple have Lysippus. No part of this structure is now visible. Between the been found and placed in the museum near by. On the roof was forum of Augustus and that of Vespasian lay the long and narplaced a quadriga of Jupiter in terra-cotta made by the artists of row area of the lower Argiletum about forty metres wide in which Veli, probably by the same school of artists which created the Domitian began to build a forum to contain a small temple oj splendid Apollo now to be seen in the Villa Giulia museum, This Minerva. Since Nerva completed and dedicated it, the structure old temple, with its decorations renewed from time to time, stood bore his name, but the decorative work is all of the luxurious until it was burned in 83 3.c. After various rebuildings it was re- style of the Flavian period. Two of the columns of the handsome constructed in marble with Pentelic columns by Domitian, and the colonnade still remain with a part of the entablature. Its frieze surviving marble fragments of the entablatures that are in the is in bold relief representing the story of Arachne and other museum give some idea of the magnificence of this Flavian temple. themes suitable for the adornment of a precinct sacred to the This marble structure was hexastyle with three rows of columns goddess of arts and crafts. No portion of the temple of Minerva is now visible but the whole area will probably soon be excavated. across the front and a row on each side. Forum Traiani—The forum of Trajan, north-west of the Of the Arx and the temple of Juno Moneta later built thereon all traces have been hidden by the church of Ara Coeli and the recent Augustan group, was a large complex of open areas and buildings, monument to Victor Emmanuel II. The Tabularium, the gaunt including the spacious forum proper enclosed with a portico, the walls of which command the view of the forum, has so frequently basilica Ulpia, the two library buildings, the column of Trajan, been altered in rebuilding the rooms of the modern council cham- and, an addition of Hadrian, the massive temple of Trajan ber of Rome that little but the rear remains intact. It was erected Since the valley was too narrow. for all these structures the op
after the Sullan fire, which destroyed the Capitoline temple, to serve as a fireproof hall of records for the State. Gabine stone was
employed for the exterior walls because it was known not to suffer tRodocanachi, Le Capitole romain, 1904; Platner, Ancient Rome, Pp. 291.
posing slopes of the Capitoline and Quirinal hills were cut back,
and when necessary heavy retaining walls of concrete and brick
erected, a part of which still remain. The forum proper had ts stately entrance in the form of a triumphal arch near the forum 2Platner, Ancient Rome, p. 274 (1911), with earlier bibliography.
TRAJAN'’S COLUMN]
ROME
471
of Augustus. Its area is rectangular, 116 metres wide and gs | to the reconstruction of 179 B.c.2, Because of the association of metres long. The large hemicycle against the Quirinal which is| this district with early dramatic performances Augustus connow being excavated served as a retaining wall of the Forum. The | structed a very large theatre near by (first used, when still in-
corresponding one on the opposite side has disappeared. The forum was of course open to the sky, but was surrounded by a;
complete, in 17 B.c.) which he named in honour of his nephew Marcellus. A large part of the semicircular facade is still standing
very beautiful marble portico backed by a masonry wall. Many | and when it has been cleared of its ugly shops and superstructure fragments of this portico may be seen lying about in the area. —excavations are in progress—it will be one of the most imposing
Next to the forum proper stood the basilica, which far surpassed | ruins of ancient Rome.
The exterior consisted of three series of
the earlier ones in magnificence. A double row of 96 Corinthian open arcades, the lower one being decorated with engaged columns columns supported the upper arcade that bore the roof. The nave | of the Doric order, the middle with Ionic ones, the third with was 25 metres wide; the apses at the end have been destroyed. | Corinthian pilasters. The theatre seated about 10,000 spectators North of this judgment hall were the two wings of the library, a | and hada Stage of the enormous proportion of 80x20 metres. rendezvous of literary men and students. In the area between North of this theatre may be seen the portal of the extensive these was built the column of Trajan! which is still standing. This | Porticus of Octavia (originally the Porticus of Metellus) which column is rooft. high and is covered with reliefs arranged in a | enclosed large temples of Juno and Jupiter. The whole was orig-
spiral band representing the events of Trajan’s two campaigns | inally built in the 2nd century B.C., but all the remains now visible
in Dacia. This is apparently the first column which was decorated belong to the debased art of the Septimian period. Within may in this manner, and the reliefs are made with such fidelity to | be seen, rising above shabby walls, a column and capital of one fact as to be our best document
for the history of the wars. | of the great temples.
North-east of this lay the extensive Circus
Since the porticoes of the library rose on both sides, the reliefs | Flaminius built before the second Punic war as a place to hold could then be seen from near at hand. Nothing now remains of | the plebeian games. Fragments of the supporting walls may be the great temple of Trajan which Hadrian erected north of the | seen in the basements of several houses on the Via d. Bottege column. Oscure, but these all belong to a rebuilding of about 50-30 B.C. A few hundred feet to the north-west of this circus, Pompey built FORUM BOARIUM AND CAMPUS MARTIUS his massive theatre in 55 B.c., the first permanent theatre of Rome. Between the Capitoline and the well known church of S. Maria
in Cosmedin is an area which in early Rome was used as a cattle
This was
about the same
size as the Marcellus
theatre and its
Stage was even longer. Considerable remains of it are to be found
market, though during the empire it was as thickly populated as | Under the shops east of the Campo dei Fiori.
it is now. In this area, near the river, are found two republican} Farther north, in the old Campus Martius is the temples for which the original names have not yet been discovered. | 4 structure which Hadrian built to replace the earlier Pantheon, temple of The rectangular temple, usually called the Temple of Fortuna, | Agrippa and Domitian. This round temple was one of the boldest
was freed from mediaeval additions in 1923 and conservatively | Of old Roman structures, having a brick and concrete with restored. It is exceedingly interesting as showing the type of | 2 diameter of 435 metres without support except on thedome walls of
building used at Rome in the late republic before Caesar and the temple. The dome itself was built of narrowing circles of Augustus began to reconstruct Rome’s temples in marble. It is brick on which were laid several layers of concrete which hardened an Ionic tetrastyle pseudo-peripteral temple of pleasing propor- into one firm mass so that there is no Jateral thrust on the walls.
tions, though small, measuring only 20x12 metres. The walls are |The walls of the rotunda are also of brick-faced concrete with
of Anio tufa as are also the imbedded columns except those at the | solid brick arches running through the mass to aid in carrying comers. These latter, as well as the free columns of the portico, | the weight over the niches while the mass was solidifying. The
all the capitals, the entablature of the porch and the facing of | portico is a rectangular structure, most of whose columns belong The whole was covered
the podium are of travertine.
with white | to Hadrian’s time.
Some of the repairs of its entablature seem to
stucco and the stucco of the frieze was neatly moulded into low | be of a later period. The large inscription on its front generously
reliefs of ox-skulls and garlands. The careful distribution of these | credits the building to Agrippa while the smaller one mentions the
materials points to the period of about 7o-so0 B.c.
The round | repairs of Septimius.
temple near by stands on a foundation of the 3rd or 4th century
Nothing is said of the actual builder, but
the brick stamps and the style of work prove that Hadrian should
B.C., but the marble temple itself seems to belong to the Augustan | have the chief credit. The exterior was of faced with period. It would be a graceful temple if the entablature and roof | marble slabs, and the sumptuous decoration course of the interior— could be restored as well as several of the capitals which have | originally even more elaborate—will give some idea of how lavish apparently been replaced by alien material. It is of course not a | the whole building must have been. The temple was dedicated by
temple of Vesta, but its true name is not known. Huelsen has | Agrippa to the divinities of the Julian house, and the name was
suggested “Portunus.”
intended to convey the idea of “all-holy.” Of other notable build-
The double-arched Janus quadrifrons which stands over the | ings in this region we may mention the temple of Hadrian, the Cloaca Maxima, is of late date and of ugly proportions. The walls of which have been incorporated in the Borsa, or stock extensive remains that are found in and under S. Maria in Cos- | exchange; the Mausoleum of Augustus which has till recently medin apparently belong to the public granary as it was in Cicero’s | served as a concert hall, called the Augusteo, and the tomb of day. Under the church of S. Nicola in Carcere near the Piazza | Hadrian, on the right bank of the Tiber, rebuilt during the middle
ontanara are seen the foundations of three temples that stood beside the vegetable market outside the ancient Porta CarmenThese seem to be—from north to south—the temples of
ages into a fort called the Castel Sant’ Angelo.4 The Colosseum,* or more correctly, the Amphitheatrum Flavium, was begun by Vespasian on the low ground that Nero had Janus, Juno Sospita, and Spes, originally built respectively in used for a lake in the centre of his imperial villa. It was used 260, 194 and 258 B.c. Most of the materials now visible belong to | for hunts, sham battles, gladiatorial shows and races, and the
the rebuildings of c. go B.C. (Janus), go B.c. (Juno Sospita) and
arena could be flooded for sham naval battles, The facade con-
31 BC. (Spes). For the architectural history of the republic they | sists of three series of 80 arches decorated in the three orders as ae very important. Farther north on the site of S. Maria in | were the theatres of Pompey and ‘Marcellus, and rises 484 metres. Campitelli stood the famous old temple of Apollo where the | Stone masonry in travertine lined with tufa supports the heavier Sbylline books were kept and near which, on the slope of the | outer portion, while the vaulting of the arcades and the inner itoline, Rome’s early plays were given at the games of Apollo. | bowl consist of concrete. The seats were of marble and could hold temple was first built in the early republic (431 B.C.) but the about 50,000 spectators. The building which is, elliptical measures extensive remains now to be seen under the church seem to belong ’Ashby’s revision of Anderson and Spiers, Architecture of Rome, p oichorius, Die Trajans-Sdule (1896); Lehmann-Hartleben, Die p. 78. Tajans-SGule (1926). 4Pierce in Journal Rom. Studies (1928), 7 SAshby, The Architecture of Ancient. Rome, p. 93. eta » Roman Buildings of the Republic, p. 133.
[MODERN CITY
ROME
+74
188 metres in length and 156 metres in width, while the arena ‘about the strongholds of the barons, and the modern city grew measures 86x54 metres. It was apparently the largest amphithe- | slowly upon the exiguous foundation of a mediaeval town. The first plan for modernizing and improving Rome was that of Pope ytre in the Roman world. Near by stands the well proportioned Arch of Constantine Julius II., who aimed at the enlargement of the lower city on which however is largely constructed of materials taken from both sides of the Tiber. Following him, Sixtus V. did his best io srevious arches. The only sculpture upon it that belongs to Con- develop the upper part of the city by laying out the Via Sistina, stantine’s day is the very narrow frieze rudely carved in a band from the Trinita dei Monti to S..Maria Maggiore and Porta $, about its centre. The other reliefs were taken from structures of the second century and in the use of these the imperial por\raits were rechiselled to represent Constantine. North-east of the Colosseum one may enter several rooms of the golden house of Nero,! or rather the private apartments of that emperor. The rooms have been to some extent preserved because the walls
were later used as substructions for a part of Trajan’s baths built at a higher level. Many of the rooms of the palace have recently been excavated and reveal much damaged frescoes and stucco reliefs which represent the best work of its kind at Rome for the period of Nero. It was here, as graffiti on the walls indisate, that several of the Renaissance painters borrowed themes and designs for the arabesque and “grotesque” decoration so popular when the loggia of the Vatican was decorated. Several of the massive Thermae (Baths) of ancient Rome are still among the most conspicuous ruins of the city. The first large structure of this type was the one built by Agrippa in 20 B.c. south of the Pantheon. Little now remains of this. More may be seen of the ruins of those constructed by Titus and Trajan (on the zrounds of Nero’s Domus Aurea), by Caracalla on the edge of the Aventine and by Diocletian (part of which is now used for the national museum). Since these buildings contained, besides the baths, playgrounds, gymnasia, clubrooms and auditoria for immense crowds, the architects who constructed them had to employ all the arts and sciences at their disposal. The central building of Caracalla’s baths covers an area of 270,000sq.ft.; and the central hall has a clear space of 183x79ft. It is roofed with a solid concrete intersecting barrel vault that rests chiefly on four massive piers and rises 108ft. from the pavement. It was while solving the problems of such construction that the Roman architects made those contributions to their art which have been most frequently studied by recent architects. The baths of Diocletian have suffered more from time, but the church of S. Maria degli Angeli has preserved two of its great halls. Here may be seen in their most advanced use at Rome good examples of flying and rectangular buttresses, a careful system of thrusts and counter
thrusts and of ribbed quadripartite vaulting. A large number of the smaller rooms are used by the Museo delle Terme.
Finally the Subterranean Basilica? discovered near Porta Mag-
giore in 1917 has proved to be not only one of the best preserved
of ancient buildings but one of the most important for the interpretation of Roman life. Though it seems to have been built before the middle of the 1st century A.D. it has the regular basilican farm with nave, apse and two aisles. It was built wholly underground apparently for the purposes of a secret religious sect. The ceilings of the nave, the apse and the aisles are richly adorned with excellent stucco reliefs, the interpretation of which has proved as difficult as would be the explanation of the biblical illustrations of a mediaeval cathedral if we had no copies of the Bible. The most generally accepted view is the one proposed by Cumont, that this basilica was the temple of a Neo-Pythagorean congregation which practised mystic rites of initiation that were not approved of by the imperial authorities, and that the reliefs in question pertain to myths and rites which had been given a symbolic interpretation in the Neo-Pythagorean ritual. But quite apart from their meaning, they now give us the best conception possible of the beauty of Roman interior decoration for the Ist century of the empire. (See Rivoira, Roman Architecture, p. 204.) T, F.)
THE MODERN CITY
n
In the middle ages the population of Rome had dwindled to twenty or thirty thousand inhabitants, who lived huddled together 1Weege, Das Goldene Haus, Jahrb. des Arch. Inst. p. 127 (1913). 2Carcopino, La Basilique Pythagoricienne (1927); for illustrations see Memoirs Amer. Acad. iv. (1924).
WEATHER GRAPH OF ROME. THE THERMOMETER INDICATES THE ANNUAL MEAN TEMPERATURE. THE CURVE SHOWS THE MONTHLY MEAN TEMPER. ATURE AND THE COLUMNS, THE MONTHLY PRECIPITATION
Giovanni. A plan of improvements was made, under the direction of Mgr. de Merode, during the reign of Pius IX.; and, although only very partially executed, has served as a basis for latet efforts. Great changes in the municipal and social conditions followed
the occupation of the city by the Italians (Sept. 20, 1870), and the rapid increase of population due to immigration from other parts of Italy. In a rush of land-speculation, trees and fine villas were unfortunately destroyed. As soon as political circumstances admitted, the municipality set to work. Two principal problems presented themselves. The more important was the confinement of the Tiber in such a manner as to
render impossible the serious floods which had from time te time inundated the city, often causing great damage to property and rendering the lower streets more or less impassable. There were floods which almost reached the level of the first storey near
San Carlo in the Corso, and it was common Piazza Navona and the neighbourhood of the water for days together during the winter. of traffic can be imagined, and the damage
to see the great Pantheon full of The interruption to property was
serious. The other urgent matter was one of which the government of Pius IX. had been partially aware, namely, the necessity for opening better thoroughfares between different parts of the city.
It is necessary to distinguish between the work carried out by the municipality, and that which was done in the way of
private speculation.
The first was on the whole good, and has
proved enduring; the second was in many cases bad, and resulted in great loss. As soon as the opening of such streets as the Via Nazionale and the Via Cavour, the widening and straightening
of the Via dell’ Angelo Cystode, now the Via del Tritone Nuova, and similar improvements, such as the construction of new
bridges over the Tiber, had demonstrated that the value of
property could be doubled and quadrupled in a short time, and
as soon as the increase of rents, owners of property became as anxious as they their estates by wholesale
population had caused a general rise m awoke to the situation of affairs, amd
had at first been disinclined to improve ; building. The most important work executed by the government with the assistance of the municipality was the construction of the ev bankments along the Tiber. Though damaged by the great fined
of December 1900, their truly Roman solidity saved the aty aoe the disastrous consequences of a wide inundation. It 1s impossib not to admire them, and not to feel respect for a people able ‘ carry out such a plan in such a manner and in so short a timé, m
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ROTIFERA
ROTIFERA
575
erally smooth and flexible, but is sometimes tough and leathery, and may carry spines. The head, trunk and foot are often subdivided into smaller areas, segments or joints, by annular in-
of the gaping mouth. The discs can be employed for swimming and for feeding while swimming, but most species feed when anchored by the foot, and when they desire to travel usually foldings of the skin, frequently permitting the telescoping of one creep in leech-like manner; some exceptional species however, ent into that next to it. . swim continuously, and some cannot swim at all. Corona.—The collection of food and the swimming and gliding In the typical form of the evertile corona, the cilia of the band movements of rotifers are effected by the lashing action of numer- fringing the upper surface of the lobes or discs are conspicuous ous cilia crowded upon a particular area of and constitute the zrochus. Almost parallel with it is another delicate skin close to or encircling the band, of much shorter cilia, the cingulum. Among the sessile mouth, or fringing several fleshy lobes or species it passes round the under edge of the lobes or discs, and in discs protrusible from it. The whole area, the Bdelloida, round the bases of the pedicels and so to and including the mouth itself, as seen when around the lower lip on the inside, merging into the cilia of the the cilia are active, is called the corona, and mouth. Particles floating within reach of the trochus-cilia are there are many varieties of the organ, difstruck by them within range of those of the cingulum, which in fering widely in the arrangement of the turn impel them to the mouth to be swallowed. cilia, etc. All these may be assigned to two A curious illusory appearance of cogged wheels in rapid revoluleading types, the external and the evertile. tion, which greatly puzzled the early microscopists, is caused by In the main, the external type is characterthe trochus-cilia, It happened that species showing this appearistic of the hunting rotifers, which go about, ance were among the first rotifers discovered and that a long swimming or gliding, in search of their period elapsed before it was satisfactorily explained. Meanwhile food. The mouth is generally a little below it had led to all the known species being called “wheel animalthe centre of the convex front of the head cules” and thus to the later name of Rotifera (wheel-bearers) and the ciliated area, sometimes extending here employed. It is now believed that a succession of nerveover various prominences, may be mainly Fic. 2.—A PELLET MAK- impulses, following each other at short and regular intervals, before or mostly behind it. In certain spe- ING BDELLOID ROTIFER travel along the protoplasmic bases of the cilia, causing each of them, when reached, to lash violently downwards. cies which only swim feebly by their ordi- (HABROTROCHA LATA) nary cilia, these are often supplemented by auricles, small evertile Among the many-segmented bdelloids, the first two segments pouches, one on each side of the head, lined with more powerful form the rostrum, a structure peculiar to the group; the rostral cia. When the pouches are everted, these stronger cilia drive the tip, specially adapted, is employed to affix the body when creeping, rotifer along at greatly augmented speed. Other species rely al- the mouth, on the third or oral segment, being then closed with the most entirely on their auricles. Certain footless species possess, corona hidden,within. When it is desired to feed or to swim, the besides the corona, from two to twelve leaping spines, attached to mouth is opened, the corona.pushed forth,-and the rostrum, in a the “shoulders,” which enable them, in emergencies, suddenly to collapsed condition, is thrust to the back and kept there while the spring several times their own length. In Pedal, these spines are corona continues active. Mastax.—The food of rotifers consists in most cases of floatreplaced by six limbs, having flattened ends fringed -with stiff bristles. Ing particles, excessively minute fragments of plant or animal The corona is much more complicated in the evertile type, tissues, bacteria, etc., but there are numerous exceptions. Many characteristic of the stationary or sessile, and of the bdelloid of the hunting rotifers will pounce upon weaker forms and gulp rotifers, two groups very different otherwise, but alike in that they them down, tear them to shreds or suck out the soft interiors. do not sally forth to seek their food, but wait for it to be brought Others successfully attack small Cladocera, such as Chydorus, and to them by external currents or by those set up by themselves. test-dwelling rhizopods are ‘sometimes invaded and eaten. The The sessile rotifers are unique among the contents of a water-snail’s egg or of confervoid cells are obtained class in having an immature stage, lasting by piercing the investing shell or cell-wall. Diatoms, swallowed some days. When hatched, the young ani- whole, are a favourite food of many forms and the, smaller flagellates are also in request. ‘Among the sessile mals, little resembling their parents, and rotifers the trap-making species prey upon having a very simple corona, swim about the lesser animalcules and also upon flagfor a while. Having chosen a position they ellates. When secured, the food is passed affix themselves (for life) by the foot, and down a short, distensible gullet to the masas they grow, develop the evertile corona tax, or jaws. A | proper to the adult. They are mostly indeImportant. as are the functions of the pendent, but certain of them form commastax, they are by no means identical munities by affixing themselves, when throughout the Rotifera, and the general | young, close to others. Sometimes such Py plan of the organ has been very greatly communities are attached to plant-stems, sarsa modifed in the various series of species acsometimes they are free, the animals radicording to the requirements of their respecating from a common centre, and the comtive habits of life. In itself the mastax,is munity swimming through the water as a Fig. 3—A HUNTING revolving sphere. a complicated arrangement of seven princiROTIFER (MICROCODON pal hardened parts {adapted for biting,,cutThe cilated area is mostly disposed CLAVUS): ting; holding and, crushing}, of. powerful . ! as a band fringing a shallow disc-like expansion, rounded, elliptic, heart-shaped, or two-, four-, or eight- FIG. 4.—A SESSILE ROTI- muscles, of controlling nerves, and «tiny » Into which the head opens as the.'corona unfolds. In FER (PTYGURA STYGIS) glands, all enclosed in a stoutywalled,;chamoe family the whole head opens out as a cup whose rim is ber, into whose upper cavity’ the food is carried, Hath thardened
drawn out into lobes beset with long hair-like setae arranged to part varies greatly in size, shape. and, relative, promixence.in the form a living net, wherein the animals can draw their prey by the
mfuence of cilia hidden in the depth of the cup. In one of the most beautiful of such forms, the “crown animalcule” (Stepha"oceros fimbriatus), the rim is drawn out into erect arms with
approximating tips and furnished with: regularly placed tufts of » Closing the gaps between the arms and 'so forming a trap. Among the bdelloids the corona: consists mainly of two discs
wually distinct, surmounting short pedicels’ arising from the back
combination, and the parts that are dominant sin-thermastaces of one series of species may. be of secondary importance or even sup-
pressed, in those of another series, The different; forms of the mastax have been grouped under six leading types. .. .-
o
In the malleate type, figured .in, ‘ventral .aspect,-(fig, 5), the
seven hardened parts-are all. present,and of ,avetage development. In the centre is the incus, or anvil, comprising the fulcrum, or base (now viewed edgewise), to whose:wpper portion are hinged.two
576
ROTIFERA
ram, or branches, flattened parts whose free ends, mostly directed upwards, open and shut like shears. In lateral view, the fulcrum appears as a moderately wide plate. It is secured strongly to the mastax wall and has no independent motion. Outside the rami, to right and left and further dorsalwards, are two mallei, or hammers, each comprising a manubrium, or handle, nearly perpendicular, and an uncus, or striker, bent sharply inwards towards its
fellow, and often ending infinger-like teeth.
The two rami move in unison, as do also the two mallei, but generally independently of the rami. Only the two unci and the two rami come in contact with the food. This type of mastax obtains among numerous species of the hunting rotifers.
By this Secretion, the toes, or the sucking-disc, or the blunt point of the sessile foot wil Among the bdelloids, the second last segment has two dorsal processes resembling the toes of the hunting rotifers and called spurs to distinguish them. They are mostly short yet vary much are attached to any surface touched, but can be freed at
in shape and pose. Nervous System.—A nervous system is well developed. Within the head lies a large ganglion, or brain, which is mostly of flattened
FROM
HUDSON
IN
THE
“QUAR-
JOURNAL OF MICROSCOPThe other types can only be briefly indi- TERLY ICAL SCIENCE” cated. In the virgate type, adapted for Fic. eee 1e
pumping, the manubria and the fulcrum OF HUNTING
ROTI
: . (BRACHIONUS SP.) are both elongate; the canal being dis- ; tended, and its wall being supported by the hardened parts, a piston is supplied by a muscle. In the incudate, or seizing type, the
whole incus (but especially the rami), is extremely developed; in
the ramate, or bruising type, the unci are divided into several
teeth and the fulcrum is reduced.
which exudes a viscid secretion brought by tiny ducts from twe
glands in the upper foot, or lower trunk.
The uncinate, or tearing type,
has both manubria and fulcrum | greatly reduced, whilst in the forcipate type, having somewhat élongate jaws, the mastax can be
thrust forth from the mouth for at least half its length. Stomach.—From the mastax the food passes next by a usually short oesophagus to the stomach, a fairly capacious organ,
occupying in general a large part of the body cavity. It has a stout wall lined with cuticle, mostly ciliated, and on the outside a strong
elastic covering. Between these is a dense layer of granular tissue, often divided into conspicuous cells and containi ng many oil globules. The interior of the stomach is mostly bag-like, but in the bdelloid group it is generally narrowly tubular with a very thick wall and is bag-like only in certain species, known as pelletmakers, because, in their case, while the food passes through the oesophagus, it is agglutinated into small pellets before entry into the stomach. Though fairly numerous, such species are mostly small and dwell in mosses.
In one small group of hunting rotifers the stomach is blind and the undigested residue of food is returned to the mouth for ejectment. In others the stomach is divided into two portions, the lower of which functions as Intestine, but usually that organ is a separate dilation of the food canal, following closely behind the stomach, and much smaller, with thinner walls. Thence the residue passes through a short cloaca to the dorsally placed anus, whose position marks generally the hinder limit of the trunk, A pair, or more, of small glands, which secrete digestive juices, are inked to the food canal near its entrance into the stomach Foot.—The foot has mostly a secondary réle and many. species get on véry well without one. In others it is highly import ant and is frequently longer than the remainder of the body, serving for some as a rudder, for others as a balancer, or as a highly
tractile stalk. In loricated species and in some others, its concuticle is
mostly hardened and divided off into several segmen ts, sometimes telescopically retractile. In certain species the skin cover-
ing the muscular and very flexible core of the foot falls
into numerous annular wrinkles. Among the sessile group the foot commonly ends in point by which the rotifer can attach itself in any selecte a blunt d position. Among other forms the extremity most frequently carries one, two, or more processes, known as toes, having great variety of form and diversity of function. There are two distinc t types, one having a single piece, the other having two, the lower retractile within the upper. The latter type is normal among bdelloi d species, which have two, three or four toes, but in some they are replaced by a kind of sucking-disc. Among the huntin g rotifers, the toes are always of one piece, sometimes furnished with somewhat claw-like tips. While many have but one, there are generally two, which may be alike in size and form, or very dissimi lar. They may be straight, decurved or recurved, short .or exceedingly long, slender: or stout. Both types are hollow, with perfora te tips, from
form. From thence nerve-threads pass down each side and tothe eyes, the antennae and other sense-organs. The bdelloids and many of the hunting rotifers have a single antenna behind the
head, sometimes of conspicuous length, but frequently very minute. Others of the latter group and many of the sessile forms
have two antennae on the head, and certain loricated Species have
one antenna on the head, and two more to right, and left further
to the rear. Finally, several largish species are furnished With four
distinct antennae. There are often two eyes, either in front of the head or behind the brain, but a single eye is more usual, and while there are occasionally three, very many species have none. When examined the eyes show mostly a crystalline particle backed by ruby-red pigment. Among secondary sense-organs frequently present may be mentioned the trochal setae of the bdelloids, and the tactile setae of the Synchaetidae and allied forms, In many species, notably in the great family Notommatidae, there is conspicuous in close contact with the brain, the so-called retro-cerebral organ, of three principal parts, viz.—a central pendulous sac stretching some way behind the ganglion, having its interior filled with coarsely granular matter usually somewhat Opaque, and flanked by two glands, sometimes larger, sometimes smaller, than the central sac. In many of the swimming species the organ has not been detected, and its function is not yet certain. Excretion and Secretion.—An excretory system is repre sented by a very slender, much convoluted tube, which passes down each side of the body from the head rearwards. To the tubes are attached at intervals by short stalks a series of minute “flamecells,” tag-like in form, hollow and closed at the free end and enclosing a pulsating cilium. The tags, which usually number five to each tube, but in certain Asplauchnae are greatly in excess of this, are believed to draw out from the body the effete fluids, which are carried either to the cloaca or to a collapsible bladder near, whence they are discharged at short intervals. Besides the special muscles, which operate the motions of the mastax, there are very numerous sinews, which pass freely through the body, each having its own course and office, and operate the
movements
of the several parts of the rotifer, apart altogether
from those arising from ciliary action.
The illoricated species,
bdelloids and others, have also an exceptionally interesting system of muscles, nestling close under the skin, and somewhat difficult to see, but controlling the skin tension. When there is no lorica, the skin-pores of the trunk exude e secretion, frequently so viscid that debris, etc., readily adhere tẹ it. Sometimes this becomes a close-fitting coat, but it may be made into a loose case, often of flask-like shape, enclosing the rotifer, which can protrude its head from the open end and feed whet it pleases. Among the sessile forms slightly conical cases are made, often of gelatinous substance, sometimes hardened. In one wel-
known species the skin secretion is not employed, but by a special organ connected with the corona, the rotifer prepares small
of unswallowed particles, and with these builds, brick by brick,
a more permanent dwelling. : This same pore-secretion has been said to be the means employed by most bdelloid rotifers, when fearing desiccation, te encase their bodies, which they have retracted to the smallest possible compass, but doubt has again been cast on the accuracy of the usually accepted explanation, which in its day put an to many long-winded discussions on the revivification of rotifers, etc. It seems more important to ascertain which species have the
power of so avoiding sudden death, and it is certain that # 5 almost limited to bdelloid forms and is probably by no oo
universal among them,
ROTOGRAVURE—ROTOR Reproductive Organs.—More than four-fifths of the known ies of Rotifera are represented only by females. The males of the others are in most cases extremely rare, much smaller and somewhat unlike their own females. They attract attention by
their restless, rapid and seemingly aimless swimming. If one be examined, it will generally be found minus jaws, alimentary canal or bladder, but having a very simplified corona of rather long cilia, and as sex organs, a great sperm-sac, occupying much of the
body, a seminal duct and mostly a protrusible penis. They suryive a very few days. No male has yet been found among Bdellida. As sex organs the females have only the two-fold ovary, usually conspicuous in the trunk. The larger part, the yolk-mass, contains generally eight large cells, which produce yolk material; the smaller and separated part, the germ-mass, containing germ-
cells. Among the bdelloids and a small series of marine parasitic forms, there are two such ovaries; in all others one only. The combined organ is usually of ovoid shape, rarely elongate and band-like. From the ovary a long, collapsible tube leads to the cloaca. . Reproduction is in general oviparous, sometimes ovoviviparous,
the eggs being retained until the embryos are well advanced.
Three kinds of eggs are produced, always by different females, (1) Unfertilized or parthenogenetic, hatching in few days, having
a thin shell, and producing females (see PARTHENOGENESIS); (2) Male, much smaller, also thin-shelled and parthenogenetic, hatching promptly and producing males; (3) Resting, as large as the unfertilized eggs but having a stouter shell, requiring fertilization and not hatching for a protracted period and then producing females, which later develop the ordinary ,unfertilized eggs. By means of the resting eggs, the species is carried over a danger period. Fertilization is internal; the males of certain species possess Intromittent organs, but in other cases, the body-wall of the female is penetrated. The spermatozoa may be very large and in some species superficially resemble trypanosomes. Ecology and Distribution.—Rotifers are doubtless food for fish and other inhabitants of the waters wherein they mostly live, but they are also attacked by various internal parasites, as Sporozoa and Bacteria, which grow within their bodies and in a
few days cause their death.
With regard to their geographical distribution, they have been thought to be potentially cosmopolitan, and it is true that a relatively small number of species seem to occur in every country whose fauna has been investigated with respect to them. But for the overwhelming majority of known species there exist only isolated or few records, and while this is the case, such views seem lacking in foundation. Even in those countries which have been most carefully searched, a mere fraction of the possible investigation has yet been carried through. After discarding a host of imperfectly described and unrecognizable forms, there are over 1,000 reliable species known to present-day microscopists. BrstioGRAPHY.—The literature relating to the Rotifera is somewhat
voluminous and deals with them from every conceivable view-point, from that of the possessor of a microscope of moderate capacities to that of the highly trained zoologist equipped with the most modern ent and the newest and most powerful lenses. A remarkably complete and useful bibliography of the subject, as at the end of 1912,
8 included in H. K. Harring’s Synopsis of the Rotatoria (United States
Nat. Museum, Washington, 1913) and comprises over 1400 titles of works of minor or major importance, mainly by European authors.
In view of the vast improvement in lenses, instruments and technique, few works more than fifty years old have other than historical value or as the home of the original descriptions of particular genera or
SHIP
577
SYSTEMATIC
AFFINITIES
The systematic affinities of the Rotifera have been much dis-
cussed without any general measure of agreement being arrived at. Since Ehrenberg in 1838 distinguished them from the ciliate Protozoa they have been approximated in turn to nearly every
one of the major divisions of the animal kingdom except the
Chordata.
In 1851 Huxley compared them with the free-swim-
ming ciliated larvae of Echinoderms. In 1858, gave fresh support to the and for a long time the trochophores may be said
Annelids and, more particularly, of Semper’s discovery of Trochosphaera comparison with the larvae of Annelids
view that the Rotifera were persistent to have held the field. In 1871 Pedalion was described by Hudson, and this remarkable form with its three pairs of hollow limbs moved by muscles, giving it a superficial resemblance to a crustacean Nauplius larva, revived an older view that the Rotifera were in some way related to the Arthropoda. Lankester included them with the Annelida and Arthropoda in his
phylum
Appendiculata.
But
the
resemblances
between
Trochosphaera and the trochophore larva break down when examined in detail until little more is left than the common possession of a preoral ciliary wreath which they share with the Peritrichous Infusoria; and on the other hand the fact that two of the appendages of Pedaliom are median and unpaired seems to preclude any close comparison with the other “‘Appendiculata.” More recently Wesenberg-Lund and de Beauchamp have argued that the ciliary wreath is a secondary development and that the most primitive Rotifers are those like Notommata in which there is a ventral uniformly ciliated field surrounding the mouth. From these it is easy to pass to the ventrally ciliated Gastrotricha and to imagine the derivation of both from a uniformly ciliated Turbellarian-like stock. With organisms like the Rotifera, however, where palaeontology can give no help, phylogeny must remain a matter of speculation. All that we can be sure of is that they are unsegmented Metazoa without definite mesoderm or coelom, with branching excretory canals furnished with flame-cells, and having a single pre-oral nerve-ganglion. They are, therefore, on the same grade of organization as the Platyhelminths and the early larvae of several groups of higher Metazoa. It is likely that the exact arrangement of the locomotive appendages, whether ciliary or appendicular, is without any important phylogenetic significance. (W. T. C.)
ROTOGRAVURE: see PHotocravure (MACHINE). ROTOR SHIP. Wind propulsion for navigational purposes,
in the commonly accepted sense, although suited for some particular trades, Is practically obsolete for cargo carrying; and the sailing ship, pure and simple, cannot be said to have a definite future. Many sailing vessels are fitted with auxiliary propelling machinery, but, excluding fishing craft, these vessels have not proved an unqualified success. Anton Flettner, the inventor of the rotor ship, originally intended to construct ships with metal sails, being convinced that the effect of metal sails is much greater than that of canvas sails. The idea was to build the metal sails with sections similar to those
used in the construction of aircraft planes. It was intended that
the sails should revolve freely around a pivot mast, and then be
put by a special rudder blade in such a position that the wind would drive the ship ahead. Experiments were carried out at the University of Göttingen
with canvas sails, metal sails and model ships. The result of these experiments showed that the effect of metal sails could be made approximately double that of canvas sails, a necessary condition papers (Leipzig, 1886, 1888, 1891); C. Wesemberg-Lund, Danmarks being, however, that a third part of the sail area should be turnaRotifera (Copenhagen, 1899); P. D. Beauchamp, Recherches sur les ble. Designs were got out, but the plans did not materialize. a les formations tégumentaires et Vappareil digestif (Paris, In the case of the rotor ship the inventor states that it is not On the faunistic side may be noted as outstanding: C. Wesenberg- intended to drive ships solely by wind rotors, but that they shall Species. Of those of more recent date the following may be indicated as g greatly influenced current thought on structure and consequently on classification: C. Zelinka, Studien ueber Raederthiere, three
Lund, Contributions to the Biology of the Rotifera I: The Males of Rotifera (Copenhagen, 1923); and, in course of publication, in
serve as an auxiliary power upon
steam and motor vessels.
In
the vessel under discussion, the power of the wind is not made taments, H. K. Harring and F. J. Myers, The Rotifer Fauna of use of by sails, but by means of large metal cylinders. Wisconsin (Madison, 1922 onwards). The Jatter, with a scope much Revalving Cylinders.—In i922 experiments were carried t than is implied in the title and embodying the very latest ideas 38 to classification, promises to be the standard work of its kind for a out at Géttingen with revolving cylinders, and it was then dis8g Period to come.
B.)
covered that the pressure exerted upon a cylinder revolving m an
578
ROTORUA—ROTTERDAM
air current was considerably greater than had been supposed. Actually, the power exerted on a normal cylinder was about four or five times as large as that on a normal sail. When, however, discs of a larger diameter were provided at the ends of the cylinders, it was found possible to increase the effect to nine or ten times the amount of wind effect in the normal sail. One condition for this, however, is that the revolving speed of the cylinders is about 3 to 4% times as great as that of the wind. An ordinary sailing vessel requires to take down all her canvas in a hurricane, but the rotor ship could continue sailing, with more stability for manoeuvring. The vessel selected for the first tests was the three-masted schooner “Buckau.” She had a displacement of 960 tons, and was fitted with an auxiliary motor of some 200 horse-power. The canvas rig of the vessel was dismantled, and in place of the fore and third masts, two very strong masts were erected. The new masts were shorter, being 42ft. in height. These masts were provided with bearings at the upper and lower ends to allow for the free rotation of the cylinders, which were placed over the masts. The cylinders were fitted with discs at either end, the discs being of greater diameter than the cylinders, but built as a part of them. In this particular case the cylinders are of sheet steel of o-o4in. thickness. Naturally, the whole structure is suitably stiffened. The cylinders are rotated by means of electromotors, which will give the towers a speed of r2s5rev. per minute. Circumferential speed is approximately 6oft. per sec., and the power required to rotate the towers is nine horse-power. For working the plant one man only at the switch-board is required. By altering the circumferential speed of one or other of the cylinders the operator can correspondingly change the pressure exerted by the wind upon this, and so alter the vessel’s course. When cruising, changing the wind side can be effected solely by the towers, when the ship can be stopped and driven astern.
The Magnus-effect.—The explanation of the phenomenon of the rotor ship may be traced to the so-called Magnus-effect, explained in 1853 by Prof. Magnus of Berlin, who found that a special power is exerted by an air current upon a revolving cylinder. The explanation of the reason for this effect was found, after more than 20 years of investigation, to be briefly as follows: When a cylinder revolves, the nearest stratum of air revolves with the cylinder, owing to the friction of the cylinder being much greater than the friction of the air molecules against each other. The nearest stratum induces the next one also to revolve, but, naturally, this is done at a much slower speed. In the same manner the strata lying more distantly from the cylinder are moved more and more slowly, until at a certain distance the influence stops. If such a rotating cylinder is impinged upon by an air current, the speed of which is slower than the circumferential
speed of the cylinder, the streamlines are directed, so that at one side the air is rarefied by the frictional effect of the cylinder, and at the other side it is compressed. These changes of pressure are the causes of the Magnus-effect, and they create a power in a direction away from the side of the rarefied air, and through the centre of the densest air patch, or side in which the streamlines are compressed. Actually the real direction of the power is not always at right angles to the wind direction, but diverges in a measure which is dependent on the speed ratio of the wind current to that of the circumferential speed of the cylinder. The sea-going trial of the rotor ship “Buckau,” from Germany to the Forth, was claimed to be successful, but little has since been heard of the subject. See Marine Engineer Officers’ Magazine (Jan. 1925). a (F. J. D.)
ROTORUA, a town of Rotorua county, North Island, New
Zealand. It lies in the midst of a remarkable volcanic: district generally known as the Hot Spring district, which covers an area “Of..660; sq.m. and extends 160m. from ‘north-east to south-west from White Island, an active volcanic cone in the Bay of Plenty ‘to the mountains of Tongariro, Ngaruhoe:and ‘Ruapehu .in thetinterior:of the island, S.W. of lake Taupo. Rotorua attracts. many visiéons:oh account of the beauty and scientific: interest of. the
locality and the bathing in its various medicinal Springs, It is scattered township lying on the south-western shore of lake Rotorua, amid hills reaching 2,600 ft. in the immediate neigh.
bourhood, with a rich growth of forest. The springs are principally alkaline, alkaline and siliceous, acid or acidic and hepatic (sulphurous). The township includes the
Maori village of Ohinemutu, an interesting collection of native dwellings. In the vicinity, on the lake-shore, is the government sanatorium.
One mile south of the Rotorua is another native yi}.
lage, Whakarewarewa,
where
there are geysers as well as hot
springs. Four miles from Rotorua, island of Mokoia rises to 1,518 ft. Rotorua with lake Rotoiti to the smaller ones to the east, Rotoehu
near the centre of the lake, the A short channel connects lake N.E. Both this lake and the and Rotoma, have deeply jn.
dented shores, and are set in exquisite scenery.
The waters of
Rotoma are of a particularly vivid blue. To the south of Rotoiti is Tikitere, a sombre valley abounding in mud volcanoes, springs and other active volcanic phenomena. Mount Tarawera (16 m. S.E. of Rotorua) is noted for the eruption of June 1886, which changed the outline of several lakes, destroyed the famous Pink: and White terraces on the adjoining lake Rotomahana.
ROTROU,
JEAN
DE
(1609-1650), French tragic poet,
born at Dreux on Aug. 19 or 20, 1609, became in 1632 playwright to the Hôtel de Bourgogne company. He was three years younger than Corneille, but began writing plays earlier than his great contemporary, for his first play L’Hypochondriaque, was
printed’ in 1631. Most of his earlier plays were adaptations from the Spanish of Lope de Vega and by 1634 he is said to have produced 34 pieces. Theeimportance of Rotrou in French dramatic literature lies in the fact that he sought to naturalize the ro mantic English and Spanish comedy in France, where the trage-
dies of Seneca and the comedies of Terence were still the only accepted models. Diane (acted' 1630; pr. 1633), Les Occasions perdues
(acted
1631;
pr.
1638), praised
by Richelieu; and
L’Heureuse Constance (acted 1631; pr. 1635); praised by Anne
of Austria, were all in the Spanish manner, but in Les Menechines (pr. 1636), and in Hercule Mourant (pr. 1636) he followed the
Latin authors Plautus and Seneca.
In 1639 Rotrou bought the
post of heutenant particulier au bailliage at Dreux, where he married and settled. His four masterpieces were written after that date; they are: Le Véritable Saint Genest (acted 1646; pr. 1648), a story of Christian martyrdom containing some amusing by-play, one noble speech and a good deal of dignified action; Dom Ber-
trand de Cabrére (1647), a tragi-comedy; Venceslas (1647; pt. 1648); Cosroés (1649), a play with an oriental setting, claimed as the only absolutely original piece of Rotrou. He died of the
plague and was buried at Dreux on June 28, 1650.
|
A complete edition of Rotrou was edited in five volumes by Violet le Duc in 1822. In 1882 M. de Ronchaud published a handsome edition of six plays—Saint Genest, Venceslas, Don Bertrand t
Cabrére Antigone, Hercule Mourant and Cosroés. See further J. Jarry, Essai sur les oeuvres dramatiques de Jean Rotrou (Pars and Lille, 1868); Léonce Person, Hist. du Venceslas de Rotrow, suite
de notes critiques et biographiques (1882), in which many about Rotrou are’ discredited; Hist. du véritable Saint Genes oe Rotrou (1882), Les Papiers de Pierre Rotrou de Saudreville (1883); Henri Chardon, La Vie de Rotrou mieux connue (1884); and Geo Steffens, Jean de Rotrou als Nachahmer Lope de Vega’s (1891).
ROTTERDAM, acity of Holland in the province of South i
Holland, on both banks of the New Maas, at the confluent
of the canalized’ Rotte, and a junction’ station 144 m. by mi S.S:E. of The Hague. The population of the city, which is the
principal Dutch port, was about 20,000 in 1632; 53,212, in 1796} 105,858 in 1860; 379,017 in 1905 and 562,991 in 1927..
Rotterdam probably owes its existence to two castles,
existed'in feudal'times. In 1299 Jolin I., count of Holland, granted
to the people of Rotterdam the same rights as were enjoyed
the burghers of Beverwijk, which were identical with those.
Haarlem (K. Hegel, Städte und Gilden, 1891, Bd. ii.),. This priv
lege.marks the origin of the town. It continued to increase '™
size, various éxtensions of iis boundaries being made, añd ®
trading importance is to a large extent the result of its comme
cial intercourse with England. Its shipping facilities have
the first commercial city of Holland, and the third largest port @
ROTTWEIL—-ROUBLE the continent. By means of the New Waterway (1869-90) to the Hook of Holland it is accessible for the largest ships. Ships drawing 24 ft. can come up at any time, and those drawing 24 to 32 ft. at high water. The length of the quays is about 16 m. The principal quay is the Boompjes (“little trees”), forming the
579
ROTTWEIL, a town of Germany, in the republic of Württemberg, on the Neckar, 46 m. S.W. of Tübingen by rail. Pop. (1925) 10,556. In the 13th century Rottweil became a free imperial city and was subsequently the seat of an imperial court
river-front on the north side. The river is spanned by a road bridge (1878) and a railway bridge (1877) passing from the
of law, the jurisdiction of which extended over Swabia, the Rhineland and Alsace. The functions of this tribunal came to an end in 1784. In 1803 Rottweil passed into the possession of Wiirttem-
the farther shore by swing-bridges through which the largest ships can pass to the upper river. These bridges prove useful in break-
hall. The Gothic Heilige-Kreuz-kirche, built in the 14th century, was restored in 1840, and the Capellen-kirche has a Gothic spire.
Boompjes to the North Island, whence they are continued to
ing up the ice which forms above them in winter. On the south side of the river are numerous large docks and wharves, which have been enlarged since the World War, while the city proper on the north side consists of a labyrinth of basins and canals with tree-bordered quays.
In the centre of the town is the Beursplein or Exchange Square. Behind the exchange is the great market-place, built on yaulting over a canal, and containing a bronze statue of Erasmus, who was born in Rotterdam in 1467. The statue is the work of Hendrik de Keyser, and was erected in 1622 to replace an older one. Beyond the market-place is the High Street, which runs
along the top of the Maas Dyke. On the west of the city a pretty
road leads from the Zoological Gardens (1857), on the north to a small park, which contains a statue of the popular poet Hendrik Tollens (d. 1856), a native of the city. Among the churches of Rotterdam is an English church, originally built by the rst duke of Marlborough, whose arms may be seen with the royal arms over the entrance. The Groote Kerk, or Laurens Kerk (end of the rsth century), contains a fine brass screen (1715), a celebrated organ with nearly 5,000 pipes, and the monuments of Admiral Witte de Witte (d. 1658), and other Dutch naval heroes.
berg. It is partly surrounded by walls, and has a mediaeval town
ROTUMAHS see Pactrtc ISLANDS. ROUBAIX, a manufacturing town of northern France, in the department of Nord, 6 m. N.E. of Lille on the railway to Ghent. Pop. (1926) 113,952. Roubaix is situated about a mile from the Belgian frontier on the Roubaix canal, which connects the lower Deule with the Scheldt by way of the Marcq and the Espierre. It unites with Wattrelos (pop. 26,987) to form a great industrial centre. The prosperity of Roubaix had its origin in the first factory franchise granted in 1469 by Charles the Bold, duke of Burgundy, to Peter, lord of Roubaix, a descendant of the royal house of Brittany. In the 18th century Roubaix suffered from the jealousy of Lille of which it was a dependency, and not till the roth century did its industries acquire real importance.
During the war of 1914-18 Roubaix was in the hands of the Germans, and the factories were emptied. As the mills were largely spared, work was started again, with Government help and bank credits, in 1919, and the town is again a prosperous centre.
The chief business of Roubaix is the woollen manufacture, but cotton, silk and other materials are also produced. The chief of these are fancy and figured stuffs for garments, velvet and upholstering fabrics. There are wool-combing and wool-dressing works, spinning and weaving mills, dye-houses and printing works, rubber-works, metal foundries and machinery-works in the town.
In the New Market adjoining is a fountain adomed with sculptures erected in 1874 to commemorate the jubilee of the restoration of Dutch independence (1813). The museums of the city ROUBILIAC (more correctly Rovsrttac), LOUIS FRANcomprise an ethnographical museum, the maritime museum estab- COIS (1695-1762), French sculptor, was born at Lyons and lished by the Yacht Club in 1874, and the Boyman’s Museum became a pupil of Balthasar of Dresden and of N. Coustou. It (1867) containing pictures, drawings and engravings, as well as is generally stated that he settled in London about 1720, but as the town library. Of the original collection of pictures bequeathed he took the second grand prize for sculpture in 1730, while still by F. J. O. Boyman in 1847, more than half was destroyed by a pupil of Coustou, it is unlikely that he visited England at an fre in 1864; but the collection has been enlarged since and is earlier date. The date 1744, as given by Dussieux, is incorrect. representative of both ancient and modern artists. Close to the He was at once patronized by Walpole and soon became the most museum is a statue of the statesman Gysbert Karel van Hogen- popular sculptor in England, superseding the success of the dorp (1762-1834), a native of the city. Among the remaining Fleming Rysbraeck and even of Scheemakers. He died on the buildings must be mentioned the old town hall (17th century; 11th of January 1762, and was buried in the church of St. Martinrestored 1823), the new town hall, the concert-hall of the “Har- in-the-Fields. Roubiliac was largely employed for portrait statues monic” club, the record office (1900), the Jeeskabuiet, or sub- and busts, and especially for sepulchral monuments. His chief scription library and reading-rooms, and the ten-storeyed Witte works in Westminster Abbey are the monuments of Handel, Huis (1897), which is used for offices and is one of the highest Admiral Warren, Marshal Wade, Mrs. Nightingale and notably private buildings on the Continent. that of the duke of Argyll, which established his fame. He The industries comprise the manufacture of tobacco, cigars, possessed skill in portraiture and was technically a master, but margarine, rope, leather, etc., and there are breweries,. distilleries lived at a time when his art had sunk to a low ebb. His figures and sugar refineries. Shipbuilding yards extend above and below are frequently uneasy, devoid of dignity and sculpturesque the city, one of the earliest being that of the Netherlands Steam- breadth, and his draperies treated in a manner more suited to boat Company (1825). It is, however, as a commercial rather painting than sculpture. There are, however, noteworthy excepas a manufacturing city that Rotterdam is distinguished, its tions, his bust of Pope, for example, reaching a high standard. progress in this respect having been very striking. Between 1850 His most celebrated work, the Nightingale monument, in Westand 1902 the area of the port was increased from 96 to more than minster Abbey, a marvel of technical skill, is sayed from being goo acres. Rotterdam has a great transit trade of goods in ludicrous by its ghastly and even impressive hideousness. The bulk, and, besides its maritime trade, it has an extensive river celebrated bust of Shakespeare, known as the Davenant bust, in traffic, not only with Holland, but also with Belgium and Ger- the possession of the Garrick Club, London, is his. wae Be
many. Its overseas trade is principally with the Dutch colonies, New York, La Plata and the east and west coasts of Africa. The great harbour works on the south side of the river required to
accommodate this growing trade were planned by Stieltjes (d. 1878). Besides being easily accessible from the river and con-
nected with the railways, the docks are provided with every
See Le Roy de Sainte-Croix, Vie et ouvrages de L. F. Rowbillac, sculpteur lyonnais (1695-1762) (Paris, 1882). (An extremely, rare work, of which a copy is in the National Art Library, Victoria and Albert Museum, South Kensington, London.) Allan Cunningham, The Lives of the Most Eminent British Painters, Sculptors, and Architects, vol. 3, pp. 31-67.(London, 1830)—the fount of. infòrmation of later biographies. «M. H: S.)..:
facility for coaling and loading or discharging cargoes. The larger Passenger steamers of the Rotterdamsche Lloyd to Netherlands . dia and of the HolHand-American Steamship Company (the two
S.R.), and before the World War it was divided into toe kopeks. The par of exchange with sterling is‘R. ra=-21s. 2d., while, since
ofwhich are mooring buoys for’ 30 vessels.
lent to ten roubles. Fe, ae aa atest The main currency in circulation before the: war were “credit
principal passenger and cargo steamship companies at Rotter) have their berths on the south side of the river in the centre
. ROUBLE.
The rouble is the monetary. mit of Russia~(U.S.
1922, a new unit called the tehervonetz: has been created equiva$
"Flapp
580
ROUEN
notes” issued by the State bank. Originally circulating at par with the rouble, they fell during the latter part of the roth century to a heavy discount. By the law of 1899, this depreciation was legally recognized. Under that law, the ten and five rouble gold pieces were made legal tender for fifteen and seven and a half roubles respectively, thus being written up 50% in nominal value. As their gold content remained unaltered, this was equivalent to establishing a ratio of three to two between paper and gold. The credit notes were successfully maintained at this ratio until 1914. In fact, at the outbreak of war, the “credit notes” had a gold backing of over 100%, as the State bank held 1,743 million paper roubles worth of gold against a note-issue of 1,630 roubles. Rather over 500 million roubles in gold and 230 millions in silver, too, were in circulation. Thus, the rouble was well protected against any ordinary shocks. Unfortunately, Russia, like many other countries, made little or no attempt to finance its war expenditure either by taxation or by long-term borrowing. Inflation was the chief method employed, and under inflation the gold standard was abandoned and the rouble steadily depreciated. This depreciation began prior to the revolutions of 1917, and by Jan. x of tbat year, the note issue had expanded to over 9,000 million roubles. With the advent of the Bolsheviks to power, the final collapse of the old rouble took place. For a time the only use of the rouble was to enable the Government nominally to pay its way by continually issuing fresh notes. By Jan. 1, 1921, the total issue reached the astronomical figure of 1,168,000 million roubles. As a result the internal purchasing power of the rouble was exceedingly small and varied greatly from place to place.
The Tchervonetz, 1922.—One of the first points of the “New Economic Policy” of 1922 was the establishment of a new currency, the tchervonetz, created in Oct. 1922, and equal to ten prewar gold roubles. The law creating it laid down that it should have a 25% cover of gold, platinum or stable foreign exchange, and that the remaining 75% cover should consist of marketable goods, short-term securities and approved bills of exchange. It was to be issued by the new State bank, itself also the offspring of the new economic policy. Paper roubles were not withdrawn from circulation, and for a time the two currencies circulated side by side. The relation between the two was continually changing in favour of the tchervonetz, for although the old paper roubles had been replaced, at the ratio of one million to one, by “Soviet” or 1923 roubles, in themselves a paper currency, these in turn were sacrificed to balance the budget and to maintain the stability and value of the tchervonetz. By early 1924, the volume of Soviet roubles amounted to 178,000,000,000 millions, and their value had fallen to a point at which it took 200,000,000,000 of them to equal one tchervonetz. New Roubles, 1924.—In Feb. 1924, the next step in monetary reform was taken. The commissariat of finance was authorized to issue currency rouble notes, which were made legal tender. Their volume was limited to half the number of tchervontsi in circulation, less those owed to the State bank by the Treasury. Apart from their limitation, no definite cover was provided, and no fixed ratio between “new roubles” and tchervontsi was laid down. The withdrawal of Soviet or 1923 roubles was then ordered at the ratio of 50,000 Soviet roubles to one new rouble. Towards the end of 1924, a ratio of ten new roubles to the tchervonetz had been established, and on Oct. x the currency circulation amounted to 49 million roubles in silver coin, 202 million roubles in Treasury notes and 346 millions of tchervontsi —making, with various small coinage, a total circulation of roubles and tchervontsi combined of 622 millions. This was too small for the needs of the country, and during 1925 it expanded rapidly to 1,270 millions, or by rather more than roo per cent. This increase was largely a natural one, due to trade demands and not to budget deficits, which, by then, had been reduced to manageable proportions. Nevertheless, the increase was too rapid, and during the next three months, the volume was reduced to 1,204 millions, only to rise again under demands for crop financing to 1,490 millions at the beginning of 1927. During that year, the position im-
proved, as an increase in production led to a fall in prices ang s% to an improvement in the purchasing power of the currency, [j
to a point, the new currency had, by early 1928, been re-estah-
lished upon a gold basis. It must be remembered that foreign
trade, and the import and export of currency, are rigidly cop. trolled, and that if the tchervonetz is quoted at par against the pound or dollar in Moscow, unofficial rates in neighbouring fog. eign centres at times do not of necessity agree.
ROUEN, a
city of France, capital of the department of Seine.
Inférieure and the ancient capital of the province of No
on the Seine, 87 m. N.W. of Paris by rail. Pop. (1926) 115,849, History.—Ratuma or Ratumacos, the Celtic name of Rover was modified by the Romans into Rotomagus, and by the writers of mediaeval Latin into Rodomum, of which the present name is
a corruption.
Under Caesar and the early emperors the town Was
the capital of the Veliocasses, and it did not attain to any eminence
till it was made the centre of Lugdunensis Secunda at the close of the 3rd century, and a little later the seat of an archbi
Rouen owed much to its first bishops—from St. Mello, the apostle of the region, who flourished about 260, to St. Remigius, who died
in 772. Under Louis le Débonnaire and his successors, the Normans several times sacked the city, but after the treaty of St. Clair-sur. Epte in 912, Rouen became the capital of Normandy and the principal residence of the dukes.
In 1087 William the Conqueror,
mortally wounded at Mantes, died at Rouen. The succeeding Nor. man kings of England tended to neglect Rouen in favour of Caen and afterwards of Poitiers, Le Mans and Angers; but it maintained
an importance during the 12th century indicated by the building of churches, notably that of St. Ouen.
In 1203 Rouen was the
scene of the murder of Arthur of Brittany at the hands of King
John of England. Ostensibly to avenge the crime, Philip Augustus invaded Normandy and entered the capital unopposed. Philip confirmed its communal privileges and built a new castle. A convention between the merchants of Rouen and those of Paris relating to the navigation of the Seine was followed by treaties with London, with the Hanseatic towns and with Flanders and Champagne. In 1302 the seat of the exchequer or sovereign court, afterwards the parlement, of Normandy was definitely fixed at Rouen. A stubborn resistance was offered to Henry V. of England who, after a long siege, occupied the town in 1419. The prosperity of Rouen continued under the English domination, and during this period the greater part of the church of St. Ouen was constructed. In 1431 Joan of Arc was tried and burnt in the city. From that year the French began attempts to recapture the town, which they did in 1449. During the close of the 15th century and the first half of the 16th, Rouen was a metropolis of art and taste. In 1562 the town was sacked by the Protestants. This did not prevent the League from gaining so firm a footing there that Henry IV. besieged unsuccessfully and only obtained entrance after his abjuration. The revocation of the edict of Nantes in 1685 greatly affected Rouen. During the Franco-German War the city was occupied
by the invaders from December 1870 till July 1871. During the World War Rouen played a great part in the supporting orgamization of the British army in France. y
Monuments.—The old city lies on the north bank of the nvet
in an amphitheatre formed by the hills which border the Seme valley. It is surrounded by the suburbs of Martainville, $. Hilaire, Beauvoisine, Bouvreuil and Cauchoise; 2} m. to the east is the industrial town of Darnétal (pop. 7,393), and on the opposite bank of the Seine is the manufacturing suburb of St. Sever with the industrial towns of Sotteville (pop. 22,476) and Pett Quevilly (pop. 17,839) in its immediate neighbourhood. Finally
in the centre of the river, north-east of St. Sever, is the Lacroix, which also forms part of Rouen.
Communication across
the Seine is maintained by three bridges, including a pont trom bordeur, or moving platform, slung between two lofty columns
propelled by electricity. The central point of the old town is
Place de l'Hôtel de Ville, occupied by the church of St, Ouen and the kôtel de ville. The cathedral was built on the site of a previous cathedral,
ROUERGUE—ROUHER
58I
burnt in 1200, and its construction lasted from the beginning of petroleum dock above it. There is also a repairing dock. The
the 13th century (lateral doors of the west portal), to the begin-
Seine is tidal beyond Rouen. The port is accessible for sbips draw-
ning of the 16th century (Tour de Beurre). The western facade belongs, as a whole, to the Flamboyant style. But the northern tower, the Tour St. Romain, is in the main of the 12th century,
ing 193 to 25 ft. of water, and its quays have a superficial area of about 194 acres. It is served by the lines of the Orléans, the
its upper stage having been added later. The southern tower, the Tour de Beurre, so named because funds for its building were given in return for the permission to eat butter in Lent, is of a
the waterways connected with the Seine, make Rouen a convenient centre for the distribution of merchandise.
essentially Norman, and consists of a square tower pierced
by high mullioned windows and surmounted by a low, octagonal
structure, with a balustrade and pinnacles. These contrasted towers are the most striking feature of the wide facade. The portals of the transept are each flanked by two towers.
The most
remarkable part of the interior is the Lady Chapel (1302~20)
behind the choir with the tombs (1518-25) of Cardinal Georges d'Amboise and his nephew, the statuary of which is of the finest Renaissance workmanship. Behind the cathedral is the archiepis-
copal palace, a building of the 14th and 15th centuries. St. Quen was formerly the church of an abbey dating to the Roman period and reorganized by Archbishop St. Ouen in the rth century. It was founded in 1318 in place of a Romanesque church which previously occupied the site and of which the only relic is the chapel in the south transept. The choir alone was built in the 14th century. The nave of the church belongs to the
Ouest-Etat and the Northern railways and these, in addition to See A. Chervel, Histoire
de Rouen
pendant
Pépoque
communale
(Rouen, 1843); id. Sous la domination anglaise (Rouen, 1840); C. , Rouen (Paris, 1904) ; J. Levainville, Rouen.
ROUERGUE, formerly a French province, derives its name from the Gallic tribe of the Rutheni. It was bounded on the north by Auvergne, on the south and south-west by Languedoc, on the east by Gévaudan and the Cévennes and on the west by Quercy. It included (1) the county of Rodez, (2) Haute and Basse Marche; and it was divided between the dioceses of Rodez and Vabres (province d’Alby after this province had been separated from that of Bourges in 1678). Administratively it formed first a sénéchaussée, dependent on Languedoc (capital Villefranche, in
the Basse Marche), and later it was attached to the military governments of Guienne and Gascony. It was then part of the departments of Aveyron and of Tarn-et-Garonne.
ROUGE,
a French name applied to various colouring sub-
stances of a brilliant carmine tint, especially when used as cossth century, by the end of which the central tower with its metics. The best of these preparations are such as have for their octagonal lantern and four flanking turrets had been erected. The basis carthamine, obtained from the safflower (g.v.), Carthamus western facade dates from 1846. The large stained glass windows tinctorius. (See PAINTS, CHEMISTRY OF and COSMETICS.) ROUGET DE LISLE, CLAUDE JOSEPH (1760-1836), are of the 14th, 15th and 16th centuries. The Portail des Marmousets, the entrance to the south transept, has a projecting porch, French author, was born on May 10, 1760, at Lons-le-Saunier behind and above which rises a magnificent rose window. The (Jura). He entered the army as an engineer, and attained the rank of captain. The song which has immortalized him, the north facade bas no entrance. The church of St. Maclou, behind the cathedral, begun in Marseillaise, was composed at Strasbourg, where Rouget de Lisle 1437 and finished early in the 16th century, is a rich example of was quartered in April 1792. He wrote both words and music the Flamboyant style, and has a rich portal with five arched in a fit of patriotic excitement after a public dinner. The piece openings. It is celebrated for carving attributed to Jean Goujon. was at first called Chant de guerre de Parmée du Rhin, and only The church of St. Vincent, near the Seine, is a building of the received its name of Marseillaise from its adoption by the Pro16th century and contains very fine stained-glass windows at the vençal volunteers whom Barbaroux introduced into Paris, and end of the north aisle, by Engrand and Jean le Prince, artists of who were prominent in the storming of the Tuileries. The author Beauvais. The stained glass in the churches of St. Patrice (16th was a moderate republican, and was cashiered and thrown into century) and St. Godar (late 15th century) is inferior only to prison; but the counter-revolution set. him at liberty. He died at Choisy-le-Roi (Seine et Oise) on June 26, 1836. Rouget de Lisle that of St. Vincent. The most important secular building in Rouen is the Palais de published Chants francais (1825), in which he set to music fifty Justice, once the seat of the exchequer and, later, of the parlement songs by various authors. His Essais en vers et en prose (1797) of Normandy. It is in the late Gothic style and consists of a main contains the Marseillaise, a prose tale of the sentimental kind building flanked by two wings. The left wing, known as the Salle called Adélatde et Monville, and some occasional poems.
des Procureurs, was built in 1493 and has a lofty barrel-roof of tmber. South of the Palais de Justice is the Porte de la Grosse Horloge, an arcade spanning the street and surmounted byalarge cock of the 15th century with two dials. The Tour de la Grosse Horloge, which rises beside the arcade, was built in 1389. The
tower known as the Tour de Jeanne d’Arc was the scene of her trial, and is all that remains of the castle built by Philip Augustus catly in the 13th century. The Porte Guillaume-Lion, opening on to the Quai de Paris, is a handsome gateway built in 1740. Rouen is the seat of an archbishop, a prefect, a court of appeal and a court of assizes, and headquarters of the III. army corps.
lts public institutions also include a tribunal of first instance,
tribunals of commerce
and of maritime commerce, a board of
trade-arbitrators and a chamber
of commerce.
All the more
mportant nations have consulates in the city.
Rouen is an important centre for trade in wines, spirits, grain
and cattle. Grain, wine, coal, timber and petroleum are leading imports. Besides its manufactures it exports plaster and sand. The Principal industries of Rouen and its district are the spinning and Weaving of cotton, notably the manufacture of rouenneries (cotton
fabric woven with dyed yarn), the printing and dyeing of the
manufactured material and the spinning of other fibres; ship-
tulding and the making of various articles of clothing are also carned on, and there are distilleries, petroleum-refineries and manufactories of chemicals, soap, machinery, carding-combs and hes. The port of Rouen comprises the marine docks below the Boieldieu bridge, and the river dock, the timber dock and the
See J. Tiersot, Histoire de la Marseillaise: Rouget de Lisle (1915).
ROUGH
oeuvres musicales
de
CAST, in architecture, a term used in England
for any stucco or mortar combined with gravel and sand, employed as the finishing coat of covering plaster over a rough structure of masonry, and frequently decorated by the addition of pebbles of different colours, or even small pieces of glass. In American usage
the term is limited to the rougher textures of a stucco surface, obtained either by throwing on the finished coat in unequal masses
or by sprinkling over the finished surface, while still wet, a coating of coloured pebbles, tile or brick fragments, marble chips, etc.
ROUHER, EUGENE
(1814-1884), French statesman, was
born at Riom (Puy-de-Déme) on Nov. 30, 1814. He entered the Chamber in his native department in 1848, and held office from 1849, with short intervals, until 1852. Napoleon entrusted him (1851) with the redaction of the new Constitution, and made him (1852) vice-president of the Council of State. As minister of agriculture, commerce and public works, from 1855 onwards, he greatly improved the economic situation of France, and in 1863 became minister president. He resigned in 1867, but shortly afterwards resumed office as finance minister. After the fall of the Empire he fled to England, but returned to France in 1872 to work for the interests of the Prince Imperial. He returned to the Chamber as deputy of Ajaccio, and, later, sat for Riom. After the death of the Prince Imperial, Rouher supported the claims of Prince Napoleon, son of the ex-king Jerome. He died on Feb. 3, 1884. (See the references under Napotzon III.)
ROULERS— ROUNDERS
582 ROULERS,
a town in the province of West Flanders, Bel-
gium, 13 m. N.W. of Courtrai, on the Mandel. Its Flemish name is Roeselaere. Pop. (1925) 26,657. Its weavers were already famous in the r1th—12th centuries and the neighbourhood cultivates flax. Lace, carpets and linen are manufactured.
ROULETTE, a gambling game, of French origin.
It is one
of the two games played in the gambling-rooms at Monte Carlo, and the description here given, and the maximum and minimum stakes mentioned, are to be understood as applying to the game as it Is there conducted. It is solely a game of chance, though socalled “systems” are innumerable, and some of them for a short period often appear to give the player an advantage. There is no possible system, however, which will assure success in the longrun, and it is herein that the ingenuity of the game consists. Every systematic method of play must depend upon increased stakes to retrieve past losses; and though a player with an unlimited capital might be practically certain to achieve his end in the course of
them is paid in corresponding coin should the player win, the exception being when the little ball which is spun around the
wheel falls into zero, in which case the even money chances are
put “in prison’-—that is to say, laid aside until another spin, when if the bank wins they are lost, if the player wins he is allowed tg
retrieve his money. The maximum in the case of these chancesjs 6,000 francs. Any one who desires to play en plein puts his stake on one of the 37 numbers. If the ball falls into the corresponding
number on the wheel, the stake
is paid 35 times; and as there
are 37 numbers on the board. with the advantage already de-
scribed of imprisoning the even-
money chances when zero comes
up, it will be seen that there
is a steady percentage in favour of the tables and consequently against the player. This per-
time, the circumstance that there is always a maximum renders the
bank invincible. The roulette table, covered’ with a green cloth, is made up of precisely corresponding halves with a circular space let into the middle holding the wheel, on either side of which the
centage is of course greatly im ROULETTE WHEEL, SHOWING ARRANGEMENT OF NUMBERED, COLOURED DIVISIONS, INCLUDING THE ZERO
creased
when,
as is often the
case, a second zero, called double zéro, is used. In some gambling-houses there is even a third one, called Eagle Bird. The maximum stake allowed en plea is 180 francs. The next most daring selection is à cheval, when the stake is placed on the line separating any two numbers, and if either of them wins the player is paid 17 times, the highest stake permissible being 360 francs. Transversale pleine covers any three numbers in a line, the coin or note being placed on the line dividing any one of the numbers from the neighbouring even-money chance, as, for instance, between 4 and passe, or 6 and manque. A transversale simple covers six numbers, as, for example, where the line between 4 and 7 joins passe, or between 6 and 9g joins manque; and if any one of these numbers wins, five times the value of the stake is paid, the maximum here being 11,200 francs, En carré includes four numbers, the coin being placed, for ia stance, on the cross between 1, 2, 4, 5 or 28, 29, 31, 32; eight times the value of the stake is paid, and the maximum is 760 francs. The dozens and the columns are also indicated on the board, the first dozen, of course, including x to 12. In each of the columns are twelve numbers in different order. A stake placed on either a dozen or a column is paid twice its val, the maximum here being 3,000 francs. A stake constantly played is called the quatre premiers, which includes zero, 1, 2 and 3, the stake being placed on the line where zero and rı join passe o where zero and 3 join manque. If any one of these four numbers, including zero, wins, the stake is paid eight times; and four times eight being 32, there is a greater advantage to the table than when
31 BA 33
34EH36 EE R ROULETTE TABLE, SHOWING
DIVISIONS
There are many methods of staking, e.g., even chances may be taken on the
winning number being red or black, odd or even, etc.; 2 to 1 chances may be taken en dozens, i,e., numbers falling between 1-12, 13—24, 25—36; while varying odds are given on combinations covering two or more numbers
cloth ‘is divided into spaces marked passe, pair, manque, impair,
it loses en plein or on certain other chances.: Zero can also be played in combination with any one or two of its neighbours; i
with one of them the stake'is paid 17 times, if with two of them rr times. A croupier sits on either side of the wheel; there is also one at each end of the table, their business being to assist the players in staking and recovering their winnings. Behind each of the former pair an official on a high chair supervises the tabke. The croupier whose duty it is to spin the wheel waits for a time till stakes have been made, and then, exclaiming, “Messieurs,
faites vos jeux!” sets the cylinder in motion, throwing the ballt the direction contrary to that in which: the wheel revolves. ‘Whea
it is seen that the ball will.soon fall at rest in one of the compat ments of the cylinder.the croupier gives the notice, “Rien ne
plus,” after which no stakes can be placed. - When the ball finally
and the black and red diamonds. The wheel at Monte Carlo is rests in the compartment, the croupier announces the number and divided Into 37 compartments, coloured alternately black and red, the even-money chances that win, as rouge, impair and manque. numbered from one to thirty-six, the 37th being zero. At many » See “Scrutator,” The Odds at Monte Carlo (1925). vt CY" other places there are 38 compartments with a single and double o. ‘ ROUNDERS, a ball game played in England and the United This is largely the rule in America. Pair indicates even numbers, States, but not attaining to' any popularity ‘before’ ‘1800 impair odd numbers, manque includes the numbers from 1 to 18; It was the:immediate ancestor of Baseball (g.v.). Up to 1889
passe, from 19 to 36. The methods of staking are. innumerable. The minimum stake is ten francs. Rouge, noir, pair, impair, manque and passe'aré even chances; Że., a stake put upon any of
code of rules existed, but two governing bodies were formed;
National Rounders Association of Liverpool and Vicinity and
Scottish Roundets Association. These,’ with the later Gloucest
ROUNDHEAD—ROUS Rounders Association, drew up the rules now recognized. A hard ball similar to that used in baseball was adopted, and the rule by which a runner could be put out by hitting him with a thrown ball abandoned. The bat must not exceed 3}in. in diameter nor 350. in length. The game is similar to baseball, but there are several important differences, the most radical being that the ball
may be hit in any direction, as at cricket. The original pentagon
has been discarded in favour of an elongated diamond, the home-
base being at one end and ist, 2nd and 3rd bases at the other
points, while the 4th base is situated on the line of 3rd base towards home and 17yd. from the former, the sides of the diamond being 22yd. in length. The bowler stands the centre of the diamond and tosses the must hit at every “good” ball, ze., one home-base and between head and knee.
in a space marked off in ball to the batsman, who that is straight over the Two bad balls score one for the batsman. If the latter hits the ball he must run to tst base and then 2nd, and so on round to home again, resting at any base; but he may be put out if the batted ball be caught on the fy or first bounce or the backstop (wicket-keeper in cricket) catch a ball struck at but not hit, or the batsman be touched with a ball while running between bases. Ten players constitute a side and three innings apiece are played, every player batting
once in each innings. Each base made counts one. The backstop is placed directly behind the batsman, and behind the backstop
are placed rst cover (right), longstop (middle), and 4th cover (left). The zst, 2nd and 3rd basemen are stationed at the bases, while behind them in the field are placed the 2nd cover (right),
centre cover and 3rd cover (left). The bases are designated by light wooden posts. An umpire presides over the game.
ROUNDHEAD,
a term applied to the adherents of the
parliamentary party in England during the great Civil War. Some of the Puritans, but by no means all, wore the hair closely cropped round the head, and there was thus an obvious contrast between them and the men of fashion with their long ringlets. “Roundhead” appears to have been first used as a term of derision towards the end of 1641 when the debates in parliament on the Bishops Exclusion Bill were causing riots at Westminster. John Rushworth (Historical Collections) is more precise. According to him the word was first used on Dec. 27, 1641, by a disbanded
officer named David Hide, who during a riot is reported to have drawn his sword and said he would “cut the throats of those reund-headed dogs that bawled against bishops.” Baxter ascribes
the origin of the term to a remark made by Queen Henrietta Maria at the trial of Strafford; referring to Pym, she asked who the round-headed man was. The name remained in use until after the revolution of 1688.
_ROUNDSMAN SYSTEM (sometimes termed the billet, or
ticket, or item system), in the English poor law, a plan by which the parish paid the occupiers of property to employ the applicants for relief at a rate of wages fixed by the parish. It depended not on the services, but on the wants of the applicants, the employer being repaid out of the poor rate all that he advanced in wages beyond a certain sum. According to this plan the parish in general made some agreement with a farmer to sellto bim the labour of one or'more paupers at a certain price, paying to the pauper out of the parish funds the difference between that price and the allowance which the scale, according
to the price of bread and the number of his family, awarded to
bm. It received the local name of billet or ticket system, from the ticket signed by the overseer which the pauper in general
cared to the farmer as a ‘warrant for his being employed, and afterwards took'back to thé overseer, signed by the farmer, as
4 proof that he had fulfilled the conditions of relief. In other
cases the parish contracted with a person to have some work performed for him by the paupers at a given price, the parish
583
first known trace of it in an Arthurian connection is in the Brut of Wace (g.v.) in the reign of Henry II. Here the allusion is brief. Arthur made a round table at which, because of its shape, none of the “barons” could claim precedence over others. The size is left indefinite. Wace adds that the “Bretons” told many stories about the table; and this seems to indicate that there was a mass of Breton (or British) tradition about it known to Wace— a probability strengthened by the fact that elsewhere Wace shows signs of knowing many stories unknown to his main authority, Geoffrey of Monmouth (g.v.). Half a century later, Layamon adds considerably to our information, and it would seem almost certain that he was drawing on
Welsh tradition. There had been a great slaughter of the knights through disputes as to who should be greatest; and a Cornish carpenter, hearing of it, told Arthur he would make him a table at which more than 1,600 men could sit, so that there would be no more quarrels for the place of honour. Yet Arthur would be
able to carry it about with him.
It was finished in four weeks.
“This,” added Layamon, repeating Wace’s words, “was the table about which the Britons told many tales.” There is no reason to think that the poet was inventing; he makes over 30 additions to Wace, some of which are certainly not original; nor does he show anywhere a trace of inventive capacity. Addition to the Legend.—Later romancists added many details. For example, the “Diot” Perceval (see Percevat), tells us that just after Arthur’s coronation Merlin related past history. A round table, said the seer, had been made for Joseph of Arimathea (g.v.) and a new one for Arthur’s father, Uther Pendragon; let the king use it for his knights; without it the Romans could not be overcome. The table was also brought into connection with the Holy Grail (g.v.) and with the “Siege Perilous” which is so prominent a feature in the Percival legend; and became ultimately an inseparable adjunct of the Arthurian cycle. Whether the tale reached Wace and Layamon directly from Wales or from Brittany, it is certainly of ancient Celtic origin: a round table seems to have been a feature of primitive Celtic life; a circular form was the rule in primitive Irish architecture, and the primitive Celtic watch house, both in Gaul and in Ireland, was circular. To what this in its turn is to be traced is more
doubtful: it is not unlikely that it arose from sun-worship, or possibly (cf. the “four weeks”) from the moon. The magical character of the table seems, again, to be of a peculiarly Celtic cast; it resembles that of the enchanted bowls, bushels and horns so often found in Irish and Welsh saga; and it was inevitable that when the attractive force of the Arthurian legend was felt, *siich a magical table should be assigned to the king along with his enchanted sword, boat, Jance and shield. : The Table at Winchester——The famous round table fixed in the wall of the great hall at Winchester is certainly of considerable antiquity. It is a table-top 18 ft. in diameter, divided into 25 sectors, one for the king and one for each of the knights (whose number had long been reduced from the 1,600 of Layamon). The present colouring of the sections (green and white successively is due to Henry VIII. Hardying, in his Chronicle (c. 1436), differing slightly from Perceval, says ‘that it is the very table made by Joseph of Arimathea for the brethren of the Grail, which was transferred to Winchester by Uther to comfort Ygerne.
He speaks in a manner that implies a great age for this table.
A good summary of the story is given by A. C. L. Brown in Harvard Studies in Philology and Literature, vol. vii., where other authorities are referred to. Incidental references will be found in the. various
works on different aspects of the Arthurian saga. .
(E; E- K),
ROUNDWORM, the common name for the parasitic worms of the genus Ascaris, and especially for A. lumbricoides, which occurs in the intestine of man. Closely allied'species inhabit the
pig and the horse. The name roundworm is, often extended to ROUND TABLE, the celebrated board of King Arthur (g.v.) include all members‘of the class Nematoda (q.v.). a around which he and his knights sat. The origin of the myth is ROUS, FRANCIS (1579-1659), English Puritan, was born obscure, and certainly cannot be said to have been yet settled; at Dittisham, in Devon ‘in 1579, and edirtated'at Oxford “(Broad+ or Breton gates Hall, afterwards’ Pembroke College) ’and ‘at Leyden. For'some ees has been traced by various scholars to Welsh, Irish, rees: 8 | years he lived in séclusion in Cornwall ahd ‘occupied himself with a The story was at first independént of the Arthurian saga. The theological studies, producing’ amiong other books The’ Arte of baying the paupers. The system disappeared in 1834. .
ROUSE—ROUSSEAU
584
Happines (1619) and Testis Veritatis, a reply to Richard Montagu’s Appello Caesarem. He entered parliament in 1625 as mem-
ber for Truro, and continued to represent that or some neighbouring west country constituency in such parliaments as were summoned till his death. He obtained many offices under the Commonwealth, among them that of provost of Eton College. At first a Presbyterian, he afterwards joined the Independents. In 1657 he was made a lord of parliament. He died at Acton in January 1658-59. The subjective cast of his piety is reflected in his Mystical Marriage . . . betweene a Soule and her Saviour (1635), but he is best known by his metrical version of the Psalms (1643), which was approved by the Westminster Assembly and (in a revised form) is still used in the Scottish Presbyterian churches.
ROUSE, WILLIAM
HENRY
DENHAM
(1:863-
teacher of Sanskrit to Cambridge university. In 1912 he went to New York as acting Latin professor at the Columbia summer school, and demonstrated the direct method of teaching Latin. His publications include Greek Votive Offerings (1902); Latin on the Direct Method (1925); translations from the Pali and various editions of the classics.
JEAN
BAPTISTE
(1671-1741),
French
poet, was born at Paris on April 6, 1671. His earlier comedies, Le Café (1694), Le Flatteur (1696), and Le Capricieux, and the opera of Venus et Adonis (1697) were not successful. He was turned out of the Café Laurent, which was much frequented by literary men, on account of the libellous verse written by or attributed to him, but in 1701 he was made a member of the Académie des inscriptions, and in 1710 he presented himself as a candidate for the Académie francaise. But in 1712 he was prosecuted for defamation of character and, on his non-appearance in court, was condemned to perpetual exile. He spent the rest of his life abroad, refusing to accept permission to return in 1716, because it was not accompanied by complete rehabilitation. He died at Brussels on March 17, 1741.
ROUSSEAU,
JEAN
JACQUES
(1712-1778), French
philosopher, was born at Geneva on June 28, 1712. His family had established themselves in that city at the time of the religious wars, but they were of pure French origin. Rousseau’s father Isaac was a watchmaker; his mother, Suzanne Bernard, was the daughter of a minister; she died in childbirth, and Rousseau, who was the second son, was brought up in a haphazard fashion. When the boy was ten years old his father got entangled in a dispute with a fellow-citizen, and being condemned to a short term of imprisonment abandoned Geneva and took refuge at Lyons. Rousseau was taken charge of by his mother’s relations and was committed to the tutorship of M. Lambercier, pastor at Boissy. In 1724 he was taken into the house of his uncle Bernard, by whom he was shortly afterwards apprenticed to a notary. His master, however, found or thought him incapable and sent him back. After a short time (April 25, 1725) he was apprenticed afresh, this time to an engraver. He did not dislike the work, but was or thought himself cruelly treated, and in 1728 he ran away, ‘Then began an extraordinary series of wanderings and adventures, for much of which there is no authority but his own Confessions. He first fell in with some proselytizers of the Roman faith at Confignon in Savoy, and by them he was sent to Madame de Warens (or Vuarrens) at Annecy, a young and pretty widow who
was herself a convert.
they seem to have occupied about three years.
i
Even then Rousseau did not settle at once in the anomalous
position of domestic lover to this lady, who, nominally a co. verted Protestant, was in reality a kind of deist, with a theory of noble sentiment and a practice of libertinism tempered by good nature. She thought it necessary to complete his education, ay he was sent to the seminarists of St. Lazare to be improved in ž ), classics, and also to a music master. In one of his incomprehen.
English educationist and classical scholar, was born at Calcutta, on May 30, 1863, and educated at the Grammar school, Haverfordwest, at Doveton college, Calcutta, and at Christ college, Cambridge, of which he was elected a fellow in 1888. After five years at Cheltenham college (1890-95) he obtained a travelling scholarship, and in the following year was appointed a master at Rugby. He held this post until 1901, when he became head-master of the Perse school, at Cambridge. In 1903 he was also appointed
ROUSSEAU,
Vercellis. Here occurred the famous incident of the theft of a ribbon, of which he accused a girl fellow-servant. Madame de Vercellis died not long afterwards, but he found another with the Comte de Gouvon. This he soon lost; he then resolved to return to Madame de Warens at Annecy. The chronology of all these events, as narrated by himself, is somewhat obscure, but
Her influence, however, was. not im-
mediately exercised, and he was passed on to Turin, where there
was an institution specially devoted to the reception of neophytes. His experiences here were unsatisfactory, but he abjured duly . and was rewarded by being presented with 20 francs-and sent about his business. He wandered about in Turin for some time, and at last established himself as footman to a Madame de
sible freaks he set off for Lyons, and, after abandoning his com. panion in an epileptic fit, returned to Annecy to find Madame de Warens gone. Then for some months he relapsed into the life of vagabondage, varied by improbable adventures, which (accord. ing to his own statement) he so often pursued. Hardly knowing anything of music, he attempted to give lessons and a concert a Lausanne; and he actually taught at Neuchâtel. Then he became,
or says he became, secretary to a Greek archimandrite who was travelling in Switzerland to collect subscriptions for the rebuilding of the Holy Sepulchre; then he went to Paris, and, with recom.
mendations from the French ambassador at Soleure, saw something of good society; then he returned on foot through Lyons to Savoy, hearing that Madame de Warens was at Chambéry. This was in 1732, and Rousseau, who for a time had unimportant employments in the service of the Sardinian Crown, was shortly
installed by Madame de Warens, whom he still called Maman, as amant en titre in her singular household, wherein she diverted
herself with him, with music and with chemistry. In 1736 Madame
de Warens, partly for Rousseau’s health, took a country house, Les Charmettes, a short distance from Chambéry. Here in summer, and in the town during winter, Rousseau led a delightful life, which he has delightfully described. In a desultory way ke did a good deal of reading, but in 1738 his health again became bad, and he was recommended to go to Montpellier. By his owa account this journey to Montpellier was in reality a voyageè
Cythére in company with a certain Madame de Larnage. This being so, he could hardly complain when on returning he found that his official position in Madame de Waren’s household had been taken by a person named Vintzenried. In 1740 he became tutor at Lyons to the children of M. de Mably, not the well known writer of that name, but his and Condillac’s elder brother. But Rousseau did not like teaching and was a bad teacher, and after a visit to Les Charmettes, finding that his place there was finally occupied, he once more went to Paris in 1741. He was not without recommendations. But a new system of musical notation which he thought he had discovered was unfavourably received by the Académie des sciences, where it was read in Aug. 1742, and he was unable to obtain pupils, though the paper was published in 1743 under the title of Dissertation sur la musiqu
moderne.
