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English Pages 344 [348] Year 2006
The Edinburgh History of Scottish Literature
The Edinburgh History of Scottish Literature Volume One: From Columba to the Union (until 1707) Period editors: Thomas Owen Clancy (to 1314) Murray Pittock (1314–1707) General editor: Ian Brown Co-editor: Susan Manning Assistant editor: Ksenija Horvat Editorial assistant: Ashley Hales
Edinburgh University Press
© in this edition, Edinburgh University Press, 2007 © in the individual contributions is retained by the authors Edinburgh University Press Ltd 22 George Square, Edinburgh Typeset in 10/12pt Goudy by Servis Filmsetting Ltd, Manchester, and printed and bound in Great Britain by Antony Rowe Ltd, Chippenham, Wilts A CIP record for this book is available from the British Library ISBN-10 0 7486 1615 2 (hardback) ISBN-13 978 0 7486 1615 2 (hardback) The right of the contributors to be identified as authors of this work has been asserted in accordance with the Copyright, Designs and Patents Act 1988.
The publisher acknowledges subsidy from the Scottish Arts Council towards the publication of this volume.
Contents
Preface Ian Brown, Thomas Owen Clancy, Susan Manning and Murray Pittock Introduction 1
Scottish Literature: Criticism and the Canon Ian Brown, Thomas Owen Clancy, Susan Manning and Murray Pittock
2
The Study of Scottish Literature Cairns Craig
Until 1314
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1 3 16
33
3
One Kingdom from many Peoples: History until 1314 Benjamin Hudson
35
4
The Topography of People’s Lives: Geography until 1314 Sally M. Foster
44
5
The Lion’s Tongues: Languages in Scotland to 1314 William Gillies
52
6
The Poetry of the Court: Praise Thomas Owen Clancy
63
7
Aneirin, the Gododdin Jenny Rowland
72
8
Norse Literature in the Orkney Earldom Judith Jesch
77
9
Muireadhach Albanach Ó Dálaigh and the Classical Revolution Katharine Simms
83
10
Saving Verse: Early Medieval Religious Poetry Gilbert Márkus
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11
Hagiography James E. Fraser
103
12
Adomnán of Iona and his Prose Writings Clare Stancliffe
110
13
Theology, Philosophy and Cosmography Thomas O’Loughlin
115
vi 14
Contents A Fragmentary Literature: Narrative and Lyric from the Early Middle Ages Thomas Owen Clancy
123
1314–1707
133
15
Land and Freedom: Scotland, 1314–1707 Edward J. Cowan
135
16
Emergent Nation: Scotland’s Geography, 1314–1707 Charles W. J. Withers
144
17
The Several Tongues of a Single Kingdom: The Languages of Scotland, 1314–1707 Christine Robinson and Roibeard Ó Maolalaigh
153
The International Reception and Literary Impact of Scottish Literature of the Period 1314 until 1707 Paul Barnaby and Tom Hubbard
164
18
19
Versions of Scottish Nationhood, c. 850–1707 Nicola Royan with Dauvit Broun
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20
From Rome to Ruddiman: The Scoto-Latin Tradition Jack MacQueen
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21
Creation and Compilation: The Book of the Dean of Lismore and Literary Culture in Late Medieval Gaelic Scotland Martin MacGregor
209
Gaelic Literature in the Later Middle Ages: The Book of the Dean and beyond William Gillies
219
22
23
Philosophy and Theology in Scotland before the Reformation Alexander Broadie
226
24
Scottish Theological Literature, 1560–1707 Crawford Gribben
231
25
Legal Writing, 1314–1707 David Sellar
238
26
Literature, Art and Architecture Michael Bath
245
27
Performances and Plays Bill Findlay
253
28
Balladry: A Vernacular Poetic Resource Mary Ellen Brown
263
29
Older Scots Literature and the Court Sally Mapstone
273
Contents
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30
Robert Henryson Antony J. Hasler
286
31
William Dunbar Priscilla Bawcutt
295
32
Sìleas na Ceapaich Colm Ó Baoill
305
Notes on Contributors – Volume One
315
Index
319
Preface
Ian Brown, Thomas Owen Clancy, Susan Manning and Murray Pittock The Edinburgh History of Scottish Literature is conceived and produced as a single entity. In consultation with the publishers, the editors have sought to present it in three volumes. This is done for practical reasons. Each volume is in itself of some substance. To publish all three in one volume might have produced an unwieldy and inaccessible tome, not so much weighty as burdensome. The Edinburgh History of Scottish Literature in three volumes then is, yet, a single work. Each editor has taken prime responsibility for an individual period: Thomas Owen Clancy for up to 1314, Murray Pittock for 1314–1707, Susan Manning for 1707–1918 and Ian Brown for 1918 onwards. Nonetheless, it is the essence of our editorial process that every chapter has been considered by all editors. In other words, the conception and shaping of this History aims to avoid false time divisions, and to promulgate the understanding that Scottish literature is a continuous and multi-channelled entity from its beginnings – presumably well before the first remnants that survive from the first millennium – till the present moment. Similarly, it has sought to include, and give adequate representation to, wide varieties of Scottish literature, including that in Gaelic, Latin, Norse, Welsh and French as well as the Scots and English most commonly in the past associated with the term ‘Scottish literature’. It also includes, as appropriate, oral and performance literature and diaspora literatures and writers. Scottish literature is best understood as an inclusive, not an exclusive, term. This is a theme, both of intellectual discourse and architectonic structure, of The Edinburgh History of Scottish Literature. In preparing this History, the editors have sought at all times to marry the most up-todate and rigorous scholarship with the avoidance of a distracting reference apparatus unsuited to the needs of the general reader. Each of the following chapters is, the editors hope, marked by both a high degree of accessibility and straightforward readability, and also by reliability and the intellectual rigour that comes from commanding knowledge gracefully worn. It is in pursuit of this aim of a balance of deep scholarship and ease of access that the three-volume format has been adopted. Although of course it is entirely possible for an individual reader to choose to focus her or his study on the volume that most closely meets immediate needs or interests, each volume will be most rewarding when read in the context and light of the other two. Readers of volumes two and three are therefore recommended to bear in mind the matters raised in the Introduction which opens volume one. This contains two chapters considering the nature and study of Scottish literature, one prepared by the editors, the other by Cairns Craig. Volume one continues with the first two periods of the History, up to 1314 and 1314–1707. Volume two contains the period, 1707–1918. Volume three contains the period from 1918 onwards. Each volume has its own index and list of contributors and so can be read as a coherent whole. The editors, however, make no apology for the fact that each volume contains material that relates to years beyond its explicit period or
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for the many cross-references between volumes that are required for a full understanding of the material under discussion. Many necessary cross-references between volumes demonstrate the power of the continuity of Scotland’s literature. This is a strength of these volumes, and an essential premise of their underlying argument. This volume, in common with the other two, has within its period sections a standard structure. Each period has introductory chapters providing a historical, a geographic and a linguistic context to the period’s literature. There is also a fourth introductory chapter in all but the first period concerned with the international reception and literary impact of Scottish literature. Such a chapter does not exist for the earliest period because during that time so much of the literature under discussion is shared between the developing Scottish literary tradition and others. From 1314 on, as more coherent and conscious traditions of Scottish literature develop, so it is more possible to discern and trace their international impact. The chapters in this History relating to this impact offer, for the first time, a coherent picture, based on objective measures of levels of translation, of the powerful impression made by Scottish literature on other cultures. This grew discernibly over the centuries, but began with some éclat with the enormously important writings of Duns Scotus and, later, the often-underrated impact of George Buchanan on wider European culture, particularly the dramaturgic development of writing for the modern European stage. In each period, following these introductory chapters, a variety of distinguished experts addresses aspects of Scottish literature in a series of chapters; some focus on the work of individual writers; more consider the varieties of interaction of writers with one another and with their cultural contexts. Taken as a whole, these volumes offer the most extensive, the most various and the most inclusive history of Scottish literature available to date.
Introduction
1
Scottish Literature: Criticism and the Canon Ian Brown, Thomas Owen Clancy, Susan Manning and Murray Pittock
Scottish literature has been enjoyed, admired, and argued over by its readers for a very long time. Only now is it coming of age as a subject of serious critical study. The publication of The Edinburgh History of Scottish Literature comes, fortuitously, eighteen years after that in 1987 and 1988 of the four-volume Aberdeen History of Scottish Literature, an important and pioneering work to which we as editors of this new History pay tribute. That publication not only marked a significant moment in the properly contextualised study of Scottish literature; it remains an important resource for anyone who seeks to understand the nature and development of this literature. Yet it is a mark of the dynamism of Scottish literary study that, although there are a significant number of contributors common to both that History and this, none now choose to address their topics as they did twenty years ago. Indeed, the way in which these topics are formulated and grouped has itself changed significantly. The present volumes recognise and celebrate, therefore, developments in both scholarship and the very conception of the nature of Scottish literature in the intervening years. These new volumes encompass both a profound enlargement in historical and theoretical understandings of Scottish literature and key changes in the international perception of Scottish writing as a source of pleasure and a subject of study to readers worldwide. These changes are manifold. In his 1919 essay, ‘Was There a Scottish Literature?’, T. S. Eliot described Scottish literature as ‘provincial’, fragmented in itself and with a tendency over time to gravitate towards and be absorbed by metropolitan literary norms. For most of the twentieth century, it was still possible for alert critics in the Anglo-American academy to disparage Scottish literature, or simply to ignore it. Even Scots like Edwin Muir (in Scott and Scotland, 1936) treated Scottish writing as the inevitably flawed product of the ‘failed Nation’ thesis later developed by Tom Nairn in his The Break-up of Britain (1977) and by others. But, in this period too, several critical developments took place, as the study of Scottish literature began to move from the process of forming a ‘canon’ of ‘greatest works’ to developing theories aimed at understanding its particular qualities, affinities and implications. The theorists of the 1980s rejected the normative traditions of Eliot and the Scrutiny group of Leavisite critics. This was the period of ‘High Theory’ in literary study, and critics of the 1980s were at home with cores and peripheries, metanarratives, ideologically conditioned relationships between base and superstructure, mentalités, discourses, hegemonic relationships, mythologies, the death of the author and the pleasures of the text. This kind of thinking was, however, often still alienated from or by Scottish literature. From it, because literary theory was driven by abstractions and generalisations, not by
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particularities and local conditions. By it, because those theorists who came to the study of Scottish literature frequently found existing criticism to be naively rooted in description and chronology, and simplistic in its value judgements. Scottish criticism’s theoretical concepts such as the ‘divided self’ or the ‘Kailyard’ were particular to some supposed ‘Scottish condition’ rather than more widely applicable, and tended to be driven by the need either to categorise given texts as critically worthy ‘Scottish literature’ or to exclude them from such consideration. The highly theorised literary critics of the 1980s were both right and wrong in their criticism of the state of the subject. It is worth noting that throughout the nineteenth and most of the twentieth centuries, Scottish literature was not taught in schools and universities in Scotland, let alone elsewhere, apart from isolated texts (usually a novel of Walter Scott, the odd ballad, or a poem by Burns) that made it into the canon of English literature. The only exception in universities was Scottish literature in Gaelic, but this had been separated out into departments of Celtic and was treated as another subject. Those few pioneers like Thomas Crawford in Aberdeen, who fought to establish the credentials of Scottish literature as a serious subject of study, did so at peril of their own academic advancement. The key issue for Scottish literature in its early decades as a specific university subject – in effect the 1970s and 1980s – was survival; with self-definition as a condition of that survival. This meant that there was an overwhelming need to ‘show and tell’: in critical jargon, to describe, form and defend a canon in a literature whose very existence as a body of serious work was still in doubt. English literature had done the same thing in the late eighteenth and early nineteenth centuries (in large part, ironically, as a result of the efforts of Scottish critics in Scottish universities), as had Irish literature in English in the earlier twentieth century. The nature of Scottish literary criticism thirty years ago, then, may perhaps be best understood as characteristic of a particular stage in the evolution of a new discipline. Some harsh judgements of its quality were misplaced; others did perhaps respond to a certain defensiveness or narrowness of focus inevitably incidental to defining a territory. In the 1970s and 1980s in particular, critics sometimes did not find it easy, either, to distinguish advocacy of Scottish literature as a serious subject of study from the different (if sometimes overlapping) imperatives of political nationalism. This has been as true for the Gaelic literature of Scotland as for that in Scots and English. Whilst its canon and its study as an academic subject were established in the nineteenth, rather than the twentieth century, the same defensive and apologetic tone, compounded with a remorseless recourse to the survey, rather than detailed critical comment, has prevailed. For scholars of Gaelic, too, the defensiveness can be a double one – of ensuring their literature’s worth within the field of Scottish literature, as well as within the wider literary world. Though there were scholars literate in theory working on Scottish literature thirty years ago, there are many more now, and the determination of two generations of literary critics who have devoted their careers to it has been vindicated. Scottish literature has established itself as a subject of study: not only in Scotland, but elsewhere in the UK, in Ireland, France, Germany, Italy, Canada, the USA and New Zealand among many other places. It is now taught seriously in schools, at least in Scotland, and university courses have burgeoned, with many students coming from abroad to study in Scotland, both at undergraduate and postgraduate levels. In 2000, the Modern Languages Association of America accepted Scottish literature as a national literature; by 2004, there was a Scottish publishers’ exhibition at the vast MLA conference, which attracts 10,000 delegates annually. Academic conferences on Scottish authors and Scottish literary topics now regularly take place around the world, and major collections of archives such as the Boswell manuscripts at Yale University and
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the G. Ross Roy Collection of Robert Burns, Burnsiana and Scottish Literature at the University of South Carolina have helped to establish important centres for Scottish literary study beyond Scotland. The study of Scottish literature in terms of gender, psychoanalysis, postcolonial and cultural theory has developed hugely. Meanwhile, particular critical approaches, such as the Russian theorist Mikhail Bakhtin’s ‘dialogic’ approach of ‘multivocality’ are proving both increasingly popular and notably well suited to studying the wide range of register and language deployed in Scottish literary texts. In the last thirty years, too, Scottish writers have entered into new formal partnerships with the universities in Creative Writing programmes that at once help to sustain writers and to bring on a new generation of creative talent in Scotland. Such collaborations, and associated support of Writers in Residence, are having a notable impact on the production of Scottish literature: the young playwrights Douglas Maxwell and David Harrower have been Festival Creative Fellows of the Institute for Advanced Study in the Humanities, sponsored by the University of Edinburgh. Blackbird, Harrower’s commissioned play for the Edinburgh International Festival in 2005, was written during his Fellowship. A second major change is that the study of Scottish literature has benefited from substantial international reassessment of the historical and contemporary significance of Scottish writing and thought. New international scholarly editions, important both for their scrupulous recovery and publication of unknown or little regarded material and the extensive collaboration between scholars from many countries involved in their production, have contributed to the enlargement of the Scottish literary canon and the sophistication of critical and theoretical possibilities available to its study. The ongoing volumes of the Letters of Thomas and Jane Welsh Carlyle being edited at Edinburgh and Duke Universities and the Boswell Editions at Yale were already established twenty years ago. Although arguably neither identified their subject matter as ‘Scottish literature’ at the time of their inception, both are continuing to have a major impact on the study of Victorianism and Enlightenment in local, national and world contexts. More recently, the Edinburgh Edition of the Waverley Novels, the Stirling–South Carolina James Hogg edition and new editions of Stevenson and Burns have helped to place Scottish texts (in the case of Hogg in particular previously unknown) in the public sphere. As these developments raised the profile of Scottish thought and Scottish authors, other critics began to see the Scottish dimension in a number of ‘English’ writers from the same period, such as Byron. Meantime, the recognition of the importance of Scottish literature in Gaelic and Latin as an integral and very important element in Scottish literature is being reinforced by new editions of classic texts, many from the first millennium, in recent collections by such scholars as Thomas Owen Clancy and Gilbert Márkus. Philosophers, intellectual historians and cultural critics in both Scotland and North America have recognised the Scottish Enlightenment as a period and a body of writing of global importance, and have traced important influences on both Enlightenments and political emancipatory movements in America and Europe. Critics such as Andrew Hook and Susan Manning have investigated Scottish-American literary and cultural crosscurrents over several centuries, while R. D. S. Jack, Deidre Dawson, Bill Findlay, Pierre Morère and others have begun to trace the impact of Scottish writing in Italy, France and elsewhere in Europe. Much remains to be done in all of these areas, but recognition of Scottish literature as internationally significant and the internationalising of Scottish literary scholarship are among the most important developments of the past thirty years. These developments are intrinsic to the conception of The Edinburgh History of Scottish Literature: the work of many of its contributors has been central to their advancement.
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The new assessments presented in these volumes, by internationally known figures and a rising generation of scholars of Scottish literature from Scotland, England, Ireland, continental Europe, Australia and North America, present new contexts and new demonstrations of the internationalism of Scottish literature. In all these ways, it can no longer be adequate, or satisfactory, to identify Scottish literature in the chauvinistic way in which it has sometimes been caricatured. It is a ‘national’ literature, but anything but a ‘narrow’ one, reaching out beyond the nation-state to a European and transatlantic – even global – reception and sphere of influence. The growing internationalisation of the student body in many universities has revealed the wide appeal of Scottish literature; European exchange students from countries such as Denmark and Switzerland identify the Scottish experience of relating to a powerful neighbour as akin to their own, while American and Canadian students frequently discover new historical and comparative dimensions to texts in their own national literatures. Meanwhile, beyond academia, films such as Rob Roy (1994) and Braveheart (1995) have demonstrated increasing interest in representations – however problematic for historians and many native Scots – of Scotland and its literature and history. This is not only a transatlantic phenomenon, but one spread across the anglophone world. In the US Census of 2000, 11 million people identified themselves as having Scottish or Scots-Irish ancestry. A more general interest in Scotland and its cultures also reaches beyond the anglophone world in all continents. The resonance of ‘Scotland’ in central and eastern European countries is strong where political and cultural experience finds an echo, a model and even a paradigm in that of Scotland. One of the editorial team for this History, visiting the South Caucasus countries in 2002, found ministers of culture (newly independent of the former Soviet spheres of influence) using Braveheart and Rob Roy, for all their flaws, as embodiments of important truths about liberty and the need for freedom. To them, such imaginative re-creations of Scottish experience represent these values with particular force in the modern world, while the study of the Scottish Enlightenment, and of contemporary Scottish cultures, continues to bring ever-larger numbers of eastern European scholars to Scotland. At the same time, Scottish politics and the prospect of political change kept the country and its distinct culture in the public consciousness worldwide. Within the UK context, this political change created a special kind of international dimension for Scottish literature: increasing interest in its longstanding historical, cultural and demographic links with Ireland. The IRA ceasefire and the Good Friday agreement, together with a re-examination of the legacy of sectarianism attendant on devolution, helped to support the development first of the Irish-Scottish Academic Initiative (1995) and then the Research Institute for Irish and Scottish Studies at the University of Aberdeen (1999), which has been awarded over £2 million in research grants. Trinity College, Dublin, has developed a similar centre in Ireland, partnered with the Irish Studies Centre at the University of Notre Dame in Indiana. Centres for Scottish literary studies flourish in Guelph, Ontario (a city which John Galt helped to establish in 1824), at Simon Fraser University in British Columbia, and at Berkeley in California. The growth in interdisciplinary studies in the 1990s provided a further boost for Scottish literature. Area studies (such as American Studies) are by nature interdisciplinary, and the study of Scotland was no exception. The partial integration of work in different disciplines contributed to maximising the impact of Scottish studies, in which there were many opportunities to carve out new research areas, both institutionally and in individual scholarship. The Department of Scottish Studies (now Celtic and Scottish Studies) at the University of Edinburgh, for example, combines ethnological, archaeological, cultural, literary and
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historical dimensions in research, teaching and archival holdings. Scottish art and architectural history have been discussed in landmark works by – among others – Duncan Macmillan, and Miles Glendinning and his collaborators; Charles W. J. Withers has produced major contributions to the study of Scottish historical geography. Moreover, the changing political climate helped incline a new generation of Scottish scholars to the study of their country. Within the wider public interest in Scottish Studies, interest in Scottish history, in particular, rocketed, beginning with Michael Lynch’s Scotland: A New History in 1991. In 1999, Tom Devine’s The Scottish Nation, 1700–2000 briefly outsold the thencurrent Harry Potter novel in Scotland. The Edinburgh History recognises these changes, and its practice has absorbed them. It is conscious of a more theoretically orientated Scottish literature, of the findings of new textual editions, of the linguistic and cultural multiplicity of Scottish literature through the ages, and the continuing importance of Gaelic literature; above all, its contributors are alert to the multiple contexts in which the literature was created: theological, historical, geographic, linguistic, philosophical and architectural. All these topics are addressed. The Edinburgh History does not claim to be a cultural history of Scotland; it is a literary history (and the problem of defining literary texts and literary periods is considered below). Nevertheless, it is a literary history that comprehends the overlapping claims of spiritual, intellectual, spatial and material culture as no history of Scottish literature has done before. The grand narrative sweeps and authoritative interpretations of the nineteenth-century Whig historians and their twentieth-century successors have come to seem anachronistic and naively optimistic; more than that, it is now possible to see them as in thrall to political interests that dismissed or neglected large sectors of Scotland’s population and great swathes of its literature – often those that have subsequently been recovered and appreciated as among Scottish literature’s greatest treasures. So for ‘History’ so constituted, the present volumes substitute a series of perspectives: multiple authors, many stories, many forms, themes, approaches and angles of understanding. Michael Lynch’s Scotland: A New History, referred to already, advances a Scottish politico-national identity founded in alliances and conjunctions – enduring, fragile, frequently contested and always evolving. If there is a single ‘story’ told by this new literary history of Scotland, this would be one of its themes. In each period, the ‘History’ of Scotland is complemented, completed and confronted by matching accounts of ‘Geography’ and ‘Languages’ as equally important contexts for the literary chapters that follow. Single authors appear both as the subjects of chapters and as players in the literary milieux and ideological frameworks of their times, or as representatives of particular regions, genres or cultural movements. Anonymous literature receives its due, as do the big personalities who are as much products as subjects of Scottish literary studies. More writing by women is discussed here than in any previous history of Scottish literature, and newly configured chapters on ‘The Emergence of Privacy’ (Chapter 6) and ‘Travel Writing, 1707–1918’ (Chapter 30) in volume two bring freshly into prominence some of the genres in which they have excelled. In these ways, The Edinburgh History of Scottish Literature cumulatively rethinks the notion of literary history itself, as well as bringing to its chapters the benefit of scholarship developed over the last two decades to extend the forms of knowledge represented in the Aberdeen History and its predecessors. Part of the effect of that scholarship may be seen in the apparently simple matter of the chronological division of these volumes. In the 1980s, the division adopted was into four periods: before 1660; 1660–1800; the nineteenth century; and the twentieth century. As R. D. S. Jack then observed, this meant that the volume he edited had historically to move from the very founding of the kingdom of
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Scotland to Charles II’s Restoration. In round terms, this meant more than a full millennium, rather than the century, or a little more, that the other editors dealt with. Any form of periodisation, of course, faces the problem referred to by Andrew Hook (editing 1660–1800), that a period that makes a great deal of political sense may make little cultural sense. Nevertheless, as Douglas Gifford observed in editing the Nineteenth Century volume of the Aberdeen History, it is important that works are seen as products of a given time and background. Certainly, the attribution of work to periods sustains such a process, despite the undoubted larger problem to which Hook draws attention. The fact is, nonetheless, that even within a monolithic culture, politically and culturally significant periods may not coincide. The present editors have recognised that the issue of periodisation is even more complicated in a multicultural society of the kind that Scotland has always been, but that, especially since Scottish literature in Gaelic has often been separately treated, has until recently not received due attention in literary history. One must always ask, ‘Whose history?’ In addition, structural divisions that make sense in a historical narrative may not make equal sense in geographical or linguistic terms, as Charles Withers points out in his chapters in these volumes. Within the period structure adopted here, a case can be made for 1314 as a period marker, though it primarily identifies a substantial transforming event in political and military history, having significance for all aspects of the cultures of Scotland. Certainly that year marks a critical event that can be seen to lead to the influential 1320 Declaration of Arbroath, though even the influence of the Declaration is open to debate: arguably it was Baldred Bisset’s 1301 Processus that was the key influence at this time. But the Declaration can be seen to have led to a different, more explicit conception of the communities of Scotland so that 1320 was another date considered for the period boundary. Even in literature in Gaelic, the years around 1314 can be seen to have clear significance: they saw the consolidation of the two greatest families to patronise formal poetry in the medieval and early modern periods: the MacDonalds and the Campbells. Of course, even to include a full section before 1314 breaks with previous literary histories of Scotland. Taking their cue from literature in Scots, these have tended to take 1314, and that year’s glorification in the first major Scots text, John Barbour’s The Bruce, as the starting point for Scottish literature. The Edinburgh History makes a different stand, one which allows that both for linguistic communities, like the Gaels of Scotland, and for geographical communities like Orkney and Shetland, such a starting point disenfranchises languages and communities from the nation’s literary story. Our first section must be contentious – where was Scotland and what was Scottish in the eighth century? – but attempts to give a literary voice to Scotland’s multilingual and multifaceted map. To do this it must partly appropriate texts which also stand as canonical texts of other literatures (the Gododdin, the Orkneyinga saga, the Dream of the Rood). The authors here are aware of the contested nature of the texts as well as of their historical contexts. The choice of 1918 to mark the beginning of the final period may also be seen as arbitrary, or as relating primarily to a world rather than a Scottish event (though again of paramount military and political moment). Yet that year certainly saw or swiftly led to vast changes in a wide range of national and international settlements, political, cultural and philosophical. Further, Scotland lost a disproportionate share of its population in 1914–18, and there was also a vast accompanying loss through emigration. Economically, the country never recovered the relative industrial strength it had enjoyed at the outbreak of war, class boundaries loosened and shifted, and the position of women in publishing and the literary marketplace underwent a revolution commensurate to the changes in their political and social status with
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the granting of the principle of universal suffrage nationwide in 1918. In theme, form and attitude, literature reflected, commented upon and construed these changes. The choice of 1707 as the point of separation between the Renaissance and Enlightenment/Victorian periods arguably makes more sense in strictly cultural terms than the others, given hitherto conventional views of the effects of the Union. Yet, as the chapters in the 1707–1918 period indicate in various ways, recent scholarship has shown that the basis of the Enlightenment, often in the past attributed solely to the supposed benefits of the Union, is also buried deep in Scotland’s Renaissance – and, indeed, medieval – cultures. In other words, the Enlightenment was not simply a transplant, but a native growth of some antiquity developing under international influences, so that even 1707 may to some extent be identified as an artificial boundary. Indeed, it can be argued that, for Gaelic literature in particular, the more appropriate boundary year might have been 1745 or 1746. The editors recognise, then, that any system of literary periodisation in a complex, multicultural society like Scotland through the ages will inevitably have an element of arbitrariness. Contributors have been encouraged to question, qualify and discuss the appropriateness of the boundaries in individual cases, so that they do not appear to take on a reified or absolute significance. The divisions may, however, be justified on more than grounds of simple expediency. The period dates selected for the volumes of The Edinburgh History allow the contributors – for the first time in a literary history of Scotland – to explore its earliest multilingual expressions, and to highlight the richness of its medieval literature, as something identifiably different from, though closely linked to, that of the Renaissance. Meanwhile, for all the reservations that may be felt about 1707 and 1918 as boundaries, the period 1707–1918 allows continuities between the Enlightenment and developments in the long nineteenth century to emerge. As Cairns Craig and other contributors argue, the Scottish Enlightenment did not simply fizzle out around 1800 into a dreary aftermath of tartanry and Kailyard provincialism, terms that are, in any case, themselves being re-examined and re-valued. It, rather, found new channels of literary, scientific and imperial expression as both distinctive and a major contributor to the strength of Britain in the nineteenth-century world. Indeed, the Scottish Renaissance itself was arguably as much the child of the Enlightenment-influenced 1890s as of the 1920s. Notwithstanding the period divisions adopted, a key theme of The Edinburgh History of Scottish Literature remains that Scottish literature is a continuous and multilayered phenomenon. This is so even if at times it has been perceived, for political and historical reasons – just as Scottish history itself was by Anglo-Scots historians of the Enlightenment anxious to assert the nation’s ‘new start’ after the Union – as discontinuous. The fact that the content of certain chapters leads their authors to consider material beyond their period boundaries is a sign of exactly that rich continuity, manifest in interactions across time, space and linguistic idiom within Scottish literature in its international contexts. It is central to the vision underlying these volumes that Scottish literature is not simply literature in English or Scots, with some attention paid to Gaelic and a little to Latin. Significantly more chapters are devoted to aspects of literature in Gaelic than the one or two chapters per period in the Aberdeen History; while these do not themselves add up to a sub-history, they make new advances and bring fresh perspectives, particularly to the modern period. For the medieval period the linguistic net widens, as it must, to include Norse and Welsh. The continuity claimed for Scottish literature is not simply that of history understood as an unfolding story, but of thematic and intercultural exchange, both synchronic and diachronic. At times, it seems as if the various cultural strands of Scottish literature develop separately; at others, that they interact richly and profoundly with one
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another and, of course, other literatures, both influencing and being influenced by them. For example, it is not only during the ‘Scottish Renaissance’ of the twentieth century that Gaelic, English and Scots must be read alongside each other (in writers such as Hugh MacDiarmid, Sorley MacLean and Norman MacCaig), but during the eighteenth century, and the sixteenth too – how else to make sense of Jacobite poetry, or The Book of the Dean of Lismore? Since the mid-1980s, contemporary thinking about Scottish literature – within Scotland and beyond – modern research and theoretical debate, and a surge of interest involving innovative study and critical writing of high quality, have indeed deepened and enhanced perceptions. This has taken place in the context of the factors relating to the study of Scottish literature discussed earlier: theorisation of its study; rethinking of the international importance of Scottish writing and thought; its increasing international recognition, respect and popularity and its place within broader interdisciplinary studies. The Edinburgh History of Scottish Literature draws on such new thinking to explore a range of contemporary and developing visions of Scottish literature. In so doing, our contributors set out a variety of evaluations and re-evaluations of the very nature of those visions. The Edinburgh History celebrates both the variousness of Scottish literature and its substantial contribution to the literature of the world. If the meanings of ‘history’ in its nineteenth-century sense needs to be open to question, so too do ‘literature’ and ‘Scottish’. The particular organisation of sections and chapters within the volumes’ periods reflects developments within the overall study of Scottish literature, with serious attention being paid to historical, philosophical, religious, pedagogical, popular and oral forms. Oral and performance modalities have been a notable feature in the development of Scottish literature and the conceptual and critical issues they raise are alive throughout these volumes. A similar development in understanding the importance of diaspora cultures as part of – and yet not part of – modern Scottish culture underlies the attention paid here to this more extended framework of Scottish writing. The diversity of Scottish literature from the earliest days until now is reflected in the broadening of the debate brought about by new critical and ideological approaches. This is reinforced by the developing understanding of ‘literature’ as an elusive term, better understood when attention is paid to contexts and to modes of written expression outside the traditional ‘canon’ (as, for example, in John Cairns’s and David Sellar’s establishment of the genre of ‘legal writing’). ‘Literary’ texts gain new definition when considered alongside historical and philosophical works in all periods; the impact of gender studies, innovative studies of the languages of Scotland and contemporary interdisciplinary approaches have all further reinforced the pressing need to recognise the diversity of Scotland’s past and present literature. These volumes aim to be a substantial point of reference, as they reflect the ferment of scholarship that has developed modern understandings and perceptions of Scottish literature and its place in the more general contexts of Scotland’s cultures. They also seek, in a period of vibrant activity in Scottish literature, to provide an account of current understanding and useful approaches. The Scottishness of Scottish literature has always courted exceptionalism. Kurt Wittig in his landmark The Scottish Tradition in Literature (1958) sought to define a single tradition, a vision of a Scottish contribution to literature, and discussed what he saw as its key characteristics. Arguably his work grew out of – and sustained for a long time – a prevalent essentialist view of a Scottish tradition within literature. At its crudest, this view could lead to the bêtise of Norman MacCaig’s being called ‘quisling’ because he wrote in English or an assertion that after a certain stage of her writing career Muriel Spark ceased to be of interest to
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‘Scottish Literature’ and became of interest only to ‘English Literature’. Introducing the Mercat Anthology of Early Scottish Literature (1997), R. D. S. Jack summarises the consequent definition of ‘Scottish’ literature arising from Wittig’s essentialist view as defining ‘traditions’ and ‘values’ in terms of difference ‘from England’ as follows: Writing in Scots Writing unpretentiously Writing on Scottish themes Writing from a democratic viewpoint
(The language of the Scots) (The down-to-earth Scot) (The patriot Scot) (The democratic Scot)
Jack argues that such categorisations can only limit receptivity to the wide range of Scottish literature’s dimensions and cultures. The editors of these volumes concur that such a restricting and constricting perception of Scottish literature is not only intellectually limiting, but also spiritually, emotionally and creatively impoverished. These volumes rather offer a Scottish literature that is richly varied and interactive, full of the contradictions – and the vitality of those contradictions – that any large-scale literature must embody, often without resolving. They accept without question that Scottish literature exists in a variety of languages, not simply the three most often cited (Scots, Gaelic and English), but also in earlier times in Norse, Latin, French and Brythonic languages including Welsh. They also recognise that in the developing diversity of modern Scotland other languages new to Scotland are likely to make their own contribution to its literature in the future. Scotland is often and rightly described, not only in modern times, but throughout its history, as multicultural. Given the rich ways in which such multiculturalism is at the centre of Scottish cultures and experience and the ways in which these cultures work on, with and in one another, the editors would go further and assert that Scotland is intercultural. It is by no inadvertence that the first chapter dealing with a specific aspect of literature in the first volume is that of Thomas Owen Clancy, which deals with writing in Welsh, Gaelic and Norse (see Chapter 6), while the last chapter of volume three, by Alastair Niven, is entitled ‘New Diversity, Hybridity and Scottishness’ (see Chapter 32). Given all this diversity, one must ask whether it is either possible or desirable to answer the question ‘What is Scottish literature?’ On one level, the answer would have to be ‘No’. Arguably, no question framed in any of the humanities can, or should, give with any confidence a single exclusive answer concerning a complex of external boundaries and internal relationships. This is as true of ‘English’ or ‘American’ literature as it is of Scottish, but it may be particularly true of Scottish literature given the several languages in which it has existed and in which it continues to express itself. On another level, however, it is certainly possible to indicate features that distinguish ‘Scottish’ from other, particularly other anglophone, literatures. It can be written by Scots, in Scotland or about it; it can be in English, Scots, Gaelic, Latin and other languages, and it specialises in hybrids: Scots-English in particular, but also Scots-Latin and Scots-Gaelic. Its writers, especially in recent years, work across genre boundaries to an exceptional degree. It has a strong bias towards certain aspects of experience: hidden or suppressed states being one (hence the power of the Gothic in Scottish writing, as in Irish); a powerful pragmatism being another. It has certain characteristic forms, particularly in poetry; it has certain characteristic concerns, including the infamous divided self. Most particularly, it inflects genre in a manner distinctively its own. This manner has many expressions. They include the last Latin epic in these islands, the relationship to questions of native pastoral in eighteenth-century debates, the demotic inflection of the elegy, the relationship of oral story to narrative construction and
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its impact on narrative style, together with many other features that characterise Scottish writing. Many of these have been thought of as weaknesses (the divided self being the classic example), but they can equally well be seen as strengths. A huge range of effects, from Hogg’s sociolinguistic shifts to Barrie’s whimsy, Buchan’s self-aware imperial roles and Liz Lochhead’s radically demotic classicism, are rendered possible by an unwillingness to commit to a single view or a single voice which, in many Scottish texts, is arguably part of the architecture of hybrid self-presentation. Scottish literature has helped to form, and is a consitutive part of, British literature, as well as in opposition to it. The history of the discipline of ‘English literature’ itself was in significant part – as Robert Crawford and others have shown in Devolving English Literature (1992) and The Scottish Invention of English Literature (1998) – a rhetorical product of the cultural politics of late eighteenth-century Scotland. Accounts of ‘English’ or ‘British’ literature usually fail to comprehend these things within their own paradigms, and often simply omit the writers who display them. The hybrid style of literary Scots, for example, was well known and acknowledged by writers of the generation of William Hazlitt and Robert Southey; today it is often misunderstood as ‘dialect’ poetry like that of William Barnes and John Clare. As a consequence, the sheer sophistication of Burns’s effects is almost completely missed, as is its place in a tradition of verbal virtuosity that stretches back through Fergusson and Dunbar. Thus, a writer of undeniably global appeal and significance is often simply elided from Romantic literary history, notwithstanding his importance for an understanding of Wordsworth and Byron. This is not a plea for Burns’s inclusion, or for his influence; it is an observation that much of Scottish literary history is actually incompatible with the English literary models that have defined the canon and which find linguistic hybridity atypical to their paradigm. But ‘atyplicality’ implies a prior norm, and it is precisely this kind of reactive or oppositional view that requires to be carefully handled if Scottish literature’s separate, but also integral, status is to emerge. In these volumes, Scottish writing is discussed in its literary relations, not only with England (a comparison that has tended to produce the outdated ‘cultural cringe’ associated – quite inappropriately in this case – with postcolonial literature), but with Ireland and France, with other European countries, with America and with the global diaspora. Nonetheless, it is important that Scottish literary criticism does not adopt any or all of these features as denotative. Scottish literature is more often connotative, establishing its presence by extending a range of possibilities: it is illuminating to read Adomnán’s Life of St Columba, Hume’s Treatise of Human Nature, or Barrie’s The Admirable Crichton as Scottish literary texts, just as reading Le Fanu, Stoker or even Ulysses as Irish writing expands our understanding without limiting their significance to representatives of ‘national literature’. Like all literatures of small nations or cultures sustaining themselves simultaneously within and against dominant literatures which cross borders to augment their canon (for Sheridan can be an English writer, but Trollope never an Irish one), Scottish literature is politicised to an extent. It finds spaces for survival, like Barrie’s islands, refuges for fantasy in Peter Pan, Crichton and Mary Rose; but its politics are not what characterise it. Its essentials often expand readings, not contract, simplify or oppose them: they make for richer literary understanding of those Scottish texts adopted into ‘English’ literature, just as those English literature neglects open up new perspectives on the ‘favoured few’. Hogg’s Confessions is now adopted into ‘English’, while Margaret Oliphant’s supernatural fiction is not; Thomson’s pastoral is, while Ramsay’s is not. The chapters of this History investigate how and why this should be so. The totality of relationships within Scottish literature demands a literary history which incorporates inner narratives, as well as outer ones, a Scottish literature,
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which, like America’s or Australia’s literatures, makes sense of what it offers itself as well as what it offers others. Moreover, it is open to dialogues outwith English literature: for example, in the hybrid use of language and register in Susan Ferrier and Maria Edgeworth, or Sorley MacLean’s relationship to European modernism, or the place of the Kailyard in a late nineteenth-century Europe-wide examination and celebration of kitsch as a cultural form. Only in the totality of Scottish literary history will it be possible to see the potential range of its relations to itself and other literatures. That is why this History exists. What constitutes a ‘Scottish’ writer? Certainly, as noted above and in relation to both Norman MacCaig and Muriel Spark, there has been a tendency to define ‘Scottish writer’ in an exclusive rather than inclusive way. Other literatures engage in territorial expansion by laying claim to writers who perhaps belong to several traditions. English literature, for example, has routinely and selectively appropriated American, Irish and Scottish writers (to name only three nationalities) to a putative centralised – and canonised – tradition. This process has been thoroughly exposed by such thinkers as Cairns Craig in Out of History (1996) and elsewhere. The practice of the editors in this History has generally been to include those who have been born in Scotland or spent significant or formative parts of their lives in that country. Such a definition, however, must be flexibly adopted (and this is particularly so for the first section, which considers a period before modern Scotland’s borders had been fully fixed). Rigorous application would, for example, exclude John Barclay, who – although born in France and never having visited Scotland – defined himself as a Scot. Indeed, writing in Latin, he clearly falls within the medieval and renaissance Scoto-Latin tradition. In such cases, an inclusive definition has always been preferred and is justified – if justification is necessary – by the ways in which Scots have always been inclined to international exchange and exploration. Further, given the particular history of Scotland and Empire, the present editors have sought to pay due attention to writers when they belong to the Scottish diaspora, who are as clearly part of Scottish literature as the musicians of Cape Breton are of Scottish music. The organisation of this History in itself signifies a vision of the nature of Scottish literature. The relational nature of the chapters is carefully developed to include not only a comprehensive historical survey, but also to allow a multiperspectival approach to its identity in indicative groupings and at key moments. Detailed studies of major figures are complemented by cross-cutting chapters on conceptual developments, themes and literary milieux. Convinced of the high quality and coherent existence of Scottish literature from the earliest times until now, the editors contend that its range and variety are integral to these strengths. The strength of a literature of such international importance and influence lies in the ways in which it contains and celebrates variousness of form, idea and meaning and does so within its very nature, both intercultural and boundary-crossing. Within the discourses that constitute Scottish literature, there is much diversity, and there are many compounds. It is, therefore, fundamental to the theoretical conception of The Edinburgh History that no single theory or perspective dominates. The emphasis is on plurality of approach, reflecting the variety and heterodoxy of modern scholarship on the subject of Scottish literary studies and, indeed, the multifaceted contemporary discussion of Scottishness itself. The History seeks to illuminate its subject by bringing to bear appropriate and interacting perspectives on specific topics. This approach implies, for example, that authors such as Adomnán, Buchanan, Lindsay, Ramsay, Hume, Mac Mhaighstir Alastair, Scott, Conan Doyle, MacLean, Morgan or Lochhead will be discussed in more than one chapter, even if the author’s name appears in only one chapter title. There can be no single view
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or dominant line; the towering figures of conventional literary history gain new dimensions, but also make better sense, when their literary productions are construed through a range of cultural and theoretical contexts. Through this process of selection and combination a comprehensive picture of the ‘history’ of Scottish literature, in both its spatial and temporal dimensions, begins to emerge. The principles of selection in these volumes, then, are based on grounds of contemporary and retrospective significance in the light of networks of relationships: spatial, temporal, linguistic and conceptual. Each chapter develops a theoretical perspective most suited to the matter of the chapter; contributors have been encouraged to bring their own particular approaches to their topic. The interaction, and even contrast, of those perspectives is an important element in the way this History is conceived. Even where a chapter is centred on a major figure, a diversity of theoretical approach is sustained by the references to the same author in other relevant chapters; readers will be able to see other possible approaches to a given topic or body of work. The History thus aims to achieve a proper complexity in relation to its subject and to recognise the conditionality of critical knowledge. It thus seeks to avoid easy categories, narrow assumptions or simple acceptance of traditional views about Scotland or its literatures. Issues of diaspora writing are discussed in specific chapters in the later periods. At the same time, allowing for the effects of acculturation on passing generations, important writers of Scottish descent in other literatures – such as Lermontov, who was proud of and made much of his Scottish ancestry, or indeed Denmark’s greatest Baroque poet, Thomas Kingo (1634–1703), Norway’s greatest seventeenth-century writer Petter Dass (1647–1707), whose father was a Peter Dundas of Dundee, or Antoine (or Anthony) Hamilton (1645?–1719), one of the most important figures in French Classicism – we leave to study within the context of other literatures. The Edinburgh History of Scottish Literature does not, therefore, claim magisterial authority from any single critical perspective. Rather, it seeks to provide a confident, comprehensive and celebratory map of the current lively state and scope of its subject in volumes whose form and content will advance the continuing expansion of possibilities in Scottish literary study. The many approaches taken add up to a work which is appropriately innovative, at once in line with recent literary critical developments and properly sceptical of them. This interactive and multivalent approach allows time and space to contributors – and The History as a whole – to develop coherent responses to topics, and to avoid the danger of fragmentation into brief reference-book entries. The volumes fall into five sections: until 1314, 1314–1707, 1707–1918, since 1918 and ‘Introduction’ (Chapters 1 and 2). This comprises two chapters, the present one and the next, ‘The Study of Scottish Literature’. These cumulatively outline and elaborate the fundamentally conspectual philosophy of the History. This is that the term ‘Scottish’ is multicultural and multivalent – in our term, intercultural – and that the term ‘literature’ is elusive and fascinatingly diverse in its meanings, but not so amorphous as to lack meaningful identity or shape. Scotland has always been multi-ethnic and multilingual, and the accounts that follow recognise this more fully than ever before. The ‘Introduction’ as a whole, then, seeks to provide a framework contextualising the work of the History in past, current and anticipated international critical and theoretical debate. The Edinburgh History seeks to be as comprehensive as is consistent with a selective critical history, combining authority with the best of modern scholarship and an inclusive understanding of the nature of Scots cultures. It seeks to mediate between the specialised world of learned books and the needs of a wider reading public. It brings a variety of appropriate contemporary critical tools to bear on the whole corpus of Scottish literature, while
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engaging with problems of canonicity, reception and interpretation. Scottish literature is seen within the wider field of current and previous literary scholarship, so as to influence the agenda for critical debate in the twenty-first century. The ambition of The Edinburgh History of Scottish Literature is to open up new lines of enquiry for scholarship and provide new perspectives to develop and enhance the understanding and enjoyment of a distinctively Scottish literature.
2
The Study of Scottish Literature Cairns Craig
In 1933 appeared a slim volume: Edinburgh Essays on Scots Literature. Its extravagant subtitle – Being a Course of Lectures delivered at the University of Edinburgh by Members of the English Department and Others – recognised the rare event it recorded: sustained attention to Scottish literature in a university English Department in Scotland. In the Preface, Herbert Grierson – editor of the Letters of Walter Scott – acknowledged they were in part response to complaints about the neglect of Scottish literature. Edwin Muir, reviewing the volume, commented ‘it would be better for Scottish literature to languish in its time-honoured neglect, if this is the only publicity it can secure’. ‘Time-honoured neglect’ is a significant reminder of how recent is the development of Scottish literature as an academic discipline. A Chair of Scottish History and Scottish Literature was first established in Glasgow University in 1912, funded by the successful Scottish Historical Exhibition in the previous year. Two world wars were to intervene before the establishment of the School of Scottish Studies at Edinburgh in 1951, which did not offer specific courses in Scottish literature until 1969. This is not the full story, of course. The Celtic strand of Scottish literature had earlier been separated out: a Chair of Celtic was founded in 1882 at Edinburgh, while teaching in Celtic, especially Celtic literature, was inaugurated in Glasgow University in 1901, with a Chair there by 1956; Aberdeen’s Celtic Department had been flourishing since the 1920s. While these centres, and learned bodies like the Gaelic Society of Inverness, were making significant contributions to the establishment of a Scottish Gaelic canon and to criticism in the decades before 1930, they were doing so in a context distinct from the study of the rest of Scottish literature. That by contrast was, then, seen as Scottish literature: literature by and large in Scots or English. The Association for Scottish Literary Studies was founded in 1970 as a result of a conference at Stirling University in the previous year. Glasgow University’s Department of Scottish Literature was not established till 1971 – and still remains the only one in Scotland devoted solely to the study of Scottish literature. Centres for advanced research in Scottish literature originated even more recently: the Centre for Scottish Cultural Studies at St Andrews in 1993 and the Research Institute for Irish and Scottish Studies at Aberdeen in 1999. Courses in Scottish literature outside Scotland remain a rarity: Trinity College, Dublin, for instance, first established a course in Scottish literature in 2001 as an offshoot of the Irish-Scottish Academic Initiative. It was only in 2003 that the first Professor of Scottish Literature in England, Murray Pittock, took up the post at Manchester University. While Scottish Gaelic literature had been served by academic journals since 1904 (The Celtic Review to 1916, followed by the spasmodic Scottish Gaelic Studies in 1926 and folkloristic journals from 1957), the major journals serving Scottish literary scholars more generally are of recent origin: Studies in Scottish Literature founded in the United States by G. Ross Roy in 1963; Scottish
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Literary Journal (since 2000, Scottish Studies Review) in the University of Aberdeen in 1974. And if a full-scale review of the subject area in a multi-author, multi-volume format represents a public assertion of disciplinary autonomy, then the study of Scottish literature may have reached that stage only with the 1988 completion of Aberdeen University Press’s fourvolume History of Scottish Literature. The present author’s introduction to the fourth volume of that History suggests twentiethcentury Scottish writing developed in waves alongside the development of other independent ‘literatures in English’: first, the establishment of American and Irish literatures; then the assertion by the Empire’s ‘settler’ colonies that their literatures could not be regarded simply as subsets of domestic English literature; finally, the upsurge of ‘postcolonial’ literatures in former imperial territories. If Scottish writing could be linked to these developments, Scottish criticism lagged far behind: a glance at any of the now numerous anthologies of postcolonial criticism reveals no Scottish contributions. In Ireland, from the 1960s onwards, there was a sustained attempt to read Irish literature as the first postcolonial culture of the modern world. In 1995, Declan Kiberd argued in Inventing Ireland that since ‘the Irish experience seems to anticipate that of the emerging nation-states of the so-called “Third World” ’, it was appropriate, ‘to make comparisons with other, subsequent movements, and to draw upon the recent theories of Frantz Fanon and Ashis Nandy for retrospective illumination’. In Scotland, in contrast, the arguments of theorists such as Michael Hechter, in relation to Scotland’s subjection to a form of ‘internal colonialism’, could not divert attention from Scotland’s leading role in the creation of the British Empire. Scottish literature, like English literature, could only be ‘postcolonial’ in the sense that its empire had come to an end. Cut off from one of the major strands in the development of modern literary theory, the contemporary study of Scottish literature has been more deeply affected than others by the inspiration of feminist criticism. Efforts to establish Scottish literature as a separate discipline in the 1960s and 1970s were conducted in a cultural context shaped by patriarchal assumptions: conceptions of cultural independence founded on challenging a Union where Scotland was regularly figured as feminine partner made ‘masculinism’ the apparently ‘natural’ prologue to autonomy. In such a context, the recovery, since the 1970s, of the forgotten and neglected works of women writers has had a disproportionate impact on both the richness of Scotland’s literary resources and the overall understanding of its literary history. Scottish Victorian culture looks less hostile to achievement in the novel if Margaret Oliphant is given her due, and less implacable if Jane Welsh Carlyle’s letters are treated as seriously as Thomas Carlyle’s histories. Scottish modernism has a very different tenor if Nan Shepherd’s experiments with the novel are valued as highly as those of Gibbon or Gunn. From the revival of Elizabeth Melville’s writings and re-estimation of Joanna Baillie’s plays to the recognition of Muriel Spark’s outstanding contribution to the modern novel, and the public appeal of Liz Lochhead’s work (confirmed by her role in the new Scottish Parliament building’s opening), the study of Scottish literature has been undergoing a profound gender change – confirmed, perhaps, by influential sessions on ‘Queer Sir Walter’ at Modern Language Association conferences in the United States. This area, perhaps more than any other, illustrates how far the study of Scottish literature proceeded at a considerable remove from the academic study of Gaelic. From the earliest major anthologies in the late eighteenth century, poetry by women had been at the heart of the coalescing canon of Gaelic literature, and women occupied key nodal points in its literary history as it was being evaluated: Mary MacLeod (Màiri nighean Alasdair Ruaidh) was until recently seen in the historiography as the major force behind the rise of vernacular metres in Gaelic verse in the seventeenth century; Sìleas na Ceapaich has been
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identified as an innovator in private verse; Màiri Mhòr nan Òran (Mary MacPherson) as a key poet in the politicisation of Gaelic verse in the 1880s. Such poets have been edited and studied by Gaelic scholars throughout the past two centuries, without the need of prompting from a changing scholarly climate – but that difference has passed largely unnoticed by critics within both the disciplines of Scottish literature and Celtic. That only two survey chapters were devoted to the Gaelic tradition in the otherwise ground-breaking (and massive) 1997 collection by Gifford and McMillan, A History of Scottish Women’s Writing, indicates some of the blind spots that somehow seem to persist. In this case, the blind spot was to the detriment of the study, casting as it did an accidental veil over that stream of Scottish literature which has brought forward major and ‘canonised’ women writers since the fifteenth century. To some critics, indeed, Scotland’s history has been so insistently male in construction that Scottish women’s experiences and writings cannot be fitted into any narrative founded on the nation, since any such effort represents violent appropriation of their self-expression to purposes they would not support. The traditional problem of how to treat Scottish writers who make their literary careers in London – J. H. Millar’s pioneering Literary History of Scotland (1903) excludes Thomson, Boswell and Carlyle – is thus compounded, and the relevance of attaching ‘Scottish’ to ‘literature’ as an explicatory category cast seriously in doubt. It is a doubt, however, which has always hung over the study of Scottish literature, challenged on the one side by the redundancy of a national or linguistic boundary to literary creativity and on the other by the impediments to literary evaluation produced by a politically – or nationally – motivated criticism. But the study of Scottish literature is not just a local afterthought to the rise of English studies, or the literary accompaniment to recent constitutional change: what distinguishes Scottish literature from the newer ‘literatures in English’ is that the study of Scottish literature (at least as defined since 1912) has been entwined within the study of English – and English literature within Scottish – since their inception. As Michael Alexander has pointed out in his History of English Literature (2000), ‘a canon is a selection from the larger literary tradition’, and insofar as there is a canon of English literature it ‘goes back to the fifteenth century, when Scottish poets invoked a poetic tradition with Chaucer at its head’. The study of English literature, as canon, begins with the Scottish poets’ study of Chaucer, and the study of Scottish literature begins simultaneously in their attempts to specify what is different in their own national literature. (In doing so, they appear to ignore the fact that this, at least in the court of James IV, comprised poetry in Gaelic and Scots, even if that led sometimes to such (mock?) rivalries as those expressed in The Flyting of Dunbar and Kennedy.) Dunbar, for instance, in The Goldyn Targe proclaims the virtues of the ‘reverend Chaucere, rose of rethoris all/ As in our tong ane flour imperiall’, and the achievements of Gower and Lydgate whose ‘sugurit lippis and tongis aureate,/ Bene to oure eris cause of grete delyte’. By contrast, in Eneados, first complete translation of Virgil by a British author (1512–13), Gavin Douglas insists on no connection between his work in ‘Scottis’ and Caxton’s English: ‘It has na thing ado therewith, God wait,/ Ne na mair lyke than the devil and Sanct Austyne’. When James VI proposed in Some Reulis and Cautelis to be observit and schewit in Scottis Poesie, that though English ‘is lykest to our language, yit we differ from thame in sindrie reulis of Poesie’, he was acknowledging that the study of Scottish literature begins in the effort to distinguish Scotland’s difference from an English literature with which it has a profound commonality. Those late medieval ‘makars’ have taken on special significance in the study of Scottish literature, because they represent the only body of work produced in Scots when the nation in its modern form was politically independent. The neglect, meantime, of the very
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substantial body of poetry existing in Gaelic from this time compounds the separation already referred to between Scottish literature in Scots or English and that in Gaelic. This separation, which arguably did not exist in such a stark way in the court of, say, James IV has led to general ignorance of major medieval Scottish poets who happened to be writing in Gaelic. Meantime, the ‘makars’ have been treated as a privileged expression of the nation’s spirit. John Speirs wrote in The Scots Literary Tradition (1940): For a Scotsman to become fully aware of himself it would seem even necessary that he should realize his Scottish past something at least partially distinct from an English past,
that ‘Scottish past’ being represented by the poetry in Scots ‘of the fifteenth, and of the beginning of the sixteenth, century’. This poetry has come to represent, as it were, Scotland’s Classical literature, curiously neglecting the parallel Classical Scottish literature in Gaelic. G. Gregory Smith, in the twentieth century, can quote approvingly John Pinkerton’s sentiment expressed in his Ancient Scottish Poems in 1786: no man of either kingdom would wish the extinction of the Scottish dialect in poetry [. . .] It were to be wished that it should be regarded in both kingdoms equally only as an ancient and poetical language, and nothing can take it so much out of the hands of the vulgar as a rigid preservation of the old spelling [. . .] In short, the old Scottish poets ought to be regarded in the same light as Chaucer and the old English ones.
The poetry of late medieval Scotland – in ‘ancient and poetical language’ as remote from the present as any, separated from the ‘vulgar’ by its difficulty – offered itself as the demandingly ‘Classical’ context in which the reading of Scottish literature could become, properly, ‘study’ rather than mere relaxation. This offer would be accepted at face value at the cost of a substantial body of Classical Scottish literature in Gaelic. Nevertheless, the works of those now considered the major authors of the early period of Scottish literature came only slowly into circulation. Dunbar’s work first reached a general public in Allan Ramsay’s The Ever Green (1724), because Ramsay had access to one of the most important sources of earlier Scottish literature, the Bannatyne Manuscript. Ramsay, however, was an editor who, in the words of W. E. Aytoun, ‘never felt any hesitation in altering, retouching and adding to the old material which fell into his hands, so as to suit it to the prevalent taste of the age’. The other major source of earlier Scottish poetry, the Maitland Manuscript, suffered equally when its contents were first made public in John Pinkerton’s Ancient Scottish Poems (1786), since Pinkerton’s introduction confessed his own authorship of ‘ancient’ poems he had previously published. By the 1770s, Dunbar’s status as a major poet was well established – mainly as a result of the advocacy of Thomas Warton, author of a History of English Poetry (1774–81) – but as late as 1786, when Pinkerton published his List of Scottish Poets, Henryson was still known only as one of the poets mentioned by Dunbar in his so-called ‘Lament for the Makars’, and as possible author of a small number of unattributed poems. Though Barbour’s Bruce, Blind Harry’s Wallace and David Lindsay’s works remained popularly available throughout the seventeenth and eighteenth centuries, they were subject to serious scholarly study only when editions of Barbour and Blind Harry by John Jamieson, compiler of the Etymological Dictionary of the Scottish Language (1808–9), appeared. It was not until well into the nineteenth century, at the instigation of the Bannatyne Club in Edinburgh – formed in 1823 under the presidency of Sir Walter Scott – and the Maitland Club in Glasgow, formed in 1828, that complete
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editions of the major poets appeared. The dominating figure in this period was David Laing, secretary to the Bannatyne Club, whose editions of Lindsay (1826), Dunbar (1834) and Henryson (1865) and Works of John Knox, 6 vols. (1846–64) provided complete and scholarly editions of the major writers for the first time, setting a standard for later editions such as John Small’s Works of Gavin Douglas (1874). The effort of these clubs was extended after 1882 by the Scottish Text Society, formed to ‘publish in each year about 400 pages of printed matter [. . .] illustrative of Scottish Language and Literature before the Union’. The differentiation between the study of Scottish literature in Scots or English and in Gaelic is further illustrated by the parallel and equally important Scottish Gaelic Texts Society, founded as late as 1934 by Professor William J. Watson. Something of the differing evolutions of the critical study of the two main linguistic streams in Scottish literature can be revealed by considering the formation of their literary canons. It was only in the mid-Victorian period, as we have seen, that the modern canon of pre-Reformation Scottish literature in Scots was firmly established. Early accounts of Scotland’s writers, like George Mackenzie’s Lives of Scottish Writers (1708–12) – in which neither Dunbar nor Henryson figure – and David Irving’s Lives of the Scottish Poets (1804), were replaced by well-informed histories of pre-Reformation Scottish literature. These included Irving’s own posthumously published History of Scottish Poetry (1861) and John Merry Ross’s Scottish History and Literature: to the Period of the Reformation (1884). If the impulse behind much of the work was antiquarian, the outcome was the establishment of a body of texts that provided the historical core for a national literature. The historical Scots language core’s continuing significance to the modern discipline of Scottish literature is attested not only by the number of times the works have been re-edited, but by the fact that Canongate Classics, a series aimed at a popular paperback market, has nonetheless produced new editions of the works of The Makars (ed. J. A. Tasioulas), Barbour’s Bruce (ed. A. A. M. Duncan) and Blind Harry’s Wallace (ed. Ann McKim). The effort invested in making late medieval literature in Scots available to modern audiences – including the support provided by the Scottish National Dictionary (1931–76) and the Dictionary of the Older Scottish Tongue (1937–2002) – reveals the extent to which it represents not simply work of literary distinction, but an origin that justifies Scottish literature’s claim to a distinctive national identity. In the formal complexities of Dunbar’s poetry, as G. Gregory Smith put it, ‘the Scot found something that suited his idiosyncrasy’. Whatever the patriotic intent in the recovery of pre-Reformation non-Gaelic Scottish literature – and James Watson’s influential Choice Collection of Comic and Serious Scots Poems (1706) was published within a month of the settlement of the terms of the Treaty of Union – it took place in an environment far from antagonistic to English literature. Watson may have wanted to provide poetry in ‘our own native Scots dialect’, but much of what he published was in English, and it was the success of the Scottish airs (some genuine and some fake) in Tom d’Urfey’s Pills to Purge Melancholy, published in London in 1699 and reprinted four times by 1719, that inspired Allan Ramsay’s similar mixture, published as the Tea Table Miscellany (1723). Indeed, Ramsay’s bookshop had over its door a sign with portraits of Ben Jonson and Drummond of Hawthornden – hardly the supporters of a vernacular patriotism. Ramsay defended his use of the vernacular not as alternative to, but as complement to, his command of English, of which we are Masters, by being taught it in our Schools, and daily reading it; which being added to all our own native Words, of eminent Significancy, makes our Tongue by far the completest.
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Typical of this mutual interaction of Scottish and English literature is David Dalrymple, Lord Hailes. His Ancient Scottish Poems (1770) was the first published version of the Bannatyne Manuscript, but he also provided many of the Scottish ballads which appeared in the enormously influential Reliques of Ancient Poetry (1765), edited by the English bishop Thomas Percy. This in turn stimulated the rage for collecting folk poetry that was to be a key element in the study of Scottish literature from David Herd’s Ancient and Modern Scottish Songs (1776) to the School of Scottish Studies’ archive collection of oral literature. Yet, that distinctive national identity represented only a part – substantial no doubt, but a part – of the whole. There existed in Scotland a very substantial body of poetry and prose in Gaelic which itself constitutes a major literature and one that had its own canonical texts. Strikingly, Scottish Gaelic seems to have found its literary canon during a welter of editing and anthologising as early as the first half of the nineteenth century, and it has wavered little from that core. The key text is undoubtedly John MacKenzie’s Sàr Obair nam Bard Gaëlach, or the Beauties of Gaelic Poetry of 1841, whose authoritative commentaries, biographical and critical, assured the poets included therein, with few exceptions, a lasting place. W. J. Watson’s Bàrdachd Ghàidhlig of 1918 continued to provide a poetic core for the literature until the new wave of bilingual anthologies in the 1990s, while the same scholar’s Rosg Gàidhlig gave a backbone to its still ill-defined prose tradition. These texts had not, however, been addressed in quite the critical framework that had been developed in addressing Scottish literary texts in Scots (or indeed English). Gaelic literature had in many respects, following the Reformation, been occluded from the view of Scots and English speakers. Indeed, it is questionable the extent to which, even before then, the two cultures constituting that of Scotland were bilingual and bicultural and how far they constituted two parallel, but separate, cultures and languages inhabiting one political space. Certainly there is clear evidence from the poetry in, for example, The Book of the Dean of Lismore that there was precisely the range of intercultural, international influences on writing in Gaelic that would be expected of any literature whose practitioners were au fait with writing in other European languages, besides Scots. At the same time, there was a tendency on both sides of the linguistic borders to develop the literatures of Gaelic and Scots as polarities, and this was especially so after the cultural and political changes brought about by the Reformation. This was probably accentuated by the absence of what would now be recognised as universities in the Gaelic-speaking areas, so that the developing forms of critical thinking about literature to be found in Scots-speaking areas were not developed in the same way in Gaelic-speaking cultures. This had two effects. One is that Gaelic literature tended to be excluded from the definition then developing of Scottish literature and the other that knowledge of the ‘other literature’ of Scotland was likely to be based on impression, often politically charged, rather than knowledge. Since anglophone readers had no direct access to Gaelic texts, the understanding of that aspect of Scottish literature was bound to be mediated through the presentation of that literature through translation and the selection process that preceded that. This was not, of course, universally true. Some key Enlightenment figures were, like Adam Ferguson – himself from Gaelic-speaking Perthshire – fluent in both languages, but, by and large, the story of the relationship between the two Gaelic and Scoto-English strands of Scottish literature from the eighteenth century on is influenced by a sense of the otherness of each. The ‘otherness’ of Gaelic literature in this process was emphasised by the reaction to James Macpherson and Ossian. This otherness was often expressed in terms of the heroism or sentimental power of Gaelic literature and texts were admired in translation, or indeed in invention, to the extent to which they accorded to this simple and misleading model.
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At the same time, the criteria that were beginning to be seen as contributing to the development of a literature worthy of serious respect were often derived from models appropriate to Scots and English writing, to conceptions of metropolitan and ‘high’ literary culture not appropriate to the literature in Gaelic. Meanwhile, Celticism and proto-Romanticism were becoming interlinked. As a result, vernacular Gaelic literature was admired or vilified by critics often according to a fundamentally political agenda so that the perception of Gaelic literature was seen through both artistic and ideological lenses that had little to do with that literature’s own concerns. Meantime, Gaelic writers sought to maintain the integrity of their own traditions, satirising Dr Johnson, for example, in their canonical forms, at least partly in reaction to the Ossianic controversy, using concepts and techniques derived from their own literary tradition. Yet, their work was not in any large scale reaching the object of their satire, while the Ossianic phenomenon began to mean that Gaelic literature and Celtic culture was characterised as alien, noble, melancholy, heroic, romantic, even Homeric. The Ossian affair, however, did spur publishing in Gaelic by the early nineteenth century as writers and publishers sought to make available actual examples of the range of literature in Gaelic. At the same time, there was a reaction, intended to justify what was the actuality of literature in Gaelic. A problem here, however, was that later critics of Gaelic poetry emphasised the contextual or political aspects of the literature in reaction against the perceptions of Gaelic literature through the prism of Ossianism. In short, until the middle of the twentieth century, battle-lines were drawn, following the impact of Ossian, where those on the non-Gaelic-speaking side seemed to want Scottish literature in Gaelic to fit inaccurate stereotypes. The pressures of their attitudes, particularly concerning the idea of a Celtic Twilight, in turn skewed the debates of those working in the field of literature in Gaelic. Part of this skewing was the engaging by some in a Golden Age view of earlier literature that risked devaluing and distorting the continuing work of contemporary writers in Gaelic. And, of course, the tumults of the eighteenth- and nineteenth-century history of the Highlands and islands and the changes caused by political and economic developments throughout Scotland all accentuated the power of stereotype formation and the force of resistance to it. Nevertheless, in the mid-nineteenth century, figures like John Francis Campbell of Islay and Donald Campbell, who wrote on the interrelationship of Gaelic language, music and metre, argued for a view that might now be seen as more measured. Even into present times, however, the effects of the misunderstandings and misrepresentations of Scottish literature in Gaelic, quite the oldest continuing literary tradition in Scotland, survive. These effects may be intensified by the facts that there is very little critical writing in or on Gaelic and that most critics of modern Scottish literature have access to Gaelic texts only through translation. Another result of James Macpherson’s collection in 1760 of ancient Celtic literature, ‘some in manuscript, but more by oral tradition’, is that collecting and creativity have gone hand in hand in Scottish studies. Burns’s contributions to Johnson’s Scots Musical Museum (6 vols., 1787–1803) and Thomson’s Select Collection of Original Scottish Airs (6 vols., 1793–1841) represented the fulfilment of his desire be invisible within a ‘folk’ poetry. Equally, the foundation of Walter Scott’s literary success was the collection of oral literature that made up the Minstrelsy of the Scottish Border (1802). What William Motherwell’s Minstrelsy, Ancient and Modern (1827) attempted to do for the Scottish ballads, Alexander Carmichael did for Gaelic ‘charms, hymns and incantations’ in his Carmina Gadelica ‘orally collected in the Highlands and Islands of Scotland’. Carmichael’s work, the first volume of which was published in 1900, was not completed till 1971 – nearly sixty years after his death – and the massive Greig–Duncan collections of the folk songs of the north-east of
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Scotland, gathered before the First World War, was not published in full till the 1980s. A portion of it had appeared in 1925 as Last Leaves of Traditional Ballads and Ballad Airs, a title symptomatic of Scottish literature’s sometimes desperate rearguard action to document the legacy of cultures being rapidly erased from living memory – and in whose disappearance is foretold the possible extinction of Scotland itself. This has given the study of Scottish literature what some have described as its ‘nostalgic’ tenor, but defending Scottish texts from the amnesia of history has been crucial in maintaining not only the possibility of Scottish literary study, but the very identity of the nation. As Fletcher of Saltoun famously observed on the eve of the Union, ‘if a man were permitted to make all the ballads, he need not care who should make the laws of a nation’. Such returns to the folk, however, have left a legacy of critical concern that has undermined the international standing of Scottish literature. W. E. Aytoun, in his introduction to The Ballads of Scotland (1858), could defend the integrity of the folk literature collected by Walter Scott and declare its result a ‘splendid proof of his diligence, research, poetic enthusiasm, and vast acquirement’. Yet, Gavin Greig believed that the whole tradition initiated by Ramsay, and continued by Burns, Scott and Hogg, was a falsification of the real culture of the folk – Fakesong in David Harker’s 1985 description. In this context, Macpherson’s fraudulent ‘translation’ of the remains of ancient Gaelic literature could be seen not as aberration, but rather as prophetic not only of the admitted forgers such as John Pinkerton, but of the activities of collectors whose commitments were always divided between the demands of authenticity and the desire to present work of high literary value. Much of Scotland’s collected literature came under the suspicion that rapidly gathered round Alexander Carmichael’s Carmina Gadelica – that it was ‘a monumental exercise in literary fabrication’. Such doubts fuelled a construction of Scottish literature in which Scottish romanticism – from Ramsay’s pastoral The Gentle Shepherd (1725) to the historical fictions of Walter Scott, and continuing at least as far as the late nineteenth-century Kailyard tales of J. M. Barrie – was criticised as a means of allowing Scots to evade rather than confront the unpleasant realities – both political and economic – of their contemporary historical experience. As Katie Trumpener put it, in relation to Guy Mannering, Scott’s art ‘commemorates in order to forget’ and retrieves the past only ‘in order to relegate it to the realm of infantile memory’. Scottish literature, in such a construction, may be worthy of sociological analysis, but it will hardly repay literary study. In John Speirs’s words, criticism can only ‘indicate some of the things that have gone wrong with nineteenth-century Scotland and that might explain why it did not achieve a literature’. In effect, study of preReformation Scottish culture was so successful that it trapped Scottish writers into fake reproductions of earlier versions of Scottish literature. At the same time, the absence of an integrated study of Scottish literature resulting from the absence, often, of Gaelic texts combined with this fake reproduction of earlier versions of literature in Scots to create a sense of a deformed literary culture. In consequence, much of Scottish literary study’s energy has been devoted to tracing the sources of the deformations of Scotland’s literary culture. Confronted by what David Daiches described as the The Paradox of Scottish Culture (1964), literary criticism in Scotland has been dominated by the question of whether, in Douglas Gifford’s words, ‘Scottish literature, tormented by these ambivalences of identity and purpose, lost its way and dropped its standards drastically.’ If earlier criticism saw Scotland’s ‘ambivalences’ as a legacy of Reformation Calvinism, or of the loss of national independence and the failure of the Stuart cause, more recent criticism, often ‘dealing with’ the role of literature in Gaelic by simply ignoring it, has focused on the Scottish Enlightenment’s ambivalent
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legacy, symbolised in David Hume’s trivial, but symptomatic, efforts to rid his prose of ‘Scotticisms’. The discipline of English literature itself is now generally traced to the ‘anglicising’ efforts of the Scottish Enlightenment literati, who encouraged Scots, through the study of rhetoric, to accommodate themselves to the Union by becoming skilled in the writing and speaking of English. The consequence, it has been argued, was a split between the tradition of writing in Scots, powerfully maintained from Ramsay to Burns, and a literary criticism that did not recognise that tradition’s validity. Robert Crawford considers that leading proponents of the discipline of rhetoric and belles lettres – Robert Watson, Adam Smith and Hugh Blair – ‘devalue native literary currency, choosing to compliment it only when it accords with Anglocentric rules of propriety’. He sees Anglocentrism thus effectively undermining these thinkers’ own literature, leaving their successors trapped ‘within an institutional history which inhibits the perception of Scottish Literature as a distinct subject for study’. If the Scots invented English literature, and thereby dispossessed themselves of a specifically Scottish literature, it was not an invention whose copyright they passed to the English. Rather, they invented it precisely in order to promote and maintain the centrality of Scottish writing within the domain of the new discipline of English. Hugh Blair’s Lectures on Rhetoric and Belles Lettres, first published in 1783 but delivered in Edinburgh since 1759, aspire to an Enlightenment universalism which can traverse Greek, Roman, French, Spanish and English literatures for the best models of literary excellence. In this panoramic context what is striking is the prominence given to Scottish examples. Blair’s elucidation of pastoral, for instance, in a discussion ranging from Theocritus and Virgil to Pope, concludes: ‘I must not omit the mention of another Pastoral Drama, which will bear being brought into comparison with any composition of this kind, in any language; that is, Allan Ramsay’s Gentle Shepherd.’ No higher accolade could be accorded a Scottish poet than being reckoned the equal of Theocritus, Virgil and Pope. If, thereafter, Blair, notes that it is a great disadvantage to this beautiful Poem, that it is written in the old rustic dialect of Scotland, which, in a short time, will probably be entirely obsolete, and not intelligible,
he is not undermining the relevance of the poem but acknowledging the extent to which, even in a language nearly ‘obsolete’, there is an achievement that ‘would do honour to any poet’. Blair gives similar status to Home’s Douglas as an example of modern tragedy, because it contains one of the ‘most distinguished Anagnorises’ and is equal with ‘masterpieces of the kind’. And Macpherson’s Ossian, which has ‘all the plain and venerable manner of the ancient times’, exemplifies the highest of all literary achievements – the sublime: ‘amidst the rude scenes of nature and of society, such as Ossian describes; amidst rocks, and torrents, and whirlwinds, and battles, dwells the Sublime’. It is striking that, in however occluded a way, Blair sees Scottish literature as including Scotland’s literature in Gaelic. Literature in each of the three languages of Scotland – the Scots of Ramsay, the Gaelic undercurrents that lie behind Macpherson’s Ossian, and the English exemplified by poets such as Thomson, whose poetry ‘introduces us into society with all nature’ – is asserted by Blair the equal of Classical literature’s foremost examples, and therefore certainly the equal of any English literature. In Blair’s defence of Macpherson’s Ossian in his ‘Critical Dissertation on the Poems of Ossian’, what we see is not the development of an Anglocentric conception of Scottish literature but the assertion of a Scotocentric conception of English (and, indeed, all
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modern) literature. Ancient Ossian becomes the model against which modern poetry must be measured: Ossian, himself, appears to have been endowed by nature with an exquisite sensibility of heart; prone to that tender melancholy which is so often an attendant on great genius; and susceptible equally of strong and of soft emotions,
because ‘if Ossian’s ideas and objects be less diversified than those of Homer, they are all, however, of the kind fittest for poetry’. Ossian, therefore, becomes the fulcrum of Blair’s aesthetic theory, relating Macpherson’s poem to general philosophical and psychological principles that provide the benchmarks by which other poetry will be measured: His poetry, more perhaps than that of any other writer, deserves to be stiled, The Poetry of the Heart. It is a heart penetrated with noble sentiments, and with sublime and tender passions; a heart that glows, and kindles the fancy; a heart that is full, and pours itself forth.
Blair’s sentimentalising treatment of what he understands as the Gaelic tradition can be seen as at once, in effect, colonising Gaelic literature with the new perspectives of romanticism, and simultaneously creating of it an other, so helping separate and ghettoise the study of Scottish literature in Gaelic. Certainly, his argument shaped accounts of English literature for a century, both in the conception of poetry as ‘pouring’ from primitive or natural life, and in Matthew Arnold’s famous assertion that the achievements of English literature depended on its Celtic imagination: The Celts, with their vehement reaction against the despotism of fact, with their sensuous nature, their manifold striving, their adverse destiny, their immense calamities, the Celts are the prime authors of this vein of piercing regret and passion, – of this Titanism in poetry.
To Blair, too, can be traced early accounts of the history of English literature, like Henry Morley’s English Writers (1887), which insists that without its Celtic substratum ‘Germanic England would not have produced a Shakespeare’. Equally, Blair’s defence of Ossian was deeply to influence the development of Anglo-Irish literature, since it was the effort of Irish scholars to prove that the authentic Ossianic legends were Irish, rather than Scottish, that provided W. B. Yeats with the legendary material on which the Irish Literary Revival was based. Yeats’s insistence on the need for poetry to return to its ancient sources recapitulates Blair’s argument for the centrality of the Ossianic bard to modern literature in English. From Blair’s work, and the influence exerted by the Scottish universities on the first English departments in England – those in University College and King’s College in London in the 1820s and 1830s – a version of English literature emerged to which the literature of Scotland was central. Thus in the great ninth edition of the Encyclopaedia Britannica (1872–88), there are substantial articles on English literature, on Celtic literature (by W. K. Sullivan of Cork) and even a ground-breaking one on American literature (by John Nichol of Glasgow University), but there is no entry on Scottish literature. There was no need, because the history of English literature presented is so thoroughly shaped by the demands of Scotland’s different ‘reulis of Poesie’. The author of the article was Thomas Arnold, an Oxford scholar, and prominent roles were given to Dunbar, Henryson and Douglas – ‘all of whom, in respect of their turn of thought and the best features of their
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style, may be properly affiliated to Chaucer’. Not only this, a special place was accorded to Burns: a man of genius [. . .] whose direct and impassioned utterances, straight from the heart [were] to prepare the English-speaking world for that general break-up of formulas which the tempest of the French Revolution was about to initiate.
The article’s culmination is the work of Scott, whose ‘strong memory and inexhaustible imagination, joined with a gift for picturesque description, and the faculty [. . .] of creating and presenting living types of character’, makes him the representative novelist of the age. Jane Austen is not mentioned. Arnold also includes non-imaginative writing and gives extensive accounts of the works of Francis Hutcheson, David Hume, Adam Smith and Thomas Reid. Even Dugald Stewart is given a key role in the moulding of modern ‘English’ culture through the wide range of intellectual talents who attended his lectures, many of whom became contributors to those influential organs of a Scoto-English conception of English literature, the Edinburgh Review and Blackwood’s Magazine. It might seem that the wish of Clerk of Penicuik, one of the eighteenth century’s foremost antiquarians, had been fulfilled: ‘Let the two nations’, he declared, applying Book XII of the Aeneid, ‘each still unsubjected, enter upon an everlasting compact under equal terms.’ English literature, at the high point of British imperialism, was firmly bound together by its ‘unsubjected’ Scottish contribution. What had changed, however, was that Scottish literature’s foundations were no longer identified with Celtic culture – Macpherson’s ‘forgery’ and Irish claims had muddied that source – but in the shared Anglo-Saxon origins of the English and Scots languages. Literature in Gaelic was now definitely a separate study. When Blair wrote, Anglo-Saxon poetry of the pre-Norman period was almost entirely unknown: it was only in 1815 that the Icelandic scholar Grim J. Thorkelin published Beowulf, a poem that came to be endowed with exactly the qualities Blair had found in Ossian. As the introduction (1907) to The Cambridge History of English Literature put it: Beowulf – romance, history and epic – is the oldest poem on a great scale, and in the grand manner, that exists in any Teutonic language. It is full of incident and good fights, simple in aim and clear in execution; its characters bear comparison with those of the Odyssey and, like them, linger in the memory; its style is dignified and heroic.
It was Thorkelin who encouraged John Jamieson to produce his Etymological Dictionary of the Scottish Language in order to prove Scots’ Scandinavian origins and therefore the closeness of its vernacular literature to Anglo-Saxon. The emergence of an Anglo-Saxon origin for English literature, in other words, reinforced the centrality of Scots to the traditions of English literature. It is symptomatic of this Saxon conception of the study of Scottish literature that an early meeting of the Scottish Text Society, regretted that too little attention was paid to the language, literature and history of Scotland in the system of education, and that there was no chair of Anglo-Saxon in a Scottish University.
When the Chairs of ‘Rhetoric and Belles Lettres’ in the Scottish universities became Chairs of ‘Rhetoric and English Literature’ (Edinburgh, 1865), or, when new Chairs of English Literature were established (Glasgow, 1862), the possible Celtic origins of English literature
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had been entirely displaced by these Anglo-Saxon roots. For John Nichol, taking up the Chair in Glasgow, the subject he was about to teach began with Hugh Blair in 1759, but central to it is the study of Anglo-Saxon. In his Inaugural Lecture (1862), he observes that though it is only of late years that the researches of Anglo-Saxon scholars have disinterred it, and shown how much it promised [nonetheless] rude as our Saxon literature was, and scattered as are its fragments, we may be forgiven a certain pride in the reflection that centuries before the ‘Cid’ was written in Spain, or the ‘Nibelungen Lied’ in Germany, [. . .] or the Troubadours had sung their earliest lays, [. . .] our ancestors had done so much.
Anglo-Saxon is ‘our own tongue’, the origin of Scots as well as English. David Hume had prophesied, in a letter to the historian Edward Gibbon, that ‘our solid and increasing establishment in America’ can ‘promise a superior stability and duration to the English language’ than the French. For Nichol, the truth of this prophecy is seen in the fact that ‘Shakespeare and Burns are this day read from the banks of the Connecticut and the Columbia river to the sands of Sydney and the Yellow Sea.’ ‘Shakespeare and Burns’: Scottish literature is equal with native English literature within the combined cultures that constitute the discipline of English literature. Andrew Hook has outlined Nichol’s claim to be the founder of American literary studies because of his Encyclopaedia Britannica entry on American literature in the 1870s and his book American Literature (1882). Yet, his entries on Burns in the ninth, tenth and eleventh editions of the Britannica and his books, Sketch of the Early History of the Scottish Poets (1871), Robert Burns (1882), and Carlyle (1892), all point to the fact that, for Nichol, the study of Scottish literature is equal with the study of English and American literature. That these were not simply the constructions of a British literature in which English and Scottish elements were merged is clear in the work of Nichol’s Edinburgh contemporary, David Masson. In ‘The Scottish Contribution to British Literature’, he considered just how many influential Scottish writers overlapped with the life of Burns and declared that in reading the writings of such men, one is perpetually reminded, in the most direct manner, that these writings are to be regarded as belonging to a strictly national literature.
This is confirmed in Masson’s British Novelists and their Styles (1859), which centres around Walter Scott’s influence and achievement – ‘as, since Shakespeare, the man whose contribution of material to the hereditary British imagination has been the largest and most various’. Indeed, for Masson, Scott’s ‘influence is more widely diffused through certain departments of European and American literature than that of any individual writer that has recently lived’, with the result that he has ‘Scotticized European literature’. For Masson’s predecessor, W. E. Aytoun, Scottish literature was no less central, as can be seen from the history of Scottish poetry that acts as introduction to his collection of The Scottish Ballads (1858). A glance at the examination papers set by Aytoun and by Masson shows how central Scottish writing was to their conception of the new discipline of English literature. In Masson’s papers of 1876–7, for instance, questions such as these appear: Make out (1) as numerous a list as possible of English and Scottish poets ‘flourishing’ about the year 1380; and (2) a similar list for the year 1600. To each name add a word indicating the nature of the author’s writing.
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Scottish students in the late Victorian period were being provided with a version of English literature in which Scottish literature, as a distinct national tradition, was considered one of its most important components, in both its original formation and recent contributions. Two years later, Scottish literature in Gaelic was being studied separately under the new chair in Celtic. While the diaspora had taken this literature as far throughout the world as Scottish literature in Scots, it was being seen as a distinct study in its homeland. In a parallel with the nineteenth-century concerns of university scholars for the Anglo-Saxon and Germanic roots of English and Scots, and perhaps to an extent influenced by it, Gaelic scholarship too felt the ‘call of the ancient’. The new university curricula in Edinburgh and later Glasgow developed close links with Irish scholarship, whose attention to the earlier, shared forms of Gaelic (Old and Middle Gaelic, Classical Irish) were until very recently deemed necessary for a full critical understanding of Scottish Gaelic literature. Such scholars were not averse to the trump card philology could seem to give to Gaelic in the ancientness stakes, especially with the evolution in the mid-twentieth century of influential ideas about the similarities, at either extreme of the Indo-European family, of the Sanskrit and Celtic languages and cultures. The need that was thus established for philological competence among those who would pursue an academic career could be said to have in some ways retarded the development of a mature literary criticism. Conversely, however, it allowed an understanding of the Gaelic literary tradition over the longue durée, and built crucial bridges to the increasingly better-supported academic pursuit of Irish-language literature in Ireland. That ‘Scottish literature’ was now seen as part of English literature is borne out by the Cambridge History of English Literature, whose concluding volume, the fourteenth, published in 1916, ends with accounts of some recent developments of English literature, including extensive chapters on ‘Anglo-Irish Literature’, ‘Anglo-Indian Literature’, ‘English Canadian Literature’, ‘The Literature of Australia and New Zealand’. There is, however, no chapter on an emergent Scottish literature precisely because Scottish literature has been assumed throughout to be a component part of English literature. Thus the section on the nineteenth century is opened by a chapter on ‘Philosophers’ (by W. R. Sorley), which includes James Mill, Thomas Brown, Sir William Hamilton, J. F. Ferrier, John Stuart Mill, William Wallace and the Caird brothers. It also includes a chapter on ‘Critical and Miscellaneous Prose’ (by Hugh Walker, author of Three Centuries of Scottish Literature), which deals, alongside Symonds, Pater and Wilde, with Aeneas Sweetland Dallas, Hugh Miller, W. and R. Chambers, Robert Louis Stevenson and Andrew Lang. It is symptomatic of this Scoto-English account of the history of English that it should end with ‘Changes in the Language since Shakespeare’s Time’ by W. Murison of the University of Aberdeen, which focuses on the ‘worldwide expansion of the English language’. The Scottish rhetorical tradition is both the opening and the closing statement of this powerful Scoto-English tradition – ‘Scoto-English’ not only in terms of the integration of Scottish writing as a central national tradition, but in terms of the many contributions which Scottish critics made to the writing of the history of English literature, from Chambers’s Cyclopaedia of English Literature (1844) to histories of English literature by J. Logie Robertson (1894), Andrew Lang (1912) and John Buchan (1923). Given the depth and longevity of this conception of English literature, Scottish literature’s emergence as an independent national tradition, however focused on two of its three national languages, was bound to be slow – especially since, unlike in Ireland, there was no political conflict to underpin a national literature. In consequence, Scottish literature emerged into a space that was created largely by external forces. First, there were the centrifugal forces of the emergent new literatures of the English-speaking world which
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transformed ‘English literature’ into ‘literatures in English’, a rubric under which Scottish literature could take its own independent place. Second, study of literature in Gaelic was seen as a function of departments of Celtic. Third, there was the centripetal force that was England’s turning in on itself from the 1930s onwards to insist on the importance of its native traditions. The British Empire’s slow crumbling was accompanied by retreat to increasingly narrower conceptions of what counted as ‘English’, one in which Scottish writers were marginalised because they did not reflect issues in the political and cultural life of England. Raymond Williams, for instance, has nothing to say about Burns in The Country and the City (1993), despite the fact that John Clare, who receives substantial attention, ended his life signing his poems as Robert Burns. And Peter Quennell and Hamish Johnson declared in their History of English Literature (1973) that we have excluded Robert Burns because we believe that he was, above all else, a Scottish poet, posthumously adopted into the canon of English literature, whose greatest works belong to a poetic and cultural heritage quite distinct from that of England.
Fourth, there was the contraction of literary study itself from the broad field of all good writing to the much narrower field of imaginative or creative literature. This reduced much of the eighteenth and nineteenth centuries’ best Scottish writing from the domain of ‘literature’ to mere ‘background’. The unravelling of this massively successful Scoto-English construction of English literature left Scottish literature with a version of itself constricted by the exclusions that had been made necessary by that structure. These involved, first, as has been seen, the separation out and so, effectively, marginalisation of Gaelic literature, since ‘Scottish’ literature was founded on the Anglo-Saxon origins of Scots; second, a focus on early literature as more fully and authentically Scottish; and, third, the exclusion of Scottish writers who had made their careers in England, since they were part now of the autonomous domain of English literature. The consequence was that the narrative of Scottish literature was read elegiacally, as in T. F. Henderson’s Scottish Vernacular Literature (1900), which took Burns’s death as the end of the tradition: his death was really the setting of the sun; the twilight deepened very quickly; and such twinkling lights as from time to time appear only serve to disclose the darkness of the allencompassing night.
Or it was read as a progressive submission to anglicisation, as Gregory Smith suggested in Scottish Literature: Character and Influence (1919). For Smith, Scottish literature had emerged and developed through phases of anglicisation, so that the farther it progressed the less Scottish it became. Smith, it has been argued, is the first theorist of Scottish literature. But though his ‘Caledonian Antisyzygy’ had creative value to Hugh MacDiarmid, it is the product not of a theory of an independent Scottish literature but of its defeat. Where the Scoto-English tradition insisted on Scotland’s shaping power on English literature, Smith presents a Scottish literature that is being ineluctably drawn back into an English literature with which its origins were, in any case, identical. Much more robust were the views of Smith’s teacher, David Masson, who believed Scotland had ‘a greater liability to be acted upon throughout its whole substance by common thought and common feeling’ than England because, as a ‘small nation placed on the frontier of one so much larger’, its people have been ‘taught to recognise its own individuality by
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incessantly marking the line of exclusion between itself and others’. For Masson, Scottish literature is born from and develops in resistance to incorporation, from ‘this inordinate intensity of national feeling’. Masson, the great biographer of Milton, an early holder of a Chair of English Literature in London, views Scottish literature as not anglicised by its intertwining with English literature, but energised by its resistance to identification with English culture. Take, for example, his eulogy on Sir William Hamilton: [. . .] not even when discussing the philosophy of the unconditioned or perfecting the theory of syllogism, does Sir William forget his Scottish lineage. With what glee, in his notes, or in stray passages [. . .] does he seize every opportunity of adding to the proofs that speculation in general has been largely affected by the stream of specific Scottish thought; [. . .] reviving memories of defunct Balfours, and Duncans, and Chalmerses, and Dalgarnos, and other ‘Scoti extra Scotiam agentes’ of other centuries; or startling his readers with such genealogical facts as that Immanuel Kant and Sir Isaac Newton had Scottish grandfathers [. . .] It is the Scottish Stagirite not ashamed of the bonnet and plaid; it is the philosopher in whose veins flows the blood of a Covenanter.
Masson’s knowledge of Hamilton’s works is also testimony to a conception of literature much broader than the one that would come to dominate English studies in the aftermath of 1940s’ ‘New Criticism’. Indeed, Masson was the author of an enormously inclusive account of Recent British Philosophy (1867) and it is symptomatic that Gregory Smith’s entry on Masson in the Dictionary of Literary Biography does not mention it. Smith’s Scottish Literature: Character and Influence (1914) already points to the exclusion of philosophical prose from ‘literary’ study, an exclusion that both undermines the richness of the Scottish tradition and deracinates the works of Scotland’s imaginative writers, which depend so strongly on their philosophical and theological contexts. It is not by seeking its absolute separation from English literature that the study of Scottish literature makes sense as a separate discipline; nor even by the effort of trying to encompass all of Scotland’s several languages, important though that is: what makes the discipline of Scottish literature distinctly different from the discipline of English literature is that ‘literature’ itself requires a different definition in Scotland from the ways in which ‘literature’ has come to be defined in England. The definition of ‘literature’ within the Scoto-English formation of English literature was focused on literature as the crossing point of historical, philosophical and theological writing and on imaginative literature – as in the case of Ossian, or of folk poetry – as expressive of historical and philosophical truths. It was the loss of this complex conception of literature that reduced the Scottish tradition to Edwin Muir’s ‘few disconnected figures arranged at abrupt intervals’. The effort to create an autonomous discipline of the study of Scottish literature will have reached maturity when Scottish literature encompasses and is informed by the whole intellectual history of the nation in all its languages, an intellectual history more distinguished than that of any comparable European country. Then it will acknowledge, in the words of David Masson, that, considering the amount of influence exerted by such men upon the whole spirit and substance of British literature, considering how disproportionate a share of the whole literary produce of Great Britain in the nineteenth century has come either from them or from other Scotchmen, and considering what a stamp of peculiarity marks all that portion of this produce which is of Scottish origin, it does not seem too much to say, that the rise and growth of Scottish literature is as notable a historical phenomenon as the rise and growth of the Scottish philosophy.
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Further reading Craig, Cairns (ed.) (1987–8), History of Scottish Literature, 4 vols, Aberdeen: Aberdeen University Press. Crawford, Robert (ed.) (1998), The Scottish Invention of English Literature, Cambridge: Cambridge University Press. Gaskill, Howard (ed.) (1991), Ossian Revisited, Edinburgh: Edinburgh University Press. Gifford, Douglas and Dorothy McMillan (1997), A History of Scottish Women’s Writing, Edinburgh: Edinburgh University Press. Gillies, William (2006), ‘On the Study of Gaelic Literature’, in M. Byrne, T. O. Clancy and S. Kidd (eds), Rannsachadh na Gàidhlig 2 Litreachas & Seanchas Essays on Gaelic Literature, History and Tradition from the 2nd Scottish Gaelic Studies Conference, Glasgow 2002, Glasgow: Roinn na Ceiltis, pp. 1–32. Pittock, Murray (1991), The Invention of Scotland: The Stuart Myth and the Scottish Identity, 1638 to the Present, London: Routledge.
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One Kingdom from many Peoples: History until 1314 Benjamin Hudson
In his Ecclesiastical History, Bede famously declared that Britain was home to four peoples – Britons, Gaels, English and Picts – and five languages – English, Welsh, Pictish, Gaelic and Latin. The medieval Scottish kingdom incorporated all four peoples with the later addition of the Vikings and Normans; the records of medieval Scotland owe a debt to all five languages, as well as Norse and French. The history of Scotland began before there was a ‘Scotland’, when the lands encompassed by the later kingdom were ruled by the Britons or the Picts, and the Gaels occupied a minor part of northern Britain. Anachronistic as it may seem, it is nevertheless true that Scotland was one realm formed from many peoples, and its construction took place over many centuries. Before the Scots there were the Britons and the Picts. In the wake of the Roman withdrawal from Britain there were three important kingdoms among the Britons living north of Hadrian’s Wall: Gododdin (on the east coast into Lothian and round the firth of Forth); Strathclyde (round the firth and river valley of the Clyde); and, in the west, the obscure principality of Rheged. Medieval writers believed that St Patrick, the Apostle of the Irish, came from Strathclyde, while St Ninian built his famous church Ad Candida Casa at Whithorn. These northern British kingdoms collapsed during the course of several centuries either through attack (Gododdin) or through annexation (Strathclyde). Beyond the sparse record of chronicles, much of our knowledge about these kingdoms is gleaned from literature, such as the verses now known as The Gododdin or the hagiography of individuals such as Kentigern, the saint of Strathclyde. Beyond the Britons, north of the Forth, were the Picts, one of several peoples so called by the Romans (the name is also preserved in Poitiers), whose uprising in 367 nearly succeeded in permanently driving the legions from Britain. The Picts have intrigued scholars beginning with Bede, who sparked a continuing debate with a casual aside that when the kingship was in doubt they chose a king from the female rather than male line. In the twelfth century, Henry of Huntingdon gave them their fame as the vanishing folk of Britain when he noted that of all the peoples mentioned by Bede, the Picts had disappeared almost completely. Like the Britons, far too little information about them survives, although they had scriptoria that, c. 710, a king named Nechtan ordered to produce ecclesiastical calendars using nineteen-year cycles. The people who gave their name to Scotland were emigrants from Ireland (known as Scotia to Classical writers). These were the Scoti, the ‘Gaels’ or Goídil in their own language. As Roman power ebbed, Irish settlements were made along the western British coastline. The most successful was known as Dál Riata, and the thirteen miles across the North
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Channel to the Mull of Kintyre became a highway connecting the colony in Britain with the original kingdom in what is now County Antrim in Ireland. The traditional date of c. ad 500 for the transfer of Dál Riata’s capital from Dunseverick to Dunadd by a prince named Fergus might be correct. British Dál Riata extended from the Ardnamurchan Peninsula in the north to Arran, and probably as far as the Isle of Bute in the south. In a simplified scheme later provided by the tract called Senchus Fer nAlban (‘History of the Men of Britain’), there were four main kindreds (cenéla) in Dál Riata: Gabrán, Loairn, Óengus and Comgall. By the eighth century, Cenél nGabráin and Cenél Loairn dominated. Also from Ireland came missionaries, who converted some of the Picts to Christianity and built churches among them; from them were sent missions that were important in the conversion of the English. The most famous church was Iona, founded by St Columba. Other important churches included those at Applecross and Abernethy. The clergy brought more than a new religion, for written records were maintained at the religious houses. Chronicles, laws, theological works and lists of the deceased pious were written or copied in the scriptorium. From works such as devotional verse composed at Iona there is valuable information about social customs, theology and standards of learning. By the eighth century the Irish community in northern Britain experienced a period of stress and decline. There was political turmoil in Dál Riata as Cenél nGabráin contested for power with Cenél Loairn, and both kindreds were also involved in military ventures in Ireland. At this time a prince named Óengus son of Fergus rose to pre-eminence among the Picts. A contemporary genealogy claims that he was part Irish, but that made little difference as he eliminated his Pictish rivals and then turned his attentions to the Gaels. His success is concisely noted by the Annals of Ulster for the year 740: ‘In this year the hammering of Dál Riata by Óengus’. The northern Britons suffered, too. The English embarked on a military campaign that reached as far as the Plain of Kyle (south of Ayr) in 750. On 1 August 756, Óengus and the Northumbrian king Eadberht forced terms on the Britons of Strathclyde. To misery in secular affairs for the Gaels were added ecclesiastical reverses. As part of his reform programme that included the adoption of nineteen-year calendars, the aforementioned Nechtan rejected the Irish missions in favour of those from the English of Northumbria, sending the representatives of Iona across ‘the Ridge of Britain’. Political and military power changed rapidly after the death of Óengus in 761. Like other charismatic leaders, his successors could not replace him. Towards the end of the eighth century, families from both Cenél nGabráin and Cenél Loairn were moving eastwards out of Dál Riata. The Cenél nGabráin prince Constantine son of Fergus (who some scholars consider to be Pictish) conquered the Pictish kingdom of Fortriu c. 790, and he was followed in the kingship by his brother Óengus and their sons. When Óengus’s son Eóganán was killed in 839, fighting a Viking fleet that had earlier raided in Ireland round the river Liffey, the way was opened for a new chapter in the history of the Scots. The Vikings added to, and were a reason for, the confusion of the ninth century. They appeared in the islands of northern Britain at the end of the eighth century. An Irishman named Dicúil (who might have been a monk at Iona) mentioned the Viking settlements in the northern isles – the Shetlands, Orkneys and Outer Hebrides – in his geography called the Measure of the World (825). Farther south, the Icelandic sagas credit Viking settlements in the Hebrides to chieftains such as Ketil ‘Flat nose’. By the end of the ninth century there was movement to Iceland; Ketil’s daughter named Aud ‘the deep-minded’ was an early settler. These individuals and their descendants were remembered in later literary works such as Orkneyinga saga and Landnámabók (‘Book of Settlements’).
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Just before the mid-ninth century began the career of the man popularly credited with the foundation of the medieval Scottish kingdom: Cinaed mac Ailpín (anglicised as Kenneth Mac Alpin). From his home in Kintyre, Cinaed became king of Dál Riata upon the death of Eóganán. He conquered Fortriu several years later and then began his conquests of the other Pictish kingdoms south of the Grampians, a chronology suggested by some lists of kings. Cinaed and his family immediately began to change the ecclesiastical and legal orientation of their Pictish subjects. When Viking raids devastated the Church on Iona, Dunkeld succeeded it as the head of the Columban churches in Britain and, c. 849, a new church was built there on Cinaed’s orders. Probably at the same time were begun the annals now known as the ‘Scottish Chronicle’ (also called the ‘Pictish Chronicle’, or ‘Chronicle of the kings of Alba’) that survives in combination with a later king-list. Cinaed’s brother and successor Domnall I replaced Pictish laws with the laws of Dál Riata, probably the origin of the so-called ‘MacAlpine’ laws, a title found on a later, independent legal text. The Scots were not living in isolation and alliances were made that, in turn, influenced internal developments. Cinaed’s daughter Máel Muire was married, in turn, to the Irish high kings Áed Findlíath and Flann Sinna. Those contacts might have encouraged Cinaed’s grandson Constantine II and Bishop Cellach of St Andrews in 906 to order the churches among the Scots to follow Irish practices. These ties allowed Scottish students such as Catroe, the future abbot of Waulsort and Metz, to study in Ireland. Cinaed’s dynasty was also politically innovative. All families other than Cinaed’s were denied royal status, and local rulers were designated mormaers (‘Great Stewards’). Cinaed and his family moved east during, and probably in part because of, Viking raids. His son Constantine I faced the famous Viking called Olaf ‘son of the king of Lothlind’ who was the model for the Olaf the White of the Icelandic Sagas. In 866 Olaf raided the Scots and forced payment of a ‘tax’, which he collected for almost ten years until he was slain in 875 by Constantine. The king died the following year during a battle with the Vikings when his army was ‘swallowed by the earth’. Constantine’s son Domnall II died in 900 fighting the Vikings outside his fortress at Dunnottar, a former Pictish stronghold, while his cousin, Constantine II, fought the Vikings in two major battles in 914 and 918. In the tenth century the Scots faced a new foe in the English dynasty of Alfred the Great, whose formidable grandson Æthelstan united the English under his lordship. His ambitions might have been greater, for he attacked the Scots in 934. The outraged Scots retaliated in 937 at the battle of Brunnanburh, when Constantine allied with the Viking chieftain Olaf of Dublin (whose father had been driven from Britain by Æthelstan). Described as a ‘most lamentable and horrible’ battle in the Irish Annals of Ulster, the outcome was victory for Æthelstan and his teenaged half-brother Edmund. Constantine ruled for a few more years before he abdicated to go into religious retirement and was succeeded by his distant cousin Máel Coluim I. The ascension of Máel Coluim opened a new era of cooperation between the Scots and the English that endured, with some exceptions, until the late thirteenth century. Setting aside border raiding (and Æthelstan’s reign), relations between the Scots and English had been generally good. Cinaed mac Alpín’s cousins Constantine, Óengus and Eógannán are listed in the Liber Vitae of the community of St Cuthbert. Constantine II had made an alliance with Alfred’s daughter Æthelflæd against the Vikings. He seems to have married an English lady since the name of his son Idulf/Idulb is the Gaelic form of Eadulf, the name of a Northumbrian king who was slain in 913; Eadulf’s son Ealdred had fled to Constantine for aid against the Vikings in 914. Sometime before his death in 962, Idulf received
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Edinburgh peacefully from the English. When King Edmund of the English raided Strathclyde in 945, he gave the revenues to Máel Coluim in return for an alliance. Máel Coluim honoured the agreement with attacks on the Viking kingdom of Northumbria in 949 and 951. In the next generation their sons Cinaed II and Edgar continued the alliance. The later tenth century also saw the beginning of a less peaceful era. There was civil war among the descendants of Cinaed mac Alpín. Idulf’s son Cuilén and Máel Coluim’s son Dub fought for the kingship. Dub was slain as he sought allies among his family’s old rivals of Cenél Loairn, while Cuilén was killed five years later as he was collecting taxes in Strathclyde. The hostilities between the families continued into the eleventh century. In addition, the contest between Cenél nGabráin and Cenél Loairn was resumed. Máel Coluim I led an army into Moray, where he killed King Cellach. His son Cinaed II may have forced recognition of his lordship over Cenél Loairn, for the Irish Annals of Inisfallen call him ‘high king’ of the Scots. The three nobles from Cenél Loairn who are found in Ireland in 976 may have been looking for an ally against their southern neighbour. With the accession of Cinaed’s II’s son Máel Coluim II in 1005, the Scots became more internationally visible. Irish and French writers praised this son of an Irish princess. He completed the Scottish annexation of Lothian with his victory at the battle of Carham in 1018 and seems to have annexed Strathclyde, the last North British kingdom. Máel Coluim was succeeded by his grandson Duncan, but far more important for English literature is his successor Macbeth, probably another grandson. Macbeth’s father, Findláech, had been king of Cenél Loairn, and Macbeth succeeded to that kingship in 1029. When Máel Coluim negotiated with Cnut, the king of the Danes and English, in 1031 Macbeth accompanied him. In August of 1040, Macbeth killed Duncan as he made his royal circuit north of the Grampians, after the latter’s disastrous raid on Durham. Macbeth’s reign was considered good, and the contemporary verse history known as The Prophecy of Berchán is effusive in its praise of him. He and his queen, Gruoch, were benefactors of the Church, patrons of literature, and so secure in their office that they made a pilgrimage to Rome in 1050. There were rivals, however, such as his cousin Jarl Thorfinn of the Orkneys, who wanted possession of Caithness, and Duncan’s son Malcolm ‘Canmore’, who fled south to England looking for allies. In 1054, Earl Siward of Northumbria forced Macbeth to reinstate Malcolm in his lands. Malcolm attacked Macbeth unsuccessfully in 1057, but Macbeth was so severely wounded that he died shortly afterwards. His stepson Lulach briefly succeeded as high king, but Malcolm killed him on St Patrick’s Day in 1058. The reign of Malcolm III Canmore saw the interest of the Scots turning south and east. His second wife was the Anglo-Hungarian princess Margaret, whose biography allows a glimpse into the royal Scottish court. Malcolm was a successful prince who continued the destruction of Cenél Loairn even as he faced down the Norman conquerors of England. He and Margaret were patrons of the Church (at Iona they paid for repairs to the church) as well as literature. The versified list of kings called Duan Albanach (‘Scottish Poem’) concludes with praise for the still-reigning Malcolm. The deaths of Malcolm (in an ambush) and Margaret in 1093, led to a brief period of political instability. His brother Domnall III ‘Bán’ seized the throne, but Duncan II, a son from Malcolm’s first marriage to the Orkney noblewoman Ingibjorg, removed him and reigned for six months. Duncan was supported by the English king William Rufus, but the Scots nobles allowed him to rule only if he sent away his foreign troops. It was a fatal move, and Duncan was slain within months. Domnall retook the kingship for four years before Malcolm and Margaret’s son Edgar deposed him again in October 1097.
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The descendants in the male line of Malcolm and St Margaret ruled the Scots for almost two centuries, and overwhelmed their rivals through the simple method of adapting more rapidly to changing political and military conditions. None of them made the error of Duncan II: divesting themselves of foreign supporters. Edgar held the kingship because his patrons – first William Rufus and then Henry I – had resources greater than anything his rivals could muster. This support had its limits, however, and in 1098 Edgar ceded the Hebrides to the Norwegian king Magnus III, better known as Magnus ‘Barefoot’. At the same time Edgar revived his family’s Irish alliances, this time with the Uí Briain princes of southern Ireland when in 1105 he sent a gift of a camel to the titular Irish high king Muirchertach Ua Briain. Perhaps the most important aspect of Edgar’s reign was the fact that he died in possession of the kingship, easing the succession of his brothers, Alexander and David. The youngest sons of Malcolm and Margaret were even more influenced by their Norman neighbours than their elder siblings. Whether in the new men they brought into the kingdom, the religious innovations they introduced or the administrative reforms they oversaw, their model spoke French. Together with their convent-educated sister Matilda the queen of Henry I of England (who abandoned her real name, Edith, in favour of one that sounded more French) they had literary interests. Matilda commissioned Turgot’s Life of her mother and might have been the patron for the French version of the Voyage of St Brendan, Alexander encouraged book production in his realm, and David collected stories about saints. The brothers ruled a kingdom that was famous for its centres of learning. In the eleventh century, the future Bishop Sulien of St David’s studied in Scotland for several years. He might have studied at St Andrews, which had an important school, and when the bishop-elect Eadmer arrived there in 1120 its students were part of the reception committee. Of the two princes, Alexander had the less happy reign. His queen, Sibyl, was a fortuneless illegitimate child of his brother-in-law Henry, and he held on to his kingship with, according to a contemporary, a great deal of hard work. The Normans never completely accepted Alexander (they thought he spoke with a funny accent). David, however, was considered ‘one of them’, and he certainly had much the easier career. Raised by his sister Matilda since the death of their parents, he lived at the English court after her marriage. David was married to one of the wealthiest widows in England, whose estates gave him a personal fortune unknown to his brothers. He was trusted and admired by his contemporaries in two cultures. At the same time that David was bringing his French-speaking favourites from England to Scotland, his genealogy was being copied in Irish manuscripts among the pedigrees of the great princes of the Gaels. Admiration was not synonymous with security. Alexander and David had to face attacks from north of the Grampians, as Cenél Loairn made final efforts to maintain their independence. In 1116, Alexander was attacked at his palace at Scone, but he drove his assailants to the Moray Firth. David’s absence from the country in 1130 provided them with the opportunity for a raid along the east coast as far as Strathcathro. Nevertheless, the superiority of Norman warriors, to be demonstrated again at the battle of the Standard eight years later, completely overwhelmed their northern opponents, and Cenél Loairn was destroyed. Echoes of this competition resounded for decades, and the Bishop of the Isles named Wimund justified his attacks on David, circa 1140, by claiming kinship with the family of Moray. The names of the new men now coming into Scotland are found for centuries in Scottish history: Bruce, Balliol and Comyn to give only three. Their origins varied. Some were from cadet branches of noble families, while others were fortuneless younger sons or mere
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adventurers who caught the royal eye. They were opportunistic, ambitious, greedy and tough in a fight, all virtues in the twelfth century. In Scotland the newcomers mingled with the natives as illustrated by the charters of the twelfth and thirteenth centuries that were witnessed by men with French, English, and Gaelic names. Literature reflects assimilation, and the Romance of Fergus places the native lord Fergus of Galloway in an Arthurian tale. Together with new men came new observances of religious life. Alexander introduced the Augustinians into Scotland when he granted them lands at Scone circa 1114. His brother David’s patronage began before he was king, establishing a colony of monks of the Order of Tiron at Selkirk (which later moved to Kelso). Aelred of Rievaulx, David’s friend and former butler who joined the reformed order of Benedictine monks known as the Cistercians, remarked that David had found only a few religious houses when he ascended the throne, but left many upon his death. David was also a patron of the Crusading Orders such as the Templars and Hospitallers. Piety combined with political expediency in some of his good works. Bishoprics founded at Caithness, Ross and Moray brought contemporary ecclesiastical administration to those regions while firmly establishing David’s authority over people who might be tempted to resist his lordship. Together with religious change came administrative reform. The Scots began to use the officials and documents found throughout Europe. While there are charters from the reigns of Edgar and Alexander, a comparative outpouring is noticeable in the reign of David. He also led enquiries into land claims, such as the lands belonging to the diocese of Glasgow. Those who wanted the royal good will had to adapt, such as the community of the Celtic monastery of Deer, whose privileges and lands listed in the margins of their copy of the Gospels were confirmed by King David in a twelfth-century charter form used throughout Europe. Royal officials such as the sheriff appear in charters together with earlier officers like the maer (steward). Fascination with the exciting innovations from the continent had disastrous consequences for David’s grandsons Malcolm IV and William the Lion. When they asked to be knighted by their cousin the English king Henry II, he forced them to surrender their claims to lands in northern England as the price of his cooperation. This capitulation had domestic consequences when Malcolm faced uprisings by nobles convinced that he was an easy prey. They were wrong, as powerful lords such as Fergus of Galloway and Somerled of Argyll learned to their surprise. When William the Lion allowed himself the luxury of meddling in English affairs in support of the rebellion of Henry II’s son, the young Henry, in 1174, the cost was great. William’s capture at Alnwick forced him to sign the Treaty of Falaise, a complete capitulation by the Scots monarch to the English king. Some of the damage was undone when Henry’s son Richard the Lionhearted sold the treaty back to William (while raising funds for the Third Crusade). Nevertheless William and his heirs never forgot that they had to tread warily in dealings with their southern neighbour. As important as military adventures was William’s programme of economic reform. This was a continuation of the programme of his predecessors, especially David, who, with Bishop Robert, set up a new town at St Andrews in the mid-twelfth century. The collection of customs duties enriched the royal coffers. The Scots were exporting wool, a commodity in demand for clothing the rapidly growing population of northern Europe. As trade shifted from the Hebrides to the North Sea, the towns of the eastern coast gained an advantage even though the Irish Sea region remained important. Both Dundee and Ayr prospered as royally designated commercial centres during William’s reign. Benign climatic conditions, commercial prosperity and relatively quiet political conditions heralded a Scottish Golden Age during the reign of William’s son Alexander II and
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grandson Alexander III. The thirteenth century was generally a prosperous time throughout Europe. The European Climatic Optimum ensured good harvests to feed a growing population. Even though King John of England dubbed Alexander II ‘the little red fox’, he was far more astute than his future brother-in-law Henry III of England, whose sister Joan he married in 1221. Good relations existed between the king and church. Alexander II indulged himself in the establishment of a mass chaplainry for the soul of his ancestor Duncan I. There were periodic outbreaks of disorder, but these were local in nature such as in Caithness in 1230 and Galloway in 1235 and largely a reaction to Alexander forcing his nobles to recognise an increased royal power. The main area of royal unhappiness was with the Norwegian suzerainty of the Hebrides. In an effort to retake the Western Isles, Alexander led an expedition to the Hebrides, but died there in July 1249. As he was being buried, his eight-year-old son Alexander III was made king in a ceremony at Scone, a description of which is the earliest memoir of the rite. Alexander’s reign followed the tracks laid down by his father: promotion of royal authority with the support of the Church, continuation of trade contacts, and efforts to regain the Hebrides. In 1263, the Norwegian king Hakon Hakonarson led an expedition to the Hebrides to reinforce his authority. The unsuccessful expedition, with its contretemps at Largs, became a disaster when the king died in the Orkneys on the return journey. Unrest in the Hebrides combined with little enthusiasm for Norwegian lordship (which was reciprocated by a new king of Norway who had little interest in a distant province) led the Norwegians and Scots to conclude the Treaty of Perth in 1266. They agreed upon the face-saving fiction that the Hebrides had been placed under Scottish control in return for a cash payment. The Scots already had the Isle of Man, which gave them control of the Irish Sea. Now they were the main power in the seas between Ireland and Britain. The Golden Age ended in 1286 when, on the bleak morning of 19 March, the body of Alexander was discovered lying at the bottom of a cliff. His horse had strayed from the path during the night as the king rode to join his queen. The new monarch was little more than an infant: Alexander’s three-year-old granddaughter Margaret ‘the Maid of Norway’, the child of his daughter Margaret and King Eric II of Norway. As the Scottish aristocrats organised themselves into a regency council known as the Guardians, Margaret’s greatuncle Edward I of England was making plans to unite England and Scotland through her marriage to his son, the future Edward II. All came to naught when the Maid of Norway died in September 1290 in the Orkneys on her journey to Scotland. Now a new problem presented itself to the Scots: who was to be their king? On such a simple question followed centuries of bloodshed and misery. The Scottish nobles asked their southern neighbour to judge the merits of the claims to the throne. At that time Edward was generally well regarded by the Scots as a successful warrior, crusader and diplomat. He had even spent his summer holidays at the Scottish court as the guest of his sister and her husband King Alexander III. Fourteen competitors came forward with claims to the kingship, although the real contest was between two men: John Balliol and Robert Bruce (grandfather of King Robert I). While the case was being decided, Edward ruled Scotland. For many of the Scots nobles this did not pose a problem because they held lands of Edward in England or Ireland. When he awarded the Scottish crown to John Balliol, there was little dissension from objective observers. Edward was determined, however, to use the adjudication of the Scottish succession as part of a plan to have his lordship over the Scots formally acknowledged. While hearing the pleas of the claimants to the throne, he had requested information from English religious houses about the earlier history of Scottish-English royal contacts, particularly the
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subordination of the Scots. Disregarding earlier treaties that had defined Scoto-English relations, Edward insisted that the Scots king was merely one of his vassals. After King John was involved in several humiliating episodes, the Scottish nobles took direct control of the government in 1295 and allied with King Philip IV of France. There was now open war between Scotland and England. From 1296 until 1314, English armies invaded Scotland and English garrisons occupied important fortifications, such as Stirling Castle. The Scots were helped by Edward’s adventures in Wales and France, and the increasing unhappiness of the English nobles as demands for monies escalated. But a confrontation between the Scots and the English was a grim prospect for the former as the resources and wealth of England were so much greater. Equally disturbing was division among the Scottish nobles, some of whom were more interested in personal gain than national liberation. In 1296, the Scottish army was decisively defeated south of Dunbar in April, while, in July, King John was captured and imprisoned in the Tower of London. The English conquest of Scotland seemed permanent. All changed within a year when there arose a Scots leader in the unlikely person of William Wallace, working with his fellow-leader Andrew de Moray (or Murray). Their greatest triumph came in September 1297 at the battle of Stirling Bridge, where they defeated a large English cavalry force, although at the cost of Murray’s life. The occupying administration of the English collapsed. Chosen to be Guardian of the realm of Scotland, Wallace was knighted and led raids throughout northern England. A Scottish defeat the following year at the battle of Falkirk spelled the end for his supremacy. Wallace managed to remain at large for several years, but in 1305 he was captured and executed. From 1298 to 1304, the Scottish cause crumbled; by 1304 Edward I was again the master of the land. Once more the Scots roused themselves to fight for their liberty. Into the always volatile mix of fear, ambition, and calculation that occupied the thoughts of the Scottish nobles came two dramatically opposed rivals. Robert Bruce, the grandson of John Balliol’s rival, wanted the kingship, while Balliol’s cause was espoused by his nephew John ‘the Red’ Comyn. At a meeting between the two at Dumfries Kirk in 1306, Bruce killed John ‘the Red’. Hastening to Scone, he was made king as Robert I. King Robert I began his reign inauspiciously. After a series of defeats, Robert fled to Ireland to recover. Whether or not there is any truth to the legend of the spider – in which the king, hiding in a cave, takes heart after watching a spider complete its web having failed the same number of times he had been defeated – it has become over the centuries an iconic metaphor. Meanwhile in reality, by 1309 the Scots were pushing the English south of the Forth. These triumphs were helped by the death of Edward I in 1307 and the succession of his son Edward II. Control of Scotland had become an obsession for the elder Edward, who died while leading his army north once more even though he was so feeble that he had to be held upright in order to eat. The accession of the younger Edward became the occasion for the English aristocrats, whose fear of the father had been replaced by contempt for his son, to vent their frustrations. Scotland became a less significant issue in the political turmoil at the English court. King Robert took advantage of the confusion, and his campaigns were so successful that, by 1314, the garrison at Stirling, the lynchpin of English control in Scotland, was forced to come to terms with the Scots. If the garrison was not relieved shortly after midsummer, the castle would be surrendered to the Scots and the English troops would be allowed to return home. At almost the last moment Edward II decided to relieve the garrison at Stirling. His hastily assembled forces shambled north and finally found themselves facing Robert and his army near the Bannock Burn. The outnumbered Scots were able to defeat
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their much better equipped foes by using the marshy terrain to compress the English advance and prevent a full deployment of their forces. When Edward II was forced by his nobles to leave the battlefield, the Scottish victory at the battle of Bannockburn began to pass into legend, most famously in John Barbour’s epic The Bruce. In roughly eight centuries, northern Britain had changed from a conglomeration of small principalities into the kingdom of Scotland. The Scots princes ruled peoples from a variety of cultures, from the descendants of the Vikings in the Hebrides to the descendants of the Northumbrian English in Lothian. The merger of these disparate elements continued for centuries with the final additions to the territory of the kingdom coming in the fifteenth century. Whether through luck or plan or simply ‘a great deal of hard work’ the Scots kings survived as masters of their realm. In 1314 the Scottish kingdom had survived and triumphed.
