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JANUA LINGUARUM S T U D I A MEMORIAE N I C O L A I VAN W I J K DEDICATA edenda curai C. H. V A N S C H O O N E V E L D Indiana University
Series Practica,
176
TO MY M O T H E R
A HISTORY OF THE ROMANCE VOWEL SYSTEMS THROUGH PARADIGMATIC RECONSTRUCTION
by
THADDEUS FERGUSON Columbia
University
1976
MOUTON THE H A G U E • P A R I S
© Copyright 1976 Mouton & Co. B.V., Publishers, The Hague No part of this book may be translated or reproduced in any form, by print, photoprint, microfilm, or any other means, without written permission from the publishers.
ISBN 90 279 3354 5
Printed in Hungary
ACKNOWLEDGMENTS
Since this study was originally undertaken as a Columbia University doctoral dissertation, I can do no less than to extend due recognition to those scholars who supervised it from its inception to its present form: to Professor Robert Austerlitz, who, as director of the dissertation, insisted on the highest standards at all times and whose constructive criticism has brought a measure of improvement to virtually every page of this work; to Professor Fredrick H. Jungemann, whose generous expenditure of time and effort far exceeded the call of duty; and to Professor Mario A. Pei, who graciously shared with me his unrivaled knowledge of the entire field of Romance philology. These three men deserve much of the credit for whatever there may be of value in this study; indeed, they are largely responsible for the training without which I could not have undertaken the project atall. I should also like to take this opportunity to thank Professor Lawton P. G. Peckham and Professor Joseph L. Malone,. both of whom read the entire text and made a number of perceptive observations, some of which are reflected in the final version. In addition, congratulations are due to Mr. Ronald Stark for his expert typing of a difficult manuscript. The major portion of Chapter 10 first appeared in Studies in Honor of Mario A. Pei (Chapel Hill, 1972). I wish to thank North Carolina Studies in the Romance Languages and Literatures for permission to reprint this material.
5
CONTENTS
Acknowledgments
5
Apparatus
9
Introduction 0.1. Aim 0.2. Latin and Proto-Romance 0.3. Structural Linguistics and Romance Historical Phonology: Some Previous Studies 0.4. Methodology
11 13 14 18
PART I: THE RECONSTRUCTION OF THE PROTO-ROMANCE VOWEL PARADIGM
1. Preliminary Survey of Modern Romance Vowel Patterning
25
2. The Proto-Romance System of Stressed Vowels
37
3. The Proto-Romance System of Unstressed Vowels
70
4. The Proto-Romance Diphthong */aw/
79
5. The Philological Evidence
85
PART II: RISING DIPHTHO NGIZ ATION AND METAPHONY IN ROMANCE
6. The Two Prototypes of Stressed Vowel Development
95
7. A Theory on the Diachronic Relationship between Rising Diphthongization and Metaphony
123
8. Sample Reconstruction: The Parallel Evolution of Spanish and Portuguese Stressed Mid Vowels
131
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CONTENTS
PART III: PATTERNED FALLING DIPHTHONGIZATION AND THE FRONT ROUNDED VOWEL SERIES
9. The Two Zones of Patterned Falling Diphthongization 10. Sample Reconstruction : The Evolution of the Stressed Vowel System of Vegliote
139 149
11. Conclusion 11.1. The Structure and Evolution of the Pro to-Romance Vowel Paradigm: Summary 11.2. The Question of Regional Isoglosses in Pro to-Romance Bibliography
164 172 175
APPARATUS
(1 j. Stress is indicated by /'/ before the stressed syllable; e.g., Central Italian /'par lo/ "I speak", /par '1