Madame Dupin, however, to whose house he had ob
tained the entry, procured him the honourable if not very lucrative
post of secretary to M. de Montaigu, ambassador at Venice. With
him he stayed for about 18 months, and had as usual infimte
complaints to make of his employer and some strange stories to
es At length he threw up his situation and returned to Paris
1745).
His Literary Triumphs.—Up to this time—that is to say, til
his 33rd year—Rousseau’s life, though continuously described by
himself, was of the kind called subterranean, and the account it must be taken with considerable allowances.
From this time,
however, his general history can be checked and followed with reasonable confidence. On his return to Paris he renewed jis relations with the Dupin family and with the literary group af Diderot, to which he had already been introduced by M. de
Mably’s letters. He had an opera, Les Muses galantes, privately he copied music for money, and received irom Madame Dupin and her son-in-law M. de Francueil a small but
represented;
regular salary as secretary.
He lived at the Hotel St. Quest
ROUSSEAU for a time, and once more arranged for himself an domestic establishment. His mistress, whom towards of his life he married after a fashion, was Thérése le servant at the inn, whom he first met in 1743. She
beauty, no education or understanding, and few charms that his
friends could discover, besides which she had a detestable mother, who was the bane of Rousseau’s life. But he made himself happy with ber, and (according to Rousseau’s account, the accuracy of which has been questioned
[see F. Macdonald, J. J. Rousseau,
1906]) five children were born to them, who were all consigned to the foundling hospital. This disregard of responsibility was partly punished by the use his critics made of it when he became celebrated as a writer on education and a preacher of the domestic affections. Diderot, with whom from 1741 onwards he became more and more familiar, admitted him as a contributor to the
Encyclopédie, for which he wrote the articles on music and political economy. He formed new musical projects, and he was introduced by degrees to many people of rank and influence,
among them Madame d’Epinay, to whom in 1747 he was introduced by her lover M. de Francueil. It was not, however, till 1749 that Rousseau made his mark asa writer. The academy of Dijon offered a prize for an essay on the effect of the progress of civilization on morals. Rousseau
took up the subject, developed his famous paradox of the superior-
ity of the savage state, won the prize, and, publishing his essay (Discours sur les arts et sciences) next year, became famous. The anecdotage as to the origin of this famous essay is voluminous. It is agreed that the idea was suggested when Rousseau went to pay a visit to Diderot, who was in prison at Vincennes for his Lettre sur les aveugles. Rousseau says he thought of the paradox on his way down; Morellet and others say that he thought of treating the subject in the ordinary fashion and was laughed at by Diderot, who showed him the advantages of the less obvious treatment. Diderot himself, who in such matters is trustworthy, does not claim the suggestion, but uses words which imply that it was at least partly his. It is very like him. The essay, however, took the artificial and crotchety society of the day by storm. Francueil gave Rousseau a valuable post as cashier in the recelver-general’s office. But he resigned it either from conscientrousness, or crotchet, or nervousness at responsibility, or indolence, or more probably from a mixture of all four. He went back to his music-copying, but the salons of the day were determined to have his society, and for a time they had it. In 1752 he brought out at Fontainebleau an operetta, the Devin du village, which was successful. He received roo louis for it, and
he was ordered to come to court next day. This meant the cer-
tainty of a pension. But Rousseau’s shyness or his perversity (as before, probably both) made him disobey the command. His comedy, Narcisse, written long before, was also acted, but un-
successfully. In the same year, however, a letter Sur la musique
frongaise, in which he indulged in a violent tirade against French
music, again had a great vogue. Finally, for this was an important year with him, the Dijon academy, which had founded his fame, announced the subject of “The Origin of Inequality,” on which he wrote a discourse which was unsuccessful, but at least equal
to the former in merit.
During a visit to Geneva in 1754 he
abjured his abjuration of Protestantism and was enabled to take
uphis freedom as citizen, to which his birth entitled him and of which he was proud. Shortly afterwards, returning to Paris, he accepted a cottage near Montmorency (the celebrated Hermitage)
which Madame d’Epinay had fitted up for him, and established
himself there in April 1756. Here he wrote La Nouvelle Héloïse;
here he indulged in the passion which that novel partly repre-
“ents, his love for Madame d’Houdetot, sister-in-law of Madame Pinay. Here too arose the obscure triangular quarrel between Diderot, Rousseau and Frederick Melchior Grimm, which
ended Rousseau’s sojourn at the Hermitage.
585
equivocal d’Epinay’s passion for Grimm. At any rate, Rousseau quitted the the close Hermitage in the winter of 1757—58, and established himself at Vasseur, a Montlouis in the neighbourhood. had little Hitherto Rousseau’s behaviour had frequently made bim
The supposition
least favourable to Rousseau is that it was due to one of his
numerous fits of half-insane petulance and indignation at the
obligations which he was nevertheless always ready to incur. That most favourable to him is that he was expected to lend himself in 4 more or less complaisant manner to assist and cover Madame
enemies, but his writings had for the most part made him friends. The quarrel with Madame d’Epinay, with Diderot, and through them with the philosophe party reversed this. In 1758 appeared his Lettre à d'Alembert contre les spectacles, written in the winter of the previous year at Montlouis. This was at once an attack on Voltaire, who was giving theatrical representations at Les Délices, on D’Alembert, who had condemned the prejudice against the stage in the Encyclopédie, and on one of the favourite amusements of the society of the day, and Rousseau was henceforward as obnoxious to the philosophe coterie as to the orthodox party. He still, however, had no lack of patrons—he never had— though his perversity made him quarrel with all in turn. The duke and duchess of Luxembourg made his acquaintance, and he was industrious in his literary work—indeed, most of his best books were produced during his stay in the neighbourhood of Montmorency. A letter to Voltaire on his poem about the Lisbon earthquake embittered the dislike between the two, being surreptitiously published. La Nouvelle Hélotse appeared in the same year (1760), and it was immensely popular. In 1762 appeared the Contrat social at Amsterdam, and Emile, which was published both in the Low Countries and at Paris. For the latter the author received 6,000 livres, for the Conérat 1,000. Julie, ou La Nouvelle Héloise, is a novel written in letters describing the loves of a man of low position and a girl of rank, her subsequent marriage to a respectable freethinker of her own station, the mental agonies of her lover, and the partial appeasing of the distresses of the lovers by the influence of noble sentiment and the good offices of a philanthropic Englishman. It is too long, the sentiment is overstrained; but it is full of pathos and knowledge of the human heart. The Contrat social, as its title implies, endeavours to base all government on the consent, direct or implied, of the governed, and indulges in much ingenious argument to get rid of the practical inconveniences of the theory. Émile, the second title of which is De l’Education, is much more of a treatise than of a novel. Exile from France.—Rousseau’s reputation was now higher than ever, but the term of the comparative prosperity which he had enjoyed for nearly ten years was at hand. The Contrat social was obviously anti-monarchic; the Nouvelle Hélotse was said to be immoral; the sentimental deism of the “Profession du vicaire Savoyard” in Émile irritated equally the pkilosophe party and the church. On June 11, 1762, Emile was condemned by the parlement of Paris, and two days previously Madame de Luxembourg and the prince de Conti gave the author information that he would be arrested if he did not fly. They also furnished him with means of flight, and he made for Yverdon in the territory of Berne, whence he transferred himself to Motiers in Neuchâtel, which then belonged to Prussia. Frederick II. was not indisposed to protect the persecuted when it cost him nothing and might bring him fame, and in Marshal Keith, the governor of Neuchâtel, Rousseau found a true and firm friend. He was, however, unable to be quiet or to practise any of those more or less pious frauds which were customary at the time with the unorthodox. The archbishop of Paris had published a pastoral against him, and Rousseau did not let the year pass without a Lettre à M. de Beaumont. The council of Geneva had joined in the condemnation of Émile, and Rousseau first solemnly renounced his citizenship, and then, in the Lettres de la montagne (1763), attacked the council and the Genevan constitution unsparingly. All this excited public opinion against him, and his unpopularity is said, on uncertain authority, to have culminated in a nocturnal attack on his house. At any rate he thought he was menaced if he was not, and migrated
to the fle St. Pierre in the Lake of Bienne, where he once more for a short, and the last, time enjoyed that idyllic existence which he loved. But the Bernese Government ordered him to quit its territory. David Hume offered him, late in 1765, an asylum in England, and he accepted. He passed through Paris, where his presence
586
ROUSSEAU
was tolerated for a time, and landed in England on Jan. 13, 1766. Thérèse travelled separately, and was entrusted to the charge of James Boswell, who had already made Rousseau’s acquaintance. Here he had once more a chance of settling peaceably. Severe English moralists like Johnson thought but ill of him, but the public generally was not unwilling to testify against French intolerance, and regarded his sentimentalism with favour. He was lionized in London to his heart’s content and discontent, for it may truly be said of Rousseau that he was equally indignant at neglect and intolerant of attention. When, after not a few displays
of his strange humour, he professed himself tired of the capital, Hume procured him a country abode in the house of Mr. Daven-
port at Wootton in Derbyshire. Here, though the place was bleak and lonely, he might have been happy enough, and he actually employed himself in writing the greater part of his Confessions. But his habit of self-tormenting and tormenting others never left him. His own caprices interposed some delay in the conferring of a pension which George III. was induced to grant him, and he took this as a crime of Hume’s. The publication of a spiteful letter (really by Horace Walpole) in the name of the king of Prussia made Rousseau believe that plots of the most terrible kind were on foot against him. Finally he quarrelled with Hume because the latter would not acknowledge all his own friends and Rousseau’s supposed enemies of the philosophe circle to be rascals. He remained, however, at Wootton during the year and through the winter. In May 1767 he fled to France, addressing letters to the lord chancellor and to General Conway, which show an unbalanced mind. He was received in' France by the marquis de Mirabeau (father of the great Mirabeau), of whom he soon had enough, then by the prince de Conti at Trye. From this place he again fled and wandered about for some time in a wretched fashion, still writing the Confessions, constantly receiving generous help, and always quarrelling with, or at least suspecting, the helpers. In the summer of 1770.he returned to Paris, resumed music-copying, and was on the whole happier than he had been since he had to leave Montlouis. Many of the best-known stories of Rousseau’s life date from this last time, when he was tolerably accessible to visitors. He finished his Confessions, wrote his Dialogues (the interest of which is not quite equal to the promise of their curious sub-title, Rousseau juge de Jean Jacques), and began his Réveries du promeneur solitaire, intended as a sequel and complement to the Confessions, and one of the best of all his books. It should be said that besides these, which complete the list of his principal works, he has left a very large number of minor works, the fragments of another opera, Daphnis et Chloé (printed in 1780), and a considerable correspondence. During this time he lived in the Rue Platiére, which is now named after him. But his suspicions of secret enemies grew stronger, and at the beginning of 1778 he was glad to accept the offer of M. de Girardin, a rich financier, and occupy a cottage at Ermenonville. The country was beautiful; but his old terrors revived, and his woes were complicated by the alleged inclination of Thérèse for one of M. de Girardin’s stable-boys. On July 2 he died in a manner which has been much discussed, suspicions of suicide being circulated at the time by Grimm and others, though there is no reason to doubt the original verdict of apoplexy. His Character and Influence.—There is little doubt that for the last 10 or 15 years of his life Rousseau was not wholly sane —the combined influence of late and unexpected literary fame and of constant solitude and discomfort acting upon his excitable temperament so as to overthrow the balance, never very stable, of his fine and acute but unrobust intellect. His moral character ‘was undoubtedly weak, but it is fair to remember that but for his astounding Confessions the more disgusting parts of it would not have been known, and that these Confessions were written, if not under hallucination, at any rate in.circumstances entitling tthe: self-condemned criminal to the benefit of considerable doubt.. df Rousseau had held bis tongue, he might have stood lower as å man of letters; he would pretty certainly have stood higher as a dnanig' Fie was, moreover, really sinned against, if still more sinriing.
thing like persecution.
The conduct of Grimm to him WAS cer-
tainly bad; and, though Walpole was not his personal friend a worse action than his famous letter, considering the well-knows
idiosyncrasy of the subject, would be difficult to fing. Onlyex. cuses can be made for him; but the excuses for a man bom as
Hume after the quarrel said of him, “without a skin” are numer.
ous and strong.
His peculiar reputation increased after his death, when the
paradox of Rousseauism, the belief in the Superiority of “the noble savage” to civilized man, became more and more fashion.
able. The men of the Revolution regarded him with somei};
like idolatry, and his literary merits conciliated many who were far
from idolizing him as a revolutionist.
His style was taken up
Bernardin de Saint Pierre and by Chateaubriand.
Byron’s fervid
panegyric enlisted on his side all who admired Byron—that is tọ say, the majority of the younger men and women of Europe be-
tween 1820 and 1850—and thus different sides of his tradition were continued for a full century after the publication of his chief books. His religious unorthodoxy was condoned because he never
scoffed; his political heresies, after their first effect was over, seemed harmless from the very want of logic and practical spirit in them, while part at least of his literary secret -was the common property of almost every one who attempted literature. In religion Rousseau was undoubtedly what he has been called above—a sentimental deist; but sentimentalism was the essence, deism the accident of his creed. In his time orthodoxy at once
generous
and intelligent hardly existed in France.
There wer
ignorant persons who were sincerely orthodox; there were intelligent persons who pretended to be so. But between the time of
Massillon and D’Aguesseau and the time of Lamennais and Joseph
de Maistre the class of men of whom in England Berkeley, Butler and Johnson were representatives did not exist in France. Little inclined by nature to any but-the emotional side of religion, and
utterly undisciplined in any other by education, course of life, or the general tendency of public opinion, Rousseau took refuge in the nebulous kind of natural religion which was at once fashionable and convenient. In politics Rousseau was a sincere and, as far as in him lay, a convinced republican. He had no great tincture of learning, he was by no means a profound logician, and he was impulsive and emotional in the extreme—characteristics which in political matters predispose the subject to the preference of equality above all political requisites. He saw that under the French monarchy the actual result was the greatest misery of the greatest number, and he did not look much further. The Contrat social is for the political student one of the most curious and interesting books existing. Historically it is null; logically it is full of gaping flaws, practically its manipulations of the volonté de tous andthe volonté générale are clearly insufficient to obviate anarchy. But its mixture of real eloquence and apparent cogency is exactly what
always carries a multitude with it, if only for a time. ;Moreover,
in some minor branches of politics and economics: Rousseau was a real reformer. Visionary as his educational schemes (chiefy
promulgated in Emile) are in parts, they are admirable in others, and his protest against mothers refusing to nurse their childrea hit a blot in French life which is not removed yet, and has always been a source, of weakness to the nation. | =- x%
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l. English
ENGLISH AND TURKISH CARPETS, 16TH CENTURY
lloue Geis he ee ao 2. Asia Minor carpet (so-called Ushak carpet) o én pet), c.
The pattern '
1600, 15 ft. 9 in. x 8 ft,
The pattern shows red panels and flattened hexagons, with serrate borders, and floral forms and arabesques. The colours used are red, light
blue, dark blue, yellow, black (brown in places), white and rose
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until at least the end of the 18th century.
E
England.—tThe art of making
z
hand-woven carpets in England FIG. 33.—ERSARI PATTERN, CHIEFLY A BROWN RED
FIG.
34.—AFGHAN PATTERN
RUG,
FIELD
orange. Blue and white are also freely used (see Plate VII.) but
FIG.
37.—CHINESE
CARPET WITH THREE
TURKESTAN
MEDALLIONS
soon followed their importation from Turkey, though actual specimens
of the 16th and ‘17th
centuries are so fare that’ only
there is little true red, brown or green. The patterns are very varied. Some carpets have repeating scrolling plant-forms.
about a dozen complete rugs are known. They have a hempen warp and weft and a woollen pile of medium fineness, tied with
the countless symbols that are so familiar in Chinese art. Frets
many shades of the other colours that the whole number, of tints is greater than in oriental carpets. The designs may be divided
Others have, scattered about, flowers, medallions of frets and
of the Greek type are very common in the border. Pillar carpets
the Ghiordes knot. The ground is usually green and ‘there are so
fe peculiar to China. They are designed (see fig. 39) so that into two groups. In the first are found typical English patterns when wrapped round a pillar the edges will fit together and give resembling contemporary embroidery, and’ often introducing à continuous pattern, which mostly 'is a coiling dragoi.. Many heraldic devices and, fortunately, dates. The'earliest known carper ‘mall mats, seat-covers and the like are found. The dating’ of of this type belongs'to the ‘Earl of Verulam and is dated 1570.
AND
RUGS
628
The second group has patterns following closely, except in colour,
the Turkish carpets of the time. On two out of four of this type belonging to the Duke of Buccleuch, the dates, 1534 and 1585, appear. (See Plate IV.) Large numbers of pieces of carpet-knotting
—called at the time “Turkey-work”—were made for covering chairs and stools. As the demand for carpets increased in the 18th century small factories were started at Paddington, Fulham, Moor-
fields, Exeter and Axminster, and the home production was stimuea La
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PATTERN
lated by premiums offered by the Society of Arts in 1756. The designers continued to adopt the decoration of the time or to copy eastern carpets. The famous Axminster factory worked on well into the r9th century and then became merged into the Wilton factory, which is still in operation. With the advent of machinery the industry dwindled and almost disappeared until, about 1880, the craft was revived by William Morris. Quite late in the century a successful factory was opened in Donegal and during the zoth century many small rugs have been knotted by handicraft societies, though their products can scarcely compete commercially
with the machine or with the oriental rug. THE
UNITED
Slowly the necessary changes were made to allow
mitred
corners.
(See CARPET
MANUFACTURE.)
To eliminate
signs, popular at the time, required a wider strip and loom to weave it. Looms nine feet in width followed this trend in tapestry, velvet and Axminster in the early years of the present century and Wil. ton broadlooms followed after many years of experimental work
and became popular about 1926. All these weaves are commonly woven up to 15 ft. in width and even wider looms were being
developed in 1928. The chenille weave, developed in Great Britain in 1839, was not introduced into the United States until 1909 and was not produced in quantity until 1916. It has had a steady growth since because it is the only woven floor covering that can be woven to special order up to 30 ft. in width, any reasonable length, any shape, design or colour arrangement and an inch or
better in thickness. Seamed rugs are no longer in demand. ba
BLOSSOM”
=
SEN
l
IRRA
corners of a border pattern strip were mitred to form the frameq
design effect.
the seam through the centre of rugs and in the medallion de.
RO ESE | ZOMONTOHD i *
century a movement to widen the looms began in America, The ingrain carpet and Smyrna rugs gradually lost favour, while th tapestry, velvet, Axminster, Wilton and chenille rapidly grew i, demand as the processes were perfected and the looms widened Rugs were first formed by sewing carpet strips together. Later the
acy? Ys
FERAL gh BOAH $
>,
long periods after invention, but įn the closing years of the roth
weaving the border patterns in the straight strips and avoid the
POR EERE OS Adh 4
as
of the chenille Axminster type, but double faced. The three quar-
ter width or 27 in. was the limit of weave in the several types for
aL:
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ESSE ORNE OIRO ES IATA
CARPETS
but nothing is known of their work until the foundation of the famous Savonnerie factory near Paris in 1626. There many large carpets were made, mostly with flaxen warp and weft and a woollen pile tied with the Ghiordes knot. The designs accord with contemporary French decoration and fewif any were based on oriental carpets. In 1825 the factory was closed and the manu-
facture transferred to the Gobelins tapestry factory. During the 8th century and afterwards many
STATES
While in the early days of carpet manufacturing in the United States, looms were imported from Great Britain and the Continent, it was not lọng before looms were invented and constructed in the different carpet mills which had come into existence in several cities in the United States. The Jacquard pattern device was put into use in the United States shortly after its introduction in Europe. At Medway, Mass., in 1825, a small ingrain carpet mill,
owned by Henry S. Burdett and managed by Alexander Wright, was started with hand looms brought from Scotland. In 1839 Erastus B. Bigelow began experimental work at Lowell, Mass., which resulted in the perfection of the first power loom ever made for weaving carpets. This wove an ingrain type, and was followed by Mr. Bigelow’s development of the Brussels power loom in 1848. John Jobnson of Halifax, England, undertook tapestry and velvet weaving (g.v.) in Newark, N.J., producing the pattern by printing the dyestuff on the individual strands of yarn. In 1876, after several years of research, Halcyon Skinner invented the moquette or spool Axminster at West Farms, N.Y.
James Dunlap, in Philadelphia, developed a method of printing tapestry and velvet carpeting in the finished fabric. Imitation Smyrna rugs were made in considerable quantity by many factories during the latter part of the roth century, the process being
carpets
carpets are still in existence that
The first carpet factory in the United States was established in
imported carpeting, thus initiating the policy of a protective tariff.
tapestry-woven
were made at Aubusson and in other tapestry factories. Other Countries—A few
(C. E. Ta.)
179r by W. P. Sprague at Philadelphia. From that time the development of carpet-weaving machinery has progressed rapidly, especially in the line of broadlooms. One of Sprague’s earliest Axminster carpet designs represented the arms and achievements of the United States. This attracted the attention of Alexander Hamilton, who recommended the imposition of a small duty on
(X.)
France.—There are early records of carpet weavers in France,
were made in Poland in the 17th
century, with floral patterns in 2
light colouring. Loosely woven rugs have been much made by
ezrea NNN) NES) MT os) Fry ee peer ae
often have human figures and dates and seem mostly to have
TR
ie) | the peasants of Finland. They
—_
ems
formed part of the bridal dow-
CH ANAS
FIG. 39.—PILLAR CARPET, DRAGON
oe
ries. Kilims are made in the Balkan States and in Southem Russia; they resemble the Turk-
ish pieces but have, especially the
Russian, more naturalistic floral patterns. generally include birds in the design. PRACTICAL
Those from Rumania
CONSIDERATIONS
It is perhaps more important that a carpet for use should be soundly made than beautiful, and certainly better that it should
be beautiful than that it should accord with any particular scheme of decoration. Oriental carpets, on account of their depth of tone, rarely go badly with other objects. Accordingly when buying, the first thing to ascertain is that the foundation threads are soun and strong and that the pile is not unduly worn away. If a rugs
held up to the light, holes and thin places are often revealed that
were quite unnoticed when it lay on the floor. Holes that have been properly repaired are of little consequence. It should be
noticed whether it is of good shape and whether it lies-flat on the
floor. Few rugs have the sides perfectly parallel but an excessive
distortion is unsightly. A rug that is not flat tends to wear badly
RUGS «
K
a
E
a ut
.
J, SLOANE,
(5,
wo
Pr.
AND =—
T
CARPETS
Pate XII
x
ope
BY COURTESY
OF
(i-4)
W.
AND
6) THE
KENT-COSTIKYAN
PREPARATION
TRADING
OF WOOL
co.,
INC,
FOR
1. Old process of clipping wool from the sheep with shears, still practised in India.
This scene is in Amritsar, India with a bow string, showing how an ancient weapon
2. Carding wool
of
war is used for a peaceful purpose, Amritsar 3. The charkha or spinning-wheel still used to-day by millions of Indian
CARPETS
IN INDIA AND
home workers.
CHINA
The spinning-wheel has become a symbol of the prin-
ciple of the encouragement of home industry preached by Gandhi 4. Dyers dyeing wool for carpets, Amritsar
5. Dye-vats of a large carpet plant, Tientsin, China 6. Drying the dyed wools in large drying-space, Tientsin
AS
ASSLUNOD 40 JHL
NVIGYNVS DIAISVd
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) A on¢ mile, and shall exhibit a second light as hereinafter prescribed steam vessel under way, but stopped and having no way upon her, for vessels of such length. Should any such vessel, whether under shall sound, at intervals of not more than two minutes, two pro150 ft., or of 150 ft. in length or upwards, be attached to a net or longed blasts, with an interval of about one second between them. other fishing gear, she shall on the approach of other vessels show (c) A sailing vessel under way shall sound, at intervals of not an additional white below the anchor light in the direction of the more than one minute, when on the starboard tack one blast, net or gear. (%) If a vessel or boat when fishing becomes sta- when on the port tack two blasts in succession, and when with the tionary in consequence of her gear getting fast to a rock or other wind abaft the beam three blasts in succession. (d) A vessel, obstruction, she shall in daytime haul down the day-signal re- when at anchor, shall, at intervals of not more than one minute, quired by subdivision (k); at night show the light or lights pre- ring the bell rapidly for about five seconds. (e) A vessel, when scribed for a vessel at anchor; and during fog, mist, falling snow, towing a vessel employed in laying or in picking up a telegraph or heavy rain-storms make the signal prescribed for a vessel at cable, and a vessel under way, which is unable to get out of the anchor. (7) In fog, mist, falling snow, or heavy rain-storms, drift- way of an approaching vessel through being not under command, hetvessels attached to their nets, and vessels when trawling, dredg- or unable to manoeuvre as required by these rules shall, at interng, or fishing with any kind of drag-net, and vessels line-fishing vals of not more than two minutes, sound three blasts in succeswith their lines out, shall, if of 20 tons gross tonnage or upwards, sion, viz.: one prolonged blast followed by two short blasts. A respectively, at intervals of not more than one minute make a vessel towed may give this signal and she shall not give any other. blast; if steam vessels, with the whistle or siren, and if sailing Sailing vessels and boats of less than 20 tons gross tonnage shall
vessels, with the fog-horn; each blast to be followed by ringing the
not be obliged to give these signals, but if they do not, they shall
634
RULHIERE—RULLUS
make some other efficient sound-signal at intervals of not more than one minute. ; Speed of Ships in Fog.—Every vessel shall, in fog, must, falling snow, or heavy rain-storms, go at a moderate speed. A steam vessel hearing, apparently forward of her beam, the fogsignal of a vessel the position of which is not ascertained, shall, so far as the circumstances of the case admit, stop her engines, and then navigate with caution until danger of collision is over. Steering and Sailing Rules to Avoid Collision.—Risk of collision can, when circumstances permit, be ascertained by care-
fully watching the compass bearing of an approaching vessel. If the bearing does not appreciably change, such risk should be deemed to exist. Sailing Vessels —When two sailing vessels are approaching one another so as to involve risk of collision, one of them shall keep out of the way of the other, as follows:— (a) A vessel which is running free shall keep out of the way of a vessel which is close-hauled. (b) A vessel which is closehauled on the port tack shall keep out of the way of a vessel which is close-hauled on the starboard tack. (c) When both are running free, with the wind on different sides, the vessel which has the wind on the port side shall keep out of the way of the other. (d) When both are running free, with the wind on the same side, the vessel which is to windward shall keep out of the way of the vessel which is to leeward. (e) A vessel which has the wind aft shall keep out of the way of the other vessel. Steam Vessels—When two steam vessels are meeting end on, or nearly end on, so as to involve risk of collision, each shall alter her course to starboard, so that each may pass on the port side of the other. The only cases to which this rule applies are those where by day, each vessel sees the masts of the other in.a line, or nearly in a line, with her own; and, by night, to cases in which each vessel
is in such a position as to see both the side-lights of the other. When two steam vessels are crossing, so as to involve risk of collision, the vessel which has the other on her own starboard side shall keep out of the way of the other. Steam and Satling Vessels——When a steam vessel and a sailing vessel are proceeding in such directions as to involve risk of collision, the steam vessel shall keep out of the way of the sailing vessel. , General.—Where, by these rules, one of’ two vessels is to keep out of the way, the other shall keep her course and speed; but when, in consequence of thick weather or other causes, such vessel finds herself so close that collision cannot be avoided by the action of the giving-way vessel alone, she also shall take such action as will best aid to avert collision. Every vessel whose duty it is to keep out of the way of another vessel shall, if the circumstances of the case admit, avoid crossing ahead of the other.
Vessels Overtaking.—Notwithstanding anything contained in these rules, every vessel, overtaking any other, shall keep out of the way of the overtaken vessel. Every vessel coming up with another vessel from any direction more than two points abaft her beam, shall be deemed to be an overtaking vessel; and no subsequent alteration of the bearing between the two vessels shall make the overtaking vessel a crossing vessel within the meaning of these rules, or relieve her of the duty of keeping clear of the overtaken vessel until she is finally past and clear. As by day the overtaking vessel cannot always know with
certainty whether she is forward or abaft this direction from the other vessel, she should, if in doubt, assume that she is an overtaking vessel and keep out of the way. Narrow Channels.—In narrow channels every steam vessel shall, when it is safe and practicable, keep to that side of the fair-way or mid-channel which lies on the starboard side of such vessel. Sailing vessels under way shall keep out of the way of sailing vessels or: boats fishing with nets, or lines, or trawls. Navigational Dangers.—In obeying and construing these rules, due, regard shall be had to all dangers of navigation and collision,
and to any special circumstances which may ‘ender a departure frem, the above rules necessary in order to avoid immediate danger. i; Sound-signals for Vessels in Sight of One Another.—A “short blast” means a blast of about one second’s duration.
When vessels are in sight of one another, a steam vessel] under
way, in taking any course authorized or required by these rules
shall indicate that course by the following signals on her whistle
or siren :— One short blast to mean, “I am directing my course to star-
board.” Two short blasts, “I am directing my course to port,” Three short blasts “My engines are going full speed astern.”
_
Proper Precautions:—Nothing in these rules shall exonerate any vessel, or the owner, or master or crew, from the consequences of
any neglect to carry lights or signals, or of any neglect to keep a proper look-out, or of the neglect of any precaution which may be required by the ordinary practice of seamen, or by the special circumstances of the case. Rules for Harbours and Inland Navigation—Nothing in these rules shall interfere with the operation of a special rule, duly made by local authority, relative to the navigation of any harbour, river or inland waters.
Distress Stgnals——When
a vessel is in distress and requires
assistance from other vessels or from the shore, the f ollowing shall
be the signals to be used or displayed by her, either together or separately :—
I. A gun or other explosive signal fired at intervals of about a minute;
2. The international code signal of distress indicated by
NC.; 3. The distant signal, consisting of a square flag, having either above or below it a ball or anything resembling a ball. 4. A continuous sounding with any fog-signal apparatus. At night —1. A gun or other explosive signal fired at intervals of about'a
minute.
2. Flames on the vessel (as from a burning tar-barrel,
oil-barrel, etc.); 3. Rockets or shells, throwing stars of any colour
or description, fired one at a time, at short intervals; 4. A continuous sounding with any fog-signal apparatus. (E. A.) RULHIÈRE
MAN
DE
(or RULHIERES),
CLAUDE
CARLO-
(1735-1791), French poet and historian, was bom
at Bondy, near Paris, on June 12, 1735. He served Marshal Richelieu in the Hanoverian campaign of 1757, and during his
government at Bordeaux in 1758. At St. Petersburg (Leningrad) where he was sent as secretary of legation, he witnessed the revolution which seated Catherine II. on the throne. In 1773 Rubhiére became secretary to the future Louis XVIII.; in 1787 he was admitted to the Academy. He lived chiefly at Paris, where he held an appointment in the Foreign Office. He died at Bondy on Jan. 30, 1791. He befriended J. J. Rousseau in his old age. Rulhiére’s historical works include Histoire de Panarchie de Pologne
(4 vols., 1807), edit. P. C. F. Danon; and Éclaircissements historiques sur les causes
de la révocation
RULLUS, PUBLIUS
de Pédit
de Nantes
(2 vols., 1788).
SERVILIUS, a Roman tribune of
the people in 64 B.c., well known as the proposer of one of the most far-reaching agrarian laws brought forward in Roman history. This law provided for the establishment of a commission of ten, empowered to purchase land in Italy for distribution amongst the poarer citizens and for the foundation of colonies. The commis-
sion was to be invested with praetorian powers, and Pompey, then in the East, was excluded by a provision that personal attendance was necessary to election. In fact, the commission as a whole was intended to act as a counterpoise to his power. There were provisions for the purchase of further land by the sale of recently conquered territory and the use of the revenues from Pompey’s provinces. The places to which colonies were to be sent were not specified, so that the commissioners would be able to sell wher-
ever they pleased, and it was left to them to decide what was public or private property. Cicero delivered four speeches against the bill, of which three are extant.
It was not greeted with en-
thusiasm and was dropped before the voting. The whole affair was obviously a political move, probably engineered by Caesar, his object being to make the democratic leaders the rulers of the state. Although Caesar could hardly have expected the bill to
pass, the aristocratic party would be saddled with the odium of
rejecting a popular measure, and the people themselves would be more ready to welcome a proposal by Caesar himself, an expectation fulfilled by the passing of the lex Julia in 59, whereby Caesar at least partly succeeded where Rullus had failed. ; See the iorations of Cicero De lege agraria, with the introduction 2
RUM—RUMANIA _Long’s edition, and the same author’s Decline of ithe Roman Repub-
A iji., p. 2415 Mommsen, Hist. of Rome, bk. v., ch. 5; art.
eee
LAWS. RUM or ROUM, an indefinite term in use among Mohammedans at different dates for Europeans generally and for the Byzantine empire in particular; at one time for the Seljuk empire in Asia
Minor, and now for Greeks inhabiting Ottoman territory (Arab.
years has steadily decreased, the importation into Britain since the war years 1914—-1919——when abnormal quantities were imported—hbeing as follows: Year ended
March 31
or-Rim). When the Arabs met the Byzantine Greeks, these called
themselves ‘Powyator, or Romans; so the Arabs called them “the Rim” as a race-name (already in Qur. xxx. 1), their territory “the land of the Rim,” and the Mediterranean “the Sea of the Rim.” Later, inasmuch as Muslim contact with the Byzantine Greeks was
in Asia Minor, the term Rim became fixed there geographically and remained even after the conquest by the Seljuk Turks, so that their territory was called the land of the Seljuks of Rim. RUM, a potable alcoholic liquor obtained by distillation
from fermented products of the sugar cane.
The origin of the
term is obscure. Production.—Rum is chiefly produced in the West Indies and, on account of geographical origin and method of preparation,
may be divided Jamaica rum in addition to expressed from
into two main classes “Jamaica” and “Demerara.” is produced by fermentation of a wash consisting, water, of scum, molasses and “dunder.” Liquor the sugar cane is steam-heated, the scum, contain-
ing much of the foreign matter present in the liquor, thus being driven to the top and facilitating the withdrawal of the clear sugar
solution. The scum is transferred to the still house whilst the sugar liquor is either evaporated down in order to crystallize out the sugar or is first subjected to a further process of clarify-
ing. Sugar crystals are removed from the concentrated sugar solu-
tion by centrifugals or purgers, the uncrystallized molasses being
added to the scum in the still house. The “dunder” is a viscous mass remaining at the bottom of the still at the end of the dis-
tillation and is taken out and added to the wash for the next operation. In order to render the latter sour and promote fermentation the fibrous part of the crushed cane, known as ‘megass,” is also added. Fermentation occupies from six to twelve days, in some cases longer, and when it is complete the spirituous mass obtained is pumped into a pot still—the only kind used in the island. There are three types of rum produced in Jamaica. That for export to the United Kingdom forms the bulk of the production and is of the best quality. An inferior type for sale in the island is produced by more rapid fermentation and lacks the full flavour and aroma of that intended for the British market. The third type is the “favoured” or “German” rum chiefly exported to the continent of Europe, where it is used for blending and flavouring purposes. Demerara rum is prepared by the fermentation of molasses diluted with water to'a density of about 1060, the solution being first rendered slightly acid with sulphuric acid. Pot stills and patent stills of various types are used for the distillation. The resultant spirit, which has a low ester content and light flavour, most nearly resembles that produced in Jamaica for local consumption. Fictitious rum is prepared with spirit derived from potato and beet molasses, the rum flavour being imparted by the addition of
artificial essence of rum chemically prepared, or of the “flavoured” Jamaican rum previously referred to. The one time extensive Importation of this artificial preparation into Britain resulted in oficial action to differentiate between rum
from Jamaica and
other sugar cane producing countries and “imitation” rum, a term
which must be applied to all spirit intended for sale as rum but
Which has not been produced in a country where the sugar cane is
cultivated. In recent years, however, the importation has almost completely ceased, being only 143 proof gallons in 1926-27
against 44,000 proof gallons in 1900. Composition.—Considerable variation is observed in the strength of rum as imported, the range being from 20 under proof to about so over proof, whilst the average is approximately 35
over proof or 77% by volume of absolute alcohol. The propor-
tion of secondary ingredients also varies.
Copsumption.—The quantity of rum consumed during recent
635
Quantities
Year ended
retained for consumption
March 31
Proof gallons
I920* . Ig21* . 1922* . 1923
1924 .
3,673,258
1925 .
2,742,055 1,803,151
1926 1927
1,328,487
. .
Quantities retained for consumption
Proof gallons 1,324,111
1,147,852
1,095,114 -852,728
*Figures for United Kingdom; those for later years relate to Great Britain and Northern Ireland only.
These figures include a small quantity of “imitation” rum. (F. G. H. T.)
RUMANIA or Rémanna, a kingdom of south-east Europe to the north of the Balkan peninsula. Its present area since the World War within the boundaries established by the Peace Treaties covers a total of 294,967 square kilometres, an area roughly equivalent to that of England, Wales and Scotland. The population within the present boundaries is 17,153,932 (1926). The southern boundary starts near Balchik on the Black Sea, runs north-west to the Danube near Turtukaia and then follows the north bank of the Danube as far as Bazias above Gradiste in Serbia. South of this line are Bulgaria and Yugoslavia. From Gazias the frontier runs roughly north-north-west with Yugoslavia across the flat plainland of the Banat to Cenadul on the Maros river. Thence it runs north-east in front of Arad, Oradea Mare and Satmar. (From Cenadul the frontier is against Hungary.) It now turns eastward at the summit of the northern Carpathians. For this stretch it is the frontier to Czechoslovakia. It now runs north-east for a similar stretch as the frontier of Poland until it reaches a point north-east of Cernauti (Czernowitz) and east of this it bends round, turning south-east to the Black Sea. The last part is the frontier of Bessarabia against Russia, following the line of the river Dniester from Zalescio near Czernowitz to Akkerman (Cetatea Alba). Rumania is thus roughly circular in shape consisting of two halves, that on the west mountainous and that on the east largely alluvial plains. It has frontiers against six countries.
Physical Features.—Old
Rumania
of the time before the
World War has been increased by the addition of the Dobrudja,
Bessarabia, Bukovina, the Banat and Transylvania. Of these additions Bessarabia adds a further inter-fluvial region between the
Dniester and the Pruth to that which, in Old Rumania lay between the Pruth and the Sereth. The Dobrudja merely extends southwards, almost to the Balkan ridge, the plain-lands of Wal-
achia and the Danube mouth. Thus lands of a type already characteristic of Rumania have now been added to the old nucleus. Transylvania on the other hand represents an entirely new area, to the control and cultivation of which the Rumanians have not yet become accustomed. It is a homogeneous region, largely fertile plateau, with the curve of the Carpathians for its
boundary on the north, east and south and the Hungarian plain on the west. These two main divisions constitute the most important feature of the country. South and east of the Carpathians conditions of climate, custom and flora have an Oriental flavour and face the east. The other side of the great Carpathian barrier, the west, is the predominant influence, although on both sides the people are, by a great majority, Rumanian in race. The province of Bessarabia is cut up by numerous ravines and river valleys all tributary of the Pruth and Sereth. In the northern half it is hilly, rising to 1,000 ft. and timbered with beech, oak, mountain-ash and some birch. To the south it is open country until it finally reaches the lagoons and marshes of the Danube at Galatz, Ismail and Kilia. The Bukovina, a comparatively small province, is similar in character to Bessarabia, being fertile and productive. It is, how-
ever, heavily wooded, no less than 43% of its area being covered. It is hilly, containing as it does the foothills of the northern Carpathians.
RUMANIA
636
The Dobrudja, confined between the Danube and the Black sea, is almost entirely steppe land. It is of extreme fertility and consists of alluvial soil. But it is almost devoid of springs and wells, so that much of it is desolate. It is substantially of the same character as the lower part of Bessarabia and Moldavia, all alike being derivative from the Danube river and largely dependent on it. The remaining area south and east of the Carpathians comprises Moldavia between the Sereth and the mountains and the
west; its principal affluents are the Görgeny, the Great and Little
Kokel or Nagy and Kis Küküllö, the Strell (Sztrigi) and the Cserna on the left, and on the right the Ampoly and the Aranyos
which is rich in auriferous sediments. The Maros (Mureș) is the largest and longest river of Transylvania. It forms the northem boundary of the Banat province, which is traversed also by some minor streams. This province forms the plain-land end of the gradually sloping plateau of Transylvania so that a traveller going from the Carpathian passes to the Theiss would on the whole be steadily descending. It is structurally part of the main Hungarian
Vienna y AN e PT AE
TRASE aD
plain but historically and ethnically is a unity. It is rich, wel.
yurat
7 A
Transylvania to Walachia. It has cut the Sibiu-Valcea pass, The
principal rivers of Transylvania are: the Maros, which rises in the mountains forming the eastern wall of Transylvania, ang takin first a northern course flows through the country from eag i
watered and fertile, and in its southern corner, where it extends to the Danube, richly endowed with coal and other mineral.
rS
we aenn ement
NE
Qx RETETA
Central Transylvania produces gold in small quantities, but js mainly agricultural farmland. Fruit and vines, maize, wheat and
sas
rye are largely grown. Crops of hemp, flax and tobacco are also gathered though not in large quantities. Bears, wolves, foxes and boars are found in the abundant forests of the uplands. The goldmines are situated, as in antiquity, in the isolated mass of hills in the region of Kluj, in particular at Verespatak and in the
R ;
reifi
ATA
P A Waly
se 1,04
mountains of Hunedoara, near Deva. Scale of Miles 30
In 1900 the value of gold
so obtained was £300,000. The gold is often found in combination with tellurium, Saline springs are common and salt is
worked at Maros-Ujvar, Des-Akna-Kolozs, Torda and Vizakna. Of the 337,996 tons of salt obtained by the state monopoly in THE TERRITORY OF RUMANIA WAS MORE THAN DOUBLED AS A RESULT OF 1925 the bulk comes from these sources. THE SECOND BALKAN WAR AND THE WORLD WAR The Danube is a controlling feature in the life of the country. great westward extension of the Danubian plains to the Iron It first meets the Rumanian frontier at the Iron Gates and thence Gates where the Balkan and Carpathian ridges meet and close flows with a swift and deep stream to Kalafat. Here, taking a sharp turn eastwards it flows through open country with cliff in the lowlands. This great southern plain of Rumania is monotonous in its banks on the Bulgarian side, and lagoons and marshes on the features. It slopes gently upwards from the Danube to the Car- Rumanian. It gradually gains in width and volume but decreases pathians and is intersected by a succession of rivers which, like in speed. It so runs without change, always with low hills on the the Dambovita, the Oltu and the Teleorman, rise on the southern south bank until Turnu Magurele and Giurgiu are reached. and south-eastern slopes of the mountains and flow without Islands are common throughout the later reaches. After Giurgiu much deviation into the Danube. Passage from east to west is the direction is north-east by east and the river opens out by Silistra into a maze of islands, shoals and sandbanks. At Giurgiu thus much hindered and interrupted. The Carpathians.—The Carpathians themselves form a re- and Silistra are the two most important ferries. From Calarasi markable Alpine intrusion into what is, in part, a Pontic or semi- onwards the river has great width. It is bridged at Cernavoda Mediterranean setting. The mountains rise from the southern by a bridge some 12 km. in length and this is the average width plains without much preliminary undulation. They achieve. a of the river for many miles. Near Braila and Galatz it widens maximum height of 2,400 metres in the peaks above Brasov (near still more and after its final sharp turn to the east at Galatz Sinaia) at or near Piatra Craiului. The most formidable ridge the Delta proper begins. The principal channel cuts through the lies between the passes at Brasov and Sibiu. All Alpine conditions centre of the Delta from Tulcea and enters the sea at Sulina. are found here and Alpine flora and fauna contrast vividly with It is kept clear largely by dredging. There is no bridge over the those of the wholly different regions to the south and east. Snow Danube between Novisad in Yugoslavia and the sea except at lies on the peaks far into the summer while at Sinaia and similar Cernavoda. MAP
SHOWING
POSITION
WITH
REGARD
TO
OTHER
resorts snow covers the ground for almost half the year. the ridge the Transylvanian plateau extends in broken country of great fertility to the northern borders, The more abrupt face of the mountains is everywhere on
STATES.
North of and hilly main and the south
and east. It serves as a most formidable barrier to invasion from the Black sea and Balkan regions and is far more easy to defend from the side of the plateau. Starting from the passage round the Carpathians at the Iron Gates the only passes across the southern part of the ridge are the Szurduk pass between Deva and Turgu Jiu, the Rothenturm pass between Sibiu (Hermannstadt) and Valcea, the Predeal pass between Brasov and Ploesti and the Oituz pass at the south-eastern extremity of the range.
All admit of the passage of railroads and all except the last-named
have rail-traffic now passing through them. From Oituz to the Polish frontier the range consists more of isolated masses and there is no continuous ridge of great height. It is crossed at several places, notably by the railway from Ciuc Sereda to Focsani and further north again by the railway at Campulung. Rivers.—The Transylvanian plateau itself is travers ed by rivers that rise in the northern half of the range and flow westwards to the Theiss (Tisa). One river only, the Oltu, flows from
Geology.—The axis of the Transylvanian Alps consists of
sericite schists and other similar rocks; and these are followed on the south by Jurassic, Cretaceous and Early Tertiary beds. The Jurassic and Cretaceous beds are ordinary marine sediments, but from the Cenomanian to the Oligocene the deposits are of the peculiar facies known in the Alps and Carpathians as Flysch. Farther north, the Flysch forms practically the whole of the Rumanian flank of the Carpathians. Along the foot of the Car-
pathians lies a broad trough of Miocene salt-bearing beds, and in this trough the strata are sometimes horizontal and sometimes strongly folded. Outside the band of Miocene beds the Sarmatian,
Pontian and Levantine series, often concealed by Quaternary deposits, cover the great part of the Danube plain. Even the Pontian beds are sometimes folded. In the Dobrudja crystalline rocks, presumably of ancient date, rise through the Tertiary and recent deposits to form the hills which lie between the Danube and the Black sea.
Climate.—The
Moldavian-Walachian region, together with
Bukovina and Bessarabia, endure the scorching summers of the Russian steppe-land and the extreme frosts and blizzards of the
Pontic zone in winter. Transylvania and the Banat endure the
RUMANIA
637
less violent variations of Central Europe. The Danube plains often experience a temperature of 20° below zero (Fahrenheit) and in summer 100° to 110° is common. Autumn is the mildest season; spring lasts only for a few weeks. At Bucharest the
the breeding-place for movements that extended far and wide. Bronze swords of Danubian type from these regions are found during the fourteenth and thirteenth centuries penetrating, perhaps more as signs of invasion than as elements of trade, as far afield mean temperature for summer is 72° for autumn 6 5° and for as Mycenae, Egypt, Cyprus and Crete. The makers of the swords winter ‘27°. For many weeks and even months the plainlands seem to have been the peoples who were gradually pressing endure the north-east wind from Russia called the Crivets. In down southwards into the Mediterranean and who subsequently summer @ hot south or S.W. wind sweeps up from the Mediter- were responsible for northernisation of the Minoan world. Their ranean, but without freshness. The Danube has been ice-bound gold may have reached the wealthy cities of the Mycenaean for periods as long as three months. The rainfall, which is heaviest mainland. Certainly they were in close touch with Troy and in summer, particularly in the Transylvanian plateau averages Anatolia. 15-20 IN. The Second Millennium.—Towards the close of the second Tauei its fauna, Walachia has far more affinity to the millennium before Christ the Bronze Age culture of Rumania lands lying south of the Danube than to Transylvania, although was modified by external influences and at the dawn of the several species of Claudilia, once regarded as exclusively Transyl- Mediterranean Iron Age, Italy played a preponderant part in yvanian, are found south of the Carpathians. Moldavia and the the commerce of the Carpatho-Danubian regions. Villanovan Baragan Steppe resemble the Russian prairies in their variety of culture from North Italy sent its wares (particularly its fine molluscs and the lower kinds of mammals. Over 4o species of bronze work), far and wide into Transylvania and western infreshwater mussels (Unionidae) have been observed in the fluences predominated. Rumania proper is almost out of touch Rumanian rivers. The lakes of the Dobruja likewise abound in with the Hallstatt Iron Age and does not cease to be a Bronze molluscs; parent forms, in many cases, of species which reappear, Age until the eighth century when devastating invasions from greatly modified, in the Black sea. Insect life is somewhat less Scythia entered from the north east. Scythian graves are found remarkable; but besides a distinctive genus of Orthoptera in three large areas—in North Hungary, in South Transylvania (Jaquetta Hospodar), there are several kinds of weevils (Cur- and in Walachia. They are never rich and they indicate the
culionidae) said to be peculiar to Rumania. Birds are very intrusion of large bodies of well-armed warriors who for a time numerous, including no fewer than 4 varieties of crows, s of controlled the country. "They were, however, soon absorbed by warblers, 7 of woodpeckers, 8 of buntings, 4 of falcons, and z the native population. But the wealth and prosperity of Rumania of eagles; while among the hosts of waterfowl which people the was checked, and never really recovered until Roman times. marshes of the Danube are 9 varieties of ducks, and 4 of rails. Hellenic penetration was marked but never very effective and Roe-deer, foxes and wolves find shelter in the forests, where bears the Daco-Getic peoples of Rumania were never Hellenized as are not uncommon; and chamois frequent the loftiest and most were the Balkan Thracians. But of the Greek period there are inaccessible peaks. many archaeological evidences. The important Milesian settle-
ment of Histria near the Danube mouth on a lagoon island facing the modern village of Karanasuf has been well excavated. Over Rumania is rich in antiquities of all periods from the Neolithic a hundred and fifty inscriptions illustrate the life over many to the Roman but no scientific archaeological work can be said centuries of this remote Hellenic town. The wealth of the into have been done before 1900 when Prof. Tocilescu published habitants, as is evident from two large and important inscriptions the results of his surveys of Roman Dacia. Excavation by Ru- of the Roman period, had at all times come from the fishing in manians did not begin before rgr4. the Delta, over which the Histrians had immemorial rights. The Neolithic period is hard to distinguish from the ChalcoKallatis, an old Dorian settlement on the site of the modern lithic but in general it is abundantly clear that Rumania in the Mangalia in the Dobruja, has been partly excavated. Inscripfrst half of the third millennium B.c. formed part of a homo- tions there indicate that the population was strongly Dorian geneous region in which Bulgaria, Thrace, Thessaly and the and that the city, with others along that coast was largely subject Ukraine as far north as Kiev were included. This culture is to the Thraco-Scythian kings of the interior. Kallatis was distinguished by a remarkable painted pottery of high artistic evidently one of the great corn-exporting emporia of the Black ANTIQUITIES AND EARLY SETTLEMENT
quality in design and shape. The people of this area and period have, for convenience been called the people of the “Black Earth Region” because the soil is rich and alluvial and because those
living upon it at this period were largely agriculturalists. The most important sites in Rumania hitherto examined are Cucuteni near Jassy where abundant remains have been found of two periods of this culture, Erésd in Transylvania and Brasov (Kronstadt), and some sites (excavated by Germans during the World War) near Cernavoda on the Danube. The culture so revealed is one of the most remarkable that developed in Europe inthe early prehistoric period. It is thought by some to have omental affinities with regions so far afield as Turkistan and Honan in China, where remarkably similar pottery is found. In ay case the “Black Earth
Culture”
came
to an abrupt end
about 2000 B.C. and was replaced by a culture coming from the north-east, equipped with weapons of war. The Bronze Age that
sea.
Constanta has been identified as the ancient Tomi, the
place of exile of Ovid. discovered
across
Remains
the promontory
of the city walls have been upon which
the residential
part of the town is built. A small museum which contained all local antiquities was looted by Bulgarian soldiers during 1917 and the contents
dispersed.
Greek objects of commerce
have
been found as far inland as the headwaters of the Pruth and the Argesul. Wine from Thasos and the Aegean was a much valued commodity in these regions. In Roman remains the country is extremely rich. The great wall of Trajan can be traced without difficulty between Constanta and the Danube near Cernavoda. Extensive remains of Axiopolis at its western end can be seen on the Danube, and excavations have been carried out there. The most impressive of all the
habited sites are numerous but not large and the gold of Transyl-
Roman monuments is the Tropaeum Trajani at Adamklissi. It stands in a wild and desolate region in the rolling steppeland between the Danube and Constanta with much of its sculptured decoration still lying round the massive concrete core which survives. The Roman town of Ulmetum midway between Harsova on the Danube and the coast has also been explored and excavated. Along the Danube the traces of Trajan’s campaigns are numerous.
wutrement of the nobility and their gold ornaments and plate eM an outstanding feature of the civilisation they represented. he floruit of this Bronze Age seems to have been about the teenth century B.c. and the Hungarian plain seems to have been
the south bank near the Iron Gates is still visible in the cliff face near the island of Ada Kalesi. Some of the piles of the bridge he built across the Danube still survive. In Transylvania inscriptions are found as far north as the Polish border and elements of the various defences and vallums
ensued develops rapidly and concentrates mainly in the western halfof Transylvania and the Hungarian plains. It is of great
artistic merit and some of the finest products of the European
tonze Age in gold and bronze come from Transylvania.
In-
vania seems certainly to have been worked on a large scale. There Was @ nobility and a subordinate or serf population and the ac-
The inscription recording his construction
of the road along
638
RUMANIA
built at different periods can be made out. Near Cluj at the lished Roman elements remained in the country. The very word village of Verespatak considerable traces of Roman mining for batran in Rumanian, meaning “old” is derived from the Latin gold are to be seen and a century ago a series of important Inscribed wax tablets was found here, bearing record to the manner and method by which the mines were worked. Of the Dacians who
veteranus and the word biserica (= church) indicates the western origin of Christianity in these parts (biserica= basilica) and so the western connections with Italy and Roman culture, The Rumanian physical type, in many cases, seems more definitely Latin than the Italian and the language is in many respects closer to Latin than is Italian. Slavonic elements are clear in some of the prevalent types but it is by no means the preponderating influence.
under the influence of Byzantium are rare and little or nothing 1s
towns of Transylvania. By training, education and tradition they associate themselves more happily with the German elements
opposed the Romans there is much evidence but the archaeological discoveries are not of the first importance. The site of Sarmigetusa has been identified in the mountains a little south of Deva in Hunedoara. It is a powerfully fortified hill-city and was i the metropolis of the Dacians. Post-Roman remains of the time before the Rumanians came
known about the country at this time. But the great gold treasure of Petroasa, which was transported to Moscow during the war and has never been returned, is certainly of Hunnish or semioriental origin. It consists of two superb chalices of pure gold, inset with large garnets and with handles shaped like panthers, a large necklet of the same fabric, several large gold ewers elaborately chased and some superb torques. Byzantine remains are not of importance until the fourteenth century when the Byzantine church and monastery of Curtea de Argeş was built. The frescoes here rank as the finest and oldest Byzantine works of art in the country.
A special architectural style grew up after this, particularly in Moldavia, based upon the Byzantine, but of a very marked character, and of great beauty. It flourished mostly in the sixteenth century and the early 17th. The church of the “Three Saints” at Jassy, founded in 1639 is one of the finest examples. The style of architecture so evolved is purely Rumanian and owes little or nothing to Greek or Slavonic tradition in matters of decoration, though the structure is in essence Byzantine. Byzantine traditions in painting dominated the artists of the churches and monasteries down to the eighteenth century. THE PEOPLES OF RUMANIA Whereas the population of Rumania in 1914 was 7,600,000 it has, by the new provinces been increased two and a half times. The distribution of the population is as follows: within the area of the old boundaries there were (1926) 7,897,311 inhabitants. Transylvania and the Banat contain 5,487,966, Bessarabia 2,956,934 and Bukovina 811,721. Transylvania has the lowest density of population (57 to the sq.km.), while Bukovina is the most thickly populated (77 to the sq.km.). Bucharest still remains the largest city, even of the new area, with a population of 850,000 (1925) and there is no other city of the size. The next largest is Kisinau (Kishinev) in Bessarabia with 150,000. Cluj comes next with 105,000 and there are no other towns whose populations reach more than five figures. Of the total population according to the latest ethnological statistics (1920) 11,805,000 or about 70% of the population are of pure Rumanian blood and origin. Of the remainder 1,568,000 Magyars inhabit Transylvania and parts of the Banat; 792,000 Germans live in and round the old Saxon and Alsatian towns of the Carpathian slopes and the Banat; 900,000 Jews live scattered throughout the country, but with a majority in Transylvania and Bukovina; 170,000 Turks, 290,000 Bulgars and some 30,000 Tatars and gypsies live in Moldavia, Walachia and the Dobruja. Some 37,000 Poles are found in Bukovina and neighbouring parts. Of the remainder there are 792,000 Ukrainian Russians in Bessarabia and nearly 400,000 other Slavs in the northern departments. The Rumanians are equally distributed throughout and are
one of the most industrious elements. For the most part they are engaged in the agriculture and stock-breeding activities of the country. Recent research has done much to prove beyond doubt that they are partly the descendants of the Roman merchants and veterans who settled in Dacia, even as far north as the present Polish border, before and after the campaign of Trajan and partly of the native Dacians. Archaeological and historical evidence agree to show that there was a long and thorough period of penetration of the Carpathians by Roman commerce. and after the Roman withdrawal the various estab-
The 1,500,000 Magyars are found for the most part in the than with the Rumanian and they take only a small part in the
agricultural development of the land. They are industrious ang honest but are politically unreliable since they are encouraged by their fellow-Magyars in Hungary to oppose in every way the rule under which they live. A branch of the Magyars known as Czeklers are descendants from the original Hungarians who entered Europe in the ninth century and who stopped and settled in Rumania. These can hardly be considered as expatriated: they
number 500,000 in the Banat.
Germans have settled in Rumania from time to time for various reasons. The earliest were knights and their companies,
perhaps Crusaders, in the 12th century, who were persuaded by the Hungarians to settle in towns that commanded the main
passes of the Carpathians and so prevent inroads of Barbarians
into Europe. Gradually they developed their settlements and in 1224 their position and independence were recognized. Alsatians and Saxons together with some groups from the Rhineland were settled in these early times. They still live an exclusive and separate life, largely with their own institutions and local government. They are mainly of the Lutheran persuasion. It is remarkable to see in their churches the one hint of the Orient, which they were brought there to combat, in the shape of fine
Turkish carpets of the 16th century, survivals of the period when the Turks overran the Transylvanian plateau but left the German settlements still independent. The Germans in the various German regions of Transylvania are fine types and entirely unmixed with Rumanian or Magyar blood. They wear German costumes and live in a way indistinguishable from that of modern Germans. They form a very useful element in the state and, if rather an isolated enclave in a foreign land, yet are loyal subjects of whatever régime may control them. The Germans of the Banat are of a different type and are comparatively late arrivals. They colonised the waste plains of this fertile region in the eighteenth century (see BANAT) and are mostly Rhinelanders and Alsatians. Their activities are almost entirely agricultural and their wealth and industry is considerable. The Jews live mainly in the towns and have until quite recently been so restricted in their civil and legal rights that they can hardly be said to have held the status of citizens. Nevertheless they are, as always, of the greatest financial value to the country and have much of the business in their hands. Their position, if not yet quite free, is still better than it was before the war. In origin the majority are Polish and Galician, though there are some few Spanish Jews of the same kind as those at Salonika.
The Turks are the survivors from the days of Turkish domina-
tion, settled mainly in the sixteenth century. They live in the remoter districts along the Danube, particularly on the Dobruja coast and near Silistria. They are old-fashioned and recall the Turkey of a century ago; they bear little resemblance to thelr
brethren of the new Turkish Republic. The gypsies and Bulgars
are the least satisfactory element in the country. The former contribute the attractive music of the traditional Tsigane and are
at least picturesque, but the latter are a difficult element. Both
are found mainly in the Moldavian and Dobruja provinces. Bulgar villages are common throughout the Dobruja, miter mingled with Tatar settlements
and Rumanian
hamlets.
But
the Bulgars here are of a savage type, perhaps descendants from
the original Cumans
(g.v.), of the Middle Ages, and they ate
neither so clean nor so industrious as the Rumanian peasants.
RUMANIA The Russians in Bessarabia naturally form a difficult element but they do not number much more than a quarter of the total population of the district. Nevertheless they form an important
minority, situated as they are on the borders of a powerful state.
They are, however, industrious and quiet and have not given
rise to SO Many difficulties as the Hungarians.
Religion.—The State Church of Rumania, which is governed by a Holy Synod, professes the Orthodox Oriental creed. Its independence was formally recognized by the oecumenical patriarch of Constantinople, in 1885. The Rumanian Church had claimed its independence from very ancient times, but under the Turkish suzerainty and Phanariote hospodars Greeks were generally elected as bishops, and the influence of the Greek patriarch at Constantinople came to be more and more
felt. In 1864 it de-
cared itself independent of all foreign prelates.
In 1872 a law
was passed by which the bishops were elected by the senate, the chamber of deputies, and the synod sitting as an assembly (the
only other occasion on which provision is made for such an assembly is in the event of the throne becoming vacant without any apparent heir). It was subsequently decided to consecrate the holy oil in Rumania instead of procuring it from Russia or Constantinople;
but the Greek
patriarch protested.
Secret
negotiations were entered into which came to a successful issue. The patriarch feared on the one hand that the growing influence of the Russian Church would give a colour of Slavism to the whole church, and that a Russian might eventually be appointed cecumenical patriarch at Constantinople, while the Rumanians
hoped by means of the independence of their church to deprive the Russians of all excuse for interfering in their internal affairs under the pretext of religion. The Rumanians, although obtaining complete independence, agreed to recognize the patriarch at Constantinople as the chief dignitary of the Orthodox Church. The metropolitan archbishop of Bucharest, officially styled
metropolitan primate of Rumania, presides over the Holy Synod; the other members being the metropolitan of Jassy (primate of Moldavia), the six bishops of Râmnicu Vâlcea, Roman, Hushi, Buzeu, Curtea de Arges and the lower Danube (Galatz); together with eight bishops in partibus, their coadjutors. Metropolitans and bishops are elected by the senate and deputies, sitting together. In Hungary there are a uniate metropolitan and three bishops belonging to the Rumanian church. The secular clergy marry before ordination; and only regular clergy (kalugari) are
eligible for high preferment. Many convents have been closed and utilized for secular purposes. The older convents are usually built in places difficult of access and are strongly fortified; for in troublous times they served as refuges for the peasants or rallyingplaces for demoralized troops. The sequestration of the monastic estates, which in 1864 covered nearly one-third of Rumania, was due to flagrant abuses. Many estates were held by alien foundations, such as the convents of Mount Athos and Jerusalem; while the revenues of many more were spent abroad by the patriarch of Constantinople. Religious liberty is accorded to all churches,
Jews, Muslims, Roman Catholics, Protestants, Armenians and Lipovans having their own places of the new provinces has added mainly to Catholics, who were few in number 300,000 come from Transylvania and
worship. The addition of the number of the Roman in old Rumania. Nearly the Banat alone. But the
Orthodox and Uniate churches control 29-6% of the inhabitants of Transylvania, according to a religious census of 1910. Bessarabia has but added to the numbers of the Orthodox Church. The Saxons of the Banat and of Transylvania are mainly Luther-
ans of the Augsburg Confession, but some are Roman Catholics. The Magyars are almost wholly Roman Catholics. Constitution.—In 1862 Alexander Cuza, an able Rumanian ptince visited the Sultan at Constantinople and persuaded the urks to recognize provisionally as one land the various principalities which then made up Rumania.
A provisional government
was Soon after constituted and on May 10, 1866, Prince Charles
of Hohenzollern-Sigmaringen was elected prince of Rumania
y a constituent body chosen by universal suffrage. A constituon was at the same time drawn up. The country was not, how-
ever, wholly independent until 1877 when on May 1o the two
639
chambers proclaimed autonomy. Rumanian troops then helped the Russians at Plevna against the Turks and so definitely associated themselves with the powers who were then combating the Turkish Empire. On May 10, 1881, Charles of Hohenzollern was crowned King of Rumania. Charles had no heir and the succession was accepted by his brother Leopold whose younger son Ferdinand became king in 1888.
By the constitution no woman may ascend the throne and,
in default of a male heir, the representatives can choose a king among the royal families of western Europe. The constitution was revised in 1879 and in 1884 and finally, with fundamental changes on March 29, 1923. The Constitution of 1923 radically altered all previously made constitutions and may be considered as virtually new. The most fundamental changes were the establishment of Universal Suffrage and Agrarian Reform. This new constitution consists of 138 separate articles and is based in general upon European models. It differs from the British Constitution principally in the numerous and considerable rights accorded to the monarch. The administrative sections are based largely upon French models. For administrative purposes the land is divided into districts (Judete) and these into cantons (Plas) and the last into communes; new and old provinces alike have these divisions and no others. Every citizen has to belong to a commune and each commune has a decentralised local government. There is a Senate and a Chamber of Deputies and a newly created third body called the Legislative Council, which formulates and prepares for the two Houses all legislative and non-financial administrative measures. The Senate is partly elected on a democratic basis by direct vote in some cases: 76 senators are nominated by the 76 Districts, Chambers of Commerce nominate others and Universities have one each. Another group of Senators hold their seats ex officio by virtue of high office. Such are the Crown Prince, the Metropolitan, the recognised bishops and certain other ecclesiastics of high position and the President of the Academy. Their tenure of office ceases with their office. A third group of Senators is composed of ex-Presidents of Council, ex-Presidents of legislative assemblies, generals and ex-Presidents of the Court of Appeal. The King has considerable political power and by his veto can forbid certain legislation. He must be of the Orthodox persuasion, and attains majority at the age of 18. The legislature consists of District Tribunals, Higher Tribunals, Courts of Appeal, Courts of Assize and finally of the ultimate Court of Cassation. Electoral rights depend on Rumanian birth, domicile
in Rumania and upon the citizen being of the age of 25, and being literate. The general political parties are as follows: A Peasant Party founded in 1918 by Jon Mihalache is of great influence and power. A Socialist Party founded in rgro exists among the townspeople, but it is not numerically strong and has been severely repressed. ‘There is a Liberal Party led by Bratianu and a Conservative by Marghiloman, a National Party by Julius Maniu and Vaida Voivod. A so-called Popular Party is led by General Averescu. The most fundamental political change since 1914 was the Agrarian Reform of December 16, 1918. It was a reform made urgent by the war and demanded by the returned soldiers. Subse-
quent decrees between 1918 and 1921 completed the measure. The result has been a steady increase in:the output of cereals,
and a very satisfactory solution of social and agricultural discontent.
It was undoubtedly the wisest and most. fundamental
reform ever made in the country. Commerce.—-Salt and tobacco are State monopolies. The former produced a revenue of nearly 3,250,000 lei in 1925, while the latter in the same year from 14,919 tons produced the enormous income of over 3,404,000,000 lei. The tobacco is all of local growth, mainly from the Danube plains, and its quality is of the very lowest. Compared with the usual Balkan tobaccos it is a very poor leaf very badly cured, The most important industry is that of oil and petrol productions. The main oil wells lie at the foot of the Carpathians.in old Rumania near
Ploesti at the entrance to the Predeal pass. The oil-bearing strata
RUMANIA
640
extend north-eastwards towards Focsani and westwards towards
Craiova.
The production is rigidly controlled by the Rumanian
Government
although
foreign
companies
have
great interests.
The principal Rumanian companies are the Steaua Romana which
[DEFENCE
shipping. Maritime trade from Constanta and the Danube ports is considerable reaching 4,000,000 tons in 1923. Passenger shipping amounts in all to 21,031 tons for the con.
nections between the Black sea ports and the outside world, the
fleet consisting of 14 ships. in 1924 produced 270,274 tons and the Astra Romana which in The railways are almost entirely State-managed and largely the same year produced 455,640 tons. The only other large producer is the Creditul Minier which in 1924 produced 220,230 State-owned. In all 7,305 kilometres of line are State-owned and 3,099 privately owned but controlled and managed by the tons; 37 other companies work the fields ranging in production from the small figure of 480 tons to 180,000. The total produc- State. In 1925 there existed 2,000 locomotives and 54,000 wagons tion for 1924 was 1,860,471 tons, being worth in lei (then at about of which 4,200 were for passenger use. The tracks are almost everywhere single with the exception of the lines between Ploesti 1,000 to the pound sterling) 4,584,000,000 lei. The coal mining area in Rumania is limited to the region of and Buzau, Bucharest and Campina and Arad-Curtici. The line Anina in the Banat but it is productive of coal of very high used for the Orient Express enters the country at Curtici ang runs by Alba Julia to Brasov and over the Carpathians by the quality. Anina itself produces some 300,000 tons annually. Coal from the Szekul valley is similar to Welsh coal and contains Predeal Pass. The Black sea traffic is borne mainly by the 66-76% of solid carbon. The deepest and best seams are at Bucharest-Cernavoda-Constanta line, across the Danube at the The coal-fields of Szekul, great Cernavoda bridge. There is no line parallel with the Danube Kélnik, Klokodics and Nermeth. Domany and Vask6 are connected with important steelworks. but the river traffic is tapped at Orsova whence a line runs north Unworked beds are said to exist in the Hunyad, south of Deva. to Timisoara at Calafat, and thence a line runs north-east to Lignite is produced in large quantities in the Hunyad and in the Craiova, Slatina, Pitesti and Bucharest. Smaller lines from the region between Varciarova and Bacau but the most important river join the last-named line from Corabia, Turnu Magurele deposits lie in Old Rumania in Moldavia. The total lignite pro- and Zimnicea. Another line links Bucharest with its port Giurgiu. duction in 1922 was 900,000 tons. Anthracite is found in the At Braila, Galatz and Reni, lines radiate inland and so link the Gori district at Schela and in Moldavia and Walachia but the cormn-growing areas with the Danube ports. Warsaw is reached via Cernauti and Russia via Tighina or total tonnage in 1922 did not exceed 201,000 tons. A natural deposit only recently exploited on a large scale is natural gas. In Cetatea Alba (Akkerman) on the Bessarabian frontier. New lines are contemplated between Brasov and Nehoias in 1918 the region, in Transylvania of Sarmasel, Sarmgud, Zaul-deCampie, Sarosul-Ungure, Basna and Copsa Mica covering 114 order to discharge Transylvanian products to the Danube; besq.km. was exploited. In general 140 million cubic metres of tween Bumbesti and Livazeni in the Hunedoara region in order gas can be produced from a sq.km.; it consists of almost pure to extend the coal industry; between Ilva Mica and Dorna Vatra “marsh” or “methane” gas with 8,716 calories to the cubic metre. in order to facilitate the transport of wood from Bukovina to Tt is one of the most valuable deposits of natural gas in the world. the south. BIBLIOGRAPHY —N. Jorga, History of Rumania (1925); V. ParA not inconsiderable steel industry exists in the Banat, largely Tara Noastra (Bucharest 1923); C. G. Rommenhoeller, Lz connected with the Banat coal-mines, with an annual output of van: Grande Roumanie (The Hague 1926); V. Parvan, Dacia (1928); 200,000 tons of ore. There has, however, been a decline since La Roumanie Economique (Bucharest 1926). (S. Ca) IQI4. DEFENCE The fisheries of the Danube region are a considerable comHistorical.—The history of the present Rumanian army mercial asset. After the Volga fisheries those of the lower Danube are the most extensive and the richest in Europe. (The sea dates from the accession of Prince Charles to the throne, and to fisheries on the other hand, on the Rumanian coast are negligible.) the culmination in 1891 of the drastic reforms which he instituted. The annual product of the Danube delta alone is nearly 9,000,000 The Rumanian army subsequently participated in several of the kilogrammes. Elsewhere the lagoons and shallows near Giurgiu Balkan wars and finally, on the side of the allies, in the last two and Oltenitsa at Calarasi, Cernavoda and Harsova and near Ostrov and a half years of the World War. From the effect of initial are the most productive. Carp are the most numerous, having disasters Rumania was saved, with a large gain in territory, by since 1920 amounted to nearly 3,000,000 kilogrammes in weight the defeat of the central powers. Recruitment and Service.—Universal service is in force for annually. About 150,000 kilogrammes of sturgeon are caught annually. There is considerable scope for enlargement and im- all Rumanians, without distinction of race, language, or religion, provement in the fishing industry. for 29 years between the ages of 21 and 50. Certain exemptions In wheat, rye and other grain, Rumania is one of the richest are allowed for reasons of family, education or physical disacountries of south-east Europe. Old Rumania together with bilities. The first two years of service are spent in the Regular Bessarabia grows about three times the quantity grown in Transyl- army, 18 years in the reserve, and 9 years in the militia. Officers vania. The total production is only slightly below that of Ger- are recruited from the secondary schools, supplemented by a few many and is about a fifth that of Canada. The corn grown is of army non-commissioned officers who can pass into the military a high quality and it is harvested largely by mechanical means, schools, where the preparatory classes for all arms last for 2 with which Rumanian farms are well-provided. The export trade years. The compulsory system is supplemented by youths volunin corn has decreased considerably since 1914, though in rgiz it teering between the ages of 18 and 21 for three years service. represented 70% of the value of the total exports. Since then Strength and Organization.—The budget effectives in 1927 petrol has largely replaced it in the exports of the country. The numbered 153,145. In this total were included 13,436 officers principal customers for Rumanian wheat are Belgium, Holland, and 3,376 civilian officials in army employment. There is also Germany and Great Britain. a corps of 2 brigades of frontier guards raised by the ministry Of other exports there are none of great importance except of war but controlled by the finance minister, and a gendarmer wood, of which 2,500,000 tons were exported in 1924, and live corps of 4 brigades under the minister of the interior but restock of which some 70,000 tons were exported in the same year. sponsible to the war ministry in areas containing no troops.
Communications.—The
river Danube
forms a magnificent
highway for Rumanian trade passing from west to east. It also allows for the passage of imports from the Black sea into Europe. Navigation from Orsova at the Iron Gates to the Delta is easy and safe in both directions and after Calafat the current is so
slight that transit from east to west is as rapid as traffic in the reverse direction. A total of some 7,000,000 tons of shipping passed in each direction along the river in 1923. Nearly a million
tons of corn alone was transported during this period by this
The organization of the army is in 7 army corps each of 3 infantry divisions and corps troops, 1 corps (2 divisions) of light infantry and 3 cavalry divisions.
Each infantry division com
tains 3 infantry regiments, a regiment of field artillery and one of howitzers. Light divisions have these light infantry “groups, with 3 groups of mountain artillery and a regiment of mountail howitzers. Each cavalry division contains 4 regiments of Re and one of Black Hussars, and a group of horse artillery. infantry regiments contain 2 or 3 battalions.
Battalions contain3
RUMANIA
ECONOMIC CONDITIONS]
companies and a machine-gun company.
Cavalry regiments con-
tain 2 or 3 groups, each of 2 squadrons, and a machine-gun squadron. Field artillery regiments each contain 3 groups of 2 or 3 batteries and a specialist battery. Higher Command.—The head of the army is the King. He
can depute the command
to a general officer in time of war.
There is a supreme council responsible for organizing national defence, and a war office under a minister of war, with the ysual departments including a general staff under a chief with his
own secretariat and departments.
There are seven army corps
greas, each under its own commander, and, under them, divisional command areas. There are also inspectors general to supervise
preparation for war in groups of 2 or 3 army corps. The various formations and units are distributed territorially in the 7 army corps areas. For recruiting, each of these is divided into districts
as well as clerical staffs:—
Oil Mining. Metallurgical Saw-mills .
60,175 44,748 59,235
Chemicals Food products .
8,791 34:672
Textile Leather tanneries
30,406 9:324
Glass workers . . . . ... Building materials (cement works, etc.)
Paper and printing.
.
.
4,174 15,192
.
9,689
Total, in above and other occupations
Agriculture.—The
24,238,076 hectares of Rumanian
of which there are 72 in all.
Military Education, etc.—There are 2 training schools for both regular and reserve officers, and 2 for reserve officers, 2 schools for infantry non-commissioned officers, a special infantry
school, training centres for infantry and for light infantry, military colleges; an army cavalry school and special cavalry school; a training school for regular and reserve artillery officers, one for artillery officers and non-commissioned officers, a special artillery school and an artillery training centre.
Also an army engineer
school, technical engineer school, and field engineering school. There is a staff college under the chief of the general staff. There is a tank regiment of one battalion of 2 companies, an artificers company and a depot company. Automatic rifles are in use in some of the infantry and cavalry units. An elaborate system of fortification, designed to form the keystone of national defence, was designed by the Belgian expert General Brialmont in 1882 and constructed at a cost exceeding £4,000,000. Since the World War, less reliance is placed in forts, and more in mobile field troops.
Army Air Force.—This contains aeroplane and balloon units, schools, anti-aircraft artillery, and various arsenals and depots.
There are 3 groups of scouting planes, each group containing 4-5 scouting flights, besides a depot flight, a flight of specialists, a
photography and meteorology section, machine-gun section, details and workshops. There is one “fighting squadron” containing one group of 2 flights of bombing planes and 2 groups of 3 or 4 fights of fighters, together with specialist flight, workshops and details; a naval flying group; a balloon group of 6 balloon companies, workshops and factory. There is a training centre for fying, and aviation schools for courses in flying, gunnery, bombing and mechanics work; also arsenals, depots and 6 aerodromes under a service flying group. About 15 flights of machines are maintained at the various training centres and schools. See also League of Nations Armaments
Year-book
le
CEH
ECONOMIC AND FINANCIAL CONDITIONS Atea and Population.—Under the terms of the Peace Treaties arising from the World War Rumania’s area and population were more than doubled. Nearly 83% of the people are engaged in agriculture, forestry and kindred rural pursuits. The oe area of the country and the population are distributed as
Arable land se. | Meadowland and pastures Forests | Orchards, and vineyards ,
Moldavia . Muntenia Oltenia .
Dobrudja . Bessarabia
Bukovina . Banat Crishana . Maramuresh lvania
Population
38,058
2,233,556 32485,3859
52,505
24,078 23,262 44,422
10,442
18,628 17,086
1,484,706
693,190 2,959,934
811,721 1,008,456
1,142,469 i 463,968 8,592 . - |__57819 |__2:873:973_ 294,892 | 17,153,932 while the following table shows the distribution of the popula-
Hectares
Per cent of total
12,276,807 4,156,155 7,248,987 556,127
41°63 14°09 24°58 1°89
Before the War, Rumania was still a country of large estates and one of the principal wheat exporting countries of Europe. After the emancipation of the peasants in 1864, they were granted from time to time allotments from Crown Lands but such grants were never sufficient to satisfy the general land hunger. Distribution was equally unsatisfactory in the case of Bessarabia under the Russian and Transylvania under the Austro-Hungarian Empire, but the Bukovinan peasants had been more fortunate in obtaining possession of a considerable share of the land. It was found expedient in 1920 to pass an Expropriation Law for Bessarabia, which was rapidly followed by similar laws for the
Old Kingdom (1921) and for Transylvania and the Bukovina (also 1921), whereby provision was made for the total expropriation of absentee landlords, foreigners, mortmain estates and for partial expropriation of large landed properties. For purposes of comparison with the present Agrarian Reform Laws, it may be useful to reproduce a statistic compiled by Monsieur IonescuSisesti as to the distribution of arable land in the Old Kingdom in 1905:— i Size of holdings Under ro hectares ro to roo hectares roo hectares and over
920,939 38,723 53385 965,047
3,153,645
862,800
3,810,351 7,826,796
To give effect to the post-war Agrarian Reform Laws official statistics show that a total of 16,500 estates (6,055,863 hectares) have been broken up, while litigation is in progress for the expropriation of a further 140,744 hectares. Not all of the land expropriated however has been handed over to the peasants as will be seen from the following :-— Progress of Expropriation to December, 1927 Old Kingdom
ollows :-— Sq.km.
agri-
cultural and forest land are distributed as follows:—
Hectares expropriated Number of persons entitled to land . . Number granted land . Hectares allotted to latter .
:
g
x
z
State, communal, and district reserves . . Peasants still without land
.
.
ae | Ad
Balance for distribution
Transylvania
Bessarabia
2,776,404 | 1,711,575 | 1,491,920
Bukovina
753967
1,033,628 630,113
490,528
357,016 357,016
77,921 71,266
1,916,350]
451,653 | 1,025,174
273797
310,583
7395123 | 1,259,922} 403,515 120,928
179,945
an
393,375 --
73,871
33:135
6,645 15,035 »
The thousands of peasants who took over the land in the first years of the agrarian reform were unskilled in management, in-
tion by trades, other than agriculturists; and includes workmen | adequately organised on the co-operative side and lacked both. the
RUMANIA
642
machinery and capital required for successful farming. Although
it may be assumed that with the passage of time the peasant is
now better able to exploit his land and has acquired wider experience, nevertheless the shortage of money, the impossibility of cheap loans, and the heavy fall in the world price of cereals are all conditions which have combined to retard progress. Added to these unfavourable economic factors, the bad harvests of 1927 prevented any progress towards the pre-war cereal production of the territories under review, as will be seen from the following table :— (In Thousands
[ECONOMIC CONDITIONS
A measure which affected the industry greatly was the Min; Law of 1923 which nationalised the sub-soil, restricted the hold. ings of foreign Companies and thus countered foreign exploita. tion at the expense of national enterprise. New oil-bearing land, could only be obtained in concession with Government consent
Under the Rumanian Company Law of the same period, sixty pe cent of all invested capital must be Rumanian, while two-thirds
of Metric Tons)
Pre-War Averages (estimate
for present territory) ——
ALS
RRR |A SE
4:574 524 I,I59 1,457 5,912
According to Rumanian economists, the division of the land will ultimately lead to increased total production, but not necessarily attaining the pre-war production of wheat. A reliable index to Rumania’s prosperity agriculturally is the number of animals maintained. In taking the following table into consideration territorial changes must also be considered:— Cattle Sheep Pigs Horses
IQII
1920
1927
2,667,000
4,730,000 8,690,000
13,581,869
2,514,000
3,167,722
5,269,000 I,021,000
843,000
1,485,000
GRAPH SHOWING PRODUCTION OF CRUDE PETROLEUM IN RUMANIA, 1891-1927. THE AMOUNT PRODUCED, 1857-1927 (273,968,000 BARRELS), WAS 1:-7% OF WORLD PRODUCTION DURING THAT PERIOD. FIGURES FOR 1927 ARE PRELIMINARY
4,992,670 1,377,285
Rural Co-operation.—As a result of the post-war agrarian legislation the functions of the co-operatives underwent change. The whole organisation had been destroyed by the Central Powers and it was found necessary to commence de novo. The Central Credit Bank has a capital of 12,000,000 lei of which two-thirds were found by the State. The nominal capital was increased in 1923. The rural societies provide the peasants with seeds, machinery, etc.: and in many cases make arrangements for the collection and export of produce. There were at the end of 1926 over
4,000 societies with a total of 915,388 members. Even with the limited assistance which these societies are enabled to extend to the peasant farmer, there is no doubt that they are doing good work and, were it not for them, the peasant would be unable even to raise sufficient from the land he possesses to keep himself and
his dependents. As it is, with the’scarcity of money, high rates of interest and the complete lack of long-term credits for the purchase of implements, seeds, etc.: the peasant is able to do justice neither to himself nor to his land. Especially is this the case in Bessarabia where, as a result of an extremely bad harvest in 1927, wheat and maize had actually to be imported into the province for alimentation and seed reserves. Mining.—Rumania’s chief mineral wealth before the War lay in her rich petroleum deposits. In 1913 Rumania produced 1,885,ooo tons of petroleum, standing fourth in the list of petrolproducing countries. In the autumn of 1916 an Allied Mission, operating in concert with the Rumanian Government, put the fields out of action to prevent them falling into enemy hands. ‘Production fell to 517,000 tons, but although by 1926 it was ‘restored to 3,244,415, or nearly twice the pre-war figure for the Old Kingdom, Rumania’s production to-day is only two per cent
of the Board of Directors must be natives. Rumanians must also be employed in all industrial concerns, cause having to be shown for the importation of foreign technical and clerical assistance. The majority of the foreign Companies conformed to the provisions of the new Laws and, in the oil industry at least, it has been found that the new system was practicable. Those Companies not conforming were subject to obstruction, being ineligible for grants of State oil lands. The Maniu Government which took office in the autumn of 1928 expressed their intention of revising the Bratianu policy in regard to the mining rights. The other principal mineral riches are coal, natural gas and salt, while there are, in a lesser degree, deposits of asphalt, amber, gold and silver, pyrites, copper, lead, antimony, mercury, manganese, chrome, bauxite and iron. The coal supply was formerly insufficient for home requirements and supplies, chiefly from Poland, were imported. However, coal output is increasing and since 1925 Rumanian coal has been protected by a high tariff imposed on foreign coals. According to official statistics, the annual coal output for the years 1924 to 1926 was as follows :—
Lignite
:
Stone coal and anthracite Total
2,479,083 | 2,615,278 | 2,731,362 3135722}
313,572)
322,492
2,792,805 | 2,928,850 | 3,053:553
With the annexation of Transylvania, Rumania acquired the coal, iron, gold, silver, lead and copper mines of the province. The whole of the ore is handled in the three metallurgical works in the province which are State-owned. The development of the mines is delayed owing to the lack of coking coal. !