Further reading Anderson, A. O. (1922), Early Sources of Scottish History, 2 vols, Edinburgh: Oliver and Boyd. Anderson, A. O. (1908), Scottish Annals from English Chroniclers, London: David Nutt. Barrow, G. W. S. (1989 [1981]), Kingship and Unity, Edinburgh: Edinburgh University Press. Duncan, A. A. M. (1975), Scotland: The Making of the Kingdom, Edinburgh: Oliver and Boyd. Houston, R. A. and W. W. J. Knox (eds) (2001), The New Penguin History of Scotland, London: Penguin Books. Hudson, Benjamin (1994), Kings of Celtic Scotland, Westport: Greenwood Press.
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The Topography of People’s Lives: Geography until 1314 Sally M. Foster
Societies are much messier than our theories of them, all the more so in this shadowy period of history when Scotland emerges from 9,500 years or so of prehistoric occupation into a time when documentary sources are still few and the extensive archaeological resource is scarcely yet tapped. Inevitably, if somewhat reluctantly, we are often forced to fall back on studying those physical remains that involved a higher investment of human labour and which, if in earth and stone, have best survived the ravages of time. Fortunately, we can be reasonably confident that these will be products of the impact and articulation of the big new ideas that resulted in changes in society, the ones we want to know about. Alas, the finer grain of human existence, particularly that of the disempowered, remains largely elusive. Any overview can be only simplistic, not least given the diversity of human practice. By the middle of the thirteenth century, to be a Scot meant to be an inhabitant of a historically defined kingdom with an increasingly monetary economy where a stable monarchy with mature and regularised tools of government and a regional church structure ruled over a political entity with geographic boundaries little different from those of today’s Scotland (excepting that Shetland and Orkney were still Norwegian, Berwick, the Isle of Man and parish of Kirkandrews were yet to be lost). This is not to say that regional identities were not important, but that new perceptions of self and community had evolved over a lengthy period. To understand how this might have happened we need to recognise and explore the revolutionary, often dramatic, transitions that characterise this period. First and foremost of these is the move from a kindred-based network of locally-based lordships to more formalised and distant, non-kinship-based relations of lordship. Second, although people in some parts of southern and western Scotland were already Christian by the early sixth century, the major missionary movement began early in our period. Quickly making its mark, the relationship between the Church and secular authorities is critical to our understanding of this period, not least since the new ideology brought with it the new technology of writing. This was the means by which new systems of administration could be introduced. The power of both secular and ecclesiastical authorities ultimately stemmed from how they generated wealth from the resources of the land, notably agricultural surpluses, and it is to this that our attention will first turn. (Exploitation of marine resources for anything but domestic purposes does not loom large until the second millennium ad, and then essentially in Norse parts of Scotland and the burghs.) The Scotland of ad 550 was already largely deforested and at this time suffering from adverse climatic conditions. This may have induced a period of social instability. The majority of its inhabitants were farmers practising a mixed economy (arable and animals), but also
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tapping into the rich natural resources of the land and sea. Enormous regional diversity in domestic architecture was the norm, whatever the building materials, and details of farming strategies clearly differ. We can imagine a landscape where the better land is busy with unenclosed individual farmsteads and hamlets, punctuated by the occasional fortified dwelling places of the local elite, burial places and ceremonial centres, including, in the south, the occasional church and graveyard. This rural underbelly is a constant dynamic throughout our period. The level and precise source of agricultural wealth was dictated by a range of external factors (such as climate) and internal factors (such as available technology, organisation of society, forms of transport and communication). The finer texture of the landscape, the form and pattern of any enclosures and regularisation of land use, is essentially unknown in the early medieval period, as for preceding millennia. The only significant innovation that has been noted, and so far only in association with a few monastic sites, is the introduction of mould-board plough technology, an improved means of turning the soil. By the twelfth and thirteenth centuries the picture is still one of diversity (we need only note the range of names for land units and their means of assessment) but with underlying, if asynchronous, trends common across much of the country. Most notable is the adoption of open fields, a European tradition which reached lowland England in the tenth and eleventh centuries. This is the means by which arable land was divided into strips and apportioned to ensure that there was an equitable and regular redistribution of the available resources between the farmers residing in a ferm toun or township, nucleated settlements that appear to be a consequence of feudalism and its influence. Such division of land, known to us by its later name of runrig, is usually characterised by the presence of different type of rig. From the twelfth to thirteenth centuries broad rig, produced by mould-board ploughs, apparently became the standard from Roxburgh to Sutherland. It is debated when the system of infields (used just for arable) and outfields (sporadically used for arable) was introduced. Beyond these was the rougher ground used for hill pasture as well as other resources. In the western Highlands and Islands, it is posited that the system of runrig and associated nucleated settlement postdates the Treaty of Perth (1266), being preceded by a more dispersed settlement pattern and system of field enclosure by different landowners. Changes in the character of lordship brought with them changes in settlement patterns, none more so than when the Anglo-Norman practices of feudalism were introduced. A feature of such villages was the nearby watermill to which all were obliged to bring their grain for processing. Despite being largely beyond central royal control, aspects of feudal land-management practices were apparently also absorbed in the west of Scotland. The twelfth and thirteenth centuries experienced an improvement in the climate which led to a boom in the population, enhanced agricultural productivity, the improvement of more land and the founding of more settlements. Farming became more than a subsistence economy and payments to the lord were increasingly paid in cash. A part of this wealth made its way back into the parish churches and castles that these lords built. A significant factor was the foundation of burghs (chartered towns). These needed efficient rural hinterlands to supply their foodstuffs and raw products; they also provided the stimulus for a wider range of rural industries and were the means by which wealth production could be diversified. Another notable change in the countryside was the introduction of hunting reserves and parks by Anglo-Norman lords, but also Gaelic lords. Long known to be an elite sport (see Pictish sculpture, for instance), we now see evidence for the demarcation and control of large tracts of land specifically for a leisure activity that was strictly the preserve of royalty and aristocrats.
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The notion of permanent settlements in which a significant proportion of the population lived off non-agricultural occupations, such as trade and industry, can be first observed in the early first millennium ad iron-age oppida of south-east Scotland. Roman military occupation of southern Scotland did not result in the foundation of any towns, but proto-urban tendencies can be observed in the early medieval power centres, such as the secular fort of Dunadd in Argyll or around the monastery of Whithorn. We can see how highly technical specialisms, such as stone carving, vellum manufacture, manuscript illustration and fine metalworking were taking place in zoned areas under the control of the local secular and ecclesiastical authorities and that the secular lords (at least) were also controlling local and foreign trade. Despite the depredations of the Vikings, in general the increase in trade and centralisation of wealth continued. The big change of the twelfth century was a concerted royal campaign to introduce a standardised and structured entity: towns. The credit for this initiative lies with the energetic David I (r. 1124–53) who introduced laws intended to encourage and control trade in fixed places, but also William, during whose reign (r. 1165–1214) the first burghal charters were issued. A new form of community was created which had its own legal privileges but also responsibilities. Burgesses, the principal landowners, undertook administrative responsibilities on behalf of the king in return for certain rights, and merchant guilds regulated trade (precise arrangements varied from burgh to burgh). Towns were thus effective vehicles for kings to increase their wealth (through collections of market tolls, rent, customs and other dues) and to extend their governance. Unlike early medieval aristocrats and kings who had fairly hands-on control over the trade and specialised crafts in their smaller territories, the Anglo-Norman kings created the means for their wealth and authority to operate at arm’s length. The majority of towns were founded in the east where they had good communications with the hinterland and ready access to North Sea trade. They were also sited where royal authority was weak, such as Moray. As the towns developed, so the influx of people from the countryside increased. Raw and finished products were brought into the burghs. Goods finished within the burgh walls included leather, linen, wool, iron, bone and antler products. To judge from the documentary sources, the prime exports were wool, sheepskins, hides and fish. Trade with Europe was nothing new – Mediterranean and continental merchants had regularly brought wine, salt, dyes, pottery and other goods to Argyll power centres in the late fifth to eighth centuries ad in return, we presume, for slaves, goods, furs and perhaps cereals. However, the scale, pace, regularisation and orientation of this new trade stands out, even if David I was not starting from scratch; authorised trading places on the Anglo-Saxon model seem likely to have been encouraged by Malcolm III Canmore (r. 1057–93). New markets opened with England, the Low Countries, France, Germany and Norway and we can detect from documentary and archaeological sources that goods arrived from even further afield. Not only were the native merchants well travelled, but the ordinary townsperson would have been regularly exposed to foreigners, their goods, ideas and culture. Such contact must have had a profound impact on all aspects of Scottish life, with the craftsmen and merchants acting as intermediaries between different walks of life. We know most about Perth, one of the earliest royal burghs to be founded. It was sited at a crossing point of the Tay, a locality of high significance to Pictish and later kings, an importance not missed by the Romans, who sited a camp nearby. Occupied since at least the tenth century and probably the site of an earlier Pictish settlement that included a church, a new settlement was laid out on a grid pattern within a demarcated boundary that enclosed rectilinear burgage plots comprising a frontage house and multi-purpose backland or rig. Perth rapidly expanded to include a short-lived royal castle and, around its periphery, four religious
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houses. In general, few new towns were founded during the thirteenth century but tree-ring dating is producing evidence for synchronous late twelfth-/early thirteenth-century development of existing burghs at Perth, Inverness, Aberdeen, Glasgow and Elgin, perhaps the first formal programme of burgh expansion since their establishment and new-found prosperity. Kirkwall in Orkney is probably Norway’s best-preserved medieval town, still on its original site and retaining its medieval street layout: Kirkwall’s urban roots lie in the North Sea region, not England. A centre from at least the mid-eleventh century, it can be said to become truly urban when the bishopric is transferred here in 1137 and work begins on its splendid Romanesque cathedral (the bishopric was incorporated into the metropolitan see of Trondheim in 1152 or 1153). In contrast to Ireland, the entrepreneurial Norse did not develop urban centres in their Shetland, Faroe, Iceland or Greenland outposts. The status of Kirkwall can be credited to the power of the semi-independent Orkney earldom and Orkney’s role as a staging post between the major trading posts of Ireland and Scandinavia. The development of urban economies stimulated an increase in rural industries: pottery production, extraction of smelting of iron, lead and silver and coal mining. These sometimes involved new practices, such as intensified woodland management or new technologies, such as wind- and water-power or improved methods of firing and glazing pottery. The Church was an important vector of many technological and agricultural innovations. In the early medieval period, it was perhaps responsible for the introduction of the horizontal water mill from Ireland or new forms of agricultural practice (mould-board ploughs) and marine exploitation. The Cistercians, one of the reformed religious orders first introduced to Scotland by David I, were renowned across Europe as agricultural innovators, specialising in exploitation of sheep. In Scotland they were able major producers of the wool for which there was much demand in Flanders. Granges run by lay brothers were a new type of monastic farm expressly developed for sheep management. By the 1350s, burgesses had come to play such an important part in the development of the Scottish nation that this political and legal entity was formally recognised as one of the three estates that made up the Scottish Parliament. The other two estates were the temporal and spiritual lords. We now need to change the lens and consider what the move from kinship- to nonkinship-based forms of lordship meant on the ground, and how this related to the Church. In early medieval Scotland, kin-dominated political structures gradually come to be outgrown by relations of clientship. As understood from contemporary Irish law, clientship generally consisted of the payment of food renders, other tribute and service to a lord in return for land to farm, protection and patronage, a chain of relationships that technically included all in society. At this time, there was more than one hierarchy of kings and different levels of kingliness. The Anglo-Norman vision of kingship was one in which a single royalty held sway over all land and people. Knights who swore allegiance to a monarch could hold land from him in return for military service; the land could then be sublet. The aim of feudalism was to sever completely any connection between lordship and kin. This was the means to a European-style state where a king would be supported by an appointed royal household, royal officials, a network of local royal officials, and of course AngloNorman lords and clerics. These and the complementary legal apparatus were the means by which a kingdom could successfully continue to expand its territories. Particularly important are the questions of how, when and where the link with kinshipbased lordship was severed: when did all chains of clientship relations in any one kingdom extend to a single king? And how different is feudalism from such clientship? Both were
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means of extending the distance over which a single authority could successfully operate and each facilitated the establishment of new elites whose authority might be acquired rather than inherited by right. With feudalism, the land was technically no longer part of a local lord’s tribal inheritance and the land was not owned by the kindred of the people who farmed it. The case can certainly be made for proto-feudal structures existing in eastern and southern parts of early medieval Scotland and that David I’s formal feudal structure built on this rather than swept it away. The Gaelic and Hiberno-Norse maritime kingdoms of western Scotland adopted some of the influences and trappings of feudalism, but theirs remained a world in which clan chiefs dominated. This was a personalised form of authority where the status of the group was embodied in its leader. The group was defined by a relationship of kin, although this could be assumed rather than real. Feuding was common and much depended on the chief’s ability as war leader to reward his followers with feasts and gifts, and for the individual to be able to assert individual status through appearance (such as clothes and jewellery). Although this clan system is only documented as such from the twelfth century, it may be little different in character from the society that preceded it. In Pictland and southern Scotland, the evidence is amassing for the prevalence of a structured form of land organisation that has implications for our understanding of the development of royal authority across Scotland. In Northumbria, studies are showing how early medieval territorial and social structures (shires) lie at the root of the feudal structures of tenure, taxation and territory. In Pictland, there may also be evidence for some analogous structures that are indicative of a sophisticated form of government (see below). Something similar to the shire is also presumed to have existed in the area of the old British kingdoms in south-western Scotland. David I and his successors are associated with a system of thanages, large multiple estates around the size of a rural parish which were administered by officials acting as intermediaries between king/earl/provincial lord and the rest of the population. While the terminology may belong to David I, there is reason to believe that this form of land division was introduced into Scotland at an earlier date. It has been argued that this system dates from the reign of Malcolm II (1005–34). Seventy or so thanages are known and, whatever their antiquity, their correspondence with the parish system that David I also introduced suggests a common ancient land unit lies behind both. Thanages can be seen as the widespread centres where relationships of power would have been negotiated. Stephen Driscoll proposes that the three likely main components of the thanage have their origin in an earlier Pictish ‘shire’: a principal residence or caput; portions (pett) of agricultural land, perhaps with enclosed main farm and dispersed settlement; and a ceremonial centre for public events associated with lay and royal power. This was a flexible system, allowing for the principal authority of any such shire to be a king, secular or ecclesiastical lord, with a style and form of main residence to match. We cannot say what the relationship was between the people who lived in a caput and those who tilled the soil, or whether the resident of the caput controlled services and collected dues in their own right or on behalf of a king. The roots of the Pictish shire systems are more difficult to disentangle. Changes in the eighth and ninth centuries are clearly significant, a pattern clearest in those areas which are known to have royal associations. Prior to this time, the lordly centres were hilltop forts. The available evidence suggests that these are starting to be abandoned around the eighth and ninth centuries and, where new centres have been identified, these are unfortified palaces whose architecture shares more in common with continental forms. The lord’s hall is no longer physically elevated, but is architecturally imposing. We are surely
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seeing a more assured kingship, less dependent in places of residence on the overtly military symbolism of an architecture with prehistoric overtones. Military superiority is still important, but expressed in alternative ways, such as through the iconography of public sculpture (the ninth-century Dupplin Cross is a particularly good example). As to ceremonial centres, Driscoll argues that there is a tendency at this time to create a new type of monument, the open meeting place, where the theatre of power could be publicly orchestrated. The most best-known examples are Scone and Forteviot. The Moot Hill at Scone was probably built at this time for royal inaugurations and proclamations. While each shire might have had a meeting place, those associated with royalty had more complex and important centres. That at Scone became pre-eminent for Alba as a whole at a time when we are confident that significant changes in kingship were taking place. It seems no coincidence that these are often places that would have still had an extensive upstanding landscape of prehistoric monuments. At the same time as creating these public meeting places, local lords were increasingly investing their resources in the patronage of Christian monumental sculpture and, we must assume, the small churches with which these were associated. The church buildings are places that must have had a more restricted audience, being the place where the ecclesiastical and secular elite met. This elitism is reflected in the highly complex iconography of the St Andrews Sarcophagus, a royal burial shrine, whose full and precise meaning would have been accessible and legible to few. Symbol-bearing cross-slabs with their juxtaposition of Christian and lordly imagery can be seen as a manifestation for wider public consumption of what is happening inside the Churches. The physical juxtaposition of the caput, church and the meeting places is also marked. This model of the key elements of a Pictish shire and how it worked can be extended forward in time; the later centres equally being places where rituals of vassalage and clientship were enacted. New architectural packages came with the new feudal lords: earthwork and timber motte-and-bailey castles, ring-works and, later, stone castles. Artificially created topography was used, where needed, to reinforce the new authority in overtly military forms. The towns played an increasingly important role as gathering places for enactment of royal authority and law, although rarely as residences of the nobility. In both town and country, the role of the Church in society was also to change dramatically. It cannot be proved whether the changes observable in eighth- and ninth-century developments should be attributed to a coordinated campaign under the instruction of a royalty that was exerting new forms of authority, but this is a tempting hypothesis. Pictish symbol-bearing stones are found from Shetland to the Western Isles and down the east coast of Scotland as far as the Forth. The impetus for the creation, spread and repeated use of this common system of symbolism incised on monumental stones is not known (nor indeed its precise meaning). This probably took place sometime in the seventh century and again suggests the involvement of a central authority. Although these sculptures are associated with public places (of burial or meeting, including re-used prehistoric sites), they appear to be appearing in contexts where they are associated with dead individuals and are being used to support the legitimacy of the heirs, perhaps at a time when new social positions needed asserting. Arguably the main event horizon in this period is the introduction and impact of Christianity. The extension of royal authority went hand-in-glove with the growth of church power; developments in the organisation of one often directly parallel the other. The case has been made that without the combined forward looking and sophisticated planning of the Columban Church and state, plus the determined military pressure of the Gaels, the entity called Alba would not have been created in around 900. Local lords and kings could opt to
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support the Church either by giving it land (and lordship over its inhabitants) or by granting it the right to certain renders from a specified area. They might also patronise proprietary churches on their own land. In this way, Christian edifices became a regular part of the landscape. In comparison to other parts of the British Isles, kings in Scotland were highly active in ecclesiastical affairs. The Church promoted a new ideal of kingship and an increasing reliance on the administrative support that the literate clergy could provide. Churches were centres of learning, engines for social change, and Scotland was no backwater; sixth- to eighth-century Iona was one of the pre-eminent cultural centres of Europe. By the time symbol-bearing cross-slabs appear in the eighth century, Christianity has patently been embraced by the higher echelons (note also the common insular art style shared by the secular and ecclesiastical elite). The dispersed distribution of the cross-slabs reflects the harnessing of Christianity to the local power networks; this can probably be attributed to the widespread energies of the late seventh-century, romanising Columban Church of Adomnán and his colleagues, aided by the early eighth-century reforms of King Nechtan. How the presence of these churches affected the daily lives of the mass of the population is uncertain. A key question is when Churches acquired an ‘official’ as opposed to private function. Meigle, St Vigeans and Govan were clearly royal burial places but did these churches operate as ‘minsters’ fulfilling pastoral functions? Bishops existed, but their precise role, the extent of any authority and their relationship to secular territories, is unclear. Saints’ cults became increasingly important as it was recognised that relics and their associated rituals might reinforce royal authority while imposing a shared identity on their territories. In transferring Columban relics from Iona to Dunkeld in 848/9 Cinaed mac Ailpín was consciously reinforcing the relationship between his dynasty, its expanded territories and the centre of the Church. The creation of Alba and political redefinition of the identity of this kingdom in the early tenth century may have involved a regularisation and strengthening of the structure of the Church, including it bishoprics, but David I has to be credited with the biggest shake-up. As with thanages, he built on what went before, formalising diocesan and parish boundaries. His creation of a new bishopric in Glasgow extended his authority into Strathclyde. Here and elsewhere, this was a means of by-passing earlier kindred-based interests. With his impositions of teinds, the universal extraction of a tenth of all produce to the Church, the parish unit was territorially and legally created. Local lords, who had already begun to patronise churches rather than sculpture, now started doing so in greater numbers. Likewise, there was a flurry of cathedral building in the thirteenth century. Royalty were also exceedingly active in enticing the new monastic orders then popular in Europe to Scotland (Benedictine, Tironesian, Cluniac, Cistercian and Valliscaulian), and in endowing them most generously; likewise, new types of order, such as the Augustinians. At the same time long-established communities, such as Brechin and Dunblane, also prospered. Malcolm III’s pious wife (St) Margaret began this trend, a policy that was developed by her three kingly sons, notably David I. With time, the patronage of such religious houses broadened as the range of orders to choose from also diversified. Friaries became popular in the thirteenth century because of their active role in towns. We have traced some of the ways in which the local geography of power changed in Scotland from 550 to 1314. That this was a time of big new ideas and big expressions of those ideas remain writ large in the landscape, above and below our feet, particularly in our inheritance of sculpture, lordly establishments, towns, monasteries, cathedrals and new parish centres.
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Further reading Campbell, E. (1999), Saints and Sea-Kings: The First Kingdom of the Scots, Edinburgh: Canongate/Historic Scotland. Dixon, P. (2002), Puir Labourers and Busy Husbandmen: The Countryside of Lowland Scotland in the Middle Ages, Edinburgh: Birlinn/Historic Scotland. Dodgshon, R. (2002), The Age of the Clans: The Highlands from Somerled to the Clearances, Edinburgh: Birlinn/Historic Scotland. Driscoll, S. T. (2002), Alba: The Gaelic Kingdom of Scotland, AD 800–1124, Edinburgh: Birlinn/Historic Scotland. Foster, S. M. (2004), Picts, Gaels and Scots, London: B. T. Batsford Ltd/ Historic Scotland. Yeoman, P. (1995), Medieval Scotland, London: B. T. Batsford Ltd/Historic Scotland.
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The Lion’s Tongues: Languages in Scotland to 1314 William Gillies
On the eve of Bannockburn, two languages were spoken widely in Scotland: Gaelic and Scots; and two languages existed in more restricted domains: Latin in state, ecclesiastical and scholastic usage, and Norman-French in court and diplomatic circles. Over the centuries preceding the fourteenth, however, Scotland’s linguistic make-up had been more complex, and the following languages need to be considered in what follows: on the Celtic side, Gaelic and British, together with the latter’s derivatives Cumbric and Pictish; and on the Germanic side, Old English and Norse. The evidence for the prehistoric period (effectively the pre-Roman period) is extremely thin. It is mostly onomastic in character, surviving by courtesy of Greek sailors and geographers and Roman soldiers and historians, and supplemented by a scattering of medieval and modern place-names bearing testimony to the more remote past. These include names for natural features, such as rivers and headlands, and names for the human inhabitants, that is, people and peoples. They are linguistically Celtic for the most part, though the names for natural features include some non-Celtic names which are presumably pre-Celtic survivals, for example, among river-names, which are known to be the most persistent of all name-classes. Turning to the names of places and peoples, we may note that the Classical authors did not have a word for ‘Scotland’ as such. To them, the whole of Britain was Britannia (‘the land of the Britanni’). The name of the Roman province was thus based on a name for the whole island, a descriptor on the same level as Gallia (‘Gaul’) or Hispania (‘Spain’). Again, there is evidence for a Celtic name for the island of Britain as a whole – *Albiu¯ or similar – but none for ‘Scotland’ or ‘England’. Below that level, in Britain as in other parts of barbarian Europe, the major population unit was the tribal grouping. Although the natural barrier of the Cheviots may have reinforced a tribal boundary between the Brigantes in north England and the Selgovae and Novantae in south Scotland, there is nothing to indicate that this divide had any greater significance before the Romans built Hadrian’s Wall in the 120s ad. Of the early Scottish tribal names some are identifiably Celtic, such as the Selgovae, whose name survives in Gaelic sealg, Welsh hela ‘hunt’. In fact, some of them recur in other parts of Britain and Ireland (for example, Cornovii, Dumnonii), or in Celtic Europe (for example, Lugi), whatever these correspondences may portend. Admittedly, some of the Scottish names are not so easily analysed as Celtic (for example, the Taexali in Ptolemy’s Geography), and these have sometimes been held to signify the presence of non-Celtic peoples. But that is not a necessary inference. For one thing, these names are notoriously subject to textual corruption, and may contain perfectly acceptable Celtic names in
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mangled form. Leaving aside the vexed names, the onomastic evidence for the prehistoric period is positive for a Celtic presence in all quarters of what is now Scotland. In that respect, Scotland was simply part of the continuum of Celtic Britain. Within the Celtic world scholars are aware of dialectal distinctions among the ancient Celts of Celtic Spain, north Italy and Gaul, and indeed within Gaul itself. Such a distinction between the varieties of Celtic spoken in Britain and Ireland was fully established by the dawn of the historical period. The best-known linguistic test for this distinction is the way in which Celtic speakers dealt with the *q-sound which Proto-Celtic had inherited from its Indo-European past. In what came to be the Gaelic languages, the *q was retained and eventually became a c-sound, but in what came to be the Brittonic languages the *q became a p-sound. Scottish Gaelic ceithir ‘four’ corresponds to Welsh pedwar, pedair (cf. Latin quattuor for the Indo-European background). This distinction, which recurs on the continent, has given rise to the terms P-Celtic and Q-Celtic. By the P/Q criterion Britain as a whole was P-Celtic, and Ireland was Q-Celtic. It is likely enough that matters were more complicated than this in prehistoric times: Ptolemy’s Geography, for example, records Brigantes in eastern Ireland opposite the Brigantes in northern England, just as there were Parisi in East Yorkshire corresponding to the Parisii of Gaul. But the overall contrast between P-Celtic Britain and Q-Celtic Ireland seems secure. As for Scotland, the early tribal names show no identifiable Q-Celtic element. It should be noted that few of these Scottish names are demonstrably not Q-Celtic. But the name of the west-coast Epidii (cf. P-Celtic *epos ‘horse’) plus the associated ‘Epidian promontory’ (presumably the Mull of Kintyre) is a clear example. In the same way, the generic name for the Britons, in Latin Britanni, is based on P-Celtic Pritanı¯ (medieval Welsh Prydein), whose Q-Celtic cognate *Qriteniı¯ lies behind the early Irish term Cruithni ‘Picts’. The earliest surviving writing in Scotland is in Latin: inscriptions made for the soldiers and administrators of the northernmost part of Roman Britain. The Roman presence began with the campaigns of Agricola in the 70s and 80s ad. By the 120s, Scotland was relegated to a peripheral position by the decision to build Hadrian’s Wall (Tyne–Solway). The building of the Antonine Wall (Forth–Clyde) in the 140s represented an attempt to secure southern Scotland within the Empire, but this policy seems to have been replaced, after a relatively short time, by a policy of using southern Scotland as a buffer zone between the Empire and the north. While there is clear evidence for interaction between Romans and natives at such sites as Trimontium (Melrose), the Roman occupation, even in southern Scotland, was limited by comparison with the degree of Romanisation seen in southern Britain. Nevertheless, some of the extensive linguistic legacy of the Romans in Britain may have found its way into the vernacular British of Scotland. While some Latin loan-words may have been borrowed further south and spread north later, others may go back to the period of the Roman occupation: such as Welsh pont ‘bridge’ (Latin pons), as in Penpont in Dumfries-shire; llurugeu ‘breastplates’ (Latin lorica) as worn by the British warriors in The Gododdin. Since Christianity spread throughout the Roman world, some of the Latin vocabulary which found its way into British will have done so in a Christian context: for example, Welsh eglwys ‘church’ (Latin eccle¯sia), as in Scottish place-names in Eccles-. When the influence of the Roman Empire declined, Latin must have continued to be spoken in Scotland, at least in the context of the Church; compare such early Christian inscriptions as the Yarrow Stone. How much more widely Latin may have been known, in aristocratic or trading contexts, is much harder to guess. The Latin language itself is known directly and minutely from Classical literature, Roman epigraphy and so on, and from a continuing tradition of literacy centred on the
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ecclesiastical, scholarly and administrative needs of medieval Europe. As an IndoEuropean language, Latin was characterised by having a standard word-shape of root, suffix and ending. Here, the root specified a lexical item, the suffix was concerned with forming a word (for example, a noun or verb) based on the root, and the ending supplied such specifics as number, case, person and gender. Thus dominus ‘lord’ (subject of verb), dominum ‘lord’ (object of verb); dominas ‘you (singular) subjugate’, dominatis ‘you (plural) subjugate’; rex ‘king’, reges ‘kings’, rego ‘I rule’, rexı¯ ‘I (have) ruled’. Because Latin was a living language, an informal variety known as Vulgar Latin emerged from spoken or demotic usage which in turn developed regional characteristics in pronunciation, vocabulary and, to some extent, grammar and syntax. This was true of British Vulgar Latin as elsewhere in the Empire, though the further development of demotic Latin into the Romance languages did not take place in Britain, presumably because the native language had not been driven underground by Latin to the extent that this happened in other parts of the Empire. The ancient Celtic dialects of continental Europe were on a par with Latin in terms of their development from the Indo-European base; and all the indications are that the Celtic dialects of Britain and Ireland were the same. Indeed, there were certain similarities which would have made it easier for Romans to understand Celtic speech: for example, Celtic rı¯x ‘king’, rı¯ges ‘kings’. The Celtic word-family of *cara¯mi ‘I love’, *carantes ‘kinsfolk’ and *carantia ‘friendship’ would have been fairly transparent to Romans, given the Latin root of carus ‘dear’ and the suffixes and endings of amantes ‘lovers’ and constantia ‘constancy’. At the same time, British would have been seriously different from Latin in many other ways: for example, Celtic had lost Indo-European *p, with the result that the cognates of Latin pro ‘for’ and pre¯ ‘before’ came out as *ro and *re¯; the Indo-European vowels *ei and e¯, which gave ¯ı and e¯ in Latin, gave e¯ and ¯ı in Celtic, so that dı¯vus ‘divine’ came out as *de¯vos and ve¯rus ‘true’ came out as *vı¯ros; and at a more fundamental level the reshaped Celtic verbal system differed from Latin in as many ways as it resembled it. Within the Celtic language family itself, a sufficient period of independent development had elapsed for the Q-Celtic speakers of Hibernia and the P-Celtic speakers of Britannia to speak clearly distinct languages. Although insular P- and Q-Celtic were presumably less different at the beginning of the Roman period than at the end of it, the difference between the two in the early Middle Ages was such as to preclude any sense of racial unity or consanguinity that we can detect. On the other hand, British and Gaulish appear to have formed more of a dialect continuum, at least in early times. The Romans sought to impose fixed boundaries throughout their Empire and especially at its limits. This aspiration latterly came under increasing pressure from the ‘barbarian’ world beyond the northern frontiers, which was less static than the Mediterranean-centred Empire. Later Roman Britain suffered repeated incursions: by Gaels (‘Scotti’) from Ireland, by ‘Picts’ from beyond the Wall, and by Angles and Saxons from across the North Sea. The withdrawal of the Roman military presence, from the early fifth century, heralded a period of anarchy and renewed tribalism, conquest, settlement and migration, with profound effects on the linguistic make-up of the country. As regards the Britons of southern Scotland, it appears that during the last two centuries of Roman rule they were mostly left to act as a buffer zone between the Roman province south of Hadrian’s Wall and the tribes north of the Antonine Wall. It is uncertain how far pre-Roman tribal boundaries formed a basis for the territorial divisions that emerged in the post-Roman period. The men of Gododdin (Old Welsh Guotodin), inhabiting Lothian and south-east Scotland, bore the same name as the Votadini who had occupied the same territory according to Ptolemy’s Geography, which suggests continuity. Dumbarton Rock
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appears to have been an important capital in pre-Roman and post-Roman times, but the territories controlled by its rulers may have changed considerably in the interim. The kingdom of Rheged, in south-west Scotland and north-west England, may represent a newer power centre. The early Welsh poetry attributed to Aneirin and Taliesin offers tantalising glimpses, however faint and refracted, of these late sixth-century conditions. The poetry portrays a heroic age of raiding and counter-raiding between and among Britons and Anglo-Saxons. During the seventh century, however, Anglian imperialism ended this ‘heroic’ period, as the Northumbrian kings extended their domination through to the Solway and Cumbria. Rheged disappeared and the surviving British presence in south-west Scotland became consolidated under the kings of Strathclyde, who continued to rule from Dumbarton for centuries to come. North of the Antonine Wall, matters are generally more obscure. Medieval annals and chronicles from Ireland and England show the Picts (Latin Picti) as powerful players, alongside the Gaelic Scots, the Britons of Strathclyde and the Anglians of Northumbria, in the political continuum of North Britain in the period 600–850. But because they disappear rapidly from history soon after that, there is some doubt as to who the Picts were, and various theories have been propounded. The term ‘Picts’, whose earliest occurrence dates from ad 297, is clearly their neighbours’ appellation for them, rather than their own. (Compare early Irish Goídil ‘Gaels’, which is a loan-word from the Gaels’ British neighbours, to whom they were Gwydyl, or ‘wild men’.) To judge from early Irish Cruithni and medieval Welsh Prydyn (both meaning ‘Picts’), the Picts may have termed themselves *Priteni(i), a close congener of the usual *Pritani ‘Britons’. This is borne out by the major early sub-divisions of Pictland: Caledonia (or similar) as the name for the north-central Highlands, and the Maeatae as inhabitants of the south Highlands. These early names, which are also visible through a Gaelic lens in the names for Dunkeld (Dún Chailden) and Dumyat (*Dún Miäth), seem acceptable Celtic names, as does that of the Verturiones (cf. early Irish (Mag) Fortrenn), the other early name for a major grouping in the southern Highlands. Place-names for human occupation (such as tref ‘homestead’, pit ‘piece of land, estate’) and natural features (such as perth ‘wood, copse’, carden ‘thicket, bush’) encourage the conclusion that they were P-Celts, Britons like their neighbours in southern Scotland (compare Welsh tref ‘home’, perth ‘bush’, cardden ‘thicket’). It has also been suggested that the Picts were linguistically and perhaps racially mixed, on account of the largely inscrutable Pictish inscriptions and the often outlandish names in the Pictish king-list. But this appears to be an unnecessary complication, at least for the historical period. The Picts were militarily strong enough to bring the expansionist aims of Northumbria to a halt (at the battle of Nechtansmere in 685), and to hold their own against the Britons of Strathclyde and the Gaels of Dál Riata on several documented occasions. Nevertheless, Pictland seems to have been the recipient of numbers of Gaelic settlers over an extended period. This may have gradually Gaelicised the population before Cinaed Mac Ailpín (Kenneth Mac Alpin) assumed the Pictish throne (843). The almost complete lack of documentary evidence for the Northern and Western Isles and north-west mainland of Scotland has raised questions over their Pictishness before the coming of Gaelic and Norse settlers (see below). What little evidence we have – mostly archaeological and onomastic – suggests that the Picts were there, though perhaps not in great numbers. Irish raids on and settlements in the west coasts of Britain began in Roman times and continued in the vacuum created by the latter’s departure. Cornwall and Devon, south and
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north Wales, Man and (possibly) Galloway were affected. Some were repulsed and others were assimilated into emergent British kingships. Memories of some are preserved in medieval Irish and Welsh origin legends and genealogies. They may have been triggered by the power vacuum in Britain, but perhaps also by Irish economic and political pressures that we cannot now reconstruct. For the west of Scotland, raids from Ireland are mentioned from the third and fourth centuries ad, and there may have been colonisation too, especially in areas beyond the Roman jurisdiction. As with the coming of the Anglo-Saxons to England, later legends tell of a unitary expedition, rapid conquest and orderly division of the land won. The reality was doubtless more complicated than the legend of the coming of the sons of Erc to Scotland and the foundation of Scottish Dál Riata in ad 500. But the establishment of a Gaelic enclave in Argyll by that date may be accepted. There is precious little mention, in Gaelic sources or elsewhere, of contact with the preGaelic inhabitants of what became Dál Riata – the Picts, according to the English historian Bede. This may mean that Argyll was sparsely populated or settled in an unorganised or undefended way. At all events, the Gaelic kingdom of Scottish Dál Riata was well established by the time Columba came to Scotland in ad 563 and the Gaelic presence in what is now Argyll was a fixed part of the political scene in Scotland. Generically, the Gaels were referred to as Scotti in Latin sources. When they had established themselves in western Scotland they were called the ‘Scots of Alba’ to differentiate them from the ‘Scots of Ireland’. Later the Gaels of Scotland became simply Scotti, and those of Ireland Hibernenses or similar. Their own generic term for themselves was Goídil, as we have noted. At this time Alba (etymologically ‘The Land’ or similar) still referred to the whole of Britain; later it became confined to the part of Britain ruled over by the kings of the Picts and Scots, that is, Scotland. The Gaels also created many ‘New Ireland’ names where they colonised, including (Bridge of) Earn, and so on (once Éireann, genitive of Éire), Banff (once Banbha), Elgin (once Eilginn) and Athol (once Ath-Fhódla), corresponding to early Irish Ériu, Banba, Elg(a) and Fótla, all meaning ‘Ireland’. Anglo-Saxon raids and incursions from the coastal areas of Germany and Frisia into England, perhaps prompted by pressure on those areas from further east, are reported from the fourth century ad. With the collapse of the Roman province, the fifth and sixth century saw large-scale invasions in the south and south-east, in eastern England and into the Midlands. Another facet of the early phase of colonisation led to settlements in north-east England, followed by expansion into south-east Scotland in the seventh century. This brought a Germanic tongue into Scotland for the first time, if one excepts the many German auxiliaries of the Roman army stationed in northern Britain. Whereas the earliest phase of Anglo-Saxon settlement had proceeded rapidly to reconfigure a large part of lowland Britain, the less ‘civilised’ tribes of the north and west, including those of Scotland, offered more prolonged resistance. This would help to explain the later elevation of this period to the status of a ‘Heroic Age’ by the Welsh literary tradition, as pointed out above. However, the creation of the kingdom of Northumbria out of the primitive kingdoms of Deira and Bernicia around ad 600 harnessed an aggressive dynasty to a powerful war machine. This overran the land of Gododdin and extended its claims to political overlordship of Strathclyde, Dál Riata and Pictland in the seventh century. In linguistic terms, the earliest Anglian settlements in Scotland that we can identify today are among those with names in -ingham and -ington. They are found by the lower Tweed and in East Lothian (for example, Tyningham, Haddington). By the mid-seventh century, the westward impetus of Anglian colonisation brought English into Cumberland
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and along the Solway coast (that is, through the old kingdom of Rheged). In the eighth century, Northumbria took over Ayrshire, thereby confining British power to the Clyde Valley, though it was to expand again later, after Northumbrian power had been crippled by the Great Army of the Danes in the 860s and 870s. The extent to which Brittonic speech survived these Northumbrian intrusions is not clear, because some of the Brittonic place-names there could belong to the tenth-century revival of the kingdom of Strathclyde. At all events, scholars are less prone nowadays than they once were to assume genocide or ethnic cleansing as the result of English–British confrontations. During the late Roman period and early Middle Ages a series of major linguistic changes affected the Celtic languages, both British and Goidelic, and transformed them from being highly inflected ‘ancient’ languages to ‘medieval’ languages with a much greater dependency on word order and syntax. This can be seen taking place in the Irish ogham inscriptions, which were being written as these changes were taking place. The early or more archaic forms may be represented by the name Lugudeccas, later Lug(u)decc, which has lost the final syllable containing the genitive singular ending. In the same way British Carata¯cos gave rise to medieval Welsh Caradawc (modern Welsh Caradog). This sort of development was not confined to the Celtic languages; one finds similar phenomena in the transition from primitive Germanic to the earliest extant Germanic languages, and indeed in the transformation of Latin into the Romance languages. For Britain, this set of changes, centring on the fourth to sixth centuries ad, is described linguistically as the transition from (late) British to the Brittonic dialects, later the Brittonic languages: Welsh, Cornish, Breton and Cumbric. The linguistic developments which occurred at this time included sound-changes, vowel affection, vowel syncope, loss of final syllables and the grammaticalisation of the initial mutations. One major factor in the differentiation of the Brittonic dialects was undoubtedly their physical separation from one another, largely caused by the Anglo-Saxon expansion into formerly British territories. For example, when the Northumbrians reached the Solway and north-west England in the seventh century, they physically cut off the Britons of Strathclyde from those of Wales, although cultural links clearly continued to exist. Cumbric is the name given to the dialectal descendant of British spoken in southern Scotland in the British kingdom of Strathclyde, also known as Cumbria. Although hardly any specimens of Cumbric literature survive, the evidence of place and personal names, plus some poetic and genealogical fragments preserved in Welsh sources, suggests that ‘North British’ developed very much on a par with the way in which ‘West British’ gave rise to Welsh. There is reason to believe that at least limited literacy existed at the court of the kings of Strathclyde, and in contact with similar centres in Wales. The absence of surviving records for the literature of Strathclyde is doubtless to be ascribed to the decline and demise of the Strathclyde court before literacy had become deeply embedded in the culture, and the way the area later became Gaelicised and functioned at the periphery of the Gaelic kingdom of the Picts and Scots. If we compare the evidence for the language of Pictland with that for Strathclyde, the place-names attest to a linguistic and cultural presence closely comparable with Cumbric and, indeed, with other parts of the British continuum: the terms perth and cardden, already mentioned, occur in Pictland (as in Perth or Kincardine). There are differences too: names in caer ‘enclosed or fortified dwelling’ do not occur far beyond the Antonine Wall, there are differences in the usage of tre(f) ‘homestead’, and p(e)it ‘holding, manor’ hardly occurs south of the Antonine Wall. But these are no greater than the dialectal and distributional differences that occur between (say) Wales and Cornwall.
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The same is true in regard to aristocratic personal names, where Pictish Drostan, Neithon and so on bear comparison with Welsh Trystan, Nwython and so on. However, the Pictish king-list also contains many unrecognisable name-forms; and these have sometimes been thought to indicate a mixed racial make-up in Pictland. There is nothing inherently unviable in this hypothesis. However, the totality of the names involved can be seen as comprising a strong group of plausible Brittonic names supplemented by a scattering of Gaelic or Anglo-Saxon names (which would be compatible with what we know about kingly rule in Pictland) and a further scattering of the sorts of ‘made-up’ names that occur in Celtic kinglists and origin legends of the early Middle Ages. The residuum of enigmatic names includes some which hint at scribal mangling of unrecognised Brittonic names, which is again compatible with what we know about the manuscript transmission of Pictish materials. There is a strong suggestion here that future linguistic research should lead in textual-palaeographical rather than ethnic directions, and that the ‘core’ Pictish names are Brittonic. The most famous and problematic category of evidence for Pictish language is the Pictish ogham inscriptions. These manifestations of a script whose origins appear to lie firmly in the Gaelic world occur in association with the equally celebrated Pictish symbols, which include animals (naturalistic and stylised) and more abstract forms. Although they yield some possible words and names, they also contain numbers of ‘nonsense’ forms, including clusters of repeated consonants and other linguistically counter-intuitive forms. Attempts to ‘read’ them as Brittonic texts (or indeed as productions in Gaelic or other medieval languages) have therefore not been very successful. Nor are they numerous enough to let one perform ‘code-breaking’ tests in a convincing manner. They remain a tantalising linguistic conundrum. While the earliest Gaelic inscriptions show the language in its ‘ancient’ stage, the earliest literary texts, written in archaic Old Irish, are fully ‘medieval’. Gaelic is assumed to have attained literary status in a bilingual monastic milieu. The texts leave a legacy of historical, genealogical, legal and imaginative poetry and prose dating back to c. ad 600. (The ‘classical’ Old Irish period was 700–900, followed by Middle Irish 900–1200.) This literature is mostly preserved in considerably later manuscripts, most of which are of Irish provenance. Though Iona was clearly one of the leading early centres of literate culture, early ‘Scottish’ Gaelic texts are hard to isolate, though recent work has shown some possibilities. As to the spoken language, one presumes that in the circumstances of language contact between Gaels and other non-Gaelic speakers in Scotland (see below), together with practical lack of communication between Ireland and Scotland for most people for most of the time, Scottish varieties of spoken Gaelic must have existed from the Old Irish period onwards. Certain syntactic features of Scottish Gaelic which group it with Welsh or Cornish against Irish may owe their origin to Brittonic-speaking Picts becoming Gaelic speakers around the ninth century, when the centre of gravity of Gaelic-speaking rule in Scotland moved east from Dunadd to Scone. This would be slower to surface in written form in the ecclesiastical milieu, though some unmistakably Scottish characteristics are now identified in the twelfth-century Gaelic notes in the Book of Deer in Buchan. On the other hand, the pan-Gaelic organisation of the professional literati constituted a focus for linguistic conservatism and unity which in time gave rise to a distinct learned dialect used by the poets and historians and their patrons all over Gaelic Scotland and Ireland right down to the seventeenth century. While the English Northumbrians who fought against Urien of Rheged and the men of Gododdin were heathens, the generation that colonised south-east Scotland were, or became, Christians. Consequently, Scotland lacks examples of the place-name with
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heathen associations that have survived in England (such as Wotan-names, as in Wednesbury). Having received the Christian faith initially from Iona, the Northumbrian Church of St Cuthbert became a powerful cultural presence in southern Scotland, just as Columba’s Iona had done in Pictland. Although the Northumbrian Angles doubtless had a heroic and court literature like their Celtic neighbours, only a few pieces of Christian literature survive. A striking testimony to the Northumbrian presence in the south-west is the magnificent Ruthwell Cross (erected c. ad 730), which carries, in the form of a runic inscription, quotations from an Old English poem, ‘The Dream of the Rood’. At the time of the Anglo-Saxon invasions, the Germanic languages had been undergoing changes not dissimilar to those that affected the Celtic languages. Primitive English was still a quite strongly inflected language, though the old Germanic system of noun declensions and verb conjugations had been simplified and refashioned. There would have been dialectal distinctions between the Angles and Saxons and Jutes, corresponding to the different parts of Denmark, Germany or Frisia which they had inhabited; and these distinctions would have been underlined by separate existence in different parts of Britain during the conquest and colonisation period. Despite this, the Old English dialects were relatively similar, at least in written form. Nevertheless, the Northumbrian dialect forms preserved in ‘The Dream of the Rood’ and ‘Caedmon’s Hymn’, together with some idiosyncrasies in toponymic usage, give us our earliest glimpses of Scots. The survival of Latin in the post-Roman period was tied closely to the Christian milieu and the activities of the Church, in which the Latin language and literacy went hand in hand together. Though we have to reckon with possible Christian continuity from Roman times in Brittonic southern Scotland, in connection with the labours of St Ninian at Whithorn (and, less certainly, in southern Pictland), the principal path of Christian missionary activity led from fifth-century Britain to Ireland and thence to Gaelic Scotland in the sixth, from there to Pictland, and thence southwards in the seventh to Northumbria. The Latin spoken in Roman Britain showed some British features in its pronunciation, for example, pater ‘father’ was pronounced pader, in line with an identical development in native words. It was this ‘British’ version of Latin pronunciation that prevailed in the Celtic Church. The native vernaculars also show through in more subtle ways in the idiom and syntax of some writers of Insular Latin, though there were equally pressures towards conformity in the teaching of correct Latin and the study of the Bible and the writings of the Fathers. There was also continuity between North Britain and Ireland in the development of handwriting, where the so-called Hiberno-Saxon hand emerged out of late antique forms between the fifth and seventh centuries. Especially in the Gaelic world, the vernacular language was allowed to attain written form beside Latin, with profound effects for the survival and development of vernacular literature. Since none of the pre-Norman kingdoms had extensive civil administrative systems, the Church was the most complex institution, and Latin enjoyed usage and prestige by association with it. Later on, when Norman-style feudalism became the norm, the tradition of writing and reading Latin was available to provide the principal medium for charters and other official communications. The Scandinavian incursions into the British Isles were under way by ad 800. Those aimed at Scotland emanated mostly from south-west Norway. Starting in the form of raids, they were followed quite quickly by settlement – first in the Northern Isles, then in the northern Scottish mainland and the Western Isles, and thereafter southwards via a maritime corridor that in time extended by way of the Southern Hebrides down to Galloway, Ireland and the Isle of Man. This formed the basis for the extended Norwegian kingdom of Man and the Isles.
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Once these Norse raiders (the so-called ‘Vikings’) reached Dál Riata and Northumberland, they were attacking literate societies, some of whose records of the time survive. We therefore glimpse their incursions, from the viewpoint of their victims, in Irish annals and Anglo-Saxon chronicles, which present them as ruthless murdering heathens. In reality, of course, violence was also endemic in the societies they attacked. In some areas (like Dublin and the Isle of Man) the Norse gradually made themselves an established part of those societies. The picture is more fragmentary for areas not well served by annals and chronicles, which include northern and north-west Scotland. Old Norse literature, however, created in Iceland from the eleventh century onwards, contains literary references, in poetic and saga texts, to happenings in Scotland as seen from a Norse point of view. Despite scattered archaeological evidence for a Pictish period in the Northern Isles and the north-west in general, there is precious little documentary evidence for the pre-Norse linguistic situation there; and it has been inferred that the Norse take-over in the Northern Isles was pretty comprehensive. The density of Norse place-names in Lewis suggests that here too there was a thoroughgoing displacement or acculturation of the pre-Norse population. But elsewhere (as in the rest of the Hebrides, and on the western seaboard), the place-name evidence speaks rather of settlement and intermarriage and mingling of cultures. This scenario may be the origin of the Hebridean Gall-Goídil (‘Foreigner-Gaels’) who are referred to (mostly as marauders) in some ninth- to eleventh-century historical sources. On the mainland, Caithness shows almost the same density of early Norse names as Lewis, and placenames like Dingwall (cf. Tynwald in the Isle of Man) commemorate the Norse institution of the thing ‘assembly’. Initially, the Norse language would have been unintelligible to speakers of any of the Celtic language-groups they encountered in Scotland, though, if Norse and northern Old English speakers came into contact (say, in Galloway), they might well have enjoyed a measure of mutual comprehension, since these two Germanic languages had developed in parallel ways from a shared late prehistoric starting point. The Norse presence is commemorated in Gaelic, especially in the vocabulary of the northern and maritime dialects (such as trosg ‘cod’ and many other nautical and marine terms), and in the English of the Northern Isles. It can also be diagnosed through the presence of such place-name elements as -shader and -bost (indicating settlement names), or -ness and -val (indicating natural features). While Norwegians were attacking and exploiting the western seaways, Scandinavians from Denmark were attacking and conquering large parts of England. The importance to Scotland of the Danish presence in England was twofold: first, the Danes destroyed the military and political might of Northumbria; and second, they imparted a powerful Scandinavian element into northern English as a whole, which in time became a vital element in the make-up of Lowland Scots. In some cases the fortunes of Scotland’s medieval languages may be seen to follow political developments in a straightforward way, but there are still a few puzzles. Pictish (or Cumbric?) seems to have given way to Gaelic almost completely in the heartlands of early Dál Riata, which may argue lack of contact because of population displacement or conquest. Pictish also yielded relatively quickly to Gaelic after the union of the kingdoms of the Picts and Scots in the mid-ninth century. This collapse may reflect the fact that extensive bilingualism was already the norm on account of longstanding Gaelic settlements in Pictland. The Gaelic ‘imperialist’ phase continued in the tenth and eleventh centuries, building on the Scottish kings’ power-base of the whole of Scotland north of the Forth and Clyde
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(with the exception of the northern strongholds of Norse). During this phase, we find evidence for Gaelic settlement in southern Scotland both across the firth of Clyde into Strathclyde, which was by now in terminal decline as a political force, and into Lothian and the Borders, now that Northumbrian power had been broken by the foundation of the Danish kingdom at York. It appears that Cumbric lasted longer in the Southern Uplands than Pictish had done in the north-east. Perhaps the nature of Gaelic overlordship in the eleventh century involved less intense settlement. But eventually it too disappeared, leaving Gaelic and English (or Early Scots, as we need to call it by this time) to fight out the last linguistic conflict. The Norse settlement in the Northern Isles obliterated any pre-existing Celtic language(s) in use there, and they continued to be thoroughly Norse speaking throughout the early medieval period and beyond. Indeed, Norn survived in Shetland, essentially a Norwegian dialect, until the eighteenth century. In the west, it seems that Norse–Gaelic bilingualism was the norm, with Norse being gradually eroded as the power of the Norwegian Crown became more remote and tenuous. This process would have been accelerated, where it was not already complete, after the Treaty of Perth (1266). Galloway, like Man, may have had co-existing or ‘mixed’ Gaelic–Norse populations from early times; here too, though, Gaelic gradually gained the upper hand as the Norse political presence dwindled. Gaelic place-names scattered over the great majority of southern Scotland (and even into north-west England) attest to the presence of Gaelic speakers there during the ‘Gaelic imperialist’ phase. These include the Bal- and Bel- names (such as Balerno) from Gaelic baile ‘farmstead’ and the Garvalds (from Gaelic garbh-allt ‘rough burn’). Complex names like Glenormiston (‘the [Gaelic] glen of [English] Orm’s (ferm)toun’) show the Gaelic settlement succeeding the Anglian. At the same time, names like Gilmerton (‘the [English] (ferm)toun of [Gaelic] Gille-Moire’) tell of a Gaelic superior holding land within a continuing anglophone community. The Gaelic presence in the south of Scotland, with the exception of parts of Galloway and the south-west liable to continuing colonisation and contact with Argyll, seems not to have been dense enough to oust English as the main language of the people, even when the kings of Scotland made Edinburgh their principal court. By the time when the royal court began to adopt Anglo-Norman ways (especially under Malcolm Canmore and David I) in the twelfth century, a process of decline had set in for the Gaelic language. The imposition of feudalism as the most effective way of governing and administering their now extended kingdom became an ideal of the kings of Scots from David I onwards, if not before. It was effected by granting lands directly to Norman lords and tying them in to an enhanced system of central administration; by bringing in continental church orders; and by establishing royal burghs. As a result of the first and second of these measures Norman French came to have a significant presence in Scotland: in the royal court and chancery, in the castles of the new feudal lords, and in the upper echelons of the Church. The burghs enhanced trading connections across the North Sea, and the arrival of groups of merchants and tradesfolk in the new burghs, up the east coast from the Forth to the Moray Firth, brought speakers of Dutch and other languages into contact with Scots speakers, with a significant impact on the vocabulary of Scots. Continuing contact with Scandinavia may have had a similar effect, though it is often difficult to determine whether Scandinavian words in Scots were direct importations, or borrowings resulting from the longstanding Norse element in the speech of Caithness, Orkney and Shetland. And the same was true of Gaelic, whose interface with Scots was more extensive in time and space, and whose contribution to Scots has generally been underestimated by scholars.
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Scotland enjoyed considerable linguistic diversity in the early Middle Ages. By the time of the Wars of Independence, this had been reduced to Gaelic and Scots, though with some fresh complications at a marginal level. Geographically speaking, the northern half of the country was basically Gaelic speaking with the exception of the east coast littoral strip joining the royal burghs, and the Norse presence in the far north. The eastern and central parts of southern Scotland had become Scots speaking, but, in the south-west, Galloway and Kyle were still strongly Gaelic. The political divisions of the times cut across linguistic divides, and the later dichotomy of ‘Highlands’ versus ‘Lowlands’ was not yet a fact, though the conditions for it were largely in place.
Further reading Crystal, D. (1995), The Cambridge Encyclopedia of the English Language, Cambridge: Cambridge University Press. Jackson, K. H. (1953), Language and History in Early Britain, Edinburgh: Edinburgh University Press. Murison, D. (1974), ‘Linguistic Relationships in Medieval Scotland’, in G. W. S. Barrow (ed.), The Scottish Tradition: Essays in Honour of Ronald Gordon Cant, Edinburgh: Scottish Academic Press, pp. 71–83. Price, G. (ed.) (1998), Encyclopedia of the Languages of Europe, Oxford: Blackwell Publishers Ltd. Taylor, S. (ed.) (1998), The Uses of Place-Names, Edinburgh: Scottish Cultural Press. Watson, W. J. (1926), The History of the Celtic Place-Names of Scotland, Edinburgh: William Blackwood and Sons Ltd.
6
The Poetry of the Court: Praise Thomas Owen Clancy
At the core of the genre which dominates northern Britain’s earliest literature is a business exchange. Urien’s court poet expects of him Med o uualeu gan teyrn goreu
a da dieisseu haelaf rygigleu
(Mead from drinking-horns,/And no end of good things/ From the best of kings,/Most generous I’ve heard of.)
What the poet does to merit such generosity is perform the praise of his patron in memorable, crisply wrought verse. The symbiotic relationship established by this exchange could be described in words of constructed intimacy. The same poet’s signature coda runs: Ac yny vallwyf i hen ym dygyn agheu aghen ny bydaf yn dirwen na molwyfi vryen (And until I die, old,/By death’s strict demand,/I shall not be joyful/Unless I praise Urien.)
To understand the world of early medieval Scotland and its literature, one must first confront the genre of praise poetry. This is so, not only because of its status in the courts of power, but also because of its commonality across the linguistic and cultural borders of the different peoples and regions which made up early medieval Scotland. Praise poetry, poetry of the court, is present in all these cultures, even if it is very unevenly represented, from the beginning of our period through the Middle Ages and beyond. Indeed, it is fair to say that for Gaelic literature in particular an understanding of the roots and mechanisms of praise poetry is necessary for any appreciation of the bulk of its canon, medieval or modern. Unlike literature in Scots and English, where the modern period has withered the stock of praise both in current composition and in critical appreciation, praise remains, for Gaelic, central to the canon and to the most productive of the recent Gaelic poets, the so-called bàird baile (discussed by Thomas A. McKean in Chapter 14 of volume three). It is perhaps easiest to get a sense of the longevity of the professional composition of praise for noble patrons by considering the roots of the traditions represented by the two Celtic-language literatures from early medieval Scotland. The most common word for poet in Welsh, bardd, and that in Gaelic bàrd derive from a common Celtic word found in some
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earliest sources describing Celts, bardos. To ethnographers writing in Latin and Greek for political masters in Rome, the bardos was part of the Celtic establishment, one of the professional class defined by their mastery of law, verse, religious doctrine and tradition. But also a poet – the bardos sang for his patron ‘sometimes an elegy, sometimes a satire’. Praise of the patron could lead to bags of gold being thrown to the artist. The bard as ‘parasite’, influential hanger-on, as well as craftsman of praise and invective, is ethnographised at the very roots of the tradition. What does not come over in such a functionalist account is the poet as artist. In early medieval Ireland, and later in Wales, the poetic profession would become highly professionalised, the level of literary attainment strict and forbidding. We know from early Irish legal tracts that, there, poets were graded by their level of attainment, and that the requirements for reaching the top of the profession were impressive. Gaelic verse produced by this professional class, in the earlier as in the later period, is ornamentally complex, highly stylised, often linguistically crabbed. The same could be said of the court poets of the Norse world, the skalds who produced dróttkvaett (discussed by Judith Jesch in Chapter 8). It can sometimes be difficult to believe in an audience sufficiently well attuned to the language and allusion of poetry of this sort – but its elusiveness to the ordinary ear may well have been part of its appeal, what separated the highest class of poet from the mere rhymester. One stanza may serve to illustrate the richness of even the earlier Gaelic verse. A stanza, preserved only in an Irish tract on metres, praises one Oengus, probably the Unust son of Uurgust, king of the Picts, who ruled from 729 to 761. Fó sén dia ngab Óengus Alpain, Alpu thulchach trethantríathach; tuc do chaithrib costud clárach cossach lámach lethanscíathach. (Good the day when Óengus took Alba,/hilly Alba, with its strong chiefs;/He brought battle to towns, with boards,/with feet and hands, and with broad shields.)
This is an ambitious verse, with its four-syllable rhymes between lines b and d, but otherwise its form is fairly common in Gaelic poetry, a syllabic metre comprising seven syllables in lines a and c and eight in lines b and d. There is a concerted alliteration throughout – easily appreciable within the individual lines (costud : clárach), but perhaps less obviously serving as a linking device between each line (Alpain : Alpu; trethantriathach : tuc; clárach : cossach). This linking also takes place in the final two lines, in the form of a binding rhyme between clárach and lámach. Some of these features carry forward (depending on the metre) into the metrically more stringent Classical Gaelic period, while some aspects (such as the rhymes between individual lines) become even more impressive and difficult to sustain. All of this allows us to appreciate that behind the general artistry lies a more intricate craftsmanship – not for nothing have parallels frequently been drawn between verse of this sort and the precious metalwork or manuscript interlace of the early medieval period. It would be wrong, however, to draw no distinctions between the different linguistic traditions in respect of court poetry and praise. We know little of the Welsh tradition before the twelfth century (and still less of the context of the few plausibly northern poems from that tradition). Nonetheless, judging from the earliest material, it is less highly regularised, less strictly ornamented than the poetry from later periods, suggestive of a profession and a literature still evolving – a plausible suggestion if some scholars are correct in thinking
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that Latin was still the language of status in Welsh courts into the seventh century. In the Scandinavian world, for all the complexity of skaldic verse, its practitioners were not the sort of literary guild we find in Wales and Ireland. In the period before the mid-twelfth century, in the Gaelic world, the professional poet was the file, and this class seems to have been highly exclusive, subject to a long period of training. There also seems to have been a close connection at this period with the Church. There is considerable crossover in personnel and indeed in metrical form between the Church and the secular literary classes in the Gaelic world in the early period, though whether we should view all poets as clerics or clerically trained is more doubtful. It is in the twelfth century – the period when we begin to acquire a clearer impression of poetic activity in Scotland – that the poetic class changes in the Gaelic world, in both Ireland and Scotland. Katharine Simms has suggested that that revolution is connected not just to church reform and the consequent dispersal of native poetic arts from the monasteries, but to the dominant voice of one particular family of poets, the Uí Dhálaigh (see Chapter 9). A member of that family, Muireadhach Albanach Ó Dálaigh, was to live much of his life in exile in Scotland, and father Gaelic Scotland’s most famed and longpractising poetic family, the Clann Mhuirich, later court poets to the lords of the Isles and still later to Clanranald. It is crucial to keep in mind, however, that the revolution in poetic practice begun in Ireland in the twelfth century and brought to Scotland during the same period was normatively Irish, linguistically and culturally. While this period sees much more poetry we can attribute to Scottish poets, it is also true that linguistically and metrically the poetry is impossible to locate in place and time for most of the later medieval period, so conservative and regulated was it. That regulation happened through careful and extensive training – and this took place in Ireland, as far as we can tell, for the higher class of poet. The poetry produced by this class, dán díreach or strict metre verse, is in its most precise manifestations sharply studded with verbal ornament. In the original, it is a rare and complex taste; this goes flat in translation, more often than not, partly because of the stance of praise which dominates this verse, but also because of the use of, for instance, compressed attributive adjectives like groigheach ‘possessed of herds of horses’. Here is an attempt to render one stanza from a verse by the poet Giolla Brighde Albanach for an Irish patron: Bright hand, long-backed and loving, with hard spears, stout their spearshafts, amorous branch with rayed lashes, winding, mounded hair in tresses.
Here, however, is the original: Glac gheal bhairrleabhar bhádhach na sleagh gcrainnreamhar gcruadhach, géag shuirgheach dhá shúl gcraobhach, cúl raonach druimneach dualach.
Problems for both translator and reader here go far beyond the difficulty of rendering the compressed adjectives, and the impossibility of imitating the reflective rhyme between each pair of lines (in lines c and d, for instance, note the interweave of rhyme between
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shuirgheach and druimneach, between shúl and cúl and gcraobhach and raonach). The most confusing aspect for the reader, perhaps, is the way in which poets describe the patron by referring to him as a part of his body (here, glac ‘hand, half-open fist’), or as a natural object (here, géag ‘branch, sapling’, which often stands for, and is often translated, ‘warrior, scion, nobleman’). To appreciate and enjoy this poetry, whether in the original or translation, one must adapt to these imagistic collages. The context of court poetry, we have noted, varied from culture to culture, despite striking similarities. What is most consistent, however, is the poet–patron relationship, one which was also imitated by religious poets, proclaiming their holy patrons, whether saints or the divine as Gilbert Márkus explores in Chapter 10. The earliest developed poet–patron relationship we can explore for northern Britain is that between Urien and his court poet, ostensibly the poet Taliesin. Urien was the sixth-century king of Rheged, a kingdom scholars continue to find difficult to locate precisely, though it may have been centred on Cumbria, and perhaps extended into what is now Scotland (certainly the poetry refers to regions, such as Ayrshire, Edinburgh and the plain around Falkirk, which are in Scotland). There are other problems with the poetry to Urien – not only its contested connection to Scotland, but also its earliness. It shares with the Gododdin some of the vexed issues discussed by Jenny Rowland in Chapter 7 regarding transmission and authenticity, which remain unresolved. Despite all this, the twelve poems which, since the 1960s, scholars have tended to treat as potentially early northern British products constitute something of a schoolbook or primer of genres. In examining them, we are given a window on to the range of types of poems at the command of court and professional poets in this early period as in the later. In what follows, these poems are used as a framework for exploring the generic variations within praise poetry of all linguistic varieties in early Scotland. At its most basic, the poet–patron relationship demanded praise of the patron, of his open-handed generosity, his ferocity in military pursuits (where appropriate), his lineage and his eligibility to rule over a great territory. The poem ‘In Praise of Urien’ could be our template here, with its invocation of Urien as [g]oruchel wledic ‘ruler supreme’, a[n]gor gwlat ‘land’s anchor’ and eurteyrn gogled ‘golden king of the north’. Perhaps the most impressive poem of this sort from within the Gaelic tradition of this period is one written – we do not know by whom – for Raghnall, long-reigning ruler of Man and the Isles (1187–1229). Here, the patron is cast as a potential king of Ireland, though he is praised more for his victorious ways aboard his raiding ship, the Black Swan, than anything else. Stanza-long portraits of Raghnall striding the decks of his ship jostle with compliments paid to his ancestors, and predictions of his triumphs and his generosity. More so than in the British poetry, physical bearing is a feature, and even prowess in love – note the intricacy of the verse, a true gem of the early Classical tradition: Aithne ar do bharr ’cun bandáil anald tar faithghi faindfheóir, gluaisid cuirn do chúil chlannúir mallshúil nguirm úir dá haindeóin [. . .] Do rosc mar bhogha in barráid ac tocht tar rogha in rinnfheóir, cosmail bláth do chúil chomóir ré snáth bronnóir úir d’inneóin.
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(Your head’s well known to women/from far across the soft-grassed lawn./The locks of your fresh-tressed hair move/a soft blue eye against its will [. . .] Your eye, like a curve of choice land/besting the pick of straight-tipped grass;/the bloom of your long hair, like a strand/of new smelted gold from the anvil.)
This poetry can be on occasion encased in its own conventions, difficult to break through. The poets could turn a neat metrical pirouette on a word for ‘hair’ in Gaelic; the translation fumbles to show the form. Such praise for the living could be, perhaps, too ephemeral. Elegy, the mourning of the dead, was perhaps a more lasting, memorable genre. Here, the basic forms of praise are retained, but made retrospective, and through that retrospect the subject’s heirs, real or supposed, could continue to invoke his presence in reiteration of the verse. It is for this reason, perhaps, that elegy is the best-represented genre within the praise-poetry tradition. The template from our Urien poems is the magnificent ‘Lament for Owein ab Urien’, with its shimmering imagery: esgyll g[w]awr gwaywawr llifeit ‘dawn’s wing-tips his whetted spears’; kyscit lloegyr llydan nifer/a leuuer yn eu llygeit ‘asleep is Lloegr’s broad war band/with light upon their open eyes’. (The images are arresting, but not obvious. We hesitate before we see that Owein’s spears are catching the first light of dawn, flecked by the sun like swallows’ wings, or that the army’s open eyes face the light because they are dead.) But we also have elegies or fragments of elegies for Norse kings and Pictish kings, among others. Cultural nuances emerge from some of these examples – Mugrón, abbot of Iona 965–80, composed, alongside his religious poetry, a lament on the death in battle of the Irish king Congalach Cnogba, who was probably a patron of Iona at this time. More strikingly perhaps, we have a poem on the death of the Pictish king Cinaed mac Ailpín (Kenneth Mac Alpin) who died in 858, but it is composed in Gaelic. Nad mair Cionaodh go lion sgor fo déra gol i n-gach taigh; áoinrí a logha fo nimh go bruinne Rómha ní bhfail. (That Cinaed with his hosts is no more/brings weeping to every home:/no king of his worth is there/under heaven, to the bounds of Rome.)
Of course, the essential stance of the elegy could be transferred to more personal subjects. Two fine Scottish examples are the twelfth- and thirteenth-century poet Muireadhach Albanach Ó Dálaigh’s lament for his wife, and the later medieval lament of his father for the poet Fearchar Ó Maoil Chiaráin. In both of these, the stately, unrelenting precision of the dán díreach plays counterpoint to the unfettered and often random expression of grief: formality and severe emotion in edgy partnership, as here, in Muireadhach’s lament for Mael Mhedha: Táinig an chlí as ar gcuing, agus dí ráinig mar roinn: corp idir dá aisil inn ar dtocht don fhinn mhaisigh mhoill.
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Thomas Owen Clancy Leath mo throigheadh, leath mo thaobh, a dreach mar an droighean bán, níor dhísle neach dhí ná dhún, leath mo shúl í, leath mo lámh. Leath mo chuirp an choinneal naoi; ’s guirt riom do roinneadh, a Rí; agá labhra is meirtneach mé – dob é ceirtleath m’anma í. (My body’s gone from my grip/and has fallen to her share;/my body’s splintered in two/since she’s gone, soft, fine and fair. One of my feet she was, one side – /like the whitethorn was her face – /our goods were never ‘hers’ and ‘mine’ – /one of my hands, one of my eyes. Half my body, that young candle – /it’s harsh, what I’ve been dealt, Lord./I’m weary speaking of it:/she was half my very soul.)
Some genres within the praise tradition, however, were very much part of the mechanics of the court, with its warlike aristocracy. Battle poetry, for instance, uses the specifics of one campaign to enlarge the patron’s reputation, and remind him of his generosity thereafter. The Urien poems have several striking examples of these, ‘The Battle of Argoed Llwyfain’ being perhaps the most famous, with its heroic exchanges between Urien and his enemy. Such battle poems could be proleptic as well, designed to egg on the patron to battle by imagining the scene of his triumph. Of such a type, perhaps, is the poem by Artúr Dall MacGurcaigh, exhorting his patron Eoin MacSuibhne (John MacSween) to sail back to Knapdale from his Irish exile and reclaim Castle Sween. Donald Meek, the poem’s most recent editor, has suggested this expedition never took place, but was a mere fleet of fancy, designed to augment and flatter. Battle poetry could overlap in places with the historical reportage of events. So too the genre of the battle-list, in which the martial career of the patron is delineated. Here, too, the Urien poems provide us with a template. Within our time-period, however, it is probably a Norse poem which is the most persuasive and fully realised example of what in Irish would be called a caithreim. This is the eleventh-century poet Arnórr Thordarson’s Elegy for Thorfinn the Mighty, Earl of Orkney, which inter alia envisages him as a triumphant warrior, all over the North Sea region and beyond, to Ireland: Nemi drótt, hvé sæ sótti snarlyndr konungr jarla; eigi raut við ægi ofvægjan gram bægja. (Let the host hear, how the bold/king of earls sought the sea;/the outweighing lord did not/give way against ocean.)
At all times, however, we must be alive to the poet as a creator of fictions. The poet, whilst perhaps often tied to one court, just as often remained itinerant, moving among the
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courts of the elite. The nature of praise poetry, however, could cause problems in this regard. Pumping up one patron at the expense of his neighbouring lords could cause awkwardness when next in those neighbours’ courts. Within medieval Welsh tradition, poets created a fictional ‘calling card’, a reconciliation poem called the dadolwch, to enable them to get around these difficulties, and we have such a poem from the Urien corpus. Here the poet apologises for ever having suggested Urien was old and past it – he sees now he is the best of lords, better than all kings of the north. But it was not only in this way that poets confronted directly in poems the relationship with the patron. A poem by Muireadhach Albanach, ‘Guess who I am, o Murchadh’ (Tomhais cia mise, a Mhurchaidh) is something of a calling card, drumming up business upon the poet’s return to Ireland from four years’ pilgrimage in the war-torn Holy Land. In another poem, to a Scottish patron, Muireadhach castigates him for failing to reward him as is his due – he has supplied Amhlaoibh of the Lennox with a duan and now he sends him a laoidh, expecting to be properly remunerated for this, and detailing his bill of sale. Another poem in a similar vein by an Irish poet for the thirteenth-century ruler of the Isles Aonghas Mór likewise recalls his service to the patron’s father, and his expectation that that man’s bill will be settled by his son. The son does not go unrewarded, with a tour de force exposition by the poet of exactly why he cannot come to Scotland to recite the poem himself: he is afraid of boats: Dobadh olc meisi ar mhuir ngáibhthigh do ghabháil ráimhe, a rosg gorm bím ar abhainn chiúin ar creathaibh, mar ghabhuim sdiúir eathair orm. Gá córughadh budh coir orum ní fhedar ré ttocht tar tuinn: ní fheadar an budh fhearr suidhe, eagal leam luighi san luing. (I’d be bad on the savage sea/at taking an oar, blue-eyed one:/on a peaceful river, I quiver/taking the rudder of a boat. The right way to arrange myself/I don’t know, crossing the waves;/I don’t know if sitting’s better,/I’m afraid to lie in the ship.)
In most of these poems reminding the patron of what he owes, there is more than the whiff of threat. Muireadhach urges Amhlaoibh to remember the good name of his ancestors – not just as a sort of pietas, but because their reputation is threatened while Amhlaoibh continues his stinginess. Satire, the Gaelic poet’s dread recourse, is always waiting to come to the boil. Unsurprisingly, few patrons were keen to preserve the satires poets cast upon them – though we have some fine satires from later in the Middle Ages. Perhaps the most striking note of complaint from the earlier period is a stray quatrain lamenting the actions of the earl David, the future king David I, against his brother Alexander in 1113. This stinging verse manages to express not just the anxieties of a political class, but the fears of interruption to the fruitful state of the poetic class as well: Olc a n[d]earna mac Mael Colaim, ar n-aimleas re hAlaxandair;
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Thomas Owen Clancy da-ní le gach mac rígh romhainn foghail ar farasAlbain. (It’s bad, what Mael Colaim’s son has done,/dividing us from Alexander;/he causes, like each king’s son before,/the plunder of stable Alba.)
This quatrain, preserved only in an Irish tract on metrical faults, is a reminder of how fragmentary our record is of the court and praise poetry of medieval Scotland. It also reminds us that we presume linguistic exclusivity of the various courts at our peril. David I may have been raised largely in England, but he still, it seems, could be expected to respond to Gaelic verse. Much later kings, like James I or James VI, also seem to have attracted the attentions of Gaelic poets of varying sorts. Court poetry, like court music, could in some cases thrive on its cosmopolitan air; praise poetry need not always be fully understood to be rewarded. The generic survey outlined here has been pieced together from very different time periods and traditions. For no time or place before 1314 do we have anything like a complete picture of court poets and their activities and products. We must, however, envisage such poetry as being performed in most of the highest lordly halls, and patronised by the highest members of the aristocracy. We can with some confidence point to verse of this sort being composed for the British rulers of Dumbarton – though this confidence rests, as Jenny Rowland mentions (see Chapter 7), on one stray stanza interpolated in the Gododdin. Fitful verse on Pictish kings in Gaelic may be suggestive that in those courts Gaelic was a language of prestige long before the ‘union’ of Picts and Gaels is meant to have taken place. The idea that a status language was the language of choice for poets in the halls of power, and not their own vernaculars, is replicated in the Classical period, when a normative poetic register based on Irish norms prevailed in Scottish courts. In both cases, we are led to ask questions of the purpose and impact of such verse on its audiences. Were Pictish kings content to hear Gaelic verse as a form of elite exoticism, or did they expect to understand it also? Parodic texts from twelfth- or thirteenth-century Ireland suggest that even there, the arcane diction of the highest class of poets could be vexing for patrons. Poets could, in certain modes, be highly obscure, and this is true also of the skaldic verse practised in the courts of the earls of Orkney. Yet, that example reminds of the possibility that, difficult as the poetry is for us, obscure in its references, rarefied in syntax and vocabulary, it could have been accessible to noblemen for composition as well as reception. That Rögnvaldr Kali, Earl of Orkney (ruled c. 1135–c. 1158) is one of the finest practitioners of skaldic verse from this period allows us to see room for patrons themselves at the literary feast. Bishop Bjarni (bishop 1188–1223), reciting his self-mocking epic to an audience he presumes is bored, allows us in on a literary circle capable of mocking its own conventions. Both these phenomena are less visible in the tradition best evidenced for Scotland during our period – that of Gaelic – though Ireland too knows some poets who were also rulers, and churchmen composing essentially secular praise poetry are well known. But it is in the Gaelic world that one senses most potently a literary class prickly about its privileges and highly exclusive in its sense of who could and who could not practise poetry. It is only after our period, in the pages of The Book of the Dean of Lismore, that we get hints both that aristocratic practice of strict metre poetry was possible (beyond the stray individual), and indeed, that mockery and subversion of the poetic norms were also possible. It is only at that stage, too, that we have any sense of the presence of women as poets in Gaelic
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tradition. When we do, in, for instance, the fifteenth-century elegy for Niall mac Néill of Gigha, composed by his widow Aithbhreac nighean Corcadail, we begin to wonder how firmly shut the door had been in earlier periods to the practice of poetry by the nonprofessional. In the end, though, we must still confront the fact that for the modern audience and the modern scholar, praise poetry is some of the most foreign territory of the literature of Scotland’s past. This is so not just because in the period before 1300 it existed in so many languages, metrical conventions and literary traditions. It is fundamentally the stance of the poetry, unironic yet clearly overstated, conventional and allusive, optimistic and directed, rather than problematised and internal, which forms the barrier. Walt Whitman suggested in the preface of Leaves of Grass, ‘The attitude of great poets is to cheer up slaves and horrify despots.’ Our poets’ livelihood and art depended on cheering up despots. There is little of the much vaunted ‘democratic intellect’ or demotic spirit here. And yet, our demotic poets, too, depended on flattering patrons, whether in their most bathetic verses or in their effusive dedications. We can the more easily edit out this strand of poetry after the medieval period, but, until the most modern age, literary flourishing relied on the generosity of the rich, and in the earlier Middle Ages, at least, that in turn depended on the poets’ praise.
Further reading Bergin, Osborn (1970), Irish Bardic Poetry, ed. D. Greene and F. Kelly, Dublin: Dublin Institute for Advanced Studies. Clancy, T. O. (1998), The Triumph Tree: Scotland’s Earliest Poetry, AD 550–1350, Edinburgh: Canongate. Gillies, W. (1988), ‘Gaelic: the Classical Tradition’, in R. D. S. Jack (ed.), The History of Scottish Literature, Vol. 1: Origins to 1660, Aberdeen: Aberdeen University Press, pp. 245–62. Whaley, Diana (1998), The Poetry of Arnórr Jarlaskáld: An Edition and Study, London: Brepols.
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Aneirin, the Gododdin Jenny Rowland
The Gododdin is a medieval Welsh poem whose inclusion in this volume immediately raises questions that take us to the heart of some of the controversy concerning this work. There is no doubt of its relevance to Scottish literature and history if the poem was composed by the northern British poet, Aneirin, and the gist of his work preserved with reworking in Welsh. Scholars are, however, far from in agreement on the authorship and transmission of the text. The poem derives its medieval title from the kingdom of Gododdin, which in the early Middle Ages was a British kingdom with a language similar to Old Welsh. Its centre was at Edinburgh, and the tribe had occupied parts of what is now south-eastern Scotland and north-eastern England since the pre-Roman period. The poem consists of laments for members of the war band of one of the kings of Gododdin, Mynyddog Mwynfawr (‘Mynyddog the Wealthy’), sometime before the kingdom was conquered by Northumbria in the seventh century. The sole manuscript, from the thirteenth century, attributes the poem to Aneirin. A section concerning the old northern British kingdoms in the Historia Brittonum, written in Wales in the early ninth century, names Aneirin with four others as famous in British poetry in the latter half of the sixth century. The manuscript of the Gododdin, however, is Welsh and the language of the poem the standard Middle Welsh of the bardic poets, with some tantalising archaisms. However, medieval Welsh scribes modernised the works they copied and the Gododdin was one of the classics which Welsh poets memorised and performed in the bardic contests which tested their learning. A rubric in the manuscript of the poem says that just as warriors should not go into battle without weapons, so poets should not go into bardic contests without the Gododdin. The distance of the kingdom of Gododdin from Wales and the long gap between the putative date of composition and the surviving manuscript copy leaves many questions as to how the text was transmitted and the relative role of manuscript copying and oral preservation. The sole manuscript contains evidence for two variant versions, called A and B, with B showing signs of having been copied directly from an Old Welsh manuscript. The poets would have had reasons to embellish a line or modify unintelligible archaisms, as well as to add to the loosely structured composition. Some verses are generally agreed to be of later date, with both deliberate and accidental interpolations added in transmission. The primary question about authenticity of the Gododdin is whether the medieval Welsh poem could or does preserve anything of a putative original composition; even the most committed supporters of the poem would not argue that it preserves more than a core or outline of what Aneirin composed. Some critics would go further, arguing that the poem was composed and added to in Wales at a much later date, perhaps drawing on some northern traditions. The controversy over the dating and authenticity of the Gododdin has been particularly beneficial in stimulating studies of the development of the Welsh language and its early
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orthography. It is now generally agreed that the mutually intelligible British dialects in the sixth century had evolved sufficiently from the parent Brythonic for a North British composition to be preserved in Welsh. Some archaisms of language and orthography suggest greater antiquity for the text than other early Welsh poetry, although there are linguistic elements undoubtedly later than the supposed date of composition. Few corroborative historical documents exist for the period, but there are no glaring historical anachronisms. The depiction of the warrior society, its material details and social values, appears convincing. Reasons put forward for later composition in Wales based on traditions of the Old North are not compelling given the subject matter, but the dynasty of the kingdom of Gwynedd in north Wales claimed descent from a Gododdin lord and it is not impossible that the poem took shape there. Although the Gododdin has about 1,500 lines in the classic edition of Ifor Williams, and has been described as an epic, the form is unique in Welsh: a collection of loosely linked lyric elegies to individuals, groups of heroes, or the entire war band of Gododdin, who fought a battle at Catraeth, modern Catterick in Yorkshire. Each stanza or awdl is of irregular length and has one or more end-rhymes in blocks, as well as additional optional ornaments such as internal rhyme, alliteration and assonance. Groups of stanzas are linked in some cases by repetition of opening verbal formulae, such as the best-known series, ‘Gwyr a aeth gatraeth [. . .]’ (‘Men went to Catraeth [. . .]’). The original order of the verses is uncertain, and beyond reconstruction. Some verses are clearly variants of verses elsewhere in the manuscript. In addition, the text of the Gododdin is followed by four poems called ‘Gwarchanau’, which contain material both relevant to the main text and unrelated. Some obvious interpolations have been incorporated, and others may not be so obvious. There is little or no narrative in such elegies, making full reconstruction of the background events impossible. Much is made of their king’s feasting of the war band at Edinburgh for the conventional period of a year in preparation for the expedition, but this may owe more to the unifying heroic themes of the poem than an actual gathering of a picked army for a specific purpose. Catterick would have been within the range of mounted warriors such as are described in the poem, and it is generally supposed that Mynyddog was intending to retake British lands recently lost to the Saxons of Bernicia and Deira. The war band is said to number a conventional 300, large for an army of the period, but small for conquest and occupation. With deadly enemies closer to hand, such an attempt at reconquest appears unlikely. Possibly the battle was of no great strategic import, even a raid, gaining its fame from the poetic response, like ‘The Charge of the Light Brigade’, which transformed a military disaster into personal triumphs of heroism. The war band seems to have suffered uncommonly high loss of life, which in transmission became a massacre with only a single or three survivors. The value to historians clearly depends on the authenticity of the text or reliability of traditions, but interpretation remains too doubtful for the Gododdin to shed much light on political events as opposed to details of material and cultural life. That being said, the heroic ideal depicted in the poem is very much a literary construct which offers poetic consolation to the survivors, and to later Welshmen who identified with the earlier conflict against Saxon enemies. This ranges from the most basic ‘a chet lledessynt wy lladassan’ (‘although they were killed they killed’), to rejoicing in the personal glory of the dead warriors whose deeds lived up to their promises, and in the lasting fame which their heroism has bought them through the medium of poetic praise. The extreme stance of the heroic code has been used to defend the early date of composition, but would seem to have more to do with the genre. Later medieval Welsh praise poetry depicts a similar unyielding
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heroism, which in this case can be better tested against actual behaviour as found in historical sources. Welsh poets performed a public, social function of upholding agreed social values; famously, a line from the Gododdin itself states ‘beird byt barnant wyr o gallon’ (‘the poets of the world judge men of courage’). If a warrior or leader seriously failed the judgement of the poets, they had the ability to declaim a satire, which was believed to have the power to maim or even kill. There are, therefore, severe limits to the amount of criticism praise poetry admits. There must have been a tactical failure behind the loss of life at Catraeth, but it is not the place of a praise poem to air it. The possibility of individual failure to measure up to the heroic code can only be hinted at by implication such as ‘ny gilywyt’ (‘there was no retreating’). This black and white picture also does not include even undoubted tactical moves such as yielding ground or treating with the enemy which can be glimpsed in the negative statements of what the heroes did not do, or in the criticised behaviour of the enemy. No doubt honour and fame were important motivations in this warrior society, but not to the absolute degree presented in bardic Praise poetry. While it is impossible to restore structure to the jumbled stanzas as they have been handed down, there are various unifying themes, sometimes handled in a highly individual fashion, which support the idea of a core composition by Aneirin. One of the most prominent of these is the role of ‘talu medd’ (‘paying for mead’) which is linked to several key heroic concepts. The warrior, by accepting his leader’s mead in the feast, agrees to fight faithfully for him ‘Disgynsit en trwm yg kesseuin/gwerth med yg kynted’ (‘He attacked in battle in the front rank/ in return for mead in the hall’). The mead feast, too, is the occasion for making heroic vows or boasts: promises which go beyond the tacit contract with the leader and which help to bind the warrior more fully with his fellows. Honour depends on fulfilling these vows: ‘e amot a vu not a gatwyt/gwell a wnaeth e aruaeth ny gilywyt’ (‘His intention was a point which was kept. He did better than his vow – there was no retreating’). These stated vows are not as extreme as promising to fight to the death. In many cases, however, as in the fight at Catraeth, the promised warfare leads to the hero’s death and he pays for his mead with his life: ‘gwerth eu gwled o ved vu eu heneit’ (‘The price of their feast of mead was their lives’); ‘med evynt melyn melys maglawr’ (‘They drank sweet, yellow, ensnaring mead’). This leads to the surprising, but effective, poetic construct of sweet mead being a bitter drink – it carries the bitterness of death, both for the hero and those who survive him: ket yvem ved gloyw wrth leu babir ket vei da e vlas y gas bu hir. (Though we drank bright mead by the light of rush torches – /Although its taste was good, its bitterness was long-lasting.) glasved eu hancwyn a gwenwyn vu. (Their feast was pale mead – and it was bitter/poison).
The light, warmth and camaraderie of the feast are also effectively juxtaposed with the silence of death, with the poet leaping from the feast to its deadly aftermath: ‘a gwedy elwch tawelwch vu’ (‘And after carousal, there was silence’). A major heroic motivation for the warriors is fame. On the most basic level, there are numerous references to the desire of men to do deeds which will be recounted: ‘mab
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syvn [. . .] a werthws e eneit er wyneb grybwylleit’ (‘The son of Syfno [. . .] gave his life for the sake of honourable mention’). In some cases, this renown is among the other members of the war band, or among the people of Gododdin, but primarily it is the lasting and widespread fame of the poets which is seen as the ultimate goal. The unified culture of the British-speaking peoples meant that in theory the poets could promise ‘clot heb or heb eithaf’ (‘fame without border or limit’), or that a hero would be remembered ‘tra vo kerdawr’ (‘as long as there are poets’). The poet, too, has a responsibility to the warriors who fulfilled their heroic vows, and is seen as witness, judge and recorder of their deeds: ‘Cam ei adaw heb gof camb ehelaeth’ (‘It would be wrong to leave the one of the extensive feats unremembered’); ‘Gwyr a aeth gatraeth [. . .] oed cam nas kymhwyllwn’ (‘Warriors went to Catraeth [. . .] it would be wrong were I not to mention them’). The poet, then, is part of the camaraderie of the war band, and a mediator between it and the court and wider world. The heroic choice of a short life with long fame is supported, but there is genuine sorrow as well. Lines such as ‘o ancwyn mynydauc handit tristlavn vy mryt; rwy e ry golleis y om gwir garant’ (‘Because of the host of Mynyddog I am sorrowful; I have lost too many of my true kinsmen’) indicate that the personal glory is not lightly purchased. The youth of many of the fallen is alluded to, and their failure to achieve the milestones of adulthood such as marriage: ‘Ny mennws gwarawl gwadawl chwegrwn’ (‘Gwrawl did not desire the wedding payment of a father-in-law’). This key concept is expressed succinctly: ‘dygymyrrws eu hoet eu hanyanawr’ (‘Their natures shortened their lives’). The stanzas to individuals often have what appear to be telling details of personal history and character: one could grasp a wolf mane bare-handed; another was ferocious in battle, but speechless in the presence of a girl. Play is made on the meaning of their names, and the name of the hero is often delayed until the end. Savagery on the battlefield is applauded, but matched with fine manners in court. There are some fairly nominal references to Christianity which could be additions, but which would seem to fit with the society, mingling heroic virtues with Christian ones. Giving gold to poets is as virtuous as giving gold to the altar; a warrior deserves heaven for not fleeing; the warriors did penance before battle, but still did not escape death. The interpolations and additions have their own interest. A single stanza incorporated into both versions of the Gododdin in the manuscript refers to a battle at Strathcarron between king Domnall Brecc of Dál Riata and the forces of Strathclyde, noted in the Irish Annals of Ulster for 642. It is possibly the only surviving literature from the kingdom of Strathclyde, a British kingdom that preserved its independence until the eleventh century. The stanza gives an exultant view of the battle from the Strathclyde side in a verse style similar to that of the Gododdin. The placement of the Strathcarron verse suggests that Strathclyde may have been important in transmission of the Gododdin. The enigmatic ‘Reciter’s prologue’, which gives a picture of a poet about to perform the poem in the rushlit hall, and ascribes it to Aneirin after his death, has also raised speculation of paths of transmission via Strathclyde. Near the end of the A-text is a surprising interpolation, ‘Dinogat’s Cloak’, an early artlullaby or nursery rhyme, in which a mother and eight slaves sing the praises of his father’s hunting skills to a little boy, Dinogat, who wears a marten skin cloak. Other verses hint at the development of a saga about Aneirin as suggested in later traditions in Wales. The four ‘Gwarchanau’ appended to the Gododdin were obviously highly valued in the Middle Ages, although their relevance to the main text is uncertain. The most difficult and obscure one is ascribed to Taliesin, named in the Historia Brittonum as a contemporary of Aneirin, but who developed into a legendary arch-poet in Wales. Two of the ‘Gwarchanau’ celebrate
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the supposed participation of warriors from north Wales at Catraeth, and the second consists of gnomic and proverbial statements, a type of literature ascribed to Aneirin in the later Middle Ages. The Gododdin is also famous for containing what may be the earliest mention of Arthur, as well as an unrelated reference to Myrddin, the Welsh prototype of Merlin. The Gododdin warrior Gwawrddur is said to have fed ravens (that is, provided carrion by slaying the enemy), ‘ceni bei ef arthur’ (‘although he was not Arthur’). The import of this reference to Arthur depends both on the reliability of the origin and date of the poem, and whether or not the individual line or stanza is an addition. If genuine, it could support other indications of the renown in the north of Britain and Scotland in the sixth and seventh centuries of a presumably historical figure called Arthur. However, as O. J. Padel has pointed out, the comparison in which the hero praised is inferior to the paragon of the past is atypical of Welsh poetry, and may indicate Arthur was a legendary and supernatural hero that no mortal could match. Elsewhere another warrior is said to have defended the pure poetry of Myrddin. This is almost certainly a later addition, showing the evolution of the figure of Myrddin from a Strathclyde prophet and wildman to one of the early Welsh poets compared to Taliesin and Aneirin himself. While Aneirin never achieved the same bardic fame as Taliesin and Myrddin, there is evidence for the influence of the Gododdin apart from the rubric in the manuscript telling of its worth in bardic contest. Numerous echoes are found in medieval Welsh bardic verse, and one entire poem, ‘Hirlas Owain’, is based on the Gododdin, comparing the deeds and feasting of medieval Welsh warriors to those of the past. It is clear, however, that much of the text was obscure even to the bardic poets. Modern scholarship began with the Scottish historian William Skene, who recognised that many medieval Welsh poems were potentially valuable documents for the early history of Scotland, and oversaw the publication of the text and a none too reliable translation in The Four Ancient Books of Wales in 1868. Real understanding of the text came with Ifor Williams’s edition in 1938 and, despite remaining obscurities, recent editions and English translations have made the text accessible to a wide audience. While the focus on authenticity has been unavoidable, and is unlikely ever to be fully resolved, the worth of the Gododdin does not depend solely on its putative antiquity. With its savage delight in warfare, stress on comradeship and honour, and true elegiac mood, the Gododdin provides an insight into the past, but also into lasting human values and emotions.
Further reading Clancy, T. O. (1998), The Triumph Tree: Scotland’s Earliest Poetry, AD 550–1350, Edinburgh: Canongate Books. Jackson, K. (1969), The Gododdin: The Oldest Scottish Poem, Edinburgh: Edinburgh University Press. Jarman, A. O. H. (1988), Aneirin: Y Gododdin: Britain’s Oldest Heroic Poem, Llandysul, Gomer Press. Koch, J. T. (1997), The Gododdin of Aneirin: Text and Context from Dark-Age Britain, Cardiff, University of Wales Press. Padel, O. J. (2000), Arthur in Medieval Welsh Literature, Cardiff, University of Wales Press. Williams, I. (1938), Canu Aneirin, Cardiff, University of Wales Press.
8
Norse Literature in the Orkney Earldom Judith Jesch
The red sandstone bulk of the Romanesque cathedral that dominates the centre of Kirkwall stands as a lasting symbol of the Golden Age of Norse literature in Orkney. Dedicated to St Magnús, the Earl of Orkney whose martyrdom is remembered in both saint’s life and saga, built by his nephew Rögnvaldr, earl, poet and crusader, and seat of Bjarni Kolbeinsson, poet and bishop, the building is closely associated with the main actors in Orcadian politics and culture in the twelfth and thirteenth centuries. The construction of the cathedral (begun in 1137 and still being built throughout the following century) spans this fruitful period of literary activity. The court poets (or ‘skalds’) of eleventh-century Orkney, like Arnórr Jarlaskáld ‘the poet of earls’, were Icelanders who deployed their encomiastic talents in the service of Orcadian rulers, as they did elsewhere in the Viking world, having made this profession an Icelandic speciality. Their genre was known as dróttkvætt (‘composed in court metre’) and fulfilled the public functions of praise and the recording of important events. Even in the twelfth and thirteenth centuries, the evidence for Orcadian literature survives mainly in Icelandic manuscripts. Connections were close, and some medieval Icelanders were greatly interested in preserving and recording texts with Orcadian connections. Similarly, much of the evidence for the literary culture of twelfth- and thirteenth-century Norway has to be reconstructed from Icelandic sources. So, despite the undoubted Icelandic bias in the records, it is fruitless to try to assign this common Icelandic–Norwegian–Orcadian literature to any one nationality. Earl Rögnvaldr Kali Kolsson (ruled c. 1135–c. 1158) was born in Norway of a Norwegian father and an Orcadian mother, associated extensively with Icelanders, and had a political power base in Shetland. On his pilgrimage to the Holy Land, which took him via England and the continent, and which was so productive of poetry, he was accompanied by Icelanders, Norwegians and Orcadians, several of them also poets. The father of Bishop Bjarni Kolbeinsson (bishop 1188–1223) was an Orcadian of Norwegian origin and, like Rögnvaldr, Bjarni was related to the earls of Orkney on his mother’s side. He spent much of his career in Norway, and he was well known in Iceland. The literary influences on this Orcadian elite were as wide-ranging as their careers. Like the cathedral masons working local sandstone into new fashions, Rögnvaldr and Bjarni combined elements from traditional Norse-Icelandic poetry with medieval love lyrics, Scandinavian history and European learning to introduce new poetic forms. The physical contexts for this cultural activity are still visible. In Kirkwall, the ruins of the Bishop’s Palace stand beside the Cathedral. The remains of a fortified house built by
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Bjarni’s father, Kolbeinn, with a medieval Church nearby, can still be seen on his native island of Wyre. This type of high-status site, pairing a hall or castle with a church, can be found in several other places in Orkney, demonstrating a symbiosis of secular and religious power that fed literature as well as architecture. Thus, large halls such as that at Orphir, called skáli in Old Norse (a term which survives in the common farm-name Skaill), were used for feasting and entertainment, providing occasions for political debate, storytelling and the declamation of poetry. The inhabitants of these halls and castles appear as characters, both major and minor, in Orkneyinga saga. Written in Iceland around 1200, with a chequered textual history and problematic preservation, this saga is difficult to characterise generically and appears to have been rather unevenly constructed from a wide variety of source materials. Its early chapters cannot be taken as a reliable history of the beginnings of the Orkney Earldom, but its account of twelfth- and thirteenth-century events seems reliable and indebted to both the testimony of Orcadian informants and a close knowledge of the geography of northern Scotland. The suggestion that the saga was actually written by Bjarni Kolbeinsson is untenable. Nevertheless, some of its material clearly derives from Orcadian narratives of recent events, narratives that may have been oral, but are so closely structured and so detailed as to suggest that they also went through a written, almost annalistic, stage, before being incorporated into the saga. Moreover, the sharply sceptical narrative stance of much of the latter part of the saga suggests a context of discussion and debate about recent events that can plausibly be located in this Orcadian phase. The saga is also important in being the main surviving source for the poetry of Earl Rögnvaldr and his associates, although here the Icelandic contribution is stronger, as most of those associates were Icelanders and the cultivation of poetic traditions is best documented there. Other evidence for a learned and literary milieu in twelfth-century Orkney comes in the extraordinary collection of runic graffiti inside the prehistoric chambered cairn at Maeshowe. Again, the perpetrators seem to have been Icelanders and Norwegians as well as Orcadians, and several references in the inscriptions to Jórsalamenn ‘Jerusalem-farers, pilgrims’ indicate those who followed Rögnvaldr to the Holy Land and therefore a probable dating to the 1150s. Although some of the graffiti are no better than those found in the average toilet, they also reveal a sophisticated knowledge and use of various forms of runes, and several inscriptions allude to the literature, lore and legends of Iceland and the remoter Scandinavian past. While hardly literary texts in themselves, the Maeshowe inscriptions do indicate the broader culture in which the poetry was produced. Orkneyinga saga preserves an account of the martyrdom of St Magnús in 1117 which differs in some respects from two Icelandic hagiographic texts, all three deriving from a lost Latin Vita written by a ‘Master Robert’, possibly an Englishman, but in any case unlikely to be an Orcadian. There is not much that is specifically Orcadian about these texts in the international genre of hagiography and they contain little local detail. Like the Vita, various liturgical texts, also in Latin, were intended to promote the cult of the saint for an international market. Orkneyinga saga also makes reference, without quoting, to a poem or poems about Magnús and his successful rival, Hákon Pálsson. No such poetry survives, but it may have been a vernacular equivalent to the hagiographic texts, like the skaldic verse about the Norwegian king St Óláfr (d. 1030) that flourished alongside hagiographic narratives about him. If this lost poetry on Magnús was in this native tradition, it would fill the chronological gap between Orkney’s eleventh-century court poetry and the literary innovations of Rögnvaldr later in the twelfth.
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The best introduction to Earl Rögnvaldr Kali Kolsson is one of his own verses: Tafl em ek örr at efla, íþróttir kannk níu, ty´nik trauðla rúnum, tíð er mér bók ok smíðir. Skríða kannk á skíðum, sky´tk ok rœ’k, svát ny´tir, hvárt tveggja kannk hyggja harpslátt ok bragþáttu. (I am quick at playing chess, I have nine skills, I hardly forget runes, I’m often at either a book or craftsmanship. I am able to glide on skis, I shoot and row so it makes a difference, I understand both the playing of the harp and poetry.)
Although boasting is not new in Old Norse literature, it usually occurs in highly specific contexts, and this general presentation of the poet is innovative in its focus on the lyric self. Moreover, the accomplishments listed by Rögnvaldr are very much those of a twelfth-century gentleman, rather than one of his Viking ancestors, who would have boasted of how many battles he had won or warriors he had killed. The reference to books as well as runes shows that Rögnvaldr had an interest in different kinds of literacy, and has led some to suggest that he was in fact responsible for the initial preservation of his own poetry in manuscript form. This would make him an innovator in applying the new technology of writing in books to the recording of vernacular poetry: the earliest writing of prose in a Scandinavian vernacular cannot have been much before 1100, and there is otherwise little evidence for the recording of poetry in manuscripts before about 1200. In any case, Rögnvaldr’s poetry marked a new departure for the old form of dróttkvætt. He kept the highly structured eight-line stanza, but abandoned the long form of the praise poem in which many such stanzas were strung together. Although there was a tradition before him of individual stanzas (lausavísur) commenting on events as they happened, or just after they had happened, Rögnvaldr’s verses are remarkable both for their number (thirty-eight such stanzas attributed to him survive) and their frequent lightheartedness and wit. He jokes about the endless mud of Grimsby, about Orcadian clerics who look like women, about the chattering teeth of a serving-maid in Shetland, about a friend who falls over in Byzantium while drunk. He makes good use of obscenity and double entendre, as well as more traditional word play, but also shows a serious side in a pious stanza declaimed as he approaches Jerusalem, and a sorrowful stanza at his wife’s sickbed. Most remarkable of Rögnvaldr’s stanzas are those associated with a visit to the court of the Viscountess Ermengarde of Narbonne, en route to the Holy Land. Verses by both Rögnvaldr and some of his followers show them assimilating courtly love motifs to traditional Norse diction. Their frank, physical admiration for a high-ranking and unattainable lady, who is presented as having sent them on a knightly quest to the Holy Land, and their sorrow and grief when absent from her are spiced with imagery and diction drawn from pagan Norse mythology. Ermengarde is Bíl (a moon-goddess), Skögull (a valkyrie), and Hlín (a protective goddess). In best twelfth-century fashion, her forehead is fair and her hair is like silk, but Rögnvaldr also associates her golden tresses with an old story of
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a magic hand-quern that grinds gold for the legendary king Fróði (which explains why the kenning ‘Fróði’s meal’ means ‘gold’): Víst ’r at frá berr flestu Fróða meldrs at góðu vel skúfaðra vífa vöxtr þinn, konan svinna. Skorð lætr hár á herðar haukvallar sér falla, átgjörnum rauðk erni ilka, gult sem silki. (It is true, wise lady, that your (hair)growth surpasses that of most Fróði’s-meal-haired women. The prop of the hawk-field (woman) has hair falling on her shoulders which is yellow like silk; I redden the claws of the greedy eagle.)
In the myth, the quern will subsequently only grind salt for the sea and, in one version, it does so from the bottom of the Pentland Firth. In alluding to this local myth, Rögnvaldr manages not only to say that Ermengarde’s hair is like gold, but to compare her to northern women he has known. Orkneyinga saga explains that Earl Rögnvaldr collaborated with an Icelander called Hallr órarinsson on a long poem designed to illustrate different metrical forms. This poem was called Háttalykill (‘Key of Metres’) and originally had five stanzas in each metre. The sagawriter admits that this was thought too long and notes that ‘now there are only two verses in each metre’. A badly mangled text of this poem, or at least eighty-two stanzas of it (illustrating forty-one metres), survives. Although not very exciting as a poem, Háttalykill is significant in three respects. First, it is a systematic treatment of Norse metrics, adapting the learned idea of the clavis metrica to an exposition of native forms. Undoubtedly, Norse poets were trained and schooled orally, but this is the first attempt to adapt that schooling to literate modes. As such, it was a model for Snorri Sturluson’s Edda, a thirteenth-century Icelandic treatise on poetry and mythology, in which the section on metrics consists of the exposition of Snorri’s poem Háttatal (‘List of Metres’), illustrating 102 metrical variations and clearly modelled on Háttalykill. Second, although Háttalykill claims to be a key to metres, most of the variants on the basic skaldic metre it illustrates are not known from any earlier or contemporary poetry. In fact, it is likely the two poets aimed to extend the skaldic art by devising new metres. Third, the ostensible content of Háttalykill is forn fræði (‘ancient lore’), again extending the boundaries of the skaldic genre. Traditionally, court poetry had had a contemporary bias, with praise poems addressed to a living, or commemorating a recently dead, ruler. While the praise poems could look back on his lifetime’s achievements, they rarely if ever went further back than that. Háttalykill, on the other hand, is a historical poem that starts with the mythological origins of the Danish and Norwegian royal dynasties, and proceeds chronologically up to the Norwegian king Magnús Barelegs, who died in 1103. As the poem is incomplete, it is likely that it was intended to be fully up to date. In its strong interest in chronology, it is again a precursor to Snorri and indeed to Scandinavian historiography. The prose histories of Norway and Denmark, in Latin and Old Norse, that appear in the twelfth century build on this shift in poetical subject matter, from the contemporary to the historical, which Rögnvaldr and Hallr were the first to implement. Moreover, most of the twelfth-century histories of
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Norway begin in relatively recent times, with the ninth-century rule of Haraldr Finehair. Snorri (1179–1241) was the first prose historian to take the account of the dynasty back into mythical times, but Rögnvaldr and Hallr did it first in verse. A similar interest in Danish history is revealed in Jómsvíkingadrápa, by the Bishop of Orkney, Bjarni Kolbeinsson. Bjarni is called a ‘skald’ in Orkneyinga saga, and his authorship of the poem is referred to elsewhere. This poem, too, is based on the heroic past, this time the colourful and semi-historical exploits of the Danish Vikings of Jómsborg, preserved in an Icelandic saga which survives in several versions, none of them necessarily older than Bjarni’s poem. His version of the story is close to the surviving ones, and it is likely that he knew an early written version of the saga. Jómsvíkingadrápa is more than a jolly retelling of some popular tales. Two aspects of the poem stand out, placing it in the poetic tradition established by Rögnvaldr. One is its detached, ironic wit. In the first stanza, Bjarni inverts the traditional poet’s request for a hearing by having the narrator refuse to ask for silence, claiming he will recite whether or not anyone listens to him. Similar witticisms are sprinkled throughout the text. Second, the heroic story is spiced with an intercalated refrain, which harps on the narrator’s unrequited love for a married woman: Ein drepr fyr mér allri, ítrmanns kona teiti; [. . .] góð ætt of kømr grimmu, gœðings at mér stríði. (That gentleman’s wife, she robs me of all my joy [. . .] the noble lady causes me cruel suffering.)
This harks back to the beginning of the poem, in which the poet notes that Hendir enn sem aðra óteitan mik sútar, [. . .] mjök em ek at mér orðinn ógæfr of för vífa. (Sorrow’s unhappiness happens to me like others [. . .] I’ve been so unlucky in my dealings with ladies.)
His love is for a specific woman (though he does not name her) and although it was ‘fyr löngu [. . .] því hefr oss skapi haldit’ (‘long ago [. . .] I’ve kept my feelings’). Ironically, the poem has a happy ending, though not for the narrator: it ends with the wedding of the Jómsvíking hero Vagn to his beloved Ingibjörg. This is the first use in Old Norse–Icelandic literature of a love-song as introduction and refrain to a narrative poem on a quite different topic. The device was adopted with enthusiasm by the Icelanders and was the basis for the long-lived and popular genre of rímur practised there from late medieval into modem times. Preserved in the same manuscript, and in the same hand, as Jómsvíkingadrápa is an anonymous poem that is usually understood as a collection of proverbs and therefore called Málsháttakvæð i (‘Poem of Proverbs’). In fact, it contains much more, including sententious sayings, aphorisms, lyrics and allusions to fables and to Norse myths and sagas. As in
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Jómsvíkingadrápa, the speaking persona comments deprecatingly on his own verse-making, and has been unlucky in love. But, unlike Jómsvíkingadrápa, it is not a narrative, but a kind of commonplace book in verse, drawing on a wide-ranging knowledge of both Norse and international literary traditions. The manuscript association, some of the content, and certain linguistic features suggest an Orcadian origin, but the ascription to Bjarni Kolbeinsson is less sure than for Jómsvíkingadrápa. If indeed composed in Orkney, Málsháttakvæð i would provide further strong indications of the nature and range of its medieval literary culture. The evidence from Icelandic manuscripts thus shows a continuous tradition of poetry and narrative in Orkney from at least the eleventh to the thirteenth centuries. We can trace the development of court and political poetry into the new forms developed by Rögnvaldr and Bjarni. Any prose narratives of medieval Orkney have largely been subsumed into Icelandic literary genres, though we do find the narrative mode in some of the later poetry. Orcadian poetry-making in the second half of the twelfth and first half of the thirteenth century took place in the context of a wider literary culture which cultivated both Norse traditions of myth, saga and verse forms, and the international forms of love poetry and Latin learning. The Scottification of Orkney was a slow, but inevitable, process and the vitality of Norse culture began to diminish well before the official transfer of the islands with the impignorations of 1468. There is no evidence for high literary culture in the Norse language after about the middle of the thirteenth century. A final glimpse of the two strands of that culture comes in the saga of the Norwegian king Hákon Hákonarson. After his Largs setback, Hákon intended to return to Norway via Kirkwall, but died in the Bishop’s Palace there in 1263. On his sickbed, he called for books to be read to him. When he found it tiring to listen to works in Latin, he called for vernacular books, and sagas of saints and Norwegian kings were read to him. He expired soon after the end of the saga of his grandfather Sverrir. These might have been books he had brought with him (for Hákon was a king who cultivated literature), but it seems equally likely that the successors of Bishop Bjarni would have had both types of book available to royal guests in their palace. Although any such books have long since disappeared from the islands, the transfer of Orcadian literary culture to Iceland has ensured its survival there.
Further reading Clancy, T. O. (1998), The Triumph Tree: Scotland’s Earliest Poetry, AD 550–1350, Edinburgh: Canongate. Crawford, B. E. (1988), St Magnus Cathedral and Orkney’s Twelfth-Century Renaissance, Aberdeen: Aberdeen University Press. Frank, R. (2004), Sex, Lies and Málsháttakvæð i: A Norse Poem from Medieval Orkney, Nottingham: Centre for the Study of the Viking Age, University of Nottingham. Jónsson, F. (1912–15), Den norsk-islandske skjaldedigtning, Copenhagen: Gyldendal. Owen, O. (2005), Orkney in Saga Times, Kirkwall: Orkney Museums and Heritage. Waugh, D. and A. Finlay (2003), The Faces of Orkney: Stones, Skalds and Saints, Edinburgh: Scottish Society for Northern Studies.
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Muireadhach Albanach Ó Dálaigh and the Classical Revolution Katharine Simms
From about 1200 onwards, as discussed earlier in this volume, the recorded texts of classical bardic poetry bear witness to the sudden emergence of a rigid standardisation of requirements for a wide variety of metres, whether these were compositions using the ‘dán díreach’ (perfect rhymes), associated with the most accomplished court poets, or the ‘brúilingeacht’ (imperfect rhymes), used by less highly trained poets, or by learned historians, judges or physicians. At the same time, these poems in the new style are using a standard grammar and vocabulary which mark the transition from middle Irish to early modern Irish, well ahead of such changes in prose texts, such as annals, or sagas. Some scholars have linked this revolution in the composition of bardic poetry with the contemporary revolution taking place in the Irish Church during the twelfth century, and suggested that just as church synods were summoned to obtain general agreement to the imposition of a standardised form of liturgy and canon law, so the poets may have summoned unrecorded assemblies during this century of renewal, to obtain general agreement to the new rules of metrics and language that were to prevail. The first general assembly of the poets of Ireland and Scotland to be historically recorded took place in 1351, at a Christmas feast held by the chief William O’Kelly of Uí Mhaine, in East Galway. However, a poem celebrating this occasion implies that there had been earlier gatherings of this type, always previously in response to a general summons coming not from a secular chief, but from the school of a learned poet. To that extent the theory of an unrecorded ‘synod’ of the poetic order for the purpose of promulgating the new standards in metre and language is not out of the question. However, the revolution in liturgy and canon law brought about by the decision of the Second Synod of Cashel to adopt the usages of the English Church followed on generations of evolution, which had taken place inside and outside Ireland in the context of the Gregorian Church reform. A similarly long-term evolution in accepted teaching on written forms of the Gaelic language and on metrical standards would be needed before the finished product could be approved and adopted by the poetic orders in Ireland and Scotland. The present writer has always considered that the most likely context for this rise of a new orthodoxy is to be found in the extraordinary pre-eminence accorded by the Irish annals in the twelfth and early thirteenth centuries to the Ó Dálaigh family of poets. Cú Chonnacht Ó Dálaigh, from Lackan (barony of Corkaree, Co. Westmeath), died in the monastery of Clonard as an old man in 1139 with the reputation, according to the Annals of the Four Masters and others, of being ‘in fer dana is fherr dobai a nÉirinn’ (‘the best praise-poet in Ireland’). In the mid-twelfth century, two of his kinsmen are described (in
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the Four Masters and the Annals of Inisfallen, respectively) as ‘ollamh Desmhumhan le dán’ (chief poets in the kingdom of Desmond, or south Munster). More relevant to the present theme are the death notices in the 1180s of two further members of the family, Tadhg Ó Dálaigh, ‘ollam Erenn 7 Alpan’ (‘chief poet of Ireland and Scotland’) and Maoilíosa Ó Dálaigh, ‘chief poet of Ireland and Scotland and ‘dux, taoiseach’ (‘high chieftain’) of Corca Raoidhe and Corca Adhain (in Westmeath), who died ‘in pilgrimage’ or religious retirement in Clonard (both in the Annals of Loch Cé, 1181 and 1185). In 1218 the Annals of Loch Cé describe an admired praise poet from a different family as supreme in his art ‘from the O’Dalaighs down’, implying that every poet of the Ó Dálaigh family was acknowledged as incomparably the best in their profession. Similarly Donnchadh Mór Ó Dálaigh (d. 1244) was called by an annalist in the Annals of Connacht ‘a master of poetry who never has been excelled and never will be’. In this case, we have surviving compositions credibly ascribed to Donnchadh Mór, which show him to have been a master of the new format of dán díreach. This century and a half of acknowledged artistic leadership suggests that the new and stringent standard that came to prevail for the composition of dán díreach may have originated as the house rules of the Ó Dálaigh school. The annal entries concerning Muireadhach Ó Dálaigh of Lissadell (Co. Sligo) are much more problematic than the death-notices for his kinsmen. According to the Four Masters’ entry under the year 1213: Finn O’Brollaghan, steward of O’Donnell, went to Connaught to collect O’Donnell’s tribute [. . .] he visited the house of the poet [Muireadhach] of Lissadill; and, being a plebeian representative of a hero, he began to wrangle with the poet very much (although his lord had given him no instructions to do so). The poet, being enraged at his conduct, seized a very sharp axe, and dealt him a blow which killed him on the spot, and then, to avoid O Donnell, he fled into Clanrickard. When O’Donnell received intelligence of this, he collected a large body of his forces, and pursued him to Derrydonnell, in Clanrickard, – a place which was named from him, because he encamped there for a night; – and he proceeded to plunder and burn the country, until at last Mac William submitted to him, having previously sent Murray to seek for refuge in Thomond. O’Donnell pursued him, and proceeded to plunder and ravage that country also, until Donough Cairbreach O’Brien sent Murray away to the people of Limerick. O’Donnell followed him to the gate of Limerick, and, pitching his camp at Monydonnell (which is named from him), laid siege to that town: upon which the people of Limerick, at O’Donnell’s command, expelled Murray, who found no asylum anywhere, but was sent from hand to hand, until he arrived in Dublin. O’Donnell returned home on this occasion, having first traversed and completed the visitation of all Connacht. He mustered another army without much delay in the same year, and, marching to Dublin, compelled the people of Dublin to banish Murray into Scotland; and here he remained until he composed three poems in praise of O’Donnell, imploring peace and forgiveness from him. The third of these poems is the one beginning, ‘Oh! Donnell, kind hand for [granting] peace,’ etc. He obtained peace for his panegyrics, and O’Donnell afterwards received him into his friendship, and gave him lands and possessions, as was pleasing to him.
A version of this narrative also occurs in the Latin recension of the Annals of Ulster under the years 1216, and 1218, but it is clearly abbreviated from a longer version similar to the Four Masters’ account. Here, the emphasis is on O’Donnell’s military victories, and Muireadhach figures merely as a murderer rather than a poet.
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As Brian Ó Cuív has pointed out in his survey of the evidence, these annal entries are clearly not contemporary. Richard, son of William de Burgh, had not even conquered Connacht in 1213, much less had his descendants developed the place-name of Clanrickard there. In fact, Clanrickard began in the fourteenth century as a populationname, and did not gain currency as a place-name until the fifteenth century. In 1213–14, so far from being in a position to besiege Dublin, O’Donnell and O’Neill were struggling against a concerted attempt by the English to make a final conquest of Ulster, with castles being built at Belleek on the Erne, at Clones in Monaghan, at Áth Cruitne near Newry, and at Coleraine. Not only is the entry in the Four Masters non-contemporary, then, but many of the details are unbelievable. In an earlier article it was suggested that this lack of authenticity in the annals’ account also cast a shadow of doubt over the nineteen or twenty poems attributed in manuscript headings to Muireadhach (the twentieth could be one by Giolla Brighde Albanach, according to some manuscripts). Now the present writer would compare the semi-fictional prose account of the poet’s career with the case of the troubadours and trouvères of France. Fictionalised accounts of their lives were concocted as a commentary on genuine anthologies of their verse surprisingly soon after their deaths. An example is the legend that the trouvère Blondel helped to locate the imprisoned King Richard the Lion-Heart by singing under his window. Blondel died in 1200 leaving behind a corpus of some twenty songs, and the fictional account of his romantic rescue of King Richard appeared in the work of the Minstrel of Rheims about 1260. Most of the poems bearing Muireadhach’s name are of such a high standard of composition that it is easier to accept them as genuine than as a pastiche, just as the poems ascribed to troubadours are largely accepted, when the legendary accounts of their careers are seen as fictional. Of the nineteen or twenty ‘Muireadhach’ poems, three are explicitly attributed to ‘Muireadhach of Lissadell’ (see checklist: nos 1–3) and these tend to confirm the broad outlines of the prose account in the Four Masters. (Because there is no single edition of the poems ascribed to Muireadhach, this article concludes with a full checklist of his poetry, editions and translations.) The first in the sequence, ‘Créad agaibh aoidhidh a gcéin’ (‘Whence comes it you have guests from afar?’) addresses Richard de Burgh, and recounts the poet’s quarrel with O’Donnell, over the slaying of O’Donnell’s servant, and then announces that the author is throwing himself on the protection of the English, proudly describing himself as ‘Ó Dálaigh of Midhe’, and saying he is travelling with a fellow-poet and two servants. The other two are poems of apology to O’Donnell, the second asking for reinstatement at the end of Muireadhach’s long exile. The first, ‘A Dhomhnaill deglamh fa síth’ (‘O Domhnall, let us part in peace’) is the one whose first line was quoted by the Four Masters at the end of their annal entry. The other, ‘Cian ó d’ibess dig ndermaid’ (‘Long since I drank the draught of oblivion’) is apparently another of the original trilogy of apologetic poems to O’Donnell which were known to the annalists in the early seventeenth century. These two poems are particularly polished and elegant pieces, full of circumstantial detail about his quarrel with the king of Tír Conaill, naming his supporters and opponents, nostalgically recalling his childhood in Connacht by the river Boyle, and his youth in the household of O’Donnell. However there are also twelve poems in which this author is invariably described as ‘Muireadhach Albanach’ (‘M. the Scotsman’) in the manuscript headings, with no reference to the surname Ó Dálaigh. Many details of Muireadhach’s career to be gleaned from these poems alone bear no relation to the annals’ account, especially the information that he went with another poet as a pilgrim to the Holy Land.
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Five of the twelve are purely religious poems and one a personal elegy for the poet’s dead wife Maoilmheadha, and these are undatable (checklist: nos 4–9). Their association with Muireadhach Albanach rests on manuscript headings in the early sixteenth-century Scottish Book of the Dean of Lismore, in some cases supported by their skilful standard of composition. Two further poems addressed to rulers of Lennox in the early thirteenth century, and ascribed to ‘Muireadhach Albanach’ in seventeenth-century Irish anthologies (checklist: 10–11), would suit the tale of Muireadhach of Lissadell’s exile to Scotland in that period. The remaining four from this group of twelve poems ascribed to a ‘Muireadhach Albanach’, who is not given a surname (checklist: 12–15), are linked in subject matter and the identity of their patrons, Cathal Croibhdhearg O’Conor, king of Connacht (d. 1224) and Donnchadh Cairbreach O’Brien, king of Thomond or North Munster (d. 1242), with a further four poems on the O’Brien family (checklist: 16–19), all contained in Royal Irish Academy MS no. 493, a mid-eighteenth-century paper manuscript by the scribe Mícheál mac Peadair Uí Longáin. This ascribes them to Muireadhach Albanach Ó Dálaigh, clearly identifying Muireadhach Ó Dálaigh of Lissadell with Muireadhach Albanach, or ‘Muireadhach the Scotsman’. Many genuinely medieval texts have only been preserved for posterity in the paper manuscripts of the Ó Longáin scribes. Nevertheless the late date of the ascriptions definitely identifying the murderous court poet of O’Donnell with ‘Muireadhach the Scotsman’ does leave some room for doubt as to whether there were two poets of the same name in the early thirteenth century, one of them an Ó Dálaigh from Ireland, and the other a Scotsman. There are, however, two points of contact between the three ‘Muireadhach of Lissadell’ poems, and the sixteen or seventeen ‘Muireadhach Albanach’ poems. One is the fact that Muireadhach of Lissadell in ‘Cian ó d’ibhess dig ndermaid’ refers to his long stay in a neighbouring country over the sea, presumably Scotland. The other is that in one poem to Cathal Croibhdhearg O’Conor, the author, Muireadhach Albanach, although not directly mentioning a quarrel with O’Donnell, speaks of his group, two poets and two servants, as ‘an ceathror crosda ar gach ndruing, gan lón énduine aguinn’ (‘the four forbidden to every throng, without the meal of a single man among us’), a passage reminiscent of the appeal of Muireadhach of Lissadell to de Burgh. There is a possibility of an intended pun in the O’Conor poem, since the word used for ‘outlawed’ or ‘forbidden’ is ‘crosda’, ‘crossed’, and other poems in the cycle show that Muireadhach, with one other poet as his companion, took the cross as a palmer, and went on pilgrimage to Jerusalem. But this pun would have lost much of its humour if the poet had not also had a history of outlawry and exile. Taking the evidence of the poems alone, without laying undue stress on the annals’ account, it would seem that the poem to Richard de Burgh was the earliest, since not only does the poet explicitly mention his crime and consequent quarrel with O’Donnell, but the young de Burgh is addressed with advice suitable to a newly inaugurated ruler, and Richard came of age in 1213–14. The next poem chronologically may be the ode to Alún Óg, the Earl of Lennox, since scholars tell us this good man died c. 1217 (though there are some problems with the identity of the patron). The poem recounts his genealogy and hails him as the lover not of the land he ruled, but of the river Leven that flowed through it. The second Scottish poem tells us that the Mormaer of Lennox gave Muireadhach cows, corn and malt, two ploughs and two ploughlands. The poems to O’Conor and O’Brien could all be associated with visits made to their courts immediately before and after the pilgrimage to Jerusalem. The unnamed companion poet who features in so many of these poems is
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surely, as Ó Cuív suggests, the other outstanding early thirteenth century author Giolla Brighde Albanach, who also went from Scotland through Ireland on his way to the Holy Land and addressed poems to O’Conor and O’Brien alluding to this journey. In the final stanza of one of the poems composed after the pilgrims’ return from the Holy Land (checklist: 16), the author explicitly identifies himself with the name ‘Muireadhach Albanach’ and asks King Donnchadh Cairbreach for permission to leave his court: Ceadaigh dhamhsa dul dom thír, A Dhonnchaidh Chairbrigh chneismhín, I nAlbain bhfeadhaigh bhféraigh Bhfleadhaigh n-ardaigh n-oilénaigh, Mo ruaig i nÉirinn tar mh-ais, Ní huaid téighim, is tomhais. (Let me go to my own land,/O smooth-skinned Donnchadh Cairbreach,/to Scotland of the woods and the grass,/of the feasts, the hills and the isles./I will visit Ireland again;/not from thee do I depart.)
The word he uses here is tír, ‘land’, rather than dúthaigh, native land, or it would become even harder to believe that this is an Irishman, only temporarily resident in Scotland. However, Muireadhach’s second Scottish poem may help to explain the situation further. This is addressed to a certain Amhlaoibh, who, according to fifteenthcentury genealogies, may be a son of Alún Óg, Earl or Mormaer of Lennox. It complains that the estate of land on Ard na nEach that Amhlaoibh gave the poet is not up to standard: it is marshy and barren, and that the Mormaer of Lennox had formerly treated him much better. Amhlaoibh should either give him the favoured ollamh’s reward of twenty milch cows and a townland on Srath Leamhna beside the lord’s residence, or just pay him twenty cows for his poem, and he can leave for Ireland, perhaps to take employment with the O’Conors in Connacht. It could have been as a result of his dissatisfaction with his treatment by a new generation in Scotland that Muireadhach is found addressing poems of apology to O’Donnell, fifteen years after his original banishment. As Ó Cuív points out, however, we have only the late and unreliable account of the Four Masters to say that O’Donnell then received him back into favour. The last poem in this group (checklist: 20) is attributed either to Muireadhach Albanach or to Giolla Brighde Albanach, in manuscripts of roughly equal date and authority. It was composed in appreciation of the gift of a harp sent to the poet in Scotland by King Donnchadh Cairbreach O’Brien. The author says he would never sell it or give it away in exchange for all the wealth of Ireland. This piece of Irish wood is compared favourably with the beloved, beautiful woods of his native Scotland, and here the word used is dúthchas, native land, perhaps because the author is indeed Giolla Brighde Albanach, who is not even rumoured to have Irish origins. Many of his poems like those of Muireadhach Albanach are quoted as models of composition in the fourteenth- and fifteenth-century bardic grammatical tracts. However we classify the problematical Muireadhach Albanach, the rest of Giolla Brighde Albanach’s poems (see checklist), which are all composed outside Scotland, either on the Mediterranean, in Nazareth or in Ireland, demonstrate that the standard of poetry practised by a native Scotsman in the early thirteenth century was as learned, and well crafted, as the best that Ireland could produce.
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Checklist of Poems, Editions and Translations Poems attributed to Muireadhach Albanach Ó Dálaigh 1. ‘Créad agaibh aoidhidh a gcéin’ (‘Whence comes it you have guests from afar?’) Bergin (1970), no. 20. 2. ‘A Dhomhnaill deglamh fa síth’ (‘O Domhnall, let us part in peace’) and 3. ‘Cian ó d’ibess dig ndermaid’ (‘Long since I drank the draught of oblivion’), E. C. Quiggin (1913), Prolegomena to the Study of the Later Irish Bards, London: Oxford University Press, pp. 42–5. 4. ‘Réidhigh an croidhe, a mheic Dhé’, ed. with trans., W. Gillies (1979–80), Studia Celtica 14–5: 81–6. 5. ‘Marthain duit a chroch an Choimdheadh’, ed. without trans. L. MacCionaith (1938), Dioghluim Dána, Dublin: Stationery Office, poem no. 41. 6. ‘Mithigh domh triall gu tigh Parrthais’ ed. with trans. W. Gillies (1990), Celtica 21: 156–72. 7. ‘Déana mo theagasg a Thríonóid’, ed. with trans. L. McKenna, Aithdioghluim Dána (text vol. 1, 1940, trans. vol. 2, 1941), London: Irish Texts Society, poem no. 70. 8. ‘Éistidh riomsa a Mhuire mhór’, ed. with trans. Bergin (1970), no. 21. 9. ‘M’anam do sgar riomsa aréir’, Bergin (1970), no. 22. 10. ‘Saor do leannán a Leamhain’, ed. and trans. McKenna, Aithdioghluim Dána, poem no. 42. 11. ‘Mairg thréigeas inn a Amhlaoimh’, ed. without trans. B. Ó Cuív, ‘A Poem Attributed to Muireadhach Ó Dálaigh’ in J. Carney and D. Greene (eds) (1968), Celtic Studies, London: Routledge and Kegan Paul, pp. 92–8. 12. ‘A Mhuireadhaigh meil do sgian’ ed. without trans. by T. Ó Rathile (1977 [1927]), Measgra Dánta, vol. 2, Dublin: Educational Co. of Ireland, poem no. 69. 13. ‘An foltsa dhuit a Dhé Athar’ ed. with trans. McKenna, Aithdioghluim Dána, poem no. 43. 14. ‘Tabhram an Chaisg ar Chathal’, ed. with trans. Bergin (1970), no. 23. 15. ‘Fada in chabhair a Cruachain’, ed. with trans. G. Murphy (1953), ‘Two Irish Poems written from the Mediterranean in the Thirteenth Century’, Éigse: A Journal of Irish Studies 7: 74–9. 16. ‘Tomhais cia mise a Mhurchaidh’, ed. with trans. Bergin (1970), no. 24. 17. ‘Aonar dhuit a Bhriain Bhanba’, ed. with trans. A. J. Goedheer (1938), Irish and Norse Traditions about the Battle of Clontarf, Harlem: H. D. Tjeenk Willink and Zoon N. V., pp. 45–55. 18. ‘Mo leaba fein dom a Dhonnchadh’ and 19. ‘Roinneam a chompáin clann Bhriain’, ed. with trans. M. Ní Urdáil (2003), ‘Two poems attributed to Muireadhach Albanach Ó Dálaigh’, Ériu 53: 19–52. Attributed to Muireadhach or Giolla Brighde Albanach 20. ‘Tabhraidh chugam cruit mo riogh’, ed. P. Walsh (1933), Gleanings from Irish Manuscripts, 2nd edn., Dublin: Three Candles Press, pp. 113–15.
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Translations of numbers 10, 11, 13, 15, 16, 9, 8, 4 and 6 respectively are given in T. O. Clancy (1998), The Triumph Tree: Scotland’s Earliest Poetry, AD 550–1350, Edinburgh: Canongate, pp. 258–83. Numbers 20 and 12 also appear (pp. 256–7, 264–6), but are there suggested as Giolla Brighde’s. Attributed to Giolla Brighde Albanach 1. ‘A ghille ghabhas an sdiúir’ ed. with trans. Murphy, ‘Two Irish Poems written from the Mediterranean in the Thirteenth Century’, pp. 72–3. 2. ‘Aisling ad-chonnairc o chianaibh’ ed. and trans. H. McGeown and G. Murphy (1953), ‘Giolla Brighde Albanach’s Vision of Donnchadh Cairbreach Ó Briain’ Éigse: A Journal of Irish Studies 7: 80–3. 3. ‘Fuigheall beannacht bru Mhuire’, ed. and trans. McKenna, Aithdioghluim Dána, poem no. 49. 4. ‘Sa raith-se rugadh Muire’, ed. and trans. B. Ó Cuív (1973), ‘A Poem on the Infancy of Christ’ Éigse: A Journal of Irish Studies 15: 93–102. 5. ‘Meitheal do bhi ag Dia na ndul’ (possible, poet identifies himself as a ‘Giolla Brighde’ in the last verse, and the citation from this poem in the bardic grammatical tracts makes it too early for MacCionaith’s suggestion of Giolla Brighde Ó hEoghusa, but it could be by mid-thirteenth century. Giolla Brighde Mac Con Midhe) ed. without trans. MacCionaith, Dioghluim Dána, poem no. 42. Translations of (1), (2) in Clancy (1998), pp. 266–8, 254–6. Anonymous, but possibly Giolla Brighde Albanach 1. ‘Táinig in Croibhdhearg go Cruachan’, ed. with trans. E. C. Quiggin (1912), ‘A Poem by Gilbride Macnamee in Praise of Cathal O’Conor’, in O. Bergin and C. Marstrander, (eds), Miscellany Presented to Kuno Meyer, pp. 167–9. 2. ‘Fada damh druim re hÉirinn’, ed. with trans. B. Ó Cuív (1969–70), ‘A Poem for Cathal Croibhdhearg Ó Conchunair’, Éigse: A Journal of Irish Studies 13: 195–202. This contains arguments in favour of Giolla Brighde Albanach for all three poems. 3. ‘Sgian mo charaid ar mo chliu’, ed. and trans. Bergin (1970), no. 52. Translations of all of these in Clancy (1998), pp. 247–54, 262–3.
Further reading Bergin, O. (1970), Irish Bardic Poetry, ed. D. Greene and F. Kelly, Dublin: Dublin Institute for Advanced Studies. MacCana, P. (1974), ‘The Rise of the Later Schools of filidheacht’, Ériu 25: 126–46. McKenna, L. (ed.) (1922), Dán Dé: The Poems of Donnchadh Mór Ó Dálaigh and the Religious Poems in the Duanaire of the Yellow Book of Lecan, Dublin: Dublin Institute for Advanced Studies. Ó Cuív, B. (1961), ‘Eachtra Mhuireadhaigh Í Dhálaigh’, Studia Hibernica 1: 56–69.
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Simms, K. (1987), ‘Bardic Poetry as a Historical Source’, in T. Dunne (ed.), The Writer as Witness, Historical Studies XVI, Cork: Cork University Press, pp. 58–75. Simms, K. (1998), ‘Literacy and the Irish Bards’, in H. Pryce (ed.), Literacy in Medieval Celtic Societies, Cambridge: Cambridge University Press, pp. 238–58.
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Saving Verse: Early Medieval Religious Poetry Gilbert Márkus
Adomnán of Iona, the ninth abbot of that monastery, tells a story in his Life of St Columba in which certain wicked men are threatened with death and are saved by his saintly patron: Certain men, wicked and bloodstained from a life as brigands, were protected by songs that they sang in Irish in praise of St Columba and by the commemoration of his name. For on the night they sang these songs, they were delivered from the hands of their enemies, who had surrounded the house of the singers, and escaped unhurt through flames and swords and spears. [in Richard Sharpe’s translation]
For the seventh-century believer, poetry could be an instrument of salvation, joining the reciter to God and the saints. Just as a poet in the service of a secular lord or king would gain protection and profit from his lord and patron, so a poet in the service of God or a saint would receive the protection of the Lord or of his patron saint. It was a matter of salvation, both temporal (salvation from death, disease and other disasters) and eternal (salvation from sin, from judgement and hell). It is this sense of ‘saving verse’ that will guide the following exploration of the religious poetry of early medieval Scotland, where both the composition and the recitation of verse were ways of entering into the life-giving exchange of divine gift and human response. The poetry we will look at was written in Latin – the international language of most of western Europe – and in Welsh, Gaelic, English and Norse, in the older forms of those languages. No poetry of any sort survives in Pictish. These are all ‘Scottish’ languages, in the sense that they are all languages once used by settled populations in the area we now call Scotland, though much of it was written by people who would not have dreamed of calling themselves Scottish. A Latin poem associated with Whithorn may be the earliest surviving work, attributed by a much later preface to the poem to a sixth-century cleric called Mugint (found in Bernard and Atkinson, and translated by Gilbert Márkus in Thomas Owen Clancy’s The Triumph Tree, 1998). It is not a piece of great literary merit, and reads like a scissors-andpaste compilation by someone familiar with the Psalms and other biblical books, and with elements of the Latin liturgy. Parce domine, parce populo tuo quem redemisti Christe sanguine tuo et non in aeternum irasceris nobis.
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Gilbert Márkus (Spare, O Lord! Spare your people/whom you, Christ, redeemed with your blood,/and do not be angry with us forever.)
The first line is from the book of Joel (2: 17), and the third taken from Psalm 85 – ‘Will you be angry with us forever?’ There is little overall structure to the poem, but the same theme – ‘we are sinners, have mercy on us’ – is reworked in various ways, except for three lines towards the end of the work: Recordare domine, dic angelo tuo percutienti populum tuum, sufficit. Contene manum tuam, et cesset interfectio quae grassatur in populo ut non perdas omnem animam uiuentem. (Remember, Lord, and say to the angel destroying your people,/’Enough! Hold back your hand,’ and let the slaughter cease/which proceeds among the people, lest you destroy every living soul.)
These lines suggest that the poem may have been composed in a time of plague. The words ‘Enough! Hold back your hand’ are from 2 Samuel 24: 17, where David begs God to call off his angel who had brought plague and was ‘working destruction among the people’. The sources of this poem show the importance of the Bible, especially the Psalms, as an influence on early poetry, offering themes and images which would suffuse the writing of poets for centuries. Literacy in early medieval Scotland was generally learned from the Latin Psalter, and students were also expected to learn the Psalms by heart. In addition to this, a scholar would have learned to understand the Psalms as prophetic, prefiguring the words and deeds of Christ. So when he read Psalm 68, ‘Those who hate me without cause are more than the hairs of my head’, he would also read the titulus or heading which invited him to see this as a prophecy of the persecution and suffering of Christ. He learned to understand texts as meaning more than they said, to seek ever-widening associations and references, implicit or only faintly suggested in the text. In Scotland, poets also drew extensively on their own native poetic resources – the praise poetry and laments of Gaelic and Welsh verse, and the narrative verses embedded in sagas. One might expect that Latin verse would show the influence of scripture and liturgy, while Gaelic and Welsh verse would show the influence of the native traditions. In fact, cross-fertilisation between these various strands is visible in several ways – the way Latin poets used native Gaelic patterns of alliteration, for example, in the introduction of aicill in which the end of one line alliterates with the beginning of the next. Take this verse from Clancy and Márkus’s Iona: The Earliest Poetry of a Celtic monastery (1995), for example: Noli Pater indulgere tonitrua cum fulgore ne frangamur formidine huius atque uridine. (Father, do not allow thunder and lightning,/lest we be shattered by its fear and its fire.)
In addition to the three-syllable rhyme (underlined) connecting the half-line with the line end (indulgere with fulgore), alliteration (in bold) binds the end of one line with the beginning of the next: fulgore, frangamur and formidine. As we will see, the native influences on
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religious poetry are not only stylistic. They include the absorption of much of the language and imagery of praise, traditionally applied to a secular lord, into a genre which applies the word ‘lord’ to God. Images and concepts taken from native laws and from the genealogical tradition are woven into religious poetry. There is almost no Scottish religious poetry in Norse surviving from our period, except poetry reflecting pre-Christian religious beliefs, such as that describing the Valkyries, otherworld women whose weaving of men’s guts, using their heads as weights, determined the outcome of their battles: Vitt er orfinn firi válfalli rifs reiði rignir bloði; nu er firi geirum grar upp kominn vefr verþiððar þe˛r vinur fulla rauðum veftti Randversk bla. (Wide is cast/for falling of the slain/the loom-beam’s swung cloud;/blood rains;/now before the spears/is come up the grey/weaving of mankind,/when those friendly women/fulfil with red thread/Randver’s fate. [Paul Bibire’s translation: The Triumph Tree])
If anything might qualify in Scotland as Norse religious poetry in a Christian sense, it is hard to find it. The Elegy for Earl Thorfin the Mighty describes his military prowess at some length, and the slaughter he wreaked, but it finishes with a prayer: Ætt bæti fiðr itran Allriks en ec bið likna Trura tiggia dyrum Torf-einars guð meinum. (Mighty Turf-Einar’s glorious kin-mender,/God, keep from harms;/but I pray for true mercies/for the noble prince. [Paul Bibire’s translation: The Triumph Tree])
It is questionable if this last stanza qualifies the previous twenty-four stanzas of gore-fest as ‘religious poetry’, however. And if it does, it is not entirely clear which god is being invoked. Earl Rögnvaldr of Orkney (ruled c. 1135–c. 1158) makes a small contribution to Norse religious poetry. On a tour of the Mediterranean he goes to Jerusalem wearing a cross, ties a knot in a bush on St Laurence’s day, and proclaims his faith: Huat man ek yðre˛ða oðrum ulfbryníndum kynna heiðz lofa ek hialmi bliðan háárannz nema guð sannan.
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Gilbert Márkus (Of what shall I tell you, or other/wolf-waterers – /I praise the glad lord of the cloudless/high hall – other than true God? [Paul Bibire’s translation: The Triumph Tree])
If it is hard to find religious verse in Norse, we are in much the same position with Welsh. Though Welsh-speakers were Christians throughout our period, none of what survives in Welsh from Scotland can be regarded as religious – though it occasionally touches on religious topics: the Gododdin mentions that the men who died facing their English enemies first went to confession, and that Beli had prayed for protection before the fight. The poet himself expresses a prayer for Ceredig: Ys deupo car kyrd kyvnot y wlat nef adef atnabot. (May welcome be his among the host/with the Trinity, in total unity. [Joseph Clancy’s translation: The Triumph Tree])
But apart from such fleeting lines as these, no religious utterance in the Welsh tongue survives from early medieval Scotland. The bulk of what we must look at is therefore in Gaelic and in Latin. In the early centuries of Scottish Christianity, the monastery of Iona seems to have produced much poetry in both these languages, though attributions of poems to authors are almost always questionable in our period. One great poem attributed to Columba (d. 597), but possibly composed a century or so later than him, is a recitation of the mighty deeds of God: the Creation, the Fall of the angels and of Adam, the overthrow of the rulers of this age, the coming of Christ in terrifying judgement, and the eternal separation of the saved and the damned. Two verses of this poem, the Altus Prosator, will give a flavour of the whole: Altus prosator vetustus dierum et ingenitus erat absque origine primordii et crepidine est et erit in saecula saeculorum infinita cui est unigenitus Christus et Sanctus Spiritus coaeternus in gloria deitatis perpetua non tres deos depromimus sed unum Deum dicimus salva fidei in personis tribus gloriosissimis. [. . .] Zelus ignis furibundus consumet adversarios nolentes Christum credere Deo a Patre venisse nos vero evolabimus obviam ei protinus et sic cum ipso erimus in diversis ordinibus dignitatum pro meritis praemiorum perpetuis permansuri in gloria a saeculis in saecula. (The High Creator, the Unbegotten Ancient of Days,/limitless, without origin of beginning he was,/he is and will be for endless of ages of ages,/with whom is the only-begotten Christ, and the Holy Spirit,/co-eternal in divinity’s everlasting glory./Three gods we do not confess, but say one God,/saving our faith in three most glorious Persons.// [. . .] The raging anger of fire will devour the adversaries/who will not believe that Christ came from God the
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Father./But we shall surely fly off to meet him straight away,/and thus we shall be with him in several ranks of dignities/according to the merits of our eternal rewards,/to abide in glory from age to age. [Gilbert Márkus’s translation: Iona: The Earliest Poetry of a Celtic Monastery])
The Altus Prosator certainly attempts to do justice to its magnificent theme, not least in its sheer size – it has twenty-three stanzas. Each half-line has a strict eight syllables, though the stress-pattern varies to some extent, and rhymes within each line connect the half-line and the line-end: vetustus and ingenitus, and so on. The poem is ‘abecedarian’ – each eight-line stanza begins with a successive letter of the Latin alphabet – an overarching structure which would be recognised only by a reader, not by a hearer of the poem. Another feature of the poem is its use of deliberately obscure vocabulary – words borrowed from Greek and Hebrew, such as barathrum ‘abyss’, Thetis ‘sea’, iduma, ‘hands’ (from Hebrew, plural of yad, ‘hand’). Medieval writers, though they were impressed by its splendour, seem to have thought that the Altus Prosator lacked a certain nuance: where was the mercy of God, the forgiveness and healing brought by Christ? A later medieval preface to the poem says that Pope Gregory did not like the poem and got Columba to write another one. The poem that was later thought to be Columba’s second attempt is a much shorter and more intimate Latin piece beginning Adiutor laborantium (‘Helper of workers’). It shares an abecedarian arrangement with the Altus, each line beginning with a successive letter of the alphabet. But it shares little else. Where the Altus was a large narrative of great cosmic events, Adiutor is a short and heartfelt prayer conveying no information to the reader at all. Where the Altus expresses the self-confidence of those who are saved (‘we shall be with him in several ranks of dignities’), Adiutor begs the help of a merciful God for a weak and helpless ‘little man’. Where the Altus conveys its message in complex grammar, obscure vocabulary and developed rhyme, Adiutor is simple in the extreme: it is composed almost entirely of short phrases; its rhyme is simply the ending -um or -ium throughout its entire length; its language is simple and direct. Adiutor laborantium, Bonorum rector omnium, Custos ad propugnaculum, Defensorque credentium, Exaltator humilium, Fractor superbientium, [. . .] Precor ut me homunculum Quassatum et miserrimum Remigantem per tumultum Saeculi istius infinitum Trahat post se ad supernum Vitae portum pulcherrimum Xristus [. . .] (O helper of workers,/ruler of all the good,/guard on the ramparts/and defender of the faithful,/who lift up the lowly/and crush the proud,/[. . .] I beg that me, a little man/trembling and most wretched,/rowing through the infinite storm/of this age,/Christ may draw after him to the lofty/most beautiful haven of life [. . .] [Gilbert Márkus’s translation: Iona: The Earliest Poetry of a Celtic Monastery])
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Incidentally, though this poem was later attributed to Columba, it contains a word that may be a clue as to its true authorship. The poet speaks of himself as a homunculus, a ‘little man’. This is an unusual word in our period, but Adomnán (ninth abbot of Iona) uses it several times in his own writing, and it is a precise Latin translation of his own name, which can be understood to mean ‘little Adam’ or (since ‘adam is the Hebrew word for ‘man’) ‘little man’. This may be one of the few poems of our period which is ‘signed’ by its author. Much of the religious writing from our period concerns not simply the believer’s union with God, but his or her relationship with the saints. The earliest surviving Scottish poem of this type was written in Gaelic at the end of the sixth century. The Amra Choluimb Cille is a lament on the death of Colum Cille (Columba) attributed to a poet called Dallán Forgaill. According to later medieval writers, the poem could protect those who recited it faithfully, and bring them to the ‘bright kingdom’ through the prayers of Columba. This should remind us of the much earlier tale of the brigands who were saved from death by reciting a poem in honour of Columba. The Amra, written shortly after Columba’s death, laments his loss, praises his virtues, and entrusts the poet (and the reader) to the power of his prayers. (All the quotations from this poem are from Thomas Owen Clancy’s translation for Iona: The Earliest Poetry of a Celtic Monastery.) The language of loss and lament is powerful: Ní uchtat óenmaige, mór mairg, mór n-deilm. Dífulaing riss ré as[-indet]. [. . .] Ar-don-bath ar n-airchend adlicen, ar-don-bath ba ar fíadat foídlam. (No slight sigh from one plain,/but great woe, great outcry./Unbearable the tale this verse tells./ [. . .] He has died to us, who was our chief of the needy,/he has died to us, who was our messenger of the Lord.)
The bulk of the poem is concerned with praising Columba and sorrowing over his death, but it opens with a prayer for God’s protection: Día, Día do-rrogus ré tías in gnúis culu tre néit. Día nime, nim-reilge i llurgu i n-égthïar ar múichthe[o] méit. Día már mo anacol de múr teintide, diudercc dér. (God, God, may I beg of Him before I go to face Him through the chariots of battle. God of heaven, may He not leave me in the path where there’s screaming from the weight of oppression. Great God protect me from the fiery wall, the long trench of tears.)
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Its closure expresses confidence in Columba’s saving power: For-don-snáidfe Sïone. Ro-dom-sibsea sech riaga. (He will protect us in Sion./He will urge me past torments.)
The praise of the saint is, therefore, uttered between two pleas for the poet’s own salvation. This is how native Gaelic poetry works: the poet praises the patron, and the patron protects the poet or the reciter of the poem. Just as it worked in the secular world of kings and warriors, so it worked in the religious sphere. But the poet seeks, even while adopting the vocabulary and literary style of the native secular poet, to subvert the values of worldly lordship. Columba is described in terms that would have been instantly recognisable to any king or warlord: he was a chief (airchend), but a ‘chief of the needy’; he was a pillar (sab, often used of heroes, champions and warriors), but a ‘pillar of learning’; he won battles (catha gaelais), but ‘he won battles with gluttony’. In other words, the vocabulary of heroism is adopted by the poet, but charged with new meanings so as to call into question the values of the world of chiefs, of battle-victors and destroyers. Columba, the poet says, did a fair amount of ‘destroying’ (coillid) like any hero, but: Cuill a neóit [. . .] Cuill deim de eót, cuill deim de formut [. . .] Cath sír so-ch –fir fiched fri coluain. (He destroyed his meanness [. . .]/He destroyed the darkness of envy,/he destroyed the darkness of jealousy [. . .]/He fought a long and noble battle against flesh.)
The poet uses the language of the warrior hero precisely to subvert the conventional account of heroism in a society ruled by warriors. Other aspects of native Irish culture and law are also woven into the picture of Columba. For example, the legal concept of snádud, protection, has become important both here and in other poems. Snádud is the power of a lord to protect a person who passes through his territory. Here Dallán says of Columba, For-don-snáidfe Sione (‘he will protect us in Sion’). Dallán portrays himself as a stranger in hostile territory (threatened by sin in this world and judgement in the next) in need of the protection of a powerful lord. Other poems in honour of Columba – to be found in Iona: The Earliest Poetry of a Celtic Monastery – share the Amra’s subversive strategy. Beccán mac Luigdech’s poems praise the saint in much the same way: he was a splendid ruler, a champion, a fort, a hero fighting battles – but always the heroic language points us not to the virtues of the warlord, but to the ways of the ascetic, the scholarly and charitable monk. He has ‘freed his monks from wealth’, and therefore now has the power to protect his devout clients. Similar protection by the saint is sought in the recitation of the so-called ‘Prayer of Adomnán’: Ainm huí násadaig Néil, ní súail snádud. (The name of Niall’s famous descendant (Columba),/not small its protection. [Thomas Owen Clancy’s translation])
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The praise of Columba is a widespread and long-lasting current in Scottish poetry. In these earlier examples, the protection he gives is personal, and the imagery of the poetry is subversive of aspects of secular culture. In later poetry, Columba has been harnessed to a national project. He is still a protector, but now the protector not just of the sick, the sinner and the poor, but also of the entire Scottish nation. In the fourteenth-century liturgical manuscript, the Inchcolm Antiphoner, there is an office of St Columba (complete with music). The hymn calls him ‘our nation’s father’, while the Benedictus antiphon is even more explicit: Te laudantem serva chorum ab incursu anglicorum et insultu emulorum. (Save the choir which sings your praise/from the assaults of Englishmen/and from the taunts of foes. [Gilbert Márkus’s translation: The Triumph Tree])
Devotion to Columba was expressed in other poetic ways, too. One of the most original of these was the poetry in which Columba’s voice is adopted by the poet. No longer is he talking to Columba or about Columba; now he speaks as Columba. So a twelfth-century poet speaks in the saint’s voice of his longing for an island: Meallach liom bheith i n-ucht oiléin ar beinn cairrge go bhfaicinn ann ar a meince féth na fairrge (Delight I’d find in an island’s breast,/on a rock’s peak,/that there I might often gaze/at the sea’s calm. [T. O. Clancy’s translation: The Triumph Tree])
The poem is one of a genre of works idealising the hermit’s life, a life close to nature, a life of beautiful simplicity – a little work, a bit of study, fishing, giving food to the poor. One can imagine a cleric or monk in a busy monastery, surrounded by the pressures and disturbances of community life, longing for the kind of simple life that he imagined Columba living. This is poetry both as devotion to the saint and as the romantic yearning of a protourban scholar to ‘get away from it all’. Another poem written in the voice of St Columba has a very different purpose, and a very different style. At a time when the Columban federation of monasteries was ruled by the abbot of Derry, the rulers of Argyll and the Isles sought in 1164 to resurrect Iona as a power-centre within their own territory. When that failed, they set up their own monastery on Iona, independent of Derry, in 1203. It is in this context that a poet, clearly taking the Derry-men’s side, writes in the voice of Columba, lamenting that, though God and the Pope had given him rights over so many places, these foreigners would violate his rights: Mo roilge, mo roiglés-sa mo dingnadha, mo dúnadh, mo shamudh, géin beö-sa, lem ar cumairce an Dúilimh.
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(My graveyards, my chapels,/my strongholds, my forts,/my congregation, while it lasts,/with me under the Creator’s guard. [Thomas Owen Clancy’s translation: The Triumph Tree])
The lament is interspersed with accusation and threat: Muirfed-sa clann tShomairligh eitir míl ocus duine [. . .] (I will slay Clann Somhairlidh,/both beasts and men [. . .])
Somerled’s offspring, Clann Somhairlidh, included Raghnall, whose ambition had caused all this trouble in the first place. Derry-men clearly saw Columba’s interests as coinciding with theirs, and expected him to feel as they did about any violation of their rights or any challenge to their authority. Turning from St Columba, we find Latin verse in honour of the Virgin Mary composed in the early eighth century by Cú Chuimhne of Iona (d. 747). Its opening lines suggest its mode of performance: Cantemus in omne die concinentes varie [. . .] Bis per chorum, hinc et inde [. . .] (Let us sing every day,/harmonising by turns [. . .]/in two fold chorus, from side to side [. . .] [T. O. Clancy and Gilbert Márkus’s translation: Iona: The Earliest Poetry of a Celtic Monastery.])
Mary’s praises are sung in a rich interplay of images, contrasting Eve and the tree in the garden of Eden with Mary and the ‘tree’ of the cross; describing Mary as ‘amazing mother [who] gave birth to her Father’, a common play on the complexities of the incarnation; applying the Gospel parable of the pearl to Christ, as if she were his oyster; portraying her weaving the seamless garment which he wore at his death, just as she wove in her own body the flesh which was his ‘garment’ during his years on earth. This rich collage of images and associations ends, as usual, with a plea for her prayers ‘that the flame of the dread fire be not able to ensnare us’. The thirteenth-century poet Muireadhach Albanach also wrote in praise of the Virgin, likewise seeking her patronage. But where Cú Chuimhne wrote in Latin, Muireadhach wrote in Gaelic; where Cú Chuimhne employed biblical and patristic imagery, Muireadhach resorted to the native repertoire of the court-poet praising his patron – her virtues, her hair, her teeth, breasts, belly and hands – in return for her protection: A ÓghMhuire, a abhra dubh, a mhórmhuine, a ghardha geal, tug, a cheann báidhe na mban, damh tar ceann mo náire neamh. (Virgin Mary, black-browed one,/great thornbrake, brilliant garden,/give me, chief of women’s love,/for my humbleness, heaven. [T. O. Clancy’s translation: The Triumph Tree])
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Three other saints should also be mentioned here, though their cults are less widespread and less well represented in the surviving poetry. In the far north, a Latin hymn was written by Norse-speakers in Orkney in honour of their martyred Earl Magnus (died c. 1115) (translated by Gilbert Márkus in The Triumph Tree). It is another piece for which both the words and the music survive, following a strict rhythmic pattern. It also follows for the most part a strict literary pattern, one common among such hymns: praise of the saint and how God has given him or her grace to triumph over sin; accounts of the saint’s life and miracles; a holy death; miracles worked after the saint’s death (usually at his or her tomb, where people are healed of infirmities and so on); and finally a prayer for the saint’s help and protection. In poetry of this sort, the local church acts as the poet’s patron, using his verse to promote reverence for the saint. The church often promotes itself, also, by recounting miracles which occur at the saint’s tomb, since a saint’s tomb which was a place of healing would attract pilgrims to the Church. A different pattern is seen in a twelfth-century Latin poem in honour of St Kentigern, the patron of Glasgow (translated by Gilbert Márkus in The Triumph Tree). A cleric called William describes a violent attack on the people of Glasgow by the army of Somerled, ‘King of Argyll and the Isles’ as he is sometimes styled, in 1164. Bishop Herbert of Glasgow provokes St Kentigern’s intervention in this impending disaster by mocking the Scottish saints and rebuking Kentigern in particular. The saint, of course, eventually leads the Glaswegians to victory, helping them to slaughter Somerled and his army. Interestingly, in neither the hymn to St Magnus nor the poem in praise of St Kentigern is the saint’s tomb mentioned. Encouragement of pilgrimage was not in these cases part of the poet’s purpose. But pilgrimage was certainly important in the case of St Nynia’s poet in the later eighth century. Two Latin poems, the Miracles of St Nynia and the Hymn for St Nynia (translated by Gilbert Márkus in The Triumph Tree), follow the pattern of demonstrating the saint’s holiness and his performance of miracles in this life, and his continuing miraculous power in heaven, now manifested at his tomb. Interestingly, in the Miracles all the miracles he performs in his lifetime are associated with the defence of his church: from a king who drives him out, from a false accusation of adultery against one of his priests, from hunger and from theft. In the post-mortem miracles, however, the Church is not the beneficiary of the miracles but their locus: the beneficiaries are the sick and the poor, pilgrims to the saint’s shrine at Whithorn. Both Miracles and Hymn insist on the tomb, and the Church in which it was placed, as the place of the saint’s healing power: Christus adest semper, qui in sancto corpore patrat omnia que poscunt non dubia mente fideles. (Here Christ is always present. He, at this holy body, brings about/all things the faithful pray for, unassailed by doubt. [Gilbert Márkus’s translation: The Triumph Tree])
It is striking in this context to note how little reference there is, in the earlier poems in honour of Columba, to miracles taking place at his grave or in the presence of his relics. Only in the Amra is it suggested that his grave might be an attraction to pilgrims – ‘You find his grave good in its virtue, appointed for every trouble of weather’ – but generally the saint’s patronage seems to be acquired through prayerful devotion, and by recitation of the poetry in his honour. It is the recitation of a poem that saves the wicked brigands in the story in the Life of Columba. It is almost as if the poem
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itself has become a relic, an instrument of the saint’s continuing saving power among his devotees. The Miracles of St Nynia and the Hymn to St Nynia both emerge from an English-speaking milieu in the south-west of Scotland, at a time when English rule had extended there from Northumbria. They post-date by a few decades one of the loveliest poems of the period in English, which can also claim in some sense to be a Scottish work: the Dream of the Rood. Around ad 700, fragments of this poem were carved on a stone cross at Ruthwell in Dumfrieshire, where it can still be seen. Ondgeredæ hinæ god almettig þa he walde on galgu gistiga [. . .] [Ahof] ic riicnæ kyningc heafunæs hlafard. hælda ic ni dorstæ bismæradu ungket men ba ætgadre ic wæs miþ blodi bistemid bi[goten of þæs guman sida] [. . .] miþ strelum giwundad alegdun hiæ hinæ limwœrignæ gitoddun him æt his licæs heafdum bihealdun hiæ þer [heafunæs dryctin . . .] (God almighty stripped himself,/when he wished to climb the cross [. . .]//I held the great King,/heaven’s Lord. I dared not bend./Men mocked us both together. I was slick with blood/sprung from the Man’s side [. . .]//Wounded with spears,/they laid him, limb-weary. At his body’s head they stood./There they looked to [heaven’s Lord . . .] [T. O. Clancy’s translation: The Triumph Tree])
These verses seem to have been drawn from the much longer version of the poem to be found translated by T. O. Clancy in The Triumph Tree. Through this poem, the reader identifies with the cross itself, which narrates much of the poem in the first person as in the version cited above, although the poet’s voice also appears as that of a witness, as one having a dream in which he sees and hears the cross: Hwæt, ic swefna cyst segcan wille, Hwæt me gemætte to midre nihte [. . .] þuhte me þæt ic gesæwe seldlicre treo on lyft lædan leohte bewunden. (Listen! the best of dreams I will describe,/which I dreamed at midnight [. . .]/It seemed I saw a splendid tree/soaring aloft, wound round with light.)
Much of the power of the poem resides in its imaginative juxtaposition of horror and glory: the cross, which is an instrument of torture and cruel execution, is a glorious jewelled and golden tree, a ‘triumph tree,’ a ‘ruler’s tree’, ‘the Saviour’s tree’. Likewise, in both versions, ‘God almighty stripped himself.’ Here the power lies in the contrast between what one would ordinarily understand of ‘God almighty’ – power, lack of suffering, glory – with the following story of a naked man, crucified and dying. This way of speaking was known to church fathers as communicatio idiomatum, in which what was said of Christ as a man
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could also be said of God, since Christ was God. It allows us to say ‘God suffered and died’, since Christ is God, and what he does God does. This feature of Christian belief makes such dramatic statements possible: ‘God almighty stripped himself.’ The Dream of the Rood uses this motif to create its effect, along with the shifting sense of whose voice is talking – the cross itself, the poet-dreamer, and in the end perhaps any Christian – to bring the reader or hearer to God: [. . .] Is me nu lifes hyht þæt ic þone sige-beam secan mote, ana oftor þonne ealle menn wel weorðian. [. . .] and ic wene me daga gehwelce hwonne me Dryhtnes rod, þe ic her on eorðan ær sceawode, on þissum lænan life gefecce ([. . .] Now my life’s hope/is that I might seek that triumph-tree/alone, more often than any man,/and honour it well./[. . .] I hope for the time when the Lord’s cross/which I saw once on this earth/will fetch me from this fleeting life.)
The narrative becomes a prayer; the verse about salvation becomes the verse which saves.
Further reading Bernard, J. H. and R. Atkinson (1898), The Irish Liber Hymnorum, edited from the MSS. with translations, notes and glossary, 2 vols, London: Henry Bradshaw Society. Clancy, Thomas Owen and Gilbert Márkus (1995), Iona: The Earliest Poetry of a Celtic Monastery, Edinburgh: Edinburgh University Press. Clancy, Thomas Owen (ed.) (1998), The Triumph Tree: Scotland’s Earliest Poetry, AD 550–1350, Edinburgh: Canongate. Murphy, G. (1956), Early Irish Lyrics, Oxford: Oxford University Press, [reprinted Dublin 1998: Four Courts Press]. Sharpe, Richard (1995), Adomnán of Iona: Life of St Columba, London: Penguin. Warren, F. E. (1987), The Liturgy and Ritual of the Celtic Church, second edition with a new introduction and bibliography by Jane Stevenson, Woodbridge: Bodyell.
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Hagiography James E. Fraser
The celebration of a saint through devotional writing developed as a Christian literary phenomenon in Late Antiquity as an extension of the traditional laudatio, a partisan eulogistic biography inspired and shaped by pietas, the author’s sense of duty. The primary object of the hagiographer’s pietas was not the saint, of course, but God. Hagiography sought to venerate above all else his supreme power and majesty (made manifest through his having worked his will through the saint) and benevolence (in having inspired and empowered the saint to live a life of Christian goodness). Of course, the saint, whose life and achievement were the particular subjects of the work, had also roused the sense of duty of the author. He had perhaps admired the saint in life or, much more commonly in medieval Scotland, had become a posthumous admirer as a result of contact with the saint’s legacy and cult. Hagiography’s status as a recognisable literary genre unto itself in the earlier Middle Ages with its own particular rules was established by the seminal study of Hippolyte Delehaye, Les Legendes hagiographiques. By the seventh and eighth centuries, when the earliest surviving examples from northern Britain were composed, hagiography had long since become internationally recognised and practised as a form of Christian devotional writing. The student of such writing cannot but acknowledge the high degree of variability of style and emphasis within even the comparatively thin hagiographical tradition from northern Britain, as well as the close relationships often to be detected with other forms of eulogistic and devotional writing that do not happen to focus upon saints as subjects. Neither of northern Britain’s two best-known hagiographers from the early Middle Ages – Adomnán of Iona and Bede of Wearmouth-Jarrow – was principally or exclusively so, and their different styles reflect a range of different intellectual and cultural influences. Nevertheless, by the seventh century, a loose set of informal compositional guidelines for hagiographical writing in Latin had emerged through widespread appreciation and emulation of a handful of key Late Antique hagiographical works. Like many other acts of devotion, the production of hagiography tended to place great emphasis upon conformity to such norms and models of practice, and there are therefore plenty of relatively uninventive and derivative examples of the craft. Some hagiographers, including some who wrote in northern Britain, exhibited more creativity and art in their work, but even at its most original hagiographical writing remained largely dependent upon ‘the canon’ for its form and flavour. That national frontiers like those of (or, in the earlier Middle Ages, within) medieval Scotland can be of much relevance in the study of a literary phenomenon that did not itself respect them is open to serious question. Indeed, the very labelling of particular texts as examples of ‘Scottish hagiography’ is rarely a straightforward proposition, even as regards some of the country’s best-known examples, celebrating some of its most cherished saints.
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After all, Aelred of Rievaulx, the twelfth-century writer of Vita Sancti Niniani (The Life of St Ninian), the most recent edition of which is in Forbes’s Lives of S. Ninian and S. Kentigern, was an English monk whose northern English monastery was a member of a French monastic order. In much the same way, the eighth-century hagiographical poem Miracula Nynie Episcopi (The Miracles of Bishop Nyniau), edited by Strecker in Monumenta Germanica Historica [Poetae Latini Aevi Carolini IV] and best read in translation in Clancy’s The Triumph Tree, was composed by an anonymous English Latinist, or perhaps by a cadre of Latin learners. Similarly, neither Jocelin of Furness, author of the twelfth-century Vita Sancti Kentegerni (The Life of St Kentigern), edited by Forbes in Lives of S. Ninian and S. Kentigern, nor Turgot, if he was the author of the twelfth-century Vita Sanctae Margaretae Scotorum Reginae (The Life of St Margaret, Queen of Scots), most recently edited in Metcalfe’s Pinkerton’s Lives of the Scottish Saints and translated in Anderson’s Early Sources of Scottish History, were natives of the Scottish kingdom. In the latter case, of course, not even the saint herself was Scottish by birth. Nevertheless, the saints Ninian, Kentigern and Margaret are commonly regarded as ‘Scottish’, so that these examples of hagiography can hardly be excluded from consideration here, wherever, and by whomever, they may have been composed. At the same time, given the origins of their authors, any of these texts might equally be regarded as ‘English’ hagiography. No easier to categorise is Adomnán’s great Vita Sancti Columbae (The Life of St Columba), wonderfully edited and translated by the Andersons in Adomnán’s Life of Columba and written on seventh-century Iona in what is now Scotland. St Columba is perhaps the best known of all ‘Scottish’ saints, yet both the author and the saint were natives of north-west Ireland, and Irish scholars have been quite content to regard this text as one of the most important early examples of ‘Irish’ hagiography. Scholarly convention seems to dictate that what makes a work of hagiography ‘Scottish’, even if it is not exclusively so, is neither the origins (Scottish or otherwise) of the author, nor its place of composition, nor even the origins of the saint himself or herself. Rather, it is the significance or relevance of that saint or that saint’s cult within medieval Scotland. It ought to be noted, for interest’s sake, that, although several anonymous examples of hagiography exist – such as Vita Sancti Seruani (edited by Macquarrie in The Innes Review no. 44) – whose provenance seems to be Scottish, the obscure George Newton, sixteenth-century author of a lost Vita Sancti Blani (The Life of St Blane), is, to this author’s knowledge, Scotland’s one and only native medieval hagiographer whose name is known to us. To consider a contrary example, although St Catroe of Metz was himself a native of Scotland, it has not been usual for scholars to regard him as a ‘Scottish’ saint, seemingly because this man’s achievement and subsequent cult were of no importance to medieval Scots. Rather different, and more questionable, forces seem to have been at work, however, in the cases of such Bernician saints as St Cuthbert and St Aebbe of Coldingham, who have been almost universally regarded as ‘English’ saints. Perhaps we ought not to be surprised that the ‘Englishness’ of these figures has proven more difficult to reconcile with ‘Scottishness’ than has the ‘Irishness’ of St Columba. As in the latter case, Scotland cannot have an exclusive claim. Yet, the influence and relevance of the cults of these and other Bernician saints to medieval Scots in those parts of the kingdom that had formerly been encompassed by the early medieval kingdom of Bernicia (such as the Borders, Lothian, Dumfries and Galloway) cannot be denied. Unless we are to formulate a different set of criteria for Anglo-Saxons, in order to exclude them from consideration as ‘Scottish’ saints, it would seem that some Bernician saints, and the hagiography surrounding them, are as entitled to ‘Scottishness’ as Columba and other Gaelic saints. That some ‘Scottish’ saints
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have also been of interest to students of medieval Irish and English hagiography, fields of study that have been particularly vibrant in recent years, can only be a boon and a muchneeded spur to Scottish hagiographical studies. Scottish or not, the medieval hagiographer’s primary objective to inspire in their readers something of their own degree of pietas towards God and saint can be misunderstood by modern readers. It is a particular mistake to regard hagiography as seeking to prove a saint’s sanctity to a sceptical medieval audience. The goal of the hagiographer was rarely, if ever, to convince the incredulous, who were few and far between in the Middle Ages, but to transform disinterested credulity into admiration, and even into partisan devotion. The rewards that might come from cultivating such admiration and devotion could be many. In the seventh century, for example, Adomnán framed his Lex Innocentium (Law of Innocents) as an act of devotion towards St Columba, to whom (that is, to his monastery Iona) the fines established by the law were to be paid. In the later Middle Ages, churches found reverence for their saint to be a powerful aid in protecting their claims to property and jurisdiction. Like the vast majority of medieval writing, hagiography was composed by clerics for clerics (and in particular by and for monks), and the principal purpose of most examples was probably to inspire, edify and educate churchwomen and churchmen. Adomnán wrote explicitly ‘in response to the entreaties of the brothers’, his fellow-monks of the Columban community. Meanwhile, the anonymous twelfth-century hagiographer of the fragmentary Vita et Miracula Sanctissimi Kentegerni (The Life and Miracles of the Most Holy Kentigern), edited and translated by Forbes in Lives of S. Ninian and S. Kentigern, wrote in order to rouse the clerics of Scotland from ‘slumbering in negligent sloth as regards reverence for its saints’. On the other hand, Vita Sanctae Margaretae Scotorum Reginae was written for Queen Margaret’s daughter Matilda, ‘the excellently honourable and honourably excellent queen of the English’, that she ‘might have more fully a knowledge of her virtues’, and might, presumably, emulate them. There is nothing compelling in the evidence to suggest that individual works of hagiography were particularly widely known in Scotland in their entirety, and rather more suggestion that what most clerics knew about saints they learned in epitomised form in breviaria like the Breviarum Aberdonense. The importance of hagiography in rousing popular enthusiasm and attracting pilgrims is, therefore, difficult to establish. Similarly, how precisely a political position adopted in a work of hagiography might have become tangible outside the cloister, whether to secular authorities or to the general population, when it is highly unlikely that such audiences can have read the text for themselves, is an intriguing question worthy of closer analysis. The study of Scottish hagiography has been dominated by historians and other scholars interested in reconstructing the Scottish past (see for example Alan Macquarrie’s The Saints of Scotland, 1997). It remains a widespread and fundamental misconception that, because (like any branch of eulogistic literature) hagiography commonly includes biographical detail about the saint, hagiography can in any useful sense be described as ‘biography’ and treated as such by those eager to flesh out their historical knowledge. Medieval hagiography is undoubtedly an important source of a range of information about the past, and, in the particular case of earlier medieval Scotland, it forms one of the most crucial bodies of textual evidence we have. The hagiographer’s objectives and methods were not those of the biographer, however, and incautious or insensitive study of the relevant texts can result in misrepresentations of the Scottish past. On the whole, the fact that Scottish hagiographical studies have been dominated by scholars seeking to tunnel into each surviving work, in order to mine it carefully of its perceived factual and biographical
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information, has left the texts rather under-appreciated as works of literary and scholarly achievement. Fortunately, a growing number of scholars of insular hagiography are now prepared to read medieval hagiography as their authors intended them to be read. For example, Adomnán’s skills as a biblical scholar are only beginning to be appreciated, and the study of how his scholarly background influenced his presentation of Columba’s story in Vita Sancti Columbae is still in its infancy. The reputation of Stephan of Ripon, author of Vita Sancti Wilfrithi (The Life of St Wilfrith), most recently edited by Colgrave, long suffered from a perceived lack of historical reliability. Now, it is on the rise as a result of similar studies sensitive to the scholarship he demonstrates. Jocelin of Furness, once similarly decried for the unreliability of Vita Sancti Kentegerni, is particularly deserving of investigations of this kind. The depths of individual hagiographers’ understanding of the genre, its possibilities and its limitations, and their reasons for choosing particular approaches to the subject of sanctity, for exploring certain themes rather than others, and for structuring their hagiography in particular ways, are areas of interest yet to be seriously explored by students of Scottish hagiography. There is a great deal more to understanding the phenomenon of authorship than assessing a writer’s capacity and willingness to relate reliable historical information. The closer we come to evaluating each work on its author’s own terms, the more shrewd will become our appreciation of the total achievement that each represents. There seem to have been two periods in particular during which a great deal of hagiographical writing was undertaken in northern Britain. The first of these was a generation or so to either side of the year 700, and has yet to be satisfactorily explained. The second was the twelfth century, a period of remarkable flux within the ecclesiastical personnel of Scotland, when reformist hagiographers seem to have made studies of the fruits of the earlier period of hagiography as part of their general assessment of the Scottish Church. Although they purport to describe events of earlier – sometimes much earlier – times, those who composed hagiographs in northern Britain reveal much more about these two periods of intensive hagiographical activity than about the times in which their works are set. The point is well and widely known, but has been insufficiently explored in Scottish hagiographical studies in the century since Delehaye made and established it as an aspect of hagiography. Here too, however, the tide may be turning, if recent developments in the study of the ‘dossiers’ of St Ninian of Whithorn and St Fillan of Strathfillan may be regarded as an example of a growing trend. Inevitably, the fruits of such an approach to hagiography can prove to be rather unsettling to traditional, even cherished, ideas about Scotland’s saints. There is surely more upset to come as this rather different approach to the ‘historical reliability’ of hagiographical writing becomes the norm in analysing other dossiers. The working of God’s will through a saint is normally presented in medieval hagiography in terms of miracles. The occurrence of such wonders was eventually, of course, to become fundamental to the official canonisation process. Yet, as a device in earlier medieval hagiography, the miracle story tends to provide evidence of the quality or enormity of the saint’s efficacy, rather than proof of sanctity itself (which the writer simply takes as given). By portraying St Columba’s tense encounter with a Pictish king in a manner that recalls to mind a similar episode in Muirchú’s recent Vita Sancti Patricii (The Life of St Patrick), and elsewhere in Vita Sancti Columbae explicitly comparing a Columban miracle to one performed by St Germanus of Auxerre, Adomnán sought to convince the reader that Columba was no ordinary saint, but one who counted some of the greatest saints on hagiographical record as his colleagues. Such a device reveals not only Adomnán’s own wide
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reading within the hagiographical genre, but also that of his anticipated audience. By drawing his work to a close with a succession of posthumous miracles made manifest in the presence of English visitors to the tomb of St Nyniau (‘Ninian’) at Whithorn, the unknown eighth-century hagiographer whose work underlies Miracula Nynie Episcopi intended to demonstrate that, despite being a local Briton in origin, this saint could be relied upon to provide efficacious support for the Bernicians who had recently taken control of the Solway firthlands. So, his cult was worthy of the conquerors’ patronage. Stephan of Ripon employed miracle stories of a different sort in Vita Sancti Wilfrithi in order to portray the controversial St Wilfrith (Wilfrid) as a recipient of divine providence, and so absolve him of such charges as having fathered a child and having been a danger to the Bernician king Ecgfrith. Similarly, Jocelin of Furness, in recognising that St Kentigern was an interloper in the see, relied upon miracle stories in order to make clear in Vita Sancti Kentegerni that it had been God’s will that the saint should come to Glasgow and become the focus of its dominant cult. For all their demonstrative and argumentative potential, however, miracle stories were principally celebrations of God’s love as made manifest through wonders that were regarded as real events, and celebrations too of the majesty and mystery – and the tangibility – of divine power. Biblical scholars received intensive training in appreciating the layered meanings of scripture and devotional writing, and using this training to interpret the layered meanings of real events (like miracles) that could easily be imbued with both worldly and spiritual significance. Hagiography thus provided a forum for both writers and audiences to exercise their scholarly skills. The miracle might also be used by the hagiographer to marry a saint to a landscape or place, or indeed to what Ó Riain has called ‘the saint’s notional itinerary’. This might be done by composing a narrative in which episodes of the saint’s life are played out at locations that, by the time of composition, had become regarded as having associations with the saint. Vita Sancti Kentegerni, Vita Sancti Seruani and the lost Dunblane Vita upon which George Newton based his Vita Sancti Blani provide examples of this phenomenon in operation. Faced with dedications to St Kentigern at various churches between Glasgow and north Wales, Jocelin deduced that the saint had visited these places in life and described his career accordingly. A similar treatment of places into which the saint’s cult would seem to have moved, as if the saint himself had done so, would seem to have occurred in the dossier of St Blane at Dunblane, to judge from a reference made by Walter Bower’s Scotichronicon. The anonymous hagiographer of Vita Sancti Seruani was less artful, and produced a ‘notional itinerary’ that reads like little more than a list of places. This phenomenon may also be detected in the hagiography of the earlier part of our period. There are hints of something similar in the eighth-century Miracula Nynie Episcopi, and it is even possible to suspect Adomnán of shaping the Columban dossier according to a ‘notional itinerary’ and placing episodes of the saint’s life in locations that Columba had never himself visited. Surviving examples of Scottish hagiography before the fourteenth century are so few that the value of comparative studies in establishing useful general conclusions about the genre as it was practised in Scotland in any period is open to question. We can only guess at how representative a sample is left to us. The various offices in commemoration of native saints in the extant medieval breviaria, derived from medieval hagiography that, for the most part, has not itself survived, are perhaps the best-known and most tantalising indications of just what has been lost to us. While students of early Irish hagiography have been able to explore miracle stories in a number of profitable ways, the methodologies involved in such analyses may not
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be appropriate for the study of the less abundant Scottish evidence. It is a consequence of this problem that Scottish hagiography, like other forms of earlier medieval Scottish literary activity, tends to be studied with much recourse to comparative evidence from other places. Given the difficulties already mentioned surrounding how ‘Scottish’ any particular hagiograph may be, this particular scholarly trend is probably to be encouraged in most cases. If the example of Adomnán’s Vita Sancti Columbae is anything to go by, the production of modern and accessible critical editions of other examples of medieval Scottish hagiography is very much needed. It ought to serve as an impetus to the different kinds of study discussed above. At present, no other Scottish text comes close to rivalling this one in terms of accessibility in translation and up-to-date critical and textual analysis. Leaving aside examples of Northumbrian hagiography, only Macquarrie’s useful edition and translation of Vita Sancti Seruani deserves to sit alongside Vita Columbae as a text whose Latin has been examined critically according to recent editorial standards and made available alongside a translation, although it is nothing like as accessible to the non-specialist. It is to be hoped, therefore, that the publication of thorough editions and accompanying translations of a previously unknown work of hagiography pertaining to St Margaret, Miracula Sancte Margarete Scotorum Regine (The Miracles of St Margaret, Queen of Scots), alongside Vita et Miracula Sancte Ebbe Virginis (The Life and Miracles of St Aebbe the Virgin) by Robert Bartlett in his The Miracles of St Æbbe of Coldingham and St Margaret of Scotland is a sign of things to come in Scottish hagiographical studies. Accessible English translations of Vita Sancti Niniani and the anonymous Miracula Nynie Episcopi were published in the 1990s, but the Latin text of the former, along with Vita Sancti Kentegerni and the anonymous Vita et Miracula Sanctissimi Kentegerni, was last edited in 1874. All three texts are in need of the detailed critical examination of a modern editor. Despite the fact that most of the relevant texts have been pored over meticulously by generations of scholars, in many ways the study of Scottish hagiography is still in its infancy. As we become less infatuated with picking hagiographs apart in search of tidbits of historical fact, the field moves into a promising adolescence in which these texts and the writers who produced them are being allowed to come into their own. It remains the case that hagiography can be a treasure trove of different kinds of useful historical data, and that it must continue to be pillaged of this data by those who are interested in it. Hagiographical literature is, however, also – and largely – instructive of a great many other aspects of Scottish medieval cultural history, as its students are increasingly coming to appreciate. [Editions and translations of most texts mentioned can be located through M. Lapidge and R. Sharpe (1985), A Bibliography of Celtic–Latin Literature, 400–1200, Dublin: Royal Irish Academy]
Further reading Foley, W. T. (1992), Images of Sanctity in Eddius Stephanus’ ‘Life of Bishop Wilfrid’: An Early English Saint’s Life, Lampeter: Edwin Mellen. Gardner, R. (1998), ‘ “Something Contrary to Sound Doctrine and to Catholic Faith”: A New Look at the Herbertian Fragment of the Life of St Kentigern’, The Innes Review 49: 115–26. Macquarrie, A. (1997), The Saints of Scotland: Essays in Scottish Church History, AD 450–1093, Edinburgh: John Donald Publishers.
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Ó Riain, P. (1982), ‘Towards a Methodology in Early Irish Hagiography’, Peritia 1: 146–59. Picard, J.-M. (1985), ‘Structural Patterns in Early Hiberno-Latin Hagiography’, Peritia 4: 67–82. Stancliffe, C. (1992), ‘The Miracle Stories in Seventh-Century Irish Saints’ Lives’, in J. Fontaine and J. N. Hillgarth (eds), Le Septième Siècle: changements et continuitiés, London: Warburg Institute, pp. 87–115.
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Adomnán of Iona and his Prose Writings Clare Stancliffe
Adomnán, abbot of Iona from 679 to 704, was a versatile man. He headed the Columban family of monasteries at a testing time, used his influence to repatriate Irish hostages seized by a Northumbrian king, and promoted a law exempting non-combatants from violence. He was also, however, a scholar and the author of two surviving works written in Latin: De Locis Sanctis (On the Holy Places, edited by D. Meehan in 1958) and the Vita Sancti Columbae (Life of St Columba, the best edition of which is by A. O. and M. O. Anderson: Adomnán’s Life of Columba, 1961). The former professes to be an account of a pilgrimage to the Holy Land and other places in the eastern Mediterranean made by a Gallic bishop named Arculf, who narrated his experiences to Adomnán. In fact, Adomnán did considerably more than write up the notes that he took of what Arculf had seen. Not only did he question Arculf carefully about things that particularly interested him, such as the Holy Sepulchre; modern scholarship has also revealed that he added a considerable amount of information from books available to him, particularly from various writings by Jerome. Adomnán thus produced an informative work which is not a mere travelogue, but which also served as a handbook to monuments and to sites of important events mentioned in the Bible – even, in some cases, clarifying the meaning of certain biblical passages. His book fulfilled a need and was widely diffused in the Middle Ages. Today, however, Adomnán’s Life of St Columba is widely recognised as his major literary achievement. Such a positive evaluation may surprise those who set out to read this work for the first time, assuming that it will be a life as they understand that term: a biography. Once they have penetrated beyond the prefaces and opening chapter to the Life proper, they encounter a story about an Irishman contemplating becoming one of Columba’s monks – only to discover that Columba has just died! Readers thus find their most basic assumptions about the writing of a life have been overthrown: there is no attempt to present Columba’s life as an unfolding chronological sequence of events from cradle to grave – although Adomnán does at least end with Columba’s death. Readers who persist soon discover a second fact: Adomnán has chosen to select and tell only miraculous incidents in Columba’s life. Thus, far from finding that their reading brings them greater understanding of the historical Columba, modern readers may feel that Columba is receding from their grasp, veiled by a supernatural aura. Both stumbling blocks arise from the misconception in readers’ minds that they are going to find something approximating to a biography of Columba. Adomnán’s Life of St Columba, however, is not a biographical, but a hagiographical work. It is concerned to
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reveal Columba as a holy man or ‘saint’, and miracles were regarded as the best way of achieving this objective. As for the lack of attention to chronology, Adomnán was fully aware of this; but, as modern novels like Penelope Lively’s Moon Tiger remind us, chronology is a linear structure that we impose on to the kaleidoscope of events. It is not how we remember the incidents in our own lives, nor how we get to know the lives of most people whom we meet; and it is not the only way of presenting the key events of some one’s life. In addition, we should bear in mind that Adomnán, like other Irish hagiographers of his time, appears to have had no conception of the development of someone’s personality over the course of time. The emphasis rather goes on Columba and other saints being predestined by God for a life of sanctity, right from birth. This renders a chronological account far less obvious than it is for us. In the first preface, Adomnán declares his intention of ‘describ[ing], with Christ’s help, the life of our blessed patron’ in response to the requests of his monks. He skilfully adapts sentences from the Life of St Martin, an established masterpiece of hagiography, to remind his readers that the kingdom of God depends on faith rather than eloquence, so leading on to the point that readers should not be put off by the numerous Irish proper names in his narrative: a strong hint that his audience might include not just Irish speakers, but those further afield. The second preface follows, introduced by the opening words of Gregory the Great’s Life of St Benedict. Adomnán dwells on the significance of Columba’s name, which in Latin betokens a dove, the symbol of the Holy Spirit; and he mentions a prophecy about Columba from one of Patrick’s disciples – perhaps a hint that even Armagh should recognise Columba’s status. He then sets out his arrangement of the Life into three books, the first containing prophetic revelations, the second, miracles, and the third, appearances of angels and heavenly light. Before embarking on these, he summarises the essentials of Columba’s life and character in a few sentences. He details his noble ancestry; then how ‘in the second year following the battle of Cúl Drebene, when he was forty-one, Columba sailed away from Ireland to Britain, choosing to be a pilgrim for Christ’. That is literally all we are given on Columba’s life. For his character, Adomnán echoes the words of the Acts of St Sylvester to tell how, ‘though placed on earth, he showed himself fit for the life of heaven’. Throughout his thirty-four years as ‘an island soldier’, he gave himself to prayer, reading, writing, or some other work, while he fasted and kept vigils: And with all this he was loving to everyone, his holy face ever showed gladness, and he was happy in his inmost heart with the joy of the Holy Spirit.
These two prefaces, coupled with the three-book arrangement of the Life, make two things crystal clear. First, Adomnán was an intelligent and highly focused writer. His summary of the salient historical facts about Columba is a model of selection and compression, albeit startling in its omissions: not even his foundation of the monastery on Iona is included. However, Adomnán conceived of his task as being not to give a full account of Columba’s life or character, but rather to focus on his miracles. In this, he was following the example of earlier hagiographers, particularly Pope Gregory the Great and an Irish writer, Cogitosus. Gregory, in his second Dialogue (which comprises a Life of St Benedict), had referred readers elsewhere for more information on Benedict’s ‘life and character’, and himself focused just on Benedict’s miracles. Gregory, after detailing Benedict’s earlier life and foundation of a monastery on Monte Cassino, had also grouped his miracles by type: temptations by the devil, prophecies, miracles, leading finally to three spiritual visions. The influence on Adomnán’s structuring of the Life of St Columba is clear.
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As regards Cogitosus, the latter had produced a Life of St Brigit of Kildare some years before Adomnán wrote. Its influence on Adomnán is reflected not simply in verbal borrowings, but more importantly in the structure of the two Lives. For Cogitosus, like Adomnán, had put the salient historical facts into his preface, while the thirty-two chapters of the Life that follows narrate a series of miracle stories. True, Cogitosus’s Life in Chapters 1 and 2 does begin with Brigit’s birth, an early miracle, and her veiling as a virgin; and, like Adomnán’s Life of Columba, it ends in her death. But, whereas earlier continental Lives, including those of Martin and Benedict, had begun with several chapters on the early lives of their heroes, so that at least the first third of these Lives was told in chronological sequence, Cogitosus has compressed this chronological section into a tiny proportion of the Life as a whole – a development that Adomnán took to its logical conclusion. What mattered to him, then, was not the chronological setting of Columba’s life, but rather his presentation of Columba as a saint, elaborated in his three-book structure: as a prophet, a worker of miracles and as a citizen of heaven, honoured by angelic visitations. A second point to emerge from a detailed study of Adomnán’s two prefaces is his awareness of the major landmarks of continental hagiography, and his deliberate decision to place his Life of Columba in that tradition. The very use of two prefaces is copied from Sulpicius Severus’s Life of St Martin. But more than this, we should note Adomnán’s echoing of the words of this Life, of Athanasius’s Life of St Antony, Gregory’s Dialogues, together with the Acts of Sylvester and Cogitosus’s Life of St Brigit. This is not because he was unable to construct his own sentences in Latin, a foreign language. Rather, he is signalling that Columba was a saint of the universal Church in just the same mould as the revered saints Antony, Martin and Benedict. All hagiographers sought to present their heroes as authentic holy men by stressing their likeness to biblical models: to Christ, to the Old Testament prophets, to the apostles of the New Testament, and often also to martyrs and to other widely accepted saints like the monks of Egypt and the monk-bishop of Tours, St Martin. Adomnán, however, had a particular reason to do so. The Easter controversy had raised questions over the holiness of Columba, particularly at the Synod of Whitby in Northumbria (664). Now, Irish scholars who favoured the Roman Easter often signalled their allegiance through their zeal in citing Catholic authors, Pope Gregory the Great foremost among them. Adomnán places himself in this tradition. Alongside the lives of the two pre-eminent saints of the fourth century he cites the Acts of Sylvester, the pope who was traditionally held to have baptised Constantine the Great, and the Dialogues of Pope Gregory the Great, as well as the proRoman Irish author Cogitosus. His particular parallels with Gregory’s Life of Benedict may also owe something to the fact that the foremost apologist of the Roman Easter at the Synod of Whitby had prided himself on introducing the Rule of St Benedict to Northumbria. Adomnán’s subtle apologia for Columba is particularly striking in Book II, Ch. 32, where he narrates the story of how Columba converted a Pictish family, only to find the son of the head of the household falling sick and dying just a few days later. Columba returned to the house, excluded the crowds outside, and knelt and prayed to God. Then he rose and addressed the dead child, ‘In the name of the Lord Jesus Christ be restored to life, and stand on your feet.’ At these words the boy revived, and the ‘apostolic man’ took his hand and led him outside where the crowd’s mourning was turned to joy, and ‘the God of the Christians was glorified’. Adomnán then continues: One must recognise that in this miracle of saintly power our Columba is seen to share with the prophets Elijah and Elisha and with the apostles Peter and Paul and John the rare distinction of raising the dead to life; and that he, a prophetic and apostolic man, belongs to both
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companies, that is of the prophets and apostles, and has an honoured seat in the heavenly homeland, with Christ [. . .]
Adomnán’s proclamation that Columba should rank with the prophets and apostles because of his resurrection miracle owes much to earlier Christian tradition, particularly that concerning St Martin. Martin had gained the reputation of being ‘apostolic’ after a first resurrection miracle, while a later resurrection – performed, like Columba’s, to vindicate Christianity in the eyes of a pagan crowd – was acclaimed (see Sulpicius Severus, Dialogues II) as demonstrating his likeness to the apostles and prophets. The argument, advanced by Picard, that Adomnán evoked the comparison to the prophets and apostles to counter Northumbrian slurs on Columba’s sanctity is convincing. But this passage also suggests a relationship to Adomnán’s structure of the Life as a whole. In effect, Book I portrays Columba as a prophet; and Book II portrays him as performing the sort of miracles that Jesus and the apostles wrought. It begins, aptly, with a miracle of Columba turning water into wine, where the parallel to Jesus’s first miracle at Cana is explicitly noted. As for Book III, this focuses on miracles which show that Columba had attained such purity of heart that he was already a fellow-citizen of the angels, like the desert Fathers whose lives were regarded as paradigmatic for later monks. Most telling of all is the story told in III, where for three days and nights Columba was illumined by the Holy Spirit, and heard spiritual songs and saw heavenly mysteries which lie beyond all mortal knowledge. Then, obscure parts of the Bible became clearer than day ‘to the eyes of his most pure heart’. Adomnán is here echoing the words that Cassian had used for those Fathers of Egypt who had penetrated to the heart of the divine mysteries through the illumination of the Holy Spirit. This discreet use of Cassian is important. For Cassian, while acknowledging the miracles wrought by the desert Fathers, insisted that they were unimportant in themselves. What mattered was the purity of heart attained by these ascetics; their freeing themselves from all the sins that normally come between us and God. Thus, Adomnán’s tripartite presentation begins with the more public face of Columba as prophet and miracle-worker; and then turns to the innermost quality of his life, his purity of heart and illumination by the Holy Spirit, which is both the source of his miraculous and prophetic powers, and also the only thing about Columba that is of ultimate importance. The Life of St Columba is thus a subtle, complex work. It was written for a variety of reasons. For the monks of Iona, it celebrated the life of their founder while also demonstrating that their abbot, Adomnán, remained a whole-hearted exponent of their founder’s greatness despite his conversion to a different Easter. At the same time, it can be seen as addressed not just to a ‘Scottish’ audience, but also to a Northumbrian audience, who are reminded of the origins of their own Church and the outstanding sanctity of Columba – and to an Irish audience, who are shown Columba as active in Ireland, and, perhaps, are tactfully reminded in the Second Preface that Iona should rank on a par with the foremost churches of the Irish mainland. And yet, all this is done in an eirenic spirit. Adomnán had grasped that outflowing charity for all lies at the heart of the Christian Gospel, and this contributes to the perennial appeal of his work. The Life was also composed with the potential for being read both at a deeper, theological level as well as at the obvious surface level. We have already examined the structure of the Life from this viewpoint, and the remarkable final chapter can itself be interpreted to reveal underlying depths of meaning, as has been explored by Jennifer O’Reilly among others. At the same time, the Life can be read at the obvious level as a tripartite collection of some 140 stories which, taken together, convey to the reader a feel for Columba the
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person as well as providing many insights into his life and into monastic life on Iona. Although there is no connecting narrative thread running through the Life, each story is well told in its own terms. We see Columba prophesying the presence of a great whale between Iona and Tiree, and the different reactions of the captains of two boats that encounter it; or praying for a husband and wife where the latter had a physical aversion to her husband and wanted the marriage ended. There is the story of Columba not taking his eyes from the book he was copying when he blessed an implement presented to him, only to find that he had blessed a tool intended to butcher cattle. His reaction was to pray that the knife would hurt neither humans nor domestic animals. What we cannot know with certainty is how close the Columba revealed in these stories is to the historical Columba, or how far Adomnán has shaped the material so that it reflects his own Christian ideals. Certainly, we can see signs of Adomnán’s preoccupations in those chapters showing Columba playing a role in the selection of kings for Dál Riata, and in one where an innocent girl is slaughtered while attempting to shelter in the folds of the clothing of a churchman who is powerless to protect her. The long final chapter provides a fitting climax for the work. The narrative builds from Columba’s prediction that he would soon ‘depart to Christ’, through his leave-taking of the island, and the moving scene where the white horse, knowing that its master would soon depart, comes to mourn and is treated with understanding by the saint. The monastery is blessed, and Columba continues to copy a psalter till he can do no more, ending at the verse, ‘But they who seek the Lord shall not want for anything that is good’. The rest is handed over to his successor. Then comes Columba’s parting speech to his monks, enjoining charity with peace; and after that Columba running to the Church for the midnight office and the dark church lit up by angelic light around him. When the monks enter, the building is dark, and they see Columba dying before the altar. But their sorrow is juxtaposed with Columba’s joy at his passing over to his heavenly fatherland, and his vision of angels. Visions seen elsewhere of Columba’s passing confirm Columba’s sanctity, and Adomnán ends by acclaiming him as now added to the fathers, in the company of the apostles and prophets. This is masterly hagiography. Yet, unlike most saints’ Lives, parts of it still have an extraordinary compelling power. Adomnán has written a classic which has led many to look back to Columba as an inspiration, and which continues to engage those who take the trouble to engage with it.
Further reading Charles-Edwards, T. M. (1993), ‘The New Edition of Adomnán’s Life of Columba’, Cambrian Medieval Celtic Studies 26: 65–73. Herbert, Máire (1988), Iona, Kells and Derry, Oxford: Clarendon Press. O’Reilly, Jennifer (1997), ‘Reading the Scriptures in the Life of Columba’, in Cormac Bourke (ed.), Studies in the Cult of Saint Columba, Dublin: Four Courts Press, pp. 80–106. Picard, Jean-Michel (1982), ‘The Purpose of Adomnán’s Vita Columbae’, Peritia 1: 160–77. Picard, Jean-Michel (1985), ‘Structural Patterns in Early Hiberno-Latin Hagiography’, Peritia 4: 67–82. Sharpe, Richard, trans. (1995), Adomnán of Iona: Life of St Columba, London: Penguin Books Ltd.
13
Theology, Philosophy and Cosmography Thomas O’Loughlin
It is a common practice for historians dealing with the early medieval period, especially in the insular region, to begin by lamenting the paucity of their materials either because categories of documents are inapplicable in the period or region, or because the evidence has not survived the ravages of time. Both reasons for a poverty of material apply to scholastic texts from Scotland in the period of almost a thousand years between c. 550 and 1314. However, the historian of religious and philosophical ideas faces some additional difficulties related to the very nature of the ideas in question and how they were expressed within western Christian societies in the Middle Ages. First, the disciplines that we know today as theology and philosophy are the product of the rise of university faculty divisions in the thirteenth century. With these divisions arose a very clear perception among their respective practitioners as regards the extent of their disciplines, their modes of discourse and an understanding (usually unexpressed) of how these academic activities related to the life of society at large. Using this thirteenth-century paradigm of these disciplines, there is only one writer who could be considered under the headings of theologian or philosopher, John Duns Scotus (c. 1265–1308), and his works would constitute the only body of evidence. Neither discipline, however, claimed in the Middle Ages that it began with the universities. Both disciplines cited a long tradition of texts as their sources, many of which we today might not so readily recognise as ‘theology’ or their authors as falling within the category of ‘theologian’. In this case, Scotland supplies a fine example of modern prejudice in the case of the work De Locis Sanctis (On the Holy Places) of Adomnán of Iona (edited by D. Meehan in 1958). Usually today seen as within the religious sub-category of travel literature, the De Locis Sanctis was used until the Renaissance as a work of theology supplying information on some very specific problems of scriptural exegesis. Its author was famed not for being an abbot or significant figure in insular affairs, but as a theological writer. While the notion that theology or philosophy only came into existence with the rise of the formal academic disciplines in the thirteenth century might seem a fairly crude form of historical understanding, we should not underestimate its prevalence. In the minds of many writers there is an informal canon of writers who merit the label of ‘theologian’ which often jumps from around the time of Augustine of Hippo (354–430) to Anselm of Canterbury (c. 1033–1109). If there was anyone of significance in the interval, he can only merit inclusion as either a ‘special case’ or a lonely exception. An example of a special case is Bede (c. 673–735). He is often included in anglophone works due to his fame as the author of the Historia ecclesiastica gentis anglorum, due to the sheer size of his output, or
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because his death has been used as a boundary between ‘patristic’ and ‘medieval’ authors in some bibliographies. Johannes Scottus Eriugena (c. 810–?870/80) is an example of ‘the peak in the plain’ explanation: in a desolate time, there was just one ‘thinker’ worthy of the name, who is then studied in isolation from the canonical agenda of the historians. Among historians of philosophy, the situation is even more extreme. In works that are ‘medieval friendly’, there is often a hiatus between Boethius (480–525) and Anselm. Among those historians who despise the Middle Ages as containing merely theologians acting in philosophical mode, there is often a gap between Plotinus (c. 205–70) and Descartes (1596–1650), with necessary footnotes to Anselm, perceived as the originator of the ‘ontological argument’, and William of Ockham (c. 1285–1347). This perception, that there was a time when there was little theology, also has been at the root of many of the romantic myths about the so-called ‘Celtic past’. Ernest Renan (1823–92) initiated the contrast between the urban continental scholars with their subtle distinctions and the rugged monks of the windswept wild Atlantic coasts with their clear religious vision. This notion has found many adherents in recent decades, where advocates of ‘Celtic Christianity’ believe one of the characteristics of their movement is that it can be free of formal theology – a freedom that they believe is modelled for them by their ancient religious heroes in places like Iona. How, then, should the investigation of theology and philosophy in the period proceed? The first step is to note a difference between the investigation of the history of the two disciplines. If we assume that human beings are going to reflect on their lives, existence and the great paradoxes that confront humanity, then to say that there was no philosophy is to restrict the use of the term to a select group of academics. However, this pursuit may take place within a complex mythology, social rituals and within a religious tradition. It is part of the identity of ‘philosophy’ as such that it examines those questions in abstraction from the context in which they arose. In this sense, a history of philosophy will always be a more restricted endeavour than a history of human thought or the history of a particular culture. Therefore, a tale or a poem may reflect on the problem of evil or the contingency of human life, and might even be cited by a philosopher as evidence within an argument. Yet, it would be inappropriate to subordinate the study of the poem to what stood duty for philosophy at a particular moment. It follows from this that the history of philosophy in any specific region in the Middle Ages – prior to the foundation of a formal school there – is the extent to which the standard works were being read there and being absorbed as the canonical curriculum, for example, in logic, and were for the most part transmitted without controversial developments. What developments did take place were simply integrated within the growing stream of the tradition. While we might long to demonstrate this by noting extant copies of textbooks, teachers’ notes, or telltale references by students, we should recall the maxim that absence of evidence is not evidence of absence. In this field of intellectual endeavour, the Latin west functioned as a single area. The proof that any particular region was no less involved than another is that students from that region were not noticeably disadvantaged when they reached continental centres where we know from positive evidence that scholars were engaging in philosophical enquiries. The situation is rather different when it comes to theology for not only were there specifically local needs – every community needs some liturgical books, every monastic house needed a rudimentary library – but there were specific regional needs such as local calendars and histories, usually in the form of hagiography. There was a large-scale religious culture that was the common property of the Latin west, for example, a monastery anywhere in the west without access to the works of John Cassian (c. 360–435) is inconceivable.
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There were also, however, more particular religious cultures that naturally seem distinct because of shared local conditions. Moreover, many of those who had been formally trained in what we call ‘theology’, even when they did not write scholastic textbooks, displayed and developed their theological learning in whatever religious books they did write. At the same time, theological speculation was never so prescribed in its forms as the pursuit of philosophy, so it is as meaningful to speak of a book of sermons as a book of theology as a formal textbook on doctrine. Hence, when we investigate the history of theology in the medieval world, outside the universities, we have to assume that many works we would not classify as ‘theology’ were intended as such by their authors, while virtually every religious work contains an implicit theology which we can uncover. This task is, nevertheless, still in its infancy for the whole of the insular region. So, while we might think of a saint’s life, for example, as evidence for the history of a particular cult (which it is) from which we might be able to infer the extent of a monastery’s influence at a certain moment (which we often can), we can also see it as the product of someone who had some sort of formal training in theology. Their work, the vita, will almost certainly contain a theology of grace, inspiration, the sacraments and an eschatology, and very probably a theology of creation, sin, a soteriology and an ecclesiology. With a little careful reading, the author’s approach to christology and the history of salvation can be teased out from the way that scriptural texts are cited and comparisons made within the text to the Old Testament figures, Jesus, the apostles, or other saints. This is an approach to the history of theology that is still barely known in relation to the literary products of the insular world. There, these texts are primarily studied in history or language departments, and few who study theology have the necessary historical or linguistic skills. Yet, it should be noted that some of the most interesting work using this approach has focused on the literary products of Iona in the seventh century. Until we have such studies – of every religious document even so jejune in discursive content as a calendar or a martyrology – any sketch of the history of theology is preliminary and dependent on what happens to have been done. In the case of medieval Scottish theology, the maxim must be that absence of scholarship is not to be equated with absence of evidence.
Adomnán, abbot of Iona (c. 627/8–704) Adomnán (Adamnanus) became the ninth abbot of Iona in 679 as is discussed by Clare Stancliffe in Chapter 12. Today he is remembered for his Vita Columbae, but during the medieval period his fame – he is one of the few insular writers who was labelled ‘illustrious’ – depended on his other book, the De Locis Sanctis dealing with places mentioned in scripture. Posing as the account of a pilgrim, ‘Gallic bishop, Arculf’, it is a manual for solving exegetical problems using geographical knowledge. The work was summarised several times, most notably by Bede, in his own De Locis Sanctis, and was also excerpted by him in the Historia ecclesiastica gentis anglorum V. It became, either directly or through these excerpts or summaries, one of the standard medieval works on the Holy Places. The work fulfils a desire expressed by Augustine that there should be a handbook which, by drawing on knowledge of the places and customs mentioned in scripture, would help to interpret difficult passages. Adomnán noted places about which there are contradictory passages (for example, Genesis 50: 13 says Jacob was buried near Hebron, but Acts 7: 16 says Shechem) and then used ‘empirical knowledge’ of the places to resolve these ‘apparent’ conflicts. The information is presented as if it was the result of questioning an eyewitness, but,
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in fact, it is a compilation of other texts on Palestine, snippets from exegetes such as Jerome (c. 342–420), and a careful piecing together of clues in the scriptures. The rationale for the ‘eyewitness’ approach also derives from Augustine and his requirements of historica cognitio (historical acquaintance) in such matters. Adomnán also examined the conundrum of times and places that surrounds Jesus’s last days before the crucifixion and proposed a solution that had adherents for many centuries, as discussed in the present author’s ‘Res, tempus, locus, persona: Adomnán’s Exegetical Method’ (1999). The importance of these studies, however, is not their precise solutions, even if they are ingenious, but the large academic culture that they indicate. Here, we have a writer conscious that he lives on the edge of Christendom – he can locate himself on a world map as supplied by Isidore of Seville (c. 560–636) – but who is fully engaged with the problems of Latin theology in his day. To try to get some overview on that theological world we have to look at the range of books that we know was available to Adomnán on Iona. At present we can identify the texts listed in Table 13.1. This is not some bare-bones library, but represents the major writers of the Latin tradition, Augustine and Jerome, and some of their most important works. It contains explicitly monastic material, as we should expect, but also many works for which there was no particular reason why they would have been sought out for copying. We can venture, therefore, to assert that they had access to a much wider range of material than that which we see exhibited in the surviving works. Adomnán was also responsible for developments in canon law, as we see in the extant canons attributed to him and in his involvement with the Synod of Birr. This led to the promulgation of his Cáin (or Law of the Innocents) aimed at mitigating the effects of warfare on non-combatants. It may be found in M. Ní Dhonnchadha’s ‘The Law of Adomnán: A Translation’ in Thomas O’Loughlin’s Adomnán at Birr, AD 697: Essays in Commemoration of the Law of the Innocents. Canon law was a major driving force for theological speculation throughout the Middle Ages. The interest in canon law remained a feature of life in the monastery on Iona, for we know that Cú Chuimhne of Iona (d. 747) was one of the copyists involved in the early transmission of the Collectio canonum hibernensis, a highly important assemblage of ecclesiastical law and custom. Indeed, given the size and complexity of this collection – probably the earliest systematic collection in Latin – it is possible that it was a product of Iona, where we know there was an extensive library and the searching/organising skills that the Hibernensis would have required. Adomnán can be seen as a typical Latin theologian of the period. He was a monk and many aspects of his theology can only be understood within a monastic framework. He was a professional churchman for whom theologising was but an aspect of his work: he remarked on one occasion that he wrote ‘while cares pressed on him from every side’. He was actively concerned with the Church’s organisation and self-perception, as we see in his interest in law. He was concerned for the interpretation of scripture and saw that task in terms of unravelling textual knots. He was interested in the history and liturgy of his own community and region, as is shown in the Vita Columbae. Yet, he had a sense of the larger Latin Church, and, what is less common in the period, a sense of the Church that is larger than the Latin west.
Adam of Dryburgh (c. 1140–?1212) Coming from the Anglo-Scottish borders, Adam has become the bearer of several names: Adam Scotus, Adam Anglicus and Adam the Carthusian – and this has caused many
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Table 13.1 Texts available to Adomnán on Iona Author
Work
A
anon. Athanasius Augustine
Actus Siluestri Vita Antonii De ciuitate Dei De consensus euangelistarum De doctrina christiana Regula Expositio psalmorum Institutiones Vita Germani Vita Columbae Epistola I De situ Hierusolyma Dialogi Historiae Etymologiae De natura rerum De situ et locorum De uiris inlustribus Liber quaestionum hebraicarum in Genesim Commentarii in euangelium Mathaei Commentarii in Naum Commentarii in Osee Commentarii in Hiezechielem Conlationes De institutis coenobiorum Historia euangelica Sermo XII Sermo L Epistola XXXI Chronicon Vita Martini Dialogi Epistola II
• • • •
˝ ˝ [?] Benedict Cassiodorus ˝ Constantius [?] Cumméne Dionysius Exiguus [Ps]-Eucherius Gregory the Great ‘Hegesippus’ Isidore ˝ Jerome ˝ ˝ ˝ ˝ ˝ ˝ John Cassian ˝ Juvencus Leo the Great ˝ Paulinus of Nola Sulpicius Severus ˝ ˝ ˝
B
• • • • • • • • • • • • • • • • • • • • • • • • • • • • •
(A Text certainly present on Iona as cited, quoted, or referred to in some other way. B Text probably present on the basis of the general content of works produced on Iona.)
a confused moment for editors and bibliographers. As a young man, he entered the Premonstratensian house of Dryburgh, and later became familiar with Prémontré itself and the French houses of the day. While in Dryburgh, he wrote most of his surviving works, and, because most of his life was prior to 1200, his works have been included in J. P. Migne’s Patrologia latina. (For texts, the second edition of R. Sharpe’s A Handlist of the Latin Writers of Great Britain and Ireland before 1540 (2002) and M. Lapidge and R. Sharpe’s A Bibliography of Celtic–Latin Literature, 400–1200 (1985) are useful.) In later life – possibly around 1200 – he left the Canons of Prémontré in order to enter Witham Abbey as a Carthusian, where he remained until his death sometime around 1212. While a canon he became well known as a preacher and the sermon – eighty-eight of his sermons are extant – was his favoured form. Indeed, it is a form that has left its mark on many of his other writings. We know that he
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wrote at least one work while a Carthusian (De quadripartito exercitio cellae) and probably others that have not survived. The modern study of Adam’s works, which began with Wilmart and has Hamilton as its most detailed expression to date, has shown him to belong within a very specific theological movement: the monastic theology that began with the rise of the Cistercians. This flowering of monastic theology produced, over the course of a century, a host of monastic writers in France and Britain, all of whom shared many assumptions about the nature of the monastic life and who wrote primarily with a monastic audience in mind. They invariably knew the earlier works of this tradition and usually knew their contemporaries or near contemporaries. This feature is seen in Adam’s writings. There he shows the same range of patristic sources as the others, along with an interest in the writings of the Pseudo-Denis, the works of Anselm and Bernard (1090–1153), and the works of the almost contemporary Victorine authors in Paris, both Andrew (died 1175) and Hugh of St Victor (died 1142). To study Adam’s theology is to see his place within these larger twelfth-century movements; and from this we can infer that monastic thought and writing in Scotland in the period was fully part of the larger western monastic movement.
Michael Scotus (died, 1235 or later) Although Michael, from Kirkcaldy in Fife, could be seen as the slightly younger contemporary of Adam, in reality they are worlds apart. Adam belongs to the last flowering of medieval Latin theology from within its own resources: his work is characterised by a monastic ideal of ever greater attention to the inner life. Michael, however, represented the brave new world that sought out new learning from abroad and was fascinated by the new natural philosophy to be found in Arabic works based upon ancient Greek learning. His desire for these new works took him first to Toledo – one of the great translation centres – and then on to Italy, where he worked at the court of Frederic II and came to papal attention for his learning. In 1224 he was offered the archbishopric of Cashel (Ireland), but refused it on the grounds that he could not preach in Irish. He died sometime in the mid-1230s amidst widespread approval of his genius and work. Michael belonged to the first generation of scholars who brought back into the western learning, through their translations, the works of Aristotle and other ancient Greek writers. But they also brought in the works of Muslim and Jewish scholars, amid a panoply of other works such as commentaries on ancient texts and works attributed to the ancients. This irruption of new materials changed the western intellectual scene for ever. It was the task of centuries to re-imagine the edifice of Latin Christian thought while accommodating this new learning – a task many believe was never successfully completed. Most of Michael’s legacy consists of translations of Aristotle (from Arabic), of Arabic commentaries on Aristotle by Averroes (d. 1198), and other Arabic works written by Avicenna (980–1037). His own compositions are concerned with celestial mechanics and astrology and are cited in Sharpe’s A Handlist of the Latin Writers of Great Britain and Ireland before 1540. Given, however, the fluid state of definitions in the early thirteenth century, Michael probably saw all of this as ‘philosophy’ and, naively, as non-problematic for the Christian culture to which he belonged. It was upon this translation work of Michael, and others, that all the major thirteenth-century systems were based. This brings us to the most famous Scottish theologian of all.
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John Duns Scotus, Franciscan (c. 1265–1308) Born in the town of Duns, John entered the Franciscans and spent the remainder of his life south of the border, in Oxford and Cambridge, or abroad in Paris or Cologne, where he died. In the mid-thirteenth century, thinkers such as Thomas Aquinas and Bonaventure began the task of constructing new systems of philosophy and theology that integrated the Latin tradition with the ‘new’ materials from the Arab world, and which reflected the new inquisitiveness of the universities. While these soon began to harden into rival systems, there was still considerable fluidity until much later and John belongs to the second generation. His system, while less original than that of earlier scholastic thinkers, is an approach to theology and a range of philosophical questions that is complete in itself. Within in a few years of his death, it had been adopted by his Order as ‘their’ theology and become a recognisable school: ‘Scotism’. John was a prolific writer. Over twenty works are known with certainty to be by him and, alone among those mentioned in this chapter, can be said to have played a major influence on Christian thought down to our own day. While he became one ‘school’ within pre-Reformation debates, his work continued to be influential on both sides of the sixteenth-century divides. On the Protestant side, his stress on the ‘absolute power’ of God remained an important element for many thinkers, while, on the Catholic side, his Order continued to apply his system and champion particular aspects of his work. An example illustrates his influence: John held that Mary, the mother of Jesus, had to have been conceived without ‘Original Sin’ and despite much opposition from other schools over the centuries, this became official Catholic doctrine in 1854. Luke Wadding first published his works as a corpus in 1639, and at present these are being produced in a uniform critical edition in Rome. Given that his work is a system, and can only be appreciated in comparison to other medieval systems, attempts to present it in nuce are well nigh impossible, but there is a steady flow of guides to his work. This survey has only picked out a handful of individuals. But theology was, like law, a corporate endeavour in the Middle Ages. To produce these few writers requires not only a theologically rich environment (for example, teachers and books), but an even more widespread awareness of the questions that drive theology. This more diffused understanding can only be discovered through the analysis of the theology implicit in other religious texts, or in the arrangement and decoration of books, monuments and buildings. Only when we have such a context, observing changes taking place over centuries, can a proper account of any region’s theologies be written.
Further reading Hamilton, M. J. (1974), ‘Adam of Dryburgh: Six Christmas Sermons’, Analecta Cartusiana 16: 1–62. Matthew, H. C. G. and Brian Harrison (eds) (2004), Oxford Dictionary of National Biography, Oxford: Oxford University Press: under ‘Adomnán’, ‘Dryburgh, Adam of’, ‘John Duns Scotus’ and ‘Michael Scot’. O’Loughlin, Thomas (1994), ‘The Library of Iona in the Late Seventh Century: The Evidence from Adomnán’s De Locis Sanctis’, Ériu 45: 33–52.
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O’Loughlin, Thomas (1999), ‘Res, tempus, locus, persona: Adomnán’s Exegetical Method’, in D. Broun and T. O. Clancy (eds), Spes Scotorum Hope of the Scots: Saint Columba, Iona and Scotland, Edinburgh: T. and T. Clark, pp. 139–58. Williams, Thomas (ed.) (2003), The Cambridge Companion to Duns Scotus, Cambridge: Cambridge University Press. Wilmart, André (1930), ‘Magister Adam Cartusiensis’, in Mélanges Mandonnet, vol. 2, Paris: J. Vrin, pp. 145–61.
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A Fragmentary Literature: Narrative and Lyric from the Early Middle Ages Thomas Owen Clancy
In a long Irish text of about 1200 called Agallamh na Seanórach (The Discussions of the Old Men), St Patrick asks the aged warrior Caílte the location of the best hunt he ever took part in. Caílte’s response sees him break into poetry, as so often in this text; here the poem is about the Scottish island Arran: Arann na n-oigheadh n-iomdha, tadhall fairrge re a formna; oiléan i mbearntar buidhne, druimne i ndeargthar gaoi gorma. Ard ós a muir a mullach, caomh a luibh, tearc a tonnach; oiléan gorm groigheach gleannach corr bheannach dhoireach dhrongach [. . .] Mín a magh, méith a muca, suairc a guirt (sgéal is creite), can for bharraibh a fiodhcholl seóladh na siothlong seice. Aoibhinn dóibh ó thig soineann, bric fá bhruachaibh a habhann; freagraid faoilinn ‘má fionnall aoibhinn gach ionam Arann! (O’Rahilly, no. 40) (Arran of the many deer, ocean touching its shoulders; island where troops are ruined, ridge where blue spears are blooded. High above the sea its summit, dear its green growth, rare its bogland; blue island of glens, of horses, of peaked mountains, oaks and armies [. . .]
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The text this comes from is a ‘tale of tales’, all relating the adventures and reminiscences of the Fianna, the wandering warrior bands of Ireland, and especially of their chief warriors, Oisín (later to be rechristened as Ossian) and Caílte. Whilst the tale is an Irish one, its heroes were common to the literary stock of Gaelic Scotland also. We can point to tales about them composed by Scottish authors from the late Middle Ages through to the modern period, some of these relocated from their Irish origins to Scottish settings. Agallamh na Seanórach incorporates among everything else a great deal of material derived from other times and places, and our poem on Arran is of this sort. As a lyric poem, it has much in common with the nature poetry that would come to the fore in early modern Scottish Gaeldom – the casual shifts of perspective, the heaping-up of image on image, the difficult-to-translate crenulations of qualitative adjectives. This gem-like poem illustrates some of the difficulties we have in trying to understand two of the ‘latent’ literary genres in medieval Scotland – narrative and lyric. On the one hand, the evidence is suggestive and comparative – we can point to shared traditions and conjecture Scottish parallels. On the other hand, many of the individual items themselves are suspended in external media – just as this poem, perhaps composed in a Scottish context originally, has been preserved in the fruit pudding that is the Agallamh. It has been traditional to begin the history of Scottish literature with the first major work in Scots – John Barbour’s The Bruce – and with the fourteenth century. Throughout this first section of the History, we have been trying to give some sense of the literary riches of the earlier period – yes, all this literature is contested, in terms of text, place of origin, relationship to Scotland, but it nonetheless fills out our sense of Scotland as having a literary history which goes back before 1314. With certain genres – praise poetry, religious poetry, hagiography – there is no question but that solid traditions of these had taken root in the various cultures of early medieval Scotland. There are, however, uncomfortable lacunae even on the most generous reading of the earlier medieval corpus. Barbour’s Bruce throws into high relief the absence of substantial narrative texts from the earlier period, in much the way that later the work of Dunbar casts a shadow on the dearth of lyric. Of course, these works are in Scots, and there is nearly nothing of any sort in Scots or its predecessor language, northern Old English, from before the fourteenth century. What throws these lacunae into such high relief is comparison with the two other Celtic language traditions, Irish and Welsh, among whose literary corpus we find the various remains of texts of Scottish origin and relevance. Little of this ‘Scottish’ material is narrative, little lyric – yet both the main Celtic traditions are noted for the strong presence of narrative and lyric in the earlier medieval period. Here we think of the weighty story tradition of pre-1300 Ireland – the Ulster Cycle of tales alone comprises more than sixty individual texts, most from the Old and Middle Irish period (700–1200). Many of these tales contain dramatic monologues in verse,
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some of the finest of earlier lyric poetry, employing the voice of characters to express conflict, emotional turmoil, despair, and the pleasure of the natural world. This dramatic poetry is also found in the Welsh englyn cycles (see below), and other similar verses. Whilst there is little prose narrative from Wales before 1100, what we have from the twelfth and thirteenth centuries is impressive and masterly. These canons sharpen our sense of early medieval Scotland as a land of lost literature. And yet the signs of a healthy narrative tradition, and of lyric performances as well, are there, and this chapter seeks to explore a few of the fragments which allow us to fill in the lacunae, even if in a speculative vein. Strikingly, the longest non-ecclesiastical narrative from this period probably composed in a Scottish context is in the language least represented in this History of Scottish Literature. Sometime around 1200, a man who called himself Guillaume le Clerc set into French verse the hitherto unknown adventures in Arthur’s court of the oafish hero Fergus of Galloway. D. D. R. Owen has argued in several venues that this text is a Scottish composition, and has speculated on its authorship. As an Arthurian tale, it belongs to the third or fourth generation in the evolution of that literary cycle: parodic, with a knowing ability to undermine Arthurian conventions, confident in its ability to uproot and reorient its heroes in a Scottish setting. That setting clearly places the text in dialogue with the contemporary Scottish court, likely to be its original audience. If Owen is correct in assigning this text to William Malveisin, bishop of Glasgow and later of St Andrews, he joins his contemporary Bishop Bjarni of Orkney as the two prominent early providers of tales in which courtly love is a major motivating force. Bjarni (as Judith Jesch discusses in Chapter 8) is author of the Jómsvíkingadrápa (The Song of the Jomsvíkings) a tale of one warrior (Vagn) and his struggle amidst a fractious war to keep his vow of love to Ingibjörg. Bjarni’s masterly and bizarre telling of the tale is self-mocking, as he constantly laments his own ill-luck in love, and the fact that his audience is not even listening. For Fergus of Galloway, however, the authorship of the text is secondary to its literary significance, its rooting in the southern Scottish countryside of Arthur and his court, and its heroes, at play on the southern uplands. That such tales were being listened to in the twelfth century is in any case apparent. As Owen also points out, the appearance of clerics called Master Arthur and Master Merlin in St Andrews in the twelfth century suggests an audience; so too the presence in Perth of a mirror case with a scene from the Tristan legend depicted. Much of this, though, represents the participation in Scottish courts in the international vogue for the Arthurian; Fergus is one of the few testimonies to an early Scottish response, though there would be later ones. Two roughly contemporary texts closely linked to Glasgow also partake of this ‘British’ literary tradition. Fragments of the story of a madman named Lailoken are preserved. These are, on the one hand, clearly related to the hagiographical material of St Kentigern of Glasgow (as discussed by James E. Fraser in Chapter 11); on the other hand, they are crucial links in the evolution of the Arthurian character who would come to be named Myrddin in Welsh, Merlin(us) in Latin and English. It seems clear from Welsh tradition that this character’s story had always been set in northern Britain. That tradition tells of how he went mad in the battle of Arfderydd, probably Arthuret in Liddesdale, and lived in the woods, prophesying. The best and clearest narrative realisation of this is Geoffrey of Monmouth’s Vita Merlini, which looks to have had some northern sources lying behind it. But the Lailoken fragments are very much a local Glasgow product, and sport a mad hero who rebukes saints, outwits kings and exposes the adultery of queens. He plunges to his threefold death in the end (simultaneously beaten to death, drowned and impaled), and
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later versions of these texts locate his death and burial on Tweedsmuir, connecting his grave with political prophecies. If one erstwhile Arthurian character has some roots in the diocese of Glasgow and its Latin writers, so too does another. In the various Lives of St Kentigern, the saint’s father is made out to be Owain, son of Urien (that Urien who, as we have seen, was the object of early praise poetry). The scenes describing the conception of Kentigern (in one version, Owain disguises himself as a woman to get close to Theneu, daughter of the king of Lothian) belong to a series of in-tales in the Life which breathe the air of a more secular literary world. Here, we should not forget the capacity, and, in some cases, the necessity of Saints’ Lives to entertain as well as to edify. Saints Lives, like the historical texts discussed in Chapter 19 by Nicola Royan and Dauvit Broun, can be a productive source of earlier medieval stories. But in both cases these narratives are made subject to the genres’ overall design, either to illuminate the saintliness of the hero, or to punctuate chronology. Throughout Europe, clerics of various sorts were at the vanguard of pioneering new literature, recycling old legends into new and modish guises and as attentive to the needs of aristocratic patrons as godly ones. One final narrative text from twelfth-century Glasgow brings home the fact that churchmen could create heroic poetry and tales of war as much as the deeds of the saints. The ‘Song on the Death of Somerled’, composed not long after that event of 1164 by yet another William the Clerk, this time a cleric of Glasgow Cathedral, celebrates the defeat of the king of Argyll and the Isles in his attack on the Clyde. (It may be found in W. F. Skene’s Johannis de Fordun: Chronica Gentis Scottorum, 1871.) The imagery is powerful; the poem driving in its immediacy. This is a tale told in Latin verse, and the audience, most likely the clergy of Glasgow diocese, would glory in the fact that it was through the intervention of St Kentigern and his successor bishop, Herbert, that the attacker fell, as the army was bamboozled by vegetation and smoke. Audi, mira; quia dira diris erant praelia. Myriceta, et spineta, verticem moventia, Thymus usta, et arbusta, rubi, atque filices, Timebantur, et rebantur hostibus ut milites; In hac vita, non audita erant haec miracula. Umbrae thymi atque fimi extant propugnacula. Sed in prima belli rima, dux funestus cecidit; Telo laesus, ense caesus, Sumerledus obiit. (Hear and be amazed! To the terrible the fight was terrible. broom thickets and thorn hedges tossed their heads; wild thyme burning, orchards, brambles, ferns filled them with fear, as they appeared as armed men to our foes. In this life, there have not been heard such miracles. Smoky shadows of thyme reared up to be our ramparts. The deadly leader, Somerled, died. In the first great clash of arms he fell, wounded by a spear and cut down by the sword.)
The climax is that a priest cuts off Somerled’s head, and the bishop holds it aloft, praising the Scottish saints. This bizarre clerical epic is a reminder that battle narratives must have formed a stock in trade of court entertainment in secular as well as episcopal halls. Indeed, the poetry for Urien Rheged discussed in Chapter 6, ‘The Poetry of the Court:
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Praise’, includes several stirring battle narratives celebrating Urien and his son Owain’s victories. If these narratives are compressed and allusive, and made subservient to the needs of professional encomium to praise the patron, we nonetheless engage in them with the core heroic narrative of the battlefield. So too, from the later medieval period, some of the earliest attested Gaelic tales, told in verse and preserved in The Book of the Dean of Lismore, are battle tales, whether of the conflict between hero son and hero father in the tale of Cú Chulainn and Conlaoch, or of Fionn and his warriors. Narrative, as we have seen, can intersect with the poetry of praise, and some of the verse tales from the later Middle Ages are recounted as apologues, affixed to more conventional praise poems. In the case of one poem by Muireadhach Albanach Ó Dálaigh (who is discussed by Katharine Simms in Chapter 9), composed for the mormaer of the Lennox, his ancestor’s marriage to the eponymous Leven is emblematic of the river’s centrality to the Lennox and its rulers, with their seat at Balloch. This is one of the clearest-cut Scottish examples of one of the most productive motivations for tales in early medieval Ireland, the genre known as dindsheanchas (lore of prominent places), in which the question ‘why is X so called’ is answered through story. Here the Leven is called from the king of Scotland’s daughter who drowned in the river. That such tales were persuasive to their audiences is shown by the known effects of Muireadhach’s fabricated legend. He makes a Munster prince in exile, Corc, the lover of Leven, and is surely the first to create this story. But subsequent generations of the Lennox would employ the name Corc, and his son in the story, Maine, among its sons. A parallel, if more eclectic, situation is that of the Campbells, who would trace their ancestry to literary heroes – to the warrior of the Gaelic Fianna, Diarmaid Ó Duibhne, as to the British hero Arthur. Dindsheanchas lies also behind the one piece of Gaelic narrative in prose we have from the period in question (not counting here the Gaelic translation of the Historia Brittonum made in eastern Scotland in the eleventh century). This is the foundation legend of Deer, which is found in the twelfth-century Gaelic notes to the Book of Deer. The legend tells of how the mormaer of Buchan interfered with St Columba and St Drostan in their efforts to establish a monastery; his son fell ill, and could only be cured by his repentance and the efforts of the clerics. With that, he granted to them the site of Deer, which took its name, according to this story, from the tears (déara) Drostan shed upon Columba’s departure. While this is hardly pulsating literature and is perceptibly constructed to advance Deer’s proprietorship, it is significant for showing north-east Scotland as capable of participating in the general narrative trends of the wider Gaelic world. It is also one of the earliest pieces of writing to display distinctively Scottish Gaelic linguistic features. One of the earliest Gaelic tales relating to Scotland that we have in full, again told in verse, is affixed to a king-list of the kings of Leinster. The poem as we have it must surely be fashioned by a Leinster poet, and yet it flatters a Scottish audience as well, implying that Scottish kings have equal birthright to the Irish kingdom. The tale is of the famous king Aedán mac Gabráin – historically a king of Dál Riata in Argyll around 600. The tale is utterly ahistorical, however, recounting as it does how the future king of Leinster was in exile in Alba. When his wife gives birth to two sons on the same night that Gabrán’s wife gives birth to two daughters, one of each is exchanged – the result is that Aedán is really the son of the king of Leinster. This tale is of interest, not only for the Shakespearean comedic plot, but also as one representation of what was clearly a large body of narrative, in various traditions, about Aedán mac Gabráin. To the Welsh, he was Aeddan Fradog (Aedán the Wily); Irish storytellers clearly had further tales about him which no longer survive, though some that do depict
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him as treacherous and devilish. Here, however, he is the Scottish king paramount, reminding us of central episodes in Adomnán’s Life of Columba in which this king is ordained, and in which through prayer he, too, achieves victory in battle. He would appear also to have attained notoriety in English-speaking Scotland, for, in the twelfth-century account of St Æbbe of Coldingham recently edited by Robert Bartlett, she is ruthlessly pursued ‘by a tyrant of the Scots called Aidan’ (a quodam Scottorum tiranno Eadano), from whom she escapes only by taking refuge at St Abb’s Head. Almost all the narratives we have been discussing so far, with the exception of those contained in hagiographical material, have been in verse, although tales told in Latin, Norse, Gaelic, Welsh and French have been mentioned. Viewed from a European perspective, or even an English one, this is quite normal for medieval narrative. Viewed from the north, however, it is less so. In medieval Ireland, Wales and Scandinavia, the dominant mode of narrative was prose. In the traditions of each of these cultures, we find prose tales involving Scotland to a greater or lesser extent – tales like that of Deirdriu in the Gaelic tradition, or Njalssaga in the Icelandic. Of course, the Orkneyinga saga is the greatest example of all of a prose narrative, here in the historical vein, with its roots in Scotland, although, as Judith Jesch discusses in Chapter 8, its composition lies firmly in Iceland. Prose narrative is singularly lacking from Scotland, other than the religious or historical. This is true, however, of the Welsh tradition before the 1090s as well, so that the absence of prose narrative need imply no more than lack of survival. The most impressive narrative texts from early medieval Wales are cycles of poems, mostly spoken by characters in dramatic situations. There has been much debate over whether these are the fragments of lost tales in mixed prose and verse, or can stand on their own. One of these cycles relates the downfall of the northern kingdom of Rheged, and the death of its king Urien. The central poems within it are spoken by a man who bears Urien’s head away from the battlefield. Whether he has slain Urien or merely beheaded him after he has died is unclear, but the speaker is riven by inner turmoil, produced by the fact that Urien was both his kinsman and his lord. While this cycle of poems is certainly a Welsh product as it stands, there is a possibility that it derives in part from northern compositions. If so, it shows the British north participating in one of the most striking literary genres within Celtic literature. The use of the dramatic verse monologue as a lyric form of exploring strong emotion, personal conflict, love, grief is particularly prominent in the Irish tradition, but, as we have seen, also a major part of the Welsh. Maria Tymoczko has described this as the ‘poetry of masks’, the donning by the poet of a ‘traditional mask’ in order to get beyond the constraints of professional poetry and explore the inner world of the human. Some of this Gaelic tradition did certainly take root in Scotland, as witness later versions, from Scottish contexts, of poetry cast in the voices of Fionn, Oisín and Caílte, or the heroine Deirdriu’s lament for her lover and his brothers. Deirdriu (whose legend must have been known in south-east Scotland as her name appears in personal names there in the twelfth century) also became an effective mouthpiece for celebrating the natural beauty of Scotland, because of the time she had spent in exile with her lover here. So we find her, too, voicing praise of nature: Binn gotha fiadh ndruimdhearg mballach faoi fhiodh darach ós maoil mullach; oighe míolla is iad go faiteach ‘na loighe i bhfalach san ghleann bhileach.
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Gleann na gcaorthann go gcnuas corcra go meas molta do gach ealta; parrthas suain do na brocaibh i n-uamhchaibh socra ‘s a cuain aca. (O’Rahilly, no. 43) (Sweet the sounds of the red-backed brindled deer beneath the oakwood at the hilltops’ crest gentle hinds, easily startled, lying concealed in the tall-treed glen. Glen of the rowantrees with crimson berries with fruit that’s fit for every birdflock sleep’s paradise for the badgers with their litters in their silent burrows.)
Saints, too, were legitimate masks to don, none more so than Columba, whose character most importantly gave voice to his regret in leaving Ireland behind, but also to delight in the natural world of the island-studded sea. Though we can have no certainty of its origins on Iona, a quietly meditative twelfth-century poem depicts the saint in this mode: Meallach liom bheith i n-ucht oiléin ar bheinn cairrge, go bhfaicinn ann ar a meince féth na fairrge. Go bhfaicinn a tonna troma ós lear luchair, amhail chanaid ceól dá nAthair ar seól suthain. Go bhfaicinn a trácht réidh rionnghlan (ní dál dubha); go gcloisinn guth na n-éan n-iongnadh, seól go subha. (O’Rahilly, no. 42) (Delight I’d find in an island’s breast, on a rock’s peak, that there I might often gaze at the sea’s calm. That I might see its heavy waves over the brilliant sea as it sings music to the Father on its constant way. Might see its smooth bright-caped strand (no dismal tryst) might hear the strange birds’ calls, a joyful strain.)
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Here, the author taps not just into Columba’s legend, but also into a taste for the sort of nature poetry which allowed poets to step outside the immediate confines of piety or patronage. This chapter has hinted darkly that although we can suggest and cajole the evidence a little, there is a fundamental lack of strong narrative or lyric in Scotland’s earlier literary remains. One tale does stand out, however. It is a voyage tale, which tells of the adventures of two of St Columba’s monks on the ocean. The earliest versions of this tale are Irish, the earliest extant version, indeed, probably composed in Kells in the early tenth century. But from perhaps the thirteenth or fourteenth century (at the latest fifteenth – it is found in two fifteenth-century manuscripts) is a version almost certainly refashioned in Iona. The tale opens in Ireland, with the murder of one of the royal heirs by a tribe, the Fir Rois. Columba’s advice is sent for – what to do with these regicides? His advice, sent via his two monks, here called Sniaghus and MacNiaghus, is that the Fir Rois should be sent out on to the open ocean. Sailing back to Iona, the clerics decide to follow their example, cast their oars away, and let God take them where he will. They are borne to a series of islands, inhabited by cat-heads, dog-heads, pig-heads, giant salmon and other wonders. In this ocean-desert, they are fed miraculously by God. They come across an island containing a huge tree, inhabited by birds, and one bird sings Psalms and salvation history and prophesies the Day of Judgement. The clerics fall asleep and, when they awake, they are given a huge leaf from the tree, to take back with them as a relic. They sail to another island where they find the Fir Rois, seemingly vindicated or purged, awaiting the Day of Judgement. And finally, to an island with one great house with a hundred doors, an altar at each door and at each altar a priest saying mass. After participating, and receiving a further relic, a golden cowl, they set sail for Iona again. There they return, and place the cowl and the leaf on the altar in Iona. Before doing so, however, they write the story of their adventures on the giant leaf. It is worth noting that, at this final point, one manuscript contains an early piece of critical comment on this tale, saying ‘is sgeol mi-tharbhach gan chontabhairt’ (‘and a right worthless tale it is without doubt’)! We may wish to disagree. This later version of the tale is interspersed throughout with poetry. Many of the poems comment on the action of the prose in a technique very common in medieval Irish tales, though the poems themselves are raised above mere narrative verse by lyric stanzas: Glass, fuar errach oighreta mór a tonda, ’sa trethain imga cetha ag coimherge fa an lind-fhairge lethain (Grey, cold, frosty springtime, great its waves and its sea-swell many the mists that are rising over the wide liquid ocean.)
This tale gives us a glimpse into both Gaelic imagination and narrative technique from the earlier Middle Ages. It allows us to see that Scotland too participated in that extraordinary fusion of native creativity and Christian belief which infuses so much of early Irish literature. It also allows us to see the kind of detailed narrative twist such storytellers
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were capable of. The tale we read is revealed to have been first transcribed on one of the leaves brought back from the ocean otherworld, a leaf from the tree of the Birds of Heaven, a tree where the most influential narrative of all, the biblical narrative of salvation, is declaimed over and again. If we are limited to fragments for the lost genres of early Scottish literature, those fragments can at times convince us that what we have lost was rich and deep indeed.
Further reading Clancy, T. O. (1998), The Triumph Tree: Scotland’s Earliest Poetry, AD 550–1350, Edinburgh: Canongate. Jackson, K. H. (1972), The Gaelic Notes in the Book of Deer, Cambridge: Cambridge University Press. Le Clerc, Guillaume (1991), Fergus of Galloway, ed. D. D. R. Owen, London: Everyman. O’Rahilly, T. F. (1927), Measgra Dánta, 2 vols, Cork: Cork University Press. Owen, D. D. R. (1997), William the Lion, 1143–1214: Kingship and Culture, East Linton: Tuckwell. Tymoczko, Maria (1996), ‘A Poetry of Masks: the Poet’s Persona in Early Celtic Poetry’, in K. A. Klar, E. E. Sweetser and C. Thomas, (eds), A Celtic Florilegium: Studies in Memory of Brenadan O Hehir, Lawrence, MA: Celtic Studies Publications, pp. 187–209.
1314–1707
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Land and Freedom: Scotland, 1314–1707 Edward J. Cowan
On the eve of Bannockburn, Robert Bruce, according to his poetic biographer and eulogist, John Barbour, told his troops that they were fighting for their lives and their families, as well as for their freedom and their land. The unexpected victory, together with the propagandist, if inspirational, Declaration of Arbroath in 1320, marked the emergence of a new, muscular, articulate and memorious Scottish nation, which demanded a new historiography and a new literature. The favoured languages were Latin to broadcast the country’s great achievements internationally, and Scots for the folk at home; Gaelic remained, largely but not entirely, an oral medium. Historical and literary models had been furnished in the 1290s – a Latin chronicle until recently unrecognised, and the famous vernacular lament for Alexander III. Historians and their public have long debated the accuracy of the appellation ‘The Scottish Wars of Independence’, arguing that Scotland always had been, and would remain, an independent country, despite near-total English conquest in 1296 and 1304. Yet, the struggle for independence was to prove as real as it was rhetorical during the next two centuries and more. From 1371 Stewart Scotland was incessantly distracted by the aggressive English who inflicted savage defeats in such debacles as Flodden (1513) and Pinkie (1547). When military endeavours finally failed in the mid-sixteenth century, more insidious political and cultural infiltrations, in which the Scots admittedly were often complicit, continued the campaigns. Union with England, seriously debated by Bruce’s son and successor in the 1350s, remained a perennial possibility while, with Reformation, Protestantism seemed to herald the promise of religious integration. The succession of James VI to the English throne was hailed as a dynastic triumph by his acolytes, but distinguished as a disaster by his people. Ironically the greatest threat to Scotland’s freedom proved to be her kings between 1603 and 1707, as they successively strove to anglicise the northern kingdom, starting with its Kirk and so igniting the momentous Covenanting Revolution in 1638 and the most tragic and bitter wars in the country’s history. The Restoration of Stewart/Stuart despotism in 1660 merely extended the agony, culminating in the misnamed ‘Glorious Revolution’ of 1688–9, the ideologies of which event the Covenanters could be said to have anticipated. The song Bruce commenced at Bannockburn ended in the Treaty of Union in 1707. Following his great victory, Bruce had to pursue a policy of reconstruction as he sought to heal a kingdom riven by civil, as well as national, warfare. Fiscal, political and legal reforms were necessary. The Church had to be reassured, the succession guaranteed and military pressure maintained. Controversially, the magnates had to make choices about allegiance and whether their English estates were more valuable than their Scottish lands.