Trade.—Rumania’s principal exports are cereals, petroleum of the world output. During the last two years the Rumanian oil ‘products and timber. Quantities for the years 1922 to 1926 show industry has been struggling with a combination of economic a gradual improvement, except in the case of timber exports for
levils, two of the chief being high export taxation and weakening ‘world prices due to Californian over-production. It was found
the latter year, which are less than those for 1923 :— (In Thousands
‘possible however at the beginning of 1926 to reduce considerably
thé ‘taxes on certain grades of oil, benefiting the industry to a céftain degree, while the formation of an oil cartel for the con-
Cereals Petroleum products
‘trol of internal prices also eased the situation to some extent
in this direction also.
:
ae
i æ
of Metric Tons)
RUMANIA
FINANCE]
643
Other exports are hides, wool, vegetable oils, manufactured wood maintained until late in the year when the extent of the exarticles, fruits and, in a lesser degree, eggs. Principal imports are portable surplus of an exceptionally good harvest became known. manufactured goods (chiefly textiles), colonial produce and chem1- At one period of the year the leu had dropped to 1,500 to the £. cals. Following the Government’s change of policy in 1925 in In addition to the excellent crop the oil production also proved regard to export taxes, when a reduction in the taxes on cereals to be more than usually large and almost doubled the highest was effected, and as a result of the continued fall in the world pre-war output. Thus, despite a fall in world prices of both cereals prices of cereals, a further reduction in export taxes was put into and petroleum products, a favourable trade balance of more than effect in 1927. four milliards of lei proved more than sufficient to permit the
Taking only imports for domestic consumption and exports of home produce, Rumania before the war showed a large and favourable balance of trade, due almost wholly to wheat exports. In the years immediately following the war however the balance
was an adverse one, but the tide turned in 1922 and the monthly
averages after that date are indicative of progressive recovery, with the exception of the 1927 slump only, the reasons for which have already been mentioned. MONTHLY
AVERAGES
OF Imports AND Exports
(In Thousands of Lei)
Imports 1,027,114 1,626,336 2,182,704 2,501,511 3:9955517
Finance.—The
fundamental
Exports
1,169,941
2,050,872
2,318,633 2,383,928 3,185,239
factor in foreign exchange in
Rumania is the grain harvest and the facilities for moving it, for the lei which Rumanian merchants can devote to the purchase of foreign goods are the profits on cereal exports. There was much headway to make up, owing to the devastating effect of the German occupation and the temporary chaos in agriculture which followed the expropriation of large estates. The financial position was made more difficult by the expenses incurred by the invasion of Hungary in 1919 and by the large expenditure on armaments due to Rumania’s political situation, and especially to the uncertainty existing as to Rumanian sovereignty over Bessarabia. During the occupation the Germans issued some two and a half milliards of lei; they also secured large sums of Rumanian gold by the sale to the peasants of goods, especially sugar, of which there was a scarcity. Although, under the Peace Treaties, Germany was to repay her various depredations, and it was eventually agreed between the two Governments that deliveries of locomotives and other goods should be made on account of Reparations, no agreement has yet been reached in regard to the repayment by Germany of the Banca Generali note issues above referred to; Rumania, by way of retaliation, refusing to pay either amortisation or coupons of German-held Rumanian bonds in consequence. On taking over the new territories Rumania also had to take over eight and a half million Austrian kronen and two milliards
recovery of the leu and afforded besides a striking proof of Rumania’s recuperative powers. The tendency of the leu to appreciate continued throughout 1927 in spite of indifferent crop yields. On Feb. 11, 1929, a loan of $101,000,000 at 7% was negotiated in Paris and other cities which made it possible for the government to pass a bill stabilizing the leu at 813.6 to the £. The main preoccupations of the Government were now directed towards the complete reconstruction of the State Railways without which neither true stability of currency nor maintained economic prosperity can be hoped for. There seems little reason to doubt that the Maniu Government will be able to proceed to ensure Rumania’s future prosperity. The policy of deflation adopted in 1922, which followed Rumania’s first balanced budget has been continued, though trade has been seriously hampered thereby. The shortage of money and high rates of interest on loans have also continued and despite of an edict of the National Bank in 1927 to the effect that banks persisting in charging more than 18% on short loans would be penalised by the reduction and, in the event of continued transgression by the complete withdrawal, of discount facilities, interest is still high and likely to continue so until the effects of stabilisation supported by a foreign loan are sufficiently pronounced as to ease the money stringency. The arrangement
whereby the State undertook to repay to the National Bank loans to the extent of rr milliards of lei has proceeded satisfactorily and the State debt to the Bank has now been reduced to less than ten milliards and will continue to be thus amortised at the rate of some three-quarters of a milliard lei annually. All budgets have been balanced and the effectiveness of the measures adopted will clearly be seen from the following table :— (In Millions of Let) Expenditure
Revenue
Estimated 24,000 31,759 28,250
34,640
Real
27,744 34,038 31,224
36,008
21,404 20,440 28,499 33:137
The Budget Estimates for 1928 were also balanced at 38,350 millions of lei or 3,710 millions more than the preceding Budget. The budget for 1929, passed in December, 1928, balanced at 38,300 millions of lei. It must also be borne in mind that laws were of Russian roubles. Further, at the time of the German invasion, passed in 1926 and 1927 by which the State Railways, Post Office the bullion of the National Bank with much private property in and the State Pensions Office became autonomous bodies with jewels, treasure and objects of art, was sent to Moscow for safety. separate budgets not included in the figures given for the years in This property, valued at 315,000,000 gold lei, ultimately fell into question. The same holds good for succeeding years. Were the the hands of the revolutionary régime set up soon after, and is budgets of the autonomous departments also included in the Genhow considered to be irrecoverable. The decline in value of the eral State Budget, the latter would be found to have become much leu was rapid between 1918 and 1922, during which period the inflated, being for the years 1926 and 1927 41,881 and 53,612 amount of notes in circulation increased from two and a half millions of lei respectively. Of the 1929 budget, 15,593 million milliards to 15 milliards and is today just over 21 milliards. The lei was allotted to the Ministry of Finance, 7,930 million lei to decline in the value of the leu, normally equivalent to the franc, the Ministry of War, 4,848 million lei to the Ministry of Educais shown in the following table :— tion, and 1,916 million lei to the Ministry of the Interior. In spite of the fact that budgets have been balanced in the face-of Mean Rate to the £ Sterling acute financial depression, it must nevertheless be remembered that these results have only been accomplished at the cost of :— 673716 | 1925 . . | 1,008°25 1. Impoverishment of the Army, Air Force, Navy and Civil 948°75 | 4926 . =. | 1,068-50 Services. nai 896-75 | 1927 . . | :814°75 The excessive depreciation of the leu which characterised 1926, and which was the immediate result of the excessive influx of
foreign goods to forestall the new.and heavily protective Customs Tariff Shortly afterwards introduced by the Government, was
2. Serious deterioration of the railway system. | 3- Suffering in all but the highest classes through the arbi-
trary maintenance of the cost of living at a figure far „above the mtrinsic value of the heavily, depreciated cur- .. rency. bg ?
RUMANIA
644
Communications.—A large part of Rumanian trade is carried
on the Danube, although as far as concerns river traffic and petit
cabotage Rumanian services are inadequate while foreign services are generally obstructed. The main communications of Rumania converge on Braila and Galatz, and two-thirds of Rumanian imports are received from the industrial countries of Europe through these river ports. Galatz is the principal port for the export of timber, Braila for cereals, vegetables and petroleum products, etc. Constanta is the only Rumanian port open all the year round and is, for this reason, of paramount interest to the oil industry, for the carriage of whose products to the port a second pipe-line is contemplated to augment the present somewhat inadequate service. Constanta is also a port of call for Near East and Levant steamers and provides a connection for quick transContinental transit for travellers from the East. The incorporation of the new provinces, whose communications were naturally directed chiefly to serve the States to which they formerly belonged, have made new railway communications essential to the development of Rumanian trade and industry. A new line from Oradea-Mare to Arad obviates a detour through Hungarian territory.
The new lines for which credits were voted in 1923—viz., Brasov-Nehoiasi; Ilva-Mica-Vatra Dornei; Bumbesci-Livezeni; Hamangia-Tulcea—are still (1929) under construction. The first of these provides a direct route from Brasov to Constanta ; the second will give a direct connection between Transylvania and the Bukovina; the third will traverse the Vulcan Pass and permit the easy transport of coal from the Petroshani field to Craiova. Other work in hand includes the transformation of the Bessarabian railways to normal gauge and effective linking up of the Province with the Danube ports. Little progress is being made however in this direction owing to lack of credits for the reconstruction work entailed. Before the war the outlet for Bessarabian produce was Odessa and a necessary condition for Bessarabian prosperity under the changed sovereignty is the provision of an easy outlet from the Danubian ports. Until the Bessarabian lines are re-orientated towards Rumania and from Russia, and are augmented by other lines binding the province closer to itself and with the other new provinces as well as with the Old Kingdom, no change in the present unsatisfactory economic position
of this territory can be hoped for. BIBLIOGRAPHY.—Bulletin
annual); ...
Statistique
de la Roumanie
(Bucharest,
Mitita Constantinescu, L’Evolution de la Propriété Rurale
en Roumanie
(Bucharest, 1925); Reports on Rumania
(Depart-
ment of Overseas Trade, London, annual); Les Forces Economiques de la. Roumanie (Cultura Nationala, Bucharest); General State Budget, 1928 (Ministry of Finance, Bucharest). (N. L. E.)
HISTORY For the history of the countries constituting the modern Rumania, until the end of Roman rule in them, see Dacta. From the 6th to the 12th century, wave after wave of barbarian conquerors, Goths, Huns, Bulgars, Slavs and others, passed over the country, and, according to one school of historians, almost obliterated its original Daco-Roman population; the modern Viachs, on this theory, representing a later body of immigrants from Transdanubian territory. According to others, the ancient inhabitants were, at worst, only submerged for a time, and their direct descendants are the Rumans of to-day. Each of these conflicting views is supported by some evidence; and the whole controversy, too large and too obscure for discussion here, is considered under the heading VLacus. Towards the close of the 13th century, when the authentic political history of the Vlachs in Rumania begins, Walachia
a national
[HISTORY consciousness
among
the Vlachs.
In 1859, the two
principalities were finally united under the name of Rumania. The following article is therefore arranged under the four headings: Walachia, Moldavia, the Danubian Principalities and Rumania. WALACHIA,
Foundation of the Principality.—Tradition, as embodied in a native chronicle of the 16th century, entitled the History of the
Ruman Land since the arrival of the Rumans (Istoria tierei Ro. mânéscă de câêândú au descălicata Români), gives a precise accout which has probably at least a background of historical truth, of
the founding of the Walachian state by Radu Negru, or Rudolf
the Black (otherwise known as Negru Voda, the Black Prince) voivode of the Rumans of Fagaras in Transylvania, who in 1290 descended with a numerous people into the Transalpine plain and
established his capital first at Campulung and then at Curtea de
Arges. Radu (who died in 1310) was a vassal of the king of Hwgary; but his successor, who is presumed to be his son, John Bassaraba, or Bassarab the Great (1310-38) defeated his suzerain king Charles I. of Hungary in 1330, and made Walachia com-
pletely independent. His son Alexander Bassarab (1338-60) maintained and consolidated this position; but Vladislav (1360-74), although again defeating the Hungarians (1369) accepted Hngarian suzerainty in return for investiture with the banat of
Severin and the duchy of Omlas. Mircea the Great (1386—1418) allied himself with King Ladislaus of Poland and extended his power over the Dobrudja. After the defeat of Serbia at Kosovo (1389), where a Walachian contingent had assisted the Serbs, Mircea was forced to pay tribute to the Sultan, whom, however, he defeated in 1394. Allying him-~ self with Hungary (1395), he failed to support his ally at the battle of Nikopolis (1396) and was deposed by his son Vlad, who accepted Polish suzerainty. Mircea returned, re-established, and for a time increased, his power by exploiting the internecine quarrels between the sons of the Sultan Bayezid. In 1411, however, Mohammed II. made Walachia tributary to the Turks, while leaving intact its dynasty, territorial integrity and Christian religion. Relations with Hungary and Turkey.—The succeeding period is one of intestine strife and shifting foreign policy. The only notable figure among the, voivodes of Walachia was that of Vlad V. “the impaler” (1455—62 and 1476-7), a creature of the Sultan’s. The stories of the cruelty of this savage (himself the son of Vlad III., “the devil”)
surpass
belief.
Vlad’s ferocity
frightened even the Turks, whom he defied for some years before they deposed him in favour of Radu the Fair (1462-75). Most of the voivodes of Walachia were, however, only able to maintain a very precarious independence by “fawning alternately on the Turks, the Tatars, the Poles and the Hungarians.” The elections to the throne, though often controlled by the Divan, were still nominally in the hands of the factious native boyars, and the princes followed
each other in rapid succession, often meeting
violent ends. The state of the country was still primitive, the people largely pastoral, the cottages built of clay and wattle. Only
the capital, Tirgovistea, was a considerable town of stone. A temporary improvement took place under Neagu Bassarab (1512-21), who founded the cathedrals of Curtea de Arges (g.0.)
and Tirgovistea and many monasteries, and adorned Mount Athos with his pious works. He transferred the direct allegiance of the Walachian Church from the patriarchate of Ochrida in Macedonia
to that of Constantinople.
On his death, however, the Turkish
commander, Mahmud Bey, seized and imprisoned his young son and successor, and nominated Turkish governors in the towns and villages of Walachia.
The Walachians resisted desperately, elected
(known to the chronicles as Muntenia) and Moldavia were occu-
Radu, a kinsman of Neagu, voivode, defeated Mahmud Bey with
pied by a mixed population, composed partly of Vlachs, but mainly of Slavs and Tatars, with an admixture of Petchenegs and Cumans. The two principalities of Walachia and Moldavia which ‘now emerge developed, however, separately and each has its separate annals. About the year 1774 it first becomes possible to record the progress of these Danubian principalities in a single
Hungarian help, at Grumatz in 1522, and secured recognition 0 Radu in 1524; but the battle of Mohacs in 1526 decided thelong preponderance of Turkish control. The unfortunate province
narrative, owing to the uniform system of administration adopted by the Turkish authorities, and the rapid contemporary growth of
served as a transit route for Turkish expeditions against Hungary
and Transylvania, and was exhausted by continual requisitions. The voivode Alexander, who succeeded in 1591, and like his pretecessors had bought his post of the Divan, carried the oppression
still further by introducing a janissary guard and farming out his
WALACHIA]
RUMANIA
possessions tO his Turkish supporters, and again it seemed as if alachia must succumb to the direct government of the Ottom "Michael the Brave, 1593-1601.—In the depth of the national distress the choice of the people fell on Michael the son of Petrusko, ban of Craiova, who had fled to Transylvania to escape
Alexander’s machinations. Supported at Constantinople by Sigismund Bathory (q.v.) prince of Transylvania (1581-98 and 1601-02), and the English ambassador, Edward Barton, and aided
by a loan of 200,000 Horins, Michael succeeded in procuring from the Divan the deposition of his enemy and his own nomination.
Michael’s genius secured Walachia for a time a place in universal
history. By previous concert with the Moldavian voivode Aaron,
the Turkish guards and settlers in the two Principalities were mas-
sacred at a given signal (Nov. 13, 1594). Having secured the
help of Bathory by accepting his suzerainty, Michael next invaded Turkish territory, and took Rustchuk, Silistra and other places on the right bank of the Danube.
A simultaneous invasion of
Walachia by a large Turkish and Tatar host was successfully defeated at the battle of Mantin (1595). The Sultan now sent
Sinan Pasha, “the Renegade,” to invade Walachia with 100,000 men. Michael withdrew to the mountains before this overwhelm-
ing force, but, being joined by Bathory with a Transylvanian contingent, resumed the offensive, stormed Bucharest, and, pursuing the main body of Sinan’s forces to the Danube, overtook the rearguard and cut it to pieces. In 1597, the Sultan, weary of a disastrous contest, reinvested Michael for life and granted the succession to his son.
Conquest of Transylvania.—On the abdication of Sigismund
Bathory in Transylvania, Michael, in league with the imperial forces, and in connivance with the Saxon burghers, attacked and defeated his successor Andreas Bathory near Sibiu (Hermannstadt), seized the government, and secured his proclamation as prince of Transylvania (1600). The emperor appointed him viceroy, and the diet ratified his position. The partiality that he showed for the Ruman and Szekler parts of the population, however, alienated the Transylvanian Saxons, who preferred the direct government of the emperor. The imperial commissioner, General Basta, lent his support to the disaffected party, and Michael was driven out of Transylvania by a successful revolt, while a Polish army invaded Walachia from the Moldavian side. Michael appealed to the emperor, who was won over by his singular address, supplied him with funds, and sent him to Transylvania as imperial governor. In conjunction with Basta he defeated the superior Transylvanian forces at Goroslau, expelling Sigismund Bathory, who had again aspired to the crown. But at the moment of his returning prosperity Basta, who had quarrelled with him about the supreme command of the imperial forces, procured his murder (Aug. 10, 1601). Not only had Michael rolled back for a time
the tide of Turkish conquest, but for the first time in modern history, and the only time before 1918, he united what once had been Trajan’s Dacia, in its widest extent, and with it the whole Ruman race north of the Danube, under a single sceptre. Matthias Bassaraba and Constantine Brancovan.—Sigis-
mund now resumed the government of Transylvania, while Serban, of the Bassaraba dynasty, was, by the emperor’s wishes, appointed voivode of Walachia. On his deposition by the Porte in 1611 there followed a succession of princes who, though for the
most part of Ruman origin, bought their appointment at Stam-
boul. The most notable of them was Matthias Bassaraba (1633$4) who maintained his position and reorganized his principality despite incessant attacks from his rival Basil the Wolf, of Mol-
davia. Matthias’s illegitimate son and successor Constantine Serban (1654~58) was the last Bassarab to rule in Walachia. On his death the Turks, who in 1698 moved the seat of government to
Bucharest, at a safer distance from the Transylvanian frontier, were able to exercise a greater influence over the various notable families which aspired to rule. The immediate successors of the
assarabs were, however, able men. Sherban Cantacuzino (167988) who was forced to assist the Turks at the siege of Vienna (1688) opened up secret communications with the emperor, who
granted him a diploma creating him count of the empire and recognizing his descent from the imperial house of Cantacuzino.
645
| Sherban meanwhile collected his forces for an open breach with the Porte. His prudence, however, perpetually postponed the occasion, and Walachia enjoyed peace to his death in 1688. This peace-
ful state of the country gave the voivode leisure to promote its internal culture, and in the year of his death he had the satisfaction of seeing the first part of a Walachian Bible issue from the frst printing-press of the country, established at Bucharest. Immediately on Serban’s death the boyars elected his sister's son Constantine Brancovan (1688-1714) who ruled the province skilfully until, fearing the increasing strength and prosperity of his vassal, the Sultan deposed him. He was finally beheaded at Constantinople in May 1714. A scion of the rival Cantacuzinian family was then elected and after exhausting the principality for the benefit of the Divan, was deposed and executed in 1716: The Phanariot Regime.—From this period onwards the Porte introduced a new system with regard to its Walachian
vassals. The line of national princes ceased. The office of voivode,
or hospodar, was sold to the highest bidder at Stamboul, to be farmed out from a purely mercenary point of view. The princes who now succeeded one another in rapid succession were mostly Greeks from the Phanar quarter of Constantinople, and were generally men of culture and intelligence, and Constantine Mavrocordato introduced an extremely liberal agrarian reform, even decreeing the abolition of serfdom in 1747—an enactment which was not, however, carried out. But the rule of the Phanariots and their Greek satellites could not but be productive of grinding oppression, and numbers of the peasantry emigrated. In 1745 the number of tax-paying families, which a few years before had amounted to 147,000, had sunk to 70,000. The hospodar Scarlat Ghica (1758-61), removed the Turkish settlers from Walachia, but the Turks maintained their grip on the country by holding on the Walachian bank of the Danube the fortresses of Giurgiu, Turnu Severin and Orsova, with the surrounding districts.
The tide of Ottoman dominion, however, was ebbing fast. In 1769 the Russian General Romanzov occupied the principality, the bishops and clergy took an oath of fidelity to the empress Catherine, and a deputation of boyars followed. Catherine set about reorganizing the principalities on Russian lines, and at Focsani she demanded (1772) that the Sultan recognize the independence of Walachia and Moldavia under a European guarantee. The failure of these negotiations was followed by the Treaty of Kutchuk Kainarji (1774); but before considering this it is convenient to review the early history of Moldavia. MOLDAVIA
Early History.—According to the Moldavian chroniclers of the 16th, 17th and 18th centuries, Dragos the son of Bogdan, the founder of the Moldavian principality, emigrated with his fol-
lowers from the Hungarian district of Marmaros in the northern Carpathians. The dates assigned to this event vary from 1299 to 1342; but in any case it appears that the Vlachs of Moldavia were first reinforced and organized, after the collapse of the Cumans, by immigrants from Hungary in the early rath century. About 1349 Bogdan Voda (1349-65) expelled the remnants of Cumans and Tatars and founded an independent principality. In 1372 by an agreement between Louis of Hungary and the emperor Charles IV., the voivodate of Moldavia was recognized as a dependency of the Crown of St. Stephen. The voivode Peter Musat (137591), however, recognized the suzerainty of the king of Poland, whose sister he married; and his successors, the chief of whom
was Alexander the Good (1401-35) usually acknowledged Polish suzerainty. The internal situation created by the Turkish
advance was skilfully utilized by Stephen the Great (1457-1504) who, in agreement with Poland and the Sultan, evicted Vlad from the throne of Walachia and extended his own power southward at the expense of the Turks, whose armies he repelled in 1475 (battle of Rahova), 1476 and 1484. He defeated a Polish invading force in 1487, and soon after, with Turkish help, himself invaded Poland and annexed temporarily the province of Pokutia. Stephen’s realm was a considerable one, extending both north and east far beyond the present Moldavia, while his international relations included Venice
RUMANIA
646
and Poland. His son Bogdan III. “the one-eyed” (1504-17), how-
ever, at feud with Poland over Pokutia and unsupported by the shaken power of Hungary, was forced to agree to pay the Sultan an annual tribute (1513) in return for guarantees preserving the national religion and constitution. The terms were further regulated by a firman of 1529, Moldavia paying a tribute and supplying a contingent to the Turkish forces. Peter Rares (1527-38 and 1541—46), the last really independent prince of Moldavia, attempted an ambitious foreign policy. Allying himself with the Turks he made war on both the imperial forces in Transylvania, and on Poland. He then allied himself with the emperor against Poland and the sultan, but was defeated and deposed in 1538. Returning in 1541 he again allied himself with the emperor against the sultan; but on his death his successors were no longer able to resist the growing Turkish power. Moldavia Tributary to the Turks.—The tribute was gradually increased, and the sultan strengthened his hold on Moldavia by occupying successively a series of fortresses. A curious interlude in the increasing oppression was provided by the adventurer Jacob Basilicus Heraclides, an adventurer of Greek origin who succeeded in obtaining imperial support, seizing Moldavia from the voivode Alexander Lapuseanu, and purchasing Turkish confirmation of his title (1561). Basilicus, who was a cultivated man, attempted to introduce an educational system in Moldavia and to reform its morals; but his heavy taxation and foreign advisers led to a revolt, and he was assassinated (1563). Under the restored Lapuseanu and Bogdan IV. (1568-72) Moldavia relapsed into its earlier barbarism. Bogdan’s successor, John the Terrible (157274) provoked by the Porte’s demand for increased tribute, rose against the oppressor, but was defeated and slain (1574), and the country was left more than ever at the mercy of the Ottoman. Voivodes were now created and deposed in rapid succession by the Divan, but the victories of Michael the Brave in Walachia infused a more independent spirit into the Moldavians. The Moldavian ‘dominion was now disputed by the Transylvanians and Poles, but in 1600 Michael succeeded in annexing it to his “Great Dacian” realm. On his murder the Poles again asserted their supremacy, but in 1618 the Porte once more recovered its dominion. Basil the Wolf (1634-53) led a temporary national reaction; but he exhausted his country in attempts to secure the throne of Walachia; and after his death the Porte instituted a Phanariot régime similar in all respects to that set up in Walachia, which endured until the beginning of the 18th century. In addition, Moldavia was repeatedly devastated in the wars between Poland and Turkey, and in various Tatar invasions, An attempt by the voivode Demetrius Cantemir to exchange the Turkish rule for Russian suzerainty (1711) proved unsuccessful. In the 18th century, however, despite extortion and oppression, a certain improvement occurred. The export trade of Moldavia at this period, principally in timber, salt, wine and foodstuffs, was considerable. Some of the Phanariot hospodars, who were generally drawn from the families of Mavrocordato, Ghica, Callimachi, Ypsilanti
and Murusi, were men of culture. Gregory Ghica (1774-7) in particular made praiseworthy efforts to raise the standard of education, and encouraged the settlement of German Protestant colonists. THE
DANUBIAN
PROVINCES,
1774—1859
The situation in both Moldavia and Walachia was altered by the peace of Kutchuk Kainarji (1774) which ended the RussoTurkish war. Russia restored the principalities which she had occupied, to the sultan (Moldavia, however, being reduced by the Bukovina, which Austria profited by the situation to annex). Several stipulations were made in favour of the Walachians and Moldavians. The tribute was reduced; the agents of Walachia and Moldavia at Constantinople were to enjoy the rights of national representatives and the Russian minister at the Porte should on occasion watch over the interests of the principalities. The stipulations of this treaty formed the basis of future liberties in both
principalities; but for the time all reforms were postponed. .
The treaty was hardly concluded when it was violated by the
Porte, which seemed intent on restoring the old system of govern-
ment in its entirety, but in 1783 the Russian representative ex-
[DANUBIAN PROVINCES
tracted from the sultan a more precise definition of the liberties
of the principalities and tribute due. By the peace of Jassy (1792) the Dniester was recognized as the Russian frontier and the privileges of the principalities confirmed. In defiance of treaties however, the Porte continued to change the hospodars almost
yearly. In 1802 Russia resolved to assert her treaty rights in favour of the oppressed inhabitants of the principalities, and obtained a decree from the Porte, by which every prince was to hold office for at least seven years, unless the Russian minister was satisfied that there were sufficient grounds for his deposition, while the Turkish troops in the principalities were paid off, the boyars entrusted with a measure of local self-government, and the Rus. sian envoy at Constantinople charged with the task of watching over the Walachian and Moldavian liberties. The principalities thus came under a veiled but effective Russian protectorate.
The revolt of the Serbs in 1804 was secretly encouraged by the
Walachian voivode Ypsilanti.
In the subsequent Russo-Turkish
wars, Russia occupied both principalities (1806-12), greatly to their detriment, as the exactions of the Russian army almost reduced the country to a desert.
Russia aspired to incorporate the
principalities in her own empire, but under the Peace of Bucharest
(1812), the principalities were restored to the sultan under the
former conditions, with the exception of Bessarabia, which was ceded to the tsar. The Prut thus became the Russian boundary. In 1821r Alexander Ypsilanti, an aide de camp of the tsar, entered Moldavia at the head of the Hetaerists, or Greek revolu-
tionaries, and persuaded the hospodar Michael Sutzu to help him
invade Ottoman territory. The Greeks had, however, misjudged popular feeling; a national movement in Walachia, led by Todor Vladimirescu (g.v.) turned, not against the Turks, but against the
Phanariotes. Turkish troops, which invaded the country to crush Ypsilanti, were only finally withdrawn in 1824. The Rumanians, however, took advantage of the situation to secure a number of national reforms, including the promulgation of laws in Rumanian and the appointment of native princes, the first of whom were John Sturdza in Moldavia and Gregory Ghica in Walachia (1822-28). | Peace of Adrianople, 1829.—By the convention of Akkerman between the Russians and Turks in 1826 the privileges of the principalities were once more confirmed, and they were again ratified in 1829, under Russian guarantee, by the peace of Adrianople, which left the principalities tributary to the sultan, but
placed them wholly under Russian protection. An “Organic Law,’
drawn up by assemblies of bishops and boyars at Jassy and Bucharest, regulated the internal constitution. This very reactionary law, which maintained and fraudulently extended the feudal pretensions of the boyars to the detriment of the peasants, was ratified by the Porte in 1834, Russia then withdrawing her troops. The
new hospodars, however, Alexander Ghica (1834-42) and George
Bibescu (1842—48) in Walachia and Michael Sturdza (1834—49)
in Moldavia, were little more than creatures of Russia. In 1848, although the liberal and intelligent Sturdza wąs able to quell the
popular agitation, which was partly national and partly social, Bibescu was forced to grant a. constitution in Bucharest, and fied the country. The Turks, instigated by Russia, crossed the Danube and a joint Russo-Turkish dictatorship restored the Organic Law.
Barbi Stirbeiti was appointed prince of Walachia, Gregory Ghica
of Moldavia (Balta-Liman Convention,
1849).
Crimean War and Treaty of Paris.—During the Crimean
War the principalities were occupied by Russia and Austria suc-
cessively, and although they suffered severely, the Austrian occu-
pation brought them material benefits, and the exile into which
many politicians were driven brought them into contact with 4 Ne higher civilization.
By the Treaty of Paris (1856) the principalities with their existing privileges were placed under the collective guarantee of the contracting Powers, while remaining under the suzerainty of the Porte. A strip of southern Bessarabia was restored to Moldavia withdrawing the Russian frontier from the Danube mouths. existing laws and statutes of both principalities were revised by 4
European commission, sitting at Bucharest, assisted by a nati
council convoked by the Porte in each of the two provinces’, `
RUMANIA
PRINCIPALITIES UNITE]
Union of the Principalities—The
March 1857, and the assemblies were convoked in September. They voted unanimously for territorial autonomy, union of the principalities under the name of Rumania, a foreign hereditary prince, neutrality of Rumanian territory, and a single representative legislative Assembly. The Convention of Paris (Aug. 19, 1858) accepted these decisions with modifications. Each principality was to continue to be governed by its own prince, and to
maintain its separate legislative assembly.
A central commission,
sitting at Focşani, was to prepare laws of common interest for submission to the two assemblies. Thereupon the two assemblies, meeting at Bucharest and Jassy respectively, elected a single prince in the person of Alexander Cuza (g.v.). The de facto union
of Rumania was thus accomplished.
RUMANIA
A new conference met in Paris to discuss the situation, and in 1861 the election of Prince Cuza was ratified by the Powers and the Porte. The two assemblies and the central commission were replaced in Jan. 1862 by a single ministry and single assembly at Bucharest. In May 1864 the Assembly was replaced by two chambers (of senators and deputies). The franchise was now extended to all citizens, a cumulative voting power being reserved, however, for property, and the peasantry were emancipated from forced labour. Prince Cuza’s agrarian and .educational reforms were well-meant and drastic; but he attempted to force them
through by too despotic measures.
He alienated the good will of
the nobles by abolishing forced labour; of the clergy by confiscating monastic estates; of the masses by introducing a tobacco monopoly and by the imperfect success of the agrarian reform.
On Feb. 11/23, 1866, he was compelled to abdicate, and although
the Powers in Paris voted in favour of a native ruler, the principalities, on a referendum, elected, almost unanimously, Prince Charles, the second son, of prince Charles Antony of HohenzollernSigmaringen (see Charles I. King of Rumania). Prince Charles I—The new Prince reached Bucharest on May 10/22, 1866, and took the oath to the Constitution. In October he proceeded to Constantinople, where the Sultan invested him formally, admitted the principle of hereditary succession in the family, and the right of maintaining an army of 30,000 men. Foreign and Domestic Politics, 1866-75.—The internal domestic situation was at first very stormy, ten governments holding office in five years. They managed, however, to pass a new constitution (July 11, 1866) providing for an upper and a lower house and allowing the Prince an absolute and unconditional veto on all legi8lation. An attempt was made to reorganize the army and construct railways. Less fortunate was a decree, ostensibly aimed at vagabond foreigners, but resulting in the expulsion and imprisonment of many Jews, which aroused much indignation abroad, especially in France and Great Britain. On the outbreak
of the Franco-Prussian War (1870, g.v.) feeling ran high between the nation, which was strongly pro-French in sympathies, and the German prince. There was a revolutionary outbreak at Ploesti and the mob, after storming the barracks, proclaimed Charles deposed. The regular troops restored order, but the prince seriously thought of abdicating. A few days later a German railway contractor named Strausberg failed to honour the coupons of the railway bonds due on Jan. 1, 1871, most of which were held by influential people in Germany. The responsibility for payment fell on the Rumanian government, which the Prussian government
threatened to coerce into payment. Bitter indignation prevailed in Rumania against all things German, culminating in an attack on
the German colony in Bucharest (March 22, 1871). The council of Regency having refused the prince’s offer to place the government in their hands, a conservative government was formed under
Lascar Catargiu to restore order. The chamber was dissolved, and
at the new elections in May Catargiu received a large majority.
The anti-German feeling subsided, and the railway crisis was ended in Jan. 1872 by a law under which Rumania undertook to pay the railway coupons.
647
commission arrived in| tion of a provisional government.
Catargiu’s ministry held office for four years,
at the end of which time the leading Liberals. promoted a consplracy for the arrest and expulsion of the prince and the forma-
The situation was saved by the
fall of the Ministry and after two interim cabinets, I. C. Bratianu
took office at the head of a Liberal Ministry (1876). The Russo-Turkish War, 1877-78.—Domestic problems were
temporarily eclipsed by the re-opening of the Eastern Question. (q.v) in 1877. Russia had shown symptoms of anger against
Rumania for not having taken up a decided attitude in the approaching struggle, and the Russian ambassador Ignatiev had some months previously threatened that his government would seize Rumania as a pledge as soon as the Turks occupied Serbia and Montenegro. Prince Charles decided to send a mission, composed of Bratianu and Colonel Slaniceanu (the Minister of War), to the Imperial headquarters at Livadia, where they were well received by the emperor and were successful in not committing Rumania to active measures. In November
both Russia and Turkey sent secret envoys
to
Bucharest to bid for Rumanian support. Prince Charles and Bratianu temporized with both, and attempted to extract concessions from Turkey; but when the Porte, in issuing Midhat Pasha’s reform plan, disregarded Rumania’s hopes and national vanity, she signed a secret convention with Russia (April 16, 1877) allowing free passage to the Russian armies—the details to be regulated in a special convention—while the tsar promised to maintain her political rights and respect her integrity. On April 23, Russia declared war against Turkey, and the grand duke Nicholas issued a proclamation to the Rumanian nation, announcing his intention of entering their territory in the hope of finding the same welcome as in former wars. The Rumanian Government made a platonic protest against the crossing of the frontier, but actually acquiesced in and materially assisted the Russian advance. The Rumanian chambers were assembled on April 26, and the convention with Russia was sanctioned; while on May x11 the chambers passed a resolution that a state of war existed with Turkey. (For a detailed account of the subsequent campaign, see
Russo-TuRKISH Wars, and PLEVNA.) The fall of Plevna left the Russian army free to march on Constantinople, and on Jan. 31, 1878,the preliminaries of peace were signed at Adrianople. They stipulated that Rumania should be independent and receive an increase of territory. Treaty of Berlin.—Peace between Russia and Turkey was signed at San Stefano on March 13. On Jan. 29 the Rumanian agent at St. Petersburg was officially informed of the intention of the Russian Government to regain possession of the Rumanian portion of Bessarabia, z.e., that portion which was ceded to Moldavia by Russia after the Crimean War, in return for the northern Dobruja (see Bessarasra). This exchange Rumania, while deeply resentful, was unable to prevent. The Treaty of Berlin in 1878 (see BERLIN, CONGRESS AND TREATY OF) recognized the independence of Rumania conditional on the restoration to Russia of Bessarabia (Art. 45) and a guarantee of absolute freedom of worship without loss of political rights to all persons in Rumania (Art. 44). Art. 46 transferred to Rumania the northern Dobruja
(g.v.) with the adjacent islands. Article 44 of the treaty caused tremendous agitation throughout the country, and almost provoked a revolution. Article 7 of the constitution of 1866 laid down that “only Christians can become citizens of Rumania”—in other words, all Jews were. excluded from the rights of citizenship; and as no foreigner could own land in Rumania outside the towns, no Jew could become a country proprietor. Public opinion in Rumania rendered it almost impossible for any government to carry out the wishes of the Berlin tribunal. To do so involved a change in the constitution, which could only be effected by a specially elected constituent assembly. This body met on June 3, and sat through the entire summer. The irritation of the powers at the unexpected delay
was so great that Great Britain proposed a collective Note on the subject, to be executed by the Austrian Cabinet; while Prince Bismarck threatened, if the Berlin proposition were not carried out, to refer to the suzerain power at Constantinople. At last, however, on Oct. 18, Article 7 was repealed, and it thus became possible for Rumanian Jews to become naturalized and to hold land; but this was hedged about by so many difficulties that,
RUMANIA
648
although the compromise was accepted by the powers, in actual fact few Rumanian Jews were naturalized during 1880 to 1884. Independence of Rumania.—The independence of Rumania was recognized by Italy in Dec. 1879, and by Great Britain, France and Germany on Feb. 20, 1880. Following the assassination of the
tsar Alexander II. (March 13, 1881) the Rumanian Liberal Gov-
ernment was accused of republican and anti-dynastic tendencies. To refute this charge, the ministry proposed the elevation of the principality into a kingdom.- The proclamation and coronation took place on May ro—22, 1881. All the great Powers granted immediate recognition. Internal Policy, 1878-1907.—During this eventful period, the liberal government had held office continually.
In March
1883
the Government, largely at Bratianu’s initiative, introduced various important changes into the constitution. Three electoral colleges were formed instead of four, a considerable addition made to the numbers of the senate and chamber; and trial by jury introduced for press offences. These measures estranged the second leader of the Liberal party, C. A. Rosetti, who had unsuccessfully advocated reforms of a far more sweeping character; and Bratianu was now left in sole control of the Liberal party. The chambers having fulfilled their special mandate, were dissolved in Sept. 1884 and a new parliament assembled in November, the Government, as usual, obtaining a large majority in both houses. Since 1876 Bratianu had exercised an almost dictatorial power, and anything like a powerful parliamentary opposition had ceased to exist. But he had been too long in power; the numerous State departments were exclusively filled with his nominees; and some pecuniary scandals, in which the Minister of War and other high officials were implicated, helped to augment his fast-growing unpopularity. New parties were formed in opposition, and the National Liberal and Liberal Conservative parties combined to attack him. The first of these maintained that the Government should be essentially Rumanian, and, while maintaining friendly relations with foreign Powers, should allow no interference in internal affairs. The Liberal Conservatives held very similar views, but desired a guaranteed neutrality for Rumania. The Junimists, or Young Conservatives, advocated in home affairs the amelioration of the position of the peasantry and artisan classes, whose progress they considered had been overlooked, while in foreign policy they strongly supported intimate and friendly relations with Austria-Hungary. On April 4, 1888, following the new elections of February, in which all the opposition leaders had been elected, Bratianu retired. In Oct. 1888, when a new Chamber was elected, only five of the party retained their seats. The most prominent statesman in the new Conservative-Junimist administration was P. Carp, who in the spring of 1889 succeeded in passing a bill which authorized the distribution of the state lands among the peasantry. Despite this admirable measure, he was unable to retain office, and three changes of ministry followed. The Conservative-Junimist parliament nevertheless restored tranquillity to the country. Meanwhile the gold standard had been introduced (1889), and the financial situation was regarded as satisfactory. In Dec. 1891 a stable cabinet was at last formed by Lascar Catargiu, whose Ministry passed several useful measures. The State credit was improved by the conversion of the public debt; the sale of the State lands to the peasantry was actively continued; important judicial reforms were carried out; a mining law was passed to attract foreign capital; and a State maritime service of passenger and cargo steamers was formed. Meanwhile the Liberal opposition was being reorganized. On the death of I. C. Bratianu, in 1891, and of his brother Dimitrie in June 1892, the veteran statesman Dimitrie Sturdza was recognized as the head of the Liberals, and in 1894 started a very violent agitation in favour of the Rumanians in Hungary. Another popular Opposition cry was “Rumania for the Rumanians,” directed against the right granted to foreigners under the new mining law to lease lands for long periods for the working of
petroleum. In 1895, although the government carried the mining bill, the Liberal Party was able by a policy of abstention to bring
about the fall of the government. formed by D. Sturdza.
A new liberal government was
[1878-1997
The very excess of their victory, however, proved a source of weakness to the Liberals, whose party broke up into factions
named after their respective leaders, Sturdzists, Aurelianists anq Flavists. Sturdza himself was obliged to retire, as public opinion was incensed by his harsh treatment of the head of the Orthodoy Church, the metropolitan Gennadius, who, after a quarrel over
the management of some wealthy charity funds, had been found guilty by the Holy Synod of certain canonical offences, and deposed. Aurelian, in co-operation with the conservative leaders
calmed public opinion by a successful compromise, but then refused to retire from the office which he had taken over on Dec 3, 1896. After a sharp struggle, Sturdza regained office and held it from April 1897 to April 1899, when he was forced to retire
by a popular outcry against his excessive subservience to the
Hungarian Government.
The Conservatives, under G. G. Cantacuzino, returned to power,
but were at once faced by a very severe financial crisis, due to
past overborrowing and extravagant expenditure, as a result of
which the treasury found itself without resources to meet a payment of bonds for £2,500,000, which had fallen due in Berlin. The
Government
managed
to extricate
itself
from
its immediate
difficulties in the autumn of 1899, by raising a loan in Berlin, on
very stringent terms. The Conservatives were united in wishing
to meet the financial crisis by a moderate reduction of expenditure and a large increase of taxation, while the Liberal Opposition ad-
vocated the permanent reduction of the annual expenditure of £800,000, which would necessitate the raising of £200,000 only by fresh taxation. The Conservative programme was naturally
unpopular; Carp and the Junimists were unwilling to co-operate with the government, and, on Feb. 26, 1g01, Sturdza again be-
came premier.
His administration lasted until Dec. 31, 1904,
and averted the impending bankruptcy of Rumania bya policy of strict retrenchment. On Jan. 4, 1905 the Conservatives returned to power, and in May succeeded in floating a conversion loan. Agrarian Rising, 1907.—The chief cause of the agrarian insurrection of March 1907 was the unsatisfactory distribution of the land after the emancipation of the peasants in 1864. Although framed to benefit them the 1864 law did not allow them really to free themselves from the large proprietors and forced them to borrow from Jewish moneylenders. An additional cause was the harsh treatment of the peasants on the state and communal lands leased to Jewish middlemen. At first an attack on the Jews alone, the rising soon became a jacquerie directed against all the large landowners. Numerous towns and villages were sacked and partly burned, and 140,000 soldiers were employed to suppress the revolt. On March 24 the Cantacuzino Ministry resigned and was succeeded by a Liberal government under Sturdza, who completed the restoration of order by strong military measures and, after-
wards initiated remedial legislation.
General elections in June
confirmed the Liberal majority, and Sturdza and his-successor in the leadership, Bratianu, remained in office till the end of 1911,
when they gave way to a Conservative Cabinet under J. J. Carp. Violently attacked by the Liberals and new party of Conservative Democrats, under Take Jonescu, the Carp government was re-
constructed in April 1912 with Maiorescu as Premier and Take Jonescu as the most important figure in the Ministry. Foreign Affairs, 1878-1912.—Meanwhile the foreign political situation had, since the accession of Prince Charles, been com-
paratively uneventful. Of Rumania’s three neighbours, she was bound to Bulgaria by a traditional friendship, but of this the cession of the Dobruja boded the end. It was not, however, easy for Rumania to adopt a cordial attitude towards either Russia or Austria-Hungary, for different reasons. Against Russia, Rumana
was bitterly incensed in 1878. Friction continued over the delimitation of the Dobruja frontier until 1884, and after that date
While the population, trained in traditional respect for Russia—a respect due largely to the influence of the Orthodox Church—was less enduring 2 its resentment, Ion Bratianu, who smarted under the personal humiliation which he had received at the Congress of Berlin, was the loss of Bessarabia was still regretted.
the more ready to fall in with Prince Charles’ pronounced an
natural preference for the Central Powers.
‘This received lts
B ALKAN WARS]
RUMANIA
official seal when Charles secretly adhered to the Triple Alliance
649
(June 14, 1914) did not bring about a definite change of policy. in 1883 (see EurorE). The people at large had many reasons to Rumania During the World War.—When the World War dislike Austria-Hungary. Ill-feeling began with the conclusion broke out, I. Bratianu, head of the Liberal party, was in office of the Commercial Treaty of 1875, in which Rumania believed and endeavouring to introduce a number of reforms—foremost herself unfairly treated, and was intensified on the question of the among them being an agrarian law based on the expropriation of Danube Commission, on which Austria-Hungary insisted on her the large landowners, and an electoral law establishing universal right to place a delegate, although the sphere of activity of the sulfrage except for illiterates. At first it was decided to maintain Commission, which extended from Galatz to Orsova, did not armed neutrality, but after the battle of the Marne, Take Jonescu touch Austrian soil (see DANUBE). Another constantly recurring passed from the first idea of “loyal neutrality” to that of interdispute (which also caused a diplomatic rupture with Greece, vention on the side of the Allies. In this he was especially suplasting from 1905 to 1911) was that concerning the status of the ported by Filipescu, who, with other Conservatives joined hands Vlach (g.v.) communities in Macedonia, over which Rumania with Take Jonescu against Marghiloman’s group, which still claimed the rights of a protector. Relations with the Dual favoured the Central Powers. Meanwhile, Austria-Hungary and Monarchy really became difficult after Bratianu’s death, when Germany concluded conventions by which Rumania was exploited the Liberals under Sturdza opened up a campaign in favour of to feed the population of the Central Powers. There were popular the Rumanians of Transylvania (q.v.), whose awakening national demonstrations against this policy, and Filipescu vehemently deconsciousness was bringing them into increasing conflict with the manded rupture with Austria-Hungary. One great obstacle to policy of Magyarization pursued by the Hungarian government. this was removed by the death of King Charles on Oct. 10, 1914. The national cause was adopted by the Francophile Liberal Party, The Bratianu Government continued to negotiate with the while the Conservatives still held to the policy of friendship with Central Powers, but in 1916 the Western Powers overcame RusGermany; but though during the annexation crisis of 1908 sia’s objections, and Great Britain, France, Russia and Italy Rumania still held to an attitude consistent with her secret treaty signed a treaty on Aug. 17, 1916, by which they guaranteed obligations, the increasing tension between Austria-Hungary and Rumania the Banat, Transylvania, the Hungarian plain as far Serbia, with the resultant attempts by Austria to entice Bulgaria as the Tisza, and the Bukovina as far as the Prut, in return for into her orbit, made this attitude ever more difficult. Should an immediate declaration of war. Rumania declared war on complications arise in the Balkans, forcing Austria to define her Austria-Hungary Aug. 27, 1916. (See also Europe: History.) The Rumanian troops at once crossed the passes into Transylattitude towards Bulgaria, it seemed likely that the thread between Austria and Rumania might snap for ever. vania, but were expelled by mid-November. Bucharest was occuFirst Balkan War, 1912.—This situation arose in Oct. 1912, pied by the armies of the Central Powers on Dec. 6, 1916. The when the Balkan League went to war with Turkey. Rumania’s army retired into Moldavia to reorganize there, sheltered by the sympathies were at first uncertain; indeed, the secret Serbo- Russian troops; the King, his Ministers and Parliament, had Bulgar military convention of March 13, 1912 had provided already retired to Jassy. A counter offensive had begun in July against a possible attack from Rumania. At first the Rumanian 1917, when the Russian collapse left Mackensen free to throw Government expressed itself disinterested in the course of the all his forces against the Rumanian army, which was rendered war; but the rapid success of the Bulgarians caused Rumania to incapable of further resistance after the prolonged and glorious intimate to Bulgaria that she would, in the event of a partition of struggle of Masaresti in Aug. 1917. The Russian army disinteEuropean Turkey and in the interests of the balance of power grated into pillaging bands; hostilities were suspended; and n the Balkans, require a frontier rectification in the Dobruja. eventually an armistice followed (Dec. 6, 1917). Agrarian and Electoral Reforms.—Parliament met at Jassy Danev, then president of the Bulgarian house of deputies, apvealed to Austria, and then proceeded himself to Bucharest in in Dec. 1916, determined to prosecute the war to a finish, and Nov. 1912, where he offered to renounce for ever Bulgaria’s Bratianu formed a coalition with Take Jonescu and his section of Jaims to Dobruja and to modify the existing frontier in Ru- the Conservative party. In April 1917 the agrarian question once nania’s favour. No agreement could be reached either in more became urgent, largely owing to the effect on the public Bucharest or in London, although Austria-Hungary made de- mind of the social revolution in Russia. In May direct and uniermined efforts to reconcile and secure the friendship of both versal suffrage was introduced, raising the number of voters from countries. The case was finally submitted for arbitration to the 180,000 to over 1,200,000. Influenced by the Crown, the Convonference of St. Petersburg (May 17), which assigned Silistra servatives in May 1917 at last accepted the radical policy of exo Rumania. i (H. Tr.; X.) propriation, to be applied to an area fixed at 2,000,000 hectares. Second Balkan War, 1913.—This arrangement failed to A law was passed by a large majority on July 14, which left the atisfy the country, and on the outbreak of the Second Balkan original proprietors with a maximum of 500 hectares per estate Nar, the Rumanian army, 500,000 strong and commanded by (absentees being completely expropriated), and assigned them a he crown prince crossed the frontier (July 10, 1913), occupying compensation in State bonds, the amount not to exceed twenty jouthern Dobruja as far as Kavarna, and advancing upon Sofia. times the value of the annual return from the property. A scheme Negotiations were immediately begun at Bucharest, where an for the communal holding of village associations of the land thus \rmistice was signed on July 31, 1913, between Rumania, Serbia, obtained was rejected in favour of traditional individual tenure. xreece and Bulgaria. The Treaty of Bucharest was concluded The Union of Bessatabia.—On the break-up of the Russian m Aug. 10; Rumania obtained the territory which she had already empire, a “National Moldavian Committee” formed itself out of iccupied in the Dobruja. the Rumanian elements in Bessarabia (May 1917); in August the Her position was now more uncertain than ever. Although the Ukrainian National Rada recognized Bessarabia as a separate dng had again renewed the secret Triple Alliance in 1914, and unit. In Oct. a Supreme Council (Sfat Tarii) for Bessarabia lusttia made great efforts to win Rumania’s friendship, the re- was set up, the various nationalities being represented on it proentment felt by the younger generation at Magyar oppression portionately. On Dec. 17 this body proclaimed an independent the Rumanians in Transylvania, and at Austria’s diplomatic Moldavian Republic, and invited Rumania to send troops into upport of Bulgaria, increased steadily, particularly when Austria- the country for its defence. Russia protested, and a state of war ungary made a diplomatic intervention in favour of Bulgaria existed between Russia and Rumania from Jan. 28, 1918 till t Bucharest in the hope of having the treaty modified, Rumania March 9, when an agreement was reached that the Rumanian came therefore more and more convinced of the necessity of troops should withdraw. On April 8, the Sfat Tarii voted for | national policy in the interests of the entire Rumanian nation, political union with Rumania; Bessarabia to retain a large vhether in the kingdom or under Austro-Hungarian or Russian degree of autonomy. The Central Powers sanctioned this arrangeule. She hoped that Russia would enable her to realize her ment by the Treaty of Bucharest to compensate Rumania for her mbitions; but the visit of the Rumanian heir to the throne to other losses. No Russian Government, however, admitted the t. Petersburg (March 27, rgr4) and of the tsar to Constanta validity of these arrangements, as the Rumanian troops had not
650
RUMANIA
been withdrawn as agreed, and the Ukrainian representatives of the Sfat had abstained from voting. The Treaty of Bucharest.—Bratianu having resigned on Feb. 9, 1918, General Averescu was charged with the peace negotiations at Buftea, near Bucharest. The Dobruja was ceded as far as the Danube, Bulgaria taking over the southern half which she had lost in 1913, while the Quadruple Alliance administered the northern half conjointly. Rumania was to have a trade route to the Black Sea via Constanta. The frontier of Hungary was advanced in the Carpathians. The Central Powers secured such terms on the Danube, in the Rumanian oilfields and over the railways, as would have placed Rumania in a state of economic slavery to them for many years. Averescu’s Cabinet hesitated to sign and resigned on March 12, in favour of the Germanophile Marghiloman Ministry, which signed the treaty at Bucharest on May 7, 1928. Marghiloman’s Ministry struggled against almost unsurmountable difficulties throughout the succeeding months. In the occupied territory everyone was snatching greedily at the remnants of national prosperity; the Central Powers forced the Banque Generale to issue no less than 2,500,000,000 lei in paper money, and disorganized the finance of the kingdom; while economic ruin was ensured by the exportation of sheep and cattle, the cutting down of forests and the dismantling of factories. The population meanwhile was starving, reduced to famine rations, and the moral of its working-class was being perverted by revolutionary propaganda. Peace: the Formation of Greater Rumania.—On Nov. 8, rgr8, when the defeat of the Central Powers was assured, the King called to power General Coanda, who repealed all laws introduced by the Marghiloman Ministry and decreed universal, obligatory and secret suffrage for all male voters over 21. The King re-entered Bucharest (Nov. 30) after the German troops had evacuated Rumania under the terms of the Armistice. Bratianu again became Minister on Dec. 14. The new Liberal Government had the difficult task of reuniting provinces which had been under the domination of different alien States. Bessarabia was already incorporated in the ancient kingdom, having abandoned the idea of autonomy. Her council voted for unconditional incorporation on Dec. 9, 1918. The incorporation of Transylvania (qg.v.) followed in virtue of a resolution passed by a Rumanian assembly at Alba Iulia on Dec. 1, and that of Bukovina (g.v.) on Nov. 28. The Government had also to carry on difficult diplomatic negotiations for the recognition by the Allies of the new frontiers. Those fixed by the Agreement of Aug. 1916 were drawn back in places to give the Hungarians a part of the hinterland of Oradea Mare, and the Yugoslavs the western half of the Banat. A line of demarcation was fixed in Hungary, and Rumanian troops occupied the country up to this line, pending final settlement by treaty. In March 1919 a further “neutral zone” was established and Rumania was given the right of occupying it. Bela Kum’s Government which now came into power in Hungary, started a campaign, as a result of which the Rumanians advanced to the Tisza (Theiss), ‘where they were stopped by the Allies on May 9g. On July 22 Kun started a new offensive; but the Rumanian army defeated his troops, crossed the Tisza—despite the interdiction of the Allies—and occupied Budapest on Aug. 4. Here they remained in the face of numerous protests until Nov. 14. The Treaties of St. Germain and Trianon recognized as Rumanian the predominantly Rumanian territories of the old Dual Monarchy. Vaida Voivod and Averescu Governments.—The Bratianu Government resigned on Sept. 13, 1919, as a protest against Art.
60 of the Treaty of Trianon (Minorities Clause). New elections held on Oct. 3 gave a large majority for the Peasant party and the Nationalist Democrats, which coalesced as a bloc parlementaire, and on Dec. 9, 1919, formed a democratic Government of advanced tendencies. The President was the Transylvanian Alexander Vaida Voivod, who at once visited Paris and London and obtained the formal recognition of a Rumanian Bessarabia. During his absence, however, the landowners agitated against proposed ‘expropriation, and''the court and society felt alarmed
[AVERESCU
at the Bolshevik propaganda.
GOVERNMENT
The Cabinet was forced to reg
and General Averescu became Premier (March 19, 1920) with the support of the “League of the People” which he had founded in April 1917, an organization which included many Conserva-
tives and some new men.
He also concluded a pact with Take
Jonescu’s Conservative Democrats.
Elections were held early in
June. Averescu’s party won by a large majority even in Transy}vania.
Take Jonescu became Minister for Foreign Affairs in his
Government (June 21, 1920). The chief object of the Averescu Government was what it called “the re-establishment of order.” In fact the Bolshevist danger continued on the Dniester, where a real revolutionary movement had been attempted at Hotin under the previous Coyernment; the Soviet Russians had friends, not only in Bessarabia
but also in the old Kingdom, and the odious crime inthe Senate!
had shown to what lengths
their fanatical
ardour could go,
It was thought necessary therefore to continue the regime of press censorship, and to proceed against the communist leaders
in May 1921. A law on workmen’s unions, first of all received with noisy protests in working class circles, soon succeeded in securing agreement to accept State mediation between masters and men, and after that, thanks to a change of attitude on the
part of the men, the number and importance of strikes diminished, But, except for one school for apprentices, nothing was done for the instruction or education of the urban classes.
Agrarian and Fiscal Reforms.—At the same time the popv-
larity of General Averescu
among
the rural population forced
him to carry through his agrarian reforms.
The bill was only
introduced in the spring of 1921, by the Minister of Agriculture,
Garoflid, a big landowner, who belonged to the “progressive” party of the Germanophiles. After impassioned controversy,
decisions on the whole favourable to the peasantry were finally secured, while the compensation to be paid by the new owner was increased by a payment to be raised from a special tax on new fortunes. Later on regulations drawn up by the Liberal Minister of Agriculture were to change in many respects the enactments of the Garoflid law. A drastic fiscal reform, which, while introducing many happy innovations, in some respects went beyond what could be carried out in the country, was introduced by N. Titulescu after March 1921.
Foreign
Policy.—Take
Jonescu
gave
Rumanian
foreign
policy a definite direction. Marriages were concluded between the Crown Prince and Princess Helen of Greece, March 10, 1921, the Princess Elizabeth and the Crown Prince of Greece, Feb. 27, 1921, and Princess Marie and King Alexander of Yugoslavia, June 6, 1922. Rumania and Poland were equally threatened by Russia, who
had never recognized Rumania’s right to Bessarabia, and seemed little satisfied with Poland’s right to retain her White Russian and Ukrainian territories. The Rumanian-Polish Treaty (March 3, 1921) provided for mutual assistance in the event of an uprovoked attack upon either party on their eastern frontier; for common diplomatic action towards their eastern neighbours, and for a military convention. Rumania took cognizance of Poland's agreement with France, Poland of Rumania’s agreements with other States for the maintenance of the Treaties of Trianon and
Neuilly, the last-named clause referring to Rumania’s relations with the Little Entente. Although Take Jonescu failed to secure from Prague and Belgrade his wish of a wider defensive alliance
to include Greece and Poland, for mutual guarantee against any aggressor, including Russia or Bulgaria, Rumania concluded a Convention with Prague for mutual protection against an attack from Hungary (April 23, 1921) and with Belgrade against an unprovoked attack from Hungary or Bulgaria (June 7, 1921), thus entering the system of the Little Entente. Her Eastern
policy was regulated by agreement with Poland (see POLAND;
CZECHOSLOVAKIA; and LITTLE ENTENTE). Relations with Rutsa remained, meanwhile, extremely strained, especially as Italy: and Japan still hesitated to ratify the Bessarabian treaty. During 1924 lOn Dec. 9, 1920 an infernal machine exploded in the Senate killing
the bishop Radu and mortally wounding D. Grecianu (the Minister of Justice) and another senator.
a
FERDINAND L]
RUMANTA
651
Russia kept up continuous agitation and threat of war; for three
bringing up his little son Prince Michael, and repeated his intention of disassociating himself from his country. Meanwhile, a in South Bessarabia. A conference with the Soviet representatives Crown council had met at Sinaia. The king insisted that the party held in Vienna (March 27 to April 2, 1924) led to no result, al- leaders recognize the situation created by the Prince’s action. though an understanding was reached at Cetatea Albă to prevent After some hesitation, the National Peasant opposition abstaining incursions of Bolshevik bands. from voting, the chamber and senate, in view of the precarious The Bratianu Government.—Meanwhile, in 1921, the Lib- state of the king’s health, appointed (Jan. 11, 1926) a provisional erals recommenced an agitation for power. After the opening of council of regency, consisting of the Patriarch Miron Cristea, Parliament in Nov. 1921, the king formally demanded a détente. the president of the Supreme Court of Appeal, Buzdugan, and General Averescu resigned, and after various combinations had Prince Nicholas, the king’s second son. been rejected, the king, wishing to maintain unity of direction, The Parliamentary Situation—When the chambers reappointed J. J. Bratianu to office on Jan. 19, 1922. Bratianu, assembled, Bratianu forced through an electoral law of the whose Liberals now comprised the bulk of the wealthy circles of Fascist type. Any party which received 40% of the total votes Old Rumania, the Conservative Party as such having been swept cast, the other votes being divided among several political bodies, out of existence owing to its Germanophile war policy, proposed was rewarded with half the number of seats, without counting
days in 1924 there was even a communist republic at Tatarbunar
at once to consolidate his party and to take exceptional measures,
amounting to a dictatorship, to “save the country.” He carried through forced elections. The Peoples Party, the Popular Transyl-
yanians, the Peasant Party and the Nationalist Democrats, who
had opposed him, declared the Parliament illegal and all legislation passed by it null and void in their eyes, and abstained from
voting. A party administration took office almost at once. The brother of the president of the council, Vintila Bratianu, was entrusted with the task of re-establishing order in the finances,
which were endangered by the quantity of Treasury bonds and
unfunded loans.
The Coronation and the Constitution.—The coronation of the king and queen, which had already been prepared for by the preceding Government, was carried through with ceremony by
Bratianu. On Oct. 15, 1922, Ferdinand I. and Queen Mary assumed the crowns of United Rumania at Alba Iulia, the Transylvanians of the Opposition absenting themselves from the ceremony. The new law of the Constitution, debated by the Nationalist Democrats only, and with reservations, was adopted March
what it got on the scrutiny (March 1926). The local elections in
February, despite the Government’s methods, showed the growth of feeling in favour of the Nationalist and Peasant Coalition, which had been joined by Averescu’s party. Accordingly, after much hesitation, the king in March asked Averescu to form a cabinet, which also included four seceding members from: the Transylvanian faction. Averescu Government, 1926-27 -—Elections, held in May, gave General Averescu’s party four-fifths of the seats in the chamber, a result largely due to great pressure exercised at the polls. The Liberals returned only 16 deputies; yet it was clear that the Government existed largely only on Liberal sufferance. In foreign policy, Averescu followed the course marked out by his predecessors, at the same time showing his own sympathies by initiating a marked leaning towards Italy. The defensive treaties with Yugoslavia and Czechoslovakia were renewed in June, and on June to a treaty of alliance and non-aggression was signed with France, with a supplementary protocol and arbitration convention.
France undertook to respect the existing frontier in Bessarabia. With Italy, an agreement for the funding of the Rumanian war debt to Italy was reached on June 15, when arrangements were also made for supply of Italian capital to the Rumanian oil-fields. In August Averescu visited Italy, and on Sept. 16 Rumania signed with Italy a treaty of friendship and arbitration. These subsoil and forests were nationalized. The admission of Jews to measures were severely criticized by the Opposition, principally citizen rights was incorporated in the constitution, but open on the ground that they failed to achieve the much-desired ratificompetition with the newcomers provoked violent trouble in the cation by Italy of the Bessarabian treaty. Meanwhile, this policy, universities, which was exploited by certain politicians. In agra- which was simultaneous with Italy’s activity in Albania, somewhat rian affairs, in labour questions, in military matters, and above all decreased the cordiality between Rumania and Yugoslavia within in foreign affairs, there were no innovations. In the financial the Little Entente, although co-operation continued through a resphere the position was long maintained of isolation towards newed crisis with Bulgaria, occasioned by a recrudescence of foreign capital, which was excluded wherever possible, and only comitad#t (q.v.) activity. In this crisis Rumania played to some admitted under irritating restrictions for the exploitation of the extent the part of mediator. In financial and economic policy, oil-fields. The attempt to commercialize properties and State enter- Averescu’s Government took a line directly opposite to its predprises did not succeed. ecessors’, increasing the fiduciary circulation, encouraging the adThe opposition, systematically divided, long remained sterile; mission of foreign capital and initiating negotiations for a muchbut in March 1925 the Transylvanians united with the new “Na- needed foreign loan. Some members of the Cabinet were also said fonalist-Popular” group under the name of the National Party, to favour stabilization of the lei, rather than Bratianu’s policy and came to an understanding with the Peasant Party. The new of deflation. coalition produced a programme based on concessions to the peasAverescu’s policy won a signal success, admitted even by the ants and national minorities, the abolition of arbitrary government Opposition, when Italy agreed to recognize the Bessarabian Treaty and a revised financial policy. Violent attacks on the Government (March 14, 1927). Yet his increasing independence alarmed the were launched in May and June, but suspended when it was Liberals, particularly in view of the very precarious state of the thought that the Government would soon retire. The People’s king’s health. The Nationalist and Peasant parties had definitely Party negotiated with the Liberals in the hope of forming the next coalesced on Sept. 16, 1926, forming a bloc which commanded the sovernment with their support. Nevertheless J. J. Bratianu sympathies of a large proportion of the population. The NationWished to carry his reforms through to the end. The law for the alist wing of this group had opened up communications with the unification of the Church had already been passed, introducing exiled Prince Charles, who appeared to be repenting his renun-
28,1923. It was a reproduction of that of 1866, with the addition of the election of deputies by universal suffrage, with a vague right of representation of electoral minorities, and adding to the Senate the old dignitaries and members of Parliament and representatives of the Chambers of Commerce and Agriculture. The
the Transylvanian system of elective councils for each parish, each
diocese and for the religious life of the country in general. In the autumn he put forward an Education Bill which was attacked,
not only by the national minorities, but even by the Rumanian
*Pposition parties as infringing on the liberty of private, religious
and national education by imposing on it too strict state control.
The Crown Prince Charles—At the end of Dec.
1925 the heir to the throne, the Crown Prince Charles left Rumani a abruptly. At Venice he renounced all his rights, including that of
ciation of the throne. On Feb. 1, 1927, the National Peasants
Party publicly urged that the renunciation be repealed: This was, however, strongly opposed by Averescu. It was clear that' the situation would become very critical on the king’s death.” ' Before this event occurred, however, Averescu, having failed to reach an agreement with the National Peasants, resigned (June 4). Stirbey, a friend of the king’s, took over a temporary Coalition Government, with the declared object of holding “legal and open elections.” Internal party difficulties proved, however, too great,
652
RUMANIAN
LANGUAGE
AND
LITERATURE
and on June 21 Stirbey gave way to J. Bratianu, who, by tradi-
Hungarian,
of the votes in the country. The National Peasants, despite universal popularity, polled only 20% of the votes, and Averescu’s party, whose fall from power was succeeded by scandalous revelations of ministerial corruption and wholesale venality, secured not a single mandate. Death of King Ferdinand; New Liberal Government.—
the Annalele of the Rumanian Academy (1880 etc.) ; E. de Hurmuz; Documente privitore relative la istoria Românilor, 30 vols, (1846 etc.), bibl. by N. Jorga, vol. x.; Kovachich, Scriptores Rerum Hungaricorum Minores (Budapest, 1798); N. Jorga, Acte şi Prog mente (1895-96). Principal early works, J. L. Carra, Histoire de Moldavie et de Valachie, avec une dissertation. sur létat de ces deiz Provinces (Jassy, 1777); de Launette, Memoire de Vétat ancien et actuel de la Moldavie (1787; 1902); G. Urechia, Chronique ds
tional methods adapted to the new electoral law, secured 70%
On July 29 King Ferdinand died at Pelisor, universally regretted. The Liberals were, however, now firmly in the saddle, and the expected outbreak of internal disorder and pro-Chaņles agitation did not occur. The Government at first adopted a very firm attitude, fortified by the increased confidence with which Rumania was again regarded by France and her colleagues in the Little Entente. When, however, Manoilescu, Under-Secretary for Fi-
Russian
and
Byzantine
authorities
are available. the
Chronicle of Hurul is a forgery. Later documents are contained is
Moldavie, 16th century, ed. E. Picot, French trans. (1878) ; M. Costin, Opere Complete, 17th century, ed.V. A. Urechia (1886). (b) Periods
Phanariot:
P. Eliade, Les
Origines (1898);
Sturdza, Charles Ier, Roi de Roumaine,
roth century, D. À
2 vols. (1899—1904), Acte 3
documente relative la istoria renasceret Romani
period: F. Damé,
Histoire de la Roumanie
(1900 etc.). Latest
Contemporaine
(1900):
C. Kirițescu, Istoria razboilňi (1924); N. Jorga, Regele Ferdinand
(1924), Regina Maria (1924); S. Jonescu, Rapport sur Vactivité dy gouvernement libéral (1925). (c) Complete histories: A. D. Xenopol,
nance in the late Averescu Government, was arrested on Oct. 23 on his return from Paris, and was found to be bearing messages from Prince Charles to all political leaders in the country, suggesting his return, public feeling ran so high in Rumania in favour of the accused that the Government dared not convict him at the courtmartial which was held on him. Relations between Government and opposition had become excessively strained, but when J. Bratianu, who had long been the very soul of the Liberal Party, died suddenly (Nov. 24), the Government tried to come to terms with the National Peasants
Istoria Roménilor, 6 vols. (Jassy, 1888-93, 1926). A monumental work but somewhat biased. Abridged French trans. Histoire dos
by an offer of nearly 50% of the portfolios.
points of the Roman empire. In A.D. 274 Aurelian determined to withdraw all the Roman legions and likewise part of the civilian
The offer was re-
jected, on the ground that the Government had usurped power by oppressive and illegal means. The Liberals, unexpectedly, weathered the storm, and Vintila Bratianu became head of the party and of a new Ministry.
Meanwhile, relations with Hungary had become increasingly strained owing to the prolonged dispute (dating from 1923) over the expropriation, under the Agrarian Reform, of the Hungarian optant landowners in Transylvania, which was again fruitlessly discussed before the Council of the League in September and December. On Dec. 8, Hungary, and also the Jewish community, were presented with a fresh grievance by an outbreak of hooliganism by Rumanian students at Oradea Mare and Cluj. The opposition redoubled their agitation, and the Rumanian opposition and the Hungarian nation thus found themselves aligned, although not in any real sense united, in their hostility to the Rumanian Liberal Government. A crisis was expected to occur after the meeting of the National Peasant Party at Alba Iulia on May 6, 1928. This party had now rallied round it almost the whole Opposition, which united in demanding real representative government, a measure of devolution and local autonomy, and economic reform. The occasion was seized by the ex-Crown Prince Charles, who, after involving himself in an escapade which betokened a profound ignorance of the situation, attempted to issue to the Alba Iulia meeting a proclamation demanding his own return, attacking the Liberals and putting forward a programme which combined some of the demands of the Opposition with a guarded but unmistakable reference to an arrangement with Hungary, on whose support he seemed to be counting. The manifesto, however, fell flat; and the Congress of the Opposition remained merely an imposing though somewhat melodramatic demonstration, in the face of which the government coolly and firmly maintained its attitude. Negotiations for a foreign loan, which all parties agreed to be a prime necessity, were carried on through the summer. They hung fire, and on Nov. 3 the Liberal cabinet, after a vain attempt at reconstruction on coalition lines, resigned in consequence of a disagreement with the council of regency. M. Maniu, leader of the National Tsaranists, or National Peasant Party, formed a cabinet which carried through elections on Dec. 12. The Government secured 349 seats in the Chamber, the Liberals 13, the JorgaAverescu group 5, the Independent Peasants 5, and the minority groups 15. The new Government began well, abolishing censorship and martial law, mitigating the police régime, and promising
concessions to the minorities, and other much-needed and long sought for reforms. (N.L. F.) Brsirocrapuy.—(a)
Older sources:
Up to the 14th century,
only
Roumains, 2 vols. (1896) ; A. Sturdza, La Terre et la race Roumaines
(1904);
N. Jorga, Histoire
des Roumains
et de leur civilisation
(1920), good bibl., Eng. trans., J. McCabe, A History of Roumaniz (1925); N. Jorga, “Roumania” in Nations of the Day, ed. Y. Buchan
(1924); D. Mitrany, “Roumania” in The Balkans (1915).
RUMANIAN LANGUAGE AND LITERATURE. Latin was introduced into the farther end of eastern Europe
at the time when Trajan’s legions occupied Dacia (AD. tor107). The natural riches of this region attracted settlers from all population menaced with disaster by the constant incursions of the Goths, and from the 3rd to the 6th century Rumanian evolved normally maintaining touch with Western Europe through Il-
lyria and especially Dalmatia.
In the course of the 6th century,
however, it was cut off from the Latin world by the invasions of the Slavs and Bulgarians, whilst the bulk of the Romanic
population was compelled to seek shelter in places less exposed to barbarian attack. Dalmatia was the worst sufferer: Salona, the most important city in that province, was occupied and partly destroyed, its inhabitants fleeing to the coast and islands of the Adriatic. Slav influence bore heavily ón the conquered, who received from their victors a liturgy and an alphabet (the Cyrillic alphabet which the Rumanians retained till the latter part of the roth century when they adopted the Roman alphabet). The constitution of the Rumanian language was also profoundly affected. It is from the Slav invasion that Rumanian starts upon its peculiar course of evolution and begins to acquire those characteristics distinguishing it from all other Romance languages. The centre of formation of Rumanian, which till the 7th century had been north of the Danube, followed the drift of the population and was transferred south of the river. But, as a result of slow migrations of which the history is barely known and which lasted from the 9th to the 12th century, we find in the 13th century two groups of Rumanians, one, the more important, north of the
Danube, the other, much less considerable, south. From the 13th
century onwards the northern group again becomes the man centre of language formation. To these two groups must be added a third in certain parts of Istria whither Rumanian was brought by successive migrations of settlers north of the Danube between the roth and 14th centuries. At the present time Rumanian is divided into four dialects: (i.) Daco-Rumanian, spoken by some 12,000,000 persons in Wallachia, Moldavia, Bessarabia, Transylvania, the Banat of Tenesvar, Bukovina
and in some
places on the right bank of the
Danube, the Dobruja in particular; (ii.) Macedo-Rumanian, spo ken by about 600,000 Armini in portions of Macedonia, Albania, Thessaly, Epirus;
(iii.) Meglenitic, spoken north-west of Salo-
nica; (iv.) Istro-Rumanian, spoken by about 3,000 persons at the
beginning of the 2zoth century (number rapidly diminishing) m
the villages of Sousniévitsa, Lettay, Gradigné, Grobrique, Brdo,
Noselo and Jéane. Speakers of this dialect have entirely disap-
peared at Squitatsa and in the Arsa valley. They are known 4 TSiribiri by the Italians and Slavs: their language is called ylaški or tSiribirski. The vocabulary of Rumanian is a mirror of the history of the
RUMANIAN
LANGUAGE
Rumanian people. Its basis is a development of Vulgar Latin; to this have been added in the course of centuries elements from the
languages Of the various populations with which the Rumanians pave successively lived on friendly or hostile terms; Albanians, Byzantines, Bulgarians, Serbs, Hungarians, Poles, Turks. The
most important added ingredient is Slavonic. It has ousted many
words of Latin origin relating to the most ordinary manifestations
of life, human activities and social conditions: relationship, parts of the body, animals, plants, metals, implements, etc. The affirmation itself da is borrowed from the Slavonic. Slavonic has altered the sounds of a few words, introduced novel reflexive forms, and in composition and derivation played a very important rôle. The Latin negative prefix in has, for instance, been replaced by the Slavonic ne, e.g., nebătuť, necertat, neegal. The Latin prefix dis-, expressing separation, has given place to Slavonic raZzu, e.g., rasbi, instead of Latin dis-solvere, risipi instead of Latin dispergere. Slavonic has also introduced a few suffixes such as -că (old Bulgarian čka) e.g., săteancă (coun-
try-girl); -mic (old Bulgarian iniku) e.g., falnic (proud, presumptuous). The element next in importance is Magyar, present, however, in Daco-Rumanian only, to which it has given not only words but also some suffixes: -as, -is, -us, -sag, -sug. Among the characteristic features lowing: 1. Lat. au has been preserved as Sicilian, in part of Provençal and L. aurum, Rum. aur; L. audere, Rum.
of Rumanian
are the fol-
a diphthong (as in Sardothe Grisons dialect) e.g., auzi.
2. Lat. open e has become ze even when in closed syllable (as in Spanish and Friulian) e.g., L. perdit, Rum. pierde.
3. Lat. a, open e, and o followed by n have become respectively î, e.g., L. canto, Rum. cînt; L. bene, Rum. bine; and u, L. carbonem, Rum. carbune. 4. Lat. tonic e, 0, preceding a irst respectively: ea, oa, e.g., L. Rum. poarta; this ea has been imes to a, at times to e, e.g.,
syllable with open vowel became directa, Rum. dreaptă, L. porta, reduced in Daco-Rumanian at L. legem, Rum. lege (formerly
eage). L. mensa, Rum. masă (formerly meas) but has been mainained in Macedo-Rumanian: oa has generally remained without iteration in Daco-Rumanian as in voastră but has been confused vith close o in Istro-Rumanian. 5 Lat. intervocalic Z has passed to r (as in some Italian diaects, in Ladin, in Franco-Provençal and in Vaudois), e.g., L. filum, tum. fr; L. mola, Rum. moard; L. gula, Rum. gurd. 6. Lat. gua and gua have respectively become pd and bd, e.g., a aqua, Rum. apă; L. equa, Rum. iapă; L. lingua, Rum. limbă compare Logudorese abba and limba). This modification which s normal inside the word appears at times in the initial syllable, 8, L. quattuor, Rum. patru. 7. Lat. Kt, Ks, have respectively become pt, ps, e.g., L. lactem,
tum. lapte; L. coxa, Rum. coapsd. 8. Lat. Sk, e, i, has become sht, e.g., L. piscem, Rum. peste. 9. Lat. intervocalic b, v, I (in group vowel -Hla) have disapeared, e.g., L. caballum, Rum. cal; L. lavare, Rum. la; L. stella, tum. stea. to. In the Istro-Rumanian dialects and, till the 17th century
ıı Transylvanian (as in parts of Franco-Provençal) Lat. inter‘ocalic n has been changed into r, e.g., L. lana, I.-R., Tr., lare; « manum, I.-R., Tr., marg; L. virum, I.-R., Tr. virg. II. There still exists a system of declensions of substantives nd adjectives with five cases: N., V., Acc., Gen., Dative. 12. The definite article is put after the substantive, e.g., lup, ipul, lupului, lupilor. 13. The formation of the numerals from 11-90 proceeds upon he Slav system. (a) From 11-19 spre (L. super) is inserted beween I, 2, 3, 4, 5, 6, 7, 8, 9 and gece, IO, €.g., I1, unsprezece;
2, doisprezece (masc.) doudsprezece (fem.); 13, treisprezece. b) From 20-90 zeci (10) is added to 2, 3, 4, etc., @g., 20, oudzect; 30 treizeci. The ordinals are formed by adding to the otresponding cardinals the ending -Jea (masc.) and -a (fem.) e.g., 'doilea, the second (masc.), @ doua, the second (fem.), al unspre-
cilea; the eleventh (masc.), a unsprezecea, the eleventh (fem.). Wiaul (from L. antaneum) or cel dintdiu (masc.); intéia or cea
AND
LITERATURE
653
dintdiu (fem.) means the first. I4.
All infinitives have shed the final posttonic
syllable of
Vulg. Lat. e.g., a aduna, a iăcea, a începe, a fugi. These infinitives are those of the four conjugations existing in Rumanian. 15. The future present is formed by the infinitive of the verb to be conjugated, preceded or followed by the present indicative of a voi. In colloquial Rumanian it is often expressed by the present indicative of a avea, followed by the conjunction sé and the verb in the present subjunctive; or the present indicative of a avea may be replaced by o which is invariable. The following examples give the four different ways of expressing this tense: voz ruga, rugavol, am să rog, o să rog (I shall pray). 16. The passive is expressed by a special construction of the subject with the reflexive form: e.g., Mânăstirea sa zidit de Stefan cel Mare (The monastery has been built by Stephen the Great). Another construction, more modern, is similar to the one to be found in other Romance languages: e.g., Sunt bătut (I am beaten). 17. Preposition pre or pe (Lat. per) is used before names of persons and. before pronouns in the accusative. Compare the use of a (Lat. ad) in Portuguese, Spanish, dialects of Southern Italy and Engadine, e.g., Am vésut pe printul (I have seen the prince); Jacă un mosneag pe care ti-l recomand (There is an old man I recommend you). BIBLIOGRAPHY.—Dictionarul Limbii Romane, Academia Romand (in course of publication since 1907). O. Densusianu, Histoire de la langue roumaine T. I. 1901; T. II. 1914 (bibl.) ; A. Rosetti, “Chronique roumaine,” in Revue de linguistique romane TJ. and sqq.;
Tagliavini, Grammatica della lingua rumena (1923).
(L. B.)
LITERATURE Various Influences.—The intellectual development of Rumania has never until modern times been affected by Latin culture, but it has been most profoundly influenced successively by Slavonic, Greek and Byzantine, and Western, notably French and Italian, literature. Rumanian literary history may be divided into three periods: the Slavonic, from the beginnings in the middle of the 16th century down to 1710; the Greek, from 1710 tc 1830; and the modern, from 1830 to the present. The change from Slavonic to Rumanian was very gradual. Slavonic had been the language of the church from the early middle ages, and was therefore hallowed in the eyes of the people and the clergy. Through the political connection with Bulgaria and Serbia it had also been the language of the chancelleries and the court. The beginnings of Rumanian literature proper consist of translations, as literal as possible, from Slavonic, prompted by the activities and aspirations of the Calvinistic reformers in Transylvania. The second period is marked by a complete waning of Slavonic influence, through the literary activity of the Phanariote rulers. The Slavonic kingdoms to the south had ceased to exist, politically and culturally, whilst the Greeks brought with them the old literature from Byzantium and drove out the last remnants of Slavonic. They treated Rumanian as an uncouth and barbarian language,
and imposed their own Greek upon the church. This Greek period corresponds to that of the Renaissance in the West; but when the rule of the Phanariotes was shaken off, the cultural link was broken too, and under Western influences began the romantic movement which has dominated Rumanian literature since 1830. Much of the Rumanian literature of the first two periods has been preserved only in mss.; few of these have been investigated, and a still smaller number have been compared with their original. First Period: c. 1550-1710.—Rumanian literature begins, like all modern European literature, with translations from the Buble. The oldest of these are direct translations from Slavonic texts, following the original word for word, even in its grammatical construction. The first impetus towards the printing of the Rumanian translations came from the princes and judges in Transylvania. It was under their orders and often at their expense that the first Slavonic printing-presses were established in places like Kronstadt (Brasov) Orastia, Sasz-Shebesh and Alba Julia, where Slavonic and Rumanian books appeared. The foremost printer and translator was a certain Diakonus Koresi, of Greek origin, who had emigrated to Walachia and thence to Transylvania. He
654
RUMANIAN
LANGUAGE
was assisted in his work by the “popes” (parish priests) of those places where he worked.
The very first book published in Ruman-
ian is the Gospels printed in Kronstadt between 1560 and 1561.
An absolutely identical Slavonic text of the Gospels appeared in the same year, or one year earlier, which no doubt was the original for the Rumanian translation. Following up the list of publica-
AND
LITERATURE
bodies the canonical and civil law, had previously been useq in Rumania. In 1640 there appeared in Govora the first Canonical law-book, which was at the same time the first Rumanian book
printed in Walachia. This Pravila (code) was probably the work of the historian Moxa or Moxalie.
In 1646 appeared the Pravjlj
aleasă, or “Selected Code,” compiled by Evstratie the logothets tions of the books of the Bible in chronological order, we find and published with the authority of the then reigning Prince
Diakonus Koresi immediately afterwards printing a Rumanian Vasile Lupul (Basil the Wolf), hence known as the Code of Vasile translation of the Acts of the Apostles; in 1577 he printed at In 1652 there appeared in Bucharest a complete code of laws, Sasz-Shebesh a Psalter in both Slavonic and Rumanian; the adapted from the Greek and Slavonic under the direction of the prince of Walachia, Matthias Bassaraba. The Indreptarea legii Rumanian follows the Slavonic verse for verse. in which Pravilă of Vasile was incorporated without acknowledgThe first complete Rumanian translation of the New Testament appeared at Alba Julia, in Transylvania, in 1648. Its chief author ment, remained the recognized code almost down to 1866, It was a certain Hieromonach Sylvestre, a Walachian who had under- embraces the canonical as well as the civil law. The chief authors taken the work at the command of Prince Gabriel Bethlen of were Uriil Nasturel and Daniil M. Panoneanul. The earliest historical works are short annals, written originally Transylvania and while it was based on the Slavonic version, it was collated with the Hungarian Calvinistic translation and the in Slavonic by monks in the monasteries of Moldavia’ and Greek original. The first edition of the complete Bible was pub- Walachia. In 1620 Moxa translated from the Slavonic a short his. lished (1688) by order of Prince Ioan Sherban Cantacuzino, by tory of the world down to 1498. Two other universal histories Radu Greceanu, assisted by his brother Serban and by Bishop were translated from Greek and Slavonic chronographs. One by Metrofan of Buzeu. This may be considered as the supreme lit- Pavel Danovici contains the history of the world told in the style erary monument in Walachia in the ryth century. At least roo of the Byzantine chroniclers; it includes the legend of Troy, the years had to pass before a new edition of the whole Bible was history of Pope Sylvester and the description of the various undertaken. The first rhymed Psalter in Rumanian was published church councils; and it concludes at the year 1636. The second is the Hrongraf of Dorotheus of Monembasia, translated by a cerby Dositheiu in 1673. The ancient collections of homilies in Rumania are due to the tain Ion Buburezau. Both are still in ms. The Old Slavonic annals same proselytizing movement. Almost the first book printed by were later on translated and new notes were added, each subseKoresi (at the expense of the magistrate of Kronstadt, Foro Mik- quent writer annexing the work of his predecessor, and prefixing laus, c. 1570), seems to have been a translation from some Calvin- his name to the entire compilation. The most important author istic compilation of homilies, one for every Sunday in the year. A whose writings rank as classical is Miron Costin, who either took Slavonic original sent by the metropolitan Serafim of Walachia up the thread where it was left by Simion and Ureche and wrote served as the basis for a second collection of homilies known as the history of Moldavia from 1594-1662, or continued the history Evangelie invéidtoare (1580). The first collection of homilies, from where (probably) Evstratie had left it (c. 1630-62). Nicoknown as Cazanii, appeared in Dltgopole, ż.e., Câmpulung, in lae Costin (d. 1715), son of Miron, completed the history at both Walachia, in 1642. It was compiled by a certain Melchisedec and ends. He starts from the creation and endeavours to fill up the lacuna from 1662 to his own time, 1714. contained 13 homilies. In Walachia the beginnings are the work of an anonymous The Rumanian language was not yet introduced into the church. The burial service seems to have been the first to be translated author, whose chronicle, continued by a certain Constantin Capifrom the Slavonic. Two Evhologia appeared during the second half tanul, describes the history of Walachia from Radu Negru (ie. of the 17th century, one by the bishop Dositheiu (Jassy, 1679~ Rudolph the Black), c. 1290—1688. An addition to this chronicle 80) and the other by Ioan of Vinti (Belgrad, 1689). This Moli- from the time of the Roman Conquest to Attila is ascribed to tdunic (prayer-book) has been the basis of all subsequent editions Tudosie Vestemianul, twice metropolitan of Walachia (1669-73, 1677-1703). The chronicle of Capitanul was further continued of the Rumanian prayer-book. The liturgy proper was also translated by Bishop Dositheiu in 1679, but a translation from the by Radu Greceanu to 1707, and finally by Radu Popescu to 1720. Greek, by Jeremia Kakavela (Jassy, 1697), was the one adopted A comprehensive history of both principalities was written by an in the churches. In 1694 Alexander Dascalul translated, and the anonymous author, probably the Spatar Milescu, who finished his bishops Mitrofan of Buseu and Kesarie of Râmnicu Vâlcea eventful life as ambassador of Russia to China (still in ms.), printed (among other church books) the 12 volumes of the Mineu and the Hronicul Moldo-Vlahilor of Prince Demetrius Cantemir in Slavonic with Rumanian rubrics, and short lives of the saints, (see CANTEMIR) is more an apology for the Roman origin of the Rumanians than a true history. Cantemir wrote the original in as well as the Triod and the Anthologion. In addition to the activity of the Reformers in Transylvania, Latin and translated it into Rumanian in 1710. His style shows an there was also a Roman Catholic propaganda in Rumania; the immense superiority to that of the previous historians. Of poetry Orthodox Church found it necessary to convoke a synod in Jassy there is scarcely a trace except some rhymed Psalters and a few in 1642 under the presidency of Peter of Mogila, and a formulary rhymed dedications to patrons. Second Period: 1710-1830.—The Phanariote period has been of the Orthodox creed was drawn up. An answer to the Lutheran Catechism of Heidelberg (translated into Rumanian and printed described as one of total decay; political degradation was thought at Fogaras in 1648) was also prepared by Bishop Varlaam. R. to be reflected in spiritual life. The facts do not warrant this Greceanu translated the formulary from Greek into Rumanian opinion. The few students of Rumanian literature disregarded the under the title Pravoslavnică mărturisire (Bucharest, 1692). Of a vast ms. material accumulated during the Phanariote régime, and more decided polemical character is the Lumina of Maxim of out of ignorance and political bias condemned the whole period as sterile. Another influence was far more potent than the conPeloponnesus, translated from the Greek (Bucharest, 1699).
_ Of far greater interest is the literature of maxims, and lives of
duct of the Greek princes, though some of the latter were bene-
saints, real or apocryphal, intended to teach by example. Such are the maxims in the Floaerea darurilor, translated from the Greek
factors of the people. In Transylvania one section of the Ru manian population had accepted the spiritual rule of the pope; they now became Greek Catholic, instead of Greek Orthodox. Rome strove to educate the priesthood above Orthodox standards, and developed a vigorous proselytizing activity. The substitution of the Latin alphabet for the Cyrillic, and the movement em
(Sneagov, 1700), and going back to the Italian Fiore de virtz; the Miantuirea pacatosior, or “Salvation of sinners,” translated from
the Greek by a certain Cozma in 1682, which is a storehouse of mediaeval exempla; and above all the Mirror of Kings, ascribed to Prince Neagoe Bassaraba, written originally in Slavonic (or Greek, if the prince be really the author), and translated c. 1650. ‘The first law-books were also compiled during this period. The
Slavonic Nomokanon, which rests on Greek legislation and em-
phasizing the Roman origin of the Rumanian people, were among
the means employed by the Roman Church to win over the Ru manians of Transylvania from the fold of Orthodoxy. Thus 4 great change was wrought towards the end of the 18th century and
RUMANIAN
LANGUAGE
in the first half of the roth century in the whole spiritual life of
the Rumanian race. It suited the promoters of the Latin move-
ment to pretend that they started a new era. But this movement imposed a handicap upon Rumanian literature from which authors have begun to free themselves only recently.
By the end of the 17th century Rumanian had become the authorized language of the church, and the Rumanian translation of the Gospel, printed in 1693, had become the authorized version. Most of the liturgical books adopted in this period are still used.
Such are the Ceasoslov, revised by Bishop Kliment of Râmnicu Valcea (1745), the Evhologton (1764), the Kataviasar (1753). The 12 folio volumes of the Mineiu, by Bishops Kesarie and Filaret of Râmnicu Vâlcea (1776-80), and the monumental Lives of the Saints, also in 12 folio volumes, translated from the Russian and published (1809-12) under the auspices of the Metropolitan Veniamin of Moldavia, compare in beauty, richness and lucidity
AND
LITERATURE
655
work of the three. Unfortunately his writings, with a few exceptions, are still in ms. He is the author of the first history of the Rumanians in Dacia written according to Western standards. The tendency is to trace the modern Rumanians directly from the ancient Romans, and to prove their continuity in these countries from the time of Trajan to this day. Political and religious aims were combined in this new theory. A conflict was raging between the Hungarians and Rumanians, and history was required to furnish proofs of the greater antiquity of the Rumanians in Transylvania. Imaginative Literature.—These books had no immediate influence in Walachia and Moldavia, where fiction and the drama had developed under the influence, first, of Greek and then to an increasing extent of French, Italian and German models. It was towards the end of the 18th century that Rumanian literature began to emancipate itself, very slowly of course, and to start on
of language with the Bible of 1688. The most important works of
a career of its own in poetry and belles lettres. Curiously enough,
the Fathers were also translated from the original Greek into Rumanian in this period. In Transylvania, with the conversion to Greek-Catholicism of Bishop Athanasius in 1701, the Greek Orthodox had to place themselves down to 1850 under the protection of the Serbian metro-
the first novel to be translated was the “Ethiopic History” of Bishop Heliodorus. The Odyssey and Ziad were then translated into prose, and the Arabian Nights, after undergoing an extraordinary change in Italian and modern Greek, appear in Rumanian literature at the middle of the 18th century under the name of Halima. The young men of Walachia had come into contact with Western literature. Most of the writings of Florian, Marmontel, Le Sage, Montesquieu and others were rapidly translated into Rumanian. Nowhere has the theatre played a more important réle in the history of civilization than in Walachia and Moldavia. It formed the rallying-ground for the new generation which chafed under the tyranny of a Greek court. A certain Aristia, of Greek origin, but soon acclimatized to his surroundings as teacher at the high school in Bucharest, was the first to adapt foreign dramas for the Rumanian stage. These were first performed in Greek and afterwards translated into Rumanian. The plays produced on the Rumanian stage included most of the dramas of Moliére, some of Corneille, Kotzebue and Metastasio, whose Achille in Schiro was the first
politan of Karlovatz. No writer of any consequence arose among them. The “United” fared better, and many a gifted young Ru-
manian was sent to Rome and helped from Vienna to obtain a serious education and occasionally also temporal promotion. With a view probably to counteract the literary activity in Rumania, the bishops P. P. Aaron and Ioan Bobb were indefatigable in the translation of Latin writers. First and foremost a new translation of the whole Bible was undertaken by Samuel Klain. It appeared at Blazh (1793-95). It falls short of the older version of 1688; it was modernized in its language, and no doubt a careful examination would reveal differences in the translation of those
passages in which the Catholic tradition differs from the Eastern. Bobb translated Thomas à Kempis’s Imitatio Christi (Blazh, 1812) and wrote a Theologhie morald (1801).
After 1727 Rumanian was recognized as the language of the law-courts, and through the annexation of Bukovina by Austria (1774) and of Bessarabia by Russia (1812), codes for the civil and political administration of those provinces were drawn up in Rumanian. Such legal codes reflect the German or Russian original. They were, however, of importance as they served as models (to some extent) for the new legislative code compiled in Moldavia under Prince Calimach; this was originally published in Greek (1816), and afterwards translated into Rumanian with the assistance of G. Asaki (Jassy, 1833). The Walachian civil laws and local usages were collected and arranged under the direction of Prince Ypsilanti (1780) in Greek and Rumanian; and under Prince Caragea another code was published (1817), which remained in force until 1832. The last and probably the best writer of Rumanian history in the Phanariote period is Neculcea. He wrote a history of Moldavia to his own time, but for the period before 1684 his work is more or less an abstract from older writers.
covers the period 1684-1743, biography of a very
The original part
and is to some extent an auto-
adventurous
life.
Neculcea
adds to his
chronicle a collection of historical legends, many of them still found in the ballads of Moldavia. In Walachia there was not a
single historian of importance in the first half of the 18th century. In the second we have the chronicle of Dionisie Eclesiarh
(1764-1825), a simple-minded and uncritical writer who describes
contemporary events.
The ancestor of a great family of poets
ad writers, I. Vacarescu described the history of the Ottoman empire from the beginning to r791, interpolating doggerel verses. Whilst a political and national revival was taking place in Moldavia and Walachia, towards the beginning of the roth century, the Latin movement went on in Transylvania. There ethical ad religious tendencies got the upper hand. Three historians d been partly educated in Rome under the protection of Prince Borgia and the influence of the Jesuit Minotto and the College of
drama translated into Rumanian (by Iordache Slatineau, printed at Sibiu in 1797). Schiller was also translated, and a few plays of Shakespeare (Hamlet, etc.) from a French version. The lyrical and epic poetry of the time follows somewhat the same lines, but with certain notable differences. Transylvania, which awoke to a new life towards the end of the 18th century, produced some of the most popular poets. Among them were Vasile Aaron (1770-1822) and Jon Barak (1779-1848). Aaron wrote the Passion, in 10,000 verses (1802; often reprinted); the lyrical romances of Piram si Tisbe (1808) and Sofronim st Harite (1821); and the humorous Leonat si Dorofata, a satire on bad women and on drunken husbands, now a chapbook. Barak wrote Rasipirea Ierusalimului (1821), “The Destruction of Jerusalem,” almost as long as Aaron’s Passion; and he versified a Magyar folktale, Arghir si Elena, which has also become a chapbook, and has been interpreted as a political poem with a hidden meaning. He also translated the Arabian Nights from the German. In Walachia a certain Ion Budai Deleanu, a man of great learning, author of a hitherto unpublished Rumanian dictionary of great value, wrote Tiganiafa (1812) a satirical epos in which gipsies play the chief part. bes The love-songs of the time are primitive imitations of the NeoGreek lyric dithyrambs and rhapsodies, which through the teaching of the princes of Walachia were considered the fountain head of poetical inspiration. But a closer acquaintance with the West led. to greater independence in poetical composition. In the three. generations of the Vacarescu one can follow this process of rapid evolution. Ianache Vacarescu, author of the first native Rumanian grammar on independent lines, was also the first who tried his hand at poetry, following Greek examples. He then studied Italian,
French and German poetry, and made translations, from Voltaire
and Goethe. His son Alecu (b. 1795) followed his example, Both,
were overshadowed by the grandson Joan (b. 1818). The collected poems of I. Vacarescu were published in,1848; but among them
e Propaganda; they were Samuel Klain, Petru Maior and were some of the poems of Ianache and Alecu, which were conpl i ; Gorge Sincai. To Klain’s initiative can be traced most of the fused with his own work. | i
,
‘ á
656
RUMANIAN
LANGUAGE
In Moldavia a similar development took place, translations The most prominent leading up to independent production.
figure is that of the scholar and linguist Constantin Konaki (17771849).
tried Period: from 1830.—The agitation for the translitera-
AND
LITERATURE
Balcescu edited the ancient Walachian chronicles and wrote ay admirable history of the reign of Michael the Brave. His frieng and literary executor A. Odobescu was a consummate scholar of ancient and mediaeval antiquities, an unsurpassed satirist, ang creator of the Rumanian historical novel (Mihnea Voda, 1868
tion of the alphabet, the elimination of all non-Latin words, and and Doamna Kiajna, 1860). The first Rumanian novel to describe contemporary manners is the Ciocoii vechi şi noi (1863) of the ostracism of the old literature, completely crippled all literary Nicolae Filimon (1819-65). activity, first in Transylvania and then in Rumania. The Latin Ioan Ghica, a contemporary of the revolutionaries of 1848, gathmovement was first brought into Walachia by the Transylvanian ered his recollections into two volumes, Amintiri (1890) and George Lazar who became a teacher at St. Sava’s school in Bucharest and spread the doctrines of the Latin movement. Of Scrisori către V. Alecsandri (1887), which beside their historical value have become a model of Rumanian prose. Among writers his pupils there was one whose influence became decisive: Ion of fiction mention is also due to Ion Slavici (b. 1848), whose short Eliade (Heliade), afterwards also known as I. E. Radulescu the Transylvanian peasantry; Barbu (1802~72), a man of immense activity, great initiative and still stories describe the life of Stefanescu de la Vrancea (b. 1858), whose stories are characepoch, new the in ushered who was it He imagination. greater of imagery and richness of language: Ion and for almost 40 years presided at almost every literary under- terized by a wealth taking. There are two periods in his life, the latter the exact Popovici-Bănătseanu, and Marcu Beza, whose volume of short opposite and negation of the former. Up to 1848 he was closely stories Pe Drumuri (1914) and novel O Viața (1921) represent connected with politics, the theatre and education. He founded the life of the romantic Vlach population scattered throughout the first political and literary review, and had a genius for dis- the mountains of Macedonia, Epirus and Thessaly. I. Al. Bratescucovering talent. About this time he turned to philology and fell Voinesti’s two volumes of short stories, Zn Lumea Dreptătii (In under the spell of the Transylvanian school, the views of which the World of Justice, 1908) and Zn Tuneric şit Lumină (Darkness he embraced with an ever-growing and toward the end fanatical and Light) were awarded, in 1925, the great prize of the RuAcademy. Duiliu Zamfirescu’s trilogy Din Viste zeal. He translated dramas and novels from French and Italian, manian Comanestilor is a kind of Rumanian Forsyte Saga, while Liviu and the number of his publications is legion. All the prominent Rumanians of this period were politicians, Rebreanu’s novel fom (1921) deals with the peasant’s love of the striving to emancipate the country from the Turkish yoke, and land. Michael Sadonuvea is a prolific writer of vivid and graphic later to effect the union of Moldavia and Walachia. These po- short stories depicting the life of the Rumanian country-side. Most popular among Rumanian dramatists is Ioan Caragiale litical aspirations form the keynote of the poetry and historical novels of Bolintineanu (1826-73). He was discovered by (b. 1852) who has brought on the stage living types of the lower and middle classes, and has skilfully portrayed the effect of Radulescu, spent nine years in exile, returned in 1857 to Walachia and rose to high administrative posts. His main strength lay in his modern veneer on old customs. Barbu de la Vrancea’s trilogy, historical ballads, a genre which he introduced. Grigorie Alexan- Apus de Soare, Luceafărul, Viforul (Sunset, The Evening Star, drescu (1812-85), another pupil of Eliade, is noted chiefly for his The Storm), is inspired by Rumanian history and folklore; Victor satirical rhymed fables. In Teodor Serbanescu (b. 1839) we Eftimiu’s fairy play Insird-te, mdrgdrite! (String, Ye Pearls!) is find the reflex of Bolintineanu of the earlier period, in the beauty founded on a folk tale; so is Adrian Maniu’s rhymed drama Mesterul (The Master Builder, 1922). and simplicity of his lyrics. Among the critics and essayists Dobrogeanu Gherea (b. 1853) Like Serbanescu, Vasile Alecsandri (1821-90) (g.v.) was a Moldavian. In 1855 he published, under the influence of Percy’s stands out with his studii critice (1890 seqg.). But in the domain Reliques, his collection of folk poems, Ballades et chants popu- of prose writing Rumania, like all the other nations of south laires de la Roumanie. This, together with the old chronicles, eastern Europe, lags behind. The World War does not seem to have either altered or much edited by Mihail Kogalniceanu (1845), constituted a living monument of the vernacular. Their importance as an inspiration and inspired literary production. An attempt to depict the general spirit during the German invasion of Rumania was made in a . stimulus to the new writers was fully appreciated by Titu Maiorescu, who became the leading critical spirit in Rumanian letters. novel, called after the national colours, Roşu, Galben și Albastru Under Maiorescu’s influence a group of national writers gath- (1925) (“Red, Yellow and Blue”) by I. Minulescu, known as & ered round the newly founded periodical Convorbiri Literare. disciple of the French symbolists. From the same school proAmong them were I. Creangă, who in his “Recollections of Child- ceeded likewise a younger poet, Ion Pillat, who in his Satul meu (1925) (“My Village”) manifests a definite return to the hood” and other tales embodied the spirit of the Moldavian peasantry; I. L. Caragiale, who, beside a realistic drama and two Rumanian tradition. Popular Literature.—There existed in Rumania another set volumes of excellent short stories, showed in his comedies Scrisoarea din Urmă (The Lost Letter) and Noaptea Furtunoasă of literary monuments at least as old as any of the books hitherto (Stormy Night) the grotesque effects of a hasty introduction of enumerated, but which appealed to a wider circle. Rumanian Western manners into a semi-oriental society; and above all the folk-literature contains both popular written books and oral songs, ballads, etc. It is advisable to group the material in three poet Michail Eminescu (q.v.). He has been called the Rumanian Leopardi, on account of his all-pervading sadness. But there is sections: (1) the romantic and secular literature; (2) the religious literature:—both of these being written—and (3) the modem another side to Eminescu—his broad conception of the Rumanian collections of ballads, songs, tales, etc. race. It was this that impressed writers of the later generations To the first belong the oldest books, such as the History of such as Prof. Torga, who in his Istoria Literaturit Romine in secolul al XVIII. lea, 1688-1821, etc. (1901) arrived at a clearer Alexander the Great, which was known in Rumania in the 17th century. It rests mostly upon a Sloveno-Greek text and is of the understanding of what a national literature may be. His own
periodical Sdmdndtorul, and the reviews Convorbiri Literare, edited by Prof. Mehedintzi, Luceafdrul and Viața Românească, are the chief exponents of modern Rumanian letters.
Among Eminescu’s followers the most important is A. Vlahutza (b. 1859). G. Cosbuc is the poet of the Rumanian peasant. He is a Transylvanian, and so is Octavian Goga, another poet of rich
utmost interest for the study of this cycle of legends. The frst
printed copy appeared in 1794, and it has been reprinted in mau merable editions. Next comes the legend of Constantine, of his
town and his exploits—a remarkable collection of purely Byzal-
tine legends.
In addition to these there is the history of St.
Sylvester and the conversion of Constantine, etc., all still ın ms. The History of Barlaam and Ioasaf (see BARLAAM AND JOSAPHAT
gifts, who however has in latter years turned ‘to politics and is one ‘of the best leader writers. ‘may also be mentioned here.
The History of Arkir and Anadam, printed by Anton Pann from older mss., is the now famous er confusion brought about by Eliade and his assistants, mostly Testament apocryphon of Akyrios the Wise, mentioned in Tobi Transylvanians who came to Rumania proper after 1848. N. |. and found in many languages. In Rumanian it rests on an older ' Rumanian prose suffered in consequence of the philological
RUMELIA—RUMFORD Greek-Slavonic text, and owes its great popularity to the wise and
witty proverbs it contains.
“Esop,” whose wonderful biography
(by Planudes) agrees In many points with Arkir, has also become one of the Rumanian popular books. The history of Bertoldo, which, though of Italian origin, reached Rumania through a Greek translation, belongs to the same cycle of rustic wisdom and cun-
ning. These books are of course anonymous, most of them being translations and adaptations. One man, however, stands out prom-
inently in this section of romantic and secular folk-literature.
This was Anton Pann, who was born in 1797 at Slivden, of Bulgarian parentage, and died at Bucharest in 1854. Carried away
by the Russians in his early youth, he settled in Rumania, and
in about 20 years he published no fewer than 50 books, all of them
still popular. Besides his edition of the Rumanian Church servicebooks with musical notation, he published a series of tales, proverbs and songs either from older texts or from oral information;
and he made the first collection of popular songs, Spitalul amorului, “The Hospital of Love” (1850-53), with tunes either composed by himself or obtained from the gipsy musicians who alone performed them. Of his numerous writings two or three are of the greatest interest to folklore. His Povestea vorbii (first ed. r vol, 1847; 2nd ed. 3 vols., 1851-53) is a large collection of
BistiocraPHy.—M.
657 Gaster,
Chrestomathie
roumaine
(2 vols.
Leipzig, 1891), Literatura populară romdnd (Bucharest, 1883), “Geschichte der rumänischen Litteratur,” in Gröber, Grundriss der romanischen Philologie, ii. pp. 264-428; L. Saimeanu, Autoriz români moderni (Bucharest, 1891); Winifred Gordon, Rumania (1918); M. Beza, Papers on the Rumanian People and Literature (1920). Several of the stories cited above are contained in Isvar by Princess Bibesco. (M. BE.; A. BI.)
RUMELIA or ROUMELIA, a name used by the Turks to denote their possessions in the Balkans (Turkish Rumili, the land of the Romans, ż.e., Byzantines), particularly the ancient provinces, including Constantinople and Salonika, of Thrace and Macedonia; later particularized to denote the province composed of central Albania and western Macedonia. Eastern Rumelia (the present southern Bulgaria) became, by the Berlin Treaty of 1878, an autonomous provincę within the Turkish empire, but
proclaimed its unity with Bulgaria on Sept. 18, 1885. (See BULGARIA). RUMFORD, BENJAMIN THOMPSON, Count (1753-
1814), British-American scientist, philanthropist and administrator, was born at Woburn (Mass.), on March 26, 1753. The Thompson family to which he belonged settled in New England about the middle of the previous century and were moderately proverbs ingeniously connected with one another and leading up wealthy farmers. At the age of 14 Benjamin was sufficiently adto or starting from a popular tale exemplifying the proverb. The vanced “in algebra, geometry, astronomy, and even the higher Fabule si istorioare (2 vols., 1839-41) is a collection of short mathematics,” to calculate a solar eclipse within four seconds of popular stories in rhyme; Sezstoarea la taré (1852-53) is a de- accuracy. In 1766 he was apprenticed to a storekeeper at Salem, scription of the Rumanian Spimnstube, for which the peasants in New England, and there occupied himself* in chemical and gather in one of their houses on a winter’s night, the girls and mechanical experiments, and in engraving. At the outbreak of women spinning and working, the young men telling tales, prov- the American War when he was between 17 and 18 years of age he went to Boston, where he became assistant in another store. erbs, riddles, singing songs, etc. Far larger than the secular is the religious popular literature; At 19 he married the widow of Col. Benjamin Rolfe, a woman it comprises many apocryphal tales from the Old and the New possessed of considerable property, and his senior by 14 years. This marriage was the foundation of his success. Soon after it Testaments, and not a few of the heretical tales circulated by the various sects of Asia Minor and Thracia, which percolated into he became acquainted with Governor Wentworth of New HampRumania through the medium of Slavonic. A brief enumeration shire, who conferred on him the majority of a local regiment of of the chief tales must suffice. Only a few of them have hitherto militia. As he was distrusted by friends of the American cause, been published. They exist in numerous mss. which testify to their it was considered prudent that he should seek an early opporgreat popularity; in the popular songs one finds many traces of tunity to leave the country. On the evacuation of Boston by the their influence upon the people’s imagination. They include the royal troops, therefore, in 1776, Governor Wentworth sent him History of Adam and Eve, the Legend of the Cross, The Apoca- with despatches to England. On his arrival in London Lord lypse of Abraham, the History of the Sibyl, the Legends of George Germain, secretary of state, appointed him to a clerkship Solomon; numerous New Testament apocryphal tales, starting in his office. Within a few months he was advanced to the post with legends of St. John the Baptist. A number of astrological of secretary of the province of Georgia, and in about four years calendars and prognostica are among the best known and most under-secretary of state. He continued his scientific pursuits, widely circulated popular books, and the lives of St. Alexius, however, and in 1779 was elected a fellow of the Royal Society. The explosive force of gunpowder, the construction of firearms, Xenophon, etc., have become chapbooks. The whole of this popular literature belongs to what may be and a system of signalling at sea were subjects which particularly called the’ cycle of the Balkan nations, in every one of which exact interested him. On the resignation of Lord North’s administraparallels are to be found. Not that there was any direct, deliber- tion, of which Lord George Germain was a member, he left the ate borrowing by one nation from the other, but all of them civil service, and was nominated to a cavalry command in the seem to have been subject for a long time to identical psycho- revolted provinces of America. But the War of Independence logical influences and to have developed on similar lines. One of was practically at an end, and in 1783 he quitted active service, the first to collect these treasures of Rumanian poetry was V. with the rank and half-pay of a lieutenant-colonel. He now deAlecsandri, who, however, retained only their poetical beauty and cided to join the Austrian army, to campaign against the Turks. did not reproduce them with that strict accuracy which modern At Strassburg he was introduced to prince Maximilian, afterwards study of folklore demands. A. M. Marienescu collected those of elector of Bavaria, and was by him invited to enter the civil and Transylvania (1859); S. F. Marian, those of the Bukovina military service of that State. Having obtained leave of the (1873); T. T. Burada, those of the Dobrudja (1880); but the British Government to accept the prince’s offer, he received the most complete collection is that of G. Dem. Teodorescu, Poesi honour of knighthood from George III., and remained at Munich populare romdne (Bucharest, 1885). The collection of fairy tales rr years as minister of war, minister of police, and grand chamstarted later than that of the ballads. The first collection is the berlain to the elector. During his stay in Bavaria he contributed
German translation of tales heard by the brothers Schott (1845). The most important collections, now deservedly considered as classical from every point of view, are the successive publications of P. Ispirescu.
It would be giving an incomplete picture of the contribution
of Rumanian subjects to literature if one passed over the works of Rumanians which have appeared simultaneously in foreign countries and in Rumania: Charles Adolphe Cantacuzene (Sourtires
Glacés), the Princesse Marthe Bibesco (The Eight Paradises, Catherine-Paris, A Royal Victim), Princesse Elizabeth Bibesco (I Have only Myself io Blame).
a number of papers to the Philosopfical Transactions.
He re-
organized the Bavarian army; he improved the condition of the industrial classes and he did much to suppress mendicity. In one
day he had 2,600 beggars and depredators in Munich and its suburbs alone arrested and transferred to an industrial establishment which he prepared for them. In this institution they were housed and fed, and they not only supported themselves, but earned a surplus for the electoral revenues. The principle on which he acted is stated by him in the following words: “To make vicious
and abandoned people happy, it Has generally been supposed necessary first to make them virtuous. But why not reverse this
FALLS—RUMMY
RUMFORD
658
; order? Why not make them happy, and then virtuous?” In 1791 he was created a count of the Holy Roman Empire, and chose his title of Rumford from the name of the American township to which his wife’s family belonged. In 1795 he visited England, where he lost all his private papers, including the ma-
terials for an autobiography. In London he applied himself to the discovery of methods for curing smoky chimneys and to im-
provements in fireplace construction.
But he was quickly recalled
to Bavaria, Munich being threatened at once by an Austrian and a French army. The elector fled, and it was entirely owing to Rumford that a hostile occupation of the city was prevented. It was now proposed that he should be Bavarian ambassador in London; but the fact that he was a British subject presented an insurmountable obstacle. He returned to England, however, as a private citizen. In 1798 he presented to the Royal Society his “Enquiry concerning the Source of Heat which is excited by Friction,” in which he combated the current view that heat was a material substance, and regarded it as a mode of motion. In 1799, he, with Sir J oseph Banks, projected the establishment of the Royal Institution. It received its charter from George III. in 1800, and Rumford selected Sir Humphry Davy as scientific lecturer there. He lived in London’ until 1804, when he went to Paris, marrying (his first wife having died in.1792) the wealthy widow of Lavoisier, the celebrated chemist. He separated from her eventually and took up his residence at Auteuil. He died there suddenly on August 21, 1814, in the 62nd year of his age. Rumford was the founder and the first recipient of the Rumford medal of the Royal Society. He was also the founder of the Rumford medal of the American Academy of Arts and Sciences, and of the Rumford professorship in Harvard university. His complete works with a memoir by G. E. Ellis were published by the American Academy of Arts and Sciences in 1870-75.
RUMFORD
FALLS,
a manufacturing village of Oxford
county, Maine, U.S.A., on the Androscoggin river, 60 m. N. of Portland; served by the Maine Central railroad. Pop. (1920) 7,016 (39% foreign-born white); 8,726 in 1930 by Federal census. Rumford Falls has the largest water-power east of Niagara; a hydro-electric station with an installed capacity (1928) of 42,000 h.p.; and large paper and paper-bag mills. The village was founded in 1893 as an industrial community. RUMI (1207-1273). Mohammed b. Mohammed b. Husain albalkhi, better known as Maulana Jalal-uddin Rimi (or simply Jalal-uddin), the greatest Siific poet of Persia, was born on Sept. 30, 1207 (604 A.H. 6th of Rabi‘ I.) at Balkh, in Khorasan. His father was invited to Iconium (or Rum), and from this place Jalāl-uddīn took his pen-name. Jalal-uddin founded the order of the Maulawi (Mevlevi) dervishes, famous for their piety as well as for their garb of mourning, their music and their mystic dance (sama), which is the outward representation of the circling movement of the spheres, and the inward symbol of the circling movement of the soul caused by the vibrations of a Siafi’s fervent love to God. Most of Rimi’s matchless odes were composed in honour of the Maulawi dervishes, and even his opus magnum, the Mathnawi (Mesnevi), or, as it is usually called, The Spiritual Mathnawit (mathnawt-i-ma‘naw?), in six books with 30,000 to 40,000 doublerhymed verses, can be traced to the same source. The idea of
this immense collection of ethical and moral precepts was first suggested to the poet by his favourite disciple Hasan, better
added, the genuineness of which is refuted by a remark of Jalāl-uddi
himself in one of the Bodleian copies of the poem,
Ouseley, , (f. 328a seg.). A revised edition was made by ‘Abd-ullatīf bee 1024 and 1032 A.H., and the same author’s commentary on the Mathnawi, Lata’if-ulma'nawi, and his glossary, Latd’éf-allughat, have
been lithographed in Cawnpore
(1876) and Lucknow
tively, the latter under the title Farhang-i-mathnawi.
(1877) respec. For the othe
numerous commentaries and for further biographical and literary par.
ticulars of Jalal-uddin, see Rieu’s Cat. of the Persian MSS. of ike
Brit. Mus., vol. ii, p. 584 seg.; A. Sprenger’s Oudh Cat., p. 489:
Sir Gore Ouseley, Notices of Persian Poets, p. 112 seq.; H. Ethé in
Morgenlindische Studien (Leipzig, 1870), p. 95 seq., and in Geiger and Kuhn’s Grundriss der iranischen Philologie (Stuttgart, 1896-1904)
vol. ii. pp. 287—292. Selections from Jalāl-uddīn’s diwan (often styled Dīwān-i-Shams-i-Tabrīz) are translated in German verse by V. von Rosenzweig (Vienna, 1838) ; into English ed., 1898) and W. Hastie (1903).
RUMINANTIA,
by R. A. Nicholson (and
a term employed by Cuvier to include all
the artiodactyle ruminating ungulate mammals
classed under the
groups Pecora, Tylopoda, and Tragulina. (See ARTIODACTYLA, Pecora, TYLOPODA.) RUMMY or RUM is a card game which is said to have originated in Texas. It is played on the same lines as Coon-Can (q.v.), the object being to form in one’s hand sequences of three cards or more of the same suit, or to collect three or more of a
kind such as three knaves, or four sevens.
The game is played by
three, four or five players. Two full packs, properly shuffled, are used. Seven cards are dealt, one at a time, to each player, and the top card of the stock is turned face upwards on the'table. The player on the left of the dealer must either take up the exposed card into his hand, or take the top unexposed one from the stock. He then discards a card from his hand and places it, face upwards, on the top of,,or in the place of, the exposed card, so that there is never more than one card exposed. The next player follows the same routine, and so it goes on round until someone calls “Rummy.” Rummy is called when the counting cards, that is the cards in the caller’s hand which do not form a sequence or three of a kind, count up to seven or less, court cards counting ten and an ace counting one. The figure seven seems rather high, but that is how it is played in England. Suppose that the seven cards dealt to a player are three knaves, the king of clubs, the seven and eight of spades, and the four of hearts. If he is lucky enough to pick up either the six or the nine of spades, he discards the king of clubs and he is left with a sequence in spades, three knaves, and the four of hearts, so he says “Rummy” at once. Directly a-player rummies that deal is finished, and all the hands are exposed and added up. A score has to be kept, and each player is debited with the amount of the counting cards in his hand, reckoned by pips. Court cards count ten each, aces one, and other cards their face value. Say that a player has m his hand two queens, three nines, and two fours, he would be debited with 28—ten each for the queens, and eight for the two fours; the three nines are free. When a player’s score amounts to roo he is out, but he has the right to buy himself in again at one point more than the next highest score.
Before commencing, each player contributes to the pool two counters, or units; the units may be given any value. When 4
player buys himself in he has to contribute three more units to the pool. Suppose a player goes over the roo, and the other three scores are 57, 76, and 82, he can buy himself in again at 83
by subscribing an additional three units to the pool. Besides this
each player pays on every hand one unit for every completed ten;
known as Husam-uddin, who in 1258 became Jalal-uddin’s chief
if his counting cards amount to 26 he pays two units, if they to up to 41 he has to hand over four units, and so on. The players
the whole work during the remaining years of his life. Soon after
are reduced by elimination until there is only one left, and he takes the pool. o Z
assistant. Jalal-uddin dictated to him, with a short interruption,
its completion Jalal-uddin died, on Dec. 17, 1273.
'
Jalal-uddin’s life is fully described in Shams-uddin Ahmed Aflaki’s Mandékib-ul ‘arifin (written between A.D. 1318 and 1353), the most important portions of which have been translated by J: W.. Redhouse in the preface to his English metrical version of The Mesnevi Book the First (London, 1881) ; there is also an abridged translation of the Mathnawi, with introduction on Sufism, by E. H. Whinfield
(2nd ed., 1898). Complete editions have been printed in Bombay Lucknow, Tabriz, Constantinople and in Bulaq (with a Turkish translation,
1268
A.H.), at the end
of which a seventh
daftar
is
The United States.—In the United States it is played differ-
ently from the British game.
It is most often played by two. Ex-
cept in “double rum,” only one pack is used; another pack 1s out of play, at the left of the second dealer to mark that fact. Ten
cards are dealt in “double rum,” seven cards are dealt to @
of two players in rum, or six cards in case more than two play:
On the opening play, beginning with the player at the dealer's left, each player in turn may accept the exposed card or decline 1;
RUNCIMAN—RUNES all decline the exposed card, the eldest hand must accept it or
draw from stock. No player can buy himself in again; the game terminates when one player scores roo points, and a new game
starts with all players in it. Three or more of a kind or a sequence of at least three cards
may be played as made or may be retained in the hand. Any player may add a fourth card to an exposed three of a kind or he may add a single card at a time to an open end of an exposed
659
RUNEBERG, JOHAN LUDVIG (1804~1877), national poet of Finland, son of a sea-captain, was born at Jakobstad, on Feb. 5, 1804. He was educated at the University of Abo and after its removal to Helsingfors, Runeberg became, in 1830, amanuensis to the council of the university. In 1831 his verse
romance of Finnish life, Grafven i Perrho (The Grave in Perrho),
received the small gold medal of the Swedish Academy, and the poet married Fredrika Charlotta Tengstrém, daughter of the sequence. After the claim of “rum” or “down” has been made the archbishop of Finland. In the same year he was appointed uniremaining players may board all threes or fours of a kind held; versity lecturer on Roman literature. In 1837 Runeberg accepted also each player may board completed sequences or add cards to the chair of Latin at Borgå college, of which he was rector in sequences exposed. The player left with the smallest count in 1847—50, and lived at Borgå for the rest of his life. his hand collects from each other player the net difference in score His two idylls, Elgskyttarne (The Elk-Hunters) and Hanna had left in the hand. Unless game is made before the stock becomes won for him a place second only to Tegnér among the poets of exhausted a collection and redeal is made of all cards exposed on Sweden. Later works are Nadeschda (1841); Julqvallen (1841); the table; the new stock is boarded and its top card is exposed. Fänrik Ståls Sägner (2 series, 1848 and 1860), patriotic poems on Variations that may be played are: (1) A player able to board the war of independence of 1808; and Kungarne pa Salamis all his cards, in cards of a kind, in sequences, or by adding to (1863), a tragedy. In 1844 he published the noble cycle of unboarded plays, scores 50 points bonus; if another player can also rhymed verse romances derived from old Scandinavian legend claim a ‘“‘slam,” the latter scores the 50 points, also ro points from and entitled King Fjalar. Runeberg died at Borgå on May the former slam claimant; (2) the joker may be introduced and 6, 1877. His writings were collected by C. R. Nyblom in six played as its holder wishes, either as a stop at one end of a se- volumes in 1870, and his posthumous writings in three volumes
quence or as the fourth card of an exposed three of a kind; (3) a mistaken claim of ability to make any play adds ro points to
every other player’s score.
RUNCIMAN, WALTER
(1870-
(E. V. S.)
_), British statesman,
was born at South Shields Nov. 19, 1870, the son of Sir Walter Runciman (b. 1847) rst Bart., a Newcastle shipowner. He was educated at Trinity College, Cambridge, and afterwards joined his father in his shipping business, being from 1896 to 1905 managing director of the Moor Line of cargo steamers. In 1898 he unsuccessfully contested Gravesend in the Liberal interest, but was elected for Oldham in 1899, although he only held the seat for a year. In 1902 he stood successfully for Dewsbury, and retained this seat until 1918. In 1905 he entered Campbell-Bannerman’s Government as parliamentary secretary to the Local Government Board, He became financial secretary to the Treasury in 1907, president of the board of education in 1908, and was president of the board of agriculture from 1g1z to 1914. From 1912-4 he was also commissioner of woods and forests, and from 1914—6 president of the board of trade. On the formation of Lloyd George’s ministry in 1916 he retired from the Government. In 1920 he unsuccessfully contested North Edinburgh and in 1924 was returned for Swansea West. He was an active member of the Radical group formed within the Liberal party, and was thus opposed to the leadership of Lloyd George. (See Liserat Party.) Runciman was a director of the Westminster Bank, and owner of a group of periodicals, in addition to his shipping interests. In 1926-27 he was president of the Chamber of Shipping of the United Kingdom. He wrote Liberalism as I see it (1927).
RUNCORN,
market town, urban district, river-port, North-
wich parliamentary division, Cheshire, England, on the south of the estuary of the Mersey, 16 m. above Liverpool. Pop. (1932) 18,158. It is on the L.M.S. railway, and the Bridgewater canal
(1773), which here descends into the Mersey by a flight of
locks. Runcorn, being on the Manchester ship canal, is a subport of Manchester, and has extensive wharfage and warehouse accommodation.
The chief exports are coal, salt and pitch; but
there is also a large traffic in potters’ materials. It is connected with Widnes by a railway and a transporter bridge. The town possesses shipbuilding yards, iron foundries, rope works, tanner-
ls, Soap and alkali and chemical works. As the Mersey is here fordable at low water, Runcorn was in early times of considerable importance. On a rock which formerly jutted into the
(1878-79).
The poems of Runeberg show the influence of the Greeks and of Goethe upon his mind; but he possesses a great originality. It is hardly possible to over-estimate the value of his patriotic poems as a link between the Swedish and Finnish nations. He has remained one of the most popular poets writing in Swedish, although his whole life was spent in Finland. An account of bis life and works by C. R. Nyblom is prefixed to the Samlade Skrifter of 1870. For a minute criticism of Runeberg’s principal poems, with translations, see Gosse’s Studies in the Literature of Northern Europe (1879). A selection of his lyrical pieces was published in an English translation by Messrs. Magnusson & Palmer in 1878. There are also monographs on Runeberg by Dietrichson and Rancken (Stockholm, 1864), by Cygnäus (Helsingfors, 1873), by Ljunggren (Lund, 1882-83), Peschier (Stuttgart, 1881), and by W. Soderhjelm (Stockholm, 1904). A further edition of his Samlade Skrifter appeared in 1907.
RUNES, the oldest form of Germanic writing. This form of writing was in use in the Scandinavian North in the 3rd century, and in remote districts of Sweden almost down to our own times.
FNDFR -wellbuilt frame; a strong, striking face, with broad’ forehead; keen
1 his own defence, and, in especial, vehemently denied that he
grey eyes, and a full and sensitive mouth; 4 voice which, though not musical, was rich, and responded well’ to’ strong ‘emotions, whether of indignation, or scorn, or pity;:an' amazing power of concentrating thought; an intellectual .grasp, promptly seizing the real points of the most entangled case. and rejecting all that
1 Scotland. Howard’s perjury is clear from other witnesses, but he evidence was accepted. Russell spoke with spirit and dignity ad ever been party to a design so wicked and so foolish as that
f the murder of the king or of rebellion. The legality of the
682
RUSSELL
SAGE
FOUNDATION—RUSSIA
was secondary, or petty, or irrelevant; a faculty of lucid and forcible expression, which, without literary ornateness or grace of style, could on fit occasions rise to impassioned eloquence— all these things Russell had. But beyond and above all these was his immense personality, an embodiment of energetic will which riveted attention, dominated his audience, and bore down opposition. In his early years Russell’s practice was mostly at the Passage Court at Liverpool, and he published a book on its procedure in 1862. n In 1872 Russell “took silk,” and from that date for some time he divided the best leading work of the circuit with Holker, Herschell and Pope. Holker became solicitor general in 1874, Herschell in 1880, and about that time Pope left the circuit. Russell’s success as a Q.C. during this period of his career was prodigious. He excelled in the conduct alike of commercial cases and of those involving, as he used to say, “a human interest,” although undoubtedly it was the latter which more attracted him. He was seen to the least advantage in cases which involved technical or scientific detail. If his advocacy suffered a defeat, however, it was never an inglorious defeat. Those who were on the Northern Circuit at the time could not easily forget the case of Dixon v. Plimsoll—a libel action brought by a Liverpool shipowner against Plimsoll—in which Holker won a notable victory for the defendant; or Nuttall v. Wilde, a breach of promise action, in which Pope led brilliantly for the successful plaintiff, and Russell’s speech for the defence was one of the finest in point of passion and pathos that was ever heard upon the Northern Circuit. In 1880 Russell was returned to parliament as an independent Liberal member for Dundalk. From that time forward until 1894, he sat in the House of Commons: for Dundalk until 1885, and afterwards for South Hackney. During the whole of this epoch, in home affairs, Irish business almost monopolized the political stage; and Russell was Irish to the core. From 1880 to 1886, as a private member, and as the attorney-general in Gladstone’s administrations of 1886 and 1892, he worked in and out of parliament for the Liberal policy in regard to the treatment of Ireland as few men except Russell could or would work. His position throughout was clear and consistent. Before 1886 on several occasions he supported the action of the Irish Nationalist party. He opposed coercion, voted for compensation for disturbance, advocated the release of political prisoners and voted for the Maamtrasna inquiry. But he never became a member of the Irish Home Rule or of the Parnellite party; he was elected at Dundalk as an independent Liberal, and such he remained. When, as attorney-general in the Gladstone administration, he warmly advocated the establishment of a subordinate parliament in Ireland, he did so because he sought the amelioration and not the destruction of Ireland’s relations with the rest of the kingdom. Russell rapidly became in London what he was already in Lan-
cashire, a favourite leader in nisi prius actions. The list of causes
célèbres in the period 1880—94 is really a record of Russell’s cases, and, for a great part, of Russell’s victories. The best known of the exceptions was the libel action Belt v. Lawes in 1882, which, after a trial lasting more than 40 days, resulted in
a verdict for the plaintiff, for whom Sir Hardinge Giffard (afterwards Lord Chancellor Halsbury) appeared as leading counsel. The triumph of his client in the Colin Campbell divorce suit in 1886 afforded perhaps the most brilliant instance of Russell’s forensic capacity in private litigation. More important, however, as well as more famous, than any of his successes in the ordinary courts of law during this period were his performances as an advocate in two public transactions of mark in British history.
The first of these in point of date was the Parnell Commission of 1888-90, in which Sir Charles Russell appeared as leading counsel
of the Irish question during the last century, from the point of view of an Irish Liberal. The second was the Bering Seg Arbi. tration, held in Paris in 1893. Russell, then attorney- general, with Sir Richard Webster (afterwards Lord Alverstone, L.C.J.), was the leading counsel
for Great
Britain.
Russell maintained the
proposition, which he again handled in his Saratoga address to
the American Bar Association in 1896, that “international Jaw is neither more nor less than what civilized nations have agreed shall be binding on one another as international law.” The award was, substantially, in favour of Great Britain.
In 1894, on the death of Lord Bowen, Russell accepted the
position of a lord of appeal. A month later he was appointed lord chief justice of England in succession to Lord Coleridge. Brief as was his tenure of the office, he proved himself wel] ‘worthy of it. He was dignified without pompousness, quick without being irritable, and masterful without tyranny. In 1896 Lord
Russell (Pollock and Hawkins
being on this occasion his col-
leagues on the bench) presided at the trial at bar of the leaders of the Jameson Raid. Russell’s conduct of this trial, in the midst of much popular excitement, was by itself sufficient to establish his reputation as a great judge. One other event at least in his career while lord chief justice deserves a record, namely, his share in the Venezuela Arbitration in 1899. Lord Herschell, a British representative on the Commission, died somewhat suddenly in America before the beginning of the proceedings, and Russell took his place. Russell contributed to the reform of the law by his advocacy
of improvement in the system of legal education, and in promoting
measures
against
corruption
and
secret
commissions,
though the bills he introduced did not become law. He died on Aug. 10, 1900. Few English lawyers have ever excited the admiration abroad that Lord Russell did, both on the Continent of Europe and in America. See R. B. O’Brien, Life of Lord Russell of Killowen (1909).
RUSSELL
SAGE FOUNDATION,
an institution estab-
lished by Mrs. Russell Sage in memory of her husband. The initial endowment was $10,000,000, to which $5,000,000 was added by her will. It was incorporated by an act of the legislature of New York in April 1907, “for the improvement of social and living conditions in the United States of America.” The charter further states: “It shall be within the purposes of said corporation to use any means to that end which from time to time shall seem expedient to its members or trustees, including research, publication, education, the establishment and maintenance of charitable or benevolent activities, agencies and institutions, and the aid of any such activities, agencies or institutions already established.” The income only may be spent. The management of the foundation is vested in a board of nine trustees, which is self-perpetuating. The staff of the foundation study social conditions and methods of social work, interpret the findings, make the information available by publications, conferences and other means of public education, and seek in various ways to stimulate action for social betterment. Departments exist
for dealing with charity organization, industrial studies, remedial loans, etc., and there is a consultation service on delinquency: ‘The foundation does not relieve individual need and it avoids. dupticating the work of existing agencies. In 1922 the foundation organized the Committee on Regional Plan of New York and. its env rons, providing the funds and office space and some staff assistance in preparing a plan for the future development of the New York
region, an undertaking which took about seven years to complete RUSSIA. Russia is the general name given to those tert-
tories of Europe and Asia which are comprised within the Union
of Socialist Soviet Republics (U.S.S.R.). The six republics for Parnell. In April 1889, after 63 sittings of the commission, in within the Union are the Russian Socialist Federated Soviet Rethe course of which 340 witnesses had been examined; Sir Charles public, the Transcaucasian Socialist Federated Soviet Republic, Russell, who had already destroyed the chief personal charge against Parnell by a brilliant cross-examination, in which he proved.it to have been based upon a forgery, made his great open-
ing speech for the defence. It lasted several days, and concluded
on;April.r2. This speech, besides its merit as a wonderful piece of advocacy, possesses permanent value as an historical survey
and the Ukrainian, White Russian, Uzbek and Turkmen Socialist
Soviet Republics (gq.v.). viet Republic are included mous areas. and republics. Russian peoples and the within’ them.
In the Russian Socialist Federated Sothe following provinces, arèas, autonoThe latter are inhabited chiefly by nosnative tongue is the official |
angusge 4
f
fpa
24
PHYSICAL FEATURES] Provinces Archangel Astrakhan Briansk Tvanovo-Voznesensk Kaluga
RUSSIA Areas Far Eastern Leningrad North Caucasian Siberian Uralsk
Kostroma
Eee
oscow Nizhegorod
Autonomous Areas
ae
North Dwina
arakalpak
Orenburg Orel
ae Farii
Penza Ryazan
Oirat Votyak
See
Autonomous Republics
Smolensk Stalingrad Tambov Tula Tver Ulianovsk Vladimir Vologda Voronezh Vyatka Yaroslavl
Bashkir Buriat-Mongol Chuvash Crimea Dagestan German Volga Karelian Kazak Kirghiz Tatar Yakutsk
The Transcaucasian Socialist Federated Soviet Republic includes within it the republics of Armenia, Azerbaijan and Georgia, with their dependent autonomous areas. A separate article is devoted to each of the above units, and to their dependencies. The name “Russia” is derived through Rossiya from Slavonic Rus or Ros (Byzantine ‘P&s or ‘Pw&oor), a name first given to the Scandinavians who founded a principality on the Dnieper in the gth century, and afterwards extended to the collection of Slav states of which this principality formed the nucleus. The word Rus is probably derived from Ruotsi (a Finnish name for the Swedes), which seems to be a corruption of the Swedish rothsmenn “rowers” or “seafarers.” PHYSICAL FEATURES Extent.—The U.S.S.R. has an area of 8,336,864 sq.m. as against 8,660,000 sq.m. occupied by the former empire of the Tsars. This diminution in territory is due to the loss of Finland, to the formation of the separate countries of Estonia, Latvia, Lithuania and Poland from the western portions of the former Russian empire, to the cession of the Kars district to Turkey, and to the occupation of Bessarabia by Rumania, losses which followed the 1917 revolution. Russia occupies the eastern part of Europe, the Caucasus region, the whole of Northern Asia and the western part of Central Asia. Its northern boundary from the peninsula of Rybachi eastwards is formed by the Arctic Ocean (g.v.) and its seas, the White, Barents, Kara and Nordenskiöld. The Bering Strait separates it from Alaska on the north-east, and the eastern ocean boundary includes the Bering Sea, the Okhotsk Sea and the Sea of Japan. The southernmost point of the Russian
east coast is Posieta Bay, and lat. 50° N. divides the island of Sakhalin into a northern Russian part and a southern Japanese part. On the west of Russia lie Finland, Estonia, Latvia, Lithuania, Poland and Rumania. The dispute between Russia and Rumania as to the occupation of Bessarabia is still unsettled; thepresent boundary between Rumania and Russia is the Dniester
tver, but the Russians claim that it should be the Pruth river:
The northern coast of the Black Sea from the Dniester eastwards and the eastern coast as far as Makrialos are Russian.
Turkey
and Persia lie south of the Transcaucasian republics, and the
southern part of the Caspian coast, from Astara on the west to the Atrek river on the east, is in Persian territory. To the south of Asiatic Russia lie Persia, Afghanistan, Eastern Turkestan, Mon-
golia, Manchuria and Korea.
!
na
The most northerly point is Cape Chelyuskin in’ the Siberian
Area in 77° 52’ N., and the most southerly Kushk Post on the Afghan frontier in 35° 30’ N:, the most easterly is Cape Dezhnev
m the Far Eastern Area in 169° 3’ W., while'in the Ukraine on the west Russia reaches 26° zo’ E.. It is:thus the largest unbroken
683
political unit in the world and occupies more than one seventh of the land surface of the globe. The British Empire, with its scattered units, alone exceeds it in size. Russia is essentially continental; her greatest extent of coast line lies north of the Arctic circle, where much of the sea is icebound for ten months out of the twelve, only the port of Murmansk, under the influence of the warm Atlantic drift remaining open all the year round. On the eastern coast Vladivostok, the most southerly harbour, needs icebreakers to keep it open, while the Sea of Okhotsk is most unfavourable to navigation, owing to its dense fogs and masses of floating ice. The Caspian Sea is an inland sea; the only outlet from the Black Sea is through the Bosporus, and the ports on the northern shore are liable to be icebound. Leningrad is now Russia’s sole outlet to the Baltic, and is usually icebound from the end of November to the end of April. Russia has only a few island possessions. The Aleutian archipelago and Alaska were sold to the United States in 1867, and the Kurile Islands ceded to Japan in 1875. The Baltic Islands with exception of those at the mouth of the Neva were ceded after the 1917 revolution. The Commander Islands off Kamchatka, the Shantar Islands near the Pacific coast and the Island of Sakhalin north of lat. 50° N. remain Russian. The chief islands off the Arctic coast belonging to Russia are Kolguev Island, Novaya Zemlya (with Vaygach Island), the Nicholas II. group north of the Taimyr peninsula, the New Siberia Islands (north of Laptev Sound) and Wrangel Island. Attempts on the part of V. Stefansson in 1921-24 to establish a British claim to Wrangel Island met with no official support in Britain or Canada, and in August 1924, the Russian flag was hoisted on the island. Franz Josef land is not included among Russian claims and is at present a terra nullius; Spitsbergen and Bear Island were recognized as being under Norwegian sovereignty in 1920. GENERAL
STRUCTURE
Russia is a very large region of vast plains characterised by climatic extremes in eastern Europe, western and northern Asia. Within its limits Europe and Asia overlap into one another in various ways and even the Ural Mountains are only an incomplete boundary between the European section, in which southward drainage (to the Black and Caspian Seas) is more important and the Asiatic section, which drains largely to the Arctic, though some rivers flow into the Aral Sea. The fundamental feature of Russia is the great platforms, once in all probability a continuous platform, of Archaean and Palaeozoic rocks, the latter still horizontal over enormous areas though folded, for example, in the Urals. Russia, therefore, apart from the border lands of the Pacific, Mongolia, Eastern Turkestan, Afghanistan, Persia and Armenia, shows far less mountain folding than do western and southern Europe and Central Asia, though the foldings of the latter have to some extent influenced the physical geography of the Russian plains and have penetrated into them to form the Urals. | The fold mountains of central Asia on the whole become continuously younger as we proceed from the region of Lake Baikal southwestwards to the Pamirs and the Hindu Kush. Range after range runs, more or less, west to east, each successive one tending
to extend farther west than that to the north of it. These ranges are discussed in the general article on Asia (g.v.) and it is necessary here rather to refer to their influence on the northern.iplatform. The ranges called Sayan (with basaltic lavas in the east),
Tannu-Ola and Altai belong to ancient foldings,: the last’ bemg mainly Hercynian or Permo-Carboniferous, according to prekat ing opinion. These old ranges are deeply dissected’. by what seem to be erosion-valleys with steep sides and alluvialbottoms (old lake floors) on which settlements have been made; some'lakes still remain. Lake floors abound ‘on the surface ‘of Asiatic: Russia illustrating the fact that im earlier post glacial:times dakes:seem
to have covered vast areas in this region..:‘For'the south’ of the the Daun Altai mountains ‘is the great physicals featureicailed
garian Gate between the Altai andthe: Tian? Shan., This jis ‘a
region of very varied topography in-whiek,im spite of. focal heights, relatively low land (some of it’ Iess than’ 7,500 ft. above'Sea*
684
RUSSIA
level) projects from the lower western lands far to the east between the mountain ranges named. Towards the west side of the
Dzungarian region lies lake Balkhash, now without outlet but still fresh. Natural Divisions.—On the south side of the Dzungarian Gate rises sharply the immense range of the Tian Shan, far surpassing the Alps in extent and differing markedly from them in character. Their general direction is west-south-west to eastnorth-east and they rise sharply from the high plains along their flanks with much conspicuous faulting. Westwards they branch forming almost independent chains with some northward deflection. Suess has suggested that their structural features may be traceable ultimately through western Asia via the Turgai steppe
to the Urals as well as south of Aral to the Caucasus. The Urals lie approximately along long. 60° E., and far to the east the next conspicuous feature of northern Russia is the edge of the Yenisei plateau approximately along long. 90° E. These two lines, probably related to one another in origin, help to divide north Russia into natural regions,
(a) (b) (c) (d)
Northern European Russia west of the Urals. The Urals themselves. The great lowland of the Ob. The plateau east of the Yenisei and west of the Lena to which may be added (e) The region east of the Lena dominated in the main by fold mountains belonging to the border zone of the Pacific ocean. Northern European Russia possesses large areas of unfolded Palaeozoic rocks lying on an ancient (Archaean) floor of granites, gneisses, and syenites which emerges on the west in Finland, the Kola peninsula, and Scandinavia. Along the line from the White Sea to the Gulf of Finland (via lakes Ladoga and Onega) the ancient floor becomes covered by Palaeozoic rocks, Devonian, Carboniferous and Permian succeeding one another eastwards towards the Northern Dwina. The upper Permian beds have yielded Glossopteris and other plants characteristic of “Gondwana Land” and animal remains like those of the corresponding formation in S. Africa. Beyond that river the lower levels àre mainly alluvials but there are glacial Pleistocene deposits between the river lines. The basin of the Petchora is divided from the land farther west by a minor fold belt bringing up Devonian and some crystalline schist along the line of the Timan hills that may be traceable as a branching of the mid-Urals northwestward to Cape Kanin. The whole region has a very low relief and is consequently unprotected from Arctic cold. Apart from the Timan hills this region is below the 600 foot contour. Its lakes are discussed in the article on Europe (g.v.). Its chief rivers are the Petchora for which Strelbitsky gives a length of 915 m. and Tillo a length of 1,024 m., the Mezen for which the estimates are 496 and 507 m., and the Northern Dwina for which these authorities give a length of 358 and 447 m. respectively. These determinations vary because Strelbitsky ignored minor windings. The upper waters of Petchora and Northern Dwina interlace with those of the feeders of the Kama, a tributary of the Volga. As a consequence of the low relief the Petchora is navigable for 770 m., the Mezen for 450 m., and the Northern Dwina for 330 m., while the Vychegda, a large tributary of this river, is navigable for soo miles. The Onega river has rapids on it. The Urals.—The structural relationships of the Urals have been mentioned above. Here the Palaeozoic strata are folded on the west of a longitudinal axis which exhibits crystalline rocks and is faulted on a large scale. The Devonian rocks in this area are of marine origin. Its greatest heights are chiefly in the regions of folded Palaeozoic rocks and the folds die away into the Russian platform westwards in small parallel chains known as Parma. Though there is much copper in the Permian rocks on the west the main metalliferous veins of the area are in the faulted zone of crystalline rocks to the east. The greatest height reached in
the Urals is 5,535 ft. in the northern Urals (at Téll-poz-iz or Murai-Chakhl). The passes are often low, that on the way from Perm to Sverdlovsk being only 1,245 ft. above sea-level.
The
[PHYSICAL FEATURES
range is continued to the Arctic coast, Vaygach Island, ang Novaya
Zemlya.
Details
are given under
articles Ura] Mts
Uralsk Area, Novaya Zemlya, etc. On the south the Urals finger out in a plateau region dissected by feeders of the Ural, and a few feeders of the Volga. The Ural river drains the southern Ural
mountains, turns west and then south to the Caspian Sea which
it reaches after a course of 1,477 m.
The Ob Basin.—Eastwards the Urals fall rapidly down to the
Ob basin which is one of the largest areas of unbroken lowland on
the earth.
The floor material is almost entirely alluvial with a
little Tertiary here and there. It rises in the westward prolonga.
tions of the Sayan mountains and is 2,260 m. long but its very large tributary the Irtish comes from the Dzungarian Gate and adds enormously to the area of the basin, which is bounded southwards by the Turgai and the hills of Semipalatinsk, while the
Tobol, another large tributary flows to the Ob from the north of the Turgai.
It is widely thought that under the alluvial fioor
would be found a continuation of the platform of North Euro-
pean Russia let down through the dislocation of the east border of the Urals. The lowland extends without an appreciable break to the Yenisei, and only at some places near that river do the
older rocks help to form the surface.
The Yenisei Area.—East of the Yenisei the character of the
land changes abruptly, a sharp edge rises rapidly to more than 600, and in one place to quite 3,300 ft. above sea-level and east of this edge is a great dissected plateau of ancient rocks. Archaean rocks with granites, etc., are exposed near the Yenisei and away to the north-east, but there are larger areas of Cambrian and Silurian rocks and these are covered over a vast stretch of coun-
try by Permo-Carboniferous rocks. The plateau extends eastwards to the Lena along the valley of which is found evidence of an invasion of the sea in Cretaceous times. The plateau is an
ancient block to which Suess gave the name of Angara land. Large areas on this plateau rise somewhat above the 1,600 ft. contour, and the diversities of surface are due largely to river dissection. There is evidence in the Taimyr peninsula of a fold axis with a general direction west-south-west to east-north-east but apparently no heights reaching above the 1,500 ft. contour. The Yenisei is the collecting stream beneath the western edge of this old block and it rises in the Sayan mountains receiving nearly all its tributaries from the eastern side. Of these the upper Tunguska or Angara comes from Lake Baikal, the middle or stony Tunguska, and the lower Tunguska from the block itself. The river is some 3,000 m. long. Like the Ob, this river may be said to be formed of a pair of streams, the upper Yenisei and the Angara.
Eastern
Siberia.—Beyond
the
Angara
block
eastwards
stands an important series of mountain-ranges concerning which
much new knowledge has recently accrued
(see S. Obruchev,
Geogr. Journal, Ixx., 1927, p. 464), though it is not yet available for maps. The Stanovoi (Jurgur) mountains and the Kolimski (Kolyma) mountains are more or less parallel to the coasts of the sea of Okhotsk but the former are also roughly parallel to
the edge of the Angara block on the other side of the Lena, and
100 m. or so north of Okhotsk they are linked not only with the Kolimski mountains to the east but with the Verkhoyansk mouttains which go westwards and northwards keeping more or less parallel to the edge of the Angara block with the Lena between
them and it. Like the other great rivers mentioned above, this one is formed of a pair, the upper Lena and the Vitim. The length
of the Lena is estimated at 2,860 miles. The Verkhoyansk and the Kolimski mountains thus form a great semi-circle of mout tains apparently determined
in the west by the Angara block
and in the east by the depression of the sea of Okhotsk. Within this semi-circle most atlases show ranges stretching\ northward, but according to Obruchev the older surveys are very incomplete, He finds that the ranges are disposed in more or less pat curves within the main outer one above mentioned. sa al The Tas Kistabit mountains come next to the western Kolimsk, the Cherski mountains are a longer range parallel to the whole
curve of the Verkhoyansk-Kolyma line and stretching from tt
east of the Yana river to the west of the Omolon river. Within
PHYSICAL FEATURES]
RUSSIA
685
this again is a smaller range. newly discovered
The Cherski mountains are the | Next follows a syncline in which early Tertiary deposits are most ranges named after a Russian explorer who died | widespread, whereas farther south they only capped parts of the
in this region in 1892, the river Indigirka traverses it by a winding | old rocks. The syncline is named after the river Donetz which
gorge often less than a mile wide and the tributaries of this | follows its axis. Towards the Sea of Azov Palaeozoic rocks are river also make gorges in this range, in which an altitude of about brought to the surface and the land stands somewhat higher. In
3,300 m. (10,727 ft.) was observed. These high mountains are apparently almost without glaciers because of the aridity of the region. A geological traverse going northward between the Kolima and the Indigirka shows an east-west axis of igneous material
alternating with Permian and Triassic rocks.
East of the mouth of the Omolon river a great axis of crys-
talline rock, flanked on both sides by Permian runs parallel to the coast as far as Cape Dezhnev (East Cape). The Kolimski mountains curving from the southwards come north-eastwards as the Anadir mountains and end in Cape Chukotski. This latter
high line is flanked on the south-east by the Penzhina and Anadir valleys forming an almost continuous low line from the sea of Okhotsk across the base of the Kamchatka peninsula to the Gulf of Anadir north of the Bering Sea. The Kamchatka peninsula is described at some length in a special article (g.v.}. Northward from Cape Lopatka along the east coast as far north as the
curve of the Aleutian islands is a belt of volcanoes, part of the “girdle of fire” of the Pacific. The central longitudinal range of the peninsula is continued north-eastward, south of the Anadir
valley to Cape Navarin. There thus seem to be three great structural lines abutting upon the neighbourhood of the Bering Strait
and the north coast of the Bering Sea. The main curve of the Stanovoi (Jurgur) mountains, sup-
posedly fold mountains, continues westward on the south and apparently approaches the Yablonoi mountains, really the eastern edge of the Malkan horst, at an angle. To the west-north-west
lies the Vitim plateau. To the south-east is found a type of topography analogous to that of Kamchatka and extreme northeast Asia. There are successive ranges more or less parallel to the coast, imbricating to some extent and separated by lines of lowland fairly parallel with their axes. The Liao-ho, Sungari and lower Amur valleys form a continuous lowland from the Gulf of Pechihli to the strait between the mainland and Sakhalin. The Ussuri and lower Amur valleys form. a low line from Vladivostok northwards with the high range of the Sikhota Alin on its eastern flank. The sea of Japan and the Gulf of Tartary, narrow waters separating Sakhalin from the mainland, form still another low line with the Sikhota Alin on the west and the high
axis of Sakhalin, Hokkaido, etc., on the east. As in the case of Kamchatka so also here the high axis is met on the east at a con» siderable angle by the Kurile islands of volcanic type and south of this junction, that is in Japan, the high axis is volcanic, just as east Kamchatka is volcanic south of its junction with the Aleutians. The great river of this eastern region is the Amur, which
has a very large tributary, the Sungari, on the south; the Amur’s
course is governed mainly by the mountain lines of the region and its length is about 1,700 miles. Having now, with the aid of references to other articles, briefly sketched some main features of the regions of Arctic drainage,
the circum-Arctic platform and the Pacific mountains, we may tum to regions which drain elsewhere and which illustrate, though
only slightly, some influences of the mountain building forces
working in central Europe on blocks of ancient rock which have tesisted folding and have remained almost horizontal. These tegions are those which drain to the enclosed seas, the Black
Sea, Caspian Sea, Aral Sea and Lake Balkhash, or looked at structurally they reveal on the west a succession of very slight un-
dulations, anticlines and synclines, of small relief, with axes north-
west to south-east from the vicinity of the Carpathians to the borders of the Arctic region, and on the east the subdued features
due mainly to the great virgations of the Tian Shan range.
this region is the Donetz coalfield, the coal belonging to upper Carboniferous strata as in western Europe. The next zone is the central anticline which is parallel with the two structural zones described and which is thought to die away towards the Caspian. The axis of this anticline is marked to some extent by the Don river where it flows south-eastward below Pavlovsk while, much further north-west, the course of the southern Dwina is clearly related to it. Along it in the Don region the Cretaceous deposits, capped interfluvially by early Tertiary here and there, form the most important outcrops but on the north-west there is a great area of Devonian (v. inf.). North-east of this anticlinal zone is the immense “Moscow basin” floored mainly by Palaeozoic rocks mainly still horizontal, with some Triassic deposits, but there are patches of Jurassic and Cretaceous strata as for example around Moscow and in the great bend of the Volga, and also farther north from Kostroma to Ust-Sysolsk on a tributary of the Vychegda. There was an intrusion of the sea in Jurassic times which became much more extensive in the Cretaceous period; no upper Cretaceous is known, however, in northern Russia. Around the Moscow basin in the south-west and west the lower Carboniferous system (with poor coal at Tula, etc.), outcrops in a great curved belt from the region of Tula almost to the White Sea. Beyond this belt north-westward is the area of Devonian rocks towards Latvia and Estonia and across to the White Sea. They rest unconformably on Silurian rocks which outcrop along the southern shore of the Gulf of Finland and of lake Ladoga. The Devonian rocks are partly lacustrine (old red sandstone) and partly marine in origin, and the two types are often interstratified; a basal red sandstone is covered by a dolomitic limestone which in turn has a sandstone over it. The Timan hills (p. 684) on the north-east may be said to be an upfold bordering the Moscow basin. The main axis of the basin is parallel to the course of the Volga above Nizhniy-Novgorod, continued north-westward by the Mologa, ż.e., rivers running broadly parallel to the sections of the Dnieper, Donetz and Don already noted. Permian rocks outcrop over large areas on the north. The dips of the strata are small and anticlnes and synclines are here really slight undulations which might be followed right across Russia from the Dniester to the Timan hills
always with lines roughly north-west to south-east
(or west-
north-west to east-south-east) well marked in geology and drainage, though not much indicated in relief save that there is a marked low line of the Dnieper valley above Dnepropetrovsk, the Pripet marshes or Rokitno swamps and the upper Bug, where it continues the line of the Dnieper and Pripet in Poland. This belt of lowlands is of special importance because of the great marshes just named; they form the effective barrier between Russia and peninsular Europe. (See Europe: Geography.) Turning now to the east one notes the virgations of the Tian
Shan, orographically very subdued in the Aralo-Caspian lowland. One stretches north-westward parallel to and north of the Syr Darya river and apparently re-emerges from the lowland in one of the southern branches of the Urals which are at first a plateau and only rise to any considerable height north of lat. 52° N.
Another virgation stretches parallel to the first, this time just north-north-east of the Amu-Darya or Oxus river, and is. continued into the Mangishlak peninsula that projects into the north-
east of the Caspian Sea. Farther south still are the hills of the
Persian border reaching the Caspian Sea between the Gulf of
Kara Boghaz and the town of Krasnovodsk, and continued. on
in which appear granites and gneisses, some of which are thought
the west of that sea by the mighty Caucasus. In the Aralo-Caspian lowland the rocks of these virgations are masked by a quaternary covering with Tertiary deposits south of the lower Oxus
to be Archaean. The Dnieper from Kiev to Dnepropetrovsk (Ekaterinoslav) follows the northern border of this zone of hard tock through which the river cuts its way below the latter town.
the Aralo-Caspian-Balkhash area and the Arctic drainage area of the Ob and its feeders, is the higher land of Semipalatinsk related
Considering the matter first structurally we have from the Sea
of Azov west-north-westward to beyond Kiev an anticlinal zone
and on the Ust Urt plateau between Aral and Caspian. Between
686
[GLACIATION: CLIMarg
RUSSIA
structurally to the Altai and floored by Palaeozoic and igneous rocks. West of this the land continues to be somewhat above the level of the lowlands on either side and is floored by Tertiary deposits, but the higher land narrows down in the Turgai region which according to general opinion until Oligocene times had a sea-communication right away to the Arctic on the north. The two great rivers of the region are the Amu-Darya (Oxus), 1,500 m. long, and the Syr Darya, 1,500 m. long, both reaching the Aral Sea. Structural geologists have spread familiarity with the idea of a great sea called Tethys reaching in Mesozoic and Eocene times from the present Mediterranean area eastwards through the region occupied later by the young folded ranges of Asia Minor, Armenia, the Hindu-Kush and Himalaya, etc., out to the Malaya. Without venturing into details of advances and retreats of the sea it may be said that the uprise of the fold mountains of Asia Minor, Armenia, the Elburz Range and the Hindu-Kush left the part of that sea to the north of this more or less isolated as the Pontic brackish lake, losing its former connection via the Turgai low-line with the Arctic Ocean probably in Oligocene times and becoming much modified by the sinking of the southern parts of the Black and Caspian Seas (g.v.) which are both deep. Apart from these two depressions the land shelves easily from land to sea around the northern parts of the Black and Caspian Seas while the shallow Aral Sea is a part of the Pontic lake, now cut off by lowland from the north-east of the Caspian Sea. Balkhash is a freshwater lake on higher land farther east now, at any rate, without outlet, whatever may have been the condition of things in the past. We thus have a series of enclosed seas and lakes (g.v.) of which Balkhash, the Aral and the Caspian have no outlet, and the two latter are salt, while the Sea of Azov communicates with the Black Sea through a break in the mountain line between the Caucasus and the Yalta mountains of the Crimea, and the Black Sea has communicated with the Egean and the Mediterranean
GLACIATION The Pleistocene
Ice Age affected Russia
profoundly and its
effects have been studied more particularly in European Russia In north Russia river-drainage has re-established itself post. glacially to a greater extent than in Finland, which lay near the Scandinavian ice centre of the time.
A great morainic belt may
be traced between the Petchora-Vychegda-Northern Dwina basin
and the Kama-Vyatka basin, and this belt continues south-west. ward past Kostroma, Moscow and the northern watershed of the Dnieper and Pripet system into Poland. North-west of this great belt, in the west, are many great remnants of moraines enclosing lake or swamp
areas.
To the south of it are swamp-areas such
as the Pripet basin, the Riazan district and the tongue between Volga and Oka before they join. Boulder clay stretches some way south of the great morainic belt above mentioned, and this
extension is enormously increased by the occurrence of great tongues of boulder clay in the basins of the Don and Dnieper on the left banks of their long north-west-south-east sections, Ip
each case these boulder-clay extensions are much dissected by streams as would be expected on an area with impervious floor.
The main morainic belt and the more southerly morainic limit above described are sometimes held to represent two separate glacial advances, the former being the more recent. There seems little doubt that the Caucasus and the great high-
lands of Central and north-east Asia (including the Verkhoyansk arc and the Stanovoi range, as well as part of the Angara plateau) were centres of Pleistocene glaciation, but towards the northeast the low precipitation probably limited the extent of the glaciers. Beyond the boulder-clay zone follows the loess, an aeolian deposit due to the outblowing winds from an ice sheet or other cold centre. They pick up fine-grained material from terminal moraines across which they blow out and deposit this over a wide zone as a porous deposit in which, frequently, grasses have grown and decayed, leaving vertical tubes up which water may be brought, and depositing organic matter which has promoted the fertility of loess when it is exploited by man. Loess occupies practically the whole of South Russia and interlocks with the two tongues of boulder clay, sending north a broad
since the sinking of the former. The rivers Dnieper (strictly 1,064 m. or with minor windings 1,328 m.), and Don (strictly 980 m. or with minor windings 1,123 m.), both flow south-eastwards for a considerable distance and then turn sharply south-westward tongue between the Don and the left bank feeders of the Dnieper to the Black Sea, probably as a consequence of the recent to Orel, forming a region much poorer in streams than the boulderdominance of flow towards the Egean following the sinking of clay tongues on its two flanks. East of the boulder-clay tongue of the latter. Prior to that sinking it is thought that the Danube the Don basin, the loess reaches as far north as the Vyatka river for a time made its way eastward across the lowland to the Cas- and eastward into Turkestan. In Asiatic Russia the loess seems pian Area which it may have reached via the curious Manych to occur mainly along the foot of the western highlands and depression. The Volga (1,977 m. or with minor windings 2,107 across Turkestan towards the Caspian. m.), is the longest river of Europe flowing broadly east-southCLIMATE : east parallel to the axis of the Moscow basin and meeting the The essential feature of the climate of the U.S.S.R. is it Kama as it turns south below Kazan. On its course southward continental character; the regions of somewhat more temperate it has a sharp eastward loop with Samara at the head opposite the type ‘became independent states after 1917. From the westem southward bend of the Don, and quite near it, the Volga bends border to the mountains fringing the Pacific and from the Arctic south-east, thus continuing the previous line of the Don, and so it to the mountain zone of Central Asia, this great stretch. of land a reaches its delta on the Caspian Sea. The great rivers of the Aral lies open to the winds, the Urals being too low to form basin, the Amu-Darya or Oxus and the Syr Darya have already effective climatic barrier, though they have some influence on 150 been mentioned and the relation of their courses to structural therms and especially on isohyets. Oceanic influences play some lines has been indicated. ` | part in the west, but the Arctic Ocean to the north has pracApart from the borders of the Pacific Ocean, Mongolia, Sin- tically no moderating effect. Even if eastern Russia were not kiang, Afghanistan, Persia and the Caucasus, the Russian Area is cut off from the ocean by a mountain fringe, moderating influences really great lowland broken only by the Ural mountains and the would hardly be felt, since the winds blow off shore most of the © residual heights on the Angara block. It is a region'of great year and moreover the Sea of Okhotsk is under the influence lakes and inland seas, of which the north-west European group a cold Polar drift and is a region of floating ice and fog. Dunng tr is ‘discussed in the ‘article Europe, while the Caspian, Aral, the long winter the land mass of Asiatic Russia becomes. Balkhash and Baikal are subjects of separate articles. As there tremely cold especially towards the north-east, and the cold} diy, are immense tracts: covered by glacial clays, there are areas, for
example, in the south-east of the Ob basin, with myriads of small
lakes in the hollows.
‘The Caucasus (q.v.) and Trénscaucasia form very distinct re-
gions ‘structurally and physically, the Armenian mountain-knot
being’ separated from the Caucasus byarelatively low narrow line Occupied by the river Rion on the west and the river Kur on the east, but a long stretch of this “low line” is well over 1,500 ft.
above sea. This line has to the east the deep basin of the southern Caspian and‘westward the deep basin of the southern Black Sea.
heavy air which settles above it so intensifies the high pressure
belt of Central Asia that it is attracted northwards. Lake B and the region to the east of it have a January pressure “af 30-5”. The north-east coast of the Arctic lies north of thege? isobar and a belt of high pressure extends from Asiatic Russia™
a south-west direction. The most intense tongue of January bg
pressure strétches west along lat. 50° N. and forms a vorter of variable winds.
To the north of it the prevailing winds a
south and west, while to the south of it in the steppes and: steppe
deserts of European South Russia and of Turkestan the wit
RUSSIA
PLATE I
No
"N g
S,
i
R
i
T
be >
~%
l
~
i
g
sae
Tots
PHOTOGRAPHS, (1) C. C. BULLA, (2) TOPICAL PRESS AGENCY
TWO
VIEWS
IN MOSCOW
1. The Kremlin, from the River Moskva. The fortress is surrounded by a battlemented wall with nineteen 2. The Red Square (see Moscow, Plate, fig. 2), showing the tomb of Lenin outside the wall of the Kremlin
towers
a
ees
> gehora
A eer
zi
put in
k
PLATE II
RUSSIA
>
PHOTOGRAPHS,
(1,
6)
BURTON
HOLMES,
FROM
EWING
GALLOWAY,
SCENES 1. Moscow,
within
the
Kremlin.
The
bell-tower,
(2,
4)
AND Ivan
ORIENT
AND
OCCIDENT,
CITIES
the Great
OF
(Ivan
Veliki) (c. 1600), and the church of St. John the Divine are in the centre.
The famous Tsar Bell (Tsar Kolokol), the largest bell in the world, stands in front of the tower. The building to the left is the Cathedral of the Archangel Michael, 15th century, in which the bodies of all the early tsars are buried.
right of St. John’s
is the church
2. Moscow, Sverdlov Place.
the largest and most
The church
in the rear and to the
of the Assumption
of the Virgin
This square, formerly Theatre Place, is one of
beautiful
in the city, with theatres on three
sh and Se eee renamed in honour of the first chairman of the -Russian Central Executive Committee. The buildor House of the Trade Unions
e Hourne paokground, with the pillared façade, is the Dom Soyúzov,
(3)
OLD
TOPICAL
PRESS
AND
NEW
AGENCY,
(5)
COPR.
PRESS
CLICHE
RUSSIA
3. Moscow, bird’s-eye view towards the Kremlin.
On the right is the winding Moskva river, with its cast-iron bridge; to the left, in the background, is the walled Kremlin, with its many cupolas and minarets. The buildings of the new capital show a mixture of modern Occidental and traditional Oriental forms
4. Moscow,
Lubiansky
Avenue,
a commercial
street
city, where the House of the Moscow Communist
in the centre of the
Economy is situated
5. A Russian peasant’s house at Uglitch, in the province of Yaroslavl, one of the most
ancient and interesting Russian towns.
buildings date back to the 14th century . ; uilt on the islands and banks o e Neva
© Leningrad oe
eeriver
Many of its old ingrad is
CLIMATE]
RUSSIA
are north, north-east and east, so that severe winter cold is carried far to the south. The region west of the Ob river is under the influence of the Icelandic low-pressure system of western Europe.
The general high pressure relations which are outlined above lst from August to April. Thus about half of Russia has a winter of six months’ duration, while from Yenisei eastwards there stretches a vast area of permanently frozen ground extend-
ing from the Arctic to the south of lat. 50° N. only southern
Kamchatka and the Maritime provinces of the Far Eastern Area
lying outside this zone, which extends westwards from the south of the Gulf of Taz to the open Murmansk coast. In this permanently frozen zone winter lasts 6 to g months or more and summer is too short to thaw the ground to any depth. Forest
and tundra cover much of it, and in a few places, notably in the Yakutsk area there is some cultivation of potatoes and hardier cereals on the upper, temporarily thawed soil above the permanently frozen subsoil. The line marking the southern limit of the duration of winter for a period varying from 3 to 6 months extends westwards from the Tian Shan, passing well to the south of the Sea of Aral and crossing the Caspian and the Sea of Azov,
so that their northern portions lie within it, and just skirting the north of the Black Sea. The effect of this prolonged winter on the life of the people is profound; agricultural and outdoor occupations (e.g., building) are impossible, river navigation ceases and sledge transport takes its place. Terrible wind and snow storms occasionally sweep with great violence across the plains even in the southern steppe and the Ukraine, and cattle and sheep perish
in great numbers. In a great country depending mainly on agriculture this prolonged annual pause constitutes a very serious drawback. Its complex psychological and physical effects on the individual are also profound, especially when monotonous diet and insuffcient vitamin supply accompany it. For an interesting account of the effects of severe climate on human personality see Czaplicka, Aboriginal Stberia, 1914. The deterioration of the tribes pushed to the north-east and of the Russian settlers in Kamchatka are patent and extreme cases and the slow cultural development of the Russian race must be in part attributed to climatic causes. The only regions with a winter frost of one month or less are the south-east coast of the Crimea, the malarial east coast strip of the Black Sea and the arid coastal regions of the eastern and western shores of the South Caspian. The Lenkoran district of the south-west Caspian shore, with an annual rainfall averaging 40 inches is an interesting example of micro-climate due to local relief. The warm Atlantic drift influences the winter of European Russia and her only all the year round open port is the recently built Murmansk on the Arctic coast. The prevailing westerly winds modify winter conditions in north and central European Russia, so that winter isotherms have a general northwest to south-east trend. The coldest winter in the world (as yet recorded) is experienced at Verkhoyansk in lat. 67° 30’ N., 134° E,, 3,000 miles east from the Atlantic, where the average January temperature is — 59° F, and where it dropped to —9go0° F in February 1892, the lowest temperature ever observed. There is no direct insolation in winter, since it lies within the
687
Kazakstan steppe and the Central Asiatic Republics where winter, though not very cloudy, is the season of greatest nebulosity. In three regions, the western Caucasus and west trans-Caucasia, the
district. between Lake Balkhash and the Tian Shan and in a belt on the left bank of the Amur from Blagovyeschensk to its mouth, spring is the cloudiest season. The general prevalence of clear skies in spring is a noticeable feature. Seasonal Contrasts.—Summer is everywhere hot, and there is no place in European Russia, from Astrakhan to Archangel where the summer temperature does not reach 86° F. In Asiatic Russia the summer isotherm of 68° F goes through Omsk, Krasnoyarsk and Irkutsk, turns north to Yakutsk and then bends south to Vladivostok. Even the mouths of the Ob, Yenisei, Lena and Kolyma, in 70° N. lat. have an av. July temp. of 40° to 50° F. Verkhoyansk has an av. July temp. of 60° F and a maximum of 93° F has been recorded. The highest July averages and also the highest maxima are experienced in Turkestan, where 105° F and even higher temperatures have been observed. The av. July temp. for Southern Turkestan is over 86° F. Thus the range of temperature between winter and summer is great, the maxi-
mum, 118-6° F being near the pole of cold, from which it diminishes in a series of concentric rings. The line of the range of 79° F passes along the Arctic coast westwards roughly from Chaun Bay, cuts off the Taimyr peninsula and bends southwards along the course of the Yenisei, crosses the Upper Tunguska in an easterly loop and then curves westward to the Upper Yenisei. It makes a sharp bend north-eastwards round Lake Baikal, passes south again and then east to the mouth of the Sungari. The lines of equal range to the west of this have a general northsouth trend, each having wide curves first to the east and then to the west as far as the Urals. West of the Urals the lines are less sinuous. The range at Moscow is 54° F and at Petrograd
48-6° F. The range at Batum on the west coast of the Black Sea drops to 30-8° F. The geographical distribution of great temperature ranges in Russia indicates that the determining factor of range is the intensity of winter. These figures, showing a great range of temperature in regions of prolonged winter, indicate what a dislocation the brief spring brings to the life of Russia and how great is the strain on plant, animal and human life to secure adaptability. In European Russia the last days of frost are experienced for the most part in April, but north of lat. 55° N. in May and progressively later towards the north. In Asiatic Russia spring sets in at the end of April in the south and progressively later towards the north. Thus on a line from Yakutsk, passing north of Beresov on the Ob, south of Mezen and through Kola the average date of thawing on the rivers is May 21st. On a line extending from Sredne Kolimsk through the confluence of the Butyntai and Yana rivers, bending
south over the plateau and turning north to Obdorsk the date is May 31st; on the upper Lena and its delta and at the mouth of the Yenisei, the thaw does not set in until the second week in June. The date of freezing of rivers in Russia varies from December near the north coast of the Black Sea, and for the northern
part of the Caspian and the Sea of Aral to November on the northern coast. | . In Asiatic Russia the date of freezing varies from November in
Arctic circle, night radiation from the snow covered earth is the south to September for the Taimyr peninsula and the region intense in the clear, dry atmosphere and, as Verkhoyansk lies in east of Yana Bay. We thus have a picture of an unlocking of ‘the a valley bottom, inversion of temperature intensifies the cold. winter grip setting in about April in the south and’ at dates ‘vatyWoeikof attributes the fact that Sagastyr on the Arctic Ocean, in ing from early May in the west to late June in the north-éast, with 73° 32’ N. has an av. Jan. temp. 25° F warmer than that of a period of possible vegetation activity at its maximum’ in thé Verkhoyansk to the stronger winds on the flat and treeless tundra and to the absence of temperature inversion. S. Obruchev (“Dis-
covery of a Great Range in North-Eastern Siberia,” Geographical
south-west and rapidly diminishing towards the north-east. The melting of the snows and the consequent flooding 6f'the roads and river banks and the coming of the spring rains, slight though
their quantity may be, disorganise traffic. The badly construtted roads become seas of mud, the frozen marshes tirn to quaking bogs and the rivers are at first obstructed by bidtks- of’ ice.“ On of ice dinavian mountains.: ‘A general feature of the Russian winter, the lower‘courses of the rivers flowing to the‘ Arcti¢’ blocks’
Journal, 1927, vol. 70) suggests that the Pole of Cold may extend over the Upper Indigirka. Another local relief effect is the cold temperature experienced immediately east of the Scan-
south of the Arctic circle is thé ‘clear bright sunshine and the
brought ‘by the warmer water from the’ earlier thawing upper
absence of cloud, the maximum of cloudiness being experienced| courses are’ heaped upon the still frozen rivér, and ag this latter ‘and ice ‘blocks and begins to flow the banks’ are’ ‘flooded in autumn,’ except in the Far Eastern Area, where summier is ‘the melts 2 tabe : so Sehat season of maximum
cloud, and in’ the south ‘of thé Ukraine,’ the
| ‘are' catvied on to the land‘ to the .accoriipaiiiment of deafening 3]
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RUSSIA
688 crashes of the great another.