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Thus, the Disinherited were created to remain a potential threat to the Bruce cause for a further forty years. They rebelled in 1320 and after Bruce’s death, with English backing, they supported Edward Balliol, who sought nothing less than the restoration of his father’s kingship. Some of the rebels had actually affixed their seals to the Arbroath Declaration, a letter sent to the Pope urging him to put pressure on Edward II of England to recognise Robert as rightful king of Scots. The inspirational rhetoric, flowing in the names of the nobles, barons, freeholders and ‘the community of the realm of Scotland’, recounted much of absorbing interest about the nation’s history, but it went on to make two supreme points. First, it argued that Scottish kings were responsible to their subjects who elected them and could thus, if necessary, depose them, the first articulation of the contractual theory of monarchy, it has been argued, in European history, and one furthermore rooted in a context of practical politics. Second, the document went on to make a universal appeal to dignity and freedom: For so long as a hundred of us remain alive, we will never on any conditions be subjected to the lordship of the English. For we fight not for glory nor riches nor honours, but for freedom alone, which no good man gives up except with his life.
It has often been observed that the promise of such notable sentiments was never realised, particularly during the ‘dark and drublie dayis’ of the fourteenth and early fifteenth centuries, though such notions are overdue for drastic and substantial revision. The period was characterised by famine, the bubonic plague known as the ‘Black Death’ and by fairly continuous warfare, but it was politics as usual during and after David II’s eleven-year stint as a prisoner following his capture at Neville’s Cross in 1346. It is possible that some of the nobility who served as hostages between 1346 and 1371, as well as humbler individuals who served in various diplomatic and negotiating capacities, for example for payment of the king’s ransom, may have been exposed to the English language for significantly lengthy periods of time. The process of linguistic exchange may be thought to have been further reinforced during the captivity between 1406 and 1424 of James I whose Kingis Quair is an odd combination of Scots and English. He is also, as hostile critics understandably enjoy pointing out, the first Scottish king who was evidently literate! The ‘stout, young and jolly King Davie’ had invaded England, ‘desirous to do something worthy to have memory that he be compared in some part to the glory of his father’. On his return, he displayed the quality of ‘radure’, severity in governance, much commended by the commons. He was also a shrewd financial manager, an accomplishment which tended to benefit the poor rather than the nobles who were the original tax-dodgers. More importantly perhaps, he presided over a minor literary and historical renaissance, during which John of Fordun produced his Chronicle of the Scottish Nation in Latin and John Barbour penned The Bruce. The first sustained vernacular account of Scottish history is to be found in the ultimately tedious rhyming couplets of Andrew Wyntoun’s Orygynale Cronykil of Scotland, which was written for a Fife laird c. 1420, a valiant attempt to make sense of confused, and often competing, traditions about the past. In the 1440s Walter Bower, abbot of Inchcolm, determined to complete Fordun’s account in his Scotichronicon. All of these writers, fascinated and inspired as they were by the struggles of Wallace and Bruce, sought to create a kind of national epic. Barbour famously exulted that ‘fredome is a noble thing!’, though like the historians, he was much concerned with ‘suthfastness’ or truth in describing the past, with showing ‘the thing richt as it wes’, so that it would be implanted in the nation’s memory before it was forgotten. Bower was even more explicit:
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In particular I shall not aim in my writings at beauty of style with brilliant diction, but I shall try to devote my attention to the true riches of different historians and to events known to me otherwise. Indeed the chronicles by themselves are so brilliant, vouched for by the names of the writers, that they do not need the lustre of an elaborate style to delight the hearts of readers. In addition to this the artlessness of an uncultivated style has usually removed all suspicion of falsification. For how could any one who is quite unable to produce a polished style know how to fabricate fiction?
The abbot wrote for David Stewart of Rosyth, another laird who, like Wyntoun’s patron, belonged to a section of Scottish society which demanded access to the nation’s past. Both Wyntoun and Bower catered for an audience that also increasingly thirsted after the poetry of the ‘makars’ such as Robert Henryson, William Dunbar and Gavin Douglas to name only the best known. Such consumers of history and literature would have had their patriotic aspirations – as well as any lingering bloodlust – sublimated in Blind Harry’s Wallace. This epiphanised Scotland’s greatest hero while rendering him parahistorical, a circumstance which still does not dissuade some would-be historians from seeking history where very little is to be found. These readers or listeners represent a new social constellation, seldom celebrated in national annals, namely an emerging middle class. This demanded school and university education for its (male) offspring in preparation for careers as civil servants, churchmen or lawyers, or recognised potential in the world of commerce as burghs developed and trade with the continent expanded. These were people who were perhaps less concerned with ‘the melancholy procession’ of Stewart kings named James, than they were with securing their own comfort and the future of their families, who tended to build more comfortable houses, and to purchase ever more exotic consumables for themselves. Such men sought a voice in Parliament, which they recognised as the main plank of government and which we now know to have functioned much more frequently and efficiently in the later Middle Ages than used to be believed. Monarchs always needed parliaments to raise revenue in the form of dreaded taxes. Scots understood as well anyone in Europe that such levies were not freely given without much bargaining and hard-won concessions. The legend of Wallace was ever present to remind potentially overambitious kings that the Common Man would come to the fore in his country’s hour of need; nor was the enduring message of Arbroath forgotten. It was to become one of the invincible assumptions of the Scottish people that a king was answerable to his subjects, a notion which did not imply perpetual anti-monarchical revolt because the Scots respected and craved good kingship, as is testified by much historiography and literature in the period. Monarchs, in any case, were becoming more distant and impersonal with the passage of time. An inventory from Edinburgh Castle in the 1370s mentions ‘ane instrument callit ane gunn’ so signifying Scotland’s experience of the impending military revolution. It was metaphorically appropriate that James II should have had his head blown off by one of his beloved weapons when it exploded in his ‘fiery face’ at the siege of Roxburgh Castle in 1460, for when he married Mary of Gueldres he demanded that the dowry be paid in cannon. Artillery was expensive, not only to purchase and maintain, but also to service since specialist gunners were required. Furthermore, it required a new castle design because cannonballs could easily penetrate medieval curtain walls and so thicker squatter fortifications such as tower-houses were preferred. As James’s accident had shown, gunpowder was unreliable and, in point of fact, archery was deemed more accurate in some areas until the seventeenth century. Artillery, however, caused something of a caste revolution because the weapons did not discriminate between ranks or classes. As Don Quixote disapprovingly
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noted, guns would blindly kill aristocrats as well as commoners. Soon cannon were beyond the resources of all save the Crown. It is no coincidence that the families who sprang to the forefront during the depressingly repetitive sequence of minorities from 1406 until the 1580s overwhelmingly operated as keepers of royal castles. That such keepers often failed to survive the succession of an heir testifies to the strength and popularity of the legally constituted monarchy as it does to the vibrancy and security of the commonweal. The middling folk also flexed their communal muscle in their relationship with the Kirk. Contrary to Protestant propaganda, there is good evidence that these folk remained pious, but that they were possessed of a considerable streak of anti-clericalism, a contempt for fat cats and idle bellies as represented by some abbots, friars and seculars, and even a resentment of popes who seemed to behave rather as secular potentates, using their plenipotential powers for political purposes. Such grievances manifested themselves in an unwillingness to export valuable resources needlessly to the Vatican, accompanied by a corresponding fad for lavishing decoration on local burgh or collegiate churches. Perennial resentment persisted of dues (specifically teinds or 10 per cent of income) paid to a Kirk which seemed to have lost sight of its responsibilities. There was long-standing criticism of poor buildings, priests of limited ability and complaints about appropriation. The latter practice, whereby the revenues of individual parish churches were transferred elsewhere as an act of charity by the local patron, can be documented from the twelfth century onwards, but it was more widespread in Scotland than anywhere else except Switzerland. It is doubtful if all criticisms were equally valid. Many people were probably quite happy with their local non-celibate priest, just as not all monks abused their vows of poverty, chastity and obedience. The Reformation, however, most likely came about in Scotland, virtually the last country to experience reform, because people were becoming more pious rather than less, because there was an increasing demand for spirituality and guidance that was manifestly not being met. A Church riven by internal dissension and squabbles about authority was hardly best placed to describe the parameters of acceptable behaviour that so many of its flock craved. The Presbyterian devout never seem to understand that parishioners are much more scathing and scatological about their priests than congregations ever are about their ministers, as the most superficial perusal of Boccaccio or Chaucer will indicate. In Scotland, both David Lindsay in his play, Ane Satyre of the Thrie Estaitis (first performed at court in 1540 and in public in an extended version in 1552), and John Knox in History of the Reformation (first printed 1587) manipulated folk humour in the interests of reform. Lindsay’s memorable character, Johne the Common-weill, although English in inspiration, draws upon well-established popular ideas about Scottish constitutionalism, ideas matched by his older contemporary John Mair, whose Latin History offered a more scientific, experiential or commonsense view of the past. The latter was the first of what might be described as a series of Scottish sixteenth-century ‘conjectural historians’ who anticipated their Enlightenment colleagues by some two hundred years. Although Mair would have no truck with Reformation, two of his pupils emphatically did – John Knox and George Buchanan, both as it happens implacable critics of Mary Queen of Scots. Mary’s personal rule lasted only six years and she was removed before her twenty-fifth birthday. She has long been associated with scandal, conspiracy, sexual adventurism and Catholic martyrdom, but arguably the most significant event of her career was her deposition at the hands of her subjects. Knox wrote of the unnatural government of women, due to their subordination to their husbands whether foreign royals or home-based aristocrats. Mary’s outrageous behaviour appeared to reflect the legendary female frailty and potential for corruption so often cited in the course of the witch hunts which seized the Scottish
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imagination during the sixteenth and seventeenth centuries, thus coinciding with what is often regarded as the most religion-obsessed period in Scotland’s history. Recent estimates suggest a total of some 3,837 recorded cases involving the execution of at least 2,500 convicted witches, 84 per cent of them women, and this is likely to be an underestimate due to the loss of evidence. Surviving records indicate that there was a wider target, namely ‘superstition’, nurtured by folk-belief and popular culture, widely considered by Protestants to preserve remnants of Catholic belief and thus sympathy for the old Church. Into the diabolical vortex were to be sucked folklore, rituals, cures for people and animals, spells to restore milk to cows, visits to holy wells, belief in fairies, music, song, dancing, drinking and sex. There is a kind of phantom history of early modern Scotland to be written, detailing events that are documented in court records, but which never took place outside of the imagination of inquisitors, torturers, victims and the tragically deluded. Witch-hunting actually intensified in the south-west as a response to the negotiations leading to union in 1707, in defence of what was perceived to be a threat to the integrity of the Scottish religious establishment. Poets such as Dunbar and Alexander Montgomerie literally indulged their fascination for the ‘eldritch’, drawing upon a body of medieval traditional material and balladry, while at the same historical moment women were being killed for admitting to fairy belief. A hundred years later, when deism raised its unwanted head in the first skirmishes of what would prove to be the Enlightenment, men such as George Sinclair and Robert Kirk produced tracts which were intended to prove the incontrovertible existence of God by demonstrating the reality of witches, fairies, spirits and the supranatural in general. One writer who captured something of the new ferment and mutability of the sixteenth century, and who was seldom limited by his imagination, was Hector Boece, author of the fabulous, and hugely influential, Scotorum Historia (1527). In his introduction, he explained that the world and its contents were subject to change; nothing was permanent. He included in his History only what was known to him through personal study and industry or by consulting ‘richt trew and faithful auctoris’. Boece was one of the great Renaissance Scots, but he truly baffled posterity by including hefty dollops of myth, legend, tradition and sheer invention in his chauvinistic narrative. Yet so popular was his account that John Bellenden received a royal commission for translating the History into Scots (1531), a process overseen by the author himself. The Scots, it seems, have always opted for the more colourful and more flattering version of their country’s past. John Leslie and George Buchanan, in their respective histories, celebrated a period of over two thousand years during which language, custom, costume and manners had survived as recognisable entities, so anticipating those eighteenth-century writers who, dazzled by James Macpherson’s Ossianic translations, exulted in a culture that was believed to be at least as old as that of Greece and Rome. Both wrote in Latin, as convinced and well-regarded humanists intent upon communicating their nation’s history to as wide an audience as possible. Leslie regarded history as ‘the witnes of tymes, the maistres of lyfe, the lychte of truthe’; not for him misty fables and the painted colour words designed to obfuscate rather than clarify. Buchanan, following his old teacher Mair, believed in the supreme authority of the classicists upon whom he was dependent for information about large chunks of Scottish time. He dismissed as ridiculous the view that the void had been filled by native bards and seanchaidhean ignorant of letters and learning who relied upon fallible memory and the expectant patronage of their chiefs. Buchanan, probably the greatest intellect of sixteenthcentury Scotland, was severely dismissive of all fabulists, particularly those who composed in the vernacular.
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Boece, Buchanan and Leslie provide a neat introduction to the Gàidhealtachd, or Gaelicspeaking Scotland, nowadays associated mainly with the Highlands and Islands, but, in their day, following the Clyde frontier to almost the edge of Glasgow and spilling over the geological faultline of the eastern Highlands into the counties of Dumbarton, Stirling, Perth, Angus and Aberdeen. Part of the Viking heritage was the MacDonald Lordship of the Isles which extended from the Butt of Lewis to the south end of Kintyre, all administered from Finlaggan in Islay. Various other clans were involved in this assertively Gaelic institution, meeting in council to elect and install the Dominus Insularum, who was a powerful patron of poetry, music, stone carving and justice. The lordship’s chief characteristic was perhaps its peacefulness. Its most significant warlike eruption occurred in 1411 when Donald of the Isles led an army into the northern Lowlands to be defeated at the battle of Harlaw outside Aberdeen. The lordship was eventually forfeited in 1493 by the Crown, which then employed the Gordons on the north-east and the Campbells in the south-west as its agents in the Highlands. The Campbells would soon emerge as one of the most successful, as well as the most hated, of all clans, much of their incentive deriving from a desire to engross the former lordship. They operated happily in a Lowland as well as a Highland orbit, often as Crown agents, as when they were employed at the end of the sixteenth century to despatch the MacGregors in a regally inspired genocidal conspiracy. So vicious were the measures taken against the ‘children of the mist’ – executing the men, branding the women, forcibly removing children to be Lowland-educated, and levying extortionate fines on all from the Borders to Caithness who sheltered MacGregors – that they generated widespread revulsion. This intensified when the Campbells received another commission against the MacDonalds of Kintyre and Islay. James VI, on becoming James I of England, used the resources of his new kingdom to launch an all-out attack upon Scottish traditional society in the interests of advancing ‘civilisation’. The Borders had long served as a buffer zone between Scotland and England, and had been cultivated as such, but by the sixteenth century Scottish kings condemned the ‘clannit folk’ of the region, deploring the ‘gangsters’ (the first appearance of the word) who operated there and who appeared to be a law unto themselves. Sword and gallows were employed to cleanse the cleuchs, while in the case of the Grahams of the West March, transportation was implemented. It can be no accident that so many of the ‘big ballads’ deal with events in the 1580s and 1590s, the product of societies which believed themselves to be in a state of siege and which were facing unprecedented and utterly bewildering assault from their own monarch. In the north-east, ballads similarly commemorated defeat and treachery at the hands of the Gordons, often with Crown backing. There was a similar campaign in Orkney and Shetland where Norse law was abolished and the Stewart earls taken out. James, however, reserved his fiercest venom for the Gàidhealtachd. The MacGregors were prosecuted for genealogical impertinence because they boasted that their race was royal, descended as they were from Cinaed mac Ailpín (Kenneth Mac Alpin). MacDonalds were targeted because their clansfolk aided Irish resistance against the English. Basically, so far as the king was concerned, Gaeldom, representing an anachronistic culture and society, was incompatible with a modern state. He was not in the least impressed by the two thousand years of history that had so intrigued Leslie and Buchanan. Indeed, in the Statutes of Iona (1609), James developed a policy which was to be implemented vis-à-vis the Highlands and Islands during the following two and a half centuries and which can be summarised as Plantation, Deculturalisation and Extirpation. Plantation involved the establishment of Lowland colonies in Gaeldom at such places as Stornoway, Inverness, Inverlochy and Campbeltown, which, on the bastide principle, would gradually
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civilise surrounding inhabitants on exactly the same model then being implemented in Ireland and the American colonies. Deculturalisation involved such measures as reducing the number of followers who could accompany a chief, as well limiting the weapons they were permitted to carry. The statutes attempted to ban the payment of rents in whisky. Inns were to be established to encourage an influx of travellers in regions still regarded with superstitious awe. Most significant of all the language was under threat because the sons of chiefs would not be permitted to inherit unless they could read, write and speak English. Extirpation, or the rooting out, of the unwanted, is patently exemplified in the case of the MacGregors. James made no secret of the fact that he contemplated a final solution, if necessary, for other parts of the Highlands as well. He condemned himself out of his own mouth when he stated that ‘We wilbe spairing to dispose upon ony pairt of these Yllis, and unwilling to extermine, yea skairse to transplant the inhabitants of the same, bot upon a just caus’ (emphasis added). ‘Just causes’ are all too often in the eye of the beholder. Thus, he provided justification for his own actions, for the Massacre of Glencoe, for the savage and inhuman treatment of all Gaels in the aftermath of the ’45 rebellion, and for those who, in the nineteenth century, engineered the Highland Clearances. James VI is a true enigma, presiding as he did over one of the crucial conjunctures in Scottish history, the man who fulfilled the prophecies of Merlin by becoming the first king since the legendary Arthur to rule over the whole of Britain. He it was also who revived the medieval notion of the Divine Right of Kings in order to counter the theocratic views of the Presbyterians and the radical ideas about contractual monarchy given a new injection of life by the publications of Buchanan. The latter, as royal tutor, did not hesitate to ‘skelp the erse of the Lord’s anointed’ to ensure that James became one of the most intellectually well endowed of all British monarchs, but the tract in which he was most explicit on the sovereignty of the people issue, De Jure Regni apud Scotos Dialogus, was designed as a warning, a depiction of the worst scenario that could befall a king in order that it might be avoided in future. Even so James’s attempts to treat the Scottish Church ‘like a pendicle of the diocese of York’, markedly intensified by his successor Charles, led to the constitutional crisis that was the Covenanting Revolution. Subscribers of the National Covenant (1638) undertook the defence of their king and their Kirk until such inherent incompatibility became so obvious that the righteous were forced to take one side or the other. A covenant was a contract, in perpetuity, into which one entered with God. Usually it was an abstract notion, but in Scotland it was a physical document which people actually signed, representing we may think the emergence of a new type of civic responsibility. The Solemn League and Covenant of 1643 was a more cynical affair, which aimed to trade Scottish military aid for a Presbyterian establishment in England. The Marquis of Montrose led the clans in support of Charles I, while the Marquis of Argyll, chief of Clan Campbell, a devout Presbyterian by upbringing and conviction, assumed leadership of the Covenant. In his ‘Glorious Year’ 1644–5, Montrose led Argyll a merry, if lethal, dance around the Highlands, triumphing six times over superior Covenanting forces. Thousands died in a bitter war of attrition designed to starve the enemy into submission while terrorising the civilian population. Both leaders ended their careers in execution. From 1603 onwards, there is a notable tendency towards anglicisation in Scottish publications, reflecting a more widespread cultural trend throughout the century, lamented by poets such as William Lithgow. A further setback was the failure to produce a version of the Bible in Scots, the magnificent King James version holding sway. Literature almost seems to have been diverted into political and theological polemic and pamphleteering. The Covenanters took great care as stylists that their publications were linguistically accessible
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to the English. Archibald Johnston of Warriston, the major inspiration behind the National Covenant, was a capable of compiling a pamphlet in immaculate English while riding from Dalkeith into Edinburgh, but he retained Broad Scots for his personal journal. For some like Johnston, Henderson or Argyll the idea of union with England was not totally anathematical, but, for those who actually experienced the Cromwellian experiment from 1652 to 1660, the experience was miserable since so-called union equated with military occupation. At the Restoration in 1660, Parliament fawningly welcomed the return of the king, but rejoicing swiftly transformed to lamentation, at least for some, when the Act Rescissory annulled all parliamentary legislation since 1633, restored Episcopal government in the Kirk and declared the covenants unlawful. Charles II was intent upon having his revenge upon the wretched Scots who had crowned him king after the execution of his father, about whose foibles and crimes he received endless lectures. Though there were some signs that religion had lost its stranglehold and minds were turning, as some sort of respite from theological hair-splitting, to science, philosophy, the law, history and even literature, the most conspicuous continuing conflict from the 1660s to the 1680s concerned the activities of the ‘suffering bleeding remnant’. This was those Covenanters who would have no truck with moderation or toleration and who were driven into ever more extreme actions and positions as a result of state terror. Alexander Henderson, one of the architects of the Covenant, once memorably observed that the people make the king, but the king does not make the people, that the body of the king is mortal, but the people as a society is immortal. The new leaders of the humble folk who suffered assault, torture, imprisonment, transportation and often sudden death for their faith totally disowned any type of royal authority, favouring instead a republic of Christ. They were ultimately saved by the ‘Glorious Revolution’, which in one fell swoop expelled James VII and Stuart absolutism, though the subsequent government of William and Mary, which could have been expected to favour the Kirk, did not prove popular either. Commentators at the time noted that women were becoming more conspicuous and vocal, and in a way the same could be said for the populace at large. The king caused great offence by ordering a treacherous attack on the MacDonalds of Glencoe in 1692 in retaliation for their support of the exiled Stuarts in the first Jacobite rising, which effectively ended at Dunkeld in 1689. Further alienation was created when William interfered in the sadly mismanaged Darien scheme, the Scottish colony in Panama which seemed to promise so much and delivered only disappointment, debt and death. Those who lost money in the Company Trading to Africa and The Indies, sometimes called the ‘Company of Scotland’, were among supporters of an incorporating union when it became known that some sort of compensation might be forthcoming. On his deathbed, William commended union. He was succeeded by the childless Anne, whose heir was designated, by the English without consulting the Scots, as Sophia of Hanover, granddaughter of James VI. The Scottish Parliament retaliated with the Act of Security in 1703, which threatened to select a different heir if certain constitutional demands were not met. Thus began the wrangle which culminated, unexpectedly perhaps in some respects, in the Treaty of Union of 1707. The Court Party demanded and received an incorporating union which was largely defensive in aim since the country was at war and some means of preventing Scotland being used as an invasionary portal had to be found. Such parliamentary opposition as existed favoured a federal solution, though a Jacobite minority and a few stalwarts associated mainly with Andrew Fletcher of Saltoun argued for the status quo. The Scots thus appeared to surrender the sovereignty so proudly defended in 1320. The literal trade-off was access to English markets, particularly those in
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its colonies. Scottish nobility and placemen were bribed to vote in favour while the folk at large were largely hostile, so manifestly so that troops were imported to nip potential trouble in the bud. Above all, the union was a triumph for the middling sort who were still content to read their Blind Harry, of which, as at other crisis points in Scottish history, many copies were purchased in 1706–7, but who honestly believed in the necessity, indeed the inevitability, of a commercial future. The auld sang had truly ended and henceforth Scots danced to a much different tune.
Further reading Cowan, Edward J. (2003), ‘For Freedom Alone’: The Declaration of Arbroath 1320, East Linton: Tuckwell Press. Henderson, Lizanne and Edward J. Cowan (2001), Scottish Fairy Belief: A History, East Linton: Tuckwell Press. Houston, R. A. and W. W. J. Knox (eds) (2001), The New Penguin History of Scotland from the Earliest Times to the Present Day, London: Allan Lane/The Penguin Press. Lynch, Michael (ed.) (2001), The Oxford Companion to Scottish History, Oxford: Oxford University Press. Todd, Margo (2002), The Culture of Protestantism in Early Modern Scotland, New Haven and London: Yale University Press. Watt, D. E. R. (ed.) (1987–98), Scotichronicon by Walter Bower, 9 vols, Aberdeen and Edinburgh: Aberdeen University Press/Mercat Press.
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Emergent Nation: Scotland’s Geography, 1314–1707 Charles W. J. Withers
If, somehow, we could revisit the Scottish landscape in 1707, we would hardly recognise it. Our modern countryside of scattered farmsteads and villages surrounded by large fields had yet to appear. A more open and cluttered scene of small fields and ferm touns was commonplace, especially in the arable Lowlands. A traveller from 1707 in the Scotland of 1314 would likewise have encountered a largely foreign country. The patterns of rural settlement and the structures of rural society might have been familiar, but the capitalisation of farming, which was such a feature of the eastern and coastal Lowlands from the seventeenth century, would not have been apparent. Most Scots, in 1314 and in 1707, earned their living on the land or from its products. But by 1707, Glasgow had emerged as a mercantile centre quite in contrast to its earlier ecclesiastical status, and Edinburgh was the sole capital of civic governance, a position once shared with Perth and Scone. By 1707, the Highlands were an established fact of Scotland’s regional and political geography. Yet in 1314, the idea of the Highlands as a distinctive cultural region did not exist: simply, the Highlands had not yet been invented. In 1707, Scotland’s national identity was a 400-year-old presumed geographical fact. In 1314, Scotland understood as a matter of territory coterminous with the modern idea of national space likewise did not exist. The Western Isles had only recently been wrested from the Norse and the borders with England were imprecise. What was, in 1707, generally accepted and understood as nationhood – a perceived sense of geographical integrity rooted in shared beliefs and separateness from others – was in 1314 new and being fought for by a few. In the mid-fourteenth-century Gough Map, Scotland was uncertainly drawn on Europe’s periphery. By the mid-seventeenth century, Scotland was, arguably, the best-mapped country in Europe and, in 1682, a Geographer Royal was appointed to undertake further scrutiny of Scotland’s limits and resources. How should we explain these differences? Three interrelated themes inform this necessarily summary survey of Scotland’s geography between the battle of Bannockburn and the 1707 Act of Union. The first is Scotland’s geographical emergence as national space and the issues of its political integration and linguistic diversity. The second is the material transformation of the Scottish landscape: patterns of rural settlement, the growth of towns and of industry and so on. The third is the way in which Scotland was geographically ‘fashioned’ – through maps, travellers’ descriptions, chorographical enquiry and via formal survey. Understanding Scotland geographically in these ways means unthinking the modern taken-for-granted fact of Scotland’s national space. It also demands more than just recovering, where sources permit, past distribution patterns or taking geographical change in this period to be the ‘filling-in’, as it were, of an assumed geographical space. Rather, it
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is about how the above active processes collectively made Scotland through geography and about how Scotland came to know itself geographically. In 1314, Scotland was only beginning to assume its modern geographical extent. The Western Isles had been ceded by the king of Norway in 1266. Berwick was held by the Scots during the periods 1318–33, 1355–6 and from 1461 before being finally lost to England in 1482. The Anglo-Scottish frontier was an uncertain border. Scottish frontier administration aimed at military defence and the maintenance of law and order and was overseen, as in England, by the Laws of the Marches. Scotland had three marches – East and West, first recorded in 1355 and 1364 respectively, and Middle March, referred to from the midfifteenth century. Much of the eastern and central Borders had been ceded by John Balliol to Edward III of England in about 1336, and, from 1357 to 1384, territory formally under English occupation included the Merse, Teviotdale and Annandale. Much of this was regained in the early fifteenth century. An area in lower Eskdale and Liddesdale, the ‘Debatable Land’, was claimed by both England and Scotland and the definitive boundary between the two countries was finally settled only in 1551–2. Orkney and Shetland came under the control of the Scottish Crown only in 1468–9. Most historians are agreed that the notion of a self-sustaining Scottish identity – of Scotland as a country and as a people defined by the kingdom itself – was first apparent between about 1290 and 1320. This sense of self was expressed, among other ways, in the idea of constitutional independence and in that rhetoric of freedom that underlies the 1320 Declaration of Arbroath. Yet, this sense of national identity – what we may think of as Scotland’s emergent ‘national consciousness’ – was not at once paralleled by the complete geographical emergence of the nation as we now know it. Only as the Crown gained authority over these lands and as the idea of the ‘community of the realm’ became widely accepted did the territorial extent of Scotland come to coincide with the sense of Scottishness and the geographical idea of Scotland. Territorial integration was accompanied by linguistic diversity. Within fourteenthcentury Scotland, different languages were spoken – Gaelic to the north and west, Norn, a dialect of Norse, was common in the Orkneys and Shetlands until the late seventeenth century, and Scots was prevalent elsewhere. Norman-French was the language of the upper classes. By the later 1380s, however, French and Gaelic had given way to Scots as the language of letters and status, in the Lowlands at least. From this period, we can trace the emergence of that commonly accepted division within Scotland’s cultural geography between Highlands and Lowlands. The distinction between the older rocks of Scotland’s north and west and the generally younger rocks and the more fertile soils derived from them in the south and east Lowlands and coastal fringes is, of course, geographically meaningful. This fact of topography, combined with its influence upon rainfall and soils, and, thus, upon growing seasons, has had an enduring effect upon the limits of settlement and types of land use. But as a cultural divide, the terms ‘Highlands’ and ‘Lowlands’ are not innate features of Scotland’s geography. They appear from the 1380s onwards as reflections of a linguistic and political separateness between the Gaelic-speaking society of the north and west, largely distant from the Crown’s writ, and the mainly Scots-speaking south and east. This geography of political integration and cultural diversity was evident in the expansion of the Lordship of the Isles along Scotland’s western mainland and in the Inner and Outer Hebrides from 1346 onwards. The location of castles on Scotland’s west coast – from Dunaverty on the southern tip of Kintyre to Stornoway on Lewis – reflects a regional geography of authority held together by sea power. This ended only with the forfeiture of the Earldom of Ross in 1475 and of the Lordship of the Isles in 1493. Much of the sixteenth
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century was distinguished by tension between the Highland populations and the Crown. In his Basilicon Doron of c.1598, James VI considered his Highland subjects ‘for the most part barbarous’. Throughout the seventeenth century, the region and its population were often seen, by virtue of language, a perceived moral and an actual geographical distance from religion and authority, as separate and dangerous. In terms of the geography of language, the ‘Highland Line’ circumscribed what was held to be a cultural region where Gaelic was more prevalent than Scots or English. Yet, it neither ever existed as a formal administrative boundary nor marked an absolute distinction between language areas since English was increasingly known and used within certain social domains within the Highlands from the seventeenth century. It is possible from the early seventeenth century to see the emergence of a ‘Greater Scotland’. In 1621, James VI granted to Sir William Alexander lands in North America between the English lands of Newfoundland and New England and up to the St Lawrence. ‘Nova Scotia’ did not survive as a formal Scottish colony, but the name endures. In the Caribbean, a small Scottish community was resident in Barbados from 1625 and many Scots were exiled to the region as Civil War prisoners in 1650 and 1651. Scots colonists were present in New Jersey from the 1680s. The attempt in 1698 and 1699 to establish a fort and trading colony at Darien in Panama – where the name ‘New Edinburgh’ in the district of ‘New Caledonia’ testifies to a Scottish colonial geographical imagination at work – failed wholly in the face of Spanish military opposition and English commercial pressure. After 1603 and the Union of Crowns, most Scots overseas travelled as individual traders, mercenary soldiers, students or as members of the Scots Kirk: they were members of an expanding British rather than a Scottish empire. Knowing where and how people lived within Scotland – the geography of settlement patterns – is easier after about 1350 than for earlier periods. Most Scots resided in the countryside. The basic unit of farming was the ferm toun, or, in the Highlands, the clachan, an irregularly grouped cluster of dwellings and outbuildings. Around these settlements were small unenclosed fields in which individual holdings were, usually, scattered throughout the toun or clachan as intermixed ‘rigs’ of arable land. This was the runrig system. Within most such settlements, husbandry was marked by a distinction between continuously cropped arable, the infield, and the outfield, lands in which cultivation shifted from grass to arable and back again in strict rotation. The runrig and infield–outfield systems constituted the bases to land management in the Scottish countryside although variations in these systems, determined by terrain, proximity to market and the balance between the pastoral and arable sectors, imparted diversity to the rural scene. Expansion in settlement patterns was the result of the advance of agriculture into the uncultivated waste, and the splitting of touns. In Glen Strathfarrer in Ross and Cromarty, for example, there was no settlement in the medieval period except for Culligan at the mouth of the glen. From the sixteenth century, references to new touns being established appear in what was then the Forest of Affarick. Before about 1400, Ettrick in the disputed borders was a hunting forest with little evidence of settlement save for the isolated lodges of forest rangers and managers. From the mid-fifteenth century after the land had passed into Crown ownership, the number of stedes or forest holdings was greatly increased, and land use in the region gradually shifted from forestry towards commercial sheep-farming. The commercialisation of agriculture in the area was further assisted by the substitution of feuing for short-term leases from the early 1500s onwards. Elsewhere by contrast, such as in the southern-central Highlands and in the Don and Dee valleys in the late fifteenth and early sixteenth centuries, royal forests were established as hunting preserves.
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The splitting of toun settlements in the Scottish countryside is evident in the many pairs or groups of farms which, even today, carry a common name element but are distinguished by prefixes such as ‘East’, ‘West’, ‘Nether’ or ‘Over’. The reasons why townships were split are varied. In the Northern Isles, the custom of partible inheritance was an important cause. On the mainland, at least in those areas under the sway of earlier Anglo-Norman legal theories of property and descent, primogeniture was commonplace and township splitting was commonly the result of lands being granted to more than one landholder. Smaller townships, in principle at least, offered easier management. The seventeenth-century geographer Robert Gordon, of Straloch in Banffshire, noted how some husbandmen in the region had found problems in cultivating distant grounds and in negotiating with many tenants and had opted for smaller townships. Regional variations were apparent in this picture, in terms of land management and in landholding. In the north and west Highlands and Islands most notably, and in the upland parishes of Aberdeenshire, Banffshire, Perthshire and in south-west Scotland, temporary dwellings known as sheilings were the focus of a summer pastoralism that often included cheese making. Within this system – which survived in parts of Scotland until the 1930s – different local customs were apparent in the timing of stock movement and in the length of time people and beasts would be on the higher grounds. Regional variations in the geography of rural social structure, and, thus, of rural wealth derived from agriculture are more clearly apparent by the later seventeenth century. The Poll Tax returns of the 1690s show that in the predominantly arable areas of the Lothians, Berwickshire and lowland Aberdeenshire, the traditional model of the ferm toun with its handful of joint tenants and cottars was by then uncommon. There, the pattern was increasingly of large farms leased by single tenants and worked by hired labour. In the increasingly commercially oriented pastoral areas of south-west Scotland, larger sheep and cattle farms were also more commonly worked by single tenants. Levels of multiple tenancy were, generally, higher in the Highlands and Islands than elsewhere. The prevalence in this region of the tacksman system, whereby one person would be responsible for the ‘tack’ of land, but who would sublet most or all of it to others who would actually work the land makes it difficult to know tenurial structures and overall population levels in detail. These regional variations were dynamic rather than static. Highland parishes exported black cattle to the Lowlands, for example, and often imported grainstuffs. Much of the Highlands practised arable agriculture, although topography and technology limited field sizes and the extent of worked ground. As Thomas Morer, a traveller to the Highlands noted in 1689, ‘tis almost increadible how much some of the mountains they plough’. With hindsight, it is possible to see in his words the danger signs of that overdependence on subsistence farming that undermined the Highland rural economy in the following centuries. But, in truth, nowhere and no one among the country population was immune from the effects of harvest failure and concomitant price rises. The distress occasioned by harvest failure and disease between 1695 and 1701 – the ‘Seven Ill Years’ – was only a more extreme episode in a varying chronology and geography of rural hardship. There were famines in the early 1550s, the 1560s, 1571–3, 1585–7, 1594–8 (and in 1602 in the Highlands). The Northern Isles were terribly affected by famine in 1634; there was general scarcity between 1649–51 and parts of southern Scotland had subsistence crises in 1674 and in 1690. Scotland’s population geography before 1707 is largely conjectural. We have only estimates for the total: perhaps 400,000 to 470,000 in the late fourteenth century, between 550,000 to 800,000 persons by the late sixteenth century and between 800,000 and 1 million by 1700. Plague was a major killer in 1349 and in 1362 and in later years. Bubonic
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plague was widespread in 1568–9, 1574, 1584–8, 1597–9, from 1600 to 1609, in 1623–4 and especially between 1644 and 1649. High mortality from plague was reported in Edinburgh, Dundee, Perth, Glasgow, Ayr and Stirling in 1605 and 1606, and in 1623, for example, the populations of Kelso, Dumfries and Dunfermline were much reduced as a result of plague. Outbreaks of disease would often be heightened in their severity by affecting rural populations in already straitened circumstances. The fact that mortality statistics, where reliable at all, are more certain for urban Scotland from the seventeenth century than for either rural parishes then or for earlier periods as a whole is a reflection of source survival and the nature of urban administrative systems. The fact that urban mortality records often enumerated the death of out-of-town vagrants and paupers (and thus inflated urban statistics) also reflects a country–town migration associated with relief from rural poverty. The population evidence contained within the Hearth and Poll Taxes of the 1690s must be treated with caution, but the picture they reveal of population distribution by that period is one of concentration in the eastern, western and north-east coastal Lowlands and in the towns. The total tax contribution paid by Scotland’s burghs in 1697 is a good indicator of the principally urban distribution of wealth and economic activity on the eve of Union. Glasgow and Edinburgh dominated the country: they were, respectively, only about twice and three times the population of Aberdeen and Dundee yet their tax contributions were four and nine times as high. More widely, some 68 per cent of Scotland’s tax contributions as a whole came from towns located within that triangle whose baseline lay between Dunbar and Stirling and whose apex was Montrose. This was different from the picture by about 1300 where burgh formation was important in the Borders, in the southwest and, by the later twelfth century, along the Moray coast. Tax returns of the 1360s and 1370s show the predominance and wealth of the east-coast burghs, however, with the exception of Dumfries, a picture sustained in the tax rolls of 1535, 1583 and 1635. Between 1535 and 1670, in terms of tax roll evidence, Glasgow rises to significance in Scotland’s urban hierarchy. Small urban centres, burghs, had existed on the Scottish mainland from the twelfth century onwards. The evidence of the Great Customs return of 1327 reveals the economic importance of Scotland’s burghs in the early fourteenth century. Berwick was pre-eminent, followed by Aberdeen, Edinburgh and Perth. This leading group was followed by a group of middling-sized burghs such as Stirling, Ayr, the now almost vanished settlement of Roxburgh, and Dundee. Beneath that group was a tier of minor burghs such as Kirkcudbright and Lanark. Edinburgh’s status rose steadily during the fourteenth century and the city was the first ranked in the customs records of 1366–76. Throughout the fourteenth century, Scotland’s urban geography was dominated by the royal burghs located in the eastern coastal Lowlands. This dominance was rooted in their control of hinterland market areas and, notably, in their overseas trade, chiefly in wool, with the Low Countries. The period from 1400 to 1707 saw numerous changes to the type, number and built fabric of Scottish burghs. New burghs were established, the overwhelming majority of which were burghs either of barony or of regality, which meant, by contrast with royal or ecclesiastical burghs, that they had no monopoly either over a rural hinterland or over foreign trade. Only a very few were located in the north and west: Kingussie and Inverary, for example, were established as burghs of barony in 1464 and 1474 respectively. Fifty-eight burghs – from Aberdour (West) in 1501 to Portsoy in 1550 – were created in the first half of the sixteenth century. Such burghs were small centres of population – as was the case for most burghs with the exception of Edinburgh, Aberdeen, Dundee and, increasingly during the 1600s, Glasgow – and served local trading needs. Some burghs – the so-called
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‘parchment’ burghs – never got much further than an initial planned intention. Even allowing for this, Scotland’s geography was distinguished from the later fifteenth century by the gradual rise of that characteristic feature of its landscape, the small burgh. A further element in the geographical emergence of small-town Scotland was the growth in numbers, in the later seventeenth century especially, of non-burghal market centres. In 1661, for example, only eleven markets or fairs throughout Scotland were not held in burghs. By 1707, approximately 150 non-burghal market centres had been founded with their market or fair licensed by Act of Parliament. This geography of urban expansion – and the related commercial civility it reflected and engendered – was an element in that geopolitical integration of the nation noted above. Plans by James VI to establish burghs in the Highlands and Outer Isles, outlined in an Act of Parliament in 1597, were expanded upon in the 1609 Statutes of Icolmkill (Iona). The policy was successfully realised only in the establishment of Lochhead, later Campbeltown, in 1609. The internal geography of most Scottish burghs was determined by the pattern of burgage plots, usually long lots of land stretching away from the marketplace. Ecclesiastical holdings could also influence settlement form: in 1440, for example, Glasgow had thirtytwo manses located around the Bishop’s castle and St Mungo’s Cathedral. As late as 1592, Edinburgh had only one parish and, by 1640, had only four, although a ‘greater Edinburgh’ made up of the burghs of Canongate and North and South Leith lay outwith the capital’s formal limits. In the capital and elsewhere, change in the built form involved the use of undeveloped burgage plots within the urban area or the more intensive use of space within areas already tenanted rather than expansion beyond the burgh’s bounds. The characteristics of pre-industrial urban development in Scotland were thus building up – constructing high tenements – and filling in. Specialised marketplaces were common – for linen and woollen cloths, for meal, flesh (meat), horses, fruit and for fish, for example – and some industries and trades such as tanning and dyeing might be sent to the edges of towns. The urban social geography of Scotland’s burghs before 1707, however, was one characterised more by the mixing of ranks and occupations than by that spatial segregation so marked in later centuries. Scotland’s industrial geography before 1707 was small scale and largely rural in location. Activities such as the spinning and weaving of woollen and linen yarn were essentially domestic in production. Salt working, especially the larger-scale production aimed at export, was tied to the coasts. Linens, woollens, coal, salt and lead ore were among Scotland’s principal exports. Coal mining was concentrated in that band of the Lowlands between Ayrshire and north Lanarkshire through the Lothians and Fife with small-scale extraction in places such as Brora, Campbeltown and Canonbie. Coal extraction was by way of open ‘bell’ pits where the outcrop reached the surface or by narrow sub-surface horizontal workings known as ‘in-gaun e’en’ (in-going eyes). During the fifty years of its operation from 1575, George Bruce of Carnock’s mine at Culross, with its deeper shafts and loading island in the Forth, was reckoned one of the industrial wonders of the day. Sir George Hay’s blast-furnace and iron-smelting operation at Loch Maree, which began in 1610 and lasted until about 1626, was a similar local industrial site, but, as a capitalised venture employing non-local labour and imported raw materials, it was not typical of its time. In the Borders, gold was extracted from Crawford Muir in upper Clydesdale from the 1540s and from streams near St Mary’s Loch, but the region was chiefly notable for lead mining in the Leadhills–Wanlockhead district. Large-scale lead mining at Leadhills began in 1638 under the direction of the Hope family, later the Earls of Hopetoun. The landscape in this region, even today, is scarred by industrial workings.
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Where concentrations of capital, labour, raw materials and marketing resources came together, small-scale industrialised regions were apparent by the mid-seventeenth century. Around Edinburgh, for example, rural industry lay in a zone eastwards from the capital and Leith into the coal mines of the Esk basin, and westwards towards Bo’ness in salt working and coal mines. In Aberdeenshire, the numbers of male industrial workers were much higher in the lowland arable districts than in the upland pastoral parishes. In the Lowlands generally, advances in agriculture, moves to industrial specialisation and a growth in the number of manufactories showing an increasingly sophisticated commercial awareness went hand in hand from the mid-seventeenth century. Scotland’s geography between 1314 and 1707 is also revealed through the ways in which the nation was geographically ‘self-fashioned’. It is not appropriate for this period to think of geography as a discipline in any modern sense of the term – although geography was taught in Scotland’s universities from the 1580s, usually as a crucial adjunct to the study of history. Yet, it is possible to see different geographical practices being used, by Scots and others, to understand the limits and nature of the nation. One such practice was chorography. This, properly understood, emphasised regional and local description, in map and word, in contrast to geography’s attention to national matters or, even, the Earth as a whole. Many of those works of late Renaissance humanism which historians consider crucial to the formation of Scottish nationhood from the sixteenth century – Hector Boece’s History of Scotland (1527), John Mair’s History of Greater Britain (1521), John Leslie’s History of Scotland (1578) and George Buchanan’s History of Scotland (1582) – begin with geographical descriptions. Mair, for example, discusses the by-then recognised ‘Highland problem’. Buchanan offers regional descriptions: Lothian, he considered, ‘far excels all the rest in the cultivation of the elegancies, and in the abundance of the necessaries of life’. This chorographical work was not accidental. Simply, geography was crucial to the historical perception of nations and was an understood means by which nations could, as it were, write themselves down. The chorographical descriptions and maps of Timothy Pont, undertaken between about 1596 and 1608, provide an important picture of Scotland’s geography (although his coverage of the nation is not total). Pont reveals a rural Scotland dominated by ferm touns. Larger towns, notable antiquities and the houses of the more prominent individuals are shown. Pont provides the first serious map evidence for the distribution and character of woods in Scotland. His work depicts the mountains and other topographical features not just as stylised features but, as in his description of part of Sutherland as ‘extreem wildernes’, as qualitative judgements. His work, in combination with that of Robert Gordon and others, was used as the basis to the first atlas of Scotland, Johannes Blaeu’s Atlas Novus of 1654. Traveller’s accounts, which offer outsiders’ views of Scotland, become more common from the seventeenth century. Not all are as misguided and derogatory as James Howell’s A Perfect Description of the People and Country of Scotland (1648), where he wrote of Scotland how ‘The Ayr might be wholesome, but for the stinking people that inhabit it. The ground might be fruitful, had they wit to manure it.’ From the 1620s, geography was on the agenda for Scots as a means to state knowledge. An ecclesiastical survey of parishes in south-west Scotland was undertaken in 1627. Chorographical and topographical surveys of parts of the country exist for 1632–54, 1642, 1644, 1649 and detailed town maps date from 1645 (for Aberdeen) and 1647 (Edinburgh). By the later seventeenth century, the maps of Pont and Blaeu were no longer accurate. Earlier surveys were only ever partially successful. Sir Robert Sibbald, Scotland’s Geographer
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Royal from 1682, was appointed in order to undertake, among other things, a survey of the geography and the natural history of the kingdom. In order to produce new maps, Sibbald appointed the ‘Mathematician and skilful Mechanick’ John Adair to survey the nation. Geographical information including, literally, the shape of the nation as revealed in maps was useful knowledge in its own terms, but Sibbald and Adair’s work was underlain by economic motives and by a widespread concern to know the current status and future potential of the nation’s resources. As Adair worked his way round Scotland from east to west, starting with a map of Clackmannanshire in 1681, Sibbald conducted his enquiries through a standard circulated questionnaire. At about the same time, the German-born John Slezer – a former associate of Sibbald – undertook a visual depiction of Scotland that was published in 1693 as Theatrum Scotiae. The geography revealed by these endeavours is not complete: Adair was hampered by lack of funds and not all his work was published; not everyone replied to Sibbald and he was held back from publishing his work in 1707 and 1708 because Edinburgh’s printing presses were fully employed printing pamphlets about the Union. But, in being produced by reliable correspondents across Scotland, by map makers in the field and by an artist-engineer viewing the nation’s prospects, the geography that emerged on the eve of Union was essentially home grown as, in these ways, Scots took geographical account of themselves. Given that these related processes of political integration, material change and intellectual assessment were at work between 1314 and 1707, we should not simply see Scotland’s geography in this period as a static space of containment for the separate production of Scottish literature. Rather, we might think of Scotland’s geography as the result of these processes and a collective means to national self-knowledge in which certain kinds of writing differently shaped what was held to be Scotland and Scottish literature. What we know about Scotland’s geography in this period comes from certain sorts of literature. Changes in seventeenth-century agriculture are more clearly discerned, for example, given the rise of the written lease. Travel accounts such as Martin Martin’s 1698 A Late Voyage to St Kilda and his A Description of the Western Isles of Scotland, circa 1695 (1703) represent a geographical source and an emergent literary genre. Regional descriptions were usually in prose. But some, like the 1652 ‘Poetical Description of Orkney’, noted how He that would a good historian bee Esteem’d and prais’d for full Geography, Must shew the length, the breadth, the situation The Lawes, religion, Manners of a Nation,
measured the land in a different metre. What are maps if not geographical writing? By the end of our period, new sorts of literary works aimed at Scotland’s future geography were appearing: John Reid’s Scots Gard’ner (1693), for example, written ‘for the climate of Scotland’, or James Donaldson’s Husbandry Anatomised (1697). James Paterson’s A Geographical Description of Scotland, published in 1681 and reissued in expanded editions in 1685 and 1687, was essentially a trader’s almanac with tide tables and the dates of fairs. As the preface put it, this work of geography was ‘Exactly Calculated and formed, for the use of all Travellers, Mariners, and others, who have any Affairs, or Merchandizing in this Kingdom of Scotland’. The fact that the first geography book published in Scotland – Gawin Drummond’s A Short Treatise of Geography (1708) – was produced for the use of schools highlights the emergence of different markets for geography and different public spheres in early eighteenth-century Scotland.
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Further reading Broun, D., R. J. Finlay and M. Lynch (eds) (1998), Image and Identity: The Making and Re-Making of Scotland through the Ages, Edinburgh: John Donald. Cunningham, I. C. (ed.) (2001), The Nation Survey’d: Timothy Pont’s Maps of Scotland, East Linton: Tuckwell Press. Flinn, M. (ed.) (1977), Scottish Population History from the 17th Century to the 1930s, Cambridge: Cambridge University Press. McNeill, P. G. B. and H. L. MacQueen (eds) (1996), Atlas of Scottish History to 1707, Edinburgh: The Scottish Medievalists and the Department of Geography, University of Edinburgh. Whittington, G. and I. D. Whyte (eds) (1983), An Historical Geography of Scotland, London and New York: Academic Press. Withers, C. W. J. (2001), Geography, Science and National Identity: Scotland since 1520, Cambridge: Cambridge University Press.
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The Several Tongues of a Single Kingdom: The Languages of Scotland, 1314–1707 Christine Robinson and Roibeard Ó Maolalaigh
The Celtic origins of Gaelic and the Germanic origins of Scots (or Inglis as it was called by its speakers until the fifteenth century) produced two very different languages. Their subsequent histories in Scotland further ensured that, even with geographical proximity, and some lexical borrowing in both directions, these languages would maintain distinct literary traditions. Latin was in widespread use in Scotland during this period, leaving its own wealth of literature and a further legacy in the semantic fields of education and law. French, too, was used, at least until the incarceration of Mary Queen of Scots, but its currency was limited and, in spite of the fact that French works were widely read, very few literary works appeared in this courtly tongue. In the north of Scotland and the Northern Isles, the Scandinavian language of Norn was spoken throughout this period: this produced no literature, dying out apparently in the eighteenth century, but left its mark on the literature, speech and place-names of the Northern Isles today.
Scottish Gaelic The expansion of Gaelic throughout most of present-day Scotland in the centuries preceding the Wars of Independence was in no small part due to the success and growth of the Christian Church, which had been established in Iona since the sixth century. The Gaelic origins of the Columban Church, and the prominence of Gaelic as a working language of church and lay institutions, ensured for Gaelic in medieval Scotland a prestigious place in the higher-register spheres of politics, administration and literature. A Gaelic-speaking court gave patronage to makers of literature at the highest levels of Scottish society: a brief Gaelic poem from the early twelfth century survives which refers to the Scottish king Alexander I and his brother David I. In north-eastern Aberdeenshire, the twelfth-century property records for the monastery of Deer were written in Gaelic and may have been composed for use in a legal court. A relatively late example of the social prestige formerly enjoyed by Gaelic in eastern Scotland is provided by Aberdeen Grammar School, whose linguistic policy in the year 1553 allowed students to converse in Gaelic (Hibernice lit. ‘Irish’) as well as Latin, Greek, Hebrew or French, but not apparently in Scots (vernacule). The high tide of Gaelic began to recede in the late eleventh and early twelfth centuries with the anglicisation of the royal dynasty. The court itself became Norman-French and English in speech, and the northern English dialect (‘Inglis’) was fostered as the official
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language. This resulted in the loss of status for Gaelic, especially in the south and east, where the recession began, with profound and permanent effects for the language and attitudes towards it, which are still felt to this day. From this time, Gaelic begins to recede in the south and in the east, and the extent of the Gàidhealtachd (‘Gaelic-speaking area’) begins to gradually contract. At the time of the Union of the Parliaments in 1707, Gaelic was spoken in a more or less unbroken continuum from the north-west to Banffshire, Aberdeenshire and Angus in the east, and Perthshire and Dunbartonshire in the south. Gaelic was still spoken in parts of Galloway until the eighteenth century. While southern and eastern areas experienced decline, especially at official levels, from the thirteenth century the Western and Southern Isles enjoyed somewhat of a Gaelic renaissance. In the mid-twelfth century, the Gaelic Lordship of the Isles, founded partly on the Norse kingdom of the Western and Southern Isles, emerged as a quasi-independent state. Under this, Gaelic learning and culture flourished until the late fifteenth century when the Lordship was finally crushed by the central authorities of Scotland. During this period, there was much political, cultural and literary contact between western Scotland and Ireland. Scottish poets trained in Irish schools and Irish poets visited or emigrated to Scotland – poets from each country addressing poems to Irish and Scottish patrons alike. An Irish poet received the sum of 100 Scottish pounds from James VI’s court in 1581, perhaps in payment for a poem. When we come to the early modern period (i.e. c. 1200–1650), there can be little doubt that Scottish Gaelic (ScG) was linguistically different to Irish in some important respects, even though Gaelic-speaking areas were connected by an unbroken linguistic continuum within which a high degree of mutual intelligibility existed. Nevertheless, we can be certain that the main linguistic characteristics of modern ScG were either already in existence, or were evolving, in the period between 1314 and 1707. This is undeniably so, despite the use of a common written literary language in both countries, and despite the fact that ScG was referred to as Erse or Irish in the sixteenth, seventeenth and eighteenth centuries. The earliest surviving continuous texts written in Gaelic Scotland, the twelfth-century Gaelic Notes in the Book of Deer, are of unique historical and linguistic value in the light they shed on aspects of Gaelic culture in twelfth-century Buchan. Technical terms used (e.g. mormaer ‘high steward’, pett ‘piece of land’, dabach ‘davoch’), show that in cultural terms the eastern Scottish Gàidhealtachd had shifted significantly from that of Ireland. Similarly, the numerous phonetic spellings in the Notes, many of which can be shown to reflect dialectal features and some of which represent early Scotticisms, testify to the gradual divergence of ScG and Irish. Early divergences between ScG and Irish are partly to be explained as the result of natural linguistic drift over a large geographical area. Early contact with different languages, including Pictish, Cumbric, Northumbrian English and Norse must also, however, have been a significant factor in the development of a Scottish variety of Gaelic. It has been suggested that aspects of the verbal system of ScG, which are structurally more akin to modern Welsh than Irish, may be due to early contact with a Brittonic language, possibly Pictish. The phonological feature of preaspiration of historically voiceless stops has been claimed by some as being due to Norse influence. In relation to Irish, ScG tends generally to be phonologically conservative but morphologically innovative. The phonological feature of hiatus, in which two adjacent wordinternal vowels are assigned to separate syllables (e.g. laä ‘day’), was a feature of Old Gaelic (c. ad 600–900) and continues to be a characteristic feature of many modern ScG dialects. This feature has, however, been lost in modern Irish, and the beginnings of its demise can
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be traced to at least the tenth century: compare ScG disyllabic latha ‘day’ with Irish lá. The initial mutation of eclipsis is substantially different in ScG and may represent an early divergence between northern (ScG) and southern (Irish) varieties of Gaelic: compare ScG an cat ‘their cat’ and Irish a gcat ‘their cat’. The reduction of long unstressed vowels is almost certainly a Scottish innovation (cf. Irish bradán ‘salmon’ and ScG bradan, the latter pronounced with unstressed clear short a), as is the preaspiration of stressed voiceless stops (mac machc, map mahp, cat caht). Scottish morphological innovations include the secondperson plural imperative ending -ibh (for earlier -idh), whose origins can be traced to the Old Gaelic period (i.e before the end of the ninth century); the ScG plural ending -an (cf. Irish -a); the personal pronouns e, i, iad / aid (cf. Irish sé / é, sí / í, siad / iad), and possibly the use of analytic verbal forms in place of synthetic ones (cf. ScG chuireadh tu ‘you would put’ and Irish chuirfeá). A small number of syntactic features show a decidedly northern locus, some of which may have originated in Scotland. Early lexical differences, other than borrowings from foreign sources, can be due to phonological and/or analogical developments, e.g. taigh ‘house’ (cf. Irish teach, tigh), piuthar ‘sister’ (cf. Irish deirfiúr, siúr), cóig ‘five’ (cf. Irish cúig), leaghmann ‘moth’ (cf. southern Irish leaghmhan). Other lexical differences are due to semantic developments, e.g. craobh ‘tree’ (cf. Irish ‘branch’), eachdraidh ‘history’ (cf. Irish ‘adventure, tale’). Despite significant linguistic divergences by the end of the twelfth century, Scottish and Irish-Gaelic literati shared a common literary language (referred to as Classical or early modern Irish/Gaelic). This, generally speaking, seems to have been based more on the language as used in Ireland than Scotland – the language planners focusing more on ‘central’ (i.e. Irish) features than ‘peripheral’ (i.e. Scottish) features. This prescriptive norm was rigorously promoted in the numerous hereditary schools of learning throughout Ireland and also in parts of Scotland. The use of this ‘common’ literary register tended to obscure the existence of vernacular registers of the language, and should not be taken as evidence of the non-divergence of varieties of Gaelic in Scotland and Ireland at this period. The linguistic and literary style of a poem like Dál chabhlaigh ar Chaistéal Suibhne (‘An assembling of a fleet against Castle Sween’), composed for Eoin Mac Suibhne of Kintyre during the Wars of Independence (c. 1310), has much in common with bardic poems composed by Irish or Scottish poets down to the seventeenth century. A significant number of the surviving Gaelic texts during the period 1314–1707 emanate from western Scotland, many of these written and composed by members of the hereditary learned families which served the Lords of the Isles and their descendants. More than a third of surviving Gaelic manuscripts of pre-1700 Scotland are medical in nature. These are based largely on continental exemplars, were written by members of medical families such as the Beatons, and date from the fifteenth to seventeenth centuries. Martin Martin, in his A Description of the Western Isles of Scotland, circa 1695 (1703), reports that the South Uist physician Fergus Beaton possessed ‘the following ancient Irish manuscripts in the Irish character; to wit, Avicenna, Averroes, Joannes de Vigo, Bernardus Gordonus, and several volumes of Hippocrates’. As well as the more usual prose and verse literary texts, we also find a small handful of legal documents in Gaelic, including the 1408 MacDonald Islay charter, probably written by a physician Fergus MacBeth; the 1555 contract between An Calbhach O’Donnell and the Earl of Argyll; the Skye contract of fosterage of 1614, written by the poet Toirdhealbhach Ó Muirgheasáin for Sir Roderick MacLeod of Dunvegan and Harris; the Lorn contract of lease dating from 1603 to 1616, written by Hugh MacPhail (fl. 1603–38). The Rev. Mr John MacLean, minister of Kilninian in Mull (1702–56), informs us that ‘in his first memory it was customary in the
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country for gentlemen and ladies to correspond in Galic’. One such letter, which has survived, was written by Lachlan MacLean, chief of the MacLeans of Duart, who was killed in 1598. A number of early seventeenth-century legal documents (1617–25) were endorsed in Gaelic, and survive in Dunvegan Castle. These texts are invariably written in the standard literary ‘Irish’ register of the period. Typical features include the Irish type of eclipsis, subjective s- pronouns, oblique -igh(e) (instead of vernacular -ich(e)), nominal plural forms ending in -a (rather than ScG -an). Despite close adherence to ‘Irish’ Classical norms, occasional slips and hypercorrections can provide instructive glimpses of the subterranean vernacular language. For instance, a case has been made for the existence of a number of Scotticisms in a religious text transcribed from dictation in southern Ireland in the year 1467 by a Scottish Gael, Dubhghall Albannach, possibly a member of the MacMhuirich poetic family. Angus Beaton, in an early seventeenth-century medical text, lets his linguistic guard down when he writes tacann for tachdann ‘suffocates’. This vernacular-literary hybrid form, as well as containing the ‘Irish’ present-tense marker -ann (which may never have been a feature of vernacular ScG), provides evidence for the ScG change chd chg, and for the preaspiration of -c. A mid-seventeenth-century grammatical tract, ultimately deriving from a Classical ‘Irish’ exemplar, but written by a Scottish Gael, possibly in the area of Inverary and perhaps intended as an instructional textbook, contains a number of Scotticisms including the 2pl. imperative form in -ibh, ScG eclipsis (ann cce¯ill), dibh(e) ‘drink’ for digh(e), non-inflection of polysyllabic adjectives (tar aibnib abhal e¯gcosmoil lit. ‘across mighty unlikely rivers’). The dominance of Inglis/Scots in legal and administrative spheres from the late fourteenth and fifteenth centuries is reflected in the representation of Gaelic language in some sources in an orthography based on, or influenced by, Middle Scots. Such orthographic forms, as well as providing evidence for bilingualism in both Scots and ScG, often bring to light vernacular features of ScG. We find Gaelic words in Middle Scots guise in late medieval Highland monumental sculpture, in official bonds and contracts, in poems and charms originally composed in Gaelic, and in poems composed in Scots. Three texts in Scots-based orthography, two of which appear to be charms, survive in the The Murthly Hours manuscript, and as such constitute the second or third earliest surviving specimens of Gaelic written in Scotland (c. 1370–1430) – some one hundred years earlier than The Book of the Dean of Lismore. Richard Hollands’s The Buke of the Howlat (c. 1450) contains a list of terms describing the retainers one might expect to find in the service of a well-to-do Gaelic household, in this instance, most likely in northern Morayshire. He refers to the schenachy (seanachaidh ‘historian, etc.’), the ben schene (bean seinn ‘woman singer’), the ballach (balach ‘serf, etc.’) and the crekery (creacaire). The latter is important in that it seems to provide an early modern attestation of the older term creccaire, which is recorded in the Old Gaelic law tract on status, Uraicecht Becc. In the latter the creccaire is listed as one of the lowly professions (fodána), and it has been suggested that the term signified a person who entertained with raucous chatter. The term appears to have been obsolete in Ireland during the early modern period (1200–1650) and its survival in Scotland provides an instance of the conservative nature of the inherited ScG tradition. Interestingly, this word also survives in a letter written by Professor James Garden of Aberdeen in 1693 in reply to a query from John Aubrey about Highland customs. In the letter, Garden refers to an account of the bards by a student of his from Strathspey, who refers to ‘kreahkirin [creacairean] i.e. such as could discourse on any short and transient subject, told news and such modern things, kreahkish [creacais] properly signifying any discourse’. The Strathspey forms are of further linguistic interest
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in that they provide evidence for the ScG development of preaspiration before -c in the student’s dialect. The best-known source for Gaelic texts in Middle Scots-based orthography is of course The Book of the Dean of Lismore, written mainly by the two brothers James (Dean of Lismore) and Duncan MacGregor in the Fortingall area of Highland Perthshire during the years 1512–42. The contents of the manuscript, which include extracts from Scots poets such as Dunbar and Henryson, have a broad geographical and cultural sweep, and include materials connected with the Campbells of Glenorchy, the recently defunct Lordship of the Isles, and north-west Connacht. It is becoming increasingly clear that their orthographic practice was not an eccentric innovation of the early sixteenth century, or indeed of the MacGregors themselves, and it has been suggested that parts of the manuscript may have been copied from exemplars written in similar orthography. The Dean’s book contains the earliest corpus of substantial and incontrovertible evidence for the emergence of dialectal traits in ScG. These include: the ScG type of eclipsis (nam bas MS nym bass), lenition of past passive (do chuireadh MS de churre), 2pl. imperative -ibh (éistibh MS estew), preaspiration before -c (shoc MS hocht or hochc), article am and nan (am brat MS ym brat; nan leabhar MS nyn lowr), loss of final -adh (ghaisgeadh ‘prowess’ MS ghask), n r following certain consonants (cnead MS cret; ghnìomh MS zreyve; mnàibh MS mrave), reduction of unstressed syllables (toirteamhail ‘huge’ MS tortoyl; deichneabhar MS deachnor). Similarly, the Fernaig Manuscript, a collection of verse made by Duncan MacRae of Inverinate during the years 1688–93, is also written in a Scots-based orthography, the majority of poems being composed by seventeenth-century Scottish gentlemen. The manuscript abounds with Wester Ross dialectal features. Gaelic publishing begins early with the publication in April 1567 of Foirm na nUrrnuidheadh (lit. ‘The Form of Prayers’), which is mainly a translation of the Book of Common Order carried out by John Carswell, whose positions included chaplain to the Earl of Argyll, Superintendant of Argyll and the Isles, and Bishop of the Isles. The language of the text is the high register literary language of the period with very few minor exceptions, as is that of the early seventeenth-century Gaelic version of Calvin’s Geneva Catechism, the second Gaelic book to be published in Scotland. However, these contrast with the language of the Synod of Argyll’s shorter catechism of 1659, which is generally of a simpler and more vernacular nature, including the Scottish type of eclipsis (na bpeacadh ‘of the sins’, a mfa¯s ‘their growth’) and subjective iad; it also includes cánoin, canóin, which has been interpreted as an early instance of the vernacular ScG form cànain meaning ‘language’ with ahistorical long á (cf. Irish canúint ‘dialect’). The publication of religious texts in the following century, especially the New Testament in 1767, was to see the emergence of a truly Scottish Gaelic orthography. It is worth noting that ScG may have adopted a Scots- or English-based orthography similar to that of Manx, had it not been for the publication in ‘Irish’ orthography of such religious texts in both Ireland and Scotland. Bilingualism of various types in Scots and ScG was a feature of the period 1314–1707, and this is reflected in the surviving sources, as it is in the cross-pollination of loan words between both languages. Early contact between Scots and ScG is evidenced by the retention of dental articulation in Scots words reflecting Gaelic dental fricatives th, dh, which had disappeared from ScG by the end of the thirteenth century, e.g. conveth ‘entertainment/contribution due to a superior’ coinnmheadh ‘billeting’, cateran / catherane / ketharan ‘a Highland marauder’ ceithearn ‘kern, band of fighting men’, couthal (possibly conthal) ‘court’ comhdháil ‘assembly’. With the emergence of vernacular ScG in seventeenth- and eighteenth-century sources, a broad range of borrowings from English/Scots is attested,
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many of which were borrowed long before their first attestation in written sources. The intimate interaction between both languages is witnessed by the many domestic and commonplace terms of Scots origin in ScG, for example amraidh ‘cupboard’, being ‘bench’, burn ‘water’, cuidhle ‘wheel’, furm ‘form, stool’, gàirdean ‘arm’, gloidhc ‘idiot’, peitean ‘waistcoat’, prìne ‘pin’, searbhadair ‘towel’, snog ‘nice’, trang ‘busy’, truinnsear ‘plate’.
Latin Latin was extensively used for prose until the fifteenth century and only ceased to be used as the main language of parliamentary statutes in 1424. It continued, however, to be used for literary purposes throughout the period and benefited from the French neo-classicist movement in the sixteenth century. The Education Act of 1496 had already ensured that the sons of the nobility at least would have perfect Latin, and grammar and rhetoric were the mainstays of secondary schooling in the early sixteenth century. The best known of the Scottish neo-classicists was George Buchanan (1506–82) who spent many years in France before returning to Scotland with his student, the Earl of Cassilis, and subsequently Buchanan took up the post of tutor to young James VI. Buchanan was prolific in both poetry and prose, much of it didactic, while his drama was highly influential on dramatic practice throughout Europe, though particularly on French neo-classical dramatists like Racine, and his Latin masque was performed during the marriage celebrations of Mary and Darnley. Nor was Buchanan’s inspiration confined to Horace, Catullus and the Greek playwrights, whose works he translated into Latin. Buchanan also looked closer to home and found much to admire and imitate in the works of Dunbar. Although Buchanan was the outstanding Latinist of Scottish literature, he was one of a galaxy of scholars including Boece, his translator Bellenden and William Drummond.
French French was much less used as a language of verse at court. From the time of Normanisation of the Scottish court, it was a high-prestige language and Scotland did not escape the fashion for French verse in the later Middle Ages. The long association between Scotland and France meant that there was none of the backlash against French that took place at the English court and the writing of French verse was long seen as an accomplishment. In spite of this, there is very little evidence of extensive literary work in French emanating from the Scottish court. In spite of the Guise influence at court, the first language of Mary Queen of Scots was Scots and she and her attendants had to learn French when she went to France at the age of five. Nevertheless, she was later able to pen sonnets in French.
Scots Although Gaelic began to give way to Scots and French at the Scottish court from the end of the eleventh century, it was the years between 1314 and 1707 that saw Scots progress from a non-literary tongue, through the period of its greatest flowering and into the start of its decline as a high-prestige language. Older Scots is divisible into three periods: Early Scots from 1375 to 1450; Early Middle Scots from 1450 to 1550 and Late Middle Scots
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from 1550 to 1700. As we shall see, these divisions of Scots are not unrelated to the great historical events from Bannockburn to the Union of the parliaments. We know that the Germanic language that was to become known as Scots was widely spoken in the Lowlands of Scotland. Old English (OE) had been spoken in the south of Scotland since the early seventh century, a minority language among a predominantly Gaelic-speaking population. Once the throne of Scotland became Normanised, the use of Inglis began to expand, at the expense of Gaelic and Latin. From the time of King David I, there was considerable migration into Scotland. French-speaking Anglo-Normans were granted lands by the king, bringing with them English-speaking servants and, at the king’s invitation, French and English monks arrived. There was an influx of people from the north and Midlands of England, speaking Northern Middle English, with all it lexical and phonological influence from the North Germanic, Scandinavian language of the Danish Vikings. Flemish settlers, too, contributed to this multilingual society, coming together in the prosperous royal burghs. By 1314, a variety of English, with the strong Scandinavian flavour brought by incomers from the north of England, enriched by contact with Gaelic, French and Flemish, had become the dominant language of all of south and east Scotland, with the exception of Galloway, which remained Gaelic-speaking. It was known to its speakers as Inglis. At this point, the term Scottis was reserved for Gaelic. One major factor in the growing supremacy of Inglis was its success in the commercial, legal and administrative environment of the burghs. The Wars of Independence were another major factor in its development as a national language, because, from this time, the north of England looked south for its political, cultural and, hence, linguistic lead, whereas Scotland looked to its own court. This created conditions for the two languages to diverge. The adoption of Inglis by the barons about this time may also have been an expression of national solidarity in the context of hostilities with England. This helped to establish the social supremacy of Scots. Although we can make confident assumptions about spoken language, our first real written evidence of the language is the Aberdonian John Barbour’s account of the Wars of Independence in his poem The Bruce. If we look at even a few lines of The Bruce, we can see features that are diagnostic of a text written in Scotland: Throu Crabbis consale, that is sle, Ane cren thai haf gert dres vp hye Rynand on quhelis that thay mycht bring It quhar neid war of mast helping. [. . .] Engynys alsua for till cast Thai ordanit and maid redy fast, And set ilk syne till his ward.
The morphology shows the {is} or {-ys} plural in quhelis and engynys, and the genitive {-is} or {-ys} in Crabbis, contrasting with southern {-es}. The {-and} of the present participle in rynand distinguishes it from the verbal noun ending in {-ing} in helping. The weak past tense is regularly {-it) or {-yt} as in ordanit. The indefinite article is regularly ane, even before a consonant. The spelling shows the exclusively Scots quh where a non-Scots text would have wh. We see too the avoidance of doubling vowel graphs to represent a long vowel. Scots shared the use of vowel + consonant + e as in syne with English, but preferred vowel + i or y
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as in neid and maid. The voiceless velar fricative, still pronounced in English, although there usually spelled gh, is here represented, as in modern Scots, by ch as in mycht. From there on, the language goes from strength to strength. From 1424, it is used for the statutes of the Scottish Parliament, gradually takes over from Latin as a medium of official records and begins to take its place alongside Latin as a literary medium, although Latin retains its hold on the academic and ecclesiastic world. It is a language capable of use at court, in literature, commerce and conversation at all levels and, although it has many similarities to and would have been mutually intelligible with the emergent standard of southern English, it had all the hallmarks of a high-status national language. As we move into the Early Middle Scots period, the language approaches its zenith. Poets such as Douglas, Dunbar and Henryson pushed the boundaries of Scots lexically, stylistically and metrically. North and south of the border, this was a period of wholesale borrowing. As he explained in the prologue to his Eneados, Gavin Douglas was merely extending a tradition of borrowing going back to ancient times and acknowledging an exploitation that many Scots poets would use after him for the sake of a rhyme. Nor yet sa cleyn all sudron I refus Bot sum word I pronounce as nyghtbouris dois. Lyke as in Latyn beyn Grew termis some, So me behuyft quhilom, or else be dum, Sum bastard Latyn, French or Inglis use Quhar scant was Scottis.
The language Douglas and his contemporaries had to work with shared a common wordstock with English, words that have changed little between Old English and Early Middle Scots. Other Old English words had already begun to show differences from their southern cognates. The English backing and rounding of the vowel in stan, ban, and so on, which result in present-day English stone, bone and so on, did not happen in Scots. Other changes that happened sporadically in English were found more extensively in Scots. So we get vdeletion in both languages changing OE hlaford into English lord and Scots laird, but Scots additionally has siller (silver), gie (give) hae (have) and so on. To the OE word-stock was added the Scandinavian legacy of vocabulary largely reflecting the intimate and everyday nature of contact between Old Danish and Old English speakers. Some of these like take, skin and sky were widely adopted, others like gar (cause to), brae (hill), flit (move house), reek (smoke), gate (road) remained northern in distribution. Scandinavian borrowing is somewhat unusual in that loans are also found in closed classes such as prepositions and pronouns. The Scots preposition and infinitive marker til(l) in the Bruce extract is of Scandinavian origin. The third-person-plural personal pronouns beginning with th- are a particularly interesting Scandinavian innovation. By Chaucer’s time, the south of England had borrowed the th- form for the nominative they but retained the OE h- forms for the oblique cases in hire and hem. In the Reeve’s Tale, he gives his northern speaker a genitive there. The stronger Scandinavian influence in the Northern Middle English that brought the th- forms to Scotland meant that these were adopted early here. Indeed, Bruce shows th- forms in all cases. Because OE and the Scandinavian languages both belonged to the Germanic family of languages, they had much in common and borrowing was easy. It is not always easy to know whether a word is of OE or Scandinavian origin. Norman-French loans, unsurprisingly, contribute to the semantic field of feudalism with few, enfeff, eschete, lele, riall and so on as well as to more general areas with the likes of corbie,
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cummer, moyen and so on. As happened in England, there was a second wave of literary loans from Central French, but Scots had a more prolonged period of popular borrowing which brought fasche, tasse, gardyloo and so on into the language as a result of contact with France during the period of the Auld Alliance. Latin loans frequently arrived via French and, again, it can often be hard to say whether a particular word comes from Latin directly or from Latin via French. Interestingly, Scots borrowings may differ in morphology from English borrowings as in past-participial forms where the {-ate} suffix is used as in educate (educated). Latin and French between them account for more than 50 per cent of the vocabulary of Older Scots and this must give a good indication of the vigour of these languages in Scotland at the time. What was remarkable about the use of French and, to a far greater extent, of Latin in Scotland, was the extent to which this small, rather impoverished country, aspired to and achieved a truly international intellectual involvement. Educated men would have been equally comfortable writing in Latin or Scots and many of them would have been able to write tolerably well in French too. Loans from Flemish, Dutch and Low German often reflect the commercial or seafaring nature of contact, with calland, mutchkin, doit and so on. The word cren (crane) is used by Barbour to describe a siege engine. Although cran is known in OE, it has a Flemish cognate and the John Crab mentioned in the poem was a Flemish engineer; significantly, this is the first recorded use of the word to refer to lifting gear rather than the bird. The colloquial nature of loans from these languages means that they may not have been so widely recorded in writing as the more formal Romance words. David Murison provides a full account of Dutch loans in his essay in A. J. Aitken and others’ collection, Edinburgh Studies in English and Scots (1971). The nature of surviving texts could also have resulted in an underrepresentation of Gaelic loans. In spite of the numerical superiority of the Gaels, there are surprisingly few Gaelic words in Early Scots: some are of legal significance like tocher, slanis and conveth; others of a popular nature such as partan, ker and mant. There is, however, a strong phonological case for certain Gaelic words being in circulation in Scots long before any written record of them appears. In ‘What Scots Owes to Gaelic’, McClure (1986) explores the full range of borrowings. According to Macafee (2002), 34.6 per cent of Older Scots vocabulary comes from OE, the Romance languages provide a further 46.7 per cent, Flemish, Dutch and Low German account for a mere 2.2 per cent and only 0.6 per cent come from Gaelic. With this lexical potential, the virtuosity of Scots poets in all available styles was breathtaking. Dunbar covers every register from his aureate, heavily Latinate Golden Targe and Marian lyrics, through to the bawdy but scintillating vulgarity of The Flyting of Dunbar and Kennedy. In Ane Ballat of Our Lady such lines as Hodiern, modern and sempitern Angelical Regine!
show the extremes of Latin borrowing which we associate with ‘The Inkhorn Controversy’ in England. On the other hand, in The Flyting of Dunbar and Kennedy, the vocabulary is robustly OE and Scandinavian, with a good scattering of French for variety: Thow pure, pynhippit ugly averill. With hurkland banis holkand through thy hyd, Reistit and crynit as hangit man on hill, And oft beswakkit with ane ourhie tyd [. . .]
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Printing and the Reformation, however, brought a check to the course of Scots. Although Chepman and Myllar set up a press in Edinburgh in 1508, this venture was shortlived, and books printed in England were widely circulated in Scotland. Without doubt, the most influential book was the Geneva Bible, which every householder worth over 300 merks had to possess, by decree of the Protestant Parliament passed in 1579. The ministers may have retained their forthright Scots tongue in their sermons, but there must have been a perception that the word of God was English. The movement of the court southwards in 1603 was a further blow. The cultural focus moved with it. Anglicised forms were not new – we have seen that even Gavin Douglas was not above making use of English loans or English pronunciations. English digraphs begin to appear quite early in the fifteenth century. Therefore, it is not in the least surprising that even before King James VI and I moved south, his Scots manuscripts were appearing in almost completely anglicised printed form and Scottish printers followed English practices. After more than a century of creeping anglicisation, the almost complete obliteration of Scots can be clearly seen by comparing the version of James’s Basilicon Doron printed in 1603 with the holograph version: Holograph MS (1598) Take heade thairfore, my sonne, to thir puritanis, uerrie pestis in the kirke & commonueill of Skotland, quhom be lang experience I haue founde na desairtis can obleishe, oathis nor promeisis binde, braithing nathing bot sedition & calumnies, aspyring uithout measure, rayling uithout reason & making thaire awaine imaginations uithout any warrande of the uorde, the squaire to their conscience. Printed edition (1603) Take heede therefore (my sonne) to these Puritanes, verie pestes in the Church and commonweill of Scotland; whom (by long experience) I have found, no desertes can oblish, oathes nor promises bind, breathing nothing but sedition and calumnies, aspiring without measure, rayling without reason and making their own imaginations (without any warrant of the Worde) the square of their conscience.
In this, the more distinctive features of Scots spelling are removed, such as the quh, and the i or y as a marker of a long vowel. The Scots use of u, v and w graphs are regularised towards English spelling conventions. More radically, southern pronunciations of cognate words are reflected, changing lang to long and desairtis to desertes. English plurals in {-es} replace the Scots {-is} and we even find the lexical substitutions of these for thir and church for kirk. Many Scottish court poets began to write in English. Courtiers and aristocrats followed suit. English was starting to be perceived as the language of the upper classes. While earlier anglicisations were largely pragmatic and devoid of any notion of the superiority of English, by the second half of the seventeenth century, English was the higher-status language. Written Scots continued to be used locally for some private letters and diaries, for kirk session records and even for court records around the country. In Elgin in 1619 we find that James Nauchtie deponit Androw Wanes said to Elspett cum[m]ing spous to Iames petrie that scho was als lyk a witche carling as he was lyk a grandgorie Loun and choppit on her teithe and said thair was lytill good in her face, also that he said hir harlotrie had almaist garit hir housband leawe the countrey.
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Not much evidence of anglicisation there! Nevertheless, the erosion of Scots continued so that, with the Union of the Crowns in 1707, the ousting of Scots by English in all but intimate and informal contexts seemed inevitable. Thus, Scots would come to share the fate of Gaelic, both in turn ousted as the high-status language of Scotland to become minority languages, long regarded as socially inferior, but tenaciously maintaining their respective literary traditions and now becoming increasingly valued in the wider European context.
Further reading Aitken, A. J., (2002), The Older Scottish Vowels: A History of the Stressed Vowels of Older Scots from the Beginnings to the Eighteenth Century, ed. C. Macafee, Edinburgh: Scottish Text Society. Jones, C. (ed.) (1997), The Edinburgh History of the Scots Language, Edinburgh: Edinburgh University Press. Macafee, C. (2002), ‘A History of Scots to 1700’, in the Dictionary of the Older Scottish Tongue, Oxford: Oxford University Press, pp. xxix–clvii. McClure, J. D. (1986), ‘What Scots Owes to Gaelic’, Scottish Language 5: 85–98. Ó Baoill, Colm (1997), ‘The Scots-Gaelic Interface’, in C. Jones (ed.), The Edinburgh History of the Scots Language, Edinburgh: Edinburgh University Press, pp. 551–68. Thomson, Derick S. (ed.) (1994), The Companion to Gaelic Scotland, 2nd edn, Glasgow: Gairm.
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The International Reception and Literary Impact of Scottish Literature of the Period 1314 until 1707 Paul Barnaby and Tom Hubbard
Introduction This chapter reviews the international reception and assesses the role and impact of Scottish writers in the period 1314–1707 in the development of world literature. It focuses primarily, but not exclusively, on writers who are perceived as Scots abroad and thus directly contribute to foreign images of Scottish writing and culture. For brevity’s sake, it adopts a relatively narrow definition of literature as poetry, fiction and drama, touching only briefly upon philosophy, political science, theology and historiography. While Scottish literature has often had a significant impact in non-literary art forms – for example, Ossian and Scott were both highly influential on music and opera – this chapter is inevitably focused on Scottish literature’s literary impact. The chapter concentrates on reception in non-Englishspeaking areas, the emphasis inevitably falling upon Europe.
Reception to 1707 The most striking aspect of Scottish literature’s early reception is the near-complete failure of medieval and Renaissance writing in Scots to reach an international audience. No translations into vernacular languages have been traced of Barbour, Dunbar, or Douglas before the nineteenth century, and of Henryson before the twentieth. To this day only a handful of individual poems have been translated. The anonymous ballads have fared better, but their reception is an essentially late eighteenth- and early nineteenth-century phenomenon. There are only three known translations from Scots into languages other than Latin or English before Burns. Two stemmed from diplomatic ties with Scotland’s closest pre-Union allies. In 1591, a Danish translation appeared of A Dialog betuix Experience and ane Courteour by Sir David Lindsay, who played a prominent role in Scoto-Danish political relations. The same year saw the posthumous publication of Du Bartas’s translation of James VI’s Lepanto. The erstwhile French ambassador to the Scottish court had thus wished to thank the king for translating his own L’Uranie in 1584. Long considered one of France’s major poets
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(Goethe was an admirer), Du Bartas’s prestige may have drawn a second translator to Lepanto, the Dutch poet Abraham van der Myle in 1593. Lepanto was also translated into Latin by a fellow-Scot, Thomas Murray, in 1604. James VI’s European importance, however, is less as poet than political and religious thinker. Following his accession to the English throne, his prose works were widely translated in what Rod Lyall considers a concerted propaganda initiative to establish the king as leader of Christian Europe (‘The Marketing of James VI and I: Scotland, England and the Continental Book Trade’, Quaerendo, 32 (2002)). English literature from Chaucer through to Shakespeare suffered almost equal neglect in mainland Europe. Not until the eighteenth century did educated Europeans begin to study English and, largely following Voltaire’s example, explore its literature. Only then did Scottish writing in English begin to be translated. European medieval and Renaissance chroniclers did little to combat linguistic ignorance, branding Scotland an inhospitable and uncultivated realm. Froissart’s late fourteenth-century lament is repeatedly echoed: In Scotland you will never find a man of worth: they are like savages, who wish not to be acquainted with any one, and are too envious of the good fortune of others, and suspicious of losing anything themselves, for their country is very poor.
Perhaps, too, the extent to which the makars translated, adapted and reworked canonical European texts rendered their work especially difficult to translate without losing its distinctive note. For pre-eighteenth-century Europe, Scottish literature meant neo-Latin literature. Here Scotland boasted, in George Buchanan and John Barclay, two major figures in the development of, respectively, European drama and fiction. Scottish literary historians have tended to neglect the neo-Latinists as falling outwith or even betraying an indigenous tradition. It is insufficiently recognised how widely Buchanan and Barclay were perceived as Scots, belonging to a peculiarly Scottish neo-Latin school. The first international anthology of Scottish writing, Delitiæ poetarum scotorum hujus ævi illustrium, published in Amsterdam in 1637, contained exclusively neo-Latin verse (and is discussed by Jack MacQueen in Chapter 20). It assured, in particular, the European reputation of Florence Wilson, Mark Alexander Boyd, George Crichton, Thomas Dempster and Andrew Melville well into the eighteenth century. Such was the Scottish neo-Latinists’ prestige that in 1639 one Parisian bookseller published a Catalogus poetarum scotorum, advertising his stock of Scottish writing. Scottish neo-Latin verse sold so well in Europe that even writers living in Scotland printed their work abroad on economic rather than political grounds. Even before the Delitiæ charted their tradition, Scottish neo-Latinists were generally recognised as Scots, however scattered their places of publication. In the sixteenth and early seventeenth centuries, original works by Scots appeared in France, Germany, the Netherlands, Belgium, Poland and Italy. The first Scottish poet to publish abroad may well be James Foullis of Edinburgh, whose verse appeared in Paris in 1515. The first, though, to achieve a European reputation, preceding even Buchanan, is Florence Wilson or Florentius Volusenus. His De animi tranquillitate was published in 1543 in Lyons, where Wilson adhered to a circle of émigrés seeking a middle path between Catholicism and Reform. Advocating moderation in an increasingly polarised religious debate, Wilson’s masterpiece was subsequently translated into Italian (1574) and regularly reprinted throughout Europe until the early eighteenth century. Later in the century, Boyd, Crichton, Dempster and Adam Blackwood were widely read. The latter’s Le Martyre de la royne d’Escosse was published in
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Paris in 1587. It included, together with a narrative of Mary Stuart’s trial and execution, Latin verses by Blackwood decrying Elizabeth’s betrayal of her sister monarch. Translated into French in the 1588 Antwerp edition, these created a blueprint for future European literary representations of Mary’s ‘martyrdom’. Buchanan, however, is unquestionably Scotland’s major neo-Latin poet and dramatist. His tragedies Jephthes and Baptistes appeared throughout Europe in many editions between the mid-sixteenth and late-eighteenth centuries. Beside numerous reprints of the original Latin, Jephthes was translated into French (1566), German (1569), Italian (1583), Polish (1587), Hungarian (1590) and Dutch (1592). Buchanan reintroduced Euripidean and Senecan tragedy to the European stage, banishing the comical and supernatural from religious drama, and teaching European dramatists to seek analogous situations in scripture and in Classical drama. In Buchanan’s hands, drama became a vehicle for exploring contemporary moral and political themes and for combating hypocrisy and idolatry. Baptistes explores religious and political persecution, and Jephthes topical controversies concerning vows. The fanaticism of his age leads Jephthes to cling impiously to a vow; such fanaticism Buchanan saw mirrored around him. Buchanan introduced new psychological complexity into western drama. His heroes, inspiring compassion rather than horror, are fettered not by fate but by their political and ideological context. Buchanan established a form which survived well into the seventeenth century: five acts, unity of time and action, and a chorus serving principally to draw moral lessons. Through Buchanan’s direct formal and thematic influence on writers like Bèze, Garnier, Montchrestien and Grotius, his work informed the French Classical tragedy of Racine and Corneille. In Portugal and the Netherlands, too, Buchanan’s drama inspired a vernacular dramatic tradition. The first major Portuguese drama, Ferreira’s Inez de Castro (1567), is modelled directly on Jephthes; the title of the great Dutch tragedian Joost van den Vondel’s Jeptha, of, Offerbelofte (1659) clearly acknowledges its inspiration. Du Bellay imitated Buchanan’s satirical verse, inserting a translation of Buchanan’s poem on college teaching ‘Quam misera sit conditio docentium literas humaniores Lutetiæ’ into his version of the fourth book of the Aeneid (1552). It was due to Buchanan, Du Bellay claimed in Regrets (1558), that Scots were no longer considered ‘savages’. Buchanan’s paraphrases of the Psalms sealed his international reputation as a poet, with twenty-six European editions in 150 years. The Portuguese neo-Latinist Ludovicus Crucius and major writers in the emerging vernacular literatures like Kochanowski in Poland and Dousa and van Hout in the Netherlands imitated them. Van Hout also translated Buchanan’s unfinished verse treatise on astronomy, De Sphaera, which was imitated and continued by Du Monin in his Uranologie (1582). The Franco-Scot John Barclay wrote, in Euphormionis Lusinini or Satyricon (1605–7) and Argenis (1621), the two best-known fictions in neo-Latin literature. Throughout the seventeenth and eighteenth centuries, the latter was among the most frequently reprinted and widely translated novels in any language. Versions appeared in French (1622), German, Spanish (both 1626), Greek (1627), Italian (1629), Dutch (1643), Icelandic (1694), Polish (1697), Swedish (1740), Danish (1746), Russian (1751) and Hungarian (1792). Following Barclay’s untimely death, two continuations of Argenis were published in France and one in Spain. Its absence from most histories of the world novel is thus surprising. Only in Spain and Germany is its influence regularly acknowledged in two areas. First, Barclay resurrected the Greek ‘Heliodorian’ novel, with its beginning in medias res and structure based on suspense and delayed gratification, which supplanted the more loosely plotted picaresque to become seventeenth-century Europe’s dominant fictional mode. Second, as an allegorical
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account of France’s religious wars and a fictional apology for absolutism, Argenis became a model for dealing with religious and constitutional questions in romance form. Germany’s major seventeenth-century writer Martin Opitz translated Argenis (1626), establishing fiction as a respectable genre in German and providing inspiration for the Baroque political novel (Staatsroman). It influenced Kindermann, Zesen, Weise and, most significantly, Grimmelshausen’s Simplicissimus (1669), the masterpiece of German Baroque fiction. Although neglected by French literary historians, it was Cardinal Richelieu’s favourite book and admired and imitated by Malherbe, Mairet, Rampale and Jean-Louis de Balzac. Barclay’s earlier picaresque fiction, the Satyricon, was also popular as a roman à clef describing the disagreements between his theologian father, William Barclay, and the Jesuits at the University of Pont-à-Mousson. In Spain, it exerted a major influence (down to the title) on Gracián’s El criticón (1651–7). Gracián’s introduction invokes Barclay alongside Homer, Aesop, Lucian, Apuleius, Plutarch, Heliodorus and Ariosto as narrative model (particularly his ‘mordacidades’ or biting wit). Gracián even introduces Barclay as a participant in an academic debate, as had the German satirist Schupp in his De arte ditescendi (1645). The late seventeenth century saw a rapid decline in the Scottish neo-Latin tradition, partly concealed by the continuing popularity of the Delitiæ poets. The theologians Gilbert Burnet, John Napier and Alexander Ross were widely read and translated, but no Scottish writer of verse, fiction, or drama after Barclay reached a foreign audience before the mideighteenth century.
Further reading Ascoli, Georges (1927), La Grande-Bretagne devant l’opinion française: depuis la Guerre de cent ans jusqu’à la fin du XVIe siècle, Paris: Librairie universitaire J. Gamber. Henry, Peter, Jim MacDonald and Halina Moss (eds) (1993), Scotland and the Slavs: Selected Papers from the Glasgow-90 East–West Forum, Nottingham: Astra Press. Michel, Francisque (1862), Les Écossais en France, les Français en Écosse, 2 vols, London: Trübner. Price, Lawrence Marsden (1953), English Literature in Germany, Berkeley: University of California Press. Smout, T. C. (ed.) (1986), Scotland and Europe, 1200–1850, Edinburgh: John Donald. Van Tieghem, Paul (1924–47), Le Préromantisme: études d’histoire littéraire européenne, 3 vols, Paris: Rieder.
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Versions of Scottish Nationhood, c. 850–1707 Nicola Royan with Dauvit Broun
Non enim propter gloriam divicias aut honores pugnamus sed propter libertatem solummodo quam nemo bonus nisi simul vita amittit. (For it is not for glory, or riches, or honours, but for liberty alone, which no true man surrenders, save with his life.)
This statement, from the Declaration of Arbroath (1320), is often presented as the summation of medieval Scottish identity, and it is true that this document offers the most compelling vision of the Scots as an ancient people belonging to an ancient kingdom. It implies a united resistance to domination from outwith the realm, and stresses communal values over individual self-interest, including that of the king. To argue its case, the Declaration draws from historical authority and, in so doing, it reflects two consistent themes of Scottish historiography, indomitability and tradition. Such images of national identity seem familiar and yet on closer inspection prove to be based on very different assumptions from those on which they rest today. This chapter outlines both some of the changes and some of the continuities in Scottish historiography over eight centuries, from the mid-ninth century until the end of the seventeenth. The continuities of content are perhaps not surprising, since one generation depends on its predecessors for its information about the past. Although the progression is neither smooth nor complete, it is fair to say that the locus of interest moves from the king to the people to the land. This changes the relationship of the individual and national identity, but it does not necessarily lead to an easier or a better one. Kings are vitally important to medieval and modern historiography: as a head of government, as a means of identification and as a measure of time. It is no surprise, therefore, that the earliest extant form of history-writing specifically about Scotland or one of its early kingdoms is a plain list of kings with their reign-lengths. The earliest detectable Pictish king-list (in existence no later than the 840s) was probably intended to give a succession of kings of Fortriu, the predominant Pictish kingdom, but includes more than thirty kings before Bridei son of Mailcon, St Columba’s contemporary. Sometime in the mid-ninth century, probably during the reign of Caustantín, king of Picts (862–76), son of Cinaed mac Ailpín, this list was dramatically extended back in time by the addition of more than forty kings, beginning with Cruithne (the Gaelic word for ‘Picts’) and his seven sons, whose names each call to mind a Pictish region, for instance Cait for the north of Scotland (cf. ‘Caithness’) and Fíb for Fife, and who are each represented as reigning in turn after their
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father. The prosaic simplicity of a king-list is not necessarily a sign of creative impoverishment. In both of these examples, most of the kings must be fictional; some, no doubt, had literary personalities that are now lost to us. They also make a statement of identity through longevity; the second, in particular, can be recognised as a powerful statement of a vision of mainland Scotland from Caithness to Fife as constituting a single Pictish kingdom from the earliest times. Although a king-list is a particularly rigid and limiting way of structuring the past, it might also be used to present other forms of information. One common addition was to include occasional statements about the founding of churches. In one case, that of the foundation of Abernethy, this constitutes a brief narrative in its own right. While such items appear to be incidental to the main business of the king-list, they were probably crucial to the survival and cultivation of these texts, because they also served to justify the status of the most important churches of the realm. This demonstrates the alliance of literate churchmen with political and secular power: without one, the other would find it harder to survive. Another genre of king-list, this time in poetic form, originating in Ireland in the mid-eleventh century, records the place and manner of the death of each king. A king-list of this type, beginning with Cinaed mac Ailpín (d. 858), was probably written early in the reign of David I (1124–53), and was rendered into Latin elegiac couplets around 1215 (and finally updated around 1250). Although the account of how each king met his end is very brief, it is likely that at least a few fully fledged death-tales lie behind this material. We can only guess what these may have been and how they were presented. A narrative of the death of Dub mac Maíl Choluim (962–6) may, for example, have been the source of the king-list’s statement that the sun did not shine for as long as his body was concealed under the bridge at Kinloss. It has also been suggested that this story may be depicted on ‘Sueno’s Stone’, a massive carved cross-slab at Forres, where Dub is said to have been killed; if this is the case, then there may be an interesting interaction between different narrative media. The bare bones of another death-tale may be the origin of the king-list’s explanation that Cinaed mac Maíl Choluim (971–95), Dub’s brother, was killed at Fettercairn by the treachery of Finnguala, daughter of the mormaer of Angus because Cinaed had killed her only son at Dunsinane. This story finds a place in several Scottish histories in the following centuries, including those by John of Fordun, Andrew Wyntoun, Walter Bower and Hector Boece; for each writer, it provides a different example, whether that be the unruliness of women or the dangers of injustice. Elsewhere, there are more elaborate additions in the form of notes on events occurring during each reign: these might be drawn from a year-by-year chronicle as well as more narrative sources. The earliest example of such a text is the ‘Chronicles of the Kings of Alba’ (or the ‘Scottish Chronicle’) which begins with Cinaed mac Ailpín. It was probably composed initially during the reign of Illulb mac Caustantín (954–62). By this time the descendants of Cinaed’s sons Caustantín and Aed monopolised the kingship, and it is legitimate to speculate that the starting point of the king-list deliberately emphasises the place of Cinaed as a founder king. Although Cinaed in modern times is associated with the unification of the Scots and the Picts, the first king-list to make this link was not composed until the reign of Alexander II (1214–49). The portrayal of the reigning king as successor to a wider realm was achieved by the simple expedient of giving a list of kings of Dál Riata (from Fergus mac Eirc to Alpín, father of Cinaed mac Ailpín) as well as a list of Pictish kings (before Cinaed mac Ailpín). As a result, Cinaed and his successors were, for the first time, presented as uniting in themselves the once separate successions of Pictish and Dál Riatan kings. There was no attempt, however, to represent the contemporary Pictish and Dál Riatan lists in parallel columns
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even though they were understood to have existed side-by-side: instead, the kings of Dál Riata were listed first, followed by Pictish kings (and then Cinaed mac Ailpín and his successors). It was only a small step to regard the entire text as a single succession, with Dál Riatan kings coming en bloc before the Picts. This meant that, at a stroke, the reigning king was presented as the latest in a much longer succession of kings. This is what lies behind the remarkable claim in the Declaration of Arbroath that Robert I was the 113th king. By combining Dál Riatan and Pictish kings as a single succession, this extended king-list implies that the kingdom had, from its origins in the deep past, consisted not only of Pictland but also the territory of Dál Riata, which was delimited in the list itself as stretching from the mouth of the river Bann in northern Ireland to Drumalban and to the Western Isles. Obviously, this does not include the south of Scotland, an omission addressed by the progressive rewriting of the stated bounds of Dál Riata so that the original Scottish kingdom was eventually deemed to have stretched from Orkney and the Western Isles to Stainmore, the southern limit of the diocese of Carlisle. This imagined southern border seems neither to have been a claim to annex Cumberland nor a memory of Stainmore as the boundary of the kingdom of Strathclyde: rather, it seems to have been inspired by a desire to make sense of the garbled Gaelic name for the mouth of the river Bann. The text in which rulers of Dál Riata, Picts and Cinaed mac Ailpín’s successors were portrayed as a single series of over one hundred kings was more than a simple listing of kings. It was derived from a small crude compendium relating to Scotland’s ancient history which, as well as the king-list, consisted of two accounts of Scottish origins. One of these featured ‘Gaythelos’, his wife Scota and his son ‘Hiber’, taking the Scots from Greece and Egypt to Ireland; the other featured ‘Smonbrec’, his descendant Fergus son of Ferchar, and the Stone of Scone, which began in Spain and reached Scotland via Ireland. No attempt was originally made to iron out the contradictions between the different elements of the compendium, but in the late thirteenth and early fourteenth centuries there were a number of independent efforts to edit this material to form a more coherent account of the Scottish past. One of these, datable to the reign of John Balliol (1292–1304), was incorporated by the Northumbrian knight Sir Thomas Grey into his Scalacronica, an idiosyncratic treatment of British history (including much detail on the Wars of Independence), written in French and begun while Grey was a prisoner in Edinburgh Castle c. 1360. Another version formed the basis of a Latin poem written sometime in or between 1296 and 1306, preserved as part of a ‘supplementary book’ added by Walter Bower to his Scotichronicon. A third version, which also included a pedigree of the king of Scots back to Noah, was incorporated into the Original Chronicle written in Scots by Andrew Wyntoun. And yet another version can be traced in Fordun’s chronicle, along with the original compendium. It is striking how, in the origin-legend texts preserved in Fordun’s chronicle, it is Ireland rather than Scotland that is portrayed as the homeland of the Scots. The other versions give more prominence to Scotland, but it is not until the Pleading by Baldred Bisset and his team of procurators at the papal curia that an account of Scottish origins (albeit brief) centred on Scotland can be found. There it was stated that the eponymous Scota brought the Stone of Scone from Egypt to Scotland; Ireland was demoted to a stopping-off point on the journey. It was also asserted that the Picts had been conquered on Scota’s arrival, thus making the Scots masters of Scotland from primeval times. The Declaration of Arbroath asserts this even more strongly. As has been noted earlier, it begins by claiming Robert I as the 113th in a succession of kings all of whom were Scots, and goes on to present Scottish origins as beginning in Scythia (or Greece in the draft) and reaching Scotland via Spain without any reference to Ireland. Both Bisset’s Pleading and the Declaration are
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politically charged responses to particular situations, so their assertions are extreme. Nevertheless, these texts point to two essential features of Scottish historiography. First, moments of crisis encourage the production or reproduction of identity: it is noticeable that at least two versions of a coherent origin myth were produced during the troubled reign of John Balliol. Second, in the construction of a historical identity, the material may be drawn from many places. The Declaration used various accounts of Scottish origins, including one drawn from Henry of Huntingdon’s History of the English; other, longer, accounts of the Scottish past drew on Geoffrey of Monmouth and Bede among other English writers. The purpose of the resulting texts is not so much to give an identity to the Scots themselves, but to prove it to kings and leaders outwith the borders in order to claim the treatment accorded to independent kingdoms. The various versions of the origin-legend-plus-king-list may have been impressive in their chronological sweep, but their narrative was largely skeletal. For many years, it has been a commonplace to regard John of Fordun, an obscure priest (possibly related to William of Fordun, clerk of the wardrobe to Queen Joanna in 1331–2), as the author of the first full-scale history of Scotland, the Chronica Gentis Scotorum (‘The Chronicle of the Scottish People’). Fordun’s chronicle was apparently written when Walter Wardlaw, bishop of Glasgow, was cardinal (December 1383–August 1387), when he gave a copy of David I’s genealogy to John of Fordun. The chronicle is in five main books. It begins with Scottish origins in Greece and Egypt, and gives an account of the journeys of the Scots until their arrival in Scotland at about the same time as the Picts, with whom they intermingled. This is followed by the separation of the Scots from the Picts and the creation in 330 bc by Fergus son of Ferchar of a Scottish kingdom in the west as allies of the Picts. Then is found the expulsion of the Scots by the Picts and the re-establishment of a Scottish kingdom in the west by Fergus son of Erc in ad 403. The chronicle then becomes more detailed, giving an account of each of Fergus’s successors, who were enemies of the Picts, leading to the final conquest and destruction of the Picts by Cinaed mac Ailpín in 839. The remainder of the fourth book and the fifth book provide an account of each of Cinaed’s successors as far as David I (1124–53). That the whole chronicle might be described as almost entirely fictional is not to diminish it, but rather to recognise it as a magnificent achievement in creating a complete and compelling narrative of a Scottish past. Book V is followed by an incomplete sixth book, devoted to David I’s English royal ancestors, which is in turn followed by what was dubbed Gesta Annalia by W. F. Skene in his edition of Fordun’s chronicle (1871). Skene published Gesta Annalia as if it formed an incomplete section of Fordun’s work extending to his own times, finishing originally at 1363 and continued to 1385. The way Skene presents the Gesta Annalia in his edition is not, however, consistent with how it is found in most manuscripts. It is, as Skene realised, largely an earlier version of Fordun’s chronicle; but it is most unlikely to be the work of Fordun himself. An examination of the manuscripts reveals two separate texts, one which extends only as far as February 1285 (which may, for convenience, be called ‘Gesta Annalia I’) and the other (‘Gesta Annalia II’) continuing originally to 1363. Between Gesta Annalia I and II there is a dossier of documents relating to Scottish independence assembled by Baldred Bisset and his team of procurators, preceded by a copy of the Declaration of Arbroath. The dossier is followed by various unrelated texts. It has been argued by Dr Steve Boardman that Gesta Annalia II, which is characterised by a certain ambiguity to the cause of Robert Bruce and hostility to Robert Stewart, was the work of Thomas Bisset, prior of St Andrews who demitted office in 1363. Gesta Annalia I, for its part, may be the final portion of an earlier version of Fordun’s chronicle written arguably sometime in or between February and
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April 1285. Certainly it overlaps with Fordun’s final book, and has its own book divisions (distinct from Fordun’s) which suggest that it was part of a much larger work. Also, there are references in Gesta Annalia I to ancient kings and deeds which are significantly different from Fordun’s own work and (where the source can be identified) appear to be earlier. There are other indications in Fordun’s chronicle itself that its first two books were largely derived from an earlier text, an ingenious synthesis of a range of accounts of Scottish origins which seems to have been known to Baldred Bisset and his team in 1301. Although the extent of Fordun’s debt to this earlier history has yet to be ascertained (and may prove impossible to establish with certainty), there can be little doubt that Fordun was not the first to write a continuous narrative of Scottish history. That distinction should be credited instead to an anonymous scholar whose work was probably finished no later than 1285 and begun no earlier than 1249. While John of Fordun may not be the ‘father of Scottish historiographers’, his work is the only medium through which most of the earlier history written in or between 1249 and 1285 has been transmitted to posterity. His work, moreover, laid the foundations for Scottish history-writing until Boece’s Scotorum Historia about a hundred and fifty years later. It was not until the 1440s, however, that Fordun’s chronicle definitely can be said to have assumed its pivotal position. The earliest surviving manuscripts of his work date from this period, and it was between 1441 and 1447 that Walter Bower supervised the production of an illustrated copy of Fordun’s work, which, as the work progressed, acquired additional material by Bower himself, ending with a substantial expansion of Gesta Annalia and continuation to the assassination of James I in 1437. This text is the Scotichronicon; it has a total of sixteen books; and its original manuscript survives as Cambridge, Corpus Christi College MS 171. Bower (1385–1449) was among the early graduates in canon law and theology in the University at St Andrews and became abbot of the Augustinian abbey of Inchcolm soon after, in 1418. He worked sporadically in James I’s government as a collector of taxes from 1424 to 1433, and must have attended royal councils and Parliament as one of the ecclesiastical magnates of the realm. The Scotichronicon suggests that Bower was an ardent patriot and a firm supporter of James I’s authoritarian rule; he was also virulently anti-English, perhaps the result of English piratical attacks on Inchcolm and Richard II’s destruction of Lothian (including Bower’s birthplace of Haddington) in 1385. However, Bower’s success as a historiographer should not simply be attributed to his prejudices. He is also talented in his use of anecdote to illuminate an event. One such moment occurs in his account of the second marriage of Alexander III. Ubi in nupciis regalibus, dum omnia rite fierent, factum est tale ludi similacrum per modum processionis inter catervas discumbencium, precedentibus in arte illa doctis cum multimodis organis musicis et tragedicis instrumentis organicis, aliisque post eos vicissim et interpolatim choream militarem pompatice agentibus, insecutus est unus de quo pene dubitari potuit utrum homo esset an fantasma; qui ut umbra magis labi videbatur quam pedetentium transire; quo quasi oculis omnium evanescente, quievit tota illa processio fannatica, melos tepuit, musicum dissolutum est, et chorealis phalanx diriguit cicius insperato. Risus dolori miscetur et extrema gaudii luctus occupat; et post tantam gloriam regnum inglorie ululabat, dum postmodum in brevi se ipsum perdidit et consequentur regem. (While everything was going on at the royal wedding according to due custom, a kind of show was put on in the form of a procession amongst the company who were reclining at table.
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At the head of this procession were skilled musicians with many sorts of pipe music including the wailing music of bagpipes, and behind them others splendidly performing a war dance with intricate weaving in and out. Bringing up the rear was a figure regarding whom it was difficult to decide whether it was a man or an apparition. It seemed to glide like a ghost rather than walk on feet. When it looked as if he was disappearing from everyone’s sight the whole frenzied procession halted, the song died away, the music faded and the dancing contingent froze suddenly and unexpectedly. Laughter is always mixed with grief, and mourning takes over from extremes of joy: after such splendour, the kingdom lamented ingloriously, when a short time afterwards it lost itself and as a consequence its king. (Translated by Simon Taylor))
Although the editors of the most recent edition of Scotichronicon note that this is a traditional story attached to the narrative, this underestimates Bower’s skill in ambiguous presentation. The precise nature of the procession, particularly its final figure, remains unclear: is it a supernatural warning or is it a carefully staged piece of theatre? The detail, such as the bagpipes among the wind instruments, gives the impression of solidity and at first it is only the final figure who seems uncertain. Yet, when he seems to be ‘disappearing’, the rest of the procession also ceases insperato. So, it is possible that the entire procession was under the control of this one figure. Although, typically, Bower does not dwell on the mysteriousness, but moves directly to the moral, underlying his words is the horror that was to result for the Scots from the premature death of Alexander III. Bower seems to have come to regard his Scotichronicon as work in progress for another history of the Scots which he began to write before Scotichronicon was completed. In this other work, known from its principal extant manuscript as the ‘Book of Coupar Angus’, Bower abandoned the careful copying of extracts from Fordun which is such a prominent feature of Scotichronicon, and rewrote and recrafted his material to create an account of the Scottish past that is more distinctively his own. He divided it into forty books, and referred to it as an abbreviation of Scotichronicon, although it is not noticeably shorter or simply an abbreviation, since it expands on some aspects (for example, William Wallace). The most obvious general difference is that there is greater emphasis on Scottish history, in contrast to the more eclectic range of material in Scotichronicon. The uneven nature of Scotichronicon also inspired a rewriting into a coherent narrative of Scottish history known to scholarship as the ‘Book of Pluscarden’. It has been argued that this may have been begun in the 1450s and finished in 1461. Not only can the ‘Book of Pluscarden’ lay a claim to be the most polished and compelling rewriting of Scotichronicon, but also the most popular, if the number of extant manuscripts is anything to go by. The most natural response to the vastness of Scotichronicon, however, was to trim it down. The earliest genuine attempt to produce an abbreviated version was apparently undertaken in 1451, by Patrick Russell (prior of the Charterhouse in Perth in 1443 and again in 1472–4). This was copied c. 1489 and, in turn, revised around 1500 or soon thereafter by Richard Striveling for George Broun, bishop of Dunkeld. It was also common to bring together different elements of the ‘Fordun–Bower–Pluscarden’ canon by collating two different versions, or continuing one version with the text of another, or physically attaching parts of two manuscripts together (e.g. BL MS Harley 4764, which contains five books of Fordun’s chronicle continued with Striveling’s version of Russell’s abbreviation of Scotichronicon). This complex texture gave birth to the most popular abbreviated text, the Extracta e Variis Cronicis Scocie, in the early sixteenth century, as well as a dramatically shortened account, focusing on Scottish origins and the succession of kings, in a work known appropriately as Brevis Chronica. These texts, in one form or another, allowed the ‘Fordun–Bower–Pluscarden’
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canon to have an active afterlife in manuscript copies well into the sixteenth century, not even being entirely supplanted by the historiography of succeeding generations. Part of their influence must be seen in the continued dependence on the king-list. Roger Mason remarks that ‘the real hero of Fordun’s chronicle is the Scottish royal line as a whole, a line stretching back into the mists of prehistory’. If this is true for Fordun and Bower, as it surely is, then it is no less true for those writers who depend on their accounts. Fordun’s chronicle, Bower’s Scotichronicon and their successors were all written in Latin. There is little evidence that this narrative of the Scottish past, despite enjoying something like canonical status between the 1440s and 1540s, was given an extensive treatment in the vernacular, although the Book of Pluscarden was translated into French in 1519 for John, Duke of Albany. In this respect, Scotland’s medieval national narrative stands in sharp contrast to those of England, France, Ireland and Wales. It is no doubt significant that the text in the ‘Fordun–Bower–Pluscarden’ canon which was translated into Scots was the Lilliputian Brevis Chronica; another short vernacular text, The Scottis Original, which circulated in at least three versions, concentrated on the origins of the Scots as expounded by the Latin chroniclers. The main chronicle in Scots which circulated in the same period that Fordun and Bower and successors were dominant in Latin was the Original Chronicle of Andrew of Wyntoun, written sometime in or between 1408 and 1424. Wyntoun, like Bower, was a native of East Lothian who professed as an Augustinian canon at St Andrews Priory. He was a generation older than Bower, and did not rise as high in the monastic hierarchy, becoming prior of the cell of St Andrews at Loch Leven in 1390 (but not confirmed until 1395) and resigning in December 1421 due to infirmity. His chronicle in Scots verse has an impressive canvas, bringing together a range of material from learned tomes to oral tales. Scottish history is only one of Wyntoun’s concerns, and it becomes prominent towards the end of the work when he deals with the period from the eleventh century to his own times. His representation of the Scottish past seems in some ways to be less ideologically fixed than his contemporary, Bower’s. Wyntoun is prepared to admit to multiple versions and sources and to record them all for the benefit of the reader; he is also willing to accept that some rebellions may have reasons, if not excuses. One example of this is the case of Fimbal, known in Scotichronicon as Finuela, garbled forms of Finnguala, whose earliest appearance is in the king-list. For Bower and for Fordun, Finuela is a woman of great cunning and no morals, described as a maleficta (witch) and a proditrix (traitress); for Wyntoun, Fimbal is a powerful woman with a possibly legitimate grudge, acting within her own constraints. Examples such as this show Wyntoun to offer an alternative interpretation to those offered by the Fordun–Bower–Pluscarden canon. How influential such interpretations were is harder to estimate. While Wyntoun’s text seems to be the only full Scots vernacular chronicle to have circulated, there is other vernacular material dealing with aspects of the Scottish past. Some references, such as the account of Sir James Douglas’s crusade carrying Bruce’s heart in The Buke of the Howlat, are recounted at some length, albeit inaccurately. Others are much briefer and assume knowledge in the reader, such as Gavin Douglas’s identifications of noble kings of the past, Gregor and Robert I, in The Palice of Honoure. That both these examples make some reference to the First War of Independence is of course significant. For while there is not a substantial tradition of vernacular chronicles in Scots, there are the historiographical romances, The Bruce and The Wallace. These, it might be argued, take the place of vernacular chronicles, since in their own way, they offer an origin myth of Scottish identity. They define the Scots as being not-English; they offer a hero who exemplifies and supports that definition, and contributes to the founding of the Scots nation as distinct, that is,
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by helping to expel the English aggressor. They are certainly powerful narratives: ‘Ah, fredome is a noble thing!’ from The Bruce is a frequently quoted line, while popular conceptions of Wallace clearly owe more to Harry than to Bower. However, while the figures they celebrate are more real than some of the early kings of Scots described by Fordun, The Bruce and The Wallace are no more to be trusted as accurate representations of events. John Barbour (c. 1320–95) claims The Bruce as a ‘suthfast’ (truthful) narrative, suggesting that its truthfulness makes it more appealing than fictional stories. However, in shaping his narrative, he makes deliberate reference to romance, just after Bruce has slain Comyn in Greyfriars Church in Dumfries: He [Bruce] mysdyd yar gretly but wer Yat gave na gyrth to yet awter, Yarfor sa hard myscheiff him fell Yat ik herd neuer in romanys tell Off man sa hard frayit as wes he Yat efterwart com to sic bounte.
Barbour thus distinguishes his work from fiction, but still allows the comparison to stand. The influence of romance can be seen in the comparisons Barbour uses, balancing Bruce against Alexander the Great and Douglas against Hector of Troy. It is also evident in some tropes Barbour exploits to the glory of his heroes, such as the Battle against Odds, where Bruce is heavily outnumbered and yet prevails. More significantly still, it determines the structure of the work and its emphasis on the heroic individuals, Bruce and Douglas. This means, for instance, that Barbour begins his account of Bruce in 1306, when Bruce makes his final change of allegiance, kills Comyn and begins his campaign as king. Beginning at that point allows Barbour to omit all discussion of Bruce’s previously uncertain loyalties and to summarise the complexities of the succession crisis in thirty lines. As a result, it is far easier to present Bruce unequivocally as a hero. While The Bruce is often thought of primarily as an account of Bruce’s struggle for Scottish independence, in fact that makes up only about half of the text: the account of Bannockburn occurs in the very middle of the poem. The second half is devoted to Bruce’s kingship, and Edward Bruce’s attempts to liberate Ireland from English rule as his brother had Scotland. In recording the Irish campaigns, Barbour invites comparisons between Robert and Edward in both government and generalship, always to Robert’s favour. By such contrasts, Barbour overcomes the difficulty that peace and just rule are less exciting to relate than war and rebellion; while Robert is slightly more passive as king, he is never reduced to a cipher, but always controls the action. Barbour’s presentation of Robert Bruce as hero and as king came to dominate accounts of the king and his journey to the throne. Even today, The Bruce is a major source for Robert I’s life and kingship, and Barbour’s near-contemporaries, Fordun and Wyntoun, refer to it with respect. The result of this domination is what James Goldstein has memorably described as ‘Brucean ideology’, whereby loyalty to Bruce means loyalty to the Scottish cause, and where the reverse implies betrayal and defection. For evidence, we might consider the negative depictions of John Comyn and John Balliol in histories and chronicles. The virulence of this view is ultimately attributable to Barbour, since contemporary evidence suggests neither was any less committed to the Scottish cause than Bruce himself. As a definition of Scottish identity, the Brucean ideology can be seen as a development of the king-list; the challenge to this view was expressed most strongly by Harry in
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The Wallace, although its seeds can be traced to parts of Bower’s narrative. In both cases, the figure of William Wallace encourages such a challenge. Wallace’s loyalty is ostensibly to John Balliol as king, but it becomes evident through Harry’s text that in fact it is devoted to something more nebulous, an idea of independent Scottishness. For true Scottishness to exist, there needs to be a king to defend it, just as in the Declaration of Arbroath, but where the king is unable – as Balliol – or unwilling – as Bruce at Falkirk – then the subject is obliged to act. Harry is quite clear about Wallace’s status, for he is offered the crown three times, and each time he refuses it. He is not interested in power for himself, but independence for the Scots. As texts, The Bruce and The Wallace are in constant dialogue, and have been since the fifteenth century, when they were copied together by one scribe. It might be argued that The Wallace is the more sophisticated poem: its five-stress line has greater flexibility than the four-stress one used by Barbour and Wyntoun; it demonstrates its awareness of Bower and Chaucer in similar measure. Yet, The Bruce is the most significant influence. Harry (c. 1465–c. 1506) borrows episodes from Barbour and converts them into episodes in which Wallace stars. Harry’s descriptions of encounters between Bruce and Wallace undermine Brucean ideology, by challenging Bruce’s loyalty to the realm. At the same time, some of Harry’s statements seem to evoke and strengthen what might be seen as the nationalist sentiments in Bruce’s speeches, particularly the central one delivered at Bannockburn. Incipient ideas of a commonwealth which incorporates both sovereign and subject can thus be seen to develop during the fifteenth century through representations of the past. The shift in perspectives between the poems can in part be attributed to their circumstances of composition. Barbour wrote for the court of Robert II, Bruce’s grandson. The values expressed are those of the aristocracy, and their expression may in part be designed to support Robert II as a successor to his glorious ancestor, and to remind other contenders, especially the Douglases, of their subordinate role. Harry’s patrons, on the other hand, were Border lairds, less dazzled by an international world of chivalry and more concerned with James III’s pacific policy towards the English. Harry’s adoption of episodes from Barbour, his literary allusion to such material as The Knight’s Tale, and his chronological distance from the events he describes mean that his work is less commonly treated as a reliable source. However, The Wallace proved to be a long-lasting and influential narrative. It is one of the first texts printed in Scotland in 1508, and it was reprinted several times during the sixteenth and seventeenth centuries; The Bruce, in contrast, fell out of common use. It is possible that it is as much The Wallace’s different view of national identity that made its popularity as its exciting and extreme narrative. In the sixteenth century, historiography was changed dramatically by three things: the arrival of print; the rise of the vernacular; and the Reformation. Although The Wallace made a successful transition from manuscript to print, other medieval historiography was not so mobile and a new style of narrative of the Scottish past appeared, in response to political and cultural circumstance. Print and the vernacular together increased the audience immensely, and permitted the easier circulation of a more consistent, sometimes even authorised, account. The Reformation fractured that account and, as part of that movement, print enabled the circulation of many versions, each putting forward a slightly different view of the past. Since the Scottish Reformation became inextricably linked with the deposition of Mary Queen of Scots, religious allegiance also took on a political tinge. This becomes very evident in the historiography, since the main Latin writers, John Leslie and George Buchanan, took diametrically opposed views on Mary’s treatment. Arguably, Mary’s history remains one of the most divisive topics in Scottish history and historiography.