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A set-back to spring occurs in the second half of May, most sharply felt in Siberia, where the “icy saints’ days,” as they are called, are so blighting that it is impossible to cultivate the apple and the pear. This return of frost is experienced frequently in the Ukraine in a belt lying south of the extension of high pressure. Northerly and easterly winds may bring such biting frost that the leaves of the oak are shrivelled in an hour or two. It is significant to note that the maximum pressure conditions of April in the Polar region are succeeded by minimum pressure conditions in June. (This phenomenon of late spring frosts is by no means confined to Russia.)
Precipitation.—Evaporation
from melting snows
and dry-
ing surfaces keeps the spring temperature lower than the autumn temperature except in Turkestan and the steppes to the north of it, where snow does not lie because of the exposure of this treeless region to violent winter winds. In these regions, therefore, in accordance with the greater spring altitude of the sun, spring is warmer than autumn. The snow covering is thickest in the taiga belt (often 3 ft.) and in the west, under the influence of occasional cyclones, may form drifts of very great depth. The thin snow covering of Asiatic Russia melts in spring. Except in the extreme north of European Russia, in the deserts and steppes east of the Caspian roughly south of lat. 48° N., and in trans-Caucasia and the east coast strip of the Black Sea, summer is the season of maximum precipitation. The Pacific coastal strip, under the influence of the south-east monsoon has a particularly wet, stormy, cool summer unfavourable to agriculture, the maximum fall being in August. In Asiatic Russia east of the Yenisei and in the northern part from the west of the lower Yenisei to the Urals July and August are the rainiest months, a condition unfavourable to grain crops.
In a belt lying north of the steppe-desert and of the Caspian, east of a line curving through Astrakhan, Kazan and Bogoslovsk, and stretching west to the Altai, June and July are the wettest months. This belt terminates south of lat. 60° N. in the west and north of it in the east. To the west of it June is the wettest month in the south and August in the north, while in the ’ central and western zone beyond, July is the month of greatest rainfall. To the north of this region July and August are the wettest months. Thus in many regions a wet August follows a severe winter. Winter rainfall is kept at a minimum by the prevalence of outblowing winds from the dry high pressure area, but in summer pressure conditions are reversed. Autumn, with its transition to the frost régime, is, like spring, a season of interruption of communications both by road and river, sometimes involving interruption of telegraphic communication because of the impossibility of getting over the roads to carry out repairs. Precipitation except near the Caucasus range and the coastal tange of the east against which the south-east monsoon impinges, is fairly uniform, averaging about 20 inches in the central belt west of the Urals and 15 inches in that belt east of the Urals extending to the Pacific coastal ranges. Regions with such a rainfall may be humid in conditions of minimum evaporation, especially if the soil is clayey or icebound; they are arid in conditions favouring evaporation and dispersion of soil moisture. In the tundra region of the north it sinks to 8 inches, while
south of the central belt, in a region which includes the south of European Russia and the Central Asiatic Republics and the steppes and semi-deserts to the north of them, the prevailing
winds throughout the year are from the dry north-east and rain-
fall therefore is scanty, in some places as low as 4 inches per
[SOILS
were navigable within recent historic times, and the drainage of marshes in the north by the slow elevation of the land. A genera} feature of the summer rainfall and of the May and June rainfall of the steppe is its liability to fall in sudden heavy showers often
accompanied by thunderstorms.
This results in a quick run of
of the water so that the effective moisture is small. In 188, in
Kursk province a heavy storm in July deposited within half ay
hour an amount of rain equal to 25% of the normal annual rain-
fall. Forest cutting in the upper courses of streams has greatly
increased the denuding action of streams. Certain regions form distinct climatic units. In this group, of course, fall the valley regions of the mountain zones, each valley often having a different exposure and different altitude, The east coast of the Black sea under the lee of the Caucasus has a milder climate and its rainfall (6o inches per annum) is of the same type as that of the west coasts of the Mediterranean, in dependence on the special pressure systems over the Black Sei.
The region round Lake Baikal is much influenced by the presence of that body of water, especially in December before freezing sets in, when the combined influences of open water and of the liberation of latent heat during freezing cause the isotherms to loop north-eastwards around the lake. The special features of the eastern coastal region are discussed under Far Eastern Area (g.v.) and for those of the Arctic fringe see Pozar Recions, BrsriocrapHy.—Climatological Atlas of Russia, St. Petersburg, 1900,
giving the results of observations from 1849 to 1899; Kendrew, The Climates of the Continents (1927).
SOILS AND
THEIR INFLUENCE
Soil study or Pedology as a scientific discipline owes its present position largely to Russian research, which has demonstrated that the soil is a distinct entity dependent on regional and climatic factors for its evolution and type. The vast extent of the Russian
empire and the importance to its life of the Chernozyom (Chernozém) or Black Earth, gave special opportunities for studying the
characteristics of soil under widely differing climatic, geological, topographical and biological conditions. Foremost among these
workers was V. V. Dokuchaiev (1846—1903) whose researches, published 1879-1883, included a cartography of Russian soils. The Dokuchaiev Institute of Soils in Leningrad published in 1926 a detailed map in colour of the soils of Russia compiled under the direction of K. D. Glinka and L. I. Prasolov, with the assistance of S. S. Neustruev, B. B. Polynov and N. I. Prochorov. Glinka’s work on soils is of world-wide importance and the publication in 1928 by the Department of Agriculture of the United States of America of an English translation of his classic “The Great Soil Groups of the World and their Development” makes his results available for the first time to English speaking peoples. An important series was published in English in 1927 by the Russian Academy of Sciences and includes thirteen pamphlets by different Russian soil scientists on various aspects of pedology affecting Russia. Fallou and Richtofen had previously recognized the importance of the study of the regional distribution of soils but the definite connection of present climatic conditions with the geography of soil distribution was first laid down by Dokuchaiev
and afterwards developed by N. Sibirtsev and K. D. Glinka.
Russian scientists were pioneers in the detailed study of vertical sections of soils, which reveals important morphological characters of the various layers dependent to a large extent on climate. } study of soil horizons owes much also to Japanese and American
investigators, while later the work of microbiologists (e.g, S.N
Vinogradski and V. L. Omelianski) and of students of colloidal
action (¢.g., K. K. Gedroiz) much widened the scope of study. The
accompanying soil maps of Russia are based on the maps prepar?
annum, and agriculture depends on irrigation. A special problem of Russian agriculture is the irregularity of the amount of spring rainfall, complicated by the fact that this irregularity occurs in
by Glinka and Prasolov.
regions where the length of the snow covering varies from year to year in dependence on violent winds. A combination of poor snow covering and deficient spring rains leads to the terrible famines which are a recurrent scourge of south-east Russia. Related to this irregularity are such problems as the increasing
noted. As one goes north-eastwards in Asiatic Russia, the climat
desiccation of Turkestan, the present shallowness of streams which
The Tundra.—The first main group is the tundra zone stretch-
ing across the whole of northern Russia. The name tundra implies treeless as opposed to forest lands, and two main zones can © conditions become increasingly dry and precipitation ultimately
reaches a minimum and there is much arid clayey and stony °,
tundra, but in the remainder of the northern tundra zone there 18
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689
greater annual precipitation. Scanty though it may be, this precipitation is often sufficient to cause the soils to be classed as
the sub-soil under forest is drier than that under herbaceous
permanent freezing of the sub-soil which seriously limits the
tened by better preservation of the snow covering and by lower
humid, owing to low temperatures,
slight evaporation and the
draining off of surface water. The excessively moistened horizon
vegetation, and the level of sub-soil water is therefore lower under
forest. At the same time the upper horizon under forests is mois-
evaporation under the shade of leaves and forest bedding. The main morphological characteristic of podzol is the presence and tums the region into an impassable quaking bog, is called of two horizons, an eluvial upper horizon A, which is comparatively “lik”; it is coloured by ferric rusty spots and wedges of humus. deprived of colour and leached, with sandy particles, and an underThis “glei” horizon of tundra soils retains its motley colouring lying eluvial horizon B, more intensely coloured, having an inwhen dried. The vegetative mass of moss, lichen and dwarf shrub creased clayey content and chemically enriched with hydrates of tends to form peat, and “hillock tundra” is apparently due to the sesqui-oxides and with humus. The upper horizon may be divided formation of a frozen core which cuts off the moisture supply of into a layer containing undecomposed organic matter (e.g., hyphae the surface moss, thus causing it to die. The decomposition of of fungi), a greyish humus layer and a whitish horizon almost devegetation causes denudation and cracking, with ultimate gradual prived of humus and enriched with silicic acid. The B horizon disintegration of the hillocks, between which the surface water may have an upper coffee-coloured layer, with precipitated humus collects and runs off. substances and a lower more yellow or rust-coloured layer with Remarkable features of tundra soil are the “polygon” or “me- precipitation of iron hydroxide. This horizon may sometimes condallion” type and the “spot” type. The former, tesselated soils, sist of ortstein, a compact indurated ferro-humus layer. The proare due to cracking of the surface layer during drying with conse- cess of leaching to which the upper horizon of the soil is subjected quent drainage of water along the cracks, removing fine particles is known as podzolisation and varies in degree, sometimes being and sometimes depositing stones, so that sandy and occasionally indicated by almost imperceptible spots and at the other extreme stony streaks separate the polygons. “Spotty” tundra may be due by a compact whitish streak of a schistose character. The colloidal to compression of the semi-liquid mass of earth between the frozen nature of humus plays an important part in the development of sub-soil and the newly freezing surface; this semi-liquid mass podzolisation. The type of parent rock is also important, the morbreaks through to the surface and forms spots deprived of vegeta- phology of clayey, sandy-loamy and sandy podzolised soils varytion; in other places it is apparently due to the action of wind. ing greatly. The exact processes of podzol formation are still a Peat formation is observed at the highest latitudes in the Arctic subject of dispute; for an account of various theories see S. S. regions; except where the ice and snow cover is permanent. The Neustruev, “Genesis of Soils’ 1927, Pt. IIL. of Russian Pedological frozen sub-soil and the severe climate make agriculture impossible Investigations. This podzol zone is very extensive and broadens here and the tundra is the land of the wild reindeer and the nomad out in Asiatic Russia so that it reaches from the tundra in the reindeer breeder, who takes his herds to the south during summer north to the plateau region in the south. The term Rendzina is applied to soils derived from the weatherand to the north during winter and supplements his dependence on the reindeer for food, transport and clothing byalittle fishing ing of calcareous rocks. Bog Soils.—There are vast regions that are intercalated among in the summer and by occasional hunting. Huts erected on this frozen sub-soil sometimes cause thawing with a development of a the forests covered by bog, especially in the west. Bog soils are consequent upward fountain, the water of which may freeze into formed where the pores of the soil are filled with moisture for a solid ice. Remains of birches and spruces have been found beneath prolonged period, in regions of slight evaporation and marked atmospheric precipitation. The organic matter, paludinous herbapeat hillocks on the tundra. The forest stretched much further northwards at some post- ceous growths (Carex, etc.) and paludinous moss (Sphagnum, etc.) glacial stage (the “Atlantic” phase in western Europe), when the and sometimes the remains of alder, dwarf-birch, etc., instead of climate was warmer than it is now, but the advance of tundra on decomposing into humus, becomes enriched with carbon and transforest has been encouraged by human destruction of the thinner formed into peat. Micro-organisms play a large part in this carfringe of “island” forest to the north, which helped Sphagnum bog bonisation process, which penetrates to varying depths and which, to swamp the forest fringe. Towards the west, under the influence where moisture rich in oxygen exists in deeper layers, may be of the Atlantic, the tundra belt is narrow; it increases in width superimposed on a humus layer. As a result of evaporation on the towards the east under the influence of the continental Asiatic surface of the swamped soil, iron is precipitated in the upper soilwinter, and thrusts much farther south in Kamchatka, partly be- horizon directly beneath the peaty layer in the form of nodules of cause of the height of the land and partly under the influence of bog-iron ore. Bog-iron ore has been worked in a primitive way cold ocean currents from the north; oceanic influences thus playing from very early times in Russia. The swamps and marshes have an entirely different réle in the east. South of the tundra bog played a twofold part in history; they hindered the development begins a zone of scattered dwarf spruce and birch trees, transitional of communications, but they frequently formed retreats for the forms to the trees of the taiga zone. In Asiatic Russia a belt of Slavs and the Finns in early times. Novgorod escaped destrucvast marshy plain covered with dwarf birch lies south of the tion by the Tatar horde in the 13th century because the Tatars tundra belt. Along the river valleys, better protected from the could not cross the marsh in the rainy summer, and the strategic wind, which induces winter evaporation and thus hinders their importance of the Pripet marshes has been evident from early growth, and also better drained so that sub-soil ice is not so near days. Today the peat bogs have great commercial importance, above the frozen sub-soil, which thaws during the brief summer
the surface, the forest pushes northward. In the immediate vicinity for Russian scientists have invented a method of using peat fuel of the streams, forest is denuded by the blocks of ice brought in the production of electricity. The forest and marsh zone of European Russia is of pecultar down in spring. interest historically, for it, was in this less attractive region that THE FOREST ZONES the Slavs settled after the devastation of the fertile steppe by Podzol—The coniferous forest (taiga) belt and much of nomad Turkic hordes, and it was in this region that: the Great the mixed coniferous and deciduous belt are characterised by pod- Russian race consolidated the kingdom of Moscow, which afterzolised soils. Podzol or ash-coloured soils are developed in condi- wards re-absorbed the steppe. Here, too, various small minorities, tons where the moistening of the upper soil horizons is sufficient Finnish and Turkic, were able to retain their national individuality to ensure the percolation of water into deeper horizons, and where even to the west of the Urals, and are now separate -cultumal:units
there is sufficient, but not excessive evaporation so that the perlating solutions are drawn upwards. Forest conditions, which prevent rapid or excessive evaporation and which at the same lime ensure moistening of the soil are peculiarly favourable to podzol formation, though this type of soil has also been found in
meadow and meadow-moor regions. Owing to strong transpiration,
within the Russian state. The forests of this belt. are subject to
two forms of climatic zoning, a north to south zone related ta temperature and a west to east zone related todecreasing humidity: The beech just makes an appearance in thé Podolian bend. of the
Ukraine, but penetrates no further east,,excépt in-the moister rét gions of the Crimea and the Caucasus, : The oak approaches, but ~
690
RUSSIA
does not cross, the Urals, while the Siberian pine, larch and cedar
penetrate from Asiatic Russia into the extreme north-east of European Russia. Concerning north to south distributions, one notes that the oak appears south of a line drawn through Pskov, Kostroma, Kazan and Ufa, though islands of oak penetrate further to the north. Profitable production of apple, pear and cherry is roughly coincident with the oak belt. Hornbeam does not penetrate much beyond
the northern boundary of the Ukraine, though maple and ash accompany the oak almost to its northern limit. The lime tree combines the two zones, preferring the east and not as a rule extending further north than lat. 62°-64° N. Apricots and walnuts, on the other hand, prefer the west, reaching 50° N. lat. in eastern Ukraine and spreading further north to the west. Coniferous Deciduous Zones.—The Siberian coniferous zone
is characterised by its wider north to south extent, by the great
fringe of stunted birch to the north, where trees a hundred years
old may be but a few feet high and are thickly encrusted with lichens, and by certain distinct varieties of conifers, e.g., the silver fir, stone pine and the Siberian larch. In the virgin forests of the valleys and lowlands of Western Siberia are larches, pines and silver firs, mingled with birch and aspen, while poplar and willow fringe the streams. In this region are the urmans, dense thickets of trees often rising from a treacherous carpet of thickly interlaced grasses, concealing deep marshes, impassable except in winter. In the south-eastern trans-Baikal region, under the influence of the drought of the Gobi steppe, the forest thins out. The distribution of spruce and Scotch pine, the chief trees of the coniferous forest, depends largely on the parent rock. Spruce grows best on clayey, but not boggy, soil and is therefore closely related to the distribution of glacial boulder clay, while Scotch pine spreads best on sand and peat. In the Bryansk district, on the cretaceous marl and phosphorite sand, near the southern limit of the coniferous forest, spruce is found with an admixture of oak, Norway maple, poplar, birch and elm. Along the river valleys of the steppe are interesting southward-extending strips of forest, oak growing on the high right bank and Scotch pine on the low sandy left bank. On some soils where
sand lies above clay, the spruce, which is tolerant of shade, grows among the taller pines. Pine forests occur on loess covered chalk on the right bank of the Volga and in Voronezh; Kursk and Kharkov, and with them are certain rare plants, possibly relics of the Ice Age. A general characteristic of the oak is that it does not tolerate complete podzolisation and requires greater warmth than spruce, thus it penetrates north into the coniferous zone along
river valleys where the soil is warmer and less podzolised and gives way to spruce on the interfluvial clay-lands. The earliest agricultural development in Russia took place in the region of the heavy clay soil of Moscow, as the first period of relying on forest wealth for trade gave way to dependence on local cultivation of crops in view of the closing of the trade channel to the Black Sea and Caspian by Mongol invaders. Agriculture involved forest clearing by cutting or burning, more frequently the latter because the charcoal helped to make the soil productive. Before a good yield could be obtained, many years of careful cultivation and manuring were necessary, and the population constantly tended to drift to the more fertile black earth region, while of late years the population on the clay soils (podzol) has been more ‘and more diverted from agriculture to industry. Cereals, chiefly barley, rye and oats, with flax and hemp, potatoes and cabbages and recently grass and lucerne are the chief crops. Some wheat is grown, but not so successfully as farther south. Intensity of cultivation thins out markedly to the north and in Siberia hardly exists, the long severe winter and the liability
to recurrent frost in spring being unfavourable. Timber exploitation and hunting of fur-bearing animals are of ancient importance. Cattle breeding and dairying are developed in many parts. Human
settlement in the northern hunting, fishing and forest-products belt is usually along the river valleys and-the shores of lakes and Seas, the peat bog watersheds being uninhabited. On the glacial soils of the central watershed the valleys are humid and cold and settlement is on the warmer, drier morainic hills, where’ the ‘season for
[SORS
ripening crops is 10 days longer than in the valley bottoms, The podzol zone of Asiatic Russia is sparsely peopled in view of the severity of climatic conditions, and averages one inhabitant square kilometer. This is a misleading way to put it since settle ment is usually concentrated on the alluvial river strips and yay expanses of virgin forest have no settlements. Hunting and fishi are the main occupations, with cattle-breeding in the bog meadgy
belt lying east and west of the great bend of the Lena, on the alkaline podzol. Berry-bearing plants are found everywhere in this
zone, whortleberry and arctic bramble spreading far into the north while raspberries and currants form a luxurious undergrowth i, many coniferous forest regions.
Black Earth.—The chernozyom (black earth) formations lje
south of the podzol forest zone. Their origin was a subject of much
discussion in the early days of soil study, though Glinka states tha the Russian peasant had long ago arrived at the conclusion noy
generally held that chernozyom has been developed through the modification of an original material by the decay of animal and
vegetable remains. Dokuchaiev in The Russian Chernozyom (1883) enunciated the view now generally accepted. Owing ty the wide extent of chernozyom on loess, loess-like loams and loess.
like clays it was once thought that chernozyom was a hum.
coloured loess. But chernozyom is now known to occur on granites and andesites, on chalk, on Permian, Jurassic and other limestones, on Upper Permian marls, on Tertiary siliceous clays, and even on
sands and sandstones, provided that the latter are rich in compler
minerals. The essentials for the formation of chernozyom are high evap-
oration with consequent desiccation of the soil during summer (high temperature with a high saturation-deficit) and long free.
ing of the soil in winter. During winter, water accumulates in the soil and provides for luxuriant spring vegetation, this moisture being exhausted by the end of May or the middle of June. The resulting drought retards the decay of the steppe grass (stipa), whose strongly developed root-systems provide abundant humus. The essential characteristic of chernozyom is its rich humus content, thick and rich chernozyom yielding 10 to 13% or more in southern latitudes, and 6 to 10% in northern latitudes, 6 to 10%1s also the average content of ordinary chernozyom, while northem and southern chernozyoms yield 4 to 6%. The map shows that the central belt has the greatest humus content and that there is a decrease to north and south. During the intense summer evaporation there is a powerful ascending current of water in the soll gypsum and calcium carbonates being deposited in separate horizons. Morphologically a chernozyom profile consists of an upper htmus horizon and a horizon of carbonate accumulation. “Thick’ when applied to chernozyom denotes thickness of the humus hornzon, though the limit of the underlying horizon is sometimes hardly distinguishable owing to its containing wedges, spots and veins of
humus. It should be noted that chernozyom is found on mountain
slopes (¢.g., in Turkestan and Trans-Caucasia), the height atwhich
it will occur being determined by the climatic conditions at the foot of the mountain. If forested podzol occurs in this region, no black earth will exist on the mountain, but if the mountain nss from desert or desert steppe,
chernozyom
mountain provided the altitude is sufficient.
will occur on the
a
Loess.—Loess, a fine grained porous deposit of material accu
ulated under the influence of winds blowing out from an ice-sheet across its marginal moraines, is widespread in South Russla an Turkestan. It gives rise to different soil types, the chernozyom
being carried farther into moist conditions on loess because ùr porosity of loess drains of the superfluous water. Under ani conditions grey semi-desert and desert soils are formed on loess
When moister and milder conditions of climate supervened oe
the “Atlantic” phase of climate after the great retreat of"
glaciers, forests sprang up in the regions affected, though appar
ently less on loess than elsewhere. Under forest the humus W%
removed by displacement of sesqui-oxides and colloidal clay n
upper to deeper horizons, the resulting soil being termed a. i
or liched (leached) chernozyom. The map shows this belt: strete
ing in a south-west to north-east direction in European Russ# al
RUSSIA
Map II
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Podzolised bog, soil Podzol ised soi Is. -Rendzina. Degraded soi is and liched chernoz yom S.
Chestnut soi ls of subarid steppes
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SOILS]
extending into Asiatic Russia as far as the Altai mountains, with
a few patches further to the east as far as the trans-Baikal region. A tongue of it extends as far north as Perm and another tongue extends northwards
on the left bank of the Vyatka.
The oak
forest is characteristic of the northern belt of degraded chernozyom in European Russia and there are three stages of development, the belt where the forest spread at the expense of the
steppe and was continuous until man interfered, the belt of island-
like clumps of oak near the rivers, and the steppe belt, where forest is found in the ravines only and the plateau is left to steppe vegetation. This latter belt has had interesting historic relations; the Slavs took to the forested ravines and left the
plateaux to the nomad grazers, and to the present day village settlements run continuously along the ravines. The proximity to river water was an attraction, though ravine streams often disappear in summer except after heavy showers. On plateau land enclosed in the angle between two rivers, up-
land oak occurs (¢é.g., the Voronezh province oak used by Peter the Great for ship-building). Associated with the plateau oak forest are ash, lime, maple and elm. The fertility of the rich black
earth is such that many years of continuous cropping hardly affects it and it is this zone which made Russia a famous grain-
exporting region even in the time of Greek and Roman dominion. The islands and ravine strips of oak cease south of lat. 48° N., and of the line from the Stalingrad (Tsaritsyn) bend of the Volga to the Urals south of lat. 52° N. Patches of oak occur near the left bank of the Volga from the bend to 52° N. Thus the Pontic steppe was left free from forest and was a highway for nomad invaders. For types of agriculture, difficulties and history of the
region see Ukraine and Black Earth Region (Central). In Asiatic
691
Brown Soils.—The brown soils of deciduous forests differ from those of the arid steppes, which have a greyish tinge. Forest brown earths are formed under the influence of a temperate climate with fluctuations from year to year in the amount of rainfall so that the leaching of the soil, and consequently the humus content, varies. They have a neutral or slightly alkaline reaction and therefore readily dispersible humus bodies do not occur. Glinka and Ramann hold different views on the question of these brown earths, the former being doubtful as to the advisability of classifying them as independent soil types.
Red Soils.—The exact systematic position of the red soils in the Batum area is not definitely decided; they are not true laterite, though they may belong to the laterite type. In most cases the profile consists of a red and yellow coloured lower horizon and a brownish upper humus horizon. Glinka considers that the redcoloured and motley-coloured horizons of the Batum and Chavka soils are relict red soils from the Tertiary epoch, while the overlying more or less humus-coloured layers may be slightly podzolised soils. The probability of this hypothesis has been strengthened by the finding of similar relict soils in the Far Eastern Area, in the eastern Ural region, in the Kirghiz steppe and even in the centre of European Russia. These relict soils are partly subtropical red soils and partly kaolin-laterite, kaolin-bauxite and bauxite-laterite. Bauxite regions are important for the development of the aluminium industry. The red soils of the Batum region, are very fertile and are specially suitable for tea plantations. In conclusion it should be noted that Russian soil scientists, while regarding climatic zoning as a predominant factor in the formation of soil types emphasise the complicated interplay of other factors, parent rock, relief and its evolution, geological history, biological factors, and so on. Dokuchaiev also considered that the age of the parent rock and
Russia the railway runs through the chernozyom belt where Russian settlement has been intense since the latter part of the gth century. The more easterly extensions of the steppe black earth lie in the zone of recurrent droughts and terrible famines, the length of time during which soil formation in particular conand under stress of famine conditions the ancient tradition of ditions had been in progress were both important factors, thus persistent wheat sowing on the three-field system is giving way to podzolisation tends to end in the production of podzol from chercultivation of maize and potato and to many-field systems; nozyom, while saline soils represent the youthful stage of alkaline soils. The concept of finality is, however, very rarely tenable in irrigation schemes are also being developed. Drought Soils.—Chestnut-colour, brown-desert and grey-desert the complex and interdependent relations of organism and soils are developed under conditions of insufficient moisture. The environment. (For a discussion of Fauna and Flora see the articles on the chestnut-coloured soil fringes the black earth zone on the south, and, since its humus content may be 3 to 5%, it is very productive continents of EUROPE and ASIA.) BrBLioGRAPHY.—In English. K. D. Glinka, The Great Soil Groups if sufficient moisture is available, and is specially favourable to of the World and their Development (1928, with a detailed bibliogthe production of the harder wheats. It demands careful working raphy for each chapter). S. S. Neustruev, “Genesis of Soils,” in Russian and much forethought, however, in view of its position in a sub- Pedological Investigations 1927, in which series there are 12 other
arid zone liable to irregular recurrence of drought. With increasing
aridity alkaline and saline soils occur. Capillary rising of water to
the surface and subsequent evaporation and deposition of salt cause the development of saline soils. Snow-white salt efflorescences of sulphates and chlorides frequently cover a soft friable “puffed” layer containing separate salt crystals. Irrigation of the tugat or flood plains of Turkestan has resulted in a distribution of salt on the surface and an evolution through puffed layers to a hard, grey, porous, loamy crust (fekyr). The micro-relief of the
saline soils in the Aralo-Caspian basin and in Turkestan has encouraged salt accumulation,
brackish ground-water.
salt collects in hollows containing
Alkaline soils appear to be derived from
saline soils through the diminution of salt content. This has an
mportant bearing on palaeogeography, though Vilenski’s suggestion that all alkali soils were salines before the post-glacial period seems to need modification.
Mountain Soils.—Mountain soils are of much interest since they show a vertical distribution bearing somewhat the same rela-
pamphlets including L. I. Prasolov on “Cartography of Soils,” and J. N. Afanasiev, on “The Classification Problem in Russian Soil Science”; E. Ramann, The Evolution and Classification of Soils (1928). In Russian. Among the numerous Russian publications are:—V. Dokuchaiev, Russian. Chernozyom (1883), Cartography of Russian Soils (1879) ; various articles in the Transactions of the St. Petersburg Society of Naturalists and of the Free Economical Society (1879-83) ; Materials for the valuation of land in Nizhniy-Novgorod (1886); Questions of valuation and classification of land in European and Asiatic Russta (1898). Glinka and Prasolov, Sod Map of the Asiatic Part of Russia (1926) (8 sheets, in colour). K. Glinka, Soil Science (1915); Soil Dispersions (1924); articles in Pedology (1911-16); and in the Transactions of the St. Petersburg Society of Naturalists, vol.
xxxiv., No. 5; Clays of kaolin type in Voronezh province (1919) ; K.
Gedroiz, in the Journal of Experimental Agronomy (1906, 1908 and 1912); Theory of Absorpiive Capacity (1922). L. Prasolov in Pedology (1916), on the “‘Chernozyoms of the Azov‘ steppes.” ‘N. Sibirtsev in Memoirs of the. Novo-Alexandria Institute. of Agriculture and Forestry (St. Petersburg, 1898, 1901, 1909). The Russian journals (x) Pedology and especially articles by G. Tumin, S. grov, G. Morozov, S. Neustruev, V. Vernadski and G. Vysofski; (2) The Russian Pedologist; (3) Transactions of the St. Petersburg Society of
tion to zonal soil distribution on the plains as vertical climatic Naturalists; (4) Transactions of the Free Economical :Soctety; (5) The Journal of Experimental Agronomy; (6) The Proceedings of the zones bear to latitudinal ones. The relation is complicated by Kazan Society of Naturalists; (7) Agriculture and Forestey; (8) The tain and river denudation and by glacial erosion. For the forest and other zones associated with the Caucasus, see NorTH CAUCA-
Transactions of Agricultural Meteorology; (9) The Transactions of the Dokuchaiev Soil Committee; (10) The Transactions of Soil and
SIAN AREA; GEORGIA; ARMENIA; AZERBAIJAN and DAGHESTAN. Botanical Expeditions, edited by K. Glinka;! (z1)-Zransactionus of the Expedition, 1912, vol. xv., edited, by: K..-Glinka;,, Tramsactions in the trans-Baikal and southern regions of the Far Eastern Area Amur of the Siberian Institute of Agriculture and Forestry. See also the themountain forest is linked in type with that of Manchuria. (See article on Soils; M. D. Haviland, Forest, Steppe and Tundra (1926) ;
FarEASTERN AREA.) In the Altai forest there is a relict oasis of B. A. Keller, “Distribution of Vegetation on’ the Plains of European wes he Tertiary deciduous forest. Russia” in Journal of Ecology, vol. xv., No. 2, (1927).
692
RUSSIA
POPULATION The population of Russia, huge though it is, is small in comparison with the vast area over which it is spread, averaging about 18 per sq.m. This is partly due to the vast extent of land unsuitable for settlement, the great tundra expanse fringing the
north, with the taiga belt south of it, and the huge deserts of Central Asia, and partly to the fact that Russia is an agricultural and not a manufacturing country. Dense agricultural populations
exist in the monsoon lands of south-east Asia, but Russia lies too far north and is too much exposed towards the north to permit of all-the-year-round agricultural production, and therefore the possible density of her agricultural population is strictly limited by climatic conditions. The saturation point of agricultural population is, however, very far from having been reached. Many areas of land which could be cultivated are empty, and in the cultivated areas production is hindered by poor methods of farming the land, by the illiteracy of the peasant and by lack of transport facilities. Lack of transport facilities is perhaps the greatest drawback to agriculture: the effects of the construction of the trans-Siberian railway on grain-production and dairying were marked. Weak development of industry also limits agricultural progress, since large towns encourage a meat and dairy industry and intensive market-gardening. Russia has great mineral wealth and the construction of railways is increasing year by year so that her potential industrial development is great. The reasons for its retardation and for the poor stage of cultural development in the country and possibly even for the misgovernment and crises through which she has passed are partly historical. It is to the Slav colonisation of the Russian plains and to the long Slav struggle with nomadic invasions from Asia that Western Europe owes her comparative freedom to develop a certain cultural unity. The rôle of buffer state was not voluntary, but the debt is none the less great, and the heroic struggle of the Slav races against repeated plunder and invasion, in hard climatic con-
[POPULATION
resistance to climatic conditions demands food of high nutritive
value, the lack of any medical help for large sections of the popu.
lation, unhygienic conditions, including overcrowding in the cities
and lack of sanitation and pure water supply in the country, and
in many towns, and the general illiteracy of the population. This latter factor makes it impossible to instruct the population ip methods of preserving health and avoiding the spread of the
epidemic diseases so common in Russia
The complete absence
of isolation hospitals in most rural districts and the custom of
admitting animals into the huts for the sake of warmth in winter add to the difficulties of prevention In some districts, especially in the administrative unit known as the Central Black Earth Area, verminous conditions are ram. pant in the crowded peasants’ huts and though the peasants con. sider their weekly steam bath a necessity, poverty compels them to resume their verminous garments. The Soviet government has achieved much in city centres in its struggle against child mortality: in Moscow the death rate fell from 23 per 1,000 in 1913
to 13 per 1,000 in 1925, this figure has declined chiefly since 1922 having naturally been high during the war and revolution
The mortality of children in their first year of life fell from 177 per 1,000 in 1924 to 135 per 1,000 In 1925. This has been
achieved, in spite of wretched housing conditions, mainly through the establishment of créches and maternity hospitals and through a campaign of pictorial as well as written instruction in bygiene
A darker side of the picture is the suicide record; between 1923
and 1926 the number of suicides in the U.S.S.R. increased by 50%. Progress in rural districts and in the autonomous areas and republics is necessarily slow and in medical facilities than previously. the recent establishment of a centre women from remote areas receive
some regions there are fewer An interesting experiment is in Leningrad where men and instruction in the rules of hygiene and first aid so that they may return to their villages and thus act as pioneers The gathering in Moscow of repreditions, should command the respect and admiration of the world. sentatives from all parts of the U.S.S.R. every year for conMany times in the long history of recurrent plunderings and gresses must help to spread hygienic and cultural ideals. Ethnic Groups.—In ethnographic character the population of invasions, of terrible famines, of misgovernment, of enslavement at home and by Eastern races (serfdom existed till 1861 and Russia is remarkably varied. The Russian Academy of Sciences even in the roth century Russian slaves were sold in Oriental calculates that Russia is inhabited by 169 ethnic groups, divided markets) the inhabitants of Russia must have felt what the 12th into ro major divisions as follows:—Indo-Europeans 36 groups, century historian records of the men of the Kiev steppe: “Men Caucasian (now classified as Japhetic) 40, Semites 6, Finns 16, began to ask themselves whether life was possible under such Samoyedes 1, Turks 48, Mongols 3, Tungus-Manchurian tribes 6, Palaeo-Asiatics 9, and groups of tribes from the Far East, with conditions.” Vital Statistics—The first Russian census, taken in 1897, an ancient culture 4. Of these one quarter have a yellowish tinge recorded a population of 129,200,200. In 1926, in spite of in the skin, the rest may be considered white, thus racially as the loss of some of its most densely peopled areas on the west, well as geographically Russia is Euro-Asiatic rather than Euroand of the deaths resulting from war and famine and the epi- pean. Numerically Great Russians form 52-9% of the population. demics which followed in their wake, it numbered 146,989,460, about 83% of whom were engaged in agriculture. The birth Ukrainians 21 2%; Finns 3 3%, White Russians 3.2%, Uzbeks and rate is high, about 47 per 1,000, and the death rate, 30 per Turkmen 2-4%, Tatars 2%, Jews 1-8%, Georgians 1.2%, Greeks 1,000, is also high. Infant mortality is specially high, and it is and Armenians 1-3%. No other nationality numbers 1%. Thus calculated that 450 out of every 1,000 children born die within the the three branches of the Slavs form 77.3% of the population, first five years of life. The mortality of women in the prime of while no other nationality reaches 4%. On the whole Turkic life has been high since the revolution. According to the 1897 tribes occupy the most important rôle after the Slavs. These census, the proportion of men and women was fairly even. In ratios vary very much in different districts. The Slav population the 1920 census the ratio of men to women was 100:115-5, the is most dense in European Russia; in Asiatic Russia it has spread excess of women being largely due to war deaths among men. In in a dense belt along the cultivable prairie land lying south of of 1926, though there was much fighting in the period 1920-22, the lat. 50° N. as far as the Yenisei river, along which a ribbon ratio was 100:108. Professor Semenov Tian-Shansky in an article Slav penetration has reached the Arctic, following the same line “Russia: Territory and Population” in the American Geographical as Ugro-Samoyede peoples of long ago; ın the same way a ribbon Review of October, 1928, attributes this to the loss of man power, of Slav settlements accompanies the Ural river to the Caspian. which has resulted in burdening women beyond their strength. It East of the Yenisei Slav colonisation is mainly in ribbons along may, however, be also connected with the prolonged food short- the rivers, or in islands in mining districts or on patches of fertile age, for nutrition is of vital importance to the expectant and soil. Similarly south of the main wedge of colonisation, islands nursing mother. An interesting phenomenon, possibly due to the of Slav settlement exist among the Turkic peoples. These Turkic greater liability of male infants to catarrhal disorders in a cold peoples, Uzbeks, Turkmen, Kirghiz, etc., are most continuous m and damp climate, is that the numerical predominance of women the Central Asiatic Republics, ż.e., in the region lying west of the in the 1897 census in European Russia was chiefly to the north Dzungarian Gate from Mongolia to Eurasia and thus being the first to receive the impact of Turkish invasions under the stress of the line of the annual isotherm of 7° C. The high mortality in Russia results from complex factors, of Mongolian attack. The Tatar Republic of the Volga with amongst which are the general poverty, resulting in insufficient Bashkiria to the south-east, represents the most north-westerly and monotonous diet, peculiarly unfortunate in a country where extension of a solid wedge of Turkic settlement. The Man
POPULATION]
RUSSIA
peoples are mainly to be found south and east of Lake Baikal: the
Kalmuck region (g.v.) on the Lower Volga is a Mongol intrusion far to the west, separated from its original base by a wedge of Turkic settlement. The Yakuts of the Lena represent a northeastern spread of the Turkic element, now much intermingled with Slavic blood. The Finnic aboriginal population, Karelians, Mordva, Marii, Votyak, Permyak, Komi, and the allied Samoyedes, were increasingly pushed outward by Slav settlement. Finns are to be found mainly in the north and west, and also in a belt of Finnish settlement in Asiatic Russia, lying north of the main Slay belt
and extending to the Yenisei, again much intermingled with the incoming Slav population. East of the Yenisei the Finns form an insignificant element in the population. The Finns have preserved their distinctive culture best among the forests and marshes lying south of the tundra zone, and along the central course of the Volga. East of the Yenisei, in the Vakutsk A.S.S.R.
and in the Far Eastern Area are scattered groups of Palaeo-Asiatics
and of Tungus, while a wedge of Korean and Chinese colonisation has extended northwards into the south-east of the Far Eastern
Area. Remnants of early Iranian peoples exist in the Central Asiatic Republics. Scattered Cossack and trading settlements exist even in the tundra zone, and in Kamchatka.
These Russian
settlers have tended to amalgamate to a marked degree with the natives in a region where the difficulties of the environment made
693
protection for settlers against Kirghiz tribes throughout the eighteenth century. Another government means of colonisation was exile, which is first mentioned in 1648, the first exiles being mainly criminals, often mutilated as a punishment. By the end of the 17th century a policy of exile as a means of colonisation had set in and men were sent to Siberia for the most trifling offences, especially after the introduction of convict labour into the mines. In 1753 capital punishment was abolished and perpetual exile to hard labour in Siberian mines took its place. Raskolniks (religious dissenters from the reforms of Nikon), rebel stryelisy under Peter the Great, courtiers of rank during the reigns of the empresses, Polish confederates under Catherine I1., the ‘‘Decembrists” under Nicholas I., nearly 50,000 Poles after the insurrection of 1863, and whole generations of socialists, including 45,000 political exiles after the 1905 rebellion, were sent to Siberia. In early days they were driven in herds from one village to another and often starved by the way, but in the roth century somewhat less brutal conditions were organised. Between 1823 and 1898, no fewer than 700,000 exiles with 216,000 voluntary followers entered Siberia. In 1900 exile as a means of political persecution was abolished but was restored in 1904 and is still used. Some political exiles added to the cultural development of the country. The brother of Prince Kropotkin, whose researches in Siberia are well-known, arranged the remarkable archaeological museum at Minusinsk. Bogoras conducted research in the Chukchee country and the Decembrists built the
unity of human effort essential. An interesting feature of Russian settlement is the greater density of population in high latitudes town of Chita, but others either died of the hardships to which in comparison with other parts of the world. This movement to- they were exposed or developed melancholia, and suicides were wards high latitudes has been given a recent impetus by the common. The raskolniki as a rule made good settlers being construction of the Murmansk railway. ascetic, industrious and abstemious. The skoptsz sect introduced Colonisation of Siberia.—The first attraction of northern agriculture and better standards of living into Yakutsk.:Brodyagi, Asiatic Russia was its wealth of furs. Fur merchants from or escaped convicts, were a menace to settlers and natives alike. Free Settlers.—The free settlers, however, have played the Novgorod penetrated as far as Tobolsk and had, in the z4th century, established settlements on the Taz; they called the most important part in colonisation. In the first instance, they country Ugra. As Novgorod decayed, the Ostyaks destroyed the were runaway serfs, or fugitives from religious persecution and settlements. From the time when the Cossack Yermak, towards conscription, and thus they went into more remote parts to avoid he end of the 16th century, captured Sibir or Isker on the Irtish, re-capture. Many intermarried with the Buriats or Yakuts, and he chief settlement of the Tatar Khan Kuchum, Russian hunters often adopted the language of the natives. Their descendants are mave exploited the fur bearing animals of its forests, partly called Siberiaks. The Russian government did not support volunlirectly and partly through barter with native hunters. The term tary emigration until after the abolition of serfdom in 1861; vossack under the Imperialist régime indicated a section of the till that year it was a crime for a peasant to leave his native soil. After the Russo-Japanese war, emigration set in intensively, Xussian people liable to military service and receiving a monetary tant and arms from the government. Large stretches of land, and 350,000 families were settled between 1909 and 1913, while sually on the frontiers, were reserved for them and they had in 1913 the number of settlers was 234,877. There has been a acertain amount of autonomy. As an example of their formation marked decrease in the number of immigrants who return, with it may be noted that Count Muraviev during his conquest of the the exception of those going to Yeniseisk and Irkutsk, where Amur converted the Nerchinsk peasants into Cossacks in 1857. climatic conditions reduced the colonists to destitution. During Government colonisation in early days consisted of sending parties the general disorders of 1917 to 1922 colonisation ceased, but is of Cossacks to settle on the distant frontiers, of imperial guards reviving now. In 1925 a special commission of the Soviet gov(stryelisy) to garrison the forts, and of Yamschiks, a special ernment drew out a five year plan for settling 1,200,000 colonists organisation of old Russia which arranged for the maintenance in Siberia, and rebates from taxation and exemption from conof horses at stations along the posting routes. The Cossack set- scription are offered to suitable settlers. Many fishermen from llers did not form good colonising material, their interests being the declining Caspian fisheries have been settled in the Far Eastmilitary and not agricultural. Cossack ostrogs or forts could hold ern Area and encouraged to develop a winter lumbering and a sway Over scattered native peoples, but could not at first conquer summer fishing industry. But colonisation now is of a different the settled Turkic regions of the south, so that the first colonisa- order; the more accessible lands have been settled and the rate tion was to the north and east where also furs were most readily of further colonisation will depend upon the development of road obtainable. construction. Much of the vast forest wealth is at present locked The method of progression was by portages from one river to up through lack of transport facilities. In recent years, the town another. The Berezov ostrog, famous later for its princely exiles, population in the colonised areas has grown with the rapidity was founded in 1593, Tomsk in 1604, Yeniseisk in 1618 and characteristic of American development, e.g., Novo-Sibirsk (forYakutsk in 1637. The most effective native resistance was offered merly Novo-Nikolaevsk) had a population of 5,000 in'1897 and by the Tungus who were only subdued in 1623, and who are now of 120,611 in 1926, Omsk in the same period has increased from demanding autonomy. In the Yenisei valley and throughout 37,470 to 161,475 and Vladivostok from 28,896 to 102,454. Towns and Settlements.—According to’ the 1926 census, South-west Siberia the settlers found traces of a former civilisahon, usually called Ugro-Samoyed, the Uigurs being a Turkish thirty towns had populations of over roo,coo, and these all tace supposed to have over-run the country during the wander- showed marked increases on the 1897 population with the excepmgs of the Huns. Tumuli with monoliths and containing iron tion of Odessa, which has been adversely affected by the dimin-
and bronze implements are numerous, especially in the Minusinsk
district and traces of former irrigation canals exist and are often utilised by modern settlers. A long line of Cossack forts extended along the Irtish river from Omsk in a south-easterly direction as a
ished trade in the Black Sea and by the severance of Bessarabia.
Two, Moscow 2,018,286 and Leningrad (Petrograd) 1,611,103; were over a million. Kiev, Baku, Odessa and Kharkov had more
than 400,000 inhabitants, Tashkent and Rostov-on-Don
had
~
694
RUSSIA
more than 200,000. The following towns (g¢q.v.) arranged in order of size, had populations ranging between one and two hundred
thousand:—Dnepropetrovsk (Ekaterinoslav), Nijni-Novgorod, Kazan, Samara, Krasnodar (Ekaterinodar), Omsk, Astrakhan, Tula, Stalingrad (Tsaritsyn), Sverdlorsk (Ekaterinburg), Minsk, Orenburg, Novo-Sibirsk (Novo-Nikolaevsk), Voronezh, Yaro-
slavl, Ivanovo-Voznesensk, Tver, Stalin (Yusovka), Vladivostok, Samarkand. Fifty-four towns have more than 50,000, and 120 more than 20,000 inhabitants. The long struggle against the
[PRODUCTS
through the need of co-operation against wild beasts. BrsriocrapHy.—B. Semenov-Tian-Shansky, Daszimetric Map o European Russia (1923); Types of Regions in European Russia ang the Caucasus (1915); Town and village in European Russia (x910) All in Russian. “Russia: Territory and Population” in American Geographical Review, October 1928. Atlas of Asiatic Russia, with two
volumes of text (in Russian, 1914).
AGRICULTURE AND INDUSTRIES Russia is essentially an agricultural country, about 83% of the population being non-urban, and about 7-5% being engaged in large-scale factory industry. Cattle-breeding and dairying are poorly developed, though the growth of the dairy industry since its introduction into Siberia in 1893 has been phenomenal. With better transport facilities many meadow land areas could develop into dairying regions. Improvement of communications, increasing
nomads is reflected in the type of Russian towns; the most ancient military settlements having been surrounded by wooden turreted walls; later the centre of the town was built of stone and has often retained its name of kreml, kremlin or keep. These ancient military centres and the later Cossack ostrogs to the south and east still retain their concentric forms and radiating streets. A few towns of the west while under Polish-Lithuanian rule social and economic exchanges, have been a condition precedent obtained the Magdeburg rights, notably Kiev in 1499, and traces to most of the greater developments of social and economic life in of Germanic influence, such as tiled roofs, still remain. No the past and is now of more importance than ever. Owing to poor chartered towns arose in Muscovite Russia. At the beginning of transport conditions lumbering is little developed in spite of Rusthe roth century, town formation began to be of an economic sia’s great forest wealth in the taiga belt and the mixed deciduous character, either factory or railway centres. An interesting illus- region to the south of it, in the Caucasus and in the Far Eastern tration of the importance of the present Soviet All-Union Con- Area. Many stretches of forest have been wasted through forest gresses in Moscow is the fact that the towns of Eastern Siberia fires and through neglect, leading to disease and decay. Since 1921 have a higher cultural level than those of Western Siberia, be- active policies of railway repair and construction, of improvement cause the merchants from the east traded in small bulk, but of waterways, of re-afforestation, especially in belts round the valuable goods, e.g., gold, fur and tea, and therefore visited drought areas and in the upper courses of streams have been carLeningrad, Moscow and Nijni-Novgorod, while those of the west, ried out. Legislation for the prevention of forest fires has been trading in ‘heavy bulk and cheaper goods did not travel further introduced and the great development of electrification and of than Irbit, and thus missed higher cultural influences. Most of the use of peat fuel has lessened the use of wood fuel and so freed the ancient towns of European Russia bear strong traces of timber for export. In 1926-7 the income from timber export had Byzantine influence in their architecture; the Ukrainian stone reached five times that of 1913, in spite of the loss of some valuable timber-bearing regions in the west. tracery is distinctive. A marked feature of Russian towns is the Hunting.—Closely linked with the lumbering industry is the appearance, on the outskirts, of the low wooden house of the hunting of fur-bearing animals, originally almost entirely in the same type as the peasant zba. The smaller towns are dishands of native tribes exploited by Russian merchants. To-day tinguished by the great width of the main street, which in spring and autumn is often a sea of mud. The ancient oasis towns of much hunting and trapping is carried on by the Russians themselves, though the natives still take their share and in 1925 a conTurkestan now usually consist of a new Russian garden city and gress of native hunters in the Far East met to discuss better the ancient city with its winding narrow lanes and ruins of methods of hunting and of barter. In some regions hunting is a Mohammedan palaces and madrasas. Samarkand, since it has become the administrative centre of MILLIONS OF BBLS. OF 42 U, S. GALS. Uzbekistan, is regaining some of its former importance. An interesting effect of the 1917 revolution has been to give an impetus to those towns which became the centres of administrative units with local autonomy. The housing shortage in Russian towns is acute: many towns suffered war damage and in addition wooden houses were torn down for fuel during the disastrous 1920-1922 period. Climatic conditions sharply limit the building season and add to the difficulties caused by lack of capital and shortage of building materials. In the case of areas where no town settlement existed e.g., the Karachaev, the Central Government provided funds for building a town. Modern sanitation and good water supply are still lacking in most Russian towns and in some of the smaller towns the streets are not even swept. Many small villages remote from the railway, and on such bad roads that communication is difficult, remain in a very primitive condition and are popularly known as “bear corners.” Incidentally bears and wolves are still a menace in districts not far removed from Leningrad, and their numbers increased during the war and GRAPH SHOWING PRODUCTION OF CRUDE PETROLEUM IN RUSSIA, 1819 famine. Semenov divides rural settlements into three main groups. 1927 Those in the northern zone stretch in ribbons along the river The production in 1927 (72,400,000 bbls.) was 5.86% of the total world valleys and the shores of lakes and seas, and leave the peat-bog production, ranking Russla second to the United States among the oile.
watersheds uninhabited.
On glacial soils settlement tends to be
on the clayey morainic hills, since the valleys are damp and frosty because of inversion of temperature. In the steppe blackearth zone settlements strongly reflect-historic conditions; nomad raiders
grazed their flocks on the watershed:and the Slavs took to the
wooded valleys. These settlements are large and stretch in almost continuous belts along the higher banks of the streams; another
factor in this valley settlement was the difficulty.of sinking wells on the watershed. Though settlements in the north-west are - smaller and the region is less densely peopled, yet they are always compact, partly because of the necessity for warmth. and partly
producing countries
TE
+
)
supplementary winter occupation for the peasant. cultivator, £.
i
Cherepovetz and Tomsk; in others it is the main support of the
Russian settler, e.g., Tobolsk.
The furs of greatest, trade impor
tance, in order of total value, are squirrel, wolf, ermine, hare, fox,
skunk, bear, marten, Siberian skunk, lynx, wild cat and sable
Beavers and seals are also hunted. It will be noted that, the, sable, once so numerous, has been almost exterminated by: ruthless :6%
ploitation. Closed seasons are now enforced and a farm for furbearing animals has been, established in the Far Eastern Area %0 American lines. Wild birds are numerous.in the marshes ànd roun
ECONOMIC
RUSSIA
DIVISIONS]
the lakes and form a supplementary article of diet, as do the fish in the lakes and streams. Fishing.—The Caspian fishing industry is still important, caviare forming
an
export
owing to ruthless capture of caviare. Many unemployed been settled in the Far East with summer fishing. The
article, but it has much
declined
young fish and destruction of roe for fishermen from the Caspian have and are combining winter lumbering Pacific fisheries suffer from lack of
refrigerators and ice trains. The North Sea cod and cod-liver oil export is developing, and since the construction in 1917 of the railway to Murmansk the difficulties of migration northwards for
seasonal fishing have been diminished and it is hoped that here too lumbering may develop as a winter occupation for the fishermen.
The fact that 88% of the fish is salted or dried, 2% canned and only 10% frozen militates against its export value. Bee-keeping, like hunting and fishing, is an ancient occupation
and, recently, Russian settlers have introduced it into the Far Eastern Area. About two-thirds of the honey and bees-wax produced reach the market, the rest being consumed by the producers. ECONOMIC DIVISIONS The Soviet government has classified the regions of Russia on
an economic basis.
(1) In the North-West Area of Russia, which includes Murmansk, the Karelian Republic, Leningrad, Cherepovetz, Novgorod and Pskov provinces, there is little agriculture owing to unsuitable soil and climate; and the population relies mainly on lumbering, saw-milling, hunting and fishing. But these are not sufficient to maintain the peasants all the year round, and many migrate southwards seasonally to work at the river ports as freight hands during the open navigation season. Peasant industries supply local needs of homespun, leather and wooden articles, and pitch and tar are extracted in a primitive way. Agriculture is poorly developed and relies mainly on the old three field system, tye, oats, barley, potatoes and flax being the chief crops. Cattle, horses, sheep and pigs are bred. Bog-iron ore is worked and bauxite for aluminium near Tikhvin, but otherwise no mineral wealth is exploited. Flax production is specially developed in Pskov and cabbages and root crops are everywhere grown, cabbage soup forming a staple article of peasant diet. Experiments at the Murmansk Institute of Applied Botany show that potatoes and turnips thrive well north of the Arctic circle, The diminishing yield is inducing peasants to take to manuring and more intensive agricultural systems. Near the town of Leningrad vegetable growing and cattle breeding to supply the town meat market have developed. Factory industry is confined to the town of Leningrad (¢.v.). Flax production, which demands heavy labour, is not developed near the town, since surplus labour is attracted to the factories. (2) In the North-Eastern Area, which includes Archangel,
Vologda, the North Dwina province and the Autonomous Komi or Zirian Area, there is much tundra with nomad reindeer breed-
ing by native tribes. The timber wealth is great, especially in the
basin of the Pechora and huts are everywhere built of wood;
lumbering is the chief occupation of the people, with hunting and fishing as a supplementary source of income. In Kholmogory
cattle breeding has been important since Peter the Great started the industry by importing breeds of cattle from Holland, and
Kholmogory supplies Leningrad with veal. Dairying is important in Vologda and is of an export character, though it is hampered by lack of transport facilities. In consequence of the severe winter, cultivation is little developed, flax growing is of an export
695
the region are as yet unexploited. (3) The Western Area includes Smolensk, Briansk, White Russia and part of Pskov, Tver and Kaluga. Cultivation is the main source of livelihood, flax, potatoes and grass crops are increasing
and in several regions the three field system has died out, though
in others it still prevails. Winter rye and oats are the chief grain crops, but grain has to be imported, and agriculture is insufficient for the needs of the people, so that in some areas 35% of the peasants are unemployed and wander seasonally in search of work. Drainage of the marshes is being undertaken on a large scale as a relief measure. Cattle breeding and dairying is important and Yorkshire breeds of pigs have been imported with a view to developing a bacon industry. Lumbering and industries dependent on it are important; there are cardboard and paper factories and a match industry depending on the ash forest. Glass and pottery manufactures are developing and in the south-east iron ore and coal are mined and there are smelting works. Phosphorite beds exist, but are little worked at present. Huge peat resources exist, and electrification dependent on them has recently been developed. Peasant-made wooden articles, including sleighs, carts, boats, plates, etc., are exported to other regions. (4) The Central Productive Area includes Moscow, Vladimir, Ivanovo-Voznesensk, Tver, Yaroslavl, Kostroma, Ryazan, Kaluga and part of the provinces of Nizhegorod and Tula. This is the region of the great textile industries, cotton, wool, linen and silk, and factory life is more strongly developed here than anywhere else in Russia. The manufacture of food stuffs, metal and metal wares, the preparation of furs and sheepskins and of leather goods are other industries of the region. The chief cities are Moscow, Tula, Yaroslavl, Ivanovo-Voznesensk, and Tver, all with populations of over 100,000, and there are numerous smaller factory towns. Coal is worked in the south, iron in the south and southeast and phosphorite from the beds lying to the north-east of the coal field. A difficulty of the region was the inadequate fuel supply, but the Soviet government has erected several electric power stations working on peat and local coal which cheapen production by lessening the freightage cost of fuel. A great part of the region is purely agricultural, and in the northern area agriculture has developed recently on modern lines, with a many field system, efficient manuring and up-to-date implements, but in the south it is still in a backward condition. The proximity of Moscow, which makes it easy for agronomical experts to help the peasants, has led-to this more intensive development. The chief crops are winter rye, oats, potatoes, flax, barley, millet,
buckwheat, hemp and summer wheat. Horses, cattle, sheep and pigs are bred. The grain supply is insufficient for the needs of the towns. Vegetables, pears, apples and currants and berries are grown to supply the town markets and meat, milk and dairy produce also depend on town demand. It was on the morainic boulder clay soil of this region that agriculture first developed among the Great Russian settlers, and it is interesting to note that manufactures are now replacing agriculture, in much the same way as agriculture formerly replaced reliance on trade in furs, honey, wax and slaves. Forest still covers 40% of the area, which is a transition zone from coniferous to mixed deciduous, which thins out in the south. Lumbering and industries dependent. on timber occupy part of the population. Peasant industries, mainly conducted in artels, or co-operative groups, are very strongly developed and the factory textile industry has its origin in the early skill of the peasants in making homespun. oad, Millions of people are thus occupied and their products are sold at the Nijni-Novgorod fair; each district has its speciality. Footwear is made in Tver province, homespun linen in Yaroslavl] and Kostroma. The latter province is also famious-for its wooden
character and rye, oats and barley are sown, but grain has to be mported. Forest clearing by burning and subsequent sowing of crops still goes on here as in very ancient times, especially among spoons and its bast work (especially the bast Shoes worn by the Finnish tribes. When the area thus cleared loses its fertility it peasants), small wooden articles, and for small silver, ‘pewter and is left to grow wild again and a fresh patch is cleared. Peasant brass articles. In Nizhegorod wooden goods ‘and 'feltboots and
industries include the preparation of pitch and. tar for export
through Archangel and the making of homespun linen and of every variety of wooden article. During the summer many peas-
caps are the chief products. The Pavlov district isfamous for its
locks and the Vorsm district for knives’ ‘im Moscow province the peasants are noted for their skill in niaking furniture; pottery and toys, and Tula samovars (tea urns) are famous all over Russia.
ants migrate to Archangel to work as dock hands, and to the North Sea fisheries. The coal, graphite, salt, naphtha and lead of The. development of peasant handicraft, called Roustar, Is' very
696
RUSSIA
strong here and is attributable partly to the six months’ winter, when the peasant naturally found some other outlet for his energies since outdoor work was impossible, and partly to his need to supplement his scanty income from agriculture. Moreover the weak development of factory industry and the poor transport conditions made the peasant dependent on his own resources for clothing, utensils and other necessities. The Tsarist government encouraged peasant industry and established training schools for craftsmen. The industry declined sharply after the recent war and famine years, owing to lack of raw materials and to the peasants’ lowered stamina. The Soviet government has organized peasant co-operatives, unions and artels, and is now developing these industries, as their importance for the peasants’ life in view of the present small factory output is very great. Many peasants migrate to the Volga as boatmen and dock hands during the navigation season.
Lumbering and Peasant Industries.—(5) The Vyatka-Vet-
station at Syzran works on combustible
[MINING AREA slate.
In summer the
peasants are employed on the Volga steamers and as dock hands and fishing then supplements their diet. Poultry breeding is wel]
developed in some parts. Peasant industries include the preparation of foodstuffs and leather goods and the making of homespun especially woollen goods. There is some forest, but lumbering is
a minor industry, though the making of wooden goods, partly dependent on imported timber, is a peasant industry to supply local needs. The phosphorite beds of the south and west are he. ginning to be exploited to supply the need for manure emphasized
by the cattle and horse shortage since 1921. (8) The Ukraine (g.v.) with the Moldavian A.S.S.R. forms 4
separate region. Mining.—(9g) The Southern Mining Area includes the eastern half of the Ukraine, the Crimean republic and the Rostov-on-Don district of the North Caucasian Area. The mineral wealth of the region is increasingly exploited and includes the Donetz coal and anthracite beds, the famous Krivoi Rog iron district, and that of
luga Area includes Vyatka, the autonomous Votyak and Mariiareas and part of Nizhegorod and the neighbouring provinces. Much of Kertch, the rock salt of Artemovsk (Bakhmut), the manganese it is covered by continuous coniferous forest, with Siberian larch, beds of the right bank of the Dnieper, with some graphite on the cedar and silver fir in the east, and there are vast expanses of Dnieper and mercury at Nikitovka. Smelting and manufactures moss covered bog. Flax, winter rye, oats, barley, buckwheat of metal goods and machinery have developed and there is a large and potatoes are grown in the small area cleared of forest. industrial population. Electrification dependent on the falls of Homespun linen of a coarse kind is made into flour sacks for the the Dnieper is nearing completion, and other electric plants are Nijni-Novgorod fair, but most peasant industries supply local working on anthracite dust, peat, fuel, etc. But even in this needs only in view of the poor transport conditions and the dis- region the majority of the people are engaged in agriculture on the tance from markets. Iron and silver are mined in the east and the fertile chernozyom and the less fertile, but still productive chestworking of the phosphorite beds on the upper Vetluga has devel- nut-coloured soils of the south. Large scale agriculture with motoroped markedly in the last few years. Sheep are reared, especially driven tractors and up-to-date implements and methods is a in Vyatka, where pig breeding and bristle export is developing, and feature of the region. The chief crops are wheat, barley, rye, oats, there are some horses and cattle. buckwheat, potatoes, maize, millet and sunflower-seed and sugar
(6) The Uralsk Area is described in a separate article. According to the State plan the Bashkir republic and the south-east of the Votyak Area are included in (6). Hunting and lumbering are the chief occupations in the north, where the climate is too severe to admit of agriculture. Among the Finnish Voguls of the forest fringe the primitive system of sowing crops in a clearing till it
is exhausted and then migrating still goes on. In the south on
the clayey and sandy chernozyom, agriculture is the chief occupation, though years of drought bring terrible famines, as in 1921. Winter rye, summer wheat, oats, buckwheat, millet, potatoes, barley and flax are the chief crops. Bee-keeping is everywhere an important supplement to agriculture. Mining and metal working are strongly developed in the central region and in some parts of Bashkiria. (See Uralsk Area and Bashkir Republic.)
(7) The Central Volga Area includes Ulianovsk (Simbirsk),
beet. Fruits, especially the vine, and apricot and peach in the south grow well, the chalk soil of the Crimea is specially favourable to vineyards. Flour-milling, wine-making, drying and preserving of fruits, macaroni and tobacco manufacture are extensively carried on, and there is some sugar-refining. Fishing and the preparation of salt from the Jémans are carried on in the coastal areas. Most of the steppe has been ploughed, but in the region between Kherson and Perekop the virgin steppe, with its wealth of flora and fauna, remains untouched. Ostriches are bred here. The natural steppe vegetation of much of the area provides grazing for vast flocks of sheep and herds of cattle, and wool, leather and meat are produced in quantity.
Peasant industries are less developed here in view of the shorter winter and the better agricultural guarantee for the peasant. Health resorts dot the limans of the Black Sea coast with their curative muds and the southern shores of the Crimea, where the climate is mild and the beech and pine forests fringe the mountain slopes. The seasonal nature of the grain crop and the variable quantity of the amount for export, depending on recurrent spring drought, have created a class of unemployed dock hands in the
Penza, part of Nizhegorod and Saratov, the Tatar republic, and the Chuvash republic. Most of the region lies in the fertile chernozyom belt, though podzol is found in the north, and in the drought area, of the south-east the soil is chestnut coloured, fertile if a sufficient water supply is available. Agriculture is the main occupation. Methods and implements of the peasants in many places are extremely primitive, but the shortage of horses and working cattle after the famine has led to the introduction of tractors in some places. Some model farms have been established and efforts are made to spread new methods and the use of drought-resisting seeds; progress in this respect is slow among the illiterate peasants, though the terrible lesson of the famine has somewhat quickened the change. In good years the region produces a surplus for export. The chief crops are rye, wheat, oats, millet, potatoes, hemp, flax and sunflower seed. The latter is used mainly in oil pressing factories, but the chewing of sunflower seeds is a widespread custom among the peasants. The area under potato and sunflower seed has “markedly increased since 1922; the potato stands the spring drought well. Apples, cherries, berries and currants are cultivated on the high right bank of the Volga, and melons, watermelons .and cucumbers are grown. Sheep and pigs are bred and have reached pre-war numbers. Factory industry consists exclusively of the making of food products, e.g. flour-milling, distilling, preserve
hampered by drought and by the prevalence of weeds due to the primitive fallow system. Moreover the lack of transport makes it impossible to export the surplus of wheat in good years and
stock raising, leather goods, soap, tallow, etc. Combustible slates are, found near Zhigulyakh and asphalt is prepared. The electric
famine. Since 1921 efforts have been made to encourage the sowing and use of maize, which is drought resisting and which would
and fruit syrup manufacture, etc., and of products depending on
seaport towns.
(10) The Lower Volga Area consists of the Saratov province, the German-Volga republic, Stalingrad and Astrakhan provinces and a small part of the east of the North Caucasian Area. The area is sub-arid, and the soils vary from chernozyom in the north to the
salted light brown clays and sands of the semi-desert and to the desert near the Caspian Sea. Steppe prevails in the region except for a little forest in the north on the right bank of the Volga. The population diminishes markedly from north-west to south-
east, in dependence on increasing aridity. The only mineral wealth of the region is the salt of the Elton and Baskunchak lakes. Factory industry consists of the steam flour-mills of Saratov, the metal works, including manufacture of agricultural machinery, at
Stalingrad (Tsaritsyn) and numerous sawmills working on timber floated down the Volga from the north. Agriculture is severely
difficult to help the scattered population in years of drought and
RUSSIA
COMMUNICATIONS]
697
provide winter fodder for cattle and sheep. Wheat and rye are the | thus depend to a great extent on trading agreements with the
chief crops, and oats, millet, barley, sunflower seed and potatoes
are grown. The vine, apricot and other fruits are grown on the
alluvial well watered banks of the Volga, and melons, watermelons, cucumbers and vegetables are also cultivated. Mustard
resists drought well and is increasingly sown, especially in the German Volga republic, where agricultural methods are better and where irrigation works are being extensively constructed. The Kalmucks of the right bank steppe of the Volga are still in a
nomadic stage. Sheep-rearing is their main occupation, but they make no provision of winter food or shelter for their flocks and many die of hunger in that season or perish in the terrible wind and snowstorms (burans) to which the steppe is liable. The fishing industry of the lower Volga and the Caspian provides seasonal
occupation for the peasants, but has diminished markedly as a result of careless exploitation. Many peasants are seasonally em-
ployed on the Volga steamers and as dock labourers. The mak-
ing of homespun woollen and felt goods, and of articles of household necessity is a peasant industry to supply local needs, but the
peasant cotton weaving of the German Volga republic has an
export character.
(11) The Central Black Earth Area. (See BLACK EARTE.) The above regions cover European Russia and the Ural and preUral Area of Western Asiatic Russia. The North Caucasian Area is described in a separate article. The varied nature of the occu-
pations of trans-Caucasia is described under the separate repub-
lics of Armenia, Azerbaijan, Daghestan and Georgia, with their dependencies. In Asiatic Russia there extends north and south of the railway as far as the Altai a belt of grain cultivation and intensive dairying. (See SIBERIAN AREA.) Kazakstan (g.v.) is a region of mixed agricultural and semi-nomad stock-raising. In the Central Asiatic Republics, especially in Uzbekistan and Turkmenistan, cotton, grain and fruit growing, dependent on irrigation from glacier fed streams are the main occupations, with craftsmanship in metal, and in textiles such as silk and carpet weaving, as subsidiary occupations. To the south-west of them are the thinly peopled mountain republics and autonomous areas of the nomad and semi-nomad hill tribes. The Buriat-Mongol republic
(g.v.) shows an interesting combination of mining, semi-nomad
cattle-breeding and settled agriculture along the sheltered river valleys. The north of the Siberian Area (g.v.) and the whole of the Yakutsk republic (q.v.) lie in the tundra and taiga regions and have sparse native populations depending on fishing and hunting,
many being reduced to an exclusive fish diet, often none too well
preserved, for the winter months. Russian traders and hunters are scattered in small settlements, and in Yakutsk there is some cattle breeding on the podzol-alkali patch east and west of the town of
Yakutsk.
The Skoptsi, religious refugees, settled in and near
Yakutsk and have succeeded in growing vegetables and scanty grain crops. There are also Russian mining settlements in Yakutsk and in the Far Eastern Area. For the complex life of the latter see FAR EASTERN AREA and KAMCHATKA. COMMUNICATIONS
The development of Russia is severely handicapped by poor transport conditions internally and by the lack of ice-free ports. Batum on the Black Sea is open all the year round but is far removed from the main centres of activity, and the Black Sea is limited commercially by its semi-inland character. Murmansk on the Arctic is open all the year round and efforts have been made to develop it since 1917, when a railway was constructed linking it with Leningrad, but the increase of cost due to the long rail-
countries to the west for her export and import trade. Recently an attempt has been made to revive trade with Northem Asiatic Russia via the mouths of the Ob and Yenisei and in 1928 a Kara Sea trading expedition, consisting of 3 British and 5 Norwegian vessels left Hamburg carrying agricultural machinery, metals, drugs and coal to exchange for timber, flax, cow-wool,
hides and horsehair brought along the Ob and Yenisei. (See URALSK ARFA for future plans.) Inland communications in Russia
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V. O. Klyuchevsky, the renowned Moscow historian, Lectures (5 vols., in Russian, abridged
Ing. tr. by C. J. Hogarth, r9x1-13); R. Nisbet Bain’s series of wel informed books: Slavonic Europe z a political history of Poland ond Russia from 1447 to 1796 (x908 Cambridge historical series) ; THe Firs Romanovs, 1613-1725 (1905); The Pupils of Peter the Great 16971740 (1897) ; The daughter of Peter the Great 1741-1762 (1899). K. Waliszewski has issued a similar series (brilliant, but sometimes super-
ficial) Zvan le Terrible; La crise révolutionnaire 1584-1614 (1905),
Le berceau d'une dynastie, les premiers Romanovs I6I3=1682 (1909); Pierre le Grand (1897), L’Héritage de Pierre le Grand; Lo Demert des Romanov, Le Roman d'une Impératrice and Autour Cure irn (Catherine II), Le fils de Za Grande Catherine, Paul 1.; Alexanire i (2 vols.) . See also the works of Alexander Brückner: Geschichte Russlands bis zum Ende des 18 Jahrhunderts (Gotha, 2. vols, . 1896-
1913 5 continued by C. Mettig) ; Peter der Grosse; Katharina die, Zwerte
(both in Oncken’s Allgesneine Geschichte) ; Schiemann. Russland, Polen
und Liefland bis im XVII. Jahrhunderts (Oncken’s Allg. Gack.) aad
his Geschichte Russlands unter Nikolaus I. (3 vols., 1904-13). $” For the history of the rọth and zoth centuries see Kornilov, Modern History of Russia (good and reliable, New York, 1916); B» Pares, “Reaction
and revolution in Russia 1861-1909”? (Chapters, 12an 13: Cambridge Modem History); A. Pypin, Diegeistigen Bewegwzgen, ?3
Russland in der ersten Hälfte des Jahrhunderts (1894); Skrine, Æ ri
ston of Russia 1815~1900 (Cambridge Historical Series, 1915); Se!
THE REVOLUTION]
RUSSIA
off, Russia's foreign relations during the last half-century (NYX. a: Paul Miliukov, Russia and its Crisis (Chicago ey: G. H.
paris, Russia in revolution (1905); Rienstock, Histoire du movement
raolutionnaire en Russie, I. (1920); Alfred von Hedenström, Geschichte Russlands von 1878 bis 1918 (1922, not quite reliable). O.
747
The stark historical truth is that nobody either organized or provoked the Revolution. Even when the Revolution was in full swing few persons suspected that it had actually begun.
All eye-
liu, L’Empire des Tsars (1881-89 4th ed. rev. and augm. 1897-08,
witnesses of the events of the few days prior to March 11, 1917, when the Petrograd garrison suddenly went over to the side of the people, are unanimous in declaring that its previous movements lacked any semblance of organization or leadership. The strike of
Rusland und Europa, Jena, 1913, 2 vols). P. Miliukov, Essais sur Fhistoire de la civilisation russe (First vol. only 1901, German ed.: Shisen Russischer Kulturgeschichte, Leipzig).
the Petrograd workers and the manifestations in the streets were purely elemental in character and merely voiced an aimless expression of dissatisfaction. The same testimony to the unex-
Hitzsch, Russland 1904-12 (1913). Excellent general descriptions by Sit Donald Mackenzie Wallace, Russia (Rev. ed., 1912); Leroy-Beau-
3 vols); Masaryk, The Spirit of Russia (1915; German edition:
For the latest events see: La chute du régime tsariste, Interrogatoires
pectedness of the Revolution is borne by the mass of new documents which have recently been released from the State and Party vols, 1925) ; A. Sack The Birth of the Russian Democracy (N.Y. 1918) ; archives. That the Revolution was neither organized nor expected Leiires de [Impératrice Alexandra Feodorovna à PEmpereur Nicolas by any of the existing parties or political groups is now established II. (Paris 1924); Documents of Russian History ror4—1917 ed. by beyond question. This is the more surprising as not only was the Frank Alfred Golder (the Century Historical series 1927) and Russia by Nicholas Makeev and Valentine O’Hara (The Modern World possibility of a Revolution breaking out freely admitted, but it series 1925). For memoirs, see those of Count Witte (Paris, 1921r), was almost taken for granted that it must break out if the War Knpotkin (London, 1906), Pobiédonostsev (Paris, 1927, correspond- were lost or if radical constitutional reforms were delayed. ene), Maurice Paléologue (La Russie des Tsars pendant la grande The Duma.—tThe attack made by the Progressive bloc of the guere, Paris, 3 vols.), Sukhomlinov, Kurlov (Das Ende der Rus- Duma on the autocracy was in fact animated by their conviction des ministres etc. (Paris, 1927) ; Miliukov, Russia to-day and to-morrow (N.Y., 1922). German enlarged ed. Russlands Zusammenbruch (2
sschent. Kaiserthums, 1920), Isvolsky (Paris, 1923) etc.
(P. M.)
THE RUSSIAN REVOLUTION: MARCH-NOVEMBER 1917 In the case of every great revolution the accretion of legend is bound to precede the work of historical investigation. And the bigger, more fundamental and more dramatic the revolution, the more difficult it is for the historian to brush aside the legend. Finaly and definitely to get rid of it is almost impossible. Some elements of it become indeed so popular, so endeared to the imagination that they are almost ineradicable. Up to quite recent times legend had taken complete control of the Russian Revolution and it is only lately that critical investigation has begun to substitute for it a solid basis of historical facts. Although it is safe to say that every phase of the Revolution has been distorted by passion and prejudice it was the beginning of the great event which suffered most from the mythopoeic principle. Two diametrically contradictory versons Of what happened were current. According to one the Revolution was introduced by the enemy (Germany) with the obvious aim of bringing down the already undermined imperial tégime and in this way of destroying the war-aims of the Triple Entente. According to the other the Revolution was provoked by the Russian Government itself in order that it might be crushed before it could fully muster its forces. It is sufficient to oppose these two versions; to reject them both as absurdities. To believe in the possibility of importing a revolution even in termal circumstances would be childish enough; but to credit
of the double danger in which the country stood from defeat in the field and from revolution following on such defeat. They demanded the establishment of a constitutional government, a government “invested with the people’s confidence” and their underlying aim was to forestall the Revolution.
They were indeed so
opposed to any semblance of revolutionary activity on the part of the masses that again and again they refused to countenance strikes or demonstrations which had been organized with the very intention of supporting the Duma’s demands. Even a fortnight before the Revolution broke out they seriously quarrelled with their “friends from the left,” the leaders of moderate labour opinion, for calling upon the workers to celebrate the re-opening of the Duma on Feb. 27 by making a sympathetic demonstration in front of the Taurida Palace. This aversion to exploiting the collective activities of the workers was not due to any prima facie objection to using revolutionary methods but solely to fear lest the masses should get out of hand, it being an axiom among the Russian intelligentsia that the working classes once aroused would make the full plunge to anarchy. Jt was this fear of invoking popular support that throughout the War paralysed the efforts of the bourgeois parties.in their struggle for power. This was what made the Duma’s fight against tsarism so wasteful and ineffective. Reluctant to rely on the support of the masses the bourgeoisie was not strong enough in itself to challenge the Government; while to call in the masses was dangerous as likely to rouse the spirit of mob violence. This was the Duma’s dilemma, to steer successfully between the Scylla t In time of war, when even to receive a foreign newspaper is of autocracy and the Charybdis of anarchy. Ministers accordingly most impossible, would be the very height of absurdity. And were quick to realise the difficulty in which the Progressive bloc yet in the case of the Russian Revolution people for want of a found itself and became less and less afraid of its attacks.
Schemes for a Court Revolution.—By the end of 1916 the letter explanation were ready to accept the theory that the ipheaval which in five days swept away the monarchy and secured attempt to bring down the Government by constitutional means lhe allegiance of the entire nation had been organized and staged had obviously failed. This failure compelled the more active and ü Germany. The rival theory, which attributed the outbreak of impetuous of the Liberal patriots to consider whether it was le Revolution to deliberate provocation on the part of the possible to realise their aims by a military coup d’état and a Govemment, is equally preposterous, even if all allowances are Court revolution. The initiative in this matter was notoriously made for the sinister influence of the hysterical empress and her taken by prominent officers at the front who were in close touch crcke and for the possible madness of the chief minister Proto- with the headquarters staff. The propaganda in favour of a Court popoy, revolution was started by General Krymovy, the officer who subseThe Russian Government at this time was guilty doubtless of quently commanded the army sent by General Kornilov in Aug. the maddest and most unaccountable actions and this criminal 1917 to suppress the government of Kerensky and to establish a mompetence necessarily contributed impetus to the revolutionary military dictatorship. Only a few of the Liberal leaders seem, to movement. The deplorable handling of the food question or the have been personally associated with Krymov’s scheme; but udden arrest of the Worker representatives on the All-Russian sufficient documentary evidence exists to prove that the ProMunition Committees are notorious cases in point. .But such gressives in the Duma were at least taken into confidence by the blunders as these can hardly be construed as deliberate provoca- conspirators and were considering the formation of a cabinet in tn of Revolution. That the Government had prepared a plan case the plot succeeded. Such members of the higher command fw fighting the Revolution has never been denied. But whatever as Generals Brusilov and Russky were favourably inclined to it pln Protopopov had prepared was obviously designed to fight a and there are indications that even General Alexeyev the chief of Post-War Revolution; and, madman though he may have been, the tsar’s staff was aware of it. The complete scheme of the t scarcely deserves to go down in history as the agent provocaKrymov conspiracy was revealed by Nicholas Guchkov the
tur: of tthe Russian Revolution.
war minister in the Provisional Government, in the evidence which
RUSSIA
728
he gave before the tribunal set up for investigating the criminal record of the ministers of the old régime.
The idea according to
Guchkov was to seize the tsar as his train was proceeding from
headquarters
to Tsarskoe-selo,
[THE REVOLUTION
“bread,” it is asserted that a few cries were raised denouncing
the autocracy and the war.
The third day (March 10) proved the critical day. The strike
to compel him to abdicate in became general and the strikers assumed an aggressive demeanour favour of the tsarevich with the Grand Duke Michael as Regent, raiding the police stations in the Viborg (factory) districts and
to arrest the tsar’s ministers with the help of the Preobrazhensky
disarming the police.
Guards, and then to proclaim the abdication simultaneously with the names of the new Duma ministers. This Court Revolution
appeared and the political demonstration began to assume the
which was planned to take place in the early months of 1917 was first postponed by the strikes and unrest which prevailed at that
decisive factor in the Revolution: the Cossacks who had in the traditional way been patrolling the streets as the bulwark of the autocracy suddenly manifested their neutrality and even their
time in the capital and was finally rendered abortive by the success of the March Revolution. The Krymov episode shows conclusively indeed that, however impatient moderate parties may have been at the Government’s resistance to constitutional reform, they were entirely innocent of any intention to organize the masses for revolutionary action. The Bolshevik Party.—The only party, in fact, which was and is persistent in claiming credit for a share in the organization of the 1917 Revolution is the Bolshevik party. They are now producing a mass of literature in support of this contention; but in all this mass it is difficult to find the slightest proof of their claim. True, Lenin and other leaders, who were at that time abroad, were formulating views as to the possibilities of revolution which were subsequently acclaimed as prophetic. But these views and the manifestos issued by the Zimmerwald Conferences! organized by Lenin could not be propagated in Russia owing to the fact that the Bolshevik members of the Duma and almost all the minor leaders had been arrested and banished to Siberia. Indeed what these writings prove is that the few Bolshevik agitators remaining in Petrograd including Shliapnikov, the representative of the Central Committee of the Party, were as little aware as the Mensheviks or the Liberals that the strikes, started early in March 1917, were likely to bring about the Revolution. On the contrary, as far as they could, they discouraged the idea of a strike as premature and likely to lead to disaster and only gave it their official support when it had actually broken out. The Strikes.—Of the actual development of the Revolution there is very little to say. Strikes for higher wages at some of the factories had been occurring sporadically for some time; and on March 8 no fewer than 130,000 men are said to have been out. To this number must be added a considerable figure to account for the women workers who were demonstrating on that day (The Women’s Day). But though the number of the strikers and of their sympathizers was large and though several bakers’ shops were demolished by the mob neither the leaders of the Duma on the one hand nor the Government and the Police on the other gave the matter any particular attention. The only precaution taken by the authorities was to prevent the demonstrators reaching the centre of the city. The next day the strikers were still more numerous and probably amounted to 30% of all the workers in Petrograd. Some sections of the crowd succeeded in reaching
the centre of the city and their mood soon became sinister and
threatening. On that day too the university students joined the movement, and though the watchword of the strikers remained ‘The Zimmerwald Manifesto of rors is full of momentous declarations. The following are some of them:— “The war that has produced this chaos is the outcome of Imperialism, of the endeavours of capitalist classes of every nation to satisfy their greed for profit by the exploitation of human labour and the
treasures of Nature. ... ¢ “To raise welfare to a high level was the aim announced at the beginning of the war: misery and privation, unemployment and death, underfeeding and disease are the real outcome. For decades and decades to come the cost of the war will devour the strength of the peoples, imperil the achievements of social reform, and hamper every step on the path of progress. Intellectual and moral desolation, economic disaster, political reaction—such are the blessings of this horrible struggle of nations. ... “In this intolerable situation we have met together, we representatives of Socialist parties, of trade unions, or of minorities of them, we Germans, French, Italians, Russians, Poles, Letts, Rumanians, Bulgarians, Swedes, Norwegians, Dutch and Swiss, we who are standing on the basis, not of national solidarity, with the exploiting class,
io
the international solidarity of the workers
ruggle. .
f
and
the class
In this quarter the police practically dis-
character of an armed rising.
On the same day oçcurred the
friendliness to the strikers. Next day Khabalov, the military governor of the capital, received a telegram from the tsar, then at the front, ordering him to suppress the strike movement, and Galitzin the prime minister received another empowering him to prorogue the Duma. Acting on the instructions he had received Khabaloy tried to disperse the demonstrators by military force, employing in addition to the police cadet formations from the Guard regiments. The crowds in the centre of the city were thus dispersed and about 150 men were shot down. This resort to force on the part of the authorities, though it was not strong enough to crush
the strikers, may well have intensified their revolutionary mood
and must also have compelled every soldier in the city to consider very seriously what his duty would be were he called out
next day (March 12) to shoot them down.
Attitude of the Army.—From this point the sequence of events is very difficult to trace. One thing is certain—that the shooting did not break the strike. And when the news came that the Volynski, Preobrazhenski and other regiments had revolted and joined the demonstrators no one felt any doubt that the Revolution had taken place at last and that the autocracy
was doomed. True, Khabalov tried to carry matters with a high hand by sending a force of 1,000 picked men under the command of Col. Kutepov to arrest the mutinous soldiers; but, as he subsequently related, this force, though it was led by a very brave officer, melted, as it were, away. The fate of the Kutepov force is typical of the transformed mentality of the soldier class. Whole regiments, marching obviously with the avowed intention of obeying orders, no sooner came into contact with the demonstrators than they suddenly fraternized and shared their arms with them. The Government then made no more efforts to deal directly with the situation in Petrograd but concentrated on holding out until such time as the troops which the tsar had promised to send from the front could arrive to crush the Petrograd garrison and the revolutionists. But though ministers tried to entrench themselves first at the Winter Palace and then at the Admiralty they could hold neither place and the same evening (March 12) abandoned by the army they went into hiding and were eventually arrested and imprisoned. The victory of the Revolution in the capital was seemingly complete. But the autocracy still survived and was in possession of sufficient forces to crush the revolt; moreover the revolutionists
were so intoxicated by victory and the disorganization at Petrograd was so complete that the dispatch of a small but disciplined
body of troops should easily have revindicated the authority of
the tsar. But there remained unsolved the great enigma what
was the actual mental attitude to the Revolution of the soldiers
at the front and their officers. Unable to read this. the Duma leaders hesitated to take over the power which the revolted populace
urged them to assume.
Instead of resorting to bold and stil
bolder measures, the only safe action in times of revolution,
they made frantic efforts to induce the tsar and his generals to compromise with the Revolution and to accept at the eleventh
hour their old demand for responsible government. Even aftet the
Duma had allowed itself to be prorogued and the garrison, had revolted Rodzianko, the Speaker, not only sent urgent telegrams to the tsar and the leading generals pointing out the necessity of saving the monarchy and the country by conceding the necessaly reforms but even held consultations with the very ministers whom
he had denounced as treasonable.
The vision of the tsar ws
equally myopic. So blind was he to the real facts of the situation that even at this hour he flatly rejected the appeals of the Duma
RISE OF SOVIET]
RUSSIA
and refused to believe that the strike had culminated in a revolution. Whem he and his advisers at last learned that the revolt of the Petrograd troops had endangered the existence of the monarchy they immediately ordered a number of regiments from various parts of the front to proceed to the capital. But the loyalty and discipline of these troops had never been put to the test. The first detachments under General Ivanov were prevented by the railwaymen from approaching Petrograd
while the picked regiments were never sent because before they could actually be moved the Revolution had developed such im-
petus and had gained such support even at the front that the attempt to crush it by military force was recognized as hopeless.
The army indeed could no longer be relied on; and it may plausibly be assumed that even if the troops had been despatched they would probably have mutinied and fraternised with the revolutionists. —The regiments sent by Kornilov at a later stage to deal with Kerensky and the Soviet never fired a shot and were
won over by speeches made by the very people they were commanded to crush. The Duma Committee.—While the spokesmen of the Duma were marking time and hesitating to take the leadership of the Revolution the representatives of the workers, many of whom
729
welcomed by the leaders of the Soviet. The attitude which these aspiring politicians took up with regard to the question of government is so surprising as to constitute one of the most intriguing
problems of the Russian Revolution. Why the Petrograd Soviet refused immediately to proclaim itself the Government of Revolutionary Russia can only be a matter of surmise. Speaking in the first All-Russian Conference of Soviets, which was held early in April 1917, Steklov, one of the prominent members of its first executive committee, ascribed the refusal to the uncertainty as to the attitude of the army which prevailed at that time. “We were still doubtful,” he said, “whether the revolutionary outbreak would succeed in establishing even a bourgeois régime. We were in the dark not only as to the feelings of the troops at the front but even as to that of the regiments stationed at Tsarskoeselo... .” But this explanation scarcely covers the whole of the ground. An orderly government, representing a compromise between the insurgent masses and the bourgeois classes, was obviously the sole bulwark against counter-revolution; and the desire for the estab-
lishment of such @ government must undoubtedly have consti-
tuted the main factor in the unopposed assumption of power by the Duma. Still fear of the outbreak of a counter-revolution canhad been just released from prison, were taking immediate steps not be regarded as an adequate explanation of the willingness of to organize the revolutionary forces and to put themselves at their the Soviet’s leaders to delegate power to the Duma. On the head. At a later stage a considerable effort was made to prove contrary fear of counter-revolution should have induced them to that the Duma Committee was established prior to the Soviet keep the power in their own hands. Their decision to step aside Committee. Even were this claim well-founded it would not in- and to leave the formation of a government to the bourgeoisie, the validate the fact that while the Soviet Committee was conceived class determined to arrest the onrush of the Revolution, would from the first as the organ and general staff of the Revolution the be unintelligible unless the fact is recalled that most of them Duma Committee was appointed with the idea of restoring order were deeply convinced that the aim of the Revolution was solely and establishing relations with existing public administrations to establish a democratic régime and that any attempt to associate and organizations. That this creation of the Duma Committee the movement with Socialistic experiments or the dictatorship of was not a revolutionary act and was not tantamount to claiming the proletariat would ruin it and so repeat the disastrous failure the leadership of the Revolution is seen from the fact that Rod- of r905. Among the members of the Soviet’s first executive committee zianko the chairman of this Committee still continued his negotations with the old régime. It was indeed only late in the early were a few Bolsheviks who accepted Lenin’s dictum that the Rusmorning of March 13, after prolonged discussions and with con- sian Revolution was the vanguard of the World Socialist Revolusiderable reluctance that the members of the Duma Committee tion. But even they failed at the time to declare that the moment nade up their minds to constitute a government. Three consid- had come for establishing a Socialist and proletarian government erations were obviously instrumental in leading them to this de- in Russia. So unprepared indeed were they for taking action that cision, first a clear consciousness of the elemental force of the when Lenin arrived in Petrograd three weeks later he found that Revolution, second the apprehension that the Petrograd Soviet his most difficult task was to inspire his own party with the might be tempted to assume power, and third the hope that by necessary enthusiasm for “deepening the Revolution.” But whatconstituting themselves the ruling authority they might be able to ever may have been the views held by the Bolsheviks at this time cope with the increasing anarchy and to save the monarchy and they were in such an insignificant minority both in the Petrograd Soviet and outside that their views could not possibly carry any even the dynasty. The Soviet Committee.—Meantime the Soviet and Socialist weight. Moreover their influence in the Soviet, whatever it may Committee was developing remarkable energy in organizing its have been, was counterbalanced by that of an equally insignififorces. Founded late on the afternoon of March 12 it had suc- cant minority on the Right which denied that the Revolution had ceeded in opening its first plenary sitting the same evening with any aims other than the establishment of a democratic State and an attendance of approximately 250 members consisting of So- bourgeois liberties. In fact most members of the executive committee of the Soviet cialist deputies of the Duma, the Worker Group of the Munition Committee, a number of prominent worker leaders representing expected and welcomed the advent of the World Revolution and the various shades of revolutionary opinion, and members of believed in the missionary character of their own. They refused strike committees who had been active during the few previous to accept the national victory over the autocracy as the sole aim days. Although this meeting of the Petrograd Soviet was chaotic of the Revolution; and they may have regarded it as merely “the and interrupted by delegates from more and more revolting regi- first step.” What they never denied was that the bourgeoisie had ments, who came to offer greetings and proffer allegiance, it man- a part to play in the Revolution and a rightful claim to form the aged to appoint a strong executive committee which immediately first national government. The assumption of power by the took over the business of food supplies and the strategical defence bourgeoisie seemed to them indeed in the natural course of events. of Petrograd against any possible attack from the autocracy. Moreover considerations of their own safety operated to induce Italso came to the decision to change its constitution by includ- the leaders of the Soviet to stand aside and to leave the formation Ing along with worker deputies army deputies. In this way the of the new Government to the Duma committee. But, while they were prepared to stand aside and to delegate the power to the Soviet made a palpable bid for real power. From this very moment, enlisting as it did the support of the bourgeoisie they reserved to themselves the right to keep a steady workers and of the Petrograd garrison the Soviet Executive Com- watch on the activities of the new government; for they made mittee was the depository of real power. Its members had been no secret of their suspicion that, left to their own devices, these
conscious of this fact and probably overestimated rather than underestimated their authority. But they made no overt or covert attempt to constitute a Revolutionary Government; and when the Duma Committee decided at last to assume the responsibility of forming the new Government their decision was unanimously
bourgeois ministers might be tempted to abuse their authority by favouring the interests of their own class. The Provisional Government.—But members of the Duma committee on the other hand, though: they had few illusions as to the quarter in which the real power was vested, were not only
730
RUSSIA
[ARMY AND Wap
ee ERE we
Rete ieoat oe a
4
willing to form a government with the consent of the Soviet leaders but insisted on the latter issuing an open proclamation of their support. The published programme of the Provisional Government was indeed dictated by the Soviet leaders and was accepted in full by the members of the Duma committee. The status of the government created as a result of this compromise was necessarily precarious in the extreme. Nominally invested with full powers and sovereign authority the Provisional Government was in reality powerless and the mere creature of the Soviet. Its position was bound to be unstable because the basis of the compromise which established it was vague and uncertain. But the revolutionary impetus of the masses and the constant changes in the constitution of the Soviet and in the mentality of its leaders soon combined to render this basis even more unstable. Every day fresh groups joined the Soviet and new leaders replaced old ones with the consequence that new adjustments had constantly to be made and even relative stability became difficult to maintain.
i Aoga AAAS leangen, le er
The Royal Family Arrested.—While negotiations between the Soviet and the Duma were still proceeding and before the Provisional Government formally took over the (March 14), the extremely delicate question of the tsar and of the dynasty came up for settlement. Nicholas could no longer remain autocrat was a clusion; but the leaders of the Duma dreading the becoming a republic were determined to save the
administration position of the That the tsar foregone conidea of Russia monarchy and
even the dynasty. They accordingly dispatched Gouchkov and Shulgin, two Conservative members of the Duma, to the tsar’s headquarters at Pskov with the mission of obtaining the tsar’s abdication in favour of the tsarevich and the appointment of the Grand Duke Michael as Regent. A few days previously such a solution of the national difficulties would have been regarded as a fantastically successful triumph for the Revolution. But in those few days the revolutionary movement had developed such an impetus that any attempt to save the dynasty was recognized as utterly impossible. The tsar therefore refused to risk the safety of his son and, abdicating both for himself and the tsarevich, proclaimed his brother Michael his successor. But when the terms of abdication became known on the following day even this solution had to be promptly abandoned and the very same members of the Duma committee who had pinned their faith to the dynasty proceeded to the palace of the Grand Duke and strongly urged him to refuse the throne till the Constituent Assembly had definitely drawn up a constitution. A few days later the question of the dynasty came up again in a dramatic fashion which incidentally demonstrated both the strength of the Soviet and its determination when necessary to use it in defiance of the government. The tsar had requested the new ministers to arrange for the departure of himself and his family to Great Britain, a request which the leaders of the Soviet heard of by mere accident. At once they decided to prevent this departure and called on the Government to put the tsar and his family under arrest. But even before their protest could be dealt with they gave orders to the railwaymen to stop the imperial train and authorized one of their members, supported by a strong detachment of armed workmen, to arrest the tsar. The actual usurpation of power in this instance however proved unnecessary ; for the new ministers’ themselves proceeded to put the Emperor Nicholas and his family under arrest. . The Army and the World War.—Yet, while this and other
incidents demonstrated plainly that the Provisional Government was a mere government of caretakers, it was felt that the Soviet could rely only on the workers of the capital and had still to receive the all-important support of the army. The struggle for this support that took place between the Duma and the Soviet was. the paramount business of the next few weeks. The battle was fought out in the main on two planes, one the question of the new. status of. the army, the other the question of continuing or terminating the war. The leaders of the Soviet championed the eyil tights now claimed by the soldiers; while the Duma appealed to them-in'the name of national safety. That the semi-feudal con-
be modified was obvious enough, and Goutchov, the minister of war, himself was preparing an official declaration to this effect, But, while he was for confining the liberties of the soldiers within the strict limits of discipline, the leaders of the Soviet declared that these liberties must be vindicated unconditionally. This re. solve to gain the adherence of the soldiers by supporting their claims at all costs was responsible for the issue of the notorious Prikaz (Order) No. 11, which has generally been regarded as the origin of the disintegration of the Russian army. Now that all the relative facts are known many of the inter.
pretations given at the time to this order are discovered to be misleading. Nevertheless the main fact remains that it could only have been issued in an atmosphere of unscrupulous political in-
trigue. This practice of paying court to the army remained indeed
the settled policy of the leaders of the Soviet right down to the outbreak of the Bolshevik revolt in Nov. 1917, when Trotsky
gained the unconditional allegiance of the Petrograd garrison by championing its claim to remain idle in the capital, But despite all the privileges which the Petrograd Soviet had
granted to the soldiers the devotion of the army at the front and
even at the capital had to be conquered. At first the Provisional
Government seemed to be the body which had won the support of the army. When the ministers proclaimed the necessity of a
more vigorous prosecution of the war, the army rallied enthusiastically to their support. For about a fortnight regiments stationed
at Petrograd as well as delegations sent by those in the provinces and at the front marched to the Duma commanded by their offcers, proclaimed their readiness to serve the Revolution, and offered the Government their allegiance and joyful support. The political significance of these demonstrations was very considerable; for the soldiers never failed to warn the Soviet against encroaching on the authority of the Government and against creating a dyarchy in the country. But the army’s enthusiasm for prosecuting the war soon began to cool; while the propaganda made by the Soviet for the clarification of the Russian war-aims aS a sure promise of terminating hostilities became increasingly popular. On March 27 the Soviet issued a manifesto to the world declaring that Russia sought no gains from the war and was ready to conclude peace on the basis of “no annexations” and “no indemnities.” From this time onward the question of peace terms became the main bone of contention between the Government and the Soviet, the Government adhering to the secret treaties made by the Allies, and the Soviet insisting on the denunciation of these treaties and agreeing to continue the War only for purposes of self defence. The pressure put on the Government to identify itself with the principles laid down in the Soviet’s manifesto became at last so strong that ministers felt compelled to make a public declaration (April 9) in which Russia’s war-aims were formulated as the establishment of a permanent peace on the basis of the self-determination of the peoples. This declaration was hailed as a great victory by the Soviet, which thereupon demanded that the Provisional Government take “the next step” and should communicate this declaration to the Allied Powers, with a view to their adopting its principles. After some hesitation Miliukov, the foreign minister, made official communication of the declaration; but in the covering letter which he dispatched to the Russian am-
bassadors he asked them to reassure the Governments to which
they were accredited by informing them that Russia’s position with regard to the War remained unchanged.
1Prikaz No. x was composed by a commission of the Petrograd Soviet headed by N. D. Sokolov. In the name of the “Soviet of Workers’ and Soldiers’ Deputies,” it ordered that committees of soldiers were to be formed in all military and naval units in Petrograd, and to send one representative each to the Taurida Palace next morning. In their political actions units were to be subject to their committees and
to the Soviet. Orders of the military commission of the Duma were to be obeyed only when they did not contradict those of the Soviet. 'Arms were to be under the control of the committees and on no account tobe given up if demanded by the officers. Strict discipline was .to be preserved when on duty. Salutes, etc., when off duty were abolishe i
Special
titles used in addressing
officers,
“Your
excellency” ane
to’ the officer’s noble birth, were abolished. Officers wer ditions, which, had hitherto prevailed in the barracks had now to references forbidden to: use ‘the second person singular in addressing soldiers.
JULY RISING]
RUSSIA
Miliukov’s note became known in Russia on May 2, the day succeeding that on which great demonstrations in celebration of
Labour Day had been held all over Russia under the official recog-
sition of the Government and with the participation of the gar-
risons in the towns and of the regiments at the front. The manifestations of national unity which were the striking feature of that great day were now exchanged at the moment for the ugly
mood of division and party passion. For two days Russia seemed to be on the brink of civil war, the outbreak of which was finally only prevented by the action of the Soviet, which prohibited all meetings and demonstrations for three days and ordered the garrison to remain in the barracks. The strength and discipline shown by the masses at this time finally convinced the Soviet leaders that the real power was in their hands.
The Soviet Enters the Government.—Discredited and disheartened by this proof of ministerial impotence Prince Lvov, the prime minister, issued a proclamation in which he expressed his conviction that a reconstruction of the Government on a wider
basis, that is with the inclusion of Soviet representatives, was essential to the safety of the State. The Soviet at first (May 10) refused to entertain the idea of making a coalition with the bourseois parties; but, when Guchkov, the war minister, actually resimed (May 12) and the danger of a complete break-up of the Sovernment seemed imminent, it reconsidered its decision and
reed to enter the Government (May 18). In the letter of esignation which he forwarded to the prime minister Guchkov eviewed the political situation as follows. “Our illness,” he delared, “consists in an odd divorce of power and responsibility. ome are in full possession of power without a shadow of reponsibility; while those who are visibly in full possession of
responsibility possess not a shadow of power.” Resolved now to assume its share of responsibility and having solemnly engaged to give the Government its complete support the Soviet was allotted five portfolios in the reconstructed cabinet, those of Justice, Agriculture, Labour, Food Supplies and Post and Telegraphs. The last-mentioned ministry was created specally to make room for Tseretelli a Menshevik member of the second Duma who had been banished to Siberia and was now the most popular and powerful member of the Soviet.
To this Hst
of Soviet and Socialist ministers must be added the name of Kerensky, who, though nominally a member of the executive committee of the Soviet, had previously joined the Provisional Government on his own responsibility. He was now promoted from the Ministry of Justice to the all-important Ministry of War; while that wealthy
ex-director
of the imperial theatres,
Tereshchenko, minister of finance in the first Provisional Government, replaced Miliukov as minister for foreign affairs. The fall of the first Provisional Government was due to two main reasons. The first was its assumption of responsibility without the backing of power. The second was its equivocal foreign policy of balancing between the imperialist war-aims of the Allies, which involved an indefinite prolongation’ of the War, and the
731
that pressure exerted by the Allies was responsible for the adop-
tion of this policy. Many experts were totally opposed to it as likely to fail and thereby to accelerate the disintegration of the army. They pointed out that an offensive, if not strong and deCisive enough, would give the Germans who had been inactive
since the fight for the Stokhod (April 3) a much-wanted excuse for taking the counter-offensive on a much wider front than the Russians could hold. Sound strategy therefore demanded that while a most determined effort should be made to increase the fighting moral of the army, it should not be submitted too early to the test of challenging the enemy. But the offensive which the Kerensky Government so blindly and so enthusiastically adopted was obviously undertaken more for political than for military reasons. The effect of renewing the offensive, it was believed,
would be either to prove in case of victory that Russia had still to be taken into account and so to compel the Germans to come forward with the offer of a democratic (that is non-annexation) peace, or, in the event of defeat, to compel the German Socialists definitely to take their stand either in defence of the Russian Revolution or in support of German militarism. This fateful offensive, the failure of which destroyed the Russian army’s last vestige of fighting strength, was undertaken then with a frivolity almost unparalleled. The preparation of it was equally frivolous and fantastic, based as it was on the naive belief that the army’s will to fight could be resuscitated by. melodramatic speeches made by the war minister and a group of military and civil idealists. In the speeches which he made to the troops on his theatrical tour of the front Kerensky was fatuous enough to declare that the country expected them to work a miracle. But the effect which his rodomontade had on them was purely transient. They listened to it, applauded it, and even swore to fight and to die for the Revolution. But the moment the war minister left they went back to their barracks and refused to go to the trenches and thereby to relieve the first-line men. Several regiments indeed had to be disbanded for refusal to obey orders.
In this atmosphere then the offensive was launched on July 1. At first it proved remarkably successful: the Austrian lines were broken and many prisoners and guns were taken. But in less than a fortnight after operations opened not only were the Russian armies destroyed but Russia had ceased to exist as a great Power. The Bolsheviks.— Meantime the Bolsheviks were making their first bid for power in the capital. Ever since his arrival from
Zürich and his unsuccessful début at the Petrograd Soviet Lenin had been biding his time and maturing his plans. At first. he was disposed to despise the Soviet as a petit bourgeois assembly and was determined to organize the proletariat for a single-handed
revolt against the bourgeois state. But in April, as a result of witnessing the anti-Miliukov demonstrations, he perceived that this assembly could easily be used as a recruiting ground and rallying point for such a revolt. Accordingly he invented the watchword “All power to the Soviets” and disseminated it widely among Soviet’s policy of limiting the war to a “revolutionary defence” the masses. But when the leaders of the Soviet compromised their (“No annexations. No indemnities.”) which was based on the principles and made a coalition with the representatives of the idea that. an honourable peace might at once be concluded. The bourgeoisie he began to fear that the former were very unlikely new Government occupied a more favourable position, for it to show either the courage or the zeal which would enable them represented both the bourgeoisie and the masses and thus pos- to bring about the second or Socialist Revolution. In June theresessed not only responsibility but actizal power. It was confronted fore, during the sittings of the first all-Russian Congress, of however by formidable difficulties; for not- only had the crucial Soviets, he obviously returned to his original plan of staging a question of peace or war to be settled but the growing unrest purely Bolshevik revolt. oe ae m the villages and the dissolution of the Empire into separate A plot was actually formed at this time to call out the Bolshevik tational units called-urgently for solutions which the Government adherents among the factory workers and the garrison and a’ was totally unable to furnish. The consequence was'that the coali- strong detachment of Kronstadt sailors; but news of it leaked out ton lasted only two months and was finally brought down by the and Lenin, not yet prepared to break with the Soviet:, postponed lesignation of the three Liberal (Kadet) ministers, who adopted the venture. In three weeks’ time, however, he revived it. The this method of protesting against the concessions made to the July rising was a very strange demonstration, the most marked ainian and. Finnish autonomist movement. The riew Govern- characteristic of which was its lack of leadership. The members of Ment crisis coincided with the greatest crisis which the Revolu- the Central Committee of the Bolshevik :party hesitated to identionhad so far had to.face, the disastrous failure of the offensive in tify themselves with it beforehand for fear it might' prove unsucla and the first Bolshevik rising in the capital. cessful. Ostensibly a demonstration in favour of: the transference The Russian Offensive.—The origin of the: decision to renew of power to the Soviet it was in essence:an attempt to stampede
offensive’ is stilt obscure. ‘There is reason however to believe
' }Battles of Brzezany (July 2-6) and Zborow (July 19-26).° 0.55) 4:
732
RUSSIA
that assembly, a fact which its leaders were prompt to recognize. For nearly two days the gunmen were in occupation of the capltal; but their lack of objective and of leadership perplexed them and paralyzed their efforts. The obvious failure of the rising prevented Lenin and the Central Committee of the Bolshevik party from showing their hands, and they strongly protested their noncomplicity in the émeute—in which over 400 persons lost their lives. But these protests were not taken seriously; and it can now be definitely asserted that the whole scheme was inspired by the Bolsheviks, who hoped that they might reap some advantage by fishing in troubled waters. During the two days the rising lasted the Coalition Government was absolutely quiescent. But Kerensky on the very first day proceeded to the front, where he procured picked troops, which arrived in the capital on the day after the movement had fizzled out. Meantime any attempt to renew disturbances was rendered hopeless by the publication of documents which purported to prove that Lenin was a spy and a paid agent of the German General Staff. The result of this publication was the practical suppression of the Bolshevik Party. Lenin and Zinoviev went into hiding, to the considerable dismay of their friends. Trotsky, Kamenev and Lunacharsky were thrown into prison. The “Pravda,” the organ of the Party, was suppressed and its machines destroyed by the mob. Kerensky.—Emboldened by the success of this coup Kerensky now put himself forward as a candidate for the premiership. Prince Lvov was accordingly presented by the Soviet members of the Government with an ultimatum which required him, in accordance with the decisions of the recently held Congress of Soviets, to declare Russia a republic without waiting for the convocation of the Constituent Assembly, to suppress finally the Duma and the Council of State, and to accept the Congress’s policy of forbidding any sale of land before the meeting of the Constituent Assembly. The Prince refused to comply with these demands, regarding them as a usurpation of the rights of the
Constituent Assembly, and promptly sent in his resignation. The ministry was then reconstructed, Kerensky becoming prime minister as well as minister of war and Tseretelli succeeding Prince Lvov as minister of the interior, With the formation of the new ministry the Russian Revolution entered on a new phase—a phase of inaction. The record of Kerensky is indeed singularly barren. He failed to put new vigour into the prosecution of the war. He left the question of concluding peace just as he found it. He made no attempt to settle the various difficulties involved in the labour question. And he was so indifferent to the agrarian problem that he allowed the peasants to settle it as best they could. In fact the only achievements of Kerensky’s administration were the declaration of Russia as a republic and the convocation at Moscow of a spectacular State Assembly representing all classes in the country and all political groups. The actual purpose which this Assembly was meant to serve is obscure; but its composition and the choice of Moscow for its sittings seem to show that it was convoked with some vague hope of investing Kerensky’s Government with that moral authority and sanction which it had hitherto so conspicuously lacked. N othing remarkable however resulted from its three meetings save a series of hysterical speeches in which the prime’ minister announced his determination strenuously to support the Revolution and ruthlessly to suppress its enemies, whether they came from the Right or from the Left. ; Kornilov.—Meantime the generals at the front and the members of the General Staff in the capital began to think that their time had come. Taking stock of the anarchy prevailing in the country and of the disorganization of the army they began to be more and more inclined to favour the creation of a militar y dictatorship. By temperament and by position Kerensky was in favour of such an idea and he actually supported Genera] Kornilov the commander-in-chief in the preliminary steps for establishing the dictatorship. He only quarrelled with him when he realised that the general himself was aspiring to become dictator:. Suspecting Kornilov’s designs he promptly declared him a traitor and an enemy to the Revolution; to which the general
[BOLSHEVIK REVOLUTION
replied by sending picked Cossack regiments under the com, mand of General Krymov against Petrograd with the object oj
intimidating Kerensky,
and forcibly suppressing the Soviet
Thereupon, Kerensky, turning his back on the Right, appealed te the Left for support; and the Executive Committee of the Soviet appealed in its turn to the workers to fight the threatened counter-
Revolution.
The Bolshevik leaders, now released from prison
took up the challenge with enthusiasm, and, recognizing that their
opportunity had arisen, proceeded to arm the workers, in antici-
pation of the arrival of Krymov’s troops. But no battle for capital took place; for deputies from the Petrograd workers the and soldiers went to meet the Cossacks and persuaded them that they
had been sent on a false errand. And so the plan for Setting up
military dictatorship failed, with the result that Kornilov, Denikina
his close colleague at the front and three other generals, were arrested and imprisoned and that Krymov shot himself after being interrogated by the prime minister. Rapid Rise of the Bolsheviks.—Just as the failure of the
Bolshevik rising in July proved to be the opportunit y of theRight, so now the collapse of Kornilov’s raid gave their chance to the
extreme Left. Soviet Russia was in a state of feverish activit
y, It was arming itself physically and morally for a fight against the counter-Revolutionary movement. The first result of this revival of revolutionary fervour was a renewal of the hatred to the
officer class; and a new wave of massacre swept over the country
taking peculiarly ugly form in Finland where sailors killed , their admirals and officers by throwing them overboard and beatin g them to death in the water. The All Russian Executive Commit tee of Soviets was reduced to sending emissaries to stop these outrages; while another sign of the times was that these emissar ies had to be chosen from the Bolshevik ranks. The modera tes were speedily losing their hold on the masses. Lenin’s supporters indeed were now rapidly increasing their forces, so much so that by the middle of September both the Petrograd and the Moscow Soviets passed for the first time Bolshevik resolutions; while the moderate leaders, who had presided over them since their creation, were now replaced by Trotsky at the new and by Nogin at the old capital. It thus became increasingly evident that the next Congress of Soviets, which was summoned for the end of October, was likely to elect an All Russian Executive Committee on which the Bolsheviks would have a majority, and that this majority would declare in favour of assuming the supreme power in the State. In the circumstances Lenin displayed considerable moderation and political shrewdness when he addressed a letter to the existing Executive Committee in which he called upon them to break away
from Kerensky, now autocratic head of a directory, and the bourgeoisie and to declare themselves the Government of the country. The Committee rejected this overture; but, though they still continued unofficially to support Kerensky they withdrew their representatives from his Government. The united front of Soviet Democracy, which had seemingly been re-established by the chal-
lenge thrown out by Kornilov, was now finally broken. The Bolsheviks proceeded to declare the Executive Committee traitors to the Revolution and at last worked openly for their overthrow and for that of the bourgeois Government. THE BOLSHEVIK
REVOLUTION
Six months from the beginning of the Revolution the new republic was in a state of rapid disintegration. The Provisional Government was formally invested with full and sovereign power
and was responsible neither to the Petrograd Soviet nor to the
recently convoked Pre-Parliament.
But actually it possessed no
power at all and was a government of marionettes. The actual
authority, then more than at another time in the Revolution, was held by the Soviets in the capitals and in numerous provincial towns, which openly defied the Government and exercised, each
in its area, legislative as well as executive powers.
In many
the provincial Soviets as well as in those of Petrograd and Moscow the Bolsheviks now counted on solid majorities; and in ‘most
cases the Bolshevik provincial Soviets constituted themselves quasi-independent republics. And not only were Soviet Republics
RUSSIA
TROTSKY]
set up but the various nationalities, which had long been clamouring for autonomy, now began openly to secede from the State and to organize their own armies by withdrawing their nationals from the army under the plea of defending their newly created frontiers and their national flags. The whole country, town and villages alike, was in a state of feverish unrest, which soon developed into riots and anarchy.
In the towns bread-riots broke
gut; and in the villages the demand was for land. To enumerate all the places where bread-riots, arbitrary division of land, expropriation of property and incendiarism took place would be impossible: they ranged practically from Finland to the Caucasus.
The most destructive of these revolts were those of the peasants, ho began to solve the land problem in their own way by expropriating the land, driving off the cattle, burning down the land-
owners’ dwellings and barns, demolishing agricultural machinery, felling wood in the forests and wantonly destroying trees in the orchards. In places in which the landowners delayed their flight they were captured, tortured and murdered.
Yet the ministers
were inactive and helpless. To put down these all-Russian pogroms by force, they lacked the necessary military backing: even the Cossacks refused to obey orders, remembering how they had been repudiated by Kerensky in the Kornilov episade. Reprisals would in any case have proved ineffective: the only measure which might have tranquillized the countryside would have been the speedy convocation of the constituent assembly with a guarantee that it would be invested with full power to solve the land question. But the Government, composed as it was of landlords and
capitalists, could not and would not take this step. Closely con-
of troops.
733 On Oct. 26, the leaders of the Soviet constituted a
mulitary revolutionary committee which declared itself the highest
military authority in the capital and province of Petrograd. This step was ostensibly taken for the defence of the capital against the enemy; but actually it was a movement for the creation of a general staff for the Bolshevik Revolution. Regarded from this point of view Oct. 26 should be considered the actual date on which this Revolution occurred. In the 14 days which intervened before Lenin was actually established as the head of the State, a very strange tragi-comedy was enacted, in which Trotsky, figuring as the General Monk of that Revolution, openly organized his forces without meeting with the slightest interference from the Government. The Bolshevik Revolution was inseparably connected with the convocation of the second Congress of Soviets. The first, which took place in June, elected a Central Executive Committee, which was empowered to convene a second congress not later than the end of September. But, since the majority in most of the Soviets
had become Bolshevik, this committee, which consisted entirely of Menshevik and social Revolutionaries, supporters of Kerensky, was reluctant to convene a second congress and postponed doing so from day to day. But when finally the Petrograd Soviet threatened to convene the congress itself the committee fixed Nov. 7 as the date of convocation. It was obvious to everybody that the congress would have a Bolshevik majority and would promptly declare against a Coalition Government and would form one composed exclusively of Soviet representatives. This expectation that the final trial of strength between the parties of the coalition and the adherents of the Soviets would take place at and in connection with the congress made it very easy for Trotsky to pretend that all his preparations were being made with
nected with the peasants’ revolt and with the general anarchy prevailing everywhere were the crimes committed by bands of armed soldiers who spread over the whole country robbing and killing, and almost destroying transport. the view of supporting a Soviet Government, which would be At the front the army still preserved on the surface a certain established in a constitutional way by the congress. Why, howdegree of discipline; but the mutual distrust and hatred of soldiers ever, the Government should have been so naive as to accept and officers was so profound that at any time an open clash might this explanation remains a mystery. The convocation of the All be expected, especially as a shortage of food and supplies, and in | Russian Congress of Soviets was preceded by the holding of a some cases actually famine, made the preservation of military number of regional congresses, all of which declared for a termisubordination increasingly difficult. It became obvious that the nation of the Coalition and for the establishment of a Soviet amy was likely to withdraw from the field either in the autumn Government, the aim of which would be immediately to propose or at any rate before the winter had passed. The soldiers dis- terms of peace, to give the land to the peasants, to establish a cussed this possibility openly, declaring that they cared neither complete workers’ control of the factories and to deal with the for freedom nor for land but only for peace. Even leading gen- famine by expropriating the hoards of foodstuffs supposed to erals like Cheremisov (who held the Northern Command) advised have been accumulated by the capitalists and landlords. These the Government that the army was unreliable and might of its own resolutions were broadcast all over Russia and Government wireVolition, irrespective of every command to the contrary, withdraw less stations thus being used for the purpose of disseminating from the field at any time. Bolshevik propaganda. Nov. 3-6.—Meantime ministers waited patiently on events, Trotsky.—Meantime the Germans had been penetrating further and further into the Baltic provinces. On Oct. 12, with the believing that nothing could happen till Nov. 7. But Trotsky, support of their fleet, they occupied the island of Esel and so with the instinct of a born strategist, gave battle two or three secured the command of the Baltic. Petrograd was now obviously days before the appointed date. On Nov. 3 he confronted the menaced and ministers declared their intention of transferring the general staff with a demand that all its orders should be counterseat of government to Moscow. This attempt to abandon the signed by the Military Revolutionary Committee. When the capital strengthened enormously the Bolshevik scheme for over- general staff refused this demand he ordered the Petrograd garrithrowing the Government. To dream of continuing the War son to stand at arms in defence of the committee. On Nov. 4 a after abandoning Petrograd, the biggest arsenal in the coun- meeting attended by delegates from all the troops passed a resolutry, was denounced as sheer treason; and the Bolsheviks had tion refusing obedience to commands of the general staff and accordingly an easy task in exciting the opposition of the recognizing the committee as the sole organ of power. This Workers to the policy of evacuation. Ministers, realizing their resolution was immediately circulated over the Government telemistake, speedily gave up their intention, but not before the phones to all the regiments in the capital. Bolsheviks had denounced them as usurpers and traitors. While To these proceedings Kerensky replied on the following day their Proposal to evacuate Petrograd thus furnished the Bolshe- by issuing an ultimatum to the committee requiring them to withviks with an admirable lever for stirring up the masses, another draw the resolution. The ultimatum was ignored by the commistake which ministers made, an attempt to replace the Petro- mittee, which promptly called’ out parts of the garrison and grad garrison by more reliable troops from the front, was used organized worker detachments (“Red Guards’) for the defence y their enemies as a pretext for openly organizing military forces of the Smolny Palace, the headquarters of the Soviet and of the for an attack on them. Kerensky’s declaration that these meas- ' committee. Kerensky tried to counteract these measures by adoptures were dictated by the menacing situation in the Baltic was ing that traditional method of defence, the raising of the bridges, glaringly absurd; for the moral of the Petrograd garrison was | to prevent communication between the left and right banks of notoriously low and the withdrawal from the front of troops with Neva. He then proceeded to the Marian Palace where the Prea higher moral was in sheer contradiction to ministers’ declared Parliament was holding its sessions, and demanded that it should Purpose. The Petrograd Soviet accordingly under Trotsky’s com- invest him with dictatorial powers to cope with the Bolshevik mand, promptly came forward and countermanded the movement revolt. But while he was awaiting their decision, which, after
RUSSIA
734
deliberating all night, they gave against him, preferring to set up a Committee of Public Defence, the Bolsheviks quietly and systematically took over, without firing a shot, the telegraph, the telephone and all other Government offices, with the exception of the Winter Palace and the offices of the general staff. The
same night Lenin, who had been in hiding since July, appeared at the meeting of the Petrograd Soviet and in glowing language congratulated the delegates on inaugurating a new era. The new régime, which established the Soviet as the embodiment of supreme power in the State, was thus established one day in advance of the meeting of that Soviet Congress which had been proclaimed by the Bolsheviks as the sole authority competent to make such a decision. This was obviously an irregularity. But nobody present at the meeting of the Soviet seemed to care; for Lenin announced that the first step taken by the new Government would be the offer to all belligerents of a just peace. Defeat of Krasnov and Flight of Kerensky.—Early in the morning of Nov. 7, Kerensky left for the front, in order to bring back troops to crush the revolt. The other members of the Government decided to await his return at the Winter Palace. But when they were informed that the guns, both of the cruiser “Aurora” and of the Peter and Paul fortress were trained on the Palace, they decided to surrender and told their defenders, a detachment of Cadets and a Woman’s battalion, that they might disperse. When next day the Congress of Soviets formally opened, the non-Bolshevik members and the old executive committee registered a vigorous protest against the unconstitutional methods of the Bolsheviks and withdrew from the congress to join the Committee of Public Defence which had its headquarters at the municipal buildings. Kerensky meantime made frantic efforts to move the troops from the front to the capital; but the response
he met with both from officers and men was thoroughly discouraging. He succeeded only in persuading the Cossack general Krasnov to move against Petrograd. On Nov. 11 Krasnov’s troops were reported outside Gatchina, about ro m. from the capital. Encouraged by this news and definitely expecting a crushing defeat of Trotsky’s “Red Guards” the Committee of Public Defence gave orders to the cadets of the military schools to arrest the Revolutionary Military Committee and to make a general attack on all the Soviet strongholds. The attack was made in the morning; but by three o’clock in the afternoon the Bolsheviks, supported by some of the cruisers of the Kronstadt fleet, decisively repelled it and occupied the military schools. In the report of the events of the day which he sent to the Petrograd Soviet Trotsky made the following declaration. “We hoped to establish a compromise without bloodshed. But now when blood has been shed there is only one way left, a ruthless fight It would be childish to expect that victory can be achieved by other means. Now is the actual moment. We have shown that we can take the power. We must show that we are able to keep it. I summon you to @ ruthless fight.” With these words Trotsky proclaimed the approaching Civil War. The same night he proceeded to the Gatchina front. Next day he reported the repulse of
Krasnov’s advanced detachments; and a day later he announced that the Cossack forces had been completely defeated. Krasnov subsequently surrendered on parole, Kerensky fled, and the Bol-
shevik régime was now for a time immune from military menace. (M. Fa.) THE STRUGGLE
FOR EXISTENCE,
1917-1920
The Petrograd Revolution of Nov. 7 swept Russia. There were a few days of street fighting in Moscow and sporadic resistance elsewhere, but by the end of the month the Soviets held power throughout the country. In the urban centres: the victory was won under the red flag of class warfare, with the watchword “All Power to the Workers’ Soviets” The words “land,” “bread” and “peace” gave the Bolsheviks the support of the soviets of ' peasants and soldiers. t Thè soviets were the only strong political force in a social strueture whose disintegration was nearly complete. They were theiorgans of the proletariat, upon which the Bolsheviks, taught
[KERENSKY FALIs
by the Marxist doctrine of revolution, were resolved to build
their State.
They challenged not only the weakened Capitalism
of Russia but the capitalist system throughout the world. In the
first days of success they exaggerated the effect of war-weariness upon the masses of western Europe and underestimated the effect
of war-hatred. Their dream of a new proletarian Utopia and their appeals to fellow-workers of the world to throw off the burdens of Capital and War prepared the way for the conflict that was soon to plunge the new State into a three-year fight for life. The Soviet Government at Work.—In an all-night session on Nov. 7-8 the Congress of Soviets in Petrograd declared the power of government to be vested in the Council of People’s Commissars appointed mainly from the ranks of the Bolshevik Central Committee, with Lenin as premier and Trotsky as commissar of foreign affairs. The new rulers set out immediately
to fulfill the promises which had won them popular support. The
first act of the Soviet Government on Nov. 8 was to decree that all land belonged to those who worked it, without rent or other payment. This satisfied the peasants, who had been expropriating landlords’ estates for several months,
and their chief political
organization, the Left Social Revolutionary Party, decided to
collaborate with the Bolsheviks. Vigorous measures were taken to ensure a supply of food for Petrograd and other urban and industrial centres. To reinforce the victory of the industrial proletariat a universal eight-hour day was instituted on Nov. II,
and the control of the factory soviets over industry was established by successive decrees in the next two months.
The peace campaign began on Nov. 9, when Trotsky sent out a wireless invitation to all the belligerent powers to conclude an
immediate armistice. The Allied Governments at once protested, and their representatives in Russia tried to enlist the commanderin-chief of the army, General Dukhonin, against the. Council of Commissars. Dukhonin was replaced by Krylenko, a: member of the Bolshevik Central Committee, by a Soviet’ decree of Nov.
22. Soon afterwards the late commander was torn to pieces by a mob of soldiers. That deed showed that Lenin had gauged the temper of the army and that the Allied insistence that Russia should go on fighting would be fruitless. In addition to their natural class hostility to a “Red” government, the Allied Powers seemed convinced that Lenin the interests and possibly in was at first more friendly, Petrograd, Mr. Francis, soon
of his Allied colleagues.
and his associates were acting in the pay of Germany. Washington but the American ambassador m indicated that he shared the view
The attitude of the German Government was equivocal. It accepted the armistice proposal, but it does not seem to have contemplated such severe conditions as were afterwards embodied in the Treaty of Brest-Litovsk. After brief negotiations within the German lines a ten-day truce was signed on Dec 5, 1917. The Central Powers agreed not to transfer troops from the Eastern Front to the Western, but they moved several divisions to France before the end of the year. Sabotage and Nationalization.—Meanwhile the Soviet Government was facing serious internal difficulties. The bour-
geois classes, at first stunned by the success of the Revolution, began to rally. Instead of armed resistance they used the more dangerous weapon of sabotage, hoping to paralyze the Bolshevik régime. With no civil service, no personnel trained in finance, transport and the management of industry, the new government was suddenly called upon to undertake the administration. '': : Lenin met the bourgeois offensive with characteristic energy. When the financial powers of Petrograd refused to co-operate, he replied with a decree nationalizing the banks. When representatives
nationalized
of industry tried to sabotage production, a decree their factories
and
created
a Supreme
Economic
Council to manage them. Other decrees followed in rapid succession, as one branch after another of the old economic system declared passive war. At first, probably, these were measures of immediate necessity rather than a part of the Bolsheviks’ de-
liberate programme.
later “militant
In a sense they were the beginnings ofthe
communism,”
but all of the responsibility ‘for
their adoption cannot be laid upon Bolshevik shoulders, Some
RUSSIA
BREST-LITOVSK]
735
form of centralization was necessary to prevent economic collapse,
received evasive replies.
and Lenin had previously published a pamphlet demanding State control over transport and the means of production, such
treaty on March 16 by a majority of 523. Lenin used his breathing-space to patch up the administrative and economic machine and to drill an army to defend the Revolution. The fight against sabotage was not yet won, and the adversaries of the new régime were growing bolder. Trouble was brewing in the Cossack provinces and in Manchuria, where a reactionary army was assembling on Chinese soil. The German threat against Petrograd had driven the Soviet Government in flight to Moscow. The fact that the Allied ambassadors, instead of accompanying the Government, had preferred residence at Vologda, junction of the trunk lines of escape eastward to Siberia and northwest to the coast, was no good omen for future relations with the Powers they represented. Relations with the Allies.—In the field of foreign affairs the Soviet Government had two severe handicaps. From the first the Allies suspected complicity with Germany, and were inclined to regard the Peace of Brest-Litovsk as a betrayal of the Allied cause. Secondly, neither they nor the Central Powers believed that a Soviet Government in Russia could endure. For many years opportunities for a friendly settlement were lost owing to the conviction that the régime was about to fall. The Allies declined to recognize the Treaty of Brest-Litovsk, which they held responsible for Ludendorff’s victory in March. Their missions in Russia reported that trainloads of war supplies, leather, copper, oil and food, were being shipped into Germany. Although the Bolsheviks claimed that this was part of the indemnity imposed by the treaty, the Allies saw it as “aid to the enemy,” to be prevented if possible. It was suspected that some of their repre-
as had been adopted by the western belligerents, not as a form
of Socialist expropriation, but to save the country from chaos.
The nationalization of industries was legalized in Dec. 1917.
At first it was applied haphazard, to meet sabotage by individual
enterprises or groups. No entire industry was nationalized until May 1918, when a department of the Supreme Economic Council was organized to supervise the monopoly production of sugar. The following month oil production was centralized in the same
way, and various commodities, such as yarn, matches, tobacco,
tea, coffee, spices, were declared State monopolies. It was not until June 28, 1918, that all industrial and commercial enterprises
of more than 1,000,000 rubles’ capital were declared the property of the State. The Treaty of Brest-Litovsk—While the Soviet Government was trying to cope with sabotage and weld local soviets into an administrative machine, relations with Germany were still unsettled. Peace negotiations began on Dec. 22, 1917. On behalf of the Soviet, Trotsky put forward the principles of no annexation or indemnity and self-determination of subject races. At first the Germans seemed willing to accept, with certain reservations. On Dec. 28 they demanded the independence from Russia of Poland, Finland and the Baltic States, and on Jan. 8 the independence of the Ukraine. On Feb. ro Trotsky announced the Soviet refusal to sign a “‘peace of annexation,” but declared the war between Russia and the Central Powers at an end. A week later the German General Staff ordered an immediate advance. Narva, in northern Estonia, was occupied in order to threaten Petrograd, and German troops drove towards Moscow
from the Polish border.
|
Lenin at once decided for peace, but acceptance of the German terms was not reached without a struggle in the Communist Central Committee. Lenin still believed that a general European revolution, as the result of war exhaustion, was not far distant. His prime object, therefore, was to gain time; a breathing-space, as he called it. His associates argued that to yield was to betray the Revolution. Trotsky remained neutral. He produced an epigammatic phrase, “Neither Peace nor War!” and proposed to allow the Germans to advance without resistance. Verbatim reports of this ‘discussion published in Moscow
showed that it was only by a threat of resignation that Lenin beat down the adverse majority in the Central Committee. Trotsky was replaced as commissar of foreign affairs by Chicherin,
ex-diplomat and noble but a Communist of long standing, who
renewed the Brest-Litovsk (g.v.) negotiations on Feb. 28, 1918. Chicherin’s instructions‘ gave him little scope for the diplomatic
subtleties he afterwards displayed. On March 3 he accepted the German terms on behalf of the Soviet Government. The so-called Independent Government of the’ Ukraine had already signed a separate treaty admitting German suzerainty, and this Chicherin was forced to confirm.
The Soviet Government
further agreed
topay a large indemnity or its equivalent in raw materials. Poland and the Baltic States were left in the hands of the Germans, and the‘armies of General von der Goltz and General: Mannerheim soon crushed the revolutionaries in Finland.
Lenin had won his breathing-space, but the agricultural and
mineral resources of the Ukraine and the oil of the Caucasus were
at the disposal of the Germans, and the German General Staff was now free to concentrate its forces against the Allied front m France. On March 5, however, two days after the signature of thé’ treaty, Trotsky proposed to Bruce Lockhart, the British high commissioner, and to Raymond Robins of the American Red Cross, who was acting as liaison between the Soviet Government and the American ambassador, that ratification by the Congress of Soviets, in Moscow might be prevented on condition that the
Allies and the United States promised aid against Germany and restrained the Japanese from occupying Vladivostok. The British and American representatives appear to have regarded
Trotsky’s proposal favourably and to have advocated its acceptance in despatches to their respective Governments,
but they
The Congress of Soviets ratified the
sentatives in Russia co-operated with anti-Bolshevik elements
to hamper the transfer of supplies. The Social Revolutionary Revolt.—The breach between the other political parties in Russia and the Bolsheviks had been widened by the suppression of the Constituent Assembly, which met in Moscow on Jan. 18, 1918. Its membership represented a large majority of Left and Right Social Revolutionaries, with a smaller proportion of “Cadets” or bourgeois representatives. The Bolsheviks had only 40 per cent of the delegates. The election of a Right Social Revolutionary, Chernov, as president, convinced them that they had nothing to gain from the Assembly and it was closed by, Red soldiers on Jan. 19. The Left Social Revolutionaries continued for a time to collaborate with the Soviet Government, but broke away completely after unsuccessful opposition to the ratification of the BrestLitovsk Treaty. The strength of the Social Revolutionary Party was mainly drawn from the villages, which were growing increasingly restive as the Bolsheviks developed their basic progamme of a workers’ government, class warfare and socialism. The peasants had thought that the Revolution gave the land to them. They now found it was the property of the State, and that its surplus produce over their needs was required for State purposes. The bourgeois groups had become more hostile still, as they realized that their very existence was menaced by the a new régime. Differences between the Right and Left Social Revolutionary sections and the bourgeois groups tended to disappear in ‘their common belief that the Bolsheviks had betrayed their country to Germany. Led by Boris Savinkov, Kerensky’s former war minister,
the Right Social Revolutionaries became the pivot of patriotic and anti-Bolshevik sentiment, eager to co-operate with military representatives of the Allies to nullify the effects of the Treaty
of Brest-Litovsk. railway
bridges
From attempts to blow up depots of stores;
and
trains
carrying
supplies westwards,
the
Social Revolutionaries proceeded to the desperate coup. of ‘assassinating the German
ambassador
in Moscow;
Count ‘Mirbach,'
on.July 6, 1918, in the hope of provoking Germany to bréak with the Soviets. The Germans were otherwise occupied and no break occurred.
The Social Revolutionaries. then’ tried ‘to’ incite the
country to rebellion. Savinkov
7
a
captured the town of ‘Yaroslav,
a
180 'm. north
óf
Moscow on the railway to Vologda and Archangel, with a disci+ plined force which he had hoped to make ‘the nucleus of an army
736
RUSSIA
of insurrection. The Red troops from Moscow and Petrograd converged on Yaroslav too swiftly, and retook the town after two weeks. Savinkov escaped, but all possibility of overt resistance by the Social Revolutionaries vanished. The Czechoslovaks.—Meanwhile alarmist rumours agitated London and Paris. It was stated that the Bolsheviks were arming German and Austrian prisoners in Siberia by tens of thousands, to combat the Czechoslovak Legion. Forty-five thousand Czechoslovak deserters from the Austrian forces had been formed into an army to fight for their country’s freedom beside the Russians on the Austrian front. When the Russians collapsed they remained a fighting force, and plans were made in Paris to move them round the world to the western front. In early March, 1918, the Soviet Government agreed to provide transport across Russia, but the Czech legionnaires had continual trouble with local soviets over food supplies and right of way for their trains. By the middle of May the entire force, moving eastward to the Pacific, was strung out in detachments across 5,000 miles of railway from Kazan to Vladivostok, a natural prey to anxiety and rumour. In point of fact, the story of a new German “mobilization” was found by Anglo-American military investigators to have no more justification than the enrolment of some 1,500 exsoldiers of the Central Powers who had renounced their allegiance to join the Red Army; but the Czechs were in no position to judge. On May 14 one of their detachments met a train-load of Austro-German prisoners being repatriated in accordance with the Treaty of Brest-Litovsk. A fracas ensued, with bloodshed which involved the local Red forces. Moscow at once demanded that the Czechs fulfil their pledge to surrender their arms. They refused, and on May 29 forcibly resisted attempts to carry out the disarmament order. In June they fought the Bolsheviks openly throughout Siberia, and the local soviets were powerless against their disciplined troops. At the end of the month their Vladivostok contingent overthrew the soviet there and set up an anti-Bolshevik Government with the approval of the Allies. By July 3: almost all Siberia was changed from “Red” to “White” and the Czech forces were moving westward to attack the Soviet State.
[INTERVENTION
At the beginning of the autumn the tide turned. The Bolsheviks threw back the Czechs at the end of Sept. 1918, and halted the
White advance from the Don. As Germany weakened on the western front, the Baltic provinces, Finland and the Ukraine log her support. Turkey was on the verge of capitulation, and Turkish and German control over the Caucasus was vanishing. Lenin’.
prediction was coming true; the Central Powers and the Treaty
of Brest-Litovsk were crumbling together, and the European Revolution appeared to be at hand. When the German sailors in Kiel raised the red flag on Nov. 9, 1918, the Soviet Government
saluted the event with triumph. The Bolsheviks had still to reckon with the Allies. The autumn of 1918 saw the reinforcement of foreign forces on Russian soil By the end of the year there were approximately 15,000 British and American troops occupying a fan-shaped area in northern Russia, not less than 70,000 Japanese holding the important strategic points of eastern Siberia and the maritime provinces, 7,000 Americans protecting the Trans-Siberian and Chinese Eastern Railways, and about the same number of British supporting and instructing the armies of Admiral Kolchak, who had become
dictator of the so-called “All-Russian Government” of Siberia by a coup d’état at Omsk on Nov. 18. The Czechoslovak commander,
General Gaida, upheld Kolchak, but the Czechs were disillusioned and soon ceased to be a factor in Russian affairs. The French had occupied Odessa with a powerful fleet and a mixed force from Salonika. The abandonment of the campaign by the Czechs counterbalanced the accession of foreign anti-Soviet forces, and the Whites were not yet in a position to strike an effective blow. When the new year began neither side could show much gain over November, except that the Revolution had reached the
Baltic by the establishment of a Soviet Government at Riga on Dec. 26.
Red Terror.—During these months of pressure the Bolsheviks | had hardened. Troops were called up, grain and cattle requisitioned, property confiscated. In the face of danger no compromise was possible and the country was conscripted ruthlessly ta war. In the summer of 1918, to external dangers was added a deadlier enemy in their midst. After his defeat at Yaroslav, Boris Savinkov revived against the Soviet the Social Revolutionary terrorist centre which he had formed years before to combat tsardom by assassination. On Aug. 30, 1918, one of his agents, a girl named Kaplan, shot Lenin as he left a workers’ meeting in Moscow. He did not die, but the Bolsheviks met Savinkov's terrorism with their own ‘Red Terror.”
Death of the Tsar.—The advance of the Czechoslovak and White Russian armies brought death to the ex-Tsar Nicholas II., who with his wife and family had been held under guard for some months at Ekaterinburg in the foothills of the Urals. The local soviet professed to believe that the imperial family was planning to escape to Omsk, where the “White” Admiral Kolchak had established a Counter-Revolutionary Government. Without The following day Uritsky, chief of the Petrograd Cheka, was a trial, the soviet voted to execute “Citizen and Citizeness shot dead by Social Revolutionaries. The word Che-ka was Romanov, their son and four daughters.” The sentence was car- formed from the initials of the Russian words “Extraordinary ried out on July 18, 1918. When the White forces occupied the Commission.” The department was organized in Dec., 1917, to city a few weeks later no trace of the victims was found. In deal with sabotage and other ‘“Counter-Revolutionary” manifestaburnt patches in the woods jewels belonging to the Tsaritsa were tions. As internal difficulties increased its activities were extended said to have been identified. According to the story current in to cover speculation, smuggling, and political and military counRussia the bodies were stripped and buried in peat-bogs and their ' ter-espionage. Its power grew, accordingly, to include summary clothing, into which the jewels may have been sewn, burnt arrest, judgment and execution. It was thus ready to conduet separately. the Terror. In revenge for the wounding of Lenin 5oo of the Intervention.—The month of August saw intervention in full most, prominent figures of the old régime were shot that night In swing. On the 2nd the British, who had already landed forces Moscow. The killing of Uritsky led to similar reprisals m at Murmansk to prevent war supplies from falling into German Petrograd. hands, disembarked 2,000 men at Archangel, who overthrew the Latsis, a high official of the Cheka, defined the principles of local soviet and set up a Provisional Government of the North. the Red Terror, which could be summed up in two phrases: A few days later British and French contingents landed at Vladi- “Strike Quick!” and “Strike Hard!” A third, “Strike Secretly! vostok, followed by a Japanese division on Aug. 12 and by two might have been added, for arrests were carried out at night, and American regiments from the Philippines on the x5th and x6th. families of prisoners were rarely given news of them until they Western Siberia was already in the hands of the Czechs and a were condemned or freed. The very name ‘“‘Cheka” became 4 number of anti-Soviet Governments. On Aug. 24, Anglo-Japanese word of terror, and rumour fantastically exaggerated the number troops crushed Red resistance in the maritime provinces in a of its agents and its victims. . battle on the Ussuri River. Chita was captured on Sept. 6, and Militant Communism—The effects of this tragic period are organized Soviet government beyond the Urals disappeared. incalculable. On the one hand it stamped deep into the minds of The Czechs had seized the chief cities of the northern Volga and western countries the belief that Russia had relapsed into Mongol an anti-Soviet army was marching from the Cossack provinces savagery. On the other it confirmed the Soviet leaders in thet of the Don. The British in the north were preparing to move hatred of the non-Bolshevik world. f southwards to join the Czechs and the Siberian Whites. Intervention gave impetus and coherence to the work 0
RUSSIA
“RED TERROR”]
nationalization, which had been proceeding sporadically. In some cases factories had been nationalized in order to fight sabotage by their owners or managers, in others to “legalize” confiscation already accomplished by the workers. Under the pressure of war
the important industries were given control boards, which were
not at first radically different from the war-time mechanisms
under similar names in England, France and Germany. The attempt to fix prices in a period of acute currency inflation had produced the inevitable “flight” of commodities from the market. As the situation grew more difficult it became necessary to control not only industry and transport but the supply and distribution of food. From that stage the step to the control of all production and distribution was not a long one for a government of Marxian Socialists.
At first, in the early summer of 1918, restrictions were not so harsh as to prevent much private trade and speculation. It happened that the beginning of the Red Terror coincided with
the period of greatest food shortage, before the harvest.
The
extraordinary powers given to the Cheka to suppress internal enemies were quickly directed against speculators seeking for rofits. : From the outset an influential section of the Central Committee of the Bolshevik Party had been advocating a full Communist programme rather than Lenin’s more cautious policy. Circumstances were now on their side, and by Aug., 1918, the
period of “Militant Communism” which lasted nearly three years may be said to have begun. Private buying and selling were prohibited by law and offenders were severely punished. Cash wages were no longer paid. Workers and other employees were
given cards for food, clothing and other necessities, free lodging and free transport on trams and railways. All “non-working” elements of the population were disfranchised. The peasants were subjected to requisitions of all their crops save what was needed for their households. They obtained commodity cards in exchange, but the breakdown of distribution and the difficulties of transport in a country ravaged by war progressively diminished their return from their labour. Extreme Communists declared that money would soon be wholly abolished. This hope was perhaps a screen for the conventional motives for inflation and
the unavoidable fall in the value of the currency. Money did not become wholly worthless, and a host of bagmen and hucksters, too numerous and unimportant to be imprisoned, continued
private
trade.
The
Government
tried to
eliminate them by entrusting distribution to the co-operatives, which had had an extensive network in Russia for many years. In spite of these efforts much of the lesser retail trade remained in private hands.
Attempts at Peace.—Representatives of every section of anti-Bolshevik Russians, from the Social Revolutionaries Kerensky and Savinkov to the Grand Duke Nicolai Nicolaievich, excommander-in-chief and uncle of the late tsar, went to Paris to
enlist the support of the Peace Conference. But the Allies were chiefly concerned with Germany. They feared that circumstances might induce Germany and Russia to make common cause, and their first impulse was to neutralize the Bolshevik danger.
On Jan. 12, 1919, commissar for foreign affairs Chicherin asked the American State Department to open peace negotiations. On Jan. 16, the representatives in Paris of Great Britain, France, Italy and the United States discussed a general truce plan for
Russia put forward by Lloyd George. President Wilson suggested that representatives of all Russian groups including the Bolsheviks should hold a meeting on the island of Prinkipo in the Sea of Marmora under the auspices of the Allies. The anti-Bolshevik i in Russia refused to participate and the project was topped. In spite of continued hostility on the part of the French another attempt was made to reach a peaceful settlement. William
C. Bullitt, attached to the American delegation in Paris, was
sent to Petrograd in March, r919. After a week’s discussion he brought back peace terms which the Soviet Government pledged self to accept, if the Allies agreed not later than April ro. The
most important features of this document were a plan for ‘the
737
pacification of Russia on the basis of the status quo of its many
Governments, the Soviet, to of the former tives between an immediate
a willingness by the said Governments, including recognize responsibility for the financial obligations Russian empire, an exchange of official representa~ the Soviet Government and the foreign Powers, and withdrawal of foreign troops. In spite of warm
support by Colonel House and the approval of Lloyd George and
Orlando this project also was shelved. Bullitt later expressed the opinion that the chief cause of failure was the rapid advance of Kolchak’s army, which once more strengthened the belief that
the Soviet Government was doomed to extinction. Renewed Intervention.—The White armies
of Admiral
Kolchak in Siberia, General Denikin in southwestern Russia, and General Yudenich in Estonia had been amply supplied by the Allies with money, equipment and instructors. Kolchak threatened Kazan and Samara, on the Volga, in May and planned to reach Moscow before the end of June, but strategic co-ordination was
lacking; neither Denikin nor Yudenich was ready. Kolchak could not withstand the full weight of the Red Army, which had now been welded into a competent fighting force. An attempt at diversion by the British in the north came too late to help him. The next stage of the White campaign was more dangerous. Denikin made rapid progress northwards in the summer, and in mid-October had taken Orel, within 200 m. of Moscow, and was threatening the capital. Simultaneously Yudenich drove at Petrograd. His English tanks broke the weak resistance of the Reds, whose main forces were concentrated against Denikin. Yudenich’s advance guard was within ro miles of Petrograd before the Soviet troops rallied. Then the tide ebbed. Yudenich was thrown back, and Denikin’s offensive, heavily repulsed at Orel, fell to pieces. In December he was making a last stand at Novorossiysk in the, Kuban and by April he had fled to Constantinople. Kolchak lost his capital, Omsk, in November and he finally resigned command a month later. The Czechs betrayed him to the Red Army at Irkutsk. He was put on trial as a traitor, condemned to death, and shot on Feb. 7, 1920. The bewildering collapse of the White armies was due to the hostility of the masses in the territory they controlled no less than to military defeat. Kolchak’s execution marked the end of the intervention period, although Japanese troops were still in occupation of Vladivostok and the maritime provinces and General Wrangel was re-forming the shattered army of Denikin in the Crimea. Later, during the war with Poland, Wrangel had some successes on the mainland, but the armistice released overwhelming forces against him, and in Nov., 1920, the remnants of his army were transported by the Allied fleet to Constantinople. The Soviet army had been progressively demobilized as the enemy weakened, but the internal economy of the country was in a chaotic state. The peasants, irritated by requisitions, had reduced the production of grain, and industry, which had been harnessed everywhere to war, must be reconstructed on a peace basis. Trotsky, the commissar for war, proposed that the army should be utilized directly for production. This “labour conscription” or “labour army,” as he called it, was opposed by the trade unions. Lenin admitted the scheme had advantages, but questioned its practical working. It was nevertheless adopted. The labour army helped to reorganize transport and some sections of heavy industry but discontent was generated among the workers. War with Poland.—Before the situation became critical an emergency, war with Poland, settled the problem. The outer world seemed to believe the labour army a device to avoid demobilization and to prepare for an attack on Poland, the bastion of Europe against Bolshevism. Hungary, Austria, Bavaria and Saxony were still influenced by Communism, and. the fear of a Russian-German coalition had not ceased to haunt European statesmen.
The Soviet Government
proposed peace to Poland in Jan.,
1920, on terms similar to those offered Finland and Estonia. The Poles at first seemed willing to agree, but their ambition grew as supplies of war material from France and a food loan af $50,000,000 from the United States strengthened their country. At the end of March they demanded all the territory west of
RUSSIA
738
the Polish frontier of 1772, a large cash indemnity, and the occupation of the Russian town of Smolensk as guarantee. The Bolsheviks refused, and the Polish army occupied Kiev early in May. Within a month the Bolsheviks struck back. The Soviet cavalry retook Kiev in June, while the main force advanced from Smolensk through Vilna and along the German border. The Red armies, marching forward almost without combat, converged upon Warsaw. The Polish retreat became a rout, and by the middle of August the Russians had reached the outskirts of the city. France and England were appalled. A Sovietized Poland would mean Bolshevism in the heart of Europe. The French sent General Weygand, Foch’s brilliant chief of staff, with a small group of officers, to Warsaw. It was impossible to move troops in large numbers across Germany and every moment counted. With the help of Weygand and his staff the service of supply was restored. A full account of the subsequent operations will be found in the article Russo-PotisH Camparcns to which reference should be made. It is sufficient to say here that the counter attacks beginning on August 14 were completely successful and that almost over-night, with little fighting, the Red armies were in retreat. A great part of the troops on the German border gave up their arms. On Oct. 11, after Polish territory had been entirely cleared, an armistice agreement was concluded at Riga. On March 18, 1921, peace was signed on terms favourable to Poland, with a new frontier which placed some 4,000,000 Russians under the Polish flag. Again the Soviet Government had paid a heavy price for peace. The Peasants.—War Communism pressed heavily upon the peasants. Difficulties of transport and distribution prevented them from receiving manufactured goods in exchange for their
‘requisitioned food products, and although their contribution to the national budget proportionately decreased as the currency emission to cover deficits grew greater, their position showed no corresponding improvement. Administrative confusion, red tape and contradictory instructions made the requisitions more onerous. Gradually the peasants reduced the area sown and concealed the harvested grain. The following statistics show the agricultural decline under
Militant Communism. (League of Nations, Report on Economic Conditions in Russia, Geneva, 1922.) TQOQ—X3 Average Harvest
poods)
(millions
of
. . . | 4078 Area sown (millions of dessiatines) . oe 81-5 Yield per dessiatine (poods) mM 50
The total harvest in 1921 was only about 40% of the avèrage yearly harvest in 1909-13, while the area sown had decreased by almost one-half and the yield per dessiatine had decreased by more than one-third. The figures show that the decline was
progressive from 1916 to 1921, except that the yield per dessiatine
improved slightly in r921. ' The Bolsheviks tried to counter this passive resistance by an extension of class warfare to the villages. They divided the rural
population into three categories: Rich Peasants (kulaks or exploiters); Middle Peasants, and Poor Peasants. The Poor were their protégés, they said; the Middle their friends, and the Rich their enemies. “Committees of Village Poor” were organized to
supervise the grain requisitions and to take the part in village management which had hitherto belonged to the prosperous peasants. It was hoped that by this means kulak opposition would be,overcome without antagonizing the Middle Peasants.
„Events showed that the rural communities were no favourable
tezrain for class warfare. The ties of family and religion, a common dislike of tax-collectors, towns and townsmen, and a sullen
distrust. of any central authority which took-their young men
as, soldiers and requisitioned their grain and cattle, proved stronger
[FAMINE
than categorical distinctions.
These
distinctions tended to be
more arbitrary than real; many of the Middle Peasants were the
young relatives of kulaks, whose chief aim was to become kulaks
themselves; many of the Poor were dependent, ignorant and shiftless. Bolshevik orators and newspapers spoke only of kulak
opposition, but the attempts to apply class warfare and Com.
munism to the villages were resented by the Middle Peasants also, Peasant delegates to the Eighth and Ninth Congresses of the Communist Party in 1919 and 1920 had expressed the murmurs
of the villages, and there were signs that the army, largely re.
cruited from the Middle Peasant class, was growing restive. The
Polish War brought a new élan of patriotic ardour in which this sentiment was for a time forgotten, but early in ro2z it burst forth. In February the garrison of the naval fortress of Kron-
stadt, near Leningrad’, demanded the abolition of the grain monopoly. The flame was fanned by Social Revolutionary agitators, and a mutiny followed, which was
suppressed only after
heavy fighting. Almost simultaneously the peasants of Tambov, one of the central provinces of Russia, refused to yield their
grain to requisition.
Troops sent to enforce obedience made
common cause with the peasants. Resentment had become revolt. Lenin realized the danger, and induced the Tenth Communist Congress in March, 1921, to sanction a decree substituting a graduated food tax for the system of requisitions. Commodities demanded by the peasants, kerosene, salt, tools and leather, were
rushed to Tambov, to be sold or bartered on a free trading basis, Those measures quickly ended the revolt. The source of trouble had been economic discontent rather than political unrest or counter-revolutionary agitation. f The Famine.—It is significant that both of these mutinies occurred at the end of winter, when climatic conditions had caused a failure of the autumn-sown grain, and the peasants, whose reserves were depleted by requisitions, were beginning to
fear one of the famines that have devastated Russia periodically. Their anxiety was well founded. A prolonged drought in the early summer ruined the spring-sown grain throughout the “black earth” districts of the Volga, North Caucasus and Ukraine. By the middle of July a million peasants were in flight from their parched fields towards the centres of urban and river transport, where they were: huddled in refugee camps infested with cholera and the epidemics of malnutrition. The crop failure was reckoned to have affected an area inhabited by 20 to 30 million people. Unless help was forthcoming, not less than 10 million seemed doomed to perish from starvation before spring. | In July the Soviet Government permitted an appeal by the writer Maxim Gorki to Herbert Hoover, then chairman of the
American Relief Administration (A.R.A.), which had kept alive millions of hungry children in Belgium and northern France during the War, and had been at work later in Central and Eastern Europe. Hoover agreed to help, and a modus operandi was soon arranged between the A.R.A. and the Soviet authorities. This example was followed by a number of European charitable organizations, but the brunt of the work was done by the A.R.A., which
at the peak of its activity, in March 1922, was giving daily rations to ro million children and adults. Altogether foreign aid fed probably 12 million persons, and the Soviet Relief Administra-
tion maintained at least an equal number. i l _It was difficult to estimate the famine. death roll, owing to the
confusion between disease and starvation in the vital statistics.
Deaths from actual hunger probably did'not exceed half a million. Foreign relief for the famine rendered two other important
services. It allayed much of the xenophobia provoked by intet-
vention, and thus paved the way for a renewal of normal relations between Russia and the outer. world. It also helped the Soviet to cope with the problem of disease, especially cholera and typhus;
which had been epidemic in Russia for centuries. After-1922 there was no widespread recurrence of either pest.
eee
The New Economic Policy. —It is customary to regard the
New Economic Policy instituted by Lenin in the spring: of:192 as a more or less temporary abandonment of Communism td mollify the peasants. There is no question that an influ . 4The name Petrograd was changed to Leningrad on April 22; 1920" t
*NEP”]
RUSSIA
section of the Communist Party saw it in that light. Lenin him-
self may not have shared this view. He was above all a realist, alive to the practical necessities of the moment. He had shown that he was well aware of the anomaly of an industrial proletarian revolution in a country 85% of whose population were hackward peasants. By force of circumstance and the exigencies of war he had been compelled to adopt a programme of Socialist centralization which many of his followers welcomed as the correct and natural policy of a Socialist State. Lenin, himself born and bred in a Russian province, knew better than many of his colleagues the well-worn channels of life on the Russian plains. Before the Communist Party reached a decision in its pro-
tracted discussion of agrarian policy in 1920 and rg21, Lenin found himself advocating not merely a change with regard to requisitions and the grain monopoly, but a general readjustment of the economic framework. Instinctively he felt that Socialist centralization had been pushed too far, that they were stifling
the individual initiative without which the country could not recover from the effects of foreign and civil war. The reform of industry for peace purposes would require effort and expenditure which the State was unable to provide, and finance and
transport were also in a desperate position. Lenin’s influence and insistence won. His critics had no valid alternative to offer. The New Economic Policy (called “NEP’’) was confirmed by a decree published Aug. 9, 1921. It permitted freedom of trading within the country, sanctioned overtime and piece work payment for workers, offered encouragement to foreign capitalists and concessionaires, and recognized by implication the rights of private property which had been abolished under Militant Communism. NEP not only made private business legal and
possible in Russia, but also opened the door for commercial intercourse with the outer world. To many orthodox Communists this
new freedom was a backward step. New Financial Policies——During the period of Civil War
ind Militant Communism the financial tools of capitalist states
ad been laid aside. Private banks, cheques, securities—all had gone. Money had depreciated rapidly as more and more of the national budget was covered by inflation. Frumkin, vice-commissar of finance, stated that 85% of the 1920 budget was pro-
739
was again revised. In May 1922, a single tax in kind was established by decree, and the peasants were permitted to pay in specified commodities the graduated taxes imposed. In May 1923, a more extensive reform was made. Cumbrous miscellaneous taxes were swept aside, a “Single Agricultural Tax” was provided, and money payments were gradually substituted for commodity payments. Meanwhile urban taxation had been developed by indirect taxes and income and property taxes, so that the peasants, instead of forming the principal tax-paying body of the State, came to furnish only a small fraction of the national tax income. Changes in Organization.—The most radical change involved in the New Economic Policy was the restoration of the whole internal economy of the country, industry, commerce, transport,
housing and employment, to a straight money basis. Instead of the vague system of accounting prevalent under Militant Communism, every state enterprise was compelled to issue a regular balance-sheet and to show profit and loss in the old-fashioned way. Instead of commodity cards, employees received a regular wage paid in cash. Housing committees were entitled to charge rent on a graduated scale in accordance with the social position and earnings of the tenant, and were expected to maintain the premises under their charge in a reasonable state of repair and comfort. The railways and tram companies were allowed to charge fares for passengers and freight to cover expenditure and enable them to maintain an adequate service. Communist critics of the New Economic Policy were perhaps justified in declaring it a reversion to capitalist methods. In later years there was acrid discussion upon this point, and an attempt was made to resolve ideological doubts by the adoption of the self-contradictory phrase “Socialist Capitalism” to define the precise significance of the policy. The commoner and less anomalous expression “State Capitalism” was probably more accurate.. In any case, the Soviet Government could not avoid the process of decentralization which was a phase of post-war reconstruction in all of the belligerent countries. For them, no doubt, war-time centralization and ‘“‘control boards” were matters of necessity rather than choice. For the Bolsheviks, choice and necessity coincided. But if centralization proved unwieldy in the advanced
industrial countries of the west, it was a yet heavier burden upon
vided by the emission of notes. The remaining 15% came from food requisitions and other sources. If the New Economic Policy, was to succeed it must clearly have banking facilities and a more convenient medium of exchange than commodity cards. The shift of policy was quickly made.
the backward economy of Russia. Under the New Economic Policy a great many nationalized enterprises were “released,” not to former proprietors or private owners, but to face competition in the open market. The financing of such corporations was car-
The State bank was established in the autumn of ro2r and given
new banking establishments. As the New Economic Policy develoned: industry was divided into “trusts,” as they were called, such as the Oil Trust, the Coal Trust and the Flax Trust, at first horizontal in character, but gradually becoming vertical also. With the trusts, which were organs of production, were associated syndicates, organs of sale and purchase, handling both foreign and internal trade. ‘The trusts were later divided into sections; for example, the Oil Trust
the authority to issue banknotes as well as to serve as a credit
institution. On Nov. 16, 1921, it began credit operations.
By a
year from that time the essentials of currency reform had been prepared, and the Bank began to issue notes. The monetary unit chosen for the new banknotes was the chervonetz, with a gold value of ro pre-war roubles, that is, 119-4826 grains of fine gold or
$5.146in United States currency. The rouble was thus given its pre-war gold equivalent. The law provided that the new banknotes should be secured to 25% by precious metals and foreign currencies. For a time the chervonetzy (State bank notes) circulated side by side with the earlier sovznaky (Government or “Soviet” notes), whose value was adjusted to the chervonetz from day ta day.
The State bank notes were strictly controlled, but the sovznaky
Were printed in great quantities in the succeeding months.
The
public, especially the’ peasants, grew to distrust them, and the remaining steps in currency reform were pushed through as quickly .as possible. .In March 1924, the emission of sovznaky Was stopped and in May they passed out of circulation. Small denomination. Treasury notes were issued for purposes of convenience, and silver and copper coins were minted. Henceforth the currency system of the Soviet Government was on the same general basis as that of western countries.
The reform of the cutrency requiredin turn the establishment of the State budget on a solid foundation, since the Government
"ouldno longer print notes to meet the deficits. Agricultural taxation, which had been substituted for requisitions early in 1921,
ried out by the Industrial and Commercial Bank and by other
subdivided into Azneft (Azerbaidjan Oil), Grozneft (Grozny Oil)
and Embaneft (Emba Oil). United action and governmental control were secured by an expansion of the Supreme Economic Council to include representatives of the trust sections, so as’ to form a kind of Industrial General Staff. The Union of Socialist Soviet Republics.—Since ma the vast territory under the Soviet authority had been an inchoate mass whose constituent parts and political character were charigy ing almost from month to month. The time had come to organize a framework of government. pe Apna At the end of 1922 the territory governed from Moscow: consisted of the Russian Socialist Federal Soviet Republic: (the-R:S!
F.S.R.), White Russia, the Ukraine, the .Caucasus’ aid’ Central Asia. Early in that year Stalin, the general secretary óf the Cómmunist Party, was instructed as commissar ‘of'nationalities‘ -tó draw up a plan of federation. In Dec. r922, the First Congress of Soviet Republics met at Moscow and confirmed the patt for: the formation of a Union. Delegations were present from ‘four federations, the Russian, Ukrainian, Caucasian and White Rus-
sian. The Far Eastern Republic, a semi-independent buffer state
74.0
RUSSIA
closely affiliated to the R.S.F.S.R., had been merged with the latter in the preceding November, and a part of Central Asia was also included in the Russian Federation. The constitution of the new state, the Union of Socialist Soviet Republics, was accepted by the Central Executive Committee on July 6, 1923, and became effective from that date. To the four allied republics two others were added at the end of 1924 by the inclusion of the federations of Uzbekistan and Turkmenistan, which superseded former geographical divisions of Central Asia. The constitution was framed to express the new Soviet policy of decentralization and freedom for the constituent governments, a plan which might have prevented the breach between the nationalistic Baltic States and Moscow, had it been developed earlier. Under the constitution of 1924.(C. 2, Para. 4) each united republic retained the right of withdrawal from the Union. The sovereignty of the individual republics was carefully guarded, and many of the functions of government were left with them. Each republic
[“Nep*
tendency to transfer the placing of orders and sales abroad to the State organizations directly concerned, while the Foreign Trad,
Department continued to act as control. Soviet trading corpora.
tions were established in London, Berlin, New York and othe centres. French and American business men hesitated to allow long-term credits, but the English and Germans found them possible and the volume of trade steadily increased. Effects of the New Economic Policy.—The policy of “con. cessions” to foreign enterprise on Russian soil, though less suc. cessful than the Soviet had hoped, brought money into the country and helped to increase the turnover. Important service was rendered by the Russian Union of Co-operatives, whose offices abroad did much to secure the first credits given to the Soviet and conducted a steadily increasing business which was principally in foodstuffs. The following table shows the development of foreign trade during this period!:
had its own Council of Commissars, but the Union reserved for| itself the Commissariats of Foreign Affairs, War and Marine, Trade, Transport and Posts and Telegraphs. Paradoxically, the most important unifying force of the new state, which contained so many races, creeds and languages, was not mentioned in the constitution. The Communist Party, with its rigid discipline and centralized authority, was destined to control each of the constituent states and to cement them more firmly together.
The Changed Position Abroad.—An improvement of relations with the Baltic States followed the collapse of Denikin ahd
Yudenich. In the autumn of 1919 Litvinov was sent by the Soviet to Dorpat in Estonia to negotiate peace with Estonia and Finland. Peace treaties with both States were signed early in the following year on reasonable terms. A settlement with Latvia, whose Soviet Government had been overthrown in May 1919, was delayed by the Lettish claim to the province of Lettgalen. The Letts refused to negotiate and in a three-weeks campaign, Jan. 3-24, 1920, drove the Red troops from the province. It was the only successful campaign against the Red Army in the whole intervention period. Peace with Latvia was signed on Aug. 11, 1920. In the previous January the Allied blockade had been lifted. Anglo-Russian negotiations began in the winter of 1919—20, but were interrupted -by the Polish War, and it was not until March 16, 1921, that a trade agreement according de facto recognition to the Soviet was signed in London. In the same year similar agreements were made with
Germany (May 6), Norway (Sept. 2), Austria (Dec. 7), and Italy (Dec. 26). ; The Genoa Conference.—The New Economic Policy stimulated the foreign trend towards commercial rapprochement with the Soviet, and in the spring of 1922 an international conference was held at Genoa, where the Soviet envoys for the first time met foreign statesmen on equal terms. The atmosphere was at first cordial and a proposal was made to provide financial assistance to the Soviet on condition that the debts of the Tsarist Government were recognized. A period of haggling followed, but on April 16, 1922, Germany and the Soviet privately signed an agreement at Rapallo shelving the debt question, affirming mutual friendship, and re-establishing full diplomatic relations. This un-
expected event revived fears of a Russo-German combination to upset the Treaty of Versailles, and the Genoa Conference ended without reaching a solution. Although a meeting of experts to discuss financial matters was held in the summer at The Hague, prospects of a settlement were never bright and little was accomplished. ’ The Soviet Government took the position that the western Powers had tried to enforce a humiliating abandonment of the principle of the repudiation of Tsarist debts and of the monopoly of foreign trade, which it had now come to regard as one of the main pillars of its economic system. If the stability of the new currency was to be maintained, rigid control over exports and imports was imperative. But in the first years of the New Eco-
nomic Policy foreign trade was somewhat hampered by the attempt to force it all through the bottle-neck of an untrained bureaucratic department. With growing experience there was a
Year
(Millions of pre-war gold roubles) Total
Imports
.
228 251
208 270
20 8x
1923. 1923-24
35° 603
144 234
206 369
1921 1922
Exports
The growth of exports was the most striking change after thi introduction of the New Economic Policy. Total trade expanded and imports, following the Soviet policy of rigid control, fluctu ated widely; but exports were multiplied two and a half time between 1922 and 1923, and in the newly established fiscal yea ending Sept. 30, 1924, they were nearly doubled again. The first years of NEP showed a corresponding improvement in internal trade and production. The figures below show the increase in turnover of all taxable concerns, State, co-operative and private, in the R.S.F.S.R., White Russia and the Ukraine. Accurate results for internal trade are impossible in any country, even a highly organized industrial one, but the indication that turnover was multiplied by four between the summer of 1922 and the spring of 1924 is probably not far wrong. Volume of turnover (Millions of roubles)
July-September, 1922 . . October, 1922-March, 1923 . April-September, 1923. . October, r923—-March, 1924 .
970
1,342
2,902 3:939
The period brought a great change in the outward appearance of the cities. Instead of grass-grown streets, dilapidated houses and closed shops, there was movement of traffic, fresh paint and plaster, and the hum of business. In the villages, discontent and famine gave way before plentiful harvests.
In the autumn of 1923 prices of agricultural products fell to
60% of the pre-war level. Meanwhile, stimulated by the necessity
for showing profits which the New Economic Policy required, the
trusts and other industrial enterprises had raised the prices of manufactured goods to 80% above that level. The disproportion was so great that the peasants refused to sell grain or buy goods. Warehouses were glutted and industrial stagnation was threatened. Trotsky coined the term “Scissors” to describe the crisis which followed, because the graph illustrating the ratio of industrial and agricultural prices to the pre-war average had the form of
opened scissors, with industrial prices forming the upper blade.
To close the scissors was imperative. It was done in six months, by the sale of goods below cost price, which swept away most of the paper profits of the trusts but removed the danger of industrial stagnation, and by the progressive increase in the price of food products. Although this very serious crisis was past, the 1The tables showing the development of foreign and domestic a are summarized from those given in Ten Years of Soviet Powe
Figures, U.S.S.R. Central Statistical Board (Moscow, 1927), PP: 3™ 394-395.
$
RUSSIA
RECOGNITION]
task of keeping the scissors closed remained one of the major
problems of the Soviet State.
The comparative liberty given to private trade under the New Economic Policy had produced a host of prosperous ‘““Nepmen,”
as they were called. They spent money lavishly in the newly
revived restaurants, cabarets and gambling rooms, and were no more popular with the mass of their fellow-citizens than the war
or “valuta” profiteers in western Europe. They were largely mid-
dlemen, retail traders and small manufacturers, for the State con-
tinued to hold the principal sources of production and wholesale business in its own hands. They doubtless served their purpose in
getting the commercial machine back into running order and furnishing new accumulations of capital; but they were peculiarly repugnant to the extreme Communists and to the organized workers, who saw them as a “new bourgeoisie.” Nevertheless their luxuries and greed and gambling were not without value to the community. In the year 1923 gambling rooms, cabarets and restaurants yielded some ten million roubles’ revenue to the municipality of Moscow, to be used for the repair of streets, water mains and sewers, and for other public works which greatly improved the condition of the city. THE STRUGGLE
FOR CONTROL,
1924-
By the beginning of 1924 the New Economic Policy may be said to have justified itself as a practical measure. Currency had been restored to a gold basis, production was approaching pre-war standards, and agriculture had recovered from the effects of the famine and civil war. Much of the improvement had been due to the “Nepmen,” or private traders, in the towns, and their counterpart, the “kulaks,” or richer peasants, in the villages. They formed a new bourgeoisie, whose wealth and influence were steadily increasing. . The outer world seemed ready to believe that Russia had now entered upon an evolutionary process similar to that which followed the French Revolution under the Directory, and was eager to share in the development of the country’s vast resources. It failed to reckon, however, with the fanaticism of the Communist Party and the tenacity of their Marxist faith. The Party had accepted the New Economic Policy, not as a volte-face but as an expedient. It refused to abandon its ideal of a universal Revolution and a world Socialist State. To that ideal it was determined to hold the Soviet Union, whatever difficulties might result at home or abroad. j Thus began a struggle for control between ‘‘Left” and “Right”; that is, between Marxist internationalism and the process of evolution, which raged with growing intensity through the coming years. Had Lenin lived, the struggle might have been less acute or avoided altogether. His authority and sense of realities were so great that it is probable that he could have maintained the New Economic Policy as the delicate adjustment between two opposing forces which he originally conceived it to be. His sudden death on Jan. 21, 1924, destroyed the balance which was gradually being reached. The Period of Recognition.—The effect of Lenin’s death had been discounted abroad because of his long illness and absence from public affairs. The growing prosperity of the Soviet State had stimulated the interest of foreign business men, who were beginning to feel that trade would be improved by the estab-
lishment of regular diplomatic and consular relations with Russia. Germany had taken this step two years before. The new Labour Government in England had promised to do the same as one of the means of diminishing unemployment, and the energetic Fascist autocracy of Italy was seeking fresh fields for commercial expanson. France was still preoccupied with the memory of her lost loans ta the Tsarist Government and with her own reconstruction
problems, but her hostility to the Soviet had to some extent diminished.