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The legacy of these sixteenth-century writers is still visible today. The divisions remained during the seventeenth century, only hardened by the War of the Three Kingdoms and finally the movement towards parliamentary union. Historiography had always been and remains a site of political argument and the quest for identity; arguably by the end of the seventeenth century, being a Scot came second to the kind of Scot you wanted to be. The first piece of historiography to appear in print was John Mair’s Historia Maioris Britanniae, tam Angliae quam Scotiae (Paris, 1521). Mair (c. 1470–1550; he is also known as Major) was one of the last great scholastic theologians; his Historia is a small part of his oeuvre, and his only foray into historiography. Originally from Gleghornie in Lothian, unusually Mair attended university at Cambridge, before studying at Montaigu College in Paris. His brief time at Cambridge made him more sympathetic to the English than many of his predecessors, contemporaries and indeed successors in Scottish historiography; he also believed that Scotland would be better off in union with England than in constant conflict. According to Mair, as translated by Archibald Constable in 1892 for the Scottish History Society, such union could only be achieved by one method: [. . .] to God, the Ruler of all, I pray that He may grant such a peace to the Britons, that one of its kings in a union of marriage may by just title gain both kingdoms – for any other way of reaching an assured peace I hardly see. I dare to say that Englishman and Scot alike have small regard for their monarchs if they do not continually aim at intermarriage, so that one kingdom of Britain may be formed out of the two that now exist.
For the plan to work, however, such intermarriage had to be between a Scottish king and an English princess, preferably an heir to the throne: Mair wanted a union of equals rather than an absorption of Scotland into England. The Historia is, by and large, devoted to the end of proving this argument. He is proud to be a Scot: for instance, he refutes totally an interpretation of Bruce and Wallace presented by Caxton (presumably The cronycles of Englond (1482)), referring to it as ‘silly fabrications’. Instead, he argues the Scottish case, presenting Wallace as a hero, if slightly stubborn, and Bruce as a noble king acting according to right and with courage. Mair’s standing as a historiographer rose during the nineteenth and twentieth centuries because of his apparently logical approach to his material, and his willingness to pass severe comment on the credulity, the barbarity and the general unsatisfactoriness of his countrymen. He is, for instance, dismissive of the origin myths: As to this original departure of theirs out of Greece and Egypt, I count it a fable, and for this reason: their English enemies had learned to boast of an origin from the Trojans, so the Scots claimed an original descent from the Greeks who had subdued the Trojans and then bettered it with this about the illustrious kingdom of Egypt.
His criticisms are widely spread, from the uncouthness of the ‘Wild Scots’, to the negligence of the prelates in failing to found a university before 1411, to kings for taxing instead of living off their income, to nobles who rebel. In fact, Mair does not diverge drastically from the views of his contemporaries; indeed many of the same opinions might be found in Scotichronicon. Equally, just like Bower, he is still largely dependent on chronicles for his narrative: he is not an antiquarian or a documentary historian, and so he is not really as modern a writer as he is sometimes presented. Nevertheless, his foregrounding of his sources and his clearly expressed opinions marked a change in historiographical direction.
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It was not a path that attracted many followers directly in the subsequent centuries. Far more influential on Scottish historiography, whether as a target or as a model, was Hector Boece (c. 1465–1536). Born in Dundee, Boece attended Montaigu College with Mair, and speaks highly of his intellect. Boece was selected by Bishop Elphinstone to be one of the first teachers at King’s College in Aberdeen in 1495, and he remained at King’s College, as principal, until his death. His best-known work, Scotorum Historiae a prima gentis origine was first published in 1527, also in Paris, and by the same printer who had published Mair’s. Boece’s approach to history was very different to Mair’s in style and in manner. Where Mair analyses and argues, Boece dramatises and describes; where Mair dismisses the early myths of origin as nonsense, Boece expands them; where Mair is sceptical about his sources, Boece presents new ones, unknown by previous writers and unseen by later ones. Nevertheless, Boece’s presentation is as new as Mair’s approach, for Boece is adopting a humanist mode of historiography, drawn from Classical models. Like Mair, Boece is concerned with good kingship: his model is austere, righteous, courageous, just, and also resistant to foreign aggression. His method of teaching is by exemplary narrative rather than argument. So, in his preface, dedicating the work to James V, just finishing his minority, he picks out the legendary figures of Gregor, Caratacus and Galdus, and both Ferguses together with the usual Bruce and Wallace as examples of loyal service to the realm. All of these resist external pressure: the Ferguses (son of Ferchar and son of Erc) establish the Scots in Scotland; Caratacus and Galdus resist Roman invasion; Gregor, the Britons and the Danes. It is not enough, however, to be celebrated in war: Gregor, for instance, is far more than simply a general, but rather ingenti decore [. . .] bellicis urbanis, religiosisque rebus princeps (a prince with great glory in war, civics and religion). Boece’s presentation means that we are shown Gregor in action, fighting a battle, addressing his council, reforming the Church, remaining chaste, and we are left to draw our own obvious conclusions from the narrative, about the good king and also, implicitly, about the good subject. Boece’s view of the relationship between subject and sovereign is one of mutual duty, and it is possible to infer, particularly from the early books, that the subjects, as represented by the nobility, have the right to admonish and even depose the sovereign, should he prove unsatisfactory. Many of his kings are deposed for private immorality as well as public misgovernment: Lugthacus, for instance, is executed for robbery and sexual misconduct. A radical reading seems further supported by Boece’s adoption of res publica to describe the realm, a term borrowed from the Roman writer Livy. Any such inference, though, is misplaced: Boece’s presentation of deposition and election stresses the past nature of such events, rather than advocating their reintroduction. Nevertheless, Boece is alert to the dangers inherent in poor kingship, and his deposed kings stand as a threat to the young James V, just as they do in David Lindsay’s Testament of the Papyngo. The Scotorum Historia, with its humanist style, its dramatic narrative and its clear moral and patriotic lessons evidently appealed to a Scottish audience. Within fifteen years of its publication in Paris, it had found three translators: William Stewart (fl. 1530–40), who translated it into verse; the anonymous translator of the Mar Lodge version; and John Bellenden (c. 1490–c. 1548), by far the most influential. Bellenden’s first translation was commissioned by the king, and presented to him in 1533; Bellenden then revised it several times, incorporating material from Mair, from Bower, and from other historiographers, and eventually it was printed as The Chronicles of Scotland by Thomas Davidson (c. 1540). This was the first complete vernacular history of the Scots in prose and in print, and its influence can be traced throughout Scottish and English historiographical narratives. It is not, however, an exact rendition of the Scotorum Historia. During his revisions, Bellenden read
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beyond Boece’s work and incorporates material derived from other writers, including Bower and Mair. He also condenses and expands as he finds the material interesting: Boece’s hero-worship of his patron, Bishop Elphinstone, is omitted, while Mair’s criticism on David I’s enthusiasm for founding monasteries is included. Ideologically, Boece and Bellenden agree on much: the antiquity of the Scottish realm, the relationship of sovereign and subject, the appropriate requirements of a king. In changing the language, however, Bellenden modulates the material: in particular, res publica becomes ‘commonweal’, a more emotive and more fluid term, stressing the result above political settlement. Together, Boece and Bellenden become the authoritative accounts of the Scottish past for the next two centuries. The existence of both a Latin and a vernacular version was crucial for this success. The Scotorum Historia reached a European audience of scholars; it also provided a respectable Classical frame for the narrative. The first edition of the Scotorum Historia was widely read and cited, by, for instance, Polydore Vergil and John Leland; when it was reprinted in 1574 and again in 1575, with additional material by Boece and by the humanist Giovanni Ferrerio, its audience included the Swedish historiographer Olaus Magnus. It is a primary source for both John Leslie and George Buchanan, and remains a reference text for historiographers into the seventeenth century. Bellenden’s Chronicles of Scotland attracted an audience possibly less learned, but no less enthusiastic: in 1641, a Leith notary Adam Broun copied the whole of the printed version of Bellenden’s text (according to his own dating, it took him nearly five months) and his is not the only seventeenthcentury copy. Still others used both forms of the text. Some used Bellenden while citing Boece. William Harrison in his contribution to ‘Holinshed’s’ Chronicles at least admits it: Hitherto haue I translated Hectors description of Scotland out of the Scotish into the English toong, being not a little aided therin by the Latine, from whence sometime the translator swarueth not a little, as I haue done also from him, now and then following the Latine, and now and then gathering such sense out of both, as most did stand with the purposed breuitie.
Others apparently saw them as complementary: Robert Lindsay of Pitscottie (c.1532– c.1586) clearly had access both to Bellenden’s translation, presumably in print form, and also to a copy of the 1574/5 Scotorum Historia, because he begins his own chronicles by translating the additional material provided by Ferrerio which had not been translated by Bellenden. The question remains: why should these versions of the Scottish past be so compelling? The only other historiographical text with such longevity was Harry’s Wallace. But Harry’s text is obviously different from those of Boece and Bellenden. Their existence in two languages is important: there is no translation of Mair until the nineteenth century or of Scotichronicon until the twentieth. The publication in print must also have been vital, even though Bellenden’s text clearly circulates in manuscript as well. However, such material reasons, while important, cannot be the final explanation; the quality of the texts themselves must have had a strong appeal. One essential aspect of their appeal must have been the narrative style – humanist, dramatic and exemplary – preserved and sometimes heightened by Bellenden. Mair’s narrative, in contrast, frequently trips itself on its own logic. An even more significant reason may be the image of the Scots presented, specifically their wholeness. Central to Boece’s vision is the ancient line of kings, a Gaelic tradition, and, while rebellion frequently begins in the north-west in the Scotorum Historia, so too did the Scottish people and their traditions. Because Boece and Bellenden are writing prior to the Protestant Reformation, moreover, they are able to present the Scots as united under God,
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one church and one monarch. Such an inclusive vision, politically, spiritually and geographically, is attractive when the affirmation of such unity is no longer possible in the later sixteenth and seventeenth centuries. The impossibility of neutrality after the Reformation is apparent in the works of the Latin historiographers of the later sixteenth century, John Leslie (1527–96) and George Buchanan (1506–82). In Scotland the fracture was not only religious, it was also political, a result of the events of the reign of Mary Queen of Scots. Leslie, bishop of Ross, served as Mary’s ambassador and apologist during her exile; Buchanan was tutor to James VI and vehemently opposed to Mary and to the Catholicism she represented. Dependent on Boece for content and similar to him in style, both writers seem to have learned the lesson of historiographical polemic from Mair. Where Leslie argues for the fundamental dangers of heresy and rebellion, Buchanan examines the right of the people to depose a monarch; in both cases, they find their proof in the Scottish past. Leslie is unusual in that he wrote histories both in Scots and in Latin. The Scots account was written for Mary in the first instance; the Latin history, De origine, moribus et historia Scotorum was printed at Rome in 1578. It offers a complete account of the Scots from their earliest origins to the beginning of Mary’s rule; Leslie did not in his formal histories attempt to describe Mary’s government of Scotland. It has two purposes, one to urge the Scots back to Catholicism, and the other to persuade all its readers over Europe to accept Mary’s right to succeed Elizabeth. In arguing for union between Scotland and England, Leslie seems to follow Mair, but he has no sympathy with rebellion, nor any sense of mutual duty between ruler and ruled. For instance, whereas Mair spends a chapter outlining Bruce’s right to the throne through his defence of the realm and his good kingship, for Leslie, Bruce’s right rests entirely on his genealogy. To break with the sovereign is to break with the truth, and it is fair to say that Leslie regards all heresy, whether religious or political, as entirely destructive. If Leslie was Mary’s apologist, George Buchanan is known as one of her greatest accusers. His Rerum Scoticarum Historiae, published posthumously in 1582, shows all of the religious and political tensions of the time, and one more. Buchanan was a Gaelic speaker with family allegiance to the Lennoxes, a humanist scholar with a reputation far outstripping Boece’s, a Protestant and, through circumstances as well as inclination, a more radical political theorist than any of his history-writing predecessors. All of these qualities have an impact on his historiography, but particularly his scholarship and his political views. His political radicalism requires Boece’s account to provide the evidence to support De Iure Regni Apud Scotos: Dialogus (1579). For Buchanan makes explicit what seems to be implicit in Boece and Bellenden, namely that the sovereign is chosen by the people and that the people have the right to resist incompetent or bad government. To demonstrate that such a practice is justified by ancient usage, Buchanan needs to use Boece’s earliest kings, many of whom were deposed for various tyrannies. Where Boece’s account stresses that such practice no longer applied, Buchanan’s offers its revitalisation. In championing this ancient Scottish model of government, however, Buchanan faced another problem, namely the already growing doubts that Boece’s kings had any existence beyond the covers of the Scotorum Historia. During the sixteenth century, understandings of historical scholarship changed. Antiquarianism, a pursuit of the past through material remains rather than primarily through narrative, was growing in influence; scholars became conscious of anachronism, that one age is not the same as another; and there was a more critical attitude towards sources, particularly chronicles. As a result, Buchanan’s deployment of the Scottish antique attracted criticism beyond that levelled at his political reasoning,
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particularly south of the border. Nevertheless, it remained an essential reference point throughout the seventeenth century, finally being translated into English in 1690. Despite their partisan approaches, Leslie and Buchanan attempt to offer an account of the whole realm and to create some sort of textual unity. They are the last to do so for some time, since different patterns of historiography were emerging around them, more partial and often more fragmented. Accounts that emulate the inclusive narrative tend to supplement the great humanist narratives of Boece and Buchanan, rather than to replace them; such narratives include Pitscottie’s Chronicles and Leslie’s first Scots History. Both of these begin where the Scotorum Historia ended, both speak eventually of the author’s own experiences and those of kin and contemporaries. Both are also partisan – Pitscottie is a Protestant Fife laird and opposed to Mary and her rule, while, at the time of writing the History, Leslie was even more closely tied to Mary’s cause, writing the account for her while imprisoned by the English at Burton. The composition of these texts in the vernacular is significant: more and more, it suggests a particular audience, one literate in varieties of English, but not Latin, one concerned with divisions and alliances at home, rather than impact abroad. In the seventeenth century, such supplementary practices continued, as shown in William Drummond’s History of Scotland from the Year 1423 until the Year 1542, printed posthumously in 1655. Just like any historiographer, Drummond (1585–1649) reveals the occupations of his own time in his description of another. The concerns are perhaps best summarised by a speech by the French ambassador at the court of James I, arguing in favour of a French marriage alliance: But it may be, after mutual marriages have one day joined your two Kingdomes in one, they [the English] will seek no preheminency over your State, nor make Thrall your Kingdome, but be knit up with you in a perfect union: Do not small brooks lose their Names when they commix their Streams with mighty Rivers, and are not Rivers ingolfed when they mingle their waters with the Seas? Ye enjoy now a kind of mixed Government (my Lords) not living under absolute sovereignty; your king proceedeth with you more by Prayers and requests than by Precepts and Commandements, and is rather your Head than Soveraign, as ruling a Nation not conquered; But when ye shall be joined in a Body with that Kingdom which is absolutely royal and purely Monarchical, having long suffered the Laws of the Conqueror, ye shall find a change and a terrible transformation.
This ambassador’s (and possibly Drummond’s) view about the defining characteristics of Scots government owes a great deal to previous writers. The insistence on the Scots’ indomitability is an essential part of Boece’s vision, union by mutual marriages is Mair’s preferred method, while the derivation of a particular Scottish mode of kingship from the past is not dissimilar from Buchanan’s argument. Elsewhere, Drummond shares Leslie’s horror of rebellion, and aligns his text more with an Episcopalian rather than a Presbyterian settlement. In each case, however, Drummond’s own experience inflects the presentation. For instance, his attribution of sovereign monarchy to English habits may seem strange, given James VI’s authorship of The Trew Law of Free Monarchies, but it is possible to argue that, from Drummond’s perspective, specifically English practice allowed the further development of royal power in a manner alien to the Scots experience. Of course, the French ambassador is also prescient in his account of the relationship between Scotland and England: the hope of ‘perfect Union’ is instantly denied by the practice of rivers. Such ‘preheminency’ was not only a matter of government, but also a matter
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of historiography. One of the failures of the Union was an inability to construct a ‘British’ narrative, in which each of the realms had an equal share: even Holinshed had avoided the issue by simply publishing the histories of Scotland, Ireland and England as separate narratives without any attempt to conflate them. Without a grand and inclusive narrative of the Scots to replace Boece and Buchanan, it became easier for Scottish history to become subordinate to English history, and to be rendered marginal in the accounts of the British realm. Despite the disappearance of the inclusive narrative, other, more fragmented, styles flourished. By focusing on church, or kin, or the distinguished individual, the special qualities of the Scots previously allocated to the whole people were confined to specific groups. For instance, Scottish piety is a consistent feature of Scotorum Historia and even Scotichronicon: for John Knox (1514–72) and his historiographical disciple David Calderwood (1575–1660); such piety belonged only to the Presbyterian pioneers and defenders. Knox’s History of the Reformation in Scotland, like most of his works, is a fine piece of rhetoric. It was first partially printed in 1587, but the more significant printing occurred in 1644, long after the Reformer’s death but in the midst of serious religious conflict in Scotland. Knox’s vision presents the nascent Presbyterian church as God’s chosen people, first oppressed but ultimately triumphant. Knox himself features largely in it, sometimes as an accessory to main events and sometimes as the lead figure. Knox’s heroic status is confirmed by Calderwood in The True History of the Church of Scotland (printed posthumously in 1678, but also circulating in manuscript). Both writers are talented at invective, both blatant and subtle. Calderwood in particular can be unrestrained, for instance in his use of ‘Massemonger or pestilent Papist’ when describing Mary Stuart’s return to Scotland. He can also be more cunning, for example when he refers to the bishop of Glasgow ‘lying as Ambassador for the Kings Mother at Paris’, where it is not clear whether ‘lying’ is a moral verb or simply a positional one. Calderwood’s insistence on the truth of his account reflects the contested nature of church history. A rival account, simply The History of the Church of Scotland, was written by John Spotswood (1565–1639), archbishop of St Andrews, part of James VI’s Scottish council and a true establishment figure. Like Calderwood’s and Knox’s, this account was printed posthumously (1655), but circulated in manuscript. Spotswood is still Protestant: he celebrates the achievements of John Knox. But his Protestantism clearly favours the Jacobean Episcopalian settlement and more moderate reformation; in his account of Knox, Spotswood denies his authorship of the History of the Reformation, referring to its contents as ‘ridiculous toyes and malicious detractions’. Such oppositions in historiography reflected the equally bitter divisions in contemporary society, in churchmanship, in political views and also in nationhood. In such uncertain times, the loyalty of a powerful kin must have been even more attractive. This too is reflected in historiography, with more family histories becoming evident. Family history itself was not an innovation – there are examples from early medieval times, in Scots, in Gaelic and in Latin – but it reached new prominence in the sixteenth and seventeenth centuries, both in Lowland and in Highland Scotland. Family histories might be an attempt to conserve ancient rights being challenged by the post-1603 settlements; they might also, in the case of Sir Robert Gordon’s History of the Earldom of Sutherland, serve to educate a new scion in his duties. They also used as their model the humanist histories. This is particularly evident in the works of David Hume of Godscroft (1558–c.1631), The History of the House of Douglas (1633) and the History of the House of Angus (printed with The History of the House of Douglas in 1644). Hume was a follower of Buchanan, both in
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his historical style and in his politics; he was also a supporter of Presbyterianism. This allowed him to present the frequent rebellious members of the Douglas house as rightthinking subjects performing a useful corrective to the Crown. Not only did this justify the position of the Douglases as a leading family, it also enabled Hume to issue his own challenge to his unsatisfactory sovereigns through his account, precisely as Buchanan and Mair had done before him. One feature among many binds all these accounts together: they are all concerned with the actions of individuals. The king-lists of the earlier accounts are replaced by other lists, be they the heads of noble families, groups of martyrs and kirk ministers, or distinguished scholars. The actions of kings bound the whole realm, but, while the actions of the others may have distinguished themselves or their homeland, they did not necessarily offer or support a model of wholeness for the people. Instead, they championed a kirk, a kin or even themselves, in place of the commonweal. It seems as if the fractures in Scottish society after the Reformation and the War of the Three Kingdoms prohibit an account suggesting unity in that way. The next attempt to present such an account moved from the individual to the land itself, in Robert Sibbald’s Scotia illustrata, sive, Prodromus historiae naturalis (1683). Sibbald’s approach is antiquarian, descriptive rather than narrative, and he is the king’s geographer, not his historiographer. This is a new view of the Scottish past, and perhaps an admission of failure. Certainly, the Union of the Parliaments in 1707 did not successfully unite Scotland either with itself or with England; nor is there an eighteenthcentury account of the Scottish past that carries the authority of either Boece or Buchanan. Throughout the sixteenth and seventeenth centuries, just as previously, versions of the past were written to meet particular ideological standpoints and particular political situations. By 1707, rival views clashed head-on, and it was not possible to present a whole narrative of the commonweal. Scottish identity rested as much on its present laws and Church as it did on its king and its past.
Further reading Broun, Dauvit (1999), The Irish Identity of the Kingdom of the Scots in the Twelfth and Thirteenth Centuries, Woodbridge: Boydell. Burns, J. H. (1996), The True Law of Kingship: Concepts of Monarchy in Early Modern Scotland, Oxford: Oxford University Press. Ferguson, William (1999), The Identity of the Scottish Nation: An Historic Quest, Edinburgh: Edinburgh University Press. Goldstein, R. James (1993), The Matter of Scotland: Historical Narrative in Medieval Scotland, Lincoln and London: University of Nebraska Press. Mason, Roger A. (1998), Kingship and the Commonweal: Political Thought in Renaissance and Reformation Scotland, East Linton: Tuckwell Press. Royan, Nicola (2000), ‘The Uses of Speech in Hector Boece’s Scotorum Historia’, in L. Houwen, A. A. MacDonald and S. Mapstone (eds), A Palace in the Wild: Scotland and Renaissance Culture, Leuven: Peeters.
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From Rome to Ruddiman: The Scoto-Latin Tradition Jack MacQueen
In Scotland, as elsewhere, Latin was put to different uses at different periods. The earliest compositions are official; inscriptions on the second-century distance slabs and altars set up along the Antonine Wall. Later are the inscriptions on early Christian votive and memorial stones, dating from the fifth to the seventh centuries, for the most part found in south-west Scotland, and often to be associated with Ninian’s mission based on Whithorn in Wigtownshire. More or less contemporary with the earliest of these are the devotional and pastoral writings of St Patrick (c. 390–461), the Confessions and the Letter to the Soldiers of Coroticus. Before his enslavement in Ireland, Patrick may himself have been born and brought up in Strathclyde, and so been a native of what is now Scotland, but, even if this is not so, Coroticus (Ceredig) certainly held sway in that region. The Letter demonstrates that for Christians in these parts Latin was the accepted mode of communication, as does the later penitential hymn, ‘Parce, Domine’, attributed to Mugint, sixth-century successor to Ninian as abbot or bishop of Whithorn. Christianity had three important intellectual consequences: first, a belief that the course of the world, from Creation to Judgement, was purposive; second, that the purpose received its clearest demonstration in the Middle East, particularly Palestine, and in Rome; third, that it had been demonstrated locally by the lives of holy men and women, a fact best given expression by a form of biographical panegyric, the Saint’s Life. This last was often infected with elements of märchen and hero-tale, which sometimes turn out to be the most interesting parts for the modern reader. Complementary to all this was the need for a complex Latinity which did not necessarily follow the norms of Classical usage. In this context, an important event was the establishment in 563 of the highly literate community of Iona. The founder, Columba or Colum Cille (c. 521–97), wrote the acrostic cosmological hymn ‘Altus Prosator’, it is said on Iona. A later abbot, Adomnán (627–704), wrote a book on the Holy Places of Palestine, based on information given him by the Gaulish bishop and traveller Arculf after shipwreck on the western coast of Britain. Adomnán is better known, however, for his Life of Columba. His primary purpose was to demonstrate Columba’s saintliness by way of miracle stories illustrating his powers of clairvoyance and action at a distance. With this, he combines narrative vigour and vividness, most clearly shown in such episodes as that of Librán of the reed-plot (ii, 39), and the death of the saint (iii, 22, 23). Anglo-Saxon influences, particularly the Latin writings of Aldhelm (639–709) and Bede (c. 673–735), appear in the acrostic ‘Hymnus Sancti Nynie Episcopi’ and in the Miracula Nynie Episcopi, an epyllion in hexameters, both almost certainly written at Whithorn in the
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middle to late eighth century. An origin in York rather than Whithorn has been proposed, but internal evidence seems to contradict such an idea. The poem was known on the continent, to Alcuin (c. 735–804) in Paris, to whom a copy was sent by the scholars of York, and to Paschasius Radbertus (c. 785–c. 860), who made use of it in his controversial De Corpore et Sanguine Domini (831, revised 844). A verse Life, it should be noticed, almost certainly implies the existence of an earlier prose version. Somewhat later, Latin makes a show in the Glasgow church of St Kentigern (d. 612). Liturgical verses, not later than the rule of David I as Prince of Cumbria (1107–24), have been preserved in the late thirteenth-century Sprouston Breviary. A hymn, addressed to Kentigern, quoted in Book 3 of Bower’s Scotichronicon, may well be earlier: Bower gives an improbable attribution to Columba. Märchen play an important part in the legend of Kentigern. The remarkable birth-story survives most fully in the fragmentary Life, composed during the episcopate of Herbert of Glasgow (1147–64) by a foreign cleric, perhaps a Tironensian monk of Kelso. It was based, however, on earlier local material, traces of which are possibly to be found in the prose lections of the Sprouston Breviary. Kentigern’s dealings with the mad prophet Lailoken (Merlin) are told in the Vita Merlini Silvestris. This may once have formed part of the fragmentary Life, or may be an entirely independent composition, again based on local material. It forms the basis of the Vita Merlini Caledonii (c. 1150) by Geoffrey of Monmouth (c. 1100–55). Although affected by Irish and Anglo-Saxon traditions, the ambience of the legends of Ninian, Kentigern and Merlin is predominantly British (Cumbric, Strathclyde Welsh). Another group of such legends is Pictish, with both main exemplars relating to Churches and personalities in Fife. The Legend of St Andrew (more properly of St Regulus or Rule) exists in two forms, a shorter and a longer. The first is to be found in the Bibliothèque Nationale, Paris. Textually the second is more complicated. Originally it formed part of the lost Registrum of St Andrews. Two copies of an early section survive in a fourteenthcentury Wolfenbüttel MS; the complete text, however, is preserved only in an eighteenthcentury MS copy in the British Library. The work is essentially the foundation legend, not only of the metropolitan Church of St Andrews, but also of the Saltire, the Pictish, later Scottish banner. It thus has a political as well as a religious purpose. The favourable reception of the relics of St Andrew by the Pictish king, Onuist, gained him the saint’s favour, which in turn ensured victory for him and his successors in their time of greatest need. In addition, by way of Onuist’s dream, the Saltire acquired associations comparable to those of the labarum which had ensured victory for Constantine, first Christian emperor, against the pagan Maxentius at the Milvian Bridge in 312. The local associations of the Legend of Servanus (Serf) are with his Church at Culross in west Fife, and with a number of other places in the area. The saint is elsewhere given an important part in the birth-story of Kentigern, and Lives of the two saints are bound together in a volume now in Dublin, but probably originally belonging to Glasgow Cathedral. In the Legend of Servanus, however, Kentigern receives no mention. The saint’s early years are not passed in Scotland, but in the Middle East, Jerusalem and Rome, where he becomes Pope, but is compelled by his angel to abandon the office and set off northwards. Märchen elements present include a miraculous birth, the angel already mentioned who, like Raphael with Tobias in the book of Tobit, accompanies the saint in his journeys, a fight with a dragon at Dunning in Perthshire, and a contest with Satan in a cave at Dysart, Fife. Servanus is also brought into contact with Adomnán, described as ‘abbot in Scotia’, Scotland, that is, north of the Clyde–Forth line. Adomnán has thus some kind of metropolitan authority over the entire region in this portrayal.
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Abbreviated forms of many other legends, adapted for use in Church services, have been preserved, for the most part in the Aberdeen Breviary, printed by Walter Chepman in 1509–10. Examples are the Offices of Kentigerna of Loch Lomond (7 January), Moloc (Moluag) of Lismore (25 June), Drostan of Deer (11 July), Bláán of Bute (11 August), Maelrubha of Applecross (27 August) and Modan of Rosneath (14 November). The Breviary contains an Office of St Wynnin of Kilwinning (21 January), which contrasts strangely with the Life of the same saint preserved by the fourteenth-century English monk John of Tynemouth. The saints so far mentioned are all figures of early Celtic Christianity, with Lives written long after the death of their subject. That of St Margaret (c. 1046–93), Saxon queen of Malcolm III (c. 1031–93; king from 1058), was written by someone who knew her personally, her confessor Turgot, later (1087) Prior of Durham and (1109) bishop of St Andrews, who died in 1115. The Life is best preserved in an MS, now in Madrid, but originally copied for Dunfermline Abbey by a single scribe somewhere between 1460 and 1488. Here there is little of miracle-story or märchen: Turgot, indeed, expresses some doubt as to whether miracles are any proof of sanctity, giving only a single, rather homely, example, the preservation of an ornamental Gospel accidentally dropped in running water. The narrative is full of immediate personal detail in a way which anticipates the later sixteenth-century panegyric ecclesiastical biographies discussed below. Before Margaret’s time, the Church in Scotland had drifted into isolation; the contrary movement towards reunion with the Catholicism of Latin Europe may be seen as beginning in her work and in Turgot’s biography. Most of the influential pre-Reformation scholars and theologians discussed elsewhere in this work – for instance, Adam of Dryburgh (c.1140–1212), Michael Scott (c.1160–c.1235), John of Duns, better known as Duns Scotus (c.1264–1308), Laurence of Lindores (c.1372–1437), John Mair (1467–1550), and George Lockhart (1485–1547) – spent at least some time abroad, studying and lecturing in continental universities, especially Paris. The fifteenth-century foundation of three Scottish universities made it possible for some to continue their activities on home ground. The word ‘Scot’ originally meant ‘Irishman,’ or more generally ‘Gaelic-speaker’. Scotland as an independent political entity had been created by Gaelic-speakers. When independence was threatened, physically by the incursion of Edward I (r. 1272–1307), but also intellectually by his use for propaganda purposes of the earlier Historia Regum Britanniae of Geoffrey of Monmouth, the Scots of the day found in Gaelic or Gaelic-based records an appropriate weapon of counter-attack. These records consisted for the most part of king-lists and genealogies covering the period from Fergus (II), son of Erc, who established his line in Dál Riata c. 500, to Kenneth I (841–58), who traditionally united the Picts with the Scots to form a new Scotia. Fergus’s own genealogy extends backwards for many generations and includes the figure who was later to be regarded as Fergus I. In turn, that genealogy blends into the wider Irish ‘synthetic’ history most elaborately represented by the Book of Invasions, the Lebor Gabála Érenn, according to which Gaelic-speakers, Irish and Scots alike, are the descendants of Gaedel Glas and his wife Scota, daughter of the Pharaoh drowned in pursuit of Moses and the Children of Israel in their passage through the Red Sea. The Scots variant of this history figures in the Instructiones and Processus, documents associated with the Scottish embassy to the Roman curia in 1301. Baldred Bisset had at least a hand in both compositions. He was Official (a legal appointment) of St Andrews and parson of Kinghorn, but primarily a professor of law in the University of Bologna. The Processus in particular is a persuasive and powerful document, surpassed only by the famous Declaration of Arbroath (1320), whose composition is conventionally ascribed to Bernard
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of Linton (d.1331), chancellor (c. 1308–28) of Robert I, abbot of Arbroath (1311–28), bishop of the Isles from 1328. The need to emphasise the independence of Scottish history continued long after the deaths of Edward I and Robert Bruce. The synthetic history was presented in detail, together with some account of later events, in the Chronica Gentis Scotorum of John of Fordun (c. 1320–c. 1384), the five completed books of which conclude with the reign of David I (1124–53). A continuation in note form, the Gesta Annalia, brings events up to 1383. The whole was amplified, indeed transformed, by Walter Bower (1385–1449) to become the huge Scotichronicon. Bower seems to have been an early graduate of St Andrews University, founded in 1413; in 1418 he became abbot of the Augustinian house of Inchcolm. He was a figure of importance in ecclesiastical administration and government service. Work began on Scotichronicon in c. 1441 and Bower survived to bring it to a conclusion in sixteen books, the last dealing with the personal reign of James I (1424–37). This book and its immediate predecessor show Bower as a genuinely original chronicler; earlier ones reveal a certain lack of discrimination. Bower quotes from many sources, in verse and prose, for some of which his is the only surviving evidence. One example in verse has already been mentioned. Many of the remainder are poems, mostly anonymous, with historical subject matter; for the most part they are written with some virtuosity in Leonine (rhyming) hexameters. The thirteenth-century Cronicon Elegiacum, written, as the title suggests, in elegiac couplets (usually two per king), forms an outline chronicle from the reign of Kenneth I to that of Alexander III (r. 1249–86). More ambitious is the Chronicon Rhythmicum, probably written in or about 1306, but with later additions, some probably made by Bower himself. This falls into three parts: the so-called ‘Scottish poem,’ in its most extended form dealing with the period from Gaedel Glas to Robert I (r. 1306–29); the ‘English poem,’ dealing with English kings from Ecgberht of Wessex (r. 802–39) to the early years of Henry VI (r. 1422–71), and the ‘Poem on the Norman Conquest of England’. This last asserts the hereditary right of Scottish kings to rule England. Like the remaining poems to be mentioned, it is written in leonines. An anonymous poem on Robert I’s victory at Bannockburn (1314) in sixty-eight lines occupies Chapter 21 of Book XII. Substantial parts of another, attributed to Bernard of Linton, are quoted in the following chapter. A poem of 187 lines on the same subject, composed by a captured English poet, famous in his day, the Carmelite Robert Baston, occupies much of Chapter 23. Bower has also preserved three elegies on James I, one forming the penultimate chapter of Book XVI; the other two appearing only in the abridged Perth MS. Scotichronicon circulated in manuscript, several times in an abridged form. One at least of these (the Coupar Angus MS) Bower himself seems to have overseen. It was not until 1759 that it was printed in two folio volumes edited by Walter Goodall (1706–66), sub-librarian of the Advocates’ Library. Goodall gave it the misleading title Joannis de Fordun Scotichronicon cum Supplementis ac Continuatione Walteri Boweri. During the next three centuries successive writers used modified forms of the synthetic history as a basis for their own philosophical, political and religious ideas. The most disinterested perhaps was the John Mair, already mentioned, who in 1521 published in Paris his Historia Britanniae Majoris tam Angliae quam Scotiae. Mair’s acute mind had been formed to a fifteenth-century pattern and his Latinity remains that of a late scholastic theologian. His title even includes a pun on his own name. Of Renaissance Ciceronianism there is no trace. Yet, he was prepared to defend his style as appropriate to his method. Britain in the sixteenth century differs significantly from the pagan Rome of Cicero. Theology is a training particularly appropriate for a historian, who must make distinctions. This last often leads him to scepticism on received traditions – for instance, the Greek and Egyptian origin
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of the Scots and the Trojan origin of the Britons, later usurped by the English. Scotland and England had long been regarded as polar opposites; Mair regards their histories as complementary, appropriately treated together in a single work. Like Bower, he takes Scottish history to the reign of James I; English to a later period, the early years of Henry VIII. He is an early advocate of union between the two kingdoms. In this, one might compare Mair’s work with the De Unione Regnorum Britanniae Tractatus, written almost a century later in 1605 after the accession of a Scottish king to the English throne. The author, the lawyer Sir Thomas Craig (1538–1608), urges closer relations between the two peoples, but clearly assumes that among Scots union is still unpopular. The work was not printed until 1909. The first printed work to include a reasonably full version of the synthetic history is Scotorum Historiae a prima gentis origine cum aliarum et rerum et gentium illustratione non vulgari (Paris, 1527). The final adjective may conceal a reference to Bower’s more ‘vulgar’ and unclassical history. The elaborate Latinity is already enough to demonstrate that the author, Hector Boece (c. 1465–c. 1536), was a man of the Renaissance, able to handle the periodic sentence, the clausula and the vocabulary of Cicero and Livy. He studied and taught in the College of Montaigu, University of Paris, until he was summoned home in 1497 to teach the liberal arts and later (1505) to become first Principal of King’s College, the university in Aberdeen for which Alexander VI had issued a Bull of Foundation in 1495. Boece had in a sense prepared the way for the Historiae by an earlier work, first of the panegyric biographical studies mentioned above, Murthlacensium et Aberdonensium Episcoporum Vitae (Paris, 1522), which centres on the life of William Elphinstone (1431–1514), bishop of Aberdeen from 1483, and true founder of King’s College. In the dedication Boece refers to a mysterious collection of books from Iona, deposited there by Fergus II, but destroyed by Edward I. Towards the end of his account of Elphinstone’s life, he mentions Scotorum historias de gentis antiquitatibus, also apparently preserved on Iona. On the basis of this the bishop produced a single-volume History, not now extant, the very existence of which has been doubted. This comes close to the references in Historiae VII.2 to documents stored on Iona by Fergus, to the work of Veremundus, and to Bishop Elphinstone’s History. Boece’s style, like much of his material, was modelled on Livy and Cicero; he was interested, in an unscrupulous way, in reconciling the recently rediscovered works of Tacitus, especially the Agricola, with the traditional synthetic history. He includes sections on the literary works and cultural achievements of the Romans. His primary aim, it seems fair to say, was not historical truth but an elegant prose using rhetorical rather than historical methods to persuade the reader of the value of sometimes dubious Scottish antiquities. In this aim, over some two centuries, he was outstandingly successful. He is a master teller of tales. Most probably Bower was his main source: the same stories appear in both and, like Scotichronicon, Scotorum Historiae ends with the reign of James I. The authority, however, whom he most emphasises is the mysterious Veremundus, perhaps to be identified with Richard Vairement, culdee of St Andrews in the middle thirteenth century and possible author of the Historia, eighteenth item in the lost Registrum of the Priory of St Andrews. Vairement’s career is well documented, but his authorship of the St Andrews material is no more than conjecture. Boece was unaffected by Reformation controversies. His two main successors have a different perspective. Both lived through the Scottish Reformation of 1560 and the subsequent personal reign (1561–7) of the Catholic Queen Mary, to which their reactions were different. John Leslie (1527–96), Catholic bishop of Ross (1567–89), and of Coutance in Normandy from 1592 until his death, was a distinguished canon lawyer and close associate of the Queen. After her expulsion, his troubled life was mainly spent in France, Italy
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and Belgium. In 1578 his De origine moribus & rebus gestis Scottorum libri decem was published in Rome. In it he expanded on an earlier work in Scots on the period from the death of James I to the end of 1561. This corresponds to Books VIII–X of the Latin: Books I–VII are based on Boece and Mair. The most interesting and most personal part is Book X, the sympathetic account of the minority of Queen Mary and the regency of her mother, Mary of Guise. The Rerum Scoticarum Historiae (Edinburgh, 1582) of George Buchanan (1506–82) is the Protestant equivalent of Leslie’s work. Buchanan became bitterly opposed to Queen Mary and eager to justify her eventual expulsion. The Historia occupied Buchanan for many years, during which his intentions sometimes changed. As finally published, it falls rather awkwardly into three parts. Books I–III form an attempted refutation of the arguments against the supposed early history of the Scots advanced by the Welsh antiquarian Humphrey Lluyd (1527–68) in his posthumous Commentarioli descriptionis Britanniæ fragmentum (Cologne, 1572). Buchanan has the weaker case and, as a consequence, shows considerable ill temper. Nevertheless, he makes some acute philological observations. Books IV–XVI cover Scottish history from Fergus I to the death in 1568 of Mary of Guise. Buchanan rejects the Graeco-Egyptian origin of the Scots, but retains the succession from Fergus I to Fergus II. Books XVII–XX cover Mary’s personal reign and the immediate aftermath. Buchanan’s hostility to the house of Hamilton is evident throughout. Book XX ends abruptly, suggesting that Buchanan was unable or unwilling to bring the work to an effective conclusion. The Historia was intended to bolster the theory of an elective rather than purely hereditary monarchy set out in the influential earlier dialogue De jure regni (1579). As the treatment of David I (r. 1124–53), Robert I and James I (and indeed the dedication to the young James VI) indicates, Buchanan had no absolute hostility to hereditary monarchy, but rather to tyrants who act against the rational beliefs and legal expectations of their people. For him, Mary became the supreme living example of such a tyrant. He had hoped that her power would be tempered by her marriage to her second husband, Henry Darnley (1546–67), ‘King Hary Stewart’, and by the good influence of her illegitimate half-brother, James Stewart, Earl of Moray (1531–70), who became Regent after her expulsion. On both, he lavishes extravagant praise. At his own death, however, Mary still survived as a potential threat to everything for which he stood. Buchanan was celebrated, not only as prose-writer, but as poet, famously described by Henri Estienne as poeta sui saeculi facile princeps, ‘easily the first poet of his own age’. He collected his poems in different ways: for some – Franciscanus and Fratres Fraterrimi, satires on the mendicant friars, and De Sphaera, on astronomy – the title indicates the subject; for others the grouping is by metrical form – Elegies (extended poems in elegiac couplets), Hendecasyllables and Iambs. Following the example of Statius, he put together his longer occasional pieces as Sylvae, and there are three books of shorter occasional poems, the Epigrams, mostly but not exclusively in elegiac couplets. These in turn he subdivided further into ‘Pompæ’, ‘Strenæ’, and the like. Jephthes and Baptistes are tragedies in Classical form, the influence of which can be seen in later French Classical tragedy and Milton’s Samson Agonistes. The Miscellanea is a posthumous collection, not so named by Buchanan. Buchanan was the first Scot to use something like the full range of neo-Classical literary kinds – genethliacon, epithalamium, strena, ode, elegy, epistle, epigram, eclogue, satire, tragedy and Lucretian scientific epic, together with translations from the Greek and Hebrew. Metrically, too, he was a virtuoso. Many of his poems have a Scottish background or theme. Buchanan was in Scotland from 1535 to 1539, and the earliest poem from that
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period is probably Coena Gavini Archiepiscopi Glascuensis, an affectionate and indeed rather awe-stricken account of the conversation at an intimate dinner party given by Gavin Dunbar, archbishop of Glasgow (1524–47). This is probably earlier than the almost Juvenalian Franciscanus and the collection Fratres Fraterrimi, of which the archbishop, if he knew them, would probably have disapproved. Included in the latter is the Somnium, composed at the Kennedy home in Maybole and based on an earlier vernacular poem by the poet William Dunbar, ‘How Dumbar wes Desyrd to be ane Freir’. Buchanan completed the series with the devastating Palinodia. It seems that James V gave Buchanan his personal encouragement towards the composition of these poems, which were later to cause their author a fair deal of personal hardship. Three justa, ‘obsequies’, commemorate Magdalene or Madeleine, daughter of Francis I, king of France, whose marriage at the age of sixteen to James ended with her death later in the same year, 1537. The justa form a brief counterpart to Lindsay’s ‘Deploratioun of the Deith of Quene Magdalene’, and were no doubt intended for the same court audience. Buchanan modelled a short satirical poem in elegiac couplets, Joanni Diguallo, argumento sumpto ex Adami Otterburni Equitis clarissimi Hexametris, on a poem by another Scottish humanist, Sir Adam Otterburn (King’s Advocate, 1524, Provost of Edinburgh, 1529, d. 1548). The poem is a mock-epitaph on a priest and money-lender, John Dingwall (d. 1531). The poem which follows, addressed to Otterburn, is a humorous defence of the literary practice of imitatio, important in all forms of neo-Latin composition, and exemplified by the verses on Dingwall. Unfortunately Otterburn’s original poem has not survived for comparison. It was probably a later hostile reaction to the Franciscan satires that forced Buchanan to flee Scotland in 1539, dum ferus hinc sævit veterani exercitus hostis, dum tonat horrificas Principis aula minas, dum nivibus canent impervia culmina montes, dum valles nimiis impediuntur aquis, (While the savage army of the old enemy [the Catholic clergy] rages from here, while the court of the Prince [James V] thunders terrifying threats, while the impassable mountain ridges are white with snow, while valleys are blocked by floods),
as he observes in a curious appeal for help addressed to Henry VIII’s chancellor, Thomas Cromwell. An effusive hexameter address to Henry VIII himself belongs to the same period, but, for almost thirty years, Buchanan lived on the continent, for the most part in France. There some of his best poetry was composed; one might instance the poem on the miseries of the humanist’s life in Paris, the first Majæ Calendæ, the Pro Lena Apologia, the pastoral Desiderium Ptolomæi Luxii Tastæi and the more celebrated Desiderium Lutetiæ, the poem on the capture of Calais in 1558 and the second Calendæ Majæ. Some of these, together with his tragedies Jephthes and Baptistes and his translations of Euripides’ Medea and Alcestis, he wrote during his time at Bordeaux (1539–43). His five years in Portugal (1547–52), during which he was tried before the Lisbon Inquisition, saw the production of his brilliant Psalms paraphrases, together with the satirical accounts of the bawd Leonora and her mother and three savage sets of verses. Two of these were on the pederastic activities of the Portuguese friars in Africa and Brazil and one on the pretensions of the Portuguese king João III (1521–57).
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After his Portuguese experiences, Buchanan returned to France, where he remained until 1561. In 1558 he wrote Francisci Valesii Mariæ Stuartæ, Regum Franciæ & Scotiæ Epithalamium to celebrate the marriage in 1558 of Mary to the Dauphin Francis, later Francis II, whose death in 1560 brought about Mary’s return to Scotland. At this point Buchanan regarded the Queen as simply the perfection of royal womanhood. He looks forward to a full political union of Scotland with France. Two later epigrams, ‘Maria regina Scotiæ puella’ and ‘Eadem Adulta’, demonstrate what he sees as the change from her earlier to her later personality, a change for which she is made to blame her uncle, Charles, the notorious Guise cardinal of Lorraine (1524–74), who had been responsible for her education. The epigram which immediately follows is a bitter attack on the cardinal. When he returned to Scotland in 1561, Buchanan became a member of Mary’s entourage. He retained his earlier admiration and much of his poetry from this period is devoted to court events. As Leslie McFarlane has noted, he provided Latin verse texts for three masques. The first was performed in Holyrood as part of the Shrovetide festivities. In this, the text for the first pageant was an Italian poem, probably by the Queen’s unfortunate secretary, David Rizzio, for the second Buchanan’s ode, In Castitatem, and for the third his Mutuus Amor, celebrating the good relations between Mary and her English cousin, Elizabeth: rerum supremus terminus ut astra terris misceat, regina Scota diliget Anglam, Angla Scotam diliget. (Although Doomsday may mingle stars with Earth, the Scottish queen will love the English, the English queen the Scottish.)
Here as elsewhere, hindsight sometimes gives an ironic twist to Buchanan’s verse. The second of these masques was in three pageants, celebrating Mary’s marriage to Darnley on 29 July 1565. In the first, which forms a prologue, Apollo explains that wars elsewhere have exiled the Muses and himself to Scotland. Mary’s beauty and accomplishments make it the only appropriate place. The second takes the form of a trial, beginning with Diana, goddess of chastity, laying a complaint with Jupiter that the marriage will rob her of one of her five chief votaries, all Maries: the Queen herself and her attendants Mary Fleming, Mary Beaton, Mary Carmichael and Mary Seton. Four goddesses, followed by four gods, speak against Diana, mainly on grounds of the importance of procreation for the continuance of life, but with Saturn, gelded himself, asking sardonically: ‘Si tibi fas fuerit tædis arcere puellas,/ Cur mihi fas non sit præsecuisse mares?’ (If it had been right for you to keep girls from marriage, why should it be wrong for me to have gelded the males?). Apollo prophesies a happy issue to the marriage and finally Jupiter as judge turns down the plea. Mary is to undertake a new form of service (militia). The herald Talthybius, as dempster, ends proceedings with a formal proclamation of the verdict, which includes some element of compensation for Diana. The wedding of the Queen, and later of the other Maries, will produce new virgins for her train: ‘Sic mutant elementa vices contraria, sese/Assiduè perimunt, & perimendo novant’ (Thus the contrary elements change their positions: they destroy themselves perpetually, and by destroying renew themselves). The final pageant presents bands of horsemen drawn to the ceremony from all parts of the world, Tritons from Ocean as well as cavaliers from the far north and south. A fourth group represents the
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conflict between the soldiers of Love, with Cupid on their shields, and those of Wisdom, with Minerva and her destructive Gorgon shield on theirs. But there can be no real conflict; blind Cupid is immune to the Gorgon’s power, and under the tutelage of Minerva the two can join in one. An elegiac quatrain, Ad Salutem in nuptiis Reginæ, spoken by the four Maries, seems to form part of the same occasion. Buchanan wrote a third masque in a single pageant, to be performed at the banquet following the baptism of the future James VI on 17 December 1566. There are also nine Valentine’s Day poems, four to Mary Fleming as on one occasion Queen of the festivities, and four similarly to Mary Beaton. The introductory poem to the Iambs, ‘D. Gualtero Haddono magistro libellorum supplicium Sereniss. Angliæ Reginæ’ is addressed to Buchanan’s younger contemporary, the Latinist Walter Haddon (1516–72), regarded by Queen Elizabeth as Buchanan’s equal: ‘Buchananum omnibus antepono, Haddonem nemini postpono’ (Buchanan I place above all others, Haddon I place second to none). Haddon was an authority on civil law, particularly as it applied to the Church of England, and a poet who had written in praise and support of Elizabeth. Apparently, he had asked Buchanan to resume the writing of verse, but Buchanan claims that he no longer feels able. He is oppressed by old age and sickness: missionem cum senecta flagitet Justam, valetudo imperet, Libens quiesco, et acquiesco legibus Pejoris ævi aheneis. (Since old age demands, and ill-health orders, a lawful discharge from service, willingly I keep quiet and acquiesce in the brazen laws of a degenerate age.)
If he composes at all nowadays, it is only when the goddesses, Mary and Elizabeth, both themselves poets, provide the inspiration. If these two were to combine in mutual harmony and thus give peace to Britain, his own verse would reach a new peak: Et nostra si quid audiendum vox dabit, Laudi Dearum serviet, Virtute quarum pax agros Britanniæ, Urbes fides, fora æquitas, Et templa pietas, impiis erroribus Procul relegatis, colet. (And if my voice produces anything worth hearing, it will be devoted to the praise of the Goddesses, by whose virtue peace cultivates the fields of Britain, honesty the cities, equity the courts, and piety the churches, since impious errors have been banished far.)
Darnley features in none of these poems and indeed was not present at his son’s christening. Buchanan’s poems to him and against Mary are subsequent to the Queen’s liaison with Bothwell. Ad Regem Scotiæ Henricum can be dated with some precision. It is a New Year’s greeting, written when Darnley was recovering from an illness, written, that is to say, for 1 January 1567, a few weeks before his murder at Kirk o’ Fields on 10 February. The concluding wish is for his health:
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Optime Rex, opto, sit tibi certa salus. Hoc satis est unum: quoniam te sospite nobis Succedent regno prospera cuncta tuo. (Best of kings, may your health be assured. This is my wish. This one thing is enough, because, when you are safe and sound, every kind of prosperity will follow for us in your kingdom.)
A second poem, Ad Henricum Scotorum Regem, belongs to the same period. Darnley is the sun, his supporters are the sunflowers who follow his course across the sky, sensitive to all the vicissitudes which he undergoes: ‘nos quoque pendemus de te, sol noster, ad omnes/ expositi rerum te subeunte vices’ (We also depend on you, our sun, exposed as we are to all vicissitudes when you are setting). The poem incidentally may have given Alexander Montgomerie his image of the ‘dum Solsequium’. In 1564 or 1565, Buchanan wrote an elegy (in hexameters), Ioannis Calvini epicedium, in which he draws a contrast between the Protestant Reformer, whose doctrines were so influential in Scotland, and the five men whose papacies spanned his working life, Clement VII (1523–34), Paul III (1534–49), Julius III (1550–5), Paul IV (1555–9), and Pius IV (1559–65). Calvin’s spiritual kinship was with God: animi deus est animus, ‘God is the soul of the soul’. The lives of the others he presents as in direct contradiction to their names. Buchanan lays no emphasis on any doctrine that might be regarded as distinctively Calvinistic; his concern is more with Calvin’s relationship to the popes and papal authority, in terms particularly of the Inquisition and the Counter-Reformation Council of Trent (1545–63). A little later, in June 1567, Buchanan took occasion as Moderator of the General Assembly of the Church of Scotland to denounce ‘the bloody decries of Trent’. There can be little doubt that the punishments of the great sinners in the Classical Hell, all of which he prophesies for Pius IV, inter aquas sitiens, referens revolubile saxum, vulturibus iecur exesus, cava dolia lymphis frustra implens, Ixioneum distentus in orbem, (Thirsty in the midst of waters, pushing back up the rock, which will roll down again, his liver devoured by vultures, vainly filling leaky jars with water, stretched on Ixion’s wheel),
reflect the fact that in 1562 Pius had reconvened the Council to meet the threat posed by the advance of Calvinism in France, and that in 1564 he had formally confirmed its decrees. During his final period, Buchanan wrote poems to some of his many English acquaintances. For the most part they were to people who belonged to the circle of Elizabeth’s chief minister, William Cecil, Lord Burleigh (1520–98). No poem to Burleigh himself has survived, but four New Year poems are addressed to his second wife, Mildred, eldest of the learned and accomplished daughters of Sir Anthony Cooke (1504–76). The poems turn on the relative importance of poetry and wealth and, in particular, on the corrupting influence of wealth. Mildred apparently exchanged strenæ with him, although her own verses have not survived. There is also a poem to Sir Anthony complimenting him on his daughters, the second of whom, Ann, had married Sir Nicholas Bacon (1509–79), Lord Keeper of the Great Seal (their child was Francis Bacon). (Buchanan wrote an epitaph for Sir Nicholas, whose opinion on Mary Stuart his own later views much resembled.) Ann
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made an English translation, published in 1564, of Apologia pro Ecclesia Anglicana (1562) by Bishop John Jewel (1522–71), an opponent of Calvin and first great expositor of Anglicanism. With Jewel’s writings, Buchanan felt considerable sympathy: ‘eruditis/ Et plenis pietatis, entheòque/ Fervore ingenii libris’ (Learned books, filled with piety and the inspired heat of genius). The lines are from the first of two poems commemorating Jewel, the second of which ends memorably with ‘Quam parva tellus nomen ingens occulit!’ (How little ground it takes to bury a great name!). The possibility that a woman might also be a capable monarch is recognised in a poem addressed to Buchanan’s friend, the English ambassador Thomas Randolph (1523–90). He had requested him to depict his image of the ideal king, an image which at the end of the poem Randolph recognises as, in fact, that of Elizabeth: ‘Jam tacitus tecum, “Tentas me fallere, tanquam/ In tabula nostram qui mihi pingis heram”’. (‘Now silently in your heart you say, ‘You’re trying to trick me, you who depict my lady as if in a painted panel’). In effect, the poem is a brief treatise on kingship. More extended treatment of the theme is to be found in Genethliacon Jacobi Sexti Regis Scotorum, composed on the birth of the future James VI and I. To a degree this poem is reminiscent of Virgil’s ‘messianic’ fourth Eclogue, which celebrates the birth of a child who is to be the fulfilment of prophecy, put an end to civil wars, bring back Astraea, goddess of Justice, and restore the Golden Age. The same ideas underlie Buchanan’s poem, but with rather more emphasis on the training and education of a future philosopher-king. Only if the child is properly brought up, will he enjoy a successful and peaceable reign. Buchanan emphasises the duty of the parents – Darnley as well as Mary – to train the child in habits of justice and virtue, qualities more effective than fear in the practice of government. The patterns of kingship are the Romans, Numa Pompilius and Servius Tullius, together with the biblical Solomon, none of whom were warriors. Opposed to them are Alexander the Great, the Tarquins and the Caesars, all of whom, like many others of their kind, perished miserably. If James follows the better path, his empire will exceed that of the Spaniards or Portuguese: Hæc tenero addiscat, maturo exerceat ævo, Et regnare putet multo se latius, oræ Hesperiæ fuscos quam si conjunxerit Indos, Si poterit rex esse sui. (Let him learn these lessons when he is young, practise them in maturity, and think that if he is able to rule himself, his empire will be far more extensive than if he brought the dusky Indians together with the western shore [the Americas]).
The Graces and the Muses must add the final touch to his kingly character. The nature of the kingship that Buchanan prophesied for James is summarised in the image of the Phoenix, the unique bird whose birth from its own ashes marks the beginning of a new era. Buchanan borrowed the figure from Claudian, De Consulatu Stilichonis II, 414–20, but used it to a very different end. His Phoenix exercises imperial power over other birds, but they do not follow and praise him simply for his beauty of plumage. It is his piety that inspires them: pietas etiam intellecta volucrum Sensibus: usque adeo recti natura per omnes Diffudit rerum vivacia semina partes.
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(Piety is recognised even by a bird’s senses: to such an extent does nature spread the undying seeds of virtue throughout creation).
This piety appears in the fact that when he returns, he carries on his shoulders the ashes and the funeral rites of his father, just as pious Aeneas abandoned Troy for Italy and a future Roman Empire, carrying on his shoulders his old father Anchises together with his household gods (Aeneid II, 707–8, 717). Aeneas’ behaviour exemplified his pietas in spiritual as well as secular terms: he fulfilled his duty to his father and the household divinities were essential for the continuance of Troy in the later Roman world, where his descendants were to be pontifices maximi as well as emperors. The Phoenix conveys this meaning on coins of Constantine I, the first Christian emperor, who, as supreme ruler over Church and State alike, presided over the defining Council of Nicaea (ad 325). It was later adopted by Cola di Rienzo (c. 1313–54), self-appointed Tribune of the Roman People who attempted the restoration of Rome’s spiritual and secular empire. Later in England the figure was applied to Elizabeth as herself monarch – emperor, in effect – in spiritual as well as temporal matters. James will extend this double authority over the whole of Great Britain (9–14): Pone metum, æternam spondent tibi sidera pacem. Jam neque Saxonidæ Scotos, nec Saxona Scotus Infestus premet, et cognato sanguine ferrum Polluet, et miseras prædando exhauriet urbes, Sed quibus ante feri tractabant arma Gradivi, Jam dehinc pacatis conjungent fœdera dextris. (Lay fear aside; for you the stars promise everlasting peace. No longer shall the children of the Saxon oppress the Scots, nor the troublesome Scot the Saxon, nor will either pollute the sword with kindred blood, nor depopulate unhappy towns with devastation. Now and henceforth the strong right hand will be put to rest and treaties will unite those who formerly wielded the arms of fierce Mars.)
The image clearly demonstrates that Buchanan did not hold to the Presbyterian doctrine of the Two Kingdoms. Buchanan followed the example of the Athenian Stranger in the Platonic Epinomis by making the study of astronomy, quæ vis regat ætheris orbes: An sponte æternos volvat natura meatus – (what power guides the etherial orbs, or whether nature of her own free will makes them turn in their everlasting paths),
play an essential part in the education of the ideal ruler. De Sphæra, his great poem on the subject, began as part of his work as tutor for a young aristocrat, Timolèon de Cossè-Brissac, a position which he held from 1555 to 1560. Composition proved difficult and in fact occupied him for the rest of his life. At his death, the poem was still incomplete. First printed in 1584, it was first in what became the accepted form, with some 500 lines added by Johann Pincier, in 1587. The subject is the perfect spherical universe figured by ancient and medieval astronomy. In this, the globe of Earth forms the centre, surrounded by the
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spheres of the planets, among which are included the Sun and Moon, and that of the Fixed Stars, in which, too, everything above the sphere next above Earth, that of the Moon, is changeless: cœlum immune senectæ, ‘the sky exempt from old age’, as he strikingly phrases it. The views which Buchanan ostensibly attempts to refute are the heliocentric hypotheses of the Samians, Pythagoras (sixth century bc) and Aristarchus (third century bc), but these make a fairly transparent disguise for two of Buchanan’s contemporaries, Copernicus (1473–1543) and Tycho Brahe (1546–1601), the latter of whom was Buchanan’s correspondent and had his portrait hung in his observatory at Uraniborg. Copernicus had proposed a heliocentric universe in De Revolutionibus Orbium Cœlestium (1543); Kepler in De Nova Stella (1573), a study of the 1572 supernova, had demonstrated that spectacular changes might occur above the sphere of the Moon. The largest collection of Scottish-Latin verse, the Delitiæ Poetarum Scotorum, contains the works of thirty-seven poets (Buchanan excluded), arranged more or less by alphabetic order of surname. A further thirty-two, similarly arranged, are included in the third volume of Musa Latina Aberdonensis. Most are younger than Buchanan. One or two are better known for their vernacular works or work in another field. For instance, Mark Alexander Boyd (1563–1601) survives today by virtue of a single poem, his ‘Sonet’, ‘Fra banc to banc, fra wod to wod, I rin’. Sir Robert Aytoun (1569–1638) has a more extended vernacular repertoire. The all-round abilities of James Crichton (c. 1560–85), ‘The Admirable Crichton’, have given him such reputation as he still has. Sir Thomas Craig (1538–1608) was a distinguished lawyer, author of the classic Jus Feudale and De Unione Regnorum Britanniæ, already mentioned. The physician David Kinloch (1559–1617) linked his verse to his professional life in De Hominis Procreatione and De Anatome, et Morbis Internis. Buchanan’s friend, Andrew Melville (1545–1622), is best known for his part in the Second Book of Discipline (1578), a manifesto of the stricter Presbyterianism against efforts to restore a modified episcopacy. One poet, John Barclay (1582–1621), made his reputation more by his fiction than his verse. Euphormionis Lusinini Satyricon (1603–7), distantly based on the fragmentary Satyricon of Petronius, is the tale of a young Scot, Euphormion, and his experiences in continental Europe. It is partly autobiographical, partly based on the career of his father, the lawyer William Barclay (1546–1608), and was often reprinted throughout the seventeenth and well into the eighteenth centuries. In form the satire is Menippean, in which prose and verse alternate. It is also a roman à clef. The action extends from Euphormion’s departure from his idyllic birthplace, Lusinia (Scotland), to his final settlement in Scolimorhodia (‘Thistle-Rose land’, Great Britain) as a court official under the good Tessaronactus (James VI and I). During his sojourn on the continent his misfortunes are mainly occasioned (Part I) by Callion (Charles III, Guise Duke, 1545–1608, of a still independent Lorraine) and (Part II) by the Acignii, the Jesuits whom Callion had established at Delphium (Pont-àMousson, just north of Nancy, site of a university founded by Charles in 1572 and placed under the Jesuits). Barclay himself was born at Pont-à-Mousson, where his father was then Professor of Civil Law and his great-uncle, the Jesuit Edmund Hay (d. 1591), was rector. Father and son both were old-fashioned Catholics who distrusted many aspects of the Counter-Reformation and any claims of the papacy to temporal power. Lorraine is not Barclay’s only target. Euphormion’s travels and Barclay’s satire extend over many countries. In Part II, for instance, we have the account of the attempted encroachments of the Gephyrii (the papacy) on civil government, and in particular the quarrel (1605–7) between the current Gephyrius (Pope Paul V, 1605–21) and Marcia (the Venetian republic) over the Church’s temporal prerogatives. Peace was finally established, we are told,
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by the mediation of one of Barclay’s heroes, Protagon (Henri IV of France, r. 1589–1610), despite the opposition of Liphippus (Philip III of Spain, r. 1598–1621). Euphormion finds imperfections even in Scolimorhodia, where he meets the Calvinist Catharinus, whose way of thought reminds him of the Acignii and (worse!) who smokes tobacco. The lower classes are arrogant and lazy. The upper classes, however, he finds entirely acceptable. In 1615 Barclay published his poems in London with a dedication to Prince Charles, the future Charles I. Some are light verse; for instance, Epistola leporum Neumarchiensium ad Regem, a verse letter in heroic hexameters from the hares of Newmarket telling King James how happy they are to be coursed and slaughtered by him. Pugna Gallorum Gallinaceorum, cui Rex interfuit, is an account in aggressive iambic trimeters of a cockfight attended by the king. In both, the mock-heroic style conveys a hint of reproof that a great and learned monarch should indulge himself in such pastimes. At one level Barclay’s Argenis, in five books, is a heroic romance following the pattern set by such late Greek novels as the Ethiopica of Heliodorus. As the opening sentence indicates, the setting is Sicily at a remote period: Nondum orbis adoraverat Romam, nondum Oceanus decesserat Tibri, cum ad oram Siciliæ, qua fluvius Gelas maria subit, ingentis speciei juvenem peregrina navis exposuit. (The world had not yet made supplication to Rome, Ocean had not yet yielded place to Tiber, when a ship from foreign parts put a very handsome young man ashore on the coast of Sicily, where the river Gelas enters the sea.)
The ship has come from Africa, and the traveller is Archimbrotus, who, soon after landing, meets another wanderer, Poliarchus, a good soldier but the victim of an apparently hopeless love for Argenis, daughter of Meleander, the aged king of a troubled Sicily. The plot develops in terms of these two and involves love and warfare, breaches of friendship, travel, disguise and intrigue, all leading, however, to a happy ending. Archimbrotus turns out to be the brother of Argenis, something which explains the strong attraction he had felt for her and which had led to his estrangement from Poliarchus. He is Meleander’s son and heir. Poliarchus, in turn, is revealed as rightful king of Gaul, and so an acceptable suitor for Argenis. One minor character is the poet Nicopompus, who takes part in, and celebrates, many of the events described. In Book II, during a discussion with the priest Antenorius, he is made to claim that he is able to write a fable which will apply powerfully to his own times while at the same time having an indirect but wholesome effect on the passions and beliefs of the reader: Grandem fabulam historiæ instar ornabo. In ea miros exitus circumvolvam; arma, conjugia, cruorem, lætitiam, insperatis miscebo successibus [. . .] Quia nugari me credent, omnes habebo [. . .] Et ne traductos se querantur, neminis imago simpliciter extabit [. . .] Præterea & imaginaria passim nomina excitabo: tanquam ad sustinendas vitiorum virtutumque personas; ut tam erret qui omnia, quam qui nihil in illa scriptione exiget ad rerum gestarum veritatem. (I’ll put together an extended fable in the form of a history. In it I’ll include remarkable events. I’ll mix arms, marriages, murder, joy, with unexpected twists of the plot . . . I’ll hold everyone’s attention because they’ll think it’s only a story . . . And in case anyone should complain of being slandered, there will be no straightforward portraits of individuals . . . Besides,
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The story, that is to say, will be a political allegory that will not have a one-to-one correspondence with historical persons and events, but will set out the current situation in terms of a fiction the moral application of which may readily be understood by the intelligent reader. The reference is clearly to the Argenis, apparently written in the third person by an anonymous omniscient narrator. When the priest applauds the scheme, Nicopompus at once begins writing. He, in other words, is the purported author of the romance, and the key which in later editions accompanies the novel unambiguously identifies him with Barclay. The subject is not entirely remote from that of the Satyricon. Barclay provides many clues, most obviously in the names of his minor characters. A supposed Sicilian faction, the Hyperephanii, are followers of Vsinulca, anagram for Calvinus. They are thus identified as the Calvinist Huguenots. Similarly, Ibburanes is Barberinus, Maffeo Barberini, who, when the novel was written, was not yet Pope Urban VIII (1623–44), but who had been papal envoy extraordinary to Henri IV in 1601 and Nuncio in France from 1604. These are only two of many indications that the ancient Sicily of the narrative is in fact France during the period of the religious wars. In general, they help to establish that although Meleander is old and the father of two children, he represents aspects of Henri III, last king of the Valois dynasty, who died childless at the age of thirty-eight. Similarly, Poliarchus and Archimbrotus represent different aspects of Henri IV, first of the Bourbon kings and originally a Huguenot, with his rival Lycogenes as the Duke of Guise, a leading figure in the Catholic Ligue. Radiboranes is the king of Spain (Sardinia), and Hyanisbe is the English Queen Elizabeth. However different the detail, the Sardinian invasion of Mauretania (Book IV) corresponds to the expedition against England made by the Spanish Armada in 1588. The fact that Archimbrotus has been reared at Hyanisbe’s court may indicate the original Protestantism of Henri IV. The High Priest Aneroestus is Clement VIII, in whose papacy (1592–1605) Henri IV was reluctantly recognised as rightful king of France and absolved from the excommunication pronounced in 1585 by Sixtus V (1585–90). Issues and relationships take priority over precise individual circumstances, but do not necessarily exclude them. Not surprisingly discussions of kingship, the temporal powers of the Pope, the fate of Germany (Mergania) since the Reformation, free will and predestination, the value of astrology, all form part of the structure. Argenis herself does not correspond to any historical figure, rather she is a personification of France, to the possession of which a variety of suitors aspire. Her hand is won finally by Poliarchus. He is often compared to Hercules; in art and literature Henri IV was similarly presented as the Gallic Hercules. The book contains passages tedious to the modern reader, often the very passages which would have roused most interest in a seventeenth-century audience. During that century it enjoyed enormous success. The anonymous editor of the Elzevir edition introduced it with the words: Euphormionem & Argenidem à Barclaio habemus, Satyrico & Scriptore nostri temporis celeberrimo, imo, si cum rerum gravitate, styli majestatem spectes, incomparabili. (We have the Euphormio and Argenis of Barclay, the best-known satirist and writer of our time, incomparable indeed if you bear in mind the majestic style which he combines with weighty subject matter.)
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Even today, the portrayal of a high-minded but bloodthirsty society retains considerable power. And of course, the controlled peripeteia of its sustained narrative and the use of such devices as internal monologue make it an important, if often neglected, early document in the history of the novel. Barclay always proclaimed himself a Scot, but, in all probability, he never set foot in Scotland. For ten years (1606–16) he lived at the court of James VI and I in London. His last years were spent in Rome, and it was there that he wrote Argenis. Like his father, he was a monarchist. The elder Barclay wrote De Regno et Regali Potestate, a riposte to Buchanan’s De Jure Regni and other works questioning absolute regal authority. In this, he followed the lead of another French-based Scot, Adam Blackwood (1539–1613), author of De Vinculo and Apologia pro Regibus. These treatises greatly influenced James VI and I in his development of the doctrine of the Divine Right of Kings. John Barclay agreed with their conclusions. The Delitiæ was edited by one Scottish poet, the physician Arthur Johnston (1577–1641), and financed by another, the lawyer and statesman Sir John Scot, Lord Scotstarvit (1585–1670). As Johnston noted in his dedication to Scotstarvit, the greatness of Buchanan motivated the enterprise: Extremum hunc terrarum angulum, penè sub ipso mundi cardine jacentem, illustrem olim fecit Poetarum sui sæculi facilè princeps Buchananus. Hoc Sole extincto, tu novis illum sideribus, inter quæ & ipse fulges, mirum in modum decoras. Ex his non pauca sunt primæ magnitudinis, & splendore suo majora illa luminaria quæ Augusti sæculo fulserunt æmulantur. (Buchanan, easily first among poets of his age, once made this furthest corner of the world, lying almost under the Pole, illustrious. Now that his sun has been extinguished, you are wonderfully adorning this corner with new stars, among which you yourself also shine. Among these, not a few are of first magnitude and in their splendour endeavour to rival those greater luminaries which blazed during the age of Augustus.)
Johnston goes on to lament the inclusion, at Scotstarvit’s insistence, of his own poetry, but hopes that his darkness will serve to bring out the brilliance of the others. In fact, Johnston is probably the most accomplished of the poets included. He began his professional life as Professor of Logic and Metaphysics at Sedan (1604–10). In 1610, after he had graduated MD at Padua, he became Professor of Physic at Sedan, where he remained until c. 1622, when he returned to his ancestral home at Caskieben in Aberdeenshire. By 1625, he had been appointed Medicus Regius, a physician to the king. In 1637, he became rector of King’s College, Aberdeen. Four years later, he fell ill and died during a visit to Oxford. Johnston’s admiration for Buchanan found expression in two longish satirical poems, Consilium Collegii Medici Parisiensis de Mania Hypermori Medicastri and Onopordus Furens. Hypermorus the Quack and Onopordus are invented names for George Eglisham, a quarrelsome early seventeenth-century Scottish physician, author of Duellum Poeticum contendentibus G. Eglisemmio medico regio, et G. Buchanano, regio preceptore pro dignitate paraphraseos Psalmi civ., dedicated to King James, and offered to the University of Paris for a decision. This was never given, but in the first satire Johnston offers one in their name. Eglisham is mad: Te vatum, Buchanane, decus, quem suspicit orbis, Prisca cui assurgunt sæcula, dente petit.
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The second poem confirms and defends the diagnosis. Eglisham’s original attack was partly caused by the attitude to kingship that Buchanan expressed in De jure regni. It had something in common with William Barclay’s De Regno et Regali Potestate, already mentioned. But Johnston’s own attitude was in fact closer to Eglisham’s than he realised. By 1637, probably influenced by Archbishop Laud, whom he had met at the Holyrood coronation of Charles I in 1633, he had produced his rival version of the Psalms, Paraphrasis Poetica Psalmorum Davidis. As his introductory verses show, he shared something of the modern distaste for Buchanan’s perhaps over-brilliant earlier achievement. Buchanan, he remarks, presents David as king; his own plainer version presents him as priest and prophet – clearly the more important role: Apta paludato Buchanani purpura regi est, Regibus aut si quid grandius orbis habet. Nil mihi cum sceptris; ego do velamina vati; Hunc decuit cultu simpliciore tegi. (Buchanan’s purple befits a king in his regalia – kings or whatever grander object the world may hold. Sceptres are nothing to me. I give veils to the prophet who should be dressed in a simpler style.)
The epigram on Drummond of Hawthornden, ‘De Gulielmo Drummondo’, discussed below, also evinces some distaste for Buchanan, combined with a dawning realisation that the future for poetry lies in the vernacular rather than Latin. This realisation may also be seen in the verses on Sir David Lindsay and the much longer epistle to William Alexander, Earl of Stirling. Some of Johnston’s best verse comes in translations from the English, most notably his version of Carew’s ‘Ask me no more’. He gives the stanzas an unusual order, beginning with what is usually the second: Ask me no more whither doe stray The golden Atomes of the day: For in pure love heaven did prepare Those powders to inrich your hair. Ne rogites, roseum sol dum iubar explicat, auro Fulgentes atomi, quo volitare parent. Hoc caeli superumque favor te pulvere donat, Et Venus hunc cirris implicat ipse tuis.
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(While the sun unfolds its rosy radiance, don’t keep asking me where its atoms, gleaming with gold, are preparing to fly. The favour of heaven and the gods presents you with this powder and Venus herself weaves it into your ringlets.)
A number of poems deal with affairs in Europe, particularly the early stages of the Thirty Years War (1618–48), occasioned by the appointment of Frederic V, Elector Palatine and husband of James VI’s daughter Elizabeth (1596–1662), as king of Bohemia. The subject is often slightly disguised; for instance in Querelæ Saravictonis et Biomeæ, ‘Saravicto’ is an anagram of ‘Austriaco’ (gen. ‘Austriaconis’), ‘Austria’, and ‘Biomea’ of ‘Bo[h]emia’. Several other poems follow the example of Buchanan’s Pro Lena Apologia and offer a defence, half-serious, halfhumorous, of some more or less unsavoury characters – including the poet himself. Apologia pro Thaumantia Obstetrice ad Senatum Aberdonensem takes the form of a legal document: the midwife Thaumantia has been put in prison for her scolding tongue; he pleads for her release. The tone is not always simply jocose; Thaumantia once came to Johnston’s own rescue: Nixibus in mediis mater defecit, et infans, Et timui ne mors tolleret una duos. Arte Machaonia lethum conabar et herbis Pellere quas medicæ præbuit autor opis. Sed nihil arte, nihil juvit radicibus uti: Augebant potius gramina nostra malum. Sola meis porrexit opem Thaumantia rebus. (In the midst of her pangs, mother and child weakened and I was afraid that a single death would carry off both. I was trying to avert death by surgical art and by herbs prescribed on good authority for medical aid, but neither surgery nor roots were of any help – rather, my simples [i.e. herbal medicines made from one herb] were making things worse. Only Thaumantia gave me support in my struggles.)
In Apologia pro Nautis Lethensibus, the Leith sailors are on trial in Aberdeen for drinking some of their ship’s cargo of wine (a mere two casks!). The defence is in high mock-heroic style. Contrast In Nautas ad Nobilissimum Virum Georgium Hayum Cancellarium Scotiæ, a complaint to the Chancellor against the crew of a ship in which his entire wardrobe had been stolen, leaving him naked as the Graces or the goddesses who contended before Paris for the prize of beauty. He calls for the severest legal penalties on the barbarous miscreants. Apologia Piscatoris is a defence of the poet against the charge, brought by the local minister, of salmon fishing on Sunday. At the same time it is a general celebration of the sport and business. It attacks the hypocrisy of strict Presbyterianism, demonstrated by the minister’s own domestic arrangements: Si mihi luce sacra labor interdicitur omnis, Cur tibi sacrata luce culina calet? Cur teris ore dapes, & dentem dente fatigas? Cur sinis ancillam cædere cortis aves? (If my work is entirely forbidden on the holy day, why is your kitchen hot during the sacred hours? Why do you grind a feast in your mouth and weary tooth with tooth? Why do you let your maid slaughter the barnyard fowls?)
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After a long list of those who must work on Sunday, he adds, rather daringly: Hei mihi, cur festa est lux piscatoribus unis Septima, quæ reliquis esse profesta solet? Stulta superstitio est numeris involvere mentes, Hic nimium magicæ calculus artis habet. (Alas, why is the seventh day holy only for fishermen, when everyone else treats it as a working day? To entangle one’s mind with numbers is a stupid superstition. This kind of computation savours too much of art magic.)
The poem ends with the conceit that after death at least his happiness will be secure. There are Fish (the zodiacal sign) in Heaven and rivers, Styx, Cocytus, Phlegethon, in Hell; in either place he will be able to indulge himself. In all these poems the general style is mockheroic. This has no place in the poems on the burning of the tower-house of Frendraught in October 1630, Querela Sophiæ Hayæ, Dominæ de Melgeine, de Morte Mariti and De Ioanne Gordonio, Vicecomite de Melgein, & Iohanne Gordonio de Rothimay in arce Frendriaca combustis. As the titles indicate, chief victims of the blaze were John Gordon, Viscount Melgum, and John Gordon of Rothiemay, both at the time guests of the Crichtons, who owned the house. There was a hereditary feud between Crichtons and Gordons. Nothing was ever proved, but suspicions were rife and fell particularly on Elizabeth Gordon, Crichton’s wife and Melgum’s cousin. Johnston shared these suspicions and urges that all the instruments of seventeenth-century investigative and retributive justice should be used: Est tibi trajectis armata ciconia nervis, Est rota, sunt fustes, & iniquo pondere torquens Anchora cervices, & quæ premat ocrea suras. Vtque, quod admisit, dirum scelus expiet, ultor Nunc sceleris, famulos præbebit Mulciber ignes. (You have the stork armed with crossed sinews [the rack?], you have the wheel, you have cudgels, and the anchor which twists necks with an unbalanced weight, and the legging which crushes calves [the boot]. To make sure that she should expiate the terrible crime which she has committed, Vulcan, now avenger of the crime, will provide his serviceable fires.)
The ballad on the same subject (Childe 196) is certain of Elizabeth’s guilt. Johnston enjoyed friendly relations with some of the Aberdeen Doctors, the group of learned clergymen and theologians who accepted episcopacy and in 1638 opposed the National Covenant. Closest was Robert Barron (1593–1639), Professor of Divinity in Marischal College, author of Disputatio theologica de formali objecto fidei. The epistle Ad Robertum Baronium has no theological content, but rather expresses the desire to get away from the brutal toil of farming in the Garioch, toil which is destroying his ability to write Latin verse. The farm-work is specified in great detail. The poem thus stands in complete contrast to another, perhaps his best known, De Loco Suo Natali, the idyllic description of Caskieben, the Tempe of the Johnstons. A second poem, Ad Robertum Baronium, Theologiæ Doctorem, de Obitu Filioli, is one of sometimes harsh consolation, addressed to Barron on the death of his young son and heir. Most of the topics introduced are biblical, but not
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commonplace – for instance, the behaviour of David before and after the death of his first son by Bathsheba (2 Samuel 12: 15–23): Tempus erat luctus, inquit, dum viveret infans Et flecti posset Numinis ira prece. Nunc ubi mors telo feriit, quid macerer ultra? Littora futilibus cur ego bobus arem? (‘There was a time for outcries,’ he said, ‘while the child was alive, and while the wrath of God might be deflected by prayer. Now, when death has struck him with his spear, why should I be tortured further? Why should I plough the sands with useless oxen?’)
Johnston also introduces the possibility that Barron may have been saved from future disappointment in his child, citing the examples of the priest Eli, of Isaac, and of David himself. The child is now safe in Abraham’s bosom and inhabits the New Jerusalem of Revelation. Now only Barron can bring comfort to himself: ‘Te verbis solare tuis, nec quære quod extra est;/Vel nemo, vel, te quod juvet, unus habes’ (105–6) (Comfort yourself with your own words. Don’t look for anything beyond. You alone have the power to help yourself, or else nobody does). Johnston’s death more or less coincided with the outbreak of the religious civil wars in Scotland and England. Like him, most writers of Latin verse had been Episcopalian and royalist; the wars and the subsequent Commonwealth meant that such exercises, in effect, disappeared. Circumstances changed with the 1660 Restoration, only to be followed by other reversals, the 1688 ‘Glorious’ Revolution and the Hanoverian succession in 1714. After 1688, Latin poetry and Jacobitism became virtually synonymous. The career of Archibald Pitcairne (1652–1713) spans much of the later period. He was born in Edinburgh, received his earlier education in the High School of neighbouring Dalkeith, and graduated MA of Edinburgh University in 1671. In 1675, he went to Paris to study medicine and, in 1680, received his MD from Rheims. In 1681, he became a founder member of the Royal College of Physicians, Edinburgh. In 1692–3, he was briefly Professor of the Practice of Medicine in Leiden. He returned to Edinburgh, where, in December 1695, internal disagreements at the Royal College led to his expulsion (together with several others). In 1700, he was briefly imprisoned on suspicion of Jacobitism. In 1701, he attached himself to the Incorporation of Surgeons. Readmission to the College of Physicians came in 1703. He was something of a mathematician, a close friend of David Gregory (1661–1708), and an admirer of Sir Isaac Newton, whose methods he attempted to apply in medicine. He celebrated Newton in a number of poems. The combination of Newtonianism with Jacobitism was not unusual at the time. After Pitcairne’s death, his extensive library was purchased by Peter the Great for the library at St Petersburg. Pitcairne wrote verses and plays in Scots, but his medical and mathematical writings are all in Latin, as is his witty prose satire on Presbyterianism, Epistola Archimedis ad regem Gelonem, written in the late 1680s, but not printed and published until 1710, and then anonymously. His earliest Latin poem is probably ‘MORMONOSTOLISMOS sive Lamiarum Vestitus, A Poem on the King and Queen of Fairy’, an imperfect copy of which appeared as a broadside (?c. 1670) and which was later (1691) printed in full with an attribution to ‘Mr Walter Dennestone’. This was later reprinted in the first part of Watson’s Choice Collection (1706). Pitcairne often wrote satirically under the pseudonym of the
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Musselburgh schoolmaster Walter Dennistoun (d. 1700); some of the poems written after Dennistoun’s death masquerade as communications from the next world. ‘MORMONOSTOLISMOS’ is a virtuoso translation of an English poem by Sir Simeon Steward (d. 1629), entitled ‘A Description of the King of Fayries Clothes, brought to him on Newyeares day in the morning, 1626, by his Queenes Chamber-maids’. There may be some political significance in the date, the first New Year’s day of Charles I’s reign. Only one other poem can be dated to the 1670s, but a number were composed during the 1680s, before and after the arrival of King William. Particularly important are the epitaphs on the men whom Pitcairne regarded as Jacobite proto-martyrs, ‘In Geo. Locartum’, on the Lord President, Sir George Lockhart (c. 1630–89), shot in the High Street of Edinburgh, the famous ‘In mortem Vicecomitis Taodunensis’ on John Graham of Claverhouse, Viscount Dundee (1648–89), a poem translated by Dryden, and (in the early 1690s) ‘In Geo. Makinnium’, on Sir George Mackenzie of Rosehaugh (1636–91), the Lord Advocate and founder of the Advocates’ Library. The three appear together in Poemata Selecta, an apparently anonymous collection in pamphlet form, with date (1709) and author indicated only by cipher. The collection covers the period from 1689 to the Pretender’s attainment of his majority on 10 June 1709, celebrated in a Sapphic ode, ‘Ad Janum. 1709’, which begins with the contrast between January, the month in which Charles I was executed, and the happier June of 1709. Several others commemorate the miseries of William’s reign, the best-known being the adaptation of a fable by Phaedrus, ‘Fabulæ 2. lib.1. Phædri Metaphrasis’, the story of King Oak (the Stuart monarchy) and King Stork (William II and III). This particularly reflects the belief that William was responsible for the failure of the Darien expeditions (1698–1700). There are indications in an MS version that it was composed for an earlier princely birthday, probably that of 10 June 1700. Another Sapphic ode, ‘Ad Marcum Lermontium’, is an invitation to his friend and contemporary, the advocate Mark Learmonth (d. 1701), to join him at dinner on 29 May, the anniversary of the Restoration, a Jacobite festival, and to celebrate French successes in the war against William and his allies (1689–97). Learmonth’s death is commemorated in a curious but powerful set of hendecasyllables, ‘Ad Dennistonum’, purporting to lament the dead Dennistoun’s inability to join in an obscene celebration of the death of the landlady Greppa, held at her hostelry. This celebration, by way of a drinking contest proposed by Hugh Cunningham, a Presbyterian and Williamite, led to Learmonth’s own death: Quo non flebilior bonis honestisque Alter procubuit, nec alter olim Terras candidior reviset hospes. (None fell more worthy than he of lament by good and honest men, nor will a second whiter (than he) ever again visit the earth as a guest.)
The adjective candidior, ‘whiter’, may refer to the Jacobite symbol, the White Rose. The reign of the Stuart Queen Anne (1702–14) restored hope. In ‘Ad Carolum II’, Pitcairne uses pastoral terms to ask the long-departed Charles II what he would recommend, if he were to return now that William is dead. Would he call back his dead brother James? Or would he offer care of the flock to Anne, who is nearer at hand? Or to the boy whom Anne calls her brother, but who is still very young (the Pretender)? For Pitcairne the hopelessly optimistic conclusion is clear: ‘Anna igitur calamos & pastoralia sumet/ Quæ reddet fratri, si sapit Anna, suo’ (9–10) (Anne therefore will assume the reeds and pastoral equipment,
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which, if Anne has any sense, she will hand to her own brother). Poemata Selecta contains only seventeen poems. Many more are included in the posthumous volume Selecta Poemata Archibaldi Pitcarnii Med. Doctoris [. . .] et Aliorum (Edinburgh, 1727), and in other printed and MS sources. Several celebrate the death of King William. The monologues ‘David ad Venerem’ and ‘Venus ad Davidem’ set out the amorous exploits of a Presbyterian clergyman, David Williamson: Mirentur Mahometem Arabes, mirentur et Indi, Europam alterius Numinis urat Amor. Ast ego furtivæ Veneris præconia dicam: Illi sacra libens Tempus in omne feram, (Let the Arabs wonder at Mahomet, let the Indians; let love of another Divinity burn Europe; I shall sing the praises of a furtive Venus and gladly make sacrifices to her forever),
and hint that many others may follow the same path. Pitcairne’s Jacobitism grew with the passing years. Many of his later poems are little more than ardent wishes for the Pretender’s restoration. In some, there is a realisation of the practical difficulties and the awful possible alternative. One, ‘Ad Annam Britannam’, is addressed to the Queen, late in her reign: Anna Stuartorum Decus et Spes Altera Regum, Quos Sibi, quos reddi prisca Caledon avet, Este bonæ, Faustæque Tuis Rex Anna Stuartis, Et nos Teutonico non onerate jugo. (Anna, ornament and second hope of the Stuart kings, for whose restoration ancient Caledonia longs, may you, Anna, and the King [i.e., the Pretender] together be good and favourable to your Stuarts. Do not burden us with a Teutonic yoke!)
The Teutonic yoke is the Hanoverian succession. Another, among the latest written, is ‘XXV Julii MDCCXIII’. In the Church calendar, 25 July is the feast of the Pretender’s patron, the apostle and martyr St James the Great: Quam Te prisca cupit gens Grampia, Sancte, redire! Et nullam Romæ prorsus habere fidem! Et Genevæ nullam fictrici Relligionis, Quæ peperit populis impia facta tuis. (How the ancient Grampian race longs, Saint, for your return, and for you to have absolutely no faith in Rome, and none in Geneva, source of the superstition which has spawned the impieties imposed on your people.)
Pitcairne recognised that James’s Catholicism was an obstacle, and could not resist the temptation to have yet another fling at the Presbyterians. His last publication, Archibaldi Pitcarnii dissertationes medicæ (1713) was dedicated to the Pretender. The full title and contents of the 1727 volume show that other Latin poets were active during Pitcairne’s lifetime. One not there included is James Philp or Philip of Almerieclose
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(1655–1714/25), who in 1689 acted as standard-bearer to the army of Dundee, to whom he was related by marriage. He wrote the Grameid, an account of the campaign in epic hexameters on the model of Virgil’s Aeneid and Lucan’s Pharsalia, which remained in manuscript until the 1888 edition by A. D. Murdoch. Thematically it comes close to Pitcairne’s Williamite poems. Dr Johnson’s famously dismissive remark on Boswell’s Latinity, ‘Ruddiman is dead,’ indicates that in his opinion Scottish mastery of literary Latin came to an end with Thomas Ruddiman (1674–1757). Ruddiman’s ‘zeal for the Royal House of Stewart did not render him less estimable in Dr Johnson’s eye’ – or so at least Boswell thought. In a sense, the judgement is true. But by comparison with his predecessors, Ruddiman’s literary, as opposed to his scholarly, stature is not great. He wrote metrically accurate but uninspired verse, including an elegy on his former patron, Pitcairne. His most influential prose work was Grammaticæ Latinæ Institutiones, but he is now best remembered as a scholarly editor of works by Scots; his edition of Florentius Volusenus appeared in 1707, of Johnston’s Cantici Solomonis Paraphrasis Poetica in 1709, and of Buchanan’s Opera Omnia in 1715. Probably he was mainly responsible for the 1727 Selecta Poemata of Pitcairne and others, although he allowed Robert Freebairn (c. 1685–c. 1740) to take the credit. He also edited Gavin Douglas’s Aeneid (1710) and Drummond of Hawthornden’s Works (1711). Ruddiman, it will be seen, edited vernacular as well as Latin texts. The permanent value of the former had gradually become accepted during the sixteenth and seventeenth centuries. Douglas’s Aeneid and Drummond’s poems were Scots classics. Yet, the lasting value of vernacular texts was slow to come to general acceptance. Modern languages changed, and even became incomprehensible, almost as soon as spoken. The well-known verses by Edmund Waller (1606–87) encapsulate the situation as it still seemed to many in the middle seventeenth century: Poets that lasting Marble seek Must Carve in Latine or in Greek; We write in Sand, our Language grows, And like our Tide, our’s o’erflows.
Latin was the vehicle by which a writer might confidently address his own contemporaries anywhere, and hope to address posterity. Translations like those of Buchanan and Johnston were intended to give permanence to otherwise evanescent vernacular beauties. By the seventeenth century, doubts had begun to surface, as they had years earlier on the continent. Boyd and Aytoun composed in Scots or English as well as Latin. Much later, so did Pitcairne. Johnston’s epigram on Drummond stands in sharp contrast to his more conventional remarks in the dedication of the Delitiæ: Quæsivit Latio Buchananus carmine laudem, Et patrios dura respuit aure modos. Cum posset Latiis Buchananum vincere Musis Drummundus, patrio maluit ore loqui. Major uter? Primas huic defert Scotia, vates Vix inter Latios ille secundus erat. (Buchanan sought fame by composing his poetry in Latin and rejected the measures of his native tongue with a harsh ear. Although Drummond could have vanquished Buchanan in
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Latin verse, he preferred to use his native tongue. Which is the greater? Scotland assigns primacy to the Muses of Drummond. Buchanan was hardly second among Latin bards.)
The final line is ambiguous, but however it is taken, Johnston undoubtedly gives the preference to Drummond and the vernacular. If we make a partial exception for Polemo-Middinia, the comic macaronic ‘Midden-War’, often assigned to him, Drummond wrote nothing in Latin; his entire output, prose as well as verse, is in an English which sometimes suggests an underlying Scots. Johnston’s epigram and Drummond’s opus together mark the turning-point in a contest between a literature primarily Latin, and one in which the language is Scots or English – a contest which the vernacular was eventually to win. In the early eighteenth century Latin was still important and creative, but Dr Johnson’s comment shows how much the literary situation had changed by 1766. Boswell writes in English; his Latinity is poor and of no consequence.
Latin texts mentioned in this chapter have been published as follows: Aberdeen Breviary: Breviarium Aberdonense, 2 vols (Edinburgh, 1510); facsimile, 2 vols, (London: Maitland Club, 1852–4). Adomnán Adomnán’s Life of Columba, 2nd edn, ed. A. O. and M. O. Anderson (Oxford: Clarendon Press, 1991). Barclay, John Euphormionis Lusinini Satyricon, Part 1 (London, 1603), Part 2 (Paris, 1607): Argenis (Paris, 1621): John Barclay: Argenis, 2 vols, ed. and trans. M. Riley and D. P. Huber (Royal Van Gorcum, 2004). Boece, Hector, Murthlacensium et Aberdonensium Episcoporum Vitae (Paris, 1522); ed. and trans. J. Moir (Aberdeen: New Spalding Club, 1894). Bower, Walter, Scotichronicon, 9 vols, gen. ed. D. E. R. Watt (Aberdeen and Edinburgh: Aberdeen University Press, 1987–98). Buchanan, George, Georgii Buchanani Scoti, Poetarum sui seculi facile Principis, Opera Omnia, 2 vols, ed. T. Ruddiman (Edinburgh: Robert Freebairn, 1715). Buchanan, George, Miscellaneorum Liber, ed. and trans. P. J. Ford and W. S. Watt (Aberdeen: Aberdeen University Press, 1982). Buchanan, George, Tragedies, ed. and trans. P. Sharratt and P. G. Walsh (Edinburgh: Scottish Academic Press, 1983). Buchanan, George, George Buchanan: The Political Poetry, ed. and trans. P. J. McGinnis and A. H. Williamson (Edinburgh: Scottish Historical Society, 1995). Delitiæ Poetarum Scotorum hujus ævi Illustrium, 2 vols, ed. Arthur Johnston (Amsterdam: Blaeu, 1637). Fordun, John of, Chronica Gentis Scotorum, 2 vols, ed. W. F. Skene (Edinburgh: Edmonston and Douglas, 1871–2). Mair, John, Historiæ Britanniæ Majoris tam Angliæ quam Scotiæ per Johannem Majorem natione quidem Scotum professione autem theologum (Paris, 1521); trans. A History of Greater Britain as well England as Scotland, ed. A. Constable (Edinburgh: Scottish History Society, 1892). Musa Latina Aberdoniensis, ed. William D. Geddes and W. K. Leask (Aberdeen: New Spalding Club, 1892–1916).
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Philp or Philip, James, Grameidos Libri Sex, ed. and trans. A. D. Murdoch (Edinburgh: Scottish Historical Society, 1888). Pitcairne, Archibald, Selecta Poemata, Archibaldi Pitcarnii Med. Doctoris, Gulielmi Scot a Thirlestane, Equitis, Thomæ Kincadii, Civis Edinburgensis et Aliorum, Edinburgh. [Robert Freebairn], 1727).]
Further reading Adams, J. W. L. (1955), ‘The Renaissance Poets (2) Latin’, in J. Kinsley (ed.), Scottish Poetry: A Critical Survey, London: Cassell, pp. 68–98. Barrow, Geoffrey (1988), Robert Bruce, 3rd edn, Edinburgh: Edinburgh University Press. Bradner, L. (1940), Musae Anglicanae: A History of Anglo-Latin Poetry, 1500–1925, New York and London: Modern Language Association of America. MacQueen, J. G. (1988), ‘Scottish Latin Poetry’, in R. D. S. Jack (ed.), History of Scottish Literature: Origins to 1660, Aberdeen: Aberdeen University Press, pp. 213–26. MacQueen, J. and W. MacQueen (1988), ‘Latin Prose Literature’, in R. D. S. Jack (ed.), History of Scottish Literature: Origins to 1660, Aberdeen: Aberdeen University Press, pp. 227–41.
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Creation and Compilation: The Book of the Dean of Lismore and Literary Culture in Late Medieval Gaelic Scotland Martin MacGregor
The Book of the Dean of Lismore, in appearance an unremarkable quarto paper manuscript now consisting of 159 folios and four fragments and held in the National Library of Scotland manuscript collection, is the single most precious manuscript to have survived from late medieval Gaelic Scotland, and a national literary treasure. Its reputation rests chiefly upon the Gaelic poetry, composed in both Scotland and Ireland – between c. 1200 and c. 1520, insofar as it has been or can be dated – which forms the bulk of its contents. It is striking that the Book’s Irish component preserves some poetry otherwise unknown in what is a much better attested tradition. On the Scottish side, without the Book our knowledge of poetic activity in late medieval Gaelic Scotland, and its practitioners, would consist of shards. That instead, on the basis of this single source, we are able to piece together a picture which has some claim to substance, coherence and perhaps even representativeness, is a measure of the thousands of lines of Gaelic poetry of Scottish provenance which the Book contains. This is the work of professional poets operating at a variety of levels of the bardic hierarchy, clergy and aristocratic lay amateurs, including women. They belong to the Isles, Argyll and the central, eastern and southern Highlands. Their output is professional praise Poetry (including religious panegyric) and satire, heroic ballads and courtly and satirical verse, overwhelming produced by the amateurs. This catholicity is a hallmark of the Book, and is consistent with the concluding words of a poem within it by Fionnlagh, chief of the MacNabs of Glen Dochart, which has been seen as anticipating its compilation: Ná biodh annsan domhan-sa do shagart ná do thuathach ’gá bhfuil ní ’na gcomhghar-san nach cuirthear é san Duanair. (Let there not be in this world one single priest nor layman who has aught by him that is not put in the Song-book.)
Its near-unique status as a repository of late medieval Gaelic verse composed in Scotland has naturally dictated the emphasis of the scholarly attention the Book has received to date.
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Comparatively neglected has been its social and historical setting, including its compilers’ identities, motives and range of connections; and this in turn demands that attention be paid to all its contents and languages. The Book also contains excerpts of poetry from Lowland Scotland and England, and a mass of non-poetic material, mainly in Latin and Scots. History is primarily represented by a local chronicle whose compilation and contents provide a valuable point of comparison with the amassing of the poetic corpus; and by excerpts from the Lowland chronicle tradition. Other topics represented include music, topography, physiology, astronomy, chronology, law, religion, morality and superstition. Moreover, the Book’s Gaelic poetry, famously and controversially, is without exception written down not according to the conventions of Gaelic spelling as we see these in contemporary, ‘Classical’ Gaelic manuscripts, but according to a quasi-phonetic system based upon the orthography of Middle Scots, and in secretary hand rather than Gaelic script. The Book is a place where languages meet, a startling realisation, to modern eyes, of the linguistic plurality and fluidity of late medieval Scotland, and late medieval Gaelic Scotland in particular. Whether Gaelic, Latin or Scots, its contents viewed in the round reveal the Book to be in connection with much of Gaelic Scotland, Ireland, Lowland Scotland, England and beyond. One can fairly claim that no other surviving single source demonstrates the same ability or will to navigate among a greater number of the literary cultures of late medieval Britain and Ireland. On internal evidence, the Book was compiled between 1512 and 1542, the lifespan of James V: the last date to appear in it is an addition noting his death. The place of compilation was Fortingall, at the mouth of Glen Lyon, at the eastern extremity of the vast tract of territory known as Breadalbane that stretches west as far as the march between Perthshire and Argyll. Although uncertainties remain concerning the number of compilers and their respective roles, it seems clear that the key personnel were members of a lineage of Clann Griogair, the MacGregors, which may have first come to Fortingall in the person of the vicar of the parish church there, about 1406. His likely grandson, Dubhghall Maol, is last on record in 1529, and was a clerk within the diocese to which Fortingall belonged, Dunkeld. One of Dubhghall Maol’s sons, Donnchadh, contributes five poems to the Book. Another, Seumas, was the dean of Lismore in question, and, on page 27 of the Book, describes it as his liber, or book. On his death in 1551 he is also described as vicar of Fortingall, and firmarius of that church. Both Dubhghall Maol and Seumas were notaries public. Fortingall may now appear an unlikely epicentre for the extensive web of cultural networks and pathways that these men were able to invoke. We need to remember its location on one of the two major communicative arteries running westwards and eastwards across ‘the spine of Scotland’, Druim Alban, close to the point where these converge before following the Tay across the ‘Highland Line’ at Dunkeld, and on to Perth. In the later fifteenth and sixteenth centuries, these routes were employed by the MacGregors and their political masters, the Campbells – specifically the Glen Orchy branch of that kindred – in a joint expansion from their Argyll heartlands which made them the greatest powers throughout Breadalbane by 1513. The dean of Lismore’s lineage shifted eastwards in advance of the main migration of their kindred, and seems to have remained in the van of MacGregor penetration down Strath Tay. It may have been an offshoot of this lineage which became established and influential in Perth, ultimately making the provostship in the late sixteenth century. Clientship brought the MacGregors patronage in various guises, a notable instance being the advancement of Seumas to the deanery of Lismore by 1514. Although the close
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relationship between the kindreds broke down spectacularly after 1550, William J. Watson in Scottish Verse from the Book of the Dean of Lismore (1937) was therefore wrong to see the Book as going against the grain of ‘hostile relations between the MacGregors and the Campbells’. It is in fact the product of an earlier era in which political cooperation, and the apparently relaxed and benevolent form of clientship which then characterised relations between the Campbells and their closest dependants, found corresponding cultural expression. We should remember, moreover, that from the later fifteenth century down to 1530, the Campbell star was very much in the ascendant, both regionally, and at court and in government. This was the era in which successive earls of Argyll served as Master of the Royal Household and Chancellor of Scotland. Meanwhile, Sir Donnchadh Campbell – second chief of the Glen Orchy kindred, and most prolific of any Scottish poet in the Book – also enjoyed royal favour down to his death at Flodden in 1513 alongside his king and his chief, Gilleasbuig second Earl of Argyll. It was the era in which the earls also harboured realistic ambitions to inherit the mantle of the MacDonald Lords of the Isles, one manifestation of which was Campbell influence at Iona. All this may well have opened doors of many kinds to our MacGregor compilers, including a connection to Hector Boece. Once we both appreciate the true nature of these ties with the Campbells and visualise Fortingall as a point on a line stretching from Iona and Lismore in the west to Dunkeld – in the era of bishops like George Brown and Gavin Douglas – and Perth in the east, the cultural possibilities rapidly begin to multiply. The distribution pattern of the Gaelic verse of Scottish provenance in the Book bears out the Campbell affiliations of its compilers. It has been suggested that the pattern delineates the extent of territory under the sway of the MacDonalds, but a better match is provided by the sphere of influence achieved by the earls of Argyll come the era of the Book’s compilation, and which then encompassed the Lordship of the Isles. The best represented area of all is Breadalbane (and Rannoch), with a notable concentration upon the area including Fortingall at the mouth of Loch Tay; and this is consistent with the establishment of political supremacy here by the Campbells of Glen Orchy and their MacGregor allies by 1513. The poem by Fionnlagh MacNab already alluded to can be read as a form of dedication of the Book, to the Earl of Argyll: ná beir duan ar mhísheóladh go a léigheadh go Mac Cailéin. (Bring unto MacCailein no poem lacking artistry to be read.)
The umbrella of Campbell lordship also holds true for the Book’s courtly and satiric poetry, much of it apparently the output of literary circles centred upon the courts of the earls of Argyll and the Campbells of Glen Orchy. There lay aristocrats rubbed shoulders with professional poets and clergy, and composed poetry for their own entertainment, often at the expense of each other or local notables. Something of the quasi-dramatic setting and flavour of such occasions is present in Éistibh, a lucht an tighe-se (‘Listen, people of this house’), the first line of a poem by one of these amateurs, Iseabal, Countess of Argyll (d. 1510), exalting the sexual powers of her personal chaplain. We would suspect that the dean, his brother Donnchadh – one of whose poems in the Book is in this vein – and their father frequented these circles. It is also likely, however, that pathways of kinship and friendship specific to them, and leading back to Fortingall, underlie some of the poetry in the Book, for example a modest clutch of poems emanating from the north-eastern Highlands.
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Fortingall’s status as the epicentre of the Book is clearer still when we map its contents over time. The local chronicle very obviously has Fortingall as its hub, while the fact that its earliest entries, beginning in 1390, deal exclusively with the MacGregor ruling family could suggest that the commencement of compilation was connected to the arrival at Fortingall of the progenitor of the dean of Lismore’s lineage about 1406. This gives potential significance to the further fact that the overwhelming bulk of the datable Gaelic poetry of Scottish provenance in the Book comes on stream about 1400. The exceptions – the group of early thirteenth-century poems by one of the pioneers and early masters of the composition of Classical verse in Scotland, Muireadhach Albanach Ó Dálaigh; and the famous ‘MacSween poem’, purporting to describe a sea-borne invasion of Knapdale from Ireland in the early fourteenth century – can be explained as having very likely entered the Book through Irish pathways. This work sits equally well in an Irish context, and the Gaelic verse of unambiguously Irish provenance in the Book has a markedly different chronological profile, starting about 1200. It is possible, then, that the dean’s lineage was engaged in poetic as well as historical compilation from its arrival at Fortingall. After about 1400, the profile of the dates of composition of the Scottish verse in the Book rises to a peak in the later fifteenth and early sixteenth centuries, before tailing off very abruptly. The latest poem for which we have precise dating evidence is an elegy for a MacGregor noble who died in 1518. This is in marked contrast to the local chronicle, which reaches maturity and its fullest flow in the 1520s, before falling away equally abruptly. Thus, very little of the poetry in the Book was composed in the period of its compilation. This suggests a transferral of energy from active poetic creation, on the one hand, to the scholarly and editorial activity that went into compiling the Book’s poetic and non-poetic contents, on the other, in the second decade of the sixteenth century. The shift may reflect changed political circumstances. Flodden was cataclysmic for the Campbells, and although their ruling lineage and the kindred as a whole recovered well, the death of Sir Donnchadh Campbell ushered in a much more anxious, unstable era for the Glen Orchy branch. The Book looks back to a ‘Golden Age’ of poetic creation contingent with the earlier confident extension of Campbell and MacGregor power into Breadalbane. This finds expression in the numerous eulogies for Eoin Dubh, the MacGregor chief throughout this era, and in output of the literary circles in which Sir Donnchadh, ‘the good knight’, was doubtless a pivotal figure. These may have been most active in the later fifteenth century. In the wake of Flodden, and the death of Eoin Dubh in 1519, the Book may give voice to an insecurity and retrospection at once regional and national. This, in turn, may explain the presence of the clutch of poems collectively lamenting the demise of the Lordship of the Isles, and the predominantly elegiac tone of the Book’s heroic ballads, with their preoccupation with warrior-death, the ars moriendi, and commemoration of the passing of a heroic age. Four languages co-existed and interacted in late medieval Gaelic Scotland, and all are present in the Book: Latin, Scots, vernacular Gaelic and ‘Classical’ Gaelic. The last of these was a formalised, supra-dialectal version of the language used primarily for literary and learned purposes at the top end of the social spectrum, especially by the aos dána or learned classes of Gaelic society. It operated, as did these learned classes, in both Gaelic Scotland and Gaelic Ireland. Its main use was as the language of highly regimented panegyric poetry, composed in syllabically based metres by professional poets maintained by the secular elite to validate its legitimacy. This is a thumbnail sketch of the conventional picture of cultural activity in late medieval Gaelic Scotland, much of the detail of which ultimately rests upon
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the considerably fuller Irish evidence. If we approach the Book from this perspective, we find some consistencies, but a great deal which is surprising. As already noted, it contains a considerable amount of Gaelic poetry composed not by professionals, but by representatives of those who patronised them: lay aristocrats, both men and women, from the Earl of Argyll at the very apex of the social spectrum down at least as far as the minor nobility. Nor do these amateurs seem derivative or lacking in confidence in what they do: much of the generic sweep, innovation and élan of the Book’s poetry rests upon their contribution. While all the Gaelic poetic texts in the Book appear to be syllabic, there is no uniform adherence to Classical standards of metrical strictness. The same is true of language, which reveals two forms of vernacular influence. First, it is clear that one or more stages usually lie between the text as composed by the poet, and its reception into the Book, and that, during the process of transmission, vernacularisation of Classical features took place. Second, it is equally clear that the language of composition of these texts constitutes a spectrum ranging from the strict Classical language to vernacular Scottish Gaelic. The tendency not to observe Classical norms, while more characteristic of the verse composed by amateurs in the Book, is not confined to them or the genres they espouse. It holds true, for example, of the fairly substantial body of panegyric poetry composed by the professional Fionnlagh an Bard Ruadh to his patron Eoin Dubh, chief of the MacGregors from 1461 until his death in 1519. The potential implications for our understanding of literary culture in late medieval Gaelic Scotland are many and profound. The artistic world revealed by the Book is much more fluid and experimental, much less prescriptive and deferential, than we might have expected. It suggests that the ability to compose and appreciate Classical verse was geographically widespread, perhaps universal, and certainly not confined to the west and the MacDonald and Campbell heartlands that were in closest cultural communion with ‘metropolitan’ Ireland. Equally, it suggests that the definition of Classical verse needs to be broadened and blurred so as to embrace or acknowledge poetry that bore varying degrees and kinds of Classical influence without observing strict Classical standards. Here, the Book points in the direction of what has been dubbed ‘semi-bardic’ verse, a genre clearly well established by the sixteenth century and doubtless originating earlier. This is typified by the marriage of vernacular language with Classical metre. The departures from Classical poetic norms in the Book could reflect limited technical competence, or full competence capable of expressing itself at various levels of purity. Both propositions could be valid, and would together imply that in appropriate contexts such an approach was perfectly legitimate. This raises further important, currently unanswerable questions about the means by which training in, or knowledge of, Classical poetry was disseminated in Scotland. One hypothesis might start – from the fact that the premier exponents of this literature were apparently all lineages of Irish origin which settled in the west – to argue for a western Gàidhealtachd which was more culturally orthodox, along Irish lines, in contrast to the rest of Gaelic Scotland which was not. Yet the compilers of the Book had no difficulty in accessing a considerable amount of poetry from Ireland, while a poet from outwith the west like Fionnlagh an Bard Ruadh may have travelled to Ireland and been familiar with the courts of Irish secular lords. Another, Dubhghall mac an Giolla Ghlais, who seems to have belonged to a poetic lineage with no obvious Irish affiliation domiciled in the vicinity of Fortingall and Rannoch, was, in W. J. Watson’s words, ‘evidently learned and highly trained; [his] poem is one of the finest in the Dean’s collection’. The Book also suggests how the relationship between professional poets and their patrons endowed the latter not merely with the basic competence to turn creators, but with
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the opportunity to stretch artistic boundaries by manipulating or fusing Classical genres for subjective ends. The result is original work of the quality of that of Aithbhreac inghean Coirceadail and Donnchadh Campbell. In the former’s famous lament for Niall MacNeill of Gigha, A Phaidrín do dhúisg mo dhéar (‘O Rosary that has awakened my tear’), the imperative of personal loss gathers formal structures and topoi drawn from different elements of the Classical tradition – secular and religious panegyric, and heroic ballads – into unity. The latter engages in playful subversions of Classical conventions, such as his application of the language of Classical encomium to the penis of a close political associate. Perhaps the pupils could sometimes turn teachers and, in similar vein, the Book could suggest the danger of assuming that Ireland was always the centre and innovator. Its courtly and satiric poetry gives us our earliest surviving examples in Gaelic of exemplars of these genres, and perhaps this should be taken at face value. Finally, the vernacularisation taking place during transmission could suggest that these texts did not remain hermetically sealed off in a rarefied elite milieu, but achieved a wider social penetration, and indeed may have been recovered via non-elite pathways, including cultural itinerants. At every turn the Book’s survival and contents confront us with the dilemma of uniqueness and representativeness. Given the relatively far-flung distribution pattern of its Gaelic poetry of Scottish provenance – even if the southern and north-eastern Highlands are poorly represented, and the northern mainland not at all – it is hard to imagine that Breadalbane alone possessed the sort of literary scene which gave birth to the Book. Yet, did that widespread poetic potential give rise to other compilations akin to the Book, or even to the committing of Gaelic verse to writing at all? Here we face the fact that for late medieval Gaelic Scotland outwith the west, the Book’s status as a virtually unique survivor, in terms of the orthography and script it employs, is compounded by a corresponding, almost total, dearth of Classical Gaelic manuscripts. Why should this be? It is generally held that the nature of Classical poetry presupposed literacy in Classical Gaelic in its practitioners, and indeed its audience. Watson remarks of a poem in the Book by the dean’s brother Donnchadh – whom we know to have been capable of using the Scots-based orthography and script of the Book, and who may have been a key compiler – that: those acquainted with poetry of this sort, and with its rules, will find it hard to believe that the author was ignorant of the traditional spelling, and will infer that, so far as Donnchadh was concerned, the difficult spelling of the MS. was adopted by choice and not on account of ignorance.
Support for such a thesis is provided both by the independent survival of a poem in the conventional orthography and script originating from precisely the same milieu and era as the Book; and by unambiguous evidence that the Book’s use of non-Classical orthography and script is no isolated aberration. The same is true of manuscripts now lost from which poems were copied into the Book; of a Gaelic prose charm written into The Murthly Hours, perhaps as early as the late fourteenth century; and, most significantly of all, of the practice of scores of late medieval scribes, notaries and stonemasons when faced with the need to render Gaelic elements – place-names, personal names, descriptive epithets, or technical terms for which no ready equivalent existed – in Latin or Scots contexts. What this suggests is the acceptance of, first, Latin and, after 1400, Scots as the basic languages of written communication, especially prose, in all of late medieval Scotland. In the western Gàidhealtachd, this was overwhelmingly true in official contexts – legal, ecclesiastical, administrative – irrespective of whether the communication concerned involved
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an external party, or was purely internal. However, where literary and intellectual activity in Gaelic found written expression here, both in poetry and prose, it did so, as far as is known, in Classical Gaelic. This reflected the domination of formal culture in the west by learned lineages which either originated in Ireland, or adhered to an Irish model. Outwith the west, the influence of Scots ran deeper still, virtually monopolising all types of prose from the official to the cultural and personal, including letter-writing. As Meek has noted, this may well explain why Gaelic prose in the Book is overshadowed by that in Latin and Scots. Even then, Scots provides the orthography and script for what fragments of Gaelic prose do survive, just as it does for the Gaelic poetry of the Book, and some at least of its lost poetic exemplars. A provisional hypothesis might be, therefore, that outwith Argyll and the Isles, and the influence of the ‘Irish’ learned lineages, Classical Gaelic poetry, and the literacy in the Classical language which this implied, met with a Scots dynamic so powerful that it resulted in the hybrid written medium evidenced by the Book. This still fails to explain the absence of other poetic compilations or texts employing this medium. That some at least did exist is shown by the lost exemplars underpinning the Book. Yet – and this point may contradict the earlier argument about compilation of the Book’s poetry perhaps commencing about 1400 – it is not certain if any of these exemplars pre-dated the era of the Book’s compilation, as opposed to being a part of that process, and contemporary with it. Likewise, the lost compilation which contained the chronicle known as the Chronicle of Fortingall, along with Gaelic poetry and miscellaneous items, is so closely related to the Book that it cannot be invoked as independent evidence. Thus, the conundrum of the Book is that it suggests that its heartland was integrated into a Gaelic Classical world whose poetry avowedly went hand in hand with literacy. It and other evidence suggest nevertheless that outwith the west, the representation of any form of Gaelic, whether Classical or otherwise, in written form, did not conform to Classical norms, but was virtually monopolised by an orthography based upon Middle Scots. Yet, the Book is a unique poetic survival, both in terms of its own orthography and – with the one exception from the same time and place – in terms of any orthography at all. Two possible explanations are destruction of manuscripts on a catastrophic scale, or, more radically and speculatively, that in Gaelic Scotland the matter of Classical poetry somehow developed the capacity to exist without writing, perhaps because it adapted itself to an existing Gaelic cultural milieu which was predominately oral. This would prompt the further speculation that the Book may indeed be unique, not in terms of the poetry it contains, but because of the calculated decision to commit such poetry to writing which it represents: that it was born of a highly specific conjunction of circumstance, motive and personality. The Book defies categorisation in other respects. Fionnlagh MacNab’s poem seems to invoke it as a poem-book or duanaire, but the typology of extant poem-books from the Classical era throws up nothing like it, even among those specimens classified, because of their contents, as miscellaneous. It is written not upon vellum, then and long afterwards the normal medium for Classical Gaelic manuscripts, but on paper. In this, its orthography and script, and general appearance, the Book invites far more obvious comparison with the great Scots anthologies of the sixteenth century, particularly the Asloan Manuscript. John Asloan, a notary public like Seumas MacGregor and his father, made his compilation early in James V’s reign. His subject matter hints at the Book’s scope and interests, in its melding of literature and history (the latter including both local and national chronicles), in a shared fondness for instructional and devotional exempla, and in the occurrence of specimens of misogynist literature. However, the Asloan Manuscript is almost entirely the work of a single scribe, and its texts are final versions, largely free from errors of transcription.