On Feb. 1, 1924, the British Government recognized the Soviet
de jure. Other countries followed in rapid succession, and by the beginning of 1925 all of the Great Powers except the United States
and Latin America had established diplomatic relations with the
Soviet Union. The order was as follows:
Great Britain . | Feb.
taly. . Norway .
Austria Greece Danzig
Š »
I1, 1924 | Sweden
.
7, » | Denmark 13, 9 | Mexico .
z 20, March 8, » 13)
„ | Hungary. ,, | France Japan
March 15, 1924
June Aug.
Sept. Oct. Jan.
18, 4,
,„ 3
18, 4, 28, n I, 1925
Japanese recognition had been delayed by their claim to compensation for a massacre of Japanese soldiers by Red “partisans” in the Siberian town of Novy Nikolayevsk in May 1920. Although they had evacuated Vladivostok and the mainland in Nov. 1922, they retained northern Sakhalin until their claim should be satisfied. After two failures negotiations were resumed in Aug. 1924,
and recognition was granted on Jan. 1, 1925. A supplementary agreement on Jan. 20 pledged the Japanese to withdraw from
Sakhalin before the end of May and gave them important oil and coal concessions in the Russian half of the island. The establishment of normal diplomatic relations led to an increase of foreign trade, but the absence of a settlement of tsarist debts, war debts and private claims prevented any extension of loans to the Soviet. Nevertheless short-term credits were soon arranged in many countries, and the regularity with which Soviet bills were met gradually overcame distrust. A number of important English firms gave terms of credit running from three to five years. In 1925 Germany provided a State-assisted credit of 300,000,000 marks for a period of three years. The French and Americans were more cautious, but heavy annual purchases of cotton in the United States on a short-term credit. basis were made possible by longer credits elsewhere and by the general improvement of Russia’s economic situation. The Communist
International.—Another
factor, however,
hampered not only financial but political relations between the Soviet and the rest of the world. It was interference in the internal affairs of foreign countries by the Third or Communist International, known as the “Comintern.” The Third International was founded by Lenin in March 1919 as a successor to the First International of Marx. It was pledged to the cause of World Revolution which had, Lenin declared, been betrayed by the Second International of Amsterdam. The Soviet Government maintained that the choice of Moscow as the headquarters of the Comintern involved no closer connection between it and the Third International than Amsterdam made between the Second International and the Government of the Netherlands. The Comintern was an aggregation of Communist Parties, and in theory, at least, the successful Communist Party of Russia was no more than primus inter pares. The avowed purposes of the Comintern to overthrow their régimes and institutions by violence caused foreign Powers to take a different point of view. Declining to regard casuistic distinctions, they considered the Comintern and the Soviet Government as vassals of one lord, the Russian Communist Party. While power in Russia remained in Communist hands, it was impossible for foreigners .
to reconcile the action of the Comintern in any country with friendly relations between that country and the Soviet Union. Moreover, the Comintern extended its activities to the colonies of foreign Powers and to semi-colonial countries or spheres of influence, such as China. This caused ill-feeling between. Russia and the foremost colonial Power, Great Britain, and in May 1923, Lord Curzon, as foreign secretary of a Conservative Government, addressed to Moscow a note on the subject, so sharply worded as to be the equivalent of an ultimatum. There were a number of points at issue, but the. question of Communist “propaganda” in Britain and her colonies was the principal grievance. The Soviet Government acceded to the British demands, under protest; but the propaganda ghost was not laid, and it continwed ‘to trouble
Anglo-Russian relations. oo The British Labour Gavernment of 1924 took steps towards a friendly settlement with the Soviet Union. An agreement was reached in the autumn of 1924 whereby the Soviet promised to repay old debts’ over a long term of years in return for immediate financial aid. Before the accord could be signed there was a general election in England, in which no small rôle was played by a letter said to have been written by Zinoviev, president of +f?
742
RUSSIA
Communist International, to a member of the English Communist
Party, giving instructions about Communist propaganda in the British Isles. The Labour Party was decisively beaten and the
Conservatives returned to power. The agreement with the Soviet was shelved and the new Government accepted the Zinoviev letter, whose authenticity was denied by Moscow, as proof of the “nefarious interference” of the Bolsheviks in British affairs. The stir caused by this incident might have been forgotten but for events in Asia and other colonial regions, where the distinction between Soviet Government policy and Comintern activities at times became a subtle one.
[SOVIET FOREIGN POLICY
Shanghai. At this moment Chang-Tso-Lin, the anti-Nationalist dictator of
Peking, raided the premises of the military attaché in the Soviet
embassy there, with the knowledge and permission of the foreign
diplomatic corps. A mass of documents were seized and a number of arrests were made, including subordinate members of the Rig. sian staff and Chinese Communists who had sought refuge in the embassy compound. The documents published immediately showed a financial con. nection between the Soviet embassy in Peking and the Comintern or unofficial activities of Borodin and Galen in South China. A
Soviet Policy in Asia.—In 1919 Russia’s influence was a rupture of relations between Moscow and Peking followed. The negligible factor in Turkey and the Near East, Persia, Afghan- foreign Powers, especially England, began to realize the full danger istan and China. England, on the contrary, had never held so to them of the Leninist doctrine of colonial slaves. Strong military strong a position, and seemed on the verge of obtaining perma- and naval forces enabled the foreigners to retain the treaty ports nent control over what had formerly been the buffer States and the Legation Quarter of Peking, but they were compelled to abandon their privileges at Hankow on the Middle Yangtse, between her Empire and the tsar’s. Three years later, however, the Soviet had signed treaties of which for a time became the Nationalist headquarters, Then, in the moment of victory, Russian influence began to friendship with Turkey, Persia and Afghanistan as States independent of external influence, and established a virtual protecto- wane. Nationalist leaders may have been alarmed by the revelarate over outer Mongolia. The central Asian principalities of tions of the Peking embassy documents, or attracted by the maKhiva and Bokhara were firmly under Soviet rule, and the new terial advantages of friendly relations with foreign Powers. It is Russian republic was now ready to challenge Britain in China. also conceivable that Moscow at this time overestimated the revoThe Soviet Government and the Comintern achieved this result lutionary character of the Chinese Nationalist movement. At any jointly, under Lenin’s guidance. The former disavowed unequal rate, there occurred a split between the “Left” or Russophile treaties, capitulations, treaty ports, protected areas and unilateral section of the Nationalist Party and the “Right,” which ended tariffs; while the latter devoted its energies to fostering not Com- with the victory of the latter, the flight to Russia of Borodin, munism but nationalism, by virtue of the Leninist doctrine of Galen and their staffs, and a harsh repression of Communism in colonial slaves. This doctrine was Lenin’s answer to the question the territory controlled by the Nationalists. The Anglo-Soviet Rupture.—Events in China had increased which had long perplexed orthodox Marxists, namely, why the working masses of western Europe had failed to revolt, as Marx anti-Soviet feeling in England, already aggravated by Russian had predicted, against their capitalist masters. Lenin argued that ‘financial contributions to the British coal-miners on strike in the the surplus profits from the exploitation of colonies and semi- previous year, and in May 1927 the premises of the Soviet Tradcolonial countries such as China had enabled the European capi- ing Corporation in London, Arcos, were raided by the police. In talists to maintain their “wage slaves” above the starvation level this case no seized documents were made public, but the result which would make revolution inevitable. To free such countries was similar to that in Peking. Diplomatic relations between Engfrom capitalist exploitation would therefore be a long step towards land and the Soviet were severed on May 24, 1927. This was the the proletarian world revolution. Lenin thus reconciled three ap- first serious setback the Soviet had met since 1921. It caused a parently contradictory forces, the nationalist aspirations of colo- reduction of English credits and imports, and thus affected the internal economic situation, which had now come to depend in no nial and semi-colonial countries, the spirit of Marxist Communism, and the reborn desire of new Russia for expansion, a desire which small measure upon smooth relations with foreign capital and was expressed in the absorption of Khiva, Bokhara and Outer business. Communist Policy at Home.—Lenin’s death occurred at a Mongolia. The Soviet Government cemented its disavowal of “imperialist” time when the growing prosperity of the ‘““Nepmen” and the new colonial policy by the conclusion of equal treaties and pacts of bourgeoisie had begun to raise fears in the minds of many Communists that the New Economic Policy might become a surrender friendship with the Asiatic countries, as follows: | to capitalism. The tremendous demonstration of popular symPersia . . Feb., 1921 Turkey March, 1921 pathy which accompanied his funeral ceremonies, when three Afghanistan . s 5 Outer Mongolia | Nov. S quarters of a million people waited an average of five hours in the The Soviet and China.—The Mongolian treaty caused irrita- arctic cold of 30 degrees below zero, night and day alike, before _ tion in Peking and had the effect of delaying a full accord between passing through the hall where Lenin’s body lay in state, encoutthe Soviet and Chinese Governments until May 31, 1924. Ina aged his successors to resist the bourgeois trend. | Deprived of Lenin’s guidance, the Communist leaders dared manifesto issued in July 1919, and formally repeated in Sept.
1920, the Soviet had affirmed in the most categorical manner its
take no risks with the internal enemy.
abstention from previous pacts infringing Chinese sovereignty in any way, its abandonment of all claim to the Boxer indemnity, and its willingness to treat with China on terms of full equality. The treaty of 1924 put a Soviet ambassador, Karakhan, in the old tsarist embassy in the Legation Quarter of Peking, despite the objection of the foreign diplomatic corps to the presence of a potentially hostile element within the fortress that the Legation
to renew commercial activity, but they must not be allowed to gain the upper hand. It was felt, moreover, that the State business organizations were now sufficiently strong to take the place of private enterprise, and the restoration of the currency to a sound
Quarter had become after the Boxer Rebellion of 1900. Meanwhile the Communist International was at work in South China, where both Russian and Chinese Communists supported the Nationalist slogan, “China for the Chinese!” As the Nationalists advanced northwards from Canton, the influence of their Russian advisers, Borodin in political affairs and Galen in the army, grew strongér:.; Neither had an official connection with the Soviet Government, but the foreign Powers, especially England, were conwinced that both were acting under Moscow’s orders. By March 1927 the Nationalists were masters of South China, including the Yangtse valley, and the native section of the greatest treaty port,
The Nepmen had helped
basis would permit their being financed by the newly created State banking organizations. In the first half of 1924, therefore, private trade was loaded with heavy taxes and other restrictions. The Nepmen were unpopular with the masses and the measutes taken against them were not unwelcome, but the reduction 0
private enterprise in the towns led the extremist section’ ofthe
Communist party to demand a similar suppression of ‘Capitalist
elements” in the villages. The struggle between ‘the forces of Capitalism and Socialism thus provoked a sharper struggle within the Communist Party itself.
Ge
The Intra-Party Controversy.—There was a tendency abroad
to exaggerate the importance of personal rivalries in the long a®@ bitter controversy which followed, and to regard it primarily as4 struggle for Lenin’s mantle. It is probable that there was:a ¢ }
RUSSIA
FOREIGN RELATIONS]
of temperament between Stalin, general secretary of the Communist Party, the Majority. leader, and Trotsky, who conducted the Opposition, but the real issues went deeper. In the first part of the controversy, 1925—26, the Opposition tried to force the
socializing process, which was the avowed aim of the Communist Party, at too swift a pace.
In the cities the State might now hope to supplant the Nepman without economic disorganization, but in the villages it was still dependent upon the “kulaks” or rich peasants, who produced the grain surplus needed for export and to feed the urban centres. When Trotsky demanded their repression the Majority did not yet see how they could be replaced, and the Communist Party Congress of Dec. 1925, confirmed the rights of “individual peasant
producers,” despite a screen of anti-kulak phrases to cover this compromise with Marxist principles. A good crop in the summer of 1926, however, strengthened national food resources and brought forward a demand that the village capitalist be curbed. He was becoming dangerously strong, and the State had begun to feel, as it had about the Nepman two
years before, that it could do without him. The Opposition platform, therefore, was in accord with prevailing Communist sentiment, and by 1927 it had attracted such prominent figures of the Bolshevik régime as Zinoviev, the president of the Third International, and Kamenev, one of Lenin’s closest associates. But Trotsky’s adherents declared that their arguments were perverted in the official press and that they were not given proper opportunity to state their case. They had recourse to underground methods, which the Majority denounced as an at-
tempt to split the Party. The adherents of Trotsky refused to abandon their tactics and after hot discussion at the Communist Party Congress in Dec. 1927, were expelled from the Party. Trotsky and other Opposition leaders were sent into exile. Within a month of their departure from Moscow the victorious Majority had adopted their programme of repression of the “capitalist elements in the villages.” The Peasant Problem.—The immediate reason for this step
was the failure in the summer of 1927 of the State grain collections. This was the name given to the system of state purchases of grain to provide for the needs of the urban population and the amy, and for export. In the previous year the State had collected approximately 10,000,000 tons of cereals, of which more than 2,000,000 were exported, and it was planned to collect an equal amount in 1927—28. A renewal of the “scissors” disproportion between the prices of grain and manufactured goods caused difficulty. The peasants preferred to keep the grain for themselves and their stock, rather than sell it. Communist sentiment was already prepared for a drive against “‘anti-Socialist forces” in the villages. During the spring and summer of 1928 vigorous measures, reminiscent of the Militant Communism period, were employed to extract surplus grain from the richer peasants, who were described as “class enemies.” The quota was attained, but the growing needs of the towns left only a small margin for export, which fell to less than half a million tons. This reacted unfavourably upon the foreign trade balance, which had now become most important, because in 1927 the State had embarked upon an ambitious five-year programme
of industrialization; that is, an attempt to build up a self-sufficient
industrial production which required heavy purchases of machines
743
ity of the Communist Party, it hesitated to pursue any policy counter to the clearly defined will of the rural masses. The Party regarded itself as the guardian of the infant proletarian State, not yet fitted by experience and political development for full adult freedom. The electoral system was a valuable guide to public opinion, but as far as the real exercise of power was concerned, it was little more than a form of education in self-government. This educational process was reinforced in a number of ways, the first of which was the Communist Party itself, which on Nov. I, 1928, had 1,500,000 members. The Communist Youth organization had over 2,000,000 members, young persons of both sexes between the ages of 15 and 22. After them came 1,500,000 Young Pioneers (Communist Boy and Girl Scouts), aged 7 to 15. Some 12,000,000 urban workers were enrolled in trade unions, controlled
by Communists and sympathetic with their aims. The Soviet Air League (Osoaviakim), a patriotic organization similar to the German Navy League before the World War, had thousands of branches throughout the country and a membership of 3,000,000. The Army and Navy, approximately 600,000 strong on a peace footing, was another forcing-ground for Communism. Only 10% of the recruits were members of the Communist Party or the Communist League of Youth, but at the expiration of service the proportion had increased to 50 per cent. Finally, the whole system of primary and secondary education had been revised to accord with Marxist ideals. On Nov. 1, 1928, there were in the Union 118,000 primary schools and 3,000 secondary schools and universities, all rigorously secular, with an obligatory course in the ele‘mentary principles of Socialism. Foreign Relations.—The rupture with England did not prevent the Soviet from taking part in international disarmament conferences at Geneva in the autumn of 1927 and the spring of 1928. Disarmament had long been advocated by the Soviet Government, which in the winter of 1922-23 had attempted to arrange a scheme of armament limitation in a conference with its neigh-
bours, Poland, Finland and the Baltic States. At Geneva the
Soviet Government proposed to begin immediately the progressive reduction of land, sea and air forces. The other European Powers were distrustful and unprepared for such sweeping action, and the conferences ended without result.
Although the Geneva Conferences did little to improve the relations of the Soviet with the leading Powers of western Europe, and although the Soviet was excluded from the number of original signatories to the Kellogg World Pact of Non-Aggression signed at Versailles in the summer of 1928, there were signs in the following autumn that the United States, which had become a reservoir of capital for European post-war reconstruction, was beginning to modify its aloof or even hostile attitude towards the Soviet. For several years the two great international oil groups, the American Standard Oil and the British Royal Dutch Shell, had been laying claim to a large part of the nationalized oil-fields of the Caucasus; Standard as purchaser of the former Nobel
interests, and Royal Dutch Shell by virtue of concessions they
had formerly controlled. At the Genoa Conference in the spring of 1922 the Soviet seemed willing to discuss the oil question, and at one moment it was reported that it had arranged a modus operandi with the British group. This, however, fell through. Subse-
quent attempts to obtain sales contracts were unsuccessful until the Soviet Oil Syndicate concluded a series of sales contracts
of grain
with two of the Standard subsidiaries in the winter of 1926-27, on
caused much discontent in the villages, and in July 1928 the
terms advantageous to the Standard. cee eben The hostility of the English group, already aroused ‚by, direct
and raw materials
abroad.
The enforced
collections
Central Committee of the Communist Party announced their abolition and promised they should not be repeated. Once again Com-
munist insistence upon class warfare in the villages had over-
emphasized .the distinction between kulaks and the rest of the
peasants, .
,
The Electoral System.—Although the electoral system under
the Soviet Constitution of 1923 had been carefully devised to
tedress the numerical disproportion between the rural and urban
Populations and to maintain the control: of the Communist Party and organized labour over the principal organs of government, the power of, self-expression which: universal suffrage gave to the
Soviet competition in England, France and elsewhere, „was aincreased by this coup, which for a time threatened to precipitate a rate war between the English and Americarr oil interests through-
out the world. The parent Standard Company, however, had not renounced its claims to the Nobel properties, and in this respect
its interests coincided with those of the English:group. The rate war was checked, but. whereas the British oil interests remained actively hostile to the Soviet, the Americans were passively; friendly. in, eo. as Ste In the autumn of 1928 a contract, between the Soviet Trading
nages could not be ignored. However great might be the author- | Corporation in New York and the General Electric Company, in s
If scaling at high temperatures be regarded as a form of corrosion, then the work of Marsh must be noticed. Looking for some substitute for platinum wire or strip to wind resistance coils, Marsh found what he required in an alloy of nickel and chromium. This material, alloyed with more or less iron, is familiar as the coiled filament of heated metal in office and bedroom radiators. Its value for that purpose, apart from its electrical properties, is that it does not scale when it becomes red hot, but neither Marsh nor anyone else appears to have connected its resistance to scaling at red heat with its possible value as a rustless
alloy. Haynes, who is reputed to have made the first motor-car in America, worked with cobalt-chromium alloys. From his observations and experiments arose the well-known cutting tool
material called “stellite” and a similar material in a malleable form from which Haynes made pocket-knife blades. The rustless chromium steels were first used for table cutlery and aero-engine exhaust valves. When the valves were requiring to offer great resistance to scaling, silicon was added with good effect. When valves were required to be as hard at red heat as ordinary structural steel is at ordinary temperatures, 12 to 30% of nickel was added. To resist other specific conditions, molybdenum, tungsten, manganese and copper have been added. The development of rustless steel is hampered by two difficulties. The first relates to its adaptability to existing manufacturing processes. This difficulty starts with the actual making of the steel and is met in every hot-working and cold-working process. The second difficulty relates to the smelting of the ore. The ferrochromium alloy can be produced cheaply by smelting chrome-iron ore in the blast furnace but it is useless for making rustless steel because ıt contains too much carbon. For soft varieties of rustless steel the steel maker requires ferro-chromium alloys containing practically no carbon. It is still not known how to adapt cheap smelting operations to chromium ore without: ‘contaminating the product with carbon, though much progress in- thié respect has been made during the past few years. '
wWith introduction of rustless steels special causes of Corrosion
iaverbeen ynore sharply separated and defined. The most notable causes Xenophon, Iep}yetrmuxns. ity, Middle Ages and Renais: sance (1864); J. Philipson, Harness (1882) The Greek name for the bridle Histo ry (1908). See also Horse. Drivine, Ric. ; B. Tozer, The Horse in bit and reins collectively is xaduvés (Lat. frenum), the bit proper srouguwoy; in Lat.
frenum is also used of the SADDUCEES, the name of a party which headstall (xopudaia) and cheek-straps (srap#ia) bit itself. The was opposed to were richly dec- | the Pharisees down to the vated. In Homer (ZL iv, 142) the latter destruction of Jerusalem in AD. 70. are ornamented with | The Sadducees have
been represented, not so much an organized ivory plates stained with purple, and such in the site of Troy (Schliemann, Jlios, 476, 631).have been found | party, as the lax and wordly-minded aristocrats, who were primariThe head-band ly interested in
maintaining their own privileged position; who so bore a crest (Ao@és, crista), and in front the Gumvé (fron- | favoured Greco -Roman culture. Their attitude towards dle) might be extended down the face to serve religious as a defence, as in | questions was purely negative; indeed, they were not a religi he mediaeval chaufrein. This frontal was ous a special subject of | party at all. This view, championed by G. Hölscher, is not suplecoration. Of the two principal types of ancien t bits, the un- | ported by the early source s. Both in Josephus and the N T. ointed and the jointed mouthpiece, the latter is the most common | Sadduceeism is represente form. There are also other forms of bits; d as associated with certain definite those with sharp points| religious positions; they represented the conservative tendency Were called lupata (Virg. Georg. iii. 208). There in is a Greek bit in matters of religion. the British Museum with revolving disks, a device which occurs in The most proba ble explanation of the name Sadducees is that mediaeval bits, to give the horse something to keep turning in his proposed by A. Geiger, viz., that it is equivalent to “Zadokites,” mouth. The curb was also used: Xenophon distin guishe s between i.e., “the adherents of the Sons of the snaffle (AeZos XaXwvds) and the curb. The Zadok.” The latter were a curb-strap or chain| priestly family who claimed descent from Zadok, who was head Was termed broxaduidla or Yadov, which, however, may mean | of the priesthood in the days of Solomon (ef. I Kings 1. 34; and amuzzle. A bronze bit found at Pompeii has a twiste d and jointed | ii. 35);
Ezekiel (aliv. 10-15) selected this family as worth metal mouthpiece and a plain curved bar acting as a y of curb-strap. } being invested with the control of the Templ The cheek-bars of the bit take a variety of forms: e ; and in fact memstraig ht bars, | bers of this family formed the Temple circles with rays, square or oblong plaques, triang hierarchy. down, to the les and the swan- | time of Ben
Sira (cf. Sirach. di. I2, Hebrew text), Later necked or S-shaped type are all found. In medie this val times compli- | priestly line became tainte d with Hellenism, and ultimately the cated and severe bits were used, and heavy bits with cruel mouth- high priesthood was usurp ed by others. After the disappearance pieces and long elaborately curved cheek-bars are still used by| of the
legitimate high priest of the house of Zadok the title. abs and the riders of Central and ZadoAmerica. kites” ]may well have been assumed by conservative eleme The saddle was not used in Egypt;South nts in the Assyrian monuments | the priesth A = : ood, to preserve the earlier traditions of their order. show decorated saddle-cloths rather than the saddle. harness Unfortunately, we possess no statement from the of the chariots of Egypt and Assyria are also illustrThe Sadducean ated on the| side of their beliefs and principles, unless the “Zadokite” work
806
SADE—SA‘DI
discovered by Schechter represents, as is possible, the views of a section of the party. There are many controversial references in the Rabbinical literature to the Sadducees on points connected with the interpretation of the law. The main principle that divided the two parties was concerned with the written Torah (the Pentateuch)}. The supremacy of the law was common ground to both parties, but whereas the Pharisees assigned to the oral tradition a
place of authority side by side with the written law, and determining its interpretation, the Sadducees refused to accept any ordinance as binding, unless it was based directly on the written word. The rest of Scripture (the Prophets and the Hagiographa) they regarded as mere Kabbalah “tradition.” The Pharisaic device of harmonizing apparent contradictions between the Law and the Prophets by exegetical expedients was not accepted by the Sadducees, who refused to sanction doctrines and practices which could not be based on the written law. Thus the doctrine of a Davidic Messiah was rejected because it was considered that the prophetic teaching on this subject was in conflict with the Torch. R. Leszynsky suggests that the Sadducees, or a section of them,
accepted the hope of a priestly Messiah (cf. Ex. xix. 6), from which passage it might be inferred that a priestly line was destined
sonnet and canzone of Petrarch, the tercet of Dante, the ottava rima of Ariosto, the eclogue in the manner of Sannazaro and
Italian hendecasyllabic verse. He did not, however, abandon the short national metre, but carried it to perfection in his Cartas. His Os Estrangeiros, produced in 1527—28, was the first Portuguese prose comedy, as his Cleopatra (c. 1550) is recognised to be the first Portuguese classical tragedy. In 1528 Miranda made his
first real attempt to introduce the new forms of verse by writing in Spanish a canzon entitled Fabula do Mondego, and in 1530-32
he followed it up with the eclogue Alezxo. The year 1532 had marked his passage from the active to the contemplative life, and the eclogue Basto, in the form of a pastoral dialogue written in redondzihas, opened his new manner,
It
has a pronounced personal note, and its episodes are described in a genuinely popular tone. The same epoch saw the composition of his Cartas or sententious letters in quintilhas which, with Basto and his satires, make up the most original, if not the most valuable, portion of his legacy. A more lyrical vein is apparent in the quintilhas of A. Egipciaca Santa Maria. In 1538 he wrote his second classical prose comedy Os Vilhal-
pondos, which was played before the Cardinal Infant Henry. He
to possess the Kingdom. There was also the example of the Priest King Melchizedek, which might easily suggest “Zadok King,” or
died on March 15, 1558.
“Sadducean King.” According to Acts xxiii. 8, the Sadducees denied the existence of angels and spirits, as well as the doctrine of the resurrection. This probably means that they did not accept the fully developed angelology of later times, while in the latter case the point of controversy was not whether the resurrection was true, but whether it could be proved from the Pentateuch. Another interesting point of difference is concerned with the date of Pentecost. The Sadducean hierarchy had its stronghold in the Temple, and it was only during the last ro or 20 years of the Temple’s existence that the Pharisees finally got control. With the destruction of the Temple in a.p. 70 their power as an organized party disappeared.
especially in poetry, which under his influence became higher in aim, purer in tone and broader in sympathy. He introduced the Renaissance into Portugal and at the same time made an austere
See R. Leszynsky, Die Sadduzder, (x912); Art. “Sadducees,” E.R.E. where further literature is cited. Cf. also Burkitt “Jesus and the ‘Pharisees’ ” in J. Th. S. xxviii, 392-397. (G. H. B.)
SADE, DONATIEN ALPHONSE FRANCOIS, Count [usually called the marquis DE SADE] (1740-1814), French writer, was born in Paris on June 2, 1740. He entered the light horse at fourteen and saw considerable military service’ before returning to Paris in 1766. Here his vicious practices became notorious, and in 1772 he was condemned to death at Aix for an unnatural offence, and for poisoning. He fled to Italy, but in 1777 he was arrested in Paris, removed to Aix for trial, and. there found guilty. In 1778 he escaped from prison, but was saon re-arrested and finally committed to the Bastille. Here he began to write plays and obscene novels. In 1789 he was removed to the Charenton Lunatic Asylum, but was discharged in 1790, only to be
recommitted as incurable in 1803. He died there on ‘Dec. 2, 1814.
Among his works, all of the type indicated, were Justine (1791), Juliette (1792), Philosophie dans le boudoir (1793) and Les Crimes de Pamour (1800). The word Sadism is derived from his name. See C. R. Dawes, The Marquis de Sade: his Life and Works (1927).
SA DE MIRANDA, FRANCISCO DE (1485 ?—1558), Portuguese poet, was the son of a canon of Coimbra belonging to the ancient and noble family of Sá. He probably made his first studies of Greek, Latin and philosophy in one of the colleges of the Old City, and in 1505 went to Lisbon university. He seems
to have resided for the most part in the capital down to 1521, dividing his time between the palace and the university, in the latter of which he had taken the degree of doctor of law by 1516.
In the middle of July 1520 he set out across Spain for Italy, and spent the years 1521 to 1525 abroad, visiting Milan, Venice, Florence, Rome, Naples and Sicily “with leisure and curiosity.” He enjoyed intimacy with Giovanni Ruccellai, Lattanzio Tolomei
Sa de Miranda led the way in a revolution in literature, and
stand against materialism.
Some of his sonnets are admirable,
and display a grave tenderness of feeling, a refinement of thought and a simplicity of expression which give them a high value. He wrote much and successfully in Castilian, several of his best eclogues being in that language. Sá de Miranda’s works were first published in 1595, but the admirable critical edition of Madame Michaelis de Vasconcellos (Halle, 1885) containing life, notes and glossary, supersedes all others. His plays can best be read in the 1784 edition of the collected works,
A. Egipciaca Santa Maria was edited by T. Braga (Oporto, 1913). See Sousa Viterbo, Estudos sobre Sé de Miranda (3 parts, Coimbra, 1895-96); Decio Carneiro, Så de Miranda e a sua obra (Lisbon, 1895); Theophilo Braga, Sá de Miranda (Oporto, 1896); C. Michaëlis de Vasconcellos, Novos estudos sobre Sá de Miranda in vol. v. (1912) of the Boletim da Segunda Classe of the Lisbon Academy of Sciences.
SADHU,
a Sanskrit word meaning “straight,” so “pure,”
a saint-like ascetic or devotee, who may belong to any order, such as the Sanydsis, Bairagis or Gosains.
SASDI
(c. 1184-1291), Mustre-uppin,
or more correctly
MUSHARRIF-UDDIN B. MUSLIH-UDDIN, the greatest didactic poet and the most popular writer of Persia, was born about 1184 (A.H. 580) in Shiraz. His early youth was spent in study at the Nizamiyya in Baghdad and he returned to Isfahan just at the time
of the inroads of the Mongols, when the atabeg Sa‘d (in whose
honour Sa‘di took his pen-name) had been deposed by the victorious Khwarizm ruler of Ghiyāss-uddīn (1226). Distressed by the misfortune of his patron and disgusted with the miserable
condition of Persia, Sa‘di quitted Shiraz and entered upon the second period of his life—that of his wanderings (1226-1256).
He proceeded via Balkh, Ghazni and the Punjab to Gujarat, on the western coast of which he visited the famous shrine of Siva in Somnath. After a prolonged stay in Delhi, where he learnt Hindistani, he sailed for Yemen. Overcome with grief at the loss
of a beloved child (when he had married is not known), be undertook an expedition into Abyssinia and a pilgrimage to Mecca and Medina. Thence he directed his steps towards Syria and lived as a renowned
sheikh
for a considerable time m
Damascus, which he had once already visited. There and i Baalbek he added to his literary renown that of a first-rate pulpit orator.
Weary of Damascus, he withdrew into the desert near
Jerusalem and led a solitary wandering life, till one day he was taken captive by a troop of Frankish soldiers, brought to Tripoli,
and condemned to forced labour in the trenches of the fortress.
and Sannazaro; he saluted the illustrious Vittoria Colonna, a After enduring countless hardships, he was eventually rescued
‘distant connection of his family, and in her house he probably
‘4alked with Bembo and Ariosto, and perhaps met Machiavelli atd“Guicciardini. He brought home with him (ca. 1528) the
by a rich friend in Aleppo, who paid his ransom, and gave him his daughter in marriage. But Sa‘di, unable to live with his quarrelsome wife, set out on fresh travels, first to North Africa and then
SADIYA—SAFEGUARDING through the length and breadth of Asia Minor and the adjoining countries. Not until he had passed his seventieth year did he return to Shiraz (about 1256; aw. 653). Finding the place of his birth tranquil and prosperous under the wise rule of Abūbakr b, Sa‘d, the son of his old patron (1226-1260; a.w. 623-658), the
aged poet took up his permanent abode, interrupted only by re-
peated pilgrimages to Mecca, and devoted the remainder of his life to Sific contemplation and poetical composition. He died at Shiraz in 1292 (A.H. 691) according to Hamdallah Mustaufi (who
wrote only forty years later), or in December r2gr (a.u. 690), at the age of 110 lunar years. His Bustadn or “Fruit garden” (1257) and Gulistdn or “Rosegarden” (1258), both dedicated to the reigning atabeg Abū Bekr, acquired great popularity in both the East and the West, owing to their easy, varied style and their happy bons mots. But Sa‘di’s Diwin, or collection of lyrical poetry, far surpasses the Bustdn and Gulist@n, at any rate in quantity, and perhaps in quality. Minor works are the Arabic gasidas, the first of which laments the destruction of the Arabian caliphate by the Mongols in 1258 (ax. 656); the Persian gaszdas, partly panegyrical, partly didactical; the marathi, or elegies, beginning with one on the death of Abii Bekr and ending with one on the defeat and demise of the last caliph, Mosta‘sim; the mulamma‘at, or poems with alternate Persian and Arabic verses of a rather artificial character; the jarji'dt, or refrain-poems; the ghazals, or odes; the sahibiyyah and mukatta‘dt, or moral aphorisms and epigrams; the rubda‘ryyat, or quatrains; and the mufradat, or distichs. Sa‘di’s lyrical poems possess neither the easy grace and melodious charm of Hafiz’s songs nor the overpowering grandeur of Jelalud-din Rimi’s divine hymns, but they are nevertheless full of deep pathos and show a fearless love of truth.
OF INDUSTRY
807
Newark and thenceforward, until he was deprived of his seat, he was the leader of factory reform in parliament. He was also chairman of the committee on this subject.
His interest in agri-
culture is shown by his introduction of a bill in 1831 for the rebuilding of cottages, and the provision of allotments for the labourer. In 1832 he unsuccessfully contested Leeds, and after being rejected by Huddersfield in 1834, he settled in Belfast, where he died on July 29, 1835. See R. B. Seeley, Memoirs of M. T. Sadler (1842).
SADLER (or Sapterr), SIR RALPH (1507-1587), English
statesman, the son of Henry Sadler, steward of the manor of Cilney, near Great Hadham, Hertfordshire, was born at Hackney, Middlesex, in 1507. While a child he was placed in the family of Thomas Cromwell, afterwards earl of Essex, whose secretary he eventually became. Sadler held many positions under Henry VIIL, but he is best known for his employment under Elizabeth in connection with the affair of Mary, Queen of Scots. Elizabeth sent him (1559) to Scotland, ostensibly to settle the border disputes, but in reality to secure a union with the Protestant party there, and he helped to arrange the treaty of Leith, July 6, 1560. In 1568 Sadler was appointed chancellor of the duchy of Lancaster, and in the same year was one of the English commissioners employed in treating on the matters arising from the flight of the Queen of Scots, From this time he seems to have been continually engaged as a discreet and trusty servant in connection with Mary’s captivity, and was frequently sent with messages to her. On Aug. 25, 1584, when, owing to the imputations made by his countess, George 6th earl of Shrewsbury resigned his guardianship of the Queen, Sadler succeeded him. In September Mary was removed from Sheffield to Wingfield and thence early in 1585 to Tutbury. In April, Sadler, after numerThe first who collected and arranged his works was ‘Al b. Ahmad b. ous petitions on his part, was permitted to resign his distasteful Bisutün (1326-1334; A.H. 726-734). The most exact information charge. On March 30, 1587, Sadler died at Standon, and was about Sa‘di’s life and works is found in the introduction to Dr. W. Bacher’s Sa‘dz’s Aphorismen und Sinngedichte (Şãhkibiyyak) (Strass- buried there. His letters on Scottish affairs are most interesting.
burg, 1879; a complete metricdl translation of the epigrammatic poems), and in the same author’s “Sa'di Studien,” in Zeitschrift der morgenlandischen Gesellschaft, xxx. pp. 81-106; see also H. Ethé in W. Geiger’s Grundriss der iranischen Philologie, ii. pp. 292-296, with full bibliography; and E. G. Browne, Literary History of Persia, pp. 525-539. Sa'di’s Kulliyyät or complete works have been edited by Harrington (Calcutta, 1791-1795) with an English translation of some of the prose treatises and of Daulat Shah’s notice on the poet, of which a German version is found in Graf’s Rosengarten (Leipzig, 1846 p. 229 sg.) ; for the numerous lithographed editions, see Rieu’s Pers. Cat. of the Brit. Mus. ii. p. 596. The Bastdn has been printed
in Calcutta (1810 and 1828), as well as in Lahore, Cawnpore, Tabriz, etc, a critical edition with Persian commentary was published by
K. H. Graf at Vienna in 1850 (German metrical translations by the
same, Jena 1850, and by Schlechta-Wssehrd, Vienna, 1852); English prose translations by H. W. Clarke (1879); and Ziauddin Gulam Moheiddin (Bombay, 1889); verse by G. S. Davie (1882); French translation by Barbier de Meynard (1880). The best editions of the Gulistin are by A. Sprenger (Calcutta, 1851) and by Platts (London,
1874); the best translations into English by Eastwick
(1852) and
by ‘Platts (1873), the first four bdbs in prose and verse by Sir Edwin Amold (1899); into French by Defrémery (1858); into German
by Graf (1846); see also S. Robinson’s Persian Poetry for English
Readers (1883), pp. 245-366. SADIYA, the extreme north-east frontier station of British
India, headquarters of the Sadiya Frontier Tract of Assam. Pop. (1921), 3,590. It stands high on a grassy plain, nearly surrounded by forest-clad mountains, on the right bank of what is locally (but
erroneously) considered the main stream of the Brahmaputra. A railway on the opposite bank connects with the Assam-Bengal line. There is a bazaar, to which the hillmen beyond the frontier— Mishmis, Abors and Khamtis—bring down rubber, wax, ivory and musk, to barter for cotton-cloth and salt. The Sadiya Frontier Tract covers an (estimated) area of 10,000 sq.m. extending to Tibet on. the north and east and to Burma on the south and south-east, but only 4,200 sq.m. are under
tegular administration.
SADLER, MICHAEL THOMAS
;
(1780-1835), English
social reformer.and economist was born at Snelston, Derbyshire,
m Jan. 3, 1780. Entering business in Leeds in 1800, he took an
ictive part in politics, devoting himself particularly to the admin-
stration of the poor law. In:1829 he was. elected M.P. for
BIBLIOGRAPHY —Letters and Negotiations of Sir Ralph Sadler (Edinburgh, 1720) ; The State Papers and Letters of Sir R. Sadler, ed. Arthur Clifford, with a memoir by Sir Walter Scott (Edinburgh, 1809, 3 vols.).
SADO, an island belonging to Japan, lying 32 m. W. of Niigata
(qg.v.), in 38° N., 138° 30’ E. It has a circumference of 130 m., an area of 336 sq.m. and a population of c. 115,000. The port is Ebisa, on the east coast; and at a distance of 165 m., near the west coast, is the town of Aikawa, having in its vicinity gold and silver mines, for which Sado is famous. SADOWA, 2 village of Bohemia, now in Czechoslovakia, 4m. N.W. of Königgrätz (Czech, Sddovd). Sadowa, with the small adjoining wood, was one of the principal and most hotly contested Prussian positions in the decisive battle of July 3, 1866, now usually called Königgrätz (see Seven WEEKS’ War).
SAFED KOH, in many respects the most remarkable range
of mountains on the north-west frontier of India, extending like a 14,000 ft. wall, straight and rigid, towering above all surrounding hills, from the mass of mountains which overlook Kabul on the south-east to the frontiers of India, and preserving a strike which —being more or less perpendicular to the border line—is in strange contrast to the usual frontier conformation. The highest peak, Sikaram, is 15,620 ft. above sea-level, and yet it is not a conspicuous point on this unusually straight-backed range. Geographically the Safed Koh is not an isolated range, for there is no break. in the continuity of water divide which connects it with the great Shandur offshoot of the Hindu Kush except the narrow trough of the Kabul river, which cuts a deep waterway across where it
makes its way from Dakka into the Peshawar plains. ©
..
The same name is often used for the mountain range north of, the Hari Rud river in its upper course. A
This is a term which SAFEGUARDING OF INDUSTRY. has come.into use to designate a policy, entered upon by Great Britain after the World War, of tariff protection to particular
industries under certain definitely prescribed. conditions,
The
idea took shape at the Economic Conference of the Allies in Paris in 1916. The first of the resolutions, concerning permanent measures, as distinct from war and reconstruction- measures, Was. as eS a Meane E a a follows :—
808
SAFEGUARDING
OF INDUSTRY
The Allies decide to take the necessary steps to render themother industry using the goods as materials; and also as to wheth selves independent of the enemy countries in so far as regards the the threatened industry in the United Kingdom was being carrie raw materials and manufactured articles essential to the normal on with reasonable economy and efficiency. development of their economic activities. If the report was satisfactory, the Board of Trade was give The signatories—including, of course, Great Britain—retain ed power, but not required, to make an order applying the act, s complete freedom as to the nature of the measures to be adopted, long as it was not at variance with any engage ment with any fo and expressly added that, in deciding upon them, they would “have eign state. The draft of the order must, however, be approv regard to the principles which govern their economic policy. ed b ” the House of Commons before it became operative. The Balfour Committee—The further consideration of Such a the order, unless renewed, would not be valid for more than thre matter was at once referred by H. H. Asquith, the prime minister, years, and if made on the ground of depreciation of currency fc to the “committee on commercial and industrial policy after the more than three years after the passing of the act, after whic war,” presided over by Lord Balfour of Burleigh. In an interim period these provisions of the act -were to lapse (że., report in March 1917 it drew a distinction between the great staple in Au 19024). industries of the country and those producing “certain special i Classes of Goods Safeguarded.—Most of the applica commodities essential to national safety as being absolutely indistions received were adversely reported upon; but four havin pensable to important British industries, which were supplied been adjudged to fulfil all the conditions, formed the subjects o before the war entirely or mainly from present enemy sources or a draft order laid before the House of Commons in June 1922, ani from sources under present enemy control.” The report also set approved by resolution of the House at the end of July. In eag forth the position with respect to synthetic dyes, spelter, tungste n, instance the complaint had been made on the ground magnetos, optical and chemical glass, hosiery needles, thorium of ated exchanges. The order applied to four descriptions depreci nitrate, gauges and drugs, as pivotal or “key” industries. of good manufactured in Germany: fabric gloves and glove fabric, do The committee presented its final report on Dec. 3, 1917, def- mestic glassware, illuminating glassware and domestic hollow initely recommending that “some Governmental action should be ware. The case of fabric gloves had previously been referred bacl taken to promote and safeguard the development in the United to the committee that it might consider the assertion that the Kingdom of industries of a special or pivotal charact er”; and Lancashire cotton trade would be injured by the effect which th. also expressing the opinion that “the producers of this country duty would have on the export of yarn from Englan are entitled to require from the Government that they d, and it hac should be reported, repeating its former recommendation. In the case of protected in their home market against dumping.” Dumpin g was glassware, though the report of the committee had included imdefined as “the sale of goods at prices lower than those at which ports from Czechoslovakia, that country had been so successful in the goods are currently offered in the country of manufac ture.” stabilizing its currency before the order was actually prepared, No action was taken on these recommendations until Aug. 1921, that the president of the Board of Trade, in the exercise of his when the Coalition Government secured the passage of the Safe- discretion under the act, determined to limit the imposition of guarding of Industries Act, 1921. This dealt, in Part I., with the duties to imports from Germany. In Oct. 1922 a further order safeguarding of key industries, and in Part II. with the preven- was made with respect to gas mantles from. Germany, the comtion of dumping, authorizing, in each case, a duty of one-thir d of plainants having satisfied a committee that the conditions of the the value. Key industries were specified in a schedule to the Act; the act were in fact satisfied. The time required by so elaborate a procedure and the limited Board of Trade was authorized to issue lists in accordance there- duratio with; and complaints as to improper inclusion in, or exclusion action n of the promised saf eguarding prevented any further being taken before the fall of the first Baldwin administrafrom, the lists were to be considered by a referee appoin ted by the tion at the end of 1923. As to the effect of the orders it is difficult Lord Chancellor. The duration of this part of the Act was for five to form any confident opinion, in view of the continua nce, outside years. The enactment as to dumping in Part IT. was restric ted to the particular trades under the act, of the severe general goods other than articles of food or drink; and dumpin depresg was de- sion of trade. But there is some evidence that in the case of dofined by implication as sale “at prices below the cost of producmestic hollow-ware some improvement was discernible, and that tion,” which was itself defined as “95% of the wholesa le price at in the other cases the trades were enabled to keep alive, and the works.” These provisions were unlimited in point of time. saved from the still greater decline they would otherwis were But under Part II. were now included conditions beyond e have those experienced. | contemplated in r917. The depreciation of the exchanges of conA Change in Procedure—On the formation of the second tinental countries, especially of Germany, had been accompanied Baldwin administration a new procedure was adopted. The genby a “lag” between the internal and external value of their cur- eral conditions on which safeguarding duties would be granted rencies, which, so long as it continued, gave their exports an ad- were announced on Feb. 3, 1925, in a White Paper (Cmd. vantage in foreign markets, thus exposing the home 2327, manufactures 1925), together with the intention of the Government, when a of those markets to an exceptional but, it might be, ruinous prima facie case had been made out and reported on favourably by competition. a special committee, and the imposition of a duty had been conAccordingly the act added to the goods with respect to which curred in by the Board of Trade and the Treasury, to proceed action could be taken those sold “at prices which, by depreciation in the value in relation to sterling of the reason of by the ordinary methods of financial legislation, with all their cuscurrency of tomary safeguards. To the conditions imposed by the earlier act the country in which the goods are manufactured (not country within His Majesty’s dominions) are below the being a were now added (x) that the applicant industry should be “of prices at substantial importance, on account of the which similar goods can be profitably manufactured of employment in the United or the nature of the goods,” and (2) that volume the competing imports Kingdom.” On complaint being made to the Board of Trade, the should be “abnormal.” And it was now Board must satisfy itself that the value of the necessary to prove currency of the that the competition came “largely from made countries where the concountry in question had fallen by at least one-thi rd in relation to ditions are so different . . . as to render it unfair.” “Unfairness sterling. Whether it was alleged that the import s were being was limited to one or more of the following causes :— “dumped” in the usual sense, or sold cheaply ' on account of the (a) Depreciation of currency, operating so as to create an rate of exchange, the Board was required to satisfy itself that export bounty. there was a prima facie case for maintaining that such imports (5) Subsidies, bounties and other artificial advantages. were seriously affecting employment. It might then refer the com(c) Inferior conditions of employment of labour. plaint to a special committee, selected from a permanent panel The special committee in each case might “call attention to any mainly
of persons of commercial or industrial experience, which was directed to report as to whether the conditions were satisfied ;
into the effect which the imposition of a duty would exert on any
special circumstances by reason of which the industry in the United Kingdom was placed at a serious relative disadvantage. Finally, the committee was called upon, in the event of the claim
SAFES, STRONG-ROOMS to a duty being made out, to express its opinion as to the rate of duty which “would be reasonably sufficient to counteract the un-
fair competition.” The operation of the previous act had been restricted by existing treaty obligations, and a commercial treaty had recently been made with Germany extending to that country most favoured
nation rights. The Government therefore now determined that any safeguarding duties imposed under the new act should be gen-
eral in their application and not limited to imports from particular countries. Further Applications Granted.—The following applications had been granted under the new procedure in 1928: Subject of Application. Date of Appointment of Committee. Date and Command Number of Report. Lace and embroidery. March 9, 1925. April 27, 1925. Cmd. 2403.
Leather and fabric gloves and glove fabrics.
April 25, 1925-
July 6, 1925. Cmd. 2531.
Gas mantles. April 25, 1925.
July 29, 1925. Cmd. 2533.
Cutlery. Sept. 29, 1925. Nov. 23, 1925Cmd. 2540. Packing and wrapping paper. Sept. 7, 1925. Nov. 25, 1925. Cmd. 2539.
Pottery. Translucent or vitrified articles of a description commonly used in connection with the serving of food or drink, or component parts of such articles. Oct. 6, 1926.
Action taken. Duty of 333% recommended on lace or cotton, silk or other fibre, and on “Embroidery manufactured on net or dissoluble or otherwise eliminable fabric” imposed for five years from July 1, 1925, by Section 6 of Finance Act, 1925. Duty of 333% recommended on leather gloves and on fabric gloves of cotton, but not on glove fabric, except when cut out ready for sewing, imposed (and on fur gloves) for five years from Dec. 22, 1925, by Safeguarding of Industries (Customs Duties) Act, 1925. Duty of 6s. per gross recommended, imposed for five years
from Dec. 22, 1925, by Safeguarding of Industries (Customs Duties) Act, 1925. Duty of 334% recommended, imposed for five years from Dec. 22, 1925, by Safeguarding of Industries (Customs Duties) Act, 1925.
Duty of 16%% imposed on packing and wrapping paper, and articles made of such paper in which the value of materials other than wrapping paper does not exceed one-sixth of the value of the whole article for five years from May 1, 1926, by Section II. of the Finance Act, 1926. Duty of £1 8s. od. for every hundredweight of pottery described for a period of five . years from April 19, 1927, was levied under the Finance Act, 1927 (Sec. 9. para. I).
March 23, 1927. Cmd. 2838.
The: lace, cutlery and glove trades were deemed important by reason of the volume of employment they provided. The gas mantle industry was considered important in view of iis character. During the war it had been discovered that there was vital need in every branch of gunnery of the rare metals thorium and cerium for the manufacture of searchlights, and it was held that the only chance of maintaining the production of these metals was to give those engaged in their extraction the one commercial market furnished by the gas mantle trade. The following were the subject of applications referred to but not recommended by the Committees: superphosphates, alumin-
AND
VAULTS
809
refused to submit this to a committee. It should be added that no applications under the “dumping” provisions of the Act of 1921 have been successful.
The report of the committee appointed by the Board of Trade upon :— (a) The effect of Part I. of the Safeguarding of Industries Act 1921r on the development of the industries manufacturing the goods covered by the schedule to that Act. (6) The question of the desirability or otherwise of an extension of Part I. of the Act after its expiry on Aug. 19, 1926. (c) The question of the desirability of inclusion within the ambit of the schedule of any articles or substances not now covered.
was published on April 22, 1926 (Cmd. 2631 of 1926). The committee recommended the continuation, increase or extension of rates of duty, the safeguarding duties for ten years. were carried into effect by the Finance
and in certain cases, the and the continuation of These recommendations Act, 1926.
See Reports of Board of Trade committees; Final Report of the committee on commercial and industrial policy after the war (Cd. 9035, 1918); Official Reports of parliamentary debates (Hansard’s), especially those in the House of Commons (Aug. II, 1921; July 31, 1922; and Dec. 9, 1925), and of the committee on industry and trade factors in industrial and commercial efficiency (1927).
(C.T
SAFES, STRONG-ROOMS
AND VAULTS.
The term
“safe,” whilst really including any receptacle for the secure custody of valuables provided with a lock, has come to be confined to such receptacles when fitted with a vertical door, as distinguished from a lid, and of such a size that they can be moved into position, by the use of proper appliances, in one piece. Such receptacles, when so large as to require that their parts should be assembled im situ, fall under the term ‘“‘strong-rooms,” or in tthe case of safe-deposit “vaults,” and when constructed with hinged lids, as distinct from doors, under the terms “cash-box,”
“deed-box” and “coffer.” Although boxes provided with locks or coffers must have followed closely on the development of locks (g.v.) and been in use in ancient Egypt, yet no examples remain to us of earlier date than the middle ages. The earliest examples extant were constructed of hard wood banded with hammered iron, and subsequent development took place rather on artistic than on practical lines up to the time of the introduction of boxes entirely of iron. On the continent of Europe the iron box was developed to a very high standard of artistic beauty and craftsmanship, but with no real increase of security. Several specimens of these coffers supposed to be of 17th-century workmanship are preserved in the museum at Marlborough House.
Milner’s Work.—Up to this time no attempt had been made to make coffers fireproof, for though a patent for fireproofing had been taken out in 1801 by Richard Scott, it does not appear to have been used. In 1834, however, a patent was obtained by William Marr for the application of non-conducting linings, followed about four years later by a similar patent in the name of Charles Chubb. The foundation, however, of the modern safe industry was laid by Thomas Milner, originally a tinsmith of Sheffield, who after a few years’ business in Manchester established, in 1830, works at Liverpool for the manufacture of tinplate and sheet iron boxes and who later made plate iron chests or coffers and, probably the earliest, safes about the year 1846. For some years no marked improvements in safes were made,
although the manufacture had been taken up in various places by different firms. Safes had, however, been constructed of thicker materials, and some attention had been paid to the more secure attachment of the various parts; also, with the advent of the wrought-iron safe, as distinct from the coffer, the practice had developed of securing the door by a number of bolts operated by a handle and fastening them in the locked position by the lock proper, in order that a small key might be used (Charles Chubb’s patent, 1845). Chatwood’s Patent, 1860.—Concurrently with the increase of ium-hollow-ware, brooms and brushes, worsted and woollen fabtics, enamelled hollow-ware, hosiery and light leather goods and| strength in safes and probably with the increased value of articles preserved in safes, the skilłł of the professional thief had also metal fittings. o. An application was made in June 1925 for duties on pig-iron, increased, and this went on for some years until the Cornhill wrought iron, heavy steel products and wire, but the Government burglary of 1865 called general attention to the question. In 1860
SIO
SAFES, STRONG-ROOMS
a patent was taken out by Samuel Chatwood for a safe constructed of an outer and inner body with the intervening space filled with ferro-manganese or spiegeleisen in a molten state, the total thick-
ness being 2 in. It is about this period (1860-1870), perhaps the most important in the history of safes, that the opening of safes by wedges seems to have become prominent. The effect of wedges was to bend out the side of the safe sufficiently to allow of the insertion of a crowbar between the body and the edge of the door, and various devices were adopted by different makers with the object of resisting this mode of attack. To prevent safes from being opened by the drilling of one or two small holes in such positions as to destroy the security of the lock itself, advantage was taken of the improvements in the manufacture of high carbon steel, and even in what is to-day called the “fire-proof” safe a plate of steel which offers considerable resistance to drilling is placed between the outer door plate and the lock. About 1888 the “solid” safe was introduced. In this the top, bottom and two sides of the safe, together with the flanges at the back only or at both back and front, are bent from a single steel plate. This construction, with solid corners, only became practicable in consequence of the great improvements which had been made in the quality of steel plates. The Modern Safe.—The requirements of a modern safe may be briefly summarized as follows: For fire resisting safes, the safe body must be constructed of steel plate of sufficient thickness, this varying with the dimensions of the safe, to withstand the effect of a fall from an upper floor in the event of a fire and to resist the crushing effect of falling masonry, displaced girders, etc., as safes are frequently buried by falling debris in the ruins of office buildings. The crucial test of the fire resisting capacity of a safe is fully applied under these conditions, i.e., when buried under a red hot mass of ruins, often for a period of several days, before it can
be dug out and removed from the collapsed building. The “proofing” of the safe must be of sufficient quantity, packed around the whole area of the body and door to preserve the heat resistance over a long period, otherwise when this reserve is exhausted the safe would become a slow oven and its con-
tents charred and completely destroyed. Safes which are intended to resist burglars, as well as fire, must be made with greater constructional strength successfully to resist brute force and destructive violence. In addition, they need to be formed from such a combination of metals and alloys as will withstand all forms of cutting and piercing tools and appliances, in addition to the oxy-acetylene cutting blowpipe. This appliance, which is now in wide industrial use, will cut through practically all known steels, so that modern safe
makers have had to resort to the metallurgist for the production of
ferrous alloys which possess the power to resist. the cutting effect of the gas flame, and are impervious to all drilling methods. Fhe more successful of these alloys, although they can be heated by the gas flame to their melting point, cannot be cut, like steel, by ‘the application of a stream of pure oxygen when their melting temperature has been reached. It is essential that the walls and doors of such safes should be of considerable thickness, as mass is of great importance in providing resistance to the blow-pipe method of attack. The doors of such safes must be closely and accurately fitted to the epening in the safe body and secured in the closed position by a number of suitable moving bolts operated by an external handle. The actual shape of the bolts is not of vital importance, provided they are of sufficient Strength and rigidity to resist all forces that can be brought to bear against them in an effort to force the door away from the safe body. The majority of safe Manufacturers use bolts formed from either round or flat section steel
bars, but others are of special shape and design. .In America, fire-resisting safes usually are not made burglarproof; the highest standard of requirement being 20 minutes’ protection against amateur attack through the door. Burglarproof alloy steel chests are however frequently fitted into fire-
AND
VAULTS
resisting safes. Most important are the locks used to control its operation. To provide the maximum amount of security and lengthen the period of resistance that a safe will offer to forcible entry, more than one lock should be employed and the locks need to be made as large as possible to increase the amount of
material which has to be removed to expose the lock. It is also
advisable to provide the lock with more than one moving bolt
to engage with the bolting mechanism, as it is this moving lock
bolt which prevents the bolt action being operated and the bolts retracted into the door. When
gunpowder
was
the only explosive
available, it was
possible to construct safe locks to resist its use, but with present day high power explosives other methods must be employed. In good quality safes these take the form of independent bolting actions which are brought into active operation only by the actual force of an explosive, when used to destroy the working
lock; the effect of such an explosion being to substitute the
dogging action of the special device for that of the lock which
it was sought to destroy. To prevent the insertion of explosives in the keyholes it is the practice with work intended for bankers’
use to provide a shutter, either in the form of a rotating disc or a sliding bar built into the door, to close the entrance to the locks after the keys have been used, the shutter action being in turn locked by a dial on the face of the door. In some instances, keyless combination locks only are used to control the bolting. mechanism, but these locks are not in general use or favour in Great Britain, although their use is practically universal in the United States. Time locks with two, three or four chronometer movements are frequently employed to control the hours for Opening safes and vault doors. These locks are fitted in addition to either the key or dial operated locks, and are intended to prevent the door being opened at any other than the official times. Strong-rooms and Vaults.—For the purpose of providing security for deeds, papers and books against the risk of fire, rooms are built either of brick or concrete, according to the conditions existing on the site and the amount to be expended on the construction, the thickness of the walls varying from 14 inches to 18 inches if built in brick, and from 8 to 14 inches in concrete. Bank vaults and strong-rooms for the custody of securities, cash, etc., are now mainly constructed of reinforced concrete or with a combination of brick and concrete, the thickness of the walls varying with their importance and the ground space available. Generally speaking, reinforced concrete walls can be built of less thickness than brickwork to provide equivalent security against penetration, but in all Important vaults and strong-rooms it is advisable to reinforce the walls, roof and floor with linings of steel and flame resisting alloy, forming a selfcontained safe inside the concrete shell.
The most effective method of employing steel to reinforce the concrete construction is to use it in the form of plates attached to the inner face of the walls by rag bolts or other suitable connections. The steel then has the protection of the full thickhess of the concrete and itself prevents the breaking away of the inner face of the concrete in large sections into the void forming the strong-room, whereas if the steel reinforcement is distributed throughout the concrete walling in the form of bars or mesh work, it can be quickly and easily cut through with the blow-pipe. In the design of strong-rooms and vaults, the formation of the roof and floor is frequently of more importance than that of the walls, the latter are usually subject to inspection (unless the room
is built against an exterior or party wall, which should be avoided if possible), whereas the floor is liable to attack by means of tun-
nelling which can be carried out without any indication being given until the actual breaking through of the floor of the room.
The highest degree of security is obtained when the vault is built as an island with an inspection or patrol passage entirely sur-
rounding it, the floor of the vault being laid on sleeper walls
providing for full visibility below the floor level, with suitable lamps and switches for illumination. Electrical devices are frequently installed to give an alarm
In the event of a burglarious attempt upon strong-rooms, either
SAFES, STRONG-ROOMS AND VAULTS
Prats
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HOBBS,
HART
AND
COMPANY,
VARIOUS Closed vault door, English this type of door
type.
LTD
»
TYPES
Only one
(2,
4,
6,
OF
combination
8)
THE
MOSLER
SAFES,
lock
used
in
A strong room with the cash or security vault door open, showing complicated mechanism
that operates bolts English type of strong room door standing open. Seven large bolts seen in front A circular vault do or used almost exclusively for safety deposit vaults. It has two combi nation locks and one four-movement time lock
English type door to vault or strong room.
Equipped with four separate
combination lock s (each combination is known to but one four men are nee ded to open this type of door)
man, thus
SAFE
COMPANY,
STRONG
(7,
10)
ROOMS
THE
NATIONAL
AND
CITY
BANK
OF
NEW
YORK
VAULTS
ceposit boxes that are rented by the year 7. Barred entrance to a safety deposit vault. Customer must first gain entrance through outer gate before entering vault 8. Stee! filing safe equipped with safe-deposit boxes, an armoured steel chest with steel circular door, and filing units. Designed especially for hotels, clubs, lodges, etc. 9. A complete burglar’s outfit for opening safes and strong rooms from a photograph taken by the British police after the set had been abandoned by the foiled owners. Acetylene gas containers, hose, torch, bits, drills, levers, chisels and other instruments are shown TM ef Ant en a .
SAFETY
GLASS—SAFFLOWER
ypon the main structure or the door. In no case should they be regarded as a primary means of defence, for they may be put out of action through failure of an essential feature or neglect of maintenance and inspection duties.
A new type of bank vault that is said to be virtually immune to burglar attack through the use of copper in construction has
heen recently announced
by the Copper and Brass Research
Association in America. It is said that a burglar would require about six hours of uninterrupted effort with the oxy-acetylene torch to penetrate a modern vault door 20 in. thick, containing a 12 in. plate of pure copper.
SII
structed that it is not possible to put together the component parts without the gauze; and it must be provided with an efficient locking device. Electric safety lamps must be so constructed that no liquid can escape from the battery when the lamp is turned upside down. The switch and other electrical contacts must be contained in flame-tight enclosures. For the United States, see CoAL AND COAL MINING, United States. The number and type of safety lamps in use in Great Britain during the years 1907 and 1926 were :— 1926
The high resistance of copper to
torch attack is explained by the fact that this metal is a rapid conductor of heat, in contrast with other metals of low heat conductivity heretofore used in vault construction. A torch capable of developing a heat between 5,000° and 6,000° F will penetrate the first few inches of a copper plate in a comparatively short time. However, the flame loses its efficiency as the copper conducts the heat rapidly away before the entire body of the
metal can be raised to a fusing point, and the torch becomes ineffective. The ductility of the metal makes it unsuited for successful attack with explosives. The largest bank in Asia, Mitsui Bank building in Tokyo, is of this construction.
SAFETY GLASS: see GLASS, SAFETY. SAFETY LAMP. On one occasion George Stephenson of
Flame. Electric
. .
. .
2
. i
. J
a
Total
:
677,688 2,684
493,325 380,123
680,372
863,448
The flame safety lamp is put to another use besides that of illumination, namely, that of ascertaining the presence of infammable gas, for when the lamp is placed in an atmosphere containing fire-damp, the flame elongates, and if the gas is present in considerable quantity the lamp is filled with blue flame. For testing the presence of gas the flame of the lamp is lowered until the yellow part is almost non-existent, when the gas will be discernible as a small blue cap to the flame; as the size of cap and the percentage of gas present in the air have been correlated, it is possible by this means to detect the presence of as low as (R. R.) one per cent of fire-damp in the air current.
locomotive fame observed that the flame of the candle did not pass through the small apertures of the latticed fender, and he gathered from this fact the rude idea of his safety lamp which he SAFETY RAZOR; see Razor. constructed and tried at Killingworth colliery, near NewcastleSAFETY-VALVE is a valve which lifts at a predetermined upon-Tyne, before anyone else had tested one under similar con- pressure and prevents the accumulation of a dangerous pressure in ditions; and, in 1818, he was presented at Newcastle with a silver a steam boiler. The resistance to pressure is provided by a weight tankard containing one thousand guineas as the “discoverer of the or by springs, the use of the latter being obligatory if the boiler safety lamp.” In May 1818, however, Sir Humphry Davy is not a stationary one. The lever valve (see drawing) is loaded gathered together and published his collected papers that he had with a weight at the end, to keep the valve shut. A casing with written on the subject, from which it is evident that the ideas he lock may be fitted over to prehad worked out were his own, so it would appear that Stephenson vent tampering by an unauthorand Davy had been independent labourers in the same field, just ized person. Many boilers carry as Daguerre and Talbot in the art of photography reached the two safety-valves as a precaution, same goal by somewhat different paths. one being locked up. Marine Sir H. Davy first turned his attention particularly to the subject boiler valves are of the direct of explosions of fire-damp in Aug. 1815, in consequence of a letter spring-loaded type, the spring enFLANGE CONNECTED from the Rev. Dr. Gray. He arrived at the conclusion that a TO BOILER circling the valve spindle. The metallic tissue, however thin and fine, of which the apertures DIAGRAM SHOWING WORKING OF pop valve blows off sharply with filled more space than the cooling surface, so as to be permeable SAFETY-VALVE ON STEAM BOILER a pop, and is used for yacht and to air and light, offered a perfect barrier to explosion. By sur- launch boilers. The valve closes again quickly when the pressure tounding the light entirely by wire gauze he established the prin- has been slightly reduced. ciple which has governed the flame safety lamp since his day. SAFFARIDS, a Persian dynasty of the gth century, founded Dr. W. Reid Clanny (1776-1850) invented,a safety lamp about Yakub (Yaqub) b. Laith b. Saffar (“‘coppersmith”) about 866, by the same time as Stephenson and Davy, but whereas Stephenson and outlaws, became governor covered the light with a glass cylinder surrounded by an outer who, originally a leader of bandits province Herat, Fars, Balkh his to added soon’ He Sejistan. of casing and top of wire gauze, the feed air being admitted through in Khurasan, and, nomTahirids the overthrew an, Tokharist and small holes in a copper ring below the level of the wick; and Baghdad, established a of caliphs the whereas Davy entirely enclosed the light by a cylinder of gauze, inally still dependent on CALIPHATE, section C, Abbasids, § 10, (See Sejistan. in dynasty Clanny on the other hand substituted a glass cylinder for the lower B.) Soon after goo the dynasty portion of the wire gauze, the air entering at the bottom of the and Persya: History, section Samanids (g.v.) and few of its rulers the to te subordina became gauze and passing down the inner side of the glass. Tn Great Britain, in any mine comprised within the Coal Mines had any real authority.
Act of rgrz, no lamp or light other than a locked safety lamp is allowed to be used in any seam the air current in the return airway of which is found normally to contain more than one half per
cent of inflammable gas; and there are specified certain other conditions relative to safety lamps. Wherever safety lamps are required by the act, or regulations under that act, to be used the lamp must be of a type approved by the Secretary of State.
See S. Lane Poole, Mohammedan Dynasties (1894), Pp. 129.
Rear SAFFI: see Sart. mus (Cartha ON SAFFR RD BASTA or SAFFLOWER tinctorius), a plant of the family Compositae; its flowers form.the basis of the safflower dye of commerce. The plant, is a. native.of
the East Indies, but is cultivated in Egypt and tọ some extent in
southern Europe. To obtain The safety lamps at present in use in the coal mines of Great C
TD adha
ofhitr,.
ls My
eledtagayy mtrt
Longitude E. 22° of Greenwich MAP
SHOWING
THE TERRAIN
OF THE SALONIKA
CAMPAIGNS
IN 1915~1918.
back towards Salonika. This decision raised further problems. Were they to hold on there, or evacuate Greek soil altogether? With the disappearance of Serbia beneath the enemy flood, the Entente Powers could no longer claim that they were at Salonika merely to use a line of communication to which Serbia was by treaty entitled. The other justification, that they had come at the request of the Greek Government was now nullified by the downfall of Venizelos. Considerations of prestige and their desire to use Salonika as a base for diplomatic operations in the Balkans led the Entente Governments to remain, but without any clear policy as to the future. Even with the decision to retreat taken, the Franco-British forces were not “out of the wood.” The withdrawal had to be made down a single-track railway, through a country without roads—converted by the autumn rains into a swamp—and in face of a pursuing enemy. The retreat was made by echelons, in four stages, and only by a narrow margin did the French frustrate Bulgarian efforts to outflank and cut their retreat, first at the Demir Qapu defile, and again at Strumitsa station. The British, too, on the right were heavily attacked, and any weakening of their line at this critical juncture might have been fatal to the extrication of the Allied forces from the noose into which they had been pushed. Fortunately, once the Greek frontier was regained the pursuit halted—mainly because the Germans were reluctant to undertake further commitments in the Balkans to the detriment of their strength in other theatres. Falkenhayn held that the Macedonian operations should be left to the Bulgarians, but this policy overlooked the fact that the Greeks, however friendly to the Germans, would have resented any invasion of their territory by the Bulgarians. Thus by Dec. 12 the retreating forces were safely out of reach of their pursuers, facing them across the frontier. After pausing for a few days on a line stretching roughly from Sorovi€evo to Lake Doiran, the withdrawal was resumed, and by Dec. 18 the forces of Sarrail and Mahon were back in the vicinity of Salonika. Covering this base an entrenched line was constructed, on an 8om. arc stretching from the mouth of the Vardar through Doganji to the Gulf of Orfano, and occupied early in the new year. Allied Reinforcements.—The delay in the expected en-
NATIONAL
| BOUNDARIES
ARE
INDICATED
BY THE
BROKEN
LINE
emy offensive enabled the Entente force to receive reinforcements, not only French and British but Serbian, for the remnant of their army, after resting and being re-equipped at Corfu, was brought round to Salonika. From April onwards the stream steadily swelled until by July their strength on the Salonika front reached a total of 152,000, divided into three armies of two divisions each. The French had four divisions. The British had
been raised to five divisions (roth, 22nd, 26th, 27th, 28th), and later a sixth (60th), organized in two army corps; in May Lieut.Gen. G. F. (later Sir George) Milne took over command as general officer commanding the British Salonika Force. The total allied force was thus a little over 300,000 men. Opposing it early in 1916 were the Bulgarian I. and II. Armies and the German XI. Army—a total of some 280,000 men—aligned on a front from Lake Okhrida on the west to the point where the Struma enters Bulgaria on the east. But from March onwards the drain on the German forces at Verdun led Falkenhayn to withdraw the German troops, all but one division; by 1918 the XI. Army, though German in name and in staff, contained only one complete German battalion. On the Entente side the reaction of Verdun took the form of orders from Joffre to Sarrail to pin down the enemy on his front, in order if possible to prevent Falkenhayn drawing upon the forces there. Accordingly the French moved out west of the Vardar towards Vodena and the British advanced north to Kukus. This advance, although it lengthened the front to be defended and the lines of communication, was of essential value for the se-
curity of the Allied force, for the entrenched position at Salonika
itself was dominated from the mountains east of the town, and might become untenable if these heights were occupied by the enemy. But in how small degree the Allied advance fixed the Germans can be gauged from the previous paragraph, and Sarrail, who had been placed under Joffre’s supreme command in Dec., received instructions not only to operate with greatly increased vigor on the Salonika front but also to prepare and organize a definite offensive to be launched simultaneously with the anticipated entry of Rumania into the war. Meantime the situation was complicated by a Greek incident; until 1918 politics were to play a larger part in the Salonika theatre than war. The neutral Greek forces, five corps, were
894
SALONIKA
CAMPAIGNS
Igt5—18
distributed throughout the region, in theory to guard the frontier; and such a situation, while Gilbertian in its absurdity to the distant observer, was a source of serious anxiety to the FrancoBritish forces on the spot. Feeling that they would be safer without such dubious protection, they brought diplomatic pressure to bear on the Greek Government for the withdrawal of the Greek forces from Macedonia and their demobilization. Reluctantly the Greeks complied, but while the Allies occupied certain of their forts the Bulgarians seized the opportunity to cross the frontier, and appeared before Fort Rupel, which commanded the Struma gate into the Macedonian plain. The Greek commander thereupon handed over the fort to them (May 26). This unfriendly act bared the eastern flank of the Entente
hostile front. But the Cordonnier group was slower, partly because of transport difficulties and Cordonnier’s own inclination for the secure methodical advances he had practised successively in France. As a result, however, the Bulgarians, broken by the Serbs at Gorni¢eyo, were able to fall back across Cordonnier’s
army, and gave the whole of Eastern Macedonia into the hands
front and re-establish their lines on the Brod.
of the enemy. To meet the danger the British occupied the Struma line in force. Further, the Entente Governments instituted an economic blockade of the Greek coast, sent a brigade to Athens, and by the ultimatum of June 21 enforced the demobilization of the Greek army and the resignation of the Government. As it proved, however, the seizure of Rupel and Eastern Macedonia did not develop into a general offensive by the German-Bulgarian forces. Handicaps of the Allies’ Army.—While these external troubles with Greece beset the Entente Powers, they were far from the sum of the handicaps which hindered effective action by the Salonika force. The idea of an offensive was constantly discussed between the French and British Governments, as also between Joffre and Sarrail; but, apart from reluctance to provide adequate forces, it depended on too many contingencies, in particular the uncertain and often postponed intervention of Rumania. Furthermore the internal troubles of the Salonika force were notorious. Sarrail had the title of “Commander-in-chief of the Allied Armies in the Orient,” and with him Cordonnier commanded the French forces; but his status was a nebulous one. Not only was the British commander to all intents independent, but also the Italian——a detachment arrived from Italy in Aug. 1916. Apart from the defect that Sarrail’s orders were issued from French headquarters without consultation with the other Allied Powers, Sarrail’s own personality was not such as to weld this loose understanding into an effective co-operation. In a hetero-
ordered fresh attacks by both groups, which were repulsed with heavy loss—as Cordonnier, protesting, had prophesied.
geneous force, composed of French, British, Italians, Serbians and Russians, it’ was hardly a recommendation that the chief commander should be known not to have the confidence of his own supreme command, and that even the suspicion should exist that he was conducting operations with one eye on the political game at home. The British, by polite but firm insistence on their independence, maintained tranquil relations; wrangles and disputes between the other Allied commands were continual, and the majority were unfortunately attributable to the policy or tactlessness of Sarrail. While the Allied leaders were debating ways and means, the opposing armies moved, on Aug. 17, to forestall and dislocate the Allied offensive, which they judged would synchronize with Rumania’s intervention. The Bulgarians made their effort on the two wings. The eastern wing from Rupel drove back the French cavalry on the east of the Struma and pressed down towards its mouth. But they. dissipated their force by detaching part to seize the coastal strip of Kavalla, and the stout resistance of the British prevented them forcing the river line. On the western wing the position was more critical, for the Bulgarian advance from the Monastir area drove the Serbs out of Florina and reached Lake Ostrovo before they were ultimately held.
Itt, THE FIRST AND SECOND ALLIED OFFENSIVES These reverses caused a further change in Sarrail’s plan for the Allied offensive; the forces east of the Vardar were merely to contain the enemy, while those west of the Vardar carried out the offensive. Thus to all intents it became no more than a counteroffensive to restore the impaired situation in this sector. To release additional French troops the British extended their line west from Doiran to the Vardar; Sarrail was thus enabled to form an offensive group (of 24 French divisions, one Serbian
division and a Russian brigade) under Cordonnier, in addition to the Serbian striking force of four divisions.
On Sept. 10 various
British detachments
crossed the river
Struma in raids at six points in order to divert the enemy’s attention, and on Sept. 11 the real attack developed west of the Vardar. The Serbs, skilled mountain fighters and inspired by the closeness of their native soil, made good progress, and on
Sept. 14 gained the pass of Gorniteyo, breaking through the
Sarrail, incensed,
Between Sept. 30 and Oct. 8 the British XVI. Corps (Briggs) advanced its front to the line Agho Mahale-Ormanli, as a fixing
move, coincidently with a fresh attack on the main front by the French and Serbs from Kaimakéalan westward. The pressure of the Serbs turned the Bulgar left and forced a further slight withdrawal, but a Franco-Russian attack on Oct. 6 failed. Cordonnier urged the idea of a wider turning manoeuvre, but Sarrail, in the mistaken belief that a Bulgarian collapse was imminent, ordered a fresh blow on Oct. 14. This was a costly failure and led to a violent scene between Sarrail and his subordinate. Cordonnier left for home a few days later.
This internal friction caused a
temporary breakdown of action, and the Serbs were left to fight unsupported, until Sarrail took the step of putting the whole attacking force under the Serbian Gen. Michich—a man of real military genius and with the knack of inspiring not only Serbian but other national forces. Michich attacked in the Crna bend on Nov. 12 while, to aid this offensive, Milne’s troops made local attacks and raids as a diversion on the Struma. Despite rain and snow the Serbs pressed on, turning successive positions, with the French, Russians and an Italian brigade on their left. Monastir was outflanked and on Nov. 19 was found evacuated—the first important Serbian town to be regained. For a moment there was a real opportunity of exploitation, as the Bulgarians were in full retreat towards Prilep; but the immediate attacking forces were tired and hungry, and Sarrail suspended the advance—to the annoyance of the Serbs, who, in default of receiving fresh reserves, tried to press on unsupported until exhaustion stopped them. By this time the Rumanian collapse, under pressure of the convergent German and Bulgarian attacks, was clear, and on Dec. 1x Sarrail received instructions to consolidate a defensive line embracing as much of the regained territory as possible.
This line stretched from Lake Prespa—just north of Monastir— north slopes of Kaimaktéalan—to the Vardar, and thence by Doiran to the Struma and down to the sea. Its worst feature was that the commanding heights were held almost everywhere by the enemy. This front was to remain practically unchanged until Sept. 1928. Reorganization.—Apart from the incident of a threatening Greek concentration in Thessaly—settled by a fresh ultimatum—the winter months of 1916-17 passed quickly, and the opportunity was taken to reorganize and regroup the forces. From
the Gulf of Orfani to the Vardar the front was held solidly by
the British, owing to Milne’s insistence, but on the rest of the
front Sarrail followed his usual plan of interspersing detachments of the various nationalities—presumably on the principle “divide
et impera.” Whatever its personal advantages it was hardly conducive to prompt and effective action.
Reinforcements had
now brought the French up to a strength of eight divisions, while there were six Serbian and 14 Italian divisions—making with the British 214 divisions, plus two Russian brigades. The total
Allied strength was approximately 600,000, while the Greek
National Defence, or Venizelist army, was in process of formation.
This concentration afforded adequate reserves for a resolute offensive in the spring.
:
Confronting the Allies were still the nominal German XL
SALONIKA CAMPAIGNS 1915-18 Army, and Bulgarian I. and II. Armies, comprising the equivalent of one German and 13 Bulgarian divisions,’ of which practically half faced the British, Apart from the II. Army, these forces were under a German Commander-in-chief, Gen. Von Scholtz. On their side no large move was considered, partly because the Bulgarians had already achieved their principal territorial aims, and merely desired to hold tight, while the Germans were satisfied with immobilizing so large an Allied force at no expenditure to themselves. For the 1917 campaign Sarrail’s scheme was for a preliminary flanking move on the extreme west, between Lakes Okhrida and Prespa, to shake the enemy’s hold in the Monastir area; following this was to be the main fixing attack by the British on the Doiran front; then the French, Russians and Italians in the south-west of the Crna bend were to advance; and finally the Serbs were to strike the decisive blow to the west again. The preliminary move began on March 12 and was soon suspended, achieving little apart from a creditable French local success On a spur west of Monastir. Then came the British turn —to attack the key position formed by the Dub and lesser ridges which commanded the passage between Lake Doiran and the Vardar. Milne had rejected an alternative proposal of Sarrail’s that he should attack to gain Seres, which while attractive as a political advertisement had no military value, and being dominated by the hills behind would have been difficult to hold. After a two days’ artillery preparation, in vile weather, the British infantry advanced to the assault, on a two-division front (22nd and 26th), at 9.45 p.m. on April 24, the late hour being to gain surprise and protection. On the left the enemy’s first position was gained and held, but in the centre and right the difficulties of the Jumeaux ravine and the strength of the resistance foiled the attackers. Worst of all, their sacrifice was in vain and their “fixing” rôle rendered abortive because the attack west of the Vardar was postponed by Sarrail, ostensibly for climatic reasons. Not until May 9 did the other attacks develop. Sarrail had rejected the Italian proposal for a flanking manoeuvre, in preference for a frontal blow, and this, made by the French and Italians, was a costly failure. The Serbian attack was even less effectual, in fact hardly developed, partly owing to internal political troubles then rife and partly to their want of confidence in the higher direction and in the genuineness of its intention to support their efforts. Once more the British, on the night of May 8, had
delivered a fixing attack, and once more their heavy sacrifice had been purposeless. The offensive was definitely closed down by Sarrail on May 24. The Bulgarians, content with the prestige of this successful repulse, attempted no counter-stroke, and as the Allied forces were neither in the mood nor the condition for further efforts,
the front relapsed into stagnation for the rest of the year. The only minor incidents were a successful local advance in Sept. by the French on the extreme left, west of Lake Okhrida, and Milne’s withdrawal of his right from the marshy valley to the foot-hills west of the Struma, a precaution to lessen the danger of malaria and dysentery. The focus of interest again became political—common
action
was
taken to settle the simmering
menace and intrigues of Greece. In June, Allied troops invaded Thessaly, but the abdication of King Constantine was forced without fighting, and the Venizelist Government returned to power. The consequent reinforcement of the Allies by the Greek army came as a prospective counterpoise to the contemplated withdrawal of two British divisions in Sept. for the projected offensive in Palestine. Sarrail Superseded.—At
the end of 1917 the new Clemen-
ceau ministry recalled Sarrail, in response to the renewed requests of the British and Italian Governments, which were supported by Foch. His successor was Gen. Guillaumat, who had
distinguished himself as an army commander on the Verdun front. His first aim was to restore confidence and cohesion in the Allied forces at Salonika, while hastening the reorganization 1A Bulgarian division had almost twice the infantry strength of a
French or German division.
895
and training of the Greek army. His second, to think out and prepare the plan for a fresh offensive, adopting in its main outlines one which Gen. Michich had suggested in 1916. But to obtain the sanction of the Allied Governments was more difficult, obsessed as they were with the threatened German offensive in
France, and in any case dubious of the effectiveness of any major operation in Macedonia. While biding his time, however, Guillaumat seized the opportunity to “blood” his new Greek troops in an ably planned coup de main against the Srka di Legen ridge. Supported by a powerful concentration of French artillery it was completely successful, and Guillaumat withdrew the attackers into reserve before any possible counterstroke might dilute the moral tonic. On the main front there were no other incidents of note between Jan. and Sept. 1918; but away on the Adriatic coast, in Albania, Ferrero’s Italian XVI. Corps, aided by a French division, advanced in July from the Viosa to the line of the Semeni and Devol rivers; an Austrian counter-offensive late in Aug. regained most of the lost ground. In July also, Gen. Guillaumat, his task of reorganization completed, was summoned back to France, to be entrusted with the defence of the capital in view of the critical situation caused by the German offensives. A man who put first not his own interests,
nor even those of France, but his duty to the Allied forces as a whole, his military ability had won the respect, as his character had won the esteem, of the multifarious contingents. He was succeeded by Gen. Franchet d’Esperey, who, if perhaps not possessing the exceptional tact and supra-national outlook of Guillaumat, was yet an able strategist, and well able to maintain allied co-operation. He adopted and put the finishing touches to Guillaumat’s offensive plan, while the latter utilized his position at the centre of policy to gain sanction for its execution. Winning over M. Clemenceau, he then went to London and Rome on the same mission, and at last on Sept. 11 Franchet d’Esperey was authorized to attack—if there was still little confidence in its success. IV. THE DEFEAT OF BULGARIA The military situation on the eve of the offensive was numerically little changed. The Bulgarians had a ration strength of some 700,000 and a rifle strength of 200,000—divided into the same three armies. The Allies had a ration strength of about
574,000 and a rifle strength of 157,000, although against the inferiority of numbers they could put a slight preponderance in artillery and a heavy one in aircraft. But the real defect on the enemy’s side was the first underlying war-weariness of the Bulgarians and their dissatisfaction with their German directors; and secondly the divided command by which the so-called German AI. Army and the Bulgarian I. Army—from Doiran westwards— were under Von Scholtz, while the Bulgarian II. Army and the coastal detachments were under the Bulgarian commander-inchief, Gen. Gekoff. For the new offensive Franchet d’Esperey’s plan was first to strike a concentrated blow with a Franco-Serb group under Michich on a narrow front of seven miles along the Sokol-Dobro Polje range, aiming at a tactical break-through and a subsequent expansion of the breach to gain and clear the triangle formed by the Crna and the Vardar. This would menace the enemy’s communications on both flanks, and the offensive would then be taken up In turn by the other forces along the front. The initial objectives were relatively modest, for the possibility of a strategic
break-through, ending in the overthrow of the enemy armies, was no more than an idea in the commander’s mind. The immense difficulties of the terrain and the scantiness of reserves made even this limited aim far from certain of success: But Franchet d’Esperey’s plan, made possible by the wholehearted co-operation of the other Allied commanders, was an admirable fulfilment of the principle of concentration. On the vital sector six Serbian and two French divisions with 600 guns— more than a third of the total artillery strength in Macedonia— were concentrated against one Bulgarian division, and to do this the other sectors were almost stripped of their artillery. The offensive began on Sept. 1, as the British 27th Div. made
896
SALSETTE—SALI
a feint attack in the Vardar valley to divert the enemy’s attention, and on the night of Sept. 14 a heavy bombardment was begun on the real front of attack. Next morning at 5.30 a.m. the French divisions assaulted and after hard fighting gained the Dobro Polje ridge, the Sokol also falling by the evening—opening a path for the Serbian divisions of the I. Army, hitherto in reserve, to be pushed through. At the same time the Serbian II. Army advanced to the attack. By nightfall on Sept. 16 a penetration of 5m. had been made. The Serbian troops now wonderfully inspired by success and the sight of their homeland, swept forward with such élan that by the night of Sept. 17 they were 20m. forward, and the breach had been expanded to 25m. by Greek and French divisions on the flank. After the initial clash resistance was feeble, partly because the mountains hampered the lateral movement of reserves. By Sept. 19 the left wing of the attackers had reached across the Crna, while the right wing was rolling up the front eastwards towards the Vardar, and between the two wings the Serbian cavalry had penetrated to Kavadarci in the apex of the Crna-Vardar triangle. Meanwhile on Sept. 18 Milne’s troops attacked on the whole front from the Vardar to Lake Doiran in order to prevent the Bulgarians withdrawing troops to dam the breach west of the Vardar. Facing the British were the pick of the Bulgarian troops and also the strongest fortified positions, so that although they penetrated the enemy’s lines along most of the front, it was little wonder that lack of reserves and artillery compelled them to yield up the larger part of their gains. But they had fulfilled their mission of pinning down the enemy including the reserves during these critical days, Sept. 18 and 109, and by Sept. 2r the whole of the enemy’s front west of the Vardar had collapsed under the convergent pressure of the exploiting Serbs and of the French on their flanks. By the afternoon of the same day the collapse had extended
to the Doiran-Vardar front, and the British aeroplanes spread considerable havoc among the troops of the Bulgarian VI. Army falling back through the narrow Kosturino pass. Similarly, on the extreme west, facing Prilep, the Italians joined in the advance. From now on the advance became a strategic pursuit, now fast, now slow, in which successive rearguard resistances of the enemy were outflanked. On Sept. 23 the Serbian spearhead reached Gradsko, and Veles three days later. Seizing their opportunity, a French cavalry brigade under Gen. Jouinnot-Gam-
betta made a dash for Skoplje (Uskiib), and seized this vital centre of communications, the key to the whole front, on Sept. 29. This definitely separated the XI. Army from the remainder of the Bulgarian forces, forcing them on divergent lines of retreat. To the south-east the British had already invaded Bulgaria itself, taking Strumica on Sept. 26. That night a Bulgarian staff officer arrived at British headquarters to ask for an armistice, and three days later the Bulgarians capitulated, accepting the Allied terms unreservedly. The first national prop of the Central Alliance had fallen. While the reoccupation of Serbia proceeded rapidly, a mixed striking force was rapidly organized under Milne’s command to advance through Thrace on Constantinople, and had pressed as far as the Maritsa, seizing the bridgeheads, when Turkey—her force in Syria already annihilated by Allenby—surrendered on Oct. 30. BIBLIOGRAPHY.—M. P. E. Sarrail, Mon Commandement en Orient (1920); Mackensen, Von Bukarest bis Salonika (Berlin, 1920); Reichsarchin Einzelschriften, Der Endkampf in Mazedonien (Berlin, 1921); L. Vilari, Tke Macedonian Campaign (1922); Landfried, Der Endkampf in Mazedonien 1978 (Berlin, 1923); Feyler, Campagne en Macédoine ror7—18 (Paris, 1926). See also WORLD ee er a
* SALSETTE
(“sixty-six villages”), a large island in British
India, N. of Bombay city, forming a‘part of Thana district. Area,
246 sq.m. It is connected with Bombay Island and also with the mainland by bridge and causeway. Salsette is a beautiful, wellwooded tract, its surface being diversified by hills and mountains, some of considerable height, while it is rich in rice fields. In vatious parts of the island are ruins of Portuguese churches, convents and villas; while the cave temples of Kanheri form a subject of interest. There are 109 Buddhist caves, which date from
the end of the 2nd century a.D. Salsette is crossed by two lines of railway and is being opened up as a residential suburb of Bombay, The island was taken from the Portuguese by the Mahrattas in
1739, and from them by the British in 1774; it was formally an.
nexed to the East India Company’s dominions in 1782. There is another Salsette in the Portuguese settlement of Goa.