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In contrast to this perfected and polished exterior, replete with list of contents, the Book is anarchic and chaotic. It draws us below the surface and into the raw machinery of the editorial process. Its texts are typically pock-marked by scribal error, and contested by a plurality of compilers, each armed with a sheaf of variant readings. This occurs across its contents with a frequency and intensity unparalleled in the Classical Gaelic, and perhaps also the Scots, tradition. It makes of the Book a living thing, and suggests an editorial mission powerful enough in itself to be a reason for the Book’s existence. The extreme diversity of its subject matter, and its homespun marginalia and memoranda, might link the Book to the medieval tradition of the commonplace book, as a collection made for the personal edification and diversion of its self-proclaimed owner, Seumas MacGregor. But this sits uneasily with the public aura and sense of participation which the Book projects. It is at the very least a family affair, what Fionnlagh MacNab’s poem refers to as a comunn, or ‘partnership’. It is the fruit of collective editorial and scribal activity sustained across one generation, drawing to some degree on earlier compilation, and paying homage in part to a vibrant, collaborative literary scene which had flourished within the lordship of the Campbells on either side of 1500. Two central preoccupations dominate the contents of the Book, in all its languages and at all its levels from occasional verses and casual aphorisms up to the most formal set-pieces. The first is ‘the Argument about Women’, to which is subjoined the moral condition of the clergy. The second is the kingship of the Scots. These were themes of national and international interest in late medieval and Renaissance Scotland and Europe, and it is in the Book’s desire to explore them that we see its networks at their most extensive, and the intellectual raison dêtre for them. The first preoccupation largely finds expression in poetry, the second in prose, but there are points of crossover, most interestingly an airdríomh, or ‘high enumeration’ in verse, of the genealogy of the MacGregor chief Eoin Dubh by the dean’s brother Donnchadh. This is the earliest developed elaboration of the idea of the royal descent of the MacGregor ruling lineage, and includes the assertion: Tearc aithris a fhine ann D’ uaislibh Gaoidheal ná glanGhall, Focht na freimhe agá bhfuil Do locht leighthe na leabhar. (Rare is the counterpart of his line among the nobles of the Gaels or of the bright Lowlanders, who make enquiry of his lineage from those who are readers of books.)
Elsewhere in the Book, Donnchadh concludes a prose version of Eoin Dubh’s pedigree by stating that he wrote this ‘á leabhraibh seanchaidh nan rígh agus ro-dhaoine’ (from the history books of the kings and great men) in 1512. The Book contains separate extracts from works fitting such a description: the pedigree of David I lifted from Book V of Fordun’s Chronica Gentis Scotorum; and a list of 105 kings of Scots, from Fergus I to James V, copied directly from the printed edition of Bellenden’s translation of Boece’s Scotorum Historia. Other tranches of similar material in the Book suggest both the influence of Bellenden in manuscript, or Boece’s Latin original, and of sources as yet unidentified. Pathways by which such material could have entered the Book are readily identifiable. Boece was closely connected to the Campbells, and possessed a manuscript of Fordun. Meanwhile, other manuscripts were available at Dunkeld – copied in 1497 at the behest of Bishop George Brown – and at Perth, at the Carthusian Charterhouse founded by James I, and endowed with an
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extensive estate in Breadalbane, where its principal tenants and local agents were the MacNab chiefs. The Book contains the stanza from Henryson’s Testament of Cresseid which begins, ‘Lovers, be war and tak gude heid about’; two stanzas from the Scots poem generally known as the Ballate aganis Evill Women, which it attributes to Chaucer; an anonymous version of part of Juvenal’s sixth satire beginning ‘Quhat alyt ye man to ved a vyff’; an anonymous quatrain beginning ‘Gyf that zor wyf be deid’; and two stanzas from the English poet John Lydgate’s treatment of Samson and Delilah in The Fall of the Princes. The first and last of these items are attributed to Lydgate’s ultimate source, Boccaccio. It is obvious that The Book’s compilers were targeting texts that contributed to ‘The Argument about Women’, which is so prominent a preoccupation of the Book’s Gaelic poetry. This is especially true of its amateur verse, but in fact the concern is ubiquitous. It ranges from the courtly to the satiric, from casual epigrams of purely local inspiration and relevance through to sophisticated set-pieces by professionals like An Bard Mac An t-Saoir, and embracing Irish authors, if we accept the ascriptions to Gearóid Iarla, Gerald fitz Maurice, the third Earl of Desmond (1333–98). The Gaelic corpus is consistent with the non-Gaelic excerpts in that the misogynistic voice dominates. More thought, however, needs to be given to the role the non-Gaelic texts may have played, whether as the stuff of recitation by the participants in the Book’s literary circles, or as literary models for their Gaelic verse. The Book may delight in parading and debating the sexual excesses of the clergy, yet it lacks any sense of ideological edge that might sustain its interpretation as a reformist text. Instead, its poetic retrospection and numerous exempla situate its moral and religious gravity firmly in the orthodox Catholic Middle Ages. Its compilers had access to, and probably first-hand contact with, notable Scottish humanists like Brown, Douglas and Boece, and Renaissance humanist influence has been advanced as one possible explanation for their editorial evangelicalism. It is equally important to stress that evidence in the Book for literary contact and sophistication suggests these were not their exclusive preserve, and imposed by them upon their raw material, but inherent in the material itself. An Bard Mac An t-Saoir’s two poems visualising a ‘Ship of Evil Women’, long na ndroch-bhan, could have been composed about 1500, suggesting virtually simultaneous access to the continental models upon which they probably draw. The sources of Giolla-Críost Táilléar poetic exempla of the middle or later fifteenth century, on the unicorn and the man in the tree, and the widely known tale of the monk who spent 300 years listening to the song of a bird, have yet to be established. They may yet point in the same direction. Much remains to be done in probing the enigma of The Book of the Dean of Lismore and its many worlds. It throws down a gauntlet to accepted thinking and rigid definition regarding literary culture in late medieval Gaelic Scotland. From Fortingall, its compilers engaged the passport of their multilingualism, and orchestrated extensive networks in order to investigate their own and other cultures across time and space, and in accordance with their personal, social and intellectual predilections.
Further reading Gillies, W. (1977), ‘Courtly and Satiric Poems in the Book of the Dean of Lismore’, Scottish Studies 21: 35–53. Gillies, W. (1978, 1981, 1983), ‘The Gaelic Poems of Sir Duncan Campbell of Glenorchy (I), (II), (III)’, Scottish Gaelic Studies 13:1: 18–45; 13:2: 263–88; 14:1: 59–82.
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Meek, D. E. (1986–8), ‘The Gaelic Ballads of Medieval Scotland’, Transactions of the Gaelic Society of Inverness 55: 47–72. Meek, D. E. (1996), ‘The Scots-Gaelic Scribes of Late Medieval Perthshire: An Overview of the Orthography and Contents of the Book of the Dean of Lismore’, in J. H. Williams (ed.), Stewart Style, 1513–1542: Essays on the Court of James V, East Linton: Tuckwell Press, pp. 254–72. O’Rahilly, T. F. (1935), ‘Indexes to the Book of the Dean of Lismore’, Scottish Gaelic Studies 4: 31–56.
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Gaelic Literature in the Later Middle Ages: The Book of the Dean and beyond William Gillies
The Gaelic literary set-up which we find in late medieval Scotland and Ireland, built around families of literati supporting and supported by the native aristocracy, came into being in an obscure but unmistakable way in the twelfth century. The key ingredient was a move to lay patronage of poets, historians and other such figures, replacing an earlier system in which ecclesiastically based schools and scholars had played a more central role in the cultivation of literature. An important legacy of this scholastic past was writing, which is why this literature predominates in Gaelic manuscripts. In Scotland, its presence can be detected at the royal court in the twelfth and thirteenth centuries, and it doubtless flourished in the Celtic earldoms, though the evidence is sparse. Basically it was a panGaelic system, and we catch glimpses of Gaelic court literature from the Lennox and the Isles and Man in the twelfth century, beside the greater concentration in Ireland. This was the beginning of the so-called ‘Classical’ early modern period of Gaelic literature, whose manuscript remains consist of panegyric and religious verse, courtly love poetry and heroic ballads, romantic tales and devotional literature, as well as the professional literature of the learned orders: linguistics, history, law and medicine. The literati were professional and hereditary, trained in schools, exclusive and male-dominated. They lasted as a social phenomenon until the seventeenth century in Ireland and the eighteenth in Scotland. The surviving ‘Classical’ literature is nowadays recognised as representing only the iceberg tip of literary expression in the medieval Gaelic world. It used to be taught, indeed, that the oral-popular tradition of Scottish Gaelic song poetry, which starts to appear in the manuscript and printed collections of the later eighteenth century, was a development from the Classical poetry, coming into being as the latter gradually ceased to be patronised by the Highland chiefs in the Jacobite period. This picture, of humble peasant remains indicative of a once noble culture, though ideologically attractive to a nineteenth-century audience, seriously neglects the evidence for the presence, within the Classical period, of metrically, musically and linguistically distinct classes of Gaelic literature, practised and purveyed by quite different classes of practitioners. The roots of Gaelic popular song go back far into the Middle Ages, as can be deduced from early literary allusions, the early existence of technical terms associated with these categories of composition, discussions in metrical tracts, and occasional surviving specimens of such texts themselves. Rather than succeeding it, we must see the vernacular, popular strands of Gaelic literature as co-existing with the learned, ‘Classical’ forms.
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This diversity of literary modes is perhaps easiest visualised as the entertainment ‘package’ enjoyed by medieval Gaelic society in and around the hall of the Highland chief. This included not only the official eulogies and elegies of the file (‘learned poet’) or ollamh (‘chiefpoet’), but also a spectrum of performances (dramatic, burlesque or satirical, for example) by other grades and sorts of poet, song-makers, singers, musicians and entertainers – collectively known as the cliar. At certain times of year the cliar made itself particularly visible, when the poet-band travelled en masse on a circuit from court to court. To this public dimension we must add those forms of literary expression whose locus or function was outwith the court milieu. These clearly included various religious categories such as hymns and carols, prayers, texts used for meditational or exemplary purposes, and charms. They included also activityrelated expressions such as labour songs, and songs, chants or rhymes associated with other formal or ritual or ceremonial occasions, including the keening of the dead. The latter sorts have been dubbed the ‘sub-literary’ tradition, the Dionysian as opposed to the Apollonian tradition, and women’s (as opposed to men’s) literature. All these terms have a measure of explanatory force, as long as we bear in mind that Highland society was a simple and undifferentiated organism in most places and at most times. As it were, the chief’s court was the heart of the community even for the milkmaid in the shieling. We can point to some outstanding vernacular Gaelic poetry relating to Perthshire and Rannoch and the MacGregors from the period just after the dean of Lismore’s lifetime. And the poetry in The Book of the Dean of Lismore acknowledges in various ways the lowlier types of literary practitioner, the sorts of people who were mentioned with disapproval by Lowland authorities who wished to put a stop to their lifestyle. But the Book compositions themselves emanate from a much more circumscribed milieu. Not only is the ‘sub-literary tradition’ completely absent, but the accentual tradition of vernacular poetry (as opposed to the syllabic tradition of Classical poetry) is also virtually absent from the Book. When we recall that the programmatic Duanaire na sracaire (Watson 1937: 2–5) asks for all sorts of poems to be included in the MacGregors’ collection, we have to presume that the Book’s compilers and their associates were ‘words people’ who would have defined the vernacular and sub-literary material as songs rather than poems. For although it is thought that the official eulogies in syllabic metre were intoned by a reciter (reacaire) with a harp accompaniment, and although the heroic ballads in syllabic metre were certainly sung (in recent centuries at least), the musical dimension was more prominent and integral in the other traditions. The ‘poetry versus song’ criterion would appear to have been more fundamental than the ‘oral versus written’ axis (bearing in mind that the oral dimension of many Book texts is strong) or the ‘Classical versus vernacular’ linguistic criterion (given that the Book’s texts include some compositions that are semi-Classical/semi-vernacular in purely linguistic terms, though the metrical criterion places them on the Classical side of the divide). Within the confines of the syllabic tradition of poetry (known as dán), The Book’s coverage is pretty comprehensive. We may note that it is not an orderly compilation. Although this aspect is exacerbated by dislocation of some pages in the manuscript, the Book gives no indication of thematic organisation of the sort which we find in, for example, the Bannatyne Manuscript. Poetry of various sorts is lumped together, and poetry alternates with non-poetical, and indeed non-literary, material, to such an extent that the Book has sometimes been seen as a commonplace book or as a repository for rough or working copies of poems, as a sort of ‘Materials for the Dean of Lismore’s Book’ rather than the dean’s Book itself. Nevertheless, it is expedient for present purposes, and a fairly simple task, to divide the Book’s poetic contents into four major categories of composition. These correspond in part to genre boundaries within the poetry and in part to readily discernible categories of
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interest of the compilers. The categories are: (1) religious; (2) ‘court’, that is to say bardic and eulogistic; (3) heroic, that is Fenian; and (4) ‘merry’: bawdy, satiric and so on. The programmatic poem already referred to talks about a duanaire (‘poem-book’) as the object of the verse-collecting activity. The term duanaire usually implies a straightforward one-genre collection: typically of eulogy, though sometimes of religious verse. It is usually created and maintained by a professional poet for his patron. The Book’s background is more mixed, with its notarial and ecclesiastic and amateur poetic ingredients. Its contents are likewise more generically complicated, including ‘mock’ and ‘pseudo’ items and other generic fusions and crossovers, and not a few unclassifiable items and oddities, side by side with genre-defining specimen pieces. This diversity corresponds also to the make-up of the authors represented in The Book: clerical members of professional poetic families, gentry with proclivities for religion, notary-genealogists, aristocratic lampooners. This all contributes to the thoroughly unique flavour of The Book by comparison with all other poembooks from the Gaelic or the Scottish world. Some of the most intricately crafted and technically ambitious poems in Gaelic literature are the compositions of the trained bards (or filidh) on religious themes. They show their bardic pedigree in their tone. God is the supreme patron, all-powerful, but accessible to praise. The poet’s own pride and dignity, which is always near the surface in the secular praise poetry, is transmuted into a problem for God to fix: ‘Curb my pride,’ says the Gaelic religious poet; ‘make my knees bend’. These poets are clever at seeing – and fond of elaborating – paradoxical implications of the triune nature of deity. They are adept at conjuring up visual images of the beauty or the agony of Christ. But they do not usually consider serious soul-searching as part of their business. A group of leading early exponents of religious dán was identified by later tradition and frequently anthologised. These included Donnchadh Mór and Muireadhach Albanach Ó Dálaigh in the thirteenth century, Gothfraidh Fionn Ó Dálaigh in the fourteenth and Tadhg Óg Ó hUiginn in the fifteenth; all of these are represented in The Book. The Book’s selection is typical in that sense, and also in its emphasis on poems focusing on Mary as intercessor and protectrix. But it also includes some religious poems by Muireadhach Albanach not found elsewhere, and poems in the same vein by poets not known elsewhere. These include Maol-Domhnaigh mac Mághnais Mhuileadhaigh (‘from Mull’?), who might have been a professional poet of the Ó Muirgheasáin family attached to the Maclean chief, and Sir Robert Lamont, who was probably a churchman rather than a poet by profession. As to the texts, The Book versions of those which recur in other (mostly Irish) manuscripts are often pretty closely comparable to the ‘mainstream’ sources. There are signs of linguistic as well as textual ‘weathering’ in some, but additional verses were sometimes preserved uniquely in The Book. (It remains to be determined in some cases whether these are authentic or accretions.) In addition to the formal odes, Gaelic religious verse includes devotional poems with strong narrative elements drawn from widely circulating late medieval collections of exempla like the Gesta Romanorum and the Legenda Aurea. Whereas the bardic compositions contain frequent allusions to biblical and apocryphal precedents, in this sort of poetry the ‘story’ becomes more central. In The Book, this genre is associated most strongly with the name of Giolla-Críost Táilléar, perhaps a professional poet to the Stewarts of Rannoch, to whom three such moral fables are attributed. Less ambitious compositions including exhortations to lead a religious life, meditations and simple pious expressions are also part of the fabric of life as revealed by The Book. Some of those found in The Book recur elsewhere, such as Seacht saighde atá ar mo thí (‘Seven arrows [i.e. the seven deadly sins] are trained on me’), whereas others were most probably composed
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by the dean of Lismore’s associates. They go closely with the Latin prayers, homiletic fragments and ejaculations which are likewise a recurrent part of the ecclesiastical dimension in The Book, and doubtless in the life of its ecclesiastical owner. A contemporary Gaelic poem, in Scots orthography like The Book’s and from the same Breadalbane provenance, consists of admonitions about observing the Commandments. The most significant omissions, given what we know from elsewhere about Gaelic religious poetry at this period, are lyrical character pieces attributed to Colum Cille, and the sorts of prayers and charms which ultimately surface in Carmina Gadelica. The bardic eulogy composed by the file for his patron, recited by a reacaire in the chief’s hall, was the acme of poetic activity as a public performance. Many of these eulogies were very long and ornate. They tended to be collected in a duanaire. But these poems were also preserved by other means: some were studied as specimen texts in the bardic schools, and the poets themselves clearly collected and exchanged them among themselves. The Book shows evidence of both channels of transmission. There are MacGregor, Stewart and Campbell eulogies (such poems as one could have expected to find in a local duanaire), but also choice items from further away in time and place, including Irish examples. Some of the big names we have already met with recur, including the Ó Dálaigh poets and Tadhg Óg Ó hUiginn, but also representatives of other learned families such as Uí Mhaoilchonaire and Uí Ifearnáin. A couple of characteristic features may be mentioned. One technique commonly used by the bardic eulogist was to insert into his poem an apologue or fable relevant to the specific circumstances of the person being praised. The exemplum was most commonly drawn from the native cycles of Gaelic literature, such as the Ulster, Mythological or Fenian Cycles, but biblical and classical exempla are also found. These are often told with great elegance and economy, and in a couple of cases the apologue alone is in The Book, the introductory and concluding eulogistic sections having been dispensed with. Again, the etiquette of bardic verse dictated that honorific verses to the patron’s wife should be added where appropriate. Similarly, verses addressed to the poet’s regular patron were added on when he made a poem for another chief. And many poets concluded with a verse to their divine patron. This may be seen in The Book: for example, Giolla-Pádraig Mac Lachlainn concludes his eulogy for James Campbell of Lawers with verse of all three sorts: first to Margaret Forester, James’s wife; then to Colin, Earl of Argyll (‘a king above kings’); and finally to God (Watson 1937: 120–5). It was the job of the file to exalt his master. More pragmatically, he had to compare his patron to ideal standards of chiefly behaviour. If the chief failed to match those ideals, the praise could turn (in theory at least) to satire. While full-blown satires are very rare in the literature as a whole, poems threatening satire are quite common. The Book contains an excellent example of this trait in an anonymous poem to John Stewart of Rannoch, in which the poet says, in effect: ‘See me right, o noble, generous one – or else!’ (Watson: 184–93). A satirical elegy or mock elegy on Ailéin, son of Ruaidhrí, chief of Clanranald (died 1505), by Fionnlagh Ruadh the Bard, shows the vocabulary and imagery of eulogy inverted (Watson: 134–9). And a scorching satire (as yet unedited) by Domhnall Liath MacGregor on three Loch Tay-side (?) ladies is designed, explicitly, to blow its victims away (incomplete in Quiggin 1937: 73–4). The learned poets also made love poems in the courtly love tradition. They show the same propensity for metaphysical tightrope-walking as the religious poems, and a repertoire of courtly love images and symbols related closely to the standard eulogy and to its female version, as found in verses to chiefs’ wives. They exude a sense of secrecy and furtiveness
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that owes something to the amour courtois and something to the esoteric interests of the poetic schools. Poetry of this sort survives mostly from seventeenth-century Irish sources, but all the ingredients are found in a small group of such poems in The Book, including one by Eóin Mac Mhuireadhaigh, presumably a member of the MacMhuirich bardic family. It is sometimes said that the high proportion of unusual and esoteric compositions in The Book, by contrast with the more homogeneous body of poetry extant in the much larger Irish corpus, indicates differences between the Irish and the Scottish literary traditions. There may be some truth in this idea, for example in the degree of metrical and linguistic formality required at different social levels. But it is surely more to do with the intimate, ‘insider’s’ view of the literary tradition that The Book provides for us. For The Book is pretty unique by Irish or Scottish standards. Outside the praise/dispraise axis, it shows us – again, with unparalleled richness – a substantial selection of occasional poems on related themes, composed by professional poets and by relatives and friends of the compilers of The Book. These include odes to inanimate objects, an elegy to a poet’s wife, a mock elegy on a beggar, and much else. Again, The Book’s uniquely eclectic coverage has allowed an unequalled amount of this sort of material to attain written status. Stories and poetry about Fionn mac Cumhaill and his warrior-hunter band (fian) were in existence sufficiently early for scholars to designate the fianaigheacht as one of the literary cycles of the early Middle Ages. It attained particular prominence and celebrity through the success of Agallamh na Seanórach (‘The Colloquy of the Ancients’) in the twelfth or thirteenth century, and poetic texts enumerating the battles and warriors of the fian occur in the Book of Leinster (completed c. 1160). Nevertheless, The Book counts as an early source for narrative ballads about the fian, which mostly appear in much later manuscript sources. In form, these ballads share with bardic eulogy the syllabic quatrains of the dán-metres; however, the metrical rules for fianaigheacht are less strict than those for the official praise poetry. The ‘standard’ Fenian ballad tends to be about a hunt or an expedition, a battle or a quest; and there are also ballads recounting famous episodes from the Fenian literary cycle, such as the Death of Diarmaid or the cataclysmic final battle of Gabhair. Additionally, there are numerous examples of ballads founded on the literary conceit which underpins Agallamh na Seanórach, the meeting of the aged Oiséan, last survivor of the fian, with Patrick, harbinger of the post-heroic Christian age, which leads to Oiséan telling Patrick, and hence posterity, about the pre-history of Ireland and musing on past times. These categories are all to the fore in The Book, which also contains fine versions of the Praise of Goll mac Morna and Oiséan’s elegy for Fionn (Ross 1939: 60–9 and 190–7). But The Book also contains more recherché items, such as Caoilte’s rescue of Fionn, which he had to purchase by providing Fionn’s captor with pairs of all the wild birds and animals of Ireland (Ross 1939: 40–59), the story containing the Banners of the Fian (Ross 1939: 84–91), and the humorous Lay of the Mantle (Ross 1939: 30–5). There are two treatments of the Diarmaid and Gráinne story: the ballad narrating the Death of Diarmaid and a dramatic monologue in which Diarmaid reproaches Gráinne for parting him from his former life and friends (Ross 1939: 70–7 and 176–9). The narrative, lyric and dramatic forms taken by the fianaigheacht recur in other literary cycles. Striking examples of Ulster Cycle ballads in The Book are the dialogue between Conall Cearnach and Éimhear when Conall returns after avenging the death of Cú Chulainn (Ross 1939: 106–15) and the Death of Fraoch (Ross 1939: 198–207). Mention may be made here of groups of poems associated with the literary figures of Gormfhlaith, based on a ninth- to tenth-century historical character who was married to Niall Glúndubh, and Gearóid Iarla, based on the historical Gerald fitz Maurice, third Earl of Desmond, who
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died in 1398. In the latter case there is at least a possibility that some of the poems attributed to the literary figure were composed by the historical figure. The court poetry and the fianaigheacht can yield examples of broad humour. The Lay of the Mantle, whose carnivalesque tone recurs widely in European literature, gains an extra frisson when applied to Fionn and his men and their ladies. The juxtaposition of the gross fabliau of the Fox and the Bull with the feverish imaginings of amour courtois in one of Earl Gerald’s poems is finely judged. The sustained double entendre in a description of a game of backgammon that is really about a sexual encounter is clever in a different way (Quiggin 1937: 62–3). Collectively, poems like these point to a subversive, satiric dimension which is widespread in the Book both in the Gaelic and in the Latin and Scots material. In the same way, when the resources of bardic eulogy are deployed by Duncan Campbell of Glenorchy to describe a penis, the creation of an appropriate set of praise-terminology is simultaneously ribald and artfully inventive. Among the considerable corpus of ‘merry’ verse in the Book, two closely related strategic themes recur: the clergy and women. The gap between ascetic and celibate ideals and indulgent actuality is a widespread theme in late medieval European literature. It can be a matter of anti-clerical comment by lay critics; here, given the clerical dimension in the background of The Book, the criticism can seem tongue-in-cheek or rueful in tone. Duncan MacGregor himself has a poem listing the sexual ‘dues’ exacted by all the clerical grades up to archbishop (Quiggin 1937: 80–1). In another place, a poet named simply – but significantly – ‘The Parson’ proposes to go philandering on the grounds that this will do a little to redress the wrong done to men by faithless women over the years (Quiggin 1937: 74–5). This last poem is transmuted into a ‘Catalogue of Unfaithful Women’, bringing the focus thereby on to the other prime target of the Book poets. In opposition to the courtly treatment of women found in the bardic tradition, the satiric poets have their own positions to maintain. A poem ascribed to the Earl of Argyll argues plainly that what a woman really wants is sex, not love (Quiggin 1937: 81). Again, one of the Earl Gerald poems ostensibly takes the part of women, arguing that it is wrong to criticise them since they are actually not all that bad. He concludes, however, in verses that just might have been added by someone near to the dean of Lismore, that the real reason women are not so bad is that they like a sexy man (Quiggin 1937: 75–6). And this position receives powerful support from Isabella, Countess of Argyll’s poem (or has this been ascribed to her through mischief?) on the epic masculinity of her chaplain – which brings us back to the (anti-)clerical theme (Quiggin 1937: 78). The sense of a running debate – especially about women – is strong in these poems. It is reinforced by isolated couplets and quatrains scattered throughout The Book, sometimes anonymous and sometimes attributed to known or presumable members of the dean of Lismore’s circle. Given that sexual matters are a fundamental ingredient in these debates, it is unsurprising that poems on other sexual topics are included, such as Duncan Campbell of Glenorchy’s lament for his faded virility (Quiggin 1937: 83–4). Recent scholarship on The Book allows it to re-emerge as the cultural enterprise of the dean’s family, friends and visitors, centred geographically on his residence in Fortingall. Intellectually and politically, a Campbell–MacGregor axis provides the dynamic, and such families as the Macnabs of Bovaine and the Stewarts of Rannoch take their bearings from it. This scenario provides a rationale to set against the sometimes bewildering succession of masterworks and trivia, local and exotic pieces that confront us in The Book as we have it. One of the most important insights we can gain from the poems themselves comes from the compositions of the dean’s contemporaries, neighbours and relatives – his ‘circle’. Their poetry, even the light and satirical pieces, is suffused with literary allusions. They clearly
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partook of a literary world that embraced most of the literary corpus that we call early Irish literature: the Ulster, Mythological and Fenian Cycles and some of the ‘Cycles of the Kings’. They refer to some poorly attested tales as well as favourites among the early tales; they also allude to texts which we think of as late romances, though The Book references mean we have to assume they were in existence by 1500 or thereby. References to native tales are supplemented by some to Classical Greek and Roman texts, and others to historically based literary figures like Earl Gerald. The most likely source of this knowledge base would appear to be the native literati, the professional poets in their role as storytellers and romancers. The filidh had to be masters of the literary tales not only to tell them ‘at the great assemblies of the Men of Ireland’, but also to enable them to supply apologues for their eulogies. We may recall that several such apologues are included in The Book as freestanding narrative poems, divorced from their eulogistic context. The compilers of The Book can likewise contribute to our understanding of their world and motives. It has rightly been emphasised in recent years that Book texts (or some of them) show evidence for textual reworking, correction and improvement. While the analysis of these sorts of activity is in its early stages, we can recognise correcting activity that is compatible with suggestions of humanistic concerns, with the establishment of an authoritative text. The ascriptions of poems in The Book (not always made by the scribe who entered the poem itself) are sometimes suspect and sometimes transparently wrong, but they perhaps furnish further evidence for the same quest for authority. At the same time, one has to take into account the tolerance of variants at several levels (following an ‘and/and’ rather than ‘either/or’ principle). And one cannot ignore the creative liberties that are seen to be taken with some texts where we can compare Book versions with those in other sources. These activities take us well beyond the usual post-Renaissance understanding of textual criticism. The orthographic and linguistic analysis of Book texts has been well begun, but is by no means exhausted. The barriers to our understanding of this extraordinary manuscript are formidable, but the richness of the materials is beyond doubt, if we can muster the necessary linguistic, palaeographic, literary and historical expertise to unlock them.
Further reading Campbell, D. (1888), The Book of Garth and Fortingall: Historical Sketches relating to the Districts of Garth, Fortingall, Athole and Breadalbane, Inverness: Northern Counties Newspaper and Printing and Publishing Company. Gillies, W. (1988), ‘Gaelic: the Classical Tradition’, in R. D. S. Jack (ed.), The History of Scottish Literature, Vol. 1: Origins to 1660, Aberdeen: Aberdeen University Press, pp. 245–62. McLauchlan, Rev. T. and W. F. Skene (eds) (1862), The Dean of Lismore’s Book: A Selection of Ancient Gaelic Poetry, Edinburgh: Edmonston and Douglas. Quiggin, E. C. (1937), Poems from the Book of the Dean of Lismore, Cambridge: Cambridge University Press. Ross, N. (1939), Heroic Poetry from the Book of the Dean of Lismore, Edinburgh: Scottish Gaelic Texts Society. Watson, W. J. (1937), Scottish Verse from the Book of the Dean of Lismore, Edinburgh: Scottish Gaelic Texts Society.
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Philosophy and Theology in Scotland before the Reformation Alexander Broadie
Scotland boasts a long line of distinguished philosopher-theologians. This goes back at least as far as Ricardus de Sancto Victore Scotus, better known to us as Richard of St Victor (c. 1123–73), who was a monk in the Abbey of St Victor, Paris, under abbot Hugh of St Victor, and who became abbot on Hugh’s death in 1162. Richard’s most important work is his De Trinitate – available in an edition produced in Paris in 1958 – devoted to an analysis of the internal dynamic by which God the Father is related to himself by an act of love and by which the second person of the Trinity is generated from the first in love, and the third from the second, also in love. The principle of power in these acts of generation is love, and in effect Richard treats love as the principle of everything that has positive value in the universe. It is in an act of love that God created the world and maintains it in existence. Richard notes that we are required to act in love also, for we should love God, and love our neighbour as ourselves. From this it follows that, insofar as we take up an attitude of love to the created order, we are informing our lives with the Christian ideal of imitatio dei, the form of imitation of the divine that is commended by every moral theologian of the medieval period. Richard’s ideas were taken up by the Franciscans some decades later, shortly after the Order was founded by Francis of Assisi, a saint whose sermons to all living creatures show him to have been bound to nature in a bond of love. The next Scot of international repute in the field of philosophy and theology was Michael Scott (c. 1160–1235 or later). His immense popular reputation as a necromancer and astrologer (a reputation reflected in writings from Dante’s Inferno to Sir Walter Scott’s Lay of the Last Minstrel) should not be allowed to mask his truly important role, as a translator, in the transmission of Aristotle’s writings via the Muslim world to the Christian west. He worked as a translator in Toledo from 1210, then in Bologna from 1220 and then, from 1230, at the court of his employer Emperor Frederick II. Perhaps the single greatest achievement of medieval western theology was the Christianisation of Aristotle, a task completed by Thomas Aquinas; and Michael Scott contributed a number of the Latin texts that were essential to that achievement. A significantly different world-view to that of Aquinas was that provided by arguably Scotland’s greatest philosopher, John Duns Scotus (c. 1266–1308), from the village of Duns in the Scottish Borders. The ideas of Richard of St Victor, as already indicated, were quickly taken up into Franciscan thought, and John Duns Scotus, a Franciscan friar, took up Richard’s ideas and developed them a good deal further. Once again the concept of love is given a central role, influencing much of his system, including, for example, his theology of the beatific vision.
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That role emerges from Scotus’s discussion of the faculties of the mind and most especially the faculty of will. Scotus holds the mind to be a strong unity, a doctrine not belied by the multiplicity of its faculties, for each of these faculties is really identical with the mind itself. There is, however, a difference between them. The mind can think and when it does it has the form of a thinker. This form or ‘formality’ is unlike the form that the mind has when it wills. There are thus these two faculties which are really identical with each other because they are really identical with the mind, but which are formally distinct because the act of thinking is a different sort of act from that of willing. Scotus’s concept of a formal distinction is put to use by him at many points in his theology: for example, he holds that the many attributes of God are really identical with God (for otherwise he lacks the unity that Christian theology ascribes to him), but they are also formally distinct from each other, because the various acts of God, his acts of justice, of mercy, of understanding, and so on, are different kinds of act. As regards the faculties of intellect and will, a question can be raised regarding which of them has primacy. That is, granted that there is an order of value in the universe, is it intellect or will that is the higher in the order? Scotus’s reply is that it is will, and part of his justification is that the beatific vision is primarily an act of will, not of intellect. For the beatific vision is primarily an act of love, not of thought; and love is located not in the intellect, but in the will. Since the beatific vision is the highest act of which we are capable, and since it is an act of will, the will must have primacy. One of the ways Scotus expresses this insight is this: that if per impossibile we had a choice between knowing God without loving him, or loving God without knowing him, we should choose to love God rather than to know him. The first major Scottish philosopher-theologian after Scotus was John Ireland (d. 1496), who graduated bachelor in arts at St Andrews in 1455, before going to Paris, where he became regent in arts and briefly rector (1469). In 1474 the bishop of Avranche, confessor to the French king Louis XI, persuaded the king to ban the teaching of nominalist philosophy at the University of Paris, while authorising the teaching of Aristotle and Duns Scotus. The University was appalled at the prohibition and sent a delegation, which included Ireland, to protest to the king. This does not imply that Ireland was a nominalist, but simply that he was a persuasive speaker whose presence would add weight to the delegation. Nevertheless they failed. Ireland subsequently returned to Scotland, rising in due course to become chaplain and confessor to James III (r. 1460–88). For James’s son, James IV (r. 1488–1513), he wrote an important work, The Meroure of Wyssdome (published in three volumes in 1926, 1965 and 1990) in the genre of advice for princes. The Meroure, which is written in Scots, contains a good deal of interesting theology, and, as is customary with advice for princes, draws parallels between a prince’s governance of his dominion and God’s governance of the world, the sub-text being that imitatio dei is a virtue that princes would do well to cultivate. In particular, God promulgated a perfect set of laws for his human creatures, and recompenses us according to whether we obey or disobey those laws. This means that God’s knowledge of our behaviour in respect of his laws must be as perfect as his laws, for otherwise he may fail to recompense us justly. This characterises God’s governance and this should be the model for human princes also, even though, of course, a human prince cannot have perfect knowledge of the actions of his subjects and so is always at risk of bestowing recompense unfairly. Ireland uses these thoughts as the basis of an investigation of a problem that featured on the agenda of most medieval theologians: the problem of how God’s perfect knowledge of our behaviour impinges on our freedom to act. Put briefly, if God knows from all eternity how we will act, we are not free to perform acts other than those that God always knew we
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would perform, in which case we are not free without qualification. Ireland’s solution to this problem is much in line with the majority report of the late Middle Ages, namely that God’s knowledge is timeless, as he is, and that he therefore does not have foreknowledge of our acts. Instead he knows our acts as if they are present to him, in which case it is as if he is seeing them now as we are performing them. We know with certainty what other people are doing when they do things before our eyes, yet our certainty does not imply that their acts are unfree. So likewise God’s certainty of the acts that are now being performed in his presence does not imply that the acts are unfree. In that sense, according to Ireland, God’s perfect knowledge of our acts is not incompatible with human free will. The topic of human freedom and divine foreknowledge is also taken up by Ireland in his Commentary on Book I of the Sentences of Peter Lombard. Sadly, his Commentary on Book I and also on Book II are lost. But his Commentaries on Books III and IV are extant. They exist only in manuscript and a modern edition would add greatly to our understanding of the medieval Scottish literary canon. Shortly after the founding of the first of Scotland’s three medieval universities – St Andrews in 1411 – Scots were being taught in Scotland by Scots. The majority of the earliest teachers came back to Scotland after studying at the University of Paris: Oxford and Cambridge were not common destinations for young Scots, no doubt largely because of the fraught political relations between Scotland and England. By the late fifteenth century, there was a considerable contingent of Scots at Paris. One of them, James Liddell from Aberdeen, who became regent in arts at Paris, was the first Scot to have a book published in his own lifetime. Entitled Tractatus conceptuum et signorum (‘Treatise on concepts and signs’: the sole extant copy is in the National Library of Scotland), it discusses the mental acts involved in understanding, remembering, imagining, and so on. This field has been ploughed many times in the Scottish philosophical tradition, as witness subsequent works, such as David Hume’s Treatise of Human Nature (1739–40) and, perhaps even more impressively, Thomas Reid’s Inquiry into the Human Mind (1764) and his Essays on the Intellectual Powers (1785). The field was investigated in detail by a number of Scots in the generation after Liddell, in particular by John Mair (c. 1467–1550) and members of his circle. Mair was born in Gleghornie, a village south of Edinburgh, and attended school at nearby Haddington. Thereafter he spent a year in Cambridge before matriculating at the University of Paris. Once there he rose rapidly through the ranks, gaining a doctorate of theology and becoming Professor of Theology. He wrote over forty books, covering a wide range of subjects, but especially logic, ethics, history and theology. In addition he was head of a three-man team that prepared a critical edition of Duns Scotus’s Reportata Parisiensia, a report of the lectures that Scotus delivered in Paris on the Sentences of Peter Lombard. That Mair, Scotland’s leading philosopher-theologian of the first half of the sixteenth century, devoted a good deal of effort to the preparation of that edition accords well with the demonstrable fact that, for centuries after Scotus, Scottish philosophy had a perceptibly Scotistic streak running through it. Among Mair’s colleagues at Paris was George Lokert of Ayr, who wrote several books on logic and also one on the mind. In this, he dealt with the same topics that Liddell had written on two decades earlier. Lokert went on to become rector of St Andrews University and then dean of Glasgow. Mair’s colleagues also included William Manderston (c. 1485–1552), a Glasgow graduate, who became successively rector of the Universities of Paris and St Andrews, and Robert Galbraith (c. 1483–1544), Professor of Roman Law at Paris, and then Senator of the College of Justice in Edinburgh. Manderston wrote a large and impressive work on moral philosophy, and Galbraith an even larger and more formidable work,
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Quadrupertitum in oppositiones, conversiones hypotheticas et modales (‘Four-part work on oppositions, conversions and hypothetical and modal propositions’, Paris, 1510), which is one of the masterpieces of late scholastic logic. The pattern is clear. All these men, and scores of others who could be named, returned to Scotland to enrich Scotland’s high culture. In the three ancient universities, of St Andrews, Glasgow and King’s College, Aberdeen, Scots could be taught by Scots at as high a level as was available anywhere in Europe. In Paris, Mair lectured on the Sentences of Peter Lombard, and his lectures, a lengthy set of commentaries, were duly published and several times re-published. Mair begins his commentary by raising a question concerning the relation between the assent of faith, that is, saying yes as an act of faith, and the faculties of the mind. In particular he airs a common concern regarding whether the assent of faith is essentially an act of the intellect or is something else. Is it, for example, like assents that we give, say, to judgements of sensory perception or of arithmetic? And his unequivocal reply is that it is not. As with such judgements, the intellect is involved for, according to Mair, we always have a reason for giving an assent of faith, even if the reason is simply the testimony of another. We may have no direct evidence regarding a matter of faith and yet, at the same time, have reason to regard another person as able to speak with authority on the matter. Faith, then, is not a blind assent; it is based upon premisses that at least confer probability or plausibility on the proposition to which assent is given. Faith, therefore, involves an act of intellect. But faith is not a hesitant assent: it is firm, and Mair adds that the firmness of the assent of faith cannot be due to the intellect, for, if the premisses gave us certainty, then we would have knowledge rather than faith. What makes for firmness, where there would otherwise be hesitation, is an act of will by which we commit ourselves to the religious truths, so that we are certain of them though we cannot provide a demonstrative proof of them. Thus, according to Mair, faith is the product of both intellect and will. Because acts of will are free and an act of will is necessary for an assent of faith, it follows that faith is a free act. Mair’s own faith, like that of his Scottish colleagues at Paris, seems to have been unshakeable. In his Historia Maioris Britanniae tam Angliae quam Scotiae (‘History of Great Britain, both England and Scotland’, 1521), Mair denounces a number of the practices of members of the Church. It is manifest, however, that all the practices he condemns are injustices of one sort or another, for instance the issuing of false excommunications and the failure to administer the sacraments in due season to ordinary people, and the denunciations do not touch on the essentials of the faith. At St Andrews University in the early 1530s, Mair tutored John Knox in theology. There is no doubt that Mair would have been mortified at the theological positions that Knox subsequently developed, just as he was in fact appalled at the doctrines that had been worked out by the protomartyr of the Scottish Reformation, Patrick Hamilton, in his thesis written under the supervision of the ex-Jesuit François Lambert at the University of Marburg. The thesis came to be known in translation as Patrick’s Places, and was published under that name by John Knox in his History of the Reformation in Scotland. The shrill tone of the thesis and its eschewing of lengthy, detailed and subtle argumentation are worlds away from the writings of John Mair and his circle, writings that, on the eve of the Reformation, are still very much in the traditional scholastic mode. Not only is Hamilton’s theology different, but his thesis represents a literary genre that Mair and his colleagues would have despised as wholly unsuitable for rational theological discourse. During the decades preceding the Reformation there were several other noteworthy writings by Scots working in the fields of philosophy and theology. Mention should be made of Dialecticae Compendium (‘Compendium of Logic’, Paris, 1540 and 1545) by
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William Cranston (who succeeded Mair as provost of St Salvator’s College, St Andrews), Dialecticae Methodus (‘Method of Logic’, Paris, 1544) by Patrick Tod, Dialogus de argumentatione (‘Dialogue on argumentation’, Paris, 1554) by John Dempster, and Commentariorum de arte disserendi libri quatuor (‘Four books of commentaries on the art of reasoning’, Edinburgh, 1557). These works are all highly technical, unlike the works of a very interesting Scot, Florence Wilson from Moray who studied at King’s College, Aberdeen, and at Paris, where he was a friend of George Buchanan. Wilson identified closely with the humanist ethos that was making itself strongly felt in the universities of northern Europe. He read Erasmus, Melanchthon and many of the Italian humanists, and their Latinity and ideas made their mark on his own works, as witness the fact that in his Commentatio quaedam theologica (‘A Theological Commentary’, Lyons, 1539), he refers to the Christian God as the highest Jupiter, and as the ruler of immense Olympus. But Wilson’s Christian faith cannot be doubted, despite the vocabulary he deploys. In his De animi tranquillitate dialogus (‘Dialogue on the Tranquility of the Soul’, Lyons, 1543), he argues for the need to moderate the tumult of passions, but not to annihilate them. Contrary to Stoic teaching, passions are not in themselves a bad thing, for they are part of our nature and nature as such is not evil. Not even death is an evil, he argues, and our suffering unto death can be an imitatio Christi. Not, adds Wilson, that we should therefore seek a life of suffering, for suffering impedes the study of wisdom, a study to which, if possible, we should dedicate ourselves. In none of this gentle Christian humanism is there any sign of hostility to the universal Church. For all his appropriation of the language of the new humanism, there is no sign that in his religious affiliation Wilson belonged to the New Order. The contrast with Patrick’s Places could hardly have been stronger. Wilson spent his last years in France, probably dying in Lyons in the latter 1550s. Then came the Reformation in Scotland, and after that date Scottish theologians could not theologise as if the Reformation had not taken place.
Further reading Broadie, Alexander (1985), The Circle of John Mair: Logic and Logicians in Pre-Reformation Scotland, Oxford: Clarendon Press. Broadie, Alexander (1995), The Shadow of Scotus: Philosophy and Faith in Pre-Reformation Scotland, Edinburgh: T. and T. Clark. Cross, Richard (1999), Duns Scotus, Oxford: Oxford University Press. Wolter, Alan B. (ed.) (1986), Duns Scotus on the Will and Morality, Washington, DC: Catholic University of America Press.
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Scottish Theological Literature, 1560–1707 Crawford Gribben
The Scottish Reformation did not begin in 1560, when Parliament severed official links with the papacy and forbade the celebration of the mass, but the year did represent a breakthrough for the Reformation movement. Pressure for reform had been building for decades. The south-west of Scotland had a long tradition of Lollardy: around 1520, for example, Wycliffe’s New Testament had been translated into Scots by Murdoch Nisbet (d. c. 1545). More recently, smuggled texts had diffused Lutheran ideas along the east coast. The northeast had been evangelised by early Lutherans such as George Wishart (c. 1513–46), who had been burned at St Andrews despite having had the converted priest John Knox (c. 1514–72) as his bodyguard. These diverse trends – Lutheranism and Lollardy – met in the popular opposition to the established Church voiced in such texts as Ane Satyre of the Thrie Estaitis, by Sir David Lindsay (first performed at court in 1540 and in public in 1552). Across Scotland, individual towns were declaring themselves supporters of reform. In 1560 this popular pressure gained significant national impetus. Reformation proceeded at a formidable pace. The structures of the medieval Church quickly collapsed, and neither the bishops nor the queen did much in their defence. Adherence to medieval patterns of piety continued in those rural areas where local patrons proved sympathetic. Scottish Catholicism lost its earlier national cohesion. Irish Franciscans, working in the Highlands and Islands, strengthened what remained of their Church; but the Gaelic ethos of their mission introduced a significant Highland–Lowland divide into the Scottish Catholic imagination. Scottish Catholicism would take some time to recover its momentum. Protestant ideas spread throughout the 1560s in a number of texts that indicated reformation’s new theological directions. Wishart’s Lutheran instincts were reflected in the Gude and Godlie Ballatis (1567), a collection of sometimes-ribald anti-papal verse, but Lutheran ideas were soon eclipsed by the Calvinism of the dominant Scottish Reformers. The Book of Common Order (1564) was perhaps the most obvious evidence of the success of reformation. It exported Protestant worship to local congregations and dominated Church life until the publication of the Westminster Assembly’s Directory for Public Worship (1645). The symbolic importance of liturgical order is illustrated by the fact that a translation of the Book of Common Order, prepared by John Carswell (d. c. 1572), was published in 1567 as the first Gaelic book ever printed in Scotland or Ireland. The 1647 Westminster Confession of Faith, by contrast, was only translated in 1725. Despite the importance of liturgy and popular song, however, the coherence of Scottish Protestantism – and its Lowland base – owed more than anything else to the publication
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of a vernacular Bible and the dissemination of reformed theology through a state-sponsored confession of faith. The Bassandyne Bible was the only complete Bible published in Scotland before 1633. It was a printing of the most popular edition of the Geneva Bible (1560), a translation that was designed to educate its readers into proper interpretation. To that effect, it came supplied with some 300,000 words of marginal commentary discussing manuscript variations as well as the doctrinal and practical implications of the text. Sales of the Bassandyne Bible were assured by a 1579 law which stipulated that every substantial household should possess a copy. Its popularity waned slowly after James VI and I moved to have the Geneva translations replaced with the new ‘authorised’ translation in 1611, which was to lack the Geneva Bible’s anti-establishment annotations. James’s authorised New Testament was first printed in Scotland in 1628, and the complete Bible appeared five years later. Supplies of the older text dried up after the last English-published edition of the Geneva translation appeared in 1644. Scots were no longer obliged to own a Bible that challenged episcopacy and monarchy by divine right, but by then those ideas had taken a life of their own. The theology summarised in the annotations of the Geneva Bible was given systematic expression in the Kirk’s new confession of faith. In 1560, Parliament had commissioned a number of prominent ministers to compose a confessional statement reflecting the triumph of reformation ideas. Knox, it appears, was responsible for the first draft of the document, which was read before Parliament, and revised with five other Johns – Winram, Spottiswood, Douglas, Row and Willock. The resulting Scots Confession was adopted by Parliament on 17 August 1560, but it never gained the support of Queen Mary, and was constitutionally ratified only by the first Parliament of James VI in 1567. The confession was a particularly Scottish expression of the European reformed consensus. It built self-consciously upon the heritage of the Catholic past, but constructed its theology on a rather ambiguous medieval foundation. It described the Resurrection in terms borrowed explicitly from the Apostles’ Creed (art. 10), defended the immortality of the soul against ‘Phantastickes’ on the radical wing of reform (art. 17), and affirmed the validity of infant baptism against ‘the error of the Anabaptists’ (art. 23). While other Protestant confessions listed the individual titles composing their canon, the Scots Confession defined the boundaries of scripture as ‘those buikis [. . .] quhilk of the ancient have been reputed canonicall’ (art. 18). Neither would Scottish Catholics have had any difficulty in assenting to the confession’s Trinitarian introduction (art. 1) – which set it apart from the anthropocentrism of other Reformation confessions – or its repudiation of a series of early Christological heresies (art. 6). But the confession’s articulation of the reformed faith was robust. Christology became controversial when it was related to redemption: those who regarded the mass as another sacrifice for sin were ‘blasphemous against Christs death’ (art. 9); against papal claims, Christ was described as the only head of the Church (arts 11, 16). The Kirk was to be defined by three marks, or ‘notis’: ‘the trew preaching of the Worde’, ‘the right administration of the Sacraments’ and ‘Ecclesiastical discipline uprightlie ministered’ (art. 18). This ‘trew preaching’ was to be explicitly Protestant, extolling the necessity of justification by faith, for quhosoever boastis themselves of the merits of their awin works, or put their trust in the works of Supererogation, boast themselves in that quhilk is nocht, and put their trust in damnable Idolatry. (Art. 15)
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But the confession also adopted a high view of the sacraments, which it limited to baptism and the eucharist. It did not advocate transubstantiation, but did argue that the sacraments were much more than merely ‘naked and bair Signes’. The confession alluded to ideas that would later cripple the Scottish reformed consensus. Addressing the parliament that had commissioned its composition, the confession defended the standard Protestant adherence to godly rule, arguing that the duty of the magistrate was ‘most principallie the conservation and purgation of the Religioun [. . .] and for suppressing of Idolatrie and Superstitioun’ (art. 24). It also contained the seeds of what would develop into a fully fledged resistance theory. The Ten Commandments were expounded to prove that Christians are to ‘represse tyrannie’ and to support lawful government – but only ‘quhil they passe not over the bounds of their office’ (art. 14). The church–state disputes that would scar the seventeenth century were rooted in that statement. The Scots Confession’s robust articulation of Protestant belief was central to the subsequent development of Scottish theology. As a document that every candidate for ordination was obliged to sign, its statements were the presupposed ideological context for Protestant writers and preachers until the eighteenth century, when its authority was finally occluded. Legally, the Scots Confession was not replaced when the Kirk adopted the Westminster Confession in 1647; and after the Westminster Confession was rescinded at the Restoration, the earlier confession returned to its former status. Bishop Gilbert Burnet described the Scots Confession during this period as ‘the only Confession of Faith that had the sanction of a law’, though he recognised that the Westminster Confession was the only one that was actually read. The authority of the earlier confession prevailed until the Westminster documents were constitutionally revived at the Williamite revolution. The Scots Confession should be regarded as the foundation of Scottish Protestant thought throughout the period. To argue for its centrality, however, is not to imply that its statements enjoyed universal approval. Not every Scot was a Protestant. Among those that were, the Aberdeen Doctors objected to the idea that original sin had ‘utterlie defaced’ the image of God from unregenerate humanity (art. 3). The Kirk’s adoption of the Westminster Confession implied that its Puritan consensus had moved far beyond the relative simplicity of the earlier confession of faith. Nevertheless, as a negotiated centre, the confession nourished the thinking of theological writers as far apart as Bishop Patrick Forbes and archCovenanter Samuel Rutherford. Of course, to situate Forbes and Rutherford at opposite ends of the theological spectrum is to exaggerate their differences. It is certainly true that the ecclesiological moods they represented held quite different attitudes towards authority in the Church: an emphasis on the calling of the congregation rather than the ordination of the Episcopate had, for example, allowed apostolic succession to die out. Nevertheless, Forbes and Rutherford were united by their commitment to a reformed spirituality rooted in shared convictions about conversion, assurance and the importance of word and sacraments. Despite Rutherford’s claims, there were virtually no voices challenging Calvinism during this period in the Kirk. The confession of faith approved by the General Assembly at Aberdeen in 1616, when the Church was under Episcopal control, was more unambiguously Calvinist than the Scots Confession. Its widespread rejection, and final repeal by the revolutionary 1638 General Assembly, owed more to its Episcopal origin and subjection of Church to state than to any substantial soteriological differences. Similarly, the commission later appointed by the Covenanters to investigate John Forbes, the leader of the Aberdeen Doctors, acquitted him of Arminianism. Those debates that did erupt tended to focus on liturgy, polity and conformity, and, apparently, made little impact on local Church life. As contemporary
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travellers recalled, there was little to distinguish the worship of those committed to Presbyterianism and their episcopally orientated rivals. The Scottish Church – from the most conservative of its bishops to the most radical of its Covenanters – shared a commitment to a basic Calvinism. The breadth of the Calvinist consensus is underestimated in a great deal of the scholarship of early modern Scotland. In literary scholarship, most obviously, Calvinism has been berated and simultaneously misunderstood, despite the ready availability of its primary source documents. As a system of thought, it extends far beyond the five points that are often cited as its summary: total depravity (every part of the human being – body and soul – is depraved), unconditional election (God chooses those who will be saved without any reference to anything that the elect might do), limited atonement (Christ died efficiently only for the elect), irresistible grace (the elect cannot resist the regenerative power of the Holy Spirit), and the perseverance of the saints (salvation can never be reversed). This Calvinism was not a variety of fatalism, but a discourse that provided an explanation of everything from individual psychology to the rise and fall of nations. It was also a discourse that passed through substantial modifications during the period. The rise of federal theology, for example, appeared to temper bald statements about divine sovereignty by arguing that God’s overwhelming power always acted in accordance with purposes revealed in the biblical covenants. The international reception of federal theology – developed by theologians such as Robert Rollock (c. 1555–99) – illustrates the impact Scottish thinkers had on the development of the Calvinist international throughout the late sixteenth and seventeenth centuries. The extent of the development of Scottish theology during the period can be gauged by a comparison of the Scots and Westminster Confessions. Westminster theology differed from its progenitor in method and approach, and (occasionally) in content. Westminster adopted a much more scholastic approach, beginning with a clear definition of scripture and a much more explicit discussion of canon and its relation to the Church before providing guidelines for a proper hermeneutic (ch. 1). Only then did it move on to a discussion of God, the Holy Trinity (ch. 2) and God’s eternal decree (ch. 3) as a context for its discussion of creation (ch. 4), providence (ch. 5) and the scheme of redemption (chs 6–33). Westminster’s structure was logical, rather than ontological, grounded more in scholastic analysis than in the Scots Confession’s concentration on historically developed revelation. These theological developments were driven by a number of significant groups and individuals. Knox left only one theological text – a treatise on predestination – but his imagination was stamped on the Book of Discipline and the Scots Confession. Despite his centrality in outlining the initial consensus, Knox developed personal interests in the political implications of reformation. Catholic apologist Ninian Winzet (c. 1518–92) criticised Knox’s anglicised style as part of a wider project to strip the reformed movement of its patriotic credentials. But Knox caused consternation also among the reformed when he argued that female sovereignty betrayed divine patterns of authority in his First Blast of the Trumpet against the Monstrous Regiment of Women (1558). Calvin, embarrassed, distanced himself from Knox’s sentiments, but this intense political conviction and sense of prophetic vocation would be inherited by the more radical Covenanters in the seventeenth century. Among these more radical Presbyterians, Andrew Melville (1545–1622) was often – erroneously – described as the second leader of the Scottish Reformation. While Knox’s opinions on episcopacy were always ambiguous, Melville grew increasingly hostile to rule by bishops. After 1575, he exercised increasing influence in the Kirk, participating in the
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composition of the Second Book of Discipline and sitting as moderator four times between 1578 and 1594. In 1595 and again in 1596, Melville made his famous ‘two kingdoms’ speech that denied the king’s claim to be head of the Church. Melville’s opposition to the Episcopalianism that seemed to underlie this claim led to his imprisonment in the Tower of London between 1607 and 1611. After his release he was allowed to teach in exile at Sedan until his death. One of the students Melville educated at Sedan was a younger cousin who would become one of the greatest of Scotland’s early modern theologians and, ironically, a bishop. John Forbes (1593–1648) was the son of Bishop Patrick Forbes, and first Professor of Theology at King’s College, Aberdeen. He is often described as the leader of the Aberdeen Doctors, an influential group of theologians who became known for their opposition to the National Covenant of 1638. Members of the group included David Rait, Principal of King’s College between 1592 and 1632; William Leslie, who succeeded him; Robert Barron, who in 1625 was made first Professor of Theology at Marischal College; as well as three local ministers, Alexander Scrogie, James Sibbald and Alexander Rose. The Doctors defended Episcopal government, encouraged conformity to James’s liturgical innovations, and appealed to patristic writers more often than they did to theologians of the Reformation – but they were consistently reformed. What set them apart from their peers was their concern for catholicism: the Covenant, they feared, was dividing the Kirk from the Fathers and from the international communion of reformed Churches. The Covenanters did not agree. Their alliance was based on a commitment to jure divino Presbyterianism, and could tolerate no ambivalence about an ecclesiology for which many of them were prepared to make – and to become – martyrs. The language of the Solemn League and Covenant (1643) was itself ambiguous: its adherents promised to preserve ‘the reformed religion in the Church of Scotland’ and to pursue the ‘reformation of religion in the kingdoms of England and Ireland [. . .] according to the word of God, and the example of the best reformed Churches’. The uncertainty as to which communions actually represented ‘the best reformed Churches’ allowed many of the more radical English Puritans (who would never have been tolerated in a Covenanted Scotland) to agree to the Covenant’s ostensible aims. Their ambiguous position was grounded in the more radical Covenanters’ quest to establish Presbyterianism as the only established religion in the British Isles. Led by ministers of the intellectual capacity of Samuel Rutherford, their ideal society was a theocracy, in which state and Church powers were distinguished, but in which society was organised along strictly biblical lines. The Westminster Assembly, and the documents it published, was to be the platform upon which the Reformation of the three kingdoms should proceed. Divisions between Scottish and English Puritans, and among Scottish Covenanters, ensured the failure of the scheme and led ultimately to the Cromwellian invasion, and the last Anglo-Scottish war. The Cromwellian administration in Scotland pursued a policy of undermining the monopoly of the Kirk, and, to that end, balanced its opposition to the General Assembly (which did not meet between 1653 and 1690) with support for the new theological groupings that arrived in Scotland with their troops. Among the range of radical Puritan fellowships, only Baptists, Congregationalists and Quakers would make any significant long-term impact in Scotland. As in Ireland, the influence of the radical groups was largely restricted to garrison towns – in the 1650s, for example, Baptist congregations existed in Ayr, Perth and Aberdeen. Aberdeen also contained the strongest of the Scottish Quaker communities, which remained generally weak despite George Fox’s visit to Scotland in 1657. Radical dissent would only become a significant presence in and after the eighteenth century.
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Cromwellian toleration allowed ministers in the Kirk to negotiate with the Westminster consensus. Perhaps the most important and most enigmatic of the later seventeenth-century theologians is Robert Leighton (1611–84). Leighton has been prized for his mystical and non-dogmatic adherence to the reformed consensus, and, depending upon the interpreter, illustrates either the opportunities available to the ambitious or the mobility facilitated by the Kirk’s theological consensus. In the 1650s, under the patronage of Cromwellians, he served as principal at Edinburgh, delivering theological lectures, littered with Classical allusions, that focused on the soul’s quest for happiness as the momentum for true spirituality. He was moving on a trajectory away from Covenanted reformation and the Westminster Consensus, and his peers knew it. After the Restoration, he was appointed a bishop, worked for the reconciliation of Covenanters to the established Kirk, but died seeing the failure of his schemes. Leighton’s interests and concerns were shared by Henry Scougal (1650–78), the son of Patrick Scougal, bishop of Aberdeen, a close friend of Leighton. Henry Scougal was appointed as Professor of Divinity at King’s College, Aberdeen, in 1673. His interests in promoting holiness alongside orthodoxy were represented in The Life of God in the Soul of Man (1677). In retreating from scholasticism, Leighton and Scougal were pushing the consensus to its limits, and perhaps sowing the seeds that would result in the neo-Catholicism of the eighteenth-century Usages debates. The debates of the 1720s, which, among other things, debated the propriety of prayers for the dead, did not emerge from nowhere. As Scottish Episcopalians moved into a denominational world, their interests in medieval piety and preReformation theology notably increased. The Kirk’s reformed consensus, therefore, was not a reformed hegemony. While the mainstream of early modern Scottish theology was represented by the confessional tradition, important developments were taking place on and outside its borders. Throughout the period, the basic structures of confessional division were being questioned by the Scottishborn ecumenical pioneer John Dury (1596–1680). Simultaneously, Scottish Catholicism was growing increasingly confident and well organised, though Catholic theologians, for the most part, still had to find homes in continental colleges. James VII and II, himself a Catholic, succeeded in gaining for his co-religionists a qualified toleration, and established a public chapel at Holyrood; but he had gone too far ahead of his population, and an anti-Catholic backlash was one factor contributing to his deposition in 1688. Catholic growth quietly continued when the arrival of Bishop Thomas Nicolson in 1697 meant that confirmations and ordinations could again take place on Scottish soil. But there could be no doubt that the Revolution Settlement had confirmed the dominance of the Presbyterian mainstream. The Settlement unsettled the Episcopalians. In March 1689, the Convention of the Scottish Estates declared the throne vacant and offered it to William and Mary. William was not a convinced Presbyterian, and might have lived with the Scottish bishops, had not Bishop Alexander Ross of Edinburgh declared that he would support the new monarchy only ‘as the law and conscience allowed’. Ross’s equivocation was bad politics, however admirable as theology; because of his intransigence, bishops were barred from the Kirk. Presbyterianism was established with an act demanding that all those in authority in Church or state should swear that William and Mary were de jure monarchs. Faced with this repudiation of their past, all of the Scottish bishops and over half the Scottish clergy refused to accept the Presbyterian settlement. Popular support for these ‘non-jurors’ was strongest in the north-east, where, even in 1707, 165 Episcopal clergy remained in pastoral charges. Queen Anne, after her accession in 1702, offered the non-jurors de facto toleration, but the 1707 Union consolidated Presbyterian power, briefly uniting Covenanters
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and Jacobites in opposition to the legal basis of the Kirk. The Toleration Act of 1712 acted only to split the Episcopal movement between those who would, and would not, pray for the Hanoverian monarchs. Only after the failure of the 1715 rising did mainstream Presbyterianism make substantial headway in the north. By then, the Episcopalians were firmly in dissent, and Scotland was moving steadily towards a denominational world. For all its variation, the theological literature of early modern Scotland generated immense cultural authority. It is true that, because those promoting reform had a very ambiguous hold on political power, the Scottish Reformation was less bloody than some others; but deviations from the state-defined mainstream could still meet with the ultimate penalty. Wishart was one of several Scottish Protestant martyrs; John Ogilvie (c. 1579–1615), later canonised, was Scotland’s only Catholic martyr; Thomas Aikenhead (1678–97) was a martyr for independent thought, the only individual ever executed by a Scottish court on the charge of blasphemy. Despite the complexities of its structures and evolution, Scottish theology, between 1560 and 1707, was very much a matter of life and death.
Further reading Coffey, John (1997), Politics, Religion and the British Revolutions: The Mind of Samuel Rutherford, Cambridge: Cambridge University Press. de S. Cameron, Nigel M. (gen. ed.) (1993), Dictionary of Scottish Church History and Theology, Edinburgh: T. and T. Clark. Mullan, David G. (2000), Scottish Puritanism, 1590–1638, Oxford: Oxford University Press. The Scots Confession 1560 (1960), ed. G. D. Henderson, Edinburgh: The Saint Andrew Press. Torrance, Thomas F. (1996), Scottish Theology: From John Knox to John McLeod Campbell, Edinburgh: T. and T. Clark. The Westminster Confession of Faith (1647), various editions.
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Legal Writing, 1314–1707 David Sellar
The Declaration of Arbroath, framed six years after the victory of Bannockburn in 1314, is a document of international as well as national importance, a declaration of political liberty which has resounded through the centuries. It has even been claimed that it helped to inspire the American Declaration of Independence. The ‘Declaration’ is, strictly speaking, a letter sent by the barons of Scotland to the Pope in favour of their chosen king, Robert Bruce. The Declaration is written in the beautifully measured Latin prose or cursus favoured by the papal chancery. Even in translation it is a compelling document which builds up gradually to its most quoted passage: Non enim propter gloriam divicias aut honores pugnamus sed propter libertatem solummodo quam nemo bonus nisi simul cum vita amittit. (For it is not for glory, or riches, or honours that we fight, but for liberty alone, which no true man surrenders, save with his life.)
At the beginning of the fourteenth century, the language of the law was almost exclusively Latin. Charters, formularies, the record of legal proceedings, legislation and treatises; all were written in Latin. Robert Bruce’s statutes of 1318, described by Lord Cooper as ‘the first Law Reform (Miscellaneous Provisions) Act’, were part of the work of reconstruction of the kingdom after Bannockburn. The most influential treatise on medieval Scots law, known from its opening words as Regiam Majestatem, is now generally believed also to date from this period of reconstruction. The bulk of the Regiam mirrors closely the key treatise on Anglo-Norman law, De legibus et consuetudinibus Anglie, generally known as ‘Glanvill’, compiled about 1200. Some, but not all, of this material is edited to reflect Scottish circumstances. The Regiam also contains Romano-canonical passages, based on the Summa of the canonist Goffredus de Trano (d. 1245), as well as native Scottish material. The ‘Leges inter Brettos et Scottos’, which belongs to an earlier period and sets tariffs for killing and wounding, was regularly attached at the end of the Regiam. Another fourteenth-century treatise, known as Quoniam Attachiamenta sive Leges Baronum is a guide to procedure in the baron courts. Both the Regiam and Quoniam Attachiamenta remained in manuscript for centuries, being eventually edited and published in 1609 by Sir John Skene (see below). From the end of the fourteenth century, Scots began to displace Latin as the language of the law, although some formal deeds, such as charters, remained in Latin for centuries. Scots became the regular language of record in the courts, including Parliament. Already in 1399 there was famously complaint in Parliament anent ‘the mysgovernance of the
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Realme and the defaut of the kepyng of the common law’. Acts of Parliament were now framed in Scots. The nineteenth-century historian Cosmo Innes wrote of ‘those brief terse statutes which shame the legislation of a later wordy age’. The Royal Mines Act 1424, for example, ‘Of mynis of golde and silver’, which remains in force to this day, enacted that, Item Gif ony myne of golde or silver be fundyn in ony lordis landis of the realme [. . .] The lordis of parliament consentis that sik myne be the kingis as is usuale in uthir realmys.
Another Act of the same year provided that gif thar be ony pur creatur that for defalt of cunying or dispenses can not or may not follow his causis the king for the lufe of god sall ordane that the Juge [. . .] purvey and get a lele and a wys advocate to folow sic pur creaturis causis.
Meanwhile, the Leases Act 1449, again still in force, ‘ordanit for the sauftie and favour of the pure pepil that labouris the grunde’, gave tenants security of tenure ‘to the ische of thare termes’, that is, to the end of the agreed term, when land was sold. The records of the central judicial bodies of the later fifteenth century, such as the Lords Auditors of Causes and Complaints and the Lords of Council, precursors of the Court of Session, are also in Scots. A typical decreet of the Lords Auditors, pronounced in 1482, reads, The lordis auditoris decretis and deliveris that the saide schireff has unordourly procedit [. . .] Considering that It was clerly schewin befor thaime that the mater of bastardy proponit again the sade wilzaim was dependand in the spirituale court undecidit.
The records of the Court of Session, established in 1532 as a College of Justice, were also kept in Scots, as too were the records of contemporary secular courts, such as the Sheriff Court Book of Fife (1515–22) and the Barony Court Book of Carnwath (1523–42), both of which have been published. Church courts, however, such as the court of the Official, continued to use Latin until the Reformation, after which the records of the Commissary courts that replaced them were kept in Scots. Notarial Protocol books, extant from the end of the fifteenth century, are also written in Scots, and provide a fascinating glimpse of law, language and contemporary society. Legal documents composed in Gaelic are not unknown, but were probably always rare. They include a charter of 1408 granted by Donald MacDonald, Lord of the Isles, written in Gaelic rather than the usual Latin, and a contract of fosterage of 1614 for Norman (Tormod) MacLeod, third son of Ruairi MacLeod, chief of Dunvegan. An early legal work in Scots is Sir Gilbert of the Hay’s Buke of the Law of Armys or Buke of Bataillis, completed about 1456, a free translation of Honoré Bonet’s L’Arbre des Batailles. ‘No modern translator’, wrote G. W. Coopland, who attempted the same task 500 years later, ‘can hope to equal this in life and dignity’. The following passage, interpolated by Hay into the original, gives some flavour of his style: Bot naturally all maner of creature has a passioun of nature that is callit the first movement; that is, quhen a man or beste is sudaynly stert, thair naturale inclinacioun gevis thame of thair complexioun to a brethe, and a sudayn hete of ire of vengeance quhilk efterwart stanchis efter that hete.
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A number of poets show a familiarity with legal writing and terms of art. William Dunbar (c. 1460–1513) does so in, for example, The Tretis of the Tua Mariit Wemen and the Wedo, as does Robert Henryson (c. 1430–1500?) in his Tale of the Dog, the Sheep and the Wolf: This Wolf I likkin to a Schiref stout, Quhilk byis ane forfalt at the Kingis hand, And hes with him ane cursit Assyis about, And dytis all the pure men up on land.
Meantime, Sir David Lindsay’s (?1486–1555) Ane Satyre of the Three Estaitis includes satirisation of the language of the law itself, as in this passage on procedure in the Church courts: Thay gave me first a thing thay call citandum; Within aucht days I gat bot lybellandum; Within ane moneth I gat ad opponendum; In half ane yeir I gat interloquendum; And syne I gat, how call ye it? – ad replicandum; Bot I could never ane word yit understand him.
Of course, during his incumbency as Lord Lyon King of Arms, Lindsay was himself in a high judicial position. Sixteenth-century Acts of Parliament contain many passages of memorable Scots. An Act of 1504 ordains that all our soverane lordis lieges beand under his obesance and in speciale all the Iles be Reulit be our soverane lordis aune lawis and the commoune lawis of the Realme And be nain other lawis’.
The College of Justice Act 1532 sets out that the king Is maist desirous to have ane permanent ordour of Justice for the universale wele of all his lieges and thairfor tendis to Institut ane college of cunning and wise men [. . .]
A notable and lengthy specimen of written Scots is provided by the Confession of Faith Ratification Act of 1560, which is headed, The Confessioun of fayth professed and beleved be the protestantis within the Realme of Scotland publischeit be thame in parliament and be the estaitis thairof ratifeit and apprevit as hailsome and sound doctrine groundit upoune the infallibill trewth of godis word.
It is instructive to compare this Act with the even longer Confession of Faith Ratification Act of 1690, ‘An Act Ratifying the Confession of Faith and settleing Presbyterian Church Government’, and to note the evolution and anglicisation of the language. From the sixteenth century onwards there are many legal compilations known as ‘Practicks’ that set out the practice of the courts. Some of these, including two of the earliest and most significant, Sinclair’s Practicks and Maitland’s Practicks have not yet been published, although they enjoyed extensive circulation. The best known of the genre, Balfour’s Practicks, was compiled about 1580, but not published until 1753. It has been republished
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recently by the Stair Society, as have the seventeenth-century Hope’s Major Practicks. The Practicks of Lord President Spotiswoode (d. 1646) were published in 1706. Here is Balfour’s Practicks on ‘Slauchter’, following Regiam Majestatem: Thair ar twa kindis of man-slauchter, the ane is callit murther, and the uther callit simple slauchter. Murther is done privatlie, na man seand nor knawand the samin bot allanerlie the slayer and his complices, swa that the cry of the people followis not suddenlie thairupon, as is usit in the law of slauchter.
Practicks have sometimes been divided into ‘Digest’ Practicks and ‘Decision’ Practicks. From the seventeenth century on there are named collections of the decisions of the Court of Session that were widely used, such as Durie’s Decisions covering the period 1621–42. Stair’s Decisions (2 vols, 1683, 1687) are the earliest actually printed. A compilation of a rather different kind is the De Verborum Significatione (1597) of Sir John Skene (c. 1546–1617), being The Exposition of the Termes and Difficill Wordes, conteined in the four buikes of Regiam Majestatem, and uthers, in the Actes of Parliament, Infeftments, and used in practicque of this Realme [. . .].
It has been aptly described as, ‘A magnificent legal dictionary – a gold-mine whose riches extend far beyond the strictly legal’. It is set out alphabetically from ‘ACTILIA’ to ‘ZEMSEL’. Entries include: FORTHOCHT-felony, praecogitata malitia, quhilk is don & committed wittinglie and willinglie, after deliberation and set purpose, and is different from chaudmelle [. . .] INFANGTHEFE [. . .] ANE Dutch word, quhairof I find divers interpretations [. . .] TOSCHEODERACHE, ane officer or jurisdiction, not unlike to ane Baillierie, speciallie in the Iles and Hielandes [. . .]
As already noted, Sir John Skene also edited Regiam Majestatem and Quoniam Attachiamenta, with others of the ‘auld lawes’, in 1609, producing both a Latin and a Scots edition. The Scots edition (Skene himself uses the word ‘English’) was done expressly at King James VI’s own command, to translate and convert the samine auld Lawes, furth of latin in English, that the samine may be knawin to all his subjects; and speciallie to them quha are ignorant of the latin tongue, quhilk I have done diligentlie, and faithfullie.
William Welwood (d. 1622), an early writer on the international law of the sea, whose work engaged the attention of Hugo Grotius, wrote his Sea-Law of Scotland (1590) in Scots, ‘Shortly gathered and plainly dressit for the reddy use of all Sea-fairingmen’. Welwood’s later Abridgement of all Sea Lawes (1613) is a much expanded work, of considerable linguistic interest, as it is written in English, rather than Scots. Thomas Craig (1540–1608) chose, however, to write his substantial Jus Feudale in Latin, thereby reaching an international audience. The Jus Feudale is not only an account of the feudal land law of Scotland, but also a pioneering work on comparative legal history which achieved wide European recognition.
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Written around 1600, it was not published until 1655, with two further editions, including at Leipzig in 1716. Although not translated into English until 1934, Jus Feudale has long been regarded as an authoritative work on Scots law, and Craig an ‘institutional’ writer. It is a complex work with many strands. One is the glorification of the system of feudalism. In Craig’s time feudalism had not yet become a term of abuse, and Craig regarded it as a nearperfect system of government. At another level Craig sought in Jus Feudale to demonstrate, in tune with James VI’s desire for a perfect union, that Scots law and English law had more in common than was generally supposed, and were ripe for harmonisation. Craig also wrote a Latin tract De Unione Regnorum Britanniae, eventually published in 1909, advocating Anglo-Scottish union. A leading example of different type of legal writing, familiar to conveyancers, is represented by the Styles of George Dallas of St Martins (c. 1636–1701): A system of stiles, as now practicable within the kingdom of Scotland: and reduced to a clear method (1697). The end of the seventeenth century also saw Sir John Nisbet of Dirleton’s Doubts (Some doubts and questions in the law, especially of Scotland, 1698), which were followed by Sir James Steuart of Goodtrees’s Answers in 1715 (Dirleton’s doubts and questions in the law of Scotland, resolved and answered). By common consent, however, the most important book ever written on Scots law is The Institutions of the Law of Scotland by James Dalrymple, Viscount of Stair (1619–95), first published in 1681. Stair, as he is universally referred to by lawyers, was a regent in philosophy at Glasgow University before becoming an advocate. A strong, although not a fanatical Presbyterian, he served briefly as a commissioner for the Administration of Justice (a judge) in Cromwell’s time, becoming a Lord of Session after the Restoration when that court was re-established. He was Lord President of the Court of Session from to 1671 to 1681, but refused to take the Test Act and went into exile in the Netherlands. He returned with William of Orange and was reappointed Lord President in 1689. Stair’s Institutions belong to a recognisable genre in European legal history, in which the term ‘institute’ or ‘institutions’ is applied to a systematic and analytical account of the law of a distinct jurisdiction or national legal system, in imitation of Justinian’s Institutes. The full title of Stair’s work, the earliest manuscripts of which date back to the 1660s, is The Institutions of the Law of Scotland. Deduced from its Originals, and Collated with the Civil, Canon and Feudal Laws and the Customs of Neighbouring Nations. ‘No man can be a knowing lawyer,’ wrote Stair, ‘who hath not well pondered and digested in his mind the common law of the world.’ In 1693, Stair published a revised and extended edition in four books. In his Dedication to the King, Stair writes that, A quaint and gliding style, much less the flourishes of eloquence [. . .] could not justly be expected in a treatise of law, which, of all subjects, doth require the most plain and accurate expression. To balance which, the nauseating burden of citations are, as much as can be, left out.
Stair’s style may not be ‘quaint and gliding’, but it is effective. For example, his preference for custom, or precedent, rather than statute as an agent of legal change produces the following memorable passage: Yea, and the nations are most happy, whose laws have entered by long custom, wrung out from their debates upon particular cases, until it come to the consistence of a fixed and known custom. For thereby the conveniences and inconveniences thereof through a tract of time
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are experimentally seen: so that which is found in some cases convenient, if in other cases afterwards it be found inconvenient, it proves abortive in the womb of time, before it attain the maturity of a law.
In the Advertisement to the second edition, Stair writes, I have been very sparing to express my opinion in dubious cases of law, not determined by our customs or statutes, but have rather congested what the Lords [of Session] have done, than what my opinion would have been in these cases when they were free. But I have used more freedom, in opening the fountains of law and justice, and the deductions thence arising, by the law and light of nature and reason, which is the general rule of justice for the whole world.
Stair did indeed often congest what the Lords had done, but his powers of analysis were such that he provided Scots law with a rational and coherent exposition that has ensured its continuing viability to the present day. Stair’s contemporary, Sir George MacKenzie of Rosehaugh (1635–91), Lord Advocate in 1677–86 and 1688–9, was also a distinguished legal writer. He is best known for his major work on criminal law, The Laws and Customes of Scotland in Matters Criminal (1678), and his short but influential work on private law, The Institutions of the Law of Scotland (1684), written as a counterpoint to Stair. He also, however, wrote Observations on the Acts of Parliament (1686), The Science of Herauldry (1680), and many non-legal works, including, Aretina; or, the Serious Romance (1660), one of the earliest novels in English. The end of the period under review saw two further fundamental constitutional documents, and a notable protection of the subject against arbitrary arrest and imprisonment. The first key constitutional document is the Claim of Right of 1690, which was passed by a Convention of Estates a year after the English Bill of Rights. It contains an indictment of the rule of James VII, a statement of fundamental rights, and an offer of the Crown to William and Mary. The conclusion of the indictment runs: Therefor the Estates of the kingdom of Scotland Find and Declaire That King James the Seventh [. . .] Invaded the fundamentall Constitution of the Kingdome and altered it from a legall limited monarchy To ane arbitrary despotick power [. . .] wherby he hath forfaulted the right to the Croune and the throne is become vacant.
The notable protection of the subject is the Criminal Procedure Act 1701, headed an ‘Act for preventing wrongous Imprisonments and against undue delayes in Tryals’, is as impressive a safeguard against arbitrary imprisonment as the English Magna Carta and Habeas Corpus. Revised and re-codified more than once, it has remained at the core of civil liberties in Scotland. The second key constitutional document is the well-known Act of Union with England of 1707.
Further reading Cairns, J. W. (2000), ‘Historical Introduction’, in K. Reid and R. Zimmermann (eds), A History of Private Law in Scotland, 2 vols, Oxford: Oxford University Press, vol. i, pp. 14–184.
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MacQueen, H. L. (1993), Common Law and Feudal Society in Medieval Scotland, Edinburgh: Edinburgh University Press. Paton, G. and H. Campbell (ed.) (1958), An Introduction to Scottish Legal History, Edinburgh: The Stair Society. Thomson, J. Maitland (1922), The Public Records of Scotland, Glasgow: Maclehose, Jackson and Co. Various authors (1936), The Sources and Literature of Scots Law, Edinburgh: The Stair Society. Walker, D. M. (1985), The Scottish Jurists, Edinburgh: W. Green.
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Literature, Art and Architecture Michael Bath
In 1908 James Caw claimed that ‘the authentic history of Scottish pictorial art begins with George Jamesone’. Jamesone’s reputation as Scotland’s first portrait painter of any distinction was already developing before his death in 1644, and if Scottish painting consists primarily of a checklist of old masters – of known painters whose work has its own individuality and distinctive characteristics – then we would have to agree with Caw, and conclude that the history of painting in Scotland had hardly begun in the period covered in this volume. But the truth is, of course, that the visual arts already had a long history in Scotland before the fashion grew up for identifying a national tradition with the names of a succession of ‘great masters’. That approach to art history was largely influenced by Vasari’s Lives of the Artists (1550), and it should be clear that such an approach raises many of the same problems – of canon formation, national identity, shifting tastes and judgements – that we encounter in the construction of literary histories. Indeed when we find Caw using the word ‘authentic’ to define a native tradition of which Jamesone is seen as the pioneer, students of literature will surely recognise many of the same assumptions which, until quite recently, controlled the ways in which the history of Scottish literature was being constructed in the twentieth century. As art history moves into the eighteenth century and beyond it certainly makes some sense to identify the national tradition with a growing list of eminent painters, and any history of Scottish art which did not pay due attention to Allan Ramsay (1707–84), Alexander Runciman (1736–85), Sir Henry Raeburn (1756–1823), Sir David Wilkie (1785–1841), and so on, would certainly not be doing its job. But if we are to write the history of the visual arts in Scotland at an earlier period, we shall find it increasingly meaningless, if not impossible, to reduce that history to a checklist of eminent names. We can certainly put names to a number of artists working in Scotland in the century or more before Jamesone, and most of these – Arnold Bronckhorst, Andrew Bairhum, Adrian Vanson, Adam de Cologne, for instance – would at least need to be identified in any adequate history. However, perhaps the first thing one notices about these names is how few of them are Scots. Scotland was not alone, of course, in its reliance on immigrant artists at this period, for court painting in England shows a similar predominance of continental, mostly Dutch, names – Holbein, Cornelis Ketel, Marcus Gheeraerts, Daniel Mytens, or Rubens, for instance. Ever since François I attracted leading Italian masters to work at his court in France, northern monarchs, from Henry VII of England to Rudolf II of Prague, had done much the same, and Scotland from at least the reign of James IV (1488–1513) onwards was no exception. The readiness of successive monarchs to buy in continental artists to enhance their courtly magnificence tells us more about national aspirations towards splendour at court, however, than it does about any native tradition of ‘authentic’
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Scottish painting. Renaissance poets and writers, from Henryson and Dunbar through to James VI’s ‘Castalian band’, also flourished at court, so that what we know about painting at court might well need to be studied alongside what we should call ‘writing at court’ in the early modern period. The extent to which a national court culture was a necessary condition for the flourishing of both these sister arts (not to mention music) at this period in Scotland is a question that needs to be addressed. It will also quickly become apparent that the really interesting artefacts that go to make up the visual arts of earlier periods in Scotland are of diverse kinds, in many different media, and serving all kinds of different purposes. It becomes more and more unrealistic, before the seventeenth century, to separate the fine arts from the applied and decorative arts, or to separate any of these arts from the buildings and social practices which used them. For that reason we need to consider Scottish painting and architecture side by side, and we need to look at a variety of different objects and visual media. Students of Scottish literature are likely to want to know what access the readers of late medieval or early modern texts might have had to visual and pictorial imagery of various kinds. What was their visual culture? One of the things we shall discover is how close some of the links were, in the early modern period at least, between literary and visual media of communication. If we can, at least occasionally, draw inferences or conclusions about the intellectual underpinning of both, we may begin to understand why it is that any history of the nation’s literature that ignored its visual arts might be missing something important. George Jamesone’s own career itself illustrates the difficulty of making any sharp distinctions between fine art and the applied arts at this period, for Jamesone was trained in the circle of professional artisans who did decorative work in Scotland throughout the sixteenth and seventeenth centuries. Born in 1589–90, he was apprenticed in 1612 to John Anderson, whose recorded commissions include painting the Netherbow clock in Edinburgh, painting the room where James VI was born in Edinburgh Castle in preparation for the royal visit of 1617, and decorations at Falkland Palace for the same visit. Jamesone himself played a major part in decorating Edinburgh for the royal entry of Charles I during the next royal visit in 1633, when the king was greeted by symbolic tableaux. These included the figure of true Religion trampling on Superstition; there were arches depicting the city of Edinburgh and the fruitful land of Scotland, whose ‘Genius of Caledonia’ addressed the king. A series of portraits of the historical and legendary kings of Scotland perpetuated a tradition already well established in the visual arts in Scotland, for which the histories of Boece, Major and Buchanan had laid the basis. The symbolic tableaux in 1633 also included Bacchus and Ceres as rural gods of Scotland; a mountain representing Parnassus was adorned with pictures of the Muses and of the ancient Worthies of Scotland including Hector Boece, John Major, Gavin Douglas, David Lindsay and George Buchanan. The city recorded its thanks to George Jamesone for the ‘extraordiner paynes’ he had taken in executing all these tableaux for the royal entry, costing more than £41,000. Its symbolic programme, with all the speeches for the king’s Entertainment, was devised not by Jamesone himself, however, but by poet William Drummond of Hawthornden (1585–1649). The collaboration between poets and artists in such royal and civic pageantry was, of course, commonplace throughout Europe at this period, the protocol for royal entries having developed much earlier in France. Scottish precedents include the entry of Mary Stuart into Edinburgh in 1561, whilst the celebrations which Mary herself ordered to celebrate the baptism of the infant James in December 1566 in Stirling took the form of a triumphant renaissance festival. Evidently inspired by the festivals Charles IX had staged across France to celebrate the reconciliation of Catholic and Huguenot differences which
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threatened to divide the kingdom, and for which the poet Ronsard had helped design some of the programmes, the Stirling triumph featured a huge fireworks display, feasts, banqueting and pageants attended by representatives of France, England and Savoy. Its high point appears to have been a night assault or siege of a burning fort, featuring Highlanders dressed as wild-men, Moors, mercenaries and ‘counterfeit devils’, for all of whom costumes were commissioned. Guests at the banquet following the baptism were entertained by a ‘Procession of the Rural Gods’ in which a series of Satyrs, Nereids, Naiads and Mountain Nymphs presented their gifts to the royal family in Latin speeches composed by Scotland’s foremost European poet, George Buchanan (1506–82). Although the precise symbolic intention of the festival is difficult to reconstruct from the fragmentary accounts that we have of it, Michael Lynch’s judgement is difficult to disagree with when he concludes: ‘Stirling in 1566 deserves to be restored to its proper place as the venue of what was by most yardsticks the first truly Renaissance festival which Great Britain had ever witnessed.’ The combination of pictura with poesis was by no means restricted to such symbolic pageants, for in the remarkable flowering of decorative painting in domestic buildings of sixteenth and seventeenth-century Scotland we find a similar readiness to combine word and image in emblematic formats. Whatever the impact of the Reformation in its iconoclastic destruction of Scotland’s medieval inheritance of religious painting – which we have every reason to suppose was very rich from the impressive examples surviving at Foulis Easter and elsewhere – we should resist the impression that Scotland’s built environment following the Reformation was dreich, dour and dull. On the contrary, it was iconologically alert, spirited in its decorative designs, and polychrome wherever possible. In 1581 Mark Kerr decorated a ceiling of his house at Prestongrange with one of the earliest and most accomplished examples of ‘grotesque’ painting to be found anywhere in Britain, covering the wooden boards with a profusion of strange humanoid figures, fruit-swags, foliage and panoplies of arms, mostly copied from details in the series of Grottesco prints by Vredeman de Vries published a few years earlier in Antwerp. Vredeman’s prints helped to spread the fashion for a decorative style which, because it goes back to Classical models, was becoming known throughout Europe as an authentic style of ‘antique painting’, but the same ceiling also includes details copied from an extraordinary set of fantastic figures printed in Paris in 1565, entitled Les Songes drolatiques de Pantagruel, which announces itself as a collection of dream-figures out of Rabelais. Evidently the decorative arts in Scotland were, by the later sixteenth century, closely in touch with pattern-books published on the continent; indeed, it is only recently that it has become apparent just how heavily reliant the decorative arts of this period were on continental woodcuts and engravings for their patterns. We might respond to this discovery in two different ways: either by celebrating it as a sign of Scotland’s cosmopolitan awareness of European Mannerism in its use of sources and models, or by regretting the derivativeness and lack of originality of such painting. We should certainly bear in mind, however, the relationship between imitation and invention in renaissance theories of composition (today we would call it ‘creativity’). All original work at this period involved the imitation of existing models, and in poetry it was, after all, no different. Judging from the large number of examples of such painting – in more than a hundred buildings – that have survived, it is evident that the immediate surroundings in which people of all ranks led their everyday lives were visually rich. Many of the decorative schemes that were painted on walls and ceilings, ranging from houses of modest burgesses through the castles of the nobility right up to royal palaces, have literary associations and analogues. These range from straightforward ‘history’ or narrative painting, illustrating scenes or episodes from literary texts, to more symbolic schemes and topics. At Cullen
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House there was the ‘Siege of Troy’ from Homer and Virgil, and the ‘Calydonian Boar Hunt’ from Ovid, whilst symbolic topics that have survived in houses throughout Scotland include the Nine Worthies, the Nine Muses, the Four Seasons, the Five Senses, the Planetary Gods, and the Cardinal Virtues. Ways of representing these in the visual arts had been established in a wide variety of locations outside Scotland, as well as in prints and pattern-books, and the Scottish examples invariably show some familiarity with their received iconology. Most of such topics also go back to literary and rhetorical topoi which renaissance poets were themselves keen to invoke or describe and, in their tendency to personify abstract ideas in symbolic forms, such schemes are inherently literary as much as they are visual or purely aesthetic. All such schemes call for a response from the viewer which involves an act of recognition, if not of active interpretation. Such acts of interpretation become even more fundamental when a decorative scheme uses emblems. It is only gradually becoming apparent how widespread was Scottish familiarity with the emblem-books which, from the 1540s onwards, appeared in increasing numbers from printing presses on the continent. Normally combining word and image in a format that put a sententious Latin motto at the head of a symbolic picture, the emblem challenged its viewer to work out the relation between the two. The answer was often a moral truism that depended on some inherent property, traditional association, or received meaning surrounding the image. It is in the distinctive Scottish fashion for painted ceilings that we find them used most tellingly. Claude Paradin’s Devises heroïques, first printed in Lyons in 1551, were used at Nunraw and at Rossend, and around 1611 Sir George Bruce adapted emblems from the first English emblem-book ever to be published, Geffrey Whitney’s A Choice of Emblems (1586), to decorate one of the ceilings at his house in Culross, Fife. Undoubtedly the most interesting and sophisticated of such adaptations of printed emblems books is the remarkable neo-Stoic long gallery which Alexander Seton, first Earl of Dunfermline (1555–1622), had painted in 1613 at Pinkie House, Musselburgh. Seton belonged to a family which had already featured prominently at court, where his father was keeper of the household to Mary Stuart and his aunt was one of the famous ‘four Maries’ who served the queen. In 1582 his father, George Seton, had an artist, possibly Adrian Vanson, in his household, and the painting of George, 5th Lord Seton has been described as ‘the richest and most splendid court portrait of the period to survive’, whilst the 1572 portrait by Frans Pourbus showing him with his wife and four sons is rightly described (by Duncan Macmillan) as ‘even finer’. The Setons also commissioned one of the best Scottish books of heraldry, the illustrated Seton Armorial, whose only rival would be the magnificent armorial compiled in1542 by Sir David Lindsay of the Mount, Lyon King of Arms under James V and, as author of Ane Satyre of the Thrie Estaitis, most celebrated of Scots poets of the period after Dunbar and Henryson. Alexander Seton was heir to this Scottish Renaissance in the visual arts, and set out deliberately to propagate some of its principles in the buildings he created or improved at Pinkie House, at Fyvie, and at Seton Palace. For his Long Gallery at Pinkie, Seton used emblems drawn from books by Denis Lebey de Batilly, Girolamo Ruscelli and, most notably, the Dutch emblematist and tutor of Rubens, Otto van Veen. Van Veen’s Emblemata Horatiana (1605) illustrates moral commonplaces from the poetry of Horace which are taken to define the major tenets of Stoic philosophy, and it seems more than likely that Seton planned his gallery as a re-creation of the antique stoa, or gallery, from which Stoicism took its name. It is remarkable for the way it uses emblems to define a programme of neo-Stoic humanism and moderation in this house, which was built on the site of the last great battle to be fought between the English and the Scots. Seton had played a significant part, as Chancellor of Scotland, in the Union of the
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Crowns, which offered finally to reconcile the two kingdoms’ historic differences. The gallery is also notable for its inclusion of a portrait of Seton himself in one of the emblems it adapts from Emblemata Horatiana – a unique instance of a patron portrait in decorative painting of this period in Britain. Its extraordinary trompe l’oeil cupola, or lantern giving the impression of a glimpse of the sky, may well owe something, in its host of winged putti perched on the rim, to the oculus painted for Ludovico Gonzaga in the ‘Bridal Chamber’ of his Ducal Palace at Mantua in 1474; Seton had been educated by the Jesuits in Rome and might well have seen such an Italian example. Seton’s own eccentric octagonal certainly copies the diagram in which Vredeman de Vries illustrates the mathematics for achieving an eccentric viewing angle with such cupolae, in one of the most advanced handbooks on the art of perspective, Perspectiva, which had appeared in Antwerp, 1605–6. This suggests that the decorative arts in Scotland were far from being an outlandish and incompetent provincial style; at their best they sought to emulate some of the most advanced and accomplished European theories and models. Seton’s building work might also reinforce what has already been said about the importance of seeing the visual arts in their architectural context. Seton did not, as far as we know, actually design his own buildings, though he must have played an important role in their conception and execution. He certainly patronised William Schaw (1550–1602), master of works to James VI (r. 1567–1625), who initiated the Scottish system of masonic lodges in which modern freemasonry almost certainly has its origins. Not only did Schaw’s new regulations for the traditional craft guild introduce a new category of non-operative masons, it also required the time-served apprentice to be examined in the more abstract, humanist techniques of ‘the art of memory’, and not just in the mechanical skills of the craft. Those techniques for strengthening one’s memory had traditionally advocated the association of memorable words with striking images, and it seems more than likely that the prevalence of both image and adage in the decoration of Scottish buildings owes something to this rule. It was Alexander Seton who composed the Latin epitaph to Schaw one can still read on the architect’s tomb in Dunfermline Abbey, and for someone of Seton’s standing thus to honour his architect suggests changing attitudes towards the status and position of the builder/architect at this time in Scotland. We are almost certainly witnessing the emergence of the learned patron who begins to take an informed and educated interest in architecture, if not actually taking up the offices and responsibilities of a practising builder. Charles McKean has traced the beginnings of that development in the work of Sir James Hamilton of Finnart, who was appointed by his cousin James V (r. 1513–42) to oversee the building of the new Royal Palace at Stirling in the late 1530s. Just as it is difficult to separate the history of Scottish painting from changing assumptions about art history, so too with architecture it is becoming increasingly difficult to separate the archaeology, or even the simple chronology, of Scottish buildings from the rapidly changing ideas of recent architectural historians about the object of their studies. The architectural evidence is difficult to interpret because of the ruinous condition of so many of the buildings themselves, and even the best-preserved monuments may have undergone radical rebuilding – often as the very condition of their survival. Changing attitudes towards Scottish history and identity have also played their part, with Sir Walter Scott sometimes being held responsible for the nineteenth century’s assumption that the ruinous, castellated style of Scottish baronial architecture was the authentic product of a turbulent, lawless and essentially militaristic people. Scott certainly influenced an abiding preference for the ruins themselves, and a taste for the unharled rubble of buildings which, it has now been established, would normally have been more smartly and elegantly finished than the rugged appearance
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they now have after centuries of neglect or of inappropriate ‘restoration’. As it became clearer, in the work of twentieth-century architectral historians such as Richard Fawcett and John Dunbar, that many of the military features of the castellated style could have had little or no defensive purpose (gun loops, for instance, through which it would always have been quite impossible to fire a gun), so it has become increasingly accepted that such features may represent a conscious stylistic choice rather than any kind of political or defensive necessity. If the characteristic shape of Scottish castellated and baronial mansions of the sixteenth and seventeenth centuries, with their distinctive cluster of bartizans, turrets, corbels and skewputts (as at Castle Fraser, Crathes or Craigievar), represents a conscious stylistic choice, then it becomes vital to establish what sources, models and precedents informed their patrons’ and builders’ conception of such a style, and a major effort of recent architectural historians in Scotland has been devoted to establishing its relationship with both native and continental models. Whilst it has been possible to show that Scotland participated more fully than was previously thought in the renaissance classicism of other northern European countries, it is equally evident that the new castellated architecture represents a deliberate rejection of the forms of Classical antiquity. The most radical interpretation of this rejection is Charles McKean’s hypothesis that the sixteenth and seventeenth centuries anticipated the nineteenth century by adopting a native ‘baronial’ and quasi-medieval style. McKean’s decision to describe renaissance castles in Scotland as châteaux signals his determination to identify some of the European models that inflected this native Scottish style, a decision which has the support of other contemporary scholars, such as Miles Glendinning. The documentary evidence that would support such an interpretation remains to be fully researched, and it has to be said that the jury is still out on this way of reading such architecture as Scotland’s response to its own history and identity, or to its wider European connections. That such connections influenced art and design more generally is, however, apparent from the artefacts in various media which have already been mentioned. To return, briefly, to the arts of interior design, we know that James V bought tapestries in Flanders, and in 1539 the royal collection already included such subjects as the History of R[eh]oboam, the History of Maliasour, a City of Dammys, a History of Percius, History of the Unicorne, The Auld Historie of Troy, ‘antik work’ of the histories of Venus, Pallas, Hercules, Mars, Bacchus and Ceres, together with histories of ‘Salomon’ and of ‘Jason that wan the goldin fleys’. Their titles indicate clearly enough what has been said above about the literary or narrative basis of so many of the visual images that surrounded people in buildings of many different kinds at this period. Many of these tapestries, with later additions, remain listed in royal inventories up to the end of the sixteenth century. Such needlework decorated both courtly and less exalted domestic furnishings. Mary Stuart almost certainly learned her embroidery skills as part of her upbringing in France. Much of her needlework survives on the Oxburgh Hangings and a large number of separate pieces now in the Victoria and Albert Museum. These copy images with mottoes from various emblem-books, animals from Conrad Gesner’s great Historia Animalium, and plantslips from Mattioli’s Commentary on Dioscorides. In her years of exile she also completed a number of emblematic embroideries for her state bed, which have since disappeared, and in 1619 these were described in some detail in a letter which Drummond of Hawthornden wrote to Ben Jonson following the latter’s famous visit to Scotland. In 1603 Drummond’s uncle, William Fowler (c. 1560–1610) – poet and secretary to Anne of Denmark, wife of James VI – had seen the same bed of state, which had been returned to Scotland shortly after Mary’s execution in 1587, and Fowler wrote a very similar description of its emblematic embroideries, which Drummond had evidently read before writing his letter to Jonson.
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Indeed Fowler’s description survives in the National Library’s Hawthornden Papers. Fowler’s connections with Drummond, which were as much literary and intellectual as family based, suggest the scholarly network of taste and learning to which such embroideries appealed at this time. Fowler’s writings not only include a large number of miscellaneous sonnets and other poems, a version of Petrarch’s ‘Triumphs’, and a translation of Machiavelli’s The Prince, but he also wrote on devices and impresas of the Scottish nobility, copied passages from Italian impresa treatises by Giulio Cappaccio and Giovanni Andrea Palazzi, and love emblems by Otto van Veen. These were in preparation for an ‘art of impreses’, which he mentions in a manuscript list of ‘My Works’, though he evidently never finished it. The same list of his works includes an ‘art of memorye’ and an art of ‘maskarades’, and it is surely in this light that we can begin to imagine the context which would have drawn a writer such as Fowler, or his nephew William Drummond, to an interest in the emblems that adorned Mary Stuart’s state bed. Not only do their designs combine word and image in a format that requires learned and ingenious interpretation, but they were the product of a court culture within which Fowler, like so many of his fellow-writers, sought recognition and patronage. Moreover, in 1594, it was Fowler who had been responsible for designing ‘The Most Triumphant, and Royal Accomplishment of the Baptisme of [. . .] Prince Henry’ (James VI’s son, and heir-apparent to the thrones of both Scotland and England) in Stirling Castle. When we read the account printed in London of this, possibly the most ambitious and magnificent of the courtly ceremonies ever mounted in Scotland, we are immediately struck by the copiousness and confidence of its emblematic devices. Not only was the Chapel Royal rebuilt by William Schaw using an entrance portal based on a design by Serlio, and representing a significant Classical innovation in Scottish architecture, but a masque of disguised actors – Moors, Amazons, Knights of Malta and Turks – performed before the king, whose ‘imprese or device’ was a lion’s head ‘which signifieth after a mistique & Hieroglyphique sence Fortitude and Vigilance: the wordes were, Timeat & primus & ultimus orbis’ (‘Both the nearest and furthest worlds fear him’). Of the large number of similar emblems we can give only a sample: a zodiac with sun and moon, with the motto Quo remotior, lucidior (‘The further away, the brighter it is’); a hand holding an eel by the tail, ‘alluding to the uncertainty of persons, or of times’, Ut frustra, sic patienter (‘As it is in vain, so it must be done patiently’). The magnificent banquet was drawn into the Great Hall on a chariot by a Blackamoor – it should have been the king’s tame lion, symbolising his fortitude and vigilance, but there were fears that this would frighten the audience. It carried symbolic figures and emblematic devices, with Latin mottoes, and was followed by a great ship, signifying the voyage that had taken the king, like a new Jason, to Denmark to fetch back his bride, similarly bedecked with pageant figures and emblems: in her fore-sayle, a ship-compass, regarding the North Star, with this sentence, Quascunque per undas. Which is to say, through quhatsoever seas, or waves, the Kings Maiestie intendeth his course [. . .] Neptune as God of the Sea, shal be favorable to his proceedings.
What such records might suggest – and admittedly they stray beyond the kind of thing which we might look for in conventional art histories – is the manifold overlaps between visual, architectural, literary and ceremonial preoccupations in Scottish social practices at this period. It is because those overlaps are so manifold, and so persistent, that we need to study the creative writing of the early modern period with at least some awareness of its artistic and architectural connections.
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Further reading Bath, Michael (2003), Renaissance Decorative Painting in Scotland, Edinburgh: National Museums of Scotland. Fawcett, Richard (1994), Scottish Architecture from the Accession of the Stewarts to the Reformation, Architectural History of Scotland, vol. 1, Edinburgh: Edinburgh University Press. Glendinning, Miles, Ranald MacInnes and Aonghus MacKechnie (1996), A History of Scottish Architecture from the Renaissance to the Present Day, Edinburgh: Edinburgh University Press. Howard, Deborah (1995), Scottish Architecture: Reformation to Restoration, 1560–1660, Architectural History of Scotland, vol. 2, Edinburgh: Edinburgh University Press. McKean, Charles (2001), The Scottish Château, Stroud: Sutton. Macmillan, Duncan (1990), Scottish Art, 1460–1990, Edinburgh: Mainstream.
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The lively theatrical culture of medieval and renaissance Scotland is often underestimated. Certainly, Scotland’s professionally organised theatre industry, embracing popular and ‘legitimate’ forms and theatre companies and theatre buildings, was founded in the eighteenth century. Moreover, a few exceptions aside, dramatic writing lagged in comparison: it slowly gathered pace in the eighteenth and nineteenth centuries, but it was the twentieth century before a sustained indigenous playwriting culture put down firm roots and a tradition, properly speaking, was established. Just the same, in both cases – theatrical activity and playwriting – there are lines of affinity with diverse developments in the centuries before 1700. Public performances of both a proto and realised theatrical nature can be found in many guises in the period from 1300 to 1700, and playwriting, in the modern sense, begins to make fitful appearances in the sixteenth and seventeenth centuries. The surviving records for the medieval period are fragmentary. New research now under way by John McGavin of the University of Southampton, under the auspices of the Records of Early English Drama (of which more details are available at the end of this chapter), seems likely to prove highly fruitful. Meantime, A. J. Mill’s Mediaeval Plays in Scotland (1927) is here generally drawn on for records cited: there is sufficient evidence to suggest that, before the onset of censure following the mid-sixteenth-century Reformation, Scotland boasted rich and varied folk, religious, and courtly performance cultures. These three categories will be considered separately, each in turn, before discussing the extant plays and, where known, their performances. The earliest written evidence of folk ceremonies and pastimes of a rudimentary dramatic kind – featuring dance, song, mime and spoken word, all presented before an audience – occurs in thirteenth-century records of mandates from church authorities attempting to prohibit them in church precincts because of, variously, their pagan origin, threat of disorder, and, on occasion, indecent nature. They seem to have been summer and winter festival and fertility rites which followed the seasonal and agricultural calendar. The only extant text in Britain of a pre-Reformation folk drama is a medieval Scottish ‘Plough Play’ dating from about 1500. In it, ritual death and symbolic resurrection are enacted through the death and replacement of an old and ailing plough-ox. Traditionally, such a play was performed in early January, on the first Monday after Epiphany, to mark the start of a new agricultural year. Of particular importance in these community rites was the regeneration of the land in spring and the victory thereby of summer over winter. Folk culture in medieval Scotland had many expressions of this drama of combat between death and rebirth, as seen in animal resurrection cults, ceremonial dances, contests between Summer and Winter Kings and Queens, and various Maying rites. Through pressure from the Church, these were largely christianised by adaptation to the story of Christ’s Passion and by having the attendant ceremonies sometimes follow the Christian calendar in accordance with the importance of
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Christmas and Easter. This, however, met a degree of resistance from the people, and both the Catholic Church and then the Reformed Church were moved to issue edicts against what they saw as lingering pagan practice, with prosecutions against participants continuing well into the seventeenth century. Yet, where deemed acceptable, the Church tacitly sanctioned folk festivities, and the municipal authorities gave organisational support, as in the May games. References to May celebrations occur most frequently in the fifteenth and sixteenth centuries. The most popular such celebration involved the election of a mock king charged with organising and leading the event, in which costumed members of the community performed. Sometimes the elected person is referred to as ‘King of the May’, or occasionally ‘Queen of the May’, but more commonly as ‘Abbot of Unreason’, with variations such as ‘Abbot and Prior of Bonacord’ (Aberdeen), ‘Abbot of Narent’ (Edinburgh), and ‘Abbot of Unrest’ (Inverness). But that presiding figure was in time overtaken in popularity by Robin Hood. In 1508 in Aberdeen, for example, a city statute commanded able-bodied citizens to ride ‘with Robert huyd and litile Johne quhilk was callit in yeris bipast Abbot and priour of Bonacord’. In the sixteenth century, he became the leading character in the most popular form of summer-heralding folk play, and Robin Hood plays were performed in numerous burghs in the Lowlands and as far north as Inverness and Elgin. The phenomenon finds mention, too, in poems such as William Dunbar’s ‘The Manere of the Crying of Ane Playe’, the anonymous ‘Peblis to the Play’, and Alexander Scott’s ‘Of May’. The popularity of such festivities and the licence they provided for public rowdiness increasingly alarmed civic and church authorities in the turbulent times of the Reformation. In 1555, an Act of Parliament specifically sought to suppress the traditional May and Yuletide plays, threatening performers with fines, imprisonment and banishment. Yet, performances continued, as demonstrated by the Edinburgh bailies’ sentencing a shoemaker to death in 1561 for playing Robin Hood, occasioning thereby a public riot of protest in which the gallows were smashed and the terrified provost and bailies forced to seek help from an unsympathetic Constable of the Castle. Further Acts followed, one of 1589 seeking to prohibit ‘pasche playis abbot of onresone robene houd & sich uther prophane playis’. Prohibition and punishment eventually succeeded, with the last recorded performance by adults of a Robin Hood play occurring in 1610. Other forms of seasonal folk festivity did struggle on, such as the Lammas play in Midlothian and the ‘Clarke-plays’ referred to in Robert Sempill’s poem, ‘The Life and Death of Habbie Simson the Piper of Kilbarchan’, written about 1640. Kirk hostility, nonetheless, succeeded in achieving the near-destruction of what had been a robust tradition of folk performance of venerable age. Elements of the death-and-resurrection folk drama did resurface around 1700 in the ‘Galoshins’ folk play (which survived into the twentieth century); but that Falkirk Kirk Session, in 1701, censured a group of young men for going ‘about in disguise acting things unseemly’ at Hogmanay illustrates how pervasive remained Presbyterian disapprobation. From the Middle Ages through to the Reformation, plays and pageantry based on saints’ lives and their miracles, or more often the Bible, were an annually recurring event. They served a didactic purpose in dramatising and making familiar to the people, through the immediacy of the vernacular and strong visual imagery, the stories and moral lessons of the Old and New Testaments. They were, too, a communal affirmation of faith, presented by and for the community, with the burgh councils combining with the crafts or trade guilds to organise and meet the costs. The plays followed the Holy Days of the Church calendar and were most commonly held outdoors in summer to coincide with the Feast of Corpus Christi. There are references in the records to Clerk, Candlemas, Morality, Passion and,
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most frequently, Corpus Christi plays. (The earliest reference to one of the latter is to a performance in Aberdeen in 1440.) The Corpus Christi drama took the form of a series of pageants dramatising scenes from scriptural history and following a triumphal doctrinal pattern of Fall, Redemption, and Judgement. Each trade guild in a burgh had responsibility for a pageant within a series, and the plays were performed either on pageant-wagons as ‘stations’ on a processional route to a church, or as open-air stationary presentations in ‘playfields’ attached to burghs, such as those at Aberdeen, Dundee, Edinburgh, Stirling and Perth. Although no text of one of these religious dramas has survived, it has been argued that a poem, ‘The Passioun of Christ’, by Walter Kennedy (c. 1460–c. 1508), has its origin as a passion play of the Corpus Christi cycle. Religious drama flourished in the fourteenth and fifteenth centuries, but declined as the sixteenth century progressed because of opposition from the Reformers. In their association with the practices of the Roman Catholic Church, religious plays were vigorously denounced as ‘superstitious’; the feast days associated with Catholicism, and on which the communal religious dramas traditionally took place, were suppressed; new emphasis was placed on strict keeping of the Sabbath as a day devoted to worship. An Act was introduced in 1574–5 which stated: Forsamikle as it is considered, that the playing of Clerk playes, comedies or tragedies upon the Canonical parts of the Scripture, induceth and bringeth with it a contempt and profanation of the same [. . .] It is thoght meit and concludit, That no Clerk playes, comedies or tragedies be made of the Canonicall [sic] Scripture, alsweill new as old, neither on the Sabboth day nor worke day, in tyme comeing; the contraveiners heirof (if they be Ministers) to be secludit fra thair functioun, and, if they be vthers, to be punischit be the discipline of the Kirk.
Local Kirk Sessions were allowed to issue licences for performances but the ‘register’ (script) had to be submitted in advance for approval. In 1574, in St Andrews, for example, permission was granted to Patrick Authinleck to stage on a Sunday the Comedy of the Forlorn Son – a play then in vogue across Europe in different vernacular translations – subject to the text’s submission for revision and the condition that performance did not interfere with times of religious observance. In 1589, in Perth, permission was given for performance of a drama, but with a stern proviso: The ministers and elders give licence to plai the plai, with conditions that no swearing, banning, nor onie scurrility sal be spoken, which would be a scandal to our religion [. . .] and for an evil example unto others.
That rebukes were issued in places such as Dalkeith (1582), St Andrews (1595–6), and Elgin (1600), for offenders having performed plays without a licence, suggests less than full compliance. Although the Reformers’ hostility to drama and performances was general, and, as seen in the suppression of folk pastimes, went beyond religious plays alone, in the early days of both the struggle for and then the imposition of Reformation, drama was used as a tool of popular education in the form of propaganda against the Roman Catholic Church and its sympathisers. In 1535, John Kyllour, a Dominican friar, wrote a Historye of Christis Passioun, performed in the Castlehill playfield, Stirling, before King James V, his court, and the townspeople. Kyllour employed the format of a passion play to criticise bishops and priests; for this, after a period as a hunted man, he was burned at the stake in 1539. James Wedderburn
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of Dundee wrote, and had performed there about 1540, plays which satirised the Roman Catholic clergy: a ‘tragedie’, Beheading of Johne the Baptist, and a ‘comedie’, Historie of Dyonisius the Tyranne. For these, he had to flee into exile in France. Although neither Kyllour’s nor Wedderburn’s texts survive, some ballads or songs from Wedderburn’s may have been preserved in The Gude and Godlie Ballatis (1567), a collection of pro-Reformation verse and songs compiled by his brothers John and Robert. Once the Reformation was achieved, drama was condoned if it served an approved purpose. In St Andrews, in 1571, John Knox watched a play by a Reformer, John Davidson, dramatising the siege of Edinburgh Castle ‘according to Mr Knox’s doctrine’. In Edinburgh High School in 1589, a ‘comedie’ was performed, of an apparently satirical and instructional nature, with the roles of the Pope, the Cardinal, and five friars being taken by masters and scholars. In his Historie of the Kirk of Scotland, John Row (b. 1568) writes that there were ‘some theatricall playes, comedies, and other notable histories acted in publict’ in the early Reformation period. This suggests that there were more plays than the handful recorded and that, in common with the medieval drama, much has been lost. The earliest recorded instance of a rudimentary court masque in Britain took place in 1285 as part of the marriage banquet of King Alexander III in Jedburgh Abbey. Progressively, from this period down to the departure of James VI to London in 1603 – and especially during the fifteenth and sixteenth centuries (court revels being well documented from 1446 onwards) – dramatic and quasi-dramatic activities such as masques, mummings, pageants, tournaments, spectacles, royal entries and plays were integral to court life. They were part of a larger court culture in which music, song, poetry and dance featured large. Minstrels, fools and tumblers had been employed at court from at least the time of Robert the Bruce; and by the early sixteenth century, bands of French and Italian minstrels were retained and Scottish minstrels were given royal grants to allow them to perfect their art at minstrel schools on the continent. Semi-professional players, guisers, jesters, jugglers and tale-tellers were also employed, and nominated officers of the court devised entertainments, with texts where necessary. Thus, for example, George Buchanan wrote Latin texts for Mary Stuart’s masques, and Alexander Montgomerie provided poems in Scots – ‘The Navigatioun’ and ‘A Cartell of the Thre Ventrous Knichts’ – to be performed at masque-like entertainments for James VI (who himself composed a masque). Monarch and courtiers were sometimes participants in those semi-dramatic and song-dance entertainments, playing instruments and ‘disguising’ in costumes or ‘play coats’. Two ‘mummyng gouns’ were made for King James IV in 1506–7, red and yellow taffeta was ordered for James V’s ‘play coit’ in 1533–4, and ‘certane play gounis to the Kingis grace to pas in maskrie’ were supplied in 1535. Royal entries to burghs sometimes featured machinery used to spectacular effect, and pageantry of a religious, national or Classical nature. (In his poem ‘Blyth Aberdein’, William Dunbar offers a description of one such royal entry in 1511.) Those allegorical pageants were on occasion performed on decorated scaffolding of one or more tiers, as mentioned in Sir David Lindsay’s ‘Deploratioun of the Deith of Quene Magdalene’ (1537): ‘Disgaysit folkis, lyke creaturis divyne/On ilk scaffold to play ane syndrie storie’. It is not clear if the form these took was tableaux vivants or a drama of some kind, but it has been claimed that scaffolding at a celebratory ‘Triumphe and Play’ performed in Edinburgh in 1558, to mark Mary Stuart’s marriage to the Dauphin of France, provided stages for what was a genuine play. Regarding the extent to which the court nurtured what we would now regard as more conventional drama, the surviving evidence is tantalisingly incomplete. In his poem commonly
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called ‘Lament for the Makaris’, William Dunbar lists authors who wrote ‘tragedies’, but whose work is lost. He also mentions a writer called ‘Patrik Johnson’, about whom there are other references, in the 1470s and 1480s, as a writer of dramatic texts and as a play-actor and producer of entertainments, who performed at court with the ‘playaris of Lythgo [Linlithgow]’. Sir David Lindsay, in his poem The Testament of Papyngo, lists writers who may also have written dramatic texts, such as Sir James Inglis, composer, he says, of ‘plesand playis [pleasant plays]’. William Lauder wrote a play performed in 1549 at the marriage of Lady Barbara Hamilton, and possibly the one performed to mark the marriage of Mary Stuart and the Dauphin of France in 1558. Robert Sempill wrote a play performed in 1568 in Edinburgh before the Regent Moray and the nobility. However, of these recorded and potential court plays, only the texts for Sir David Lindsay’s Ane Satyre of the Thrie Estaitis and the anonymous Philotus (both discussed below) have survived. King James VI resisted the Reformers’ antipathy to drama, giving patronage to visiting companies of English players in 1593–4, 1599 and 1601. They performed before him at Holyrood Palace and, in 1599, he licensed them to perform in public, meeting the cost of fitting out for that purpose a public playhouse (the first in Scotland) in Blackfriars’ Wynd in Edinburgh. The Kirk Sessions objected, drawing in support an Act of Parliament prohibiting stage plays and ‘slanderous and indecent comedies’. Nonetheless, James won the day and permission was given to the city’s inhabitants ‘to friely at thair awne plesour repair to the saidis commedeis and playis without ony pane, skaith, censureing, reproche or sclander to be incurrit’. He did the same in 1601, directing the company to perform in Aberdeen, too, and furnishing them with a letter of recommendation. However, such royal protection and patronage of theatre was lost with the removal of James to London in 1603 on his accession to the English throne. By that time, those folk and religious dramatic forms that flourished in the medieval period had already suffered serious decline through societal and religious change. Also, there had been a dislocation of court culture throughout much of the sixteenth century, caused by invasions, civil war, the Reformation and James’s long minority following his mother’s imprisonment and execution in England. There was, therefore, no settled courtly or civic means of fostering the emergence of theatre companies and playwrights as occurred in London under the patronage, first, of Queen Elizabeth and, then, ironically, of James VI and I, who granted licences to William Shakespeare and others. Had James remained in Scotland and continued his defence of theatre-making, he might have similarly contributed to creating a hospitable environment in which playwrights and theatre companies could have emerged. Aside from royal visits in 1617 and 1633, and a short period of residence by James, Duke of York (later James VII and II), in 1679–82, Scotland lacked the focus of a royal court following James’s departure. The absence of a monarchy left a vacuum that was filled by the Kirk, to the detriment of those performance activities, including drama, that had characterised life at court over the previous two centuries and more. The Kirk had developed a distinctive form of Calvinism hostile to imaginative art, whether literary, visual or dramatic, unless it served a sacred purpose consonant with Presbyterianism. The consequences of this antipathy, and the absence of opposing royal influence, can be seen in the fact that, after James and his court left in 1603, no stage play was written in Scotland until 1663. Even then, only three plays were written between 1663 and 1700 (two staged and one unstaged). That the three authors were episcopalians and royalists, and, therefore, scornful of Kirk diktat, is significant; as is that the two performed plays enjoyed court patronage, being performed at Holyrood Palace during temporary residencies by the nobility. The public pageantry associated with monarchy was also lost; an exception being celebratory events of a quasi-dramatic kind during the
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visit of Charles I in 1633. Detailed descriptions of his entry to Edinburgh show it to have been the most elaborate public spectacle staged in Scotland in the seventeenth century (a smaller event of welcome, comprising devised entertainments, was also held in Perth). A series of allegorical tableaux and pageants were contrived by the painter George Jamesone and the poet Sir William Drummond of Hawthornden. The texts for the occasion, written by Drummond, survive under the title The Entertainment of the High and Mighty Monarch Charles, King of Great Britain, France, and Ireland, into his ancient and royal city of Edinburgh. Turning to the surviving texts of what can be described as specimens of ‘formal’ plays, the earliest are by George Buchanan in Latin, and by Sir David Lindsay in Scots. While teaching in Bordeaux, Buchanan translated into Latin, from Greek, Medea and Alcestis by Euripides, and he composed two original biblical dramas in Latin, Jephthes and Baptistes (both translated into Scots by Robert Garioch in the 1950s). The translations and plays were published in Paris and London, and the plays were translated into a number of European languages, helping to secure a European reputation for Buchanan as a leading humanist writer. In France, where he lived for many years, his Latin tragedies laid the foundations of French Classical drama. Jephthes and Baptistes were written for performance by students as a means of promoting the ‘new learning’ associated with the Renaissance, with its emphasis on Greek and Latin. Both plays are biblical stories dramatising conflicts which turn on questions of moral conscience. They show strong influence of Seneca and have been credited as one of the chief means by which Senecan style became established in Renaissance Europe as the appropriate mode for tragedy. Whereas, despite their performance by students, Buchanan’s Latin plays were primarily educational texts for study, Sir David Lindsay’s Ane Satyre of the Thrie Estaitis was conceived as a performance text with a social purpose, as its history shows. Lindsay spent his career at the court of James V and the regent Mary of Guise, where he was – among senior court roles, including Lord Lyon King of Arms from 1542 until his death in 1555 – a poet and deviser and writer of entertainments such as pageants, masques, farces and plays, in which he was known to perform. The Thrie Estaitis, however, was a much more serious work whose reach went beyond the royal world. It was first performed before the king at Linlithgow Palace in 1540, then subsequently before a wider audience in Cupar in 1552 and Edinburgh in 1554. (A dramatised trailer for the Cupar event, ‘The Cupar Proclamation’, is the only surviving Scottish example of the medieval genre of farce.) In the process, the play grew from being a short ‘interlude’ presented in the privacy of the court to a full-scale drama of several hours’ duration performed as a grand communal outdoor event in the capital. Its epic dimensions are appropriate for a morality play whose satire carries a polemic calling for national reform addressed to representatives of the three estates (clergy, lords and merchants) foregathered with the monarch and the people at the city’s playfield. The play is in two parts. The first is a morality tale concerning the moral illness and cure of the individual, as personified by Rex Humanitas (King Humanity), a young king who aspires to be noble, but is easily led astray by debauchery and by the flattery, falsehood and deceit of courtly, clerical and secular advisers. Part one concludes with the king reformed. Divyne Correctioun, an emissary from God, instructs him to call a parliament, and Diligence summons the three estates to attend to change their ways. Before the play recommences, and in contrast with its cast of allegorical Virtue and Vice figures, there is a realistic and sometimes bawdy interlude involving a pauper from near Tranent who has been mistreated by avaricious clergy and nobility. In part two, the three estates enter backwards, led by their vices, thus symbolising their moral turpitude. Rex Humanitas declares his intention to reform abuses and punish wrongdoers with the help of Divyne Correctioun.
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We see the reformation enacted, at the heart of which is Johne the Commonweill, a representative of the people who is given a central seat in Parliament. Acts of Parliament are proclaimed for reform of the nation, and the king demonstrates that he will ensure probity in the body politic and good government in the realm. Philotus is a verse-comedy, thought to have been composed in the 1580s or 1590s. No manuscript has survived, but it was published in 1603 with the title Ane verie excellent and delectabill Treatise intitulit PHILOTVS. Although anonymous, three possible authors proposed are the poets Robert Sempill, Alexander Montgomerie and King James VI. Each wrote dramatic entertainments for the court: Sempill entertained Regent Morton with a play in 1567 and King James with a ‘pastyme’ at Glasgow in 1581; Montgomerie wrote verse to be spoken as part of a court spectacle in Edinburgh in 1579; and James VI wrote a masque that was performed as part of the festivities at the Earl of Huntly’s wedding at Holyrood in 1586. The consensus is that the author must have been someone closely connected to the court. No record of a performance survives, but it has been argued, partly on the basis of internal allusions, that the play was written specifically for court performance. Certainly, in the post-Reformation period, only within the confines of the court could be staged a sometimes-ribald black comedy of errors about an octogenarian lecher seeking sexual pleasure through ensnaring a girl of fourteen into marriage, but getting his comeuppance. (The source of the plot is Barnabe Rich’s Of Phylotus and Emilia, from his series Riche, his Farewel to Militarie Profession, which Shakespeare drew on, too, for Twelfth Night.) In contrast with Lindsay’s Thrie Estaitis, Philotus is much shorter, centres on what is essentially a ‘domestic’ situation (prompting one description of it as a ‘bourgeois comedy’), has a clearer structure and plot, and boasts characters that are identifiably human in their motivation and interaction rather than allegorical. Notwithstanding the use of stock characters drawn from Italian comedy, and some concomitant stock improbabilities in the plot, Philotus has a more modern quality than Lindsay’s work, signifying changes in literary taste that had developed as the sixteenth century drew to a close. Unfortunately, the playwriting promise displayed by the anonymous author of Philotus had no opportunity to develop further: in 1603, the year of the play’s first publication, the Union of the Crowns was ratified and James VI and his Scottish court decamped to London. This removed the patronage and audience that any such playwright would require. The final surviving dramatic text from the sixteenth century is Pamphilus speakand of Lufe, a verse translation into Scots by the Edinburgh poet John Burel of a Latin comoedia, Pamphilus de Amore. It survives in a single copy published around 1590/1 and dedicated to one of James VI’s intimates. It seems never to have been performed in its day, and was perhaps intended as a closet play to be read. (A production experiment in 1996, however, has confirmed that it can be effectively staged.) A love-struck youth, Pamphilus, obsesses for a girl, Galathea, who is attracted to him, but her parents intend to marry her off to someone else. Pamphilus seeks the help of an old lady, Anus, in having Galathea choose between safeguarding her honour and abandoning herself to love of him. When alone with her in Anus’s house, Pamphilus cannot contain his lust and succeeds, notwithstanding her protests, in deflowering Galathea. Galathea is left distraught by this ‘maist filthy and profane’ deed, but her own immoderate love has been a contributory factor, as the worldly-wise Anus informs her. There is a modern appeal in the witty and pervasively ironic way that this story of adolescent infatuation and sexual obsession unfolds, climaxing in an ambiguous ending which leaves one pondering whether the lovers are losers or winners. The Thrie Estaitis, Philotus and Pamphilus are all written in Scots and demonstrate the strengths of the language as a vehicle for a potential emergent national drama (aided by
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the fact that two of the plays have non-Scottish settings). The consequence of the cultural disruption which inhibited the realisation of that potential, with James VI’s departure to England, is illustrated by Sir William Alexander’s four-part Monarchicke Tragedies: Darius (1603), Croesus (1607), and The Alexandrean Tragedy and Julius Caesar (both 1607). Alexander moved to London with the Scottish court and his verse tragedies show a progressive eradication of Scots from his poetic language in favour of a lifeless and prolix English devoid of any sense of cultural rootedness. The tragedies deal with the successive fall of four monarchies from Classical times and were intended as literature to be read; this helps to explain why they are unactable. They were dedicated to James VI and were written partly as instruction for his son, Prince Henry. In the wake of the Restoration of Charles II in 1660, aristocratic patronage of dramatic and other entertainments was able to win some respite from Kirk displeasure. The Account Books of Sir John Foulis of Ravelston testify to this in the record they provide of his attendance at plays in that period. They show, too, how the repertoire of the Tennis Court Theatre, in the grounds of Holyrood Palace, and attended by the social elite, followed the London repertoire, with no Scottish plays featuring after Marciano and Tarugo’s Wiles (see below). During his residence at Holyrood from 1679 to 1682, the Duke of York encouraged court masques and seasons of plays at the Tennis Court Theatre. As well, his presence attracted to Edinburgh, to perform for him, companies of actors from London and Ireland. The first post-Restoration drama written in Scotland was Marciano: or, The Discovery, by William Clark (or Clerke), published and performed in Edinburgh in 1663. Significantly, it was occasioned by the temporary residence at Holyrood of a company of Scottish nobility returned from the London court. Comments by Clark in a preface to the published play lambast the anti-drama climate created by Presbyterian intolerance, and, satirically, he has one of his characters condemn plays as ‘profane . . . abominable, yea, abominably abominable’. Set in Italy, Marciano comprises a tragic main plot in blank verse and a comic subplot in prose, with the two failing to cohere convincingly. The tragedy deals with the overthrow and restoration of a high-born ruler, thereby offering an implicit parallel with then contemporary events. In its striving for a high rhetoric, requiring characters to strike heroic poses, it resembles a closet drama more than a work for performance. The comedy, on the other hand, on a love theme involving courtship and duping, is well realised and successfully funny. Marciano shares with Philotus an Italian setting and some Italian influences, but the modern spirit emerging in Philotus is taken further. For the first time, we have a Scottish play that looks modern in layout on the page as a performance text, with clear divisions into acts and scenes, and detailed stage directions throughout. Also, the traditional Scottish preference, still evident in Philotus, for dialogue in rhyming verse, is relinquished in favour of blank verse and prose. As with Alexander’s tragedies, however, Marciano is written in English. So, too, is the prose play Tarugo’s Wiles: or, The Coffee House, by Thomas Sydserf (also Sydeserf or St Serfe). It was staged in London in 1667, making Sydserf the first Scot to have a play premiered there. It was also performed in Edinburgh in 1668, at the Tennis Court Theatre at Holyrood. Sydeserf was manager of that theatre for a period from 1667 and ran an acting company based nearby in the Canongate (a legal action records a violent disturbance during one of the rehearsals). Betraying its Spanish models, Tarugo’s Wiles is set in Spain, though incongruous references to London – apparently intended as a source of (lame) humour for a London audience – disrupt the smooth progress of the plot. The action centres on a dispute between knights over the argument that ‘the best way to secure a woman’s honesty is close imprisonment, and that freedom furnish’d ‘em opportunity to looseness’. The enactment of that ‘unjust slavery’ and its consequences lead in due course
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to acknowledged error. The theme of male domination of women retains an interest, but the deficiencies in the play outweigh this, as confirmed by it having ‘expir’d the third day’ of its run in London. The tension between the serious and the comic seen in Tarugo’s Wiles and Marciano also marks Archibald Pitcairne’s The Assembly, written in 1692 but not published until 1722. It is set in contemporary Scotland and, in it, we find a love plot which is secondary to a weightier one centring on the General Assembly of the Church of Scotland and what the author sees as Presbyterian cant. The only point of overlap is that they share the same contemporary background of religious and political divisions, the same satirising of Presbyterian bigotry and hypocrisy, and that one or two Assembly men make appearances in the love plot; otherwise they are in effect, unsatisfactorily, separate plots. The love plot is entertaining and often funny, but the other is less effective as drama, for it is static and comprises deliberations in the Assembly involving a narrow group of characters. There are amusing moments, but Pitcairne’s preoccupation with making the Assembly members mere butts for his political and religious satire prevents the characterisation from rising above the level of caricature. His partisanship is so unrelieved, and often so blunt, that the cumulative effect is to dull the satire. For those reasons, as well as the disjunction between the two plots and, most significantly, the gross offence that the play might have caused because of the transparent satirising of real people and the, at times, lewd subject matter and language, The Assembly was never performed in its time. Pitcairne, who also wrote in Latin and is discussed in this respect in detail by Jack MacQueen in Chapter 20, also wrote a lesser play attacking the Presbyterian Church, Tollerators and Contollerators; a Comedy Acted in My Lord Advocats Lodgeing, June 10, 1703. From the vantage point of 1707, the loss by then of the country’s traditions in folk and religious drama, and of a resident court culture to provide sustained patronage of theatre – together compounded by the continuing hostility of the Kirk to dramatic entertainments and the concomitant climate of discouragement for any would-be playwrights – did not bode well for the eighteenth century. However, enlightened forces were to marshal as that century advanced, and organised theatrical activity was to develop apace as never before, as reflected in the building of public theatres in numerous cities and towns and the establishment of companies of professional actors.
Note A major research project under way, Records of Early Drama: Scotland, which will result in a four-volume publication of records relating to drama, ceremonial, and secular music before 1642, promises to unearth a substantial quantity of new evidence that may well revise existing thinking. It is being carried out under the auspices of REED (Records of Early English Drama) at the University of Toronto. See http://www.chass.utoronto.ca/ ~reed/reed.html.
Further reading Cameron, A. (1987), ‘Theatre in Scotland 1660–1800’, in A. Hook (ed.), The History of Scottish Literature, Vol. 2: 1660–1800, Aberdeen: Aberdeen University Press, pp. 191–205.
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Dibdin, J. C. (1888), The Annals of the Edinburgh Stage: With an Account of the Rise and Progress of Dramatic Writing in Scotland, Edinburgh: Richard Cameron. Edington, C. (1995 [1994]), Court and Culture in Renaissance Scotland: Sir David Lindsay of the Mount, East Linton: Tuckwell. Findlay, B. (1998), ‘Beginnings to 1700’, in B. Findlay (ed.), A History of Scottish Theatre, Edinburgh: Polygon, pp. 1–79. Tobin, T. (1974), Plays by Scots, 1660–1800, Iowa City: University of Iowa Press.
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Balladry: A Vernacular Poetic Resource Mary Ellen Brown
In a literary historical period spanning four hundred years – between Bruce and the battle of Bannockburn and the Union of the Parliaments – the societal, political and religious upheavals offered ample content for literary retelling. Only some of these occurrences, however, were transferred to art, with battles – death and maiming – providing oft-used subjects. William Dauney, in Ancient Scottish Melodies (1838), cites the ‘well known lines on the memorable battle of Bannockburn in 1314: Maydens of Englande, sore may ye morne, For your lemmans ye have lost at Bannockysborne [. . .]
Other texts describe aspects of battles in sometimes awful detail as when Witherington ‘fought vpon his stumpes’ after ‘his leggs were smitten of’. Yet the conclusion of that same text of ‘The Hunting of the Cheviot’ (Child 162 B) provides a sane and humane hope: God saue our k, and blesse this land wth plentye, ioy, and peace, And grant hencforth t foule debate twixt noble men may ceaze!
These battles are referenced in the vernacular, illustrating a growing tendency throughout the period under consideration, no doubt encouraged by the shift towards the use of the vernacular in religious practice. The lines on Bannockburn are designated ‘songe’; the stanza from Child, by its inclusion in the edition of Francis James Child, ‘ballad’. Taxonomies may be highly context-influenced sorting mechanisms. In the period under consideration and especially the sixteenth- and seventeenthcentury evidence, a ballad was many things; and the word might be said to reference a capacious poetic approach. Exemplars were circulated orally, in manuscript, and in print and no doubt reached many, if not all, segments of the population. Balladry was then popular and accessible; it was not the monopoly of professional poets and songwrights, but rather a communicative approach or cultural resource widely available. Some were songs set to known airs; others lived only as the written word. Balladry as a form of communication was popular; a ballad was indeed many things. This being said, it should be acknowledged that while such a loose approach to balladry and the ballad reflects the lived, historical use of the term as it can be reconstructed, this
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has not been the predominant scholarly approach in the last two hundred years. For the ballad has been classified and delimited and defined as a narrative song, a story told in song; and examples printed in Child’s collection (with much help and advice from many Scots), now referred to as Child ballads, have taken analytic pride of place, putting broadside balladry, bothy ballads and so-called literary ballads very much on the margins. And this certainly excludes materials primarily lyrical, which turns out to have been the more historical sense of the word. Thus how balladry is defined will very much affect what is found between 1314 and 1707. And in the discussion to follow both perspectives will be employed, offering implicitly contrasting theoretical approaches – the one favouring a definition derived from historical evidence and the other surveying constructions, sometimes called ‘inventions’ or even ‘fabrications’ of the ballad outwith any historical period. There is very little overlap in the conclusions; together, however, they begin to provide some indication of a vernacular art whose fullness will never be known. If, following the Oxford English Dictionary, ‘balladry’ (balletry, balladrie, ballatry) means ‘Ballad poetry; composition in the ballad style’, there are different possible definitions for ballad, Sc. ballant, suggesting the indeterminacy of the term: 1. A song intended as the accompaniment to a dance; the tune to which the song is sung . . . 2. A light, simple song of any kind; now a sentimental or romantic composition of two or more verses, each of which is sung to the same melody, the musical accompaniment being strictly subordinate to the air . . . 3. A popular song; often one celebrating or scurrilously attacking persons or institutions. (The ‘ballad’ in this and the prec. sense was often printed as a broadsheet.) . . . 4. A proverbial saying, usually in form of a couplet; a posy . . . 5. A simple spirited poem in short stanzas, originally a ‘ballad’ in sense 3, in which some popular story is graphically narrated. (This sense is essentially modern: with Milton, Addison, and even Johnson, the idea of song was present.) The survey of possible definitions underlines the instability of the word and its multiple connotations and gives evidence that the use of the word ballad/ballit/ballatis/ballates and so on largely keys a kind of poetic effusion. The divisions George Bannatyne made in his 1568 ‘ballat buik’ from ‘copies awld mankit and mvtillait’ offers an appropriate avenue into the subject: there are ‘ballatis of theoligie’, ‘ballatis full of wisdome and moralitie’, ‘ballettis mirry’, ‘ballattis of luve’, in addition to the ‘ffabillis of Esop’. This ‘buik’ is, in fact, a personal miscellany of familiar authors: David Lindsay, Alexander Scott, Robert Henryson, James I, Alexander Montgomerie, Gavin Douglas, Sempill of Beltrees – as well as Chaucer and Lydgate. The inclusion of the two latter authors suggests an important point: the song and literary cultures of Scotland and England share many exemplars, illustrating that national borders do not limit the free circulation of art. Collections like the Bannatyne Manuscript and the miscellaneity of their contents offer evidence of the capaciousness of the idea of the ballad. When Denton Fox and William Ringler comment in their 1980 edition that the Bannatyne is the source for the ‘best texts’ of works by various canonical authors, they emphasise the instability of the text – whether printed, preserved in manuscript, or recorded from oral tradition. Variation and multiformity – often thought to be earmarks of orally transmitted materials – are not reliable indicators of anything but the times: notions of fixity of text were then altogether different.
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The sources of texts are various: manuscripts such as the Bannatyne and the Maitland, broadside copies, as well as printed collections. Many of these were ‘recovered’ and made available in the eighteenth century by Lord Hailes and by nineteenth-century antiquaries like David Laing (and in more recent editions with twentieth- and twenty-first-century publication principles). In fact two major antiquarian publishing schemes named for the two historically valuable literary manuscripts – the Bannatyne and the Maitland Clubs – played a significant role in printing early materials, deemed valuable, especially in revealing something about the manners and customs of the earlier periods of Scottish culture and life. A humorous poem by Walter Scott points to the manuscripts as well as to the clubs’ role: Assist me, ye friends of Old Books and Old Wine, To sing in the praises of sage Bannatyne, Who left such a treasure of old Scottish lore As enables each age to print one volume more. One volume more, my friends, one volume more – We’ll ransack old Banny for one volume more
Not everything in these works – manuscript or printed – is called ballad, but the word is a frequent designation, both in commentary and in the text title: ‘The ballad maid upoun Margret Fleming’, ‘A Ballet shewing how a Dumb Wyff was maid to speik’, ‘A merrie Ballad, Called, Christs Kirk on the Green’, ‘Ane Ballat maid at New Zeirismess 1559’. This latter exemplar from the Maitland Quarto Manuscript hints at the occasional, even lyrical, quality of some of this material: Eternall god tak away thy scurge from ws Scottis for thy greit mercie Send ws thy help this land to clenge and purge of discord and Inanimitie Betuixt the leigis and auctoritie that we may leif in peax withouttin weir In lawtie, law, in luif and libertie With merines into this new zeir.
The designation of ‘Christs Kirk’ as a ballad may confound expectation. Nonetheless, the evidence in such manuscripts makes clear that one should not expect to be able to pin down ‘ballad’ with any exactitude: for balladry, that which utilised the ballad style, included a multitude of things, mostly, but not always, lyric; created by known and anonymous authors; often set to a tune, with air indicated, but as often as not printed or written as ‘poem’ and presumably intended to be read; often occasional, expressing political or religious opinion; and frequently – through vagaries of transmission whether written or oral – multiform. Printed works, of course, provide evidence of the contemporaneous conceptualisations of balladry/ballad that may have been widely accepted, with one of the most fascinating being The Gude and Godlie Ballatis (1567). Probably compiled early in the sixteenth century by John Wedderburn, the version published in 1621 by Andro Hart provides a full title which describes the content: Ane Compendiovs Booke, of Godly and Spiritval Songs. Collectit out of sundrie partes of the Scripture, with sundrie of other Ballates changed out of
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prophaine sanges, for avoyding of sinne and harlotrie, with augmentation of sundrie gude and godly Ballates, not contained in the first Edition. Called ‘ballatis’, some of the material published, especially the third part, was said to be reworkings of secular songs, set to extant, again secular, airs. There was then a significant enough and well-known body of materials – texts and tunes, called ballads – deemed inappropriate for religious persons to sing. The work also underlines the shift, in some quarters, to religious expression in the vernacular, rather than in Latin. The prologue is instructive: The word of God Incressis plenteouslie in vs, be singing of the Psalmes, and spiritual sangis and that speciallie amãg zoung personis [. . .] quhen thay heir it sung into thair vulgar tou˜g or singis it thame selfis with sweit meledie, then sal thay lufe thair Lord God with hart and minde, and cause them to put away baudrie and vnclene sangis.
The Scottish practice under consideration had precedent in Germany in the Reformed Church, in Luther’s own practices, in the chansonnier of the Huguenots where profane songs furnished the themes and words and where, for example, an editor might play with the sense of the words, transforming secular to sacred love. Something very like this happened in transforming the song ‘John Cum Kis Me Now’. It is impossible to know exactly which secular song influenced the appropriator here, but numerous versions exist from later times, suggesting the popularity of the words – ‘John, come kiss me now’ – and the air, said to have been popular as a dance tune in the seventeenth century. An eighteenth-century version begins: John, come kiss me now, now, now! O John, come kiss me now! John come kiss me by and bye, And mak nae mair ado.
The version may well be the one Robert Burns used in 1792 when he contributed his version to the Scots Musical Museum using as the chorus: O John, come kiss me now, now, now; Oh John, my luve, come kiss me now; O John, come kiss me by and by, For weel ye ken the way to woo. –
Clearly the initial words might spark creativity; and the religious version too begins with the now familiar words: Johne, cum kis me now, Johne, cum kis me now, Johne, cum kis me by and by, And mak no moir adow. The Lord, thy God, I am, That Johne does thé call, Johne representit man Be grace celestiall.
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The Gude and Godlie version turns Johne into Adam, makes the narrator God, who describes all the ways in which he has intervened to aid Johne, to save him from damnation, recounting all the ways Johne – man – has disobeyed. The ‘kiss’ becomes perhaps the metaphor for acceptance of God’s word and gifts, even a mark of conversion. The Gude and Godlie Ballatis provides a very opaque avenue into the extant, secular balladry, but does provide support for balladry’s existing in the sixteenth and seventeenth centuries: something in the vernacular, something popular, widely known, something sung. The religious transformation of selected examples sought to build on the secular popularity – both of words and airs – to provide songs and ballads for the religious context, perhaps suppressing the originals in the process. And the contents were called ballatis. Another view of popular entertainment also comes from the Wedderburn family and dates from the mid-sixteenth century – Robert Wedderburn’s The Complaynt of Scotland. The work, dealing in part with concern for the state of Scotland, entails a defence of the vernacular, broadly speaking, and a praise of the people’s culture. This is contained especially in Chapter VI where Wedderburn/the narrator/the Complayner may be offering an account of the kinds of materials popular among the Knights of St John for whom Wedderburn served as chamberlain. Whatever else, the list of entertainments – of tales and songs and dances – has long been used to point to the existence of materials that scholars came to call ballads late in the eighteenth century. The descriptions, examples of the copiousness much admired at the time, are really titles, with no texts given. Some of the titles are familiar: ‘robene hude and litil ihone’, ‘battel of the hayrlau’, ‘the hunttis of cheuet’, ‘The perssee & the mongumrye met that day that day that gentil day’, ‘thom of lyn’, ‘ihonne ermistrangis dance’. The narrator who tells that they provided an interlude between work categorises them differently: i thynk it best that ve recreat our selfis vytht ioyus comonyng quhil on to the tyme that ve return to the scheip fald vytht our flokkis. And to begyn sic recreatione i thynk it best that euyrie ane of vs tel ane gude tayl or fabil to pass the tyme quhil euyn.
hinting at the framing device most familiar in the Canterbury Tales. Further, the narrator says it vil be ouer prolixt and noles tideus to reherse them agane vord be vord bot i sal reherse su of ther namys that i herd./sum vas in prose & sum vas in verse sum var storeis and sum var flet taylis. Thir var the namis of them as eftir follouis.
First tales, then songs, then dances accompanied by the drone bagpipe, other pipes, including the corne and one of horne, a trumpet, a recorder, a fiddle and a whistle. Nothing here is designated ballad, but titles hint at names of ballads of the Child sort. The word ballad, however, proliferated in the ephemeral press and was more often than not affixed to titles of texts circulating on broadsides, witness ‘A merrie Ballad, Called, Christs Kirk on the Green, Imprinted for Patrick Wilson, Upon the Malt – Mercat, Anno 1645’. The broadside form was capacious and indiscriminate, publishing that which would please – by known authors and the generous anonymous. Politics was one leading subject as evidenced by the sources James Hogg gathered in compiling and creating The Jacobite Relics of Scotland (1819, 1821) reflecting the earlier Jacobite times. Hogg’s ‘James, come kiss me now’, referring of course to the Stuart James, concludes
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Broadsides and various chapbooks and collections record this miscellaneous material, with subsequent reprintings no doubt accounting for some of the variation, though editorial interventions must account for more – especially as in the above, when a conscious play was being made on materials long held as common resource. Add in the vagaries and creativity of aural/oral transmission and the multiformity of this material proliferates. Prior to 1707, balladry included just about anything poetic or song-like published, much manuscript material, and presumably much orally transmitted material. Carrying story and sentiment, this material might be said to pander to popular taste, vernacular offerings on human concerns – yes, politics, but also romance, tragedy, adventure. The extant materials, the use of the word ballad/balladry and their cognates, offer evidence. In the latter half of the eighteenth century such loose definitional approaches began to be replaced, perhaps first by William Shenstone in a letter to Thomas Percy, who was then preparing his most influential The Reliques of Ancient English Poetry (1765). Shenstone opined that he tended to think of a ballad as something that told a story and lyric as something which focused on feeling. This kind of distinction became ever more explicit in the nineteenth century and reached its full and most influential development in the collection of Francis James Child. While Child himself did not define the ballad satisfactorily from the point of view of more recent scholars, the collection itself – 305 ballads in multiple versions – has become de facto a definition: what is within is a real ballad; what is without is lesser stuff. Child did venture a longer definition (1874) considerably before the publication of his 1882–98 edition of the sort Nick Groom in The Making of Percy’s ‘Reliques’ (1999) has called ‘poetics of the source’. Child suggested that such ballads were things of the past, that they belonged to a certain kind of society – small, homogeneous, unlettered, isolated – that they were short, narrative, sung art, many examples of which were internationally held in common. Many of his ‘best’ texts were drawn from Scottish manuscripts and collections, mostly dating from the early nineteenth century. But these late redactions were presumed to have ‘survived’ from those remote times, being progressively and successively contemporised in language, style and content, yielding multiple versions, presumably reflecting the wear and tear of oral transmission. Child’s definitional suggestion, together with the textual materials he printed, became the starting point for David Buchan’s The Ballad and the Folk (1972). Buchan developed a thesis that the Child ballads, many of the ‘best’ texts being Scottish, had their origins in an early stage of oral tradition in Scotland – in fact a period roughly equivalent to the period under consideration here, that is, 1350–1750. Building on historical evidence of a kind of social structure of small ‘ferm touns’ before the agricultural revolution, he describes a clannit society and offers it as the context out of which the ballads came. Focusing particularly on the north-east of Scotland, he postulates that within the small communities, individuals joined together for communal work and play, in a relatively homogeneous environment. Such a context, he suggests, might have provided the ideal situation for the circulation and
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development of ballads. There is, however, no ethnographic evidence for ballads and balladry in this environment. Working backward, closely analysing the stylistic attributes of the texts – those Child ballads – Buchan rearticulates the characteristics that have become the means of delimiting, even defining, the Child or ‘classic’ ballad: the ‘best’ narratives tell their stories in remarkably similar ways; they begin in the middle of things, often without any background information; they use commonplaces to tell the story; they shift dramatically from scene to scene; the number of characters is limited. Additionally there is considerable stability in the stanza forms employed and the types of stories told – family tension, social tensions and issues, love, sex, politics – packaged in magic and marvellous, romantic and tragic, historical and semi-historical frames. Further, in textual analysis, Buchan points to recurrent structural, thematic, and content materials, suggesting that the ballads under consideration, at the early period of their development, were the product of a non-literate artistic process, oral formulaic composition. This theory would account for variation, even in the repertoire of a single singer, as each performance is both re-creation and creation. The textbook example of this process is in the eighteenth-century repertoire of Anna Gordon, Mrs Brown of Falkland (1747–1810), there being a paucity of historical records of this kind of balladry earlier. We have little evidence, presumably because the materials lived only in performance, circulating orally. Yet Buchan asserts that ‘a ballad is a narrative song created and re-created by a traditional oral method, and the folk are the nonliterate participants in the traditional process of composition and transmission’. The evidence for the existence of this kind of balladry prior to 1707 is limited. Several versions have been found, nestled with cognate materials, in early Scottish manuscripts: ‘Sir Colling’ (‘Sir Cawline’, Child 61, SRO, RH 13/15); ‘Litel Musgray’ (‘Little Musgrave and Lady Bernard’, Child 81, Robert Edward’s Commonplace Book, NLS, MS 9450); ‘The Sheath and the Knife’ (Child 15. Helena Mennie Shire (ed.), Poems from Panmure House, 1960). The list in the Complaynt also provides period corroboration for the existence of some of these 305 ballads prior to 1707; but the word ballad is not used at all: ‘robene hude and litil ihone’ (?Child 125) is presumably one of the prose tales in the list which begins with ‘the taylis of cantirberrye’. But ‘the battle of the hayrlau’ (?Child 163), ‘the hunttis of cheuet’ (?Child 162), ‘The perssee & the mongumrye met that day that day that gentil day’ (?Child 161) are definitely among the ‘sueit melodius sangis of natural music of the antiquite’; ‘thom of lyn’ (?Child 39) and ‘ihonne ermistrangis dance’ (?Child 169) fall in the Complayner’s category dance: ‘i beheld neuyr ane mair dilectabil recreatioe’. There are slight traces of some of the Child ballads in books by music teachers and in manuscripts of airs/tunes; these latter are often assumed to have been conscious preservations of that which was threatened by the religious tenor of the times. Whatever the case, what is preserved is the name of the tune and the musical line, often in tablature for lute or viol. The Balcarres Lute Book (c. 1700) records a tune designated ‘Sweet Willie’ (?Child 74); the manuscript of Sir William Mure of Rowallan (1612–28) has a tune ‘Battel of Harlaw’ (?Child 163); the Skene Manuscript (early seventeenth century) gives tunes ‘Ladie Cassiles Lilt’ (perhaps Child 200) and ‘Ladie Rothemayis Lilt’ (perhaps referencing Child 196). These and other hints tantalise, but their connection with materials called ballad today remains indeterminate. Two other approaches to the historicity of the Child-type ballads deserve mention: the one looks to the internal events detailed, making the assumption that such materials were composed and created at the time of the event; the other looks to the date at which the
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ballad text was first collected or printed. M. J. C. Hodgart in The Ballads (1950) suggests that ‘the period between 1550 and 1650 seems to have been one of the most productive of historical or semi-historical ballads’. He offers over twenty examples of texts which might be dated pre-1707, almost a half of which seem to deal with Scottish materials – though, of course, their circulation was not limited to Scotland. ‘Sir Patrick Spens’ (Child 58) has been variously dated – 1281 or 1589, depending on the historical evidence given. Yet, whether or not the ballad belongs in the datable and historical category or the romantic remained a mystery to one of Child’s primary correspondents, William Macmath, in a letter contained in Volume 23 of the Child Papers, held in the Houghton Library at Harvard University: I was much interested in the intimation, contained in your last letter, that you have ‘finished’ Patrick Spens. Because if you have finished him you must have made up your mind in some way about him! Either that he is historical, or that he is romantic, or that he is a person you can say nothing distinct about one way or the other! I have thought a good deal about him within these last years, in the hope that before you reached him I might have been able to pin him down. But no I cannot make him any more historical than Johny Cock, a sort of typical sailor as Johny was a sportsman.
The historicity of this and other ballads remains a matter of debate. Nonetheless, some insist on dating ‘The Battle of Harlaw’ (Child 163) 1411, while others doubt whether the ballad, if old, is as old as that. Yet something with that title was mentioned – as sung – in the Complaynt the middle of the sixteenth century. The case of ‘The Bonny Earl of Murray’ (Child 181) is particularly instructive, dealing with a murder that occurred in 1592 – a murder of the Protestant Moray/Murray, by the Catholic Huntly. For a scant five years before Huntly himself capitulated to the Kirk, it is possible that this ballad was sung or circulated and that it had considerable agency in the politico-religious conflicts. Yet, no text was printed until 1733 in George Thomson’s Orpheus Caledonius and that version is more lament than narrative, reflecting perhaps an audience familiar with the historical events. Internal evidences given are sometimes fanciful, at other times convincing: the letters written by Macmath to Child, housed at the Houghton Library, Harvard, and at the Hornel Library, Kirkcudbright, reveal careful exploration of the historical salience of various texts, such as ‘The Baron of Brackley’ (Child 203). Such analyses add a number of ballads, of the narrative sort, to the historical record. Dating ballad texts by their first appearances in print or manuscript offers another means of expanding the known parameters of the ballad corpus. Yet only a little over thirty texts of Child ballads were recorded in manuscript or print prior to 1707. And the earliest examples date from English manuscripts and broadsides. ‘Johnie Armstrong’ (Child 169), called ‘A Northern Ballet’ in Wit Restord in severall Select Poems not formerly publisht (London, 1658); ‘The Sweet Trinity’ (The Golden Vanity) (Child 286A), called ‘Sir Walter Raleigh sailing in the Lowlands’ can be found in Pepys’s collection, presumably made between 1682 and 1685; ‘The Hunting of the Cheviot’ (Child 162) is first found in the Bodleian’s Ashmole 28, dated 1550 at the earliest. It is possible that careful review of all Scottish manuscripts and broadsides will identify other early versions of the Child ballads. If books were published, manuscripts made, someone was reading them, perhaps even using them as reading or performance texts. Broadsides, by their very nature, are much more ephemeral, sometimes used up, that is read, shared, employed as aides memoires, until the paper itself disintegrated. Such printed ephemera were produced in bulk and some have
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survived. There are tantalising hints of their distribution. The Edinburgh magistrates inveighed against them in the late sixteenth century. Slightly later sources reveal that many beggars or minstrels were singers of songs that they sold; and some of these minstrels were under protection, others were not. Aberdeen’s Charles Leslie, or Mussel-mou’d Charlie, born within the period under consideration (1677–1782), was widely known in the north-east as a seller and a singer. William Walker, in The Bards of Bon Accord: 1375–1860 (1897), observes: He took early in life to hawking and singing ballads through the country – a Jacobite Homer singing his own compositions – and was ever a welcome presence in the hamlets of the shire in those days, when news travelled slowly, and gossips were less numerous than now. He was a most devoted Jacobite – sang everywhere their bitterest satires, and very probably was the ‘impious wretch’ whom the author of ‘Scotland’s Glory and her Shame’ heard at Laurence Fair, singing that abominable song, ‘Whirry Whigs awa, man’, to the delight of the ‘profane rabble’.
Leslie sang and sold Child ballads as well as explicitly Jacobite material, some of which he claimed as his own composition. This underlines the miscellaneity of the materials under consideration. Some were sold and sung in the streets; the Complaynt suggests their use as entertainment, as interval between work; some appeared in printed collections, presumably headed for consumption in the parlour. Certainly a work like Thomson’s Orpheus Caledonius, in which ‘The Bonny Earl of Murray’ was first published, was destined for the parlour and reflected the ‘Scotch’ craze of the early eighteenth century. Suffice it to say, that balladry was spread throughout society and that ballads were a widely available artistic resource. Between 1314 and 1707, ‘ballad’ references a variety of artistic expressions in the vernacular – whether secular or sacred, political or romantic, local or international – frequently multiform, that is existing in versions. To compose a ballad was to know the prevailing grammar of balladry – suitable topics, whether incipits and explicits were appropriate, what airs were available, major speech styles associated with recurrent kinds of situations, shared ways of expression, codes with connotative significance within the interpretative community. And ballad grammars have changed through time: first the ballad was lyric and somewhat reflective, later more narrative approaches seem to have been added. When Andrew Lang wrote of how to forge a border ballad, he was at once interrogating ideas of authenticity that were rampant and suggesting that, to compose such a ballad, one only needed to understand the rules. In his introduction to J. A. Farrar’s Literary Forgeries (1907), he suggests: Take The Border Papers, edited by Joseph Bain (1890). Select a good rousing incident, say the slaying of Ridley, at the Newcastle football match (May, 1599). Write it with as many rhymes in e as possible. Avoid profusion of obsolete words. Carefully abstain from dropping into poetry. Add a few anachronisms, and distort historical facts to taste; employ regular ballad formulae sparingly and with caution, strain off, dish, and serve up with historical notes, adding to taste fables about your source a la Surtees. Remember that nothing can be less like an old ballad than the ballads of Mr D. G. Rossetti.
Balladry was popular. Whatever a ballad was, it enabled individuals, talented or not, to express themselves poetically and stand a chance of being heard; and there was far more of it – whether lyric or narrative – than can be recovered today. Balladry probably touched all portions of society and these ephemeral, occasional compositions, available for scrutiny
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today in limited exemplars, attest to a poetic resource widely and richly employed and sometimes reached poetic heights as in Child 58, ‘Sir Patrick Spens’: The king sits in Dumferling toune, Drinking the blude-reid wine: ‘O whar will I get guid sailor, To sail this schip of mine?’ The first line that Sir Patrick red, A loud lauch lauched he; The next line that Sir Patrick red, The teir blinded his ee. Haf owre, haf owre to Aberdour, It’s fiftie fadom deip, And thair lies guide Sir Patrick Spence, Wi the Scots lords at his feit.
Further reading Bannatyne, George (1980), The Bannatyne Manuscript (with an introduction by Denton Fox and William Ringler), London: Scolar. Child, Francis James (1882–98), The English and Scottish Popular Ballads, Boston: Houghton Mifflin. Craigie, W. A. (ed.) (1920), The Maitland Quarto Manuscript, Edinburgh: William Blackwood. Mitchell, A. F. (ed.) (1897), The Gude and Godlie Ballatis, Edinburgh: Blackwood. Wedderburn, Robert (1979), The Complaynt of Scotland, Edinburgh: Scottish Text Society.
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Older Scots Literature and the Court Sally Mapstone
The early history of Scots literature suggests that the Stewart royal court will play a major part in defining its course. Yet, this is not what immediately transpires. Following the death of James I in 1437, literature is generated more commonly outwith the royal household than inside it. It is not until the end of the fifteenth century that the royal court re-establishes a significant role in the patronage and reception of literary texts. Writers like William Dunbar and David Lindsay may deservedly be called court poets, but the periods of minority rule that complicate Scottish political life in the sixteenth century mean that a royal audience is not a sustained phenomenon even during Lindsay’s career. Not until the reign of James VI is literary culture truly at the centre of life at the court of a Scottish sovereign. During the reign of the first Stewart king, Robert II (1371–90), John Barbour composed a now-lost verse genealogy of the Stewart family, ‘The Stewartis Orygenale’; this was very likely to have been a commission from Robert II. It was probably also for Robert, but with a wider audience too in view, that Barbour wrote his Bruce (c. 1375), a historically based ‘romance’ celebrating the achievements of Robert II’s grandfather, Robert I, in the Wars of Independence at the beginning of the century. By the time he composed these poems, Barbour was archdeacon of Aberdeen; he was also in the Crown’s employ as an auditor of the exchequer. The itinerant nature of the royal household at this period meant that Barbour had many opportunities for contact with it. But Barbour was not straightforwardly a ‘court poet’. The pension that he received from 1388 until his death in 1395 may have been in acknowledgement of one or both of his major works, but it came at the end of his career as a churchman. The Bruce, moreover, celebrates Robert the Bruce; but it also celebrates James Douglas. The Stewarts were a new dynasty, and one that had had to negotiate with interested parties, including the Douglases, to establish itself after the death of David II in 1371. The Bruce’s advocacy of the Crown–Douglas accord may employ its version of the historical past to provide a remedial lesson for the present; but while acknowledging the historical right and royal worthiness of Bruce, the Stewart ancestor, it also gives full acknowledgement to his major magnate supporter. The closeness in standing between the Scottish monarchy and the Scottish nobility is reflected in the dominant role which magnates play in the transmission of Scottish literature throughout the fifteenth century. This is evinced in the rapidity with which The Bruce circulated outwith the environment of the royal court in the half-century following its composition. Andrew of Wyntoun pays tribute to Barbour’s poem in his Orygynale Cronykil (c. 1413–20). Wyntoun was prior of the house of Augustinian canons regular at
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St Serf’s, Loch Leven, Fife. His chronicle consists both of his own writing and, for the reigns of David II and Robert II, the interpolated contributions of another, anonymous, chronicler. Wyntoun produced his work for a local laird, Sir John Wemyss of Reres, whom Wyntoun describes as one whose lordship is ‘nocht lik/To gretare lordis in the kinrik’. Wemyss, however, was a valued supporter of Robert, Earl of Fife, and later Duke of Albany. The second son of Robert II, Fife wrested control of the country from that king during the 1380s, did so again after his older brother Robert III’s succession and, as Duke of Albany, was governor during the minority and imprisonment in England (1406–24) of the future James I. Unsurprisingly, the estimation of Albany given in Wyntoun’s chronicle is fulsome. Thus, while Wyntoun supports Barbour’s presentation of the ancestor of the first Stewart monarch, his chronicle also reflects the views of a Stewart political grouping whose interests were often athwart those of the Crown. Despite its avowedly localised origins, Wyntoun’s work intersects with concerns at the Scottish court, but it sits far less comfortably with a royalist reading of history than had Barbour’s Bruce. The historical focus of the literature produced in the reigns of the first two Stewart monarchs followed a trend established in the Latin chronicle of John of Fordun, composed c. 1365–75. Fordun’s defence of the historic freedom of the Scottish nation and his endorsement of the principle of requisite loyalty to the hereditary king, if not specifically designed to support the Stewart dynasty, was certainly advantageous to it. In the fifteenth and sixteenth centuries the subject of kingship is one central to Scottish literature. In the reign of James I, however, it received treatment from an innovatory angle. The ‘court riall’ that appears within the dream section of James’s poem, the Kingis Quair (c. 1424), is that of Minerva, goddess of wisdom. Royal as it is, however, it functions as a court in relation to that of another queenly goddess, Venus. With the support of a third goddess, Fortune, Venus and Minerva assist the poem’s protagonist in his search for fulfilment in love. The Kingis Quair is expressed from a reflective vantage-point that equates success in love with acquisition of wisdom, and, given the poem’s thinly disguised references to the life-history of James I, with attainment of kingly self-government. The protagonist emerges from his dream into a time in which the lady he has loved from afar has become his ‘sovirane’, an allusion to James’s marriage to Joan Beaufort in 1424, the year in which he also finally obtained his Scottish kingdom. Long service in a love culminating in marriage is seen as strongly empowering in the Kingis Quair and in its focus on the attainment of a ‘real-life’ queen the poem hints at a new, Scottish courtly setting for its celebratory conclusion. The Kingis Quair thus puts the amatory into an ethical context. In so doing, the poem starts off what becomes a pervasive trend in older Scots literature. And it inaugurates another, equally testing, relationship, that between literature that is courtly and literature that is of the court. As Derek Pearsall notes in Old and Middle English Poetry (1977), there is necessarily an overlap between medieval literature reflecting ‘the values and sensibilities’ of a court environment and literature ‘produced in and for’ such a setting. Equally, however, Pearsall observes that ‘a possible distinction [between them] is more necessary than ever in the fifteenth century’. Particularly for Scotland. For despite the start that is made under Robert II, with Barbour’s Bruce, and under James I with the king’s own Quair, a literature composed primarily for the royal court cannot thereafter be demonstrated with consistency in Scotland until the late fifteenth century. But literature engaged with concepts of the court and the courtly is a continuing facet of the older Scots literary tradition. The Kingis Quair should be seen as a defining moment in the establishing of Scottish ‘courtly’ values, not as an aberration in older Scots literary culture. Denton Fox went as far in his chapter, ‘Middle Scots Poets and Patrons’, in Scattergood and Sherborne’s English
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Court Culture in the Later Middle Ages (1983), as to label it as ‘a product of the English court, not the Scots court’. A sixteenth-century inscription in the MS of the poem indeed comments that the Kingis Quair was ‘maid quhen his maiestie wes in Ingland’, but it is clear from the events to which the poem refers that it was composed when James was moving from an English to a Scottish context. During his lengthy sojourn in England, James had had ample opportunity to observe the Lancastrian monarchy. James’s practice of kingship in Scotland certainly borrowed from the decisiveness and dynastic self-consciousness of Henry IV and V. As the Kingis Quair illustrates, he had also absorbed the literary productions both of the reign of Richard II, the king Henry IV had displaced in 1399, and of the reigns of Henry IV (1399–1413) and Henry V (1413–22) themselves. But his poem treats its English inheritance with cultural creativity. It is thus that the Kingis Quair delivers a positive resolution to its amatory dilemma in a manner that contrasts with the painful or contentious conclusions to Chaucer’s Knight’s Tale and Troilus, and Gower’s Confessio Amantis. This positivity may be influenced by a poem composed during the early fifteenth century by one of the Lancastrian dynasty’s favoured poets, John Lydgate’s Temple of Glass. But the Kingis Quair leaves its narrator with a confident sense of inclusion in a beneficent divine scheme of things rather than excluded from the court of love as is the fate of the dreamer-narrator of Lydgate’s poem. The Kingis Quair also dovetails with considerable originality two major kinds of ‘courtly’ text, the dit amoureux and advisory writing. Amatory literature, of dream, of complaint, of courts of love, was staple royal and aristocratic fare in fourteenth- and fifteenth-century English and French writing; so too were texts counselling monarchs and nobility on kingship and good conduct. The poem had far more of a legacy in Scotland than has been understood. A Latin poetic epitaph on James I, included in a copy of Walter Bower’s Scotichronicon, addresses James as both the ‘Source of morals’ and the ‘devotee of Love’. It appeals to Venus, Minerva and Fortune in the same order as in the Kingis Quair, paying an intertextual debt to the king’s own poem within its commemoration of him. This tribute suggests that the yoking of love and wisdom was recognised in both the Scottish court circle in which the Kingis Quair originated and beyond it as a theme promoted by their king. By the late 1480s, moreover, a poem that started life in the royal court was being copied into a high-quality manuscript made for an aristocratic patron: Henry, first Lord Sinclair. The Sinclairs had had family links to James I, Henry, second Earl of Orkney, and his brother John having spent time with James in England during his captivity. Subsequent Sinclairs saw royal service. Their Lowland bases in Roslin, and (from 1470) Ravenscraig, were relatively close to Edinburgh, where the royal court was now commonly based. But there is no reason to think that the Sinclairs were dependent on the royal court for their exposure to matters literary. If the Kingis Quair manuscript was, to cite Kathleen Forni’s The Chaucerian Apocrypha: A Counterfeit Canon (2001), ‘the possession of a small courtly circle’, it must be understood that, while that circle at times included royalty, the MS itself originated in an aristocratic household. There is indeed better evidence for the Sinclairs as patrons of courtly literature in the half-century following the reign of James I than there is for the Scottish monarchy espousing such pursuits. While he was James II’s chancellor in 1455–6, Earl William Sinclair commissioned Sir Gilbert Hay to translate from French versions of three works in the European advisory tradition: the Buke of the Law of Armys, the Buke of the Ordre of Knychthede and the Buke of the Gouernaunce of Princis. Hay writes that he made the translation of the Buke of the Law of Armys ‘in his [Sinclair’s] castell of Rosselyn’, that is, in the earl’s household, rather than chez the earl’s master, King James II. And indeed, shortly after the time when this translation
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was completed, James II removed Sinclair from the chancellorship. Sinclair’s literary interests do not seem to have benefited him at the royal court. Around the time that the Kingis Quair MS was put together in the late 1480s, its first scribe also made a copy of the Hay prose translations for Oliver Sinclair, Earl William Sinclair’s second son, inheritor of the Roslin estate. Oliver was the uncle of Henry Lord Sinclair, whose base was Ravenscraig. Successive generations of the Sinclair family thus commissioned works and had others copied for them, and this pattern was consolidated in the next century with the dedication of Gavin Douglas’s Eneados to Lord Henry in 1513. Sinclair bibliophilia continued to be important in Scottish cultural life in the second half of the sixteenth century: two of the major collectors, of MSS and printed books, were Henry Sinclair, bishop of Ross (d. 1565) and William Sinclair, laird of Roslin (d. 1585). Such a consistent interest in literary culture cannot be established for James I’s successors. The earlier of the two Scottish Alexander romances, The Buik of Alexander, has a selfconsciously ‘courtly’ prologue to its ‘Avowis of Alexander’ section, and the poem highlights virtuous deeds of arms and informed love discourse in a manner that suggests a continuity of interest from the Kingis Quair. But there is no reason to see this poem as an emanation of the royal court. Its colophon (surviving now in the Buik’s sole witness, printed in 1580) notes that the poem was concluded in 1438. This was the year after James I had been murdered; within the Scottish political community machinations for control of government were the order of the day. The Crown’s party – James’s widow, Queen Joan, and her allies – were being sidelined as Archibald, fifth Earl of Douglas, was commissioned by Parliament to act as lieutenant-general. It is more likely that The Buik of Alexander was written in an aristocratic household than amidst the disarray of the royal entourage. Several major works were composed in James II’s reign, but they all have points of origin other than the royal court. Bower’s Scotichronicon, a chronicle building on Fordun’s, was written with the young James II in mind, and takes a largely royalist stance. But it was compiled, in the 1440s during James’s minority, at the Augustinian abbey of Inchcolm, of which Bower was abbot, and at the request of a minor member of the Stewart family, Sir David Stewart of Rosyth. As James II was emerging from his minority in the late 1440s, Richard Holland, secretary to Archibald Douglas, Earl of Moray, dedicated to Douglas’s wife, Elizabeth Dunbar, The Buke of the Howlat. In this elaborate alliterative poem, a bird-fable frame encases a narrative that itself embraces allegorised allusions to events and individuals, continental and Scottish, ecclesiastical and secular. The Douglas family, in fact, is comparable with the Sinclairs in the longevity of its literary patronage. But Douglas patronage has a solipsistic focus. Evidence in The Bruce and The Scotichronicon indicates that the Black Douglases were associated with works in their own honour from at least the fourteenth century onwards. Holland continues that pattern placing an encomiastic resumé of Douglas titles at the heart of the Howlat, and in so doing moving to one side an already brief tribute to the Scottish Crown. Though the Howlat revives the Bruceian trope of Douglas loyalty to the Crown, its recitation of Douglas might have an undercurrent of aggression to it. Holland’s brilliant poem had a clear appeal beyond its immediate audience. Reference is made to it in The Wallace (late 1470s), it was printed c. 1509 by Chepman and Myllar, and it was copied into the Asloan Manuscript (c. 1513–20). It is thus quite possible that it reached the royal court; had it done so early on it would have fed James II’s conviction that his authority must be confirmed by dealing decisively with the most powerful magnate family in his kingdom. The killing of William, eighth Earl of Douglas, by James II and supporters in Stirling Castle in February 1452 and the subsequent three-year hostilities against
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his surviving brothers led to the devastation of the Black Douglases’ territorial holdings and the diminution of their influence. Sir Gilbert Hay’s massive Alexander verse romance, the Buik of King Alexander the Conquerour was composed (most probably c. 1460) for Thomas, second Lord Erskine. The poem survives in sixteenth-century copies of a recension completed in 1499, so the degree to which it represents Hay’s original composition is unclear. However, a distinct continuity with his prose translations is evinced through the incorporation into the Buik of King Alexander the Conquerour of a ‘Regiment of Princis’. The emphasis on advice to princes literature in Hay’s prose and verse works is likely to reflect the interests of his aristocratic patrons. Like the Sinclairs, the Erskines had reason during the 1450s to contemplate the impact of the exercise of kingly power. In 1457, Thomas Erskine, Hay’s patron, received a major rebuff from the Crown when a court in Aberdeen found for James II in the matter of the Erskines’ claim to the earldom of Mar and Garioch, a title appropriated from their family to the Crown by James I in 1435. There are, moreover, other things that link the Buik of King Alexander the Conquerour pertinently back to courtly circles. Its ‘Regiment’ shares phrasing with one work definitely produced for James II, though not commissioned by him, the vernacular poem known as De Regimine Principum. The earliest text of this poem is found in the Liber Pluscardensis chronicle, a Latin work completed c. 1460 for Richard Bothwell, abbot of the Benedictine monastery of Dunfermline. Like other major churchmen of his day, Bothwell spent much time in governmental circles. In the 1450s he served among the Lords of Articles and he was also an auditor of the exchequer. The Liber Pluscardensis and De Regimine Principum were written by authors close to the heart of political activity in the reign of James II; they bear witness to political agendas that are consonant with Abbot Bothwell’s activities and tally with the business of James’s parliaments. Chronicle and poem make recommendations about improving the execution of justice and the Crown’s economy. The crucial nature of the king’s role in these affairs is emphasised by the poem’s direct addresses to him. Both the Liber Pluscardensis and De Regimine Principum illustrate the almost paradoxical nature of fifteenth-century Scottish ‘court’ literature. They are more closely in tune with contemporary political matters than any other literary material from the reigns of James II or James III. Yet, their patron was a cleric, and the Liber Pluscardensis was probably compiled in Pluscarden in Morayshire. Several of these works from the reign of James II or minority of James III – the Howlat, the Liber Pluscardensis and the Buik of King Alexander the Conquerour – have associations with the north-east. All of these works also travelled. De Regimine Principum was as widely disseminated as the Howlat. Like that poem, it was an early Chepman and Myllar publication in Edinburgh c.1509, and it was still being copied, in manuscript form, into the Maitland Folio MS in the Lowlands, c. 1570. The best-known works of the reign of James III are The Wallace and the poems of Robert Henryson. Neither stems directly from the royal court, but both authors write with a sense of relation to it. Indeed, the switch in emphasis from royal to non-royal literary commissioning in the century following the composition of The Bruce is well illustrated by the way in which The Wallace originates from outside the royal household, and in conditions of ideological opposition to it. Unlike his father, who was blown up by one of his own canon during the siege of Roxburgh against the English in 1460, James III was by the late 1470s pursuing a pro-English policy, which was much distrusted by the more conservative members of the political community. The Wallace was composed around this time for two Lowland lairds, Sir William Wallace of Craigie (in Ayrshire) and Sir James Liddale of Halkerton (near Edinburgh). Their resistance to the policy of the king’s party was fuelled
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by its antipathy to their localised interests, which prospered on the instability derived from border hostilities. In The Wallace these parochial viewpoints are translated into a virulently nationalistic agenda. And The Wallace reworks The Bruce, the themes of that poem, and the Bruce, the perceptions of the historic figure, in ways unfavourable to Barbour’s poem and the Stewarts’ ancestor. The hero of Scotland’s struggle for independence is now William Wallace. Bruce is presented as an embattled figure, compromised by alliance to the English for large parts of the poem, goaded eventually by Wallace into assuming his true responsibilities to his country, but still not fully invested in kingship at The Wallace’s conclusion. In a manner interestingly comparable to the situation with Wyntoun’s Cronykil, The Wallace’s patrons, though on the face of it minor magnates, had connections to those with much more political clout. And again, as with Wyntoun, the most telling of these was with a disaffected brother of the monarch. Liddale was steward to James III’s brother, Alexander, Duke of Albany; indeed he was involved in the Lauder Bridge rebellion in 1482, in which James III was temporarily imprisoned by the Albany faction. Liddale was in fact executed for his part in this business, c. 1485. By the time of the reign of James IV, however, the Scottish Crown’s hostility to one of The Wallace’s patrons was not being extended to the poem or, it appears, its author. If, as John Mair first suggested c. 1520, he was known as Blind Harry, he could not have been, as Mair states, a minstrel, blind from birth. Its Chaucerian allusions and borrowings from Bower’s chronicle prove that The Wallace was written by a learned man. It is thus not certain that the ‘Hary’ who received payments at James IV’s court in 1490–2 is to be identified with the author of The Wallace. But if the king did, belatedly, offer recognition to the author of an epic poem originally composed in conditions of hostility to the Crown, this would explain why Chepman and Myllar felt themselves in a position to publish a folio edition of The Wallace c. 1509. Robert Henryson’s immediate audience was based around the abbey and grammar school at Dunfermline. Henryson was a university-educated man, who worked both as a schoolmaster and a notary public. Under Abbot Bothwell, Dunfermline Abbey had thrived. It was noted in 1468 that he had ‘enriched [the abbey] with books, ecclesiastical ornaments and jewels, and [. . .] repaired the buildings of the monastery’. In this literate and stimulating environment, Henryson flourished. Whereas Holland, Hay and Harry had treated the matter of their patronage with attention, Henryson handles the issue with a lightness of touch that testifies to the different circumstances in which he wrote. He claims that his Fables are composed ‘be requeist and precept of ane lord, / Of quhome the name it neidis nocht record’. The ironic lip-service Henryson pays to the idea of commissioning is indicative of an independent frame of mind that informs all his major works. This is unequivocally evident in the boldness of Henryson’s response to Chaucer’s Troilus in his Testament of Cresseid. Continuing the pattern set up by the Kingis Quair, Henryson treats the essentials of a Chaucerian model to significant reinterpretation. In Henryson’s recasting of the love-story, it is Cresseid rather than Troilus who moves at death to a position of self-knowledge. Thus while again in the tradition of the Kingis Quair, Henryson’s poem links amatory experience with the way to self-knowledge, it makes far more explicit the distinction between true love and carnal indulgence. In the Testament, moreover, the court is not seen in a positive light. Rather, it is a place associated with promiscuity: Cresseid becomes a prostitute, ‘into the court, commoun’. Self-knowledge is to be found in the margins of society, in a leper-house. The problematisation of courtliness in the Testament is consonant with the critical gaze that Henryson bestows on the relation between humankind and society. Henryson can be a politically engaged writer, but he is a much less polemical one than Harry, and his emphasis is on seemingly intractable problems,
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both in human self-government and in political or judicial government. Nonetheless, it is striking that the Fables expose similar concerns to those of The Wallace. In ‘The Lion and the Mouse’, the advice to princes fable that Henryson situates at the centre of his collection, the question of the balance between strong kingship and its fallible, at worst, tyrannical, potential is left unresolved, as in Harry’s poem. By the time he (as a parliament after his death put it) ‘happinnit to be slane’ during a magnate rebellion against him in 1488, James III had ruled longer than either of his two predecessors. The last decade of his reign was marked by the alienation of tracts of the magnate community. It is arguable, however, that these worsening relations were actually fuelled by the formation among James’s advisers of what Roger Mason has termed a ‘royalist ideology’, committed to manifestations of the sovereign’s ‘imperial’ power, and identifiable as a European as well as a Scottish phenomenon. The minting in 1485 of the silver groat bearing James’s head with a closed imperial crown was one demonstration of this. A discernible, if belated, interest on the part of Scottish monarchy in literary commissioning may have been another. In the last years of the reign of James III, John Ireland composed a treatise on confession in ‘the castell of Edinburgh, in the court of our souerane lord’. And it was for James III that Ireland originally wrote his seven-book Meroure of Wyssdome, a work re-dedicated to James IV, c. 1490. Ireland was not a top-flight churchman and politician, but he occupied influential niches in circles around James III and his son. Ireland declares that ‘the making of this buk he [James III] desirit richt gretlie, and sa did his pepil’, an assertion of the accord of courtly and public taste that is underscored by the Meroure’s theological and ethical focuses. As the reign of James IV took shape, however, it became apparent that taste at court was very much for things active as well as contemplative. For all his bruited piety, James had an equal passion for chivalry and tournament. This sense of an almost schizophrenic royal personality given both to extremes of abstinence and indulgence is captured in the writing of William Dunbar, one of the two premier poets of James IV’s reign. Dunbar’s own extraordinary variousness as a poet, his equal facility with the pious and the bawdy, transmits the mixed moods of James IV’s court. Yet though Dunbar spent much of his adult life as a ‘servitour’ in James’s household, the payments he received are more likely to have been for clerical work than for poetry. It is possible that the substantial increments to his pension in 1507 and 1510 also recognised his work as a poet; in which case, like Barbour, Dunbar received royal reward for his writing in the latter stages of his career. What goes on ‘in cowrt’ dominates Dunbar’s writing, from the elaborate pageantry associated with James’s marriage to Margaret Tudor in 1503 to the informal comedy of ‘a dance in the quenis chalmer’. Yet, as suggested, for Dunbar the court is a contradictory entity – as he says, ‘courtis dois wary’. And that, as Dunbar writes elsewhere, ‘Vertew the court hes done dispys’, becomes a key aspect of the imaging of the court in sixteenth-century Scottish writing. The idea of court life as varying between the ideal and the troubled is explored in the dream-vision Palice of Honour, composed by Dunbar’s contemporary Gavin Douglas, c. 1500. In what it is tempting to see as a subtle restyling of themes in the Kingis Quair, the narrator encounters the courts of Minerva, Diana, Venus, the Muses, and eventually, Honour, and experiences courts as both itinerant and settled, unreliable and sublime. He also experiences the court in its judicial role, something established as a motif in the writings of Holland and Henryson and developed by sixteenth-century writers. Strikingly, it is once more an amatory court, of Venus, which gives the narrator his most acute difficulties, and the poem’s association of love and instability is contrasted with its association of the court of Honour with ‘verteous warkis’. The poem suggests that courtly poetry should have a moral
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focus, and within it Douglas hints at his next major work, his Eneados, completed c. 1513. However, while the young Douglas dedicated his Palice to James IV, the more mature poet dedicated his weighty Eneados to Lord Henry Sinclair. That Sinclair should be deemed a more fitting patron than the king for the first translation into the Scots vernacular of a Classical epic is indicative of the degree to which the Scottish Crown had still not consolidated its role as a literary sponsor. After the 1513 battle of Flodden, in which both James IV and Henry Sinclair were killed, Douglas turned from poetry to politics. Indeed, in the wake of the devastating destruction to the Scottish ruling classes brought about at Flodden, Scottish cultural life was at a low ebb for the next fifteen years. But the coming of the mature rule of the next Stewart king, James V, in the late 1520s, showed that the definitions to royal court culture commenced in the reign of James IV did leave a significant legacy. A new phase is inaugurated with the writings of Sir David Lindsay. For much of his career Lindsay was employed by the Crown or its representatives in a heraldic capacity. This involved him directly in the creation of court culture. But Lindsay also had direct experience of the instabilities of court life. The career at court that he had begun in the reign of James IV was disrupted by the ascendancy of the Douglases in the minority of James V; and James V’s early death in 1542 also affected Lindsay’s standing. Lindsay’s poetry from the reign of James V links the royal court more closely with literary culture than Dunbar’s or Douglas’s had done, and it also explores the concept of the court more extensively than had either of those poets. Both these things are at their most apparent in Lindsay’s Testament of the Papyngo, written in 1530. Cataloguing his poetic contemporaries, Lindsay associates success in poetry-making explicitly to those who ‘in the court bene present’. More dramatically still, the metaphor of the dangerously unstable court monopolises the central section of the poem, addressed by the dying parrot to her ‘Brether of Court’. The fall of princes catalogue and the personification of the court as the wayward ‘Dame Curia’ work on the convenient premise that all courts are essentially variable, but the insistent return to matters Scottish reinforces the peculiar relevance of this message to that country. One of the contemporary poets applauded in the Papyngo, was John Bellenden, who, according to Lindsay, simply needed to ‘Gett [. . .] in to the courte auctoritie’ and his reputation would be made. Bellenden cemented his royal recognition by making for James V a translation of Hector Boece’s Scotorum Historia. Boece’s Latin work had been printed in Paris in 1527. Boece had dedicated it to James V, but Bellenden’s translating enterprise coincided with the commencement of James V’s reign proper. He presented the translation to the king in 1533, and it was printed by the king’s printer, Thomas Davidson, between 1536 and 1540. The striking textual differences between the manuscript and printed versions of Bellenden’s Chronicles of Scotland, however, reveal that Bellenden’s allegiances were not exclusively with the Crown. Bellenden makes additions to his translation, unprecedented in Boece’s Latin, that applaud the Black Douglas family. Bellenden had factional links with the Douglases that may have harmed his career at court in the later 1520s. The changes he makes to his translation demonstrate that his support for the family continued, even in a work ostensibly serving the purpose of providing James V (not a great Latinist) with a translation of Boece’s broadly royalist chronicle. Once more, it is Douglas interests that complicate the royal focus of a work within the Scottish historiographical and advisory tradition. Appended to the Chronicles is Bellenden’s verse ‘The Proheme of the Cosmographe’. This continues the Scottish courtly dream-vision tradition and continues also to ally an amorous
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context to the exploring of issues of good self- and kingly government. The narrator witnesses a debate between the allegorical ladies, Virtue and Delight. They are appearing before a crowned king, surrounded by ‘courtlie gallandis’, who is to choose which one of the ladies will become his ‘hie Empryis’. The dreamer wakes before he can discover the result, but he recognises that his dream has figured the famous trope of Hercules at the crossroads, choosing between ‘lust’ or ‘virtew’. The poem’s conclusion inclines strongly towards virtue, and (recalling Douglas’s Palice) to the idea of poetry as a virtuous activity, but its recognition that both options are open to poets and to courtiers makes it a suggestive restatement of this major theme in older Scots courtly writing. Bellenden’s writing has consonance with that of another poet characterised by Lindsay as a court writer, William Stewart, who was a servitor both to Margaret Tudor and to James V. Stewart also produced a translation, in verse, of Boece’s Historia, though this appears to have been eclipsed by Bellenden’s and was not printed. Their shared concerns indicate a discernibly developing court culture. Stewart too writes a dream-vision poem, ‘This hyndir nycht neir by the hour of nyne’, in which Dame Verity appears to him musing on courtly uncertainties and the need for the cardinal virtues to re-establish themselves in the king’s household. This theme, however, is most powerfully taken up by David Lindsay in his later career. In Lindsay’s writing the advisory courtly mode persistently has the upper hand over the amorous one. In his play Ane Satyre of the Thrie Estaitis (1540; extended 1552), Lindsay expounds the idea of the reformable monarch by showing how King Humanity can be counselled away from carnality and into good government. This is a key moment in the elucidation of this particular theme, but it also leads directly into another, newer issue. While King Humanity is successfully reformed in the first part of Lindsay’s Satyre, the spiritual estate proves a far more obstructive proposition in its second part. Though sympathetic to Protestantism, Lindsay had not embraced that religion by the time of his death in 1555, but his works abound with material that was subsequently appropriated to the Protestant cause. Despite the courtly origins of much of Lindsay’s poetry, its accessibility, both in terms of his readable style and of the readiness of publishers to print his works, made his writing extraordinarily popular in the rest of the century. The Scottish Reformation, however, has often been seen as the scourge of courtly literature. In terms of the printing of it, there is truth in this. Works printed in Scotland between 1560 and 1603 are predominantly of a religious or political cast. In the early postReformation years, an exception is John Rolland’s Court of Venus, written c. 1560, but published in 1575. This unjustly neglected poem offers fascinating variations on a number of courtly tropes. A court debate between Venus and Vesta, goddess of virginity, ends with the recognition of Vesta’s superiority, but also of Venus’s power and influence. For all the Court’s apparently moral resolution, Rolland’s admission of the inexorable power of the amatory has significant implications for the next generations of writers. Love poetry and lyrical poetry remain, however, predominantly in manuscript form, even within the reign of James VI itself. But this is a complex phenomenon. The period 1560–1603 sees both the growing democratisation of courtly writing in Scotland and an increasing insularity in one strand of it connected with the royal court. These contradictory impulses are emerging in the transmission of the poetry of one of the major lyricists of the sixteenth century, Alexander Scott. He is often celebrated as a court poet, but as Theo van Heijnsbergen has observed, ‘his role seems to have been more that of a servant than a courtier’, putting him in the tradition of Dunbar. Unlike Dunbar, however, but like Lindsay, Scott was a layman, and his poetry does much to advance the
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secular voice in older Scots writing. Scott’s royal service was associated with the Chapel Royal at Stirling, and he also had links to the Erskine family, one branch of which we have seen exercising literary patronage in the fifteenth century. In other words, the royal court is only one of Scott’s focuses. It features most significantly in his ‘New Yeir Gift to the Quene Mary’, written following Mary queen of Scots’ return to her homeland in 1561. While Scott encourages the queen, in traditional fashion, to found her practice on the cardinal virtues, he also notably utilises the New Year poem-trope to warn the queen of the failings of both Catholics and Protestants in her realm. Despite its courtly positioning, this poem, like virtually all the rest of Scott’s poetry, survives exclusively in one of the major manuscript miscellanies of the sixteenth century, George Bannatyne’s MS of c. 1565–8. Bannatyne’s family and acquaintances were people in the legal, mercantile and printing professions around Edinburgh. These people had links to the court (the Bannatynes were close to the Bellendens, for example) but it was not their primary social focus. Alexander Scott seems also to have known the Bannatynes, which explains the inclusion of his works in the Bannatyne MS. It is precisely this which makes it tricky to describe all of Scott’s writing as ‘courtly’. It adapts courtly idioms and ideas; it is not exclusively of the court. In particular, Scott gives voice to a cynical amatory bawdiness that takes much further the hints of such things in the poetry of Dunbar and Lindsay. Amatory expression is freed here from the advisory straightjacket in which earlier poets had felt the need to enclose it, and this may have much to do with the widening lay audience that such poems were starting to reach. Manuscript miscellanies were thus an important means of transmitting both older and new writing among literate and well-connected families and groups. This is well evinced in the MSS productions of the Maitland family. The Maitlands moved in more elevated political and social circles than the Bannatynes, and the family fostered several generations of writers. The Folio MS (c. 1570) and the Quarto MS (c. 1585) lovingly preserve the poems of its scion, Sir Richard Maitland of Lethington (1496–1586), but the Folio also substantially includes the poems of Dunbar, and the Quarto has some remarkable contemporary poems, including several with eloquent appraisals of a female perspective; women were important transmitters and recipients of texts within the Maitland family nexus. As the Scots lyric moves into a wider range of social circles, so further voices and viewpoints take shape with it. These developments feed back into the culture of the royal court as it begins to re-form in the early 1580s following Mary’s deposition and James VI’s minority. James VI was a far more learned king than several of his predecessors and this fostered his interest in poetry; but James had also had good reason to regard the political valence of poetry. The 1560s and 1570s had seen a blizzard of polemical poetical broadsides against his mother, often written by the poet Robert Sempill on behalf of the opponents to the queen’s party. Mary Queen of Scots’ poetry, whether the Casket sonnets were wholly hers, partly hers, or not by her at all, had contributed to her political downfall. For James, it was part of the practice of kingship to be in charge of poetry rather than the subject of its charges. His Essayes of a Prentice in the Divine Art of Poesie, printed in 1584, signals the arrival of poetry as a major enterprise at the Scottish court, with the king as its proponent as well as advocate. The Essayes included James’s prose treatise on poetics, Some Reulis and Cautelis to be observit and eschewit in Scottis Poesie. Yet, for all its apparent prescriptiveness, this work conveys a generous sense of the range of types of discourse that are entertained and expected at court. Under James’s aegis, Scottish court writing recaptures some of the variousness most vividly seen before in Dunbar’s writing. James’s treatise recognised the distinctively Scottish nature of
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certain existing types of writing, notably flyting; it also gave a boost to, for Scotland, newer modes, notably the sonnet, a form that flourished throughout James’s Scottish reign and into his English one. James’s own poetry covers a gamut of formal and informal modes, but some of his liveliest poetry about life at court, along with much of his amatory verse, remained in manuscript throughout his life. This is a phenomenon that extends to the writing of many of the principal poets of his reign, notably John Stewart of Baldynneis, Alexander Montgomerie and William Fowler. It is common to explain this through the concept of ‘coterie culture’, an elite milieu in which poets write with reference to and often for each other. But though James is a majestic reference point for the poets of his reign, not all of them write with a strong sense of a developed poetic community, and it may not be wholly accurate to see the insularity of these manuscript-based poems in quite those terms. Stewart of Baldynneis in particular has little to say to or about his fellow-poets, with one exception: James and James’s poetry are the recurring focuses of his work, and the sole surviving MS of his poetry appears to have been dedicated to the king. Stewart’s MS is a showcase for his talents, and it also exhibits the poetic variety encouraged by James: it has translation (his Roland Furious, from Ariosto’s Orlando Furioso); sonnets; lyrics. It concludes with his long religious poem Ane Schersing Out of Trew Felicitie. Ane Schersing works a dramatic variation on the theme of moral choice that is such an abiding one in Scottish courtly writing. It employs the Hercules at the crossroads idea, but its narrator is able with relative ease to resist the blandishments of voluptuousness and to take the path towards felicity. At its revelatory conclusion, he sees ‘the buik of lyf’ in which is drawn the legend ‘IACOBUS SEXTUS HIC SCOTORUM REX’. Whereas earlier Scottish advisory writing frequently posits the monarch as the necessary object of reform and virtuous advice, Stewart identifies James with a divinely inscribed world order. Not since James I’s own Kingis Quair had the heavenly and the Scottish kingly been so closely aligned. Yet there is little evidence that Stewart gained dramatically from this apotheosising of his king; nor is it clear that he was extensively at court in the 1580s, the early part of which was a highly disrupted time in his family life. A greater sense of a poetic community, of sorts, comes through the poetry of, as James was prepared to term him, his ‘Master poet’, Alexander Montgomerie. Throughout his poetic career Montgomerie has more to say to and about other poets, including Robert Hudson and the enigmatic ‘Christian Lindsay’. Montgomerie’s celebrated flyting with Patrick Hume of Polwarth was circulating in the early 1580s and suggests that a poetic competitiveness was encouraged at James’s court. A performative element is also apparent in Montgomerie’s Navigatioun, apparently composed for a masque early in James’s mature reign. But Montgomerie’s period of flourishing at James’s court was relatively brief, probably not more than half-a-dozen years. And it was reliant on his relationship with James. As Montgomerie says in one of the sonnets that almost fetishises their closeness, ‘I feid Affectione vhen I sie his grace/To look on that vhairin I most delyte’. His success brought him recognition and a pension. But, by 1586, his security was coming apart. Montgomerie’s pension was funded from the revenues of the bishopric of Glasgow, and enmities over it, possibly fuelled by his association with Catholic intrigues, drove Montgomerie to the continent. Though he came back to Scotland within a few years, his position was never again as close to the king, and his final years saw him outlawed for involvement in the Ailsa Craig conspiracy. As already suggested, there can be a terrible knowingness in Montgomerie’s poetry, and it extends to his many poems of rejection or frustration. ‘The Oppositione of the Court to Conscience’ writes starkly about the hypocrisy necessary to
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thrive in that environment: ‘First thou mon preis thy Prince to pleis/(Thocht contrare Conscience he commands)/With Mercuris mouth and Argos eis’. It is not necessary to interpret this biographically as a work written after Montgomerie had fallen from grace; he was probably all too aware throughout his life of the precariousness of his serenity at James’s court. Montgomerie’s poems survive principally in manuscript, but his longest poem, the Cherrie and the Slae was printed twice in 1597, the year before his death. Like Stewart’s Schershing, it is an allegorical poem about making the right moral choices, but, where Stewart’s poem is categorical, Montgomerie’s is opaque, to the degree that the allegorical significance of its key symbols, of cherry and sloe, remains disputed. The Cherrie is a vibrant, suggestive, but highly elusive poem. And it was in its day: the 1597 printings indeed circulated the poem in unfinished form. Montgomerie had been at work on it from early in James’s reign. His difficulties in finishing it speak to the sense at the core of his work that vocational and moral choices are hard to square, a sense that was intensified by his court experience. The 1580s were the high decade of James’s poetic court culture, but, as Stewart’s and Montgomerie’s stories show, James’s poets may have not long considered themselves to be a band of brothers, if they ever did in the first place. The real survivor of this nexus was the man who was as valuable to James in other spheres as he was as a poet, William Fowler. Fowler became Queen Anne’s Secretary in 1589 and retained the position after the move of the court to London in 1603. It is a nice irony that the writing of this most career-minded courtier is less obviously ‘of’ the Scottish court than that of Stewart or Montgomerie. Fowler translates (prose as well as verse, Macchiavelli’s Il Principe as well as Petrarch’s Trionfi), and writes quantities of sonnets, including – unusually – a sequence, the Tarantula of Love, and psalms; but his poems do not have the consuming Jamesian focus of his contemporaries. ‘The other night from Court returning late,/Tyr’d with attendance, out of love with state’ wrote another quintessential courtier and Fowler’s successor as Anne’s secretary, Sir Robert Ayton. Ayton is the most integrated courtier and poet in Scottish writing since David Lindsay, and he became more fully ensconced in the royal household than even Lindsay had done. Ayton’s wry resignation towards a way of life utterly familiar and frequently vexing descends from the writing of Dunbar, Lindsay and Montgomerie, but is also significantly different from it. For it is, of course, James’s court in England of which he was writing. With the removal of the court to England Scottish courtly writing becomes more permeable to English influences, and Ayton’s poetry has a Jonsonian or metaphysical given to it. Another era in Scottish courtly writing was opening.
Further reading Dunnigan, Sarah M. (2002), Eros and Poetry at the Courts of Mary Queen of Scots and James VI, Basingstoke: Palgrave Macmillan. Edington, Carol (1995 [1994]), Court and Culture in Renaissance Scotland: Sir David Lindsay of the Mount, East Linton: Tuckwell Press. Mapstone, Sally (1991), ‘Was there a Court Literature in Fifteenth-Century Scotland?’, Studies in Scottish Literature 26: 410–22. Mason, Roger (1999), ‘This Realm of Scotland is an Empire? Imperial Ideas and Iconography in Early Renaissance Scotland’, in Barbara E. Crawford (ed.), Church,
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Chronicle and Learning in Medieval and Early Renaissance Scotland, Edinburgh: Mercat Press, pp. 73–91. Shire, Helena Mennie (1969), Song, Dance and Poetry of the Court of Scotland under King James VI, Cambridge: Cambridge University Press. van Heijnsbergen, Theo (2001), ‘Dunbar, Scott and the Making of Poetry’, in Sally Mapstone (ed.), William Dunbar, ‘The Nobill Poyet’: Essays in Honour of Priscilla Bawcutt, East Linton: Tuckwell Press, pp. 108–33.
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Robert Henryson Antony J. Hasler
In one of his shorter poems, entitled by an eighteenth-century editor ‘Against Hasty Credence’, Robert Henryson delivers the following warning against that stereotypical late medieval menace, the talebearer: Thre personis severall he slayis with ane wowrd – Him self, the heirar, and the man saiklace [innocent].
This fairly conventional poem may not be one of its author’s most striking, but it says much about his work. Henryson shares with other Middle Scots poets an acute sensitivity to the matter of where words come from and where they are going, shown in the principled eclecticism with which he handles genre and register. He constantly worries the boundaries between kinds and styles of writing, and the divisions between texts and the glosses or commentaries on those texts that figure so largely in medieval literary culture. He is deeply interested in interpretation and signs; his understanding of what is at stake when signs are read in the world, or imposed, at whatever cost, on the world, makes him a very serious proposition indeed. This awareness of the ways in which words can trouble other words is often haunted by a sharp, and ambivalent, sense of the relationship between rhetoric and violence. Language, as shown by the slanderous speech in the poem just quoted, can harm and invade; even as it defines and establishes some particularities, it can erase or mutilate others. Henryson’s biography and canon present problems. Outside some poems represented in early manuscripts and in the prints published by Scotland’s first printers Chepman and Myllar, his major works are found in full only in witnesses dating from after his death – the Bannatyne Manuscript of 1568, prints by Thomas Bassandyne and Henry Charteris, and sixteenth-century editions of Chaucer which contain The Testament of Cresseid. The little we know of him suggests that he was no stranger to language in its most executive and instrumental forms: the disciplinary regimens of the medieval schoolroom, the sentences and decrees of the law. Early prints of his poems identify him as ‘scolmaister of Dunfermling’. In 1462, a Magister Robertus Henrisone was admitted to membership of the University of Glasgow as a licentiate in arts and a bachelor in decrees (canon law). Three deeds in the cartulary of Dunfermline, dated 1477–8, mention a ‘notary public’ of the same name. The only certainty about Henryson is that he was dead by 1505, when Dunbar’s ‘I that in heill wes and gladness’ (‘The Lament for the Makaris’) mentions him close to another poet, Stobo, whose death is recorded in that year. A number of shorter poems, their authorship in some cases doubtful, testify to Henryson’s generic surefootedness, his wide range of metrical and stanzaic experimentation, and the sovereign confidence with which he negotiates multiple linguistic registers.
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‘Ane Prayer for the Pest’ builds from the plain and anguished reflection ‘That we suld thus be haistely put doun / And de as beistis without confessioun’ to a transcendently powerful conclusion full of aureate Latinisms and complex internal rhyme. Other religious lyrics include meditations on death (‘The Three Deid Pollis’), old age (‘The Praise of Age’) and obedience and providence (‘The Abbey Walk’), and allegorical dialogues (the two ‘Ressonings’ between Age and Youth and Death and Man). The impressive ‘Annunciation’ weaves together typological images with great delicacy. At the opposite extreme, ‘Roben and Makyne’ is an ironically clever exercise in pastourelle mode. In this, a priggish shepherd rejects an ardent (female) suitor, only to work up an interest in her too late and be told that ‘The man that will nocht quhen he may / Sall haif nocht quhen he wald’. Also comic, in a recognisable vein of medieval burlesque, is ‘Sum Practysis of Medecyne’, a blistering, lexically virtuosic assault on quack physicians. Some of these poems suggest a reflexiveness of which we will hear more. In ‘The Garmont of Gud Ladeis’, the speaker offers his lady elaborately allegorical clothes (a hood of honour, a shirt of chastity, a mantle of humility). Here, the allegory itself is the garment, overwriting the woman’s body with an ethical text that will suit her better than ‘grene nor gray’. ‘The Bludy Serk’ narrates the Redemption as chivalric romance, with Christ as loverknight saving a damsel from a dungeon. Here a moralitas at the end identifies the bloody shirt of the title both as the mortal flesh taken on by Christ and as the poem itself, a memorial icon in verse designed to stimulate meditation and encourage readers to ‘Think on the bludy serk’. The three longer poems on which Henryson’s reputation rests – Orpheus and Eurydice, the Fables and The Testament of Cresseid – go deeper in their exploration of medieval moral discourse. Orpheus and Eurydice engages with the traditions of medieval hermeneutics, and displays Henryson’s propensity for setting multiple interpretive models alongside one another in a single work. The classicising prologue introduces an ancient Greece where male princes learn ‘Thair fadirs steppis iustly to persewe’ through a patrilineal process of imitation. Yet other narratives soon come into play. The Muses are avowedly interlingual beings, their Greek and Latin names both noted, and Orpheus learns his art with his mother’s nourishment; it is Calliope who ‘gart him sowke of hir twa palpis quhyte / The sweit licour of all musike parfyte’. The more vernacular mode of the Middle English Sir Orfeo is also conjured up; Orpheus is an earthly king whose bride ‘Is with the fary tane’. To this narrative, evocatively unstable in itself, is added a moralitas borrowed from Nicholas Trivet’s commentary on Boethius’s Consolation of Philosophy. Orpheus is the ‘part intellectiue’ of humanity, and Eurydice ‘oure affection’ vacillating between reason and the flesh. Aristaeus, the near-rapist who startles Eurydice to flight, is somewhat surprisingly assimilated to ‘gude vertewe’, and the frightened Eurydice flees him for ‘this warldis wayn pleasance’. Some readers, on no firm chronological evidence, have chosen to see Orpheus as an early poem, perhaps an ‘immature’ failure; the scholarly interest in medieval interpretation and translation of the last two decades has led to a fairer estimation. However, it can be said that Henryson seems to delight in the arbitrariness, the plethora of meanings, the multiple imbalances that emerge from the juxtaposition of text and gloss. The poem openly brings this tension into view. In the union of Orpheus and Eurydice, it suggests a kind of allegorical synthesis reminiscent of medieval theories of reading itself, in which the will is trained by reason: Than Orpheus has won Erudices, Quhen oure desire wyth resoun makis pes.
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However, we can hardly help recalling – as the poem goes on to do – that this union is fatally compromised; Orpheus loses Eurydice, and the narrative that contains him is one of loss rather than plenitude. It is not too much to say that when set against its gloss, the fable tells of desire’s victory not only over reason, but also its corollary, the synthesising intellect of the glossator. The Morall Fabillis of Esope the Phrygian – as most modern editions, following the version printed by Bassandyne, call it – takes the relationship between text and comment further. Henryson retells a number of beast fables, and although his exact sources in this tangled tradition remain uncertain, there is some consensus that two in particular matter: a collection of Aesopic tales in Latin verse written around 1175 and ascribed to one ‘Gualterus Anglicus’ (Walter the Englishman), and some version of the French beast-epic Le Roman de Renart. While the lineages of moral fable and beast epic do overlap, their conjunction, as we shall see in a moment, is an unsettling one, and is indeed at the heart of what makes Henryson’s enterprise so remarkable. First, however, it is important to show how Henryson treats the fable in the form he inherited from Gualterus. Gualterus’s versions, in Latin verse, append a brief moralitas or moral and a few lines of sententious additio to each fable. Such works were popular both as school texts – they were easy vehicles for instruction in Latin – and as sources for the exemplary narratives used by medieval preachers. Henryson’s technique, however, complicates this didactic impulse. The fables begin with a prologue, a theoretical statement seemingly designed to orient the reader. It soon reveals itself, however, as something far richer and stranger. Henryson imperturbably juxtaposes a series of claims concerning the pleasure and profit to be derived from fiction, without adjudicating among them. The smoothness of the stanzas only partly masks an oddly accumulative, paratactic shape to the argument, and the reader is not so much given cogent direction as opened up to a potentially bewildering variety of possibilities. Nor is it easy, in Henryson’s approach, to locate the beast-fable’s convention of the speaking animal. If literary beasts can represent bestial human concupiscence (‘carnall and foule delyte’), these animals are also logicians who can ‘Ane sillogisme propone, and eik conclude’. Figural creatures straddling the boundaries between nature and culture, they query our capacity to interpret the world through fables. This is already apparent in the collection’s first fable, ‘The Cok and the Jasp’. A cock pecking at the leavings on a barnyard floor finds a jewel. It rejects it on what seems the most ‘reasonable’ of grounds; it is no great lord, and prefers ‘thing of les auaill’ that will fill its belly. This rooster is so sensible that it is a shock to pass to the moralitas and learn that the jewel ‘Betakinnis [betokens] perfite prudence and cunning’, and that the cock represents a fool, who is ‘enemie to science and cunning’ because he mocks what he cannot understand. There is clearly provocation here. The cock, after all, is no enemy to the jasper-stone; it is admiringly appreciative, but finds the jewel alien to its avian nature – a nature which finds voice in eloquently shaped human rhetoric. Nor can the cock be faulted for not realising that he has found a figurative jewel rather than a real one. Readers have sought to harmonise fable and moralitas, have treated the moralitates as unfortunate irrelevances that ground Henryson all too firmly in late medieval reading practices, or have seen in them a despairing sense of the failure of worldly life to relate to idealising moral patterns. The most suggestive readings find a more dynamic relationship between the fables and their often arbitrary morals: the moralitas does not exhaust the fable’s meaning so much as send us back to it for new insights, always alert to the deceptions of language and the dangers of premature closure.
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To complicate matters further, the ‘moralities’ themselves vary – there is, indeed, a clearer fit between some fables and their morals than others, so that we are presented with something of a sliding scale. Much of the time there is a playfulness in Henryson’s hermeneutics, matched within the tales by a considerable delight in witty dialogue. ‘The Cock and the Fox’ both retells and reworks Chaucer’s Nun’s Priest’s Tale, adding a triple commentary on Chanticleer’s abduction voiced by his flock of hens. The tone, superbly modulated, moves through Pertok’s courtly lament for her lover (‘Yone wes our drowrie and our dayis darling’) and Sprutok’s fabliau-like commentary on his sexual shortcomings (‘Off chalmerglew, Pertok, full weill ye knaw/ Waistit he wes’) to Coppok’s eruption into a fierce sermon against lechery. Though roosters are not noted for monogamy, Coppok turns the full force of her wrath on ‘Adulteraris’ in an energetic sermon: Thairfoir it is the verray hand off God That causit him be werryit with the tod.
As Coppok shows, glossing and interpretation are as likely to occur within the narration as outside it in the moralitas; and while the effect here is entirely comic, such moments in Henryson’s collection have a grimmer edge too. Transgression of the boundaries between fable and moral goes with an inflection of the tales towards the social, with commentary sometimes satiric, sometimes irremediably bleak. In one of several scenes which suggest Henryson’s legal experience, a sheep is literally fleeced by a corrupt court, consisting entirely of birds and beasts of prey. Henryson moves into a historical moralitas – the sheep is the oppressed ‘pure commounis’, the predatory court officials (wolf, raven, kite) their human-world equivalents (‘ane schiref stout’; ‘ane fals crownair’). But the fable doubles back into itself and fictive lines are crossed; the moral’s impersonal speaker, suddenly embodied as a chanson d’aventure passer-by, overhears the sheep lamenting in the bitter winter cold (‘O lord, quhy sleipis thow sa lang?’). Other narratives also set up continuities that disrupt the divisions between tale and tale. This is especially true of the tales connected to the Roman de Renart, which traverse the larger collection of Fables with a multi-generational vulpine epic. Where the pattern of tale-plus-morality holds out the chance, however complicated in practice, that fiction may reach to other kinds of truth, the Renardian tales bring something else again. As might be expected from these classic trickster narratives, they offer a signifying universe up for grabs, but eluding the grasp: words are infinitely manipulable, and can be prised loose from their referential function to take on a weirdly autonomous life, acquiring the substance of objects, actions, even blows. In ‘The Fox and the Wolf’, a well-educated fox reads his future in the stars, and realises that he is doomed if he does not amend his ways. Following the penance imposed by a broad-minded confessor (‘Freir Volff Waitskaith’) – who seems unconcerned that the fox’s sole regret is that he has eaten too few hens! – he looks for fish, but is afraid to wet his feet. Catching sight of a kid, he seizes it and in a warped baptismal ceremony both drowns and rechristens it (‘Ga doun, schir Kid, cum vp, schir Salmond, agane’). Finally basking in the sun, he contentedly speculates that his newly filled paunch would make an excellent target for an arrow – and is promptly shot by the enraged goatherd seeking his lost charge. The fox expires with a regretful sigh: Me think na man may speik ane word in play, Bot now on dayis in ernist it is tane.
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The fable’s manipulated sacraments and unanticipated shocks speak not just of ‘play’ and ‘ernist’, but of a deeper and less settled anxiety: in this carnal world, what purchase do words have on their referents, and how does such shiftiness affect the business of moral interpretation? What does emerge quite unequivocally from the fable is a direct bond between performative language and an often-murderous violence; a drowned kid turns to a salmon in a vicious metamorphosis, the fox’s words of sated contentment become a selffulfilling prophecy. This disquiet is addressed in the pivotal tale of the Fables and its prologue. The narrator has a dream encounter with Aesop himself – an undisputed literary father, ‘The fairest man that euer befoir I saw’. The pessimistic Aesop, however, casts doubt on the entire enterprise of making moral fictions: [. . .] quhat is it worth to tell ane fenyeit taill, Quhen haly preiching may na thing auaill?
Urged by the narrator, however, he tells the familiar fable in which a lion spares a lowly mouse and is rewarded for his mercy when its friends free him from a hunter’s net. If the ordering of the fables in the Bassandyne print reflects the author’s own, this fable is at the structural centre of the collection; it also has Aesop’s own authority behind it. According to Henryson’s direct moralisation, the lion may signify ‘Ane potestate, or yit ane king with croun’. This has led some readers to find direct topical allusions to James III’s reign (1460–88). While this view has had a mixed reception, the fable, in its adherence to the genre of advice to princes, nevertheless does enact the general notion that feigned fables can make meaningful interventions in the political world. By a striking displacement, however, the succeeding fable, ‘The Preaching of the Swallow’, bitterly exemplifies the failure of prudential counsel, and becomes a precise illustration of Aesop’s point that ‘haly preiching’ is indeed of no avail. The swallow’s advice to its fellow-birds to peck up flaxseeds before the fully-grown flax can be woven into the hempen nets of the fowler goes unheeded, and like poor readers of allegory the birds are distracted by the chaff spread over the net as bait – under the delusion that it is corn – and trapped and killed. It would be hard to find a more succinct demonstration of St Augustine’s point, made in the De doctrina christiana, that seduction by the surface delights of the letter leads to slavery to signs, and so to spiritual death. If the Bassandyne order is regarded as significant, we see here a downturn in the fables that grows ever more pronounced. All the remaining tales, at some level, take up the notion that signs are fraught with peril. In ‘The Fox, the Wolf and the Cadger’, interpretation and violence again go hand in hand, and the connection between them turns on the word ‘nekhering’, roughly glossed as ‘a blow on the neck or shoulders’. The fox and wolf set out to rob a ‘cadger’ (a travelling fish pedlar). The fox steals the cadger’s herrings, and is threatened by the cadger with a ‘nekhering’ if he tries it again. When the wolf’s turn at theft comes, the fox tells him about the cadger’s ‘nekhering’. In the fox’s wonderful depiction this takes on a spurious linguistic reality as a kind of super-herring, surpassingly tasty and succulent (‘It is ane syde off salmond, as it wair,/ And callour, pypand lyke ane pertrik ee [partridge’s eye]’). The wolf, not the brightest of exegetes, receives the blow, and the tale ends with a double moral. The moralitas proper interprets the cadger as death, and ‘mychtie men’ are told to ‘haif mynd/ Of the nekhering, interpreit in this kynd’. But we cannot easily forget that within the tale, the term ‘nekhering’ has already been subjected to a less elevated interpretation, which as the brutal payoff underlines has left the wolf’s blood ‘rynnand ouer his heillis’.
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And so it goes on. In ‘The Wolf and the Lamb’, a lamb’s elaborate rhetorical defence does not save him from the teeth of an angry wolf. In ‘The Wolf and the Wether’, a wether foolish enough to disguise itself as a sheepdog and chase a wolf gets its inevitable comeuppance. In the final ‘The Paddock and the Mouse’, a mouse is offered a ride across a river by a hideous toad, but rejects it on the most unimpeachable grounds of medieval physiognomy (an ugly face must betoken a wicked mind). The toad replies that ‘Thow suld not juge ane man efter his face’, words which are both touchingly upbeat and entirely in accordance with our position as experienced readers of Henryson, who know that appearance cannot be relied on to coincide with reality. Only in midstream does the mouse discover that the physiognomists were right: the toad tries to drown the mouse, and is only prevented when a kite brutally carries off both creatures. A moralitas glosses the mouse as soul, the toad as body, and the kite as death. ‘The Preaching of the Swallow’ begins with an allusion to the medieval commonplace of the world as God’s book: ‘we may haif knawlegeing / Off God almychtie be his creatouris’. The Fables, however, are more likely to leave us with the sense that that book is illegible; as Augustine once again would have argued, we are aliens in our own place, lost in a wilderness of signs from which we can never, in this life, expect truth. Henryson’s talking animals inhabit a liminal realm where meaning is slippery both for characters and for those invited to read them. Words, far from opening up new levels of being, are maddeningly material and opaque, liable to turn on their wielders. (This is most obvious in the proverbs with which the characters persistently batter one another, or which accompany moments of particular Schadenfreude.) Through them we contemplate not only the statutory body–soul duality that Henryson explicitly mentions; we also glimpse at a distance a pedagogic culture in which coercive violence marks the line between the subject’s body and the symbolic order of language it must enter. Henryson’s vexed relationship to the cruelties of the sign is most evident in The Testament of Cresseid, by common consent one of the most powerful and disquieting poems of the late Middle Ages. The poem responds to Chaucer’s Troilus and Criseyde, which tells of the doomed love-affair between the Trojan hero Troilus and Criseyde, daughter of the renegade Trojan priest Calchas. Criseyde ultimately leaves Troilus for the Greek Diomede, and for a future as a literary archetype of female infidelity. In Chaucer, Criseyde enters this afterlife of ill-repute with a plaintive awareness of what will become of her, and accompanied by a good deal of authorial apology for her behaviour which readers have found notoriously difficult to decode. In contrast to the expansive later books of Chaucer’s poem, Henryson’s has a punishing brevity which can seem like the enactment of a death sentence. Cresseid is abruptly dropped by Diomede and (it is implied, though the matter is in fact far from clear) becomes a prostitute. Taking refuge with her father, Calchas, she is moved to curse the gods who led her to believe that she was ‘the flour of luif in Troy’. They respond, and in a nightmarish sequence, try her for blasphemy and punish her with leprosy. The brief poem builds towards its powerful culmination. Banished to the ‘spittaill hous’ ‘at the tounis end’, the hideously disfigured, by now unrecognisable Cresseid and her fellow-lepers are begging by the roadside when the noble Troilus rides by. In an extraordinary moment, the creature before him calls to mind the face of ‘fair Cresseid, sumtyme his awin darling’ and he is seized by a sudden fever; and yet, the narrator tells us with devastating simplicity, ‘not ane ane vther knew’. Only after Troilus has passed does Cresseid learn his identity; overwhelmed by guilt (‘Nane but my self as now I will accuse’) she dies, after bequeathing what little she has in a last will and testament. The poem ends, once again, with rumour – ‘Sum said’ he built her a tomb
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and inscribed her epitaph on it – and a warning to the ladies in the audience against deception in love. For a long time the Testament was caught in the fruitless debate about the validity of the label ‘Scottish Chaucerian’ as applied to Henryson. The label, of course, ascribes a fixation on ‘originality’ to a period in which authorship had far more to do with intertextual imitation and echo; it makes as little – and as much – sense to call Henryson a Scottish Chaucerian as it does to call Chaucer an English Boccaccian. Any assessment of the poem, however, must take into account the remarkable reading, and revision, of Chaucer that Henryson performs. The wintry opening is a series of unexpected reversals. The poem’s first words tell us that ‘Ane doolie sessoun to ane cairfull dyte / Suld correspond’ – that the season, in short, should fit the poem composed in it rather than the other way round. Its narrative opens beneath an impossible planetary conjunction; and indeed Henryson’s poem, often treated and even printed as a sequel to Chaucer’s, stands in an impossible conjunction with its precursor. It cannot be fitted into Chaucer’s temporal scheme: the Troilus who has come to terms with Cresseid’s death at the end of the Testament can hardly be the man who, at the end of Chaucer’s poem, is cut off on the battlefield by ‘the fierse Achille’ (V. 1806) while ferociously pursuing Diomede. Against this background, Henryson develops a narrator – an aged exlover who treats reading as an aphrodisiac, hoping that it will refresh his ‘faidit hart’. After finishing Chaucer’s Troilus, he takes up ‘ane vther quair’ to read the tale of ‘fair Cresseid, that endit wretchitlie’, with the words ‘Quha wait gif all that Chauceir wrait was trew?’ In this ambiguous figure’s response to Cresseid, prurience and Chaucerian ‘sympathy’ alternate nearincoherently, rather as if one of the extended apologiae from Book V of Troilus and Criseyde were being played in insane, gabbled fast-forward. In the climactic trial by the gods, Henryson’s narrator steps in to appeal for Cresseid; after this he almost fades out, to be superseded increasingly by Cresseid herself and finally by the moralising of the very last stanza. The trial by the planetary deities is as ambivalent as this narrator. The Middle Ages saw a link between leprosy and lechery, even conceiving of leprosy as itself a venereal disease. On one level, then, Cresseid’s ‘exclusion’ from Diomede and from human society are metaphorically linked, as Riddy observes. Yet the gods are less interested in her sexual transgressions than in the ‘fraward langage’ she directs against them, and few readers have failed to see their response as excessive. After the trial, Cresseid’s progress is marked by a series of generic episodes: a ‘complaint’ in which she treats herself as an exemplum for an imaginary audience of fair ladies (‘In your mynd ane mirrour mak of me’), a lament, and the last testament. Though some of these are rhetorically spacious, they are pitched against an increasing sense of their own redundancy: ‘thy weiping’, a ‘lipper lady’ in the spital tells her, ‘dowbillis bot thy wo’. Critical conflict over how to read this stark, moving and disconcerting work abounds. Some have argued that in its course Cresseid acquires self-knowledge, learning to blame herself for her predicament instead of evasively generalising it, or condemning others. Such a reading sorts well with the notion that Henryson’s Cresseid, like Chaucer’s pagans in Troilus and The Knight’s Tale, is striving towards a grasp of her predicament in an unenlightened world from which Christian revelation is as yet withheld. An honorable line of Henryson critics has praised the poem’s deep humanity. Not all readers, however, have been quite so sanguine about the matter of Cresseid’s ‘responsibility’ for her fate; more than any other poem in the Middle Scots canon, the Testament has provoked some major feminist readings. In this frame, Troilus’s ‘knichtlie pietie’ is no longer so unequivocal; his failure to recognise Cresseid in the leper figures the distance between his nostalgic male
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enclave of romance and the all-too-material world of history to which she has been consigned. Her appearance provokes in him an erotic memory of romance fantasy which is also a disavowal, and when he drops money in her lap he is paying for that fantasy, as Margherita argues. Cresseid, whose punishment, Kafka-style, is written on her body, has been compared to the condemned man whose spectacular and atrocious public execution sustains the pre-modern regimes described by Michel Foucault. If we identify with her, this may have less to do with the moralising ‘sympathy’ of humanist criticism than with the Foucauldian notion of power’s economy; the surplus horror of her punishment signifies not the legitimacy of its justice, but the victim’s perverse apotheosis. There is a similar undecidability in the risk to which the poem exposes the transmission of literary authority among male authors. The poem draws on the standard tropes of medieval anti-feminism, yet it makes patent the reliance of such tropes on the tongues of men. Even its most notably misogynistic moments, such as its claim that Cresseid fell into prostitution (‘into the court, commoun’) are constantly accompanied by a ‘sum sayis’, or ‘sum men sayis’ – insinuations which are as insubstantial as they are inescapable. Henryson’s poem follows Chaucer in its meticulous identification with Cresseid, its imagining of her inner thoughts. At the same time, we are reminded that Criseyde/Cresseid is a literary figure, a common subject passed from poet to poet just as she is from Diomede to Calchas to Troilus within the poem. As each of them attempts to secure her meaning – Diomede sends her a ‘lybell of repudie’, Troilus commemorates her with the most lapidary of epitaphs – she comes close to figuring poetic language itself, the unstable, mutable matter which always threatens the control of male poets. The leprosy with which the gods afflict her within the poem is, after all, Henryson’s own particular innovation; they are performing the difference to the tradition that his poem makes. As Chaucer’s Criseyde looks ahead to her literary future, her deepest fear is that ‘thise bokes wol me shende [destroy]’ – and Henryson provides the book that does just that. In a subtle act of literary usurpation, he takes the metaphors of Chaucer’s poem and renders them literal, thus, as Fradenburg points out, assigning primacy to his own poem and turning Chaucer’s earlier work into a kind of secondary, figurative foreshadowing. The Testament of Cresseid brings together several paradoxes about Henryson. His is an art of both superb control and emotional force. As a long tradition of criticism has shown, Henryson’s work satisfies readers seeking aesthetic unity, while there are few medieval poets who can be so concentratedly funny, or so moving. Yet, it also speaks with a special intentness to readings suspicious of the price exacted by singular meanings, and alert to contradiction rather than resolution – to current critical concern with gender and writing, with the violence of the sign, with the historicist approaches to hermeneutics and pedagogy that have lately influenced medieval studies. There is in Henryson’s problematic art some remainder that eludes containment, and the Testament shows it. When Cresseid dies her worldly goods are not all bestowed. Her body is left to be eaten by worms and toads, her spirit to walk with the goddess Diana in ‘waist woddis and wellis’. But Diomede, she thinks, has ‘baith broche and belt’ that she received from Troilus. In Chaucer, it is her gift of that brooch to Diomede that to Troilus, and even to Chaucer’s energetically flexible narrator, seems excessive (‘and that was litel nede’); when Troilus glimpses it on Diomede’s captured ‘cote-armure’, it becomes the final token of Criseyde’s betrayal. The brooch is always more than needful; it is a surplus that cannot be laid to rest even by this poem. Passing in the opposite direction to Cresseid herself, it marks her passage, hinting that the series of transactions surrounding her will never fully be closed, and that readers will continue to ask difficult questions of Henryson’s work.
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The author particularly acknowledges the contribution to the completion of this chapter of the texts by Louise Fradenburg and Gayle Margherita
Further reading Fradenburg, Louise O. (1982), ‘Chaucer and the Middle Scots Poets: Studies in Literary Reception’, unpublished Ph.D., University of Virginia. Goldstein, James (2006), ‘“Not al grunded vpon truth”: Discipline and Relaxation in the Poetry of Robert Henryson’, in Peter Brown (ed.), A Companion to Medieval English Literature and Culture c.1350–c.1500, Oxford: Blackwell. Gray, Douglas (1979), Robert Henryson, Leiden: E. J. Brill. Margherita, Gayle (2000), ‘Criseyde’s Remains: Romance and the Question of Justice’, Exemplaria 12:2: 257–92. Riddy, Felicity (1997), ‘ “ Abject odious”: Feminine and Masculine in Henryson’s Testament of Cresseid’, in H. Cooper and S.Mapstone (eds), The Long Fifteenth Century: Essays for Douglas Gray, Oxford: Oxford University Press, pp. 229–48. Spearing, A. C. (1985), Medieval to Renaissance in English Poetry, Cambridge: Cambridge University Press.
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William Dunbar Priscilla Bawcutt
Dunbar ranks high in the pantheon of Scottish poets. Intelligent, if not profoundly intellectual, witty and sardonic, he is admired for his metrical virtuosity, the energy of his language, and the vividness of his imagination. Despite the lapse of five centuries, Dunbar retains a remarkable power to excite, to move, and indeed occasionally to infuriate – some of his views, concerning women, for instance, or speakers of Gaelic, may strike modern readers as far from politically correct. Yet, his finest poems are in no way dated or parochial, although securely rooted ‘heir at hame’ in late medieval Scotland, and treat of perennial themes. It is a testimony to Dunbar’s genius that his words are not only discussed by scholars, but quoted and echoed by modern poets as various as Hugh MacDiarmid, Robert Garioch, Gavin Ewart and David Harsent. This is true of very few medieval poets. There is a tantalising lack of biographical information about Dunbar. What little we know of his life derives partly from his own poems – yet the words of such a jesting and ironic poet must always be treated with caution – and partly from the presence of his name in contemporary records, such as those of the University of St Andrews and, even more importantly, those known as The Treasurer’s Accounts, which document the expenditure of the royal household. Dunbar was probably born c. 1460, at the beginning of the turbulent reign of James III. His parentage is unknown, but he was a Lowlander, and probably came from the Lothians, the most fertile and most prosperous region of Scotland. He is very much a city poet, and during the reign of James IV (1488–1513) spent many years in Edinburgh, of which he has left two vivid and humorous sketches. The last mention of him in the records is dated 14 May 1513, only a few months before James IV’s disastrous invasion of England and death at the battle of Flodden (9 September 1513). Dunbar may possibly have lived on into the troubled early years of the reign of James V (1513–42), but there is no firm evidence that he did so. It is clear, however, that Flodden was a watershed: the brilliant court culture of James IV that Dunbar both celebrated and satirised had come to an end. Dunbar attended St Andrews University in the late 1470s, and was listed among the licentiates, or masters, in 1479. The arts course, conducted in Latin, was modelled on that of Paris University, and dominated by the works of Aristotle and his medieval commentators. There is no evidence that Dunbar had a higher degree in law, but, like other educated Scottish laymen, he sometimes acted in the courts as a procurator, or advocate. On several occasions between 1502 and 1504, he represented different litigants in an acrimonious law suit concerning the property of a Fifeshire laird, Sir John Wemyss of Wemyss. Dunbar’s close acquaintance with the practice and terminology of the law, more particularly the law of inheritance, is often evident in his poetry: he jokes about the ‘breif of richt’ in one (no. 47; all quotations, slightly modernised in spelling, are taken from The Poems of William Dunbar, ed. P. Bawcutt, published by the Association for Scottish Literary Studies
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in 1998); makes a metaphorical application of the distinction between the ‘nearest’ and the ‘verray’ heir in another (no. 49), and devotes two satirical poems to the corruptions of lawyers and their clients (nos 2 and 74). In a more idealistic vein he voices his belief in the king as the fount of justice (nos 9, 37, and 52). It was common for those who had received a university education to enter the Church, and Dunbar became a priest, although not until 1504, comparatively late in his life. His desire for a benefice is often voiced in his poems: in one he half-comically implies that he had youthful expectations of a bishopric (no. 68); in another, more humbly, he says that he would be content with a poor rural ‘kirk, scant coverit with hadder [roofed with heather]’ (no. 79). By 1509, if not earlier, Dunbar was a chaplain, possibly in the royal household, but he never attained high office in the Church. Perhaps he was temperamentally unfitted for such a role, or perhaps – unlike his poetic contemporaries Walter Kennedy and Gavin Douglas – he lacked the patronage of influential noble kinsmen. Whatever his status in the Church, Dunbar’s religion was far from superficial. His devotional poems are few in number, but impressive in quality. Those treating of the Passion (no. 1), the Annunciation (no. 58), and the Resurrection (no. 10) are the finest religious poems to survive from pre-Reformation Scotland. (It is possible that Dunbar wrote others that were suppressed by the Reformers.) Nothing is known of Dunbar’s life between 1480 and 1500. No firm evidence survives to confirm any of the sometimes far-fetched speculations – that he participated in a Scottish embassy to France in 1491, for instance, or that he was a member of the French king’s Scots Guard. Yet several of Dunbar’s poems imply familiarity with foreign countries, and it is not implausible that during this period he may have been abroad. The best-documented years, however, are those between 1500 and 1513. In 1500, he was awarded a royal ‘pensioun’, or annual salary, of £10; in 1507, this was increased to £20; and in 1510, it was raised again to £80, a considerable sum at that time. As a member of the king’s household, Dunbar would also receive a livery, or twice-yearly allowance of clothing, and other occasional fees. Precisely how he was employed is not certain. He includes himself among ‘the kirkmen, courtmen and craftismen fyne’, who served James IV (no. 67), but did not hold a high office of state, such as the Treasurer. There may have been some recognition of his poetic genius in the award of a pension, but it is improbable that Dunbar was paid solely for being a poet. Authorship in this period was not normally a full-time occupation, and it is likely that he held a fairly lowly position among the ‘servitouris’ as a scribe, secretary, or envoy. Nonetheless, the court was of enormous significance for Dunbar’s poetry. In the first place, it provided him with his audience, small, intimate and mostly well educated. Several of his poems are addressed directly to the king, a smaller number to the queen, and many others envisage readership by members of the court circle, churchmen, lawyers and clerks, some of whom, like himself, were also poets. In one poem Dunbar comments revealingly on an earlier one, which contained a comic portrait of a fellow-courtier. Addressing the queen, he says: Thocht I in ballet did with him bourde, In malice spack I nevir an woord, Bot all, my dame, to do you gam. (no. 73)
Poetry-making here sounds like an extension of conversation. A playful ‘bourde’, or jest at another’s expense, is intended to provoke ‘gam’, or amusement, in the listeners. We should
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not, however, trust Dunbar’s disclaimer of malice – there is often a hard, cruel, edge to his comedy. We should not conclude either that he was merely a coterie poet. There is evidence that many of his poems were read far beyond the confines of the court. The court, however, supplied Dunbar with much of his subject matter. He celebrated the wedding of James IV and Margaret Tudor in 1503 with the work now known as The Thrissill and the Rois (no. 52), and wrote shorter poems, welcoming Margaret to Scotland (no. 15), and describing her visit to Aberdeen in 1511 (no. 8). Two similarly topical pieces concern Bernard Stewart, the distinguished French soldier and diplomat, who visited Scotland in 1508: one is a panegyric on his virtues (no. 56), the second an elegy (no. 23) following his unexpected death. Such poems observe the unwritten rules for court eulogy: their diction is ornate and learned, the style is highly rhetorical, and the poet speaks not just as an individual, but as a representative of the ‘Scottis natioun’. Many poets from other European courts at this period treated similar themes, but usually at much greater length. It is characteristic of Dunbar that his poems in this mode are short and elegant, and are not sycophantic. The Thrissill and the Rois well illustrates his deftness of touch: designed to compliment the king and his young bride, it also conveys a serious message concerning a king’s duty to enforce justice, to protect his country from invasion, and to be himself a model of virtue. All these poems are excellent examples of their kind, but if Dunbar had written nothing else, it is doubtful whether he would be so admired today. Dunbar also takes the court as his subject, in a different way. He views it with a critical and sardonic gaze, and observes a multitude of fools, parasites and rogues parading ‘Daylie in court befoir myne e’ (no. 67). It is remarkable how often phrases such as ‘in court’, or even more specifically ‘in this court’, figure in his poetry. Dunbar was no doubt aware of the varied medieval traditions of court satire – exemplified in Walter Map’s De Nugis Curialium, or Courtiers’ Trifles – which may have contributed to his more general criticism of the ‘courtis of noble kingis’ (no. 47; compare also nos 5, 67 and 81). But several of his poems are targeted at specific individuals: the paragon of fools, Sir Thomas Norny (no. 39); the large, clumsy official of the Wardrobe, James Dog (nos 72 and 73); and the irreligious abbot of Tungland, whose enthusiasm for alchemy was shared by the king (no. 4). All these poems abound in comic invention. The first piece on James Dog is remarkable for its witty deployment of canine images: when the poet approaches him, he barks and snarls, and undergoes a ludicrous metamorphosis from tyke to mastiff to ‘messan’, or lapdog. More serious and substantial poems contain a weight of saeva indignatio, directed against the idlers and spongers who haunt the court (no. 67), or against the Highlander ‘Donald Owyr’, a man whom Dunbar regarded as a traitor and the focus of a serious revolt in the Highlands between 1503 and 1506 (no. 27). Dunbar is unrivalled at communicating the anxieties of a minor courtier: lack of recognition, envy of those who appear more successful, fear of encroaching age, and, above all, a sense of insecurity in a highly competitive world. In a fine poem on mortality, ‘In to thir dirk and drublie dayis’ (no. 26), Despair counsels the sleepless poet to ‘provyde’ for the future: Or with grit trouble and mischeif Thow sall into this court abyd.
But these sentiments are most pervasive in Dunbar’s petitions, an important section of his oeuvre, which has not always received sympathetic treatment from critics. They have been termed ‘begging poems’, a pejorative label which fails to take account of their social origins.
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In the patronage system of this period, it was often necessary to make supplications to those in power, if one wished to receive promotion, to correct an injustice, or even to obtain the arrears of one’s pension. Dunbar’s petitions contain some of his finest poetry, and have a wide range of tone. Some have a practical purpose; some are light and jesting; others sombre and deeply melancholy. The self-depiction in these poems is often humorous. In ‘Sanct salvatour, send silver sorrow’ (no. 61) the speaker is so poverty-stricken that he is obliged to do without breakfast. In ‘Schir, lat it never in toune be tald’ (no. 66) there is a subtle balance between pathos and self-mockery in Dunbar’s adoption of the persona of an old horse; excluded from the stall at Yule, he begs for his Christmas livery, which puns on the term’s double significance as both an allowance of provender for a horse and a courtier’s set of new clothes. It is striking how many of Dunbar’s poems, not only the petitions, are preoccupied with the self. In one he exclaims: ‘In sum pairt of my selffe I pleinye’ (no. 68), and several begin in the first person: ‘Full oft I muse and hes in thocht’ (no. 14), or ‘I seik aboute this warld onstable’ (no. 20). They utter complaints: ‘Complane I wald’ (no. 9) and ‘Schir, I complane of injuris’ (no. 64), and voice uneasy questions: ‘How sowld I rewill me?’ (no. 18) and ‘Quhom to sall I compleine my wo?’ (no. 54). The third stanza of ‘In to thir dirk and drublie dayis’ signals this self-concern with its emphatic repetitio on ‘I’: I walk, I turne, sleip may I nocht, I vexit am with havie thocht, This warld all ouir I cast about, And ay the mair I am in dout, The mair that I remeid have socht.
This is not the egocentricity of love – Dunbar is not noted for his love lyrics – but springs from ‘exces of thocht’, a phrase that forms part of the refrain to no. 68. ‘Thocht’ signifies a painful brooding over life and mutability, and informs many of Dunbar’s more serious poems, including what is probably by far the most famous: ‘I that in heill wes and gladnes’ (no. 21). Its popular title, ‘The Lament for the Makars’, which was conferred not by Dunbar, but by eighteenth-century editors, is somewhat misleading. The poem is not primarily an elegy for dead poets, but a meditation on death’s inevitability. Dunbar’s tone is melancholy, but far from morbid. There are undoubtedly some conventional topics in these poems, and critics have debated to what extent they are autobiographical. It is the present author’s view that there exists nothing in earlier Scottish poetry that is so nakedly personal or intimate. It is not just his own voice that is heard in Dunbar’s poems. He is not a dramatist, nor primarily a narrative poet, yet many of his poems are highly dramatic. He has a good ear for the varieties of speech, and this is one reason why his poems are so lively and catch the attention. Several consist almost entirely of dialogue between two speakers, yet all differ in tone and structure. They include a highly patterned and formal debate between two symbolic birds, the merle (blackbird) and the nightingale, on the nature of true love (no. 24); an erotic and at times obscene dialogue between two lovers (no. 25); a comic discussion between ‘twa cummaris’ on Ash Wednesday (no. 57); and the poet-dreamer’s evasive conversation with the Devil, who visits him in the shape of St Francis (no. 77). The Flyting of Dunbar and Kennedy (no. 65) consists of nothing but talk – angry talk – and represents a quarrel between Dunbar and Walter Kennedy, his friend and poetic rival. Dunbar’s section of The Flyting is particularly dramatic: he not only fills it with his own
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powerful invective, but embeds in it the strident shouts of ‘carlingis’ and fishwives. Towards its climax, he depicts Kennedy, fleeing down an Edinburgh street pursued by boys and dogs: Off Edinburch the boyis as beis owt thrawis, And cryis owt, ‘Hay, heir cumis our awin queir clerk!’ Than fleis thow lyk ane howlat chest with crawis, Quhill all the brachis at thy botingis dois bark. Than carlingis cryis, ‘Keip curches in the merk. Our gallowis gaipis, lo, quhair ane greceles gais!’ Ane vthir sayis, ‘I se him want ane ane sark, I reid yow, cummer, tak in your lynnyng clais’.