SALSIFY or SALSAFY,
Tragopogon porrifolius, a hardy
biennial, with long, cylindrical, fleshy, esculent roots, which, when properly cooked, are extremely delicate and wholesome; it occurs in meadows and pastures in the Mediterranean region, and in Britain is confined to the south of England, but is not native. The salsify requires a free, rich, deep soil, which should be trenched in autumn, the manure used being placed at two spades’ depth
from the surface. The first crop should be sown in March, and the main crop in April, in rows a foot from each other, the plants being afterwards thinned to 8 in. apart. In November the whitish
roots should be taken up and stored in sand for immediate use, others being secured in a similar way during intervals of mild
weather. Salsify is widely naturalized as a wayside weed in the United States and Canada. The genus Tragopogon belongs to the natural order, Compositae, and is represented in Great Britain by goat’s beard, T. pratensis, found in meadows, pastures and waste places. The
flowers close at noon whence the old name “John-go-to-bed-atnoon.”
SALSOMAGGIORE, a town of Emilia, Italy, in the province of Parma, 6 m. S.W. of Fidentia by steam tramway. Pop. (1921) 7,927, village; 11,482, commune. It is situated 52s ft. above sea-level at the foot of the Apennines, and is a popular watering-place. The water is strongly saline, and is also used for inhalation. The wells are, some of them, over 2,000 feet deep, and yield illuminating gas and oil as well as water.
SALT, SIR TITUS, BART., 1869 (1803-1876), English manufacturer, was born on Sept. 20, 1803, at Morley, Yorkshire. His success in introducing the coarse Russian wool (donskoi) into English worsted manufacture, due to special machinery of his own devising, gave his firm a great impetus. In 1836 he solved the difficulties of working alpaca (g.v.) wool, created an enormous industry in the production of the staple goods for which that name was retained, and became one of the richest manufacturers in Bradford. In 1853 he opened, a few miles out of the city on the Aire, the extensive works and model manufacturing town of Saltaire. During 1859~61 Salt was M.P. for Bradford, of which city he had been mayor in 1848. He died on Sept. 20, 1876. See R. Balgarnie, Sir Titus Salt, his Life and its Lessons.
SALT. In chemistry the term salt is applied generically to any compound formed by substituting the hydrogen of an acid by a metal or a group of elements acting as a metal. (See Aco.) Common salt, or, simply, salt, is the name given to the varied natural and industrial forms of sodium chloride, NaCl. Pure sodium chloride is made by passing dry hydrogen chloride gas into a saturated solution of commercial salt, when the purified substance is deposited in the form of a colourless crystalline powder. It crystal-
lizes in cubes (see below, under Rock Salt) which melt at about 800° C, that is, at bright red heat, and begins to volatilize at a slightly higher temperature. It dissolves readily in cold water and a little more readily in hot water; 100 parts of water dissolve 35-52 parts of salt at o° C, 39-16 parts at 100° C, and 40-35 parts
at 109-7° C, the boiling point of the saturated solution.
If a saturated solution in water be cooled to — 10° C,a crystalline hy-
drate, NaCl-2H.0, separates. (See Hyprate.) Solution of salt in water is accompanied by reduction of temperature: 36 parts of salt in dissolving in 100 parts of water at 12-6° C lower the temperature to 10-1° C. If the same proportion of salt and snow be
intimately mized the temperature falls to ~—21-3° C. i Salt occurs in the sea, in natural brines and in the crystalline form, as rock salt. Its most abundant source is the ocean. Assum-
ing that each gallon of sea water contains 0.2547 Ib. of salt, and allowing an average density of 2-24 for rock salt, it has been com-
puted that if dried up the entire ocean would yield no less than 44 million cubic miles of rock salt or about 144 times the bulk of
the entire continent of Europe above high-water mark. Natural
SALT brines having commercial importance are those of Austria, France, Germany, of Kharaghoda and Kuda in India, of Michigan, New
York State, Ohio, Pennsylvania, West Virginia, and the salt lake of Utah in the United States, and the Dead sea. In Great Britain
CONCENTRATED NATURAL
BRINE
salt brines are met with in Cheshire, Worcestershire, Lancashire and Yorkshire, and have been found by deep boring in Derbyshire, Staffordshire and Midlothian.
magnesium; in many cases the valuable element bromine occurs,
probably in the form of magnesium bromide. Sea water contains on the average about 3-33% of solids, but the concentration of salts varies from about 2-9% in the polar seas to 3:55% and upwards at the equator. Enclosed seas such as the Mediterranean and Red seas contain a higher proportion of salt than the open ocean at the same latitude. (See Ocean.) From Dittmar’s analyses of sea water taken during the “Challenger” ex-
pedition, the average composition of the solids in sea water may be considered to be: sodium chloride 2-60%, magnesium chloride
0-31%, magnesium sulphate 0.22%, calcium sulphate 0-12%, potassium chloride 007% and magnesium bromide 0.007%. The mixed salt obtained by evaporation of sea water has, however, the following composition irrespective of the source of the sea water: sodium chloride 77-82%, magnesium chloride 9.44%, magnesium sulphate 6-57%, calcium sulphate 3.44%, potassium chloride 2-I1%, magnesium bromide 0.22%, and some calcium carbonate. Natural Brines.—The Dead sea, which covers an area of about 340 square miles, contains approximately 11,600 million tons of salt, and the River Jordan, which contains only 35 parts of salt per 100,000 of water, adds each year 850,000 tons of salt to this total. The composition of Dead sea water is given in the following table:
Specific gravity .
Deep water
(250 ft.) 1°2356
Sodium chloride. Potassium chloride
.
Magnesium bromide. Magnesium chloride . Calcium chloride Calcium sulphate Total solids
7:20%
1°25 0-61 13°73 3°82 0°05 26°66
The concentration of salts in the Dead sea increases to a depth of about 250 feet, after which it remains practically constant. At this depth and below it is a concentrated solution, which, indeed, is supersaturated when pumped up, for a slight deposition of salt takes place owing to diminished pressure. Noteworthy features of Dead sea water are its relative freedom from sulphates and the high proportions of potash and bromide. These factors, coupled with the circumstance that atmospheric conditions in Palestine are favourable to solar evaporation for about 8 months of the year, indicate that the production of salt, potash, and even bromine is feasible in the Dead sea area, the process as regards salt and potash being similar to that described below under Manufacture. The brines at Kharaghoda resemble sea water in the character of their dissolved salts, but are much more concentrated, and in some cases practically saturated as shown by analysis No. 2. KHARAGHODA BRINES
Specific gravity . Sodium chloride. Potassium chloride
.
Wins-
Syracuse
wich | ford | Ņ y?
Salt in solution is accom-
panied by the chlorides and sulphates of potassium, calcium and
DEAD SEA WATERS
.
Droit-| i
.
Magnesium bromide. Magnesium chloride . Magnesium sulphate. Calcium sulphate Calcium carbonate Total solids
The following table gives the composition of some concentrated natural brines used for the production of salt in various countries, fs
Sodium chloride Sodium sulphate . Potassium chloride Potassium sulphate Magnesium bromide Magnesium chloride Calcium sulphate . Calcium chloride . Total solids
St. Charles, Mich.
Jo | % 22°84
-T4
0-26 4°03
O45
0-50 O-I9
O77
26°Ir
22°54
28-10
oO*20
Certain natural brines occurring in England and the United States are of interest, not only from the economic point of view, but also because they contain salts not usually found in brines, such as the chlorides of barium and strontium; when salt is produced from such brines special methods of manufacture are adopted. In Great Britain these brines were found at great depth in boreholes in Derbyshire, Staffordshire and Midlothian during the search for petroleum wells. In America they occur in the Ohio valley district of West Virginia and in Ohio, at depths ranging from 1,100 to 1,600 feet. West
Calder, Scotland
Depth (feet) Specific gravity Sodium chloride Potassium chloride . Magnesium bromide Magnesium chloride Calcium chloride Strontium chloride . Barium. chloride
Total solids .
3,910 I-06 6'26 O
0:04 0:07 0°55 1°34 o-16 0:07
8-49
Jt has been suggested that the foreign brines, characterized by the absence of sulphates and carbonates, have been produced by a natural process akin to the “Permutit” process for softening water.
Rock Salt, mineralogically termed halite, crystallizes in the cubic system, the more usual form being a cube, but octahedral, dodecahedral, tetrahexahedral and hexoctahedral faces sometimes occur. The word halite is sometimes used as a group name to
include a series of haloid minerals, of which rock salt is the type. Rock salt commonly occurs in cleavable masses, sometimes in laminar, granular or fibrous form, the last being known as “hair salt.” The crystals, which occasionally have distorted or cavernous faces, possess a perfect cubic cleavage, exhibit conchoidal fracture and are rather brittle; the specific gravity varies from 2-1 to 2-6 and the hardness is 2-5 on the scale of Mohs. Rock salt is colourless and transparent when pure, but is frequently red, yellow or brown, and more or less opaque owing to the presence of impurities such as lime and magnesium salts, with marl and iron oxide as insoluble impurities. The proportion of sodium chloride varies from 94-5% upwards, depending on the proportion of the foregoing impurities. Rock salt occasionally exhibits double refraction, due perhaps to natural pressure. In some crystals small cavities are present, and these may contain saline solutions or gases such as carbon-
dioxide, COs, and volatile hydrocarbons. Some crystals (Knistersalz) decrepitate on being dissolved owing to the escape of condensed gases. Pure rock salt is essentially sodium chloride, but it generally contains magnesium salts, and these impurities cause it to be deliquescent. Rock salt is highly diathermanous, or capable of transmitting heat rays and the shorter infra-red rays. This property is utilized in investigations of infra-red radiation up to
898
SALI
about 16m, and large rock salt prisms have been used for this purpose with faces up to 6”. The refractive index of rock salt varies from 1-5443r at wave-length o-5893u (yellow light) to 1-441102 at 15-9116 (infra-red). Rock salt is occasionally found as a sublimate on lava, as at Vesuvius, where it is associated with potassium chloride, but it occurs mostly in bedded deposits, often lenticular in shape and sometimes of great thickness. These deposits are generally associated with other minerals such as gypsum, anhydrite, sylvine, carnallite and kieserite. The associated minerals are compounds of calcium, magnesium, and potassium, and it is inferred therefrom that rock salt has been formed by the evaporation of inland seas such as the Dead Sea and the Great Salt Lake of Utah, or perhaps in some cases by the extreme desiccation of an arm of the sea, such as the Kara Bughaz, which forms a natural salt-pan on the east side of the Caspian sea. Such beds of salt are found in strata of very varied geological age; the Salt Range of the Punjab, for instance, is probably of Cambrian age, while the famous salt deposits of Wieliczka near Cracow have been referred to the Pliocene period. In many parts of the world, including the British area, the Triassic age offered conditions especially favourable for the formation of large salt-deposits. In England all the known deposits of rock salt occur in the New Red Sandstone, and with one doubtful exception are of Triassic age. The great salt deposits of Prussian Saxony are of Permian age (Zechstein), whilst those of Bavaria and of Tirol are Triassic. In the United States of America salt is found in strata of very different ages: the Silurian in New York, Michigan and north Ohio; the Carboniferous in Pennsylvania; the Permian in Kansas, Texas and New Mexico; the Jurassic in Utah; the Tertiary in Louisiana, Idaho and Wyoming; and the Recent deposits of Oklahoma, Nevada and other western states. Manufacture.—At one time almost the whole of the salt in commerce was produced from the evaporation of sea water, and sea salt still forms a staple commodity in many maritime countries, especially where the climate is dry and the summer of long duration. Commercial salt is mainly manufactured from two sources, (1) natural brine and (2) rock salt.
(1) From Natural Brine-——-When an aqueous solution of sev-
liquor reaches a specific gravity 1-26 in the second pan, where the second grade of salt separates. In the third pan a specific gravity 1-275 is attained when the coarsest salt is deposited. The final mother liquor, termed bitterns, is used in some countries, eg. France, India and America, for the manufacture of potash.
bromine, Epsom salts and magnesium chloride.
'
The salt from each crystallizing pan is raked into rows and allowed to drain for some days, then collected into heaps, drained
again, lifted from the pans, washed and finally dried. As in most European countries a tax is levied on salt, it is obviously of advantage to trade in the dried material. The salt from the first pan is frequently utilized locally as table salt, that from the second pan goes as a rule into chemical industry, and that from
the third pan is used for pickling fish, refrigerating, and as bath salt. Typical compositions of the salts thus produced are given
in the following table: Grade I.| Grade II./GradeII1, Sodium chloride .
Calcium sulphate
Magnesium sulphate .
Magnesium chloride . Insoluble matter.
Water (moisture)
T
%o
%o
96-0
95°0
oro
0-2
o5
1-0
I-O
o2 sg
2-6
o-9
o5 trace
3I
o4
I2 o2 6-2
I00:0
In England, Germany, most of the eastern states of the United States and elsewhere where it is impracticable to manufacture salt by means of solar heat, the brines are concentrated by artificial heat. Formerly the brine was concentrated in open pans over a fire until crystallization of the salt occurred. More recently steam jacketed vessels were used, but now much of the salt produced in colder countries is manufactured in triple-effect vacuum pans. In the older method the brine, natural or artificial, is first pumped into settling tanks, where lime and magnesium salts may be precipitated by the addition of milk of lime. The excess of lime is then removed by soda ash and, after settling, the brine is delivered into the steam-heated evaporating pan (grainer) at approximately the same rate as that at which evaporation is taking place, and at a temperature only slightly below that of the brine in the grainer. To obtain a high-grade salt the bitterns are removed every day, but at less frequent intervals for coarser salt. The bitterns may be further concentrated by waste steam in a separate or “dividend” grainer, when salt suitable for refrigerating is deposited. Where multiple-effect vacuum evaporators are employed, the vacuum in each vessel is so adjusted that the steam from the first vessel is sufficiently hot to boil the brine in the second vessel, and so on. In a triple-effect system, vacua of 15, 24 and 27 inches of mercury have been found efficient, the vacuum of the third vessel representing a high degree of evacuation. With ordinary open pans, one ton of coal will produce
eral salts is evaporated, the salts separate in the order of their solubility, the least soluble salt being deposited first and the most soluble last. Hence in the case of sea water and brines the order of deposition is calcium carbonate, calcium sulphate, sodium chloride, magnesium sulphate, carnallite (potassium magnesium chloride) and finally magnesium chloride. These salts are not, however, deposited completely within sharply defined limits of concentration; there is some overlapping and each salt is contaminated to a greater or less extent with others. Further, when solar evaporation is employed the difference of temperature between day and night will affect the character of the salt deposited. The art of the salt-maker is to produce grades of salt suitable for the particular use to which it is to be put; e.g., table salt, industrial salt, fish salt. about 2 to 24 tons of salt, whereas it will yield 5 to 6 tons of Salt is produced by solar evaporation from sea water in France, salt with an efficient triple effect plant. Portugal, Spain, Italy, India, California and China, and from In France and Germany weak brines which could not profitably natural brine or salt lakes in India, Russia and the United States. be used for salt making with the aid of artificial heat are first The process generally adopted is similar in principle, although concentrated by a natural process. The brine is pumped to the details of evaporating pans and of manufacturing plant vary with top of a tower-like structure of scaffolding enclosing brushwood local conditions. A preliminary concentration is usually carried and is distributed by means of a spray over the top of the brushout by allowing the brine to flow through a series of channels wood. Exposure to air and wind during the trickling down to concentrating ponds constructed of wood, puddled clay or con- rapidly concentrates the brine which is collected in a trough and crete. The areas of the ponds vary from 280 to 20,000 sq. feet sprayed again over the brushwood until the liquor is sufficiently in different countries. The solution is concentrated first to specific strong to be used in the ordinary concentrating pans. The brines gravity of about 1-21. At this stage suspended impurities (sand at Pomeroy, Ohio, containing notable quantities of barium and clay) and the less soluble salts (calcium carbonate or chalk chloride were formerly concentrated in steam jacketed vessels and calcium sulphate, gypsum and anhydrite) are removed. The without treatment to remove this salt, but it is now customary to clear brine is now run successively into crystallizing pans, usually separate barium by a preliminary addition of “salt cake” (sodium three, of similar construction to the evaporating pans, where the sulphate) when the precipitated barium sulphate is removed by salt is deposited. The total area of crystallizing pans is approxi- sedimentation or filtration. By this procedure the barium chloride mately one tenth of that of the evaporating pans. In the first content of the first-grade salt has been reduced from 0.2% to crystallizing pan the brine is concentrated to a specific gravity negligible traces. as of 1-25 and here the finest: grade of salt is produced. The mother (2) Manufacture from Rock Salt—In the Middlesborough i ; cy
ene ii iae a ut
ay
'
SALT
3899
district of England and similar localities, fresh water is allowed chloric acid, chlorine, bleaching powder, and many heavy and to run down boreholes to the underground salt beds, remaining fine chemicals; the glass and soap industries are dependent upon there until it is saturated with salt. This artificial brine is then it and it is used also in the glaze and enamel trades. As a flux pumped up and the salt crystallized from heated pans in the it enters into metallurgical processes and has been used in the manner already described. White salt made from rock-salt is manufacture of cement to aid in the recovery of potash as a usually classified into boiled or fine, table, lump, stoved lump, by-product. Moreover, it finds a use in farming as an insecticide and a fertilizer, and as a lick stick for cattle. superfine, basket, butter and cheese salt, unboiled and common, The table on p. goo gives (in long tons) the world’s production chemical, fishery, Scotch fishery, extra fishery, double extra fish. J. E.; A. G. F.) ery and bay salt. These names are derived from the size and of salt for the years 1923-25. Ancient History and Religious Symbolism.—Salt must appearance of the crystals, from their modes of production and their uses. The small crystals of boiled salts are formed in a have been quite unattainable to primitive man in many parts of medium constantly agitated by boiling. The fine or stoved table the world. Thus the Odyssey (xi. 122 seg.) speaks of inlanders salts constitute the familiar white masses. Basket salt takes its who did not know the sea and used no salt with their food. In name from the conical baskets in which it is allowed to drain some parts of America, and even of India (among the Todas), when first drawn from the pan. Butter and cheese salts are not salt was first introduced by Europeans; and there are still parts stove-dried, but left in moist condition, being thus more easily of central Africa where its use is a luxury confined to the rich. applied to their respective uses. Of the unboiled salts, the first Indeed, where men live mainly on milk and flesh, consuming the two show by their names the use to which they are applied, and latter raw or roasted, so that its salts are not lost, it is not necesthe others merely depend for their quality on the length of time sary to add sodium chloride, and thus we understand how the which elapses between successive “drawings,” and on the tempera- Numidian nomads in the time of Sallust and the Bedouins of ture of evaporation, which varies from 55° to 180° F (13° to Hadramut at the present day never eat salt with their food. On 82° C). The time for unboiled salts varies from 12 hours to the other hand, cereal or vegetable diet calls for a supplement of salt, and so does boiled meat. 3 or 4 weeks, the larger crystals requiring the longer time. The habitual use of salt is intimately connected with the adWhere the rock-salt is of high degree of purity, as in the United States and in Galicia, the salt is ground and sieved, and vance from nomadic to agricultural life, z.e., with precisely that comes on to the market without further treatment. A great step in civilization which had most influence on the cults of almost drawback to this kind of salt is its tendency to revert to hard all ancient nations. The gods were worshipped as the givers of masses when kept in sacks. The mined salt in lumps of about the kindly fruits of the earth, and, as all over the world “bread 1 ft. diameter is first coarsely crushed and riddled. The coarser and salt” go together in common use and common phrase, salt was material is ground between rollers and the whole of the ground habitually associated with offerings, at least with all offerings salt screened to four sizes, namely, oversize, no. 2, no. 3 and which consisted in whole or in part of cereal elements. This pracC.F. (common fine). The last may be further screened into three tice obtained among the Greeks and Romans and among the sizes including “packers fine” while the oversize is frequently Semitic peoples (Lev. ii. 13). As covenants were ordinarily made sent back to the mill. In Germany a similar process is adopted, over a sacrificial meal, in which salt was a necessary element, the but coarser fragments of impurities such as anhydrite and expression. “a covenant of salt” (Numb. xviii. 19) is easily undergypsum are picked out by hand as the coarsely crushed rock- stood; it is probable, moreover, that. the preservative qualities of salt is carried past the workers on a travelling band or belt. salt made it a peculiarly fitting symbol of an enduring compact, The less pure forms of German rock-salt are purified by fusion, and influenced the choice of this particular element of the coveither alone or with soda ash and silica or with chalk and salt- enant meal as that which sealed an obligation to fidelity. Hence petre. In some cases the fused mass is subjected to a blast of the Greek phrase Gas xai rpamefay mwapaPaivey, the Arab compressed air to burn away carbonaceous matter, leaving a clear, phrase “there is salt between us,” the expression “‘to eat the salt white melt, which crystallizes on cooling. After separation from of the palace” (Ezra iv. 14, R.V.) and the modern Persian phrase the slag by concussion, the salt is ground and sieved. Alterna- namak hardm, “untrue to salt,” 2.e., disloyal or ungrateful and tively, an impure salt is digested with a saturated solution of many others. Salt and incense, the chief economic and religious necessaries pure salt in dilute hydrochloric acid, whereby impurities such as . gypsum, magnesium salts and iron oxide are dissolved. The of the ancient world, play a great part in all that we know of the treated salt is filtered, washed with a saturated solution of pure ancient highways of commerce. Thus one of the oldest roads in Italy is the Via Salaria, by which the produce of the salt pans of salt, dried, ground and graded for market. The salt workings in Great Britain represent the annual ab- Ostia was carried into the Sabine country. Herodotus’s account of straction of a mass of rock rather more than a foot in thickness the caravan route uniting the salt-oases of the Libyan desert Civ. spread over a square mile. This displacement leads to grave 181 seg.) makes it plain that this was mainly a salt-road, and to subsidences so that in certain places—Northwich and Winsford— the present day the caravan trade of the Sahara is largely i in salt. the damage to property is so great that the houses have to be The salt of Palmyra was an important element in the vast trade keyed up with “shaps,” “face-plates” and “bolts.” Saltmaking between the Syrian ports and the Persian Gulf (see PALMYRA), is not an tnhealthy trade, an occasional slight soreness of the and long after the glory of the great merchant city was past “the eyes being the only ailment, whereas the atmosphere of steam salt of Tadmor” retained its reputation (Mas‘idi viii. 398). In saturated with salt seems specially preservative against colds, like manner the ancient trade between the Aegean and the coasts of southern Russia was largely dependent on the salt pans at the rheumatism, neuralgia and similar troubles. Uses and Statistics—Table salt of fine grain and high mouth of the Dnieper and on the salt fish brought from this disquality will remain dry and powdery when exposed to the atmos- trict (Herod. iv. 53; Dio Chrys. p. 437). The vast salt mines of phere, owing to the addition of just sufficient sodium carbonate northern India were worked before the time of Alexander (Strabo or trisodium phosphate to combine with such hygroscopic im- v. 2, 6, xv. I, 30). The economic importance of salt is further purities as calcium and magnesium chlorides. Common salt used indicated by the prevalence down to the present day of salt taxes for various manufacturing purposes is a little coarser in grain than or of government monopolies. In Oriental systems of taxation high table salt. Fishing salt, a coarse-grained quality used in fish imposts on salt are seldom lacking and are often carried out curing, may contain up to about 5% of saline impurities. Bay oppressively with the result that the article is apt to reach the salt, the coarsest grained variety, contains about 10% of im- consumer in an impure state largely mixed, with. earth. “The salt purities and is used for refrigerating. Salt is used universally as which has lost its savour” (Matt. v. 13) is simply the earthy a condiment and preservative. It is employed in the meat pack- residuum of such an impure salt after the sodium chloride has ing, fish curing, dairy and pickle industries; for salting cattle, been washed out. Cakes of salt have been used as money—for example, in Abyscuring hides and refrigerating. It.is indispensable to the manufacture of sodium carbonate (washing soda), caustic soda, hydro- sinia and elsewhere in Africa, and in Tibet and adjoining parts.
SALTA
g00 1923
British Empire | United Kingdom, rock salt. 5 ss brine salt Mauritius, sea salt Nigeria . . . Somaliland, sea salt S.W. Africa . Sudan l Tanganyika . . . Union of South Africa. Canada . p Bahamas, sea salt er at at Turks and Caicos Islands, sea salt . A a a Ceylon . Cyprus... India, rock salt fe ake » {brine and sea salt. Weihaiwei ge Ok Australia, Victoria ~ Western 4s South . Total (British sources) United States of America, rock salt baci
. : : ; i s States of America, brine
1924
1925
Long Tons/Long Tons/Long Tons 48,914 53,454 44,617
1,837,968 | 1,992,308 | 1,888,973 1,500" 400*
I,500 400
1,707
1,303
9,000* 1,887
61,188 184,808
2,680||
58,060||| 28,270
766 ||
335 9,000
4,556
$ 188,158
1,570
§
22
8,000 ||
2,000 40,000
8,000
perors, ii. 200 seg.).
In the Roman army an allowance of salt was made to officers and men, from which in imperial times this salarium was converted
425 9,000
4,000
into an allowance of money for salt. BrstiocraPHy—E. Thorpe, A Dictionary of Applied Chemistry (7 vol., 1921-27) ; F. A. Fiirer, Salzbergbau und Salinenkunde (Bruns-
208,703
wick, 1900); A. Larbalétrier, Le Sel les Salines, et les Marais Salanis
1,291
52,327 |
119,673 | 189,237 1,661,483 | 1,434,238 2,000* 40,000*
I,500 400
(See the testimony of Marco Polo and Colonel Yule’s note on analogous customs down to our own time, in his translation of Polo ii., 48 seg. The same work gives interesting details as to the importance of salt in the financial system of the Mongol em-
62,432 §
§ §
I
2,000 40,000
8,000
50,286 62,687 78,251 4,100,000 | 4,100,000 | 4,200,000
(1901); J. O. von Buschmann, Das Salz, dessen Vorkommen und
Verwertung, etc. (2 vol., Leipzig, 1906-09) ; F. Ullmann, Enzyklopädie
der technischen Chemie (1914 etc.); W. C. Phalen, “Technology of Salt Making in the United States,” U.S.A. Bur. of Mines Bull. No. 146 (1917), and “Salt Resources of the United States,” U.S.A. Geol. Survey
Bull. No. 669 (1919); E. Manzella, Articles in Annali di Chimica applicata, vol. vii. (1917), and Giornale di Chimica industriale ed
applicata, vol. iii. (1921) ; R. L. Sherlock, Rock-Salt and Brine, vol, xviii. of the Memoirs of the Geol. Survey of the U.K. (1921) ; Imperial Institute, The Mineral Industry of the British Empire and Foreign Countries: Statistical Summary 1923-25 (1926).
SALTA, a north-western province of Argentina. Area, 48,302 sq.m.; pop. (1914) 140,927; 1927 (estimate) 162,424. The west-
1,878,216 | 1,843,488 | 2,091,637
ern part of the province is mountainous, being traversed from north to south by the eastern chains of the Andes. Indenting these,
:
5
‘
.
f
2,488,606 | 2,244,512 | 2,527,576
however, are large valleys or basins, of highly fertile and com-
rated salt .
.
.
.
i 1,999,886 | 1,986,210 | 1,995,696 . | 6,366,708 | 6,074,210 | 6,614,909
paratively level land, like that in which the city of Salta is situated. The eastern part of the province is chiefly composed of
salt
.
United States of America, evapoTotal (U.S.A. sources)
Other Countries Austria, rock salt. » brine salt Czechoslovakia . . . . France, rock salt and brine salt. » sea salt Eo N
Germany, rock salt
i brine salt Greece, sea salt Italy, rock salt
» brine salt 3 sea salt Yugoslavia Netherlands . Poland . Rumania Russia f
Spain, rock salt „ sea salt Switzerland . Algeria . .
Belgian Congo Egypt : Eritrea . Tunis. ae Dutch West Indies Mexico . : Chie , Colombia Peru . Venezuela China . . . Dutch East Indies Formosa. . . French Indo-China
Japan... . Philippine Islands Portuguese India . Siam . . . Anatolia. . .
. Total (other countries)
World total
1,496
2,700
2,054
80,457 131,925
106,682 122,768
126,651 124,000
286,883
371,214
449,468
87,886 612,584
150,054 588,310
211,672 626,924
848,989
§
1,169,484 | 1,267,881 | 1,327,049 332,276 $ § 1,558,521 | 1,570,759 | 1,738,879 58,945 51,906
45,000*] 25,969 357,468 | 301,684 | 924,016 | 97,034 | 607,288
66,951 24,076
80*
154,758|]) 20,000*
72,000 11,605 ||
66,000*
84,000 551982
48,000*| 31,895 636,089 297,895 998,443% 103,755
§ $ §
62,956
53,623 34,191 § § § $
§ § §
206,584 | 207,645 20,000
$ §
§
20,000
$ § §
37,627
53,513
29,000 25,000*
29,000 §
30,000*
30,000
30,000
29,000 26,096
§
2,000,000 | 2,000,000 | 2,000,000 122,066
235,400 | 134,000 II,215
472,195}
30,803 Í 12,000*
32,42841
4,184
626,929
§
12,000
39,923
100,000*] 100,000 10,500,000 |1I,000,000 21,000,000 121,000,000
§
5,861
12,000
34,639
100,000 {11,500,000 {22,000,000
*Approximate. tExports via land customs to Abyssinia. {Incomplete. ncludes sea salt at Aden.
Exports.
No information. #Year ending Sept. 30th of year stated.
4Exports for year ending March ist of year following that stated. Excluding production from salt Peds. Revised figures.
extensive areas of alluvial plains belonging to the Chaco formation, whose deep, fertile soils are among the best in Argentina. This part of the province is well wooded with valuable construction timbers and furniture woods. The drainage to the Paraguay is through the Bermejo, whose tributaries cover the northern part of the province; and through the Pasage or Juramento, called Salado on its lower course, whose tributaries cover the southern part of the province and whose waters are discharged into the Parana. The climate is hot in summer but mild in winter, and the year is divided into a wet and a dry season. Irrigation is necessary in a great part of the province, though the rainfall is abundant in the wet season, about 21 inches. Fever and ague, locally called chucho, is prevalent on the lowlands, but in the mountain districts the climate is healthy. There is consider-
able undeveloped mineral wealth, but its inhabitants are almost exclusively agriculturists. Its principal products are sugar, rum (aguardiente), wine, wheat, Indian corn, barley, tobacco, various tropical fruits, alfalfa and coffee. Stock-raising is carried on to a limited extent for the home and Bolivian markets. The province is traversed by a Government railway (the Central Northern) running northward from Tucumán to the Bolivian frontier, with a branch from General Güemes westward to the city of Salta
(q.v.), the provincial capital. The principal towns are Orán (pop. about 3,000) in the northern part of the province; Rosario de Lerma (pop. 2,500), 30 m.
N.W. of Salta; and Rosario de la Frontera (pop. 1,200) near the Tucumán frontier. ;
Salta was at one time a part of the great Inca empire, which
extended southward into Tucumán and Rioja. The first Spanish
settlement was made by Hernando de Lerma in 1582. SALTA, a city of Argentina, capital of a province of the same name, and see of a bishopric, on a small tributary (the Arias) of the Pasage, or Juramento, 976 m. by rail N.N.W. of Buenos
| Aires. Pop. (1914) 28,436. Salta is built on an open plain 3,560
ft. above the sea, nearly enclosed with mountains. The climate is warm and malarial in summer, but mild and pleasant in winter. Near by is the battle-field where Gen. Belgrano won the frst
victory from the Spanish forces (1812) in the War of Independence.
There is a large mestizo element in the population,
and the Spanish element still retains many of the characteristics of its colonial ancestors. Salta was founded in 1582 by Govemor
Abreu under the title of San Clemente de Nueva Sevilla, but the site was changed two years later and the new settlement was
called San Felipe de Lerma. In the 17th century the name S came into vogue. È
SALTASH—SALT SALTASH,
municipal borough, Bodmin parliamentary di-
vision, Cornwall, England, 5 m. N.W. of Plymouth, on the G.W. railway. Pop. (1931) 3,603. It is situated on the wooded shore of the Tamar estuary, on the lower part of which lies the port and naval station of Plymouth. Local communications are main-
tained by river steamers.
At Saltash the Royal Albert bridge
(1857-59) carries the railway across the estuary. The church of St. Nicholas and St. Faith has an early Norman tower. The church of St. Stephen retains its ornate Norman font. The town is a recruiting ground for the Royal Navy. Saltash (Esse, 1297; Ash, 1302; Assheburgh, 1392) belonged to the manor of Trematon and at the Domesday Survey was held by Reginald de Valletort. Reginald’s descendant and namesake
granted a charter to Saltash about 1190. This charter was confirmed in the fifth year of Richard IT. Roger de Valletort gave the borough of Saltash earls and subsequently Saltash. The privilege ferred by Edward VI.
to the earl of Cornwall. Thenceforth the the dukes of Cornwall were the lords of of parliamentary representation was conIn 1584 Queen Elizabeth granted a charter
of incorporation to Saltash. This was superseded by another in 1683. In 1832 Saltash was deprived of its two members.
SALT-BUSH, the name given especially in Australia to plants of the genus Atriplex (family Chenopodiaceae), which inhabit arid saline soils, notably to A. kalimoides and A. Nummularia, which are cultivated for forage. A. semibaccata, also native to Australia, is grown as a forage plant in California, where it is known as Australian salt-bush. (See GREASEWOOD.)
SALTILLO, a city and the capital of the State of Coahuila,
Mexico, about 615 m. by rail N. by W. of Mexico City. Pop. (1921) 40,451. Saltillo is on the Mexican National railway and another railway connects it with the important mining and industrial town of Torreón, on the Mexican Central. The city is on the great central plateau of Mexico, about 5,200 ft. above sea-level. It has a cool and healthy climate. Saltillo is an active commercial and manufacturing town, railway centre and the seat of a yearly fair of importance. Its manufactures include cotton
and woollen fabrics, knitted goods and flour. The woollen zarapes or ponchos of Saltillo are among the finest produced in Mexico. There ate undeveloped coal deposits in the vicinity. Saltillo was founded in 1586 as an outpost against the Apache Indians. It became capital of the State partisan controversy clova in 1833, but it
an incorporated city in 1827. In 1824 the of Coahuila and Texas was at Saltillo. A removed the seat of government to Monwas returned to Saltillo in 1835. The battle
of Buena Vista was fought near there on Feb. 22-23, 1847.
SALT LAKE CITY, the capital city of Utah, U.S.A., and
the county seat of Salt Lake county, on the Jordan river, Ir m. E. of Great Salt Lake, at the foot of the Wasatch mountains, about equally distant from Denver, Los Angeles, San Francisco and Spokane. It is on Federal highways 30 (the Lincoln), 40, and 91; has a modérn municipal airport and is the concentration and distribution point for air-mail between the Pacific coast and the East; and is served by the Denver and Rio Grande Western, the Union Pacific, the Western Pacific, and several electric railways, and by aeroplane lines to Chicago, San Francisco, Los Angeles, Seattle
and Great Falls. The population was native white) and was 140,267 in 1930. Physical
Aspect
and
118,110 in 1920 (82%
Buildings—Salt
Lake
City is the
largest city between the Rockies and the coast, and is the headquarters of the Church
of Jesus Christ of Latter-Day Saints
LAKE
CITY
gol
with a turtle-shaped roof unsupported by pillars or beams) where recitals are given daily on the magnificent organ (5,500 pipes); the assembly hall, also of granite, seating 2,500; a Bureau of Information and a Museum of Pioneer Relics; the first house built in Utah (enclosed in a protecting shelter); monuments to Joseph Smith and his brother Hyrum; and a monument to the sea-gulls which at a critical hour of the early colony’s history saved the crops and all the vegetation from destruction by grasshoppers. In the adjoining block are the administration building of the Church; Eagle Gate, formerly the entrance to Brigham Young’s estate; the Beehive house and the Lion house, two of his residences. The State capitol (a fine colonnaded building of marble and Utah granite, completed in 1916) stands half a mile N.E. of Temple square, at the head of State street (a long, straight thoroughfare) on an eminence commanding the entire valley and backed by the mountains. Immediately east of it is Memory Grove, a park created in honour of the veterans of the World War, at the entrance to City Creek canyon. On the east edge of the city is the 92-ac. campus of the University of Utah (established by the Provisional Government of the State of Deseret in 1850), which has an attendance of over 2,600. Beyond the university is Ft. Douglas, a regimental garrison post, and in the mountains near by is the army’s transcontinental radio station. At the entrance to Emigration Canyon, east of the military reservation, is a point (marked by Pioneer monument) where Brigham Young looked down over the valley and said he recognized the site that had been shown him in a vision. The State prison stands in the southern part of the city. Public parks and playgrounds cover 1,035 acres. Saltair, 15 m. west of the city, is a popular pleasure resort on the lake (in which it is impossible to sink, on account of
the large amount [about 22%] of salt in the water). Churches and Schools.—Of the 130 churches, about half are Mormon chapels, and the rest (including a Roman Catholic cathedral) represent most of the faiths and denominations commonly found in American cities. The public school system comprises 48 elementary, seven junior high, and two senior high. schools, and a part-time school for boys and girls who go to work before the age of 18. There are several private schools; a junior college under Presbyterian auspices (Westminster; established 1897); and various hospitals and charitable institutions. Interest in music, the dance, and the drama was fostered from the beginning by Brigham Young. The Tabernacle choir (500 voices) is one of the best choruses in the United States, and the Salt Lake theatre (one of the foremost in design and appointments when it
was built in 1862) has had a brilliant history. Salt Lake City ranked second among the large cities of the country in 1920 in the proportion of children and young people attending school and in literacy. The general death rate and the infant mortality are among the lowest in the country. Since 1911 the city has had a commission form of government. The assessed valuation of property for 1927 was $194,146,087. Commerce and Industry.—Salt Lake City is the commercial, financial and industrial centre of the State of Utah and of a large additional part of the inter-mountain territory. It is the seat
of the fourth branch (established 1918) of the Federal Reserve
Bank of San Francisco, serving 31 counties in Idaho and four in Nevada besides the entire State of Utah. Debits to individual
accounts in the local banking institutions amounted in 1927 to $881,787,000. Manufacturing has expanded rapidly since the World War. More than roo national firms have established branch
factories or distributing offices here, to supply the natural trade tetritory of the city (500,000 sq.m.), and many local industriés have extended their markets to cover the country. Among the leading industries are slaughtering and meat-packing, printing by Brigham Young (g.v.), and the basic plan of the city was de- and publishing, the refining of oil, the smelting of silver, lead and termined by the original survey under his direction, which laid it copper, and the manufacture of beet sugar, candy, flour and radio out in ten-acre blocks, separated by streets 132 ft. wide. In oné equipment. Salt Lake City makes a third of all the “loud of these blocks (Temple square, originally the centre of the com- speakers” for radios produced in the United States. Receipts at munity) stand the great Mormon temple which no “gentile” may the stockyards totalled nearly 1,000,000 head in 1926, of which enter, built of grey gtahite (1853-93) with walls six feet thick the local packing-plants used 155,000 head. There is an oil rèand six spires, the highest (220 ft.) surmounted by a copper statue finery covering 120 acres. The suburb of Murray, 7 m. S. (popuof the angel Moroni; the tabernacle (a low building seating 10,000, lation in 1920; 4,584) is a great smelting centre.
(Mormons), by whom it was founded and who are still the largest
single element in the population. It has an area of 52-3 sq.m.; an altitude of 4,258 ft.; and is almost surrounded by mountain peaks, some of whith reach a height of 12,000 feet. The site was chosen
902
SALTO—SALTPET RE
History.—The history of the city is bound up with that of the
formation of this salt is not quite clear; but it is certainly con.
Mormons (q.v.) and of the State (see Uram). On July 22, 1847, an advance party of Mormons, led by Orson Pratt and Erastus Snow, in search of a place where they might “colonize in peace and safety,” entered the Salt Lake valley. On July 24, Brigham Young arrived and approved the site, and on July 28 he chose the spot for the temple. Ploughing and planting were begun forthwith; the hard sun-baked earth was flooded by building a dam in City Creek canyon; and an irrigation system was devised. The city was named the City of the Great Salt Lake, and was so called until 1868. Before the end of 1847 the main body of the people arrived. A theocratic government was set up, with a bishop in charge of each of the 19 wards into which the community was divided. The settlers were American citizens squatting on foreign soil, for the region at that time belonged to Mexico, and they were practically beyond the reach of any civil government, as their leaders had desired. This isolation was of brief duration. The Treaty of Guadalupe-Hidalgo, at the close of the Mexican War, transferred the region to the United States, and after the discovery of gold in California, the city was overrun with caravans of treasure-seekers. Many of the colonists deserted to join the stream of prospectors, notwithstanding the attitude of their leader, who opposed the exploitation of mineral wealth (even in Utah) and whose ideal was a community of farmers, merchants and manufacturers. Those who stayed at home grew rich as outfitters. There was a considerable immigration from Europe in the early years, especially from England, where the Mormon missions were very successful. By 1850 the city had a population of 6,000. It was chartered in 1851 by the Territorial legislature of Utah. After the Civil War the non-Mormon population steadily incteased, and there was a long period of conflict between the opposing elements, as well as officially between the Mormon Church and the U.S. Government over the practice of polygamy and other matters of dispute (see Mormons), all of which happily is now long past. The population of the city has grown steadily, more than doubling itself in each 20-year period since 1860.
ditioned by the simultaneous contact of decaying nitrogenous matter, alkalis, air and moisture. The demand for saltpetre as an ingredient of gunpowder led to the formation of saltpetre plantations or nitriaries, which at one time were common in France, Germany and other countries; the natural conditions were simulated by exposing heaps of decaying organic matter mixed with alkalis (lime, etc.) to atmospheric action. The salt is obtained from the soil in which it occurs naturally, or from the heaps in which it is formed artificially, by extracting with water, and adding to the solution wood-ashes or potassium carbonate. The liquid is fltered and then crystallized. Since potassium nitrate is generally more serviceable than the sodium salt, whose
deliquescent properties inhibit its use for gunpowder manufacture, the latter salt, of which immense natural deposits occur (see below), is converted into ordinary saltpetre in immense quantities. This is generally effected by adding the calculated amount of potassium chloride (of which immense quantities are obtained
as a by-product in the Stassfurt salt industry) dissolved in hot water to a saturated boiling solution of sodium nitrate; the common salt, which separates on evaporating the solution, is removed from the hot solution, and on cooling, the potassium nitrate crystallizes out and is separated and dried. As found in nature, saltpetre generally forms aggregates of delicate acicular crystals, and sometimes silky tufts, but not as distinctly developed crystals. When crystallized from water,
crystals belonging to the orthorhombic system, and having a prism angle of 61° 10’, are obtained; by the evaporation of hot solutions, unstable rhombohedra may be obtained, but these rapidly revert to the more stable form on cooling.
The hardness is 2, and the
specific gravity 2-1. It is fairly soluble in water; 100 parts at o° C dissolving 13-3 parts of the salt, and about 30 parts at 20°; the most saturated solution contains 327-4 parts of the salt in roo of water; this solution boils at 114-1°. It fuses at 339° to a colourless liquid, which solidifies on cooling to a white fibrous mass, known in pharmacy as sal prunella. It is an energetic SALTO, the third city of Uruguay in population and impor- oxidizing agent, and on this property its most important applicatance, capital of the department of the same name. Pop. (1927) tions depend. At a red heat it evolves oxygen with the formation about 30,000. It lies on the Uruguay river opposite the Argentine of potassium nitrite, which, in turn, decomposes at a higher town of Concordia, 336 m. (590 km.) by railway from Monte- temperature. Heated with many metals it converts them into video and 22r m. (356 km.) by water from Buenos Aires. It is oxides, and with combustible substances, such as charcoal, sulgo m. (144 km.) above its rival city of Paysandu, and r2 m. phur, etc., a most intense conflagration occurs. Its chief uses (19 km.) below the rapids which mark the end of the navigation are in glass-making to promote fluidity, in metallurgy to oxidize of the Uruguay river for large steamers. Salto is reached by rail impurities, as a constituent of gunpowder and in pyrotechny; it from Montevideo by the Central railway to Paso de los Toros is also largely used in the manufacture of nitric acid. and thence by Midland railway, via Paysandu. The Northwestern Potassium nitrate was used at one time in many different Uruguay railroad runs from Salto to the Brazilian border at diseased conditions, but it is now never administered internally, Santa Rosa (112 m. or 181 km.), where it connects with the as its extremely depressant action upon the heart is not comBrazilian railways. The Mihanovitch steamship lines give good pensated for by any useful properties which are not possessed river boat service. The Salto region is an important stock raising by many other drugs. One most valuable use it has, however, centre, notable for the high grade of its cattle. There are packing is the treatment of asthma. Al nitrites (e.g., sodium nitrite, ethyl houses and wine factories and the region produces varied agricul- nitrite, amyl nitrite) cause relaxation of involuntary muscular tural wealth. The town is modern, well lighted and paved. fibre and therefore relieve the asthmatic attacks, which depend The province of Salto covers 4,855 sq.m., with a population of upon spasm of the involuntary muscles in the bronchial tubes. 83,690, or 17-2 per square mile, slightly less than the average for Saltpetre may be made to act as a nitrite by dissolving it in the country, which is 21-17. A large proportion of the population water in the strength of about fifty grains to the ounce, soaking are Brazilians, as the province borders on Brazil. The country is blotting-paper in the solution and letting the paper dry. Pieces rolling prairie, devoted very largely to cattle raising, with the about 2 in. square are then successively put into a jar and lighted. exception of farms and vineyards about the principal towns. The patient inhales the fumes, which contain a considerable proSALTPETRE, the commercial name given to three naturally portion of nitrogen oxides. This treatment is frequently very sucoccurring nitrates, distinguished as (1) ordinary saltpetre, nitre cessful indeed in relaxing the bronchial spasm upon which. the or potassium nitrate, (2) Chile saltpetre, cubic nitre or sodium most obvious features of an attack depend. | nitrate (3) wall saltpetre or calcium nitrate. These nitrates 2. Chile Saltpetre, Cubic Nitre or sodium nitrate, NaN’ Os, generally occur as efflorescences caused by the oxidation of nitroge- occurs under the same conditions as ordinary saltpetre in deposits nous matter in the presence of the alkalis and alkaline earths. covering immense areas in South America, which are known 1. Ordinary Saltpetre or Potassium Nitrate, KNOs, occurs, locally as caliche or terra salitrosa, and abound especially in the mingled with other nitrates, on the surface and in the superficial provinces of Tarapaca and Antofagasta in Chile, the fields bemg layers of the soil in many countries, especially in certain parts confined to a narrow strip of country 24 miles in width. and of India, Persia, Arabia and Spain. The deposits in the great 260 miles in length. The nitrate forms beds, varying in thicklimestone caves of Kentucky, Virginia and Indiana have been ness from 6 in. to 12 ft., under a covering of conglomerate locally probably derived from the overlying soil and accumulated by known as lostra, which is itself overlaid by a loose sandy. s percolating water; they are of no commercial value. The actual The conglomerate consists of rock fragments, sodium chloride.qnd
SALT
RANGE—SALUTATIONS
993
various sulphates, cemented together by gypsum to form a hard compact mass 6 to to ft. in thickness. The caliche has often a granular structure, and is yellowish-white, bright lemon-yellow, brownish or violet in colour. It contains from 48 to 75% of sodium nitrate and from 20 to 40% of common salt, which are _associated with various minor saline components, including sodium iodate and more or less insoluble mineral, and also some organic matter, e.g., guano, which suggests the idea that the nitrate was
Embraces.—Forms of salutation frequent among savages and barbarians may persist almost unchanged in civilized custom. The habit of affectionate clasping or embracing is seen at the meetings of the Andaman islanders and Australian blacks, or where the Fuegians in friendly salute hug “like the grip of a bear.” This natural gesture appears in old Semitic and Aryan
formed by the nitrification of this kind of excremental matter. The caliche is worked up im loco for crude nitrate by extracting the salts with hot water, allowing the suspended earth to settle, and then transferring the clarified liquor, first to a cistern where it deposits part of its sodium chloride at a high temperature, and then to another where, on cooling, it yields a crop of crystals of purified nitrate. The nitre thus refined is exported chiefly from
called by travellers “rubbing noses”) belongs to Polynesians, Malays, Burmese and other Indo-Chinese, Mongols, etc., extending thence eastward to the Eskimo and westward to Lapland. Kissing.—The kiss, the salute by tasting, appears constantly in Semitic and Aryan antiquity. Herodotus describes the Persians of his time as kissing one another—if equals on the mouth, if one was somewhat inferior on the cheek (Herod. i. 134). In Greece, in the classic period, it became customary to kiss the hand, breast or knee of a superior. In Rome the kisses of inferiors became a burdensome civility (Martial xii. 59). The early Christians made it the sign of fellowship: “greet all the brethren with an holy kiss.” Of more ceremonial form is the kiss of peace given to the newly baptized and in the celebration of the Eucharist, which is retained by the Greek church. After a time, by ecclesiastical regulations, men were only allowed to kiss men, and women women, and eventually in the Roman Catholic Church the ceremonial kiss at the communion was only exchanged by the ministers, a relic or cross called an osculatorium or pax being carried to the people to be kissed. While the kiss has thus been adopted as a religious rite, its original social use has continued. Among men, however, it has become less effusive. Court ceremonial keeps up the kiss on the cheek between sovereigns and the kissing of the hand by subjects. When these osculations cease to be performed they are still
Valparaiso, whence the name of “Chile liquors used to be thrown away, but extraction of their iodine (g.v.). Chemically pure sodium nitrate can recrystallization of Chile saltpetre or
Saltpetre.” The mother are now utilized for the
be obtained by repeated by synthesis. It forms colourless, transparent rhombohedra, like those of Iceland spar; the crystals are almost cubic: hence the name of “cubic saltpetre.” One hundred parts of water at o° and at roo° dissolve 72-9 and 180 parts of the salt; at 120°, the boiling-point of the saturated solution, 216 parts. The salt fuses at 316°; at higher temperatures it loses oxygen (more readily than the corresponding potassium salt) with the formation of nitrite, which, at very high temperatures, is reduced ultimately to a mixture of peroxide, Na2Oe2, and oxide, NaxO. The chief applications of Chile saltpetre are in the, nitric acid industry, in the manufacture of ordinary saltpetre, and particularly as a fertilizer. When quite pure, it is only very slightly hygroscopic. 3. Wall-saltpetre or Lime Saltpetre, calcium nitrate, Ca(NOs)2, is found as an efflorescence on the walls of stables; it is now manufactured in large quantities from atmospheric nitrogen. (See NITROGEN, FIXATION oF.) Its chief applications are as a manure and in the nitric acid industry.
SALT RANGE, a hill system in the Punjab and North-West Frontier Provinces of India, deriving its name from its extensive deposits of rock salt. The range commences in Jhelum district, in the lofty hill of Chel (3,701 ft.), on the right bank of the river Jhelum, traverses Shahpur district, crosses the Indus in Mianwali district, thence a southern branch forms the boundary between Bannu and Dera Ismail Khan until it finally merges in the Waziristan system of mountains. The salt range contains the great mines of Mayo, Warcha and Kalabagh, which supply the wants of all Northern India. Coal of an inferior quality is also found. SALTYKOV (STCHEDRIN), MICHAEL EVGRAF-
OVICH
(1826-1889), Russian satirist, was born on his father’s
estate in the province of Tula, Jan. 15 (27), 1826. In 1848 he published Zaputennoye Dyelo (“A Complicated Affair’’), which led to his banishment to Vyatka, where he spent eight years as a minor government official. The clever picture of Russian provincial officials in his Gubernskie Otcherki (‘Provincial Sketches’’) resulted from this experience. After an interval given to writing he was appointed deputy governor, first of Ryazan and then of Tver. On his return to St. Petersburg in 1864 he was appointed. president of the local boards of taxation successively at Penza, Tula and Ryazan. In 1868 he finally quitted the civil service. His principal works are: Poshekhonskaya Starina (“The Old Times of Poshekhona”), Jstoria odnavo Goroda (“The History of a Town”); A Satirical History of Russia; Messzeurs et Mesdames Pompadours; and Messieurs Goloviof. He died in St. Petersburg on April 30 (May x12), 18890. SALUS, an ancient Roman goddess of safety (from defeat, etc.). In 302 B.c. a temple on the Quirinal was dedicated to Salus (Livy x. 1), Salus being identified with Hygieia (g.v.). See Wissowa, Relig. u. Kultus, p. 131.
SALUTATIONS
or Greettncs,
the customary forms
custom.
Rubbing
Noses.—The
salute by smelling or sniffing (often
talked of by way of politeness: Austrians say, “Kiss d’ Hand!” and Spaniards, “Beso a Vd. las manos!” (“I kiss your hand!’’). Strokings, pattings and other caresses have been turned to use as salutations.
Weeping.—Weeping for joy is sometimes affected as a salu-
tation. Highly ceremonious weeping is performed by several rude races when, meeting after absence, they renew the lamentations over those friends who have died in the meantime. Among the Australian natives, the male nearest of kin presses his breast to the newcomer’s, and the nearest female relative, with piteous lamentations, embraces his knees with one arm, while with the other she scratches her face till the blood drops. Obviously this is mourning. So, too, the New Zealand tangi is performed at the reception of a distinguished visitor, whether he has really dead friends to mourn or not, Weeping, as A. R. Brown has shown, is for the Andamanese a rite for the revival of sentiments that have lain dormant, the renewal of interrupted social relations and for the recognition of a change in personal relations. Cowering.—Cowering or crouching is a natural gesture of fear or inability to resist. Its extreme form is lying prostrate, face to the ground. In barbaric society, as soon as distinctions are marked between master and slave, chief and commoner, these tokens of submission become salutations. The sculptures of Egypt and Assyria show the lowly prostrations of the ancient East, while in Dahomey or Siam subjects crawl before the king. A later stage is to suggest, but not actually perform, the prostration, as the Arab bends his hand to the ground and puts it to his lips or forehead, or the Tongan would touch the sole of a chief’s foot, thus symbolically placing himself under his feet. Kneeling.—Kneeling prevails in the middle stages of culture,
as in the ceremonial of China; Hebrew custom sets it rather . apart as an act of homage to a deity; mediaeval Europe distinguishes between kneeling in worship on noes knees and on one knee only in homage. Bowing.—Bowing, as a salute of reverence, appears in its extreme in oriental custom, as among the ancient Israelites: “bowed
of himself to the ground seven times.”
kindly or respectful address; especially on meeting or parting or on occasions of ceremonious approach. Etymologically salutation (Lat. salutatio, “wishing health”) refers only to words spoken.
The Chinese according to the degree of respect implied bow kneeling or standing. The bowing salutation, varying in Europe from something less than the Eastern salaam down to the slightest inclination of the head,
904
DALU
ALU
OAL
VALYUIN
Physical Features.—The chief physical features of Salvadoy is given mutually. Uncovering is a common mode of salutation, originally a sign of disarming or defencelessness or destitution are the two mountain chains, largely independent of the central in the presence of a superior. Taking off the hat by men has for Cordillera of Central America, which cross the country and the ages been the accepted mode in the Western world. Some rich river valleys (chiefly that of the Rio Lempa). The mountains Eastern nations are apt to see disrespect in baring the head, but are accented by a series of volcanic cones, some of ancient and insist on the feet being uncovered. Europeans have been called some of recent origin, which cross the country from east tg on to conform to a native custom by taking off their shoes to west. Most of the area of the country is comprised in the plateau, enter the royal presence. In Burma it is respectful to squat in the presence of a superior; elsewhere the inferior should stand. Handshaking.—Grasping hands appears in antiquity as a legal act symbolic of the parties joining in compact, peace or friendship. In marriage, the hand grasp was part of the ancient Hindu ceremony, as was the “dextrarum iunctio” in Rome, which passed on into the Christian rite and became a mere salutation. Words of Greeting.—As to words of salutation, even among the lower races certain ordinary phrases have passed into formal greetings. Many formulas express difference of rank and consequent respect, as where the Basuto salute their chiefs with “Tama sevaial’ t.e., “Greeting, wild beast!’ Congo negroes returning from a journey salute their wives with an affectionate “Okowe!l” but they, meekly kneeling round him, may not repeat A HILL IN THE MINING SECTION OF NORTHERN SALVADOR, SHOWING the word, but must say “Ka! ka!’ Among cultured nations, THE GOAT PATHS CORRUGATED DURING THE RAINY SEASONS salutations are apt to be expressions of peace and goodwill. Such formulas run on from age to age, and the latter may be traced some 2,000 ft. high, between the mountain chains, the region on to the Muslim greeting, “Salām “alaikum!” (“The peace be in which the coffee of Salvador is cultivated, and in which are on you”), to which the reply is “Wa-‘alaikum as-salam!” (“And situated the volcanoes. The Rio Lempa rises in Guatemala, crosses on you be the peace,” sc. “of God!”). This greeting is a password a corner of Honduras, and entering Salvador near Citala, flows among fellow believers, for it may not be used by or to an infidel. east, forming its famously rich and beautiful valley, turns south The Babylonian form, “O king, live for ever!” (Dan. iii. 9), at the base of the volcano Siguatepeque, and enters the Pacific represents a series of phrases, which continue still in the “Vivat at 80° 40° W. The Lempa is the only river of importance, and rex!” (“Long live the king!”). The Greeks said “Be joyful!” although it can be navigated for portions of its course, is little both at meeting and parting. The Romans applied “Salve!” used. The Rio San Miguel drains the country between the Bay (“Be in health!”) especially at meeting, and “Vale!” (“Be of Fonseca and the Lempa valley. The volcanoes are clustered well!”) at parting. In the modern civilized world, everywhere, into more or less well defined groups, and in some of these beautithe old inquiry after health appears, the “How do you do?” ful crater lakes are found; the largest of these, Lake Ilopango, becoming so formal as often to be said on both sides, without has been used as a landing place for seaplanes. The most imporeither waiting for an answer. Hardly less wide in range is tant volcanic groups are, from west to east: the Izalco group, the set of phrases “Good day!” “Good night!” etc., varying including Izalco (thrown up in 1770), Marcelino, Santa Ana according to the hour and translated into every language of (8,300 ft.), Naranjos, Aguila, San Juan de Dios, Apaneca, TamaChristendom. Among other European phrases, some correspond jaso and Lagunita; the San Salvador group, 30 m. east, the chief to our “Welcome!” and “Farewell!” while the religious element cone of which is San Salvador; Cojutepeque to the north-east; the is exemplified by our “Good-bye!” (“God be with you!”) and San Vicente group farther east, marked by San Vicente volcano French “Adieu!” Such half-meaningless forms of salutation and Lake Ilopango; and the San Miguel group, to the southserve the purpose of keeping up social intercourse. east, including notable landmarks like San Miguel (7,120 it.), SALUZZO, a city and episcopal see of Piedmont, Italy, in Chinameca, Buenapa, Usulatan, Tecapa and Taburete. Twa the province of Cuneo, 42 m. S. of Turin by rail, 1,296 ft. above other volcanoes, Cacaguateque and Sociedad, in the north-eastern sea-level. Pop. (1921) 113,976, town; 15,680, commune. The portion of the country, lie in the Cordillera and are not ta he upper town preserves some part of the fortifications which pro- taken as part of the Salvador groups proper. Many of these tected it when, previous to the plague of 1630, the city had volcanoes are in eruption, and San Miguel has had violent outupwards of 30,000 inhabitants. The old castle of the marquises bursts in recent years. In 1923 San Salvador suffered an eruption of Saluzzo (the line runs 1142-1548) now serves as a prison. which destroyed the coffee crop and damaged the city. But plants Besides the Gothic cathedral (1480-1511), with the tombs of the whose crops are destroyed by eruptions of volcanic dust invariably marquises, the churches of San Giovanni (formerly San Domen- come up again with renewed vigour. ico), San Bernardo and the Casa Cavazza, now the municipal Climate.—Salvador has, in general, a climate similar to that museum, are noteworthy. Railways run to Cuneo and Airasca described under Central America, but locked in as it is by the (the latter on the Turin-Pinerolo line). Cordillera which marks its boundaries with Guatemala and Henry IV. restored the marquisate to Charles Emmanuel I. of Honduras, it has an almost temperate climate, on the table-land and along the mountain slopes, which are intensively cultivated Savoy at the peace of Lyons in 16or. SALVADOR or EL SALVADOR (sometimes incorrectly for coffee, often to the very summits of the hills or volcanoes. called San Salvador from its capital city), the smallest and most The lowland is often hot and sultry when the winds are not blowdensely populated republic of Central America and probably the ing. The recognized seasons are the wet and the dry, the wet most intensively cultivated country in Latin America. It is season, from May to October, being confusingly called “winter” bounded on the north and east by Honduras, on the south by the in Salvador, the dry season, from November to April, “summer. Pacific ocean and on the west and north-west by Guatemala. It Winds and thunderstorms mark the middle of the wet season, 10 is the only republic:of Central America which has no Atlantic July and August, and in September and October the rains are
seaboard. ‘Pop. (estimated, as of Jan. 1, 1927) 1,657,000. republic greatest sq.km.); greater Western
is 140 m. long from east to west, and 60 length is about 160 miles. Its area is 13,176 the population density is thus about 125 density than that of any other national Hemisphere.
The
m. wide; its sq.m. (34,126 per sq.m., a area in the
almost continuous, but moderate. Following the August storms, there is a brief dry spell, the “dog days,” veranillo or “little summer,” when crops are planted and preparations made for obtaining the greatest productivity from the soil. In the earlier days, when Salvador suffered from revolutions, there was a tradition that no revolution could be fought during the veranillo, as both g i
SALVADOR armies insisted on returning home to attend to their planting. The geology, flora and fauna of Salvador are described in the
article CENTRAL AMERICA. Inhabitants.—As noted above, Salvador has a population of
905
and the International Railways finished their Salvador line to La Unión in 1922 and connected up with the Guatemala line in 1929. There is a short railway to Santa Tecla, near San Salvador,
a line which is projected to be continued to La Libertad at some future date. The highways have been well developed, the older the people living on farms, and the number of landowners in- road, of dirt, having been built and kept up for many years, and cluding a very large number of small landholders; these small in recent years, paved city streets and properly graded and surfarmers raise coffee and sugar which is milled in larger properties faced highways having opened up the interior. The highway to or céntrals, which buy the crops or prepare it for the market on La Libertad from San Salvador has been built and improved twice a percentage basis. In 1887 the population was put at 664,513; in since it was first projected. p I90I it was 1,006,848; in 1906, 1,116,253. The chief cities Finance.—The external debt of Salvador is (1927) £1,946,586, are San Salvador, the capital (84,315), San Miguel (35,546), San in English pounds and about $6,000,000 in U.S. dollars, all under Vicente (31,927), Sonsonate (16,233), Santa Tecla (27,279), La the 1923 gold bond issue, which was one of the first of the Unién (6,946), the principal seaport. ` modern issues of Latin American securities. A portion of the debt The people of Salvador are made up of white, chiefly Spanish, bears 8% (the remainder, which replaced outstanding obligations, stock (about 10%); mixed blood, Spanish and Indian (about draws 6%), in spite of the fact that the interest and amortization 50%); and Indian (40%). There are very few negroes. The are guaranteed by a fiscal agent, whose issue of stamps must be rulers are chiefly of the white group, and this strain is jealously used for payment of most of all customs duties. Since 1923, when guarded; the large coffee owners are whites of Spanish colonial the loan was floated, Salvador has enjoyed a surplus of revenues, origin, there being some foreigners, but no such proportion of when prior to that time there was almost invariably a deficit. The German-owned coffee estates as in Guatemala, for instance. The figures since 1923 are as follows, in American dollars :— Indians of Salvador constitute an important element of the population, being industrious, efficient and commanding, as a class, Revenue Expenditures higher wages on the plantations than the mixed bloods of similar $13,925,206 $14,865,172 social groups; the Indian villages are still largely segregated by 17,833,756 14,821,949 their own choice, but they have their own little coffee farms and 20,271,074, 20,320,309 work at wages, with their families, for the white owners of the 22,314,798 21,922,930 larger estates. Industry and Agriculture—Salvador aspires to become an The unit of currency is the colón, established on July 16, 1920, industrial country, and the dense population, the character of the at a value of 50 cents, U.S. currency. The colón is divided into people and the geographical location tend to make this a likeli- 100 centavos, and subsidiary silver and nickel coins are issued. hood of the future, when indeed electric power may possibly be U.S. currency is legal tender for all debts. There are three banks developed in industrial quantity from such sources as Lake authorized to issue paper currency, the Banco Salvadorefio, the Tlopango, although the danger of earthquakes which would destroy Banco Occidental and the Banco Agricola Comercial. On Dec. 31, reservoirs makes capital timorous in this direction. Meanwhile, 1926, there were 15,904,868 colones of paper in circulation, secured although there are local manufacturing industries, Salvador is an with a gold reserve of 65% of their face value. agricultural State chiefly, and produces coffee, sugar and specialGovernment.—The present Constitution of Salvador was ities in quantities which make it an important factor, in proportion promulgated Aug. 13, 1886, and provides for the three divisions to its size, in world markets. Coffee is the chief crop, the exports of government. The legislative function is vested in a congress amounting to about 100,000,000 lb. annually, more than 80% of of a single chamber, which meets annually between Feb. 1 and 15, the exports. Sugar is second, with exports of approximately for 40 sessions; other sessions may be called for special purposes 21,000 tons. Maize, which is shipped to neighbouring Central by the president. The chamber has 42 members, 3 from each American countries, including Costa Rica and Nicaragua, is third. department elected by popular vote for one-year terms. Voting Beans are a similar food crop, and some wheat is also exported. is obligatory on every male citizen of 18 years or over. The Of the specialities, balsam of Peru and indigo are the chief, and president and vice president are elected by popular vote for fourboth are important. Balsam, a healing drug (gq.v.), is produced year terms, and may not succeed themselves for the ensuing foursolely in Salvador, the misnomer coming down from early Spanish year term. The president of Salvador is Dr. Pio Romero Bosque, days, when Peru was best known. There is some mining, about whose term expires on March 1, 1931. The president has four 200 mining establishments being listed as in operation, but the cabinet officers, who are required to attend meetings of congress total exports, chiefly gold, reach only about £250,000 annually. and to answer inquiries from the deputies. The judiciary is comCommerce and Trade.—With 80% of the production of the posed of a supreme court, one court of third instance, and several country devoted to coffee, the exports and indeed the imports of first and second instance. The supreme court is composed of depend largely on the crop and its price, and in recent years three judges of third instance, and four of second instance. Salvaboth have been excellent; hence Salvador has prospered greatly. dor is divided into 14 departments presided over by governors The following data show the tendencies :— appointed by the president for terms of four years. Education and Religion.—In 1926 there were 849 public Exports Imports schools with 1,555 teachers and 51,933 enrolled pupils, ten travelling teachers serving rural schools. There were also 37 private £2,060,795 £2,346,253 schools and 6r municipal schools. In secondary education there 25 3 24, III 5,415,000 were the National Institute and 16 private lyceums, two normal 3,419,000 3,474,000 schools and the National university with faculties of arts and the 3:374:434 5,079,611 professions. The Roman Catholic religion prevails, although there Salvador now exports much of her coffee by rail through Guate- is freedom of worship. The church is headed by an archbishop mala and Puerto Barrios, but the bulk still travels abroad through in San Salvador and bishops in Santa Ana and San Miguel. the three seaports, Acajutla, the terminus of the old Salvador History.—Salvador was conquered by Pedro de Alvarado, railway, a British property; La Libertad, the port of San Salvador, Cortés’ doughty lieutenant, who invaded the present republic in but not greatly used for freight, and La Unión, the modern port 1524 and early the next year met and defeated the Indians and at the southern terminus of the International Railways of Central captured their capital, Cuscatlan, placing the rule of the new America. The coasting vessels that touch the Panama canal and region under the captain-generalcy of Guatemala. Salvador denorthward make one or more of these stops in Salvador. clared her independence from Spain with the other countries of Communications.—tThe interior is well supplied with railways Central America, on Sept. 15, 1821, and her history was that and with highways. The Salvador railway was opened in 1882, of Central America during the early period (see CENTRAL AMERabout 1,657,000, and is densely inhabited, a large proportion of
gob
SALVAGE
remedy of the salvor is against the property itself by proIca). The independent history of Salvador has been marked by nary in rem, to enforce the maritime lien given him by the a number of revolutions and by wars between the Central Ameri- ceedings that property. This enables him to arrest the property, upon law During America. Central on can countries described in the article the jurisdiction, into whose hands soever it may have within if the World War Salvador remained neutral, apparently following if necessary, the court will order a sale, and payment and, come; forher Later Mexico. of Carranza President of the leadership out of the proceeds. The salvor has also a remedy claim his of of statement a for eign minister called upon the United States against the owners or others interested in the propthe Monroe Doctrine, as mentioned in the Versailles Treaty. In in personam it seems that this right depends upon property but saved; erty influence. Mexican of denial ial extra-offic an 1921 Salvador issued and having come to the owner’s hands. The saved, been to having confined is Salvador on BIBLIOGRAPHY-—The recent literature amount which can be awarded is limited by the value of that books on Central America. Amongst them are Wallace Thompson, Rainbow Countries of Central America (1926); D. G. Munro, The Five Republics of Central America (1916). See also P. F. Martin, Salvador of the Twentieth Century (1911); J. Leiva, The Republic of El Salvador (1913); F. Gavidia, Historia moderna del Salvador (1917); L. Quiñónez, La cuestión económica (1919) ; Department of Overseas Trade Reports, annual series (London, 1923 seq.); H. G. James and P. A. Martin, The Republics of Latin America (1923); L. E. Elliott, Central America (1924); W. S. Robertson, History of
the Latin-American Nations (1925).
(W. THO.)
SALVAGE, includes a service rendered voluntarily by a person by saving life or property from peril, and also the reward for such service and in certain cases the thing saved, as from fire on land. Usually the word is employed in reference to salvage at sea, which has two divisions: (1) civil salvage, (2) military salvage. Civil Salvage.—This is defined in English law as such a service as may become the ground of a reward in an admiralty court, and arises from the preservation of life or property from dangers of the sea. The jurisdiction to give it is an admiralty jurisdiction. But the right to reward was recognized in the courts of common law before the admiralty court became, as it now is, a part of the High Court of Justice, e.g., by enforcing a possessory lien of the salvor over the salved property. The origin of the rule has been traced to the doctrine of Roman law that “spontaneous services” in the protection of lives and property should be rewarded. But that doctrine has not found a place in English law, except as part of the maritime law administered in the court of admiralty. Thus services on land, as in rescuing lives or houses or goods from fire, do not entitle the person rendering those services to reward, unless he has acted under some contract or employment. But at sea or in a harbour or dock the right to reward springs from the service itself if it has been rendered to a ship, or her passengers, crew or cargo, or to property which has been thrown or washed out of her. The right to salvage for saving lives from ships is the creation of modern statutes. Formerly the admiralty court treated the fact that lives had been saved as enhancing the merit of a salvage of property by the same salvors, where the two could be connected; and so indirectly gave life salvage. And this is still the position in cases where the Merchant Shipping Act of 1894 does not apply. This act (s. 544) applies to all cases in which the “services are rendered wholly or in part within British waters in saving life from any British or foreign vessel, or else-
property.
In order to create a right to salvage lives or property saved
must have been in danger—either in immediate peril, or in a position of “difficulty and reasonable apprehension.”’ Danger to the salvor is not essential, though it enhances his claim to reward. Again, the service must have helped towards saving the lives or property. Ineffectual efforts, however strenuous and meritorious, do not give rise to a claim. But the service need not be completely successful. If it has contributed to an ultimate rescue it will be rewarded, though that may have been accomplished by others. And as we have seen, there must have been ultimate success. Some of the property involved in the adventure must have
been saved. And its value, or the fund realized by its sale, limits the total of the awards to all the salvors. Cases, of course, occur
in which services at sea are employed by ships in danger: as
where a steamer with a broken propeller shaft employs another
steamer to tow her; or where a vessel which has lost her anchors employs another to procure anchors for her from shore. In such
cases the conditions of reward above set out may not apply.
Reward may be payable, notwithstanding entire failure or success, by the express or implied terms of the employment. But such a
reward is not truly “salvage.” Services that are rendered in the performance of a duty do not
bestow a claim to salvage.
Thus the crew cannot (while still the
crew) be salvors of the ship or cargo; nor can the passengers, unless they have voluntarily stayed on the ship for the purpose of saving her. Nor can a pilot employed as such be salvor, unless he has boarded a vessel in such exceptional circumstances that his doing so for pilotage fees could not reasonably be expected; or unless the circumstances of the service, entered upon as pilotage, have so changed as to alter its character. Again, the owners and crew of a tug employed to tow a ship cannot claim salvage for rescuing her from danger which may arise during towage, unless circumstances have supervened which were not contemplated, and are such as to require extraordinary aid from the tug, or to expose her to extraordinary risk. Officers and crew of a ship of the royal navy may, with consent of the Admiralty, recover salvage when they have rendered services outside the protection which their ship ought to afford. No claim, however, can be made in respect of the ship herself, except she be specially equipped with salvage plant. The reward depends first, on the degree of the danger to the where in saving life from any British vessel.” Also (s. 545) it on its value, and on the effect of the services rencan be applied, by Order in Council, to life salvage from ships property salved, the risks run by the salvors, the length and seon next, dered; salvage that willing “is Government of any foreign country whose efforts, the enterprise and skill displayed, and their of verity in should be awarded by British courts for services rendered efficiency of the vessel or apparatus they have and saving life from ships belonging to that country where the ship on the value to which they have exposed her. Negligent risks the and used, salvage life 544 s. By jurisdiction.” is beyond the limits of British of the salvors will cause a diminution or total conduct improper or is made payable “by the owner of the vessel, cargo or apparel saved”: and is to be paid in priority to all other claims for disallowance of the award. In apportioning the award given for a salvage service among salvage. Where the value of the vessel, cargo and apparel saved of the vessel by means of which it is insufficient to pay the life salvage, the Board of Trade may in the owners, master and crew circumstances of each case have to their discretion make up the deficiency, in whole or in part, out has been rendered, the special a large portion goes to the owners. cases all nearly In considered. be impose of the Mercantile Marine Fund. The effect of the act is to efficiency of ships (especially and value the times a common responsibility upon the owners of ship and cargo to and as in recent proportion of the whole the so increased, have ) steamships of becomes saved is Whatever the extent of their property saved. In an ordinary increased. also has owners the to awarded a fund out of which life salvors may be rewarded, and to which usually into safety. ship distressed a towing they are entitled in priority to other salvors. By the Maritime case of salvage by a steamship hs; of the three-fourt about been often has owners the of share the assistance render Convention Act 19rz a master who does not officers the and one-third, about gets usually master to any person in danger of being lost at sea is guilty of a mis- remainder the to their ratings. But where proportion in rest the divide crew and demeanotr. ‘special damage in the service, of This limitation of the reward to the amount of the property | the salving ship has sustained by it, that is taken into consideta: loss to put been salved also applies in the case of salvage of property. The ordi- i her owners have
SALVAGE tion. On the other hand, where special personal services have been rendered by members of the crew they are specially rewarded. An agreement as to the salvage to be paid is sometimes made at the time the assistance is given. When made fairly the court will act upon it, though it may turn out to be a bad bargain for one or other of the parties.
But if the facts were not correctly
apprehended by one or both, or if the position was one of such difficulty that those salved had no real option as to accepting the salvor’s terms, the court will set the agreement aside. The award of salvage is generally made in one sum against ship,
907
from the Crown. Similarly, salvage is awarded in the case of capture from pirates or from a mutinous crew. In the case royal ships the act of 1864 allows one-eighth salvage, which cases of “special difficulty or danger” the court may increase
an amount not exceeding a quarter. UNITED
reof in to
(M. Br.)
STATES
Mariners are not under any legal obligation to render salvage. services to property in peril at sea. Salvage awards are granted by the maritime law in order to encourage them to undertake freight and cargo; and those interests contribute to the amount in the peril and responsibility of performing such services. However, proportion to the value saved. Each is liable to the salvors for his the duty of master mariners to render assistance to every person own share, and for no more. If, however, the shipowner pays the in peril at sea has been laid down by statute in the leading maritime countries (see Salvage Act of Aug. I, 1912, C. 268, S. 2; cargo’s share, he has a lien upon it forthe amount. (T. G. C.) Military Salvage.—This is such a service as may become Comp. Stat. s. 7,991). Under American law, failure of a master ground for a reward in a prize court for the rescue of property of a vessel to fulfil this duty renders him liable to a penalty not from the enemy in time of war. It involves the determination of exceeding $1,000, or imprisonment not exceeding two years, or two questions: first, whether the property is to be restored to its both. The reward for life salvage is not so definitely provided original owner or condemned as prize to the recaptor; and second, for in American law as in England. By the Act of Aug. 1, 1912 what amount of salvage, if any, is to accompany restitution. The (c. 268, s. 3; Comp. Stat. s. 7,992), salvors of human life may first question depends upon the law of nations,,which may be taken recover an award for such service only where a salvage award is to be that where a ship has been carried by an enemy infra made with respect to a salved vessel, her cargo and accessories. praesidia, and especially after a sentence of condemnation, the Salvors of life receive no award unless property is saved. A title of the original owner is divested, and does not revest upon re- private vessel may take off the crew and passengers of a sinking capture by third parties. In such a case, therefore, ture gentium liner, but unless some property is saved, no claim for salvage restitution cannot be claimed. The municipal law of civilized coun- award will lie. But the property saved need not be saved by the tries, however, does not encourage subjects to “make reprisals upon salvors of human life. And if any property is saved, it matters one another,” and laws are generally found, as in England, which not by whom, the salvage award on that property which, as will as between subjects of that particular State provide for restitution be hereafter remarked, usually does not exceed half of its salved irrespective of any change in the title to the subject matter which value, is the fund from which the award for life salvage must’ may have occurred. But (speaking henceforth of England) in cases be drawn (The Admiral Evans, 286 Fed. Rep. 442). It is provided which do not fall strictly within these acts, the old maritime law, by statute that with the exception of ships of war, or vessels which was in unison with the general law of nations, is applied appropriated exclusively to public service, salvors of human life by the courts. Moreover, the English Prize Acts do not apply to who have taken part in the services are entitled to a fair share foreign owners of recaptured prizes, and therefore no award can of the remuneration awarded to the salvors of the vessel, her cargo be made against them unless in accordance with the law of nations. and accessories (Salvage Act of Aug. I, 1912, c. 268, S. 3; Comp. In practice the courts have acted upon the “rule of reciprocity” Stat. s. 7,992). The Government may claim salvage for services rendered by where recaptures have been made of the property of formal allies, dealing with them as the allied State would have dealt with Eng- its public vessels. By the Act of July 1, 1918 (Stat. L. 40, p. 705, c. lish property. If a neutral vessel is recaptured restitution is always 114), the secretary of the navy is authorized to cause vessels ordered, unless the vessel is in peril of condemnation or destruc- under his control, adapted to the purpose, to afford salvage service tion. An exception to the rule of restitution as between British to private or public vessels in distress, and to determine and subjects is made in the case of a British ship which has been collect reasonable compensation therefor when such salvage serv“set forth as a ship of war” by the captor, and subsequently re- ice is rendered by a vessel especially equipped for the purpose, taken by a British ship. Such a ship is not liable to restoration, or by a tug. The implication which might be drawn from the but is the prize of the recaptor. This exception, the object of statute that, where the service is rendered by a public vessel which is to encourage the capture of armed ships, dates from not specially equipped for salvage service, such as a man-of-war 1793, previous acts having provided for restitution upon payment or a transport, the Government may not demand and collect a of a moiety as salvage. The condition of setting forth as a ship salvage award, has been rejected by the courts. The Government of war is satisfied, where under a fair semblance of authority, has sued for and been allowed salvage award for salvage services which is not disproved, the ship “has been used in the operations rendered to a British merchant vessel by a merchant vessel of war, and constituted a part of the naval force of the enemy.” owned by the U.S. Shipping Board and operated as a munitions The right to salvage and the amount which will be allowed are ship for Government account (The Impoco, 287 Fed. 400). In also questions of the ius gentium, though usually governed by the case of salvage services rendered by any merchant vessel municipal law. In England the first statutory recognition of the owned or“operated by the United States or the U.S. Emergency right occurs in 1648, when an act of the Commonwealth provided Fleet Corporation (now U.S, Merchant Fleet Corporation), it that British vessels captured by an enemy and retaken by British is provided by s. 10 of the Act of March 9, 1920 (Suits in Adships shall be restored upon payment of one-eighth of the value of miralty Act c. 95; Comp. Stat. s. 1,251), that the United States the property in lieu of salvage, or one-half in the case of a prize and the crew of any such vessel shall have the right to collect “set forth as a ship of war.” Since the first act, and down to and sue for salvage services rendered, and any moneys recovered the act of 1805 inclusive, a distinction has always been drawn therefrom by the United States for its own benefit, shall be paid between a recapture effected by one of the royal ships of war into the U.S. Treasury, to the credit of the department of the and a recapture by a privateer or other vessel. In the former Government, or of the U.S. Shipping Board, or of the Emercase the allowance has always been one-eighth, in the latter gency (Merchant) Fleet Corporation having control of the posie it varied, but was usually one-sixth. In the act of 1692 a session or operation of the vessel. Salvage Award.—By statute, the master and crew of the clause gave salvage to a privateer, rising in amount from oneeighth to one-half according to the number of hours the prize salving vessel, in rendering services to another vessel of comhad been in the enemy’s possession, but this clause has disappeared mon ownership, are entitled to salvage award (Salvage Act of since 1756. There is no provision in the present act for the pay- Aug. 1, 1912, c. 268, s, 1; Comp. Stat. s. 7,990). In the absence ment of salvage, except in case of recapture by one of His Maj- of request by the distressed vessel, salvage services, to merit an esty’s ships, but it seems beyond question that recaptors are en- award, must be rendered directly to. the salved property. It has titled at law to salvage, although they may hold no commission been held that where a dry-dock: is on fire and tugs extinguish
908
SALVAGE
the flames, if a vessel in the dry-dock does not request such services and has other means of protecting itself, no salvage award may be claimed from it. The services were rendered directly
to the dry-dock and perhaps incidentally benefited the vessel
lying in it, but no salvage award may be claimed from the vessel (Merritt and Chapman D. & W. Co. v. United States [The Leviathan], 274 U.S. 611). So, also, where vessels are moored alongside a river quay, services rendered by tugs in extinguishing a fire on one of the vessels do not give rise to a salvage claim against the vessels near by, unless the vessels against which the claim is made requested the salvors to perform the services
(The City of Atlanta, 56 Fed. 252). In the same circumstances,
however, if the salvors devote their attention to the other vessels and tow them away from the burning vessel, then salvage award may be claimed from them. It is not essential that there should be direct contact between the structure, gear or personnel of the salving vessel and the vessel saved. A word of warning to a vessel heading for a shoal, which enables her to avoid destruction, is a salvage service (South American S.S. Co. v. Atlantic Tow-
ing Co., 22 F. [2d] 16).
Likewise, a vessel which stands by
another in distress, even though she does nothing else, is entitled to salvage award (The Sapinero, 5 F. [2d] 56; The Manchester Brigade, 276 Fed. 410). It often happens that while the services are rendered under