Dunbar’s most ambitious poem, The Twa Mariit Wemen and the Wedo, consists largely of dialogue: it is a tretis, or story, in which the poet overhears two young wives and a widow, alone in a beautiful garden on Midsummer Eve, talking freely about love, sex and marriage. Each wife, interrogated by the widow, complains about her husband’s unkindness and sexual inadequacy; the widow then exclaims: ‘Now tydis me to talk’, and instructs them how to outwit their husbands, and exploit them for their own satisfaction. The ‘talk’ in this poem is far from naturalistic; it consists of three rhetorical monologues, of which the widow’s ‘ornat speche’ is the longest and most eloquent. The work is written in unrhymed alliterative verse, characterised by a distinctive archaic poetic diction. Despite these constraints Dunbar often achieves the effect of angry and passionate speech. The first wife begins her denunciation of her old husband in flyting style: I have ane wallidrag, ane worme, ane auld wobat carle, A waistit wolroun na worth bot wourdis to clatter, Ane bumbart, ane dronbee, ane bag full of flewme, Ane scabbit skarth, ane scorpioun, ane scutarde behind. To se him scart his awin skyn grit scunner I think.
The second wife describes how she lies awake at night, cursing the evil kindred who married her to a man she did not love, and how she resists his advances: ‘My hony, hald abak and handill me nought sair’. The poem, of course, purports to represent women’s speech. Challenging the norms of female linguistic inhibition, all three women are remarkable for their sexual frankness and breaking of verbal taboos. The widow may advise the wives to assume a modest demeanour and resemble ‘turtoris in your talk’, but in practice they share men’s taste for ‘langage of lichory’. The work reveals Dunbar’s interest in language. It is sprinkled with brief comments on the way people talk: their words are sometimes ‘sweit’, but, revealingly, more often ‘ryatus [licentious]’ and ‘cummerlik’. At the very end of The Twa Mariit Wemen and the Wedo, the narrator himself speaks to his ‘auditoris’, and questions this actual or imagined audience: Of thir thre wanton wiffis that I haif writtin heir, Quhilk wald ye waill to your wif, gif ye suld wed one?
There is a clear comic parallelism between the inner story and its frame: instead of a woman interrogating women, the male poet addresses men, and singles out for consideration one
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of the widow’s most contentious topics, choice of marriage partners. Dunbar intended this poem to provoke debate among its earliest listeners and readers, and it is not surprising that the debate still continues among modern critics, on many issues ranging from the role of the narrator to the depiction of the women. In its structure the poem draws on the tradition of demandes d’amour, the playful discussion of love in the form of questions and answers. Dunbar has reshaped this courtly pastime, however, into something far more savage and painful. The women speak bitterly of their married experience, and compare their husbands to insects, reptiles, beasts of burden and other sick animals. The imagery is degrading and humiliating. Dunbar calls himself ‘Dunbar the mackar’ (no. 70), and elsewhere speaks of his verse as ‘making’ (no. 64). These terms, which were probably inherited from Chaucer, were new at that time in Scottish poetry, and not in common use among his contemporaries. They seem to lay stress on the poet as skilled craftsman, and the poem as artefact. This aspect of Dunbar was singled out by Edwin Morgan in a 1952 essay, reprinted in Essays by Edwin Morgan (1974): What is immediately noticeable in his work is the display of poetic energy in forms that have considerable technical and craftsmanly interest.
Dunbar’s genius lies less in his ideas or thoughts – which were largely the commonplaces of the age – than in the form and texture of his poems. It is in this respect that he is most original and creative. He liked to experiment with different poetic kinds – dream vision, fable, debate, elegy, testament, flyting – and he had a taste for parody, which seems characteristic of writers acutely aware of the formal aspects of poetry. But Dunbar cannot be easily classified. He liked to subvert generic expectations, or put old genres to new uses: a poem which starts as a religious vision turns out to be a diabolic delusion (no. 77), and a down-to-earth satiric complaint on the evils of the age ends with a vision of the Last Judgement. Some of the pleasure of The Twa Mariit Wemen and the Wedo derives from its intertextuality; in it Dunbar wittily alludes not only to the demandes d’amour, but to other medieval genres, such as the chanson de mal mariée, the gossips’ meeting, and even the saint’s legend – the widow reminds us of this, when she remarks: ‘this is the legeand of my lyf’. Dunbar is highly adventurous, metrically. He makes only occasional use of the four-stress couplet, the staple of much early Scottish verse, such as The Bruce, but shows complete mastery of the long and complex stanzas, usually associated with courtly poetry, such as rhyme royal and the demanding nine-line stanza of The Goldyn Targe. He also uses more popular forms of verse, such as the carol and tail-rhyme. He seems to have been the first Scottish poet to write triolets; and the unusual ‘wasp-waisted’ stanza with internal rhyme employed in the Complaint to the merchants of Edinburgh (no. 55) was possibly his own invention. Yet the stanzas apparently most congenial to Dunbar, to judge by their frequency in his verse, are short and simple, arranged in varying patterns of four or five lines, and often accompanied with a refrain. These refrains, many drawn from proverbial wisdom, effectively establish the theme or tone of a poem. Dunbar is particularly inventive, and often comic, in devising rhymes: ‘lyve’ and ‘wive’ are accompanied by ‘laxatyve’ (no. 4); and it does not enhance the dignity of the burgh of Stirling to be coupled with a ‘spyrling’, a sprat or other small fish, in this dancing triolet from The Dirige to the King (no. 84): Cum hame and duell no mair in Stirling, Fra hyddows hell cume hame and duell,
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Quhair fische to sell is nane bot spyrling, Cum hame and duell na mair in Stirling.
Commenting on his versatility, W. H. Auden remarked in 1933, reviewing – in Criterion, 12 – W. Mackay Mackenzie’s 1932 edition of The Poems of William Dunbar: ‘The first gift of such a poet is verse technique, and Dunbar is unfailingly brilliant.’ Dunbar is also verbally adventurous. He moves easily in a wide range of linguistic registers: native Scots or Latinate, formal or colloquial, legal or liturgical, newly minted words or archaisms. His style is flexible, and varied, more so than many critics have recognised. At one extreme is the aureate, ‘high style’ characteristic of The Goldyn Targe and some of the courtly poems; at the other is the low, colloquial style of The Flyting and many of the comic poems and invectives. Yet many of Dunbar’s most moving and thoughtful poems (which include ‘I that in heill wes’ and ‘In to thir dirk and drublie dayis’) can hardly be classified as either high or low, but are written in a plain, conversational, middle style. Among early Scottish poets, Dunbar is unrivalled in his sensitivity to the connotations of words and phrases. His poems abound in verbal ironies, puns and word play. The words merciful and honesty, for instance, usually have further ironic implications relating to sexual behaviour. Legal senses often reinforce the sense of abstract nouns: so exceptioun, in a poem on the inevitability of death (no. 32), signifies both modern ‘exception’ and also ‘defence or plea in a court of law’; and suspitioun, in a mock-commendation of women (no. 74), signifies not only ‘suspicion of sexual impropriety’, but also ‘suspicion of judicial bias’. ‘In secreit place’ (no. 25) is notorious for its burlesque of the language of endearment, and bawdy double entendres. Dunbar’s poems also abound in imagery, which serves both to enhance and to degrade. The Goldyn Targe is pervaded with images of brilliant light; allusions to the sun, stars, gold, silver and gleaming jewels form a metaphoric network which is not only highly decorative, but implies symbolic analogies between love, poetry and the natural world. Dunbar is particularly inventive, however, in the field of invective and satire, drawing on the city streets and the world of the farm labourer for reductive imagery. A courtier dances clumsily, like an old ‘hopschaklit [hobbled]’ horse (no. 70). A social upstart is ‘Mell hedit lyk ane mortar stane’ (no. 9); this implies that he is a blockhead, with a head shaped like a mallet. The old husband of the first wife in The Twa Mariit Wemen and the Wedo has rheumy eyes that are ‘gorgeit [clogged up] lyk tua gutaris that war with glar [slime, filth] stoppit’; and when he kisses his reluctant young wife, his rough chin ‘heklis’ her cheeks like the heckle used to comb flax. Images of this kind usually have visual or tactile appropriateness, but their low origin also lends them a further pejorative force. In recent years scholars have shed much light upon the education and literary culture of Scotland in the fifteenth and sixteenth centuries. Dunbar was an educated, but not a deeply learned, poet. He draws upon Classical mythology to embellish The Goldyn Targe and other poems written in the high style, but shows little sign of the deep interest in the ancient world and sympathy with humanism displayed by Gavin Douglas. The Latin literary tradition that most powerfully affected Dunbar was that of the medieval Church. Echoes of its liturgy, its hymns, and the Vulgate translation of the Bible appear in passing allusions to ‘haly writ’, in refrains, such as Timor mortis conturbat me (no. 21) and Vanitas vanitatum et omnia vanitas (no. 42), and in the symbolic imagery of his fine poems on the Resurrection and the Annunciation. The diction and imagery of The Ballat of Our Lady (no. 16) is today so unfamiliar that some readers may be inclined to regard it as a poetic curiosity; viewed in the context of Dunbar’s own time, however, it is far from unique. Veneration of the Virgin Mary was at its height in the late Middle Ages, and there are close parallels to its style in
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the numerous devotional poems in honour of the Virgin Mary, written not only in Latin, but in every language of western Europe. The ‘Goliardic’ tradition of irreverent parody and satire is another important strand of Latin writing to which Dunbar was indebted, notably in such poems as The Testament of Maister Andro Kennedy (no. 19) and The Dirige (no. 84). Dunbar, like most medieval poets, also owed much to the literature of France. This shows itself, however, not in debts to specific poets, but in his use of forms or themes that originated ultimately in France. One such was the widely dispersed tradition of the dream poem, whose popularity can be traced to the thirteenth-century Le Roman de la Rose of Guillaume de Lorris and Jean de Meun. Dunbar clearly appreciated the potential of this form, and placed eleven of his poems within a dream framework. Structurally, they have much in common: they usually begin by specifying the season and time – often dawn or just before sunrise – and some end abruptly, even explosively, with the ‘crak’ of a gun (nos 59 and 75). In others the dreamer is wakened by bird song, which is conventionally melodious in The Thrissill and the Rois, but comically raucous in A Ballat of the Abbot of Tungland (no. 4). Many of these poems are punctuated by me thocht, ‘it seemed to me’ – this phrase, stressing the subjectivity of the experience, implies doubts as to the dream’s veracity, when it is reinforced by other phrases, such as ‘dreming and a fantasy’ (no. 29). Thematically, the poems are extremely varied – they include a meditation on the Passion, an allegorical love poem, and, most distinctive of all, an ‘eldritch’ group of blackly comic poems, pervaded by diablerie, which are better described as nightmares than dreams. The most famous of these is a vision of the ‘Fasternis Evin’ (Shrove Tuesday) entertainments in hell (no. 47), which begins with a dance of the Seven Deadly Sins, and concludes with a grotesque tournament between a tailor and a soutar. The prominence of the dreamer varies greatly: in some poems he is at the very centre of the action, and in others he is simply a satiric spectator; in The Goldyn Targe his role alters from detached observer to a man whose reason is overpowered by love. The poetry that was most important to Dunbar was written in his own tongue, which he called ‘Inglisch’, as did most of his contemporaries in Lowland Scotland. Dunbar, like Henryson, was refreshingly free from the sour anglophobia that pervades Blind Harry’s Wallace, and paid little attention to the political differences between England and Scotland. In The Goldyn Targe he addressed a glowing tribute to ‘reuerend Chaucer’: Thou beris of makaris the tryumph riall, Thy fresche anamalit termes celicall This mater coud illumynit have full brycht. Was thou noucht of oure Inglisch all the lycht, Surmounting eviry tong terrestriall, Alls fer as Mayes morow dois mydnycht?
This is no mere ‘cultural cringe’ on Dunbar’s part, rather clear-sighted recognition of Chaucer’s revolutionary impact upon the poets who followed him, in Scotland as well as England. Chaucer was perceived to be the master of modes and themes that much appealed to late medieval readers – dream allegory, such as The Parliament of Fowls, and love poetry, such as Troilus and Criseyde. He popularised new and attractive metrical forms, several of which were employed by Dunbar. Most importantly, Chaucer was widely admired for the brilliance of his diction. The terms here applied to it by Dunbar – ‘anamalit [enamelled)’ and ‘illumynit’ – are key images, deriving from the art of the illuminator, who painted manuscripts with glowing colours. It was as a stylist, rather than as a humorist or storyteller, that Dunbar learnt most from Chaucer.
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Dunbar was keenly aware, however, of Scotland’s own distinctive literature. At the close of The Wallace, Harry refers vaguely to earlier Scottish poets, but Dunbar is far more specific in ‘I that in heill wes and gladnes’ (no. 21). He names twenty-one poets ‘of this cuntre’, ranging from the fourteenth-century John Barbour to Stobo and Quintine Shaw, who were Dunbar’s companions in the royal household and who died about the same time (c. 1505). He makes us aware not only of the number of these poets, many of whom are now quite forgotten, but of the diversity of their writing – patriotic chronicles in verse, such as those by Barbour and Wyntoun, mingle with ‘balat making and trigide [tragedy]’, love poetry and Arthurian romances, such as ‘the anteris of Gawane’. Dunbar, it should be noted, includes no Gaelic poets in this list, and in The Flyting he humorously dissociates himself from the culture and language of the Highlanders. The richness of his immediate literary environment may be briefly illustrated by a few of the close contemporaries whom he mentions: Robert Henryson (c. 1430–1500?), by far the greatest of Dunbar’s predecessors; Sir Gilbert Hay, who made prose translations of French chivalric and didactic treatises, and was the author of a monumental romance, The Buik of King Alexander the Conquerour; Richard Holland, who wrote The Buke of the Howlat, a witty allegorical bird fable, which influenced several of Dunbar’s poems, particularly the Ballat of the Abbot of Tungland; and Walter Kennedy (c. 1460–1508), who deserves to be remembered not simply as Dunbar’s antagonist in The Flyting, but as the author of an impressive devotional poem on the Passion of Christ. Dunbar’s own place in the Scottish literary tradition has fluctuated remarkably. There is no doubt that he had a powerful impact on sixteenth-century poetry. The Goldyn Targe was one of the first poems to be printed by Scotland’s earliest printers, Walter Chepman and Andro Myllar. It was singled out for praise by Sir David Lindsay (?1486–1555), and its influence may be discerned in the aureate diction and rhetorical patterning of many later works, ranging from the anonymous chivalric romance Clariodus to Alexander Montgomerie’s (c. 1550–98) allegorical The Cherrie and the Slae. At the other stylistic extreme is The Flyting of Dunbar and Kennedy, which seems to have initiated the longlasting popularity of flyting in Scotland, and also influenced the diction of much political satire in the second half of the sixteenth century. Less obvious, perhaps, but no less important was Dunbar’s inauguration of a tradition of writing short, witty, reflective poems upon a variety of subjects. Some of these are by well-known poets, such as Sir David Lindsay and Alexander Scott (?1530–84), but many others, often employing Dunbar’s favourite metres, are anonymous, and owe their survival to the compilers of two great poetic anthologies, the Bannatyne Manuscript and the Maitland Folio. A revolution in literary taste occurred, however, in the later sixteenth century, and Dunbar was virtually forgotten throughout the seventeenth century – no critic mentioned his name, and none of his poems appeared in print until the publication, in 1724, of Allan Ramsay’s (1684–1758) Ever Green: Being a Collection of Scots Poems Wrote by the Ingenious before 1600. The precise reasons for this neglect are obscure; not only changes in literary fashion, but the growing archaism of Dunbar’s language were probably largely responsible, together with the obvious Catholicism of his more serious poems, and the flippancy of others. Ramsay’s Ever Green, however, sparked an enormous revival of interest in Dunbar, not only among scholars and antiquarians, but among the wider literary public. By the nineteenth century, he was commonly regarded as the greatest of the early Scottish poets – in Sir Walter Scott’s phrase, the ‘darling of the Scottish Muses’. Throughout the twentieth century this interest in Dunbar has continued and intensified. In 1927 Hugh MacDiarmid, seeking a witty, sophisticated and, above all, unsentimental model for
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modern poets, issued the famous rallying call: ‘Not Burns – Dunbar!’ MacDiarmid’s powerful voice thus confirmed – but did not create – Dunbar’s status as one of the greatest Scottish poets.
Further reading Bawcutt, P. (1983), ‘The Art of Flyting’, Scottish Literary Journal 10: 2: 5–24. Bawcutt, P. (1991), ‘The Earliest Texts of Dunbar’, in F. Riddy (ed.), Regionalism in Late Medieval Manuscripts and Texts, Woodbridge: Boydell and Brewer, pp. 183–98. Bawcutt, P. (1992), Dunbar the Makar, Oxford: the Clarendon Press. Bawcutt, P. (1992), ‘Images of Women in the Poems of Dunbar’, Études Écossaises 1: 49–58. Bawcutt, P. (1997), ‘ “Nature Red in Tooth and Claw”: Bird and Beast Imagery in Dunbar’, in L. A. J. R. Houwen (ed.), Animals and the Symbolic in Medieval Art and Literature, Groningen: Egbert Forstens, pp. 93–105. Mapstone, S. (ed.) (2001), William Dunbar, ‘The Nobill Poyet’, East Linton: Tuckwell Press.
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Sìleas na Ceapaich Colm Ó Baoill
Sìleas na Ceapaich (‘of Keppoch’) or Sìleas nighean Mhic Raghnaill (‘daughter of the chief of the MacDonalds of Keppoch’) is perhaps best known as a Jacobite poet, but her output is a good deal more varied than that. Composing, as she evidently did, mainly in the first quarter of the eighteenth century, she can claim to be a dominant figure in the poetic transition between the seventeenth century and the eighteenth. She was probably born in the early 1660s, a daughter of Gilleasbaig na Ceapaich (d. 1682), chief of the MacDonalds of Keppoch in Lochaber; her Christian name appears in Scots as Giles or Geilles or the like, a name reasonably well attested in Scots and probably identical with the name of the male saint Giles. The principal evidence for her date of birth is the fact that her marriage contract is dated 1 August 1685. Her husband was Alexander Gordon of Camdell, near Tomintoul, whom she must surely have met when he visited Lochaber as factor for the Marquis of Huntly, superior of those lands, and he took her to live in the north-east. In 1700 they got possession of Beldorney Castle in the parish of Glass, near Huntly, and probably lived there for the rest of their lives, bringing up at least five sons and three daughters. By this marriage Sìleas was able to retain much of the social standing she inherited from her Highland chiefly origins. The collection of her work employed in this chapter is Bàrdachd Shìlis na Ceapaich (1972) edited by the present author and comprising twenty-three songs and poems. As is well known, vernacular Gaelic verse in the seventeenth century consists principally of songs. These were composed and transmitted only in the oral tradition until they were written down in the aftermath of 1746, when collectors thought the Gaelic world had come to an end and set out to collect the fragments. The details of the transmission of any individual song, or even indeed of the body of Sìleas’s songs, we will probably never know. Apart from one or two religious texts, where it might be held that their metrical structure suggests literate composition, Sìleas’s compositions are all songs, even though we often cannot identify the tune. The words come down to us in manuscript or printed sources dating from after 1770, and the likelihood is that many of her songs circulated only orally in Gaelic areas between the date of their composition and the date they were first written down. It is possible (and tradition, in fact, says) that one or two of them existed in a manuscript earlier than any of the surviving sources. In the main, however, it seems likely that a large part in the transmission of songs of the period 1600–1750 was played by the type of ceilidh-house described in Thomas McKean’s Hebridean Songmaker: Iain MacNeacail of the Isle of Skye (1996). This was a house of a kind once to be found in every Highland village, in which the non-literate community gathered regularly to exchange, transmit and thus preserve for us their traditional tales, songs, dances and folklore. Sìleas’s songs are all perfectly consistent with having been transmitted to us
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through such a social medium. Inevitably, being repeated and re-learnt in that context over a considerable period, the songs are liable to change, so that we can never be certain that we have Sìleas’s ‘original’ text: occasionally the text that survives for us fails to make credible sense. Her corpus includes six political songs concerning the events of 1715, and it is not surprising that, with her close MacDonald and Gordon connections, she is no impartial observer of events. Following the Jacobite defeat at Sheriffmuir, she addresses the losers in a song to a well-known popular tune: ’S e rìgh na muice ’S na Cuigse Rìgh Deòrsa Is fada ’nur cadal gun dùsgadh sibh; Mas tig oirnn an t-Samhainn Bidh amhach ’s na còrdaibh, Is fada ’nur cadal gun dùsgadh sibh; Nan èireadh sibh suas Ann an cruadal ’s an duinealas, Eadar ìslean is uaislean, Thuath agus chumanta, Sgiùrsadh sibh uaibh e, Rìgh fuadain nach buineadh dhuinn, Is dhèanainn an cadal gu sunndach leibh. (King George is a swinish Whiggish king [. . .]; before Hallowtide comes his neck will be in ropes [. . .]. If you were to rise with hardihood and manliness, both nobles and vassals, tenantry and common folk, you would sweep him away from you, an alien king who has no place with us [. . .].)
Another song, addressed to James before the rising, attacks the 1707 Union vehemently by punning on the Gaelic word uinnean, which normally means ‘onion’. Addressing Scotland (a personification which is remarkably rare in Gaelic verse), Sìleas says: Is goirt leam thug iad sgrìob oirbh, Mo Mhaili bheag Ò, Nuair a dheasaich iad ur dìnneir, Mo nighean rùin Ò, Nuair a chuir iad uinnean puinnsein Ga ghearradh air gach truinnsear: Ma’s fiach sibh bidh se cuimhnichte, Mo Mhaili bheag Ò. (It grieves me that they brought disaster upon you [. . .] when they prepared your dinner [. . .], when they had a poisoned onion sliced on each plate: if you are of any worth, that will be remembered [. . .].)
The best-known Gaelic song on the Union, that attributed to Iain Lom by Annie M. Mackenzie in Orain Iain Luim (1964), but probably in fact the work of a minor Perthshire poet, as discussed by the present author in Scottish Gaelic Studies XVI (1990),
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has been fairly called ‘an inferior composition, often nearly unintelligible’ in Scottish Gaelic Studies X (1965), and has none of the witty bite of Sìleas’s single stanza. No one expects a poet to be impartial in politics, and the heroic Gaelic political songs of the seventeenth century are extremely partial – nearly always to the Stewart position. That century is designated by Derick Thomson in his An Introduction to Gaelic Poetry (1974) as one of ‘Clan and Politics’ in the matter of poetry: the songs praise the chief and his clan in the encomiastic way of heroic verse, following what amounts to something of a formula. One item in this formula, which has been called ‘the panegyric code’, is the identification of the allies the subject might expect to find supporting him in battle, obviously an effective way of boosting a chief’s image among his own people and among potential allies. There are praise poems which consist almost entirely of this item, the listing of potential allies. Thomson has suggested in Transactions of the Gaelic Society of Inverness LVI (1989) that it is from the starting point of such eulogies that there first appeared, in relation to the 1715 rising, the kind of song that is sometimes called Oran nam Fineachan (Gaidhealach), ‘The Song of the (Highland) Clans’. These consist essentially of a list of such clans and/or chiefs as will/ought to come out and fight for the Jacobite cause. The best-known instance of such a song is the one composed by Alasdair mac Mhaighstir Alasdair and concerned with the 1745 rising cited in John Lorne Campbell’s Highland Songs of the Forty-Five (1933). There are, however, two related to the 1715 rising, one of them composed by Sìleas; the other is the work of a male MacDonald poet, Iain Dubh, so we cannot claim with conviction that Sìleas was the innovator in this case. In her song, listing the clan chiefs who will, she says, come out and fight, she is surely a worthy practitioner of blackmail, for if a chief’s Jacobite credentials are heralded in a popular song he will be under great pressure to lead his men out. In this context, then, it must have been no little disappointment for Sìleas that her brother Colla, now chief of Keppoch (in Brae Lochaber), failed to turn up at Sheriffmuir, despite her expressed conviction that he would do so: Beir soraidh an deaghaidh nan laoch, Gus a’ bhuidhinn ga’n suaicheantas fraoch, Gu ceannard a’ Bhràghad ’S a’ chuid eile de m’ chàirdibh: Buaidh shìthne ’s buaidh làrach leibh chaoidh. Tha ùrachadh buidheann tighinn oirnn: Mac Coinnich, Mac Shimidh ’s Mac Leòid, Mac Fhionghain Srath Chuailte ’S an Siosalach suairce; ’S e mo bharail gum buailear leo stròic. (Convey a greeting after the heroes, to the band whose badge is the heath to the leader of the Brae and the rest of my kin: may you have victory in hunt and in battle forever. Fresh troops are coming to us: Mac Coinnich [the MacKenzie chief], Fraser and MacLeod, Mackinnon of Srath Chuailte and the affable Chisholm; I am confident that they will strike rending blows.)
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It will be clear at once that these verses are, metrically, ‘limericks’. This verse form developed in Gaelic from popular tradition, and in this case we seem to have a deliberate use by the aristocratic poet of a kind of song likely to be popular among the common people. Two of her other songs (quoted above) on the 1715 rising are modelled on popular songs whose refrain lines they use. At least two of the six songs relating to the war and politics of 1715 are almost certainly not her work: it looks as if, once she was established as the principal Gaelic poet of the 1715 rising, other songs of that rising came to be wrongly ascribed to her. She is thus another in the long chain of poets who upheld the ancient Gaelic heroic traditions of clan and politics. But it is noticeable also that, merely by being a MacDonald poet in firm support of the Stewarts, Sìleas is part of an important literary grouping: Iain Lom (c. 1624–c. 1695) was the great supporter of Charles I in 1645 and James VII in 1689, the great hater of Covenanters and Campbells, and he belonged, like Sìleas, to the Keppoch family. It is likely that she would have known him. In her own time, as we have seen, Clanranald’s poet Iain Dubh (c. 1665–c. 1725) vied with her in producing his Oran nam Fineachan for the 1715 venture. And Mac Mhaighstir Alasdair championed Prince Charles before, during and after his rising of 1746. These MacDonald poets all speak with confidence about what is good for the MacDonalds, for the Gaels and for Scotland, a confidence undoubtedly founded on their family’s history as lords of the Isles, ruling in the Highlands for some centuries as equals rather than subjects of the kings of Scots. Sìleas’s most famous song is her great lament for Alasdair Dubh, the warlike chief of the MacDonalds of Glengarry, who died towards the end of 1721. Some of the lines remain a little uncertain (due to either unclear oral transmission or inexperienced editing), but the traditional poetic grief is built up to a climax of praise that rises far above the hyperbole of any of the eulogies of the seventeenth century: Bu tu ’n lasair dhearg gan losgadh, Bu tu sgoltadh iad gu’n sàiltibh, Bu tu curaidh cur a’ chatha, Bu tu ’n laoch gun athadh làimhe; Bu tu ’m bradan anns an fhìor-uisg, Fìreun air an eunlaith ’s àirde, Bu tu ’n leòmhann thar gach beathach, Bu tu damh leathan na cràice. Bu tu ’n loch nach fhaoidte thaomadh, Bu tu tobar faoilidh na slàinte, Bu tu Beinn Nibheis thar gach aonach, Bu tu chreag nach fhaoidte theàrnadh; Bu tu clach uachdair a’ chaisteil, Bu tu leac leathan na sràide, Bu tu leug lòghmhor nam buadhan, Bu tu clach uasal an fhàinne. (You were the red torch to burn them, you would cleave them to the heels, you were a hero in the battle, a champion who never flinched;
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a fresh-run salmon in the water, an eagle in the highest flock, lion excelling every creature, broad-chested, strong-antlered stag. A loch that could not be emptied, a well liberal in health, Ben Nevis towering over mountains, a rock that could not be scaled; topmost stone of the castle, broad paving-stone of the street, precious jewel of virtues, noble stone of the ring. [Thomson’s translation])
Despite the hyperbole, it is clear that Sìleas knew Alasdair, and perhaps more closely his wife: Bu tu cèile na mnà prìseil, ’S oil leam fhèin d’a dìth an-dràst thu; Ged nach ionann domhsa’s dhise, ’S goirt a fhuair mise mo chàradh. (You were the husband of an invaluable wife, and it grieves me that she is now without you: though it is not the same for me as for her, I have myself suffered a bitter fortune.)
This introduction of the poet herself into heroic praise poetry is a new thing in Gaelic vernacular verse, and perhaps one of Sìleas’s main contributions to the development of Gaelic literature. While steeped in the heroic tradition, she brings the personal into Gaelic verse in new ways: not only in her religious verse, but in gentle motherly songs to her children and songs giving advice about sex to young girls. We learn something about her own earlier life in songs of this last type, and even more in her laments, especially those on the deaths of her husband and daughter in 1720 (the ‘bitter fortune’ alluded to in the lament for Alasdair Dubh): O chan urrainn mi gu bràth Dol thoirt cunntais uam do chàch Anns na rug orm eadar dhà Dhi-Satharna. Cheud Di-Satharna bha dhiùbh Chuir mi Anna anns an ùir; ’S tric a dh’fhàg i le sùgradh mi aighearach. An ath Dhi-Satharna ’na dhèidh, Mun d’àrdaich air a’ ghrèin, Thug mi liubhairt do Mhac Dé d’fhear mo thaighe uam. [. . .]
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Colm Ó Baoill ’S iomadh smuaineachadh bochd truagh Tha tighinn eadar mi ’s mo shuain Ona dh’fhàg mi Di-Luain ad laighe thu. ’S iomadh latha is mi fann Thug thu ’d shuidhe aig mo cheann, Is nach dèanainn riut cainnt ach gu h-athaiseach. (Oh! I shall never be able to set about giving a public account of all that befell me between two Saturdays. On the first of these Saturdays I laid Anna in her grave; often had she delighted me with her playfulness. The following Saturday, before the sun rose, I gave up my husband to the Son of God. [. . .] Many a sorrowful thought comes between me and my sleep since I left you laid low on Monday. When I was ill you spent many a day sitting at my head, though I could only speak to you feebly.)
The light personal touch here, and elsewhere in the laments, has no parallel to the author’s knowledge in earlier Gaelic song, though we do have a few outstanding personal laments on bereavement in the older formal professional poetry cited by William J. Watson and Osborn Bergin. In another composition, the ‘Hymn on the deaths of her husband and daughter’, we find Sìleas at home in Beldorney Castle after that Monday when Alexander was buried, looking out across the grounds at the little walled enclosure known as the Wallakirk: ’S mòr mo mhulad ’s mi ’m ònar, ’S mi ’m shuidhe ann an seòmar gun luaidh, Is nach faic mi tighinn dachaigh Fear cumail mo chleachdaidh a suas, Fear a dh’fhadadh mo theine Is a dh’èigheadh gach deireas a nuas: Ona chaidh sibh an taisgeadh ’S goirt a chaochail mo chraiceann a shnuadh. ’S tric mo shùilean ri dòrtadh Ona thug iad thu Mhòr-chlaich a suas, ’S nach faic mise ’n t-àite ’San do chuir iad mo ghràdh-sa ’san uaigh; Dh’fhàg sibh Anna aig a’ bhaile ’S bidh mise ga ghearan gu cruaidh, A’ sìor amharc a’ bhalla Aig na chuir iad i ’m falach gu buan [. . .]
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’S beag mo ghnothach ri fèilltibh No dh’amharc na rèise rim’ bheò, No m’aighear ri daoine: Chaidh mo chuid-sa dhiùbh cuide fon fhòd; Ona dh’fhalbh iad le chèile, An dithis nach trèigeadh mi beò, Rìgh thoir dhomhsa bhith leughadh Air an aithreachas gheur a bh’ aig Iòb. (Great is my sadness as I sit unnoticed in a room, without the prospect of seeing, on his way home, the one who maintained my normal life; the one who would light my fire and who would summon everything that was lacking: since you have gone to your coffin my skin has altered its complexion terribly. My eyes frequently shed tears since they took you up to Mortlach, for I shall not see the place where they laid my love in the grave. You left Anna at home, and I shall lament that bitterly, ever looking at the wall where they have hidden her forever [. . .] I shall have little to do with fairs or with watching the races for the rest of my life, and I shall have little joy with people: those who belonged to me have been buried at the same time. Since the two who would never have left me in life have gone away together, Oh Lord let me read of the grievous penance of Job.)
In this context, with the mention of visits to fairs and horseraces, Jane Howe’s study of ‘The Huntly Race and its Trophies’ in Anne O’Connor and D. V. Clarke’s From the Stone Age to the ’Forty-Five (1983) is illuminating. There we are told how the Marquis of Huntly between 1695 and 1734 devoted a great deal of energy – as well as finance for ‘the Hountlie Coup’ – to organising an annual race-meeting during the ‘Charles Fair’ (called after King Charles II) at what is now Huntly, a few miles from Beldorney. Sìleas’s father-in-law was James Gordon of Tilliesoule, part of the land on which the town of Huntly was later built. It is, therefore, very likely that Sìleas and her family, in earlier happier years, attended that annual fair and enjoyed country life in a way totally unattested in Gaelic heroic verse. And the trophies for the race-meeting show clearly the Jacobite agenda which underlay it, as it underlay Sìleas’s political songs. Sìleas was very much a Roman Catholic, as many MacDonalds and many Gordons were, and this emerges clearly in various songs (including at least one political song) in addition to the seven which are on explicitly religious themes, like her ‘Conversation with Death’ and her ‘Morning Hymn’. These seven are to a large extent didactic, using formulae that link directly to medieval religious verse. Her song (or poem?) on ‘The Church’ portrays the Catholic Church allegorically as a great castle, impregnable because of its construction: Rinn iad sgliata de chrùn draigheann Agus staidhir de chrois cheusaidh; Rinn iad le traisg is le ùrnaigh A teannachadh gu dlùth ri chèile; ’S i Moire Bhain-tighearn a h-ùrlar; Dh’fhùirneisich dà ostal deug i –
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Colm Ó Baoill ’S mòr a fhuair iad rithe shaothair Feadh an saoghail gus an d’eug iad. (They made slates from his crown of thorns and stairs from his Passion cross: they welded it tightly together with fasting and prayer. Lady Mary is its floor. Twelve apostles furnished it; they put a lot of work into it until they died.)
And then they (the ‘masons’ who built the castle) bound the Creed to it, and the seven sacraments. Having listed these, Sìleas goes on to list the seven deadly sins, the seven virtues contrary to them, the seven works of mercy and the four last things – just as these lists were taught in Apologetics classes in twentieth-century schools. Professor Peter Davidson of Aberdeen has observed to the present author that this essentially medieval allegory of the Church as a castle has no real equivalent in the English or Latin verse of Sìleas’s time. We do not know nearly enough about the education available to Catholics in the seventeenth-century Highlands, but Sìleas’s poetry suggests that she for one had a thoroughly traditional Catholic education. She might well have been taught by a priest, perhaps a chaplain to the ruling Keppoch family; it is not surprising, of course, considering the official attitude to Catholicism at the time, that we have no evidence that there was such a chaplain. It can be argued that a poem like ‘The Church’, which looks very much like versified dogma, is unlikely (despite its singability in form) to have been a popular song. Yet, Sìleas’s ‘Hymn to the Virgin Mary’, a long retelling of the life of Christ from the New Testament must be noted: versions of this are still known in the living song tradition of the Catholic southern Hebrides. This song takes the form of a selection of points from the life of Mary drawing attention to the life and suffering of Christ. Professor Davidson has pointed out that in this way it is reminiscent of texts for meditation in use among the early Jesuits, such as The Mysteries of the Life of Christ our Lord by Ignatius of Loyola (c. 1491–1556). Sìleas, like Ignatius, is faithful to the Gospel narrative, though she tells it in her own informal words. Songs of that kind may belong to an older tradition in which ordinary Catholics in Gaelic Scotland and Ireland, not having the Bible in central position in their church, derived some of their knowledge of biblical history from orally transmitted songs. In her song of advice to young girls, Sìleas is willing to illustrate her message by revealing a little about herself: Nach fhaic sibh òig-fhear nam meall-shùil bòidheach Le theangaidh leòmaich ’s e labhairt rium, Le spuir ’s le bhòtan, le ad ’s le chleòca, Le chorra-cheann spòrsail an òr-fhuilt duinn; Saoilidh gòrag le bhriathraibh mòrach Ga cur an dòchas le glòr a chinn: ‘A ghaoil, gabh truas rium ’s na leig gu h-uaigh mi; Do ghaol a bhuair mi bho ghluais mi fhìn [. . .]’ [. . .] A nis is lèir dhomh na rinn mi dh’eucoir ’Sa mhiad ’s a dh’èisd mi d’am breugan bàth.
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(See the youth with the winsome, attractive eyes and the affected speech speaking to me; with his spurs and boots, hat and cloak, proud giddy head and golden-brown hair: at his voice a foolish girl will think that his voice gives her hope: ‘My love, have pity on me and do not let me die; love for you has afflicted me since I took my first step [. . .]’ [. . .] It is clear to me now the wrong I have done by the number of those foolish lies of theirs I listened to.)
On the basis of such unspecific admissions, it is not surprising that the oral tradition which has retained these songs for us came up with the idea, further developed by writers on the poet’s life, that Sìleas had a ‘frolicsome’ youth. She is then held to have had a ‘conversion’ following an ‘encounter with death’, and became a devout religious poet. We do have the text of this encounter in her ‘Conversation with Death’, a theme which is fairly widespread in Gaelic verse, and it ends with a resolution to amend her life. Accounts which seek to relate this song – and other references she makes to having suffered – directly to the poet’s life go on to assert that the ‘encounter with death’ involved a long illness, lasting anything from six weeks to three years, in a few cases called a ‘trance’ or ‘stupor’. One account says she was without food, drink or the power of speech for three years. Similarly, a cheerful line about happy days, in a lament she made for a deceased harper friend, has led commentators to build a whole tradition of an illicit love affair between Sìleas and the harper. It is, of course, possible that these accounts, since they have some kind of basis in her verse, do reflect something historically genuine about her; and there does seem to be some negative evidence that her eldest son Gilleasbaig was ‘illegitimate’. But it cannot be without significance that very similar stories are told, in the oral tradition to begin with, about nearly every Gaelic female poet of the period 1600–1750. In most cases, we have only the most skeletal of life stories for these poets, but there are always these unpleasant items about aspects of their lives. Some poets are subject to taboos, often unexplained, which limit the themes they may compose songs about, or the places where they can compose them. Most are introduced to us with heavy innuendos about their sexual morals or fondness for obscene verse. Many have close encounters with the supernatural (as in the case of Sìleas’s ‘trance’, perhaps) or are regarded as witches. Two of the most important of the women poets are said to have been buried face down, by their own orders, because of the need to keep ‘beul nam breug’ (the lying mouth) down. In other words, Gaelic society, either during their own lives or in retrospect, seems to view women poets with suspicion. The Reverend William Matheson (1910–95), who pioneered the study of the Gaelic song of the pre-1745 period, showed in Transactions of the Gaelic Society of Inverness XLI (1953) that most of these unsavoury charges and traditions arose originally in a society where the poets with prestige were men. There, women were required to compose only ‘lighter’ songs, including waulking songs and the like. When women whose names we know stepped out of line and began to compose ‘bigger’ songs, they came to be suspected of evil intent, witchcraft and the abuse of power. It may be that the memory of Sìleas na Ceapaich has been affected in a similar way: and the frankness of some of her songs has handed her detractors useful supporting evidence.
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As a victim of prejudice against women poets, then, Sìleas was probably part of a long line. As a heroic poet on the Gaelic theme of clan and politics, she claims an important place in a long tradition. But we may wonder if she had any idea herself that in personal and private Gaelic poetry she was leading a revolution.
Further reading Bergin, Osborn (1970), Irish Bardic Poetry, Dublin: Dublin Institute for Advanced Studies. Campbell, John Lorne (1933), Highland Songs of the Forty-Five, Edinburgh: Grant. Munitiz, Joseph A. and Philip Endean (1996), Saint Ignatius of Loyola: Personal Writings, Harmondsworth: Penguin Classics. O’Connor, Anne and D. V. Clarke (eds) (1983), From the Stone Age to the ’Forty-Five: Studies Presented to R. B. K. Stevenson, Edinburgh: Donald. Thomson, Derick (1989), An Introduction to Gaelic Poetry, 2nd edn, Edinburgh: Edinburgh University Press. Watson, William J. (1937), Scottish Verse from the Book of the Dean of Lismore, Edinburgh: Scottish Gaelic Texts Society.
Notes on Contributors – Volume One
Paul Barnaby has worked as a researcher for the BOSLIT (Bibliography of Scottish Literature in Translation) and RBAE (Reception of British Authors in Europe) projects. He has published articles on the translation and reception of nineteenth- and twentiethcentury Scottish literature and on French and Italian literary Naturalism. Michael Bath is Emeritus Professor of Renaissance Studies at the University of Strathclyde, author of books on emblem studies, renaissance decorative arts and reading poetry. He has worked for many years on the Stirling Maxwell Collection of emblem books in Glasgow University and on relations between literature and the visual arts, which were the subject of the collection of essays Visual Words and Verbal Pictures (2005) published in his honour. Priscilla Bawcutt is Honorary Professor in the School of English at the University of Liverpool, and a Vice-President of the Scottish Text Society. She authored Gavin Douglas: A Critical Study (1976), and Dunbar the Makar (1992). She has published several editions of Middle Scots poets, and her edition of The Poems of William Dunbar (1998) was awarded the Saltire Society/National Library of Scotland prize in 1999. Alexander Broadie is Professor of Logic and Rhetoric at Glasgow University and is a Fellow of the Royal Society of Edinburgh. He has published a dozen books on the history of Scottish philosophy, most recently Thomas Reid on Logic, Rhetoric and the Fine Arts (2005). Dauvit Broun has been at the University of Glasgow since 1990, where he is now a senior lecturer in Scottish History. He is currently the pre-1600 editor of the Scottish Historical Review. Ian Brown is a freelance scholar, cultural and educational consultant, playwright and poet. He was, until 2002, Professor of Drama, Dean of Arts and Director of the Scottish Centre for Cultural Management and Policy at Queen Margaret University College, Edinburgh. Between 1986 and 1994, he was Drama Director of the Arts Council of Great Britain. He has published on theatrical, literary and cultural topics. Mary Ellen Brown is Professor Emerita at Indiana University – Bloomington (Folklore and Ethnomusicology). She has a longtime interest in Scottish literary and vernacular traditions and their historical, cultural and political salience. She is currently engaged in a study of Francis James Child and the making of The English and Scottish Popular Ballads. Thomas Owen Clancy is Professor of Celtic at the University of Glasgow. He has written extensively on both historical and literary aspects of medieval Scotland and Ireland, and is author with Gilbert Márkus of Iona: The Earliest Poetry of a Celtic Monastery (1995) and
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editor of The Triumph Tree: Scotland’s Earliest Poetry, ad 550–1350 (1998). He is also editor of The Innes Review. Edward J. Cowan, Professor of Scottish History at Glasgow University, previously taught at the universities of Edinburgh and Guelph, Ontario. He is currently Director of Glasgow’s Crichton Campus at Dumfries. He has published widely on various aspects of Scottish History. His most recent book is ‘For Freedom Alone’: The Declaration of Arbroath 1320 (2003). Cairns Craig is Director of the AHRC Centre for Scottish and Irish Studies at the University of Aberdeen. Formerly at Edinburgh University, he is the author of Out of History (1996), The Modern Scottish Novel (1999) and was general editor of Aberdeen University Press’s History of Scottish Literature in the 1980s. Bill Findlay was Research Fellow in the School of Drama and Creative Industries, Queen Margaret University College. Editor of several major texts on Scottish theatre and translation, including the seminal A History of Scottish Theatre (1998), he translated, with Martin Bowman, eight plays by Michel Tremblay from Québécois into Scots and, on his own, a variety of European playwrights. Sally M. Foster is a Senior Inspector of Ancient Monuments with Historic Scotland. A graduate of University College London and Glasgow University, her publications include the bestseller, Picts, Gaels and Scots (revised edition 2004). James E. Fraser is Lecturer in Early Scottish History and Culture at the University of Edinburgh. He has published several articles investigating seventh- and eighth-century Scotland through the lens of hagiography, as well as books on the battles of Mons Graupius and Dunnichen. William Gillies is Professor of Celtic at the University of Edinburgh. His principal research interests lie in Scottish and Irish Gaelic language and literature. He is currently completing an edition and study of the Red and Black Books of Clanranald. Crawford Gribben is Lecturer in Renaissance Literature and Culture at the University of Manchester. He is the author of a number of studies on the literature and theology of early modern Scotland and Ireland. Ashley Hales is editorial assistant for The Edinburgh History of Scottish Literature and research assistant for Transatlantic Literary Studies: A Reader (forthcoming from Edinburgh University Press). A Ph.D. candidate at Edinburgh University, her research focuses on transatlantic studies, emphasising British emigration and nineteenth-century American literature. Antony J. Hasler is Associate Professor in the Department of English at Saint Louis University. He is currently completing Court Poetry in Late Medieval England and Scotland: Allegories of Authority, to be published by Cambridge University Press. Ksenija Horvat is a lecturer in Drama at the School of Drama and Creative Industries, Queen Margaret University College. Her research areas include contemporary Scottish
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theatre, gender in theatre, dramaturgy and theatre history. She has worked as a playwright, translator, researcher and theatre reviewer. Tom Hubbard is an Honorary Fellow of the universities of Edinburgh and Glasgow, and was editor of BOSLIT (the Bibliography of Scottish Literature in Translation, at http:// boslit.nls.uk), from 2000 to 2004. From January to June 2006 he was a Visiting Scholar at the University of Budapest. Benjamin Hudson teaches history at the Pennsylvania State University. His books include Kings of Celtic Scotland (1994), Prophecy of Berchán (1996) and Viking Pirates and Christian Princes (2005). Judith Jesch is Professor of Viking Studies at the University of Nottingham. She has published widely on the Viking age and on Old Norse-Icelandic language and literature, including several articles on Orkneyinga saga and associated texts. Martin MacGregor studied at Edinburgh University before taking up post with Western Isles Council as Museums Development Officer for the Uists and Barra. Since 1995 he has lectured in Scottish History at the University of Glasgow, specialising in Gaelic Scotland. Jack (John) MacQueen is Emeritus Professor of Scottish Literature and Oral Tradition, University of Edinburgh. He had also been Director of the School of Scottish Studies and Masson Professor of Medieval and Renaissance Literature. Susan Manning is Grierson Professor of English Literature and Director of the Institute for Advanced Studies in the Humanities at the University of Edinburgh. She works on the Scottish Enlightenment and on Scottish-American literary relations; her most recent transatlantic study is Fragments of Union (2002). Sally Mapstone is Fellow and Tutor of St Hilda’s College and University Lecturer in Medieval English at the University of Oxford. She has published very widely on fifteenthand sixteenth-century Scottish Literature, most recently as the editor of Older Scots Literature (2005). She is President of the Scottish Text Society. Gilbert Márkus is an honorary research fellow in the Department of Celtic at the University of Glasgow. He studied theology and philosophy at Blackfriars, Oxford, and the University of Edinburgh, and Celtic Studies at the University of Edinburgh. He is author, with T. O. Clancy, of Iona: The Earliest Poetry of a Celtic Monastery (1995), and translator of work from both Latin and Gaelic, including Adomnán’s Law of the Innocents, ad 697 (1997). Colm Ó Baoill was born in the City of Armagh in 1938 and came to Scotland in 1966 as Lecturer in Celtic at the University of Aberdeen, where he later became Professor. His postgraduate research was on Gaelic dialectology, but his edition of the works of Sìleas na Ceapaich (1970) led to other work on Gaelic verse of the seventeenth and eighteenth centuries. Thomas O’Loughlin is Reader in Historical Theology in the University of Wales, Lampeter. He has concentrated on the Latin theological literature of the British Isles.
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Some of his more recent books include Celtic Theology: Humanity, World and God in Early Irish Writings (2000) and Journeys on the Edges (2000). Roibeard Ó Maolalaigh has been a lecturer at the University of Edinburgh, assistant professor/bibliographer at the School of Celtic Studies, Dublin Institute for Advanced Studies, and is currently Professor of (Scottish and Irish) Gaelic at the University of Glasgow. His primary research interests are in the diachronic and synchronic study of the Gaelic languages. Murray Pittock is Professor of Scottish and Romantic Literature at the University of Manchester, and was formerly Professor at Strathclyde and Reader at Edinburgh. A Fellow of the Royal Society of Edinburgh, the English Association and the Royal Historical Society, he was British Academy Chatterton Lecturer in 2002. His work on Jacobitism and Scottish and Irish Studies in the long eighteenth century is internationally influential. Christine Robinson is an Honorary Fellow in the School of Philosophy, Psychology and Language Sciences at the University of Edinburgh. She is also the Director of Scottish Language Dictionaries. Her research interests include older Scots and the dialects of modern Scots and through her outreach activities she aims to encourage the study of Scots language in schools. Jenny Rowland has been a lecturer in Welsh and Celtic at University College Dublin since 1978. Her main area of research and publication is early Welsh poetry. Nicola Royan is a lecturer in Medieval and Renaissance Literature in the School of English Studies at the University of Nottingham. Her research focuses primarily on Scottish historiography of the fifteenth and sixteenth centuries. David Sellar is an Honorary Fellow of the School of Law at the University of Edinburgh and Bute Pursuivant of Arms. He has written extensively on Scots law and Scottish history, including legal history and family history. He is a past Chairman of the Conference of Scottish Medievalists. Katharine Simms is a senior lecturer in the Department of History, School of Histories and Humanities, Trinity College Dublin. Her research concentrates on Gaelic social and political history with an emphasis on bardic poetry. Clare Stancliffe is currently an Honorary Reader in Ecclesiastical History at Durham University, having trained as a historian at Oxford and held research fellowships at Cambridge, Newcastle-upon-Tyne and Durham. Her research topics include early hagiography and early Irish Christianity. Charles W. J. Withers is Professor of Historical Geography at the University of Edinburgh. His research interests include the history of geographical knowledge, mainly in the Enlightenment, and the historical geography of Gaelic Scotland. Recent publications include Geography, Science and National Identity: Scotland since 1520 (2001) and Geography and Revolution (2005).
Index
Note: A page reference in bold indicates a main entry for that subject. Aberdeen Breviary, 186 Aberdeen Doctors, 202, 233, 235 Acts of Parliament, 239, 240; see also specific acts Acts of Sylvester, 111, 112 Adair, John, 151 Adam de Cologne, 245 Adam of Dryburgh, 118–20, 119–20, 186 administration David I, 40 new systems of, 44 Adomnán of Iona, 12, 50, 96, 115, 117–18, 185 Cáin (Lex Innocentium or Law of the Innocents), 105, 118 De Locis Sanctis, 110, 115, 117–18 hagiography, 103, 104, 105, 106 Life of St Columba, 91, 100–1, 104, 106–7, 108, 110–14, 128, 184 ‘Prayer of Adomnán’, 97 texts available to, 118, 119 advice to princes, 275, 277, 283, 290 Æbbe of Coldringham, St, 104, 128 Aedán mac Gabrán, 127–8 Aelred of Rievaulx, 40 Vita Sancti Niniani, 104, 108 Aesop, 290 Æthelstan, 37 Agallamh na Seanórach (Discussions of the Old Men), 123–4, 223 agriculture until 1314, 44–5, 47 1314–1707, 144, 146–7, 151 Aikenhead, Thomas, 237 Ailsa Craig conspiracy, 283 Aithbhreac inghean Coirceadail, 71, 214 Alasdair mac Mhaighstir Alasdair 307, 308 Alba, 49, 50, 56 Albany, Alexander, Duke of, 278 Albany, Robert, Duke of, 274 Alcuin, 185 Alexander, Sir William, 146, 200 Monarchicke Tragedies, 260 Alexander I, 39, 40, 153 Alexander II, 40–1 Alexander III, 40–1, 172–3, 256 allies: lists of, 307 alliteration: Gaelic patterns of, 92 Altus Prosator, 94–5 amatory literature, 275, 282; see also love American literature, 27 Amhlaoibh of the Lennox, 69, 87 Amra Choluimb Cille, 96–7, 100 ancestry, Scottish, 6 Anderson, John, 246
Andrew, St: legends of, 185 Aneirin, 55 as author of Gododdin, 72–6 Anglo-Norman: settlement patterns introduced, 45–6 Anglo-Saxon: in Scottish and English literatures, 26–7 Anglo-Saxons, 54, 55 raids, 56–7, 59 Anne, Queen, 236 anonymous literature, 7 Anselm, St, 116, 120 anthologies: Book of the Dean of Lismore compared with, 215 antiquarianism, 180 antique painting, 247 Antoinine Wall, 53, 184 Aonghas Mór, 69 apologues, 222 applied arts, 246 appropriation, 138 Aquinas, St Thomas, 121, 226 Arabic works, 120, 121 Arbroath, Declaration of (1320), 8, 135, 136, 186–7, 238 Scottish identity in, 168, 170–1 archery, 137 architecture, 7 and art, 245–52 castellated, 137, 249–50 domestic, 45 feudal, 49 Pictish, 48–9 symbiosis of secular and religious power, 77–8 Argyll, Archibald, Marquis of, 141 Argyll, Iseabal, Countess of, 211, 224 Aristotle, 120, 226 Arnold, Matthew, 25 Arnold, Thomas, 25–6 art, 7, 245–52 impact of Scottish literature on, 164 Arthur, King: in Gododdin, 76 artillery, 137–8 Asloan, John, 215 Asloan Manuscript, 215, 276 assemblies: of poets, 83 astronomy, 195–6 atlases, 150 Augustine, St, 117, 118, 290, 291 Augustinians, 40, 50 Auld Alliance, 161 authority, literary: transmission among male authors, 293
320 Averroes, 120 Avicenna, 120 Aytoun, Sir Robert, 196, 206, 284 Aytoun, W. E., 23, 27 Bacon, Ann, 193–4 Baillie, Joanna, 17 Bairhum, Andrew, 245 Bakhtin, Mikhail: dialogic approach of multivocality, 5 Balcarres Lute Book, 269 ballads, 140, 164, 263–72 Balliol, Edward, 136 Balliol, John, 41–2, 145, 175 Bannatyne, George, 264, 282 Bannatyne Club, 19–20, 265 Bannatyne Manuscript, 19, 21, 220, 264–5, 282, 286, 303 Bannockburn, battle of, 42–3, 135 ballad on, 263 Baptists, 235 Barbour, John, 20, 164, 273, 303 Bruce, The, 19, 124, 136, 174–6, 273, 300: language of, 159–60 ‘Stewartis Orygenale, The’, 273 Barclay, John, 13, 165, 166–7, 196–9 Argenis, 166–7, 197–9 Epistola leporum Neumarchiensium ad Regem, 197 Euphormionis Lusinini or Satyricon, 166, 167, 196–7 Pugna Gallorum Gallinaceorum, 197 Barclay, William, 167, 196 De Regno et Regali Potestate, 199, 200 bardic verse influence of Gododdin, 76 revolution in, 83–90 bards, 63–4, 221, 222; see also filidh Barnes, William, 12 Barrie, James, 12, 23 Barron, Robert, 202–3, 235 Bartlett, Robert: hagiography, 108 Bassandyne, Thomas, 286 Bassandyne Bible, 232 Baston, Robert, 187 battle ballads, 263 battle-list, genre of, 68 battle narratives, 126–7 battle poetry: in praise tradition, 68 beast-fable: Henryson, 288–91 Beaton, Angus, 156 Beaton, Fergus, 155 Bede, 35, 117, 171 hagiography, 103 as theologian, 115–16 begging poems: Dunbar, 297–8 Bellenden, John, 139, 158, 179–80, 216, 280–1 Chronicles of Scotland, 178–9, 280 ‘Proheme of the Cosmographe’, 280–1 belles lettres, 24 Beowulf, 26 Bernician saints, 104, 107 Bible, 141, 231–2 authorised, 232 Bassandyne, 232 Geneva, 162, 232 influence on poetry, 92 bilingualism: in Scots and Gaelic, 157–8
Index biography: in hagiography, 105–6, 110–11 Bishop’s Palace, Kirkwall, 77–8, 82 Bisset, Baldred, 170–1, 172, 186 Processus, 8 Bisset, Thomas, 171 Bjarni Kolbeinsson, Bishop, 77, 78, 81–2 courtly verse, 70, 125 Jómsvíkingadrápa, 81, 125 Black Douglases, 276–7, 280 Blackwood, Adam, 199 Martyr de la royne d’Ecosse, Le, 165–6 Blackwood’s Magazine, 26 Blaeu, Johannes: Atlas Novus, 150 Blair, Hugh, 23–4, 27 Lectures on Rhetoric and Belles Lettres, 24 Blane, St: hagiography, 104, 107 Blondel, 85 boasting: in Norse literature, 79 Boece, Hector (Boethius), 158, 169, 178–80, 181, 188 Consolation of Philosophy, 287 Murthlacensium et Aberdonensium Episcoporum Vitae, 188 Scotorum Historia, 139, 150, 172, 178–9, 188, 216, 280 Bonaventure, 121 Book of Common Order, The, 231 Book of Deer, 58, 127, 154 Book of Discipline, 234 Book of Leinster, 223 Book of Pluscarden, 173–4, 277 Book of the Dean of Lismore, The, 21, 70, 86, 209–18, 220–5 battle tales in, 127 orthographic practice in, 157, 214–15 Borders, 140, 145 Boswell, James, 207 Bothwell, Richard, 277 bothy ballads, 264 Bower, Walter, 169, 172–3, 185, 187 ‘Book of Coupar Angus’, 173 Scotichronicon, 107, 136–7, 170, 172–3, 173–4, 187, 275, 276 Boyd, Mark Alexander, 165, 196, 206 Brahe, Tycho, 196 Braveheart (film), 6 Brevis Chronica, 173–4 Briain, Uí, princes of Southern Ireland, 39 British language, 52, 54–5, 57 British literature, 12, 27 Britons, 35, 36 Brittonic languages, 57, 154; see also specific languages broadside ballads, 264, 267–8, 270–1 Bronckhorst, Arnold, 245 Brown, George, bishop of Dunkeld, 173, 216 Bruce, Robert (1210–95), 41–2 Bruce, Robert (1274–1329) see Robert I Bruce, The see Barbour, John Brucean ideology, 175 brúilingeacht (imperfect rhymes), 83 Brunnanburh, battle of, 37 Buchan, David, 268–9 Buchan, John, 12, 28 Buchanan, George, 138, 141, 179, 195–6, 200, 247 Ad Henricum Scotorum Regem, 193 Ad Regem Scotiæ Henricum, 192–3
Index Baptistes, 166, 189, 190, 258 Coena Gavini Archiepiscopi Glascuensis, 189–90 De Jure Regni apud Scotos, 141, 180, 189 De Sphaera, 166, 189, 195–6 Epigrams, 189 Franciscanus, 189, 190 Fransisci Valesii Mariæ Stuartæ, 191 Fratres Fraterrimi, 189, 190 Genethliacon Jacobi Sexti Regis Scotorum, 194–5 as historiographer, 176–7, 180–1 Iambs, 189, 192 influence of, 166 Ioannis Calvani epicedium, 193 Jephthes, 166, 189, 190, 258 Joanni Diguallo, 190 masques, 191–2, 256 as neo-classicist, 158, 165, 166, 189–96 Palinodia, 190 plays, 158, 258 poetry, 189–90, 192–5 Psalms, 166, 190, 200 Rerum Scoticarum Historiae (History of Scotland), 139, 150, 180–1, 189 Somnium, 190 translations, 190, 206, 258 Buik of Alexander, The, 276 Burel, John: Pamphilus speakand of Lufe, 259 burgage plots, 149 burgesses, 46, 47 burghs until 1314, 45, 46–7 1314–1707, 148, 149 parchment, 148–9 royal entries to, 246, 256, 257–8 see also towns Burleigh, William Cecil, 1st Baron, 193 Burnet, Gilbert, 167, 233 Burns, Robert, 5, 23, 26, 29, 266 in collections, 22 sophistication of effects of, 12 ‘Caedmon’s Hymn’, 59 Caílte, 123, 124, 128 Calderwood, David: True History of the Church of Scotland, The, 182 Calvin, John, 157, 193 Calvinism, 193, 231, 233–4, 257 Cambridge History of English Literature, 28 Campbell, Donald, 22 Campbell, Sir Donnchadh, 211, 212, 214 Campbell of Glenorchy, Duncan, 224 Campbell of Islay, John Francis, 22 Campbell of Lawers, James, 222 Campbells, 8, 140, 210–11, 224 canon English literature, 4, 18 Gaelic literature, 21 philosophy, 116 Scottish literature, 3–15, 16, 20 theology, 115–16 Canongate Classics, 20 caputs, 48, 49 Carew, Thomas, 200–1 Carlyle, Jane Welsh, 17 Carmichael, Alexander: Carmina Gaedelica, 22, 23, 222
321 Carswell, John, 157, 231 Cassian, John, 113, 116 castles, 49, 78, 137, 138, 145 catechisms, Gaelic: publishing, 157 Cathal Croibhdhearg O’Conor, king of Connacht, 86 cathedrals: building, 50 Catholicism, Roman 231, 236 drama as tool against, 255–6 Sìleas na Ceapaich, 311–12 Catroe of Metz, St, 104 Caxton, William, 177 ceilidh-houses: transmission of Gaelic culture, 305–6 ceilings: painted, 248 Celtic languages 52–3, 54 major changes, 57 P-Celtic and Q-Celtic, 53, 54 see also specific language Celtic literature narrative and lyric in, 123–5 praise poetry, 16, 63–4 Celtic names, 52–3, 55 ceremonial centres: Pictish, 49 ceremonies emblematic devices, 251 folk, 253–4 songs and chants for, 220 chanson de mal mariée: in Dunbar, 300 Charles I: royal entry, 246, 257–8 Charles II: reign of, 142 Charlie, Mussel-mou’d 271 Charteris, Henry, 286 charters, 40, 59 Chaucer, Geoffrey, 160, 217, 275, 286 Dunbar on, 302 and Henryson, 292 Parliament of Fowls, The, 302 Scottish poets’ study of, 18 Troilus and Criseyde, 291, 293, 302 Chepman, Walter, 186 Chepman, Walter and Andro Myllar (publishers), 162, 276, 277, 278, 286, 303 Chiaráin, Fearchar O Maoil: lament for, 67 Child, Francis James: ballads, 263, 264, 268–9 Christianity until 1314, 36, 49–50, 53, 58–9 Celtic, 116 in David I’s reign 40 intellectual consequences of, 184 see also specific forms e.g. Calvinism Chronicle of Fortingall, 215 chronicles: Anglo-Saxon, 60, 169 ‘Chronicles of the Kings of Alba’, 37, 169 Chronicon Rhymicum, 187 chronology: in hagiographies, 110–11, 112 Church, Scottish until 1314, 44, 47, 49–50 alliance with secular power, 169 attempts to anglicise, 135 attitudes to performances, 253–4, 255–6, 257 criticisms of, 138 and Dunbar, 296, 301–2 and Gaelic poetry, 65 use of Latin, 59 see also Reformation church buildings, 49, 149 church courts, 239
322 churches founding of, 169 paired with halls or castles, 78 church history, 182 Cinaed II, 38 Cinaed mac Maíl Choluim: death of, 169 Cistercians, 47 civil war: late 10th century, 38 clachans, 146 Claim of Right (1690), 243 Clancy, Thomas Owen, 5 clan system, 48 Clare, John, 12, 29 Clariodus, 303 Clark, William: Marciano, 260 Clarke-plays, 254 class, middle: emerging, 137–8 clerics as authors of hagiography, 105 Gaelic poets as, 65 moral condition of, 216, 217, 224 as pioneers of new literature, 126 Clerk of Penicuik, John, 26 cliar (entertainers), 220 clientship, 47, 210–11; see also patronage Cogitosus, 111 Life of St Brigit, 112 Collectio canonum hibernensis, 118 collections, 20–1, 22–3 colonialism: internal, 17 colonies Lowland, in Gaeldom, 140–1 Nova Scotia, 146 colonisation by Anglo-Saxons, 56–7 from Ireland, 56 Columba, St, 36, 105, 222 Adiutor laborantium, 95–6 Altus Prosator, 94–5, 184 poetry in voice of, 98–9, 129–30 poetry on, 96–8, 100 voyage tale of monks of, 130–1 see also Adomnán: Life of St Columba Columban Church, 36, 37, 49, 50, 59, 153 Comedy of the Forlorn Son, 255 commonplace books, 216 Book of the Dean of Lismore as, 220 communicatio idiomatum, 101–2 Company of Scotland, 142 Comyn, John ‘the Red’, 42, 175 Congalach Cnogba: elegy to, 67 Congregationalists, 235 consciousness, national, 145 Constantine, son of Fergus, 36 Constantine I, 37 Constantine II: alliances with Ireland, 37 Cooke, Sir Anthony, 193 Copernicus, 196 Corpus Christi plays, 254–5 courtly love motifs, 125 in Gaelic literature, 222–3 in religious poetry, 99 Rögnvaldr, 79–80 court performances, 256–7, 257–8, 259, 260 court poetry see praise poetry courts, church, 239
Index courts, Gaelic, 153, 211, 219, 220, 222–3, 224 courts, law, 239 courts, Pictish: Gaelic as language of prestige in, 70 courts, Scottish anglicisation of, 153–4, 162 art, 245–6 and Dunbar, 273, 279, 296–7 languages in, 153–4, 158 and Older Scots literature, 273–85 removal to London, 162, 257–8, 284 Covenanters, 135, 142, 233, 235, 236–7 publications, 141–2 Covenanting Revolution (1638), 135, 141 Craig, Cairns, 9, 13 Craig, Thomas, 196, 241–2 Jus Feudale, 241–2 Craig, Sir Thomas, 196 De Unione Regnorum Britanniae Tractatus, 188 Cranston, William, 229–30 Crawford, Robert, 12, 24 Crawford, Thomas, 4 Creative Writing programmes, 5 Crichton, George, 165 Crichton, James, 196 Crichtons, 202 Criminal Procedure Act (1701), 243 crisis: identity and, 171 criticism, literary on Henryson, 292–3 Scottish literature, 3–15 Cromwell, Thomas, 190 Cronicum Elegiacum, 187 cross-slabs: Pictish, 49, 50 Cú Chuimhne of Iona, 99, 118 Cuilén, 38 culture, Gaelic in late medieval Gaelic Scotland, 209–18 transmission of, 305–6 Cumbric language, 52, 57, 61 ‘Cupar Proclamation’, 258 Cuthbert, St: as English saint, 104 Cuthbertian Church, 59 dadolwch (reconciliation poetry), 69 Daiches, David, 23 Dál chabhlaigh ar Chaistéal Suibne (An assembling of a fleet against Castle Sween), 155 Dallán Forgaill: Amra Choluimb Cille, 96–7, 100 Dallas of St Martins, George: legal writing, 242 Dál Riata, 35–6, 56, 60, 75, 114, 186 Cenél Loairn and Cenél nGabráin, 36, 38, 39 king-lists, 169–70 see also mac Ailpín, Cinaed Dalrymple, David (Lord Hailes), 265 Ancient Scottish Poems, 21 dán díreach (strict metre verse), 65–6, 67–8, 83, 84 Darien scheme, 142, 146, 204 Darnley, Henry, 189, 191, 192–3 dates: in literary periodisation, 7–9 David I, 39, 46, 153 religion, 40, 50 satire on, 69–70 David II: reign, 136 Davidson, John, 256 Dawson, Deidre, 5 dead, keening for, 220
Index ‘Debatable Land’, 145 de Burgh, Richard, 85, 86 decorative arts, 246, 247–9 deculturalisation, policy of, 141 Deer, monastery of, 40 Deirdriu, tale of, 128–9 Delitiæ poetarum scotorum, 165, 196, 199, 206–7 demandes d’amour, tradition of, 300 demotic poets: dependence on patrons, 71 Dempster, John, 230 Dempster, Thomas, 165 Denmark: prose histories, 80–1 Dennistoun, Walter, 203–4 De Regimine Principum, 277 desert Fathers, 113 Devine, Tom: Scottish Nation, The, 7 devotional poetry, 221, 296, 301–2 diaspora: Scottish, 10, 13, 14 Dictionary of the Older Scottish Tongue, 20 Dicúil: Measure of the World, 36 dindsheanchas (lore of prominent places), 127 ‘Dinogat’s Cloak’, 75 dit amoureux, 275, 282 divided self, concept of, 4, 11, 12 Divine Right of Kings, 141, 199 domestic buildings: decorative painting in, 247–9 Domnall I, 37 Domnall II, 37 Domnall III ‘Bán’, 38 Donald of the Isles, 140 Donaldson, James: Husbandry Anatomised, 151 Donnchadh Cairbreach O’Brien, king of Thormond, 86, 87 Douglas, Gavin, 25–6, 137, 164, 279–80, 296, 301 editions, 20, 206 Eneados, 18, 206, 276, 280 language, 160, 162 Palice of Honour, The, 174, 279–80 Douglas, James, 273 Douglas, John, 232 Douglas, William, 8th earl of, 276–7 Douglas family, 182–3, 273, 276–7, 280 drama: national, 259–60; see also performance; plays dramatic verse monologues, 128–30 Dream of the Rood, 8, 59, 101–2 dream poetry: and Dunbar, 302 dróttkvætt (in court metre), 64, 77, 79 Drummond, Gawin: Short Treatise of Geography, A, 151 Drummond of Hawthornden, William, 158, 246, 250–1, 258 epigram on, 200, 206–7 History of Scotland, 181–2 Polema-Middinia, 207 Duan Albanach (Scottish Poem), 38 Du Bartas, Guillaume: translations, 164–5 Du Bellay, Joachim: influence of Buchanan, 166 Dubhghall Albannach, 156 Dubhghall mac an Giolla Ghlais, 213 Dub, son of Máel Coluim, 38, 169 Dumbarton Rock, 54–5 Dunbar, Gavin, archbishop of Glasgow, 189–90 Dunbar, William, 139, 157, 190, 254, 256, 295–304 Ballat of Our Lady, The, 161, 301–2 Ballat of the Abbot of Tungland, A, 302, 303 on Chaucer, 18
323 devotional poems, 296, 301–2 Dirige to the King, The, 300–1, 302 editions, 20 in English literature, 25–6 familiarity with legal writing, 240, 295–6 Flyting of Dunbar and Kennedy, The, 18, 298–9, 301, 303 Golden Targe, The, 18, 300, 301, 302, 303 influence on Buchanan, 158 ‘In to thir dirk and drublie dayis’, 297, 301 ‘I that in heill wes and gladnes’ (‘Lament for the Makars’), 19, 256–7, 286, 298, 301, 303 language, 160, 161, 299, 301, 302, 303 petitions, 297–8 religion, 296, 301–2 ‘Sanct salvatour, send silver sorrow’, 298 satire, 297, 301, 303 ‘Schir, lat it never in toune be tald’, 298 and Scottish court, 273, 279, 296–7 status of, 19, 164, 303–4 Testament of Maister Andro Kennedy, The, 302 Thrissill and the Rose, The, 297, 302 Twa Mariit Wemen and the Wedo, The, 240, 299–300, 301 Duncan I, 38 Duncan II, 38 Dunkeld, 37, 50 Duns Scotus, John, 115, 121, 186, 226–7, 228 Dupplin Cross, 49 d’Urfey, Tom: Pills to Purge Melancholy, 20 Dury, John, 236 Easter controversy, 112, 113 economic reform: William I the Lion, 40 Edgar, king of Scotland, 38, 39 Edgeworth, Maria, 13 Edinburgh, 144, 148, 149, 246, 257–8 Edinburgh Essays on Scots Literature, 16 Edinburgh Review, 26 editions: Scottish literature, 5, 19–20 education of emerging middle class, 137 of Highland Catholics, 312 use of Latin in, 158 see also universities Edward I, 41–2 Edward II: battle of Bannockburn, 42–3 Eglisham, George, 199–200 elegies, 67–8 Elizabeth I, 192, 194, 195 Elphinstone, William, 188 emblems, 248–9, 251 embroideries, 250–1 Encyclopaedia Britannica (9th edn), 25–6 English language as language of court, 153–4 linguistic exchange, 136 rise of, 162–3 see also Old English English literature Celtic influence on, 25 lack of international reception, 165 study of, 4, 12, 18–21, 24–30 englyn cycles, 125 Enlightenment, Scottish, 5, 9, 23–4 entertainment: in medieval Gaelic society, 220
324 Eóganán, son of Óengus, 36 Eriugena, Johannes Scottus: as theologian, 116 Erskine, Thomas, 2nd Lord, 277 Erskine family, 277, 282 eulogies see praise poetry Europe impact of Scottish literature, 5 interest in Scottish politics and culture, 6 trade with, 46 see also specific countries Ewart, Gavin, 295 exports, 46, 149 extirpation, policy of, 141 Extracta e Variis Cronicis Scocie, 173–4 eyewitness approach: Adomnán, 117–18 fables, 222, 288–91 fairs, 311 faith, 229 Falaise, treaty of, 40 Falkirk, battle of, 42 fame poets, 75 warriors, 74–5 family histories, 182–3 famines, 147 farce, 258 farming see agriculture feasts: mead, 74 feminist criticism effect on Scottish literature 17–18 Henryson, 292–3 Fenian Cycle, 222, 223, 225 Fergus, prince, 36 Fergus II, son of Erc, 186, 188 Fergus of Galloway, 40, 125 Ferguson, Adam, 21 Fernaig Manuscript, 157 Ferrerio, Giovanni, 179 Ferrier, Susan, 13 feudalism, 45, 47–8, 59, 61, 242 and architecture, 49 and languages, 59, 61, 160–1 fianaigheacht, 223, 224 Fianna, 124 filidh (trained bards), 65, 220, 221, 222, 225 Fillan of Strathfillan, St: hagiography, 106 films: based on Scotland, 6 Findlay, Bill, 5 fine arts, 246 Finnguala, 169, 174 Fionnlagh an Bard Ruadh, 213, 222 fitz Maurice, Gerald, 3rd earl of Desmond, 217, 223–4 Fletcher of Saltoun, Andrew, 23, 142 Flodden, battle of, 135, 212, 295 flyting, 282–3, 303 Foirm na nUrrnuidheadh (The Form of Prayers), 157 folk humour, 138 folk literature, 23 collections, 21, 22–3 folklore, 139 folk performances, 253–4 Forbes, John, 235 Forbes, Patrick, 233, 235 Fordun see John of Fordun
Index Fortingall, Perthshire, 210, 211, 212 forts, Pictish hilltop, 48 Foucault, Michel, 293 Foulis of Ravelston, Sir John, 260 Foullis of Edinburgh, James, 165 Fowler, William, 250–1, 283, 284 Fox, George, 235 Franciscans, 226, 231 Francis of Assisi, St, 226 Freebairn, Robert, 206 freedom, 6, 227–8 in Declaration of Arbroath, 136 freemasonry, 249 French language, 153, 158, 161; see also NormanFrench French literature: and Dunbar, 302 friaries, 50 Froissart, Jean, 165 Gaelic, Classical, 70, 155–6, 219–20 in Book of the Dean of Lismore, 212–13 dearth of manuscripts, 214–15 hybrid form, 156–7 revolution in 83–90 Gaelic language, Scottish until 1314, 52, 58, 60–1, 62, 70 1314–1707, 135, 145, 153–8 decline of, 61, 141, 153–4 legal documents in, 155–6, 239 loan-words, 157–8, 161 spoken, 58 see also Irish Gaelic Gaelic literary culture, 209–18 Gaelic literature, Scottish, 8, 9 until 1314, 58 in later Middle Ages, 219–25 editions, 5 heroic literature, 73–5, 124, 223–4 introduction of personal into, 309–10 journals on, 16 perceptions of, 21–2 prose narrative, 127 revolution in, 65 separation from Scottish literature, 18–19, 21–2, 29 study of, 4, 16, 17–18, 21, 28 see also praise poetry; specific authors and works Gaels see Scot(t)i Gàidhealtachd, 140–1, 154; see also Highlands Galbraith, Robert: Quadrupertitum in oppositiones, 228–9 Gall-Goídil (Foreigner-Gaels), 60 ‘Galoshins’ folk play, 254 Galt, John, 6 Garden of Aberdeen, Professor James, 156 Garioch, Robert, 258, 295 Geneva Bible, 162, 232 genres, 11–12 in Dunbar, 300 in hagiography, 103 in praise poetry, 66–70 Geoffrey of Monmouth, 171 Historia Regum Britanniae, 186 Vita Merlini, 125, 185 geography, 7, 147–8, 149–50, 151 until 1314, 44–51
Index 1314–1707, 144–52 as discipline, 150 geography books, 151 Germanic languages, 56, 59, 159 Gesta Annalia, 171–2, 187 Gifford, Douglas, 8, 18, 23 Giolla Brighde Albanach, 65–6, 85, 86–7 checklist of poems, 88–9 Giolla-Críost Táilléar, 217, 221 ‘Glanville’, 238 Glasgow, 125–6, 144, 148 Glencoe, Massacre of, 141, 142 Glendinning, Miles, 7 Glorious Revolution, 135, 142 Gododdin, 8, 35, 53, 70, 72–6, 94 Gododdin, kingdom of, 35, 54, 56, 72 Goffredus de Trano, 238 Golden Age, 40–1 ‘Goliardic’ tradition: and Dunbar, 302 Goodall, Walter, 187 Gordon, Anna (Brown), 269 Gordon, Robert (geographer), 147, 150 Gordon, Sir Robert: family history, 182 Gordon of Camdell, Alexander, 305 Gordons, 140, 202 Gothic, 11 Gough Map, 144 Gower, John, 18, 275 Gracián, Baltasar: influence of Barclay, 167 graffiti, runic: at Maeshowe, 78 Greek writers: translated by Michael Scotus, 120 Gregory the Great Dialogues, 111, 112 Life of St Benedict, 111, 112 Greig, Gavin, 23 Grey, Sir Thomas: Scalacronica, 170 Grieg–Duncan collections of folk songs, 22–3 Grierson, Herbert, 16 grotesque painting, 247 Gualterus Anglicus (Walter the Englishman), 288 Gude and Godlie Ballatis, 231, 256, 265–6, 267 guilds, merchant, 46 Guillaume de Lorris: Roman de la Rose, Le, 302 Guillaume le Clerc, 125 ‘Gwarchanau’, 72, 75–6 Haddon, Walter, 192 Hadrian’s Wall, 53 hagiography, 103–9, 126, 184–6 continental, 112 English, 104–5 Irish, 104–5, 107–8 Orcadian, 78 Hailes, Lord see Dalrymple, David Hákon Hákonarson, king of Norway, 41, 82 Hákon Pálsson, 78 Hallr órarinsson: Háttalykill, 80–1 halls of Highland chiefs, 220 paired with churches, 78 Hamilton, Patrick, 229 Hamilton, Sir William, 28, 30 Hamilton of Finnart, Sir James, 249 handwriting: development of, 59 Harker, David, 23 Harlaw, battle of, 140
325 Harrower, David: Blackbird, 5 Harry, Blind, 143 editions, 19, 20 Wallace, The, 137, 174–6, 277–8, 302, 303 Harsent, David, 295 harvest failure, 147 Háttalykill, 80–1 Hay, Sir Gilbert Buik of King Alexander the Conqueror, 277, 303 Buke of the Law of Armys, The, 239, 275–6 Hebrides: ceded to Norway, 39, 41 Heliodorian novel, 166 Henderson, Alexander, 142 Henderson, T. F., 29 Henry, Prince of Wales (son of James VI): baptism, 251 Henry II of England, 40 Henry VIII, 190 Henry of Huntingdon, 35 History of the English, 171 Henryson, Robert, 19, 137, 164, 286–94, 303 ‘Bludy Sark, The’, 287 in Book of the Dean of Lismore, 157, 217 editions, 20 in English literature, 25–6 Fables, 279, 287, 288–91 familiarity with legal writing, 240 ‘Garmont of Gud Ladeis, The’, 287 language, 160, 286 ‘Lion and the Mouse, The’, 279 Orpheus and Eurydice, 287–8 paradoxes, 293 ‘Robyn and Makyne’, 287 and Scottish court, 277, 278–9 shorter poems, 286–7 Testament of Cresseid, 278, 286, 287, 291–3 heraldry, books of, 248 Herbert of Glasgow, Bishop, 100 Herd, David: Ancient and Modern Scottish Songs, 21 heroic age, 55, 56 heroic literature 73–5, 124, 223–4 Hiberno-Saxon hand, 59 ‘Highland problem’, 150 Highlands, 144, 145–6, 147; see also Gàidhealtachd High Theory, period of, 3–4 ‘Hirlas Owain’, 76 histiography: Scottish, 168–83 Historia Brittonum, 72, 75 historians, conjectural, 138 history, 7–8 until 1314, 35–43 1314–1707, 135–43 in Book of the Dean of Lismore, 210 in hagiography, 105–6, 108, 111, 112 shift from contemporary to, 80–1 History of Scottish Literature, 3, 17 Hogg, James, 5, 12, 23 Jacobite Relics of Scotland, The, 267–8 Private Memoirs and Confessions of a Justified Sinner, 12 Holinshed, Raphael, 182 Holland, Richard: Buke of the Howlat, The, 156, 174, 276, 277, 303 Home, John: Douglas, 24 Hook, Andrew, 5, 8 Hospitallers, 40
326
Index
Howell, James: Perfect Description of the People and Country of Scotland, A, 150 humanism, 150, 217, 230 Hume, David, 23–4, 26, 27, 228 Treatise of Human Nature, 12 Hume of Godscroft, David: family histories, 182–3 Hume of Polwarth, Patrick, 283 humour folk, 138 in Gaelic literature, 224 ‘Hunting of the Cheviot’, 263 hunting reserves, 45, 146 Huntly fair, 311 Hutcheson, Francis, 26 ‘Hymnus Sancti Nynie Episcopi’ (Hymn for St Nynia), 100, 101, 184–5
Irish Gaelic divergence from Scottish Gaelic, 154–5 transition from middle to early modern, 83 Irish Literary Revival, 25 Irish literature in Book of the Dean of Lismore, 212, 213 influence of Ossian, 25 medieval, 64, 65, 70 narrative and lyric in, 123–5 as postcolonial, 17 iron-smelting, 149 Irving, David History of Scottish Poetry, 20 Lives of the Scottish Poets, 20 Isidore of Seville, 118 itinerant poets: Gaelic, 68–9
Icelandic sagas: Viking settlements, 36 Icelandic sources: for Orcadian literature, 77, 82 identity, national, 144, 145, 168, 171 ideology Brucean, 175 royalist, 279 Idulf, 37–8 Ifearnáin, Uí, 222 imitatio, 190 imitatio dei, 226, 227 imitation: in art, 247 Inchcolm Antiphoner, 98 Independence, Wars of, 41–3, 135, 159 industrialised regions, 150 industries until 1314, 46, 47 1314–1707, 149–50 Inglis as official language, 153–4, 156 supremacy of, 159–60 see also Scots language Inglis, Sir James, 257 inheritance law of: Dunbar’s knowledge of, 295–6 principle of partible, 147 inns: establishment of, 141 ‘In Praise of Urien’, 66 inscriptions: Latin, 184 Instructiones, 186 intellect: faculty of, 227 interculturalism: Scotland, 11, 14 interdisciplinary studies: and Scottish literature, 6–7 international assessments of Scottish literature, 5–6 1314–1707, 164–7 Iona, monastery of, 36, 37, 38, 113 as cultural centre, 50, 58 establishment of, 98–9, 184 library, 118, 188 religious poetry, 94–5 Iona, Statutes of (1609), 140 Ireland Gaelic culture, 219 Gaels as emigrants from, 35–6 as homeland of Scots, 170 links with Scotland, 6, 28, 37, 154 raids, 55–6 Ireland, John, 227–8, 279 Meroure of Wyssdome, The, 227, 279 Irish Church, 83
Jack, R. D. S., 5, 7–8, 11 Jacobitism, 10 broadside ballads, 267–8 and Latin poetry, 203, 204, 205 ‘Song of the Clans’, 307 James I, 70 court of: and Scots literature, 274–5 elegies on, 187 Kingis Quair, 136, 274–5 James II, 137 court of: and Scots literature, 275–7, 277–9 James IV: court of and Dunbar, 296–7 and Scots literature, 18, 19, 279–80 James V, 190 court of: and Scots literature, 250, 280–1 James VI and I, 70, 135, 259 attacks on Scottish traditional society, 140–1, 146 Basilicon Doron, 162 court of: and Scots literature, 282–3 Divine Right of Kings, 141, 199 Essayes of a Prentice, 282 European reputation of, 164–5 on kingship, 181, 194–5 Lepanto, 164–5 masques, 256 patronage of drama, 257 prose works, 165 Some Reulis and Cautelis, 282–3 urban expansion, 149 James VII and II, 236, 243 Jameson, George, 245, 246, 258 Jamieson, John: Etymological Dictionary of the Scottish Language, 19, 26 Jarlaskáld, Arnórr, 77 Jean de Meun: Roman de la Rose, Le, 302 Jerome, 110, 118 Jewel, John, 193–4 Jocelin of Furness: Vita Sancti Kentigerni, 104, 106, 107, 108 ‘John Cum Kis Me Now’, 266–7, 267–8 John of Fordun, 169, 274 Chronicle of the Scottish Nation, 136, 170, 171–2, 173–4, 187, 216 John of Tynemouth, 186 Johnson, Hamish, 29 Johnson, James: Scots Musical Museum, 22 Johnson, Patrik, 257 Johnson, Samuel, 22, 206, 207
Index Johnston, Arthur, 199–203 Ad Robertum Baronium, 202–3 Apologia Piscatoris, 201–2 Apologia pro Nautis Lethensibus, 201 Apologia pro Thaumantia Obstetrice ad Senatum Aberdonensem, 201 ‘Ask me no more’, 200–1 Consilium Collegii Medici Parisiensis, 199–200 De Loco Suo Natali, 202 epigram on Drummond, 200, 206–7 In Nautas, 201 Onopardus Furens, 199–200 Paraphrasis Poetica Psalmorum Davidis, 200 poems on burning of Frendraught, 202 translations, 200–1, 206 Johnston of Warriston, Archibald, 142 Jonson, Ben, 250 journals, academic: on Scottish literature, 16–17 Juvenal: in Book of the Dean of Lismore, 217 Kailyard, 4, 9, 13 keepers of royal castles, 138 Kennedy, Walter, 296 and Dunbar, 298, 303 ‘Passion of Christ, The’, 255 Kenneth I, 186 Kentigern, St, 35, 100, 125, 185 hagiography, 104, 105, 107, 126 Kepler, Johann, 196 king-lists, 186 deaths of kings, 169 Leinster, 127 Pictish, 58, 168–70 Kings, Cycle of the, 225 kings and kingship, 48–9, 274–5 anglicisation by, 135 Anglo-Norman vision of, 47–8 answerable to subjects, 137 attitudes to, 200 in Boece, 178 Buchanan on, 189, 194–5 contractual theory of, 136, 141 Divine Right, 141, 199 James VI on, 181, 194–5 Northumbrian, 55 support of Church, 49–50 as theme in Book of the Dean of Lismore, 216 see also advice to princes Kinloch, David, 196 Kirk see Church Kirk, Robert, 139 Kirkwall, Orkney, 47, 77–8, 82 knowledge: divine, 227–8 Knox, John, 20, 229, 231 attitude to drama, 256 First Blast of the Trumpet against the Monstrous Regiment of Women, 234 History of the Reformation, 138, 182 and Scots Confession, 232, 234 Kyllour, John: Historye of Christis Passioun, 255 labour songs: Gaelic, 220 Lailoken (Merlin) legends of, 125–6, 185 see also Myrddin Laing, David, 20, 265
327 ‘Lament for Owein ab Urien’, 67 laments influence on religious poetry, 92–3 personal, 310 Lammas plays, 254 Lamont, Sir Robert, 221 land claims: David I, 40 land management until 1314, 45 1314–1707, 146, 147 Landnámabók (Book of Settlements), 36 land organisation, 48–9 landscape in 1707, 144 and saints, 107 Lang, Andrew, 28, 271 languages, 7, 9–10, 11 until 1314, 52–62 1314–1707, 145, 153–63 in Book of the Dean of Lismore, 212–13 change from ancient to medieval, 57 see also specific languages Last Leaves of Traditional Ballads and Ballad Airs, 23 Latin, 5, 13, 135, 174 until 1314, 52, 53, 59 1314–1707, 153, 158, 165–7, 184–208 character of, 53–4 and Dunbar, 301–2 influence on Scots language, 161 as language of law, 238 official records in, 214–15 religious poetry in, 91–2, 99, 100 in Roman Britain, 59 Vulgar, 54 Latin Psalter: literacy learned from, 92 laudatio, 103 Lauder, William, 257 Lauder bridge rebellion (1482), 278 Laurence of Lindores, 186 law and laws canon: Adomnán responsible for, 118 Dunbar’s knowledge of, 295–6 MacAlpine, 37 see also legal writing Lay of the Mantle, 223, 224 lead mining, 149 Learmouth, Mark, 204 learning, centres of, 39 Lebor Gabála Érenn (Book of Invasions), 186 lechery: link with leprosy, 292 legal writing 1314–1707, 238–44 languages of, 155–6, 238–9 Legend of Servanus, 185 Legend of St Andrew, 185 Leighton, Robert, 236 Leinster: king-list, 127 Lennox, Alún Óg, Earl of, 86 leprosy, 292, 293 Leslie, Charles (Mussel-mou’d Charlie), 271 Leslie, John, 176–7, 179, 188–9 De origine, moribus et historia Scotorum (History of Scotland), 139, 150, 180, 181, 189 Leslie, William, 235 Letters of Thomas and Jane Carlyle, 5 Lewis: Norse place-names, 60
328 Liber Pluscardensis, 173–4, 277 Liddale of Halkerton, Sir James, 277–8 Liddell, James: Tractatus conceptuum et signorum, 228 limericks, 308 Lindsay, Sir David, 19, 178, 190, 200, 248, 256 on Dunbar, 303 editions, 20 familiarity with legal writing, 240 plays, 258 Satyr of the Thrie Estaitis, Ane, 138, 231, 240, 257, 258–9, 281 and Scottish court, 273, 280, 281 Testament of the Papyngo, 280 translations of, 164 Lindsay of Pitscottie, Robert: as historiographer, 179 Linton, Bernard, 186–7 literacy learned from Latin Psalter, 92 in Strathclyde, 57 literary associations: in art, 247–8 literati, 219, 225 literature see also specific kind e.g. Scottish literature literatures in English: development of, 17, 28–9 Lithgow, William, 141 Lluyd, Humphrey, 189 loan words Gaelic, 157–8, 161 Latin, 53 Scandinavian, 160 Scots, 157–8, 160–1 Lochhead, Liz, 12, 17 Lockhart, Sir George (c. 1630–89), 204 Lockhart (or Lokert) of Ayr, George (1485–1547), 186, 228 Lokert of Ayr see Lockhart, George Lollardy, 231 Lom, Iain, 306, 308 Lombard, Peter: Sentences, 228, 229 London: Scottish writers in, 18 lords: support of Church, 49–50 lordship: move from kinship-based to non-kinshipbased, 44, 47–8 Lordship of the Isles, 140, 145, 154, 211, 212 love amatory literature, 275, 282 in Kingis Quair, 274 philosophy of, 226 see also courtly love love poetry, 281 love-songs: in Norse-Icelandic literature, 81 Lowlands, 145 Lulach, King, 38 Lutheranism, 231 Lydgate, John, 18, 217, 275 Lynch, Michael: Scotland: A New History, 7 lyrical poetry, 281 lyric genre: from early Middle Ages, 123–31 mac Ailpín, Cinaed (Kenneth Mac Alpin), 50, 67, 169–70 reign, 37 MacAlpine laws, 37 Mac An t-Saoir, An Bard, 217 MacBeth, Fergus, 155 Macbeth, King, 38 MacCaig, Norman, 10, 13
Index MacDiarmid, Hugh, 10, 29, 295, 303–4 MacDonald, Alasdair Dubh: lament for, 308–9 MacDonald, Alexander (Alasdair mac Mhaighstir Alasdair), 307, 308 MacDonald, Iain Dubh, 307, 308 MacDonalds, 8, 140 MacDonalds of Glencoe: attack on, 142 MacGregor, Domhnall Liath, 222 MacGregor, Dubhghall Maol, 210 MacGregor, Duncan (Donnchadh), 210, 211, 214, 216, 224 Book of the Dean of Lismore, 157 MacGregor, Eoin Dubh, 212, 216 MacGregor, James (Seamus) 210, 216 Book of the Dean of Lismore, 157 MacGregors, 140, 141, 210–11, 212, 224 MacGurcaigh, Artúr Dall: battle poem, 68 Mackenzie, George: Lives of Scottish Writers, 20 MacKenzie, John: Sàr Obair nam Bard Gaëlach, 21 MacKenzie of Rosehaugh, Sir George, 204, 243 Mac Lachlainn, Giolla-Pádraig, 222 MacLean, Rev. John, 155–6 MacLean, Lachlan, 156 MacLean, Sorley, 10, 13 MacLeod, Mary (Màiri nighean Alasdair Ruaidh), 17 mac Luigdech, Beccán: poetry on Columba, 97 Macmath, William, 270 mac Mhaighstir Alasdair, Alasdair, 307, 308 Mac Mhuireadhaigh, Eóin, 223 MacMhuirich bardic family, 156, 223 Macmillan, Duncan, 7 MacNab, Fionnlagh, 209, 211, 215, 216 MacNeill of Gigha, Niall, 71, 214 mac Peadair Uí Longáin, Mícheál, 86 MacPhail, Hugh, 155 Macpherson, James Poems of Ossian, The, 21–2, 24–5 MacPherson, Mary (Màiri Mhòr nan Òran), 18 MacRae of Inverinate, Duncan: Fernaig Manuscript, 157 Mac Suibhne, Eoin, 68, 155 ‘MacSween poem’, 68, 212 Máel Coluim I: reign, 37–8 Máel Coluim II: reign, 38 Maeshowe: runic graffiti, 78 Magdalene, daughter of Francis I of France, 190 Magnus, Olaus, 179 Magnús, St, 77, 78, 100 Magnus III of Norway ‘Barefoot’, 39 Mair, John, 181, 186, 228–9 histiography, 177, 179 Historia Maioris Britanniae, 138, 150, 177, 187–8, 229 Màiri Mhòr nan Òran, 18 Màiri nighean Alasdair Ruaidh, 17 Maitland Club, 19–20, 265 Maitland Manuscripts, 19, 277, 265, 282, 303 makars, 137, 165; see also Douglas; Dunbar; Henryson Malcolm Canmore, 38 Malcolm III Canmore, 38, 46 Malcolm IV, 40 Málsháttakvæði (Poem of Proverbs), 81–2 Malveisin, William, 125 Manderston, William, 228 Manning, Susan, 5
Index manses, 149 Map, Walter: De Nugis Curialium, 297 maps, 144, 150–1 Märchen, 185 Marches, Laws of the, 145 Margaret, Maid of Norway, 41 Margaret, St, 38, 39, 50 hagiography, 104, 105, 186 Margaret Tudor: in Dunbar’s poems, 297 marine exploitation, 47 maritime kingdoms: clan system, 48 market centres: non-burghal, 149 marketplaces: specialised, 149 markets: access to English, 142–3 Márkus, Gilbert, 5 Martin, Martin, 155 travel accounts, 151 Martin, St, 113 Mary, Virgin, 99, 301–2 Mary Queen of Scots accounts of, 165–6, 176–7, 180, 181, 188–9, 191 embroideries, 250–1 festivals, 246–7 languages, 158 poetry, 282 reign, 138 masks, ‘poetry of . . .’, 128 masques, 191–2, 256 Masson, David, 27, 29–30 Matilda (Edith), 39, 105 Maxwell, Douglas, 5 May games, 254 mead feasts, 74 medical texts: in Gaelic, 155 meeting places: Pictish, 49 Melville, Andrew, 165, 196, 234–5 Melville, Elizabeth, 17 memory, art of, 249 Merlin see Lailoken; Myrddin merry verse: Gaelic, 224 Mhaoilchonaire, Uí, 222 Mhuileadhaigh, Maol-Domhnaigh mac Mághnais, 221 Mhuirich, Clann, 65 middle class: emerging, 137–8 Millar, J. H.: Literary History of Scotland, 18 mind: faculty of, 227 mining, 149 Minstrel of Rheims, 85 minstrels, 256, 271 miracles, 186 Columba, 100 in hagiographies, 106–7, 110–11, 112–13 Miracles of St Nynia (Miracula Nynie Episcopi), 100, 101, 104, 107, 108, 184–5 Miracula Sancte Margarete Scotorum Regine, 108 miscellanies, manuscript, 282 missionaries, 36, 44 Modern Languages Association of America, 4, 17 monarchy see kings monasteries, 98–9 monastic orders, 50 monastic theology, 120 Montgomerie, Alexander, 139, 193, 259, 283–4 Cherrie and the Slae, 284, 303 masques, 256
329 Navigatioun, 283 ‘Oppositione of the Court to Conscience, The’, 283–4 Montrose, James Graham, Marquis of, 141 monuments: Pictish, 49 Moray, Andrew de, 42 Moray, James Stewart, Earl of, 189 Morer, Thomas, 147 Morère, Pierre, 5 Morley, Henry, 25 mortality statistics, 148 Motherwell, Alexander: collections, 22 Mugint, 91–2, 184 Mugrón, abbot of Iona: elegy to Congalach Cnogba, 67 Muir, Edwin, 3, 16 Muirchertach Ua Briain, King, 39 Muireadhach Albanach see O Dálaigh multiculturalism, 11 multi-ethnicity, 14 multilingualism, 14 Mure of Rowallan, Sir William, 269 Murray (de Moray), Andrew, 42 Murray, Thomas, 165 Murthly Hours, The, 156, 214 Musa Latina Aberdonensis, 196 music 164, 220, 256 Myrddin (Merlin), 76, 125; see also Lailoken mythological cycle, 222, 225 mythology, Norse: in Orkney literature, 79 na Ceapaich, Sìleas see Sìleas na Ceapaich Nairn, Tom, 3 names, personal Celtic, 52–3 Gaels 56 Pictish, 58 see also place-names Napier, John, 167 narrative: from early Middle Ages, 123–31 national identity: Scotland, 144, 145, 168, 171 nationhood, Scottish: versions of c. 850–1700, 168–83 native traditions: influences on religious poetry, 92–3, 97–8 natural philosophy: and Michael Scotus, 120 nature poetry, 124, 129–30 Nechtan, King, 35, 36, 50 Nechtansmere, battle of, 55 needlework, 250–1 New Testament: published in Gaelic, 157 Newton, George: Vita Sancti Blani, 104, 107 Newton, Isaac, 203 Nichol, John: study of Scottish literature, 27 Nicolson, Thomas, 236 Ninian (Nynia), St, 35, 59, 184 hagiography, 100, 104, 106, 107, 108, 184–5 Nisbet, Murdoch, 231 Nisbet of Dirleton, Sir John, 242 Njalssaga, 128 noblemen, 70 Gaelic: courtly verse of, 70 as writers in Book of the Dean of Lismore, 213 Norman-French language until 1314, 52, 61 1314–1707, 145
330 Norman-French language (continued) influence on Scots language, 160–1 as language of court, 153–4 Normans, 39–40 Norn, 61, 145, 153 Norny, Sir Thomas: in Dunbar’s poems, 61, 145, 297 Norse language, 52, 60, 61 influence on Scottish Gaelic, 154 religious poetry in, 93–4 Norse literature, 9, 60, 68 in Orkney, 77–82 skaldic verse, 64, 65, 70, 77, 80 Northumbria, kingdom of, 55, 56, 57 shire system, 48 Norway, 47 Hebrides ceded to, 39, 41 prose histories, 80–1 Norwegian literature: Icelandic sources, 77 nostalgia: in study of Scottish literature, 23 Nova Scotia: colony of, 146 Nynia, St see Ninian O’Brien family: poetry on, 86 occasional poems: Gaelic, 223 Ó Dálaigh, Cú Chonnacht, 83 Ó Dálaigh, Donnchadh Mór, 84, 221 Ó Dálaigh, Gothfraidh Fionn, 221 Ó Dálaigh, Maoilíosa, 84 Ó Dálaigh, Muireadhach Albanach, 65, 83–90, 212, 221 checklist of poems, 88–9 ‘Cian ó d’ibess dig ndermaid’, 85 ‘Créad agaibh aoidhidh a goéin’, 85 dadolwch, 69 dindsheanchas in, 127 lament for wife, 67–8 praise of Virgin Mary, 99 relationship with patron, 69 Ó Dálaigh, Tadhg, 84 Ó Dálaigh family of poets, 83–4, 222 O Donnell, 84–5, 86, 87 Óengus son of Fergus, 36 ogham inscriptions, 58 Ogilvie, John, 237 Ó hUiginn, Tadhg Og, 221, 222 Oisín (Ossian), 124, 128, 223 O’Kelly of Uí Mhaine, William, 83 Óláfr, St: texts on, 78 Olaf ‘son of the king of Lothlind’, 37 Old English until 1314, 52, 56–7, 59 compared with Scots, 160 religious poems in, 101–2 in south of Scotland, 159 Oliphant, Margaret, 12, 17 Ó Muirgheasáin, Toirhealbhach, 155 oppida, 46 oral tradition, 10 ballads, 268–9 in collections, 22–3 Gaelic, 215, 219, 305 Oran nam Fineachan (Gaidhealach) (Song of the (Highland) Clans), 307 originality, 292 origins, Scottish: accounts of, 170–1, 177
Index Orkney, 47, 82, 140, 145 Norse literature in, 77–82 Orkneyinga saga, 8, 36, 78, 80, 128 orthography of Book of the Dean of Lismore, 157, 214–15 of Gaelic influenced by Middle Scots, 156–7 Otterburn, Sir Adam, 190 Owain son of Urien, 126 pageantry, 246–7, 256, 257–8 painting, 245–6, 247 palaces: Pictish unfortified, 48 panegyric code, 307 parishes, 50, 150 Parliament, Scottish Acts of, 239, 240 and emerging middle class, 137 Scots in, 160 three estates of, 47 Paschasius Radbertus, 185 pastoral, 24 pastoralism, summer, 147 Paterson, James: Geographical Description of Scotland, A, 151 Patrick, St, 35, 184, 223 patrons and patronage Dunbar, 297–8 emergence of learned, 249 Gaelic, 153, 222 MacGregors, 210–11 relationship with poets, 66–7, 69, 213–14 see also clientship; praise poetry ‘Peblis to the Play’, 254 Percy, Thomas: Reliques of Ancient Poetry, 21 performance modalities: as feature of Scottish literature, 10 performances, 220, 253–62; see also drama periodisation, issue of, 7–9 Perth: development of, 46–7 Perth, Treaty of, 41 philosophy until 1314, 115–22 before Reformation, 226–30 Philotus, 257, 259 Philp (Philip) of Almerieclose, James: Grameid, 205–6 phoenix, image of, 194–5 Pictish Chronicle, 37, 169 Pictish language, 52, 57–8, 154 Picts, 35, 54, 55 conquests of Cinaed mac Ailpín, 37 conversion to Christianity, 36 Gaelic as language of prestige, 70 king-lists, 58, 168–70 shire systems, 48–9 pietas, 103, 105 piety: in historiographies, 182 pilgrimage, 100 Pincier, Johann, 195 Pinkerton, John, 19, 23 Pinkie, battle of, 135 Pinkie House, Musselburgh, 248–9 Pitcairne, Archibald, 203–5, 206 ‘Ad Annam Britannam’, 205 ‘Ad Carolum II’, 204–5 ‘Ad Dennistonum’, 204
Index ‘Ad Janum 1709’, 204 ‘Ad Marcum Lermontium’, 204 Assembly, The, 261 Epistola Archimedis ad regem Gelonem, 203 Jacobitism, 205 MORMONOSTOLISMOS, 203–4 plays, 261 Selecta Poemata, 205, 206 ‘XXV Julii MDCCXIII’, 205 Pitscottie, Robert Lindsay of, 179 place-names, 52, 58–9 Celtic, 52, 55 Gaelic, 61 Gaels, 56 Norse, 60 Pictish, 57 places, 107, 127 in scripture: Adomnán, 117–18 plague, 92, 147–8 plantation, policy of, 140–1 plays, 253–62 Buchanan, 166 ‘Plough Play’, 253 ploughs: mould-board, 45, 47 Poemata Selecta, 204, 205 poem-books (duanaire), 221 ‘Poetical Description of Orkney’, 151 poetry early Scots, 18–20, 19–20 Gaelic 17–18, 18–19 Orkney, 82 Welsh, 55 see also praise poetry; specific authors and works poets assemblies, 83 demotic, 71 familiarity with legal writing, 240 itinerant, 68–9 professionalisation of,64–5 relationship with patrons, 66–7, 69, 213–14 Welsh, 74, 75 see also filidh; skalds political poetry: Orkney, 82 politicisation: of Scottish literature, 12 politics in broadside ballads, 267–8 public interest in, 6 see also nationalism Pont, Timothy: maps, 150 popes: resentment of, 138 population geography, 147–8 postcolonial literatures: development of, 17 Pourbus, Frans, 248 ‘Practicks’, 240–1 pragmatism, 11 praise poetry, 80 Dunbar, 297 Gaelic, 63–71, 222 influence on religious poetry, 92–3, 97–8 introduction of poet into, 309 lists of allies in, 307 and narrative, 126, 127 Welsh, 73–4 Presbyterianism, 182, 234–5, 236–7 princes: advice for, 227, 275, 283, 290 printing
331 ballads, 265 courtly literature, 281 effect on historiography, 176 and Scots language, 162 Processus, 186 Prophecy of Berchán, 38 prose: in Latin, 158 prose narratives Gaelic, 127 lack of, 128 Orkney, 82 prose writings: Adomnán, 110–14 protection (snádud), 97–8 Protestantism, 135 Lindsay, 281 see also Reformation, Scottish Psalms: influence on poetry, 92 Ptolemy: Geography, 53, 54 publications: anglicisation of, 141–2 publishing: Gaelic, 157 Puritans, 235 Quakers, 235 Quennell, Peter, 29 Quonium Attachiamenta sive Leges Baronum, 238 race-meetings, 311 Racine: influence of Buchanan, 158 Raeburn, Sir Henry, 245 Raghnall, 66–7, 99 Rait, David, 235 Ramsay, Allan, 12, 23, 245 Ever Green, The, 19, 303 pastoral, 24 Tea Table Miscellany, 20 Randolph, Thomas, 194 records Gaelic, 186 in Latin, 214–15 law, 239 in religious houses, 36 Rögnvaldr, 79 in Scots, 156, 214–15 of Viking raids, 60 see also writing Reformation, Scottish, 231–7 attitudes to art and literature, 247, 255, 256, 281 effect on historiography, 176–7 reasons for, 138 and Scots language, 162 Registrum of St Andrew, 185, 188 Regium Majestatem, 238 Reid, John: Scots Gard’ner, 151 Reid, Sir John (Stobo), 286, 303 Reid, Thomas, 26, 228 religion: David I’s reign, 40; see also specific forms religious houses: patronage of, 50 religious painting, 247 religious performances, 254–6 religious poetry, 66 early medieval, 91–102 religious texts: published in Gaelic, 157 religious themes in ballads, 266–7 in Gaelic literature, 220, 221–2 Sìleas na Ceapaich, 311–12
332 Renaissance, Scottish, 9, 164 Renan, Ernest, 116 representativeness: and Book of the Dean of Lismore, 214 Rescissory Act, 142 Restoration (1660), 135, 142 retainers: terms describing, 156–7 Revolution Settlement, 236 Rheged, kingdom of, 35, 55, 66 rhetoric, discipline of, 24 Richard I, the Lion-Heart, 40, 85 Richard of St Victor: De Trinitate, 226 rigs, 146 rímur, genre of, 81 ring-works, 49 river-names, 52 Rizzio, David, 191 Robert, Master: Vita, 78 Robert I (Robert Bruce), 42–3, 135–6, 170 statutes (1318), 238 Robert II, court of: and Scots literature, 273–4 Robin Hood plays, 254 Rob Roy (film), 6 Rögnvaldr Kali Kolsson, Earl of Orkney, 70, 77, 78, 79–81, 82, 93–4 Háttalykill, 80–1 Rolland, John: Court of Venus, 281 Rollock, Robert, 234 roman à clef: Barclay, 196 romances: historiographical, 174–5 Roman de Renart, Le, 288, 289 romanticism, Scottish, 23 Ross, Alexander, bishop of Edinburgh, 167, 236 Ross, John Merry: Scottish History and Literature, 20 Row, John, 232, 256 Ruddiman, Thomas, 206 Grammaticæ Latinæ Institutiones, 206 runrig, 45, 146 rural society, 144 Russell, Patrick, 173 Rutherford, Samuel, 233, 235 Ruthwell Cross, 59, 101 St Andrews Sarcophagus, 49 St Magnús Cathedral, Kirkwall, 77 saints Bernician, 104, 107 cults, 50 plays on, 254 poetry in voices of, 129–30 religious poetry on, 96–101 see also hagiography Saltire: foundation legend, 185 salvation see saving verse satire Dunbar, 297, 301, 303 in Gaelic literature, 69–70, 222 Menippean, 196 saving verse, 91–102 Scandinavia: influence on Scots language, 160; see also Norse; specific countries Schaw, William, 249, 251 School of Scottish Studies, 21 Scone, 49 Scone, Stone of, 170 Scotism, school of, 121
Index Scots Confession, 232–3, 234 Scots language, 135 until 1314, 52, 59, 61, 62 1314–1707, 145, 153, 158–63 bilingualism with Gaelic, 157–8 drama in, 259–60 historiography in, 174–5 as language of law, 156, 238–9 loans, 157–8, 160–1 as national language, 159 official records in, 156, 214–15 periods of, 158–9 Scots literature collections, 22–3 integrity of, 23–4 medieval makars, 18–20 Older: and the court, 273–85 relation with English, 20–1 relation with Gaelic, 21 Scots of Alba, 56 Scots of Ireland, 56 Scotstarvit, Sir John Scot, Lord, 199 Scott, Alexander, 254, 281–2, 303 ‘New Yeir Gift to the Quene Mary’, 282 Scott (Scotus), Michael 120, 186, 226 Scott, Sir Walter, 5, 19, 26, 303 on Bannatyne manuscripts, 265 collection of oral literature, 22, 23 Guy Mannering, 23 influence of, 27, 249 Scotticisms: in Classical Gaelic texts, 156–7 Scotti (Gaels), 35–6, 54, 56 ‘Scottish Chronicle’, 37, 169 Scottish Gaelic Texts Society, 20 Scottish literature since 1918, 8–9 anglicisation of, 23–4, 29, 141–2 and art, 245–52 criticism, 3–15 features of, 11–12 in interdisciplinary studies, 6–7 international assessment of, 5–6, 164–7 multiperspectual approach to, 13–15 periodisation, 7–9 relations with other literatures, 12–13 Scotland as land of lost, 125 Scottishness of, 10–11, 13 study of, 4–5, 6–7, 10, 16–31 use of term, 10, 14, 30 see also specific authors and subjects Scottish National Dictionary, 20 Scottish Studies, 6–7 Scottish Text Society, 20, 26 Scottis Original, The, 174 Scougal, Henry, 236 Security, Act of (1703), 142 semi-bardic verse, 213 Semphill, Robert, 254, 257, 259, 282 Senchus Fer nAlban (History of the Men of Britain), 36 Seneca: influence on drama, 258 Servanus: legends of, 185 Seton, Alexander, 1st earl of Dunfermline: emblems, 248–9 settlements until 1314, 45–6, 56–7 1314–1707, 144, 146
Index ‘Seven Ill Years’, 147 sexual themes: in Gaelic literature, 224 Shaw, Quintine, 303 sheilings, 147 Shenstone, William, 268 Shepherd, Nan, 17 Shetland, 140, 145 shire systems, 48–9 Sibbald, Sir Robert, 150–1 Scotia illustrata, 183 signs: Henryson, 286, 291 Sìleas na Ceapaich, 17–18, 305–14 ‘Church, The’, 311–12 ‘Conversation with Death’, 313 education, 312 ‘Hymn to the Virgin Mary’, 312 lament for Alasdair Dubh, 308–9 poem of advice to young girls, 312–13 political songs, 306–7 religious themes, 311–12 reputation, 313 Sinclair, George, 139 Sinclair, Henry, Lord, 275, 276, 280 Sinclair family, 275–6 ‘Sir Patrick Spens’, 270, 272 Siward of Northumbria, Earl, 38 skalds and skaldic verse, 64, 65, 70, 77, 80 Skene, Sir John, 238, 241 De Verborum Significatione, 241 Skene, William, 76 Slezer, John: Theatrum Scotiae, 151 Smith, Adam, 24, 26 Smith, G. Gregory, 19, 20, 29, 30 snádud (protection), 97–8 Snorri Sturluson, 81 Edda, 80 Háttatal, 80 Solemn League and Covenant (1643), 141, 235 Somerled of Argyll, 40 songs ballads as, 263, 264, 266 Gaelic, 219–20, 305–6 sonnets, 283 Spark, Muriel, 10–11, 13, 17 Speirs, John, 19, 23 Spotswood, John: History of the Church of Scotland, The, 182 Spottiswood, John, 232 Sprouston Breviary, 185 Stair, James Dalrymple, Viscount of, 241 Institutions of the Law of Scotland, The, 242–3 Stephan of Ripon: Vita Sancti Wilfrithi, 106, 107 Steuart of Goodtrees, Sir James, 242 Stevenson, Robert Louis, 5, 28 Steward, Simeon, 204 Stewart, Bernard: in Dunbar’s poems, 297 Stewart, Dugald, 26 Stewart, James, Earl of Moray, 189 Stewart, William, 178, 281 Stewart of Baldynneis, John: Schersing Out of Trew Felicitie, Ane, 283 Stewart of Rosyth, Sir David, 137, 276 Stirling Bridge, battle of, 42 Stobo (Sir John Reid), 286, 303 stones: Pictish symbol-bearing, 49
333 Strathclyde, kingdom of, 35, 55, 75 language, 57, 61 Striveling, Richard, 173 sub-literary tradition, Gaelic, 220 Sueno’s Stone, 169 Sulien of St David’s, Bishop, 39 Sulpicius Severus: Life of St Martin, 111, 112 superstition, 139 surveys, 150–1 Sydserf, Thomas: Tarugo’s Wiles, 260–1 symbols: Pictish, 58 synods: of poets, 83 tableaux, symbolic, 246 Tacitus: Agricola, 188 tacksman system, 147 Taliesin, 55, 66, 75 tapestries, 250 tartanry, 9 taxes, 137, 148 teinds, 50, 138 Templars, 40 tenements, high, 149 Tennis Court Theatre, 260 text: instability of, 264 theology before 1314, 115–22 before Reformation, 226–30 1560–1707, 231–7 federal, 234 monastic, 120 Thirty Years War (1618–48), 201 thocht: in Dunbar, 298 Thomson, George Orpheus Caledonius, 270, 271 Select Collection of Original Scottish Airs, 22 Thomson, James, 12 Thordarson, Arnórr: Elegy for Thorfinn the Mighty, Earl of Orkney, 68 Thorfinn of the Orkneys, Jarl, 38 Thorkelin, Grim J., 26 Tod, Patrick, 230 tombs: saints, 100 towns development of, 46–7 feudal, 49 geography: 1314–1707, 148–9 mortality statistics, 148 see also burghs trade until 1314, 40, 46 effect on language, 61 translations: of Scottish literature 1314–1707, 164–5 transportation, 140 travel accounts, 150, 151 Treasurer’s Accounts, The, 295 tribal names, 52, 53 trickster narratives: Henryson, 289 triolets: by Dunbar, 300–1 troubadours, 85 trouvères, 85 Turgot: Life of St Margaret, 39, 104, 186 tyrants: Buchanan on, 189 Ulster cycle, 124–5, 222, 223, 225 Union, Treaty of (1707), 142–3, 243
334 uniqueness: and Book of the Dean of Lismore, 214 universities, 229 absence in Gaelic-speaking areas, 21 and English literature, 25, 26–7 foundation of, 186, 228 links with Irish scholarship, 28 study of Scottish literature, 4, 16 theology and philosophy in, 115 Urien, king of Rheged, 66, 126–7, 128 Urien poems, 63, 66, 67, 68, 69 Usages debates, 236 Vairement, Richard, 188 van der Myle, Abraham, 164–5 Vanson, Adrian, 245, 248 Van Veen, Otto, 248, 251 Veremundus, 188 Viking raids, 37–8, 60 Viking settlements, 36, 59–60, 61 Vita et Miracula Sanctissimi Kentigerni, 105, 108 Vita Merlini Silvestris, 185 Vita Sanctae Margaretae Scotorum Reginae, 105 Vita Sancti Kentegerni, 108, 185 Vita Sancti Seruani, 104, 107, 108 Voltaire, 165 Voyage of St Brendan, 39 voyage tale, 130–1 Vredeman de Vries, Hans, 247, 249 Vulgar Latin, 54 Wadding, Luke, 121 Wallace, The see Harry, Blind Wallace, William, 28, 42, 176 Waller, Edmund, 206 Warton, Thomas, 19 Watson, James: Choice Collection of Comic and Serious Scots Poems, 20, 203 Watson, Robert, 24 Watson, W. J., 20, 211, 213, 214 Bàrdachd Ghàidhlig, 21 Rosg Gàidhlig, 21 Wedderburn, James, 255–6, 256 Wedderburn, John, 256, 265 Wedderburn, Robert, 256 Complaynt of Scotland, 267, 269, 270 Welsh language, 57, 94 and Gododdin, 72–3 Welsh literature, 9 cycles of poems, 128 heroic, 55, 56, 73–4 influence of Gododdin, 76 narrative and lyric in, 124–5 praise poetry, 63–4 professionalisation of poets, 64–5 reconciliation poetry, 69 religious poetry, 94
Index Welwood, William: sea laws, 241 Westminster Confession of Faith, 231, 233, 234 Whithorn, 35, 59, 91, 107 Wilfrith, St: hagiography, 106, 107 Wilkie, Sir David, 245 will: faculty of, 227 William I the Lion, 40, 46 William II ‘Rufus’, 38, 39 William III and Mary II, 204, 205, 236, 243 reign of, 142 Williams, Raymond, 29 William the Clerk, 100 ‘Song on the Death of Somerled’, 126 Willock, John, 232 Wilson, Florence, 165, 230 Commentatio quaedam theologica, 230 De animi tranquillitate, 165, 230 Wimund, Bishop of the Isles, 39 Winram, John, 232 Winzer, Ninian, 234 Wishart, George, 231, 237 witch hunts, 138–9 Withers, Charles W. J., 7, 8 Wittig, Kurt: on Scottish tradition, 10 women anti-feminism, 293 Gaelic poets, 17–18, 70–1, 313–14 and Maitland manuscripts, 282 revolution in position of, 8–9 as theme in Book of the Dean of Lismore, 216, 217, 224 witch hunts, 138–9 writers, 7 see also feminist criticism; specific names Wordsworth, William, 12 writers, 7 definition of Scottish, 13 English: Scottish dimension in, 5 in London, 18 men: transmission of literary authority, 293 women, 7, 17–18, 70–1, 313–14 see also specific names writing early: in Latin, 53 new technology of, 44 Rögnvaldr, 79 see also records Wycliffe, John: New Testament, 231 Wynnin of Kilwinning, St, 186 Wyntoun, Andrew of, 137, 169, 273–4, 303 Orygynale Cronykil of Scotland, 136, 170, 174, 273–4 Yarrow Stone, 53 Yeats, W. B.: Irish Literary Revival, 25